Orion Central Gateway 

Information Paper

Frequently Asked Questions
 
List of Broker Supplied Systems (BSS) Vendors
  
Forms and Explanatory Notes
 
Type of Forms
 
Explanatory Notes (EN)
1. Application for HKEX Orion Central Gateway Session (For BSS Users)
 

EN1 (For Normal Trading)
EN2 (For Market Making)

2. Application for New/ Change of Particulars of Drop-Copy Session (For BSS Users)
 
EN1 (For Drop-Copy)
3. Application for New/ Change of Particulars of Cancel on Disconnect Service of HKEX Orion Central Gateway Session (For BSS Users)
   
N/A
4.

Application for Throttle-On-Demand (TOD) Throttle Rates

-
5.

Application for Transitional Throttle-On-Demand (TOD) Throttle Rates
 

-
6.

HKEX Orion Market Data Platform  – Securities Market (“OMD-C”) Application Form for Market Data End User Licence

N/A
7.

Application for Increase of HKEX Orion Central Gateway (OCG) Throttle Rate
 

EN (For HKEX OCG Throttle Rate)
8. BSS Change Notification

EN (For BSS Change Notification)
9.

Comp ID Password of HKEX OCG Trading/Drop-Copy Session Reset Form
 

N/A
10.

Notification of Testing Line 

EN (For Notification of Testing Line)

11.

Requisition Form of Reset HKEX OCG Message Sequence Number

N/A
12.

Requisition Form for Change of BSS Connection Information for HKEX Orion Central Gateway (OCG) Trading/Drop Copy Session

N/A
13. Weekday Testing Booking Form

N/A
14. Weekend Testing Booking Form N/A
Technical Documents
Trading Calendar in 2017 for Weekday HKEX Orion Central Gateway End-to-End Testing Environment
Connectivity Guide HKEX Orion Central Gateway Platform (version 1.3)
Interface Specifications HKEX Orion Central Gateway Platform Binary Trading Protocol (version 1.6) (Marked-up version of amendments)
Interface Specifications HKEX Orion Central Gateway Platform Binary Drop Copy Gateway (version 1.6) (Marked-up version of amendments)
Interface Specifications HKEX Orion Central Gateway Platform FIX Trading Protocol (version 1.6) (Marked-up version of amendments)
Interface Specifications HKEX Orion Central Gateway Platform FIX Drop Copy Protocol (version 1.6) (Marked-up version of amendments)
Field Mapping between OCG Interface and OG Interface (version 1.4) (Marked-up version of amendments)
Data Export Specification for Trade File and Closing Price File in Central Trade Feed format (version 2.1)
Rollout Test
List of securities to be used in the Connectivity Test and Rollout Test of OCG
Information Package on Connectivity Test & Rollout Test for Batch 4 OCG Users (updated as of 25 February 2015)
  
Circulars
End of Support of AMS Open Gateway (OG) after June 2016
HKEX Orion Central Gateway (OCG) – Connectivity Test and Roll Test for Batch 4 OCG Users
HKEX Orion Central Gateway (OCG) – Commencement of Batch 4 End-To-End (E2E) Test Session
Attachment 1 : Steps for Downloading OCG End-to-End Test Package (“E2E Test Package”) via Electronic Communication Platform (ECP)
HKEX Orion Central Gateway (OCG) – Post Release Test on OCG Enhancement to Support Semi-automatic Matching
Attachment 1 : Guidelines and Activity Rundown for the Post Release Test on Orion Central Gateway (OCG) for OCG Enhancement to Support Odd Lot and Special Lot Orders
Attachment 2 : Booking Form to Participate in the OCG Post Release Test on 13 Dec 2014
Attachment 3 : BSS Upgrade Rollout Form
HKEX Orion Central Gateway (OCG) – Rollout Test for Batch 3 OCG
HKEX Orion Central Gateway (OCG) – Batch 4 Enrollment
Attachment 1: Steps for Downloading OCG Simulator Package (“Simulator”) via Electronic Communication Platform (ECP)
HKEX Orion Central Gateway (OCG) – Information Package on Connectivity Test and Rollout Test for Batch 3 OCG
HKEX Orion Central Gateway (OCG) – Information Package on Rollout Test and Tentative Rollout Date for Batch 2 OCG
HKEX Orion Central Gateway (OCG) – Commencement of Batch 3 End-to-End (E2E) Test Session   
Attachment 1: Steps for Downloading OCG End-to-End Test Package (“E2E Test Package”) via Electronic Communication Platform (ECP)

HKEX Orion Central Gateway (OCG) – Enhancement for Semi-Automatic Matching and Batch 3 Enrollment

Attachment 1: Steps for Downloading OCG Simulator Package (“Simulator”) via Electronic Communication Platform (ECP)

Launch of HKEX Orion Central Gateway (OCG) on 9 June 2014
HKEX Orion Central Gateway (OCG) – Practice Session for Batch 1 OCG Users on 17 May 2014
Attachment 1: Enrollment Form for Participation in OCG Batch 1 Practice Session from 9:00 a.m. to 12:00 noon on 17 May 2014
HKEX Orion Central Gateway (OCG) – Rollout Tests and Tentative Launch Date for Batch 1 OCG Users
HKEX Orion Central Gateway (OCG) - Information Package On Connectivity Tests and Rollout Tests For Batch 1 OCG Users
HKEX Orion Central Gateway (OCG) - Batch 2 Enrolment
HKEX Orion Central Gateway (OCG) – Rollout Tests for Batch 1 OCG Users
Updated Interface Specifications for HKEX Orion Central Gateway
HKEX’s Orion Technology Initiatives Status Update
HKEX Orion Central Gateway (OCG) & HKEX Orion Market Data Platform – Securities Market (OMD-C) – Connectivity Guide and Updated Technical Documents
HKEX Orion Central Gateway – Updated Interface Specifications, Simulator Package and Enrollment
HKEX Orion Central Gateway (OCG) – Broker Supplied System (BSS) Vendor Exhibitions - Reminder
HKEX Orion Central Gateway (OCG) & HKEX Orion Market Data Platform (OMD) – Simulator Packages
HKEX Orion Central Gateway (OCG) Session and Related Fees
HKEX Orion Central Gateway (OCG) – Broker Supplied System (BSS) Vendor Exhibitions
HKEX Orion Central Gateway & Orion Market Data Platform - Technical Documents and Seminars
Attachment 1: Enrolment Form for Technical Seminars on HKEX OCG and OMD
Information Paper and Briefing Sessions on HKEX Orion Central Gateway
Attachment 1: Enrolment Form for Briefing Sessions on HKEX Orion Central Gateway
Other Reference Materials
HKEX Orion Central Gateway & Orion Market Data Platform - Technical Seminar Sessions (December 2012)
HKEX Orion Central Gateway Briefing Sessions (October 2012)
Email Contact for Enquiries: AMS3Info@hkex.com.hk
For HKEX Orion, please refer to HKEX Orion section in this website.