Preparation for Trading and Clearing of Renminbi (RMB) Products 
EPs are reminded that before dealing in any RMB securities traded on the Exchange, they should ensure that all their trading and clearing systems and operation procedures shall comply with the requirements, as appropriate, set out in the circulars and other relevant guidelines issued by the SFC and HKEx below. 
    
Frequently Asked Questions
 
Frequency Asked Questions – RMB Denominated Futures and Options
 
Frequently asked questions about trading listed RMB-denominated securities on the IEC's website (www.hkiec.hk)
 
Common questions and answers about stamping of contract note for non-HKD listed products (such as RMB and USD) on the IRD website  
 
Checklist for SEHK and HKSCC Participants
 
SEHK Circulars
Readiness Test for Trading Renminbi Denominated Futures and Option Contracts
Attachment: Registration Form for Participating in the RMB Readiness Test
Readiness for Trading Renminbi Denominated Stock Options
Arrangement for RMB Readiness Test 
Calculation of Stamp Duty Payable and Other Trading Related Fees for Transactions Denominated in Non-HKD  –  Reminder
Attachment: Stamp Duty – Daily Return (Form SD-1) adjustment for RMB transactions concluded but not recorded in the AMS before market close
Additional RMB Readiness Test from 24 to 27 March 2011 
Attachment I: Guidelines for conducting the simulation test for trading of RMB products to be held on 26 March 2011 (Saturday) 
Attachment II: Activity Rundown – Simulation Test for Trading of RMB Products to be held on 26 March 2011 (Saturday) 
Attachment III: List of test securities denominated in RMB (with currency code "CNY" in AMS/3) created for the simulation test for trading of RMB products to be held on 26 March 2011 
Attachment IV: Confirmation of Completion of Additional RMB Readiness Test from 24 - 27 March 2011 and Readiness for Dealing in RMB Securities 
Simulation Test for Trading of Renminbi (RMB) Products on 19 March 2011 
Attachment I: Guidelines for conducting the simulation test for trading of RMB products to be held on 19 March 2011 (Saturday) 
Attachment II: Activity Rundown – Simulation Test for Trading of RMB Products to be held on 19 March 2011 (Saturday) 
Attachment III: List of test securities denominated in RMB (with currency code "CNY" in AMS/3) created for the simulation test for trading of RMB products to be held on 19 March 2011 
Attachment IV: Confirmation of Completion of RMB Readiness Test and Readiness for Dealing in RMB Securities 
Test for Simulating Electronic Initial Public Offer (EIPO) Subscription, Trading, Clearing and Money Settlement of Listed Renminbi (RMB) Products 
Revised Calculation of Market Turnover Disseminated on AMS/3 Information Pages P.788 and 8788 and Line 23 of Stock Pages
Calculation of Stamp Duty and Trading Related Fees for Transactions in Non-Hong Kong Dollar Currencies
Listing of the First Renminbi (RMB) Denominated Exchange Traded Product on 22 October 2010 
Attachment: Trading Arrangements of Asian Development Bank CNY1,200,000,000 2.85% Notes Due 21 October 2020 

Exchange Participants' Preparation for Trading and Clearing of Renminbi (RMB) Denominated Products  

Attachment 1: Questionnaire on Exchange Participants' Preparation for Trading and Clearing of Renminbi (RMB) Denominated Products  

Testing Sessions for Simulating Trading in Renminbi (RMB) Products
Attachment I: Guidelines for conducting the testing session for simulating trading in RMB products on 18 September 2010 (Saturday)
Attachment II: Activity Rundown - Testing Session for Simulating Trading in RMB Products to be held on 18 September 2010 (Saturday)
Attachment III: List of test securities denominated in RMB (with currency code "CNY" in AMS/3) created for the testing session for simulating trading in RMB products to be held on 18 September 2010
Operational Readiness for Trading of Renminbi (RMB) Products
  
HKSCC Circulars 
For CCASS Participants
Additional Renminbi (RMB) Currency Futures Readiness Test Clearing Information Package for HKCC Participants (18 August 2012)   Confirmation Form
Additional Renminbi (RMB) Readiness Test from 24 to 27 March 2011 
Renminbi (RMB) Payment Pilot Run on Thursday 17 March 2011 and Clearing Simulation Test for RMB Securities on Sunday 20 March 2011 (For Direct Clearing Participants Only) 
Renminbi (RMB) Payment Pilot Run on Thursday 17 March 2011 and Clearing Simulation Test for RMB Securities on Sunday 20 March 2011 (For Custodian, General Clearing and Stock Pledgee Participants Only) 
Test for Simulating Electronic Initial Public Offer (EIPO) Subscription, Trading, Clearing and Money Settlement of Listed Renminbi (RMB) Products 
Calculation of CCASS Fees for Transactions in Non-Hong Kong Dollar Currencies 
Questionnaire on Preparation for Settlement of Renminbi (RMB) Denominated Products  
Operational Readiness for CCASS Money Settlement in Renminbi (RMB)
For CCASS Designated Banks 
Setup of Renminbi (RMB) Designated Bank Account in CCASS and Payment Pilot Run 
HKFE Circulars
Seminar on Understanding RMB Currency Futures Contract
Update on Renminbi Currency Futures
Readiness for Renminbi Currency Futures
Registration Form for Participating in the Readiness Test for Trading/Clearing RMB currency futures – USD/CNH futures
Readiness Test for Trading Renminbi Denominated Futures and Option Contracts
Attachment: Registration Form for Participating in the RMB Readiness Test
Readiness for Trading Renminbi Denominated Futures and Option Contracts
HKCC / SEOCH Circulars
Additional Readiness Test for Renminbi Currency Futures
Update on Renminbi Currency Futures
Readiness for Clearing Renminbi Currency Futures
Information Package for RMB Readiness Test (for SEOCH Participants)
Information Package for RMB Readiness Test (for HKCC Participants)
Readiness Test for Clearing Renminbi Denominated Futures and Options Contracts
Readiness Test for Clearing Renminbi Denominated Stock Options
Readiness for Clearing Renminbi Denominated Futures and Options Contracts
Readiness for Clearing Renminbi Denominated Stock Options
Acceptance of RMB as Cash Collateral for Margin Requirements   
  
RMB Designated Bank Account for CCASS Money Settlement
List of RMB Designated Banks for Non-Investor Participants
Non-investor Participant Setting Up of Renminbi Designated Bank Account Form
  
Presentation Materials of SFC / HKEx Joint Briefing Session on Preparation for Listed Renminbi ("RMB") Securities Business 
by HKEx – Trading Division 
by HKEx – Clearing Division 
by SFC 
  

Other References

Additional Renminbi (RMB) Currency Futures Readiness Test Clearing Information Package for HKCC Participants (18 August 2012)    Confirmation Form
Renminbi (RMB) Currency Futures Readiness Test Clearing Information Package for HKCC Participants (30 June 2012)
Example on Final Settlement Process for RMB Currency Futures – USD/CNH Futures
Renminbi (RMB) Readiness Test Information Package for HKCC & SEOCH Participants (14 January 2012)
List of securities to be used in the simulation test for trading of RMB products on 27 August 2011 
Clearing Simulation Test (CST) Information Package of the Final RMB Readiness Test (to be conducted from 25 to 28 August 2011)
Sample New Issues Entitlement Report (CEPBE01) – for CST only
Investor Education on Initial Public Offering (IPO) and Trading of Listed Renminbi (RMB) Securities 
(Circular issued by the SFC to all licensed corporations on 25 March 2011) 
Checklist to facilitate Participants' review of readiness for Listed Renminbi ("RMB") Securities Business 
(circular issued by the SFC to SEHK Exchange Participants and CCASS Participants) 

Key Messages of the SFC / HKEx Joint Briefing Session on Preparation for Listed Renminbi ("RMB") Securities Business 
(circular issued by the SFC to SEHK Exchange Participants and CCASS Participants) 

SFC / HKEx Joint Briefing Session on Preparation for Listed Renminbi (“RMB”) Securities Business 
(circular issued by the SFC to SEHK Exchange Participants and CCASS Participants) 
Preparation for trading and settlement of listed renminbi (RMB) denominated products
(circular issued by the SFC to SEHK Exchange Participants)
Preparation for business activities arising from potential listing of products denominated in renminbi (RMB) 
(circular issued by the SFC to SEHK Exchange Participants)