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Trading summary for derivative warrants - November 2016

Code Stock Trading
currency		 This month Average monthly
turnover($)
Jun 2016 - Nov 2016 (*) 		This year (up to November 2016) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
19047 Bank of East Asia - A50 China European Put Wts Dec 2016 A HKD 0.090   0.090   0.060   100,000 9,000 1,500 0.375   2016/02/04 0.090   2016/11/14 3,010,000 877,605 0.360   2015/08/24 0.103   2015/05/26
18226 Bank of East Asia - A50 China European Warrants Nov 2016 A HKD 0.046   0.035   0.046   200,000 8,100 1,435,038 0.088   2016/03/23 0.030   2016/06/24 671,689,000 43,693,697 0.435   2015/07/10 0.087   2015/08/26
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.089   0.061   0.064   3,260,000 235,740 7,617,397 0.145   2016/09/09 0.061   2016/11/25 402,330,000 45,764,460 0.131   2015/12/14 0.125   2015/12/14
14336 Bank of East Asia - BYD European Warrants Dec 2016 A HKD 0.094   0.049   0.053   6,050,000 418,300 1,052,383 0.153   2016/09/07 0.049   2016/11/24 59,600,000 6,811,400 0.360   2015/07/20 0.065   2015/01/13
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD 0.260   0.260   0.248   200,000 52,000 41,958 0.315   2016/08/30 0.260   2016/11/28 850,000 251,750 -   - -   -
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD 0.174   0.135   0.143   57,170,000 8,717,895 N/A 0.174   2016/11/02 0.135   2016/11/18 57,170,000 8,717,895 -   - -   -
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.182   0.143   0.151   16,200,000 2,437,400 3,036,392 0.220   2016/09/12 0.121   2016/02/15 298,400,000 50,034,150 0.199   2015/12/21 0.197   2015/12/21
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.144   0 0 1,043,717 0.244   2016/09/07 0.140   2016/02/16 56,000,000 10,456,200 -   - -   -
26835 Bank of East Asia - CC Bank European Warrants Nov 2016 A HKD -   -   0.700   0 0 161,179 1.050   2016/09/22 0.098   2016/05/24 8,161,000 1,905,495 -   - -   -
22675 Bank of East Asia - CGN Power European Warrants Dec 2016 A HKD -   -   0.010   0 0 400 0.024   2016/01/04 0.010   2016/09/09 490,000 7,650 0.199   2015/06/12 0.021   2015/12/11
24937 Bank of East Asia - CGN Power European Warrants Dec 2016 B HKD -   -   0.048   0 0 13,891 0.223   2016/04/20 0.033   2016/07/21 18,277,000 3,312,056 -   - -   -
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD 0.068   0.057   0.070   370,000 22,955 6,524,873 0.181   2016/04/15 0.057   2016/11/03 480,800,000 49,775,020 -   - -   -
17755 Bank of East Asia - Ch Comm Cons European Wts Dec 2016 A HKD 0.325   0.280   0.325   1,240,000 387,600 574,532 0.360   2016/04/11 0.115   2016/01/21 166,560,000 26,960,620 0.990   2015/04/13 0.265   2015/12/30
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.176   0.130   0.158   89,310,000 12,718,300 15,437,240 0.250   2016/05/04 0.104   2016/10/11 795,870,000 119,029,840 -   - -   -
12169 Bank of East Asia - Ch Comm Cons European Wts Nov 2016 A HKD -   -   0.010   0 0 2,957 0.096   2016/04/14 0.022   2016/01/07 270,740,000 21,135,680 0.255   2015/10/13 0.059   2015/12/31
17531 Bank of East Asia - Ch Mobile European Warrants May 2017 A HKD 0.078   0.078   0.080   700,000 54,600 38,108 0.175   2016/09/13 0.078   2016/11/24 240,150,000 34,076,450 0.310   2015/05/11 0.167   2015/01/06
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD 0.201   0.182   0.229   60,000 11,320 13,858 0.290   2016/03/14 0.171   2016/05/12 103,480,000 20,730,280 -   - -   -
26836 Bank of East Asia - CM Bank European Warrants Mar 2017 A HKD 0.335   0.335   0.420   95,000 31,825 213,092 0.445   2016/08/22 0.151   2016/05/24 8,280,000 2,185,205 -   - -   -
27404 Bank of East Asia - CM Bank European Warrants Nov 2016 A HKD 0.085   0.044   0.035   1,910,000 136,590 2,886,238 0.201   2016/09/07 0.026   2016/06/16 480,705,000 49,417,505 0.440   2015/11/05 0.151   2015/12/14
21612 Bank of East Asia - CNBM European Warrants Apr 2017 A HKD -   -   0.063   0 0 0 -   - -   - 0 0 0.285   2015/05/04 0.158   2015/06/09
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD 0.440   0.305   0.360   4,896,000 1,843,980 N/A 0.440   2016/11/28 0.243   2016/10/13 24,708,000 7,367,450 -   - -   -
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD 0.028   0.020   0.027   400,000 9,620 4,893 0.037   2016/07/21 0.010   2016/09/12 7,760,000 146,840 0.110   2015/10/12 0.030   2015/12/14
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.100   0.085   0.090   5,760,000 558,550 N/A 0.127   2016/09/20 0.074   2016/10/25 201,500,000 20,800,960 -   - -   -
12168 Bank of East Asia - CNOOC European Put Warrants Jan 2017 A HKD 0.034   0.010   0.010   3,770,000 77,860 2,735,248 0.310   2016/01/26 0.010   2016/11/24 674,000,000 93,837,120 0.250   2015/12/18 0.185   2015/10/09
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD -   -   0.239   0 0 1,264,665 0.249   2016/06/07 0.119   2016/01/19 477,790,000 85,375,950 0.249   2015/10/15 0.170   2015/12/15
17530 Bank of East Asia - CNOOC European Warrants Dec 2016 A HKD 0.018   0.010   0.012   4,770,000 65,030 191,752 0.066   2016/04/21 0.010   2016/11/22 82,140,000 2,222,040 0.305   2015/04/28 0.041   2015/12/08
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD -   -   0.340   0 0 0 0.350   2016/04/21 0.170   2016/01/26 68,920,000 13,408,000 -   - -   -
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD 0.080   0.050   0.061   7,520,000 538,720 6,348,310 0.141   2016/04/21 0.033   2016/01/25 1,316,540,000 112,658,530 0.340   2015/04/24 0.058   2015/12/14
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.167   0.161   0.149   320,000 52,790 2,625,223 0.223   2016/04/21 0.093   2016/01/25 120,560,000 20,028,690 0.130   2015/12/16 0.115   2015/12/18
27391 Bank of East Asia - CSOP A50 ETF European Wts Dec 2016 A HKD 0.081   0.051   0.079   2,000,000 135,200 354,497 0.185   2016/01/05 0.044   2016/06/24 658,686,000 54,838,866 0.247   2015/12/04 0.246   2015/12/04
22355 Bank of East Asia - CSOP A50 ETF European Wts Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.234   2015/05/27 0.040   2015/08/17
26470 Bank of East Asia - Galaxy Ent European Warrants Dec 2016 A HKD 0.600   0.142   0.530   3,590,000 795,390 4,949,070 0.600   2016/11/22 0.046   2016/08/31 291,670,000 39,993,480 -   - -   -
14511 Bank of East Asia - Galaxy Ent European Warrants Jun 2017 A HKD 0.400   0.335   0.390   4,300,000 1,570,650 N/A 0.400   2016/11/29 0.335   2016/11/25 4,300,000 1,570,650 -   - -   -
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.215   0.138   0.179   58,300,000 10,558,550 N/A 0.215   2016/11/02 0.138   2016/11/17 58,300,000 10,558,550 -   - -   -
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.212   0.154   0.180   95,215,000 15,948,600 5,819,405 0.310   2016/08/03 0.117   2016/05/16 798,515,000 133,355,115 -   - -   -
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.152   0.091   0.104   15,340,000 1,788,390 N/A 0.152   2016/11/02 0.091   2016/11/21 15,340,000 1,788,390 -   - -   -
27555 Bank of East Asia - Great Wall Motor European Wts Mar 2017 A HKD 0.055   0.017   0.026   20,510,000 785,075 8,572,644 0.167   2016/07/29 0.017   2016/11/17 578,230,000 51,686,035 -   - -   -
25518 Bank of East Asia - HKEX European Warrants Dec 2016 A HKD 0.247   0.180   0.223   5,590,000 1,170,670 4,987,880 0.275   2016/09/20 0.121   2016/05/24 609,820,000 99,442,650 -   - -   -
28003 Bank of East Asia - HKEX European Warrants Feb 2017 A HKD 0.139   0.106   0.119   4,000,000 480,820 10,394,310 0.198   2016/09/09 0.083   2016/06/24 525,510,000 62,377,960 -   - -   -
21502 Bank of East Asia - HKEX European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.015   2016/04/21 0.015   2016/04/21 1,000,000 15,000 0.495   2015/05/26 0.037   2015/12/17
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD 0.028   0.028   0.039   200,000 5,600 22,533 0.056   2016/09/09 0.020   2016/05/24 8,540,000 250,280 0.173   2015/09/09 0.074   2015/12/04
22696 Bank of East Asia - HS H-SHARE European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.226   2015/06/10 0.026   2015/11/11
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 0.680   0.465   0.620   2,028,000 976,740 N/A 0.680   2016/11/22 0.455   2016/10/13 3,012,000 1,442,640 -   - -   -
11471 Bank of East Asia - Kingsoft European Warrants Mar 2017 A HKD 0.460   0.390   0.425   400,000 170,700 N/A 0.460   2016/11/21 0.290   2016/08/19 56,460,000 20,087,000 -   - -   -
20348 Bank of East Asia - Lenovo European Put Warrants Dec 2016 A HKD -   -   0.550   0 0 10,000 0.500   2016/08/19 0.365   2016/01/13 1,620,000 655,100 0.430   2015/08/24 0.126   2015/04/13
24940 Bank of East Asia - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 1,920 0.130   2016/02/04 0.014   2016/08/09 1,182,080,000 108,776,760 0.249   2015/11/26 0.114   2015/09/01
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD 0.028   0.022   0.024   1,000,000 24,400 53,890 0.165   2016/01/13 0.022   2016/11/09 22,260,000 1,906,140 0.249   2015/11/27 0.132   2015/09/29
29494 Bank of East Asia - Lenovo European Warrants Jan 2017 A HKD -   -   0.015   0 0 N/A 0.410   2016/07/21 0.117   2016/10/18 36,028,000 11,986,228 -   - -   -
18225 Bank of East Asia - Minsheng Bank European Warrants Dec 16 A HKD 0.117   0.084   0.087   4,085,000 441,815 3,457,190 0.122   2016/10/25 0.034   2016/05/24 477,540,000 31,060,095 0.400   2015/04/27 0.065   2015/12/14
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.260   0.235   0.236   5,985,000 1,487,245 2,423,235 0.285   2016/09/27 0.136   2016/02/15 279,275,000 48,733,805 -   - -   -
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.247   0.175   0.187   3,470,000 667,920 1,098,613 0.310   2016/09/09 0.068   2016/02/03 110,820,000 15,094,930 0.229   2015/10/26 0.163   2015/12/29
11469 Bank of East Asia - PICC European Warrants Mar 2017 A HKD 0.163   0.073   0.135   79,500,000 7,941,240 N/A 0.275   2016/09/07 0.073   2016/11/21 185,940,000 26,799,260 -   - -   -
19045 Bank of East Asia - Ping An European Warrants Dec 2016 A HKD 0.140   0.066   0.128   6,500,000 723,150 1,180,725 0.164   2016/01/04 0.026   2016/06/27 1,320,200,000 105,590,300 0.415   2015/04/21 0.101   2015/08/25
19636 Bank of East Asia - Ping An European Warrants Dec 2016 B HKD -   -   0.014   0 0 6,992 0.064   2016/01/05 0.020   2016/09/02 4,550,000 129,150 0.360   2015/05/26 0.046   2015/08/24
21499 Bank of East Asia - Ping An European Warrants Jan 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.233   2015/04/24 0.034   2015/12/07
28006 Bank of East Asia - Ping An European Warrants Nov 2016 A HKD 0.243   0.117   0.187   1,860,000 313,780 53,843 0.243   2016/11/10 0.117   2016/11/09 6,010,000 1,185,515 -   - -   -
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.255   0.215   0.194   628,000 140,936 276,610 0.485   2016/09/09 0.180   2016/05/16 21,788,000 6,125,492 -   - -   -
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.081   0.063   0.063   444,000 28,676 N/A 0.270   2016/09/09 0.063   2016/11/28 148,304,000 28,515,764 -   - -   -
16987 Bank of East Asia - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.010   2016/03/04 2,700,000 17,300 0.173   2015/03/24 0.010   2015/12/18
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD 0.320   0.315   0.315   200,000 63,500 466,563 0.370   2016/09/05 0.195   2016/04/08 426,465,000 95,060,230 -   - -   -
24719 Bank of East Asia - Tencent Holdings European Wts Dec 2016 A HKD -   -   0.590   0 0 171,550 0.770   2016/09/06 0.154   2016/02/12 188,540,000 34,702,470 0.325   2015/11/23 0.164   2015/09/29
24349 Bank of East Asia - Tencent Holdings European Wts Nov 2016 A HKD -   -   0.420   0 0 146,932 0.260   2016/06/07 0.087   2016/02/12 410,230,000 51,171,410 -   - -   -
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.196   0.132   0.136   30,440,000 4,610,510 N/A 0.275   2016/09/08 0.132   2016/11/30 33,210,000 5,285,910 -   - -   -
13585 Bank of East Asia - Yanzhou Coal European Wts Apr 2017 A HKD 0.990   0.475   0.490   15,216,000 11,021,490 N/A 1.140   2016/10/24 0.475   2016/11/18 32,182,000 27,096,930 -   - -   -
28004 Bank of East Asia - Yanzhou Coal European Wts Dec 2016 A HKD 0.520   0.038   0.105   9,230,000 1,334,616 4,552,694 0.700   2016/10/24 0.038   2016/11/18 110,314,000 27,316,162 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.300   0.255   0.241   1,610,000 437,050 1,482,712 0.320   2016/10/25 0.115   2016/01/07 188,900,000 32,105,302 -   - -   -
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.229   0.040   0.123   170,650,000 25,748,345 N/A 0.270   2016/08/16 0.040   2016/11/10 404,855,000 71,072,530 -   - -   -
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD 0.140   0.047   0.055   51,260,000 4,819,070 N/A 0.227   2016/08/10 0.047   2016/11/24 134,025,000 17,696,165 -   - -   -
27843 Bank of East Asia - ZTE European Warrants Feb 2017 A HKD 0.106   0.050   0.100   211,260,000 16,360,960 14,342,483 0.184   2016/08/17 0.050   2016/11/07 849,768,000 89,786,028 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12794 BNP Paribas Arbit Issu B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.178   0.150   0.153   21,975,000 3,574,610 N/A 0.305   2016/08/30 0.150   2016/11/09 85,050,000 18,925,310 -   - -   -
14240 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Aug 2017 A HKD 0.590   0.360   0.560   940,000 420,400 N/A 0.590   2016/11/30 0.360   2016/11/18 940,000 420,400 -   - -   -
25571 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 A HKD 0.080   0.031   0.076   24,514,000 1,106,613 4,488,932 0.121   2016/01/04 0.014   2016/10/28 4,656,955,000 295,273,947 0.178   2015/11/19 0.122   2015/09/29
23422 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 B HKD 0.031   0.022   0.053   560,000 16,050 2,905,365 0.122   2016/01/04 0.017   2016/10/19 3,469,973,000 214,164,029 0.146   2015/12/17 0.124   2015/12/14
21456 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2017 A HKD 0.013   0.013   0.014   30,000 390 5,232 0.042   2016/01/06 0.012   2016/10/17 79,961,000 2,459,398 0.330   2015/04/28 0.049   2015/12/31
12293 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2017 A HKD 0.265   0.185   0.260   11,189,000 2,366,816 5,989,421 0.265   2016/11/30 0.086   2016/02/29 994,685,000 121,764,209 0.720   2015/06/08 0.163   2015/08/24
26188 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2018 A HKD 0.225   0.164   0.210   2,170,000 428,470 8,793,189 0.225   2016/11/30 0.113   2016/06/28 3,683,716,000 549,983,122 -   - -   -
20734 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 A HKD -   -   0.010   0 0 0 0.011   2016/05/30 0.011   2016/05/30 750,000 8,250 0.249   2015/04/17 0.020   2015/12/23
12236 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 B HKD 0.940   0.500   0.910   1,091,100 659,599 N/A 0.940   2016/11/30 0.380   2016/10/27 9,116,500 4,887,059 -   - -   -
12544 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts May 2017 A HKD 0.315   0.162   0.280   38,632,400 8,217,344 N/A 0.315   2016/11/30 0.162   2016/11/18 38,632,400 8,217,344 -   - -   -
18425 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Nov 2016 A HKD -   -   0.010   0 0 7,854 0.061   2016/01/05 0.010   2016/07/07 166,464,600 5,537,353 0.430   2015/05/26 0.063   2015/08/25
28912 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Nov 2016 B HKD -   -   0.019   0 0 N/A 0.202   2016/08/16 0.034   2016/09/20 24,055,000 3,140,092 -   - -   -
11253 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2018 A HKD 0.097   0.068   0.091   128,510,000 10,365,515 11,238,376 0.152   2016/01/04 0.056   2016/09/26 4,289,743,000 420,605,159 0.550   2015/06/09 0.128   2015/08/25
12676 BNP Paribas Arbit Issu B.V. - Agile Ppt Euro Wt Nov 2018 A HKD -   -   0.018   0 0 102,133 0.055   2016/04/18 0.012   2016/05/13 71,752,000 1,631,626 0.176   2015/05/04 0.027   2015/08/26
27414 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jan17A HKD 0.340   0.290   0.365   300,000 92,000 1,055,690 0.590   2016/09/22 0.144   2016/06/13 15,104,000 6,334,140 -   - -   -
12382 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jun17A HKD -   -   0.260   0 0 N/A 0.315   2016/09/02 0.241   2016/08/16 11,300,000 3,041,400 -   - -   -
27418 BNP Paribas Arbit Issu B.V. - AIA European Wts Apr 2017 A HKD 0.193   0.076   0.077   243,862,000 34,636,852 80,525,759 0.445   2016/10/06 0.076   2016/11/30 2,328,112,000 562,093,428 -   - -   -
13300 BNP Paribas Arbit Issu B.V. - AIA European Wts Dec 2017 A HKD 0.126   0.078   0.081   118,810,000 10,531,998 N/A 0.295   2016/10/11 0.078   2016/11/21 856,468,000 170,875,366 -   - -   -
14496 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2018 A HKD 0.255   0.220   0.226   123,758,000 29,607,908 N/A 0.255   2016/11/28 0.220   2016/11/30 123,758,000 29,607,908 -   - -   -
27244 BNP Paribas Arbit Issu B.V. - AIA European Wts Jun 2017 A HKD 0.395   0.215   0.220   512,260,000 144,224,000 107,359,515 0.700   2016/10/06 0.215   2016/11/30 1,935,394,000 703,924,280 -   - -   -
12570 BNP Paribas Arbit Issu B.V. - AIA European Wts May 2017 A HKD 0.081   0.037   0.037   39,906,000 2,243,432 N/A 0.224   2016/10/11 0.037   2016/11/30 2,176,666,000 314,184,610 -   - -   -
28280 BNP Paribas Arbit Issu B.V. - BBMG European Wts Dec 2016 A HKD 0.074   0.037   0.073   23,990,000 1,359,730 1,236,802 0.156   2016/04/11 0.036   2016/06/28 195,240,000 13,470,080 0.590   2015/05/04 0.073   2015/12/14
15649 BNP Paribas Arbit Issu B.V. - BOCHK European Wts Dec 2016 A HKD 0.187   0.036   0.174   14,540,000 1,430,490 4,610,368 0.193   2016/09/13 0.024   2016/05/17 741,585,000 46,171,445 0.640   2015/07/20 0.081   2015/12/15
29026 BNP Paribas Arbit Issu B.V. - BOCHK European Wts May 2017 A HKD 0.400   0.290   0.470   80,000 27,600 N/A 0.460   2016/09/09 0.118   2016/06/28 298,705,000 70,902,470 -   - -   -
12838 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 A HKD 0.155   0.070   0.134   5,297,000 628,656 1,145,870 0.310   2016/09/09 0.054   2016/05/19 82,914,000 11,378,925 1.740   2015/04/28 0.247   2015/12/11
12818 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 B HKD 0.218   0.137   0.208   280,000 50,280 N/A 0.350   2016/09/21 0.137   2016/11/21 10,976,000 2,878,130 -   - -   -
26140 BNP Paribas Arbit Issu B.V. - BOCL European Wts Aug 2017 A HKD 0.340   0.241   0.325   73,153,000 19,651,075 6,341,977 0.520   2016/09/09 0.126   2016/05/13 193,444,000 51,455,757 -   - -   -
20362 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.034   2016/01/04 0.011   2016/04/25 1,511,000 47,107 0.770   2015/04/28 0.037   2015/12/18
20803 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.700   2015/04/16 0.020   2015/12/23
27721 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 A HKD 0.295   0.199   0.270   134,686,000 36,031,400 45,108,548 0.405   2016/09/08 0.138   2016/05/10 877,724,000 271,251,085 -   - -   -
13304 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 B HKD -   -   0.119   0 0 N/A 0.131   2016/10/27 0.127   2016/10/27 240,000 30,960 -   - -   -
28619 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jan 2017 A HKD 0.490   0.385   0.550   238,000 115,770 N/A 0.750   2016/09/07 0.226   2016/06/24 91,160,000 54,343,010 -   - -   -
11451 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2017 A HKD -   -   0.440   0 0 N/A 0.670   2016/09/09 0.275   2016/07/14 114,382,000 58,075,390 -   - -   -
12963 BNP Paribas Arbit Issu B.V. - BOCL European Wts Sep 2018 A HKD 0.226   0.178   0.203   5,530,000 1,043,130 N/A 0.360   2016/09/09 0.178   2016/11/22 132,601,000 39,180,323 -   - -   -
13241 BNP Paribas Arbit Issu B.V. - BYD European Wts Apr 2017 A HKD 0.235   0.079   0.085   131,820,000 21,376,485 N/A 0.480   2016/09/22 0.079   2016/11/22 363,565,000 104,408,705 -   - -   -
17881 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 A HKD 0.057   0.016   0.019   17,070,000 453,695 8,589,555 0.124   2016/09/07 0.016   2016/11/28 2,273,495,000 196,320,400 0.265   2015/06/04 0.054   2015/02/11
21703 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 B HKD 0.019   0.019   0.010   4,000,000 76,000 534,046 0.076   2016/03/29 0.019   2016/11/02 1,560,910,000 92,507,485 0.109   2015/11/10 0.064   2015/12/14
29013 BNP Paribas Arbit Issu B.V. - BYD European Wts Oct 2017 A HKD 0.117   0.073   0.079   236,400,000 21,895,300 N/A 0.155   2016/08/31 0.073   2016/11/17 1,152,650,000 137,210,250 -   - -   -
25257 BNP Paribas Arbit Issu B.V. - BYD European Wts Sep 2017 A HKD 0.131   0.123   0.123   600,000 74,900 32,763,417 0.212   2016/09/08 0.117   2016/01/29 3,306,550,000 481,329,550 -   - -   -
12250 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.207   0.158   0.209   1,992,000 351,334 N/A 0.315   2016/08/15 0.158   2016/11/09 4,798,000 974,286 -   - -   -
12546 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.100   0.068   0.091   32,972,000 2,844,182 N/A 0.119   2016/09/07 0.068   2016/11/09 100,766,000 9,472,020 -   - -   -
27624 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Dec 2016 A HKD -   -   0.019   0 0 14,880,522 0.138   2016/05/05 0.040   2016/08/05 1,279,126,000 119,067,568 -   - -   -
12815 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2017 A HKD 0.130   0.058   0.114   103,712,000 10,321,629 N/A 0.310   2016/09/09 0.058   2016/11/21 525,658,000 103,074,336 -   - -   -
26138 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.630   0.400   0.610   76,657,000 37,042,995 8,001,613 0.850   2016/09/22 0.123   2016/05/19 513,927,000 163,325,882 -   - -   -
11349 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.360   0.194   0.340   189,447,000 55,014,040 N/A 0.580   2016/09/09 0.194   2016/11/18 1,968,860,000 764,091,490 -   - -   -
20801 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.820   2015/04/17 0.020   2015/12/16
12381 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 B HKD 0.250   0.048   0.250   56,571,000 7,933,772 N/A 0.670   2016/09/09 0.048   2016/11/22 56,691,000 7,999,272 -   - -   -
27716 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.600   0.390   0.610   488,915,000 220,229,780 178,754,743 0.810   2016/09/22 0.161   2016/05/19 2,671,359,000 1,120,270,142 -   - -   -
12961 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.145   0.084   0.135   115,492,000 11,648,360 N/A 0.255   2016/09/09 0.084   2016/11/17 676,657,000 125,238,532 -   - -   -
24402 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2017 A HKD 0.275   0.108   0.246   99,776,000 20,197,375 51,387,031 0.570   2016/09/09 0.054   2016/05/24 1,927,240,000 423,959,863 0.425   2015/12/24 0.360   2015/12/30
12567 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.285   0.167   0.270   73,007,000 16,263,182 N/A 0.455   2016/09/09 0.167   2016/11/18 701,396,000 243,135,863 -   - -   -
28616 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Jan 2017 A HKD 0.800   0.540   0.800   1,068,000 767,080 N/A 1.180   2016/09/09 0.280   2016/06/13 445,550,000 149,211,425 -   - -   -
20361 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Nov 2016 A HKD -   -   0.010   0 0 1,400 0.021   2016/08/12 0.021   2016/08/12 400,000 8,400 0.750   2015/04/16 0.042   2015/12/09
13301 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.125   0.066   0.117   62,221,000 5,499,461 N/A 0.232   2016/09/22 0.066   2016/11/17 303,657,000 50,832,671 -   - -   -
21356 BNP Paribas Arbit Issu B.V. - Ch LongYuan Eu Wts Dec 2016 A HKD -   -   0.017   0 0 167,440 0.038   2016/06/07 0.012   2016/09/02 34,163,000 1,032,908 0.320   2015/05/26 0.058   2015/12/09
25661 BNP Paribas Arbit Issu B.V. - Ch Mobile Eu Put Wt Dec 2016 B HKD 0.230   0.185   0.235   6,600,000 1,425,600 1,385,264 0.330   2016/01/11 0.117   2016/10/11 178,185,000 43,684,410 0.275   2015/09/08 0.213   2015/09/22
19822 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2016 A HKD -   -   0.010   0 0 1,051,267 0.042   2016/07/27 0.010   2016/10/28 345,685,000 9,216,545 0.233   2015/04/21 0.042   2015/12/30
27306 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.111   0.072   0.084   1,285,750,000 122,897,900 135,068,575 0.182   2016/09/09 0.072   2016/11/28 8,460,500,000 1,022,151,950 -   - -   -
12573 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Feb 2017 A HKD 0.034   0.010   0.011   16,850,000 447,000 N/A 0.222   2016/09/09 0.010   2016/11/25 1,069,365,000 147,370,880 -   - -   -
21914 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 A HKD -   -   0.011   0 0 5,505 0.021   2016/01/04 0.010   2016/07/21 8,690,000 127,600 0.154   2015/05/08 0.024   2015/12/31
23925 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 B HKD 0.035   0.012   0.012   16,100,000 371,800 15,017,200 0.116   2016/09/09 0.012   2016/11/15 8,761,650,000 549,623,450 0.219   2015/07/21 0.093   2015/12/30
21531 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 A HKD 0.014   0.014   0.014   2,100,000 29,400 982,004 0.046   2016/08/01 0.014   2016/11/04 775,195,000 25,811,935 0.233   2015/04/27 0.049   2015/12/31
13892 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 B HKD 0.375   0.185   0.224   110,690,000 22,944,560 N/A 0.550   2016/10/20 0.185   2016/11/25 382,980,000 132,379,610 -   - -   -
21776 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 A HKD -   -   0.019   0 0 3,702 0.024   2016/01/29 0.014   2016/07/20 3,190,000 62,760 0.169   2015/05/05 0.030   2015/12/29
11869 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 B HKD 0.084   0.027   0.035   257,070,000 16,320,510 N/A 0.395   2016/08/15 0.027   2016/11/21 1,149,890,000 198,165,045 -   - -   -
25230 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts May 2017 A HKD 0.084   0.050   0.057   51,500,000 2,879,350 21,777,033 0.181   2016/09/09 0.050   2016/11/25 10,581,050,000 1,023,139,850 -   - -   -
15982 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Nov 2016 A HKD -   -   0.019   0 0 0 0.021   2016/01/19 0.019   2016/01/19 1,355,000 26,555 0.500   2015/04/27 0.033   2015/12/14
27246 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Nov 2016 B HKD -   -   0.010   0 0 5,480,733 0.700   2016/08/15 0.010   2016/10/25 224,675,000 86,667,205 -   - -   -
14243 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.470   0.360   0.410   158,870,000 65,129,575 N/A 0.470   2016/11/16 0.360   2016/11/25 158,870,000 65,129,575 -   - -   -
19603 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.108   0.061   0.094   412,480,000 38,048,220 22,520,250 0.125   2016/04/21 0.051   2016/10/05 2,118,160,000 165,974,990 0.550   2015/04/14 0.095   2015/12/30
20571 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Mar 2017 A HKD 0.020   0.012   0.015   2,160,000 40,120 43,635 0.055   2016/04/13 0.010   2016/09/12 52,530,000 1,528,730 0.520   2015/04/20 0.053   2015/12/30
11871 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD 0.265   0.140   0.152   231,240,000 44,655,915 N/A 0.265   2016/11/10 0.102   2016/08/19 817,720,000 138,022,630 -   - -   -
20020 BNP Paribas Arbit Issu B.V. - Ch State Con Eu Wts Nov 2016 A HKD -   -   0.010   0 0 579,196 0.191   2016/01/05 0.010   2016/10/04 190,146,000 10,553,474 0.460   2015/04/23 0.103   2015/08/25
25380 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.115   0.072   0.113   616,000 70,092 194,567 0.201   2016/03/30 0.066   2016/07/11 3,042,808,000 397,849,142 -   - -   -
14147 BNP Paribas Arbit Issu B.V. - China Cinda Eur Wts May 2017 A HKD -   -   0.019   0 0 0 0.033   2016/01/05 0.019   2016/01/12 6,100,000 154,400 0.168   2015/04/13 0.035   2015/12/30
21388 BNP Paribas Arbit Issu B.V. - China COSCO Euro Wt Aug 2017 A HKD -   -   0.019   0 0 20,128 0.054   2016/01/05 0.017   2016/09/28 8,274,000 211,088 0.400   2015/04/28 0.054   2015/12/29
12739 BNP Paribas Arbit Issu B.V. - China EB Ltd Eu Wt Dec 2016 A HKD -   -   0.010   0 0 593,840 0.285   2016/01/04 0.010   2016/10/27 101,096,000 8,391,486 1.560   2015/05/26 0.140   2015/08/25
13635 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2017 A HKD 0.230   0.051   0.230   919,530,000 75,669,890 N/A 0.230   2016/11/30 0.051   2016/11/09 1,553,490,000 137,508,230 -   - -   -
14495 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 A HKD 0.390   0.290   0.345   88,500,000 31,394,100 N/A 0.390   2016/11/28 0.290   2016/11/24 88,500,000 31,394,100 -   - -   -
27249 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Aug 2017 A HKD 0.410   0.148   0.400   32,750,000 8,496,420 28,723,537 0.410   2016/11/30 0.107   2016/07/08 1,708,100,000 288,329,840 -   - -   -
29182 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 A HKD 0.010   0.010   0.010   1,000 10 155,532 0.229   2016/01/04 0.010   2016/11/22 222,054,000 15,457,354 1.440   2015/05/26 0.237   2015/12/14
26425 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 B HKD 0.480   0.091   0.460   12,480,000 1,995,670 20,638,803 0.480   2016/11/28 0.066   2016/07/08 2,988,700,000 548,938,460 -   - -   -
13238 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2018 A HKD 0.290   0.111   0.250   479,710,000 78,552,930 N/A 0.290   2016/11/28 0.111   2016/11/09 882,750,000 160,510,220 -   - -   -
14599 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2018 A HKD 0.265   0.223   0.231   33,570,000 8,271,790 N/A 0.265   2016/11/28 0.223   2016/11/29 33,570,000 8,271,790 -   - -   -
25775 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jul 2017 A HKD 0.189   0.045   0.166   82,280,000 7,538,990 6,955,912 0.250   2016/01/25 0.039   2016/07/08 4,872,970,000 714,183,920 -   - -   -
27974 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Mar 2017 A HKD 0.590   0.218   0.570   5,830,000 2,034,100 90,674,983 0.590   2016/11/25 0.142   2016/07/08 3,077,360,000 611,364,730 -   - -   -
13235 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2017 A HKD 0.170   0.040   0.156   324,340,000 20,013,770 N/A 0.189   2016/09/22 0.040   2016/11/09 1,097,250,000 122,780,000 -   - -   -
25886 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2016 A HKD -   -   0.010   0 0 2,350,140 0.157   2016/01/29 0.010   2016/10/14 1,333,930,000 117,589,520 -   - -   -
27247 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2016 B HKD -   -   0.035   0 0 38,679,870 0.265   2016/09/22 0.028   2016/07/08 6,173,350,000 504,849,500 -   - -   -
12731 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2018 A HKD 0.380   0.150   0.340   491,640,000 104,182,800 N/A 0.380   2016/11/28 0.150   2016/11/09 2,029,500,000 461,190,820 -   - -   -
14242 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 A HKD 0.400   0.200   0.385   264,070,000 60,603,060 N/A 0.400   2016/11/25 0.200   2016/11/15 264,070,000 60,603,060 -   - -   -
11405 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Sep 2017 A HKD 0.630   0.295   0.590   27,010,000 14,455,700 N/A 0.630   2016/11/28 0.238   2016/08/04 365,990,000 127,621,440 -   - -   -
12926 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Dec 2017A HKD 0.133   0.069   0.069   230,784,000 18,215,126 N/A 0.325   2016/09/09 0.069   2016/11/30 532,098,000 101,186,378 -   - -   -
15696 BNP Paribas Arbit Issu B.V. - China Unicom Euro Wt Dec 2016A HKD -   -   0.010   0 0 0 0.032   2016/01/05 0.019   2016/04/20 21,894,000 599,358 0.250   2015/04/20 0.034   2015/12/31
28067 BNP Paribas Arbit Issu B.V. - CICC European Warrants Mar 17A HKD 0.126   0.088   0.090   18,104,000 1,829,296 902,042 0.275   2016/05/23 0.088   2016/11/21 37,200,000 5,667,444 -   - -   -
27717 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Mar 2017 A HKD 0.115   0.110   0.105   1,800,000 200,900 2,693,337 0.350   2016/09/22 0.110   2016/11/29 113,825,000 26,362,203 -   - -   -
21381 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2016 A HKD -   -   0.019   0 0 0 0.045   2016/01/12 0.025   2016/04/11 1,200,000 41,200 0.360   2015/05/04 0.105   2015/11/27
28746 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.178   0.154   0.212   1,120,000 188,900 384,580 0.270   2016/01/12 0.154   2016/11/09 18,150,000 3,489,210 0.560   2015/05/05 0.300   2015/07/07
27308 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2016 A HKD 0.010   0.010   0.010   735,000 7,350 4,512,518 0.212   2016/04/14 0.010   2016/11/18 860,810,000 76,902,405 -   - -   -
13102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.194   0.133   0.182   261,380,000 42,689,245 N/A 0.220   2016/09/22 0.133   2016/11/09 929,060,000 163,653,900 -   - -   -
12426 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jun 2017 A HKD 0.165   0.112   0.150   675,605,000 94,744,085 N/A 0.260   2016/09/09 0.112   2016/11/09 2,224,050,000 377,729,865 -   - -   -
11249 BNP Paribas Arbit Issu B.V. - CKH Euro Wts Apr 2018 A HKD 0.280   0.239   0.255   410,000 100,000 2,859,491 0.365   2016/09/09 0.143   2016/07/06 693,620,000 191,604,045 0.530   2015/06/05 0.097   2015/01/08
28457 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 A HKD 0.540   0.540   0.530   45,000 24,300 2,924,896 0.710   2016/09/05 0.310   2016/07/06 57,615,000 25,739,150 0.980   2015/06/04 0.201   2015/01/09
13101 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 B HKD 0.079   0.029   0.030   15,060,000 732,585 N/A 0.215   2016/09/13 0.029   2016/11/30 435,190,000 59,213,240 -   - -   -
22727 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 A HKD -   -   0.010   0 0 25,825 0.061   2016/01/05 0.010   2016/09/22 655,195,000 24,023,385 0.214   2015/06/23 0.054   2015/12/14
27976 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 B HKD 0.021   0.019   0.019   60,000 1,200 21,586,577 0.395   2016/09/09 0.019   2016/11/02 918,065,000 159,810,385 -   - -   -
11222 BNP Paribas Arbit Issu B.V. - CKH European Wts Feb 2017 A HKD 0.580   0.260   0.270   2,570,000 1,191,750 N/A 1.030   2016/09/08 0.213   2016/07/06 434,910,000 167,481,840 -   - -   -
16667 BNP Paribas Arbit Issu B.V. - CKH European Wts Jan 2017 A HKD -   -   0.310   0 0 1,061,527 0.490   2016/09/09 0.164   2016/07/08 101,520,000 34,104,010 0.560   2015/07/30 0.116   2015/01/09
14571 BNP Paribas Arbit Issu B.V. - CKH European Wts Jun 2017 A HKD 0.233   0.229   0.210   600,000 138,500 N/A 0.233   2016/11/25 0.229   2016/11/25 600,000 138,500 -   - -   -
27039 BNP Paribas Arbit Issu B.V. - CKP European Warrants Nov 16 A HKD -   -   0.163   0 0 4,039,429 0.670   2016/09/09 0.130   2016/10/26 116,955,000 39,602,380 -   - -   -
12379 BNP Paribas Arbit Issu B.V. - CKP European Wts Apr 2017 A HKD 0.285   0.048   0.071   111,905,000 18,958,330 N/A 0.425   2016/09/09 0.048   2016/11/17 301,980,000 72,934,400 -   - -   -
11711 BNP Paribas Arbit Issu B.V. - CKP European Wts Mar 2017 A HKD 0.475   0.092   0.130   28,800,000 4,862,835 N/A 0.660   2016/09/09 0.092   2016/11/18 151,825,000 69,660,610 -   - -   -
12526 BNP Paribas Arbit Issu B.V. - CMS European Warrants Jan 17 A HKD 0.168   0.086   0.134   24,705,000 3,005,129 4,160,539 0.255   2016/09/22 0.065   2016/02/04 245,995,000 32,112,139 0.550   2015/04/13 0.075   2015/09/02
17556 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Dec 2016 A HKD -   -   0.010   0 0 138 0.034   2016/04/22 0.014   2016/01/27 16,080,000 476,280 0.187   2015/04/27 0.024   2015/11/20
13828 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jul 2017 A HKD 0.315   0.157   0.239   65,976,000 15,378,615 N/A 0.510   2016/10/24 0.157   2016/11/09 106,072,000 30,009,100 -   - -   -
11870 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jun 2018 A HKD 0.144   0.099   0.123   380,920,000 46,077,040 N/A 0.208   2016/10/11 0.099   2016/11/09 920,620,000 137,177,610 -   - -   -
27478 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Nov 2016 A HKD -   -   0.010   0 0 1,981,479 0.710   2016/04/22 0.010   2016/10/26 91,729,000 26,720,923 -   - -   -
20211 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.065   0.056   0.058   7,340,000 445,900 1,356,354 0.159   2016/04/12 0.056   2016/11/11 116,240,000 10,620,796 0.370   2015/05/05 0.101   2015/12/14
22063 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Mar 2017 A HKD -   -   0.019   0 0 156,886 0.065   2016/05/09 0.042   2016/07/25 27,680,000 1,483,418 0.265   2015/05/26 0.132   2015/07/09
20659 BNP Paribas Arbit Issu B.V. - COSCO Ship Euro Wts Sep 2017A HKD 0.037   0.024   0.031   35,510,000 1,097,002 1,520,027 0.144   2016/01/08 0.024   2016/11/09 310,030,000 17,987,954 0.420   2015/04/20 0.151   2015/12/30
17502 BNP Paribas Arbit Issu B.V. - CRCC European Wts Dec 2017 A HKD 0.350   0.206   0.295   104,935,000 32,089,195 36,485,243 0.350   2016/11/29 0.112   2016/01/26 2,364,475,000 508,945,355 0.890   2015/04/27 0.285   2015/12/30
11251 BNP Paribas Arbit Issu B.V. - CRRC European Wts Dec 2018 A HKD 0.115   0.067   0.105   17,470,000 1,569,024 717,821 0.310   2016/01/04 0.067   2016/11/03 51,772,000 5,938,042 1.200   2015/04/20 0.260   2015/08/25
12545 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2017 A HKD 0.097   0.057   0.101   1,190,000 78,796 N/A 0.097   2016/11/28 0.057   2016/11/18 1,190,000 78,796 -   - -   -
21463 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.016   0 0 5,092 0.057   2016/01/05 0.016   2016/10/14 493,868,000 18,591,238 0.445   2015/06/09 0.067   2015/12/31
13888 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 0.740   0.510   0.670   2,390,000 1,520,350 N/A 0.740   2016/11/30 0.510   2016/11/22 2,390,000 1,520,350 -   - -   -
21753 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.247   2015/04/30 0.025   2015/08/25
23425 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 A HKD 0.010   0.010   0.010   624,000 6,240 1,587,233 0.107   2016/01/04 0.010   2016/11/29 4,679,402,000 284,179,882 0.150   2015/12/23 0.106   2015/12/14
25654 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 B HKD 0.085   0.033   0.067   19,568,000 942,472 9,833,382 0.126   2016/04/05 0.033   2016/11/18 8,407,466,000 823,194,646 -   - -   -
12248 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Mar 2017 A HKD 0.560   0.260   0.475   10,441,600 3,664,651 N/A 0.830   2016/08/16 0.069   2016/09/05 16,684,000 7,711,783 -   - -   -
28908 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD 0.265   0.255   0.255   240,000 61,400 N/A 0.265   2016/11/29 0.183   2016/06/28 840,000 181,520 -   - -   -
11252 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.143   0.106   0.134   103,866,000 12,078,702 7,900,238 0.228   2016/01/04 0.106   2016/11/18 3,965,582,000 620,606,886 0.720   2015/06/08 0.163   2015/08/25
28904 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.143   0.107   0.133   53,550,000 6,435,808 N/A 0.144   2016/08/16 0.107   2016/11/18 358,940,000 43,669,602 -   - -   -
19818 BNP Paribas Arbit Issu B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.099   0 0 0 0.141   2016/02/22 0.109   2016/02/15 690,000 91,470 0.212   2015/02/24 0.050   2015/09/15
10394 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Dec 2016 B HKD 0.395   0.082   0.330   3,640,000 1,036,580 735,952 0.395   2016/11/24 0.082   2016/11/09 20,790,000 4,415,710 -   - -   -
10407 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Mar 2017 B HKD 0.260   0.076   0.219   18,430,000 3,268,300 N/A 0.260   2016/11/24 0.076   2016/11/09 20,690,000 3,623,550 -   - -   -
10393 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Dec 2016 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10406 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Mar 2017 A HKD 0.132   0.036   0.041   36,540,000 1,910,590 N/A 0.250   2016/08/19 0.036   2016/11/29 49,210,000 3,712,370 -   - -   -
22207 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts Jan 2017 A HKD 0.010   0.010   0.010   30,000 300 103,408 0.165   2016/01/04 0.010   2016/11/29 51,750,000 3,852,820 0.210   2015/05/27 0.079   2015/07/07
20657 BNP Paribas Arbit Issu B.V. - GAC European Warrants Dec 17 A HKD 0.315   0.275   0.300   11,910,000 3,516,400 10,058,887 0.495   2016/09/09 0.168   2016/01/20 222,066,000 74,624,898 0.395   2015/04/13 0.112   2015/09/04
12639 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.041   2015/01/28 0.010   2015/10/12
11945 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 B HKD 1.120   0.620   1.180   310,000 215,800 N/A 1.120   2016/11/22 0.224   2016/08/31 106,010,000 38,867,230 -   - -   -
13836 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.430   0.161   0.425   286,120,000 61,655,030 N/A 0.430   2016/11/30 0.150   2016/10/24 359,490,000 74,796,860 -   - -   -
13104 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 0.740   0.425   0.780   28,340,000 17,140,750 N/A 0.740   2016/11/29 0.295   2016/09/12 344,810,000 134,900,350 -   - -   -
13629 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2017 A HKD 0.710   0.310   0.720   66,640,000 36,509,700 N/A 0.710   2016/11/22 0.230   2016/10/24 449,000,000 147,267,990 -   - -   -
14573 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.320   0.250   0.315   77,850,000 21,232,450 N/A 0.320   2016/11/29 0.250   2016/11/25 77,850,000 21,232,450 -   - -   -
10397 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Dec16B HKD 0.770   0.570   0.580   1,020,000 781,700 2,818,897 0.840   2016/10/13 0.190   2016/05/26 43,260,000 17,225,270 -   - -   -
10405 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Mar17B HKD 0.246   0.130   0.131   14,740,000 2,341,340 N/A 0.310   2016/10/13 0.081   2016/09/07 62,590,000 11,799,900 -   - -   -
10396 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Dec16A HKD -   -   0.010   0 0 2,210,260 0.345   2016/06/23 0.010   2016/09/14 145,570,000 13,402,560 -   - -   -
10421 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Jun 2017A HKD 0.300   0.232   0.250   7,340,000 1,937,530 N/A 0.300   2016/11/04 0.232   2016/11/29 7,340,000 1,937,530 -   - -   -
10404 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Mar 2017A HKD 0.032   0.015   0.017   15,400,000 363,630 N/A 0.250   2016/07/15 0.015   2016/11/29 80,220,000 3,587,930 -   - -   -
13205 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Apr 2017 A HKD 0.680   0.500   0.690   2,415,000 1,383,150 N/A 1.480   2016/10/25 0.445   2016/09/14 78,805,000 51,254,300 -   - -   -
13839 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Aug 2017 A HKD 0.920   0.500   0.730   31,830,000 22,104,000 N/A 1.390   2016/10/25 0.500   2016/11/17 48,175,000 39,930,350 -   - -   -
10383 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Dec 16 B HKD 0.015   0.015   0.015   100,000 1,500 775,445 0.208   2016/03/24 0.015   2016/11/09 62,460,000 6,834,260 -   - -   -
10410 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Mar 17 B HKD 0.315   0.177   0.295   3,550,000 872,450 N/A 0.315   2016/11/25 0.177   2016/11/09 11,890,000 2,863,800 -   - -   -
10382 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2016 A HKD 0.085   0.011   0.015   16,860,000 949,980 4,102,312 0.280   2016/07/06 0.011   2016/11/23 169,320,000 31,461,070 -   - -   -
10409 BNP Paribas Arbit Issu B.V. - Gold European Wts Mar 2017 A HKD 0.117   0.035   0.037   27,310,000 2,040,800 N/A 0.186   2016/08/24 0.035   2016/11/25 33,680,000 2,835,810 -   - -   -
27625 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Feb 2017 A HKD 0.104   0.054   0.095   73,432,000 5,630,428 38,049,329 0.196   2016/04/27 0.054   2016/11/09 2,893,156,000 353,559,784 -   - -   -
13305 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Sep 2017 A HKD 0.144   0.093   0.131   422,364,000 50,179,048 N/A 0.148   2016/09/22 0.093   2016/11/09 1,209,624,000 146,065,704 -   - -   -
20215 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/07 0.010   2016/04/13 1,330,000 16,360 0.490   2015/05/26 0.057   2015/10/02
12672 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2017 A HKD 0.138   0.036   0.033   129,680,000 12,255,718 6,606,701 0.138   2016/11/01 0.036   2016/11/24 989,823,000 67,228,037 0.275   2015/04/29 0.091   2015/12/14
27413 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Dec 2016 B HKD 0.019   0.010   0.010   3,870,000 61,470 70,305,633 0.260   2016/05/24 0.010   2016/11/11 6,718,610,000 952,761,290 -   - -   -
11021 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 C HKD 0.086   0.055   0.058   1,022,080,000 67,091,490 N/A 0.275   2016/06/24 0.055   2016/11/28 6,750,750,000 871,078,930 -   - -   -
13691 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 D HKD 0.192   0.141   0.151   1,192,300,000 190,761,200 N/A 0.206   2016/10/13 0.141   2016/11/28 2,200,250,000 374,695,640 -   - -   -
26689 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Nov 2016 A HKD -   -   0.010   0 0 8,635,347 0.168   2016/03/09 0.010   2016/09/06 8,015,910,000 690,559,160 -   - -   -
27035 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 A HKD 0.233   0.189   0.201   8,790,000 1,889,130 225,569,240 0.305   2016/04/28 0.148   2016/05/24 9,475,510,000 1,733,419,280 -   - -   -
13636 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 B HKD 0.140   0.113   0.112   1,275,210,000 156,690,150 N/A 0.187   2016/10/11 0.113   2016/11/25 1,616,270,000 216,503,240 -   - -   -
14279 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2016 A HKD 0.031   0.010   0.010   26,320,000 358,370 33,434,345 0.184   2016/01/04 0.010   2016/11/21 9,421,600,000 660,038,440 0.325   2015/11/09 0.155   2015/12/14
21139 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 A HKD 0.040   0.028   0.028   6,915,000 210,639 887,083 0.083   2016/01/04 0.028   2016/11/30 1,107,246,000 47,056,987 0.610   2015/04/23 0.073   2015/12/15
12468 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 B HKD 0.233   0.195   0.205   525,820,000 113,742,510 N/A 0.300   2016/09/22 0.179   2016/08/19 1,856,270,000 412,940,750 -   - -   -
26688 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jan 2017 A HKD 0.209   0.139   0.161   46,060,000 7,550,790 36,079,332 0.290   2016/04/25 0.100   2016/06/24 6,534,190,000 1,042,130,520 -   - -   -
24396 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 A HKD 0.176   0.130   0.138   477,680,000 74,295,710 155,128,712 0.265   2016/01/04 0.106   2016/05/26 15,047,740,000 2,138,776,830 0.295   2015/12/28 0.260   2015/12/22
27732 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 B HKD 0.078   0.049   0.051   548,820,000 34,377,530 70,790,413 0.126   2016/09/09 0.049   2016/11/09 4,988,870,000 446,234,400 -   - -   -
11925 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 A HKD 0.152   0.101   0.128   72,400,000 9,047,560 N/A 0.228   2016/09/09 0.101   2016/11/09 2,619,770,000 330,433,980 -   - -   -
13297 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 B HKD 0.310   0.191   0.191   936,000 208,744 N/A 0.710   2016/09/22 0.191   2016/11/30 118,916,000 74,259,774 -   - -   -
13379 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 C HKD 0.096   0.059   0.059   682,400,000 50,063,120 N/A 0.162   2016/09/22 0.059   2016/11/30 2,887,860,000 325,150,730 -   - -   -
13009 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2018 A HKD 0.238   0.205   0.216   325,390,000 74,087,500 N/A 0.305   2016/09/22 0.205   2016/11/09 476,150,000 112,501,090 -   - -   -
13637 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2017 A HKD 0.131   0.110   0.110   1,223,330,000 146,156,950 N/A 0.179   2016/10/11 0.110   2016/11/30 1,766,380,000 226,703,730 -   - -   -
27038 BNP Paribas Arbit Issu B.V. - HLand Dev Euro Wts Nov 2016 A HKD -   -   0.020   0 0 3,153,698 0.345   2016/07/26 0.014   2016/10/20 107,920,000 22,308,630 -   - -   -
22498 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Apr 2017 A HKD -   -   0.013   0 0 250 0.015   2016/08/23 0.015   2016/08/23 100,000 1,500 0.228   2015/06/04 0.015   2015/12/01
11707 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Feb 2017 A HKD 0.410   0.150   0.335   118,620,000 33,474,524 N/A 0.840   2016/09/09 0.150   2016/11/18 362,558,000 144,232,654 -   - -   -
21011 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Jan 2017 A HKD -   -   0.010   0 0 700 0.020   2016/01/05 0.010   2016/09/14 9,080,000 99,160 0.300   2015/04/17 0.010   2015/12/24
12543 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts May 2017 A HKD 0.175   0.123   0.196   7,468,000 1,024,420 N/A 0.425   2016/09/08 0.123   2016/11/17 16,788,000 4,318,720 -   - -   -
28919 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Nov 2016 A HKD -   -   0.019   0 0 N/A 0.445   2016/09/09 0.022   2016/10/25 1,742,526,000 259,166,368 -   - -   -
13306 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD 0.146   0.129   0.189   7,476,000 1,059,840 N/A 0.146   2016/11/16 0.129   2016/11/17 7,476,000 1,059,840 -   - -   -
13152 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Apr 2017 B HKD 0.193   0.081   0.083   934,564,000 107,720,828 N/A 0.290   2016/09/14 0.081   2016/11/28 1,626,912,000 268,198,328 -   - -   -
11221 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Feb 2017 B HKD 0.014   0.011   0.010   180,000 2,220 N/A 0.295   2016/07/06 0.011   2016/11/08 161,584,000 20,806,772 -   - -   -
12220 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Mar 2017 A HKD 0.074   0.025   0.025   152,612,000 8,189,044 N/A 0.190   2016/08/11 0.025   2016/11/30 1,105,684,000 94,226,196 -   - -   -
11594 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 A HKD 0.800   0.470   0.710   404,000 259,120 N/A 0.800   2016/11/28 0.211   2016/08/03 620,944,000 194,050,188 -   - -   -
13299 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 C HKD 0.160   0.062   0.124   277,064,000 34,915,336 N/A 0.183   2016/09/22 0.062   2016/11/09 1,200,820,000 141,251,300 -   - -   -
14506 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 D HKD 0.249   0.202   0.212   11,728,000 2,494,624 N/A 0.249   2016/11/28 0.202   2016/11/30 11,728,000 2,494,624 -   - -   -
28778 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2016 A HKD 0.670   0.320   0.660   3,304,000 2,128,740 N/A 0.670   2016/11/28 0.064   2016/06/28 1,966,960,000 253,660,168 -   - -   -
11499 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 A HKD 0.930   0.670   0.910   944,000 826,640 N/A 0.930   2016/11/21 0.380   2016/07/20 55,480,000 25,079,620 -   - -   -
12966 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 B HKD 0.265   0.146   0.238   298,232,000 65,472,072 N/A 0.280   2016/09/22 0.146   2016/11/09 548,680,000 122,816,500 -   - -   -
11219 BNP Paribas Arbit Issu B.V. - HSBC European Wts Feb 2017 A HKD 1.300   1.300   1.320   100,000 130,000 N/A 1.300   2016/11/11 0.290   2016/07/06 296,652,000 130,189,720 -   - -   -
25776 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2017 A HKD 0.285   0.126   0.250   51,296,000 11,308,636 22,546,623 0.285   2016/11/23 0.052   2016/07/06 1,783,488,000 290,359,504 -   - -   -
27245 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jun 2017 A HKD 1.100   0.720   1.010   2,300,000 2,159,960 41,876,640 1.100   2016/11/15 0.208   2016/06/24 935,000,000 309,377,540 -   - -   -
12376 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2017 B HKD 0.410   0.220   0.320   228,636,000 70,225,296 N/A 0.455   2016/09/06 0.191   2016/08/16 603,432,000 185,959,880 -   - -   -
13022 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2018 A HKD 0.285   0.151   0.260   71,568,000 14,949,156 N/A 0.285   2016/11/23 0.151   2016/11/09 158,484,000 34,079,812 -   - -   -
27041 BNP Paribas Arbit Issu B.V. - HSCEI Euro Put Wts Dec 2016 B HKD 0.019   0.010   0.010   14,450,000 234,500 640,255 0.170   2016/05/13 0.010   2016/11/11 176,260,000 10,866,890 -   - -   -
26494 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2016 A HKD 0.219   0.102   0.204   9,570,000 1,428,820 1,742,182 0.280   2016/09/09 0.072   2016/05/16 317,460,000 45,620,820 -   - -   -
13206 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2017 A HKD 0.116   0.072   0.117   1,660,000 168,100 N/A 0.116   2016/11/28 0.072   2016/11/09 1,700,000 171,940 -   - -   -
27040 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Jun 2017 A HKD 0.123   0.112   0.139   230,000 27,230 1,064,540 0.168   2016/08/16 0.068   2016/07/08 240,890,000 29,156,680 -   - -   -
27816 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Nov 2016 A HKD 0.080   0.021   0.077   7,340,000 332,750 961,703 0.229   2016/09/09 0.021   2016/11/21 69,970,000 5,958,040 -   - -   -
12542 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Apr 2017 B HKD 0.200   0.105   0.110   2,214,630,000 310,296,510 N/A 0.200   2016/11/09 0.101   2016/10/25 6,692,300,000 950,720,880 -   - -   -
27358 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2016 B HKD 0.025   0.011   0.010   12,920,000 206,800 35,780,852 0.260   2016/05/19 0.011   2016/11/10 2,016,460,000 240,572,410 -   - -   -
28376 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 B HKD 0.042   0.011   0.012   42,210,000 1,042,620 33,507,800 0.239   2016/06/24 0.011   2016/11/30 1,656,030,000 201,046,800 -   - -   -
28610 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 D HKD 0.077   0.026   0.026   115,290,000 4,682,870 N/A 0.330   2016/06/24 0.026   2016/11/30 2,547,390,000 423,574,190 -   - -   -
11758 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 E HKD 0.174   0.073   0.080   2,393,570,000 268,827,000 N/A 0.250   2016/08/03 0.070   2016/10/11 9,156,640,000 1,265,469,630 -   - -   -
11389 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 B HKD 0.060   0.014   0.014   494,170,000 15,650,950 N/A 0.167   2016/07/12 0.014   2016/11/30 2,270,880,000 162,608,120 -   - -   -
11390 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 C HKD 0.041   0.015   0.014   225,700,000 4,981,090 N/A 0.107   2016/07/14 0.015   2016/11/21 1,066,100,000 49,052,950 -   - -   -
14494 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12730 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 A HKD 0.235   0.140   0.146   2,207,230,000 379,982,510 N/A 0.235   2016/11/09 0.130   2016/10/11 6,307,220,000 1,048,184,380 -   - -   -
13841 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28385 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 C HKD 0.060   0.022   0.023   331,470,000 11,122,700 16,784,648 0.146   2016/07/12 0.022   2016/11/28 1,489,370,000 100,707,890 -   - -   -
13203 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 E HKD 0.325   0.198   0.212   2,021,320,000 460,523,590 N/A 0.325   2016/11/09 0.166   2016/10/11 6,465,600,000 1,385,351,760 -   - -   -
13018 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts May 2017 B HKD 0.300   0.190   0.201   2,039,530,000 453,355,430 N/A 0.300   2016/11/09 0.050   2016/10/20 7,186,060,000 1,526,452,820 -   - -   -
11587 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Nov 2016 B HKD 0.027   0.010   0.010   66,040,000 1,057,740 N/A 0.076   2016/08/04 0.010   2016/11/17 373,680,000 8,949,220 -   - -   -
12540 BNP Paribas Arbit Issu B.V. - HSI European Wts Apr 2017 A HKD 0.157   0.069   0.098   2,290,720,000 230,028,690 N/A 0.295   2016/09/09 0.069   2016/11/18 9,566,710,000 1,702,926,820 -   - -   -
12627 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 A HKD 0.147   0.080   0.106   1,037,730,000 100,323,010 N/A 0.270   2016/09/09 0.080   2016/11/18 5,529,300,000 1,013,144,910 -   - -   -
13308 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27352 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 A HKD 0.355   0.355   0.405   10,000 3,550 93,737,067 0.550   2016/09/12 0.128   2016/05/13 2,690,150,000 576,037,310 -   - -   -
28368 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
11383 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 D HKD -   -   0.330   0 0 N/A 0.570   2016/09/09 0.226   2016/07/14 311,500,000 73,036,250 -   - -   -
28375 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 A HKD -   -   0.395   0 0 49,925,603 0.445   2016/08/15 0.181   2016/06/24 1,358,020,000 299,553,620 -   - -   -
28603 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 C HKD 0.395   0.340   0.345   420,000 149,850 N/A 0.485   2016/09/30 0.142   2016/06/24 1,913,790,000 388,798,310 -   - -   -
11388 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 A HKD 0.325   0.177   0.245   1,753,380,000 371,907,710 N/A 0.500   2016/09/09 0.158   2016/07/12 5,278,890,000 1,151,148,180 -   - -   -
11927 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 D HKD 0.170   0.060   0.094   1,385,100,000 154,247,860 N/A 0.310   2016/09/09 0.060   2016/11/18 11,626,080,000 2,212,116,690 -   - -   -
14493 BNP Paribas Arbit Issu B.V. - HSI European Wts Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13202 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 B HKD 0.099   0.048   0.065   931,340,000 65,574,860 N/A 0.167   2016/10/11 0.048   2016/11/18 2,358,810,000 247,386,830 -   - -   -
13840 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25271 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 A HKD 0.237   0.134   0.175   1,848,110,000 297,906,700 195,269,000 0.340   2016/09/09 0.062   2016/05/13 8,785,900,000 1,495,810,770 0.360   2015/11/04 0.198   2015/09/29
28384 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 B HKD 0.480   0.375   0.445   1,460,000 588,550 2,456,500 0.550   2016/10/20 0.242   2016/07/08 57,850,000 14,739,000 -   - -   -
13019 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 D HKD 0.116   0.044   0.064   1,738,005,000 126,842,985 N/A 0.246   2016/09/09 0.044   2016/11/18 7,057,535,000 1,019,998,905 -   - -   -
11757 BNP Paribas Arbit Issu B.V. - HSI European Wts May 2017 A HKD 0.228   0.123   0.161   2,745,590,000 451,715,810 N/A 0.345   2016/09/09 0.123   2016/11/18 8,937,560,000 1,816,121,700 -   - -   -
11384 BNP Paribas Arbit Issu B.V. - HSI European Wts Nov 2016 A HKD 0.285   0.151   0.210   624,810,000 142,925,810 N/A 0.430   2016/09/09 0.129   2016/07/12 6,616,050,000 1,344,253,770 -   - -   -
13310 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2017 A HKD 0.102   0.055   0.073   813,450,000 59,461,780 N/A 0.182   2016/09/22 0.055   2016/11/18 2,909,740,000 335,813,560 -   - -   -
20620 BNP Paribas Arbit Issu B.V. - Huaneng Euro Wts Nov 2016 A HKD -   -   0.019   0 0 0 0.049   2016/01/08 0.027   2016/04/15 57,480,000 1,891,920 0.202   2015/08/28 0.071   2015/11/19
26139 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 A HKD 0.470   0.280   0.450   225,914,000 74,750,455 33,101,287 0.740   2016/09/09 0.120   2016/05/18 1,147,735,000 338,069,559 -   - -   -
11350 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 B HKD 0.280   0.157   0.255   83,712,000 21,154,576 N/A 0.500   2016/09/22 0.157   2016/11/18 1,481,013,000 530,267,854 -   - -   -
12425 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 A HKD 0.295   0.177   0.275   227,253,000 57,399,004 N/A 0.520   2016/09/09 0.177   2016/11/18 1,169,679,000 431,122,844 -   - -   -
12962 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 B HKD 0.104   0.069   0.100   96,712,000 8,198,524 N/A 0.224   2016/09/09 0.069   2016/11/18 381,021,000 63,263,198 -   - -   -
28614 BNP Paribas Arbit Issu B.V. - ICBC European Wts Jan 2017 A HKD 0.680   0.480   0.780   476,000 315,880 N/A 1.050   2016/08/23 0.239   2016/06/16 430,212,000 245,963,163 -   - -   -
12817 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2017 A HKD 0.066   0.035   0.061   55,440,000 2,540,048 N/A 0.260   2016/09/22 0.035   2016/11/18 155,434,000 23,903,373 -   - -   -
12569 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2018 A HKD 0.209   0.127   0.192   7,156,000 1,189,150 N/A 0.380   2016/09/22 0.127   2016/11/18 383,005,000 120,704,202 -   - -   -
24399 BNP Paribas Arbit Issu B.V. - ICBC European Wts May 2017 A HKD 0.186   0.091   0.164   14,772,000 2,160,240 70,205,002 0.400   2016/09/09 0.053   2016/05/20 1,793,565,000 490,953,403 0.410   2015/12/24 0.325   2015/12/31
12146 BNP Paribas Arbit Issu B.V. - Jiangxi Copper Eu Wt Nov 2016A HKD -   -   0.018   0 0 239,855 0.104   2016/03/07 0.010   2016/09/02 819,660,000 45,210,270 0.228   2015/10/15 0.055   2015/12/11
18073 BNP Paribas Arbit Issu B.V. - KECL European Wts Sep 2017 A HKD 0.016   0.016   0.016   6,000,000 96,000 139,820 0.095   2016/04/13 0.016   2016/11/10 51,720,000 2,382,960 0.260   2015/04/17 0.030   2015/08/25
28333 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts Mar 2017 A HKD -   -   0.234   0 0 9,225 0.460   2016/09/22 0.249   2016/08/15 2,460,000 723,850 -   - -   -
13628 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts May 2017 A HKD 0.177   0.124   0.137   43,970,000 6,633,700 N/A 0.290   2016/10/07 0.124   2016/11/15 193,070,000 36,138,160 -   - -   -
21358 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.031   2016/01/05 0.019   2016/02/04 2,000,000 56,500 0.425   2015/05/11 0.035   2015/12/31
24939 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 B HKD -   -   0.010   0 0 47,230 0.166   2016/01/08 0.010   2016/10/07 805,560,000 88,387,260 0.285   2015/11/17 0.139   2015/09/29
29003 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2017 A HKD 0.133   0.036   0.040   56,686,000 3,090,430 N/A 0.730   2016/08/18 0.036   2016/11/29 678,820,000 230,207,364 -   - -   -
11589 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jun 2017 A HKD 0.275   0.151   0.170   64,902,000 12,626,768 N/A 0.940   2016/08/18 0.151   2016/11/09 628,394,000 408,739,978 -   - -   -
12819 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Apr 2017 A HKD 0.510   0.243   0.270   184,820,500 64,265,117 N/A 0.610   2016/10/06 0.243   2016/11/24 454,490,000 189,798,151 -   - -   -
27719 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Nov 2016 A HKD -   -   0.640   0 0 23,630,719 0.740   2016/10/07 0.207   2016/06/24 519,411,000 177,192,001 -   - -   -
10417 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 17 B HKD 0.226   0.175   0.196   3,850,000 773,430 N/A 0.226   2016/11/14 0.175   2016/11/22 6,000,000 1,173,140 -   - -   -
10373 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt Nov 16 B HKD 0.085   0.051   0.064   2,280,000 136,560 2,590,715 0.355   2016/01/21 0.033   2016/10/20 170,420,000 23,726,700 0.255   2015/12/21 0.232   2015/12/16
10416 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2017 A HKD 0.231   0.170   0.185   21,550,000 4,253,310 N/A 0.290   2016/10/11 0.170   2016/11/09 25,880,000 5,356,620 -   - -   -
10372 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt Nov 2016 A HKD 0.047   0.016   0.016   2,720,000 86,620 1,763,073 0.242   2016/06/10 0.016   2016/11/08 164,010,000 19,170,270 0.173   2015/12/16 0.147   2015/12/22
10377 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt Nov 2016 C HKD 0.238   0.153   0.173   120,000 22,520 595,527 0.435   2016/06/10 0.153   2016/11/09 26,260,000 6,513,520 -   - -   -
13830 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Aug 2017 A HKD 0.182   0.100   0.137   6,176,000 902,464 N/A 0.249   2016/10/24 0.100   2016/11/14 33,718,000 6,616,362 -   - -   -
11944 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Mar 2017 A HKD 0.219   0.118   0.140   3,878,000 623,152 N/A 0.425   2016/10/11 0.118   2016/11/09 75,090,000 22,357,216 -   - -   -
27415 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Nov 2016 A HKD -   -   0.019   0 0 2,578,753 0.730   2016/04/28 0.015   2016/10/17 176,312,000 58,233,918 -   - -   -
14689 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Oct 2017 A HKD 0.270   0.255   0.255   1,092,000 287,590 N/A 0.270   2016/11/30 0.255   2016/11/30 1,092,000 287,590 -   - -   -
12566 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2017 A HKD 0.225   0.109   0.185   627,355,000 98,099,960 N/A 0.330   2016/09/22 0.109   2016/11/09 1,970,320,000 366,628,485 -   - -   -
14685 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2018 A HKD 0.231   0.227   0.223   5,000,000 1,138,200 N/A 0.231   2016/11/30 0.227   2016/11/30 5,000,000 1,138,200 -   - -   -
19068 BNP Paribas Arbit Issu B.V. - Ping An European Wt Aug 2017 A HKD 0.133   0.080   0.123   38,570,000 4,307,895 5,562,877 0.174   2016/01/04 0.036   2016/06/28 1,484,355,000 112,883,420 0.510   2015/05/26 0.110   2015/08/24
16981 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 A HKD 0.600   0.103   0.580   45,535,000 11,130,640 24,781,229 1.230   2016/01/04 0.099   2016/07/08 1,291,445,000 418,080,470 4.470   2015/05/26 0.740   2015/08/24
25232 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 B HKD 0.124   0.065   0.118   20,100,000 1,998,400 7,316,492 0.158   2016/09/09 0.025   2016/07/08 6,359,500,000 438,821,000 -   - -   -
27975 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 C HKD 0.590   0.295   0.640   10,355,000 4,253,400 57,491,056 0.730   2016/09/09 0.122   2016/07/08 2,130,195,000 428,487,040 -   - -   -
22332 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 A HKD -   -   0.010   0 0 0 0.020   2016/01/06 0.020   2016/01/06 550,000 11,000 0.255   2015/05/27 0.021   2015/09/30
29029 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 B HKD 0.500   0.250   0.460   10,200,000 4,567,750 N/A 0.630   2016/09/09 0.126   2016/07/08 1,039,100,000 226,159,615 -   - -   -
20365 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jan 2017 A HKD 0.010   0.010   0.010   1,100,000 12,500 1,272,033 0.072   2016/01/04 0.010   2016/11/28 441,800,000 12,317,400 0.360   2015/05/26 0.044   2015/08/24
13891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 A HKD 0.550   0.335   0.490   331,340,000 137,047,100 N/A 0.550   2016/11/28 0.335   2016/11/09 418,900,000 172,248,950 -   - -   -
25770 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jun 2017 A HKD 0.355   0.217   0.320   4,320,000 1,143,120 50,959,743 0.485   2016/09/09 0.097   2016/06/28 4,006,685,000 964,657,740 -   - -   -
12891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Mar 2017 A HKD 0.275   0.131   0.232   32,680,000 5,302,010 N/A 0.400   2016/09/09 0.131   2016/11/09 371,930,000 106,734,450 -   - -   -
12964 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 A HKD 0.129   0.070   0.109   68,160,000 5,541,950 N/A 0.244   2016/09/09 0.070   2016/11/09 1,320,835,000 198,827,620 -   - -   -
14601 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 B HKD 0.209   0.171   0.176   80,810,000 15,457,560 N/A 0.209   2016/11/28 0.171   2016/11/29 80,810,000 15,457,560 -   - -   -
14241 BNP Paribas Arbit Issu B.V. - Ping An European Wt Oct 2017 A HKD 0.315   0.213   0.270   268,475,000 70,066,905 N/A 0.315   2016/11/28 0.213   2016/11/18 268,475,000 70,066,905 -   - -   -
12145 BNP Paribas Arbit Issu B.V. - R&F Ppt Euro Wts Mar 2017 A HKD 0.285   0.285   0.285   48,000 13,680 182,380 0.630   2016/09/05 0.217   2016/01/26 73,264,000 20,770,840 0.355   2015/12/18 0.189   2015/09/29
12387 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Apr 2017 A HKD 0.550   0.275   0.510   43,264,000 21,899,080 N/A 0.550   2016/11/29 0.215   2016/08/25 470,408,000 181,210,168 -   - -   -
11311 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Feb 2017 A HKD 1.070   1.070   1.060   400,000 428,000 N/A 1.070   2016/11/24 0.265   2016/07/08 277,536,000 127,696,120 -   - -   -
13775 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2019 A HKD 0.032   0.021   0.032   5,616,000 160,292 128,864 0.035   2016/03/31 0.019   2016/08/29 172,128,000 5,241,308 0.095   2015/01/28 0.020   2015/12/22
13690 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jul 2017 A HKD 0.330   0.149   0.295   312,328,000 68,759,576 N/A 0.330   2016/11/29 0.149   2016/11/15 538,536,000 118,501,824 -   - -   -
13835 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Oct 2017 A HKD 0.320   0.182   0.325   81,700,000 18,485,080 N/A 0.320   2016/11/28 0.182   2016/11/03 134,604,000 29,750,156 -   - -   -
21353 BNP Paribas Arbit Issu B.V. - Shanghai Electric Eu Wt Dec16A HKD -   -   0.019   0 0 25 0.052   2016/01/05 0.019   2016/09/09 4,006,000 111,574 0.410   2015/04/22 0.057   2015/12/31
11006 BNP Paribas Arbit Issu B.V. - Sino Land Euro Wt Dec 2016 A HKD 0.137   0.011   0.010   2,340,000 84,690 9,859,527 0.250   2016/09/09 0.011   2016/11/22 796,522,000 101,591,220 0.295   2015/05/12 0.090   2015/08/24
13833 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.300   0.120   0.153   138,438,000 26,710,706 N/A 0.345   2016/10/24 0.120   2016/11/21 243,956,000 57,978,858 -   - -   -
11940 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Mar 2017 A HKD 0.246   0.081   0.092   67,396,000 8,959,564 N/A 0.375   2016/10/11 0.081   2016/11/18 977,224,000 257,584,468 -   - -   -
27480 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Nov 2016 A HKD -   -   0.010   0 0 8,038,883 0.345   2016/07/20 0.010   2016/10/27 408,238,000 79,760,306 -   - -   -
11593 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Feb 2017 A HKD 0.355   0.082   0.089   2,836,000 446,665 N/A 0.700   2016/08/10 0.082   2016/11/09 356,100,500 154,467,565 -   - -   -
17304 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Jan 2017 A HKD -   -   0.019   0 0 0 0.021   2016/04/21 0.012   2016/02/11 2,050,000 31,990 0.227   2015/03/24 0.024   2015/12/04
27483 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Nov 2016 A HKD -   -   0.375   0 0 12,270,091 0.890   2016/06/23 0.109   2016/10/17 159,665,500 92,162,162 -   - -   -
13017 BNP Paribas Arbit Issu B.V. - Sunny Optical Euro Wts Apr17A HKD 0.345   0.176   0.209   90,250,000 24,175,850 N/A 0.445   2016/09/08 0.176   2016/11/09 361,650,000 111,852,210 -   - -   -
18423 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Dec 2016 A HKD 0.010   0.010   0.010   17,000 170 372 0.089   2016/02/12 0.010   2016/11/01 66,490,000 3,914,332 0.174   2015/01/02 0.042   2015/12/03
13893 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Nov 2017 A HKD 0.228   0.164   0.207   1,777,860,000 355,076,950 N/A 0.228   2016/11/15 0.154   2016/10/25 1,878,760,000 371,955,250 -   - -   -
25653 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Apr 17 A HKD -   -   0.179   0 0 799,938 0.305   2016/09/09 0.080   2016/05/13 706,150,000 82,627,510 -   - -   -
21462 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Dec16A HKD -   -   0.010   0 0 0 0.011   2016/01/07 0.010   2016/03/02 1,630,000 16,550 0.360   2015/04/27 0.018   2015/11/23
12151 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Jan 17 A HKD 0.022   0.010   0.010   53,845,000 1,111,740 1,838,537 0.091   2016/09/09 0.010   2016/11/16 875,490,000 38,563,960 0.180   2015/10/26 0.090   2015/12/14
26185 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Mar 17 A HKD 0.380   0.380   0.380   25,000 9,500 3,383,330 0.485   2016/10/05 0.174   2016/05/13 349,220,000 76,365,120 -   - -   -
10395 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Dec 2016 A HKD 0.093   0.010   0.010   29,930,000 1,544,130 1,687,205 0.315   2016/07/08 0.010   2016/11/22 79,240,000 10,123,230 -   - -   -
10429 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10408 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Mar 2017 B HKD 0.139   0.021   0.023   155,020,000 7,593,630 N/A 0.260   2016/08/26 0.021   2016/11/25 167,990,000 9,362,140 -   - -   -
10381 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Nov 2016 B HKD 0.310   0.014   0.010   13,660,000 2,126,870 2,281,897 0.600   2016/06/24 0.014   2016/11/16 104,890,000 27,704,960 -   - -   -
10428 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10400 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Mar 2017 A HKD 0.430   0.063   0.380   72,390,000 12,098,650 N/A 0.430   2016/11/25 0.063   2016/11/09 258,560,000 40,999,160 -   - -   -
10380 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Nov 2016 A HKD -   -   0.010   0 0 2,150,707 0.234   2016/03/02 0.010   2016/09/22 416,430,000 26,092,750 -   - -   -
20248 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Aug 2018 A HKD 0.019   0.017   0.019   2,060,000 37,100 414,702 0.068   2016/04/14 0.017   2016/11/16 107,853,000 3,722,852 0.265   2015/04/09 0.042   2015/12/22
21359 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Feb 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.275   2015/04/28 0.030   2015/12/07
29762 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.136   0.101   0.101   1,626,000 190,426 5,466,516 0.157   2016/10/24 0.034   2016/01/22 552,400,000 46,654,534 0.475   2015/04/09 0.049   2015/09/29
12388 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Mar 2017 A HKD 0.116   0.063   0.070   7,382,000 659,480 N/A 0.305   2016/08/18 0.059   2016/10/13 21,166,000 3,992,118 -   - -   -
10401 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Mar 2017 A HKD 0.249   0.126   0.159   6,540,000 1,086,140 N/A 0.270   2016/10/03 0.126   2016/11/21 10,870,000 2,150,860 -   - -   -
11709 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Apr 2017 A HKD 0.580   0.088   0.091   169,310,000 31,031,980 N/A 1.050   2016/09/09 0.088   2016/11/21 469,010,000 212,705,730 -   - -   -
19711 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 A HKD 0.022   0.018   0.018   860,000 17,810 849,052 0.068   2016/09/09 0.011   2016/02/17 133,450,000 5,103,910 0.229   2015/05/27 0.019   2015/12/30
28332 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 B HKD 1.360   0.215   0.214   16,150,000 7,413,210 5,922,277 2.010   2016/09/09 0.215   2016/11/29 80,800,000 49,926,910 -   - -   -
14572 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jun 2017 A HKD 0.415   0.370   0.370   30,320,000 11,747,750 N/A 0.415   2016/11/28 0.370   2016/11/30 30,320,000 11,747,750 -   - -   -
13153 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts May 2017 A HKD 0.170   0.028   0.030   11,590,000 427,340 N/A 0.380   2016/09/13 0.028   2016/11/21 194,800,000 53,615,550 -   - -   -
13547 BNP Paribas Arbit Issu B.V. -Tencent European Wts Dec 2017 A HKD 0.130   0.070   0.078   860,310,000 92,383,760 N/A 0.192   2016/10/06 0.070   2016/11/21 3,582,370,000 532,073,630 -   - -   -
13204 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.186   0.107   0.111   1,800,040,000 244,031,370 N/A 0.280   2016/09/23 0.107   2016/11/15 2,885,440,000 476,963,880 -   - -   -
12571 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.255   0.178   0.196   75,850,000 15,883,200 N/A 0.355   2016/09/23 0.178   2016/11/15 1,091,950,000 280,015,170 -   - -   -
23834 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2016 B HKD 0.550   0.465   0.415   33,250,000 16,031,150 13,675,918 0.660   2016/09/23 0.100   2016/02/12 5,330,000,000 789,242,920 0.237   2015/12/17 0.196   2015/12/14
13010 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.305   0.204   0.219   914,720,000 204,910,590 N/A 0.395   2016/09/23 0.204   2016/11/24 1,014,640,000 239,719,040 -   - -   -
21140 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Feb 2017 A HKD 0.084   0.027   0.042   29,017,000 1,509,539 16,317,936 0.155   2016/09/23 0.024   2016/03/11 1,086,001,000 100,900,007 0.265   2015/04/29 0.058   2015/12/31
28611 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2017 A HKD 1.380   0.243   0.250   210,988,000 89,040,205 N/A 2.530   2016/09/23 0.243   2016/11/30 486,337,000 273,697,095 -   - -   -
25777 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 0.630   0.440   0.510   72,190,000 41,443,500 23,282,233 0.740   2016/09/23 0.181   2016/02/12 3,031,410,000 749,546,330 -   - -   -
13890 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.202   0.113   0.118   1,865,560,000 250,335,830 N/A 0.250   2016/10/20 0.113   2016/11/24 1,868,000,000 250,897,930 -   - -   -
27037 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD 0.310   0.248   0.241   290,000 79,950 33,242,160 0.450   2016/09/23 0.109   2016/05/06 2,549,290,000 453,506,150 -   - -   -
24398 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2017 A HKD 0.360   0.275   0.275   9,850,000 3,211,850 35,323,608 0.540   2016/09/23 0.086   2016/02/12 6,413,060,000 928,572,250 0.184   2015/12/23 0.159   2015/12/29
13150 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.174   0.108   0.117   374,900,000 56,532,440 N/A 0.255   2016/09/23 0.108   2016/11/21 3,544,700,000 754,634,740 -   - -   -
27604 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Nov 2016 A HKD -   -   2.140   0 0 60,031,238 2.820   2016/09/29 0.345   2016/05/06 721,391,000 472,980,300 -   - -   -
12889 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.275   0.179   0.181   1,486,610,000 293,096,900 N/A 0.350   2016/09/08 0.179   2016/11/21 1,607,530,000 333,374,100 -   - -   -
13626 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.157   0.091   0.092   2,468,980,000 300,953,140 N/A 0.228   2016/10/06 0.091   2016/11/21 4,629,920,000 721,587,500 -   - -   -
10402 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Mar 2017 B HKD 0.132   0.066   0.088   5,720,000 577,640 N/A 0.151   2016/09/14 0.066   2016/11/08 30,210,000 3,257,480 -   - -   -
14763 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 A HKD 0.770   0.610   0.750   29,915,000 20,160,300 30,367,908 0.840   2016/10/11 0.215   2016/02/12 383,310,000 222,198,385 1.320   2015/06/04 0.520   2015/03/09
18329 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 B HKD 0.031   0.010   0.010   6,245,000 139,455 8,547,231 0.145   2016/01/04 0.010   2016/11/10 1,077,510,000 66,450,105 0.680   2015/06/08 0.140   2015/12/14
18521 BOCI Asia Ltd. - A50 China European Put Warrants Dec 2016 D HKD -   -   0.063   0 0 0 0.325   2016/05/18 0.295   2016/05/23 700,000 210,500 0.385   2015/08/25 0.128   2015/05/27
15565 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 A HKD 0.260   0.182   0.260   8,788,000 1,828,824 918,790 0.260   2016/11/30 0.068   2016/02/15 79,424,000 10,155,646 0.680   2015/06/08 0.135   2015/08/25
18519 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 B HKD -   -   0.011   0 0 16,138 0.073   2016/01/04 0.010   2016/08/12 22,259,000 569,045 0.465   2015/04/28 0.065   2015/08/25
18520 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 C HKD 0.055   0.018   0.046   33,183,000 1,055,092 521,194 0.126   2016/01/04 0.010   2016/10/24 5,752,562,000 451,928,660 0.400   2015/04/09 0.111   2015/08/26
21449 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 E HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.244   2015/04/29 0.097   2015/07/23
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD 0.219   0.216   0.248   120,000 26,750 102,874,020 0.219   2016/11/11 0.118   2016/02/29 20,344,787,000 3,103,920,283 -   - -   -
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.415   0 0 2,100 0.330   2016/08/19 0.192   2016/02/15 42,000 12,986 -   - -   -
29038 BOCI Asia Ltd. - A50 China European Warrants Jan 2017 A HKD 0.485   0.335   0.400   373,000 163,825 N/A 0.570   2016/08/15 0.230   2016/10/17 487,737,900 184,190,087 -   - -   -
24392 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 A HKD 0.068   0.065   0.063   1,400,000 93,250 46,695 0.097   2016/04/15 0.039   2016/06/29 5,350,119,000 392,272,997 0.182   2015/12/22 0.181   2015/12/22
12614 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 B HKD 0.300   0.178   0.275   2,786,900 590,205 N/A 0.300   2016/11/30 0.117   2016/10/17 48,546,800 8,859,778 -   - -   -
18633 BOCI Asia Ltd. - A50 China European Warrants Nov 2016 A HKD -   -   0.010   0 0 225 0.034   2016/01/04 0.010   2016/02/19 18,227,000 327,450 0.380   2015/06/09 0.035   2015/08/25
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.103   0.102   0.110   1,100,000 126,750 N/A 0.175   2016/09/13 0.102   2016/11/24 1,340,000 161,220 -   - -   -
29528 BOCI Asia Ltd. - Agricultural Bk European Wts May 2017 A HKD -   -   0.375   0 0 N/A 0.410   2016/09/01 0.202   2016/06/24 7,202,000 1,716,659 -   - -   -
11793 BOCI Asia Ltd. - AIA European Put Warrants Feb 2017 B HKD 0.260   0.168   0.184   4,326,000 930,976 N/A 0.295   2016/08/19 0.094   2016/10/05 21,490,000 4,774,554 -   - -   -
27493 BOCI Asia Ltd. - AIA European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 853,801 0.335   2016/05/13 0.020   2016/09/13 214,280,000 45,551,824 -   - -   -
13686 BOCI Asia Ltd. - AIA European Warrants Apr 2017 A HKD 0.113   0.071   0.063   4,602,000 431,218 N/A 0.320   2016/10/11 0.071   2016/11/09 1,102,704,000 257,364,434 -   - -   -
29531 BOCI Asia Ltd. - AIA European Warrants Dec 2016 A HKD 0.184   0.027   0.030   6,724,000 751,426 N/A 0.500   2016/10/07 0.027   2016/11/30 1,734,258,000 536,340,540 -   - -   -
11792 BOCI Asia Ltd. - AIA European Warrants Feb 2017 A HKD 0.152   0.033   0.036   2,466,524,000 230,981,380 N/A 0.380   2016/10/06 0.033   2016/11/30 6,105,668,000 1,041,110,266 -   - -   -
14329 BOCI Asia Ltd. - AIA European Warrants May 2017 A HKD 0.224   0.180   0.188   1,000,026,000 200,249,712 N/A 0.224   2016/11/22 0.180   2016/11/30 1,000,026,000 200,249,712 -   - -   -
27492 BOCI Asia Ltd. - AIA European Warrants Nov 2016 A HKD -   -   0.050   0 0 5,871,188 0.370   2016/09/09 0.050   2016/10/31 4,194,086,000 851,458,022 -   - -   -
28079 BOCI Asia Ltd. - AIA European Warrants Nov 2016 C HKD 0.158   0.066   0.066   250,000 22,400 166,835,174 0.620   2016/10/04 0.066   2016/11/15 4,770,312,000 1,267,294,604 -   - -   -
28703 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 A HKD -   -   0.520   0 0 N/A 0.400   2016/09/05 0.157   2016/06/24 8,280,000 2,190,750 -   - -   -
13244 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 B HKD 0.220   0.104   0.201   8,730,000 1,616,880 N/A 0.224   2016/09/15 0.104   2016/11/09 14,720,000 2,708,035 -   - -   -
25049 BOCI Asia Ltd. - BOC HK European Warrants Dec 2016 A HKD 0.026   0.014   0.026   340,000 5,240 213,447 0.128   2016/09/09 0.014   2016/11/17 17,725,000 1,281,380 0.275   2015/08/26 0.137   2015/09/07
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   0.400   0 0 N/A 0.420   2016/09/09 0.155   2016/06/24 6,320,000 1,622,955 -   - -   -
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD 0.061   0.047   0.046   680,000 39,710 N/A 0.211   2016/06/24 0.034   2016/09/09 39,087,000 6,071,219 -   - -   -
28705 BOCI Asia Ltd. - BOCL European Warrants Apr 2017 A HKD 0.630   0.630   0.640   500,000 315,000 N/A 0.630   2016/11/29 0.320   2016/06/27 3,398,000 1,426,985 -   - -   -
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.330   0.231   0.300   3,612,000 864,450 N/A 0.375   2016/08/17 0.160   2016/06/28 52,968,000 11,099,320 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.285   0.187   0.255   231,143,000 58,552,844 N/A 0.425   2016/09/09 0.144   2016/06/27 6,000,998,000 1,278,448,832 -   - -   -
13245 BOCI Asia Ltd. - BOCL European Warrants May 2017 A HKD -   -   0.101   0 0 N/A 0.230   2016/09/22 0.117   2016/10/18 51,326,000 11,477,803 -   - -   -
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD -   -   0.130   0 0 68,783 0.197   2016/07/15 0.131   2016/02/11 72,550,000 12,651,100 -   - -   -
12940 BOCI Asia Ltd. - BYD European Warrants Dec 2016 A HKD 0.033   0.020   0.016   3,700,000 92,700 359,100 0.092   2016/09/06 0.020   2016/11/11 68,950,000 4,351,250 0.237   2015/06/04 0.052   2015/02/02
22967 BOCI Asia Ltd. - BYD European Warrants Dec 2016 B HKD 0.026   0.010   0.011   1,350,000 21,850 26,093 0.084   2016/07/15 0.010   2016/11/04 3,870,000 209,340 0.188   2015/06/23 0.123   2015/07/13
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.112   0.069   0.075   1,200,000 98,050 502,775 0.173   2016/09/07 0.069   2016/11/25 26,950,000 3,870,250 -   - -   -
11837 BOCI Asia Ltd. - CC Bank European Put Warrants Jan 2017 B HKD -   -   0.020   100,000 3,900 N/A 0.235   2016/08/03 0.024   2016/10/25 20,850,000 2,645,091 -   - -   -
12611 BOCI Asia Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.173   0.069   0.130   619,159,000 65,967,511 N/A 0.395   2016/09/09 0.069   2016/11/18 4,190,828,000 996,452,441 -   - -   -
28342 BOCI Asia Ltd. - CC Bank European Warrants Jan 2017 A HKD 0.710   0.600   0.970   716,000 467,190 39,318,334 1.060   2016/08/18 0.370   2016/05/30 684,300,000 306,033,610 -   - -   -
14326 BOCI Asia Ltd. - CC Bank European Warrants May 2017 A HKD 0.400   0.237   0.355   308,038,000 95,599,949 N/A 0.400   2016/11/30 0.237   2016/11/21 308,038,000 95,599,949 -   - -   -
27498 BOCI Asia Ltd. - CC Bank European Warrants Nov 2016 A HKD 0.285   0.012   0.060   20,325,000 2,341,022 204,658,580 0.600   2016/09/07 0.012   2016/11/21 6,003,076,000 1,229,779,038 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.231   0.194   0.206   15,650,000 3,266,895 N/A 0.231   2016/11/28 0.183   2016/10/12 20,410,000 4,284,410 -   - -   -
27279 BOCI Asia Ltd. - CGS European Warrants Dec 2016 A HKD 0.041   0.024   0.024   1,940,000 56,630 299,217 0.177   2016/04/15 0.024   2016/11/29 79,180,000 11,304,185 -   - -   -
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.208   0.115   0.116   7,480,000 1,089,140 N/A 0.380   2016/09/05 0.115   2016/11/25 17,340,000 3,368,780 -   - -   -
25013 BOCI Asia Ltd. - Ch Overseas European Warrants Nov 2016 A HKD -   -   0.011   0 0 1,226,557 0.335   2016/03/14 0.020   2016/10/06 225,680,000 37,113,560 -   - -   -
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.255   0.235   0.239   4,320,000 1,052,120 N/A 0.255   2016/11/28 0.235   2016/11/25 4,320,000 1,052,120 -   - -   -
12921 BOCI Asia Ltd. - Chi Res Land European Warrants Mar 2017 A HKD 0.146   0.123   0.099   1,120,000 150,780 N/A 0.375   2016/09/05 0.123   2016/11/09 10,160,000 2,062,020 -   - -   -
25018 BOCI Asia Ltd. - Chi Res Land European Warrants Nov 2016 A HKD 0.013   0.011   0.011   740,000 9,580 43,497 0.265   2016/03/21 0.011   2016/11/07 44,420,000 8,192,740 -   - -   -
29530 BOCI Asia Ltd. - China Cinda European Warrants Dec 2016 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.017   2015/09/09
26296 BOCI Asia Ltd. - China Life European Put Warrants Dec 2016 A HKD 0.010   0.010   0.010   980,000 9,800 59,548,217 0.315   2016/02/15 0.010   2016/11/09 8,386,440,000 1,427,017,510 -   - -   -
12850 BOCI Asia Ltd. - China Life European Put Warrants Jan 2017 A HKD 0.089   0.020   0.020   360,000 18,000 N/A 0.145   2016/09/01 0.020   2016/11/21 137,130,000 15,786,440 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD 0.155   0.136   0.145   29,450,000 4,225,880 N/A 0.155   2016/11/25 0.136   2016/11/30 29,450,000 4,225,880 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD -   -   0.435   0 0 N/A 0.380   2016/09/19 0.265   2016/09/14 760,000 227,450 -   - -   -
26908 BOCI Asia Ltd. - China Life European Warrants Dec 2016 B HKD 0.300   0.030   0.285   44,690,000 5,343,680 4,111,895 0.300   2016/11/25 0.030   2016/11/09 20,653,500,000 3,462,115,640 -   - -   -
27490 BOCI Asia Ltd. - China Life European Warrants Dec 2016 C HKD 0.190   0.013   0.153   224,750,000 18,165,230 116,963,710 0.190   2016/11/28 0.013   2016/11/09 8,497,140,000 701,785,210 -   - -   -
29042 BOCI Asia Ltd. - China Life European Warrants Dec 2016 D HKD 0.490   0.115   0.465   14,990,000 4,101,050 N/A 0.490   2016/11/30 0.091   2016/08/04 16,232,090,000 2,004,240,190 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD 0.435   0.178   0.405   11,910,000 3,432,210 N/A 0.435   2016/11/28 0.178   2016/11/09 11,910,000 3,432,210 -   - -   -
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.249   0.227   0.230   328,820,000 77,645,730 N/A 0.249   2016/11/30 0.227   2016/11/30 328,820,000 77,645,730 -   - -   -
11436 BOCI Asia Ltd. - China Life European Warrants Mar 2017 A HKD -   -   0.560   0 0 N/A 0.480   2016/10/11 0.400   2016/10/18 14,730,000 6,353,800 -   - -   -
13243 BOCI Asia Ltd. - China Life European Warrants May 2017 A HKD 0.181   0.036   0.156   886,640,000 126,626,130 N/A 0.201   2016/09/22 0.036   2016/11/09 11,599,990,000 1,390,101,500 -   - -   -
24391 BOCI Asia Ltd. - China Life European Warrants Nov 2016 A HKD 0.022   0.022   0.022   18,000 396 5,709 0.249   2016/01/04 0.022   2016/11/08 1,936,000 233,056 0.350   2015/12/24 0.285   2015/12/30
28053 BOCI Asia Ltd. - China Life European Warrants Nov 2016 B HKD 0.305   0.260   0.260   260,000 75,500 2,590,178 0.500   2016/09/22 0.100   2016/06/27 9,374,730,000 1,435,099,790 -   - -   -
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.310   0.108   0.280   4,489,610,000 709,090,520 N/A 0.310   2016/11/28 0.108   2016/11/09 7,860,900,000 1,315,253,050 -   - -   -
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.490   0.207   0.460   3,160,000 1,238,460 279,150,648 0.490   2016/11/28 0.189   2016/06/24 6,739,950,000 1,674,903,890 -   - -   -
19550 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 A HKD 0.150   0.137   0.160   30,000 4,320 1,878 0.260   2016/01/20 0.109   2016/08/12 910,000 205,560 0.240   2015/09/08 0.118   2015/04/09
28513 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 B HKD 0.160   0.052   0.059   31,735,000 3,205,195 N/A 0.540   2016/06/17 0.048   2016/10/05 140,045,000 36,260,760 -   - -   -
13936 BOCI Asia Ltd. - China Mobile European Put Wts May 2017 A HKD 0.600   0.430   0.560   4,580,000 2,259,150 N/A 0.600   2016/11/29 0.405   2016/10/25 77,100,000 33,766,450 -   - -   -
13506 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 A HKD 0.118   0.047   0.057   580,000 34,060 N/A 0.400   2016/09/29 0.047   2016/11/29 4,330,000 1,211,410 -   - -   -
13935 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 B HKD 0.255   0.083   0.092   1,781,495,000 297,545,065 N/A 0.310   2016/10/25 0.083   2016/11/24 2,383,735,000 452,022,960 -   - -   -
15977 BOCI Asia Ltd. - China Mobile European Warrants Dec 2016 A HKD 0.036   0.022   0.020   400,000 11,600 75,683 0.126   2016/07/21 0.022   2016/11/11 5,315,400,000 345,129,050 0.305   2015/04/21 0.106   2015/07/08
11790 BOCI Asia Ltd. - China Mobile European Warrants Feb 2017 A HKD 0.071   0.011   0.017   28,795,000 1,184,280 N/A 0.500   2016/08/01 0.011   2016/11/24 9,178,420,000 2,810,545,725 -   - -   -
21662 BOCI Asia Ltd. - China Mobile European Warrants Mar 2017 A HKD -   -   0.020   0 0 667 0.020   2016/09/09 0.020   2016/09/09 200,000 4,000 0.233   2015/04/29 0.045   2015/09/04
14328 BOCI Asia Ltd. - China Mobile European Warrants May 2017 B HKD 0.249   0.196   0.229   1,349,055,000 297,617,085 N/A 0.249   2016/11/18 0.196   2016/11/25 1,349,055,000 297,617,085 -   - -   -
19899 BOCI Asia Ltd. - China Mobile European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,900 0.050   2016/07/21 0.023   2016/01/15 1,705,000 50,380 0.229   2015/04/21 0.057   2015/11/27
27663 BOCI Asia Ltd. - China Mobile European Warrants Nov 2016 B HKD -   -   0.010   0 0 684,607,553 0.530   2016/07/21 0.010   2016/10/27 17,040,625,000 4,256,119,595 -   - -   -
25186 BOCI Asia Ltd. - China Vanke European Warrants Nov 2016 A HKD -   -   0.033   0 0 106,768 0.370   2016/01/15 0.053   2016/10/12 25,507,000 5,147,465 -   - -   -
27277 BOCI Asia Ltd. - CITIC Sec European Warrants Dec 2016 A HKD 0.047   0.010   0.020   37,720,000 1,088,465 2,067,863 0.385   2016/04/15 0.010   2016/11/28 206,470,000 41,574,315 -   - -   -
14331 BOCI Asia Ltd. - CITIC Sec European Warrants May 2017 A HKD 0.204   0.164   0.198   11,935,000 2,268,295 N/A 0.204   2016/11/29 0.164   2016/11/18 11,935,000 2,268,295 -   - -   -
13147 BOCI Asia Ltd. - CKH European Warrants Apr 2017 A HKD 0.218   0.111   0.107   550,000 80,400 N/A 0.405   2016/09/22 0.111   2016/11/28 5,410,000 1,682,000 -   - -   -
16366 BOCI Asia Ltd. - CKH European Warrants Dec 2016 A HKD 0.295   0.270   0.320   2,000,000 577,050 112,963 0.425   2016/09/14 0.270   2016/11/17 2,430,000 685,375 0.510   2015/07/08 0.115   2015/01/09
22966 BOCI Asia Ltd. - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 1,892 0.091   2016/01/05 0.010   2016/10/25 5,112,745,000 266,424,925 0.230   2015/06/23 0.086   2015/12/17
11264 BOCI Asia Ltd. - CKH European Warrants Jan 2017 A HKD 0.910   0.570   0.590   110,000 76,600 N/A 1.520   2016/09/09 0.315   2016/07/06 311,455,000 152,966,775 -   - -   -
14482 BOCI Asia Ltd. - CKH European Warrants Jun 2017 A HKD 0.385   0.310   0.315   52,265,000 18,692,375 N/A 0.385   2016/11/24 0.310   2016/11/30 52,265,000 18,692,375 -   - -   -
27171 BOCI Asia Ltd. - CKP European Warrants Dec 2016 A HKD 0.179   0.024   0.010   7,395,000 769,075 6,164,719 0.680   2016/08/10 0.024   2016/11/21 229,285,000 91,499,190 -   - -   -
13933 BOCI Asia Ltd. - CKP European Warrants May 2017 A HKD 0.540   0.187   0.217   143,660,000 50,562,110 N/A 0.540   2016/11/01 0.187   2016/11/18 180,400,000 65,700,060 -   - -   -
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD -   -   0.179   0 0 N/A 0.280   2016/09/05 0.208   2016/09/15 4,790,000 1,104,500 -   - -   -
23134 BOCI Asia Ltd. - CM Bank European Warrants Nov 2016 A HKD -   -   0.020   0 0 64,670 0.097   2016/09/05 0.023   2016/10/19 4,430,000 388,020 0.211   2015/12/02 0.194   2015/12/02
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.112   0.097   0.100   370,000 39,650 N/A 0.162   2016/08/03 0.089   2016/10/20 14,280,000 1,835,220 -   - -   -
17964 BOCI Asia Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.020   0 0 21,165 0.063   2016/04/28 0.022   2016/08/16 7,250,000 274,070 0.265   2015/05/04 0.037   2015/12/08
12848 BOCI Asia Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.375   0.159   0.196   553,689,000 140,102,973 N/A 0.720   2016/10/24 0.159   2016/11/14 1,939,152,000 697,122,988 -   - -   -
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.143   0.113   0.124   7,260,000 964,520 N/A 0.176   2016/07/13 0.113   2016/11/14 821,850,000 116,457,480 -   - -   -
17249 BOCI Asia Ltd. - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.220   2015/04/27 0.039   2015/08/27
18522 BOCI Asia Ltd. - CSOP A50 ETF European Put Warrants Dec 16 A HKD 0.095   0.095   0.047   118,000 11,210 4,448 0.310   2016/01/07 0.095   2016/11/10 902,000 227,130 0.340   2015/09/09 0.170   2015/04/17
12613 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.122   0 0 N/A 0.227   2016/08/23 0.150   2016/09/13 3,000,800 564,230 -   - -   -
18523 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.010   0.010   0.010   52,000 520 80,325 0.113   2016/01/08 0.010   2016/11/30 16,396,598,000 1,268,008,268 0.570   2015/06/08 0.129   2015/12/31
26945 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.088   0.047   0.086   54,912,000 4,349,738 171,946,221 0.229   2016/01/04 0.047   2016/11/09 35,634,056,000 3,615,514,096 0.305   2015/09/02 0.231   2015/09/29
22019 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 D HKD -   -   0.010   0 0 0 0.097   2016/01/04 0.019   2016/03/02 1,636,278,000 115,375,158 0.187   2015/11/17 0.097   2015/12/31
18632 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.010   0 0 100 0.030   2016/01/05 0.010   2016/06/08 5,564,000 125,728 0.410   2015/06/08 0.032   2015/09/14
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.248   0 0 13,681 0.217   2016/04/21 0.165   2016/02/16 6,120,000 1,268,262 -   - -   -
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.146   0.117   0.139   2,066,184,000 259,522,226 N/A 0.146   2016/11/30 0.110   2016/09/26 2,747,466,000 340,521,638 -   - -   -
14550 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.249   0.204   0.203   2,650,000 622,730 N/A 0.249   2016/11/25 0.204   2016/11/30 2,650,000 622,730 -   - -   -
11441 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 A HKD -   -   0.012   0 0 N/A 0.209   2016/07/19 0.025   2016/10/24 21,910,000 2,025,330 -   - -   -
12844 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.055   0.010   0.010   10,850,000 340,490 N/A 0.295   2016/08/31 0.010   2016/11/28 42,420,000 5,302,070 -   - -   -
13448 BOCI Asia Ltd. - Galaxy Ent European Put Warrants May 2017 A HKD 0.204   0.061   0.061   10,830,000 1,298,240 N/A 0.360   2016/09/27 0.061   2016/11/30 24,730,000 4,880,230 -   - -   -
26856 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Nov 2016 A HKD -   -   0.020   0 0 2,060,130 0.435   2016/07/06 0.019   2016/09/23 207,100,000 50,680,200 -   - -   -
13447 BOCI Asia Ltd. - Galaxy Ent European Warrants Apr 2017 A HKD 0.670   0.295   0.700   652,510,000 225,874,350 N/A 0.670   2016/11/22 0.203   2016/09/27 1,649,340,000 524,108,930 -   - -   -
11009 BOCI Asia Ltd. - Galaxy Ent European Warrants Jan 2017 A HKD 0.710   0.710   1.270   200,000 142,000 N/A 0.710   2016/11/01 0.172   2016/07/06 806,380,000 195,568,100 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.365   0.350   0.380   61,420,000 21,802,400 N/A 0.365   2016/11/30 0.350   2016/11/30 61,420,000 21,802,400 -   - -   -
12843 BOCI Asia Ltd. - Galaxy Ent European Warrants Mar 2017 B HKD 0.800   0.580   1.030   900,000 629,000 N/A 0.800   2016/11/18 0.167   2016/08/31 298,850,000 73,775,770 -   - -   -
14322 BOCI Asia Ltd. - Galaxy Ent European Warrants May 2017 B HKD 0.540   0.385   0.520   300,290,000 139,794,550 N/A 0.540   2016/11/29 0.385   2016/11/18 300,290,000 139,794,550 -   - -   -
27406 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2016 B HKD 0.247   0.144   0.244   1,830,000 363,390 2,748,652 0.415   2016/04/20 0.036   2016/09/01 887,600,000 254,135,510 -   - -   -
13963 BOCI Asia Ltd. - Geely Auto European Warrants May 2017 A HKD 0.680   0.295   0.495   275,695,000 131,064,750 N/A 0.900   2016/10/27 0.295   2016/11/17 321,140,000 163,738,500 -   - -   -
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD 0.157   0.108   0.139   947,470,000 129,216,990 N/A 0.157   2016/11/28 0.108   2016/11/18 947,470,000 129,216,990 -   - -   -
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.103   0.066   0.080   101,065,000 9,593,440 N/A 0.126   2016/10/27 0.066   2016/11/21 218,520,000 22,527,465 -   - -   -
12922 BOCI Asia Ltd. - Haitong Sec European Warrants Mar 2017 A HKD 0.164   0.137   0.164   912,000 140,860 N/A 0.205   2016/09/09 0.135   2016/10/27 4,828,000 808,568 -   - -   -
26046 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2016 B HKD -   -   0.015   0 0 69,364,862 0.280   2016/02/12 0.020   2016/09/13 7,532,930,000 805,355,460 -   - -   -
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.227   0.191   0.197   4,913,560,000 1,016,041,600 N/A 0.250   2016/09/14 0.191   2016/11/28 7,169,340,000 1,497,614,130 -   - -   -
29034 BOCI Asia Ltd. - HKEX European Put Warrants Jan 2017 A HKD 0.017   0.010   0.017   430,000 5,760 N/A 0.200   2016/06/17 0.010   2016/11/02 3,296,940,000 317,183,880 -   - -   -
25629 BOCI Asia Ltd. - HKEX European Warrants Dec 2016 A HKD 0.192   0.130   0.159   16,250,000 2,547,130 720,869,240 0.270   2016/09/09 0.095   2016/06/24 44,733,860,000 6,189,811,120 -   - -   -
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.241   0.199   0.214   3,600,000 818,590 N/A 0.295   2016/09/22 0.198   2016/09/06 11,363,530,000 2,746,584,610 -   - -   -
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.280   0.248   0.260   14,880,000 3,930,810 N/A 0.325   2016/09/13 0.248   2016/11/04 15,820,000 4,210,960 -   - -   -
27094 BOCI Asia Ltd. - HKEX European Warrants Feb 2017 A HKD 0.153   0.113   0.121   9,490,000 1,265,760 294,178,602 0.260   2016/04/25 0.080   2016/06/24 44,694,650,000 6,033,134,250 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.146   0.103   0.107   4,362,060,000 552,366,900 N/A 0.188   2016/10/11 0.103   2016/11/24 22,557,780,000 3,620,169,850 -   - -   -
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD 0.176   0.134   0.148   15,934,070,000 2,495,211,180 N/A 0.176   2016/11/11 0.134   2016/11/09 15,934,070,000 2,495,211,180 -   - -   -
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD 0.162   0.124   0.146   2,980,000 437,920 N/A 0.220   2016/09/09 0.094   2016/08/29 81,677,680,000 11,366,218,620 -   - -   -
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD -   -   0.740   0 0 N/A 1.150   2016/09/09 0.540   2016/08/23 334,000 326,350 -   - -   -
29033 BOCI Asia Ltd. - HKEX European Warrants Mar 2017 A HKD 0.084   0.054   0.061   40,170,000 2,813,320 N/A 0.141   2016/09/09 0.051   2016/08/29 26,398,870,000 2,495,924,020 -   - -   -
20629 BOCI Asia Ltd. - HKEX European Warrants Nov 2016 A HKD 0.010   0.010   0.010   1,150,000 11,500 176,137,635 0.142   2016/04/22 0.010   2016/11/07 21,136,950,000 1,850,811,290 0.335   2015/11/04 0.140   2015/12/14
14487 BOCI Asia Ltd. - HS H-SHARE European Warrants Jun 2017 A HKD 0.640   0.495   0.620   37,592,000 21,918,770 N/A 0.640   2016/11/28 0.495   2016/11/24 37,592,000 21,918,770 -   - -   -
27570 BOCI Asia Ltd. - HS H-SHARE European Warrants Nov 2016 A HKD 0.183   0.049   0.049   688,000 60,634 231,136 0.710   2016/09/07 0.049   2016/11/14 22,324,000 5,208,774 -   - -   -
12995 BOCI Asia Ltd. - HSBC European Put Warrants Apr 2017 B HKD 0.360   0.139   0.151   2,085,768,000 447,367,652 N/A 0.450   2016/09/14 0.139   2016/11/28 4,765,604,000 1,421,764,512 -   - -   -
11016 BOCI Asia Ltd. - HSBC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 N/A 0.380   2016/06/24 0.010   2016/09/30 4,542,528,000 972,384,636 -   - -   -
12424 BOCI Asia Ltd. - HSBC European Put Warrants Feb 2017 B HKD 0.030   0.010   0.010   412,000 8,776 N/A 0.161   2016/08/17 0.010   2016/11/14 534,140,000 63,653,360 -   - -   -
14554 BOCI Asia Ltd. - HSBC European Put Warrants Jun 2017 A HKD 0.355   0.315   0.340   292,524,000 98,884,880 N/A 0.355   2016/11/29 0.315   2016/11/28 292,524,000 98,884,880 -   - -   -
12842 BOCI Asia Ltd. - HSBC European Put Warrants Mar 2017 A HKD 0.194   0.068   0.068   5,056,000 510,164 N/A 0.295   2016/08/30 0.068   2016/11/30 1,452,536,000 308,137,280 -   - -   -
27660 BOCI Asia Ltd. - HSBC European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 108,179,863 0.630   2016/06/24 0.010   2016/09/30 3,920,944,000 1,400,888,176 -   - -   -
12992 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 A HKD 0.170   0.065   0.129   85,188,000 10,429,740 N/A 0.280   2016/09/09 0.065   2016/11/09 10,701,924,000 1,888,450,108 -   - -   -
13451 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 C HKD 0.161   0.062   0.123   10,325,276,000 1,358,889,260 N/A 0.163   2016/10/06 0.062   2016/11/09 23,411,732,000 3,055,272,860 -   - -   -
12423 BOCI Asia Ltd. - HSBC European Warrants Feb 2017 A HKD 0.340   0.127   0.255   21,000,000 5,469,284 N/A 0.350   2016/09/05 0.127   2016/11/09 2,749,936,000 760,881,696 -   - -   -
11267 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 A HKD -   -   1.200   0 0 N/A 0.365   2016/07/25 0.237   2016/07/06 1,008,000 281,100 -   - -   -
11605 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 B HKD 0.750   0.430   0.750   208,000 111,400 N/A 0.750   2016/11/11 0.136   2016/08/03 18,480,000 4,999,988 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.189   0.184   0.188   352,000 65,312 N/A 0.189   2016/11/30 0.184   2016/11/30 352,000 65,312 -   - -   -
13687 BOCI Asia Ltd. - HSBC European Warrants May 2017 A HKD 0.290   0.145   0.243   2,987,544,000 595,401,444 N/A 0.290   2016/11/15 0.145   2016/11/09 2,989,284,000 595,831,268 -   - -   -
27989 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 B HKD 0.950   0.580   0.960   300,000 206,680 886,399,337 0.950   2016/11/22 0.108   2016/07/08 36,351,876,000 6,198,545,476 -   - -   -
27994 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 C HKD -   -   0.570   0 0 161,878,898 0.690   2016/09/09 0.048   2016/07/06 9,659,336,000 1,863,462,956 -   - -   -
28515 BOCI Asia Ltd. - HSBC European Warrants Nov 2016 D HKD 0.245   0.222   0.222   152,000 36,044 N/A 0.500   2016/09/05 0.049   2016/06/24 4,575,024,000 952,529,176 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.176   0.141   0.147   10,080,000 1,564,150 N/A 0.176   2016/11/24 0.141   2016/11/30 10,080,000 1,564,150 -   - -   -
26382 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.015   0 0 0 0.192   2016/02/18 0.190   2016/02/18 20,000 3,820 -   - -   -
27575 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 D HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
27383 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 B HKD 0.190   0.145   0.212   160,000 28,280 13,244,425 0.255   2016/10/11 0.076   2016/05/20 1,084,330,000 174,959,590 -   - -   -
27571 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 C HKD 0.116   0.046   0.106   50,060,000 4,545,620 22,973,882 0.226   2016/09/09 0.046   2016/11/21 958,080,000 142,279,390 -   - -   -
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.175   0.121   0.168   2,940,000 473,630 N/A 0.218   2016/09/22 0.121   2016/11/09 46,120,000 8,280,320 -   - -   -
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD 0.211   0.167   0.200   21,640,000 4,231,260 N/A 0.211   2016/11/30 0.167   2016/11/24 21,640,000 4,231,260 -   - -   -
12483 BOCI Asia Ltd. - HSI European Put Warrants Feb 2017 A HKD 0.152   0.097   0.097   5,870,000 674,560 N/A 0.152   2016/11/09 0.082   2016/09/22 104,750,000 11,596,950 -   - -   -
11608 BOCI Asia Ltd. - HSI European Put Warrants Jan 2017 A HKD 0.049   0.048   0.031   120,000 5,780 N/A 0.136   2016/07/22 0.039   2016/09/09 48,080,000 3,535,130 -   - -   -
13249 BOCI Asia Ltd. - HSI European Put Warrants Mar 2017 B HKD 0.220   0.152   0.159   18,600,000 3,457,950 N/A 0.220   2016/11/09 0.132   2016/09/22 114,180,000 17,870,190 -   - -   -
14489 BOCI Asia Ltd. - HSI European Put Warrants May 2017 A HKD 0.150   0.126   0.133   159,810,000 21,278,100 N/A 0.150   2016/11/24 0.126   2016/11/28 159,810,000 21,278,100 -   - -   -
13248 BOCI Asia Ltd. - HSI European Warrants Apr 2017 A HKD 0.125   0.058   0.076   154,330,000 13,629,170 N/A 0.214   2016/09/22 0.058   2016/11/14 606,810,000 85,956,350 -   - -   -
12482 BOCI Asia Ltd. - HSI European Warrants Jan 2017 B HKD 0.189   0.073   0.104   663,220,000 75,017,410 N/A 0.260   2016/09/19 0.073   2016/11/18 783,880,000 102,463,700 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.191   0.164   0.172   516,920,000 90,806,710 N/A 0.191   2016/11/28 0.164   2016/11/24 516,920,000 90,806,710 -   - -   -
11607 BOCI Asia Ltd. - HSI European Warrants Mar 2017 A HKD 0.208   0.152   0.193   149,940,000 26,907,610 N/A 0.305   2016/09/23 0.152   2016/11/18 209,300,000 39,998,390 -   - -   -
27408 BOCI Asia Ltd. - HSI European Warrants Nov 2016 A HKD 0.250   0.152   0.220   27,860,000 6,105,190 25,150,063 0.415   2016/09/09 0.078   2016/06/24 1,842,730,000 234,230,430 -   - -   -
11838 BOCI Asia Ltd. - ICBC European Put Warrants Feb 2017 B HKD 0.043   0.043   0.020   350,000 11,650 N/A 0.187   2016/08/03 0.040   2016/09/21 9,419,000 830,451 -   - -   -
27503 BOCI Asia Ltd. - ICBC European Warrants Feb 2017 A HKD 0.181   0.099   0.162   406,091,000 50,055,243 116,826,938 0.445   2016/09/08 0.048   2016/05/24 7,211,275,000 1,075,545,880 -   - -   -
28341 BOCI Asia Ltd. - ICBC European Warrants Jan 2017 A HKD 0.810   0.540   0.790   565,000 309,150 57,714,645 1.130   2016/09/07 0.260   2016/06/16 1,182,181,000 402,386,445 -   - -   -
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.450   0.300   0.425   197,510,000 68,409,930 N/A 0.680   2016/08/23 0.172   2016/06/16 2,995,761,000 986,137,329 -   - -   -
13242 BOCI Asia Ltd. - ICBC European Warrants May 2017 A HKD 0.154   0.146   0.146   4,000,000 600,000 N/A 0.335   2016/09/22 0.146   2016/11/30 295,482,000 80,000,734 -   - -   -
18304 BOCI Asia Ltd. - KECL European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 0.081   2016/01/04 0.023   2016/01/21 3,000,000 154,100 0.247   2015/04/22 0.045   2015/08/24
27275 BOCI Asia Ltd. - Kingsoft European Warrants Dec 2016 A HKD 0.075   0.023   0.022   2,800,000 115,080 264,315 0.445   2016/04/14 0.023   2016/11/30 18,970,000 3,012,150 -   - -   -
25047 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 A HKD 0.010   0.010   0.010   100,000 1,000 18,430 0.199   2016/01/04 0.010   2016/11/10 1,941,360,000 144,689,120 0.310   2015/11/24 0.132   2015/08/26
28743 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 B HKD 0.030   0.030   0.015   150,000 4,500 N/A 0.410   2016/08/18 0.030   2016/11/01 865,510,000 262,182,234 -   - -   -
13932 BOCI Asia Ltd. - Lenovo European Warrants May 2017 A HKD 0.275   0.176   0.182   14,304,000 3,431,732 N/A 0.345   2016/10/25 0.176   2016/11/14 99,386,000 28,540,352 -   - -   -
18575 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.084   0 0 34,475 0.113   2016/09/13 0.101   2016/08/05 2,160,000 227,050 0.370   2015/04/09 0.108   2015/12/10
22363 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 B HKD -   -   0.010   0 0 100 0.010   2016/09/05 0.010   2016/09/05 60,000 600 0.205   2015/05/28 0.041   2015/09/14
27995 BOCI Asia Ltd. - PetroChina European Warrants Dec 2016 A HKD -   -   0.020   0 0 14,307,985 0.400   2016/06/08 0.070   2016/09/12 284,560,000 86,346,802 -   - -   -
12847 BOCI Asia Ltd. - PetroChina European Warrants Mar 2017 A HKD 0.260   0.125   0.153   42,180,000 9,921,708 N/A 0.425   2016/10/11 0.125   2016/11/14 587,584,000 178,207,076 -   - -   -
14682 BOCI Asia Ltd. - Ping An European Put Warrants Jun 2017 A HKD 0.255   0.236   0.255   3,950,000 964,760 N/A 0.255   2016/11/30 0.236   2016/11/30 3,950,000 964,760 -   - -   -
12775 BOCI Asia Ltd. - Ping An European Put Warrants Mar 2017 A HKD 0.132   0.062   0.056   360,000 27,820 N/A 0.214   2016/08/31 0.062   2016/11/25 1,660,000 260,120 -   - -   -
12925 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 A HKD 0.265   0.135   0.229   105,755,000 20,891,390 N/A 0.445   2016/09/09 0.135   2016/11/18 4,993,335,000 1,481,126,630 -   - -   -
13718 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 B HKD 0.260   0.127   0.221   4,266,860,000 804,858,475 N/A 0.260   2016/11/28 0.127   2016/11/09 7,496,245,000 1,450,097,725 -   - -   -
19314 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 A HKD -   -   0.042   0 0 11,483 0.056   2016/01/25 0.026   2016/06/14 20,150,000 908,300 0.365   2015/06/04 0.096   2015/08/24
19393 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 B HKD -   -   0.015   0 0 4,775 0.079   2016/01/04 0.011   2016/08/08 23,300,000 1,059,700 0.320   2015/05/22 0.062   2015/12/14
27494 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 C HKD 0.110   0.022   0.063   24,135,000 1,760,405 165,122,223 0.300   2016/09/09 0.022   2016/11/18 5,583,795,000 991,530,625 -   - -   -
27659 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 D HKD 0.520   0.500   0.810   1,100,000 570,000 289,258 0.890   2016/09/09 0.238   2016/06/28 3,270,000 1,735,550 -   - -   -
28077 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 A HKD 0.520   0.275   0.510   6,615,000 2,494,050 925,992,676 0.630   2016/09/09 0.143   2016/07/08 28,074,485,000 5,833,858,125 -   - -   -
11689 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 B HKD 0.470   0.248   0.470   26,630,000 8,684,995 N/A 0.510   2016/09/13 0.203   2016/08/04 52,680,000 15,548,010 -   - -   -
13247 BOCI Asia Ltd. - Ping An European Warrants May 2017 A HKD 0.195   0.158   0.170   1,208,305,000 214,897,305 N/A 0.250   2016/09/15 0.158   2016/11/24 1,209,325,000 215,148,720 -   - -   -
14330 BOCI Asia Ltd. - Ping An European Warrants May 2017 B HKD 0.395   0.236   0.360   311,210,000 87,099,705 N/A 0.395   2016/11/28 0.236   2016/11/18 311,210,000 87,099,705 -   - -   -
18296 BOCI Asia Ltd. - Ping An European Warrants Nov 2016 A HKD -   -   0.039   0 0 592,903 0.102   2016/09/09 0.012   2016/07/08 20,087,100,000 1,439,900,960 0.475   2015/05/26 0.099   2015/09/04
21731 BOCI Asia Ltd. - Ping An European Warrants Nov 2016 B HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.260   2015/05/26 0.037   2015/11/11
12849 BOCI Asia Ltd. - Sands China European Put Wts Mar 2017 A HKD 0.131   0.031   0.034   9,904,000 798,120 N/A 0.320   2016/08/30 0.031   2016/11/29 30,164,000 4,218,096 -   - -   -
13450 BOCI Asia Ltd. - Sands China European Put Wts May 2017 A HKD 0.305   0.138   0.150   11,340,000 2,306,388 N/A 0.435   2016/09/27 0.138   2016/11/28 11,372,000 2,317,108 -   - -   -
13449 BOCI Asia Ltd. - Sands China European Warrants Apr 2017 A HKD 0.380   0.162   0.330   216,012,000 71,275,924 N/A 0.380   2016/11/29 0.151   2016/09/27 239,384,000 76,253,496 -   - -   -
11013 BOCI Asia Ltd. - Sands China European Warrants Jan 2017 A HKD 1.050   0.670   1.020   400,000 344,000 N/A 1.050   2016/11/22 0.190   2016/07/06 447,452,000 134,327,400 -   - -   -
12851 BOCI Asia Ltd. - Sands China European Warrants Mar 2017 B HKD 0.610   0.300   0.570   1,080,000 404,560 N/A 0.610   2016/11/24 0.189   2016/09/01 244,924,000 86,362,884 -   - -   -
19317 BOCI Asia Ltd. - SHK Ppt European Warrants Dec 2016 A HKD -   -   0.020   0 0 69,933 0.070   2016/09/09 0.044   2016/09/05 8,100,000 419,600 0.242   2015/05/04 0.055   2015/08/25
11791 BOCI Asia Ltd. - SHK Ppt European Warrants Feb 2017 A HKD 0.246   0.121   0.121   940,000 189,240 N/A 1.060   2016/09/09 0.121   2016/11/30 10,010,000 7,199,090 -   - -   -
14484 BOCI Asia Ltd. - SHK Ppt European Warrants Jun 2017 A HKD 0.480   0.435   0.445   34,140,000 15,711,600 N/A 0.480   2016/11/24 0.435   2016/11/28 34,140,000 15,711,600 -   - -   -
12845 BOCI Asia Ltd. - Sinopec Corp European Warrants Mar 2017 A HKD 0.400   0.140   0.167   9,976,000 2,032,666 N/A 0.540   2016/10/06 0.140   2016/11/17 13,672,000 3,389,816 -   - -   -
27661 BOCI Asia Ltd. - Sinopec Corp European Warrants Nov 2016 A HKD 0.080   0.020   0.010   190,000 4,520 46,405,552 0.530   2016/04/28 0.020   2016/11/07 1,445,068,000 470,841,824 -   - -   -
27349 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 A HKD 0.355   0.250   0.270   6,440,000 1,792,800 217,367,572 0.510   2016/09/23 0.123   2016/05/20 31,581,850,000 5,096,560,880 -   - -   -
13961 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 B HKD 0.125   0.044   0.045   7,900,540,000 749,975,010 N/A 0.148   2016/10/27 0.044   2016/11/30 7,900,620,000 749,985,560 -   - -   -
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.147   0.074   0.076   3,069,330,000 395,223,110 N/A 0.225   2016/09/29 0.074   2016/11/24 7,472,670,000 1,153,894,430 -   - -   -
19904 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 A HKD 0.580   0.465   0.455   910,000 447,900 1,775,407 0.660   2016/10/25 0.110   2016/02/12 43,643,300,000 6,400,633,490 0.415   2015/04/29 0.121   2015/09/29
24926 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 C HKD 0.450   0.335   0.355   400,000 167,150 2,181,178 0.570   2016/09/27 0.124   2016/05/06 23,558,620,000 3,332,603,090 -   - -   -
26598 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 D HKD 0.500   0.390   0.410   1,790,000 828,450 1,107,532 0.620   2016/10/07 0.129   2016/05/05 35,198,100,000 5,558,284,910 -   - -   -
11688 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 F HKD 0.380   0.015   0.015   32,143,000 4,947,247 N/A 1.420   2016/09/23 0.015   2016/11/29 4,261,250,000 3,138,088,987 -   - -   -
23120 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 A HKD 0.425   0.265   0.265   7,800,000 2,501,800 3,359,102 0.530   2016/09/23 0.100   2016/05/13 25,071,080,000 3,841,943,650 0.239   2015/12/02 0.172   2015/12/11
12772 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 D HKD 0.275   0.056   0.054   17,162,000 2,567,431 N/A 0.940   2016/09/23 0.056   2016/11/24 63,587,000 27,420,601 -   - -   -
26781 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2017 A HKD 0.570   0.440   0.455   380,000 182,850 279,317 0.690   2016/10/11 0.177   2016/05/05 3,720,000 1,856,740 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.320   0.201   0.208   26,700,000 6,217,070 N/A 0.425   2016/09/23 0.150   2016/07/06 38,891,690,000 7,146,550,930 -   - -   -
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD 0.360   0.220   0.234   13,330,000 4,075,250 726,843,978 0.440   2016/09/23 0.141   2016/06/28 24,980,950,000 4,361,067,610 -   - -   -
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 0.450   0.325   0.340   7,200,000 2,594,500 N/A 0.540   2016/10/20 0.260   2016/06/22 8,230,000 3,070,100 -   - -   -
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.191   0.126   0.130   4,028,730,000 624,319,880 N/A 0.310   2016/09/23 0.126   2016/11/30 4,032,200,000 625,166,840 -   - -   -
14324 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 D HKD 0.132   0.103   0.107   10,921,100,000 1,273,966,040 N/A 0.132   2016/11/18 0.103   2016/11/30 10,921,100,000 1,273,966,040 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.183   0.111   0.117   55,730,000 8,194,080 N/A 0.295   2016/09/23 0.111   2016/11/15 16,027,040,000 3,853,424,700 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.290   0.221   0.221   420,000 100,200 N/A 0.415   2016/09/23 0.204   2016/08/03 7,135,990,000 1,796,755,040 -   - -   -
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.280   0.187   0.190   8,860,000 1,790,740 N/A 0.385   2016/09/23 0.169   2016/08/03 11,264,130,000 2,248,956,660 -   - -   -
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.204   0.124   0.130   72,180,000 11,708,520 N/A 0.290   2016/09/19 0.124   2016/11/21 2,836,980,000 697,454,690 -   - -   -
26051 BOCI Asia Ltd. - Tracker Fund European Put Wts Feb 2017 A HKD -   -   0.010   0 0 501,087 0.227   2016/02/12 0.010   2016/10/17 136,220,000 13,759,370 -   - -   -
19080 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.020   0 0 129,158 0.119   2016/09/09 0.020   2016/02/11 47,295,000 2,016,880 0.224   2015/10/23 0.156   2015/11/16
26049 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 B HKD -   -   0.435   0 0 23,967 0.445   2016/08/17 0.182   2016/02/11 440,700,000 125,217,030 -   - -   -
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD 0.245   0.202   0.234   9,440,000 2,089,540 416,538 0.245   2016/11/10 0.119   2016/05/13 164,440,000 31,215,665 -   - -   -
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.285   0 0 158,733 0.260   2016/04/21 0.152   2016/05/13 556,210,000 126,444,375 -   - -   -
20812 BOCI Asia Ltd. - Yanzhou Coal European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.260   2015/04/28 0.047   2015/08/12
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.181   0.136   0.137   4,180,000 617,262 N/A 0.187   2016/10/27 0.136   2016/11/30 4,316,000 640,136 -   - -   -
26927 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 B HKD 0.010   0.010   0.010   700,000 7,000 36,193 0.163   2016/02/12 0.010   2016/11/29 18,683,540,000 2,008,798,800 0.260   2015/09/08 0.095   2015/12/23
28339 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 E HKD -   -   0.010   0 0 174,155,930 0.111   2016/06/28 0.010   2016/08/24 12,181,640,000 1,044,937,610 -   - -   -
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD 0.189   0.182   0.184   171,550,000 31,536,280 N/A 0.189   2016/11/30 0.182   2016/11/30 171,550,000 31,536,280 -   - -   -
26909 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 B HKD 0.013   0.010   0.010   550,000 5,800 185,237 0.125   2016/05/05 0.010   2016/11/21 59,710,000 3,248,110 -   - -   -
27169 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 C HKD 0.010   0.010   0.010   20,000 200 25,362,110 0.165   2016/05/06 0.010   2016/11/09 23,568,850,000 2,712,901,880 -   - -   -
12773 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 E HKD 0.139   0.088   0.131   11,170,000 1,198,820 N/A 0.139   2016/11/14 0.066   2016/10/25 360,960,000 28,103,060 -   - -   -
11435 BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2017 A HKD 0.065   0.035   0.054   12,320,000 672,350 N/A 0.148   2016/07/14 0.033   2016/10/26 8,905,200,000 932,580,040 -   - -   -
13838 Citigroup Global Mkt H Inc. - Sands China Euro Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 40,000 640 0.055   2015/02/16 0.010   2015/12/01
11460 Credit Suisse - SPDR Gold Trust European Warrants Jan 2017 A HKD 0.100   0.010   0.010   31,371,000 1,557,653 N/A 0.445   2016/07/14 0.010   2016/11/25 262,936,000 45,467,069 -   - -   -
18706 Credit Suisse AG - A50 China European Put Wts Dec 2016 D HKD 0.119   0.090   0.064   1,220,000 126,992 532,424 0.380   2016/01/26 0.090   2016/11/24 18,120,000 3,472,592 0.395   2015/08/25 0.089   2015/04/27
13663 Credit Suisse AG - A50 China European Warrants Apr 2017 A HKD 0.780   0.480   0.720   2,412,000 1,333,045 N/A 0.780   2016/11/29 0.325   2016/10/27 18,707,200 7,844,447 -   - -   -
13261 Credit Suisse AG - A50 China European Warrants Dec 2016 A HKD 0.203   0.203   0.270   30,000 6,090 10,140 0.203   2016/11/02 0.100   2016/02/12 828,882,000 101,562,683 0.670   2015/04/21 0.223   2015/08/28
18593 Credit Suisse AG - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 15,045 0.085   2016/01/04 0.011   2016/09/02 878,380,000 39,136,676 0.325   2015/01/05 0.062   2015/08/25
18595 Credit Suisse AG - A50 China European Warrants Dec 2016 C HKD 0.070   0.030   0.060   21,218,000 896,216 19,135,807 0.125   2016/01/04 0.018   2016/10/17 5,989,234,000 320,257,773 0.485   2015/05/13 0.081   2015/08/25
21324 Credit Suisse AG - A50 China European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.021   2016/01/07 0.013   2016/01/19 1,286,000 18,116 0.335   2015/04/28 0.051   2015/12/21
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.149   0.115   0.142   6,534,000 848,836 1,732,898 0.196   2016/01/04 0.091   2016/06/27 1,945,631,000 249,905,469 0.425   2015/01/05 0.136   2015/08/25
28867 Credit Suisse AG - AAC Acoustic European Warrants Dec 2016 A HKD 0.330   0.016   0.016   187,410,000 24,916,345 N/A 1.720   2016/08/30 0.016   2016/11/30 289,340,000 91,497,395 -   - -   -
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.137   0.097   0.099   17,035,000 2,057,760 N/A 0.300   2016/08/30 0.097   2016/11/14 201,470,000 38,233,920 -   - -   -
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.103   0.072   0.069   580,000 49,660 N/A 0.247   2016/09/08 0.072   2016/11/25 107,870,000 21,443,700 -   - -   -
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.186   0.121   0.126   25,500,000 3,701,450 N/A 0.186   2016/11/01 0.121   2016/11/15 25,500,000 3,701,450 -   - -   -
28100 Credit Suisse AG - Agricultural Bank European Wts Jan 2017 A HKD 0.380   0.243   0.365   7,747,000 2,123,679 22,170,694 0.560   2016/09/22 0.096   2016/06/16 916,559,000 146,177,703 -   - -   -
11619 Credit Suisse AG - AIA European Put Warrants Dec 2016 B HKD 0.033   0.010   0.010   7,400,000 170,026 N/A 0.141   2016/07/22 0.010   2016/11/15 1,992,102,000 148,888,120 -   - -   -
13129 Credit Suisse AG - AIA European Put Warrants Feb 2017 B HKD 0.220   0.131   0.149   376,890,000 60,680,778 N/A 0.220   2016/11/09 0.062   2016/10/11 819,016,000 119,123,672 -   - -   -
26843 Credit Suisse AG - AIA European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 20,500 0.234   2016/03/24 0.017   2016/07/20 747,436,000 98,845,640 -   - -   -
27435 Credit Suisse AG - AIA European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 53,256,695 0.233   2016/04/20 0.012   2016/08/24 4,787,246,000 471,287,058 -   - -   -
14030 Credit Suisse AG - AIA European Warrants Apr 2017 A HKD 0.154   0.057   0.062   47,950,000 5,416,122 N/A 0.154   2016/11/08 0.057   2016/11/29 47,950,000 5,416,122 -   - -   -
27758 Credit Suisse AG - AIA European Warrants Dec 2016 A HKD 0.010   0.010   0.010   520,000 5,200 82,417,479 0.216   2016/07/21 0.010   2016/11/01 4,515,896,000 494,504,872 -   - -   -
11928 Credit Suisse AG - AIA European Warrants Dec 2016 C HKD 0.139   0.016   0.017   985,212,000 98,113,710 N/A 0.485   2016/10/11 0.016   2016/11/28 1,601,874,000 201,053,368 -   - -   -
11929 Credit Suisse AG - AIA European Warrants Dec 2016 D HKD 0.018   0.010   0.010   7,678,000 99,510 N/A 0.211   2016/10/06 0.010   2016/11/08 4,275,800,000 489,591,836 -   - -   -
12514 Credit Suisse AG - AIA European Warrants Feb 2017 A HKD 0.060   0.010   0.010   152,124,000 5,764,054 N/A 0.220   2016/10/06 0.010   2016/11/23 3,999,892,000 518,312,490 -   - -   -
14097 Credit Suisse AG - AIA European Warrants Feb 2017 C HKD 0.145   0.041   0.042   2,898,578,000 188,924,414 N/A 0.145   2016/11/08 0.041   2016/11/30 2,898,578,000 188,924,414 -   - -   -
14143 Credit Suisse AG - AIA European Warrants Mar 2017 A HKD 0.265   0.121   0.128   129,134,000 22,509,698 N/A 0.265   2016/11/10 0.121   2016/11/30 129,134,000 22,509,698 -   - -   -
13225 Credit Suisse AG - AIA European Warrants May 2017 A HKD 0.101   0.054   0.056   12,026,000 903,176 N/A 0.295   2016/10/11 0.054   2016/11/30 242,164,000 42,909,876 -   - -   -
11243 Credit Suisse AG - AIA European Warrants Nov 2016 C HKD 0.240   0.010   0.010   136,922,000 16,542,434 N/A 0.670   2016/10/06 0.010   2016/11/23 169,622,000 26,477,818 -   - -   -
27432 Credit Suisse AG - Anhui Conch European Warrants Dec 2016 A HKD 0.025   0.010   0.010   1,710,000 27,190 9,051,428 0.247   2016/04/20 0.010   2016/11/03 941,590,000 86,303,860 -   - -   -
13553 Credit Suisse AG - Anhui Conch European Warrants May 2017 A HKD 0.224   0.151   0.180   237,760,000 43,850,235 N/A 0.335   2016/09/30 0.151   2016/11/24 342,900,000 63,163,475 -   - -   -
11172 Credit Suisse AG - Anta Sports European Warrants Feb 2017 A HKD -   -   0.650   0 0 N/A 0.405   2016/08/05 0.285   2016/07/07 240,000 82,150 -   - -   -
12408 Credit Suisse AG - Anta Sports European Warrants Feb 2017 B HKD 0.395   0.194   0.280   35,960,000 8,993,120 N/A 0.395   2016/11/01 0.194   2016/11/24 110,630,000 28,644,490 -   - -   -
12632 Credit Suisse AG - Bank of China European Put Wts Mar 2017 A HKD 0.145   0.067   0.068   85,090,000 10,046,828 N/A 0.260   2016/08/24 0.067   2016/11/30 365,808,000 50,866,645 -   - -   -
12630 Credit Suisse AG - BOC HK European Warrants Apr 2017 A HKD 0.181   0.061   0.163   405,140,000 54,933,085 N/A 0.191   2016/09/09 0.061   2016/11/09 1,173,235,000 150,336,825 -   - -   -
27880 Credit Suisse AG - BOC HK European Warrants Dec 2016 A HKD 0.600   0.345   0.640   1,200,000 565,750 15,750,377 0.600   2016/11/22 0.108   2016/06/24 1,031,435,000 157,723,400 -   - -   -
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.200   0.121   0.178   86,500,000 14,893,565 N/A 0.200   2016/11/28 0.121   2016/11/09 86,500,000 14,893,565 -   - -   -
11171 Credit Suisse AG - BOC HK European Warrants Mar 2017 A HKD 0.430   0.215   0.425   9,230,000 2,763,165 N/A 0.430   2016/11/28 0.118   2016/07/06 590,505,000 117,699,945 -   - -   -
12464 Credit Suisse AG - BOCL European Warrants Apr 2017 A HKD 0.176   0.086   0.143   318,342,000 42,461,693 N/A 0.325   2016/09/09 0.086   2016/11/21 1,855,191,000 354,941,723 -   - -   -
14575 Credit Suisse AG - BOCL European Warrants Apr 2017 B HKD 0.216   0.173   0.201   140,528,000 28,868,743 N/A 0.216   2016/11/28 0.173   2016/11/25 140,528,000 28,868,743 -   - -   -
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.335   0.195   0.285   145,293,000 32,956,837 53,909,474 0.455   2016/09/22 0.113   2016/05/24 1,969,211,000 334,087,539 -   - -   -
27512 Credit Suisse AG - BOCL European Warrants Feb 2017 A HKD 0.208   0.077   0.155   359,439,000 51,040,162 69,483,876 0.385   2016/09/09 0.063   2016/05/16 2,505,510,000 439,082,301 -   - -   -
13136 Credit Suisse AG - BOCL European Warrants May 2017 A HKD 0.117   0.052   0.081   86,462,000 6,361,149 N/A 0.210   2016/09/13 0.052   2016/11/21 412,300,000 57,819,250 -   - -   -
13228 Credit Suisse AG - BYD European Warrants Apr 2017 A HKD 0.315   0.116   0.122   56,425,000 9,389,425 N/A 0.550   2016/09/22 0.116   2016/11/30 73,650,000 16,565,275 -   - -   -
17774 Credit Suisse AG - BYD European Warrants Dec 2016 A HKD 0.049   0.013   0.019   13,385,000 470,470 3,932,229 0.121   2016/09/07 0.013   2016/11/25 833,085,000 66,255,700 0.250   2015/06/04 0.044   2015/07/08
22789 Credit Suisse AG - BYD European Warrants Dec 2016 B HKD 0.027   0.013   0.010   6,210,000 89,240 8,738,113 0.086   2016/01/05 0.013   2016/11/09 886,810,000 54,470,000 0.217   2015/06/12 0.069   2015/07/08
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.168   0.115   0.120   56,530,000 7,466,285 8,695,312 0.238   2016/01/06 0.115   2016/11/23 1,054,295,000 193,403,530 -   - -   -
14058 Credit Suisse AG - BYD European Warrants Mar 2017 A HKD 0.305   0.134   0.139   80,385,000 12,974,025 N/A 0.305   2016/11/09 0.134   2016/11/30 80,385,000 12,974,025 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.204   0.163   0.186   68,220,000 12,574,230 N/A 0.280   2016/09/09 0.163   2016/11/09 178,920,000 37,894,510 -   - -   -
26884 Credit Suisse AG - Car Inc European Warrants Mar 2017 A HKD 0.055   0.030   0.037   113,730,000 4,601,250 6,665,935 0.260   2016/03/29 0.030   2016/11/18 831,250,000 89,315,200 -   - -   -
14019 Credit Suisse AG - Cathay Pacific European Warrants May 17 A HKD 0.870   0.710   0.730   4,419,000 3,558,900 N/A 0.870   2016/11/11 0.710   2016/11/30 4,419,000 3,558,900 -   - -   -
11103 Credit Suisse AG - CC Bank European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.213   2016/06/27 0.011   2016/09/12 192,554,000 23,701,343 -   - -   -
14357 Credit Suisse AG - CC Bank European Put Warrants May 2017 A HKD 0.241   0.108   0.110   23,968,000 3,843,185 N/A 0.241   2016/11/21 0.108   2016/11/30 23,968,000 3,843,185 -   - -   -
27192 Credit Suisse AG - CC Bank European Warrants Dec 2016 A HKD 0.345   0.188   0.375   1,356,000 324,444 86,374,024 0.660   2016/09/06 0.055   2016/05/20 6,176,522,000 897,205,379 -   - -   -
11621 Credit Suisse AG - CC Bank European Warrants Feb 2017 A HKD 0.177   0.065   0.143   575,380,000 72,792,237 N/A 0.425   2016/09/09 0.065   2016/11/21 1,753,858,000 298,756,813 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.270   0.163   0.238   89,002,000 19,359,828 N/A 0.270   2016/11/30 0.163   2016/11/18 89,002,000 19,359,828 -   - -   -
12778 Credit Suisse AG - CC Bank European Warrants Mar 2017 A HKD 0.097   0.040   0.075   382,375,000 27,428,884 N/A 0.255   2016/09/07 0.040   2016/11/21 2,311,821,000 296,461,571 -   - -   -
27121 Credit Suisse AG - CGS European Warrants Dec 2016 A HKD 0.034   0.017   0.022   33,165,000 755,250 4,600,728 0.167   2016/04/14 0.017   2016/11/22 923,075,000 55,783,050 -   - -   -
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.225   0.174   0.193   78,040,000 15,258,320 N/A 0.225   2016/11/11 0.171   2016/10/31 107,920,000 20,860,510 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.097   0.070   0.092   91,020,000 7,793,200 N/A 0.156   2016/06/08 0.063   2016/10/14 622,230,000 66,587,590 -   - -   -
11946 Credit Suisse AG - Ch Overseas European Warrants Jan 2017 A HKD 0.021   0.018   0.013   1,100,000 21,800 N/A 0.189   2016/08/10 0.018   2016/11/01 755,480,000 84,574,520 -   - -   -
13956 Credit Suisse AG - Ch Overseas European Warrants May 2017 A HKD 0.248   0.100   0.102   218,220,000 29,666,440 N/A 0.275   2016/10/28 0.100   2016/11/21 218,300,000 29,688,440 -   - -   -
11949 Credit Suisse AG - CHALCO European Wts Feb 2017 A HKD 0.770   0.247   0.580   5,974,000 2,193,462 N/A 0.770   2016/11/25 0.247   2016/11/07 90,500,000 29,850,972 -   - -   -
14024 Credit Suisse AG - CHALCO European Wts May 2017 A HKD 0.630   0.201   0.480   29,028,000 10,733,004 N/A 0.630   2016/11/25 0.201   2016/11/07 29,028,000 10,733,004 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD 0.210   0.130   0.143   60,900,000 9,911,300 N/A 0.210   2016/11/09 0.130   2016/11/17 60,900,000 9,911,300 -   - -   -
12407 Credit Suisse AG - Chi Res Land European Warrants Mar 2017 A HKD 0.052   0.021   0.023   79,520,000 2,908,800 N/A 0.255   2016/08/19 0.021   2016/11/21 1,008,140,000 149,441,080 -   - -   -
27961 Credit Suisse AG - Chi Res Land European Warrants Nov 2016 A HKD -   -   0.020   0 0 20,128,390 0.275   2016/09/22 0.039   2016/10/11 849,900,000 135,377,240 -   - -   -
13174 Credit Suisse AG - China Cinda European Warrants Apr 2017 A HKD 0.154   0.071   0.087   160,054,000 15,505,301 N/A 0.255   2016/09/22 0.071   2016/11/24 352,456,000 55,487,229 -   - -   -
14313 Credit Suisse AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.011   2015/12/29
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.024   0.024   0.020   200,000 4,800 7,357 0.049   2016/01/04 0.024   2016/11/10 10,950,000 441,840 0.170   2015/06/02 0.046   2015/09/07
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.181   0.152   0.168   19,838,000 3,330,834 N/A 0.330   2016/09/09 0.152   2016/11/18 114,610,000 23,057,080 -   - -   -
13266 Credit Suisse AG - China Life European Put Wts Apr 2017 B HKD 0.255   0.063   0.070   493,570,000 67,709,820 N/A 0.255   2016/11/09 0.063   2016/11/30 1,263,570,000 198,785,840 -   - -   -
14360 Credit Suisse AG - China Life European Put Wts Apr 2017 D HKD 0.123   0.036   0.041   212,420,000 15,195,390 N/A 0.123   2016/11/18 0.036   2016/11/28 212,420,000 15,195,390 -   - -   -
12506 Credit Suisse AG - China Life European Put Wts Jan 2017 A HKD 0.080   0.015   0.010   227,170,000 10,323,330 N/A 0.148   2016/08/25 0.015   2016/11/21 1,529,940,000 102,655,230 -   - -   -
26936 Credit Suisse AG - China Life European Put Wts Nov 2016 B HKD 0.015   0.010   0.010   820,000 9,660 33,703,930 0.220   2016/05/16 0.010   2016/11/22 3,136,310,000 308,165,030 -   - -   -
13224 Credit Suisse AG - China Life European Warrants Apr 2017 A HKD 0.173   0.038   0.147   606,490,000 55,748,620 N/A 0.173   2016/11/28 0.038   2016/11/09 15,567,990,000 1,691,955,700 -   - -   -
13662 Credit Suisse AG - China Life European Warrants Apr 2017 C HKD 0.246   0.057   0.213   7,509,440,000 602,010,440 N/A 0.246   2016/11/30 0.057   2016/11/09 8,962,880,000 723,174,460 -   - -   -
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.425   0.150   0.400   73,550,000 15,913,130 N/A 0.425   2016/11/28 0.141   2016/07/08 129,290,000 26,833,200 -   - -   -
11665 Credit Suisse AG - China Life European Warrants Dec 2016 A HKD 0.370   0.048   0.330   89,650,000 13,288,920 N/A 0.370   2016/11/30 0.048   2016/11/09 8,517,310,000 910,283,840 -   - -   -
12625 Credit Suisse AG - China Life European Warrants Dec 2016 B HKD 0.300   0.033   0.290   39,730,000 5,148,480 N/A 0.300   2016/11/28 0.033   2016/11/09 9,417,160,000 926,206,610 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD 0.225   0.060   0.195   4,224,810,000 496,125,640 N/A 0.225   2016/11/28 0.060   2016/11/09 10,465,970,000 1,182,726,450 -   - -   -
26926 Credit Suisse AG - China Life European Warrants Nov 2016 A HKD -   -   0.012   0 0 49,798,553 0.280   2016/09/22 0.012   2016/10/28 9,610,620,000 1,012,268,280 -   - -   -
27159 Credit Suisse AG - China Life European Warrants Nov 2016 C HKD -   -   0.010   0 0 4,165,182 0.155   2016/04/14 0.010   2016/10/14 3,099,670,000 320,112,050 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.207   0.065   0.175   1,801,950,000 298,588,130 N/A 0.233   2016/09/22 0.064   2016/10/31 4,198,990,000 650,599,550 -   - -   -
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.355   0.137   0.330   1,247,350,000 192,876,240 N/A 0.355   2016/11/30 0.137   2016/11/14 1,247,350,000 192,876,240 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD 0.305   0.196   0.270   127,790,000 28,270,990 N/A 0.310   2016/08/26 0.174   2016/08/24 454,100,000 99,704,580 -   - -   -
11764 Credit Suisse AG - China Mobile European Put Wts Feb 2017 A HKD 0.435   0.198   0.315   57,480,000 16,033,485 N/A 0.435   2016/11/14 0.111   2016/10/11 1,370,330,000 297,675,385 -   - -   -
16037 Credit Suisse AG - China Mobile European Put Wts Jan 2017 A HKD 0.165   0.121   0.151   18,580,000 2,439,890 1,637,260 0.249   2016/01/21 0.065   2016/10/11 110,050,000 10,319,860 0.227   2015/07/08 0.096   2015/04/09
27424 Credit Suisse AG - China Mobile European Put Wts Nov 2016 B HKD -   -   0.010   0 0 28,692,039 0.370   2016/05/24 0.020   2016/08/22 1,696,370,000 251,067,900 -   - -   -
13608 Credit Suisse AG - China Mobile European Warrants Apr 2017 A HKD 0.170   0.052   0.063   66,960,000 8,133,420 N/A 0.500   2016/10/11 0.052   2016/11/25 3,183,880,000 801,908,810 -   - -   -
14007 Credit Suisse AG - China Mobile European Warrants Apr 2017 B HKD 0.345   0.137   0.153   128,860,000 24,212,235 N/A 0.345   2016/11/01 0.137   2016/11/25 128,860,000 24,212,235 -   - -   -
17129 Credit Suisse AG - China Mobile European Warrants Dec 2016 A HKD 0.031   0.010   0.010   96,900,000 2,259,500 29,410,750 0.113   2016/08/15 0.010   2016/11/30 24,881,800,000 1,261,269,800 0.310   2015/05/05 0.090   2015/12/30
19569 Credit Suisse AG - China Mobile European Warrants Dec 2016 B HKD 0.012   0.010   0.010   6,265,000 69,760 138,607,180 0.064   2016/08/15 0.010   2016/11/08 34,745,655,000 1,387,563,430 0.248   2015/02/05 0.059   2015/12/30
21659 Credit Suisse AG - China Mobile European Warrants Dec 2016 C HKD -   -   0.010   0 0 3,334 0.016   2016/01/06 0.010   2016/08/26 2,415,000 25,725 0.246   2015/04/28 0.020   2015/12/30
11127 Credit Suisse AG - China Mobile European Warrants Dec 2016 D HKD 0.110   0.010   0.010   27,475,000 2,059,310 N/A 0.840   2016/07/21 0.010   2016/11/16 394,995,000 72,181,610 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD 0.016   0.010   0.010   5,495,000 74,695 57,476,282 0.047   2016/04/27 0.010   2016/11/24 8,537,320,000 344,993,570 0.170   2015/05/26 0.047   2015/12/29
16422 Credit Suisse AG - China Mobile European Warrants Mar 2017 A HKD 0.050   0.017   0.022   18,856,385,000 549,114,595 322,576,270 0.123   2016/07/21 0.017   2016/11/25 44,275,880,000 2,120,185,085 0.285   2015/04/21 0.090   2015/12/30
12509 Credit Suisse AG - China Mobile European Warrants Mar 2017 B HKD 0.054   0.010   0.017   6,345,000 197,820 N/A 0.345   2016/09/09 0.010   2016/11/23 4,144,300,000 988,755,635 -   - -   -
19781 Credit Suisse AG - China Mobile European Warrants Nov 2016 A HKD -   -   0.010   0 0 53,230,493 0.038   2016/01/04 0.010   2016/10/07 24,267,550,000 649,600,745 0.213   2015/02/12 0.041   2015/12/31
27426 Credit Suisse AG - China Mobile European Warrants Nov 2016 C HKD -   -   0.010   0 0 147,859,972 0.345   2016/07/21 0.010   2016/10/20 4,181,765,000 893,003,145 -   - -   -
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.100   0.069   0.073   4,147,545,000 298,141,230 64,883,679 0.183   2016/08/12 0.069   2016/11/24 6,613,260,000 575,645,190 0.365   2015/04/22 0.150   2015/12/21
12988 Credit Suisse AG - China Railway European Warrants Mar 2017A HKD 0.780   0.415   0.710   27,562,000 16,133,500 N/A 0.780   2016/11/30 0.325   2016/10/13 83,025,000 39,208,385 -   - -   -
13846 Credit Suisse AG - China Re European Warrants Apr 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28868 Credit Suisse AG - China Re European Warrants Dec 2016 A HKD 0.092   0.050   0.057   4,352,000 301,550 N/A 0.249   2016/08/16 0.050   2016/11/24 262,510,000 51,119,971 -   - -   -
22487 Credit Suisse AG - China Shenhua European Wts Dec 2016 A HKD 0.345   0.198   0.222   9,570,000 2,357,920 18,120,897 0.345   2016/11/01 0.052   2016/01/20 2,868,345,000 335,045,680 0.194   2015/11/20 0.108   2015/12/14
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.270   0.138   0.160   367,485,000 69,540,760 N/A 0.270   2016/11/10 0.105   2016/08/29 1,488,130,000 247,637,285 -   - -   -
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.221   0.144   0.153   86,520,000 15,058,635 N/A 0.221   2016/11/14 0.144   2016/11/21 86,520,000 15,058,635 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.265   0.221   0.232   16,966,000 4,042,826 N/A 0.265   2016/11/25 0.221   2016/11/03 16,966,000 4,042,826 -   - -   -
27818 Credit Suisse AG - China Tel European Warrants Dec 2016 A HKD 0.036   0.010   0.010   6,986,000 140,586 14,871,951 0.213   2016/08/23 0.010   2016/11/10 832,296,000 114,729,972 -   - -   -
12895 Credit Suisse AG - China Tel European Warrants Mar 2017 A HKD 0.135   0.029   0.045   74,468,000 7,250,354 N/A 0.219   2016/09/05 0.029   2016/11/29 227,544,000 31,373,090 -   - -   -
14467 Credit Suisse AG - China Vanke European Warrants Apr 2017 A HKD 0.245   0.193   0.229   41,210,000 9,272,587 N/A 0.245   2016/11/28 0.193   2016/11/23 41,210,000 9,272,587 -   - -   -
21846 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.270   2015/05/05 0.033   2015/11/11
26575 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 B HKD 0.048   0.010   0.034   276,540,000 7,380,680 16,741,737 0.173   2016/03/30 0.010   2016/11/30 3,281,880,000 204,302,260 -   - -   -
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.112   0.057   0.103   231,070,000 18,288,670 17,517,292 0.204   2016/03/30 0.057   2016/11/15 2,248,012,000 264,116,772 -   - -   -
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD 0.560   0.310   0.520   9,978,000 4,390,920 N/A 0.560   2016/11/30 0.310   2016/11/28 9,978,000 4,390,920 -   - -   -
15383 Credit Suisse AG - ChiUnicom European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.300   2015/04/28 0.023   2015/12/16
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.145   0.079   0.128   422,840,000 43,810,060 N/A 0.171   2016/10/11 0.079   2016/11/14 1,919,820,000 223,483,200 -   - -   -
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.037   0.030   0.038   640,000 22,380 58,927 0.146   2016/01/04 0.021   2016/07/20 55,080,000 6,378,520 -   - -   -
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.038   0.023   0.035   1,100,000 37,940 32,360 0.107   2016/01/04 0.023   2016/11/29 6,660,000 393,560 0.158   2015/11/12 0.106   2015/12/10
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.209   0.204   0.202   4,960,000 1,025,720 N/A 0.209   2016/11/29 0.204   2016/11/29 4,960,000 1,025,720 -   - -   -
28152 Credit Suisse AG - CICC European Warrants Dec 2016 A HKD 0.052   0.021   0.021   29,732,000 1,066,632 9,620,348 0.260   2016/05/23 0.021   2016/11/28 513,480,000 65,709,976 -   - -   -
27983 Credit Suisse AG - CITIC Bank European Warrants Dec 2016 A HKD 0.208   0.088   0.123   44,430,000 8,174,530 8,525,907 0.600   2016/09/22 0.088   2016/11/22 307,565,000 74,424,747 -   - -   -
27683 Credit Suisse AG - CITIC Bank European Warrants Nov 2016 A HKD -   -   0.018   0 0 20,414,108 0.247   2016/04/28 0.038   2016/10/12 1,162,481,000 172,068,485 -   - -   -
27928 Credit Suisse AG - CITIC European Warrants Dec 2016 A HKD 0.057   0.011   0.015   12,306,000 268,599 24,019,020 0.850   2016/08/17 0.011   2016/11/11 414,982,000 161,986,118 -   - -   -
13134 Credit Suisse AG - CITIC European Warrants Mar 2017 A HKD 0.350   0.123   0.260   139,508,000 29,089,080 N/A 0.640   2016/09/12 0.123   2016/11/09 266,524,000 65,712,554 -   - -   -
27436 Credit Suisse AG - CITIC Sec European Put Warrants Nov 2016A HKD -   -   0.010   0 0 19,469,432 0.335   2016/05/09 0.010   2016/10/28 971,440,000 129,649,540 -   - -   -
13854 Credit Suisse AG - CITIC Sec European Warrants Apr 2017 A HKD 0.162   0.112   0.153   290,155,000 40,476,380 N/A 0.172   2016/10/24 0.112   2016/11/09 353,665,000 50,278,655 -   - -   -
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD 0.168   0.101   0.121   79,560,000 10,440,905 N/A 0.211   2016/09/22 0.101   2016/11/21 182,220,000 28,315,640 -   - -   -
27125 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 A HKD 0.016   0.016   0.015   5,000 80 3,927,518 0.250   2016/04/07 0.011   2016/10/31 715,825,000 73,642,085 -   - -   -
11032 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 B HKD 0.027   0.010   0.010   5,740,000 99,225 N/A 0.191   2016/07/04 0.010   2016/11/25 1,563,615,000 171,003,585 -   - -   -
12719 Credit Suisse AG - CKH European Put Warrants Mar 2017 A HKD 0.185   0.079   0.096   221,745,000 25,325,350 N/A 0.250   2016/08/25 0.079   2016/11/23 819,215,000 118,521,870 -   - -   -
22957 Credit Suisse AG - CKH European Warrants Apr 2017 A HKD 0.013   0.011   0.011   7,535,000 86,785 142,683 0.100   2016/01/05 0.011   2016/11/25 109,090,000 5,337,370 0.241   2015/06/22 0.085   2015/12/15
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD 0.470   0.470   0.435   55,000 25,850 8,017 0.520   2016/09/12 0.290   2016/07/06 115,000 48,100 0.600   2015/06/05 0.185   2015/01/09
16706 Credit Suisse AG - CKH European Warrants Dec 2016 A HKD 0.325   0.325   0.315   20,000 6,500 1,205,983 0.470   2016/09/09 0.170   2016/07/11 36,925,000 7,242,270 0.750   2015/08/07 0.112   2015/01/07
27877 Credit Suisse AG - CKH European Warrants Dec 2016 B HKD 0.032   0.010   0.010   4,260,000 60,330 45,174,738 0.300   2016/05/12 0.010   2016/11/07 1,937,370,000 311,177,230 -   - -   -
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD -   -   0.212   0 0 13,974,117 0.250   2016/05/03 0.125   2016/07/06 572,900,000 83,894,600 0.260   2015/04/22 0.081   2015/01/08
11245 Credit Suisse AG - CKH Holdings European Warrants Jan 2017 A HKD 0.490   0.157   0.169   123,725,000 31,057,530 N/A 0.980   2016/09/09 0.157   2016/11/30 334,015,000 121,318,550 -   - -   -
12821 Credit Suisse AG - CKH Holdings European Warrants Mar 2017 B HKD 0.157   0.059   0.064   228,995,000 21,918,430 N/A 0.510   2016/09/02 0.059   2016/11/30 593,595,000 108,798,755 -   - -   -
14061 Credit Suisse AG - CKH Holdings European Warrants May 2017 A HKD 0.540   0.395   0.410   9,200,000 4,224,725 N/A 0.540   2016/11/04 0.395   2016/11/30 9,200,000 4,224,725 -   - -   -
13521 Credit Suisse AG - CKI Holdings European Warrants Apr 2017 A HKD 0.206   0.133   0.140   67,740,000 10,924,080 N/A 0.355   2016/09/29 0.133   2016/11/17 132,750,000 21,189,920 -   - -   -
11118 Credit Suisse AG - CKI Holdings European Warrants Dec 2016 A HKD -   -   0.010   0 0 N/A 0.209   2016/06/27 0.012   2016/10/07 513,420,000 52,916,700 -   - -   -
11246 Credit Suisse AG - CKI Holdings European Warrants Jan 2017 A HKD 0.142   0.047   0.052   93,520,000 8,446,370 N/A 0.560   2016/08/01 0.047   2016/11/30 423,160,000 105,009,980 -   - -   -
12896 Credit Suisse AG - CKP European Warrants Mar 2017 A HKD 0.270   0.054   0.070   182,230,000 21,830,795 N/A 0.330   2016/09/09 0.054   2016/11/21 473,960,000 77,126,230 -   - -   -
27980 Credit Suisse AG - CM Bank European Warrants Dec 2016 A HKD 0.214   0.108   0.200   7,235,000 1,111,200 7,650,228 0.300   2016/09/05 0.063   2016/06/15 506,125,000 56,117,950 -   - -   -
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD 0.155   0.089   0.138   192,045,000 22,325,785 N/A 0.246   2016/09/08 0.089   2016/11/09 908,510,000 163,317,495 -   - -   -
21870 Credit Suisse AG - CNBM European Warrants Dec 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.233   2015/05/06 0.085   2015/07/07
28504 Credit Suisse AG - CNBM European Warrants Dec 2016 B HKD 0.230   0.017   0.020   88,312,000 7,408,074 N/A 0.470   2016/06/08 0.017   2016/11/25 635,548,000 93,262,114 -   - -   -
13443 Credit Suisse AG - CNBM European Warrants Mar 2017 A HKD 0.500   0.215   0.305   42,648,000 12,111,740 N/A 0.500   2016/11/14 0.200   2016/10/12 109,604,000 27,490,902 -   - -   -
17036 Credit Suisse AG - CNBM European Warrants Nov 2016 B HKD -   -   0.011   0 0 0 0.012   2016/04/22 0.011   2016/04/22 200,000 2,360 0.255   2015/05/06 0.031   2015/08/25
13969 Credit Suisse AG - CNOOC European Put Warrants Apr 2017 A HKD 0.520   0.295   0.345   25,413,000 10,675,555 N/A 0.520   2016/11/14 0.295   2016/11/22 25,829,000 10,855,140 -   - -   -
28596 Credit Suisse AG - CNOOC European Put Warrants Jan 2017 A HKD 0.039   0.012   0.016   79,330,000 1,866,120 N/A 0.131   2016/06/06 0.012   2016/11/22 2,825,610,000 156,187,730 -   - -   -
14710 Credit Suisse AG - CNOOC European Warrants Apr 2017 B HKD 0.255   0.227   0.236   4,370,000 1,028,093 N/A 0.255   2016/11/30 0.227   2016/11/30 4,370,000 1,028,093 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.216   0.163   0.187   99,640,000 19,351,020 44,773,492 0.265   2016/10/25 0.089   2016/01/21 4,976,840,000 821,083,080 -   - -   -
24185 Credit Suisse AG - CNOOC European Warrants Dec 2016 A HKD 0.019   0.010   0.010   29,830,000 420,870 24,505,592 0.075   2016/04/21 0.010   2016/11/30 8,814,990,000 317,642,600 0.142   2015/07/22 0.031   2015/12/31
12281 Credit Suisse AG - CNOOC European Warrants Dec 2016 B HKD 0.290   0.012   0.015   71,780,000 10,224,408 N/A 0.760   2016/10/24 0.012   2016/11/28 3,414,534,000 841,188,271 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.128   0.095   0.109   154,250,000 17,433,330 25,724,950 0.167   2016/10/24 0.084   2016/08/03 1,359,750,000 172,835,790 -   - -   -
13640 Credit Suisse AG - CNOOC European Warrants Mar 2017 A HKD 0.223   0.106   0.112   1,231,081,000 204,900,884 N/A 0.460   2016/10/20 0.106   2016/11/09 1,920,204,000 422,450,721 -   - -   -
13348 Credit Suisse AG - CPIC European Warrants Apr 2017 A HKD 0.125   0.059   0.102   99,566,000 9,622,610 N/A 0.227   2016/09/22 0.059   2016/11/14 342,248,000 51,092,330 -   - -   -
28076 Credit Suisse AG - CRCC European Warrants Dec 2016 A HKD 0.132   0.029   0.132   52,370,000 3,890,450 7,308,388 0.139   2016/06/07 0.023   2016/10/14 615,285,000 50,990,430 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.196   0.111   0.153   139,005,000 22,001,560 N/A 0.196   2016/11/28 0.073   2016/09/20 240,305,000 32,754,010 -   - -   -
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.192   0.145   0.145   29,000,000 4,994,730 N/A 0.192   2016/11/28 0.145   2016/11/30 29,000,000 4,994,730 -   - -   -
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD 0.079   0.052   0.071   21,520,000 1,310,970 1,596,268 0.236   2016/04/14 0.052   2016/11/17 269,730,000 39,946,790 -   - -   -
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.137   0.112   0.128   21,870,000 2,689,420 N/A 0.137   2016/11/29 0.112   2016/11/24 21,870,000 2,689,420 -   - -   -
18749 Credit Suisse AG - CSOP A50 ETF Euro Put Wts Dec 2016 A HKD 0.061   0.058   0.016   150,000 8,850 51,727 0.315   2016/02/12 0.058   2016/11/09 140,374,000 29,957,780 0.350   2015/08/25 0.058   2015/05/26
25814 Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.080   0.046   0.073   2,440,000 123,690 43,034,055 0.218   2016/01/04 0.043   2016/10/27 9,578,058,000 922,434,666 0.275   2015/11/05 0.190   2015/08/31
11950 Credit Suisse AG - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.350   0.151   0.290   203,562,600 42,790,512 N/A 0.660   2016/08/16 0.151   2016/11/21 466,460,400 118,368,404 -   - -   -
12558 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.125   0.066   0.094   78,824,000 6,864,654 N/A 0.204   2016/08/22 0.065   2016/10/17 303,845,600 37,462,938 -   - -   -
14358 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 B HKD 0.215   0.118   0.182   43,507,600 8,290,466 N/A 0.215   2016/11/30 0.118   2016/11/18 43,507,600 8,290,466 -   - -   -
27964 Credit Suisse AG - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.017   0 0 19,611,766 0.250   2016/05/18 0.029   2016/09/12 955,338,600 163,978,073 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.159   0.124   0.152   10,868,000 1,624,346 3,335,761 0.305   2016/01/04 0.124   2016/11/18 1,796,642,000 338,361,628 0.440   2015/03/25 0.315   2015/12/31
13172 Credit Suisse AG - CSR Times European Warrants Mar 2017 A HKD 0.224   0.109   0.197   69,950,000 10,695,345 N/A 0.385   2016/09/22 0.109   2016/11/18 133,550,000 22,173,630 -   - -   -
14060 Credit Suisse AG - CSR Times European Warrants May 2017 A HKD 0.610   0.390   0.610   9,665,000 4,423,125 N/A 0.610   2016/11/29 0.390   2016/11/21 9,665,000 4,423,125 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.186   0.143   0.155   61,035,000 9,849,205 N/A 0.260   2016/09/20 0.143   2016/11/18 154,010,000 30,483,715 -   - -   -
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.139   0.087   0.136   144,560,000 16,439,980 54,571,153 0.260   2016/08/09 0.087   2016/11/16 1,898,300,000 350,610,640 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.118   0.072   0.105   54,880,000 5,094,280 N/A 0.234   2016/09/15 0.072   2016/11/15 137,680,000 20,256,200 -   - -   -
11903 Credit Suisse AG - Galaxy Ent European Put Wts Feb 2017 A HKD 0.032   0.013   0.010   32,460,000 841,540 N/A 0.255   2016/08/03 0.013   2016/11/14 1,784,470,000 189,843,730 -   - -   -
14515 Credit Suisse AG - Galaxy Ent European Put Wts Jun 2017 A HKD 0.187   0.143   0.143   31,550,000 5,291,120 N/A 0.187   2016/11/25 0.143   2016/11/30 31,550,000 5,291,120 -   - -   -
13722 Credit Suisse AG - Galaxy Ent European Put Wts Mar 2017 A HKD 0.125   0.027   0.027   312,520,000 28,263,030 N/A 0.207   2016/10/17 0.027   2016/11/30 604,390,000 72,642,570 -   - -   -
13526 Credit Suisse AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.550   0.196   0.550   331,160,000 78,902,430 N/A 0.550   2016/11/29 0.160   2016/10/17 1,042,000,000 230,929,110 -   - -   -
11899 Credit Suisse AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.660   0.205   0.730   26,220,000 7,008,940 N/A 0.660   2016/11/22 0.051   2016/08/31 1,769,240,000 229,288,070 -   - -   -
11033 Credit Suisse AG - Galaxy Ent European Warrants Jan 2017 A HKD 1.080   0.540   1.150   1,840,000 1,893,800 N/A 1.080   2016/11/24 0.128   2016/07/06 1,308,560,000 250,426,200 -   - -   -
14355 Credit Suisse AG - Galaxy Ent European Warrants May 2017 A HKD 0.440   0.325   0.435   18,700,000 7,095,900 N/A 0.440   2016/11/30 0.325   2016/11/18 18,700,000 7,095,900 -   - -   -
27513 Credit Suisse AG - Galaxy Ent European Warrants Nov 2016 A HKD -   -   0.016   0 0 36,637 0.192   2016/04/21 0.023   2016/10/07 24,730,000 2,576,030 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11030 Credit Suisse AG - GCL-Poly Energy European Wts Dec 2016 A HKD 0.026   0.010   0.010   16,250,000 298,275 N/A 0.168   2016/07/11 0.010   2016/11/17 314,412,000 30,507,817 -   - -   -
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD 0.133   0.092   0.097   26,292,000 2,909,418 N/A 0.221   2016/09/19 0.092   2016/11/14 42,377,000 5,662,076 -   - -   -
13952 Credit Suisse AG - Geely Auto European Put Warrants Apr 17 B HKD 0.760   0.405   0.455   37,855,000 19,815,250 N/A 0.760   2016/11/17 0.385   2016/10/26 59,670,000 29,640,650 -   - -   -
13949 Credit Suisse AG - Geely Auto European Warrants Apr 2017 A HKD 0.440   0.132   0.250   73,410,000 19,649,755 N/A 0.700   2016/10/26 0.132   2016/11/17 173,315,000 72,840,005 -   - -   -
11652 Credit Suisse AG - Geely Auto European Warrants Jan 2017 A HKD 2.400   1.480   2.100   1,150,000 2,376,300 N/A 2.950   2016/10/26 0.330   2016/07/25 173,720,000 111,520,125 -   - -   -
12777 Credit Suisse AG - Geely Auto European Warrants Mar 2017 A HKD 1.580   0.940   1.400   7,515,000 10,939,550 N/A 2.410   2016/10/25 0.530   2016/08/26 114,860,000 116,044,050 -   - -   -
13173 Credit Suisse AG - Geely Auto European Warrants Mar 2017 B HKD 1.130   0.465   0.850   68,980,000 52,404,225 N/A 1.690   2016/10/25 0.465   2016/11/17 147,340,000 119,941,350 -   - -   -
13520 Credit Suisse AG - Geely Auto European Warrants Mar 2017 C HKD 0.800   0.120   0.580   91,595,000 51,507,800 N/A 1.250   2016/10/25 0.120   2016/11/03 173,010,000 121,082,125 -   - -   -
28754 Credit Suisse AG - Geely Auto European Warrants Nov 2016 A HKD -   -   3.050   0 0 N/A 3.250   2016/10/28 0.315   2016/06/27 51,075,000 21,915,925 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD 0.167   0.136   0.137   6,205,000 921,155 N/A 0.167   2016/11/28 0.136   2016/11/30 6,205,000 921,155 -   - -   -
11031 Credit Suisse AG - GF Sec European Warrants Jan 2017 A HKD 0.101   0.063   0.078   154,676,000 12,571,146 N/A 0.280   2016/07/04 0.063   2016/11/21 889,464,000 129,937,468 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.208   0.152   0.179   97,580,000 16,541,445 14,202,966 0.310   2016/10/25 0.123   2016/05/19 1,524,530,000 271,284,430 -   - -   -
11591 Credit Suisse AG - Greatwall Motor European Wts Feb 2017 A HKD 0.066   0.028   0.033   20,445,000 965,590 N/A 0.202   2016/07/29 0.028   2016/11/17 658,675,000 89,532,660 -   - -   -
21350 Credit Suisse AG - Greatwall Motor European Wts Nov 2016 A HKD -   -   0.016   0 0 10,158 0.132   2016/01/04 0.012   2016/08/26 9,000,000 255,540 0.212   2015/11/09 0.134   2015/12/30
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD 0.138   0.099   0.125   181,756,000 20,801,652 N/A 0.199   2016/09/22 0.099   2016/11/21 337,860,000 44,797,032 -   - -   -
27005 Credit Suisse AG - Haitong Sec European Warrants Jan 2017 A HKD 0.078   0.039   0.070   184,816,000 10,497,000 15,225,725 0.236   2016/03/31 0.039   2016/11/09 1,783,884,000 186,201,888 -   - -   -
11035 Credit Suisse AG - Haitong Sec European Warrants May 2017 A HKD 0.265   0.177   0.265   156,060,000 32,476,212 N/A 0.275   2016/08/15 0.175   2016/10/04 928,500,000 188,414,540 -   - -   -
11816 Credit Suisse AG - Henganintl European Warrants Feb 2017 A HKD 0.187   0.062   0.077   106,125,000 12,244,645 N/A 0.630   2016/08/22 0.062   2016/11/22 138,180,000 19,255,815 -   - -   -
14025 Credit Suisse AG - Henganintl European Warrants May 2017 A HKD 0.550   0.485   0.385   590,000 297,200 N/A 0.550   2016/11/29 0.485   2016/11/02 590,000 297,200 -   - -   -
27681 Credit Suisse AG - HKEX European Put Warrants Dec 2016 C HKD 0.020   0.010   0.010   3,320,000 46,880 361,530,087 0.200   2016/06/24 0.010   2016/11/09 23,057,140,000 2,365,638,100 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD 0.101   0.065   0.065   193,830,000 14,985,270 N/A 0.168   2016/08/22 0.065   2016/11/30 1,043,790,000 99,035,370 -   - -   -
13222 Credit Suisse AG - HKEX European Put Warrants Mar 2017 C HKD 0.159   0.099   0.104   277,660,000 34,642,840 N/A 0.195   2016/09/14 0.099   2016/11/28 2,017,180,000 276,676,410 -   - -   -
26006 Credit Suisse AG - HKEX European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 72,915 0.234   2016/01/28 0.011   2016/08/11 5,065,260,000 702,217,800 -   - -   -
27042 Credit Suisse AG - HKEX European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 13,798,867 0.146   2016/04/06 0.010   2016/09/05 4,070,830,000 287,470,850 -   - -   -
11729 Credit Suisse AG - HKEX European Warrants Apr 2017 A HKD 0.249   0.190   0.217   56,510,000 12,522,710 N/A 0.305   2016/09/09 0.149   2016/08/29 994,090,000 184,019,240 -   - -   -
13133 Credit Suisse AG - HKEX European Warrants Apr 2017 B HKD 0.590   0.380   0.385   3,240,265,000 1,580,928,740 N/A 1.250   2016/09/22 0.380   2016/11/30 10,077,170,000 6,978,614,710 -   - -   -
24780 Credit Suisse AG - HKEX European Warrants Dec 2016 A HKD 0.016   0.010   0.010   6,110,000 69,920 21,070,188 0.114   2016/01/04 0.010   2016/11/28 2,380,450,000 149,944,100 -   - -   -
27285 Credit Suisse AG - HKEX European Warrants Dec 2016 B HKD 0.191   0.115   0.151   35,160,000 5,455,300 445,890,672 0.265   2016/09/09 0.088   2016/07/06 41,354,460,000 5,253,889,010 -   - -   -
11055 Credit Suisse AG - HKEX European Warrants Dec 2016 D HKD 0.325   0.248   0.300   3,450,000 1,080,510 N/A 0.395   2016/09/09 0.166   2016/07/08 1,358,680,000 273,770,690 -   - -   -
11135 Credit Suisse AG - HKEX European Warrants Dec 2016 E HKD 0.285   0.010   0.010   55,539,000 4,145,542 N/A 1.010   2016/09/09 0.010   2016/11/28 4,360,813,000 2,125,179,366 -   - -   -
12553 Credit Suisse AG - HKEX European Warrants Dec 2016 F HKD 0.052   0.010   0.010   3,676,000 84,358 N/A 0.630   2016/09/09 0.010   2016/11/28 2,327,737,000 779,596,072 -   - -   -
27071 Credit Suisse AG - HKEX European Warrants Feb 2017 A HKD 0.095   0.056   0.057   7,046,240,000 518,759,130 1,273,053,993 0.180   2016/04/25 0.050   2016/08/11 94,232,970,000 8,331,056,960 -   - -   -
14249 Credit Suisse AG - HKEX European Warrants Feb 2017 B HKD 0.500   0.320   0.335   23,406,000 9,994,655 N/A 0.500   2016/11/15 0.320   2016/11/30 23,406,000 9,994,655 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.144   0.105   0.107   20,469,890,000 2,532,148,020 N/A 0.154   2016/10/24 0.105   2016/11/30 20,530,930,000 2,540,637,100 -   - -   -
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD 0.043   0.036   0.034   600,000 23,700 32,522 0.064   2016/08/16 0.036   2016/11/23 3,870,000 195,130 0.900   2015/04/23 0.150   2015/12/01
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD 0.176   0.130   0.142   577,220,000 86,355,040 1,585,490,390 0.242   2016/04/28 0.103   2016/05/24 73,905,930,000 9,813,452,930 -   - -   -
14663 Credit Suisse AG - HKEX European Warrants Jun 2017 D HKD 0.146   0.126   0.129   8,580,000 1,179,020 N/A 0.146   2016/11/29 0.126   2016/11/30 8,580,000 1,179,020 -   - -   -
27072 Credit Suisse AG - HKEX European Warrants Mar 2017 A HKD 0.167   0.119   0.125   7,294,400,000 992,708,710 707,945,537 0.240   2016/04/01 0.084   2016/08/30 36,207,540,000 5,070,585,090 -   - -   -
12555 Credit Suisse AG - HKEX European Warrants Mar 2017 B HKD 0.360   0.184   0.191   20,697,000 4,389,065 N/A 0.510   2016/10/11 0.184   2016/11/30 40,775,000 12,428,545 -   - -   -
13353 Credit Suisse AG - HKEX European Warrants Mar 2017 D HKD 0.990   0.580   0.600   18,491,000 14,085,140 N/A 1.580   2016/09/22 0.580   2016/11/30 90,825,000 100,396,090 -   - -   -
24776 Credit Suisse AG - HKEX European Warrants Nov 2016 A HKD -   -   0.010   0 0 1,459,497 0.134   2016/01/04 0.010   2016/10/12 14,464,130,000 1,075,768,550 -   - -   -
26506 Credit Suisse AG - HKEX European Warrants Nov 2016 C HKD 0.240   0.235   0.235   600,000 142,500 83,205,757 0.310   2016/09/09 0.102   2016/06/24 14,508,780,000 2,142,963,210 -   - -   -
27682 Credit Suisse AG - HKEX European Warrants Nov 2016 E HKD 0.024   0.010   0.010   96,660,000 1,416,150 81,031,558 0.140   2016/04/28 0.010   2016/11/14 28,380,790,000 1,929,250,190 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.146   0.111   0.113   109,690,000 14,347,230 N/A 0.174   2016/10/11 0.111   2016/11/30 724,510,000 97,297,900 -   - -   -
14391 Credit Suisse AG - HS H-SHARE European Warrants Apr 2017 A HKD 0.485   0.249   0.445   5,972,000 2,466,480 N/A 0.485   2016/11/30 0.249   2016/11/21 5,972,000 2,466,480 -   - -   -
22974 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.169   2015/06/24 0.036   2015/12/09
13221 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 B HKD 0.154   0.059   0.124   260,034,000 28,566,036 N/A 0.265   2016/09/22 0.059   2016/11/09 796,240,000 137,261,976 -   - -   -
13048 Credit Suisse AG - HSBC European Put Warrants Apr 2017 D HKD 0.249   0.108   0.115   699,988,000 108,042,220 N/A 0.380   2016/09/14 0.108   2016/11/28 803,068,000 131,538,780 -   - -   -
14389 Credit Suisse AG - HSBC European Put Warrants Apr 2017 F HKD 0.260   0.203   0.229   49,444,000 11,169,584 N/A 0.260   2016/11/21 0.203   2016/11/28 49,444,000 11,169,584 -   - -   -
12328 Credit Suisse AG - HSBC European Put Warrants Feb 2017 A HKD 0.056   0.012   0.013   24,980,000 1,025,556 N/A 0.182   2016/08/16 0.012   2016/11/28 5,251,064,000 575,887,832 -   - -   -
11525 Credit Suisse AG - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   0 0 N/A 0.245   2016/07/19 0.010   2016/10/12 2,914,464,000 416,121,148 -   - -   -
12985 Credit Suisse AG - HSBC European Put Warrants Mar 2017 B HKD 0.165   0.055   0.060   3,704,528,000 311,517,196 N/A 0.255   2016/09/14 0.055   2016/11/28 8,890,616,000 1,253,657,796 -   - -   -
27325 Credit Suisse AG - HSBC European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 129,434,017 0.243   2016/06/24 0.010   2016/10/12 7,694,300,000 791,776,492 -   - -   -
28510 Credit Suisse AG - HSBC European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 N/A 0.610   2016/06/24 0.010   2016/10/13 4,050,384,000 375,269,724 -   - -   -
11052 Credit Suisse AG - HSBC European Wts Apr 2017 A HKD 0.690   0.385   0.620   2,260,000 1,238,800 N/A 0.690   2016/11/28 0.176   2016/06/24 58,248,000 14,251,372 -   - -   -
12991 Credit Suisse AG - HSBC European Wts Apr 2017 B HKD 0.150   0.052   0.111   5,089,468,000 615,956,340 N/A 0.260   2016/09/07 0.052   2016/11/09 16,995,576,000 2,309,245,752 -   - -   -
13439 Credit Suisse AG - HSBC European Wts Apr 2017 E HKD 0.210   0.086   0.152   11,521,704,000 1,597,150,040 N/A 0.210   2016/11/14 0.086   2016/11/09 25,888,600,000 3,720,411,396 -   - -   -
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.229   0.173   0.183   40,576,000 8,236,676 N/A 0.229   2016/11/22 0.173   2016/11/30 40,576,000 8,236,676 -   - -   -
27737 Credit Suisse AG - HSBC European Wts Dec 2016 A HKD 0.225   0.038   0.088   165,416,000 22,103,876 170,750,602 0.239   2016/09/09 0.038   2016/11/09 11,209,600,000 1,030,033,496 -   - -   -
11233 Credit Suisse AG - HSBC European Wts Dec 2016 B HKD 0.910   0.550   0.850   2,916,000 1,754,480 N/A 0.910   2016/11/25 0.159   2016/07/06 928,792,000 202,431,000 -   - -   -
12301 Credit Suisse AG - HSBC European Wts Dec 2016 C HKD 0.670   0.228   0.660   3,224,000 1,300,840 N/A 0.670   2016/11/15 0.202   2016/08/16 51,116,000 12,817,644 -   - -   -
11238 Credit Suisse AG - HSBC European Wts Jan 2017 A HKD 1.220   1.180   1.190   56,000 66,520 N/A 1.220   2016/11/14 0.245   2016/07/08 13,848,000 10,487,592 -   - -   -
12869 Credit Suisse AG - HSBC European Wts Mar 2017 A HKD 0.490   0.250   0.430   9,164,000 3,405,500 N/A 0.490   2016/11/15 0.243   2016/10/13 1,805,872,000 641,326,500 -   - -   -
13049 Credit Suisse AG - HSBC European Wts Mar 2017 D HKD 0.086   0.035   0.068   276,576,000 18,164,700 N/A 0.236   2016/09/09 0.035   2016/11/09 4,495,448,000 444,551,872 -   - -   -
12504 Credit Suisse AG - HSBC European Wts May 2017 A HKD 0.250   0.118   0.211   43,788,000 8,802,132 N/A 0.275   2016/09/09 0.118   2016/11/09 3,946,340,000 781,729,008 -   - -   -
27324 Credit Suisse AG - HSBC European Wts Nov 2016 A HKD -   -   1.500   0 0 1,439,243 1.560   2016/09/22 0.415   2016/07/07 7,876,000 8,635,460 -   - -   -
27962 Credit Suisse AG - HSBC European Wts Nov 2016 C HKD -   -   0.540   0 0 455,869,042 0.680   2016/09/06 0.071   2016/06/24 25,193,188,000 3,422,492,888 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.178   0.151   0.157   6,896,000 1,163,460 N/A 0.178   2016/11/28 0.151   2016/11/29 6,896,000 1,163,460 -   - -   -
12549 Credit Suisse AG - HSI European Put Warrants Feb 2017 A HKD 0.147   0.080   0.082   244,000,000 23,167,490 N/A 0.150   2016/08/24 0.069   2016/10/11 827,130,000 82,064,280 -   - -   -
11732 Credit Suisse AG - HSI European Put Warrants Jan 2017 A HKD 0.052   0.011   0.012   68,620,000 1,913,730 N/A 0.121   2016/07/27 0.011   2016/11/30 9,775,510,000 950,223,040 -   - -   -
12260 Credit Suisse AG - HSI European Put Warrants Jan 2017 B HKD 0.088   0.040   0.042   32,750,000 1,870,430 N/A 0.117   2016/08/11 0.035   2016/10/11 886,940,000 68,991,560 -   - -   -
13220 Credit Suisse AG - HSI European Put Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27341 Credit Suisse AG - HSI European Warrants Dec 2016 A HKD 0.190   0.075   0.118   92,680,000 11,352,060 313,010,925 0.285   2016/10/06 0.074   2016/06/24 15,759,860,000 1,925,930,890 -   - -   -
28128 Credit Suisse AG - HSI European Warrants Dec 2016 B HKD 0.410   0.255   0.345   8,180,000 2,709,700 42,592,175 0.570   2016/09/09 0.176   2016/07/06 1,202,070,000 255,553,050 -   - -   -
12269 Credit Suisse AG - HSI European Warrants Jan 2017 C HKD 0.158   0.057   0.082   76,900,000 6,760,280 N/A 0.290   2016/09/09 0.057   2016/11/18 3,322,740,000 648,285,300 -   - -   -
12270 Credit Suisse AG - HSI European Warrants Mar 2017 A HKD 0.142   0.080   0.102   8,950,000 910,880 N/A 0.280   2016/09/09 0.080   2016/11/09 492,490,000 88,548,550 -   - -   -
28769 Credit Suisse AG - HTSC European Warrants Feb 2017 A HKD 0.113   0.048   0.098   266,022,000 19,757,044 N/A 0.226   2016/06/08 0.048   2016/11/09 1,877,192,000 257,967,316 -   - -   -
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD 0.247   0.184   0.227   182,500,000 38,535,252 N/A 0.255   2016/10/25 0.184   2016/11/09 209,312,000 44,638,748 -   - -   -
11817 Credit Suisse AG - Huaneng Power European Warrants Feb 2017A HKD 0.275   0.141   0.183   80,000,000 15,200,214 N/A 0.630   2016/08/15 0.141   2016/11/25 221,010,000 78,415,864 -   - -   -
27819 Credit Suisse AG - Huaneng Power European Warrants Nov 2016A HKD -   -   0.010   0 0 10,737,692 0.400   2016/05/09 0.010   2016/09/28 469,624,000 90,610,376 -   - -   -
27257 Credit Suisse AG - ICBC European Warrants Feb 2017 A HKD 0.187   0.074   0.144   384,198,000 51,711,543 35,670,944 0.425   2016/09/22 0.044   2016/05/18 2,213,515,000 316,093,533 -   - -   -
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.430   0.265   0.405   2,240,000 760,840 N/A 0.710   2016/09/09 0.132   2016/06/17 561,532,000 101,739,011 -   - -   -
12463 Credit Suisse AG - ICBC European Warrants Mar 2017 A HKD 0.094   0.031   0.062   319,878,000 20,300,665 N/A 0.305   2016/08/18 0.031   2016/11/21 1,581,628,000 229,939,164 -   - -   -
14350 Credit Suisse AG - ICBC European Warrants May 2017 A HKD 0.181   0.104   0.166   115,245,000 18,150,294 N/A 0.181   2016/11/28 0.104   2016/11/21 115,245,000 18,150,294 -   - -   -
27337 Credit Suisse AG - ICBC European Warrants Nov 2016 A HKD -   -   0.485   0 0 24,298,562 0.820   2016/10/06 0.080   2016/05/20 2,792,817,000 367,105,578 -   - -   -
13226 Credit Suisse AG - Jiangxi Copper European Wts Apr 2017 A HKD 2.550   0.520   1.840   37,931,000 53,253,880 N/A 2.550   2016/11/25 0.480   2016/10/12 42,996,000 55,936,610 -   - -   -
14408 Credit Suisse AG - Jiangxi Copper European Wts Jun 2017 A HKD 0.208   0.126   0.152   82,390,000 14,815,220 N/A 0.208   2016/11/25 0.126   2016/11/21 82,390,000 14,815,220 -   - -   -
27926 Credit Suisse AG - Jiangxi Copper European Wts Nov 2016 A HKD -   -   0.017   0 0 28,470,453 0.890   2016/07/13 0.012   2016/10/27 655,933,000 177,044,023 -   - -   -
17524 Credit Suisse AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.183   2015/04/27 0.040   2015/11/11
17805 Credit Suisse AG - KECL European Warrants Dec 2016 A HKD -   -   0.014   0 0 15,800 0.072   2016/01/05 0.012   2016/07/18 84,940,000 4,852,540 0.244   2015/04/27 0.023   2015/08/24
21845 Credit Suisse AG - KECL European Warrants Mar 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.185   2015/05/05 0.098   2015/06/09
28298 Credit Suisse AG - Kingsoft European Warrants Dec 2016 A HKD 0.215   0.121   0.171   17,650,000 3,042,740 39,388,405 0.400   2016/10/11 0.059   2016/08/03 1,985,080,000 244,251,300 -   - -   -
11378 Credit Suisse AG - Kingsoft European Warrants Jan 2017 A HKD 0.340   0.246   0.315   220,000 65,280 N/A 0.510   2016/09/21 0.146   2016/07/25 676,520,000 136,076,370 -   - -   -
12440 Credit Suisse AG - Kingsoft European Warrants Mar 2017 A HKD 0.260   0.164   0.193   221,470,000 45,009,410 N/A 0.390   2016/10/11 0.157   2016/08/19 1,121,090,000 229,665,060 -   - -   -
13554 Credit Suisse AG - Kingsoft European Warrants Mar 2017 B HKD 0.125   0.071   0.078   81,800,000 7,379,640 N/A 0.237   2016/10/11 0.071   2016/11/15 161,400,000 19,946,910 -   - -   -
12881 Credit Suisse AG - Kingsoft European Warrants May 2017 A HKD 0.265   0.177   0.208   167,190,000 35,669,650 N/A 0.400   2016/09/22 0.177   2016/11/15 325,650,000 74,182,050 -   - -   -
26970 Credit Suisse AG - Kingsoft European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,764,923 0.345   2016/04/14 0.010   2016/08/03 1,218,810,000 110,180,410 -   - -   -
13786 Credit Suisse AG - Lenovo European Warrants Apr 2017 A HKD 0.260   0.141   0.143   137,578,000 24,477,132 N/A 0.330   2016/10/18 0.141   2016/11/14 140,862,000 25,471,582 -   - -   -
24875 Credit Suisse AG - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 520,930 0.144   2016/01/04 0.010   2016/09/12 2,981,500,000 234,097,740 0.240   2015/11/24 0.103   2015/08/27
28074 Credit Suisse AG - Lenovo European Warrants Dec 2016 B HKD 0.010   0.010   0.010   370,000 3,700 30,744,829 0.365   2016/05/19 0.010   2016/11/04 1,528,910,000 241,667,266 -   - -   -
28761 Credit Suisse AG - Lenovo European Warrants Dec 2016 C HKD 0.186   0.017   0.017   17,692,000 2,039,596 N/A 0.710   2016/08/09 0.017   2016/11/29 353,474,000 129,755,212 -   - -   -
12405 Credit Suisse AG - Lenovo European Warrants Mar 2017 A HKD 0.108   0.044   0.047   83,234,000 5,287,976 N/A 0.475   2016/08/18 0.044   2016/11/29 669,446,000 132,050,594 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.039   0.030   0.034   83,660,000 2,775,700 9,781,957 0.189   2016/04/19 0.030   2016/11/14 1,855,000,000 106,825,060 -   - -   -
11174 Credit Suisse AG - Li & Fung European Warrants Jan 2017 A HKD 0.201   0.019   0.018   43,736,000 5,352,978 N/A 0.435   2016/09/08 0.019   2016/11/25 311,000,000 73,882,600 -   - -   -
13852 Credit Suisse AG - Li & Fung European Warrants Mar 2017 A HKD 0.350   0.093   0.103   68,682,000 7,956,330 N/A 0.370   2016/10/26 0.093   2016/11/29 73,154,000 9,505,060 -   - -   -
11463 Credit Suisse AG - Link REIT European Warrants Jan 2017 A HKD 0.129   0.031   0.049   13,205,000 943,300 N/A 0.410   2016/07/29 0.031   2016/11/14 543,805,000 118,292,035 -   - -   -
12878 Credit Suisse AG - Link REIT European Warrants Mar 2017 A HKD 0.131   0.039   0.057   68,455,000 5,586,915 N/A 0.240   2016/09/02 0.039   2016/11/16 399,055,000 63,975,520 -   - -   -
18528 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 A HKD 0.120   0.084   0.083   13,390,000 1,342,325 2,874,933 0.125   2016/10/25 0.042   2016/05/20 1,276,420,000 87,145,235 0.415   2015/04/28 0.089   2015/12/14
21887 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 B HKD -   -   0.012   0 0 130 0.029   2016/01/05 0.013   2016/08/17 210,000 5,130 0.247   2015/05/06 0.031   2015/12/30
11948 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 C HKD 0.560   0.173   0.179   59,773,000 17,027,706 N/A 0.680   2016/10/11 0.173   2016/11/29 124,138,000 47,770,752 -   - -   -
14662 Credit Suisse AG - Minsheng Bank European Wts Mar 2017 A HKD 0.355   0.305   0.315   1,803,000 594,470 N/A 0.355   2016/11/29 0.305   2016/11/29 1,803,000 594,470 -   - -   -
13350 Credit Suisse AG - New World Dev European Wts Apr 2017 A HKD 0.132   0.037   0.042   86,159,000 5,372,263 N/A 0.345   2016/09/22 0.037   2016/11/17 211,246,000 26,978,640 -   - -   -
14219 Credit Suisse AG - New World Dev European Wts May 2017 A HKD 0.330   0.270   0.295   5,526,000 1,742,750 N/A 0.330   2016/11/18 0.270   2016/11/29 5,526,000 1,742,750 -   - -   -
12776 Credit Suisse AG - PCCW European Warrants Mar 2017 A HKD 0.042   0.012   0.012   10,004,000 326,026 N/A 0.255   2016/08/29 0.012   2016/11/16 204,125,000 26,607,589 -   - -   -
14179 Credit Suisse AG - PCCW European Warrants May 2017 A HKD 0.249   0.189   0.250   29,474,000 6,233,126 N/A 0.249   2016/11/30 0.189   2016/11/22 29,474,000 6,233,126 -   - -   -
27963 Credit Suisse AG - PCCW European Warrants Nov 2016 A HKD -   -   0.010   0 0 7,950,086 0.315   2016/07/15 0.010   2016/09/15 399,008,000 63,417,832 -   - -   -
14468 Credit Suisse AG - PetroChina European Warrants Apr 2017 A HKD 0.213   0.157   0.162   76,606,000 13,340,892 N/A 0.213   2016/11/23 0.157   2016/11/30 76,606,000 13,340,892 -   - -   -
27691 Credit Suisse AG - PetroChina European Warrants Dec 2016 A HKD 0.021   0.013   0.019   1,868,000 30,608 21,084,240 0.580   2016/04/28 0.013   2016/11/09 1,203,388,000 171,866,646 -   - -   -
13043 Credit Suisse AG - PetroChina European Warrants Mar 2017 A HKD 0.255   0.117   0.161   463,252,000 83,280,016 N/A 0.445   2016/10/11 0.117   2016/11/18 1,438,226,000 353,968,936 -   - -   -
12658 Credit Suisse AG - PICC European Warrants Feb 2017 A HKD 0.054   0.015   0.034   87,820,000 2,756,780 N/A 0.139   2016/09/07 0.015   2016/11/21 658,460,000 56,128,420 -   - -   -
26440 Credit Suisse AG - PICC European Warrants Jan 2017 A HKD 0.108   0.032   0.078   141,650,000 8,402,372 20,223,609 0.385   2016/04/21 0.032   2016/11/21 1,096,848,000 159,117,842 -   - -   -
14354 Credit Suisse AG - PICC European Warrants Jun 2017 A HKD 1.130   0.530   0.950   6,572,000 5,807,340 N/A 1.130   2016/11/28 0.530   2016/11/21 6,572,000 5,807,340 -   - -   -
29464 Credit Suisse AG - Ping An European Put Warrants Jan 2017 A HKD 0.011   0.010   0.010   3,015,000 32,175 N/A 0.335   2016/06/17 0.010   2016/11/09 3,345,920,000 301,329,115 -   - -   -
14609 Credit Suisse AG - Ping An European Put Warrants Jun 2017 C HKD 0.195   0.166   0.169   34,000,000 6,264,145 N/A 0.195   2016/11/28 0.166   2016/11/30 34,000,000 6,264,145 -   - -   -
12557 Credit Suisse AG - Ping An European Put Warrants Mar 2017 A HKD 0.130   0.037   0.047   623,475,000 43,641,185 N/A 0.222   2016/08/22 0.037   2016/11/28 3,056,140,000 341,032,720 -   - -   -
27434 Credit Suisse AG - Ping An European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 4,796,138 0.425   2016/05/30 0.011   2016/09/13 213,215,000 31,492,155 -   - -   -
12792 Credit Suisse AG - Ping An European Warrants Apr 2017 A HKD 0.110   0.059   0.090   316,590,000 25,523,275 N/A 0.225   2016/09/09 0.059   2016/11/21 8,384,590,000 1,325,546,395 -   - -   -
13725 Credit Suisse AG - Ping An European Warrants Apr 2017 B HKD 0.167   0.089   0.129   4,231,125,000 600,713,745 N/A 0.222   2016/10/13 0.089   2016/11/09 4,303,265,000 611,818,375 -   - -   -
14153 Credit Suisse AG - Ping An European Warrants Apr 2017 C HKD 0.430   0.265   0.395   5,780,000 2,020,475 N/A 0.430   2016/11/28 0.265   2016/11/14 5,780,000 2,020,475 -   - -   -
19263 Credit Suisse AG - Ping An European Warrants Dec 2016 A HKD 0.056   0.020   0.045   212,340,000 7,544,775 113,385,509 0.112   2016/01/06 0.020   2016/11/18 18,256,230,000 714,297,870 0.370   2015/05/22 0.085   2015/08/25
23635 Credit Suisse AG - Ping An European Warrants Dec 2016 B HKD -   -   0.010   500,000 5,000 50,013,417 0.076   2016/01/04 0.010   2016/10/31 10,159,850,000 304,950,100 0.235   2015/07/13 0.058   2015/12/14
27536 Credit Suisse AG - Ping An European Warrants Dec 2016 C HKD 0.045   0.010   0.010   43,120,000 610,335 130,791,596 0.220   2016/09/09 0.010   2016/11/28 6,829,380,000 785,744,305 -   - -   -
28144 Credit Suisse AG - Ping An European Warrants Dec 2016 D HKD 0.670   0.370   0.630   9,165,000 5,464,200 285,052,974 0.730   2016/09/09 0.126   2016/07/08 10,641,040,000 1,727,150,915 -   - -   -
11381 Credit Suisse AG - Ping An European Warrants Feb 2017 A HKD 0.520   0.250   0.450   8,750,000 3,247,600 N/A 0.550   2016/09/22 0.172   2016/07/12 4,179,080,000 905,451,655 -   - -   -
12410 Credit Suisse AG - Ping An European Warrants Jan 2017 B HKD 0.300   0.110   0.242   154,760,000 27,990,835 N/A 0.435   2016/09/09 0.110   2016/11/09 964,780,000 203,804,305 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.066   0.041   0.058   13,925,000 772,370 2,836,243 0.113   2016/01/04 0.029   2016/07/12 332,440,000 22,959,220 0.430   2015/05/26 0.102   2015/12/14
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD -   -   0.024   0 0 66,617 0.096   2016/01/04 0.020   2016/10/19 20,150,000 1,008,150 0.191   2015/07/16 0.070   2015/12/14
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD 0.078   0.078   0.099   1,000,000 78,000 N/A 0.198   2016/09/22 0.078   2016/11/02 154,455,000 25,145,645 -   - -   -
13044 Credit Suisse AG - Ping An European Warrants Mar 2017 B HKD 0.166   0.078   0.119   930,140,000 110,540,270 N/A 0.350   2016/09/09 0.078   2016/11/21 11,975,875,000 1,845,160,275 -   - -   -
13953 Credit Suisse AG - Ping An European Warrants Mar 2017 C HKD 0.265   0.123   0.228   4,990,840,000 879,406,070 N/A 0.265   2016/11/28 0.123   2016/11/09 6,671,120,000 1,202,275,200 -   - -   -
27433 Credit Suisse AG - Ping An European Warrants Nov 2016 A HKD -   -   0.010   0 0 68,149,258 0.260   2016/09/09 0.010   2016/10/27 5,289,815,000 431,837,550 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.095   0.066   0.085   48,000,000 4,086,350 5,418,875 0.158   2016/01/04 0.047   2016/05/20 858,200,000 78,918,350 0.290   2015/07/16 0.133   2015/12/14
14514 Credit Suisse AG - Sands China European Put Wts Apr 2017 B HKD 0.145   0.112   0.123   56,840,000 7,052,712 N/A 0.145   2016/11/24 0.112   2016/11/29 56,840,000 7,052,712 -   - -   -
12439 Credit Suisse AG - Sands China European Put Wts Mar 2017 A HKD 0.110   0.025   0.027   219,084,000 17,092,704 N/A 0.310   2016/08/25 0.025   2016/11/29 1,338,020,000 171,091,256 -   - -   -
13080 Credit Suisse AG - Sands China European Warrants Apr 2017 A HKD 0.410   0.162   0.350   409,340,000 84,723,140 N/A 0.435   2016/09/09 0.162   2016/11/15 1,121,356,000 250,250,120 -   - -   -
11897 Credit Suisse AG - Sands China European Warrants Dec 2016 A HKD 0.440   0.106   0.365   155,340,000 28,116,988 N/A 0.440   2016/11/29 0.081   2016/08/29 1,590,772,000 267,786,456 -   - -   -
11034 Credit Suisse AG - Sands China European Warrants Jan 2017 A HKD 0.860   0.430   0.820   1,276,000 893,680 N/A 0.860   2016/11/29 0.129   2016/07/06 401,656,000 96,080,936 -   - -   -
14578 Credit Suisse AG - Sands China European Warrants May 2017 A HKD 0.300   0.240   0.240   3,232,000 885,380 N/A 0.300   2016/11/25 0.240   2016/11/30 3,232,000 885,380 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.173   0.098   0.162   128,800,000 20,055,250 12,428,200 0.390   2016/02/11 0.094   2016/09/09 525,460,000 74,600,740 0.310   2015/08/25 0.138   2015/04/10
14218 Credit Suisse AG - SHK Ppt European Warrants Apr 2017 A HKD 0.280   0.190   0.194   7,640,000 1,569,860 N/A 0.280   2016/11/18 0.190   2016/11/30 7,640,000 1,569,860 -   - -   -
19324 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 A HKD 0.027   0.010   0.010   6,270,000 150,270 6,372,678 0.062   2016/09/09 0.010   2016/11/10 910,460,000 38,364,830 0.255   2015/05/04 0.034   2015/12/14
27878 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 B HKD 0.980   0.016   0.017   66,520,000 13,045,130 14,385,005 1.520   2016/09/09 0.016   2016/11/24 518,290,000 118,003,720 -   - -   -
13135 Credit Suisse AG - SHK Ppt European Warrants Mar 2017 A HKD 0.181   0.022   0.022   105,050,000 9,380,080 N/A 0.355   2016/09/22 0.022   2016/11/29 425,520,000 65,937,070 -   - -   -
11653 Credit Suisse AG - Sino Biopharm European Wts Jan 2017 A HKD 0.465   0.233   0.220   4,723,000 1,814,720 N/A 0.870   2016/08/10 0.233   2016/11/24 18,573,000 8,594,925 -   - -   -
14352 Credit Suisse AG - Sinopec Corp European Warrants Jun 2017 A HKD 0.247   0.144   0.196   186,048,000 36,692,114 N/A 0.247   2016/11/23 0.144   2016/11/21 186,048,000 36,692,114 -   - -   -
12288 Credit Suisse AG - Sinopec Corp European Warrants Mar 2017 A HKD 0.182   0.045   0.064   321,292,000 31,170,668 N/A 0.295   2016/10/06 0.045   2016/11/17 945,852,000 167,640,528 -   - -   -
28595 Credit Suisse AG - Sinopec Corp European Warrants Nov 2016 A HKD -   -   0.020   0 0 N/A 0.285   2016/07/14 0.016   2016/09/14 319,208,000 41,198,970 -   - -   -
12472 Credit Suisse AG - Sinopharm European Warrants Mar 2017 A HKD 0.186   0.079   0.086   66,676,000 7,839,704 N/A 0.395   2016/09/07 0.079   2016/11/25 235,176,000 45,218,656 -   - -   -
13787 Credit Suisse AG - SPDR Gold Trust European Warrants Apr17 A HKD 0.430   0.122   0.120   33,587,000 6,850,317 N/A 0.430   2016/11/09 0.122   2016/11/30 33,587,000 6,850,317 -   - -   -
17240 Credit Suisse AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 250,000 2,500 0.242   2015/04/27 0.013   2015/09/29
27925 Credit Suisse AG - Stanchart European Warrants Dec 2016 B HKD 0.224   0.018   0.010   8,965,000 1,122,847 14,067,691 0.670   2016/06/23 0.018   2016/11/17 318,198,000 90,256,496 -   - -   -
12990 Credit Suisse AG - Sunny Optical European Warrants Mar 2017A HKD 0.250   0.110   0.134   292,980,000 50,385,570 N/A 0.465   2016/09/07 0.110   2016/11/09 350,310,000 64,421,990 -   - -   -
28580 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 B HKD 0.058   0.028   0.046   79,200,000 3,917,030 N/A 0.236   2016/06/06 0.028   2016/11/10 15,778,600,000 1,756,784,230 -   - -   -
11611 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 C HKD 0.112   0.058   0.087   3,266,950,000 306,527,260 N/A 0.237   2016/07/22 0.056   2016/10/26 13,516,710,000 1,319,897,270 -   - -   -
13132 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 D HKD 0.260   0.156   0.231   243,210,000 45,683,570 N/A 0.260   2016/11/15 0.143   2016/10/25 3,027,100,000 507,376,070 -   - -   -
27423 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2016 C HKD -   -   0.010   0 0 195,542,192 0.183   2016/05/12 0.011   2016/08/24 18,210,650,000 1,375,052,410 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.073   0 0 1,941,255 0.187   2016/05/13 0.053   2016/10/03 250,680,000 36,229,080 -   - -   -
26925 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 A HKD -   -   0.010   0 0 2,029,880 0.161   2016/03/29 0.010   2016/08/23 24,960,620,000 2,938,421,240 -   - -   -
12750 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 C HKD 0.163   0.074   0.126   1,018,650,000 97,471,160 N/A 0.163   2016/11/15 0.063   2016/10/25 4,894,050,000 454,798,420 -   - -   -
12133 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2016 A HKD -   -   0.010   0 0 10,150 0.126   2016/01/21 0.010   2016/07/21 12,989,470,000 1,337,388,320 0.190   2015/09/25 0.070   2015/11/26
26933 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 A HKD 0.375   0.233   0.246   12,980,000 3,284,330 5,543,253 0.460   2016/09/09 0.095   2016/05/06 32,389,130,000 4,579,287,700 -   - -   -
13345 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 E HKD 0.590   0.260   0.260   8,031,000 3,097,240 N/A 1.190   2016/09/22 0.260   2016/11/21 71,911,000 64,911,440 -   - -   -
13894 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 F HKD 0.115   0.042   0.047   25,472,070,000 2,070,249,460 N/A 0.164   2016/10/25 0.042   2016/11/30 25,503,690,000 2,074,515,210 -   - -   -
16627 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 A HKD 0.475   0.450   0.450   1,590,000 730,450 964,858 0.670   2016/10/05 0.108   2016/02/12 22,476,830,000 3,116,415,220 0.345   2015/05/07 0.161   2015/08/24
27070 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 B HKD 0.490   0.335   0.345   1,250,000 455,000 32,247,157 0.580   2016/09/29 0.120   2016/05/06 12,065,030,000 1,815,653,850 -   - -   -
28584 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 D HKD 0.310   0.010   0.010   61,140,000 6,283,949 N/A 1.260   2016/09/07 0.010   2016/11/21 7,962,957,000 3,067,862,830 -   - -   -
11896 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 E HKD 0.325   0.010   0.010   89,141,000 13,615,585 N/A 1.250   2016/09/09 0.010   2016/11/18 3,900,540,000 1,460,436,236 -   - -   -
13130 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 F HKD 0.064   0.018   0.015   4,855,000 142,395 N/A 0.465   2016/09/15 0.018   2016/11/04 2,216,435,000 773,100,556 -   - -   -
27096 Credit Suisse AG - Tencent Holdings European Wts Feb 2017 B HKD 0.355   0.249   0.275   4,320,000 1,208,400 3,190,427 0.495   2016/09/06 0.108   2016/05/06 27,538,170,000 3,614,781,340 -   - -   -
11610 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 A HKD 0.233   0.011   0.011   46,268,000 4,237,125 N/A 1.000   2016/09/07 0.011   2016/11/30 13,574,394,000 5,599,134,033 -   - -   -
12628 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 B HKD 0.234   0.018   0.018   146,221,000 17,593,812 N/A 0.710   2016/09/09 0.018   2016/11/30 15,316,197,000 6,582,773,322 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.315   0.202   0.208   22,630,000 5,238,680 N/A 0.405   2016/09/23 0.139   2016/06/28 25,816,340,000 4,111,981,690 -   - -   -
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.134   0.077   0.084   512,480,000 49,750,480 N/A 0.224   2016/09/13 0.077   2016/11/21 7,347,100,000 1,392,077,660 -   - -   -
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.136   0.112   0.124   92,540,000 11,103,940 N/A 0.136   2016/11/29 0.112   2016/11/24 92,540,000 11,103,940 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD 0.370   0.235   0.244   20,680,000 5,380,870 741,435,170 0.455   2016/09/23 0.042   2016/06/08 27,892,770,000 4,464,679,930 -   - -   -
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD 0.147   0.078   0.081   86,180,000 9,246,530 N/A 0.236   2016/09/09 0.078   2016/11/15 3,943,720,000 750,211,200 -   - -   -
14378 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 C HKD 0.188   0.165   0.168   10,220,000 1,780,700 N/A 0.188   2016/11/29 0.165   2016/11/30 10,220,000 1,780,700 -   - -   -
28281 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 A HKD 0.385   0.235   0.250   5,170,000 1,321,710 244,498,470 0.495   2016/09/23 0.143   2016/06/17 13,414,390,000 2,363,605,840 -   - -   -
12919 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 B HKD 0.740   0.189   0.189   4,240,792,000 2,102,635,726 N/A 1.600   2016/09/23 0.189   2016/11/30 4,788,880,000 2,654,503,416 -   - -   -
13131 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 C HKD 0.222   0.178   0.091   1,680,000 330,690 N/A 0.720   2016/09/13 0.178   2016/11/07 130,820,000 79,173,985 -   - -   -
14377 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 D HKD 0.940   0.790   0.830   6,993,000 5,959,130 N/A 0.940   2016/11/29 0.790   2016/11/30 6,993,000 5,959,130 -   - -   -
14465 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 E HKD 0.110   0.090   0.091   6,760,650,000 657,286,100 N/A 0.110   2016/11/29 0.090   2016/11/30 6,760,650,000 657,286,100 -   - -   -
14152 Credit Suisse AG - Tencent Holdings European Wts May 2017 A HKD 0.179   0.088   0.089   20,255,880,000 2,226,156,580 N/A 0.179   2016/11/10 0.088   2016/11/30 20,255,880,000 2,226,156,580 -   - -   -
14574 Credit Suisse AG - Tencent Holdings European Wts May 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24732 Credit Suisse AG - Tencent Holdings European Wts Nov 2016 B HKD 0.480   0.395   0.395   950,000 406,850 17,054,788 0.610   2016/10/20 0.090   2016/02/12 22,697,190,000 3,198,544,200 0.209   2015/12/30 0.201   2015/12/30
29223 Credit Suisse AG - Tencent Holdings European Wts Nov 2016 C HKD -   -   1.030   0 0 N/A 1.910   2016/09/23 0.178   2016/06/24 2,641,039,000 1,223,073,561 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.149   0.101   0.093   9,520,000 1,282,090 N/A 0.224   2016/10/03 0.101   2016/11/15 119,160,000 20,836,540 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 0.275   0.221   0.224   265,040,000 62,518,730 N/A 0.430   2016/09/23 0.179   2016/07/12 4,104,300,000 822,410,420 -   - -   -
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.275   0.177   0.182   294,210,000 59,453,010 N/A 0.350   2016/09/23 0.177   2016/11/25 4,269,440,000 1,001,899,260 -   - -   -
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.146   0.086   0.087   364,950,000 39,505,920 N/A 0.235   2016/09/23 0.086   2016/11/21 15,788,720,000 3,048,088,540 -   - -   -
26134 Credit Suisse AG - Tracker Fund European Warrants May 2017 A HKD -   -   0.295   0 0 24,200,495 0.330   2016/10/13 0.131   2016/05/13 3,086,050,000 567,797,870 -   - -   -
14253 Credit Suisse AG - WH Group European Warrants May 2017 A HKD 0.810   0.720   0.620   84,000 63,660 N/A 0.810   2016/11/16 0.720   2016/11/17 84,000 63,660 -   - -   -
27437 Credit Suisse AG - WH Group European Warrants Nov 2016 A HKD -   -   0.050   0 0 4,308,606 1.110   2016/04/26 0.033   2016/10/27 97,883,000 29,410,243 -   - -   -
12476 Credit Suisse AG - Xinyi Solar European Warrants Feb 2017 A HKD 0.105   0.030   0.037   7,908,000 395,990 N/A 0.405   2016/08/19 0.030   2016/11/21 29,122,000 5,858,994 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.153   0.106   0.106   80,874,000 10,912,224 5,569,147 0.173   2016/10/24 0.060   2016/01/14 265,782,000 33,690,884 0.500   2015/04/09 0.073   2015/09/30
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.173   0.173   0.184   16,000 2,768 N/A 0.305   2016/09/09 0.173   2016/11/25 13,416,000 3,574,834 -   - -   -
13847 Credit Suisse AG - Zijin Mining European Warrants Apr 2017 A HKD 0.445   0.224   0.260   129,576,000 36,470,752 N/A 0.445   2016/11/11 0.224   2016/11/24 130,620,000 36,747,776 -   - -   -
11459 Credit Suisse AG - Zijin Mining European Warrants Jan 2017 A HKD 0.067   0.016   0.019   52,080,000 2,172,202 N/A 0.315   2016/07/14 0.016   2016/11/24 779,146,000 126,699,816 -   - -   -
14392 Credit Suisse AG - Zijin Mining European Warrants May 2017 A HKD 0.239   0.184   0.193   2,608,000 567,620 N/A 0.239   2016/11/29 0.184   2016/11/21 2,608,000 567,620 -   - -   -
27690 Credit Suisse AG - Zijin Mining European Warrants Nov 2016 A HKD -   -   0.010   0 0 7,916,319 0.355   2016/07/11 0.015   2016/10/05 601,728,000 87,109,912 -   - -   -
11117 Credit Suisse AG - Zijin Mining European Warrants Nov 2016 B HKD 0.234   0.010   0.010   48,644,000 2,971,970 N/A 0.540   2016/07/11 0.010   2016/11/21 386,780,000 53,418,024 -   - -   -
27556 Credit Suisse AG - ZTE European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,652,194 0.201   2016/04/25 0.019   2016/10/07 376,804,000 33,006,298 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18292 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2016 C HKD 0.128   0.128   0.079   1,000 128 20,060 0.390   2016/02/02 0.128   2016/11/10 1,243,000 339,437 0.345   2015/09/23 0.098   2015/06/08
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD 0.082   0.082   0.060   20,000 1,640 39,732 0.243   2016/02/12 0.082   2016/11/01 216,952,000 39,376,757 -   - -   -
13402 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 A HKD 0.680   0.375   0.610   205,105,000 95,790,154 N/A 0.680   2016/11/30 0.325   2016/10/27 325,670,000 143,616,597 -   - -   -
26378 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 A HKD 0.260   0.188   0.260   67,380,000 15,763,200 7,690,389 0.260   2016/11/29 0.080   2016/02/29 2,695,488,000 276,863,130 0.750   2015/06/09 0.190   2015/09/14
18140 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 B HKD 0.060   0.019   0.049   43,702,000 1,674,846 31,075,741 0.122   2016/01/04 0.012   2016/10/26 12,897,511,000 690,599,053 0.530   2015/06/05 0.110   2015/08/24
18295 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 D HKD 0.011   0.011   0.011   450,000 4,950 41,728 0.064   2016/01/04 0.011   2016/11/28 44,608,000 1,120,720 0.440   2015/04/29 0.071   2015/12/14
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.219   0.152   0.208   196,754,000 34,548,801 16,262,850 0.234   2016/01/05 0.111   2016/06/24 1,351,601,000 200,592,608 0.305   2015/10/26 0.275   2015/09/15
11538 Goldman Sachs SP (Asia) - A50 China European Wts Feb 2017 A HKD 0.205   0.099   0.175   468,622,400 62,743,590 N/A 0.305   2016/08/15 0.079   2016/10/17 1,848,627,100 287,529,232 -   - -   -
14148 Goldman Sachs SP (Asia) - A50 China European Wts May 2017 A HKD 0.465   0.295   0.415   50,400,500 22,063,859 N/A 0.465   2016/11/30 0.295   2016/11/21 50,400,500 22,063,859 -   - -   -
25184 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2016 A HKD -   -   0.083   0 0 79,307,735 0.129   2016/03/22 0.051   2016/06/24 17,932,290,000 1,382,404,721 -   - -   -
28173 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2016 A HKD 0.420   0.400   0.390   120,000 49,440 13,519,544 0.580   2016/09/22 0.089   2016/06/16 686,846,000 94,294,522 -   - -   -
27190 Goldman Sachs SP (Asia) - Agri Bk European Wts Feb 2017 A HKD 0.270   0.162   0.228   20,752,000 4,280,663 10,704,471 0.415   2016/09/22 0.065   2016/05/24 670,857,000 95,107,481 -   - -   -
27969 Goldman Sachs SP (Asia) - Agri Bk European Wts May 2017 A HKD 0.305   0.176   0.250   76,333,000 15,302,619 12,990,687 0.395   2016/09/22 0.080   2016/06/16 382,264,000 80,246,022 -   - -   -
13959 Goldman Sachs SP (Asia) - AIA European Warrants Apr 2017 A HKD 0.080   0.019   0.020   1,430,124,000 74,576,998 N/A 0.119   2016/10/27 0.019   2016/11/30 1,781,762,000 111,015,372 -   - -   -
11488 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2016 A HKD 0.127   0.010   0.012   990,998,000 84,150,548 N/A 0.445   2016/10/06 0.010   2016/11/30 2,100,614,000 292,191,376 -   - -   -
13562 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 A HKD 0.147   0.041   0.045   1,109,868,000 124,080,854 N/A 0.375   2016/10/06 0.041   2016/11/30 3,332,354,000 626,237,200 -   - -   -
14088 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 B HKD 0.181   0.073   0.073   3,297,182,000 368,211,650 N/A 0.181   2016/11/08 0.073   2016/11/30 3,297,182,000 368,211,650 -   - -   -
14361 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 A HKD 0.231   0.166   0.169   253,710,000 46,397,478 N/A 0.231   2016/11/22 0.166   2016/11/30 253,710,000 46,397,478 -   - -   -
27971 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2016 A HKD 0.234   0.141   0.155   380,000 67,370 40,109,265 0.560   2016/10/03 0.141   2016/11/02 1,879,210,000 397,091,080 -   - -   -
11583 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2016 B HKD -   -   0.010   0 0 N/A 0.198   2016/07/21 0.018   2016/10/31 3,659,624,000 429,884,032 -   - -   -
27747 Goldman Sachs SP (Asia) - BOC HK European Wts Dec 2016 A HKD 0.310   0.114   0.280   28,505,000 5,821,435 11,780,657 0.310   2016/11/28 0.049   2016/06/27 801,955,000 95,990,105 -   - -   -
28052 Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2016 A HKD 0.270   0.110   0.226   4,179,000 752,381 67,861,812 0.480   2016/09/22 0.084   2016/05/24 3,405,129,000 474,538,894 -   - -   -
26709 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2017 A HKD 0.164   0.070   0.127   1,087,629,000 125,090,425 117,894,293 0.305   2016/09/22 0.055   2016/05/20 4,207,575,000 712,270,576 -   - -   -
11049 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 A HKD 0.455   0.280   0.420   13,970,000 5,168,390 N/A 0.620   2016/09/22 0.212   2016/07/08 45,793,000 16,249,755 -   - -   -
13095 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 B HKD 0.099   0.046   0.075   332,386,000 26,713,204 N/A 0.204   2016/09/22 0.046   2016/11/21 1,062,761,000 130,457,016 -   - -   -
14372 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 C HKD 0.325   0.209   0.305   211,811,000 59,321,292 N/A 0.325   2016/11/30 0.209   2016/11/21 211,811,000 59,321,292 -   - -   -
11113 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2016 A HKD 0.152   0.067   0.124   478,512,000 43,628,664 N/A 0.285   2016/08/15 0.067   2016/11/21 1,708,424,000 252,041,126 -   - -   -
13357 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Feb 2017 A HKD 0.079   0.049   0.062   71,432,000 4,547,142 N/A 0.141   2016/09/22 0.049   2016/11/24 211,546,000 20,039,084 -   - -   -
28642 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2017 A HKD 0.076   0.040   0.062   704,740,000 38,913,354 N/A 0.325   2016/06/07 0.040   2016/11/24 3,616,154,000 434,390,186 -   - -   -
14010 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jun 2017 A HKD 0.249   0.178   0.205   282,110,000 61,629,836 N/A 0.249   2016/11/03 0.178   2016/11/24 282,110,000 61,629,836 -   - -   -
27381 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Nov 2016 A HKD -   -   0.010   0 0 5,266,575 0.245   2016/04/18 0.010   2016/09/26 685,074,000 58,995,230 -   - -   -
11550 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Jan 2017 B HKD 0.060   0.014   0.013   37,459,000 1,660,532 N/A 0.217   2016/07/26 0.014   2016/11/28 375,500,000 33,607,751 -   - -   -
14421 Goldman Sachs SP (Asia) - CC Bank European Wts Apr 2017 A HKD 0.159   0.116   0.144   103,785,000 14,895,173 N/A 0.159   2016/11/28 0.116   2016/11/24 103,785,000 14,895,173 -   - -   -
11191 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2016 A HKD 0.500   0.265   0.495   3,985,000 1,580,755 N/A 0.840   2016/09/09 0.250   2016/07/06 81,607,000 34,521,820 -   - -   -
13278 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 A HKD 0.066   0.021   0.050   232,508,000 11,263,600 N/A 0.210   2016/09/22 0.021   2016/11/18 3,233,103,000 358,258,933 -   - -   -
13869 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 B HKD 0.148   0.053   0.106   1,910,677,000 175,681,599 N/A 0.179   2016/10/25 0.053   2016/11/21 2,549,657,000 265,223,994 -   - -   -
27706 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 A HKD 0.285   0.095   0.219   319,055,000 55,110,102 79,709,033 0.540   2016/09/09 0.046   2016/05/19 2,567,829,000 491,410,388 -   - -   -
12479 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 C HKD 0.113   0.027   0.078   105,951,000 7,537,979 N/A 0.330   2016/09/07 0.027   2016/11/21 2,719,503,000 617,450,862 -   - -   -
28568 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2016 A HKD 0.216   0.030   0.028   11,254,000 1,444,722 N/A 0.630   2016/09/09 0.030   2016/11/16 4,570,629,000 778,801,415 -   - -   -
28424 Goldman Sachs SP (Asia) - CGN Power European Warrants Dec16A HKD 0.019   0.013   0.010   190,000 2,590 9,646,629 0.345   2016/05/31 0.013   2016/11/03 363,676,000 57,880,458 -   - -   -
13865 Goldman Sachs SP (Asia) - CGS European Warrants Apr 2017 A HKD 0.710   0.540   0.550   20,880,000 12,944,065 N/A 0.770   2016/10/25 0.540   2016/11/30 22,343,500 13,941,140 -   - -   -
27796 Goldman Sachs SP (Asia) - CGS European Warrants Nov 2016 A HKD -   -   0.010   0 0 18,890,940 0.520   2016/08/16 0.035   2016/10/24 482,553,000 132,183,319 -   - -   -
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.089   0.057   0.071   64,740,000 4,556,300 4,194,390 0.239   2016/04/22 0.055   2016/10/13 376,690,000 41,995,060 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.155   0.101   0.130   262,690,000 33,925,950 N/A 0.218   2016/08/15 0.094   2016/10/13 735,740,000 99,310,590 -   - -   -
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.175   0.150   0.158   49,010,000 7,894,440 N/A 0.175   2016/11/29 0.150   2016/11/30 49,010,000 7,894,440 -   - -   -
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.221   0.166   0.207   107,330,000 20,801,330 12,674,775 0.275   2016/03/30 0.132   2016/01/21 708,620,000 135,870,980 -   - -   -
27860 Goldman Sachs SP (Asia) - Ch Overseas Euro Put Wt Nov 2016 A HKD -   -   0.024   0 0 7,142,097 0.360   2016/05/17 0.023   2016/09/27 329,680,000 43,092,780 -   - -   -
11543 Goldman Sachs SP (Asia) - CHALCO European Wts Jan 2017 A HKD 0.580   0.168   0.425   10,458,000 2,666,024 N/A 0.580   2016/11/28 0.168   2016/11/07 156,860,000 37,392,130 -   - -   -
29263 Goldman Sachs SP (Asia) - Chi Res Land Euro Wts Feb 2017 A HKD 0.070   0.026   0.029   8,380,000 377,280 N/A 0.255   2016/09/06 0.026   2016/11/17 479,560,000 76,112,800 -   - -   -
23262 Goldman Sachs SP (Asia) - China Cinda Euro Wts Apr 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.125   2015/07/02 0.048   2015/08/24
14486 Goldman Sachs SP (Asia) - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.124   2015/05/26 0.010   2015/12/09
27797 Goldman Sachs SP (Asia) - China Cinda Euro Wts Nov 2016 A HKD 0.030   0.011   0.010   4,100,000 66,300 2,545,097 0.224   2016/05/05 0.011   2016/11/08 188,483,000 17,590,953 -   - -   -
25611 Goldman Sachs SP (Asia) - China Life Euro Put Wts Dec 2016 A HKD 0.079   0.010   0.013   196,950,000 9,200,720 12,536,150 0.430   2016/02/12 0.010   2016/11/22 1,310,840,000 203,918,690 -   - -   -
27290 Goldman Sachs SP (Asia) - China Life Euro Put Wts Nov 2016 A HKD -   -   0.010   0 0 16,112,365 0.224   2016/05/20 0.010   2016/10/12 1,677,950,000 188,975,090 -   - -   -
12652 Goldman Sachs SP (Asia) - China Life Euro Wts Apr 2017 A HKD 0.161   0.033   0.142   842,640,000 55,197,510 N/A 0.175   2016/09/22 0.033   2016/11/09 11,115,480,000 1,170,189,590 -   - -   -
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD 0.360   0.134   0.320   332,140,000 50,844,560 N/A 0.360   2016/11/28 0.134   2016/11/14 332,140,000 50,844,560 -   - -   -
27450 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 B HKD 0.180   0.013   0.150   157,050,000 10,003,400 65,807,465 0.185   2016/09/22 0.013   2016/11/09 6,595,960,000 406,108,240 -   - -   -
11656 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 C HKD 0.340   0.061   0.335   153,540,000 16,446,150 N/A 0.340   2016/11/25 0.061   2016/11/09 1,165,630,000 120,165,190 -   - -   -
11375 Goldman Sachs SP (Asia) - China Life Euro Wts Feb 2017 A HKD 0.570   0.223   0.560   12,380,000 3,111,430 N/A 0.570   2016/11/28 0.152   2016/07/12 199,830,000 42,904,290 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.420   0.142   0.400   226,530,000 41,147,580 N/A 0.420   2016/11/30 0.109   2016/07/08 757,130,000 131,414,370 -   - -   -
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.185   0.050   0.168   1,825,600,000 226,683,350 N/A 0.218   2016/09/23 0.050   2016/11/09 6,159,090,000 723,151,940 -   - -   -
14622 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 B HKD 0.217   0.180   0.186   42,560,000 8,625,310 N/A 0.217   2016/11/28 0.180   2016/11/29 42,560,000 8,625,310 -   - -   -
13937 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 A HKD 0.218   0.050   0.205   5,165,750,000 375,015,600 N/A 0.218   2016/11/30 0.050   2016/11/09 8,328,390,000 675,209,370 -   - -   -
27795 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2016 B HKD 0.156   0.010   0.156   13,440,000 692,890 93,417,623 0.248   2016/09/22 0.010   2016/11/09 7,704,280,000 572,729,920 -   - -   -
27984 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2016 C HKD 0.260   0.096   0.260   4,130,000 587,810 138,678,105 0.405   2016/09/22 0.062   2016/07/08 8,488,920,000 837,371,980 -   - -   -
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.176   0.057   0.164   1,630,040,000 249,698,640 N/A 0.270   2016/09/22 0.057   2016/11/09 1,860,550,000 287,085,060 -   - -   -
27799 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jan 2017 A HKD 0.166   0.108   0.154   43,195,000 6,080,690 11,443,687 0.204   2016/05/18 0.058   2016/09/09 812,010,000 80,763,470 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.143   0.114   0.130   178,250,000 23,744,500 14,004,858 0.209   2016/02/11 0.088   2016/10/11 3,030,900,000 507,333,600 -   - -   -
27868 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Nov 2016 D HKD -   -   0.010   0 0 18,272,703 0.470   2016/05/19 0.010   2016/09/28 871,000,000 123,079,395 -   - -   -
25053 Goldman Sachs SP (Asia) - China Mobile Euro Wts Apr 2017 A HKD 0.092   0.048   0.056   700,100,000 42,718,900 16,949,508 0.170   2016/08/15 0.048   2016/11/25 3,571,250,000 334,241,350 -   - -   -
11664 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2016 A HKD 0.020   0.010   0.010   2,225,000 32,500 N/A 0.340   2016/07/27 0.010   2016/11/08 1,077,210,000 175,941,510 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.044   0.024   0.027   61,250,000 1,796,600 4,332,383 0.094   2016/07/21 0.024   2016/11/25 983,500,000 61,361,550 0.133   2015/11/19 0.081   2015/12/31
13868 Goldman Sachs SP (Asia) - China Mobile Euro Wts Feb 2017 A HKD 0.051   0.012   0.016   166,565,000 6,797,970 N/A 0.118   2016/10/19 0.012   2016/11/28 383,880,000 20,980,935 -   - -   -
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD 0.016   0.016   0.015   100,000 1,600 199,042 0.051   2016/09/09 0.016   2016/11/10 742,050,000 24,913,000 0.135   2015/08/11 0.049   2015/12/30
11292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 A HKD 0.027   0.010   0.014   242,850,000 4,144,650 147,900,942 0.083   2016/07/21 0.010   2016/11/14 33,997,300,000 1,516,887,900 0.184   2015/09/22 0.069   2015/12/31
13866 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 B HKD 0.157   0.054   0.064   376,040,000 44,222,340 N/A 0.300   2016/10/19 0.054   2016/11/24 739,995,000 101,918,425 -   - -   -
14363 Goldman Sachs SP (Asia) - China Mobile Euro Wts May 2017 A HKD 0.247   0.195   0.214   469,125,000 102,377,500 N/A 0.247   2016/11/18 0.195   2016/11/25 469,125,000 102,377,500 -   - -   -
19991 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 A HKD -   -   0.011   0 0 148,170 0.040   2016/07/27 0.012   2016/05/26 806,910,000 18,184,725 0.234   2015/04/27 0.039   2015/12/31
25867 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 B HKD 0.142   0.102   0.100   25,930,000 2,767,660 9,542,566 0.255   2016/09/09 0.102   2016/11/21 1,273,740,000 183,248,070 -   - -   -
27558 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 C HKD -   -   0.010   0 0 48,506,239 0.275   2016/07/27 0.012   2016/10/14 2,330,000,000 320,215,505 -   - -   -
28288 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2016 E HKD 0.184   0.010   0.010   11,790,000 1,023,155 16,834,586 0.950   2016/07/21 0.010   2016/11/16 319,340,000 112,562,365 -   - -   -
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.064   0.038   0.043   157,000,000 7,516,100 6,881,425 0.124   2016/09/09 0.038   2016/11/25 1,754,300,000 138,034,000 0.109   2015/12/24 0.102   2015/12/31
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.110   0.077   0.084   89,500,000 7,977,450 12,517,633 0.172   2016/09/09 0.077   2016/11/25 2,643,950,000 311,449,500 0.152   2015/12/24 0.143   2015/12/31
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD 0.070   0.038   0.066   68,680,000 4,234,790 3,460,307 0.165   2016/04/20 0.032   2016/10/05 386,630,000 28,289,190 -   - -   -
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.098   0.057   0.090   33,270,000 2,900,460 N/A 0.128   2016/06/16 0.047   2016/10/04 290,480,000 21,736,780 -   - -   -
12152 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Dec 2016 A HKD 0.360   0.197   0.218   36,615,000 8,501,465 10,483,173 0.360   2016/11/07 0.031   2016/03/22 1,494,635,000 179,330,775 0.295   2015/10/15 0.099   2015/12/14
11272 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Mar 2017 A HKD 0.370   0.230   0.270   19,460,000 4,859,885 N/A 0.370   2016/11/10 0.146   2016/08/29 229,680,000 45,991,450 -   - -   -
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.520   0.425   0.460   2,585,000 1,183,375 3,329,548 0.520   2016/11/10 0.159   2016/01/21 496,860,000 102,499,100 -   - -   -
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.310   0.205   0.233   132,020,000 30,319,545 N/A 0.310   2016/11/01 0.124   2016/08/29 1,357,685,000 268,135,920 -   - -   -
11512 Goldman Sachs SP (Asia) - China Tel European Wts Feb 2017 A HKD 0.315   0.063   0.096   151,200,000 24,237,134 N/A 0.540   2016/08/23 0.063   2016/11/29 290,506,000 73,485,294 -   - -   -
12478 Goldman Sachs SP (Asia) - China Unicom Euro Wts Apr 2017 A HKD 0.810   0.390   0.690   59,310,000 29,612,950 N/A 1.290   2016/10/11 0.390   2016/11/15 83,384,000 52,855,630 -   - -   -
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.096   0.069   0.092   21,702,000 1,843,776 25,385,463 0.208   2016/04/15 0.062   2016/08/05 3,419,848,000 382,188,150 0.239   2015/12/03 0.188   2015/12/14
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.134   0.089   0.130   333,520,000 35,816,200 56,127,760 0.176   2016/10/11 0.083   2016/08/04 3,014,480,000 336,766,560 -   - -   -
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.042   0.027   0.051   2,920,000 101,280 2,987,223 0.121   2016/03/30 0.027   2016/11/14 680,160,000 48,852,960 0.209   2015/10/26 0.100   2015/12/14
11971 Goldman Sachs SP (Asia) - China Vanke European Wts Apr 2017A HKD 0.470   0.244   0.425   32,522,000 11,105,683 N/A 0.470   2016/11/28 0.244   2016/11/09 286,404,000 103,166,683 -   - -   -
24045 Goldman Sachs SP (Asia) - China Vanke European Wts Nov 2016A HKD 0.020   0.011   0.016   6,400,000 101,922 1,788,917 0.530   2016/01/06 0.010   2016/10/13 296,596,000 27,041,795 0.540   2015/12/18 0.460   2015/12/18
28276 Goldman Sachs SP (Asia) - CICC European Warrants Dec 2016 A HKD 0.042   0.010   0.014   7,048,000 202,096 4,340,932 0.270   2016/05/26 0.010   2016/11/09 238,460,000 28,630,248 -   - -   -
28247 Goldman Sachs SP (Asia) - CITIC Bank European Wts Nov 2016 A HKD 0.188   0.103   0.021   3,615,000 483,797 10,168,894 0.550   2016/09/22 0.103   2016/11/11 218,162,000 61,231,946 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.108   0.059   0.092   72,478,000 6,066,060 N/A 0.160   2016/07/26 0.059   2016/11/09 327,634,000 33,280,971 -   - -   -
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.123   0.067   0.103   239,239,000 23,207,712 16,150,310 0.221   2016/01/20 0.067   2016/11/09 2,113,146,000 239,179,031 -   - -   -
24972 Goldman Sachs SP (Asia) - CITIC European Warrants Mar 2017 A HKD 0.041   0.019   0.029   95,690,000 2,798,370 8,731,700 0.157   2016/01/12 0.019   2016/11/09 2,137,150,000 151,379,040 -   - -   -
23248 Goldman Sachs SP (Asia) - CITIC European Warrants May 2017 A HKD 0.036   0.022   0.027   4,500,000 136,690 48,515 0.126   2016/01/04 0.022   2016/11/21 40,320,000 2,042,850 0.198   2015/12/03 0.132   2015/12/29
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.197   0.128   0.176   166,050,000 27,384,540 13,590,235 0.260   2016/08/15 0.128   2016/11/09 498,690,000 88,441,410 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.174   0.160   0.160   18,010,000 3,047,750 N/A 0.174   2016/11/30 0.160   2016/11/30 18,010,000 3,047,750 -   - -   -
12324 Goldman Sachs SP (Asia) - CITIC Sec European Wts Feb 2017 A HKD 0.062   0.036   0.054   219,945,000 11,307,770 N/A 0.225   2016/08/16 0.036   2016/11/09 1,410,065,000 138,967,445 -   - -   -
27861 Goldman Sachs SP (Asia) - CITIC Sec European Wts Nov 2016 A HKD 0.020   0.010   0.010   1,185,000 23,460 25,063,648 0.177   2016/05/09 0.010   2016/11/18 1,476,110,000 174,433,125 -   - -   -
27748 Goldman Sachs SP (Asia) - CKH European Put Warrants Nov 16 A HKD 0.046   0.036   0.010   215,000 9,740 3,745,879 1.020   2016/06/28 0.025   2016/10/25 98,115,000 33,710,325 -   - -   -
16679 Goldman Sachs SP (Asia) - CKH European Warrants Dec 2016 A HKD 0.375   0.295   0.330   2,400,000 813,500 283,683 0.500   2016/01/06 0.175   2016/06/29 9,655,000 3,180,950 0.710   2015/06/22 0.107   2015/01/09
22821 Goldman Sachs SP (Asia) - CKH European Wts Dec 2016 B HKD -   -   0.010   0 0 28,607 0.074   2016/01/04 0.010   2016/08/22 231,225,000 7,993,765 0.225   2015/06/23 0.063   2015/12/15
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD 0.255   0.192   0.201   103,650,000 22,216,800 N/A 0.330   2016/09/02 0.136   2016/07/08 241,900,000 47,859,700 -   - -   -
13094 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 A HKD 0.111   0.031   0.034   291,940,000 18,659,070 N/A 0.325   2016/09/13 0.031   2016/11/30 1,042,480,000 165,909,925 -   - -   -
14151 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 B HKD 0.246   0.136   0.141   169,850,000 28,855,480 N/A 0.246   2016/11/10 0.136   2016/11/30 169,850,000 28,855,480 -   - -   -
28193 Goldman Sachs SP (Asia) - CKH European Wts Nov 2016 B HKD 0.156   0.016   0.016   3,110,000 318,680 42,464,638 0.650   2016/09/09 0.016   2016/11/18 1,137,745,000 274,760,300 -   - -   -
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.103   0.092   0.093   30,330,000 3,004,405 N/A 0.164   2016/09/09 0.054   2016/07/06 4,278,655,000 304,868,220 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.049   0.020   0.020   443,540,000 13,646,995 2,286,702 0.060   2016/04/28 0.020   2016/11/29 448,860,000 13,865,125 0.149   2015/07/17 0.046   2015/11/30
27854 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2016 A HKD -   -   0.010   0 0 17,103,498 0.285   2016/08/10 0.010   2016/10/31 755,970,000 112,782,740 -   - -   -
27858 Goldman Sachs SP (Asia) - CLP European Warrants Nov 2016 A HKD 0.310   0.044   0.044   9,175,000 1,824,390 4,192,018 0.800   2016/07/27 0.044   2016/11/11 91,995,000 30,910,945 -   - -   -
13030 Goldman Sachs SP (Asia) - CM Bank European Wts Dec 2016 A HKD 0.222   0.155   0.205   5,560,000 976,090 13,418,640 0.310   2016/09/08 0.054   2016/02/12 2,373,165,000 253,019,025 0.900   2015/06/09 0.233   2015/12/14
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD 0.405   0.300   0.385   1,170,000 427,575 N/A 0.500   2016/09/09 0.198   2016/06/27 29,905,000 7,392,010 -   - -   -
26514 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 A HKD 0.465   0.360   0.465   2,140,000 822,300 3,949,819 0.495   2016/10/12 0.189   2016/06/16 147,070,000 34,152,905 -   - -   -
13397 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 B HKD 0.139   0.082   0.115   196,325,000 20,258,915 N/A 0.223   2016/10/11 0.082   2016/11/18 539,390,000 82,179,210 -   - -   -
28259 Goldman Sachs SP (Asia) - CNBM European Warrants Mar 2017 A HKD 0.340   0.146   0.223   14,662,000 3,233,574 8,372,479 0.540   2016/06/10 0.137   2016/10/31 207,592,000 50,587,812 -   - -   -
13516 Goldman Sachs SP (Asia) - CNBM European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.270   2015/04/14 0.014   2015/09/02
20283 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2016 A HKD 0.025   0.010   0.010   46,370,000 740,530 20,813,057 0.080   2016/04/21 0.010   2016/11/29 6,571,990,000 268,106,580 0.270   2015/06/04 0.032   2015/12/14
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.330   0.275   0.310   5,280,000 1,725,550 954,873 0.385   2016/10/20 0.112   2016/01/21 3,655,090,000 576,541,900 -   - -   -
13735 Goldman Sachs SP (Asia) - CNOOC European Warrants Feb 2017 A HKD 0.226   0.069   0.108   514,303,000 62,979,748 N/A 0.455   2016/10/24 0.069   2016/11/14 1,010,021,000 209,731,932 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.208   0.158   0.183   46,250,000 8,523,400 20,672,247 0.260   2016/10/20 0.149   2016/08/03 2,428,360,000 451,823,260 -   - -   -
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.124   0.084   0.099   84,530,000 8,929,940 N/A 0.168   2016/10/24 0.084   2016/11/09 3,032,660,000 305,689,500 -   - -   -
17361 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 333 0.017   2016/01/05 0.010   2016/06/01 3,150,000 34,950 0.192   2015/04/27 0.017   2015/12/11
11702 Goldman Sachs SP (Asia) - CPIC European Warrants May 2017 A HKD 0.305   0.169   0.290   78,322,000 16,534,212 N/A 0.435   2016/09/09 0.169   2016/11/14 100,094,000 23,156,514 -   - -   -
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD -   -   0.380   0 0 1,496,951 0.295   2016/10/19 0.206   2016/03/01 91,640,000 22,866,865 -   - -   -
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.189   0.107   0.143   85,490,000 13,058,570 15,673,059 0.191   2016/06/07 0.072   2016/10/12 763,790,000 111,105,855 -   - -   -
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD 0.098   0.068   0.085   70,980,000 6,034,160 N/A 0.178   2016/06/07 0.068   2016/11/24 286,930,000 31,493,780 -   - -   -
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD 0.107   0.071   0.096   19,280,000 1,630,250 1,322,427 0.246   2016/01/19 0.071   2016/11/18 797,100,000 145,470,810 -   - -   -
18290 Goldman Sachs SP (Asia) - CSOP A50 ETF Eu Put Wts Dec 2016 C HKD -   -   0.043   0 0 770,100 0.320   2016/03/01 0.097   2016/10/27 171,540,000 35,316,038 0.320   2015/08/24 0.073   2015/04/20
13474 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Apr 2017 A HKD 0.480   0.280   0.410   365,601,800 131,793,585 N/A 0.480   2016/11/30 0.280   2016/11/18 832,063,200 319,038,984 -   - -   -
18142 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 A HKD 0.082   0.032   0.067   9,942,000 646,820 114,200,201 0.223   2016/01/04 0.032   2016/11/18 28,709,368,000 2,217,336,734 0.690   2015/05/26 0.119   2015/08/26
18289 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 B HKD 0.016   0.010   0.010   150,000 2,040 29,477,961 0.108   2016/01/04 0.010   2016/11/29 15,981,300,000 700,403,650 0.580   2015/05/27 0.078   2015/08/24
13001 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Mar 2017 A HKD 0.190   0.097   0.140   182,756,000 28,490,789 N/A 0.345   2016/09/09 0.097   2016/11/18 433,345,400 84,181,853 -   - -   -
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.260   0.197   0.247   193,844,000 42,496,070 30,666,755 0.270   2016/08/16 0.172   2016/05/30 941,454,000 197,841,826 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.129   0.099   0.120   87,458,000 10,191,384 9,524,574 0.176   2016/03/03 0.099   2016/11/18 702,078,000 88,174,044 -   - -   -
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.124   0.094   0.112   60,412,000 6,475,830 N/A 0.142   2016/08/15 0.094   2016/11/18 716,218,000 79,354,178 -   - -   -
17432 Goldman Sachs SP (Asia) - Dongfeng European Wts Dec 2016 A HKD -   -   0.012   0 0 53,533 0.055   2016/07/29 0.013   2016/05/11 16,380,000 442,140 0.340   2015/04/09 0.093   2015/08/04
27967 Goldman Sachs SP (Asia) - Dongfeng European Wts Nov 2016 A HKD 0.021   0.021   0.010   4,000 84 5,297,072 1.320   2016/07/29 0.015   2016/10/31 169,774,000 38,369,712 -   - -   -
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 0.035   0.020   0.032   12,920,000 370,320 5,558,292 0.164   2016/04/25 0.020   2016/11/14 706,540,000 49,658,690 -   - -   -
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.345   0.345   0.330   25,000 8,625 N/A 0.460   2016/09/21 0.241   2016/07/08 7,650,000 1,960,615 -   - -   -
18826 Goldman Sachs SP (Asia) - Fosun Intl European Wts Dec 2016 A HKD 0.065   0.034   0.040   3,635,000 168,800 579,210 0.260   2016/01/04 0.034   2016/11/09 670,870,000 98,128,460 1.030   2015/06/23 0.275   2015/12/15
27131 Goldman Sachs SP (Asia) - Fosun Intl European Wts Feb 2017 A HKD 0.106   0.067   0.088   71,755,000 5,986,930 18,325,592 0.255   2016/04/19 0.067   2016/11/17 1,016,050,000 139,380,865 -   - -   -
27833 Goldman Sachs SP (Asia) - Galaxy Ent Euro Put Wts Nov 2016 A HKD -   -   0.017   0 0 27,112,177 0.360   2016/07/06 0.011   2016/10/03 1,810,990,000 217,059,470 -   - -   -
13731 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Apr 2017 A HKD 0.570   0.199   0.570   535,460,000 122,701,680 N/A 0.570   2016/11/30 0.168   2016/10/17 1,127,470,000 246,949,190 -   - -   -
27130 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 A HKD 0.238   0.031   0.232   91,880,000 11,193,040 12,987,542 0.244   2016/04/20 0.026   2016/09/01 1,147,200,000 102,016,400 -   - -   -
28643 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 B HKD 0.710   0.208   0.750   65,180,000 16,199,650 N/A 0.710   2016/11/22 0.051   2016/09/01 2,242,170,000 306,051,440 -   - -   -
11289 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jan 2017 A HKD 1.420   0.890   1.450   490,000 648,500 N/A 1.420   2016/11/22 0.233   2016/07/06 75,410,000 26,974,540 -   - -   -
27557 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2016 A HKD 3.550   2.890   3.630   1,090,000 3,711,550 8,265,333 4.250   2016/10/24 0.340   2016/05/16 207,665,000 108,821,800 -   - -   -
11043 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 A HKD 3.140   3.020   3.270   30,000 92,800 N/A 4.150   2016/10/25 0.430   2016/06/28 15,205,000 12,211,025 -   - -   -
11972 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 B HKD 2.890   2.550   2.620   3,890,000 10,364,800 N/A 3.560   2016/10/25 0.770   2016/08/18 34,950,000 39,638,950 -   - -   -
13083 Goldman Sachs SP (Asia) - Geely Auto European Wts Mar 2017 A HKD 1.600   0.630   1.390   103,845,000 104,959,400 N/A 2.160   2016/10/25 0.630   2016/11/17 332,115,000 339,348,900 -   - -   -
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD 0.199   0.097   0.125   934,690,000 130,641,030 N/A 0.199   2016/11/03 0.097   2016/11/17 934,690,000 130,641,030 -   - -   -
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.090   0.048   0.062   45,675,000 3,088,270 N/A 0.173   2016/08/09 0.048   2016/11/18 446,780,000 52,562,430 -   - -   -
16906 Goldman Sachs SP (Asia) - Guangdong Inv European Wts Dec16A HKD 0.124   0.033   0.035   28,280,000 2,518,960 2,563,003 0.216   2016/09/28 0.033   2016/11/30 162,900,000 20,416,100 0.280   2015/05/05 0.118   2015/03/25
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD 0.130   0.091   0.122   126,220,000 14,477,228 N/A 0.152   2016/09/22 0.091   2016/11/09 315,308,000 37,678,728 -   - -   -
27862 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Feb 2017 A HKD 0.103   0.053   0.095   95,676,000 7,145,024 38,547,780 0.237   2016/05/09 0.053   2016/11/09 2,465,992,000 261,442,640 -   - -   -
27402 Goldman Sachs SP (Asia) - HKEX European Put Wts Dec 2016 B HKD -   -   0.013   0 0 22,867,927 0.183   2016/05/23 0.011   2016/10/27 1,783,650,000 183,621,460 -   - -   -
27771 Goldman Sachs SP (Asia) - HKEX European Put Wts Nov 2016 C HKD 0.021   0.016   0.010   5,550,000 114,450 19,917,065 0.270   2016/05/23 0.015   2016/10/31 1,103,560,000 145,892,080 -   - -   -
11046 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2017 A HKD 0.270   0.212   0.243   176,441,000 40,478,151 N/A 0.330   2016/09/09 0.166   2016/08/29 1,726,799,000 350,045,762 -   - -   -
24597 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 A HKD -   -   0.010   0 0 334,283 0.125   2016/01/04 0.010   2016/08/25 704,360,000 40,769,430 0.154   2015/12/28 0.136   2015/12/31
27403 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 C HKD 0.210   0.132   0.168   39,970,000 6,932,950 462,555,123 0.285   2016/04/25 0.099   2016/05/26 28,805,460,000 3,742,071,560 -   - -   -
28106 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 D HKD 0.320   0.300   0.310   320,000 97,300 13,117,840 0.395   2016/09/09 0.149   2016/06/24 498,630,000 97,340,940 -   - -   -
27016 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 A HKD 0.087   0.052   0.053   1,273,030,000 83,391,840 559,377,585 0.168   2016/04/21 0.052   2016/11/30 34,916,880,000 3,397,361,890 -   - -   -
27966 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 B HKD 0.142   0.096   0.113   141,230,000 16,482,140 1,364,497,165 0.220   2016/09/22 0.076   2016/08/30 84,297,500,000 9,698,053,680 -   - -   -
27972 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 C HKD 0.405   0.330   0.365   4,350,000 1,615,450 2,358,307 0.475   2016/09/09 0.209   2016/05/24 137,000,000 34,046,020 -   - -   -
13647 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 D HKD 0.590   0.320   0.330   51,271,000 20,615,975 N/A 0.880   2016/10/11 0.320   2016/11/30 65,731,000 30,671,005 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.149   0.106   0.114   504,110,000 62,255,450 N/A 0.174   2016/10/11 0.106   2016/11/09 2,151,840,000 336,464,140 -   - -   -
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.163   0.119   0.128   13,793,940,000 1,954,807,000 N/A 0.199   2016/10/11 0.119   2016/11/09 24,392,050,000 3,763,193,830 -   - -   -
14185 Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2017 A HKD 0.178   0.126   0.129   629,980,000 89,685,610 N/A 0.178   2016/11/11 0.126   2016/11/30 629,980,000 89,685,610 -   - -   -
24599 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 A HKD 0.070   0.048   0.051   294,100,000 16,678,490 83,305,753 0.179   2016/01/04 0.048   2016/11/09 6,647,690,000 600,767,280 0.214   2015/12/28 0.192   2015/12/31
26773 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 B HKD 0.167   0.125   0.137   2,062,510,000 297,495,980 871,944,668 0.222   2016/04/25 0.100   2016/05/27 37,596,850,000 5,381,280,730 -   - -   -
24619 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2016 A HKD 0.025   0.010   0.010   21,440,000 254,240 21,770,630 0.166   2016/01/04 0.010   2016/11/17 33,967,490,000 2,769,231,470 0.191   2015/12/30 0.176   2015/12/31
25692 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2016 B HKD 0.255   0.201   0.210   19,770,000 4,122,000 50,263,897 0.315   2016/09/09 0.100   2016/06/24 14,221,710,000 2,039,146,190 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.237   0.189   0.204   276,580,000 58,792,860 49,836,677 0.295   2016/04/25 0.140   2016/05/24 2,044,190,000 391,504,720 -   - -   -
11291 Goldman Sachs SP (Asia) - HS Bank European Warrants Feb 17 A HKD 0.810   0.490   0.560   11,426,000 7,549,400 N/A 0.840   2016/09/13 0.490   2016/11/09 17,878,000 12,268,680 -   - -   -
13646 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Apr 2017 A HKD 0.154   0.055   0.115   238,788,000 25,072,774 N/A 0.270   2016/10/11 0.055   2016/11/18 561,892,000 93,321,354 -   - -   -
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.038   0.023   0.036   15,220,000 476,480 257,187 0.050   2016/09/22 0.015   2016/05/16 109,180,000 3,368,240 0.265   2015/07/15 0.046   2015/12/14
23498 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Jan 2017 A HKD -   -   0.015   0 0 0 0.015   2016/01/04 0.015   2016/01/04 2,000,000 30,000 0.127   2015/07/13 0.019   2015/12/09
23499 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2017 A HKD -   -   0.039   0 0 23,467 0.088   2016/07/18 0.013   2016/01/04 28,792,000 939,386 0.117   2015/07/15 0.034   2015/08/24
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.106   0.075   0.104   17,840,000 1,612,480 1,326,827 0.113   2016/01/04 0.040   2016/05/16 1,217,220,000 99,819,540 0.231   2015/09/11 0.105   2015/12/14
14424 Goldman Sachs SP (Asia) - HSBC European Put Wts Apr 2017 C HKD 0.183   0.149   0.161   121,272,000 19,829,608 N/A 0.183   2016/11/21 0.149   2016/11/28 121,272,000 19,829,608 -   - -   -
29735 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 B HKD 0.012   0.010   0.010   1,136,000 12,640 N/A 0.540   2016/06/24 0.010   2016/11/09 4,887,484,000 458,557,948 -   - -   -
11507 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 0.105   2016/07/19 0.014   2016/08/18 1,842,124,000 151,812,148 -   - -   -
12481 Goldman Sachs SP (Asia) - HSBC European Put Wts Feb 2017 A HKD 0.072   0.020   0.021   135,448,000 5,668,564 N/A 0.213   2016/08/19 0.020   2016/11/28 4,912,196,000 508,939,548 -   - -   -
13274 Goldman Sachs SP (Asia) - HSBC European Put Wts Mar 2017 B HKD 0.202   0.079   0.084   1,694,812,000 203,370,616 N/A 0.275   2016/09/19 0.079   2016/11/28 4,847,528,000 849,382,980 -   - -   -
27263 Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2016 A HKD -   -   0.010   0 0 118,507,479 0.240   2016/04/13 0.012   2016/08/19 7,049,696,000 832,517,140 -   - -   -
13000 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 A HKD 0.193   0.071   0.167   4,448,584,000 611,157,824 N/A 0.295   2016/09/09 0.071   2016/11/09 21,903,836,000 3,160,226,416 -   - -   -
13642 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 B HKD 0.241   0.088   0.194   4,876,480,000 842,341,900 N/A 0.275   2016/10/11 0.088   2016/11/09 4,968,680,000 861,866,860 -   - -   -
29734 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 A HKD 1.000   0.790   0.930   600,000 558,520 N/A 1.000   2016/11/28 0.132   2016/07/06 319,632,000 66,801,244 -   - -   -
11190 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 C HKD 1.280   1.050   1.270   240,000 277,200 N/A 1.280   2016/11/15 0.195   2016/07/06 39,476,000 10,539,696 -   - -   -
11724 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 E HKD 0.860   0.400   0.780   4,064,000 2,689,660 N/A 0.860   2016/11/28 0.116   2016/08/03 29,412,000 7,528,636 -   - -   -
12317 Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2017 A HKD 0.345   0.102   0.250   201,204,000 42,802,088 N/A 0.345   2016/11/15 0.102   2016/11/09 4,638,432,000 1,081,207,208 -   - -   -
14367 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 A HKD 0.250   0.176   0.189   138,576,000 30,800,620 N/A 0.250   2016/11/22 0.176   2016/11/30 138,576,000 30,800,620 -   - -   -
11725 Goldman Sachs SP (Asia) - HSBC European Warrants Mar 2017 A HKD 0.700   0.345   0.620   8,616,000 4,032,160 N/A 0.700   2016/11/15 0.140   2016/08/03 36,036,000 11,142,272 -   - -   -
27374 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 B HKD -   -   1.490   0 0 3,493,703 1.120   2016/08/25 0.345   2016/06/28 50,576,000 22,928,300 -   - -   -
27769 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 C HKD -   -   0.290   0 0 75,831,715 0.475   2016/09/05 0.040   2016/08/03 4,790,108,000 486,591,288 -   - -   -
27930 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 D HKD -   -   0.415   0 0 197,244,661 0.550   2016/09/06 0.048   2016/08/03 16,221,180,000 1,519,080,620 -   - -   -
28038 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2016 E HKD -   -   1.090   0 0 256,654,596 0.850   2016/09/05 0.118   2016/07/08 10,288,176,000 1,566,448,080 -   - -   -
12355 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 A HKD 0.025   0.012   0.013   5,280,000 85,630 37,954,348 0.290   2016/02/03 0.010   2016/10/25 5,423,690,000 786,787,020 0.189   2015/10/07 0.113   2015/11/06
25547 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 B HKD -   -   0.012   0 0 21,725,360 0.255   2016/01/21 0.013   2016/10/06 4,955,290,000 741,384,590 -   - -   -
13712 Goldman Sachs SP (Asia) - HSCEI European Put Wts Mar 2017 B HKD 0.108   0.097   0.105   60,580,000 6,420,300 N/A 0.108   2016/11/29 0.097   2016/11/30 60,580,000 6,420,300 -   - -   -
26516 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 C HKD 0.202   0.115   0.205   130,000 20,260 57,810,342 0.280   2016/09/09 0.065   2016/05/24 5,092,140,000 594,095,840 -   - -   -
27514 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 D HKD 0.113   0.036   0.103   326,660,000 23,677,570 67,812,275 0.215   2016/09/09 0.036   2016/11/21 4,251,950,000 414,498,340 -   - -   -
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD 0.154   0.085   0.145   755,210,000 90,393,330 111,573,777 0.232   2016/09/09 0.071   2016/06/16 5,266,600,000 677,081,610 -   - -   -
27904 Goldman Sachs SP (Asia) - HSCEI European Warrants Mar 2017 A HKD 0.270   0.185   0.285   128,990,000 28,959,750 93,490,277 0.330   2016/10/06 0.114   2016/05/24 4,730,540,000 760,892,490 -   - -   -
14105 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 B HKD 0.228   0.130   0.134   4,427,910,000 711,348,530 N/A 0.228   2016/11/09 0.130   2016/11/28 4,427,910,000 711,348,530 -   - -   -
28314 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 B HKD -   -   0.012   0 0 12,130,855 0.152   2016/06/24 0.014   2016/09/13 1,314,980,000 87,894,300 -   - -   -
28401 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 C HKD 0.010   0.010   0.012   8,500,000 85,000 51,800,113 0.182   2016/06/24 0.010   2016/11/16 2,781,510,000 313,922,570 -   - -   -
11223 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 D HKD 0.018   0.010   0.010   8,970,000 130,110 N/A 0.088   2016/07/12 0.010   2016/11/10 817,980,000 52,220,690 -   - -   -
11551 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 A HKD 0.056   0.019   0.020   200,940,000 7,120,210 N/A 0.120   2016/07/20 0.019   2016/11/30 1,018,220,000 62,952,630 -   - -   -
12339 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 B HKD 0.134   0.067   0.071   3,009,920,000 255,788,310 N/A 0.134   2016/11/09 0.061   2016/10/24 27,805,670,000 2,601,938,890 -   - -   -
12515 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 C HKD 0.116   0.010   0.050   4,104,880,000 280,827,090 N/A 0.136   2016/08/19 0.010   2016/11/10 10,678,640,000 888,906,150 -   - -   -
11417 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 B HKD 0.043   0.012   0.012   48,990,000 1,292,540 N/A 0.110   2016/07/14 0.012   2016/11/30 1,814,400,000 109,011,980 -   - -   -
11638 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 C HKD 0.084   0.030   0.032   584,190,000 28,563,940 N/A 0.149   2016/07/22 0.030   2016/11/28 20,649,780,000 1,608,121,360 -   - -   -
13046 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 C HKD 0.202   0.118   0.126   1,150,050,000 167,541,640 N/A 0.202   2016/11/09 0.102   2016/10/25 10,645,600,000 1,320,813,660 -   - -   -
13711 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 E HKD 0.243   0.170   0.184   422,000,000 83,512,110 N/A 0.243   2016/11/09 0.152   2016/10/25 728,270,000 138,355,960 -   - -   -
29330 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2016 C HKD 0.031   0.010   0.010   54,470,000 753,820 N/A 0.196   2016/06/27 0.010   2016/11/14 13,502,860,000 914,965,710 -   - -   -
13759 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 A HKD 0.059   0.022   0.030   1,890,040,000 63,620,730 N/A 0.089   2016/10/25 0.022   2016/11/18 2,514,540,000 104,882,160 -   - -   -
14525 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 C HKD 0.196   0.187   0.193   77,140,000 14,854,320 N/A 0.196   2016/11/30 0.187   2016/11/30 77,140,000 14,854,320 -   - -   -
28033 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 A HKD -   -   0.365   0 0 32,532,583 0.435   2016/08/18 0.119   2016/05/24 1,823,530,000 305,844,450 -   - -   -
11602 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 E HKD 0.183   0.119   0.143   1,220,000 180,350 N/A 0.223   2016/09/01 0.119   2016/11/14 625,300,000 93,209,650 -   - -   -
14227 Goldman Sachs SP (Asia) - HSI European Warrants Feb 2017 D HKD 0.114   0.076   0.081   1,575,380,000 141,471,350 N/A 0.114   2016/11/16 0.076   2016/11/24 1,575,380,000 141,471,350 -   - -   -
11416 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 A HKD -   -   0.270   0 0 N/A 0.395   2016/10/20 0.218   2016/08/03 296,440,000 67,188,310 -   - -   -
11964 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 D HKD 0.181   0.065   0.101   3,539,140,000 350,070,190 N/A 0.325   2016/09/09 0.065   2016/11/18 7,108,740,000 1,028,520,910 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.238   0.134   0.176   5,340,010,000 874,835,010 N/A 0.340   2016/09/22 0.110   2016/06/27 7,627,470,000 1,394,376,300 -   - -   -
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.101   0.046   0.063   3,168,200,000 215,350,120 N/A 0.178   2016/09/22 0.046   2016/11/18 8,086,280,000 845,422,010 -   - -   -
28776 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 A HKD 0.215   0.148   0.193   474,450,000 81,884,740 N/A 0.290   2016/09/26 0.093   2016/07/08 1,941,550,000 350,138,810 -   - -   -
12333 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 B HKD 0.122   0.049   0.074   4,778,970,000 350,305,910 N/A 0.248   2016/09/09 0.049   2016/11/18 12,490,640,000 1,577,661,470 -   - -   -
13404 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 D HKD 0.083   0.029   0.044   4,935,530,000 258,702,440 N/A 0.155   2016/10/11 0.029   2016/11/18 12,262,930,000 989,236,560 -   - -   -
14104 Goldman Sachs SP (Asia) - HSI European Warrants May 2017 A HKD 0.132   0.068   0.089   997,900,000 90,018,330 N/A 0.132   2016/11/09 0.068   2016/11/14 997,900,000 90,018,330 -   - -   -
27743 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2016 A HKD 0.173   0.055   0.071   6,800,000 588,080 178,217,957 0.315   2016/09/22 0.044   2016/05/13 10,093,910,000 1,127,199,600 -   - -   -
28566 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2016 B HKD -   -   0.215   0 0 N/A 0.285   2016/08/26 0.086   2016/06/16 4,413,520,000 505,850,830 -   - -   -
19940 Goldman Sachs SP (Asia) - Huaneng European Wts Dec 2016 A HKD -   -   0.014   0 0 0 0.086   2016/01/12 0.064   2016/03/02 960,000 73,600 0.415   2015/05/05 0.102   2015/12/28
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD 0.056   0.036   0.050   4,980,000 247,340 212,423 0.109   2016/04/25 0.032   2016/08/05 32,620,000 2,124,900 -   - -   -
14423 Goldman Sachs Sp (Asia) - ICBC European Warrants Apr 2017 A HKD 0.169   0.114   0.156   44,904,000 6,627,509 N/A 0.169   2016/11/30 0.114   2016/11/24 44,904,000 6,627,509 -   - -   -
28567 Goldman Sachs Sp (Asia) - ICBC European Warrants Dec 2016 A HKD 0.495   0.235   0.445   3,122,000 1,269,295 N/A 0.750   2016/09/06 0.129   2016/06/17 428,227,000 101,003,354 -   - -   -
11726 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 A HKD 0.181   0.065   0.126   589,967,000 58,508,871 N/A 0.400   2016/09/22 0.065   2016/11/18 1,654,852,000 390,796,018 -   - -   -
13643 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 B HKD 0.098   0.030   0.058   1,044,589,000 64,326,158 N/A 0.233   2016/10/06 0.030   2016/11/18 2,356,183,000 224,169,033 -   - -   -
29284 Goldman Sachs Sp (Asia) - ICBC European Warrants Jan 2017 A HKD 0.234   0.100   0.181   32,014,000 6,006,936 N/A 0.500   2016/09/08 0.092   2016/06/16 2,149,703,000 385,352,628 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.470   0.275   0.425   12,476,000 4,640,460 26,371,796 0.740   2016/09/22 0.101   2016/05/23 1,395,120,000 247,052,291 -   - -   -
13006 Goldman Sachs Sp (Asia) - ICBC European Warrants May 2017 A HKD 0.162   0.086   0.122   37,380,000 4,771,938 N/A 0.325   2016/09/22 0.086   2016/11/18 1,254,798,000 305,417,567 -   - -   -
28389 Goldman Sachs SP (Asia) - Kingsoft European Wts Dec 2016 A HKD 0.200   0.128   0.165   2,410,000 384,310 50,812,257 0.375   2016/10/11 0.058   2016/08/03 2,859,300,000 305,779,650 -   - -   -
12315 Goldman Sachs SP (Asia) - Kingsoft European Wts Feb 2017 A HKD 0.248   0.148   0.179   147,940,000 28,218,880 N/A 0.365   2016/10/11 0.148   2016/11/15 1,212,330,000 232,594,150 -   - -   -
13536 Goldman Sachs SP (Asia) - Kingsoft European Wts Mar 2017 A HKD 0.124   0.060   0.067   259,030,000 21,203,520 N/A 0.250   2016/09/29 0.060   2016/11/18 641,330,000 89,426,110 -   - -   -
29002 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2016 A HKD -   -   0.021   0 0 N/A 0.285   2016/09/22 0.027   2016/08/03 554,600,000 50,538,690 -   - -   -
11490 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2016 B HKD 0.350   0.300   0.380   420,000 135,500 N/A 0.590   2016/10/05 0.133   2016/08/03 429,450,000 73,210,690 -   - -   -
14150 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2017 A HKD 0.203   0.132   0.151   64,110,000 9,790,846 N/A 0.203   2016/11/10 0.132   2016/11/21 64,110,000 9,790,846 -   - -   -
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.035   0.027   0.028   3,080,000 96,380 12,287,187 0.162   2016/03/18 0.027   2016/11/21 6,679,480,000 495,870,780 -   - -   -
24212 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.074   2016/01/04 0.012   2016/04/06 127,060,000 8,045,940 0.244   2015/07/24 0.035   2015/08/31
25180 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 B HKD -   -   0.010   0 0 9,560 0.168   2016/01/04 0.010   2016/09/30 4,312,040,000 350,990,580 0.238   2015/11/25 0.103   2015/08/27
28111 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 C HKD 0.028   0.014   0.015   12,576,000 281,522 77,971,679 0.375   2016/05/19 0.014   2016/11/07 3,788,208,000 681,275,950 -   - -   -
29021 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 D HKD 0.047   0.010   0.010   98,428,000 3,733,774 N/A 0.490   2016/08/18 0.010   2016/11/14 2,780,934,000 616,784,264 -   - -   -
11084 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 E HKD 0.111   0.011   0.010   2,570,000 162,020 N/A 0.730   2016/08/18 0.011   2016/11/18 592,552,000 195,446,572 -   - -   -
23179 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2016 A HKD -   -   0.026   0 0 0 -   - -   - 0 0 0.123   2015/06/29 0.019   2015/08/24
27849 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2016 B HKD -   -   0.010   0 0 233,379 0.275   2016/05/09 0.011   2016/09/27 320,924,000 30,226,412 -   - -   -
11346 Goldman Sachs SP (Asia) - Link REIT European Wts Feb 2017 A HKD 0.094   0.021   0.035   50,575,000 2,862,465 N/A 0.330   2016/07/28 0.021   2016/11/15 1,009,500,000 191,452,190 -   - -   -
28257 Goldman Sachs SP (Asia) - Link REIT European Wts Mar 2017 A HKD 0.370   0.168   0.224   78,630,000 16,039,425 13,094,734 0.630   2016/07/28 0.168   2016/11/17 239,360,000 80,171,085 -   - -   -
29283 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Dec 2016 A HKD 0.750   0.370   0.410   14,235,500 7,450,963 N/A 0.900   2016/10/25 0.275   2016/06/16 81,688,500 43,620,542 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD 0.990   0.990   0.990   10,000 9,900 N/A 0.990   2016/11/30 0.360   2016/07/25 6,974,000 3,323,510 -   - -   -
14178 Goldman Sachs SP (Asia) - PetroChina European Wts Apr 2017 A HKD 0.185   0.115   0.151   96,972,000 14,143,800 N/A 0.185   2016/11/23 0.115   2016/11/18 96,972,000 14,143,800 -   - -   -
27968 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2016 A HKD 0.026   0.010   0.010   1,718,000 31,660 13,095,451 0.345   2016/06/10 0.010   2016/11/09 977,098,000 89,030,114 -   - -   -
13356 Goldman Sachs SP (Asia) - PetroChina European Wts Feb 2017 A HKD 0.179   0.072   0.098   233,988,000 27,544,460 N/A 0.325   2016/10/11 0.072   2016/11/14 1,333,154,000 260,784,640 -   - -   -
11348 Goldman Sachs SP (Asia) - PICC European Warrants Jan 2017 A HKD 0.100   0.025   0.075   98,496,000 5,251,200 N/A 0.217   2016/09/09 0.025   2016/11/18 1,124,576,000 140,231,942 -   - -   -
29737 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2017 B HKD 0.030   0.019   0.018   4,110,000 90,975 N/A 0.320   2016/06/28 0.019   2016/11/10 681,955,000 87,473,215 -   - -   -
14141 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 A HKD 0.410   0.204   0.355   46,355,000 14,959,340 N/A 0.410   2016/11/28 0.204   2016/11/09 46,355,000 14,959,340 -   - -   -
14365 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 B HKD 0.220   0.127   0.170   147,705,000 27,262,395 N/A 0.220   2016/11/28 0.127   2016/11/18 147,705,000 27,262,395 -   - -   -
19309 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 A HKD 0.046   0.015   0.040   149,100,000 4,407,750 5,022,600 0.109   2016/01/04 0.012   2016/07/06 15,435,150,000 920,597,100 0.400   2015/04/23 0.079   2015/09/04
20292 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 B HKD 0.010   0.010   0.010   300,000 3,000 38,314,758 0.071   2016/01/04 0.010   2016/11/22 9,227,300,000 231,569,100 0.320   2015/04/22 0.048   2015/08/24
21196 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 C HKD -   -   0.010   0 0 233 0.037   2016/01/04 0.014   2016/09/09 11,250,000 350,250 0.280   2015/04/23 0.033   2015/12/14
27453 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 D HKD 0.121   0.032   0.079   874,195,000 62,831,975 194,904,058 0.290   2016/09/09 0.032   2016/11/18 10,323,755,000 1,226,255,365 -   - -   -
12480 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 E HKD 0.207   0.053   0.142   59,180,000 6,751,000 N/A 0.305   2016/09/08 0.053   2016/11/18 424,065,000 67,972,465 -   - -   -
28460 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2017 A HKD 0.520   0.255   0.450   41,855,000 14,132,075 39,246,009 0.560   2016/09/22 0.108   2016/07/08 1,220,085,000 235,476,055 -   - -   -
12913 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 A HKD 0.219   0.107   0.193   1,898,910,000 264,601,430 N/A 0.370   2016/09/09 0.107   2016/11/09 4,539,140,000 795,683,510 -   - -   -
13168 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 B HKD 0.119   0.052   0.092   429,670,000 35,429,940 N/A 0.193   2016/09/22 0.052   2016/11/09 5,646,830,000 698,720,470 -   - -   -
13910 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 C HKD 0.165   0.078   0.130   5,880,405,000 755,080,650 N/A 0.165   2016/11/28 0.078   2016/11/09 7,322,975,000 928,840,230 -   - -   -
28217 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2016 A HKD 0.385   0.385   0.580   25,000 9,625 107,609,254 0.640   2016/09/07 0.101   2016/07/08 5,094,785,000 659,480,790 -   - -   -
27830 Goldman Sachs SP (Asia) - Sands China Eur Put Wts Dec 2016 B HKD -   -   0.019   0 0 9,965,983 0.365   2016/05/10 0.018   2016/09/09 577,064,000 63,912,900 -   - -   -
27700 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2016 A HKD 0.415   0.139   0.425   76,696,000 15,926,108 54,871,435 0.415   2016/11/28 0.070   2016/07/06 1,869,008,000 348,194,452 -   - -   -
13565 Goldman Sachs SP (Asia) - Sands China Euro Wts Mar 2017 A HKD 0.275   0.117   0.245   377,672,000 57,408,600 N/A 0.300   2016/10/03 0.117   2016/11/15 1,196,516,000 202,099,128 -   - -   -
20035 Goldman Sachs SP (Asia) - SFCE European Warrants Dec 2016 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.380   2015/04/13 0.019   2015/12/18
11549 Goldman Sachs SP (Asia) - SHK Ppt European Put Wt Mar 2017 A HKD 0.450   0.177   0.325   50,950,000 19,437,960 N/A 0.630   2016/08/03 0.177   2016/11/04 113,310,000 37,535,490 -   - -   -
14229 Goldman Sachs SP (Asia) - SHK Ppt European Wts Apr 2017 A HKD 0.227   0.158   0.162   130,220,000 25,516,080 N/A 0.227   2016/11/23 0.158   2016/11/30 130,220,000 25,516,080 -   - -   -
28218 Goldman Sachs SP (Asia) - SHK Ppt European Wts Dec 2016 A HKD 1.740   0.340   0.375   54,450,000 34,983,400 10,203,568 1.970   2016/09/22 0.236   2016/06/24 92,520,000 61,355,110 -   - -   -
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD 0.300   0.242   0.265   8,490,000 2,195,310 1,731,962 0.445   2016/09/09 0.145   2016/05/18 318,870,000 56,195,420 -   - -   -
11647 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2016 A HKD 0.135   0.013   0.014   52,549,500 3,389,903 N/A 0.435   2016/08/10 0.013   2016/11/09 470,699,000 103,527,827 -   - -   -
29738 Goldman Sachs SP (Asia) - Stanchart European Wts Jan 2017 A HKD 0.540   0.138   0.138   434,984,000 110,213,030 N/A 0.900   2016/06/23 0.138   2016/11/30 593,241,500 183,632,023 -   - -   -
26534 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2016 D HKD -   -   0.010   0 0 103,528 0.144   2016/02/12 0.014   2016/06/23 3,750,600,000 390,959,920 0.260   2015/09/02 0.073   2015/11/26
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD 0.063   0.043   0.056   15,530,000 830,630 1,039,578 0.095   2016/07/07 0.033   2016/09/06 134,680,000 6,237,470 -   - -   -
26985 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 B HKD -   -   0.010   0 0 29,213,235 0.149   2016/03/29 0.010   2016/10/17 15,681,730,000 1,563,994,910 -   - -   -
12914 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 D HKD 0.138   0.065   0.115   945,180,000 97,894,460 N/A 0.139   2016/09/02 0.058   2016/10/26 3,107,120,000 277,378,650 -   - -   -
11371 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 A HKD 0.055   0.027   0.040   76,970,000 2,982,660 N/A 0.144   2016/07/11 0.025   2016/10/25 10,774,030,000 1,086,355,740 -   - -   -
13911 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 C HKD 0.245   0.166   0.226   244,930,000 50,388,740 N/A 0.245   2016/11/24 0.137   2016/10/25 271,800,000 54,481,920 -   - -   -
27379 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2016 B HKD -   -   0.010   0 0 146,969,918 0.186   2016/05/05 0.010   2016/10/07 14,078,210,000 981,969,790 -   - -   -
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.220   0.195   0.204   101,670,000 21,008,800 N/A 0.220   2016/11/24 0.195   2016/11/29 101,670,000 21,008,800 -   - -   -
14275 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2017 B HKD 0.130   0.091   0.092   15,499,740,000 1,558,841,560 N/A 0.130   2016/11/16 0.091   2016/11/30 15,499,740,000 1,558,841,560 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14420 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 D HKD 0.150   0.127   0.127   202,510,000 28,305,900 N/A 0.150   2016/11/23 0.127   2016/11/30 202,510,000 28,305,900 -   - -   -
13913 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 D HKD 0.104   0.040   0.042   13,423,810,000 1,026,362,800 N/A 0.147   2016/10/25 0.040   2016/11/30 13,486,210,000 1,033,882,410 -   - -   -
14427 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 E HKD 0.890   0.650   0.700   46,638,000 36,074,360 N/A 0.890   2016/11/22 0.650   2016/11/30 46,638,000 36,074,360 -   - -   -
14103 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 B HKD 0.114   0.060   0.063   143,940,000 10,501,610 N/A 0.114   2016/11/08 0.060   2016/11/25 143,940,000 10,501,610 -   - -   -
25673 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 16 A HKD 0.375   0.355   0.430   400,000 146,000 832,657 0.460   2016/08/17 0.175   2016/02/12 260,050,000 51,343,900 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD 0.236   0.163   0.190   139,045,000 27,756,660 N/A 0.290   2016/09/09 0.117   2016/06/28 995,345,000 188,866,805 -   - -   -
23938 Goldman Sachs SP (Asia) - Tracker Fund European Wts Mar 17 A HKD 0.223   0.147   0.179   146,580,000 28,032,890 30,048,218 0.280   2016/09/29 0.069   2016/05/19 3,001,325,000 357,656,965 0.275   2015/12/28 0.230   2015/12/31
28105 Goldman Sachs SP (Asia) - Tracker Fund European Wts May 17 A HKD -   -   0.290   0 0 9,808,308 0.350   2016/08/18 0.133   2016/05/19 534,245,000 91,506,135 -   - -   -
11483 Goldman Sachs SP (Asia) - Zijin Mining European Wts Jan17A HKD 0.062   0.010   0.010   53,016,000 2,106,060 N/A 0.360   2016/07/15 0.010   2016/11/30 272,458,000 26,680,710 -   - -   -
14146 Goldman Sachs SP (Asia) -Ch Overseas European Wts Apr 2017 A HKD 0.179   0.078   0.087   345,880,000 33,700,760 N/A 0.179   2016/11/10 0.078   2016/11/25 345,880,000 33,700,760 -   - -   -
11540 Goldman Sachs SP (Asia) -Ch Overseas European Wts Dec 2016 A HKD 0.020   0.012   0.010   1,860,000 23,980 N/A 0.209   2016/07/21 0.012   2016/11/04 1,997,640,000 182,667,780 -   - -   -
28258 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jan 2017 A HKD 0.112   0.016   0.017   184,360,000 11,513,100 21,672,617 0.380   2016/08/10 0.016   2016/11/30 1,020,740,000 130,046,600 -   - -   -
14517 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jul 2017 A HKD 0.250   0.237   0.248   8,340,000 2,023,420 N/A 0.250   2016/11/30 0.237   2016/11/29 8,340,000 2,023,420 -   - -   -
13703 Goldman Sachs SP (Asia) -Ch Overseas European Wts Mar 2017 A HKD 0.071   0.021   0.020   49,400,000 2,103,920 N/A 0.091   2016/10/13 0.021   2016/11/29 116,140,000 6,927,960 -   - -   -
24596 Goldman Sachs SP (Asia) -Tencent European Wt Apr 2017 A HKD 0.405   0.265   0.270   17,090,000 6,175,700 387,080,122 0.520   2016/09/23 0.085   2016/02/12 40,533,610,000 5,976,501,180 0.174   2015/12/28 0.165   2015/12/29
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.136   0.075   0.077   212,030,000 21,660,130 N/A 0.199   2016/09/29 0.075   2016/11/30 812,090,000 120,922,060 -   - -   -
16289 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 A HKD 0.590   0.420   0.445   20,160,000 9,046,350 3,362,793 0.680   2016/10/11 0.106   2016/02/12 14,573,840,000 2,295,033,820 0.410   2015/04/23 0.128   2015/01/02
19596 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 B HKD 0.490   0.345   0.350   7,120,000 2,839,400 12,141,232 0.580   2016/10/11 0.077   2016/02/12 7,421,890,000 1,055,418,310 0.400   2015/04/14 0.114   2015/08/24
21003 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 C HKD 0.141   0.030   0.030   277,300,000 23,621,860 151,488,675 0.250   2016/09/23 0.022   2016/02/12 13,938,170,000 955,911,570 0.340   2015/04/23 0.060   2015/12/14
26649 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 E HKD 0.690   0.560   0.560   510,000 298,900 6,192,133 0.800   2016/10/11 0.210   2016/03/11 279,340,000 83,516,730 -   - -   -
11156 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 F HKD 0.260   0.011   0.010   47,031,000 7,504,654 N/A 1.200   2016/09/23 0.011   2016/11/21 4,441,214,000 1,090,111,496 -   - -   -
11662 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 G HKD 0.870   0.046   0.057   57,277,000 11,798,055 N/A 1.850   2016/09/23 0.046   2016/11/30 2,537,545,000 1,683,990,505 -   - -   -
11973 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 H HKD 0.172   0.010   0.010   189,791,000 17,433,856 N/A 0.650   2016/09/09 0.010   2016/11/29 11,554,790,000 4,416,418,367 -   - -   -
12734 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 I HKD 0.270   0.010   0.010   225,776,000 32,299,789 N/A 0.910   2016/09/23 0.010   2016/11/30 5,066,507,000 2,013,994,919 -   - -   -
13169 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 J HKD 0.044   0.012   0.010   7,082,000 174,559 N/A 0.420   2016/09/23 0.012   2016/11/30 1,547,637,000 437,367,601 -   - -   -
27477 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 A HKD 0.415   0.265   0.275   48,580,000 14,152,450 97,674,625 0.530   2016/09/23 0.099   2016/05/06 36,784,790,000 4,821,258,270 -   - -   -
13358 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 B HKD 0.680   0.165   0.169   3,773,549,000 1,412,118,045 N/A 1.390   2016/09/23 0.165   2016/11/30 4,259,310,000 1,807,530,485 -   - -   -
13757 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 C HKD 0.091   0.047   0.044   1,150,000 79,512 N/A 0.400   2016/10/20 0.047   2016/11/28 69,866,000 20,584,387 -   - -   -
13382 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 E HKD 0.074   0.016   0.018   1,207,103,000 59,480,768 N/A 0.175   2016/09/23 0.016   2016/11/30 9,530,388,000 1,151,464,047 -   - -   -
13535 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 F HKD 0.218   0.029   0.027   338,565,000 49,688,392 N/A 0.670   2016/09/29 0.029   2016/11/25 3,778,494,000 1,927,723,335 -   - -   -
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.325   0.202   0.206   231,070,000 52,737,780 N/A 0.420   2016/09/23 0.142   2016/07/06 26,637,310,000 4,593,962,640 -   - -   -
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD 0.445   0.320   0.325   5,520,000 1,926,350 9,703,312 0.540   2016/10/06 0.185   2016/06/28 278,500,000 65,366,940 -   - -   -
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD 0.175   0.091   0.097   561,090,000 72,794,650 N/A 0.260   2016/09/23 0.091   2016/11/24 1,052,060,000 168,658,270 -   - -   -
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.128   0.070   0.070   173,040,000 17,825,800 N/A 0.226   2016/09/23 0.070   2016/11/30 915,700,000 143,704,830 -   - -   -
13758 Goldman Sachs SP (Asia) -Tencent European Wt Mar 2017 B HKD 0.425   0.097   0.101   302,888,000 55,927,420 N/A 0.640   2016/10/20 0.097   2016/11/30 348,380,000 78,750,750 -   - -   -
26988 Goldman Sachs SP (Asia) -Tencent European Wt May 2017 A HKD 0.360   0.226   0.229   183,270,000 43,862,580 462,806,763 0.460   2016/09/23 0.095   2016/05/06 17,967,510,000 2,828,425,700 -   - -   -
26647 Goldman Sachs SP (Asia) -Tencent European Wt Nov 2016 A HKD -   -   0.445   0 0 7,360,532 0.640   2016/10/11 0.122   2016/05/06 3,641,800,000 607,583,600 -   - -   -
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.325   0.213   0.214   214,580,000 49,104,250 N/A 0.420   2016/09/23 0.145   2016/07/06 4,003,740,000 833,257,680 -   - -   -
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.260   0.149   0.174   642,750,000 121,241,520 N/A 0.340   2016/09/29 0.149   2016/11/22 1,733,440,000 382,216,210 -   - -   -
27835 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Nov 2016 A HKD -   -   0.010   0 0 7,411,730 0.212   2016/05/09 0.010   2016/10/25 550,688,000 60,848,812 -   - -   -
28797 Haitong Int'l Sec - HTSC European Warrants Mar 2017 A HKD 0.144   0.080   0.130   19,512,000 2,161,572 N/A 0.247   2016/07/13 0.080   2016/11/03 57,654,000 9,346,554 -   - -   -
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD 0.067   0.042   0.052   300,000 16,702 12,535 0.173   2016/05/16 0.042   2016/11/29 25,504,000 4,306,015 -   - -   -
28795 Haitong Int'l Sec - A50 China European Warrants Mar 2017 A HKD 0.550   0.330   0.435   1,398,000 540,490 N/A 0.550   2016/11/30 0.330   2016/11/21 1,398,000 540,490 -   - -   -
27806 Haitong Int'l Sec - A50 China European Warrants Nov 2016 A HKD -   -   0.012   0 0 1,154,782 0.315   2016/05/06 0.017   2016/09/26 43,289,200 6,929,039 -   - -   -
27712 Haitong Int'l Sec - Agile Ppt European Warrants Mar 2017 A HKD 0.203   0.165   0.175   20,000 3,596 145,690 0.450   2016/09/22 0.165   2016/11/17 8,874,000 2,591,428 -   - -   -
12602 Haitong Int'l Sec - AIA European Warrants Jan 2017 A HKD 0.055   0.021   0.019   767,246,000 29,103,122 N/A 0.216   2016/10/07 0.021   2016/11/16 1,338,224,000 111,447,302 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.072   0.063   0.072   2,240,000 149,360 N/A 0.072   2016/11/29 0.063   2016/11/14 2,240,000 149,360 -   - -   -
12369 Haitong Int'l Sec - Anhui Conch European Warrants Jan 2017 A HKD 0.072   0.027   0.032   21,915,000 956,550 N/A 0.144   2016/08/29 0.027   2016/11/24 40,295,000 2,895,725 -   - -   -
27802 Haitong Int'l Sec - Anta Sports European Warrants Dec 2016 A HKD 0.117   0.058   0.023   3,561,000 288,573 240,219 0.219   2016/05/06 0.034   2016/06/27 29,446,000 3,211,775 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.109   0.091   0.094   9,282,000 922,279 835,225 0.270   2016/04/12 0.091   2016/11/17 87,877,000 15,669,788 -   - -   -
14189 Haitong Int'l Sec - Baiyunshan Ph European Warrants Jun 17 A HKD 0.280   0.280   0.250   240,000 67,200 N/A 0.280   2016/11/17 0.280   2016/11/17 240,000 67,200 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD 0.030   0.013   0.021   2,225,000 49,495 N/A 0.083   2016/09/29 0.013   2016/11/25 17,815,000 888,280 -   - -   -
11682 Haitong Int'l Sec - BOC HK European Warrants Mar 2017 A HKD 0.370   0.200   0.345   13,095,000 3,552,835 N/A 0.390   2016/09/12 0.200   2016/11/09 178,700,000 46,343,630 -   - -   -
11684 Haitong Int'l Sec - BOCL European Warrants Dec 2016 A HKD 0.280   0.115   0.226   12,852,000 1,943,379 N/A 0.475   2016/09/22 0.115   2016/11/21 24,620,000 5,759,775 -   - -   -
13366 Haitong Int'l Sec - BOCL European Warrants May 2017 A HKD 0.093   0.078   0.081   136,711,000 11,365,910 N/A 0.195   2016/09/21 0.077   2016/10/13 221,817,000 20,299,726 -   - -   -
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.161   0.111   0.114   11,535,000 1,463,620 N/A 0.230   2016/09/07 0.111   2016/11/18 205,075,000 36,063,545 -   - -   -
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD 0.138   0.101   0.103   82,765,000 9,563,370 N/A 0.138   2016/11/08 0.101   2016/11/25 82,765,000 9,563,370 -   - -   -
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.114   0.066   0.066   146,600,000 9,981,750 N/A 0.181   2016/09/07 0.066   2016/11/30 344,950,000 36,114,300 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.455   0.310   0.440   1,099,000 366,965 1,727,894 0.455   2016/11/28 0.179   2016/06/13 93,587,000 21,179,552 -   - -   -
11671 Haitong Int'l Sec - CC Bank European Warrants Feb 2017 A HKD 0.129   0.079   0.107   374,954,000 34,369,459 N/A 0.355   2016/09/09 0.079   2016/11/24 819,958,000 126,259,526 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.212   0.145   0.192   89,797,000 17,982,029 N/A 0.340   2016/09/22 0.145   2016/11/09 92,189,000 18,549,632 -   - -   -
12371 Haitong Int'l Sec - CGN Power European Warrants Mar 2017 A HKD 0.122   0.079   0.092   4,234,000 391,122 N/A 0.260   2016/09/09 0.079   2016/11/24 5,934,000 666,852 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.183   0.135   0.159   41,830,000 6,570,840 3,238,608 0.295   2016/04/29 0.135   2016/11/18 332,550,000 73,262,260 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.099   0.071   0.083   14,530,000 1,229,650 1,324,932 0.174   2016/08/15 0.071   2016/11/18 72,670,000 8,379,260 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.179   0.149   0.177   9,640,000 1,558,500 N/A 0.255   2016/09/07 0.149   2016/11/21 35,400,000 7,033,630 -   - -   -
11995 Haitong Int'l Sec - Ch Molybdenum European Warrants Feb 17A HKD 0.245   0.110   0.170   9,513,000 1,862,925 N/A 0.260   2016/08/11 0.110   2016/11/03 9,699,000 1,890,885 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.270   0.243   0.260   5,440,000 1,424,540 N/A 0.315   2016/10/05 0.226   2016/09/06 24,020,000 6,191,180 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.146   0.141   0.135   18,200,000 2,621,100 N/A 0.146   2016/11/29 0.141   2016/11/29 18,200,000 2,621,100 -   - -   -
26903 Haitong Int'l Sec - Ch Overseas European Warrants Nov 2016 A HKD -   -   0.018   0 0 2,632,280 0.188   2016/03/31 0.017   2016/10/04 684,760,000 89,153,120 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.119   0.117   0.129   40,000 4,720 N/A 0.186   2016/08/29 0.117   2016/11/14 11,200,000 1,961,980 -   - -   -
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.094   0.061   0.098   154,320,000 12,451,140 5,189,470 0.148   2016/09/23 0.061   2016/11/16 456,680,000 46,657,960 -   - -   -
13393 Haitong Int'l Sec - Chi Res Land European Warrants Mar 2017A HKD 0.043   0.031   0.030   2,660,000 96,260 N/A 0.265   2016/09/29 0.031   2016/11/29 42,980,000 4,536,080 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD -   -   0.129   0 0 N/A 0.285   2016/09/09 0.186   2016/10/28 6,140,000 1,530,380 -   - -   -
28189 Haitong Int'l Sec - China Coal European Warrants Nov 2016 A HKD 0.690   0.250   0.340   1,057,000 496,915 2,132,676 0.860   2016/10/27 0.236   2016/08/29 40,385,000 14,131,974 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD 0.211   0.201   0.230   26,000 5,352 N/A 0.211   2016/11/18 0.201   2016/11/23 26,000 5,352 -   - -   -
27330 Haitong Int'l Sec - China Dongxiang European Warrants Mar17A HKD 0.127   0.083   0.103   4,500,000 424,800 361,150 0.335   2016/04/15 0.083   2016/11/23 18,617,000 3,297,502 -   - -   -
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.057   0.042   0.061   80,000 4,260 60,810 0.163   2016/04/20 0.042   2016/11/02 25,300,000 3,387,240 -   - -   -
13363 Haitong Int'l Sec - China Life European Warrants Apr 2017 A HKD 0.176   0.038   0.149   4,008,280,000 478,349,070 N/A 0.176   2016/11/28 0.038   2016/11/09 5,683,220,000 684,766,580 -   - -   -
27234 Haitong Int'l Sec - China Life European Warrants Dec 2016 A HKD 0.300   0.043   0.295   125,160,000 9,211,560 8,717,833 0.300   2016/11/30 0.043   2016/11/14 1,457,560,000 149,521,530 -   - -   -
12939 Haitong Int'l Sec - China Life European Warrants Dec 2016 B HKD 0.325   0.076   0.315   16,220,000 3,100,470 N/A 0.330   2016/09/22 0.076   2016/11/11 61,480,000 10,356,760 -   - -   -
28406 Haitong Int'l Sec - China Life European Warrants Nov 2016 A HKD -   -   0.305   0 0 4,751,175 0.465   2016/09/19 0.132   2016/07/08 153,000,000 29,245,070 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.375   0.185   0.360   17,340,000 3,771,410 N/A 0.375   2016/11/30 0.181   2016/10/31 65,530,000 15,601,310 -   - -   -
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD 0.390   0.310   0.520   450,000 163,250 N/A 0.485   2016/09/09 0.209   2016/08/04 7,570,000 2,326,440 -   - -   -
12370 Haitong Int'l Sec - China Mobile European Put Wts Feb 2017 A HKD 0.295   0.164   0.179   48,540,000 10,703,200 N/A 0.295   2016/11/14 0.143   2016/10/11 213,930,000 39,541,540 -   - -   -
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD 0.375   0.255   0.305   2,340,000 727,575 N/A 0.375   2016/11/14 0.162   2016/09/09 102,190,000 22,126,755 -   - -   -
27194 Haitong Int'l Sec - China Mobile European Warrants Dec 2016A HKD 0.018   0.010   0.010   1,550,000 20,550 49,455,107 0.345   2016/04/22 0.010   2016/11/07 3,677,235,000 419,402,160 -   - -   -
13390 Haitong Int'l Sec - China Mobile European Warrants Feb 2017B HKD 0.059   0.028   0.020   9,230,000 479,935 N/A 0.238   2016/09/29 0.028   2016/11/11 185,420,000 36,361,430 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD 0.088   0.043   0.043   14,280,000 1,081,055 N/A 0.320   2016/09/22 0.043   2016/11/14 43,470,000 7,205,160 -   - -   -
12800 Haitong Int'l Sec - China Mobile European Warrants Mar 2017A HKD 0.056   0.026   0.021   6,140,000 271,370 N/A 0.265   2016/09/22 0.026   2016/11/11 52,150,000 8,698,750 -   - -   -
14198 Haitong Int'l Sec - China Mobile European Warrants May 2017A HKD 0.188   0.129   0.151   2,242,125,000 332,068,060 N/A 0.188   2016/11/16 0.129   2016/11/25 2,242,125,000 332,068,060 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD 0.091   0.065   0.081   810,000 63,520 N/A 0.370   2016/07/28 0.065   2016/11/24 22,184,000 5,657,756 -   - -   -
27201 Haitong Int'l Sec - China Shenhua European Warrants Dec 16 A HKD 0.330   0.190   0.234   7,395,000 2,004,975 6,417,382 0.330   2016/11/01 0.060   2016/05/19 503,290,000 70,729,575 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.270   0.144   0.147   101,530,000 16,745,100 N/A 0.270   2016/11/04 0.144   2016/11/18 101,530,000 16,745,100 -   - -   -
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.350   0.270   0.325   1,666,000 518,760 N/A 0.350   2016/11/23 0.157   2016/08/22 40,628,000 7,885,792 -   - -   -
12801 Haitong Int'l Sec - China Taiping European Warrants Mar 17 A HKD 0.214   0.100   0.183   12,754,000 1,772,938 N/A 0.290   2016/09/09 0.100   2016/11/14 26,114,000 4,573,778 -   - -   -
28184 Haitong Int'l Sec - China Telecom European Warrants Nov 16 A HKD -   -   0.022   0 0 1,478,889 0.227   2016/08/19 0.070   2016/09/15 90,660,000 8,938,934 -   - -   -
11997 Haitong Int'l Sec - China Vanke European Put Warrants May17A HKD 0.130   0.058   0.058   15,279,000 1,487,567 N/A 0.211   2016/08/12 0.058   2016/11/30 103,062,000 17,867,838 -   - -   -
11996 Haitong Int'l Sec - China Vanke European Warrants Feb 2017 A HKD 0.450   0.224   0.440   9,700,000 2,904,816 N/A 0.450   2016/11/30 0.216   2016/10/14 60,469,000 17,443,630 -   - -   -
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.214   0.169   0.209   2,544,000 529,310 N/A 0.214   2016/11/24 0.169   2016/11/22 2,544,000 529,310 -   - -   -
11911 Haitong Int'l Sec - CITIC Bank European Warrants Mar 2017 A HKD 0.047   0.027   0.045   7,323,000 273,730 N/A 0.285   2016/09/09 0.027   2016/11/14 36,553,000 5,673,887 -   - -   -
28780 Haitong Int'l Sec - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.018   0 0 N/A 0.155   2016/06/10 0.021   2016/10/25 243,425,000 12,305,200 -   - -   -
13364 Haitong Int'l Sec - CM Bank European Warrants May 2017 A HKD 0.153   0.086   0.127   95,265,000 12,236,255 N/A 0.213   2016/09/28 0.086   2016/11/18 125,555,000 18,074,395 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 0.450   0.260   0.330   3,996,000 1,392,900 N/A 0.450   2016/11/14 0.260   2016/11/03 6,480,000 2,155,110 -   - -   -
27800 Haitong Int'l Sec - CNOOC European Put Warrants Nov 2016 A HKD -   -   0.019   0 0 11,426,679 0.435   2016/05/10 0.027   2016/09/14 507,075,000 82,368,964 -   - -   -
11429 Haitong Int'l Sec - CNOOC European Warrants Mar 2017 A HKD 0.280   0.137   0.169   224,715,000 46,421,341 N/A 0.640   2016/10/24 0.137   2016/11/09 511,288,000 138,001,110 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.123   0.092   0.106   638,990,000 71,296,370 34,431,545 0.171   2016/04/22 0.085   2016/08/03 2,947,120,000 362,633,900 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD 0.194   0.098   0.151   12,775,000 1,689,640 790,045 0.200   2016/06/08 0.073   2016/10/13 52,515,000 7,097,205 -   - -   -
28190 Haitong Int'l Sec - CRCC European Warrants May 2017 A HKD 0.239   0.123   0.191   11,635,000 2,157,465 1,229,284 0.239   2016/11/28 0.093   2016/10/11 48,785,000 7,375,705 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD 0.107   0.067   0.090   85,720,000 8,197,230 2,155,678 0.190   2016/05/30 0.067   2016/11/17 128,040,000 13,744,260 -   - -   -
12943 Haitong Int'l Sec - CRRC Times European Warrants Mar 2017 A HKD 0.285   0.170   0.275   1,470,000 367,460 N/A 0.530   2016/09/06 0.170   2016/11/03 4,335,000 1,666,990 -   - -   -
12684 Haitong Int'l Sec - CSCL European Warrants Aug 2017 A HKD 0.265   0.190   0.233   33,057,000 7,372,960 N/A 0.355   2016/09/09 0.190   2016/11/24 46,288,000 11,104,038 -   - -   -
26890 Haitong Int'l Sec - CSOP A50 ETF European Put Wts Feb 2017 A HKD 0.079   0.033   0.040   13,296,000 644,664 3,640,947 0.211   2016/05/18 0.033   2016/11/29 578,810,000 111,726,918 -   - -   -
26885 Haitong Int'l Sec - CSOP A50 ETF European Warrants Nov 2016A HKD 0.079   0.072   0.072   7,430,000 575,650 31,449,983 0.135   2016/03/30 0.062   2016/10/12 2,840,212,000 241,225,232 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.161   0.136   0.153   2,568,000 386,260 6,518,384 0.249   2016/03/30 0.136   2016/11/22 1,077,670,000 239,116,554 -   - -   -
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.249   0.231   0.247   100,000 23,560 N/A 0.255   2016/09/07 0.231   2016/11/25 2,500,000 618,180 -   - -   -
27197 Haitong Int'l Sec - CTEG European Warrants Jan 2017 A HKD 0.055   0.034   0.023   434,000 20,082 1,037,694 0.480   2016/04/14 0.034   2016/11/09 43,138,000 11,866,684 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 0.067   0.058   0.060   9,990,000 616,400 N/A 0.114   2016/09/09 0.058   2016/11/07 109,270,000 10,812,670 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.130   0.097   0.112   9,435,000 1,023,765 788,479 0.305   2016/04/20 0.097   2016/11/28 34,245,000 5,163,390 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.155   0.120   0.156   19,400,000 2,816,020 N/A 0.270   2016/09/13 0.120   2016/11/15 54,060,000 10,286,660 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.295   0.290   0.315   320,000 93,600 144,900 0.425   2016/08/09 0.200   2016/03/17 90,580,000 21,493,440 -   - -   -
11909 Haitong Int'l Sec - Galaxy Ent European Put Warrants Jan 17A HKD -   -   0.019   0 0 N/A 0.120   2016/09/06 0.033   2016/10/06 5,520,000 329,770 -   - -   -
12967 Haitong Int'l Sec - Galaxy Ent European Warrants Jan 2017 B HKD 1.020   0.530   1.110   2,800,000 2,305,900 N/A 1.020   2016/11/22 0.285   2016/09/08 40,910,000 17,062,350 -   - -   -
11908 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 A HKD 0.910   0.460   0.930   1,260,000 775,350 N/A 0.910   2016/11/29 0.170   2016/09/01 159,250,000 47,303,460 -   - -   -
13365 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 B HKD 0.610   0.255   0.600   3,100,000 1,169,350 N/A 0.610   2016/11/22 0.158   2016/09/27 150,720,000 33,471,750 -   - -   -
14629 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 A HKD 0.300   0.275   0.295   21,090,000 5,808,650 N/A 0.300   2016/11/29 0.275   2016/11/30 21,090,000 5,808,650 -   - -   -
27193 Haitong Int'l Sec - Galaxy Ent European Warrants Nov 2016 A HKD -   -   0.019   0 0 4,143 0.250   2016/04/14 0.020   2016/10/13 58,580,000 12,539,990 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD 0.125   0.117   0.098   42,000 5,082 N/A 0.234   2016/09/09 0.117   2016/11/07 1,140,000 204,056 -   - -   -
12595 Haitong Int'l Sec - Geely Auto European Warrants Feb 2017 A HKD 1.440   1.250   1.430   530,000 758,900 N/A 1.800   2016/10/27 0.610   2016/09/01 30,175,000 22,765,250 -   - -   -
27714 Haitong Int'l Sec - Geely Auto European Warrants Nov 2016 A HKD -   -   3.250   0 0 3,140,967 3.030   2016/10/14 0.305   2016/05/13 41,820,000 21,110,375 -   - -   -
27231 Haitong Int'l Sec - Goldwind European Warrants Mar 2017 A HKD 0.170   0.097   0.148   9,956,000 1,282,336 937,491 0.385   2016/04/29 0.097   2016/11/02 33,022,000 6,488,068 -   - -   -
27589 Haitong Int'l Sec - Gome European Warrants May 2017 A HKD 0.088   0.068   0.072   9,882,000 734,284 1,803,638 0.227   2016/04/27 0.068   2016/11/21 83,471,000 11,202,416 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.234   0.207   0.218   422,000 87,532 N/A 0.300   2016/09/09 0.207   2016/11/14 5,197,000 1,286,313 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.078   0.043   0.056   14,960,000 872,230 N/A 0.158   2016/10/19 0.043   2016/11/17 274,125,000 31,279,055 -   - -   -
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD -   -   0.199   0 0 N/A 0.305   2016/10/04 0.295   2016/10/04 140,000 42,050 -   - -   -
27200 Haitong Int'l Sec - Haitong Sec European Warrants Jan 2017 A HKD 0.058   0.031   0.051   25,924,000 1,136,628 3,162,526 0.185   2016/04/14 0.031   2016/11/11 670,348,000 73,517,856 -   - -   -
11668 Haitong Int'l Sec - HKEX European Put Warrants May 2017 A HKD 0.085   0.061   0.066   45,440,000 3,053,810 N/A 0.169   2016/08/19 0.061   2016/11/28 120,780,000 13,216,620 -   - -   -
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.227   0.197   0.207   28,570,000 6,176,500 N/A 0.295   2016/09/22 0.197   2016/11/04 196,290,000 45,901,130 -   - -   -
26902 Haitong Int'l Sec - HKEX European Warrants Dec 2016 A HKD 0.209   0.138   0.163   7,370,000 1,265,250 27,801,663 0.265   2016/09/09 0.031   2016/06/27 3,325,910,000 544,628,530 -   - -   -
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.325   0.305   0.305   470,000 144,850 N/A 0.385   2016/09/09 0.233   2016/08/19 78,470,000 19,600,220 -   - -   -
27710 Haitong Int'l Sec - HKEX European Warrants Feb 2017 A HKD 0.091   0.054   0.055   516,250,000 34,913,040 257,053,780 0.147   2016/09/09 0.054   2016/11/30 15,984,870,000 1,684,439,660 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.245   0.202   0.216   718,710,000 163,187,980 N/A 0.280   2016/09/22 0.202   2016/11/04 741,190,000 168,653,240 -   - -   -
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.129   0.096   0.098   24,030,000 2,597,180 N/A 0.200   2016/09/20 0.096   2016/11/30 12,942,040,000 1,946,956,740 -   - -   -
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.181   0.138   0.140   22,019,180,000 3,454,025,720 N/A 0.232   2016/09/09 0.123   2016/09/02 26,039,260,000 4,161,025,230 -   - -   -
28671 Haitong Int'l Sec - HN Renewables European Warrants Apr 17 A HKD 0.183   0.145   0.166   10,272,000 1,706,794 N/A 0.610   2016/09/09 0.145   2016/11/18 47,142,000 15,787,742 -   - -   -
13060 Haitong Int'l Sec - HSBC European Put Warrants Apr 2017 B HKD 0.165   0.075   0.081   606,868,000 61,509,064 N/A 0.240   2016/09/30 0.075   2016/11/28 1,533,460,000 223,372,480 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD 0.056   0.027   0.027   6,420,000 275,768 N/A 0.151   2016/08/08 0.027   2016/11/21 114,108,000 8,763,136 -   - -   -
13059 Haitong Int'l Sec - HSBC European Warrants Apr 2017 A HKD 0.086   0.040   0.058   9,464,072,000 679,136,392 N/A 0.182   2016/09/12 0.040   2016/11/09 12,927,460,000 923,610,260 -   - -   -
13359 Haitong Int'l Sec - HSBC European Warrants Jan 2017 A HKD 0.340   0.113   0.246   2,926,184,000 524,688,348 N/A 0.340   2016/11/15 0.113   2016/11/09 5,360,588,000 1,004,966,272 -   - -   -
11418 Haitong Int'l Sec - HSBC European Warrants Mar 2017 A HKD 0.850   0.770   0.800   816,000 642,120 N/A 0.850   2016/11/22 0.169   2016/08/03 174,172,000 43,397,252 -   - -   -
14625 Haitong Int'l Sec - HSBC European Warrants Mar 2017 B HKD 0.147   0.135   0.147   1,538,284,000 215,596,204 N/A 0.147   2016/11/30 0.135   2016/11/29 1,538,284,000 215,596,204 -   - -   -
14188 Haitong Int'l Sec - Huadian Fuxin European Warrants Jun 17 A HKD 0.310   0.290   0.310   84,000 25,670 N/A 0.310   2016/11/28 0.290   2016/11/17 84,000 25,670 -   - -   -
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD 0.162   0.096   0.126   2,004,000 205,038 N/A 0.395   2016/08/24 0.096   2016/11/21 14,432,000 3,990,416 -   - -   -
13386 Haitong Int'l Sec - Huaneng European Warrants Mar 2017 A HKD 0.173   0.105   0.128   624,000 97,816 N/A 0.270   2016/09/29 0.105   2016/11/22 7,928,000 1,901,426 -   - -   -
13062 Haitong Int'l Sec - ICBC European Warrants Apr 2017 A HKD 0.079   0.042   0.067   1,576,000 72,372 N/A 0.265   2016/09/09 0.042   2016/11/22 3,723,000 461,698 -   - -   -
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.435   0.255   0.405   6,017,000 2,120,580 N/A 0.700   2016/09/09 0.165   2016/06/15 65,523,000 32,513,846 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.310   0.255   0.255   8,700,000 2,433,550 N/A 0.310   2016/11/29 0.255   2016/11/30 8,700,000 2,433,550 -   - -   -
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.365   0.119   0.320   62,460,000 13,735,610 N/A 0.365   2016/11/25 0.119   2016/11/03 104,440,000 21,085,060 -   - -   -
28408 Haitong Int'l Sec - Kingsoft European Warrants Dec 2016 A HKD 0.195   0.128   0.147   22,120,000 3,611,320 2,945,462 0.350   2016/09/22 0.080   2016/07/29 114,930,000 18,566,390 -   - -   -
14033 Haitong Int'l Sec - Kingsoft European Warrants Mar 2017 A HKD 0.096   0.063   0.072   140,590,000 10,970,850 N/A 0.096   2016/11/08 0.063   2016/11/15 140,590,000 10,970,850 -   - -   -
28402 Haitong Int'l Sec - Lenovo European Warrants Dec 2016 A HKD -   -   0.020   0 0 4,544,656 0.345   2016/08/18 0.033   2016/10/26 163,788,000 27,440,378 -   - -   -
28883 Haitong Int'l Sec - Lenovo European Warrants Jan 2017 A HKD 0.192   0.068   0.070   5,750,000 495,742 N/A 0.760   2016/08/18 0.068   2016/11/29 39,944,000 15,886,036 -   - -   -
28179 Haitong Int'l Sec - Li & Fung European Warrants Nov 2016 A HKD -   -   0.016   0 0 175,522 0.186   2016/05/23 0.016   2016/10/04 25,256,000 1,684,784 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD -   -   2.220   0 0 N/A 2.430   2016/10/20 0.800   2016/06/20 694,000 1,306,855 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.400   0.255   0.355   3,080,000 1,035,305 N/A 0.400   2016/11/29 0.255   2016/11/08 3,096,000 1,041,065 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD 0.285   0.186   0.247   11,250,000 2,493,210 N/A 0.310   2016/08/26 0.186   2016/11/17 56,250,000 12,397,760 -   - -   -
28696 Haitong Int'l Sec - Minsheng Bank European Warrants Dec 16 A HKD 0.485   0.223   0.194   5,040,000 1,555,243 N/A 0.550   2016/09/21 0.223   2016/11/21 6,461,000 2,158,116 -   - -   -
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.249   0.218   0.220   11,465,000 2,583,555 N/A 0.249   2016/11/04 0.218   2016/11/29 11,865,000 2,678,155 -   - -   -
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD 0.285   0.199   0.255   8,205,000 1,879,630 N/A 0.325   2016/08/10 0.199   2016/11/10 20,615,000 5,647,445 -   - -   -
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.159   0.123   0.144   7,510,000 1,062,730 N/A 0.222   2016/09/23 0.123   2016/11/11 12,650,000 1,875,570 -   - -   -
11431 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 A HKD 0.149   0.072   0.084   499,260,000 54,234,342 N/A 0.320   2016/08/17 0.072   2016/11/14 737,208,000 100,520,542 -   - -   -
12723 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 B HKD 0.090   0.053   0.053   2,098,000 150,244 N/A 0.202   2016/10/11 0.053   2016/11/30 676,364,000 104,058,366 -   - -   -
14190 Haitong Int'l Sec - Phoenixhealth European Warrants Jun 17 A HKD 0.226   0.184   0.184   3,510,000 693,250 N/A 0.226   2016/11/29 0.184   2016/11/30 3,510,000 693,250 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD 0.160   0.114   0.140   4,450,000 610,600 N/A 0.380   2016/09/09 0.114   2016/11/02 16,196,000 4,051,460 -   - -   -
12733 Haitong Int'l Sec - Ping An European Warrants Apr 2017 A HKD 0.110   0.080   0.118   143,170,000 15,580,705 N/A 0.280   2016/09/22 0.077   2016/10/31 910,390,000 125,453,055 -   - -   -
27805 Haitong Int'l Sec - Ping An European Warrants Dec 2016 A HKD 0.195   0.085   0.166   131,125,000 11,968,450 10,972,733 0.395   2016/09/09 0.055   2016/06/28 414,340,000 66,507,695 -   - -   -
11430 Haitong Int'l Sec - Ping An European Warrants Jan 2017 A HKD 0.520   0.275   0.520   9,540,000 3,682,875 N/A 0.650   2016/09/09 0.196   2016/07/15 38,160,000 15,917,650 -   - -   -
12971 Haitong Int'l Sec - Ping An European Warrants Mar 2017 A HKD 0.206   0.097   0.186   654,845,000 95,700,325 N/A 0.360   2016/09/09 0.097   2016/11/09 2,599,480,000 407,952,135 -   - -   -
13063 Haitong Int'l Sec - Ping An European Warrants Mar 2017 B HKD 0.124   0.069   0.099   3,834,255,000 422,601,950 N/A 0.230   2016/09/09 0.068   2016/10/27 4,234,775,000 481,000,985 -   - -   -
11667 Haitong Int'l Sec - PWR Assets European Put Wts May 2017 A HKD 0.168   0.143   0.131   490,000 74,685 N/A 0.216   2016/10/11 0.143   2016/11/07 13,420,000 2,554,175 -   - -   -
11914 Haitong Int'l Sec - Sands China European Warrants Apr 2017 A HKD 0.380   0.183   0.330   14,796,000 4,473,692 N/A 0.380   2016/11/29 0.126   2016/08/25 92,544,000 22,295,864 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.249   0.121   0.223   19,828,000 4,223,084 N/A 0.249   2016/11/28 0.121   2016/11/14 141,180,000 23,459,824 -   - -   -
11915 Haitong Int'l Sec - Sh Electric European Warrants Mar 2017 A HKD 0.480   0.375   0.435   5,576,000 2,449,410 N/A 0.780   2016/09/22 0.375   2016/11/11 19,118,000 11,284,210 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.405   0.275   0.310   1,542,000 504,500 N/A 0.560   2016/09/09 0.275   2016/11/11 4,432,000 1,987,450 -   - -   -
12601 Haitong Int'l Sec - Shenzhen Inv European Warrants Apr 2017A HKD 0.285   0.285   0.194   100,000 28,500 N/A 0.470   2016/10/04 0.285   2016/11/01 16,116,000 7,475,150 -   - -   -
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.088   0.065   0.065   3,980,000 306,470 N/A 0.159   2016/08/18 0.065   2016/11/30 16,960,000 2,169,260 -   - -   -
14626 Haitong Int'l Sec - SHK Ppt European Warrants May 2017 A HKD 0.228   0.228   0.224   80,000 18,240 N/A 0.228   2016/11/30 0.228   2016/11/30 80,000 18,240 -   - -   -
11419 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 A HKD 0.215   0.072   0.087   6,436,000 682,810 N/A 0.355   2016/10/06 0.072   2016/11/09 30,150,000 7,193,164 -   - -   -
12936 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 B HKD 0.172   0.143   0.074   2,320,000 359,260 N/A 0.355   2016/10/11 0.143   2016/11/04 24,206,000 6,417,270 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.390   0.232   0.223   1,468,000 428,550 N/A 0.475   2016/10/11 0.232   2016/11/22 8,748,000 3,409,740 -   - -   -
27230 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 A HKD -   -   0.013   0 0 5,837,900 0.146   2016/05/05 0.015   2016/08/16 1,446,420,000 148,940,760 -   - -   -
12798 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 B HKD 0.149   0.062   0.117   574,470,000 61,914,450 N/A 0.149   2016/11/15 0.057   2016/10/26 1,518,540,000 157,686,790 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.227   0.187   0.216   453,190,000 99,959,540 N/A 0.227   2016/11/15 0.178   2016/09/08 591,040,000 126,017,810 -   - -   -
27137 Haitong Int'l Sec - Tencent European Warrants Apr 2017 A HKD 0.415   0.310   0.320   520,000 188,500 17,021,785 0.415   2016/11/08 0.099   2016/05/06 2,456,820,000 367,075,810 -   - -   -
26775 Haitong Int'l Sec - Tencent European Warrants Dec 2016 A HKD 0.480   0.480   0.355   20,000 9,600 14,668,433 0.560   2016/09/09 0.113   2016/05/06 3,255,670,000 517,874,000 -   - -   -
12937 Haitong Int'l Sec - Tencent European Warrants Dec 2016 B HKD 0.248   0.030   0.019   23,492,000 2,029,614 N/A 1.060   2016/09/23 0.030   2016/11/21 4,563,103,000 2,187,376,616 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.340   0.222   0.227   58,460,000 13,930,460 N/A 0.405   2016/09/29 0.176   2016/08/04 392,030,000 84,037,080 -   - -   -
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD 0.115   0.052   0.054   22,990,000 1,844,400 N/A 0.221   2016/09/23 0.052   2016/11/21 8,454,400,000 1,608,407,440 -   - -   -
11424 Haitong Int'l Sec - Tencent European Warrants May 2017 A HKD 0.260   0.255   0.275   40,000 10,250 N/A 0.260   2016/11/21 0.255   2016/11/21 40,000 10,250 -   - -   -
13392 Haitong Int'l Sec - Tencent European Warrants May 2017 B HKD 0.162   0.072   0.080   6,659,520,000 888,085,440 N/A 0.275   2016/10/11 0.072   2016/11/25 15,095,090,000 2,564,239,820 -   - -   -
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.137   0.089   0.085   31,650,000 3,706,470 N/A 0.231   2016/09/23 0.089   2016/11/29 10,509,230,000 2,115,662,470 -   - -   -
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.147   0.116   0.121   3,578,920,000 444,731,530 N/A 0.147   2016/11/16 0.116   2016/11/24 3,578,920,000 444,731,530 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.335   0.225   0.225   19,960,000 4,798,510 N/A 0.430   2016/10/06 0.139   2016/06/28 420,280,000 84,811,790 -   - -   -
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.280   0.171   0.171   5,748,240,000 1,297,216,860 N/A 0.370   2016/09/23 0.171   2016/11/30 6,836,160,000 1,563,402,110 -   - -   -
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.300   0.184   0.188   11,010,220,000 2,277,117,240 N/A 0.410   2016/09/23 0.184   2016/11/30 11,117,690,000 2,304,807,420 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.196   0.171   0.194   17,545,000 3,206,645 N/A 0.196   2016/11/28 0.171   2016/11/17 17,545,000 3,206,645 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.445   0.360   0.365   1,776,000 674,240 N/A 0.540   2016/10/12 0.280   2016/08/31 3,740,000 1,531,570 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.290   0.182   0.226   453,000 97,194 N/A 0.550   2016/08/26 0.182   2016/11/14 15,368,000 6,204,073 -   - -   -
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD 0.365   0.340   0.375   910,000 317,150 N/A 0.365   2016/11/15 0.171   2016/07/13 4,330,000 1,131,820 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD -   -   0.165   0 0 N/A 0.330   2016/09/08 0.295   2016/10/04 5,220,000 1,692,000 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.159   0.158   0.172   100,000 15,832 N/A 0.248   2016/09/12 0.158   2016/11/16 180,000 34,842 -   - -   -
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.162   0.080   0.088   24,990,000 3,219,200 N/A 0.210   2016/09/07 0.080   2016/11/24 64,565,000 9,323,530 -   - -   -
27711 Haitong Int'l Sec - Zijin Mining European Warrants Nov 2016A HKD -   -   0.022   0 0 2,829,004 0.530   2016/07/14 0.038   2016/10/05 97,300,000 17,530,316 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.295   0.280   0.315   8,000 2,330 N/A 0.295   2016/11/17 0.280   2016/11/17 8,000 2,330 -   - -   -
13595 HK Bank - A50 China European Warrants Apr 2017 A HKD 0.730   0.420   0.690   40,926,800 20,541,212 N/A 0.730   2016/11/30 0.315   2016/10/17 63,382,200 28,899,773 -   - -   -
12322 HK Bank - A50 China European Warrants Dec 2016 A HKD -   -   0.265   0 0 317,555 0.185   2016/08/15 0.099   2016/02/29 116,531,000 13,364,767 0.780   2015/06/08 0.163   2015/08/26
18576 HK Bank - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 2,208 0.077   2016/01/04 0.011   2016/09/23 705,030,000 32,536,208 0.415   2015/04/16 0.064   2015/08/25
25564 HK Bank - A50 China European Warrants Dec 2016 C HKD 0.059   0.016   0.052   78,584,000 2,537,135 4,008,986 0.125   2016/01/04 0.012   2016/10/18 3,474,066,000 202,649,560 0.195   2015/11/10 0.115   2015/09/29
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD 0.204   0.193   0.236   2,720,000 539,180 576,838 0.204   2016/11/08 0.128   2016/06/15 217,980,000 36,063,936 -   - -   -
23054 HK Bank - A50 China European Warrants Mar 2017 A HKD 0.046   0.025   0.041   83,745,000 2,877,858 2,159,335 0.111   2016/01/04 0.017   2016/10/17 1,692,099,000 101,929,164 0.149   2015/12/21 0.107   2015/12/14
27017 HK Bank - Agricultural Bank European Warrants Dec 2016 A HKD -   -   0.370   0 0 3,509,749 0.325   2016/08/23 0.096   2016/05/24 252,989,000 39,052,061 -   - -   -
27093 HK Bank - Agricultural Bank European Warrants Feb 2017 A HKD 0.280   0.151   0.219   60,872,000 11,622,624 4,149,763 0.335   2016/09/05 0.068   2016/05/20 144,184,000 27,599,480 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.215   0.136   0.173   29,282,000 5,441,469 N/A 0.295   2016/10/06 0.136   2016/11/22 186,058,000 38,671,573 -   - -   -
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.117   0.063   0.098   62,311,000 6,490,338 N/A 0.181   2016/09/09 0.063   2016/11/18 197,465,000 25,722,865 -   - -   -
13619 HK Bank - AIA European Put Warrants Apr 2017 B HKD 0.450   0.320   0.355   35,182,000 12,461,820 N/A 0.450   2016/11/09 0.188   2016/10/11 79,584,000 21,437,164 -   - -   -
11719 HK Bank - AIA European Put Warrants Dec 2016 A HKD 0.065   0.021   0.019   1,178,000 42,820 N/A 0.146   2016/07/29 0.013   2016/10/11 562,150,000 55,436,626 -   - -   -
13618 HK Bank - AIA European Warrants Apr 2017 A HKD 0.100   0.068   0.047   42,744,000 3,650,648 N/A 0.295   2016/10/06 0.068   2016/11/09 536,140,000 98,120,014 -   - -   -
12906 HK Bank - AIA European Warrants Jan 2017 A HKD 0.107   0.024   0.027   970,264,000 77,310,990 N/A 0.350   2016/10/06 0.024   2016/11/30 1,368,778,000 136,653,980 -   - -   -
14082 HK Bank - AIA European Warrants May 2017 A HKD 0.320   0.186   0.190   221,140,000 49,122,994 N/A 0.320   2016/11/08 0.186   2016/11/30 221,140,000 49,122,994 -   - -   -
28002 HK Bank - AIA European Warrants Nov 2016 A HKD 0.231   0.150   0.174   1,720,000 328,540 10,018,444 0.430   2016/09/05 0.150   2016/11/04 387,516,000 90,993,886 -   - -   -
11717 HK Bank - AIA European Warrants Nov 2016 B HKD 0.010   0.010   0.010   10,000 100 N/A 0.151   2016/07/27 0.010   2016/11/01 1,396,680,000 127,411,858 -   - -   -
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.203   0.152   0.189   24,350,000 4,244,210 N/A 0.203   2016/11/29 0.152   2016/11/14 24,350,000 4,244,210 -   - -   -
26811 HK Bank - BOC HK European Warrants Jan 2017 A HKD -   -   0.640   0 0 1,168,823 0.420   2016/09/01 0.108   2016/05/13 146,570,000 26,607,675 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD 0.340   0.246   0.335   7,005,000 2,105,575 N/A 0.355   2016/09/09 0.160   2016/08/03 53,610,000 11,874,185 -   - -   -
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.132   0.087   0.126   76,140,000 8,473,771 N/A 0.195   2016/10/06 0.087   2016/11/09 191,562,000 23,103,687 -   - -   -
27018 HK Bank - BOCL European Warrants Dec 2016 A HKD 0.260   0.126   0.242   742,000 149,417 8,639,911 0.485   2016/09/09 0.092   2016/05/24 677,200,000 102,659,826 -   - -   -
27092 HK Bank - BOCL European Warrants Feb 2017 A HKD 0.226   0.117   0.202   112,324,000 19,399,788 8,722,657 0.400   2016/09/22 0.065   2016/05/19 405,424,000 75,742,064 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.137   0.066   0.113   23,023,000 2,312,571 N/A 0.255   2016/09/09 0.066   2016/11/21 293,246,000 54,537,560 -   - -   -
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.225   0.159   0.208   61,672,000 11,895,858 N/A 0.225   2016/11/28 0.159   2016/11/18 61,672,000 11,895,858 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.116   0.106   0.109   18,150,000 2,003,760 N/A 0.116   2016/11/21 0.106   2016/11/25 18,150,000 2,003,760 -   - -   -
13622 HK Bank - BYD European Warrants Dec 2018 A HKD 0.140   0.093   0.097   90,045,000 10,113,855 N/A 0.162   2016/10/11 0.093   2016/11/21 164,680,000 21,358,280 -   - -   -
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.088   0.056   0.061   148,450,000 11,145,950 5,810,150 0.141   2016/04/13 0.056   2016/11/25 591,650,000 61,699,150 -   - -   -
12620 HK Bank - CAM CSI300 European Warrants Feb 2017 A HKD -   -   0.091   0 0 N/A 0.201   2016/08/26 0.179   2016/08/29 14,588,000 2,735,418 -   - -   -
13597 HK Bank - CAM CSI300 European Warrants May 2017 A HKD 0.340   0.240   0.315   2,680,000 740,020 N/A 0.340   2016/11/29 0.240   2016/11/09 7,332,000 1,999,510 -   - -   -
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD 0.550   0.405   0.620   2,830,000 1,325,525 N/A 0.550   2016/11/25 0.405   2016/11/21 2,830,000 1,325,525 -   - -   -
12617 HK Bank - CC Bank European Warrants Feb 2017 A HKD 0.143   0.054   0.117   258,415,000 24,292,341 N/A 0.360   2016/09/09 0.054   2016/11/18 935,479,000 149,717,702 -   - -   -
11275 HK Bank - CC Bank European Warrants Jan 2017 A HKD 0.590   0.465   0.680   200,000 105,500 N/A 0.760   2016/08/18 0.315   2016/07/06 11,923,000 4,509,680 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.400   0.218   0.345   63,450,000 19,742,255 N/A 0.590   2016/09/08 0.218   2016/11/18 168,409,000 65,193,730 -   - -   -
27174 HK Bank - CC Bank European Warrants Nov 2016 A HKD 0.245   0.030   0.144   628,000 73,687 11,148,040 0.500   2016/09/02 0.030   2016/11/18 566,512,000 93,546,000 -   - -   -
22988 HK Bank - CGN Power European Warrants Dec 2016 A HKD -   -   0.011   0 0 0 0.023   2016/01/14 0.014   2016/03/18 6,400,000 105,900 0.171   2015/06/25 0.036   2015/12/30
27059 HK Bank - CGS European Warrants Nov 2016 A HKD 0.032   0.020   0.030   2,330,000 54,895 2,010,841 0.172   2016/04/13 0.020   2016/11/03 482,630,000 41,559,060 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.223   0.191   0.218   1,800,000 359,200 63,664 0.250   2016/03/21 0.178   2016/03/11 63,315,000 11,854,780 -   - -   -
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.183   0.141   0.171   122,120,000 19,478,860 N/A 0.183   2016/11/11 0.140   2016/10/31 242,120,000 38,772,990 -   - -   -
14134 HK Bank - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/11 0.010   2016/01/11 100,000 1,000 0.115   2015/04/13 0.010   2015/12/31
14418 HK Bank - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.139   2015/04/09 0.014   2015/08/27
21627 HK Bank - China COSCO European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/25 0.022   2016/01/04 260,000 6,050 0.360   2015/04/28 0.032   2015/12/14
13291 HK Bank - China Life European Warrants Apr 2017 A HKD 0.160   0.035   0.150   31,080,000 3,376,650 N/A 0.175   2016/09/22 0.035   2016/11/09 1,082,970,000 136,784,900 -   - -   -
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.183   0.118   0.163   420,860,000 62,024,430 N/A 0.183   2016/11/28 0.107   2016/10/20 886,790,000 126,476,370 -   - -   -
26733 HK Bank - China Life European Warrants Dec 2016 A HKD 0.305   0.045   0.305   14,500,000 1,784,480 42,635,562 0.305   2016/11/30 0.042   2016/07/08 5,267,100,000 616,923,220 -   - -   -
27060 HK Bank - China Life European Warrants Dec 2016 B HKD 0.175   0.022   0.149   26,800,000 2,581,390 25,720,672 0.200   2016/04/14 0.022   2016/11/08 2,539,160,000 213,696,470 -   - -   -
11329 HK Bank - China Life European Warrants Feb 2017 A HKD -   -   0.560   0 0 N/A 0.390   2016/10/20 0.144   2016/07/08 129,580,000 22,002,870 -   - -   -
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.187   0.187   0.192   10,000 1,870 N/A 0.187   2016/11/28 0.129   2016/10/03 1,220,000 174,160 -   - -   -
11960 HK Bank - China Life European Warrants Jul 2017 A HKD -   -   0.400   0 0 N/A 0.240   2016/08/16 0.156   2016/08/08 113,140,000 21,100,730 -   - -   -
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.209   0.059   0.192   298,770,000 26,230,660 N/A 0.209   2016/11/30 0.059   2016/11/11 2,958,210,000 387,240,170 -   - -   -
14641 HK Bank - China Life European Warrants Jun 2017 B HKD 0.175   0.147   0.158   42,660,000 6,923,320 N/A 0.175   2016/11/30 0.147   2016/11/29 42,660,000 6,923,320 -   - -   -
13873 HK Bank - China Life European Warrants Mar 2017 A HKD 0.220   0.053   0.205   2,039,080,000 155,250,150 N/A 0.220   2016/11/25 0.053   2016/11/09 3,115,910,000 262,468,760 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD 0.360   0.158   0.350   93,220,000 16,735,840 N/A 0.360   2016/11/25 0.157   2016/10/31 148,420,000 27,578,120 -   - -   -
15863 HK Bank - China Mobile European Put Warrants Jan 2017 A HKD 0.165   0.110   0.153   2,040,000 264,750 13,838,497 0.238   2016/01/07 0.058   2016/09/09 991,865,000 83,422,120 0.238   2015/07/08 0.103   2015/04/09
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.148   0.119   0.137   61,100,000 7,827,600 33,087,358 0.231   2016/01/21 0.097   2016/10/11 2,334,850,000 327,482,900 -   - -   -
13620 HK Bank - China Mobile European Warrants Apr 2017 A HKD 0.320   0.115   0.142   824,140,000 150,341,430 N/A 0.770   2016/10/11 0.115   2016/11/25 1,152,245,000 261,067,080 -   - -   -
16333 HK Bank - China Mobile European Warrants Dec 2016 A HKD 0.033   0.010   0.010   29,400,000 791,200 4,193,033 0.115   2016/09/09 0.010   2016/11/17 2,124,500,000 119,755,450 0.310   2015/04/24 0.086   2015/12/30
19705 HK Bank - China Mobile European Warrants Dec 2016 B HKD -   -   0.010   0 0 19,492,357 0.067   2016/07/21 0.010   2016/10/27 4,889,080,000 208,155,250 0.255   2015/04/27 0.057   2015/12/31
20273 HK Bank - China Mobile European Warrants Dec 2016 C HKD 0.010   0.010   0.010   60,000 600 10,805,253 0.039   2016/02/03 0.010   2016/11/10 3,770,775,000 99,344,480 0.217   2015/04/27 0.041   2015/12/30
12431 HK Bank - China Mobile European Warrants Feb 2017 A HKD 0.059   0.028   0.032   4,400,000 166,000 N/A 0.330   2016/08/18 0.028   2016/11/16 274,755,000 60,053,535 -   - -   -
11274 HK Bank - China Mobile European Warrants Jan 2017 B HKD 0.435   0.072   0.104   355,645,000 74,798,155 N/A 1.270   2016/09/09 0.072   2016/11/28 435,820,000 117,450,105 -   - -   -
13067 HK Bank - China Mobile European Warrants Jan 2017 C HKD 0.062   0.012   0.014   19,165,000 679,790 N/A 0.475   2016/09/09 0.012   2016/11/25 2,423,780,000 550,547,820 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD 0.010   0.010   0.010   1,060,000 10,600 1,196,554 0.039   2016/07/27 0.010   2016/11/02 254,150,000 7,320,945 0.148   2015/06/23 0.052   2015/12/14
14136 HK Bank - China Mobile European Warrants Jun 2017 B HKD 0.570   0.275   0.325   325,555,000 102,735,875 N/A 0.570   2016/11/10 0.275   2016/11/25 325,555,000 102,735,875 -   - -   -
17290 HK Bank - China Mobile European Warrants Mar 2017 A HKD 0.050   0.018   0.021   196,380,000 6,194,720 8,886,015 0.119   2016/07/21 0.018   2016/11/25 4,752,230,000 324,389,795 0.229   2015/02/06 0.096   2015/12/24
13826 HK Bank - China Mobile European Warrants Mar 2017 B HKD 0.233   0.085   0.113   262,355,000 33,612,435 N/A 0.405   2016/10/19 0.085   2016/11/24 321,695,000 47,433,320 -   - -   -
13574 HK Bank - China Overseas European Warrants Apr 2017 A HKD 0.054   0.019   0.021   3,840,000 101,500 N/A 0.185   2016/10/03 0.019   2016/11/28 201,100,000 19,929,400 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD 0.167   0.065   0.066   313,560,000 28,196,580 N/A 0.207   2016/10/19 0.065   2016/11/29 367,240,000 37,114,140 -   - -   -
14498 HK Bank - China Overseas European Warrants Jun 2017 A HKD 0.133   0.115   0.119   40,460,000 5,010,200 N/A 0.133   2016/11/24 0.115   2016/11/25 40,460,000 5,010,200 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.113   0.081   0.105   94,860,000 9,582,910 3,385,040 0.162   2016/04/14 0.059   2016/01/21 734,160,000 77,821,220 0.620   2015/04/28 0.121   2015/12/14
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.157   0.121   0.170   2,200,000 281,220 7,998,305 0.193   2016/04/13 0.096   2016/10/13 518,790,000 67,166,880 -   - -   -
23442 HK Bank - China Shenhua European Warrants Dec 2016 A HKD 0.320   0.230   0.227   750,000 219,750 459,318 0.320   2016/11/10 0.054   2016/06/03 575,730,000 47,126,545 0.142   2015/12/08 0.105   2015/12/21
26604 HK Bank - China Shenhua European Warrants Jan 2017 A HKD 0.420   0.400   0.335   385,000 154,200 809,135 0.420   2016/11/01 0.090   2016/05/19 985,880,000 147,172,660 -   - -   -
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.265   0.188   0.199   15,035,000 3,191,275 N/A 0.280   2016/07/15 0.117   2016/08/29 845,180,000 143,477,415 -   - -   -
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.219   0.124   0.138   245,330,000 39,949,675 N/A 0.219   2016/11/02 0.124   2016/11/21 245,330,000 39,949,675 -   - -   -
11561 HK Bank - China Tel European Warrants Jan 2017 A HKD 0.310   0.058   0.086   44,742,000 5,278,456 N/A 0.465   2016/08/24 0.058   2016/11/25 172,052,000 45,916,286 -   - -   -
13914 HK Bank - China Unicom European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/25 0.014   2016/01/25 60,000 840 0.305   2015/04/29 0.011   2015/12/03
21670 HK Bank - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.280   2015/04/29 0.018   2015/12/03
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.100   0.061   0.100   218,926,000 17,516,484 21,719,525 0.192   2016/04/19 0.059   2016/07/11 3,308,336,000 392,503,252 0.203   2015/12/17 0.175   2015/12/31
24508 HK Bank - China Unicom European Warrants Feb 2017 A HKD -   -   0.011   0 0 0 0.041   2016/03/14 0.041   2016/03/14 40,000 1,640 0.140   2015/08/24 0.059   2015/10/30
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.052   0.027   0.050   23,780,000 864,700 696,750 0.114   2016/03/30 0.027   2016/11/17 714,220,000 55,866,220 0.138   2015/11/20 0.092   2015/12/14
14593 HK Bank - China Vanke European Warrants Apr 2017 A HKD 0.202   0.162   0.188   12,340,000 2,269,384 N/A 0.202   2016/11/28 0.162   2016/11/29 12,340,000 2,269,384 -   - -   -
12338 HK Bank - China Vanke European Warrants Feb 2017 A HKD 0.325   0.151   0.315   126,534,000 24,145,018 N/A 0.365   2016/08/15 0.144   2016/10/17 304,282,000 61,757,988 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.139   0.095   0.122   45,805,000 5,550,805 10,036,623 0.188   2016/08/16 0.092   2016/05/12 559,587,000 79,637,588 -   - -   -
13695 HK Bank - CITIC Sec European Warrants Apr 2017 A HKD 0.179   0.145   0.167   204,695,000 32,317,200 N/A 0.187   2016/10/11 0.145   2016/11/03 369,525,000 59,305,750 -   - -   -
27812 HK Bank - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.010   0 0 8,612,446 0.182   2016/05/06 0.028   2016/10/05 740,295,000 83,351,415 -   - -   -
13651 HK Bank - CKH European Warrants Apr 2017 A HKD 0.310   0.147   0.153   20,860,000 4,548,165 N/A 0.400   2016/10/11 0.147   2016/11/30 77,510,000 23,270,640 -   - -   -
16676 HK Bank - CKH European Warrants Dec 2016 A HKD -   -   0.330   0 0 301,634 0.440   2016/09/02 0.156   2016/06/28 10,440,000 1,809,805 0.770   2015/06/11 0.094   2015/01/09
23079 HK Bank - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 3,325 0.066   2016/01/05 0.010   2016/05/23 506,545,000 19,131,685 0.209   2015/06/24 0.058   2015/12/14
22787 HK Bank - CKH European Warrants Jun 2017 A HKD 0.015   0.012   0.011   1,415,000 17,515 193,758 0.075   2016/01/05 0.012   2016/11/14 394,230,000 19,469,965 0.218   2015/06/16 0.067   2015/12/15
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.270   0.147   0.154   5,090,000 948,295 N/A 0.330   2016/10/11 0.147   2016/11/28 14,420,000 3,727,475 -   - -   -
12375 HK Bank - CKH European Warrants Mar 2017 A HKD -   -   0.560   0 0 22,283 0.455   2016/06/02 0.440   2016/06/02 300,000 133,700 0.930   2015/06/04 0.320   2015/01/13
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.112   0.087   0.093   141,155,000 13,745,375 11,926,548 0.166   2016/03/16 0.050   2016/07/06 1,226,865,000 114,953,360 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD 0.038   0.016   0.017   27,650,000 601,800 233,792 0.038   2016/11/02 0.012   2016/01/29 61,400,000 1,560,300 0.177   2015/06/11 0.034   2015/12/14
27815 HK Bank - CM Bank European Warrants Dec 2016 A HKD 0.193   0.129   0.201   1,780,000 302,770 7,747,421 0.330   2016/09/23 0.063   2016/06/15 670,530,000 72,257,495 -   - -   -
12693 HK Bank - CM Bank European Warrants May 2017 A HKD 0.145   0.083   0.130   343,110,000 38,187,750 N/A 0.234   2016/09/05 0.083   2016/11/18 997,485,000 152,375,665 -   - -   -
21709 HK Bank - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.228   2015/04/30 0.014   2015/09/23
14608 HK Bank - CNBM European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/03/02 0.010   2016/03/02 340,000 3,400 0.255   2015/04/23 0.015   2015/09/04
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.091   0.065   0.078   223,240,000 17,571,020 35,054,648 0.198   2016/03/29 0.059   2016/10/25 3,282,260,000 438,053,370 -   - -   -
19279 HK Bank - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 10,503 0.058   2016/04/22 0.014   2016/08/16 788,280,000 35,017,280 0.246   2015/04/27 0.032   2015/12/24
24132 HK Bank - CNOOC European Warrants Dec 2016 B HKD 0.022   0.010   0.010   5,100,000 93,020 1,957,960 0.066   2016/04/21 0.010   2016/11/22 396,590,000 14,621,180 0.900   2015/08/13 0.026   2015/12/22
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD 0.320   0.239   0.285   7,310,000 2,267,220 2,015,290 0.350   2016/10/20 0.111   2016/01/21 677,630,000 98,234,270 -   - -   -
12312 HK Bank - CNOOC European Warrants Feb 2017 A HKD 0.780   0.420   0.530   214,507,000 118,551,575 N/A 1.250   2016/10/20 0.420   2016/11/14 388,645,000 226,090,200 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.212   0.176   0.200   760,000 149,570 1,780,358 0.260   2016/10/11 0.073   2016/01/21 1,078,700,000 145,984,330 0.226   2015/10/09 0.114   2015/12/14
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD 0.065   0.040   0.050   266,510,000 13,684,060 13,204,747 0.099   2016/10/20 0.020   2016/01/21 1,380,760,000 92,340,880 0.155   2015/07/15 0.047   2015/12/14
13776 HK Bank - CNOOC European Warrants Mar 2017 A HKD 0.285   0.128   0.176   22,472,000 4,930,375 N/A 0.640   2016/10/24 0.128   2016/11/14 157,034,000 56,543,265 -   - -   -
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.131   0.093   0.109   316,730,000 35,487,980 39,837,998 0.173   2016/04/22 0.093   2016/11/14 2,457,800,000 313,528,300 -   - -   -
17223 HK Bank - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 1,833 0.014   2016/04/25 0.010   2016/06/08 30,700,000 380,940 0.204   2015/04/27 0.014   2015/08/26
28320 HK Bank - CNOOC European Warrants Nov 2016 B HKD 0.640   0.370   0.520   725,000 351,510 18,319,577 1.320   2016/10/20 0.240   2016/09/28 227,994,000 116,198,790 -   - -   -
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.211   0.113   0.168   133,650,000 22,190,785 N/A 0.211   2016/11/28 0.078   2016/10/12 386,745,000 49,851,960 -   - -   -
25444 HK Bank - CRCC European Warrants Nov 2016 A HKD 0.092   0.025   0.092   1,170,000 93,550 6,291,313 0.175   2016/04/20 0.011   2016/10/14 1,379,885,000 136,026,180 -   - -   -
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD 0.070   0.064   0.066   4,980,000 332,970 62,318 0.235   2016/03/22 0.064   2016/11/30 282,530,000 45,754,750 -   - -   -
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.084   0.056   0.072   204,303,000 14,235,969 N/A 0.160   2016/08/15 0.056   2016/11/25 436,073,000 43,986,825 -   - -   -
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.052   0.039   0.051   1,350,000 66,050 3,225,617 0.187   2016/01/04 0.039   2016/11/21 1,018,500,000 112,074,950 0.227   2015/12/17 0.191   2015/12/31
19338 HK Bank - CRRC Times European Warrants Nov 2016 A HKD -   -   0.010   0 0 12,375 0.047   2016/01/04 0.010   2016/06/24 21,300,000 513,500 0.330   2015/04/17 0.066   2015/12/30
18577 HK Bank - CSOP A50 ETF European Put Warrants Mar 2017 A HKD 0.087   0.083   0.056   616,000 52,710 50,867 0.325   2016/02/12 0.083   2016/11/10 14,926,000 2,975,824 0.355   2015/08/26 0.084   2015/04/20
13596 HK Bank - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.435   0.241   0.390   50,945,600 17,601,851 N/A 0.435   2016/11/30 0.241   2016/11/16 60,191,000 20,647,988 -   - -   -
11769 HK Bank - CSOP A50 ETF European Warrants Dec 2016 A HKD -   -   0.010   0 0 82,853 0.132   2016/01/04 0.012   2016/09/22 1,632,346,000 126,842,928 0.212   2015/11/09 0.114   2015/09/29
23052 HK Bank - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 0.088   2016/01/04 0.022   2016/05/06 559,870,000 32,834,030 0.121   2015/12/21 0.087   2015/11/30
26723 HK Bank - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.092   0.069   0.092   320,000 27,140 3,956,195 0.168   2016/03/21 0.062   2016/10/13 592,396,000 61,162,798 -   - -   -
25351 HK Bank - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.082   0.029   0.071   20,958,000 1,024,496 10,432,488 0.149   2016/01/19 0.029   2016/11/18 4,380,120,000 475,273,702 -   - -   -
14557 HK Bank - CSOP A50 ETF European Warrants Jun 2017 A HKD 1.060   0.830   0.980   3,149,200 3,091,994 N/A 1.060   2016/11/29 0.830   2016/11/25 3,149,200 3,091,994 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.227   0.214   0.265   40,000 8,820 5,091 0.280   2016/03/07 0.211   2016/07/08 332,000 86,298 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.140   0.099   0.132   178,610,000 20,722,158 N/A 0.146   2016/08/16 0.097   2016/09/26 929,278,000 109,663,152 -   - -   -
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.143   0.098   0.105   85,800,000 9,856,100 N/A 0.143   2016/11/01 0.098   2016/11/25 132,500,000 16,254,660 -   - -   -
18447 HK Bank - Dongfeng Motor European Warrants Nov 2016 A HKD -   -   0.010   0 0 4,267 0.068   2016/01/05 0.010   2016/10/04 7,640,000 272,520 0.330   2015/04/13 0.022   2015/08/27
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.056   0.035   0.039   8,460,000 390,340 N/A 0.224   2016/08/04 0.035   2016/11/25 379,860,000 41,981,100 -   - -   -
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD 0.044   0.034   0.034   3,420,000 126,680 222,213 0.187   2016/02/23 0.034   2016/11/25 211,099,000 24,056,411 0.255   2015/11/25 0.081   2015/09/30
22441 HK Bank - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 55,520 0.164   2016/01/04 0.015   2016/07/19 874,340,000 79,250,190 0.238   2015/11/24 0.116   2015/12/14
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.056   0.046   0.048   14,060,000 711,800 3,967,177 0.135   2016/05/09 0.046   2016/11/07 350,630,000 30,523,280 -   - -   -
27617 HK Bank - Foxconn European Warrants Dec 2016 A HKD 0.010   0.010   0.010   236,000 2,360 2,244 0.430   2016/04/28 0.010   2016/11/02 1,650,000 492,779 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD 0.204   0.138   0.151   1,085,000 174,474 N/A 0.330   2016/09/20 0.138   2016/11/28 8,909,000 2,428,713 -   - -   -
27027 HK Bank - Galaxy Ent European Put Warrants Dec 2016 A HKD 0.024   0.010   0.010   2,200,000 46,700 10,402,220 0.480   2016/06/16 0.010   2016/11/28 383,260,000 73,215,770 -   - -   -
13540 HK Bank - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.128   0.023   0.027   188,370,000 16,241,510 N/A 0.220   2016/10/03 0.023   2016/11/30 340,140,000 39,773,090 -   - -   -
14503 HK Bank - Galaxy Ent European Put Warrants May 2017 B HKD 0.181   0.142   0.142   73,440,000 11,679,730 N/A 0.181   2016/11/24 0.142   2016/11/30 73,440,000 11,679,730 -   - -   -
13476 HK Bank - Galaxy Ent European Warrants Apr 2017 A HKD 0.500   0.187   0.540   112,360,000 27,012,220 N/A 0.500   2016/11/22 0.153   2016/09/28 238,860,000 54,344,580 -   - -   -
11881 HK Bank - Galaxy Ent European Warrants Feb 2017 A HKD 0.960   0.480   0.980   320,000 262,250 N/A 0.960   2016/11/30 0.108   2016/09/01 239,030,000 44,518,510 -   - -   -
11334 HK Bank - Galaxy Ent European Warrants Jan 2017 A HKD -   -   1.360   0 0 N/A 0.760   2016/10/28 0.203   2016/07/08 61,160,000 18,639,610 -   - -   -
12998 HK Bank - Galaxy Ent European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.032   2015/01/15 0.011   2015/03/30
13065 HK Bank - Galaxy Ent European Warrants Mar 2017 B HKD 0.430   0.410   0.850   200,000 84,000 N/A 0.455   2016/10/11 0.235   2016/09/14 252,060,000 76,403,780 -   - -   -
14500 HK Bank - Galaxy Ent European Warrants May 2017 A HKD 0.415   0.325   0.415   32,390,000 11,951,500 N/A 0.415   2016/11/30 0.325   2016/11/24 32,390,000 11,951,500 -   - -   -
13693 HK Bank - Geely Auto European Warrants Apr 2017 A HKD 1.080   0.120   0.820   66,465,000 47,167,150 N/A 1.490   2016/10/24 0.120   2016/11/07 82,285,000 63,124,350 -   - -   -
27173 HK Bank - Geely Auto European Warrants Dec 2016 A HKD -   -   3.920   0 0 560,733 4.450   2016/10/28 0.570   2016/05/16 19,930,000 15,668,700 -   - -   -
12810 HK Bank - Geely Auto European Warrants Feb 2017 A HKD 1.990   1.460   1.700   4,360,000 7,981,000 N/A 2.550   2016/10/24 0.750   2016/08/29 18,575,000 21,945,100 -   - -   -
14017 HK Bank - Geely Auto European Warrants May 2017 A HKD 0.650   0.242   0.445   79,790,000 33,010,250 N/A 0.650   2016/11/03 0.242   2016/11/17 79,790,000 33,010,250 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.092   0.065   0.065   18,620,000 1,522,375 N/A 0.102   2016/10/27 0.065   2016/11/30 27,450,000 2,367,940 -   - -   -
27614 HK Bank - Greatwall Motor European Warrants Feb 2017 A HKD 0.047   0.016   0.019   96,385,000 3,040,050 13,804,743 0.158   2016/07/29 0.016   2016/11/24 1,129,645,000 86,332,395 -   - -   -
14163 HK Bank - Greatwall Motor European Warrants Jun 2017 A HKD 0.840   0.650   0.800   8,956,500 6,784,895 N/A 0.840   2016/11/30 0.650   2016/11/18 8,956,500 6,784,895 -   - -   -
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD 0.012   0.012   0.013   50,000 600 5,108 0.032   2016/08/04 0.012   2016/11/25 2,550,000 55,550 0.221   2015/06/04 0.037   2015/08/24
11956 HK Bank - Haitong Sec European Warrants Feb 2017 A HKD 0.112   0.078   0.105   194,608,000 17,355,200 N/A 0.184   2016/08/16 0.078   2016/11/14 880,720,000 101,726,256 -   - -   -
25622 HK Bank - HKEX European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 6,786,415 0.290   2016/01/28 0.010   2016/09/29 3,921,140,000 586,391,480 -   - -   -
27026 HK Bank - HKEX European Put Warrants Dec 2016 C HKD 0.016   0.010   0.010   4,000,000 48,700 66,084,927 0.221   2016/04/05 0.010   2016/11/03 6,145,600,000 729,870,940 -   - -   -
13292 HK Bank - HKEX European Put Warrants Feb 2017 C HKD 0.147   0.093   0.101   637,020,000 70,835,150 N/A 0.176   2016/09/19 0.093   2016/11/28 2,159,510,000 274,187,870 -   - -   -
27754 HK Bank - HKEX European Put Warrants Nov 2016 B HKD 0.028   0.011   0.018   1,020,000 25,820 34,100,302 0.232   2016/05/09 0.010   2016/10/31 2,414,530,000 206,902,300 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.108   0.081   0.086   210,670,000 18,998,050 N/A 0.143   2016/09/01 0.081   2016/11/28 753,770,000 75,016,060 -   - -   -
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.181   0.158   0.163   327,320,000 55,604,320 N/A 0.181   2016/11/14 0.158   2016/11/28 327,320,000 55,604,320 -   - -   -
26561 HK Bank - HKEX European Warrants Dec 2016 B HKD 0.195   0.150   0.165   12,800,000 2,082,180 20,645,562 0.270   2016/09/09 0.102   2016/06/24 9,012,390,000 1,454,922,990 -   - -   -
27023 HK Bank - HKEX European Warrants Feb 2017 A HKD 0.086   0.053   0.054   544,840,000 35,204,410 84,412,122 0.160   2016/04/25 0.053   2016/11/30 10,452,270,000 946,833,180 -   - -   -
27347 HK Bank - HKEX European Warrants Feb 2017 B HKD 0.149   0.111   0.117   76,790,000 10,278,080 123,650,157 0.244   2016/04/25 0.083   2016/06/24 8,364,960,000 987,441,590 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.145   0.109   0.112   423,440,000 52,222,480 N/A 0.174   2016/10/11 0.109   2016/11/04 1,080,530,000 152,226,220 -   - -   -
14158 HK Bank - HKEX European Warrants Jun 2017 A HKD 0.168   0.133   0.134   382,940,000 55,771,010 N/A 0.168   2016/11/11 0.133   2016/11/30 382,940,000 55,771,010 -   - -   -
13406 HK Bank - HKEX European Warrants Mar 2017 A HKD 0.840   0.520   0.520   520,246,000 352,549,810 N/A 1.180   2016/09/23 0.520   2016/11/30 1,052,692,000 851,546,070 -   - -   -
26562 HK Bank - HKEX European Warrants May 2017 A HKD 0.173   0.135   0.141   926,390,000 136,158,710 183,563,568 0.221   2016/04/25 0.102   2016/05/26 10,418,900,000 1,441,512,970 -   - -   -
27753 HK Bank - HKEX European Warrants May 2017 B HKD 0.075   0.048   0.050   142,430,000 8,155,300 36,416,463 0.126   2016/09/09 0.048   2016/11/09 2,180,820,000 219,752,610 -   - -   -
27752 HK Bank - HKEX European Warrants Nov 2016 A HKD 0.024   0.010   0.010   17,780,000 284,760 14,843,298 0.101   2016/05/03 0.010   2016/11/11 3,712,230,000 220,718,530 -   - -   -
12452 HK Bank - HKEX European Warrants Nov 2016 C HKD 0.048   0.014   0.010   216,000 9,724 N/A 0.610   2016/09/09 0.014   2016/11/04 1,314,798,000 435,266,814 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.143   0.112   0.113   323,780,000 39,836,110 N/A 0.170   2016/10/11 0.112   2016/11/30 821,850,000 114,902,760 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.031   0.024   0.030   900,000 27,620 46,333 0.051   2016/01/04 0.018   2016/05/05 34,660,000 972,000 0.117   2015/10/26 0.049   2015/12/14
23104 HK Bank - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/06 0.010   2016/04/06 100,000 1,000 0.168   2015/06/25 0.024   2015/10/02
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.117   0.083   0.114   221,100,000 22,191,480 21,259,630 0.137   2016/09/09 0.057   2016/06/16 2,284,800,000 215,740,700 -   - -   -
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD 0.237   0.138   0.145   958,140,000 173,192,130 N/A 0.237   2016/11/09 0.138   2016/11/30 958,140,000 173,192,130 -   - -   -
25970 HK Bank - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 8,486,468 0.222   2016/02/12 0.016   2016/08/17 5,170,430,000 738,457,010 -   - -   -
27103 HK Bank - HSCEI European Put Warrants Dec 2016 D HKD 0.011   0.010   0.010   5,800,000 62,200 34,256,788 0.172   2016/04/08 0.010   2016/11/14 6,111,460,000 777,732,070 -   - -   -
28248 HK Bank - HSCEI European Put Warrants Dec 2016 E HKD 0.018   0.010   0.010   380,000 5,490 64,369,337 0.157   2016/06/16 0.010   2016/11/01 3,984,560,000 445,446,840 -   - -   -
11756 HK Bank - HSCEI European Put Warrants Dec 2016 F HKD 0.060   0.025   0.010   147,580,000 5,429,980 N/A 0.152   2016/07/29 0.025   2016/11/10 2,750,040,000 168,059,490 -   - -   -
12728 HK Bank - HSCEI European Put Warrants Mar 2017 B HKD 0.211   0.104   0.112   611,420,000 85,750,520 N/A 0.211   2016/11/09 0.104   2016/11/30 2,584,290,000 390,955,490 -   - -   -
26490 HK Bank - HSCEI European Warrants Dec 2016 B HKD 0.153   0.149   0.197   40,000 6,040 90,182,285 0.260   2016/09/22 0.066   2016/05/24 15,649,860,000 1,853,748,200 -   - -   -
27021 HK Bank - HSCEI European Warrants Dec 2016 C HKD 0.110   0.036   0.100   20,210,000 1,712,010 7,455,722 0.212   2016/09/09 0.036   2016/11/18 7,096,780,000 806,572,580 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.130   0.082   0.125   698,230,000 77,801,110 N/A 0.132   2016/10/26 0.082   2016/11/18 799,250,000 89,963,780 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.190   0.118   0.187   1,006,980,000 151,295,790 N/A 0.255   2016/09/09 0.118   2016/11/18 2,584,200,000 457,414,090 -   - -   -
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.135   0.077   0.132   14,740,000 1,498,540 80,509,858 0.210   2016/09/09 0.065   2016/06/24 7,993,170,000 925,514,160 -   - -   -
11276 HK Bank - HSCEI European Warrants Mar 2017 A HKD 0.204   0.204   0.285   120,000 24,480 N/A 0.295   2016/08/17 0.143   2016/07/06 1,277,150,000 233,649,130 -   - -   -
13290 HK Bank - HSCEI European Warrants Mar 2017 C HKD 0.099   0.045   0.085   1,503,240,000 107,417,410 N/A 0.206   2016/09/22 0.045   2016/11/21 4,164,080,000 425,653,880 -   - -   -
12448 HK Bank - HSCEI European Warrants Nov 2016 A HKD 0.103   0.080   0.103   400,000 36,100 N/A 0.233   2016/09/09 0.080   2016/11/03 148,360,000 20,958,220 -   - -   -
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.124   0.074   0.119   627,950,000 63,043,580 N/A 0.197   2016/09/09 0.074   2016/11/18 3,010,320,000 402,887,030 -   - -   -
13694 HK Bank - HSI European Put Warrants Apr 2017 B HKD 0.204   0.101   0.110   4,812,370,000 659,290,970 N/A 0.204   2016/11/09 0.101   2016/11/28 7,396,450,000 1,000,077,820 -   - -   -
14137 HK Bank - HSI European Put Warrants Apr 2017 C HKD 0.209   0.139   0.148   1,704,980,000 277,217,790 N/A 0.209   2016/11/17 0.139   2016/11/28 1,704,980,000 277,217,790 -   - -   -
27996 HK Bank - HSI European Put Warrants Dec 2016 B HKD 0.021   0.010   0.010   19,920,000 247,130 152,040,907 0.255   2016/05/16 0.010   2016/11/21 10,221,310,000 1,466,142,270 -   - -   -
28251 HK Bank - HSI European Put Warrants Dec 2016 C HKD -   -   0.010   10,000 100 40,938,753 0.118   2016/05/26 0.010   2016/09/12 3,903,800,000 294,271,710 -   - -   -
11999 HK Bank - HSI European Put Warrants Feb 2017 B HKD 0.104   0.046   0.049   2,609,900,000 181,573,070 N/A 0.162   2016/08/11 0.046   2016/11/30 7,226,010,000 617,373,960 -   - -   -
12447 HK Bank - HSI European Put Warrants Feb 2017 D HKD 0.129   0.063   0.068   657,870,000 47,217,890 N/A 0.129   2016/11/09 0.057   2016/10/11 6,793,170,000 579,441,650 -   - -   -
12725 HK Bank - HSI European Put Warrants Feb 2017 E HKD 0.160   0.080   0.089   196,140,000 19,508,200 N/A 0.166   2016/08/25 0.067   2016/10/24 1,751,070,000 173,597,580 -   - -   -
11562 HK Bank - HSI European Put Warrants Jan 2017 A HKD 0.058   0.014   0.015   1,150,110,000 35,702,660 N/A 0.127   2016/07/20 0.014   2016/11/29 4,497,690,000 283,513,290 -   - -   -
11754 HK Bank - HSI European Put Warrants Jan 2017 C HKD 0.078   0.027   0.030   42,070,000 2,120,710 N/A 0.140   2016/08/03 0.027   2016/11/28 2,803,870,000 225,658,390 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD 0.027   0.017   0.017   7,300,000 137,380 14,050,853 0.167   2016/03/09 0.017   2016/11/30 1,181,110,000 92,282,110 -   - -   -
26621 HK Bank - HSI European Put Warrants Mar 2017 A HKD 0.015   0.010   0.010   3,730,000 43,960 12,813,570 0.160   2016/03/09 0.010   2016/11/28 1,399,380,000 97,917,550 -   - -   -
11935 HK Bank - HSI European Put Warrants Mar 2017 C HKD 0.106   0.043   0.047   2,656,580,000 175,590,650 N/A 0.135   2016/08/08 0.043   2016/11/28 5,701,650,000 428,749,050 -   - -   -
13099 HK Bank - HSI European Put Warrants Mar 2017 E HKD 0.206   0.121   0.129   338,620,000 46,524,310 N/A 0.206   2016/11/09 0.101   2016/10/11 5,155,710,000 670,183,110 -   - -   -
14462 HK Bank - HSI European Put Warrants May 2017 A HKD 0.122   0.095   0.101   265,020,000 27,920,350 N/A 0.122   2016/11/25 0.095   2016/11/28 265,020,000 27,920,350 -   - -   -
11568 HK Bank - HSI European Put Warrants Nov 2016 C HKD 0.020   0.010   0.010   25,450,000 324,530 N/A 0.099   2016/07/21 0.010   2016/11/09 1,168,450,000 70,667,170 -   - -   -
13289 HK Bank - HSI European Warrants Apr 2017 A HKD 0.064   0.024   0.034   1,145,370,000 49,029,850 N/A 0.204   2016/09/22 0.024   2016/11/21 5,749,870,000 496,922,910 -   - -   -
14254 HK Bank - HSI European Warrants Apr 2017 D HKD 0.154   0.115   0.148   839,360,000 112,308,340 N/A 0.154   2016/11/29 0.115   2016/11/18 839,360,000 112,308,340 -   - -   -
25964 HK Bank - HSI European Warrants Dec 2016 A HKD 0.158   0.090   0.125   1,040,000 112,940 77,195,602 0.310   2016/09/09 0.042   2016/05/13 9,919,570,000 950,919,460 -   - -   -
11224 HK Bank - HSI European Warrants Dec 2016 D HKD -   -   0.345   0 0 N/A 0.310   2016/07/21 0.156   2016/07/06 1,555,610,000 271,682,940 -   - -   -
11755 HK Bank - HSI European Warrants Feb 2017 A HKD 0.195   0.083   0.114   4,429,770,000 528,958,720 N/A 0.226   2016/08/18 0.083   2016/11/18 7,987,550,000 1,203,890,240 -   - -   -
12445 HK Bank - HSI European Warrants Feb 2017 C HKD 0.147   0.054   0.077   4,022,310,000 369,320,080 N/A 0.255   2016/09/22 0.054   2016/11/18 13,819,730,000 2,173,540,270 -   - -   -
11570 HK Bank - HSI European Warrants Jan 2017 B HKD 0.233   0.198   0.221   60,000 12,930 N/A 0.255   2016/08/08 0.198   2016/11/09 370,820,000 79,205,080 -   - -   -
11933 HK Bank - HSI European Warrants Jan 2017 D HKD 0.161   0.056   0.083   5,197,840,000 448,283,090 N/A 0.305   2016/09/09 0.056   2016/11/18 10,600,320,000 1,394,036,870 -   - -   -
11986 HK Bank - HSI European Warrants Jan 2017 E HKD 0.151   0.076   0.109   3,323,300,000 354,025,410 N/A 0.214   2016/09/01 0.076   2016/11/18 3,863,880,000 457,506,790 -   - -   -
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.238   0.137   0.170   874,960,000 161,752,880 72,361,178 0.350   2016/09/09 0.065   2016/05/24 11,387,570,000 1,782,098,880 -   - -   -
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.098   0.045   0.060   702,800,000 47,624,090 N/A 0.184   2016/09/22 0.045   2016/11/18 7,782,680,000 1,020,103,420 -   - -   -
11932 HK Bank - HSI European Warrants Mar 2017 B HKD 0.124   0.049   0.071   4,451,840,000 354,669,820 N/A 0.245   2016/09/09 0.049   2016/11/18 18,657,360,000 2,518,858,420 -   - -   -
13098 HK Bank - HSI European Warrants Mar 2017 D HKD 0.092   0.034   0.050   2,387,950,000 133,360,250 N/A 0.218   2016/09/12 0.034   2016/11/21 13,388,980,000 1,613,351,250 -   - -   -
14257 HK Bank - HSI European Warrants Mar 2017 F HKD 0.164   0.163   0.178   20,000 3,270 N/A 0.164   2016/11/16 0.163   2016/11/16 20,000 3,270 -   - -   -
27826 HK Bank - HSI European Warrants Nov 2016 A HKD -   -   0.124   0 0 173,112,310 0.330   2016/09/09 0.036   2016/05/13 12,320,490,000 1,147,149,310 -   - -   -
11335 HK Bank - HSI European Warrants Nov 2016 B HKD 0.228   0.228   0.235   50,000 11,400 N/A 0.435   2016/09/09 0.101   2016/07/08 1,017,290,000 135,194,800 -   - -   -
12618 HK Bank - ICBC European Warrants Feb 2017 A HKD 0.080   0.025   0.056   5,570,000 250,843 N/A 0.280   2016/09/09 0.025   2016/11/15 158,485,000 33,886,616 -   - -   -
11723 HK Bank - ICBC European Warrants Jan 2017 A HKD 0.230   0.077   0.177   122,451,000 19,909,456 N/A 0.500   2016/09/22 0.077   2016/11/18 286,637,000 73,161,630 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.500   0.330   0.490   670,000 267,150 N/A 0.710   2016/09/21 0.330   2016/11/21 6,333,000 2,621,145 -   - -   -
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.208   0.111   0.192   48,092,000 7,889,668 N/A 0.375   2016/09/23 0.111   2016/11/21 193,410,000 52,198,141 -   - -   -
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.114   0.065   0.103   8,800,000 737,920 N/A 0.227   2016/10/06 0.065   2016/11/14 17,330,000 2,549,802 -   - -   -
14339 HK Bank - Jiangxi Copper European Warrants Jun 2017 A HKD 0.176   0.096   0.120   106,700,000 13,614,670 N/A 0.176   2016/11/25 0.096   2016/11/18 106,700,000 13,614,670 -   - -   -
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.390   0.123   0.295   46,390,000 7,769,980 13,998,675 0.390   2016/11/25 0.113   2016/10/12 1,420,530,000 228,308,450 -   - -   -
13823 HK Bank - KECL European Warrants Apr 2017 A HKD 0.248   0.132   0.139   23,752,000 4,176,586 N/A 0.330   2016/10/20 0.132   2016/11/21 35,440,000 7,357,776 -   - -   -
18105 HK Bank - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 12,490 0.045   2016/04/13 0.010   2016/06/15 39,660,000 765,620 0.224   2015/04/27 0.019   2015/09/23
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.119   0.093   0.098   75,080,000 7,782,940 4,956,200 0.208   2016/03/31 0.093   2016/11/18 464,500,000 59,941,500 -   - -   -
13208 HK Bank - Kingsoft European Warrants Apr 2017 A HKD 0.248   0.168   0.182   124,940,000 24,106,160 N/A 0.350   2016/09/28 0.168   2016/11/15 158,200,000 31,921,800 -   - -   -
13511 HK Bank - Kingsoft European Warrants Apr 2017 B HKD 0.139   0.105   0.112   2,930,000 357,240 N/A 0.260   2016/10/11 0.105   2016/11/17 29,590,000 5,714,770 -   - -   -
27091 HK Bank - Kingsoft European Warrants Dec 2016 A HKD 0.067   0.026   0.026   11,650,000 458,300 4,771,202 0.435   2016/04/14 0.026   2016/11/30 446,250,000 55,121,030 -   - -   -
28329 HK Bank - Kingsoft European Warrants Dec 2016 B HKD 0.240   0.190   0.214   60,000 12,150 8,116,213 0.385   2016/10/06 0.097   2016/08/03 336,240,000 49,581,030 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.043   0.028   0.032   17,120,000 570,440 4,966,933 0.147   2016/04/19 0.028   2016/11/09 1,234,420,000 109,522,760 -   - -   -
24506 HK Bank - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.055   2016/01/04 0.016   2016/04/12 108,100,000 4,783,360 0.136   2015/08/11 0.031   2015/09/29
24779 HK Bank - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 70,450 0.139   2016/02/02 0.010   2016/09/07 1,638,660,000 126,335,420 0.213   2015/11/17 0.087   2015/09/30
28330 HK Bank - Lenovo European Warrants Dec 2016 C HKD 0.020   0.010   0.010   420,000 5,000 16,050,942 0.435   2016/08/18 0.010   2016/11/09 329,854,000 98,612,202 -   - -   -
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD 0.019   0.017   0.019   680,000 11,960 13,107 0.154   2016/01/05 0.017   2016/11/09 1,287,420,000 131,971,980 0.224   2015/11/24 0.112   2015/09/01
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD 0.023   0.015   0.021   1,420,000 26,360 85,943 0.150   2016/01/08 0.015   2016/11/10 706,120,000 75,014,120 0.232   2015/11/25 0.114   2015/09/29
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.400   0.360   0.380   6,384,000 2,462,350 N/A 0.400   2016/11/25 0.360   2016/11/24 6,384,000 2,462,350 -   - -   -
12908 HK Bank - Lenovo European Warrants Mar 2017 A HKD 0.195   0.070   0.075   16,454,000 2,060,100 N/A 0.630   2016/09/07 0.070   2016/11/09 150,544,000 55,521,490 -   - -   -
22594 HK Bank - Lenovo European Warrants Nov 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.171   2015/06/08 0.019   2015/08/27
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   400,000 4,000 3,860 0.027   2016/01/04 0.010   2016/11/18 10,420,000 186,620 0.137   2015/06/15 0.027   2015/12/22
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.335   0.310   0.335   1,130,000 367,075 N/A 0.335   2016/11/29 0.310   2016/11/30 1,130,000 367,075 -   - -   -
20189 HK Bank - MGM China European Warrants Dec 2016 A HKD 0.142   0.024   0.128   12,436,000 1,050,952 212,174 0.142   2016/11/28 0.010   2016/02/29 47,820,000 2,126,016 0.415   2015/04/09 0.036   2015/10/02
22301 HK Bank - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.052   0 0 0 -   - -   - 0 0 0.207   2015/05/26 0.058   2015/07/08
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.249   0.249   0.248   10,000 2,490 102,518 0.280   2016/10/05 0.170   2016/03/11 23,710,000 4,402,820 -   - -   -
12727 HK Bank - Minsheng Bank European Warrants Feb 2017 A HKD 0.510   0.249   0.270   38,775,000 13,882,145 N/A 0.590   2016/09/22 0.249   2016/11/21 90,471,000 35,042,582 -   - -   -
13790 HK Bank - PetroChina European Warrants Apr 2017 A HKD 0.213   0.111   0.160   100,992,000 17,126,948 N/A 0.345   2016/10/24 0.111   2016/11/14 167,828,000 32,709,048 -   - -   -
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.028   0.023   0.025   11,660,000 291,480 147,487 0.049   2016/04/28 0.022   2016/01/21 91,920,000 2,873,240 0.139   2015/08/11 0.033   2015/12/14
14386 HK Bank - PetroChina European Warrants Jun 2017 A HKD 0.530   0.400   0.430   36,326,000 17,128,520 N/A 0.530   2016/11/22 0.400   2016/11/21 36,326,000 17,128,520 -   - -   -
13791 HK Bank - PetroChina European Warrants Mar 2017 A HKD 0.270   0.123   0.164   180,034,000 32,480,938 N/A 0.415   2016/10/24 0.123   2016/11/14 230,914,000 47,627,034 -   - -   -
12699 HK Bank - PICC European Warrants Feb 2017 A HKD 0.044   0.010   0.028   111,240,000 3,727,760 N/A 0.150   2016/09/09 0.010   2016/11/14 800,980,000 63,391,900 -   - -   -
11445 HK Bank - PICC European Warrants Jan 2017 A HKD 0.105   0.035   0.076   234,176,000 13,878,324 N/A 0.207   2016/09/07 0.035   2016/11/18 629,148,000 61,856,672 -   - -   -
25890 HK Bank - PICC European Warrants Nov 2016 A HKD -   -   0.010   0 0 861,630 0.159   2016/04/22 0.012   2016/08/25 1,088,440,000 117,373,080 -   - -   -
13692 HK Bank - Ping An European Warrants Apr 2017 A HKD 0.174   0.088   0.152   797,975,000 113,459,615 N/A 0.188   2016/10/11 0.088   2016/11/14 1,147,720,000 157,420,100 -   - -   -
13696 HK Bank - Ping An European Warrants Apr 2017 B HKD 0.420   0.250   0.380   47,515,000 15,959,050 N/A 0.420   2016/11/28 0.250   2016/11/18 92,895,000 29,864,850 -   - -   -
19613 HK Bank - Ping An European Warrants Dec 2016 A HKD -   -   0.010   0 0 3,758 0.061   2016/01/04 0.011   2016/05/27 7,900,000 285,700 0.330   2015/05/27 0.052   2015/09/04
28709 HK Bank - Ping An European Warrants Dec 2016 B HKD 0.133   0.081   0.129   1,350,000 140,350 2,157,425 0.151   2016/09/09 0.028   2016/07/08 3,415,900,000 253,124,200 0.219   2015/10/23 0.162   2015/09/09
23984 HK Bank - Ping An European Warrants Dec 2016 C HKD 0.056   0.020   0.043   107,895,000 4,052,220 18,894,108 0.111   2016/01/05 0.014   2016/07/07 6,937,745,000 379,281,645 0.153   2015/12/23 0.146   2015/12/23
11273 HK Bank - Ping An European Warrants Jan 2017 A HKD 0.350   0.350   0.465   30,000 10,500 N/A 0.640   2016/09/09 0.126   2016/07/08 338,410,000 62,615,750 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.058   0.033   0.052   95,095,000 4,424,670 16,377,372 0.096   2016/01/05 0.024   2016/07/11 2,464,945,000 145,029,850 0.430   2015/05/26 0.079   2015/08/26
23986 HK Bank - Ping An European Warrants Mar 2017 A HKD -   -   0.066   0 0 3,702 0.109   2016/01/04 0.031   2016/06/08 428,525,000 31,411,440 0.131   2015/12/23 0.112   2015/12/31
13697 HK Bank - Ping An European Warrants Mar 2017 B HKD 0.260   0.134   0.235   1,516,470,000 259,897,075 N/A 0.280   2016/10/11 0.134   2016/11/21 3,372,760,000 625,942,800 -   - -   -
28321 HK Bank - Ping An European Warrants Nov 2016 A HKD 0.770   0.770   0.720   20,000 15,400 3,154,498 0.900   2016/09/22 0.212   2016/07/08 81,340,000 23,087,515 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.090   0.059   0.085   110,100,000 7,577,100 2,039,475 0.130   2016/01/04 0.030   2016/06/27 1,201,250,000 95,408,950 0.460   2015/05/26 0.092   2015/09/04
12616 HK Bank - Sands China European Put Warrants Feb 2017 A HKD 0.124   0.026   0.030   166,724,000 15,379,312 N/A 0.335   2016/08/25 0.026   2016/11/28 829,344,000 121,954,192 -   - -   -
14504 HK Bank - Sands China European Put Warrants May 2017 A HKD 0.215   0.178   0.201   114,640,000 21,928,756 N/A 0.215   2016/11/24 0.178   2016/11/29 114,640,000 21,928,756 -   - -   -
16091 HK Bank - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.040   2015/04/13 0.010   2015/10/28
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD 0.248   0.231   0.235   9,656,000 2,311,140 N/A 0.248   2016/11/30 0.231   2016/11/30 9,656,000 2,311,140 -   - -   -
11882 HK Bank - Sands China European Warrants Mar 2017 A HKD 0.640   0.285   0.580   4,092,000 1,620,460 N/A 0.640   2016/11/29 0.168   2016/08/25 416,376,000 97,031,000 -   - -   -
13066 HK Bank - Sands China European Warrants Mar 2017 B HKD 0.440   0.188   0.400   92,780,000 21,380,588 N/A 0.440   2016/11/22 0.183   2016/09/27 389,840,000 100,424,780 -   - -   -
13477 HK Bank - Sands China European Warrants Mar 2017 C HKD 0.285   0.109   0.249   123,412,000 24,382,164 N/A 0.285   2016/11/29 0.109   2016/11/15 255,624,000 48,418,012 -   - -   -
27749 HK Bank - Sands China European Warrants Nov 2016 A HKD -   -   0.590   0 0 7,264,690 0.650   2016/09/14 0.079   2016/07/06 381,480,000 67,629,160 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.177   0.099   0.168   30,920,000 3,343,800 N/A 0.177   2016/11/14 0.099   2016/11/01 122,280,000 14,425,950 -   - -   -
13799 HK Bank - SHK Ppt European Warrants Apr 2017 A HKD 0.355   0.082   0.070   9,560,000 2,700,090 N/A 0.360   2016/10/25 0.082   2016/11/18 31,460,000 9,145,100 -   - -   -
13821 HK Bank - SHK Ppt European Warrants Apr 2017 B HKD 0.670   0.120   0.120   265,640,000 60,094,380 N/A 0.700   2016/10/25 0.120   2016/11/30 275,790,000 66,092,080 -   - -   -
19908 HK Bank - SHK Ppt European Warrants Dec 2016 A HKD 0.016   0.011   0.010   2,530,000 38,460 1,976,283 0.057   2016/09/09 0.010   2016/10/27 346,590,000 11,887,760 0.220   2015/05/26 0.018   2015/12/11
27814 HK Bank - SHK Ppt European Warrants Dec 2016 B HKD 0.490   0.010   0.010   5,300,000 1,102,770 9,265,830 1.050   2016/09/09 0.010   2016/11/10 157,630,000 56,009,200 -   - -   -
25035 HK Bank - SHK Ppt European Warrants Feb 2017 A HKD 0.160   0.041   0.043   203,950,000 10,375,290 3,913,470 0.220   2016/09/09 0.018   2016/06/16 1,088,460,000 60,531,460 0.137   2015/09/18 0.063   2015/12/31
14246 HK Bank - SHK Ppt European Warrants May 2017 A HKD 0.480   0.395   0.420   94,960,000 41,237,250 N/A 0.480   2016/11/23 0.395   2016/11/29 94,960,000 41,237,250 -   - -   -
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD 0.365   0.238   0.247   1,500,000 382,580 110,200 0.415   2016/09/09 0.142   2016/06/16 19,990,000 3,780,990 -   - -   -
11450 HK Bank - Sinopec Corp European Warrants Jan 2017 A HKD 0.236   0.048   0.057   39,622,000 6,488,264 N/A 0.455   2016/07/14 0.048   2016/11/18 478,864,000 135,140,660 -   - -   -
14130 HK Bank - Sinopec Corp European Warrants Jun 2017 A HKD 0.310   0.152   0.200   208,352,000 42,128,894 N/A 0.310   2016/11/10 0.152   2016/11/21 208,352,000 42,128,894 -   - -   -
14461 HK Bank - Sinopec Corp European Warrants Jun 2017 B HKD 0.405   0.320   0.345   24,336,000 8,556,940 N/A 0.405   2016/11/23 0.320   2016/11/25 24,336,000 8,556,940 -   - -   -
12910 HK Bank - Sinopec Corp European Warrants Mar 2017 A HKD 0.450   0.148   0.191   53,290,000 12,559,014 N/A 0.600   2016/10/11 0.148   2016/11/18 301,576,000 110,065,984 -   - -   -
17222 HK Bank - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/05/19 0.010   2016/05/19 3,215,000 32,150 0.192   2015/04/28 0.010   2015/12/04
11327 HK Bank - Stanchart European Warrants Jan 2017 A HKD 0.740   0.225   0.230   174,892,500 68,832,281 N/A 0.860   2016/08/08 0.225   2016/11/29 205,518,000 87,827,582 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 0 0.015   2016/01/06 0.015   2016/01/06 100,000 1,500 0.136   2015/05/12 0.014   2015/09/29
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD 0.025   0.014   0.017   1,475,000 27,525 169,472 0.055   2016/01/04 0.013   2016/02/12 111,940,000 3,567,085 0.105   2015/11/26 0.033   2015/12/15
14340 HK Bank - Stanchart European Warrants Jun 2017 C HKD 0.325   0.270   0.270   3,208,000 990,280 N/A 0.325   2016/11/23 0.270   2016/11/30 3,208,000 990,280 -   - -   -
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.090   0.052   0.053   92,365,000 5,842,395 10,333,778 0.128   2016/01/04 0.022   2016/02/12 1,098,010,000 86,124,145 0.146   2015/12/30 0.137   2015/12/31
23805 HK Bank - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 7,532 0.152   2016/02/12 0.010   2016/07/28 1,682,990,000 201,242,400 0.243   2015/08/24 0.078   2015/11/26
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD 0.062   0.050   0.055   11,220,000 615,520 3,324,598 0.200   2016/03/30 0.045   2016/10/27 942,830,000 141,475,070 -   - -   -
26920 HK Bank - Tencent European Put Warrants Jan 2017 A HKD -   -   0.012   0 0 1,450,598 0.151   2016/05/06 0.024   2016/08/10 2,020,160,000 238,207,180 -   - -   -
11872 HK Bank - Tencent European Put Warrants Jan 2017 B HKD 0.062   0.018   0.032   24,240,000 879,890 N/A 0.169   2016/08/04 0.017   2016/10/25 1,133,040,000 91,879,880 -   - -   -
12729 HK Bank - Tencent European Put Warrants Jan 2017 C HKD 0.145   0.067   0.121   289,260,000 24,204,890 N/A 0.147   2016/08/25 0.058   2016/10/26 2,441,530,000 225,898,160 -   - -   -
29398 HK Bank - Tencent European Put Warrants Mar 2017 A HKD 0.060   0.026   0.040   797,920,000 35,102,640 N/A 0.169   2016/06/30 0.024   2016/10/25 2,998,460,000 288,936,680 -   - -   -
13157 HK Bank - Tencent European Put Warrants Mar 2017 B HKD 0.255   0.159   0.238   2,960,000 534,320 N/A 0.255   2016/11/15 0.136   2016/10/26 653,700,000 109,693,570 -   - -   -
27561 HK Bank - Tencent European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 10,769,130 0.169   2016/05/19 0.010   2016/08/18 1,008,400,000 71,438,920 -   - -   -
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD 0.229   0.166   0.215   230,700,000 48,422,490 N/A 0.229   2016/11/15 0.166   2016/11/10 230,700,000 48,422,490 -   - -   -
26932 HK Bank - Tencent European Warrants Apr 2017 A HKD 0.365   0.340   0.270   40,000 14,100 10,583,757 0.365   2016/11/08 0.108   2016/05/06 1,334,190,000 207,402,320 -   - -   -
18514 HK Bank - Tencent European Warrants Dec 2016 A HKD -   -   0.450   0 0 129,800 0.590   2016/09/05 0.117   2016/02/12 1,563,910,000 240,270,540 0.415   2015/04/27 0.130   2015/01/02
19720 HK Bank - Tencent European Warrants Dec 2016 B HKD 0.425   0.335   0.350   700,000 253,000 162,992 0.495   2016/09/13 0.096   2016/01/21 1,994,680,000 241,847,310 0.370   2015/05/15 0.118   2015/09/30
11753 HK Bank - Tencent European Warrants Dec 2016 D HKD 0.860   0.076   0.081   297,377,000 96,128,479 N/A 2.000   2016/09/23 0.076   2016/11/30 730,042,000 406,779,764 -   - -   -
12738 HK Bank - Tencent European Warrants Dec 2016 E HKD 0.325   0.054   0.025   152,046,000 39,600,307 N/A 1.000   2016/09/23 0.054   2016/11/23 433,824,000 259,905,857 -   - -   -
25097 HK Bank - Tencent European Warrants Feb 2017 A HKD 0.360   0.345   0.275   20,000 7,050 818,513 0.485   2016/09/26 0.081   2016/02/12 10,327,310,000 1,453,858,840 -   - -   -
14247 HK Bank - Tencent European Warrants Feb 2017 B HKD 0.440   0.232   0.230   459,233,000 172,792,435 N/A 0.440   2016/11/16 0.232   2016/11/30 459,233,000 172,792,435 -   - -   -
13158 HK Bank - Tencent European Warrants Jan 2017 D HKD 0.211   0.039   0.030   12,458,000 1,960,661 N/A 0.840   2016/09/23 0.039   2016/11/24 1,444,067,000 647,484,526 -   - -   -
13191 HK Bank - Tencent European Warrants Jan 2017 E HKD 0.074   0.017   0.018   196,440,000 9,283,388 N/A 0.172   2016/09/23 0.017   2016/11/30 2,086,899,000 259,890,599 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD 0.310   0.226   0.229   2,940,000 706,060 N/A 0.390   2016/09/08 0.151   2016/07/06 1,064,710,000 217,446,660 -   - -   -
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD 0.137   0.117   0.120   58,760,000 7,403,960 N/A 0.137   2016/11/29 0.117   2016/11/24 58,760,000 7,403,960 -   - -   -
14460 HK Bank - Tencent European Warrants Jun 2017 A HKD 0.160   0.136   0.139   319,030,000 47,255,540 N/A 0.160   2016/11/29 0.136   2016/11/24 319,030,000 47,255,540 -   - -   -
13876 HK Bank - Tencent European Warrants Mar 2017 C HKD 0.104   0.043   0.043   2,817,810,000 215,696,750 N/A 0.149   2016/10/20 0.043   2016/11/30 3,213,640,000 263,209,300 -   - -   -
26930 HK Bank - Tencent European Warrants May 2017 A HKD 0.355   0.232   0.234   6,450,000 1,703,030 22,933,292 0.450   2016/09/29 0.097   2016/05/06 2,108,230,000 304,140,490 -   - -   -
13475 HK Bank - Tencent European Warrants May 2017 B HKD 0.123   0.058   0.061   1,969,150,000 173,406,290 N/A 0.193   2016/09/29 0.058   2016/11/25 2,572,580,000 271,457,850 -   - -   -
14129 HK Bank - Tencent European Warrants May 2017 C HKD 0.181   0.089   0.092   2,770,800,000 298,776,340 N/A 0.181   2016/11/10 0.089   2016/11/24 2,770,800,000 298,776,340 -   - -   -
26199 HK Bank - Tencent European Warrants Nov 2016 A HKD -   -   0.510   0 0 15,417 0.660   2016/09/23 0.096   2016/02/12 1,572,780,000 218,785,630 -   - -   -
12430 HK Bank - Tencent European Warrants Nov 2016 C HKD 0.260   0.010   0.010   5,716,000 618,076 N/A 1.270   2016/09/23 0.010   2016/11/17 705,501,000 487,282,278 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.305   0.228   0.231   34,490,000 8,307,820 N/A 0.420   2016/09/23 0.138   2016/06/28 5,151,790,000 911,473,380 -   - -   -
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD 0.275   0.180   0.188   256,820,000 50,924,040 N/A 0.345   2016/09/23 0.180   2016/11/21 1,072,400,000 236,772,140 -   - -   -
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.154   0.092   0.103   172,140,000 20,198,360 N/A 0.226   2016/09/23 0.092   2016/11/21 707,330,000 122,676,880 -   - -   -
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.124   0.078   0.081   50,070,000 5,241,070 N/A 0.174   2016/10/11 0.078   2016/11/25 268,810,000 37,540,990 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.131   0.086   0.087   122,640,000 13,173,580 11,594,437 0.151   2016/10/24 0.065   2016/09/07 690,260,000 71,896,540 0.152   2015/08/20 0.073   2015/12/08
11449 HK Bank - Zijin Mining European Warrants Jan 2017 A HKD 0.140   0.050   0.049   2,490,000 202,798 N/A 0.510   2016/07/14 0.050   2016/11/24 36,050,000 11,714,138 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.485   0.310   0.340   37,942,000 14,134,840 N/A 0.485   2016/11/11 0.305   2016/10/28 43,794,000 16,047,750 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.138   0.104   0.112   1,350,000 160,350 130,200 0.204   2016/09/07 0.104   2016/11/23 535,450,000 72,231,300 -   - -   -
14850 HK Bank -BYD European Warrants Dec 2016 A HKD 0.016   0.016   0.015   500,000 8,000 150,467 0.085   2016/09/07 0.016   2016/11/04 49,050,000 2,712,750 0.229   2015/06/04 0.042   2015/07/08
24564 HK Bank -BYD European Warrants Dec 2016 B HKD 0.045   0.019   0.023   1,400,000 32,560 239,993 0.112   2016/09/08 0.019   2016/11/18 122,815,000 9,555,940 0.240   2015/06/04 0.046   2015/07/08
19931 HK Bank -BYD European Warrants Dec 2016 C HKD 0.010   0.010   0.010   3,010,000 30,100 2,329,624 0.080   2016/01/04 0.010   2016/11/28 532,445,000 28,928,825 0.147   2015/10/28 0.069   2015/12/14
19919 J P Morgan SP BV - Guangdong Inv European Warrants Dec 16 A HKD 0.110   0.027   0.026   2,640,000 201,200 2,585,823 0.195   2016/09/28 0.027   2016/11/30 125,740,000 17,318,020 0.305   2015/05/05 0.112   2015/03/24
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.485   0.213   0.485   14,172,000 3,685,656 5,604,692 0.485   2016/11/29 0.115   2016/07/06 288,096,000 53,530,244 0.345   2015/11/03 0.196   2015/12/14
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD 0.520   0.475   0.690   624,000 317,760 224,704 0.520   2016/11/10 0.181   2016/02/26 34,328,000 8,580,504 -   - -   -
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.355   0.225   0.350   9,392,000 2,319,572 N/A 0.355   2016/11/30 0.185   2016/10/25 9,712,000 2,380,360 -   - -   -
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD 0.093   0.070   0.072   2,886,000 257,720 524,304 0.174   2016/05/20 0.070   2016/11/29 32,528,000 4,581,662 -   - -   -
19025 J P Morgan SP BV - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.012   2016/01/05 0.010   2016/01/08 110,000 1,180 0.280   2015/04/17 0.017   2015/09/02
25414 J P Morgan SP BV - A50 China European Warrants Dec 2016 B HKD 0.065   0.020   0.057   231,356,000 6,959,221 52,266,211 0.135   2016/01/04 0.017   2016/10/27 16,714,438,000 876,084,770 0.205   2015/11/09 0.114   2015/09/01
28634 J P Morgan SP BV - A50 China European Warrants Dec 2016 C HKD 0.300   0.077   0.231   154,430,900 22,195,910 N/A 0.385   2016/08/16 0.071   2016/10/27 815,878,700 129,313,326 -   - -   -
25906 J P Morgan SP BV - A50 China European Warrants Dec 2017 A HKD 0.241   0.182   0.232   1,038,000 226,045 135,484 0.241   2016/11/30 0.128   2016/02/29 8,086,000 1,513,545 -   - -   -
13993 J P Morgan SP BV - A50 China European Warrants Feb 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13627 J P Morgan SP BV - A50 China European Warrants Jan 2017 A HKD 0.232   0.225   0.250   240,000 54,920 96,983 0.232   2016/11/24 0.098   2016/01/27 22,404,000 3,445,180 0.710   2015/04/27 0.135   2015/08/25
25188 J P Morgan SP BV - A50 China European Warrants Mar 2017 A HKD 0.052   0.031   0.045   980,013,000 38,407,074 12,208,196 0.111   2016/01/04 0.023   2016/10/27 2,215,161,000 73,363,588 0.185   2015/11/09 0.108   2015/12/14
12955 J P Morgan SP BV - A50 China European Warrants Mar 2017 B HKD 0.290   0.162   0.245   60,428,800 13,217,208 N/A 0.290   2016/11/30 0.151   2016/09/28 61,068,800 13,317,755 -   - -   -
24986 J P Morgan SP BV - A50 China European Warrants Nov 2016 A HKD -   -   0.088   0 0 57,780,534 0.144   2016/03/23 0.058   2016/08/03 21,161,428,000 1,798,266,821 -   - -   -
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.147   0.112   0.142   270,000 34,674 9,145 0.185   2016/01/05 0.095   2016/10/11 4,799,000 734,449 0.580   2015/05/27 0.116   2015/08/25
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.214   0.168   0.185   111,285,000 21,397,555 N/A 0.360   2016/09/08 0.168   2016/11/15 990,450,000 269,858,335 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.127   0.108   0.108   6,870,000 822,220 N/A 0.260   2016/09/08 0.108   2016/11/09 799,735,000 147,027,315 -   - -   -
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD 0.132   0.102   0.108   96,500,000 11,307,850 N/A 0.132   2016/11/02 0.102   2016/11/09 96,500,000 11,307,850 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.134   0.079   0.103   167,582,000 17,363,313 N/A 0.201   2016/09/22 0.079   2016/11/18 548,651,000 75,069,848 -   - -   -
26468 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 A HKD -   -   0.650   0 0 113,576 0.720   2016/09/02 0.206   2016/05/24 35,721,000 8,556,182 -   - -   -
27056 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 B HKD 0.186   0.103   0.177   2,143,000 319,847 22,735,518 0.420   2016/09/09 0.053   2016/06/16 2,150,749,000 202,557,752 -   - -   -
13768 J P Morgan SP BV - AIA European Put Warrants Apr 2017 A HKD 0.550   0.420   0.510   21,588,000 9,841,200 N/A 0.550   2016/11/09 0.275   2016/10/25 115,650,000 40,233,100 -   - -   -
27761 J P Morgan SP BV - AIA European Put Warrants Dec 2016 A HKD 0.030   0.010   0.010   28,434,000 490,790 57,874,138 0.435   2016/05/13 0.010   2016/11/15 3,275,610,000 676,566,196 -   - -   -
12591 J P Morgan SP BV - AIA European Put Warrants Feb 2017 A HKD 0.215   0.112   0.134   713,432,000 107,746,496 N/A 0.249   2016/08/24 0.050   2016/10/11 1,729,066,000 223,876,992 -   - -   -
26346 J P Morgan SP BV - AIA European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 73,434 0.365   2016/02/17 0.010   2016/08/08 1,601,048,000 396,383,694 -   - -   -
28633 J P Morgan SP BV - AIA European Warrants Dec 2016 B HKD 0.184   0.010   0.010   34,122,000 3,559,538 N/A 0.560   2016/10/06 0.010   2016/11/28 3,124,928,000 652,018,074 -   - -   -
14081 J P Morgan SP BV - AIA European Warrants Feb 2017 B HKD 0.116   0.046   0.046   4,672,000 414,706 N/A 0.116   2016/11/07 0.046   2016/11/29 4,672,000 414,706 -   - -   -
11746 J P Morgan SP BV - AIA European Warrants Jan 2017 A HKD 0.047   0.010   0.010   39,218,000 931,340 N/A 0.207   2016/10/06 0.010   2016/11/25 6,963,940,000 792,897,490 -   - -   -
14277 J P Morgan SP BV - AIA European Warrants Jun 2017 A HKD 0.255   0.192   0.207   116,612,000 25,152,468 N/A 0.255   2016/11/16 0.192   2016/11/30 116,612,000 25,152,468 -   - -   -
14048 J P Morgan SP BV - AIA European Warrants Mar 2017 A HKD 0.141   0.057   0.061   4,051,494,000 348,027,892 N/A 0.141   2016/11/08 0.057   2016/11/30 4,051,494,000 348,027,892 -   - -   -
13178 J P Morgan SP BV - AIA European Warrants May 2017 A HKD 0.079   0.028   0.031   1,499,960,000 94,993,370 N/A 0.217   2016/10/06 0.028   2016/11/30 3,796,984,000 417,560,560 -   - -   -
27519 J P Morgan SP BV - AIA European Warrants Nov 2016 B HKD -   -   0.021   0 0 97,777,127 0.250   2016/10/06 0.018   2016/10/27 9,796,282,000 1,124,250,240 -   - -   -
20384 J P Morgan SP BV - Air China European Warrants Mar 2017 A HKD 0.022   0.015   0.015   960,000 17,100 64,967 0.123   2016/04/14 0.015   2016/11/11 1,342,540,000 130,785,500 0.265   2015/10/30 0.145   2015/12/14
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.096   0.082   0.093   1,460,000 125,580 N/A 0.179   2016/08/17 0.082   2016/11/09 164,620,000 20,855,180 -   - -   -
11804 J P Morgan SP BV - Ali Health European Warrants Apr 2017 A HKD 0.067   0.062   0.060   620,000 39,100 N/A 0.200   2016/08/18 0.062   2016/11/02 30,500,000 4,598,220 -   - -   -
22246 J P Morgan SP BV - Ali Pictures European Warrants Dec 2016 A HKD -   -   0.010   0 0 500 0.057   2016/01/22 0.030   2016/06/27 1,250,000 60,260 0.265   2015/06/08 0.076   2015/12/08
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD -   -   0.060   0 0 2,828 0.131   2016/01/04 0.068   2016/10/25 4,590,000 475,550 0.285   2015/06/22 0.117   2015/09/30
12302 J P Morgan SP BV - Ali Pictures European Warrants Feb 2017 A HKD 0.119   0.066   0.068   1,530,000 114,210 N/A 0.280   2016/09/07 0.066   2016/11/24 8,360,000 1,713,070 -   - -   -
11580 J P Morgan SP BV - Anhui Conch European Warrants Apr 2017 A HKD 0.275   0.179   0.203   280,310,000 60,579,060 N/A 0.320   2016/09/07 0.156   2016/10/14 830,915,000 187,382,260 -   - -   -
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25907 J P Morgan SP BV - Anhui Conch European Warrants Nov 2016 A HKD -   -   0.290   0 0 5,266,477 0.520   2016/04/14 0.131   2016/02/11 504,550,000 119,758,550 -   - -   -
28316 J P Morgan SP BV - Anta Sports European Warrants Dec 2016 A HKD 0.385   0.175   0.250   80,950,000 20,930,780 21,398,022 0.385   2016/11/01 0.068   2016/06/24 579,620,000 129,700,010 -   - -   -
22306 J P Morgan SP BV - AviChina European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 0.070   2016/01/12 0.070   2016/01/12 80,000 5,600 0.395   2015/06/01 0.073   2015/07/08
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.100   0.100   0.108   20,000 2,000 189,307 0.237   2016/01/05 0.100   2016/11/03 44,130,000 8,230,290 0.320   2015/11/27 0.196   2015/09/08
28021 J P Morgan SP BV - BankComm European Warrants Mar 2017 A HKD 0.910   0.910   0.900   47,000 42,770 1,595,063 1.260   2016/09/07 0.194   2016/05/23 46,644,000 14,559,743 -   - -   -
27055 J P Morgan SP BV - BankComm European Warrants Nov 2016 A HKD -   -   0.099   0 0 4,772,535 0.540   2016/09/07 0.050   2016/05/16 261,155,000 50,896,430 -   - -   -
15232 J P Morgan SP BV - BBMG European Warrants Dec 2016 A HKD -   -   0.010   0 0 347,705 0.132   2016/04/06 0.010   2016/10/25 56,190,000 2,322,860 0.405   2015/04/13 0.101   2015/08/26
25819 J P Morgan SP BV - BEA European Warrants Feb 2017 A HKD -   -   0.680   0 0 8,333 0.570   2016/04/14 0.155   2016/02/03 183,386,000 47,696,234 -   - -   -
22424 J P Morgan SP BV - Belle Int'l European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.026   2016/03/17 0.010   2016/05/20 1,300,000 24,130 0.380   2015/06/01 0.157   2015/08/19
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.050   0.041   0.043   1,560,000 72,270 426,272 0.172   2016/01/05 0.041   2016/11/17 62,290,000 5,770,070 0.248   2015/12/09 0.163   2015/12/15
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD 0.153   0.145   0.146   2,660,000 399,590 N/A 0.153   2016/11/08 0.145   2016/11/09 2,660,000 399,590 -   - -   -
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD 0.040   0.026   0.026   13,940,000 502,300 810,280 0.126   2016/01/04 0.025   2016/07/08 160,900,000 6,839,900 0.265   2015/04/27 0.113   2015/12/22
17481 J P Morgan SP BV - BOC HK European Warrants Apr 2017 A HKD 0.189   0.060   0.172   422,915,000 50,471,270 33,400,409 0.210   2016/09/13 0.049   2016/02/03 1,621,590,000 201,817,510 0.640   2015/05/22 0.131   2015/12/14
15246 J P Morgan SP BV - BOC HK European Warrants Dec 2016 A HKD 0.210   0.058   0.197   93,590,000 12,880,445 7,829,408 0.231   2016/09/09 0.052   2016/02/04 481,515,000 61,904,050 0.620   2015/06/23 0.148   2015/12/14
28051 J P Morgan SP BV - BOC HK European Warrants Dec 2016 B HKD -   -   0.620   0 0 7,627,890 0.580   2016/09/13 0.123   2016/05/18 348,400,000 64,620,300 -   - -   -
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.214   0.149   0.200   127,025,000 23,716,520 N/A 0.214   2016/11/29 0.149   2016/11/10 127,025,000 23,716,520 -   - -   -
29845 J P Morgan SP BV - BOCL European Put Wts Feb 2017 B HKD 0.028   0.015   0.013   1,972,000 46,376 N/A 0.210   2016/06/24 0.014   2016/09/09 105,988,000 13,034,167 -   - -   -
12590 J P Morgan SP BV - BOCL European Put Wts May 2017 B HKD 0.172   0.094   0.098   108,740,000 14,933,819 N/A 0.186   2016/10/13 0.089   2016/09/09 286,812,000 40,283,295 -   - -   -
27082 J P Morgan SP BV - BOCL European Warrants Feb 2017 A HKD 0.206   0.094   0.165   39,834,000 5,678,190 80,341,329 0.360   2016/09/22 0.055   2016/05/19 6,579,315,000 688,927,249 -   - -   -
12443 J P Morgan SP BV - BOCL European Warrants Mar 2017 A HKD 0.180   0.090   0.147   244,654,000 33,116,636 N/A 0.310   2016/09/22 0.090   2016/11/21 830,997,000 132,319,411 -   - -   -
28243 J P Morgan SP BV - BOCL European Warrants May 2017 A HKD 0.510   0.380   0.485   1,674,000 761,250 2,374,007 0.680   2016/09/22 0.206   2016/05/26 98,112,000 24,113,424 -   - -   -
13055 J P Morgan SP BV - BOCL European Warrants May 2017 C HKD 0.106   0.048   0.081   1,190,654,000 85,339,168 N/A 0.209   2016/09/22 0.048   2016/11/21 2,993,136,000 300,131,136 -   - -   -
28229 J P Morgan SP BV - Brilliance Chi European Wts Dec 2016 A HKD 0.056   0.029   0.067   3,138,000 125,008 1,293,632 0.239   2016/01/04 0.029   2016/11/18 155,662,000 13,325,210 0.375   2015/10/30 0.224   2015/09/07
13180 J P Morgan SP BV - BYD European Warrants Apr 2017 A HKD 0.171   0.042   0.049   67,430,000 6,705,680 N/A 0.415   2016/09/13 0.042   2016/11/23 140,480,000 22,947,390 -   - -   -
16482 J P Morgan SP BV - BYD European Warrants Dec 2016 A HKD 0.054   0.013   0.016   21,630,000 532,530 2,567,167 0.115   2016/09/07 0.013   2016/11/23 256,640,000 18,786,910 0.225   2015/06/04 0.034   2015/02/11
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.170   0.140   0.144   450,000 70,500 12,020,125 0.280   2016/04/29 0.140   2016/11/21 2,311,900,000 587,376,450 0.350   2015/11/09 0.177   2015/08/25
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.090   0.051   0.057   3,664,300,000 226,801,900 N/A 0.156   2016/06/10 0.051   2016/11/23 10,858,900,000 1,089,450,950 -   - -   -
27741 J P Morgan SP BV - CAM CSI300 European Warrants Dec 2016 A HKD -   -   0.013   0 0 16,884,272 0.152   2016/06/03 0.014   2016/10/14 1,238,142,000 101,577,322 -   - -   -
11952 J P Morgan SP BV - CAM CSI300 European Warrants Jan 2017 A HKD 0.111   0.065   0.087   43,180,000 3,356,572 N/A 0.182   2016/08/26 0.065   2016/11/17 603,420,000 59,527,004 -   - -   -
26615 J P Morgan SP BV - CAM CSI300 European Warrants Nov 2016 A HKD -   -   0.029   0 0 40,972,362 0.410   2016/04/13 0.029   2016/10/26 1,919,570,000 386,747,198 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.255   0.190   0.237   107,408,000 23,368,972 N/A 0.255   2016/11/30 0.190   2016/11/09 107,408,000 23,368,972 -   - -   -
25428 J P Morgan SP BV - Car Inc European Warrants Dec 2016 A HKD -   -   0.010   0 0 51,500 0.191   2016/02/01 0.010   2016/10/13 86,410,000 7,445,250 -   - -   -
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.246   0.223   0.250   1,630,000 388,080 N/A 0.320   2016/09/09 0.223   2016/11/09 88,600,000 25,569,140 -   - -   -
25200 J P Morgan SP BV - Cathay Pacific European Warrants Dec 16 A HKD -   -   0.010   0 0 8,962 0.150   2016/01/06 0.015   2016/07/07 38,260,000 4,620,060 0.265   2015/10/07 0.146   2015/12/15
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.084   0.065   0.067   92,590,000 6,922,670 N/A 0.280   2016/08/09 0.065   2016/11/29 344,770,000 41,053,330 -   - -   -
11477 J P Morgan SP BV - CC Bank Euro Put Wts Jan 2017 B HKD 0.051   0.010   0.010   6,635,000 225,454 N/A 0.185   2016/07/29 0.010   2016/11/28 334,829,000 38,899,124 -   - -   -
12575 J P Morgan SP BV - CC Bank Euro Put Wts Mar 2017 A HKD 0.246   0.099   0.113   323,818,000 58,361,778 N/A 0.249   2016/10/13 0.099   2016/11/30 1,039,798,000 189,435,113 -   - -   -
12441 J P Morgan SP BV - CC Bank European Wts Apr 2017 A HKD 0.151   0.058   0.122   1,676,716,000 159,453,434 N/A 0.350   2016/09/09 0.058   2016/11/18 5,123,561,000 824,041,817 -   - -   -
14533 J P Morgan SP BV - CC Bank European Wts Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11905 J P Morgan SP BV - CC Bank European Wts Feb 2017 A HKD 0.250   0.103   0.188   368,022,000 59,765,684 N/A 0.480   2016/09/09 0.103   2016/11/18 2,160,213,000 661,092,951 -   - -   -
27258 J P Morgan SP BV - CC Bank European Wts Jan 2017 A HKD 0.480   0.420   0.480   40,000 18,000 3,673,543 0.790   2016/09/06 0.058   2016/05/19 5,767,599,000 729,513,700 -   - -   -
14536 J P Morgan SP BV - CC Bank European Wts Jun 2017 A HKD 0.350   0.310   0.320   52,504,000 17,570,280 N/A 0.350   2016/11/30 0.310   2016/11/29 52,504,000 17,570,280 -   - -   -
26458 J P Morgan SP BV - CC Bank European Wts Nov 2016 A HKD -   -   1.180   0 0 63,874 1.330   2016/09/19 0.185   2016/05/20 56,539,000 13,312,828 -   - -   -
28629 J P Morgan SP BV - CC Bank European Wts Nov 2016 B HKD 0.148   0.120   0.149   31,000 4,209 N/A 0.600   2016/09/22 0.095   2016/06/24 4,789,209,000 754,651,537 -   - -   -
12983 J P Morgan SP BV - CGN Power European Warrants Apr 2017 A HKD 0.217   0.171   0.209   40,640,000 7,722,825 N/A 0.370   2016/09/09 0.171   2016/11/09 89,816,000 22,740,116 -   - -   -
23338 J P Morgan SP BV - CGN Power European Warrants Dec 2016 A HKD -   -   0.012   0 0 0 0.015   2016/02/19 0.015   2016/02/19 500,000 7,500 0.132   2015/07/06 0.064   2015/08/25
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.028   0 0 938 0.066   2016/01/13 0.032   2016/06/30 496,000 26,114 0.310   2015/06/05 0.078   2015/12/14
23899 J P Morgan SP BV - CGS European Warrants Dec 2016 A HKD 0.033   0.012   0.032   483,110,000 9,770,965 19,751,055 0.192   2016/04/14 0.012   2016/11/09 3,968,055,000 264,723,255 0.330   2015/07/23 0.114   2015/09/07
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.260   0.218   0.243   72,640,000 16,956,740 N/A 0.260   2016/11/28 0.213   2016/10/13 83,840,000 19,544,290 -   - -   -
18021 J P Morgan SP BV - CGS European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 0.100   2016/04/25 0.070   2016/03/04 40,310,000 3,903,415 0.630   2015/05/12 0.099   2015/08/26
26002 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2016 A HKD 0.300   0.247   0.305   330,000 92,070 23,742 0.330   2016/05/12 0.160   2016/01/28 31,870,000 6,112,940 -   - -   -
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.211   0.158   0.191   124,920,000 23,221,830 13,221,362 0.350   2016/04/13 0.117   2016/01/21 1,193,080,000 229,026,610 0.250   2015/12/28 0.233   2015/12/31
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.158   0.156   0.177   20,000 3,140 N/A 0.158   2016/11/21 0.156   2016/11/21 20,000 3,140 -   - -   -
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD 0.055   0.049   0.046   1,180,000 63,820 1,134,977 0.111   2016/08/17 0.029   2016/02/11 72,370,000 6,818,260 0.191   2015/10/29 0.165   2015/11/06
11984 J P Morgan SP BV - Ch Molybdenum European Warrants Mar 2017A HKD 0.300   0.136   0.215   102,870,000 21,765,759 N/A 0.320   2016/08/11 0.124   2016/10/13 195,753,000 42,204,747 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.243   0.187   0.218   34,640,000 7,373,500 N/A 0.280   2016/10/24 0.154   2016/08/31 171,420,000 33,910,140 -   - -   -
12757 J P Morgan SP BV - Ch Overseas European Put Wts May 2017 A HKD 0.370   0.248   0.330   1,960,000 560,060 N/A 0.370   2016/11/16 0.171   2016/09/29 452,320,000 108,526,400 -   - -   -
11813 J P Morgan SP BV - Ch Overseas European Warrants Jan 2017 A HKD 0.018   0.010   0.010   19,500,000 241,960 N/A 0.186   2016/08/10 0.010   2016/11/10 2,845,260,000 230,154,000 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD 0.158   0.065   0.071   382,640,000 32,698,568 N/A 0.188   2016/10/18 0.065   2016/11/18 710,594,000 84,639,228 -   - -   -
14458 J P Morgan SP BV - Ch Overseas European Warrants May 2017 B HKD 0.143   0.116   0.123   12,840,000 1,647,820 N/A 0.143   2016/11/23 0.116   2016/11/25 12,840,000 1,647,820 -   - -   -
26481 J P Morgan SP BV - Ch Overseas European Warrants Nov 2016 A HKD -   -   0.010   0 0 36,692,303 0.490   2016/03/14 0.010   2016/10/20 2,644,980,000 544,173,820 -   - -   -
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.206   0.114   0.164   134,205,000 23,350,335 9,511,583 0.206   2016/11/28 0.078   2016/09/20 427,795,000 57,429,750 -   - -   -
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.315   0.236   0.310   6,070,000 1,484,445 6,686,681 0.415   2016/04/14 0.174   2016/09/20 957,220,000 296,510,865 0.900   2015/04/13 0.340   2015/02/06
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD 0.028   0.026   0.027   16,400,000 439,200 194,917 0.153   2016/01/07 0.026   2016/11/24 746,520,000 82,191,360 0.250   2015/10/30 0.177   2015/12/18
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.350   0.320   0.325   340,000 114,050 N/A 0.350   2016/11/22 0.170   2016/08/29 22,636,000 4,938,812 -   - -   -
14315 J P Morgan SP BV - CHALCO European Warrants Jun 2017 A HKD 0.460   0.260   0.335   22,114,000 8,028,020 N/A 0.460   2016/11/25 0.260   2016/11/17 22,114,000 8,028,020 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.208   0.136   0.157   78,000,000 13,242,980 N/A 0.500   2016/09/09 0.136   2016/11/17 1,277,340,000 426,471,000 -   - -   -
13401 J P Morgan SP BV - China Cinda European Warrants Apr 2017 A HKD 0.154   0.084   0.102   43,594,000 4,726,130 N/A 0.230   2016/09/22 0.084   2016/11/09 143,696,000 23,310,926 -   - -   -
14310 J P Morgan SP BV - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.129   2015/05/26 0.010   2015/12/03
28285 J P Morgan SP BV - China Cinda European Warrants Dec 2016 B HKD 0.042   0.010   0.010   33,318,000 618,356 7,756,271 0.226   2016/09/09 0.010   2016/11/25 480,839,000 46,687,653 -   - -   -
14311 J P Morgan SP BV - China Cinda European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.127   2015/05/26 0.010   2015/12/10
23096 J P Morgan SP BV - China COSCO European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.130   2015/08/07 0.065   2015/12/14
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.255   0.230   0.225   370,000 89,612 N/A 0.255   2016/11/10 0.223   2016/10/17 4,194,000 976,304 -   - -   -
23656 J P Morgan SP BV - China EB Int'l European Wts Nov 2016 A HKD -   -   0.014   0 0 0 0.139   2016/01/04 0.060   2016/02/17 1,020,000 100,910 0.227   2015/12/09 0.127   2015/12/23
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.138   0.121   0.138   3,120,000 403,500 N/A 0.270   2016/08/16 0.121   2016/11/21 34,260,000 7,261,480 -   - -   -
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.310   0.198   0.188   18,440,000 4,280,440 10,997,490 0.390   2016/08/17 0.198   2016/11/14 297,500,000 89,465,240 -   - -   -
12737 J P Morgan SP BV - China Life European Put Wts Apr 2017 B HKD 0.147   0.033   0.039   418,520,000 41,325,540 N/A 0.250   2016/09/01 0.033   2016/11/30 1,953,620,000 190,837,770 -   - -   -
26251 J P Morgan SP BV - China Life European Put Wts Dec 2016 A HKD 0.010   0.010   0.010   10,000 100 83,273,745 0.305   2016/02/12 0.010   2016/11/04 10,272,090,000 1,217,263,720 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD 0.240   0.093   0.105   144,240,000 17,042,670 N/A 0.240   2016/11/03 0.093   2016/11/28 299,090,000 47,778,290 -   - -   -
27694 J P Morgan SP BV - China Life European Warrants Apr 2017 A HKD 0.175   0.036   0.155   1,349,020,000 96,692,450 444,632,532 0.175   2016/11/30 0.036   2016/11/09 27,160,580,000 2,667,925,710 -   - -   -
14621 J P Morgan SP BV - China Life European Warrants Apr 2017 C HKD 0.850   0.560   0.710   2,600,000 1,927,360 N/A 0.850   2016/11/28 0.560   2016/11/29 2,600,000 1,927,360 -   - -   -
27262 J P Morgan SP BV - China Life European Warrants Dec 2016 B HKD 0.196   0.012   0.153   1,087,090,000 89,118,350 188,702,412 0.202   2016/04/14 0.012   2016/11/11 31,132,490,000 2,968,347,500 -   - -   -
27342 J P Morgan SP BV - China Life European Warrants Dec 2016 C HKD 0.305   0.015   0.235   80,970,000 5,823,950 282,172,978 0.305   2016/11/28 0.015   2016/11/09 25,939,510,000 1,695,363,350 -   - -   -
27987 J P Morgan SP BV - China Life European Warrants Dec 2016 D HKD 0.450   0.104   0.450   3,650,000 654,860 189,101,737 0.450   2016/11/25 0.071   2016/07/08 13,462,980,000 1,529,968,080 -   - -   -
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.243   0.098   0.221   2,782,150,000 561,177,860 N/A 0.247   2016/09/22 0.097   2016/10/31 4,002,820,000 759,261,760 -   - -   -
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD 0.405   0.230   0.395   1,620,000 434,040 N/A 0.405   2016/11/30 0.230   2016/11/21 1,620,000 434,040 -   - -   -
11207 J P Morgan SP BV - China Life European Warrants Feb 2017 A HKD 0.470   0.275   0.560   480,000 165,000 N/A 0.490   2016/09/09 0.163   2016/07/11 116,610,000 26,817,070 -   - -   -
12789 J P Morgan SP BV - China Life European Warrants Jan 2017 A HKD 1.110   0.053   0.780   261,940,000 73,974,350 N/A 1.310   2016/09/22 0.053   2016/11/09 593,339,000 275,198,407 -   - -   -
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD 0.420   0.176   0.405   200,060,000 42,322,210 N/A 0.420   2016/11/30 0.129   2016/06/24 459,640,000 95,521,890 -   - -   -
14673 J P Morgan SP BV - China Life European Warrants Jun 2017 A HKD 0.216   0.208   0.194   20,000 4,240 N/A 0.216   2016/11/30 0.208   2016/11/30 20,000 4,240 -   - -   -
13859 J P Morgan SP BV - China Life European Warrants Mar 2017 A HKD 0.930   0.153   0.750   36,765,000 18,819,743 N/A 0.930   2016/11/28 0.153   2016/11/11 45,429,000 20,691,280 -   - -   -
26676 J P Morgan SP BV - China Life European Warrants Nov 2016 A HKD -   -   0.350   0 0 11,946,292 0.540   2016/09/22 0.095   2016/06/28 4,871,160,000 654,723,370 -   - -   -
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.315   0.105   0.285   8,593,820,000 1,280,279,350 N/A 0.315   2016/11/28 0.105   2016/11/09 9,784,980,000 1,472,985,350 -   - -   -
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD 0.238   0.160   0.335   6,340,000 1,290,190 N/A 0.238   2016/11/21 0.160   2016/11/09 6,340,000 1,290,190 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.187   0.150   0.176   221,670,000 35,847,130 N/A 0.187   2016/11/30 0.150   2016/11/29 221,670,000 35,847,130 -   - -   -
25861 J P Morgan SP BV - China Mengniu European Wts Dec 2016 A HKD 0.290   0.182   0.290   9,790,000 2,098,410 17,367,813 0.320   2016/08/26 0.124   2016/08/24 716,120,000 136,645,410 -   - -   -
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.300   0.197   0.260   97,400,000 21,760,750 N/A 0.300   2016/11/28 0.191   2016/09/21 288,660,000 66,482,240 -   - -   -
27261 J P Morgan SP BV - China Mob European Put Wts Dec 2016 B HKD -   -   0.010   0 0 7,916,603 0.300   2016/05/19 0.010   2016/09/09 1,082,190,000 218,499,320 -   - -   -
11801 J P Morgan SP BV - China Mob European Put Wts Feb 2017 A HKD 0.550   0.244   0.405   165,325,000 62,284,250 N/A 0.550   2016/11/14 0.133   2016/10/11 3,010,545,000 765,392,625 -   - -   -
15939 J P Morgan SP BV - China Mob European Put Wts Jan 2017 A HKD 0.166   0.145   0.154   9,900,000 1,573,750 20,400,584 0.239   2016/01/11 0.063   2016/10/11 1,272,855,000 122,447,295 0.225   2015/07/08 0.113   2015/04/09
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.153   0.128   0.142   3,500,000 503,200 N/A 0.153   2016/11/14 0.104   2016/09/05 27,800,000 3,167,250 -   - -   -
27738 J P Morgan SP BV - China Mob European Put Wts Nov 2016 B HKD -   -   0.010   0 0 108,298,613 0.650   2016/05/18 0.010   2016/10/13 3,179,395,000 651,653,950 -   - -   -
17776 J P Morgan SP BV - China Mob European Wts Apr 2017 A HKD 0.060   0.052   0.059   1,300,000 72,350 59,258 0.129   2016/01/04 0.052   2016/11/25 66,850,000 7,027,700 0.325   2015/04/22 0.141   2015/12/21
13232 J P Morgan SP BV - China Mob European Wts Apr 2017 B HKD 0.119   0.048   0.055   2,270,000 191,330 N/A 0.355   2016/09/22 0.048   2016/11/28 151,530,000 37,811,340 -   - -   -
17777 J P Morgan SP BV - China Mob European Wts Dec 2016 A HKD 0.027   0.010   0.010   1,500,000 25,100 82,597,217 0.118   2016/09/09 0.010   2016/11/14 67,304,600,000 3,562,703,700 0.280   2015/04/21 0.088   2015/12/30
28161 J P Morgan SP BV - China Mob European Wts Dec 2016 C HKD 0.215   0.010   0.010   58,045,000 6,904,130 147,674,339 1.010   2016/09/09 0.010   2016/11/17 2,423,720,000 1,132,159,110 -   - -   -
11768 J P Morgan SP BV - China Mob European Wts Dec 2016 D HKD 0.010   0.010   0.010   50,000 500 N/A 0.247   2016/07/28 0.010   2016/11/07 4,600,245,000 626,135,900 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.114   0.081   0.087   4,221,650,000 360,022,050 60,432,383 0.175   2016/07/27 0.081   2016/11/25 4,304,250,000 370,533,850 0.330   2015/04/23 0.148   2015/07/08
11640 J P Morgan SP BV - China Mob European Wts Jan 2017 B HKD 0.080   0.015   0.023   93,000,000 4,226,850 N/A 0.510   2016/09/09 0.015   2016/11/25 4,485,445,000 1,295,675,205 -   - -   -
12516 J P Morgan SP BV - China Mob European Wts Jan 2017 C HKD 0.015   0.015   0.014   150,000 2,250 N/A 0.191   2016/09/09 0.015   2016/11/10 257,625,000 30,503,040 -   - -   -
14592 J P Morgan SP BV - China Mob European Wts Jun 2017 A HKD 0.410   0.355   0.410   1,755,000 671,575 N/A 0.410   2016/11/30 0.355   2016/11/25 1,755,000 671,575 -   - -   -
17101 J P Morgan SP BV - China Mob European Wts Mar 2017 A HKD 0.048   0.018   0.023   40,366,955,000 1,017,121,180 188,598,869 0.120   2016/08/11 0.018   2016/11/25 45,089,825,000 1,239,497,200 0.300   2015/04/09 0.096   2015/12/28
13671 J P Morgan SP BV - China Mob European Wts Mar 2017 B HKD 0.220   0.077   0.105   358,510,000 48,114,815 N/A 0.560   2016/10/07 0.077   2016/11/25 2,034,495,000 507,743,185 -   - -   -
13994 J P Morgan SP BV - China Mob European Wts May 2017 A HKD 0.400   0.159   0.200   991,925,000 203,356,085 N/A 0.400   2016/11/01 0.159   2016/11/25 992,215,000 203,465,660 -   - -   -
19874 J P Morgan SP BV - China Mob European Wts Nov 2016 A HKD -   -   0.010   100,000 1,000 33,667,903 0.037   2016/01/29 0.011   2016/06/20 6,856,620,000 202,256,805 0.214   2015/04/27 0.045   2015/12/22
27941 J P Morgan SP BV - China Mob European Wts Nov 2016 C HKD -   -   0.010   0 0 307,543,213 0.420   2016/07/27 0.010   2016/10/24 8,438,290,000 1,868,581,955 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD 0.084   0.049   0.078   335,300,000 24,344,630 10,188,217 0.154   2016/04/27 0.037   2016/10/13 1,176,410,000 75,312,010 0.310   2015/10/20 0.150   2015/12/14
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.185   0.130   0.176   28,210,000 4,473,500 1,693,893 0.219   2016/04/14 0.100   2016/01/22 531,570,000 69,699,760 -   - -   -
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.570   0.415   0.445   2,075,000 1,036,475 1,138,998 0.570   2016/11/10 0.155   2016/02/11 187,095,000 41,282,875 -   - -   -
12272 J P Morgan SP BV - China Shenhua European Wts Dec 2016 A HKD 0.355   0.231   0.223   980,000 293,635 26,178,005 0.355   2016/11/08 0.074   2016/05/19 2,003,290,000 287,951,325 0.225   2015/11/06 0.128   2015/12/14
11644 J P Morgan SP BV - China Shenhua European Wts May 2017 A HKD 0.230   0.115   0.134   229,705,000 44,793,695 N/A 0.230   2016/11/08 0.102   2016/08/19 1,149,135,000 182,427,175 -   - -   -
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.243   0.154   0.165   289,590,000 52,669,050 N/A 0.243   2016/11/08 0.154   2016/11/21 289,590,000 52,669,050 -   - -   -
13788 J P Morgan SP BV - China Taiping European Wts Apr 2017 A HKD 0.224   0.093   0.192   40,420,000 7,663,606 N/A 0.224   2016/11/25 0.093   2016/11/09 41,060,000 7,759,232 -   - -   -
26205 J P Morgan SP BV - China Taiping European Wts Nov 2016 A HKD 0.010   0.010   0.010   800,000 8,000 5,953,491 0.395   2016/03/21 0.010   2016/11/24 416,370,000 49,725,894 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD 0.375   0.239   0.325   512,000 151,756 N/A 0.375   2016/11/22 0.239   2016/11/01 700,000 203,556 -   - -   -
28317 J P Morgan SP BV - China Tel European Warrants Dec 2016 A HKD 0.122   0.010   0.012   21,230,000 1,194,006 39,264,694 0.315   2016/08/23 0.010   2016/11/30 1,463,500,000 240,086,566 -   - -   -
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD 0.225   0.182   0.216   61,104,000 12,068,142 N/A 0.225   2016/11/30 0.182   2016/11/29 61,104,000 12,068,142 -   - -   -
13340 J P Morgan SP BV - China Tel European Warrants Mar 2017 A HKD 0.139   0.025   0.037   123,684,000 9,032,152 N/A 0.193   2016/10/11 0.025   2016/11/29 385,044,000 46,477,312 -   - -   -
14958 J P Morgan SP BV - China Unicom European Warrants Dec 2016 A HKD 0.046   0.011   0.037   59,880,000 1,797,560 39,716,697 0.179   2016/03/30 0.011   2016/11/23 7,892,060,000 386,334,540 0.420   2015/04/02 0.128   2015/12/14
12491 J P Morgan SP BV - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 0.029   2016/03/24 0.010   2016/01/22 878,000 16,874 0.300   2015/04/28 0.023   2015/12/09
15704 J P Morgan SP BV - China Unicom European Warrants Dec 2016 C HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.255   2015/04/28 0.029   2015/10/02
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD 0.166   0.146   0.162   1,200,000 182,400 N/A 0.166   2016/11/30 0.146   2016/11/30 1,200,000 182,400 -   - -   -
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.113   0.066   0.105   3,268,980,000 275,167,220 128,378,017 0.146   2016/10/11 0.066   2016/11/15 7,885,960,000 770,754,520 -   - -   -
12755 J P Morgan SP BV - China Vanke European Put Warrants Apr17 A HKD 0.196   0.075   0.078   78,284,000 10,887,099 N/A 0.295   2016/08/25 0.075   2016/11/30 194,744,000 41,125,247 -   - -   -
12956 J P Morgan SP BV - China Vanke European Warrants Apr 2017 B HKD 0.290   0.135   0.270   394,833,000 78,895,705 N/A 0.290   2016/11/28 0.127   2016/10/17 789,464,000 152,227,671 -   - -   -
27787 J P Morgan SP BV - China Vanke European Warrants Dec 2016 A HKD 0.073   0.011   0.061   110,102,000 4,729,135 20,368,022 0.199   2016/05/05 0.011   2016/11/14 1,288,048,000 125,855,473 -   - -   -
14581 J P Morgan SP BV - China Vanke European Warrants Jun 2017 A HKD 0.196   0.154   0.177   96,261,000 17,321,787 N/A 0.196   2016/11/28 0.154   2016/11/29 96,261,000 17,321,787 -   - -   -
11983 J P Morgan SP BV - China Vanke European Warrants Mar 2017 A HKD 0.420   0.249   0.455   7,200,000 2,282,485 N/A 0.420   2016/11/24 0.201   2016/10/12 218,864,000 65,278,294 -   - -   -
23653 J P Morgan SP BV - Chsouthcity European Warrants Dec 2016 A HKD 0.092   0.042   0.042   760,000 44,718 699,584 0.370   2016/02/01 0.042   2016/11/15 22,594,000 4,426,290 0.475   2015/12/10 0.430   2015/12/15
13090 J P Morgan SP BV - CITIC Bank European Warrants Apr 2017 A HKD 0.096   0.038   0.067   25,414,000 1,573,991 N/A 0.229   2016/09/22 0.038   2016/11/21 113,365,000 13,935,822 -   - -   -
28543 J P Morgan SP BV - CITIC Bank European Warrants Dec 2016 A HKD 0.178   0.017   0.108   32,439,000 2,518,913 N/A 0.510   2016/09/22 0.017   2016/11/22 255,053,000 67,142,715 -   - -   -
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD 0.242   0.185   0.202   65,720,000 13,758,886 N/A 0.242   2016/11/23 0.185   2016/11/24 65,720,000 13,758,886 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.113   0.070   0.103   48,425,000 4,411,714 8,551,267 0.176   2016/03/17 0.070   2016/11/09 807,342,000 95,632,675 -   - -   -
13385 J P Morgan SP BV - CITIC Sec European Warrants Apr 2017 A HKD 0.163   0.100   0.152   316,735,000 43,287,825 N/A 0.180   2016/09/22 0.100   2016/11/09 522,220,000 72,548,000 -   - -   -
28628 J P Morgan SP BV - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.152   2016/06/08 0.010   2016/10/26 3,328,995,000 199,417,425 -   - -   -
13810 J P Morgan SP BV - CKH European Put Warrants Mar 2017 A HKD 0.395   0.202   0.233   94,020,000 24,714,540 N/A 0.395   2016/11/09 0.202   2016/11/23 96,350,000 25,412,065 -   - -   -
13599 J P Morgan SP BV - CKH European Warrants Apr 2017 A HKD -   -   0.550   0 0 0 0.480   2016/05/10 0.480   2016/05/10 10,000 4,800 0.445   2015/02/27 0.225   2015/01/09
12756 J P Morgan SP BV - CKH European Warrants Feb 2017 A HKD 0.114   0.024   0.026   160,440,000 11,337,905 N/A 0.420   2016/09/09 0.024   2016/11/17 1,605,675,000 364,812,575 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD 0.245   0.245   0.220   100,000 24,500 285,367 0.330   2016/09/05 0.130   2016/07/06 8,700,000 1,726,200 0.300   2015/05/15 0.087   2015/01/06
14089 J P Morgan SP BV - CKH European Warrants Jun 2017 A HKD 0.395   0.255   0.285   209,150,000 63,895,575 N/A 0.395   2016/11/09 0.255   2016/11/17 209,150,000 63,895,575 -   - -   -
22942 J P Morgan SP BV - CKH European Warrants May 2017 A HKD 0.016   0.011   0.012   2,120,000 26,340 8,208,831 0.080   2016/01/05 0.010   2016/07/14 3,976,170,000 141,750,750 0.237   2015/06/23 0.070   2015/12/15
21553 J P Morgan SP BV - CKH European Warrants Nov 2016 A HKD -   -   0.010   0 0 30,057,200 0.136   2016/01/18 0.010   2016/10/05 9,324,400,000 536,736,750 0.480   2015/06/04 0.172   2015/12/15
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.116   0.093   0.100   300,000 30,200 85,927,755 0.167   2016/09/05 0.066   2016/07/08 5,594,565,000 515,566,530 -   - -   -
11287 J P Morgan SP BV - CKI Holdings European Warrants Mar 2017 A HKD 0.260   0.167   0.177   90,620,000 18,021,840 N/A 0.660   2016/08/01 0.167   2016/11/18 559,830,000 208,400,290 -   - -   -
26976 J P Morgan SP BV - CKI Holdings European Warrants Nov 2016 A HKD -   -   0.015   0 0 2,502,498 0.450   2016/04/01 0.015   2016/08/22 279,540,000 73,389,160 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.049   0.022   0.025   2,012,600,000 62,576,700 53,267,325 0.060   2016/07/28 0.022   2016/11/18 7,700,300,000 327,407,200 0.145   2015/06/18 0.059   2015/11/09
14290 J P Morgan SP BV - CKP European Warrants May 2017 A HKD 0.194   0.149   0.187   28,690,000 4,852,260 N/A 0.194   2016/11/23 0.149   2016/11/17 28,690,000 4,852,260 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD 0.149   0.087   0.134   78,400,000 9,440,450 N/A 0.241   2016/09/07 0.087   2016/11/18 493,935,000 87,066,475 -   - -   -
28790 J P Morgan SP BV - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.285   2015/04/20 0.010   2015/12/10
14320 J P Morgan SP BV - CNBM European Warrants Jun 2017 A HKD 0.320   0.223   0.241   16,192,000 3,858,456 N/A 0.320   2016/11/28 0.223   2016/11/18 16,192,000 3,858,456 -   - -   -
13767 J P Morgan SP BV - CNBM European Warrants Mar 2017 A HKD 0.510   0.221   0.330   70,718,000 22,826,894 N/A 0.510   2016/11/14 0.201   2016/10/17 98,618,000 29,190,190 -   - -   -
17092 J P Morgan SP BV - CNOOC European Put Warrants Dec 2016 A HKD 0.038   0.010   0.012   103,100,000 2,311,710 63,479,968 0.255   2016/02/12 0.010   2016/11/29 9,681,650,000 747,375,180 0.232   2015/12/18 0.166   2015/12/04
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.073   0.065   0.069   1,450,000 98,380 39,277 0.180   2016/02/12 0.065   2016/11/23 2,988,660,000 418,308,770 -   - -   -
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.106   0.067   0.077   804,220,000 68,288,050 20,313,357 0.171   2016/05/24 0.067   2016/11/23 1,515,010,000 121,949,270 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD -   -   0.320   0 0 13,533 0.390   2016/10/20 0.112   2016/01/21 5,561,440,000 858,272,180 -   - -   -
13087 J P Morgan SP BV - CNOOC European Warrants Feb 2017 A HKD 0.315   0.116   0.183   909,707,000 189,049,001 N/A 0.660   2016/10/20 0.116   2016/11/14 2,986,652,000 888,567,978 -   - -   -
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.233   0.185   0.199   37,250,000 8,012,630 5,112,657 0.285   2016/10/24 0.068   2016/01/21 5,306,560,000 535,037,040 0.243   2015/10/09 0.122   2015/12/14
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD 0.066   0.038   0.049   143,250,000 7,211,770 78,206,060 0.113   2016/04/22 0.024   2016/01/21 20,761,200,000 1,348,860,950 0.127   2015/11/04 0.058   2015/12/21
13811 J P Morgan SP BV - CNOOC European Warrants May 2017 A HKD 0.290   0.154   0.203   91,011,000 19,935,657 N/A 0.530   2016/10/20 0.154   2016/11/09 95,135,000 21,426,232 -   - -   -
14287 J P Morgan SP BV - CNOOC European Warrants May 2017 B HKD 0.700   0.445   0.510   13,081,000 7,087,390 N/A 0.700   2016/11/22 0.445   2016/11/18 13,081,000 7,087,390 -   - -   -
26157 J P Morgan SP BV - CNOOC European Warrants Nov 2018 A HKD -   -   0.335   0 0 1,033 0.310   2016/06/30 0.159   2016/02/03 67,490,000 14,124,870 -   - -   -
27398 J P Morgan SP BV - CPIC European Warrants Dec 2016 A HKD 0.052   0.014   0.035   12,216,000 383,414 10,292,743 0.270   2016/04/28 0.014   2016/11/09 504,628,000 76,173,674 -   - -   -
14067 J P Morgan SP BV - CPIC European Warrants May 2017 A HKD 0.320   0.162   0.280   72,248,000 16,411,196 N/A 0.320   2016/11/28 0.162   2016/11/14 72,248,000 16,411,196 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.197   0.140   0.182   95,591,000 16,128,889 10,313,362 0.440   2016/01/08 0.140   2016/11/09 1,484,123,000 430,368,423 1.420   2015/04/17 0.485   2015/09/04
18969 J P Morgan SP BV - CRRC Times European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,106,758 0.090   2016/01/04 0.010   2016/08/25 311,700,000 7,245,700 0.365   2015/04/17 0.103   2015/12/30
12873 J P Morgan SP BV - CRRC Times European Warrants Mar 2017 A HKD 0.280   0.155   0.280   12,750,000 2,616,260 N/A 0.550   2016/09/07 0.155   2016/11/18 190,505,000 73,437,375 -   - -   -
13054 J P Morgan SP BV - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.285   0.171   0.216   256,255,200 55,546,057 N/A 0.305   2016/09/08 0.171   2016/11/09 543,695,400 118,886,952 -   - -   -
26786 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 A HKD 0.085   0.031   0.071   175,336,000 9,208,454 118,617,330 0.197   2016/01/04 0.031   2016/11/09 23,357,950,000 1,968,531,584 0.249   2015/12/03 0.177   2015/10/02
25036 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.010   0.010   0.010   50,000 500 78,132,653 0.077   2016/03/21 0.010   2016/11/28 37,311,036,000 1,525,346,654 -   - -   -
25905 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.100   0.100   0.101   100,000 10,000 1,231,853 0.139   2016/08/15 0.057   2016/06/24 12,077,324,000 1,101,556,906 -   - -   -
11178 J P Morgan SP BV - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.270   0.060   0.195   290,939,400 39,848,588 N/A 0.650   2016/08/16 0.060   2016/11/18 1,099,707,800 256,535,734 -   - -   -
13992 J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.500   0.295   0.435   132,634,800 50,860,368 N/A 0.500   2016/11/29 0.295   2016/11/17 132,635,200 50,860,512 -   - -   -
28637 J P Morgan SP BV - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.013   0 0 N/A 0.226   2016/06/08 0.065   2016/09/09 147,020,800 27,977,598 -   - -   -
26253 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.232   0.232   0.260   40,000 9,280 9,013 0.250   2016/03/18 0.169   2016/02/29 2,644,000 610,460 -   - -   -
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD 0.196   0.196   0.195   64,000 12,544 2,091 0.235   2016/01/07 0.150   2016/02/26 1,344,000 268,852 0.720   2015/04/17 0.215   2015/08/26
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.142   0.129   0.155   532,130,000 70,582,828 N/A 0.153   2016/09/07 0.129   2016/11/03 2,100,562,000 281,901,652 -   - -   -
19143 J P Morgan SP BV - Dongfeng Motor European Wts Nov 2016 A HKD -   -   0.012   0 0 2,333 0.147   2016/01/05 0.020   2016/06/24 202,100,000 22,959,620 0.470   2015/04/27 0.070   2015/08/27
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.077   0.059   0.058   27,560,000 1,748,520 N/A 0.144   2016/09/07 0.059   2016/11/28 209,900,000 21,341,160 -   - -   -
21330 J P Morgan SP BV - Esprit European Wts Apr 2017 A HKD 0.017   0.010   0.010   1,654,000 23,100 37,673 0.205   2016/01/05 0.010   2016/11/30 7,591,000 260,617 0.275   2015/11/25 0.187   2015/12/17
19465 J P Morgan SP BV - Esprit European Wts Dec 2016 A HKD -   -   0.010   0 0 349,099 0.168   2016/01/25 0.010   2016/10/11 140,107,000 5,940,855 0.260   2015/02/24 0.053   2015/09/30
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD 0.095   0.078   0.076   3,922,000 348,968 1,078,303 0.300   2016/02/23 0.078   2016/11/30 104,680,000 17,959,223 0.385   2015/10/29 0.275   2015/10/27
22039 J P Morgan SP BV - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 31,283 0.144   2016/01/08 0.023   2016/07/14 14,160,000 767,540 0.270   2015/05/11 0.083   2015/07/08
24163 J P Morgan SP BV - Evergrande European Warrants Dec 2016 B HKD 0.012   0.012   0.010   40,000 500 1,213,988 0.214   2016/01/06 0.010   2016/10/20 390,730,000 23,048,240 0.225   2015/12/31 0.175   2015/12/17
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 0.076   0.063   0.068   1,110,740,000 76,206,730 N/A 0.122   2016/10/04 0.063   2016/11/03 2,090,010,000 162,476,590 -   - -   -
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 0.035   0.023   0.030   107,900,000 2,894,370 22,537,033 0.340   2016/01/04 0.023   2016/11/15 2,987,250,000 264,607,800 0.375   2015/11/25 0.265   2015/12/14
11600 J P Morgan SP BV - Fosun Intl European Warrants Feb 2017 A HKD 0.127   0.100   0.110   11,120,000 1,257,235 N/A 0.228   2016/09/21 0.100   2016/11/09 367,280,000 60,144,230 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.156   0.117   0.163   73,500,000 10,580,540 N/A 0.310   2016/09/09 0.117   2016/11/18 502,440,000 105,031,260 -   - -   -
16442 J P Morgan SP BV - GAC European Warrants Dec 2016 A HKD 0.140   0.062   0.138   5,660,000 638,340 2,598,017 0.340   2016/09/09 0.035   2016/01/14 354,600,000 32,173,840 0.255   2015/04/10 0.025   2015/09/04
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD 0.275   0.275   0.320   20,000 5,500 37,917 0.370   2016/10/13 0.173   2016/02/25 100,820,000 21,728,800 -   - -   -
13336 J P Morgan SP BV - Galaxy Ent European Put Wts Apr 2017 B HKD 0.120   0.024   0.024   98,020,000 6,755,220 N/A 0.246   2016/09/20 0.024   2016/11/30 966,660,000 156,086,100 -   - -   -
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD 0.270   0.217   0.220   30,700,000 7,265,920 N/A 0.270   2016/11/24 0.217   2016/11/30 30,700,000 7,265,920 -   - -   -
11579 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 A HKD 0.016   0.010   0.010   15,600,000 188,430 N/A 0.225   2016/07/20 0.010   2016/11/29 1,980,760,000 204,611,170 -   - -   -
11862 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 B HKD 0.027   0.011   0.011   11,170,000 254,970 N/A 0.227   2016/08/05 0.011   2016/11/17 499,690,000 58,445,280 -   - -   -
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD 0.260   0.086   0.088   391,030,000 65,525,510 N/A 0.355   2016/10/24 0.086   2016/11/29 443,180,000 79,238,200 -   - -   -
14672 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 D HKD 0.305   0.280   0.280   610,000 175,150 N/A 0.305   2016/11/29 0.280   2016/11/29 610,000 175,150 -   - -   -
26823 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2016 A HKD -   -   0.010   0 0 15,073,572 0.191   2016/05/23 0.010   2016/09/05 1,475,800,000 151,197,610 -   - -   -
26972 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2016 C HKD -   -   0.010   0 0 21,995,228 0.590   2016/06/28 0.010   2016/10/20 1,376,300,000 272,382,070 -   - -   -
12901 J P Morgan SP BV - Galaxy Ent European Warrants Apr 2017 A HKD 0.495   0.425   0.910   530,000 252,300 N/A 0.510   2016/10/11 0.132   2016/09/01 546,040,000 188,765,480 -   - -   -
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.285   0.265   0.290   440,000 122,950 N/A 0.285   2016/11/29 0.265   2016/11/29 440,000 122,950 -   - -   -
27988 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2016 A HKD 0.970   0.485   0.970   2,690,000 1,467,250 72,482,168 0.970   2016/11/25 0.078   2016/07/06 3,148,680,000 625,834,770 -   - -   -
11906 J P Morgan SP BV - Galaxy Ent European Warrants Feb 2017 C HKD 0.720   0.227   0.720   95,430,000 34,459,950 N/A 0.720   2016/11/30 0.070   2016/08/31 3,711,950,000 567,907,790 -   - -   -
11094 J P Morgan SP BV - Galaxy Ent European Warrants Jan 2017 A HKD 1.040   0.750   1.310   390,000 341,600 N/A 1.040   2016/11/18 0.156   2016/07/06 921,510,000 193,166,280 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD 0.640   0.233   0.630   623,790,000 186,788,930 N/A 0.640   2016/11/29 0.169   2016/09/27 1,777,900,000 475,574,100 -   - -   -
14526 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 C HKD 0.370   0.270   0.360   158,030,000 51,878,950 N/A 0.370   2016/11/29 0.270   2016/11/24 158,030,000 51,878,950 -   - -   -
13809 J P Morgan SP BV - Galaxy Ent European Warrants May 2017 A HKD 0.430   0.144   0.425   565,390,000 161,928,360 N/A 0.430   2016/11/30 0.144   2016/11/09 585,660,000 165,772,320 -   - -   -
26971 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2016 B HKD -   -   0.010   0 0 154,967 0.242   2016/03/30 0.010   2016/09/29 902,530,000 118,548,410 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD 0.096   0.080   0.081   1,120,000 90,490 N/A 0.096   2016/11/07 0.080   2016/11/23 1,120,000 90,490 -   - -   -
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.142   0.128   0.141   22,381,000 3,041,539 N/A 0.142   2016/11/28 0.128   2016/11/16 22,381,000 3,041,539 -   - -   -
26283 J P Morgan SP BV - GCL-Poly European Warrants Dec 2016 A HKD 0.029   0.010   0.010   25,380,000 449,180 5,555,523 0.410   2016/03/21 0.010   2016/11/24 372,583,000 33,948,228 -   - -   -
11093 J P Morgan SP BV - Geely Auto European Warrants Dec 2016 A HKD 3.330   2.430   3.170   300,000 756,000 N/A 4.190   2016/10/25 0.340   2016/06/24 199,440,000 161,777,925 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.198   0.125   0.171   2,188,150,000 344,585,650 N/A 0.198   2016/11/01 0.125   2016/11/17 2,188,150,000 344,585,650 -   - -   -
12349 J P Morgan SP BV - Geely Auto European Warrants Feb 2017 A HKD 1.670   0.940   1.460   2,120,000 2,947,800 N/A 2.390   2016/10/25 0.305   2016/08/18 443,770,000 314,740,825 -   - -   -
13181 J P Morgan SP BV - Geely Auto European Warrants Jan 2017 A HKD 0.920   0.255   0.650   81,400,000 40,480,250 N/A 1.550   2016/10/25 0.255   2016/11/17 473,725,000 249,297,950 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD 0.210   0.180   0.200   860,000 161,380 N/A 0.210   2016/11/25 0.180   2016/11/23 860,000 161,380 -   - -   -
13906 J P Morgan SP BV - Geely Auto European Warrants May 2017 A HKD 0.770   0.295   0.600   198,720,000 111,651,075 N/A 1.300   2016/10/25 0.295   2016/11/17 300,315,000 199,379,675 -   - -   -
27009 J P Morgan SP BV - GF Sec European Warrants Dec 2016 A HKD -   -   0.010   0 0 5,334,155 0.265   2016/03/31 0.013   2016/10/24 425,604,000 45,981,898 -   - -   -
13092 J P Morgan SP BV - GF Sec European Warrants Feb 2017 A HKD 0.105   0.065   0.095   24,630,000 2,308,610 N/A 0.186   2016/09/09 0.065   2016/11/09 76,188,000 9,109,954 -   - -   -
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.255   0.189   0.221   132,650,000 29,062,385 11,310,675 0.375   2016/10/25 0.165   2016/02/12 544,280,000 130,708,965 -   - -   -
21303 J P Morgan SP BV - Greatwall Motor European Wts Mar 2017 A HKD 0.022   0.010   0.011   10,090,000 169,750 15,287,332 0.114   2016/08/01 0.010   2016/11/09 2,020,110,000 94,380,300 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.091   0.060   0.076   689,610,000 50,517,740 N/A 0.091   2016/11/07 0.060   2016/11/18 689,610,000 50,517,740 -   - -   -
12416 J P Morgan SP BV - Guotai Junani European Warrants Feb 2017A HKD 0.355   0.240   0.275   7,211,000 2,179,443 N/A 0.590   2016/08/16 0.240   2016/11/09 322,300,000 131,359,928 -   - -   -
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD 0.155   0.113   0.146   131,604,000 17,783,376 N/A 0.155   2016/11/30 0.113   2016/11/14 131,604,000 17,783,376 -   - -   -
11323 J P Morgan SP BV - Haitong Sec European Warrants Feb 2017 A HKD 0.091   0.035   0.080   405,344,000 24,081,828 N/A 0.170   2016/08/15 0.035   2016/11/09 2,267,392,000 199,624,444 -   - -   -
11657 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2017 A HKD 0.128   0.013   0.013   47,850,000 2,121,160 N/A 0.305   2016/07/28 0.013   2016/11/30 315,620,000 52,261,420 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD 0.201   0.158   0.180   37,980,000 6,821,890 N/A 0.201   2016/11/23 0.158   2016/11/18 37,980,000 6,821,890 -   - -   -
25169 J P Morgan SP BV - HKEX European Put Wts Dec 2016 B HKD 0.018   0.010   0.010   36,280,000 454,740 371,858,827 0.365   2016/01/22 0.010   2016/11/14 32,297,420,000 3,518,636,970 -   - -   -
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD 0.192   0.138   0.153   1,439,350,000 234,478,320 N/A 0.217   2016/09/19 0.138   2016/11/28 6,636,760,000 1,146,117,180 -   - -   -
12583 J P Morgan SP BV - HKEX European Put Wts May 2017 C HKD 0.081   0.057   0.063   264,080,000 16,623,590 N/A 0.110   2016/09/13 0.057   2016/11/28 2,142,330,000 195,976,840 -   - -   -
25858 J P Morgan SP BV - HKEX European Put Wts Nov 2016 B HKD -   -   0.010   0 0 23,579,490 0.255   2016/02/05 0.010   2016/09/12 10,097,940,000 614,943,700 -   - -   -
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.100   0.081   0.085   22,800,000 1,950,970 N/A 0.234   2016/06/21 0.079   2016/09/09 74,020,000 7,926,140 -   - -   -
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.201   0.151   0.163   1,943,670,000 332,911,880 N/A 0.212   2016/09/19 0.151   2016/11/28 2,014,490,000 346,753,650 -   - -   -
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.161   0.126   0.129   244,380,000 35,626,830 N/A 0.221   2016/09/22 0.126   2016/11/03 366,900,000 58,182,440 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.080   0.066   0.068   5,720,000 406,960 470,797 0.185   2016/01/04 0.066   2016/11/09 56,110,000 5,395,220 0.770   2015/04/23 0.106   2015/03/18
20393 J P Morgan SP BV - HKEX European Warrants Dec 2016 A HKD 0.250   0.180   0.234   9,960,000 2,235,010 8,629,915 0.320   2016/09/09 0.106   2016/06/24 12,170,120,000 2,292,969,190 1.430   2015/05/28 0.242   2015/03/30
26326 J P Morgan SP BV - HKEX European Warrants Dec 2016 C HKD 0.213   0.140   0.165   10,390,000 1,838,070 721,701,600 0.280   2016/09/09 0.103   2016/06/24 50,306,580,000 6,523,255,100 -   - -   -
11151 J P Morgan SP BV - HKEX European Warrants Dec 2016 D HKD 0.094   0.012   0.010   2,700,000 76,781 N/A 0.610   2016/09/09 0.012   2016/11/16 3,105,689,000 1,058,925,057 -   - -   -
12720 J P Morgan SP BV - HKEX European Warrants Dec 2016 E HKD 0.325   0.010   0.010   81,002,000 12,655,563 N/A 1.030   2016/09/09 0.010   2016/11/25 2,780,134,000 821,604,180 -   - -   -
27884 J P Morgan SP BV - HKEX European Warrants Feb 2017 A HKD 0.086   0.054   0.058   2,582,100,000 206,358,040 2,105,762,240 0.145   2016/09/22 0.049   2016/08/29 152,866,840,000 13,366,154,660 -   - -   -
11037 J P Morgan SP BV - HKEX European Warrants Mar 2017 A HKD 0.163   0.107   0.118   50,620,000 6,691,430 N/A 0.215   2016/09/09 0.097   2016/08/29 63,905,950,000 7,663,931,440 -   - -   -
13176 J P Morgan SP BV - HKEX European Warrants Mar 2017 B HKD 1.010   0.640   0.680   389,637,000 314,164,470 N/A 1.460   2016/09/22 0.640   2016/11/09 797,347,000 790,972,410 -   - -   -
13334 J P Morgan SP BV - HKEX European Warrants Mar 2017 C HKD 0.435   0.228   0.232   7,954,000 2,251,574 N/A 0.710   2016/09/19 0.228   2016/11/30 9,132,000 2,758,614 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.248   0.204   0.216   107,460,000 24,566,220 N/A 0.280   2016/10/11 0.204   2016/11/09 335,200,000 85,429,140 -   - -   -
27052 J P Morgan SP BV - HKEX European Warrants May 2017 A HKD 0.179   0.134   0.139   359,650,000 56,268,670 248,747,118 0.243   2016/04/25 0.109   2016/05/24 9,632,820,000 1,525,432,810 -   - -   -
27742 J P Morgan SP BV - HKEX European Warrants May 2017 B HKD 0.074   0.048   0.050   64,378,750,000 3,720,358,430 768,372,930 0.118   2016/09/09 0.048   2016/11/30 74,487,680,000 4,610,238,920 -   - -   -
25430 J P Morgan SP BV - HKEX European Warrants Nov 2016 A HKD 0.025   0.010   0.010   14,080,000 162,560 6,425,798 0.124   2016/04/25 0.010   2016/11/11 32,175,670,000 2,568,761,130 -   - -   -
25940 J P Morgan SP BV - HKEX European Warrants Nov 2016 C HKD -   -   0.480   0 0 913,125 0.530   2016/09/22 0.202   2016/02/11 192,960,000 48,009,890 -   - -   -
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.156   0.123   0.127   2,280,200,000 295,526,100 N/A 0.186   2016/10/11 0.123   2016/11/09 2,330,320,000 304,058,760 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.158   0.104   0.119   3,380,000 410,400 915,290 0.260   2016/07/19 0.104   2016/11/28 59,480,000 12,934,230 -   - -   -
22555 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/22 0.010   2016/01/22 140,000 1,400 0.215   2015/06/08 0.010   2015/12/11
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.036   0.027   0.037   2,600,000 84,800 16,383 0.038   2016/04/21 0.019   2016/05/13 3,640,000 110,360 0.129   2015/10/27 0.081   2015/09/25
11208 J P Morgan SP BV - HS H-SHARE European Warrants Jan 2017 A HKD 0.590   0.225   0.540   10,822,000 4,365,212 N/A 0.910   2016/09/07 0.225   2016/11/18 11,550,000 4,839,202 -   - -   -
23331 J P Morgan SP BV - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.108   2015/07/13 0.012   2015/12/14
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.115   0.086   0.113   206,420,000 20,649,260 44,129,273 0.135   2016/09/09 0.052   2016/02/12 13,618,960,000 1,062,080,100 0.206   2015/10/28 0.128   2015/12/11
12957 J P Morgan SP BV - HSBC European Put Warrants Apr 2017 A HKD 0.183   0.068   0.077   2,444,876,000 239,979,936 N/A 0.250   2016/09/30 0.068   2016/11/28 7,013,932,000 1,141,924,384 -   - -   -
27298 J P Morgan SP BV - HSBC European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 99,453,421 0.249   2016/06/24 0.014   2016/08/17 4,668,488,000 599,088,288 -   - -   -
12303 J P Morgan SP BV - HSBC European Put Warrants Jan 2017 B HKD 0.035   0.011   0.012   8,304,000 186,188 N/A 0.143   2016/08/16 0.011   2016/11/14 7,335,540,000 471,724,696 -   - -   -
13086 J P Morgan SP BV - HSBC European Put Warrants May 2017 A HKD 0.330   0.144   0.163   299,172,000 52,745,188 N/A 0.410   2016/09/30 0.144   2016/11/28 305,604,000 55,103,468 -   - -   -
11177 J P Morgan SP BV - HSBC European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 N/A 0.325   2016/07/06 0.010   2016/08/25 6,435,588,000 433,479,488 -   - -   -
13050 J P Morgan SP BV - HSBC European Warrants Apr 2017 B HKD 0.139   0.052   0.114   12,783,208,000 1,139,204,444 N/A 0.160   2016/09/22 0.052   2016/11/09 43,566,696,000 4,339,810,664 -   - -   -
14289 J P Morgan SP BV - HSBC European Warrants Apr 2017 C HKD 0.465   0.370   0.395   680,000 275,520 N/A 0.465   2016/11/16 0.370   2016/11/17 680,000 275,520 -   - -   -
14470 J P Morgan SP BV - HSBC European Warrants Apr 2017 D HKD 0.209   0.172   0.178   912,000 174,700 N/A 0.209   2016/11/23 0.172   2016/11/29 912,000 174,700 -   - -   -
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.177   0.081   0.155   6,462,344,000 998,583,376 N/A 0.211   2016/09/09 0.081   2016/11/09 6,599,460,000 1,019,412,308 -   - -   -
27293 J P Morgan SP BV - HSBC European Warrants Dec 2016 A HKD 1.100   0.930   1.050   72,000 71,560 522,059,089 1.100   2016/11/16 0.123   2016/06/28 19,167,604,000 3,137,541,128 -   - -   -
27882 J P Morgan SP BV - HSBC European Warrants Dec 2016 C HKD 0.167   0.019   0.087   187,864,000 16,927,472 113,857,747 0.232   2016/09/09 0.019   2016/11/09 6,054,264,000 683,146,484 -   - -   -
27986 J P Morgan SP BV - HSBC European Warrants Dec 2016 D HKD 0.670   0.270   0.660   9,472,000 4,566,760 212,713,571 0.670   2016/11/28 0.051   2016/07/06 7,520,152,000 1,277,365,240 -   - -   -
11148 J P Morgan SP BV - HSBC European Warrants Feb 2017 A HKD 0.345   0.118   0.285   498,504,000 98,206,548 N/A 0.355   2016/09/09 0.060   2016/07/08 4,645,516,000 1,146,201,580 -   - -   -
11194 J P Morgan SP BV - HSBC European Warrants Jan 2017 A HKD 0.860   0.550   0.860   1,200,000 857,000 N/A 0.860   2016/11/18 0.155   2016/08/03 85,492,000 18,869,328 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.330   0.144   0.280   19,944,000 4,897,312 N/A 0.330   2016/11/16 0.129   2016/08/16 5,341,188,000 1,299,079,960 -   - -   -
13714 J P Morgan SP BV - HSBC European Warrants May 2017 B HKD 0.315   0.135   0.250   2,670,448,000 729,837,076 N/A 0.315   2016/11/16 0.135   2016/11/09 2,680,496,000 731,810,588 -   - -   -
26590 J P Morgan SP BV - HSBC European Warrants Nov 2016 A HKD -   -   0.540   0 0 389,484,902 0.680   2016/09/06 0.053   2016/06/28 23,396,948,000 2,758,664,760 -   - -   -
26595 J P Morgan SP BV - HSBC European Warrants Nov 2016 B HKD -   -   1.190   0 0 6,496,091 1.300   2016/09/06 0.210   2016/06/24 381,776,000 174,784,324 -   - -   -
11086 J P Morgan SP BV - HSBC European Warrants Nov 2016 C HKD -   -   1.490   0 0 N/A 1.590   2016/09/22 0.400   2016/06/24 704,000 438,680 -   - -   -
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.147   0.124   0.130   1,568,000 217,176 N/A 0.147   2016/11/28 0.124   2016/11/30 1,568,000 217,176 -   - -   -
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD 0.221   0.138   0.143   21,080,000 4,013,880 N/A 0.221   2016/11/14 0.138   2016/11/30 21,080,000 4,013,880 -   - -   -
25307 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 A HKD 0.017   0.010   0.011   21,240,000 259,070 197,971,790 0.305   2016/01/26 0.010   2016/11/11 21,602,710,000 3,017,228,750 -   - -   -
26463 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 60,827 0.161   2016/02/23 0.010   2016/09/20 28,840,000 1,956,450 -   - -   -
11658 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 D HKD 0.077   0.012   0.010   1,335,760,000 56,567,830 N/A 0.112   2016/08/10 0.012   2016/11/28 17,746,630,000 1,046,557,360 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD 0.089   0.043   0.045   3,056,600,000 197,863,690 N/A 0.089   2016/11/09 0.043   2016/11/30 3,056,820,000 197,879,650 -   - -   -
13763 J P Morgan SP BV - HSCEI European Put Warrants Mar 2017 B HKD 0.222   0.105   0.109   70,490,000 12,209,170 N/A 0.222   2016/11/09 0.105   2016/11/30 81,640,000 14,039,250 -   - -   -
27886 J P Morgan SP BV - HSCEI European Wts Dec 2016 C HKD 0.219   0.105   0.202   137,320,000 22,819,980 97,243,120 0.285   2016/09/09 0.072   2016/05/24 5,167,490,000 583,648,330 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.154   0.086   0.146   5,496,370,000 653,858,820 167,559,725 0.231   2016/09/09 0.079   2016/06/16 7,742,010,000 1,005,453,230 -   - -   -
11097 J P Morgan SP BV - HSCEI European Wts Mar 2017 A HKD 0.255   0.181   0.280   85,040,000 19,312,520 N/A 0.340   2016/09/07 0.142   2016/06/28 157,050,000 34,360,540 -   - -   -
27076 J P Morgan SP BV - HSCEI European Wts Nov 2016 A HKD 0.127   0.024   0.076   95,170,000 6,395,150 173,269,812 0.228   2016/09/09 0.024   2016/11/18 26,708,340,000 1,951,144,070 -   - -   -
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.139   0.082   0.133   2,989,790,000 346,691,970 N/A 0.201   2016/09/22 0.082   2016/11/09 7,639,140,000 989,169,010 -   - -   -
12958 J P Morgan SP BV - HSI European Put Warrants Apr 2017 B HKD 0.190   0.106   0.113   11,788,620,000 1,454,183,710 N/A 0.190   2016/11/09 0.105   2016/10/25 17,921,990,000 2,168,409,780 -   - -   -
13107 J P Morgan SP BV - HSI European Put Warrants Apr 2017 C HKD 0.275   0.183   0.199   72,460,000 16,011,230 N/A 0.275   2016/11/09 0.150   2016/10/11 342,740,000 65,237,440 -   - -   -
27822 J P Morgan SP BV - HSI European Put Warrants Dec 2016 A HKD 0.022   0.011   0.012   10,500,000 144,600 5,695,658 0.239   2016/05/09 0.010   2016/10/31 464,400,000 34,183,490 -   - -   -
28300 J P Morgan SP BV - HSI European Put Warrants Dec 2016 D HKD 0.010   0.010   0.010   10,000 100 155,645,180 0.118   2016/06/24 0.010   2016/11/02 12,662,780,000 933,873,080 -   - -   -
28442 J P Morgan SP BV - HSI European Put Warrants Dec 2016 E HKD 0.014   0.010   0.010   7,060,000 73,810 84,499,073 0.160   2016/06/27 0.010   2016/11/14 4,707,450,000 506,994,440 -   - -   -
29246 J P Morgan SP BV - HSI European Put Warrants Feb 2017 A HKD 0.050   0.019   0.016   27,790,000 694,580 N/A 0.216   2016/06/27 0.019   2016/11/24 57,630,000 2,434,750 -   - -   -
11345 J P Morgan SP BV - HSI European Put Warrants Feb 2017 B HKD 0.056   0.019   0.020   18,870,000 642,310 N/A 0.114   2016/07/15 0.019   2016/11/28 1,306,450,000 91,622,160 -   - -   -
11767 J P Morgan SP BV - HSI European Put Warrants Feb 2017 D HKD 0.136   0.067   0.074   14,888,190,000 1,324,283,760 N/A 0.188   2016/08/03 0.060   2016/10/11 73,863,090,000 6,626,187,780 -   - -   -
12518 J P Morgan SP BV - HSI European Put Warrants Feb 2017 F HKD 0.168   0.089   0.097   8,381,250,000 933,020,280 N/A 0.168   2016/11/09 0.075   2016/10/11 52,752,490,000 5,385,310,750 -   - -   -
11261 J P Morgan SP BV - HSI European Put Warrants Jan 2017 B HKD 0.040   0.010   0.011   69,290,000 1,599,670 N/A 0.121   2016/07/12 0.010   2016/11/25 14,731,230,000 1,150,471,770 -   - -   -
11476 J P Morgan SP BV - HSI European Put Warrants Jan 2017 C HKD 0.022   0.010   0.010   3,030,000 43,830 N/A 0.070   2016/07/19 0.010   2016/11/29 8,890,000 163,180 -   - -   -
11582 J P Morgan SP BV - HSI European Put Warrants Jan 2017 D HKD 0.083   0.028   0.032   1,182,420,000 58,033,330 N/A 0.139   2016/07/20 0.028   2016/11/28 74,729,590,000 5,174,457,390 -   - -   -
11977 J P Morgan SP BV - HSI European Put Warrants Jan 2017 F HKD 0.090   0.031   0.035   27,743,030,000 1,451,060,970 N/A 0.096   2016/08/11 0.031   2016/11/28 60,707,000,000 3,945,150,180 -   - -   -
11645 J P Morgan SP BV - HSI European Put Warrants Mar 2017 B HKD 0.097   0.042   0.045   19,851,850,000 1,068,156,400 N/A 0.158   2016/08/04 0.042   2016/11/30 25,625,720,000 1,531,031,800 -   - -   -
12959 J P Morgan SP BV - HSI European Put Warrants Mar 2017 D HKD 0.221   0.135   0.146   927,060,000 129,745,920 N/A 0.221   2016/11/09 0.110   2016/10/11 8,908,570,000 1,225,669,300 -   - -   -
13286 J P Morgan SP BV - HSI European Put Warrants Mar 2017 E HKD 0.270   0.190   0.206   2,530,000 601,980 N/A 0.270   2016/11/09 0.159   2016/10/06 15,280,000 3,074,760 -   - -   -
13288 J P Morgan SP BV - HSI European Put Warrants May 2017 C HKD 0.235   0.150   0.153   24,660,000 4,669,610 N/A 0.235   2016/11/09 0.142   2016/10/25 787,010,000 116,772,200 -   - -   -
13532 J P Morgan SP BV - HSI European Put Warrants May 2017 D HKD 0.275   0.206   0.225   5,060,000 1,166,950 N/A 0.275   2016/11/09 0.180   2016/10/06 7,070,000 1,589,360 -   - -   -
14539 J P Morgan SP BV - HSI European Put Warrants May 2017 F HKD 0.118   0.118   0.101   20,000 2,360 N/A 0.118   2016/11/24 0.118   2016/11/24 20,000 2,360 -   - -   -
28625 J P Morgan SP BV - HSI European Put Warrants Nov 2016 D HKD 0.023   0.010   0.010   282,890,000 4,020,910 N/A 0.176   2016/06/20 0.010   2016/11/15 57,709,170,000 3,600,144,830 -   - -   -
11547 J P Morgan SP BV - HSI European Warrants Apr 2017 A HKD 0.201   0.136   0.178   326,710,000 48,863,620 N/A 0.315   2016/09/12 0.136   2016/11/18 327,800,000 49,148,120 -   - -   -
13339 J P Morgan SP BV - HSI European Warrants Apr 2017 D HKD 0.061   0.024   0.034   493,840,000 17,619,320 N/A 0.113   2016/10/11 0.024   2016/11/21 13,201,170,000 1,002,138,240 -   - -   -
27824 J P Morgan SP BV - HSI European Warrants Dec 2016 B HKD 0.173   0.090   0.134   2,780,000 372,990 199,624,197 0.241   2016/09/02 0.049   2016/05/19 13,263,570,000 1,371,234,230 -   - -   -
27985 J P Morgan SP BV - HSI European Warrants Dec 2016 C HKD -   -   0.350   0 0 1,065,240 0.275   2016/07/15 0.126   2016/05/18 28,840,000 6,422,060 -   - -   -
11715 J P Morgan SP BV - HSI European Warrants Feb 2017 C HKD 0.195   0.120   0.160   5,340,000 814,750 N/A 0.365   2016/09/09 0.120   2016/11/17 10,330,000 1,630,860 -   - -   -
11976 J P Morgan SP BV - HSI European Warrants Feb 2017 E HKD 0.234   0.168   0.218   3,140,000 629,200 N/A 0.275   2016/09/01 0.168   2016/11/18 3,260,000 661,620 -   - -   -
12758 J P Morgan SP BV - HSI European Warrants Feb 2017 G HKD 0.142   0.050   0.077   19,730,370,000 1,440,677,440 N/A 0.285   2016/09/09 0.050   2016/11/18 24,962,880,000 2,290,161,770 -   - -   -
11176 J P Morgan SP BV - HSI European Warrants Jan 2017 A HKD 0.285   0.215   0.248   920,000 222,700 N/A 0.310   2016/10/31 0.174   2016/07/12 5,840,000 1,309,110 -   - -   -
11745 J P Morgan SP BV - HSI European Warrants Jan 2017 E HKD 0.158   0.066   0.102   11,070,560,000 946,247,130 N/A 0.300   2016/09/09 0.066   2016/11/18 21,312,270,000 2,690,725,830 -   - -   -
11978 J P Morgan SP BV - HSI European Warrants Jan 2017 G HKD 0.165   0.057   0.088   7,456,660,000 642,711,480 N/A 0.325   2016/09/09 0.057   2016/11/18 17,994,410,000 2,412,637,390 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD 0.141   0.141   0.150   20,000 2,820 N/A 0.141   2016/11/24 0.141   2016/11/24 20,000 2,820 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.105   0.050   0.069   7,110,840,000 596,841,030 N/A 0.204   2016/09/09 0.050   2016/11/18 49,659,380,000 6,208,499,240 -   - -   -
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.053   0.032   0.040   7,750,000 316,950 N/A 0.109   2016/10/06 0.032   2016/11/21 879,900,000 60,921,460 -   - -   -
14272 J P Morgan SP BV - HSI European Warrants Jun 2017 C HKD 0.127   0.120   0.131   220,000 27,500 N/A 0.127   2016/11/25 0.120   2016/11/16 220,000 27,500 -   - -   -
14291 J P Morgan SP BV - HSI European Warrants Jun 2017 D HKD 0.163   0.162   0.173   20,000 3,250 N/A 0.163   2016/11/24 0.162   2016/11/24 20,000 3,250 -   - -   -
28845 J P Morgan SP BV - HSI European Warrants Mar 2017 A HKD -   -   0.181   0 0 N/A 0.236   2016/08/19 0.101   2016/07/08 1,893,070,000 306,353,290 -   - -   -
11772 J P Morgan SP BV - HSI European Warrants Mar 2017 C HKD 0.124   0.052   0.075   30,454,110,000 2,334,043,540 N/A 0.260   2016/09/09 0.052   2016/11/18 67,562,660,000 7,811,336,060 -   - -   -
29499 J P Morgan SP BV - HSI European Warrants May 2017 A HKD 0.227   0.134   0.168   36,230,000 5,867,220 N/A 0.320   2016/10/06 0.129   2016/06/23 1,854,190,000 332,333,790 -   - -   -
12705 J P Morgan SP BV - HSI European Warrants May 2017 B HKD 0.124   0.060   0.081   17,613,820,000 1,405,062,470 N/A 0.231   2016/09/09 0.060   2016/11/18 47,860,700,000 6,190,630,580 -   - -   -
13872 J P Morgan SP BV - HSI European Warrants May 2017 E HKD 0.054   0.053   0.054   820,000 43,870 N/A 0.083   2016/10/27 0.053   2016/11/09 880,000 48,820 -   - -   -
27240 J P Morgan SP BV - HSI European Warrants Nov 2016 A HKD 0.249   0.153   0.163   41,960,000 9,484,230 35,607,107 0.280   2016/08/26 0.070   2016/05/23 1,854,530,000 214,633,950 -   - -   -
27626 J P Morgan SP BV - HSI European Warrants Nov 2016 B HKD 0.177   0.035   0.068   37,610,000 3,591,740 1,166,346,060 0.355   2016/09/09 0.035   2016/11/18 65,950,570,000 6,998,875,770 -   - -   -
28158 J P Morgan SP BV - HSI European Warrants Nov 2016 C HKD 0.480   0.380   0.475   22,810,000 10,399,450 1,735,902 0.480   2016/11/09 0.222   2016/06/24 22,880,000 10,415,410 -   - -   -
27008 J P Morgan SP BV - HTSC European Warrants Dec 2016 A HKD -   -   0.013   0 0 1,806,398 0.250   2016/04/15 0.027   2016/09/02 235,870,000 15,264,100 -   - -   -
13091 J P Morgan SP BV - HTSC European Warrants Mar 2017 A HKD 0.144   0.082   0.134   56,374,000 6,372,772 N/A 0.216   2016/09/09 0.082   2016/11/09 141,354,000 19,572,156 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.375   0.285   0.350   8,796,000 2,672,880 N/A 0.375   2016/11/30 0.285   2016/11/21 8,796,000 2,672,880 -   - -   -
12418 J P Morgan SP BV - Huaneng Power European Wts Mar 2017 A HKD 0.178   0.095   0.136   16,322,000 2,414,792 N/A 0.445   2016/08/17 0.095   2016/11/24 261,872,000 74,953,912 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.040   0 0 12,713 0.167   2016/04/14 0.050   2016/09/14 90,060,000 9,617,480 0.203   2015/11/20 0.151   2015/12/11
12579 J P Morgan SP BV - ICBC European Put Wts Apr 2017 A HKD 0.217   0.093   0.106   331,022,000 55,040,470 N/A 0.217   2016/11/18 0.093   2016/11/30 1,012,393,000 164,692,526 -   - -   -
28507 J P Morgan SP BV - ICBC European Put Wts Dec 2016 A HKD -   -   0.010   0 0 N/A 0.136   2016/06/17 0.012   2016/08/11 365,799,000 27,633,415 -   - -   -
11367 J P Morgan SP BV - ICBC European Put Wts Feb 2017 A HKD 0.037   0.010   0.010   4,494,000 76,338 N/A 0.236   2016/07/11 0.010   2016/11/28 183,178,000 22,445,090 -   - -   -
11770 J P Morgan SP BV - ICBC European Warrants Jan 2017 A HKD 0.249   0.074   0.179   705,950,000 87,098,452 N/A 0.500   2016/09/21 0.074   2016/11/18 1,156,702,000 233,301,020 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD 0.495   0.320   0.475   14,962,000 6,073,135 N/A 0.700   2016/09/09 0.128   2016/06/17 2,405,366,000 774,760,199 -   - -   -
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD 0.105   0.060   0.092   423,354,000 36,724,762 N/A 0.250   2016/09/22 0.060   2016/11/18 554,235,000 62,108,885 -   - -   -
12442 J P Morgan SP BV - ICBC European Warrants Mar 2017 A HKD 0.124   0.041   0.096   672,337,000 54,241,365 N/A 0.335   2016/09/09 0.041   2016/11/18 4,932,201,000 1,040,275,000 -   - -   -
13577 J P Morgan SP BV - Intime European Warrants Dec 2018 A HKD 0.213   0.196   0.207   730,000 146,550 N/A 0.238   2016/10/04 0.196   2016/11/01 7,400,000 1,714,135 -   - -   -
14341 J P Morgan SP BV - JX Copper European Warrants Jun 2017 A HKD 0.204   0.136   0.142   50,020,000 8,494,890 N/A 0.204   2016/11/25 0.136   2016/11/30 50,020,000 8,494,890 -   - -   -
11744 J P Morgan SP BV - JX Copper European Warrants Mar 2017 A HKD 0.194   0.041   0.124   313,020,000 38,543,820 6,467,530 0.194   2016/11/25 0.038   2016/10/17 320,940,000 39,245,220 0.285   2015/10/15 0.115   2015/12/14
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD 0.370   0.149   0.340   31,660,000 6,798,330 11,401,280 0.370   2016/11/11 0.139   2016/10/13 607,960,000 119,363,630 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.021   0.019   0.020   3,220,000 66,660 2,657,623 0.103   2016/04/14 0.019   2016/11/17 911,680,000 53,461,500 0.285   2015/04/17 0.037   2015/08/25
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.134   0.121   0.119   960,000 118,440 2,054,860 0.243   2016/04/28 0.121   2016/11/25 1,284,820,000 216,807,400 -   - -   -
21518 J P Morgan SP BV - KECL European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.220   2015/04/27 0.016   2015/08/27
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.100   0.100   0.105   40,000 4,000 35,363 0.169   2016/01/04 0.073   2016/07/13 14,240,000 1,431,660 0.435   2015/05/28 0.131   2015/09/16
12413 J P Morgan SP BV - Kingdee Intl European Warrants Mar 2017 A HKD 0.490   0.260   0.390   19,118,000 7,210,380 N/A 0.520   2016/09/07 0.260   2016/11/25 170,692,000 68,612,380 -   - -   -
13487 J P Morgan SP BV - Kingsoft European Warrants Apr 2017 A HKD 0.141   0.094   0.097   69,240,000 7,755,370 N/A 0.245   2016/10/11 0.094   2016/11/09 297,530,000 52,827,450 -   - -   -
11397 J P Morgan SP BV - Kingsoft European Warrants Dec 2016 A HKD 0.249   0.194   0.208   3,960,000 891,780 N/A 0.445   2016/10/07 0.123   2016/08/03 1,438,230,000 237,236,910 -   - -   -
12763 J P Morgan SP BV - Kingsoft European Warrants May 2017 A HKD 0.305   0.224   0.265   119,200,000 31,654,390 N/A 0.435   2016/10/11 0.215   2016/09/12 597,560,000 173,959,220 -   - -   -
12348 J P Morgan SP BV - Lenovo European Warrants Apr 2017 A HKD 0.043   0.020   0.023   2,082,000 52,346 N/A 0.232   2016/08/15 0.020   2016/11/16 782,034,000 125,117,890 -   - -   -
24602 J P Morgan SP BV - Lenovo European Warrants Dec 2016 A HKD -   -   0.017   0 0 0 0.099   2016/01/04 0.021   2016/04/11 13,480,000 731,740 0.166   2015/08/11 0.056   2015/09/29
24783 J P Morgan SP BV - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 3,376,677 0.194   2016/01/08 0.010   2016/09/08 8,810,320,000 503,904,640 0.285   2015/11/17 0.141   2015/09/29
28165 J P Morgan SP BV - Lenovo European Warrants Dec 2016 C HKD -   -   0.010   0 0 79,923,489 0.405   2016/05/20 0.010   2016/10/28 2,941,710,000 635,221,156 -   - -   -
28838 J P Morgan SP BV - Lenovo European Warrants Feb 2017 A HKD 0.325   0.120   0.127   223,586,000 43,155,986 N/A 0.850   2016/08/18 0.120   2016/11/29 977,388,000 407,038,966 -   - -   -
12787 J P Morgan SP BV - Lenovo European Warrants Feb 2017 B HKD 0.045   0.018   0.016   462,000 15,024 N/A 0.247   2016/09/09 0.018   2016/11/23 905,184,000 155,224,200 -   - -   -
20847 J P Morgan SP BV - Lenovo European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.290   2015/04/28 0.010   2015/09/01
28160 J P Morgan SP BV - Li & Fung European Warrants Dec 2016 A HKD 0.010   0.010   0.010   268,000 2,680 2,535,015 0.315   2016/05/23 0.010   2016/11/04 129,792,000 17,598,302 -   - -   -
11089 J P Morgan SP BV - Li & Fung European Warrants Mar 2017 A HKD 0.355   0.100   0.111   141,430,000 23,234,796 N/A 0.580   2016/09/09 0.100   2016/11/29 627,870,000 224,785,130 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   260,000 2,600 11,807 0.043   2016/01/04 0.010   2016/11/18 20,600,000 487,880 0.137   2015/06/18 0.041   2015/12/21
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.165   0.138   0.166   5,640,000 908,405 N/A 0.186   2016/10/20 0.138   2016/11/09 46,440,000 7,259,825 -   - -   -
12329 J P Morgan SP BV - Link REIT European Warrants Feb 2017 A HKD -   -   0.016   0 0 N/A 0.162   2016/08/23 0.054   2016/10/13 496,185,000 57,721,720 -   - -   -
11038 J P Morgan SP BV - Link REIT European Warrants Mar 2017 A HKD 0.212   0.054   0.102   170,950,000 21,894,185 N/A 0.435   2016/07/28 0.054   2016/11/17 421,815,000 89,848,470 -   - -   -
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD 0.430   0.305   0.375   5,970,000 2,132,840 N/A 0.430   2016/11/29 0.305   2016/11/17 5,970,000 2,132,840 -   - -   -
22936 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2016 A HKD 0.072   0.014   0.053   41,460,000 1,987,870 1,248,633 0.187   2016/03/30 0.014   2016/11/14 184,280,000 9,268,300 0.590   2015/07/14 0.230   2015/09/30
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 0.330   0.248   0.320   420,000 130,970 N/A 0.330   2016/11/22 0.248   2016/11/18 420,000 130,970 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD 0.295   0.295   0.270   1,500,000 442,500 1,538,923 0.300   2016/10/24 0.170   2016/02/12 337,800,000 67,517,795 -   - -   -
24904 J P Morgan SP BV - Minsheng Bank European Wts Mar 2017 A HKD 0.054   0.036   0.039   216,035,000 9,026,295 14,162,139 0.065   2016/10/06 0.028   2016/06/16 3,445,585,000 136,465,750 0.114   2015/09/17 0.053   2015/12/14
11798 J P Morgan SP BV - Minth Group European Warrants Feb 2017 A HKD 0.260   0.082   0.098   34,840,000 5,216,104 N/A 0.510   2016/08/30 0.082   2016/11/17 59,544,000 12,339,514 -   - -   -
10398 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2016 B HKD 0.075   0.012   0.030   4,710,000 106,590 N/A 0.191   2016/08/03 0.012   2016/11/15 75,140,000 9,564,050 -   - -   -
10379 J P Morgan SP BV - N225 Idx Euro Put Wts Feb 2017 A HKD 0.044   0.013   0.011   5,470,000 98,350 2,700,050 0.196   2016/03/01 0.013   2016/11/16 492,340,000 60,679,910 -   - -   -
10375 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 A HKD -   -   0.010   0 0 7,525 0.068   2016/01/29 0.010   2016/08/08 25,200,000 792,460 -   - -   -
10399 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 C HKD 0.079   0.013   0.104   14,780,000 645,280 N/A 0.102   2016/07/21 0.013   2016/11/09 181,800,000 12,141,120 -   - -   -
10378 J P Morgan SP BV - N225 Index Euro Wts Jan 2017 A HKD 0.214   0.099   0.300   7,660,000 1,207,690 1,949,645 0.295   2016/04/14 0.099   2016/11/09 70,720,000 12,754,680 -   - -   -
10376 J P Morgan SP BV - N225 Index Euro Wts Mar 2017 A HKD 0.120   0.060   0.172   2,790,000 268,400 1,590,713 0.246   2016/04/28 0.060   2016/11/09 305,720,000 50,911,290 -   - -   -
12660 J P Morgan SP BV - NCI European Warrants Mar 2017 A HKD 0.490   0.151   0.415   89,067,000 21,163,886 N/A 0.490   2016/11/25 0.151   2016/11/09 153,878,000 36,452,906 -   - -   -
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.202   0.170   0.192   9,030,000 1,702,450 3,964,670 0.325   2016/09/23 0.070   2016/02/03 678,470,000 77,353,640 -   - -   -
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD 0.380   0.290   0.330   33,858,000 11,193,815 N/A 0.380   2016/11/30 0.290   2016/11/24 33,858,000 11,193,815 -   - -   -
12332 J P Morgan SP BV - New World Dev European Wts Mar 2017 A HKD 0.360   0.083   0.093   55,213,000 8,061,091 N/A 0.810   2016/09/09 0.083   2016/11/09 259,317,000 131,441,421 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD 0.290   0.231   0.290   5,272,000 1,282,518 N/A 0.290   2016/11/30 0.231   2016/11/25 5,272,000 1,282,518 -   - -   -
12759 J P Morgan SP BV - PCCW European Warrants Mar 2017 A HKD 0.079   0.035   0.043   6,722,000 380,358 N/A 0.280   2016/09/02 0.035   2016/11/11 95,864,000 18,939,370 -   - -   -
27762 J P Morgan SP BV - PCCW European Warrants Nov 2016 A HKD -   -   0.010   0 0 3,222,679 0.355   2016/07/25 0.021   2016/09/14 193,204,000 28,655,468 -   - -   -
13727 J P Morgan SP BV - PetroChina European Put Warrants May 17 A HKD 0.385   0.233   0.270   176,624,000 51,420,734 N/A 0.385   2016/11/09 0.197   2016/10/25 344,052,000 99,265,258 -   - -   -
27649 J P Morgan SP BV - PetroChina European Put Warrants Nov 16 B HKD 0.014   0.010   0.010   3,974,000 48,616 39,494,026 0.400   2016/05/24 0.010   2016/11/14 1,663,446,000 386,232,326 -   - -   -
27783 J P Morgan SP BV - PetroChina European Warrants Dec 2016 A HKD -   -   0.013   0 0 446,167 0.250   2016/05/05 0.019   2016/09/20 132,538,000 22,323,240 -   - -   -
11205 J P Morgan SP BV - PetroChina European Warrants Jan 2017 A HKD 0.127   0.025   0.037   152,128,000 9,088,262 N/A 0.410   2016/07/18 0.025   2016/11/15 3,186,394,000 674,038,158 -   - -   -
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.030   0.020   0.022   85,760,000 1,923,300 1,761,747 0.050   2016/04/28 0.017   2016/09/28 999,700,000 26,268,880 0.136   2015/08/28 0.036   2015/12/31
13489 J P Morgan SP BV - PetroChina European Warrants Mar 2017 A HKD 0.300   0.134   0.194   514,078,000 102,111,844 N/A 0.500   2016/10/11 0.134   2016/11/18 1,344,676,000 387,032,748 -   - -   -
13728 J P Morgan SP BV - PetroChina European Warrants May 2017 B HKD 0.250   0.118   0.172   108,140,000 19,530,420 N/A 0.395   2016/10/24 0.118   2016/11/18 137,012,000 26,775,960 -   - -   -
27520 J P Morgan SP BV - PetroChina European Warrants Nov 2016 A HKD -   -   0.010   0 0 13,300,936 0.510   2016/04/28 0.013   2016/10/06 2,252,790,000 576,564,730 -   - -   -
14537 J P Morgan SP BV - PICC European Warrants Apr 2017 A HKD 0.670   0.345   0.520   25,362,000 14,190,240 N/A 0.670   2016/11/28 0.345   2016/11/24 25,362,000 14,190,240 -   - -   -
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.053   0.022   0.041   1,194,900,000 42,212,000 52,711,133 0.221   2016/04/21 0.022   2016/11/17 6,873,820,000 604,154,420 -   - -   -
12659 J P Morgan SP BV - PICC Group European Warrants Mar 2017 A HKD 0.092   0.048   0.077   54,292,000 4,260,961 N/A 0.270   2016/09/09 0.048   2016/11/09 144,763,000 20,445,239 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD 0.365   0.196   0.218   124,860,000 29,053,250 N/A 0.405   2016/09/28 0.196   2016/11/28 129,590,000 30,738,850 -   - -   -
12581 J P Morgan SP BV - Ping An European Put Warrants Mar 2017 A HKD 0.143   0.037   0.042   511,640,000 44,107,110 N/A 0.233   2016/08/25 0.037   2016/11/30 2,433,820,000 319,151,100 -   - -   -
27658 J P Morgan SP BV - Ping An European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 25,070,822 0.410   2016/05/13 0.010   2016/10/24 2,565,820,000 451,618,280 -   - -   -
19484 J P Morgan SP BV - Ping An European Warrants Apr 2017 B HKD 0.050   0.022   0.042   4,782,670,000 153,300,455 486,764,209 0.120   2016/01/04 0.019   2016/07/06 62,721,080,000 2,926,978,230 0.430   2015/05/26 0.080   2015/09/04
12754 J P Morgan SP BV - Ping An European Warrants Apr 2017 C HKD 0.165   0.075   0.138   2,492,270,000 354,764,040 N/A 0.295   2016/09/09 0.075   2016/11/09 16,913,070,000 2,381,050,840 -   - -   -
26271 J P Morgan SP BV - Ping An European Warrants Dec 2016 A HKD 0.127   0.075   0.124   8,600,000 868,750 90,401,442 0.151   2016/01/05 0.025   2016/06/28 23,976,400,000 1,072,248,950 0.225   2015/10/23 0.197   2015/11/04
27296 J P Morgan SP BV - Ping An European Warrants Dec 2016 B HKD 0.232   0.070   0.165   301,110,000 42,010,640 73,160,818 0.395   2016/09/09 0.057   2016/06/28 3,633,045,000 708,920,705 -   - -   -
28244 J P Morgan SP BV - Ping An European Warrants Dec 2016 C HKD 0.660   0.465   0.690   1,020,000 499,425 18,287,500 0.660   2016/11/22 0.147   2016/06/28 592,065,000 120,417,505 -   - -   -
12588 J P Morgan SP BV - Ping An European Warrants Dec 2016 D HKD 0.045   0.010   0.010   103,595,000 1,840,575 N/A 0.239   2016/09/09 0.010   2016/11/28 8,337,460,000 886,125,805 -   - -   -
11578 J P Morgan SP BV - Ping An European Warrants Jan 2017 A HKD 0.520   0.250   0.490   23,110,000 8,734,275 N/A 0.530   2016/09/13 0.183   2016/08/04 261,735,000 67,693,220 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD 0.026   0.012   0.021   1,934,050,000 44,589,850 19,725,800 0.043   2016/01/07 0.011   2016/06/15 4,451,500,000 118,758,100 0.280   2015/04/30 0.058   2015/08/25
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD 0.010   0.010   0.010   220,000 2,200 7,548 0.022   2016/01/14 0.010   2016/11/28 5,590,000 73,440 0.117   2015/07/14 0.038   2015/08/26
14284 J P Morgan SP BV - Ping An European Warrants Jun 2017 C HKD 0.445   0.290   0.405   9,830,000 4,166,925 N/A 0.445   2016/11/28 0.290   2016/11/21 9,830,000 4,166,925 -   - -   -
13670 J P Morgan SP BV - Ping An European Warrants Mar 2017 B HKD 0.270   0.116   0.214   4,931,575,000 844,686,665 N/A 0.270   2016/11/28 0.116   2016/11/09 6,348,955,000 1,099,697,405 -   - -   -
13231 J P Morgan SP BV - Ping An European Warrants May 2017 A HKD 0.138   0.057   0.116   21,490,000 1,913,480 N/A 0.205   2016/09/22 0.057   2016/11/09 200,970,000 27,013,350 -   - -   -
14069 J P Morgan SP BV - Ping An European Warrants May 2017 B HKD 0.255   0.139   0.222   3,140,685,000 640,465,505 N/A 0.255   2016/11/28 0.139   2016/11/09 3,140,685,000 640,465,505 -   - -   -
18309 J P Morgan SP BV - Ping An European Warrants Nov 2016 A HKD -   -   0.036   0 0 3,360,503 0.136   2016/01/04 0.010   2016/07/08 32,856,820,000 1,713,292,615 0.450   2015/05/26 0.088   2015/09/04
27890 J P Morgan SP BV - Ping An European Warrants Nov 2016 C HKD 0.380   0.070   0.223   41,065,000 8,341,250 139,201,356 0.870   2016/09/09 0.070   2016/11/18 3,657,830,000 865,961,185 -   - -   -
11262 J P Morgan SP BV - PWR Assets European Warrants Jan 2017 A HKD 0.200   0.067   0.073   78,640,000 8,712,055 N/A 0.540   2016/08/01 0.067   2016/11/30 191,260,000 33,925,575 -   - -   -
21668 J P Morgan SP BV - R&F Ppt European Warrants Apr 2017 A HKD -   -   0.172   0 0 177,991 0.425   2016/08/10 0.202   2016/06/10 373,484,000 116,597,544 0.310   2015/12/02 0.228   2015/11/11
20297 J P Morgan SP BV - R&F Ppt European Warrants Dec 2016 A HKD -   -   0.255   0 0 3,800 0.530   2016/08/31 0.290   2016/01/08 396,000 152,980 0.470   2015/05/04 0.140   2015/08/24
13053 J P Morgan SP BV - Sands China European Put Wts Apr 2017 C HKD 0.159   0.049   0.058   447,644,000 45,836,548 N/A 0.260   2016/09/27 0.049   2016/11/22 1,098,368,000 165,233,488 -   - -   -
27740 J P Morgan SP BV - Sands China European Put Wts Dec 2016 A HKD -   -   0.010   0 0 12,866,769 0.260   2016/05/06 0.010   2016/10/05 1,027,776,000 126,318,844 -   - -   -
11867 J P Morgan SP BV - Sands China European Put Wts Feb 2017 A HKD 0.069   0.015   0.015   12,536,000 521,988 N/A 0.255   2016/08/04 0.015   2016/11/30 1,246,960,000 177,141,676 -   - -   -
14530 J P Morgan SP BV - Sands China European Put Wts Jun 2017 A HKD 0.305   0.275   0.300   55,412,000 16,147,180 N/A 0.305   2016/11/24 0.275   2016/11/29 55,412,000 16,147,180 -   - -   -
13085 J P Morgan SP BV - Sands China European Put Wts May 2017 A HKD 0.265   0.101   0.115   135,516,000 19,085,500 N/A 0.375   2016/09/27 0.101   2016/11/29 1,042,828,000 278,421,268 -   - -   -
15852 J P Morgan SP BV - Sands China European Warrants Apr 2017 A HKD 0.010   0.010   0.010   200,000 2,000 2,167 0.015   2016/01/22 0.010   2016/11/08 3,832,000 39,636 0.033   2015/01/05 0.010   2015/12/31
11866 J P Morgan SP BV - Sands China European Warrants Apr 2017 B HKD 0.420   0.161   0.365   527,400,000 113,697,428 N/A 0.420   2016/11/29 0.108   2016/08/25 3,417,344,000 736,137,716 -   - -   -
14065 J P Morgan SP BV - Sands China European Warrants Apr 2017 D HKD 0.475   0.209   0.420   32,060,000 9,593,944 N/A 0.475   2016/11/29 0.209   2016/11/15 32,060,000 9,593,944 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.027   0.016   0.026   13,260,000 313,856 299,146 0.029   2016/09/09 0.010   2016/05/19 1,237,264,000 26,440,032 0.079   2015/01/23 0.014   2015/09/30
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.310   0.124   0.275   984,288,000 185,600,860 N/A 0.310   2016/11/29 0.124   2016/11/09 1,599,072,000 293,095,456 -   - -   -
26094 J P Morgan SP BV - Sands China European Warrants Nov 2016 A HKD -   -   0.600   0 0 22,550,633 0.760   2016/09/09 0.092   2016/07/06 2,168,412,000 548,835,280 -   - -   -
27609 J P Morgan SP BV - Sands China European Warrants Nov 2016 B HKD -   -   0.129   0 0 29,700,599 0.320   2016/09/15 0.036   2016/06/24 1,768,868,000 201,731,324 -   - -   -
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
20201 J P Morgan SP BV - SFCE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/11 0.010   2016/01/21 1,040,000 10,560 0.300   2015/03/23 0.028   2015/08/25
12887 J P Morgan SP BV - Shenzhou Intl European Warrants Mar 2017A HKD 0.570   0.280   0.330   2,100,000 734,300 N/A 0.890   2016/08/31 0.280   2016/11/25 2,780,000 1,189,400 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.087   0.081   0.078   1,270,000 106,600 1,344,213 0.260   2016/03/17 0.081   2016/11/23 116,410,000 18,909,680 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.183   0.101   0.172   25,940,000 4,317,300 4,381,855 0.385   2016/01/26 0.093   2016/09/09 191,000,000 27,104,010 0.320   2015/09/02 0.123   2015/04/10
28159 J P Morgan SP BV - SHK Ppt European Warrants Dec 2016 A HKD 0.720   0.410   0.410   60,210,000 37,498,400 12,291,233 2.030   2016/09/09 0.162   2016/06/24 130,350,000 77,195,020 -   - -   -
12330 J P Morgan SP BV - SHK Ppt European Warrants Mar 2017 A HKD 0.280   0.043   0.037   118,000,000 23,920,510 N/A 0.500   2016/09/09 0.043   2016/11/17 633,710,000 151,972,610 -   - -   -
14233 J P Morgan SP BV - SHK Ppt European Warrants May 2017 A HKD 0.238   0.172   0.177   203,680,000 42,850,590 N/A 0.238   2016/11/23 0.172   2016/11/30 203,680,000 42,850,590 -   - -   -
11601 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jan 2017 B HKD 0.300   0.110   0.157   186,774,000 34,947,908 N/A 0.450   2016/08/03 0.099   2016/10/24 1,282,512,000 325,561,332 -   - -   -
27693 J P Morgan SP BV - Sinopec Corp Eu Put Wt Nov 2016 B HKD -   -   0.010   0 0 28,027,583 0.435   2016/05/24 0.010   2016/09/29 1,249,342,000 296,119,646 -   - -   -
11202 J P Morgan SP BV - Sinopec Corp European Warrants Jan 2017 A HKD 0.260   0.030   0.041   53,092,000 5,553,602 N/A 0.520   2016/07/18 0.030   2016/11/18 1,500,670,000 383,370,704 -   - -   -
13587 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 A HKD 0.198   0.049   0.058   496,674,000 42,142,818 N/A 0.310   2016/10/06 0.049   2016/11/21 990,682,000 153,900,178 -   - -   -
14588 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 B HKD 0.249   0.207   0.224   18,516,000 4,219,272 N/A 0.249   2016/11/28 0.207   2016/11/25 18,516,000 4,219,272 -   - -   -
14049 J P Morgan SP BV - Sinopec Corp European Warrants May 2017 A HKD 0.345   0.146   0.192   154,820,000 30,890,592 N/A 0.345   2016/11/03 0.146   2016/11/18 154,820,000 30,890,592 -   - -   -
27524 J P Morgan SP BV - Sinopec Corp European Warrants Nov 2016 A HKD -   -   0.010   0 0 33,275,793 0.315   2016/04/21 0.010   2016/10/19 2,201,224,000 358,116,074 -   - -   -
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.095   0.055   0.090   26,960,000 2,254,550 1,072,022 0.133   2016/02/23 0.047   2016/06/28 742,540,000 83,011,390 0.126   2015/12/18 0.126   2015/12/18
18378 J P Morgan SP BV - SJM Holdings European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.248   2015/01/05 0.019   2015/10/08
19980 J P Morgan SP BV - SJM Holdings European Warrants Nov 2016 B HKD 0.010   0.010   0.010   900,000 4,100 683 0.012   2016/03/29 0.010   2016/11/22 1,900,000 16,100 0.220   2015/04/10 0.010   2015/12/01
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.570   0.455   0.510   6,981,000 3,593,755 N/A 0.570   2016/11/10 0.248   2016/08/05 17,814,000 8,010,785 -   - -   -
13808 J P Morgan SP BV - SPDR Gold Trust European Wts Apr 2017 A HKD 0.510   0.158   0.156   15,553,000 4,633,150 N/A 0.510   2016/11/09 0.158   2016/11/30 18,058,000 5,592,560 -   - -   -
11599 J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2016 A HKD 0.040   0.040   0.021   50,000 2,000 N/A 0.520   2016/08/03 0.040   2016/11/09 283,633,000 99,338,726 -   - -   -
17246 J P Morgan SP BV - Stanchart European Warrants Dec 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.245   2015/04/27 0.015   2015/12/18
27781 J P Morgan SP BV - Stanchart European Warrants Dec 2016 B HKD 0.109   0.011   0.010   38,981,500 1,271,878 60,502,022 0.460   2016/05/26 0.011   2016/11/10 2,051,070,000 440,700,100 -   - -   -
11200 J P Morgan SP BV - Stanchart European Warrants Jan 2017 A HKD 0.590   0.131   0.131   83,490,500 22,794,318 N/A 0.870   2016/08/10 0.131   2016/11/30 480,089,000 275,234,553 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD 0.048   0.018   0.019   7,161,325,000 185,898,035 32,363,971 0.076   2016/01/04 0.012   2016/02/29 10,054,260,000 292,529,045 0.094   2015/12/24 0.050   2015/12/16
14285 J P Morgan SP BV - Stanchart European Warrants Jun 2017 B HKD 0.420   0.345   0.335   22,500 7,851 N/A 0.420   2016/11/16 0.345   2016/11/29 22,500 7,851 -   - -   -
26325 J P Morgan SP BV - Stanchart European Warrants Nov 2016 A HKD -   -   1.030   0 0 1,148,359 1.320   2016/08/10 0.249   2016/02/25 1,401,675,000 590,012,635 -   - -   -
11800 J P Morgan SP BV - Sunny Optical European Warrants Feb 2017A HKD 0.900   0.480   0.600   4,201,000 2,816,450 N/A 1.070   2016/08/31 0.470   2016/07/29 45,488,000 35,461,930 -   - -   -
12664 J P Morgan SP BV - Sunny Optical European Warrants May 2017A HKD 0.390   0.186   0.234   113,070,000 26,980,050 N/A 0.670   2016/08/31 0.186   2016/11/09 232,510,000 74,180,750 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.246   0.155   0.224   49,970,000 9,512,635 N/A 0.325   2016/09/09 0.155   2016/11/14 133,970,000 32,211,555 -   - -   -
26755 J P Morgan SP BV - Techtronic European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,385,119 0.395   2016/03/29 0.010   2016/10/14 129,840,000 20,042,240 -   - -   -
13183 J P Morgan SP BV - Tencent European Put Warrants Apr 2017 B HKD 0.335   0.219   0.315   53,040,000 13,493,780 N/A 0.335   2016/11/15 0.198   2016/10/25 185,320,000 43,428,360 -   - -   -
20341 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 807,878 0.184   2016/01/18 0.010   2016/08/09 45,925,010,000 3,425,512,630 0.280   2015/09/08 0.104   2015/11/26
25465 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 4,257 0.157   2016/01/18 0.017   2016/06/24 8,655,000,000 1,128,753,530 0.230   2015/09/02 0.078   2015/11/23
29084 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 D HKD -   -   0.010   0 0 8,328 0.086   2016/01/18 0.010   2016/06/06 28,486,000 770,704 0.139   2015/09/11 0.050   2015/11/12
26944 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 F HKD -   -   0.010   0 0 317,620,638 0.182   2016/05/06 0.010   2016/09/13 48,392,930,000 3,236,285,270 -   - -   -
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD 0.050   0.050   0.065   170,000 8,500 N/A 0.125   2016/06/24 0.044   2016/09/06 2,740,000 273,490 -   - -   -
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23282 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 A HKD -   -   0.010   0 0 1,122,820 0.295   2016/01/18 0.010   2016/10/17 5,757,380,000 711,198,240 0.246   2015/12/14 0.215   2015/12/31
11152 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 C HKD 0.055   0.030   0.036   23,860,000 1,050,230 N/A 0.181   2016/06/29 0.023   2016/10/24 136,240,000 8,005,410 -   - -   -
11836 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 B HKD 0.061   0.019   0.036   171,830,000 7,082,690 N/A 0.131   2016/08/12 0.016   2016/10/25 7,286,310,000 430,840,320 -   - -   -
12663 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 D HKD 0.151   0.064   0.120   2,029,380,000 160,577,940 N/A 0.151   2016/11/15 0.054   2016/10/25 9,580,490,000 812,614,770 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD 0.285   0.187   0.265   94,520,000 21,470,120 N/A 0.285   2016/11/15 0.170   2016/10/26 2,770,270,000 557,867,550 -   - -   -
29025 J P Morgan SP BV - Tencent European Put Warrants Mar 2017 B HKD 0.059   0.029   0.046   32,640,000 1,523,290 N/A 0.194   2016/06/17 0.026   2016/10/26 22,831,270,000 1,813,102,550 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD 0.062   0.049   0.057   720,000 37,750 75,117,188 0.177   2016/05/06 0.037   2016/09/06 4,221,720,000 494,483,410 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD 0.228   0.162   0.217   2,029,070,000 419,512,670 N/A 0.228   2016/11/15 0.151   2016/10/25 2,039,940,000 421,310,080 -   - -   -
27080 J P Morgan SP BV - Tencent European Warrants Apr 2017 A HKD -   -   0.280   0 0 3,079,777 0.380   2016/10/28 0.097   2016/05/06 33,854,540,000 4,688,850,540 -   - -   -
14410 J P Morgan SP BV - Tencent European Warrants Apr 2017 C HKD 0.870   0.770   0.830   402,000 325,310 N/A 0.870   2016/11/21 0.770   2016/11/24 402,000 325,310 -   - -   -
19753 J P Morgan SP BV - Tencent European Warrants Dec 2016 A HKD 0.360   0.350   0.350   2,000,000 710,000 2,176,177 0.600   2016/10/11 0.074   2016/02/12 40,042,250,000 5,651,052,130 0.480   2015/04/14 0.117   2015/09/29
25312 J P Morgan SP BV - Tencent European Warrants Dec 2016 E HKD -   -   0.445   0 0 25,333 0.310   2016/06/07 0.118   2016/02/12 34,461,240,000 5,236,731,270 -   - -   -
29257 J P Morgan SP BV - Tencent European Warrants Dec 2016 G HKD 0.950   0.070   0.082   63,418,000 37,140,915 N/A 2.100   2016/09/23 0.070   2016/11/30 1,059,813,000 534,622,255 -   - -   -
11137 J P Morgan SP BV - Tencent European Warrants Dec 2016 H HKD 0.400   0.010   0.010   38,594,000 5,296,385 N/A 1.250   2016/09/23 0.010   2016/11/21 8,337,649,000 2,993,098,017 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.181   0.114   0.125   147,600,000 21,830,230 N/A 0.255   2016/09/23 0.114   2016/11/24 5,023,800,000 1,050,229,360 -   - -   -
27938 J P Morgan SP BV - Tencent European Warrants Feb 2017 B HKD -   -   0.285   0 0 330,110 0.485   2016/09/30 0.128   2016/05/20 11,590,000 2,223,990 -   - -   -
12762 J P Morgan SP BV - Tencent European Warrants Feb 2017 D HKD 0.233   0.056   0.072   28,984,000 5,270,714 N/A 0.730   2016/09/23 0.056   2016/11/24 304,535,000 140,968,593 -   - -   -
11832 J P Morgan SP BV - Tencent European Warrants Jan 2017 A HKD 0.280   0.011   0.011   61,719,000 6,807,613 N/A 0.920   2016/09/09 0.011   2016/11/30 7,788,850,000 3,456,191,467 -   - -   -
12517 J P Morgan SP BV - Tencent European Warrants Jan 2017 C HKD 0.210   0.022   0.023   184,794,000 21,723,509 N/A 0.810   2016/09/23 0.022   2016/11/30 16,228,704,000 8,375,282,016 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.310   0.207   0.222   17,560,000 4,368,030 N/A 0.400   2016/09/23 0.129   2016/06/28 44,537,050,000 7,211,456,980 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD 0.360   0.229   0.239   5,790,000 1,688,310 666,161,755 0.450   2016/09/23 0.080   2016/02/12 25,694,610,000 4,007,626,350 0.178   2015/12/17 0.138   2015/12/14
14373 J P Morgan SP BV - Tencent European Warrants Jun 2017 C HKD 0.139   0.116   0.122   69,040,000 8,491,610 N/A 0.139   2016/11/29 0.116   2016/11/24 69,040,000 8,491,610 -   - -   -
14615 J P Morgan SP BV - Tencent European Warrants Jun 2017 D HKD 0.160   0.156   0.160   920,000 146,870 N/A 0.160   2016/11/30 0.156   2016/11/28 920,000 146,870 -   - -   -
14619 J P Morgan SP BV - Tencent European Warrants Jun 2017 E HKD 0.145   0.142   0.142   460,000 66,030 N/A 0.145   2016/11/28 0.142   2016/11/28 460,000 66,030 -   - -   -
23270 J P Morgan SP BV - Tencent European Warrants Mar 2017 A HKD 0.390   0.260   0.275   650,000 192,300 123,591,723 0.510   2016/09/23 0.082   2016/02/12 53,447,490,000 6,794,849,900 0.182   2015/12/18 0.145   2015/12/14
14054 J P Morgan SP BV - Tencent European Warrants Mar 2017 C HKD 0.660   0.204   0.208   4,714,068,000 1,429,219,269 N/A 0.660   2016/11/10 0.204   2016/11/30 4,714,068,000 1,429,219,269 -   - -   -
14620 J P Morgan SP BV - Tencent European Warrants Mar 2017 D HKD 0.435   0.320   0.325   168,540,000 57,730,095 N/A 0.435   2016/11/28 0.320   2016/11/30 168,540,000 57,730,095 -   - -   -
13905 J P Morgan SP BV - Tencent European Warrants May 2017 A HKD 0.124   0.055   0.066   20,209,820,000 2,013,048,660 N/A 0.159   2016/10/20 0.055   2016/11/21 25,237,450,000 2,649,341,480 -   - -   -
26787 J P Morgan SP BV - Tencent European Warrants Nov 2016 A HKD 0.415   0.415   0.400   10,000 4,150 627,055 0.500   2016/08/19 0.141   2016/05/06 3,673,790,000 552,654,670 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.197   0.113   0.132   80,420,000 12,501,860 N/A 0.275   2016/09/23 0.113   2016/11/15 403,370,000 86,408,180 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.300   0.223   0.232   5,170,000 1,443,360 N/A 0.420   2016/09/23 0.165   2016/06/23 10,834,640,000 2,359,443,510 -   - -   -
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.270   0.169   0.188   318,380,000 61,103,600 N/A 0.360   2016/09/23 0.169   2016/11/21 1,202,850,000 274,323,840 -   - -   -
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.209   0.121   0.129   20,875,220,000 2,786,999,260 N/A 0.290   2016/09/23 0.121   2016/11/15 27,414,340,000 4,298,854,950 -   - -   -
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.120   0.071   0.080   20,400,000 1,835,620 N/A 0.172   2016/10/06 0.071   2016/11/15 32,820,000 3,728,490 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD 0.090   0.053   0.066   22,120,000 1,640,870 518,442 0.199   2016/01/04 0.031   2016/08/05 78,484,000 5,991,130 0.241   2015/12/03 0.176   2015/12/18
22620 J P Morgan SP BV - Tingyi European Warrants Nov 2016 A HKD -   -   0.012   0 0 0 0.031   2016/01/04 0.016   2016/01/08 1,300,000 29,100 0.239   2015/06/15 0.030   2015/12/30
27940 J P Morgan SP BV - Tracker Fund European Put Warrants Feb17B HKD -   -   0.010   0 0 2,068,062 0.105   2016/05/19 0.010   2016/10/31 420,725,000 23,258,070 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD 0.137   0.086   0.090   113,695,000 12,679,965 N/A 0.137   2016/11/09 0.082   2016/10/06 114,155,000 12,721,215 -   - -   -
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.154   0.103   0.109   23,120,000 2,911,690 N/A 0.158   2016/08/11 0.093   2016/09/09 104,035,000 13,093,020 -   - -   -
25413 J P Morgan SP BV - Tracker Fund European Warrants Dec 2016 A HKD 0.030   0.010   0.014   10,200,000 174,210 3,123,784 0.109   2016/09/09 0.010   2016/11/09 470,695,000 24,865,215 0.191   2015/10/26 0.086   2015/12/14
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.231   0.153   0.183   177,010,000 31,829,000 11,094,884 0.305   2016/09/09 0.077   2016/02/12 1,173,895,000 183,456,070 0.300   2015/11/04 0.189   2015/12/14
26466 J P Morgan SP BV - Tracker Fund European Warrants Feb 2017 A HKD 0.390   0.335   0.380   270,000 97,500 2,491,089 0.530   2016/09/09 0.181   2016/02/25 655,950,000 153,616,980 -   - -   -
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD 0.300   0.280   0.305   80,000 22,800 25,609,339 0.395   2016/10/03 0.137   2016/02/12 3,934,820,000 776,275,485 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD 0.380   0.355   0.390   340,000 126,700 N/A 0.380   2016/11/22 0.168   2016/07/06 27,030,000 8,478,770 -   - -   -
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.118   0.117   0.122   560,000 65,760 91,413 0.204   2016/01/08 0.107   2016/07/21 46,760,000 7,601,400 0.248   2015/09/16 0.192   2015/08/26
21610 J P Morgan SP BV - Weigao Group European Warrants May 2017 A HKD -   -   0.022   0 0 0 0.078   2016/04/14 0.078   2016/04/14 40,000 3,120 0.280   2015/04/27 0.103   2015/08/26
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.240   0.212   0.220   3,350,000 727,055 N/A 0.240   2016/11/10 0.212   2016/11/23 3,350,000 727,055 -   - -   -
29023 J P Morgan SP BV - Wharf European Warrants Feb 2017 A HKD 0.810   0.300   0.445   94,010,000 41,095,700 N/A 0.810   2016/11/01 0.300   2016/11/15 196,040,000 99,800,950 -   - -   -
11868 J P Morgan SP BV - Wynn Macau European Warrants Apr 2017 A HKD 0.141   0.039   0.141   188,420,000 15,561,600 N/A 0.193   2016/09/15 0.039   2016/11/09 550,904,000 53,434,376 -   - -   -
26136 J P Morgan SP BV - Wynn Macau European Warrants Dec 2017 A HKD -   -   0.700   0 0 0 0.470   2016/03/23 0.255   2016/02/12 15,144,000 6,138,620 -   - -   -
27457 J P Morgan SP BV - Wynn Macau European Warrants Feb 2017 A HKD 0.166   0.026   0.166   204,256,000 17,839,688 19,371,421 0.260   2016/04/20 0.026   2016/11/09 987,160,000 128,031,976 -   - -   -
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.147   0.071   0.169   2,104,000 238,644 N/A 0.147   2016/11/25 0.071   2016/11/14 3,568,000 382,140 -   - -   -
13151 J P Morgan SP BV - Xinyi Glass European Warrants Dec 2016 A HKD -   -   0.010   0 0 49,852 0.043   2016/08/12 0.010   2016/10/25 21,504,000 309,930 0.060   2015/05/04 0.010   2015/10/23
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.166   0.110   0.115   157,600,000 21,622,200 N/A 0.179   2016/10/24 0.070   2016/08/29 509,300,000 60,441,480 -   - -   -
20783 J P Morgan SP BV - Yanzhou Coal European Warrants Feb 2017 A HKD -   -   0.018   0 0 1,800 0.018   2016/10/17 0.018   2016/10/17 600,000 10,800 0.250   2015/04/16 0.196   2015/05/08
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.260   0 0 428,335 0.248   2016/06/29 0.156   2016/03/29 24,104,000 4,694,948 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.137   0.130   0.130   30,000 3,965 N/A 0.137   2016/11/22 0.130   2016/11/29 30,000 3,965 -   - -   -
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD 0.171   0.059   0.065   209,455,000 21,168,060 N/A 0.238   2016/08/08 0.059   2016/11/24 405,180,000 51,533,610 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.370   0.040   0.208   196,344,000 50,495,846 N/A 0.370   2016/11/09 0.040   2016/11/28 223,088,000 56,645,772 -   - -   -
26460 J P Morgan SP BV - Zijin Mining European Warrants Nov 2016 A HKD 0.125   0.023   0.023   1,396,000 121,386 10,643,382 0.550   2016/07/14 0.023   2016/11/17 450,084,000 100,374,252 -   - -   -
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.340   0.275   0.330   38,380,000 12,189,000 N/A 0.340   2016/11/29 0.275   2016/11/18 38,380,000 12,189,000 -   - -   -
25826 J P Morgan SP BV - ZTE European Warrants Mar 2017 A HKD 0.042   0.022   0.039   5,020,000 145,330 2,676,861 0.325   2016/01/25 0.022   2016/11/11 476,528,000 45,190,796 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.149   0.125   0.126   1,560,000 207,780 403,473 0.235   2016/07/11 0.119   2016/01/28 26,260,000 4,393,660 0.250   2015/11/25 0.189   2015/12/15
21294 Macquarie Bank Ltd-Skyworth Digital European Wts May 2017 A HKD -   -   0.020   0 0 173,837 0.085   2016/01/05 0.020   2016/10/11 37,080,000 1,942,240 0.355   2015/05/26 0.084   2015/12/15
25392 Macquarie Bank Ltd. - A50 China European Put Wts Dec 2016 B HKD 0.024   0.022   0.019   421,000 9,504 121,536 0.270   2016/01/26 0.022   2016/11/01 10,000,000 824,963 0.300   2015/09/02 0.275   2015/09/07
19681 Macquarie Bank Ltd. - A50 China European Put Wts Feb 2017 A HKD 0.085   0.037   0.039   12,710,000 772,410 499,592 0.325   2016/02/12 0.037   2016/11/30 55,388,000 8,599,756 0.370   2015/08/26 0.099   2015/06/10
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.071   0.048   0.048   6,702,000 437,109 15,175,733 0.225   2016/02/11 0.048   2016/11/30 1,846,734,000 313,136,649 0.265   2015/09/07 0.117   2015/12/23
24593 Macquarie Bank Ltd. - A50 China European Warrants Apr 2017 A HKD 0.058   0.034   0.054   154,580,000 5,751,460 6,115,296 0.150   2016/01/04 0.026   2016/10/28 2,208,893,000 166,052,237 0.154   2015/12/31 0.153   2015/12/31
21245 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 263 0.036   2016/01/04 0.025   2016/07/07 4,063,000 130,575 0.380   2015/04/28 0.029   2015/12/14
27501 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 C HKD 0.061   0.026   0.063   26,082,000 993,641 16,469,021 0.133   2016/01/04 0.020   2016/10/28 8,237,295,000 555,559,483 0.219   2015/11/26 0.133   2015/12/14
18657 Macquarie Bank Ltd. - A50 China European Warrants Jan 2017 A HKD -   -   0.013   0 0 0 0.048   2016/01/04 0.011   2016/05/18 494,747,000 18,161,943 0.360   2015/06/08 0.041   2015/08/26
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.228   0.228   0.245   60,000 13,680 441,699 0.232   2016/08/16 0.129   2016/02/03 423,414,000 70,635,379 -   - -   -
11887 Macquarie Bank Ltd. - A50 China European Warrants Mar 2017 A HKD 0.227   0.119   0.227   250,000 35,150 N/A 0.260   2016/08/15 0.087   2016/10/27 125,969,400 24,116,859 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD 0.189   0.182   0.184   300,000 55,450 N/A 0.238   2016/10/17 0.182   2016/11/11 93,950,000 22,255,300 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 0.770   0.570   0.650   50,000 30,850 N/A 1.950   2016/08/30 0.570   2016/11/15 3,530,000 5,447,900 -   - -   -
27281 Macquarie Bank Ltd. - AAC Acoustic European Wts Mar 2017 A HKD 1.110   0.700   0.840   3,460,000 3,079,400 1,451,333 2.540   2016/08/30 0.700   2016/11/15 7,275,000 8,708,000 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.255   0.186   0.194   4,404,000 964,854 N/A 0.255   2016/11/14 0.186   2016/11/30 12,308,000 2,752,671 -   - -   -
27865 Macquarie Bank Ltd. - AIA European Put Warrants Dec 2016 A HKD 0.014   0.011   0.010   642,000 7,422 25,175,562 0.350   2016/05/13 0.011   2016/11/09 1,371,586,000 226,257,082 -   - -   -
14597 Macquarie Bank Ltd. - AIA European Put Warrants Jun 2017 C HKD 0.221   0.212   0.218   552,000 120,170 N/A 0.221   2016/11/30 0.212   2016/11/30 552,000 120,170 -   - -   -
13190 Macquarie Bank Ltd. - AIA European Put Warrants Mar 2017 A HKD 0.255   0.172   0.221   445,940,000 90,953,250 N/A 0.255   2016/11/17 0.084   2016/10/11 1,029,110,000 178,906,312 -   - -   -
13105 Macquarie Bank Ltd. - AIA European Warrants Apr 2017 A HKD 0.062   0.030   0.034   2,510,000 113,050 N/A 0.220   2016/10/06 0.030   2016/11/21 675,862,000 106,964,454 -   - -   -
11398 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 A HKD 0.345   0.196   0.205   33,252,000 8,190,822 N/A 0.730   2016/10/11 0.196   2016/11/30 35,976,000 9,316,412 -   - -   -
11712 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 B HKD 0.064   0.021   0.020   6,698,000 269,724 N/A 0.275   2016/10/11 0.021   2016/11/29 1,288,668,000 247,871,772 -   - -   -
27484 Macquarie Bank Ltd. - AIA European Warrants Jan 2017 A HKD 0.136   0.030   0.030   31,116,000 2,138,144 61,245,826 0.370   2016/10/11 0.030   2016/11/30 2,415,078,000 485,187,712 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.126   0.062   0.070   161,896,000 13,543,840 N/A 0.255   2016/10/13 0.062   2016/11/21 340,718,000 49,699,698 -   - -   -
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD 0.103   0.044   0.048   482,850,000 38,163,122 N/A 0.197   2016/10/26 0.044   2016/11/18 778,474,000 78,160,030 -   - -   -
14085 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 B HKD 0.415   0.241   0.275   785,884,000 247,404,430 N/A 0.415   2016/11/08 0.241   2016/11/29 785,884,000 247,404,430 -   - -   -
28669 Macquarie Bank Ltd. - AIA European Warrants Nov 2016 A HKD -   -   0.355   0 0 N/A 0.500   2016/10/06 0.108   2016/06/24 1,059,428,000 212,031,168 -   - -   -
21548 Macquarie Bank Ltd. - Air China European Warrants Apr 2017 A HKD -   -   0.072   0 0 0 -   - -   - 0 0 0.255   2015/08/10 0.069   2015/12/15
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.070   0.061   0.066   4,580,000 292,700 720,617 0.222   2016/04/14 0.061   2016/11/23 68,520,000 10,226,180 0.530   2015/04/28 0.193   2015/03/10
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.021   0 0 63,643 0.148   2016/01/04 0.038   2016/09/27 24,040,000 1,953,380 0.239   2015/11/04 0.140   2015/12/14
26761 Macquarie Bank Ltd. - Ali Health European Warrants May 2017A HKD 0.127   0.118   0.123   60,000 7,300 212,900 0.325   2016/06/01 0.118   2016/11/14 40,560,000 8,992,820 -   - -   -
22442 Macquarie Bank Ltd. - Ali Health European Warrants Nov 2016A HKD -   -   0.010   0 0 50,373 0.167   2016/01/04 0.010   2016/08/17 75,880,000 6,179,040 0.530   2015/06/12 0.167   2015/12/31
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD -   -   0.029   0 0 1,733 0.095   2016/01/06 0.045   2016/10/07 51,000,000 3,672,700 0.210   2015/07/02 0.084   2015/07/08
26544 Macquarie Bank Ltd. - Ali Pictures European Warrants May17 A HKD 0.345   0.305   0.280   560,000 176,800 54,600 1.000   2016/04/12 0.305   2016/11/04 3,840,000 2,920,300 -   - -   -
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.080   0 0 0 -   - -   - 1,500,000 120,000 0.290   2015/05/15 0.045   2015/09/02
12859 Macquarie Bank Ltd. - Anhui Conch European Wts Apr 2017 A HKD 0.229   0.132   0.184   102,655,000 17,016,555 N/A 0.300   2016/08/30 0.111   2016/10/14 471,230,000 91,280,950 -   - -   -
26336 Macquarie Bank Ltd. - Anhui Conch European Wts Dec 2016 A HKD 0.475   0.385   0.450   915,000 405,825 10,216,242 0.520   2016/09/06 0.179   2016/06/28 621,590,000 150,147,380 -   - -   -
27385 Macquarie Bank Ltd. - Anhui Conch European Wts Feb 2017 A HKD 0.070   0.035   0.038   3,655,000 172,050 14,565,823 0.295   2016/04/19 0.035   2016/11/09 1,244,415,000 160,598,470 -   - -   -
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD 0.169   0.098   0.126   72,130,000 10,672,120 N/A 0.176   2016/10/25 0.098   2016/11/09 175,870,000 25,985,365 -   - -   -
26852 Macquarie Bank Ltd. - Anta Sports European Wts Dec 2016 A HKD 0.243   0.243   0.103   20,000 4,860 10,318,610 0.400   2016/04/27 0.049   2016/06/27 1,015,810,000 172,847,980 -   - -   -
28119 Macquarie Bank Ltd. - Anta Sports European Wts Mar 2017 A HKD 0.249   0.117   0.163   14,980,000 2,500,950 27,937,032 0.249   2016/11/01 0.069   2016/06/27 1,100,660,000 172,366,620 -   - -   -
11166 Macquarie Bank Ltd. - Anta Sports European Wts May 2017 A HKD -   -   0.620   0 0 N/A 0.560   2016/08/15 0.285   2016/07/07 57,960,000 17,723,450 -   - -   -
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.236   0.225   0.229   420,000 98,360 79,612 0.265   2016/10/28 0.153   2016/01/21 25,880,000 5,413,510 0.370   2015/05/05 0.182   2015/08/24
14094 Macquarie Bank Ltd. - ASM Pacific European Wts Dec 2016 A HKD 0.033   0.010   0.010   2,220,000 55,740 145,143 0.077   2016/03/22 0.010   2016/11/23 39,680,000 1,897,680 0.260   2015/05/04 0.038   2015/09/29
21105 Macquarie Bank Ltd. - Avichina European Warrants Dec 2016 A HKD -   -   0.010   0 0 238 0.078   2016/01/04 0.011   2016/06/13 22,740,000 1,059,350 0.440   2015/04/27 0.026   2015/07/07
23615 Macquarie Bank Ltd. - Avichina European Warrants Mar 2017 A HKD 0.036   0.033   0.033   2,200,000 75,600 221,428 0.212   2016/01/04 0.033   2016/11/29 48,400,000 6,083,780 0.330   2015/10/16 0.204   2015/08/24
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD -   -   0.205   0 0 N/A 0.260   2016/07/20 0.205   2016/10/18 4,520,000 1,098,860 -   - -   -
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25749 Macquarie Bank Ltd. - Bank of EA European Wts Jan 2017 A HKD 0.390   0.380   0.620   400,000 154,000 423,180 0.670   2016/08/10 0.135   2016/02/17 201,486,000 44,563,594 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD 0.186   0.081   0.139   14,016,000 2,054,156 N/A 0.315   2016/08/19 0.081   2016/11/09 37,378,000 7,263,498 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.315   0.245   0.275   614,000 164,040 N/A 0.470   2016/09/22 0.245   2016/11/09 17,748,000 6,502,165 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD 0.030   0.023   0.027   2,240,000 58,560 129,532 0.109   2016/04/13 0.023   2016/11/17 50,295,000 2,701,065 0.495   2015/05/04 0.089   2015/12/08
14527 Macquarie Bank Ltd. - BBMG European Warrants Nov 2016 A HKD -   -   0.010   0 0 230,288 0.107   2016/04/13 0.013   2016/07/04 97,020,000 4,928,330 0.490   2015/05/04 0.056   2015/12/14
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.650   0.550   0.580   865,000 523,050 N/A 0.840   2016/08/16 0.550   2016/11/18 5,857,000 4,098,660 -   - -   -
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD -   -   0.255   0 0 0 0.375   2016/04/13 0.228   2016/02/12 8,200,000 2,021,540 0.485   2015/06/01 0.238   2015/01/02
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.136   0.124   0.129   10,480,000 1,356,070 N/A 0.247   2016/08/08 0.124   2016/11/17 41,100,000 7,574,680 -   - -   -
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.031   0 0 20,723 0.126   2016/01/06 0.039   2016/06/16 59,370,000 5,684,170 0.520   2015/05/22 0.130   2015/12/28
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD 0.047   0.031   0.031   600,000 25,700 161,200 0.108   2016/01/04 0.019   2016/07/08 192,140,000 7,093,760 0.236   2015/05/26 0.102   2015/12/16
27780 Macquarie Bank Ltd. - BOCHK European Warrants Dec 2016 A HKD 0.250   0.020   0.026   23,065,000 2,094,895 5,053,551 0.970   2016/09/09 0.020   2016/11/09 96,492,000 33,847,336 -   - -   -
26222 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 A HKD 0.610   0.610   0.610   375,000 228,750 466,880 0.610   2016/11/24 0.180   2016/02/12 240,890,000 53,377,765 -   - -   -
28226 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 B HKD 2.300   0.890   2.300   376,000 589,910 5,074,582 2.300   2016/11/29 0.890   2016/11/09 24,835,500 35,105,205 -   - -   -
25651 Macquarie Bank Ltd. - BOCHK European Warrants May 2017 A HKD -   -   0.350   0 0 551,902 0.450   2016/09/09 0.134   2016/02/12 500,925,000 87,271,795 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 0.980   0.485   0.830   17,462,500 14,318,130 N/A 0.980   2016/11/01 0.485   2016/11/09 17,462,500 14,318,130 -   - -   -
11179 Macquarie Bank Ltd. - BOCL European Warrants Jan 2017 A HKD 0.255   0.147   0.240   564,000 116,001 N/A 0.440   2016/09/21 0.124   2016/07/08 757,746,000 125,796,910 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD 0.365   0.340   0.385   144,000 51,960 4,759,313 0.570   2016/09/07 0.255   2016/06/28 87,129,000 28,666,600 -   - -   -
11998 Macquarie Bank Ltd. - BOCL European Warrants Mar 2017 A HKD 0.248   0.122   0.198   190,221,000 35,947,485 N/A 0.435   2016/09/22 0.122   2016/11/21 678,591,000 152,594,459 -   - -   -
12634 Macquarie Bank Ltd. - BOCL European Warrants May 2017 A HKD 0.117   0.072   0.100   1,409,000 121,340 N/A 0.255   2016/09/09 0.072   2016/11/15 331,853,000 56,372,158 -   - -   -
13500 Macquarie Bank Ltd. - BOCL European Warrants May 2017 B HKD 0.082   0.043   0.060   20,563,000 1,252,569 N/A 0.154   2016/09/29 0.043   2016/11/09 694,241,000 66,519,492 -   - -   -
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.365   0.270   0.375   300,000 104,600 N/A 0.365   2016/11/30 0.233   2016/10/04 8,740,000 2,164,120 -   - -   -
12744 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2017 A HKD 0.058   0.031   0.051   840,000 36,860 218,830 0.165   2016/01/12 0.031   2016/11/28 48,300,000 3,921,360 0.325   2015/11/23 0.300   2015/11/18
14343 Macquarie Bank Ltd. - BYD European Put Warrants Jun 2017 A HKD 0.420   0.355   0.355   54,535,000 21,974,975 N/A 0.420   2016/11/18 0.355   2016/11/30 54,535,000 21,974,975 -   - -   -
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD 0.152   0.118   0.118   5,250,000 784,700 952,408 0.190   2016/09/07 0.096   2016/02/12 5,448,400,000 694,327,850 0.405   2015/06/04 0.148   2015/08/25
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.280   0.270   0.255   150,000 41,000 68,200 0.330   2016/07/21 0.212   2016/02/15 3,158,550,000 761,687,250 -   - -   -
28865 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 A HKD 0.630   0.240   0.245   11,080,000 3,253,525 N/A 1.240   2016/07/19 0.240   2016/11/30 11,560,000 3,701,375 -   - -   -
11648 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 B HKD 0.142   0.023   0.032   276,900,000 20,863,890 N/A 0.600   2016/07/25 0.023   2016/11/17 489,875,000 67,490,155 -   - -   -
24622 Macquarie Bank Ltd. - BYD European Warrants Jan 2017 A HKD -   -   0.059   0 0 399,875 0.130   2016/08/31 0.053   2016/01/26 33,050,000 3,201,750 0.260   2015/06/04 0.043   2015/08/24
14387 Macquarie Bank Ltd. - BYD European Warrants Jun 2017 B HKD 0.730   0.640   0.650   335,000 234,900 N/A 0.730   2016/11/28 0.640   2016/11/30 335,000 234,900 -   - -   -
11452 Macquarie Bank Ltd. - BYD European Warrants Mar 2017 A HKD 0.425   0.171   0.178   9,890,000 2,338,855 N/A 1.040   2016/07/18 0.171   2016/11/30 17,210,000 9,216,055 -   - -   -
12972 Macquarie Bank Ltd. - BYD European Warrants May 2017 A HKD 0.184   0.065   0.069   38,855,000 3,572,490 N/A 0.410   2016/09/09 0.065   2016/11/30 56,535,000 7,058,105 -   - -   -
26789 Macquarie Bank Ltd. - BYD European Warrants Nov 2016 A HKD -   -   0.019   0 0 25,420,806 0.750   2016/04/19 0.014   2016/10/18 705,390,000 319,356,510 -   - -   -
27552 Macquarie Bank Ltd. - Car Inc European Warrants Apr 2017 A HKD 0.024   0.010   0.015   700,000 12,760 4,057,130 0.232   2016/04/25 0.010   2016/11/11 307,030,000 32,084,800 -   - -   -
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.193   0.165   0.178   75,390,000 13,513,290 N/A 0.290   2016/09/09 0.165   2016/11/21 188,840,000 41,086,920 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.117   0.099   0.099   6,960,000 773,780 N/A 0.194   2016/10/12 0.099   2016/11/30 111,790,000 15,950,710 -   - -   -
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.036   0.030   0.032   1,490,000 48,100 722,200 0.244   2016/03/31 0.028   2016/10/27 65,790,000 7,508,410 -   - -   -
13056 Macquarie Bank Ltd. - CC Bank European Put Warrants Apr 17 B HKD 0.238   0.112   0.123   294,337,000 40,570,510 N/A 0.238   2016/11/09 0.112   2016/11/30 651,057,000 105,789,233 -   - -   -
27957 Macquarie Bank Ltd. - CC Bank European Put Warrants Jan 17 A HKD -   -   0.010   0 0 9,754,665 0.330   2016/05/19 0.026   2016/09/09 527,127,000 74,742,164 -   - -   -
12615 Macquarie Bank Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.092   0.045   0.092   1,370,000 91,440 N/A 0.250   2016/09/09 0.045   2016/11/09 1,133,245,000 220,370,745 -   - -   -
28646 Macquarie Bank Ltd. - CC Bank European Warrants Dec 2016 A HKD 0.305   0.121   0.260   4,480,000 989,902 N/A 0.590   2016/09/22 0.102   2016/06/15 1,493,565,000 206,037,404 -   - -   -
27282 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 A HKD 0.570   0.335   0.570   2,040,000 1,042,840 22,654,847 0.680   2016/09/27 0.095   2016/05/19 1,672,606,000 376,904,013 -   - -   -
13498 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 B HKD 0.146   0.042   0.086   424,745,000 34,297,516 N/A 0.280   2016/09/29 0.042   2016/11/17 1,483,566,000 211,563,134 -   - -   -
11399 Macquarie Bank Ltd. - CC Bank European Warrants Jan 2017 B HKD 0.680   0.495   0.710   369,000 217,805 N/A 1.130   2016/09/09 0.495   2016/11/18 968,000 662,525 -   - -   -
26299 Macquarie Bank Ltd. - CC Bank European Warrants Mar 2017 A HKD 0.285   0.130   0.231   535,188,000 115,251,396 62,522,012 0.450   2016/09/09 0.049   2016/05/19 2,932,655,000 568,099,493 -   - -   -
26957 Macquarie Bank Ltd. - CEB Bank European Warrants Apr 2017 A HKD 0.300   0.222   0.290   2,418,000 632,770 939,081 0.630   2016/04/14 0.222   2016/11/18 21,159,000 7,884,000 -   - -   -
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD 0.360   0.275   0.350   2,044,000 695,000 N/A 0.490   2016/09/06 0.275   2016/11/21 6,852,000 2,737,000 -   - -   -
22845 Macquarie Bank Ltd. - CGN Power European Warrants Apr 2017 A HKD -   -   0.020   0 0 27,855 0.042   2016/01/06 0.025   2016/08/29 12,380,000 370,870 0.200   2015/06/15 0.044   2015/12/16
26495 Macquarie Bank Ltd. - CGN Power European Warrants Dec 2016 A HKD -   -   0.020   0 0 1,316,323 0.510   2016/04/20 0.071   2016/10/04 68,635,000 17,847,435 -   - -   -
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD 0.020   0.013   0.017   1,900,000 31,000 33,233 0.073   2016/01/05 0.013   2016/11/18 20,460,000 786,900 0.310   2015/06/08 0.053   2015/12/14
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.196   0.147   0.168   21,745,000 3,752,860 N/A 0.241   2016/08/11 0.147   2016/11/09 138,065,000 27,044,525 -   - -   -
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD 0.045   0.033   0.033   5,000,000 204,450 3,682,208 0.255   2016/01/06 0.033   2016/11/30 489,200,000 63,207,965 0.350   2015/11/09 0.175   2015/08/24
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.152   0.119   0.139   8,820,000 1,170,530 3,540,217 0.310   2016/04/19 0.106   2016/10/14 266,350,000 49,795,910 0.950   2015/04/14 0.300   2015/12/11
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.032   0 0 42,167 0.071   2016/08/17 0.018   2016/02/11 13,810,000 617,030 0.265   2015/07/16 0.062   2015/12/14
16569 Macquarie Bank Ltd. - Ch LongYuan European Wts Feb 2017 A HKD 0.024   0.020   0.020   100,000 2,200 661,455 0.112   2016/04/14 0.020   2016/11/03 106,210,000 8,113,600 0.495   2015/04/09 0.117   2015/12/14
26499 Macquarie Bank Ltd. - Ch LongYuan European Wts May 2017 A HKD 1.710   1.300   1.500   1,000,000 1,478,440 782,307 2.590   2016/08/17 1.050   2016/03/01 7,182,000 11,496,400 -   - -   -
21672 Macquarie Bank Ltd. - Ch Molybdenum European Wts Nov 2016 A HKD -   -   0.010   0 0 6,895 0.038   2016/07/07 0.010   2016/09/06 13,270,000 299,560 0.330   2015/04/30 0.044   2015/12/18
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.340   0.315   0.315   200,000 64,500 203,140 0.390   2016/10/28 0.243   2016/06/28 7,840,000 2,199,340 -   - -   -
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.280   0.234   0.250   20,540,000 5,016,380 N/A 0.315   2016/10/11 0.234   2016/11/09 23,340,000 5,859,880 -   - -   -
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.049   0.049   0.049   200,000 9,800 802,957 0.192   2016/01/04 0.049   2016/11/11 199,720,000 25,529,840 0.550   2015/06/23 0.125   2015/09/01
24678 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Feb 2017 A HKD -   -   0.010   0 0 265,887 0.073   2016/01/05 0.014   2016/09/15 58,480,000 2,433,900 0.218   2015/08/18 0.086   2015/08/25
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.150   0.136   0.145   5,600,000 807,620 N/A 0.249   2016/08/15 0.136   2016/11/14 42,880,000 9,131,800 -   - -   -
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.375   0.360   0.360   160,000 58,400 N/A 0.375   2016/11/29 0.191   2016/09/12 10,920,000 2,473,000 -   - -   -
14055 Macquarie Bank Ltd. - CHALCO European Warrants Jun 2017 A HKD 0.630   0.290   0.485   57,708,000 29,040,830 N/A 0.630   2016/11/25 0.290   2016/11/09 57,708,000 29,040,830 -   - -   -
11955 Macquarie Bank Ltd. - CHALCO European Warrants Mar 2017 A HKD 0.770   0.290   0.760   14,496,000 6,557,510 N/A 0.770   2016/11/25 0.290   2016/11/07 154,672,000 58,813,510 -   - -   -
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD 0.270   0.223   0.224   1,720,000 411,140 N/A 0.270   2016/11/16 0.223   2016/11/10 1,920,000 459,340 -   - -   -
26149 Macquarie Bank Ltd. - Chi Res Land European Wts Dec 2016 A HKD 0.028   0.016   0.010   1,800,000 45,040 2,802,690 0.430   2016/03/07 0.016   2016/11/09 130,080,000 26,273,880 -   - -   -
27629 Macquarie Bank Ltd. - Chi Res Land European Wts Mar 2017 A HKD 0.061   0.022   0.035   5,200,000 227,840 18,946,163 0.280   2016/09/09 0.022   2016/11/17 770,980,000 128,153,660 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.107   0.059   0.069   39,040,000 3,371,000 N/A 0.237   2016/09/29 0.059   2016/11/17 44,700,000 4,079,980 -   - -   -
11214 Macquarie Bank Ltd. - Chi Res Power European Wts Apr 2017 A HKD 1.700   1.680   1.390   40,000 67,640 N/A 2.590   2016/08/19 1.440   2016/07/08 2,372,000 5,247,740 -   - -   -
26501 Macquarie Bank Ltd. - China Agri European Wts Mar 2017 A HKD 0.430   0.345   0.375   5,976,000 2,292,455 1,689,602 0.780   2016/04/21 0.340   2016/10/14 31,943,000 16,298,310 -   - -   -
14205 Macquarie Bank Ltd. - China Cinda European Warrants Jan 17 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.117   2015/04/09 0.019   2015/09/18
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.135   0.133   0.131   160,000 21,440 N/A 0.320   2016/09/09 0.133   2016/11/09 12,646,000 2,946,765 -   - -   -
13408 Macquarie Bank Ltd. - China Cinda European Wts May 2017 A HKD 0.239   0.166   0.184   11,020,000 2,098,140 N/A 0.335   2016/09/26 0.166   2016/11/24 16,794,000 3,821,530 -   - -   -
26264 Macquarie Bank Ltd. - China Cinda European Wts Nov 2016 A HKD -   -   0.026   0 0 635,297 0.325   2016/03/30 0.045   2016/08/31 48,097,000 4,885,263 -   - -   -
11296 Macquarie Bank Ltd. - China Coal European Wts Apr 2017 A HKD 0.290   0.110   0.106   2,671,000 421,403 N/A 0.670   2016/07/12 0.110   2016/11/30 29,863,000 6,780,460 -   - -   -
21102 Macquarie Bank Ltd. - China COSCO European Wts Jul 2017 A HKD -   -   0.010   0 0 0 0.058   2016/01/06 0.020   2016/05/13 5,235,000 215,475 0.430   2015/04/28 0.047   2015/12/14
11553 Macquarie Bank Ltd. - China COSCO European Wts May 2017 A HKD 0.295   0.140   0.255   14,296,000 3,247,885 N/A 0.435   2016/07/21 0.140   2016/11/08 36,135,000 10,266,471 -   - -   -
11107 Macquarie Bank Ltd. - China East Air European Wts Mar 2017 A HKD 0.101   0.068   0.100   10,828,000 882,070 N/A 0.590   2016/07/12 0.068   2016/11/14 36,714,000 6,937,084 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD -   -   0.043   0 0 869,540 0.157   2016/04/14 0.047   2016/09/29 168,460,000 19,060,540 0.470   2015/06/24 0.145   2015/09/04
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD -   -   0.199   0 0 N/A 0.216   2016/10/27 0.198   2016/10/17 1,660,000 348,490 -   - -   -
26261 Macquarie Bank Ltd. - China EB Int'l European Wts Mar 2017 A HKD 0.145   0.126   0.132   130,000 17,190 1,043,138 0.260   2016/02/26 0.124   2016/08/04 72,120,000 13,553,230 -   - -   -
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.139   0.137   0.143   120,000 16,560 N/A 0.265   2016/09/09 0.137   2016/11/18 12,400,000 2,642,680 -   - -   -
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.183   0.109   0.110   1,280,000 171,120 N/A 0.228   2016/10/11 0.109   2016/11/30 3,160,000 575,440 -   - -   -
12700 Macquarie Bank Ltd. - China Life European Wts Apr 2017 A HKD 0.880   0.150   0.750   63,786,000 24,022,695 N/A 1.100   2016/09/22 0.150   2016/11/09 111,424,000 48,617,240 -   - -   -
26739 Macquarie Bank Ltd. - China Life European Wts Dec 2016 B HKD 0.360   0.042   0.360   10,230,000 1,665,110 28,979,735 0.360   2016/11/28 0.042   2016/11/09 3,798,290,000 380,146,320 -   - -   -
28118 Macquarie Bank Ltd. - China Life European Wts Dec 2016 C HKD 1.780   0.034   1.600   47,168,000 9,523,438 9,378,754 1.930   2016/09/09 0.034   2016/11/14 119,539,000 59,976,921 -   - -   -
11355 Macquarie Bank Ltd. - China Life European Wts Feb 2017 A HKD 4.120   1.830   3.900   220,000 766,700 N/A 4.120   2016/11/30 1.620   2016/10/28 254,000 849,280 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.305   0.265   0.265   1,540,000 437,250 N/A 0.305   2016/11/30 0.265   2016/11/30 1,540,000 437,250 -   - -   -
11050 Macquarie Bank Ltd. - China Life European Wts Jan 2017 B HKD 1.070   0.049   0.740   151,681,000 31,316,778 N/A 1.390   2016/09/09 0.049   2016/11/09 327,612,000 118,120,594 -   - -   -
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.405   0.223   0.405   6,440,000 1,927,890 N/A 0.405   2016/11/30 0.223   2016/11/11 6,440,000 1,927,890 -   - -   -
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.590   0.141   0.590   30,998,000 6,991,480 N/A 0.830   2016/09/22 0.141   2016/11/09 80,130,000 23,598,061 -   - -   -
14435 Macquarie Bank Ltd. - China Life European Wts Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.470   0.265   0.470   2,840,000 879,700 N/A 0.480   2016/09/22 0.265   2016/11/09 14,760,000 5,665,350 -   - -   -
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.340   0.152   0.330   474,660,000 96,987,980 N/A 0.340   2016/11/30 0.152   2016/11/09 474,660,000 96,987,980 -   - -   -
27486 Macquarie Bank Ltd. - China Life European Wts May 2017 A HKD 0.179   0.039   0.161   69,690,000 5,322,270 34,472,463 0.207   2016/04/21 0.039   2016/11/09 7,179,940,000 633,513,070 -   - -   -
14039 Macquarie Bank Ltd. - China Life European Wts May 2017 B HKD 1.830   0.600   1.430   336,000 251,810 N/A 1.830   2016/11/28 0.600   2016/11/09 336,000 251,810 -   - -   -
26681 Macquarie Bank Ltd. - China Life European Wts Nov 2016 A HKD -   -   0.415   0 0 707,948 0.610   2016/09/09 0.201   2016/06/24 18,080,000 5,657,490 -   - -   -
27727 Macquarie Bank Ltd. - China Life European Wts Nov 2016 B HKD -   -   0.010   0 0 15,715,431 0.580   2016/04/29 0.010   2016/10/18 966,312,000 157,881,430 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD -   -   0.245   0 0 N/A 0.250   2016/10/27 0.244   2016/10/27 560,000 139,360 -   - -   -
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25450 Macquarie Bank Ltd. - China Mengniu European Wts Nov 2016 A HKD -   -   0.126   0 0 5,349,657 0.221   2016/01/21 0.053   2016/08/24 575,680,000 81,826,770 -   - -   -
11121 Macquarie Bank Ltd. - China Mobile Euro Put Wts Feb 2017 A HKD 0.083   0.046   0.046   293,810,000 18,411,540 N/A 0.285   2016/07/06 0.037   2016/09/09 971,020,000 81,353,485 -   - -   -
11217 Macquarie Bank Ltd. - China Mobile Euro Put Wts May 2017 A HKD 0.142   0.090   0.090   43,470,000 4,571,075 N/A 0.219   2016/07/08 0.076   2016/09/29 1,779,505,000 196,912,615 -   - -   -
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.153   0.128   0.146   21,850,000 3,180,400 25,005,317 0.250   2016/01/11 0.101   2016/09/22 1,853,300,000 281,329,150 0.250   2015/08/31 0.205   2015/11/04
28062 Macquarie Bank Ltd. - China Mobile European Wts Apr 2017 A HKD 0.081   0.031   0.031   7,970,000 454,105 66,790,628 0.350   2016/07/27 0.031   2016/11/15 2,174,955,000 436,670,820 -   - -   -
27253 Macquarie Bank Ltd. - China Mobile European Wts Dec 2016 A HKD -   -   0.010   0 0 30,716,421 0.360   2016/04/18 0.018   2016/10/20 3,667,755,000 487,409,830 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD 0.071   0.043   0.049   676,600,000 35,418,200 23,135,358 0.125   2016/09/09 0.043   2016/11/25 4,127,300,000 367,406,350 0.275   2015/04/09 0.115   2015/12/31
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD 0.043   0.032   0.032   800,000 28,900 10,334,492 0.085   2016/07/21 0.032   2016/11/14 1,283,150,000 90,908,450 0.250   2015/04/27 0.085   2015/12/30
11318 Macquarie Bank Ltd. - China Mobile European Wts Feb 2017 B HKD 0.118   0.026   0.036   72,310,000 4,063,575 N/A 0.610   2016/08/12 0.026   2016/11/30 1,161,955,000 216,512,005 -   - -   -
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.016   0 0 135,983 0.053   2016/04/22 0.017   2016/06/24 136,600,000 5,131,900 0.290   2015/04/23 0.051   2015/12/31
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD 0.057   0.026   0.030   1,370,000 49,295 N/A 0.315   2016/07/21 0.026   2016/11/29 1,733,750,000 318,296,320 -   - -   -
14244 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 B HKD 0.207   0.114   0.132   214,380,000 27,778,835 N/A 0.207   2016/11/16 0.114   2016/11/29 214,380,000 27,778,835 -   - -   -
17100 Macquarie Bank Ltd. - China Mobile European Wts Mar 2017 A HKD 0.048   0.021   0.024   1,817,495,000 55,667,085 9,563,034 0.115   2016/08/01 0.021   2016/11/25 2,048,825,000 71,967,455 0.305   2015/04/21 0.093   2015/12/30
11352 Macquarie Bank Ltd. - China Mobile European Wts May 2017 B HKD 0.345   0.134   0.168   584,010,000 139,875,565 N/A 0.900   2016/09/09 0.134   2016/11/25 805,910,000 228,691,765 -   - -   -
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.107   0.059   0.076   48,490,000 3,759,120 N/A 0.255   2016/10/11 0.059   2016/11/14 107,920,000 13,220,065 -   - -   -
27031 Macquarie Bank Ltd. - China Overseas European Put Wts Jan17A HKD 0.071   0.025   0.033   10,980,000 396,680 9,645,107 0.330   2016/04/05 0.019   2016/09/28 1,062,480,000 285,545,740 -   - -   -
27030 Macquarie Bank Ltd. - China Overseas European Wts Apr 2017 A HKD 0.037   0.012   0.014   8,900,000 248,640 21,308,423 0.290   2016/04/19 0.012   2016/11/18 2,267,560,000 399,107,240 -   - -   -
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD 0.077   0.029   0.035   56,480,000 2,873,780 N/A 0.305   2016/08/10 0.029   2016/11/16 530,240,000 97,217,780 -   - -   -
28060 Macquarie Bank Ltd. - China Overseas European Wts Dec 2016 A HKD 0.032   0.027   0.010   1,050,000 33,350 6,748,949 2.120   2016/08/10 0.027   2016/11/01 53,336,000 40,729,592 -   - -   -
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.310   0.290   0.295   520,000 157,500 N/A 0.310   2016/11/29 0.290   2016/11/25 520,000 157,500 -   - -   -
25123 Macquarie Bank Ltd. - China Overseas European Wts Nov 2016 A HKD -   -   0.010   0 0 121,297 0.260   2016/03/14 0.016   2016/08/25 1,874,440,000 317,948,720 -   - -   -
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.105   0.047   0.072   98,000,000 7,781,440 N/A 0.305   2016/09/23 0.047   2016/11/16 427,420,000 76,585,340 -   - -   -
20649 Macquarie Bank Ltd. - China Railway European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.028   2016/04/14 0.010   2016/05/27 720,000 10,840 0.540   2015/04/15 0.054   2015/12/30
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.104   0.070   0.097   27,360,000 2,454,810 11,677,843 0.187   2016/04/15 0.055   2016/09/21 958,520,000 81,511,950 0.640   2015/04/20 0.134   2015/12/14
12702 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2017 A HKD 0.141   0.075   0.087   6,100,000 568,780 N/A 0.345   2016/09/21 0.075   2016/11/24 21,000,000 3,961,640 -   - -   -
26334 Macquarie Bank Ltd. - China Res Gas European Wts Dec 2016 A HKD 0.187   0.018   0.018   3,300,000 491,420 2,292,443 0.560   2016/09/22 0.018   2016/11/21 46,740,000 17,774,060 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD 0.275   0.158   0.158   80,930,000 18,999,405 N/A 0.275   2016/11/01 0.158   2016/11/21 80,930,000 18,999,405 -   - -   -
24967 Macquarie Bank Ltd. - China Shenhua European Wts Feb 2017 A HKD 0.450   0.380   0.345   1,080,000 444,100 83,817 0.450   2016/11/03 0.106   2016/01/20 169,835,000 30,210,685 -   - -   -
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.360   0.238   0.270   12,915,000 3,239,260 N/A 0.360   2016/11/10 0.194   2016/09/15 35,875,000 8,610,175 -   - -   -
13008 Macquarie Bank Ltd. - China Taiping European Wts Apr 2017 A HKD 0.243   0.133   0.206   2,666,000 558,600 N/A 0.290   2016/09/09 0.133   2016/11/10 107,498,000 24,499,056 -   - -   -
11023 Macquarie Bank Ltd. - China Tel European Warrants May 2017 A HKD 0.340   0.101   0.138   53,768,000 7,684,640 N/A 0.510   2016/08/23 0.101   2016/11/29 130,528,000 33,682,856 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD 0.226   0.095   0.130   50,106,000 7,229,634 N/A 0.226   2016/11/10 0.095   2016/11/28 50,106,000 7,229,634 -   - -   -
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.119   0.073   0.101   412,260,000 36,168,480 19,265,977 0.160   2016/10/11 0.073   2016/11/17 1,151,000,000 116,570,940 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.042   0.026   0.038   4,640,000 162,020 3,899,237 0.111   2016/03/17 0.026   2016/11/16 1,050,140,000 72,773,800 0.300   2015/07/21 0.093   2015/12/31
12877 Macquarie Bank Ltd. - China Vanke European Put Wts Apr17B HKD 0.107   0.050   0.051   6,570,000 435,647 N/A 0.223   2016/08/31 0.050   2016/11/30 52,413,000 8,798,158 -   - -   -
26594 Macquarie Bank Ltd. - China Vanke European Warrants Apr 17 A HKD 0.330   0.172   0.325   9,233,000 1,946,276 5,620,784 0.520   2016/03/14 0.111   2016/06/29 189,546,000 38,708,541 -   - -   -
26034 Macquarie Bank Ltd. - China Vanke European Warrants Jan 17 A HKD 0.232   0.046   0.232   79,611,000 6,329,796 16,112,488 0.455   2016/03/14 0.046   2016/11/09 796,015,000 137,932,118 -   - -   -
12973 Macquarie Bank Ltd. - China Vanke European Warrants May 17 A HKD 0.215   0.102   0.200   60,048,000 8,433,642 N/A 0.217   2016/09/08 0.096   2016/10/12 104,563,000 15,359,916 -   - -   -
23020 Macquarie Bank Ltd. - Chinares Cement European Wt Dec 2016 A HKD -   -   0.010   0 0 13,101 0.106   2016/04/13 0.010   2016/10/12 341,266,000 16,737,966 0.290   2015/11/27 0.113   2015/12/15
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 0.610   0.405   0.480   9,712,000 4,815,180 1,999,691 0.610   2016/11/15 0.189   2016/06/16 38,064,000 14,951,666 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.236   0.194   0.232   1,438,000 299,898 N/A 0.236   2016/11/23 0.183   2016/10/18 10,646,000 2,164,604 -   - -   -
21892 Macquarie Bank Ltd. - Chow Tai Fook European Wts Nov 2016 A HKD -   -   0.017   0 0 1,726 0.031   2016/02/15 0.015   2016/05/06 3,518,000 72,774 0.250   2015/05/12 0.035   2015/12/30
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD 0.250   0.182   0.250   14,350,000 3,164,160 N/A 0.380   2016/09/27 0.182   2016/11/18 18,706,000 4,589,510 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.620   0.395   0.580   1,400,000 642,285 N/A 0.620   2016/11/22 0.395   2016/11/09 1,400,000 642,285 -   - -   -
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.710   0.465   0.640   560,000 332,250 N/A 0.710   2016/11/28 0.465   2016/11/14 560,000 332,250 -   - -   -
27554 Macquarie Bank Ltd. - CITIC European Warrants Jan 2017 A HKD -   -   0.021   0 0 2,449,437 0.550   2016/04/25 0.021   2016/10/13 116,316,000 26,842,560 -   - -   -
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD 0.265   0.195   0.233   5,400,000 1,200,470 2,120,387 0.320   2016/08/12 0.168   2016/02/17 204,090,000 42,509,640 -   - -   -
11484 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2017 A HKD 0.061   0.031   0.052   24,925,000 1,225,470 N/A 0.255   2016/07/19 0.031   2016/11/09 333,370,000 46,951,865 -   - -   -
27870 Macquarie Bank Ltd. - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.010   0 0 4,130,320 0.136   2016/05/17 0.019   2016/09/22 290,255,000 25,615,110 -   - -   -
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13071 Macquarie Bank Ltd. - CKH European Warrants Apr 2017 A HKD 0.191   0.056   0.062   88,500,000 8,974,025 N/A 0.490   2016/09/09 0.056   2016/11/30 146,480,000 21,990,285 -   - -   -
28219 Macquarie Bank Ltd. - CKH European Warrants Dec 2016 A HKD 0.146   0.010   0.010   25,950,000 1,987,620 16,237,648 0.630   2016/09/09 0.010   2016/11/23 488,060,000 111,930,635 -   - -   -
11124 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 A HKD 0.109   0.022   0.022   60,045,000 3,667,800 N/A 0.480   2016/09/05 0.022   2016/11/30 387,150,000 92,059,435 -   - -   -
11248 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 B HKD -   -   0.850   0 0 N/A 0.940   2016/07/27 0.600   2016/07/06 1,510,000 1,037,250 -   - -   -
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD 0.020   0.020   0.020   1,100,000 22,000 98,375 0.099   2016/01/05 0.010   2016/07/06 132,050,000 7,254,650 0.265   2015/07/20 0.089   2015/12/14
11482 Macquarie Bank Ltd. - CKH European Warrants Mar 2017 A HKD 0.520   0.355   0.355   5,185,000 2,298,100 N/A 1.060   2016/09/02 0.355   2016/11/30 5,935,000 3,005,100 -   - -   -
13938 Macquarie Bank Ltd. - CKH European Warrants May 2017 A HKD 0.425   0.195   0.285   7,030,000 1,772,780 N/A 0.500   2016/10/25 0.195   2016/11/17 7,990,000 2,167,880 -   - -   -
26962 Macquarie Bank Ltd. - CKH European Warrants Nov 2016 A HKD -   -   0.010   0 0 90,367 0.400   2016/03/30 0.013   2016/06/27 1,631,750,000 200,105,920 -   - -   -
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.020   0 0 42,742 0.047   2016/04/07 0.020   2016/10/27 11,800,000 398,300 0.250   2015/06/16 0.058   2015/08/24
13572 Macquarie Bank Ltd. - CKI Holdings European Warrants Apr17 A HKD 0.153   0.090   0.099   4,470,000 511,270 N/A 0.255   2016/10/03 0.090   2016/11/18 114,700,000 26,088,230 -   - -   -
26737 Macquarie Bank Ltd. - CKI Holdings European Warrants Dec16 A HKD -   -   0.015   0 0 1,176,972 0.495   2016/03/11 0.023   2016/06/27 1,084,080,000 284,064,890 -   - -   -
11555 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar17 A HKD 0.280   0.152   0.171   60,590,000 14,292,220 N/A 0.630   2016/08/01 0.152   2016/11/17 755,470,000 323,009,580 -   - -   -
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD -   -   0.064   0 0 93,808 0.130   2016/09/09 0.090   2016/05/30 149,550,000 15,033,850 0.155   2015/06/19 0.094   2015/07/08
11319 Macquarie Bank Ltd. - CKP European Warrants May 2017 A HKD 0.730   0.247   0.310   28,720,000 9,148,190 N/A 0.850   2016/08/11 0.247   2016/11/18 29,960,000 9,944,490 -   - -   -
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.217   0.089   0.107   49,180,000 5,522,975 N/A 0.300   2016/10/03 0.089   2016/11/24 53,580,000 6,471,545 -   - -   -
27034 Macquarie Bank Ltd. - CLP European Warrants Feb 2017 A HKD 0.233   0.045   0.056   16,890,000 2,177,910 3,193,539 0.590   2016/07/26 0.045   2016/11/25 121,560,000 31,256,190 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD 0.110   0.061   0.065   28,255,000 2,512,860 2,420,649 0.255   2016/06/14 0.061   2016/11/30 140,445,000 16,477,670 -   - -   -
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.233   0.179   0.223   15,580,000 3,163,820 N/A 0.320   2016/09/23 0.179   2016/11/17 69,280,000 17,176,470 -   - -   -
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.335   0.260   0.325   225,000 69,900 N/A 0.420   2016/09/07 0.260   2016/11/09 11,110,000 3,996,225 -   - -   -
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD -   -   0.380   0 0 587,266 0.500   2016/09/07 0.110   2016/06/08 55,750,000 10,775,925 -   - -   -
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.201   0.167   0.178   39,050,000 7,207,360 N/A 0.246   2016/10/12 0.165   2016/10/28 74,160,000 14,452,735 -   - -   -
21858 Macquarie Bank Ltd. - CMS European Warrants Dec 2016 A HKD -   -   0.021   0 0 264,187 0.232   2016/01/04 0.026   2016/10/31 53,540,000 7,433,180 0.260   2015/06/25 0.159   2015/07/08
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.470   0.395   0.410   1,070,000 475,800 127,050 0.490   2016/08/11 0.395   2016/11/09 1,780,000 804,300 -   - -   -
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD 0.020   0.019   0.020   1,480,000 29,580 12,537 0.024   2016/01/18 0.010   2016/10/24 4,380,000 90,020 0.450   2015/04/13 0.028   2015/12/11
27670 Macquarie Bank Ltd. - CNBM European Warrants Feb 2017 A HKD 0.020   0.010   0.010   200,000 3,000 5,514,230 0.540   2016/04/29 0.010   2016/11/16 203,170,000 45,296,096 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD 0.830   0.510   0.560   4,472,000 3,015,960 N/A 0.830   2016/11/14 0.485   2016/10/18 4,772,000 3,166,660 -   - -   -
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD -   -   0.018   0 0 973 0.070   2016/04/21 0.018   2016/09/20 1,017,540,000 41,729,200 0.310   2015/04/21 0.040   2015/12/30
12874 Macquarie Bank Ltd. - CNBM European Warrants May 2017 A HKD 0.465   0.239   0.295   4,924,000 1,716,340 N/A 0.465   2016/11/14 0.223   2016/10/17 19,882,000 5,652,170 -   - -   -
27299 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2016 B HKD -   -   0.012   0 0 39,765,667 0.495   2016/05/10 0.012   2016/10/04 2,597,063,000 573,588,651 -   - -   -
27632 Macquarie Bank Ltd. - CNOOC European Put Warrants Feb 2017 A HKD 0.130   0.031   0.039   130,494,000 11,113,806 23,571,809 1.010   2016/05/10 0.031   2016/11/22 965,198,000 222,834,202 -   - -   -
11844 Macquarie Bank Ltd. - CNOOC European Put Warrants May 2017 A HKD 0.560   0.330   0.370   13,300,000 5,711,270 N/A 1.180   2016/08/03 0.250   2016/10/24 245,950,000 82,144,375 -   - -   -
28420 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2017 A HKD 0.325   0.144   0.184   41,093,000 8,120,799 22,118,195 1.010   2016/06/10 0.144   2016/11/14 293,566,000 138,216,282 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD -   -   0.187   0 0 956,482 0.265   2016/10/25 0.080   2016/01/20 1,944,680,000 307,441,110 0.245   2015/09/09 0.117   2015/09/29
17116 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/04/27 0.017   2016/04/29 1,220,000 27,900 0.193   2015/04/27 0.021   2015/09/10
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD -   -   0.320   0 0 2,214,708 0.410   2016/10/20 0.167   2016/01/21 771,780,000 147,762,220 0.275   2015/12/30 0.249   2015/12/22
27871 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2017 B HKD 0.050   0.016   0.020   34,279,000 1,094,891 30,791,689 0.375   2016/06/08 0.016   2016/11/28 1,750,332,000 384,440,767 -   - -   -
29342 Macquarie Bank Ltd. - CNOOC European Warrants Jan 2017 A HKD 0.048   0.010   0.010   5,400,000 113,149 N/A 0.370   2016/06/24 0.010   2016/11/30 779,991,000 143,296,753 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.062   0.040   0.048   18,860,000 1,015,350 12,190,263 0.112   2016/04/21 0.014   2016/01/21 1,089,180,000 83,827,430 0.335   2015/04/27 0.051   2015/12/14
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.120   0.084   0.105   25,660,000 2,692,250 22,366,838 0.171   2016/04/22 0.056   2016/01/21 4,775,250,000 624,061,080 0.260   2015/10/16 0.086   2015/12/14
11845 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.078   0.022   0.031   71,037,000 2,941,986 N/A 0.203   2016/10/24 0.022   2016/11/09 1,728,660,000 214,194,553 -   - -   -
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD 0.018   0.014   0.016   2,540,000 38,000 2,530,367 0.075   2016/04/22 0.013   2016/01/26 1,318,000,000 68,795,060 0.305   2015/04/23 0.037   2015/12/31
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD 0.225   0.137   0.194   128,738,000 23,968,946 N/A 0.225   2016/11/03 0.137   2016/11/11 128,738,000 23,968,946 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.249   0.153   0.233   21,517,000 4,246,234 N/A 0.450   2016/10/20 0.153   2016/11/14 375,749,000 125,516,403 -   - -   -
12857 Macquarie Bank Ltd. - CPIC European Warrants Apr 2017 A HKD 0.166   0.072   0.143   117,926,000 13,073,410 N/A 0.370   2016/09/09 0.072   2016/11/14 149,822,000 21,211,414 -   - -   -
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD 0.168   0.082   0.146   38,012,000 4,256,116 N/A 0.320   2016/09/22 0.082   2016/11/14 56,864,000 7,684,808 -   - -   -
27956 Macquarie Bank Ltd. - CPIC European Warrants Jan 2017 A HKD 0.085   0.022   0.063   31,502,000 1,571,276 3,861,808 0.310   2016/07/15 0.022   2016/11/09 172,194,000 31,061,754 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.228   0.159   0.201   34,070,000 6,410,335 2,079,228 0.260   2016/01/11 0.110   2016/10/12 92,670,000 18,239,610 0.980   2015/04/14 0.246   2015/02/02
23349 Macquarie Bank Ltd. - CRRC European Warrants Mar 2017 A HKD -   -   0.020   0 0 25,705 0.250   2016/01/07 0.034   2016/08/22 56,200,000 7,559,890 0.445   2015/09/18 0.330   2015/09/23
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.164   0.128   0.158   11,880,000 1,704,310 798,565 0.350   2016/03/14 0.128   2016/11/17 92,990,000 23,523,240 1.480   2015/04/20 0.380   2015/08/25
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.068   0.047   0.066   13,100,000 745,800 1,029,042 0.208   2016/01/04 0.047   2016/11/17 226,700,000 25,228,850 0.400   2015/04/23 0.183   2015/02/09
22025 Macquarie Bank Ltd. - CRRC Times European Warrants Jan 2017A HKD -   -   0.010   0 0 3,325 0.050   2016/04/13 0.013   2016/08/22 12,950,000 505,200 0.270   2015/06/05 0.121   2015/10/29
11884 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Apr 2017 A HKD 0.105   0.051   0.091   15,194,000 1,139,598 N/A 0.250   2016/08/15 0.051   2016/11/18 170,994,200 29,137,748 -   - -   -
18656 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 A HKD -   -   0.015   0 0 5,179,223 0.082   2016/01/13 0.016   2016/09/26 4,130,754,000 238,171,476 0.390   2015/05/22 0.085   2015/08/26
25745 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 B HKD 0.090   0.049   0.079   13,230,000 895,610 19,833,793 0.151   2016/03/21 0.049   2016/11/18 2,602,528,000 245,660,436 -   - -   -
14000 Macquarie Bank Ltd. - CSOP A50 ETF European Wts May 2017 A HKD 0.530   0.340   0.475   4,412,000 1,812,485 N/A 0.530   2016/11/29 0.340   2016/11/09 4,412,000 1,812,485 -   - -   -
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.138   0.105   0.127   179,832,000 21,649,584 N/A 0.182   2016/08/15 0.105   2016/11/09 918,974,000 122,362,412 -   - -   -
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.141   0.103   0.119   2,220,000 297,530 1,358,123 0.320   2016/03/31 0.084   2016/05/16 130,390,000 23,828,880 0.260   2015/12/21 0.217   2015/12/14
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD -   -   0.275   0 0 N/A 0.380   2016/10/19 0.249   2016/07/06 320,000 89,750 -   - -   -
17320 Macquarie Bank Ltd. - Digital China European Wts Mar 2017 A HKD 0.265   0.189   0.192   890,000 205,270 249,393 0.400   2016/10/12 0.120   2016/05/12 23,740,000 5,173,830 0.680   2015/05/26 0.150   2015/07/08
17385 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2016 A HKD -   -   0.010   0 0 2,211,977 0.188   2016/01/12 0.017   2016/08/31 464,980,000 45,068,920 0.470   2015/04/23 0.102   2015/08/27
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.096   0.077   0.080   13,580,000 1,127,060 N/A 0.260   2016/08/01 0.077   2016/11/28 89,540,000 12,720,240 -   - -   -
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.209   0.173   0.180   13,780,000 2,628,740 N/A 0.370   2016/07/25 0.173   2016/11/09 44,260,000 9,417,640 -   - -   -
21258 Macquarie Bank Ltd. - Esprit European Warrants Dec 2016 A HKD -   -   0.025   0 0 0 0.217   2016/01/25 0.057   2016/05/11 71,718,000 10,799,558 0.255   2015/11/26 0.169   2015/12/15
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.089   0.065   0.066   13,986,000 1,073,819 1,532,156 0.285   2016/03/31 0.065   2016/11/07 95,410,000 14,690,115 0.435   2015/11/25 0.238   2015/08/25
24763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2017 A HKD -   -   0.020   0 0 63,475 0.176   2016/01/04 0.023   2016/10/11 454,680,000 36,738,500 -   - -   -
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 0.087   0.076   0.077   12,060,000 957,900 1,644,070 0.224   2016/01/05 0.076   2016/11/09 314,400,000 41,564,350 0.365   2015/11/24 0.183   2015/12/14
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.051   0.045   0.046   3,750,000 181,600 218,028 0.162   2016/01/04 0.045   2016/11/03 402,130,000 44,903,720 0.255   2015/05/11 0.080   2015/06/11
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.255   0.219   0.232   31,120,000 7,211,045 N/A 0.345   2016/09/21 0.219   2016/11/17 104,780,000 26,011,365 -   - -   -
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.205   0.186   0.203   1,040,000 209,615 N/A 0.243   2016/10/12 0.186   2016/11/17 3,770,000 830,665 -   - -   -
25695 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2016 A HKD 0.110   0.025   0.014   442,000 14,195 1,502,524 0.710   2016/04/01 0.012   2016/10/13 126,531,000 20,995,543 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD 0.140   0.080   0.088   7,008,000 665,953 N/A 0.219   2016/09/20 0.080   2016/11/23 18,780,000 2,726,167 -   - -   -
27485 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2017 A HKD -   -   0.010   0 0 1,115,549 0.500   2016/04/22 0.021   2016/09/22 112,406,000 12,315,852 -   - -   -
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.350   0.209   0.218   4,818,000 1,187,544 N/A 0.475   2016/10/20 0.209   2016/11/24 9,101,000 2,944,484 -   - -   -
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.320   0.265   0.270   3,576,000 998,560 N/A 0.320   2016/11/29 0.260   2016/10/27 3,720,000 1,039,860 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD -   -   0.370   0 0 950,283 0.500   2016/09/08 0.203   2016/01/14 155,640,000 44,667,320 0.300   2015/12/09 0.199   2015/09/04
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD -   -   0.305   0 0 1,434,850 0.430   2016/08/16 0.165   2016/02/25 120,720,000 27,508,520 0.430   2015/04/27 0.087   2015/09/04
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.183   0.137   0.181   9,720,000 1,500,640 N/A 0.255   2016/09/19 0.137   2016/11/15 22,320,000 4,302,620 -   - -   -
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.137   0.095   0.140   66,880,000 7,841,180 N/A 0.290   2016/09/07 0.095   2016/11/15 184,740,000 29,867,520 -   - -   -
12905 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Apr 2017 A HKD 0.067   0.010   0.011   11,730,000 598,090 N/A 0.216   2016/09/02 0.010   2016/11/21 134,740,000 19,327,520 -   - -   -
28020 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Nov 2016 A HKD -   -   0.011   0 0 2,200,980 0.185   2016/06/28 0.011   2016/09/09 311,650,000 25,995,410 -   - -   -
26961 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2016 A HKD 0.046   0.010   0.010   33,860,000 800,700 5,901,302 0.245   2016/03/31 0.010   2016/11/28 1,177,470,000 61,660,520 -   - -   -
11849 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2017 A HKD 0.730   0.210   0.720   15,020,000 6,384,100 N/A 0.730   2016/11/22 0.058   2016/08/31 655,540,000 92,255,970 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD 0.480   0.210   0.480   124,630,000 31,129,180 N/A 0.480   2016/11/29 0.209   2016/10/17 255,680,000 67,625,630 -   - -   -
28046 Macquarie Bank Ltd. - Galaxy Ent European Wts Mar 2017 A HKD 0.630   0.275   0.620   26,930,000 9,799,500 25,852,663 0.630   2016/11/24 0.072   2016/08/31 1,055,280,000 170,041,230 -   - -   -
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.460   0.180   0.420   112,170,000 27,649,710 N/A 0.460   2016/11/29 0.180   2016/11/09 112,170,000 27,649,710 -   - -   -
14155 Macquarie Bank Ltd. - Geely Auto European Put Ws May17A HKD 0.640   0.350   0.405   18,175,000 9,900,425 N/A 0.640   2016/11/16 0.350   2016/11/28 18,175,000 9,900,425 -   - -   -
13257 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2017 A HKD 0.730   0.234   0.375   5,270,000 1,699,075 N/A 1.080   2016/10/25 0.234   2016/11/17 145,185,000 83,933,125 -   - -   -
11393 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 A HKD 2.600   1.920   2.260   1,345,000 3,165,800 N/A 3.030   2016/10/24 0.480   2016/07/14 75,245,000 49,663,000 -   - -   -
11843 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 B HKD 0.800   0.305   0.610   6,700,000 3,978,775 N/A 1.330   2016/10/24 0.192   2016/08/18 361,630,000 119,330,860 -   - -   -
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 0.750   0.270   0.410   150,965,000 66,091,825 N/A 1.160   2016/10/25 0.270   2016/11/17 151,565,000 66,710,125 -   - -   -
22194 Macquarie Bank Ltd. - Golden Eagle European Wts Dec 2016 A HKD -   -   0.046   0 0 0 0.161   2016/01/05 0.093   2016/04/22 11,280,000 1,327,110 0.260   2015/07/08 0.172   2015/12/30
25110 Macquarie Bank Ltd. - Goldwind European Warrants Dec 2016 A HKD -   -   0.025   0 0 332,821 0.255   2016/01/14 0.030   2016/10/12 123,440,000 15,752,278 -   - -   -
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD 0.197   0.146   0.197   6,280,000 975,244 N/A 0.231   2016/10/12 0.143   2016/10/31 7,716,000 1,265,994 -   - -   -
22193 Macquarie Bank Ltd. - Gome European Warrants Nov 2016 A HKD -   -   0.050   0 0 0 0.205   2016/01/06 0.064   2016/05/31 12,394,000 1,618,970 0.770   2015/05/26 0.208   2015/12/14
11109 Macquarie Bank Ltd. - Guotai Junani European Warrants Mar17A HKD 0.305   0.201   0.220   5,840,000 1,472,016 N/A 0.560   2016/08/15 0.201   2016/11/09 61,673,000 23,987,106 -   - -   -
24293 Macquarie Bank Ltd. - Guotai Junani European Warrants Oct17A HKD 0.057   0.045   0.050   8,150,000 409,650 1,210,135 0.127   2016/01/04 0.027   2016/05/27 314,000,000 20,063,780 0.193   2015/11/09 0.093   2015/08/24
25794 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2017 A HKD 0.181   0.181   0.161   50,000 9,050 644,327 0.330   2016/08/05 0.181   2016/11/09 16,310,000 3,865,960 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD -   -   0.188   0 0 N/A 0.241   2016/10/18 0.211   2016/10/13 1,080,000 246,780 -   - -   -
26262 Macquarie Bank Ltd. - Haitong Sec European Wts Mar 2017 A HKD 0.134   0.082   0.132   17,676,000 1,856,392 4,416,371 0.330   2016/03/21 0.082   2016/11/09 339,024,000 66,759,496 -   - -   -
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD 0.194   0.142   0.187   35,640,000 6,010,252 N/A 0.241   2016/08/15 0.142   2016/11/09 117,688,000 20,762,724 -   - -   -
20221 Macquarie Bank Ltd. - Hanergy TFP European Warrants Feb 17 A HKD -   -   0.232   0 0 0 -   - -   - 0 0 0.345   2015/04/23 0.233   2015/05/20
21754 Macquarie Bank Ltd. - Hanergy TFP European Warrants May 17 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD 0.390   0.375   0.435   20,000 7,650 79,950 0.550   2016/09/08 0.305   2016/04/05 3,480,000 1,384,600 -   - -   -
27836 Macquarie Bank Ltd. - Hang Seng Bank European Wts Dec 2016 A HKD -   -   0.024   0 0 387,280 0.145   2016/05/09 0.020   2016/06/24 74,573,000 6,202,889 -   - -   -
11110 Macquarie Bank Ltd. - Hang Seng Bank European Wts Mar 2017 A HKD 0.123   0.069   0.093   36,593,000 3,371,110 N/A 0.255   2016/06/24 0.066   2016/10/31 151,835,000 19,665,174 -   - -   -
11650 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Feb 2017 A HKD 0.136   0.021   0.020   19,790,000 965,840 N/A 0.330   2016/07/26 0.021   2016/11/30 98,400,000 17,119,550 -   - -   -
26212 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Nov 2016 A HKD -   -   0.172   0 0 2,409,797 0.510   2016/03/21 0.138   2016/10/24 136,970,000 40,742,560 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.280   0.241   0.260   2,920,000 747,720 N/A 0.280   2016/11/22 0.241   2016/11/18 2,920,000 747,720 -   - -   -
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.720   0.720   0.720   20,000 14,400 N/A 0.720   2016/11/29 0.720   2016/11/29 20,000 14,400 -   - -   -
17123 Macquarie Bank Ltd. - HK Gas European Warrants Jan 2017 A HKD 0.114   0.030   0.030   5,640,000 232,530 317,585 0.114   2016/11/01 0.030   2016/11/28 53,790,000 3,189,870 0.265   2015/04/15 0.076   2015/12/22
13590 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2017 D HKD 1.130   0.850   0.940   3,030,000 2,992,830 N/A 1.210   2016/10/13 0.850   2016/11/11 7,124,000 7,588,610 -   - -   -
25956 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 619,173 0.265   2016/01/28 0.012   2016/09/08 935,850,000 107,636,660 -   - -   -
28059 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 E HKD -   -   0.013   0 0 14,884,813 0.590   2016/06/16 0.019   2016/09/09 397,611,000 89,308,878 -   - -   -
12487 Macquarie Bank Ltd. - HKEX European Put Warrants Mar 2017 C HKD 0.228   0.104   0.111   173,014,000 27,450,097 N/A 0.510   2016/08/30 0.104   2016/11/30 316,624,000 58,267,126 -   - -   -
25805 Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 13,236,037 0.295   2016/01/28 0.010   2016/08/16 3,180,300,000 260,105,680 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.250   0.224   0.236   27,560,000 6,553,380 N/A 0.250   2016/11/17 0.224   2016/11/23 27,560,000 6,553,380 -   - -   -
21393 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 A HKD -   -   0.030   0 0 0 0.070   2016/01/05 0.061   2016/01/07 520,000 33,260 0.680   2015/04/23 0.058   2015/08/24
13588 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 B HKD 1.850   1.500   1.700   166,000 281,890 N/A 1.850   2016/11/11 1.500   2016/11/09 166,000 281,890 -   - -   -
13589 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 C HKD 0.630   0.410   0.410   7,124,000 3,352,550 N/A 0.870   2016/10/11 0.410   2016/11/30 11,760,000 6,777,690 -   - -   -
26848 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 B HKD -   -   0.220   0 0 2,581,160 0.320   2016/09/09 0.114   2016/05/24 470,210,000 83,647,340 -   - -   -
27722 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 C HKD 0.030   0.010   0.010   36,760,000 870,170 49,576,648 0.120   2016/04/29 0.010   2016/11/17 8,029,210,000 432,612,590 -   - -   -
28056 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 D HKD 0.052   0.013   0.010   5,329,000 133,427 34,072,778 0.690   2016/06/07 0.013   2016/11/10 893,244,000 212,044,887 -   - -   -
21660 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 A HKD -   -   0.010   0 0 1,187 0.056   2016/01/18 0.010   2016/10/06 2,580,000 34,150 0.520   2015/04/30 0.028   2015/12/29
12530 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 B HKD 0.214   0.163   0.186   2,550,000 479,970 N/A 0.290   2016/09/09 0.121   2016/08/31 196,520,000 26,893,830 -   - -   -
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD 0.315   0.202   0.219   26,020,000 5,859,263 N/A 0.315   2016/11/01 0.202   2016/11/21 26,020,000 5,859,263 -   - -   -
14245 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 B HKD 0.770   0.720   0.710   146,000 109,500 N/A 0.770   2016/11/15 0.720   2016/11/15 146,000 109,500 -   - -   -
14425 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.260   0.224   0.225   333,010,000 80,303,990 N/A 0.260   2016/11/11 0.224   2016/11/30 333,010,000 80,303,990 -   - -   -
26995 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 A HKD 0.168   0.114   0.126   217,570,000 27,614,730 43,763,375 0.239   2016/03/31 0.095   2016/05/27 2,607,490,000 365,026,670 -   - -   -
27186 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 B HKD 0.092   0.050   0.051   134,070,000 9,253,630 73,355,073 0.172   2016/04/22 0.050   2016/11/30 7,063,290,000 642,823,470 -   - -   -
12490 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 D HKD 0.670   0.375   0.385   41,404,000 18,904,645 N/A 1.000   2016/09/22 0.350   2016/09/01 130,424,000 68,360,975 -   - -   -
13326 Macquarie Bank Ltd. - HKEX European Warrants May 2017 A HKD 0.390   0.300   0.315   2,364,000 836,990 N/A 0.770   2016/09/21 0.300   2016/11/18 4,916,000 2,037,470 -   - -   -
13614 Macquarie Bank Ltd. - HKEX European Warrants May 2017 B HKD 0.475   0.340   0.355   2,574,000 1,030,695 N/A 0.600   2016/10/11 0.340   2016/11/21 2,584,000 1,036,595 -   - -   -
13616 Macquarie Bank Ltd. - HKEX European Warrants May 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25782 Macquarie Bank Ltd. - HKEX European Warrants Nov 2016 A HKD -   -   0.285   0 0 2,840,700 0.350   2016/09/09 0.121   2016/06/24 382,320,000 69,011,370 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.201   0.139   0.140   258,870,000 43,183,820 N/A 0.250   2016/09/22 0.139   2016/11/30 378,770,000 68,022,510 -   - -   -
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.315   0.305   0.305   320,000 98,800 N/A 0.350   2016/10/20 0.300   2016/10/27 2,070,000 662,525 -   - -   -
22349 Macquarie Bank Ltd. - HN Renewables European Wts Dec 2016 A HKD 0.057   0.020   0.020   10,770,000 442,184 2,605,091 0.465   2016/01/04 0.020   2016/11/14 103,932,000 23,527,404 0.560   2015/11/23 0.305   2015/12/14
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD 0.290   0.221   0.221   6,000 1,582 N/A 0.630   2016/09/09 0.221   2016/11/18 9,364,000 4,258,492 -   - -   -
27845 Macquarie Bank Ltd. - HS H-SHARE European Warrants Dec 2016A HKD 0.010   0.010   0.010   100,000 1,000 15,695,763 0.122   2016/06/08 0.010   2016/11/04 1,892,286,000 144,356,136 -   - -   -
13024 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2017 A HKD 0.148   0.051   0.058   287,724,000 31,321,468 N/A 0.245   2016/09/14 0.051   2016/11/28 803,644,000 124,465,044 -   - -   -
11231 Macquarie Bank Ltd. - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   0 0 N/A 0.210   2016/07/06 0.010   2016/09/01 121,972,000 8,576,144 -   - -   -
12341 Macquarie Bank Ltd. - HSBC European Put Warrants May 2017 A HKD 0.058   0.022   0.022   19,988,000 946,396 N/A 0.138   2016/08/19 0.022   2016/11/22 456,972,000 33,259,464 -   - -   -
13026 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 B HKD 0.163   0.058   0.122   375,148,000 40,902,832 N/A 0.220   2016/09/09 0.058   2016/11/09 861,848,000 108,863,124 -   - -   -
13106 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 C HKD 0.090   0.033   0.076   124,496,000 8,771,248 N/A 0.183   2016/09/22 0.033   2016/11/09 637,244,000 64,176,076 -   - -   -
27723 Macquarie Bank Ltd. - HSBC European Warrants Dec 2016 A HKD 0.168   0.023   0.091   54,556,000 5,078,804 38,604,247 0.221   2016/09/09 0.023   2016/11/09 3,902,896,000 295,040,284 -   - -   -
27602 Macquarie Bank Ltd. - HSBC European Warrants Feb 2017 A HKD 0.335   0.150   0.290   15,496,000 4,275,376 30,809,484 0.335   2016/11/22 0.043   2016/07/06 1,609,188,000 205,903,644 -   - -   -
11216 Macquarie Bank Ltd. - HSBC European Warrants Jan 2017 A HKD 0.760   0.750   0.750   180,000 136,760 N/A 0.760   2016/11/22 0.132   2016/07/14 107,128,000 22,631,892 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD 0.246   0.104   0.201   163,216,000 29,519,864 N/A 0.246   2016/11/15 0.094   2016/08/24 677,360,000 114,397,088 -   - -   -
13399 Macquarie Bank Ltd. - HSBC European Warrants May 2017 B HKD 0.710   0.270   0.500   23,150,400 11,553,904 N/A 1.690   2016/09/22 0.270   2016/11/09 38,195,600 28,511,544 -   - -   -
27508 Macquarie Bank Ltd. - HSBC European Warrants Nov 2016 A HKD -   -   0.355   0 0 19,808,081 0.560   2016/09/09 0.054   2016/07/06 1,281,120,000 128,576,588 -   - -   -
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 0.290   0.181   0.242   30,536,000 7,360,116 N/A 0.290   2016/11/14 0.181   2016/11/09 30,536,000 7,360,116 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 0.970   0.420   0.710   46,182,000 31,967,182 N/A 1.450   2016/09/27 0.420   2016/11/09 66,665,600 55,181,298 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD 0.207   0.199   0.199   1,320,000 264,800 2,526,053 0.500   2016/06/24 0.199   2016/11/30 48,364,000 16,413,700 -   - -   -
12393 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2017 A HKD 0.213   0.198   0.204   2,440,000 503,070 N/A 0.650   2016/08/16 0.198   2016/11/29 21,336,000 9,037,260 -   - -   -
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD 0.022   0.022   0.022   700,000 15,400 193,883 0.224   2016/01/06 0.015   2016/07/22 447,220,000 45,013,600 0.230   2015/12/31 0.230   2015/12/31
20483 Macquarie Bank Ltd. - Huaneng Power European Wts Nov 2016 A HKD -   -   0.010   0 0 0 0.047   2016/01/06 0.010   2016/04/21 9,900,000 266,400 0.325   2015/04/22 0.029   2015/12/14
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD 0.285   0.175   0.186   9,826,000 2,149,619 N/A 0.310   2016/09/14 0.175   2016/11/30 27,112,000 6,368,098 -   - -   -
26333 Macquarie Bank Ltd. - ICBC European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 122,549 0.390   2016/02/26 0.011   2016/08/12 474,266,000 140,166,298 -   - -   -
26545 Macquarie Bank Ltd. - ICBC European Put Warrants Mar 2017 C HKD 0.011   0.010   0.010   945,000 9,459 7,591,712 0.290   2016/02/26 0.010   2016/11/21 1,429,592,000 250,287,781 -   - -   -
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD 0.165   0.099   0.151   14,220,000 2,070,835 17,948,097 0.365   2016/09/22 0.056   2016/05/09 982,507,000 150,543,344 -   - -   -
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD 0.111   0.049   0.085   32,358,000 2,543,179 N/A 0.162   2016/10/19 0.049   2016/11/09 36,560,000 3,060,940 -   - -   -
24662 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 A HKD 0.020   0.010   0.011   1,110,000 14,000 2,013,775 0.196   2016/01/04 0.010   2016/11/23 1,854,902,000 186,084,179 0.224   2015/12/30 0.209   2015/12/31
26332 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 B HKD 0.161   0.074   0.145   39,222,000 5,255,237 4,311,877 0.410   2016/09/22 0.044   2016/05/24 245,895,000 33,689,771 -   - -   -
25843 Macquarie Bank Ltd. - ICBC European Warrants Nov 2016 A HKD -   -   0.038   0 0 2,785,657 0.475   2016/09/22 0.029   2016/05/23 504,841,000 62,642,826 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.480   0.335   0.480   600,000 247,510 N/A 0.760   2016/09/09 0.250   2016/06/10 9,672,000 4,004,255 -   - -   -
27841 Macquarie Bank Ltd. - Jiangxi Copper European Wts Dec 2016 A HKD 1.600   0.079   1.540   8,221,000 2,994,619 3,614,046 1.600   2016/11/11 0.063   2016/10/31 73,507,000 26,549,675 -   - -   -
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.191   0.071   0.145   119,180,000 17,708,460 3,527,758 0.191   2016/11/28 0.060   2016/09/21 350,330,000 43,495,770 0.270   2015/11/05 0.123   2015/12/14
22265 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2016 A HKD -   -   0.020   0 0 473,282 0.570   2016/01/06 0.020   2016/10/12 43,376,000 7,777,198 0.670   2015/12/03 0.480   2015/12/14
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD 0.340   0.305   0.305   720,000 237,000 N/A 0.570   2016/08/22 0.305   2016/11/25 2,900,000 1,207,060 -   - -   -
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.099   0.099   0.099   800,000 79,200 208,867 0.226   2016/04/19 0.099   2016/11/09 12,340,000 1,568,560 0.365   2015/12/01 0.193   2015/12/17
16922 Macquarie Bank Ltd. - KECL European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.175   2015/04/14 0.020   2015/08/25
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 0.650   0.640   0.650   40,000 25,900 N/A 0.650   2016/11/21 0.640   2016/11/21 40,000 25,900 -   - -   -
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD -   -   0.031   0 0 4,416,053 0.122   2016/04/14 0.035   2016/10/19 1,007,300,000 72,668,020 0.270   2015/05/04 0.041   2015/08/24
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD -   -   0.028   0 0 7,840 0.070   2016/06/30 0.050   2016/07/21 3,480,000 219,640 0.260   2015/05/12 0.043   2015/09/23
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD 0.066   0.045   0.050   6,240,000 345,100 69,417 0.112   2016/01/05 0.029   2016/08/04 43,100,000 2,802,860 0.840   2015/09/02 0.089   2015/07/08
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD 0.033   0.033   0.032   420,000 13,860 8,220 0.086   2016/01/05 0.017   2016/09/21 16,580,000 661,520 0.237   2015/06/30 0.080   2015/09/04
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD 0.550   0.355   0.460   6,574,000 2,904,730 N/A 0.570   2016/09/22 0.355   2016/11/24 25,544,000 11,660,260 -   - -   -
27905 Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2017 A HKD 0.600   0.370   0.550   6,988,000 3,147,800 3,376,982 0.650   2016/09/22 0.305   2016/07/28 43,898,000 20,861,820 -   - -   -
25030 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2016 A HKD -   -   0.010   0 0 663,350 0.630   2016/01/12 0.010   2016/10/13 140,622,000 21,240,020 -   - -   -
12927 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 A HKD 0.385   0.325   0.360   430,000 156,850 N/A 0.560   2016/09/22 0.325   2016/11/14 980,000 423,300 -   - -   -
13514 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 B HKD 0.110   0.055   0.066   67,080,000 4,984,570 N/A 0.249   2016/10/07 0.055   2016/11/15 180,940,000 23,705,380 -   - -   -
27204 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 A HKD -   -   0.010   0 0 2,411,095 0.300   2016/04/14 0.021   2016/10/14 601,590,000 44,011,110 -   - -   -
28534 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 B HKD 0.370   0.290   0.365   550,000 187,950 N/A 0.560   2016/10/11 0.141   2016/08/03 91,510,000 18,626,650 -   - -   -
28296 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 A HKD 0.225   0.125   0.165   66,020,000 11,189,630 15,300,398 0.370   2016/09/23 0.087   2016/07/26 545,880,000 101,706,720 -   - -   -
11404 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 B HKD 0.580   0.580   0.580   100,000 58,000 N/A 0.730   2016/10/07 0.270   2016/08/03 22,250,000 8,455,650 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.320   0.265   0.285   1,240,000 361,300 N/A 0.430   2016/10/11 0.231   2016/09/14 7,120,000 2,329,880 -   - -   -
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD 0.340   0.248   0.265   8,960,000 2,333,660 N/A 0.470   2016/10/11 0.240   2016/08/19 18,780,000 5,211,650 -   - -   -
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD 0.226   0.156   0.164   25,640,000 4,749,010 N/A 0.255   2016/10/26 0.156   2016/11/09 35,080,000 6,845,500 -   - -   -
17400 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 A HKD -   -   0.012   0 0 1,770 0.031   2016/01/06 0.010   2016/05/13 7,120,000 90,060 0.360   2015/04/09 0.026   2015/10/27
13581 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 B HKD 0.208   0.114   0.114   17,224,000 2,549,162 N/A 0.385   2016/10/06 0.114   2016/11/30 30,456,000 6,341,066 -   - -   -
29048 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 A HKD 0.204   0.064   0.065   74,532,000 7,415,622 N/A 0.880   2016/08/18 0.064   2016/11/29 212,060,000 68,505,446 -   - -   -
11743 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 B HKD 0.041   0.016   0.016   16,452,000 516,042 N/A 0.330   2016/08/18 0.016   2016/11/23 111,920,000 14,287,734 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD 0.023   0.020   0.022   3,600,000 76,800 43,983 0.188   2016/02/02 0.020   2016/11/03 2,324,560,000 263,207,740 0.280   2015/10/13 0.175   2015/09/02
28085 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2017 A HKD 0.022   0.020   0.010   2,610,000 56,350 15,952,253 0.460   2016/05/19 0.020   2016/11/02 492,890,000 104,939,370 -   - -   -
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 0.022   2016/01/08 0.013   2016/02/03 360,000 7,020 0.325   2015/05/14 0.012   2015/09/02
14479 Macquarie Bank Ltd. - Lenovo European Warrants Jun 2017 A HKD 0.395   0.340   0.340   2,288,000 839,480 N/A 0.395   2016/11/28 0.340   2016/11/30 2,288,000 839,480 -   - -   -
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.037   0.025   0.030   380,000 13,040 241,267 0.255   2016/01/11 0.025   2016/11/14 1,567,360,000 164,944,980 0.390   2015/11/25 0.221   2015/09/29
27203 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2016 A HKD -   -   0.010   0 0 416,106 0.750   2016/04/14 0.010   2016/09/29 176,332,000 25,734,680 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 0.079   2016/01/04 0.025   2016/04/05 66,460,000 3,667,600 0.300   2015/07/10 0.073   2015/09/25
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.020   0 0 67,707 0.084   2016/01/04 0.029   2016/08/08 32,880,000 1,912,020 0.233   2015/05/06 0.082   2015/12/14
11516 Macquarie Bank Ltd. - Li & Fung European Warrants May 2017 A HKD 0.116   0.034   0.036   6,934,000 381,020 N/A 0.310   2016/09/08 0.034   2016/11/29 43,062,000 8,013,730 -   - -   -
12622 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2017 A HKD 0.570   0.385   0.510   2,997,500 1,444,360 N/A 0.770   2016/10/24 0.385   2016/11/09 3,544,500 1,768,340 -   - -   -
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.138   0.120   0.138   875,000 115,930 635,714 0.175   2016/01/06 0.056   2016/06/02 71,720,000 7,411,645 0.310   2015/05/22 0.137   2015/12/18
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD 2.600   2.600   2.600   8,000 20,800 N/A 2.810   2016/10/20 1.000   2016/06/15 1,861,500 2,604,890 -   - -   -
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13610 Macquarie Bank Ltd. - Link REIT European Warrants Apr 2017 A HKD 0.096   0.039   0.047   5,660,000 357,715 N/A 0.231   2016/10/05 0.039   2016/11/28 11,990,000 1,218,560 -   - -   -
11458 Macquarie Bank Ltd. - Link REIT European Warrants Mar 2017 A HKD 0.186   0.063   0.098   6,000,000 747,630 N/A 0.495   2016/08/01 0.063   2016/11/16 31,840,000 8,991,130 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD -   -   0.139   0 0 233,578 0.360   2016/09/07 0.191   2016/02/12 83,025,000 17,972,260 -   - -   -
22647 Macquarie Bank Ltd. - Longfor PPT European Wts Jan 2017 A HKD -   -   0.081   0 0 0 0.133   2016/01/05 0.083   2016/01/11 7,500,000 793,575 0.246   2015/06/12 0.097   2015/08/27
11281 Macquarie Bank Ltd. - Luk Fook Hold European Wts May 2017 A HKD 0.475   0.305   0.330   6,200,000 2,394,350 N/A 0.475   2016/11/08 0.242   2016/08/05 8,520,000 3,150,050 -   - -   -
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11317 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Mar 2017 A HKD 2.410   1.100   2.350   30,000 53,710 N/A 2.410   2016/11/22 0.650   2016/07/07 7,738,000 7,603,630 -   - -   -
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD 0.570   0.375   0.570   52,000 26,300 1,880,471 0.570   2016/11/28 0.105   2016/03/01 397,076,000 65,515,740 0.415   2015/10/15 0.210   2015/12/22
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.385   0.218   0.365   3,664,000 1,186,500 N/A 0.385   2016/11/28 0.197   2016/10/27 10,744,000 2,801,696 -   - -   -
24066 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2017 A HKD 0.052   0.029   0.032   47,610,000 1,851,000 1,261,498 0.093   2016/01/04 0.029   2016/11/24 1,396,290,000 55,345,795 0.305   2015/07/21 0.075   2015/12/14
28208 Macquarie Bank Ltd. - Minsheng Bank European Wts Dec 2016 A HKD 0.660   0.241   0.241   2,236,000 1,032,678 9,186,216 0.800   2016/09/09 0.241   2016/11/28 116,183,000 55,935,906 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.020   0 0 0 0.019   2016/01/08 0.019   2016/01/08 100,000 1,900 0.275   2015/04/28 0.026   2015/09/02
14596 Macquarie Bank Ltd. - Minsheng Bank European Wts Jun 2017 A HKD 0.920   0.830   0.860   938,000 813,620 N/A 0.920   2016/11/28 0.830   2016/11/29 938,000 813,620 -   - -   -
12451 Macquarie Bank Ltd. - Minsheng Bank European Wts Mar 2017 A HKD 0.232   0.108   0.109   35,693,000 5,713,886 N/A 0.370   2016/09/22 0.108   2016/11/29 109,676,000 27,181,129 -   - -   -
23872 Macquarie Bank Ltd. - MTRC European Warrants Dec 2016 A HKD 0.233   0.140   0.140   1,970,000 366,620 545,403 0.670   2016/08/09 0.140   2016/11/28 78,225,000 20,209,300 0.335   2015/12/18 0.265   2015/12/29
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD 0.250   0.092   0.095   37,535,000 7,180,955 N/A 0.430   2016/07/29 0.092   2016/11/25 67,030,000 14,410,385 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.157   0.087   0.090   6,790,000 814,670 N/A 0.157   2016/11/14 0.087   2016/11/21 6,790,000 814,670 -   - -   -
26867 Macquarie Bank Ltd. - NCI European Warrants Mar 2017 A HKD 0.680   0.275   0.680   19,599,000 7,699,810 5,010,434 0.680   2016/11/25 0.209   2016/05/16 141,589,000 45,290,369 -   - -   -
12529 Macquarie Bank Ltd. - NCI European Warrants May 2017 A HKD 0.445   0.173   0.405   54,919,000 13,189,155 N/A 0.445   2016/11/28 0.173   2016/11/09 155,168,000 41,056,265 -   - -   -
26080 Macquarie Bank Ltd. - NCI European Warrants Nov 2016 A HKD -   -   0.010   0 0 2,172,361 0.365   2016/01/29 0.024   2016/08/03 396,109,000 49,782,265 -   - -   -
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.164   0.034   0.045   38,749,000 4,273,063 N/A 0.395   2016/09/09 0.034   2016/11/09 109,728,000 18,074,230 -   - -   -
27867 Macquarie Bank Ltd. - New World Dev European Wts Dec 2016 A HKD 0.315   0.010   0.010   11,007,000 502,370 5,561,399 0.940   2016/09/09 0.010   2016/11/18 204,735,000 39,934,991 -   - -   -
12397 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 A HKD -   -   0.020   0 0 N/A 0.084   2016/08/18 0.020   2016/10/28 7,916,000 433,771 -   - -   -
13058 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 B HKD 0.073   0.021   0.035   18,288,000 635,301 N/A 0.219   2016/09/14 0.021   2016/11/15 25,454,000 1,511,278 -   - -   -
12548 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 A HKD 0.144   0.065   0.087   94,920,000 8,661,122 N/A 0.260   2016/10/11 0.065   2016/11/18 163,960,000 20,343,082 -   - -   -
12621 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 B HKD 0.113   0.051   0.059   87,796,000 6,632,720 N/A 0.229   2016/10/11 0.051   2016/11/18 149,264,000 15,161,384 -   - -   -
13435 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 C HKD 0.500   0.246   0.275   47,210,000 15,129,650 N/A 0.650   2016/10/24 0.246   2016/11/14 73,366,000 27,598,750 -   - -   -
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 0.255   2015/06/03 0.048   2015/09/07
28207 Macquarie Bank Ltd. - PetroChina European Wts Dec 2016 A HKD 0.098   0.010   0.010   39,032,000 1,305,144 36,488,652 0.760   2016/06/08 0.010   2016/11/24 877,572,000 299,182,884 -   - -   -
11316 Macquarie Bank Ltd. - PetroChina European Wts Feb 2017 A HKD 0.086   0.022   0.043   84,532,000 4,446,066 N/A 0.450   2016/07/15 0.022   2016/11/21 504,402,000 64,319,480 -   - -   -
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD 0.026   0.026   0.026   500,000 13,000 184,297 0.073   2016/04/28 0.020   2016/01/18 67,460,000 3,052,040 0.260   2015/07/24 0.043   2015/12/14
14474 Macquarie Bank Ltd. - PetroChina European Wts Jun 2017 A HKD 0.310   0.265   0.270   2,964,000 851,280 N/A 0.310   2016/11/25 0.265   2016/11/30 2,964,000 851,280 -   - -   -
27958 Macquarie Bank Ltd. - PICC Group European Wts Dec 2016 A HKD -   -   0.010   0 0 5,479,576 0.325   2016/06/08 0.015   2016/10/27 219,869,000 37,108,170 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD 0.164   0.148   0.162   826,000 131,235 N/A 0.405   2016/09/09 0.148   2016/11/09 33,096,000 9,862,152 -   - -   -
11513 Macquarie Bank Ltd. - PICC Group European Wts Mar 2017 A HKD 0.210   0.094   0.200   11,261,000 1,690,843 N/A 0.450   2016/08/15 0.094   2016/11/11 54,396,000 15,810,753 -   - -   -
11359 Macquarie Bank Ltd. - PICC P&C European Warrants Apr 2017 A HKD 0.355   0.136   0.285   16,038,000 4,002,682 N/A 1.200   2016/09/07 0.136   2016/11/21 32,594,000 16,252,532 -   - -   -
24755 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2016 A HKD -   -   0.017   0 0 452,223 0.166   2016/01/04 0.010   2016/08/30 642,180,000 63,505,100 0.189   2015/12/31 0.186   2015/12/31
25957 Macquarie Bank Ltd. - PICC P&C European Warrants Feb 2017 A HKD 0.048   0.016   0.035   20,980,000 792,420 2,848,587 0.275   2016/03/31 0.016   2016/11/18 871,720,000 166,702,380 -   - -   -
26400 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 17 B HKD -   -   0.019   0 0 40,280,755 0.212   2016/02/29 0.019   2016/09/23 10,278,430,000 1,213,755,755 -   - -   -
25122 Macquarie Bank Ltd. - Ping An European Put Warrants Dec 16 A HKD -   -   0.014   0 0 14,278,250 0.670   2016/02/12 0.016   2016/10/20 1,832,090,000 608,312,375 -   - -   -
28124 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 17 C HKD 0.020   0.020   0.010   196,500 3,930 6,520,390 1.470   2016/05/24 0.011   2016/10/28 377,754,500 40,005,540 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD 0.098   0.045   0.045   161,360,000 13,170,220 N/A 0.212   2016/08/11 0.045   2016/11/28 1,256,930,000 149,648,115 -   - -   -
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD 0.235   0.115   0.125   157,855,000 29,986,905 N/A 0.285   2016/09/30 0.115   2016/11/30 576,380,000 124,393,300 -   - -   -
11169 Macquarie Bank Ltd. - Ping An European Put Warrants Mar 17 B HKD 0.025   0.010   0.010   1,100,000 21,100 N/A 0.315   2016/07/08 0.010   2016/11/25 2,585,580,000 267,619,250 -   - -   -
22847 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 0.018   2016/01/07 0.016   2016/01/07 4,300,000 71,500 0.242   2015/06/15 0.029   2015/12/14
27256 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 C HKD 0.248   0.111   0.240   11,260,000 1,546,235 79,013,028 0.315   2016/09/08 0.068   2016/06/24 7,471,270,000 1,001,979,715 -   - -   -
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.610   0.250   0.510   122,030,000 49,163,117 N/A 1.600   2016/09/22 0.250   2016/11/09 228,802,500 137,477,072 -   - -   -
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.280   0.154   0.255   127,950,000 23,155,155 N/A 0.280   2016/11/28 0.154   2016/11/21 286,950,000 55,148,935 -   - -   -
25374 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 B HKD -   -   0.010   0 0 24,548,113 0.209   2016/01/19 0.010   2016/10/19 8,549,970,000 816,035,895 -   - -   -
28123 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 C HKD 0.510   0.014   0.014   70,185,000 7,752,167 22,950,006 2.590   2016/09/09 0.014   2016/11/28 234,129,000 145,022,861 -   - -   -
27254 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 A HKD 0.255   0.110   0.209   22,550,000 4,398,030 48,650,402 0.430   2016/09/09 0.073   2016/07/08 3,801,770,000 504,379,235 -   - -   -
28866 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 B HKD 0.960   0.350   0.840   37,231,000 20,855,053 N/A 2.720   2016/09/09 0.350   2016/11/09 122,919,000 126,700,373 -   - -   -
21392 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 A HKD -   -   0.010   450,000 4,500 2,058 0.015   2016/07/15 0.014   2016/07/15 1,000,000 12,350 0.305   2015/05/26 0.030   2015/09/04
26478 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 B HKD 0.275   0.110   0.265   28,015,000 6,226,345 33,030,717 0.435   2016/09/07 0.063   2016/07/08 3,938,420,000 672,474,230 -   - -   -
11247 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 D HKD 0.790   0.600   0.790   50,000 35,700 N/A 0.950   2016/09/09 0.260   2016/07/08 9,415,000 3,955,575 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 0.830   0.460   0.780   9,750,500 6,136,530 N/A 2.020   2016/09/22 0.460   2016/11/09 230,970,000 342,423,220 -   - -   -
28343 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 A HKD 0.455   0.385   0.460   205,000 87,975 10,464,829 0.660   2016/09/07 0.166   2016/07/08 308,195,000 67,011,105 -   - -   -
11358 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 C HKD 2.440   1.120   2.080   6,433,000 12,223,835 N/A 3.950   2016/09/09 0.960   2016/07/11 29,571,000 61,611,875 -   - -   -
11515 Macquarie Bank Ltd. - Ping An European Warrants May 2017 A HKD 0.450   0.340   0.450   1,100,000 486,450 N/A 0.650   2016/09/08 0.255   2016/08/03 141,590,000 41,322,750 -   - -   -
13068 Macquarie Bank Ltd. - Ping An European Warrants May 2017 B HKD 0.540   0.234   0.475   64,288,500 24,170,426 N/A 1.820   2016/09/09 0.234   2016/11/18 103,579,500 54,706,236 -   - -   -
19130 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 A HKD -   -   0.038   0 0 393,434 0.139   2016/01/04 0.014   2016/06/15 1,805,595,000 109,652,550 0.460   2015/05/28 0.098   2015/09/04
24469 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 B HKD -   -   0.010   0 0 1,633 0.188   2016/01/04 0.012   2016/01/14 1,379,170,000 111,293,805 0.295   2015/12/23 0.198   2015/12/31
27730 Macquarie Bank Ltd. - Ping An European Warrants Nov 2016 C HKD -   -   0.010   0 0 8,590,688 0.770   2016/04/29 0.010   2016/10/17 673,057,500 156,189,574 -   - -   -
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.194   0.107   0.176   135,350,000 19,831,580 N/A 0.194   2016/11/28 0.107   2016/11/09 215,250,000 33,198,525 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.221   0.172   0.179   31,050,000 6,113,715 N/A 0.237   2016/10/27 0.172   2016/11/23 32,530,000 6,445,135 -   - -   -
11074 Macquarie Bank Ltd. - PWR Assets European Wts May 2017 A HKD 0.073   0.036   0.044   2,940,000 130,280 N/A 0.275   2016/08/01 0.036   2016/11/14 201,470,000 36,822,880 -   - -   -
23447 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2016 A HKD -   -   0.012   0 0 2,312,345 0.560   2016/04/19 0.025   2016/10/05 159,625,000 31,899,900 0.455   2015/12/08 0.325   2015/12/22
24579 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 A HKD 0.074   0.022   0.022   15,256,000 804,832 896,791 0.217   2016/09/07 0.022   2016/11/29 193,560,000 25,833,724 0.244   2015/12/31 0.241   2015/12/31
26035 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 B HKD -   -   0.221   0 0 252,770 0.510   2016/09/06 0.191   2016/01/28 35,964,000 9,011,792 -   - -   -
12879 Macquarie Bank Ltd. - R&F Ppt European Warrants May 2017 A HKD 0.250   0.203   0.206   9,472,000 2,100,600 768,140 0.520   2016/09/05 0.197   2016/05/16 70,232,000 16,207,580 -   - -   -
16500 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.036   2015/08/11 0.010   2015/07/29
12975 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 C HKD 3.630   1.500   3.170   4,438,000 11,375,484 N/A 3.630   2016/11/29 1.500   2016/11/15 11,454,400 25,784,908 -   - -   -
13726 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 D HKD 0.215   0.079   0.173   187,568,000 22,417,588 N/A 0.215   2016/11/29 0.077   2016/10/31 349,236,000 40,231,980 -   - -   -
28049 Macquarie Bank Ltd. - Sands China European Wts Feb 2017 A HKD 0.560   0.242   0.520   12,692,000 3,468,752 16,046,755 0.560   2016/11/29 0.106   2016/07/06 519,212,000 106,590,644 -   - -   -
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD 0.169   0.060   0.159   117,584,000 12,613,532 N/A 0.192   2016/10/03 0.060   2016/11/09 214,292,000 23,136,192 -   - -   -
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD 0.375   0.200   0.345   73,208,000 19,365,144 N/A 0.375   2016/11/22 0.200   2016/11/15 73,208,000 19,365,144 -   - -   -
26960 Macquarie Bank Ltd. - Sands China European Wts Nov 2016 A HKD -   -   0.010   0 0 3,069,279 0.250   2016/03/31 0.010   2016/10/14 756,588,000 55,545,788 -   - -   -
11500 Macquarie Bank Ltd. - Sands China European Wts Nov 2016 B HKD -   -   0.790   0 0 N/A 0.880   2016/09/09 0.305   2016/07/25 6,112,000 2,787,280 -   - -   -
20171 Macquarie Bank Ltd. - SFCE European Warrants May 2017 A HKD -   -   0.010   0 0 1,000 0.010   2016/06/07 0.010   2016/06/07 720,000 7,200 0.430   2015/04/14 0.021   2015/12/14
26549 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Mar 2017 A HKD 0.044   0.020   0.020   10,845,000 372,340 776,461 0.275   2016/03/21 0.020   2016/11/28 106,025,000 16,966,810 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD -   -   0.176   0 0 N/A 0.230   2016/10/12 0.221   2016/10/24 520,000 118,640 -   - -   -
11752 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2017 A HKD 0.265   0.086   0.163   167,320,000 38,150,390 N/A 0.420   2016/08/04 0.086   2016/11/01 561,460,000 123,577,520 -   - -   -
26879 Macquarie Bank Ltd. - SHK Ppt European Put Wts Nov 2016 A HKD -   -   0.010   0 0 2,046,293 0.465   2016/04/05 0.010   2016/09/09 222,340,000 53,515,780 -   - -   -
29287 Macquarie Bank Ltd. - SHK Ppt European Warrants Apr 2017 A HKD 0.410   0.255   0.265   319,760,000 99,668,850 N/A 1.290   2016/09/08 0.183   2016/06/28 634,610,000 211,268,550 -   - -   -
12306 Macquarie Bank Ltd. - SHK Ppt European Warrants Mar 2017 B HKD 0.181   0.014   0.015   103,600,000 13,328,390 N/A 0.465   2016/09/09 0.014   2016/11/15 568,770,000 146,603,500 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.065   0.041   0.043   4,740,000 244,800 368,735 0.330   2016/01/07 0.041   2016/11/24 92,110,000 13,502,500 0.410   2015/12/01 0.247   2015/08/25
28350 Macquarie Bank Ltd. - Sino Biopharm European Warrants May17A HKD 1.020   0.690   0.690   2,062,000 1,739,240 2,076,103 1.460   2016/07/12 0.690   2016/11/30 11,787,000 12,846,460 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD 0.360   0.209   0.260   36,152,000 9,592,684 N/A 0.360   2016/11/18 0.198   2016/10/24 37,212,000 9,827,892 -   - -   -
27488 Macquarie Bank Ltd. - Sinopec Corp European Put Wts Mar17A HKD 0.071   0.032   0.038   57,480,000 3,431,044 1,714,979 0.350   2016/05/16 0.032   2016/11/30 142,722,000 23,095,932 -   - -   -
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD 0.220   0.134   0.157   103,028,000 17,162,710 N/A 0.220   2016/11/10 0.134   2016/11/18 103,028,000 17,162,710 -   - -   -
27489 Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2017 A HKD 0.031   0.010   0.010   1,604,000 32,040 4,090,084 0.355   2016/04/21 0.010   2016/11/23 1,103,968,000 129,599,006 -   - -   -
11649 Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2017 B HKD 0.172   0.037   0.055   65,644,000 6,339,804 N/A 0.320   2016/07/26 0.037   2016/11/15 299,678,000 52,006,840 -   - -   -
25975 Macquarie Bank Ltd. - Sinopec Corp European Wts Nov 2016 A HKD -   -   0.640   0 0 734,557 0.920   2016/07/15 0.260   2016/02/11 1,200,980,000 427,820,120 -   - -   -
27221 Macquarie Bank Ltd. - Sinopec Corp European Wts Nov 2016 B HKD -   -   0.015   0 0 7,253,452 0.340   2016/04/14 0.024   2016/09/20 543,660,000 96,075,792 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.147   0.117   0.124   3,640,000 482,480 551,478 0.182   2016/07/12 0.096   2016/02/29 97,700,000 12,978,950 0.290   2015/04/08 0.125   2015/11/27
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD 0.083   0.079   0.082   200,000 16,200 352,747 0.159   2016/02/16 0.079   2016/11/18 95,590,000 12,509,425 0.255   2015/06/15 0.133   2015/12/14
29332 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2017 A HKD 0.470   0.305   0.325   1,464,000 524,780 N/A 0.720   2016/08/17 0.305   2016/11/25 2,472,000 1,007,320 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.510   0.420   0.420   269,000 119,120 547,614 0.510   2016/11/08 0.255   2016/05/30 8,512,000 3,301,285 -   - -   -
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.380   0.335   0.340   600,000 211,200 N/A 0.380   2016/11/10 0.335   2016/11/24 600,000 211,200 -   - -   -
19995 Macquarie Bank Ltd. - SMIC European Warrants Mar 2017 A HKD 0.330   0.160   0.218   18,740,000 4,757,987 2,163,832 0.330   2016/11/11 0.048   2016/06/24 109,648,000 14,935,915 0.435   2015/04/09 0.159   2015/08/25
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.335   0.241   0.245   17,213,000 4,910,975 N/A 0.335   2016/11/10 0.234   2016/09/23 17,989,000 5,120,088 -   - -   -
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 400,000 4,000 0.238   2015/05/05 0.012   2015/11/12
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD 0.420   0.340   0.305   786,000 303,670 N/A 0.420   2016/11/11 0.340   2016/11/09 786,000 303,670 -   - -   -
27553 Macquarie Bank Ltd. - Stanchart European Warrants Mar 2017 A HKD 0.580   0.179   0.179   14,493,000 3,808,991 9,883,364 1.070   2016/04/27 0.179   2016/11/30 104,699,000 63,359,926 -   - -   -
12319 Macquarie Bank Ltd. - Stanchart European Warrants May 2017 A HKD 0.185   0.048   0.049   315,504,000 27,029,625 N/A 0.455   2016/08/12 0.048   2016/11/30 711,427,000 135,692,786 -   - -   -
26245 Macquarie Bank Ltd. - Stanchart European Warrants Nov 2016 A HKD -   -   0.690   0 0 1,108,293 1.060   2016/04/27 0.217   2016/02/25 1,217,409,000 466,138,381 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.213   0.206   0.210   2,160,000 458,960 N/A 0.213   2016/11/15 0.193   2016/10/18 4,220,000 866,220 -   - -   -
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 0.530   0.310   0.380   99,530,000 39,079,000 N/A 0.800   2016/08/31 0.310   2016/11/04 353,980,000 177,042,000 -   - -   -
28127 Macquarie Bank Ltd. - Sunny Optical European Warrants Mar17A HKD 1.070   0.880   0.880   120,000 123,900 1,581,333 1.220   2016/08/30 0.455   2016/07/06 13,430,000 9,916,500 -   - -   -
11295 Macquarie Bank Ltd. - Swire Pacific A European Wts Apr17A HKD 0.112   0.020   0.020   14,450,000 1,050,820 N/A 0.670   2016/08/17 0.020   2016/11/24 31,945,000 5,147,180 -   - -   -
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.232   0.227   0.234   770,000 176,850 N/A 0.232   2016/11/30 0.227   2016/11/28 770,000 176,850 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.355   0.285   0.285   800,000 254,625 N/A 0.490   2016/08/30 0.285   2016/11/28 5,430,000 2,323,925 -   - -   -
12948 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2017 A HKD 1.790   1.150   1.750   5,084,000 7,347,200 N/A 1.790   2016/11/15 1.080   2016/10/25 53,153,000 71,783,560 -   - -   -
28070 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2016 D HKD -   -   0.010   0 0 3,050,740 1.230   2016/05/23 0.010   2016/09/28 113,484,000 18,389,497 -   - -   -
11314 Macquarie Bank Ltd. - Tencent European Put Wts Feb 2017 C HKD 0.198   0.080   0.123   323,415,000 47,848,721 N/A 0.510   2016/07/26 0.080   2016/11/10 777,146,000 113,131,978 -   - -   -
29043 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 D HKD -   -   0.010   0 0 N/A 0.520   2016/06/30 0.018   2016/09/30 357,043,000 31,181,399 -   - -   -
11165 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 G HKD 0.169   0.032   0.050   328,888,000 31,108,486 N/A 1.340   2016/07/04 0.032   2016/11/29 822,513,000 91,389,876 -   - -   -
14294 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 D HKD 1.490   1.460   1.460   20,000 29,500 N/A 1.490   2016/11/17 1.460   2016/11/17 20,000 29,500 -   - -   -
14595 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11965 Macquarie Bank Ltd. - Tencent European Put Wts Mar 2017 D HKD 0.790   0.395   0.520   18,353,000 9,082,270 N/A 1.390   2016/08/08 0.370   2016/10/26 88,863,000 41,308,635 -   - -   -
13880 Macquarie Bank Ltd. - Tencent European Put Wts May 2017 D HKD 0.860   0.530   0.780   1,557,000 1,122,340 N/A 0.860   2016/11/15 0.495   2016/10/26 1,777,000 1,234,940 -   - -   -
27421 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2016 C HKD -   -   0.010   0 0 51,175,267 0.890   2016/05/09 0.013   2016/09/15 2,073,382,000 308,945,260 -   - -   -
13472 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 B HKD 0.315   0.091   0.091   9,804,000 2,035,073 N/A 0.660   2016/10/06 0.091   2016/11/28 11,470,000 2,905,073 -   - -   -
13544 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 C HKD 0.670   0.405   0.405   180,000 82,900 N/A 0.670   2016/11/09 0.405   2016/11/23 180,000 82,900 -   - -   -
13545 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 D HKD 0.131   0.060   0.074   1,444,000 153,350 N/A 0.315   2016/10/06 0.060   2016/11/15 15,030,000 3,481,755 -   - -   -
13579 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 E HKD 1.340   1.150   1.270   98,000 119,400 N/A 1.340   2016/11/16 1.150   2016/11/15 98,000 119,400 -   - -   -
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.275   0.199   0.199   6,390,000 1,411,110 N/A 0.325   2016/10/25 0.199   2016/11/24 6,870,000 1,561,460 -   - -   -
27869 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 A HKD 0.415   0.010   0.010   71,042,000 11,627,046 9,439,979 1.370   2016/09/06 0.010   2016/11/17 138,454,000 59,251,735 -   - -   -
27942 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 B HKD 1.930   0.760   0.770   511,000 618,640 162,487 3.320   2016/09/09 0.730   2016/05/12 1,105,000 1,332,480 -   - -   -
28068 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 C HKD -   -   4.850   0 0 2,673,595 6.090   2016/09/28 2.590   2016/06/01 3,014,000 16,041,570 -   - -   -
28577 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 A HKD 0.395   0.067   0.074   125,167,000 17,981,265 N/A 1.030   2016/09/09 0.067   2016/11/30 130,625,000 21,614,065 -   - -   -
11250 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 B HKD 0.960   0.325   0.340   22,103,000 9,550,170 N/A 2.060   2016/09/06 0.325   2016/11/30 38,902,000 36,262,310 -   - -   -
11357 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 D HKD 0.189   0.024   0.024   65,944,000 4,012,676 N/A 0.590   2016/09/23 0.024   2016/11/29 119,594,000 21,823,798 -   - -   -
11491 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 E HKD 1.880   1.360   1.440   205,000 308,180 N/A 3.410   2016/09/28 1.360   2016/11/24 1,519,000 3,484,990 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.244   0.164   0.169   883,640,000 178,232,250 N/A 0.244   2016/11/07 0.164   2016/11/30 883,640,000 178,232,250 -   - -   -
23496 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 A HKD -   -   0.385   0 0 269,535 0.450   2016/08/18 0.109   2016/02/11 8,258,110,000 1,150,013,960 0.217   2015/12/17 0.158   2015/12/14
28419 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 B HKD 0.370   0.010   0.010   116,579,000 19,954,047 12,059,543 1.290   2016/09/09 0.010   2016/11/30 184,258,000 72,357,257 -   - -   -
28602 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 C HKD 0.036   0.019   0.020   2,562,000 55,662 N/A 0.660   2016/09/06 0.019   2016/11/10 136,116,000 47,584,241 -   - -   -
29740 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 E HKD 1.530   0.335   0.355   30,747,000 17,951,260 N/A 2.220   2016/09/05 0.335   2016/11/30 31,462,000 19,302,090 -   - -   -
11159 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 F HKD 3.800   2.200   2.560   1,942,000 5,410,590 N/A 4.780   2016/09/23 1.930   2016/06/30 5,886,000 16,056,140 -   - -   -
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.360   0.199   0.203   2,092,000 609,965 N/A 0.600   2016/09/06 0.199   2016/11/14 97,162,000 43,764,355 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.320   0.200   0.200   505,000 125,350 N/A 0.500   2016/09/06 0.200   2016/11/30 19,222,000 8,460,145 -   - -   -
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD 0.039   0.012   0.016   27,300,000 544,770 7,776,002 0.086   2016/01/04 0.012   2016/11/21 702,770,000 46,714,940 0.250   2015/04/22 0.056   2015/09/30
14038 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 B HKD 0.207   0.113   0.134   821,000 127,497 N/A 0.207   2016/11/08 0.113   2016/11/14 821,000 127,497 -   - -   -
14156 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 C HKD 0.485   0.270   0.330   552,000 252,000 N/A 0.485   2016/11/10 0.270   2016/11/15 552,000 252,000 -   - -   -
14295 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14342 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 F HKD 1.580   1.520   1.520   907,000 1,385,800 N/A 1.580   2016/11/23 1.520   2016/11/25 907,000 1,385,800 -   - -   -
11823 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 A HKD 0.150   0.033   0.033   132,481,000 12,797,769 N/A 0.520   2016/09/06 0.033   2016/11/29 289,564,000 61,930,164 -   - -   -
11891 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 B HKD 0.365   0.136   0.156   2,520,000 466,920 N/A 0.940   2016/09/23 0.136   2016/11/15 21,222,000 14,450,680 -   - -   -
11920 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 C HKD 0.830   0.430   0.380   207,000 103,990 N/A 1.650   2016/09/09 0.430   2016/11/28 29,616,000 39,642,770 -   - -   -
12223 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 E HKD 1.870   1.040   1.080   8,319,000 10,255,670 N/A 3.040   2016/09/07 1.040   2016/11/30 8,750,000 11,418,090 -   - -   -
13721 Macquarie Bank Ltd. - Tencent European Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13772 Macquarie Bank Ltd. - Tencent European Warrants May 2017 B HKD 0.142   0.073   0.101   565,650,000 65,946,009 N/A 0.202   2016/10/19 0.073   2016/11/14 568,150,000 66,350,789 -   - -   -
13813 Macquarie Bank Ltd. - Tencent European Warrants May 2017 C HKD 0.510   0.500   0.315   40,000 20,200 N/A 0.810   2016/10/19 0.500   2016/11/07 60,000 36,200 -   - -   -
13919 Macquarie Bank Ltd. - Tencent European Warrants May 2017 E HKD 0.850   0.820   0.820   20,000 16,700 N/A 0.850   2016/11/23 0.820   2016/11/23 20,000 16,700 -   - -   -
27326 Macquarie Bank Ltd. - Tencent European Warrants Nov 2016 A HKD -   -   0.010   0 0 39,163,098 0.475   2016/09/23 0.010   2016/10/24 880,827,000 241,491,032 -   - -   -
27384 Macquarie Bank Ltd. - Tencent European Warrants Nov 2016 B HKD -   -   1.260   0 0 3,248,248 2.100   2016/09/23 0.365   2016/05/20 32,876,000 20,709,695 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 0.400   0.355   0.335   402,000 149,530 N/A 0.510   2016/10/20 0.340   2016/10/13 31,087,000 11,833,290 -   - -   -
22284 Macquarie Bank Ltd. - Tingyi European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.030   2016/01/04 0.010   2016/01/21 4,560,000 69,060 0.280   2015/05/27 0.026   2015/12/21
11001 Macquarie Bank Ltd. - Travelsky Tech European Wts May17A HKD 0.171   0.105   0.125   10,110,000 1,399,560 N/A 0.350   2016/09/22 0.105   2016/11/23 36,250,000 7,645,870 -   - -   -
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.161   0.148   0.148   580,000 89,370 N/A 0.190   2016/10/27 0.148   2016/11/29 980,000 164,570 -   - -   -
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD -   -   0.149   0 0 13,813 0.203   2016/02/17 0.165   2016/09/12 1,520,000 279,080 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD 0.365   0.121   0.177   28,610,000 4,905,960 N/A 0.460   2016/08/18 0.121   2016/11/16 115,030,000 33,259,610 -   - -   -
26958 Macquarie Bank Ltd. - Wynn Macau European Wts May 2017 A HKD 0.246   0.096   0.255   70,848,000 10,239,228 7,607,790 0.370   2016/04/15 0.096   2016/11/14 283,132,000 64,377,620 -   - -   -
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.155   0.069   0.164   37,748,000 3,814,296 N/A 0.172   2016/08/08 0.068   2016/09/01 83,960,000 8,934,960 -   - -   -
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.189   0.087   0.087   13,460,000 1,742,860 N/A 0.219   2016/10/18 0.087   2016/11/30 15,780,000 2,238,040 -   - -   -
13857 Macquarie Bank Ltd. - Xinyi Glass European Wts Dec 2016 A HKD -   -   0.028   0 0 366,668 0.091   2016/09/09 0.028   2016/10/25 31,192,000 2,200,010 0.081   2015/04/30 0.032   2015/03/03
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.214   0.205   0.211   1,000,000 208,800 N/A 0.214   2016/11/10 0.205   2016/11/10 1,000,000 208,800 -   - -   -
27759 Macquarie Bank Ltd. - Xinyi Solar European Warrants Dec 16 A HKD 0.030   0.025   0.025   280,000 7,400 1,450,058 0.570   2016/05/04 0.025   2016/11/02 33,538,000 9,402,548 -   - -   -
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD 0.219   0.157   0.175   920,000 181,130 N/A 0.480   2016/09/20 0.157   2016/11/14 2,392,000 687,900 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.166   0.113   0.134   11,120,000 1,438,220 1,795,107 0.244   2016/07/04 0.076   2016/08/25 126,340,000 17,161,340 0.255   2015/07/27 0.156   2015/09/07
21042 Macquarie Bank Ltd. - Yanzhou Coal European Wts Mar 2017 A HKD 0.021   0.020   0.021   500,000 10,200 2,356,610 0.108   2016/04/13 0.020   2016/11/21 401,820,000 16,055,780 0.243   2015/04/20 0.074   2015/12/15
13939 Macquarie Bank Ltd. - Yanzhou Coal European Wts May 2017 A HKD 0.730   0.390   0.390   1,656,000 746,420 N/A 0.950   2016/10/25 0.390   2016/11/30 30,532,000 21,538,620 -   - -   -
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.092   0.078   0.079   440,000 35,920 725,132 0.169   2016/09/09 0.078   2016/11/17 32,430,000 4,361,652 -   - -   -
24657 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2016 A HKD 0.190   0.010   0.013   19,476,000 1,538,136 2,582,379 0.560   2016/07/11 0.010   2016/11/24 460,498,000 128,154,872 0.400   2015/12/30 0.385   2015/12/31
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD 0.107   0.038   0.050   30,408,000 2,065,528 N/A 0.280   2016/08/11 0.038   2016/11/18 73,778,000 7,006,338 -   - -   -
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.065   0.030   0.045   760,000 34,940 48,967 0.065   2016/11/29 0.010   2016/05/23 22,546,000 728,848 0.330   2015/06/03 0.038   2015/09/04
27319 Macquarie Bank Ltd. - ZTE European Warrants Dec 2016 A HKD 0.018   0.018   0.015   2,000 36 6,412,545 0.169   2016/04/14 0.010   2016/09/26 1,600,106,000 119,715,510 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.300   0.243   0.290   68,152,000 19,249,320 N/A 0.300   2016/11/29 0.243   2016/11/18 68,152,000 19,249,320 -   - -   -
12912 Macquarie Bank Ltd. -China Life European Put Warrants Apr17B HKD 0.950   0.121   0.156   33,609,000 8,376,486 N/A 1.090   2016/09/02 0.121   2016/11/28 60,004,000 25,031,561 -   - -   -
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.241   0.151   0.162   9,940,000 1,879,800 N/A 0.241   2016/11/18 0.151   2016/11/30 9,940,000 1,879,800 -   - -   -
26043 Macquarie Bank Ltd. -China Life European Put Warrants Dec16A HKD 0.010   0.010   0.010   200,000 2,000 3,666,542 0.330   2016/02/04 0.010   2016/11/09 2,460,420,000 574,794,940 -   - -   -
28282 Macquarie Bank Ltd. -China Life European Put Warrants Jan17A HKD 0.031   0.010   0.010   1,495,000 26,436 1,098,171 0.830   2016/05/26 0.010   2016/11/10 44,978,000 6,822,568 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD 0.195   0.143   0.145   7,920,000 1,426,860 N/A 0.310   2016/09/09 0.143   2016/11/30 11,413,000 2,352,940 -   - -   -
26993 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Feb 2017 A HKD -   -   0.019   0 0 324,440 0.207   2016/04/12 0.022   2016/10/05 38,187,000 2,605,740 -   - -   -
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.290   0.244   0.270   1,301,000 351,445 N/A 0.325   2016/10/14 0.244   2016/11/16 1,641,000 454,465 -   - -   -
12806 Macquarie Bank Ltd. -Greatwall Motor European Wts Dec 2016 A HKD -   -   0.020   0 0 526,698 0.088   2016/01/04 0.013   2016/04/29 216,780,000 7,223,085 0.295   2015/10/09 0.096   2015/12/30
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.243   0.220   0.220   1,940,000 453,705 290,097 0.310   2016/10/11 0.141   2016/05/16 101,390,000 19,545,875 -   - -   -
11936 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2017 A HKD 0.051   0.015   0.025   14,570,000 393,880 N/A 0.202   2016/08/09 0.015   2016/11/17 283,330,000 27,878,430 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.149   0.106   0.140   6,375,000 790,470 N/A 0.250   2016/10/25 0.106   2016/11/17 14,060,000 2,315,130 -   - -   -
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.088   0.051   0.063   16,345,000 1,108,115 14,525,873 0.247   2016/03/14 0.051   2016/11/24 753,110,000 102,212,955 -   - -   -
11556 Macquarie Bank Ltd. -PetroChina European Put Warrants Feb17B HKD 0.220   0.096   0.110   57,360,000 7,402,556 N/A 0.385   2016/07/26 0.096   2016/11/29 181,204,000 37,295,570 -   - -   -
25213 Macquarie Bank Ltd. -PetroChina European Put Warrants Nov16A HKD -   -   0.010   0 0 1,244,624 0.650   2016/01/14 0.010   2016/10/17 1,771,438,000 607,805,148 -   - -   -
12623 Macquarie Bank Ltd. -Sands China European Put Wts Apr 2017 B HKD 0.275   0.100   0.118   126,600,000 28,044,972 N/A 0.570   2016/08/25 0.100   2016/11/29 215,900,000 53,527,396 -   - -   -
11850 Macquarie Bank Ltd. -Sands China European Put Wts Feb 2017 B HKD 0.045   0.020   0.010   14,088,000 501,340 N/A 0.244   2016/08/03 0.020   2016/11/17 454,172,000 49,216,692 -   - -   -
11502 Macquarie Bank Ltd. -Sands China European Put Wts Mar 2017 A HKD 0.027   0.023   0.020   120,000 3,004 N/A 0.202   2016/07/18 0.023   2016/11/11 160,960,000 15,320,924 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.480   0.325   0.430   3,112,000 1,222,670 N/A 0.480   2016/11/28 0.325   2016/11/14 3,112,000 1,222,670 -   - -   -
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.127   0.082   0.114   14,103,000 1,463,470 N/A 0.212   2016/09/23 0.082   2016/11/15 68,298,000 8,762,198 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.340   0 0 1,792,723 0.370   2016/09/02 0.192   2016/06/16 56,888,000 14,927,957 -   - -   -
15599 Nomura Int'l plc - BYD European Warrants Dec 2016 A HKD -   -   0.019   0 0 46,932 0.112   2016/07/18 0.055   2016/01/27 3,920,000 344,280 0.208   2015/06/04 0.050   2015/07/08
14223 Nomura Int'l plc - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.011   2016/05/05 0.011   2016/05/05 900,000 9,900 0.109   2015/05/20 0.032   2015/03/17
17488 Nomura Int'l plc - CKH European Warrants Dec 2016 A HKD -   -   0.330   0 0 0 -   - -   - 0 0 0.580   2015/09/09 0.159   2015/01/20
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD 0.660   0.580   0.580   230,000 138,600 23,100 0.660   2016/11/10 0.410   2016/01/26 730,000 359,995 0.530   2015/07/24 0.110   2015/06/09
26041 Nomura Int'l plc - CNBM European Warrants Dec 2016 A HKD 0.038   0.034   0.030   700,000 24,800 4,133 0.055   2016/04/14 0.018   2016/03/17 4,120,000 175,120 0.395   2015/04/23 0.038   2015/12/15
26017 Nomura Int'l plc - CNOOC European Warrants Dec 2016 A HKD 0.010   0.010   0.010   10,000 100 1,472 0.200   2016/04/28 0.010   2016/11/22 1,570,000 54,780 0.097   2015/04/30 0.033   2015/07/14
17490 Nomura Int'l plc - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.164   2015/04/20 0.056   2015/07/17
13555 Nomura Int'l plc - CSPC Pharma European Warrants Dec 2016 A HKD 0.118   0.076   0.118   130,000 11,240 7,582 0.130   2016/03/24 0.076   2016/11/04 698,000 64,496 0.330   2015/04/20 0.124   2015/03/11
11727 Nomura Int'l plc - Xinyi Glass European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.050   2015/05/18 0.010   2015/08/17
27679 SG Issuer - A50 Ch Eu Wt Nov 2016 C HKD -   -   0.010   0 0 864,685 0.355   2016/04/28 0.011   2016/10/14 59,605,200 6,380,576 -   - -   -
12951 SG Issuer - A50 China European Put Warrants Feb 2017 B HKD 0.056   0.016   0.019   75,861,000 2,897,411 N/A 0.145   2016/09/12 0.016   2016/11/30 90,056,000 4,128,614 -   - -   -
14401 SG Issuer - A50 China European Put Warrants Jun 2017 B HKD 0.530   0.335   0.385   2,050,400 739,428 N/A 0.530   2016/11/21 0.335   2016/11/29 2,050,400 739,428 -   - -   -
13659 SG Issuer - A50 China European Warrants Apr 2017 B HKD -   -   1.170   0 0 N/A 0.570   2016/10/07 0.550   2016/10/07 200 112 -   - -   -
11895 SG Issuer - A50 China European Warrants Feb 2017 A HKD 0.350   0.136   0.295   45,551,900 9,257,302 N/A 0.360   2016/08/15 0.107   2016/10/27 71,629,900 13,892,157 -   - -   -
14096 SG Issuer - A50 China European Warrants Jun 2017 A HKD 0.510   0.390   0.470   3,900,000 1,770,500 N/A 0.510   2016/11/30 0.390   2016/11/08 3,900,000 1,770,500 -   - -   -
12521 SG Issuer - A50 China European Warrants Mar 2017 A HKD 0.131   0.075   0.100   9,240,200 953,734 N/A 0.228   2016/08/23 0.075   2016/11/24 12,642,200 1,619,589 -   - -   -
12950 SG Issuer - A50 China European Warrants Mar 2017 B HKD 0.900   0.510   0.810   9,623,900 6,197,699 N/A 0.900   2016/11/29 0.305   2016/10/17 13,875,100 7,940,883 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.120   0.088   0.088   65,000 7,185 N/A 0.244   2016/09/07 0.088   2016/11/28 590,000 125,725 -   - -   -
13600 SG Issuer - AGBK European Put Warrants Apr 2017 B HKD 0.255   0.216   0.184   6,785,000 1,629,780 N/A 0.280   2016/10/13 0.216   2016/11/03 13,662,000 3,220,890 -   - -   -
13209 SG Issuer - AGBK European Warrants Apr 2017 A HKD -   -   0.103   0 0 N/A 0.250   2016/09/22 0.190   2016/09/14 1,350,000 264,718 -   - -   -
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD -   -   0.120   0 0 N/A 0.191   2016/09/09 0.150   2016/08/30 1,344,000 217,465 -   - -   -
27206 SG Issuer - AGBK European Warrants Dec 2016 A HKD 0.260   0.085   0.195   25,660,000 4,194,867 1,319,303 0.355   2016/10/04 0.077   2016/05/24 48,258,000 8,394,195 -   - -   -
28220 SG Issuer - AGBK European Warrants Jun 2017 A HKD 0.520   0.430   0.520   5,556,000 2,532,825 467,721 0.640   2016/09/08 0.240   2016/05/24 7,934,000 3,226,825 -   - -   -
12495 SG Issuer - AGBK European Warrants Jun 2017 B HKD 0.265   0.199   0.255   23,780,000 5,488,180 N/A 0.375   2016/09/29 0.199   2016/11/09 23,930,000 5,542,625 -   - -   -
29215 SG Issuer - AIA European Put Warrants Dec 2016 B HKD 0.040   0.010   0.012   4,724,000 115,778 N/A 0.330   2016/06/27 0.010   2016/11/16 46,368,000 5,774,544 -   - -   -
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD 0.285   0.220   0.249   32,020,000 7,901,096 N/A 0.285   2016/11/21 0.152   2016/10/25 47,622,000 10,847,558 -   - -   -
12334 SG Issuer - AIA European Put Warrants Mar 2017 B HKD 0.275   0.165   0.198   73,802,000 15,975,888 N/A 0.290   2016/08/29 0.079   2016/10/11 199,322,000 32,000,348 -   - -   -
27671 SG Issuer - AIA Eu Put Wt Nov 2016 A HKD -   -   0.016   0 0 373,897 0.231   2016/05/13 0.016   2016/08/29 287,636,000 48,949,214 -   - -   -
13652 SG Issuer - AIA European Warrants Apr 2017 A HKD 0.118   0.037   0.038   162,176,000 10,199,352 N/A 0.330   2016/10/07 0.037   2016/11/30 239,340,000 26,671,928 -   - -   -
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.074   0.040   0.043   21,626,000 1,186,890 N/A 0.305   2016/10/06 0.040   2016/11/30 45,204,000 4,457,576 -   - -   -
11892 SG Issuer - AIA European Warrants Feb 2017 A HKD 0.043   0.010   0.013   52,958,000 1,261,040 N/A 0.195   2016/10/06 0.010   2016/11/21 481,864,000 60,339,426 -   - -   -
11187 SG Issuer - AIA European Warrants Jan 2017 A HKD 0.345   0.116   0.132   34,612,000 6,155,526 N/A 0.770   2016/10/06 0.116   2016/11/30 69,506,000 21,853,066 -   - -   -
14074 SG Issuer - AIA European Warrants Jun 2017 B HKD 0.224   0.121   0.130   133,910,000 22,563,904 N/A 0.224   2016/11/08 0.121   2016/11/30 133,910,000 22,563,904 -   - -   -
14258 SG Issuer - AIA European Warrants Jun 2017 C HKD 0.360   0.275   0.290   10,060,000 3,088,940 N/A 0.360   2016/11/16 0.275   2016/11/30 10,060,000 3,088,940 -   - -   -
11851 SG Issuer - AIA European Warrants May 2017 A HKD 0.062   0.022   0.023   44,186,000 1,799,706 N/A 0.227   2016/10/06 0.022   2016/11/29 356,696,000 50,510,478 -   - -   -
28261 SG Issuer - AIA European Warrants Nov 2016 B HKD -   -   0.260   0 0 10,752,172 0.410   2016/09/29 0.117   2016/06/24 313,254,000 68,120,034 -   - -   -
12902 SG Issuer - Anhui Conch European Warrants Apr 2017 A HKD 0.230   0.169   0.190   630,000 129,640 N/A 0.250   2016/10/06 0.152   2016/10/14 2,270,000 480,465 -   - -   -
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.214   0.195   0.194   4,820,000 969,120 N/A 0.214   2016/11/25 0.195   2016/11/21 4,820,000 969,120 -   - -   -
27362 SG Issuer - Anhui Conch European Warrants Dec 2016 A HKD 0.070   0.010   0.014   13,215,000 472,210 1,110,838 0.285   2016/04/18 0.010   2016/11/25 79,025,000 7,453,030 -   - -   -
28055 SG Issuer - Anhui Conch European Warrants Jan 2017 A HKD 0.370   0.265   0.305   5,835,000 1,814,075 3,486,075 0.395   2016/10/06 0.168   2016/06/28 107,725,000 23,833,870 -   - -   -
28335 SG Issuer - Anta Sports European Warrants Dec 2016 A HKD 0.335   0.330   0.285   400,000 133,000 8,768,610 0.375   2016/09/08 0.091   2016/06/27 226,810,000 52,619,290 -   - -   -
28353 SG Issuer - BOCHK European Warrants Jan 2017 A HKD 0.320   0.138   0.300   23,015,000 5,548,070 2,323,153 0.320   2016/11/28 0.090   2016/06/27 83,255,000 16,562,040 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.156   0.140   0.207   1,000,000 147,480 N/A 0.156   2016/11/10 0.140   2016/11/09 1,000,000 147,480 -   - -   -
12779 SG Issuer - BOCHK European Warrants Jun 2017 A HKD -   -   0.410   0 0 N/A 0.350   2016/10/27 0.238   2016/08/26 5,540,000 1,400,890 -   - -   -
28446 SG Issuer - BOCL European Put Warrants Feb 2017 B HKD 0.035   0.011   0.011   11,408,000 229,616 181,283 0.219   2016/06/24 0.011   2016/11/25 23,950,000 1,087,695 -   - -   -
12865 SG Issuer - BOCL European Put Warrants Mar 2017 B HKD 0.137   0.101   0.062   150,000 16,950 N/A 0.210   2016/08/30 0.068   2016/09/22 1,236,000 131,729 -   - -   -
12496 SG Issuer - BOCL European Warrants Apr 2017 A HKD 0.179   0.102   0.149   39,342,000 5,859,898 N/A 0.305   2016/09/22 0.102   2016/11/14 79,653,000 13,423,211 -   - -   -
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.270   0.255   0.260   2,000 525 N/A 0.270   2016/11/30 0.255   2016/11/30 2,000 525 -   - -   -
28210 SG Issuer - BOCL European Warrants Feb 2017 A HKD 0.590   0.420   0.570   3,045,000 1,491,995 811,143 0.800   2016/09/22 0.248   2016/05/24 11,017,000 5,165,655 -   - -   -
11698 SG Issuer - BOCL European Warrants Jan 2017 A HKD 0.275   0.167   0.242   2,230,000 563,034 N/A 0.355   2016/10/05 0.162   2016/08/03 12,890,000 2,556,310 -   - -   -
13210 SG Issuer - BOCL European Warrants May 2017 A HKD 0.059   0.031   0.055   13,350,000 570,650 N/A 0.211   2016/09/22 0.031   2016/11/18 21,100,000 2,039,085 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD 0.095   0.095   0.121   300,000 28,500 N/A 0.237   2016/08/30 0.095   2016/11/24 3,900,000 832,390 -   - -   -
27236 SG Issuer - BOCom European Warrants Dec 2016 A HKD 0.520   0.280   0.420   1,354,000 564,740 512,399 0.840   2016/09/06 0.164   2016/05/24 18,698,000 6,545,193 -   - -   -
14696 SG Issuer - BOCom European Warrants Jun 2017 A HKD 0.435   0.425   0.425   2,000 860 N/A 0.435   2016/11/30 0.425   2016/11/30 2,000 860 -   - -   -
12497 SG Issuer - BOCom European Warrants Mar 2017 A HKD 0.510   0.385   0.450   6,676,000 2,995,230 N/A 0.760   2016/09/06 0.385   2016/11/14 12,276,000 6,053,880 -   - -   -
12706 SG Issuer - BYD European Warrants Apr 2017 A HKD 0.191   0.064   0.067   14,660,000 2,222,285 N/A 0.530   2016/08/31 0.064   2016/11/21 113,065,000 24,596,575 -   - -   -
11406 SG Issuer - BYD European Warrants Feb 2017 A HKD 0.219   0.025   0.029   144,490,000 15,127,155 N/A 0.810   2016/07/19 0.025   2016/11/30 216,160,000 37,409,890 -   - -   -
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD 0.520   0.425   0.455   1,220,000 561,800 N/A 0.520   2016/11/28 0.425   2016/11/25 1,220,000 561,800 -   - -   -
27242 SG Issuer - CAM CSI300 European Warrants Feb 2017 A HKD 0.033   0.015   0.027   520,000 14,400 347,555 0.265   2016/04/13 0.015   2016/11/09 301,060,000 51,649,154 -   - -   -
28492 SG Issuer - CAM CSI300 European Warrants Jan 2017 A HKD 0.161   0.097   0.136   2,464,000 303,514 N/A 0.320   2016/06/02 0.097   2016/11/22 5,806,000 931,996 -   - -   -
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD 0.166   0.162   0.199   4,000 656 N/A 0.166   2016/11/18 0.162   2016/11/18 4,000 656 -   - -   -
12638 SG Issuer - CAM CSI300 European Warrants Mar 2017 A HKD 0.167   0.100   0.150   2,420,000 299,700 N/A 0.223   2016/08/23 0.100   2016/11/09 7,244,000 1,090,806 -   - -   -
13198 SG Issuer - CCB European Put Warrants Apr 2017 B HKD 0.375   0.203   0.214   12,627,000 4,021,110 N/A 0.375   2016/11/14 0.203   2016/11/28 30,358,000 9,133,864 -   - -   -
28447 SG Issuer - CCB European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 778,902 0.207   2016/06/17 0.010   2016/09/20 48,052,000 4,673,409 -   - -   -
14643 SG Issuer - CCB European Put Warrants Jun 2017 B HKD 0.200   0.185   0.193   1,602,000 309,398 N/A 0.200   2016/11/29 0.185   2016/11/30 1,602,000 309,398 -   - -   -
11748 SG Issuer - CCB European Put Warrants Mar 2017 B HKD 0.112   0.026   0.029   7,351,000 410,638 N/A 0.280   2016/07/27 0.026   2016/11/30 111,946,000 8,398,673 -   - -   -
12533 SG Issuer - CCB European Warrants Apr 2017 A HKD 0.138   0.058   0.121   66,479,000 6,550,761 N/A 0.285   2016/09/09 0.058   2016/11/18 156,359,000 24,780,396 -   - -   -
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.285   0.270   0.270   802,000 220,555 N/A 0.285   2016/11/30 0.270   2016/11/30 802,000 220,555 -   - -   -
28211 SG Issuer - CCB European Warrants Dec 2016 A HKD 0.860   0.640   0.950   3,287,000 2,571,610 1,527,650 1.240   2016/09/09 0.216   2016/05/24 12,798,000 9,827,230 -   - -   -
14306 SG Issuer - CCB European Warrants Jun 2017 A HKD 0.315   0.188   0.285   19,210,000 4,993,050 N/A 0.315   2016/11/30 0.188   2016/11/17 19,210,000 4,993,050 -   - -   -
27207 SG Issuer - CCB European Warrants Mar 2017 A HKD 0.250   0.114   0.222   73,474,000 14,820,318 7,177,266 0.510   2016/09/09 0.059   2016/05/13 443,677,000 88,394,120 -   - -   -
13072 SG Issuer - CCB European Warrants May 2017 A HKD 0.099   0.051   0.089   5,640,000 491,400 N/A 0.295   2016/09/09 0.051   2016/11/14 28,202,000 5,083,724 -   - -   -
27178 SG Issuer - CCB European Warrants Nov 2016 A HKD -   -   0.250   0 0 12,155,046 0.720   2016/09/22 0.048   2016/05/20 1,319,624,000 185,579,542 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.109   0.082   0.094   11,270,000 1,088,420 222,197 0.246   2016/04/18 0.078   2016/09/28 13,900,000 1,380,940 -   - -   -
28071 SG Issuer - CCoal European Warrants Dec 2016 A HKD 0.910   0.340   0.380   1,294,000 876,090 2,046,750 1.140   2016/10/25 0.285   2016/08/25 50,116,000 24,267,880 -   - -   -
11518 SG Issuer - CCoal European Warrants Feb 2017 A HKD 0.209   0.037   0.037   62,386,000 6,244,470 N/A 0.460   2016/07/19 0.037   2016/11/30 155,772,000 29,624,684 -   - -   -
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD 0.310   0.227   0.162   450,000 123,590 N/A 0.310   2016/11/08 0.227   2016/11/28 450,000 123,590 -   - -   -
13630 SG Issuer - CCoal European Warrants May 2017 A HKD 0.580   0.228   0.232   5,080,000 2,107,615 N/A 0.740   2016/10/25 0.228   2016/11/30 6,996,000 3,237,665 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.181   0.140   0.160   11,530,000 1,943,020 N/A 0.211   2016/08/18 0.140   2016/11/03 22,600,000 3,958,260 -   - -   -
13601 SG Issuer - CGS European Warrants May 2017 A HKD 0.800   0.600   0.610   4,916,000 3,411,540 N/A 0.810   2016/10/07 0.600   2016/11/30 7,928,000 5,804,220 -   - -   -
13031 SG Issuer - Ch Mob European Warrants Apr 2017 B HKD 0.227   0.078   0.100   192,900,000 27,728,190 N/A 0.710   2016/09/09 0.078   2016/11/25 257,390,000 45,507,135 -   - -   -
14056 SG Issuer - Ch Mob European Warrants Apr 2017 C HKD 0.315   0.119   0.147   173,790,000 28,353,360 N/A 0.315   2016/11/08 0.119   2016/11/25 173,790,000 28,353,360 -   - -   -
28264 SG Issuer - Ch Mob European Warrants Dec 2016 C HKD 0.112   0.012   0.010   5,725,000 418,295 4,603,768 0.830   2016/09/09 0.012   2016/11/11 72,040,000 28,216,180 -   - -   -
11789 SG Issuer - Ch Mob European Warrants Feb 2017 A HKD 0.022   0.013   0.016   22,720,000 413,510 N/A 0.236   2016/08/01 0.013   2016/11/09 384,830,000 52,021,430 -   - -   -
12501 SG Issuer - Ch Mob European Warrants Jan 2017 D HKD 0.030   0.010   0.010   13,285,000 271,070 N/A 0.340   2016/08/19 0.010   2016/11/10 540,120,000 89,574,130 -   - -   -
14307 SG Issuer - Ch Mob European Warrants Jun 2017 A HKD 0.335   0.270   0.315   4,490,000 1,312,875 N/A 0.335   2016/11/30 0.270   2016/11/28 4,490,000 1,312,875 -   - -   -
13032 SG Issuer - Ch Mob European Warrants Mar 2017 C HKD 0.057   0.015   0.030   35,530,000 1,014,720 N/A 0.335   2016/09/09 0.015   2016/11/14 476,270,000 98,254,930 -   - -   -
14644 SG Issuer - Ch Mob European Warrants May 2017 A HKD 0.176   0.145   0.161   4,490,000 714,860 N/A 0.176   2016/11/30 0.145   2016/11/30 4,490,000 714,860 -   - -   -
27365 SG Issuer - Ch Mob European Warrants Nov 2016 B HKD -   -   0.010   0 0 26,159,700 0.435   2016/07/21 0.010   2016/10/20 1,212,315,000 226,506,420 -   - -   -
27672 SG Issuer - Ch Mob European Warrants Nov 2016 C HKD -   -   0.010   0 0 21,331,514 0.255   2016/04/28 0.010   2016/10/07 895,420,000 133,434,410 -   - -   -
28082 SG Issuer - CHALCO European Warrants Dec 2016 A HKD 0.820   0.265   0.950   3,018,000 1,688,910 1,795,793 0.820   2016/11/22 0.223   2016/07/29 50,584,000 15,049,144 -   - -   -
14333 SG Issuer - CHALCO European Warrants Jun 2017 A HKD 0.520   0.370   0.420   9,254,000 4,022,120 N/A 0.520   2016/11/28 0.370   2016/11/18 9,254,000 4,022,120 -   - -   -
12344 SG Issuer - CHALCO European Warrants Mar 2017 A HKD 0.740   0.260   0.570   2,756,000 1,396,030 N/A 0.740   2016/11/25 0.260   2016/11/04 28,950,000 10,018,060 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.247   0.178   0.201   585,000 118,368 N/A 0.415   2016/09/09 0.178   2016/11/24 19,615,000 4,607,728 -   - -   -
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.246   0.231   0.230   3,320,000 784,720 1,651,067 0.385   2016/08/15 0.223   2016/05/19 39,840,000 10,696,000 -   - -   -
13199 SG Issuer - China Life European Put Warrants Apr 2017 A HKD 0.250   0.066   0.072   46,090,000 6,630,340 N/A 0.250   2016/11/09 0.066   2016/11/30 239,430,000 37,050,810 -   - -   -
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.178   0.152   0.116   9,000,000 1,557,000 N/A 0.178   2016/11/21 0.152   2016/11/22 9,000,000 1,557,000 -   - -   -
11893 SG Issuer - China Life European Put Warrants Jan 2017 B HKD 0.075   0.010   0.010   101,240,000 3,806,910 N/A 0.207   2016/08/04 0.010   2016/11/24 855,030,000 46,571,320 -   - -   -
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD 0.249   0.099   0.102   91,880,000 18,843,100 N/A 0.249   2016/11/09 0.099   2016/11/25 95,160,000 19,470,560 -   - -   -
12915 SG Issuer - China Life European Put Warrants May 2017 A HKD 0.141   0.033   0.041   89,680,000 5,230,680 N/A 0.173   2016/09/02 0.033   2016/11/28 370,320,000 33,546,740 -   - -   -
13507 SG Issuer - China Life European Put Warrants May 2017 C HKD 0.345   0.137   0.151   32,020,000 5,981,370 N/A 0.345   2016/11/09 0.137   2016/11/30 36,780,000 7,166,860 -   - -   -
13452 SG Issuer - China Life European Warrants Apr 2017 B HKD 0.245   0.056   0.228   93,390,000 12,504,490 N/A 0.245   2016/11/28 0.056   2016/11/09 149,500,000 22,651,980 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.214   0.075   0.201   20,660,000 2,999,240 N/A 0.250   2016/09/22 0.075   2016/11/09 121,150,000 24,550,520 -   - -   -
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.201   0.069   0.190   12,740,000 2,211,000 N/A 0.201   2016/11/25 0.069   2016/11/09 12,890,000 2,233,990 -   - -   -
11654 SG Issuer - China Life European Warrants Jan 2017 A HKD 0.385   0.071   0.350   104,930,000 17,443,790 N/A 0.385   2016/11/30 0.071   2016/11/09 280,010,000 44,963,030 -   - -   -
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.205   0.056   0.198   26,710,000 3,405,970 N/A 0.205   2016/11/30 0.056   2016/11/09 99,610,000 14,969,310 -   - -   -
12825 SG Issuer - China Life European Warrants Jun 2017 B HKD 0.495   0.189   0.480   480,000 119,620 N/A 0.495   2016/11/30 0.189   2016/11/09 12,230,000 3,906,890 -   - -   -
11066 SG Issuer - China Life European Warrants Mar 2017 A HKD 0.590   0.227   0.580   23,680,000 8,951,960 N/A 0.590   2016/11/30 0.148   2016/07/08 244,480,000 68,130,630 -   - -   -
12534 SG Issuer - China Life European Warrants Mar 2017 B HKD 0.880   0.111   0.760   16,788,000 9,111,287 N/A 1.090   2016/09/22 0.111   2016/11/09 74,581,000 50,588,587 -   - -   -
13254 SG Issuer - China Life European Warrants May 2017 B HKD 0.184   0.041   0.166   49,630,000 4,703,500 N/A 0.184   2016/11/28 0.041   2016/11/09 178,100,000 21,401,420 -   - -   -
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.202   0.071   0.181   24,830,000 4,358,370 N/A 0.202   2016/11/28 0.071   2016/11/09 24,850,000 4,361,110 -   - -   -
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.350   0.143   0.345   82,580,000 18,127,540 N/A 0.350   2016/11/30 0.143   2016/11/09 169,500,000 39,896,550 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD 0.495   0.234   0.480   6,710,000 2,731,650 N/A 0.495   2016/11/25 0.217   2016/08/08 14,820,000 5,057,450 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.290   0.155   0.325   29,900,000 6,865,030 N/A 0.290   2016/11/24 0.155   2016/11/09 45,540,000 10,698,970 -   - -   -
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.192   0.056   0.179   17,060,000 2,286,430 N/A 0.192   2016/11/30 0.056   2016/11/09 41,410,000 5,538,370 -   - -   -
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.216   0.174   0.194   3,800,000 769,360 N/A 0.260   2016/10/20 0.140   2016/09/20 24,980,000 5,473,960 -   - -   -
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD 0.232   0.231   0.231   400,000 92,600 N/A 0.232   2016/11/29 0.231   2016/11/29 400,000 92,600 -   - -   -
12805 SG Issuer - China Overseas European Put Warrants Apr 2017 B HKD 0.405   0.275   0.365   1,040,000 346,200 N/A 0.405   2016/11/16 0.176   2016/09/23 16,980,000 4,061,960 -   - -   -
27183 SG Issuer - China Overseas European Put Warrants Nov 2016 B HKD -   -   0.026   0 0 534,080 0.330   2016/05/13 0.010   2016/09/23 84,180,000 5,560,640 -   - -   -
11967 SG Issuer - China Overseas European Warrants Apr 2017 A HKD 0.025   0.024   0.011   200,000 4,820 N/A 0.198   2016/08/09 0.024   2016/11/07 7,940,000 951,920 -   - -   -
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD 0.028   0.025   0.026   2,120,000 56,180 N/A 0.140   2016/10/07 0.025   2016/11/21 2,160,000 61,740 -   - -   -
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.233   0.230   0.228   40,000 9,260 N/A 0.233   2016/11/30 0.230   2016/11/30 40,000 9,260 -   - -   -
27099 SG Issuer - China Overseas European Warrants Jan 2017 A HKD 0.017   0.011   0.010   960,000 12,520 1,030,770 0.223   2016/04/06 0.011   2016/11/03 72,480,000 6,343,840 -   - -   -
14057 SG Issuer - China Overseas European Warrants Jun 2017 A HKD 0.150   0.066   0.064   2,704,000 220,444 N/A 0.150   2016/11/04 0.066   2016/11/29 2,704,000 220,444 -   - -   -
12803 SG Issuer - China Overseas European Warrants Mar 2017 A HKD 0.077   0.014   0.014   97,340,000 3,743,260 N/A 0.275   2016/09/22 0.014   2016/11/30 338,680,000 36,665,140 -   - -   -
13802 SG Issuer - China Overseas European Warrants May 2017 A HKD 0.191   0.079   0.081   83,560,000 8,124,920 N/A 0.265   2016/10/18 0.079   2016/11/30 86,600,000 8,832,740 -   - -   -
13479 SG Issuer - China Res Land European Warrants Apr 2017 A HKD 0.053   0.048   0.033   60,000 3,000 N/A 0.247   2016/09/28 0.048   2016/11/09 21,760,000 4,081,980 -   - -   -
14043 SG Issuer - China Res Land European Warrants Jun 2017 A HKD 0.198   0.160   0.184   1,540,000 289,540 N/A 0.198   2016/11/22 0.160   2016/11/17 1,540,000 289,540 -   - -   -
12326 SG Issuer - China Res Land European Warrants Mar 2017 A HKD 0.071   0.042   0.040   660,000 42,140 N/A 0.260   2016/09/28 0.042   2016/11/29 32,260,000 5,717,680 -   - -   -
27978 SG Issuer - China Tel European Warrants Dec 2016 A HKD 0.109   0.015   0.010   50,000 2,818 2,037,123 0.320   2016/08/18 0.015   2016/11/14 61,848,000 14,660,818 -   - -   -
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.220   0.220   0.237   50,000 11,000 N/A 0.435   2016/10/19 0.220   2016/11/15 690,000 282,700 -   - -   -
12437 SG Issuer - China Tel European Warrants Mar 2017 A HKD 0.096   0.076   0.091   2,460,000 207,200 N/A 0.410   2016/08/23 0.076   2016/11/22 85,602,000 20,797,434 -   - -   -
11968 SG Issuer - China Vanke European Warrants Apr 2017 A HKD 0.355   0.171   0.340   44,486,000 10,950,678 N/A 0.405   2016/08/16 0.171   2016/11/09 56,604,000 13,950,244 -   - -   -
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD 0.242   0.125   0.237   22,420,000 4,253,645 N/A 0.242   2016/11/28 0.125   2016/11/14 22,422,000 4,254,088 -   - -   -
13549 SG Issuer - ChiUnicom European Warrants Apr 2017 A HKD 0.335   0.089   0.285   108,898,000 18,557,600 N/A 0.690   2016/10/11 0.089   2016/11/14 114,422,000 21,309,040 -   - -   -
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.155   0.086   0.147   12,300,000 1,709,200 1,560,150 0.232   2016/04/21 0.084   2016/07/21 127,540,000 18,161,580 -   - -   -
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD 0.970   0.600   0.870   2,890,000 2,412,060 N/A 0.970   2016/11/30 0.600   2016/11/18 2,890,000 2,412,060 -   - -   -
27238 SG Issuer - CITBK European Warrants Feb 2017 A HKD 0.144   0.040   0.085   109,327,000 8,654,769 5,776,539 0.465   2016/09/22 0.040   2016/11/21 220,960,000 37,324,539 -   - -   -
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD 0.390   0.275   0.355   5,516,000 1,864,965 N/A 0.390   2016/11/28 0.275   2016/11/22 5,516,000 1,864,965 -   - -   -
12433 SG Issuer - CITIC Bank European Warrants May 2017 A HKD 0.117   0.049   0.082   65,703,000 4,833,644 N/A 0.420   2016/08/17 0.049   2016/11/21 113,910,000 15,262,883 -   - -   -
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.128   0.119   0.119   250,000 31,550 53,175 0.172   2016/04/28 0.100   2016/09/27 73,136,000 9,105,958 -   - -   -
28699 SG Issuer - CITIC Sec European Warrants Dec 2016 A HKD -   -   0.013   0 0 N/A 0.187   2016/06/08 0.029   2016/10/03 12,980,000 1,672,350 -   - -   -
11695 SG Issuer - CITIC Sec European Warrants Mar 2017 A HKD 0.079   0.061   0.073   3,220,000 229,040 N/A 0.205   2016/08/15 0.061   2016/11/18 8,820,000 1,231,790 -   - -   -
12780 SG Issuer - CITIC Sec European Warrants May 2017 A HKD 0.168   0.139   0.172   930,000 147,080 N/A 0.280   2016/09/09 0.139   2016/11/18 11,590,000 2,608,875 -   - -   -
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.170   0.157   0.167   890,000 146,120 N/A 0.179   2016/10/05 0.157   2016/11/29 900,000 147,900 -   - -   -
11255 SG Issuer - CKH European Put Warrants Jan 2017 C HKD 0.014   0.010   0.010   1,945,000 26,350 N/A 0.445   2016/07/06 0.010   2016/11/18 74,840,000 3,538,400 -   - -   -
14394 SG Issuer - CKH European Put Warrants Jun 2017 A HKD 0.260   0.248   0.270   50,000 12,675 N/A 0.260   2016/11/25 0.248   2016/11/21 50,000 12,675 -   - -   -
12826 SG Issuer - CKH European Put Warrants Mar 2017 B HKD 0.350   0.188   0.241   2,445,000 615,225 N/A 0.375   2016/08/29 0.188   2016/11/23 13,670,000 3,552,105 -   - -   -
13073 SG Issuer - CKH European Warrants Apr 2017 B HKD -   -   0.076   0 0 N/A 0.425   2016/09/09 0.172   2016/10/14 4,430,000 1,250,500 -   - -   -
11025 SG Issuer - CKH European Warrants Jan 2017 B HKD 0.530   0.187   0.223   11,305,000 3,275,945 N/A 1.080   2016/09/09 0.181   2016/07/06 329,435,000 111,119,180 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD 0.540   0.530   0.450   30,000 16,150 N/A 0.540   2016/11/21 0.530   2016/11/21 30,000 16,150 -   - -   -
11969 SG Issuer - CKH European Warrants Mar 2017 A HKD 0.330   0.125   0.134   3,500,000 630,555 N/A 0.700   2016/09/05 0.125   2016/11/30 27,030,000 12,189,730 -   - -   -
27140 SG Issuer - CKH European Warrants Nov 2016 A HKD -   -   0.010   0 0 716,892 0.133   2016/04/07 0.012   2016/06/30 161,150,000 6,036,400 -   - -   -
11189 SG Issuer - CKI Holdings European Warrants Feb 2017 A HKD 0.165   0.110   0.109   240,000 30,920 N/A 0.590   2016/08/01 0.110   2016/11/25 75,420,000 29,820,200 -   - -   -
28090 SG Issuer - CKI Holdings European Warrants Jan 2017 A HKD 0.010   0.010   0.010   80,000 800 2,829,722 0.510   2016/06/10 0.010   2016/11/04 172,270,000 18,339,780 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD 0.250   0.198   0.212   15,260,000 3,300,520 N/A 0.385   2016/09/26 0.198   2016/11/17 17,720,000 4,217,320 -   - -   -
13881 SG Issuer - CKI Holdings European Warrants May 2017 A HKD 0.580   0.445   0.440   460,000 245,400 N/A 0.580   2016/11/04 0.445   2016/11/15 7,730,000 3,705,400 -   - -   -
11966 SG Issuer - CKP European Warrants Feb 2017 A HKD 0.285   0.023   0.028   18,480,000 1,524,890 N/A 0.485   2016/09/09 0.023   2016/11/18 61,720,000 16,235,640 -   - -   -
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD 0.207   0.143   0.145   4,320,000 779,720 N/A 0.207   2016/11/08 0.143   2016/11/09 4,320,000 779,720 -   - -   -
14210 SG Issuer - CKP European Warrants May 2017 A HKD 0.275   0.207   0.260   2,100,000 489,480 N/A 0.275   2016/11/14 0.207   2016/11/18 2,100,000 489,480 -   - -   -
27309 SG Issuer - CKP European Warrantss Dec 2016 A HKD 0.365   0.014   0.010   15,085,000 1,352,140 2,983,387 0.600   2016/09/09 0.014   2016/11/14 72,450,000 20,412,695 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.435   0.159   0.400   31,960,000 7,601,150 5,916,663 0.435   2016/11/28 0.117   2016/06/24 186,330,000 35,499,980 -   - -   -
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD 1.080   1.070   1.030   61,000 65,870 N/A 1.080   2016/11/30 1.070   2016/11/30 61,000 65,870 -   - -   -
29151 SG Issuer - CMB European Warrants Jan 2017 A HKD 1.310   0.750   1.130   1,304,000 1,268,550 N/A 2.300   2016/09/22 0.610   2016/06/15 1,469,000 1,522,540 -   - -   -
12499 SG Issuer - CMB European Warrants Jun 2017 B HKD 0.170   0.110   0.158   610,000 89,840 N/A 0.241   2016/09/26 0.110   2016/11/14 2,600,000 542,180 -   - -   -
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD 0.300   0.240   0.300   295,000 78,000 N/A 0.330   2016/08/23 0.216   2016/08/04 7,990,000 1,820,815 -   - -   -
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD 0.465   0.405   0.405   2,290,000 997,675 N/A 0.465   2016/11/25 0.405   2016/11/30 2,290,000 997,675 -   - -   -
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.144   0.119   0.135   400,000 52,550 N/A 0.145   2016/07/29 0.093   2016/10/11 1,400,000 160,650 -   - -   -
12336 SG Issuer - CMob European Put Warrants Mar 2017 B HKD 0.820   0.475   0.700   8,680,000 5,693,275 N/A 0.820   2016/11/14 0.265   2016/10/11 55,265,000 23,424,775 -   - -   -
27181 SG Issuer - CMob European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 2,152,313 0.275   2016/04/08 0.010   2016/08/16 420,345,000 54,519,655 -   - -   -
29216 SG Issuer - CMob European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 N/A 0.445   2016/06/17 0.010   2016/09/27 126,910,000 14,801,680 -   - -   -
28222 SG Issuer - CNBM European Warrants Feb 2017 A HKD 0.415   0.145   0.212   64,720,000 17,216,858 6,885,194 0.600   2016/07/15 0.145   2016/11/03 139,096,000 41,456,962 -   - -   -
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD 0.305   0.300   0.295   2,200,000 670,500 N/A 0.305   2016/11/22 0.300   2016/11/21 2,200,000 670,500 -   - -   -
13689 SG Issuer - CNBM European Warrants May 2017 A HKD 0.670   0.380   0.470   13,930,000 6,755,620 N/A 0.670   2016/11/14 0.335   2016/10/14 17,930,000 8,258,470 -   - -   -
13617 SG Issuer - CNOOC European Put Warrants Apr 2017 A HKD 0.600   0.285   0.370   13,103,000 5,056,505 N/A 0.600   2016/11/09 0.255   2016/10/24 25,841,000 9,674,230 -   - -   -
28455 SG Issuer - CNOOC European Put Warrants Dec 2016 C HKD 0.031   0.010   0.010   1,826,000 44,038 1,790,851 0.550   2016/06/01 0.010   2016/11/11 101,658,000 10,745,106 -   - -   -
28272 SG Issuer - CNOOC European Warrants Dec 2016 B HKD 0.275   0.015   0.015   27,813,000 3,542,453 8,733,020 0.800   2016/10/24 0.015   2016/11/28 222,432,000 52,409,522 -   - -   -
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.134   0.094   0.118   19,300,000 2,219,070 2,633,330 0.171   2016/10/24 0.094   2016/11/09 140,090,000 18,663,470 -   - -   -
12642 SG Issuer - CNOOC European Warrants Mar 2017 A HKD 0.224   0.081   0.149   5,827,000 779,298 N/A 0.470   2016/10/20 0.081   2016/11/09 104,475,000 25,523,615 -   - -   -
13428 SG Issuer - CNOOC European Warrants Mar 2017 B HKD 0.820   0.445   0.590   1,223,000 819,980 N/A 1.220   2016/10/24 0.445   2016/11/14 22,431,000 15,240,130 -   - -   -
13739 SG Issuer - CNOOC European Warrants May 2017 A HKD 0.220   0.130   0.134   31,750,000 5,114,405 N/A 0.405   2016/10/24 0.130   2016/11/29 33,807,000 5,621,357 -   - -   -
27551 SG Issuer - CNOOC European Warrants Nov 2016A HKD -   -   0.010   0 0 1,681,861 0.395   2016/05/03 0.010   2016/10/24 131,093,000 20,899,427 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD 0.340   0.335   0.340   4,000 1,350 N/A 0.340   2016/11/30 0.335   2016/11/30 4,000 1,350 -   - -   -
11750 SG Issuer - CP&CC European Put Warrants Mar 2017 A HKD 0.280   0.153   0.152   460,000 81,120 N/A 0.365   2016/07/29 0.137   2016/10/05 1,916,000 379,358 -   - -   -
27185 SG Issuer - CP&CC European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 575,081 0.290   2016/04/08 0.038   2016/08/05 41,744,000 6,242,858 -   - -   -
13661 SG Issuer - CP&CC European Warrants Apr 2017 A HKD 0.320   0.131   0.173   61,452,000 12,257,374 N/A 0.490   2016/10/11 0.131   2016/11/18 84,392,000 21,284,494 -   - -   -
27443 SG Issuer - CP&CC European Warrants Dec 2016 A HKD 0.054   0.011   0.010   4,012,000 96,358 11,187,176 0.360   2016/04/27 0.011   2016/11/10 464,660,000 84,459,044 -   - -   -
11411 SG Issuer - CP&CC European Warrants Feb 2017 A HKD 0.250   0.088   0.116   47,948,000 6,906,864 N/A 0.530   2016/07/13 0.088   2016/11/21 100,590,000 25,517,370 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD 0.335   0.335   0.181   80,000 26,800 N/A 0.420   2016/10/20 0.320   2016/10/28 3,160,000 1,245,530 -   - -   -
12539 SG Issuer - CP&CC European Warrants Mar 2017 B HKD 0.067   0.038   0.045   5,134,000 250,564 N/A 0.232   2016/10/06 0.038   2016/11/17 46,594,000 7,913,354 -   - -   -
27252 SG Issuer - CP&CC European Warrants Nov 2016 B HKD -   -   0.280   0 0 8,005,337 0.700   2016/04/28 0.152   2016/09/15 158,210,000 56,647,924 -   - -   -
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.193   0.143   0.161   13,340,000 2,208,850 N/A 0.193   2016/11/29 0.143   2016/11/18 13,340,000 2,208,850 -   - -   -
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.214   0.141   0.169   48,890,000 9,233,350 1,597,642 0.250   2016/04/27 0.093   2016/10/11 86,440,000 16,773,570 -   - -   -
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.265   0.215   0.280   5,140,000 1,187,340 N/A 0.265   2016/11/10 0.158   2016/09/21 39,990,000 8,809,300 -   - -   -
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD 0.115   0.073   0.098   24,660,000 2,443,800 600,452 0.243   2016/04/11 0.073   2016/11/09 51,200,000 7,310,720 -   - -   -
27674 SG Issuer - CSOP A50 ETF Eu Wt Nov 2016 B HKD -   -   0.014   0 0 740,482 0.385   2016/04/28 0.018   2016/09/15 33,430,800 6,455,514 -   - -   -
13654 SG Issuer - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.800   0.440   0.720   7,972,600 4,239,058 N/A 0.800   2016/11/29 0.440   2016/11/21 8,220,200 4,383,950 -   - -   -
28448 SG Issuer - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.037   0.010   0.012   23,012,400 523,475 3,133,075 0.485   2016/06/01 0.010   2016/11/29 104,593,800 18,798,448 -   - -   -
11894 SG Issuer - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.115   0.032   0.081   108,227,800 8,076,772 N/A 0.465   2016/08/15 0.032   2016/11/18 345,981,800 46,467,735 -   - -   -
12519 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.072   0.054   0.062   100,400 5,428 N/A 0.202   2016/08/22 0.054   2016/11/09 5,880,400 971,348 -   - -   -
12949 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 B HKD 0.465   0.205   0.380   25,948,400 8,795,426 N/A 0.570   2016/09/06 0.205   2016/11/09 26,014,600 8,817,031 -   - -   -
14091 SG Issuer - CSOP A50 ETF European Warrants May 2017 A HKD 0.315   0.201   0.255   36,630,800 8,518,947 N/A 0.315   2016/11/29 0.201   2016/11/21 36,630,800 8,518,947 -   - -   -
14399 SG Issuer - CSOP A50 Eu Put Wt Jun 2017 A HKD 0.610   0.390   0.455   5,137,200 2,259,564 N/A 0.610   2016/11/21 0.390   2016/11/29 5,137,200 2,259,564 -   - -   -
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.054   0.044   0.043   440,000 20,460 N/A 0.225   2016/08/04 0.044   2016/11/14 4,600,000 337,060 -   - -   -
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 0.485   0.450   0.450   682,000 311,640 N/A 0.485   2016/11/30 0.450   2016/11/30 682,000 311,640 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.218   0.189   0.210   570,000 111,980 N/A 0.300   2016/09/22 0.189   2016/11/14 8,140,000 1,976,730 -   - -   -
28093 SG Issuer - Fosun Intl European Warrants Mar 2017 A HKD 0.123   0.102   0.110   495,000 54,955 1,909,680 0.198   2016/05/31 0.102   2016/11/16 96,130,000 13,699,400 -   - -   -
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.190   0.183   0.181   300,000 55,700 N/A 0.236   2016/09/27 0.183   2016/11/07 820,000 177,380 -   - -   -
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.095   0.080   0.104   160,000 13,420 N/A 0.143   2016/10/27 0.080   2016/11/15 1,680,000 229,220 -   - -   -
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.230   0.224   0.248   80,000 18,160 N/A 0.315   2016/08/05 0.224   2016/11/25 3,200,000 887,360 -   - -   -
13281 SG Issuer - Galaxy Ent European Put Warrants Apr 2017 A HKD 0.172   0.042   0.044   13,300,000 1,724,710 N/A 0.310   2016/09/20 0.042   2016/11/29 62,630,000 11,927,030 -   - -   -
14492 SG Issuer - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.158   0.121   0.122   3,100,000 441,430 N/A 0.158   2016/11/24 0.121   2016/11/29 3,100,000 441,430 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 0.630   0.325   0.680   14,480,000 5,805,450 N/A 0.630   2016/11/29 0.234   2016/09/27 32,620,000 11,504,670 -   - -   -
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.335   0.285   0.330   3,520,000 1,075,200 N/A 0.335   2016/11/29 0.285   2016/11/25 3,520,000 1,075,200 -   - -   -
27141 SG Issuer - Galaxy Ent European Warrants Dec 2016 A HKD 0.040   0.010   0.010   16,020,000 250,730 855,045 0.239   2016/04/14 0.010   2016/11/24 220,350,000 10,316,180 -   - -   -
28274 SG Issuer - Galaxy Ent European Warrants Dec 2016 B HKD 1.110   0.630   1.160   1,240,000 851,800 24,896,065 1.110   2016/11/25 0.120   2016/07/06 700,690,000 149,434,790 -   - -   -
12764 SG Issuer - Galaxy Ent European Warrants Feb 2017 B HKD 0.950   0.410   0.960   4,970,000 2,589,850 N/A 0.950   2016/11/29 0.129   2016/09/01 167,600,000 35,680,230 -   - -   -
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.425   0.180   0.420   27,230,000 8,735,160 N/A 0.425   2016/11/30 0.174   2016/10/31 35,190,000 10,380,170 -   - -   -
11970 SG Issuer - Galaxy Ent European Warrants Mar 2017 A HKD 0.720   0.280   0.720   12,110,000 5,036,600 N/A 0.720   2016/11/29 0.091   2016/09/01 250,730,000 51,701,360 -   - -   -
13329 SG Issuer - Galaxy Ent European Warrants May 2017 A HKD 0.490   0.195   0.490   30,870,000 11,377,760 N/A 0.490   2016/11/29 0.150   2016/09/27 391,490,000 84,808,940 -   - -   -
28354 SG Issuer - Galaxy European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 3,916,460 0.217   2016/06/28 0.010   2016/10/04 151,110,000 23,498,760 -   - -   -
11853 SG Issuer - Galaxy European Put Warrants Feb 2017 A HKD 0.034   0.021   0.012   3,950,000 112,450 N/A 0.285   2016/08/03 0.021   2016/11/10 158,550,000 18,120,580 -   - -   -
27142 SG Issuer - Galaxy European Put Warrants Nov 2016 D HKD -   -   0.010   0 0 7,916,718 0.470   2016/06/16 0.010   2016/10/06 370,080,000 50,491,160 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD 0.123   0.123   0.112   30,000 3,690 N/A 0.199   2016/10/20 0.123   2016/11/10 1,152,000 223,114 -   - -   -
13438 SG Issuer - Geely Auto European Warrants Apr 2017 A HKD 1.180   0.610   1.070   15,365,000 15,695,550 N/A 1.850   2016/10/25 0.610   2016/11/16 44,710,000 48,613,750 -   - -   -
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 1.170   0.560   0.980   29,500,000 26,948,100 N/A 1.640   2016/10/25 0.560   2016/11/17 61,680,000 67,805,600 -   - -   -
27906 SG Issuer - Geely Auto European Warrants Dec 2016 A HKD 3.770   3.410   3.570   40,000 141,700 9,430,263 4.410   2016/10/25 0.305   2016/06/24 169,975,000 92,533,650 -   - -   -
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 0.315   0.220   0.315   110,700,000 31,047,250 N/A 0.370   2016/10/26 0.220   2016/11/17 120,750,000 34,167,500 -   - -   -
29199 SG Issuer - Geely Auto European Warrants Feb 2017 A HKD 3.000   2.300   2.930   3,720,000 9,709,800 N/A 3.890   2016/10/25 0.410   2016/06/24 40,450,000 50,742,275 -   - -   -
28212 SG Issuer - Geely Auto European Warrants Jan 2017 A HKD 4.490   3.400   4.310   16,005,000 63,141,850 10,924,583 4.490   2016/11/25 0.670   2016/05/23 20,115,000 67,425,500 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 0.233   0.141   0.189   52,025,000 9,448,295 N/A 0.300   2016/10/25 0.141   2016/11/17 58,230,000 10,868,055 -   - -   -
12427 SG Issuer - Geely Auto European Warrants Mar 2017 A HKD 1.770   0.830   1.460   17,605,000 24,149,800 N/A 2.400   2016/10/25 0.425   2016/08/18 104,170,000 116,734,900 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.157   0.102   0.130   17,210,000 2,273,910 N/A 0.157   2016/11/11 0.102   2016/11/17 17,210,000 2,273,910 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 0.265   0.260   0.260   10,000 2,625 N/A 0.265   2016/11/29 0.260   2016/11/29 10,000 2,625 -   - -   -
27954 SG Issuer - GF Sec European Warrants Dec 2016 A HKD -   -   0.011   0 0 494,704 0.162   2016/06/03 0.023   2016/09/21 41,400,000 5,117,524 -   - -   -
27953 SG Issuer - GF Sec European Warrants Feb 2017 A HKD 0.126   0.094   0.110   8,600,000 1,000,950 533,293 0.310   2016/06/03 0.094   2016/11/11 45,112,000 9,485,700 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.223   0.147   0.179   17,805,000 2,932,200 1,121,070 0.345   2016/10/25 0.147   2016/11/18 34,745,000 6,735,325 -   - -   -
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD 0.920   0.750   0.870   560,000 497,500 N/A 0.920   2016/11/30 0.750   2016/11/22 560,000 497,500 -   - -   -
11814 SG Issuer - GWMC European Warrants Mar 2017 A HKD 0.062   0.023   0.032   18,630,000 825,550 N/A 0.201   2016/08/01 0.023   2016/11/24 220,470,000 19,503,390 -   - -   -
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.086   0.080   0.076   110,000 9,100 N/A 0.185   2016/10/25 0.080   2016/11/09 4,410,000 738,150 -   - -   -
27145 SG Issuer - Haitong Sec European Warrants Feb 2017 A HKD 0.094   0.059   0.083   24,596,000 1,942,100 1,617,905 0.223   2016/04/14 0.059   2016/11/18 136,716,000 18,453,492 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.320   0.231   0.305   3,324,000 958,652 443,790 0.330   2016/08/15 0.223   2016/06/16 10,432,000 2,859,740 -   - -   -
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD 0.172   0.145   0.164   1,248,000 196,428 N/A 0.185   2016/09/09 0.145   2016/11/22 3,888,000 610,068 -   - -   -
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.910   0.650   0.710   1,705,000 1,338,600 N/A 0.910   2016/11/29 0.650   2016/11/11 1,705,000 1,338,600 -   - -   -
13282 SG Issuer - HKEX European Put Warrants Apr 2017 D HKD 0.187   0.138   0.148   26,950,000 4,353,640 N/A 0.223   2016/09/20 0.138   2016/11/28 79,400,000 14,179,330 -   - -   -
29200 SG Issuer - HKEX European Put Warrants Dec 2016 E HKD 0.024   0.010   0.010   39,860,000 664,040 N/A 0.245   2016/06/24 0.010   2016/11/14 1,141,840,000 103,765,900 -   - -   -
27184 SG Issuer - HKEX European Put Warrants Jan 2017 B HKD 0.018   0.010   0.010   3,320,000 45,840 38,289,082 0.206   2016/04/08 0.010   2016/11/28 2,712,010,000 235,736,520 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD 0.084   0.061   0.061   19,680,000 1,486,630 N/A 0.178   2016/08/30 0.061   2016/11/28 27,210,000 2,175,240 -   - -   -
12459 SG Issuer - HKEX European Put Warrants Mar 2017 D HKD 0.142   0.095   0.104   78,720,000 8,823,790 N/A 0.250   2016/08/18 0.095   2016/11/28 621,630,000 88,587,270 -   - -   -
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD 0.097   0.084   0.081   1,460,000 138,530 N/A 0.127   2016/09/14 0.084   2016/11/24 2,460,000 245,440 -   - -   -
12745 SG Issuer - HKEX European Warrants Apr 2017 B HKD 0.229   0.217   0.216   680,000 151,120 N/A 0.305   2016/09/09 0.168   2016/08/25 101,240,000 22,250,060 -   - -   -
13093 SG Issuer - HKEX European Warrants Apr 2017 C HKD 0.770   0.500   0.495   4,520,000 2,671,900 N/A 1.210   2016/09/22 0.500   2016/11/21 15,154,000 13,695,620 -   - -   -
13383 SG Issuer - HKEX European Warrants Apr 2017 E HKD 0.172   0.120   0.129   216,930,000 30,450,840 N/A 0.290   2016/09/22 0.120   2016/11/09 390,080,000 65,472,260 -   - -   -
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.147   0.110   0.116   4,211,120,000 520,807,170 N/A 0.236   2016/09/22 0.110   2016/11/09 4,218,200,000 522,089,880 -   - -   -
28301 SG Issuer - HKEX European Warrants Dec 2016 D HKD 0.280   0.015   0.015   8,244,000 770,754 109,028,862 0.990   2016/09/09 0.015   2016/11/24 1,243,335,000 654,212,629 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.242   0.218   0.214   1,120,000 261,040 N/A 0.295   2016/09/22 0.191   2016/08/29 6,380,000 1,533,390 -   - -   -
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.172   0.146   0.142   12,690,000 1,990,750 N/A 0.235   2016/09/22 0.146   2016/11/24 70,770,000 13,524,210 -   - -   -
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.159   0.137   0.145   3,640,000 539,460 N/A 0.159   2016/11/17 0.137   2016/11/09 3,640,000 539,460 -   - -   -
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.167   0.120   0.130   18,604,230,000 2,653,254,820 N/A 0.233   2016/09/22 0.120   2016/11/09 44,191,630,000 7,416,177,200 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD 0.170   0.121   0.138   64,160,000 8,630,840 661,530,357 0.241   2016/04/25 0.115   2016/08/19 29,266,040,000 3,996,961,450 -   - -   -
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.245   0.225   0.211   2,440,000 570,070 N/A 0.285   2016/09/13 0.225   2016/11/09 4,460,000 1,070,840 -   - -   -
28008 SG Issuer - HKEX European Warrants Mar 2017 C HKD 0.153   0.105   0.117   28,620,000 3,554,680 1,374,393,840 0.219   2016/09/09 0.090   2016/08/30 67,004,700,000 8,247,265,250 -   - -   -
12644 SG Issuer - HKEX European Warrants Mar 2017 E HKD 0.335   0.179   0.197   40,305,000 8,246,252 N/A 0.750   2016/09/09 0.179   2016/11/09 44,125,000 10,048,087 -   - -   -
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.233   0.226   0.216   320,000 70,740 N/A 0.285   2016/09/09 0.195   2016/08/29 10,420,000 2,490,200 -   - -   -
11047 SG Issuer - HKEX European Warrants Nov 2016 B HKD -   -   0.275   0 0 N/A 0.340   2016/09/09 0.129   2016/06/24 58,790,000 11,585,490 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.136   0.112   0.110   4,900,000 603,260 N/A 0.188   2016/10/07 0.112   2016/11/09 7,720,000 1,103,580 -   - -   -
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.188   0.148   0.151   34,870,000 5,841,860 N/A 0.202   2016/10/24 0.148   2016/11/09 51,270,000 8,930,200 -   - -   -
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.380   0.153   0.172   8,410,000 1,690,620 N/A 0.380   2016/11/01 0.153   2016/11/18 8,430,000 1,697,020 -   - -   -
11700 SG Issuer - HLand European Warrants Feb 2017 A HKD 0.177   0.019   0.018   14,980,000 710,310 N/A 0.410   2016/07/28 0.019   2016/11/25 82,900,000 16,159,340 -   - -   -
13883 SG Issuer - HN Renewables European Warrants May 2017 A HKD 0.265   0.176   0.205   18,882,000 4,106,730 N/A 0.365   2016/10/20 0.176   2016/11/18 18,886,000 4,108,180 -   - -   -
28451 SG Issuer - HS H-SH European Put Warrants Jan 2017 C HKD 0.160   0.011   0.014   86,838,000 6,028,342 2,058,225 0.890   2016/06/16 0.011   2016/11/25 138,262,000 12,349,350 -   - -   -
13925 SG Issuer - HS H-SH European Put Warrants May 2017 A HKD 0.335   0.320   0.179   4,000 1,310 N/A 0.335   2016/11/07 0.320   2016/11/07 4,000 1,310 -   - -   -
13380 SG Issuer - HS H-SHARE European Warrants Apr 2017 B HKD 0.435   0.233   0.395   7,102,000 2,044,864 N/A 0.690   2016/09/22 0.233   2016/11/21 7,780,000 2,384,764 -   - -   -
28449 SG Issuer - HS H-SHARE European Warrants Dec 2016 A HKD 0.239   0.020   0.069   7,886,000 786,596 2,291,154 0.485   2016/09/13 0.020   2016/11/21 68,846,000 13,746,926 -   - -   -
11494 SG Issuer - HS H-SHARE European Warrants Feb 2017 A HKD 0.930   0.465   0.870   4,796,000 3,182,110 N/A 1.020   2016/10/07 0.465   2016/11/18 6,888,000 4,917,990 -   - -   -
11840 SG Issuer - HS H-SHARE European Warrants Feb 2017 B HKD 0.105   0.025   0.079   53,250,000 2,902,902 N/A 0.395   2016/09/09 0.025   2016/11/18 122,276,000 15,460,272 -   - -   -
14093 SG Issuer - HS H-SHARE European Warrants Jun 2017 A HKD 0.260   0.209   0.305   9,860,000 2,311,270 N/A 0.260   2016/11/25 0.209   2016/11/24 9,860,000 2,311,270 -   - -   -
14347 SG Issuer - HS H-SHARE European Warrants Jun 2017 B HKD 0.630   0.460   0.710   34,000 20,770 N/A 0.630   2016/11/22 0.460   2016/11/18 34,000 20,770 -   - -   -
12520 SG Issuer - HS H-SHARE European Warrants Mar 2017 A HKD 0.094   0.030   0.074   1,506,000 71,254 N/A 0.249   2016/09/09 0.030   2016/11/09 59,676,000 12,117,018 -   - -   -
27243 SG Issuer - HS H-SHARE European Warrants Nov 2016 A HKD -   -   0.080   0 0 3,021,664 0.630   2016/09/22 0.150   2016/06/16 110,352,000 26,037,624 -   - -   -
27677 SG Issuer - HS H-SHARE European Warrants Nov 2016 B HKD -   -   0.012   0 0 19,326 0.222   2016/04/28 0.014   2016/09/30 2,594,000 176,768 -   - -   -
12313 SG Issuer - HSBC European Put Warrants Apr 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13037 SG Issuer - HSBC European Put Warrants Apr 2017 E HKD 0.214   0.082   0.094   111,536,000 16,223,064 N/A 0.300   2016/09/27 0.082   2016/11/28 497,744,000 103,535,832 -   - -   -
13038 SG Issuer - HSBC European Put Warrants Apr 2017 F HKD 0.395   0.171   0.191   82,668,000 17,670,652 N/A 0.495   2016/09/26 0.171   2016/11/28 116,388,000 31,900,452 -   - -   -
11924 SG Issuer - HSBC European Put Warrants Feb 2017 C HKD 0.035   0.010   0.010   21,104,000 360,848 N/A 0.212   2016/08/04 0.010   2016/11/29 439,748,000 35,153,968 -   - -   -
12337 SG Issuer - HSBC European Put Warrants Feb 2017 D HKD 0.115   0.037   0.038   34,408,000 3,038,060 N/A 0.325   2016/08/16 0.037   2016/11/22 179,532,000 27,526,020 -   - -   -
11256 SG Issuer - HSBC European Put Warrants Jan 2017 C HKD -   -   0.010   0 0 N/A 0.148   2016/07/08 0.018   2016/08/19 7,400,000 895,152 -   - -   -
14301 SG Issuer - HSBC European Put Warrants Jun 2017 A HKD 0.175   0.124   0.140   5,888,000 932,640 N/A 0.175   2016/11/17 0.124   2016/11/28 5,888,000 932,640 -   - -   -
14650 SG Issuer - HSBC European Put Warrants Jun 2017 B HKD 0.360   0.355   0.345   8,000 2,860 N/A 0.360   2016/11/29 0.355   2016/11/29 8,000 2,860 -   - -   -
27334 SG Issuer - HSBC European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 5,390,442 0.184   2016/06/24 0.010   2016/08/05 1,606,932,000 162,539,224 -   - -   -
27665 SG Issuer - HSBC European Put Warrants Nov 2016 C HKD -   -   0.010   0 0 13,236,354 0.420   2016/06/24 0.012   2016/08/24 850,232,000 155,426,316 -   - -   -
12390 SG Issuer - HSBC European Warrants Apr 2017 C HKD 0.440   0.190   0.375   63,676,000 15,980,788 N/A 0.440   2016/11/16 0.190   2016/11/09 104,016,000 28,286,196 -   - -   -
13033 SG Issuer - HSBC European Warrants Apr 2017 D HKD 0.156   0.062   0.130   98,260,000 12,042,812 N/A 0.159   2016/09/22 0.062   2016/11/09 245,592,000 29,406,784 -   - -   -
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.182   0.153   0.158   2,768,000 457,412 N/A 0.182   2016/11/28 0.153   2016/11/30 2,768,000 457,412 -   - -   -
27678 SG Issuer - HSBC European Warrants Dec 2016 B HKD 0.237   0.039   0.102   117,680,000 16,257,760 29,735,172 0.265   2016/09/05 0.027   2016/08/03 5,784,656,000 471,794,124 -   - -   -
11170 SG Issuer - HSBC European Warrants Feb 2017 A HKD 0.335   0.109   0.260   165,476,000 36,637,092 N/A 0.335   2016/11/15 0.052   2016/08/03 1,083,272,000 243,671,400 -   - -   -
11180 SG Issuer - HSBC European Warrants Feb 2017 B HKD 1.110   0.710   1.050   1,812,000 1,708,320 N/A 1.110   2016/11/15 0.217   2016/07/07 27,132,000 13,868,316 -   - -   -
11072 SG Issuer - HSBC European Warrants Jan 2017 A HKD 1.260   1.010   1.230   400,000 459,280 N/A 1.260   2016/11/22 0.177   2016/06/28 157,308,000 37,422,824 -   - -   -
11181 SG Issuer - HSBC European Warrants Jan 2017 B HKD 0.810   0.425   0.740   6,500,000 3,755,500 N/A 0.810   2016/11/23 0.114   2016/08/03 319,348,000 66,266,168 -   - -   -
11284 SG Issuer - HSBC European Warrants Jan 2017 D HKD -   -   1.520   0 0 N/A 1.420   2016/09/05 1.120   2016/08/31 2,168,000 2,671,280 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.305   0.150   0.270   67,744,000 14,813,364 N/A 0.305   2016/11/28 0.150   2016/11/09 378,132,000 85,461,492 -   - -   -
12829 SG Issuer - HSBC European Warrants May 2017 A HKD 0.290   0.114   0.255   169,208,000 34,242,328 N/A 0.295   2016/09/05 0.114   2016/11/09 534,948,000 108,848,860 -   - -   -
13075 SG Issuer - HSBC European Warrants May 2017 B HKD 0.098   0.039   0.083   41,172,000 3,034,620 N/A 0.249   2016/09/09 0.039   2016/11/09 83,252,000 6,676,268 -   - -   -
27320 SG Issuer - HSBC European Warrants Nov 2016 A HKD -   -   1.320   0 0 3,750,896 1.260   2016/09/20 0.207   2016/06/24 70,000,000 25,698,036 -   - -   -
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.247   0.124   0.221   75,816,000 15,619,800 N/A 0.375   2016/09/05 0.124   2016/11/09 94,632,000 20,001,168 -   - -   -
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.136   0.067   0.126   22,540,000 2,539,456 N/A 0.222   2016/09/12 0.067   2016/11/09 129,320,000 18,434,364 -   - -   -
13508 SG Issuer - HSCEI European Put Warrants Apr 2017 B HKD 0.255   0.158   0.163   4,460,000 899,610 N/A 0.255   2016/11/14 0.158   2016/11/28 17,900,000 3,461,930 -   - -   -
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD 0.229   0.145   0.145   46,530,000 9,194,970 N/A 0.229   2016/11/09 0.145   2016/11/28 46,530,000 9,194,970 -   - -   -
14297 SG Issuer - HSCEI European Put Warrants Jun 2017 B HKD 0.137   0.130   0.137   4,020,000 537,700 N/A 0.137   2016/11/30 0.130   2016/11/30 4,020,000 537,700 -   - -   -
12917 SG Issuer - HSCEI European Put Warrants Mar 2017 B HKD 0.196   0.105   0.112   23,270,000 3,672,140 N/A 0.200   2016/09/14 0.105   2016/11/30 43,450,000 6,899,770 -   - -   -
27409 SG Issuer - HSCEI European Put Warrants Nov 2016 A HKD 0.081   0.010   0.010   157,590,000 6,014,920 5,362,260 0.295   2016/05/10 0.010   2016/11/22 662,970,000 32,214,720 -   - -   -
12707 SG Issuer - HSCEI European Warrants Apr 2017 A HKD 0.207   0.120   0.197   23,540,000 3,850,300 N/A 0.245   2016/10/11 0.120   2016/11/18 39,570,000 7,117,550 -   - -   -
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.124   0.101   0.137   2,520,000 266,400 N/A 0.221   2016/08/25 0.101   2016/11/14 2,940,000 330,200 -   - -   -
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.156   0.093   0.150   16,810,000 2,128,730 1,342,823 0.218   2016/09/22 0.077   2016/06/13 58,700,000 8,406,050 -   - -   -
28533 SG Issuer - HSCEI European Warrants Mar 2017 A HKD 0.260   0.186   0.285   18,440,000 4,097,670 N/A 0.275   2016/08/19 0.180   2016/06/30 26,980,000 6,244,370 -   - -   -
13518 SG Issuer - HSCEI European Warrants Mar 2017 C HKD 0.101   0.047   0.094   50,760,000 3,751,160 N/A 0.150   2016/10/11 0.047   2016/11/18 72,720,000 6,233,610 -   - -   -
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.141   0.093   0.138   13,480,000 1,583,770 N/A 0.190   2016/09/07 0.093   2016/11/18 25,780,000 3,415,370 -   - -   -
28356 SG Issuer - HSI Euro Put Wts Dec 2016 E HKD 0.024   0.011   0.010   2,030,000 39,320 508,373 0.188   2016/06/24 0.011   2016/11/11 46,930,000 3,050,240 -   - -   -
28357 SG Issuer - HSI Euro Put Wts Nov 2016 A HKD 0.023   0.010   0.010   85,900,000 1,456,790 2,754,733 0.202   2016/06/24 0.010   2016/11/11 424,410,000 16,528,400 -   - -   -
13113 SG Issuer - HSI European Put Warrants Apr 2017 B HKD 0.217   0.129   0.135   37,680,000 5,831,840 N/A 0.217   2016/11/09 0.117   2016/10/11 60,700,000 9,332,400 -   - -   -
13162 SG Issuer - HSI European Put Warrants Apr 2017 C HKD 0.295   0.201   0.216   2,610,000 662,230 N/A 0.295   2016/11/09 0.166   2016/10/11 8,400,000 1,854,930 -   - -   -
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12457 SG Issuer - HSI European Put Warrants Feb 2017 B HKD 0.114   0.044   0.048   24,750,000 1,675,960 N/A 0.125   2016/08/25 0.044   2016/11/30 129,240,000 9,082,330 -   - -   -
12458 SG Issuer - HSI European Put Warrants Feb 2017 C HKD 0.133   0.066   0.070   37,310,000 3,297,460 N/A 0.141   2016/08/22 0.058   2016/10/25 117,110,000 9,523,440 -   - -   -
11145 SG Issuer - HSI European Put Warrants Jan 2017 B HKD 0.058   0.013   0.014   31,800,000 1,052,140 N/A 0.117   2016/08/03 0.013   2016/11/30 181,350,000 11,786,020 -   - -   -
11147 SG Issuer - HSI European Put Warrants Jan 2017 C HKD 0.084   0.027   0.028   528,690,000 25,850,780 N/A 0.247   2016/07/06 0.027   2016/11/28 1,492,240,000 81,657,320 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14546 SG Issuer - HSI European Put Warrants Jun 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12455 SG Issuer - HSI European Put Warrants Mar 2017 D HKD 0.093   0.040   0.042   66,930,000 3,478,060 N/A 0.130   2016/08/24 0.040   2016/11/28 99,720,000 5,891,710 -   - -   -
12484 SG Issuer - HSI European Put Warrants Mar 2017 E HKD 0.200   0.116   0.125   73,950,000 11,434,740 N/A 0.230   2016/08/22 0.102   2016/10/25 283,070,000 37,377,210 -   - -   -
13778 SG Issuer - HSI European Put Warrants Mar 2017 F HKD 0.270   0.183   0.203   2,660,000 549,120 N/A 0.270   2016/11/09 0.165   2016/10/24 2,770,000 568,530 -   - -   -
14262 SG Issuer - HSI European Put Warrants May 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14300 SG Issuer - HSI European Put Warrants May 2017 D HKD 0.152   0.143   0.150   35,940,000 5,281,170 N/A 0.152   2016/11/29 0.143   2016/11/30 35,940,000 5,281,170 -   - -   -
14548 SG Issuer - HSI European Put Warrants May 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13109 SG Issuer - HSI European Warrants Apr 2017 A HKD 0.084   0.032   0.049   19,080,000 978,490 N/A 0.171   2016/09/22 0.032   2016/11/18 66,420,000 6,825,150 -   - -   -
14128 SG Issuer - HSI European Warrants Apr 2017 D HKD 0.136   0.070   0.101   23,080,000 2,229,980 N/A 0.136   2016/11/10 0.070   2016/11/18 23,080,000 2,229,980 -   - -   -
14441 SG Issuer - HSI European Warrants Apr 2017 E HKD 0.169   0.136   0.147   9,880,000 1,489,970 N/A 0.169   2016/11/23 0.136   2016/11/24 9,880,000 1,489,970 -   - -   -
27922 SG Issuer - HSI European Warrants Dec 2016 D HKD -   -   0.400   0 0 1,129,595 0.550   2016/09/12 0.132   2016/05/20 36,060,000 7,810,350 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.070   0.035   0.046   24,680,000 1,176,980 N/A 0.105   2016/10/24 0.035   2016/11/18 25,440,000 1,234,400 -   - -   -
27921 SG Issuer - HSI European Warrants Feb 2017 A HKD -   -   0.395   0 0 190,092 0.420   2016/08/12 0.164   2016/05/24 6,870,000 1,510,880 -   - -   -
12828 SG Issuer - HSI European Warrants Feb 2017 D HKD 0.139   0.049   0.073   84,610,000 6,383,240 N/A 0.260   2016/09/22 0.049   2016/11/18 154,250,000 19,420,080 -   - -   -
28355 SG Issuer - HSI European Warrants Jan 2017 A HKD 0.495   0.440   0.490   600,000 280,500 64,017 0.495   2016/11/28 0.229   2016/06/24 1,020,000 384,100 -   - -   -
11519 SG Issuer - HSI European Warrants Jan 2017 D HKD 0.244   0.191   0.250   1,020,000 247,520 N/A 0.244   2016/11/11 0.191   2016/11/09 1,020,000 247,520 -   - -   -
12403 SG Issuer - HSI European Warrants Jan 2017 E HKD 0.167   0.058   0.087   37,330,000 3,389,840 N/A 0.265   2016/09/22 0.058   2016/11/18 79,110,000 12,051,790 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.110   0.054   0.073   14,440,000 1,035,860 N/A 0.238   2016/08/25 0.054   2016/11/17 56,300,000 8,092,940 -   - -   -
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD 0.435   0.330   0.380   20,990,000 7,750,750 4,942,438 0.530   2016/09/09 0.186   2016/05/24 96,870,000 30,692,070 -   - -   -
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.232   0.127   0.166   99,510,000 16,464,370 N/A 0.345   2016/09/22 0.090   2016/06/24 188,910,000 39,655,860 -   - -   -
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.062   0.025   0.033   34,890,000 1,225,560 N/A 0.144   2016/09/26 0.025   2016/11/18 69,770,000 4,445,190 -   - -   -
14445 SG Issuer - HSI European Warrants Jun 2017 D HKD 0.167   0.119   0.120   18,770,000 2,394,610 N/A 0.167   2016/11/22 0.119   2016/11/25 18,770,000 2,394,610 -   - -   -
14464 SG Issuer - HSI European Warrants Jun 2017 E HKD 0.182   0.159   0.167   2,020,000 332,590 N/A 0.182   2016/11/23 0.159   2016/11/25 2,020,000 332,590 -   - -   -
29313 SG Issuer - HSI European Warrants Mar 2017 A HKD 0.242   0.141   0.177   1,380,000 253,390 N/A 0.320   2016/09/22 0.088   2016/06/24 10,910,000 2,203,270 -   - -   -
11139 SG Issuer - HSI European Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12404 SG Issuer - HSI European Warrants Mar 2017 C HKD 0.114   0.044   0.065   22,450,000 1,507,940 N/A 0.225   2016/09/09 0.044   2016/11/18 89,720,000 12,672,970 -   - -   -
11144 SG Issuer - HSI European Warrants May 2017 A HKD 0.385   0.247   0.310   4,480,000 1,289,650 N/A 0.540   2016/09/09 0.247   2016/11/09 61,510,000 26,741,050 -   - -   -
13074 SG Issuer - HSI European Warrants May 2017 B HKD 0.113   0.051   0.071   24,030,000 1,654,560 N/A 0.210   2016/09/09 0.051   2016/11/17 38,560,000 3,722,190 -   - -   -
12400 SG Issuer - HSI European Warrants Nov 2016 B HKD 0.160   0.018   0.047   49,530,000 2,649,590 N/A 0.270   2016/10/07 0.018   2016/11/18 76,670,000 7,744,930 -   - -   -
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.345   0.340   0.330   80,000 27,400 N/A 0.355   2016/10/19 0.340   2016/11/30 84,000 28,810 -   - -   -
28493 SG Issuer - Huaneng Power European Warrants Dec 2016 A HKD -   -   0.014   0 0 N/A 0.660   2016/06/08 0.065   2016/10/17 51,584,000 19,547,102 -   - -   -
12831 SG Issuer - Huaneng Power European Warrants Mar 2017 A HKD 0.410   0.265   0.350   1,962,000 704,220 N/A 0.760   2016/09/09 0.265   2016/11/25 5,150,000 2,649,740 -   - -   -
13200 SG Issuer - ICBC European Put Wt Apr 2017 A HKD 0.395   0.231   0.240   1,145,000 395,768 N/A 0.395   2016/11/17 0.231   2016/11/28 12,286,000 3,587,243 -   - -   -
28452 SG Issuer - ICBC European Put Wt Dec 2016 B HKD 0.015   0.011   0.010   2,000 26 260,888 0.250   2016/06/16 0.010   2016/10/13 23,750,000 1,565,327 -   - -   -
14654 SG Issuer - ICBC European Put Wt Jun 2017 B HKD 0.188   0.173   0.173   35,000 6,083 N/A 0.188   2016/11/29 0.173   2016/11/30 35,000 6,083 -   - -   -
12391 SG Issuer - ICBC European Put Wt Mar 2017 A HKD 0.119   0.033   0.036   31,761,000 2,324,498 N/A 0.181   2016/08/16 0.033   2016/11/30 216,163,000 19,309,653 -   - -   -
27179 SG Issuer - ICBC European Warrants Dec 2016 A HKD 0.192   0.028   0.099   10,123,000 842,811 8,220,670 0.500   2016/09/09 0.028   2016/11/24 488,917,000 91,206,854 -   - -   -
28214 SG Issuer - ICBC European Warrants Jan 2017 A HKD 0.810   0.560   0.810   1,649,000 1,228,960 244,623 1.130   2016/09/08 0.231   2016/05/23 4,125,000 1,957,140 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD 0.094   0.050   0.083   6,767,000 577,453 N/A 0.255   2016/08/31 0.050   2016/11/18 178,569,000 32,021,360 -   - -   -
12535 SG Issuer - ICBC European Warrants Mar 2017 B HKD 0.085   0.035   0.057   28,319,000 1,683,666 N/A 0.290   2016/08/23 0.035   2016/11/15 93,842,000 14,200,612 -   - -   -
27208 SG Issuer - ICBC European Warrants May 2017 A HKD 0.185   0.088   0.165   16,400,000 2,584,500 1,909,252 0.395   2016/09/22 0.049   2016/05/18 243,280,000 37,016,097 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.405   0.179   0.350   1,090,000 244,930 515,253 0.405   2016/11/24 0.151   2016/10/20 17,090,000 3,201,170 -   - -   -
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.270   0.203   0.223   160,000 41,920 N/A 0.270   2016/11/24 0.203   2016/11/18 160,000 41,920 -   - -   -
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 3.010   1.630   2.310   8,103,000 18,391,960 N/A 3.010   2016/11/25 0.760   2016/10/19 10,623,000 20,358,960 -   - -   -
11410 SG Issuer - KECL European Warrants Feb 2017 A HKD 0.069   0.014   0.020   21,558,000 717,812 N/A 0.580   2016/07/13 0.014   2016/11/21 141,586,000 22,603,648 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD 0.430   0.415   0.410   4,054,000 1,717,700 N/A 0.430   2016/11/30 0.415   2016/11/30 4,054,000 1,717,700 -   - -   -
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.110   0.110   0.106   160,000 17,600 N/A 0.147   2016/08/19 0.110   2016/11/11 14,720,000 1,977,020 -   - -   -
13538 SG Issuer - KECL European Warrants May 2017 A HKD 0.183   0.104   0.108   24,576,000 3,338,690 N/A 0.460   2016/10/06 0.104   2016/11/15 49,968,000 10,367,836 -   - -   -
28305 SG Issuer - Kingsoft European Warrants Dec 2016 A HKD 0.216   0.150   0.175   450,000 88,850 12,455,898 0.400   2016/10/11 0.091   2016/07/06 559,100,000 75,981,850 -   - -   -
28290 SG Issuer - Kingsoft European Warrants Jan 2017 A HKD 0.085   0.015   0.017   149,110,000 5,033,370 4,027,280 0.209   2016/09/22 0.015   2016/11/30 285,920,000 24,880,520 -   - -   -
11520 SG Issuer - Kingsoft European Warrants Jan 2017 B HKD 0.365   0.285   0.305   1,880,000 625,800 N/A 0.540   2016/10/07 0.180   2016/07/19 26,590,000 11,802,000 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.250   0.210   0.226   6,810,000 1,565,810 N/A 0.420   2016/09/22 0.210   2016/11/17 9,610,000 2,378,770 -   - -   -
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD 0.132   0.103   0.111   440,000 56,700 N/A 0.242   2016/09/29 0.103   2016/11/09 20,420,000 3,712,610 -   - -   -
11380 SG Issuer - Kingsoft European Warrants Mar 2017 A HKD 0.242   0.145   0.170   45,470,000 9,170,790 N/A 0.390   2016/10/07 0.134   2016/07/25 292,160,000 58,961,450 -   - -   -
13454 SG Issuer - Kingsoft European Warrants May 2017 A HKD 0.175   0.151   0.145   3,430,000 565,360 N/A 0.320   2016/10/11 0.151   2016/11/30 3,690,000 626,970 -   - -   -
28700 SG Issuer - Lenovo European Warrants Feb 2017 A HKD 0.237   0.105   0.132   56,684,000 8,470,278 N/A 0.880   2016/08/18 0.105   2016/11/09 280,202,000 121,939,348 -   - -   -
28043 SG Issuer - Lenovo European Warrants Jan 2017 B HKD 0.055   0.012   0.012   7,820,000 213,678 29,141,447 0.560   2016/05/17 0.012   2016/11/23 802,020,000 245,861,194 -   - -   -
12345 SG Issuer - Lenovo European Warrants Mar 2017 A HKD 0.073   0.023   0.023   7,190,000 261,656 N/A 0.475   2016/08/18 0.023   2016/11/29 65,848,000 14,436,998 -   - -   -
12782 SG Issuer - Lenovo European Warrants May 2017 A HKD 0.224   0.161   0.190   6,288,000 1,191,984 N/A 0.690   2016/09/05 0.161   2016/11/09 15,120,000 5,248,824 -   - -   -
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.042   0.038   0.041   500,000 20,040 6,739,270 0.170   2016/04/20 0.038   2016/11/15 779,320,000 53,542,340 -   - -   -
27115 SG Issuer - Li & Fung European Warrants Dec 2016 A HKD -   -   0.010   0 0 447,305 0.650   2016/04/21 0.011   2016/10/03 71,030,000 7,730,152 -   - -   -
29741 SG Issuer - Li & Fung European Warrants Jan 2017 A HKD 0.172   0.014   0.015   6,300,000 233,872 N/A 0.435   2016/09/13 0.014   2016/11/30 62,004,000 15,752,720 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD 0.335   0.147   0.149   1,818,000 382,144 N/A 0.350   2016/10/26 0.147   2016/11/23 3,144,000 817,214 -   - -   -
11105 SG Issuer - Link REIT European Warrants Mar 2017 A HKD 0.209   0.079   0.142   4,520,000 688,400 N/A 0.580   2016/07/28 0.079   2016/11/14 80,425,000 29,360,840 -   - -   -
12903 SG Issuer - Link REIT European Warrants May 2017 A HKD 0.201   0.084   0.128   26,350,000 3,655,625 N/A 0.365   2016/09/09 0.084   2016/11/15 74,315,000 14,961,465 -   - -   -
28072 SG Issuer - MGM China European Warrants May 2017 A HKD 0.670   0.310   0.660   2,228,000 976,280 2,496,519 0.670   2016/11/30 0.192   2016/08/30 68,132,000 16,054,776 -   - -   -
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.340   0.147   0.335   36,544,000 8,172,108 N/A 0.340   2016/11/30 0.141   2016/10/31 67,580,000 13,175,468 -   - -   -
14701 SG Issuer - Minsheng Bank European Warrants Jun 2017 A HKD 0.530   0.520   0.510   1,000 525 N/A 0.530   2016/11/30 0.520   2016/11/30 1,000 525 -   - -   -
12435 SG Issuer - Minsheng Bank European Warrants Mar 2017 A HKD 0.510   0.375   0.385   3,213,000 1,542,495 N/A 0.760   2016/10/06 0.375   2016/11/24 16,756,000 7,921,785 -   - -   -
11024 SG Issuer - Minsheng Bk Eu Wt Jan 2017 A HKD 1.190   0.740   0.810   2,250,000 2,082,800 N/A 1.280   2016/10/24 0.580   2016/07/08 5,761,000 5,149,775 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.227   0.220   0.227   1,680,000 374,980 N/A 0.227   2016/11/25 0.220   2016/11/25 1,680,000 374,980 -   - -   -
12712 SG Issuer - MTRC European Warrants May 2017 A HKD 0.238   0.041   0.043   53,950,000 6,943,370 N/A 0.355   2016/09/09 0.041   2016/11/30 58,715,000 8,334,645 -   - -   -
12346 SG Issuer - NewWorld Dev Eu Wt Apr 2017 A HKD 0.130   0.082   0.092   4,616,000 472,219 N/A 0.680   2016/09/09 0.082   2016/11/29 9,829,000 3,135,784 -   - -   -
14204 SG Issuer - NewWorld Dev Eu Wt Jun 2017 A HKD 0.475   0.415   0.460   1,420,000 635,500 N/A 0.475   2016/11/16 0.415   2016/11/24 1,420,000 635,500 -   - -   -
11521 SG Issuer - NewWorld Dev Eu Wt Mar 2017 A HKD 0.950   0.270   0.360   11,118,000 4,030,120 N/A 1.560   2016/09/22 0.270   2016/11/09 38,794,000 38,792,160 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD 0.241   0.075   0.076   57,180,000 6,591,680 N/A 0.241   2016/11/09 0.075   2016/11/25 57,280,000 6,613,280 -   - -   -
10392 SG Issuer - Nikkei 225 European Put Warrants Mar 2017 C HKD 0.068   0.014   0.017   3,090,000 89,650 377,587 0.217   2016/06/24 0.014   2016/11/24 29,670,000 2,269,690 -   - -   -
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD 0.265   0.260   0.260   20,000 5,250 N/A 0.265   2016/11/29 0.260   2016/11/29 20,000 5,250 -   - -   -
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD 0.255   0.250   0.250   20,000 5,050 N/A 0.255   2016/11/29 0.250   2016/11/29 20,000 5,050 -   - -   -
10418 SG Issuer - Nikkei 225 European Warrants Jun 2017 A HKD 0.164   0.127   0.229   520,000 75,650 N/A 0.164   2016/11/07 0.127   2016/11/09 520,000 75,650 -   - -   -
10391 SG Issuer - Nikkei 225 European Warrants Mar 2017 B HKD 0.168   0.047   0.170   3,050,000 279,080 462,145 0.196   2016/04/18 0.047   2016/11/09 43,720,000 5,640,040 -   - -   -
10403 SG Issuer - Nikkei 225 European Warrants Mar 2017 D HKD 0.275   0.219   0.385   2,000,000 494,000 N/A 0.285   2016/07/27 0.164   2016/07/08 10,200,000 2,202,510 -   - -   -
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD 0.218   0.146   0.222   140,000 28,560 N/A 0.218   2016/11/25 0.146   2016/11/03 140,000 28,560 -   - -   -
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD 0.260   0.255   0.255   20,000 5,150 N/A 0.260   2016/11/29 0.255   2016/11/29 20,000 5,150 -   - -   -
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD 0.255   0.250   0.250   20,000 5,050 N/A 0.255   2016/11/29 0.250   2016/11/29 20,000 5,050 -   - -   -
12713 SG Issuer - PCCW European Warrants Mar 2017 A HKD 0.036   0.026   0.044   330,000 9,700 N/A 0.330   2016/09/02 0.026   2016/11/15 1,670,000 396,055 -   - -   -
12934 SG Issuer - Petch European Put Warrants Apr 2017 A HKD 0.280   0.147   0.170   6,274,000 1,286,118 N/A 0.330   2016/09/12 0.136   2016/10/24 23,328,000 4,721,114 -   - -   -
13741 SG Issuer - Petch European Warrants Apr 2017 B HKD 0.087   0.033   0.042   28,072,000 1,290,454 N/A 0.122   2016/10/14 0.033   2016/11/18 28,076,000 1,290,920 -   - -   -
11106 SG Issuer - Petch European Warrants Jan 2017 A HKD 0.047   0.013   0.023   38,512,000 1,032,302 N/A 0.285   2016/07/15 0.013   2016/11/21 339,008,000 36,797,766 -   - -   -
14396 SG Issuer - Petch European Warrants Jul 2017 A HKD 0.480   0.375   0.440   1,650,000 703,780 N/A 0.480   2016/11/22 0.375   2016/11/21 1,650,000 703,780 -   - -   -
12155 SG Issuer - Petch European Warrants Mar 2017 A HKD 0.310   0.154   0.209   8,348,000 1,911,196 N/A 0.495   2016/10/11 0.154   2016/11/18 93,256,000 26,492,690 -   - -   -
12646 SG Issuer - Petch European Warrants Mar 2017 B HKD 0.106   0.036   0.063   20,798,000 1,470,704 N/A 0.211   2016/10/24 0.036   2016/11/14 40,700,000 4,566,638 -   - -   -
13594 SG Issuer - Petch European Warrants May 2017 A HKD 0.255   0.133   0.178   41,524,000 7,785,882 N/A 0.450   2016/10/11 0.133   2016/11/09 62,762,000 15,150,720 -   - -   -
27239 SG Issuer - Petch European Warrants Nov 2016 B HKD -   -   0.030   0 0 2,517,447 0.560   2016/06/10 0.030   2016/09/30 87,194,000 21,547,384 -   - -   -
12412 SG Issuer - PICC European Warrants Mar 2017 A HKD 0.226   0.155   0.224   1,053,000 229,488 N/A 0.445   2016/08/16 0.155   2016/11/09 5,618,000 1,820,666 -   - -   -
12976 SG Issuer - PICC P&C European Warrants Apr 2017 A HKD 0.640   0.280   0.510   2,712,000 1,315,940 N/A 1.670   2016/09/09 0.280   2016/11/17 8,558,000 8,971,940 -   - -   -
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD 0.060   0.060   0.057   300,000 18,000 N/A 0.117   2016/09/23 0.060   2016/11/25 1,040,000 103,480 -   - -   -
13079 SG Issuer - Ping An European Put Warrants Apr 2017 B HKD 0.290   0.104   0.120   195,150,000 34,357,110 N/A 0.335   2016/09/14 0.104   2016/11/28 281,320,000 57,726,440 -   - -   -
11496 SG Issuer - Ping An European Put Warrants Jan 2017 D HKD 0.013   0.013   0.010   620,000 8,060 N/A 0.127   2016/07/18 0.011   2016/10/27 98,430,000 2,036,795 -   - -   -
14656 SG Issuer - Ping An European Put Warrants Jun 2017 C HKD 0.238   0.225   0.235   3,880,000 901,320 N/A 0.238   2016/11/29 0.225   2016/11/29 3,880,000 901,320 -   - -   -
12460 SG Issuer - Ping An European Put Warrants Mar 2017 C HKD 0.106   0.032   0.034   4,285,000 300,970 N/A 0.198   2016/08/25 0.032   2016/11/30 185,250,000 23,027,605 -   - -   -
13720 SG Issuer - Ping An European Put Warrants May 2017 B HKD 0.147   0.096   0.110   18,840,000 2,110,875 N/A 0.270   2016/10/17 0.096   2016/11/28 21,990,000 2,884,835 -   - -   -
27509 SG Issuer - Ping An European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 21,304,116 0.425   2016/05/16 0.010   2016/09/14 1,286,310,000 139,085,820 -   - -   -
12808 SG Issuer - Ping An European Warrants Apr 2017 A HKD 0.133   0.069   0.107   1,193,210,000 145,346,540 N/A 0.265   2016/09/05 0.069   2016/11/17 3,824,290,000 532,992,205 -   - -   -
28041 SG Issuer - Ping An European Warrants Dec 2016 B HKD 0.088   0.010   0.030   135,975,000 6,370,720 208,666,035 0.300   2016/09/09 0.010   2016/11/18 9,724,460,000 1,254,354,960 -   - -   -
11338 SG Issuer - Ping An European Warrants Feb 2017 A HKD 0.520   0.242   0.460   26,640,000 11,340,235 N/A 0.610   2016/09/09 0.138   2016/07/08 63,165,000 25,289,385 -   - -   -
11257 SG Issuer - Ping An European Warrants Jan 2017 C HKD 0.860   0.500   0.790   5,605,000 3,827,850 N/A 0.880   2016/09/09 0.248   2016/07/08 46,830,000 23,660,600 -   - -   -
11697 SG Issuer - Ping An European Warrants Jan 2017 E HKD 0.315   0.115   0.260   31,825,000 7,190,560 N/A 0.460   2016/09/09 0.115   2016/11/18 3,171,430,000 525,459,720 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD 0.101   0.057   0.082   40,930,000 3,324,715 N/A 0.189   2016/09/15 0.057   2016/11/18 174,870,000 16,418,060 -   - -   -
27315 SG Issuer - Ping An European Warrants Mar 2017 B HKD 0.290   0.130   0.244   66,070,000 14,170,660 36,507,759 0.430   2016/09/09 0.121   2016/06/13 1,168,125,000 219,949,355 -   - -   -
12538 SG Issuer - Ping An European Warrants May 2017 A HKD 0.209   0.102   0.178   10,175,000 1,627,745 N/A 0.290   2016/09/07 0.102   2016/11/09 125,510,000 21,738,630 -   - -   -
11855 SG Issuer - Sands Ch Eu Put Wt Jan 2017 B HKD -   -   0.013   0 0 N/A 0.163   2016/08/03 0.017   2016/10/06 62,144,000 5,061,584 -   - -   -
13283 SG Issuer - Sands China European Put Warrants Apr 2017 B HKD 0.295   0.110   0.130   82,348,000 12,958,288 N/A 0.440   2016/09/27 0.110   2016/11/29 97,412,000 18,168,888 -   - -   -
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD 0.184   0.163   0.175   6,600,000 1,133,700 N/A 0.184   2016/11/24 0.163   2016/11/24 6,600,000 1,133,700 -   - -   -
12428 SG Issuer - Sands China European Put Warrants Mar 2017 A HKD 0.109   0.031   0.032   16,320,000 1,175,000 N/A 0.295   2016/08/25 0.031   2016/11/28 319,564,000 48,189,092 -   - -   -
13331 SG Issuer - Sands China European Warrants Apr 2017 C HKD 0.208   0.076   0.172   180,864,000 25,926,160 N/A 0.221   2016/09/19 0.076   2016/11/15 347,596,000 51,416,828 -   - -   -
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD 0.315   0.275   0.280   3,840,000 1,118,620 N/A 0.315   2016/11/29 0.275   2016/11/30 3,840,000 1,118,620 -   - -   -
12768 SG Issuer - Sands China European Warrants Feb 2017 A HKD 0.570   0.305   0.510   2,508,000 1,097,220 N/A 0.570   2016/11/29 0.158   2016/08/29 136,952,000 41,952,372 -   - -   -
28358 SG Issuer - Sands China European Warrants Jan 2017 A HKD 0.740   0.330   0.670   3,368,000 1,829,460 19,133,948 0.740   2016/11/29 0.150   2016/06/28 386,060,000 115,037,948 -   - -   -
12327 SG Issuer - Sands China European Warrants May 2017 A HKD 0.405   0.166   0.360   112,940,000 27,750,376 N/A 0.405   2016/11/29 0.124   2016/08/29 183,536,000 43,484,900 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.244   0.165   0.147   6,690,000 1,539,595 N/A 0.244   2016/11/03 0.165   2016/11/23 6,690,000 1,539,595 -   - -   -
13631 SG Issuer - Shenhua European Warrants Jun 2017 A HKD 0.250   0.171   0.156   3,990,000 912,845 N/A 0.250   2016/11/07 0.147   2016/10/13 31,180,000 5,720,125 -   - -   -
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.249   0.240   0.232   510,000 124,340 816,943 0.280   2016/10/11 0.129   2016/06/17 83,220,000 16,794,985 -   - -   -
11412 SG Issuer - SHK P European Warrants Feb 2017 A HKD 1.020   0.161   0.161   6,380,000 2,039,660 N/A 1.400   2016/09/09 0.161   2016/11/30 40,400,000 30,604,360 -   - -   -
28121 SG Issuer - SHK P European Warrants Jan 2017 B HKD 0.910   0.700   0.690   70,000 60,400 5,080,808 2.430   2016/09/09 0.305   2016/05/24 60,550,000 40,206,650 -   - -   -
14211 SG Issuer - SHK P European Warrants Jun 2017 A HKD 0.435   0.420   0.400   880,000 379,500 N/A 0.435   2016/11/14 0.420   2016/11/14 880,000 379,500 -   - -   -
12714 SG Issuer - SHK P European Warrants May 2017 B HKD 0.500   0.109   0.107   980,000 252,830 N/A 0.840   2016/09/09 0.109   2016/11/14 20,250,000 12,369,130 -   - -   -
13167 SG Issuer - SHK P European Warrants May 2017 C HKD 0.055   0.020   0.019   32,400,000 1,360,890 N/A 0.360   2016/09/22 0.020   2016/11/21 143,130,000 34,630,670 -   - -   -
14212 SG Issuer - SHKP European Put Warrants Jun 2017 B HKD 0.460   0.375   0.390   1,510,000 647,900 N/A 0.460   2016/11/14 0.375   2016/11/22 1,510,000 647,900 -   - -   -
11919 SG Issuer - SHKP European Put Warrants May 2017 A HKD 0.167   0.082   0.161   10,660,000 1,439,500 N/A 0.167   2016/11/18 0.080   2016/09/09 108,290,000 12,371,840 -   - -   -
13166 SG Issuer - Stanchart European Warrants Apr 2017 A HKD 0.225   0.113   0.105   12,629,000 1,835,416 N/A 0.375   2016/09/13 0.113   2016/11/30 13,239,000 1,985,981 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.206   0.152   0.154   30,050,000 4,796,085 N/A 0.229   2016/07/28 0.152   2016/11/09 37,320,000 6,266,130 -   - -   -
27100 SG Issuer - Stanchart European Warrants Dec 2016 A HKD 0.450   0.011   0.010   5,232,000 370,502 13,168,338 0.920   2016/04/27 0.011   2016/11/28 186,095,000 82,273,165 -   - -   -
28453 SG Issuer - Stanchart European Warrants Jan 2017 B HKD 0.095   0.015   0.015   10,141,500 306,201 4,897,829 0.455   2016/06/21 0.015   2016/11/28 104,795,500 29,386,975 -   - -   -
11285 SG Issuer - Stanchart European Warrants Jan 2017 C HKD 0.660   0.435   0.370   272,000 141,781 N/A 1.160   2016/09/05 0.435   2016/11/17 24,952,000 24,518,821 -   - -   -
12834 SG Issuer - Stanchart European Warrants Mar 2017 A HKD 0.405   0.241   0.193   18,630,000 4,658,170 N/A 0.740   2016/09/05 0.241   2016/11/25 28,612,500 9,704,615 -   - -   -
13885 SG Issuer - Stanchart European Warrants May 2017 A HKD 0.730   0.550   0.475   50,000 33,700 N/A 0.830   2016/10/20 0.550   2016/11/18 51,000 34,530 -   - -   -
11655 SG Issuer - Tencent European Put Warrants Apr 2017 B HKD 0.060   0.027   0.045   26,480,000 1,039,400 N/A 0.127   2016/08/04 0.027   2016/11/08 83,210,000 3,448,740 -   - -   -
12784 SG Issuer - Tencent European Put Warrants Apr 2017 C HKD 0.255   0.159   0.237   57,910,000 12,245,290 N/A 0.255   2016/11/24 0.136   2016/10/25 1,473,730,000 240,291,520 -   - -   -
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.198   0.176   0.180   40,000 7,440 N/A 0.198   2016/11/15 0.176   2016/11/17 40,000 7,440 -   - -   -
27510 SG Issuer - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 72,006,463 0.188   2016/05/05 0.014   2016/08/18 5,326,380,000 436,772,850 -   - -   -
11839 SG Issuer - Tencent European Put Warrants Feb 2017 C HKD 0.148   0.058   0.119   243,710,000 23,544,220 N/A 0.280   2016/08/03 0.050   2016/10/26 4,735,140,000 622,088,090 -   - -   -
11622 SG Issuer - Tencent European Put Warrants Jan 2017 G HKD 0.170   0.019   0.033   81,107,000 6,567,485 N/A 0.880   2016/08/03 0.019   2016/11/29 305,231,000 116,450,905 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD 0.260   0.182   0.255   26,440,000 5,692,850 N/A 0.260   2016/11/24 0.169   2016/10/27 32,790,000 6,901,070 -   - -   -
14657 SG Issuer - Tencent European Put Warrants Jun 2017 B HKD 0.530   0.520   0.550   2,000 1,050 N/A 0.530   2016/11/29 0.520   2016/11/29 2,000 1,050 -   - -   -
28520 SG Issuer - Tencent European Put Warrants Mar 2017 B HKD 0.045   0.017   0.032   90,510,000 2,772,930 N/A 0.206   2016/06/17 0.017   2016/11/10 10,235,810,000 997,438,190 -   - -   -
13582 SG Issuer - Tencent European Put Warrants Mar 2017 F HKD 0.265   0.168   0.260   26,250,000 5,361,920 N/A 0.265   2016/11/21 0.153   2016/10/06 43,060,000 8,203,810 -   - -   -
28312 SG Issuer - Tencent European Put Warrants Nov 2016 B HKD -   -   0.010   0 0 1,367,258 0.440   2016/05/27 0.010   2016/09/21 65,227,000 9,407,199 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD 0.057   0.035   0.051   3,760,000 188,620 149,062 0.191   2016/05/06 0.034   2016/09/06 19,460,000 1,725,350 -   - -   -
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD 0.230   0.198   0.215   10,580,000 2,220,470 N/A 0.230   2016/11/15 0.198   2016/11/16 10,580,000 2,220,470 -   - -   -
13573 SG Issuer - Tencent European Warrants Apr 2017 D HKD 0.109   0.042   0.044   11,081,570,000 945,091,410 N/A 0.235   2016/10/03 0.042   2016/11/30 12,313,980,000 1,119,024,470 -   - -   -
14522 SG Issuer - Tencent European Warrants Apr 2017 E HKD 0.970   0.760   0.790   878,000 762,840 N/A 0.970   2016/11/29 0.760   2016/11/30 878,000 762,840 -   - -   -
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.295   0.218   0.229   13,040,000 3,134,560 N/A 0.430   2016/09/23 0.142   2016/07/06 24,326,820,000 4,355,103,970 -   - -   -
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.175   0.107   0.113   17,056,470,000 2,020,183,410 N/A 0.247   2016/09/23 0.107   2016/11/14 21,857,400,000 3,091,373,910 -   - -   -
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.129   0.088   0.102   23,240,000 2,536,880 N/A 0.162   2016/10/20 0.088   2016/11/14 29,270,000 3,433,310 -   - -   -
28307 SG Issuer - Tencent European Warrants Dec 2016 D HKD 2.630   1.310   1.440   2,387,000 4,826,680 4,449,088 3.880   2016/10/06 0.920   2016/06/28 18,279,000 27,595,680 -   - -   -
28519 SG Issuer - Tencent European Warrants Dec 2016 E HKD 0.250   0.010   0.010   75,000,000 5,503,210 N/A 1.090   2016/09/23 0.010   2016/11/29 7,415,269,000 2,877,617,291 -   - -   -
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.180   0.121   0.129   11,230,000 1,487,230 N/A 0.260   2016/09/23 0.121   2016/11/21 98,060,000 21,766,490 -   - -   -
12651 SG Issuer - Tencent European Warrants Feb 2017 D HKD 0.255   0.036   0.036   829,648,000 181,321,080 N/A 0.820   2016/09/23 0.036   2016/11/30 6,409,129,000 2,350,806,786 -   - -   -
13201 SG Issuer - Tencent European Warrants Feb 2017 E HKD 0.082   0.017   0.019   208,626,000 7,141,371 N/A 0.181   2016/09/23 0.017   2016/11/30 713,613,000 75,700,467 -   - -   -
29201 SG Issuer - Tencent European Warrants Jan 2017 E HKD 0.198   0.012   0.012   44,746,000 2,228,912 N/A 0.700   2016/09/23 0.012   2016/11/30 3,104,281,000 1,205,244,189 -   - -   -
11286 SG Issuer - Tencent European Warrants Jan 2017 F HKD 1.400   0.270   0.315   42,417,000 26,327,095 N/A 2.500   2016/09/23 0.270   2016/11/30 1,439,968,000 1,183,699,915 -   - -   -
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.206   0.134   0.144   417,510,000 68,182,540 N/A 0.305   2016/09/23 0.134   2016/11/14 7,120,060,000 1,539,555,300 -   - -   -
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.128   0.065   0.070   350,550,000 31,610,490 N/A 0.222   2016/09/23 0.065   2016/11/21 24,781,040,000 4,503,240,600 -   - -   -
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD 0.300   0.232   0.241   3,180,000 786,650 274,673,973 0.430   2016/09/08 0.117   2016/05/19 10,275,910,000 1,653,299,080 -   - -   -
27214 SG Issuer - Tencent European Warrants Mar 2017 A HKD 0.390   0.275   0.275   6,750,000 2,232,850 3,204,273 0.520   2016/09/23 0.108   2016/05/04 42,482,680,000 5,790,776,630 -   - -   -
12649 SG Issuer - Tencent European Warrants Mar 2017 C HKD 0.730   0.220   0.242   911,338,000 451,203,500 N/A 1.620   2016/09/23 0.220   2016/11/30 953,427,000 504,914,640 -   - -   -
12783 SG Issuer - Tencent European Warrants Mar 2017 D HKD 0.193   0.083   0.083   127,651,000 15,713,603 N/A 0.670   2016/09/23 0.083   2016/11/30 158,707,000 28,282,533 -   - -   -
12866 SG Issuer - Tencent European Warrants Mar 2017 E HKD 0.184   0.081   0.086   6,589,540,000 667,906,220 N/A 0.275   2016/09/26 0.081   2016/11/30 6,595,880,000 669,398,700 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.270   0.189   0.206   159,920,000 34,507,570 N/A 0.345   2016/09/26 0.189   2016/11/15 176,850,000 39,524,540 -   - -   -
12841 SG Issuer - Tencent European Warrants May 2017 A HKD 0.170   0.090   0.098   336,600,000 42,025,040 N/A 0.265   2016/09/23 0.090   2016/11/21 3,333,900,000 725,172,890 -   - -   -
14397 SG Issuer - Tencent European Warrants May 2017 B HKD 0.610   0.550   0.550   282,000 163,140 N/A 0.610   2016/11/22 0.550   2016/11/30 282,000 163,140 -   - -   -
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.117   0.075   0.083   2,320,000 219,760 N/A 0.165   2016/10/11 0.075   2016/11/15 7,360,000 944,520 -   - -   -
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.330   0.223   0.238   17,380,000 4,170,510 N/A 0.425   2016/09/23 0.177   2016/07/04 27,880,000 7,443,900 -   - -   -
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.295   0.201   0.212   128,050,000 27,912,500 N/A 0.380   2016/09/29 0.187   2016/08/10 133,290,000 29,436,000 -   - -   -
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.185   0.117   0.127   33,580,000 5,130,170 N/A 0.275   2016/09/23 0.117   2016/11/15 122,420,000 26,321,540 -   - -   -
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.118   0.076   0.081   3,750,000 335,480 N/A 0.163   2016/10/20 0.076   2016/11/21 7,630,000 893,410 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD 0.136   0.086   0.086   4,035,000 416,430 N/A 0.247   2016/08/05 0.085   2016/10/25 35,845,000 4,855,960 -   - -   -
28283 SG Issuer - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.410   0 0 1,745,089 0.340   2016/07/26 0.190   2016/06/17 49,330,000 10,677,085 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.187   0.130   0.166   17,600,000 2,699,665 N/A 0.248   2016/09/22 0.130   2016/11/09 126,265,000 24,822,805 -   - -   -
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD 0.250   0.210   0.239   9,220,000 2,105,100 6,554,943 0.260   2016/07/26 0.122   2016/06/24 232,515,000 42,694,545 -   - -   -
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD -   -   0.340   0 0 82,153 0.232   2016/05/27 0.175   2016/06/24 3,260,000 694,510 -   - -   -
12715 SG Issuer - Wharf European Warrants Mar 2017 A HKD 0.540   0.180   0.265   9,380,000 2,214,790 N/A 0.540   2016/11/01 0.180   2016/11/15 17,490,000 5,745,090 -   - -   -
27445 SG Issuer - Wynn European Warrants May 2017 A HKD 0.160   0.065   0.160   2,952,000 422,040 1,740,769 0.241   2016/04/20 0.065   2016/11/10 75,392,000 12,753,576 -   - -   -
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.150   0.114   0.155   460,000 56,200 N/A 0.150   2016/11/29 0.098   2016/10/07 4,380,000 505,400 -   - -   -
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.330   0.188   0.390   1,872,000 454,492 N/A 0.410   2016/09/15 0.188   2016/11/09 6,988,000 1,752,468 -   - -   -
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.132   0.132   0.089   100,000 13,200 N/A 0.139   2016/10/19 0.110   2016/09/29 5,260,000 613,560 -   - -   -
13634 SG Issuer - Yanzhou Coal Eu Wt May 2017 A HKD 0.750   0.320   0.320   34,454,000 18,882,910 N/A 0.920   2016/10/24 0.320   2016/11/30 40,938,000 23,717,390 -   - -   -
28098 SG Issuer - Zijin Mining European Warrants Dec 2016 A HKD 0.275   0.034   0.090   23,846,000 2,988,128 4,460,330 0.710   2016/07/11 0.034   2016/11/24 93,544,000 27,799,192 -   - -   -
11468 SG Issuer - Zijin Mining European Warrants Feb 2017 A HKD 0.105   0.033   0.037   34,160,000 2,253,366 N/A 0.455   2016/07/14 0.033   2016/11/24 58,568,000 8,544,204 -   - -   -
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD 0.255   0.213   0.233   4,400,000 1,015,320 N/A 0.255   2016/11/29 0.213   2016/11/24 4,400,000 1,015,320 -   - -   -
13607 SG Issuer - Zijin Mining European Warrants May 2017 A HKD 0.400   0.226   0.244   5,116,000 1,463,086 N/A 0.400   2016/11/11 0.200   2016/10/12 13,350,000 3,388,264 -   - -   -
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.260   0.238   0.275   604,000 153,956 N/A 0.260   2016/11/23 0.238   2016/11/21 604,000 153,956 -   - -   -
27316 SG Issuer - ZTE European Warrants Dec 2016 A HKD -   -   0.010   0 0 72,746 0.220   2016/04/15 0.019   2016/10/13 8,012,000 488,028 -   - -   -
26503 SGA Societe Generale Acceptance N.V - COVS Eu Wts Nov 2016 A HKD -   -   0.010   0 0 1,617,937 0.440   2016/03/14 0.010   2016/10/18 115,140,000 17,100,540 -   - -   -
21773 SGA Societe Generale Acceptance N.V-Chi COSCO Eu Wt Dec 16 A HKD -   -   0.025   0 0 0 0.025   2016/04/05 0.025   2016/04/05 600,000 15,000 0.260   2015/05/21 0.041   2015/12/15
22312 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jan17 A HKD -   -   0.015   0 0 0 0.165   2016/01/06 0.080   2016/04/11 26,580,000 3,871,280 0.197   2015/11/23 0.116   2015/12/14
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD -   -   0.040   0 0 16,957 0.102   2016/08/25 0.064   2016/10/03 1,160,000 101,740 0.325   2015/11/18 0.320   2015/11/18
21681 SGA Societe Generale Acceptance N.V-HS H-SH Eu Put Wt Jan17A HKD -   -   0.410   0 0 2,178 0.590   2016/05/23 0.400   2016/09/22 90,000 48,570 0.475   2015/08/27 0.212   2015/05/26
21679 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Apr17A HKD -   -   0.010   0 0 833 0.018   2016/02/04 0.010   2016/08/29 2,430,000 25,784 0.245   2015/05/26 0.011   2015/12/14
22319 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan17B HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.011   2016/01/04 3,500,000 38,500 0.240   2015/05/27 0.012   2015/12/15
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.028   0.015   0.027   90,380,000 1,920,940 776,520 0.053   2016/07/29 0.015   2016/11/14 285,320,000 8,302,800 0.116   2015/10/12 0.071   2015/09/29
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.107   0.076   0.104   15,860,000 1,366,940 1,591,270 0.122   2016/01/04 0.055   2016/05/16 1,151,840,000 84,730,460 0.175   2015/11/23 0.114   2015/12/14
15157 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Apr17A HKD -   -   0.010   0 0 0 0.010   2016/03/31 0.010   2016/03/31 16,000 160 0.031   2015/01/26 0.010   2015/03/19
26117 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Nov16A HKD -   -   0.800   0 0 12,173,242 0.930   2016/09/09 0.174   2016/07/06 304,816,000 87,898,772 -   - -   -
26950 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Nov16B HKD -   -   0.010   0 0 7,547,393 0.270   2016/03/31 0.010   2016/10/27 504,996,000 48,915,040 -   - -   -
29603 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Dec16A HKD -   -   0.010   0 0 2,950 0.132   2016/02/12 0.010   2016/09/23 12,020,000,000 1,244,825,680 0.233   2015/09/14 0.073   2015/12/01
24480 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Feb17A HKD 0.010   0.010   0.010   1,320,000 13,200 2,536,993 0.285   2016/01/21 0.010   2016/11/15 12,014,510,000 1,278,703,130 0.218   2015/12/29 0.212   2015/12/31
25222 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Jan17C HKD -   -   0.010   0 0 100,283 0.197   2016/02/12 0.011   2016/08/03 751,910,000 65,153,020 -   - -   -
26111 SGA Societe Generale Acceptance N.V. - AGBK Eu Wt Mar 2017 A HKD 0.246   0.133   0.197   9,079,000 1,828,779 5,121,352 0.385   2016/09/22 0.051   2016/06/13 258,991,000 44,013,551 -   - -   -
27735 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Dec 2016 A HKD 0.018   0.010   0.010   3,060,000 38,500 26,007,245 0.216   2016/10/06 0.010   2016/11/02 1,408,376,000 162,364,594 -   - -   -
27066 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Mar 2017 A HKD 0.270   0.103   0.112   314,568,000 50,724,472 15,329,430 0.600   2016/10/11 0.103   2016/11/30 613,610,000 126,777,940 -   - -   -
22273 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Apr 2017A HKD 0.188   0.082   0.172   84,125,000 13,361,255 6,201,335 0.230   2016/09/13 0.035   2016/02/12 273,785,000 37,836,205 0.185   2015/11/17 0.116   2015/12/16
26112 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Feb 2017A HKD 0.760   0.630   0.790   6,760,000 4,716,950 1,037,592 0.760   2016/11/23 0.160   2016/02/25 15,710,000 7,467,630 -   - -   -
26081 SGA Societe Generale Acceptance N.V. - BOCL Eu Put Wt Nov16A HKD -   -   0.010   0 0 503,254 0.270   2016/02/12 0.013   2016/08/01 211,634,000 33,555,961 -   - -   -
26123 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Mar 2017 A HKD 0.229   0.115   0.206   19,560,000 3,351,420 2,011,238 0.360   2016/09/06 0.081   2016/05/13 165,634,000 29,216,631 -   - -   -
15069 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 A HKD 0.102   0.044   0.056   39,850,000 2,800,200 6,133,833 0.155   2016/09/07 0.044   2016/11/23 412,950,000 40,983,200 0.260   2015/06/04 0.049   2015/07/08
15269 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 B HKD 0.040   0.011   0.012   21,500,000 325,300 859,058 0.102   2016/09/07 0.011   2016/11/23 93,850,000 5,670,450 0.201   2015/06/04 0.010   2015/07/08
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.147   0.101   0.107   5,050,000 563,420 1,100,137 0.196   2016/09/07 0.101   2016/11/25 152,430,000 24,245,085 0.211   2015/12/30 0.177   2015/12/14
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.096   0.060   0.065   6,200,000 405,400 557,200 0.191   2016/01/05 0.060   2016/11/23 68,750,000 9,558,200 0.206   2015/12/09 0.174   2015/12/14
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.148   0.095   0.102   48,900,000 5,563,150 2,290,967 0.200   2016/09/07 0.095   2016/11/23 243,700,000 34,835,800 0.208   2015/12/30 0.207   2015/12/30
26127 SGA Societe Generale Acceptance N.V. - CCB Eur Wt Jan 2017 A HKD 0.435   0.161   0.385   44,756,000 13,032,406 7,122,156 0.710   2016/09/22 0.065   2016/05/19 407,449,000 85,706,327 -   - -   -
18652 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 16 A HKD 0.044   0.010   0.021   93,115,000 2,001,915 2,493,502 0.171   2016/04/14 0.010   2016/11/21 376,635,000 21,045,770 0.246   2015/11/09 0.143   2015/12/14
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.226   0.166   0.195   28,565,000 5,872,015 3,063,897 0.280   2016/04/14 0.141   2016/02/12 191,925,000 38,463,910 0.360   2015/11/09 0.177   2015/09/29
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD 0.056   0.045   0.051   1,180,000 60,760 114,583 0.196   2016/04/14 0.045   2016/11/02 17,560,000 1,935,435 -   - -   -
14327 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.131   2015/05/26 0.012   2015/08/27
14440 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16B HKD -   -   0.010   0 0 0 -   - -   - 7,220,000 115,520 0.131   2015/05/26 0.010   2015/12/24
26996 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16C HKD -   -   0.018   0 0 2,581,043 0.315   2016/03/30 0.113   2016/07/08 115,810,000 15,982,750 -   - -   -
22618 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Jan17A HKD -   -   0.010   0 0 23,767 0.023   2016/01/04 0.010   2016/09/22 84,540,000 1,087,210 0.181   2015/05/26 0.020   2015/12/14
17652 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Apr 17 A HKD 0.085   0.049   0.057   97,600,000 5,585,600 1,203,592 0.166   2016/09/09 0.049   2016/11/25 937,200,000 88,116,800 0.365   2015/04/21 0.125   2015/12/31
17676 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 A HKD 0.145   0.095   0.109   23,040,000 2,469,070 2,704,523 0.270   2016/09/09 0.095   2016/11/25 514,170,000 72,366,230 0.420   2015/04/23 0.169   2015/11/30
19914 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 B HKD -   -   0.010   0 0 233,415 0.049   2016/07/21 0.010   2016/10/24 291,340,000 8,959,510 0.250   2015/04/23 0.046   2015/12/29
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.065   0.039   0.044   2,200,000 107,900 248,583 0.124   2016/01/04 0.039   2016/11/14 280,050,000 24,232,300 0.150   2015/12/23 0.129   2015/12/31
16653 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 A HKD 0.034   0.010   0.010   15,050,000 248,050 383,108 0.114   2016/09/09 0.010   2016/11/28 9,450,000,000 577,576,950 0.315   2015/04/23 0.085   2015/12/30
21982 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 C HKD -   -   0.014   0 0 0 0.018   2016/01/04 0.011   2016/02/17 29,400,000 396,750 0.154   2015/05/08 0.020   2015/12/31
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD 0.016   0.013   0.011   1,100,000 16,050 18,667 0.049   2016/02/02 0.013   2016/11/09 254,350,000 9,670,400 0.157   2015/05/29 0.050   2015/12/31
16508 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Mar 17 A HKD 0.047   0.019   0.023   29,770,000 790,600 380,476 0.121   2016/08/15 0.019   2016/11/28 567,800,000 38,418,210 0.330   2015/04/27 0.089   2015/12/29
26429 SGA Societe Generale Acceptance N.V. - CITBK Eu Wt Dec 16 A HKD 0.590   0.360   0.590   2,381,000 1,202,115 602,285 0.900   2016/09/09 0.320   2016/05/20 24,336,000 15,552,005 -   - -   -
22456 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Feb17 A HKD 0.010   0.010   0.010   6,000,000 60,000 588,625 0.171   2016/01/04 0.010   2016/11/21 215,410,000 9,447,380 0.236   2015/11/20 0.180   2015/12/14
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD 0.107   0.101   0.103   638,000 66,958 605,806 0.255   2016/01/04 0.076   2016/10/13 177,632,000 24,274,873 0.510   2015/04/29 0.275   2015/12/14
11546 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt May17 A HKD 0.013   0.010   0.011   320,000 3,630 50,023 0.114   2016/01/07 0.010   2016/11/11 63,700,000 3,261,730 0.247   2015/10/20 0.147   2015/12/14
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.190   0.120   0.174   23,070,000 3,581,540 5,294,023 0.340   2016/01/04 0.120   2016/11/09 436,680,000 81,105,520 0.580   2015/05/05 0.295   2015/02/17
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.223   0.201   0.209   1,150,000 234,050 953,367 0.330   2016/03/31 0.115   2016/07/06 39,000,000 8,275,700 0.485   2015/08/10 0.080   2015/01/06
14213 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Apr 2017A HKD -   -   0.540   0 0 1,650 0.495   2016/06/10 0.465   2016/05/16 40,000 19,200 0.810   2015/06/05 0.203   2015/01/09
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.113   0.087   0.097   12,985,000 1,327,310 17,068,715 0.211   2016/01/05 0.057   2016/07/06 1,444,215,000 112,891,605 0.249   2015/10/27 0.195   2015/12/17
16641 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Jan 2017A HKD 0.350   0.350   0.315   100,000 35,000 43,928 0.510   2016/01/04 0.175   2016/07/12 1,445,000 369,140 0.660   2015/08/10 0.111   2015/01/09
22711 SGA Societe Generale Acceptance N.V. - CKH Euro Wt May 2017A HKD 0.010   0.010   0.010   200,000 2,000 222,383 0.081   2016/01/05 0.010   2016/11/10 107,490,000 3,782,295 0.246   2015/06/24 0.070   2015/12/15
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD -   -   0.024   0 0 3,583 0.043   2016/08/31 0.027   2016/03/04 1,450,000 54,950 0.150   2015/07/14 0.148   2015/07/14
26124 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Nov 16 A HKD -   -   1.020   0 0 1,620,350 1.470   2016/09/09 0.350   2016/02/03 53,310,000 31,882,300 -   - -   -
18250 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Dec 2016 A HKD -   -   0.010   0 0 68,600 0.120   2016/01/05 0.010   2016/10/26 27,950,000 1,554,595 0.620   2015/06/05 0.120   2015/12/14
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD -   -   0.455   0 0 42,063 0.450   2016/08/16 0.219   2016/06/17 27,500,000 8,337,505 -   - -   -
17210 SGA Societe Generale Acceptance N.V. - CMob Eu Put Wt Jan17B HKD 0.169   0.119   0.153   4,915,000 645,005 2,023,023 0.249   2016/01/21 0.058   2016/09/09 805,765,000 158,215,590 0.250   2015/07/08 0.117   2015/04/09
29209 SGA Societe Generale Acceptance N.V. - CNBM Eu Wt Dec 2016 A HKD -   -   0.010   0 0 0 0.013   2016/04/13 0.013   2016/04/13 220,000 2,860 0.280   2015/04/23 0.012   2015/12/08
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.230   0.170   0.210   8,890,000 1,796,520 2,654,563 0.260   2016/10/20 0.075   2016/01/21 7,382,550,000 785,384,040 0.245   2015/10/09 0.118   2015/12/14
17211 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Dec 2016A HKD -   -   0.010   0 0 92 0.027   2016/04/21 0.010   2016/05/12 17,030,000 288,820 0.243   2015/04/27 0.010   2015/12/18
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.330   0.285   0.310   270,000 85,600 124,953 0.370   2016/10/24 0.161   2016/02/03 863,080,000 163,955,510 -   - -   -
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD 0.067   0.040   0.053   108,630,000 5,850,060 7,369,800 0.121   2016/04/21 0.024   2016/01/21 989,720,000 63,067,750 0.140   2015/10/09 0.049   2015/12/21
20758 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2016A HKD -   -   0.010   0 0 0 0.020   2016/04/14 0.010   2016/03/07 2,350,000 35,800 0.415   2015/04/20 0.025   2015/12/14
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.100   0.074   0.098   1,200,000 118,480 24,607 0.126   2016/04/18 0.049   2016/09/15 21,860,000 1,879,660 0.560   2015/04/15 0.117   2015/12/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.147   0.084   0.140   55,160,000 6,475,040 2,597,757 0.180   2016/04/14 0.065   2016/01/21 266,070,000 28,786,890 0.660   2015/04/28 0.145   2015/12/15
24214 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Dec 2016 A HKD 0.129   0.022   0.129   30,190,000 1,823,150 722,178 0.210   2016/04/15 0.013   2016/10/11 155,030,000 14,491,495 -   - -   -
24022 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Mar 2017 A HKD 0.061   0.023   0.037   34,120,000 1,556,830 388,779 0.176   2016/04/14 0.016   2016/10/14 67,595,000 3,231,160 -   - -   -
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.231   0.204   0.207   11,425,000 2,492,030 415,338 0.370   2016/04/13 0.204   2016/11/30 11,975,000 2,684,080 0.710   2015/01/02 0.550   2015/09/24
24019 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Nov16 A HKD -   -   0.011   0 0 183 0.086   2016/04/13 0.011   2016/08/15 3,400,000 248,500 -   - -   -
24020 SGA Societe Generale Acceptance N.V. - Esprit Eu Wt Feb 17 A HKD -   -   0.013   0 0 7,023 0.222   2016/01/05 0.034   2016/08/17 7,772,000 1,214,639 0.246   2015/12/29 0.236   2015/12/31
15589 SGA Societe Generale Acceptance N.V. - GAC Eur Wts Feb 2017A HKD 0.172   0.093   0.176   46,880,000 6,016,000 3,427,663 0.345   2016/09/09 0.073   2016/03/01 232,380,000 32,183,480 0.239   2015/04/27 0.076   2015/09/24
21585 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Apr 2017 A HKD -   -   0.010   0 0 2,050 0.019   2016/04/14 0.010   2016/09/26 5,870,000 92,940 0.520   2015/06/12 0.037   2015/12/10
22572 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 A HKD -   -   0.010   0 0 263,858 0.093   2016/01/05 0.011   2016/10/14 128,960,000 5,357,840 0.244   2015/11/23 0.089   2015/12/14
26301 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 B HKD 0.380   0.330   0.355   8,190,000 2,858,350 2,890,182 0.440   2016/09/09 0.180   2016/06/16 143,940,000 34,351,460 -   - -   -
26525 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 C HKD 0.229   0.201   0.227   27,750,000 5,918,950 156,944,717 0.325   2016/09/09 0.130   2016/07/06 10,830,810,000 1,659,490,090 -   - -   -
25569 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jan 2017 A HKD 0.210   0.147   0.175   42,930,000 7,582,580 260,139,903 0.280   2016/09/09 0.097   2016/06/24 34,900,750,000 4,964,280,150 -   - -   -
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD 0.033   0.024   0.024   10,510,000 310,810 622,950 0.095   2016/01/08 0.024   2016/11/09 135,540,000 7,856,040 0.990   2015/04/23 0.103   2015/12/10
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD 0.074   0.049   0.049   46,850,000 2,579,740 2,346,342 0.141   2016/01/08 0.046   2016/08/19 452,910,000 40,109,050 0.295   2015/11/09 0.135   2015/12/14
11351 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 A HKD 0.083   0.052   0.053   155,170,000 10,069,170 160,811,030 0.177   2016/01/04 0.052   2016/11/09 18,720,250,000 2,019,337,070 0.375   2015/11/09 0.169   2015/12/14
26141 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 B HKD 0.395   0.320   0.360   990,000 355,200 656,342 0.440   2016/09/09 0.202   2016/06/24 96,130,000 24,809,130 -   - -   -
11567 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Nov 2016 A HKD -   -   0.010   0 0 2,220,952 0.098   2016/01/06 0.010   2016/10/24 10,571,330,000 817,424,390 0.265   2015/11/04 0.115   2015/12/14
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.250   0.210   0.225   2,770,000 669,300 10,583,618 0.310   2016/09/09 0.169   2016/05/24 481,070,000 101,444,600 -   - -   -
27069 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Apr 2017 A HKD 0.710   0.385   0.640   12,184,000 6,908,140 7,077,543 0.710   2016/11/15 0.072   2016/07/06 406,492,000 87,717,288 -   - -   -
26553 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Dec 2016 A HKD 0.690   0.270   0.590   3,472,000 1,938,480 15,421,119 0.690   2016/11/28 0.049   2016/07/06 14,074,388,000 2,056,191,980 -   - -   -
27045 SGA Societe Generale Acceptance N.V. - HSCEI Eu Wt Dec 2016C HKD 0.218   0.115   0.205   34,520,000 5,656,630 1,630,860 0.250   2016/10/11 0.075   2016/05/19 64,840,000 11,573,360 -   - -   -
25913 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 B HKD 0.420   0.420   0.485   20,000 8,400 223,618 0.640   2016/09/09 0.184   2016/02/11 27,870,000 6,662,410 -   - -   -
26754 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 C HKD 0.173   0.089   0.132   17,200,000 2,202,240 799,842 0.340   2016/09/09 0.049   2016/05/24 58,040,000 6,790,520 -   - -   -
26126 SGA Societe Generale Acceptance N.V. - ICBC Eu Wt Feb 2017 A HKD 0.235   0.094   0.188   25,248,000 4,480,643 827,516 0.470   2016/09/06 0.058   2016/05/16 297,578,000 56,457,721 -   - -   -
11597 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Dec 2016A HKD 0.164   0.010   0.078   125,970,000 9,677,930 1,799,795 0.169   2016/03/07 0.010   2016/11/10 394,260,000 40,590,600 0.270   2015/09/17 0.095   2015/12/14
24770 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Mar 2017A HKD 0.157   0.020   0.099   153,730,000 15,358,950 2,601,417 0.180   2016/03/07 0.020   2016/11/03 258,120,000 30,335,780 -   - -   -
28239 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Apr 2017 A HKD -   -   0.030   0 0 1,047 0.065   2016/06/20 0.010   2016/07/21 33,100,000 605,240 0.143   2015/04/30 0.011   2015/08/25
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.019   0.011   0.015   41,320,000 613,980 601,643 0.097   2016/04/28 0.011   2016/11/14 177,660,000 5,023,980 0.265   2015/04/17 0.034   2015/08/25
27046 SGA Societe Generale Acceptance N.V. - Kingsoft Eu Wt Nov16A HKD -   -   0.010   0 0 738,920 0.265   2016/04/11 0.012   2016/09/14 118,930,000 7,632,750 -   - -   -
23147 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Apr 17 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.162   2015/06/26 0.048   2015/12/15
25350 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Dec 16 A HKD -   -   0.010   0 0 25,713 0.159   2016/01/05 0.010   2016/07/18 129,060,000 9,021,580 0.244   2015/11/24 0.103   2015/09/02
24534 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 17 A HKD -   -   0.010   0 0 0 0.066   2016/01/04 0.017   2016/04/29 172,820,000 7,527,300 0.154   2015/08/11 0.054   2015/08/26
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD 0.017   0.017   0.017   140,000 2,380 31,403 0.164   2016/01/04 0.017   2016/11/29 157,420,000 18,259,480 0.229   2015/11/17 0.131   2015/09/01
22094 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Nov 16 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.202   2015/05/14 0.029   2015/10/29
24575 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Nov 2016A HKD -   -   0.010   0 0 659,659 0.285   2016/04/28 0.011   2016/08/19 213,588,000 29,698,988 0.330   2015/12/28 0.232   2015/12/31
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD -   -   0.010   0 0 15,377 0.015   2016/01/25 0.010   2016/10/07 176,040,000 2,093,700 0.221   2015/05/06 0.012   2015/12/30
26401 SGA Societe Generale Acceptance N.V. - PICC Eu Wts Nov 2016A HKD -   -   0.183   0 0 672,329 0.850   2016/04/14 0.215   2016/10/28 45,014,000 27,378,915 -   - -   -
20038 SGA Societe Generale Acceptance N.V. - SHK P Eu Wt Jan 2017A HKD 0.019   0.016   0.013   1,410,000 24,540 1,210,653 0.060   2016/09/09 0.012   2016/10/31 187,060,000 7,676,520 0.255   2015/05/04 0.051   2015/08/24
18545 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec16A HKD -   -   0.010   0 0 250 0.010   2016/09/21 0.010   2016/09/21 150,000 1,500 0.231   2015/01/05 0.014   2015/11/27
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.109   0.068   0.104   1,730,000 174,190 61,453 0.124   2016/03/30 0.057   2016/08/03 70,660,000 7,350,600 0.205   2015/11/03 0.111   2015/12/21
18665 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Nov16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.136   2015/01/16 0.025   2015/11/02
26951 SGA Societe Generale Acceptance N.V. - Wynn Eu Wt Nov 2016 A HKD -   -   0.019   0 0 3,042,570 0.260   2016/04/14 0.027   2016/10/12 178,032,000 33,421,952 -   - -   -
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.169   0.123   0.141   88,410,000 12,794,180 2,347,132 0.300   2016/04/13 0.106   2016/01/21 157,050,000 25,122,470 0.239   2015/12/30 0.229   2015/12/30
26405 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Jan 2017 A HKD 0.330   0.240   0.315   24,760,000 7,301,300 2,311,313 0.410   2016/04/14 0.197   2016/02/24 84,900,000 21,659,220 -   - -   -
26479 SGA Societe Generale Acceptance N.V. -CITIC Sec Eu Wt Jan17A HKD 0.110   0.046   0.092   132,325,000 9,816,615 9,276,022 0.495   2016/04/14 0.046   2016/11/09 444,610,000 65,791,005 -   - -   -
27001 SGA Societe Generale Acceptance N.V. -CITIC Sec Eu Wt Nov16A HKD -   -   0.010   0 0 143,708 0.248   2016/03/31 0.010   2016/09/22 37,495,000 4,238,205 -   - -   -
26063 SGA Societe Generale Acceptance N.V. -CLife Eu Put Wt Dec16A HKD 0.010   0.010   0.010   70,000 700 8,090,005 0.325   2016/02/12 0.010   2016/11/09 1,138,600,000 177,159,600 -   - -   -
27067 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Dec 2016 B HKD 0.305   0.021   0.242   20,630,000 2,662,910 6,356,190 0.305   2016/11/28 0.021   2016/11/09 676,810,000 87,101,440 -   - -   -
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD 0.209   0.050   0.191   181,150,000 24,768,320 26,230,427 0.225   2016/04/01 0.048   2016/06/28 3,551,870,000 452,455,610 -   - -   -
25563 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Nov 2016 A HKD -   -   0.010   0 0 13,371,330 0.211   2016/01/22 0.010   2016/10/18 11,040,670,000 1,128,182,230 -   - -   -
26385 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Nov 2016 B HKD -   -   0.133   0 0 8,044,345 0.375   2016/09/22 0.048   2016/06/28 4,528,400,000 447,665,880 -   - -   -
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.096   0.061   0.072   39,290,000 2,892,340 1,659,220 0.315   2016/01/21 0.058   2016/10/24 687,420,000 132,155,580 0.265   2015/12/15 0.224   2015/12/24
11307 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16A HKD 0.023   0.011   0.014   18,780,000 276,670 1,383,283 0.290   2016/02/12 0.011   2016/11/09 2,288,750,000 393,193,100 0.196   2015/09/25 0.086   2015/11/04
26398 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16B HKD -   -   0.011   0 0 3,430 0.177   2016/02/18 0.072   2016/06/01 5,110,000 580,950 -   - -   -
25807 SGA Societe Generale Acceptance N.V. -HSI Eu Put Wt Dec 16 A HKD -   -   0.010   0 0 852,938 0.285   2016/02/12 0.010   2016/10/31 235,150,000 28,434,070 -   - -   -
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.475   0.195   0.450   12,780,000 3,484,732 4,478,743 0.475   2016/11/29 0.116   2016/07/06 149,552,000 28,389,800 -   - -   -
27817 SGA Societe Generale Acceptance N.V. -Petch Eu Put Wt Dec16A HKD 0.151   0.038   0.038   7,604,000 551,382 6,842,140 0.570   2016/05/24 0.035   2016/10/24 264,444,000 67,184,560 -   - -   -
25446 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Dec16A HKD -   -   0.010   0 0 480,330 0.194   2016/01/19 0.010   2016/10/13 285,580,000 32,510,360 -   - -   -
26402 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Mar17 A HKD 0.161   0.062   0.124   79,800,000 9,529,380 4,703,743 0.355   2016/04/15 0.062   2016/11/18 207,520,000 31,563,460 -   - -   -
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.063   0.041   0.057   24,660,000 1,346,430 1,064,027 0.105   2016/01/04 0.021   2016/06/29 531,265,000 28,130,335 0.400   2015/05/26 0.074   2015/08/24
26432 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Dec 16 A HKD 0.670   0.340   0.610   11,055,000 6,760,425 158,240,924 0.720   2016/09/09 0.124   2016/07/08 4,755,615,000 964,517,440 -   - -   -
19448 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 A HKD 0.052   0.017   0.038   198,000,000 6,520,200 1,861,758 0.118   2016/01/04 0.016   2016/06/28 2,914,050,000 149,256,900 0.395   2015/05/22 0.073   2015/08/24
19623 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 B HKD 0.010   0.010   0.010   12,500,000 125,000 186,333 0.073   2016/01/04 0.010   2016/11/28 283,300,000 9,740,900 0.350   2015/05/26 0.048   2015/09/01
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.012   0 0 56,803 0.036   2016/01/04 0.010   2016/08/16 112,410,000 1,508,230 0.285   2015/05/26 0.026   2015/08/26
21126 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Mar 17 A HKD 0.010   0.010   0.010   100,000 1,000 21,063 0.037   2016/01/04 0.010   2016/11/16 199,645,000 3,070,230 0.280   2015/05/26 0.025   2015/08/24
18248 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 16 A HKD -   -   0.029   0 0 2,693,962 0.137   2016/01/04 0.011   2016/07/07 43,854,695,000 2,722,782,875 0.480   2015/05/26 0.084   2015/08/24
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD -   -   0.010   0 0 75 0.027   2016/01/04 0.010   2016/06/07 32,100,000 412,460 0.250   2015/05/26 0.025   2015/12/14
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD 0.015   0.015   0.015   10,000 150 5,947 0.033   2016/01/04 0.011   2016/02/11 55,135,000 842,340 0.255   2015/05/26 0.028   2015/08/24
24013 SGA Societe Generale Acceptance N.V. -Shenhua Eu Wt Jan 17 A HKD 0.350   0.193   0.230   8,635,000 2,337,965 990,380 0.350   2016/11/10 0.067   2016/01/20 345,835,000 35,139,895 0.166   2015/12/24 0.136   2015/12/22
24220 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Apr 17 A HKD 0.395   0.260   0.265   1,080,000 325,200 293,635 0.485   2016/10/03 0.089   2016/02/12 2,227,610,000 321,439,250 0.184   2015/12/24 0.175   2015/12/29
26636 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Dec 16 B HKD -   -   0.410   0 0 107,132 0.500   2016/09/05 0.133   2016/03/10 89,360,000 17,143,490 -   - -   -
26403 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Feb 17 B HKD 0.780   0.630   0.640   110,000 80,100 13,350 0.780   2016/11/01 0.630   2016/11/15 110,000 80,100 -   - -   -
19540 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 A HKD 0.590   0.410   0.450   1,960,000 1,013,750 550,700 0.700   2016/09/23 0.126   2016/02/12 21,203,270,000 3,274,753,650 0.445   2015/04/29 0.138   2015/09/29
25218 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 B HKD 0.490   0.335   0.345   680,000 322,300 951,500 0.550   2016/09/06 0.107   2016/01/20 359,090,000 55,301,070 -   - -   -
25809 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 D HKD 0.630   0.540   0.570   470,000 264,900 84,033 0.810   2016/10/06 0.177   2016/02/12 122,490,000 27,634,990 -   - -   -
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 0.445   0.310   0.325   6,150,000 2,172,850 3,439,318 0.540   2016/09/23 0.114   2016/02/12 341,940,000 62,184,870 0.211   2015/12/17 0.180   2015/12/15
21128 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Nov 16 A HKD -   -   0.113   0 0 19,283,658 0.213   2016/09/23 0.019   2016/05/19 1,425,210,000 117,086,200 0.280   2015/04/29 0.061   2015/12/04
24773 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Apr 2017A HKD 0.043   0.023   0.038   40,979,000 1,297,385 1,199,770 0.109   2016/01/04 0.013   2016/10/17 384,445,000 12,585,614 -   - -   -
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.335   0.275   0.340   3,450,000 1,044,550 949,654 0.335   2016/11/28 0.180   2016/02/29 27,476,000 6,737,708 0.840   2015/05/26 0.238   2015/08/25
18868 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 16 A HKD -   -   0.010   0 0 0 0.039   2016/01/06 0.011   2016/05/31 97,171,000 2,997,842 0.395   2015/06/08 0.050   2015/12/14
24982 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 2016B HKD 0.080   0.020   0.080   36,899,000 1,331,394 8,907,914 0.116   2016/01/04 0.010   2016/10/28 2,483,980,000 163,654,753 0.197   2015/11/09 0.095   2015/08/25
12793 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017A HKD 0.265   0.185   0.260   3,728,000 815,686 2,069,119 0.265   2016/11/29 0.084   2016/02/03 128,374,000 16,583,491 0.700   2015/06/08 0.135   2015/08/25
18547 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017B HKD 0.010   0.010   0.010   930,000 9,300 41,238 0.080   2016/01/04 0.010   2016/11/29 348,489,000 19,510,812 0.455   2015/05/27 0.070   2015/12/11
19267 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017C HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.239   2015/04/17 0.020   2015/12/01
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.203   0.153   0.196   48,261,000 8,776,443 2,452,236 0.203   2016/11/30 0.110   2016/06/24 163,398,000 25,962,199 -   - -   -
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.012   0 0 0 0.013   2016/01/07 0.013   2016/01/07 200,000 2,600 0.235   2015/06/04 0.036   2015/08/24
25514 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Nov 2016B HKD -   -   0.082   0 0 291,238 0.151   2016/01/05 0.055   2016/06/28 8,355,907,000 761,090,588 0.199   2015/08/31 0.172   2015/09/04
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.114   0.087   0.111   4,699,000 447,708 470,871 0.153   2016/01/05 0.066   2016/08/08 72,731,000 7,405,938 0.520   2015/05/26 0.160   2015/08/28
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.053   0.033   0.033   12,450,000 542,250 298,161 0.235   2016/02/12 0.033   2016/11/30 136,591,000 24,214,301 -   - -   -
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.012   0 0 10,843 0.068   2016/01/06 0.012   2016/09/21 6,620,000 206,920 0.224   2015/06/12 0.063   2015/12/14
26505 SGA Societe Generale Acceptance N.V.-Ch Vanke Eu Wts Dec16 A HKD 0.550   0.211   0.520   80,636,000 25,157,462 21,583,229 0.550   2016/11/28 0.093   2016/07/20 629,342,000 132,780,298 -   - -   -
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.099   0.052   0.090   225,500,000 16,598,860 5,371,167 0.189   2016/04/06 0.052   2016/11/14 636,780,000 61,055,280 0.315   2015/10/15 0.135   2015/12/14
15039 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 A HKD -   -   0.010   0 0 0 0.029   2016/03/29 0.018   2016/04/21 80,000 1,900 0.305   2015/04/29 0.036   2015/12/28
20892 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 B HKD -   -   0.012   0 0 0 0.021   2016/03/30 0.011   2016/03/09 29,220,000 469,080 0.240   2015/04/27 0.020   2015/12/11
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.037   0.032   0.047   2,080,000 72,600 30,267 0.114   2016/03/17 0.032   2016/11/24 72,840,000 6,128,480 0.164   2015/11/20 0.084   2015/12/14
25924 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16A HKD -   -   1.100   0 0 3,533,692 1.040   2016/10/07 0.300   2016/07/06 39,020,000 21,417,250 -   - -   -
26609 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16B HKD -   -   0.192   0 0 16,251,857 0.475   2016/03/21 0.027   2016/08/31 1,035,260,000 158,885,090 -   - -   -
26947 SGA Societe Generale Acceptance N.V.-Galaxy Ent Eu Wt Nov16C HKD -   -   0.010   0 0 1,362,367 0.285   2016/03/31 0.010   2016/10/17 413,030,000 15,849,250 -   - -   -
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.081   0.066   0.065   9,600,000 731,235 273,071 0.225   2016/03/16 0.066   2016/11/25 26,440,000 3,568,975 -   - -   -
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.103   0.060   0.065   16,330,000 1,181,040 776,098 0.131   2016/01/04 0.029   2016/02/25 243,420,000 15,777,105 0.207   2015/11/17 0.101   2015/12/16
17227 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Jan17 A HKD -   -   0.010   0 0 0 0.010   2016/05/11 0.010   2016/05/11 600,000 6,000 0.228   2015/04/27 0.012   2015/11/13
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26801 SGA Societe Generale Acceptance NV-Chi Res Land Eu Wt Nov16A HKD -   -   0.014   0 0 2,009,593 0.365   2016/03/17 0.027   2016/10/19 93,740,000 17,352,940 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.370   0.320   0.360   5,192,000 1,743,050 1,001,545 0.405   2016/01/04 0.270   2016/06/28 26,642,000 8,295,760 0.930   2015/06/08 0.290   2015/08/25
25484 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Dec16A HKD 0.094   0.062   0.126   15,952,000 1,171,882 15,329,062 0.154   2016/01/19 0.062   2016/11/18 9,761,094,000 1,136,708,060 0.250   2015/10/27 0.190   2015/08/31
18546 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Jan17A HKD -   -   0.010   0 0 700,192 0.120   2016/01/04 0.011   2016/09/06 3,544,856,000 284,545,296 0.540   2015/06/09 0.089   2015/08/25
18867 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov16A HKD -   -   0.010   0 0 0 0.051   2016/01/05 0.017   2016/04/25 95,752,000 4,195,756 0.470   2015/06/08 0.054   2015/11/30
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.260   0.199   0.246   3,800,000 830,100 292,794 0.260   2016/11/29 0.170   2016/06/28 135,948,000 29,681,162 -   - -   -
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.129   0.093   0.119   53,308,000 5,804,484 3,905,975 0.226   2016/01/08 0.093   2016/11/09 230,224,000 28,526,588 0.710   2015/06/09 0.182   2015/08/25
18694 SGA Societe Generale Acceptance NV-CSOP A50 Eu Put Wt Jan17B HKD 0.060   0.013   0.019   77,206,000 3,034,190 2,291,342 0.295   2016/01/27 0.013   2016/11/30 217,816,000 16,120,590 0.375   2015/08/25 0.082   2015/04/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.064   0.043   0.046   3,250,000 150,800 54,738 0.073   2016/10/06 0.029   2016/02/12 20,670,000 932,245 0.310   2015/04/28 0.046   2015/12/15
24675 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Nov 16A HKD -   -   0.014   0 0 312,564 0.590   2016/01/05 0.129   2016/09/01 25,936,000 8,668,838 0.650   2015/12/31 0.640   2015/12/31
26678 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Nov16 B HKD -   -   1.920   0 0 2,098,014 1.980   2016/10/11 0.640   2016/05/18 38,296,000 37,691,465 -   - -   -
10365 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 A HKD 0.074   0.010   0.010   39,160,000 1,063,100 1,994,123 0.370   2016/02/12 0.010   2016/11/11 233,320,000 29,312,090 0.151   2015/10/23 0.100   2015/12/02
10390 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 D HKD 0.026   0.010   0.018   2,900,000 52,840 789,173 0.215   2016/06/24 0.010   2016/11/07 78,440,000 8,256,090 -   - -   -
10374 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 B HKD -   -   0.010   0 0 34,800 0.043   2016/05/11 0.012   2016/07/05 12,000,000 209,650 -   - -   -
10389 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 C HKD 0.168   0.029   0.195   23,790,000 2,234,270 3,485,763 0.243   2016/04/25 0.029   2016/11/09 273,740,000 28,129,170 -   - -   -
10354 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Mar 17 A HKD 0.027   0.011   0.023   2,650,000 49,980 691,195 0.091   2016/04/22 0.011   2016/11/11 166,720,000 4,608,010 0.241   2015/11/30 0.171   2015/09/08
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD 0.031   0.013   0.014   90,380,000 1,739,020 865,460 0.043   2016/10/24 0.010   2016/08/26 209,440,000 5,281,080 0.202   2015/04/28 0.020   2015/12/16
26804 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Nov16A HKD -   -   1.710   0 0 2,929,012 2.120   2016/10/24 0.330   2016/05/24 55,276,000 39,714,930 -   - -   -
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.310   0.228   0.237   2,396,000 639,410 1,195,649 0.310   2016/11/11 0.076   2016/02/03 70,540,000 11,785,556 0.175   2015/10/12 0.106   2015/12/11
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.132   0.090   0.093   4,758,000 552,850 678,570 0.145   2016/10/24 0.035   2016/02/03 111,562,000 9,673,182 0.440   2015/04/09 0.054   2015/12/15
17369 Standard Chartered Bank - Dongfeng European Wts Dec 2016 A HKD -   -   0.032   0 0 1,095 0.110   2016/01/04 0.037   2016/08/01 308,000 15,358 0.385   2015/04/09 0.050   2015/08/27
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD 0.320   0.280   0.330   622,000 182,240 39,414 0.375   2016/01/04 0.213   2016/01/28 2,434,000 680,198 0.940   2015/04/17 0.235   2015/08/25
29666 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 A HKD -   -   0.245   0 0 0 -   - -   - 0 0 0.670   2015/06/08 0.188   2015/08/25
22436 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 B HKD -   -   0.010   0 0 667 0.010   2016/08/15 0.010   2016/08/15 400,000 4,000 0.246   2015/06/09 0.010   2015/09/30
18354 Standard Chartered Bank - A50 China Euro Warrants Mar 2017 A HKD 0.060   0.052   0.054   600,000 33,600 5,600 0.060   2016/11/28 0.052   2016/11/29 600,000 33,600 0.430   2015/07/10 0.091   2015/08/25
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD 0.131   0.131   0.136   40,000 5,240 873 0.141   2016/03/02 0.128   2016/02/29 80,000 10,620 0.580   2015/04/20 0.175   2015/08/25
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD 0.051   0.050   0.040   255,000 12,850 43,613 0.110   2016/07/18 0.050   2016/11/04 7,110,000 512,260 0.233   2015/06/24 0.055   2015/08/26
26001 Standard Chartered Bank - BYD European Warrants Dec 2016 A HKD 0.026   0.026   0.020   255,000 6,630 476,949 0.108   2016/09/07 0.026   2016/11/10 45,710,000 3,324,685 0.270   2015/06/04 0.035   2015/07/08
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD 0.106   0.106   0.103   200,000 21,200 3,533 0.154   2016/03/29 0.106   2016/11/15 375,000 43,460 0.270   2015/10/19 0.152   2015/09/04
17324 Standard Chartered Bank - Cathay Pac Air Euro Wts Dec 2016 A HKD 0.010   0.010   0.010   240,000 2,400 22,593 0.201   2016/01/13 0.010   2016/11/15 2,960,000 210,860 0.700   2015/05/28 0.295   2015/09/08
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD -   -   0.020   0 0 520 0.049   2016/01/08 0.020   2016/10/11 650,000 23,380 0.325   2015/06/05 0.060   2015/12/08
25750 Standard Chartered Bank - China Cinda Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.138   2015/04/13 0.035   2015/08/21
14364 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 2,417 0.023   2016/01/13 0.010   2016/09/23 7,670,000 90,860 0.189   2015/05/26 0.023   2015/09/04
14414 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.120   2015/05/26 0.029   2015/08/20
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.019   0 0 0 0.028   2016/03/04 0.013   2016/03/08 1,410,000 23,740 0.163   2015/05/26 0.029   2015/08/27
21232 Standard Chartered Bank - China COSCO European Wt Jan 2017 A HKD -   -   0.010   0 0 0 0.028   2016/03/04 0.015   2016/03/10 520,000 10,820 0.480   2015/04/28 0.070   2015/07/08
19479 Standard Chartered Bank - China Mobile Eur Put Wt Jan 2017 A HKD -   -   0.155   0 0 0 0.247   2016/01/07 0.221   2016/02/18 95,000 21,975 0.230   2015/08/25 0.134   2015/04/13
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.123   0 0 0 0.120   2016/04/01 0.120   2016/04/01 150,000 18,000 0.700   2015/04/09 0.172   2015/02/11
15756 Standard Chartered Bank - China Unicom Euro Wts Dec 2016 A HKD -   -   0.010   0 0 5 0.016   2016/10/25 0.016   2016/10/25 1,102,000 17,632 0.290   2015/04/29 0.026   2015/11/11
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD 0.103   0.084   0.113   200,000 18,700 17,500 0.206   2016/01/12 0.084   2016/11/09 1,105,000 133,080 0.470   2015/04/28 0.270   2015/07/08
14281 Standard Chartered Bank - CITIC European Warrants Feb 2017 A HKD 0.107   0.071   0.124   541,000 49,587 87,556 0.205   2016/04/13 0.070   2016/10/28 4,689,000 627,204 0.570   2015/04/16 0.350   2015/03/11
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD 0.420   0.420   0.430   200,000 84,000 45,393 0.420   2016/11/04 0.246   2016/07/06 1,005,000 337,185 0.840   2015/06/25 0.174   2015/01/09
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD 0.010   0.010   0.012   5,000 50 543 0.055   2016/03/23 0.010   2016/11/07 545,000 24,035 0.208   2015/06/23 0.063   2015/12/11
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.038   0.018   0.024   720,000 19,875 6,940 0.049   2016/03/17 0.018   2016/11/11 1,545,000 47,890 0.176   2015/06/12 0.043   2015/12/21
17243 Standard Chartered Bank - CNOOC European Warrants Dec 2016 A HKD -   -   0.012   0 0 60,920 0.056   2016/03/17 0.010   2016/09/29 51,780,000 1,929,110 0.270   2015/04/27 0.023   2015/12/14
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.031   0 0 0 -   - -   - 0 0 0.260   2015/05/26 0.056   2015/10/22
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD 0.055   0.055   0.057   10,000 550 2,262 0.101   2016/10/20 0.030   2016/01/19 40,600,000 2,215,830 0.135   2015/08/13 0.048   2015/09/29
21403 Standard Chartered Bank - CNOOC European Warrants Nov 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.239   2015/04/27 0.014   2015/09/29
19692 Standard Chartered Bank - CRRC European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.084   2016/01/06 0.022   2016/03/02 541,000 35,073 1.080   2015/04/20 0.106   2015/12/15
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.144   0 0 0 -   - -   - 0 0 1.160   2015/04/15 0.330   2015/07/08
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.380   0 0 0 0.375   2016/03/09 0.375   2016/03/09 40,000 15,000 0.950   2015/05/28 0.335   2015/08/25
18352 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 A HKD -   -   0.019   0 0 155 0.092   2016/01/11 0.031   2016/09/12 580,000 43,130 0.500   2015/04/15 0.089   2015/08/25
26215 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 B HKD -   -   0.092   0 0 0 -   - -   - 0 0 0.305   2015/09/07 0.215   2015/09/29
23318 Standard Chartered Bank - Foxconn European Wts Dec 2016 A HKD 0.011   0.011   0.010   100,000 1,100 32,313 0.085   2016/04/05 0.011   2016/11/01 10,216,000 439,342 0.249   2015/06/25 0.065   2015/12/17
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 0 0.011   2016/05/11 0.010   2016/05/11 3,000,000 32,400 0.040   2015/01/08 0.010   2015/12/11
21317 Standard Chartered Bank - GCL-Poly Energy Eur Wts Nov 2016 A HKD -   -   0.032   0 0 0 0.039   2016/02/29 0.016   2016/02/04 104,000 2,906 0.820   2015/04/13 0.107   2015/08/24
20905 Standard Chartered Bank - Hanergy Solar European Wts Feb17 A HKD -   -   0.315   0 0 0 -   - -   - 0 0 0.490   2015/04/16 0.275   2015/05/13
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD -   -   0.075   0 0 24,668 0.118   2016/01/18 0.085   2016/07/14 1,640,000 153,890 0.960   2015/04/14 0.157   2015/02/05
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD 0.024   0.014   0.027   800,000 15,200 39,253 0.095   2016/01/04 0.014   2016/11/11 16,240,000 787,680 0.870   2015/04/13 0.071   2015/03/16
17066 Standard Chartered Bank - HSBC European Put Wts Nov 2016 A HKD -   -   0.280   0 0 15,137 0.465   2016/07/27 0.270   2016/10/26 356,000 130,720 0.310   2015/09/23 0.218   2015/04/27
20909 Standard Chartered Bank - HSHI ETF European Put Wts Jan 17 A HKD -   -   0.450   0 0 0 -   - -   - 0 0 0.475   2015/08/26 0.197   2015/05/26
19857 Standard Chartered Bank - HuanengPower Euro Wts Dec 2016 A HKD -   -   0.032   0 0 0 0.064   2016/01/06 0.040   2016/03/01 80,000 4,400 0.420   2015/05/04 0.085   2015/11/27
17319 Standard Chartered Bank - KECL European Warrants Apr 2017 A HKD -   -   0.020   0 0 0 0.014   2016/02/02 0.014   2016/02/02 120,000 1,680 0.170   2015/04/27 0.015   2015/08/24
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD -   -   0.030   0 0 0 0.084   2016/03/30 0.037   2016/01/20 1,600,000 89,100 0.275   2015/04/13 0.032   2015/08/24
18191 Standard Chartered Bank - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 147 0.041   2016/04/28 0.010   2016/08/15 17,700,000 403,880 0.236   2015/04/14 0.029   2015/09/22
21953 Standard Chartered Bank - KECL European Warrants Mar 2017 A HKD -   -   0.023   0 0 0 -   - -   - 0 0 0.155   2015/05/14 0.011   2015/08/24
24846 Standard Chartered Bank - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.126   2016/01/11 0.063   2016/04/22 40,000 3,780 0.226   2015/11/19 0.086   2015/09/30
21535 Standard Chartered Bank - Ping An European Wts Nov 2016 A HKD -   -   0.010   0 0 0 0.015   2016/01/07 0.015   2016/01/07 500,000 7,500 0.265   2015/04/27 0.044   2015/12/15
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD -   -   0.089   0 0 81 0.133   2016/01/05 0.067   2016/02/04 790,000 69,260 0.385   2015/04/27 0.104   2015/08/24
15474 Standard Chartered Bank - Sands China Euro Wts Apr 2017 A HKD 0.010   0.010   0.010   100,000 1,000 167 0.010   2016/11/16 0.010   2016/11/16 100,000 1,000 0.042   2015/01/29 0.010   2015/10/08
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD -   -   0.183   0 0 3,057 0.365   2016/01/27 0.166   2016/07/28 440,000 128,960 0.305   2015/08/25 0.086   2015/05/26
17057 Standard Chartered Bank - SHK P European Warrants Feb 2017 A HKD 0.073   0.069   0.053   1,440,000 102,040 112,063 0.195   2016/09/23 0.029   2016/01/18 17,870,000 1,366,390 0.350   2015/05/06 0.074   2015/12/08
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD 0.260   0.246   0.249   130,000 32,260 41,633 0.390   2016/09/08 0.117   2016/02/03 4,490,000 804,260 0.520   2015/05/04 0.204   2015/09/02
20026 Standard Chartered Bank - SJM Hold European Wts Nov 2016 A HKD -   -   0.011   0 0 0 -   - -   - 0 0 0.215   2015/03/06 0.071   2015/08/24
18464 Standard Chartered Bank - Tencent Hldg Euro Wts Dec 2016 A HKD 0.450   0.445   0.430   700,000 312,400 100,133 0.610   2016/09/21 0.136   2016/01/14 5,390,000 1,215,640 0.440   2015/04/23 0.140   2015/01/02
27902 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 A HKD -   -   0.020   0 0 6,098 0.098   2016/01/07 0.020   2016/06/29 1,740,000 117,330 0.550   2015/04/27 0.112   2015/09/29
21318 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 B HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.305   2015/05/26 0.047   2015/09/24
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.235   0.235   0.255   20,000 4,700 33,800 0.280   2016/10/20 0.088   2016/01/21 3,370,000 600,942 0.570   2015/04/24 0.118   2015/09/04
18730 UBS AG - A50 China European Warrants Apr 2017 A HKD -   -   0.013   0 0 2,403 0.032   2016/01/21 0.017   2016/05/12 2,623,000 64,702 0.350   2015/06/09 0.055   2015/08/24
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.400   0 0 3,387 0.320   2016/10/05 0.270   2016/01/11 264,000 77,320 0.760   2015/05/08 0.239   2015/08/25
13277 UBS AG - A50 China European Warrants Dec 2016 A HKD -   -   0.260   0 0 8,182 0.207   2016/01/06 0.100   2016/01/26 11,865,000 1,448,240 0.700   2015/04/22 0.138   2015/08/26
25167 UBS AG - A50 China European Warrants Dec 2016 B HKD 0.059   0.022   0.048   15,123,000 522,115 15,987,416 0.130   2016/01/06 0.015   2016/10/27 4,589,540,000 252,728,219 0.203   2015/11/18 0.131   2015/09/01
18942 UBS AG - A50 China European Warrants Feb 2017 A HKD -   -   0.012   0 0 0 0.012   2016/05/13 0.012   2016/05/13 3,000 36 0.290   2015/04/30 0.096   2015/07/08
12561 UBS AG - A50 China European Warrants Feb 2017 B HKD 0.215   0.163   0.192   2,894,600 562,807 N/A 0.290   2016/09/09 0.131   2016/10/27 46,578,200 7,262,645 -   - -   -
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.335   2015/04/28 0.139   2015/07/30
23464 UBS AG - A50 China European Warrants Mar 2017 A HKD 0.045   0.028   0.040   773,007,000 28,959,346 6,508,142 0.134   2016/01/04 0.021   2016/06/28 2,214,212,000 123,229,128 0.169   2015/12/23 0.137   2015/12/30
19381 UBS AG - A50 China European Warrants Nov 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.345   2015/04/17 0.101   2015/07/08
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.152   0.130   0.147   34,866,000 4,917,095 2,097,282 0.157   2016/01/06 0.081   2016/02/03 105,575,000 13,170,147 0.540   2015/05/26 0.117   2015/08/25
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.113   0.068   0.073   531,150,000 42,556,200 N/A 0.250   2016/09/23 0.068   2016/11/15 1,785,950,000 257,619,550 -   - -   -
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.195   0.145   0.150   48,500,000 7,860,700 N/A 0.195   2016/11/10 0.145   2016/11/15 48,500,000 7,860,700 -   - -   -
12420 UBS AG - Agricultural Bank European Warrants Feb 2017 A HKD 0.300   0.187   0.218   1,526,000 345,705 N/A 0.465   2016/09/22 0.187   2016/11/22 293,183,000 84,352,870 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.152   0.128   0.136   25,856,000 3,745,807 N/A 0.152   2016/11/30 0.128   2016/11/24 25,856,000 3,745,807 -   - -   -
11340 UBS AG - AIA European Put Warrants Jan 2017 A HKD 0.072   0.028   0.030   703,608,000 30,500,856 N/A 0.290   2016/07/08 0.017   2016/10/11 4,139,318,000 484,429,174 -   - -   -
13319 UBS AG - AIA European Warrants Apr 2017 A HKD 0.080   0.017   0.019   1,691,396,000 98,767,988 N/A 0.280   2016/10/06 0.017   2016/11/29 2,579,348,000 279,379,832 -   - -   -
13681 UBS AG - AIA European Warrants Jan 2017 B HKD 0.038   0.010   0.010   124,842,000 2,767,610 N/A 0.231   2016/10/11 0.010   2016/11/21 3,695,824,000 362,522,168 -   - -   -
14266 UBS AG - AIA European Warrants Jun 2017 A HKD 0.280   0.236   0.240   1,160,000 283,544 N/A 0.280   2016/11/16 0.236   2016/11/21 1,160,000 283,544 -   - -   -
14083 UBS AG - AIA European Warrants Mar 2017 A HKD 0.202   0.070   0.076   3,028,158,000 316,937,376 N/A 0.202   2016/11/08 0.070   2016/11/30 3,028,158,000 316,937,376 -   - -   -
28466 UBS AG - AIA European Warrants Nov 2016 A HKD -   -   0.173   0 0 N/A 0.560   2016/09/29 0.182   2016/06/28 2,033,124,000 496,079,334 -   - -   -
11661 UBS AG - AIA European Warrants Nov 2016 B HKD -   -   0.010   0 0 N/A 0.175   2016/07/27 0.010   2016/10/31 6,811,484,000 586,375,960 -   - -   -
17519 UBS AG - BOC HK European Warrants Dec 2016 A HKD 0.043   0.014   0.027   52,400,000 1,718,210 16,257,369 0.149   2016/09/09 0.014   2016/11/09 1,577,915,000 118,361,600 0.560   2015/05/26 0.143   2015/09/29
25854 UBS AG - BOC HK European Warrants Mar 2017 A HKD 0.405   0.345   0.450   60,000 22,500 10,128,052 0.480   2016/09/09 0.194   2016/05/18 1,118,955,000 276,446,205 -   - -   -
28473 UBS AG - BOCL European Warrants Dec 2016 A HKD 0.265   0.096   0.215   19,185,000 3,097,783 N/A 0.450   2016/09/22 0.096   2016/11/21 1,612,176,000 253,928,736 -   - -   -
26831 UBS AG - BOCL European Warrants Feb 2017 A HKD 0.190   0.112   0.197   97,570,000 12,874,968 18,426,050 0.380   2016/09/08 0.061   2016/05/24 4,233,437,000 479,957,385 -   - -   -
27643 UBS AG - BOCL European Warrants Mar 2017 A HKD 0.145   0.075   0.130   269,048,000 32,855,009 79,679,643 0.320   2016/09/09 0.075   2016/11/21 2,562,765,000 478,173,398 -   - -   -
14666 UBS AG - BOCL European Warrants Mar 2017 B HKD 0.229   0.217   0.226   3,324,000 745,017 N/A 0.229   2016/11/30 0.217   2016/11/30 3,324,000 745,017 -   - -   -
12562 UBS AG - BOCL European Warrants May 2017 A HKD 0.099   0.048   0.080   354,800,000 24,062,925 N/A 0.183   2016/09/21 0.048   2016/11/21 494,220,000 39,491,683 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.186   0.162   0.166   200,000 34,800 511,225 0.250   2016/08/30 0.156   2016/02/11 15,450,000 3,114,850 0.270   2015/11/13 0.157   2015/08/24
16045 UBS AG - BYD European Warrants Dec 2016 A HKD 0.010   0.010   0.010   450,000 6,000 969,700 0.087   2016/09/07 0.010   2016/11/28 173,000,000 10,195,700 0.212   2015/06/04 0.031   2015/07/08
16106 UBS AG - BYD European Warrants Dec 2016 B HKD 0.105   0.051   0.061   10,600,000 809,000 4,668,825 0.163   2016/09/07 0.051   2016/11/15 363,200,000 38,082,600 0.260   2015/06/04 0.044   2015/07/08
27774 UBS AG - BYD European Warrants Feb 2017 A HKD 0.400   0.147   0.159   153,055,000 29,254,875 48,289,854 1.120   2016/07/21 0.147   2016/11/25 463,000,000 289,764,725 -   - -   -
12665 UBS AG - BYD European Warrants Feb 2017 B HKD 0.050   0.022   0.022   6,220,000 177,470 N/A 0.455   2016/09/07 0.022   2016/11/28 41,515,000 7,879,900 -   - -   -
11636 UBS AG - BYD European Warrants Jan 2017 A HKD 0.092   0.010   0.015   181,555,000 7,555,195 N/A 0.630   2016/07/25 0.010   2016/11/28 1,349,455,000 309,905,170 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.104   0.061   0.063   642,000,000 42,766,000 88,538,575 0.206   2016/03/29 0.061   2016/11/23 4,853,250,000 646,428,100 0.230   2015/12/10 0.228   2015/12/02
12563 UBS AG - CAM CSI300 European Warrants Apr 2017 A HKD 0.050   0.029   0.045   62,938,000 2,876,698 N/A 0.120   2016/08/26 0.029   2016/11/22 245,386,000 13,015,442 -   - -   -
14604 UBS AG - CAM CSI300 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11301 UBS AG - CC Bank European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 N/A 0.134   2016/07/07 0.010   2016/10/20 856,071,000 55,106,791 -   - -   -
13860 UBS AG - CC Bank European Warrants Apr 2017 A HKD 0.183   0.119   0.162   466,292,000 71,876,432 N/A 0.260   2016/10/24 0.119   2016/11/22 466,770,000 71,998,477 -   - -   -
28477 UBS AG - CC Bank European Warrants Dec 2016 A HKD 0.395   0.300   0.465   230,000 87,250 N/A 0.395   2016/11/23 0.151   2016/06/13 98,684,000 21,564,468 -   - -   -
12559 UBS AG - CC Bank European Warrants Feb 2017 A HKD 0.089   0.031   0.068   9,072,000 468,164 N/A 0.265   2016/09/06 0.031   2016/11/18 1,576,219,000 233,407,300 -   - -   -
13395 UBS AG - CC Bank European Warrants Feb 2017 B HKD 0.280   0.101   0.215   1,295,954,000 215,754,025 N/A 0.540   2016/09/22 0.101   2016/11/18 1,929,543,000 375,452,154 -   - -   -
11629 UBS AG - CC Bank European Warrants Jan 2017 A HKD 0.139   0.039   0.091   105,483,000 9,057,097 N/A 0.405   2016/09/09 0.039   2016/11/18 2,432,414,000 647,712,866 -   - -   -
14664 UBS AG - CC Bank European Warrants May 2017 A HKD 0.460   0.390   0.390   454,000 199,070 N/A 0.460   2016/11/30 0.390   2016/11/30 454,000 199,070 -   - -   -
28620 UBS AG - CC Bank European Warrants Nov 2016 A HKD 0.188   0.188   0.030   20,000 3,760 N/A 0.600   2016/09/06 0.124   2016/06/17 1,349,755,000 334,216,746 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.029   0 0 13,207 0.083   2016/01/06 0.038   2016/09/15 3,900,000 210,960 0.131   2015/10/28 0.118   2015/11/16
17017 UBS AG - CGS European Warrants Nov 2017 A HKD -   -   0.270   0 0 49,449 0.305   2016/04/14 0.165   2016/02/15 3,795,000 888,785 0.860   2015/05/04 0.181   2015/08/25
17394 UBS AG - Ch Oilfield European Warrants Nov 2016 A HKD -   -   0.016   0 0 0 0.087   2016/01/04 0.029   2016/02/12 5,820,000 262,720 0.260   2015/10/16 0.100   2015/12/28
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD 0.355   0.295   0.320   750,000 242,250 229,033 0.355   2016/11/14 0.187   2016/01/21 6,925,000 2,034,850 1.000   2015/04/15 0.335   2015/07/08
14142 UBS AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 50 0.010   2016/06/07 0.010   2016/06/07 30,000 300 0.132   2015/04/09 0.011   2015/09/04
14368 UBS AG - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.128   2015/04/09 0.012   2015/08/27
14709 UBS AG - China Cinda European Warrants Dec 2016 C HKD -   -   0.013   0 0 0 0.029   2016/01/04 0.014   2016/03/31 3,470,000 76,520 0.116   2015/01/13 0.027   2015/12/17
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 2,367 0.026   2016/01/11 0.015   2016/09/12 2,480,000 46,410 0.174   2015/05/27 0.035   2015/09/29
27369 UBS AG - China EB Int'l European Warrants Mar 2017 A HKD 0.075   0.037   0.045   71,380,000 3,537,990 6,518,232 0.227   2016/04/20 0.037   2016/11/29 673,970,000 80,748,710 -   - -   -
26707 UBS AG - China Life European Warrants Dec 2016 A HKD 0.380   0.056   0.350   18,360,000 3,765,100 199,581,108 0.380   2016/11/28 0.056   2016/11/09 14,715,950,000 1,958,830,150 -   - -   -
27474 UBS AG - China Life European Warrants Dec 2016 B HKD 0.173   0.010   0.145   101,770,000 7,438,650 114,286,232 0.181   2016/04/20 0.010   2016/11/09 22,601,400,000 1,828,338,350 -   - -   -
13119 UBS AG - China Life European Warrants Jan 2017 A HKD 0.950   0.212   0.700   6,793,000 4,002,556 N/A 1.430   2016/09/22 0.212   2016/11/10 149,732,000 147,231,871 -   - -   -
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.365   0.174   0.380   8,240,000 2,438,730 N/A 0.375   2016/09/09 0.174   2016/11/09 480,960,000 150,166,890 -   - -   -
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.181   0.129   0.150   4,492,690,000 679,452,050 N/A 0.200   2016/09/29 0.129   2016/11/24 4,496,670,000 680,205,240 -   - -   -
14006 UBS AG - China Life European Warrants Mar 2017 A HKD 0.225   0.069   0.204   5,705,520,000 543,599,940 N/A 0.225   2016/11/30 0.069   2016/11/09 5,705,520,000 543,599,940 -   - -   -
13215 UBS AG - China Life European Warrants May 2017 A HKD 0.210   0.048   0.180   116,950,000 12,106,800 N/A 0.238   2016/09/22 0.048   2016/11/09 14,578,600,000 2,061,182,960 -   - -   -
14534 UBS AG - China Mobile European Put Warrants Jan 2017 A HKD 0.155   0.155   0.156   100,000 15,500 51,685,600 0.250   2016/01/07 0.068   2016/09/09 3,099,405,000 310,171,060 0.248   2015/07/08 0.112   2015/04/09
12813 UBS AG - China Mobile European Put Warrants Jan 2017 B HKD 0.380   0.181   0.242   414,720,000 104,876,185 N/A 0.380   2016/11/14 0.110   2016/10/11 2,931,660,000 625,596,800 -   - -   -
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD 0.140   0.124   0.137   400,000 54,000 N/A 0.155   2016/07/28 0.088   2016/10/11 3,599,350,000 391,509,500 -   - -   -
17461 UBS AG - China Mobile European Warrants Apr 2017 A HKD 0.094   0.054   0.057   4,700,000 327,500 191,700 0.171   2016/07/21 0.054   2016/11/21 35,300,850,000 3,183,795,250 0.275   2015/05/12 0.151   2015/01/06
13928 UBS AG - China Mobile European Warrants Apr 2017 B HKD 0.335   0.123   0.141   1,172,145,000 253,253,515 N/A 0.420   2016/10/25 0.123   2016/11/25 1,607,825,000 396,707,090 -   - -   -
14003 UBS AG - China Mobile European Warrants Apr 2017 C HKD 0.182   0.082   0.074   8,950,000 1,015,400 N/A 0.182   2016/11/02 0.082   2016/11/14 8,950,000 1,015,400 -   - -   -
22164 UBS AG - China Mobile European Warrants Dec 2016 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.158   2015/05/15 0.050   2015/09/29
13187 UBS AG - China Mobile European Warrants Feb 2017 A HKD 0.043   0.011   0.016   7,000,000 151,630 N/A 0.335   2016/09/22 0.011   2016/11/22 4,823,910,000 994,628,470 -   - -   -
13641 UBS AG - China Mobile European Warrants Jan 2017 C HKD 0.062   0.010   0.014   48,930,000 1,710,405 N/A 0.375   2016/10/06 0.010   2016/11/29 2,852,245,000 321,062,800 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD 0.021   0.021   0.015   950,000 19,950 8,917,850 0.054   2016/07/21 0.021   2016/11/08 1,256,850,000 53,671,600 0.260   2015/04/27 0.056   2015/12/23
15957 UBS AG - China Mobile European Warrants Mar 2017 A HKD 0.032   0.020   0.025   11,924,120,000 286,342,440 48,172,712 0.116   2016/09/09 0.020   2016/11/28 36,531,160,000 1,688,905,935 0.295   2015/04/27 0.083   2015/12/28
19521 UBS AG - China Mobile European Warrants Mar 2017 B HKD 0.024   0.010   0.010   41,650,000 622,450 100,587,717 0.087   2016/09/09 0.010   2016/11/30 11,069,500,000 604,900,950 0.255   2015/04/28 0.071   2015/12/28
13317 UBS AG - China Mobile European Warrants Mar 2017 C HKD -   -   0.029   0 0 N/A 0.212   2016/09/19 0.183   2016/09/27 2,950,000 571,770 -   - -   -
14265 UBS AG - China Mobile European Warrants May 2017 A HKD 0.365   0.280   0.305   516,335,000 150,921,675 N/A 0.365   2016/11/16 0.280   2016/11/28 516,335,000 150,921,675 -   - -   -
19997 UBS AG - China Mobile European Warrants Nov 2016 A HKD 0.010   0.010   0.010   100,000 1,000 391,483 0.035   2016/01/04 0.010   2016/11/03 227,145,000 4,084,345 0.222   2015/04/27 0.036   2015/12/31
11777 UBS AG - China Mobile European Warrants Nov 2016 B HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.243   2016/07/28 0.010   2016/11/09 6,701,315,000 732,302,030 -   - -   -
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.057   0.034   0.035   3,950,000 166,450 55,675 0.108   2016/02/02 0.034   2016/11/24 20,907,600,000 1,994,414,650 0.183   2015/12/10 0.150   2015/12/22
14509 UBS AG - China National Building European Wts Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/03/22 0.010   2016/03/22 100,000 1,000 0.231   2015/04/13 0.018   2015/09/04
26372 UBS AG - China Overseas European Warrants Dec 2016 A HKD 0.222   0.062   0.046   4,960,000 596,540 2,001,170 0.500   2016/04/27 0.062   2016/11/16 92,160,000 29,108,220 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD 0.120   0.118   0.117   240,000 28,560 N/A 0.120   2016/11/30 0.118   2016/11/30 240,000 28,560 -   - -   -
13420 UBS AG - China Overseas European Warrants Mar 2017 A HKD 0.038   0.012   0.014   6,860,000 192,420 N/A 0.212   2016/09/23 0.012   2016/11/18 565,340,000 49,497,260 -   - -   -
14226 UBS AG - China Overseas European Warrants May 2017 A HKD 0.111   0.077   0.078   167,340,000 16,110,680 N/A 0.111   2016/11/16 0.077   2016/11/25 167,340,000 16,110,680 -   - -   -
11360 UBS AG - China Overseas European Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.155   2016/07/12 0.022   2016/09/30 486,640,000 52,583,080 -   - -   -
20627 UBS AG - China Railway European Warrants Nov 2016 A HKD -   -   0.015   0 0 45,093 0.087   2016/04/14 0.019   2016/08/17 31,510,000 1,614,020 0.530   2015/04/28 0.087   2015/12/11
24043 UBS AG - China Shenhua European Warrants Dec 2016 A HKD 0.370   0.224   0.227   5,120,000 1,571,725 8,073,399 0.370   2016/11/10 0.063   2016/06/16 619,565,000 72,213,285 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.325   0.208   0.211   124,800,000 31,068,290 N/A 0.325   2016/11/08 0.208   2016/11/21 125,440,000 31,225,010 -   - -   -
14616 UBS AG - China Unicom European Warrants Dec 2016 A HKD 0.065   0.017   0.048   11,840,000 503,560 6,603,450 0.160   2016/03/17 0.017   2016/11/18 2,243,100,000 155,902,680 0.650   2015/04/28 0.099   2015/12/14
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.116   0.078   0.107   115,134,000 11,132,610 14,845,196 0.152   2016/10/11 0.070   2016/07/20 946,018,000 89,125,518 -   - -   -
24301 UBS AG - China Unicom European Warrants Feb 2017 A HKD -   -   0.013   0 0 120 0.041   2016/03/30 0.018   2016/08/25 6,960,000 221,640 0.236   2015/08/10 0.063   2015/11/26
13294 UBS AG - China Unicom European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.018   2016/03/02 0.018   2016/03/02 20,000 360 0.255   2015/04/28 0.011   2015/03/11
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD -   -   0.038   0 0 2,833,447 0.102   2016/03/30 0.029   2016/07/15 941,260,000 61,173,520 0.159   2015/11/12 0.085   2015/12/23
12669 UBS AG - China Vanke European Warrants Apr 2017 A HKD 0.156   0.106   0.140   100,108,000 13,552,862 N/A 0.215   2016/08/23 0.100   2016/10/28 110,820,000 15,171,221 -   - -   -
12111 UBS AG - China Vanke European Warrants Dec 2016 A HKD 0.213   0.034   0.189   273,818,000 23,389,992 N/A 0.260   2016/08/15 0.034   2016/11/09 1,440,184,000 182,194,890 -   - -   -
13465 UBS AG - China Vanke European Warrants Mar 2017 A HKD 0.275   0.119   0.255   166,661,000 25,339,255 N/A 0.275   2016/11/28 0.118   2016/10/17 499,230,000 72,980,501 -   - -   -
27644 UBS AG - CITIC Bank European Warrants Nov 2016 A HKD -   -   0.016   0 0 6,185,715 0.295   2016/08/15 0.050   2016/10/17 195,480,000 37,114,287 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.090   0.056   0.078   91,128,000 6,864,859 11,263,785 0.196   2016/08/15 0.056   2016/11/09 610,104,000 77,080,160 -   - -   -
27973 UBS AG - CITIC Sec European Warrants Nov 2016 A HKD -   -   0.015   0 0 17,875,759 0.192   2016/05/31 0.013   2016/10/13 1,315,505,000 136,404,930 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD 0.164   0.143   0.162   960,000 147,955 N/A 0.206   2016/09/05 0.143   2016/11/18 9,400,000 1,597,175 -   - -   -
11659 UBS AG - CKH European Put Warrants Jan 2017 B HKD 0.058   0.023   0.025   18,410,000 582,240 N/A 0.455   2016/07/25 0.023   2016/11/23 362,810,000 44,537,295 -   - -   -
16082 UBS AG - CKH European Warrants Dec 2016 A HKD -   -   0.320   0 0 426,403 0.480   2016/09/09 0.145   2016/07/06 9,420,000 2,587,240 0.720   2015/06/05 0.103   2015/01/09
24004 UBS AG - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 32,676 0.063   2016/01/04 0.010   2016/09/14 339,825,000 10,463,760 0.213   2015/07/20 0.058   2015/12/17
12718 UBS AG - CKH European Warrants Feb 2017 A HKD 0.100   0.023   0.023   15,615,000 1,113,620 N/A 0.485   2016/09/05 0.023   2016/11/30 739,000,000 196,957,655 -   - -   -
11260 UBS AG - CKH European Warrants Jan 2017 A HKD 1.020   0.780   0.800   305,000 287,650 N/A 1.480   2016/09/13 0.450   2016/07/11 29,750,000 20,855,875 -   - -   -
15001 UBS AG - CKH European Warrants Jun 2017 A HKD 0.232   0.225   0.215   2,400,000 547,800 1,989,167 0.310   2016/09/12 0.142   2016/07/12 72,350,000 11,935,000 0.223   2015/01/12 0.102   2015/01/02
11632 UBS AG - CKH European Warrants Jun 2017 B HKD 0.019   0.014   0.013   1,980,000 34,460 136,796 0.076   2016/01/04 0.014   2016/11/25 41,875,000 1,508,445 0.187   2015/09/17 0.075   2015/12/17
11873 UBS AG - CKH European Warrants Mar 2017 A HKD 0.500   0.500   0.520   10,000 5,000 111,633 0.620   2016/08/18 0.340   2016/07/11 1,625,000 844,300 1.170   2015/06/04 0.385   2015/03/09
28215 UBS AG - CKH European Warrants Nov 2016 A HKD 0.063   0.021   0.012   3,320,000 131,605 23,284,993 0.485   2016/09/02 0.021   2016/11/07 719,680,000 139,709,955 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.100   0.080   0.085   3,060,000 260,820 45,410,085 0.160   2016/09/09 0.053   2016/07/11 3,879,475,000 274,040,055 -   - -   -
11277 UBS AG - CKI Holdings European Warrants Jan 2017 A HKD 0.109   0.052   0.032   1,120,000 85,560 N/A 0.590   2016/08/01 0.052   2016/11/15 147,600,000 58,100,610 -   - -   -
26374 UBS AG - CKP European Warrants Dec 2016 A HKD 1.330   1.020   1.150   210,000 241,750 158,708 1.670   2016/10/03 0.530   2016/03/01 19,070,000 10,942,800 -   - -   -
22961 UBS AG - CKP European Warrants Dec 2017 A HKD 0.029   0.029   0.025   1,000,000 29,000 106,192 0.058   2016/09/09 0.024   2016/05/20 19,500,000 828,850 0.172   2015/06/19 0.066   2015/11/18
11781 UBS AG - CKP European Warrants Feb 2017 A HKD 0.220   0.025   0.030   603,540,000 33,521,240 N/A 0.470   2016/08/10 0.025   2016/11/30 1,345,570,000 254,590,775 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD 0.270   0.227   0.242   51,870,000 12,916,430 N/A 0.270   2016/11/11 0.227   2016/11/22 230,620,000 55,136,550 -   - -   -
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.365   0 0 1,175 0.420   2016/04/25 0.168   2016/01/22 764,470,000 191,110,280 -   - -   -
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.216   0.205   0.217   1,540,000 326,110 1,781,308 0.305   2016/04/21 0.082   2016/01/19 2,080,340,000 284,545,550 0.255   2015/10/07 0.131   2015/12/14
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD 0.065   0.035   0.048   2,666,320,000 129,457,790 140,582,260 0.139   2016/06/08 0.035   2016/11/09 13,700,780,000 873,843,540 -   - -   -
13040 UBS AG - CNOOC European Warrants Mar 2017 A HKD 0.305   0.102   0.146   294,794,000 49,112,846 N/A 0.660   2016/10/11 0.102   2016/11/18 835,473,000 286,920,041 -   - -   -
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.165   0.109   0.111   620,360,000 75,083,630 N/A 0.165   2016/11/10 0.109   2016/11/30 620,360,000 75,083,630 -   - -   -
17257 UBS AG - CNOOC European Warrants Nov 2016 A HKD -   -   0.010   0 0 333 0.020   2016/06/07 0.020   2016/06/07 100,000 2,000 0.224   2015/04/27 0.028   2015/09/23
12300 UBS AG - CNOOC European Warrants Nov 2016 B HKD 0.214   0.010   0.023   102,540,000 6,595,133 N/A 0.740   2016/10/24 0.010   2016/11/22 847,426,000 206,186,246 -   - -   -
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.620   0 0 0 -   - -   - 0 0 0.720   2015/10/07 0.680   2015/10/09
23467 UBS AG - CSOP A50 ETF European Warrants Dec 2016 A HKD -   -   0.010   0 0 45,024,574 0.129   2016/01/04 0.011   2016/10/18 19,542,952,000 1,099,843,428 0.142   2015/12/10 0.134   2015/12/10
28621 UBS AG - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.018   0 0 N/A 0.218   2016/08/16 0.055   2016/09/23 290,560,200 54,958,246 -   - -   -
18729 UBS AG - CSOP A50 ETF European Warrants Jan 2017 A HKD -   -   0.013   0 0 1,467 0.050   2016/01/11 0.010   2016/05/27 18,718,000 734,166 0.370   2015/06/08 0.050   2015/08/25
13534 UBS AG - CSOP A50 ETF European Warrants Jan 2017 B HKD 0.113   0.046   0.076   226,566,600 14,497,821 N/A 0.155   2016/09/30 0.046   2016/11/25 479,977,400 47,777,400 -   - -   -
14267 UBS AG - CSOP A50 ETF European Warrants May 2017 A HKD 0.480   0.335   0.420   56,669,000 24,889,056 N/A 0.480   2016/11/30 0.335   2016/11/18 56,669,000 24,889,056 -   - -   -
21333 UBS AG - CSOP A50 ETF European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/21 0.010   2016/01/21 1,100,000 6,600 0.310   2015/04/29 0.010   2015/12/07
26122 UBS AG - CSOP A50 ETF European Warrants Nov 2016 B HKD -   -   0.077   0 0 17,902,356 0.154   2016/08/15 0.074   2016/02/29 6,368,904,000 611,785,676 -   - -   -
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.173   0 0 16,350 0.236   2016/01/26 0.154   2016/02/12 2,267,786,000 423,144,302 0.660   2015/06/30 0.650   2015/06/30
13710 UBS AG - Evergrande European Warrants Apr 2017 A HKD 0.335   0.265   0.255   590,000 178,900 N/A 0.435   2016/10/12 0.265   2016/11/29 2,652,000 963,590 -   - -   -
22080 UBS AG - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,297 0.131   2016/01/04 0.022   2016/07/27 246,500,000 26,627,280 0.189   2015/05/27 0.046   2015/07/08
11860 UBS AG - Evergrande European Warrants Feb 2017 A HKD 0.139   0.071   0.072   75,620,000 7,009,876 N/A 0.980   2016/08/10 0.071   2016/11/23 265,747,000 89,874,933 -   - -   -
17623 UBS AG - Fosun Intl European Warrants Dec 2016 A HKD 0.193   0.138   0.174   8,580,000 1,395,870 4,739,318 0.370   2016/01/04 0.091   2016/06/24 220,735,000 35,225,225 1.150   2015/06/01 0.310   2015/01/19
11036 UBS AG - Fosun Intl European Warrants Feb 2017 A HKD 0.105   0.076   0.083   3,010,000 258,360 N/A 0.209   2016/09/09 0.076   2016/11/15 922,985,000 117,739,085 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.204   0.188   0.191   49,740,000 9,914,670 N/A 0.295   2016/09/22 0.188   2016/11/30 348,140,000 88,233,900 -   - -   -
11486 UBS AG - Galaxy Ent European Put Warrants Jan 2017 A HKD -   -   0.011   0 0 N/A 0.198   2016/07/15 0.011   2016/10/27 6,135,020,000 447,550,620 -   - -   -
13314 UBS AG - Galaxy Ent European Put Warrants Mar 2017 B HKD 0.153   0.035   0.035   513,850,000 42,321,040 N/A 0.330   2016/09/27 0.035   2016/11/30 1,368,780,000 227,001,200 -   - -   -
13313 UBS AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.550   0.180   0.550   169,850,000 43,729,660 N/A 0.550   2016/11/30 0.152   2016/10/24 1,156,550,000 250,619,710 -   - -   -
11859 UBS AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.740   0.177   0.750   98,070,000 29,365,980 N/A 0.740   2016/11/30 0.041   2016/08/31 2,468,280,000 295,919,270 -   - -   -
11734 UBS AG - Galaxy Ent European Warrants Jan 2017 B HKD 0.800   0.800   1.140   30,000 24,000 N/A 0.800   2016/11/17 0.176   2016/09/01 369,640,000 83,503,620 -   - -   -
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.410   0.191   0.405   339,030,000 85,847,140 N/A 0.410   2016/11/22 0.191   2016/11/09 339,730,000 86,004,990 -   - -   -
12981 UBS AG - Galaxy Ent European Warrants Mar 2017 A HKD 0.930   0.415   0.880   9,020,000 7,213,700 N/A 0.930   2016/11/29 0.250   2016/09/08 656,570,000 206,969,300 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.600   0.325   0.370   194,000,000 93,086,925 N/A 0.600   2016/11/17 0.325   2016/11/25 387,785,000 181,911,250 -   - -   -
13958 UBS AG - Geely Auto European Warrants Apr 2017 A HKD 0.550   0.137   0.310   511,015,000 143,023,140 N/A 0.900   2016/10/26 0.137   2016/11/17 656,405,000 236,045,590 -   - -   -
14607 UBS AG - Geely Auto European Warrants Apr 2017 B HKD 0.740   0.590   0.600   84,620,000 54,152,550 N/A 0.740   2016/11/28 0.590   2016/11/30 84,620,000 54,152,550 -   - -   -
12753 UBS AG - Geely Auto European Warrants Feb 2017 A HKD 1.650   0.810   1.390   12,015,000 14,210,750 N/A 2.370   2016/10/25 0.445   2016/08/25 150,330,000 115,306,025 -   - -   -
11733 UBS AG - Geely Auto European Warrants Jan 2017 A HKD 2.500   1.510   2.220   3,420,000 7,237,600 N/A 3.210   2016/10/25 0.540   2016/08/18 248,440,000 193,410,600 -   - -   -
13214 UBS AG - Geely Auto European Warrants Mar 2017 A HKD 0.770   0.229   0.530   268,145,000 114,656,045 N/A 1.200   2016/10/25 0.229   2016/11/17 771,885,000 383,546,245 -   - -   -
27545 UBS AG - Geely Auto European Warrants Nov 2016 A HKD 3.150   3.150   2.680   15,000 47,250 17,185,342 3.450   2016/10/28 0.300   2016/06/24 497,605,000 213,753,375 -   - -   -
26847 UBS AG - Greatwall Motor European Warrants Feb 2017 A HKD 0.085   0.031   0.033   40,170,000 2,742,870 8,214,289 0.270   2016/07/29 0.031   2016/11/17 440,535,000 59,889,560 -   - -   -
28622 UBS AG - Haitong Sec European Warrants Jan 2017 A HKD 0.087   0.044   0.079   7,564,000 611,136 N/A 0.182   2016/08/15 0.044   2016/11/11 638,300,000 78,104,280 -   - -   -
27540 UBS AG - HKEX European Put Warrants Dec 2016 D HKD 0.011   0.010   0.010   1,630,000 16,350 271,545,195 0.198   2016/05/24 0.010   2016/11/15 17,383,910,000 1,856,414,710 -   - -   -
13185 UBS AG - HKEX European Put Warrants Feb 2017 B HKD 0.143   0.088   0.098   1,279,090,000 142,330,730 N/A 0.184   2016/09/13 0.088   2016/11/28 3,890,170,000 506,684,450 -   - -   -
11831 UBS AG - HKEX European Put Warrants Nov 2016 D HKD 0.013   0.013   0.010   110,000 1,420 N/A 0.155   2016/08/03 0.010   2016/10/24 10,528,740,000 820,796,340 -   - -   -
23165 UBS AG - HKEX European Warrants Dec 2016 A HKD -   -   0.015   0 0 7,535,935 0.092   2016/04/26 0.015   2016/10/25 1,159,730,000 46,574,760 0.205   2015/12/03 0.141   2015/12/10
25980 UBS AG - HKEX European Warrants Dec 2016 B HKD 0.325   0.300   0.320   130,000 40,250 158,440 0.360   2016/09/30 0.187   2016/06/16 110,800,000 24,047,060 -   - -   -
26895 UBS AG - HKEX European Warrants Dec 2016 C HKD 0.192   0.120   0.146   15,360,000 2,387,250 757,304,212 0.260   2016/09/09 0.093   2016/06/24 54,284,650,000 6,830,059,120 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD 0.030   0.023   0.025   1,360,000 37,880 47,562 0.134   2016/01/04 0.023   2016/11/18 10,180,000 571,860 0.790   2015/04/15 0.146   2015/12/31
27187 UBS AG - HKEX European Warrants Feb 2017 A HKD 0.140   0.096   0.102   45,130,000 5,003,060 1,399,339,352 0.242   2016/04/25 0.092   2016/06/24 68,222,970,000 8,443,670,720 -   - -   -
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD 0.032   0.026   0.026   1,340,000 36,990 63,757 0.093   2016/01/06 0.026   2016/11/29 21,240,000 1,014,760 0.880   2015/04/14 0.107   2015/12/14
14564 UBS AG - HKEX European Warrants Jun 2017 B HKD 0.173   0.153   0.154   3,034,510,000 474,543,410 N/A 0.173   2016/11/28 0.153   2016/11/30 3,034,510,000 474,543,410 -   - -   -
13121 UBS AG - HKEX European Warrants Mar 2017 A HKD 0.670   0.250   0.275   3,386,787,000 1,123,098,250 N/A 0.980   2016/09/20 0.250   2016/11/24 3,388,927,000 1,124,720,700 -   - -   -
13184 UBS AG - HKEX European Warrants Mar 2017 B HKD -   -   0.203   0 0 N/A 0.520   2016/09/13 0.435   2016/09/13 180,000 87,625 -   - -   -
13463 UBS AG - HKEX European Warrants Mar 2017 C HKD 0.101   0.052   0.052   15,758,310,000 1,221,598,010 N/A 0.161   2016/09/29 0.052   2016/11/30 36,333,690,000 3,884,969,050 -   - -   -
23591 UBS AG - HKEX European Warrants May 2017 A HKD 0.063   0.039   0.039   19,910,000 1,009,350 331,415,773 0.150   2016/04/25 0.039   2016/11/30 22,714,330,000 1,993,416,260 0.216   2015/12/10 0.185   2015/12/22
13494 UBS AG - HKEX European Warrants Nov 2016 A HKD 0.018   0.010   0.010   15,990,000 191,060 186,840,007 0.143   2016/01/04 0.010   2016/11/10 64,226,060,000 4,251,902,650 0.310   2015/10/12 0.152   2015/12/11
19213 UBS AG - HKEX European Warrants Nov 2016 B HKD -   -   0.010   0 0 162,397 0.089   2016/01/04 0.010   2016/10/06 1,111,660,000 73,051,410 0.233   2015/11/04 0.091   2015/12/14
11829 UBS AG - HKEX European Warrants Nov 2016 C HKD 0.037   0.010   0.010   119,000 3,675 N/A 0.445   2016/09/09 0.010   2016/11/14 4,059,516,000 1,014,846,814 -   - -   -
28972 UBS AG - HS H-SHARE European Warrants Dec 2016 A HKD 0.680   0.510   0.810   52,000 31,360 N/A 1.020   2016/08/18 0.405   2016/06/15 6,012,000 4,065,780 -   - -   -
11085 UBS AG - HSBC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 N/A 0.240   2016/06/24 0.010   2016/08/31 8,161,600,000 833,429,192 -   - -   -
12980 UBS AG - HSBC European Put Warrants Feb 2017 A HKD 0.052   0.010   0.010   34,304,000 1,138,880 N/A 0.140   2016/09/14 0.010   2016/11/24 5,314,360,000 449,894,948 -   - -   -
12353 UBS AG - HSBC European Put Warrants Jan 2017 B HKD 0.025   0.010   0.010   5,544,000 108,420 N/A 0.154   2016/08/16 0.010   2016/11/30 7,120,048,000 515,095,192 -   - -   -
13945 UBS AG - HSBC European Put Warrants Mar 2017 C HKD 0.164   0.056   0.059   3,760,868,000 288,921,388 N/A 0.164   2016/11/02 0.056   2016/11/28 3,766,236,000 289,577,448 -   - -   -
14447 UBS AG - HSBC European Put Warrants Mar 2017 D HKD 0.160   0.148   0.125   720,000 111,392 N/A 0.160   2016/11/23 0.148   2016/11/23 720,000 111,392 -   - -   -
11828 UBS AG - HSBC European Put Warrants Nov 2016 F HKD -   -   0.010   0 0 N/A 0.102   2016/08/03 0.010   2016/09/01 6,921,552,000 332,732,472 -   - -   -
13676 UBS AG - HSBC European Warrants Apr 2017 A HKD 1.080   0.085   0.143   7,601,912,000 1,012,892,984 N/A 1.080   2016/11/29 0.085   2016/11/09 12,479,372,000 1,737,808,096 -   - -   -
14567 UBS AG - HSBC European Warrants Apr 2017 B HKD 0.211   0.160   0.165   2,551,764,000 456,888,280 N/A 0.211   2016/11/28 0.160   2016/11/30 2,551,764,000 456,888,280 -   - -   -
12305 UBS AG - HSBC European Warrants Jan 2017 A HKD 0.325   0.123   0.250   122,552,000 21,897,852 N/A 0.325   2016/11/16 0.123   2016/11/09 3,813,460,000 706,927,404 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD 0.193   0.089   0.163   49,628,000 7,751,044 N/A 0.290   2016/09/07 0.089   2016/11/09 9,161,896,000 1,719,101,340 -   - -   -
13120 UBS AG - HSBC European Warrants Mar 2017 A HKD 0.110   0.049   0.073   7,137,148,000 643,573,400 N/A 0.125   2016/09/29 0.049   2016/11/09 14,199,324,000 1,365,387,908 -   - -   -
13680 UBS AG - HSBC European Warrants Mar 2017 B HKD 0.330   0.219   0.380   676,000 185,464 N/A 0.380   2016/10/11 0.219   2016/11/09 2,788,000 885,804 -   - -   -
14448 UBS AG - HSBC European Warrants May 2017 A HKD 0.260   0.255   0.128   3,008,000 771,060 N/A 0.260   2016/11/22 0.255   2016/11/22 3,008,000 771,060 -   - -   -
26591 UBS AG - HSBC European Warrants Nov 2016 A HKD 0.250   0.093   0.220   2,948,000 457,880 3,679,575 0.380   2016/09/06 0.025   2016/08/03 12,119,512,000 1,188,334,500 -   - -   -
27283 UBS AG - HSBC European Warrants Nov 2016 B HKD -   -   N/A   0 0 41,500 -   - -   - 680,000 492,600 -   - -   -
27396 UBS AG - HSBC European Warrants Nov 2016 C HKD 1.060   0.820   1.070   144,000 128,320 700,004,261 1.060   2016/11/22 0.121   2016/07/06 22,921,092,000 4,218,542,780 -   - -   -
27645 UBS AG - HSBC European Warrants Nov 2016 D HKD 0.300   0.250   0.250   880,000 254,000 123,429,395 0.510   2016/09/05 0.055   2016/06/28 6,905,480,000 1,143,303,108 -   - -   -
28469 UBS AG - HSBC European Warrants Nov 2016 E HKD -   -   0.590   0 0 N/A 0.660   2016/09/09 0.071   2016/07/08 18,672,616,000 2,177,737,664 -   - -   -
23960 UBS AG - HSCEI European Put Warrants Dec 2016 A HKD 0.022   0.011   0.011   53,280,000 825,010 69,140,217 0.270   2016/02/12 0.011   2016/11/21 17,300,390,000 2,428,903,370 0.176   2015/12/15 0.118   2015/12/24
25493 UBS AG - HSCEI European Put Warrants Dec 2016 B HKD 0.017   0.013   0.012   2,190,000 28,850 240,093,730 0.285   2016/02/11 0.013   2016/11/11 19,027,950,000 2,184,301,600 -   - -   -
11628 UBS AG - HSCEI European Put Warrants Dec 2016 E HKD 0.062   0.011   0.013   240,160,000 8,524,740 N/A 0.166   2016/07/22 0.011   2016/11/30 3,596,860,000 234,280,220 -   - -   -
13218 UBS AG - HSCEI European Put Warrants Mar 2017 A HKD 0.210   0.140   0.144   12,880,000 2,090,900 N/A 0.220   2016/09/20 0.140   2016/11/30 12,900,000 2,095,270 -   - -   -
25757 UBS AG - HSCEI European Warrants Dec 2016 C HKD 0.370   0.370   0.375   20,000 6,950 1,068,823 0.455   2016/09/09 0.150   2016/05/24 908,860,000 209,976,470 -   - -   -
25797 UBS AG - HSCEI European Warrants Dec 2016 D HKD 0.165   0.122   0.208   150,000 20,500 79,136,090 0.237   2016/01/26 0.064   2016/05/24 10,509,690,000 1,182,362,710 -   - -   -
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD 0.150   0.094   0.136   255,900,000 30,556,410 37,868,187 0.233   2016/09/22 0.082   2016/05/16 1,590,740,000 262,742,760 -   - -   -
27755 UBS AG - HSCEI European Warrants Nov 2016 A HKD 0.088   0.026   0.072   26,300,000 1,869,610 302,211,273 0.223   2016/09/09 0.026   2016/11/21 21,109,930,000 1,841,686,840 -   - -   -
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.155   0.093   0.136   230,280,000 27,997,390 N/A 0.255   2016/09/07 0.093   2016/11/18 1,525,840,000 258,939,930 -   - -   -
13396 UBS AG - HSI European Put Warrants Apr 2017 A HKD 0.187   0.102   0.103   19,879,080,000 2,490,725,700 N/A 0.187   2016/11/09 0.102   2016/11/30 40,280,320,000 5,278,520,040 -   - -   -
13943 UBS AG - HSI European Put Warrants Apr 2017 D HKD 0.214   0.127   0.132   14,839,130,000 2,425,801,570 N/A 0.214   2016/11/14 0.127   2016/11/30 14,839,130,000 2,425,801,570 -   - -   -
25486 UBS AG - HSI European Put Warrants Dec 2016 B HKD 0.010   0.010   0.010   70,000 700 318,655,985 0.305   2016/01/21 0.010   2016/11/09 34,896,700,000 4,071,710,650 -   - -   -
28801 UBS AG - HSI European Put Warrants Dec 2016 E HKD -   -   0.014   0 0 N/A 0.174   2016/06/27 0.084   2016/07/29 5,770,000 834,860 -   - -   -
11209 UBS AG - HSI European Put Warrants Dec 2016 G HKD 0.016   0.010   0.010   310,000 4,900 N/A 0.120   2016/07/11 0.010   2016/11/11 7,110,730,000 636,156,960 -   - -   -
11797 UBS AG - HSI European Put Warrants Feb 2017 A HKD 0.127   0.064   0.068   111,060,000 9,564,520 N/A 0.179   2016/08/15 0.053   2016/10/24 29,472,920,000 3,082,192,750 -   - -   -
12365 UBS AG - HSI European Put Warrants Feb 2017 B HKD 0.161   0.085   0.090   96,050,000 10,826,250 N/A 0.222   2016/08/17 0.072   2016/10/11 26,666,980,000 3,020,121,330 -   - -   -
11278 UBS AG - HSI European Put Warrants Jan 2017 B HKD 0.038   0.033   0.014   120,000 3,560 N/A 0.127   2016/07/29 0.030   2016/10/07 1,520,000 143,560 -   - -   -
11625 UBS AG - HSI European Put Warrants Jan 2017 D HKD 0.081   0.026   0.028   191,150,000 9,655,090 N/A 0.180   2016/07/22 0.026   2016/11/28 40,383,100,000 4,150,664,650 -   - -   -
11784 UBS AG - HSI European Put Warrants Jan 2017 E HKD 0.054   0.012   0.013   52,790,000 1,537,620 N/A 0.147   2016/07/28 0.012   2016/11/28 29,581,700,000 3,016,103,500 -   - -   -
13118 UBS AG - HSI European Put Warrants Mar 2017 D HKD 0.170   0.123   0.127   1,584,520,000 208,139,050 N/A 0.204   2016/09/28 0.121   2016/10/25 10,340,170,000 1,468,855,770 -   - -   -
13318 UBS AG - HSI European Put Warrants Mar 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14263 UBS AG - HSI European Put Warrants May 2017 C HKD 0.219   0.219   0.184   20,000 4,380 N/A 0.219   2016/11/18 0.219   2016/11/18 20,000 4,380 -   - -   -
13468 UBS AG - HSI European Warrants Apr 2017 B HKD -   -   0.039   0 0 N/A 0.165   2016/09/29 0.077   2016/10/17 556,280,000 73,672,000 -   - -   -
13903 UBS AG - HSI European Warrants Apr 2017 C HKD 0.241   0.120   0.151   8,996,230,000 1,261,611,040 N/A 0.241   2016/11/01 0.120   2016/11/18 8,996,670,000 1,261,707,520 -   - -   -
25485 UBS AG - HSI European Warrants Dec 2016 A HKD 0.200   0.080   0.129   120,660,000 14,193,090 7,588,117 0.325   2016/09/09 0.040   2016/05/19 43,246,880,000 4,520,748,670 -   - -   -
25985 UBS AG - HSI European Warrants Dec 2016 C HKD -   -   0.445   0 0 0 0.275   2016/02/03 0.270   2016/02/03 20,000 5,450 -   - -   -
25988 UBS AG - HSI European Warrants Dec 2016 D HKD 0.580   0.560   0.580   40,000 22,800 15,500 0.600   2016/08/25 0.345   2016/02/03 400,000 172,500 -   - -   -
11183 UBS AG - HSI European Warrants Dec 2016 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13682 UBS AG - HSI European Warrants Feb 2017 C HKD 0.152   0.049   0.067   9,687,380,000 846,886,880 N/A 0.206   2016/10/12 0.049   2016/11/18 11,260,050,000 1,047,787,940 -   - -   -
11184 UBS AG - HSI European Warrants Jan 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11623 UBS AG - HSI European Warrants Jan 2017 C HKD 0.179   0.058   0.085   13,861,330,000 1,199,338,740 N/A 0.310   2016/09/09 0.058   2016/11/21 32,724,920,000 4,416,591,550 -   - -   -
14237 UBS AG - HSI European Warrants Jun 2017 A HKD 0.153   0.127   0.139   7,925,600,000 1,112,058,220 N/A 0.153   2016/11/23 0.127   2016/11/24 7,925,600,000 1,112,058,220 -   - -   -
29098 UBS AG - HSI European Warrants Mar 2017 A HKD 0.229   0.130   0.172   52,070,000 8,260,520 N/A 0.320   2016/09/22 0.130   2016/11/09 34,621,860,000 5,867,569,390 -   - -   -
11185 UBS AG - HSI European Warrants Mar 2017 B HKD 0.222   0.214   0.229   260,000 56,700 N/A 0.580   2016/09/09 0.214   2016/11/09 300,000 76,100 -   - -   -
12354 UBS AG - HSI European Warrants Mar 2017 C HKD 0.114   0.047   0.063   784,300,000 54,670,710 N/A 0.246   2016/09/09 0.047   2016/11/18 40,355,200,000 5,761,260,090 -   - -   -
13126 UBS AG - HSI European Warrants Mar 2017 E HKD 0.075   0.030   0.036   367,670,000 18,025,300 N/A 0.242   2016/09/13 0.030   2016/11/18 39,280,430,000 4,908,926,070 -   - -   -
13189 UBS AG - HSI European Warrants May 2017 A HKD 0.090   0.034   0.041   13,836,720,000 985,209,560 N/A 0.243   2016/09/22 0.034   2016/11/18 23,528,970,000 2,294,626,290 -   - -   -
14236 UBS AG - HSI European Warrants May 2017 B HKD 0.126   0.096   0.102   15,770,000 1,675,010 N/A 0.126   2016/11/23 0.096   2016/11/24 15,770,000 1,675,010 -   - -   -
27777 UBS AG - HSI European Warrants Nov 2016 A HKD 0.175   0.027   0.055   6,370,000 496,240 486,708,920 0.335   2016/09/09 0.027   2016/11/17 37,879,360,000 2,946,956,940 -   - -   -
27919 UBS AG - HSI European Warrants Nov 2016 B HKD 0.255   0.145   0.214   15,120,000 3,070,560 711,744,932 0.380   2016/09/22 0.074   2016/06/28 42,822,260,000 4,270,471,620 -   - -   -
11576 UBS AG - ICBC European Put Warrants Jan 2017 A HKD 0.034   0.018   0.015   4,107,000 115,327 N/A 0.226   2016/07/20 0.018   2016/11/10 329,392,000 28,858,700 -   - -   -
11824 UBS AG - ICBC European Warrants Feb 2017 A HKD 0.147   0.064   0.128   37,192,000 4,538,394 N/A 0.400   2016/09/22 0.064   2016/11/18 1,400,097,000 445,047,339 -   - -   -
12560 UBS AG - ICBC European Warrants Mar 2017 A HKD 0.100   0.030   0.061   383,799,000 22,973,791 N/A 0.325   2016/09/09 0.030   2016/11/17 1,298,534,000 233,340,998 -   - -   -
13039 UBS AG - ICBC European Warrants May 2017 A HKD -   -   0.095   0 0 N/A 0.265   2016/09/21 0.250   2016/09/21 780,000 199,175 -   - -   -
19690 UBS AG - Jiangxi Copper European Warrants Feb 2017 A HKD 0.153   0.032   0.097   44,500,000 4,198,170 1,236,002 0.189   2016/03/18 0.032   2016/11/04 326,460,000 30,838,230 0.270   2015/11/05 0.198   2015/11/18
17418 UBS AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 173 0.026   2016/01/05 0.010   2016/01/21 8,520,000 132,820 0.160   2015/04/27 0.017   2015/09/29
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.036   0.024   0.026   4,320,000 126,360 1,629,780 0.128   2016/01/04 0.024   2016/11/18 263,680,000 18,208,160 0.230   2015/05/29 0.043   2015/08/24
18066 UBS AG - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 24,177 0.061   2016/04/13 0.020   2016/01/26 224,760,000 7,695,320 0.249   2015/04/13 0.027   2015/08/25
21850 UBS AG - KECL European Warrants Mar 2017 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.159   2015/05/05 0.031   2015/12/10
27368 UBS AG - Kingsoft European Warrants Dec 2016 A HKD 0.020   0.010   0.010   10,930,000 140,130 13,428,632 0.380   2016/04/19 0.010   2016/11/21 1,225,740,000 90,937,870 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD 0.116   0.070   0.080   80,530,000 7,046,530 N/A 0.236   2016/10/11 0.070   2016/11/15 466,170,000 69,763,390 -   - -   -
12835 UBS AG - Kingsoft European Warrants Mar 2017 A HKD 0.215   0.151   0.184   102,770,000 17,896,000 N/A 0.415   2016/09/22 0.151   2016/11/15 162,920,000 36,899,500 -   - -   -
13902 UBS AG - Kingsoft European Warrants Mar 2017 B HKD 0.138   0.080   0.080   80,810,000 7,880,500 N/A 0.156   2016/10/26 0.080   2016/11/30 191,540,000 23,543,490 -   - -   -
26822 UBS AG - Kingsoft European Warrants Nov 2016 A HKD 0.035   0.010   0.010   4,810,000 107,440 21,675,828 0.455   2016/04/14 0.010   2016/11/08 2,767,870,000 297,369,930 -   - -   -
28293 UBS AG - Kingsoft European Warrants Nov 2016 B HKD 0.175   0.050   0.091   4,190,000 426,780 47,521,678 0.335   2016/10/11 0.050   2016/11/15 2,988,350,000 285,209,870 -   - -   -
28968 UBS AG - Lenovo European Put Warrants Dec 2016 E HKD 0.031   0.015   0.015   13,930,000 352,740 N/A 0.495   2016/06/24 0.015   2016/11/16 1,968,178,000 317,941,566 -   - -   -
14565 UBS AG - Lenovo European Warrants Apr 2017 A HKD 0.165   0.162   0.162   960,000 156,480 N/A 0.165   2016/11/29 0.162   2016/11/30 960,000 156,480 -   - -   -
14172 UBS AG - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 92,743 0.150   2016/01/04 0.010   2016/10/06 2,385,440,000 138,099,960 0.590   2015/06/05 0.083   2015/09/29
23099 UBS AG - Lenovo European Warrants Dec 2016 B HKD -   -   0.018   0 0 0 0.109   2016/01/04 0.025   2016/05/03 2,079,040,000 148,786,840 0.159   2015/12/07 0.114   2015/12/14
28199 UBS AG - Lenovo European Warrants Dec 2016 C HKD -   -   0.010   0 0 41,902,514 0.345   2016/05/23 0.012   2016/10/31 2,577,974,000 454,774,324 -   - -   -
28813 UBS AG - Lenovo European Warrants Dec 2016 D HKD 0.104   0.014   0.018   52,262,000 2,054,352 N/A 0.700   2016/07/21 0.014   2016/11/24 1,258,398,000 485,635,200 -   - -   -
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.018   0.015   0.019   680,000 11,580 6,547,407 0.184   2016/02/02 0.015   2016/11/07 7,949,920,000 445,988,140 0.223   2015/10/05 0.149   2015/10/27
13751 UBS AG - Lenovo European Warrants Feb 2017 A HKD 0.123   0.056   0.051   66,742,000 6,054,608 N/A 0.123   2016/11/01 0.056   2016/11/21 66,742,000 6,054,608 -   - -   -
11740 UBS AG - Lenovo European Warrants Jan 2017 A HKD 0.024   0.012   0.010   7,590,000 153,230 N/A 0.350   2016/08/09 0.012   2016/11/08 1,565,506,000 137,954,446 -   - -   -
11530 UBS AG - Link REIT European Put Warrants Jan 2017 B HKD 0.055   0.011   0.013   31,560,000 874,005 N/A 0.248   2016/07/19 0.011   2016/11/29 313,575,000 34,144,855 -   - -   -
12871 UBS AG - Link REIT European Warrants Feb 2017 A HKD 0.047   0.030   0.017   9,570,000 374,205 N/A 0.163   2016/08/30 0.030   2016/11/07 205,930,000 19,720,995 -   - -   -
11300 UBS AG - Link REIT European Warrants Jan 2017 A HKD 0.049   0.010   0.010   5,250,000 149,260 N/A 0.340   2016/07/28 0.010   2016/11/30 1,026,565,000 183,087,120 -   - -   -
13464 UBS AG - Link REIT European Warrants Mar 2017 A HKD 0.153   0.065   0.100   428,010,000 34,049,695 N/A 0.390   2016/09/28 0.065   2016/11/17 605,270,000 83,437,220 -   - -   -
23095 UBS AG - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.184   2015/06/25 0.111   2015/07/07
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.325   0 0 3,510,583 0.235   2016/06/08 0.195   2016/05/18 100,060,000 21,451,880 -   - -   -
13862 UBS AG - Minsheng Bank European Warrants Mar 2017 A HKD 0.500   0.270   0.280   47,936,000 13,954,283 N/A 0.660   2016/10/25 0.270   2016/11/29 79,827,000 27,560,806 -   - -   -
11343 UBS AG - Minsheng Bank European Warrants Nov 2016 A HKD 0.620   0.093   0.112   5,071,000 2,121,549 N/A 0.740   2016/09/22 0.093   2016/11/21 79,712,000 44,332,200 -   - -   -
10362 UBS AG - Nikkei 225 European Put Warrants Dec 2016 B HKD 0.044   0.029   0.019   1,860,000 57,120 781,717 0.350   2016/02/12 0.029   2016/11/10 61,530,000 11,048,270 0.270   2015/09/29 0.128   2015/11/19
10388 UBS AG - Nikkei 225 European Put Warrants Dec 2016 E HKD -   -   0.012   0 0 391,295 0.250   2016/02/24 0.012   2016/10/26 60,990,000 10,231,400 -   - -   -
10414 UBS AG - Nikkei 225 European Put Warrants Mar 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10415 UBS AG - Nikkei 225 European Put Warrants Mar 2017 D HKD 0.154   0.059   0.058   6,690,000 543,750 N/A 0.166   2016/10/05 0.059   2016/11/30 7,350,000 639,840 -   - -   -
10359 UBS AG - Nikkei 225 European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,383 0.083   2016/01/29 0.010   2016/06/20 27,540,000 886,430 0.219   2015/11/23 0.158   2015/12/16
10384 UBS AG - Nikkei 225 European Warrants Dec 2016 C HKD -   -   0.024   0 0 42,487 0.147   2016/04/22 0.031   2016/10/31 26,120,000 2,572,290 -   - -   -
10385 UBS AG - Nikkei 225 European Warrants Dec 2016 D HKD 0.105   0.014   0.110   7,780,000 279,360 1,465,807 0.192   2016/03/14 0.014   2016/11/09 197,380,000 17,726,960 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10411 UBS AG - Nikkei 225 European Warrants Mar 2017 A HKD 0.147   0.077   0.193   66,100,000 8,465,290 N/A 0.147   2016/11/11 0.077   2016/11/09 66,120,000 8,468,350 -   - -   -
10413 UBS AG - Nikkei 225 European Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13780 UBS AG - PetroChina European Put Warrants Apr 2017 A HKD 0.410   0.250   0.275   74,318,000 20,930,260 N/A 0.495   2016/10/17 0.249   2016/10/24 104,162,000 30,707,750 -   - -   -
14669 UBS AG - PetroChina European Warrants Apr 2017 B HKD 0.178   0.139   0.141   32,936,000 5,533,184 N/A 0.178   2016/11/30 0.139   2016/11/30 32,936,000 5,533,184 -   - -   -
11577 UBS AG - PetroChina European Warrants Dec 2016 A HKD 0.031   0.010   0.010   2,960,000 58,290 N/A 0.240   2016/07/20 0.010   2016/11/29 1,656,544,000 181,285,126 -   - -   -
13394 UBS AG - PetroChina European Warrants Feb 2017 A HKD 0.212   0.083   0.095   321,850,000 41,854,674 N/A 0.345   2016/10/11 0.083   2016/11/18 1,225,996,000 261,771,102 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.033   0.025   0.025   600,000 16,100 139,433 0.069   2016/04/28 0.025   2016/11/09 24,980,000 980,180 0.142   2015/09/01 0.040   2015/12/18
13749 UBS AG - PetroChina European Warrants Mar 2017 A HKD 0.062   0.034   0.034   547,378,000 24,115,562 N/A 0.062   2016/11/22 0.034   2016/11/30 547,378,000 24,115,562 -   - -   -
12657 UBS AG - Ping An European Put Warrants Feb 2017 A HKD 0.128   0.037   0.041   1,593,475,000 79,705,830 N/A 0.280   2016/08/24 0.037   2016/11/28 3,290,600,000 302,166,930 -   - -   -
12656 UBS AG - Ping An European Warrants Apr 2017 A HKD 0.115   0.063   0.099   35,925,000 3,213,235 N/A 0.265   2016/08/23 0.063   2016/11/17 7,024,350,000 1,212,237,520 -   - -   -
13216 UBS AG - Ping An European Warrants Apr 2017 B HKD 0.091   0.077   0.078   2,517,975,000 209,300,965 N/A 0.181   2016/09/14 0.060   2016/10/27 2,528,455,000 210,277,300 -   - -   -
13707 UBS AG - Ping An European Warrants Apr 2017 C HKD 0.159   0.085   0.132   8,534,660,000 1,044,949,645 N/A 0.162   2016/10/12 0.085   2016/11/21 14,768,990,000 1,758,827,480 -   - -   -
14004 UBS AG - Ping An European Warrants Apr 2017 D HKD 0.355   0.305   0.370   350,000 115,050 N/A 0.355   2016/11/01 0.305   2016/11/02 350,000 115,050 -   - -   -
20022 UBS AG - Ping An European Warrants Dec 2016 A HKD 0.010   0.010   0.010   300,000 3,000 187,642 0.070   2016/01/04 0.010   2016/11/01 952,850,000 53,530,550 0.365   2015/05/26 0.050   2015/09/04
28236 UBS AG - Ping An European Warrants Dec 2016 B HKD 0.260   0.141   0.300   680,000 122,200 37,381,312 0.450   2016/09/07 0.134   2016/07/04 999,220,000 224,423,805 -   - -   -
12422 UBS AG - Ping An European Warrants Dec 2016 C HKD 0.094   0.010   0.026   188,670,000 8,152,660 N/A 0.300   2016/09/09 0.010   2016/11/21 7,456,875,000 968,580,315 -   - -   -
23463 UBS AG - Ping An European Warrants Mar 2017 A HKD 0.042   0.022   0.036   205,225,000 6,273,095 109,364,217 0.068   2016/09/09 0.022   2016/11/17 14,572,345,000 656,767,190 0.154   2015/12/08 0.120   2015/12/18
21426 UBS AG - Ping An European Warrants Nov 2016 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.275   2015/04/23 0.054   2015/08/17
28800 UBS AG - Ping An European Warrants Nov 2016 B HKD 0.570   0.315   0.570   1,790,000 889,325 N/A 0.660   2016/09/09 0.111   2016/07/08 12,543,205,000 1,794,814,210 -   - -   -
12654 UBS AG - Sands China European Put Warrants Jan 2017 A HKD 0.043   0.026   0.017   8,764,000 312,612 N/A 0.188   2016/08/25 0.026   2016/11/08 1,902,012,000 134,842,312 -   - -   -
13316 UBS AG - Sands China European Put Warrants Mar 2017 B HKD 0.260   0.091   0.103   684,324,000 103,450,152 N/A 0.420   2016/09/26 0.091   2016/11/29 783,000,000 127,059,880 -   - -   -
11506 UBS AG - Sands China European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 N/A 0.129   2016/07/18 0.011   2016/09/27 849,508,000 47,606,000 -   - -   -
16105 UBS AG - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 373 0.010   2016/10/03 0.010   2016/10/03 232,000 2,320 0.032   2015/09/30 0.010   2015/12/02
13927 UBS AG - Sands China European Warrants Apr 2017 B HKD 0.350   0.149   0.315   375,960,000 75,549,120 N/A 0.350   2016/11/28 0.149   2016/11/15 530,104,000 106,153,972 -   - -   -
11738 UBS AG - Sands China European Warrants Dec 2016 A HKD 0.620   0.380   0.650   4,808,000 2,447,580 N/A 0.620   2016/11/22 0.204   2016/08/25 7,152,000 3,244,020 -   - -   -
11858 UBS AG - Sands China European Warrants Dec 2016 B HKD 0.445   0.101   0.350   54,856,000 11,337,372 N/A 0.445   2016/11/29 0.101   2016/11/15 841,140,000 176,767,864 -   - -   -
14084 UBS AG - Sands China European Warrants Jun 2017 A HKD 0.290   0.176   0.244   351,664,000 75,415,720 N/A 0.290   2016/11/29 0.176   2016/11/17 351,664,000 75,415,720 -   - -   -
13315 UBS AG - Sands China European Warrants Mar 2017 A HKD 0.192   0.067   0.166   97,916,000 12,391,124 N/A 0.243   2016/09/19 0.067   2016/11/15 1,412,232,000 189,136,748 -   - -   -
20176 UBS AG - SFCE European Warrants Dec 2016 A HKD -   -   0.028   0 0 0 -   - -   - 0 0 0.265   2015/04/02 0.022   2015/09/01
19292 UBS AG - SHK Ppt European Put Warrants Apr 2017 A HKD 0.165   0.133   0.156   16,980,000 2,624,650 4,411,975 0.385   2016/01/21 0.078   2016/09/09 179,360,000 26,594,720 0.335   2015/09/08 0.196   2015/05/15
12107 UBS AG - SHK Ppt European Warrants Feb 2017 A HKD 0.410   0.010   0.020   426,650,000 33,817,710 N/A 0.860   2016/09/09 0.010   2016/11/21 586,890,000 111,640,760 -   - -   -
14225 UBS AG - SHK Ppt European Warrants May 2017 A HKD 0.370   0.295   0.285   170,130,000 55,948,500 N/A 0.370   2016/11/14 0.295   2016/11/18 170,130,000 55,948,500 -   - -   -
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.285   0 0 7,250 0.365   2016/08/05 0.360   2016/08/05 120,000 43,500 -   - -   -
13419 UBS AG - Sinopec Corp European Warrants Feb 2017 A HKD 0.355   0.098   0.118   19,860,000 4,046,918 N/A 0.465   2016/10/06 0.098   2016/11/17 91,386,000 31,059,548 -   - -   -
13752 UBS AG - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.076   0 0 N/A 0.260   2016/10/24 0.260   2016/10/24 200,000 52,000 -   - -   -
29713 UBS AG - Sinopec Corp European Warrants Nov 2016 A HKD 0.028   0.012   0.013   530,000 10,540 N/A 0.285   2016/07/15 0.012   2016/11/02 205,566,000 44,160,984 -   - -   -
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.117   0.077   0.115   6,500,000 570,370 2,036,887 0.195   2016/02/18 0.077   2016/11/09 181,930,000 23,323,470 0.285   2015/10/28 0.191   2015/12/15
11857 UBS AG - SJM Holdings European Warrants Feb 2017 A HKD 0.970   0.440   0.840   3,167,000 1,677,580 N/A 1.000   2016/09/22 0.440   2016/11/09 12,521,000 8,987,100 -   - -   -
18615 UBS AG - SJM Holdings European Warrants Nov 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/25 0.010   2016/01/25 200,000 2,000 0.305   2015/01/02 0.021   2015/10/26
12140 UBS AG - SPDR Gold Trust European Put Warrants Feb 2017 A HKD 0.640   0.410   0.570   9,988,000 4,717,405 N/A 0.800   2016/08/10 0.410   2016/11/09 49,704,000 32,334,825 -   - -   -
13750 UBS AG - SPDR Gold Trust European Warrants Apr 2017 A HKD 0.890   0.320   0.330   26,266,000 14,938,860 N/A 0.890   2016/11/09 0.320   2016/11/25 27,096,000 15,490,160 -   - -   -
26370 UBS AG - SPDR Gold Trust European Warrants Dec 2016 A HKD 0.031   0.014   0.010   15,663,000 320,576 8,812,906 0.580   2016/03/11 0.014   2016/11/09 350,591,000 106,518,145 -   - -   -
11362 UBS AG - SPDR Gold Trust European Warrants Jan 2017 A HKD 0.025   0.013   0.010   8,394,000 130,844 N/A 0.415   2016/07/11 0.013   2016/11/08 426,129,000 43,499,303 -   - -   -
17241 UBS AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.020   2016/04/27 0.010   2016/04/29 22,355,000 224,650 0.183   2015/04/27 0.014   2015/11/27
11078 UBS AG - Stanchart European Warrants Dec 2016 B HKD 1.430   1.430   1.050   106,000 142,410 N/A 1.840   2016/08/12 1.100   2016/06/24 6,671,000 8,143,455 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.091   0.046   0.047   1,446,200,000 92,271,275 56,081,623 0.180   2016/01/04 0.039   2016/02/25 6,425,055,000 547,614,580 0.221   2015/12/24 0.190   2015/12/31
12112 UBS AG - Stanchart European Warrants Feb 2017 A HKD 0.175   0.022   0.024   312,117,000 22,214,026 N/A 0.530   2016/08/12 0.022   2016/11/28 699,369,000 132,264,661 -   - -   -
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD 0.033   0.017   0.017   6,945,000 161,500 465,849 0.071   2016/05/03 0.012   2016/02/12 177,525,000 7,425,125 0.160   2015/11/11 0.046   2015/12/16
14144 UBS AG - Stanchart European Warrants May 2017 A HKD 0.720   0.385   0.390   370,950,000 175,739,104 N/A 0.720   2016/11/11 0.385   2016/11/29 370,950,000 175,739,104 -   - -   -
14183 UBS AG - Stanchart European Warrants May 2017 B HKD 0.350   0.220   0.190   2,166,000 577,157 N/A 0.350   2016/11/11 0.220   2016/11/24 2,166,000 577,157 -   - -   -
14603 UBS AG - Tencent Holdings European Put Warrants Apr 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27766 UBS AG - Tencent Holdings European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 4,247 0.143   2016/02/12 0.014   2016/07/04 19,540,130,000 2,195,658,050 0.230   2015/09/09 0.081   2015/11/24
11533 UBS AG - Tencent Holdings European Put Warrants Dec 2016 F HKD -   -   0.013   0 0 N/A 0.360   2016/07/19 0.013   2016/10/18 120,930,000 11,500,559 -   - -   -
26963 UBS AG - Tencent Holdings European Put Warrants Jan 2017 A HKD 0.010   0.010   0.010   200,000 2,000 1,408,822 0.155   2016/03/29 0.010   2016/11/28 25,741,590,000 2,917,967,770 -   - -   -
11535 UBS AG - Tencent Holdings European Put Warrants Jan 2017 C HKD 0.063   0.018   0.034   80,300,000 2,987,850 N/A 0.220   2016/07/19 0.018   2016/11/10 11,272,180,000 870,228,580 -   - -   -
12752 UBS AG - Tencent Holdings European Put Warrants Jan 2017 D HKD 0.147   0.058   0.113   2,684,930,000 262,220,080 N/A 0.168   2016/08/25 0.046   2016/10/25 9,313,490,000 847,788,430 -   - -   -
28954 UBS AG - Tencent Holdings European Put Warrants Mar 2017 A HKD 0.044   0.027   0.032   8,720,000 311,550 N/A 0.209   2016/06/15 0.025   2016/10/28 17,263,100,000 1,765,326,460 -   - -   -
13122 UBS AG - Tencent Holdings European Put Warrants Mar 2017 B HKD 0.275   0.275   0.265   20,000 5,500 N/A 0.275   2016/11/14 0.167   2016/10/20 67,560,000 13,196,780 -   - -   -
28234 UBS AG - Tencent Holdings European Put Warrants Nov 2016 A HKD -   -   0.010   0 0 233,621,435 0.130   2016/05/25 0.010   2016/09/07 25,348,810,000 1,696,759,210 -   - -   -
23169 UBS AG - Tencent Holdings European Warrants Apr 2017 A HKD 0.380   0.240   0.244   18,310,000 4,812,700 7,324,190 0.500   2016/09/23 0.098   2016/05/06 52,699,370,000 6,974,196,220 0.220   2015/12/03 0.194   2015/12/07
25426 UBS AG - Tencent Holdings European Warrants Dec 2016 B HKD 0.490   0.340   0.340   1,450,000 506,500 480,253 0.570   2016/10/05 0.089   2016/02/12 74,817,760,000 9,103,458,590 -   - -   -
25976 UBS AG - Tencent Holdings European Warrants Dec 2016 C HKD -   -   0.570   0 0 22,417 0.400   2016/06/15 0.178   2016/02/12 2,700,000 723,950 -   - -   -
25978 UBS AG - Tencent Holdings European Warrants Dec 2016 D HKD 0.460   0.460   0.455   100,000 46,000 7,667 0.460   2016/11/17 0.134   2016/02/11 660,000 142,940 -   - -   -
11474 UBS AG - Tencent Holdings European Warrants Dec 2016 E HKD 0.860   0.203   0.211   14,534,000 6,459,522 N/A 2.350   2016/09/28 0.203   2016/11/30 816,467,000 722,703,842 -   - -   -
11633 UBS AG - Tencent Holdings European Warrants Dec 2016 G HKD 0.191   0.010   0.010   72,455,000 6,481,468 N/A 0.620   2016/09/23 0.010   2016/11/29 10,356,762,000 2,994,439,945 -   - -   -
12751 UBS AG - Tencent Holdings European Warrants Dec 2016 H HKD 0.036   0.010   0.010   11,130,000 201,452 N/A 0.360   2016/09/06 0.010   2016/11/29 2,989,827,000 910,685,548 -   - -   -
27949 UBS AG - Tencent Holdings European Warrants Feb 2017 A HKD -   -   0.285   0 0 546,865 0.218   2016/07/08 0.145   2016/05/16 19,300,000 3,393,080 -   - -   -
12653 UBS AG - Tencent Holdings European Warrants Feb 2017 B HKD 0.780   0.243   0.247   7,484,303,000 2,619,008,376 N/A 1.780   2016/09/23 0.243   2016/11/30 7,615,301,000 2,807,121,536 -   - -   -
13219 UBS AG - Tencent Holdings European Warrants Feb 2017 C HKD 0.171   0.058   0.053   478,000 41,101 N/A 0.490   2016/09/14 0.058   2016/11/25 578,000 88,601 -   - -   -
11344 UBS AG - Tencent Holdings European Warrants Jan 2017 B HKD 0.410   0.018   0.020   2,103,552,000 544,351,984 N/A 1.080   2016/09/23 0.018   2016/11/30 14,960,957,000 4,399,497,807 -   - -   -
13123 UBS AG - Tencent Holdings European Warrants Jan 2017 E HKD 0.270   0.051   0.047   197,690,000 33,603,790 N/A 0.840   2016/09/12 0.051   2016/11/28 3,125,522,000 1,872,582,250 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.143   0.071   0.075   12,613,910,000 1,448,402,350 N/A 0.247   2016/09/13 0.071   2016/11/21 33,830,530,000 5,251,104,940 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD 0.310   0.217   0.228   3,030,000 768,730 1,020,443,473 0.440   2016/09/23 0.100   2016/05/06 41,999,200,000 6,633,510,940 -   - -   -
14344 UBS AG - Tencent Holdings European Warrants Mar 2017 C HKD 0.345   0.335   0.270   350,000 118,000 N/A 0.345   2016/11/18 0.335   2016/11/18 350,000 118,000 -   - -   -
14419 UBS AG - Tencent Holdings European Warrants Mar 2017 D HKD 0.970   0.810   0.810   400,000 355,950 N/A 0.970   2016/11/21 0.810   2016/11/30 400,000 355,950 -   - -   -
14184 UBS AG - Tencent Holdings European Warrants May 2017 A HKD 0.159   0.096   0.099   6,740,410,000 753,743,210 N/A 0.159   2016/11/11 0.096   2016/11/24 6,740,410,000 753,743,210 -   - -   -
11773 UBS AG - Tencent Holdings European Warrants Nov 2016 B HKD 0.260   0.010   0.010   19,824,000 1,717,745 N/A 1.180   2016/09/23 0.010   2016/11/16 8,199,727,000 2,820,582,793 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD 0.375   0.243   0.248   11,830,000 2,924,350 N/A 0.425   2016/09/23 0.147   2016/06/17 42,940,000 8,492,040 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD 0.218   0.192   0.215   19,580,000 4,242,990 3,864,790 0.250   2016/10/13 0.119   2016/06/16 149,710,000 23,188,740 -   - -   -
26175 UBS AG - Tracker Fund European Warrants Nov 2016 A HKD -   -   0.385   0 0 1,700 0.280   2016/06/30 0.230   2016/06/24 27,540,000 7,220,990 -   - -   -
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD 0.300   0.300   0.300   150,000 45,000 36,670 0.320   2016/08/24 0.128   2016/05/13 2,710,360,000 511,486,420 -   - -   -
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.275   0.184   0.173   8,392,000 1,946,668 N/A 0.275   2016/11/03 0.184   2016/11/30 23,624,000 5,898,916 -   - -   -
11861 UBS AG - Wynn Macau European Warrants Mar 2017 A HKD 0.088   0.020   0.087   92,640,000 5,316,388 N/A 0.171   2016/08/11 0.020   2016/11/14 863,532,000 70,109,408 -   - -   -
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.162   0.071   0.161   142,288,000 14,501,512 N/A 0.226   2016/09/29 0.071   2016/11/14 416,308,000 50,995,116 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.166   0.105   0.108   105,716,000 13,968,040 N/A 0.184   2016/10/25 0.105   2016/11/18 137,452,000 19,183,946 -   - -   -
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.135   0.076   0.080   128,340,000 13,236,940 20,207,200 0.165   2016/03/18 0.076   2016/11/18 1,197,000,000 134,630,520 -   - -   -
21325 UBS AG - Yanzhou Coal European Wts Jan 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/08 0.010   2016/04/08 20,000 200 0.315   2015/04/28 0.091   2015/07/06
13864 UBS AG - Zijin Mining European Warrants Apr 2017 A HKD 0.375   0.249   0.270   116,352,000 36,795,320 N/A 0.375   2016/11/14 0.249   2016/11/18 116,592,000 36,868,520 -   - -   -
11504 UBS AG - Zijin Mining European Warrants Jan 2017 A HKD 0.018   0.010   0.018   680,000 8,720 N/A 0.233   2016/07/18 0.010   2016/11/09 198,174,000 28,794,800 -   - -   -
26821 UBS AG - Zijin Mining European Warrants Nov 2016 A HKD 0.029   0.010   0.010   13,890,000 305,308 7,338,992 0.465   2016/07/11 0.010   2016/11/07 345,964,000 55,485,446 -   - -   -
25856 UBS AG - ZTE European Warrants Nov 2016 A HKD -   -   0.010   0 0 1,600,271 0.250   2016/01/27 0.016   2016/08/26 889,856,000 86,613,770 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.