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Stock Borrowing and Lending Arrangement

Shanghai Connect
Documentation for Stock Lenders and Stock Borrowers
Undertaking by China Connect Exchange Participant Lending China Connect Securities to Clients
Confirmation by China Connect Exchange Participant Borrowing China Connect Securities
Template of the Stock Borrowing and Lending Monthly Report for China Connect Securities
Instructions for Use of the Template
Explanatory Notes of Stock Borrowing and Lending Monthly Report for China Connect Securities
Template for the Stock Borrowing and Lending Monthly Report for China Connect Securities
Report Submission through the Electronic Communication Platform ("ECP")
Login to the ECP
ECP User Guide

Shenzhen Connect
Documentation for Stock Lenders and Stock Borrowers
Undertaking by China Connect Exchange Participant Lending China Connect Securities to Clients
Confirmation by China Connect Exchange Participant Borrowing China Connect Securities
Template of the Stock Borrowing and Lending Monthly Report for China Connect Securities
Instructions for Use of the Template
Explanatory Notes of Stock Borrowing and Lending Monthly Report for China Connect Securities
Template for the Stock Borrowing and Lending Monthly Report for China Connect Securities
Report Submission through the Electronic Communication Platform ("ECP")
Login to the ECP
ECP User Guide

Updated 30 Jun 2022