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Listing Process for GEM 
27/06/2008 
 

The following chart sets out the process for a listing application on GEM.

(H - stands for the provisional hearing date by the Listing Division)

Clear Business Days(Note 1)
GEM Requirements
H - 25

Application for advance booking to the Exchange

 

  • Submit the advance booking form (Appendix 5A to the GEM Listing Rules) with a timetable

  • Pay the full amount of the initial listing fee

  • Submit the documentary requirements under GEM Listing Rules 12.14, 12.17, 12.22 and 12.23.

 
  
H

Approval/ Rejection :

Hearing prior to 1 July 2008 - by Listing Committee

Hearing date after 1 July 2008 - by Listing Division

 
Rejection
Discretionary appeal to GEM Listing Committee

 

 
 
Approval
 
 

 

  • After notification of approval in principle but before the date of issue of the listing document, lodgement of documents with the Exchange pursuant to GEM Listing Rule 12.24

 

 

Issue of prospectus

 

  • By no later than 11 a.m. on the intended day of authorisation of the prospectus, lodgement of documents with the Exchange pursuant to GEM Listing Rule 12.25

  • After the issue of the prospectus but before dealings commence, lodgement of documents to the Exchange pursuant to GEM Listing Rules 12.26 and 12.27

 
 

Dealings in shares commences

 

Note 1:

Clear Business days (i.e. securities trading days of the Exchange)