Securities Clearing and Settlement Statistics 
15/09/2017 
 
Sep 16 -  Aug 17


Daily Average of Stock Exchange Trades Processed in CCASS 
(including CNS trades, isolated trades and cross trades)

MMM-YY

Number of CCASS Trades

% of Exchange Trades

Value of Trades (HK$ Billion)

Number of Shares (Billion)

Sep-16

1,109,007

100.00

74.13

158.78

Oct-16

1,026,050

100.00

60.79

158.14

Nov-16

1,107,985

100.00

67.52

157.93

Dec-16

1,017,686

100.00

63.82

162.13

Jan-17

918,946

100.00

57.09

173.98

Feb-17

1,213,098

100.00

81.42

232.25

Mar-17

1,221,196

100.00

82.00

200.58

Apr-17

1,152,637

100.00

73.75

163.66

May-17

1,146,082

100.00

78.57

149.81

Jun-17

1,153,038

100.00

79.09

155.40

Jul-17

1,167,725

100.00

85.00

146.40

Aug-17

1,303,343

100.00

98.58

176.17

 
 

Daily Average of Netting Efficiency of CNS Trades - In Stock Positions
MMM-YY Number of CNS Stock Positions Netting Efficiency (%)

Sep-16

76,431

96.35

Oct-16

72,294

96.26

Nov-16

73,527

96.46

Dec-16

69,241

96.38

Jan-17

66,221

96.15

Feb-17

80,100

96.52

Mar-17

80,170

96.53

Apr-17

75,477

96.52

May-17

76,191

96.48

Jun-17

78,890

96.40

Jul-17

83,106

96.26

Aug-17

89,201

96.39

 

 

Daily Average of Netting Efficiency of CNS Trades - In Money Obligations

MMM-YY

Money Obligations Arising from Novated Contracts 
(HK$ Billion)

Money Obligations after Netting 
(HK$ Billion)

Funds Netting Efficiency (%)

Sep-16

138.61

15.68

88.69

Oct-16

112.62

11.61

89.69

Nov-16

127.41

13.79

89.17

Dec-16

119.02

13.48

88.67

Jan-17

106.44

10.44

90.19

Feb-17

152.24

13.69

91.01

Mar-17

153.78

12.88

91.63

Apr-17

137.27

11.53

91.60

May-17

146.91

13.85

90.57

Jun-17

147.00

13.04

91.13

Jul-17

159.33

13.68

91.41

Aug-17

186.35

15.26

91.81

 
 

Daily Average of Settlement Efficiency of CNS Stock Positions
MMM-YY S Day (%) S+1 Day (%)

Sep-16

99.92

99.99

Oct-16

99.94

99.99

Nov-16

99.89

99.99

Dec-16

99.88

99.86

Jan-17

99.92

99.99

Feb-17

99.92

99.99

Mar-17

99.91

99.99

Apr-17

99.92

99.99

May-17

99.91

99.99

Jun-17

99.89

99.99

Jul-17

99.91

99.99

Aug-17

99.92

99.99


  

Daily Average of Settlement Instructions (SIs) Settled in CCASS 
(both delivering and receiving SIs are counted)

MMM-YY Number of SIs SIs by Market Value (HK$ Billion) SIs by Shares (Billion)

Sep-16

85,638

215.06

52.27

Oct-16

82,242

179.65

43.73

Nov-16

81,615

177.69

44.27

Dec-16

85,828

186.88

49.33

Jan-17

75,646

148.86

39.72

Feb-17

89,679

192.51

47.59

Mar-17

91,173

202.45

44.45

Apr-17

89,676

196.91

47.40

May-17

88,956

235.77

47.46

Jun-17

89,068

236.31

51.22

Jul-17

88,516

209.17

45.59

Aug-17

92,719

227.50

42.97

 

Daily Average of Investor Settlement Instructions (ISIs) Settled in CCASS 
(one sided ISIs are counted)

MMM-YY

Number of ISIs

ISIs by Market Value (HK$ Billion )

ISIs by Shares (Billion)

Sep-16

333

0.14

0.07

Oct-16

261

0.20

0.08

Nov-16

268

0.10

0.05

Dec-16

269

0.10

0.04

Jan-17

245

0.18

0.08

Feb-17

322

0.18

0.35

Mar-17

308

0.19

0.38

Apr-17

308

0.19

0.31

May-17

314

0.16

0.31

Jun-17

338

0.11

0.05

Jul-17

351

0.35

0.08

Aug-17

397

0.86

0.29

  

Daily Average of Transactions Handled by CCASS Depository 
(both deposit and withdrawal transactions are counted)
MMM-YY Number of Transactions Number of Share Certificates Processed

Sep-16

630

3,000

Oct-16

638

3,000

 Nov-16

593

3,000

Dec-16

592

3,000

Jan-17

597

3,000

Feb-17

732

3,000

Mar-17

769

3,000

Apr-17

722

3,000

May-17

686

3,000

Jun-17

776

3,000

Jul-17

885

4,000

Aug-17

947

3,000


Securities Under CCASS Custody (balances at the end of each month)

MMM-YY

Number of Securities Admitted into CCASS

Number of Shares (Billion)

% of Issued Shares of Admitted Securities

Market Value (HK$ Billion)

% of Market Capitalization of Admitted Securities

Sep-16

8,327

5,865.26

74.21

15,979.62

57.22

Oct-16

8,142

5,853.51

74.28

15,843.46

57.16

Nov-16

8,164

5,897.64

74.37

15,917.68

56.87

Dec-16

7,807

5,878.89

74.27

15,381.54

56.60

Jan-17

7,948

5,953.40

74.55

16,190.97

56.54

Feb-17

8,475

5,998.49

74.22

16,640.64

56.98

Mar-17

8,562

6,015.72

74.42

16,988.34

57.10

Apr-17

8,416

6,125.21

72.72

17,270.89

57.02

May-17

9,096

6,238.30

74.17

17,847.78

57.27

Jun-17

9,354

6,264.71

75.18

18,013.11

57.34

Jul-17

9,958

6,347.52

75.14

19,033.09

56.84

Aug-17

10,582

6,277.07

74.45

19,571.08

57.48

 Note: No. of securities, share quantity and market value of securities in non-HKD currencies are included.

 

Index at the End of Each Month
  Main Board Gem Board
MMM-YY Hang Seng Index % Change Over One Month S&P/
HKEX GEM
Index
% Change Over One Month

Sep-16

23297

1.40

392

1.82

Oct-16

22935

(1.55)

386

(1.53)

Nov-16

22789

(0.64)

372

(3.63)

Dec-16

22000

(3.46)

358

(3.76)

Jan-17

23360

6.18

366

2.23

Feb-17

23740

1.63

350

(4.37)

Mar-17

24111

1.56

346

(1.14)

Apr-17

24615

2.09

340

(1.73)

May-17

25660

4.25

335

(1.47)

Jun-17

25764

0.41

283

(15.52)

Jul-17

27323

6.05

271

(4.24)

Aug-17

27970

2.37

268

(1.11)