Market Turnover
-
-
-
|
|
|
|
|
|
-
-
-
Building the Marketplace
of the Future
繁
简
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
Latest Market Data
Our Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
MSCI Index Futures & Options
HKEX Sustainable & Green Exchange
Our Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
Client Connect
Corporate Action Messaging Standardisation
FINI - A New Era for Hong Kong’s IPO market
Circulars & Notices
Become a Participant
HKEX Connect Hall
Join Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Core Climate
IR Connect
Listing of Specialist Technology Companies
Core Climate
Listing Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Listing of Overseas Issuers
Listing of Biotech Companies
Listing of Specialist Technology Companies
Launch of FINI platform
Expansion of the Paperless Listing Regime
Listing e-Forms Guidance Materials
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability & Corporate Governance
ESG Academy
Board Diversity & Inclusion in Focus
Corporate Governance Practices
What's New
Listing Newsletters
Contact Us / Make a Complaint
News Centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
HKEX Calendar
Research Reports
Connect Scheme
Stock Connect
Bond Connect
Swap Connect
Invest China A
Daily Statistics
Market Highlights
Eligible Securities
Market Data
Stock Quote Lookup
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
News Alerts
Market Data Services
Building the Marketplace
of the Future
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
繁
简
Our
Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
Search our directory to find brokers, clearing members, information vendors and more
MSCI Index Futures & Options
HKEX launched 39 MSCI equity index futures and options contracts
HKEX Sustainable & Green Exchange
Collaborating on sustainable finance amongst our stakeholders
Our
Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
Client Connect
Corporate Action Messaging Standardisation
FINI - A New Era for Hong Kong’s IPO market
Circulars & Notices
View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
Become a Participant
Connect to Hong Kong’s financial market through HKEX
HKEX Connect Hall
A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
Join
Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Core Climate
IR Connect
The Future of Investor Relations
Listing of Specialist Technology Companies
A new listing pathway for Specialist Technology Companies.
Core Climate
The new carbon marketplace from HKEX
Listing
Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Listing of Overseas Issuers
Listing of Biotech Companies
Listing of Specialist Technology Companies
Launch of FINI platform
Expansion of the Paperless Listing Regime
Listing e-Forms Guidance Materials
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability & Corporate Governance
ESG Academy
Board Diversity & Inclusion in Focus
Corporate Governance Practices
What's New
Latest regulatory information issued by Listing
Listing Newsletters
Bi-annual newsletters updating you on listing topics that we think will be of greatest interest to you
Contact Us / Make a Complaint
Get in touch with our Listing Division
News
centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
Snapshot about HKEX latest news and information
HKEX Calendar
Download or subscribe to our calendar containing trading and clearing information, public holidays and more
Research Reports
Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Connect
Scheme
Stock Connect
Bond Connect
Swap Connect
Invest China A
Daily Statistics
Statistics on Shanghai and Shenzhen Connect updated daily
Market Highlights
View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
Eligible Securities
A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market
Data
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
View listed company announcements and more on the centralised platform for regulatory filings and disclosures
News Alerts
Sign up to receive company announcements or website updates by email
Market Data Services
Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department
HKEX - Listing Regulations
Structured Products
Guidance
Guidance
Listing Regulations
Structured Products
How We Regulate
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Rules and Guidance
What's New
Listing Rules
Main Board Listing Rules
GEM Listing Rules
Regulatory Forms
Fees Rules
Amendments to Main Board Listing Rules
Amendments to GEM Listing Rules
Consolidated PDFs
Interpretation and Guidance
Guidance
Frequently Asked Questions
Listing Review Committee Decisions
Headline Categories
Main Board
GEM
Checklists, Forms and Templates
New Applicants
Equity Securities Issuers
Debt Securities Issuers
Structured Products Issuers
Other Resources
List of Approved Mainland Accounting Firms
Listing of Overseas Issuers
Listing of Biotech Companies
Biotech Advisory Panel
Listing of Specialist Technology Companies
Launch of FINI platform
Expansion of the Paperless Listing Regime
e-Submission System (ESS)
Login
ESS Registration (For Listed Issuers and Professional Agents only)
Training Materials
ESS User Manuals & Quick Reference Guides
ESS Operation Hours and Contact Us
Frequently Asked Questions
Listed Company Information Dissemination Interruption Arrangements
Listing e-Forms Guidance Materials
Archive
Archive - Guidance Letters
Archive - Listing Decisions
Archive - Frequently Asked Questions
Archive - Interpretative Letters
Archive - Other Guidance Materials for Listed Issuers
Archive - Country Guides
Archive - Explanatory Notes for List of Overseas Jurisdictions of Incorporation
Archive - Administrative Matters
Archive - Consultation and Communication on Electronic Disclosure
Archive - Structured Products
Archive - Debt Securities
Archive - Letters to Issuers
Archive - Presentation Materials
Archive - Corporate News Releases related to GEM (Prior to 2001)
Archive - GEM Listing Rules Update / Interpretation (prior to 2003)
Archive - Major Changes from Proposals contained in Consultation Paper dated May 1998
Archive - Announcements Concerning Issuers' Delay in Releasing Results Announcement - Status Report as of 22 June 2007
Archive - Announcements Concerning Modified Report by Auditors (published before 25 June 2007)
IPO
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Other Materials
Progress report for new listing applications
e-Learning
Directors' Responsibilities at IPOs
Guide for New Listing Applicants
Listed Issuers
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Continuing Obligations
Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Director Training Webcast 2017/2018
INEDs Role in Corporate Governance
ESG Governance and Reporting
Exchange’s New ESG Requirements
Connected Transaction Rules
Notifiable Transaction Rules
Equity Fundraising Rules
Continuing Obligations
Continuing Disclosure Obligations and Trading Halt
Trading Arrangements for Corporate Actions
Share Schemes
Current topics
Listed Issuer Regulation Newsletters
COVID-19 Pandemic
Exchange's Reports
Review of Issuers' Annual Reports
Review of Implementation of Corporate Governance Code
Review of Implementation of Environmental, Social and Governance Reporting Guide
Structured Products
Structured Products
Products and Issuers' Information
Eligible Underlying Assets
Product Terms
List of Issuers
Frequently Asked Questions
Guidance
Liquidity Provision
Industry Principles on Liquidity Provision for Listed Structured Product
Debt Securities
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Private Reprimands
Disciplinary Sanctions from 2001 to 2017
Enforcement Bulletin
Enforcement Statistics
For the year ended 31 December 2023
For the six months ended 30 June 2023
For the year ended 31 December 2022
For the six months ended 30 June 2022
For the year ended 31 December 2021
For the six months ended 30 June 2021
Archive
Request for Assistance
Sustainability & Corporate Governance
Sustainability & Corporate Governance
ESG Academy
Rules and Regulations
Publications and Training
ESG in Practice
External References
Latest News
Corporate Governance Practices
Board Effectiveness
Corporate Culture & Integrity
INEDs
Risk Management & Internal Controls
Shareholder Engagement
External Resources
Publications and Training
Latest News
Contact Us / Make a Complaint
Contact Us / Make a Complaint
Contact persons in HKEX Listing Division for Pre-IPO Enquiry and IPO Processing
Contact Persons in the Listing Division of HKEX for Listed Companies
Make a complaint
Guidance
Date
(dd/mm/yyyy)
Particulars
Document Type
Content Category
13/07/2018
Guide on Product Review and Approval Process for Listed Structured Products
Guidelines
Structured Products Issuers
15/01/2016
Liquidity Provision Interruptions and Pricing Issues
Letter to Issuers
Structured Products Issuers
27/07/2012
Guide on Enhancing Regulation of the Listed Structured Products Market
Guidelines
Structured Products Issuers