CCASS Terminal User Guide for Participants 

Report Specifications

Report ID

Report Name

1.

CCLTN04

Provisional Clearing Statement

2.

CCLTN05

Final Clearing Statement

3.

CCLSI01

SI Status Report

4.

CCLSI02

SI Activity Report

5.

CCLEI01

SI Batch Input Control Report

5a.

CCLUS01

6.

CIPSI01

ISI Status Report

7.

CIPSI02

ISI Activity Report

8.

CIPEI01

ISI Batch Input Control Report

9.

CIPCL03

Monthly ISI Counterparty List

10.

CSEOP01

Next Settlement Day Due/Overdue Position Report

11.

CSEOP09

GEM Settlement Information Report

12.

CSESE01

Settlement Report

13.

CSESI02

Intra-Day ISI/SI Full List

14.

CSESP01

Settled Position Report

14a.

CSESP04

15.

CFIBI01

Buy-in Notification Report

16.

CFIPM01

Marks and Collateral Collection Report

17.

CRMIM01

Intra-Day Marks and Collateral Collection Report

17a.

CRMNP01 /
CRMNP02

NCP Marks Projection Report

17b.

GFR608

Statement of Guarantee Fund Contribution

17c. CRMNP03 / CRMNP04 NCP Margin Projection Report
17d. GFR616 NCP(s) Guarantee Fund Contribution Projection By Position

18.

CSECP03

Cash Prepayment / TSF Payment / Intra-day Payement Instruction Maintenance A/T Report

19.

CSEPI01

Payment Instruction Input Activity Report

20.

CSEMA08 / CSEMS08

Statement of Money Ledger

21.

CSEBA01

ATI Batch Input Control Report

22.

CSESM01

Statement of Stock Movement (By Stock) Report

23.

CSESM02

Statement of Stock Movement (By Account) Report

24.

CSESB01

Daily Stock Balance Report

25.

CFIMC01

Monthly Stock Balance Report

26.

CBLBP01

Stock Borrowing/Lending Position Status Report

27.

CBLBR01

Stock Borrowing/Lending Activity Report

28.

CCJCC12

Corporate Communications Event List

29.

CCJCC13

Recipient Master Maintenance Activity Report

30.

CCJCC14

Corp Comm Event Recipient List Activity Report

31.

CCJCC15

Corp Comm Recipient Batch Input Control Report

32.

CCJCC21

Monthly Recipient Master List

33.

CCNDS04

Withdrawal Advice Report

34.

CCVWD04

Withdrawal Orders Audit Trail Report

35.

CCVWD05

Withdrawal Orders Status Report

35b.

CCNAN06

36.

CCNPT01

Nominee Functions Input Activities Report

37.

CCNPT02

Entitlement Statement

37a.

CCNPT03

37b.

CCNPT04
37c CCNPT05 Elected Quantity Exception Report for Structured Products (Before Election End)
37d CCNPT06 Nominee Fees Refund Report

38.

CCNVT08

CRP Batch Input Control Report

39.

CEFUV01

Tender Instruction Batch Input Control Report

40.

CEPAA01 / CEPAB01

New Issues Application Input Activities Report

41.

CEPBE01

New Issues Entitlement Report

42.

CEPBV01

EIPO Batch Input Control Report

43.

CCSSG01

44.

CCSSG02

45.

CCSSU01

46.

CSEAT01

47.

CSEAT02

48.

CSEAT03

49.

CEPSA01

50.

CETMB02
51. CSEMP02 CCASS Funding Projection Report for Participant
52. CSEMS28 / CSEMA28 / CSEMN28 DDI/DCI/EPI Summary for Participant
53. CSEMS29 / CSEMA29 / CSEMN29 Settlement Related EPI Listing
54. CSETF03 TSF FX Transaction / Stk Rlse Activity / Status Report
55. CSETF07 TSF Confirmation Report
56. CCVTF01 Inter-counter Transfer/Conversion Instruction Activities Report
57. CSETF13 TSF Exception Handling Fee Report
58. CCVTF03 Multi-counter Transfer Instruction Batch Input Control Report
59. CRMMG01 Intra-day Margin Payable Report
60. CRMMG02 Margin Payable Report
61. CCVTF05 Parallel Trading Conversion Instruction Batch Input Control Report
62. CEPBV02 EIPO Confirmation Batch Input Control Report
63. CCDPC02 Monthly Portfolio Fee Collection Report of China Connect Markets
64. CRMGF01 Mainland Security Deposit Payable Report (Shanghai)
65. CRMSD01 Mainland Settlement Deposit Payable Report (Shanghai)
66. CRMGF03 Mainland Security Deposit Payable Report (Shenzhen)
67. CRMSD04 Mainland Settlement Deposit Payable Report (Shenzhen)
68. CRMSD07 Intra-day Mainland Settlement Deposit Payable Report (Shanghai)
69. CRMSD09 Intra-day Mainland Settlement Deposit Payable Report (Shenzhen)
70. CSEAS05 A-share Sellable Balance Adjustment Report
71. CSEAS07 A-share Sellable Balance Adjustment Audit Trail Report
72. CSEMP04 CCASS Funding Projection Report (Night Settlement) for Participant
73. CRMAC01 Additional Cash Collateral Payable Report
74. CCNPT07 Participant Shareholding Category Disclosure Activity Report
75. CCNPT08 Participant Shareholding Category Disclosure Exception Report

For the following CCMS reports, please refer to CCMS Terminal User Guide Section 5 Report Specifications

1.

CCMPY01 /
CCMPY02

Posting / Collateralisation Result Report

2.

CCMCA02

Collateral Account Balance Report

3.

CCMMV01

Participant Collateral Account Movement Report

4.

CCMSU04

Special-Use Collateral Balance Report

5.

CCMIR02

Collateral Parameters Information List

6.

CCMIA02

Monthly Interest & Accommodation Fee Report - Detail

7.

CCMDS01
Statement of Collateral Account
8. CCMSC01 Specific Cash Collateral Instruction Activity Report
9. CCMPS01 Maintain Preferred Single Settlement Currency Activity Report
10. CCMIA12 Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shanghai)
11. CCMIA14 Quarterly Interest Report for Mainland Settlement Deposit and Mainland Security Deposit (Shenzhen)