香港聯合交易所有限公司
(香港交易及結算所有限公司全資附屬公司)
THE STOCK EXCHANGE OF HONG KONG LIMITED
(A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)
The Stock Exchange of Hong Kong Limited
IMPOSES A PREJUDICE TO INVESTORS’ INTERESTS STATEMENT against:
(1) Ms Cheung Kwan, former executive director and chairman of Amber Hill Financial Holdings Limited (stock code: 33) (Company);
(2) Mr Liu Hu, former executive director of the Company;
(3) Ms Zhao Hong Mei, former executive director of the Company;
(4) Mr Li Xin, former non-executive director of the Company; and
(5) Ms Jin Xin, former independent non-executive director of the Company.
The statements made in respect of the directors above are made in addition to a public censure against each of them. The Prejudice to Investors’ Interests Statement is a statement that, in the Exchange’s opinion, had the directors remained on the board of directors of the Company, the retention of office by them would have been prejudicial to the interests of investors.
The directors were under investigation by the Listing Division for potential breaches of the Listing Rules. Investigation letters and reminder letters were sent to the directors at their respective correspondence and/or email addresses last known to the Exchange. The directors failed to respond to the enquiries, and accordingly breached their Director’s Declaration and Undertaking by failing to cooperate with the Exchange’s investigation.
Key Messages:
Failure to comply with the obligation to cooperate is a serious breach of the Listing Rules and may result in the imposition of severe sanctions. A director’s obligation to cooperate does not lapse after he/she ceases to be a director of the company.
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