Archive - Other Guidance Materials for Listed Issuers 
17/02/2017 
 

Guidance Materials marked up against the last published versions (from January 2014 onwards)

With effect from 2014, we will publish a marked-up version of the Guidance Materials in the Archive to enable readers to note the changes made to the last version. 

Release Date (Latest Update Date)   (dd/mm/yyyy)

Particulars (compared against the last published version)

Document Type

Content Category

13/09/2013 (17/02/2017) Enforcement Policy Statement (marked-up version issued in February 2017) Policy Statement Listed Issuers
28/11/2008 (25/07/2016) Guide on Trading Arrangements for Selected Types of Corporate Actions  (marked-up version issued in July 2016) Guidelines Listed Issuers
28/11/2008 (25/07/2016) Guide on Disclosure of Record Date, Book Closure and Latest Time for Lodging Transfers of Shares (marked-up version issued in July 2016) Guidelines Listed Issuers
14/12/2009 (25/07/2016) Guide on Distribution of Dividends and Other Entitlements  (marked-up version issued in July 2016) Guidelines Listed Issuers
24/09/2010 (25/07/2016) Guide on General Meetings (marked-up version issued in July 2016) Guidelines Listed Issuers
02/01/2013 (01/04/2015) Guide on Pre-vetting Requirements and Selection of Headline Categories for Announcements (marked-up version issued in April 2015) Guidelines Listed Issuers
01/01/2009 (01/07/2014) Guide on Practices and Procedures for Post-vetting Announcements of Listed Issuers and Handling Matters involving Trading Arrangements prior to Publication of Announcements (marked-up version issued in July 2014) Guidelines Listed Issuers

 

Superseded or withdrawn Guidance Materials

Release Date (Withdrawal Date)   (dd/mm/yyyy)

Particulars

Document Type

Content Category

10/05/2012 (11/12/2015) Continuous disclosure obligations of issuers Letter to Issuers Listed Issuers
30/06/2011 (11/12/2015) Policy on Share Trading Suspension Letter to Issuers Listed Issuers
11/03/2003 (24/01/2014) Gambling Activities Undertaken by Listing Applicants and/or Listed Issuers
(Withdrawn on 24/01/2014; superseded by GL71-14 issued in January 2014)
News Release New Applicants / Listed Issuers
20/04/2012 (24/01/2014) Guide on Connected Transaction Rules
(Withdrawn on 24/01/2014; superseded by GL70-14 issued in January 2014)
Guidelines New Applicants / Listed Issuers
10/2004 (13/09/2013) Listing Enforcement Objectives Guidelines Enforcement
01/2002 (01/01/2013) Guide on Disclosure of Price-Sensitive Information Guidelines Listed Issuers
21/01/11 (01/01/2013) New guidelines on publication of overseas regulatory announcements Letter to Issuers Listed Issuers

09/08/11 (01/01/2013)

Recent market conditions and the disclosure obligations of listed issuers Letter to Issuers Listed Issuers
31/10/08 (01/01/2013) Recent economic developments and the disclosure obligations of listed issuers Letter to Issuers Listed Issuers
17/11/05 (01/01/2013) Guidance on dissemination of results announcements by listed issuers and associated media and analyst briefings Letter to Issuers Listed Issuers
11/12/97 (01/01/2013) Reminder of obligations under paragraph 2 of the Listing Agreement - price sensitive information Letter to Issuers Listed Issuers
29/08/97 (01/01/2013) Rule Change Highlight - paragraph 2 of the Listing Agreement - price sensitive information Letter to Issuers Listed Issuers
29/08/97 (01/01/2013) MB Rules - Reminder to listed issuers that any change in the application of proceeds from that originally disclosed may constitute price sensitive information under paragraph 2 of the Listing Agreement Letter to Issuers Listed Issuers
10/2004 (01/2011) MB Rule 13.09(2) - Publication of overseas regulatory announcement on the Exchange's website (Superseded by the letter to issuers "New guidelines on publication of overseas regulatory announcements" issued on 21 January 2011) Guideline Listed Issuers
10/2001 (03/2004) Summary of De Minimis and Modified Calculation Concessions (superseded by the Rule amendments relating to Corporate Governance Issues effective 31 March 2004) Guideline Listed Issuers
09/1999 (09/2009) Reference for Disclosure in Annual Reports Guideline Listed Issuers