Series 5 |
02/05/2008 (15/02/2018) |
Rule Amendments relating to GEM Review (marked-up version issued in February 2018) |
Series 6 |
09/05/2008 (15/02/2018) |
HKEX’s Framework for Depositary Receipts (HDRs) (marked-up version issued in February 2018) |
Series 8 |
28/11/2008 (15/02/2018) |
Rule Amendments relating to the 2008 Combined Consultation (marked-up version issued in February 2018) |
Series 20 |
28/02/2013 (15/02/2018) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions, Mineral Companies, Issues of Securities and Corporate Governance Code (marked-up version issued in February 2018) |
Series 1 |
31/03/2004 (11/11/2016) |
Rule Amendments relating to Corporate Governance and Listing Criteria Issues (marked-up version issued in November 2016) |
Series 24 |
26/07/2013 (11/11/2016) |
Listing Rule changes to complement the Securities and Future Commission's New Sponsor Regulation effective on 1 October 2013 (marked-up version issued in November 2016) |
Series 29 |
17/11/2014 (04/11/2016) |
Shanghai and Shenzhen Connect (marked-up version issued in November 2016) |
001-2016 |
02/02/2012 (13/05/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016) |
003-2016 |
02/02/2012 (13/05/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in May 2016) |
002-2016 |
02/02/2012 (26/02/2016) |
Questions relating to Guidance Letter HKEX-86-16 "Guide on Producing Simplified Listing Documents Relating to Equity Securities for New Applications" (marked-up version issued in February 2016) |
Series 18 |
31/08/2012 (21/12/2015) |
Questions relating to Environmental, Social and Governance Reporting (marked-up version issued in December 2015) |
Series 31 |
06/02/2015
(21/12/2015) |
Questions relating to the Review of Listing Rules on Disclosure of Financial Information with reference to the New Companies Ordinance and Hong Kong Financial Reporting Standards and Proposed Minor/Housekeeping Rule Amendments (marked-up version issued in December 2015) |
Series 30 |
19/12/2014 (14/07/2015) |
Questions relating to the Risk Management and Internal Control section of the Corporate Governance Code (Effective for accounting periods beginning on or after 1 January 2016) (marked-up version issued in July 2015) |
Series 13 |
26/11/2010 (08/07/2015) |
Rules amendments relating to Mixed Media Offer (effective 1 February 2011) (marked-up version issued in July 2015) |
Series 7 |
28/11/2008 (29/05/2015) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions and Issues of Securities by Listed Issuers (marked-up version issued in May 2015) |
Series 28 |
21/03/2014 (29/05/2015) |
Rule Requirements Relating to Connected Transactions (effective 1 July 2014) (marked-up version issued in May 2015) |
Series 26 |
21/02/2014 (01/04/2015) |
Questions relating to the New Companies Ordinance and its impact on issuers (Effective from 3 March 2014) (marked-up version issued in April 2015) |
Series 19 |
13/12/2012
(01/04/2015) |
Amendments to the Corporate Governance Code and Corporate Governance Report relating to Board Diversity (effective 1 September 2013) (marked-up version issued in April 2015) |
Series 17 |
19/12/2011 (01/04/2015) |
Review of the Corporate Governance Code and Associated Listing Rules (marked-up version issued in April 2015) |
Series 15 |
20/10/2011
(01/04/2015) |
Rule amendments relating to property valuation requirements (effective 1 January 2012) (marked-up version issued in April 2015) |
Series 23 |
21/06/2013 (17/10/2014) |
Disclosure of a new applicant’s unaudited net profits/ losses after its track record period in a listing document (marked-up version issued in October 2014) |
Series 12 |
26/05/2010 (01/07/2014) |
Amendments relating to New Listing Rules for Mineral Companies (effective 3 June 2010) (marked-up version in July 2014) |
Series 11 |
20/05/2010 (01/07/2014) |
Rule Amendments relating to Circulars and Listing Documents of Listed Issuers (effective 3 June 2010) (marked-up version in July 2014) |
Series 10 |
20/05/2010 (01/07/2014) |
Amendments to Connected Transaction Rules (effective 3 June 2010) (marked-up version issued in July 2014) |
Series 9 |
14/12/2009 (01/07/2014) |
Rule Requirements relating to Notifiable Transactions, Connected Transactions, Amendments to Articles of Association and Notices of Meeting (marked-up version issued in July 2014) |
Series 4 |
05/11/2007 (17/04/2014) |
Web Proof Information Pack (WPIP) (marked-up version issued in April 2014) (Withdrawn in July 2014) |