Responses to Consultation Paper 

Consultation Paper on Proposed the Regulation of Sponsors and Independent Financial Advisers

1

ABN AMRO Asia Corporate Finance Limited
BOCI Asia Limited
China International Capital Corporation (Hong Kong) Limited
Citigroup Global Markets Asia Limited
Credit Suisse First Boston (Hong Kong) Limited
CLSA
Deutsche Bank AG, Hong Kong Branch
Goldman Sachs (Asia) L.L.C.
ING Bank N.V.
J.P. Morgan Securities (Asia Pacific) Limited
Merrill Lynch (Asia Pacific) Limited
Morgan Stanley Dean Witter Asia Limited
Nomura International (Hong Kong) Limited
UBS Securities Limited

(submitted by Freshfields Bruckhaus Deringer and Linklaters)

2

ACCA Hong Kong

3

Access Capital Limited

4

AGL MediaTech Holdings Limited

5

Alvin Leung

6

Anglo Chinese Corporate Finance, Limited

7

Anonymous 1

8

Anonymous 2

9

Anonymous 3

10

Arculli and Associates

11

Asean Resources Holdings Limited

12

Asia Satellite Telecommunications Hlds. Ltd.

13








Barits Securities (Hong Kong) Limited
CSC Asia Limited
Core Pacific-Yamaichi Capital Limited
Get Nice Capital Limited
Guotai Junan Capital Limited
Hantec Capital Limited
INCU Corporate Finance Limited
Kim Eng Capital (Hong Kong) Limited
Kingston Corporate Finance Limited
Rexcapital (Hong Kong) Limited

14

Barits Securities (Hong Kong) Limited

15

BNP

16

CAF Securities Company Ltd.

17

CASH Financial Services Group Limited

18

Castores Magi Asia Ltd.

19

Chateron Corporate Finance Limited

20

China City Natural Gas Holdings Limited

21

China Gas Holdings Limited

22

China Star Entertainment Limited

23

The Chinese University of Hong Kong

24

CNOOC Limited

25

Consumer Council

26

Credit Card DNA Security System (Holdings) Limited

27

Dao Heng Securities Limited

28

Deloitte & Touche Corporate Finance Limited

29

E2 Capital (Holdings) Limited

30

Eco-Tek Holdings Limited

31

Equitas Capital Limited

32

Ernst & Young Corporate Finance Limited

33

Far East Hotels & Entertainment Limited

34

Far East Technology International Limited

35

First Shanghai Capital Limited

36

Good Fellow Group Limited

37

Guotai Junan Capital Limited and 8 staff

38

Hong Kong Institute of Company Secretaries

39

Hong Kong Monetary Authority

40

Hong Kong Securities Professionals Association

41

Hong Kong Society of Accountants

42

Hong Kong Stockbrokers Association Limited

43

Hong Tong Holdings Limited

44

INCU Corporate Finance Limited

45

Institute of Securities Dealers Ltd.

46

Ivan Chan

47

Jade Dynasty Food Culture Group Limited

48

Jonathan Pyne

49

Kingston Corporate Finance Limited

50

Kiu Hung International Holdings Limited

51

Kong Sun Holdings Limited

52

KPMG Corporate Finance Limited 1

53

KPMG Corporate Finance Limited 2

54

Lai Voon Wai

55

LeRoi Holdings Limited

56

Life Tec Group Limited

57

Mandarin Entertainment (Holdings) Limited

58

Massive Resources International Corporation Ltd

59

Mei Ah Entertainment Group Limited

60

Midas International Holdings Limited

61

MK Leung

62

Morgan Stanley

63

Mutual Partners (Hong Kong) Limited

64

New Century Group Hong Kong Limited

65

New Times Group Holdings Limited

66

Oriental Patron Asia Limited

67

Patra Lee

68

Premium Land Limited

69

PricewaterhouseCoopers

70

QPL International Holdings Limited

71

Quam Capital Limited

72

Quam Securities Company Limited

73

Rexcapital (Hong Kong) Limited

74

Riche Multi-Media Holdings Limited

75

Sallmanns

76

SBI E2-Capital (HK) Limited

77

Shenyin Wanguo Capital (H.K.) Limited

78

Sino Prosper Holdings Limited

79

South China Capital Limited

80

Standard Chartered Bank Limited

81

Starbow Holdings Limited

82

Tack Fat Group Int'l Ltd.

83

Tai Fook Capital Limited

84

Tak Shun Technology Group Limited

85

Tanrich Capital Limited

86

TechCap Holdings Limited

87

Tem Fat Hing Fung (Holdings) Limited

88

The Chamber of Hong Kong Listed Companies Limited

89

The Hong Kong Institute of Surveyors

90

The Hong Kong Society of Financial Analysts Limited

91

U-Right International Holdings Limited

92

VC CEF Capital Limited

93

WAG Financial Services Group Limited

94

Wah Tak Fung Holdings Limited

95

Watterson Asia Limited

96

Xin Corporation Limited

97

Yu Ming Investment Management Limited