CCASS Terminal User Guide for Participants 
Report / Data File Description
Report ID Report Name HKMK / GLOB Report Sample MAMK / SZMK Report Sample, if applicable
1.     CCLTN04 Provisional Clearing Statement                Report Sample                    
2. CCLTN05 Final Clearing Statement Report Sample
2a. CCLID01 Intra-Day Trade File  (available in data file format only)  (Data File Layout) Data File Sample  Data File Sample
3. CCLSI01 SI Status Report  Report Sample Report Sample
4. CCLSI02 SI Activity Report Report Sample  Report Sample
5. CCLEI01 SI Batch Input Control Report  Report Sample
5a. CCLUS01 Unmatched SI Report  Report Sample Report Sample
6. CIPSI01 ISI Status Report  Report Sample
7. CIPSI02 ISI Activity Report  Report Sample
8. CIPEI01 ISI Batch Input Control Report  Report Sample
9. CIPCL03 Monthly ISI Counterparty List  Report Sample
10. CSEOP01

Next Settlement Day Due / Overdue Position Report 

Report Sample  Report Sample
11. CSEOP09 GEM Settlement Information Report  Report Sample
12. CSESE01 Settlement Report  Report Sample  Report Sample
13. CSESI02 Intra-Day ISI / SI Full List  Report Sample  Report Sample
14. CSESP01 Settled Position Report  Report Sample  Report Sample
14a. CSESP04 Intra-Day Settled Position Report  Report Sample  Report Sample
15. CFIBI01 Buy-In Notification Report  Report Sample  Report Sample
16. CFIPM01 Marks and Collateral Collection Report  Report Sample
17. CRMIM01 Intra-Day Marks and Collateral Collection Report  Report Sample
17a.

CRMNP01 /
CRMNP02

NCP Marks Projection Report  Report Sample
17b. GFR608 Statement of Guarantee Fund Contribution Report Sample
17c. CRMNP03 / CRMNP04 NCP Margin Projection Report Report Sample
17d. GFR616 NCP(s) Guarantee Fund Contribution Projection By Position Report Sample
18. CSECP03 Cash Prepayment / TSF Payment / Intra-Day Payment Instruction Maintenance A/T Report  Report Sample
19. CSEPI01 Payment Instruction Input Activity Report  Report Sample
20.

CSEMA08 /
CSEMS08

Statement of Money Ledger  Report Sample
21. CSEBA01 ATI Batch Input Control Report  Report Sample
22. CSESM01 Statement of Stock Movement (By Stock) Report  Report Sample  Report Sample
23. CSESM02 Statement of Stock Movement (By Account) Report Report Sample Report Sample
24. CSESB01 Daily Stock Balance Report  Report Sample  Report Sample
25. CFIMC01 Monthly Stock Balance Report  Report Sample
26. CBLBP01 Stock Borrowing / Lending Position Status Report                               Report Sample
27. CBLBR01 Stock Borrowing / Lending Activity Report  Report Sample
28. CCJCC12 Corporate Communications Event List  Report Sample
29. CCJCC13 Recipient Master Maintenance Activity Report  Report Sample
30. CCJCC14 Corp Comm Event Recipient List Activity Report  Report Sample
31. CCJCC15

Corp Comm Recipient Batch Input Control Report                               

Report Sample
32. CCJCC21 Monthly Recipient Master List  Report Sample
33. CCNDS04 Withdrawal Advice Report  Report Sample
34. CCVWD04 Withdrawal Orders Audit Trail Report  Report Sample
35. CCVWD05 Withdrawal Orders Status Report  Report Sample
35a.

CCNAN05

Corporate Announcement Master Data File (available in data file format only)  (Data File Layout) Data File Sample  Data File Sample
35b. CCNAN06 Corporate Announcement Maintenance Activities Report Report Sample Report Sample
36. CCNPT01 Nominee Functions Input Activities Report    Report Sample Report Sample
37. CCNPT02 Entitlement Statement Report Sample  Report Sample
37a. CCNPT03 Participant Voted Quantity Exception Report - On Voting Deadline  Report Sample  Report Sample
37b. CCNPT04 Participant Voted Quantity Exception Report - Before Voting Deadline  Report Sample  Report Sample
37c. CCNPT05 Elected Quantity Exception Report for Structured Products (Before Election End)  Report Sample
37d. CCNPT06 Nominee Fees Refund Report  Report Sample  Report Sample (always blank)
38. CCNVT08 CRP Batch Input Control Report  Report Sample
39. CEFUV01 Tender Instruction Batch Input Control Report  Report Sample
40.

CEPAA01 /
CEPAB01

New Issues Application Input Activities Report  Report Sample
41. CEPBE01 New Issues Entitlement Report  Report Sample
42. CEPBV01 EIPO Batch Input Control Report  Report Sample
43. CCSSG01 Stock Segregated Account with Statement Service Master Listing         Report Sample
44. CCSSG02 Stock Segregated Account with Statement Service Maintenance Activity Report  Report Sample
45. CCSSU01 SSA Batch Input Control Report  Report Sample
46. CSEAT01 STI Batch Input Control Report  Report Sample
47. CSEAT02 STI Activity Report  Report Sample  Report Sample
48. CSEAT03 STI Status Report  Report Sample  Report Sample
49. CEPSA01 Yellow Form Share Allotment Report  Report Sample
50. CETMB02 Broadcast Message Listing  Report Sample
51. CSEMP02 CCASS Funding Projection Report for Participant                                Report Sample
52.

CSEMA28 /
CSEMS28 / CSEMN28

DDI / DCI / EPI Summary for Participant  Report Sample
53.

CSEMA29 /
CSEMS29 / CSEMN29

Settlement Related EPI Listing  Report Sample
54. CSETF03 TSF FX Transaction/Stk Rlse Activity / Status Report                        Report Sample
55. CSETF07 TSF Confirmation Report  Report Sample
56. CCVTF01 Inter-counter Transfer/Conversion Instruction Activities Report Report Sample
57. CSETF13

TSF Exception Handling Report

Report Sample
58. CCVTF03

Multi-counter Transfer Instruction Batch Input Control Report 

Report Sample
59. CRMMG01 Intra-day Margin Payable Report Report Sample
60. CRMMG02 Margin Payable Report Report Sample
61. CCVTF05 Parallel Trading Conversion Instruction Batch Input Control Report Report Sample
62. CEPBV02 EIPO Confirmation Batch Input Control Report Report Sample
63. CCDPC02 Monthly Portfolio Fee Collection Report of China Connect Markets Report Sample
64. CRMGF01 Mainland Security Deposit Payable Report (Shanghai) Report Sample
65. CRMSD01 Mainland Settlement Deposit Payable Report (Shanghai) Report Sample
66. CCLTA01 Trade File of Special Segregated Accounts (available in data file format only) (Data File Layout) Data File Sample
67. CRMGF03 Mainland Security Deposit Payable Report (Shenzhen) Report Sample
68. CRMSD04 Mainland Settlement Deposit Payable Report (Shenzhen) Report Sample
69. CRMSD07 Intra-day Mainland Settlement Deposit Payable Report (Shanghai) Report Sample
70. CRMSD09 Intra-day Mainland Settlement Deposit Payable Report (Shenzhen) Report Sample
71. CSEAS05 A-share Sellable Balance Adjustment Report Report Sample
72. CSEAS07 A-share Sellable Balance Adjustment Audit Trail Report Report Sample
73. CSEMP04 CCASS Funding Projection Report (Night Settlement) for Participant Report Sample
74. CRMAC01 Additional Cash Collateral Payable Report Report Sample
75. CCNPT07 Participant Shareholding Category Disclosure Activity Report Report Sample
76. CCNPT08 Participant Shareholding Category Disclosure Exception Report Report Sample
For the following CCMS reports, please refer to CCMS Terminal User Guide Section 4.3 Report Description
1.

CCMPY01 /
CCMPY02

Posting / Collateralisation Result Report
2. CCMCA02 Collateral Account Balance Report
3. CCMMV01 Participant Collateral Account Movement Report
4. CCMSU04 Special-Use Collateral Balance Report
5. CCMIR02 Collateral Parameters Information List
6. CCMIA02 Monthly Interest & Accommodation Fee Report - Detail
7. CCMDS01 Statement of Collateral Account
8. CCMSC01 Specific Cash Collateral Instruction Activity Report
9. CCMPS01 Maintain Preferred Single Settlement Currency Activity Report
10. CCMSS05 Collateral Security Batch Input Control Report
11. CCMIA12 Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shanghai)
12. CCMIA14 Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shenzhen)