Data & Statistics Print Friendly 
CCASS Statistics
Clearing and Settlement Statistics

Updated: 15 December 2008

Dec 07 - Nov 08
                             

Index at the End of Each Month
  Main Board Gem Board
MMM-YY Hang Seng Index % Change Over One Month S&P/
HKEx GEM
Index		 % Change Over One Month

Dec-07

27812

(2.90)

1349

(5.47)

Jan-08

23455

(15.67)

1000

(25.87)

Feb-08

24331

3.73

1060

6.00

Mar-08

22849

(6.09)

845

(20.28)

Apr-08

25755

12.72

884

4.62

May-08

24533

(4.74)

896

1.36

Jun-08

22102

(9.91)

797

(11.05)

Jul-08

22731

2.85

765

(4.02)

Aug-08

21261

(6.47)

690

(9.80)

Sep-08

18016

(15.26)

551

(20.14)

Oct-08

13968

(22.47)

364

(33.94)

Nov-08

13888

(0.57)

351

(3.57)
Daily Average of Stock Exchange Trades Processed in CCASS 
(including CNS trades, isolated trades and cross trades)
MMM-YY Number of CCASS Trades % of Exchange Trades Value of Trades (HK$ Billion) Number of Shares (Billion)

Dec-07

609,265

100.00

97.12

142.09

Jan-08

745,843

100.00

119.51

177.66

Feb-08

550,992

100.00

83.86

137.14

Mar-08

619,347

100.00

89.46

146.72

Apr-08

588,089

100.00

86.69

129.23

May-08

561,613

100.00

76.67

118.58

Jun-08

468,239

100.00

64.34

101.98

Jul-08

470,278

100.00

63.24

106.86

Aug-08

460,941

100.00

59.44

107.85

Sep-08

575,962

100.00

67.62

89.09

Oct-08

698,930

100.00

61.75

77.73

Nov-08

603,309

100.00

47.34

74.76
Daily Average of Netting Efficiency of CNS Trades - In Stock Positions
MMM-YY Number of CNS Stock Positions Netting Efficiency (%)

Dec-07

67,796

94.13

Jan-08

73,463

94.85

Feb-08

60,107

94.32

Mar-08

59,942

94.95

Apr-08

59,079

94.77

May-08

59,287

94.52

Jun-08

50,001

94.43

Jul-08

48,202

94.65

Aug-08

44,450

94.99

Sep-08

45,424

95.77

Oct-08

47,132

96.48

Nov-08

45,174

96.12

 

Daily Average of Netting Efficiency of CNS Trades - In Money Obligations

MMM-YY

Money Obligations Arising from Novated Contracts 
(HK$ Billion)

Money Obligations after Netting 
(HK$ Billion)

Funds Netting Efficiency (%)

Dec-07

192.05

23.15

88.91

Jan-08

228.78

23.56

89.69

Feb-08

168.87

18.76

89.23

Mar-08

170.49

22.00

87.19

Apr-08

163.73

19.12

88.52

May-08

145.17

17.79

87.78

Jun-08

120.67

15.77

86.98

Jul-08

120.03

14.41

88.10

Aug-08

112.37

12.75

88.67

Sep-08

127.92

17.57

86.63

Oct-08

117.86

18.54

84.54

Nov-08

90.27

12.73

85.90
Daily Average of Settlement Efficiency of CNS Stock Positions
MMM-YY S Day (%) S+1 Day (%)

Dec-07

99.77

99.98

Jan-08

99.78

99.98

Feb-08

99.88

99.99

Mar-08

99.85

99.99

Apr-08

99.86

99.99

May-08

99.84

99.99

Jun-08

99.82

99.98

Jul-08

99.86

99.99

Aug-08

99.88

99.99

Sep-08

99.50

99.95

Oct-08

99.79

99.98

Nov-08

99.80

99.98
Daily Average of Settlement Instructions (SIs) Settled in CCASS 
(both delivering and receiving SIs are counted)
MMM-YY Number of SIs SIs by Market Value (HK$ Billion) SIs by Shares (Billion)

Dec-07

75,852

290.73

67.61

Jan-08

76,222

266.41

70.31

Feb-08

67,007

234.64

58.07

Mar-08

66,289

215.03

54.47

Apr-08

64,074

217.32

54.12

May-08

63,560

215.66

50.64

Jun-08

60,255

187.12

47.89

Jul-08

56,932

171.11

45.04

Aug-08

55,119

152.60

43.10

Sep-08

63,417

213.06

50.70

Oct-08

68,410

186.17

55.86

Nov-08

59,215

124.94

35.26
Daily Average of Investor Settlement Instructions (ISIs) Settled in CCASS 
(one sided ISIs are counted)
MMM-YY Number of ISIs ISIs by Market Value (HK$ Billion ) ISIs by Shares (Billion)

Dec-07

781

0.44

0.11

Jan-08

765

0.25

0.08

Feb-08

486

0.18

0.15

Mar-08

592

0.20

0.06

Apr-08

534

0.22

0.06

May-08

515

0.31

0.15

Jun-08

448

0.16

0.05

Jul-08

402

0.12

0.13

Aug-08

339

0.18

0.05

Sep-08

681

0.39

0.98

Oct-08

983

0.28

0.12

Nov-08

502

0.20

0.24
Daily Average of Transactions Handled by CCASS Depository 
(both deposit and withdrawal transactions are counted)
MMM-YY Number of Transactions Number of Share Certificates Processed

Dec-07

3,377

11,000

Jan-08

2,602

9,000

Feb-08

1,358

7,000

Mar-08

1,809

10,000

Apr-08

1,533

8,000

May-08

1,313

7,000

Jun-08

1,180

7,000

Jul-08

1,193

4,000

Aug-08

939

3,000

Sep-08

1,735

12,000

Oct-08

3,019

17,000

Nov-08

1,339

6,000


Securities Under CCASS Custody (balances at the end of each month)
MMM-YY Number of Securities Admitted into CCASS Number of Shares (Billion) % of Issued Shares of Admitted Securities Market Value (HK$ Billion) % of Market Capitalization of Admitted Securities

Dec-07

5,997

3,570.43

74.95

10,438.86

47.02

Jan-08

6,461

3,890.89

76.05

8,513.89

46.41

Feb-08

6,490

3,973.18

76.43

8,938.01

46.33

Mar-08

6,606

4,089.67

77.13

8,061.37

44.86

Apr-08

6,459

4,039.23

76.66

9,009.23

45.30

May-08

6,567

4,026.01

76.38

8,780.79

45.05

Jun-08

6,461

3,980.22

75.61

7,704.09

44.60

Jul-08

6,303

3,865.36

75.13

7,808.28

44.71

Aug-08

6,053

3,713.31

74.18

7,223.79

44.86

Sep-08

6,116

3,722.74

74.53

5,905.59

44.18

Oct-08

5,933

3,587.82

73.27

4,650.65

44.06

Nov-08

6,001

3,548.79

73.48

4,671.76

44.27