Presentation Materials 

Release Date(mm/yyyy)

Particular (Presentation Date)

Organiser

Venue

10/2017 Director Training Webcast – Corporate Governance – Director and Company Secretary’s Roles <View Webcast> (October 2017) Listing Division Hong Kong
06/2017 Director Training Webcast – Risk Management and Internal Control, ESG Reporting <View Webcast>  (June 2017) Listing Division Hong Kong
03/2017 Director Training Webcast - Duties of Directors and the Role and Function of Board Committees <View Webcast> (March 2017) Listing Division Hong Kong
03/2016 Listing Document Simplification Guide (March 2016) Listing Division Hong Kong
10/2015 Listing Compliance Update <View Webcast> (September 2015) Listing Division Hong Kong
10/2015 Listing enforcement strategy, current theme and case study (September 2015) Listing Division Hong Kong
10/2015 Updates on the new Corporate Governance Code on Internal Controls and the new ESG Reporting Guide (Simplified Chinese version only) (September 2015) Listing Division Beijing and Shanghai
05/2014 Rule amendments relating to connected transactions and definitions of connected person and associate (March – April 2014) Listing Division Hong Kong
05/2014 Review of the implementation of inside information regime and continuing obligations under the Listing Rules (March – April 2014) Listing Division/ Securities and Futures Commission Hong Kong
05/2014 Update on corporate governance and ESG reporting (Simplified Chinese version only) (April 2014) Listing Division Beijing and Shanghai
05/2014 Enforcement of Listing Rules and update  (Simplified Chinese version only) (April 2014) Listing Division Beijing and Shanghai
10/2013 Listing Compliance Update (September – October 2013) Listing Division Hong Kong
01/2013 Rule Changes Consequential on Statutory Backing to Issuer’s Continuing Obligation to Disclose Inside Information (December 2012) Listing Division/ Securities and Futures Commission Hong Kong
01/2013 Connected Transactions (December 2012) Listing Division Hong Kong
04/2012 Prospectus Simplification and Plain Language Seminar (March 2012) Listing Division Hong Kong
01/2012 Corporate Governance Code and Rule Amendments (Simplified Chinese version only) (January 2012) Listing Division Hong Kong
01/2012 Other Recent Rule Amendments and Practical Compliance Issues for Listed Issuers (Simplified Chinese version only) (January 2012) Listing Division Hong Kong
12/2011 Corporate Governance Code and Rule Amendments (November – December 2011) Listing Division Hong Kong
12/2011 Other Recent Rule Amendments and Practical Compliance Issues for Listed Issuers (November – December 2011) Listing Division Hong Kong
02/2011 Presentation materials on Mixed Media Offer (February 2011) Listing Division Hong Kong
10/2010 Practical Training Seminars for Hong Kong Listed Companies  (Simplified Chinese version only) (July – August 2010) Listing Division Beijing
07/2010(updated in Oct 2010) Amendments to Connected Transaction Rules (June – July 2010)

Listing Division

Hong Kong

07/2010 Streamlining on Circular and Listing Document Requirements (June – July 2010)

Listing Division

Hong Kong

07/2010 New Rules for Mineral Companies (June – July 2010)

Listing Division

Hong Kong

12/2009

Notifiable Transactions (October to December 2009)

Listing Division

Hong Kong

07/2009

Corporate Action Guidelines (April to July 2009)

Listing Division

Hong Kong

07/2009

Recent Amendments to the Listing Rules (April to July 2009)

Listing Division

Hong Kong

09/2008

Hong Kong Depositary Receipts (HDRs) (September 2008)

Hong Kong Securities Institute

Hong Kong

02/2007

Abolition of Paid Announcement Requirement/ e-Submission System (ESS) Basic Functions on Publication-Related Matters (Chinese version only) (February 2007)

Listing Division

Beijing and Shanghai

01/2007

e-Submission System (ESS) Basic Functions on Publication-Related Matters (January 2007)

Listing Division

Hong Kong

01/2007

Abolition of Paid Announcement Requirement - An Overview (January 2007)

Listing Division

Hong Kong

12/2004

Regulation of Sponsors and Independent Financial Advisers (December 2004)

Listing Division

Hong Kong

10/2004

Regulation of Sponsors and Independent Financial Advisers (October 2004)

Listing Division/ Securities and Futures Commission

Hong Kong

04/2004 (updated in Jul 2010)

Enhancing Corporate Governance and Market Quality (Charts) (February to April 2004)

Listing Division

Hong Kong

04/2004

Seminar on Enhancing Corporate Governance and Market Quality (February to April 2004)

Listing Division

Hong Kong