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Trading summary for derivative warrants - October 2016

Code Stock Trading
currency		 This month Average monthly
turnover($)
May 2016 - Oct 2016 (*) 		This year (up to October 2016) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
11471 Bank of East Asia - Kingsoft European Warrants Mar 2017 A HKD -   -   0.455   0 0 N/A 0.400   2016/09/08 0.290   2016/08/19 56,060,000 19,916,300 -   - -   -
19047 Bank of East Asia - A50 China European Put Wts Dec 2016 A HKD -   -   0.137   0 0 4,510 0.375   2016/02/04 0.241   2016/04/13 2,910,000 868,605 0.360   2015/08/24 0.103   2015/05/26
18226 Bank of East Asia - A50 China European Warrants Nov 2016 A HKD -   -   0.036   0 0 1,476,374 0.088   2016/03/23 0.030   2016/06/24 671,489,000 43,685,597 0.435   2015/07/10 0.087   2015/08/26
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.111   0.089   0.090   206,010,000 20,929,075 7,587,773 0.145   2016/09/09 0.089   2016/10/31 399,070,000 45,528,720 0.131   2015/12/14 0.125   2015/12/14
14336 Bank of East Asia - BYD European Warrants Dec 2016 A HKD 0.109   0.108   0.106   300,000 32,500 982,667 0.153   2016/09/07 0.059   2016/02/12 53,550,000 6,393,100 0.360   2015/07/20 0.065   2015/01/13
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD -   -   0.295   0 0 33,292 0.315   2016/08/30 0.305   2016/09/15 650,000 199,750 -   - -   -
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.207   0.180   0.182   1,800,000 342,250 2,641,108 0.220   2016/09/12 0.121   2016/02/15 282,200,000 47,596,750 0.199   2015/12/21 0.197   2015/12/21
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.182   0 0 1,043,717 0.244   2016/09/07 0.140   2016/02/16 56,000,000 10,456,200 -   - -   -
26835 Bank of East Asia - CC Bank European Warrants Nov 2016 A HKD -   -   0.700   0 0 241,472 1.050   2016/09/22 0.098   2016/05/24 8,161,000 1,905,495 -   - -   -
22675 Bank of East Asia - CGN Power European Warrants Dec 2016 A HKD -   -   0.010   0 0 400 0.024   2016/01/04 0.010   2016/09/09 490,000 7,650 0.199   2015/06/12 0.021   2015/12/11
24937 Bank of East Asia - CGN Power European Warrants Dec 2016 B HKD -   -   0.049   0 0 13,891 0.223   2016/04/20 0.033   2016/07/21 18,277,000 3,312,056 -   - -   -
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD 0.070   0.060   0.065   3,620,000 234,960 6,521,047 0.181   2016/04/15 0.060   2016/10/13 480,430,000 49,752,065 -   - -   -
17755 Bank of East Asia - Ch Comm Cons European Wts Dec 2016 A HKD 0.280   0.204   0.236   830,000 215,110 527,498 0.360   2016/04/11 0.115   2016/01/21 165,320,000 26,573,020 0.990   2015/04/13 0.265   2015/12/30
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.155   0.104   0.128   233,060,000 31,312,250 13,352,300 0.250   2016/05/04 0.104   2016/10/11 706,560,000 106,311,540 -   - -   -
12169 Bank of East Asia - Ch Comm Cons European Wts Nov 2016 A HKD -   -   0.010   0 0 3,973 0.096   2016/04/14 0.022   2016/01/07 270,740,000 21,135,680 0.255   2015/10/13 0.059   2015/12/31
17531 Bank of East Asia - Ch Mobile European Warrants May 2017 A HKD -   -   0.113   0 0 29,008 0.175   2016/09/13 0.124   2016/04/05 239,450,000 34,021,850 0.310   2015/05/11 0.167   2015/01/06
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD 0.183   0.182   0.183   40,000 7,310 1,940,638 0.290   2016/03/14 0.171   2016/05/12 103,420,000 20,718,960 -   - -   -
26836 Bank of East Asia - CM Bank European Warrants Mar 2017 A HKD -   -   0.400   0 0 284,521 0.445   2016/08/22 0.151   2016/05/24 8,185,000 2,153,380 -   - -   -
27404 Bank of East Asia - CM Bank European Warrants Nov 2016 A HKD 0.111   0.056   0.070   2,030,000 170,360 3,008,172 0.201   2016/09/07 0.026   2016/06/16 478,795,000 49,280,915 0.440   2015/11/05 0.151   2015/12/14
21612 Bank of East Asia - CNBM European Warrants Apr 2017 A HKD -   -   0.063   0 0 0 -   - -   - 0 0 0.285   2015/05/04 0.158   2015/06/09
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD 0.335   0.243   0.270   19,812,000 5,523,470 N/A 0.335   2016/10/05 0.243   2016/10/13 19,812,000 5,523,470 -   - -   -
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD -   -   0.010   0 0 3,290 0.037   2016/07/21 0.010   2016/09/12 7,360,000 137,220 0.110   2015/10/12 0.030   2015/12/14
26473 Bank of East Asia - CNBM European Warrants Oct 2016 A HKD -   -   0.035   0 0 2,117,115 1.100   2016/04/14 0.059   2016/09/13 45,066,000 17,744,350 -   - -   -
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.107   0.074   0.094   109,820,000 9,969,480 N/A 0.127   2016/09/20 0.074   2016/10/25 195,740,000 20,242,410 -   - -   -
12168 Bank of East Asia - CNOOC European Put Warrants Jan 2017 A HKD 0.036   0.012   0.018   4,460,000 95,000 3,423,873 0.310   2016/01/26 0.012   2016/10/20 670,230,000 93,759,260 0.250   2015/12/18 0.185   2015/10/09
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD -   -   0.248   0 0 2,148,580 0.249   2016/06/07 0.119   2016/01/19 477,790,000 85,375,950 0.249   2015/10/15 0.170   2015/12/15
17530 Bank of East Asia - CNOOC European Warrants Dec 2016 A HKD 0.050   0.016   0.020   10,540,000 329,140 241,012 0.066   2016/04/21 0.011   2016/08/25 77,370,000 2,157,010 0.305   2015/04/28 0.041   2015/12/08
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD -   -   0.345   0 0 0 0.350   2016/04/21 0.170   2016/01/26 68,920,000 13,408,000 -   - -   -
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD 0.116   0.068   0.071   27,260,000 2,642,950 11,645,172 0.141   2016/04/21 0.033   2016/01/25 1,309,020,000 112,119,810 0.340   2015/04/24 0.058   2015/12/14
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.196   0.159   0.159   16,160,000 2,922,720 2,942,450 0.223   2016/04/21 0.093   2016/01/25 120,240,000 19,975,900 0.130   2015/12/16 0.115   2015/12/18
21616 Bank of East Asia - CNOOC European Warrants Oct 2016 A HKD -   -   0.027   0 0 0 -   - -   - 0 0 0.183   2015/05/05 0.040   2015/07/27
27391 Bank of East Asia - CSOP A50 ETF European Wts Dec 2016 A HKD -   -   0.047   0 0 396,600 0.185   2016/01/05 0.044   2016/06/24 656,686,000 54,703,666 0.247   2015/12/04 0.246   2015/12/04
22355 Bank of East Asia - CSOP A50 ETF European Wts Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.234   2015/05/27 0.040   2015/08/17
26470 Bank of East Asia - Galaxy Ent European Warrants Dec 2016 A HKD 0.223   0.102   0.162   28,340,000 4,958,460 6,132,278 0.410   2016/04/20 0.046   2016/08/31 288,080,000 39,198,090 -   - -   -
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.248   0.231   0.223   3,010,000 713,955 7,310,163 0.310   2016/08/03 0.117   2016/05/16 703,300,000 117,406,515 -   - -   -
27555 Bank of East Asia - Great Wall Motor European Wts Mar 2017 A HKD 0.138   0.049   0.051   338,730,000 31,171,880 8,448,547 0.167   2016/07/29 0.049   2016/10/31 557,720,000 50,900,960 -   - -   -
28418 Bank of East Asia - Great Wall Motor European Wts Oct 2016 A HKD -   -   0.010   0 0 83 0.010   2016/08/25 0.010   2016/08/25 2,000,000 20,000 0.238   2015/04/29 0.011   2015/09/23
21157 Bank of East Asia - Great Wall Motor European Wts Oct 2016 B HKD -   -   0.010   0 0 98,848 0.110   2016/01/13 0.010   2016/09/22 324,010,000 13,052,735 -   - -   -
25518 Bank of East Asia - HKEX European Warrants Dec 2016 A HKD 0.270   0.238   0.227   590,000 149,900 15,009,672 0.275   2016/09/20 0.121   2016/05/24 604,230,000 98,271,980 -   - -   -
28003 Bank of East Asia - HKEX European Warrants Feb 2017 A HKD 0.168   0.136   0.139   6,800,000 983,620 N/A 0.198   2016/09/09 0.083   2016/06/24 521,510,000 61,897,140 -   - -   -
21502 Bank of East Asia - HKEX European Warrants Nov 2016 A HKD -   -   0.015   0 0 0 0.015   2016/04/21 0.015   2016/04/21 1,000,000 15,000 0.495   2015/05/26 0.037   2015/12/17
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD 0.049   0.049   0.036   40,000 1,960 21,953 0.056   2016/09/09 0.020   2016/05/24 8,340,000 244,680 0.173   2015/09/09 0.074   2015/12/04
22696 Bank of East Asia - HS H-SHARE European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.226   2015/06/10 0.026   2015/11/11
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 0.490   0.455   0.530   984,000 465,900 N/A 0.490   2016/10/14 0.455   2016/10/13 984,000 465,900 -   - -   -
20348 Bank of East Asia - Lenovo European Put Warrants Dec 2016 A HKD -   -   0.500   0 0 10,000 0.500   2016/08/19 0.365   2016/01/13 1,620,000 655,100 0.430   2015/08/24 0.126   2015/04/13
24940 Bank of East Asia - Lenovo European Warrants Dec 2016 B HKD -   -   0.014   0 0 22,947 0.130   2016/02/04 0.014   2016/08/09 1,182,080,000 108,776,760 0.249   2015/11/26 0.114   2015/09/01
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD 0.035   0.035   0.032   200,000 7,000 58,280 0.165   2016/01/13 0.028   2016/06/24 21,260,000 1,881,740 0.249   2015/11/27 0.132   2015/09/29
29494 Bank of East Asia - Lenovo European Warrants Jan 2017 A HKD 0.117   0.117   0.072   100,000 11,700 N/A 0.410   2016/07/21 0.117   2016/10/18 36,028,000 11,986,228 -   - -   -
18225 Bank of East Asia - Minsheng Bank European Warrants Dec 16 A HKD 0.122   0.085   0.103   55,580,000 5,959,435 3,499,621 0.122   2016/10/25 0.034   2016/05/24 473,455,000 30,618,280 0.400   2015/04/27 0.065   2015/12/14
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.275   0.247   0.247   10,425,000 2,816,775 2,828,843 0.285   2016/09/27 0.136   2016/02/15 273,290,000 47,246,560 -   - -   -
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.280   0.244   0.246   2,820,000 744,950 1,101,767 0.310   2016/09/09 0.068   2016/02/03 107,350,000 14,427,010 0.229   2015/10/26 0.163   2015/12/29
24931 Bank of East Asia - PetroChina European Warrants Oct 2016 A HKD -   -   0.018   0 0 828,202 0.385   2016/04/28 0.120   2016/04/08 106,280,000 28,682,774 -   - -   -
11469 Bank of East Asia - PICC European Warrants Mar 2017 A HKD 0.167   0.120   0.120   560,000 91,160 N/A 0.275   2016/09/07 0.120   2016/10/31 106,440,000 18,858,020 -   - -   -
19045 Bank of East Asia - Ping An European Warrants Dec 2016 A HKD 0.112   0.079   0.083   20,300,000 2,051,750 1,372,150 0.164   2016/01/04 0.026   2016/06/27 1,313,700,000 104,867,150 0.415   2015/04/21 0.101   2015/08/25
19636 Bank of East Asia - Ping An European Warrants Dec 2016 B HKD -   -   0.021   0 0 6,992 0.064   2016/01/05 0.020   2016/09/02 4,550,000 129,150 0.360   2015/05/26 0.046   2015/08/24
21499 Bank of East Asia - Ping An European Warrants Jan 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.233   2015/04/24 0.034   2015/12/07
28006 Bank of East Asia - Ping An European Warrants Nov 2016 A HKD -   -   0.305   0 0 N/A 0.237   2016/07/25 0.195   2016/05/18 4,150,000 871,735 -   - -   -
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.340   0.265   0.275   432,000 119,060 494,399 0.485   2016/09/09 0.180   2016/05/16 21,160,000 5,984,556 -   - -   -
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.172   0.109   0.114   59,480,000 7,764,680 N/A 0.270   2016/09/09 0.109   2016/10/24 147,860,000 28,487,088 -   - -   -
16987 Bank of East Asia - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.010   2016/03/04 2,700,000 17,300 0.173   2015/03/24 0.010   2015/12/18
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD 0.360   0.335   0.350   345,000 117,700 662,554 0.370   2016/09/05 0.195   2016/04/08 426,265,000 94,996,730 -   - -   -
27420 Bank of East Asia - Tencent Holdings European Put Wts Oct16A HKD -   -   0.010   0 0 18,092 0.143   2016/02/12 0.020   2016/05/25 395,820,000 45,129,630 0.157   2015/10/05 0.083   2015/12/28
24719 Bank of East Asia - Tencent Holdings European Wts Dec 2016 A HKD -   -   0.720   0 0 420,662 0.770   2016/09/06 0.154   2016/02/12 188,540,000 34,702,470 0.325   2015/11/23 0.164   2015/09/29
24349 Bank of East Asia - Tencent Holdings European Wts Nov 2016 A HKD -   -   0.570   0 0 1,184,265 0.260   2016/06/07 0.087   2016/02/12 410,230,000 51,171,410 -   - -   -
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.246   0.210   0.205   550,000 131,200 N/A 0.275   2016/09/08 0.210   2016/10/28 2,770,000 675,400 -   - -   -
13585 Bank of East Asia - Yanzhou Coal European Wts Apr 2017 A HKD 1.140   0.610   0.760   16,966,000 16,075,440 N/A 1.140   2016/10/24 0.610   2016/10/04 16,966,000 16,075,440 -   - -   -
28004 Bank of East Asia - Yanzhou Coal European Wts Dec 2016 A HKD 0.700   0.218   0.330   10,446,000 4,173,698 N/A 0.700   2016/10/24 0.093   2016/08/30 101,084,000 25,981,546 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.320   0.233   0.270   6,716,000 1,623,326 1,948,141 0.320   2016/10/25 0.115   2016/01/07 187,290,000 31,668,252 -   - -   -
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.184   0.148   0.175   90,375,000 14,573,055 N/A 0.270   2016/08/16 0.148   2016/10/13 234,205,000 45,324,185 -   - -   -
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD 0.108   0.080   0.098   15,860,000 1,429,490 N/A 0.227   2016/08/10 0.080   2016/10/17 82,765,000 12,877,095 -   - -   -
27843 Bank of East Asia - ZTE European Warrants Feb 2017 A HKD 0.109   0.063   0.063   187,602,000 15,879,222 N/A 0.184   2016/08/17 0.063   2016/10/31 638,508,000 73,425,068 -   - -   -
12794 BNP Paribas Arbit Issu B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.221   0.187   0.183   1,365,000 292,605 N/A 0.305   2016/08/30 0.187   2016/10/25 63,075,000 15,350,700 -   - -   -
15384 BNP Paribas Arbit Issu B.V. - Sa Sa Int'l Eu Wts Oct 2016 A HKD -   -   0.010   0 0 667 0.010   2016/08/04 0.010   2016/08/04 400,000 4,000 0.111   2015/01/05 0.010   2015/12/04
25571 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 A HKD 0.034   0.014   0.030   47,701,000 1,118,612 8,648,795 0.121   2016/01/04 0.014   2016/10/28 4,632,441,000 294,167,334 0.178   2015/11/19 0.122   2015/09/29
23422 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 B HKD 0.031   0.017   0.024   13,817,000 299,419 6,233,098 0.122   2016/01/04 0.017   2016/10/19 3,469,413,000 214,147,979 0.146   2015/12/17 0.124   2015/12/14
21456 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2017 A HKD 0.012   0.012   0.013   1,000,000 12,000 6,281 0.042   2016/01/06 0.012   2016/10/17 79,931,000 2,459,008 0.330   2015/04/28 0.049   2015/12/31
12293 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2017 A HKD 0.177   0.125   0.178   20,603,000 2,823,786 9,052,171 0.214   2016/01/04 0.086   2016/02/29 983,496,000 119,397,393 0.720   2015/06/08 0.163   2015/08/24
26188 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2018 A HKD 0.166   0.131   0.161   984,000 152,844 37,734,383 0.193   2016/03/23 0.113   2016/06/28 3,681,546,000 549,554,652 -   - -   -
20734 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 A HKD -   -   0.010   0 0 1,375 0.011   2016/05/30 0.011   2016/05/30 750,000 8,250 0.249   2015/04/17 0.020   2015/12/23
12236 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 B HKD 0.570   0.380   0.520   2,318,500 1,078,600 N/A 0.740   2016/08/16 0.380   2016/10/27 8,025,400 4,227,460 -   - -   -
12544 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18425 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Nov 2016 A HKD -   -   0.010   0 0 8,185 0.061   2016/01/05 0.010   2016/07/07 166,464,600 5,537,353 0.430   2015/05/26 0.063   2015/08/25
28912 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Nov 2016 B HKD -   -   0.019   0 0 N/A 0.202   2016/08/16 0.034   2016/09/20 24,055,000 3,140,092 -   - -   -
19715 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2016 A HKD -   -   0.010   0 0 24 0.022   2016/01/04 0.010   2016/09/21 114,000 2,341 0.335   2015/04/17 0.030   2015/12/14
21911 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2016 B HKD -   -   0.010   0 0 0 0.019   2016/03/14 0.010   2016/03/14 2,000 29 0.237   2015/06/08 0.025   2015/10/30
11253 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2018 A HKD 0.082   0.061   0.073   105,082,000 7,029,578 19,926,445 0.152   2016/01/04 0.056   2016/09/26 4,161,233,000 410,239,644 0.550   2015/06/09 0.128   2015/08/25
12676 BNP Paribas Arbit Issu B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.020   0.020   0.020   80,000 1,600 103,703 0.055   2016/04/18 0.012   2016/05/13 71,752,000 1,631,626 0.176   2015/05/04 0.027   2015/08/26
27414 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jan17A HKD -   -   0.395   0 0 1,040,357 0.590   2016/09/22 0.144   2016/06/13 14,804,000 6,242,140 -   - -   -
12382 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jun17A HKD -   -   0.295   0 0 N/A 0.315   2016/09/02 0.241   2016/08/16 11,300,000 3,041,400 -   - -   -
27418 BNP Paribas Arbit Issu B.V. - AIA European Wts Apr 2017 A HKD 0.445   0.163   0.183   18,574,000 4,037,694 83,864,962 0.445   2016/10/06 0.161   2016/06/24 2,084,250,000 527,456,576 -   - -   -
13300 BNP Paribas Arbit Issu B.V. - AIA European Wts Dec 2017 A HKD 0.295   0.119   0.121   571,646,000 119,216,276 N/A 0.295   2016/10/11 0.119   2016/10/31 737,658,000 160,343,368 -   - -   -
27244 BNP Paribas Arbit Issu B.V. - AIA European Wts Jun 2017 A HKD 0.700   0.340   0.375   6,018,000 2,262,590 90,950,898 0.700   2016/10/06 0.280   2016/06/24 1,423,134,000 559,700,280 -   - -   -
12570 BNP Paribas Arbit Issu B.V. - AIA European Wts May 2017 A HKD 0.224   0.070   0.076   522,902,000 90,393,624 N/A 0.224   2016/10/11 0.070   2016/10/31 2,136,760,000 311,941,178 -   - -   -
20210 BNP Paribas Arbit Issu B.V. - Anta Sports Euro Wt Oct 2016 A HKD -   -   0.129   0 0 1,026,980 0.480   2016/01/08 0.042   2016/06/22 62,850,000 8,201,430 0.630   2015/12/07 0.222   2015/03/31
28280 BNP Paribas Arbit Issu B.V. - BBMG European Wts Dec 2016 A HKD 0.098   0.044   0.044   5,140,000 347,900 1,437,453 0.156   2016/04/11 0.036   2016/06/28 171,250,000 12,110,350 0.590   2015/05/04 0.073   2015/12/14
15649 BNP Paribas Arbit Issu B.V. - BOCHK European Wts Dec 2016 A HKD 0.149   0.046   0.105   86,020,000 7,203,530 4,516,913 0.193   2016/09/13 0.024   2016/05/17 727,045,000 44,740,955 0.640   2015/07/20 0.081   2015/12/15
29026 BNP Paribas Arbit Issu B.V. - BOCHK European Wts May 2017 A HKD 0.300   0.300   0.380   655,000 196,500 N/A 0.460   2016/09/09 0.118   2016/06/28 298,625,000 70,874,870 -   - -   -
12838 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 A HKD 0.242   0.131   0.139   5,747,000 969,917 1,112,817 0.310   2016/09/09 0.054   2016/05/19 77,617,000 10,750,269 1.740   2015/04/28 0.247   2015/12/11
12818 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 B HKD 0.260   0.225   0.207   1,466,000 351,710 N/A 0.350   2016/09/21 0.225   2016/10/19 10,696,000 2,827,850 -   - -   -
26140 BNP Paribas Arbit Issu B.V. - BOCL European Wts Aug 2017 A HKD 0.420   0.295   0.315   21,928,000 6,869,670 3,182,705 0.520   2016/09/09 0.126   2016/05/13 120,291,000 31,804,682 -   - -   -
20362 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.034   2016/01/04 0.011   2016/04/25 1,511,000 47,107 0.770   2015/04/28 0.037   2015/12/18
20803 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.700   2015/04/16 0.020   2015/12/23
27721 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 A HKD 0.380   0.247   0.265   276,835,000 82,261,512 39,140,114 0.405   2016/09/08 0.138   2016/05/10 743,038,000 235,219,685 -   - -   -
13304 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 B HKD 0.131   0.127   0.119   240,000 30,960 N/A 0.131   2016/10/27 0.127   2016/10/27 240,000 30,960 -   - -   -
28619 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jan 2017 A HKD 0.485   0.485   0.510   50,000 24,250 N/A 0.750   2016/09/07 0.226   2016/06/24 90,922,000 54,227,240 -   - -   -
11451 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2017 A HKD -   -   0.420   0 0 N/A 0.670   2016/09/09 0.275   2016/07/14 114,382,000 58,075,390 -   - -   -
22980 BNP Paribas Arbit Issu B.V. - BOCL European Wts Oct 2016 A HKD -   -   0.019   0 0 0 0.105   2016/01/04 0.020   2016/04/20 216,807,000 11,394,846 0.150   2015/12/07 0.112   2015/12/14
25885 BNP Paribas Arbit Issu B.V. - BOCL European Wts Oct 2016 B HKD -   -   0.335   0 0 1,165,463 0.510   2016/09/09 0.056   2016/05/18 122,808,000 20,114,469 -   - -   -
12963 BNP Paribas Arbit Issu B.V. - BOCL European Wts Sep 2018 A HKD 0.280   0.201   0.211   13,868,000 3,526,818 N/A 0.360   2016/09/09 0.201   2016/10/17 127,071,000 38,137,193 -   - -   -
13241 BNP Paribas Arbit Issu B.V. - BYD European Wts Apr 2017 A HKD 0.320   0.237   0.222   100,710,000 28,322,295 N/A 0.480   2016/09/22 0.237   2016/10/28 231,745,000 83,032,220 -   - -   -
17881 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 A HKD 0.081   0.052   0.056   97,030,000 6,314,945 12,030,383 0.124   2016/09/07 0.046   2016/02/15 2,256,425,000 195,866,705 0.265   2015/06/04 0.054   2015/02/11
21703 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 B HKD 0.026   0.019   0.019   680,000 13,720 2,651,651 0.076   2016/03/29 0.019   2016/10/27 1,556,910,000 92,431,485 0.109   2015/11/10 0.064   2015/12/14
29013 BNP Paribas Arbit Issu B.V. - BYD European Wts Oct 2017 A HKD 0.131   0.108   0.109   329,250,000 40,149,200 N/A 0.155   2016/08/31 0.108   2016/10/31 916,250,000 115,314,950 -   - -   -
25257 BNP Paribas Arbit Issu B.V. - BYD European Wts Sep 2017 A HKD 0.176   0.158   0.158   300,000 50,800 37,856,983 0.212   2016/09/08 0.117   2016/01/29 3,305,950,000 481,254,650 -   - -   -
12250 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD -   -   0.175   0 0 N/A 0.315   2016/08/15 0.174   2016/09/28 2,806,000 622,952 -   - -   -
12546 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.098   0.075   0.075   15,730,000 1,405,156 N/A 0.119   2016/09/07 0.075   2016/10/31 67,794,000 6,627,838 -   - -   -
27624 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Dec 2016 A HKD -   -   0.019   0 0 19,334,828 0.138   2016/05/05 0.040   2016/08/05 1,279,126,000 119,067,568 -   - -   -
26757 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Oct 2016 A HKD -   -   0.010   0 0 13,655,219 0.285   2016/04/13 0.010   2016/09/21 878,554,000 149,719,206 -   - -   -
12815 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2017 A HKD 0.212   0.101   0.113   125,556,000 20,069,192 N/A 0.310   2016/09/09 0.101   2016/10/28 421,946,000 92,752,707 -   - -   -
26138 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.660   0.530   0.570   1,720,000 965,450 2,321,579 0.850   2016/09/22 0.123   2016/05/19 437,270,000 126,282,887 -   - -   -
11349 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.475   0.280   0.310   775,877,000 295,679,905 N/A 0.580   2016/09/09 0.225   2016/07/11 1,779,413,000 709,077,450 -   - -   -
20801 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.820   2015/04/17 0.020   2015/12/16
12381 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 B HKD -   -   0.233   0 0 N/A 0.670   2016/09/09 0.440   2016/09/14 120,000 65,500 -   - -   -
27716 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.700   0.510   0.560   128,092,000 77,807,590 149,879,419 0.810   2016/09/22 0.161   2016/05/19 2,182,444,000 900,040,362 -   - -   -
12961 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.202   0.119   0.124   128,275,000 20,878,840 N/A 0.255   2016/09/09 0.119   2016/10/28 561,165,000 113,590,172 -   - -   -
24402 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2017 A HKD 0.400   0.199   0.226   189,718,000 51,461,720 49,837,519 0.570   2016/09/09 0.054   2016/05/24 1,827,464,000 403,762,488 0.425   2015/12/24 0.360   2015/12/30
12567 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.355   0.223   0.240   157,434,000 47,697,156 N/A 0.455   2016/09/09 0.223   2016/10/28 628,389,000 226,872,681 -   - -   -
28616 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Jan 2017 A HKD 0.780   0.780   0.710   50,000 39,000 N/A 1.180   2016/09/09 0.280   2016/06/13 444,482,000 148,444,345 -   - -   -
20361 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Nov 2016 A HKD -   -   0.010   0 0 1,400 0.021   2016/08/12 0.021   2016/08/12 400,000 8,400 0.750   2015/04/16 0.042   2015/12/09
13301 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.175   0.121   0.114   42,356,000 6,620,010 N/A 0.232   2016/09/22 0.121   2016/10/13 241,436,000 45,333,210 -   - -   -
20404 BNP Paribas Arbit Issu B.V. - Ch Comm Cons Eur Wt Oct 2016 A HKD -   -   0.010   0 0 374,217 0.053   2016/04/14 0.010   2016/08/09 459,760,000 17,669,780 0.650   2015/04/09 0.030   2015/12/30
21356 BNP Paribas Arbit Issu B.V. - Ch LongYuan Eu Wts Dec 2016 A HKD -   -   0.017   0 0 167,440 0.038   2016/06/07 0.012   2016/09/02 34,163,000 1,032,908 0.320   2015/05/26 0.058   2015/12/09
25661 BNP Paribas Arbit Issu B.V. - Ch Mobile Eu Put Wt Dec 2016 B HKD 0.196   0.117   0.190   4,980,000 791,465 3,350,773 0.330   2016/01/11 0.117   2016/10/11 171,585,000 42,258,810 0.275   2015/09/08 0.213   2015/09/22
19822 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2016 A HKD 0.024   0.010   0.010   15,390,000 237,680 1,063,848 0.042   2016/07/27 0.010   2016/10/28 345,685,000 9,216,545 0.233   2015/04/21 0.042   2015/12/30
27306 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.164   0.102   0.105   834,500,000 102,505,000 141,072,417 0.182   2016/09/09 0.097   2016/05/24 7,174,750,000 899,254,050 -   - -   -
12573 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Feb 2017 A HKD 0.133   0.029   0.031   365,435,000 33,681,755 N/A 0.222   2016/09/09 0.029   2016/10/28 1,052,515,000 146,923,880 -   - -   -
21914 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 A HKD -   -   0.012   0 0 5,505 0.021   2016/01/04 0.010   2016/07/21 8,690,000 127,600 0.154   2015/05/08 0.024   2015/12/31
23925 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 B HKD 0.097   0.031   0.032   12,100,000 707,150 20,608,200 0.116   2016/09/09 0.031   2016/10/27 8,745,550,000 549,251,650 0.219   2015/07/21 0.093   2015/12/30
21531 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 A HKD 0.037   0.019   0.019   20,640,000 592,200 1,275,264 0.046   2016/08/01 0.019   2016/10/26 773,095,000 25,782,535 0.233   2015/04/27 0.049   2015/12/31
13892 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 B HKD 0.550   0.335   0.350   272,290,000 109,435,050 N/A 0.550   2016/10/20 0.335   2016/10/28 272,290,000 109,435,050 -   - -   -
21776 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 A HKD -   -   0.019   0 0 4,018 0.024   2016/01/29 0.014   2016/07/20 3,190,000 62,760 0.169   2015/05/05 0.030   2015/12/29
11869 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 B HKD 0.275   0.067   0.073   577,330,000 83,737,240 N/A 0.395   2016/08/15 0.067   2016/10/28 892,820,000 181,844,535 -   - -   -
25230 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts May 2017 A HKD 0.151   0.084   0.087   9,950,000 1,117,300 45,440,108 0.181   2016/09/09 0.072   2016/05/19 10,529,550,000 1,020,260,500 -   - -   -
15982 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Nov 2016 A HKD -   -   0.019   0 0 0 0.021   2016/01/19 0.019   2016/01/19 1,355,000 26,555 0.500   2015/04/27 0.033   2015/12/14
27246 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Nov 2016 B HKD 0.405   0.010   0.010   31,810,000 4,951,320 5,812,547 0.700   2016/08/15 0.010   2016/10/25 224,675,000 86,667,205 -   - -   -
19603 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.068   0.051   0.059   76,140,000 4,469,680 20,802,097 0.125   2016/04/21 0.051   2016/10/05 1,705,680,000 127,926,770 0.550   2015/04/14 0.095   2015/12/30
20571 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Mar 2017 A HKD -   -   0.010   0 0 154,750 0.055   2016/04/13 0.010   2016/09/12 50,370,000 1,488,610 0.520   2015/04/20 0.053   2015/12/30
11871 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD 0.207   0.140   0.170   307,725,000 50,265,110 N/A 0.207   2016/10/24 0.102   2016/08/19 586,480,000 93,366,715 -   - -   -
20659 BNP Paribas Arbit Issu B.V. - Ch Ship Dev Euro Wts Sep 2017A HKD 0.042   0.028   0.028   33,986,000 1,233,574 2,063,465 0.144   2016/01/08 0.028   2016/10/31 274,520,000 16,890,952 0.420   2015/04/20 0.151   2015/12/30
20020 BNP Paribas Arbit Issu B.V. - Ch State Con Eu Wts Nov 2016 A HKD 0.010   0.010   0.010   1,200,000 12,000 1,185,589 0.191   2016/01/05 0.010   2016/10/04 190,146,000 10,553,474 0.460   2015/04/23 0.103   2015/08/25
25380 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.130   0.127   0.098   1,004,000 130,508 12,212,036 0.201   2016/03/30 0.066   2016/07/11 3,042,192,000 397,779,050 -   - -   -
24711 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Oct 2016 A HKD -   -   0.011   0 0 1,633 0.053   2016/03/17 0.011   2016/05/18 482,060,000 20,207,360 0.163   2015/10/15 0.047   2015/12/14
14147 BNP Paribas Arbit Issu B.V. - China Cinda Eur Wts May 2017 A HKD -   -   0.019   0 0 0 0.033   2016/01/05 0.019   2016/01/12 6,100,000 154,400 0.168   2015/04/13 0.035   2015/12/30
21388 BNP Paribas Arbit Issu B.V. - China COSCO Euro Wt Aug 2017 A HKD 0.019   0.019   0.019   500,000 9,500 23,361 0.054   2016/01/05 0.017   2016/09/28 8,274,000 211,088 0.400   2015/04/28 0.054   2015/12/29
12739 BNP Paribas Arbit Issu B.V. - China EB Ltd Eu Wt Dec 2016 A HKD 0.050   0.010   0.021   1,150,000 42,000 738,400 0.285   2016/01/04 0.010   2016/10/27 101,096,000 8,391,486 1.560   2015/05/26 0.140   2015/08/25
13635 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2017 A HKD 0.127   0.066   0.074   633,960,000 61,838,340 N/A 0.127   2016/10/24 0.066   2016/10/31 633,960,000 61,838,340 -   - -   -
27249 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Aug 2017 A HKD 0.330   0.165   0.174   9,530,000 2,562,200 39,331,463 0.375   2016/09/22 0.107   2016/07/08 1,675,350,000 279,833,420 -   - -   -
29182 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 A HKD 0.010   0.010   0.010   1,530,000 15,300 169,427 0.229   2016/01/04 0.010   2016/10/13 222,053,000 15,457,344 1.440   2015/05/26 0.237   2015/12/14
26425 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 B HKD 0.360   0.151   0.150   22,340,000 5,690,290 22,949,368 0.415   2016/09/22 0.066   2016/07/08 2,976,220,000 546,942,790 -   - -   -
13238 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2018 A HKD 0.241   0.131   0.137   205,110,000 36,835,700 N/A 0.265   2016/09/22 0.131   2016/10/31 403,040,000 81,957,290 -   - -   -
25775 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jul 2017 A HKD 0.149   0.056   0.060   39,480,000 4,287,220 5,786,468 0.250   2016/01/25 0.039   2016/07/08 4,790,690,000 706,644,930 -   - -   -
27974 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Mar 2017 A HKD 0.480   0.245   0.275   48,550,000 18,761,300 N/A 0.540   2016/09/22 0.142   2016/07/08 3,071,530,000 609,330,630 -   - -   -
13235 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2017 A HKD 0.151   0.050   0.054   177,450,000 18,991,770 N/A 0.189   2016/09/22 0.050   2016/10/31 772,910,000 102,766,230 -   - -   -
25886 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2016 A HKD 0.045   0.010   0.010   14,820,000 324,740 2,564,847 0.157   2016/01/29 0.010   2016/10/14 1,333,930,000 117,589,520 -   - -   -
27247 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2016 B HKD 0.163   0.034   0.035   4,100,000 512,230 53,639,887 0.265   2016/09/22 0.028   2016/07/08 6,173,350,000 504,849,500 -   - -   -
12731 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2018 A HKD 0.320   0.173   0.183   144,770,000 40,230,630 N/A 0.345   2016/09/22 0.173   2016/10/31 1,537,860,000 357,008,020 -   - -   -
11405 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Sep 2017 A HKD 0.510   0.330   0.325   4,590,000 2,010,300 N/A 0.560   2016/09/22 0.238   2016/08/04 338,980,000 113,165,740 -   - -   -
12926 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Dec 2017A HKD 0.209   0.139   0.134   58,000 9,508 N/A 0.325   2016/09/09 0.139   2016/10/31 301,314,000 82,971,252 -   - -   -
26524 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Oct 2016A HKD -   -   0.216   0 0 16,488,769 0.355   2016/03/07 0.096   2016/09/01 885,150,000 159,322,814 -   - -   -
15696 BNP Paribas Arbit Issu B.V. - China Unicom Euro Wt Dec 2016A HKD -   -   0.015   0 0 0 0.032   2016/01/05 0.019   2016/04/20 21,894,000 599,358 0.250   2015/04/20 0.034   2015/12/31
28067 BNP Paribas Arbit Issu B.V. - CICC European Warrants Mar 17A HKD 0.160   0.115   0.120   4,520,000 585,260 N/A 0.275   2016/05/23 0.106   2016/09/26 19,096,000 3,838,148 -   - -   -
27717 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Mar 2017 A HKD 0.245   0.172   0.127   1,772,000 307,420 4,360,217 0.350   2016/09/22 0.166   2016/05/24 112,025,000 26,161,303 -   - -   -
21381 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2016 A HKD -   -   0.019   0 0 0 0.045   2016/01/12 0.025   2016/04/11 1,200,000 41,200 0.360   2015/05/04 0.105   2015/11/27
28746 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2017 A HKD -   -   0.157   0 0 545,648 0.270   2016/01/12 0.163   2016/09/30 17,030,000 3,300,310 0.560   2015/05/05 0.300   2015/07/07
27308 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2016 A HKD 0.018   0.010   0.010   5,090,000 56,000 5,763,992 0.212   2016/04/14 0.010   2016/10/31 860,075,000 76,895,055 -   - -   -
13102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.184   0.150   0.150   304,120,000 50,373,260 N/A 0.220   2016/09/22 0.150   2016/10/31 667,680,000 120,964,655 -   - -   -
12426 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jun 2017 A HKD 0.173   0.137   0.142   479,015,000 72,553,225 N/A 0.260   2016/09/09 0.137   2016/10/24 1,548,445,000 282,985,780 -   - -   -
11249 BNP Paribas Arbit Issu B.V. - CKH Euro Wts Apr 2018 A HKD 0.310   0.270   0.265   965,000 271,550 15,596,424 0.365   2016/09/09 0.143   2016/07/06 693,210,000 191,504,045 0.530   2015/06/05 0.097   2015/01/08
28457 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 A HKD 0.570   0.550   0.560   55,000 31,150 4,280,608 0.710   2016/09/05 0.310   2016/07/06 57,570,000 25,714,850 0.980   2015/06/04 0.201   2015/01/09
13101 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 B HKD 0.164   0.054   0.066   232,000,000 24,565,915 N/A 0.215   2016/09/13 0.054   2016/10/28 420,130,000 58,480,655 -   - -   -
22727 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 A HKD -   -   0.010   0 0 30,990 0.061   2016/01/05 0.010   2016/09/22 655,195,000 24,023,385 0.214   2015/06/23 0.054   2015/12/14
27976 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 B HKD 0.180   0.021   0.019   277,710,000 22,989,665 N/A 0.395   2016/09/09 0.021   2016/10/27 918,005,000 159,809,185 -   - -   -
11222 BNP Paribas Arbit Issu B.V. - CKH European Wts Feb 2017 A HKD 0.700   0.420   0.475   30,420,000 19,161,250 N/A 1.030   2016/09/08 0.213   2016/07/06 432,340,000 166,290,090 -   - -   -
16667 BNP Paribas Arbit Issu B.V. - CKH European Wts Jan 2017 A HKD -   -   0.330   0 0 2,429,648 0.490   2016/09/09 0.164   2016/07/08 101,520,000 34,104,010 0.560   2015/07/30 0.116   2015/01/09
26797 BNP Paribas Arbit Issu B.V. - CKI Holdings Euro Wts Oct16A HKD -   -   0.010   0 0 1,467,753 0.235   2016/03/16 0.019   2016/08/01 265,160,000 41,928,630 -   - -   -
27039 BNP Paribas Arbit Issu B.V. - CKP European Warrants Nov 16 A HKD 0.195   0.130   0.163   820,000 134,695 5,504,484 0.670   2016/09/09 0.130   2016/10/26 116,955,000 39,602,380 -   - -   -
12379 BNP Paribas Arbit Issu B.V. - CKP European Wts Apr 2017 A HKD 0.305   0.174   0.235   64,380,000 15,752,420 N/A 0.425   2016/09/09 0.174   2016/10/25 190,075,000 53,976,070 -   - -   -
11711 BNP Paribas Arbit Issu B.V. - CKP European Wts Mar 2017 A HKD 0.485   0.300   0.400   1,490,000 611,050 N/A 0.660   2016/09/09 0.300   2016/10/17 123,025,000 64,797,775 -   - -   -
12526 BNP Paribas Arbit Issu B.V. - CMS European Warrants Jan 17 A HKD 0.205   0.111   0.112   8,993,000 1,395,344 4,508,473 0.255   2016/09/22 0.065   2016/02/04 221,290,000 29,107,010 0.550   2015/04/13 0.075   2015/09/02
17556 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Dec 2016 A HKD -   -   0.010   0 0 4,372 0.034   2016/04/22 0.014   2016/01/27 16,080,000 476,280 0.187   2015/04/27 0.024   2015/11/20
13828 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jul 2017 A HKD 0.510   0.260   0.265   40,096,000 14,630,485 N/A 0.510   2016/10/24 0.260   2016/10/31 40,096,000 14,630,485 -   - -   -
11870 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jun 2018 A HKD 0.208   0.129   0.130   418,520,000 74,382,610 N/A 0.208   2016/10/11 0.106   2016/08/03 539,700,000 91,100,570 -   - -   -
27478 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Nov 2016 A HKD 0.270   0.010   0.010   47,477,000 7,005,734 2,047,529 0.710   2016/04/22 0.010   2016/10/26 91,729,000 26,720,923 -   - -   -
20211 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.109   0.070   0.064   9,148,000 845,044 1,691,719 0.159   2016/04/12 0.070   2016/10/28 108,900,000 10,174,896 0.370   2015/05/05 0.101   2015/12/14
22063 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Mar 2017 A HKD -   -   0.023   0 0 247,236 0.065   2016/05/09 0.042   2016/07/25 27,680,000 1,483,418 0.265   2015/05/26 0.132   2015/07/09
17502 BNP Paribas Arbit Issu B.V. - CRCC European Wts Dec 2017 A HKD 0.228   0.154   0.204   58,055,000 11,526,115 48,839,128 0.340   2016/04/14 0.112   2016/01/26 2,259,540,000 476,856,160 0.890   2015/04/27 0.285   2015/12/30
11251 BNP Paribas Arbit Issu B.V. - CRRC European Wts Dec 2018 A HKD 0.094   0.081   0.079   6,865,000 610,081 569,767 0.310   2016/01/04 0.081   2016/10/31 34,302,000 4,369,018 1.200   2015/04/20 0.260   2015/08/25
12545 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21463 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD 0.016   0.016   0.016   1,900,000 30,400 83,325 0.057   2016/01/05 0.016   2016/10/14 493,868,000 18,591,238 0.445   2015/06/09 0.067   2015/12/31
13888 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21753 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.247   2015/04/30 0.025   2015/08/25
23425 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 A HKD 0.013   0.010   0.013   140,000 1,510 5,553,801 0.107   2016/01/04 0.010   2016/10/04 4,678,778,000 284,173,642 0.150   2015/12/23 0.106   2015/12/14
25654 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 B HKD 0.054   0.038   0.041   138,058,000 6,417,440 43,333,491 0.126   2016/04/05 0.038   2016/10/17 8,387,898,000 822,252,174 -   - -   -
12248 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Mar 2017 A HKD -   -   0.325   0 0 N/A 0.830   2016/08/16 0.069   2016/09/05 6,242,400 4,047,132 -   - -   -
28908 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD -   -   0.211   0 0 N/A 0.206   2016/08/03 0.183   2016/06/28 600,000 120,120 -   - -   -
11252 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.122   0.107   0.111   53,838,000 6,182,804 17,161,557 0.228   2016/01/04 0.107   2016/10/18 3,861,716,000 608,528,184 0.720   2015/06/08 0.163   2015/08/25
28904 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.119   0.107   0.110   29,696,000 3,347,486 N/A 0.144   2016/08/16 0.107   2016/10/18 305,390,000 37,233,794 -   - -   -
19818 BNP Paribas Arbit Issu B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.099   0 0 0 0.141   2016/02/22 0.109   2016/02/15 690,000 91,470 0.212   2015/02/24 0.050   2015/09/15
10394 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Dec 2016 B HKD 0.239   0.134   0.178   14,110,000 2,713,520 N/A 0.325   2016/06/29 0.134   2016/10/03 17,150,000 3,379,130 -   - -   -
10407 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Mar 2017 B HKD 0.171   0.149   0.137   2,260,000 355,250 N/A 0.171   2016/10/24 0.149   2016/10/19 2,260,000 355,250 -   - -   -
10393 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Dec 2016 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10406 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Mar 2017 A HKD 0.172   0.083   0.093   7,390,000 787,420 N/A 0.250   2016/08/19 0.083   2016/10/27 12,670,000 1,801,780 -   - -   -
22207 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts Jan 2017 A HKD -   -   0.019   0 0 220,942 0.165   2016/01/04 0.029   2016/07/27 51,720,000 3,852,520 0.210   2015/05/27 0.079   2015/07/07
20657 BNP Paribas Arbit Issu B.V. - GAC European Warrants Dec 17 A HKD 0.415   0.285   0.290   23,242,000 9,111,600 10,905,686 0.495   2016/09/09 0.168   2016/01/20 210,156,000 71,108,498 0.395   2015/04/13 0.112   2015/09/04
12639 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.041   2015/01/28 0.010   2015/10/12
11945 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 B HKD 0.670   0.460   0.630   620,000 355,300 N/A 0.670   2016/10/26 0.224   2016/08/31 105,700,000 38,651,430 -   - -   -
13836 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.202   0.150   0.177   73,370,000 13,141,830 N/A 0.202   2016/10/27 0.150   2016/10/24 73,370,000 13,141,830 -   - -   -
13104 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 0.450   0.310   0.395   227,100,000 88,071,350 N/A 0.450   2016/10/11 0.295   2016/09/12 316,470,000 117,759,600 -   - -   -
13629 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2017 A HKD 0.395   0.230   0.315   382,360,000 110,758,290 N/A 0.395   2016/10/11 0.230   2016/10/24 382,360,000 110,758,290 -   - -   -
10397 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Dec16B HKD 0.840   0.400   0.810   3,200,000 2,163,300 N/A 0.840   2016/10/13 0.190   2016/05/26 42,240,000 16,443,570 -   - -   -
10405 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Mar17B HKD 0.310   0.139   0.255   16,640,000 3,850,850 N/A 0.310   2016/10/13 0.081   2016/09/07 47,850,000 9,458,560 -   - -   -
10396 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Dec16A HKD -   -   0.010   0 0 N/A 0.345   2016/06/23 0.010   2016/09/14 145,570,000 13,402,560 -   - -   -
10421 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Jun 2017A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10404 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Mar 2017A HKD 0.063   0.019   0.020   54,110,000 1,764,560 N/A 0.250   2016/07/15 0.019   2016/10/28 64,820,000 3,224,300 -   - -   -
13205 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Apr 2017 A HKD 1.480   0.540   0.760   34,350,000 26,951,500 N/A 1.480   2016/10/25 0.445   2016/09/14 76,390,000 49,871,150 -   - -   -
13839 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Aug 2017 A HKD 1.390   0.810   0.810   16,345,000 17,826,350 N/A 1.390   2016/10/25 0.810   2016/10/31 16,345,000 17,826,350 -   - -   -
10383 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Dec 16 B HKD 0.054   0.026   0.027   760,000 32,070 844,247 0.208   2016/03/24 0.026   2016/10/31 62,360,000 6,832,760 -   - -   -
10410 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Mar 17 B HKD 0.275   0.221   0.232   1,790,000 467,370 N/A 0.275   2016/10/07 0.211   2016/09/07 8,340,000 1,991,350 -   - -   -
10382 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2016 A HKD 0.117   0.058   0.059   10,280,000 717,240 4,565,375 0.280   2016/07/06 0.058   2016/10/28 152,460,000 30,511,090 -   - -   -
10409 BNP Paribas Arbit Issu B.V. - Gold European Wts Mar 2017 A HKD 0.134   0.089   0.090   3,880,000 373,620 N/A 0.186   2016/08/24 0.089   2016/10/28 6,370,000 795,010 -   - -   -
27625 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Feb 2017 A HKD 0.098   0.067   0.070   72,296,000 5,866,992 57,840,991 0.196   2016/04/27 0.067   2016/10/31 2,819,724,000 347,929,356 -   - -   -
13305 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Sep 2017 A HKD 0.125   0.104   0.105   267,768,000 30,001,548 N/A 0.148   2016/09/22 0.104   2016/10/31 787,260,000 95,886,656 -   - -   -
20215 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/07 0.010   2016/04/13 1,330,000 16,360 0.490   2015/05/26 0.057   2015/10/02
12672 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2017 A HKD 0.110   0.085   0.110   13,958,000 1,335,952 5,823,397 0.116   2016/07/26 0.040   2016/03/01 860,143,000 54,972,319 0.275   2015/04/29 0.091   2015/12/14
27413 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Dec 2016 B HKD 0.036   0.011   0.015   1,149,740,000 34,644,920 139,996,237 0.260   2016/05/24 0.011   2016/10/24 6,714,740,000 952,699,820 -   - -   -
11021 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 C HKD 0.093   0.064   0.069   1,285,000,000 108,161,390 N/A 0.275   2016/06/24 0.064   2016/10/25 5,728,670,000 803,987,440 -   - -   -
13691 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 D HKD 0.206   0.156   0.170   1,007,950,000 183,934,440 N/A 0.206   2016/10/13 0.156   2016/10/25 1,007,950,000 183,934,440 -   - -   -
26689 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Nov 2016 A HKD -   -   0.010   0 0 35,517,593 0.168   2016/03/09 0.010   2016/09/06 8,015,910,000 690,559,160 -   - -   -
27035 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 A HKD 0.275   0.220   0.224   47,920,000 12,391,910 275,053,592 0.305   2016/04/28 0.148   2016/05/24 9,466,720,000 1,731,530,150 -   - -   -
13636 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 B HKD 0.187   0.156   0.141   341,060,000 59,813,090 N/A 0.187   2016/10/11 0.156   2016/10/18 341,060,000 59,813,090 -   - -   -
14279 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2016 A HKD 0.062   0.019   0.022   26,100,000 932,560 74,250,918 0.184   2016/01/04 0.019   2016/10/28 9,395,280,000 659,680,070 0.325   2015/11/09 0.155   2015/12/14
21139 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 A HKD 0.052   0.038   0.038   40,332,000 1,918,158 1,636,795 0.083   2016/01/04 0.030   2016/03/17 1,100,331,000 46,846,348 0.610   2015/04/23 0.073   2015/12/15
12468 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 B HKD 0.280   0.234   0.230   133,530,000 34,548,710 N/A 0.300   2016/09/22 0.179   2016/08/19 1,330,450,000 299,198,240 -   - -   -
26688 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jan 2017 A HKD 0.250   0.187   0.189   7,720,000 1,585,630 67,123,278 0.290   2016/04/25 0.100   2016/06/24 6,488,130,000 1,034,579,730 -   - -   -
24396 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 A HKD 0.208   0.165   0.164   3,450,000 617,060 189,446,715 0.265   2016/01/04 0.106   2016/05/26 14,570,060,000 2,064,481,120 0.295   2015/12/28 0.260   2015/12/22
27732 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 B HKD 0.104   0.069   0.071   1,150,390,000 94,789,600 68,642,812 0.126   2016/09/09 0.061   2016/08/29 4,440,050,000 411,856,870 -   - -   -
11925 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 A HKD 0.186   0.138   0.143   16,970,000 2,783,330 N/A 0.228   2016/09/09 0.101   2016/08/29 2,547,370,000 321,386,420 -   - -   -
13297 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 B HKD 0.530   0.530   0.310   50,000 26,500 N/A 0.710   2016/09/22 0.520   2016/09/26 117,980,000 74,051,030 -   - -   -
13379 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 C HKD 0.135   0.086   0.087   1,231,640,000 139,501,330 N/A 0.162   2016/09/22 0.086   2016/10/28 2,205,460,000 275,087,610 -   - -   -
13009 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2018 A HKD 0.290   0.245   0.240   63,330,000 16,751,100 N/A 0.305   2016/09/22 0.227   2016/09/08 150,760,000 38,413,590 -   - -   -
22217 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2016 A HKD -   -   0.010   0 0 6,030,683 0.140   2016/01/04 0.010   2016/09/23 5,327,640,000 372,775,320 0.265   2015/11/17 0.125   2015/12/14
25840 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2016 B HKD -   -   0.260   0 0 28,936,837 0.340   2016/09/09 0.090   2016/06/24 7,094,020,000 1,076,427,820 -   - -   -
13637 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2017 A HKD 0.179   0.133   0.134   543,050,000 80,546,780 N/A 0.179   2016/10/11 0.133   2016/10/28 543,050,000 80,546,780 -   - -   -
27038 BNP Paribas Arbit Issu B.V. - HLand Dev Euro Wts Nov 2016 A HKD 0.129   0.014   0.020   5,650,000 501,050 3,718,105 0.345   2016/07/26 0.014   2016/10/20 107,920,000 22,308,630 -   - -   -
22498 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Apr 2017 A HKD -   -   0.015   0 0 250 0.015   2016/08/23 0.015   2016/08/23 100,000 1,500 0.228   2015/06/04 0.015   2015/12/01
11707 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Feb 2017 A HKD 0.650   0.295   0.330   155,710,000 65,473,710 N/A 0.840   2016/09/09 0.295   2016/10/31 243,938,000 110,758,130 -   - -   -
21011 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Jan 2017 A HKD -   -   0.010   0 0 700 0.020   2016/01/05 0.010   2016/09/14 9,080,000 99,160 0.300   2015/04/17 0.010   2015/12/24
12543 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts May 2017 A HKD -   -   0.186   0 0 N/A 0.425   2016/09/08 0.345   2016/09/12 9,320,000 3,294,300 -   - -   -
28919 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Nov 2016 A HKD 0.216   0.022   0.019   8,664,000 603,496 N/A 0.445   2016/09/09 0.022   2016/10/25 1,742,526,000 259,166,368 -   - -   -
26758 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Oct 2016 A HKD -   -   0.680   0 0 76,506,188 1.120   2016/09/09 0.188   2016/05/24 1,335,114,000 539,584,646 -   - -   -
13306 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13152 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Apr 2017 B HKD 0.260   0.145   0.155   405,416,000 89,279,868 N/A 0.290   2016/09/14 0.145   2016/10/24 692,348,000 160,477,500 -   - -   -
11221 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Feb 2017 B HKD 0.028   0.012   0.012   1,732,000 36,668 N/A 0.295   2016/07/06 0.012   2016/10/26 161,404,000 20,804,552 -   - -   -
12220 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Mar 2017 A HKD 0.095   0.042   0.043   458,728,000 31,930,560 N/A 0.190   2016/08/11 0.042   2016/10/31 953,072,000 86,037,152 -   - -   -
11594 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 A HKD 0.580   0.580   0.540   380,000 220,400 N/A 0.680   2016/09/05 0.211   2016/08/03 620,540,000 193,791,068 -   - -   -
13299 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 C HKD 0.137   0.087   0.087   628,348,000 66,672,376 N/A 0.183   2016/09/22 0.087   2016/10/31 923,756,000 106,335,964 -   - -   -
28778 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2016 A HKD 0.445   0.300   0.385   2,624,000 1,112,100 N/A 0.590   2016/09/05 0.064   2016/06/28 1,963,656,000 251,531,428 -   - -   -
11499 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 A HKD 0.800   0.720   0.760   3,300,000 2,416,000 N/A 0.900   2016/09/05 0.380   2016/07/20 54,536,000 24,252,980 -   - -   -
12966 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 B HKD 0.239   0.182   0.180   115,576,000 25,249,964 N/A 0.280   2016/09/22 0.182   2016/10/13 250,448,000 57,344,428 -   - -   -
11219 BNP Paribas Arbit Issu B.V. - HSBC European Wts Feb 2017 A HKD -   -   1.090   0 0 N/A 1.120   2016/09/02 0.290   2016/07/06 296,552,000 130,059,720 -   - -   -
25776 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2017 A HKD 0.230   0.170   0.169   13,792,000 2,793,644 21,169,428 0.280   2016/09/09 0.052   2016/07/06 1,732,192,000 279,050,868 -   - -   -
27245 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jun 2017 A HKD 0.830   0.720   0.790   1,644,000 1,325,080 47,048,120 0.990   2016/09/05 0.208   2016/06/24 932,700,000 307,217,580 -   - -   -
12376 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2017 B HKD 0.390   0.300   0.300   201,216,000 70,799,240 N/A 0.455   2016/09/06 0.191   2016/08/16 374,796,000 115,734,584 -   - -   -
13022 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2018 A HKD 0.219   0.188   0.180   43,132,000 8,575,004 N/A 0.275   2016/09/22 0.188   2016/10/13 86,916,000 19,130,656 -   - -   -
26406 BNP Paribas Arbit Issu B.V. - HSBC European Wts Oct 2016 A HKD -   -   0.530   0 0 11,721,367 0.780   2016/09/05 0.048   2016/06/24 1,128,820,000 189,627,404 -   - -   -
27305 BNP Paribas Arbit Issu B.V. - HSBC European Wts Oct 2016 B HKD -   -   0.890   0 0 58,494,399 1.140   2016/09/09 0.138   2016/06/24 1,187,300,000 381,086,596 -   - -   -
27041 BNP Paribas Arbit Issu B.V. - HSCEI Euro Put Wts Dec 2016 B HKD 0.018   0.010   0.010   7,160,000 120,730 673,215 0.170   2016/05/13 0.010   2016/10/24 161,810,000 10,632,390 -   - -   -
26494 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2016 A HKD 0.217   0.165   0.163   400,000 73,330 1,679,270 0.280   2016/09/09 0.072   2016/05/16 307,890,000 44,192,000 -   - -   -
13206 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2017 A HKD 0.097   0.095   0.099   40,000 3,840 N/A 0.097   2016/10/31 0.095   2016/10/28 40,000 3,840 -   - -   -
27040 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Jun 2017 A HKD 0.151   0.116   0.119   2,570,000 353,720 1,284,460 0.168   2016/08/16 0.068   2016/07/08 240,660,000 29,129,450 -   - -   -
27816 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Nov 2016 A HKD 0.173   0.097   0.089   1,580,000 199,510 N/A 0.229   2016/09/09 0.054   2016/07/08 62,630,000 5,625,290 -   - -   -
12542 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Apr 2017 B HKD 0.146   0.101   0.134   1,271,170,000 155,658,890 N/A 0.188   2016/08/25 0.101   2016/10/25 4,477,670,000 640,424,370 -   - -   -
27358 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2016 B HKD 0.018   0.011   0.014   31,970,000 494,730 38,644,865 0.260   2016/05/19 0.011   2016/10/06 2,003,540,000 240,365,610 -   - -   -
28376 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 B HKD 0.031   0.016   0.024   15,680,000 383,620 N/A 0.239   2016/06/24 0.016   2016/10/24 1,613,820,000 200,004,180 -   - -   -
28610 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 D HKD 0.050   0.028   0.042   8,150,000 342,090 N/A 0.330   2016/06/24 0.028   2016/10/25 2,432,100,000 418,891,320 -   - -   -
11758 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 E HKD 0.115   0.070   0.099   793,370,000 70,843,700 N/A 0.250   2016/08/03 0.070   2016/10/11 6,763,070,000 996,642,630 -   - -   -
11389 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 B HKD 0.041   0.021   0.031   271,910,000 8,766,320 N/A 0.167   2016/07/12 0.021   2016/10/25 1,776,710,000 146,957,170 -   - -   -
11390 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 C HKD 0.029   0.015   0.020   175,680,000 3,793,390 N/A 0.107   2016/07/14 0.015   2016/10/26 840,400,000 44,071,860 -   - -   -
12730 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 A HKD 0.180   0.130   0.169   1,483,260,000 229,148,190 N/A 0.218   2016/08/25 0.130   2016/10/11 4,099,990,000 668,201,870 -   - -   -
13841 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28385 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 C HKD 0.046   0.029   0.038   234,880,000 8,892,250 N/A 0.146   2016/07/12 0.029   2016/10/25 1,157,900,000 89,585,190 -   - -   -
13203 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 E HKD 0.245   0.166   0.228   3,366,830,000 692,425,800 N/A 0.245   2016/10/31 0.166   2016/10/11 4,444,280,000 924,828,170 -   - -   -
13018 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts May 2017 B HKD 0.234   0.050   0.220   2,337,270,000 473,278,510 N/A 0.245   2016/09/15 0.050   2016/10/20 5,146,530,000 1,073,097,390 -   - -   -
11587 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Nov 2016 B HKD 0.013   0.010   0.010   17,350,000 201,050 N/A 0.076   2016/08/04 0.010   2016/10/28 307,640,000 7,891,480 -   - -   -
27356 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Oct 2016 B HKD 0.010   0.010   0.010   300,000 3,000 57,500,470 0.236   2016/06/24 0.010   2016/10/24 2,560,580,000 345,002,820 -   - -   -
12540 BNP Paribas Arbit Issu B.V. - HSI European Wts Apr 2017 A HKD 0.250   0.124   0.136   2,760,120,000 520,472,800 N/A 0.295   2016/09/09 0.124   2016/10/31 7,275,990,000 1,472,898,130 -   - -   -
12627 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 A HKD 0.230   0.122   0.129   1,435,680,000 267,523,710 N/A 0.270   2016/09/09 0.122   2016/10/31 4,491,570,000 912,821,900 -   - -   -
13308 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27352 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 A HKD -   -   0.445   0 0 95,995,960 0.550   2016/09/12 0.128   2016/05/13 2,690,140,000 576,033,760 -   - -   -
28368 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11383 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 D HKD -   -   0.370   0 0 N/A 0.570   2016/09/09 0.226   2016/07/14 311,500,000 73,036,250 -   - -   -
28375 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 A HKD -   -   0.430   0 0 N/A 0.445   2016/08/15 0.181   2016/06/24 1,358,020,000 299,553,620 -   - -   -
28603 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 C HKD -   -   0.400   0 0 N/A 0.485   2016/09/30 0.142   2016/06/24 1,913,370,000 388,648,460 -   - -   -
11388 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 A HKD 0.390   0.340   0.295   290,000 112,200 N/A 0.500   2016/09/09 0.158   2016/07/12 3,525,510,000 779,240,470 -   - -   -
11927 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 D HKD 0.265   0.129   0.140   2,841,980,000 542,139,560 N/A 0.310   2016/09/09 0.129   2016/10/31 10,240,980,000 2,057,868,830 -   - -   -
13202 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 B HKD 0.167   0.080   0.087   1,427,370,000 181,799,220 N/A 0.167   2016/10/11 0.080   2016/10/31 1,427,470,000 181,811,970 -   - -   -
13840 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25271 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 A HKD 0.310   0.215   0.211   4,920,000 1,134,260 146,300,900 0.340   2016/09/09 0.062   2016/05/13 6,937,790,000 1,197,904,070 0.360   2015/11/04 0.198   2015/09/29
28384 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 B HKD 0.550   0.485   0.485   590,000 321,650 N/A 0.550   2016/10/20 0.242   2016/07/08 56,390,000 14,150,450 -   - -   -
13019 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 D HKD 0.202   0.090   0.099   2,527,410,000 379,680,930 N/A 0.246   2016/09/09 0.090   2016/10/31 5,319,530,000 893,155,920 -   - -   -
11757 BNP Paribas Arbit Issu B.V. - HSI European Wts May 2017 A HKD 0.320   0.188   0.201   1,055,560,000 238,442,700 N/A 0.345   2016/09/09 0.158   2016/08/03 6,191,970,000 1,364,405,890 -   - -   -
11384 BNP Paribas Arbit Issu B.V. - HSI European Wts Nov 2016 A HKD 0.265   0.235   0.255   88,840,000 21,372,660 N/A 0.430   2016/09/09 0.129   2016/07/12 5,991,240,000 1,201,327,960 -   - -   -
27351 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2016 A HKD 0.350   0.216   0.295   229,720,000 54,745,060 310,557,005 0.415   2016/09/09 0.060   2016/07/06 9,619,270,000 1,863,342,030 -   - -   -
28374 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2016 C HKD -   -   0.540   0 0 N/A 0.310   2016/07/15 0.139   2016/06/24 3,347,250,000 683,178,280 -   - -   -
13310 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2017 A HKD 0.163   0.087   0.092   1,655,030,000 209,605,130 N/A 0.182   2016/09/22 0.087   2016/10/31 2,096,290,000 276,351,780 -   - -   -
20620 BNP Paribas Arbit Issu B.V. - Huaneng Euro Wts Nov 2016 A HKD -   -   0.019   0 0 0 0.049   2016/01/08 0.027   2016/04/15 57,480,000 1,891,920 0.202   2015/08/28 0.071   2015/11/19
26139 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 A HKD 0.600   0.450   0.435   147,000 72,180 21,420,431 0.740   2016/09/09 0.120   2016/05/18 921,821,000 263,319,104 -   - -   -
11350 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 B HKD 0.440   0.235   0.244   544,519,000 172,313,239 N/A 0.500   2016/09/22 0.165   2016/07/11 1,397,301,000 509,113,278 -   - -   -
12425 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 A HKD 0.455   0.249   0.265   493,891,000 176,994,045 N/A 0.520   2016/09/09 0.249   2016/10/28 942,426,000 373,723,840 -   - -   -
12962 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 B HKD 0.189   0.147   0.105   18,684,000 3,274,980 N/A 0.224   2016/09/09 0.147   2016/10/12 284,309,000 55,064,674 -   - -   -
28614 BNP Paribas Arbit Issu B.V. - ICBC European Wts Jan 2017 A HKD -   -   0.690   0 0 N/A 1.050   2016/08/23 0.239   2016/06/16 429,736,000 245,647,283 -   - -   -
12817 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2017 A HKD 0.201   0.103   0.071   7,840,000 1,176,930 N/A 0.260   2016/09/22 0.103   2016/10/24 99,994,000 21,363,325 -   - -   -
12569 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2018 A HKD 0.330   0.185   0.187   44,782,000 13,173,312 N/A 0.380   2016/09/22 0.185   2016/10/27 375,849,000 119,515,052 -   - -   -
24399 BNP Paribas Arbit Issu B.V. - ICBC European Wts May 2017 A HKD 0.350   0.168   0.159   119,244,000 38,018,975 70,592,020 0.400   2016/09/09 0.053   2016/05/20 1,778,793,000 488,793,163 0.410   2015/12/24 0.325   2015/12/31
20802 BNP Paribas Arbit Issu B.V. - ICBC European Wts Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.840   2015/04/17 0.025   2015/12/14
24119 BNP Paribas Arbit Issu B.V. - ICBC European Wts Oct 2016 B HKD -   -   0.016   0 0 1,635,736 0.215   2016/01/04 0.011   2016/09/26 869,883,000 67,119,144 0.300   2015/12/24 0.239   2015/12/31
12146 BNP Paribas Arbit Issu B.V. - Jiangxi Copper Eu Wt Nov 2016A HKD -   -   0.018   0 0 1,080,257 0.104   2016/03/07 0.010   2016/09/02 819,660,000 45,210,270 0.228   2015/10/15 0.055   2015/12/11
18073 BNP Paribas Arbit Issu B.V. - KECL European Wts Sep 2017 A HKD 0.033   0.024   0.021   3,660,000 94,100 156,733 0.095   2016/04/13 0.022   2016/09/28 45,720,000 2,286,960 0.260   2015/04/17 0.030   2015/08/25
28333 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts Mar 2017 A HKD -   -   0.295   0 0 N/A 0.460   2016/09/22 0.249   2016/08/15 2,460,000 723,850 -   - -   -
13628 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts May 2017 A HKD 0.290   0.167   0.167   149,100,000 29,504,460 N/A 0.290   2016/10/07 0.167   2016/10/31 149,100,000 29,504,460 -   - -   -
21358 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.031   2016/01/05 0.019   2016/02/04 2,000,000 56,500 0.425   2015/05/11 0.035   2015/12/31
24939 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 B HKD 0.010   0.010   0.010   620,000 6,200 183,107 0.166   2016/01/08 0.010   2016/10/07 805,560,000 88,387,260 0.285   2015/11/17 0.139   2015/09/29
29003 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2017 A HKD 0.390   0.130   0.127   186,976,000 55,225,314 N/A 0.730   2016/08/18 0.130   2016/10/31 622,134,000 227,116,934 -   - -   -
11589 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jun 2017 A HKD 0.550   0.265   0.265   94,936,000 42,788,290 N/A 0.940   2016/08/18 0.265   2016/10/31 563,492,000 396,113,210 -   - -   -
12819 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Apr 2017 A HKD 0.610   0.400   0.450   139,172,500 67,918,664 N/A 0.610   2016/10/06 0.310   2016/08/30 269,669,500 125,533,034 -   - -   -
27719 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Nov 2016 A HKD 0.740   0.480   0.640   1,427,000 997,540 27,391,875 0.740   2016/10/07 0.207   2016/06/24 519,411,000 177,192,001 -   - -   -
10417 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 17 B HKD 0.193   0.177   0.192   2,150,000 399,710 N/A 0.193   2016/10/31 0.177   2016/10/20 2,150,000 399,710 -   - -   -
10373 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt Nov 16 B HKD 0.077   0.033   0.041   17,610,000 994,430 3,474,010 0.355   2016/01/21 0.033   2016/10/20 168,140,000 23,590,140 0.255   2015/12/21 0.232   2015/12/16
10416 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2017 A HKD 0.290   0.244   0.235   3,060,000 807,860 N/A 0.290   2016/10/11 0.211   2016/09/26 4,330,000 1,103,310 -   - -   -
10372 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt Nov 2016 A HKD 0.147   0.066   0.065   16,700,000 1,917,680 2,288,885 0.242   2016/06/10 0.060   2016/09/20 161,290,000 19,083,650 0.173   2015/12/16 0.147   2015/12/22
10377 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt Nov 2016 C HKD 0.350   0.290   0.280   300,000 93,000 711,773 0.435   2016/06/10 0.185   2016/02/11 26,140,000 6,491,000 -   - -   -
13830 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Aug 2017 A HKD 0.249   0.160   0.164   27,542,000 5,713,898 N/A 0.249   2016/10/24 0.160   2016/10/31 27,542,000 5,713,898 -   - -   -
11944 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Mar 2017 A HKD 0.425   0.195   0.196   61,842,000 19,423,474 N/A 0.425   2016/10/11 0.165   2016/09/15 71,212,000 21,734,064 -   - -   -
27415 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Nov 2016 A HKD 0.107   0.015   0.019   36,264,000 2,226,762 2,996,118 0.730   2016/04/28 0.015   2016/10/17 176,312,000 58,233,918 -   - -   -
25390 BNP Paribas Arbit Issu B.V. - PICC European Wts Oct 2016 A HKD -   -   0.018   0 0 3,339,590 0.106   2016/01/15 0.019   2016/06/30 521,780,000 28,736,840 -   - -   -
26054 BNP Paribas Arbit Issu B.V. - Ping An Eur Put Wts Oct 2016 B HKD -   -   0.016   0 0 11,909,501 0.430   2016/02/12 0.016   2016/08/04 1,923,000,000 297,113,645 -   - -   -
12566 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2017 A HKD 0.237   0.132   0.153   743,420,000 131,160,095 N/A 0.330   2016/09/22 0.132   2016/10/27 1,342,965,000 268,528,525 -   - -   -
19068 BNP Paribas Arbit Issu B.V. - Ping An European Wt Aug 2017 A HKD 0.118   0.084   0.100   43,580,000 4,434,555 6,271,574 0.174   2016/01/04 0.036   2016/06/28 1,445,785,000 108,575,525 0.510   2015/05/26 0.110   2015/08/24
16981 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 A HKD 0.410   0.235   0.315   18,380,000 5,713,385 28,827,730 1.230   2016/01/04 0.099   2016/07/08 1,245,910,000 406,949,830 4.470   2015/05/26 0.740   2015/08/24
25232 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 B HKD 0.110   0.078   0.088   39,300,000 3,761,250 25,284,842 0.158   2016/09/09 0.025   2016/07/08 6,339,400,000 436,822,600 -   - -   -
27975 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 C HKD 0.570   0.405   0.435   24,700,000 12,849,500 N/A 0.730   2016/09/09 0.122   2016/07/08 2,119,840,000 424,233,640 -   - -   -
22332 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 A HKD -   -   0.010   0 0 0 0.020   2016/01/06 0.020   2016/01/06 550,000 11,000 0.255   2015/05/27 0.021   2015/09/30
29029 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 B HKD 0.455   0.320   0.335   895,000 336,350 N/A 0.630   2016/09/09 0.126   2016/07/08 1,028,900,000 221,591,865 -   - -   -
20365 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jan 2017 A HKD 0.019   0.010   0.013   7,750,000 95,800 1,269,950 0.072   2016/01/04 0.010   2016/10/31 440,700,000 12,304,900 0.360   2015/05/26 0.044   2015/08/24
13891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 A HKD 0.435   0.360   0.405   87,560,000 35,201,850 N/A 0.435   2016/10/31 0.360   2016/10/27 87,560,000 35,201,850 -   - -   -
25770 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jun 2017 A HKD 0.330   0.221   0.245   158,705,000 44,018,070 64,681,587 0.485   2016/09/09 0.097   2016/06/28 4,002,365,000 963,514,620 -   - -   -
12891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Mar 2017 A HKD 0.285   0.157   0.185   77,160,000 18,793,335 N/A 0.400   2016/09/09 0.157   2016/10/27 339,250,000 101,432,440 -   - -   -
12964 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 A HKD 0.144   0.078   0.092   405,765,000 41,304,285 N/A 0.244   2016/09/09 0.078   2016/10/27 1,252,675,000 193,285,670 -   - -   -
20519 BNP Paribas Arbit Issu B.V. - Ping An European Wt Oct 2016 A HKD -   -   0.010   0 0 247,590 0.086   2016/01/04 0.010   2016/09/15 381,140,000 14,167,285 0.405   2015/05/26 0.052   2015/08/24
12145 BNP Paribas Arbit Issu B.V. - R&F Ppt Euro Wts Mar 2017 A HKD -   -   0.385   0 0 217,201 0.630   2016/09/05 0.217   2016/01/26 73,216,000 20,757,160 0.355   2015/12/18 0.189   2015/09/29
12387 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Apr 2017 A HKD 0.465   0.285   0.285   352,276,000 130,097,420 N/A 0.530   2016/09/15 0.215   2016/08/25 427,144,000 159,311,088 -   - -   -
11311 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Feb 2017 A HKD 0.840   0.800   0.670   12,000 9,760 N/A 0.940   2016/09/15 0.265   2016/07/08 277,136,000 127,268,120 -   - -   -
13775 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2019 A HKD 0.032   0.021   0.022   10,812,000 290,792 109,323 0.035   2016/03/31 0.019   2016/08/29 166,512,000 5,081,016 0.095   2015/01/28 0.020   2015/12/22
13690 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jul 2017 A HKD 0.280   0.174   0.170   226,208,000 49,742,248 N/A 0.280   2016/10/11 0.174   2016/10/31 226,208,000 49,742,248 -   - -   -
13835 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Oct 2017 A HKD 0.235   0.192   0.191   52,904,000 11,265,076 N/A 0.235   2016/10/26 0.192   2016/10/31 52,904,000 11,265,076 -   - -   -
21353 BNP Paribas Arbit Issu B.V. - Shanghai Electric Eu Wt Dec16A HKD -   -   0.019   0 0 6,347 0.052   2016/01/05 0.019   2016/09/09 4,006,000 111,574 0.410   2015/04/22 0.057   2015/12/31
11006 BNP Paribas Arbit Issu B.V. - Sino Land Euro Wt Dec 2016 A HKD 0.212   0.108   0.116   17,058,000 2,643,824 11,128,513 0.250   2016/09/09 0.044   2016/02/02 794,182,000 101,506,530 0.295   2015/05/12 0.090   2015/08/24
13833 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.345   0.231   0.242   105,518,000 31,268,152 N/A 0.345   2016/10/24 0.231   2016/10/31 105,518,000 31,268,152 -   - -   -
11940 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Mar 2017 A HKD 0.375   0.242   0.187   347,466,000 98,135,666 N/A 0.375   2016/10/11 0.175   2016/09/15 909,828,000 248,624,904 -   - -   -
27480 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Nov 2016 A HKD 0.184   0.010   0.010   88,878,000 9,843,198 13,293,384 0.345   2016/07/20 0.010   2016/10/27 408,238,000 79,760,306 -   - -   -
19819 BNP Paribas Arbit Issu B.V. - SJM Holdings Eu Wts Oct 2016 A HKD -   -   0.010   0 0 17 0.010   2016/09/02 0.010   2016/09/02 460,000 4,600 0.130   2015/02/23 0.010   2015/11/30
11593 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Feb 2017 A HKD 0.395   0.209   0.300   74,181,500 22,671,374 N/A 0.700   2016/08/10 0.209   2016/10/14 353,264,500 154,020,900 -   - -   -
17304 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Jan 2017 A HKD -   -   0.019   0 0 0 0.021   2016/04/21 0.012   2016/02/11 2,050,000 31,990 0.227   2015/03/24 0.024   2015/12/04
27483 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Nov 2016 A HKD 0.520   0.109   0.375   1,187,500 364,354 14,825,327 0.890   2016/06/23 0.109   2016/10/17 159,665,500 92,162,162 -   - -   -
13017 BNP Paribas Arbit Issu B.V. - Sunny Optical Euro Wts Apr17A HKD 0.385   0.229   0.243   154,830,000 47,090,010 N/A 0.445   2016/09/08 0.229   2016/10/31 271,400,000 87,676,360 -   - -   -
18423 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Dec 2016 A HKD 0.010   0.010   0.010   60,000 600 10,207 0.089   2016/02/12 0.010   2016/10/31 66,473,000 3,914,162 0.174   2015/01/02 0.042   2015/12/03
13893 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Nov 2017 A HKD 0.180   0.154   0.176   100,900,000 16,878,300 N/A 0.180   2016/10/28 0.154   2016/10/25 100,900,000 16,878,300 -   - -   -
20354 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Oct 2016 B HKD -   -   0.010   0 0 619,062 0.183   2016/02/12 0.010   2016/07/06 660,400,000 88,301,140 0.270   2015/08/24 0.093   2015/11/26
25653 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Apr 17 A HKD 0.270   0.224   0.208   50,000 11,475 1,535,363 0.305   2016/09/09 0.080   2016/05/13 706,150,000 82,627,510 -   - -   -
21462 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Dec16A HKD -   -   0.010   0 0 0 0.011   2016/01/07 0.010   2016/03/02 1,630,000 16,550 0.360   2015/04/27 0.018   2015/11/23
12151 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Jan 17 A HKD 0.071   0.028   0.027   2,190,000 105,230 1,762,421 0.091   2016/09/09 0.017   2016/05/13 821,645,000 37,452,220 0.180   2015/10/26 0.090   2015/12/14
26185 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Mar 17 A HKD 0.485   0.410   0.405   80,000 35,975 8,244,758 0.485   2016/10/05 0.174   2016/05/13 349,195,000 76,355,620 -   - -   -
10395 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Dec 2016 A HKD 0.161   0.043   0.047   11,330,000 983,340 N/A 0.315   2016/07/08 0.043   2016/10/28 49,310,000 8,579,100 -   - -   -
10408 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Mar 2017 B HKD 0.165   0.086   0.091   9,880,000 1,148,950 N/A 0.260   2016/08/26 0.086   2016/10/28 12,970,000 1,768,510 -   - -   -
10381 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Nov 2016 B HKD 0.320   0.126   0.141   6,430,000 1,266,740 3,015,505 0.600   2016/06/24 0.126   2016/10/28 91,230,000 25,578,090 -   - -   -
10400 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Mar 2017 A HKD 0.156   0.104   0.142   35,050,000 4,863,960 N/A 0.320   2016/07/21 0.094   2016/09/22 186,170,000 28,900,510 -   - -   -
10380 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Nov 2016 A HKD -   -   0.010   0 0 3,258,560 0.234   2016/03/02 0.010   2016/09/22 416,430,000 26,092,750 -   - -   -
20248 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Aug 2018 A HKD 0.023   0.017   0.018   1,180,000 23,954 557,616 0.068   2016/04/14 0.017   2016/10/25 105,793,000 3,685,752 0.265   2015/04/09 0.042   2015/12/22
20355 BNP Paribas Arbit Issu B.V. - Wynn Macau Euro Wts Oct 2016 A HKD -   -   0.010   0 0 7 0.024   2016/04/07 0.010   2016/08/08 1,204,000 26,840 0.320   2015/04/10 0.023   2015/09/23
21359 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Feb 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.275   2015/04/28 0.030   2015/12/07
29762 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.157   0.102   0.121   4,018,000 520,460 7,291,933 0.157   2016/10/24 0.034   2016/01/22 550,774,000 46,464,108 0.475   2015/04/09 0.049   2015/09/29
28278 BNP Paribas Arbit Issu B.V. - Zhaojin Mining Eu Wt Oct2016 A HKD -   -   0.100   0 0 4,418,478 0.330   2016/07/11 0.011   2016/02/03 316,425,000 36,806,285 0.148   2015/06/01 0.010   2015/12/10
12388 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Mar 2017 A HKD 0.101   0.059   0.051   260,000 19,960 N/A 0.305   2016/08/18 0.059   2016/10/13 13,784,000 3,332,638 -   - -   -
10401 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Mar 2017 A HKD 0.270   0.209   0.227   1,880,000 458,900 N/A 0.270   2016/10/03 0.209   2016/10/28 4,330,000 1,064,720 -   - -   -
11709 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Apr 2017 A HKD 0.700   0.440   0.450   8,580,000 4,304,500 N/A 1.050   2016/09/09 0.440   2016/10/17 299,700,000 181,673,750 -   - -   -
19711 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 A HKD 0.039   0.013   0.015   13,170,000 331,220 846,083 0.068   2016/09/09 0.011   2016/02/17 132,590,000 5,086,100 0.229   2015/05/27 0.019   2015/12/30
28332 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 B HKD 1.520   1.050   1.130   2,340,000 2,912,500 N/A 2.010   2016/09/09 0.305   2016/05/30 64,650,000 42,513,700 -   - -   -
13153 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts May 2017 A HKD 0.295   0.144   0.144   53,930,000 13,178,510 N/A 0.380   2016/09/13 0.144   2016/10/20 183,210,000 53,188,210 -   - -   -
13547 BNP Paribas Arbit Issu B.V. -Tencent European Wts Dec 2017 A HKD 0.192   0.120   0.120   2,593,900,000 416,077,060 N/A 0.192   2016/10/06 0.120   2016/10/31 2,722,060,000 439,689,870 -   - -   -
13204 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.255   0.168   0.171   589,970,000 119,157,040 N/A 0.280   2016/09/23 0.168   2016/10/28 1,085,400,000 232,932,510 -   - -   -
12571 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.340   0.248   0.248   23,710,000 7,028,110 N/A 0.355   2016/09/23 0.240   2016/08/29 1,016,100,000 264,131,970 -   - -   -
23834 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2016 B HKD 0.640   0.540   0.530   28,060,000 15,890,600 18,457,180 0.660   2016/09/23 0.100   2016/02/12 5,296,750,000 773,211,770 0.237   2015/12/17 0.196   2015/12/14
13010 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.375   0.285   0.290   7,580,000 2,645,450 N/A 0.395   2016/09/23 0.285   2016/10/28 99,920,000 34,808,450 -   - -   -
21140 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Feb 2017 A HKD 0.133   0.080   0.080   71,737,000 7,890,688 16,280,142 0.155   2016/09/23 0.024   2016/03/11 1,056,984,000 99,390,468 0.265   2015/04/29 0.058   2015/12/31
28611 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2017 A HKD 1.940   1.450   1.240   72,000 121,230 N/A 2.530   2016/09/23 0.495   2016/06/24 275,349,000 184,656,890 -   - -   -
25777 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 0.720   0.600   0.600   130,970,000 85,793,600 26,155,880 0.740   2016/09/23 0.181   2016/02/12 2,959,220,000 708,102,830 -   - -   -
13890 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.250   0.191   0.192   2,440,000 562,100 N/A 0.250   2016/10/20 0.191   2016/10/28 2,440,000 562,100 -   - -   -
27037 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD 0.410   0.385   0.340   300,000 119,500 59,673,843 0.450   2016/09/23 0.109   2016/05/06 2,549,000,000 453,426,200 -   - -   -
24398 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2017 A HKD 0.520   0.410   0.395   1,200,000 537,800 73,901,915 0.540   2016/09/23 0.086   2016/02/12 6,403,210,000 925,360,400 0.184   2015/12/23 0.159   2015/12/29
13150 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.235   0.161   0.161   1,431,310,000 303,384,020 N/A 0.255   2016/09/23 0.161   2016/10/31 3,169,800,000 698,102,300 -   - -   -
27604 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Nov 2016 A HKD 2.780   1.910   2.140   2,562,000 6,376,580 74,142,363 2.820   2016/09/29 0.345   2016/05/06 721,391,000 472,980,300 -   - -   -
20352 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2016 A HKD -   -   0.570   0 0 4,743,595 0.570   2016/09/23 0.065   2016/02/12 170,790,000 36,650,500 0.340   2015/04/13 0.092   2015/09/29
12889 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.335   0.275   0.265   250,000 71,750 N/A 0.350   2016/09/08 0.246   2016/09/01 120,920,000 40,277,200 -   - -   -
13626 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.228   0.146   0.144   2,160,940,000 420,634,360 N/A 0.228   2016/10/06 0.146   2016/10/31 2,160,940,000 420,634,360 -   - -   -
10402 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Mar 2017 B HKD 0.112   0.073   0.084   10,150,000 952,900 N/A 0.151   2016/09/14 0.073   2016/10/26 24,490,000 2,679,840 -   - -   -
14763 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 A HKD 0.840   0.690   0.720   79,120,000 60,384,750 27,048,979 0.840   2016/10/11 0.215   2016/02/12 353,395,000 202,038,085 1.320   2015/06/04 0.520   2015/03/09
18329 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 B HKD 0.095   0.019   0.026   156,885,000 9,593,695 8,936,359 0.145   2016/01/04 0.019   2016/10/31 1,071,265,000 66,310,650 0.680   2015/06/08 0.140   2015/12/14
18521 BOCI Asia Ltd. - A50 China European Put Warrants Dec 2016 D HKD -   -   0.141   0 0 10,292 0.325   2016/05/18 0.295   2016/05/23 700,000 210,500 0.385   2015/08/25 0.128   2015/05/27
15565 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 A HKD 0.187   0.132   0.181   4,598,000 692,430 683,264 0.217   2016/01/04 0.068   2016/02/15 70,636,000 8,326,822 0.680   2015/06/08 0.135   2015/08/25
18519 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 B HKD -   -   0.011   0 0 17,766 0.073   2016/01/04 0.010   2016/08/12 22,259,000 569,045 0.465   2015/04/28 0.065   2015/08/25
18520 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 C HKD 0.020   0.010   0.020   14,717,000 209,524 462,698 0.126   2016/01/04 0.010   2016/10/24 5,719,379,000 450,873,568 0.400   2015/04/09 0.111   2015/08/26
21449 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 E HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.244   2015/04/29 0.097   2015/07/23
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD 0.190   0.190   0.204   140,000 28,100 196,310,164 0.207   2016/08/15 0.118   2016/02/29 20,344,667,000 3,103,893,533 -   - -   -
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.350   0 0 2,100 0.330   2016/08/19 0.192   2016/02/15 42,000 12,986 -   - -   -
29038 BOCI Asia Ltd. - A50 China European Warrants Jan 2017 A HKD 0.300   0.230   0.315   8,190,800 2,091,526 N/A 0.570   2016/08/15 0.230   2016/10/17 487,364,900 184,026,262 -   - -   -
24392 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 A HKD -   -   0.046   0 0 5,363,058 0.097   2016/04/15 0.039   2016/06/29 5,348,719,000 392,179,747 0.182   2015/12/22 0.181   2015/12/22
12614 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 B HKD 0.193   0.117   0.181   44,159,700 7,957,322 N/A 0.255   2016/08/23 0.117   2016/10/17 45,759,900 8,269,573 -   - -   -
18633 BOCI Asia Ltd. - A50 China European Warrants Nov 2016 A HKD -   -   0.010   0 0 225 0.034   2016/01/04 0.010   2016/02/19 18,227,000 327,450 0.380   2015/06/09 0.035   2015/08/25
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.144   0.140   0.128   220,000 30,980 N/A 0.175   2016/09/13 0.140   2016/10/18 240,000 34,470 -   - -   -
29528 BOCI Asia Ltd. - Agricultural Bk European Wts May 2017 A HKD -   -   0.400   0 0 N/A 0.410   2016/09/01 0.202   2016/06/24 7,202,000 1,716,659 -   - -   -
26420 BOCI Asia Ltd. - Agricultural Bk European Wts Oct 2016 A HKD -   -   0.800   0 0 472,761 0.560   2016/08/18 0.184   2016/05/17 32,436,000 7,565,414 -   - -   -
11793 BOCI Asia Ltd. - AIA European Put Warrants Feb 2017 B HKD 0.196   0.094   0.180   510,000 51,664 N/A 0.295   2016/08/19 0.094   2016/10/05 17,164,000 3,843,578 -   - -   -
27493 BOCI Asia Ltd. - AIA European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 1,738,770 0.335   2016/05/13 0.020   2016/09/13 214,280,000 45,551,824 -   - -   -
13686 BOCI Asia Ltd. - AIA European Warrants Apr 2017 A HKD 0.320   0.109   0.131   1,098,102,000 256,933,216 N/A 0.320   2016/10/11 0.109   2016/10/31 1,098,102,000 256,933,216 -   - -   -
29531 BOCI Asia Ltd. - AIA European Warrants Dec 2016 A HKD 0.500   0.134   0.179   1,774,000 522,016 N/A 0.500   2016/10/07 0.134   2016/10/31 1,727,534,000 535,589,114 -   - -   -
11792 BOCI Asia Ltd. - AIA European Warrants Feb 2017 A HKD 0.380   0.111   0.139   550,150,000 118,066,310 N/A 0.380   2016/10/06 0.111   2016/10/31 3,639,144,000 810,128,886 -   - -   -
27492 BOCI Asia Ltd. - AIA European Warrants Nov 2016 A HKD 0.052   0.050   0.056   116,000 5,808 88,478,123 0.370   2016/09/09 0.050   2016/10/31 4,194,086,000 851,458,022 -   - -   -
28079 BOCI Asia Ltd. - AIA European Warrants Nov 2016 C HKD 0.620   0.510   0.265   1,040,000 563,900 N/A 0.620   2016/10/04 0.190   2016/06/24 4,770,062,000 1,267,272,204 -   - -   -
26348 BOCI Asia Ltd. - AIA European Warrants Oct 2016 A HKD -   -   0.980   0 0 514,822 0.630   2016/04/28 0.265   2016/02/24 4,086,694,000 1,385,011,180 -   - -   -
28703 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 A HKD -   -   0.435   0 0 N/A 0.400   2016/09/05 0.157   2016/06/24 8,280,000 2,190,750 -   - -   -
13244 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 B HKD 0.208   0.129   0.178   4,670,000 839,930 N/A 0.224   2016/09/15 0.129   2016/10/11 5,990,000 1,091,155 -   - -   -
25049 BOCI Asia Ltd. - BOC HK European Warrants Dec 2016 A HKD 0.069   0.056   0.038   2,300,000 145,700 212,690 0.128   2016/09/09 0.035   2016/05/23 17,385,000 1,276,140 0.275   2015/08/26 0.137   2015/09/07
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   0.335   0 0 N/A 0.420   2016/09/09 0.155   2016/06/24 6,320,000 1,622,955 -   - -   -
11489 BOCI Asia Ltd. - BOC HK European Warrants Oct 2016 A HKD -   -   0.020   0 0 165,959 0.132   2016/09/13 0.024   2016/06/24 19,890,000 1,006,735 0.295   2015/10/23 0.156   2015/12/04
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD 0.072   0.046   0.052   893,000 47,558 N/A 0.211   2016/06/24 0.034   2016/09/09 38,407,000 6,031,509 -   - -   -
28705 BOCI Asia Ltd. - BOCL European Warrants Apr 2017 A HKD 0.610   0.610   0.580   500,000 305,000 N/A 0.610   2016/10/12 0.320   2016/06/27 2,898,000 1,111,985 -   - -   -
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD -   -   0.320   0 0 N/A 0.375   2016/08/17 0.160   2016/06/28 49,356,000 10,234,870 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.370   0.237   0.255   209,449,000 57,338,926 N/A 0.425   2016/09/09 0.144   2016/06/27 5,769,855,000 1,219,895,988 -   - -   -
13245 BOCI Asia Ltd. - BOCL European Warrants May 2017 A HKD 0.195   0.117   0.112   2,220,000 373,950 N/A 0.230   2016/09/22 0.117   2016/10/18 51,326,000 11,477,803 -   - -   -
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD -   -   0.166   0 0 76,533 0.197   2016/07/15 0.131   2016/02/11 72,550,000 12,651,100 -   - -   -
12940 BOCI Asia Ltd. - BYD European Warrants Dec 2016 A HKD 0.055   0.044   0.039   2,900,000 148,200 522,842 0.092   2016/09/06 0.042   2016/01/29 65,250,000 4,258,550 0.237   2015/06/04 0.052   2015/02/02
22967 BOCI Asia Ltd. - BYD European Warrants Dec 2016 B HKD -   -   0.023   0 0 22,452 0.084   2016/07/15 0.059   2016/07/06 2,520,000 187,490 0.188   2015/06/23 0.123   2015/07/13
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.141   0.114   0.110   3,750,000 496,900 595,200 0.173   2016/09/07 0.114   2016/10/31 25,750,000 3,772,200 -   - -   -
11837 BOCI Asia Ltd. - CC Bank European Put Warrants Jan 2017 B HKD 0.059   0.024   0.036   172,000 5,096 N/A 0.235   2016/08/03 0.024   2016/10/25 20,750,000 2,641,191 -   - -   -
26289 BOCI Asia Ltd. - CC Bank European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 28,218,868 0.395   2016/02/15 0.010   2016/08/30 2,352,375,000 412,421,028 -   - -   -
12611 BOCI Asia Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.260   0.129   0.150   1,575,618,000 319,897,764 N/A 0.395   2016/09/09 0.129   2016/10/28 3,571,669,000 930,484,930 -   - -   -
28342 BOCI Asia Ltd. - CC Bank European Warrants Jan 2017 A HKD -   -   0.820   0 0 N/A 1.060   2016/08/18 0.370   2016/05/30 683,584,000 305,566,420 -   - -   -
27498 BOCI Asia Ltd. - CC Bank European Warrants Nov 2016 A HKD 0.450   0.228   0.224   2,211,000 559,829 204,276,077 0.600   2016/09/07 0.103   2016/06/24 5,982,751,000 1,227,438,016 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.190   0.183   0.189   210,000 39,455 N/A 0.219   2016/09/13 0.183   2016/10/12 4,760,000 1,017,515 -   - -   -
27279 BOCI Asia Ltd. - CGS European Warrants Dec 2016 A HKD -   -   0.039   0 0 307,664 0.177   2016/04/15 0.062   2016/05/13 77,240,000 11,247,555 -   - -   -
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.255   0.199   0.210   9,340,000 2,095,940 N/A 0.380   2016/09/05 0.199   2016/10/14 9,860,000 2,279,640 -   - -   -
25013 BOCI Asia Ltd. - Ch Overseas European Warrants Nov 2016 A HKD 0.027   0.020   0.020   1,700,000 38,300 1,830,087 0.335   2016/03/14 0.020   2016/10/06 225,680,000 37,113,560 -   - -   -
12921 BOCI Asia Ltd. - Chi Res Land European Warrants Mar 2017 A HKD 0.246   0.163   0.145   8,840,000 1,841,840 N/A 0.375   2016/09/05 0.163   2016/10/17 9,040,000 1,911,240 -   - -   -
25018 BOCI Asia Ltd. - Chi Res Land European Warrants Nov 2016 A HKD 0.084   0.027   0.020   2,120,000 108,660 46,420 0.265   2016/03/21 0.027   2016/10/25 43,680,000 8,183,160 -   - -   -
29530 BOCI Asia Ltd. - China Cinda European Warrants Dec 2016 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.017   2015/09/09
26296 BOCI Asia Ltd. - China Life European Put Warrants Dec 2016 A HKD 0.010   0.010   0.010   200,000 2,000 114,169,897 0.315   2016/02/15 0.010   2016/10/04 8,385,460,000 1,427,007,710 -   - -   -
12850 BOCI Asia Ltd. - China Life European Put Warrants Jan 2017 A HKD 0.038   0.032   0.069   5,660,000 201,620 N/A 0.145   2016/09/01 0.032   2016/10/11 136,770,000 15,768,440 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD -   -   0.245   0 0 N/A 0.380   2016/09/19 0.265   2016/09/14 760,000 227,450 -   - -   -
26908 BOCI Asia Ltd. - China Life European Warrants Dec 2016 B HKD 0.220   0.040   0.056   15,540,000 2,000,350 25,908,073 0.270   2016/09/22 0.030   2016/07/08 20,608,810,000 3,456,771,960 -   - -   -
27490 BOCI Asia Ltd. - China Life European Warrants Dec 2016 C HKD 0.141   0.015   0.024   109,220,000 8,860,460 113,936,172 0.183   2016/09/22 0.015   2016/10/31 8,272,390,000 683,619,980 -   - -   -
29042 BOCI Asia Ltd. - China Life European Warrants Dec 2016 D HKD 0.360   0.128   0.157   14,070,000 3,365,080 N/A 0.375   2016/09/09 0.091   2016/08/04 16,217,100,000 2,000,139,140 -   - -   -
11436 BOCI Asia Ltd. - China Life European Warrants Mar 2017 A HKD 0.480   0.400   0.295   13,710,000 5,907,150 N/A 0.480   2016/10/11 0.400   2016/10/18 14,730,000 6,353,800 -   - -   -
13243 BOCI Asia Ltd. - China Life European Warrants May 2017 A HKD 0.159   0.047   0.053   7,763,520,000 859,769,890 N/A 0.201   2016/09/22 0.047   2016/10/31 10,713,350,000 1,263,475,370 -   - -   -
24391 BOCI Asia Ltd. - China Life European Warrants Nov 2016 A HKD -   -   0.030   0 0 5,643 0.249   2016/01/04 0.028   2016/09/12 1,918,000 232,660 0.350   2015/12/24 0.285   2015/12/30
28053 BOCI Asia Ltd. - China Life European Warrants Nov 2016 B HKD 0.430   0.226   0.255   400,000 132,930 N/A 0.500   2016/09/22 0.100   2016/06/27 9,374,470,000 1,435,024,290 -   - -   -
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.237   0.131   0.146   3,371,290,000 606,162,530 N/A 0.237   2016/10/11 0.131   2016/10/31 3,371,290,000 606,162,530 -   - -   -
26687 BOCI Asia Ltd. - China Life European Warrants Oct 2016 A HKD 0.335   0.171   0.188   10,230,000 2,641,690 340,219,670 0.380   2016/09/22 0.032   2016/07/08 28,451,860,000 3,777,836,910 -   - -   -
28437 BOCI Asia Ltd. - China Life European Warrants Oct 2016 B HKD -   -   0.345   0 0 N/A 0.490   2016/09/22 0.064   2016/07/08 33,546,770,000 3,454,783,160 -   - -   -
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.400   0.275   0.245   890,000 281,600 N/A 0.440   2016/09/09 0.189   2016/06/24 6,736,790,000 1,673,665,430 -   - -   -
19550 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 A HKD -   -   0.135   0 0 1,527 0.260   2016/01/20 0.109   2016/08/12 880,000 201,240 0.240   2015/09/08 0.118   2015/04/09
28513 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 B HKD 0.100   0.048   0.093   3,490,000 273,400 N/A 0.540   2016/06/17 0.048   2016/10/05 108,310,000 33,055,565 -   - -   -
13936 BOCI Asia Ltd. - China Mobile European Put Wts May 2017 A HKD 0.495   0.405   0.460   72,520,000 31,507,300 N/A 0.495   2016/10/28 0.405   2016/10/25 72,520,000 31,507,300 -   - -   -
13506 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 A HKD 0.330   0.295   0.136   3,740,000 1,173,400 N/A 0.400   2016/09/29 0.295   2016/10/14 3,750,000 1,177,350 -   - -   -
13935 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 B HKD 0.310   0.211   0.230   602,240,000 154,477,895 N/A 0.310   2016/10/25 0.211   2016/10/28 602,240,000 154,477,895 -   - -   -
15977 BOCI Asia Ltd. - China Mobile European Warrants Dec 2016 A HKD -   -   0.044   0 0 73,750 0.126   2016/07/21 0.052   2016/06/24 5,315,000,000 345,117,450 0.305   2015/04/21 0.106   2015/07/08
11790 BOCI Asia Ltd. - China Mobile European Warrants Feb 2017 A HKD 0.305   0.060   0.064   2,472,945,000 450,281,090 N/A 0.500   2016/08/01 0.060   2016/10/28 9,149,625,000 2,809,361,445 -   - -   -
21662 BOCI Asia Ltd. - China Mobile European Warrants Mar 2017 A HKD -   -   0.020   0 0 667 0.020   2016/09/09 0.020   2016/09/09 200,000 4,000 0.233   2015/04/29 0.045   2015/09/04
19899 BOCI Asia Ltd. - China Mobile European Warrants Nov 2016 A HKD -   -   0.019   0 0 4,953 0.050   2016/07/21 0.023   2016/01/15 1,705,000 50,380 0.229   2015/04/21 0.057   2015/11/27
27663 BOCI Asia Ltd. - China Mobile European Warrants Nov 2016 B HKD 0.226   0.010   0.010   6,110,000 606,915 709,353,266 0.530   2016/07/21 0.010   2016/10/27 17,040,625,000 4,256,119,595 -   - -   -
25186 BOCI Asia Ltd. - China Vanke European Warrants Nov 2016 A HKD 0.053   0.053   0.033   25,000 1,325 462,990 0.370   2016/01/15 0.053   2016/10/12 25,507,000 5,147,465 -   - -   -
27277 BOCI Asia Ltd. - CITIC Sec European Warrants Dec 2016 A HKD 0.078   0.049   0.046   4,560,000 274,800 2,998,713 0.385   2016/04/15 0.049   2016/10/31 168,750,000 40,485,850 -   - -   -
13147 BOCI Asia Ltd. - CKH European Warrants Apr 2017 A HKD 0.335   0.189   0.182   1,660,000 419,800 N/A 0.405   2016/09/22 0.189   2016/10/28 4,860,000 1,601,600 -   - -   -
16366 BOCI Asia Ltd. - CKH European Warrants Dec 2016 A HKD -   -   0.330   0 0 16,788 0.425   2016/09/14 0.380   2016/01/12 430,000 108,325 0.510   2015/07/08 0.115   2015/01/09
22966 BOCI Asia Ltd. - CKH European Warrants Dec 2016 B HKD 0.010   0.010   0.010   300,000 3,000 1,792,703 0.091   2016/01/05 0.010   2016/10/25 5,112,745,000 266,424,925 0.230   2015/06/23 0.086   2015/12/17
11264 BOCI Asia Ltd. - CKH European Warrants Jan 2017 A HKD 0.910   0.910   0.790   5,000 4,550 N/A 1.520   2016/09/09 0.315   2016/07/06 311,345,000 152,890,175 -   - -   -
21454 BOCI Asia Ltd. - CKH European Warrants Oct 2016 A HKD -   -   0.020   500,000 10,000 740,544 0.159   2016/01/13 0.011   2016/07/05 100,870,000 5,159,835 0.480   2015/06/23 0.188   2015/12/14
27171 BOCI Asia Ltd. - CKP European Warrants Dec 2016 A HKD -   -   0.425   60,000 20,700 8,506,928 0.680   2016/08/10 0.149   2016/06/28 221,890,000 90,730,115 -   - -   -
13933 BOCI Asia Ltd. - CKP European Warrants May 2017 A HKD 0.485   0.375   0.470   36,740,000 15,137,950 N/A 0.485   2016/10/31 0.375   2016/10/26 36,740,000 15,137,950 -   - -   -
26417 BOCI Asia Ltd. - CKP European Warrants Oct 2016 A HKD -   -   1.450   0 0 23,600 1.060   2016/03/30 0.415   2016/02/26 134,365,000 115,059,150 -   - -   -
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD 0.213   0.212   0.183   150,000 31,875 N/A 0.280   2016/09/05 0.208   2016/09/15 4,790,000 1,104,500 -   - -   -
23134 BOCI Asia Ltd. - CM Bank European Warrants Nov 2016 A HKD 0.023   0.023   0.020   100,000 2,300 64,670 0.097   2016/09/05 0.023   2016/10/19 4,430,000 388,020 0.211   2015/12/02 0.194   2015/12/02
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.120   0.089   0.107   3,430,000 391,490 N/A 0.162   2016/08/03 0.089   2016/10/20 13,910,000 1,795,570 -   - -   -
17964 BOCI Asia Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.020   0 0 26,412 0.063   2016/04/28 0.022   2016/08/16 7,250,000 274,070 0.265   2015/05/04 0.037   2015/12/08
12848 BOCI Asia Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.720   0.305   0.320   517,001,000 250,791,225 N/A 0.720   2016/10/24 0.255   2016/09/28 1,385,463,000 557,020,015 -   - -   -
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.175   0.138   0.142   3,730,000 584,490 N/A 0.176   2016/07/13 0.113   2016/08/03 814,590,000 115,492,960 -   - -   -
17249 BOCI Asia Ltd. - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.220   2015/04/27 0.039   2015/08/27
26784 BOCI Asia Ltd. - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 160,826,601 0.730   2016/04/21 0.017   2016/09/01 4,642,130,000 1,578,032,013 -   - -   -
18522 BOCI Asia Ltd. - CSOP A50 ETF European Put Warrants Dec 16 A HKD 0.110   0.110   0.113   60,000 6,600 2,580 0.310   2016/01/07 0.110   2016/10/24 784,000 215,920 0.340   2015/09/09 0.170   2015/04/17
12613 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.101   0 0 N/A 0.227   2016/08/23 0.150   2016/09/13 3,000,800 564,230 -   - -   -
18523 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.012   0.010   0.010   354,000 4,140 82,401 0.113   2016/01/08 0.010   2016/10/18 16,396,546,000 1,268,007,748 0.570   2015/06/08 0.129   2015/12/31
26945 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.064   0.052   0.055   540,000 30,820 257,520,626 0.229   2016/01/04 0.052   2016/10/13 35,579,144,000 3,611,164,358 0.305   2015/09/02 0.231   2015/09/29
22019 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 D HKD -   -   0.012   0 0 0 0.097   2016/01/04 0.019   2016/03/02 1,636,278,000 115,375,158 0.187   2015/11/17 0.097   2015/12/31
18632 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.010   0 0 100 0.030   2016/01/05 0.010   2016/06/08 5,564,000 125,728 0.410   2015/06/08 0.032   2015/09/14
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.210   0 0 57,731 0.217   2016/04/21 0.165   2016/02/16 6,120,000 1,268,262 -   - -   -
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.122   0.115   0.117   675,178,000 80,285,962 N/A 0.122   2016/10/25 0.110   2016/09/26 681,282,000 80,999,412 -   - -   -
11441 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 A HKD 0.040   0.025   0.020   7,200,000 225,480 N/A 0.209   2016/07/19 0.025   2016/10/24 21,910,000 2,025,330 -   - -   -
12844 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.110   0.053   0.060   8,690,000 630,310 N/A 0.295   2016/08/31 0.053   2016/10/26 31,570,000 4,961,580 -   - -   -
13448 BOCI Asia Ltd. - Galaxy Ent European Put Warrants May 2017 A HKD 0.295   0.192   0.207   12,190,000 3,025,640 N/A 0.360   2016/09/27 0.192   2016/10/26 13,900,000 3,581,990 -   - -   -
26856 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Nov 2016 A HKD -   -   0.020   0 0 3,044,455 0.435   2016/07/06 0.019   2016/09/23 207,100,000 50,680,200 -   - -   -
13447 BOCI Asia Ltd. - Galaxy Ent European Warrants Apr 2017 A HKD 0.375   0.228   0.330   971,230,000 291,871,450 N/A 0.375   2016/10/11 0.203   2016/09/27 996,830,000 298,234,580 -   - -   -
11009 BOCI Asia Ltd. - Galaxy Ent European Warrants Jan 2017 A HKD 0.710   0.485   0.660   310,000 200,250 N/A 0.710   2016/10/11 0.172   2016/07/06 806,180,000 195,426,100 -   - -   -
12843 BOCI Asia Ltd. - Galaxy Ent European Warrants Mar 2017 B HKD 0.550   0.400   0.500   860,000 387,400 N/A 0.550   2016/10/11 0.167   2016/08/31 297,950,000 73,146,770 -   - -   -
27406 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2016 B HKD 0.275   0.087   0.177   15,410,000 2,982,530 3,131,815 0.415   2016/04/20 0.036   2016/09/01 885,770,000 253,772,120 -   - -   -
26235 BOCI Asia Ltd. - Galaxy Ent European Warrants Oct 2016 A HKD 0.435   0.156   0.320   2,860,000 893,190 75,504,288 0.550   2016/03/21 0.053   2016/08/31 5,458,390,000 1,604,226,990 -   - -   -
13963 BOCI Asia Ltd. - Geely Auto European Warrants May 2017 A HKD 0.900   0.560   0.570   45,445,000 32,673,750 N/A 0.900   2016/10/27 0.560   2016/10/31 45,445,000 32,673,750 -   - -   -
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.126   0.098   0.098   117,455,000 12,934,025 N/A 0.126   2016/10/27 0.098   2016/10/31 117,455,000 12,934,025 -   - -   -
12922 BOCI Asia Ltd. - Haitong Sec European Warrants Mar 2017 A HKD 0.135   0.135   0.131   32,000 4,320 N/A 0.205   2016/09/09 0.135   2016/10/27 3,916,000 667,708 -   - -   -
26046 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2016 B HKD -   -   0.019   0 0 97,679,570 0.280   2016/02/12 0.020   2016/09/13 7,532,930,000 805,355,460 -   - -   -
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.225   0.204   0.212   2,249,290,000 480,093,260 N/A 0.250   2016/09/14 0.204   2016/10/25 2,255,780,000 481,572,530 -   - -   -
29034 BOCI Asia Ltd. - HKEX European Put Warrants Jan 2017 A HKD -   -   0.010   1,300,000 16,900 N/A 0.200   2016/06/17 0.018   2016/09/30 3,296,510,000 317,178,120 -   - -   -
25629 BOCI Asia Ltd. - HKEX European Warrants Dec 2016 A HKD 0.215   0.166   0.180   8,070,000 1,510,240 720,871,842 0.270   2016/09/09 0.095   2016/06/24 44,717,610,000 6,187,263,990 -   - -   -
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.275   0.226   0.232   15,940,000 3,996,180 N/A 0.295   2016/09/22 0.198   2016/09/06 11,359,930,000 2,745,766,020 -   - -   -
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.300   0.295   0.295   920,000 273,700 N/A 0.325   2016/09/13 0.295   2016/10/14 940,000 280,150 -   - -   -
27094 BOCI Asia Ltd. - HKEX European Warrants Feb 2017 A HKD 0.180   0.150   0.146   3,130,000 524,750 985,925,000 0.260   2016/04/25 0.080   2016/06/24 44,685,160,000 6,031,868,490 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.188   0.132   0.135   16,267,490,000 2,718,852,980 N/A 0.188   2016/10/11 0.132   2016/10/31 18,195,720,000 3,067,802,950 -   - -   -
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD 0.196   0.154   0.163   7,860,000 1,370,530 N/A 0.220   2016/09/09 0.094   2016/08/29 81,674,700,000 11,365,780,700 -   - -   -
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD -   -   0.880   0 0 N/A 1.150   2016/09/09 0.540   2016/08/23 334,000 326,350 -   - -   -
29033 BOCI Asia Ltd. - HKEX European Warrants Mar 2017 A HKD 0.111   0.076   0.080   50,420,000 4,912,470 N/A 0.141   2016/09/09 0.051   2016/08/29 26,358,700,000 2,493,110,700 -   - -   -
20629 BOCI Asia Ltd. - HKEX European Warrants Nov 2016 A HKD 0.052   0.010   0.010   99,410,000 2,455,780 176,229,322 0.142   2016/04/22 0.010   2016/10/31 21,135,800,000 1,850,799,790 0.335   2015/11/04 0.140   2015/12/14
26045 BOCI Asia Ltd. - HKEX European Warrants Oct 2016 A HKD 0.285   0.270   0.270   650,000 179,250 312,320 0.325   2016/09/09 0.120   2016/06/16 25,526,640,000 4,184,044,770 -   - -   -
27570 BOCI Asia Ltd. - HS H-SHARE European Warrants Nov 2016 A HKD 0.490   0.440   0.231   24,000 11,160 849,128 0.710   2016/09/07 0.190   2016/05/24 21,636,000 5,148,140 -   - -   -
12995 BOCI Asia Ltd. - HSBC European Put Warrants Apr 2017 B HKD 0.400   0.275   0.305   1,527,348,000 513,460,660 N/A 0.450   2016/09/14 0.275   2016/10/24 2,679,836,000 974,396,860 -   - -   -
11016 BOCI Asia Ltd. - HSBC European Put Warrants Dec 2016 A HKD 0.011   0.011   0.010   780,000 8,580 N/A 0.380   2016/06/24 0.010   2016/09/30 4,542,528,000 972,384,636 -   - -   -
12424 BOCI Asia Ltd. - HSBC European Put Warrants Feb 2017 B HKD 0.056   0.022   0.025   11,868,000 611,448 N/A 0.161   2016/08/17 0.022   2016/10/25 533,728,000 63,644,584 -   - -   -
12842 BOCI Asia Ltd. - HSBC European Put Warrants Mar 2017 A HKD 0.202   0.125   0.144   8,004,000 1,443,016 N/A 0.295   2016/08/30 0.125   2016/10/24 1,447,480,000 307,627,116 -   - -   -
27660 BOCI Asia Ltd. - HSBC European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 222,741,379 0.630   2016/06/24 0.010   2016/09/30 3,920,944,000 1,400,888,176 -   - -   -
12992 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 A HKD 0.156   0.093   0.096   103,108,000 13,004,040 N/A 0.280   2016/09/09 0.093   2016/10/13 10,616,736,000 1,878,020,368 -   - -   -
13451 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 C HKD 0.163   0.100   0.104   13,085,584,000 1,696,270,020 N/A 0.163   2016/10/06 0.100   2016/10/13 13,086,456,000 1,696,383,600 -   - -   -
12423 BOCI Asia Ltd. - HSBC European Warrants Feb 2017 A HKD 0.238   0.155   0.186   15,164,000 3,046,848 N/A 0.350   2016/09/05 0.155   2016/10/13 2,728,936,000 755,412,412 -   - -   -
11267 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 A HKD -   -   0.970   0 0 N/A 0.365   2016/07/25 0.237   2016/07/06 1,008,000 281,100 -   - -   -
11605 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 B HKD 0.510   0.495   0.550   40,000 20,100 N/A 0.570   2016/09/21 0.136   2016/08/03 18,272,000 4,888,588 -   - -   -
13687 BOCI Asia Ltd. - HSBC European Warrants May 2017 A HKD 0.285   0.231   0.201   1,740,000 429,824 N/A 0.285   2016/10/11 0.231   2016/10/26 1,740,000 429,824 -   - -   -
27989 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 B HKD -   -   0.690   0 0 N/A 0.760   2016/09/05 0.108   2016/07/08 36,351,576,000 6,198,338,796 -   - -   -
27994 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 C HKD 0.580   0.440   0.570   440,000 244,000 N/A 0.690   2016/09/09 0.048   2016/07/06 9,659,336,000 1,863,462,956 -   - -   -
28515 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 D HKD 0.390   0.270   0.305   2,184,000 622,760 N/A 0.500   2016/09/05 0.049   2016/06/24 4,574,872,000 952,493,132 -   - -   -
27273 BOCI Asia Ltd. - HSBC European Warrants Oct 2016 A HKD -   -   1.080   0 0 72,308,526 1.180   2016/09/09 0.176   2016/07/08 2,857,152,000 732,859,816 -   - -   -
27491 BOCI Asia Ltd. - HSBC European Warrants Oct 2016 B HKD -   -   0.475   0 0 277,741,139 0.700   2016/09/21 0.042   2016/07/08 14,914,468,000 2,757,463,860 -   - -   -
26382 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.015   0 0 0 0.192   2016/02/18 0.190   2016/02/18 20,000 3,820 -   - -   -
27575 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 D HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
25192 BOCI Asia Ltd. - HSCEI European Put Warrants Oct 2016 A HKD -   -   0.020   0 0 620,013 0.330   2016/01/14 0.024   2016/09/12 148,760,000 21,844,050 -   - -   -
26384 BOCI Asia Ltd. - HSCEI European Put Warrants Oct 2016 B HKD -   -   0.020   0 0 71,958 0.210   2016/02/18 0.056   2016/07/05 20,820,000 1,999,760 -   - -   -
27383 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 B HKD 0.255   0.218   0.180   2,040,000 464,140 16,435,623 0.255   2016/10/11 0.076   2016/05/20 1,084,170,000 174,931,310 -   - -   -
27571 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 C HKD 0.175   0.111   0.101   820,000 121,430 22,955,628 0.226   2016/09/09 0.072   2016/06/20 908,020,000 137,733,770 -   - -   -
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.203   0.147   0.150   10,280,000 1,780,760 N/A 0.218   2016/09/22 0.147   2016/10/28 43,180,000 7,806,690 -   - -   -
12483 BOCI Asia Ltd. - HSI European Put Warrants Feb 2017 A HKD 0.108   0.091   0.105   1,430,000 146,690 N/A 0.145   2016/08/24 0.082   2016/09/22 98,880,000 10,922,390 -   - -   -
11608 BOCI Asia Ltd. - HSI European Put Warrants Jan 2017 A HKD 0.047   0.047   0.040   100,000 3,720 N/A 0.136   2016/07/22 0.039   2016/09/09 47,960,000 3,529,350 -   - -   -
13249 BOCI Asia Ltd. - HSI European Put Warrants Mar 2017 B HKD 0.173   0.136   0.167   18,550,000 2,692,290 N/A 0.174   2016/09/15 0.132   2016/09/22 95,580,000 14,412,240 -   - -   -
25713 BOCI Asia Ltd. - HSI European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 2,997,748 0.320   2016/02/12 0.015   2016/08/09 709,970,000 93,904,520 -   - -   -
13248 BOCI Asia Ltd. - HSI European Warrants Apr 2017 A HKD 0.196   0.100   0.108   284,480,000 42,270,480 N/A 0.214   2016/09/22 0.100   2016/10/31 452,480,000 72,327,180 -   - -   -
12482 BOCI Asia Ltd. - HSI European Warrants Jan 2017 B HKD 0.255   0.250   0.161   90,000 22,600 N/A 0.260   2016/09/19 0.196   2016/08/29 120,660,000 27,446,290 -   - -   -
11607 BOCI Asia Ltd. - HSI European Warrants Mar 2017 A HKD -   -   0.228   0 0 N/A 0.305   2016/09/23 0.168   2016/08/03 59,360,000 13,090,780 -   - -   -
27408 BOCI Asia Ltd. - HSI European Warrants Nov 2016 A HKD -   -   0.270   0 0 38,020,873 0.415   2016/09/09 0.078   2016/06/24 1,814,870,000 228,125,240 -   - -   -
27280 BOCI Asia Ltd. - HSI European Warrants Oct 2016 B HKD 0.305   0.280   0.305   360,000 105,300 7,805,187 0.415   2016/09/09 0.055   2016/06/24 1,160,780,000 177,710,500 -   - -   -
11838 BOCI Asia Ltd. - ICBC European Put Warrants Feb 2017 B HKD 0.045   0.044   0.045   175,000 7,755 N/A 0.187   2016/08/03 0.040   2016/09/21 9,069,000 818,801 -   - -   -
26295 BOCI Asia Ltd. - ICBC European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 20,952,109 0.365   2016/02/15 0.010   2016/07/27 1,501,235,000 247,336,495 -   - -   -
27503 BOCI Asia Ltd. - ICBC European Warrants Feb 2017 A HKD 0.365   0.162   0.179   703,855,000 181,032,119 154,487,184 0.445   2016/09/08 0.048   2016/05/24 6,805,184,000 1,025,490,637 -   - -   -
28341 BOCI Asia Ltd. - ICBC European Warrants Jan 2017 A HKD -   -   0.720   0 0 N/A 1.130   2016/09/07 0.260   2016/06/16 1,181,616,000 402,077,295 -   - -   -
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD -   -   0.415   0 0 N/A 0.680   2016/08/23 0.172   2016/06/16 2,798,251,000 917,727,399 -   - -   -
13242 BOCI Asia Ltd. - ICBC European Warrants May 2017 A HKD 0.275   0.184   0.140   334,000 75,480 N/A 0.335   2016/09/22 0.184   2016/10/19 291,482,000 79,400,734 -   - -   -
26292 BOCI Asia Ltd. - ICBC European Warrants Oct 2016 A HKD -   -   0.660   0 0 2,610,205 0.800   2016/09/09 0.045   2016/05/20 6,120,599,000 1,395,041,675 -   - -   -
18304 BOCI Asia Ltd. - KECL European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 0.081   2016/01/04 0.023   2016/01/21 3,000,000 154,100 0.247   2015/04/22 0.045   2015/08/24
27275 BOCI Asia Ltd. - Kingsoft European Warrants Dec 2016 A HKD 0.221   0.103   0.091   720,000 125,060 469,528 0.445   2016/04/14 0.070   2016/08/03 16,170,000 2,897,070 -   - -   -
25047 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 A HKD -   -   0.020   0 0 906,837 0.199   2016/01/04 0.014   2016/07/11 1,941,260,000 144,688,120 0.310   2015/11/24 0.132   2015/08/26
28743 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 B HKD 0.135   0.074   0.035   3,070,000 376,100 N/A 0.410   2016/08/18 0.074   2016/10/17 865,360,000 262,177,734 -   - -   -
13932 BOCI Asia Ltd. - Lenovo European Warrants May 2017 A HKD 0.345   0.265   0.270   85,082,000 25,108,620 N/A 0.345   2016/10/25 0.265   2016/10/31 85,082,000 25,108,620 -   - -   -
21444 BOCI Asia Ltd. - Lenovo European Warrants Oct 2016 A HKD -   -   0.015   0 0 333 -   - -   - 140,000 2,800 0.260   2015/05/12 0.066   2015/07/09
18575 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.117   0 0 34,475 0.113   2016/09/13 0.101   2016/08/05 2,160,000 227,050 0.370   2015/04/09 0.108   2015/12/10
22363 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 B HKD -   -   0.010   0 0 100 0.010   2016/09/05 0.010   2016/09/05 60,000 600 0.205   2015/05/28 0.041   2015/09/14
27995 BOCI Asia Ltd. - PetroChina European Warrants Dec 2016 A HKD 0.084   0.082   0.020   200,000 16,600 N/A 0.400   2016/06/08 0.070   2016/09/12 284,560,000 86,346,802 -   - -   -
12847 BOCI Asia Ltd. - PetroChina European Warrants Mar 2017 A HKD 0.425   0.203   0.215   523,346,000 161,640,312 N/A 0.425   2016/10/11 0.169   2016/09/28 545,404,000 168,285,368 -   - -   -
27407 BOCI Asia Ltd. - PetroChina European Warrants Oct 2016 A HKD 0.213   0.020   0.068   7,442,000 986,750 141,363,394 0.830   2016/04/28 0.020   2016/10/19 2,402,286,000 848,519,096 -   - -   -
12775 BOCI Asia Ltd. - Ping An European Put Warrants Mar 2017 A HKD 0.147   0.129   0.126   100,000 13,600 N/A 0.214   2016/08/31 0.129   2016/10/31 1,300,000 232,300 -   - -   -
21732 BOCI Asia Ltd. - Ping An European Put Warrants Oct 2016 A HKD -   -   0.204   0 0 0 0.365   2016/02/18 0.216   2016/01/04 450,000 121,350 0.335   2015/08/26 0.171   2015/05/20
12925 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 A HKD 0.280   0.170   0.195   1,388,735,000 340,460,800 N/A 0.445   2016/09/09 0.170   2016/10/27 4,887,580,000 1,460,235,240 -   - -   -
13718 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 B HKD 0.223   0.180   0.198   3,229,385,000 645,239,250 N/A 0.223   2016/10/13 0.180   2016/10/27 3,229,385,000 645,239,250 -   - -   -
19314 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 A HKD 0.040   0.040   0.038   800,000 32,000 23,267 0.056   2016/01/25 0.026   2016/06/14 20,150,000 908,300 0.365   2015/06/04 0.096   2015/08/24
19393 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 B HKD -   -   0.015   0 0 4,775 0.079   2016/01/04 0.011   2016/08/08 23,300,000 1,059,700 0.320   2015/05/22 0.062   2015/12/14
27494 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 C HKD 0.162   0.072   0.085   13,610,000 1,398,675 164,828,822 0.300   2016/09/09 0.072   2016/10/27 5,559,660,000 989,770,220 -   - -   -
27659 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 D HKD -   -   0.610   0 0 194,258 0.890   2016/09/09 0.238   2016/06/28 2,170,000 1,165,550 -   - -   -
28077 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 A HKD 0.455   0.300   0.345   3,495,000 1,200,650 N/A 0.630   2016/09/09 0.143   2016/07/08 28,067,870,000 5,831,364,075 -   - -   -
11689 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 B HKD 0.470   0.315   0.360   6,760,000 2,328,075 N/A 0.510   2016/09/13 0.203   2016/08/04 26,050,000 6,863,015 -   - -   -
13247 BOCI Asia Ltd. - Ping An European Warrants May 2017 A HKD -   -   0.192   10,000 2,420 N/A 0.250   2016/09/15 0.246   2016/09/26 1,020,000 251,415 -   - -   -
18296 BOCI Asia Ltd. - Ping An European Warrants Nov 2016 A HKD 0.063   0.031   0.039   25,310,000 1,211,420 665,282 0.102   2016/09/09 0.012   2016/07/08 20,087,100,000 1,439,900,960 0.475   2015/05/26 0.099   2015/09/04
21731 BOCI Asia Ltd. - Ping An European Warrants Nov 2016 B HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.260   2015/05/26 0.037   2015/11/11
27095 BOCI Asia Ltd. - Ping An European Warrants Oct 2016 B HKD 0.169   0.050   0.057   1,305,000 134,460 288,760,420 0.340   2016/09/22 0.018   2016/07/08 28,349,150,000 4,044,292,645 -   - -   -
12849 BOCI Asia Ltd. - Sands China European Put Wts Mar 2017 A HKD 0.155   0.112   0.136   132,000 17,220 N/A 0.320   2016/08/30 0.112   2016/10/25 20,260,000 3,419,976 -   - -   -
13450 BOCI Asia Ltd. - Sands China European Put Wts May 2017 A HKD 0.310   0.295   0.320   24,000 7,260 N/A 0.435   2016/09/27 0.295   2016/10/28 32,000 10,720 -   - -   -
26860 BOCI Asia Ltd. - Sands China European Put Wts Oct 2016 B HKD -   -   0.010   0 0 928,837 0.435   2016/05/06 0.011   2016/09/12 85,900,000 22,666,560 -   - -   -
13449 BOCI Asia Ltd. - Sands China European Warrants Apr 2017 A HKD 0.275   0.174   0.180   17,300,000 3,848,000 N/A 0.275   2016/10/06 0.151   2016/09/27 23,372,000 4,977,572 -   - -   -
11013 BOCI Asia Ltd. - Sands China European Warrants Jan 2017 A HKD 0.680   0.680   0.600   200,000 136,000 N/A 0.780   2016/09/09 0.190   2016/07/06 447,052,000 133,983,400 -   - -   -
12851 BOCI Asia Ltd. - Sands China European Warrants Mar 2017 B HKD 0.445   0.295   0.300   4,816,000 1,814,380 N/A 0.510   2016/09/09 0.189   2016/09/01 243,844,000 85,958,324 -   - -   -
26857 BOCI Asia Ltd. - Sands China European Warrants Oct 2016 A HKD 0.440   0.340   0.275   456,000 194,640 12,309,391 0.455   2016/03/31 0.055   2016/07/06 1,583,644,000 454,679,812 -   - -   -
19317 BOCI Asia Ltd. - SHK Ppt European Warrants Dec 2016 A HKD -   -   0.023   100,000 3,600 69,933 0.070   2016/09/09 0.044   2016/09/05 8,100,000 419,600 0.242   2015/05/04 0.055   2015/08/25
11791 BOCI Asia Ltd. - SHK Ppt European Warrants Feb 2017 A HKD 0.660   0.640   0.520   840,000 543,000 N/A 1.060   2016/09/09 0.475   2016/08/03 9,070,000 7,009,850 -   - -   -
12845 BOCI Asia Ltd. - Sinopec Corp European Warrants Mar 2017 A HKD 0.540   0.305   0.320   2,110,000 887,760 N/A 0.540   2016/10/06 0.247   2016/09/15 3,696,000 1,357,150 -   - -   -
27661 BOCI Asia Ltd. - Sinopec Corp European Warrants Nov 2016 A HKD 0.242   0.047   0.047   8,830,000 1,510,894 69,408,284 0.530   2016/04/28 0.047   2016/10/31 1,444,878,000 470,837,304 -   - -   -
26785 BOCI Asia Ltd. - Sinopec Corp European Warrants Oct 2016 A HKD -   -   0.320   0 0 31,333,640 0.650   2016/04/28 0.102   2016/09/20 1,326,570,000 558,365,350 -   - -   -
27349 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 A HKD 0.475   0.385   0.375   1,820,000 819,400 849,128,013 0.510   2016/09/23 0.123   2016/05/20 31,575,410,000 5,094,768,080 -   - -   -
13961 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 B HKD 0.148   0.118   0.114   80,000 10,550 N/A 0.148   2016/10/27 0.118   2016/10/31 80,000 10,550 -   - -   -
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.191   0.136   0.136   4,403,320,000 758,666,830 N/A 0.225   2016/09/29 0.136   2016/10/31 4,403,340,000 758,671,320 -   - -   -
19904 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 A HKD 0.660   0.570   0.570   420,000 249,800 2,893,280 0.660   2016/10/25 0.110   2016/02/12 43,642,390,000 6,400,185,590 0.415   2015/04/29 0.121   2015/09/29
24926 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 C HKD 0.550   0.460   0.460   1,650,000 762,700 555,190,800 0.570   2016/09/27 0.124   2016/05/06 23,558,220,000 3,332,435,940 -   - -   -
26598 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 D HKD 0.620   0.540   0.540   50,000 29,400 1,562,598 0.620   2016/10/07 0.129   2016/05/05 35,196,310,000 5,557,456,460 -   - -   -
11688 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 F HKD 1.110   0.320   0.320   28,651,000 20,500,050 N/A 1.420   2016/09/23 0.320   2016/10/31 4,229,107,000 3,133,141,740 -   - -   -
23120 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 A HKD 0.500   0.390   0.390   1,140,000 490,750 58,569,223 0.530   2016/09/23 0.100   2016/05/13 25,063,280,000 3,839,441,850 0.239   2015/12/02 0.172   2015/12/11
12772 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 D HKD 0.700   0.233   0.228   30,636,000 13,598,600 N/A 0.940   2016/09/23 0.233   2016/10/31 46,425,000 24,853,170 -   - -   -
26781 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2017 A HKD 0.690   0.600   0.580   320,000 210,700 260,482 0.690   2016/10/11 0.177   2016/05/05 3,340,000 1,673,890 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.400   0.300   0.305   21,450,000 7,708,600 N/A 0.425   2016/09/23 0.150   2016/07/06 38,864,990,000 7,140,333,860 -   - -   -
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD 0.430   0.345   0.335   3,180,000 1,204,650 N/A 0.440   2016/09/23 0.141   2016/06/28 24,967,620,000 4,356,992,360 -   - -   -
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 0.540   0.470   0.445   20,000 10,100 N/A 0.540   2016/10/20 0.260   2016/06/22 1,030,000 475,600 -   - -   -
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.227   0.227   0.214   100,000 22,700 N/A 0.310   2016/09/23 0.227   2016/10/31 3,470,000 846,960 -   - -   -
20663 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2016 A HKD -   -   0.570   0 0 2,321,388 0.560   2016/09/07 0.055   2016/02/12 6,190,410,000 731,125,070 0.212   2015/11/04 0.113   2015/12/14
26416 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2016 B HKD -   -   0.870   0 0 512,183 0.810   2016/09/21 0.250   2016/02/19 5,270,000 3,124,550 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.255   0.170   0.173   8,655,290,000 1,996,950,000 N/A 0.295   2016/09/23 0.170   2016/10/28 15,971,310,000 3,845,230,620 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.390   0.340   0.315   2,570,000 925,300 N/A 0.415   2016/09/23 0.204   2016/08/03 7,135,570,000 1,796,654,840 -   - -   -
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.365   0.280   0.275   11,110,000 3,585,850 N/A 0.385   2016/09/23 0.169   2016/08/03 11,255,270,000 2,247,165,920 -   - -   -
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.265   0.190   0.193   69,720,000 15,838,770 N/A 0.290   2016/09/19 0.190   2016/10/28 2,764,800,000 685,746,170 -   - -   -
26051 BOCI Asia Ltd. - Tracker Fund European Put Wts Feb 2017 A HKD 0.014   0.010   0.010   1,300,000 14,080 908,655 0.227   2016/02/12 0.010   2016/10/17 136,220,000 13,759,370 -   - -   -
19085 BOCI Asia Ltd. - Tracker Fund European Put Wts Oct 2016 A HKD 0.035   0.029   0.029   385,000 12,005 303,893 0.410   2016/02/12 0.029   2016/10/24 19,270,000 5,380,335 0.255   2015/12/08 0.207   2015/11/04
19080 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 A HKD 0.078   0.058   0.032   4,310,000 326,820 131,358 0.119   2016/09/09 0.020   2016/02/11 47,295,000 2,016,880 0.224   2015/10/23 0.156   2015/11/16
26049 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 B HKD -   -   0.450   0 0 23,967 0.445   2016/08/17 0.182   2016/02/11 440,700,000 125,217,030 -   - -   -
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD -   -   0.249   0 0 76,538 0.236   2016/08/09 0.119   2016/05/13 155,000,000 29,126,125 -   - -   -
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.305   0 0 1,936,184 0.260   2016/04/21 0.152   2016/05/13 556,210,000 126,444,375 -   - -   -
20812 BOCI Asia Ltd. - Yanzhou Coal European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.260   2015/04/28 0.047   2015/08/12
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.187   0.162   0.160   136,000 22,874 N/A 0.187   2016/10/27 0.162   2016/10/31 136,000 22,874 -   - -   -
26927 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 B HKD -   -   0.010   0 0 150,177 0.163   2016/02/12 0.010   2016/07/20 18,682,840,000 2,008,791,800 0.260   2015/09/08 0.095   2015/12/23
28339 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 E HKD -   -   0.010   0 0 N/A 0.111   2016/06/28 0.010   2016/08/24 12,181,640,000 1,044,937,610 -   - -   -
26909 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 B HKD 0.010   0.010   0.010   1,000,000 10,000 275,717 0.125   2016/05/05 0.010   2016/10/06 59,160,000 3,242,310 -   - -   -
27169 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 C HKD 0.010   0.010   0.010   400,000 4,000 258,619,370 0.165   2016/05/06 0.010   2016/10/28 23,568,830,000 2,712,901,680 -   - -   -
12773 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 E HKD 0.094   0.066   0.092   338,710,000 25,821,370 N/A 0.114   2016/09/12 0.066   2016/10/25 349,790,000 26,904,240 -   - -   -
11435 BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2017 A HKD 0.044   0.033   0.041   6,920,000 270,350 N/A 0.148   2016/07/14 0.033   2016/10/26 8,892,880,000 931,907,690 -   - -   -
13838 Citigroup Global Mkt H Inc. - Sands China Euro Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 40,000 640 0.055   2015/02/16 0.010   2015/12/01
11460 Credit Suisse - SPDR Gold Trust European Warrants Jan 2017 A HKD 0.152   0.052   0.053   40,550,000 3,932,912 N/A 0.445   2016/07/14 0.052   2016/10/28 231,565,000 43,909,416 -   - -   -
18706 Credit Suisse AG - A50 China European Put Wts Dec 2016 D HKD 0.133   0.131   0.136   800,000 105,400 511,258 0.380   2016/01/26 0.131   2016/10/31 16,900,000 3,345,600 0.395   2015/08/25 0.089   2015/04/27
13663 Credit Suisse AG - A50 China European Warrants Apr 2017 A HKD 0.495   0.325   0.470   16,295,200 6,511,402 N/A 0.495   2016/10/31 0.325   2016/10/27 16,295,200 6,511,402 -   - -   -
13261 Credit Suisse AG - A50 China European Warrants Dec 2016 A HKD -   -   0.196   0 0 9,940 0.199   2016/04/14 0.100   2016/02/12 828,852,000 101,556,593 0.670   2015/04/21 0.223   2015/08/28
18593 Credit Suisse AG - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 127,460 0.085   2016/01/04 0.011   2016/09/02 878,380,000 39,136,676 0.325   2015/01/05 0.062   2015/08/25
18595 Credit Suisse AG - A50 China European Warrants Dec 2016 C HKD 0.034   0.018   0.029   64,301,000 1,516,833 20,688,616 0.125   2016/01/04 0.018   2016/10/17 5,968,016,000 319,361,557 0.485   2015/05/13 0.081   2015/08/25
21324 Credit Suisse AG - A50 China European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.021   2016/01/07 0.013   2016/01/19 1,286,000 18,116 0.335   2015/04/28 0.051   2015/12/21
21419 Credit Suisse AG - A50 China European Warrants Oct 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.270   2015/04/28 0.024   2015/08/24
25070 Credit Suisse AG - A50 China European Warrants Oct 2016 B HKD 0.077   0.077   0.079   60,000 4,620 11,146,616 0.140   2016/03/23 0.062   2016/05/18 3,304,766,000 297,332,987 -   - -   -
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.116   0.095   0.112   4,349,000 436,430 4,710,733 0.196   2016/01/04 0.091   2016/06/27 1,939,097,000 249,056,633 0.425   2015/01/05 0.136   2015/08/25
28867 Credit Suisse AG - AAC Acoustic European Warrants Dec 2016 A HKD 0.810   0.280   0.305   68,900,000 31,319,150 N/A 1.720   2016/08/30 0.280   2016/10/28 101,930,000 66,581,050 -   - -   -
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.198   0.133   0.135   121,765,000 22,248,330 N/A 0.300   2016/08/30 0.133   2016/10/28 184,435,000 36,176,160 -   - -   -
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.151   0.105   0.104   4,245,000 594,470 N/A 0.247   2016/09/08 0.105   2016/10/31 107,290,000 21,394,040 -   - -   -
28100 Credit Suisse AG - Agricultural Bank European Wts Jan 2017 A HKD -   -   0.370   0 0 N/A 0.560   2016/09/22 0.096   2016/06/16 908,812,000 144,054,024 -   - -   -
24795 Credit Suisse AG - Agricultural Bank European Wts Oct 2016 A HKD -   -   0.010   0 0 8,970 0.144   2016/01/04 0.011   2016/09/22 28,864,000 2,713,185 -   - -   -
11619 Credit Suisse AG - AIA European Put Warrants Dec 2016 B HKD 0.022   0.010   0.013   14,242,000 185,324 N/A 0.141   2016/07/22 0.010   2016/10/17 1,984,702,000 148,718,094 -   - -   -
13129 Credit Suisse AG - AIA European Put Warrants Feb 2017 B HKD 0.196   0.062   0.154   200,394,000 25,177,632 N/A 0.211   2016/09/12 0.062   2016/10/11 442,126,000 58,442,894 -   - -   -
26843 Credit Suisse AG - AIA European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 29,537 0.234   2016/03/24 0.017   2016/07/20 747,436,000 98,845,640 -   - -   -
27435 Credit Suisse AG - AIA European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 69,274,500 0.233   2016/04/20 0.012   2016/08/24 4,787,246,000 471,287,058 -   - -   -
27758 Credit Suisse AG - AIA European Warrants Dec 2016 A HKD 0.130   0.010   0.012   74,094,000 4,979,210 82,416,612 0.216   2016/07/21 0.010   2016/10/31 4,515,376,000 494,499,672 -   - -   -
11928 Credit Suisse AG - AIA European Warrants Dec 2016 C HKD 0.485   0.118   0.126   408,900,000 53,020,748 N/A 0.485   2016/10/11 0.118   2016/10/31 616,662,000 102,939,658 -   - -   -
11929 Credit Suisse AG - AIA European Warrants Dec 2016 D HKD 0.211   0.018   0.020   347,834,000 45,658,566 N/A 0.211   2016/10/06 0.018   2016/10/31 4,268,122,000 489,492,326 -   - -   -
12514 Credit Suisse AG - AIA European Warrants Feb 2017 A HKD 0.220   0.048   0.053   2,202,744,000 275,779,948 N/A 0.220   2016/10/06 0.048   2016/10/31 3,847,768,000 512,548,436 -   - -   -
13225 Credit Suisse AG - AIA European Warrants May 2017 A HKD 0.295   0.086   0.103   43,756,000 8,764,472 N/A 0.295   2016/10/11 0.086   2016/10/31 230,138,000 42,006,700 -   - -   -
11243 Credit Suisse AG - AIA European Warrants Nov 2016 C HKD 0.670   0.157   0.211   17,274,000 5,508,748 N/A 0.670   2016/10/06 0.157   2016/10/31 32,700,000 9,935,384 -   - -   -
26702 Credit Suisse AG - AIA European Warrants Oct 2016 A HKD -   -   0.249   0 0 21,137,644 0.275   2016/09/29 0.048   2016/08/29 5,860,374,000 814,594,260 -   - -   -
27756 Credit Suisse AG - AIA European Warrants Oct 2016 B HKD -   -   0.030   0 0 76,661,265 0.139   2016/07/04 0.010   2016/09/29 4,692,368,000 459,967,588 -   - -   -
27432 Credit Suisse AG - Anhui Conch European Warrants Dec 2016 A HKD 0.060   0.010   0.011   41,000,000 904,945 10,750,411 0.247   2016/04/20 0.010   2016/10/17 939,880,000 86,276,670 -   - -   -
13553 Credit Suisse AG - Anhui Conch European Warrants May 2017 A HKD 0.310   0.151   0.161   104,950,000 19,249,590 N/A 0.335   2016/09/30 0.151   2016/10/31 105,140,000 19,313,240 -   - -   -
25403 Credit Suisse AG - Anhui Conch European Warrants Oct 2016 A HKD -   -   0.064   0 0 29,797,451 0.390   2016/04/14 0.059   2016/09/26 2,946,415,000 421,905,730 -   - -   -
11172 Credit Suisse AG - Anta Sports European Warrants Feb 2017 A HKD -   -   0.680   0 0 N/A 0.405   2016/08/05 0.285   2016/07/07 240,000 82,150 -   - -   -
12408 Credit Suisse AG - Anta Sports European Warrants Feb 2017 B HKD 0.350   0.210   0.335   49,980,000 11,958,520 N/A 0.360   2016/09/09 0.210   2016/10/14 74,670,000 19,651,370 -   - -   -
12632 Credit Suisse AG - Bank of China European Put Wts Mar 2017 A HKD 0.175   0.093   0.123   82,971,000 10,893,143 N/A 0.260   2016/08/24 0.093   2016/10/25 280,718,000 40,819,817 -   - -   -
12630 Credit Suisse AG - BOC HK European Warrants Apr 2017 A HKD 0.154   0.075   0.127   313,140,000 34,934,835 N/A 0.191   2016/09/09 0.075   2016/10/17 768,095,000 95,403,740 -   - -   -
27880 Credit Suisse AG - BOC HK European Warrants Dec 2016 A HKD 0.485   0.355   0.510   2,605,000 993,200 N/A 0.560   2016/09/09 0.108   2016/06/24 1,030,235,000 157,157,650 -   - -   -
11171 Credit Suisse AG - BOC HK European Warrants Mar 2017 A HKD 0.385   0.230   0.350   57,385,000 14,740,610 N/A 0.400   2016/09/09 0.118   2016/07/06 581,275,000 114,936,780 -   - -   -
29046 Credit Suisse AG - BOC HK European Warrants Oct 2016 A HKD -   -   0.014   0 0 826,892 0.098   2016/09/09 0.011   2016/08/30 322,240,000 15,830,345 0.218   2015/10/23 0.072   2015/12/14
24803 Credit Suisse AG - BOC HK European Warrants Oct 2016 B HKD -   -   0.010   0 0 1,720,353 0.149   2016/09/09 0.021   2016/06/27 609,715,000 39,095,005 -   - -   -
12464 Credit Suisse AG - BOCL European Warrants Apr 2017 A HKD 0.255   0.132   0.153   700,656,000 119,248,197 N/A 0.325   2016/09/09 0.132   2016/10/31 1,536,849,000 312,480,030 -   - -   -
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.400   0.248   0.290   12,089,000 3,864,820 N/A 0.455   2016/09/22 0.113   2016/05/24 1,823,918,000 301,130,702 -   - -   -
27512 Credit Suisse AG - BOCL European Warrants Feb 2017 A HKD 0.305   0.145   0.169   287,130,000 56,954,883 61,960,000 0.385   2016/09/09 0.063   2016/05/16 2,146,071,000 388,042,139 -   - -   -
13136 Credit Suisse AG - BOCL European Warrants May 2017 A HKD 0.166   0.082   0.099   84,616,000 11,424,635 N/A 0.210   2016/09/13 0.082   2016/10/13 325,838,000 51,458,101 -   - -   -
26840 Credit Suisse AG - BOCL European Warrants Oct 2016 A HKD -   -   0.300   0 0 26,337,386 0.450   2016/09/22 0.038   2016/05/19 3,816,791,000 378,076,110 -   - -   -
28232 Credit Suisse AG - BOCL European Warrants Oct 2016 B HKD -   -   0.600   0 0 N/A 0.670   2016/09/07 0.125   2016/05/24 267,268,000 46,204,437 -   - -   -
13228 Credit Suisse AG - BYD European Warrants Apr 2017 A HKD 0.425   0.285   0.295   11,000,000 4,215,800 N/A 0.550   2016/09/22 0.285   2016/10/31 17,225,000 7,175,850 -   - -   -
17774 Credit Suisse AG - BYD European Warrants Dec 2016 A HKD 0.076   0.052   0.057   13,540,000 928,685 4,847,473 0.121   2016/09/07 0.042   2016/02/15 819,700,000 65,785,230 0.250   2015/06/04 0.044   2015/07/08
22789 Credit Suisse AG - BYD European Warrants Dec 2016 B HKD 0.038   0.022   0.023   19,600,000 612,150 8,891,482 0.086   2016/01/05 0.022   2016/10/31 880,600,000 54,380,760 0.217   2015/06/12 0.069   2015/07/08
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.181   0.158   0.162   43,100,000 7,267,705 9,929,959 0.238   2016/01/06 0.149   2016/06/16 997,765,000 185,937,245 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.270   0.190   0.193   19,150,000 4,234,980 N/A 0.280   2016/09/09 0.190   2016/10/31 110,700,000 25,320,280 -   - -   -
26884 Credit Suisse AG - Car Inc European Warrants Mar 2017 A HKD 0.090   0.049   0.050   167,860,000 12,075,130 9,893,012 0.260   2016/03/29 0.049   2016/10/31 717,520,000 84,713,950 -   - -   -
11103 Credit Suisse AG - CC Bank European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.213   2016/06/27 0.011   2016/09/12 192,554,000 23,701,343 -   - -   -
27192 Credit Suisse AG - CC Bank European Warrants Dec 2016 A HKD 0.490   0.320   0.340   90,000 33,950 132,125,337 0.660   2016/09/06 0.055   2016/05/20 6,175,166,000 896,880,935 -   - -   -
11621 Credit Suisse AG - CC Bank European Warrants Feb 2017 A HKD 0.305   0.125   0.143   362,037,000 65,106,852 N/A 0.425   2016/09/09 0.125   2016/10/28 1,178,478,000 225,964,576 -   - -   -
12778 Credit Suisse AG - CC Bank European Warrants Mar 2017 A HKD 0.182   0.064   0.077   1,179,467,000 122,870,934 N/A 0.255   2016/09/07 0.064   2016/10/28 1,929,446,000 269,032,687 -   - -   -
28231 Credit Suisse AG - CC Bank European Warrants Oct 2016 A HKD -   -   1.270   0 0 N/A 1.130   2016/08/12 0.275   2016/05/25 10,804,000 4,400,435 -   - -   -
27121 Credit Suisse AG - CGS European Warrants Dec 2016 A HKD 0.035   0.021   0.025   46,620,000 1,232,825 5,790,743 0.167   2016/04/14 0.021   2016/10/31 889,910,000 55,027,800 -   - -   -
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.204   0.171   0.176   29,880,000 5,602,190 N/A 0.204   2016/10/25 0.171   2016/10/31 29,880,000 5,602,190 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.090   0.063   0.069   61,610,000 4,786,380 N/A 0.156   2016/06/08 0.063   2016/10/14 531,210,000 58,794,390 -   - -   -
11946 Credit Suisse AG - Ch Overseas European Warrants Jan 2017 A HKD 0.085   0.020   0.017   120,440,000 5,998,580 N/A 0.189   2016/08/10 0.020   2016/10/26 754,380,000 84,552,720 -   - -   -
13956 Credit Suisse AG - Ch Overseas European Warrants May 2017 A HKD 0.275   0.275   0.275   80,000 22,000 N/A 0.275   2016/10/28 0.275   2016/10/28 80,000 22,000 -   - -   -
27073 Credit Suisse AG - Ch Overseas European Warrants Oct 2016 A HKD -   -   0.010   0 0 9,481,441 0.242   2016/04/14 0.010   2016/09/28 1,019,044,000 125,944,860 -   - -   -
11949 Credit Suisse AG - CHALCO European Wts Feb 2017 A HKD 0.360   0.255   0.265   14,802,000 4,420,180 N/A 0.385   2016/09/09 0.255   2016/10/24 84,526,000 27,657,510 -   - -   -
12407 Credit Suisse AG - Chi Res Land European Warrants Mar 2017 A HKD 0.143   0.046   0.048   298,000,000 25,100,440 N/A 0.255   2016/08/19 0.046   2016/10/31 928,620,000 146,532,280 -   - -   -
27961 Credit Suisse AG - Chi Res Land European Warrants Nov 2016 A HKD 0.132   0.039   0.020   5,280,000 539,980 N/A 0.275   2016/09/22 0.039   2016/10/11 849,900,000 135,377,240 -   - -   -
13174 Credit Suisse AG - China Cinda European Warrants Apr 2017 A HKD 0.224   0.135   0.135   80,360,000 14,976,284 N/A 0.255   2016/09/22 0.135   2016/10/31 192,402,000 39,981,928 -   - -   -
14313 Credit Suisse AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.011   2015/12/29
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.031   0.027   0.026   960,000 28,180 8,177 0.049   2016/01/04 0.027   2016/10/28 10,750,000 437,040 0.170   2015/06/02 0.046   2015/09/07
26441 Credit Suisse AG - China Cinda European Warrants Oct 2016 A HKD -   -   0.335   0 0 11,869,321 0.580   2016/09/09 0.143   2016/07/08 395,904,000 92,560,225 -   - -   -
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.227   0.161   0.163   66,888,000 12,973,128 N/A 0.330   2016/09/09 0.161   2016/10/27 94,772,000 19,726,246 -   - -   -
13266 Credit Suisse AG - China Life European Put Wts Apr 2017 B HKD 0.237   0.130   0.208   453,860,000 77,931,190 N/A 0.246   2016/09/15 0.130   2016/10/11 770,000,000 131,076,020 -   - -   -
12506 Credit Suisse AG - China Life European Put Wts Jan 2017 A HKD 0.072   0.031   0.056   209,570,000 10,546,310 N/A 0.148   2016/08/25 0.031   2016/10/07 1,302,770,000 92,331,900 -   - -   -
26936 Credit Suisse AG - China Life European Put Wts Nov 2016 B HKD 0.036   0.022   0.018   330,000 9,800 40,234,622 0.220   2016/05/16 0.010   2016/09/20 3,135,490,000 308,155,370 -   - -   -
13224 Credit Suisse AG - China Life European Warrants Apr 2017 A HKD 0.144   0.045   0.052   9,424,540,000 915,392,910 N/A 0.172   2016/09/22 0.045   2016/10/31 14,961,500,000 1,636,207,080 -   - -   -
13662 Credit Suisse AG - China Life European Warrants Apr 2017 C HKD 0.209   0.069   0.078   1,453,440,000 121,164,020 N/A 0.209   2016/10/07 0.069   2016/10/31 1,453,440,000 121,164,020 -   - -   -
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.345   0.198   0.198   4,480,000 1,271,380 N/A 0.345   2016/10/11 0.141   2016/07/08 55,740,000 10,920,070 -   - -   -
11665 Credit Suisse AG - China Life European Warrants Dec 2016 A HKD 0.275   0.059   0.073   45,130,000 7,552,700 N/A 0.315   2016/09/22 0.059   2016/10/31 8,427,660,000 896,994,920 -   - -   -
12625 Credit Suisse AG - China Life European Warrants Dec 2016 B HKD 0.225   0.042   0.058   46,380,000 6,301,340 N/A 0.270   2016/09/22 0.042   2016/10/31 9,377,430,000 921,058,130 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD 0.192   0.069   0.078   6,236,720,000 686,009,030 N/A 0.192   2016/10/11 0.069   2016/10/31 6,241,160,000 686,600,810 -   - -   -
26926 Credit Suisse AG - China Life European Warrants Nov 2016 A HKD 0.237   0.012   0.012   67,470,000 9,564,010 72,230,465 0.280   2016/09/22 0.012   2016/10/28 9,610,620,000 1,012,268,280 -   - -   -
27159 Credit Suisse AG - China Life European Warrants Nov 2016 C HKD 0.051   0.010   0.010   24,770,000 809,880 4,286,683 0.155   2016/04/14 0.010   2016/10/14 3,099,670,000 320,112,050 -   - -   -
27923 Credit Suisse AG - China Life European Warrants Oct 2016 A HKD 0.320   0.176   0.182   14,140,000 3,223,570 N/A 0.375   2016/09/22 0.043   2016/07/08 21,379,010,000 1,686,689,650 -   - -   -
29769 Credit Suisse AG - China Life European Warrants Oct 2016 B HKD -   -   0.370   0 0 N/A 0.480   2016/09/22 0.066   2016/07/08 10,854,510,000 957,021,680 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.170   0.064   0.072   1,632,540,000 224,013,080 N/A 0.233   2016/09/22 0.064   2016/10/31 2,397,040,000 352,011,420 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD 0.250   0.198   0.210   142,370,000 32,248,840 N/A 0.310   2016/08/26 0.174   2016/08/24 326,310,000 71,433,590 -   - -   -
11764 Credit Suisse AG - China Mobile European Put Wts Feb 2017 A HKD 0.247   0.111   0.214   278,360,000 50,599,400 N/A 0.320   2016/08/03 0.111   2016/10/11 1,312,850,000 281,641,900 -   - -   -
16037 Credit Suisse AG - China Mobile European Put Wts Jan 2017 A HKD 0.116   0.065   0.116   21,070,000 1,710,130 1,230,612 0.249   2016/01/21 0.065   2016/10/11 91,470,000 7,879,970 0.227   2015/07/08 0.096   2015/04/09
27424 Credit Suisse AG - China Mobile European Put Wts Nov 2016 B HKD -   -   0.010   0 0 31,171,423 0.370   2016/05/24 0.020   2016/08/22 1,696,370,000 251,067,900 -   - -   -
13608 Credit Suisse AG - China Mobile European Warrants Apr 2017 A HKD 0.500   0.144   0.152   3,116,920,000 793,775,390 N/A 0.500   2016/10/11 0.144   2016/10/28 3,116,920,000 793,775,390 -   - -   -
17129 Credit Suisse AG - China Mobile European Warrants Dec 2016 A HKD 0.095   0.026   0.029   252,500,000 12,223,750 132,244,450 0.113   2016/08/15 0.026   2016/10/28 24,784,900,000 1,259,010,300 0.310   2015/05/05 0.090   2015/12/30
19569 Credit Suisse AG - China Mobile European Warrants Dec 2016 B HKD 0.045   0.010   0.010   3,703,020,000 132,750,285 155,838,578 0.064   2016/08/15 0.010   2016/10/31 34,739,390,000 1,387,493,670 0.248   2015/02/05 0.059   2015/12/30
21659 Credit Suisse AG - China Mobile European Warrants Dec 2016 C HKD -   -   0.010   0 0 3,334 0.016   2016/01/06 0.010   2016/08/26 2,415,000 25,725 0.246   2015/04/28 0.020   2015/12/30
11127 Credit Suisse AG - China Mobile European Warrants Dec 2016 D HKD 0.510   0.083   0.098   330,475,000 50,749,400 N/A 0.840   2016/07/21 0.083   2016/10/28 367,520,000 70,122,300 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD 0.036   0.012   0.014   22,560,000 525,200 57,463,833 0.047   2016/04/27 0.012   2016/10/28 8,531,825,000 344,918,875 0.170   2015/05/26 0.047   2015/12/29
16422 Credit Suisse AG - China Mobile European Warrants Mar 2017 A HKD 0.106   0.040   0.045   2,048,475,000 98,008,905 231,786,350 0.123   2016/07/21 0.040   2016/10/28 25,419,495,000 1,571,070,490 0.285   2015/04/21 0.090   2015/12/30
12509 Credit Suisse AG - China Mobile European Warrants Mar 2017 B HKD 0.185   0.050   0.050   53,130,000 6,993,490 N/A 0.345   2016/09/09 0.050   2016/10/31 4,137,955,000 988,557,815 -   - -   -
19781 Credit Suisse AG - China Mobile European Warrants Nov 2016 A HKD 0.011   0.010   0.010   1,000,000 10,800 53,346,863 0.038   2016/01/04 0.010   2016/10/07 24,267,550,000 649,600,745 0.213   2015/02/12 0.041   2015/12/31
27426 Credit Suisse AG - China Mobile European Warrants Nov 2016 C HKD 0.048   0.010   0.010   4,980,000 185,940 148,182,924 0.345   2016/07/21 0.010   2016/10/20 4,181,765,000 893,003,145 -   - -   -
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.166   0.112   0.112   1,560,000 220,075 17,077,908 0.183   2016/08/12 0.084   2016/05/19 2,465,715,000 277,503,960 0.365   2015/04/22 0.150   2015/12/21
12988 Credit Suisse AG - China Railway European Warrants Mar 2017A HKD 0.510   0.325   0.405   27,591,000 11,382,295 N/A 0.530   2016/09/09 0.325   2016/10/13 55,463,000 23,074,885 -   - -   -
27981 Credit Suisse AG - China Railway European Warrants Oct 2016A HKD 0.015   0.014   0.015   120,000 1,700 N/A 0.530   2016/05/16 0.014   2016/10/18 452,799,000 102,096,748 -   - -   -
13846 Credit Suisse AG - China Re European Warrants Apr 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28868 Credit Suisse AG - China Re European Warrants Dec 2016 A HKD 0.160   0.084   0.093   26,322,000 3,252,596 N/A 0.249   2016/08/16 0.084   2016/10/31 258,158,000 50,818,421 -   - -   -
22487 Credit Suisse AG - China Shenhua European Wts Dec 2016 A HKD 0.260   0.180   0.248   11,830,000 2,631,670 21,640,420 0.260   2016/10/11 0.052   2016/01/20 2,858,775,000 332,687,760 0.194   2015/11/20 0.108   2015/12/14
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.205   0.140   0.176   383,425,000 66,079,870 N/A 0.228   2016/07/21 0.105   2016/08/29 1,120,645,000 178,096,525 -   - -   -
27818 Credit Suisse AG - China Tel European Warrants Dec 2016 A HKD 0.104   0.028   0.027   24,810,000 1,760,662 N/A 0.213   2016/08/23 0.028   2016/10/31 825,310,000 114,589,386 -   - -   -
12895 Credit Suisse AG - China Tel European Warrants Mar 2017 A HKD 0.191   0.133   0.132   97,822,000 15,385,800 N/A 0.219   2016/09/05 0.119   2016/09/14 153,076,000 24,122,736 -   - -   -
21846 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.270   2015/05/05 0.033   2015/11/11
26575 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 B HKD 0.096   0.024   0.025   297,780,000 18,874,380 19,635,390 0.173   2016/03/30 0.020   2016/08/04 3,005,340,000 196,921,580 -   - -   -
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.124   0.084   0.086   296,676,000 28,635,110 15,843,705 0.204   2016/03/30 0.062   2016/07/20 2,016,942,000 245,828,102 -   - -   -
15383 Credit Suisse AG - ChiUnicom European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.300   2015/04/28 0.023   2015/12/16
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.171   0.110   0.115   323,300,000 44,465,960 N/A 0.171   2016/10/11 0.084   2016/07/20 1,496,980,000 179,673,140 -   - -   -
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.059   0.035   0.036   6,060,000 287,800 65,550 0.146   2016/01/04 0.021   2016/07/20 54,440,000 6,356,140 -   - -   -
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.060   0.035   0.035   3,560,000 156,220 26,037 0.107   2016/01/04 0.035   2016/10/31 5,560,000 355,620 0.158   2015/11/12 0.106   2015/12/10
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28152 Credit Suisse AG - CICC European Warrants Dec 2016 A HKD 0.073   0.041   0.049   50,516,000 2,900,120 N/A 0.260   2016/05/23 0.039   2016/09/28 483,748,000 64,643,344 -   - -   -
27983 Credit Suisse AG - CITIC Bank European Warrants Dec 2016 A HKD -   -   0.227   0 0 N/A 0.600   2016/09/22 0.185   2016/06/24 263,135,000 66,250,217 -   - -   -
27683 Credit Suisse AG - CITIC Bank European Warrants Nov 2016 A HKD 0.042   0.038   0.018   280,000 11,200 27,221,659 0.247   2016/04/28 0.038   2016/10/12 1,162,481,000 172,068,485 -   - -   -
27928 Credit Suisse AG - CITIC European Warrants Dec 2016 A HKD 0.171   0.036   0.036   34,906,000 4,297,688 N/A 0.850   2016/08/17 0.036   2016/10/28 402,676,000 161,717,519 -   - -   -
13134 Credit Suisse AG - CITIC European Warrants Mar 2017 A HKD 0.355   0.180   0.202   87,834,000 19,248,814 N/A 0.640   2016/09/12 0.180   2016/10/27 127,016,000 36,623,474 -   - -   -
27436 Credit Suisse AG - CITIC Sec European Put Warrants Nov 2016A HKD 0.100   0.010   0.010   29,130,000 2,470,360 19,681,413 0.335   2016/05/09 0.010   2016/10/28 971,440,000 129,649,540 -   - -   -
27128 Credit Suisse AG - CITIC Sec European Put Warrants Oct 2016B HKD -   -   0.012   0 0 14,344,138 0.235   2016/04/06 0.010   2016/08/18 852,145,000 121,050,190 -   - -   -
13854 Credit Suisse AG - CITIC Sec European Warrants Apr 2017 A HKD 0.172   0.139   0.143   63,510,000 9,802,275 N/A 0.172   2016/10/24 0.139   2016/10/27 63,510,000 9,802,275 -   - -   -
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD 0.179   0.152   0.160   39,690,000 6,365,570 N/A 0.211   2016/09/22 0.152   2016/10/13 102,660,000 17,874,735 -   - -   -
27125 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 A HKD 0.017   0.011   0.011   1,130,000 16,220 5,058,336 0.250   2016/04/07 0.011   2016/10/31 715,820,000 73,642,005 -   - -   -
11032 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 B HKD 0.052   0.024   0.024   100,825,000 3,949,665 N/A 0.191   2016/07/04 0.024   2016/10/31 1,557,875,000 170,904,360 -   - -   -
27126 Credit Suisse AG - CITIC Sec European Warrants Oct 2016 A HKD -   -   0.010   0 0 23,900,022 0.290   2016/04/14 0.010   2016/09/15 2,010,700,000 207,108,220 -   - -   -
12719 Credit Suisse AG - CKH European Put Warrants Mar 2017 A HKD 0.190   0.105   0.128   226,410,000 33,202,855 N/A 0.250   2016/08/25 0.105   2016/10/25 597,470,000 93,196,520 -   - -   -
22957 Credit Suisse AG - CKH European Warrants Apr 2017 A HKD 0.024   0.011   0.011   7,480,000 104,265 225,581 0.100   2016/01/05 0.011   2016/10/28 101,555,000 5,250,585 0.241   2015/06/22 0.085   2015/12/15
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD -   -   0.460   0 0 3,708 0.520   2016/09/12 0.290   2016/07/06 60,000 22,250 0.600   2015/06/05 0.185   2015/01/09
16706 Credit Suisse AG - CKH European Warrants Dec 2016 A HKD -   -   0.335   0 0 1,204,899 0.470   2016/09/09 0.170   2016/07/11 36,905,000 7,235,770 0.750   2015/08/07 0.112   2015/01/07
27877 Credit Suisse AG - CKH European Warrants Dec 2016 B HKD 0.150   0.017   0.022   37,520,000 2,517,405 N/A 0.300   2016/05/12 0.017   2016/10/28 1,933,110,000 311,116,900 -   - -   -
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD 0.246   0.245   0.230   100,000 24,550 13,982,433 0.250   2016/05/03 0.125   2016/07/06 572,900,000 83,894,600 0.260   2015/04/22 0.081   2015/01/08
11245 Credit Suisse AG - CKH Holdings European Warrants Jan 2017 A HKD 0.630   0.330   0.385   40,705,000 18,588,575 N/A 0.980   2016/09/09 0.199   2016/07/06 210,290,000 90,261,020 -   - -   -
12821 Credit Suisse AG - CKH Holdings European Warrants Mar 2017 B HKD 0.340   0.099   0.133   270,375,000 47,874,575 N/A 0.510   2016/09/02 0.099   2016/10/31 364,600,000 86,880,325 -   - -   -
13521 Credit Suisse AG - CKI Holdings European Warrants Apr 2017 A HKD 0.295   0.134   0.140   64,610,000 10,129,240 N/A 0.355   2016/09/29 0.134   2016/10/27 65,010,000 10,265,840 -   - -   -
11118 Credit Suisse AG - CKI Holdings European Warrants Dec 2016 A HKD 0.013   0.012   0.010   1,050,000 13,600 N/A 0.209   2016/06/27 0.012   2016/10/07 513,420,000 52,916,700 -   - -   -
11246 Credit Suisse AG - CKI Holdings European Warrants Jan 2017 A HKD 0.260   0.080   0.089   76,370,000 9,411,370 N/A 0.560   2016/08/01 0.080   2016/10/31 329,640,000 96,563,610 -   - -   -
27075 Credit Suisse AG - CKI Holdings European Warrants Oct 2016 A HKD -   -   0.010   0 0 15,710,662 0.510   2016/04/01 0.012   2016/08/17 568,430,000 94,360,570 -   - -   -
12896 Credit Suisse AG - CKP European Warrants Mar 2017 A HKD 0.255   0.148   0.224   236,865,000 41,582,845 N/A 0.330   2016/09/09 0.148   2016/10/24 291,730,000 55,295,435 -   - -   -
27980 Credit Suisse AG - CM Bank European Warrants Dec 2016 A HKD 0.249   0.195   0.193   5,040,000 1,101,180 N/A 0.300   2016/09/05 0.063   2016/06/15 498,890,000 55,006,750 -   - -   -
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD 0.232   0.121   0.138   191,370,000 35,561,875 N/A 0.246   2016/09/08 0.121   2016/10/31 716,465,000 140,991,710 -   - -   -
21870 Credit Suisse AG - CNBM European Warrants Dec 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.233   2015/05/06 0.085   2015/07/07
28504 Credit Suisse AG - CNBM European Warrants Dec 2016 B HKD 0.115   0.032   0.035   69,840,000 5,283,546 N/A 0.470   2016/06/08 0.032   2016/10/31 547,236,000 85,854,040 -   - -   -
13443 Credit Suisse AG - CNBM European Warrants Mar 2017 A HKD 0.285   0.200   0.217   34,606,000 8,000,958 N/A 0.285   2016/10/06 0.200   2016/10/12 66,956,000 15,379,162 -   - -   -
17036 Credit Suisse AG - CNBM European Warrants Nov 2016 B HKD -   -   0.011   0 0 0 0.012   2016/04/22 0.011   2016/04/22 200,000 2,360 0.255   2015/05/06 0.031   2015/08/25
26844 Credit Suisse AG - CNBM European Warrants Oct 2016 A HKD -   -   0.010   0 0 17,431,964 0.700   2016/04/14 0.010   2016/09/01 831,702,000 123,399,466 -   - -   -
13969 Credit Suisse AG - CNOOC European Put Warrants Apr 2017 A HKD 0.465   0.385   0.440   416,000 179,585 N/A 0.465   2016/10/31 0.385   2016/10/27 416,000 179,585 -   - -   -
28596 Credit Suisse AG - CNOOC European Put Warrants Jan 2017 A HKD 0.041   0.012   0.026   723,670,000 16,062,110 N/A 0.131   2016/06/06 0.012   2016/10/25 2,746,280,000 154,321,610 -   - -   -
18649 Credit Suisse AG - CNOOC European Put Warrants Oct 2016 B HKD 0.010   0.010   0.010   1,960,000 19,600 17,758,272 0.325   2016/01/21 0.010   2016/10/04 1,682,330,000 122,185,610 0.265   2015/09/29 0.040   2015/09/29
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.265   0.196   0.203   393,360,000 89,139,670 48,369,520 0.265   2016/10/25 0.089   2016/01/21 4,877,200,000 801,732,060 -   - -   -
24185 Credit Suisse AG - CNOOC European Warrants Dec 2016 A HKD 0.050   0.015   0.015   442,550,000 13,506,440 27,228,647 0.075   2016/04/21 0.010   2016/09/26 8,785,160,000 317,221,730 0.142   2015/07/22 0.031   2015/12/31
12281 Credit Suisse AG - CNOOC European Warrants Dec 2016 B HKD 0.760   0.208   0.221   427,499,000 186,315,814 N/A 0.760   2016/10/24 0.125   2016/09/28 3,342,754,000 830,963,863 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.167   0.114   0.119   263,870,000 37,415,430 N/A 0.167   2016/10/24 0.084   2016/08/03 1,205,500,000 155,402,460 -   - -   -
13640 Credit Suisse AG - CNOOC European Warrants Mar 2017 A HKD 0.460   0.151   0.156   689,123,000 217,549,837 N/A 0.460   2016/10/20 0.151   2016/10/31 689,123,000 217,549,837 -   - -   -
16951 Credit Suisse AG - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.176   2015/04/16 0.015   2015/10/07
13348 Credit Suisse AG - CPIC European Warrants Apr 2017 A HKD 0.194   0.089   0.100   110,534,000 16,621,758 N/A 0.227   2016/09/22 0.089   2016/10/31 242,682,000 41,469,720 -   - -   -
28076 Credit Suisse AG - CRCC European Warrants Dec 2016 A HKD 0.051   0.023   0.029   38,740,000 1,366,590 N/A 0.139   2016/06/07 0.023   2016/10/14 562,915,000 47,099,980 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.131   0.074   0.111   53,690,000 5,924,395 N/A 0.139   2016/09/05 0.073   2016/09/20 101,300,000 10,752,450 -   - -   -
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD 0.074   0.059   0.062   12,740,000 849,860 1,775,488 0.236   2016/04/14 0.059   2016/10/31 248,210,000 38,635,820 -   - -   -
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18749 Credit Suisse AG - CSOP A50 ETF Euro Put Wts Dec 2016 A HKD -   -   0.067   0 0 75,749 0.315   2016/02/12 0.078   2016/09/09 140,224,000 29,948,930 0.350   2015/08/25 0.058   2015/05/26
25814 Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.057   0.043   0.044   5,098,000 253,120 53,173,482 0.218   2016/01/04 0.043   2016/10/27 9,575,618,000 922,310,976 0.275   2015/11/05 0.190   2015/08/31
11950 Credit Suisse AG - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.260   0.186   0.206   168,992,200 37,279,595 N/A 0.660   2016/08/16 0.186   2016/10/31 262,897,800 75,577,892 -   - -   -
12558 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.095   0.065   0.069   36,848,800 3,041,202 N/A 0.204   2016/08/22 0.065   2016/10/17 225,021,600 30,598,284 -   - -   -
27964 Credit Suisse AG - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.017   0 0 N/A 0.250   2016/05/18 0.029   2016/09/12 955,338,600 163,978,073 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.150   0.139   0.139   984,000 141,468 8,249,437 0.305   2016/01/04 0.125   2016/02/29 1,785,774,000 336,737,282 0.440   2015/03/25 0.315   2015/12/31
13172 Credit Suisse AG - CSR Times European Warrants Mar 2017 A HKD 0.265   0.129   0.143   62,280,000 11,011,160 N/A 0.385   2016/09/22 0.129   2016/10/31 63,600,000 11,478,285 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.245   0.173   0.173   57,980,000 12,084,260 N/A 0.260   2016/09/20 0.173   2016/10/31 92,975,000 20,634,510 -   - -   -
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.198   0.106   0.113   292,620,000 48,456,580 54,951,070 0.260   2016/08/09 0.106   2016/10/31 1,753,740,000 334,170,660 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.194   0.098   0.104   22,680,000 3,540,120 N/A 0.234   2016/09/15 0.098   2016/10/31 82,800,000 15,161,920 -   - -   -
11903 Credit Suisse AG - Galaxy Ent European Put Wts Feb 2017 A HKD 0.074   0.029   0.032   331,700,000 16,668,790 N/A 0.255   2016/08/03 0.029   2016/10/27 1,752,010,000 189,002,190 -   - -   -
13722 Credit Suisse AG - Galaxy Ent European Put Wts Mar 2017 A HKD 0.207   0.106   0.112   291,870,000 44,379,540 N/A 0.207   2016/10/17 0.106   2016/10/31 291,870,000 44,379,540 -   - -   -
26968 Credit Suisse AG - Galaxy Ent European Put Wts Oct 2016 A HKD -   -   0.010   0 0 23,478,903 0.380   2016/07/06 0.010   2016/09/13 1,588,480,000 316,832,010 -   - -   -
13526 Credit Suisse AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.310   0.160   0.222   664,680,000 142,714,260 N/A 0.310   2016/10/11 0.160   2016/10/17 710,840,000 152,026,680 -   - -   -
11899 Credit Suisse AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.300   0.117   0.225   91,510,000 16,707,000 N/A 0.300   2016/10/11 0.051   2016/08/31 1,743,020,000 222,279,130 -   - -   -
11033 Credit Suisse AG - Galaxy Ent European Warrants Jan 2017 A HKD 0.540   0.350   0.510   1,270,000 595,500 N/A 0.540   2016/10/28 0.128   2016/07/06 1,306,720,000 248,532,400 -   - -   -
27513 Credit Suisse AG - Galaxy Ent European Warrants Nov 2016 A HKD 0.028   0.023   0.016   40,000 1,020 113,660 0.192   2016/04/21 0.023   2016/10/07 24,730,000 2,576,030 -   - -   -
11030 Credit Suisse AG - GCL-Poly Energy European Wts Dec 2016 A HKD 0.052   0.022   0.022   24,910,000 1,025,142 N/A 0.168   2016/07/11 0.022   2016/10/31 298,162,000 30,209,542 -   - -   -
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD 0.176   0.137   0.130   9,495,000 1,483,838 N/A 0.221   2016/09/19 0.137   2016/10/04 16,085,000 2,752,658 -   - -   -
13952 Credit Suisse AG - Geely Auto European Put Warrants Apr 17 B HKD 0.570   0.385   0.550   21,815,000 9,825,400 N/A 0.570   2016/10/31 0.385   2016/10/26 21,815,000 9,825,400 -   - -   -
13949 Credit Suisse AG - Geely Auto European Warrants Apr 2017 A HKD 0.700   0.310   0.355   99,905,000 53,190,250 N/A 0.700   2016/10/26 0.310   2016/10/31 99,905,000 53,190,250 -   - -   -
11652 Credit Suisse AG - Geely Auto European Warrants Jan 2017 A HKD 2.950   1.320   2.110   995,000 2,402,050 N/A 2.950   2016/10/26 0.330   2016/07/25 172,570,000 109,143,825 -   - -   -
12777 Credit Suisse AG - Geely Auto European Warrants Mar 2017 A HKD 2.410   0.890   1.400   15,250,000 21,244,550 N/A 2.410   2016/10/25 0.530   2016/08/26 107,345,000 105,104,500 -   - -   -
13173 Credit Suisse AG - Geely Auto European Warrants Mar 2017 B HKD 1.690   0.510   0.880   53,720,000 53,171,250 N/A 1.690   2016/10/25 0.465   2016/09/27 78,360,000 67,537,125 -   - -   -
13520 Credit Suisse AG - Geely Auto European Warrants Mar 2017 C HKD 1.250   0.400   0.680   78,215,000 68,188,875 N/A 1.250   2016/10/25 0.400   2016/10/04 81,415,000 69,574,325 -   - -   -
28754 Credit Suisse AG - Geely Auto European Warrants Nov 2016 A HKD 3.250   3.250   3.160   20,000 65,000 N/A 3.250   2016/10/28 0.315   2016/06/27 51,075,000 21,915,925 -   - -   -
11031 Credit Suisse AG - GF Sec European Warrants Jan 2017 A HKD 0.101   0.074   0.086   84,452,000 7,500,338 N/A 0.280   2016/07/04 0.074   2016/10/31 734,788,000 117,366,322 -   - -   -
27123 Credit Suisse AG - GF Sec European Warrants Oct 2016 A HKD -   -   0.010   0 0 2,767,707 0.236   2016/04/07 0.012   2016/08/19 536,758,000 52,639,682 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.310   0.202   0.206   7,050,000 1,725,625 18,802,667 0.310   2016/10/25 0.123   2016/05/19 1,426,950,000 254,742,985 -   - -   -
11591 Credit Suisse AG - Greatwall Motor European Wts Feb 2017 A HKD 0.158   0.059   0.061   150,160,000 16,474,200 N/A 0.202   2016/07/29 0.059   2016/10/31 638,230,000 88,567,070 -   - -   -
21350 Credit Suisse AG - Greatwall Motor European Wts Nov 2016 A HKD -   -   0.016   0 0 10,158 0.132   2016/01/04 0.012   2016/08/26 9,000,000 255,540 0.212   2015/11/09 0.134   2015/12/30
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD 0.166   0.118   0.121   90,304,000 12,530,612 N/A 0.199   2016/09/22 0.118   2016/10/31 156,104,000 23,995,380 -   - -   -
27005 Credit Suisse AG - Haitong Sec European Warrants Jan 2017 A HKD 0.070   0.048   0.051   133,612,000 7,525,200 16,330,857 0.236   2016/03/31 0.048   2016/10/31 1,599,068,000 175,704,888 -   - -   -
11035 Credit Suisse AG - Haitong Sec European Warrants May 2017 A HKD 0.222   0.175   0.199   326,148,000 63,683,716 N/A 0.275   2016/08/15 0.175   2016/10/04 772,440,000 155,938,328 -   - -   -
11816 Credit Suisse AG - Henganintl European Warrants Feb 2017 A HKD 0.325   0.169   0.172   30,435,000 6,236,370 N/A 0.630   2016/08/22 0.169   2016/10/28 32,055,000 7,011,170 -   - -   -
27389 Credit Suisse AG - Henganintl European Warrants Oct 2016 A HKD -   -   0.013   0 0 8,620,698 0.495   2016/04/20 0.019   2016/08/24 267,315,000 51,825,515 -   - -   -
27681 Credit Suisse AG - HKEX European Put Warrants Dec 2016 C HKD 0.023   0.010   0.012   1,168,260,000 24,319,700 388,314,323 0.200   2016/06/24 0.010   2016/10/26 23,053,820,000 2,365,591,220 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD 0.096   0.065   0.070   241,240,000 20,147,360 N/A 0.168   2016/08/22 0.065   2016/10/25 849,960,000 84,050,100 -   - -   -
13222 Credit Suisse AG - HKEX European Put Warrants Mar 2017 C HKD 0.151   0.109   0.122   1,174,470,000 154,979,480 N/A 0.195   2016/09/14 0.109   2016/10/25 1,739,520,000 242,033,570 -   - -   -
26006 Credit Suisse AG - HKEX European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 178,203 0.234   2016/01/28 0.011   2016/08/11 5,065,260,000 702,217,800 -   - -   -
27042 Credit Suisse AG - HKEX European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 33,845,190 0.146   2016/04/06 0.010   2016/09/05 4,070,830,000 287,470,850 -   - -   -
11729 Credit Suisse AG - HKEX European Warrants Apr 2017 A HKD 0.260   0.223   0.225   7,940,000 1,910,050 N/A 0.305   2016/09/09 0.149   2016/08/29 937,580,000 171,496,530 -   - -   -
13133 Credit Suisse AG - HKEX European Warrants Apr 2017 B HKD 0.900   0.510   0.510   4,969,223,000 3,628,407,830 N/A 1.250   2016/09/22 0.510   2016/10/31 6,836,905,000 5,397,685,970 -   - -   -
24780 Credit Suisse AG - HKEX European Warrants Dec 2016 A HKD 0.033   0.013   0.013   65,290,000 1,788,870 21,060,935 0.114   2016/01/04 0.013   2016/10/31 2,374,340,000 149,874,180 -   - -   -
27285 Credit Suisse AG - HKEX European Warrants Dec 2016 B HKD 0.229   0.162   0.171   34,890,000 6,843,860 873,120,343 0.265   2016/09/09 0.088   2016/07/06 41,319,300,000 5,248,433,710 -   - -   -
11055 Credit Suisse AG - HKEX European Warrants Dec 2016 D HKD 0.345   0.300   0.310   5,900,000 1,922,850 N/A 0.395   2016/09/09 0.166   2016/07/08 1,355,230,000 272,690,180 -   - -   -
11135 Credit Suisse AG - HKEX European Warrants Dec 2016 E HKD 0.570   0.208   0.227   27,792,000 10,042,179 N/A 1.010   2016/09/09 0.161   2016/08/30 4,305,274,000 2,121,033,824 -   - -   -
12553 Credit Suisse AG - HKEX European Warrants Dec 2016 F HKD 0.218   0.041   0.047   18,523,000 2,385,014 N/A 0.630   2016/09/09 0.041   2016/10/31 2,324,061,000 779,511,714 -   - -   -
27071 Credit Suisse AG - HKEX European Warrants Feb 2017 A HKD 0.110   0.080   0.082   1,082,100,000 95,016,840 1,288,319,143 0.180   2016/04/25 0.050   2016/08/11 87,186,730,000 7,812,297,830 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.154   0.127   0.130   61,040,000 8,489,080 N/A 0.154   2016/10/24 0.127   2016/10/31 61,040,000 8,489,080 -   - -   -
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD 0.060   0.045   0.045   1,080,000 61,200 28,572 0.064   2016/08/16 0.041   2016/08/08 3,270,000 171,430 0.900   2015/04/23 0.150   2015/12/01
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD 0.200   0.159   0.161   893,170,000 160,463,310 1,590,910,568 0.242   2016/04/28 0.103   2016/05/24 73,328,710,000 9,727,097,890 -   - -   -
27072 Credit Suisse AG - HKEX European Warrants Mar 2017 A HKD 0.184   0.141   0.152   15,480,000 2,484,220 559,598,022 0.240   2016/04/01 0.084   2016/08/30 28,913,140,000 4,077,876,380 -   - -   -
12555 Credit Suisse AG - HKEX European Warrants Mar 2017 B HKD 0.510   0.255   0.265   19,065,000 7,763,075 N/A 0.510   2016/10/11 0.255   2016/10/31 20,078,000 8,039,480 -   - -   -
13353 Credit Suisse AG - HKEX European Warrants Mar 2017 D HKD 1.240   0.760   0.910   27,933,000 27,601,370 N/A 1.580   2016/09/22 0.760   2016/10/28 72,334,000 86,310,950 -   - -   -
24776 Credit Suisse AG - HKEX European Warrants Nov 2016 A HKD 0.032   0.010   0.010   15,980,000 164,040 3,340,410 0.134   2016/01/04 0.010   2016/10/12 14,464,130,000 1,075,768,550 -   - -   -
26506 Credit Suisse AG - HKEX European Warrants Nov 2016 C HKD 0.270   0.215   0.229   35,850,000 8,386,710 101,457,328 0.310   2016/09/09 0.102   2016/06/24 14,508,180,000 2,142,820,710 -   - -   -
27682 Credit Suisse AG - HKEX European Warrants Nov 2016 E HKD 0.057   0.018   0.018   450,740,000 16,357,090 278,197,200 0.140   2016/04/28 0.018   2016/10/31 28,284,130,000 1,927,834,040 -   - -   -
28588 Credit Suisse AG - HKEX European Warrants Oct 2016 A HKD 0.018   0.018   0.010   200,000 3,600 N/A 0.495   2016/06/07 0.017   2016/09/30 2,329,364,000 578,135,730 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.174   0.125   0.134   585,360,000 78,155,600 N/A 0.174   2016/10/11 0.125   2016/10/26 614,820,000 82,950,670 -   - -   -
22974 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.169   2015/06/24 0.036   2015/12/09
13221 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 B HKD 0.255   0.111   0.122   303,678,000 62,305,582 N/A 0.265   2016/09/22 0.111   2016/10/31 536,206,000 108,695,940 -   - -   -
28600 Credit Suisse AG - HS H-SHARE European Warrants Oct 2016 A HKD 0.243   0.013   0.013   16,066,000 2,689,088 N/A 0.440   2016/09/22 0.013   2016/10/18 315,340,000 61,743,116 -   - -   -
13048 Credit Suisse AG - HSBC European Put Warrants Apr 2017 D HKD 0.335   0.196   0.220   95,552,000 21,105,160 N/A 0.380   2016/09/14 0.196   2016/10/28 103,080,000 23,496,560 -   - -   -
12328 Credit Suisse AG - HSBC European Put Warrants Feb 2017 A HKD 0.070   0.033   0.037   25,740,000 1,392,500 N/A 0.182   2016/08/16 0.033   2016/10/28 5,226,084,000 574,862,276 -   - -   -
11525 Credit Suisse AG - HSBC European Put Warrants Jan 2017 B HKD 0.013   0.010   0.010   1,652,000 18,036 N/A 0.245   2016/07/19 0.010   2016/10/12 2,914,464,000 416,121,148 -   - -   -
12985 Credit Suisse AG - HSBC European Put Warrants Mar 2017 B HKD 0.203   0.118   0.138   2,761,816,000 442,646,856 N/A 0.255   2016/09/14 0.118   2016/10/24 5,186,088,000 942,140,600 -   - -   -
27325 Credit Suisse AG - HSBC European Put Warrants Nov 2016 B HKD 0.010   0.010   0.010   3,388,000 33,880 131,153,323 0.243   2016/06/24 0.010   2016/10/12 7,694,300,000 791,776,492 -   - -   -
28510 Credit Suisse AG - HSBC European Put Warrants Nov 2016 D HKD 0.010   0.010   0.010   2,428,000 24,280 N/A 0.610   2016/06/24 0.010   2016/10/13 4,050,384,000 375,269,724 -   - -   -
11052 Credit Suisse AG - HSBC European Wts Apr 2017 A HKD 0.540   0.520   0.495   76,000 40,640 N/A 0.590   2016/09/05 0.176   2016/06/24 55,988,000 13,012,572 -   - -   -
12991 Credit Suisse AG - HSBC European Wts Apr 2017 B HKD 0.117   0.077   0.081   287,872,000 27,525,908 N/A 0.260   2016/09/07 0.077   2016/10/13 11,906,108,000 1,693,289,412 -   - -   -
13439 Credit Suisse AG - HSBC European Wts Apr 2017 E HKD 0.175   0.115   0.116   12,424,432,000 1,834,232,396 N/A 0.186   2016/09/27 0.115   2016/10/31 14,366,896,000 2,123,261,356 -   - -   -
27737 Credit Suisse AG - HSBC European Wts Dec 2016 A HKD 0.150   0.065   0.065   112,124,000 12,362,676 167,802,931 0.239   2016/09/09 0.048   2016/06/15 11,044,184,000 1,007,929,620 -   - -   -
11233 Credit Suisse AG - HSBC European Wts Dec 2016 B HKD 0.750   0.600   0.660   2,576,000 1,751,680 N/A 0.750   2016/10/25 0.159   2016/07/06 925,876,000 200,676,520 -   - -   -
12301 Credit Suisse AG - HSBC European Wts Dec 2016 C HKD 0.455   0.295   0.380   856,000 364,580 N/A 0.500   2016/09/02 0.202   2016/08/16 47,892,000 11,516,804 -   - -   -
11238 Credit Suisse AG - HSBC European Wts Jan 2017 A HKD 0.930   0.930   0.970   48,000 44,640 N/A 1.080   2016/09/05 0.245   2016/07/08 13,792,000 10,421,072 -   - -   -
12869 Credit Suisse AG - HSBC European Wts Mar 2017 A HKD 0.390   0.243   0.305   27,764,000 8,729,240 N/A 0.425   2016/09/09 0.243   2016/10/13 1,796,708,000 637,921,000 -   - -   -
13049 Credit Suisse AG - HSBC European Wts Mar 2017 D HKD 0.076   0.046   0.051   193,188,000 11,740,112 N/A 0.236   2016/09/09 0.046   2016/10/13 4,218,872,000 426,387,172 -   - -   -
12504 Credit Suisse AG - HSBC European Wts May 2017 A HKD 0.189   0.133   0.149   24,696,000 4,067,252 N/A 0.275   2016/09/09 0.129   2016/09/26 3,902,552,000 772,926,876 -   - -   -
27324 Credit Suisse AG - HSBC European Wts Nov 2016 A HKD 1.510   1.340   1.500   868,000 1,226,960 1,439,243 1.560   2016/09/22 0.415   2016/07/07 7,876,000 8,635,460 -   - -   -
27962 Credit Suisse AG - HSBC European Wts Nov 2016 C HKD 0.630   0.430   0.540   3,628,000 1,825,320 N/A 0.680   2016/09/06 0.071   2016/06/24 25,193,188,000 3,422,492,888 -   - -   -
26244 Credit Suisse AG - HSBC European Wts Oct 2016 A HKD -   -   0.010   0 0 1,087,463 0.085   2016/04/28 0.010   2016/09/23 159,244,000 6,669,072 -   - -   -
26592 Credit Suisse AG - HSBC European Wts Oct 2016 B HKD -   -   0.465   0 0 2,708,485 0.630   2016/09/08 0.034   2016/07/06 4,598,148,000 720,660,880 -   - -   -
26612 Credit Suisse AG - HSBC European Wts Oct 2016 C HKD -   -   1.150   0 0 1,835,600 1.400   2016/09/05 0.222   2016/06/24 666,188,000 174,871,180 -   - -   -
27168 Credit Suisse AG - HSBC European Wts Oct 2016 D HKD 0.820   0.650   0.840   1,668,000 1,303,360 624,766,936 0.880   2016/09/09 0.094   2016/06/24 24,418,988,000 3,844,454,524 -   - -   -
28147 Credit Suisse AG - HSBC European Wts Oct 2016 E HKD -   -   0.950   0 0 N/A 1.030   2016/09/19 0.167   2016/07/06 369,044,000 88,976,652 -   - -   -
12549 Credit Suisse AG - HSI European Put Warrants Feb 2017 A HKD 0.106   0.069   0.096   386,960,000 36,864,630 N/A 0.150   2016/08/24 0.069   2016/10/11 583,130,000 58,896,790 -   - -   -
11732 Credit Suisse AG - HSI European Put Warrants Jan 2017 A HKD 0.035   0.017   0.027   57,370,000 1,555,260 N/A 0.121   2016/07/27 0.017   2016/10/24 9,706,890,000 948,309,310 -   - -   -
12260 Credit Suisse AG - HSI European Put Warrants Jan 2017 B HKD 0.061   0.035   0.053   171,440,000 8,911,800 N/A 0.117   2016/08/11 0.035   2016/10/11 854,190,000 67,121,130 -   - -   -
13220 Credit Suisse AG - HSI European Put Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28131 Credit Suisse AG - HSI European Put Warrants Oct 2016 A HKD 0.012   0.012   0.010   100,000 1,200 N/A 0.112   2016/06/28 0.010   2016/09/01 1,076,730,000 113,450,950 -   - -   -
27341 Credit Suisse AG - HSI European Warrants Dec 2016 A HKD 0.285   0.177   0.167   1,430,000 321,720 319,095,725 0.285   2016/10/06 0.074   2016/06/24 15,667,180,000 1,914,578,830 -   - -   -
28128 Credit Suisse AG - HSI European Warrants Dec 2016 B HKD -   -   0.390   0 0 N/A 0.570   2016/09/09 0.176   2016/07/06 1,193,890,000 252,843,350 -   - -   -
12269 Credit Suisse AG - HSI European Warrants Jan 2017 C HKD 0.265   0.122   0.130   34,020,000 6,187,970 N/A 0.290   2016/09/09 0.122   2016/10/31 3,245,840,000 641,525,020 -   - -   -
12270 Credit Suisse AG - HSI European Warrants Mar 2017 A HKD 0.236   0.138   0.132   470,650,000 84,551,810 N/A 0.280   2016/09/09 0.138   2016/10/27 483,540,000 87,637,670 -   - -   -
28769 Credit Suisse AG - HTSC European Warrants Feb 2017 A HKD 0.094   0.061   0.065   125,042,000 9,262,292 N/A 0.226   2016/06/08 0.061   2016/10/31 1,611,170,000 238,210,272 -   - -   -
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD 0.255   0.217   0.227   26,812,000 6,103,496 N/A 0.255   2016/10/25 0.217   2016/10/27 26,812,000 6,103,496 -   - -   -
11817 Credit Suisse AG - Huaneng Power European Warrants Feb 2017A HKD 0.430   0.243   0.255   21,968,000 7,849,090 N/A 0.630   2016/08/15 0.243   2016/10/31 141,010,000 63,215,650 -   - -   -
27819 Credit Suisse AG - Huaneng Power European Warrants Nov 2016A HKD -   -   0.010   0 0 N/A 0.400   2016/05/09 0.010   2016/09/28 469,624,000 90,610,376 -   - -   -
27257 Credit Suisse AG - ICBC European Warrants Feb 2017 A HKD 0.365   0.143   0.149   217,025,000 41,169,873 35,295,288 0.425   2016/09/22 0.044   2016/05/18 1,829,317,000 264,381,990 -   - -   -
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD -   -   0.400   0 0 N/A 0.710   2016/09/09 0.132   2016/06/17 559,292,000 100,978,171 -   - -   -
12463 Credit Suisse AG - ICBC European Warrants Mar 2017 A HKD 0.202   0.065   0.074   468,794,000 54,795,789 N/A 0.305   2016/08/18 0.065   2016/10/28 1,261,750,000 209,638,499 -   - -   -
27337 Credit Suisse AG - ICBC European Warrants Nov 2016 A HKD 0.820   0.540   0.485   230,000 129,200 60,993,960 0.820   2016/10/06 0.080   2016/05/20 2,792,817,000 367,105,578 -   - -   -
13226 Credit Suisse AG - Jiangxi Copper European Wts Apr 2017 A HKD 0.640   0.480   0.540   4,585,000 2,395,930 N/A 0.640   2016/10/06 0.480   2016/10/12 5,065,000 2,682,730 -   - -   -
27926 Credit Suisse AG - Jiangxi Copper European Wts Nov 2016 A HKD 0.101   0.012   0.017   5,382,000 441,420 N/A 0.890   2016/07/13 0.012   2016/10/27 655,933,000 177,044,023 -   - -   -
20172 Credit Suisse AG - Jiangxi Copper European Wts Oct 2016 A HKD -   -   0.013   0 0 35,850 0.100   2016/01/04 0.023   2016/07/06 578,443,000 41,669,188 0.229   2015/11/04 0.084   2015/12/14
17524 Credit Suisse AG - KECL European Warrants Apr 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.183   2015/04/27 0.040   2015/11/11
17805 Credit Suisse AG - KECL European Warrants Dec 2016 A HKD -   -   0.015   0 0 22,500 0.072   2016/01/05 0.012   2016/07/18 84,940,000 4,852,540 0.244   2015/04/27 0.023   2015/08/24
21845 Credit Suisse AG - KECL European Warrants Mar 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.185   2015/05/05 0.098   2015/06/09
28298 Credit Suisse AG - Kingsoft European Warrants Dec 2016 A HKD 0.400   0.195   0.190   6,060,000 1,442,950 N/A 0.400   2016/10/11 0.059   2016/08/03 1,967,430,000 241,208,560 -   - -   -
11378 Credit Suisse AG - Kingsoft European Warrants Jan 2017 A HKD 0.460   0.325   0.330   310,000 130,450 N/A 0.510   2016/09/21 0.146   2016/07/25 676,300,000 136,011,090 -   - -   -
12440 Credit Suisse AG - Kingsoft European Warrants Mar 2017 A HKD 0.390   0.232   0.234   8,200,000 2,294,590 N/A 0.390   2016/10/11 0.157   2016/08/19 899,620,000 184,655,650 -   - -   -
13554 Credit Suisse AG - Kingsoft European Warrants Mar 2017 B HKD 0.237   0.110   0.112   76,220,000 12,112,170 N/A 0.237   2016/10/11 0.110   2016/10/31 79,600,000 12,567,270 -   - -   -
12881 Credit Suisse AG - Kingsoft European Warrants May 2017 A HKD 0.385   0.245   0.250   14,540,000 4,871,220 N/A 0.400   2016/09/22 0.188   2016/09/12 158,460,000 38,512,400 -   - -   -
26970 Credit Suisse AG - Kingsoft European Warrants Nov 2016 A HKD 0.070   0.015   0.010   36,550,000 1,853,490 16,534,615 0.345   2016/04/14 0.010   2016/08/03 1,218,810,000 110,180,410 -   - -   -
13786 Credit Suisse AG - Lenovo European Warrants Apr 2017 A HKD 0.330   0.255   0.255   3,284,000 994,450 N/A 0.330   2016/10/18 0.255   2016/10/31 3,284,000 994,450 -   - -   -
24875 Credit Suisse AG - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,072,797 0.144   2016/01/04 0.010   2016/09/12 2,981,500,000 234,097,740 0.240   2015/11/24 0.103   2015/08/27
28074 Credit Suisse AG - Lenovo European Warrants Dec 2016 B HKD 0.109   0.010   0.010   28,900,000 1,741,664 N/A 0.365   2016/05/19 0.010   2016/10/28 1,528,540,000 241,663,566 -   - -   -
28761 Credit Suisse AG - Lenovo European Warrants Dec 2016 C HKD 0.430   0.172   0.177   11,692,000 3,314,446 N/A 0.710   2016/08/09 0.172   2016/10/31 335,782,000 127,715,616 -   - -   -
12405 Credit Suisse AG - Lenovo European Warrants Mar 2017 A HKD 0.221   0.102   0.103   178,954,000 28,514,132 N/A 0.475   2016/08/18 0.102   2016/10/31 586,212,000 126,762,618 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.056   0.038   0.039   104,920,000 4,810,360 15,378,120 0.189   2016/04/19 0.030   2016/07/07 1,771,340,000 104,049,360 -   - -   -
11174 Credit Suisse AG - Li & Fung European Warrants Jan 2017 A HKD 0.355   0.142   0.175   94,804,000 20,081,776 N/A 0.435   2016/09/08 0.142   2016/10/31 267,264,000 68,529,622 -   - -   -
13852 Credit Suisse AG - Li & Fung European Warrants Mar 2017 A HKD 0.370   0.295   0.320   4,472,000 1,548,730 N/A 0.370   2016/10/26 0.295   2016/10/31 4,472,000 1,548,730 -   - -   -
11463 Credit Suisse AG - Link REIT European Warrants Jan 2017 A HKD 0.250   0.088   0.106   26,990,000 4,795,370 N/A 0.410   2016/07/29 0.088   2016/10/31 530,600,000 117,348,735 -   - -   -
12878 Credit Suisse AG - Link REIT European Warrants Mar 2017 A HKD 0.223   0.098   0.115   108,390,000 15,615,870 N/A 0.240   2016/09/02 0.098   2016/10/31 330,600,000 58,388,605 -   - -   -
18528 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 A HKD 0.125   0.093   0.107   845,000 96,140 3,609,022 0.125   2016/10/25 0.042   2016/05/20 1,263,030,000 85,802,910 0.415   2015/04/28 0.089   2015/12/14
21887 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 B HKD -   -   0.012   0 0 130 0.029   2016/01/05 0.013   2016/08/17 210,000 5,130 0.247   2015/05/06 0.031   2015/12/30
11948 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 C HKD 0.680   0.400   0.440   9,180,000 4,891,826 N/A 0.680   2016/10/11 0.400   2016/10/31 64,365,000 30,743,046 -   - -   -
13350 Credit Suisse AG - New World Dev European Wts Apr 2017 A HKD 0.265   0.098   0.110   113,342,000 18,391,883 N/A 0.345   2016/09/22 0.098   2016/10/31 125,087,000 21,606,377 -   - -   -
12776 Credit Suisse AG - PCCW European Warrants Mar 2017 A HKD 0.104   0.036   0.038   48,682,000 3,417,258 N/A 0.255   2016/08/29 0.036   2016/10/31 194,121,000 26,281,563 -   - -   -
27963 Credit Suisse AG - PCCW European Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.315   2016/07/15 0.010   2016/09/15 399,008,000 63,417,832 -   - -   -
27691 Credit Suisse AG - PetroChina European Warrants Dec 2016 A HKD 0.115   0.029   0.029   14,054,000 988,394 27,827,240 0.580   2016/04/28 0.023   2016/09/28 1,201,520,000 171,836,038 -   - -   -
13043 Credit Suisse AG - PetroChina European Warrants Mar 2017 A HKD 0.445   0.211   0.248   588,256,000 190,534,790 N/A 0.445   2016/10/11 0.158   2016/09/28 974,974,000 270,688,920 -   - -   -
12658 Credit Suisse AG - PICC European Warrants Feb 2017 A HKD 0.073   0.032   0.038   76,220,000 4,173,000 N/A 0.139   2016/09/07 0.032   2016/10/31 570,640,000 53,371,640 -   - -   -
26440 Credit Suisse AG - PICC European Warrants Jan 2017 A HKD 0.119   0.060   0.072   139,418,000 13,161,418 19,275,642 0.385   2016/04/21 0.060   2016/10/31 955,198,000 150,715,470 -   - -   -
29464 Credit Suisse AG - Ping An European Put Warrants Jan 2017 A HKD 0.016   0.010   0.010   4,535,000 56,710 N/A 0.335   2016/06/17 0.010   2016/10/18 3,342,905,000 301,296,940 -   - -   -
12557 Credit Suisse AG - Ping An European Put Warrants Mar 2017 A HKD 0.128   0.084   0.094   757,120,000 80,875,430 N/A 0.222   2016/08/22 0.084   2016/10/11 2,432,665,000 297,391,535 -   - -   -
27434 Credit Suisse AG - Ping An European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 5,085,893 0.425   2016/05/30 0.011   2016/09/13 213,215,000 31,492,155 -   - -   -
12792 Credit Suisse AG - Ping An European Warrants Apr 2017 A HKD 0.123   0.070   0.082   465,340,000 39,768,885 N/A 0.225   2016/09/09 0.070   2016/10/24 8,068,000,000 1,300,023,120 -   - -   -
13725 Credit Suisse AG - Ping An European Warrants Apr 2017 B HKD 0.222   0.098   0.131   72,140,000 11,104,630 N/A 0.222   2016/10/13 0.098   2016/10/31 72,140,000 11,104,630 -   - -   -
19263 Credit Suisse AG - Ping An European Warrants Dec 2016 A HKD 0.054   0.028   0.036   139,700,000 5,285,300 112,136,483 0.112   2016/01/06 0.021   2016/07/07 18,043,890,000 706,753,095 0.370   2015/05/22 0.085   2015/08/25
23635 Credit Suisse AG - Ping An European Warrants Dec 2016 B HKD 0.017   0.010   0.010   35,200,000 428,900 50,012,583 0.076   2016/01/04 0.010   2016/10/31 10,159,350,000 304,945,100 0.235   2015/07/13 0.058   2015/12/14
27536 Credit Suisse AG - Ping An European Warrants Dec 2016 C HKD 0.095   0.020   0.035   32,850,000 1,711,470 130,689,873 0.220   2016/09/09 0.020   2016/10/27 6,786,260,000 785,133,970 -   - -   -
28144 Credit Suisse AG - Ping An European Warrants Dec 2016 D HKD 0.530   0.430   0.425   815,000 385,225 N/A 0.730   2016/09/09 0.126   2016/07/08 10,631,875,000 1,721,686,715 -   - -   -
11381 Credit Suisse AG - Ping An European Warrants Feb 2017 A HKD 0.405   0.300   0.370   6,155,000 2,200,050 N/A 0.550   2016/09/22 0.172   2016/07/12 4,170,330,000 902,204,055 -   - -   -
12410 Credit Suisse AG - Ping An European Warrants Jan 2017 B HKD 0.320   0.156   0.188   648,365,000 133,368,455 N/A 0.435   2016/09/09 0.156   2016/10/27 810,020,000 175,813,470 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.069   0.041   0.050   33,950,000 1,985,620 2,707,514 0.113   2016/01/04 0.029   2016/07/12 318,515,000 22,186,850 0.430   2015/05/26 0.102   2015/12/14
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD 0.031   0.020   0.019   2,450,000 66,700 66,617 0.096   2016/01/04 0.020   2016/10/19 20,150,000 1,008,150 0.191   2015/07/16 0.070   2015/12/14
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD 0.118   0.084   0.082   8,060,000 800,555 N/A 0.198   2016/09/22 0.084   2016/10/18 153,455,000 25,067,645 -   - -   -
13044 Credit Suisse AG - Ping An European Warrants Mar 2017 B HKD 0.196   0.108   0.113   7,720,295,000 1,090,423,175 N/A 0.350   2016/09/09 0.108   2016/10/31 11,045,735,000 1,734,620,005 -   - -   -
13953 Credit Suisse AG - Ping An European Warrants Mar 2017 C HKD 0.231   0.168   0.199   1,680,280,000 322,869,130 N/A 0.231   2016/10/26 0.168   2016/10/31 1,680,280,000 322,869,130 -   - -   -
27433 Credit Suisse AG - Ping An European Warrants Nov 2016 A HKD 0.090   0.010   0.010   27,440,000 877,480 69,025,660 0.260   2016/09/09 0.010   2016/10/27 5,289,815,000 431,837,550 -   - -   -
18428 Credit Suisse AG - Ping An European Warrants Oct 2016 A HKD 0.064   0.019   0.035   16,415,000 662,630 2,256,563 0.141   2016/01/04 0.011   2016/06/29 17,470,695,000 1,255,828,885 0.495   2015/05/26 0.091   2015/08/24
19403 Credit Suisse AG - Ping An European Warrants Oct 2016 B HKD -   -   0.010   0 0 93,095 0.087   2016/01/04 0.010   2016/09/22 4,288,430,000 217,638,300 0.435   2015/05/26 0.067   2015/12/14
26838 Credit Suisse AG - Ping An European Warrants Oct 2016 C HKD -   -   0.010   0 0 31,323,943 0.305   2016/09/09 0.010   2016/09/28 12,071,675,000 1,809,575,685 -   - -   -
26893 Credit Suisse AG - Ping An European Warrants Oct 2016 D HKD -   -   0.265   0 0 264,716,733 0.540   2016/09/09 0.032   2016/07/07 14,721,525,000 1,592,211,145 -   - -   -
28073 Credit Suisse AG - Ping An European Warrants Oct 2016 E HKD 0.199   0.030   0.034   14,645,000 1,748,490 N/A 0.385   2016/09/09 0.030   2016/10/17 21,283,655,000 1,866,631,995 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.098   0.070   0.080   30,250,000 2,557,800 4,892,842 0.158   2016/01/04 0.047   2016/05/20 810,200,000 74,832,000 0.290   2015/07/16 0.133   2015/12/14
12439 Credit Suisse AG - Sands China European Put Wts Mar 2017 A HKD 0.138   0.085   0.111   434,696,000 49,427,588 N/A 0.310   2016/08/25 0.085   2016/10/26 1,118,936,000 153,998,552 -   - -   -
13080 Credit Suisse AG - Sands China European Warrants Apr 2017 A HKD 0.320   0.187   0.197   481,384,000 110,143,716 N/A 0.435   2016/09/09 0.170   2016/09/27 712,016,000 165,526,980 -   - -   -
11897 Credit Suisse AG - Sands China European Warrants Dec 2016 A HKD 0.265   0.131   0.144   155,784,000 28,668,296 N/A 0.340   2016/09/15 0.081   2016/08/29 1,435,432,000 239,669,468 -   - -   -
11034 Credit Suisse AG - Sands China European Warrants Jan 2017 A HKD 0.610   0.490   0.455   2,208,000 1,098,600 N/A 0.630   2016/09/15 0.129   2016/07/06 400,380,000 95,187,256 -   - -   -
26966 Credit Suisse AG - Sands China European Warrants Oct 2016 A HKD -   -   0.010   0 0 12,515,114 0.295   2016/03/31 0.010   2016/09/28 1,619,736,000 143,966,312 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.131   0.108   0.110   66,140,000 7,704,230 9,085,658 0.390   2016/02/11 0.094   2016/09/09 396,660,000 54,545,490 0.310   2015/08/25 0.138   2015/04/10
19324 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 A HKD 0.042   0.017   0.018   15,860,000 389,310 6,349,500 0.062   2016/09/09 0.012   2016/05/31 904,190,000 38,214,560 0.255   2015/05/04 0.034   2015/12/14
27878 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 B HKD 1.000   0.700   0.750   1,380,000 1,134,700 N/A 1.520   2016/09/09 0.097   2016/06/24 451,770,000 104,958,590 -   - -   -
13135 Credit Suisse AG - SHK Ppt European Warrants Mar 2017 A HKD 0.280   0.109   0.131   295,600,000 49,374,410 N/A 0.355   2016/09/22 0.109   2016/10/31 320,470,000 56,556,990 -   - -   -
22018 Credit Suisse AG - SHK Ppt European Warrants Oct 2016 A HKD -   -   0.016   0 0 20,950 0.020   2016/09/09 0.010   2016/09/06 7,550,000 125,700 0.239   2015/05/27 0.023   2015/12/18
11653 Credit Suisse AG - Sino Biopharm European Wts Jan 2017 A HKD 0.740   0.405   0.420   2,312,000 1,136,300 N/A 0.870   2016/08/10 0.405   2016/10/31 13,850,000 6,780,205 -   - -   -
12288 Credit Suisse AG - Sinopec Corp European Warrants Mar 2017 A HKD 0.295   0.109   0.114   390,572,000 86,084,278 N/A 0.295   2016/10/06 0.101   2016/09/15 624,560,000 136,469,860 -   - -   -
28595 Credit Suisse AG - Sinopec Corp European Warrants Nov 2016 A HKD 0.062   0.022   0.020   3,674,000 152,606 N/A 0.285   2016/07/14 0.016   2016/09/14 319,208,000 41,198,970 -   - -   -
12472 Credit Suisse AG - Sinopharm European Warrants Mar 2017 A HKD 0.255   0.167   0.174   134,124,000 28,593,964 N/A 0.395   2016/09/07 0.167   2016/10/31 168,500,000 37,378,952 -   - -   -
13787 Credit Suisse AG - SPDR Gold Trust European Warrants Apr17 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
17240 Credit Suisse AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 250,000 2,500 0.242   2015/04/27 0.013   2015/09/29
27925 Credit Suisse AG - Stanchart European Warrants Dec 2016 B HKD 0.249   0.110   0.170   20,372,000 3,915,825 N/A 0.670   2016/06/23 0.110   2016/10/17 309,233,000 89,133,649 -   - -   -
12990 Credit Suisse AG - Sunny Optical European Warrants Mar 2017A HKD 0.360   0.177   0.174   42,820,000 9,837,600 N/A 0.465   2016/09/07 0.177   2016/10/31 57,330,000 14,036,420 -   - -   -
28580 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 B HKD 0.043   0.028   0.040   11,560,000 418,790 N/A 0.236   2016/06/06 0.028   2016/10/05 15,699,400,000 1,752,867,200 -   - -   -
11611 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 C HKD 0.078   0.056   0.073   190,540,000 12,609,230 N/A 0.237   2016/07/22 0.056   2016/10/26 10,249,760,000 1,013,370,010 -   - -   -
13132 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 D HKD 0.185   0.143   0.173   1,440,040,000 232,238,710 N/A 0.225   2016/09/12 0.143   2016/10/25 2,783,890,000 461,692,500 -   - -   -
27423 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2016 C HKD -   -   0.010   0 0 227,057,253 0.183   2016/05/12 0.011   2016/08/24 18,210,650,000 1,375,052,410 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD 0.053   0.053   0.061   20,000 1,060 4,089,533 0.187   2016/05/13 0.053   2016/10/03 250,680,000 36,229,080 -   - -   -
26925 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 A HKD -   -   0.010   0 0 187,447,060 0.161   2016/03/29 0.010   2016/08/23 24,960,620,000 2,938,421,240 -   - -   -
12750 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 C HKD 0.100   0.063   0.093   1,344,010,000 99,740,940 N/A 0.151   2016/08/29 0.063   2016/10/25 3,875,400,000 357,327,260 -   - -   -
12133 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2016 A HKD -   -   0.010   0 0 30,867 0.126   2016/01/21 0.010   2016/07/21 12,989,470,000 1,337,388,320 0.190   2015/09/25 0.070   2015/11/26
26108 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2016 C HKD -   -   0.010   0 0 183,162 0.147   2016/02/12 0.010   2016/06/30 16,713,020,000 1,176,270,090 -   - -   -
26933 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 A HKD 0.430   0.365   0.365   2,030,000 815,050 8,048,745 0.460   2016/09/09 0.095   2016/05/06 32,376,150,000 4,576,003,370 -   - -   -
13345 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 E HKD 0.860   0.415   0.455   12,118,000 9,153,390 N/A 1.190   2016/09/22 0.415   2016/10/28 63,880,000 61,814,200 -   - -   -
13894 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 F HKD 0.164   0.104   0.106   31,620,000 4,265,750 N/A 0.164   2016/10/25 0.104   2016/10/28 31,620,000 4,265,750 -   - -   -
16627 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 A HKD 0.670   0.580   0.580   2,610,000 1,613,700 1,372,757 0.670   2016/10/05 0.108   2016/02/12 22,475,240,000 3,115,684,770 0.345   2015/05/07 0.161   2015/08/24
27070 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 B HKD 0.570   0.475   0.485   2,340,000 1,271,300 282,211,407 0.580   2016/09/29 0.120   2016/05/06 12,063,780,000 1,815,198,850 -   - -   -
28584 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 D HKD 0.990   0.250   0.245   2,937,000 1,828,185 N/A 1.260   2016/09/07 0.104   2016/06/24 7,901,817,000 3,061,578,881 -   - -   -
11896 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 E HKD 0.900   0.275   0.285   12,952,000 6,229,490 N/A 1.250   2016/09/09 0.208   2016/08/03 3,811,399,000 1,446,820,651 -   - -   -
13130 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 F HKD 0.249   0.053   0.054   66,866,000 10,527,091 N/A 0.465   2016/09/15 0.053   2016/10/31 2,211,580,000 772,958,161 -   - -   -
27096 Credit Suisse AG - Tencent Holdings European Wts Feb 2017 B HKD 0.450   0.405   0.405   1,830,000 767,850 475,977,648 0.495   2016/09/06 0.108   2016/05/06 27,533,850,000 3,613,572,940 -   - -   -
11610 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 A HKD 0.670   0.188   0.194   48,233,000 20,082,966 N/A 1.000   2016/09/07 0.188   2016/10/28 13,528,126,000 5,594,896,908 -   - -   -
12628 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 B HKD 0.620   0.197   0.197   11,326,594,000 4,872,730,495 N/A 0.710   2016/09/09 0.197   2016/10/31 15,169,976,000 6,565,179,510 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.385   0.320   0.315   9,000,000 3,250,950 N/A 0.405   2016/09/23 0.139   2016/06/28 25,793,710,000 4,106,743,010 -   - -   -
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.189   0.115   0.115   645,670,000 108,016,610 N/A 0.224   2016/09/13 0.115   2016/10/31 6,834,620,000 1,342,327,180 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD 0.430   0.345   0.345   15,010,000 6,034,750 N/A 0.455   2016/09/23 0.042   2016/06/08 27,872,090,000 4,459,299,060 -   - -   -
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD 0.209   0.132   0.132   46,490,000 8,057,920 N/A 0.236   2016/09/09 0.132   2016/10/31 3,857,540,000 740,964,670 -   - -   -
28281 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 A HKD 0.485   0.380   0.380   40,000 18,350 N/A 0.495   2016/09/23 0.143   2016/06/17 13,409,220,000 2,362,284,130 -   - -   -
12919 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 B HKD 1.300   0.650   0.650   277,560,000 210,300,300 N/A 1.600   2016/09/23 0.650   2016/10/31 548,088,000 551,867,690 -   - -   -
13131 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 C HKD 0.540   0.229   0.242   30,776,000 13,481,835 N/A 0.720   2016/09/13 0.229   2016/10/31 129,140,000 78,843,295 -   - -   -
24732 Credit Suisse AG - Tencent Holdings European Wts Nov 2016 B HKD 0.610   0.540   0.560   1,500,000 875,000 26,497,620 0.610   2016/10/20 0.090   2016/02/12 22,696,240,000 3,198,137,350 0.209   2015/12/30 0.201   2015/12/30
29223 Credit Suisse AG - Tencent Holdings European Wts Nov 2016 C HKD 1.710   0.880   1.030   2,361,000 3,767,740 N/A 1.910   2016/09/23 0.178   2016/06/24 2,641,039,000 1,223,073,561 -   - -   -
20135 Credit Suisse AG - Tencent Holdings European Wts Oct 2016 A HKD -   -   0.560   0 0 3,981,598 0.600   2016/09/23 0.059   2016/02/11 17,455,210,000 1,785,957,120 0.345   2015/05/15 0.105   2015/08/24
25999 Credit Suisse AG - Tencent Holdings European Wts Oct 2016 B HKD -   -   0.870   0 0 272,717 0.780   2016/08/19 0.174   2016/02/12 104,330,000 20,956,650 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.224   0.134   0.139   109,640,000 19,554,450 N/A 0.224   2016/10/03 0.134   2016/10/28 109,640,000 19,554,450 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD -   -   0.335   0 0 N/A 0.430   2016/09/23 0.179   2016/07/12 3,839,260,000 759,891,690 -   - -   -
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.315   0.248   0.260   6,030,000 1,750,900 N/A 0.350   2016/09/23 0.180   2016/08/15 3,975,230,000 942,446,250 -   - -   -
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.203   0.126   0.128   7,933,500,000 1,481,641,570 N/A 0.235   2016/09/23 0.126   2016/10/28 15,423,770,000 3,008,582,620 -   - -   -
26134 Credit Suisse AG - Tracker Fund European Warrants May 2017 A HKD 0.330   0.330   0.320   160,000 52,800 40,080,919 0.330   2016/10/13 0.131   2016/05/13 3,086,050,000 567,797,870 -   - -   -
27437 Credit Suisse AG - WH Group European Warrants Nov 2016 A HKD 0.295   0.033   0.050   19,360,500 3,152,272 4,645,711 1.110   2016/04/26 0.033   2016/10/27 97,883,000 29,410,243 -   - -   -
12476 Credit Suisse AG - Xinyi Solar European Warrants Feb 2017 A HKD 0.184   0.091   0.101   6,490,000 1,006,054 N/A 0.405   2016/08/19 0.091   2016/10/31 21,214,000 5,463,004 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.173   0.122   0.134   71,748,000 10,811,520 3,750,443 0.173   2016/10/24 0.060   2016/01/14 184,908,000 22,778,660 0.500   2015/04/09 0.073   2015/09/30
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.260   0.231   0.202   3,372,000 829,220 N/A 0.305   2016/09/09 0.231   2016/10/12 13,400,000 3,572,066 -   - -   -
13847 Credit Suisse AG - Zijin Mining European Warrants Apr 2017 A HKD 0.305   0.247   0.265   1,044,000 277,024 N/A 0.305   2016/10/20 0.247   2016/10/25 1,044,000 277,024 -   - -   -
11459 Credit Suisse AG - Zijin Mining European Warrants Jan 2017 A HKD 0.049   0.018   0.020   28,778,000 887,148 N/A 0.315   2016/07/14 0.018   2016/10/17 727,066,000 124,527,614 -   - -   -
27690 Credit Suisse AG - Zijin Mining European Warrants Nov 2016 A HKD 0.022   0.015   0.010   3,118,000 51,732 14,019,049 0.355   2016/07/11 0.015   2016/10/05 601,728,000 87,109,912 -   - -   -
11117 Credit Suisse AG - Zijin Mining European Warrants Nov 2016 B HKD 0.088   0.021   0.023   37,412,000 2,452,190 N/A 0.540   2016/07/11 0.021   2016/10/28 338,136,000 50,446,054 -   - -   -
27556 Credit Suisse AG - ZTE European Warrants Nov 2016 A HKD 0.019   0.019   0.010   100,000 1,900 4,979,931 0.201   2016/04/25 0.019   2016/10/07 376,804,000 33,006,298 -   - -   -
18292 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2016 C HKD -   -   0.159   0 0 20,038 0.390   2016/02/02 0.246   2016/01/04 1,242,000 339,309 0.345   2015/09/23 0.098   2015/06/08
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD -   -   0.086   0 0 783,617 0.243   2016/02/12 0.117   2016/07/29 216,932,000 39,375,117 -   - -   -
13402 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 A HKD 0.480   0.325   0.440   118,885,000 47,219,543 N/A 0.480   2016/10/31 0.325   2016/10/27 120,565,000 47,826,443 -   - -   -
26378 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 A HKD 0.188   0.135   0.185   6,189,000 927,189 6,353,408 0.195   2016/01/05 0.080   2016/02/29 2,628,108,000 261,099,930 0.750   2015/06/09 0.190   2015/09/14
18140 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 B HKD 0.028   0.012   0.021   12,454,000 220,419 36,473,449 0.122   2016/01/04 0.012   2016/10/26 12,853,809,000 688,924,207 0.530   2015/06/05 0.110   2015/08/24
18295 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 D HKD -   -   0.012   0 0 72,845 0.064   2016/01/04 0.012   2016/09/02 44,158,000 1,115,770 0.440   2015/04/29 0.071   2015/12/14
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.161   0.121   0.155   158,479,000 22,050,901 12,361,101 0.234   2016/01/05 0.111   2016/06/24 1,154,847,000 166,043,807 0.305   2015/10/26 0.275   2015/09/15
11538 Goldman Sachs SP (Asia) - A50 China European Wts Feb 2017 A HKD 0.147   0.079   0.123   347,773,800 36,564,159 N/A 0.305   2016/08/15 0.079   2016/10/17 1,380,004,700 224,785,642 -   - -   -
25184 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2016 A HKD 0.091   0.069   0.083   10,130,000 769,650 115,710,606 0.129   2016/03/22 0.051   2016/06/24 17,932,290,000 1,382,404,721 -   - -   -
18892 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2016 A HKD -   -   0.010   0 0 0 0.029   2016/01/06 0.019   2016/01/07 2,370,000 60,490 0.355   2015/04/28 0.035   2015/12/14
21301 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2016 B HKD -   -   0.025   0 0 0 -   - -   - 0 0 0.310   2015/04/27 0.144   2015/06/29
28173 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2016 A HKD 0.560   0.375   0.400   3,155,000 1,364,900 N/A 0.580   2016/09/22 0.089   2016/06/16 686,726,000 94,245,082 -   - -   -
27190 Goldman Sachs SP (Asia) - Agri Bk European Wts Feb 2017 A HKD 0.410   0.238   0.270   16,444,000 4,698,914 10,904,507 0.415   2016/09/22 0.065   2016/05/24 650,105,000 90,826,818 -   - -   -
27969 Goldman Sachs SP (Asia) - Agri Bk European Wts May 2017 A HKD 0.385   0.243   0.280   18,223,000 5,197,359 N/A 0.395   2016/09/22 0.080   2016/06/16 305,931,000 64,943,403 -   - -   -
24646 Goldman Sachs SP (Asia) - Agri Bk European Wts Oct 2016 A HKD -   -   0.014   0 0 258,687 0.142   2016/01/04 0.015   2016/08/09 50,206,000 2,208,835 0.180   2015/12/29 0.156   2015/12/30
13959 Goldman Sachs SP (Asia) - AIA European Warrants Apr 2017 A HKD 0.119   0.067   0.078   351,638,000 36,438,374 N/A 0.119   2016/10/27 0.067   2016/10/31 351,638,000 36,438,374 -   - -   -
11488 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2016 A HKD 0.445   0.091   0.116   542,766,000 83,446,710 N/A 0.445   2016/10/06 0.091   2016/10/31 1,109,616,000 208,040,828 -   - -   -
13562 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 A HKD 0.375   0.117   0.140   2,221,690,000 501,944,236 N/A 0.375   2016/10/06 0.117   2016/10/31 2,222,486,000 502,156,346 -   - -   -
27971 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2016 A HKD 0.560   0.185   0.200   340,000 91,240 N/A 0.560   2016/10/03 0.155   2016/05/13 1,878,830,000 397,023,710 -   - -   -
11583 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2016 B HKD 0.193   0.018   0.022   65,762,000 7,589,584 N/A 0.198   2016/07/21 0.018   2016/10/31 3,659,624,000 429,884,032 -   - -   -
28115 Goldman Sachs SP (Asia) - AIA European Warrants Oct 2016 A HKD -   -   0.640   0 0 N/A 0.610   2016/09/09 0.153   2016/06/24 450,612,000 110,264,574 -   - -   -
27747 Goldman Sachs SP (Asia) - BOC HK European Wts Dec 2016 A HKD 0.239   0.122   0.229   55,745,000 8,479,495 15,028,112 0.270   2016/09/13 0.049   2016/06/27 773,450,000 90,168,670 -   - -   -
28052 Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2016 A HKD 0.400   0.207   0.240   19,927,000 5,728,078 N/A 0.480   2016/09/22 0.084   2016/05/24 3,400,950,000 473,786,513 -   - -   -
26709 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2017 A HKD 0.250   0.121   0.137   1,244,224,000 204,844,575 97,225,843 0.305   2016/09/22 0.055   2016/05/20 3,119,946,000 587,180,151 -   - -   -
11049 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 A HKD 0.550   0.375   0.415   7,386,000 3,267,385 N/A 0.620   2016/09/22 0.212   2016/07/08 31,823,000 11,081,365 -   - -   -
13095 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 B HKD 0.159   0.076   0.086   289,503,000 35,848,964 N/A 0.204   2016/09/22 0.076   2016/10/31 730,375,000 103,743,812 -   - -   -
11113 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2016 A HKD 0.136   0.087   0.099   253,762,000 27,671,100 N/A 0.285   2016/08/15 0.087   2016/10/31 1,229,912,000 208,412,462 -   - -   -
13357 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Feb 2017 A HKD 0.114   0.069   0.075   55,850,000 4,927,090 N/A 0.141   2016/09/22 0.069   2016/10/31 140,114,000 15,491,942 -   - -   -
28642 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2017 A HKD 0.090   0.057   0.067   554,802,000 42,536,146 N/A 0.325   2016/06/07 0.057   2016/10/31 2,911,414,000 395,476,832 -   - -   -
27381 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Nov 2016 A HKD -   -   0.010   0 0 7,322,219 0.245   2016/04/18 0.010   2016/09/26 685,074,000 58,995,230 -   - -   -
11550 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Jan 2017 B HKD 0.067   0.037   0.038   70,305,000 3,537,595 N/A 0.217   2016/07/26 0.036   2016/09/22 338,041,000 31,947,219 -   - -   -
11191 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2016 A HKD 0.720   0.400   0.435   3,916,000 1,953,320 N/A 0.840   2016/09/09 0.250   2016/07/06 77,622,000 32,941,065 -   - -   -
13278 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 A HKD 0.147   0.046   0.055   1,903,478,000 183,086,599 N/A 0.210   2016/09/22 0.046   2016/10/31 3,000,595,000 346,995,333 -   - -   -
13869 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 B HKD 0.179   0.102   0.118   638,980,000 89,542,395 N/A 0.179   2016/10/25 0.102   2016/10/28 638,980,000 89,542,395 -   - -   -
27706 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 A HKD 0.430   0.197   0.236   96,250,000 27,306,469 72,502,326 0.540   2016/09/09 0.046   2016/05/19 2,248,774,000 436,300,286 -   - -   -
12479 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 C HKD 0.224   0.073   0.089   364,375,000 52,460,726 N/A 0.330   2016/09/07 0.073   2016/10/28 2,613,552,000 609,912,883 -   - -   -
28568 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2016 A HKD 0.480   0.176   0.235   13,570,000 3,441,405 N/A 0.630   2016/09/09 0.095   2016/06/13 4,559,375,000 777,356,693 -   - -   -
28174 Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2016 A HKD 0.920   0.750   0.900   1,238,000 1,086,210 N/A 1.140   2016/09/09 0.105   2016/05/23 598,529,000 134,984,239 -   - -   -
28424 Goldman Sachs SP (Asia) - CGN Power European Warrants Dec16A HKD 0.071   0.035   0.024   5,300,000 266,700 N/A 0.345   2016/05/31 0.035   2016/10/17 363,486,000 57,877,868 -   - -   -
13865 Goldman Sachs SP (Asia) - CGS European Warrants Apr 2017 A HKD 0.770   0.630   0.670   1,463,500 997,075 N/A 0.770   2016/10/25 0.630   2016/10/31 1,463,500 997,075 -   - -   -
27796 Goldman Sachs SP (Asia) - CGS European Warrants Nov 2016 A HKD 0.092   0.035   0.022   50,432,000 3,369,431 N/A 0.520   2016/08/16 0.035   2016/10/24 482,553,000 132,183,319 -   - -   -
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.080   0.055   0.062   16,140,000 1,129,350 5,214,553 0.239   2016/04/22 0.055   2016/10/13 311,950,000 37,438,760 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.125   0.094   0.101   131,790,000 14,294,610 N/A 0.218   2016/08/15 0.094   2016/10/13 473,050,000 65,384,640 -   - -   -
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.209   0.153   0.175   134,920,000 24,580,740 9,739,185 0.275   2016/03/30 0.132   2016/01/21 601,290,000 115,069,650 -   - -   -
27860 Goldman Sachs SP (Asia) - Ch Overseas Euro Put Wt Nov 2016 A HKD 0.098   0.046   0.041   2,800,000 222,060 N/A 0.360   2016/05/17 0.023   2016/09/27 329,680,000 43,092,780 -   - -   -
11543 Goldman Sachs SP (Asia) - CHALCO European Wts Jan 2017 A HKD 0.248   0.179   0.183   33,458,000 7,198,632 N/A 0.335   2016/08/18 0.179   2016/10/24 146,402,000 34,726,106 -   - -   -
29263 Goldman Sachs SP (Asia) - Chi Res Land Euro Wts Feb 2017 A HKD 0.157   0.063   0.066   169,380,000 17,412,660 N/A 0.255   2016/09/06 0.063   2016/10/14 471,180,000 75,735,520 -   - -   -
23262 Goldman Sachs SP (Asia) - China Cinda Euro Wts Apr 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.125   2015/07/02 0.048   2015/08/24
14486 Goldman Sachs SP (Asia) - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.124   2015/05/26 0.010   2015/12/09
27797 Goldman Sachs SP (Asia) - China Cinda Euro Wts Nov 2016 A HKD 0.086   0.024   0.024   17,828,000 1,064,383 N/A 0.224   2016/05/05 0.024   2016/10/31 184,383,000 17,524,653 -   - -   -
25611 Goldman Sachs SP (Asia) - China Life Euro Put Wts Dec 2016 A HKD 0.067   0.023   0.048   104,850,000 4,723,390 11,018,563 0.430   2016/02/12 0.023   2016/10/11 1,113,890,000 194,717,970 -   - -   -
27290 Goldman Sachs SP (Asia) - China Life Euro Put Wts Nov 2016 A HKD 0.010   0.010   0.010   3,000,000 30,000 23,325,985 0.224   2016/05/20 0.010   2016/10/12 1,677,950,000 188,975,090 -   - -   -
12652 Goldman Sachs SP (Asia) - China Life Euro Wts Apr 2017 A HKD 0.130   0.043   0.051   4,486,580,000 419,835,280 N/A 0.175   2016/09/22 0.043   2016/10/31 10,272,840,000 1,114,992,080 -   - -   -
27450 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 B HKD 0.142   0.019   0.027   1,049,080,000 78,349,150 64,783,332 0.185   2016/09/22 0.019   2016/10/31 6,438,910,000 396,104,840 -   - -   -
11656 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 C HKD 0.249   0.076   0.094   276,780,000 26,846,940 N/A 0.295   2016/09/22 0.069   2016/08/04 1,012,090,000 103,719,040 -   - -   -
11375 Goldman Sachs SP (Asia) - China Life Euro Wts Feb 2017 A HKD 0.510   0.265   0.265   7,630,000 2,930,650 N/A 0.510   2016/10/11 0.152   2016/07/12 187,450,000 39,792,860 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.320   0.173   0.192   18,320,000 3,787,130 N/A 0.350   2016/09/09 0.109   2016/07/08 530,600,000 90,266,790 -   - -   -
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.170   0.061   0.064   4,237,690,000 481,129,160 N/A 0.218   2016/09/23 0.061   2016/10/31 4,333,490,000 496,468,590 -   - -   -
13937 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 A HKD 0.124   0.065   0.070   3,162,640,000 300,193,770 N/A 0.124   2016/10/26 0.065   2016/10/31 3,162,640,000 300,193,770 -   - -   -
27795 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2016 B HKD 0.188   0.027   0.033   18,060,000 2,293,840 N/A 0.248   2016/09/22 0.027   2016/10/31 7,690,840,000 572,037,030 -   - -   -
27984 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2016 C HKD 0.360   0.222   0.149   9,080,000 2,321,980 N/A 0.405   2016/09/22 0.062   2016/07/08 8,484,790,000 836,784,170 -   - -   -
27011 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2016 A HKD 0.044   0.010   0.010   25,840,000 593,270 2,352,090 0.139   2016/04/14 0.010   2016/10/18 13,318,120,000 1,118,801,170 -   - -   -
27289 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2016 B HKD 0.235   0.074   0.085   33,940,000 4,999,580 153,541,387 0.265   2016/09/22 0.023   2016/07/11 18,317,170,000 1,571,229,200 -   - -   -
11215 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2016 C HKD -   -   0.375   0 0 N/A 0.490   2016/09/09 0.114   2016/07/08 171,350,000 28,886,600 -   - -   -
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.179   0.070   0.072   118,600,000 15,437,020 N/A 0.270   2016/09/22 0.070   2016/10/31 230,510,000 37,386,420 -   - -   -
27799 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jan 2017 A HKD 0.119   0.060   0.113   165,005,000 13,376,330 N/A 0.204   2016/05/18 0.058   2016/09/09 768,815,000 74,682,780 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.123   0.088   0.117   44,050,000 4,555,150 13,909,092 0.209   2016/02/11 0.088   2016/10/11 2,852,650,000 483,589,100 -   - -   -
27868 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Nov 2016 D HKD -   -   0.010   0 0 N/A 0.470   2016/05/19 0.010   2016/09/28 871,000,000 123,079,395 -   - -   -
25053 Goldman Sachs SP (Asia) - China Mobile Euro Wts Apr 2017 A HKD 0.159   0.083   0.089   214,200,000 24,153,200 12,600,183 0.170   2016/08/15 0.072   2016/05/19 2,871,150,000 291,522,450 -   - -   -
11664 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2016 A HKD 0.168   0.014   0.020   333,090,000 27,871,325 N/A 0.340   2016/07/27 0.014   2016/10/28 1,074,985,000 175,909,010 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.079   0.041   0.042   128,400,000 8,214,100 4,266,592 0.094   2016/07/21 0.041   2016/10/31 922,250,000 59,564,950 0.133   2015/11/19 0.081   2015/12/31
13868 Goldman Sachs SP (Asia) - China Mobile Euro Wts Feb 2017 A HKD 0.118   0.039   0.047   217,315,000 14,182,965 N/A 0.118   2016/10/19 0.039   2016/10/28 217,315,000 14,182,965 -   - -   -
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD 0.041   0.018   0.018   3,700,000 125,200 254,167 0.051   2016/09/09 0.018   2016/10/27 741,950,000 24,911,400 0.135   2015/08/11 0.049   2015/12/30
11292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 A HKD 0.068   0.023   0.025   426,600,000 18,739,250 218,472,017 0.083   2016/07/21 0.023   2016/10/31 33,754,450,000 1,512,743,250 0.184   2015/09/22 0.069   2015/12/31
13866 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 B HKD 0.300   0.120   0.152   363,955,000 57,696,085 N/A 0.300   2016/10/19 0.120   2016/10/28 363,955,000 57,696,085 -   - -   -
19991 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 A HKD 0.018   0.013   0.013   3,800,000 54,750 179,743 0.040   2016/07/27 0.012   2016/05/26 806,910,000 18,184,725 0.234   2015/04/27 0.039   2015/12/31
25867 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 B HKD 0.235   0.166   0.152   3,600,000 823,160 10,809,603 0.255   2016/09/09 0.110   2016/05/24 1,247,810,000 180,480,410 -   - -   -
27558 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 C HKD 0.070   0.012   0.010   560,000 24,820 51,809,924 0.275   2016/07/27 0.012   2016/10/14 2,330,000,000 320,215,505 -   - -   -
28288 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 E HKD 0.840   0.138   0.156   166,275,000 54,622,185 N/A 0.950   2016/07/21 0.138   2016/10/28 307,550,000 111,539,210 -   - -   -
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.113   0.059   0.064   127,350,000 10,807,900 6,499,825 0.124   2016/09/09 0.058   2016/06/24 1,597,300,000 130,517,900 0.109   2015/12/24 0.102   2015/12/31
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.157   0.103   0.106   104,600,000 14,020,700 13,829,925 0.172   2016/09/09 0.085   2016/05/19 2,554,450,000 303,472,050 0.152   2015/12/24 0.143   2015/12/31
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD 0.047   0.032   0.040   9,000,000 388,350 3,969,500 0.165   2016/04/20 0.032   2016/10/05 317,950,000 24,054,400 -   - -   -
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.067   0.047   0.059   3,040,000 178,490 N/A 0.128   2016/06/16 0.047   2016/10/04 257,210,000 18,836,320 -   - -   -
12152 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Dec 2016 A HKD 0.280   0.180   0.260   19,775,000 4,785,350 12,074,836 0.280   2016/10/27 0.031   2016/03/22 1,458,020,000 170,829,310 0.295   2015/10/15 0.099   2015/12/14
11272 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Mar 2017 A HKD 0.340   0.230   0.290   19,345,000 4,916,535 N/A 0.340   2016/10/24 0.146   2016/08/29 210,220,000 41,131,565 -   - -   -
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.490   0.430   0.430   3,135,000 1,466,050 5,600,164 0.490   2016/10/20 0.159   2016/01/21 494,275,000 101,315,725 -   - -   -
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.280   0.180   0.240   201,015,000 42,309,530 N/A 0.280   2016/10/25 0.124   2016/08/29 1,225,665,000 237,816,375 -   - -   -
11512 Goldman Sachs SP (Asia) - China Tel European Wts Feb 2017 A HKD 0.410   0.270   0.275   13,248,000 4,289,850 N/A 0.540   2016/08/23 0.255   2016/09/15 139,306,000 49,248,160 -   - -   -
27855 Goldman Sachs SP (Asia) - China Tel European Wts Oct 2016 A HKD -   -   0.011   0 0 N/A 0.156   2016/08/23 0.011   2016/09/26 1,044,366,000 79,107,668 -   - -   -
12478 Goldman Sachs SP (Asia) - China Unicom Euro Wts Apr 2017 A HKD 1.290   0.660   0.670   8,534,000 8,434,440 N/A 1.290   2016/10/11 0.660   2016/10/31 24,074,000 23,242,680 -   - -   -
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.132   0.084   0.085   596,666,000 59,182,664 31,881,680 0.208   2016/04/15 0.062   2016/08/05 3,398,146,000 380,344,374 0.239   2015/12/03 0.188   2015/12/14
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.176   0.119   0.121   128,240,000 19,028,120 N/A 0.176   2016/10/11 0.083   2016/08/04 2,680,960,000 300,950,360 -   - -   -
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.063   0.038   0.038   326,340,000 17,731,940 3,061,050 0.121   2016/03/30 0.029   2016/06/20 677,240,000 48,751,680 0.209   2015/10/26 0.100   2015/12/14
11971 Goldman Sachs SP (Asia) - China Vanke European Wts Apr 2017A HKD 0.365   0.265   0.275   64,723,000 19,118,530 N/A 0.470   2016/08/16 0.265   2016/10/12 253,882,000 92,061,000 -   - -   -
24045 Goldman Sachs SP (Asia) - China Vanke European Wts Nov 2016A HKD 0.015   0.010   0.015   536,000 5,860 2,095,126 0.530   2016/01/06 0.010   2016/10/13 290,196,000 26,939,873 0.540   2015/12/18 0.460   2015/12/18
28276 Goldman Sachs SP (Asia) - CICC European Warrants Dec 2016 A HKD 0.049   0.026   0.037   12,336,000 426,136 N/A 0.270   2016/05/26 0.023   2016/09/30 231,412,000 28,428,152 -   - -   -
28247 Goldman Sachs SP (Asia) - CITIC Bank European Wts Nov 2016 A HKD 0.390   0.167   0.154   16,196,000 4,018,363 N/A 0.550   2016/09/22 0.167   2016/10/31 214,547,000 60,748,149 -   - -   -
27852 Goldman Sachs SP (Asia) - CITIC Bank European Wts Oct 2016 A HKD 0.050   0.027   0.018   3,930,000 146,000 N/A 0.208   2016/08/15 0.027   2016/10/07 674,459,000 79,810,358 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.084   0.066   0.069   55,758,000 4,167,012 N/A 0.160   2016/07/26 0.066   2016/10/28 255,156,000 27,214,911 -   - -   -
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.106   0.072   0.076   142,609,000 12,255,310 22,354,707 0.221   2016/01/20 0.072   2016/10/28 1,873,907,000 215,971,319 -   - -   -
24972 Goldman Sachs SP (Asia) - CITIC European Warrants Mar 2017 A HKD 0.036   0.022   0.024   53,770,000 1,564,120 8,689,722 0.157   2016/01/12 0.022   2016/10/28 2,041,460,000 148,580,670 -   - -   -
23248 Goldman Sachs SP (Asia) - CITIC European Warrants May 2017 A HKD -   -   0.022   0 0 59,100 0.126   2016/01/04 0.023   2016/05/23 35,820,000 1,906,160 0.198   2015/12/03 0.132   2015/12/29
26850 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2016 A HKD -   -   0.010   0 0 4,961,762 0.620   2016/03/21 0.020   2016/09/15 372,833,000 62,290,501 -   - -   -
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.169   0.154   0.150   400,000 64,700 N/A 0.260   2016/08/15 0.143   2016/06/16 332,640,000 61,056,870 -   - -   -
12324 Goldman Sachs SP (Asia) - CITIC Sec European Wts Feb 2017 A HKD 0.075   0.055   0.055   87,930,000 5,728,770 N/A 0.225   2016/08/16 0.055   2016/10/31 1,190,120,000 127,659,675 -   - -   -
27861 Goldman Sachs SP (Asia) - CITIC Sec European Wts Nov 2016 A HKD 0.039   0.025   0.019   500,000 16,565 N/A 0.177   2016/05/09 0.025   2016/10/28 1,474,925,000 174,409,665 -   - -   -
27748 Goldman Sachs SP (Asia) - CKH European Put Warrants Nov 16 A HKD 0.094   0.025   0.043   8,610,000 541,285 5,615,539 1.020   2016/06/28 0.025   2016/10/25 97,900,000 33,700,585 -   - -   -
16679 Goldman Sachs SP (Asia) - CKH European Warrants Dec 2016 A HKD 0.405   0.340   0.345   1,100,000 421,250 205,013 0.500   2016/01/06 0.175   2016/06/29 7,255,000 2,367,450 0.710   2015/06/22 0.107   2015/01/09
22821 Goldman Sachs SP (Asia) - CKH European Wts Dec 2016 B HKD -   -   0.010   0 0 59,647 0.074   2016/01/04 0.010   2016/08/22 231,225,000 7,993,765 0.225   2015/06/23 0.063   2015/12/15
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD 0.275   0.224   0.235   9,850,000 2,329,600 N/A 0.330   2016/09/02 0.136   2016/07/08 138,250,000 25,642,900 -   - -   -
13094 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 A HKD 0.255   0.074   0.084   408,770,000 58,132,840 N/A 0.325   2016/09/13 0.074   2016/10/31 750,540,000 147,250,855 -   - -   -
28193 Goldman Sachs SP (Asia) - CKH European Wts Nov 2016 B HKD 0.400   0.107   0.108   117,060,000 22,539,600 N/A 0.650   2016/09/09 0.077   2016/07/06 1,134,635,000 274,441,620 -   - -   -
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.144   0.122   0.112   60,000 7,525 N/A 0.164   2016/09/09 0.054   2016/07/06 4,248,325,000 301,863,815 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.040   0.040   0.045   150,000 6,000 24,752 0.060   2016/04/28 0.026   2016/05/19 5,320,000 218,130 0.149   2015/07/17 0.046   2015/11/30
27854 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2016 A HKD 0.112   0.010   0.010   2,155,000 157,115 N/A 0.285   2016/08/10 0.010   2016/10/31 755,970,000 112,782,740 -   - -   -
27858 Goldman Sachs SP (Asia) - CLP European Warrants Nov 2016 A HKD 0.425   0.164   0.181   8,975,000 2,146,620 N/A 0.800   2016/07/27 0.164   2016/10/28 82,820,000 29,086,555 -   - -   -
13030 Goldman Sachs SP (Asia) - CM Bank European Wts Dec 2016 A HKD 0.280   0.225   0.196   1,450,000 354,550 18,231,511 0.310   2016/09/08 0.054   2016/02/12 2,367,605,000 252,042,935 0.900   2015/06/09 0.233   2015/12/14
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD 0.475   0.345   0.375   1,480,000 635,925 N/A 0.500   2016/09/09 0.198   2016/06/27 28,735,000 6,964,435 -   - -   -
26514 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 A HKD 0.495   0.495   0.445   100,000 49,500 5,094,826 0.495   2016/10/12 0.189   2016/06/16 144,930,000 33,330,605 -   - -   -
13397 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 B HKD 0.223   0.116   0.130   257,345,000 44,510,835 N/A 0.223   2016/10/11 0.116   2016/10/31 343,065,000 61,920,295 -   - -   -
28259 Goldman Sachs SP (Asia) - CNBM European Warrants Mar 2017 A HKD 0.241   0.137   0.146   99,812,000 19,118,462 N/A 0.540   2016/06/10 0.137   2016/10/31 192,930,000 47,354,238 -   - -   -
13516 Goldman Sachs SP (Asia) - CNBM European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.270   2015/04/14 0.014   2015/09/02
20283 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2016 A HKD 0.057   0.014   0.017   1,397,960,000 53,457,360 24,057,655 0.080   2016/04/21 0.011   2016/09/28 6,525,620,000 267,366,050 0.270   2015/06/04 0.032   2015/12/14
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.385   0.300   0.315   1,940,000 663,850 1,042,173 0.385   2016/10/20 0.112   2016/01/21 3,649,810,000 574,816,350 -   - -   -
13735 Goldman Sachs SP (Asia) - CNOOC European Warrants Feb 2017 A HKD 0.455   0.177   0.188   495,718,000 146,752,184 N/A 0.455   2016/10/24 0.177   2016/10/31 495,718,000 146,752,184 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.260   0.190   0.201   98,860,000 21,995,030 26,322,710 0.260   2016/10/20 0.149   2016/08/03 2,382,110,000 443,299,860 -   - -   -
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.168   0.106   0.116   167,240,000 22,340,390 N/A 0.168   2016/10/24 0.085   2016/08/03 2,948,130,000 296,759,560 -   - -   -
17361 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 1,250 0.017   2016/01/05 0.010   2016/06/01 3,150,000 34,950 0.192   2015/04/27 0.017   2015/12/11
28297 Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2016 A HKD 0.218   0.010   0.035   32,425,000 2,892,496 N/A 0.520   2016/06/08 0.010   2016/10/18 1,351,880,000 205,609,776 -   - -   -
11702 Goldman Sachs SP (Asia) - CPIC European Warrants May 2017 A HKD 0.345   0.222   0.225   7,988,000 1,948,142 N/A 0.435   2016/09/09 0.222   2016/10/31 21,772,000 6,622,302 -   - -   -
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD 0.295   0.222   0.290   13,690,000 3,240,670 1,496,951 0.295   2016/10/19 0.206   2016/03/01 91,640,000 22,866,865 -   - -   -
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.121   0.072   0.106   13,850,000 1,292,025 N/A 0.191   2016/06/07 0.072   2016/10/12 678,300,000 98,047,285 -   - -   -
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD 0.100   0.083   0.086   21,610,000 1,990,130 N/A 0.178   2016/06/07 0.083   2016/10/31 215,950,000 25,459,620 -   - -   -
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD 0.102   0.085   0.088   6,640,000 617,420 1,837,258 0.246   2016/01/19 0.085   2016/10/31 777,820,000 143,840,560 -   - -   -
18290 Goldman Sachs SP (Asia) - CSOP A50 ETF Eu Put Wts Dec 2016 C HKD 0.097   0.097   0.098   200,000 19,400 3,182,390 0.320   2016/03/01 0.097   2016/10/27 171,540,000 35,316,038 0.320   2015/08/24 0.073   2015/04/20
13474 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Apr 2017 A HKD 0.455   0.335   0.350   444,061,400 177,553,999 N/A 0.455   2016/10/24 0.335   2016/10/31 466,461,400 187,245,399 -   - -   -
18142 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 A HKD 0.045   0.032   0.035   9,812,000 364,860 155,324,441 0.223   2016/01/04 0.032   2016/10/18 28,699,426,000 2,216,689,914 0.690   2015/05/26 0.119   2015/08/26
18289 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 B HKD -   -   0.010   0 0 31,781,247 0.108   2016/01/04 0.010   2016/09/26 15,981,150,000 700,401,610 0.580   2015/05/27 0.078   2015/08/24
13001 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Mar 2017 A HKD 0.214   0.145   0.150   111,810,800 22,472,701 N/A 0.345   2016/09/09 0.145   2016/10/31 250,589,400 55,691,064 -   - -   -
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.224   0.196   0.208   93,054,000 19,252,028 N/A 0.270   2016/08/16 0.172   2016/05/30 747,610,000 155,345,756 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.121   0.105   0.113   16,064,000 1,809,490 10,810,213 0.176   2016/03/03 0.104   2016/09/26 614,620,000 77,982,660 -   - -   -
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.114   0.100   0.105   364,550,000 40,670,376 N/A 0.142   2016/08/15 0.098   2016/09/26 655,806,000 72,878,348 -   - -   -
17432 Goldman Sachs SP (Asia) - Dongfeng European Wts Dec 2016 A HKD -   -   0.013   0 0 73,690 0.055   2016/07/29 0.013   2016/05/11 16,380,000 442,140 0.340   2015/04/09 0.093   2015/08/04
27967 Goldman Sachs SP (Asia) - Dongfeng European Wts Nov 2016 A HKD 0.089   0.015   0.017   61,310,000 3,849,240 N/A 1.320   2016/07/29 0.015   2016/10/31 169,770,000 38,369,628 -   - -   -
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 0.053   0.026   0.026   43,270,000 1,692,750 7,992,008 0.164   2016/04/25 0.026   2016/10/31 693,620,000 49,288,370 -   - -   -
27098 Goldman Sachs SP (Asia) - Evergrande European Wts Oct 2016 A HKD 0.010   0.010   0.010   500,000 5,000 132,078 0.135   2016/04/05 0.010   2016/10/06 44,270,000 1,690,710 -   - -   -
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD -   -   0.325   0 0 N/A 0.460   2016/09/21 0.241   2016/07/08 7,625,000 1,951,990 -   - -   -
18826 Goldman Sachs SP (Asia) - Fosun Intl European Wts Dec 2016 A HKD 0.100   0.052   0.060   2,610,000 198,770 673,983 0.260   2016/01/04 0.037   2016/06/27 667,235,000 97,959,660 1.030   2015/06/23 0.275   2015/12/15
27131 Goldman Sachs SP (Asia) - Fosun Intl European Wts Feb 2017 A HKD 0.149   0.098   0.098   97,125,000 12,062,950 18,960,008 0.255   2016/04/19 0.098   2016/10/31 944,295,000 133,393,935 -   - -   -
27833 Goldman Sachs SP (Asia) - Galaxy Ent Euro Put Wts Nov 2016 A HKD 0.024   0.011   0.017   420,000 4,870 N/A 0.360   2016/07/06 0.011   2016/10/03 1,810,990,000 217,059,470 -   - -   -
13731 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Apr 2017 A HKD 0.275   0.168   0.227   592,010,000 124,247,510 N/A 0.275   2016/10/26 0.168   2016/10/17 592,010,000 124,247,510 -   - -   -
27130 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 A HKD 0.095   0.035   0.056   551,450,000 41,267,480 11,721,247 0.244   2016/04/20 0.026   2016/09/01 1,055,320,000 90,823,360 -   - -   -
28643 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 B HKD 0.310   0.145   0.245   224,480,000 44,762,600 N/A 0.310   2016/10/26 0.051   2016/09/01 2,176,990,000 289,851,790 -   - -   -
11289 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jan 2017 A HKD 0.880   0.760   0.830   360,000 293,900 N/A 0.880   2016/10/26 0.233   2016/07/06 74,920,000 26,326,040 -   - -   -
27970 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2016 A HKD 0.350   0.128   0.192   3,010,000 572,690 N/A 0.350   2016/10/07 0.038   2016/08/31 2,843,680,000 410,499,470 -   - -   -
27557 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2016 A HKD 4.250   2.560   3.570   1,340,000 4,807,200 17,511,308 4.250   2016/10/24 0.340   2016/05/16 206,575,000 105,110,250 -   - -   -
11043 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 A HKD 4.150   4.150   3.230   5,000 20,750 N/A 4.150   2016/10/25 0.430   2016/06/28 15,175,000 12,118,225 -   - -   -
11972 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 B HKD 3.560   3.330   2.630   20,000 68,900 N/A 3.560   2016/10/25 0.770   2016/08/18 31,060,000 29,274,150 -   - -   -
13083 Goldman Sachs SP (Asia) - Geely Auto European Wts Mar 2017 A HKD 2.160   0.790   1.250   121,530,000 139,604,750 N/A 2.160   2016/10/25 0.700   2016/09/12 228,270,000 234,389,500 -   - -   -
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.167   0.084   0.084   275,535,000 33,619,480 N/A 0.173   2016/08/09 0.084   2016/10/31 401,105,000 49,474,160 -   - -   -
16906 Goldman Sachs SP (Asia) - Guangdong Inv European Wts Dec16A HKD 0.180   0.093   0.110   48,300,000 6,166,400 2,581,483 0.216   2016/09/28 0.093   2016/10/17 134,620,000 17,897,140 0.280   2015/05/05 0.118   2015/03/25
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD 0.127   0.105   0.109   92,384,000 10,593,820 N/A 0.152   2016/09/22 0.105   2016/10/31 189,088,000 23,201,500 -   - -   -
27862 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Feb 2017 A HKD 0.083   0.063   0.067   179,416,000 13,010,908 N/A 0.237   2016/05/09 0.063   2016/10/31 2,370,316,000 254,297,616 -   - -   -
27402 Goldman Sachs SP (Asia) - HKEX European Put Wts Dec 2016 B HKD 0.020   0.011   0.012   10,780,000 188,750 29,446,107 0.183   2016/05/23 0.011   2016/10/27 1,783,650,000 183,621,460 -   - -   -
27771 Goldman Sachs SP (Asia) - HKEX European Put Wts Nov 2016 C HKD 0.030   0.015   0.015   3,820,000 101,800 N/A 0.270   2016/05/23 0.015   2016/10/31 1,098,010,000 145,777,630 -   - -   -
27400 Goldman Sachs SP (Asia) - HKEX European Put Wts Oct 2016 B HKD -   -   0.010   0 0 18,473,415 0.104   2016/05/19 0.012   2016/08/15 2,269,880,000 155,681,620 -   - -   -
11046 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2017 A HKD 0.280   0.230   0.242   23,041,000 5,860,878 N/A 0.330   2016/09/09 0.166   2016/08/29 1,550,358,000 309,567,611 -   - -   -
24597 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 A HKD 0.021   0.012   0.012   3,030,000 54,520 658,218 0.125   2016/01/04 0.010   2016/08/25 704,360,000 40,769,430 0.154   2015/12/28 0.136   2015/12/31
27403 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 C HKD 0.240   0.177   0.183   38,440,000 7,612,290 621,774,895 0.285   2016/04/25 0.099   2016/05/26 28,765,490,000 3,735,138,610 -   - -   -
28106 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 D HKD 0.320   0.305   0.315   270,000 86,250 N/A 0.395   2016/09/09 0.149   2016/06/24 498,310,000 97,243,640 -   - -   -
27016 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 A HKD 0.112   0.074   0.077   698,550,000 63,325,120 548,463,162 0.168   2016/04/21 0.056   2016/08/29 33,643,850,000 3,313,970,050 -   - -   -
27966 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 B HKD 0.170   0.123   0.129   45,070,000 6,507,490 N/A 0.220   2016/09/22 0.076   2016/08/30 84,156,270,000 9,681,571,540 -   - -   -
27972 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 C HKD 0.440   0.385   0.380   270,000 109,950 N/A 0.475   2016/09/09 0.209   2016/05/24 132,650,000 32,430,570 -   - -   -
13647 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 D HKD 0.880   0.520   0.540   14,460,000 10,055,030 N/A 0.880   2016/10/11 0.520   2016/10/31 14,460,000 10,055,030 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.174   0.135   0.140   1,560,810,000 260,088,020 N/A 0.174   2016/10/11 0.135   2016/10/31 1,647,730,000 274,208,690 -   - -   -
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.199   0.149   0.149   10,598,110,000 1,808,386,830 N/A 0.199   2016/10/11 0.149   2016/10/31 10,598,110,000 1,808,386,830 -   - -   -
24599 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 A HKD 0.087   0.062   0.065   476,480,000 35,390,910 81,368,433 0.179   2016/01/04 0.049   2016/05/25 6,353,590,000 584,088,790 0.214   2015/12/28 0.192   2015/12/31
26773 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 B HKD 0.197   0.152   0.155   4,498,110,000 818,054,130 829,670,677 0.222   2016/04/25 0.100   2016/05/27 35,534,340,000 5,083,784,750 -   - -   -
24619 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2016 A HKD 0.060   0.018   0.021   66,690,000 2,557,520 128,058,348 0.166   2016/01/04 0.015   2016/08/30 33,946,050,000 2,768,977,230 0.191   2015/12/30 0.176   2015/12/31
25692 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2016 B HKD 0.280   0.219   0.230   9,280,000 2,214,670 114,658,958 0.315   2016/09/09 0.100   2016/06/24 14,201,940,000 2,035,024,190 -   - -   -
20785 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2016 A HKD 0.018   0.010   0.010   5,070,000 51,590 19,285,892 0.122   2016/01/05 0.010   2016/10/14 17,608,100,000 1,260,482,580 0.255   2015/11/10 0.110   2015/12/14
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.249   0.206   0.225   67,080,000 15,639,440 43,708,488 0.295   2016/04/25 0.140   2016/05/24 1,767,610,000 332,711,860 -   - -   -
11291 Goldman Sachs SP (Asia) - HS Bank European Warrants Feb 17 A HKD 0.810   0.650   0.700   2,121,000 1,568,120 N/A 0.840   2016/09/13 0.550   2016/08/10 6,452,000 4,719,280 -   - -   -
13646 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Apr 2017 A HKD 0.270   0.120   0.129   323,104,000 68,248,580 N/A 0.270   2016/10/11 0.120   2016/10/31 323,104,000 68,248,580 -   - -   -
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.042   0.031   0.033   3,620,000 125,660 198,390 0.050   2016/09/22 0.015   2016/05/16 93,960,000 2,891,760 0.265   2015/07/15 0.046   2015/12/14
23498 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Jan 2017 A HKD -   -   0.015   0 0 0 0.015   2016/01/04 0.015   2016/01/04 2,000,000 30,000 0.127   2015/07/13 0.019   2015/12/09
23499 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2017 A HKD -   -   0.054   0 0 23,493 0.088   2016/07/18 0.013   2016/01/04 28,792,000 939,386 0.117   2015/07/15 0.034   2015/08/24
27633 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Oct 2016 A HKD 0.209   0.030   0.021   91,120,000 13,849,412 56,369,579 0.450   2016/09/09 0.030   2016/10/19 1,974,314,000 338,464,224 -   - -   -
28109 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Oct 2016 B HKD -   -   0.700   0 0 N/A 0.660   2016/08/30 0.194   2016/05/20 491,614,000 135,001,938 -   - -   -
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.102   0.078   0.092   10,220,000 955,960 1,568,850 0.113   2016/01/04 0.040   2016/05/16 1,199,380,000 98,207,060 0.231   2015/09/11 0.105   2015/12/14
29735 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 B HKD 0.022   0.018   0.018   356,000 7,528 N/A 0.540   2016/06/24 0.017   2016/09/05 4,886,348,000 458,545,308 -   - -   -
11507 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 0.105   2016/07/19 0.014   2016/08/18 1,842,124,000 151,812,148 -   - -   -
12481 Goldman Sachs SP (Asia) - HSBC European Put Wts Feb 2017 A HKD 0.097   0.046   0.046   194,384,000 15,073,172 N/A 0.213   2016/08/19 0.046   2016/10/31 4,776,748,000 503,270,984 -   - -   -
13274 Goldman Sachs SP (Asia) - HSBC European Put Wts Mar 2017 B HKD 0.243   0.150   0.155   2,180,256,000 425,332,400 N/A 0.275   2016/09/19 0.150   2016/10/25 3,152,716,000 646,012,364 -   - -   -
27263 Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2016 A HKD -   -   0.010   0 0 135,529,431 0.240   2016/04/13 0.012   2016/08/19 7,049,696,000 832,517,140 -   - -   -
13000 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 A HKD 0.167   0.114   0.114   8,064,448,000 1,109,736,228 N/A 0.295   2016/09/09 0.113   2016/09/30 17,455,252,000 2,549,068,592 -   - -   -
13642 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 B HKD 0.275   0.172   0.173   92,200,000 19,524,960 N/A 0.275   2016/10/11 0.172   2016/10/31 92,200,000 19,524,960 -   - -   -
29734 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 A HKD 0.660   0.640   0.680   480,000 313,840 N/A 0.740   2016/09/06 0.132   2016/07/06 319,032,000 66,242,724 -   - -   -
11190 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 C HKD 1.000   0.880   1.010   572,000 539,360 N/A 1.190   2016/09/05 0.195   2016/07/06 39,236,000 10,262,496 -   - -   -
11724 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 E HKD 0.540   0.465   0.550   556,000 271,260 N/A 0.620   2016/09/06 0.116   2016/08/03 25,348,000 4,838,976 -   - -   -
12317 Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2017 A HKD 0.255   0.161   0.171   715,420,000 144,520,660 N/A 0.310   2016/09/06 0.130   2016/08/29 4,437,228,000 1,038,405,120 -   - -   -
11725 Goldman Sachs SP (Asia) - HSBC European Warrants Mar 2017 A HKD 0.580   0.410   0.430   4,388,000 2,071,780 N/A 0.590   2016/09/22 0.140   2016/08/03 27,420,000 7,110,112 -   - -   -
27374 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 B HKD -   -   1.490   0 0 3,767,957 1.120   2016/08/25 0.345   2016/06/28 50,576,000 22,928,300 -   - -   -
27769 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 C HKD 0.345   0.181   0.290   11,848,000 2,967,336 N/A 0.475   2016/09/05 0.040   2016/08/03 4,790,108,000 486,591,288 -   - -   -
27930 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 D HKD 0.510   0.260   0.415   15,532,000 5,825,260 N/A 0.550   2016/09/06 0.048   2016/08/03 16,221,180,000 1,519,080,620 -   - -   -
28038 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 E HKD -   -   0.790   0 0 N/A 0.850   2016/09/05 0.118   2016/07/08 10,288,176,000 1,566,448,080 -   - -   -
12355 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 A HKD 0.023   0.010   0.014   136,070,000 2,426,080 91,964,453 0.290   2016/02/03 0.010   2016/10/25 5,418,410,000 786,701,390 0.189   2015/10/07 0.113   2015/11/06
25547 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 B HKD 0.017   0.013   0.012   6,920,000 107,070 53,104,383 0.255   2016/01/21 0.013   2016/10/06 4,955,290,000 741,384,590 -   - -   -
13712 Goldman Sachs SP (Asia) - HSCEI European Put Wts Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27010 Goldman Sachs SP (Asia) - HSCEI European Put Wts Oct 2016 A HKD -   -   0.010   0 0 74,928,438 0.236   2016/04/06 0.011   2016/09/19 3,789,840,000 534,826,410 -   - -   -
26516 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 C HKD 0.196   0.167   0.169   20,000 3,630 82,638,293 0.280   2016/09/09 0.065   2016/05/24 5,092,010,000 594,075,580 -   - -   -
27514 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 D HKD 0.169   0.075   0.086   526,380,000 58,478,590 65,136,795 0.215   2016/09/09 0.051   2016/06/16 3,925,290,000 390,820,770 -   - -   -
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD 0.197   0.112   0.123   887,410,000 134,598,410 N/A 0.232   2016/09/09 0.071   2016/06/16 4,511,390,000 586,688,280 -   - -   -
27904 Goldman Sachs SP (Asia) - HSCEI European Warrants Mar 2017 A HKD 0.330   0.231   0.249   22,030,000 5,393,560 N/A 0.330   2016/10/06 0.114   2016/05/24 4,601,550,000 731,932,740 -   - -   -
28314 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 B HKD -   -   0.012   0 0 N/A 0.152   2016/06/24 0.014   2016/09/13 1,314,980,000 87,894,300 -   - -   -
28401 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 C HKD 0.016   0.013   0.013   980,000 13,980 N/A 0.182   2016/06/24 0.013   2016/10/07 2,773,010,000 313,837,570 -   - -   -
11223 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 D HKD 0.016   0.010   0.010   5,400,000 82,600 N/A 0.088   2016/07/12 0.010   2016/10/20 809,010,000 52,090,580 -   - -   -
11551 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 A HKD 0.042   0.026   0.035   1,430,000 51,020 N/A 0.120   2016/07/20 0.026   2016/10/11 817,280,000 55,832,420 -   - -   -
12339 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 B HKD 0.100   0.061   0.084   6,211,110,000 470,946,360 N/A 0.129   2016/08/15 0.061   2016/10/24 24,795,750,000 2,346,150,580 -   - -   -
12515 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 C HKD 0.083   0.054   0.070   814,040,000 58,188,320 N/A 0.136   2016/08/19 0.054   2016/10/24 6,573,760,000 608,079,060 -   - -   -
11417 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 B HKD 0.031   0.019   0.025   24,310,000 628,600 N/A 0.110   2016/07/14 0.019   2016/10/24 1,765,410,000 107,719,440 -   - -   -
11638 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 C HKD 0.056   0.036   0.047   775,520,000 35,821,830 N/A 0.149   2016/07/22 0.036   2016/10/25 20,065,590,000 1,579,557,420 -   - -   -
13046 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 C HKD 0.148   0.102   0.135   5,203,200,000 619,812,100 N/A 0.158   2016/09/14 0.102   2016/10/25 9,495,550,000 1,153,272,020 -   - -   -
13711 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 E HKD 0.206   0.152   0.194   306,270,000 54,843,850 N/A 0.206   2016/10/31 0.152   2016/10/25 306,270,000 54,843,850 -   - -   -
29330 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2016 C HKD 0.014   0.010   0.010   60,080,000 670,830 N/A 0.196   2016/06/27 0.010   2016/10/31 13,448,390,000 914,211,890 -   - -   -
27893 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2016 B HKD -   -   0.010   0 0 N/A 0.179   2016/05/16 0.010   2016/08/24 12,747,350,000 1,214,303,420 -   - -   -
28393 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2016 E HKD -   -   0.014   0 0 N/A 0.159   2016/06/24 0.015   2016/08/08 1,439,950,000 88,958,990 -   - -   -
29217 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2016 F HKD 0.010   0.010   0.010   10,000 100 N/A 0.231   2016/06/27 0.010   2016/10/14 9,818,340,000 667,094,580 -   - -   -
13759 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 A HKD 0.089   0.049   0.053   624,500,000 41,261,430 N/A 0.089   2016/10/25 0.049   2016/10/31 624,500,000 41,261,430 -   - -   -
28033 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 A HKD -   -   0.400   0 0 N/A 0.435   2016/08/18 0.119   2016/05/24 1,823,530,000 305,844,450 -   - -   -
11602 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 E HKD -   -   0.192   0 0 N/A 0.223   2016/09/01 0.128   2016/08/03 624,080,000 93,029,300 -   - -   -
11416 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 A HKD 0.395   0.350   0.320   400,000 149,000 N/A 0.395   2016/10/20 0.218   2016/08/03 296,440,000 67,188,310 -   - -   -
11964 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 D HKD 0.255   0.140   0.153   845,670,000 166,193,550 N/A 0.325   2016/09/09 0.140   2016/10/31 3,569,600,000 678,450,720 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.330   0.195   0.209   577,740,000 137,274,570 N/A 0.340   2016/09/22 0.110   2016/06/27 2,287,460,000 519,541,290 -   - -   -
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.162   0.074   0.083   2,632,800,000 297,673,730 N/A 0.178   2016/09/22 0.074   2016/10/31 4,918,080,000 630,071,890 -   - -   -
28776 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 A HKD 0.280   0.243   0.234   240,000 62,760 N/A 0.290   2016/09/26 0.093   2016/07/08 1,467,100,000 268,254,070 -   - -   -
12333 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 B HKD 0.208   0.094   0.106   2,159,590,000 296,756,300 N/A 0.248   2016/09/09 0.094   2016/10/31 7,711,670,000 1,227,355,560 -   - -   -
13404 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 D HKD 0.155   0.062   0.068   6,764,830,000 653,703,930 N/A 0.155   2016/10/11 0.062   2016/10/31 7,327,400,000 730,534,120 -   - -   -
27743 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2016 A HKD 0.290   0.143   0.143   6,770,000 1,639,260 187,768,587 0.315   2016/09/22 0.044   2016/05/13 10,087,110,000 1,126,611,520 -   - -   -
28566 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2016 B HKD -   -   0.265   0 0 N/A 0.285   2016/08/26 0.086   2016/06/16 4,413,520,000 505,850,830 -   - -   -
27157 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2016 A HKD -   -   0.239   0 0 207,680,460 0.390   2016/09/09 0.040   2016/05/24 18,329,460,000 1,844,076,340 -   - -   -
27894 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2016 C HKD -   -   0.250   0 0 N/A 0.380   2016/09/22 0.053   2016/06/16 8,388,980,000 748,455,810 -   - -   -
28025 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2016 D HKD -   -   0.520   0 0 N/A 0.190   2016/05/27 0.168   2016/05/25 307,840,000 53,859,540 -   - -   -
19940 Goldman Sachs SP (Asia) - Huaneng European Wts Dec 2016 A HKD -   -   0.014   0 0 0 0.086   2016/01/12 0.064   2016/03/02 960,000 73,600 0.415   2015/05/05 0.102   2015/12/28
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD 0.075   0.050   0.052   4,220,000 254,240 199,563 0.109   2016/04/25 0.032   2016/08/05 27,640,000 1,877,560 -   - -   -
28567 Goldman Sachs Sp (Asia) - ICBC European Warrants Dec 2016 A HKD 0.700   0.375   0.390   3,546,000 1,687,685 N/A 0.750   2016/09/06 0.129   2016/06/17 425,105,000 99,734,059 -   - -   -
11726 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 A HKD 0.345   0.131   0.144   98,979,000 19,085,828 N/A 0.400   2016/09/22 0.131   2016/10/28 1,064,885,000 332,287,147 -   - -   -
13643 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 B HKD 0.233   0.068   0.076   1,311,594,000 159,842,875 N/A 0.233   2016/10/06 0.068   2016/10/28 1,311,594,000 159,842,875 -   - -   -
29284 Goldman Sachs Sp (Asia) - ICBC European Warrants Jan 2017 A HKD 0.415   0.174   0.186   36,716,000 8,329,704 N/A 0.500   2016/09/08 0.092   2016/06/16 2,117,689,000 379,345,692 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.680   0.410   0.425   5,134,000 2,410,200 36,189,494 0.740   2016/09/22 0.101   2016/05/23 1,382,644,000 242,411,831 -   - -   -
13006 Goldman Sachs Sp (Asia) - ICBC European Warrants May 2017 A HKD 0.255   0.123   0.132   260,123,000 56,925,671 N/A 0.325   2016/09/22 0.123   2016/10/28 1,217,418,000 300,645,629 -   - -   -
28177 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2016 A HKD -   -   0.680   0 0 N/A 0.820   2016/09/05 0.106   2016/05/24 1,178,373,000 171,690,459 -   - -   -
28389 Goldman Sachs SP (Asia) - Kingsoft European Wts Dec 2016 A HKD 0.375   0.200   0.186   3,600,000 884,700 N/A 0.375   2016/10/11 0.058   2016/08/03 2,856,890,000 305,395,340 -   - -   -
12315 Goldman Sachs SP (Asia) - Kingsoft European Wts Feb 2017 A HKD 0.365   0.212   0.226   30,280,000 8,330,140 N/A 0.365   2016/10/11 0.150   2016/09/12 1,064,390,000 204,375,270 -   - -   -
13536 Goldman Sachs SP (Asia) - Kingsoft European Wts Mar 2017 A HKD 0.229   0.113   0.116   312,060,000 51,769,350 N/A 0.250   2016/09/29 0.113   2016/10/31 382,300,000 68,222,590 -   - -   -
29002 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2016 A HKD 0.083   0.050   0.022   1,860,000 143,750 N/A 0.285   2016/09/22 0.027   2016/08/03 554,600,000 50,538,690 -   - -   -
11490 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2016 B HKD 0.590   0.475   0.380   580,000 293,750 N/A 0.590   2016/10/05 0.133   2016/08/03 429,030,000 73,075,190 -   - -   -
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.050   0.035   0.036   31,160,000 1,214,480 49,817,280 0.162   2016/03/18 0.031   2016/07/07 6,676,400,000 495,774,400 -   - -   -
24212 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.074   2016/01/04 0.012   2016/04/06 127,060,000 8,045,940 0.244   2015/07/24 0.035   2015/08/31
25180 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 B HKD -   -   0.010   0 0 173,450 0.168   2016/01/04 0.010   2016/09/30 4,312,040,000 350,990,580 0.238   2015/11/25 0.103   2015/08/27
28111 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 C HKD 0.112   0.028   0.028   324,474,000 24,952,666 N/A 0.375   2016/05/19 0.028   2016/10/31 3,775,632,000 680,994,428 -   - -   -
29021 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 D HKD 0.197   0.048   0.048   724,868,000 68,601,978 N/A 0.490   2016/08/18 0.048   2016/10/31 2,682,506,000 613,050,490 -   - -   -
11084 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 E HKD 0.445   0.223   0.143   1,604,000 453,852 N/A 0.730   2016/08/18 0.223   2016/10/25 589,982,000 195,284,552 -   - -   -
23179 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2016 A HKD -   -   0.026   0 0 0 -   - -   - 0 0 0.123   2015/06/29 0.019   2015/08/24
27849 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2016 B HKD -   -   0.010   0 0 N/A 0.275   2016/05/09 0.011   2016/09/27 320,924,000 30,226,412 -   - -   -
11346 Goldman Sachs SP (Asia) - Link REIT European Wts Feb 2017 A HKD 0.173   0.078   0.087   226,900,000 28,390,655 N/A 0.330   2016/07/28 0.078   2016/10/31 958,925,000 188,589,725 -   - -   -
28257 Goldman Sachs SP (Asia) - Link REIT European Wts Mar 2017 A HKD 0.510   0.330   0.355   16,910,000 6,565,850 N/A 0.630   2016/07/28 0.213   2016/06/02 160,730,000 64,131,660 -   - -   -
29283 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Dec 2016 A HKD 0.900   0.580   0.630   6,726,000 4,996,640 N/A 0.900   2016/10/25 0.275   2016/06/16 67,453,000 36,169,579 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD 0.670   0.670   0.620   60,000 40,200 N/A 0.710   2016/09/08 0.360   2016/07/25 6,964,000 3,313,610 -   - -   -
27968 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2016 A HKD 0.083   0.011   0.019   45,736,000 1,977,494 N/A 0.345   2016/06/10 0.011   2016/10/03 975,380,000 88,998,454 -   - -   -
13356 Goldman Sachs SP (Asia) - PetroChina European Wts Feb 2017 A HKD 0.325   0.144   0.150   959,586,000 212,192,292 N/A 0.325   2016/10/11 0.118   2016/09/28 1,099,166,000 233,240,180 -   - -   -
27380 Goldman Sachs SP (Asia) - PetroChina European Wts Oct 2016 A HKD 0.153   0.010   0.016   54,418,000 3,062,852 19,364,338 0.830   2016/04/28 0.010   2016/10/19 601,420,000 119,416,068 -   - -   -
11348 Goldman Sachs SP (Asia) - PICC European Warrants Jan 2017 A HKD 0.118   0.063   0.070   250,582,000 23,769,632 N/A 0.217   2016/09/09 0.063   2016/10/31 1,026,080,000 134,980,742 -   - -   -
29737 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2017 B HKD 0.042   0.026   0.020   1,120,000 35,045 N/A 0.320   2016/06/28 0.026   2016/10/27 677,845,000 87,382,240 -   - -   -
27708 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Oct 2016 A HKD 0.012   0.010   0.010   2,920,000 32,020 13,542,148 0.485   2016/05/12 0.010   2016/10/13 569,905,000 81,907,490 -   - -   -
19309 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 A HKD 0.041   0.024   0.027   29,450,000 851,350 4,482,392 0.109   2016/01/04 0.012   2016/07/06 15,286,050,000 916,189,350 0.400   2015/04/23 0.079   2015/09/04
20292 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 B HKD 0.016   0.010   0.010   28,850,000 378,900 38,314,467 0.071   2016/01/04 0.010   2016/10/26 9,227,000,000 231,566,100 0.320   2015/04/22 0.048   2015/08/24
21196 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 C HKD -   -   0.014   0 0 233 0.037   2016/01/04 0.014   2016/09/09 11,250,000 350,250 0.280   2015/04/23 0.033   2015/12/14
27453 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 D HKD 0.162   0.063   0.073   4,031,660,000 409,603,415 187,061,171 0.290   2016/09/09 0.040   2016/07/08 9,449,560,000 1,163,423,390 -   - -   -
12480 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 E HKD 0.220   0.095   0.130   209,425,000 32,261,390 N/A 0.305   2016/09/08 0.095   2016/10/27 364,885,000 61,221,465 -   - -   -
28460 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2017 A HKD 0.485   0.320   0.370   29,090,000 11,418,275 N/A 0.560   2016/09/22 0.108   2016/07/08 1,178,230,000 221,343,980 -   - -   -
12913 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 A HKD 0.224   0.133   0.144   2,047,930,000 373,918,765 N/A 0.370   2016/09/09 0.133   2016/10/27 2,640,230,000 531,082,080 -   - -   -
13168 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 B HKD 0.114   0.065   0.074   279,735,000 25,166,075 N/A 0.193   2016/09/22 0.065   2016/10/27 5,217,160,000 663,290,530 -   - -   -
13910 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 C HKD 0.150   0.098   0.102   1,442,570,000 173,759,580 N/A 0.150   2016/10/25 0.098   2016/10/31 1,442,570,000 173,759,580 -   - -   -
28217 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2016 A HKD 0.540   0.365   0.435   4,005,000 1,598,200 N/A 0.640   2016/09/07 0.101   2016/07/08 5,094,760,000 659,471,165 -   - -   -
27931 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2016 B HKD 0.154   0.010   0.035   9,985,000 731,230 N/A 0.320   2016/09/09 0.010   2016/10/24 14,968,665,000 1,154,229,620 -   - -   -
27933 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2016 C HKD 0.070   0.010   0.010   3,695,000 121,900 N/A 0.239   2016/09/09 0.010   2016/10/18 4,537,255,000 311,180,705 -   - -   -
27830 Goldman Sachs SP (Asia) - Sands China Eur Put Wts Dec 2016 B HKD 0.028   0.022   0.019   1,096,000 24,824 N/A 0.365   2016/05/10 0.018   2016/09/09 577,064,000 63,912,900 -   - -   -
27700 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2016 A HKD 0.300   0.166   0.168   235,580,000 50,742,716 55,159,561 0.370   2016/09/15 0.070   2016/07/06 1,792,312,000 332,268,344 -   - -   -
13565 Goldman Sachs SP (Asia) - Sands China Euro Wts Mar 2017 A HKD 0.300   0.142   0.143   817,460,000 144,346,552 N/A 0.300   2016/10/03 0.142   2016/10/31 818,844,000 144,690,528 -   - -   -
27829 Goldman Sachs SP (Asia) - Sands China Euro Wts Oct 2016 A HKD -   -   0.420   0 0 N/A 0.295   2016/08/12 0.053   2016/07/06 1,561,352,000 196,713,704 -   - -   -
20035 Goldman Sachs SP (Asia) - SFCE European Warrants Dec 2016 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.380   2015/04/13 0.019   2015/12/18
11549 Goldman Sachs SP (Asia) - SHK Ppt European Put Wt Mar 2017 A HKD 0.260   0.223   0.222   6,910,000 1,651,280 N/A 0.630   2016/08/03 0.217   2016/09/29 62,360,000 18,097,530 -   - -   -
27097 Goldman Sachs SP (Asia) - SHK Ppt European Put Wt Oct 2016 A HKD -   -   0.010   0 0 8,982,428 0.600   2016/04/08 0.013   2016/08/24 299,870,000 54,035,570 -   - -   -
28218 Goldman Sachs SP (Asia) - SHK Ppt European Wts Dec 2016 A HKD 1.550   1.550   1.490   10,000 15,500 N/A 1.970   2016/09/22 0.236   2016/06/24 38,070,000 26,371,710 -   - -   -
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD -   -   0.365   0 0 2,057,270 0.445   2016/09/09 0.145   2016/05/18 310,380,000 54,000,110 -   - -   -
11647 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2016 A HKD 0.173   0.076   0.104   160,633,000 21,849,068 N/A 0.435   2016/08/10 0.076   2016/10/17 418,149,500 100,137,924 -   - -   -
29738 Goldman Sachs SP (Asia) - Stanchart European Wts Jan 2017 A HKD 0.520   0.305   0.465   34,383,500 15,962,310 N/A 0.900   2016/06/23 0.305   2016/10/17 158,257,500 73,418,993 -   - -   -
26534 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2016 D HKD -   -   0.010   0 0 483,188 0.144   2016/02/12 0.014   2016/06/23 3,750,600,000 390,959,920 0.260   2015/09/02 0.073   2015/11/26
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD 0.046   0.037   0.045   12,970,000 520,620 N/A 0.095   2016/07/07 0.033   2016/09/06 119,150,000 5,406,840 -   - -   -
26985 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 B HKD 0.010   0.010   0.010   160,000 1,600 121,555,052 0.149   2016/03/29 0.010   2016/10/17 15,681,730,000 1,563,994,910 -   - -   -
12914 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 D HKD 0.094   0.058   0.084   902,660,000 69,916,030 N/A 0.139   2016/09/02 0.058   2016/10/26 2,161,940,000 179,484,190 -   - -   -
11371 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 A HKD 0.036   0.025   0.031   30,010,000 954,550 N/A 0.144   2016/07/11 0.025   2016/10/25 10,697,060,000 1,083,373,080 -   - -   -
13911 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 C HKD 0.170   0.137   0.172   26,870,000 4,093,180 N/A 0.170   2016/10/28 0.137   2016/10/25 26,870,000 4,093,180 -   - -   -
27379 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2016 B HKD 0.010   0.010   0.010   200,000 2,000 161,810,732 0.186   2016/05/05 0.010   2016/10/07 14,078,210,000 981,969,790 -   - -   -
13913 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 D HKD 0.147   0.096   0.096   62,400,000 7,519,610 N/A 0.147   2016/10/25 0.096   2016/10/31 62,400,000 7,519,610 -   - -   -
25673 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 16 A HKD -   -   0.445   0 0 1,873,273 0.460   2016/08/17 0.175   2016/02/12 259,650,000 51,197,900 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD 0.250   0.205   0.221   45,995,000 10,703,320 N/A 0.290   2016/09/09 0.117   2016/06/28 856,300,000 161,110,145 -   - -   -
23938 Goldman Sachs SP (Asia) - Tracker Fund European Wts Mar 17 A HKD 0.250   0.202   0.214   41,155,000 8,894,730 30,597,492 0.280   2016/09/29 0.069   2016/05/19 2,854,745,000 329,624,075 0.275   2015/12/28 0.230   2015/12/31
28105 Goldman Sachs SP (Asia) - Tracker Fund European Wts May 17 A HKD -   -   0.330   0 0 N/A 0.350   2016/08/18 0.133   2016/05/19 534,245,000 91,506,135 -   - -   -
11483 Goldman Sachs SP (Asia) - Zijin Mining European Wts Jan17A HKD 0.056   0.025   0.027   60,100,000 2,185,512 N/A 0.360   2016/07/15 0.025   2016/10/28 219,442,000 24,574,650 -   - -   -
11540 Goldman Sachs SP (Asia) -Ch Overseas European Wts Dec 2016 A HKD 0.062   0.016   0.019   529,600,000 25,650,320 N/A 0.209   2016/07/21 0.016   2016/10/25 1,995,780,000 182,643,800 -   - -   -
28258 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jan 2017 A HKD 0.224   0.093   0.093   717,200,000 89,344,500 N/A 0.380   2016/08/10 0.093   2016/10/31 836,380,000 118,533,500 -   - -   -
13703 Goldman Sachs SP (Asia) -Ch Overseas European Wts Mar 2017 A HKD 0.091   0.063   0.064   66,740,000 4,824,040 N/A 0.091   2016/10/13 0.063   2016/10/24 66,740,000 4,824,040 -   - -   -
24596 Goldman Sachs SP (Asia) -Tencent European Wt Apr 2017 A HKD 0.490   0.380   0.385   51,010,000 22,826,200 396,636,887 0.520   2016/09/23 0.085   2016/02/12 40,516,520,000 5,970,325,480 0.174   2015/12/28 0.165   2015/12/29
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.191   0.122   0.122   526,640,000 85,323,440 N/A 0.199   2016/09/29 0.122   2016/10/31 600,060,000 99,261,930 -   - -   -
16289 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 A HKD 0.680   0.580   0.580   740,000 471,400 2,751,965 0.680   2016/10/11 0.106   2016/02/12 14,553,680,000 2,285,987,470 0.410   2015/04/23 0.128   2015/01/02
19596 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 B HKD 0.580   0.475   0.470   1,200,000 649,650 118,959,513 0.580   2016/10/11 0.077   2016/02/12 7,414,770,000 1,052,578,910 0.400   2015/04/14 0.114   2015/08/24
21003 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 C HKD 0.228   0.123   0.124   126,360,000 21,991,430 148,449,758 0.250   2016/09/23 0.022   2016/02/12 13,660,870,000 932,289,710 0.340   2015/04/23 0.060   2015/12/14
26649 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 E HKD 0.800   0.700   0.690   2,120,000 1,631,800 8,998,263 0.800   2016/10/11 0.210   2016/03/11 278,830,000 83,217,830 -   - -   -
11156 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 F HKD 0.940   0.212   0.211   82,136,000 40,998,523 N/A 1.200   2016/09/23 0.163   2016/07/06 4,394,183,000 1,082,606,842 -   - -   -
11662 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 G HKD 1.610   0.820   0.760   1,880,000 2,440,270 N/A 1.850   2016/09/23 0.435   2016/08/03 2,480,268,000 1,672,192,450 -   - -   -
11973 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 H HKD 0.495   0.144   0.144   4,532,601,000 1,529,765,323 N/A 0.650   2016/09/09 0.144   2016/10/31 11,364,999,000 4,398,984,511 -   - -   -
12734 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 I HKD 0.770   0.223   0.223   2,722,607,000 1,165,597,740 N/A 0.910   2016/09/23 0.223   2016/10/31 4,840,731,000 1,981,695,130 -   - -   -
13169 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 J HKD 0.230   0.041   0.039   114,754,000 16,265,538 N/A 0.420   2016/09/23 0.041   2016/10/31 1,540,555,000 437,193,042 -   - -   -
27477 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 A HKD 0.510   0.405   0.400   2,060,000 952,850 632,702,267 0.530   2016/09/23 0.099   2016/05/06 36,736,210,000 4,807,105,820 -   - -   -
13358 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 B HKD 1.230   0.580   0.600   387,493,000 278,864,160 N/A 1.390   2016/09/23 0.580   2016/10/28 485,761,000 395,412,440 -   - -   -
13757 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 C HKD 0.400   0.204   0.208   68,716,000 20,504,875 N/A 0.400   2016/10/20 0.204   2016/10/28 68,716,000 20,504,875 -   - -   -
13382 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 E HKD 0.139   0.063   0.064   2,662,105,000 284,472,924 N/A 0.175   2016/09/23 0.063   2016/10/31 8,323,285,000 1,091,983,279 -   - -   -
13535 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 F HKD 0.590   0.196   0.196   2,536,033,000 1,312,155,423 N/A 0.670   2016/09/29 0.196   2016/10/31 3,439,929,000 1,878,034,943 -   - -   -
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.395   0.305   0.305   48,980,000 17,596,000 N/A 0.420   2016/09/23 0.142   2016/07/06 26,406,240,000 4,541,224,860 -   - -   -
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD 0.540   0.440   0.435   1,240,000 605,300 N/A 0.540   2016/10/06 0.185   2016/06/28 272,980,000 63,440,590 -   - -   -
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD 0.246   0.164   0.164   258,610,000 49,083,260 N/A 0.260   2016/09/23 0.164   2016/10/31 490,970,000 95,863,620 -   - -   -
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.195   0.116   0.117   573,720,000 92,099,560 N/A 0.226   2016/09/23 0.116   2016/10/28 742,660,000 125,879,030 -   - -   -
13758 Goldman Sachs SP (Asia) -Tencent European Wt Mar 2017 B HKD 0.640   0.370   0.370   45,492,000 22,823,330 N/A 0.640   2016/10/20 0.370   2016/10/28 45,492,000 22,823,330 -   - -   -
26988 Goldman Sachs SP (Asia) -Tencent European Wt May 2017 A HKD 0.450   0.350   0.350   3,300,000 1,323,750 457,436,528 0.460   2016/09/23 0.095   2016/05/06 17,784,240,000 2,784,563,120 -   - -   -
26647 Goldman Sachs SP (Asia) -Tencent European Wt Nov 2016 A HKD 0.640   0.570   0.540   250,000 151,300 10,649,010 0.640   2016/10/11 0.122   2016/05/06 3,641,800,000 607,583,600 -   - -   -
21195 Goldman Sachs SP (Asia) -Tencent European Wt Oct 2016 A HKD 0.030   0.013   0.010   5,240,000 128,740 505,583 0.066   2016/09/09 0.010   2016/07/26 102,160,000 3,696,860 0.260   2015/04/29 0.027   2015/12/14
20209 Goldman Sachs SP (Asia) -Tencent European Wt Oct 2016 B HKD -   -   0.540   0 0 287,482,038 0.560   2016/09/26 0.051   2016/02/12 61,549,060,000 5,871,633,410 0.179   2015/11/26 0.108   2015/12/14
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.395   0.315   0.310   7,050,000 2,596,400 N/A 0.420   2016/09/23 0.145   2016/07/06 3,789,160,000 784,153,430 -   - -   -
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.335   0.255   0.260   2,670,000 787,750 N/A 0.340   2016/09/29 0.212   2016/08/29 1,090,690,000 260,974,690 -   - -   -
27835 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Nov 2016 A HKD 0.055   0.010   0.011   7,600,000 187,300 N/A 0.212   2016/05/09 0.010   2016/10/25 550,688,000 60,848,812 -   - -   -
28644 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Oct 2016 A HKD 0.122   0.010   0.010   5,864,000 305,402 N/A 0.315   2016/06/10 0.010   2016/10/13 407,094,000 61,611,148 -   - -   -
28797 Haitong Int'l Sec - HTSC European Warrants Mar 2017 A HKD 0.123   0.093   0.095   1,252,000 140,182 N/A 0.247   2016/07/13 0.093   2016/10/27 38,142,000 7,184,982 -   - -   -
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD 0.110   0.088   0.079   104,000 10,956 N/A 0.173   2016/05/16 0.088   2016/10/28 25,204,000 4,289,313 -   - -   -
28795 Haitong Int'l Sec - A50 China European Warrants Mar 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27806 Haitong Int'l Sec - A50 China European Warrants Nov 2016 A HKD -   -   0.016   0 0 N/A 0.315   2016/05/06 0.017   2016/09/26 43,289,200 6,929,039 -   - -   -
27712 Haitong Int'l Sec - Agile Ppt European Warrants Mar 2017 A HKD 0.300   0.243   0.213   92,000 24,490 426,835 0.450   2016/09/22 0.201   2016/05/12 8,854,000 2,587,832 -   - -   -
26905 Haitong Int'l Sec - AIA European Put Warrants Oct 2016 A HKD -   -   0.014   0 0 120,916 0.188   2016/03/29 0.010   2016/07/26 274,516,000 38,750,814 -   - -   -
12602 Haitong Int'l Sec - AIA European Warrants Jan 2017 A HKD 0.216   0.039   0.051   566,674,000 81,713,462 N/A 0.216   2016/10/07 0.039   2016/10/31 570,978,000 82,344,180 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12369 Haitong Int'l Sec - Anhui Conch European Warrants Jan 2017 A HKD 0.117   0.039   0.042   7,450,000 454,145 N/A 0.144   2016/08/29 0.039   2016/10/31 18,380,000 1,939,175 -   - -   -
27802 Haitong Int'l Sec - Anta Sports European Warrants Dec 2016 A HKD 0.095   0.054   0.086   5,052,000 363,796 N/A 0.219   2016/05/06 0.034   2016/06/27 25,885,000 2,923,202 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.136   0.112   0.109   13,072,000 1,589,806 1,629,975 0.270   2016/04/12 0.112   2016/10/26 78,595,000 14,747,509 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD 0.062   0.033   0.031   7,920,000 298,320 N/A 0.083   2016/09/29 0.033   2016/10/28 15,590,000 838,785 -   - -   -
11682 Haitong Int'l Sec - BOC HK European Warrants Mar 2017 A HKD 0.330   0.208   0.290   79,390,000 21,063,355 N/A 0.390   2016/09/12 0.207   2016/08/24 165,605,000 42,790,795 -   - -   -
11684 Haitong Int'l Sec - BOCL European Warrants Dec 2016 A HKD 0.395   0.203   0.234   5,737,000 1,504,278 N/A 0.475   2016/09/22 0.203   2016/10/31 11,768,000 3,816,396 -   - -   -
13366 Haitong Int'l Sec - BOCL European Warrants May 2017 A HKD 0.108   0.077   0.080   83,204,000 8,599,076 N/A 0.195   2016/09/21 0.077   2016/10/13 85,106,000 8,933,816 -   - -   -
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.185   0.152   0.154   132,800,000 22,132,735 N/A 0.230   2016/09/07 0.152   2016/10/31 193,540,000 34,599,925 -   - -   -
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.135   0.107   0.110   108,800,000 12,914,350 N/A 0.181   2016/09/07 0.107   2016/10/31 198,350,000 26,132,550 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.325   0.290   0.290   231,000 67,470 1,896,870 0.330   2016/09/19 0.179   2016/06/13 92,488,000 20,812,587 -   - -   -
11671 Haitong Int'l Sec - CC Bank European Warrants Feb 2017 A HKD 0.243   0.103   0.116   134,278,000 15,510,205 N/A 0.355   2016/09/09 0.103   2016/10/28 445,004,000 91,890,067 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD -   -   0.176   0 0 N/A 0.340   2016/09/22 0.167   2016/08/01 2,392,000 567,603 -   - -   -
12371 Haitong Int'l Sec - CGN Power European Warrants Mar 2017 A HKD 0.170   0.142   0.120   1,070,000 153,980 N/A 0.260   2016/09/09 0.142   2016/10/20 1,700,000 275,730 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.174   0.137   0.141   13,380,000 1,958,600 2,781,565 0.295   2016/04/29 0.137   2016/10/12 290,720,000 66,691,420 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.081   0.081   0.076   20,000 1,620 N/A 0.174   2016/08/15 0.081   2016/10/28 58,140,000 7,149,610 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.214   0.165   0.168   15,890,000 3,217,900 N/A 0.255   2016/09/07 0.160   2016/08/01 25,760,000 5,475,130 -   - -   -
11995 Haitong Int'l Sec - Ch Molybdenum European Warrants Feb 17A HKD 0.127   0.125   0.121   135,000 17,040 N/A 0.260   2016/08/11 0.125   2016/10/04 186,000 27,960 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.315   0.239   0.295   9,540,000 2,561,740 N/A 0.315   2016/10/05 0.226   2016/09/06 18,580,000 4,766,640 -   - -   -
26903 Haitong Int'l Sec - Ch Overseas European Warrants Nov 2016 A HKD 0.028   0.017   0.018   80,000 1,720 3,740,157 0.188   2016/03/31 0.017   2016/10/04 684,760,000 89,153,120 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.142   0.129   0.128   2,040,000 279,160 N/A 0.186   2016/08/29 0.129   2016/10/13 11,160,000 1,957,260 -   - -   -
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.144   0.088   0.089   44,160,000 4,917,080 4,155,737 0.148   2016/09/23 0.067   2016/07/21 302,360,000 34,206,820 -   - -   -
13393 Haitong Int'l Sec - Chi Res Land European Warrants Mar 2017A HKD 0.191   0.082   0.054   35,640,000 3,279,560 N/A 0.265   2016/09/29 0.082   2016/10/17 40,320,000 4,439,820 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD 0.208   0.186   0.190   1,260,000 259,880 N/A 0.285   2016/09/09 0.186   2016/10/28 6,140,000 1,530,380 -   - -   -
28189 Haitong Int'l Sec - China Coal European Warrants Nov 2016 A HKD 0.860   0.580   0.650   464,000 305,700 N/A 0.860   2016/10/27 0.236   2016/08/29 39,328,000 13,635,059 -   - -   -
27330 Haitong Int'l Sec - China Dongxiang European Warrants Mar17A HKD 0.167   0.125   0.125   1,056,000 154,666 451,925 0.335   2016/04/15 0.125   2016/10/31 14,117,000 2,872,702 -   - -   -
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.055   0.053   0.042   1,440,000 77,760 189,797 0.163   2016/04/20 0.053   2016/10/20 25,220,000 3,382,980 -   - -   -
13363 Haitong Int'l Sec - China Life European Warrants Apr 2017 A HKD 0.146   0.046   0.056   734,360,000 81,088,820 N/A 0.175   2016/09/22 0.046   2016/10/31 1,674,940,000 206,417,510 -   - -   -
27234 Haitong Int'l Sec - China Life European Warrants Dec 2016 A HKD 0.212   0.065   0.069   490,000 86,040 12,361,007 0.280   2016/09/22 0.046   2016/07/08 1,332,400,000 140,309,970 -   - -   -
12939 Haitong Int'l Sec - China Life European Warrants Dec 2016 B HKD 0.275   0.096   0.104   610,000 109,000 N/A 0.330   2016/09/22 0.096   2016/10/31 45,260,000 7,256,290 -   - -   -
28406 Haitong Int'l Sec - China Life European Warrants Nov 2016 A HKD -   -   0.305   0 0 N/A 0.465   2016/09/19 0.132   2016/07/08 153,000,000 29,245,070 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.325   0.181   0.196   4,240,000 959,470 N/A 0.330   2016/09/22 0.181   2016/10/31 48,190,000 11,829,900 -   - -   -
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD 0.475   0.295   0.310   900,000 368,050 N/A 0.485   2016/09/09 0.209   2016/08/04 7,120,000 2,163,190 -   - -   -
12370 Haitong Int'l Sec - China Mobile European Put Wts Feb 2017 A HKD 0.216   0.143   0.209   120,320,000 20,604,730 N/A 0.216   2016/10/24 0.143   2016/10/11 165,390,000 28,838,340 -   - -   -
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD 0.275   0.180   0.270   10,560,000 2,339,465 N/A 0.275   2016/10/31 0.162   2016/09/09 99,850,000 21,399,180 -   - -   -
27811 Haitong Int'l Sec - China Mobile European Put Wts Oct16A HKD -   -   0.023   0 0 N/A 0.380   2016/05/19 0.012   2016/08/15 252,995,000 62,289,600 -   - -   -
27194 Haitong Int'l Sec - China Mobile European Warrants Dec 2016A HKD 0.223   0.021   0.021   2,457,565,000 158,076,060 56,333,084 0.345   2016/04/22 0.021   2016/10/31 3,675,685,000 419,381,610 -   - -   -
13390 Haitong Int'l Sec - China Mobile European Warrants Feb 2017B HKD 0.225   0.039   0.050   10,420,000 1,485,220 N/A 0.238   2016/09/29 0.039   2016/10/28 176,190,000 35,881,495 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD 0.275   0.071   0.075   7,380,000 948,735 N/A 0.320   2016/09/22 0.071   2016/10/31 29,190,000 6,124,105 -   - -   -
12800 Haitong Int'l Sec - China Mobile European Warrants Mar 2017A HKD 0.224   0.045   0.052   8,220,000 1,186,265 N/A 0.265   2016/09/22 0.045   2016/10/28 46,010,000 8,427,380 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD 0.185   0.093   0.091   2,821,000 419,409 N/A 0.370   2016/07/28 0.093   2016/10/28 21,374,000 5,594,236 -   - -   -
27331 Haitong Int'l Sec - China Railway European Warrants Oct 16 A HKD 0.026   0.025   0.023   200,000 5,100 4,738,292 0.980   2016/04/20 0.025   2016/10/03 166,053,000 33,269,113 -   - -   -
27201 Haitong Int'l Sec - China Shenhua European Warrants Dec 16 A HKD 0.300   0.170   0.246   23,675,000 5,475,515 6,705,743 0.300   2016/10/25 0.060   2016/05/19 495,895,000 68,724,600 -   - -   -
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.300   0.207   0.270   568,000 139,424 N/A 0.300   2016/10/24 0.157   2016/08/22 38,962,000 7,367,032 -   - -   -
12801 Haitong Int'l Sec - China Taiping European Warrants Mar 17 A HKD 0.193   0.119   0.111   2,942,000 500,452 N/A 0.290   2016/09/09 0.119   2016/10/28 13,360,000 2,800,840 -   - -   -
28184 Haitong Int'l Sec - China Telecom European Warrants Nov 16 A HKD -   -   0.028   0 0 N/A 0.227   2016/08/19 0.070   2016/09/15 90,660,000 8,938,934 -   - -   -
11997 Haitong Int'l Sec - China Vanke European Put Warrants May17A HKD 0.161   0.133   0.132   270,000 37,060 N/A 0.211   2016/08/12 0.133   2016/10/31 87,783,000 16,380,271 -   - -   -
11996 Haitong Int'l Sec - China Vanke European Warrants Feb 2017 A HKD 0.295   0.216   0.250   17,731,000 4,320,074 N/A 0.375   2016/08/22 0.216   2016/10/14 50,769,000 14,538,814 -   - -   -
11911 Haitong Int'l Sec - CITIC Bank European Warrants Mar 2017 A HKD 0.195   0.054   0.051   11,244,000 1,368,619 N/A 0.285   2016/09/09 0.054   2016/10/28 29,230,000 5,400,157 -   - -   -
28780 Haitong Int'l Sec - CITIC Sec European Warrants Nov 2016 A HKD 0.021   0.021   0.018   1,000,000 21,000 N/A 0.155   2016/06/10 0.021   2016/10/25 243,425,000 12,305,200 -   - -   -
13364 Haitong Int'l Sec - CM Bank European Warrants May 2017 A HKD 0.169   0.125   0.142   1,650,000 237,390 N/A 0.213   2016/09/28 0.125   2016/10/31 30,290,000 5,838,140 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 0.305   0.265   0.260   1,460,000 419,780 N/A 0.430   2016/09/09 0.265   2016/10/31 2,484,000 762,210 -   - -   -
27800 Haitong Int'l Sec - CNOOC European Put Warrants Nov 2016 A HKD -   -   0.019   0 0 N/A 0.435   2016/05/10 0.027   2016/09/14 507,075,000 82,368,964 -   - -   -
11429 Haitong Int'l Sec - CNOOC European Warrants Mar 2017 A HKD 0.640   0.227   0.250   228,521,000 69,988,654 N/A 0.640   2016/10/24 0.227   2016/10/31 286,573,000 91,579,769 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.170   0.112   0.115   108,150,000 15,595,400 33,882,220 0.171   2016/04/22 0.085   2016/08/03 2,308,130,000 291,337,530 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD 0.107   0.073   0.091   13,560,000 1,087,830 N/A 0.200   2016/06/08 0.073   2016/10/13 39,740,000 5,407,565 -   - -   -
28190 Haitong Int'l Sec - CRCC European Warrants May 2017 A HKD 0.147   0.093   0.119   15,830,000 1,771,590 N/A 0.232   2016/06/21 0.093   2016/10/11 37,150,000 5,218,240 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD 0.099   0.084   0.087   470,000 42,620 N/A 0.190   2016/05/30 0.084   2016/10/31 42,320,000 5,547,030 -   - -   -
12943 Haitong Int'l Sec - CRRC Times European Warrants Mar 2017 A HKD 0.255   0.195   0.185   230,000 48,630 N/A 0.530   2016/09/06 0.195   2016/10/14 2,865,000 1,299,530 -   - -   -
12684 Haitong Int'l Sec - CSCL European Warrants Aug 2017 A HKD 0.295   0.231   0.210   3,835,000 1,040,039 N/A 0.355   2016/09/09 0.231   2016/10/04 13,231,000 3,731,078 -   - -   -
26890 Haitong Int'l Sec - CSOP A50 ETF European Put Wts Feb 2017 A HKD 0.103   0.093   0.088   242,000 23,542 6,763,565 0.211   2016/05/18 0.093   2016/10/27 565,514,000 111,082,254 -   - -   -
26885 Haitong Int'l Sec - CSOP A50 ETF European Warrants Nov 2016A HKD 0.075   0.062   0.066   1,320,000 97,900 34,181,199 0.135   2016/03/30 0.062   2016/10/12 2,832,782,000 240,649,582 -   - -   -
28786 Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2016A HKD -   -   0.014   0 0 N/A 0.203   2016/07/13 0.014   2016/09/21 96,579,600 13,519,956 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.173   0.171   0.148   41,028,000 7,073,624 12,811,855 0.249   2016/03/30 0.171   2016/10/11 1,075,102,000 238,730,294 -   - -   -
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD -   -   0.255   0 0 N/A 0.255   2016/09/07 0.235   2016/09/13 2,400,000 594,620 -   - -   -
27197 Haitong Int'l Sec - CTEG European Warrants Jan 2017 A HKD 0.144   0.119   0.064   7,678,000 1,020,922 1,126,947 0.480   2016/04/14 0.119   2016/10/19 42,704,000 11,846,602 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 0.112   0.068   0.067   93,730,000 9,578,810 N/A 0.114   2016/09/09 0.068   2016/10/31 99,280,000 10,196,270 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.150   0.131   0.132   5,310,000 737,580 673,304 0.305   2016/04/20 0.131   2016/10/31 24,810,000 4,139,625 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.233   0.131   0.137   28,400,000 5,844,760 N/A 0.270   2016/09/13 0.131   2016/10/31 34,660,000 7,470,640 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.395   0.280   0.280   180,000 54,800 141,033 0.425   2016/08/09 0.200   2016/03/17 90,260,000 21,399,840 -   - -   -
11909 Haitong Int'l Sec - Galaxy Ent European Put Warrants Jan 17A HKD 0.037   0.033   0.024   3,840,000 137,450 N/A 0.120   2016/09/06 0.033   2016/10/06 5,520,000 329,770 -   - -   -
12967 Haitong Int'l Sec - Galaxy Ent European Warrants Jan 2017 B HKD 0.620   0.405   0.560   2,500,000 1,259,800 N/A 0.620   2016/10/27 0.285   2016/09/08 38,110,000 14,756,450 -   - -   -
11908 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 A HKD 0.495   0.400   0.475   810,000 345,550 N/A 0.495   2016/10/06 0.170   2016/09/01 157,990,000 46,528,110 -   - -   -
13365 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 B HKD 0.340   0.187   0.260   116,810,000 26,369,200 N/A 0.340   2016/10/06 0.158   2016/09/27 147,620,000 32,302,400 -   - -   -
27193 Haitong Int'l Sec - Galaxy Ent European Warrants Nov 2016 A HKD 0.027   0.020   0.019   200,000 4,700 29,577 0.250   2016/04/14 0.020   2016/10/13 58,580,000 12,539,990 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD 0.128   0.128   0.127   100,000 12,800 N/A 0.234   2016/09/09 0.128   2016/10/04 1,098,000 198,974 -   - -   -
12595 Haitong Int'l Sec - Geely Auto European Warrants Feb 2017 A HKD 1.800   0.940   1.530   435,000 627,400 N/A 1.800   2016/10/27 0.610   2016/09/01 29,645,000 22,006,350 -   - -   -
27714 Haitong Int'l Sec - Geely Auto European Warrants Nov 2016 A HKD 3.030   3.030   3.360   30,000 90,900 3,516,950 3.030   2016/10/14 0.305   2016/05/13 41,820,000 21,110,375 -   - -   -
27231 Haitong Int'l Sec - Goldwind European Warrants Mar 2017 A HKD 0.201   0.102   0.109   1,840,000 304,230 782,805 0.385   2016/04/29 0.102   2016/10/31 23,066,000 5,205,732 -   - -   -
27589 Haitong Int'l Sec - Gome European Warrants May 2017 A HKD 0.136   0.093   0.090   7,710,000 856,490 1,742,587 0.227   2016/04/27 0.093   2016/10/28 73,589,000 10,468,132 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.280   0.260   0.225   1,715,000 449,715 N/A 0.300   2016/09/09 0.213   2016/08/09 4,775,000 1,198,781 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.158   0.072   0.072   227,885,000 26,073,005 N/A 0.158   2016/10/19 0.072   2016/10/31 259,165,000 30,406,825 -   - -   -
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.305   0.295   0.227   140,000 42,050 N/A 0.305   2016/10/04 0.295   2016/10/04 140,000 42,050 -   - -   -
27200 Haitong Int'l Sec - Haitong Sec European Warrants Jan 2017 A HKD 0.058   0.037   0.038   158,236,000 7,316,328 4,223,385 0.185   2016/04/14 0.037   2016/10/31 644,424,000 72,381,228 -   - -   -
11668 Haitong Int'l Sec - HKEX European Put Warrants May 2017 A HKD 0.091   0.073   0.073   14,640,000 1,184,400 N/A 0.169   2016/08/19 0.073   2016/10/31 75,340,000 10,162,810 -   - -   -
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.270   0.245   0.227   7,280,000 1,913,120 N/A 0.295   2016/09/22 0.225   2016/09/14 167,720,000 39,724,630 -   - -   -
26902 Haitong Int'l Sec - HKEX European Warrants Dec 2016 A HKD 0.241   0.188   0.196   3,850,000 781,210 38,153,962 0.265   2016/09/09 0.031   2016/06/27 3,318,540,000 543,363,280 -   - -   -
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.360   0.325   0.325   90,000 31,200 N/A 0.385   2016/09/09 0.233   2016/08/19 78,000,000 19,455,370 -   - -   -
27710 Haitong Int'l Sec - HKEX European Warrants Feb 2017 A HKD 0.126   0.080   0.083   10,965,430,000 1,231,065,010 268,833,702 0.147   2016/09/09 0.059   2016/08/29 15,468,620,000 1,649,526,620 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.265   0.227   0.233   3,240,000 768,820 N/A 0.280   2016/09/22 0.227   2016/10/28 22,480,000 5,465,260 -   - -   -
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.164   0.118   0.122   6,984,990,000 967,833,310 N/A 0.200   2016/09/20 0.118   2016/10/28 12,918,010,000 1,944,359,560 -   - -   -
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.205   0.161   0.170   3,530,510,000 633,368,670 N/A 0.232   2016/09/09 0.123   2016/09/02 4,020,080,000 706,999,510 -   - -   -
28671 Haitong Int'l Sec - HN Renewables European Warrants Apr 17 A HKD 0.365   0.207   0.230   22,446,000 6,674,018 N/A 0.610   2016/09/09 0.207   2016/10/31 36,870,000 14,080,948 -   - -   -
13060 Haitong Int'l Sec - HSBC European Put Warrants Apr 2017 B HKD 0.212   0.119   0.135   838,728,000 142,006,848 N/A 0.240   2016/09/30 0.119   2016/10/28 926,592,000 161,863,416 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD 0.068   0.045   0.045   2,160,000 116,220 N/A 0.151   2016/08/08 0.045   2016/10/31 107,688,000 8,487,368 -   - -   -
13059 Haitong Int'l Sec - HSBC European Warrants Apr 2017 A HKD 0.091   0.048   0.050   3,317,176,000 227,660,824 N/A 0.182   2016/09/12 0.048   2016/10/31 3,463,388,000 244,473,868 -   - -   -
13359 Haitong Int'l Sec - HSBC European Warrants Jan 2017 A HKD 0.250   0.150   0.187   1,242,320,000 249,989,112 N/A 0.300   2016/09/22 0.150   2016/10/13 2,434,404,000 480,277,924 -   - -   -
11418 Haitong Int'l Sec - HSBC European Warrants Mar 2017 A HKD 0.630   0.620   0.610   608,000 380,800 N/A 0.710   2016/09/09 0.169   2016/08/03 173,356,000 42,755,132 -   - -   -
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD 0.280   0.198   0.169   4,630,000 1,012,948 N/A 0.395   2016/08/24 0.198   2016/10/25 12,428,000 3,785,378 -   - -   -
13386 Haitong Int'l Sec - Huaneng European Warrants Mar 2017 A HKD 0.214   0.164   0.164   668,000 117,736 N/A 0.270   2016/09/29 0.164   2016/10/27 7,304,000 1,803,610 -   - -   -
13062 Haitong Int'l Sec - ICBC European Warrants Apr 2017 A HKD 0.221   0.097   0.075   1,005,000 124,152 N/A 0.265   2016/09/09 0.097   2016/10/13 2,147,000 389,326 -   - -   -
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.600   0.360   0.375   3,204,000 1,366,275 N/A 0.700   2016/09/09 0.165   2016/06/15 59,506,000 30,393,266 -   - -   -
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.150   0.124   0.126   15,240,000 2,170,370 N/A 0.201   2016/08/16 0.124   2016/10/12 41,980,000 7,349,450 -   - -   -
28408 Haitong Int'l Sec - Kingsoft European Warrants Dec 2016 A HKD 0.260   0.213   0.193   140,000 33,060 N/A 0.350   2016/09/22 0.080   2016/07/29 92,810,000 14,955,070 -   - -   -
28402 Haitong Int'l Sec - Lenovo European Warrants Dec 2016 A HKD 0.114   0.033   0.025   8,116,000 660,910 N/A 0.345   2016/08/18 0.033   2016/10/26 163,788,000 27,440,378 -   - -   -
28883 Haitong Int'l Sec - Lenovo European Warrants Jan 2017 A HKD 0.455   0.187   0.185   4,238,000 1,394,614 N/A 0.760   2016/08/18 0.187   2016/10/31 34,194,000 15,390,294 -   - -   -
28179 Haitong Int'l Sec - Li & Fung European Warrants Nov 2016 A HKD 0.016   0.016   0.016   400,000 6,400 N/A 0.186   2016/05/23 0.016   2016/10/04 25,256,000 1,684,784 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD 2.430   2.040   2.170   188,000 393,920 N/A 2.430   2016/10/20 0.800   2016/06/20 694,000 1,306,855 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.360   0.360   0.305   16,000 5,760 N/A 0.360   2016/10/04 0.360   2016/10/04 16,000 5,760 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD 0.249   0.204   0.207   9,820,000 2,253,800 N/A 0.310   2016/08/26 0.197   2016/08/24 45,000,000 9,904,550 -   - -   -
28696 Haitong Int'l Sec - Minsheng Bank European Warrants Dec 16 A HKD 0.495   0.405   0.480   664,000 279,495 N/A 0.550   2016/09/21 0.325   2016/08/29 1,421,000 602,873 -   - -   -
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.237   0.236   0.249   400,000 94,600 N/A 0.237   2016/10/14 0.236   2016/10/14 400,000 94,600 -   - -   -
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD 0.240   0.207   0.211   195,000 45,530 N/A 0.325   2016/08/10 0.207   2016/10/24 12,410,000 3,767,815 -   - -   -
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.204   0.129   0.131   570,000 86,190 N/A 0.222   2016/09/23 0.127   2016/08/23 5,140,000 812,840 -   - -   -
11431 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 A HKD 0.295   0.121   0.131   178,352,000 35,765,650 N/A 0.320   2016/08/17 0.121   2016/10/31 237,948,000 46,286,200 -   - -   -
12723 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 B HKD 0.202   0.116   0.092   671,926,000 103,528,122 N/A 0.202   2016/10/11 0.116   2016/10/14 674,266,000 103,908,122 -   - -   -
27225 Haitong Int'l Sec - PetroChina European Warrants Oct 2016 A HKD 0.102   0.012   0.038   4,544,000 270,426 12,705,697 0.810   2016/04/28 0.012   2016/10/11 317,374,000 97,682,802 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD 0.158   0.132   0.130   700,000 104,800 N/A 0.380   2016/09/09 0.132   2016/10/27 11,746,000 3,440,860 -   - -   -
12733 Haitong Int'l Sec - Ping An European Warrants Apr 2017 A HKD 0.186   0.077   0.089   763,820,000 109,113,210 N/A 0.280   2016/09/22 0.077   2016/10/31 767,220,000 109,872,350 -   - -   -
27805 Haitong Int'l Sec - Ping An European Warrants Dec 2016 A HKD 0.241   0.110   0.137   14,910,000 2,535,025 N/A 0.395   2016/09/09 0.055   2016/06/28 283,215,000 54,539,245 -   - -   -
11430 Haitong Int'l Sec - Ping An European Warrants Jan 2017 A HKD 0.510   0.335   0.395   11,340,000 4,800,450 N/A 0.650   2016/09/09 0.196   2016/07/15 28,620,000 12,234,775 -   - -   -
12971 Haitong Int'l Sec - Ping An European Warrants Mar 2017 A HKD 0.214   0.126   0.150   1,914,475,000 303,506,275 N/A 0.360   2016/09/09 0.126   2016/10/27 1,944,635,000 312,251,810 -   - -   -
13063 Haitong Int'l Sec - Ping An European Warrants Mar 2017 B HKD 0.147   0.068   0.085   5,560,000 655,245 N/A 0.230   2016/09/09 0.068   2016/10/27 400,520,000 58,399,035 -   - -   -
11667 Haitong Int'l Sec - PWR Assets European Put Wts May 2017 A HKD 0.216   0.163   0.170   430,000 87,205 N/A 0.216   2016/10/11 0.163   2016/10/06 12,930,000 2,479,490 -   - -   -
11914 Haitong Int'l Sec - Sands China European Warrants Apr 2017 A HKD 0.260   0.189   0.185   2,616,000 561,008 N/A 0.345   2016/09/15 0.126   2016/08/25 77,748,000 17,822,172 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.215   0.127   0.128   56,404,000 9,599,220 N/A 0.215   2016/10/06 0.127   2016/10/31 121,352,000 19,236,740 -   - -   -
11915 Haitong Int'l Sec - Sh Electric European Warrants Mar 2017 A HKD 0.650   0.520   0.510   904,000 539,120 N/A 0.780   2016/09/22 0.520   2016/10/31 13,542,000 8,834,800 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.425   0.400   0.405   504,000 204,560 N/A 0.560   2016/09/09 0.400   2016/10/31 2,890,000 1,482,950 -   - -   -
12601 Haitong Int'l Sec - Shenzhen Inv European Warrants Apr 2017A HKD 0.470   0.290   0.280   16,016,000 7,446,650 N/A 0.470   2016/10/04 0.290   2016/10/28 16,016,000 7,446,650 -   - -   -
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.105   0.099   0.092   3,240,000 334,520 N/A 0.159   2016/08/18 0.099   2016/10/17 12,980,000 1,862,790 -   - -   -
11419 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 A HKD 0.355   0.210   0.164   6,476,000 1,626,490 N/A 0.355   2016/10/06 0.174   2016/09/28 23,714,000 6,510,354 -   - -   -
12936 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 B HKD 0.355   0.219   0.166   5,732,000 1,397,270 N/A 0.355   2016/10/11 0.210   2016/09/12 21,886,000 6,058,010 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.475   0.330   0.340   6,960,000 2,863,610 N/A 0.475   2016/10/11 0.285   2016/09/28 7,280,000 2,981,190 -   - -   -
27230 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 A HKD -   -   0.022   0 0 19,297,025 0.146   2016/05/05 0.015   2016/08/16 1,446,420,000 148,940,760 -   - -   -
12798 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 B HKD 0.095   0.057   0.075   102,400,000 7,827,280 N/A 0.138   2016/09/01 0.057   2016/10/26 944,070,000 95,772,340 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.203   0.181   0.195   26,600,000 5,076,270 N/A 0.223   2016/09/13 0.178   2016/09/08 137,850,000 26,058,270 -   - -   -
27137 Haitong Int'l Sec - Tencent European Warrants Apr 2017 A HKD -   -   0.425   0 0 24,600,902 0.360   2016/08/19 0.099   2016/05/06 2,456,300,000 366,887,310 -   - -   -
26775 Haitong Int'l Sec - Tencent European Warrants Dec 2016 A HKD 0.540   0.465   0.475   4,820,000 2,315,800 31,813,445 0.560   2016/09/09 0.113   2016/05/06 3,255,650,000 517,864,400 -   - -   -
12937 Haitong Int'l Sec - Tencent European Warrants Dec 2016 B HKD 0.900   0.219   0.217   4,206,299,000 1,957,441,472 N/A 1.060   2016/09/23 0.219   2016/10/31 4,539,611,000 2,185,347,002 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.400   0.330   0.335   1,160,000 432,900 N/A 0.405   2016/09/29 0.176   2016/08/04 333,570,000 70,106,620 -   - -   -
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD 0.186   0.103   0.103   284,290,000 41,844,000 N/A 0.221   2016/09/23 0.103   2016/10/31 8,431,410,000 1,606,563,040 -   - -   -
11424 Haitong Int'l Sec - Tencent European Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13392 Haitong Int'l Sec - Tencent European Warrants May 2017 B HKD 0.275   0.146   0.149   8,435,570,000 1,676,154,380 N/A 0.275   2016/10/11 0.146   2016/10/28 8,435,570,000 1,676,154,380 -   - -   -
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.215   0.125   0.127   7,409,240,000 1,454,552,180 N/A 0.231   2016/09/23 0.125   2016/10/28 10,477,580,000 2,111,956,000 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.430   0.355   0.340   720,000 295,650 N/A 0.430   2016/10/06 0.139   2016/06/28 400,320,000 80,013,280 -   - -   -
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.350   0.270   0.265   7,760,000 2,259,150 N/A 0.370   2016/09/23 0.193   2016/08/15 1,087,920,000 266,185,250 -   - -   -
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.395   0.320   0.300   3,930,000 1,434,750 N/A 0.410   2016/09/23 0.214   2016/08/17 107,470,000 27,690,180 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.540   0.425   0.425   1,304,000 624,090 N/A 0.540   2016/10/12 0.280   2016/08/31 1,964,000 857,330 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.370   0.221   0.219   2,561,000 848,834 N/A 0.550   2016/08/26 0.221   2016/10/26 14,915,000 6,106,879 -   - -   -
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD -   -   0.350   0 0 N/A 0.295   2016/09/22 0.171   2016/07/13 3,420,000 814,670 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.300   0.295   0.260   160,000 47,600 N/A 0.330   2016/09/08 0.295   2016/10/04 5,220,000 1,692,000 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.217   0.216   0.189   20,000 4,330 N/A 0.248   2016/09/12 0.216   2016/10/12 80,000 19,010 -   - -   -
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.139   0.120   0.137   26,025,000 3,485,685 N/A 0.210   2016/09/07 0.120   2016/10/25 39,575,000 6,104,330 -   - -   -
27711 Haitong Int'l Sec - Zijin Mining European Warrants Nov 2016A HKD 0.050   0.038   0.022   23,554,000 1,176,882 2,920,116 0.530   2016/07/14 0.038   2016/10/05 97,300,000 17,530,316 -   - -   -
13595 HK Bank - A50 China European Warrants Apr 2017 A HKD 0.445   0.315   0.460   22,455,400 8,358,561 N/A 0.445   2016/10/31 0.315   2016/10/17 22,455,400 8,358,561 -   - -   -
12322 HK Bank - A50 China European Warrants Dec 2016 A HKD 0.142   0.142   0.185   2,000 284 338,190 0.185   2016/08/15 0.099   2016/02/29 116,531,000 13,364,767 0.780   2015/06/08 0.163   2015/08/26
18576 HK Bank - A50 China European Warrants Dec 2016 B HKD -   -   0.011   25,000 250 44,271 0.077   2016/01/04 0.011   2016/09/23 705,030,000 32,536,208 0.415   2015/04/16 0.064   2015/08/25
25564 HK Bank - A50 China European Warrants Dec 2016 C HKD 0.028   0.012   0.025   36,177,000 592,791 4,441,713 0.125   2016/01/04 0.012   2016/10/18 3,395,482,000 200,112,425 0.195   2015/11/10 0.115   2015/09/29
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD -   -   0.182   0 0 1,085,677 0.186   2016/03/07 0.128   2016/06/15 215,260,000 35,524,756 -   - -   -
23054 HK Bank - A50 China European Warrants Mar 2017 A HKD 0.029   0.017   0.029   16,008,000 356,048 1,896,036 0.111   2016/01/04 0.017   2016/10/17 1,608,354,000 99,051,306 0.149   2015/12/21 0.107   2015/12/14
25196 HK Bank - A50 China European Warrants Oct 2016 A HKD 0.079   0.079   0.096   50,000 3,950 13,034,474 0.131   2016/03/21 0.058   2016/08/08 3,137,546,000 274,658,517 -   - -   -
27017 HK Bank - Agricultural Bank European Warrants Dec 2016 A HKD -   -   0.400   0 0 4,848,489 0.325   2016/08/23 0.096   2016/05/24 252,989,000 39,052,061 -   - -   -
27093 HK Bank - Agricultural Bank European Warrants Feb 2017 A HKD 0.295   0.243   0.270   7,018,000 1,875,375 2,346,426 0.335   2016/09/05 0.068   2016/05/20 83,312,000 15,976,856 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.295   0.180   0.198   97,326,000 19,171,476 N/A 0.295   2016/10/06 0.180   2016/10/19 156,776,000 33,230,104 -   - -   -
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.177   0.100   0.106   71,682,000 9,281,105 N/A 0.181   2016/09/09 0.100   2016/10/28 135,154,000 19,232,527 -   - -   -
13619 HK Bank - AIA European Put Warrants Apr 2017 B HKD 0.375   0.188   0.335   44,402,000 8,975,344 N/A 0.375   2016/10/31 0.188   2016/10/11 44,402,000 8,975,344 -   - -   -
11719 HK Bank - AIA European Put Warrants Dec 2016 A HKD 0.058   0.013   0.042   4,204,000 120,590 N/A 0.146   2016/07/29 0.013   2016/10/11 560,972,000 55,393,806 -   - -   -
13618 HK Bank - AIA European Warrants Apr 2017 A HKD 0.295   0.078   0.094   493,396,000 94,469,366 N/A 0.295   2016/10/06 0.078   2016/10/31 493,396,000 94,469,366 -   - -   -
12906 HK Bank - AIA European Warrants Jan 2017 A HKD 0.350   0.086   0.101   281,702,000 33,449,772 N/A 0.350   2016/10/06 0.086   2016/10/31 398,514,000 59,342,990 -   - -   -
28002 HK Bank - AIA European Warrants Nov 2016 A HKD 0.215   0.171   0.214   25,020,000 4,910,300 N/A 0.430   2016/09/05 0.170   2016/05/19 385,796,000 90,665,346 -   - -   -
11717 HK Bank - AIA European Warrants Nov 2016 B HKD 0.143   0.036   0.027   141,534,000 14,915,962 N/A 0.151   2016/07/27 0.036   2016/10/27 1,396,670,000 127,411,758 -   - -   -
27530 HK Bank - AIA European Warrants Oct 2016 A HKD 0.400   0.214   0.265   910,000 237,604 18,723,156 0.400   2016/10/06 0.098   2016/05/13 790,130,000 124,513,054 -   - -   -
26811 HK Bank - BOC HK European Warrants Jan 2017 A HKD -   -   0.550   0 0 2,970,252 0.420   2016/09/01 0.108   2016/05/13 146,570,000 26,607,675 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD 0.335   0.209   0.285   6,570,000 1,576,185 N/A 0.355   2016/09/09 0.160   2016/08/03 46,605,000 9,768,610 -   - -   -
15625 HK Bank - BOC HK European Warrants Oct 2016 A HKD -   -   0.010   0 0 48,257 0.074   2016/09/09 0.013   2016/09/21 41,540,000 1,382,150 0.550   2015/06/23 0.064   2015/12/15
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.195   0.111   0.115   107,462,000 13,360,256 N/A 0.195   2016/10/06 0.111   2016/10/31 115,422,000 14,629,916 -   - -   -
27018 HK Bank - BOCL European Warrants Dec 2016 A HKD 0.390   0.221   0.239   2,865,000 806,265 10,334,378 0.485   2016/09/09 0.092   2016/05/24 676,458,000 102,510,409 -   - -   -
27092 HK Bank - BOCL European Warrants Feb 2017 A HKD 0.330   0.191   0.210   27,093,000 5,890,753 5,751,250 0.400   2016/09/22 0.065   2016/05/19 293,100,000 56,342,276 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.199   0.110   0.121   46,878,000 7,385,861 N/A 0.255   2016/09/09 0.110   2016/10/28 270,223,000 52,224,989 -   - -   -
24892 HK Bank - BOCL European Warrants Oct 2016 A HKD 0.030   0.015   0.010   9,011,000 188,839 602,846 0.168   2016/01/06 0.015   2016/10/11 409,336,000 36,931,389 -   - -   -
13622 HK Bank - BYD European Warrants Dec 2018 A HKD 0.162   0.135   0.136   74,635,000 11,244,425 N/A 0.162   2016/10/11 0.135   2016/10/31 74,635,000 11,244,425 -   - -   -
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.098   0.083   0.083   40,000,000 3,628,900 6,001,625 0.141   2016/04/13 0.083   2016/10/31 443,200,000 50,553,200 -   - -   -
12620 HK Bank - CAM CSI300 European Warrants Feb 2017 A HKD -   -   0.085   0 0 N/A 0.201   2016/08/26 0.179   2016/08/29 14,588,000 2,735,418 -   - -   -
13597 HK Bank - CAM CSI300 European Warrants May 2017 A HKD 0.300   0.260   0.265   4,652,000 1,259,490 N/A 0.300   2016/10/11 0.260   2016/10/31 4,652,000 1,259,490 -   - -   -
12617 HK Bank - CC Bank European Warrants Feb 2017 A HKD 0.246   0.099   0.118   451,539,000 67,020,249 N/A 0.360   2016/09/09 0.099   2016/10/28 677,064,000 125,425,361 -   - -   -
11275 HK Bank - CC Bank European Warrants Jan 2017 A HKD 0.650   0.570   0.590   200,000 122,000 N/A 0.760   2016/08/18 0.315   2016/07/06 11,723,000 4,404,180 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.495   0.315   0.355   42,029,000 16,984,250 N/A 0.590   2016/09/08 0.315   2016/10/28 104,959,000 45,451,475 -   - -   -
27174 HK Bank - CC Bank European Warrants Nov 2016 A HKD 0.315   0.244   0.239   8,174,000 2,328,360 11,789,545 0.500   2016/09/02 0.041   2016/05/20 565,884,000 93,472,313 -   - -   -
22988 HK Bank - CGN Power European Warrants Dec 2016 A HKD -   -   0.011   0 0 0 0.023   2016/01/14 0.014   2016/03/18 6,400,000 105,900 0.171   2015/06/25 0.036   2015/12/30
27059 HK Bank - CGS European Warrants Nov 2016 A HKD 0.040   0.026   0.029   17,170,000 549,320 4,326,426 0.172   2016/04/13 0.026   2016/10/27 480,300,000 41,504,165 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.210   0.210   0.199   35,000 7,350 3,798 0.250   2016/03/21 0.178   2016/03/11 61,515,000 11,495,580 -   - -   -
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.183   0.140   0.144   120,000,000 19,294,130 N/A 0.183   2016/10/24 0.140   2016/10/31 120,000,000 19,294,130 -   - -   -
14134 HK Bank - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/11 0.010   2016/01/11 100,000 1,000 0.115   2015/04/13 0.010   2015/12/31
14418 HK Bank - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.139   2015/04/09 0.014   2015/08/27
21627 HK Bank - China COSCO European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/25 0.022   2016/01/04 260,000 6,050 0.360   2015/04/28 0.032   2015/12/14
13291 HK Bank - China Life European Warrants Apr 2017 A HKD 0.135   0.044   0.048   309,930,000 31,462,120 N/A 0.175   2016/09/22 0.044   2016/10/31 1,051,890,000 133,408,250 -   - -   -
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.165   0.107   0.073   459,450,000 63,611,580 N/A 0.165   2016/10/11 0.107   2016/10/20 465,930,000 64,451,940 -   - -   -
26733 HK Bank - China Life European Warrants Dec 2016 A HKD 0.208   0.057   0.063   65,900,000 5,190,110 50,372,223 0.275   2016/09/22 0.042   2016/07/08 5,252,600,000 615,138,740 -   - -   -
27060 HK Bank - China Life European Warrants Dec 2016 B HKD 0.136   0.027   0.027   22,700,000 2,124,460 26,519,877 0.200   2016/04/14 0.027   2016/10/31 2,512,360,000 211,115,080 -   - -   -
11329 HK Bank - China Life European Warrants Feb 2017 A HKD 0.390   0.345   0.290   20,000 7,350 N/A 0.390   2016/10/20 0.144   2016/07/08 129,580,000 22,002,870 -   - -   -
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.129   0.129   0.091   10,000 1,290 N/A 0.145   2016/09/29 0.129   2016/10/03 1,210,000 172,290 -   - -   -
11960 HK Bank - China Life European Warrants Jul 2017 A HKD -   -   0.201   0 0 N/A 0.240   2016/08/16 0.156   2016/08/08 113,140,000 21,100,730 -   - -   -
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.180   0.065   0.068   1,911,890,000 251,321,170 N/A 0.194   2016/09/23 0.065   2016/10/31 2,659,440,000 361,009,510 -   - -   -
13873 HK Bank - China Life European Warrants Mar 2017 A HKD 0.136   0.066   0.075   1,076,830,000 107,218,610 N/A 0.136   2016/10/20 0.066   2016/10/31 1,076,830,000 107,218,610 -   - -   -
27064 HK Bank - China Life European Warrants Oct 2016 A HKD 0.047   0.010   0.010   8,250,000 208,100 3,958,383 0.138   2016/04/14 0.010   2016/10/14 865,440,000 64,674,490 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD 0.310   0.157   0.171   47,410,000 8,832,060 N/A 0.315   2016/09/19 0.157   2016/10/31 55,200,000 10,842,280 -   - -   -
15863 HK Bank - China Mobile European Put Warrants Jan 2017 A HKD 0.122   0.060   0.116   16,495,000 1,363,130 13,806,336 0.238   2016/01/07 0.058   2016/09/09 989,825,000 83,157,370 0.238   2015/07/08 0.103   2015/04/09
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.128   0.097   0.122   296,600,000 31,967,350 36,199,442 0.231   2016/01/21 0.097   2016/10/11 2,273,750,000 319,655,300 -   - -   -
13620 HK Bank - China Mobile European Warrants Apr 2017 A HKD 0.770   0.270   0.300   328,105,000 110,725,650 N/A 0.770   2016/10/11 0.270   2016/10/28 328,105,000 110,725,650 -   - -   -
16333 HK Bank - China Mobile European Warrants Dec 2016 A HKD 0.095   0.026   0.030   62,900,000 2,242,050 6,729,458 0.115   2016/09/09 0.026   2016/10/28 2,095,100,000 118,964,250 0.310   2015/04/24 0.086   2015/12/30
19705 HK Bank - China Mobile European Warrants Dec 2016 B HKD 0.040   0.010   0.020   64,390,000 1,476,755 20,449,687 0.067   2016/07/21 0.010   2016/10/27 4,889,080,000 208,155,250 0.255   2015/04/27 0.057   2015/12/31
20273 HK Bank - China Mobile European Warrants Dec 2016 C HKD 0.016   0.014   0.010   9,105,000 143,030 10,850,000 0.039   2016/02/03 0.012   2016/06/22 3,770,715,000 99,343,880 0.217   2015/04/27 0.041   2015/12/30
12431 HK Bank - China Mobile European Warrants Feb 2017 A HKD 0.240   0.080   0.061   17,600,000 3,363,250 N/A 0.330   2016/08/18 0.080   2016/10/24 270,355,000 59,887,535 -   - -   -
11274 HK Bank - China Mobile European Warrants Jan 2017 B HKD 0.680   0.350   0.400   16,860,000 6,443,500 N/A 1.270   2016/09/09 0.350   2016/10/28 80,175,000 42,651,950 -   - -   -
13067 HK Bank - China Mobile European Warrants Jan 2017 C HKD 0.320   0.049   0.055   1,706,535,000 321,022,295 N/A 0.475   2016/09/09 0.049   2016/10/28 2,404,615,000 549,868,030 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD 0.029   0.011   0.011   33,870,000 735,760 1,197,588 0.039   2016/07/27 0.011   2016/10/27 253,090,000 7,310,345 0.148   2015/06/23 0.052   2015/12/14
17290 HK Bank - China Mobile European Warrants Mar 2017 A HKD 0.107   0.041   0.045   123,345,000 6,269,465 12,854,997 0.119   2016/07/21 0.041   2016/10/28 4,555,850,000 318,195,075 0.229   2015/02/06 0.096   2015/12/24
13826 HK Bank - China Mobile European Warrants Mar 2017 B HKD 0.405   0.193   0.207   59,340,000 13,820,885 N/A 0.405   2016/10/19 0.193   2016/10/28 59,340,000 13,820,885 -   - -   -
27528 HK Bank - China Mobile European Warrants Oct 2016 A HKD 0.135   0.010   0.010   4,985,000 476,835 101,490,500 0.475   2016/07/21 0.010   2016/10/20 3,004,010,000 727,104,850 -   - -   -
13574 HK Bank - China Overseas European Warrants Apr 2017 A HKD 0.185   0.061   0.060   197,260,000 19,827,900 N/A 0.185   2016/10/03 0.061   2016/10/28 197,260,000 19,827,900 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD 0.207   0.150   0.152   53,680,000 8,917,560 N/A 0.207   2016/10/19 0.150   2016/10/31 53,680,000 8,917,560 -   - -   -
26865 HK Bank - China Overseas European Warrants Oct 2016 A HKD -   -   0.010   0 0 1,671,023 0.155   2016/03/22 0.011   2016/08/26 327,040,000 24,125,540 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.089   0.068   0.082   22,170,000 1,744,960 3,430,372 0.162   2016/04/14 0.059   2016/01/21 639,300,000 68,238,310 0.620   2015/04/28 0.121   2015/12/14
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.122   0.096   0.112   62,720,000 6,683,900 10,442,213 0.193   2016/04/13 0.096   2016/10/13 516,590,000 66,885,660 -   - -   -
23442 HK Bank - China Shenhua European Warrants Dec 2016 A HKD 0.260   0.175   0.244   2,140,000 477,180 422,693 0.260   2016/10/20 0.054   2016/06/03 574,980,000 46,906,795 0.142   2015/12/08 0.105   2015/12/21
26604 HK Bank - China Shenhua European Warrants Jan 2017 A HKD 0.340   0.340   0.340   10,000 3,400 9,993,858 0.340   2016/10/28 0.090   2016/05/19 985,495,000 147,018,460 -   - -   -
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.243   0.170   0.204   155,510,000 29,505,035 N/A 0.280   2016/07/15 0.117   2016/08/29 830,145,000 140,286,140 -   - -   -
11561 HK Bank - China Tel European Warrants Jan 2017 A HKD 0.380   0.260   0.260   23,892,000 7,364,280 N/A 0.465   2016/08/24 0.218   2016/07/20 127,310,000 40,637,830 -   - -   -
27529 HK Bank - China Tel European Warrants Oct 2016 A HKD -   -   0.012   0 0 1,880,983 0.232   2016/04/22 0.033   2016/06/16 157,570,000 19,320,968 -   - -   -
13914 HK Bank - China Unicom European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/25 0.014   2016/01/25 60,000 840 0.305   2015/04/29 0.011   2015/12/03
21670 HK Bank - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.280   2015/04/29 0.018   2015/12/03
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.132   0.090   0.091   243,482,000 26,329,374 22,785,925 0.192   2016/04/19 0.059   2016/07/11 3,089,410,000 374,986,768 0.203   2015/12/17 0.175   2015/12/31
24508 HK Bank - China Unicom European Warrants Feb 2017 A HKD -   -   0.011   0 0 0 0.041   2016/03/14 0.041   2016/03/14 40,000 1,640 0.140   2015/08/24 0.059   2015/10/30
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.061   0.035   0.035   73,400,000 3,306,280 774,743 0.114   2016/03/30 0.028   2016/08/15 690,440,000 55,001,520 0.138   2015/11/20 0.092   2015/12/14
12338 HK Bank - China Vanke European Warrants Feb 2017 A HKD 0.204   0.144   0.178   117,897,000 19,663,102 N/A 0.365   2016/08/15 0.144   2016/10/17 177,748,000 37,612,970 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.119   0.098   0.099   15,045,000 1,609,348 9,161,184 0.188   2016/08/16 0.092   2016/05/12 513,782,000 74,086,783 -   - -   -
13695 HK Bank - CITIC Sec European Warrants Apr 2017 A HKD 0.187   0.151   0.159   164,830,000 26,988,550 N/A 0.187   2016/10/11 0.151   2016/10/27 164,830,000 26,988,550 -   - -   -
27812 HK Bank - CITIC Sec European Warrants Nov 2016 A HKD 0.035   0.028   0.014   13,200,000 414,600 N/A 0.182   2016/05/06 0.028   2016/10/05 740,295,000 83,351,415 -   - -   -
13651 HK Bank - CKH European Warrants Apr 2017 A HKD 0.400   0.255   0.260   56,650,000 18,722,475 N/A 0.400   2016/10/11 0.255   2016/10/28 56,650,000 18,722,475 -   - -   -
16676 HK Bank - CKH European Warrants Dec 2016 A HKD -   -   0.330   0 0 301,634 0.440   2016/09/02 0.156   2016/06/28 10,440,000 1,809,805 0.770   2015/06/11 0.094   2015/01/09
23079 HK Bank - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 25,117 0.066   2016/01/05 0.010   2016/05/23 506,545,000 19,131,685 0.209   2015/06/24 0.058   2015/12/14
22787 HK Bank - CKH European Warrants Jun 2017 A HKD 0.020   0.013   0.014   7,180,000 108,835 199,922 0.075   2016/01/05 0.013   2016/10/11 392,815,000 19,452,450 0.218   2015/06/16 0.067   2015/12/15
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.330   0.246   0.227   9,330,000 2,779,180 N/A 0.330   2016/10/11 0.246   2016/10/12 9,330,000 2,779,180 -   - -   -
12375 HK Bank - CKH European Warrants Mar 2017 A HKD -   -   0.600   0 0 22,283 0.455   2016/06/02 0.440   2016/06/02 300,000 133,700 0.930   2015/06/04 0.320   2015/01/13
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.129   0.098   0.103   11,735,000 1,251,090 15,129,391 0.166   2016/03/16 0.050   2016/07/06 1,085,710,000 101,207,985 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD 0.035   0.029   0.035   18,200,000 563,200 133,842 0.037   2016/03/22 0.012   2016/01/29 33,750,000 958,500 0.177   2015/06/11 0.034   2015/12/14
25965 HK Bank - CKP European Warrants Oct 2016 A HKD -   -   0.940   0 0 1,998,788 1.110   2016/09/13 0.244   2016/01/28 171,535,000 60,888,165 -   - -   -
27613 HK Bank - CKP European Warrants Oct 2016 B HKD 0.265   0.027   0.027   5,940,000 978,820 6,640,573 0.475   2016/04/28 0.027   2016/10/20 145,370,000 42,497,010 -   - -   -
27815 HK Bank - CM Bank European Warrants Dec 2016 A HKD 0.300   0.180   0.206   1,110,000 231,160 N/A 0.330   2016/09/23 0.063   2016/06/15 668,750,000 71,954,725 -   - -   -
12693 HK Bank - CM Bank European Warrants May 2017 A HKD 0.215   0.121   0.136   263,095,000 39,875,800 N/A 0.234   2016/09/05 0.121   2016/10/31 654,375,000 114,187,915 -   - -   -
19925 HK Bank - CM Bank European Warrants Oct 2016 A HKD -   -   0.010   0 0 15,208 0.086   2016/01/04 0.015   2016/09/09 126,915,000 6,864,815 0.275   2015/11/09 0.081   2015/12/14
21709 HK Bank - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.228   2015/04/30 0.014   2015/09/23
14608 HK Bank - CNBM European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/03/02 0.010   2016/03/02 340,000 3,400 0.255   2015/04/23 0.015   2015/09/04
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.095   0.059   0.080   286,290,000 21,972,220 46,601,090 0.198   2016/03/29 0.059   2016/10/25 3,059,020,000 420,482,350 -   - -   -
19279 HK Bank - CNOOC European Warrants Dec 2016 A HKD 0.017   0.015   0.011   220,000 3,340 88,782 0.058   2016/04/22 0.014   2016/08/16 788,280,000 35,017,280 0.246   2015/04/27 0.032   2015/12/24
24132 HK Bank - CNOOC European Warrants Dec 2016 B HKD 0.052   0.017   0.018   305,050,000 10,821,440 1,942,457 0.066   2016/04/21 0.011   2016/01/20 391,490,000 14,528,160 0.900   2015/08/13 0.026   2015/12/22
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD 0.350   0.280   0.285   540,000 175,250 1,770,055 0.350   2016/10/20 0.111   2016/01/21 670,320,000 95,967,050 -   - -   -
12312 HK Bank - CNOOC European Warrants Feb 2017 A HKD 1.250   0.660   0.720   11,759,000 9,109,320 N/A 1.250   2016/10/20 0.430   2016/09/28 174,138,000 107,538,625 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.260   0.202   0.210   910,000 209,740 7,204,240 0.260   2016/10/11 0.073   2016/01/21 1,077,940,000 145,834,760 0.226   2015/10/09 0.114   2015/12/14
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD 0.099   0.053   0.059   766,420,000 59,384,510 10,990,537 0.099   2016/10/20 0.020   2016/01/21 1,114,250,000 78,656,820 0.155   2015/07/15 0.047   2015/12/14
13776 HK Bank - CNOOC European Warrants Mar 2017 A HKD 0.640   0.250   0.260   134,562,000 51,612,890 N/A 0.640   2016/10/24 0.250   2016/10/31 134,562,000 51,612,890 -   - -   -
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.168   0.116   0.120   350,160,000 49,979,260 42,233,872 0.173   2016/04/22 0.093   2016/09/28 2,141,070,000 278,040,320 -   - -   -
17223 HK Bank - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 1,833 0.014   2016/04/25 0.010   2016/06/08 30,700,000 380,940 0.204   2015/04/27 0.014   2015/08/26
28320 HK Bank - CNOOC European Warrants Nov 2016 B HKD 1.320   0.470   0.570   4,193,000 3,341,185 N/A 1.320   2016/10/20 0.240   2016/09/28 227,269,000 115,847,280 -   - -   -
17076 HK Bank - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.010   2016/04/21 0.010   2016/04/21 380,000 3,800 0.200   2015/04/20 0.015   2015/09/23
27525 HK Bank - CNOOC European Warrants Oct 2016 B HKD 0.365   0.033   0.168   48,945,000 8,236,997 52,254,165 0.820   2016/04/22 0.022   2016/09/26 1,132,941,000 402,832,130 -   - -   -
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.137   0.078   0.110   113,110,000 12,616,365 N/A 0.137   2016/10/24 0.078   2016/10/12 253,095,000 27,661,175 -   - -   -
25444 HK Bank - CRCC European Warrants Nov 2016 A HKD 0.038   0.011   0.019   3,120,000 59,870 10,611,871 0.175   2016/04/20 0.011   2016/10/14 1,378,715,000 135,932,630 -   - -   -
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD 0.068   0.067   0.063   150,000 10,100 1,196,317 0.235   2016/03/22 0.067   2016/10/17 277,550,000 45,421,780 -   - -   -
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.091   0.073   0.073   24,404,000 2,020,121 N/A 0.160   2016/08/15 0.073   2016/10/31 231,770,000 29,750,856 -   - -   -
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.059   0.043   0.042   8,300,000 449,700 5,368,225 0.187   2016/01/04 0.043   2016/10/14 1,017,150,000 112,008,900 0.227   2015/12/17 0.191   2015/12/31
19338 HK Bank - CRRC Times European Warrants Nov 2016 A HKD -   -   0.010   0 0 12,992 0.047   2016/01/04 0.010   2016/06/24 21,300,000 513,500 0.330   2015/04/17 0.066   2015/12/30
18577 HK Bank - CSOP A50 ETF European Put Warrants Mar 2017 A HKD 0.102   0.092   0.094   230,000 21,460 42,082 0.325   2016/02/12 0.092   2016/10/24 14,310,000 2,923,114 0.355   2015/08/26 0.084   2015/04/20
13596 HK Bank - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.380   0.285   0.300   9,245,400 3,046,137 N/A 0.380   2016/10/11 0.285   2016/10/17 9,245,400 3,046,137 -   - -   -
11769 HK Bank - CSOP A50 ETF European Warrants Dec 2016 A HKD -   -   0.010   0 0 251,685 0.132   2016/01/04 0.012   2016/09/22 1,632,346,000 126,842,928 0.212   2015/11/09 0.114   2015/09/29
23052 HK Bank - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.010   0 0 1,833 0.088   2016/01/04 0.022   2016/05/06 559,870,000 32,834,030 0.121   2015/12/21 0.087   2015/11/30
26723 HK Bank - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.074   0.062   0.067   850,000 58,400 6,249,945 0.168   2016/03/21 0.062   2016/10/13 592,076,000 61,135,658 -   - -   -
25351 HK Bank - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.050   0.033   0.038   64,400,000 2,692,544 12,392,333 0.149   2016/01/19 0.033   2016/10/17 4,359,162,000 474,249,206 -   - -   -
18899 HK Bank - CSOP A50 ETF European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.061   2016/01/04 0.015   2016/04/27 199,856,000 8,401,706 0.425   2015/04/27 0.054   2015/08/25
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.216   0.216   0.216   24,000 5,184 3,621 0.280   2016/03/07 0.211   2016/07/08 292,000 77,478 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.115   0.101   0.107   96,132,000 10,486,484 N/A 0.146   2016/08/16 0.097   2016/09/26 750,668,000 88,940,994 -   - -   -
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.141   0.127   0.138   46,700,000 6,398,560 N/A 0.141   2016/10/31 0.127   2016/10/28 46,700,000 6,398,560 -   - -   -
18447 HK Bank - Dongfeng Motor European Warrants Nov 2016 A HKD 0.010   0.010   0.010   200,000 2,000 4,267 0.068   2016/01/05 0.010   2016/10/04 7,640,000 272,520 0.330   2015/04/13 0.022   2015/08/27
23445 HK Bank - Dongfeng Motor European Warrants Oct 2016 A HKD -   -   0.010   0 0 16,760 0.100   2016/01/04 0.010   2016/07/28 557,160,000 33,699,000 0.163   2015/12/17 0.096   2015/12/30
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.070   0.045   0.054   102,760,000 6,259,080 N/A 0.224   2016/08/04 0.045   2016/10/28 371,400,000 41,590,760 -   - -   -
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD 0.049   0.049   0.044   30,000 1,470 307,609 0.187   2016/02/23 0.044   2016/06/20 207,679,000 23,929,731 0.255   2015/11/25 0.081   2015/09/30
22441 HK Bank - Evergrande European Warrants Dec 2016 A HKD 0.021   0.019   0.012   1,990,000 38,850 129,280 0.164   2016/01/04 0.015   2016/07/19 874,340,000 79,250,190 0.238   2015/11/24 0.116   2015/12/14
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.077   0.051   0.049   19,650,000 1,312,790 N/A 0.135   2016/05/09 0.051   2016/10/28 336,570,000 29,811,480 -   - -   -
27617 HK Bank - Foxconn European Warrants Dec 2016 A HKD 0.019   0.019   0.013   2,000 38 2,216 0.430   2016/04/28 0.019   2016/10/24 1,414,000 490,419 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD 0.290   0.239   0.208   4,104,000 1,087,764 N/A 0.330   2016/09/20 0.239   2016/10/12 7,824,000 2,254,239 -   - -   -
27027 HK Bank - Galaxy Ent European Put Warrants Dec 2016 A HKD 0.079   0.023   0.024   11,480,000 623,970 11,165,703 0.480   2016/06/16 0.023   2016/10/27 381,060,000 73,169,070 -   - -   -
13540 HK Bank - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.220   0.117   0.126   151,770,000 23,531,580 N/A 0.220   2016/10/03 0.117   2016/10/27 151,770,000 23,531,580 -   - -   -
13476 HK Bank - Galaxy Ent European Warrants Apr 2017 A HKD 0.295   0.155   0.211   118,620,000 26,000,680 N/A 0.295   2016/10/11 0.153   2016/09/28 126,500,000 27,332,360 -   - -   -
11881 HK Bank - Galaxy Ent European Warrants Feb 2017 A HKD 0.490   0.275   0.440   3,360,000 1,227,600 N/A 0.490   2016/10/11 0.108   2016/09/01 238,710,000 44,256,260 -   - -   -
11334 HK Bank - Galaxy Ent European Warrants Jan 2017 A HKD 0.760   0.760   0.760   10,000 7,600 N/A 0.760   2016/10/28 0.203   2016/07/08 61,160,000 18,639,610 -   - -   -
12998 HK Bank - Galaxy Ent European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.032   2015/01/15 0.011   2015/03/30
13065 HK Bank - Galaxy Ent European Warrants Mar 2017 B HKD 0.455   0.275   0.395   102,420,000 32,665,400 N/A 0.455   2016/10/11 0.235   2016/09/14 251,860,000 76,319,780 -   - -   -
24894 HK Bank - Galaxy Ent European Warrants Oct 2016 A HKD 0.440   0.223   0.330   2,580,000 739,980 13,510,805 0.550   2016/03/21 0.049   2016/07/08 1,594,810,000 395,793,260 -   - -   -
26556 HK Bank - Galaxy Ent European Warrants Oct 2016 B HKD 0.205   0.019   0.050   18,950,000 1,967,820 4,007,540 0.445   2016/03/21 0.015   2016/08/30 494,260,000 111,103,210 -   - -   -
13693 HK Bank - Geely Auto European Warrants Apr 2017 A HKD 1.490   0.790   0.990   15,820,000 15,957,200 N/A 1.490   2016/10/24 0.790   2016/10/11 15,820,000 15,957,200 -   - -   -
27173 HK Bank - Geely Auto European Warrants Dec 2016 A HKD 4.450   3.810   3.820   360,000 1,497,300 1,741,042 4.450   2016/10/28 0.570   2016/05/16 19,930,000 15,668,700 -   - -   -
12810 HK Bank - Geely Auto European Warrants Feb 2017 A HKD 2.550   1.140   1.800   1,415,000 2,295,250 N/A 2.550   2016/10/24 0.750   2016/08/29 14,215,000 13,964,100 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.102   0.089   0.087   8,830,000 845,565 N/A 0.102   2016/10/27 0.089   2016/10/31 8,830,000 845,565 -   - -   -
27614 HK Bank - Greatwall Motor European Warrants Feb 2017 A HKD 0.127   0.042   0.044   595,195,000 39,379,720 13,760,291 0.158   2016/07/29 0.042   2016/10/31 1,033,260,000 83,292,345 -   - -   -
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD 0.030   0.025   0.025   550,000 14,050 5,008 0.032   2016/08/04 0.017   2016/02/03 2,500,000 54,950 0.221   2015/06/04 0.037   2015/08/24
11956 HK Bank - Haitong Sec European Warrants Feb 2017 A HKD 0.119   0.089   0.090   215,668,000 22,169,664 N/A 0.184   2016/08/16 0.089   2016/10/31 686,112,000 84,371,056 -   - -   -
25622 HK Bank - HKEX European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 22,164,363 0.290   2016/01/28 0.010   2016/09/29 3,921,140,000 586,391,480 -   - -   -
27026 HK Bank - HKEX European Put Warrants Dec 2016 C HKD 0.022   0.016   0.010   640,000 11,270 93,678,523 0.221   2016/04/05 0.016   2016/10/11 6,141,600,000 729,822,240 -   - -   -
13292 HK Bank - HKEX European Put Warrants Feb 2017 C HKD 0.143   0.110   0.119   781,300,000 98,681,810 N/A 0.176   2016/09/19 0.110   2016/10/25 1,522,490,000 203,352,720 -   - -   -
27754 HK Bank - HKEX European Put Warrants Nov 2016 B HKD 0.034   0.010   0.014   276,870,000 7,730,440 34,479,413 0.232   2016/05/09 0.010   2016/10/31 2,413,510,000 206,876,480 -   - -   -
26558 HK Bank - HKEX European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 3,723,273 0.178   2016/03/01 0.010   2016/07/26 1,884,800,000 220,647,480 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.110   0.090   0.093   383,320,000 38,454,960 N/A 0.143   2016/09/01 0.090   2016/10/31 543,100,000 56,018,010 -   - -   -
26561 HK Bank - HKEX European Warrants Dec 2016 B HKD 0.225   0.202   0.188   300,000 62,900 38,289,710 0.270   2016/09/09 0.102   2016/06/24 8,999,590,000 1,452,840,810 -   - -   -
27023 HK Bank - HKEX European Warrants Feb 2017 A HKD 0.115   0.078   0.080   403,170,000 36,416,040 88,288,367 0.160   2016/04/25 0.056   2016/06/24 9,907,430,000 911,628,770 -   - -   -
27347 HK Bank - HKEX European Warrants Feb 2017 B HKD 0.192   0.144   0.144   21,820,000 3,616,130 157,561,968 0.244   2016/04/25 0.083   2016/06/24 8,288,170,000 977,163,510 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.174   0.130   0.134   610,280,000 92,482,610 N/A 0.174   2016/10/11 0.130   2016/10/28 657,090,000 100,003,740 -   - -   -
13406 HK Bank - HKEX European Warrants Mar 2017 A HKD 1.100   0.740   0.760   517,526,000 483,171,230 N/A 1.180   2016/09/23 0.740   2016/10/31 532,446,000 498,996,260 -   - -   -
26562 HK Bank - HKEX European Warrants May 2017 A HKD 0.203   0.160   0.163   519,080,000 90,156,660 174,578,347 0.221   2016/04/25 0.102   2016/05/26 9,492,510,000 1,305,354,260 -   - -   -
27753 HK Bank - HKEX European Warrants May 2017 B HKD 0.097   0.067   0.069   429,180,000 35,947,300 35,266,218 0.126   2016/09/09 0.055   2016/08/19 2,038,390,000 211,597,310 -   - -   -
27752 HK Bank - HKEX European Warrants Nov 2016 A HKD 0.060   0.020   0.020   12,420,000 534,460 36,738,962 0.101   2016/05/03 0.020   2016/10/31 3,694,450,000 220,433,770 -   - -   -
12452 HK Bank - HKEX European Warrants Nov 2016 C HKD 0.275   0.107   0.057   21,232,000 4,571,819 N/A 0.610   2016/09/09 0.107   2016/10/25 1,314,582,000 435,257,090 -   - -   -
15869 HK Bank - HKEX European Warrants Oct 2016 A HKD -   -   0.010   0 0 1,790,080 0.129   2016/01/04 0.010   2016/09/06 6,745,260,000 540,634,150 0.275   2015/11/04 0.112   2015/12/14
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.170   0.129   0.133   460,170,000 69,114,690 N/A 0.170   2016/10/11 0.129   2016/10/28 498,070,000 75,066,650 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.032   0.031   0.028   380,000 11,980 44,760 0.051   2016/01/04 0.018   2016/05/05 33,760,000 944,380 0.117   2015/10/26 0.049   2015/12/14
23104 HK Bank - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/06 0.010   2016/04/06 100,000 1,000 0.168   2015/06/25 0.024   2015/10/02
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.127   0.096   0.101   275,040,000 30,071,120 19,272,813 0.137   2016/09/09 0.057   2016/06/16 2,063,700,000 193,549,220 -   - -   -
25970 HK Bank - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 18,520,075 0.222   2016/02/12 0.016   2016/08/17 5,170,430,000 738,457,010 -   - -   -
27103 HK Bank - HSCEI European Put Warrants Dec 2016 D HKD 0.015   0.014   0.013   600,000 8,800 95,278,765 0.172   2016/04/08 0.014   2016/10/07 6,105,660,000 777,669,870 -   - -   -
28248 HK Bank - HSCEI European Put Warrants Dec 2016 E HKD 0.015   0.015   0.014   30,000 450 N/A 0.157   2016/06/16 0.015   2016/10/31 3,984,180,000 445,441,350 -   - -   -
11756 HK Bank - HSCEI European Put Warrants Dec 2016 F HKD 0.059   0.028   0.038   900,510,000 39,800,880 N/A 0.152   2016/07/29 0.028   2016/10/25 2,602,460,000 162,629,510 -   - -   -
12728 HK Bank - HSCEI European Put Warrants Mar 2017 B HKD 0.180   0.124   0.157   1,059,140,000 158,637,980 N/A 0.196   2016/09/01 0.124   2016/10/11 1,972,870,000 305,204,970 -   - -   -
27114 HK Bank - HSCEI European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 63,666,923 0.129   2016/05/20 0.010   2016/08/11 4,388,810,000 395,759,310 -   - -   -
26490 HK Bank - HSCEI European Warrants Dec 2016 B HKD 0.208   0.166   0.163   210,000 40,180 125,371,977 0.260   2016/09/22 0.066   2016/05/24 15,649,820,000 1,853,742,160 -   - -   -
27021 HK Bank - HSCEI European Warrants Dec 2016 C HKD 0.155   0.083   0.087   10,700,000 1,273,360 20,722,080 0.212   2016/09/09 0.038   2016/05/24 7,076,570,000 804,860,570 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.132   0.109   0.116   101,020,000 12,162,670 N/A 0.132   2016/10/26 0.109   2016/10/31 101,020,000 12,162,670 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.223   0.153   0.166   535,390,000 95,851,940 N/A 0.255   2016/09/09 0.153   2016/10/31 1,577,220,000 306,118,300 -   - -   -
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.165   0.102   0.110   5,010,000 658,750 96,216,127 0.210   2016/09/09 0.065   2016/06/24 7,978,430,000 924,015,620 -   - -   -
11276 HK Bank - HSCEI European Warrants Mar 2017 A HKD -   -   0.247   0 0 N/A 0.295   2016/08/17 0.143   2016/07/06 1,277,030,000 233,624,650 -   - -   -
13290 HK Bank - HSCEI European Warrants Mar 2017 C HKD 0.147   0.075   0.082   1,777,130,000 189,988,740 N/A 0.206   2016/09/22 0.075   2016/10/28 2,660,840,000 318,236,470 -   - -   -
12448 HK Bank - HSCEI European Warrants Nov 2016 A HKD 0.103   0.103   0.099   200,000 20,600 N/A 0.233   2016/09/09 0.103   2016/10/31 147,960,000 20,922,120 -   - -   -
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.160   0.098   0.106   1,089,540,000 138,587,320 N/A 0.197   2016/09/09 0.098   2016/10/31 2,382,370,000 339,843,450 -   - -   -
13694 HK Bank - HSI European Put Warrants Apr 2017 B HKD 0.153   0.104   0.133   2,584,080,000 340,786,850 N/A 0.153   2016/10/17 0.104   2016/10/25 2,584,080,000 340,786,850 -   - -   -
27996 HK Bank - HSI European Put Warrants Dec 2016 B HKD 0.014   0.010   0.012   7,320,000 79,860 N/A 0.255   2016/05/16 0.010   2016/10/27 10,201,390,000 1,465,895,140 -   - -   -
28251 HK Bank - HSI European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 N/A 0.118   2016/05/26 0.010   2016/09/12 3,903,790,000 294,271,610 -   - -   -
11999 HK Bank - HSI European Put Warrants Feb 2017 B HKD 0.080   0.049   0.065   288,610,000 18,058,870 N/A 0.162   2016/08/11 0.049   2016/10/25 4,616,110,000 435,800,890 -   - -   -
12447 HK Bank - HSI European Put Warrants Feb 2017 D HKD 0.091   0.057   0.078   2,149,500,000 163,020,720 N/A 0.126   2016/08/22 0.057   2016/10/11 6,135,300,000 532,223,760 -   - -   -
12725 HK Bank - HSI European Put Warrants Feb 2017 E HKD 0.104   0.067   0.094   43,240,000 3,714,660 N/A 0.166   2016/08/25 0.067   2016/10/24 1,554,930,000 154,089,380 -   - -   -
11562 HK Bank - HSI European Put Warrants Jan 2017 A HKD 0.042   0.025   0.032   439,280,000 15,864,440 N/A 0.127   2016/07/20 0.025   2016/10/26 3,347,580,000 247,810,630 -   - -   -
11754 HK Bank - HSI European Put Warrants Jan 2017 C HKD 0.050   0.030   0.040   28,640,000 1,146,770 N/A 0.140   2016/08/03 0.030   2016/10/25 2,761,800,000 223,537,680 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD 0.025   0.017   0.020   4,240,000 97,380 14,118,225 0.167   2016/03/09 0.017   2016/10/25 1,173,810,000 92,144,730 -   - -   -
26621 HK Bank - HSI European Put Warrants Mar 2017 A HKD 0.016   0.010   0.012   4,550,000 54,780 13,125,378 0.160   2016/03/09 0.010   2016/10/28 1,395,650,000 97,873,590 -   - -   -
11935 HK Bank - HSI European Put Warrants Mar 2017 C HKD 0.074   0.050   0.065   746,590,000 46,765,950 N/A 0.135   2016/08/08 0.050   2016/10/25 3,045,070,000 253,158,400 -   - -   -
13099 HK Bank - HSI European Put Warrants Mar 2017 E HKD 0.150   0.101   0.136   2,351,520,000 285,086,470 N/A 0.161   2016/09/15 0.101   2016/10/11 4,817,090,000 623,658,800 -   - -   -
11568 HK Bank - HSI European Put Warrants Nov 2016 C HKD 0.016   0.010   0.010   12,400,000 149,160 N/A 0.099   2016/07/21 0.010   2016/10/20 1,143,000,000 70,342,640 -   - -   -
27827 HK Bank - HSI European Put Warrants Oct 2016 C HKD -   -   0.010   0 0 N/A 0.189   2016/05/13 0.010   2016/08/30 3,411,170,000 312,593,480 -   - -   -
11226 HK Bank - HSI European Put Warrants Oct 2016 E HKD -   -   0.010   0 0 N/A 0.132   2016/07/06 0.010   2016/09/26 3,089,260,000 258,893,820 -   - -   -
13289 HK Bank - HSI European Warrants Apr 2017 A HKD 0.121   0.052   0.056   3,275,620,000 280,589,810 N/A 0.204   2016/09/22 0.052   2016/10/31 4,604,500,000 447,893,060 -   - -   -
25964 HK Bank - HSI European Warrants Dec 2016 A HKD 0.246   0.185   0.170   12,420,000 2,433,760 91,193,532 0.310   2016/09/09 0.042   2016/05/13 9,918,530,000 950,806,520 -   - -   -
11224 HK Bank - HSI European Warrants Dec 2016 D HKD -   -   0.380   0 0 N/A 0.310   2016/07/21 0.156   2016/07/06 1,555,610,000 271,682,940 -   - -   -
11755 HK Bank - HSI European Warrants Feb 2017 A HKD 0.188   0.156   0.168   598,440,000 103,475,550 N/A 0.226   2016/08/18 0.151   2016/08/04 3,557,780,000 674,931,520 -   - -   -
12445 HK Bank - HSI European Warrants Feb 2017 C HKD 0.243   0.115   0.126   3,614,640,000 561,644,200 N/A 0.255   2016/09/22 0.115   2016/10/31 9,797,420,000 1,804,220,190 -   - -   -
11570 HK Bank - HSI European Warrants Jan 2017 B HKD -   -   0.280   0 0 N/A 0.255   2016/08/08 0.198   2016/08/03 370,760,000 79,192,150 -   - -   -
11933 HK Bank - HSI European Warrants Jan 2017 D HKD 0.255   0.125   0.137   706,360,000 104,395,630 N/A 0.305   2016/09/09 0.125   2016/10/31 5,402,480,000 945,753,780 -   - -   -
11986 HK Bank - HSI European Warrants Jan 2017 E HKD -   -   0.165   0 0 N/A 0.214   2016/09/01 0.164   2016/08/11 540,580,000 103,481,380 -   - -   -
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.310   0.213   0.214   790,000 196,860 60,125,392 0.350   2016/09/09 0.065   2016/05/24 10,512,610,000 1,620,346,000 -   - -   -
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.163   0.077   0.083   3,482,810,000 424,355,300 N/A 0.184   2016/09/22 0.077   2016/10/31 7,079,880,000 972,479,330 -   - -   -
11932 HK Bank - HSI European Warrants Mar 2017 B HKD 0.204   0.096   0.104   4,438,400,000 582,790,640 N/A 0.245   2016/09/09 0.096   2016/10/31 14,205,520,000 2,164,188,600 -   - -   -
13098 HK Bank - HSI European Warrants Mar 2017 D HKD 0.169   0.070   0.079   6,188,570,000 699,399,790 N/A 0.218   2016/09/12 0.070   2016/10/31 11,001,030,000 1,479,991,000 -   - -   -
27826 HK Bank - HSI European Warrants Nov 2016 A HKD 0.189   0.160   0.133   40,000 6,980 N/A 0.330   2016/09/09 0.036   2016/05/13 12,320,490,000 1,147,149,310 -   - -   -
11335 HK Bank - HSI European Warrants Nov 2016 B HKD -   -   0.243   0 0 N/A 0.435   2016/09/09 0.101   2016/07/08 1,017,240,000 135,183,400 -   - -   -
27177 HK Bank - HSI European Warrants Oct 2016 A HKD -   -   0.300   0 0 35,033,147 0.305   2016/09/13 0.038   2016/05/13 8,779,760,000 1,116,320,440 -   - -   -
27559 HK Bank - HSI European Warrants Oct 2016 B HKD 0.241   0.228   0.250   20,000 4,690 220,763,973 0.315   2016/09/08 0.035   2016/05/13 16,196,610,000 1,423,671,390 -   - -   -
28080 HK Bank - HSI European Warrants Oct 2016 D HKD -   -   0.530   0 0 N/A 0.234   2016/07/12 0.127   2016/05/20 923,690,000 151,841,590 -   - -   -
12618 HK Bank - ICBC European Warrants Feb 2017 A HKD 0.182   0.057   0.061   8,372,000 1,046,173 N/A 0.280   2016/09/09 0.057   2016/10/28 152,915,000 33,635,773 -   - -   -
11723 HK Bank - ICBC European Warrants Jan 2017 A HKD 0.310   0.174   0.188   20,868,000 4,757,340 N/A 0.500   2016/09/22 0.174   2016/10/28 164,186,000 53,252,174 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.640   0.470   0.460   62,000 32,490 N/A 0.710   2016/09/21 0.370   2016/08/03 5,663,000 2,353,995 -   - -   -
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.355   0.176   0.189   89,723,000 25,260,663 N/A 0.375   2016/09/23 0.176   2016/10/28 145,318,000 44,308,473 -   - -   -
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.227   0.199   0.104   8,530,000 1,811,882 N/A 0.227   2016/10/06 0.199   2016/10/04 8,530,000 1,811,882 -   - -   -
27175 HK Bank - ICBC European Warrants Oct 2016 A HKD 0.202   0.173   0.204   500,000 96,450 3,197,463 0.485   2016/08/23 0.034   2016/05/18 408,689,000 62,134,888 -   - -   -
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.139   0.113   0.126   163,200,000 20,889,210 18,414,758 0.244   2016/03/07 0.113   2016/10/12 1,374,140,000 220,538,470 -   - -   -
14994 HK Bank - Jiangxi Copper European Warrants Oct 2016 A HKD -   -   0.010   0 0 82,439 0.086   2016/03/07 0.012   2016/07/22 374,237,000 20,386,208 0.250   2015/10/13 0.047   2015/12/14
13823 HK Bank - KECL European Warrants Apr 2017 A HKD 0.330   0.229   0.240   11,688,000 3,181,190 N/A 0.330   2016/10/20 0.229   2016/10/28 11,688,000 3,181,190 -   - -   -
18105 HK Bank - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 52,563 0.045   2016/04/13 0.010   2016/06/15 39,660,000 765,620 0.224   2015/04/27 0.019   2015/09/23
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.140   0.113   0.116   3,020,000 379,120 3,674,793 0.208   2016/03/31 0.104   2016/09/02 389,420,000 52,158,560 -   - -   -
13208 HK Bank - Kingsoft European Warrants Apr 2017 A HKD 0.315   0.230   0.231   3,990,000 1,064,700 N/A 0.350   2016/09/28 0.177   2016/09/14 33,260,000 7,815,640 -   - -   -
13511 HK Bank - Kingsoft European Warrants Apr 2017 B HKD 0.260   0.142   0.142   25,920,000 5,188,050 N/A 0.260   2016/10/11 0.142   2016/10/31 26,660,000 5,357,530 -   - -   -
27091 HK Bank - Kingsoft European Warrants Dec 2016 A HKD 0.180   0.076   0.074   6,520,000 813,240 6,883,655 0.435   2016/04/14 0.057   2016/09/12 434,600,000 54,662,730 -   - -   -
28329 HK Bank - Kingsoft European Warrants Dec 2016 B HKD 0.385   0.300   0.243   4,100,000 1,253,100 N/A 0.385   2016/10/06 0.097   2016/08/03 336,180,000 49,568,880 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.062   0.042   0.042   19,920,000 1,040,980 9,898,513 0.147   2016/04/19 0.041   2016/06/28 1,217,300,000 108,952,320 -   - -   -
24506 HK Bank - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.055   2016/01/04 0.016   2016/04/12 108,100,000 4,783,360 0.136   2015/08/11 0.031   2015/09/29
24779 HK Bank - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 159,197 0.139   2016/02/02 0.010   2016/09/07 1,638,660,000 126,335,420 0.213   2015/11/17 0.087   2015/09/30
28330 HK Bank - Lenovo European Warrants Dec 2016 C HKD 0.160   0.030   0.030   5,254,000 466,638 N/A 0.435   2016/08/18 0.030   2016/10/31 329,434,000 98,607,202 -   - -   -
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD -   -   0.025   0 0 138,437 0.154   2016/01/05 0.021   2016/07/11 1,286,740,000 131,960,020 0.224   2015/11/24 0.112   2015/09/01
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD 0.023   0.018   0.023   7,200,000 138,960 310,683 0.150   2016/01/08 0.018   2016/10/19 704,700,000 74,987,760 0.232   2015/11/25 0.114   2015/09/29
12908 HK Bank - Lenovo European Warrants Mar 2017 A HKD 0.415   0.222   0.190   45,560,000 14,728,340 N/A 0.630   2016/09/07 0.222   2016/10/26 134,090,000 53,461,390 -   - -   -
22594 HK Bank - Lenovo European Warrants Nov 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.171   2015/06/08 0.019   2015/08/27
21438 HK Bank - Lenovo European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.230   2015/04/27 0.014   2015/11/05
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD -   -   0.012   0 0 5,153 0.027   2016/01/04 0.010   2016/07/20 10,020,000 182,620 0.137   2015/06/15 0.027   2015/12/22
20189 HK Bank - MGM China European Warrants Dec 2016 A HKD -   -   0.016   0 0 52,535 0.069   2016/03/31 0.010   2016/02/29 35,384,000 1,075,064 0.415   2015/04/09 0.036   2015/10/02
22301 HK Bank - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.052   0 0 0 -   - -   - 0 0 0.207   2015/05/26 0.058   2015/07/08
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.280   0.247   0.275   820,000 209,000 102,103 0.280   2016/10/05 0.170   2016/03/11 23,700,000 4,400,330 -   - -   -
12727 HK Bank - Minsheng Bank European Warrants Feb 2017 A HKD 0.560   0.380   0.415   21,490,000 9,699,649 N/A 0.590   2016/09/22 0.305   2016/09/01 51,696,000 21,160,437 -   - -   -
27560 HK Bank - Minsheng Bank European Warrants Oct 2016 A HKD -   -   1.110   0 0 7,360,060 0.600   2016/08/04 0.255   2016/06/15 141,769,000 50,428,176 -   - -   -
13790 HK Bank - PetroChina European Warrants Apr 2017 A HKD 0.345   0.177   0.187   66,836,000 15,582,100 N/A 0.345   2016/10/24 0.177   2016/10/31 66,836,000 15,582,100 -   - -   -
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.030   0.030   0.028   1,000,000 30,000 134,963 0.049   2016/04/28 0.022   2016/01/21 80,260,000 2,581,760 0.139   2015/08/11 0.033   2015/12/14
13791 HK Bank - PetroChina European Warrants Mar 2017 A HKD 0.415   0.224   0.232   50,880,000 15,146,096 N/A 0.415   2016/10/24 0.224   2016/10/31 50,880,000 15,146,096 -   - -   -
27109 HK Bank - PetroChina European Warrants Oct 2016 A HKD 0.270   0.036   0.180   81,506,000 10,592,192 41,433,542 0.900   2016/04/28 0.012   2016/09/28 1,029,842,000 335,137,382 -   - -   -
12699 HK Bank - PICC European Warrants Feb 2017 A HKD 0.063   0.029   0.029   219,760,000 10,748,160 N/A 0.150   2016/09/09 0.029   2016/10/31 689,740,000 59,664,140 -   - -   -
11445 HK Bank - PICC European Warrants Jan 2017 A HKD 0.125   0.100   0.077   3,812,000 439,524 N/A 0.207   2016/09/07 0.100   2016/10/20 394,972,000 47,978,348 -   - -   -
25890 HK Bank - PICC European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,524,417 0.159   2016/04/22 0.012   2016/08/25 1,088,440,000 117,373,080 -   - -   -
21804 HK Bank - Ping An European Put Warrants Oct 2016 B HKD -   -   0.191   0 0 18,083 0.325   2016/01/22 0.173   2016/09/26 3,700,000 961,250 0.255   2015/08/18 0.112   2015/05/26
13692 HK Bank - Ping An European Warrants Apr 2017 A HKD 0.188   0.096   0.110   349,745,000 43,960,485 N/A 0.188   2016/10/11 0.096   2016/10/31 349,745,000 43,960,485 -   - -   -
13696 HK Bank - Ping An European Warrants Apr 2017 B HKD 0.405   0.265   0.300   45,380,000 13,905,800 N/A 0.405   2016/10/11 0.265   2016/10/31 45,380,000 13,905,800 -   - -   -
19613 HK Bank - Ping An European Warrants Dec 2016 A HKD -   -   0.010   0 0 3,942 0.061   2016/01/04 0.011   2016/05/27 7,900,000 285,700 0.330   2015/05/27 0.052   2015/09/04
28709 HK Bank - Ping An European Warrants Dec 2016 B HKD 0.110   0.079   0.088   6,400,000 657,450 4,783,025 0.151   2016/09/09 0.028   2016/07/08 3,414,550,000 252,983,850 0.219   2015/10/23 0.162   2015/09/09
23984 HK Bank - Ping An European Warrants Dec 2016 C HKD 0.057   0.028   0.033   902,680,000 42,085,515 18,737,902 0.111   2016/01/05 0.014   2016/07/07 6,829,850,000 375,229,425 0.153   2015/12/23 0.146   2015/12/23
11273 HK Bank - Ping An European Warrants Jan 2017 A HKD 0.410   0.390   0.350   200,000 80,000 N/A 0.640   2016/09/09 0.126   2016/07/08 338,380,000 62,605,250 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.055   0.036   0.040   182,485,000 8,245,810 15,672,094 0.096   2016/01/05 0.024   2016/07/11 2,369,850,000 140,605,180 0.430   2015/05/26 0.079   2015/08/26
23986 HK Bank - Ping An European Warrants Mar 2017 A HKD -   -   0.066   0 0 3,702 0.109   2016/01/04 0.031   2016/06/08 428,525,000 31,411,440 0.131   2015/12/23 0.112   2015/12/31
13697 HK Bank - Ping An European Warrants Mar 2017 B HKD 0.280   0.154   0.175   1,856,290,000 366,045,725 N/A 0.280   2016/10/11 0.154   2016/10/31 1,856,290,000 366,045,725 -   - -   -
28321 HK Bank - Ping An European Warrants Nov 2016 A HKD 0.760   0.640   0.710   60,000 42,600 N/A 0.900   2016/09/22 0.212   2016/07/08 81,320,000 23,072,115 -   - -   -
13298 HK Bank - Ping An European Warrants Oct 2016 A HKD 0.063   0.021   0.023   15,595,000 691,035 492,829 0.120   2016/01/04 0.010   2016/07/12 241,755,000 11,047,185 0.485   2015/05/26 0.070   2015/08/24
27622 HK Bank - Ping An European Warrants Oct 2016 C HKD 0.084   0.010   0.010   1,600,000 83,650 24,204,588 0.246   2016/09/09 0.010   2016/10/18 1,435,185,000 146,468,590 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.082   0.064   0.068   7,000,000 501,150 878,092 0.130   2016/01/04 0.030   2016/06/27 1,091,150,000 87,831,850 0.460   2015/05/26 0.092   2015/09/04
12616 HK Bank - Sands China European Put Warrants Feb 2017 A HKD 0.155   0.101   0.121   242,508,000 30,733,852 N/A 0.335   2016/08/25 0.101   2016/10/26 662,620,000 106,574,880 -   - -   -
16091 HK Bank - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.040   2015/04/13 0.010   2015/10/28
11882 HK Bank - Sands China European Warrants Mar 2017 A HKD 0.425   0.305   0.310   2,296,000 796,540 N/A 0.460   2016/09/09 0.168   2016/08/25 412,284,000 95,410,540 -   - -   -
13066 HK Bank - Sands China European Warrants Mar 2017 B HKD 0.335   0.207   0.208   136,704,000 35,807,044 N/A 0.395   2016/09/09 0.183   2016/09/27 297,060,000 79,044,192 -   - -   -
13477 HK Bank - Sands China European Warrants Mar 2017 C HKD 0.244   0.132   0.130   110,600,000 19,910,412 N/A 0.244   2016/10/06 0.132   2016/10/31 132,212,000 24,035,848 -   - -   -
27749 HK Bank - Sands China European Warrants Nov 2016 A HKD -   -   0.590   0 0 11,271,527 0.650   2016/09/14 0.079   2016/07/06 381,480,000 67,629,160 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.144   0.111   0.112   91,360,000 11,082,150 N/A 0.144   2016/10/19 0.111   2016/10/31 91,360,000 11,082,150 -   - -   -
13799 HK Bank - SHK Ppt European Warrants Apr 2017 A HKD 0.360   0.248   0.265   21,900,000 6,445,010 N/A 0.360   2016/10/25 0.248   2016/10/28 21,900,000 6,445,010 -   - -   -
13821 HK Bank - SHK Ppt European Warrants Apr 2017 B HKD 0.700   0.540   0.560   10,150,000 5,997,700 N/A 0.700   2016/10/25 0.540   2016/10/31 10,150,000 5,997,700 -   - -   -
19908 HK Bank - SHK Ppt European Warrants Dec 2016 A HKD 0.028   0.010   0.010   53,380,000 1,104,250 1,970,040 0.057   2016/09/09 0.010   2016/10/27 344,060,000 11,849,300 0.220   2015/05/26 0.018   2015/12/11
27814 HK Bank - SHK Ppt European Warrants Dec 2016 B HKD 0.630   0.280   0.330   10,180,000 4,010,050 N/A 1.050   2016/09/09 0.059   2016/06/22 152,330,000 54,906,430 -   - -   -
25035 HK Bank - SHK Ppt European Warrants Feb 2017 A HKD 0.162   0.121   0.139   4,880,000 684,320 2,816,270 0.220   2016/09/09 0.018   2016/06/16 884,510,000 50,156,170 0.137   2015/09/18 0.063   2015/12/31
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD 0.355   0.355   0.355   50,000 17,750 117,250 0.415   2016/09/09 0.142   2016/06/16 18,490,000 3,398,410 -   - -   -
11450 HK Bank - Sinopec Corp European Warrants Jan 2017 A HKD 0.360   0.149   0.165   144,780,000 35,265,982 N/A 0.455   2016/07/14 0.110   2016/09/15 439,242,000 128,652,396 -   - -   -
12910 HK Bank - Sinopec Corp European Warrants Mar 2017 A HKD 0.600   0.365   0.380   71,992,000 30,778,960 N/A 0.600   2016/10/11 0.270   2016/09/20 248,286,000 97,506,970 -   - -   -
27090 HK Bank - Sinopec Corp European Warrants Oct 2016 A HKD -   -   0.300   0 0 1,664,589 0.720   2016/07/15 0.150   2016/09/15 70,878,000 30,711,612 -   - -   -
27348 HK Bank - Sinopec Corp European Warrants Oct 2016 B HKD 0.410   0.174   0.355   188,000 39,528 17,254,657 0.580   2016/04/28 0.081   2016/09/26 453,520,000 174,039,410 -   - -   -
17222 HK Bank - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 667 0.010   2016/05/19 0.010   2016/05/19 3,215,000 32,150 0.192   2015/04/28 0.010   2015/12/04
11327 HK Bank - Stanchart European Warrants Jan 2017 A HKD 0.750   0.410   0.650   10,213,500 4,781,091 N/A 0.860   2016/08/08 0.410   2016/10/17 30,625,500 18,995,301 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.014   0 0 0 0.015   2016/01/06 0.015   2016/01/06 100,000 1,500 0.136   2015/05/12 0.014   2015/09/29
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD 0.032   0.019   0.028   3,530,000 92,705 198,836 0.055   2016/01/04 0.013   2016/02/12 110,465,000 3,539,560 0.105   2015/11/26 0.033   2015/12/15
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.089   0.063   0.083   105,380,000 8,128,475 9,840,320 0.128   2016/01/04 0.022   2016/02/12 1,005,645,000 80,281,750 0.146   2015/12/30 0.137   2015/12/31
23805 HK Bank - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 164,847 0.152   2016/02/12 0.010   2016/07/28 1,682,990,000 201,242,400 0.243   2015/08/24 0.078   2015/11/26
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD 0.056   0.045   0.046   8,460,000 419,390 13,026,508 0.200   2016/03/30 0.045   2016/10/27 931,610,000 140,859,550 -   - -   -
26920 HK Bank - Tencent European Put Warrants Jan 2017 A HKD -   -   0.012   0 0 14,648,302 0.151   2016/05/06 0.024   2016/08/10 2,020,160,000 238,207,180 -   - -   -
11872 HK Bank - Tencent European Put Warrants Jan 2017 B HKD 0.034   0.017   0.022   19,810,000 465,420 N/A 0.169   2016/08/04 0.017   2016/10/25 1,108,800,000 90,999,990 -   - -   -
12729 HK Bank - Tencent European Put Warrants Jan 2017 C HKD 0.093   0.058   0.076   586,280,000 40,889,600 N/A 0.147   2016/08/25 0.058   2016/10/26 2,152,270,000 201,693,270 -   - -   -
29398 HK Bank - Tencent European Put Warrants Mar 2017 A HKD 0.042   0.024   0.033   10,640,000 347,180 N/A 0.169   2016/06/30 0.024   2016/10/25 2,200,540,000 253,834,040 -   - -   -
13157 HK Bank - Tencent European Put Warrants Mar 2017 B HKD 0.188   0.136   0.172   333,900,000 52,932,790 N/A 0.215   2016/09/14 0.136   2016/10/26 650,740,000 109,159,250 -   - -   -
27561 HK Bank - Tencent European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 11,793,490 0.169   2016/05/19 0.010   2016/08/18 1,008,400,000 71,438,920 -   - -   -
26932 HK Bank - Tencent European Warrants Apr 2017 A HKD -   -   0.385   0 0 20,109,105 0.223   2016/07/11 0.108   2016/05/06 1,334,150,000 207,388,220 -   - -   -
18514 HK Bank - Tencent European Warrants Dec 2016 A HKD -   -   0.600   0 0 139,233 0.590   2016/09/05 0.117   2016/02/12 1,563,910,000 240,270,540 0.415   2015/04/27 0.130   2015/01/02
19720 HK Bank - Tencent European Warrants Dec 2016 B HKD -   -   0.475   0 0 4,519,698 0.495   2016/09/13 0.096   2016/01/21 1,993,980,000 241,594,310 0.370   2015/05/15 0.118   2015/09/30
11753 HK Bank - Tencent European Warrants Dec 2016 D HKD 1.700   0.760   0.760   13,075,000 12,647,420 N/A 2.000   2016/09/23 0.460   2016/08/04 432,665,000 310,651,285 -   - -   -
12738 HK Bank - Tencent European Warrants Dec 2016 E HKD 0.740   0.270   0.248   3,200,000 1,551,395 N/A 1.000   2016/09/23 0.270   2016/10/28 281,778,000 220,305,550 -   - -   -
25097 HK Bank - Tencent European Warrants Feb 2017 A HKD -   -   0.400   0 0 29,047,607 0.485   2016/09/26 0.081   2016/02/12 10,327,290,000 1,453,851,790 -   - -   -
13158 HK Bank - Tencent European Warrants Jan 2017 D HKD 0.650   0.193   0.193   1,168,527,000 473,390,205 N/A 0.840   2016/09/23 0.193   2016/10/31 1,431,609,000 645,523,865 -   - -   -
13191 HK Bank - Tencent European Warrants Jan 2017 E HKD 0.150   0.065   0.065   838,025,000 95,254,138 N/A 0.172   2016/09/23 0.065   2016/10/31 1,890,459,000 250,607,211 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD -   -   0.325   0 0 N/A 0.390   2016/09/08 0.151   2016/07/06 1,061,770,000 216,740,600 -   - -   -
13876 HK Bank - Tencent European Warrants Mar 2017 C HKD 0.149   0.096   0.096   395,830,000 47,512,550 N/A 0.149   2016/10/20 0.096   2016/10/31 395,830,000 47,512,550 -   - -   -
26930 HK Bank - Tencent European Warrants May 2017 A HKD 0.445   0.340   0.345   6,420,000 2,526,300 33,668,575 0.450   2016/09/29 0.097   2016/05/06 2,101,780,000 302,437,460 -   - -   -
13475 HK Bank - Tencent European Warrants May 2017 B HKD 0.188   0.114   0.115   534,610,000 85,205,150 N/A 0.193   2016/09/29 0.114   2016/10/28 603,430,000 98,051,560 -   - -   -
26199 HK Bank - Tencent European Warrants Nov 2016 A HKD -   -   0.560   0 0 15,417 0.660   2016/09/23 0.096   2016/02/12 1,572,780,000 218,785,630 -   - -   -
12430 HK Bank - Tencent European Warrants Nov 2016 C HKD 1.040   0.227   0.227   22,175,000 12,333,232 N/A 1.270   2016/09/23 0.227   2016/10/31 699,785,000 486,664,202 -   - -   -
11558 HK Bank - Tencent European Warrants Oct 2016 A HKD 1.680   0.720   1.410   2,287,000 2,865,510 N/A 2.030   2016/09/23 0.300   2016/08/04 503,730,000 245,505,580 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.400   0.400   0.325   10,000 4,000 N/A 0.420   2016/09/23 0.138   2016/06/28 5,117,300,000 903,165,560 -   - -   -
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD 0.330   0.300   0.275   510,000 162,050 N/A 0.345   2016/09/23 0.180   2016/08/12 815,580,000 185,848,100 -   - -   -
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.209   0.140   0.141   251,160,000 45,406,180 N/A 0.226   2016/09/23 0.140   2016/10/28 535,190,000 102,478,520 -   - -   -
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.174   0.116   0.115   218,740,000 32,299,920 N/A 0.174   2016/10/11 0.116   2016/10/28 218,740,000 32,299,920 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.151   0.096   0.115   155,540,000 18,793,340 9,398,840 0.151   2016/10/24 0.065   2016/09/07 567,620,000 58,722,960 0.152   2015/08/20 0.073   2015/12/08
11449 HK Bank - Zijin Mining European Warrants Jan 2017 A HKD 0.081   0.060   0.061   240,000 15,690 N/A 0.510   2016/07/14 0.060   2016/10/25 33,560,000 11,511,340 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.365   0.305   0.330   5,852,000 1,912,910 N/A 0.365   2016/10/26 0.305   2016/10/28 5,852,000 1,912,910 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.166   0.140   0.145   600,000 92,000 190,467 0.204   2016/09/07 0.104   2016/02/12 534,100,000 72,070,950 -   - -   -
14850 HK Bank -BYD European Warrants Dec 2016 A HKD 0.046   0.034   0.034   5,000,000 215,600 158,200 0.085   2016/09/07 0.034   2016/10/31 48,550,000 2,704,750 0.229   2015/06/04 0.042   2015/07/08
24564 HK Bank -BYD European Warrants Dec 2016 B HKD 0.070   0.062   0.057   170,000 11,275 246,163 0.112   2016/09/08 0.044   2016/02/12 121,415,000 9,523,380 0.240   2015/06/04 0.046   2015/07/08
19931 HK Bank -BYD European Warrants Dec 2016 C HKD 0.026   0.010   0.012   28,365,000 525,330 2,346,508 0.080   2016/01/04 0.010   2016/10/31 529,435,000 28,898,725 0.147   2015/10/28 0.069   2015/12/14
19919 J P Morgan SP BV - Guangdong Inv European Warrants Dec 16 A HKD 0.174   0.084   0.099   38,140,000 4,436,000 2,562,237 0.195   2016/09/28 0.084   2016/10/17 123,100,000 17,116,820 0.305   2015/05/05 0.112   2015/03/24
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.290   0.204   0.207   36,556,000 8,303,880 5,175,461 0.290   2016/10/06 0.115   2016/07/06 273,924,000 49,844,588 0.345   2015/11/03 0.196   2015/12/14
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD -   -   0.355   0 0 200,500 0.420   2016/09/15 0.181   2016/02/26 33,704,000 8,262,744 -   - -   -
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.196   0.185   0.170   320,000 60,788 N/A 0.196   2016/10/14 0.185   2016/10/25 320,000 60,788 -   - -   -
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD 0.116   0.093   0.095   952,000 107,439 720,604 0.174   2016/05/20 0.093   2016/10/31 29,642,000 4,323,942 -   - -   -
19025 J P Morgan SP BV - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.012   2016/01/05 0.010   2016/01/08 110,000 1,180 0.280   2015/04/17 0.017   2015/09/02
25414 J P Morgan SP BV - A50 China European Warrants Dec 2016 B HKD 0.031   0.017   0.026   1,455,801,000 33,860,642 74,860,436 0.135   2016/01/04 0.017   2016/10/27 16,483,082,000 869,125,549 0.205   2015/11/09 0.114   2015/09/01
28634 J P Morgan SP BV - A50 China European Warrants Dec 2016 C HKD 0.135   0.071   0.098   334,269,300 34,006,965 N/A 0.385   2016/08/16 0.071   2016/10/27 661,447,800 107,117,416 -   - -   -
25906 J P Morgan SP BV - A50 China European Warrants Dec 2017 A HKD 0.187   0.147   0.181   416,000 74,502 100,202 0.214   2016/03/21 0.128   2016/02/29 7,048,000 1,287,500 -   - -   -
13993 J P Morgan SP BV - A50 China European Warrants Feb 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13627 J P Morgan SP BV - A50 China European Warrants Jan 2017 A HKD -   -   0.187   0 0 87,830 0.216   2016/01/06 0.098   2016/01/27 22,164,000 3,390,260 0.710   2015/04/27 0.135   2015/08/25
25188 J P Morgan SP BV - A50 China European Warrants Mar 2017 A HKD 0.034   0.023   0.031   1,222,634,000 34,298,101 5,807,017 0.111   2016/01/04 0.023   2016/10/27 1,235,148,000 34,956,514 0.185   2015/11/09 0.108   2015/12/14
12955 J P Morgan SP BV - A50 China European Warrants Mar 2017 B HKD 0.181   0.176   0.225   60,000 10,710 N/A 0.239   2016/09/06 0.151   2016/09/28 640,000 100,547 -   - -   -
24986 J P Morgan SP BV - A50 China European Warrants Nov 2016 A HKD 0.093   0.067   0.088   2,656,000 208,216 57,789,089 0.144   2016/03/23 0.058   2016/08/03 21,161,428,000 1,798,266,821 -   - -   -
24207 J P Morgan SP BV - A50 China European Warrants Oct 2016 A HKD -   -   0.013   0 0 0 0.028   2016/01/08 0.018   2016/01/07 650,000 14,100 0.179   2015/07/23 0.038   2015/12/14
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.096   0.095   0.111   6,000 573 3,366 0.185   2016/01/05 0.095   2016/10/11 4,529,000 699,775 0.580   2015/05/27 0.116   2015/08/25
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.265   0.209   0.213   356,590,000 85,850,530 N/A 0.360   2016/09/08 0.209   2016/10/26 879,165,000 248,460,780 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.180   0.130   0.132   312,240,000 50,005,665 N/A 0.260   2016/09/08 0.130   2016/10/26 792,865,000 146,205,095 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.184   0.104   0.119   165,853,000 23,235,730 N/A 0.201   2016/09/22 0.104   2016/10/28 381,069,000 57,706,535 -   - -   -
26468 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 A HKD -   -   0.650   0 0 1,244,785 0.720   2016/09/02 0.206   2016/05/24 35,721,000 8,556,182 -   - -   -
27056 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 B HKD 0.370   0.184   0.229   2,582,000 607,265 29,738,314 0.420   2016/09/09 0.053   2016/06/16 2,148,606,000 202,237,905 -   - -   -
13768 J P Morgan SP BV - AIA European Put Warrants Apr 2017 A HKD 0.490   0.275   0.445   94,062,000 30,391,900 N/A 0.490   2016/10/31 0.275   2016/10/25 94,062,000 30,391,900 -   - -   -
27761 J P Morgan SP BV - AIA European Put Warrants Dec 2016 A HKD 0.018   0.010   0.012   7,832,000 88,456 N/A 0.435   2016/05/13 0.010   2016/10/31 3,247,176,000 676,075,406 -   - -   -
12591 J P Morgan SP BV - AIA European Put Warrants Feb 2017 A HKD 0.156   0.050   0.119   383,726,000 28,323,102 N/A 0.249   2016/08/24 0.050   2016/10/11 1,015,634,000 116,130,496 -   - -   -
26346 J P Morgan SP BV - AIA European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 326,063 0.365   2016/02/17 0.010   2016/08/08 1,601,048,000 396,383,694 -   - -   -
28633 J P Morgan SP BV - AIA European Warrants Dec 2016 B HKD 0.560   0.126   0.169   18,638,000 4,981,802 N/A 0.560   2016/10/06 0.126   2016/10/31 3,090,806,000 648,458,536 -   - -   -
11746 J P Morgan SP BV - AIA European Warrants Jan 2017 A HKD 0.207   0.030   0.042   758,950,000 111,629,970 N/A 0.207   2016/10/06 0.030   2016/10/31 6,924,722,000 791,966,150 -   - -   -
13178 J P Morgan SP BV - AIA European Warrants May 2017 A HKD 0.217   0.059   0.072   2,226,154,000 310,371,164 N/A 0.217   2016/10/06 0.059   2016/10/31 2,297,024,000 322,567,190 -   - -   -
27519 J P Morgan SP BV - AIA European Warrants Nov 2016 B HKD 0.250   0.018   0.021   52,200,000 7,489,616 153,681,858 0.250   2016/10/06 0.018   2016/10/27 9,796,282,000 1,124,250,240 -   - -   -
20384 J P Morgan SP BV - Air China European Warrants Mar 2017 A HKD 0.036   0.028   0.022   1,740,000 55,040 64,743 0.123   2016/04/14 0.028   2016/10/12 1,341,580,000 130,768,400 0.265   2015/10/30 0.145   2015/12/14
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.111   0.089   0.089   17,280,000 1,730,360 N/A 0.179   2016/08/17 0.089   2016/10/27 163,160,000 20,729,600 -   - -   -
11804 J P Morgan SP BV - Ali Health European Warrants Apr 2017 A HKD 0.077   0.077   0.068   440,000 33,880 N/A 0.200   2016/08/18 0.077   2016/10/13 29,880,000 4,559,120 -   - -   -
22246 J P Morgan SP BV - Ali Pictures European Warrants Dec 2016 A HKD -   -   0.013   0 0 697 0.057   2016/01/22 0.030   2016/06/27 1,250,000 60,260 0.265   2015/06/08 0.076   2015/12/08
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD 0.080   0.068   0.067   100,000 7,140 11,435 0.131   2016/01/04 0.068   2016/10/25 4,590,000 475,550 0.285   2015/06/22 0.117   2015/09/30
12302 J P Morgan SP BV - Ali Pictures European Warrants Feb 2017 A HKD 0.213   0.152   0.120   720,000 139,670 N/A 0.280   2016/09/07 0.152   2016/10/24 6,830,000 1,598,860 -   - -   -
11580 J P Morgan SP BV - Anhui Conch European Warrants Apr 2017 A HKD 0.285   0.156   0.193   177,655,000 35,919,860 N/A 0.320   2016/09/07 0.156   2016/10/14 550,605,000 126,803,200 -   - -   -
25907 J P Morgan SP BV - Anhui Conch European Warrants Nov 2016 A HKD 0.243   0.199   0.290   1,840,000 395,340 8,537,473 0.520   2016/04/14 0.131   2016/02/11 504,550,000 119,758,550 -   - -   -
28316 J P Morgan SP BV - Anta Sports European Warrants Dec 2016 A HKD 0.340   0.171   0.320   166,920,000 41,783,320 N/A 0.340   2016/10/28 0.068   2016/06/24 498,670,000 108,769,230 -   - -   -
22306 J P Morgan SP BV - AviChina European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 0.070   2016/01/12 0.070   2016/01/12 80,000 5,600 0.395   2015/06/01 0.073   2015/07/08
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.122   0.107   0.108   1,160,000 131,600 247,450 0.237   2016/01/05 0.107   2016/10/31 44,110,000 8,228,290 0.320   2015/11/27 0.196   2015/09/08
28021 J P Morgan SP BV - BankComm European Warrants Mar 2017 A HKD -   -   0.880   0 0 N/A 1.260   2016/09/07 0.194   2016/05/23 46,597,000 14,516,973 -   - -   -
27055 J P Morgan SP BV - BankComm European Warrants Nov 2016 A HKD 0.325   0.069   0.099   21,043,000 3,067,341 5,004,092 0.540   2016/09/07 0.050   2016/05/16 261,155,000 50,896,430 -   - -   -
15232 J P Morgan SP BV - BBMG European Warrants Dec 2016 A HKD 0.030   0.010   0.010   13,610,000 227,200 365,705 0.132   2016/04/06 0.010   2016/10/25 56,190,000 2,322,860 0.405   2015/04/13 0.101   2015/08/26
25819 J P Morgan SP BV - BEA European Warrants Feb 2017 A HKD -   -   0.570   0 0 59,842 0.570   2016/04/14 0.155   2016/02/03 183,386,000 47,696,234 -   - -   -
22424 J P Morgan SP BV - Belle Int'l European Warrants Dec 2016 A HKD -   -   0.010   0 0 750 0.026   2016/03/17 0.010   2016/05/20 1,300,000 24,130 0.380   2015/06/01 0.157   2015/08/19
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.085   0.049   0.052   4,070,000 244,190 416,260 0.172   2016/01/05 0.049   2016/10/28 60,730,000 5,697,800 0.248   2015/12/09 0.163   2015/12/15
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD 0.049   0.032   0.034   9,200,000 332,240 729,057 0.126   2016/01/04 0.025   2016/07/08 146,960,000 6,337,600 0.265   2015/04/27 0.113   2015/12/22
17481 J P Morgan SP BV - BOC HK European Warrants Apr 2017 A HKD 0.154   0.075   0.132   343,550,000 38,737,910 24,988,531 0.210   2016/09/13 0.049   2016/02/03 1,198,675,000 151,346,240 0.640   2015/05/22 0.131   2015/12/14
15246 J P Morgan SP BV - BOC HK European Warrants Dec 2016 A HKD 0.182   0.074   0.148   67,185,000 7,436,530 5,698,660 0.231   2016/09/09 0.052   2016/02/04 387,925,000 49,023,605 0.620   2015/06/23 0.148   2015/12/14
28051 J P Morgan SP BV - BOC HK European Warrants Dec 2016 B HKD -   -   0.510   0 0 N/A 0.580   2016/09/13 0.123   2016/05/18 348,400,000 64,620,300 -   - -   -
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29845 J P Morgan SP BV - BOCL European Put Wts Feb 2017 B HKD 0.033   0.020   0.023   500,000 12,940 N/A 0.210   2016/06/24 0.014   2016/09/09 104,016,000 12,987,791 -   - -   -
12590 J P Morgan SP BV - BOCL European Put Wts May 2017 B HKD 0.186   0.110   0.138   97,918,000 14,319,517 N/A 0.186   2016/10/13 0.089   2016/09/09 178,072,000 25,349,476 -   - -   -
27082 J P Morgan SP BV - BOCL European Warrants Feb 2017 A HKD 0.280   0.142   0.174   34,351,000 6,864,013 103,972,040 0.360   2016/09/22 0.055   2016/05/19 6,539,481,000 683,249,059 -   - -   -
12443 J P Morgan SP BV - BOCL European Warrants Mar 2017 A HKD 0.255   0.128   0.146   122,998,000 22,971,453 N/A 0.310   2016/09/22 0.128   2016/10/31 586,343,000 99,202,775 -   - -   -
28243 J P Morgan SP BV - BOCL European Warrants May 2017 A HKD 0.540   0.420   0.470   434,000 202,520 N/A 0.680   2016/09/22 0.206   2016/05/26 96,438,000 23,352,174 -   - -   -
13055 J P Morgan SP BV - BOCL European Warrants May 2017 C HKD 0.159   0.075   0.089   1,259,122,000 130,232,225 N/A 0.209   2016/09/22 0.075   2016/10/28 1,802,482,000 214,791,968 -   - -   -
25162 J P Morgan SP BV - BOCL European Warrants Oct 2016 A HKD 0.035   0.010   0.010   18,715,000 479,249 18,631,683 0.114   2016/09/09 0.010   2016/10/25 9,669,715,000 567,538,661 -   - -   -
25689 J P Morgan SP BV - BOCL European Warrants Oct 2016 B HKD -   -   0.275   0 0 4,156,784 0.445   2016/09/09 0.032   2016/05/19 3,458,299,000 440,502,724 -   - -   -
28229 J P Morgan SP BV - Brilliance Chi European Wts Dec 2016 A HKD 0.072   0.038   0.041   20,162,000 921,596 1,375,539 0.239   2016/01/04 0.038   2016/10/12 152,524,000 13,200,202 0.375   2015/10/30 0.224   2015/09/07
13180 J P Morgan SP BV - BYD European Warrants Apr 2017 A HKD 0.285   0.139   0.153   64,480,000 13,605,580 N/A 0.415   2016/09/13 0.139   2016/10/31 73,050,000 16,241,710 -   - -   -
16482 J P Morgan SP BV - BYD European Warrants Dec 2016 A HKD 0.075   0.049   0.053   14,000,000 852,495 2,553,676 0.115   2016/09/07 0.033   2016/02/12 235,010,000 18,254,380 0.225   2015/06/04 0.034   2015/02/11
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.187   0.174   0.176   250,000 45,300 23,035,950 0.280   2016/04/29 0.174   2016/10/14 2,311,450,000 587,305,950 0.350   2015/11/09 0.177   2015/08/25
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.110   0.082   0.085   1,835,050,000 181,453,800 N/A 0.156   2016/06/10 0.082   2016/10/31 7,194,600,000 862,649,050 -   - -   -
27741 J P Morgan SP BV - CAM CSI300 European Warrants Dec 2016 A HKD 0.023   0.014   0.013   406,000 7,224 16,929,554 0.152   2016/06/03 0.014   2016/10/14 1,238,142,000 101,577,322 -   - -   -
11952 J P Morgan SP BV - CAM CSI300 European Warrants Jan 2017 A HKD 0.109   0.070   0.079   375,466,000 35,562,890 N/A 0.182   2016/08/26 0.070   2016/10/31 560,240,000 56,170,432 -   - -   -
26615 J P Morgan SP BV - CAM CSI300 European Warrants Nov 2016 A HKD 0.077   0.029   0.029   9,752,000 574,338 59,418,300 0.410   2016/04/13 0.029   2016/10/26 1,919,570,000 386,747,198 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25428 J P Morgan SP BV - Car Inc European Warrants Dec 2016 A HKD 0.010   0.010   0.010   11,540,000 115,400 131,883 0.191   2016/02/01 0.010   2016/10/13 86,410,000 7,445,250 -   - -   -
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.310   0.249   0.249   72,510,000 21,062,070 N/A 0.320   2016/09/09 0.237   2016/09/05 86,970,000 25,181,060 -   - -   -
25200 J P Morgan SP BV - Cathay Pacific European Warrants Dec 16 A HKD -   -   0.013   0 0 9,778 0.150   2016/01/06 0.015   2016/07/07 38,260,000 4,620,060 0.265   2015/10/07 0.146   2015/12/15
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.148   0.075   0.079   175,270,000 17,934,250 N/A 0.280   2016/08/09 0.075   2016/10/31 252,180,000 34,130,660 -   - -   -
11477 J P Morgan SP BV - CC Bank Euro Put Wts Jan 2017 B HKD 0.050   0.025   0.036   4,744,000 185,000 N/A 0.185   2016/07/29 0.022   2016/09/09 328,194,000 38,673,670 -   - -   -
12575 J P Morgan SP BV - CC Bank Euro Put Wts Mar 2017 A HKD 0.249   0.147   0.174   330,199,000 63,732,004 N/A 0.249   2016/10/13 0.121   2016/09/09 715,980,000 131,073,335 -   - -   -
26705 J P Morgan SP BV - CC Bank Euro Put Wts Oct 2016 B HKD -   -   0.010   0 0 9,472,613 0.330   2016/03/09 0.010   2016/08/05 703,294,000 111,905,533 -   - -   -
12441 J P Morgan SP BV - CC Bank European Wts Apr 2017 A HKD 0.238   0.102   0.126   1,851,428,000 287,438,250 N/A 0.350   2016/09/09 0.102   2016/10/28 3,446,845,000 664,588,383 -   - -   -
11905 J P Morgan SP BV - CC Bank European Wts Feb 2017 A HKD 0.355   0.173   0.211   105,925,000 24,045,441 N/A 0.480   2016/09/09 0.173   2016/10/28 1,792,191,000 601,327,267 -   - -   -
27258 J P Morgan SP BV - CC Bank European Wts Jan 2017 A HKD 0.670   0.380   0.445   580,000 311,450 63,154,136 0.790   2016/09/06 0.058   2016/05/19 5,767,559,000 729,495,700 -   - -   -
26458 J P Morgan SP BV - CC Bank European Wts Nov 2016 A HKD 1.240   1.070   1.180   40,000 46,200 2,114,810 1.330   2016/09/19 0.185   2016/05/20 56,539,000 13,312,828 -   - -   -
28629 J P Morgan SP BV - CC Bank European Wts Nov 2016 B HKD 0.385   0.245   0.241   509,000 148,085 N/A 0.600   2016/09/22 0.095   2016/06/24 4,789,178,000 754,647,328 -   - -   -
23491 J P Morgan SP BV - CC Bank European Wts Oct 2016 A HKD -   -   0.010   0 0 911,353 0.171   2016/01/08 0.010   2016/09/26 385,110,000 48,518,229 0.227   2015/12/24 0.150   2015/12/14
12983 J P Morgan SP BV - CGN Power European Warrants Apr 2017 A HKD 0.275   0.209   0.215   14,272,000 3,387,191 N/A 0.370   2016/09/09 0.209   2016/10/31 49,176,000 15,017,291 -   - -   -
23338 J P Morgan SP BV - CGN Power European Warrants Dec 2016 A HKD -   -   0.012   0 0 0 0.015   2016/02/19 0.015   2016/02/19 500,000 7,500 0.132   2015/07/06 0.064   2015/08/25
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.031   0 0 1,418 0.066   2016/01/13 0.032   2016/06/30 496,000 26,114 0.310   2015/06/05 0.078   2015/12/14
26526 J P Morgan SP BV - CGN Power European Warrants Oct 2016 A HKD -   -   0.010   0 0 4,241,187 0.550   2016/04/20 0.010   2016/09/28 249,779,000 59,391,955 -   - -   -
23899 J P Morgan SP BV - CGS European Warrants Dec 2016 A HKD 0.036   0.022   0.025   914,010,000 26,640,450 18,864,204 0.192   2016/04/14 0.022   2016/10/27 3,484,945,000 254,952,290 0.330   2015/07/23 0.114   2015/09/07
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.234   0.213   0.232   11,190,000 2,585,320 N/A 0.234   2016/10/28 0.213   2016/10/13 11,200,000 2,587,550 -   - -   -
18021 J P Morgan SP BV - CGS European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 0.100   2016/04/25 0.070   2016/03/04 40,310,000 3,903,415 0.630   2015/05/12 0.099   2015/08/26
26002 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2016 A HKD -   -   0.249   0 0 15,572 0.330   2016/05/12 0.160   2016/01/28 31,540,000 6,020,870 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.191   0.143   0.163   95,720,000 15,955,230 11,649,565 0.350   2016/04/13 0.117   2016/01/21 1,068,160,000 205,804,780 0.250   2015/12/28 0.233   2015/12/31
18970 J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2016 A HKD -   -   0.013   0 0 0 0.092   2016/04/19 0.053   2016/04/27 119,700,000 7,032,860 0.550   2015/04/09 0.088   2015/12/10
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD 0.072   0.065   0.051   3,400,000 230,820 1,124,340 0.111   2016/08/17 0.029   2016/02/11 71,190,000 6,754,440 0.191   2015/10/29 0.165   2015/11/06
11984 J P Morgan SP BV - Ch Molybdenum European Warrants Mar 2017A HKD 0.160   0.124   0.146   3,537,000 533,823 N/A 0.320   2016/08/11 0.124   2016/10/13 92,883,000 20,438,988 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.280   0.187   0.237   38,500,000 9,137,180 N/A 0.280   2016/10/24 0.154   2016/08/31 136,780,000 26,536,640 -   - -   -
23651 J P Morgan SP BV - Ch Oilfield Euro Wts Oct 2016 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
12757 J P Morgan SP BV - Ch Overseas European Put Wts May 2017 A HKD 0.300   0.204   0.265   201,960,000 51,539,800 N/A 0.300   2016/10/14 0.171   2016/09/29 450,360,000 107,966,340 -   - -   -
11813 J P Morgan SP BV - Ch Overseas European Warrants Jan 2017 A HKD 0.074   0.015   0.015   1,138,320,000 50,612,460 N/A 0.186   2016/08/10 0.015   2016/10/31 2,825,760,000 229,912,040 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD 0.188   0.140   0.142   327,954,000 51,940,660 N/A 0.188   2016/10/18 0.140   2016/10/31 327,954,000 51,940,660 -   - -   -
26481 J P Morgan SP BV - Ch Overseas European Warrants Nov 2016 A HKD 0.130   0.010   0.010   27,300,000 1,866,260 45,978,907 0.490   2016/03/14 0.010   2016/10/20 2,644,980,000 544,173,820 -   - -   -
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.133   0.081   0.113   37,920,000 3,945,650 N/A 0.185   2016/08/16 0.078   2016/09/20 293,590,000 34,079,415 -   - -   -
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.255   0.191   0.232   7,100,000 1,581,430 30,340,936 0.415   2016/04/14 0.174   2016/09/20 951,150,000 295,026,420 0.900   2015/04/13 0.340   2015/02/06
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD -   -   0.031   0 0 121,717 0.153   2016/01/07 0.041   2016/09/27 730,120,000 81,752,160 0.250   2015/10/30 0.177   2015/12/18
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.300   0.212   0.265   1,810,000 456,794 N/A 0.300   2016/10/24 0.170   2016/08/29 22,296,000 4,824,762 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.350   0.196   0.197   260,360,000 67,072,120 N/A 0.500   2016/09/09 0.196   2016/10/31 1,199,340,000 413,228,020 -   - -   -
13401 J P Morgan SP BV - China Cinda European Warrants Apr 2017 A HKD 0.207   0.146   0.138   63,438,000 11,741,360 N/A 0.230   2016/09/22 0.146   2016/10/31 100,102,000 18,584,796 -   - -   -
14310 J P Morgan SP BV - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.129   2015/05/26 0.010   2015/12/03
28285 J P Morgan SP BV - China Cinda European Warrants Dec 2016 B HKD 0.108   0.028   0.030   56,268,000 3,573,334 N/A 0.226   2016/09/09 0.028   2016/10/31 447,521,000 46,069,297 -   - -   -
14311 J P Morgan SP BV - China Cinda European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.127   2015/05/26 0.010   2015/12/10
23096 J P Morgan SP BV - China COSCO European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.130   2015/08/07 0.065   2015/12/14
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.250   0.223   0.232   3,824,000 886,692 N/A 0.250   2016/10/07 0.223   2016/10/17 3,824,000 886,692 -   - -   -
23656 J P Morgan SP BV - China EB Int'l European Wts Nov 2016 A HKD -   -   0.014   0 0 0 0.139   2016/01/04 0.060   2016/02/17 1,020,000 100,910 0.227   2015/12/09 0.127   2015/12/23
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.176   0.138   0.138   4,280,000 674,420 N/A 0.270   2016/08/16 0.138   2016/10/27 31,140,000 6,857,980 -   - -   -
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.350   0.290   0.290   11,020,000 3,611,300 13,346,000 0.390   2016/08/17 0.260   2016/06/29 279,060,000 85,184,800 -   - -   -
24044 J P Morgan SP BV - China Gas Hold European Wts Oct 2016 A HKD -   -   0.010   0 0 38,819 0.093   2016/01/04 0.013   2016/09/01 127,676,000 6,146,068 0.255   2015/10/20 0.078   2015/12/14
12737 J P Morgan SP BV - China Life European Put Wts Apr 2017 B HKD 0.133   0.071   0.116   469,100,000 44,412,550 N/A 0.250   2016/09/01 0.070   2016/09/22 1,535,100,000 149,512,230 -   - -   -
26251 J P Morgan SP BV - China Life European Put Wts Dec 2016 A HKD 0.011   0.010   0.010   2,690,000 26,910 118,146,408 0.305   2016/02/12 0.010   2016/10/11 10,272,080,000 1,217,263,620 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD 0.226   0.188   0.248   30,560,000 6,314,300 N/A 0.227   2016/09/30 0.164   2016/09/22 154,850,000 30,735,620 -   - -   -
25669 J P Morgan SP BV - China Life European Put Wts Oct 2016 B HKD -   -   0.010   0 0 1,222,568 0.455   2016/03/01 0.010   2016/09/21 3,081,240,000 975,910,600 -   - -   -
27694 J P Morgan SP BV - China Life European Warrants Apr 2017 A HKD 0.149   0.043   0.051   17,110,710,000 1,518,112,190 428,526,758 0.172   2016/09/22 0.043   2016/10/31 25,811,560,000 2,571,233,260 -   - -   -
27262 J P Morgan SP BV - China Life European Warrants Dec 2016 B HKD 0.150   0.019   0.026   610,520,000 53,212,420 191,242,123 0.202   2016/04/14 0.019   2016/10/31 30,045,400,000 2,879,229,150 -   - -   -
27342 J P Morgan SP BV - China Life European Warrants Dec 2016 C HKD 0.210   0.029   0.044   69,460,000 8,925,480 281,265,797 0.260   2016/09/22 0.029   2016/10/31 25,858,540,000 1,689,539,400 -   - -   -
27987 J P Morgan SP BV - China Life European Warrants Dec 2016 D HKD 0.350   0.160   0.156   870,000 214,860 N/A 0.370   2016/09/09 0.071   2016/07/08 13,459,330,000 1,529,313,220 -   - -   -
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.213   0.097   0.109   1,174,770,000 189,407,240 N/A 0.247   2016/09/22 0.097   2016/10/31 1,220,670,000 198,083,900 -   - -   -
11207 J P Morgan SP BV - China Life European Warrants Feb 2017 A HKD -   -   0.295   0 0 N/A 0.490   2016/09/09 0.163   2016/07/11 116,130,000 26,652,070 -   - -   -
12789 J P Morgan SP BV - China Life European Warrants Jan 2017 A HKD 0.950   0.095   0.132   97,377,000 39,992,412 N/A 1.310   2016/09/22 0.095   2016/10/31 331,399,000 201,224,057 -   - -   -
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD 0.330   0.177   0.197   2,630,000 614,870 N/A 0.365   2016/09/09 0.129   2016/06/24 259,580,000 53,199,680 -   - -   -
13859 J P Morgan SP BV - China Life European Warrants Mar 2017 A HKD 0.430   0.170   0.215   8,664,000 1,871,537 N/A 0.430   2016/10/19 0.170   2016/10/31 8,664,000 1,871,537 -   - -   -
26676 J P Morgan SP BV - China Life European Warrants Nov 2016 A HKD 0.390   0.350   0.350   460,000 171,250 109,072,780 0.540   2016/09/22 0.095   2016/06/28 4,871,160,000 654,723,370 -   - -   -
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.250   0.126   0.141   1,165,770,000 187,307,600 N/A 0.305   2016/09/22 0.126   2016/10/31 1,191,160,000 192,706,000 -   - -   -
24151 J P Morgan SP BV - China Life European Warrants Oct 2016 A HKD -   -   0.016   0 0 0 0.193   2016/01/04 0.018   2016/02/04 39,700,000 4,715,850 0.260   2015/12/17 0.204   2015/12/30
26151 J P Morgan SP BV - China Life European Warrants Oct 2016 C HKD -   -   0.177   0 0 162,182,775 0.320   2016/09/22 0.019   2016/07/08 35,865,950,000 4,250,495,080 -   - -   -
25861 J P Morgan SP BV - China Mengniu European Wts Dec 2016 A HKD 0.249   0.178   0.199   78,050,000 16,522,800 18,026,687 0.320   2016/08/26 0.124   2016/08/24 706,330,000 134,547,000 -   - -   -
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.244   0.202   0.209   65,320,000 14,563,220 N/A 0.290   2016/09/07 0.191   2016/09/21 191,260,000 44,721,490 -   - -   -
27261 J P Morgan SP BV - China Mob European Put Wts Dec 2016 B HKD -   -   0.010   0 0 33,452,541 0.300   2016/05/19 0.010   2016/09/09 1,082,190,000 218,499,320 -   - -   -
11801 J P Morgan SP BV - China Mob European Put Wts Feb 2017 A HKD 0.325   0.133   0.280   505,580,000 97,797,170 N/A 0.350   2016/08/11 0.133   2016/10/11 2,845,220,000 703,108,375 -   - -   -
15939 J P Morgan SP BV - China Mob European Put Wts Jan 2017 A HKD 0.125   0.063   0.116   5,110,000 381,375 20,138,293 0.239   2016/01/11 0.063   2016/10/11 1,262,955,000 120,873,545 0.225   2015/07/08 0.113   2015/04/09
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.128   0.109   0.126   900,000 111,250 N/A 0.128   2016/10/31 0.104   2016/09/05 24,300,000 2,664,050 -   - -   -
27738 J P Morgan SP BV - China Mob European Put Wts Nov 2016 B HKD 0.010   0.010   0.010   700,000 7,000 108,608,992 0.650   2016/05/18 0.010   2016/10/13 3,179,395,000 651,653,950 -   - -   -
21618 J P Morgan SP BV - China Mob European Put Wts Oct 2016 A HKD -   -   0.196   0 0 4,930 0.200   2016/09/12 0.192   2016/09/26 150,000 29,580 0.360   2015/07/08 0.211   2015/05/05
17776 J P Morgan SP BV - China Mob European Wts Apr 2017 A HKD -   -   0.091   0 0 69,417 0.129   2016/01/04 0.086   2016/05/18 65,550,000 6,955,350 0.325   2015/04/22 0.141   2015/12/21
13232 J P Morgan SP BV - China Mob European Wts Apr 2017 B HKD 0.320   0.086   0.113   41,640,000 7,452,285 N/A 0.355   2016/09/22 0.086   2016/10/28 149,260,000 37,620,010 -   - -   -
17777 J P Morgan SP BV - China Mob European Wts Dec 2016 A HKD 0.098   0.026   0.032   25,500,000 1,966,700 203,270,950 0.118   2016/09/09 0.026   2016/10/28 67,303,100,000 3,562,678,600 0.280   2015/04/21 0.088   2015/12/30
28161 J P Morgan SP BV - China Mob European Wts Dec 2016 C HKD 0.780   0.150   0.187   70,240,000 13,237,355 N/A 1.010   2016/09/09 0.150   2016/10/28 2,365,675,000 1,125,254,980 -   - -   -
11768 J P Morgan SP BV - China Mob European Wts Dec 2016 D HKD 0.092   0.010   0.010   49,125,000 2,785,405 N/A 0.247   2016/07/28 0.010   2016/10/25 4,600,195,000 626,135,400 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.165   0.108   0.111   13,850,000 1,603,800 460,950 0.175   2016/07/27 0.104   2016/05/18 82,600,000 10,511,800 0.330   2015/04/23 0.148   2015/07/08
11640 J P Morgan SP BV - China Mob European Wts Jan 2017 B HKD 0.340   0.061   0.069   1,846,585,000 422,595,830 N/A 0.510   2016/09/09 0.061   2016/10/28 4,392,445,000 1,291,448,355 -   - -   -
12516 J P Morgan SP BV - China Mob European Wts Jan 2017 C HKD 0.121   0.020   0.024   34,605,000 3,329,410 N/A 0.191   2016/09/09 0.020   2016/10/28 257,475,000 30,500,790 -   - -   -
17101 J P Morgan SP BV - China Mob European Wts Mar 2017 A HKD 0.106   0.041   0.045   2,422,550,000 110,630,300 35,547,773 0.120   2016/08/11 0.041   2016/10/28 4,722,870,000 222,376,020 0.300   2015/04/09 0.096   2015/12/28
13671 J P Morgan SP BV - China Mob European Wts Mar 2017 B HKD 0.560   0.179   0.194   1,675,985,000 459,628,370 N/A 0.560   2016/10/07 0.179   2016/10/31 1,675,985,000 459,628,370 -   - -   -
13994 J P Morgan SP BV - China Mob European Wts May 2017 A HKD 0.390   0.365   0.380   290,000 109,575 N/A 0.390   2016/10/31 0.365   2016/10/31 290,000 109,575 -   - -   -
19874 J P Morgan SP BV - China Mob European Wts Nov 2016 A HKD 0.014   0.012   0.010   390,000 5,040 33,668,050 0.037   2016/01/29 0.011   2016/06/20 6,856,520,000 202,255,805 0.214   2015/04/27 0.045   2015/12/22
27941 J P Morgan SP BV - China Mob European Wts Nov 2016 C HKD 0.152   0.010   0.010   93,625,000 8,043,675 N/A 0.420   2016/07/27 0.010   2016/10/24 8,438,290,000 1,868,581,955 -   - -   -
27078 J P Morgan SP BV - China Mob European Wts Oct 2016 B HKD -   -   0.380   0 0 220,202,541 0.760   2016/07/21 0.146   2016/06/24 7,875,340,000 2,497,336,320 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD 0.054   0.037   0.045   168,990,000 7,039,930 6,571,780 0.154   2016/04/27 0.037   2016/10/13 841,110,000 50,967,380 0.310   2015/10/20 0.150   2015/12/14
20624 J P Morgan SP BV - China Railway European Wts Oct 2016 A HKD -   -   0.015   0 0 0 0.038   2016/02/23 0.038   2016/02/23 40,000 1,520 0.600   2015/04/21 0.078   2015/12/17
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.133   0.101   0.117   4,340,000 525,480 1,007,517 0.219   2016/04/14 0.100   2016/01/22 503,360,000 65,226,260 -   - -   -
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.510   0.415   0.465   4,135,000 1,810,075 4,884,902 0.510   2016/10/24 0.155   2016/02/11 185,020,000 40,246,400 -   - -   -
12272 J P Morgan SP BV - China Shenhua European Wts Dec 2016 A HKD 0.290   0.175   0.247   6,185,000 1,340,815 29,264,703 0.290   2016/10/25 0.074   2016/05/19 2,002,310,000 287,657,690 0.225   2015/11/06 0.128   2015/12/14
11644 J P Morgan SP BV - China Shenhua European Wts May 2017 A HKD 0.202   0.138   0.163   272,795,000 44,747,405 N/A 0.218   2016/07/29 0.102   2016/08/19 919,430,000 137,633,480 -   - -   -
13788 J P Morgan SP BV - China Taiping European Wts Apr 2017 A HKD 0.159   0.129   0.111   640,000 95,626 N/A 0.159   2016/10/18 0.129   2016/10/27 640,000 95,626 -   - -   -
26205 J P Morgan SP BV - China Taiping European Wts Nov 2016 A HKD 0.059   0.014   0.013   77,114,000 3,341,796 7,332,362 0.395   2016/03/21 0.014   2016/10/27 415,570,000 49,717,894 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD 0.275   0.265   0.265   180,000 49,300 N/A 0.315   2016/09/22 0.265   2016/10/28 188,000 51,800 -   - -   -
28317 J P Morgan SP BV - China Tel European Warrants Dec 2016 A HKD 0.181   0.088   0.092   99,798,000 12,939,438 N/A 0.315   2016/08/23 0.088   2016/10/28 1,442,270,000 238,892,560 -   - -   -
13340 J P Morgan SP BV - China Tel European Warrants Mar 2017 A HKD 0.193   0.106   0.112   180,690,000 25,871,846 N/A 0.193   2016/10/11 0.106   2016/10/28 261,360,000 37,445,160 -   - -   -
14958 J P Morgan SP BV - China Unicom European Warrants Dec 2016 A HKD 0.098   0.031   0.034   99,460,000 6,406,000 46,774,787 0.179   2016/03/30 0.025   2016/08/04 7,832,180,000 384,536,980 0.420   2015/04/02 0.128   2015/12/14
12491 J P Morgan SP BV - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 0.029   2016/03/24 0.010   2016/01/22 878,000 16,874 0.300   2015/04/28 0.023   2015/12/09
15704 J P Morgan SP BV - China Unicom European Warrants Dec 2016 C HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.255   2015/04/28 0.029   2015/10/02
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.146   0.095   0.098   1,232,400,000 149,382,680 82,588,227 0.146   2016/10/11 0.070   2016/07/25 4,616,980,000 495,587,300 -   - -   -
24305 J P Morgan SP BV - China Unicom European Warrants Oct 2016 A HKD -   -   0.010   0 0 38,660 0.060   2016/03/31 0.010   2016/08/18 2,772,440,000 83,413,120 0.207   2015/08/11 0.046   2015/12/14
12755 J P Morgan SP BV - China Vanke European Put Warrants Apr17 A HKD 0.260   0.193   0.192   24,076,000 5,350,016 N/A 0.295   2016/08/25 0.193   2016/10/31 116,460,000 30,238,148 -   - -   -
12956 J P Morgan SP BV - China Vanke European Warrants Apr 2017 B HKD 0.217   0.127   0.160   223,654,000 35,841,948 N/A 0.250   2016/09/08 0.127   2016/10/17 394,631,000 73,331,966 -   - -   -
27787 J P Morgan SP BV - China Vanke European Warrants Dec 2016 A HKD 0.042   0.013   0.019   39,930,000 1,185,519 N/A 0.199   2016/05/05 0.013   2016/10/17 1,177,946,000 121,126,338 -   - -   -
11983 J P Morgan SP BV - China Vanke European Warrants Mar 2017 A HKD 0.275   0.201   0.260   15,242,000 3,469,810 N/A 0.405   2016/08/16 0.201   2016/10/12 211,664,000 62,995,809 -   - -   -
23653 J P Morgan SP BV - Chsouthcity European Warrants Dec 2016 A HKD 0.158   0.079   0.092   3,388,000 355,850 692,879 0.370   2016/02/01 0.079   2016/10/17 21,834,000 4,381,572 0.475   2015/12/10 0.430   2015/12/15
13090 J P Morgan SP BV - CITIC Bank European Warrants Apr 2017 A HKD 0.162   0.087   0.081   53,495,000 6,353,598 N/A 0.229   2016/09/22 0.087   2016/10/28 87,951,000 12,361,831 -   - -   -
28543 J P Morgan SP BV - CITIC Bank European Warrants Dec 2016 A HKD 0.335   0.135   0.130   53,585,000 12,714,902 N/A 0.510   2016/09/22 0.135   2016/10/31 222,614,000 64,623,802 -   - -   -
23489 J P Morgan SP BV - CITIC Bank European Warrants Oct 2016 A HKD -   -   0.015   0 0 417 0.236   2016/01/13 0.068   2016/02/12 360,695,000 52,904,250 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.092   0.072   0.076   13,643,000 1,102,176 11,107,500 0.176   2016/03/17 0.072   2016/10/13 758,917,000 91,220,961 -   - -   -
11192 J P Morgan SP BV - CITIC European Warrants Oct 2016 A HKD -   -   0.010   0 0 2,307,950 0.229   2016/01/06 0.010   2016/09/23 684,490,000 47,494,180 0.490   2015/05/04 0.206   2015/07/08
13385 J P Morgan SP BV - CITIC Sec European Warrants Apr 2017 A HKD 0.168   0.129   0.132   205,075,000 29,194,415 N/A 0.180   2016/09/22 0.129   2016/10/28 205,485,000 29,260,175 -   - -   -
28628 J P Morgan SP BV - CITIC Sec European Warrants Nov 2016 A HKD 0.024   0.010   0.010   135,660,000 2,192,775 N/A 0.152   2016/06/08 0.010   2016/10/26 3,328,995,000 199,417,425 -   - -   -
13810 J P Morgan SP BV - CKH European Put Warrants Mar 2017 A HKD 0.340   0.246   0.310   2,330,000 697,525 N/A 0.340   2016/10/28 0.246   2016/10/25 2,330,000 697,525 -   - -   -
13599 J P Morgan SP BV - CKH European Warrants Apr 2017 A HKD -   -   0.560   0 0 800 0.480   2016/05/10 0.480   2016/05/10 10,000 4,800 0.445   2015/02/27 0.225   2015/01/09
12756 J P Morgan SP BV - CKH European Warrants Feb 2017 A HKD 0.270   0.066   0.085   514,290,000 70,517,220 N/A 0.420   2016/09/09 0.066   2016/10/28 1,445,235,000 353,474,670 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD -   -   0.239   0 0 281,283 0.330   2016/09/05 0.130   2016/07/06 8,600,000 1,701,700 0.300   2015/05/15 0.087   2015/01/06
22942 J P Morgan SP BV - CKH European Warrants May 2017 A HKD 0.024   0.012   0.012   13,210,000 214,685 14,082,242 0.080   2016/01/05 0.010   2016/07/14 3,974,050,000 141,724,410 0.237   2015/06/23 0.070   2015/12/15
21553 J P Morgan SP BV - CKH European Warrants Nov 2016 A HKD 0.010   0.010   0.010   50,000 500 31,911,633 0.136   2016/01/18 0.010   2016/10/05 9,324,400,000 536,736,750 0.480   2015/06/04 0.172   2015/12/15
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.131   0.110   0.112   610,000 69,500 N/A 0.167   2016/09/05 0.066   2016/07/08 5,594,265,000 515,536,330 -   - -   -
11287 J P Morgan SP BV - CKI Holdings European Warrants Mar 2017 A HKD 0.395   0.172   0.196   84,790,000 21,436,450 N/A 0.660   2016/08/01 0.172   2016/10/17 469,210,000 190,378,450 -   - -   -
26976 J P Morgan SP BV - CKI Holdings European Warrants Nov 2016 A HKD -   -   0.015   0 0 4,218,402 0.450   2016/04/01 0.015   2016/08/22 279,540,000 73,389,160 -   - -   -
11206 J P Morgan SP BV - CKI Holdings European Warrants Oct 2016 A HKD -   -   0.010   0 0 N/A 0.219   2016/08/01 0.011   2016/09/27 676,400,000 66,968,060 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.047   0.036   0.045   1,300,100,000 52,121,250 43,414,558 0.060   2016/07/28 0.024   2016/02/18 5,687,700,000 264,830,500 0.145   2015/06/18 0.059   2015/11/09
26019 J P Morgan SP BV - CKP European Warrants Nov 2016 A HKD -   -   1.060   0 0 33,008,946 1.110   2016/09/27 0.255   2016/02/25 1,518,925,000 592,312,275 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD 0.218   0.122   0.141   141,280,000 23,871,230 N/A 0.241   2016/09/07 0.122   2016/10/31 415,535,000 77,626,025 -   - -   -
13413 J P Morgan SP BV - CM Bank European Warrants Oct 2016 A HKD -   -   0.225   0 0 7,454,889 0.265   2016/09/23 0.037   2016/02/12 1,366,810,000 119,729,760 0.750   2015/06/25 0.246   2015/08/26
28790 J P Morgan SP BV - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.285   2015/04/20 0.010   2015/12/10
13767 J P Morgan SP BV - CNBM European Warrants Mar 2017 A HKD 0.270   0.201   0.221   27,900,000 6,363,296 N/A 0.270   2016/10/25 0.201   2016/10/17 27,900,000 6,363,296 -   - -   -
17092 J P Morgan SP BV - CNOOC European Put Warrants Dec 2016 A HKD 0.034   0.010   0.022   1,453,900,000 30,854,230 89,284,940 0.255   2016/02/12 0.010   2016/10/25 9,578,550,000 745,063,470 0.232   2015/12/18 0.166   2015/12/04
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.067   0.067   0.070   120,000 8,040 36,322 0.180   2016/02/12 0.067   2016/10/11 2,987,210,000 418,210,390 -   - -   -
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.092   0.068   0.090   705,690,000 52,991,340 N/A 0.171   2016/05/24 0.068   2016/10/24 710,790,000 53,661,220 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.390   0.390   0.335   130,000 50,700 39,083 0.390   2016/10/20 0.112   2016/01/21 5,561,440,000 858,272,180 -   - -   -
13087 J P Morgan SP BV - CNOOC European Warrants Feb 2017 A HKD 0.660   0.255   0.275   992,980,000 417,477,475 N/A 0.660   2016/10/20 0.188   2016/09/28 2,076,945,000 699,518,977 -   - -   -
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.285   0.213   0.222   17,570,000 4,221,790 4,361,060 0.285   2016/10/24 0.068   2016/01/21 5,269,310,000 527,024,410 0.243   2015/10/09 0.122   2015/12/14
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD 0.095   0.053   0.058   141,040,000 10,580,420 108,384,013 0.113   2016/04/22 0.024   2016/01/21 20,617,950,000 1,341,649,180 0.127   2015/11/04 0.058   2015/12/21
13811 J P Morgan SP BV - CNOOC European Warrants May 2017 A HKD 0.530   0.245   0.250   4,124,000 1,490,575 N/A 0.530   2016/10/20 0.245   2016/10/31 4,124,000 1,490,575 -   - -   -
26157 J P Morgan SP BV - CNOOC European Warrants Nov 2018 A HKD -   -   0.345   0 0 4,767 0.310   2016/06/30 0.159   2016/02/03 67,490,000 14,124,870 -   - -   -
16991 J P Morgan SP BV - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.010   2016/03/08 0.010   2016/03/08 410,000 4,100 0.175   2015/04/27 0.013   2015/08/21
28246 J P Morgan SP BV - CNOOC European Warrants Oct 2016 B HKD 0.310   0.043   0.161   77,140,000 12,579,072 N/A 0.540   2016/06/10 0.013   2016/09/28 3,000,068,000 913,534,655 -   - -   -
27398 J P Morgan SP BV - CPIC European Warrants Dec 2016 A HKD 0.123   0.037   0.043   62,522,000 5,328,764 12,155,100 0.270   2016/04/28 0.037   2016/10/31 492,412,000 75,790,260 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.173   0.158   0.158   57,309,000 9,187,759 16,042,812 0.440   2016/01/08 0.158   2016/10/31 1,388,532,000 414,239,534 1.420   2015/04/17 0.485   2015/09/04
23967 J P Morgan SP BV - CRRC European Warrants Oct 2016 A HKD -   -   0.010   0 0 700 0.182   2016/01/04 0.010   2016/06/24 46,550,000 5,367,040 0.222   2015/12/23 0.205   2015/12/30
18969 J P Morgan SP BV - CRRC Times European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,106,758 0.090   2016/01/04 0.010   2016/08/25 311,700,000 7,245,700 0.365   2015/04/17 0.103   2015/12/30
12873 J P Morgan SP BV - CRRC Times European Warrants Mar 2017 A HKD 0.360   0.176   0.195   31,030,000 8,070,640 N/A 0.550   2016/09/07 0.176   2016/10/31 177,755,000 70,821,115 -   - -   -
17895 J P Morgan SP BV - CSOP A50 ETF Euro Put Wts Oct 2016 A HKD -   -   0.013   0 0 4,326,789 0.181   2016/02/12 0.039   2016/08/04 317,964,000 28,361,464 0.229   2015/08/25 0.028   2015/05/26
13054 J P Morgan SP BV - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.240   0.192   0.209   258,297,000 57,110,216 N/A 0.305   2016/09/08 0.192   2016/10/05 287,440,200 63,340,895 -   - -   -
26786 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 A HKD 0.051   0.035   0.041   150,934,000 6,456,972 117,453,221 0.197   2016/01/04 0.035   2016/10/18 23,182,614,000 1,959,323,130 0.249   2015/12/03 0.177   2015/10/02
25036 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.010   0 0 124,338,438 0.077   2016/03/21 0.010   2016/09/30 37,310,986,000 1,525,346,154 -   - -   -
25905 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.078   0.075   0.073   508,000 39,600 1,961,356 0.139   2016/08/15 0.057   2016/06/24 12,077,224,000 1,101,546,906 -   - -   -
11178 J P Morgan SP BV - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.204   0.115   0.119   397,846,600 60,377,978 N/A 0.650   2016/08/16 0.115   2016/10/31 808,768,400 216,687,146 -   - -   -
13992 J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.365   0.355   0.360   400 144 N/A 0.365   2016/10/31 0.355   2016/10/31 400 144 -   - -   -
28637 J P Morgan SP BV - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.013   0 0 N/A 0.226   2016/06/08 0.065   2016/09/09 147,020,800 27,977,598 -   - -   -
25126 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2016 B HKD -   -   0.010   0 0 0 0.040   2016/01/04 0.020   2016/01/26 280,000 8,300 0.110   2015/11/05 0.065   2015/11/30
26253 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.220   0 0 75,383 0.250   2016/03/18 0.169   2016/02/29 2,604,000 601,180 -   - -   -
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD -   -   0.169   0 0 770 0.235   2016/01/07 0.150   2016/02/26 1,280,000 256,308 0.720   2015/04/17 0.215   2015/08/26
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.143   0.129   0.131   1,567,228,000 211,138,216 N/A 0.153   2016/09/07 0.129   2016/10/31 1,568,432,000 211,318,824 -   - -   -
19143 J P Morgan SP BV - Dongfeng Motor European Wts Nov 2016 A HKD -   -   0.012   0 0 4,363 0.147   2016/01/05 0.020   2016/06/24 202,100,000 22,959,620 0.470   2015/04/27 0.070   2015/08/27
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.101   0.061   0.073   73,820,000 6,495,640 N/A 0.144   2016/09/07 0.061   2016/10/28 182,340,000 19,592,640 -   - -   -
21330 J P Morgan SP BV - Esprit European Wts Apr 2017 A HKD 0.029   0.018   0.018   2,570,000 63,510 33,823 0.205   2016/01/05 0.018   2016/10/31 5,937,000 237,517 0.275   2015/11/25 0.187   2015/12/17
19465 J P Morgan SP BV - Esprit European Wts Dec 2016 A HKD 0.010   0.010   0.010   4,270,000 42,700 351,438 0.168   2016/01/25 0.010   2016/10/11 140,107,000 5,940,855 0.260   2015/02/24 0.053   2015/09/30
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD 0.108   0.090   0.089   31,662,000 3,078,542 1,021,284 0.300   2016/02/23 0.090   2016/10/31 100,758,000 17,610,255 0.385   2015/10/29 0.275   2015/10/27
22039 J P Morgan SP BV - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 55,867 0.144   2016/01/08 0.023   2016/07/14 14,160,000 767,540 0.270   2015/05/11 0.083   2015/07/08
24163 J P Morgan SP BV - Evergrande European Warrants Dec 2016 B HKD 0.024   0.010   0.010   21,080,000 424,410 1,213,905 0.214   2016/01/06 0.010   2016/10/20 390,690,000 23,047,740 0.225   2015/12/31 0.175   2015/12/17
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 0.122   0.070   0.070   979,250,000 86,267,770 N/A 0.122   2016/10/04 0.070   2016/10/31 979,270,000 86,269,860 -   - -   -
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 0.055   0.025   0.025   158,830,000 6,326,950 22,272,580 0.340   2016/01/04 0.025   2016/10/31 2,879,350,000 261,713,430 0.375   2015/11/25 0.265   2015/12/14
11600 J P Morgan SP BV - Fosun Intl European Warrants Feb 2017 A HKD 0.181   0.135   0.119   12,130,000 1,998,035 N/A 0.228   2016/09/21 0.112   2016/08/05 356,160,000 58,886,995 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.236   0.132   0.139   161,720,000 32,434,460 N/A 0.310   2016/09/09 0.132   2016/10/31 428,940,000 94,450,720 -   - -   -
16442 J P Morgan SP BV - GAC European Warrants Dec 2016 A HKD 0.248   0.106   0.109   2,620,000 532,020 3,032,503 0.340   2016/09/09 0.035   2016/01/14 348,940,000 31,535,500 0.255   2015/04/10 0.025   2015/09/04
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD 0.370   0.370   0.285   20,000 7,400 40,313 0.370   2016/10/13 0.173   2016/02/25 100,800,000 21,723,300 -   - -   -
13336 J P Morgan SP BV - Galaxy Ent European Put Wts Apr 2017 B HKD 0.193   0.095   0.111   591,850,000 89,439,330 N/A 0.246   2016/09/20 0.095   2016/10/27 868,640,000 149,330,880 -   - -   -
11579 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 A HKD 0.045   0.014   0.015   26,700,000 781,950 N/A 0.225   2016/07/20 0.014   2016/10/27 1,965,160,000 204,422,740 -   - -   -
11862 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 B HKD 0.072   0.023   0.030   161,230,000 9,526,260 N/A 0.227   2016/08/05 0.023   2016/10/27 488,520,000 58,190,310 -   - -   -
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD 0.355   0.246   0.265   52,150,000 13,712,690 N/A 0.355   2016/10/24 0.246   2016/10/27 52,150,000 13,712,690 -   - -   -
26823 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2016 A HKD -   -   0.010   0 0 23,629,738 0.191   2016/05/23 0.010   2016/09/05 1,475,800,000 151,197,610 -   - -   -
26972 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2016 C HKD 0.044   0.010   0.010   141,870,000 2,849,270 42,888,962 0.590   2016/06/28 0.010   2016/10/20 1,376,300,000 272,382,070 -   - -   -
26538 J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2016 B HKD -   -   0.010   0 0 32,334,075 0.395   2016/02/25 0.010   2016/09/14 3,918,390,000 999,863,460 -   - -   -
12901 J P Morgan SP BV - Galaxy Ent European Warrants Apr 2017 A HKD 0.510   0.310   0.430   363,210,000 134,590,800 N/A 0.510   2016/10/11 0.132   2016/09/01 545,510,000 188,513,180 -   - -   -
27988 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2016 A HKD 0.540   0.280   0.475   10,310,000 4,428,950 N/A 0.540   2016/10/26 0.078   2016/07/06 3,145,990,000 624,367,520 -   - -   -
11906 J P Morgan SP BV - Galaxy Ent European Warrants Feb 2017 C HKD 0.355   0.178   0.280   207,880,000 51,097,310 N/A 0.355   2016/10/11 0.070   2016/08/31 3,616,520,000 533,447,840 -   - -   -
11094 J P Morgan SP BV - Galaxy Ent European Warrants Jan 2017 A HKD 0.740   0.485   0.690   1,350,000 892,050 N/A 0.740   2016/10/26 0.156   2016/07/06 921,120,000 192,824,680 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD 0.345   0.186   0.265   1,070,290,000 271,770,160 N/A 0.345   2016/10/11 0.169   2016/09/27 1,154,110,000 288,785,170 -   - -   -
13809 J P Morgan SP BV - Galaxy Ent European Warrants May 2017 A HKD 0.210   0.175   0.179   20,270,000 3,843,960 N/A 0.210   2016/10/27 0.175   2016/10/27 20,270,000 3,843,960 -   - -   -
26971 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2016 B HKD 0.033   0.013   0.010   18,490,000 351,420 348,310 0.242   2016/03/30 0.010   2016/09/29 902,530,000 118,548,410 -   - -   -
26298 J P Morgan SP BV - Galaxy Ent European Warrants Oct 2016 A HKD -   -   0.010   0 0 41,919,577 0.435   2016/03/21 0.010   2016/09/27 11,461,580,000 2,513,792,150 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26283 J P Morgan SP BV - GCL-Poly European Warrants Dec 2016 A HKD 0.053   0.025   0.026   87,792,000 3,935,334 5,562,104 0.410   2016/03/21 0.025   2016/10/28 347,203,000 33,499,048 -   - -   -
11093 J P Morgan SP BV - Geely Auto European Warrants Dec 2016 A HKD 4.190   2.250   3.170   1,425,000 5,105,250 N/A 4.190   2016/10/25 0.340   2016/06/24 199,140,000 161,021,925 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12349 J P Morgan SP BV - Geely Auto European Warrants Feb 2017 A HKD 2.390   0.900   1.510   48,480,000 55,045,650 N/A 2.390   2016/10/25 0.305   2016/08/18 441,650,000 311,793,025 -   - -   -
13181 J P Morgan SP BV - Geely Auto European Warrants Jan 2017 A HKD 1.550   0.385   0.750   201,635,000 124,747,125 N/A 1.550   2016/10/25 0.330   2016/09/27 392,325,000 208,817,700 -   - -   -
13906 J P Morgan SP BV - Geely Auto European Warrants May 2017 A HKD 1.300   0.630   0.630   101,595,000 87,728,600 N/A 1.300   2016/10/25 0.630   2016/10/31 101,595,000 87,728,600 -   - -   -
27009 J P Morgan SP BV - GF Sec European Warrants Dec 2016 A HKD 0.026   0.013   0.013   2,014,000 46,188 5,950,039 0.265   2016/03/31 0.013   2016/10/24 425,604,000 45,981,898 -   - -   -
13092 J P Morgan SP BV - GF Sec European Warrants Feb 2017 A HKD 0.114   0.093   0.097   5,366,000 560,042 N/A 0.186   2016/09/09 0.093   2016/10/28 51,558,000 6,801,344 -   - -   -
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.375   0.247   0.248   133,530,000 34,677,520 6,740,533 0.375   2016/10/25 0.165   2016/02/12 411,630,000 101,646,580 -   - -   -
21303 J P Morgan SP BV - Greatwall Motor European Wts Mar 2017 A HKD 0.081   0.019   0.020   1,380,075,000 53,691,270 15,259,040 0.114   2016/08/01 0.019   2016/10/31 2,010,020,000 94,210,550 -   - -   -
12416 J P Morgan SP BV - Guotai Junani European Warrants Feb 2017A HKD 0.405   0.320   0.310   29,612,000 11,554,900 N/A 0.590   2016/08/16 0.320   2016/10/24 315,089,000 129,180,485 -   - -   -
23628 J P Morgan SP BV - Guotai Junani European Warrants Oct 2016A HKD -   -   0.014   0 0 1,357 0.069   2016/04/14 0.018   2016/08/01 940,000 39,490 0.190   2015/07/13 0.075   2015/12/14
24595 J P Morgan SP BV - Guotai Junani European Warrants Oct 2016B HKD -   -   0.010   0 0 2,818,969 0.800   2016/04/15 0.012   2016/09/26 94,504,000 25,602,585 -   - -   -
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11323 J P Morgan SP BV - Haitong Sec European Warrants Feb 2017 A HKD 0.080   0.049   0.053   479,296,000 29,813,552 N/A 0.170   2016/08/15 0.049   2016/10/31 1,862,048,000 175,542,616 -   - -   -
25321 J P Morgan SP BV - Haitong Sec European Warrants Oct 2016 A HKD 0.076   0.034   0.052   25,844,000 1,280,108 15,936,466 0.265   2016/03/21 0.034   2016/10/13 1,658,900,000 230,182,864 -   - -   -
11657 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2017 A HKD 0.172   0.085   0.097   40,460,000 4,822,410 N/A 0.305   2016/07/28 0.085   2016/10/31 267,770,000 50,140,260 -   - -   -
25820 J P Morgan SP BV - Henderson Land Dev European Wt Oct 2016 A HKD -   -   0.475   0 0 10,255,250 0.580   2016/07/28 0.171   2016/01/26 316,090,000 114,960,220 -   - -   -
25169 J P Morgan SP BV - HKEX European Put Wts Dec 2016 B HKD 0.020   0.010   0.011   22,420,000 317,870 457,618,405 0.365   2016/01/22 0.010   2016/10/24 32,261,140,000 3,518,182,230 -   - -   -
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD 0.187   0.151   0.161   3,187,600,000 539,156,540 N/A 0.217   2016/09/19 0.151   2016/10/24 5,197,410,000 911,638,860 -   - -   -
12583 J P Morgan SP BV - HKEX European Put Wts May 2017 C HKD 0.084   0.064   0.067   140,820,000 9,820,510 N/A 0.110   2016/09/13 0.064   2016/10/31 1,878,250,000 179,353,250 -   - -   -
25858 J P Morgan SP BV - HKEX European Put Wts Nov 2016 B HKD -   -   0.010   0 0 45,912,752 0.255   2016/02/05 0.010   2016/09/12 10,097,940,000 614,943,700 -   - -   -
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.103   0.084   0.086   17,730,000 1,600,880 N/A 0.234   2016/06/21 0.079   2016/09/09 51,220,000 5,975,170 -   - -   -
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.203   0.179   0.183   33,270,000 6,346,280 N/A 0.212   2016/09/19 0.179   2016/10/31 70,820,000 13,841,770 -   - -   -
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.198   0.147   0.151   73,060,000 12,997,360 N/A 0.221   2016/09/22 0.147   2016/10/28 122,520,000 22,555,610 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.091   0.077   0.076   4,530,000 384,790 471,418 0.185   2016/01/04 0.069   2016/08/19 50,390,000 4,988,260 0.770   2015/04/23 0.106   2015/03/18
20393 J P Morgan SP BV - HKEX European Warrants Dec 2016 A HKD 0.270   0.227   0.234   4,540,000 1,094,550 10,738,513 0.320   2016/09/09 0.106   2016/06/24 12,160,160,000 2,290,734,180 1.430   2015/05/28 0.242   2015/03/30
26326 J P Morgan SP BV - HKEX European Warrants Dec 2016 C HKD 0.245   0.183   0.196   28,260,000 5,960,840 1,082,191,883 0.280   2016/09/09 0.103   2016/06/24 50,296,190,000 6,521,417,030 -   - -   -
11151 J P Morgan SP BV - HKEX European Warrants Dec 2016 D HKD 0.290   0.076   0.077   19,876,000 3,637,637 N/A 0.610   2016/09/09 0.076   2016/10/28 3,102,989,000 1,058,848,276 -   - -   -
12720 J P Morgan SP BV - HKEX European Warrants Dec 2016 E HKD 0.650   0.250   0.280   26,884,000 12,443,670 N/A 1.030   2016/09/09 0.228   2016/09/01 2,699,132,000 808,948,617 -   - -   -
27884 J P Morgan SP BV - HKEX European Warrants Feb 2017 A HKD 0.126   0.076   0.077   35,786,630,000 3,649,194,800 N/A 0.145   2016/09/22 0.049   2016/08/29 150,284,740,000 13,159,796,620 -   - -   -
11037 J P Morgan SP BV - HKEX European Warrants Mar 2017 A HKD 0.187   0.142   0.151   46,830,000 7,979,940 N/A 0.215   2016/09/09 0.097   2016/08/29 63,855,330,000 7,657,240,010 -   - -   -
13176 J P Morgan SP BV - HKEX European Warrants Mar 2017 B HKD 1.260   0.910   0.940   2,112,000 2,411,500 N/A 1.460   2016/09/22 0.910   2016/10/31 407,710,000 476,807,940 -   - -   -
13334 J P Morgan SP BV - HKEX European Warrants Mar 2017 C HKD 0.500   0.395   0.395   1,176,000 505,640 N/A 0.710   2016/09/19 0.395   2016/10/31 1,178,000 507,040 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.280   0.245   0.248   3,150,000 785,310 N/A 0.280   2016/10/11 0.232   2016/09/14 227,740,000 60,862,920 -   - -   -
27052 J P Morgan SP BV - HKEX European Warrants May 2017 A HKD 0.203   0.160   0.167   43,170,000 7,663,800 241,252,252 0.243   2016/04/25 0.109   2016/05/24 9,273,170,000 1,469,164,140 -   - -   -
27742 J P Morgan SP BV - HKEX European Warrants May 2017 B HKD 0.102   0.065   0.066   506,120,000 42,613,770 148,313,415 0.118   2016/09/09 0.048   2016/08/26 10,108,930,000 889,880,490 -   - -   -
25430 J P Morgan SP BV - HKEX European Warrants Nov 2016 A HKD 0.055   0.020   0.023   55,230,000 2,133,730 225,200,357 0.124   2016/04/25 0.017   2016/09/01 32,161,590,000 2,568,598,570 -   - -   -
25940 J P Morgan SP BV - HKEX European Warrants Nov 2016 C HKD 0.490   0.440   0.480   6,830,000 3,150,400 1,041,275 0.530   2016/09/22 0.202   2016/02/11 192,960,000 48,009,890 -   - -   -
25936 J P Morgan SP BV - HKEX European Warrants Oct 2016 A HKD -   -   0.280   0 0 5,566,062 0.355   2016/09/09 0.100   2016/06/24 35,370,230,000 4,968,898,900 -   - -   -
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.186   0.148   0.151   49,720,000 8,465,460 N/A 0.186   2016/10/11 0.148   2016/10/31 50,120,000 8,532,660 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.185   0.172   0.154   1,220,000 217,700 N/A 0.260   2016/07/19 0.167   2016/09/21 56,100,000 12,523,830 -   - -   -
22555 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/22 0.010   2016/01/22 140,000 1,400 0.215   2015/06/08 0.010   2015/12/11
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.035   0 0 3,517 0.038   2016/04/21 0.019   2016/05/13 1,040,000 25,560 0.129   2015/10/27 0.081   2015/09/25
11208 J P Morgan SP BV - HS H-SHARE European Warrants Jan 2017 A HKD 0.770   0.460   0.510   424,000 260,080 N/A 0.910   2016/09/07 0.415   2016/07/04 728,000 473,990 -   - -   -
23331 J P Morgan SP BV - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.108   2015/07/13 0.012   2015/12/14
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.122   0.098   0.101   516,980,000 57,128,700 40,702,537 0.135   2016/09/09 0.052   2016/02/12 13,412,540,000 1,041,430,840 0.206   2015/10/28 0.128   2015/12/11
12957 J P Morgan SP BV - HSBC European Put Warrants Apr 2017 A HKD 0.214   0.126   0.135   1,456,200,000 268,594,776 N/A 0.250   2016/09/30 0.126   2016/10/28 4,569,056,000 901,944,448 -   - -   -
27298 J P Morgan SP BV - HSBC European Put Warrants Dec 2016 B HKD -   -   0.012   0 0 99,474,657 0.249   2016/06/24 0.014   2016/08/17 4,668,488,000 599,088,288 -   - -   -
12303 J P Morgan SP BV - HSBC European Put Warrants Jan 2017 B HKD 0.057   0.027   0.029   48,808,000 2,234,556 N/A 0.143   2016/08/16 0.027   2016/10/28 7,327,236,000 471,538,508 -   - -   -
13086 J P Morgan SP BV - HSBC European Put Warrants May 2017 A HKD 0.360   0.270   0.285   752,000 237,800 N/A 0.410   2016/09/30 0.270   2016/10/28 6,432,000 2,358,280 -   - -   -
11177 J P Morgan SP BV - HSBC European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 N/A 0.325   2016/07/06 0.010   2016/08/25 6,435,588,000 433,479,488 -   - -   -
26554 J P Morgan SP BV - HSBC European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 111,129,473 0.295   2016/04/08 0.010   2016/09/15 11,791,568,000 1,762,959,556 -   - -   -
13050 J P Morgan SP BV - HSBC European Warrants Apr 2017 B HKD 0.127   0.075   0.076   19,752,044,000 1,962,480,072 N/A 0.160   2016/09/22 0.075   2016/10/31 30,783,488,000 3,200,606,220 -   - -   -
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.163   0.118   0.128   45,948,000 6,641,780 N/A 0.211   2016/09/09 0.118   2016/10/13 137,116,000 20,828,932 -   - -   -
27293 J P Morgan SP BV - HSBC European Warrants Dec 2016 A HKD -   -   0.810   0 0 522,911,595 0.910   2016/09/06 0.123   2016/06/28 19,167,532,000 3,137,469,568 -   - -   -
27882 J P Morgan SP BV - HSBC European Warrants Dec 2016 C HKD 0.126   0.058   0.058   112,304,000 9,984,908 N/A 0.232   2016/09/09 0.058   2016/10/31 5,866,400,000 666,219,012 -   - -   -
27986 J P Morgan SP BV - HSBC European Warrants Dec 2016 D HKD 0.470   0.315   0.385   15,100,000 5,936,080 N/A 0.560   2016/09/05 0.051   2016/07/06 7,510,680,000 1,272,798,480 -   - -   -
11148 J P Morgan SP BV - HSBC European Warrants Feb 2017 A HKD 0.270   0.171   0.186   790,748,000 172,772,744 N/A 0.355   2016/09/09 0.060   2016/07/08 4,147,012,000 1,047,995,032 -   - -   -
11194 J P Morgan SP BV - HSBC European Warrants Jan 2017 A HKD -   -   0.650   0 0 N/A 0.590   2016/09/14 0.155   2016/08/03 84,292,000 18,012,328 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.255   0.186   0.208   79,792,000 17,987,004 N/A 0.310   2016/09/09 0.129   2016/08/16 5,321,244,000 1,294,182,648 -   - -   -
13714 J P Morgan SP BV - HSBC European Warrants May 2017 B HKD 0.217   0.168   0.195   10,048,000 1,973,512 N/A 0.217   2016/10/19 0.168   2016/10/13 10,048,000 1,973,512 -   - -   -
26590 J P Morgan SP BV - HSBC European Warrants Nov 2016 A HKD 0.590   0.480   0.540   4,408,000 2,239,040 391,064,335 0.680   2016/09/06 0.053   2016/06/28 23,396,948,000 2,758,664,760 -   - -   -
26595 J P Morgan SP BV - HSBC European Warrants Nov 2016 B HKD 1.030   1.030   1.190   28,000 28,840 6,846,481 1.300   2016/09/06 0.210   2016/06/24 381,776,000 174,784,324 -   - -   -
11086 J P Morgan SP BV - HSBC European Warrants Nov 2016 C HKD -   -   1.490   0 0 N/A 1.590   2016/09/22 0.400   2016/06/24 704,000 438,680 -   - -   -
25701 J P Morgan SP BV - HSBC European Warrants Oct 2016 A HKD -   -   0.061   0 0 171,196,073 0.340   2016/09/05 0.017   2016/07/08 40,408,252,000 5,600,063,396 -   - -   -
25307 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 A HKD 0.015   0.012   0.011   3,400,000 41,400 332,492,503 0.305   2016/01/26 0.012   2016/10/28 21,581,470,000 3,016,969,680 -   - -   -
26463 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 78,923 0.161   2016/02/23 0.010   2016/09/20 28,840,000 1,956,450 -   - -   -
11658 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 D HKD 0.062   0.032   0.045   5,666,150,000 270,853,060 N/A 0.112   2016/08/10 0.032   2016/10/11 16,410,870,000 989,989,530 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD 0.068   0.063   0.069   140,000 9,320 N/A 0.083   2016/09/12 0.063   2016/10/26 220,000 15,960 -   - -   -
13763 J P Morgan SP BV - HSCEI European Put Warrants Mar 2017 B HKD 0.179   0.141   0.167   11,150,000 1,830,080 N/A 0.179   2016/10/31 0.141   2016/10/25 11,150,000 1,830,080 -   - -   -
25699 J P Morgan SP BV - HSCEI European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 267,457 0.260   2016/02/12 0.010   2016/08/11 16,353,980,000 2,352,476,010 -   - -   -
27054 J P Morgan SP BV - HSCEI European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 8,386,402 0.242   2016/05/16 0.010   2016/09/26 3,820,200,000 561,492,860 -   - -   -
27886 J P Morgan SP BV - HSCEI European Wts Dec 2016 C HKD 0.250   0.153   0.171   89,800,000 18,401,710 N/A 0.285   2016/09/09 0.072   2016/05/24 5,030,170,000 560,828,350 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.194   0.121   0.132   1,386,180,000 208,902,690 58,598,363 0.231   2016/09/09 0.079   2016/06/16 2,245,640,000 351,594,410 -   - -   -
11097 J P Morgan SP BV - HSCEI European Wts Mar 2017 A HKD 0.250   0.232   0.250   11,100,000 2,706,460 N/A 0.340   2016/09/07 0.142   2016/06/28 72,010,000 15,048,020 -   - -   -
27076 J P Morgan SP BV - HSCEI European Wts Nov 2016 A HKD 0.193   0.082   0.096   67,550,000 9,435,940 323,828,177 0.228   2016/09/09 0.047   2016/05/16 26,613,170,000 1,944,748,920 -   - -   -
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.175   0.109   0.119   3,703,050,000 496,232,320 N/A 0.201   2016/09/22 0.109   2016/10/31 4,649,350,000 642,477,040 -   - -   -
12958 J P Morgan SP BV - HSI European Put Warrants Apr 2017 B HKD 0.146   0.105   0.134   2,795,210,000 322,063,580 N/A 0.158   2016/09/14 0.105   2016/10/25 6,133,370,000 714,226,070 -   - -   -
13107 J P Morgan SP BV - HSI European Put Warrants Apr 2017 C HKD 0.212   0.150   0.205   12,300,000 2,270,060 N/A 0.212   2016/10/28 0.150   2016/10/11 270,280,000 49,226,210 -   - -   -
27822 J P Morgan SP BV - HSI European Put Warrants Dec 2016 A HKD 0.019   0.010   0.011   28,410,000 438,020 N/A 0.239   2016/05/09 0.010   2016/10/31 453,900,000 34,038,890 -   - -   -
28300 J P Morgan SP BV - HSI European Put Warrants Dec 2016 D HKD 0.010   0.010   0.010   200,000 2,000 N/A 0.118   2016/06/24 0.010   2016/10/28 12,662,770,000 933,872,980 -   - -   -
28442 J P Morgan SP BV - HSI European Put Warrants Dec 2016 E HKD 0.012   0.012   0.012   20,000 240 N/A 0.160   2016/06/27 0.011   2016/09/22 4,700,390,000 506,920,630 -   - -   -
29246 J P Morgan SP BV - HSI European Put Warrants Feb 2017 A HKD 0.037   0.028   0.031   4,090,000 135,060 N/A 0.216   2016/06/27 0.028   2016/10/24 29,840,000 1,740,170 -   - -   -
11345 J P Morgan SP BV - HSI European Put Warrants Feb 2017 B HKD 0.040   0.028   0.034   14,890,000 466,050 N/A 0.114   2016/07/15 0.028   2016/10/06 1,287,580,000 90,979,850 -   - -   -
11767 J P Morgan SP BV - HSI European Put Warrants Feb 2017 D HKD 0.095   0.060   0.083   17,792,140,000 1,360,936,330 N/A 0.188   2016/08/03 0.060   2016/10/11 58,974,900,000 5,301,904,020 -   - -   -
12518 J P Morgan SP BV - HSI European Put Warrants Feb 2017 F HKD 0.118   0.075   0.106   19,788,190,000 1,871,010,280 N/A 0.154   2016/08/24 0.075   2016/10/11 44,371,240,000 4,452,290,470 -   - -   -
11261 J P Morgan SP BV - HSI European Put Warrants Jan 2017 B HKD 0.031   0.018   0.023   84,960,000 2,116,490 N/A 0.121   2016/07/12 0.018   2016/10/25 14,661,940,000 1,148,872,100 -   - -   -
11476 J P Morgan SP BV - HSI European Put Warrants Jan 2017 C HKD 0.015   0.012   0.013   3,500,000 48,100 N/A 0.070   2016/07/19 0.012   2016/10/28 5,860,000 119,350 -   - -   -
11582 J P Morgan SP BV - HSI European Put Warrants Jan 2017 D HKD 0.058   0.033   0.046   10,438,860,000 464,062,150 N/A 0.139   2016/07/20 0.033   2016/10/25 73,547,170,000 5,116,424,060 -   - -   -
11977 J P Morgan SP BV - HSI European Put Warrants Jan 2017 F HKD 0.061   0.035   0.052   231,910,000 11,089,250 N/A 0.096   2016/08/11 0.035   2016/10/11 32,963,970,000 2,494,089,210 -   - -   -
11645 J P Morgan SP BV - HSI European Put Warrants Mar 2017 B HKD 0.074   0.053   0.067   1,130,000 70,750 N/A 0.158   2016/08/04 0.053   2016/10/24 5,773,870,000 462,875,400 -   - -   -
12959 J P Morgan SP BV - HSI European Put Warrants Mar 2017 D HKD 0.165   0.110   0.155   1,468,580,000 199,669,330 N/A 0.174   2016/09/13 0.110   2016/10/11 7,981,510,000 1,095,923,380 -   - -   -
13286 J P Morgan SP BV - HSI European Put Warrants Mar 2017 E HKD 0.216   0.159   0.209   11,160,000 2,166,080 N/A 0.216   2016/10/28 0.159   2016/10/06 12,750,000 2,472,780 -   - -   -
13288 J P Morgan SP BV - HSI European Put Warrants May 2017 C HKD 0.180   0.142   0.171   2,230,000 364,740 N/A 0.180   2016/10/17 0.142   2016/10/25 762,350,000 112,102,590 -   - -   -
13532 J P Morgan SP BV - HSI European Put Warrants May 2017 D HKD 0.225   0.180   0.225   2,010,000 422,410 N/A 0.225   2016/10/28 0.180   2016/10/06 2,010,000 422,410 -   - -   -
28625 J P Morgan SP BV - HSI European Put Warrants Nov 2016 D HKD 0.013   0.010   0.010   351,970,000 3,692,860 N/A 0.176   2016/06/20 0.010   2016/10/31 57,426,280,000 3,596,123,920 -   - -   -
26155 J P Morgan SP BV - HSI European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 6,013,542 0.225   2016/02/12 0.010   2016/08/03 4,403,980,000 737,926,640 -   - -   -
27394 J P Morgan SP BV - HSI European Put Warrants Oct 2016 E HKD 0.010   0.010   0.010   500,000 5,000 971,608,955 0.200   2016/05/13 0.010   2016/10/17 67,105,990,000 5,829,656,430 -   - -   -
27465 J P Morgan SP BV - HSI European Put Warrants Oct 2016 F HKD -   -   0.010   0 0 414,618,000 0.280   2016/05/20 0.010   2016/09/23 40,524,010,000 2,488,654,980 -   - -   -
11547 J P Morgan SP BV - HSI European Warrants Apr 2017 A HKD 0.290   0.235   0.217   430,000 123,850 N/A 0.315   2016/09/12 0.186   2016/07/27 1,090,000 284,500 -   - -   -
13339 J P Morgan SP BV - HSI European Warrants Apr 2017 D HKD 0.113   0.045   0.050   11,801,970,000 897,991,460 N/A 0.113   2016/10/11 0.045   2016/10/31 12,707,330,000 984,518,920 -   - -   -
27824 J P Morgan SP BV - HSI European Warrants Dec 2016 B HKD -   -   0.177   0 0 N/A 0.241   2016/09/02 0.049   2016/05/19 13,260,790,000 1,370,861,240 -   - -   -
27985 J P Morgan SP BV - HSI European Warrants Dec 2016 C HKD -   -   0.385   0 0 N/A 0.275   2016/07/15 0.126   2016/05/18 28,840,000 6,422,060 -   - -   -
11715 J P Morgan SP BV - HSI European Warrants Feb 2017 C HKD -   -   0.205   0 0 N/A 0.365   2016/09/09 0.152   2016/08/04 4,990,000 816,110 -   - -   -
11976 J P Morgan SP BV - HSI European Warrants Feb 2017 E HKD -   -   0.265   0 0 N/A 0.275   2016/09/01 0.246   2016/08/08 120,000 32,420 -   - -   -
12758 J P Morgan SP BV - HSI European Warrants Feb 2017 G HKD 0.230   0.114   0.122   1,366,850,000 183,884,630 N/A 0.285   2016/09/09 0.114   2016/10/31 5,232,510,000 849,484,330 -   - -   -
11176 J P Morgan SP BV - HSI European Warrants Jan 2017 A HKD 0.310   0.310   0.300   200,000 62,000 N/A 0.310   2016/10/31 0.174   2016/07/12 4,920,000 1,086,410 -   - -   -
11745 J P Morgan SP BV - HSI European Warrants Jan 2017 E HKD 0.238   0.137   0.148   540,000 103,510 N/A 0.300   2016/09/09 0.118   2016/08/03 10,241,710,000 1,744,478,700 -   - -   -
11978 J P Morgan SP BV - HSI European Warrants Jan 2017 G HKD 0.260   0.126   0.137   717,670,000 108,568,320 N/A 0.325   2016/09/09 0.126   2016/10/31 10,537,750,000 1,769,925,910 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.165   0.079   0.088   21,212,620,000 2,444,840,100 N/A 0.204   2016/09/09 0.079   2016/10/31 42,548,540,000 5,611,658,210 -   - -   -
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.109   0.057   0.056   872,150,000 60,604,510 N/A 0.109   2016/10/06 0.057   2016/10/31 872,150,000 60,604,510 -   - -   -
28845 J P Morgan SP BV - HSI European Warrants Mar 2017 A HKD -   -   0.217   0 0 N/A 0.236   2016/08/19 0.101   2016/07/08 1,893,070,000 306,353,290 -   - -   -
11772 J P Morgan SP BV - HSI European Warrants Mar 2017 C HKD 0.215   0.093   0.103   7,563,900,000 948,440,050 N/A 0.260   2016/09/09 0.093   2016/10/31 37,108,550,000 5,477,292,520 -   - -   -
29499 J P Morgan SP BV - HSI European Warrants May 2017 A HKD 0.320   0.220   0.207   346,710,000 80,767,310 N/A 0.320   2016/10/06 0.129   2016/06/23 1,817,960,000 326,466,570 -   - -   -
12705 J P Morgan SP BV - HSI European Warrants May 2017 B HKD 0.199   0.098   0.107   12,735,440,000 1,745,076,320 N/A 0.231   2016/09/09 0.098   2016/10/31 30,246,880,000 4,785,568,110 -   - -   -
13872 J P Morgan SP BV - HSI European Warrants May 2017 E HKD 0.083   0.082   0.076   60,000 4,950 N/A 0.083   2016/10/27 0.082   2016/10/27 60,000 4,950 -   - -   -
27240 J P Morgan SP BV - HSI European Warrants Nov 2016 A HKD 0.233   0.233   0.250   640,000 149,120 34,186,378 0.280   2016/08/26 0.070   2016/05/23 1,812,570,000 205,149,720 -   - -   -
27626 J P Morgan SP BV - HSI European Warrants Nov 2016 B HKD 0.300   0.124   0.141   40,770,000 8,720,670 1,165,880,672 0.355   2016/09/09 0.046   2016/05/19 65,912,960,000 6,995,284,030 -   - -   -
28158 J P Morgan SP BV - HSI European Warrants Nov 2016 C HKD -   -   0.520   0 0 N/A 0.243   2016/06/13 0.222   2016/06/24 70,000 15,960 -   - -   -
26020 J P Morgan SP BV - HSI European Warrants Oct 2016 A HKD -   -   0.570   0 0 616,730 0.530   2016/09/14 0.189   2016/02/12 20,740,000 6,178,470 -   - -   -
26390 J P Morgan SP BV - HSI European Warrants Oct 2016 C HKD -   -   0.580   0 0 345,972 0.445   2016/08/26 0.134   2016/05/16 13,940,000 3,480,690 -   - -   -
27077 J P Morgan SP BV - HSI European Warrants Oct 2016 D HKD 0.355   0.241   0.300   3,020,000 798,120 1,037,410,545 0.355   2016/10/06 0.044   2016/05/24 71,278,740,000 6,224,474,060 -   - -   -
27008 J P Morgan SP BV - HTSC European Warrants Dec 2016 A HKD -   -   0.013   0 0 1,906,028 0.250   2016/04/15 0.027   2016/09/02 235,870,000 15,264,100 -   - -   -
13091 J P Morgan SP BV - HTSC European Warrants Mar 2017 A HKD 0.133   0.101   0.107   18,320,000 2,065,656 N/A 0.216   2016/09/09 0.101   2016/10/31 84,980,000 13,199,384 -   - -   -
12418 J P Morgan SP BV - Huaneng Power European Wts Mar 2017 A HKD 0.285   0.161   0.172   28,416,000 6,470,750 N/A 0.445   2016/08/17 0.161   2016/10/31 245,550,000 72,539,120 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.046   0 0 22,873 0.167   2016/04/14 0.050   2016/09/14 90,060,000 9,617,480 0.203   2015/11/20 0.151   2015/12/11
19789 J P Morgan SP BV - Huaneng Power European Wts Oct 2016 A HKD -   -   0.013   0 0 0 0.044   2016/01/06 0.010   2016/04/26 2,040,000 30,280 0.365   2015/04/22 0.039   2015/12/14
12579 J P Morgan SP BV - ICBC European Put Wts Apr 2017 A HKD 0.205   0.121   0.156   263,053,000 42,242,659 N/A 0.216   2016/09/14 0.116   2016/09/09 681,371,000 109,652,056 -   - -   -
28507 J P Morgan SP BV - ICBC European Put Wts Dec 2016 A HKD 0.013   0.013   0.010   400,000 5,200 N/A 0.136   2016/06/17 0.012   2016/08/11 365,799,000 27,633,415 -   - -   -
11367 J P Morgan SP BV - ICBC European Put Wts Feb 2017 A HKD 0.051   0.029   0.034   1,770,000 79,680 N/A 0.236   2016/07/11 0.029   2016/10/26 178,684,000 22,368,752 -   - -   -
11770 J P Morgan SP BV - ICBC European Warrants Jan 2017 A HKD 0.435   0.186   0.206   41,212,000 9,576,771 N/A 0.500   2016/09/21 0.175   2016/08/04 450,752,000 146,202,568 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD 0.510   0.435   0.455   420,000 197,165 N/A 0.700   2016/09/09 0.128   2016/06/17 2,390,404,000 768,687,064 -   - -   -
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD 0.197   0.090   0.091   15,674,000 2,773,865 N/A 0.250   2016/09/22 0.090   2016/10/27 130,881,000 25,384,123 -   - -   -
12442 J P Morgan SP BV - ICBC European Warrants Mar 2017 A HKD 0.270   0.090   0.099   1,357,788,000 216,586,510 N/A 0.335   2016/09/09 0.090   2016/10/28 4,259,864,000 986,033,635 -   - -   -
23253 J P Morgan SP BV - ICBC European Warrants Oct 2016 A HKD -   -   0.015   0 0 10,497 0.145   2016/01/04 0.013   2016/06/24 9,525,000 858,522 0.223   2015/12/24 0.135   2015/12/14
25824 J P Morgan SP BV - ICBC European Warrants Oct 2016 B HKD -   -   0.640   0 0 84,466,722 0.700   2016/08/30 0.044   2016/05/19 11,430,205,000 1,587,598,103 -   - -   -
13577 J P Morgan SP BV - Intime European Warrants Dec 2018 A HKD 0.238   0.211   0.193   6,670,000 1,567,585 N/A 0.238   2016/10/04 0.211   2016/10/24 6,670,000 1,567,585 -   - -   -
11744 J P Morgan SP BV - JX Copper European Warrants Mar 2017 A HKD 0.048   0.038   0.041   400,000 18,160 47,960 0.182   2016/03/07 0.038   2016/10/17 7,920,000 701,400 0.285   2015/10/15 0.115   2015/12/14
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD 0.173   0.139   0.155   57,380,000 8,862,030 10,329,282 0.285   2016/03/21 0.139   2016/10/13 576,300,000 112,565,300 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.042   0.027   0.027   76,700,000 2,657,080 2,856,950 0.103   2016/04/14 0.027   2016/10/28 908,460,000 53,394,840 0.285   2015/04/17 0.037   2015/08/25
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.161   0.132   0.133   8,220,000 1,240,700 4,326,750 0.243   2016/04/28 0.132   2016/10/28 1,283,860,000 216,688,960 -   - -   -
21518 J P Morgan SP BV - KECL European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.220   2015/04/27 0.016   2015/08/27
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD -   -   0.105   0 0 52,093 0.169   2016/01/04 0.073   2016/07/13 14,200,000 1,427,660 0.435   2015/05/28 0.131   2015/09/16
12413 J P Morgan SP BV - Kingdee Intl European Warrants Mar 2017 A HKD 0.415   0.305   0.345   6,048,000 2,191,590 N/A 0.520   2016/09/07 0.300   2016/08/17 151,574,000 61,402,000 -   - -   -
13487 J P Morgan SP BV - Kingsoft European Warrants Apr 2017 A HKD 0.245   0.130   0.128   151,790,000 29,290,940 N/A 0.245   2016/10/11 0.130   2016/10/28 228,290,000 45,072,080 -   - -   -
11397 J P Morgan SP BV - Kingsoft European Warrants Dec 2016 A HKD 0.445   0.250   0.249   2,160,000 765,950 N/A 0.445   2016/10/07 0.123   2016/08/03 1,434,270,000 236,345,130 -   - -   -
12763 J P Morgan SP BV - Kingsoft European Warrants May 2017 A HKD 0.435   0.295   0.290   3,260,000 1,295,000 N/A 0.435   2016/10/11 0.215   2016/09/12 478,360,000 142,304,830 -   - -   -
27081 J P Morgan SP BV - Kingsoft European Warrants Oct 2016 A HKD -   -   0.010   0 0 10,211,347 0.305   2016/04/14 0.016   2016/07/05 1,190,990,000 97,685,180 -   - -   -
28319 J P Morgan SP BV - Kingsoft European Warrants Oct 2016 B HKD -   -   0.194   0 0 N/A 0.270   2016/09/21 0.030   2016/09/13 2,806,730,000 236,802,250 -   - -   -
12348 J P Morgan SP BV - Lenovo European Warrants Apr 2017 A HKD 0.108   0.050   0.050   3,440,000 288,454 N/A 0.232   2016/08/15 0.050   2016/10/28 779,952,000 125,065,544 -   - -   -
24602 J P Morgan SP BV - Lenovo European Warrants Dec 2016 A HKD -   -   0.017   0 0 0 0.099   2016/01/04 0.021   2016/04/11 13,480,000 731,740 0.166   2015/08/11 0.056   2015/09/29
24783 J P Morgan SP BV - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 22,283,017 0.194   2016/01/08 0.010   2016/09/08 8,810,320,000 503,904,640 0.285   2015/11/17 0.141   2015/09/29
28165 J P Morgan SP BV - Lenovo European Warrants Dec 2016 C HKD 0.075   0.010   0.010   38,246,000 1,795,624 N/A 0.405   2016/05/20 0.010   2016/10/28 2,941,710,000 635,221,156 -   - -   -
28838 J P Morgan SP BV - Lenovo European Warrants Feb 2017 A HKD 0.560   0.315   0.315   344,186,000 148,620,990 N/A 0.850   2016/08/18 0.315   2016/10/31 753,802,000 363,882,980 -   - -   -
12787 J P Morgan SP BV - Lenovo European Warrants Feb 2017 B HKD 0.145   0.054   0.055   61,492,000 7,760,682 N/A 0.247   2016/09/09 0.054   2016/10/31 904,722,000 155,209,176 -   - -   -
20847 J P Morgan SP BV - Lenovo European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.290   2015/04/28 0.010   2015/09/01
28160 J P Morgan SP BV - Li & Fung European Warrants Dec 2016 A HKD 0.044   0.010   0.010   7,876,000 196,946 N/A 0.315   2016/05/23 0.010   2016/10/28 129,524,000 17,595,622 -   - -   -
11089 J P Morgan SP BV - Li & Fung European Warrants Mar 2017 A HKD 0.485   0.325   0.330   60,522,000 21,751,870 N/A 0.580   2016/09/09 0.228   2016/06/28 486,440,000 201,550,334 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD -   -   0.013   0 0 18,587 0.043   2016/01/04 0.011   2016/09/02 20,340,000 485,280 0.137   2015/06/18 0.041   2015/12/21
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.186   0.152   0.162   8,320,000 1,472,395 N/A 0.186   2016/10/20 0.143   2016/09/30 40,800,000 6,351,420 -   - -   -
12329 J P Morgan SP BV - Link REIT European Warrants Feb 2017 A HKD 0.134   0.054   0.049   140,810,000 15,230,015 N/A 0.162   2016/08/23 0.054   2016/10/13 496,185,000 57,721,720 -   - -   -
11038 J P Morgan SP BV - Link REIT European Warrants Mar 2017 A HKD 0.330   0.164   0.187   86,520,000 18,960,950 N/A 0.435   2016/07/28 0.149   2016/06/24 250,865,000 67,954,285 -   - -   -
22936 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2016 A HKD 0.052   0.015   0.017   25,740,000 845,770 967,718 0.187   2016/03/30 0.014   2016/08/31 142,820,000 7,280,430 0.590   2015/07/14 0.230   2015/09/30
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD 0.300   0.285   0.285   14,605,000 4,327,925 1,490,349 0.300   2016/10/24 0.170   2016/02/12 336,300,000 67,075,295 -   - -   -
24904 J P Morgan SP BV - Minsheng Bank European Wts Mar 2017 A HKD 0.065   0.049   0.055   206,040,000 10,829,770 15,399,283 0.065   2016/10/06 0.028   2016/06/16 3,229,550,000 127,439,455 0.114   2015/09/17 0.053   2015/12/14
11798 J P Morgan SP BV - Minth Group European Warrants Feb 2017 A HKD 0.350   0.213   0.240   16,608,000 3,994,950 N/A 0.510   2016/08/30 0.213   2016/10/28 24,704,000 7,123,410 -   - -   -
25822 J P Morgan SP BV - MTRC European Warrants Oct 2016 A HKD -   -   0.590   0 0 1,509,185 0.760   2016/08/08 0.184   2016/02/12 121,540,000 30,541,610 -   - -   -
10398 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2016 B HKD 0.064   0.028   0.027   260,000 8,360 N/A 0.191   2016/08/03 0.028   2016/10/28 70,430,000 9,457,460 -   - -   -
10379 J P Morgan SP BV - N225 Idx Euro Put Wts Feb 2017 A HKD 0.048   0.018   0.019   17,070,000 536,410 2,926,360 0.196   2016/03/01 0.018   2016/10/28 486,870,000 60,581,560 -   - -   -
10375 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 A HKD -   -   0.010   0 0 32,742 0.068   2016/01/29 0.010   2016/08/08 25,200,000 792,460 -   - -   -
10399 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 C HKD 0.065   0.065   0.071   100,000 6,500 N/A 0.102   2016/07/21 0.049   2016/09/26 167,020,000 11,495,840 -   - -   -
10378 J P Morgan SP BV - N225 Index Euro Wts Jan 2017 A HKD 0.194   0.164   0.222   2,130,000 376,740 1,790,797 0.295   2016/04/14 0.107   2016/07/08 63,060,000 11,546,990 -   - -   -
10376 J P Morgan SP BV - N225 Index Euro Wts Mar 2017 A HKD 0.131   0.104   0.135   3,340,000 376,460 1,725,983 0.246   2016/04/28 0.064   2016/07/08 302,930,000 50,642,890 -   - -   -
12660 J P Morgan SP BV - NCI European Warrants Mar 2017 A HKD 0.285   0.171   0.185   6,036,000 1,308,728 N/A 0.320   2016/09/09 0.171   2016/10/28 64,811,000 15,289,020 -   - -   -
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.285   0.250   0.250   400,000 107,000 3,958,973 0.325   2016/09/23 0.070   2016/02/03 669,440,000 75,651,190 -   - -   -
12332 J P Morgan SP BV - New World Dev European Wts Mar 2017 A HKD 0.620   0.340   0.335   42,064,000 19,767,165 N/A 0.810   2016/09/09 0.340   2016/10/17 204,104,000 123,380,330 -   - -   -
12759 J P Morgan SP BV - PCCW European Warrants Mar 2017 A HKD 0.193   0.076   0.079   24,010,000 3,257,790 N/A 0.280   2016/09/02 0.076   2016/10/31 89,142,000 18,559,012 -   - -   -
27762 J P Morgan SP BV - PCCW European Warrants Nov 2016 A HKD -   -   0.013   0 0 N/A 0.355   2016/07/25 0.021   2016/09/14 193,204,000 28,655,468 -   - -   -
13727 J P Morgan SP BV - PetroChina European Put Warrants May 17 A HKD 0.340   0.197   0.280   167,428,000 47,844,524 N/A 0.340   2016/10/17 0.197   2016/10/25 167,428,000 47,844,524 -   - -   -
27649 J P Morgan SP BV - PetroChina European Put Warrants Nov 16 B HKD 0.060   0.013   0.013   40,510,000 1,431,488 60,618,995 0.400   2016/05/24 0.013   2016/10/19 1,659,472,000 386,183,710 -   - -   -
27783 J P Morgan SP BV - PetroChina European Warrants Dec 2016 A HKD 0.062   0.020   0.015   1,274,000 57,850 N/A 0.250   2016/05/05 0.019   2016/09/20 132,538,000 22,323,240 -   - -   -
11205 J P Morgan SP BV - PetroChina European Warrants Jan 2017 A HKD 0.260   0.066   0.093   324,262,000 50,781,678 N/A 0.410   2016/07/18 0.045   2016/09/28 3,034,266,000 664,949,896 -   - -   -
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.038   0.022   0.026   106,860,000 3,230,740 1,674,557 0.050   2016/04/28 0.017   2016/09/28 913,940,000 24,345,580 0.136   2015/08/28 0.036   2015/12/31
13489 J P Morgan SP BV - PetroChina European Warrants Mar 2017 A HKD 0.500   0.217   0.255   759,114,000 269,612,232 N/A 0.500   2016/10/11 0.168   2016/09/28 830,598,000 284,920,904 -   - -   -
13728 J P Morgan SP BV - PetroChina European Warrants May 2017 B HKD 0.395   0.219   0.232   28,872,000 7,245,540 N/A 0.395   2016/10/24 0.219   2016/10/31 28,872,000 7,245,540 -   - -   -
27520 J P Morgan SP BV - PetroChina European Warrants Nov 2016 A HKD 0.033   0.013   0.010   5,886,000 133,644 60,492,625 0.510   2016/04/28 0.013   2016/10/06 2,252,790,000 576,564,730 -   - -   -
25163 J P Morgan SP BV - PetroChina European Warrants Oct 2016 A HKD -   -   0.010   0 0 12,706,006 0.950   2016/04/28 0.010   2016/09/23 2,077,084,000 912,052,962 -   - -   -
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.065   0.036   0.039   1,878,480,000 103,458,040 52,674,740 0.221   2016/04/21 0.036   2016/10/31 5,678,920,000 561,942,420 -   - -   -
12659 J P Morgan SP BV - PICC Group European Warrants Mar 2017 A HKD 0.138   0.073   0.083   15,306,000 1,635,900 N/A 0.270   2016/09/09 0.073   2016/10/31 90,471,000 16,184,278 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD 0.395   0.330   0.335   4,290,000 1,518,350 N/A 0.405   2016/09/28 0.330   2016/10/31 4,730,000 1,685,600 -   - -   -
12581 J P Morgan SP BV - Ping An European Put Warrants Mar 2017 A HKD 0.150   0.083   0.092   472,210,000 56,847,690 N/A 0.233   2016/08/25 0.083   2016/10/31 1,922,180,000 275,043,990 -   - -   -
27658 J P Morgan SP BV - Ping An European Put Warrants Nov 2016 B HKD 0.019   0.010   0.010   11,540,000 147,805 64,680,193 0.410   2016/05/13 0.010   2016/10/24 2,565,820,000 451,618,280 -   - -   -
21790 J P Morgan SP BV - Ping An European Put Warrants Oct 2016 A HKD 0.182   0.165   0.178   1,950,000 352,900 253,567 0.192   2016/09/30 0.126   2016/09/09 8,900,000 1,521,400 0.285   2015/08/24 0.107   2015/05/26
19484 J P Morgan SP BV - Ping An European Warrants Apr 2017 B HKD 0.050   0.029   0.034   9,107,875,000 359,026,275 461,302,928 0.120   2016/01/04 0.019   2016/07/06 57,938,410,000 2,773,677,775 0.430   2015/05/26 0.080   2015/09/04
12754 J P Morgan SP BV - Ping An European Warrants Apr 2017 C HKD 0.170   0.095   0.113   9,649,225,000 1,191,203,470 N/A 0.295   2016/09/09 0.095   2016/10/31 14,420,800,000 2,026,286,800 -   - -   -
26271 J P Morgan SP BV - Ping An European Warrants Dec 2016 A HKD 0.114   0.081   0.093   14,800,000 1,387,050 149,596,850 0.151   2016/01/05 0.025   2016/06/28 23,967,800,000 1,071,380,200 0.225   2015/10/23 0.197   2015/11/04
27296 J P Morgan SP BV - Ping An European Warrants Dec 2016 B HKD 0.237   0.104   0.131   147,795,000 25,369,760 68,062,846 0.395   2016/09/09 0.057   2016/06/28 3,331,935,000 666,910,065 -   - -   -
28244 J P Morgan SP BV - Ping An European Warrants Dec 2016 C HKD -   -   0.520   0 0 N/A 0.610   2016/09/02 0.147   2016/06/28 591,045,000 119,918,080 -   - -   -
12588 J P Morgan SP BV - Ping An European Warrants Dec 2016 D HKD 0.109   0.022   0.031   228,175,000 14,460,405 N/A 0.239   2016/09/09 0.022   2016/10/31 8,233,865,000 884,285,230 -   - -   -
11578 J P Morgan SP BV - Ping An European Warrants Jan 2017 A HKD 0.415   0.330   0.380   1,720,000 656,100 N/A 0.530   2016/09/13 0.183   2016/08/04 238,625,000 58,958,945 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD 0.025   0.015   0.016   10,250,000 195,750 12,303,850 0.043   2016/01/07 0.011   2016/06/15 2,517,450,000 74,168,250 0.280   2015/04/30 0.058   2015/08/25
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD 0.010   0.010   0.010   1,000,000 10,000 7,182 0.022   2016/01/14 0.010   2016/10/11 5,370,000 71,240 0.117   2015/07/14 0.038   2015/08/26
13670 J P Morgan SP BV - Ping An European Warrants Mar 2017 B HKD 0.265   0.155   0.179   1,417,380,000 255,010,740 N/A 0.265   2016/10/07 0.155   2016/10/31 1,417,380,000 255,010,740 -   - -   -
13231 J P Morgan SP BV - Ping An European Warrants May 2017 A HKD 0.137   0.076   0.090   56,530,000 6,092,280 N/A 0.205   2016/09/22 0.076   2016/10/24 179,480,000 25,099,870 -   - -   -
18309 J P Morgan SP BV - Ping An European Warrants Nov 2016 A HKD 0.065   0.033   0.036   10,260,000 436,150 4,018,844 0.136   2016/01/04 0.010   2016/07/08 32,856,820,000 1,713,292,615 0.450   2015/05/26 0.088   2015/09/04
27890 J P Morgan SP BV - Ping An European Warrants Nov 2016 C HKD 0.540   0.205   0.295   9,465,000 2,674,460 N/A 0.870   2016/09/09 0.114   2016/06/24 3,616,765,000 857,619,935 -   - -   -
25700 J P Morgan SP BV - Ping An European Warrants Oct 2016 B HKD -   -   0.275   0 0 254,719,367 0.550   2016/09/09 0.032   2016/07/08 34,629,785,000 6,138,514,490 -   - -   -
11262 J P Morgan SP BV - PWR Assets European Warrants Jan 2017 A HKD 0.355   0.123   0.152   72,110,000 11,538,205 N/A 0.540   2016/08/01 0.123   2016/10/19 112,620,000 25,213,520 -   - -   -
21668 J P Morgan SP BV - R&F Ppt European Warrants Apr 2017 A HKD -   -   0.265   0 0 1,417,574 0.425   2016/08/10 0.202   2016/06/10 373,484,000 116,597,544 0.310   2015/12/02 0.228   2015/11/11
20297 J P Morgan SP BV - R&F Ppt European Warrants Dec 2016 A HKD 0.400   0.400   0.365   4,000 1,600 3,800 0.530   2016/08/31 0.290   2016/01/08 396,000 152,980 0.470   2015/05/04 0.140   2015/08/24
13053 J P Morgan SP BV - Sands China European Put Wts Apr 2017 C HKD 0.201   0.118   0.154   334,540,000 56,394,648 N/A 0.260   2016/09/27 0.118   2016/10/26 650,724,000 119,396,940 -   - -   -
27740 J P Morgan SP BV - Sands China European Put Wts Dec 2016 A HKD 0.010   0.010   0.010   100,000 1,000 20,885,830 0.260   2016/05/06 0.010   2016/10/05 1,027,776,000 126,318,844 -   - -   -
11867 J P Morgan SP BV - Sands China European Put Wts Feb 2017 A HKD 0.101   0.054   0.074   64,424,000 5,052,272 N/A 0.255   2016/08/04 0.054   2016/10/26 1,234,424,000 176,619,688 -   - -   -
13085 J P Morgan SP BV - Sands China European Put Wts May 2017 A HKD 0.310   0.215   0.265   444,312,000 121,447,288 N/A 0.375   2016/09/27 0.215   2016/10/26 907,312,000 259,335,768 -   - -   -
26974 J P Morgan SP BV - Sands China European Put Wts Oct 2016 B HKD -   -   0.010   0 0 13,657,991 0.480   2016/07/07 0.010   2016/09/19 1,744,792,000 396,333,804 -   - -   -
15852 J P Morgan SP BV - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,833 0.015   2016/01/22 0.010   2016/09/27 3,632,000 37,636 0.033   2015/01/05 0.010   2015/12/31
11866 J P Morgan SP BV - Sands China European Warrants Apr 2017 B HKD 0.300   0.180   0.183   760,652,000 182,776,536 N/A 0.350   2016/09/15 0.108   2016/08/25 2,889,944,000 622,440,288 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.026   0.018   0.019   25,156,000 603,360 271,741 0.029   2016/09/09 0.010   2016/05/19 1,224,004,000 26,126,176 0.079   2015/01/23 0.014   2015/09/30
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.235   0.140   0.145   488,300,000 83,035,824 N/A 0.285   2016/09/15 0.134   2016/09/26 614,784,000 107,494,596 -   - -   -
26094 J P Morgan SP BV - Sands China European Warrants Nov 2016 A HKD 0.650   0.650   0.600   60,000 39,000 44,513,057 0.760   2016/09/09 0.092   2016/07/06 2,168,412,000 548,835,280 -   - -   -
27609 J P Morgan SP BV - Sands China European Warrants Nov 2016 B HKD 0.240   0.062   0.129   93,756,000 15,019,420 33,079,965 0.320   2016/09/15 0.036   2016/06/24 1,768,868,000 201,731,324 -   - -   -
26682 J P Morgan SP BV - Sands China European Warrants Oct 2016 A HKD -   -   0.219   0 0 30,079,583 0.540   2016/09/09 0.028   2016/07/06 3,761,820,000 730,052,276 -   - -   -
20201 J P Morgan SP BV - SFCE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/11 0.010   2016/01/21 1,040,000 10,560 0.300   2015/03/23 0.028   2015/08/25
12887 J P Morgan SP BV - Shenzhou Intl European Warrants Mar 2017A HKD 0.800   0.600   0.620   660,000 437,500 N/A 0.890   2016/08/31 0.600   2016/10/26 680,000 455,100 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.112   0.091   0.095   27,290,000 2,951,385 1,355,805 0.260   2016/03/17 0.091   2016/10/11 115,140,000 18,803,080 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.128   0.107   0.114   1,420,000 170,450 3,677,372 0.385   2016/01/26 0.093   2016/09/09 165,060,000 22,786,710 0.320   2015/09/02 0.123   2015/04/10
28159 J P Morgan SP BV - SHK Ppt European Warrants Dec 2016 A HKD -   -   1.380   0 0 N/A 2.030   2016/09/09 0.162   2016/06/24 70,140,000 39,696,620 -   - -   -
12330 J P Morgan SP BV - SHK Ppt European Warrants Mar 2017 A HKD 0.345   0.195   0.219   125,900,000 29,498,090 N/A 0.500   2016/09/09 0.150   2016/09/01 515,710,000 128,052,100 -   - -   -
23620 J P Morgan SP BV - SHK Ppt European Warrants Oct 2016 A HKD -   -   0.010   0 0 247 0.022   2016/05/25 0.010   2016/09/09 120,000 1,480 0.139   2015/07/17 0.016   2015/12/09
11601 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jan 2017 B HKD 0.199   0.099   0.155   362,750,000 52,481,118 N/A 0.450   2016/08/03 0.099   2016/10/24 1,095,738,000 290,613,424 -   - -   -
27693 J P Morgan SP BV - Sinopec Corp Eu Put Wt Nov 2016 B HKD -   -   0.010   0 0 45,786,214 0.435   2016/05/24 0.010   2016/09/29 1,249,342,000 296,119,646 -   - -   -
26539 J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2016 B HKD -   -   0.015   0 0 179,391 0.435   2016/02/29 0.011   2016/07/29 640,400,000 133,011,908 -   - -   -
11202 J P Morgan SP BV - Sinopec Corp European Warrants Jan 2017 A HKD 0.365   0.160   0.183   68,126,000 16,914,310 N/A 0.520   2016/07/18 0.103   2016/09/15 1,447,578,000 377,817,102 -   - -   -
13587 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 A HKD 0.310   0.118   0.136   494,008,000 111,757,360 N/A 0.310   2016/10/06 0.118   2016/10/31 494,008,000 111,757,360 -   - -   -
27524 J P Morgan SP BV - Sinopec Corp European Warrants Nov 2016 A HKD 0.089   0.010   0.010   21,314,000 882,544 55,268,584 0.315   2016/04/21 0.010   2016/10/19 2,201,224,000 358,116,074 -   - -   -
23484 J P Morgan SP BV - Sinopec Corp European Warrants Oct 2016 A HKD -   -   0.010   0 0 12,337,512 0.455   2016/04/28 0.010   2016/09/27 2,608,408,000 586,138,512 0.330   2015/12/24 0.148   2015/12/11
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.085   0.061   0.058   8,010,000 582,790 703,692 0.133   2016/02/23 0.047   2016/06/28 715,580,000 80,756,840 0.126   2015/12/18 0.126   2015/12/18
18378 J P Morgan SP BV - SJM Holdings European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.248   2015/01/05 0.019   2015/10/08
19980 J P Morgan SP BV - SJM Holdings European Warrants Nov 2016 B HKD -   -   0.010   0 0 0 0.012   2016/03/29 0.012   2016/03/29 1,000,000 12,000 0.220   2015/04/10 0.010   2015/12/01
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.485   0.420   0.440   7,226,000 3,323,615 N/A 0.485   2016/10/19 0.248   2016/08/05 10,833,000 4,417,030 -   - -   -
13808 J P Morgan SP BV - SPDR Gold Trust European Wts Apr 2017 A HKD 0.405   0.375   0.390   2,505,000 959,410 N/A 0.405   2016/10/20 0.375   2016/10/27 2,505,000 959,410 -   - -   -
11599 J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2016 A HKD 0.098   0.085   0.038   5,642,000 536,572 N/A 0.520   2016/08/03 0.085   2016/10/06 283,583,000 99,336,726 -   - -   -
17246 J P Morgan SP BV - Stanchart European Warrants Dec 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.245   2015/04/27 0.015   2015/12/18
27781 J P Morgan SP BV - Stanchart European Warrants Dec 2016 B HKD 0.140   0.043   0.080   379,986,500 33,446,967 N/A 0.460   2016/05/26 0.043   2016/10/17 2,012,088,500 439,428,222 -   - -   -
11200 J P Morgan SP BV - Stanchart European Warrants Jan 2017 A HKD 0.590   0.315   0.500   8,566,500 4,274,375 N/A 0.870   2016/08/10 0.315   2016/10/14 396,598,500 252,440,235 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD 0.047   0.030   0.042   135,515,000 5,638,825 1,485,198 0.076   2016/01/04 0.012   2016/02/29 2,892,935,000 106,631,010 0.094   2015/12/24 0.050   2015/12/16
26325 J P Morgan SP BV - Stanchart European Warrants Nov 2016 A HKD 0.850   0.640   1.030   29,000 19,400 1,469,957 1.320   2016/08/10 0.249   2016/02/25 1,401,675,000 590,012,635 -   - -   -
26616 J P Morgan SP BV - Stanchart European Warrants Oct 2016 A HKD -   -   1.590   0 0 883 1.300   2016/04/15 0.640   2016/04/08 1,133,000 1,203,440 -   - -   -
11800 J P Morgan SP BV - Sunny Optical European Warrants Feb 2017A HKD 0.850   0.620   0.620   4,322,000 3,273,860 N/A 1.070   2016/08/31 0.470   2016/07/29 41,287,000 32,645,480 -   - -   -
12664 J P Morgan SP BV - Sunny Optical European Warrants May 2017A HKD 0.430   0.270   0.270   41,250,000 13,922,500 N/A 0.670   2016/08/31 0.270   2016/10/31 119,440,000 47,200,700 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.300   0.206   0.224   17,775,000 4,452,820 N/A 0.325   2016/09/09 0.206   2016/10/28 84,000,000 22,698,920 -   - -   -
26755 J P Morgan SP BV - Techtronic European Warrants Nov 2016 A HKD 0.037   0.010   0.010   1,425,000 29,585 2,882,636 0.395   2016/03/29 0.010   2016/10/14 129,840,000 20,042,240 -   - -   -
13183 J P Morgan SP BV - Tencent European Put Warrants Apr 2017 B HKD 0.249   0.198   0.246   85,120,000 19,316,530 N/A 0.260   2016/09/13 0.198   2016/10/25 132,280,000 29,934,580 -   - -   -
20341 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 195,616,398 0.184   2016/01/18 0.010   2016/08/09 45,925,010,000 3,425,512,630 0.280   2015/09/08 0.104   2015/11/26
25465 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 105,897 0.157   2016/01/18 0.017   2016/06/24 8,655,000,000 1,128,753,530 0.230   2015/09/02 0.078   2015/11/23
29084 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 D HKD -   -   0.013   0 0 27,113 0.086   2016/01/18 0.010   2016/06/06 28,486,000 770,704 0.139   2015/09/11 0.050   2015/11/12
26944 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 F HKD -   -   0.010   0 0 374,320,675 0.182   2016/05/06 0.010   2016/09/13 48,392,930,000 3,236,285,270 -   - -   -
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD -   -   0.053   0 0 N/A 0.125   2016/06/24 0.044   2016/09/06 2,570,000 264,990 -   - -   -
23282 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 A HKD 0.010   0.010   0.010   110,000 1,100 1,835,472 0.295   2016/01/18 0.010   2016/10/17 5,757,380,000 711,198,240 0.246   2015/12/14 0.215   2015/12/31
11152 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 C HKD 0.034   0.023   0.032   5,840,000 172,630 N/A 0.181   2016/06/29 0.023   2016/10/24 112,380,000 6,955,180 -   - -   -
11836 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 B HKD 0.035   0.016   0.028   123,900,000 3,501,490 N/A 0.131   2016/08/12 0.016   2016/10/25 7,114,480,000 423,757,630 -   - -   -
12663 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 D HKD 0.091   0.054   0.082   4,619,080,000 333,468,470 N/A 0.139   2016/08/25 0.054   2016/10/25 7,551,110,000 652,036,830 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD 0.217   0.170   0.206   169,900,000 31,936,180 N/A 0.250   2016/08/29 0.170   2016/10/26 2,675,750,000 536,397,430 -   - -   -
29025 J P Morgan SP BV - Tencent European Put Warrants Mar 2017 B HKD 0.038   0.026   0.035   12,790,000 411,030 N/A 0.194   2016/06/17 0.026   2016/10/26 22,798,630,000 1,811,579,260 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD 0.040   0.038   0.045   520,000 20,760 75,184,393 0.177   2016/05/06 0.037   2016/09/06 4,221,000,000 494,445,660 -   - -   -
28287 J P Morgan SP BV - Tencent European Put Warrants Oct 2016 C HKD -   -   0.010   0 0 N/A 0.380   2016/05/27 0.010   2016/09/19 22,607,000 3,984,273 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD 0.187   0.151   0.177   9,990,000 1,650,270 N/A 0.187   2016/10/17 0.151   2016/10/25 10,870,000 1,797,410 -   - -   -
27080 J P Morgan SP BV - Tencent European Warrants Apr 2017 A HKD 0.380   0.380   0.385   120,000 45,600 105,613,130 0.380   2016/10/28 0.097   2016/05/06 33,854,540,000 4,688,850,540 -   - -   -
19753 J P Morgan SP BV - Tencent European Warrants Dec 2016 A HKD 0.600   0.475   0.485   890,000 461,300 3,887,157 0.600   2016/10/11 0.074   2016/02/12 40,040,250,000 5,650,342,130 0.480   2015/04/14 0.117   2015/09/29
25312 J P Morgan SP BV - Tencent European Warrants Dec 2016 E HKD -   -   0.580   0 0 92,577 0.310   2016/06/07 0.118   2016/02/12 34,461,240,000 5,236,731,270 -   - -   -
29257 J P Morgan SP BV - Tencent European Warrants Dec 2016 G HKD 1.780   0.920   0.880   7,412,000 10,458,460 N/A 2.100   2016/09/23 0.330   2016/06/24 996,395,000 497,481,340 -   - -   -
11137 J P Morgan SP BV - Tencent European Warrants Dec 2016 H HKD 0.980   0.305   0.305   9,642,000 6,699,590 N/A 1.250   2016/09/23 0.228   2016/08/03 8,299,055,000 2,987,801,632 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.235   0.167   0.167   3,540,940,000 717,470,180 N/A 0.255   2016/09/23 0.167   2016/10/28 4,876,200,000 1,028,399,130 -   - -   -
27938 J P Morgan SP BV - Tencent European Warrants Feb 2017 B HKD -   -   0.410   0 0 N/A 0.485   2016/09/30 0.128   2016/05/20 11,590,000 2,223,990 -   - -   -
12762 J P Morgan SP BV - Tencent European Warrants Feb 2017 D HKD 0.600   0.201   0.201   171,629,000 68,223,599 N/A 0.730   2016/09/23 0.201   2016/10/31 275,551,000 135,697,879 -   - -   -
11832 J P Morgan SP BV - Tencent European Warrants Jan 2017 A HKD 0.670   0.246   0.242   13,971,000 7,105,173 N/A 0.920   2016/09/09 0.205   2016/08/04 7,727,131,000 3,449,383,854 -   - -   -
12517 J P Morgan SP BV - Tencent European Warrants Jan 2017 C HKD 0.620   0.170   0.170   9,905,097,000 4,445,923,047 N/A 0.810   2016/09/23 0.170   2016/10/31 16,043,910,000 8,353,558,507 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.380   0.290   0.300   17,320,000 6,007,950 N/A 0.400   2016/09/23 0.129   2016/06/28 44,519,490,000 7,207,088,950 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD 0.405   0.345   0.355   8,890,000 3,322,800 666,010,287 0.450   2016/09/23 0.080   2016/02/12 25,688,820,000 4,005,938,040 0.178   2015/12/17 0.138   2015/12/14
23270 J P Morgan SP BV - Tencent European Warrants Mar 2017 A HKD 0.480   0.400   0.395   1,130,000 507,600 1,128,021,047 0.510   2016/09/23 0.082   2016/02/12 53,446,840,000 6,794,657,600 0.182   2015/12/18 0.145   2015/12/14
13905 J P Morgan SP BV - Tencent European Warrants May 2017 A HKD 0.159   0.112   0.113   5,027,630,000 636,292,820 N/A 0.159   2016/10/20 0.112   2016/10/28 5,027,630,000 636,292,820 -   - -   -
26787 J P Morgan SP BV - Tencent European Warrants Nov 2016 A HKD -   -   0.550   0 0 1,045,458 0.500   2016/08/19 0.141   2016/05/06 3,673,780,000 552,650,520 -   - -   -
25119 J P Morgan SP BV - Tencent European Warrants Oct 2016 A HKD -   -   0.560   0 0 13,836,955 0.550   2016/09/22 0.066   2016/02/11 37,600,690,000 3,527,772,320 -   - -   -
26388 J P Morgan SP BV - Tencent European Warrants Oct 2016 B HKD -   -   0.850   0 0 208,025 0.800   2016/09/21 0.214   2016/02/25 32,610,000 8,383,260 -   - -   -
28552 J P Morgan SP BV - Tencent European Warrants Oct 2016 D HKD 2.740   1.980   2.470   196,000 478,940 N/A 2.740   2016/10/04 0.450   2016/06/14 533,429,000 356,823,340 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.250   0.187   0.184   18,260,000 3,869,960 N/A 0.275   2016/09/23 0.187   2016/10/31 322,950,000 73,906,320 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.380   0.305   0.305   1,300,000 446,400 N/A 0.420   2016/09/23 0.165   2016/06/23 10,829,470,000 2,358,000,150 -   - -   -
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.340   0.265   0.265   2,040,000 617,400 N/A 0.360   2016/09/23 0.173   2016/08/11 884,470,000 213,220,240 -   - -   -
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.270   0.195   0.198   32,660,000 7,474,630 N/A 0.290   2016/09/23 0.195   2016/10/28 6,539,120,000 1,511,855,690 -   - -   -
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.172   0.119   0.116   12,420,000 1,892,870 N/A 0.172   2016/10/06 0.119   2016/10/31 12,420,000 1,892,870 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD 0.105   0.053   0.053   4,416,000 292,678 292,729 0.199   2016/01/04 0.031   2016/08/05 56,364,000 4,350,260 0.241   2015/12/03 0.176   2015/12/18
22620 J P Morgan SP BV - Tingyi European Warrants Nov 2016 A HKD -   -   0.012   0 0 0 0.031   2016/01/04 0.016   2016/01/08 1,300,000 29,100 0.239   2015/06/15 0.030   2015/12/30
27940 J P Morgan SP BV - Tracker Fund European Put Warrants Feb17B HKD 0.010   0.010   0.010   1,000,000 10,000 N/A 0.105   2016/05/19 0.010   2016/10/31 420,725,000 23,258,070 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD 0.094   0.082   0.107   440,000 39,170 N/A 0.104   2016/09/30 0.082   2016/10/06 460,000 41,250 -   - -   -
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.123   0.096   0.120   23,190,000 2,616,185 N/A 0.158   2016/08/11 0.093   2016/09/09 80,915,000 10,181,330 -   - -   -
25413 J P Morgan SP BV - Tracker Fund European Warrants Dec 2016 A HKD 0.078   0.021   0.023   93,730,000 4,766,780 3,150,966 0.109   2016/09/09 0.011   2016/05/13 460,495,000 24,691,005 0.191   2015/10/26 0.086   2015/12/14
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.255   0.207   0.216   21,250,000 4,955,230 6,759,733 0.305   2016/09/09 0.077   2016/02/12 996,885,000 151,627,070 0.300   2015/11/04 0.189   2015/12/14
26466 J P Morgan SP BV - Tracker Fund European Warrants Feb 2017 A HKD 0.420   0.420   0.410   15,000 6,300 4,422,917 0.530   2016/09/09 0.181   2016/02/25 655,680,000 153,519,480 -   - -   -
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD 0.395   0.360   0.340   15,000 5,575 39,585,268 0.395   2016/10/03 0.137   2016/02/12 3,934,740,000 776,252,685 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD 0.380   0.310   0.355   15,180,000 5,514,050 N/A 0.380   2016/10/26 0.168   2016/07/06 26,690,000 8,352,070 -   - -   -
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD -   -   0.127   0 0 80,453 0.204   2016/01/08 0.107   2016/07/21 46,200,000 7,535,640 0.248   2015/09/16 0.192   2015/08/26
21610 J P Morgan SP BV - Weigao Group European Warrants May 2017 A HKD -   -   0.030   0 0 0 0.078   2016/04/14 0.078   2016/04/14 40,000 3,120 0.280   2015/04/27 0.103   2015/08/26
29023 J P Morgan SP BV - Wharf European Warrants Feb 2017 A HKD 0.690   0.430   0.680   7,090,000 4,554,500 N/A 0.750   2016/09/22 0.310   2016/07/08 102,030,000 58,705,250 -   - -   -
11868 J P Morgan SP BV - Wynn Macau European Warrants Apr 2017 A HKD 0.124   0.054   0.066   237,996,000 20,454,288 N/A 0.193   2016/09/15 0.054   2016/10/17 362,484,000 37,872,776 -   - -   -
26136 J P Morgan SP BV - Wynn Macau European Warrants Dec 2017 A HKD -   -   0.510   0 0 0 0.470   2016/03/23 0.255   2016/02/12 15,144,000 6,138,620 -   - -   -
27457 J P Morgan SP BV - Wynn Macau European Warrants Feb 2017 A HKD 0.135   0.047   0.059   208,640,000 15,789,224 16,671,366 0.260   2016/04/20 0.047   2016/10/17 782,904,000 110,192,288 -   - -   -
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.109   0.076   0.088   1,464,000 143,496 N/A 0.109   2016/10/05 0.076   2016/10/17 1,464,000 143,496 -   - -   -
13151 J P Morgan SP BV - Xinyi Glass European Warrants Dec 2016 A HKD 0.020   0.010   0.010   19,868,000 276,670 49,852 0.043   2016/08/12 0.010   2016/10/25 21,504,000 309,930 0.060   2015/05/04 0.010   2015/10/23
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.179   0.115   0.139   117,600,000 16,895,880 N/A 0.179   2016/10/24 0.070   2016/08/29 351,700,000 38,819,280 -   - -   -
20783 J P Morgan SP BV - Yanzhou Coal European Warrants Feb 2017 A HKD 0.018   0.018   0.018   600,000 10,800 1,800 0.018   2016/10/17 0.018   2016/10/17 600,000 10,800 0.250   2015/04/16 0.196   2015/05/08
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.290   0 0 428,335 0.248   2016/06/29 0.156   2016/03/29 24,104,000 4,694,948 -   - -   -
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD 0.138   0.105   0.125   58,905,000 6,782,120 N/A 0.238   2016/08/08 0.105   2016/10/17 195,725,000 30,365,550 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.255   0.207   0.225   26,744,000 6,149,926 N/A 0.255   2016/10/20 0.207   2016/10/28 26,744,000 6,149,926 -   - -   -
26460 J P Morgan SP BV - Zijin Mining European Warrants Nov 2016 A HKD 0.107   0.038   0.036   35,984,000 2,372,246 12,149,776 0.550   2016/07/14 0.038   2016/10/31 448,688,000 100,252,866 -   - -   -
25826 J P Morgan SP BV - ZTE European Warrants Mar 2017 A HKD 0.051   0.025   0.022   7,220,000 257,520 4,701,606 0.325   2016/01/25 0.025   2016/10/24 471,508,000 45,045,466 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.160   0.134   0.134   320,000 47,280 425,730 0.235   2016/07/11 0.119   2016/01/28 24,700,000 4,185,880 0.250   2015/11/25 0.189   2015/12/15
21294 Macquarie Bank Ltd-Skyworth Digital European Wts May 2017 A HKD 0.026   0.020   0.020   1,600,000 41,000 184,660 0.085   2016/01/05 0.020   2016/10/11 37,080,000 1,942,240 0.355   2015/05/26 0.084   2015/12/15
25392 Macquarie Bank Ltd. - A50 China European Put Wts Dec 2016 B HKD 0.068   0.023   0.026   5,443,000 236,837 126,569 0.270   2016/01/26 0.023   2016/10/31 9,579,000 815,459 0.300   2015/09/02 0.275   2015/09/07
19681 Macquarie Bank Ltd. - A50 China European Put Wts Feb 2017 A HKD 0.135   0.087   0.093   15,084,000 1,459,395 370,857 0.325   2016/02/12 0.087   2016/10/31 42,678,000 7,827,346 0.370   2015/08/26 0.099   2015/06/10
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.099   0.071   0.072   1,112,000 89,065 17,887,755 0.225   2016/02/11 0.071   2016/10/31 1,840,032,000 312,699,540 0.265   2015/09/07 0.117   2015/12/23
24593 Macquarie Bank Ltd. - A50 China European Warrants Apr 2017 A HKD 0.038   0.026   0.033   598,227,000 17,821,749 5,165,799 0.150   2016/01/04 0.026   2016/10/28 2,054,313,000 160,300,777 0.154   2015/12/31 0.153   2015/12/31
21245 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 263 0.036   2016/01/04 0.025   2016/07/07 4,063,000 130,575 0.380   2015/04/28 0.029   2015/12/14
27501 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 C HKD 0.038   0.020   0.033   8,550,000 276,774 23,073,398 0.133   2016/01/04 0.020   2016/10/28 8,211,213,000 554,565,842 0.219   2015/11/26 0.133   2015/12/14
18657 Macquarie Bank Ltd. - A50 China European Warrants Jan 2017 A HKD -   -   0.013   0 0 16,975 0.048   2016/01/04 0.011   2016/05/18 494,747,000 18,161,943 0.360   2015/06/08 0.041   2015/08/26
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.221   0.206   0.221   340,000 71,840 446,719 0.232   2016/08/16 0.129   2016/02/03 423,354,000 70,621,699 -   - -   -
11887 Macquarie Bank Ltd. - A50 China European Warrants Mar 2017 A HKD 0.149   0.087   0.142   6,887,400 637,865 N/A 0.260   2016/08/15 0.087   2016/10/27 125,719,400 24,081,709 -   - -   -
22507 Macquarie Bank Ltd. - A50 China European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.290   2015/06/09 0.028   2015/09/09
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD 0.238   0.225   0.228   93,650,000 22,199,850 N/A 0.238   2016/10/17 0.225   2016/10/25 93,650,000 22,199,850 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 1.220   1.000   1.000   490,000 551,500 N/A 1.950   2016/08/30 1.000   2016/10/24 3,480,000 5,417,050 -   - -   -
27281 Macquarie Bank Ltd. - AAC Acoustic European Wts Mar 2017 A HKD 1.620   1.180   1.210   570,000 772,750 938,100 2.540   2016/08/30 1.100   2016/06/06 3,815,000 5,628,600 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.232   0.221   0.213   7,904,000 1,787,817 N/A 0.232   2016/10/20 0.221   2016/10/26 7,904,000 1,787,817 -   - -   -
27865 Macquarie Bank Ltd. - AIA European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 N/A 0.350   2016/05/13 0.011   2016/09/30 1,370,944,000 226,249,660 -   - -   -
13190 Macquarie Bank Ltd. - AIA European Put Warrants Mar 2017 A HKD 0.214   0.084   0.209   165,256,000 18,916,376 N/A 0.250   2016/09/14 0.084   2016/10/11 583,170,000 87,953,062 -   - -   -
26573 Macquarie Bank Ltd. - AIA European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 25,570,398 0.320   2016/03/01 0.029   2016/07/14 3,716,744,000 470,076,394 -   - -   -
13105 Macquarie Bank Ltd. - AIA European Warrants Apr 2017 A HKD 0.220   0.049   0.057   69,808,000 13,541,140 N/A 0.220   2016/10/06 0.049   2016/10/31 673,352,000 106,851,404 -   - -   -
11398 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 A HKD 0.730   0.340   0.365   1,674,000 658,340 N/A 0.730   2016/10/11 0.340   2016/10/31 2,724,000 1,125,590 -   - -   -
11712 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 B HKD 0.275   0.034   0.065   583,340,000 111,853,390 N/A 0.275   2016/10/11 0.034   2016/10/31 1,281,970,000 247,602,048 -   - -   -
27484 Macquarie Bank Ltd. - AIA European Warrants Jan 2017 A HKD 0.370   0.094   0.124   82,030,000 9,252,856 64,157,445 0.370   2016/10/11 0.085   2016/05/24 2,383,962,000 483,049,568 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.255   0.098   0.109   178,822,000 36,155,858 N/A 0.255   2016/10/13 0.098   2016/10/31 178,822,000 36,155,858 -   - -   -
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD 0.197   0.072   0.087   295,624,000 39,996,908 N/A 0.197   2016/10/26 0.072   2016/10/31 295,624,000 39,996,908 -   - -   -
28669 Macquarie Bank Ltd. - AIA European Warrants Nov 2016 A HKD 0.500   0.380   0.355   1,216,000 502,350 N/A 0.500   2016/10/06 0.108   2016/06/24 1,059,428,000 212,031,168 -   - -   -
26833 Macquarie Bank Ltd. - AIA European Warrants Oct 2016 B HKD -   -   0.600   0 0 22,399,459 0.600   2016/09/23 0.160   2016/05/13 1,218,124,000 291,046,950 -   - -   -
21548 Macquarie Bank Ltd. - Air China European Warrants Apr 2017 A HKD -   -   0.072   0 0 0 -   - -   - 0 0 0.255   2015/08/10 0.069   2015/12/15
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.100   0.078   0.083   5,220,000 446,840 1,313,547 0.222   2016/04/14 0.078   2016/10/13 63,940,000 9,933,480 0.530   2015/04/28 0.193   2015/03/10
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.039   0 0 83,583 0.148   2016/01/04 0.038   2016/09/27 24,040,000 1,953,380 0.239   2015/11/04 0.140   2015/12/14
26761 Macquarie Bank Ltd. - Ali Health European Warrants May 2017A HKD 0.160   0.139   0.129   1,400,000 218,540 256,317 0.325   2016/06/01 0.139   2016/10/13 40,500,000 8,985,520 -   - -   -
22442 Macquarie Bank Ltd. - Ali Health European Warrants Nov 2016A HKD -   -   0.010   0 0 201,427 0.167   2016/01/04 0.010   2016/08/17 75,880,000 6,179,040 0.530   2015/06/12 0.167   2015/12/31
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD 0.045   0.045   0.036   100,000 4,500 37,433 0.095   2016/01/06 0.045   2016/10/07 51,000,000 3,672,700 0.210   2015/07/02 0.084   2015/07/08
26544 Macquarie Bank Ltd. - Ali Pictures European Warrants May17 A HKD 0.510   0.390   0.380   360,000 150,800 153,817 1.000   2016/04/12 0.390   2016/10/24 3,280,000 2,743,500 -   - -   -
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.080   0 0 0 -   - -   - 1,500,000 120,000 0.290   2015/05/15 0.045   2015/09/02
12859 Macquarie Bank Ltd. - Anhui Conch European Wts Apr 2017 A HKD 0.210   0.111   0.158   137,660,000 22,102,610 N/A 0.300   2016/08/30 0.111   2016/10/14 368,575,000 74,264,395 -   - -   -
26336 Macquarie Bank Ltd. - Anhui Conch European Wts Dec 2016 A HKD 0.485   0.350   0.320   685,000 320,100 12,033,258 0.520   2016/09/06 0.179   2016/06/28 620,675,000 149,741,555 -   - -   -
27385 Macquarie Bank Ltd. - Anhui Conch European Wts Feb 2017 A HKD 0.101   0.036   0.036   40,580,000 3,407,410 20,048,875 0.295   2016/04/19 0.036   2016/10/31 1,240,760,000 160,426,420 -   - -   -
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD 0.176   0.113   0.120   103,740,000 15,313,245 N/A 0.176   2016/10/25 0.113   2016/10/31 103,740,000 15,313,245 -   - -   -
26852 Macquarie Bank Ltd. - Anta Sports European Wts Dec 2016 A HKD 0.098   0.098   0.123   40,000 3,920 17,744,870 0.400   2016/04/27 0.049   2016/06/27 1,015,790,000 172,843,120 -   - -   -
28119 Macquarie Bank Ltd. - Anta Sports European Wts Mar 2017 A HKD 0.225   0.117   0.200   59,350,000 10,921,910 N/A 0.248   2016/05/20 0.069   2016/06/27 1,085,680,000 169,865,670 -   - -   -
11166 Macquarie Bank Ltd. - Anta Sports European Wts May 2017 A HKD -   -   0.620   0 0 N/A 0.560   2016/08/15 0.285   2016/07/07 57,960,000 17,723,450 -   - -   -
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.265   0.216   0.265   400,000 91,610 67,493 0.265   2016/10/28 0.153   2016/01/21 25,460,000 5,315,150 0.370   2015/05/05 0.182   2015/08/24
14094 Macquarie Bank Ltd. - ASM Pacific European Wts Dec 2016 A HKD 0.065   0.017   0.034   17,110,000 734,710 136,045 0.077   2016/03/22 0.016   2016/09/06 37,460,000 1,841,940 0.260   2015/05/04 0.038   2015/09/29
21105 Macquarie Bank Ltd. - Avichina European Warrants Dec 2016 A HKD -   -   0.010   0 0 5,678 0.078   2016/01/04 0.011   2016/06/13 22,740,000 1,059,350 0.440   2015/04/27 0.026   2015/07/07
23615 Macquarie Bank Ltd. - Avichina European Warrants Mar 2017 A HKD -   -   0.044   0 0 280,725 0.212   2016/01/04 0.050   2016/09/28 46,200,000 6,008,180 0.330   2015/10/16 0.204   2015/08/24
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD 0.206   0.205   0.205   180,000 37,060 N/A 0.260   2016/07/20 0.205   2016/10/18 4,520,000 1,098,860 -   - -   -
25749 Macquarie Bank Ltd. - Bank of EA European Wts Jan 2017 A HKD -   -   0.480   0 0 700,465 0.670   2016/08/10 0.135   2016/02/17 201,086,000 44,409,594 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD 0.230   0.142   0.134   4,568,000 833,634 N/A 0.315   2016/08/19 0.142   2016/10/28 23,362,000 5,209,342 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.375   0.248   0.280   4,814,000 1,365,765 N/A 0.470   2016/09/22 0.248   2016/10/17 17,134,000 6,338,125 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD 0.041   0.027   0.028   1,990,000 69,580 240,833 0.109   2016/04/13 0.027   2016/10/24 48,055,000 2,642,505 0.495   2015/05/04 0.089   2015/12/08
14527 Macquarie Bank Ltd. - BBMG European Warrants Nov 2016 A HKD 0.018   0.018   0.017   300,000 5,400 283,094 0.107   2016/04/13 0.013   2016/07/04 97,020,000 4,928,330 0.490   2015/05/04 0.056   2015/12/14
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.720   0.560   0.600   600,000 385,200 N/A 0.840   2016/08/16 0.560   2016/10/17 4,992,000 3,575,610 -   - -   -
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD -   -   0.330   0 0 0 0.375   2016/04/13 0.228   2016/02/12 8,200,000 2,021,540 0.485   2015/06/01 0.238   2015/01/02
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.208   0.133   0.136   8,490,000 1,507,760 N/A 0.247   2016/08/08 0.133   2016/10/28 30,620,000 6,218,610 -   - -   -
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.037   0 0 20,723 0.126   2016/01/06 0.039   2016/06/16 59,370,000 5,684,170 0.520   2015/05/22 0.130   2015/12/28
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD 0.068   0.032   0.044   10,980,000 626,200 234,793 0.108   2016/01/04 0.019   2016/07/08 191,540,000 7,068,060 0.236   2015/05/26 0.102   2015/12/16
26078 Macquarie Bank Ltd. - BJ Ent Water European Wts Oct 2016 A HKD -   -   0.010   0 0 2,726,472 0.485   2016/04/21 0.019   2016/09/23 131,264,000 28,326,504 -   - -   -
27780 Macquarie Bank Ltd. - BOCHK European Warrants Dec 2016 A HKD 0.375   0.129   0.224   20,030,000 3,866,720 N/A 0.970   2016/09/09 0.129   2016/10/17 73,427,000 31,752,441 -   - -   -
26222 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 A HKD 0.540   0.385   0.490   1,710,000 814,900 3,459,452 0.610   2016/09/09 0.180   2016/02/12 240,515,000 53,149,015 -   - -   -
28226 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 B HKD 2.050   1.130   1.690   6,451,500 8,902,290 N/A 2.270   2016/09/22 1.010   2016/06/27 24,459,500 34,515,295 -   - -   -
25651 Macquarie Bank Ltd. - BOCHK European Warrants May 2017 A HKD 0.260   0.260   0.335   1,020,000 265,200 1,948,640 0.450   2016/09/09 0.134   2016/02/12 500,925,000 87,271,795 -   - -   -
24008 Macquarie Bank Ltd. - BOCHK European Warrants Oct 2016 A HKD -   -   0.012   0 0 2,029 0.080   2016/01/14 0.012   2016/06/21 45,140,000 2,128,445 0.400   2015/07/20 0.059   2015/12/18
11179 Macquarie Bank Ltd. - BOCL European Warrants Jan 2017 A HKD 0.270   0.233   0.245   593,000 144,055 N/A 0.440   2016/09/21 0.124   2016/07/08 757,182,000 125,680,909 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD -   -   0.385   0 0 N/A 0.570   2016/09/07 0.255   2016/06/28 86,985,000 28,614,640 -   - -   -
11998 Macquarie Bank Ltd. - BOCL European Warrants Mar 2017 A HKD 0.255   0.181   0.220   118,792,000 24,966,183 N/A 0.435   2016/09/22 0.181   2016/10/31 488,370,000 116,646,974 -   - -   -
12634 Macquarie Bank Ltd. - BOCL European Warrants May 2017 A HKD 0.165   0.095   0.112   2,139,000 250,188 N/A 0.255   2016/09/09 0.095   2016/10/13 330,444,000 56,250,818 -   - -   -
13500 Macquarie Bank Ltd. - BOCL European Warrants May 2017 B HKD 0.128   0.059   0.075   594,225,000 55,248,927 N/A 0.154   2016/09/29 0.059   2016/10/31 673,678,000 65,266,923 -   - -   -
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.300   0.233   0.270   2,380,000 583,680 N/A 0.310   2016/09/07 0.233   2016/10/04 8,440,000 2,059,520 -   - -   -
12744 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2017 A HKD 0.050   0.042   0.031   1,040,000 44,000 215,407 0.165   2016/01/12 0.032   2016/09/28 47,460,000 3,884,500 0.325   2015/11/23 0.300   2015/11/18
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD 0.150   0.145   0.146   4,300,000 626,000 920,667 0.190   2016/09/07 0.096   2016/02/12 5,443,150,000 693,543,150 0.405   2015/06/04 0.148   2015/08/25
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.295   0.295   0.295   400,000 118,000 125,383 0.330   2016/07/21 0.212   2016/02/15 3,158,400,000 761,646,250 -   - -   -
28865 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 A HKD 0.870   0.730   0.780   130,000 108,250 N/A 1.240   2016/07/19 0.730   2016/10/13 480,000 447,850 -   - -   -
11648 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 B HKD 0.224   0.109   0.118   160,430,000 29,276,010 N/A 0.600   2016/07/25 0.109   2016/10/31 212,975,000 46,626,265 -   - -   -
24622 Macquarie Bank Ltd. - BYD European Warrants Jan 2017 A HKD 0.114   0.087   0.088   9,050,000 917,400 399,875 0.130   2016/08/31 0.053   2016/01/26 33,050,000 3,201,750 0.260   2015/06/04 0.043   2015/08/24
11452 Macquarie Bank Ltd. - BYD European Warrants Mar 2017 A HKD -   -   0.540   0 0 N/A 1.040   2016/07/18 0.860   2016/07/14 7,320,000 6,877,200 -   - -   -
12972 Macquarie Bank Ltd. - BYD European Warrants May 2017 A HKD 0.240   0.159   0.167   17,440,000 3,388,715 N/A 0.410   2016/09/09 0.159   2016/10/31 17,680,000 3,485,615 -   - -   -
26789 Macquarie Bank Ltd. - BYD European Warrants Nov 2016 A HKD 0.019   0.014   0.019   150,000 2,475 33,826,585 0.750   2016/04/19 0.014   2016/10/18 705,390,000 319,356,510 -   - -   -
27552 Macquarie Bank Ltd. - Car Inc European Warrants Apr 2017 A HKD 0.041   0.018   0.022   1,910,000 54,830 5,178,225 0.232   2016/04/25 0.018   2016/10/24 306,330,000 32,072,040 -   - -   -
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.255   0.197   0.201   25,770,000 5,974,550 N/A 0.290   2016/09/09 0.197   2016/10/26 113,450,000 27,573,630 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.194   0.099   0.107   104,830,000 15,176,930 N/A 0.194   2016/10/12 0.099   2016/10/28 104,830,000 15,176,930 -   - -   -
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.049   0.028   0.028   5,500,000 196,380 1,032,770 0.244   2016/03/31 0.028   2016/10/27 64,300,000 7,460,310 -   - -   -
13056 Macquarie Bank Ltd. - CC Bank European Put Warrants Apr 17 B HKD 0.230   0.150   0.172   12,957,000 2,329,957 N/A 0.230   2016/10/13 0.130   2016/09/22 356,720,000 65,218,723 -   - -   -
27957 Macquarie Bank Ltd. - CC Bank European Put Warrants Jan 17 A HKD -   -   0.021   0 0 N/A 0.330   2016/05/19 0.026   2016/09/09 527,127,000 74,742,164 -   - -   -
12615 Macquarie Bank Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.144   0.070   0.090   2,749,000 275,987 N/A 0.250   2016/09/09 0.070   2016/10/13 1,131,875,000 220,279,305 -   - -   -
28646 Macquarie Bank Ltd. - CC Bank European Warrants Dec 2016 A HKD 0.420   0.213   0.249   2,915,000 711,824 N/A 0.590   2016/09/22 0.102   2016/06/15 1,489,085,000 205,047,502 -   - -   -
27282 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 A HKD 0.570   0.480   0.560   134,000 68,570 37,408,415 0.680   2016/09/27 0.095   2016/05/19 1,670,566,000 375,861,173 -   - -   -
13498 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 B HKD 0.260   0.094   0.126   944,515,000 149,193,225 N/A 0.280   2016/09/29 0.094   2016/10/28 1,058,821,000 177,265,618 -   - -   -
11399 Macquarie Bank Ltd. - CC Bank European Warrants Jan 2017 B HKD 0.710   0.710   0.710   10,000 7,100 N/A 1.130   2016/09/09 0.530   2016/07/28 599,000 444,720 -   - -   -
26299 Macquarie Bank Ltd. - CC Bank European Warrants Mar 2017 A HKD 0.385   0.214   0.250   61,042,000 14,657,754 50,642,692 0.450   2016/09/09 0.049   2016/05/19 2,397,467,000 452,848,097 -   - -   -
26790 Macquarie Bank Ltd. - CC Bank European Warrants Oct 2016 A HKD -   -   0.960   0 0 11,462,189 0.920   2016/08/30 0.087   2016/05/20 940,742,000 215,287,810 -   - -   -
26957 Macquarie Bank Ltd. - CEB Bank European Warrants Apr 2017 A HKD 0.340   0.310   0.285   860,000 277,950 1,093,812 0.630   2016/04/14 0.290   2016/06/15 18,741,000 7,251,230 -   - -   -
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD 0.385   0.330   0.335   1,740,000 620,050 N/A 0.490   2016/09/06 0.330   2016/10/28 4,808,000 2,042,000 -   - -   -
22845 Macquarie Bank Ltd. - CGN Power European Warrants Apr 2017 A HKD -   -   0.024   0 0 27,855 0.042   2016/01/06 0.025   2016/08/29 12,380,000 370,870 0.200   2015/06/15 0.044   2015/12/16
26495 Macquarie Bank Ltd. - CGN Power European Warrants Dec 2016 A HKD 0.071   0.071   0.071   500,000 35,500 2,665,805 0.510   2016/04/20 0.071   2016/10/04 68,635,000 17,847,435 -   - -   -
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.024   0 0 29,147 0.073   2016/01/05 0.022   2016/08/03 18,560,000 755,900 0.310   2015/06/08 0.053   2015/12/14
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.182   0.154   0.167   6,380,000 1,077,470 N/A 0.241   2016/08/11 0.154   2016/10/13 116,320,000 23,291,665 -   - -   -
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD -   -   0.045   0 0 3,942,562 0.255   2016/01/06 0.050   2016/09/30 484,200,000 63,003,515 0.350   2015/11/09 0.175   2015/08/24
25384 Macquarie Bank Ltd. - Ch Comm Cons European Put Wts Oct16A HKD -   -   0.032   0 0 413,980 0.320   2016/01/14 0.030   2016/09/26 65,740,000 7,199,610 0.310   2015/12/11 0.250   2015/11/09
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.143   0.106   0.142   3,940,000 479,420 4,239,942 0.310   2016/04/19 0.106   2016/10/14 257,530,000 48,625,380 0.950   2015/04/14 0.300   2015/12/11
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.048   0 0 42,767 0.071   2016/08/17 0.018   2016/02/11 13,810,000 617,030 0.265   2015/07/16 0.062   2015/12/14
16569 Macquarie Bank Ltd. - Ch LongYuan European Wts Feb 2017 A HKD 0.049   0.023   0.023   4,860,000 198,520 716,777 0.112   2016/04/14 0.023   2016/10/28 106,110,000 8,111,400 0.495   2015/04/09 0.117   2015/12/14
26499 Macquarie Bank Ltd. - Ch LongYuan European Wts May 2017 A HKD 2.090   1.520   1.590   710,000 1,308,600 718,070 2.590   2016/08/17 1.050   2016/03/01 6,182,000 10,017,960 -   - -   -
21672 Macquarie Bank Ltd. - Ch Molybdenum European Wts Nov 2016 A HKD -   -   0.010   0 0 6,895 0.038   2016/07/07 0.010   2016/09/06 13,270,000 299,560 0.330   2015/04/30 0.044   2015/12/18
22676 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2016 A HKD -   -   0.010   0 0 82,390 0.117   2016/01/06 0.010   2016/09/07 103,240,000 7,374,200 0.233   2015/11/20 0.142   2015/12/18
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.390   0.315   0.390   320,000 114,700 198,190 0.390   2016/10/28 0.243   2016/06/28 7,640,000 2,134,840 -   - -   -
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.315   0.275   0.275   2,800,000 843,500 N/A 0.315   2016/10/11 0.275   2016/10/18 2,800,000 843,500 -   - -   -
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.058   0.058   0.060   100,000 5,800 1,039,583 0.192   2016/01/04 0.058   2016/10/11 199,520,000 25,520,040 0.550   2015/06/23 0.125   2015/09/01
24678 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Feb 2017 A HKD -   -   0.013   0 0 265,887 0.073   2016/01/05 0.014   2016/09/15 58,480,000 2,433,900 0.218   2015/08/18 0.086   2015/08/25
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.164   0.141   0.146   1,440,000 218,440 N/A 0.249   2016/08/15 0.141   2016/10/31 37,280,000 8,324,180 -   - -   -
21101 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Oct 2016 A HKD -   -   0.010   0 0 100 0.029   2016/01/05 0.010   2016/08/12 6,160,000 101,140 0.375   2015/06/24 0.010   2015/12/14
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.255   0.233   0.295   2,360,000 568,980 N/A 0.255   2016/10/05 0.191   2016/09/12 10,760,000 2,414,600 -   - -   -
11955 Macquarie Bank Ltd. - CHALCO European Warrants Mar 2017 A HKD 0.355   0.300   0.340   33,418,000 11,153,470 N/A 0.470   2016/08/11 0.295   2016/09/27 140,176,000 52,256,000 -   - -   -
26829 Macquarie Bank Ltd. - CHALCO European Warrants Oct 2016 A HKD -   -   0.010   0 0 8,359,420 0.395   2016/03/18 0.010   2016/09/13 688,768,000 90,610,774 -   - -   -
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD 0.241   0.241   0.241   200,000 48,200 N/A 0.241   2016/10/27 0.241   2016/10/27 200,000 48,200 -   - -   -
26149 Macquarie Bank Ltd. - Chi Res Land European Wts Dec 2016 A HKD 0.183   0.051   0.051   4,160,000 380,320 3,219,837 0.430   2016/03/07 0.051   2016/10/28 128,280,000 26,228,840 -   - -   -
27629 Macquarie Bank Ltd. - Chi Res Land European Wts Mar 2017 A HKD 0.139   0.053   0.056   65,160,000 6,556,700 21,221,150 0.280   2016/09/09 0.053   2016/10/31 765,780,000 127,925,820 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.158   0.109   0.117   5,260,000 615,380 N/A 0.237   2016/09/29 0.109   2016/10/14 5,660,000 708,980 -   - -   -
11214 Macquarie Bank Ltd. - Chi Res Power European Wts Apr 2017 A HKD 1.950   1.920   1.920   40,000 77,400 N/A 2.590   2016/08/19 1.440   2016/07/08 2,332,000 5,180,100 -   - -   -
23508 Macquarie Bank Ltd. - Chi Res Power European Wts Oct 2016 A HKD -   -   0.010   0 0 5,867 0.196   2016/01/06 0.016   2016/05/26 85,800,000 8,500,400 0.222   2015/12/09 0.157   2015/12/14
26501 Macquarie Bank Ltd. - China Agri European Wts Mar 2017 A HKD 0.520   0.340   0.410   6,927,000 2,932,300 1,327,093 0.780   2016/04/21 0.340   2016/10/14 25,967,000 14,005,855 -   - -   -
14205 Macquarie Bank Ltd. - China Cinda European Warrants Jan 17 A HKD -   -   0.022   0 0 0 -   - -   - 0 0 0.117   2015/04/09 0.019   2015/09/18
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.213   0.181   0.205   3,080,000 600,780 N/A 0.320   2016/09/09 0.181   2016/10/13 12,486,000 2,925,325 -   - -   -
13408 Macquarie Bank Ltd. - China Cinda European Wts May 2017 A HKD 0.325   0.255   0.270   3,130,000 908,100 N/A 0.335   2016/09/26 0.255   2016/10/13 5,774,000 1,723,390 -   - -   -
26264 Macquarie Bank Ltd. - China Cinda European Wts Nov 2016 A HKD -   -   0.026   0 0 675,461 0.325   2016/03/30 0.045   2016/08/31 48,097,000 4,885,263 -   - -   -
11296 Macquarie Bank Ltd. - China Coal European Wts Apr 2017 A HKD 0.495   0.285   0.275   3,850,000 1,527,095 N/A 0.670   2016/07/12 0.140   2016/08/29 27,192,000 6,359,057 -   - -   -
23674 Macquarie Bank Ltd. - China Coal European Wts Oct 2016 A HKD -   -   0.107   0 0 2,862,693 0.800   2016/07/12 0.064   2016/08/29 112,467,000 26,174,586 0.500   2015/12/24 0.370   2015/12/14
21102 Macquarie Bank Ltd. - China COSCO European Wts Jul 2017 A HKD -   -   0.010   0 0 1,667 0.058   2016/01/06 0.020   2016/05/13 5,235,000 215,475 0.430   2015/04/28 0.047   2015/12/14
11553 Macquarie Bank Ltd. - China COSCO European Wts May 2017 A HKD 0.270   0.179   0.179   3,067,000 663,507 N/A 0.435   2016/07/21 0.179   2016/10/31 21,839,000 7,018,586 -   - -   -
11107 Macquarie Bank Ltd. - China East Air European Wts Mar 2017 A HKD 0.157   0.090   0.100   14,948,000 2,128,052 N/A 0.590   2016/07/12 0.090   2016/10/28 25,886,000 6,055,014 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.048   0.048   0.048   1,000,000 48,000 1,110,890 0.157   2016/04/14 0.047   2016/09/29 168,460,000 19,060,540 0.470   2015/06/24 0.145   2015/09/04
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD 0.216   0.198   0.212   1,660,000 348,490 N/A 0.216   2016/10/27 0.198   2016/10/17 1,660,000 348,490 -   - -   -
26261 Macquarie Bank Ltd. - China EB Int'l European Wts Mar 2017 A HKD 0.173   0.132   0.138   5,180,000 760,330 1,161,767 0.260   2016/02/26 0.124   2016/08/04 71,990,000 13,536,040 -   - -   -
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.183   0.150   0.148   2,640,000 427,600 N/A 0.265   2016/09/09 0.150   2016/10/13 12,280,000 2,626,120 -   - -   -
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.228   0.197   0.185   1,880,000 404,320 N/A 0.228   2016/10/11 0.197   2016/10/27 1,880,000 404,320 -   - -   -
22804 Macquarie Bank Ltd. - China Gas Hold Euro Wts Oct 2016 A HKD -   -   0.010   0 0 117,167 0.106   2016/04/14 0.010   2016/09/28 52,894,000 2,753,868 0.223   2015/11/24 0.075   2015/12/21
12700 Macquarie Bank Ltd. - China Life European Wts Apr 2017 A HKD 0.890   0.202   0.265   34,727,000 17,544,400 N/A 1.100   2016/09/22 0.202   2016/10/31 47,638,000 24,594,545 -   - -   -
26739 Macquarie Bank Ltd. - China Life European Wts Dec 2016 B HKD 0.226   0.063   0.080   2,920,000 414,310 60,501,245 0.315   2016/04/14 0.060   2016/08/04 3,788,060,000 378,481,210 -   - -   -
28118 Macquarie Bank Ltd. - China Life European Wts Dec 2016 C HKD 1.310   0.108   0.175   35,522,000 16,897,593 N/A 1.930   2016/09/09 0.108   2016/10/31 72,371,000 50,453,483 -   - -   -
11355 Macquarie Bank Ltd. - China Life European Wts Feb 2017 A HKD 1.620   1.620   1.620   10,000 16,200 N/A 3.100   2016/09/23 1.620   2016/10/28 34,000 82,580 -   - -   -
11050 Macquarie Bank Ltd. - China Life European Wts Jan 2017 B HKD 1.090   0.094   0.146   96,469,000 40,700,026 N/A 1.390   2016/09/09 0.094   2016/10/31 175,931,000 86,803,816 -   - -   -
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.600   0.163   0.204   44,652,000 13,743,711 N/A 0.830   2016/09/22 0.163   2016/10/31 49,132,000 16,606,581 -   - -   -
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.440   0.290   0.305   1,900,000 709,000 N/A 0.480   2016/09/22 0.290   2016/10/31 11,920,000 4,785,650 -   - -   -
27486 Macquarie Bank Ltd. - China Life European Wts May 2017 A HKD 0.162   0.049   0.056   118,400,000 12,370,150 74,320,455 0.207   2016/04/21 0.047   2016/07/08 7,110,250,000 628,190,800 -   - -   -
26681 Macquarie Bank Ltd. - China Life European Wts Nov 2016 A HKD 0.560   0.415   0.415   740,000 396,900 813,082 0.610   2016/09/09 0.201   2016/06/24 18,080,000 5,657,490 -   - -   -
27727 Macquarie Bank Ltd. - China Life European Wts Nov 2016 B HKD 0.071   0.010   0.010   11,639,000 247,708 26,303,212 0.580   2016/04/29 0.010   2016/10/18 966,312,000 157,881,430 -   - -   -
26365 Macquarie Bank Ltd. - China Life European Wts Oct 2016 B HKD -   -   0.405   0 0 7,187,325 0.320   2016/09/07 0.082   2016/07/08 322,600,000 47,088,400 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.250   0.244   0.244   560,000 139,360 N/A 0.250   2016/10/27 0.244   2016/10/27 560,000 139,360 -   - -   -
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25450 Macquarie Bank Ltd. - China Mengniu European Wts Nov 2016 A HKD 0.134   0.067   0.126   4,890,000 494,690 6,555,798 0.221   2016/01/21 0.053   2016/08/24 575,680,000 81,826,770 -   - -   -
11121 Macquarie Bank Ltd. - China Mobile Euro Put Wts Feb 2017 A HKD 0.081   0.043   0.062   8,675,000 466,940 N/A 0.285   2016/07/06 0.037   2016/09/09 677,210,000 62,941,945 -   - -   -
11217 Macquarie Bank Ltd. - China Mobile Euro Put Wts May 2017 A HKD 0.104   0.080   0.097   6,700,000 631,525 N/A 0.219   2016/07/08 0.076   2016/09/29 1,736,035,000 192,341,540 -   - -   -
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.130   0.105   0.126   137,350,000 15,837,950 25,135,575 0.250   2016/01/11 0.101   2016/09/22 1,831,450,000 278,148,750 0.250   2015/08/31 0.205   2015/11/04
26450 Macquarie Bank Ltd. - China Mobile European Put Wts Oct 16 B HKD -   -   0.010   0 0 5,898,670 0.209   2016/02/29 0.013   2016/06/16 3,046,980,000 182,850,560 -   - -   -
28062 Macquarie Bank Ltd. - China Mobile European Wts Apr 2017 A HKD 0.227   0.066   0.073   134,665,000 20,517,385 N/A 0.350   2016/07/27 0.066   2016/10/28 2,166,985,000 436,216,715 -   - -   -
27253 Macquarie Bank Ltd. - China Mobile European Wts Dec 2016 A HKD 0.118   0.018   0.018   1,116,885,000 99,220,775 53,376,623 0.360   2016/04/18 0.018   2016/10/20 3,667,755,000 487,409,830 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD 0.071   0.064   0.068   161,600,000 10,888,000 18,059,825 0.125   2016/09/09 0.061   2016/06/24 3,450,700,000 331,988,150 0.275   2015/04/09 0.115   2015/12/31
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD 0.061   0.046   0.046   65,700,000 3,968,700 10,384,958 0.085   2016/07/21 0.040   2016/06/27 1,282,350,000 90,879,550 0.250   2015/04/27 0.085   2015/12/30
11318 Macquarie Bank Ltd. - China Mobile European Wts Feb 2017 B HKD 0.440   0.088   0.101   989,805,000 166,755,905 N/A 0.610   2016/08/12 0.088   2016/10/28 1,089,645,000 212,448,430 -   - -   -
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD 0.023   0.023   0.017   400,000 9,200 233,017 0.053   2016/04/22 0.017   2016/06/24 136,600,000 5,131,900 0.290   2015/04/23 0.051   2015/12/31
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD 0.245   0.063   0.063   183,690,000 35,513,210 N/A 0.315   2016/07/21 0.063   2016/10/31 1,732,380,000 318,247,025 -   - -   -
17100 Macquarie Bank Ltd. - China Mobile European Wts Mar 2017 A HKD 0.071   0.069   0.063   300,000 20,900 296,187 0.115   2016/08/01 0.058   2016/06/21 231,330,000 16,300,370 0.305   2015/04/21 0.093   2015/12/30
11352 Macquarie Bank Ltd. - China Mobile European Wts May 2017 B HKD 0.650   0.285   0.320   181,230,000 60,079,125 N/A 0.900   2016/09/09 0.285   2016/10/28 221,900,000 88,816,200 -   - -   -
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.255   0.107   0.108   59,430,000 9,460,945 N/A 0.255   2016/10/11 0.107   2016/10/31 59,430,000 9,460,945 -   - -   -
24587 Macquarie Bank Ltd. - China Mobile European Wts Oct 2016 A HKD -   -   0.010   0 0 2,571,282 0.181   2016/01/04 0.010   2016/09/02 11,373,000,000 902,006,075 0.222   2015/12/28 0.197   2015/12/31
27031 Macquarie Bank Ltd. - China Overseas European Put Wts Jan17A HKD 0.055   0.033   0.039   22,460,000 1,025,700 14,122,577 0.330   2016/04/05 0.019   2016/09/28 1,051,500,000 285,149,060 -   - -   -
27030 Macquarie Bank Ltd. - China Overseas European Wts Apr 2017 A HKD 0.111   0.042   0.043   9,300,000 536,580 46,057,630 0.290   2016/04/19 0.042   2016/10/26 2,258,660,000 398,858,600 -   - -   -
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD 0.171   0.067   0.067   81,880,000 10,650,880 N/A 0.305   2016/08/10 0.067   2016/10/31 473,760,000 94,344,000 -   - -   -
28060 Macquarie Bank Ltd. - China Overseas European Wts Dec 2016 A HKD 0.570   0.031   0.031   23,180,000 2,081,662 N/A 2.120   2016/08/10 0.031   2016/10/28 52,286,000 40,696,242 -   - -   -
25123 Macquarie Bank Ltd. - China Overseas European Wts Nov 2016 A HKD -   -   0.010   0 0 168,653 0.260   2016/03/14 0.016   2016/08/25 1,874,440,000 317,948,720 -   - -   -
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.228   0.098   0.100   161,580,000 24,294,080 N/A 0.305   2016/09/23 0.098   2016/10/31 329,420,000 68,803,900 -   - -   -
20649 Macquarie Bank Ltd. - China Railway European Wts Dec 2016 A HKD -   -   0.010   0 0 633 0.028   2016/04/14 0.010   2016/05/27 720,000 10,840 0.540   2015/04/15 0.054   2015/12/30
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.079   0.056   0.068   10,000,000 663,190 11,389,682 0.187   2016/04/15 0.055   2016/09/21 931,160,000 79,057,140 0.640   2015/04/20 0.134   2015/12/14
21891 Macquarie Bank Ltd. - China Railway European Wts Oct 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.345   2015/05/06 0.022   2015/12/16
12702 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2017 A HKD 0.290   0.137   0.137   4,660,000 941,000 N/A 0.345   2016/09/21 0.137   2016/10/31 14,900,000 3,392,860 -   - -   -
26334 Macquarie Bank Ltd. - China Res Gas European Wts Dec 2016 A HKD 0.395   0.163   0.174   4,560,000 1,052,140 2,215,457 0.560   2016/09/22 0.163   2016/10/31 43,440,000 17,282,640 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24967 Macquarie Bank Ltd. - China Shenhua European Wts Feb 2017 A HKD 0.425   0.395   0.415   100,000 41,400 9,965 0.425   2016/10/25 0.106   2016/01/20 168,755,000 29,766,585 -   - -   -
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.320   0.248   0.320   600,000 153,030 N/A 0.320   2016/10/25 0.194   2016/09/15 22,960,000 5,370,915 -   - -   -
13008 Macquarie Bank Ltd. - China Taiping European Wts Apr 2017 A HKD 0.188   0.143   0.143   4,906,000 847,970 N/A 0.290   2016/09/09 0.143   2016/10/27 104,832,000 23,940,456 -   - -   -
26213 Macquarie Bank Ltd. - China Taiping European Wts Oct 2016 A HKD -   -   0.010   0 0 2,501,493 0.375   2016/03/21 0.023   2016/09/12 423,838,000 64,297,032 -   - -   -
11023 Macquarie Bank Ltd. - China Tel European Warrants May 2017 A HKD 0.440   0.300   0.315   6,042,000 1,928,000 N/A 0.510   2016/08/23 0.222   2016/06/28 76,760,000 25,998,216 -   - -   -
24464 Macquarie Bank Ltd. - China Tel European Warrants Oct 2016 A HKD -   -   0.010   0 0 1,910,284 0.360   2016/04/15 0.010   2016/09/22 257,218,000 36,827,170 0.247   2015/12/23 0.190   2015/12/31
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.160   0.110   0.112   138,000,000 18,299,980 N/A 0.160   2016/10/11 0.078   2016/07/21 738,740,000 80,402,460 -   - -   -
26891 Macquarie Bank Ltd. - China Unicom European Wts Oct 2016 A HKD -   -   0.010   0 0 123,775 0.245   2016/03/30 0.010   2016/05/24 189,820,000 19,481,464 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.068   0.040   0.041   98,660,000 4,825,600 3,908,867 0.111   2016/03/17 0.029   2016/07/20 1,045,500,000 72,611,780 0.300   2015/07/21 0.093   2015/12/31
12877 Macquarie Bank Ltd. - China Vanke European Put Wts Apr17B HKD 0.165   0.126   0.118   12,054,000 1,798,902 N/A 0.223   2016/08/31 0.126   2016/10/28 45,843,000 8,362,511 -   - -   -
26594 Macquarie Bank Ltd. - China Vanke European Warrants Apr 17 A HKD 0.206   0.145   0.179   51,046,000 8,501,676 5,882,297 0.520   2016/03/14 0.111   2016/06/29 180,313,000 36,762,265 -   - -   -
26034 Macquarie Bank Ltd. - China Vanke European Warrants Jan 17 A HKD 0.110   0.056   0.068   57,137,000 4,193,009 16,354,404 0.455   2016/03/14 0.056   2016/10/28 716,404,000 131,602,322 -   - -   -
12973 Macquarie Bank Ltd. - China Vanke European Warrants May 17 A HKD 0.149   0.096   0.118   14,888,000 1,678,410 N/A 0.217   2016/09/08 0.096   2016/10/12 44,515,000 6,926,274 -   - -   -
25508 Macquarie Bank Ltd. - China Vanke European Warrants Oct 16 A HKD -   -   0.019   0 0 1,125,991 0.250   2016/03/14 0.010   2016/08/30 828,225,000 110,182,832 -   - -   -
23020 Macquarie Bank Ltd. - Chinares Cement European Wt Dec 2016 A HKD 0.010   0.010   0.010   124,000 1,240 38,576 0.106   2016/04/13 0.010   2016/10/12 341,266,000 16,737,966 0.290   2015/11/27 0.113   2015/12/15
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 0.590   0.385   0.385   6,696,000 2,986,850 1,394,156 0.590   2016/10/06 0.189   2016/06/16 28,352,000 10,136,486 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.203   0.183   0.191   4,556,000 869,572 N/A 0.231   2016/09/09 0.183   2016/10/18 9,208,000 1,864,706 -   - -   -
21892 Macquarie Bank Ltd. - Chow Tai Fook European Wts Nov 2016 A HKD -   -   0.017   0 0 2,936 0.031   2016/02/15 0.015   2016/05/06 3,518,000 72,774 0.250   2015/05/12 0.035   2015/12/30
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD 0.355   0.270   0.270   3,076,000 962,750 N/A 0.380   2016/09/27 0.270   2016/10/27 4,356,000 1,425,350 -   - -   -
25847 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2016 A HKD -   -   0.010   0 0 495,375 0.315   2016/01/29 0.010   2016/09/23 491,014,000 86,427,655 -   - -   -
28345 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2016 B HKD -   -   0.550   0 0 N/A 0.550   2016/09/09 0.187   2016/06/15 40,320,000 12,942,515 -   - -   -
27554 Macquarie Bank Ltd. - CITIC European Warrants Jan 2017 A HKD 0.047   0.021   0.021   490,000 17,655 4,080,325 0.550   2016/04/25 0.021   2016/10/13 116,316,000 26,842,560 -   - -   -
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD 0.240   0.199   0.202   12,480,000 2,752,950 2,672,915 0.320   2016/08/12 0.168   2016/02/17 198,690,000 41,309,170 -   - -   -
21674 Macquarie Bank Ltd. - CITIC European Warrants Oct 2016 A HKD -   -   0.020   0 0 0 0.130   2016/01/04 0.030   2016/04/05 309,840,000 15,349,520 0.320   2015/05/04 0.128   2015/09/04
26820 Macquarie Bank Ltd. - CITIC European Warrants Oct 2016 B HKD -   -   0.010   0 0 5,935,419 0.970   2016/03/17 0.010   2016/09/22 229,549,000 49,747,316 -   - -   -
11484 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2017 A HKD 0.081   0.043   0.046   69,340,000 3,980,080 N/A 0.255   2016/07/19 0.043   2016/10/31 308,445,000 45,726,395 -   - -   -
27870 Macquarie Bank Ltd. - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.136   2016/05/17 0.019   2016/09/22 290,255,000 25,615,110 -   - -   -
13071 Macquarie Bank Ltd. - CKH European Warrants Apr 2017 A HKD 0.345   0.144   0.165   54,550,000 11,669,060 N/A 0.490   2016/09/09 0.144   2016/10/31 57,980,000 13,016,260 -   - -   -
28219 Macquarie Bank Ltd. - CKH European Warrants Dec 2016 A HKD 0.390   0.072   0.095   72,685,000 12,577,185 N/A 0.630   2016/09/09 0.062   2016/07/06 462,110,000 109,943,015 -   - -   -
11124 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 A HKD 0.270   0.064   0.083   91,475,000 12,588,370 N/A 0.480   2016/09/05 0.064   2016/10/31 327,105,000 88,391,635 -   - -   -
11248 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 B HKD -   -   1.200   0 0 N/A 0.940   2016/07/27 0.600   2016/07/06 1,510,000 1,037,250 -   - -   -
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD -   -   0.027   0 0 100,292 0.099   2016/01/05 0.010   2016/07/06 130,950,000 7,232,650 0.265   2015/07/20 0.089   2015/12/14
11482 Macquarie Bank Ltd. - CKH European Warrants Mar 2017 A HKD -   -   0.710   0 0 N/A 1.060   2016/09/02 0.640   2016/08/11 750,000 707,000 -   - -   -
13938 Macquarie Bank Ltd. - CKH European Warrants May 2017 A HKD 0.500   0.350   0.365   960,000 395,100 N/A 0.500   2016/10/25 0.350   2016/10/31 960,000 395,100 -   - -   -
26962 Macquarie Bank Ltd. - CKH European Warrants Nov 2016 A HKD -   -   0.010   0 0 5,399,054 0.400   2016/03/30 0.013   2016/06/27 1,631,750,000 200,105,920 -   - -   -
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD 0.031   0.020   0.020   3,350,000 83,500 43,192 0.047   2016/04/07 0.020   2016/10/27 11,800,000 398,300 0.250   2015/06/16 0.058   2015/08/24
13572 Macquarie Bank Ltd. - CKI Holdings European Warrants Apr17 A HKD 0.255   0.105   0.113   110,230,000 25,576,960 N/A 0.255   2016/10/03 0.105   2016/10/27 110,230,000 25,576,960 -   - -   -
26737 Macquarie Bank Ltd. - CKI Holdings European Warrants Dec16 A HKD -   -   0.015   0 0 2,306,295 0.495   2016/03/11 0.023   2016/06/27 1,084,080,000 284,064,890 -   - -   -
11555 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar17 A HKD 0.365   0.163   0.176   38,560,000 9,246,510 N/A 0.630   2016/08/01 0.163   2016/10/27 694,880,000 308,717,360 -   - -   -
27535 Macquarie Bank Ltd. - CKI Holdings European Warrants Oct16 A HKD -   -   0.010   0 0 15,953,150 0.500   2016/05/09 0.010   2016/09/21 472,350,000 100,688,050 -   - -   -
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD -   -   0.100   0 0 135,283 0.130   2016/09/09 0.090   2016/05/30 149,550,000 15,033,850 0.155   2015/06/19 0.094   2015/07/08
11319 Macquarie Bank Ltd. - CKP European Warrants May 2017 A HKD 0.670   0.560   0.550   80,000 47,400 N/A 0.850   2016/08/11 0.495   2016/07/07 1,240,000 796,300 -   - -   -
26711 Macquarie Bank Ltd. - CKP European Warrants Oct 2016 A HKD -   -   0.740   0 0 566,229 0.980   2016/09/09 0.275   2016/06/15 53,155,000 20,692,125 -   - -   -
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.300   0.197   0.216   4,400,000 948,570 N/A 0.300   2016/10/03 0.197   2016/10/18 4,400,000 948,570 -   - -   -
27034 Macquarie Bank Ltd. - CLP European Warrants Feb 2017 A HKD 0.280   0.165   0.190   8,690,000 1,723,915 3,911,554 0.590   2016/07/26 0.165   2016/10/31 104,670,000 29,078,280 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD 0.091   0.063   0.090   24,875,000 1,945,400 N/A 0.255   2016/06/14 0.063   2016/10/11 112,190,000 13,964,810 -   - -   -
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.305   0.219   0.223   30,940,000 7,504,855 N/A 0.320   2016/09/23 0.219   2016/10/24 53,700,000 14,012,650 -   - -   -
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.340   0.295   0.320   260,000 81,250 N/A 0.420   2016/09/07 0.295   2016/10/31 10,885,000 3,926,325 -   - -   -
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD -   -   0.405   0 0 1,315,654 0.500   2016/09/07 0.110   2016/06/08 55,750,000 10,775,925 -   - -   -
27844 Macquarie Bank Ltd. - CM Bank European Warrants Oct 2016 A HKD -   -   0.270   0 0 N/A 0.270   2016/09/07 0.033   2016/06/14 99,255,000 8,446,515 -   - -   -
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.246   0.165   0.184   35,110,000 7,245,375 N/A 0.246   2016/10/12 0.165   2016/10/28 35,110,000 7,245,375 -   - -   -
21858 Macquarie Bank Ltd. - CMS European Warrants Dec 2016 A HKD 0.073   0.026   0.027   2,500,000 127,750 318,655 0.232   2016/01/04 0.026   2016/10/31 53,540,000 7,433,180 0.260   2015/06/25 0.159   2015/07/08
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.475   0.445   0.445   410,000 189,000 54,750 0.490   2016/08/11 0.420   2016/05/30 710,000 328,500 -   - -   -
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD 0.010   0.010   0.010   240,000 2,400 7,607 0.024   2016/01/18 0.010   2016/10/24 2,900,000 60,440 0.450   2015/04/13 0.028   2015/12/11
27670 Macquarie Bank Ltd. - CNBM European Warrants Feb 2017 A HKD 0.042   0.015   0.015   4,620,000 144,620 7,456,509 0.540   2016/04/29 0.015   2016/10/13 202,970,000 45,293,096 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD 0.530   0.485   0.510   300,000 150,700 N/A 0.530   2016/10/24 0.485   2016/10/18 300,000 150,700 -   - -   -
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD -   -   0.018   0 0 5,273,500 0.070   2016/04/21 0.018   2016/09/20 1,017,540,000 41,729,200 0.310   2015/04/21 0.040   2015/12/30
12874 Macquarie Bank Ltd. - CNBM European Warrants May 2017 A HKD 0.320   0.223   0.250   10,592,000 2,596,910 N/A 0.410   2016/08/31 0.223   2016/10/17 14,958,000 3,935,830 -   - -   -
27299 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2016 B HKD 0.012   0.012   0.012   200,000 2,400 50,983,899 0.495   2016/05/10 0.012   2016/10/04 2,597,063,000 573,588,651 -   - -   -
27632 Macquarie Bank Ltd. - CNOOC European Put Warrants Feb 2017 A HKD 0.183   0.033   0.087   486,836,000 38,747,413 34,518,138 1.010   2016/05/10 0.033   2016/10/24 834,704,000 211,720,396 -   - -   -
11844 Macquarie Bank Ltd. - CNOOC European Put Warrants May 2017 A HKD 0.580   0.250   0.410   224,816,000 70,188,255 N/A 1.180   2016/08/03 0.250   2016/10/24 232,650,000 76,433,105 -   - -   -
28420 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2017 A HKD 0.570   0.270   0.275   39,513,000 17,340,510 N/A 1.010   2016/06/10 0.187   2016/09/28 252,473,000 130,095,483 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.265   0.204   0.265   690,000 167,110 969,132 0.265   2016/10/25 0.080   2016/01/20 1,944,680,000 307,441,110 0.245   2015/09/09 0.117   2015/09/29
17116 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.014   0 0 0 0.025   2016/04/27 0.017   2016/04/29 1,220,000 27,900 0.193   2015/04/27 0.021   2015/09/10
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD 0.410   0.335   0.350   2,360,000 887,700 2,214,708 0.410   2016/10/20 0.167   2016/01/21 771,780,000 147,762,220 0.275   2015/12/30 0.249   2015/12/22
27871 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2017 B HKD 0.170   0.040   0.041   192,156,000 22,543,330 N/A 0.375   2016/06/08 0.035   2016/09/28 1,716,053,000 383,345,876 -   - -   -
29342 Macquarie Bank Ltd. - CNOOC European Warrants Jan 2017 A HKD 0.165   0.033   0.040   19,332,000 1,834,570 N/A 0.370   2016/06/24 0.033   2016/10/03 774,591,000 143,183,604 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.093   0.063   0.063   10,270,000 830,080 12,870,782 0.112   2016/04/21 0.014   2016/01/21 1,070,320,000 82,812,080 0.335   2015/04/27 0.051   2015/12/14
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.154   0.104   0.116   7,150,000 933,060 28,583,683 0.171   2016/04/22 0.056   2016/01/21 4,749,590,000 621,368,830 0.260   2015/10/16 0.086   2015/12/14
11845 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.203   0.055   0.060   421,940,000 50,633,241 N/A 0.203   2016/10/24 0.055   2016/10/31 1,657,623,000 211,252,567 -   - -   -
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD 0.065   0.021   0.057   290,000 10,890 5,590,348 0.075   2016/04/22 0.013   2016/01/26 1,315,460,000 68,757,060 0.305   2015/04/23 0.037   2015/12/31
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.450   0.196   0.202   354,232,000 121,270,169 N/A 0.450   2016/10/20 0.196   2016/10/31 354,232,000 121,270,169 -   - -   -
12857 Macquarie Bank Ltd. - CPIC European Warrants Apr 2017 A HKD 0.260   0.169   0.194   8,774,000 1,800,538 N/A 0.370   2016/09/09 0.169   2016/10/17 31,896,000 8,138,004 -   - -   -
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD 0.242   0.145   0.154   18,652,000 3,366,592 N/A 0.320   2016/09/22 0.145   2016/10/31 18,852,000 3,428,692 -   - -   -
27956 Macquarie Bank Ltd. - CPIC European Warrants Jan 2017 A HKD 0.179   0.061   0.061   6,050,000 562,316 N/A 0.310   2016/07/15 0.061   2016/10/31 140,692,000 29,490,478 -   - -   -
25753 Macquarie Bank Ltd. - CPIC European Warrants Oct 2016 A HKD -   -   0.010   0 0 298,758 0.310   2016/01/25 0.013   2016/08/22 478,926,000 89,260,282 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.159   0.110   0.159   910,000 130,715 1,011,681 0.260   2016/01/11 0.110   2016/10/12 58,600,000 11,829,275 0.980   2015/04/14 0.246   2015/02/02
19032 Macquarie Bank Ltd. - CRCC European Warrants Oct 2016 A HKD -   -   0.046   0 0 1,090 0.132   2016/01/04 0.051   2016/01/21 55,680,000 4,034,390 0.690   2015/04/14 0.138   2015/02/02
23349 Macquarie Bank Ltd. - CRRC European Warrants Mar 2017 A HKD -   -   0.020   0 0 32,133 0.250   2016/01/07 0.034   2016/08/22 56,200,000 7,559,890 0.445   2015/09/18 0.330   2015/09/23
15262 Macquarie Bank Ltd. - CRRC European Warrants Oct 2016 A HKD -   -   0.010   0 0 469,833 0.237   2016/03/14 0.010   2016/09/14 28,600,000 2,858,630 1.370   2015/04/20 0.295   2015/02/02
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.156   0.147   0.141   960,000 145,310 756,105 0.350   2016/03/14 0.147   2016/10/27 81,110,000 21,818,930 1.480   2015/04/20 0.380   2015/08/25
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.075   0.052   0.052   29,350,000 1,786,450 983,342 0.208   2016/01/04 0.052   2016/10/31 213,600,000 24,483,050 0.400   2015/04/23 0.183   2015/02/09
22025 Macquarie Bank Ltd. - CRRC Times European Warrants Jan 2017A HKD -   -   0.013   0 0 9,242 0.050   2016/04/13 0.013   2016/08/22 12,950,000 505,200 0.270   2015/06/05 0.121   2015/10/29
11884 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Apr 2017 A HKD 0.087   0.062   0.065   1,941,000 142,351 N/A 0.250   2016/08/15 0.062   2016/10/31 155,800,200 27,998,150 -   - -   -
18656 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 A HKD -   -   0.015   0 0 6,231,996 0.082   2016/01/13 0.016   2016/09/26 4,130,754,000 238,171,476 0.390   2015/05/22 0.085   2015/08/26
25745 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 B HKD 0.074   0.060   0.061   7,240,000 468,504 28,094,597 0.151   2016/03/21 0.060   2016/10/27 2,589,298,000 244,764,826 -   - -   -
21246 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.290   2015/04/23 0.010   2015/09/04
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.129   0.113   0.116   289,196,000 33,765,688 N/A 0.182   2016/08/15 0.113   2016/10/31 739,142,000 100,712,828 -   - -   -
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.235   0.157   0.157   1,440,000 249,960 1,785,778 0.320   2016/03/31 0.084   2016/05/16 128,170,000 23,531,350 0.260   2015/12/21 0.217   2015/12/14
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD 0.380   0.300   0.300   120,000 39,050 N/A 0.380   2016/10/19 0.249   2016/07/06 320,000 89,750 -   - -   -
17320 Macquarie Bank Ltd. - Digital China European Wts Mar 2017 A HKD 0.400   0.236   0.237   450,000 153,050 610,215 0.400   2016/10/12 0.120   2016/05/12 22,850,000 4,968,560 0.680   2015/05/26 0.150   2015/07/08
21545 Macquarie Bank Ltd. - Digital China European Wts Oct 2016 A HKD -   -   0.010   0 0 1,668 0.030   2016/03/31 0.011   2016/06/03 4,080,000 78,690 0.470   2015/05/27 0.031   2015/12/11
17385 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2016 A HKD -   -   0.010   0 0 2,269,023 0.188   2016/01/12 0.017   2016/08/31 464,980,000 45,068,920 0.470   2015/04/23 0.102   2015/08/27
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.098   0.080   0.091   9,300,000 828,960 N/A 0.260   2016/08/01 0.080   2016/10/28 75,960,000 11,593,180 -   - -   -
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.229   0.188   0.200   26,980,000 5,562,000 N/A 0.370   2016/07/25 0.188   2016/10/28 30,480,000 6,788,900 -   - -   -
21258 Macquarie Bank Ltd. - Esprit European Warrants Dec 2016 A HKD -   -   0.025   0 0 16,560 0.217   2016/01/25 0.057   2016/05/11 71,718,000 10,799,558 0.255   2015/11/26 0.169   2015/12/15
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.110   0.089   0.083   5,792,000 564,488 1,764,460 0.285   2016/03/31 0.089   2016/10/31 81,424,000 13,616,296 0.435   2015/11/25 0.238   2015/08/25
24763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2017 A HKD 0.036   0.023   0.020   1,050,000 32,830 111,558 0.176   2016/01/04 0.023   2016/10/11 454,680,000 36,738,500 -   - -   -
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 0.120   0.085   0.086   11,580,000 1,174,990 1,857,128 0.224   2016/01/05 0.085   2016/10/27 302,340,000 40,606,450 0.365   2015/11/24 0.183   2015/12/14
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.076   0.055   0.054   3,730,000 251,760 188,778 0.162   2016/01/04 0.055   2016/10/20 398,380,000 44,722,120 0.255   2015/05/11 0.080   2015/06/11
25557 Macquarie Bank Ltd. - Evergrande European Wts Oct 2016 A HKD 0.013   0.013   0.012   500,000 6,500 102,855 0.105   2016/01/19 0.010   2016/09/12 163,270,000 9,762,630 -   - -   -
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD -   -   0.280   0 0 N/A 0.345   2016/09/21 0.224   2016/07/27 73,660,000 18,800,320 -   - -   -
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.243   0.213   0.215   2,730,000 621,050 N/A 0.243   2016/10/12 0.213   2016/10/27 2,730,000 621,050 -   - -   -
18322 Macquarie Bank Ltd. - Fosun Intl European Warrants Oct 2016A HKD -   -   0.010   0 0 822,307 0.280   2016/01/05 0.010   2016/09/27 176,265,000 21,515,365 0.940   2015/05/12 0.237   2015/02/02
25695 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2016 A HKD 0.047   0.012   0.029   20,328,000 681,728 2,925,350 0.710   2016/04/01 0.012   2016/10/13 126,089,000 20,981,348 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD 0.194   0.128   0.128   7,080,000 1,111,492 N/A 0.219   2016/09/20 0.128   2016/10/31 11,772,000 2,060,214 -   - -   -
27485 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2017 A HKD -   -   0.020   0 0 1,974,978 0.500   2016/04/22 0.021   2016/09/22 112,406,000 12,315,852 -   - -   -
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.475   0.335   0.335   3,523,000 1,433,640 N/A 0.475   2016/10/20 0.335   2016/10/31 4,283,000 1,756,940 -   - -   -
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.315   0.260   0.255   144,000 41,300 N/A 0.315   2016/10/19 0.260   2016/10/27 144,000 41,300 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD 0.425   0.425   0.355   20,000 8,500 1,249,633 0.500   2016/09/08 0.203   2016/01/14 155,640,000 44,667,320 0.300   2015/12/09 0.199   2015/09/04
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD -   -   0.290   0 0 1,971,040 0.430   2016/08/16 0.165   2016/02/25 120,720,000 27,508,520 0.430   2015/04/27 0.087   2015/09/04
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.248   0.156   0.157   6,800,000 1,529,800 N/A 0.255   2016/09/19 0.156   2016/10/31 12,600,000 2,801,980 -   - -   -
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.234   0.110   0.117   55,700,000 7,652,420 N/A 0.290   2016/09/07 0.110   2016/10/31 117,860,000 22,026,340 -   - -   -
12905 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Apr 2017 A HKD 0.110   0.058   0.061   15,890,000 1,256,960 N/A 0.216   2016/09/02 0.058   2016/10/27 123,010,000 18,729,430 -   - -   -
28020 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Nov 2016 A HKD -   -   0.011   0 0 N/A 0.185   2016/06/28 0.011   2016/09/09 311,650,000 25,995,410 -   - -   -
26961 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2016 A HKD 0.060   0.024   0.020   23,440,000 937,720 6,305,260 0.245   2016/03/31 0.011   2016/08/25 1,143,610,000 60,859,820 -   - -   -
11849 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2017 A HKD 0.335   0.149   0.265   34,950,000 9,183,390 N/A 0.335   2016/10/11 0.058   2016/08/31 640,520,000 85,871,870 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD 0.380   0.209   0.265   112,490,000 31,604,770 N/A 0.380   2016/10/11 0.209   2016/10/17 131,050,000 36,496,450 -   - -   -
28046 Macquarie Bank Ltd. - Galaxy Ent European Wts Mar 2017 A HKD 0.355   0.204   0.305   32,710,000 8,304,820 N/A 0.355   2016/10/11 0.072   2016/08/31 1,028,350,000 160,241,730 -   - -   -
26260 Macquarie Bank Ltd. - Galaxy Ent European Wts Oct 2016 A HKD -   -   0.010   0 0 11,035,785 0.405   2016/03/21 0.010   2016/09/23 1,541,280,000 116,354,000 -   - -   -
13257 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2017 A HKD 1.080   0.435   0.620   133,645,000 79,245,350 N/A 1.080   2016/10/25 0.415   2016/09/27 139,915,000 82,234,050 -   - -   -
11393 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 A HKD 3.030   1.990   2.240   1,405,000 3,487,650 N/A 3.030   2016/10/24 0.480   2016/07/14 73,900,000 46,497,200 -   - -   -
11843 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 B HKD 1.330   0.500   0.770   6,455,000 4,323,450 N/A 1.330   2016/10/24 0.192   2016/08/18 354,930,000 115,352,085 -   - -   -
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 1.160   0.920   0.920   600,000 618,300 N/A 1.160   2016/10/25 0.920   2016/10/26 600,000 618,300 -   - -   -
26759 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2016 A HKD -   -   1.750   0 0 16,806,376 1.750   2016/09/21 0.154   2016/05/13 353,860,000 128,168,945 -   - -   -
22194 Macquarie Bank Ltd. - Golden Eagle European Wts Dec 2016 A HKD -   -   0.046   0 0 0 0.161   2016/01/05 0.093   2016/04/22 11,280,000 1,327,110 0.260   2015/07/08 0.172   2015/12/30
25110 Macquarie Bank Ltd. - Goldwind European Warrants Dec 2016 A HKD 0.042   0.030   0.025   1,080,000 39,910 426,240 0.255   2016/01/14 0.030   2016/10/12 123,440,000 15,752,278 -   - -   -
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD 0.231   0.143   0.155   1,436,000 290,750 N/A 0.231   2016/10/12 0.143   2016/10/31 1,436,000 290,750 -   - -   -
22193 Macquarie Bank Ltd. - Gome European Warrants Nov 2016 A HKD -   -   0.050   0 0 42,842 0.205   2016/01/06 0.064   2016/05/31 12,394,000 1,618,970 0.770   2015/05/26 0.208   2015/12/14
11109 Macquarie Bank Ltd. - Guotai Junani European Warrants Mar17A HKD 0.340   0.255   0.280   387,000 113,910 N/A 0.560   2016/08/15 0.255   2016/10/17 55,833,000 22,515,090 -   - -   -
24293 Macquarie Bank Ltd. - Guotai Junani European Warrants Oct17A HKD 0.052   0.049   0.050   2,110,000 105,570 1,262,798 0.127   2016/01/04 0.027   2016/05/27 305,850,000 19,654,130 0.193   2015/11/09 0.093   2015/08/24
25794 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2017 A HKD 0.260   0.192   0.207   2,660,000 573,150 642,818 0.330   2016/08/05 0.192   2016/10/17 16,260,000 3,856,910 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD 0.241   0.211   0.223   1,080,000 246,780 N/A 0.241   2016/10/18 0.211   2016/10/13 1,080,000 246,780 -   - -   -
26262 Macquarie Bank Ltd. - Haitong Sec European Wts Mar 2017 A HKD 0.114   0.096   0.103   11,296,000 1,179,196 4,430,012 0.330   2016/03/21 0.096   2016/10/31 321,348,000 64,903,104 -   - -   -
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD 0.171   0.152   0.163   4,284,000 699,216 N/A 0.241   2016/08/15 0.152   2016/10/13 82,048,000 14,752,472 -   - -   -
20221 Macquarie Bank Ltd. - Hanergy TFP European Warrants Feb 17 A HKD -   -   0.232   0 0 0 -   - -   - 0 0 0.345   2015/04/23 0.233   2015/05/20
21754 Macquarie Bank Ltd. - Hanergy TFP European Warrants May 17 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD 0.460   0.430   0.425   40,000 17,800 94,742 0.550   2016/09/08 0.305   2016/04/05 3,460,000 1,376,950 -   - -   -
27836 Macquarie Bank Ltd. - Hang Seng Bank European Wts Dec 2016 A HKD -   -   0.024   0 0 N/A 0.145   2016/05/09 0.020   2016/06/24 74,573,000 6,202,889 -   - -   -
11110 Macquarie Bank Ltd. - Hang Seng Bank European Wts Mar 2017 A HKD 0.127   0.066   0.074   19,668,000 1,885,776 N/A 0.255   2016/06/24 0.066   2016/10/31 115,242,000 16,294,064 -   - -   -
11650 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Feb 2017 A HKD 0.206   0.093   0.103   17,860,000 2,266,480 N/A 0.330   2016/07/26 0.093   2016/10/31 78,610,000 16,153,710 -   - -   -
26212 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Nov 2016 A HKD 0.206   0.138   0.172   790,000 140,100 2,456,962 0.510   2016/03/21 0.138   2016/10/24 136,970,000 40,742,560 -   - -   -
26060 Macquarie Bank Ltd. - Henganintl European Wts Oct 2016 A HKD -   -   0.010   0 0 1,336,623 0.650   2016/04/14 0.010   2016/09/21 58,245,000 15,633,865 -   - -   -
17123 Macquarie Bank Ltd. - HK Gas European Warrants Jan 2017 A HKD 0.091   0.073   0.091   4,090,000 316,390 304,688 0.107   2016/07/26 0.033   2016/01/28 48,150,000 2,957,340 0.265   2015/04/15 0.076   2015/12/22
13590 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2017 D HKD 1.210   1.000   1.010   4,094,000 4,595,780 N/A 1.210   2016/10/13 1.000   2016/10/31 4,094,000 4,595,780 -   - -   -
25956 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 4,954,632 0.265   2016/01/28 0.012   2016/09/08 935,850,000 107,636,660 -   - -   -
28059 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 E HKD 0.020   0.020   0.020   100,000 2,000 N/A 0.590   2016/06/16 0.019   2016/09/09 397,611,000 89,308,878 -   - -   -
12487 Macquarie Bank Ltd. - HKEX European Put Warrants Mar 2017 C HKD 0.247   0.147   0.190   79,219,000 15,907,582 N/A 0.510   2016/08/30 0.147   2016/10/11 143,610,000 30,817,029 -   - -   -
25805 Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 32,446,402 0.295   2016/01/28 0.010   2016/08/16 3,180,300,000 260,105,680 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21393 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 A HKD -   -   0.030   0 0 0 0.070   2016/01/05 0.061   2016/01/07 520,000 33,260 0.680   2015/04/23 0.058   2015/08/24
13588 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13589 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 C HKD 0.870   0.650   0.650   4,636,000 3,425,140 N/A 0.870   2016/10/11 0.650   2016/10/28 4,636,000 3,425,140 -   - -   -
26848 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 B HKD 0.300   0.241   0.280   220,000 59,310 5,540,540 0.320   2016/09/09 0.114   2016/05/24 470,210,000 83,647,340 -   - -   -
27722 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 C HKD 0.070   0.022   0.025   309,290,000 15,426,510 69,282,518 0.120   2016/04/29 0.022   2016/10/31 7,992,450,000 431,742,420 -   - -   -
28056 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 D HKD 0.217   0.035   0.046   13,909,000 1,525,662 N/A 0.690   2016/06/07 0.035   2016/10/31 887,915,000 211,911,460 -   - -   -
21660 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 A HKD 0.010   0.010   0.010   40,000 400 1,187 0.056   2016/01/18 0.010   2016/10/06 2,580,000 34,150 0.520   2015/04/30 0.028   2015/12/29
12530 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 B HKD 0.225   0.192   0.197   1,760,000 382,480 N/A 0.290   2016/09/09 0.121   2016/08/31 193,970,000 26,413,860 -   - -   -
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26995 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 A HKD 0.187   0.150   0.157   5,990,000 981,260 40,783,183 0.239   2016/03/31 0.095   2016/05/27 2,389,920,000 337,411,940 -   - -   -
27186 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 B HKD 0.123   0.077   0.083   165,250,000 16,761,440 76,858,870 0.172   2016/04/22 0.056   2016/09/01 6,929,220,000 633,569,840 -   - -   -
12490 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 D HKD 0.910   0.600   0.640   14,532,000 11,275,740 N/A 1.000   2016/09/22 0.350   2016/09/01 89,020,000 49,456,330 -   - -   -
13326 Macquarie Bank Ltd. - HKEX European Warrants May 2017 A HKD 0.510   0.425   0.440   2,542,000 1,192,830 N/A 0.770   2016/09/21 0.425   2016/10/27 2,552,000 1,200,480 -   - -   -
13614 Macquarie Bank Ltd. - HKEX European Warrants May 2017 B HKD 0.600   0.580   0.580   10,000 5,900 N/A 0.600   2016/10/11 0.580   2016/10/11 10,000 5,900 -   - -   -
13616 Macquarie Bank Ltd. - HKEX European Warrants May 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25782 Macquarie Bank Ltd. - HKEX European Warrants Nov 2016 A HKD 0.285   0.280   0.285   240,000 68,200 4,184,035 0.350   2016/09/09 0.121   2016/06/24 382,320,000 69,011,370 -   - -   -
21290 Macquarie Bank Ltd. - HKEX European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.010   2016/04/14 0.010   2016/04/14 5,420,000 54,200 0.485   2015/04/22 0.010   2015/12/16
26024 Macquarie Bank Ltd. - HKEX European Warrants Oct 2016 B HKD -   -   0.212   0 0 6,840,992 0.340   2016/09/09 0.092   2016/06/24 1,938,500,000 290,106,680 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.229   0.168   0.192   101,100,000 20,647,200 N/A 0.250   2016/09/22 0.168   2016/10/17 119,900,000 24,838,690 -   - -   -
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.350   0.300   0.305   1,750,000 563,725 N/A 0.350   2016/10/20 0.300   2016/10/27 1,750,000 563,725 -   - -   -
22349 Macquarie Bank Ltd. - HN Renewables European Wts Dec 2016 A HKD 0.180   0.047   0.060   15,634,000 1,366,198 3,004,692 0.465   2016/01/04 0.047   2016/10/31 93,162,000 23,085,220 0.560   2015/11/23 0.305   2015/12/14
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD 0.395   0.295   0.295   160,000 54,900 N/A 0.630   2016/09/09 0.295   2016/10/31 9,358,000 4,256,910 -   - -   -
27845 Macquarie Bank Ltd. - HS H-SHARE European Warrants Dec 2016A HKD 0.038   0.022   0.021   230,000 6,660 N/A 0.122   2016/06/08 0.022   2016/10/12 1,892,186,000 144,355,136 -   - -   -
13024 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2017 A HKD 0.206   0.116   0.126   356,540,000 59,423,708 N/A 0.245   2016/09/14 0.116   2016/10/28 515,920,000 93,143,576 -   - -   -
11231 Macquarie Bank Ltd. - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   0 0 N/A 0.210   2016/07/06 0.010   2016/09/01 121,972,000 8,576,144 -   - -   -
12341 Macquarie Bank Ltd. - HSBC European Put Warrants May 2017 A HKD 0.073   0.043   0.049   131,968,000 8,574,768 N/A 0.138   2016/08/19 0.043   2016/10/24 436,984,000 32,313,068 -   - -   -
26028 Macquarie Bank Ltd. - HSBC European Put Warrants Oct 2016 A HKD -   -   0.010   0 0 6,945,429 0.375   2016/02/25 0.010   2016/08/08 735,784,000 114,360,736 -   - -   -
13026 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 B HKD 0.142   0.085   0.100   238,444,000 28,392,300 N/A 0.220   2016/09/09 0.085   2016/10/13 486,700,000 67,960,292 -   - -   -
13106 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 C HKD 0.106   0.057   0.058   234,848,000 18,952,872 N/A 0.183   2016/09/22 0.057   2016/10/31 512,748,000 55,404,828 -   - -   -
27723 Macquarie Bank Ltd. - HSBC European Warrants Dec 2016 A HKD 0.129   0.058   0.065   33,612,000 3,065,752 48,016,696 0.221   2016/09/09 0.029   2016/08/03 3,848,340,000 289,961,480 -   - -   -
27602 Macquarie Bank Ltd. - HSBC European Warrants Feb 2017 A HKD 0.270   0.185   0.243   3,392,000 854,092 32,200,197 0.330   2016/09/09 0.043   2016/07/06 1,593,692,000 201,628,268 -   - -   -
11216 Macquarie Bank Ltd. - HSBC European Warrants Jan 2017 A HKD -   -   0.600   0 0 N/A 0.670   2016/09/05 0.132   2016/07/14 106,948,000 22,495,132 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD 0.190   0.126   0.151   123,112,000 20,176,936 N/A 0.244   2016/08/15 0.094   2016/08/24 514,144,000 84,877,224 -   - -   -
13399 Macquarie Bank Ltd. - HSBC European Warrants May 2017 B HKD 1.120   0.530   0.540   5,046,800 4,552,648 N/A 1.690   2016/09/22 0.530   2016/10/31 15,045,200 16,957,640 -   - -   -
27508 Macquarie Bank Ltd. - HSBC European Warrants Nov 2016 A HKD -   -   0.355   0 0 21,127,071 0.560   2016/09/09 0.054   2016/07/06 1,281,120,000 128,576,588 -   - -   -
27222 Macquarie Bank Ltd. - HSBC European Warrants Oct 2016 B HKD -   -   0.600   0 0 26,176,587 0.620   2016/09/02 0.048   2016/07/08 1,879,556,000 183,657,844 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 1.310   0.710   0.720   13,126,800 13,912,844 N/A 1.450   2016/09/27 0.710   2016/10/31 20,483,600 23,214,116 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD 0.305   0.199   0.203   10,020,000 2,310,130 N/A 0.500   2016/06/24 0.199   2016/10/31 47,044,000 16,148,900 -   - -   -
12393 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2017 A HKD 0.295   0.285   0.285   200,000 58,000 N/A 0.650   2016/08/16 0.285   2016/10/24 18,896,000 8,534,190 -   - -   -
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD 0.024   0.022   0.022   3,420,000 75,440 377,740 0.224   2016/01/06 0.015   2016/07/22 446,520,000 44,998,200 0.230   2015/12/31 0.230   2015/12/31
20483 Macquarie Bank Ltd. - Huaneng Power European Wts Nov 2016 A HKD -   -   0.010   0 0 0 0.047   2016/01/06 0.010   2016/04/21 9,900,000 266,400 0.325   2015/04/22 0.029   2015/12/14
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD 0.265   0.219   0.226   15,180,000 3,664,719 N/A 0.310   2016/09/14 0.219   2016/10/18 17,286,000 4,218,479 -   - -   -
26333 Macquarie Bank Ltd. - ICBC European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 132,641 0.390   2016/02/26 0.011   2016/08/12 474,266,000 140,166,298 -   - -   -
26545 Macquarie Bank Ltd. - ICBC European Put Warrants Mar 2017 C HKD -   -   0.020   0 0 24,952,953 0.290   2016/02/26 0.021   2016/08/09 1,428,647,000 250,278,322 -   - -   -
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD 0.310   0.142   0.152   62,912,000 10,165,934 17,655,749 0.365   2016/09/22 0.056   2016/05/09 968,287,000 148,472,509 -   - -   -
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD 0.162   0.101   0.101   4,202,000 517,761 N/A 0.162   2016/10/19 0.101   2016/10/31 4,202,000 517,761 -   - -   -
24662 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 A HKD 0.052   0.010   0.013   27,842,000 637,295 2,046,195 0.196   2016/01/04 0.010   2016/10/28 1,853,792,000 186,070,179 0.224   2015/12/30 0.209   2015/12/31
26332 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 B HKD 0.345   0.134   0.147   74,060,000 12,424,140 3,921,199 0.410   2016/09/22 0.044   2016/05/24 206,673,000 28,434,534 -   - -   -
25843 Macquarie Bank Ltd. - ICBC European Warrants Nov 2016 A HKD 0.365   0.030   0.038   2,771,000 388,531 3,573,058 0.475   2016/09/22 0.029   2016/05/23 504,841,000 62,642,826 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD -   -   0.445   0 0 N/A 0.760   2016/09/09 0.250   2016/06/10 9,072,000 3,756,745 -   - -   -
27841 Macquarie Bank Ltd. - Jiangxi Copper European Wts Dec 2016 A HKD 0.208   0.063   0.063   31,820,000 3,895,191 N/A 0.930   2016/07/13 0.063   2016/10/31 65,286,000 23,555,056 -   - -   -
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.068   0.062   0.062   35,390,000 2,334,790 1,294,223 0.171   2016/03/07 0.060   2016/09/21 231,150,000 25,787,310 0.270   2015/11/05 0.123   2015/12/14
22265 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2016 A HKD 0.036   0.020   0.020   1,280,000 36,400 695,244 0.570   2016/01/06 0.020   2016/10/12 43,376,000 7,777,198 0.670   2015/12/03 0.480   2015/12/14
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD 0.360   0.345   0.345   120,000 42,000 N/A 0.570   2016/08/22 0.345   2016/10/31 2,180,000 970,060 -   - -   -
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD -   -   0.117   0 0 196,233 0.226   2016/04/19 0.114   2016/09/08 11,540,000 1,489,360 0.365   2015/12/01 0.193   2015/12/17
16922 Macquarie Bank Ltd. - KECL European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.175   2015/04/14 0.020   2015/08/25
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.046   0.035   0.036   24,560,000 1,096,520 5,811,613 0.122   2016/04/14 0.035   2016/10/19 1,007,300,000 72,668,020 0.270   2015/05/04 0.041   2015/08/24
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD -   -   0.038   0 0 7,840 0.070   2016/06/30 0.050   2016/07/21 3,480,000 219,640 0.260   2015/05/12 0.043   2015/09/23
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD -   -   0.040   0 0 17,603 0.112   2016/01/05 0.029   2016/08/04 36,860,000 2,457,760 0.840   2015/09/02 0.089   2015/07/08
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD -   -   0.017   0 0 14,723 0.086   2016/01/05 0.017   2016/09/21 16,160,000 647,660 0.237   2015/06/30 0.080   2015/09/04
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD 0.500   0.410   0.430   6,884,000 3,061,050 N/A 0.570   2016/09/22 0.410   2016/10/17 18,970,000 8,755,530 -   - -   -
27905 Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2017 A HKD 0.550   0.460   0.480   1,898,000 943,640 N/A 0.650   2016/09/22 0.305   2016/07/28 36,910,000 17,714,020 -   - -   -
25030 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2016 A HKD 0.025   0.010   0.010   782,000 13,900 1,095,441 0.630   2016/01/12 0.010   2016/10/13 140,622,000 21,240,020 -   - -   -
12927 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 A HKD 0.400   0.400   0.430   50,000 20,000 N/A 0.560   2016/09/22 0.400   2016/10/24 550,000 266,450 -   - -   -
13514 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 B HKD 0.249   0.095   0.101   113,140,000 18,561,690 N/A 0.249   2016/10/07 0.095   2016/10/28 113,860,000 18,720,810 -   - -   -
27204 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 A HKD 0.054   0.021   0.022   48,860,000 2,051,820 7,064,838 0.300   2016/04/14 0.021   2016/10/14 601,590,000 44,011,110 -   - -   -
28534 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 B HKD 0.560   0.360   0.430   1,060,000 437,200 N/A 0.560   2016/10/11 0.141   2016/08/03 90,960,000 18,438,700 -   - -   -
28296 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 A HKD 0.360   0.205   0.210   7,790,000 1,973,900 N/A 0.370   2016/09/23 0.087   2016/07/26 479,860,000 90,517,090 -   - -   -
11404 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 B HKD 0.730   0.570   0.580   580,000 392,000 N/A 0.730   2016/10/07 0.270   2016/08/03 22,150,000 8,397,650 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.430   0.300   0.305   1,940,000 711,050 N/A 0.430   2016/10/11 0.231   2016/09/14 5,880,000 1,968,580 -   - -   -
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD 0.470   0.320   0.335   520,000 189,150 N/A 0.470   2016/10/11 0.240   2016/08/19 9,820,000 2,877,990 -   - -   -
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD 0.255   0.204   0.225   9,440,000 2,096,490 N/A 0.255   2016/10/26 0.204   2016/10/28 9,440,000 2,096,490 -   - -   -
26696 Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2016 A HKD -   -   0.010   0 0 6,272,705 0.325   2016/03/23 0.010   2016/09/26 1,022,670,000 179,813,070 -   - -   -
17400 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 A HKD -   -   0.012   0 0 10,487 0.031   2016/01/06 0.010   2016/05/13 7,120,000 90,060 0.360   2015/04/09 0.026   2015/10/27
13581 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 B HKD 0.385   0.222   0.222   13,232,000 3,791,904 N/A 0.385   2016/10/06 0.222   2016/10/31 13,232,000 3,791,904 -   - -   -
29048 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 A HKD 0.445   0.195   0.202   38,176,000 12,021,374 N/A 0.880   2016/08/18 0.195   2016/10/31 137,528,000 61,089,824 -   - -   -
11743 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 B HKD 0.112   0.038   0.040   42,756,000 3,161,462 N/A 0.330   2016/08/18 0.038   2016/10/31 95,468,000 13,771,692 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD 0.023   0.022   0.022   40,000 900 129,150 0.188   2016/02/02 0.022   2016/10/31 2,320,960,000 263,130,940 0.280   2015/10/13 0.175   2015/09/02
28085 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2017 A HKD 0.112   0.020   0.020   44,852,000 2,868,682 N/A 0.460   2016/05/19 0.020   2016/10/31 490,280,000 104,883,020 -   - -   -
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 0.022   2016/01/08 0.013   2016/02/03 360,000 7,020 0.325   2015/05/14 0.012   2015/09/02
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.054   0.031   0.031   1,440,000 61,820 7,961,163 0.255   2016/01/11 0.029   2016/06/24 1,566,980,000 164,931,940 0.390   2015/11/25 0.221   2015/09/29
27203 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2016 A HKD -   -   0.010   0 0 3,442,300 0.750   2016/04/14 0.010   2016/09/29 176,332,000 25,734,680 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 0.079   2016/01/04 0.025   2016/04/05 66,460,000 3,667,600 0.300   2015/07/10 0.073   2015/09/25
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD 0.034   0.034   0.028   60,000 2,040 111,220 0.084   2016/01/04 0.029   2016/08/08 32,880,000 1,912,020 0.233   2015/05/06 0.082   2015/12/14
11516 Macquarie Bank Ltd. - Li & Fung European Warrants May 2017 A HKD 0.204   0.108   0.114   3,896,000 601,040 N/A 0.310   2016/09/08 0.108   2016/10/31 36,128,000 7,632,710 -   - -   -
12622 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2017 A HKD 0.770   0.600   0.600   117,000 72,880 N/A 0.770   2016/10/24 0.510   2016/09/30 547,000 323,980 -   - -   -
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.172   0.172   0.166   100,000 17,200 640,958 0.175   2016/01/06 0.056   2016/06/02 70,845,000 7,295,715 0.310   2015/05/22 0.137   2015/12/18
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD 2.810   2.520   2.790   25,500 66,055 N/A 2.810   2016/10/20 1.000   2016/06/15 1,853,500 2,584,090 -   - -   -
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13610 Macquarie Bank Ltd. - Link REIT European Warrants Apr 2017 A HKD 0.231   0.083   0.089   6,330,000 860,845 N/A 0.231   2016/10/05 0.083   2016/10/31 6,330,000 860,845 -   - -   -
11458 Macquarie Bank Ltd. - Link REIT European Warrants Mar 2017 A HKD 0.250   0.148   0.162   11,920,000 2,531,625 N/A 0.495   2016/08/01 0.148   2016/10/31 25,840,000 8,243,500 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.226   0.198   0.172   195,000 43,805 330,744 0.360   2016/09/07 0.191   2016/02/12 83,025,000 17,972,260 -   - -   -
22647 Macquarie Bank Ltd. - Longfor PPT European Wts Jan 2017 A HKD -   -   0.081   0 0 0 0.133   2016/01/05 0.083   2016/01/11 7,500,000 793,575 0.246   2015/06/12 0.097   2015/08/27
11281 Macquarie Bank Ltd. - Luk Fook Hold European Wts May 2017 A HKD 0.425   0.300   0.420   1,220,000 441,450 N/A 0.425   2016/10/31 0.242   2016/08/05 2,320,000 755,700 -   - -   -
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11317 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Mar 2017 A HKD 1.110   0.980   1.110   9,000 9,260 N/A 1.790   2016/09/15 0.650   2016/07/07 7,708,000 7,549,920 -   - -   -
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD 0.325   0.270   0.255   20,000 6,280 2,851,091 0.325   2016/10/03 0.105   2016/03/01 397,024,000 65,489,440 0.415   2015/10/15 0.210   2015/12/22
21223 Macquarie Bank Ltd. - MGM China European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.360   2015/07/14 0.019   2015/09/30
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.255   0.197   0.178   6,280,000 1,446,196 N/A 0.255   2016/10/03 0.197   2016/10/27 7,080,000 1,615,196 -   - -   -
24066 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2017 A HKD 0.060   0.040   0.045   41,085,000 2,083,815 6,655,230 0.093   2016/01/04 0.029   2016/05/24 1,348,680,000 53,494,795 0.305   2015/07/21 0.075   2015/12/14
28208 Macquarie Bank Ltd. - Minsheng Bank European Wts Dec 2016 A HKD -   -   0.780   0 0 N/A 0.800   2016/09/09 0.365   2016/06/16 113,947,000 54,903,228 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.020   0 0 0 0.019   2016/01/08 0.019   2016/01/08 100,000 1,900 0.275   2015/04/28 0.026   2015/09/02
12451 Macquarie Bank Ltd. - Minsheng Bank European Wts Mar 2017 A HKD 0.335   0.195   0.224   26,459,000 6,567,524 N/A 0.370   2016/09/22 0.195   2016/10/31 73,983,000 21,467,243 -   - -   -
23872 Macquarie Bank Ltd. - MTRC European Warrants Dec 2016 A HKD 0.640   0.560   0.640   555,000 326,400 1,406,473 0.670   2016/08/09 0.186   2016/02/12 76,255,000 19,842,680 0.335   2015/12/18 0.265   2015/12/29
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD 0.330   0.275   0.275   875,000 259,425 N/A 0.430   2016/07/29 0.155   2016/06/24 29,495,000 7,229,430 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26867 Macquarie Bank Ltd. - NCI European Warrants Mar 2017 A HKD 0.475   0.340   0.340   664,000 271,580 5,303,292 0.510   2016/09/09 0.209   2016/05/16 121,990,000 37,590,559 -   - -   -
12529 Macquarie Bank Ltd. - NCI European Warrants May 2017 A HKD 0.310   0.202   0.218   7,621,000 1,726,200 N/A 0.365   2016/09/09 0.202   2016/10/31 100,249,000 27,867,110 -   - -   -
26080 Macquarie Bank Ltd. - NCI European Warrants Nov 2016 A HKD 0.109   0.039   0.010   15,745,000 1,294,672 2,429,759 0.365   2016/01/29 0.024   2016/08/03 396,109,000 49,782,265 -   - -   -
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.265   0.128   0.142   62,636,000 11,140,662 N/A 0.395   2016/09/09 0.128   2016/10/31 70,979,000 13,801,167 -   - -   -
27867 Macquarie Bank Ltd. - New World Dev European Wts Dec 2016 A HKD 0.640   0.232   0.232   928,000 274,445 N/A 0.940   2016/09/09 0.082   2016/06/24 193,728,000 39,432,621 -   - -   -
12397 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 A HKD 0.028   0.020   0.020   680,000 16,318 N/A 0.084   2016/08/18 0.020   2016/10/28 7,916,000 433,771 -   - -   -
13058 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 B HKD 0.162   0.059   0.059   5,412,000 559,797 N/A 0.219   2016/09/14 0.059   2016/10/31 7,166,000 875,977 -   - -   -
12548 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 A HKD 0.260   0.118   0.120   36,452,000 6,604,892 N/A 0.260   2016/10/11 0.118   2016/10/31 69,040,000 11,681,960 -   - -   -
12621 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 B HKD 0.229   0.101   0.104   21,064,000 3,318,190 N/A 0.229   2016/10/11 0.086   2016/09/28 61,468,000 8,528,664 -   - -   -
13435 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 C HKD 0.650   0.400   0.430   17,542,000 8,750,840 N/A 0.650   2016/10/24 0.375   2016/09/28 26,156,000 12,469,100 -   - -   -
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 0.255   2015/06/03 0.048   2015/09/07
28207 Macquarie Bank Ltd. - PetroChina European Wts Dec 2016 A HKD 0.315   0.072   0.073   90,374,000 13,214,194 N/A 0.760   2016/06/08 0.060   2016/09/28 838,540,000 297,877,740 -   - -   -
11316 Macquarie Bank Ltd. - PetroChina European Wts Feb 2017 A HKD 0.217   0.061   0.062   192,412,000 23,870,086 N/A 0.450   2016/07/15 0.061   2016/10/31 419,870,000 59,873,414 -   - -   -
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD -   -   0.034   0 0 210,047 0.073   2016/04/28 0.020   2016/01/18 66,960,000 3,039,040 0.260   2015/07/24 0.043   2015/12/14
26224 Macquarie Bank Ltd. - PetroChina European Wts Oct 2016 A HKD -   -   0.010   0 0 4,350,098 0.380   2016/04/28 0.010   2016/08/18 1,791,668,000 434,162,090 -   - -   -
27958 Macquarie Bank Ltd. - PICC Group European Wts Dec 2016 A HKD 0.078   0.015   0.015   47,545,000 2,572,656 N/A 0.325   2016/06/08 0.015   2016/10/27 219,869,000 37,108,170 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD 0.270   0.209   0.228   12,108,000 2,826,062 N/A 0.405   2016/09/09 0.209   2016/10/20 32,270,000 9,730,917 -   - -   -
11513 Macquarie Bank Ltd. - PICC Group European Wts Mar 2017 A HKD 0.205   0.140   0.140   401,000 68,198 N/A 0.450   2016/08/15 0.140   2016/10/31 43,135,000 14,119,910 -   - -   -
11359 Macquarie Bank Ltd. - PICC P&C European Warrants Apr 2017 A HKD 0.570   0.400   0.400   302,000 139,550 N/A 1.200   2016/09/07 0.400   2016/10/28 16,556,000 12,249,850 -   - -   -
24755 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2016 A HKD -   -   0.018   0 0 1,676,603 0.166   2016/01/04 0.010   2016/08/30 642,180,000 63,505,100 0.189   2015/12/31 0.186   2015/12/31
25957 Macquarie Bank Ltd. - PICC P&C European Warrants Feb 2017 A HKD 0.075   0.037   0.037   1,100,000 60,520 4,604,440 0.275   2016/03/31 0.037   2016/10/31 850,740,000 165,909,960 -   - -   -
26400 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 17 B HKD -   -   0.019   0 0 72,414,609 0.212   2016/02/29 0.019   2016/09/23 10,278,430,000 1,213,755,755 -   - -   -
25122 Macquarie Bank Ltd. - Ping An European Put Warrants Dec 16 A HKD 0.036   0.016   0.016   14,095,000 362,505 18,834,038 0.670   2016/02/12 0.016   2016/10/20 1,832,090,000 608,312,375 -   - -   -
28124 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 17 C HKD 0.049   0.011   0.011   56,639,500 2,001,542 N/A 1.470   2016/05/24 0.011   2016/10/28 377,558,000 40,001,610 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD 0.120   0.082   0.086   214,980,000 23,395,575 N/A 0.212   2016/08/11 0.082   2016/10/31 1,095,570,000 136,477,895 -   - -   -
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD 0.270   0.183   0.191   397,585,000 89,377,385 N/A 0.285   2016/09/30 0.183   2016/10/31 418,525,000 94,406,395 -   - -   -
11169 Macquarie Bank Ltd. - Ping An European Put Warrants Mar 17 B HKD 0.051   0.024   0.024   46,760,000 2,024,065 N/A 0.315   2016/07/08 0.024   2016/10/31 2,584,480,000 267,598,150 -   - -   -
26366 Macquarie Bank Ltd. - Ping An European Put Warrants Oct 16 B HKD -   -   0.010   0 0 57,555,100 0.310   2016/02/25 0.010   2016/08/04 7,658,600,000 983,894,430 -   - -   -
22847 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 0.018   2016/01/07 0.016   2016/01/07 4,300,000 71,500 0.242   2015/06/15 0.029   2015/12/14
27256 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 C HKD 0.243   0.148   0.171   141,825,000 25,956,050 107,591,053 0.315   2016/09/08 0.068   2016/06/24 7,460,010,000 1,000,433,480 -   - -   -
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 1.020   0.460   0.475   74,480,000 55,691,010 N/A 1.600   2016/09/22 0.460   2016/10/31 106,772,500 88,313,955 -   - -   -
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.226   0.170   0.183   159,000,000 31,993,780 N/A 0.226   2016/10/12 0.170   2016/10/27 159,000,000 31,993,780 -   - -   -
25374 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 B HKD 0.035   0.010   0.010   3,005,000 80,525 24,928,149 0.209   2016/01/19 0.010   2016/10/19 8,549,970,000 816,035,895 -   - -   -
28123 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 C HKD 1.320   0.222   0.425   38,557,000 26,724,906 N/A 2.590   2016/09/09 0.222   2016/10/31 163,944,000 137,270,694 -   - -   -
27254 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 A HKD 0.290   0.157   0.183   53,570,000 11,033,475 70,401,340 0.430   2016/09/09 0.073   2016/07/08 3,779,220,000 499,981,205 -   - -   -
28866 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 B HKD 1.480   0.600   0.700   22,094,000 20,421,505 N/A 2.720   2016/09/09 0.510   2016/07/08 85,688,000 105,845,320 -   - -   -
21392 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 A HKD -   -   0.010   0 0 1,308 0.015   2016/07/15 0.014   2016/07/15 550,000 7,850 0.305   2015/05/26 0.030   2015/09/04
26478 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 B HKD 0.340   0.183   0.183   17,300,000 4,740,935 39,382,586 0.435   2016/09/07 0.063   2016/07/08 3,910,405,000 666,247,885 -   - -   -
11247 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 D HKD 0.610   0.510   0.610   180,000 99,550 N/A 0.950   2016/09/09 0.260   2016/07/08 9,365,000 3,919,875 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 1.460   0.720   0.730   51,519,500 57,339,035 N/A 2.020   2016/09/22 0.720   2016/10/31 221,219,500 336,286,690 -   - -   -
28343 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 A HKD 0.540   0.435   0.435   70,000 33,800 N/A 0.660   2016/09/07 0.166   2016/07/08 307,990,000 66,923,130 -   - -   -
11358 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 C HKD 2.570   1.610   1.890   6,547,500 12,740,075 N/A 3.950   2016/09/09 0.960   2016/07/11 23,138,000 49,388,040 -   - -   -
11515 Macquarie Bank Ltd. - Ping An European Warrants May 2017 A HKD 0.540   0.410   0.410   1,640,000 685,000 N/A 0.650   2016/09/08 0.255   2016/08/03 140,490,000 40,836,300 -   - -   -
13068 Macquarie Bank Ltd. - Ping An European Warrants May 2017 B HKD 1.000   0.430   0.500   26,733,000 15,153,635 N/A 1.820   2016/09/09 0.430   2016/10/31 39,291,000 30,535,810 -   - -   -
19130 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 A HKD 0.050   0.028   0.038   7,550,000 253,730 438,998 0.139   2016/01/04 0.014   2016/06/15 1,805,595,000 109,652,550 0.460   2015/05/28 0.098   2015/09/04
24469 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 B HKD -   -   0.010   0 0 4,450 0.188   2016/01/04 0.012   2016/01/14 1,379,170,000 111,293,805 0.295   2015/12/23 0.198   2015/12/31
27730 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 C HKD 0.043   0.010   0.010   5,059,500 86,035 25,893,669 0.770   2016/04/29 0.010   2016/10/17 673,057,500 156,189,574 -   - -   -
25806 Macquarie Bank Ltd. - Ping An European Warrants Oct 2016 A HKD -   -   0.010   0 0 4,106,833 0.310   2016/09/09 0.010   2016/09/28 4,056,225,000 648,533,435 -   - -   -
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.192   0.142   0.148   79,900,000 13,366,945 N/A 0.192   2016/10/14 0.142   2016/10/31 79,900,000 13,366,945 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.237   0.214   0.221   1,480,000 331,420 N/A 0.237   2016/10/27 0.214   2016/10/31 1,480,000 331,420 -   - -   -
11074 Macquarie Bank Ltd. - PWR Assets European Wts May 2017 A HKD 0.138   0.053   0.062   7,135,000 489,170 N/A 0.275   2016/08/01 0.053   2016/10/13 198,530,000 36,692,600 -   - -   -
23447 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2016 A HKD 0.047   0.025   0.012   175,000 5,600 3,846,892 0.560   2016/04/19 0.025   2016/10/05 159,625,000 31,899,900 0.455   2015/12/08 0.325   2015/12/22
24579 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 A HKD 0.127   0.069   0.070   19,180,000 1,636,868 930,598 0.217   2016/09/07 0.069   2016/10/24 178,304,000 25,028,892 0.244   2015/12/31 0.241   2015/12/31
26035 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 B HKD 0.340   0.285   0.290   220,000 68,500 704,827 0.510   2016/09/06 0.191   2016/01/28 35,964,000 9,011,792 -   - -   -
12879 Macquarie Bank Ltd. - R&F Ppt European Warrants May 2017 A HKD 0.385   0.300   0.310   352,000 129,820 1,411,573 0.520   2016/09/05 0.197   2016/05/16 60,760,000 14,106,980 -   - -   -
26745 Macquarie Bank Ltd. - Samsonite European Warrants Oct 2016 A HKD -   -   0.020   0 0 95,329 0.300   2016/03/22 0.010   2016/08/29 216,213,000 48,493,776 -   - -   -
16500 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.036   2015/08/11 0.010   2015/07/29
12975 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 C HKD 2.360   1.720   1.660   3,180,400 6,127,936 N/A 3.130   2016/09/15 1.700   2016/09/26 7,016,400 14,409,424 -   - -   -
13726 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 D HKD 0.147   0.077   0.079   161,668,000 17,814,392 N/A 0.147   2016/10/13 0.077   2016/10/31 161,668,000 17,814,392 -   - -   -
28049 Macquarie Bank Ltd. - Sands China European Wts Feb 2017 A HKD 0.345   0.280   0.250   4,704,000 1,395,560 N/A 0.455   2016/09/09 0.106   2016/07/06 506,520,000 103,121,892 -   - -   -
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD 0.192   0.060   0.060   85,764,000 8,777,156 N/A 0.192   2016/10/03 0.060   2016/10/31 96,708,000 10,522,660 -   - -   -
26960 Macquarie Bank Ltd. - Sands China European Wts Nov 2016 A HKD 0.034   0.010   0.010   47,036,000 1,083,240 4,102,600 0.250   2016/03/31 0.010   2016/10/14 756,588,000 55,545,788 -   - -   -
11500 Macquarie Bank Ltd. - Sands China European Wts Nov 2016 B HKD 0.840   0.760   0.790   212,000 177,120 N/A 0.880   2016/09/09 0.305   2016/07/25 6,112,000 2,787,280 -   - -   -
20171 Macquarie Bank Ltd. - SFCE European Warrants May 2017 A HKD -   -   0.010   0 0 1,000 0.010   2016/06/07 0.010   2016/06/07 720,000 7,200 0.430   2015/04/14 0.021   2015/12/14
26549 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Mar 2017 A HKD 0.110   0.051   0.053   9,460,000 676,820 977,458 0.275   2016/03/21 0.051   2016/10/28 95,180,000 16,594,470 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.230   0.221   0.219   520,000 118,640 N/A 0.230   2016/10/12 0.221   2016/10/24 520,000 118,640 -   - -   -
11752 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2017 A HKD 0.189   0.110   0.112   9,070,000 1,446,040 N/A 0.420   2016/08/04 0.100   2016/09/09 394,140,000 85,427,130 -   - -   -
26879 Macquarie Bank Ltd. - SHK Ppt European Put Wts Nov 2016 A HKD -   -   0.010   0 0 2,330,477 0.465   2016/04/05 0.010   2016/09/09 222,340,000 53,515,780 -   - -   -
29287 Macquarie Bank Ltd. - SHK Ppt European Warrants Apr 2017 A HKD 0.820   0.820   0.790   50,000 41,000 N/A 1.290   2016/09/08 0.183   2016/06/28 314,850,000 111,599,700 -   - -   -
12306 Macquarie Bank Ltd. - SHK Ppt European Warrants Mar 2017 B HKD 0.295   0.120   0.135   101,300,000 24,455,930 N/A 0.465   2016/09/09 0.120   2016/10/31 465,170,000 133,275,110 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.087   0.061   0.061   5,190,000 385,510 484,042 0.330   2016/01/07 0.053   2016/09/26 87,370,000 13,257,700 0.410   2015/12/01 0.247   2015/08/25
28350 Macquarie Bank Ltd. - Sino Biopharm European Warrants May17A HKD 1.260   0.840   0.860   3,378,000 3,679,230 N/A 1.460   2016/07/12 0.830   2016/09/20 9,725,000 11,107,220 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD 0.260   0.198   0.260   1,060,000 235,208 N/A 0.260   2016/10/31 0.198   2016/10/24 1,060,000 235,208 -   - -   -
27488 Macquarie Bank Ltd. - Sinopec Corp European Put Wts Mar17A HKD 0.070   0.040   0.048   8,428,000 425,598 3,013,666 0.350   2016/05/16 0.040   2016/10/25 85,242,000 19,664,888 -   - -   -
27489 Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2017 A HKD 0.085   0.023   0.023   31,436,000 1,369,378 18,530,354 0.355   2016/04/21 0.023   2016/10/28 1,102,364,000 129,566,966 -   - -   -
11649 Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2017 B HKD 0.270   0.110   0.125   52,614,000 8,868,098 N/A 0.320   2016/07/26 0.109   2016/09/15 234,034,000 45,667,036 -   - -   -
25975 Macquarie Bank Ltd. - Sinopec Corp European Wts Nov 2016 A HKD 0.890   0.720   0.640   546,000 424,060 744,775 0.920   2016/07/15 0.260   2016/02/11 1,200,980,000 427,820,120 -   - -   -
27221 Macquarie Bank Ltd. - Sinopec Corp European Wts Nov 2016 B HKD 0.057   0.027   0.015   25,856,000 1,091,870 8,912,476 0.340   2016/04/14 0.024   2016/09/20 543,660,000 96,075,792 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.171   0.137   0.139   3,520,000 516,560 471,928 0.182   2016/07/12 0.096   2016/02/29 94,060,000 12,496,470 0.290   2015/04/08 0.125   2015/11/27
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD 0.113   0.111   0.113   160,000 17,920 1,016,548 0.159   2016/02/16 0.096   2016/08/31 95,390,000 12,493,225 0.255   2015/06/15 0.133   2015/12/14
29332 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2017 A HKD 0.470   0.435   0.435   920,000 420,100 N/A 0.720   2016/08/17 0.435   2016/10/31 1,008,000 482,540 -   - -   -
24467 Macquarie Bank Ltd. - Sinopharm European Warrants Oct 2016 A HKD 0.325   0.270   0.315   704,000 206,680 955,703 0.860   2016/08/12 0.270   2016/10/04 11,304,000 7,013,960 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.435   0.390   0.435   1,604,000 662,000 N/A 0.435   2016/10/19 0.255   2016/05/30 8,243,000 3,182,165 -   - -   -
19995 Macquarie Bank Ltd. - SMIC European Warrants Mar 2017 A HKD 0.202   0.113   0.155   11,538,000 1,839,029 1,451,298 0.202   2016/10/19 0.048   2016/06/24 90,908,000 10,177,928 0.435   2015/04/09 0.159   2015/08/25
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.290   0.242   0.260   748,000 202,261 N/A 0.290   2016/10/19 0.234   2016/09/23 776,000 209,113 -   - -   -
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 400,000 4,000 0.238   2015/05/05 0.012   2015/11/12
27553 Macquarie Bank Ltd. - Stanchart European Warrants Mar 2017 A HKD 0.600   0.520   0.530   86,000 50,160 9,497,421 1.070   2016/04/27 0.510   2016/06/16 90,206,000 59,550,935 -   - -   -
12319 Macquarie Bank Ltd. - Stanchart European Warrants May 2017 A HKD 0.226   0.108   0.158   90,650,000 14,783,834 N/A 0.455   2016/08/12 0.108   2016/10/17 395,923,000 108,663,161 -   - -   -
26245 Macquarie Bank Ltd. - Stanchart European Warrants Nov 2016 A HKD 0.780   0.320   0.690   265,000 112,500 5,600,212 1.060   2016/04/27 0.217   2016/02/25 1,217,409,000 466,138,381 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.204   0.193   0.200   2,060,000 407,260 N/A 0.204   2016/10/27 0.193   2016/10/18 2,060,000 407,260 -   - -   -
22227 Macquarie Bank Ltd. - SUNAC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.034   2016/03/07 0.017   2016/02/18 6,360,000 211,800 0.250   2015/05/28 0.019   2015/08/26
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 0.550   0.385   0.385   61,390,000 27,695,950 N/A 0.800   2016/08/31 0.370   2016/09/26 254,450,000 137,963,000 -   - -   -
28127 Macquarie Bank Ltd. - Sunny Optical European Warrants Mar17A HKD 0.880   0.880   0.880   10,000 8,800 N/A 1.220   2016/08/30 0.455   2016/07/06 13,310,000 9,792,600 -   - -   -
11295 Macquarie Bank Ltd. - Swire Pacific A European Wts Apr17A HKD 0.229   0.099   0.102   9,725,000 1,425,225 N/A 0.670   2016/08/17 0.099   2016/10/31 17,495,000 4,096,360 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.415   0.335   0.345   460,000 171,100 N/A 0.490   2016/08/30 0.335   2016/10/31 4,630,000 2,069,300 -   - -   -
12948 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2017 A HKD 1.420   1.080   1.340   6,004,000 7,501,520 N/A 1.550   2016/09/13 1.080   2016/10/25 48,069,000 64,436,360 -   - -   -
28070 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 1.230   2016/05/23 0.010   2016/09/28 113,484,000 18,389,497 -   - -   -
11314 Macquarie Bank Ltd. - Tencent European Put Wts Feb 2017 C HKD 0.166   0.082   0.105   173,434,000 20,765,461 N/A 0.510   2016/07/26 0.082   2016/10/26 453,731,000 65,283,257 -   - -   -
29043 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 D HKD -   -   0.018   0 0 N/A 0.520   2016/06/30 0.018   2016/09/30 357,043,000 31,181,399 -   - -   -
11165 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 G HKD 0.132   0.056   0.088   320,931,000 26,035,586 N/A 1.340   2016/07/04 0.056   2016/10/25 493,625,000 60,281,390 -   - -   -
11965 Macquarie Bank Ltd. - Tencent European Put Wts Mar 2017 D HKD 0.520   0.370   0.500   32,322,000 13,735,575 N/A 1.390   2016/08/08 0.370   2016/10/26 70,510,000 32,226,365 -   - -   -
13880 Macquarie Bank Ltd. - Tencent European Put Wts May 2017 D HKD 0.610   0.495   0.610   220,000 112,600 N/A 0.610   2016/10/31 0.495   2016/10/26 220,000 112,600 -   - -   -
27421 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2016 C HKD -   -   0.010   0 0 51,490,877 0.890   2016/05/09 0.013   2016/09/15 2,073,382,000 308,945,260 -   - -   -
23976 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2016 A HKD -   -   0.010   0 0 433,750 0.144   2016/01/20 0.010   2016/06/24 1,751,750,000 106,140,260 0.265   2015/08/25 0.074   2015/11/26
26853 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2016 D HKD -   -   0.010   0 0 29,040,725 0.540   2016/03/23 0.010   2016/08/09 1,050,983,000 179,818,736 -   - -   -
13472 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 B HKD 0.660   0.420   0.500   1,310,000 648,340 N/A 0.660   2016/10/06 0.420   2016/10/17 1,666,000 870,000 -   - -   -
13544 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13545 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 D HKD 0.315   0.206   0.235   13,586,000 3,328,405 N/A 0.315   2016/10/06 0.206   2016/10/13 13,586,000 3,328,405 -   - -   -
13579 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.325   0.285   0.285   480,000 150,350 N/A 0.325   2016/10/25 0.285   2016/10/31 480,000 150,350 -   - -   -
27869 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 A HKD 1.210   0.325   0.335   42,499,000 30,739,685 N/A 1.370   2016/09/06 0.224   2016/05/12 67,412,000 47,624,689 -   - -   -
27942 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 B HKD -   -   3.040   0 0 N/A 3.320   2016/09/09 0.730   2016/05/12 594,000 713,840 -   - -   -
28068 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 C HKD -   -   6.050   0 0 N/A 6.090   2016/09/28 2.590   2016/06/01 3,014,000 16,041,570 -   - -   -
28577 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 A HKD 0.650   0.550   0.550   146,000 85,400 N/A 1.030   2016/09/09 0.460   2016/07/19 5,458,000 3,632,800 -   - -   -
11250 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 B HKD 1.540   1.310   1.430   75,000 107,050 N/A 2.060   2016/09/06 0.940   2016/08/01 16,799,000 26,712,140 -   - -   -
11357 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 D HKD 0.465   0.157   0.157   35,084,000 10,018,777 N/A 0.590   2016/09/23 0.157   2016/10/31 53,650,000 17,811,122 -   - -   -
11491 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 E HKD 3.270   3.270   3.270   5,000 16,350 N/A 3.410   2016/09/28 1.530   2016/08/03 1,314,000 3,176,810 -   - -   -
23496 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 A HKD -   -   0.550   0 0 790,167 0.450   2016/08/18 0.109   2016/02/11 8,258,110,000 1,150,013,960 0.217   2015/12/17 0.158   2015/12/14
28419 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 B HKD 1.080   0.295   0.300   41,339,000 27,594,400 N/A 1.290   2016/09/09 0.295   2016/10/31 67,679,000 52,403,210 -   - -   -
28602 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 C HKD 0.315   0.039   0.038   29,515,000 7,655,565 N/A 0.660   2016/09/06 0.039   2016/10/31 133,554,000 47,528,579 -   - -   -
29740 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 E HKD 1.630   1.630   1.630   1,000 1,630 N/A 2.220   2016/09/05 0.950   2016/07/07 715,000 1,350,830 -   - -   -
11159 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 F HKD 4.690   3.800   3.800   163,000 692,250 N/A 4.780   2016/09/23 1.930   2016/06/30 3,944,000 10,645,550 -   - -   -
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.520   0.375   0.375   920,000 415,950 N/A 0.600   2016/09/06 0.375   2016/10/28 95,070,000 43,154,390 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.410   0.300   0.300   1,445,000 559,200 N/A 0.500   2016/09/06 0.300   2016/10/28 18,717,000 8,334,795 -   - -   -
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD 0.066   0.035   0.039   33,350,000 1,560,350 7,685,388 0.086   2016/01/04 0.035   2016/10/28 675,470,000 46,170,170 0.250   2015/04/22 0.056   2015/09/30
11823 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 A HKD 0.365   0.130   0.130   62,628,000 13,408,295 N/A 0.520   2016/09/06 0.130   2016/10/31 157,083,000 49,132,395 -   - -   -
11891 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 B HKD 0.800   0.520   0.520   300,000 194,500 N/A 0.940   2016/09/23 0.375   2016/08/05 18,702,000 13,983,760 -   - -   -
11920 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 C HKD 1.220   1.110   1.220   47,000 56,570 N/A 1.650   2016/09/09 0.790   2016/08/11 29,409,000 39,538,780 -   - -   -
12223 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 E HKD 2.710   2.580   2.710   6,000 15,870 N/A 3.040   2016/09/07 2.220   2016/09/02 431,000 1,162,420 -   - -   -
13721 Macquarie Bank Ltd. - Tencent European Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13772 Macquarie Bank Ltd. - Tencent European Warrants May 2017 B HKD 0.202   0.127   0.129   2,500,000 404,780 N/A 0.202   2016/10/19 0.127   2016/10/31 2,500,000 404,780 -   - -   -
13813 Macquarie Bank Ltd. - Tencent European Warrants May 2017 C HKD 0.810   0.790   0.810   20,000 16,000 N/A 0.810   2016/10/19 0.790   2016/10/19 20,000 16,000 -   - -   -
13919 Macquarie Bank Ltd. - Tencent European Warrants May 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27326 Macquarie Bank Ltd. - Tencent European Warrants Nov 2016 A HKD 0.221   0.010   0.010   25,780,000 1,961,557 40,196,190 0.475   2016/09/23 0.010   2016/10/24 880,827,000 241,491,032 -   - -   -
27384 Macquarie Bank Ltd. - Tencent European Warrants Nov 2016 B HKD 1.260   1.260   1.260   1,000 1,260 3,448,386 2.100   2016/09/23 0.365   2016/05/20 32,876,000 20,709,695 -   - -   -
24677 Macquarie Bank Ltd. - Tencent European Warrants Oct 2016 B HKD -   -   0.530   0 0 1,344,135 0.590   2016/09/26 0.050   2016/02/12 405,570,000 42,289,290 0.243   2015/08/19 0.099   2015/09/29
26832 Macquarie Bank Ltd. - Tencent European Warrants Oct 2016 C HKD -   -   3.000   0 0 16,299,453 3.000   2016/09/27 0.450   2016/06/28 149,650,000 97,892,990 -   - -   -
26878 Macquarie Bank Ltd. - Tencent European Warrants Oct 2016 E HKD -   -   2.820   0 0 24,830 2.320   2016/05/30 1.250   2016/05/12 68,000 148,980 -   - -   -
27058 Macquarie Bank Ltd. - Tencent European Warrants Oct 2016 F HKD -   -   0.135   0 0 26,045,752 0.640   2016/09/07 0.083   2016/08/03 1,042,237,000 241,066,515 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 0.510   0.340   0.510   30,685,000 11,683,760 N/A 0.510   2016/10/20 0.340   2016/10/13 30,685,000 11,683,760 -   - -   -
22284 Macquarie Bank Ltd. - Tingyi European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.030   2016/01/04 0.010   2016/01/21 4,560,000 69,060 0.280   2015/05/27 0.026   2015/12/21
11001 Macquarie Bank Ltd. - Travelsky Tech European Wts May17A HKD 0.250   0.158   0.158   3,870,000 869,310 N/A 0.350   2016/09/22 0.158   2016/10/31 26,140,000 6,246,310 -   - -   -
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.190   0.186   0.190   400,000 75,200 N/A 0.190   2016/10/27 0.186   2016/10/27 400,000 75,200 -   - -   -
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD 0.177   0.176   0.165   160,000 28,240 13,813 0.203   2016/02/17 0.165   2016/09/12 1,520,000 279,080 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD 0.325   0.203   0.290   9,070,000 2,112,200 N/A 0.460   2016/08/18 0.203   2016/10/17 86,420,000 28,353,650 -   - -   -
26958 Macquarie Bank Ltd. - Wynn Macau European Wts May 2017 A HKD 0.217   0.116   0.136   27,932,000 4,649,984 5,930,602 0.370   2016/04/15 0.111   2016/09/01 212,284,000 54,138,392 -   - -   -
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.111   0.086   0.093   8,380,000 817,948 N/A 0.172   2016/08/08 0.068   2016/09/01 46,212,000 5,120,664 -   - -   -
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.219   0.205   0.207   2,320,000 495,180 N/A 0.219   2016/10/18 0.205   2016/10/27 2,320,000 495,180 -   - -   -
13857 Macquarie Bank Ltd. - Xinyi Glass European Wts Dec 2016 A HKD 0.043   0.028   0.028   2,660,000 93,140 366,668 0.091   2016/09/09 0.028   2016/10/25 31,192,000 2,200,010 0.081   2015/04/30 0.032   2015/03/03
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27759 Macquarie Bank Ltd. - Xinyi Solar European Warrants Dec 16 A HKD 0.108   0.031   0.036   6,058,000 450,076 N/A 0.570   2016/05/04 0.031   2016/10/26 33,258,000 9,395,148 -   - -   -
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD 0.310   0.265   0.240   564,000 161,650 N/A 0.480   2016/09/20 0.265   2016/10/17 1,472,000 506,770 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.144   0.121   0.140   3,220,000 441,120 1,847,853 0.244   2016/07/04 0.076   2016/08/25 115,220,000 15,723,120 0.255   2015/07/27 0.156   2015/09/07
21042 Macquarie Bank Ltd. - Yanzhou Coal European Wts Mar 2017 A HKD 0.039   0.029   0.030   179,240,000 6,052,840 2,423,690 0.108   2016/04/13 0.028   2016/09/26 401,320,000 16,045,580 0.243   2015/04/20 0.074   2015/12/15
13939 Macquarie Bank Ltd. - Yanzhou Coal European Wts May 2017 A HKD 0.950   0.610   0.640   28,876,000 20,792,200 N/A 0.950   2016/10/25 0.610   2016/10/31 28,876,000 20,792,200 -   - -   -
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.127   0.127   0.100   50,000 6,350 720,955 0.169   2016/09/09 0.108   2016/06/27 31,990,000 4,325,732 -   - -   -
24657 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2016 A HKD 0.128   0.043   0.047   16,150,000 971,894 2,991,149 0.560   2016/07/11 0.043   2016/10/27 441,022,000 126,616,736 0.400   2015/12/30 0.385   2015/12/31
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD 0.095   0.049   0.056   18,096,000 1,132,576 N/A 0.280   2016/08/11 0.049   2016/10/17 43,370,000 4,940,810 -   - -   -
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.045   0.040   0.045   770,000 32,450 54,987 0.052   2016/03/22 0.010   2016/05/23 21,786,000 693,908 0.330   2015/06/03 0.038   2015/09/04
27319 Macquarie Bank Ltd. - ZTE European Warrants Dec 2016 A HKD 0.017   0.016   0.016   11,664,000 190,324 11,578,701 0.169   2016/04/14 0.010   2016/09/26 1,600,104,000 119,715,474 -   - -   -
12912 Macquarie Bank Ltd. -China Life European Put Warrants Apr17B HKD 0.900   0.455   0.770   11,870,000 7,060,025 N/A 1.090   2016/09/02 0.455   2016/10/11 26,395,000 16,655,075 -   - -   -
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26043 Macquarie Bank Ltd. -China Life European Put Warrants Dec16A HKD 0.010   0.010   0.010   720,000 7,200 7,497,340 0.330   2016/02/04 0.010   2016/10/05 2,460,220,000 574,792,940 -   - -   -
28282 Macquarie Bank Ltd. -China Life European Put Warrants Jan17A HKD 0.027   0.016   0.017   763,000 14,615 N/A 0.830   2016/05/26 0.016   2016/10/28 43,483,000 6,796,132 -   - -   -
25652 Macquarie Bank Ltd. -China Life European Put Warrants Oct16A HKD -   -   0.010   0 0 1,442,698 0.480   2016/02/12 0.011   2016/09/19 838,770,000 268,345,690 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD 0.224   0.203   0.203   925,000 195,460 N/A 0.310   2016/09/09 0.203   2016/10/20 3,493,000 926,080 -   - -   -
26993 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Feb 2017 A HKD 0.029   0.022   0.020   3,150,000 80,650 405,917 0.207   2016/04/12 0.022   2016/10/05 38,187,000 2,605,740 -   - -   -
24966 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2016 A HKD -   -   0.010   0 0 683,170 0.310   2016/03/23 0.010   2016/09/14 92,051,000 6,253,689 -   - -   -
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.325   0.280   0.290   340,000 103,020 N/A 0.325   2016/10/14 0.280   2016/10/20 340,000 103,020 -   - -   -
12806 Macquarie Bank Ltd. -Greatwall Motor European Wts Dec 2016 A HKD -   -   0.030   0 0 526,698 0.088   2016/01/04 0.013   2016/04/29 216,780,000 7,223,085 0.295   2015/10/09 0.096   2015/12/30
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.310   0.310   0.310   30,000 9,300 797,680 0.310   2016/10/11 0.141   2016/05/16 99,450,000 19,092,170 -   - -   -
11936 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2017 A HKD 0.137   0.051   0.052   95,540,000 9,352,870 N/A 0.202   2016/08/09 0.051   2016/10/31 268,760,000 27,484,550 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.250   0.145   0.145   7,685,000 1,524,660 N/A 0.250   2016/10/25 0.145   2016/10/31 7,685,000 1,524,660 -   - -   -
20765 Macquarie Bank Ltd. -Greatwall Motor European Wts Oct 2016 A HKD -   -   0.010   0 0 7,063 0.145   2016/01/04 0.010   2016/08/01 1,089,545,000 42,402,950 0.290   2015/11/04 0.148   2015/12/31
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.169   0.081   0.081   111,215,000 13,151,500 14,677,143 0.247   2016/03/14 0.067   2016/05/10 736,765,000 101,104,840 -   - -   -
11556 Macquarie Bank Ltd. -PetroChina European Put Warrants Feb17B HKD 0.270   0.097   0.163   66,794,000 10,764,444 N/A 0.385   2016/07/26 0.097   2016/10/24 123,844,000 29,893,014 -   - -   -
25213 Macquarie Bank Ltd. -PetroChina European Put Warrants Nov16A HKD 0.010   0.010   0.010   180,000 1,800 4,164,701 0.650   2016/01/14 0.010   2016/10/17 1,771,438,000 607,805,148 -   - -   -
12623 Macquarie Bank Ltd. -Sands China European Put Wts Apr 2017 B HKD 0.315   0.229   0.275   58,328,000 15,852,428 N/A 0.570   2016/08/25 0.229   2016/10/26 89,300,000 25,482,424 -   - -   -
11850 Macquarie Bank Ltd. -Sands China European Put Wts Feb 2017 B HKD 0.065   0.032   0.044   118,708,000 5,846,864 N/A 0.244   2016/08/03 0.032   2016/10/26 440,084,000 48,715,352 -   - -   -
11502 Macquarie Bank Ltd. -Sands China European Put Wts Mar 2017 A HKD 0.038   0.025   0.028   4,400,000 148,128 N/A 0.202   2016/07/18 0.025   2016/10/27 160,840,000 15,317,920 -   - -   -
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.141   0.117   0.128   45,417,000 5,821,758 N/A 0.212   2016/09/23 0.115   2016/08/29 54,195,000 7,298,728 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.370   0 0 N/A 0.370   2016/09/02 0.192   2016/06/16 56,888,000 14,927,957 -   - -   -
15599 Nomura Int'l plc - BYD European Warrants Dec 2016 A HKD -   -   0.069   0 0 46,932 0.112   2016/07/18 0.055   2016/01/27 3,920,000 344,280 0.208   2015/06/04 0.050   2015/07/08
14223 Nomura Int'l plc - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,650 0.011   2016/05/05 0.011   2016/05/05 900,000 9,900 0.109   2015/05/20 0.032   2015/03/17
17488 Nomura Int'l plc - CKH European Warrants Dec 2016 A HKD -   -   0.350   0 0 0 -   - -   - 0 0 0.580   2015/09/09 0.159   2015/01/20
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD -   -   0.680   0 0 0 0.455   2016/01/11 0.410   2016/01/26 500,000 221,395 0.530   2015/07/24 0.110   2015/06/09
26041 Nomura Int'l plc - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.055   2016/04/14 0.018   2016/03/17 3,420,000 150,320 0.395   2015/04/23 0.038   2015/12/15
26017 Nomura Int'l plc - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 2,222 0.200   2016/04/28 0.010   2016/06/29 1,560,000 54,680 0.097   2015/04/30 0.033   2015/07/14
17490 Nomura Int'l plc - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.164   2015/04/20 0.056   2015/07/17
13555 Nomura Int'l plc - CSPC Pharma European Warrants Dec 2016 A HKD -   -   0.123   0 0 5,709 0.130   2016/03/24 0.079   2016/08/30 568,000 53,256 0.330   2015/04/20 0.124   2015/03/11
11374 Nomura Int'l plc - Ping An European Warrants Oct 2016 A HKD -   -   0.060   0 0 77,485 0.119   2016/01/06 0.021   2016/06/28 8,790,000 558,210 0.440   2015/05/26 0.091   2015/08/24
11727 Nomura Int'l plc - Xinyi Glass European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.050   2015/05/18 0.010   2015/08/17
27679 SG Issuer - A50 Ch Eu Wt Nov 2016 C HKD 0.012   0.011   0.010   250,000 2,900 1,063,312 0.355   2016/04/28 0.011   2016/10/14 59,605,200 6,380,576 -   - -   -
12951 SG Issuer - A50 China European Put Warrants Feb 2017 B HKD 0.109   0.056   0.059   9,351,000 662,162 N/A 0.145   2016/09/12 0.056   2016/10/31 14,195,000 1,231,203 -   - -   -
13659 SG Issuer - A50 China European Warrants Apr 2017 B HKD 0.570   0.550   0.700   200 112 N/A 0.570   2016/10/07 0.550   2016/10/07 200 112 -   - -   -
11895 SG Issuer - A50 China European Warrants Feb 2017 A HKD 0.198   0.107   0.166   16,464,700 2,492,226 N/A 0.360   2016/08/15 0.107   2016/10/27 26,078,000 4,634,855 -   - -   -
12521 SG Issuer - A50 China European Warrants Mar 2017 A HKD -   -   0.093   0 0 N/A 0.228   2016/08/23 0.189   2016/08/30 3,402,000 665,855 -   - -   -
12950 SG Issuer - A50 China European Warrants Mar 2017 B HKD 0.520   0.305   0.495   3,677,000 1,490,835 N/A 0.630   2016/09/08 0.305   2016/10/17 4,251,200 1,743,184 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD -   -   0.132   0 0 N/A 0.244   2016/09/07 0.171   2016/09/27 525,000 118,540 -   - -   -
13600 SG Issuer - AGBK European Put Warrants Apr 2017 B HKD 0.280   0.219   0.233   6,877,000 1,591,110 N/A 0.280   2016/10/13 0.219   2016/10/05 6,877,000 1,591,110 -   - -   -
13209 SG Issuer - AGBK European Warrants Apr 2017 A HKD 0.226   0.209   0.129   128,000 28,498 N/A 0.250   2016/09/22 0.190   2016/09/14 1,350,000 264,718 -   - -   -
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD -   -   0.133   0 0 N/A 0.191   2016/09/09 0.150   2016/08/30 1,344,000 217,465 -   - -   -
27206 SG Issuer - AGBK European Warrants Dec 2016 A HKD 0.355   0.188   0.220   16,170,000 3,526,842 699,888 0.355   2016/10/04 0.077   2016/05/24 22,598,000 4,199,328 -   - -   -
28220 SG Issuer - AGBK European Warrants Jun 2017 A HKD -   -   0.540   0 0 N/A 0.640   2016/09/08 0.240   2016/05/24 2,378,000 694,000 -   - -   -
12495 SG Issuer - AGBK European Warrants Jun 2017 B HKD -   -   0.275   0 0 N/A 0.375   2016/09/29 0.265   2016/08/19 150,000 54,445 -   - -   -
29215 SG Issuer - AIA European Put Warrants Dec 2016 B HKD 0.035   0.011   0.022   1,688,000 39,778 N/A 0.330   2016/06/27 0.011   2016/10/03 41,644,000 5,658,766 -   - -   -
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD 0.285   0.152   0.239   15,602,000 2,946,462 N/A 0.285   2016/10/31 0.152   2016/10/25 15,602,000 2,946,462 -   - -   -
12334 SG Issuer - AIA European Put Warrants Mar 2017 B HKD 0.222   0.079   0.184   71,768,000 7,736,920 N/A 0.290   2016/08/29 0.079   2016/10/11 125,520,000 16,024,460 -   - -   -
27671 SG Issuer - AIA Eu Put Wt Nov 2016 A HKD -   -   0.016   0 0 7,949,217 0.231   2016/05/13 0.016   2016/08/29 287,636,000 48,949,214 -   - -   -
13652 SG Issuer - AIA European Warrants Apr 2017 A HKD 0.330   0.084   0.110   77,164,000 16,472,576 N/A 0.330   2016/10/07 0.084   2016/10/31 77,164,000 16,472,576 -   - -   -
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.305   0.051   0.066   23,578,000 3,270,686 N/A 0.305   2016/10/06 0.051   2016/10/31 23,578,000 3,270,686 -   - -   -
11892 SG Issuer - AIA European Warrants Feb 2017 A HKD 0.195   0.023   0.038   168,924,000 24,096,956 N/A 0.195   2016/10/06 0.023   2016/10/31 428,906,000 59,078,386 -   - -   -
11187 SG Issuer - AIA European Warrants Jan 2017 A HKD 0.770   0.280   0.335   1,982,000 1,205,670 N/A 0.770   2016/10/06 0.280   2016/10/31 34,894,000 15,697,540 -   - -   -
11851 SG Issuer - AIA European Warrants May 2017 A HKD 0.227   0.043   0.057   191,578,000 29,521,284 N/A 0.227   2016/10/06 0.043   2016/10/31 312,510,000 48,710,772 -   - -   -
28261 SG Issuer - AIA European Warrants Nov 2016 B HKD 0.405   0.280   0.260   3,534,000 1,157,620 N/A 0.410   2016/09/29 0.117   2016/06/24 313,254,000 68,120,034 -   - -   -
12902 SG Issuer - Anhui Conch European Warrants Apr 2017 A HKD 0.250   0.152   0.167   1,130,000 225,760 N/A 0.250   2016/10/06 0.152   2016/10/14 1,640,000 350,825 -   - -   -
27362 SG Issuer - Anhui Conch European Warrants Dec 2016 A HKD 0.124   0.033   0.035   28,325,000 2,197,035 1,083,578 0.285   2016/04/18 0.033   2016/10/13 65,810,000 6,980,820 -   - -   -
28055 SG Issuer - Anhui Conch European Warrants Jan 2017 A HKD 0.395   0.219   0.260   1,835,000 531,040 N/A 0.395   2016/10/06 0.168   2016/06/28 101,890,000 22,019,795 -   - -   -
28335 SG Issuer - Anta Sports European Warrants Dec 2016 A HKD 0.355   0.192   0.385   12,040,000 3,674,320 N/A 0.375   2016/09/08 0.091   2016/06/27 226,410,000 52,486,290 -   - -   -
28353 SG Issuer - BOCHK European Warrants Jan 2017 A HKD 0.275   0.143   0.232   22,645,000 5,143,855 N/A 0.315   2016/09/09 0.090   2016/06/27 60,240,000 11,013,970 -   - -   -
12779 SG Issuer - BOCHK European Warrants Jun 2017 A HKD 0.350   0.247   0.330   420,000 138,570 N/A 0.350   2016/10/27 0.238   2016/08/26 5,540,000 1,400,890 -   - -   -
28446 SG Issuer - BOCL European Put Warrants Feb 2017 B HKD 0.046   0.020   0.022   3,402,000 124,779 N/A 0.219   2016/06/24 0.016   2016/09/06 12,542,000 858,079 -   - -   -
12865 SG Issuer - BOCL European Put Warrants Mar 2017 B HKD 0.130   0.113   0.101   150,000 18,650 N/A 0.210   2016/08/30 0.068   2016/09/22 1,086,000 114,779 -   - -   -
12496 SG Issuer - BOCL European Warrants Apr 2017 A HKD 0.255   0.130   0.150   21,865,000 3,927,354 N/A 0.305   2016/09/22 0.130   2016/10/28 40,311,000 7,563,313 -   - -   -
28210 SG Issuer - BOCL European Warrants Feb 2017 A HKD 0.720   0.500   0.550   1,647,000 928,010 N/A 0.800   2016/09/22 0.248   2016/05/24 7,972,000 3,673,660 -   - -   -
11698 SG Issuer - BOCL European Warrants Jan 2017 A HKD 0.355   0.325   0.233   122,000 42,650 N/A 0.355   2016/10/05 0.162   2016/08/03 10,660,000 1,993,276 -   - -   -
13210 SG Issuer - BOCL European Warrants May 2017 A HKD -   -   0.065   0 0 N/A 0.211   2016/09/22 0.126   2016/09/26 7,750,000 1,468,435 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD -   -   0.122   0 0 N/A 0.237   2016/08/30 0.192   2016/09/20 3,600,000 803,890 -   - -   -
27236 SG Issuer - BOCom European Warrants Dec 2016 A HKD 0.660   0.345   0.455   1,830,000 912,600 576,251 0.840   2016/09/06 0.164   2016/05/24 17,344,000 5,980,453 -   - -   -
12497 SG Issuer - BOCom European Warrants Mar 2017 A HKD 0.620   0.400   0.465   3,404,000 1,637,080 N/A 0.760   2016/09/06 0.400   2016/10/14 5,600,000 3,058,650 -   - -   -
12706 SG Issuer - BYD European Warrants Apr 2017 A HKD 0.315   0.157   0.166   95,345,000 21,089,565 N/A 0.530   2016/08/31 0.157   2016/10/31 98,405,000 22,374,290 -   - -   -
11406 SG Issuer - BYD European Warrants Feb 2017 A HKD 0.345   0.178   0.190   51,670,000 11,557,085 N/A 0.810   2016/07/19 0.178   2016/10/31 71,670,000 22,282,735 -   - -   -
27242 SG Issuer - CAM CSI300 European Warrants Feb 2017 A HKD 0.031   0.022   0.020   4,500,000 114,900 2,944,813 0.265   2016/04/13 0.022   2016/10/28 300,540,000 51,634,754 -   - -   -
28492 SG Issuer - CAM CSI300 European Warrants Jan 2017 A HKD 0.136   0.123   0.111   920,000 119,292 N/A 0.320   2016/06/02 0.118   2016/09/27 3,342,000 628,482 -   - -   -
12638 SG Issuer - CAM CSI300 European Warrants Mar 2017 A HKD 0.142   0.116   0.116   2,680,000 346,500 N/A 0.223   2016/08/23 0.116   2016/10/27 4,824,000 791,106 -   - -   -
13198 SG Issuer - CCB European Put Warrants Apr 2017 B HKD 0.355   0.231   0.285   12,067,000 3,479,235 N/A 0.355   2016/10/14 0.231   2016/10/11 17,731,000 5,112,754 -   - -   -
28447 SG Issuer - CCB European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 N/A 0.207   2016/06/17 0.010   2016/09/20 48,052,000 4,673,409 -   - -   -
11748 SG Issuer - CCB European Put Warrants Mar 2017 B HKD 0.094   0.053   0.076   1,795,000 114,151 N/A 0.280   2016/07/27 0.045   2016/09/09 104,595,000 7,988,035 -   - -   -
12533 SG Issuer - CCB European Warrants Apr 2017 A HKD 0.207   0.099   0.114   30,195,000 4,769,944 N/A 0.285   2016/09/09 0.099   2016/10/28 89,880,000 18,229,635 -   - -   -
28211 SG Issuer - CCB European Warrants Dec 2016 A HKD 0.880   0.810   0.830   2,313,000 1,986,390 N/A 1.240   2016/09/09 0.216   2016/05/24 9,511,000 7,255,620 -   - -   -
27207 SG Issuer - CCB European Warrants Mar 2017 A HKD 0.380   0.192   0.221   33,333,000 8,239,035 4,716,808 0.510   2016/09/09 0.059   2016/05/13 370,203,000 73,573,802 -   - -   -
13072 SG Issuer - CCB European Warrants May 2017 A HKD 0.089   0.084   0.078   102,000 8,764 N/A 0.295   2016/09/09 0.084   2016/10/14 22,562,000 4,592,324 -   - -   -
27178 SG Issuer - CCB European Warrants Nov 2016 A HKD 0.500   0.350   0.250   1,261,000 489,140 23,457,298 0.720   2016/09/22 0.048   2016/05/20 1,319,624,000 185,579,542 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.079   0.079   0.085   30,000 2,370 47,935 0.246   2016/04/18 0.078   2016/09/28 2,630,000 292,520 -   - -   -
28071 SG Issuer - CCoal European Warrants Dec 2016 A HKD 1.140   0.550   0.730   1,760,000 1,436,820 N/A 1.140   2016/10/25 0.285   2016/08/25 48,822,000 23,391,790 -   - -   -
11518 SG Issuer - CCoal European Warrants Feb 2017 A HKD 0.370   0.130   0.145   72,766,000 17,696,316 N/A 0.460   2016/07/19 0.097   2016/08/26 93,386,000 23,380,214 -   - -   -
13630 SG Issuer - CCoal European Warrants May 2017 A HKD 0.740   0.485   0.485   1,916,000 1,130,050 N/A 0.740   2016/10/25 0.485   2016/10/31 1,916,000 1,130,050 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.159   0.142   0.146   2,735,000 401,940 N/A 0.211   2016/08/18 0.140   2016/09/30 11,070,000 2,015,240 -   - -   -
13601 SG Issuer - CGS European Warrants May 2017 A HKD 0.810   0.640   0.640   3,012,000 2,392,680 N/A 0.810   2016/10/07 0.640   2016/10/28 3,012,000 2,392,680 -   - -   -
13031 SG Issuer - Ch Mob European Warrants Apr 2017 B HKD 0.570   0.185   0.213   57,010,000 13,646,145 N/A 0.710   2016/09/09 0.185   2016/10/28 64,490,000 17,778,945 -   - -   -
28264 SG Issuer - Ch Mob European Warrants Dec 2016 C HKD 0.620   0.075   0.099   32,905,000 8,538,485 N/A 0.830   2016/09/09 0.075   2016/10/28 66,315,000 27,797,885 -   - -   -
11789 SG Issuer - Ch Mob European Warrants Feb 2017 A HKD 0.124   0.016   0.019   46,215,000 2,708,395 N/A 0.236   2016/08/01 0.016   2016/10/28 362,110,000 51,607,920 -   - -   -
12501 SG Issuer - Ch Mob European Warrants Jan 2017 D HKD 0.199   0.022   0.026   169,545,000 21,285,730 N/A 0.340   2016/08/19 0.022   2016/10/28 526,835,000 89,303,060 -   - -   -
13032 SG Issuer - Ch Mob European Warrants Mar 2017 C HKD 0.248   0.046   0.056   97,585,000 18,305,080 N/A 0.335   2016/09/09 0.046   2016/10/28 440,740,000 97,240,210 -   - -   -
27365 SG Issuer - Ch Mob European Warrants Nov 2016 B HKD 0.139   0.010   0.010   20,785,000 1,882,475 35,530,449 0.435   2016/07/21 0.010   2016/10/20 1,212,315,000 226,506,420 -   - -   -
27672 SG Issuer - Ch Mob European Warrants Nov 2016 C HKD 0.030   0.010   0.010   4,520,000 97,980 22,047,198 0.255   2016/04/28 0.010   2016/10/07 895,420,000 133,434,410 -   - -   -
28082 SG Issuer - CHALCO European Warrants Dec 2016 A HKD 0.395   0.275   0.290   1,970,000 635,470 N/A 0.425   2016/09/09 0.223   2016/07/29 47,566,000 13,360,234 -   - -   -
12344 SG Issuer - CHALCO European Warrants Mar 2017 A HKD 0.340   0.270   0.270   90,000 27,250 N/A 0.365   2016/09/02 0.270   2016/10/31 26,194,000 8,622,030 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.300   0.255   0.249   815,000 222,175 N/A 0.415   2016/09/09 0.220   2016/08/24 19,030,000 4,489,360 -   - -   -
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.275   0.232   0.229   1,240,000 297,540 N/A 0.385   2016/08/15 0.223   2016/05/19 36,520,000 9,911,280 -   - -   -
13199 SG Issuer - China Life European Put Warrants Apr 2017 A HKD 0.229   0.137   0.206   28,130,000 4,755,910 N/A 0.229   2016/10/31 0.122   2016/09/22 193,340,000 30,420,470 -   - -   -
11893 SG Issuer - China Life European Put Warrants Jan 2017 B HKD 0.070   0.022   0.053   144,230,000 5,725,480 N/A 0.207   2016/08/04 0.022   2016/10/11 753,790,000 42,764,410 -   - -   -
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD 0.206   0.171   0.225   20,000 3,770 N/A 0.234   2016/09/19 0.171   2016/10/06 3,280,000 627,460 -   - -   -
12915 SG Issuer - China Life European Put Warrants May 2017 A HKD 0.137   0.070   0.117   44,650,000 4,612,890 N/A 0.173   2016/09/02 0.070   2016/10/11 280,640,000 28,316,060 -   - -   -
13507 SG Issuer - China Life European Put Warrants May 2017 C HKD 0.295   0.231   0.325   4,680,000 1,162,540 N/A 0.305   2016/09/30 0.231   2016/10/06 4,760,000 1,185,490 -   - -   -
13452 SG Issuer - China Life European Warrants Apr 2017 B HKD 0.191   0.070   0.077   37,610,000 6,456,890 N/A 0.211   2016/09/27 0.070   2016/10/31 56,110,000 10,147,490 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.162   0.129   0.088   510,000 77,430 N/A 0.250   2016/09/22 0.129   2016/10/05 100,490,000 21,551,280 -   - -   -
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.156   0.156   0.086   130,000 20,280 N/A 0.156   2016/10/07 0.133   2016/09/28 150,000 22,990 -   - -   -
11654 SG Issuer - China Life European Warrants Jan 2017 A HKD 0.265   0.103   0.102   8,920,000 1,843,280 N/A 0.325   2016/09/22 0.093   2016/08/11 175,080,000 27,519,240 -   - -   -
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.167   0.076   0.074   15,520,000 1,960,590 N/A 0.204   2016/09/22 0.076   2016/10/28 72,900,000 11,563,340 -   - -   -
12825 SG Issuer - China Life European Warrants Jun 2017 B HKD 0.390   0.219   0.234   260,000 73,900 N/A 0.450   2016/09/22 0.219   2016/10/31 11,750,000 3,787,270 -   - -   -
11066 SG Issuer - China Life European Warrants Mar 2017 A HKD 0.475   0.260   0.280   6,550,000 2,760,900 N/A 0.540   2016/09/22 0.148   2016/07/08 220,800,000 59,178,670 -   - -   -
12534 SG Issuer - China Life European Warrants Mar 2017 B HKD 0.720   0.153   0.176   13,626,000 6,814,300 N/A 1.090   2016/09/22 0.153   2016/10/31 57,793,000 41,477,300 -   - -   -
13254 SG Issuer - China Life European Warrants May 2017 B HKD 0.156   0.043   0.053   50,800,000 5,138,820 N/A 0.182   2016/09/22 0.043   2016/10/31 128,470,000 16,697,920 -   - -   -
13372 SG Issuer - China Life European Warrants May 2018 A HKD -   -   0.086   0 0 N/A 0.138   2016/09/27 0.136   2016/09/27 20,000 2,740 -   - -   -
11065 SG Issuer - China Life European Warrants Nov 2016 C HKD -   -   0.385   0 0 N/A 0.485   2016/09/21 0.145   2016/08/03 66,670,000 15,478,690 -   - -   -
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.290   0.168   0.167   6,030,000 1,495,660 N/A 0.330   2016/09/22 0.168   2016/10/31 86,920,000 21,769,010 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD 0.425   0.320   0.260   970,000 365,350 N/A 0.450   2016/09/22 0.217   2016/08/08 8,110,000 2,325,800 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.265   0.232   0.180   2,880,000 690,950 N/A 0.265   2016/10/06 0.232   2016/10/03 15,640,000 3,833,940 -   - -   -
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.148   0.116   0.070   17,850,000 2,458,430 N/A 0.148   2016/10/06 0.116   2016/10/04 24,350,000 3,251,940 -   - -   -
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.260   0.180   0.220   15,480,000 3,697,740 N/A 0.260   2016/10/20 0.140   2016/09/20 21,180,000 4,704,600 -   - -   -
12805 SG Issuer - China Overseas European Put Warrants Apr 2017 B HKD 0.305   0.225   0.290   7,540,000 1,995,040 N/A 0.315   2016/08/29 0.176   2016/09/23 15,940,000 3,715,760 -   - -   -
27183 SG Issuer - China Overseas European Put Warrants Nov 2016 B HKD 0.036   0.014   0.026   5,720,000 147,740 623,680 0.330   2016/05/13 0.010   2016/09/23 84,180,000 5,560,640 -   - -   -
11967 SG Issuer - China Overseas European Warrants Apr 2017 A HKD 0.060   0.032   0.030   1,980,000 89,900 N/A 0.198   2016/08/09 0.032   2016/10/14 7,740,000 947,100 -   - -   -
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD 0.140   0.138   0.064   40,000 5,560 N/A 0.140   2016/10/07 0.138   2016/10/07 40,000 5,560 -   - -   -
27099 SG Issuer - China Overseas European Warrants Jan 2017 A HKD 0.072   0.016   0.015   31,860,000 1,253,220 1,035,893 0.223   2016/04/06 0.016   2016/10/31 71,520,000 6,331,320 -   - -   -
12803 SG Issuer - China Overseas European Warrants Mar 2017 A HKD 0.198   0.064   0.064   167,180,000 17,135,400 N/A 0.275   2016/09/22 0.064   2016/10/31 241,340,000 32,921,880 -   - -   -
13802 SG Issuer - China Overseas European Warrants May 2017 A HKD 0.265   0.224   0.203   3,040,000 707,820 N/A 0.265   2016/10/18 0.224   2016/10/18 3,040,000 707,820 -   - -   -
13479 SG Issuer - China Res Land European Warrants Apr 2017 A HKD 0.142   0.059   0.059   5,820,000 471,760 N/A 0.247   2016/09/28 0.059   2016/10/28 21,700,000 4,078,980 -   - -   -
12326 SG Issuer - China Res Land European Warrants Mar 2017 A HKD 0.183   0.080   0.071   11,540,000 1,213,480 N/A 0.260   2016/09/28 0.080   2016/10/24 31,600,000 5,675,540 -   - -   -
27978 SG Issuer - China Tel European Warrants Dec 2016 A HKD 0.260   0.165   0.133   4,604,000 977,668 N/A 0.320   2016/08/18 0.135   2016/06/28 61,798,000 14,658,000 -   - -   -
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.435   0.420   0.365   640,000 271,700 N/A 0.435   2016/10/19 0.420   2016/10/19 640,000 271,700 -   - -   -
12437 SG Issuer - China Tel European Warrants Mar 2017 A HKD 0.280   0.225   0.222   12,620,000 3,013,040 N/A 0.410   2016/08/23 0.183   2016/09/15 83,142,000 20,590,234 -   - -   -
11968 SG Issuer - China Vanke European Warrants Apr 2017 A HKD 0.215   0.215   0.204   50,000 10,750 N/A 0.405   2016/08/16 0.209   2016/09/19 12,118,000 2,999,566 -   - -   -
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD -   -   0.146   0 0 N/A 0.223   2016/08/25 0.220   2016/08/25 2,000 443 -   - -   -
13549 SG Issuer - ChiUnicom European Warrants Apr 2017 A HKD 0.690   0.295   0.265   5,320,000 2,635,200 N/A 0.690   2016/10/11 0.295   2016/10/27 5,524,000 2,751,440 -   - -   -
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD -   -   0.124   0 0 2,375,470 0.232   2016/04/21 0.084   2016/07/21 115,240,000 16,452,380 -   - -   -
27238 SG Issuer - CITBK European Warrants Feb 2017 A HKD 0.330   0.117   0.117   70,074,000 13,738,656 4,358,470 0.465   2016/09/22 0.117   2016/10/31 111,633,000 28,669,770 -   - -   -
12433 SG Issuer - CITIC Bank European Warrants May 2017 A HKD 0.243   0.121   0.107   36,340,000 6,737,374 N/A 0.420   2016/08/17 0.121   2016/10/27 48,207,000 10,429,239 -   - -   -
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD -   -   0.085   0 0 1,229,191 0.172   2016/04/28 0.100   2016/09/27 72,886,000 9,074,408 -   - -   -
28699 SG Issuer - CITIC Sec European Warrants Dec 2016 A HKD 0.029   0.029   0.018   305,000 8,845 N/A 0.187   2016/06/08 0.029   2016/10/03 12,980,000 1,672,350 -   - -   -
11695 SG Issuer - CITIC Sec European Warrants Mar 2017 A HKD -   -   0.071   0 0 N/A 0.205   2016/08/15 0.125   2016/08/04 5,600,000 1,002,750 -   - -   -
12780 SG Issuer - CITIC Sec European Warrants May 2017 A HKD 0.165   0.148   0.159   225,000 36,700 N/A 0.280   2016/09/09 0.148   2016/10/04 10,660,000 2,461,795 -   - -   -
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.179   0.177   0.158   10,000 1,780 N/A 0.179   2016/10/05 0.177   2016/10/05 10,000 1,780 -   - -   -
11255 SG Issuer - CKH European Put Warrants Jan 2017 C HKD 0.015   0.010   0.011   3,975,000 51,525 N/A 0.445   2016/07/06 0.010   2016/10/11 72,895,000 3,512,050 -   - -   -
12826 SG Issuer - CKH European Put Warrants Mar 2017 B HKD 0.355   0.192   0.249   7,385,000 1,873,775 N/A 0.375   2016/08/29 0.192   2016/10/25 11,225,000 2,936,880 -   - -   -
13073 SG Issuer - CKH European Warrants Apr 2017 B HKD 0.260   0.172   0.140   1,100,000 201,500 N/A 0.425   2016/09/09 0.172   2016/10/14 4,430,000 1,250,500 -   - -   -
11025 SG Issuer - CKH European Warrants Jan 2017 B HKD 0.830   0.420   0.440   2,700,000 1,338,700 N/A 1.080   2016/09/09 0.181   2016/07/06 318,130,000 107,843,235 -   - -   -
11969 SG Issuer - CKH European Warrants Mar 2017 A HKD 0.475   0.250   0.265   7,210,000 2,606,975 N/A 0.700   2016/09/05 0.250   2016/10/28 23,530,000 11,559,175 -   - -   -
27140 SG Issuer - CKH European Warrants Nov 2016 A HKD -   -   0.010   0 0 722,150 0.133   2016/04/07 0.012   2016/06/30 161,150,000 6,036,400 -   - -   -
11189 SG Issuer - CKI Holdings European Warrants Feb 2017 A HKD 0.250   0.120   0.120   100,000 18,170 N/A 0.590   2016/08/01 0.120   2016/10/27 75,180,000 29,789,280 -   - -   -
28090 SG Issuer - CKI Holdings European Warrants Jan 2017 A HKD 0.012   0.010   0.010   2,540,000 27,800 N/A 0.510   2016/06/10 0.010   2016/10/11 172,190,000 18,338,980 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD -   -   0.212   0 0 N/A 0.385   2016/09/26 0.365   2016/09/28 2,460,000 916,800 -   - -   -
13881 SG Issuer - CKI Holdings European Warrants May 2017 A HKD 0.520   0.455   0.460   7,270,000 3,460,000 N/A 0.520   2016/10/20 0.455   2016/10/24 7,270,000 3,460,000 -   - -   -
11966 SG Issuer - CKP European Warrants Feb 2017 A HKD 0.325   0.192   0.244   4,160,000 988,975 N/A 0.485   2016/09/09 0.192   2016/10/18 43,240,000 14,710,750 -   - -   -
27309 SG Issuer - CKP European Warrantss Dec 2016 A HKD 0.385   0.187   0.290   11,615,000 3,206,455 3,167,213 0.600   2016/09/09 0.187   2016/10/19 57,365,000 19,060,555 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.340   0.176   0.192   1,810,000 469,730 N/A 0.345   2016/09/19 0.117   2016/06/24 154,370,000 27,898,830 -   - -   -
29151 SG Issuer - CMB European Warrants Jan 2017 A HKD 1.740   1.740   1.330   5,000 8,700 N/A 2.300   2016/09/22 0.610   2016/06/15 165,000 253,990 -   - -   -
12499 SG Issuer - CMB European Warrants Jun 2017 B HKD 0.239   0.152   0.164   1,000,000 221,010 N/A 0.241   2016/09/26 0.152   2016/10/28 1,990,000 452,340 -   - -   -
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD -   -   0.300   0 0 N/A 0.330   2016/08/23 0.216   2016/08/04 7,695,000 1,742,815 -   - -   -
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.119   0.093   0.118   400,000 42,700 N/A 0.145   2016/07/29 0.093   2016/10/11 1,000,000 108,100 -   - -   -
12336 SG Issuer - CMob European Put Warrants Mar 2017 B HKD 0.540   0.265   0.520   14,185,000 5,262,200 N/A 0.540   2016/10/28 0.265   2016/10/11 46,585,000 17,731,500 -   - -   -
27181 SG Issuer - CMob European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 7,890,978 0.275   2016/04/08 0.010   2016/08/16 420,345,000 54,519,655 -   - -   -
29216 SG Issuer - CMob European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 N/A 0.445   2016/06/17 0.010   2016/09/27 126,910,000 14,801,680 -   - -   -
28222 SG Issuer - CNBM European Warrants Feb 2017 A HKD 0.260   0.158   0.153   19,220,000 3,812,774 N/A 0.600   2016/07/15 0.158   2016/10/13 74,376,000 24,240,104 -   - -   -
13689 SG Issuer - CNBM European Warrants May 2017 A HKD 0.420   0.335   0.340   4,000,000 1,502,850 N/A 0.420   2016/10/25 0.335   2016/10/14 4,000,000 1,502,850 -   - -   -
13617 SG Issuer - CNOOC European Put Warrants Apr 2017 A HKD 0.450   0.255   0.430   12,738,000 4,617,725 N/A 0.450   2016/10/31 0.255   2016/10/24 12,738,000 4,617,725 -   - -   -
28455 SG Issuer - CNOOC European Put Warrants Dec 2016 C HKD 0.062   0.011   0.024   25,087,000 692,588 N/A 0.550   2016/06/01 0.011   2016/10/25 99,832,000 10,701,068 -   - -   -
28272 SG Issuer - CNOOC European Warrants Dec 2016 B HKD 0.800   0.228   0.230   24,697,000 9,893,143 N/A 0.800   2016/10/24 0.114   2016/09/28 194,619,000 48,867,069 -   - -   -
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.171   0.119   0.121   67,360,000 9,963,260 2,740,733 0.171   2016/10/24 0.095   2016/08/03 120,790,000 16,444,400 -   - -   -
12642 SG Issuer - CNOOC European Warrants Mar 2017 A HKD 0.470   0.173   0.182   45,065,000 14,275,782 N/A 0.470   2016/10/20 0.123   2016/09/28 98,648,000 24,744,317 -   - -   -
13428 SG Issuer - CNOOC European Warrants Mar 2017 B HKD 1.220   0.650   0.650   7,942,000 7,007,350 N/A 1.220   2016/10/24 0.450   2016/09/28 21,208,000 14,420,150 -   - -   -
13739 SG Issuer - CNOOC European Warrants May 2017 A HKD 0.405   0.209   0.196   2,057,000 506,952 N/A 0.405   2016/10/24 0.209   2016/10/31 2,057,000 506,952 -   - -   -
27551 SG Issuer - CNOOC European Warrants Nov 2016A HKD 0.115   0.010   0.010   21,868,000 1,217,042 3,483,238 0.395   2016/05/03 0.010   2016/10/24 131,093,000 20,899,427 -   - -   -
11750 SG Issuer - CP&CC European Put Warrants Mar 2017 A HKD 0.175   0.137   0.159   900,000 145,500 N/A 0.365   2016/07/29 0.137   2016/10/05 1,456,000 298,238 -   - -   -
27185 SG Issuer - CP&CC European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 658,784 0.290   2016/04/08 0.038   2016/08/05 41,744,000 6,242,858 -   - -   -
13661 SG Issuer - CP&CC European Warrants Apr 2017 A HKD 0.490   0.290   0.305   22,940,000 9,027,120 N/A 0.490   2016/10/11 0.290   2016/10/27 22,940,000 9,027,120 -   - -   -
27443 SG Issuer - CP&CC European Warrants Dec 2016 A HKD 0.144   0.024   0.029   60,050,000 5,003,478 14,025,768 0.360   2016/04/27 0.024   2016/10/31 460,648,000 84,362,686 -   - -   -
11411 SG Issuer - CP&CC European Warrants Feb 2017 A HKD 0.470   0.249   0.265   16,706,000 6,515,068 N/A 0.530   2016/07/13 0.196   2016/09/20 52,642,000 18,610,506 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD 0.420   0.320   0.310   3,080,000 1,218,730 N/A 0.420   2016/10/20 0.320   2016/10/28 3,080,000 1,218,730 -   - -   -
12539 SG Issuer - CP&CC European Warrants Mar 2017 B HKD 0.232   0.149   0.121   29,580,000 6,055,068 N/A 0.232   2016/10/06 0.082   2016/09/15 41,460,000 7,662,790 -   - -   -
27252 SG Issuer - CP&CC European Warrants Nov 2016 B HKD 0.580   0.280   0.280   1,174,000 523,300 9,337,021 0.700   2016/04/28 0.152   2016/09/15 158,210,000 56,647,924 -   - -   -
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.128   0.093   0.121   3,000,000 337,000 1,204,127 0.250   2016/04/27 0.093   2016/10/11 37,550,000 7,540,220 -   - -   -
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.235   0.177   0.203   13,850,000 2,864,560 N/A 0.255   2016/08/19 0.158   2016/09/21 34,850,000 7,621,960 -   - -   -
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD 0.101   0.086   0.088   2,280,000 222,600 196,102 0.243   2016/04/11 0.086   2016/10/31 26,540,000 4,866,920 -   - -   -
27674 SG Issuer - CSOP A50 ETF Eu Wt Nov 2016 B HKD -   -   0.014   0 0 1,075,894 0.385   2016/04/28 0.018   2016/09/15 33,430,800 6,455,514 -   - -   -
13654 SG Issuer - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.620   0.550   0.485   247,600 144,892 N/A 0.620   2016/10/11 0.550   2016/10/25 247,600 144,892 -   - -   -
28448 SG Issuer - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.090   0.028   0.029   25,040,200 1,408,826 N/A 0.485   2016/06/01 0.028   2016/10/31 81,581,400 18,274,973 -   - -   -
11894 SG Issuer - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.116   0.054   0.057   115,218,400 10,016,372 N/A 0.465   2016/08/15 0.054   2016/10/27 237,754,000 38,390,963 -   - -   -
12519 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 A HKD -   -   0.067   0 0 N/A 0.202   2016/08/22 0.084   2016/09/27 5,780,000 965,920 -   - -   -
12949 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 B HKD 0.375   0.275   0.265   62,200 19,325 N/A 0.570   2016/09/06 0.275   2016/10/27 66,200 21,605 -   - -   -
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.061   0.048   0.055   2,340,000 133,200 N/A 0.225   2016/08/04 0.048   2016/10/28 4,160,000 316,600 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD -   -   0.209   0 0 N/A 0.300   2016/09/22 0.220   2016/09/05 7,570,000 1,864,750 -   - -   -
28093 SG Issuer - Fosun Intl European Warrants Mar 2017 A HKD 0.165   0.122   0.116   1,185,000 179,100 N/A 0.198   2016/05/31 0.113   2016/08/04 95,635,000 13,644,445 -   - -   -
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD -   -   0.185   0 0 N/A 0.236   2016/09/27 0.232   2016/09/27 520,000 121,680 -   - -   -
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.143   0.141   0.093   1,520,000 215,800 N/A 0.143   2016/10/27 0.141   2016/10/27 1,520,000 215,800 -   - -   -
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.285   0.270   0.216   3,000,000 832,500 N/A 0.315   2016/08/05 0.270   2016/10/07 3,120,000 869,200 -   - -   -
13281 SG Issuer - Galaxy Ent European Put Warrants Apr 2017 A HKD 0.280   0.152   0.167   48,670,000 10,010,820 N/A 0.310   2016/09/20 0.152   2016/10/27 49,330,000 10,202,320 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 0.410   0.255   0.340   10,180,000 3,474,000 N/A 0.410   2016/10/11 0.234   2016/09/27 18,140,000 5,699,220 -   - -   -
27141 SG Issuer - Galaxy Ent European Warrants Dec 2016 A HKD 0.038   0.010   0.010   90,780,000 2,174,650 1,018,627 0.239   2016/04/14 0.010   2016/10/27 204,330,000 10,065,450 -   - -   -
28274 SG Issuer - Galaxy Ent European Warrants Dec 2016 B HKD 0.680   0.480   0.610   2,480,000 1,316,200 N/A 0.680   2016/10/11 0.120   2016/07/06 699,450,000 148,582,990 -   - -   -
12764 SG Issuer - Galaxy Ent European Warrants Feb 2017 B HKD 0.500   0.300   0.440   3,720,000 1,508,800 N/A 0.500   2016/10/26 0.129   2016/09/01 162,630,000 33,090,380 -   - -   -
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.222   0.174   0.188   7,960,000 1,645,010 N/A 0.222   2016/10/14 0.174   2016/10/31 7,960,000 1,645,010 -   - -   -
11970 SG Issuer - Galaxy Ent European Warrants Mar 2017 A HKD 0.375   0.214   0.300   17,350,000 5,121,730 N/A 0.375   2016/10/11 0.091   2016/09/01 238,620,000 46,664,760 -   - -   -
13329 SG Issuer - Galaxy Ent European Warrants May 2017 A HKD 0.260   0.151   0.195   138,330,000 27,701,310 N/A 0.260   2016/10/11 0.150   2016/09/27 360,620,000 73,431,180 -   - -   -
28354 SG Issuer - Galaxy European Put Warrants Dec 2016 C HKD 0.010   0.010   0.010   400,000 4,000 N/A 0.217   2016/06/28 0.010   2016/10/04 151,110,000 23,498,760 -   - -   -
11853 SG Issuer - Galaxy European Put Warrants Feb 2017 A HKD 0.079   0.029   0.031   21,450,000 1,199,660 N/A 0.285   2016/08/03 0.029   2016/10/31 154,600,000 18,008,130 -   - -   -
27142 SG Issuer - Galaxy European Put Warrants Nov 2016 D HKD 0.032   0.010   0.010   5,580,000 103,650 7,952,052 0.470   2016/06/16 0.010   2016/10/06 370,080,000 50,491,160 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD 0.199   0.190   0.148   1,122,000 219,424 N/A 0.199   2016/10/20 0.190   2016/10/19 1,122,000 219,424 -   - -   -
13438 SG Issuer - Geely Auto European Warrants Apr 2017 A HKD 1.850   0.710   1.050   19,895,000 25,936,550 N/A 1.850   2016/10/25 0.650   2016/09/26 29,345,000 32,918,200 -   - -   -
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 1.640   0.960   0.990   32,180,000 40,857,500 N/A 1.640   2016/10/25 0.960   2016/10/31 32,180,000 40,857,500 -   - -   -
27906 SG Issuer - Geely Auto European Warrants Dec 2016 A HKD 4.410   2.940   3.560   730,000 2,740,600 N/A 4.410   2016/10/25 0.305   2016/06/24 169,935,000 92,391,950 -   - -   -
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 0.370   0.285   0.290   10,050,000 3,120,250 N/A 0.370   2016/10/26 0.285   2016/10/31 10,050,000 3,120,250 -   - -   -
29199 SG Issuer - Geely Auto European Warrants Feb 2017 A HKD 3.890   1.960   2.890   1,075,000 3,192,500 N/A 3.890   2016/10/25 0.410   2016/06/24 36,730,000 41,032,475 -   - -   -
28212 SG Issuer - Geely Auto European Warrants Jan 2017 A HKD 4.150   3.580   4.150   165,000 641,900 N/A 4.150   2016/10/31 0.670   2016/05/23 4,110,000 4,283,650 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 0.300   0.216   0.216   6,205,000 1,419,760 N/A 0.300   2016/10/25 0.216   2016/10/31 6,205,000 1,419,760 -   - -   -
12427 SG Issuer - Geely Auto European Warrants Mar 2017 A HKD 2.400   0.890   1.460   26,005,000 44,537,550 N/A 2.400   2016/10/25 0.425   2016/08/18 86,565,000 92,585,100 -   - -   -
27954 SG Issuer - GF Sec European Warrants Dec 2016 A HKD -   -   0.014   0 0 N/A 0.162   2016/06/03 0.023   2016/09/21 41,400,000 5,117,524 -   - -   -
27953 SG Issuer - GF Sec European Warrants Feb 2017 A HKD 0.133   0.120   0.117   360,000 45,040 N/A 0.310   2016/06/03 0.120   2016/10/13 36,512,000 8,484,750 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.345   0.213   0.214   8,995,000 2,114,545 N/A 0.345   2016/10/25 0.150   2016/05/11 16,940,000 3,803,125 -   - -   -
11814 SG Issuer - GWMC European Warrants Mar 2017 A HKD 0.156   0.057   0.058   184,090,000 15,903,775 N/A 0.201   2016/08/01 0.057   2016/10/31 201,840,000 18,677,840 -   - -   -
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.185   0.129   0.099   4,300,000 729,050 N/A 0.185   2016/10/25 0.129   2016/10/26 4,300,000 729,050 -   - -   -
27145 SG Issuer - Haitong Sec European Warrants Feb 2017 A HKD 0.093   0.066   0.071   6,448,000 509,928 1,324,198 0.223   2016/04/14 0.066   2016/10/31 112,120,000 16,511,392 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.255   0.227   0.243   556,000 131,952 N/A 0.330   2016/08/15 0.223   2016/06/16 7,108,000 1,901,088 -   - -   -
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD -   -   0.137   0 0 N/A 0.185   2016/09/09 0.147   2016/08/29 2,640,000 413,640 -   - -   -
13282 SG Issuer - HKEX European Put Warrants Apr 2017 D HKD 0.187   0.151   0.163   20,870,000 3,653,190 N/A 0.223   2016/09/20 0.151   2016/10/25 52,450,000 9,825,690 -   - -   -
29200 SG Issuer - HKEX European Put Warrants Dec 2016 E HKD 0.035   0.016   0.017   38,960,000 681,170 N/A 0.245   2016/06/24 0.016   2016/10/26 1,101,980,000 103,101,860 -   - -   -
27184 SG Issuer - HKEX European Put Warrants Jan 2017 B HKD 0.023   0.012   0.013   5,520,000 77,640 38,469,780 0.206   2016/04/08 0.012   2016/10/25 2,708,690,000 235,690,680 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD 0.090   0.069   0.073   2,160,000 176,370 N/A 0.178   2016/08/30 0.069   2016/10/31 7,530,000 688,610 -   - -   -
12459 SG Issuer - HKEX European Put Warrants Mar 2017 D HKD 0.139   0.110   0.118   107,710,000 13,845,630 N/A 0.250   2016/08/18 0.110   2016/10/24 542,910,000 79,763,480 -   - -   -
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD 0.103   0.087   0.090   320,000 29,900 N/A 0.127   2016/09/14 0.087   2016/10/26 1,000,000 106,910 -   - -   -
12745 SG Issuer - HKEX European Warrants Apr 2017 B HKD 0.285   0.232   0.232   300,000 76,200 N/A 0.305   2016/09/09 0.168   2016/08/25 100,560,000 22,098,940 -   - -   -
13093 SG Issuer - HKEX European Warrants Apr 2017 C HKD 1.030   0.720   0.720   2,872,000 2,649,800 N/A 1.210   2016/09/22 0.720   2016/10/31 10,634,000 11,023,720 -   - -   -
13383 SG Issuer - HKEX European Warrants Apr 2017 E HKD 0.215   0.155   0.162   121,130,000 22,692,250 N/A 0.290   2016/09/22 0.155   2016/10/28 173,150,000 35,021,420 -   - -   -
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.180   0.135   0.138   2,680,000 448,410 N/A 0.236   2016/09/22 0.135   2016/10/31 7,080,000 1,282,710 -   - -   -
28301 SG Issuer - HKEX European Warrants Dec 2016 D HKD 0.590   0.310   0.241   1,703,000 743,970 N/A 0.990   2016/09/09 0.260   2016/09/01 1,235,091,000 653,441,875 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.285   0.247   0.238   980,000 247,690 N/A 0.295   2016/09/22 0.191   2016/08/29 5,260,000 1,272,350 -   - -   -
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.202   0.159   0.163   29,270,000 5,439,080 N/A 0.235   2016/09/22 0.159   2016/10/31 58,080,000 11,533,460 -   - -   -
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.203   0.151   0.157   16,451,610,000 2,948,543,030 N/A 0.233   2016/09/22 0.151   2016/10/31 25,587,400,000 4,762,922,380 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD 0.193   0.154   0.159   23,660,000 4,047,220 661,886,292 0.241   2016/04/25 0.115   2016/08/19 29,201,880,000 3,988,330,610 -   - -   -
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.275   0.243   0.233   1,540,000 382,050 N/A 0.285   2016/09/13 0.242   2016/09/14 2,020,000 500,770 -   - -   -
28008 SG Issuer - HKEX European Warrants Mar 2017 C HKD 0.185   0.140   0.145   21,810,000 3,636,360 N/A 0.219   2016/09/09 0.090   2016/08/30 66,976,080,000 8,243,710,570 -   - -   -
12644 SG Issuer - HKEX European Warrants Mar 2017 E HKD 0.540   0.305   0.310   2,334,000 962,960 N/A 0.750   2016/09/09 0.305   2016/10/31 3,820,000 1,801,835 -   - -   -
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.265   0.236   0.239   1,740,000 429,780 N/A 0.285   2016/09/09 0.195   2016/08/29 10,100,000 2,419,460 -   - -   -
11047 SG Issuer - HKEX European Warrants Nov 2016 B HKD 0.310   0.249   0.275   6,560,000 1,808,840 N/A 0.340   2016/09/09 0.129   2016/06/24 58,790,000 11,585,490 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.188   0.132   0.130   2,820,000 500,320 N/A 0.188   2016/10/07 0.132   2016/10/31 2,820,000 500,320 -   - -   -
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.202   0.170   0.177   16,400,000 3,088,340 N/A 0.202   2016/10/24 0.170   2016/10/28 16,400,000 3,088,340 -   - -   -
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.325   0.315   0.335   20,000 6,400 N/A 0.325   2016/10/19 0.315   2016/10/19 20,000 6,400 -   - -   -
11700 SG Issuer - HLand European Warrants Feb 2017 A HKD 0.218   0.131   0.138   7,220,000 1,246,090 N/A 0.410   2016/07/28 0.131   2016/10/27 67,920,000 15,449,030 -   - -   -
13883 SG Issuer - HN Renewables European Warrants May 2017 A HKD 0.365   0.360   0.270   4,000 1,450 N/A 0.365   2016/10/20 0.360   2016/10/20 4,000 1,450 -   - -   -
28451 SG Issuer - HS H-SH European Put Warrants Jan 2017 C HKD 0.145   0.065   0.080   37,650,000 3,827,524 N/A 0.890   2016/06/16 0.065   2016/10/25 51,424,000 6,321,008 -   - -   -
13925 SG Issuer - HS H-SH European Put Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13380 SG Issuer - HS H-SHARE European Warrants Apr 2017 B HKD 0.400   0.385   0.315   384,000 151,160 N/A 0.690   2016/09/22 0.385   2016/10/12 678,000 339,900 -   - -   -
28449 SG Issuer - HS H-SHARE European Warrants Dec 2016 A HKD 0.470   0.184   0.160   5,848,000 1,823,166 N/A 0.485   2016/09/13 0.149   2016/06/24 60,960,000 12,960,330 -   - -   -
11494 SG Issuer - HS H-SHARE European Warrants Feb 2017 A HKD 1.020   0.700   0.710   1,828,000 1,496,660 N/A 1.020   2016/10/07 0.520   2016/08/04 2,092,000 1,735,880 -   - -   -
11840 SG Issuer - HS H-SHARE European Warrants Feb 2017 B HKD 0.222   0.064   0.073   34,246,000 4,593,648 N/A 0.395   2016/09/09 0.064   2016/10/28 69,026,000 12,557,370 -   - -   -
12520 SG Issuer - HS H-SHARE European Warrants Mar 2017 A HKD 0.130   0.049   0.050   930,000 77,170 N/A 0.249   2016/09/09 0.049   2016/10/27 58,170,000 12,045,764 -   - -   -
27243 SG Issuer - HS H-SHARE European Warrants Nov 2016 A HKD 0.510   0.189   0.080   2,248,000 853,314 4,118,441 0.630   2016/09/22 0.150   2016/06/16 110,352,000 26,037,624 -   - -   -
27677 SG Issuer - HS H-SHARE European Warrants Nov 2016 B HKD -   -   0.012   0 0 28,726 0.222   2016/04/28 0.014   2016/09/30 2,594,000 176,768 -   - -   -
12313 SG Issuer - HSBC European Put Warrants Apr 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13037 SG Issuer - HSBC European Put Warrants Apr 2017 E HKD 0.255   0.160   0.168   160,964,000 34,428,728 N/A 0.300   2016/09/27 0.160   2016/10/24 386,208,000 87,312,768 -   - -   -
13038 SG Issuer - HSBC European Put Warrants Apr 2017 F HKD 0.450   0.310   0.325   23,444,000 9,622,660 N/A 0.495   2016/09/26 0.310   2016/10/26 33,720,000 14,229,800 -   - -   -
11924 SG Issuer - HSBC European Put Warrants Feb 2017 C HKD 0.051   0.021   0.021   26,232,000 1,019,508 N/A 0.212   2016/08/04 0.021   2016/10/31 418,644,000 34,793,120 -   - -   -
12337 SG Issuer - HSBC European Put Warrants Feb 2017 D HKD 0.168   0.087   0.092   31,840,000 4,448,864 N/A 0.325   2016/08/16 0.087   2016/10/26 145,124,000 24,487,960 -   - -   -
11256 SG Issuer - HSBC European Put Warrants Jan 2017 C HKD -   -   0.010   0 0 N/A 0.148   2016/07/08 0.018   2016/08/19 7,400,000 895,152 -   - -   -
27334 SG Issuer - HSBC European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 22,626,582 0.184   2016/06/24 0.010   2016/08/05 1,606,932,000 162,539,224 -   - -   -
27665 SG Issuer - HSBC European Put Warrants Nov 2016 C HKD -   -   0.010   0 0 24,830,917 0.420   2016/06/24 0.012   2016/08/24 850,232,000 155,426,316 -   - -   -
12390 SG Issuer - HSBC European Warrants Apr 2017 C HKD 0.350   0.245   0.265   10,248,000 3,122,820 N/A 0.410   2016/09/05 0.233   2016/09/26 40,340,000 12,305,408 -   - -   -
13033 SG Issuer - HSBC European Warrants Apr 2017 D HKD 0.142   0.090   0.084   54,128,000 6,081,960 N/A 0.159   2016/09/22 0.086   2016/09/30 147,332,000 17,363,972 -   - -   -
27678 SG Issuer - HSBC European Warrants Dec 2016 B HKD 0.165   0.080   0.080   116,600,000 14,162,924 75,922,394 0.265   2016/09/05 0.027   2016/08/03 5,666,976,000 455,536,364 -   - -   -
11170 SG Issuer - HSBC European Warrants Feb 2017 A HKD 0.250   0.160   0.170   52,224,000 10,558,844 N/A 0.330   2016/09/09 0.052   2016/08/03 917,796,000 207,034,308 -   - -   -
11180 SG Issuer - HSBC European Warrants Feb 2017 B HKD 0.840   0.720   0.790   1,740,000 1,371,440 N/A 0.930   2016/09/09 0.217   2016/07/07 25,320,000 12,159,996 -   - -   -
11072 SG Issuer - HSBC European Warrants Jan 2017 A HKD 0.900   0.900   0.990   20,000 18,000 N/A 1.140   2016/09/06 0.177   2016/06/28 156,908,000 36,963,544 -   - -   -
11181 SG Issuer - HSBC European Warrants Jan 2017 B HKD 0.620   0.495   0.520   416,000 229,160 N/A 0.680   2016/09/09 0.114   2016/08/03 312,848,000 62,510,668 -   - -   -
11284 SG Issuer - HSBC European Warrants Jan 2017 D HKD -   -   1.270   0 0 N/A 1.420   2016/09/05 1.120   2016/08/31 2,168,000 2,671,280 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.255   0.190   0.208   62,764,000 14,329,480 N/A 0.280   2016/09/09 0.153   2016/08/26 310,388,000 70,648,128 -   - -   -
12829 SG Issuer - HSBC European Warrants May 2017 A HKD 0.240   0.165   0.175   112,112,000 22,945,960 N/A 0.295   2016/09/05 0.153   2016/09/30 365,740,000 74,606,532 -   - -   -
13075 SG Issuer - HSBC European Warrants May 2017 B HKD 0.098   0.053   0.053   23,108,000 1,914,788 N/A 0.249   2016/09/09 0.053   2016/10/31 42,080,000 3,641,648 -   - -   -
27320 SG Issuer - HSBC European Warrants Nov 2016 A HKD 1.190   1.150   1.320   240,000 282,000 4,057,263 1.260   2016/09/20 0.207   2016/06/24 70,000,000 25,698,036 -   - -   -
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.213   0.169   0.164   4,584,000 917,536 N/A 0.375   2016/09/05 0.167   2016/09/27 18,816,000 4,381,368 -   - -   -
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.138   0.090   0.090   35,372,000 4,191,068 N/A 0.222   2016/09/12 0.090   2016/10/31 106,780,000 15,894,908 -   - -   -
13508 SG Issuer - HSCEI European Put Warrants Apr 2017 B HKD 0.239   0.174   0.219   13,440,000 2,562,320 N/A 0.239   2016/10/14 0.174   2016/10/11 13,440,000 2,562,320 -   - -   -
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12917 SG Issuer - HSCEI European Put Warrants Mar 2017 B HKD 0.186   0.135   0.162   12,100,000 1,940,020 N/A 0.200   2016/09/14 0.135   2016/10/11 20,180,000 3,227,630 -   - -   -
27409 SG Issuer - HSCEI European Put Warrants Nov 2016 A HKD 0.060   0.020   0.034   229,380,000 8,807,560 4,365,910 0.295   2016/05/10 0.020   2016/10/25 505,380,000 26,199,800 -   - -   -
12707 SG Issuer - HSCEI European Warrants Apr 2017 A HKD 0.245   0.161   0.174   15,310,000 3,114,650 N/A 0.245   2016/10/11 0.161   2016/10/31 16,030,000 3,267,250 -   - -   -
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.136   0.122   0.118   200,000 25,800 N/A 0.221   2016/08/25 0.122   2016/10/13 420,000 63,800 -   - -   -
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.202   0.122   0.130   11,500,000 1,806,720 1,045,767 0.218   2016/09/22 0.077   2016/06/13 41,890,000 6,277,320 -   - -   -
28533 SG Issuer - HSCEI European Warrants Mar 2017 A HKD 0.260   0.235   0.248   1,960,000 482,440 N/A 0.275   2016/08/19 0.180   2016/06/30 8,540,000 2,146,700 -   - -   -
13518 SG Issuer - HSCEI European Warrants Mar 2017 C HKD 0.150   0.073   0.084   16,940,000 1,905,710 N/A 0.150   2016/10/11 0.073   2016/10/31 21,960,000 2,482,450 -   - -   -
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.181   0.111   0.120   9,580,000 1,364,180 N/A 0.190   2016/09/07 0.111   2016/10/31 12,300,000 1,831,600 -   - -   -
28356 SG Issuer - HSI Euro Put Wts Dec 2016 E HKD 0.015   0.011   0.011   1,720,000 20,350 N/A 0.188   2016/06/24 0.011   2016/10/05 44,900,000 3,010,920 -   - -   -
28357 SG Issuer - HSI Euro Put Wts Nov 2016 A HKD 0.013   0.010   0.010   35,580,000 394,900 N/A 0.202   2016/06/24 0.010   2016/10/18 338,510,000 15,071,610 -   - -   -
27359 SG Issuer - HSI Euro Put Wts Oct 2016 B HKD -   -   0.010   0 0 814,407 0.147   2016/05/13 0.013   2016/08/09 65,980,000 5,013,130 -   - -   -
27360 SG Issuer - HSI Euro Put Wts Oct 2016 C HKD -   -   0.010   0 0 6,947,930 0.231   2016/05/19 0.010   2016/08/30 516,570,000 41,698,910 -   - -   -
13113 SG Issuer - HSI European Put Warrants Apr 2017 B HKD 0.173   0.117   0.152   10,540,000 1,605,490 N/A 0.173   2016/10/17 0.117   2016/10/11 23,020,000 3,500,560 -   - -   -
13162 SG Issuer - HSI European Put Warrants Apr 2017 C HKD 0.236   0.166   0.222   1,400,000 282,100 N/A 0.275   2016/09/14 0.166   2016/10/11 5,790,000 1,192,700 -   - -   -
12457 SG Issuer - HSI European Put Warrants Feb 2017 B HKD 0.079   0.049   0.066   22,460,000 1,463,720 N/A 0.125   2016/08/25 0.049   2016/10/11 104,490,000 7,406,370 -   - -   -
12458 SG Issuer - HSI European Put Warrants Feb 2017 C HKD 0.092   0.058   0.081   61,010,000 4,524,440 N/A 0.141   2016/08/22 0.058   2016/10/25 79,800,000 6,225,980 -   - -   -
11145 SG Issuer - HSI European Put Warrants Jan 2017 B HKD 0.040   0.020   0.029   20,420,000 604,460 N/A 0.117   2016/08/03 0.020   2016/10/25 149,550,000 10,733,880 -   - -   -
11147 SG Issuer - HSI European Put Warrants Jan 2017 C HKD 0.056   0.030   0.044   365,730,000 15,688,010 N/A 0.247   2016/07/06 0.030   2016/10/25 963,550,000 55,806,540 -   - -   -
12455 SG Issuer - HSI European Put Warrants Mar 2017 D HKD 0.070   0.047   0.062   7,590,000 441,780 N/A 0.130   2016/08/24 0.047   2016/10/25 32,790,000 2,413,650 -   - -   -
12484 SG Issuer - HSI European Put Warrants Mar 2017 E HKD 0.149   0.102   0.133   156,020,000 18,848,070 N/A 0.230   2016/08/22 0.102   2016/10/25 209,120,000 25,942,470 -   - -   -
13778 SG Issuer - HSI European Put Warrants Mar 2017 F HKD 0.198   0.165   0.204   110,000 19,410 N/A 0.198   2016/10/27 0.165   2016/10/24 110,000 19,410 -   - -   -
13109 SG Issuer - HSI European Warrants Apr 2017 A HKD 0.155   0.068   0.071   26,400,000 2,901,090 N/A 0.171   2016/09/22 0.068   2016/10/28 47,340,000 5,846,660 -   - -   -
27922 SG Issuer - HSI European Warrants Dec 2016 D HKD -   -   0.440   0 0 N/A 0.550   2016/09/12 0.132   2016/05/20 36,060,000 7,810,350 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.105   0.062   0.060   760,000 57,420 N/A 0.105   2016/10/24 0.062   2016/10/28 760,000 57,420 -   - -   -
27921 SG Issuer - HSI European Warrants Feb 2017 A HKD -   -   0.440   0 0 N/A 0.420   2016/08/12 0.164   2016/05/24 6,870,000 1,510,880 -   - -   -
12828 SG Issuer - HSI European Warrants Feb 2017 D HKD 0.245   0.111   0.117   36,860,000 6,045,990 N/A 0.260   2016/09/22 0.111   2016/10/31 69,640,000 13,036,840 -   - -   -
28355 SG Issuer - HSI European Warrants Jan 2017 A HKD -   -   0.530   0 0 N/A 0.265   2016/06/29 0.229   2016/06/24 420,000 103,600 -   - -   -
11519 SG Issuer - HSI European Warrants Jan 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12403 SG Issuer - HSI European Warrants Jan 2017 E HKD 0.260   0.135   0.135   20,440,000 3,957,300 N/A 0.265   2016/09/22 0.135   2016/10/28 41,780,000 8,661,950 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.178   0.118   0.097   6,160,000 925,260 N/A 0.238   2016/08/25 0.118   2016/10/17 41,860,000 7,057,080 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD 0.500   0.405   0.410   12,130,000 5,326,350 N/A 0.530   2016/09/09 0.186   2016/05/24 75,880,000 22,941,320 -   - -   -
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.330   0.194   0.206   19,710,000 5,115,810 N/A 0.345   2016/09/22 0.090   2016/06/24 89,400,000 23,191,490 -   - -   -
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.110   0.049   0.053   16,990,000 1,216,650 N/A 0.144   2016/09/26 0.049   2016/10/28 34,880,000 3,219,630 -   - -   -
29313 SG Issuer - HSI European Warrants Mar 2017 A HKD 0.310   0.226   0.218   520,000 139,970 N/A 0.320   2016/09/22 0.088   2016/06/24 9,530,000 1,949,880 -   - -   -
11139 SG Issuer - HSI European Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12404 SG Issuer - HSI European Warrants Mar 2017 C HKD 0.196   0.090   0.095   19,580,000 2,877,260 N/A 0.225   2016/09/09 0.090   2016/10/28 67,270,000 11,165,030 -   - -   -
11144 SG Issuer - HSI European Warrants May 2017 A HKD 0.465   0.355   0.355   7,840,000 3,277,700 N/A 0.540   2016/09/09 0.315   2016/08/09 57,030,000 25,451,400 -   - -   -
13074 SG Issuer - HSI European Warrants May 2017 B HKD 0.173   0.091   0.096   4,980,000 625,610 N/A 0.210   2016/09/09 0.091   2016/10/31 14,530,000 2,067,630 -   - -   -
12400 SG Issuer - HSI European Warrants Nov 2016 B HKD 0.270   0.118   0.126   25,560,000 4,750,940 N/A 0.270   2016/10/07 0.118   2016/10/28 27,140,000 5,095,340 -   - -   -
27321 SG Issuer - HSI European Warrants Oct 2016 A HKD 0.290   0.227   0.285   40,000 10,340 6,810,315 0.290   2016/10/20 0.041   2016/05/13 383,800,000 41,696,290 -   - -   -
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.355   0.350   0.340   4,000 1,410 N/A 0.355   2016/10/19 0.350   2016/10/19 4,000 1,410 -   - -   -
28493 SG Issuer - Huaneng Power European Warrants Dec 2016 A HKD 0.140   0.065   0.024   1,154,000 110,330 N/A 0.660   2016/06/08 0.065   2016/10/17 51,584,000 19,547,102 -   - -   -
12831 SG Issuer - Huaneng Power European Warrants Mar 2017 A HKD 0.570   0.400   0.405   220,000 99,700 N/A 0.760   2016/09/09 0.400   2016/10/28 3,188,000 1,945,520 -   - -   -
13200 SG Issuer - ICBC European Put Wt Apr 2017 A HKD 0.330   0.255   0.305   8,631,000 2,499,540 N/A 0.335   2016/09/14 0.255   2016/10/04 11,141,000 3,191,475 -   - -   -
28452 SG Issuer - ICBC European Put Wt Dec 2016 B HKD 0.020   0.010   0.010   16,000 227 N/A 0.250   2016/06/16 0.010   2016/10/13 23,748,000 1,565,301 -   - -   -
12391 SG Issuer - ICBC European Put Wt Mar 2017 A HKD 0.111   0.062   0.083   55,965,000 4,992,575 N/A 0.181   2016/08/16 0.062   2016/10/07 184,402,000 16,985,155 -   - -   -
27179 SG Issuer - ICBC European Warrants Dec 2016 A HKD 0.420   0.208   0.136   484,000 128,160 8,205,555 0.500   2016/09/09 0.044   2016/05/19 478,794,000 90,364,043 -   - -   -
28214 SG Issuer - ICBC European Warrants Jan 2017 A HKD 0.770   0.690   0.730   48,000 34,790 N/A 1.130   2016/09/08 0.231   2016/05/23 2,476,000 728,180 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD 0.178   0.076   0.075   30,999,000 4,656,497 N/A 0.255   2016/08/31 0.076   2016/10/27 171,802,000 31,443,907 -   - -   -
12535 SG Issuer - ICBC European Warrants Mar 2017 B HKD 0.201   0.064   0.067   17,369,000 2,249,724 N/A 0.290   2016/08/23 0.064   2016/10/28 65,523,000 12,516,946 -   - -   -
27208 SG Issuer - ICBC European Warrants May 2017 A HKD 0.320   0.183   0.158   35,418,000 6,947,203 1,482,002 0.395   2016/09/22 0.049   2016/05/18 226,880,000 34,431,597 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.179   0.151   0.156   8,200,000 1,326,300 N/A 0.238   2016/07/11 0.151   2016/10/20 16,000,000 2,956,240 -   - -   -
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 0.800   0.760   0.840   2,520,000 1,967,000 N/A 0.800   2016/10/20 0.760   2016/10/19 2,520,000 1,967,000 -   - -   -
11410 SG Issuer - KECL European Warrants Feb 2017 A HKD 0.200   0.056   0.059   46,754,000 5,516,492 N/A 0.580   2016/07/13 0.056   2016/10/27 120,028,000 21,885,836 -   - -   -
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.141   0.128   0.120   5,520,000 754,800 N/A 0.147   2016/08/19 0.113   2016/09/02 14,560,000 1,959,420 -   - -   -
13538 SG Issuer - KECL European Warrants May 2017 A HKD 0.460   0.170   0.168   23,188,000 6,196,226 N/A 0.460   2016/10/06 0.170   2016/10/31 25,392,000 7,029,146 -   - -   -
28305 SG Issuer - Kingsoft European Warrants Dec 2016 A HKD 0.400   0.205   0.198   820,000 192,970 N/A 0.400   2016/10/11 0.091   2016/07/06 558,650,000 75,893,000 -   - -   -
28290 SG Issuer - Kingsoft European Warrants Jan 2017 A HKD 0.196   0.073   0.072   81,020,000 10,764,620 N/A 0.209   2016/09/22 0.065   2016/09/14 136,810,000 19,847,150 -   - -   -
11520 SG Issuer - Kingsoft European Warrants Jan 2017 B HKD 0.540   0.335   0.340   10,490,000 4,522,000 N/A 0.540   2016/10/07 0.180   2016/07/19 24,710,000 11,176,200 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.400   0.270   0.260   1,180,000 373,800 N/A 0.420   2016/09/22 0.220   2016/09/12 2,800,000 812,960 -   - -   -
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD 0.234   0.127   0.126   17,160,000 3,009,040 N/A 0.242   2016/09/29 0.127   2016/10/28 19,980,000 3,655,910 -   - -   -
11380 SG Issuer - Kingsoft European Warrants Mar 2017 A HKD 0.390   0.213   0.216   15,070,000 3,776,140 N/A 0.390   2016/10/07 0.134   2016/07/25 246,690,000 49,790,660 -   - -   -
13454 SG Issuer - Kingsoft European Warrants May 2017 A HKD 0.320   0.220   0.175   240,000 55,860 N/A 0.320   2016/10/11 0.220   2016/10/25 260,000 61,610 -   - -   -
28700 SG Issuer - Lenovo European Warrants Feb 2017 A HKD 0.560   0.270   0.270   10,916,000 4,873,050 N/A 0.880   2016/08/18 0.270   2016/10/31 223,518,000 113,469,070 -   - -   -
28043 SG Issuer - Lenovo European Warrants Jan 2017 B HKD 0.204   0.055   0.054   23,306,000 3,654,046 N/A 0.560   2016/05/17 0.055   2016/10/28 794,200,000 245,647,516 -   - -   -
12345 SG Issuer - Lenovo European Warrants Mar 2017 A HKD 0.205   0.085   0.087   14,180,000 2,245,596 N/A 0.475   2016/08/18 0.085   2016/10/31 58,658,000 14,175,342 -   - -   -
12782 SG Issuer - Lenovo European Warrants May 2017 A HKD 0.520   0.330   0.310   6,108,000 2,499,260 N/A 0.690   2016/09/05 0.330   2016/10/27 8,832,000 4,056,840 -   - -   -
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.067   0.062   0.052   320,000 20,000 8,790,613 0.170   2016/04/20 0.041   2016/06/02 778,820,000 53,522,300 -   - -   -
27115 SG Issuer - Li & Fung European Warrants Dec 2016 A HKD 0.011   0.011   0.015   440,000 4,840 1,087,890 0.650   2016/04/21 0.011   2016/10/03 71,030,000 7,730,152 -   - -   -
29741 SG Issuer - Li & Fung European Warrants Jan 2017 A HKD 0.350   0.165   0.176   25,646,000 6,514,656 N/A 0.435   2016/09/13 0.165   2016/10/31 55,704,000 15,518,848 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD 0.350   0.310   0.315   1,326,000 435,070 N/A 0.350   2016/10/26 0.310   2016/10/31 1,326,000 435,070 -   - -   -
11105 SG Issuer - Link REIT European Warrants Mar 2017 A HKD 0.435   0.208   0.226   23,560,000 7,472,140 N/A 0.580   2016/07/28 0.208   2016/10/28 75,905,000 28,672,440 -   - -   -
12903 SG Issuer - Link REIT European Warrants May 2017 A HKD 0.325   0.186   0.189   38,145,000 8,651,950 N/A 0.365   2016/09/09 0.186   2016/10/28 47,965,000 11,305,840 -   - -   -
28072 SG Issuer - MGM China European Warrants May 2017 A HKD 0.395   0.310   0.295   160,000 54,180 N/A 0.395   2016/10/06 0.192   2016/08/30 65,904,000 15,078,496 -   - -   -
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.207   0.141   0.140   31,036,000 5,003,360 N/A 0.207   2016/10/06 0.141   2016/10/31 31,036,000 5,003,360 -   - -   -
12435 SG Issuer - Minsheng Bank European Warrants Mar 2017 A HKD 0.760   0.590   0.600   880,000 600,300 N/A 0.760   2016/10/06 0.435   2016/08/30 13,543,000 6,379,290 -   - -   -
11024 SG Issuer - Minsheng Bk Eu Wt Jan 2017 A HKD 1.280   0.970   1.090   1,740,000 1,894,100 N/A 1.280   2016/10/24 0.580   2016/07/08 3,511,000 3,066,975 -   - -   -
12712 SG Issuer - MTRC European Warrants May 2017 A HKD 0.270   0.235   0.242   780,000 199,290 N/A 0.355   2016/09/09 0.235   2016/10/17 4,765,000 1,391,275 -   - -   -
12346 SG Issuer - NewWorld Dev Eu Wt Apr 2017 A HKD 0.540   0.315   0.295   1,460,000 579,400 N/A 0.680   2016/09/09 0.315   2016/10/17 5,213,000 2,663,565 -   - -   -
11521 SG Issuer - NewWorld Dev Eu Wt Mar 2017 A HKD 1.290   0.780   0.820   2,380,000 2,415,230 N/A 1.560   2016/09/22 0.700   2016/07/19 27,676,000 34,762,040 -   - -   -
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD 0.216   0.216   0.190   100,000 21,600 N/A 0.216   2016/10/26 0.216   2016/10/26 100,000 21,600 -   - -   -
10392 SG Issuer - Nikkei 225 European Put Warrants Mar 2017 C HKD 0.054   0.032   0.031   8,910,000 366,380 362,645 0.217   2016/06/24 0.032   2016/10/31 26,580,000 2,180,040 -   - -   -
10418 SG Issuer - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10391 SG Issuer - Nikkei 225 European Warrants Mar 2017 B HKD 0.100   0.087   0.108   120,000 11,130 892,848 0.196   2016/04/18 0.071   2016/06/24 40,670,000 5,360,960 -   - -   -
10403 SG Issuer - Nikkei 225 European Warrants Mar 2017 D HKD -   -   0.295   0 0 N/A 0.285   2016/07/27 0.164   2016/07/08 8,200,000 1,708,510 -   - -   -
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12713 SG Issuer - PCCW European Warrants Mar 2017 A HKD -   -   0.095   0 0 N/A 0.330   2016/09/02 0.180   2016/09/30 1,340,000 386,355 -   - -   -
12934 SG Issuer - Petch European Put Warrants Apr 2017 A HKD 0.275   0.136   0.197   17,014,000 3,422,796 N/A 0.330   2016/09/12 0.136   2016/10/24 17,054,000 3,434,996 -   - -   -
13741 SG Issuer - Petch European Warrants Apr 2017 B HKD 0.122   0.111   0.079   4,000 466 N/A 0.122   2016/10/14 0.111   2016/10/14 4,000 466 -   - -   -
11106 SG Issuer - Petch European Warrants Jan 2017 A HKD 0.143   0.032   0.035   176,794,000 15,241,700 N/A 0.285   2016/07/15 0.027   2016/09/28 300,496,000 35,765,464 -   - -   -
12155 SG Issuer - Petch European Warrants Mar 2017 A HKD 0.495   0.220   0.260   27,242,000 9,755,512 N/A 0.495   2016/10/11 0.183   2016/09/28 84,908,000 24,581,494 -   - -   -
12646 SG Issuer - Petch European Warrants Mar 2017 B HKD 0.211   0.083   0.089   16,438,000 2,558,256 N/A 0.211   2016/10/24 0.069   2016/09/28 19,902,000 3,095,934 -   - -   -
13594 SG Issuer - Petch European Warrants May 2017 A HKD 0.450   0.228   0.241   21,238,000 7,364,838 N/A 0.450   2016/10/11 0.228   2016/10/31 21,238,000 7,364,838 -   - -   -
27239 SG Issuer - Petch European Warrants Nov 2016 B HKD 0.207   0.031   0.030   16,940,000 1,665,006 3,154,994 0.560   2016/06/10 0.030   2016/09/30 87,194,000 21,547,384 -   - -   -
12412 SG Issuer - PICC European Warrants Mar 2017 A HKD 0.315   0.228   0.214   1,183,000 345,693 N/A 0.445   2016/08/16 0.228   2016/10/27 4,565,000 1,591,178 -   - -   -
12976 SG Issuer - PICC P&C European Warrants Apr 2017 A HKD 0.890   0.740   0.550   360,000 294,000 N/A 1.670   2016/09/09 0.740   2016/10/11 5,846,000 7,656,000 -   - -   -
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD -   -   0.060   0 0 N/A 0.117   2016/09/23 0.108   2016/09/14 740,000 85,480 -   - -   -
13079 SG Issuer - Ping An European Put Warrants Apr 2017 B HKD 0.305   0.215   0.229   35,540,000 9,616,915 N/A 0.335   2016/09/14 0.215   2016/10/31 86,170,000 23,369,330 -   - -   -
11496 SG Issuer - Ping An European Put Warrants Jan 2017 D HKD 0.021   0.011   0.012   68,360,000 1,138,005 N/A 0.127   2016/07/18 0.011   2016/10/27 97,810,000 2,028,735 -   - -   -
12460 SG Issuer - Ping An European Put Warrants Mar 2017 C HKD 0.123   0.075   0.074   66,220,000 7,395,255 N/A 0.198   2016/08/25 0.075   2016/10/28 180,965,000 22,726,635 -   - -   -
13720 SG Issuer - Ping An European Put Warrants May 2017 B HKD 0.270   0.199   0.189   3,150,000 773,960 N/A 0.270   2016/10/17 0.199   2016/10/28 3,150,000 773,960 -   - -   -
27509 SG Issuer - Ping An European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 23,152,691 0.425   2016/05/16 0.010   2016/09/14 1,286,310,000 139,085,820 -   - -   -
12808 SG Issuer - Ping An European Warrants Apr 2017 A HKD 0.146   0.077   0.097   581,005,000 66,167,410 N/A 0.265   2016/09/05 0.077   2016/10/27 2,631,080,000 387,645,665 -   - -   -
28041 SG Issuer - Ping An European Warrants Dec 2016 B HKD 0.161   0.040   0.054   113,130,000 12,418,965 N/A 0.300   2016/09/09 0.040   2016/10/31 9,588,485,000 1,247,984,240 -   - -   -
11338 SG Issuer - Ping An European Warrants Feb 2017 A HKD 0.455   0.335   0.350   3,230,000 1,202,300 N/A 0.610   2016/09/09 0.138   2016/07/08 36,525,000 13,949,150 -   - -   -
11257 SG Issuer - Ping An European Warrants Jan 2017 C HKD 0.660   0.580   0.620   2,070,000 1,249,800 N/A 0.880   2016/09/09 0.248   2016/07/08 41,225,000 19,832,750 -   - -   -
11697 SG Issuer - Ping An European Warrants Jan 2017 E HKD 0.310   0.154   0.194   3,785,000 853,950 N/A 0.460   2016/09/09 0.125   2016/07/26 3,139,605,000 518,269,160 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD 0.105   0.061   0.075   71,500,000 5,710,880 N/A 0.189   2016/09/15 0.061   2016/10/27 133,940,000 13,093,345 -   - -   -
27315 SG Issuer - Ping An European Warrants Mar 2017 B HKD 0.285   0.165   0.198   1,040,620,000 188,862,035 34,145,983 0.430   2016/09/09 0.121   2016/06/13 1,102,055,000 205,778,695 -   - -   -
12538 SG Issuer - Ping An European Warrants May 2017 A HKD 0.217   0.125   0.150   97,945,000 16,481,965 N/A 0.290   2016/09/07 0.125   2016/10/27 115,335,000 20,110,885 -   - -   -
27314 SG Issuer - Ping An European Warrants Oct 2016 B HKD -   -   0.221   0 0 244,733,017 0.470   2016/09/09 0.046   2016/07/07 12,375,795,000 1,472,931,580 -   - -   -
11855 SG Issuer - Sands Ch Eu Put Wt Jan 2017 B HKD 0.030   0.017   0.016   4,696,000 105,668 N/A 0.163   2016/08/03 0.017   2016/10/06 62,144,000 5,061,584 -   - -   -
13283 SG Issuer - Sands China European Put Warrants Apr 2017 B HKD 0.360   0.265   0.305   5,616,000 1,757,360 N/A 0.440   2016/09/27 0.265   2016/10/26 15,064,000 5,210,600 -   - -   -
12428 SG Issuer - Sands China European Put Warrants Mar 2017 A HKD 0.149   0.095   0.113   61,148,000 7,497,156 N/A 0.295   2016/08/25 0.095   2016/10/26 303,244,000 47,014,092 -   - -   -
13331 SG Issuer - Sands China European Warrants Apr 2017 C HKD 0.177   0.094   0.094   63,500,000 9,082,548 N/A 0.221   2016/09/19 0.094   2016/10/17 166,732,000 25,490,668 -   - -   -
12768 SG Issuer - Sands China European Warrants Feb 2017 A HKD 0.400   0.285   0.265   7,408,000 2,650,540 N/A 0.480   2016/09/09 0.158   2016/08/29 134,444,000 40,855,152 -   - -   -
28358 SG Issuer - Sands China European Warrants Jan 2017 A HKD 0.490   0.320   0.340   12,512,000 5,419,880 N/A 0.560   2016/09/15 0.150   2016/06/28 382,692,000 113,208,488 -   - -   -
12327 SG Issuer - Sands China European Warrants May 2017 A HKD 0.295   0.195   0.197   28,964,000 6,627,600 N/A 0.345   2016/09/09 0.124   2016/08/29 70,596,000 15,734,524 -   - -   -
13631 SG Issuer - Shenhua European Warrants Jun 2017 A HKD 0.223   0.147   0.182   27,190,000 4,807,280 N/A 0.223   2016/10/24 0.147   2016/10/13 27,190,000 4,807,280 -   - -   -
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.280   0.220   0.248   5,070,000 1,298,920 1,563,366 0.280   2016/10/11 0.129   2016/06/17 82,710,000 16,670,645 -   - -   -
11412 SG Issuer - SHK P European Warrants Feb 2017 A HKD 1.170   0.780   0.820   340,000 317,700 N/A 1.400   2016/09/09 0.550   2016/07/13 34,020,000 28,564,700 -   - -   -
28121 SG Issuer - SHK P European Warrants Jan 2017 B HKD 1.670   1.670   1.750   20,000 33,400 N/A 2.430   2016/09/09 0.305   2016/05/24 60,480,000 40,146,250 -   - -   -
12714 SG Issuer - SHK P European Warrants May 2017 B HKD 0.490   0.375   0.400   100,000 42,200 N/A 0.840   2016/09/09 0.365   2016/08/24 19,270,000 12,116,300 -   - -   -
13167 SG Issuer - SHK P European Warrants May 2017 C HKD 0.255   0.198   0.162   7,600,000 1,788,000 N/A 0.360   2016/09/22 0.198   2016/10/11 110,730,000 33,269,780 -   - -   -
11919 SG Issuer - SHKP European Put Warrants May 2017 A HKD 0.118   0.092   0.097   19,460,000 2,011,060 N/A 0.154   2016/08/05 0.080   2016/09/09 97,630,000 10,932,340 -   - -   -
13166 SG Issuer - Stanchart European Warrants Apr 2017 A HKD 0.310   0.198   0.285   470,000 109,115 N/A 0.375   2016/09/13 0.198   2016/10/17 610,000 150,565 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.198   0.168   0.196   885,000 157,555 N/A 0.229   2016/07/28 0.168   2016/10/14 7,270,000 1,470,045 -   - -   -
27100 SG Issuer - Stanchart European Warrants Dec 2016 A HKD 0.530   0.234   0.375   8,918,000 3,876,466 13,429,774 0.920   2016/04/27 0.234   2016/10/14 180,863,000 81,902,663 -   - -   -
28453 SG Issuer - Stanchart European Warrants Jan 2017 B HKD 0.205   0.132   0.146   3,144,000 476,762 N/A 0.455   2016/06/21 0.132   2016/10/19 94,654,000 29,080,774 -   - -   -
11285 SG Issuer - Stanchart European Warrants Jan 2017 C HKD 0.840   0.580   0.850   264,000 176,085 N/A 1.160   2016/09/05 0.580   2016/10/13 24,680,000 24,377,040 -   - -   -
12834 SG Issuer - Stanchart European Warrants Mar 2017 A HKD 0.560   0.325   0.470   9,500,000 4,806,650 N/A 0.740   2016/09/05 0.325   2016/10/17 9,982,500 5,046,445 -   - -   -
13885 SG Issuer - Stanchart European Warrants May 2017 A HKD 0.830   0.830   0.860   1,000 830 N/A 0.830   2016/10/20 0.830   2016/10/20 1,000 830 -   - -   -
11655 SG Issuer - Tencent European Put Warrants Apr 2017 B HKD 0.044   0.033   0.034   9,580,000 366,360 N/A 0.127   2016/08/04 0.033   2016/10/24 56,730,000 2,409,340 -   - -   -
12784 SG Issuer - Tencent European Put Warrants Apr 2017 C HKD 0.186   0.136   0.171   714,510,000 110,146,170 N/A 0.255   2016/08/26 0.136   2016/10/25 1,415,820,000 228,046,230 -   - -   -
27510 SG Issuer - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 72,667,317 0.188   2016/05/05 0.014   2016/08/18 5,326,380,000 436,772,850 -   - -   -
11839 SG Issuer - Tencent European Put Warrants Feb 2017 C HKD 0.090   0.050   0.073   90,860,000 6,657,430 N/A 0.280   2016/08/03 0.050   2016/10/26 4,491,430,000 598,543,870 -   - -   -
11622 SG Issuer - Tencent European Put Warrants Jan 2017 G HKD 0.102   0.048   0.083   21,225,000 1,678,310 N/A 0.880   2016/08/03 0.048   2016/10/26 224,124,000 109,883,420 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD 0.206   0.169   0.191   3,120,000 585,780 N/A 0.228   2016/09/20 0.169   2016/10/27 6,350,000 1,208,220 -   - -   -
28520 SG Issuer - Tencent European Put Warrants Mar 2017 B HKD 0.030   0.017   0.023   40,360,000 988,480 N/A 0.206   2016/06/17 0.017   2016/10/26 10,145,300,000 994,665,260 -   - -   -
13582 SG Issuer - Tencent European Put Warrants Mar 2017 F HKD 0.196   0.153   0.183   16,810,000 2,841,890 N/A 0.196   2016/10/17 0.153   2016/10/06 16,810,000 2,841,890 -   - -   -
28312 SG Issuer - Tencent European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 N/A 0.440   2016/05/27 0.010   2016/09/21 65,227,000 9,407,199 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD 0.048   0.038   0.038   1,540,000 64,420 158,362 0.191   2016/05/06 0.034   2016/09/06 15,700,000 1,536,730 -   - -   -
13573 SG Issuer - Tencent European Warrants Apr 2017 D HKD 0.235   0.096   0.098   1,232,410,000 173,933,060 N/A 0.235   2016/10/03 0.096   2016/10/28 1,232,410,000 173,933,060 -   - -   -
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.350   0.350   0.310   1,350,000 472,500 N/A 0.430   2016/09/23 0.142   2016/07/06 24,313,780,000 4,351,969,410 -   - -   -
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.232   0.167   0.165   36,530,000 7,776,080 N/A 0.247   2016/09/23 0.167   2016/10/28 4,800,930,000 1,071,190,500 -   - -   -
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.162   0.123   0.122   6,030,000 896,430 N/A 0.162   2016/10/20 0.123   2016/10/31 6,030,000 896,430 -   - -   -
28307 SG Issuer - Tencent European Warrants Dec 2016 D HKD 3.880   2.730   2.730   190,000 692,500 N/A 3.880   2016/10/06 0.920   2016/06/28 15,892,000 22,769,000 -   - -   -
28519 SG Issuer - Tencent European Warrants Dec 2016 E HKD 0.900   0.183   0.179   19,869,000 10,143,397 N/A 1.090   2016/09/23 0.183   2016/10/28 7,340,269,000 2,872,114,081 -   - -   -
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.242   0.170   0.169   14,180,000 3,273,830 N/A 0.260   2016/09/23 0.170   2016/10/28 86,830,000 20,279,260 -   - -   -
12651 SG Issuer - Tencent European Warrants Feb 2017 D HKD 0.700   0.219   0.219   5,464,915,000 2,090,085,181 N/A 0.820   2016/09/23 0.219   2016/10/31 5,579,481,000 2,169,485,706 -   - -   -
13201 SG Issuer - Tencent European Warrants Feb 2017 E HKD 0.151   0.069   0.069   266,006,000 33,457,376 N/A 0.181   2016/09/23 0.069   2016/10/31 504,987,000 68,559,096 -   - -   -
29201 SG Issuer - Tencent European Warrants Jan 2017 E HKD 0.500   0.176   0.163   5,768,000 2,225,652 N/A 0.700   2016/09/23 0.167   2016/07/14 3,059,535,000 1,203,015,277 -   - -   -
11286 SG Issuer - Tencent European Warrants Jan 2017 F HKD 2.280   1.240   1.240   2,086,000 4,161,530 N/A 2.500   2016/09/23 0.640   2016/07/06 1,397,551,000 1,157,372,820 -   - -   -
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.285   0.218   0.204   19,210,000 4,740,210 N/A 0.305   2016/09/23 0.205   2016/09/02 6,702,550,000 1,471,372,760 -   - -   -
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.194   0.116   0.116   15,508,410,000 2,733,127,130 N/A 0.222   2016/09/23 0.116   2016/10/31 24,430,490,000 4,471,630,110 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD 0.415   0.375   0.340   230,000 91,150 275,081,582 0.430   2016/09/08 0.117   2016/05/19 10,272,730,000 1,652,512,430 -   - -   -
27214 SG Issuer - Tencent European Warrants Mar 2017 A HKD 0.440   0.440   0.400   50,000 22,000 653,088,792 0.520   2016/09/23 0.108   2016/05/04 42,475,930,000 5,788,543,780 -   - -   -
12649 SG Issuer - Tencent European Warrants Mar 2017 C HKD 1.380   0.650   0.640   15,783,000 17,832,780 N/A 1.620   2016/09/23 0.650   2016/10/28 42,089,000 53,711,140 -   - -   -
12783 SG Issuer - Tencent European Warrants Mar 2017 D HKD 0.495   0.179   0.170   17,991,000 6,235,760 N/A 0.670   2016/09/23 0.179   2016/10/31 31,056,000 12,568,930 -   - -   -
12866 SG Issuer - Tencent European Warrants Mar 2017 E HKD 0.270   0.167   0.165   2,230,000 474,010 N/A 0.275   2016/09/26 0.167   2016/10/28 6,340,000 1,492,480 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.340   0.260   0.260   4,890,000 1,533,000 N/A 0.345   2016/09/26 0.237   2016/09/02 16,930,000 5,016,970 -   - -   -
12841 SG Issuer - Tencent European Warrants May 2017 A HKD 0.240   0.165   0.162   5,230,000 1,138,430 N/A 0.265   2016/09/23 0.165   2016/10/28 2,997,300,000 683,147,850 -   - -   -
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.165   0.119   0.111   5,040,000 724,760 N/A 0.165   2016/10/11 0.119   2016/10/28 5,040,000 724,760 -   - -   -
28309 SG Issuer - Tencent European Warrants Oct 2016 C HKD -   -   3.050   0 0 N/A 3.430   2016/09/23 0.360   2016/06/28 1,752,601,000 1,194,484,645 -   - -   -
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.410   0.315   0.315   1,990,000 751,300 N/A 0.425   2016/09/23 0.177   2016/07/04 10,500,000 3,273,390 -   - -   -
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.370   0.315   0.280   240,000 84,150 N/A 0.380   2016/09/29 0.187   2016/08/10 5,240,000 1,523,500 -   - -   -
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.250   0.176   0.173   36,900,000 8,679,980 N/A 0.275   2016/09/23 0.176   2016/10/31 88,840,000 21,191,370 -   - -   -
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.163   0.112   0.112   3,880,000 557,930 N/A 0.163   2016/10/20 0.112   2016/10/31 3,880,000 557,930 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD 0.111   0.085   0.101   6,080,000 597,735 N/A 0.247   2016/08/05 0.085   2016/10/25 31,810,000 4,439,530 -   - -   -
28283 SG Issuer - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.445   0 0 N/A 0.340   2016/07/26 0.190   2016/06/17 49,330,000 10,677,085 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.238   0.172   0.172   18,515,000 3,684,845 N/A 0.248   2016/09/22 0.137   2016/08/04 108,665,000 22,123,140 -   - -   -
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.285   0 0 N/A 0.260   2016/07/26 0.122   2016/06/24 223,295,000 40,589,445 -   - -   -
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD -   -   0.315   0 0 N/A 0.232   2016/05/27 0.175   2016/06/24 3,260,000 694,510 -   - -   -
12715 SG Issuer - Wharf European Warrants Mar 2017 A HKD 0.455   0.330   0.450   500,000 202,350 N/A 0.530   2016/09/22 0.330   2016/10/18 8,110,000 3,530,300 -   - -   -
27445 SG Issuer - Wynn European Warrants May 2017 A HKD 0.134   0.070   0.082   2,440,000 234,080 1,875,673 0.241   2016/04/20 0.070   2016/10/13 72,440,000 12,331,536 -   - -   -
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.117   0.098   0.087   2,520,000 265,700 N/A 0.138   2016/09/27 0.098   2016/10/07 3,920,000 449,200 -   - -   -
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.295   0.218   0.244   3,868,000 949,240 N/A 0.410   2016/09/15 0.218   2016/10/17 5,116,000 1,297,976 -   - -   -
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.139   0.129   0.125   340,000 45,160 N/A 0.139   2016/10/19 0.110   2016/09/29 5,160,000 600,360 -   - -   -
13634 SG Issuer - Yanzhou Coal Eu Wt May 2017 A HKD 0.920   0.570   0.570   6,484,000 4,834,480 N/A 0.920   2016/10/24 0.570   2016/10/31 6,484,000 4,834,480 -   - -   -
28098 SG Issuer - Zijin Mining European Warrants Dec 2016 A HKD 0.176   0.070   0.077   19,086,000 1,887,332 N/A 0.710   2016/07/11 0.070   2016/10/28 69,698,000 24,811,064 -   - -   -
11468 SG Issuer - Zijin Mining European Warrants Feb 2017 A HKD 0.067   0.051   0.041   6,066,000 348,746 N/A 0.455   2016/07/14 0.051   2016/10/27 24,408,000 6,290,838 -   - -   -
13607 SG Issuer - Zijin Mining European Warrants May 2017 A HKD 0.260   0.200   0.222   8,234,000 1,925,178 N/A 0.260   2016/10/20 0.200   2016/10/12 8,234,000 1,925,178 -   - -   -
27316 SG Issuer - ZTE European Warrants Dec 2016 A HKD 0.034   0.019   0.011   340,000 9,590 76,116 0.220   2016/04/15 0.019   2016/10/13 8,012,000 488,028 -   - -   -
26503 SGA Societe Generale Acceptance N.V - COVS Eu Wts Nov 2016 A HKD 0.075   0.010   0.010   24,620,000 1,106,720 1,617,937 0.440   2016/03/14 0.010   2016/10/18 115,140,000 17,100,540 -   - -   -
23063 SGA Societe Generale Acceptance N.V-Ch Oilfield Eu Wt Oct16A HKD -   -   0.010   0 0 38,840 0.095   2016/01/04 0.013   2016/05/25 117,860,000 5,711,920 0.187   2015/11/27 0.098   2015/12/31
21773 SGA Societe Generale Acceptance N.V-Chi COSCO Eu Wt Dec 16 A HKD -   -   0.025   0 0 0 0.025   2016/04/05 0.025   2016/04/05 600,000 15,000 0.260   2015/05/21 0.041   2015/12/15
22312 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jan17 A HKD -   -   0.015   0 0 0 0.165   2016/01/06 0.080   2016/04/11 26,580,000 3,871,280 0.197   2015/11/23 0.116   2015/12/14
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD 0.094   0.064   0.045   650,000 55,300 16,957 0.102   2016/08/25 0.064   2016/10/03 1,160,000 101,740 0.325   2015/11/18 0.320   2015/11/18
22311 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Oct16 A HKD -   -   0.016   0 0 11,650 0.238   2016/01/05 0.010   2016/08/31 14,810,000 2,098,400 0.255   2015/11/18 0.181   2015/12/14
21681 SGA Societe Generale Acceptance N.V-HS H-SH Eu Put Wt Jan17A HKD -   -   0.445   0 0 6,328 0.590   2016/05/23 0.400   2016/09/22 90,000 48,570 0.475   2015/08/27 0.212   2015/05/26
21679 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Apr17A HKD -   -   0.010   0 0 833 0.018   2016/02/04 0.010   2016/08/29 2,430,000 25,784 0.245   2015/05/26 0.011   2015/12/14
22319 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan17B HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.011   2016/01/04 3,500,000 38,500 0.240   2015/05/27 0.012   2015/12/15
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.033   0.023   0.025   38,440,000 1,039,880 503,663 0.053   2016/07/29 0.021   2016/08/03 194,940,000 6,381,860 0.116   2015/10/12 0.071   2015/09/29
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.098   0.086   0.089   2,880,000 276,720 8,168,810 0.122   2016/01/04 0.055   2016/05/16 1,135,980,000 83,363,520 0.175   2015/11/23 0.114   2015/12/14
26116 SGA Societe Generale Acceptance N.V-Ping An Eu Put Wt Oct16A HKD -   -   0.010   0 0 5,084,743 0.430   2016/02/12 0.014   2016/07/28 2,151,840,000 505,491,165 -   - -   -
15157 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Apr17A HKD -   -   0.010   0 0 0 0.010   2016/03/31 0.010   2016/03/31 16,000 160 0.031   2015/01/26 0.010   2015/03/19
26117 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Nov16A HKD 0.910   0.820   0.800   248,000 220,800 12,173,782 0.930   2016/09/09 0.174   2016/07/06 304,816,000 87,898,772 -   - -   -
26950 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Nov16B HKD 0.095   0.010   0.010   91,872,000 5,112,624 7,576,205 0.270   2016/03/31 0.010   2016/10/27 504,996,000 48,915,040 -   - -   -
26572 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Oct16A HKD -   -   0.112   0 0 9,150,685 0.410   2016/03/21 0.028   2016/09/26 517,652,000 56,309,844 -   - -   -
29603 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Dec16A HKD -   -   0.010   0 0 33,332 0.132   2016/02/12 0.010   2016/09/23 12,020,000,000 1,244,825,680 0.233   2015/09/14 0.073   2015/12/01
24480 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Feb17A HKD -   -   0.010   0 0 118,672,018 0.285   2016/01/21 0.010   2016/09/28 12,013,190,000 1,278,689,930 0.218   2015/12/29 0.212   2015/12/31
25222 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Jan17C HKD -   -   0.010   0 0 5,963,142 0.197   2016/02/12 0.011   2016/08/03 751,910,000 65,153,020 -   - -   -
26084 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Oct16B HKD -   -   0.010   0 0 2,418,588 0.196   2016/02/12 0.010   2016/07/11 2,407,570,000 121,214,170 -   - -   -
26111 SGA Societe Generale Acceptance N.V. - AGBK Eu Wt Mar 2017 A HKD 0.370   0.217   0.240   4,102,000 1,049,057 5,204,770 0.385   2016/09/22 0.051   2016/06/13 249,912,000 42,184,772 -   - -   -
20705 SGA Societe Generale Acceptance N.V. - AGBK Eu Wt Oct 2016 A HKD -   -   0.017   0 0 2,575 0.043   2016/03/02 0.017   2016/08/11 2,300,000 75,500 0.198   2015/12/21 0.135   2015/12/18
27735 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Dec 2016 A HKD 0.216   0.013   0.017   148,942,000 18,983,690 27,054,349 0.216   2016/10/06 0.013   2016/10/31 1,405,316,000 162,326,094 -   - -   -
27066 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Mar 2017 A HKD 0.600   0.209   0.248   49,330,000 13,375,320 11,208,680 0.600   2016/10/11 0.176   2016/05/19 299,042,000 76,053,468 -   - -   -
24766 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Oct 2016 A HKD -   -   0.027   0 0 3,183,497 0.300   2016/01/05 0.013   2016/09/28 2,978,082,000 382,207,016 -   - -   -
25926 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Oct 2016 B HKD -   -   1.020   0 0 1,095,372 1.000   2016/09/09 0.260   2016/02/12 165,324,000 58,658,190 -   - -   -
27065 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Oct 2016 C HKD -   -   0.610   0 0 7,713,075 0.560   2016/09/23 0.163   2016/05/24 326,362,000 75,865,454 -   - -   -
22273 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Apr 2017A HKD 0.188   0.100   0.149   23,840,000 3,511,785 3,983,113 0.230   2016/09/13 0.035   2016/02/12 189,660,000 24,474,950 0.185   2015/11/17 0.116   2015/12/16
26112 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Feb 2017A HKD 0.680   0.680   0.680   20,000 13,600 251,433 0.680   2016/10/31 0.160   2016/02/25 8,950,000 2,750,680 -   - -   -
15453 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Oct 2016A HKD -   -   0.030   0 0 284,285 0.140   2016/09/09 0.018   2016/08/30 95,175,000 3,867,460 0.650   2015/05/26 0.085   2015/12/15
26081 SGA Societe Generale Acceptance N.V. - BOCL Eu Put Wt Nov16A HKD -   -   0.010   0 0 700,718 0.270   2016/02/12 0.013   2016/08/01 211,634,000 33,555,961 -   - -   -
26123 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Mar 2017 A HKD 0.260   0.189   0.207   4,450,000 975,700 1,472,168 0.360   2016/09/06 0.081   2016/05/13 146,074,000 25,865,211 -   - -   -
22450 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Oct 2016 A HKD -   -   0.010   0 0 208 0.054   2016/01/20 0.010   2016/04/21 18,598,000 433,480 0.134   2015/12/02 0.087   2015/12/11
25476 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Oct 2016 B HKD -   -   0.330   0 0 11,584,834 0.410   2016/09/21 0.057   2016/05/20 2,032,196,000 287,481,491 -   - -   -
15069 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 A HKD 0.130   0.087   0.095   107,050,000 11,269,100 5,786,667 0.155   2016/09/07 0.050   2016/02/12 373,100,000 38,183,000 0.260   2015/06/04 0.049   2015/07/08
15269 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 B HKD 0.060   0.045   0.042   4,100,000 231,800 808,842 0.102   2016/09/07 0.030   2016/02/12 72,350,000 5,345,150 0.201   2015/06/04 0.010   2015/07/08
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.158   0.138   0.141   3,335,000 499,540 1,079,075 0.196   2016/09/07 0.119   2016/02/15 147,380,000 23,681,665 0.211   2015/12/30 0.177   2015/12/14
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.111   0.096   0.095   2,200,000 232,050 534,475 0.191   2016/01/05 0.096   2016/10/17 62,550,000 9,152,800 0.206   2015/12/09 0.174   2015/12/14
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.163   0.136   0.142   11,400,000 1,759,500 1,434,567 0.200   2016/09/07 0.105   2016/02/12 194,800,000 29,272,650 0.208   2015/12/30 0.207   2015/12/30
26127 SGA Societe Generale Acceptance N.V. - CCB Eur Wt Jan 2017 A HKD 0.560   0.295   0.350   14,980,000 5,751,305 6,014,334 0.710   2016/09/22 0.065   2016/05/19 362,693,000 72,673,921 -   - -   -
18652 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 16 A HKD 0.037   0.021   0.024   27,570,000 751,930 2,189,481 0.171   2016/04/14 0.021   2016/10/31 283,520,000 19,043,855 0.246   2015/11/09 0.143   2015/12/14
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.185   0.157   0.177   7,615,000 1,282,985 2,456,969 0.280   2016/04/14 0.141   2016/02/12 163,360,000 32,591,895 0.360   2015/11/09 0.177   2015/09/29
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD 0.057   0.050   0.048   1,800,000 91,300 105,723 0.196   2016/04/14 0.050   2016/10/26 16,380,000 1,874,675 -   - -   -
14327 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.131   2015/05/26 0.012   2015/08/27
14440 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16B HKD -   -   0.010   0 0 0 -   - -   - 7,220,000 115,520 0.131   2015/05/26 0.010   2015/12/24
26996 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16C HKD -   -   0.068   0 0 2,604,557 0.315   2016/03/30 0.113   2016/07/08 115,810,000 15,982,750 -   - -   -
22618 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Jan17A HKD -   -   0.010   0 0 30,642 0.023   2016/01/04 0.010   2016/09/22 84,540,000 1,087,210 0.181   2015/05/26 0.020   2015/12/14
17652 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Apr 17 A HKD 0.137   0.084   0.087   1,450,000 129,100 689,692 0.166   2016/09/09 0.077   2016/05/19 839,600,000 82,531,200 0.365   2015/04/21 0.125   2015/12/31
17676 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 A HKD 0.225   0.167   0.152   2,100,000 466,700 2,713,642 0.270   2016/09/09 0.113   2016/05/19 491,130,000 69,897,160 0.420   2015/04/23 0.169   2015/11/30
19914 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 B HKD 0.026   0.010   0.010   10,905,000 234,680 233,415 0.049   2016/07/21 0.010   2016/10/24 291,340,000 8,959,510 0.250   2015/04/23 0.046   2015/12/29
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.109   0.057   0.059   1,600,000 140,850 307,267 0.124   2016/01/04 0.057   2016/10/31 277,850,000 24,124,400 0.150   2015/12/23 0.129   2015/12/31
16653 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 A HKD 0.095   0.028   0.032   1,000,000 36,250 471,742 0.114   2016/09/09 0.028   2016/10/28 9,434,950,000 577,328,900 0.315   2015/04/23 0.085   2015/12/30
21982 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 C HKD -   -   0.014   0 0 0 0.018   2016/01/04 0.011   2016/02/17 29,400,000 396,750 0.154   2015/05/08 0.020   2015/12/31
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD 0.040   0.024   0.017   800,000 26,400 19,875 0.049   2016/02/02 0.020   2016/05/19 253,250,000 9,654,350 0.157   2015/05/29 0.050   2015/12/31
16508 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Mar 17 A HKD 0.090   0.041   0.045   4,640,000 279,060 391,573 0.121   2016/08/15 0.041   2016/10/28 538,030,000 37,627,610 0.330   2015/04/27 0.089   2015/12/29
26429 SGA Societe Generale Acceptance N.V. - CITBK Eu Wt Dec 16 A HKD 0.770   0.560   0.540   804,000 519,050 428,949 0.900   2016/09/09 0.320   2016/05/20 21,955,000 14,349,890 -   - -   -
22621 SGA Societe Generale Acceptance N.V. - CITBK Eu Wt Oct 16 A HKD -   -   0.030   0 0 67,824 0.290   2016/01/05 0.010   2016/09/13 42,766,000 4,293,862 0.740   2015/11/20 0.230   2015/12/14
22456 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Feb17 A HKD 0.011   0.010   0.010   600,000 6,420 702,130 0.171   2016/01/04 0.010   2016/10/19 209,410,000 9,387,380 0.236   2015/11/20 0.180   2015/12/14
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD 0.091   0.076   0.079   6,285,000 482,460 1,176,117 0.255   2016/01/04 0.076   2016/10/13 176,994,000 24,207,915 0.510   2015/04/29 0.275   2015/12/14
11546 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt May17 A HKD 0.014   0.010   0.010   12,910,000 171,930 63,468 0.114   2016/01/07 0.010   2016/10/28 63,380,000 3,258,100 0.247   2015/10/20 0.147   2015/12/14
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.158   0.128   0.130   14,720,000 2,101,410 5,563,773 0.340   2016/01/04 0.123   2016/02/11 413,610,000 77,523,980 0.580   2015/05/05 0.295   2015/02/17
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.280   0.234   0.231   2,150,000 529,000 1,240,525 0.330   2016/03/31 0.115   2016/07/06 37,850,000 8,041,650 0.485   2015/08/10 0.080   2015/01/06
14213 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Apr 2017A HKD -   -   0.560   0 0 3,200 0.495   2016/06/10 0.465   2016/05/16 40,000 19,200 0.810   2015/06/05 0.203   2015/01/09
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.143   0.115   0.114   2,735,000 342,980 16,859,008 0.211   2016/01/05 0.057   2016/07/06 1,431,230,000 111,564,295 0.249   2015/10/27 0.195   2015/12/17
16641 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Jan 2017A HKD -   -   0.340   0 0 38,569 0.510   2016/01/04 0.175   2016/07/12 1,345,000 334,140 0.660   2015/08/10 0.111   2015/01/09
22711 SGA Societe Generale Acceptance N.V. - CKH Euro Wt May 2017A HKD 0.020   0.010   0.010   16,945,000 215,930 227,813 0.081   2016/01/05 0.010   2016/10/28 107,290,000 3,780,295 0.246   2015/06/24 0.070   2015/12/15
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD -   -   0.045   0 0 3,583 0.043   2016/08/31 0.027   2016/03/04 1,450,000 54,950 0.150   2015/07/14 0.148   2015/07/14
26124 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Nov 16 A HKD 1.010   1.010   1.020   365,000 368,650 1,676,475 1.470   2016/09/09 0.350   2016/02/03 53,310,000 31,882,300 -   - -   -
18250 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Dec 2016 A HKD 0.045   0.010   0.010   3,590,000 88,410 92,252 0.120   2016/01/05 0.010   2016/10/26 27,950,000 1,554,595 0.620   2015/06/05 0.120   2015/12/14
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD -   -   0.445   0 0 567,380 0.450   2016/08/16 0.219   2016/06/17 27,500,000 8,337,505 -   - -   -
15155 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Oct 2016 A HKD -   -   0.227   0 0 1,149,947 0.265   2016/09/23 0.040   2016/06/24 102,695,000 10,455,075 0.890   2015/06/04 0.215   2015/03/09
17210 SGA Societe Generale Acceptance N.V. - CMob Eu Put Wt Jan17B HKD 0.124   0.060   0.115   14,160,000 1,179,180 5,652,409 0.249   2016/01/21 0.058   2016/09/09 800,850,000 157,570,585 0.250   2015/07/08 0.117   2015/04/09
29209 SGA Societe Generale Acceptance N.V. - CNBM Eu Wt Dec 2016 A HKD -   -   0.013   0 0 0 0.013   2016/04/13 0.013   2016/04/13 220,000 2,860 0.280   2015/04/23 0.012   2015/12/08
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.260   0.204   0.207   3,210,000 753,060 2,483,467 0.260   2016/10/20 0.075   2016/01/21 7,373,660,000 783,587,520 0.245   2015/10/09 0.118   2015/12/14
17211 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Dec 2016A HKD -   -   0.012   0 0 7,542 0.027   2016/04/21 0.010   2016/05/12 17,030,000 288,820 0.243   2015/04/27 0.010   2015/12/18
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.370   0.300   0.305   1,120,000 400,250 122,620 0.370   2016/10/24 0.161   2016/02/03 862,810,000 163,869,910 -   - -   -
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD 0.112   0.064   0.065   28,220,000 2,721,790 7,049,432 0.121   2016/04/21 0.024   2016/01/21 881,090,000 57,217,690 0.140   2015/10/09 0.049   2015/12/21
17397 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Oct 2016A HKD -   -   0.010   0 0 27,078 0.033   2016/04/21 0.010   2016/06/23 65,390,000 1,325,060 0.244   2015/05/06 0.013   2015/12/18
20758 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2016A HKD -   -   0.010   0 0 850 0.020   2016/04/14 0.010   2016/03/07 2,350,000 35,800 0.415   2015/04/20 0.025   2015/12/14
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.068   0.060   0.060   120,000 7,280 104,160 0.126   2016/04/18 0.049   2016/09/15 20,660,000 1,761,180 0.560   2015/04/15 0.117   2015/12/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.104   0.077   0.079   37,490,000 3,399,570 1,684,562 0.180   2016/04/14 0.065   2016/01/21 210,910,000 22,311,850 0.660   2015/04/28 0.145   2015/12/15
24214 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Dec 2016 A HKD 0.041   0.013   0.022   20,730,000 549,865 592,606 0.210   2016/04/15 0.013   2016/10/11 124,840,000 12,668,345 -   - -   -
24022 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Mar 2017 A HKD 0.025   0.016   0.022   14,165,000 274,725 138,141 0.176   2016/04/14 0.016   2016/10/14 33,475,000 1,674,330 -   - -   -
17395 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Oct 2016 A HKD -   -   0.096   0 0 411,953 0.320   2016/04/14 0.086   2016/09/21 37,720,000 5,950,865 0.970   2015/04/14 0.206   2015/07/08
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD -   -   0.188   0 0 0 0.370   2016/04/13 0.330   2016/01/15 550,000 192,050 0.710   2015/01/02 0.550   2015/09/24
24019 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Nov16 A HKD -   -   0.011   0 0 3,750 0.086   2016/04/13 0.011   2016/08/15 3,400,000 248,500 -   - -   -
28352 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Oct 16A HKD -   -   0.015   0 0 50,198 0.227   2016/01/12 0.010   2016/09/14 12,830,000 1,177,850 0.920   2015/04/13 0.350   2015/02/05
24020 SGA Societe Generale Acceptance N.V. - Esprit Eu Wt Feb 17 A HKD -   -   0.014   0 0 8,393 0.222   2016/01/05 0.034   2016/08/17 7,772,000 1,214,639 0.246   2015/12/29 0.236   2015/12/31
15589 SGA Societe Generale Acceptance N.V. - GAC Eur Wts Feb 2017A HKD 0.280   0.123   0.130   19,800,000 3,664,920 3,038,670 0.345   2016/09/09 0.073   2016/03/01 185,500,000 26,167,480 0.239   2015/04/27 0.076   2015/09/24
25974 SGA Societe Generale Acceptance N.V. - HKEX Eu Put Wt Oct16C HKD -   -   0.010   0 0 11,960,233 0.238   2016/02/12 0.010   2016/08/05 4,406,880,000 496,108,280 -   - -   -
21585 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Apr 2017 A HKD -   -   0.010   0 0 2,050 0.019   2016/04/14 0.010   2016/09/26 5,870,000 92,940 0.520   2015/06/12 0.037   2015/12/10
22572 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 A HKD 0.019   0.011   0.011   12,260,000 206,520 270,708 0.093   2016/01/05 0.011   2016/10/14 128,960,000 5,357,840 0.244   2015/11/23 0.089   2015/12/14
26301 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 B HKD 0.400   0.370   0.355   4,290,000 1,700,000 3,454,217 0.440   2016/09/09 0.180   2016/06/16 135,750,000 31,493,110 -   - -   -
26525 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 C HKD 0.275   0.226   0.233   29,150,000 6,929,350 156,665,680 0.325   2016/09/09 0.130   2016/07/06 10,803,060,000 1,653,571,140 -   - -   -
25569 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jan 2017 A HKD 0.250   0.189   0.189   15,250,000 3,305,190 648,566,048 0.280   2016/09/09 0.097   2016/06/24 34,857,820,000 4,956,697,570 -   - -   -
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD 0.050   0.034   0.036   7,430,000 337,870 573,068 0.095   2016/01/08 0.024   2016/08/29 125,030,000 7,545,230 0.990   2015/04/23 0.103   2015/12/10
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD 0.091   0.067   0.069   30,410,000 2,353,780 2,111,068 0.141   2016/01/08 0.046   2016/08/19 406,060,000 37,529,310 0.295   2015/11/09 0.135   2015/12/14
11351 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 A HKD 0.113   0.073   0.077   94,930,000 8,934,870 332,863,802 0.177   2016/01/04 0.062   2016/08/30 18,565,080,000 2,009,267,900 0.375   2015/11/09 0.169   2015/12/14
26141 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 B HKD 0.410   0.380   0.370   380,000 150,100 1,130,442 0.440   2016/09/09 0.202   2016/06/24 95,140,000 24,453,930 -   - -   -
11567 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Nov 2016 A HKD 0.015   0.010   0.010   32,710,000 383,620 3,691,970 0.098   2016/01/06 0.010   2016/10/24 10,571,330,000 817,424,390 0.265   2015/11/04 0.115   2015/12/14
21038 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Oct 2016 A HKD -   -   0.011   0 0 34,847 0.081   2016/01/04 0.010   2016/08/15 102,330,000 6,594,480 0.227   2015/11/09 0.080   2015/12/14
25567 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Oct 2016 B HKD -   -   0.285   0 0 7,868,502 0.345   2016/09/09 0.090   2016/06/24 18,783,860,000 2,712,404,290 -   - -   -
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.295   0.246   0.247   1,510,000 411,750 14,210,442 0.310   2016/09/09 0.169   2016/05/24 478,300,000 100,775,300 -   - -   -
27069 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Apr 2017 A HKD 0.520   0.400   0.470   3,856,000 1,854,420 9,540,022 0.590   2016/09/05 0.072   2016/07/06 394,308,000 80,809,148 -   - -   -
26553 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Dec 2016 A HKD 0.430   0.305   0.385   3,040,000 1,222,300 281,686,371 0.570   2016/09/05 0.049   2016/07/06 14,070,916,000 2,054,253,500 -   - -   -
24769 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Oct 2016 A HKD -   -   0.010   0 0 844,541 0.220   2016/01/04 0.010   2016/09/22 433,020,000 27,880,372 -   - -   -
25779 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Oct 2016 B HKD -   -   0.069   0 0 4,519,623 0.345   2016/09/06 0.017   2016/07/06 8,726,296,000 993,236,536 -   - -   -
26387 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Oct 2016 C HKD -   -   0.620   0 0 139,094,357 0.830   2016/09/06 0.061   2016/07/06 11,795,412,000 1,489,368,656 -   - -   -
26550 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Oct 2016 D HKD -   -   0.930   0 0 18,677,943 0.930   2016/09/13 0.126   2016/04/08 737,044,000 143,096,864 -   - -   -
27045 SGA Societe Generale Acceptance N.V. - HSCEI Eu Wt Dec 2016C HKD 0.250   0.158   0.172   17,980,000 3,666,800 688,338 0.250   2016/10/11 0.075   2016/05/19 30,320,000 5,916,730 -   - -   -
25913 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 B HKD 0.580   0.520   0.510   40,000 22,000 442,602 0.640   2016/09/09 0.184   2016/02/11 27,850,000 6,654,010 -   - -   -
26754 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 C HKD 0.233   0.187   0.179   180,000 36,820 523,492 0.340   2016/09/09 0.049   2016/05/24 40,840,000 4,588,280 -   - -   -
26083 SGA Societe Generale Acceptance N.V. - ICBC Eu Put Wt Oct16A HKD -   -   0.010   0 0 1,574,195 0.390   2016/02/12 0.010   2016/08/01 121,930,000 13,574,518 -   - -   -
26126 SGA Societe Generale Acceptance N.V. - ICBC Eu Wt Feb 2017 A HKD 0.435   0.250   0.182   688,000 241,290 83,198 0.470   2016/09/06 0.058   2016/05/16 272,330,000 51,977,078 -   - -   -
11597 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Dec 2016A HKD 0.012   0.010   0.010   610,000 6,720 563,975 0.169   2016/03/07 0.010   2016/10/11 268,290,000 30,912,670 0.270   2015/09/17 0.095   2015/12/14
24770 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Mar 2017A HKD 0.031   0.021   0.021   2,190,000 59,950 41,708 0.180   2016/03/07 0.021   2016/10/31 104,390,000 14,976,830 -   - -   -
28239 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Apr 2017 A HKD -   -   0.030   0 0 2,017 0.065   2016/06/20 0.010   2016/07/21 33,100,000 605,240 0.143   2015/04/30 0.011   2015/08/25
23345 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Oct 2016 A HKD -   -   0.015   0 0 10,660 0.500   2016/01/04 0.154   2016/06/01 27,764,000 12,887,820 0.520   2015/12/30 0.385   2015/12/23
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.034   0.019   0.019   44,300,000 1,079,660 499,313 0.097   2016/04/28 0.019   2016/10/27 136,340,000 4,410,000 0.265   2015/04/17 0.034   2015/08/25
27046 SGA Societe Generale Acceptance N.V. - Kingsoft Eu Wt Nov16A HKD 0.037   0.014   0.010   23,290,000 657,590 826,268 0.265   2016/04/11 0.012   2016/09/14 118,930,000 7,632,750 -   - -   -
23354 SGA Societe Generale Acceptance N.V. - Kingsoft Eu Wt Oct16A HKD -   -   0.010   0 0 81,433 0.201   2016/01/08 0.017   2016/05/24 83,100,000 9,630,950 0.375   2015/12/04 0.365   2015/12/04
26680 SGA Societe Generale Acceptance N.V. - Kingsoft Eu Wt Oct16B HKD -   -   0.194   0 0 9,561,233 0.470   2016/04/14 0.010   2016/09/12 562,110,000 64,933,150 -   - -   -
23147 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Apr 17 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.162   2015/06/26 0.048   2015/12/15
25350 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Dec 16 A HKD -   -   0.010   0 0 133,747 0.159   2016/01/05 0.010   2016/07/18 129,060,000 9,021,580 0.244   2015/11/24 0.103   2015/09/02
24534 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 17 A HKD -   -   0.010   0 0 0 0.066   2016/01/04 0.017   2016/04/29 172,820,000 7,527,300 0.154   2015/08/11 0.054   2015/08/26
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD -   -   0.024   0 0 41,493 0.164   2016/01/04 0.032   2016/09/13 157,280,000 18,257,100 0.229   2015/11/17 0.131   2015/09/01
22094 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Nov 16 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.202   2015/05/14 0.029   2015/10/29
24575 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Nov 2016A HKD -   -   0.010   0 0 1,391,533 0.285   2016/04/28 0.011   2016/08/19 213,588,000 29,698,988 0.330   2015/12/28 0.232   2015/12/31
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD 0.010   0.010   0.010   100,000 1,000 21,460 0.015   2016/01/25 0.010   2016/10/07 176,040,000 2,093,700 0.221   2015/05/06 0.012   2015/12/30
26401 SGA Societe Generale Acceptance N.V. - PICC Eu Wts Nov 2016A HKD 0.330   0.215   0.183   1,540,000 406,475 1,458,248 0.850   2016/04/14 0.215   2016/10/28 45,014,000 27,378,915 -   - -   -
20038 SGA Societe Generale Acceptance N.V. - SHK P Eu Wt Jan 2017A HKD 0.026   0.012   0.013   3,410,000 59,640 1,206,563 0.060   2016/09/09 0.012   2016/10/31 185,650,000 7,651,980 0.255   2015/05/04 0.051   2015/08/24
18545 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec16A HKD -   -   0.010   0 0 250 0.010   2016/09/21 0.010   2016/09/21 150,000 1,500 0.231   2015/01/05 0.014   2015/11/27
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD -   -   0.074   0 0 44,563 0.124   2016/03/30 0.057   2016/08/03 68,930,000 7,176,410 0.205   2015/11/03 0.111   2015/12/21
18665 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Nov16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.136   2015/01/16 0.025   2015/11/02
26951 SGA Societe Generale Acceptance N.V. - Wynn Eu Wt Nov 2016 A HKD 0.085   0.027   0.019   3,340,000 152,800 3,756,108 0.260   2016/04/14 0.027   2016/10/12 178,032,000 33,421,952 -   - -   -
26082 SGA Societe Generale Acceptance N.V. -CCB Euro Put Wt Oct16A HKD -   -   0.010   0 0 3,557,655 0.460   2016/02/12 0.010   2016/07/25 296,829,000 44,649,475 -   - -   -
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.156   0.149   0.125   4,400,000 673,700 263,485 0.300   2016/04/13 0.106   2016/01/21 68,640,000 12,328,290 0.239   2015/12/30 0.229   2015/12/30
26405 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Jan 2017 A HKD 0.285   0.202   0.242   9,950,000 2,331,620 1,121,097 0.410   2016/04/14 0.197   2016/02/24 60,140,000 14,357,920 -   - -   -
22815 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Oct 2016 A HKD -   -   0.010   0 0 12,483 0.045   2016/04/13 0.014   2016/05/06 95,670,000 2,401,340 0.161   2015/11/24 0.052   2015/12/30
24121 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Oct 2016 B HKD -   -   0.010   0 0 283,432 0.170   2016/04/14 0.013   2016/08/25 71,240,000 4,945,430 0.135   2015/12/17 0.118   2015/12/30
26479 SGA Societe Generale Acceptance N.V. -CITIC Sec Eu Wt Jan17A HKD 0.104   0.067   0.070   52,605,000 4,448,060 8,775,190 0.495   2016/04/14 0.067   2016/10/27 312,285,000 55,974,390 -   - -   -
27001 SGA Societe Generale Acceptance N.V. -CITIC Sec Eu Wt Nov16A HKD -   -   0.010   0 0 167,901 0.248   2016/03/31 0.010   2016/09/22 37,495,000 4,238,205 -   - -   -
26063 SGA Societe Generale Acceptance N.V. -CLife Eu Put Wt Dec16A HKD 0.013   0.012   0.012   1,800,000 22,770 10,437,948 0.325   2016/02/12 0.010   2016/09/23 1,138,530,000 177,158,900 -   - -   -
27067 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Dec 2016 B HKD 0.206   0.055   0.044   10,030,000 1,740,800 6,348,058 0.260   2016/09/22 0.031   2016/07/08 656,180,000 84,438,530 -   - -   -
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD 0.181   0.055   0.067   84,210,000 11,249,870 24,240,133 0.225   2016/04/01 0.048   2016/06/28 3,370,720,000 427,687,290 -   - -   -
25563 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Nov 2016 A HKD 0.064   0.010   0.010   178,540,000 5,624,310 13,911,187 0.211   2016/01/22 0.010   2016/10/18 11,040,670,000 1,128,182,230 -   - -   -
26385 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Nov 2016 B HKD 0.270   0.190   0.133   120,000 24,200 49,715,132 0.375   2016/09/22 0.048   2016/06/28 4,528,400,000 447,665,880 -   - -   -
24768 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Oct 2016 A HKD -   -   0.010   0 0 0 0.170   2016/01/04 0.012   2016/04/22 138,310,000 11,081,110 -   - -   -
26677 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Oct 2016 B HKD -   -   0.495   0 0 1,922,657 0.495   2016/09/28 0.127   2016/06/28 69,000,000 17,627,540 -   - -   -
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.091   0.058   0.077   26,230,000 1,874,940 2,159,370 0.315   2016/01/21 0.058   2016/10/24 648,130,000 129,263,240 0.265   2015/12/15 0.224   2015/12/24
12503 SGA Societe Generale Acceptance N.V. -Greatwall Eu Wt Oct16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.243   2015/04/23 0.012   2015/08/18
11307 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16A HKD 0.019   0.011   0.011   29,130,000 421,180 2,165,807 0.290   2016/02/12 0.011   2016/10/31 2,269,970,000 392,916,430 0.196   2015/09/25 0.086   2015/11/04
26398 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16B HKD -   -   0.011   0 0 3,430 0.177   2016/02/18 0.072   2016/06/01 5,110,000 580,950 -   - -   -
25807 SGA Societe Generale Acceptance N.V. -HSI Eu Put Wt Dec 16 A HKD 0.010   0.010   0.010   200,000 2,000 1,553,457 0.285   2016/02/12 0.010   2016/10/31 235,150,000 28,434,070 -   - -   -
23448 SGA Societe Generale Acceptance N.V. -Link REIT Eu Wt Oct16A HKD -   -   0.450   0 0 6,406,893 0.600   2016/07/28 0.119   2016/05/24 126,275,000 38,441,360 -   - -   -
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.249   0.178   0.181   7,984,000 1,807,036 3,907,461 0.255   2016/09/22 0.116   2016/07/06 136,772,000 24,905,068 -   - -   -
27817 SGA Societe Generale Acceptance N.V. -Petch Eu Put Wt Dec16A HKD 0.184   0.035   0.075   90,286,000 7,378,930 N/A 0.570   2016/05/24 0.035   2016/10/24 256,840,000 66,633,178 -   - -   -
25446 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Dec16A HKD 0.020   0.010   0.010   6,080,000 94,080 543,947 0.194   2016/01/19 0.010   2016/10/13 285,580,000 32,510,360 -   - -   -
26402 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Mar17 A HKD 0.164   0.115   0.114   8,500,000 1,212,440 3,162,007 0.355   2016/04/15 0.115   2016/10/28 127,720,000 22,034,080 -   - -   -
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.060   0.041   0.046   21,570,000 1,082,750 895,075 0.105   2016/01/04 0.021   2016/06/29 506,605,000 26,783,905 0.400   2015/05/26 0.074   2015/08/24
26432 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Dec 16 A HKD 0.530   0.380   0.430   4,125,000 1,701,100 157,426,948 0.720   2016/09/09 0.124   2016/07/08 4,744,560,000 957,757,015 -   - -   -
19448 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 A HKD 0.053   0.025   0.031   42,700,000 1,403,450 782,725 0.118   2016/01/04 0.016   2016/06/28 2,716,050,000 142,736,700 0.395   2015/05/22 0.073   2015/08/24
19623 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 B HKD 0.015   0.010   0.010   12,550,000 161,200 171,217 0.073   2016/01/04 0.010   2016/10/31 270,800,000 9,615,900 0.350   2015/05/26 0.048   2015/09/01
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.012   0 0 58,613 0.036   2016/01/04 0.010   2016/08/16 112,410,000 1,508,230 0.285   2015/05/26 0.026   2015/08/26
21126 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Mar 17 A HKD -   -   0.010   0 0 20,896 0.037   2016/01/04 0.010   2016/08/18 199,545,000 3,069,230 0.280   2015/05/26 0.025   2015/08/24
18248 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 16 A HKD 0.065   0.027   0.029   22,150,000 911,785 3,288,188 0.137   2016/01/04 0.011   2016/07/07 43,854,695,000 2,722,782,875 0.480   2015/05/26 0.084   2015/08/24
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD -   -   0.010   0 0 75 0.027   2016/01/04 0.010   2016/06/07 32,100,000 412,460 0.250   2015/05/26 0.025   2015/12/14
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD 0.015   0.015   0.015   500,000 7,500 5,922 0.033   2016/01/04 0.011   2016/02/11 55,125,000 842,190 0.255   2015/05/26 0.028   2015/08/24
24013 SGA Societe Generale Acceptance N.V. -Shenhua Eu Wt Jan 17 A HKD 0.305   0.194   0.255   8,700,000 2,199,170 603,069 0.305   2016/10/25 0.067   2016/01/20 337,200,000 32,801,930 0.166   2015/12/24 0.136   2015/12/22
24220 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Apr 17 A HKD 0.485   0.405   0.375   400,000 175,400 741,385 0.485   2016/10/03 0.089   2016/02/12 2,226,530,000 321,114,050 0.184   2015/12/24 0.175   2015/12/29
26636 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Dec 16 B HKD -   -   0.540   0 0 308,132 0.500   2016/09/05 0.133   2016/03/10 89,360,000 17,143,490 -   - -   -
26403 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Feb 17 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
19540 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 A HKD 0.660   0.570   0.570   760,000 486,200 628,708 0.700   2016/09/23 0.126   2016/02/12 21,201,310,000 3,273,739,900 0.445   2015/04/29 0.138   2015/09/29
25218 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 B HKD -   -   0.470   0 0 1,561,318 0.550   2016/09/06 0.107   2016/01/20 358,410,000 54,978,770 -   - -   -
25809 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 D HKD 0.810   0.700   0.690   40,000 30,200 50,217 0.810   2016/10/06 0.177   2016/02/12 122,020,000 27,370,090 -   - -   -
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 0.530   0.425   0.425   680,000 325,600 4,091,790 0.540   2016/09/23 0.114   2016/02/12 335,790,000 60,012,020 0.211   2015/12/17 0.180   2015/12/15
21128 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Nov 16 A HKD 0.183   0.080   0.113   75,890,000 11,244,580 19,440,523 0.213   2016/09/23 0.019   2016/05/19 1,425,210,000 117,086,200 0.280   2015/04/29 0.061   2015/12/04
19866 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Oct 16 A HKD -   -   0.560   0 0 105,096,988 0.560   2016/09/26 0.082   2016/03/09 33,371,980,000 3,707,718,520 0.375   2015/04/29 0.098   2015/09/29
24773 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Apr 2017A HKD 0.024   0.013   0.023   33,832,000 587,512 1,195,342 0.109   2016/01/04 0.013   2016/10/17 343,466,000 11,288,229 -   - -   -
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.285   0.240   0.280   3,041,000 796,600 822,047 0.315   2016/01/06 0.180   2016/02/29 24,026,000 5,693,158 0.840   2015/05/26 0.238   2015/08/25
18868 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 16 A HKD -   -   0.010   0 0 167 0.039   2016/01/06 0.011   2016/05/31 97,171,000 2,997,842 0.395   2015/06/08 0.050   2015/12/14
24982 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 2016B HKD 0.028   0.010   0.019   143,838,000 2,483,012 8,725,919 0.116   2016/01/04 0.010   2016/10/28 2,447,081,000 162,323,359 0.197   2015/11/09 0.095   2015/08/25
12793 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017A HKD 0.189   0.134   0.182   2,349,000 399,181 1,971,974 0.230   2016/01/04 0.084   2016/02/03 124,646,000 15,767,805 0.700   2015/06/08 0.135   2015/08/25
18547 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017B HKD -   -   0.010   0 0 140,252 0.080   2016/01/04 0.010   2016/09/12 347,559,000 19,501,512 0.455   2015/05/27 0.070   2015/12/11
19267 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017C HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.239   2015/04/17 0.020   2015/12/01
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.150   0.119   0.151   11,413,000 1,445,019 1,089,759 0.188   2016/03/23 0.110   2016/06/24 115,137,000 17,185,756 -   - -   -
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.012   0 0 0 0.013   2016/01/07 0.013   2016/01/07 200,000 2,600 0.235   2015/06/04 0.036   2015/08/24
22447 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Nov 2016A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.197   2015/06/04 0.031   2015/10/06
25514 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Nov 2016B HKD 0.099   0.071   0.082   1,011,000 86,241 1,127,939 0.151   2016/01/05 0.055   2016/06/28 8,355,907,000 761,090,588 0.199   2015/08/31 0.172   2015/09/04
20372 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2016A HKD -   -   0.010   0 0 0 0.024   2016/01/04 0.010   2016/02/22 800,000 13,400 0.335   2015/05/26 0.022   2015/08/26
26802 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2016B HKD -   -   0.030   0 0 8,423,302 0.990   2016/03/23 0.021   2016/09/27 198,437,900 53,405,934 -   - -   -
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.090   0.072   0.088   2,224,000 167,196 438,841 0.153   2016/01/05 0.066   2016/08/08 68,032,000 6,958,230 0.520   2015/05/26 0.160   2015/08/28
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.076   0.050   0.052   3,701,000 229,055 399,408 0.235   2016/02/12 0.050   2016/10/31 124,141,000 23,672,051 -   - -   -
25990 SGA Societe Generale Acceptance N.V.-CAM CSI300 Eu Wt Oct16A HKD -   -   0.016   0 0 1,788,936 0.480   2016/04/13 0.016   2016/09/27 53,004,000 12,431,664 -   - -   -
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.012   0 0 15,793 0.068   2016/01/06 0.012   2016/09/21 6,620,000 206,920 0.224   2015/06/12 0.063   2015/12/14
26505 SGA Societe Generale Acceptance N.V.-Ch Vanke Eu Wts Dec16 A HKD 0.275   0.173   0.240   48,624,000 10,679,325 17,398,522 0.480   2016/08/16 0.093   2016/07/20 548,706,000 107,622,836 -   - -   -
23342 SGA Societe Generale Acceptance N.V.-Ch Vanke Eu Wts Oct 16A HKD -   -   0.017   0 0 373,381 0.290   2016/01/06 0.010   2016/09/23 63,321,000 3,480,372 0.485   2015/12/18 0.315   2015/12/15
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.116   0.085   0.085   28,580,000 2,523,760 2,625,853 0.189   2016/04/06 0.057   2016/07/21 411,280,000 44,456,420 0.315   2015/10/15 0.135   2015/12/14
15039 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 A HKD -   -   0.012   0 0 0 0.029   2016/03/29 0.018   2016/04/21 80,000 1,900 0.305   2015/04/29 0.036   2015/12/28
20892 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 B HKD -   -   0.012   0 0 0 0.021   2016/03/30 0.011   2016/03/09 29,220,000 469,080 0.240   2015/04/27 0.020   2015/12/11
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.065   0.054   0.036   80,000 4,720 18,167 0.114   2016/03/17 0.033   2016/06/27 70,760,000 6,055,880 0.164   2015/11/20 0.084   2015/12/14
24322 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Oct16 A HKD -   -   0.015   0 0 0 0.065   2016/03/30 0.025   2016/01/20 126,020,000 4,358,520 0.235   2015/08/11 0.053   2015/12/11
25924 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16A HKD 1.040   1.040   1.100   400,000 416,000 3,560,358 1.040   2016/10/07 0.300   2016/07/06 39,020,000 21,417,250 -   - -   -
26609 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16B HKD 0.300   0.072   0.192   75,120,000 14,496,750 21,668,282 0.475   2016/03/21 0.027   2016/08/31 1,035,260,000 158,885,090 -   - -   -
26947 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16C HKD 0.035   0.010   0.010   100,840,000 2,188,850 1,634,458 0.285   2016/03/31 0.010   2016/10/17 413,030,000 15,849,250 -   - -   -
26728 SGA Societe Generale Acceptance N.V.-Galaxy Eu Put Wt Oct16A HKD -   -   0.010   0 0 22,662,110 0.260   2016/06/28 0.010   2016/09/02 1,048,620,000 202,158,440 -   - -   -
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.090   0.077   0.080   230,000 19,050 182,033 0.225   2016/03/16 0.077   2016/10/14 16,840,000 2,837,740 -   - -   -
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.102   0.075   0.095   2,250,000 188,320 734,156 0.131   2016/01/04 0.029   2016/02/25 227,090,000 14,596,065 0.207   2015/11/17 0.101   2015/12/16
17227 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Jan17 A HKD -   -   0.010   0 0 333 0.010   2016/05/11 0.010   2016/05/11 600,000 6,000 0.228   2015/04/27 0.012   2015/11/13
26634 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Oct 16C HKD -   -   1.530   0 0 373,318 1.860   2016/09/09 0.600   2016/04/07 10,615,000 10,659,125 -   - -   -
26302 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Oct16 B HKD -   -   0.690   0 0 4,531,678 1.120   2016/06/23 0.236   2016/02/25 163,994,000 81,854,143 -   - -   -
28176 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Oct16A HKD -   -   0.010   0 0 34,076 0.113   2016/01/05 0.010   2016/09/01 34,558,500 1,309,465 1.000   2015/10/02 0.064   2015/12/15
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26801 SGA Societe Generale Acceptance NV-Chi Res Land Eu Wt Nov16A HKD 0.129   0.027   0.014   560,000 33,060 2,208,510 0.365   2016/03/17 0.027   2016/10/19 93,740,000 17,352,940 -   - -   -
23551 SGA Societe Generale Acceptance NV-Chi Res Land Eu Wt Oct16A HKD -   -   0.011   0 0 183 0.179   2016/01/06 0.011   2016/08/15 7,220,000 906,180 0.247   2015/12/22 0.216   2015/12/24
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.305   0.305   0.310   400,000 122,000 848,912 0.405   2016/01/04 0.270   2016/06/28 21,450,000 6,552,710 0.930   2015/06/08 0.290   2015/08/25
25484 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Dec16A HKD 0.072   0.072   0.069   300,000 21,600 21,971,952 0.154   2016/01/19 0.065   2016/06/24 9,745,142,000 1,135,536,178 0.250   2015/10/27 0.190   2015/08/31
18546 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Jan17A HKD -   -   0.010   0 0 704,091 0.120   2016/01/04 0.011   2016/09/06 3,544,856,000 284,545,296 0.540   2015/06/09 0.089   2015/08/25
18867 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov16A HKD -   -   0.010   0 0 0 0.051   2016/01/05 0.017   2016/04/25 95,752,000 4,195,756 0.470   2015/06/08 0.054   2015/11/30
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.204   0.194   0.201   670,000 133,780 834,980 0.255   2016/08/15 0.170   2016/06/28 132,148,000 28,851,062 -   - -   -
21509 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct16B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.285   2015/04/28 0.012   2015/08/24
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.107   0.094   0.097   28,870,000 2,929,478 3,041,419 0.226   2016/01/08 0.094   2016/10/17 176,916,000 22,722,104 0.710   2015/06/09 0.182   2015/08/25
18694 SGA Societe Generale Acceptance NV-CSOP A50 Eu Put Wt Jan17B HKD 0.081   0.054   0.058   20,196,000 1,355,424 1,972,059 0.295   2016/01/27 0.054   2016/10/24 140,610,000 13,086,400 0.375   2015/08/25 0.082   2015/04/09
17980 SGA Societe Generale Acceptance NV-CSOP A50 Eu Put Wt Oct16A HKD -   -   0.010   0 0 2,028,207 0.184   2016/02/01 0.010   2016/08/01 305,912,000 15,986,470 0.227   2015/08/25 0.034   2015/04/15
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.073   0.061   0.063   250,000 17,400 39,605 0.073   2016/10/06 0.029   2016/02/12 17,420,000 781,445 0.310   2015/04/28 0.046   2015/12/15
24675 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Nov 16A HKD 0.206   0.149   0.014   4,685,000 835,790 318,444 0.590   2016/01/05 0.129   2016/09/01 25,936,000 8,668,838 0.650   2015/12/31 0.640   2015/12/31
26678 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Nov16 B HKD 1.980   1.660   1.920   455,000 861,500 2,870,872 1.980   2016/10/11 0.640   2016/05/18 38,296,000 37,691,465 -   - -   -
19707 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Oct16 A HKD -   -   0.042   0 0 176,914 0.059   2016/01/04 0.015   2016/06/10 56,390,000 2,067,365 0.350   2015/04/30 0.046   2015/12/14
10365 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 A HKD 0.066   0.014   0.016   23,650,000 835,510 2,484,073 0.370   2016/02/12 0.014   2016/10/28 194,160,000 28,248,990 0.151   2015/10/23 0.100   2015/12/02
10390 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 D HKD 0.030   0.010   0.010   2,110,000 42,320 1,032,677 0.215   2016/06/24 0.010   2016/10/20 75,540,000 8,203,250 -   - -   -
24574 SGA Societe Generale Acceptance NV-NewWorld Dev Eu Wt Nov16A HKD -   -   1.930   0 0 5,740,851 2.280   2016/09/07 0.270   2016/02/12 71,584,000 44,650,540 -   - -   -
10374 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 B HKD -   -   0.014   0 0 34,942 0.043   2016/05/11 0.012   2016/07/05 12,000,000 209,650 -   - -   -
10389 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 C HKD 0.103   0.061   0.103   11,130,000 848,040 3,695,865 0.243   2016/04/25 0.047   2016/07/08 249,950,000 25,894,900 -   - -   -
10354 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Mar 17 A HKD 0.016   0.011   0.015   3,390,000 46,140 706,795 0.091   2016/04/22 0.011   2016/10/13 164,070,000 4,558,030 0.241   2015/11/30 0.171   2015/09/08
26730 SGA Societe Generale Acceptance NV-Sands Ch Eu Put Wt Oct16B HKD -   -   0.010   0 0 4,885,815 0.248   2016/03/11 0.011   2016/08/08 415,696,000 59,341,360 -   - -   -
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD 0.043   0.021   0.022   80,900,000 2,700,700 576,043 0.043   2016/10/24 0.010   2016/08/26 119,060,000 3,542,060 0.202   2015/04/28 0.020   2015/12/16
26804 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Nov16A HKD 2.120   1.040   1.710   3,380,000 5,136,840 3,546,668 2.120   2016/10/24 0.330   2016/05/24 55,276,000 39,714,930 -   - -   -
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.300   0.213   0.250   14,924,000 3,815,430 1,141,612 0.300   2016/10/24 0.076   2016/02/03 68,144,000 11,146,146 0.175   2015/10/12 0.106   2015/12/11
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.145   0.109   0.115   8,968,000 1,113,904 599,077 0.145   2016/10/24 0.035   2016/02/03 106,804,000 9,120,332 0.440   2015/04/09 0.054   2015/12/15
17369 Standard Chartered Bank - Dongfeng European Wts Dec 2016 A HKD -   -   0.032   0 0 1,095 0.110   2016/01/04 0.037   2016/08/01 308,000 15,358 0.385   2015/04/09 0.050   2015/08/27
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD -   -   0.265   0 0 9,040 0.375   2016/01/04 0.213   2016/01/28 1,812,000 497,958 0.940   2015/04/17 0.235   2015/08/25
29666 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 A HKD -   -   0.181   0 0 0 -   - -   - 0 0 0.670   2015/06/08 0.188   2015/08/25
22436 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 B HKD -   -   0.010   0 0 667 0.010   2016/08/15 0.010   2016/08/15 400,000 4,000 0.246   2015/06/09 0.010   2015/09/30
18354 Standard Chartered Bank - A50 China Euro Warrants Mar 2017 A HKD -   -   0.032   0 0 0 -   - -   - 0 0 0.430   2015/07/10 0.091   2015/08/25
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.105   0 0 0 0.141   2016/03/02 0.128   2016/02/29 40,000 5,380 0.580   2015/04/20 0.175   2015/08/25
17365 Standard Chartered Bank - BOC HK European Wts Oct 2016 A HKD -   -   0.034   0 0 2,288 0.071   2016/09/09 0.031   2016/09/19 345,000 13,725 0.340   2015/04/23 0.092   2015/09/29
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD 0.068   0.060   0.061   350,000 22,100 61,153 0.110   2016/07/18 0.050   2016/09/30 6,855,000 499,410 0.233   2015/06/24 0.055   2015/08/26
26001 Standard Chartered Bank - BYD European Warrants Dec 2016 A HKD -   -   0.058   0 0 475,844 0.108   2016/09/07 0.049   2016/06/27 45,455,000 3,318,055 0.270   2015/06/04 0.035   2015/07/08
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD -   -   0.144   0 0 0 0.154   2016/03/29 0.111   2016/03/01 175,000 22,260 0.270   2015/10/19 0.152   2015/09/04
17324 Standard Chartered Bank - Cathay Pac Air Euro Wts Dec 2016 A HKD -   -   0.023   0 0 22,193 0.201   2016/01/13 0.023   2016/09/05 2,720,000 208,460 0.700   2015/05/28 0.295   2015/09/08
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD 0.020   0.020   0.020   100,000 2,000 520 0.049   2016/01/08 0.020   2016/10/11 650,000 23,380 0.325   2015/06/05 0.060   2015/12/08
18134 Standard Chartered Bank - CGS European Warrants Oct 2016 A HKD -   -   0.030   0 0 0 0.052   2016/01/12 0.052   2016/01/12 95,000 4,940 0.500   2015/04/28 0.044   2015/07/08
20902 Standard Chartered Bank - Ch Comm Cons Eur Wts Oct 2016 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.530   2015/04/17 0.106   2015/11/04
25750 Standard Chartered Bank - China Cinda Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.138   2015/04/13 0.035   2015/08/21
14364 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 2,417 0.023   2016/01/13 0.010   2016/09/23 7,670,000 90,860 0.189   2015/05/26 0.023   2015/09/04
14414 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.120   2015/05/26 0.029   2015/08/20
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.019   0 0 0 0.028   2016/03/04 0.013   2016/03/08 1,410,000 23,740 0.163   2015/05/26 0.029   2015/08/27
21232 Standard Chartered Bank - China COSCO European Wt Jan 2017 A HKD -   -   0.010   0 0 0 0.028   2016/03/04 0.015   2016/03/10 520,000 10,820 0.480   2015/04/28 0.070   2015/07/08
19988 Standard Chartered Bank - China Gas Hold European Wts Oct16A HKD -   -   0.031   0 0 883 0.125   2016/01/08 0.053   2016/07/04 400,000 38,400 0.445   2015/04/09 0.179   2015/08/25
19479 Standard Chartered Bank - China Mobile Eur Put Wt Jan 2017 A HKD -   -   0.120   0 0 0 0.247   2016/01/07 0.221   2016/02/18 95,000 21,975 0.230   2015/08/25 0.134   2015/04/13
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.082   0 0 0 0.120   2016/04/01 0.120   2016/04/01 150,000 18,000 0.700   2015/04/09 0.172   2015/02/11
20687 Standard Chartered Bank - China Railway Euro Wts Oct 2016 A HKD -   -   0.010   0 0 11,207 0.015   2016/03/14 0.015   2016/03/14 1,020,000 70,240 0.530   2015/04/20 0.060   2015/12/18
15756 Standard Chartered Bank - China Unicom Euro Wts Dec 2016 A HKD 0.016   0.016   0.016   2,000 32 5 0.016   2016/10/25 0.016   2016/10/25 1,102,000 17,632 0.290   2015/04/29 0.026   2015/11/11
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD 0.088   0.088   0.083   200,000 17,600 14,400 0.206   2016/01/12 0.088   2016/10/13 905,000 114,380 0.470   2015/04/28 0.270   2015/07/08
14281 Standard Chartered Bank - CITIC European Warrants Feb 2017 A HKD 0.083   0.070   0.070   130,000 10,480 79,291 0.205   2016/04/13 0.070   2016/10/28 4,148,000 577,617 0.570   2015/04/16 0.350   2015/03/11
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD -   -   0.455   0 0 34,393 0.410   2016/04/19 0.246   2016/07/06 805,000 253,185 0.840   2015/06/25 0.174   2015/01/09
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD -   -   0.020   0 0 569 0.055   2016/03/23 0.021   2016/05/31 540,000 23,985 0.208   2015/06/23 0.063   2015/12/11
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.036   0.036   0.035   50,000 1,800 3,657 0.049   2016/03/17 0.019   2016/02/22 825,000 28,015 0.176   2015/06/12 0.043   2015/12/21
17243 Standard Chartered Bank - CNOOC European Warrants Dec 2016 A HKD 0.028   0.015   0.026   2,130,000 33,480 73,303 0.056   2016/03/17 0.010   2016/09/29 51,780,000 1,929,110 0.270   2015/04/27 0.023   2015/12/14
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.038   0 0 0 -   - -   - 0 0 0.260   2015/05/26 0.056   2015/10/22
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD 0.101   0.074   0.064   160,000 13,020 2,170 0.101   2016/10/20 0.030   2016/01/19 40,590,000 2,215,280 0.135   2015/08/13 0.048   2015/09/29
21403 Standard Chartered Bank - CNOOC European Warrants Nov 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.239   2015/04/27 0.014   2015/09/29
16926 Standard Chartered Bank - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.010   2016/02/12 0.010   2016/02/12 400,000 4,000 0.149   2015/04/27 0.012   2015/08/26
19692 Standard Chartered Bank - CRRC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.084   2016/01/06 0.022   2016/03/02 541,000 35,073 1.080   2015/04/20 0.106   2015/12/15
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.132   0 0 0 -   - -   - 0 0 1.160   2015/04/15 0.330   2015/07/08
28413 Standard Chartered Bank - CSOP A50 ETF Eu Put Wts Oct 2016 A HKD -   -   0.010   0 0 610 0.180   2016/01/27 0.061   2016/06/13 1,126,000 164,298 0.227   2015/08/25 0.026   2015/05/26
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.380   0 0 0 0.375   2016/03/09 0.375   2016/03/09 40,000 15,000 0.950   2015/05/28 0.335   2015/08/25
18352 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 A HKD -   -   0.019   0 0 155 0.092   2016/01/11 0.031   2016/09/12 580,000 43,130 0.500   2015/04/15 0.089   2015/08/25
26215 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 B HKD -   -   0.070   0 0 0 -   - -   - 0 0 0.305   2015/09/07 0.215   2015/09/29
23318 Standard Chartered Bank - Foxconn European Wts Dec 2016 A HKD 0.033   0.013   0.010   2,924,000 84,734 39,637 0.085   2016/04/05 0.013   2016/10/06 10,116,000 438,242 0.249   2015/06/25 0.065   2015/12/17
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 5,400 0.011   2016/05/11 0.010   2016/05/11 3,000,000 32,400 0.040   2015/01/08 0.010   2015/12/11
21317 Standard Chartered Bank - GCL-Poly Energy Eur Wts Nov 2016 A HKD -   -   0.032   0 0 0 0.039   2016/02/29 0.016   2016/02/04 104,000 2,906 0.820   2015/04/13 0.107   2015/08/24
20905 Standard Chartered Bank - Hanergy Solar European Wts Feb17 A HKD -   -   0.315   0 0 0 -   - -   - 0 0 0.490   2015/04/16 0.275   2015/05/13
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD -   -   0.095   0 0 24,668 0.118   2016/01/18 0.085   2016/07/14 1,640,000 153,890 0.960   2015/04/14 0.157   2015/02/05
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD 0.040   0.021   0.034   280,000 7,360 36,977 0.095   2016/01/04 0.021   2016/10/27 15,440,000 772,480 0.870   2015/04/13 0.071   2015/03/16
17066 Standard Chartered Bank - HSBC European Put Wts Nov 2016 A HKD 0.270   0.270   0.275   80,000 21,600 15,137 0.465   2016/07/27 0.270   2016/10/26 356,000 130,720 0.310   2015/09/23 0.218   2015/04/27
20909 Standard Chartered Bank - HSHI ETF European Put Wts Jan 17 A HKD -   -   0.470   0 0 0 -   - -   - 0 0 0.475   2015/08/26 0.197   2015/05/26
19857 Standard Chartered Bank - HuanengPower Euro Wts Dec 2016 A HKD -   -   0.032   0 0 0 0.064   2016/01/06 0.040   2016/03/01 80,000 4,400 0.420   2015/05/04 0.085   2015/11/27
17319 Standard Chartered Bank - KECL European Warrants Apr 2017 A HKD -   -   0.020   0 0 0 0.014   2016/02/02 0.014   2016/02/02 120,000 1,680 0.170   2015/04/27 0.015   2015/08/24
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD -   -   0.030   0 0 0 0.084   2016/03/30 0.037   2016/01/20 1,600,000 89,100 0.275   2015/04/13 0.032   2015/08/24
18191 Standard Chartered Bank - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 17,080 0.041   2016/04/28 0.010   2016/08/15 17,700,000 403,880 0.236   2015/04/14 0.029   2015/09/22
21953 Standard Chartered Bank - KECL European Warrants Mar 2017 A HKD -   -   0.023   0 0 0 -   - -   - 0 0 0.155   2015/05/14 0.011   2015/08/24
24846 Standard Chartered Bank - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.126   2016/01/11 0.063   2016/04/22 40,000 3,780 0.226   2015/11/19 0.086   2015/09/30
21767 Standard Chartered Bank - Lenovo European Wts Oct 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.249   2015/05/11 0.016   2015/12/09
21535 Standard Chartered Bank - Ping An European Wts Nov 2016 A HKD -   -   0.010   0 0 0 0.015   2016/01/07 0.015   2016/01/07 500,000 7,500 0.265   2015/04/27 0.044   2015/12/15
18271 Standard Chartered Bank - Ping An European Wts Oct 2016 A HKD 0.060   0.030   0.030   1,415,000 60,150 27,688 0.092   2016/09/09 0.020   2016/07/15 6,140,000 276,580 0.495   2015/05/26 0.079   2015/08/24
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD -   -   0.074   0 0 81 0.133   2016/01/05 0.067   2016/02/04 790,000 69,260 0.385   2015/04/27 0.104   2015/08/24
15474 Standard Chartered Bank - Sands China Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.042   2015/01/29 0.010   2015/10/08
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD -   -   0.132   0 0 3,057 0.365   2016/01/27 0.166   2016/07/28 440,000 128,960 0.305   2015/08/25 0.086   2015/05/26
17057 Standard Chartered Bank - SHK P European Warrants Feb 2017 A HKD 0.148   0.148   0.146   40,000 5,920 97,397 0.195   2016/09/23 0.029   2016/01/18 16,430,000 1,264,350 0.350   2015/05/06 0.074   2015/12/08
23048 Standard Chartered Bank - SHK P European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.148   2015/06/23 0.028   2015/11/05
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD -   -   0.345   0 0 44,673 0.390   2016/09/08 0.117   2016/02/03 4,360,000 772,000 0.520   2015/05/04 0.204   2015/09/02
20026 Standard Chartered Bank - SJM Hold European Wts Nov 2016 A HKD -   -   0.011   0 0 0 -   - -   - 0 0 0.215   2015/03/06 0.071   2015/08/24
18464 Standard Chartered Bank - Tencent Hldg Euro Wts Dec 2016 A HKD -   -   0.570   0 0 57,083 0.610   2016/09/21 0.136   2016/01/14 4,690,000 903,240 0.440   2015/04/23 0.140   2015/01/02
27902 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 A HKD -   -   0.033   0 0 6,465 0.098   2016/01/07 0.020   2016/06/29 1,740,000 117,330 0.550   2015/04/27 0.112   2015/09/29
21318 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 B HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.305   2015/05/26 0.047   2015/09/24
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.280   0.280   0.280   20,000 5,600 42,117 0.280   2016/10/20 0.088   2016/01/21 3,350,000 596,242 0.570   2015/04/24 0.118   2015/09/04
18730 UBS AG - A50 China European Warrants Apr 2017 A HKD -   -   0.013   0 0 3,284 0.032   2016/01/21 0.017   2016/05/12 2,623,000 64,702 0.350   2015/06/09 0.055   2015/08/24
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD 0.320   0.315   0.340   64,000 20,320 3,387 0.320   2016/10/05 0.270   2016/01/11 264,000 77,320 0.760   2015/05/08 0.239   2015/08/25
13277 UBS AG - A50 China European Warrants Dec 2016 A HKD 0.198   0.198   0.198   95,000 18,810 8,182 0.207   2016/01/06 0.100   2016/01/26 11,865,000 1,448,240 0.700   2015/04/22 0.138   2015/08/26
25167 UBS AG - A50 China European Warrants Dec 2016 B HKD 0.025   0.015   0.021   19,720,000 382,375 18,359,869 0.130   2016/01/06 0.015   2016/10/27 4,574,417,000 252,206,104 0.203   2015/11/18 0.131   2015/09/01
18942 UBS AG - A50 China European Warrants Feb 2017 A HKD -   -   0.012   0 0 6 0.012   2016/05/13 0.012   2016/05/13 3,000 36 0.290   2015/04/30 0.096   2015/07/08
12561 UBS AG - A50 China European Warrants Feb 2017 B HKD 0.179   0.131   0.168   42,687,600 6,432,438 N/A 0.290   2016/09/09 0.131   2016/10/27 43,683,600 6,699,838 -   - -   -
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.335   2015/04/28 0.139   2015/07/30
23464 UBS AG - A50 China European Warrants Mar 2017 A HKD 0.030   0.022   0.028   7,200,000 177,300 2,169,326 0.134   2016/01/04 0.021   2016/06/28 1,441,205,000 94,269,782 0.169   2015/12/23 0.137   2015/12/30
19381 UBS AG - A50 China European Warrants Nov 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.345   2015/04/17 0.101   2015/07/08
24998 UBS AG - A50 China European Warrants Oct 2016 A HKD 0.081   0.081   0.080   100,000 8,100 991,760 0.145   2016/01/11 0.068   2016/02/29 643,478,000 59,685,790 -   - -   -
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.136   0.117   0.132   38,912,000 4,792,682 1,277,766 0.157   2016/01/06 0.081   2016/02/03 70,709,000 8,253,052 0.540   2015/05/26 0.117   2015/08/25
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.193   0.109   0.113   827,150,000 126,678,450 N/A 0.250   2016/09/23 0.109   2016/10/28 1,254,800,000 215,063,350 -   - -   -
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12420 UBS AG - Agricultural Bank European Warrants Feb 2017 A HKD -   -   0.260   0 0 N/A 0.465   2016/09/22 0.255   2016/08/17 291,657,000 84,007,165 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11340 UBS AG - AIA European Put Warrants Jan 2017 A HKD 0.056   0.017   0.044   407,006,000 17,833,314 N/A 0.290   2016/07/08 0.017   2016/10/11 3,435,710,000 453,928,318 -   - -   -
13319 UBS AG - AIA European Warrants Apr 2017 A HKD 0.280   0.061   0.071   886,080,000 180,153,304 N/A 0.280   2016/10/06 0.061   2016/10/31 887,952,000 180,611,844 -   - -   -
13681 UBS AG - AIA European Warrants Jan 2017 B HKD 0.231   0.028   0.033   3,570,982,000 359,754,558 N/A 0.231   2016/10/11 0.028   2016/10/31 3,570,982,000 359,754,558 -   - -   -
28466 UBS AG - AIA European Warrants Nov 2016 A HKD 0.540   0.425   0.199   358,000 168,820 N/A 0.560   2016/09/29 0.182   2016/06/28 2,033,124,000 496,079,334 -   - -   -
11661 UBS AG - AIA European Warrants Nov 2016 B HKD 0.122   0.010   0.010   43,498,000 3,007,138 N/A 0.175   2016/07/27 0.010   2016/10/31 6,811,484,000 586,375,960 -   - -   -
26085 UBS AG - AIA European Warrants Oct 2016 A HKD -   -   0.840   0 0 1,875,679 0.610   2016/07/21 0.207   2016/02/12 6,746,064,000 1,930,433,056 -   - -   -
27668 UBS AG - AIA European Warrants Oct 2016 B HKD 0.260   0.059   0.108   32,838,000 4,711,366 137,088,294 0.310   2016/04/28 0.049   2016/08/29 7,736,650,000 833,164,682 -   - -   -
17519 UBS AG - BOC HK European Warrants Dec 2016 A HKD 0.062   0.021   0.041   142,705,000 5,777,405 15,972,693 0.149   2016/09/09 0.021   2016/10/18 1,525,515,000 116,643,390 0.560   2015/05/26 0.143   2015/09/29
25854 UBS AG - BOC HK European Warrants Mar 2017 A HKD -   -   0.365   0 0 15,044,745 0.480   2016/09/09 0.194   2016/05/18 1,118,895,000 276,423,705 -   - -   -
28473 UBS AG - BOCL European Warrants Dec 2016 A HKD 0.395   0.172   0.215   10,283,000 2,429,046 N/A 0.450   2016/09/22 0.107   2016/07/08 1,592,991,000 250,830,953 -   - -   -
26831 UBS AG - BOCL European Warrants Feb 2017 A HKD 0.305   0.161   0.192   14,043,000 2,491,194 33,430,563 0.380   2016/09/08 0.061   2016/05/24 4,135,867,000 467,082,417 -   - -   -
27643 UBS AG - BOCL European Warrants Mar 2017 A HKD 0.225   0.107   0.122   506,039,000 79,242,509 74,219,692 0.320   2016/09/09 0.107   2016/10/28 2,293,717,000 445,318,389 -   - -   -
12562 UBS AG - BOCL European Warrants May 2017 A HKD 0.148   0.080   0.088   108,742,000 10,957,067 N/A 0.183   2016/09/21 0.080   2016/10/13 139,420,000 15,428,758 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.220   0.207   0.203   300,000 63,400 505,425 0.250   2016/08/30 0.156   2016/02/11 15,250,000 3,080,050 0.270   2015/11/13 0.157   2015/08/24
16045 UBS AG - BYD European Warrants Dec 2016 A HKD 0.051   0.034   0.041   4,650,000 212,600 1,139,542 0.087   2016/09/07 0.034   2016/10/17 172,550,000 10,189,700 0.212   2015/06/04 0.031   2015/07/08
16106 UBS AG - BYD European Warrants Dec 2016 B HKD 0.129   0.088   0.095   14,500,000 1,564,850 4,674,708 0.163   2016/09/07 0.060   2016/02/15 352,600,000 37,273,600 0.260   2015/06/04 0.044   2015/07/08
27774 UBS AG - BYD European Warrants Feb 2017 A HKD 0.590   0.385   0.385   34,475,000 17,203,200 N/A 1.120   2016/07/21 0.385   2016/10/31 309,945,000 260,509,850 -   - -   -
12665 UBS AG - BYD European Warrants Feb 2017 B HKD 0.177   0.133   0.094   10,220,000 1,595,835 N/A 0.455   2016/09/07 0.133   2016/10/19 35,295,000 7,702,430 -   - -   -
11636 UBS AG - BYD European Warrants Jan 2017 A HKD 0.155   0.069   0.077   428,770,000 48,642,850 N/A 0.630   2016/07/25 0.069   2016/10/31 1,167,900,000 302,349,975 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.119   0.097   0.099   30,900,000 3,374,400 92,459,625 0.206   2016/03/29 0.097   2016/10/31 4,211,250,000 603,662,100 0.230   2015/12/10 0.228   2015/12/02
12563 UBS AG - CAM CSI300 European Warrants Apr 2017 A HKD 0.061   0.040   0.040   180,832,000 9,962,560 N/A 0.120   2016/08/26 0.040   2016/10/31 182,448,000 10,138,744 -   - -   -
27549 UBS AG - CAM CSI300 European Warrants Oct 2016 A HKD -   -   0.010   0 0 8,683,047 0.090   2016/06/02 0.011   2016/09/21 864,436,000 52,098,284 -   - -   -
11301 UBS AG - CC Bank European Put Warrants Dec 2016 B HKD 0.012   0.010   0.010   1,350,000 13,900 N/A 0.134   2016/07/07 0.010   2016/10/20 856,071,000 55,106,791 -   - -   -
13860 UBS AG - CC Bank European Warrants Apr 2017 A HKD 0.260   0.250   0.189   478,000 122,045 N/A 0.260   2016/10/24 0.250   2016/10/25 478,000 122,045 -   - -   -
28477 UBS AG - CC Bank European Warrants Dec 2016 A HKD -   -   0.415   0 0 N/A 0.315   2016/07/12 0.151   2016/06/13 98,454,000 21,477,218 -   - -   -
12559 UBS AG - CC Bank European Warrants Feb 2017 A HKD 0.156   0.072   0.072   804,412,000 99,741,782 N/A 0.265   2016/09/06 0.072   2016/10/14 1,567,147,000 232,939,136 -   - -   -
13395 UBS AG - CC Bank European Warrants Feb 2017 B HKD 0.320   0.198   0.235   633,157,000 159,477,509 N/A 0.540   2016/09/22 0.198   2016/10/28 633,589,000 159,698,129 -   - -   -
11629 UBS AG - CC Bank European Warrants Jan 2017 A HKD 0.236   0.082   0.109   124,771,000 16,280,151 N/A 0.405   2016/09/09 0.082   2016/10/28 2,326,931,000 638,655,769 -   - -   -
28620 UBS AG - CC Bank European Warrants Nov 2016 A HKD -   -   0.219   0 0 N/A 0.600   2016/09/06 0.124   2016/06/17 1,349,735,000 334,212,986 -   - -   -
27473 UBS AG - CC Bank European Warrants Oct 2016 A HKD 0.224   0.207   0.207   470,000 101,800 83,027,653 0.630   2016/09/09 0.023   2016/05/24 6,016,662,000 713,063,151 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.033   0 0 13,207 0.083   2016/01/06 0.038   2016/09/15 3,900,000 210,960 0.131   2015/10/28 0.118   2015/11/16
17017 UBS AG - CGS European Warrants Nov 2017 A HKD -   -   0.240   0 0 70,158 0.305   2016/04/14 0.165   2016/02/15 3,795,000 888,785 0.860   2015/05/04 0.181   2015/08/25
17394 UBS AG - Ch Oilfield European Warrants Nov 2016 A HKD -   -   0.016   0 0 0 0.087   2016/01/04 0.029   2016/02/12 5,820,000 262,720 0.260   2015/10/16 0.100   2015/12/28
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD -   -   0.244   0 0 290,075 0.345   2016/04/28 0.187   2016/01/21 6,175,000 1,792,600 1.000   2015/04/15 0.335   2015/07/08
14142 UBS AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 50 0.010   2016/06/07 0.010   2016/06/07 30,000 300 0.132   2015/04/09 0.011   2015/09/04
14368 UBS AG - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.128   2015/04/09 0.012   2015/08/27
14709 UBS AG - China Cinda European Warrants Dec 2016 C HKD -   -   0.013   0 0 0 0.029   2016/01/04 0.014   2016/03/31 3,470,000 76,520 0.116   2015/01/13 0.027   2015/12/17
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 3,417 0.026   2016/01/11 0.015   2016/09/12 2,480,000 46,410 0.174   2015/05/27 0.035   2015/09/29
27369 UBS AG - China EB Int'l European Warrants Mar 2017 A HKD 0.088   0.052   0.054   123,170,000 8,905,820 9,957,292 0.227   2016/04/20 0.052   2016/10/31 602,590,000 77,210,720 -   - -   -
26707 UBS AG - China Life European Warrants Dec 2016 A HKD 0.275   0.077   0.087   14,870,000 2,662,480 200,720,467 0.320   2016/09/22 0.064   2016/06/28 14,697,590,000 1,955,065,050 -   - -   -
27474 UBS AG - China Life European Warrants Dec 2016 B HKD 0.136   0.019   0.026   47,190,000 3,974,260 156,591,090 0.181   2016/04/20 0.019   2016/10/31 22,499,630,000 1,820,899,700 -   - -   -
13119 UBS AG - China Life European Warrants Jan 2017 A HKD 0.950   0.305   0.260   3,348,000 1,651,665 N/A 1.430   2016/09/22 0.305   2016/10/28 142,939,000 143,229,315 -   - -   -
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.216   0.202   0.205   2,200,000 458,260 N/A 0.375   2016/09/09 0.189   2016/09/01 472,720,000 147,728,160 -   - -   -
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.196   0.184   0.108   1,740,000 331,550 N/A 0.200   2016/09/29 0.184   2016/10/04 3,980,000 753,190 -   - -   -
13215 UBS AG - China Life European Warrants May 2017 A HKD 0.193   0.062   0.070   10,263,790,000 1,266,252,360 N/A 0.238   2016/09/22 0.062   2016/10/31 14,461,650,000 2,049,076,160 -   - -   -
27945 UBS AG - China Life European Warrants Oct 2016 A HKD 0.310   0.230   0.202   2,040,000 474,330 N/A 0.315   2016/09/19 0.044   2016/07/08 32,531,690,000 2,583,152,400 -   - -   -
14534 UBS AG - China Mobile European Put Warrants Jan 2017 A HKD 0.105   0.070   0.122   740,000 68,400 51,683,017 0.250   2016/01/07 0.068   2016/09/09 3,099,305,000 310,155,560 0.248   2015/07/08 0.112   2015/04/09
12813 UBS AG - China Mobile European Put Warrants Jan 2017 B HKD 0.229   0.110   0.200   138,715,000 19,973,400 N/A 0.285   2016/09/01 0.110   2016/10/11 2,516,940,000 520,720,615 -   - -   -
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD 0.114   0.088   0.118   6,500,000 651,300 N/A 0.155   2016/07/28 0.088   2016/10/11 3,598,950,000 391,455,500 -   - -   -
27669 UBS AG - China Mobile European Put Warrants Oct 2016 C HKD -   -   0.010   0 0 271,790,752 0.550   2016/05/13 0.010   2016/09/20 7,703,975,000 1,707,162,210 -   - -   -
17461 UBS AG - China Mobile European Warrants Apr 2017 A HKD 0.156   0.089   0.091   1,500,000 163,250 166,000 0.171   2016/07/21 0.076   2016/01/18 35,296,150,000 3,183,467,750 0.275   2015/05/12 0.151   2015/01/06
13928 UBS AG - China Mobile European Warrants Apr 2017 B HKD 0.420   0.300   0.320   435,680,000 143,453,575 N/A 0.420   2016/10/25 0.300   2016/10/28 435,680,000 143,453,575 -   - -   -
22164 UBS AG - China Mobile European Warrants Dec 2016 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.158   2015/05/15 0.050   2015/09/29
13187 UBS AG - China Mobile European Warrants Feb 2017 A HKD 0.244   0.037   0.042   3,011,065,000 536,945,300 N/A 0.335   2016/09/22 0.037   2016/10/28 4,816,910,000 994,476,840 -   - -   -
13641 UBS AG - China Mobile European Warrants Jan 2017 C HKD 0.375   0.053   0.057   2,803,315,000 319,352,395 N/A 0.375   2016/10/06 0.053   2016/10/28 2,803,315,000 319,352,395 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD 0.042   0.021   0.021   8,500,000 310,100 8,916,725 0.054   2016/07/21 0.021   2016/10/31 1,255,900,000 53,651,650 0.260   2015/04/27 0.056   2015/12/23
15957 UBS AG - China Mobile European Warrants Mar 2017 A HKD 0.070   0.043   0.043   2,570,000 136,310 64,610,082 0.116   2016/09/09 0.043   2016/10/31 24,607,040,000 1,402,563,495 0.295   2015/04/27 0.083   2015/12/28
19521 UBS AG - China Mobile European Warrants Mar 2017 B HKD 0.069   0.021   0.024   4,015,550,000 152,791,750 100,562,942 0.087   2016/09/09 0.021   2016/10/28 11,027,850,000 604,278,500 0.255   2015/04/28 0.071   2015/12/28
13317 UBS AG - China Mobile European Warrants Mar 2017 C HKD -   -   0.073   0 0 N/A 0.212   2016/09/19 0.183   2016/09/27 2,950,000 571,770 -   - -   -
19997 UBS AG - China Mobile European Warrants Nov 2016 A HKD 0.010   0.010   0.010   1,475,000 14,750 416,903 0.035   2016/01/04 0.010   2016/10/06 227,045,000 4,083,345 0.222   2015/04/27 0.036   2015/12/31
11777 UBS AG - China Mobile European Warrants Nov 2016 B HKD 0.062   0.010   0.010   12,050,000 355,570 N/A 0.243   2016/07/28 0.010   2016/10/17 6,701,215,000 732,301,030 -   - -   -
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.099   0.056   0.053   850,000 61,100 32,200 0.108   2016/02/02 0.056   2016/10/27 20,903,650,000 1,994,248,200 0.183   2015/12/10 0.150   2015/12/22
26091 UBS AG - China Mobile European Warrants Oct 2016 A HKD 1.820   1.540   1.420   1,065,000 1,753,100 296,608 2.030   2016/09/09 1.040   2016/03/18 1,250,000 2,002,650 -   - -   -
27641 UBS AG - China Mobile European Warrants Oct 2016 B HKD 0.105   0.016   0.010   5,400,000 376,460 307,571,206 0.465   2016/07/21 0.016   2016/10/12 7,971,660,000 2,053,507,985 -   - -   -
14509 UBS AG - China National Building European Wts Nov 2016 A HKD -   -   0.010   0 0 100 0.010   2016/03/22 0.010   2016/03/22 100,000 1,000 0.231   2015/04/13 0.018   2015/09/04
26372 UBS AG - China Overseas European Warrants Dec 2016 A HKD 0.345   0.239   0.230   340,000 100,680 4,730,613 0.500   2016/04/27 0.239   2016/10/17 87,200,000 28,511,680 -   - -   -
13420 UBS AG - China Overseas European Warrants Mar 2017 A HKD 0.159   0.034   0.035   486,220,000 37,966,440 N/A 0.212   2016/09/23 0.034   2016/10/31 558,480,000 49,304,840 -   - -   -
11360 UBS AG - China Overseas European Warrants Nov 2016 A HKD -   -   0.010   40,000 1,000 N/A 0.155   2016/07/12 0.022   2016/09/30 486,640,000 52,583,080 -   - -   -
20627 UBS AG - China Railway European Warrants Nov 2016 A HKD -   -   0.016   0 0 66,517 0.087   2016/04/14 0.019   2016/08/17 31,510,000 1,614,020 0.530   2015/04/28 0.087   2015/12/11
24043 UBS AG - China Shenhua European Warrants Dec 2016 A HKD 0.305   0.186   0.240   4,760,000 1,167,180 10,225,499 0.305   2016/10/24 0.063   2016/06/16 614,445,000 70,641,560 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.295   0.234   0.260   640,000 156,720 N/A 0.295   2016/10/24 0.234   2016/10/14 640,000 156,720 -   - -   -
27600 UBS AG - China Tel European Warrants Oct 2016 A HKD -   -   0.011   0 0 2,577,193 0.173   2016/04/29 0.011   2016/09/12 245,464,000 15,566,496 -   - -   -
14616 UBS AG - China Unicom European Warrants Dec 2016 A HKD 0.098   0.085   0.041   1,920,000 178,440 12,707,263 0.160   2016/03/17 0.024   2016/07/19 2,231,260,000 155,399,120 0.650   2015/04/28 0.099   2015/12/14
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.152   0.103   0.099   112,338,000 13,735,890 N/A 0.152   2016/10/11 0.070   2016/07/20 830,884,000 77,992,908 -   - -   -
24301 UBS AG - China Unicom European Warrants Feb 2017 A HKD -   -   0.013   0 0 120 0.041   2016/03/30 0.018   2016/08/25 6,960,000 221,640 0.236   2015/08/10 0.063   2015/11/26
13294 UBS AG - China Unicom European Warrants Nov 2016 A HKD -   -   0.014   0 0 0 0.018   2016/03/02 0.018   2016/03/02 20,000 360 0.255   2015/04/28 0.011   2015/03/11
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.063   0.040   0.038   281,360,000 16,653,540 3,419,163 0.102   2016/03/30 0.029   2016/07/15 941,260,000 61,173,520 0.159   2015/11/12 0.085   2015/12/23
12669 UBS AG - China Vanke European Warrants Apr 2017 A HKD 0.120   0.100   0.105   5,904,000 643,294 N/A 0.215   2016/08/23 0.100   2016/10/28 10,712,000 1,618,359 -   - -   -
12111 UBS AG - China Vanke European Warrants Dec 2016 A HKD 0.078   0.040   0.051   173,728,000 9,789,633 N/A 0.260   2016/08/15 0.040   2016/10/28 1,166,366,000 158,804,898 -   - -   -
13465 UBS AG - China Vanke European Warrants Mar 2017 A HKD 0.182   0.118   0.141   331,143,000 47,369,158 N/A 0.196   2016/09/27 0.118   2016/10/17 332,569,000 47,641,246 -   - -   -
27644 UBS AG - CITIC Bank European Warrants Nov 2016 A HKD 0.135   0.050   0.023   14,684,000 1,172,564 6,185,715 0.295   2016/08/15 0.050   2016/10/17 195,480,000 37,114,287 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.080   0.058   0.060   61,302,000 4,288,206 N/A 0.196   2016/08/15 0.058   2016/10/28 518,976,000 70,215,301 -   - -   -
21273 UBS AG - CITIC European Warrants Oct 2016 A HKD -   -   0.010   0 0 2,750 0.035   2016/04/13 0.010   2016/06/01 1,580,000 28,150 0.325   2015/05/04 0.124   2015/09/07
27973 UBS AG - CITIC Sec European Warrants Nov 2016 A HKD 0.023   0.013   0.015   4,455,000 75,105 N/A 0.192   2016/05/31 0.013   2016/10/13 1,315,505,000 136,404,930 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD 0.146   0.143   0.146   800,000 115,650 N/A 0.206   2016/09/05 0.143   2016/10/04 8,440,000 1,449,220 -   - -   -
11659 UBS AG - CKH European Put Warrants Jan 2017 B HKD 0.073   0.032   0.046   17,495,000 955,785 N/A 0.455   2016/07/25 0.032   2016/10/25 344,400,000 43,955,055 -   - -   -
16082 UBS AG - CKH European Warrants Dec 2016 A HKD 0.390   0.350   0.345   1,610,000 598,600 426,403 0.480   2016/09/09 0.145   2016/07/06 9,420,000 2,587,240 0.720   2015/06/05 0.103   2015/01/09
24004 UBS AG - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 43,896 0.063   2016/01/04 0.010   2016/09/14 339,825,000 10,463,760 0.213   2015/07/20 0.058   2015/12/17
12718 UBS AG - CKH European Warrants Feb 2017 A HKD 0.189   0.070   0.079   209,715,000 28,888,025 N/A 0.485   2016/09/05 0.070   2016/10/28 723,385,000 195,844,035 -   - -   -
11260 UBS AG - CKH European Warrants Jan 2017 A HKD 1.280   1.010   1.020   55,000 60,100 N/A 1.480   2016/09/13 0.450   2016/07/11 29,445,000 20,568,225 -   - -   -
15001 UBS AG - CKH European Warrants Jun 2017 A HKD -   -   0.240   0 0 1,897,867 0.310   2016/09/12 0.142   2016/07/12 69,950,000 11,387,200 0.223   2015/01/12 0.102   2015/01/02
11632 UBS AG - CKH European Warrants Jun 2017 B HKD 0.026   0.022   0.020   3,500,000 86,700 133,711 0.076   2016/01/04 0.015   2016/06/27 39,895,000 1,473,985 0.187   2015/09/17 0.075   2015/12/17
11873 UBS AG - CKH European Warrants Mar 2017 A HKD -   -   0.560   0 0 110,800 0.620   2016/08/18 0.340   2016/07/11 1,615,000 839,300 1.170   2015/06/04 0.385   2015/03/09
28215 UBS AG - CKH European Warrants Nov 2016 A HKD 0.211   0.037   0.039   14,930,000 1,484,755 N/A 0.485   2016/09/02 0.037   2016/10/31 716,360,000 139,578,350 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.119   0.096   0.096   960,000 103,515 N/A 0.160   2016/09/09 0.053   2016/07/11 3,876,415,000 273,779,235 -   - -   -
20921 UBS AG - CKH European Warrants Oct 2016 A HKD 0.027   0.010   0.010   5,915,000 97,765 15,623,474 0.163   2016/01/13 0.010   2016/10/06 2,970,305,000 190,519,275 0.480   2015/06/04 0.200   2015/05/13
11277 UBS AG - CKI Holdings European Warrants Jan 2017 A HKD 0.148   0.066   0.060   320,000 36,040 N/A 0.590   2016/08/01 0.066   2016/10/20 146,480,000 58,015,050 -   - -   -
26894 UBS AG - CKI Holdings European Warrants Oct 2016 A HKD -   -   0.010   0 0 1,186,572 0.255   2016/04/05 0.010   2016/06/27 145,500,000 11,294,350 -   - -   -
26374 UBS AG - CKP European Warrants Dec 2016 A HKD 1.670   1.440   1.640   300,000 474,000 121,925 1.670   2016/10/03 0.530   2016/03/01 18,860,000 10,701,050 -   - -   -
22961 UBS AG - CKP European Warrants Dec 2017 A HKD -   -   0.040   0 0 128,792 0.058   2016/09/09 0.024   2016/05/20 18,500,000 799,850 0.172   2015/06/19 0.066   2015/11/18
11781 UBS AG - CKP European Warrants Feb 2017 A HKD 0.241   0.122   0.176   75,050,000 12,384,555 N/A 0.470   2016/08/10 0.122   2016/10/27 742,030,000 221,069,535 -   - -   -
28168 UBS AG - CKP European Warrants Oct 2016 A HKD 0.400   0.102   0.106   4,735,000 1,666,235 N/A 0.630   2016/09/09 0.102   2016/10/20 340,435,000 118,232,085 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD 0.260   0.233   0.260   178,750,000 42,220,120 N/A 0.260   2016/10/31 0.233   2016/10/24 178,750,000 42,220,120 -   - -   -
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.375   0 0 1,175 0.420   2016/04/25 0.168   2016/01/22 764,470,000 191,110,280 -   - -   -
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.290   0.246   0.231   4,850,000 1,268,000 2,072,010 0.305   2016/04/21 0.082   2016/01/19 2,078,800,000 284,219,440 0.255   2015/10/07 0.131   2015/12/14
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD 0.105   0.055   0.058   1,146,600,000 81,756,330 N/A 0.139   2016/06/08 0.041   2016/09/28 11,034,460,000 744,385,750 -   - -   -
13040 UBS AG - CNOOC European Warrants Mar 2017 A HKD 0.660   0.248   0.260   529,157,000 233,831,190 N/A 0.660   2016/10/11 0.248   2016/10/31 540,679,000 237,807,195 -   - -   -
17257 UBS AG - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 333 0.020   2016/06/07 0.020   2016/06/07 100,000 2,000 0.224   2015/04/27 0.028   2015/09/23
12300 UBS AG - CNOOC European Warrants Nov 2016 B HKD 0.740   0.140   0.147   115,151,000 44,143,098 N/A 0.740   2016/10/24 0.079   2016/09/28 744,886,000 199,591,113 -   - -   -
16248 UBS AG - CNOOC European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/05 0.010   2016/01/05 50,000 500 0.157   2015/04/27 0.010   2015/12/31
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.590   0 0 0 -   - -   - 0 0 0.720   2015/10/07 0.680   2015/10/09
23467 UBS AG - CSOP A50 ETF European Warrants Dec 2016 A HKD 0.013   0.011   0.011   1,320,000 15,260 46,758,055 0.129   2016/01/04 0.011   2016/10/18 19,542,952,000 1,099,843,428 0.142   2015/12/10 0.134   2015/12/10
28621 UBS AG - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.018   0 0 N/A 0.218   2016/08/16 0.055   2016/09/23 290,560,200 54,958,246 -   - -   -
18729 UBS AG - CSOP A50 ETF European Warrants Jan 2017 A HKD -   -   0.013   0 0 4,381 0.050   2016/01/11 0.010   2016/05/27 18,718,000 734,166 0.370   2015/06/08 0.050   2015/08/25
13534 UBS AG - CSOP A50 ETF European Warrants Jan 2017 B HKD 0.152   0.101   0.103   252,210,800 33,093,579 N/A 0.155   2016/09/30 0.101   2016/10/27 253,410,800 33,279,579 -   - -   -
21333 UBS AG - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/21 0.010   2016/01/21 1,100,000 6,600 0.310   2015/04/29 0.010   2015/12/07
26122 UBS AG - CSOP A50 ETF European Warrants Nov 2016 B HKD 0.079   0.079   0.074   400,000 31,600 17,924,357 0.154   2016/08/15 0.074   2016/02/29 6,368,904,000 611,785,676 -   - -   -
23429 UBS AG - CSOP A50 ETF European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.062   2016/01/04 0.013   2016/01/28 2,811,778,000 129,270,052 0.330   2015/07/23 0.064   2015/12/31
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.179   0 0 16,350 0.236   2016/01/26 0.154   2016/02/12 2,267,786,000 423,144,302 0.660   2015/06/30 0.650   2015/06/30
13710 UBS AG - Evergrande European Warrants Apr 2017 A HKD 0.435   0.320   0.320   2,062,000 784,690 N/A 0.435   2016/10/12 0.320   2016/10/31 2,062,000 784,690 -   - -   -
22080 UBS AG - Evergrande European Warrants Dec 2016 A HKD -   -   0.016   0 0 8,960 0.131   2016/01/04 0.022   2016/07/27 246,500,000 26,627,280 0.189   2015/05/27 0.046   2015/07/08
11860 UBS AG - Evergrande European Warrants Feb 2017 A HKD 0.510   0.104   0.103   69,072,000 17,216,432 N/A 0.980   2016/08/10 0.104   2016/10/31 190,127,000 82,865,057 -   - -   -
21635 UBS AG - Evergrande European Warrants Oct 2016 A HKD 0.016   0.012   0.020   850,000 12,490 1,920,060 0.163   2016/01/11 0.010   2016/09/06 524,660,000 50,983,230 0.270   2015/11/12 0.167   2015/12/14
17623 UBS AG - Fosun Intl European Warrants Dec 2016 A HKD 0.248   0.167   0.167   10,900,000 2,217,005 4,830,303 0.370   2016/01/04 0.091   2016/06/24 212,155,000 33,829,355 1.150   2015/06/01 0.310   2015/01/19
11036 UBS AG - Fosun Intl European Warrants Feb 2017 A HKD 0.145   0.104   0.095   5,405,000 694,215 N/A 0.209   2016/09/09 0.104   2016/10/27 919,975,000 117,480,725 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.250   0.198   0.198   50,580,000 12,085,345 N/A 0.295   2016/09/22 0.198   2016/10/31 298,400,000 78,319,230 -   - -   -
11486 UBS AG - Galaxy Ent European Put Warrants Jan 2017 A HKD 0.019   0.011   0.011   2,690,000 46,870 N/A 0.198   2016/07/15 0.011   2016/10/27 6,135,020,000 447,550,620 -   - -   -
13314 UBS AG - Galaxy Ent European Put Warrants Mar 2017 B HKD 0.265   0.140   0.148   738,780,000 149,590,710 N/A 0.330   2016/09/27 0.140   2016/10/28 854,930,000 184,680,160 -   - -   -
26706 UBS AG - Galaxy Ent European Put Warrants Oct 2016 A HKD 0.010   0.010   0.010   150,000 1,500 32,962,188 0.375   2016/03/18 0.010   2016/10/03 3,060,710,000 821,993,680 -   - -   -
13313 UBS AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.290   0.152   0.212   570,030,000 120,136,730 N/A 0.290   2016/10/11 0.152   2016/10/24 986,700,000 206,890,050 -   - -   -
11859 UBS AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.300   0.126   0.214   183,750,000 35,903,350 N/A 0.300   2016/10/11 0.041   2016/08/31 2,370,210,000 266,553,290 -   - -   -
11734 UBS AG - Galaxy Ent European Warrants Jan 2017 B HKD 0.530   0.450   0.550   20,000 9,800 N/A 0.530   2016/10/25 0.176   2016/09/01 369,610,000 83,479,620 -   - -   -
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.240   0.221   0.237   700,000 157,850 N/A 0.240   2016/10/31 0.221   2016/10/31 700,000 157,850 -   - -   -
12981 UBS AG - Galaxy Ent European Warrants Mar 2017 A HKD 0.465   0.325   0.425   33,100,000 12,986,500 N/A 0.465   2016/10/11 0.250   2016/09/08 647,550,000 199,755,600 -   - -   -
27189 UBS AG - Galaxy Ent European Warrants Oct 2016 B HKD -   -   0.010   0 0 651,487 0.300   2016/04/19 0.012   2016/09/22 82,370,000 4,156,430 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.590   0.405   0.500   193,785,000 88,824,325 N/A 0.590   2016/10/20 0.405   2016/10/25 193,785,000 88,824,325 -   - -   -
13958 UBS AG - Geely Auto European Warrants Apr 2017 A HKD 0.900   0.460   0.470   145,390,000 93,022,450 N/A 0.900   2016/10/26 0.460   2016/10/31 145,390,000 93,022,450 -   - -   -
12753 UBS AG - Geely Auto European Warrants Feb 2017 A HKD 2.370   0.830   1.370   8,705,000 13,878,650 N/A 2.370   2016/10/25 0.445   2016/08/25 138,315,000 101,095,275 -   - -   -
11733 UBS AG - Geely Auto European Warrants Jan 2017 A HKD 3.210   1.360   2.150   5,185,000 11,879,350 N/A 3.210   2016/10/25 0.540   2016/08/18 245,020,000 186,173,000 -   - -   -
13214 UBS AG - Geely Auto European Warrants Mar 2017 A HKD 1.200   0.380   0.600   266,145,000 153,677,725 N/A 1.200   2016/10/25 0.370   2016/09/30 503,740,000 268,890,200 -   - -   -
27545 UBS AG - Geely Auto European Warrants Nov 2016 A HKD 3.450   2.210   3.160   105,000 310,200 33,097,100 3.450   2016/10/28 0.300   2016/06/24 497,590,000 213,706,125 -   - -   -
26546 UBS AG - Geely Auto European Warrants Oct 2016 A HKD 3.840   3.840   4.460   10,000 38,400 57,475 3.840   2016/10/12 0.475   2016/03/01 40,640,000 25,177,050 -   - -   -
26847 UBS AG - Greatwall Motor European Warrants Feb 2017 A HKD 0.227   0.079   0.081   258,075,000 28,784,865 7,860,053 0.270   2016/07/29 0.079   2016/10/31 400,365,000 57,146,690 -   - -   -
12852 UBS AG - Greatwall Motor European Warrants Oct 2016 A HKD -   -   0.010   0 0 0 0.018   2016/01/07 0.010   2016/01/21 2,350,000 25,750 0.208   2015/05/07 0.011   2015/09/29
28622 UBS AG - Haitong Sec European Warrants Jan 2017 A HKD 0.079   0.053   0.053   44,424,000 2,872,552 N/A 0.182   2016/08/15 0.053   2016/10/31 630,736,000 77,493,144 -   - -   -
27540 UBS AG - HKEX European Put Warrants Dec 2016 D HKD 0.019   0.010   0.010   6,600,000 78,970 306,167,602 0.198   2016/05/24 0.010   2016/10/31 17,382,280,000 1,856,398,360 -   - -   -
13185 UBS AG - HKEX European Put Warrants Feb 2017 B HKD 0.146   0.107   0.118   1,955,140,000 263,921,760 N/A 0.184   2016/09/13 0.107   2016/10/25 2,611,080,000 364,353,720 -   - -   -
11831 UBS AG - HKEX European Put Warrants Nov 2016 D HKD 0.029   0.010   0.013   17,110,000 339,530 N/A 0.155   2016/08/03 0.010   2016/10/24 10,528,630,000 820,794,920 -   - -   -
25981 UBS AG - HKEX European Put Warrants Oct 2016 C HKD -   -   0.010   0 0 1,791,772 0.295   2016/01/28 0.017   2016/07/27 7,811,840,000 874,954,780 -   - -   -
23165 UBS AG - HKEX European Warrants Dec 2016 A HKD 0.030   0.015   0.015   3,260,000 86,100 7,580,207 0.092   2016/04/26 0.015   2016/10/25 1,159,730,000 46,574,760 0.205   2015/12/03 0.141   2015/12/10
25980 UBS AG - HKEX European Warrants Dec 2016 B HKD -   -   0.335   0 0 307,378 0.360   2016/09/30 0.187   2016/06/16 110,670,000 24,006,810 -   - -   -
26895 UBS AG - HKEX European Warrants Dec 2016 C HKD 0.225   0.162   0.172   26,420,000 5,050,910 1,136,284,290 0.260   2016/09/09 0.093   2016/06/24 54,269,290,000 6,827,671,870 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD -   -   0.042   0 0 42,773 0.134   2016/01/04 0.038   2016/09/01 8,820,000 533,980 0.790   2015/04/15 0.146   2015/12/31
27187 UBS AG - HKEX European Warrants Feb 2017 A HKD 0.176   0.132   0.136   33,060,000 4,990,800 1,402,767,197 0.242   2016/04/25 0.092   2016/06/24 68,177,840,000 8,438,667,660 -   - -   -
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD 0.048   0.032   0.034   1,710,000 78,190 69,635 0.093   2016/01/06 0.031   2016/08/30 19,900,000 977,770 0.880   2015/04/14 0.107   2015/12/14
13121 UBS AG - HKEX European Warrants Mar 2017 A HKD 0.740   0.630   0.630   1,431,000 996,760 N/A 0.980   2016/09/20 0.630   2016/10/31 2,140,000 1,622,450 -   - -   -
13184 UBS AG - HKEX European Warrants Mar 2017 B HKD -   -   0.335   0 0 N/A 0.520   2016/09/13 0.435   2016/09/13 180,000 87,625 -   - -   -
13463 UBS AG - HKEX European Warrants Mar 2017 C HKD 0.152   0.091   0.094   17,839,340,000 2,245,016,860 N/A 0.161   2016/09/29 0.091   2016/10/28 20,575,380,000 2,663,371,040 -   - -   -
23591 UBS AG - HKEX European Warrants May 2017 A HKD 0.080   0.061   0.062   27,140,000 1,982,060 331,584,102 0.150   2016/04/25 0.061   2016/10/31 22,694,420,000 1,992,406,910 0.216   2015/12/10 0.185   2015/12/22
13494 UBS AG - HKEX European Warrants Nov 2016 A HKD 0.054   0.015   0.016   33,200,000 1,081,520 378,084,643 0.143   2016/01/04 0.013   2016/08/30 64,210,070,000 4,251,711,590 0.310   2015/10/12 0.152   2015/12/11
19213 UBS AG - HKEX European Warrants Nov 2016 B HKD 0.010   0.010   0.010   10,000 100 210,618 0.089   2016/01/04 0.010   2016/10/06 1,111,660,000 73,051,410 0.233   2015/11/04 0.091   2015/12/14
11829 UBS AG - HKEX European Warrants Nov 2016 C HKD 0.202   0.043   0.040   24,221,000 3,768,167 N/A 0.445   2016/09/09 0.043   2016/10/31 4,059,397,000 1,014,843,139 -   - -   -
25574 UBS AG - HKEX European Warrants Oct 2016 B HKD -   -   0.295   0 0 907,040 0.350   2016/09/09 0.134   2016/06/16 13,175,330,000 2,225,837,410 -   - -   -
27471 UBS AG - HKEX European Warrants Oct 2016 D HKD 0.028   0.018   0.010   2,110,000 49,274 97,019,827 0.920   2016/04/22 0.015   2016/08/30 3,497,460,000 1,416,597,172 -   - -   -
28972 UBS AG - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.660   0 0 N/A 1.020   2016/08/18 0.405   2016/06/15 5,960,000 4,034,420 -   - -   -
27599 UBS AG - HS H-SHARE European Warrants Oct 2016 A HKD -   -   0.024   0 0 1,146,745 0.400   2016/09/22 0.113   2016/06/16 49,160,000 7,002,312 -   - -   -
11085 UBS AG - HSBC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 N/A 0.240   2016/06/24 0.010   2016/08/31 8,161,600,000 833,429,192 -   - -   -
12980 UBS AG - HSBC European Put Warrants Feb 2017 A HKD 0.090   0.037   0.038   3,121,288,000 222,129,612 N/A 0.140   2016/09/14 0.037   2016/10/25 5,280,056,000 448,756,068 -   - -   -
12353 UBS AG - HSBC European Put Warrants Jan 2017 B HKD 0.040   0.016   0.018   8,668,000 249,044 N/A 0.154   2016/08/16 0.016   2016/10/24 7,114,504,000 514,986,772 -   - -   -
13945 UBS AG - HSBC European Put Warrants Mar 2017 C HKD 0.130   0.117   0.123   5,368,000 656,060 N/A 0.130   2016/10/25 0.117   2016/10/27 5,368,000 656,060 -   - -   -
11828 UBS AG - HSBC European Put Warrants Nov 2016 F HKD -   -   0.010   0 0 N/A 0.102   2016/08/03 0.010   2016/09/01 6,921,552,000 332,732,472 -   - -   -
13676 UBS AG - HSBC European Warrants Apr 2017 A HKD 0.238   0.123   0.125   4,877,460,000 724,915,112 N/A 0.238   2016/10/11 0.123   2016/10/31 4,877,460,000 724,915,112 -   - -   -
12305 UBS AG - HSBC European Warrants Jan 2017 A HKD 0.238   0.151   0.173   35,052,000 6,956,920 N/A 0.310   2016/09/09 0.135   2016/08/24 3,690,908,000 685,029,552 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD 0.169   0.114   0.125   74,660,000 10,961,960 N/A 0.290   2016/09/07 0.114   2016/10/13 9,112,268,000 1,711,350,296 -   - -   -
13120 UBS AG - HSBC European Warrants Mar 2017 A HKD 0.118   0.068   0.068   7,051,416,000 720,597,528 N/A 0.125   2016/09/29 0.068   2016/10/31 7,062,176,000 721,814,508 -   - -   -
13680 UBS AG - HSBC European Warrants Mar 2017 B HKD 0.380   0.270   0.290   2,112,000 700,340 N/A 0.380   2016/10/11 0.270   2016/10/17 2,112,000 700,340 -   - -   -
26591 UBS AG - HSBC European Warrants Nov 2016 A HKD 0.285   0.129   0.175   29,892,000 5,934,144 4,108,555 0.380   2016/09/06 0.025   2016/08/03 12,116,564,000 1,187,876,620 -   - -   -
27283 UBS AG - HSBC European Warrants Nov 2016 B HKD -   -   N/A   0 0 73,500 -   - -   - 680,000 492,600 -   - -   -
27396 UBS AG - HSBC European Warrants Nov 2016 C HKD 0.800   0.720   0.760   552,000 416,160 699,990,447 0.830   2016/09/21 0.121   2016/07/06 22,920,948,000 4,218,414,460 -   - -   -
27645 UBS AG - HSBC European Warrants Nov 2016 D HKD 0.415   0.213   0.290   11,184,000 3,374,504 165,925,426 0.510   2016/09/05 0.055   2016/06/28 6,904,600,000 1,143,049,108 -   - -   -
28469 UBS AG - HSBC European Warrants Nov 2016 E HKD 0.550   0.435   0.590   108,000 56,100 N/A 0.660   2016/09/09 0.071   2016/07/08 18,672,616,000 2,177,737,664 -   - -   -
23960 UBS AG - HSCEI European Put Warrants Dec 2016 A HKD 0.025   0.016   0.017   48,180,000 907,250 112,002,927 0.270   2016/02/12 0.016   2016/10/25 17,247,110,000 2,428,078,360 0.176   2015/12/15 0.118   2015/12/24
25493 UBS AG - HSCEI European Put Warrants Dec 2016 B HKD 0.022   0.017   0.017   11,660,000 245,290 290,142,113 0.285   2016/02/11 0.017   2016/10/27 19,025,760,000 2,184,272,750 -   - -   -
11628 UBS AG - HSCEI European Put Warrants Dec 2016 E HKD 0.058   0.038   0.044   225,290,000 9,990,800 N/A 0.166   2016/07/22 0.038   2016/10/25 3,356,700,000 225,755,480 -   - -   -
13218 UBS AG - HSCEI European Put Warrants Mar 2017 A HKD -   -   0.202   0 0 N/A 0.220   2016/09/20 0.217   2016/09/19 20,000 4,370 -   - -   -
25757 UBS AG - HSCEI European Warrants Dec 2016 C HKD 0.430   0.335   0.335   1,120,000 401,700 1,499,428 0.455   2016/09/09 0.150   2016/05/24 908,840,000 209,969,520 -   - -   -
25797 UBS AG - HSCEI European Warrants Dec 2016 D HKD -   -   0.171   0 0 107,941,815 0.237   2016/01/26 0.064   2016/05/24 10,509,540,000 1,182,342,210 -   - -   -
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD 0.205   0.121   0.132   419,960,000 70,552,080 32,844,542 0.233   2016/09/22 0.082   2016/05/16 1,334,840,000 232,186,350 -   - -   -
27755 UBS AG - HSCEI European Warrants Nov 2016 A HKD 0.157   0.090   0.086   3,140,000 426,010 306,636,205 0.223   2016/09/09 0.055   2016/06/16 21,083,630,000 1,839,817,230 -   - -   -
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.211   0.126   0.135   794,080,000 129,319,580 N/A 0.255   2016/09/07 0.126   2016/10/31 1,295,560,000 230,942,540 -   - -   -
13396 UBS AG - HSI European Put Warrants Apr 2017 A HKD 0.163   0.108   0.124   20,401,240,000 2,787,794,340 N/A 0.163   2016/10/03 0.108   2016/10/25 20,401,240,000 2,787,794,340 -   - -   -
13943 UBS AG - HSI European Put Warrants Apr 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25486 UBS AG - HSI European Put Warrants Dec 2016 B HKD 0.010   0.010   0.010   100,000 1,000 318,727,348 0.305   2016/01/21 0.010   2016/10/04 34,896,630,000 4,071,709,950 -   - -   -
28801 UBS AG - HSI European Put Warrants Dec 2016 E HKD -   -   0.015   0 0 N/A 0.174   2016/06/27 0.084   2016/07/29 5,770,000 834,860 -   - -   -
11209 UBS AG - HSI European Put Warrants Dec 2016 G HKD -   -   0.014   0 0 N/A 0.120   2016/07/11 0.012   2016/09/22 7,110,420,000 636,152,060 -   - -   -
11797 UBS AG - HSI European Put Warrants Feb 2017 A HKD 0.087   0.053   0.078   862,890,000 57,035,780 N/A 0.179   2016/08/15 0.053   2016/10/24 29,361,860,000 3,072,628,230 -   - -   -
12365 UBS AG - HSI European Put Warrants Feb 2017 B HKD 0.110   0.072   0.098   6,268,690,000 526,548,960 N/A 0.222   2016/08/17 0.072   2016/10/11 26,570,930,000 3,009,295,080 -   - -   -
11278 UBS AG - HSI European Put Warrants Jan 2017 B HKD 0.036   0.030   0.028   400,000 13,200 N/A 0.127   2016/07/29 0.030   2016/10/07 1,400,000 140,000 -   - -   -
11625 UBS AG - HSI European Put Warrants Jan 2017 D HKD 0.052   0.028   0.040   197,220,000 8,032,210 N/A 0.180   2016/07/22 0.028   2016/10/25 40,191,950,000 4,141,009,560 -   - -   -
11784 UBS AG - HSI European Put Warrants Jan 2017 E HKD 0.036   0.021   0.029   8,780,000 262,030 N/A 0.147   2016/07/28 0.021   2016/10/25 29,528,910,000 3,014,565,880 -   - -   -
13118 UBS AG - HSI European Put Warrants Mar 2017 D HKD 0.185   0.121   0.141   8,736,270,000 1,256,975,630 N/A 0.204   2016/09/28 0.121   2016/10/25 8,755,650,000 1,260,716,720 -   - -   -
13318 UBS AG - HSI European Put Warrants Mar 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28579 UBS AG - HSI European Put Warrants Oct 2016 B HKD 0.010   0.010   0.010   400,000 4,000 N/A 0.176   2016/06/24 0.010   2016/10/07 34,779,740,000 3,801,581,760 -   - -   -
28999 UBS AG - HSI European Put Warrants Oct 2016 C HKD 0.010   0.010   0.010   80,000 800 N/A 0.114   2016/07/15 0.010   2016/10/13 29,971,860,000 2,363,116,690 -   - -   -
13468 UBS AG - HSI European Warrants Apr 2017 B HKD 0.143   0.077   0.069   441,540,000 55,694,570 N/A 0.165   2016/09/29 0.077   2016/10/17 556,280,000 73,672,000 -   - -   -
13903 UBS AG - HSI European Warrants Apr 2017 C HKD 0.226   0.215   0.224   440,000 96,480 N/A 0.226   2016/10/28 0.215   2016/10/31 440,000 96,480 -   - -   -
25485 UBS AG - HSI European Warrants Dec 2016 A HKD 0.290   0.155   0.166   19,220,000 4,181,750 273,605,178 0.325   2016/09/09 0.040   2016/05/19 43,126,220,000 4,506,555,580 -   - -   -
25985 UBS AG - HSI European Warrants Dec 2016 C HKD -   -   0.480   0 0 0 0.275   2016/02/03 0.270   2016/02/03 20,000 5,450 -   - -   -
25988 UBS AG - HSI European Warrants Dec 2016 D HKD -   -   0.620   0 0 11,700 0.600   2016/08/25 0.345   2016/02/03 360,000 149,700 -   - -   -
11183 UBS AG - HSI European Warrants Dec 2016 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13682 UBS AG - HSI European Warrants Feb 2017 C HKD 0.206   0.116   0.125   1,572,670,000 200,901,060 N/A 0.206   2016/10/12 0.116   2016/10/31 1,572,670,000 200,901,060 -   - -   -
11184 UBS AG - HSI European Warrants Jan 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11623 UBS AG - HSI European Warrants Jan 2017 C HKD 0.260   0.136   0.149   25,430,000 4,847,120 N/A 0.310   2016/09/09 0.136   2016/10/31 18,863,590,000 3,217,252,810 -   - -   -
29098 UBS AG - HSI European Warrants Mar 2017 A HKD 0.295   0.194   0.207   10,370,000 2,452,330 N/A 0.320   2016/09/22 0.145   2016/07/11 34,569,790,000 5,859,308,870 -   - -   -
11185 UBS AG - HSI European Warrants Mar 2017 B HKD -   -   0.275   0 0 N/A 0.580   2016/09/09 0.390   2016/09/09 40,000 19,400 -   - -   -
12354 UBS AG - HSI European Warrants Mar 2017 C HKD 0.200   0.094   0.099   15,695,240,000 1,982,554,230 N/A 0.246   2016/09/09 0.094   2016/10/31 39,570,900,000 5,706,589,380 -   - -   -
13126 UBS AG - HSI European Warrants Mar 2017 E HKD 0.157   0.062   0.064   27,437,140,000 2,900,869,930 N/A 0.242   2016/09/13 0.062   2016/10/31 38,912,760,000 4,890,900,770 -   - -   -
13189 UBS AG - HSI European Warrants May 2017 A HKD 0.172   0.076   0.078   6,674,080,000 769,640,520 N/A 0.243   2016/09/22 0.076   2016/10/31 9,692,250,000 1,309,416,730 -   - -   -
27777 UBS AG - HSI European Warrants Nov 2016 A HKD 0.285   0.137   0.139   12,230,000 2,344,490 N/A 0.335   2016/09/09 0.038   2016/06/24 37,872,990,000 2,946,460,700 -   - -   -
27919 UBS AG - HSI European Warrants Nov 2016 B HKD 0.330   0.232   0.249   4,700,000 1,176,500 N/A 0.380   2016/09/22 0.074   2016/06/28 42,807,140,000 4,267,401,060 -   - -   -
27438 UBS AG - HSI European Warrants Oct 2016 A HKD 0.365   0.205   0.290   7,870,000 1,935,720 561,955,598 0.430   2016/09/09 0.041   2016/05/19 45,650,300,000 3,371,845,780 -   - -   -
11660 UBS AG - HSI European Warrants Oct 2016 D HKD 0.320   0.181   0.248   480,000 125,460 N/A 0.320   2016/10/06 0.122   2016/08/04 6,980,830,000 947,066,270 -   - -   -
11576 UBS AG - ICBC European Put Warrants Jan 2017 A HKD 0.033   0.024   0.026   3,837,000 106,323 N/A 0.226   2016/07/20 0.024   2016/10/24 325,285,000 28,743,373 -   - -   -
11824 UBS AG - ICBC European Warrants Feb 2017 A HKD 0.325   0.125   0.138   5,520,000 941,800 N/A 0.400   2016/09/22 0.125   2016/10/28 1,362,905,000 440,508,945 -   - -   -
12560 UBS AG - ICBC European Warrants Mar 2017 A HKD 0.208   0.072   0.082   221,512,000 26,738,055 N/A 0.325   2016/09/09 0.072   2016/10/28 914,735,000 210,367,207 -   - -   -
13039 UBS AG - ICBC European Warrants May 2017 A HKD -   -   0.128   0 0 N/A 0.265   2016/09/21 0.250   2016/09/21 780,000 199,175 -   - -   -
27775 UBS AG - ICBC European Warrants Oct 2016 A HKD 0.440   0.140   0.173   30,000 10,150 N/A 0.550   2016/09/09 0.037   2016/06/16 5,636,457,000 454,354,943 -   - -   -
19690 UBS AG - Jiangxi Copper European Warrants Feb 2017 A HKD 0.042   0.032   0.033   9,650,000 346,350 2,612,392 0.189   2016/03/18 0.032   2016/10/24 281,960,000 26,640,060 0.270   2015/11/05 0.198   2015/11/18
17418 UBS AG - KECL European Warrants Apr 2017 A HKD -   -   0.013   0 0 173 0.026   2016/01/05 0.010   2016/01/21 8,520,000 132,820 0.160   2015/04/27 0.017   2015/09/29
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.051   0.036   0.036   6,620,000 278,220 1,949,600 0.128   2016/01/04 0.036   2016/10/27 259,360,000 18,081,800 0.230   2015/05/29 0.043   2015/08/24
18066 UBS AG - KECL European Warrants Dec 2016 A HKD -   -   0.015   0 0 592,257 0.061   2016/04/13 0.020   2016/01/26 224,760,000 7,695,320 0.249   2015/04/13 0.027   2015/08/25
21850 UBS AG - KECL European Warrants Mar 2017 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.159   2015/05/05 0.031   2015/12/10
27368 UBS AG - Kingsoft European Warrants Dec 2016 A HKD 0.084   0.019   0.019   430,980,000 23,894,940 14,239,115 0.380   2016/04/19 0.019   2016/10/31 1,214,810,000 90,797,740 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD 0.236   0.107   0.107   373,760,000 60,053,940 N/A 0.236   2016/10/11 0.107   2016/10/31 385,640,000 62,716,860 -   - -   -
12835 UBS AG - Kingsoft European Warrants Mar 2017 A HKD 0.375   0.224   0.217   9,560,000 3,114,740 N/A 0.415   2016/09/22 0.209   2016/09/14 60,150,000 19,003,500 -   - -   -
13902 UBS AG - Kingsoft European Warrants Mar 2017 B HKD 0.156   0.129   0.127   110,730,000 15,662,990 N/A 0.156   2016/10/26 0.129   2016/10/28 110,730,000 15,662,990 -   - -   -
26822 UBS AG - Kingsoft European Warrants Nov 2016 A HKD 0.186   0.024   0.026   46,980,000 5,090,090 41,189,498 0.455   2016/04/14 0.024   2016/10/31 2,763,060,000 297,262,490 -   - -   -
28293 UBS AG - Kingsoft European Warrants Nov 2016 B HKD 0.335   0.155   0.154   8,180,000 2,098,890 N/A 0.335   2016/10/11 0.059   2016/08/03 2,984,160,000 284,783,090 -   - -   -
28968 UBS AG - Lenovo European Put Warrants Dec 2016 E HKD 0.048   0.023   0.025   593,806,000 22,210,256 N/A 0.495   2016/06/24 0.023   2016/10/25 1,954,248,000 317,588,826 -   - -   -
14172 UBS AG - Lenovo European Warrants Dec 2016 A HKD 0.010   0.010   0.010   1,400,000 14,000 565,010 0.150   2016/01/04 0.010   2016/10/06 2,385,440,000 138,099,960 0.590   2015/06/05 0.083   2015/09/29
23099 UBS AG - Lenovo European Warrants Dec 2016 B HKD -   -   0.018   0 0 1,513 0.109   2016/01/04 0.025   2016/05/03 2,079,040,000 148,786,840 0.159   2015/12/07 0.114   2015/12/14
28199 UBS AG - Lenovo European Warrants Dec 2016 C HKD 0.082   0.012   0.013   59,400,000 2,768,650 N/A 0.345   2016/05/23 0.012   2016/10/31 2,577,974,000 454,774,324 -   - -   -
28813 UBS AG - Lenovo European Warrants Dec 2016 D HKD 0.305   0.098   0.098   47,904,000 8,392,778 N/A 0.700   2016/07/21 0.098   2016/10/31 1,206,136,000 483,580,848 -   - -   -
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.025   0.022   0.022   2,620,000 64,240 49,040,707 0.184   2016/02/02 0.020   2016/07/29 7,949,240,000 445,976,560 0.223   2015/10/05 0.149   2015/10/27
13751 UBS AG - Lenovo European Warrants Feb 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11740 UBS AG - Lenovo European Warrants Jan 2017 A HKD 0.086   0.022   0.022   790,986,000 46,953,660 N/A 0.350   2016/08/09 0.022   2016/10/31 1,557,916,000 137,801,216 -   - -   -
11530 UBS AG - Link REIT European Put Warrants Jan 2017 B HKD 0.047   0.024   0.026   27,375,000 962,405 N/A 0.248   2016/07/19 0.024   2016/10/26 282,015,000 33,270,850 -   - -   -
12871 UBS AG - Link REIT European Warrants Feb 2017 A HKD 0.119   0.034   0.037   93,270,000 7,127,765 N/A 0.163   2016/08/30 0.034   2016/10/31 196,360,000 19,346,790 -   - -   -
11300 UBS AG - Link REIT European Warrants Jan 2017 A HKD 0.129   0.033   0.037   40,415,000 2,772,525 N/A 0.340   2016/07/28 0.033   2016/10/28 1,021,315,000 182,937,860 -   - -   -
13464 UBS AG - Link REIT European Warrants Mar 2017 A HKD 0.385   0.202   0.170   170,140,000 46,818,350 N/A 0.390   2016/09/28 0.202   2016/10/17 177,260,000 49,387,525 -   - -   -
23095 UBS AG - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.184   2015/06/25 0.111   2015/07/07
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.345   0 0 3,538,030 0.235   2016/06/08 0.195   2016/05/18 100,060,000 21,451,880 -   - -   -
13862 UBS AG - Minsheng Bank European Warrants Mar 2017 A HKD 0.660   0.405   0.435   31,891,000 13,606,523 N/A 0.660   2016/10/25 0.405   2016/10/31 31,891,000 13,606,523 -   - -   -
11343 UBS AG - Minsheng Bank European Warrants Nov 2016 A HKD 0.730   0.420   0.500   11,854,000 6,945,935 N/A 0.740   2016/09/22 0.345   2016/07/08 74,641,000 42,210,651 -   - -   -
10362 UBS AG - Nikkei 225 European Put Warrants Dec 2016 B HKD 0.090   0.069   0.038   1,300,000 99,780 775,617 0.350   2016/02/12 0.069   2016/10/11 59,670,000 10,991,150 0.270   2015/09/29 0.128   2015/11/19
10388 UBS AG - Nikkei 225 European Put Warrants Dec 2016 E HKD 0.012   0.012   0.012   600,000 7,200 440,215 0.250   2016/02/24 0.012   2016/10/26 60,990,000 10,231,400 -   - -   -
10414 UBS AG - Nikkei 225 European Put Warrants Mar 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10415 UBS AG - Nikkei 225 European Put Warrants Mar 2017 D HKD 0.166   0.120   0.118   660,000 96,090 N/A 0.166   2016/10/05 0.120   2016/10/31 660,000 96,090 -   - -   -
10359 UBS AG - Nikkei 225 European Warrants Dec 2016 A HKD -   -   0.010   0 0 23,927 0.083   2016/01/29 0.010   2016/06/20 27,540,000 886,430 0.219   2015/11/23 0.158   2015/12/16
10384 UBS AG - Nikkei 225 European Warrants Dec 2016 C HKD 0.031   0.031   0.031   190,000 5,920 112,583 0.147   2016/04/22 0.031   2016/10/31 26,120,000 2,572,290 -   - -   -
10385 UBS AG - Nikkei 225 European Warrants Dec 2016 D HKD 0.068   0.045   0.067   980,000 52,210 1,496,633 0.192   2016/03/14 0.037   2016/09/27 189,600,000 17,447,600 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10411 UBS AG - Nikkei 225 European Warrants Mar 2017 A HKD -   -   N/A   10,000 1,570 N/A -   - -   - 20,000 3,060 -   - -   -
10413 UBS AG - Nikkei 225 European Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13780 UBS AG - PetroChina European Put Warrants Apr 2017 A HKD 0.495   0.249   0.330   29,844,000 9,777,490 N/A 0.495   2016/10/17 0.249   2016/10/24 29,844,000 9,777,490 -   - -   -
11577 UBS AG - PetroChina European Warrants Dec 2016 A HKD 0.097   0.024   0.024   36,624,000 2,086,170 N/A 0.240   2016/07/20 0.019   2016/09/26 1,653,584,000 181,226,836 -   - -   -
13394 UBS AG - PetroChina European Warrants Feb 2017 A HKD 0.345   0.167   0.180   778,502,000 193,399,964 N/A 0.345   2016/10/11 0.158   2016/09/28 904,146,000 219,916,428 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.032   0.027   0.031   700,000 21,100 136,750 0.069   2016/04/28 0.026   2016/09/30 24,380,000 964,080 0.142   2015/09/01 0.040   2015/12/18
13749 UBS AG - PetroChina European Warrants Mar 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12657 UBS AG - Ping An European Put Warrants Feb 2017 A HKD 0.132   0.087   0.090   119,145,000 12,254,500 N/A 0.280   2016/08/24 0.087   2016/10/31 1,697,125,000 222,461,100 -   - -   -
21427 UBS AG - Ping An European Put Warrants Oct 2016 B HKD -   -   0.195   0 0 15,750 0.315   2016/05/06 0.295   2016/04/26 600,000 183,000 0.275   2015/07/08 0.164   2015/05/28
27636 UBS AG - Ping An European Put Warrants Oct 2016 D HKD -   -   0.010   0 0 101,335,858 0.355   2016/06/24 0.010   2016/09/02 4,430,335,000 608,041,900 -   - -   -
12656 UBS AG - Ping An European Warrants Apr 2017 A HKD 0.131   0.071   0.085   1,402,115,000 159,416,500 N/A 0.265   2016/08/23 0.071   2016/10/27 6,988,425,000 1,209,024,285 -   - -   -
13216 UBS AG - Ping An European Warrants Apr 2017 B HKD 0.102   0.060   0.068   10,080,000 904,135 N/A 0.181   2016/09/14 0.060   2016/10/27 10,480,000 976,335 -   - -   -
13707 UBS AG - Ping An European Warrants Apr 2017 C HKD 0.162   0.094   0.116   6,234,330,000 713,877,835 N/A 0.162   2016/10/12 0.094   2016/10/27 6,234,330,000 713,877,835 -   - -   -
20022 UBS AG - Ping An European Warrants Dec 2016 A HKD 0.018   0.010   0.010   1,150,000 12,650 191,217 0.070   2016/01/04 0.010   2016/10/20 952,550,000 53,527,550 0.365   2015/05/26 0.050   2015/09/04
28236 UBS AG - Ping An European Warrants Dec 2016 B HKD 0.285   0.204   0.226   650,000 175,840 N/A 0.450   2016/09/07 0.134   2016/07/04 998,540,000 224,301,605 -   - -   -
12422 UBS AG - Ping An European Warrants Dec 2016 C HKD 0.145   0.038   0.055   1,784,965,000 155,719,075 N/A 0.300   2016/09/09 0.038   2016/10/27 7,268,205,000 960,427,655 -   - -   -
23463 UBS AG - Ping An European Warrants Mar 2017 A HKD 0.047   0.026   0.027   3,994,615,000 165,965,345 108,340,214 0.068   2016/09/09 0.022   2016/06/15 14,367,120,000 650,494,095 0.154   2015/12/08 0.120   2015/12/18
21426 UBS AG - Ping An European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.275   2015/04/23 0.054   2015/08/17
28800 UBS AG - Ping An European Warrants Nov 2016 B HKD 0.510   0.365   0.450   890,000 361,550 N/A 0.660   2016/09/09 0.111   2016/07/08 12,541,415,000 1,793,924,885 -   - -   -
18270 UBS AG - Ping An European Warrants Oct 2016 A HKD 0.063   0.023   0.023   17,790,000 844,825 2,028,420 0.121   2016/01/04 0.010   2016/07/12 16,583,260,000 1,114,636,160 0.455   2015/05/28 0.080   2015/08/24
27635 UBS AG - Ping An European Warrants Oct 2016 C HKD 0.175   0.016   0.038   16,390,000 1,446,380 528,878,710 0.375   2016/09/09 0.016   2016/10/24 39,331,600,000 3,456,663,575 -   - -   -
27875 UBS AG - Ping An European Warrants Oct 2016 E HKD -   -   0.250   0 0 N/A 0.520   2016/09/09 0.032   2016/07/08 23,737,855,000 2,132,164,950 -   - -   -
12654 UBS AG - Sands China European Put Warrants Jan 2017 A HKD 0.068   0.036   0.044   1,049,632,000 53,993,204 N/A 0.188   2016/08/25 0.036   2016/10/26 1,893,248,000 134,529,700 -   - -   -
13316 UBS AG - Sands China European Put Warrants Mar 2017 B HKD 0.335   0.220   0.260   92,608,000 21,420,788 N/A 0.420   2016/09/26 0.220   2016/10/26 98,676,000 23,609,728 -   - -   -
11506 UBS AG - Sands China European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.129   2016/07/18 0.011   2016/09/27 849,508,000 47,606,000 -   - -   -
27542 UBS AG - Sands China European Put Warrants Oct 2016 B HKD -   -   0.010   0 0 28,834,977 0.410   2016/05/10 0.010   2016/09/26 1,060,088,000 173,080,684 -   - -   -
16105 UBS AG - Sands China European Warrants Apr 2017 A HKD 0.010   0.010   0.010   24,000 240 373 0.010   2016/10/03 0.010   2016/10/03 232,000 2,320 0.032   2015/09/30 0.010   2015/12/02
13927 UBS AG - Sands China European Warrants Apr 2017 B HKD 0.255   0.170   0.173   154,144,000 30,604,852 N/A 0.255   2016/10/24 0.170   2016/10/31 154,144,000 30,604,852 -   - -   -
11738 UBS AG - Sands China European Warrants Dec 2016 A HKD 0.425   0.380   0.320   800,000 325,000 N/A 0.430   2016/09/19 0.204   2016/08/25 2,344,000 796,440 -   - -   -
11858 UBS AG - Sands China European Warrants Dec 2016 B HKD 0.280   0.134   0.134   62,128,000 12,428,012 N/A 0.355   2016/09/09 0.101   2016/09/01 786,284,000 165,430,492 -   - -   -
13315 UBS AG - Sands China European Warrants Mar 2017 A HKD 0.182   0.085   0.086   1,089,732,000 141,877,320 N/A 0.243   2016/09/19 0.085   2016/10/31 1,314,316,000 176,745,624 -   - -   -
27541 UBS AG - Sands China European Warrants Oct 2016 A HKD 0.216   0.020   0.026   17,732,000 2,280,068 56,438,727 0.325   2016/09/09 0.020   2016/10/17 3,517,812,000 338,704,520 -   - -   -
11138 UBS AG - Sands China European Warrants Oct 2016 C HKD -   -   0.530   0 0 N/A 0.720   2016/09/15 0.103   2016/07/08 875,120,000 138,547,436 -   - -   -
20176 UBS AG - SFCE European Warrants Dec 2016 A HKD -   -   0.028   0 0 0 -   - -   - 0 0 0.265   2015/04/02 0.022   2015/09/01
19292 UBS AG - SHK Ppt European Put Warrants Apr 2017 A HKD 0.111   0.088   0.092   5,070,000 496,650 3,977,733 0.385   2016/01/21 0.078   2016/09/09 162,380,000 23,970,070 0.335   2015/09/08 0.196   2015/05/15
12107 UBS AG - SHK Ppt European Warrants Feb 2017 A HKD 0.455   0.295   0.310   1,280,000 432,550 N/A 0.860   2016/09/09 0.295   2016/10/12 160,240,000 77,823,050 -   - -   -
24005 UBS AG - SHK Ppt European Warrants Oct 2016 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.173   2015/07/16 0.025   2015/11/24
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.380   0 0 7,250 0.365   2016/08/05 0.360   2016/08/05 120,000 43,500 -   - -   -
13419 UBS AG - Sinopec Corp European Warrants Feb 2017 A HKD 0.465   0.255   0.280   40,238,000 15,395,810 N/A 0.465   2016/10/06 0.255   2016/10/31 71,526,000 27,012,630 -   - -   -
13752 UBS AG - Sinopec Corp European Warrants Mar 2017 A HKD 0.260   0.260   0.179   200,000 52,000 N/A 0.260   2016/10/24 0.260   2016/10/24 200,000 52,000 -   - -   -
29713 UBS AG - Sinopec Corp European Warrants Nov 2016 A HKD 0.108   0.017   0.017   2,158,000 140,996 N/A 0.285   2016/07/15 0.017   2016/10/31 205,036,000 44,150,444 -   - -   -
28216 UBS AG - Sinopec Corp European Warrants Oct 2016 A HKD -   -   0.455   0 0 N/A 0.660   2016/06/10 0.219   2016/09/15 29,684,000 8,798,806 -   - -   -
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.124   0.081   0.083   5,180,000 477,070 1,943,675 0.195   2016/02/18 0.081   2016/10/31 175,430,000 22,753,100 0.285   2015/10/28 0.191   2015/12/15
11857 UBS AG - SJM Holdings European Warrants Feb 2017 A HKD 0.950   0.540   0.540   4,363,000 3,100,840 N/A 1.000   2016/09/22 0.540   2016/10/31 9,354,000 7,309,520 -   - -   -
18615 UBS AG - SJM Holdings European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/25 0.010   2016/01/25 200,000 2,000 0.305   2015/01/02 0.021   2015/10/26
12140 UBS AG - SPDR Gold Trust European Put Warrants Feb 2017 A HKD 0.670   0.540   0.530   7,726,000 5,015,350 N/A 0.800   2016/08/10 0.540   2016/10/25 39,716,000 27,617,420 -   - -   -
13750 UBS AG - SPDR Gold Trust European Warrants Apr 2017 A HKD 0.690   0.640   0.670   830,000 551,300 N/A 0.690   2016/10/20 0.640   2016/10/27 830,000 551,300 -   - -   -
26370 UBS AG - SPDR Gold Trust European Warrants Dec 2016 A HKD 0.056   0.014   0.016   25,852,000 947,326 9,025,784 0.580   2016/03/11 0.014   2016/10/28 334,928,000 106,197,569 -   - -   -
11362 UBS AG - SPDR Gold Trust European Warrants Jan 2017 A HKD 0.069   0.015   0.015   169,631,000 7,154,610 N/A 0.415   2016/07/11 0.015   2016/10/27 417,735,000 43,368,459 -   - -   -
17241 UBS AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.020   2016/04/27 0.010   2016/04/29 22,355,000 224,650 0.183   2015/04/27 0.014   2015/11/27
11078 UBS AG - Stanchart European Warrants Dec 2016 B HKD -   -   1.600   0 0 N/A 1.840   2016/08/12 1.100   2016/06/24 6,565,000 8,001,045 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.086   0.060   0.084   224,480,000 15,211,460 58,278,520 0.180   2016/01/04 0.039   2016/02/25 4,978,855,000 455,343,305 0.221   2015/12/24 0.190   2015/12/31
12112 UBS AG - Stanchart European Warrants Feb 2017 A HKD 0.198   0.080   0.146   146,260,500 22,155,726 N/A 0.530   2016/08/12 0.080   2016/10/17 387,252,000 110,050,635 -   - -   -
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD 0.042   0.029   0.035   4,050,000 145,080 600,161 0.071   2016/05/03 0.012   2016/02/12 170,580,000 7,263,625 0.160   2015/11/11 0.046   2015/12/16
26743 UBS AG - Stanchart European Warrants Oct 2016 A HKD -   -   0.295   0 0 50,632,718 0.970   2016/04/28 0.207   2016/09/30 955,245,500 398,948,157 -   - -   -
27766 UBS AG - Tencent Holdings European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 9,972 0.143   2016/02/12 0.014   2016/07/04 19,540,130,000 2,195,658,050 0.230   2015/09/09 0.081   2015/11/24
11533 UBS AG - Tencent Holdings European Put Warrants Dec 2016 F HKD 0.026   0.013   0.013   1,560,000 36,270 N/A 0.360   2016/07/19 0.013   2016/10/18 120,930,000 11,500,559 -   - -   -
26963 UBS AG - Tencent Holdings European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 214,477,565 0.155   2016/03/29 0.010   2016/09/12 25,741,390,000 2,917,965,770 -   - -   -
11535 UBS AG - Tencent Holdings European Put Warrants Jan 2017 C HKD 0.036   0.019   0.030   11,230,000 317,820 N/A 0.220   2016/07/19 0.019   2016/10/24 11,191,880,000 867,240,730 -   - -   -
12752 UBS AG - Tencent Holdings European Put Warrants Jan 2017 D HKD 0.082   0.046   0.075   1,605,920,000 93,814,180 N/A 0.168   2016/08/25 0.046   2016/10/25 6,628,560,000 585,568,350 -   - -   -
28954 UBS AG - Tencent Holdings European Put Warrants Mar 2017 A HKD 0.032   0.025   0.029   3,220,000 93,090 N/A 0.209   2016/06/15 0.025   2016/10/28 17,254,380,000 1,765,014,910 -   - -   -
13122 UBS AG - Tencent Holdings European Put Warrants Mar 2017 B HKD 0.213   0.167   0.200   8,450,000 1,562,040 N/A 0.248   2016/09/13 0.167   2016/10/20 67,540,000 13,191,280 -   - -   -
28234 UBS AG - Tencent Holdings European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.130   2016/05/25 0.010   2016/09/07 25,348,810,000 1,696,759,210 -   - -   -
23169 UBS AG - Tencent Holdings European Warrants Apr 2017 A HKD 0.475   0.360   0.365   10,500,000 4,513,900 254,518,703 0.500   2016/09/23 0.098   2016/05/06 52,681,060,000 6,969,383,520 0.220   2015/12/03 0.194   2015/12/07
25426 UBS AG - Tencent Holdings European Warrants Dec 2016 B HKD 0.570   0.570   0.475   30,000 17,100 186,004,258 0.570   2016/10/05 0.089   2016/02/12 74,816,310,000 9,102,952,090 -   - -   -
25976 UBS AG - Tencent Holdings European Warrants Dec 2016 C HKD -   -   0.710   0 0 48,917 0.400   2016/06/15 0.178   2016/02/12 2,700,000 723,950 -   - -   -
25978 UBS AG - Tencent Holdings European Warrants Dec 2016 D HKD -   -   0.590   0 0 2,103 0.232   2016/05/17 0.134   2016/02/11 560,000 96,940 -   - -   -
11474 UBS AG - Tencent Holdings European Warrants Dec 2016 E HKD 1.970   1.880   1.210   20,000 38,500 N/A 2.350   2016/09/28 0.670   2016/08/04 801,933,000 716,244,320 -   - -   -
11633 UBS AG - Tencent Holdings European Warrants Dec 2016 G HKD 0.560   0.159   0.159   18,188,000 5,826,966 N/A 0.620   2016/09/23 0.150   2016/08/03 10,284,307,000 2,987,958,477 -   - -   -
12751 UBS AG - Tencent Holdings European Warrants Dec 2016 H HKD 0.209   0.032   0.032   54,063,000 6,838,785 N/A 0.360   2016/09/06 0.032   2016/10/31 2,978,697,000 910,484,096 -   - -   -
27949 UBS AG - Tencent Holdings European Warrants Feb 2017 A HKD -   -   0.410   0 0 N/A 0.218   2016/07/08 0.145   2016/05/16 19,300,000 3,393,080 -   - -   -
12653 UBS AG - Tencent Holdings European Warrants Feb 2017 B HKD 1.520   0.890   0.810   1,074,000 1,482,080 N/A 1.780   2016/09/23 0.890   2016/10/31 130,998,000 188,113,160 -   - -   -
13219 UBS AG - Tencent Holdings European Warrants Feb 2017 C HKD -   -   0.188   0 0 N/A 0.490   2016/09/14 0.455   2016/09/14 100,000 47,500 -   - -   -
11344 UBS AG - Tencent Holdings European Warrants Jan 2017 B HKD 0.920   0.335   0.340   1,097,843,000 605,306,085 N/A 1.080   2016/09/23 0.150   2016/08/04 12,857,405,000 3,855,145,823 -   - -   -
13123 UBS AG - Tencent Holdings European Warrants Jan 2017 E HKD 0.680   0.233   0.235   463,014,000 249,254,870 N/A 0.840   2016/09/12 0.233   2016/10/28 2,927,832,000 1,838,978,460 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.220   0.130   0.132   20,348,410,000 3,610,773,280 N/A 0.247   2016/09/13 0.130   2016/10/28 21,216,620,000 3,802,702,590 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD 0.425   0.390   0.360   2,530,000 1,018,900 1,105,423,275 0.440   2016/09/23 0.100   2016/05/06 41,996,170,000 6,632,742,210 -   - -   -
11773 UBS AG - Tencent Holdings European Warrants Nov 2016 B HKD 0.880   0.211   0.211   12,141,000 7,188,634 N/A 1.180   2016/09/23 0.211   2016/10/31 8,179,903,000 2,818,865,048 -   - -   -
19777 UBS AG - Tencent Holdings European Warrants Oct 2016 A HKD 0.580   0.570   0.570   1,100,000 630,000 7,322,707 0.600   2016/09/23 0.057   2016/02/12 4,713,550,000 625,058,650 0.365   2015/04/23 0.102   2015/09/23
25977 UBS AG - Tencent Holdings European Warrants Oct 2016 B HKD -   -   0.850   0 0 0 0.320   2016/02/02 0.270   2016/02/03 3,960,000 1,186,200 -   - -   -
28623 UBS AG - Tencent Holdings European Warrants Oct 2016 C HKD -   -   0.132   0 0 N/A 0.620   2016/09/08 0.040   2016/08/03 2,858,229,000 470,049,876 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD -   -   0.370   0 0 N/A 0.425   2016/09/23 0.147   2016/06/17 31,110,000 5,567,690 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD 0.250   0.250   0.239   60,000 15,000 3,157,625 0.250   2016/10/13 0.119   2016/06/16 130,130,000 18,945,750 -   - -   -
26175 UBS AG - Tracker Fund European Warrants Nov 2016 A HKD -   -   0.435   0 0 1,700 0.280   2016/06/30 0.230   2016/06/24 27,540,000 7,220,990 -   - -   -
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD -   -   0.330   0 0 2,535,262 0.320   2016/08/24 0.128   2016/05/13 2,710,210,000 511,441,420 -   - -   -
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.265   0.248   0.255   15,232,000 3,952,248 N/A 0.265   2016/10/24 0.248   2016/10/26 15,232,000 3,952,248 -   - -   -
11861 UBS AG - Wynn Macau European Warrants Mar 2017 A HKD 0.067   0.029   0.036   158,720,000 7,649,768 N/A 0.171   2016/08/11 0.029   2016/10/17 770,892,000 64,793,020 -   - -   -
23556 UBS AG - Wynn Macau European Warrants Oct 2016 A HKD -   -   0.022   0 0 9,743 0.061   2016/04/15 0.011   2016/06/28 4,380,000 94,560 0.325   2015/08/11 0.089   2015/09/08
18239 UBS AG - Wynn Macau European Warrants Oct 2016 B HKD 0.112   0.010   0.010   13,652,000 683,532 21,108,351 0.220   2016/04/19 0.010   2016/10/25 1,380,088,000 154,093,820 0.275   2015/10/16 0.105   2015/12/22
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.208   0.097   0.101   272,172,000 36,094,472 N/A 0.226   2016/09/29 0.097   2016/10/31 274,020,000 36,493,604 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.184   0.137   0.139   31,736,000 5,215,906 N/A 0.184   2016/10/25 0.137   2016/10/31 31,736,000 5,215,906 -   - -   -
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.157   0.104   0.108   380,920,000 47,897,560 20,228,167 0.165   2016/03/18 0.081   2016/08/30 1,068,660,000 121,393,580 -   - -   -
21325 UBS AG - Yanzhou Coal European Wts Jan 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/08 0.010   2016/04/08 20,000 200 0.315   2015/04/28 0.091   2015/07/06
13864 UBS AG - Zijin Mining European Warrants Apr 2017 A HKD 0.305   0.305   0.260   240,000 73,200 N/A 0.305   2016/10/20 0.305   2016/10/20 240,000 73,200 -   - -   -
11504 UBS AG - Zijin Mining European Warrants Jan 2017 A HKD 0.026   0.014   0.014   8,282,000 193,328 N/A 0.233   2016/07/18 0.014   2016/10/20 197,494,000 28,786,080 -   - -   -
26821 UBS AG - Zijin Mining European Warrants Nov 2016 A HKD 0.050   0.016   0.020   22,932,000 520,570 8,157,478 0.465   2016/07/11 0.016   2016/10/17 332,074,000 55,180,138 -   - -   -
25856 UBS AG - ZTE European Warrants Nov 2016 A HKD -   -   0.010   0 0 6,670,808 0.250   2016/01/27 0.016   2016/08/26 889,856,000 86,613,770 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.