Forms - Notifications 
03/04/2017 
 

Type of
Notification

Type of Form(s) Required

Form Title

Suspension/ Cessation of Trading

1F

Notification of Suspension / Cessation of Trading of Exchange Participant
 

Change of Particulars of Trading Right Holder

1F

Notification of Change of Particulars of Trading Right Holder
  

Execution of Clearing Agreement

11

Notification of Execution of Clearing Agreement

Bank Account Information for Receiving IPO Brokerage

1K

 

Notification of Bank Account Information for Receiving IPO Brokerage
Termination of Clearing Agreement

12

 

Notification of Termination of Clearing Agreement