Forms - Other Applications 
01/06/2017 
 

Type of Application

Type of Form(s) Required

Form Title

Type of Explanatory Notes

Explanatory Notes Title

Re-commencement of Trading

6

Application for Commencement / Re-commencement of Trading 
   

EN6

Explanatory Notes for Application for Commencement / Re-commencement of Trading
  

1E

Financial Statement

-

-

        

Type of Application

Type of Form(s) Required

Form Title

Type of Explanatory Notes

Explanatory Notes Title

Replacement / Duplicate Participant Certificate

1F

Application for Replacement / Duplicate Participant Certificate

-

-



Type of Application

Type of Form(s) Required

Form Title

Type of Explanatory Notes

Explanatory Notes Title

Acquisition of Securities Market Maker Permit

10

Application for Acquisition / Surrender of Securities Market Maker Permit(s)
   

EN10

Explanatory Notes for Acquisition / Surrender of Securities Market Maker Permit(s)

Surrender of Securities Market Maker Permit

10

Application for Acquisition / Surrender of Securities Market Maker Permit(s)
   

EN10

Explanatory Notes for Acquisition / Surrender of Securities Market Maker Permit(s)

 

Type of Application

Type of Form(s) Required

Form Title

Type of Explanatory Notes

Explanatory Notes Title

Acquisition of Options Market Maker Permit

OP004

Application for Acquisition / Surrender of Options Market Maker Permit(s)
   

EN18

Explanatory Notes for Acquisition / Surrender of Options Market Maker Permit(s)
 

Surrender of Options Market Maker Permit

OP004

Application for Acquisition / Surrender of Options Market Maker Permit(s)
   

EN18

Explanatory Notes for Acquisition / Surrender of Options Market Maker Permit(s)
 

      

Type of Application

Type of Form(s) Required

Form Title

Type of Explanatory Notes

Explanatory Notes Title

Application for Market Maker Permit at HKFE  

19

Application for / Surrender of Market Maker Permit(s)
at HKFE   

EN19

Explanatory Notes for Application for / Surrender of Market Maker Permit(s) at HKFE
  

Surrender of  Market Maker Permit at HKFE

19

Application for / Surrender of Market Maker Permit(s)
at HKFE   

EN19

Explanatory Notes for Application for / Surrender of Market Maker Permit(s) at HKFE