102-2022 to 117-2022
|
16/09/2022
(31/12/2023)
|
Questions Relating to Special Purpose Acquisition Companies (marked-up version issued in December 2023)
|
083-2022 to 101-2022
|
29/07/2022
(31/12/2023)
|
Amendments to Listing Rules relating to Share Schemes of Listed Issuers (effective on 1 January 2023) (marked-up version issued in December 2023) |
| 078-2022 to 082-2022 |
17/06/2022
(31/12/2023)
|
Core Shareholder Protection Standards (marked-up version issued in December 2023) |
| 077-2022 |
22/04/2022
(31/12/2023)
|
Consequential changes to the Listing Rules to complement the new Code of Conduct provisions on bookbuilding and placing activities in equity capital market and debt capital market transactions and the sponsor coupling proposal (FAQ No.077-2022) (marked-up version issued in December 2023) |
075-2021
|
18/06/2021
(31/12/2023)
|
Listing Rule changes on Paperless Listing & Subscription Regime (effective on 5 July 2021), Online Display of Documents (effective on 4 October 2021) and Reduction of the Types of Documents on Display (effective on 4 October 2021) (marked-up version issued in December 2023) |
| 054-2019 to 056-2019 |
28/02/2019
(31/12/2023)
|
Submission of contact information of directors/supervisors and the disclosure of their former names and aliases (marked-up version issued in December 2023) |
053-2019
|
28/02/2019
(01/01/2024)
|
Questions on audit terminology used in the Rules with reference to the HKICPA’s revised Auditor Reporting Standards effective on 15 December 2016 (FAQ No.053-2019) (marked-up version issued in January 2024)
|
008-2017 to
022-2017 and 023-2018
|
02/02/2018
(02/2020)
|
Questions relating to the Review of The Growth Enterprise Market (GEM) and changes to the GEM and Main Board Listing Rules (Withdrawn in January 2024)
|
002-2017 to 004-2017
|
06/01/2017
(01/01/2024)
|
Questions on audit terminology used in the Rules with reference to the HKICPA’s revised Auditor Reporting Standards effective on 15 December 2016 (marked-up version issued in January 2024)
|
Series 31
|
06/02/2015
(01/01/2024)
|
Questions relating to the Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments (marked-up version issued in January 2024)
|
Series 26
|
21/02/2014
(31/12/2023)
|
Questions relating to the new Companies Ordinance (“New CO”) and its impact on issuers (marked-up version issued in December 2023)
|
Series 25
|
27/09/2013
(01/01/2024)
|
Listing of Overseas Companies (marked-up version issued in January 2024)
|
Series 24
|
26/07/2013
(31/12/2023)
|
Listing Rule changes to complement the Securities and Futures Commission’s New Sponsor Regulation effective on 1 October 2013 (marked-up version issued in December 2023)
|
Series 22
|
30/04/2013
(31/12/2023)
|
Rule changes consequential on the statutory backing of the obligation on listed corporations to disclose inside information (effective from 1 January 2013) (marked-up version issued in December 2023)
|
| Series 20 |
28/02/2013
(01/01/2024)
|
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities (marked-up version issued in January 2024)
|
| Series 18 |
31/08/2022
(31/12/2023)
|
The Environmental, Social and Governance Reporting Guide (marked-up version issued in December 2023)
|
| Series 17 |
09/12/2011
(01/01/2024) |
Review of the Corporate Governance Code and Related Listing Rules (marked-up version issued in January 2024)
|
Series 14
|
31/05/2011
(31/12/2023)
|
Model Code for Securities Transactions by Directors of Listed Issuers (marked-up version issued in December 2023)
|
Series 11
|
20/05/2010
(31/12/2023)
|
Rule Amendments relating to Circulars and Listing Documents of Listed Issuers (effective 3 June 2010) (marked-up version issued in December 2023)
|
Series 9
|
14/12/2009
(31/12/2023)
|
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Amendments to Articles of Association (marked-up version issued in December 2023)
|
Series 8
|
28/11/2008
(01/01/2024)
|
Rule Amendments relating to the 2008 Combined Consultation (marked-up version issued in January 2024)
|
Series 7
|
28/11/2008
(01/01/2024)
|
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities by Listed Issuers (marked-up version issued in January 2024)
|
Series 6
|
09/05/2023
(31/12/2023)
|
HKEX’s Framework for Depositary Receipts (HDRs) (marked-up version issued in December 2023)
|
Series 5
|
02/05/2008
(02/2020)
|
Rules Amendments relating to GEM Review (Withdrawn in January 2024)
|
Series 2
|
06/06/2006
(31/12/2023)
|
Minor and Housekeeping Rule Amendments (marked-up version issued in December 2023)
|
Series 1
|
31/03/2004
(01/01/2024)
|
Rule Requirements relating to Listing Criteria Issues (marked-up version issued in January 2024)
|
119-2023 to 136-2023
|
27/10/2023
(13/12/2023)
|
Questions Relating to Expansion of Paperless Listing Regime, Mandatory Electronic Dissemination of Corporate Communications and Simplification of Appendices to the Listing Rules (effective on 31 December 2023) (marked-up version issued in December 2023)
|
076-2022
|
01/01/2022
(22/11/2023)
|
Questions on recognition of overseas audit firms under the Accounting and Financial Reporting Council Ordinance (FAQ No.076-2022) (marked-up version issued November 2023)
|
059-2019 to 067-2019
|
06/09/2019
(22/11/2023)
|
Questions on recognition of overseas audit firms under the Accounting and Financial Reporting Council Ordinance (marked-up version issued in November 2023)
|
Series 27
|
14/03/2014
(07/12/2018)
|
Selection of Headline Categories and Titles for Announcements (Withdrawn in September 2023)
|
070-2019
|
08/11/2019
(01/08/2023)
|
Question on amendments to articles of association (marked-up version issued in August 2023)
|
068-2019 to 069-2019
|
01/10/2019
(01/08/2023)
|
Questions relating to H-share issuers whose domestic shares are quoted on the National Equities Exchange and Quotations (NEEQ) (marked-up version issued in August 2023)
|
072-2020
|
06/11/2020
(01/01/2023)
|
Questions on adjustments of the exercise price of share options (marked-up version issued in January 2023)
|
030-2018 to 044-2018
|
24/08/2018
(01/01/2022)
|
Questions on listing of companies from emerging and innovative sectors (marked-up version issued in January 2022)
|
045-2018 to 052-2018
|
28/09/2018
(17/04/2020)
|
Questions on Notifiable and Connected Transaction Rules relating to Lease Transactions of Listed Issuers adopting HKFRS/IFRS 16 “Leases” (or similar accounting standards in other jurisdictions) (marked-up version issued in April 2020)
|
Series 12
|
26/05/2010
(28/02/2020)
|
Amendments relating to New Listing Rules for Mineral Companies (effective 3 June 2010) (Withdrawn in February 2020)
|
Series 3
|
22/03/2007
(23/06/2014)
|
Electronic Disclosure (Withdrawn in October 2019)
|
Series 19
|
13/12/2012
(28/12/2018)
|
Amendments to the Corporate Governance Code and Corporate Governance Report relating to Board Diversity (Withdrawn in December 2018)
|
Series 21
|
27/03/2013
(28/12/2018) |
Questions relating to the Corporate Governance Code and Associated Listing Rules (Withdrawn in December 2018)
|
Series 30
|
19/12/2014
(28/12/2018)
|
Questions relating to the Risk Management and Internal Control section of the Corporate Governance Code (Withdrawn in December 2018)
|
Series 13
|
26/11/2010
(13/07/2018) |
Rules amendments relating to Mixed Media Offer (effective 1 February 2011) (Withdrawn in July 2018)
|
Series 23
|
21/06/2013
(13/07/2018)
|
Disclosure of a new applicant’s unaudited net profits/ losses after its track record period in a listing document (Withdrawn in July 2018)
|
028-2018
|
04/05/2018
(13/07/2018)
|
Questions relating to the Review of The Growth Enterprise Market (GEM) and changes to the GEM and Main Board Listing Rules (FAQ No. 028-2018) (Withdrawn in July 2018)
|
Series 29
|
17/11/2014
(13/07/2018)
|
Shanghai and Shenzhen Connect (marked-up version issued in July 2018)
|
024-2018 to 027-2018
|
04/05/2018
(29/06/2018)
|
Questions on calculation of value dilution (marked-up version issued in July 2018)
|
Series 28
|
21/03/2014
(29/06/2018)
|
Rule Requirements Relating to Connected Transactions (effective 1 July 2014) (marked-up version issued in July 2018)
|
001-2016
|
02/02/2012
(13/05/2016)
|
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016)
|
003-2016
|
02/02/2012
(13/05/2016)
|
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016)
|
002-2016
|
02/02/2012
(26/02/2016)
|
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in February 2016)
|
Series 15
|
20/10/2011
(01/04/2015)
|
Rule amendments relating to property valuation requirements (effective 1 January 2012) (marked-up version issued in April 2015)
|
Series 10
|
20/05/2010
(01/07/2014) |
Amendments to Connected Transaction Rules (effective 3 June 2010) (marked-up version issued in July 2014)
|
Series 4
|
05/11/2007
(17/04/2014)
|
Web Proof Information Pack (WPIP) (marked-up version issued in April 2014) (Withdrawn in July 2014)
|