Data & Statistics Print Friendly 
CCASS Statistics
Clearing and Settlement Statistics

Updated: 15 June 2009

Jun 08 - May 09
                             

Index at the End of Each Month
  Main Board Gem Board
MMM-YY Hang Seng Index % Change Over One Month S&P/
HKEx GEM
Index		 % Change Over One Month

Jun-08

22102

(9.91)

797

(11.05)

Jul-08

22731

2.85

765

(4.02)

Aug-08

21261

(6.47)

690

(9.80)

Sep-08

18016

(15.26)

551

(20.14)

Oct-08

13968

(22.47)

364

(33.94)

Nov-08

13888

(0.57)

351

(3.57)

Dec-08

14387

3.59

385

9.69

Jan-09

13278

(7.71)

362

(5.97)

Feb-09

12811

(3.52)

373

3.04

Mar-09

13576

5.97

386

3.49

Apr-09

15520

14.32

421

9.07

May-09

18171

17.08

558

32.54
Daily Average of Stock Exchange Trades Processed in CCASS 
(including CNS trades, isolated trades and cross trades)
MMM-YY Number of CCASS Trades % of Exchange Trades Value of Trades (HK$ Billion) Number of Shares (Billion)

Jun-08

468,239

100.00

64.34

101.98

Jul-08

470,278

100.00

63.24

106.86

Aug-08

460,941

100.00

59.44

107.85

Sep-08

575,962

100.00

67.62

89.09

Oct-08

698,930

100.00

61.75

77.73

Nov-08

603,309

100.00

47.34

74.76

Dec-08

564,622

100.00

43.12

60.89

Jan-09

549,914

100.00

47.74

78.69

Feb-09

480,730

100.00

39.95

78.63

Mar-09

569,292

100.00

46.59

69.40

Apr-09

729,874

100.00

61.91

98.16

May-09

862,007

100.00

79.80

116.03
Daily Average of Netting Efficiency of CNS Trades - In Stock Positions
MMM-YY Number of CNS Stock Positions Netting Efficiency (%)

Jun-08

50,001

94.43

Jul-08

48,202

94.65

Aug-08

44,450

94.99

Sep-08

45,424

95.77

Oct-08

47,132

96.48

Nov-08

45,174

96.12

Dec-08

48,831

95.29

Jan-09

46,011

95.64

Feb-09

45,152

95.14

Mar-09

47,944

95.61

Apr-09

60,650

95.68

May-09

70,777

95.70

 

Daily Average of Netting Efficiency of CNS Trades - In Money Obligations

MMM-YY

Money Obligations Arising from Novated Contracts 
(HK$ Billion)

Money Obligations after Netting 
(HK$ Billion)

Funds Netting Efficiency (%)

Jun-08

120.67

15.77

86.98

Jul-08

120.03

14.41

88.10

Aug-08

112.37

12.75

88.67

Sep-08

127.92

17.57

86.63

Oct-08

117.86

18.54

84.54

Nov-08

90.27

12.73

85.90

Dec-08

90.64

12.44

86.30

Jan-09

86.60

13.29

84.62

Feb-09

76.56

9.90

87.07

Mar-09

88.68

11.70

86.80

Apr-09

117.35

14.55

87.60

May-09

143.51

16.77

88.32
Daily Average of Settlement Efficiency of CNS Stock Positions
MMM-YY S Day (%) S+1 Day (%)

Jun-08

99.82

99.98

Jul-08

99.86

99.99

Aug-08

99.88

99.99

Sep-08

99.50

99.95

Oct-08

99.79

99.98

Nov-08

99.80

99.98

Dec-08

99.85

99.99

Jan-09

99.84

99.99

Feb-09

99.83

99.99

Mar-09

99.85

99.99

Apr-09

99.87

99.99

May-09

99.80

99.99
Daily Average of Settlement Instructions (SIs) Settled in CCASS 
(both delivering and receiving SIs are counted)
MMM-YY Number of SIs SIs by Market Value (HK$ Billion) SIs by Shares (Billion)

Jun-08

60,255

187.12

47.89

Jul-08

56,932

171.11

45.04

Aug-08

55,119

152.60

43.10

Sep-08

63,417

213.06

50.70

Oct-08

68,410

186.17

55.86

Nov-08

59,215

124.94

35.26

Dec-08

59,684

125.62

32.08

Jan-09

54,327

136.35

37.52

Feb-09

52,417

106.62

30.61

Mar-09

59,741

125.30

33.16

Apr-09

69,094

161.36

38.73

May-09

75,287

211.42

52.00
Daily Average of Investor Settlement Instructions (ISIs) Settled in CCASS 
(one sided ISIs are counted)
MMM-YY Number of ISIs ISIs by Market Value (HK$ Billion ) ISIs by Shares (Billion)

Jun-08

448

0.16

0.05

Jul-08

402

0.12

0.13

Aug-08

339

0.18

0.05

Sep-08

681

0.39

0.98

Oct-08

983

0.28

0.12

Nov-08

502

0.20

0.24

Dec-08

498

0.13

0.07

Jan-09

436

0.11

0.06

Feb-09

327

0.06

0.04

Mar-09

525

0.18

0.10

Apr-09

545

0.18

0.07

May-09

673

0.24

0.13
Daily Average of Transactions Handled by CCASS Depository 
(both deposit and withdrawal transactions are counted)
MMM-YY Number of Transactions Number of Share Certificates Processed

Jun-08

1,180

7,000

Jul-08

1,193

4,000

Aug-08

939

3,000

Sep-08

1,735

12,000

Oct-08

3,019

17,000

Nov-08

1,339

6,000

Dec-08

946

4,000

Jan-09

837

3,000

Feb-09

790

3,000

Mar-09

1,309

8,000

Apr-09

1,212

6,000

May-09

1,514

6,000


Securities Under CCASS Custody (balances at the end of each month)
MMM-YY Number of Securities Admitted into CCASS Number of Shares (Billion) % of Issued Shares of Admitted Securities Market Value (HK$ Billion) % of Market Capitalization of Admitted Securities

Jun-08

6,461

3,980.22

75.61

7,704.09

44.60

Jul-08

6,303

3,865.36

75.13

7,808.28

44.71

Aug-08

6,053

3,713.31

74.18

7,223.79

44.86

Sep-08

6,116

3,722.74

74.53

5,905.59

44.18

Oct-08

5,933

3,587.82

73.27

4,650.65

44.06

Nov-08

6,001

3,548.79

73.48

4,671.76

44.27

Dec-08

5,741

3,408.32

72.57

5,040.54

44.62

Jan-09

5,705

3,403.18

72.50

4,817.51

45.52

Feb-09

5,714

3,369.77

71.89

4,621.33

45.32

Mar-09

5,442

3,255.40

70.99

5,026.74

46.29

Apr-09

5,410

3,168.18

70.97

5,893.47

47.52

May-09

5,591

3,183.49

71.12

7,104.04

48.30