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Trading summary for derivative warrants - December 2016

Code Stock Trading
currency		 This month Average monthly
turnover($)
Jul 2016 - Dec 2016 (*) 		This year (up to December 2016) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
19047 Bank of East Asia - A50 China European Put Wts Dec 2016 A HKD -   -   0.060   0 0 1,500 0.375   2016/02/04 0.090   2016/11/14 3,010,000 877,605 0.360   2015/08/24 0.103   2015/05/26
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.063   0.033   0.034   5,750,000 244,420 7,609,967 0.145   2016/09/09 0.033   2016/12/28 408,080,000 46,008,880 0.131   2015/12/14 0.125   2015/12/14
14336 Bank of East Asia - BYD European Warrants Dec 2016 A HKD 0.043   0.016   0.020   2,050,000 42,650 1,053,967 0.153   2016/09/07 0.016   2016/12/12 61,650,000 6,854,050 0.360   2015/07/20 0.065   2015/01/13
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD -   -   0.198   0 0 41,958 0.315   2016/08/30 0.260   2016/11/28 850,000 251,750 -   - -   -
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD 0.143   0.104   0.109   78,420,000 10,007,960 N/A 0.174   2016/11/02 0.104   2016/12/28 135,590,000 18,725,855 -   - -   -
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.151   0.101   0.107   10,500,000 1,205,300 2,712,658 0.220   2016/09/12 0.101   2016/12/28 308,900,000 51,239,450 0.199   2015/12/21 0.197   2015/12/21
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.097   0 0 1,038,117 0.244   2016/09/07 0.140   2016/02/16 56,000,000 10,456,200 -   - -   -
22675 Bank of East Asia - CGN Power European Warrants Dec 2016 A HKD -   -   0.010   0 0 400 0.024   2016/01/04 0.010   2016/09/09 490,000 7,650 0.199   2015/06/12 0.021   2015/12/11
24937 Bank of East Asia - CGN Power European Warrants Dec 2016 B HKD -   -   0.048   0 0 12,833 0.223   2016/04/20 0.033   2016/07/21 18,277,000 3,312,056 -   - -   -
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD -   -   0.036   0 0 5,154,499 0.181   2016/04/15 0.057   2016/11/03 480,800,000 49,775,020 -   - -   -
17755 Bank of East Asia - Ch Comm Cons European Wts Dec 2016 A HKD 0.310   0.225   0.235   830,000 208,150 558,340 0.360   2016/04/11 0.115   2016/01/21 167,390,000 27,168,770 0.990   2015/04/13 0.265   2015/12/30
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.161   0.142   0.121   120,000 17,430 14,909,177 0.250   2016/05/04 0.104   2016/10/11 795,990,000 119,047,270 -   - -   -
17531 Bank of East Asia - Ch Mobile European Warrants May 2017 A HKD 0.074   0.051   0.056   2,650,000 155,700 64,058 0.175   2016/09/13 0.051   2016/12/23 242,800,000 34,232,150 0.310   2015/05/11 0.167   2015/01/06
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD -   -   0.159   0 0 6,248 0.290   2016/03/14 0.171   2016/05/12 103,480,000 20,730,280 -   - -   -
26836 Bank of East Asia - CM Bank European Warrants Mar 2017 A HKD -   -   0.310   0 0 177,571 0.445   2016/08/22 0.151   2016/05/24 8,280,000 2,185,205 -   - -   -
21612 Bank of East Asia - CNBM European Warrants Apr 2017 A HKD -   -   0.063   0 0 0 -   - -   - 0 0 0.285   2015/05/04 0.158   2015/06/09
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD 0.390   0.233   0.238   3,036,000 1,005,720 N/A 0.440   2016/11/28 0.233   2016/12/28 27,744,000 8,373,170 -   - -   -
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD -   -   0.027   0 0 4,893 0.037   2016/07/21 0.010   2016/09/12 7,760,000 146,840 0.110   2015/10/12 0.030   2015/12/14
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.095   0.068   0.090   14,100,000 1,118,480 N/A 0.127   2016/09/20 0.068   2016/12/14 215,600,000 21,919,440 -   - -   -
12168 Bank of East Asia - CNOOC European Put Warrants Jan 2017 A HKD 0.010   0.010   0.010   100,000 1,000 1,624,725 0.310   2016/01/26 0.010   2016/12/01 674,100,000 93,838,120 0.250   2015/12/18 0.185   2015/10/09
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD -   -   0.223   0 0 938,007 0.249   2016/06/07 0.119   2016/01/19 477,790,000 85,375,950 0.249   2015/10/15 0.170   2015/12/15
17530 Bank of East Asia - CNOOC European Warrants Dec 2016 A HKD 0.035   0.010   0.010   8,280,000 164,450 175,898 0.066   2016/04/21 0.010   2016/12/14 90,420,000 2,386,490 0.305   2015/04/28 0.041   2015/12/08
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD -   -   0.325   0 0 0 0.350   2016/04/21 0.170   2016/01/26 68,920,000 13,408,000 -   - -   -
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD 0.088   0.044   0.045   318,750,000 21,265,840 9,876,647 0.141   2016/04/21 0.033   2016/01/25 1,635,290,000 133,924,370 0.340   2015/04/24 0.058   2015/12/14
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.190   0.176   0.136   840,000 151,820 1,672,622 0.223   2016/04/21 0.093   2016/01/25 121,400,000 20,180,510 0.130   2015/12/16 0.115   2015/12/18
27391 Bank of East Asia - CSOP A50 ETF European Wts Dec 2016 A HKD 0.044   0.044   0.039   500,000 22,000 283,355 0.185   2016/01/05 0.044   2016/12/12 659,186,000 54,860,866 0.247   2015/12/04 0.246   2015/12/04
26470 Bank of East Asia - Galaxy Ent European Warrants Dec 2016 A HKD 0.530   0.100   0.126   730,000 192,220 4,981,107 0.600   2016/11/22 0.046   2016/08/31 292,400,000 40,185,700 -   - -   -
14511 Bank of East Asia - Galaxy Ent European Warrants Jun 2017 A HKD 0.380   0.141   0.163   136,840,000 31,120,660 N/A 0.400   2016/11/29 0.141   2016/12/28 141,140,000 32,691,310 -   - -   -
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.190   0.170   0.134   4,500,000 832,850 N/A 0.215   2016/11/02 0.138   2016/11/17 62,800,000 11,391,400 -   - -   -
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.213   0.161   0.171   1,245,000 255,485 3,873,670 0.310   2016/08/03 0.117   2016/05/16 799,760,000 133,610,600 -   - -   -
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.113   0.088   0.087   76,040,000 7,585,880 N/A 0.152   2016/11/02 0.088   2016/12/15 91,380,000 9,374,270 -   - -   -
27555 Bank of East Asia - Great Wall Motor European Wts Mar 2017 A HKD 0.031   0.012   0.013   4,510,000 94,190 8,481,921 0.167   2016/07/29 0.012   2016/12/15 582,740,000 51,780,225 -   - -   -
25518 Bank of East Asia - HKEX European Warrants Dec 2016 A HKD 0.094   0.094   0.084   10,000 940 1,385,925 0.275   2016/09/20 0.094   2016/12/09 609,830,000 99,443,590 -   - -   -
28003 Bank of East Asia - HKEX European Warrants Feb 2017 A HKD 0.120   0.073   0.019   220,000 17,750 1,055,158 0.198   2016/09/09 0.073   2016/12/08 525,730,000 62,395,710 -   - -   -
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD 0.026   0.022   0.024   440,000 10,480 23,337 0.056   2016/09/09 0.020   2016/05/24 8,980,000 260,760 0.173   2015/09/09 0.074   2015/12/04
22696 Bank of East Asia - HS H-SHARE European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.226   2015/06/10 0.026   2015/11/11
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 1.020   0.620   0.680   1,856,000 1,594,480 N/A 1.020   2016/12/08 0.455   2016/10/13 4,868,000 3,037,120 -   - -   -
11471 Bank of East Asia - Kingsoft European Warrants Mar 2017 A HKD 0.315   0.255   0.280   220,000 60,500 N/A 0.460   2016/11/21 0.255   2016/12/22 56,680,000 20,147,500 -   - -   -
20348 Bank of East Asia - Lenovo European Put Warrants Dec 2016 A HKD -   -   0.550   0 0 10,000 0.500   2016/08/19 0.365   2016/01/13 1,620,000 655,100 0.430   2015/08/24 0.126   2015/04/13
24940 Bank of East Asia - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 1,920 0.130   2016/02/04 0.014   2016/08/09 1,182,080,000 108,776,760 0.249   2015/11/26 0.114   2015/09/01
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD 0.026   0.025   0.021   120,000 3,060 44,250 0.165   2016/01/13 0.022   2016/11/09 22,380,000 1,909,200 0.249   2015/11/27 0.132   2015/09/29
29494 Bank of East Asia - Lenovo European Warrants Jan 2017 A HKD -   -   0.015   0 0 1,997,705 0.410   2016/07/21 0.117   2016/10/18 36,028,000 11,986,228 -   - -   -
18225 Bank of East Asia - Minsheng Bank European Warrants Dec 16 A HKD 0.102   0.031   0.031   8,270,000 350,615 3,195,151 0.122   2016/10/25 0.031   2016/12/19 485,810,000 31,410,710 0.400   2015/04/27 0.065   2015/12/14
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.237   0.206   0.226   6,245,000 1,374,980 1,966,387 0.285   2016/09/27 0.136   2016/02/15 285,520,000 50,108,785 -   - -   -
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.188   0.155   0.161   1,070,000 172,510 878,102 0.310   2016/09/09 0.068   2016/02/03 111,890,000 15,267,440 0.229   2015/10/26 0.163   2015/12/29
11469 Bank of East Asia - PICC European Warrants Mar 2017 A HKD 0.138   0.056   0.068   2,860,000 227,300 N/A 0.275   2016/09/07 0.056   2016/12/29 188,800,000 27,026,560 -   - -   -
19045 Bank of East Asia - Ping An European Warrants Dec 2016 A HKD 0.114   0.016   0.084   26,250,000 2,583,400 1,546,783 0.164   2016/01/04 0.016   2016/12/15 1,346,450,000 108,173,700 0.415   2015/04/21 0.101   2015/08/25
19636 Bank of East Asia - Ping An European Warrants Dec 2016 B HKD -   -   0.010   0 0 6,667 0.064   2016/01/05 0.020   2016/09/02 4,550,000 129,150 0.360   2015/05/26 0.046   2015/08/24
21499 Bank of East Asia - Ping An European Warrants Jan 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.233   2015/04/24 0.034   2015/12/07
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.202   0.133   0.151   22,180,000 3,520,468 859,067 0.485   2016/09/09 0.133   2016/12/29 43,968,000 9,645,960 -   - -   -
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.067   0.035   0.036   840,000 43,860 N/A 0.270   2016/09/09 0.035   2016/12/28 149,144,000 28,559,624 -   - -   -
16987 Bank of East Asia - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.010   2016/03/04 2,700,000 17,300 0.173   2015/03/24 0.010   2015/12/18
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD -   -   0.335   0 0 329,396 0.370   2016/09/05 0.195   2016/04/08 426,465,000 95,060,230 -   - -   -
24719 Bank of East Asia - Tencent Holdings European Wts Dec 2016 A HKD 0.510   0.470   0.480   240,000 116,000 134,217 0.770   2016/09/06 0.154   2016/02/12 188,780,000 34,818,470 0.325   2015/11/23 0.164   2015/09/29
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.139   0.090   0.107   9,020,000 1,145,070 N/A 0.275   2016/09/08 0.090   2016/12/20 42,230,000 6,430,980 -   - -   -
13585 Bank of East Asia - Yanzhou Coal European Wts Apr 2017 A HKD 0.720   0.280   0.295   6,344,000 3,481,060 N/A 1.140   2016/10/24 0.280   2016/12/28 38,526,000 30,577,990 -   - -   -
28004 Bank of East Asia - Yanzhou Coal European Wts Dec 2016 A HKD -   -   0.105   0 0 3,458,725 0.700   2016/10/24 0.038   2016/11/18 110,314,000 27,316,162 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.270   0.247   0.217   54,000 14,304 1,199,233 0.320   2016/10/25 0.115   2016/01/07 188,954,000 32,119,606 -   - -   -
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.130   0.074   0.097   128,800,000 13,469,565 N/A 0.270   2016/08/16 0.040   2016/11/10 533,655,000 84,542,095 -   - -   -
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD 0.056   0.024   0.032   22,060,000 792,215 N/A 0.227   2016/08/10 0.024   2016/12/20 156,085,000 18,488,380 -   - -   -
27843 Bank of East Asia - ZTE European Warrants Feb 2017 A HKD 0.108   0.047   0.103   42,744,000 3,247,490 13,435,634 0.184   2016/08/17 0.047   2016/12/23 892,512,000 93,033,518 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD 0.242   0.220   0.315   2,108,000 476,406 N/A 0.242   2016/12/13 0.220   2016/12/19 2,108,000 476,406 -   - -   -
12794 BNP Paribas Arbit Issu B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.153   0.135   0.149   3,370,000 501,310 N/A 0.305   2016/08/30 0.135   2016/12/12 88,420,000 19,426,620 -   - -   -
14240 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Aug 2017 A HKD 0.600   0.280   0.280   4,223,800 1,543,178 N/A 0.600   2016/12/01 0.280   2016/12/30 5,163,800 1,963,578 -   - -   -
25571 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 A HKD -   -   0.076   0 0 3,091,874 0.121   2016/01/04 0.014   2016/10/28 4,656,955,000 295,273,947 0.178   2015/11/19 0.122   2015/09/29
23422 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2016 B HKD -   -   0.053   0 0 2,039,524 0.122   2016/01/04 0.017   2016/10/19 3,469,973,000 214,164,029 0.146   2015/12/17 0.124   2015/12/14
21456 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2017 A HKD -   -   0.015   0 0 5,232 0.042   2016/01/06 0.012   2016/10/17 79,961,000 2,459,398 0.330   2015/04/28 0.049   2015/12/31
12293 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2017 A HKD 0.260   0.170   0.170   3,460,000 825,290 4,051,607 0.265   2016/11/30 0.086   2016/02/29 998,145,000 122,589,499 0.720   2015/06/08 0.163   2015/08/24
26188 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2018 A HKD 0.208   0.151   0.150   542,000 104,816 2,357,394 0.225   2016/11/30 0.113   2016/06/28 3,684,258,000 550,087,938 -   - -   -
20734 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 A HKD -   -   0.010   0 0 0 0.011   2016/05/30 0.011   2016/05/30 750,000 8,250 0.249   2015/04/17 0.020   2015/12/23
12236 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 B HKD 0.860   0.415   0.300   243,500 157,830 N/A 0.940   2016/11/30 0.380   2016/10/27 9,360,000 5,044,889 -   - -   -
12544 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts May 2017 A HKD 0.315   0.113   0.096   8,675,000 2,084,432 N/A 0.315   2016/12/01 0.113   2016/12/23 47,307,400 10,301,776 -   - -   -
11253 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2018 A HKD 0.101   0.071   0.071   22,205,000 1,998,059 8,886,892 0.152   2016/01/04 0.056   2016/09/26 4,311,948,000 422,603,218 0.550   2015/06/09 0.128   2015/08/25
12676 BNP Paribas Arbit Issu B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.012   0.011   0.012   1,300,000 14,800 104,217 0.055   2016/04/18 0.011   2016/12/19 73,052,000 1,646,426 0.176   2015/05/04 0.027   2015/08/26
27414 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jan17A HKD 0.415   0.360   0.238   900,000 345,000 1,036,615 0.590   2016/09/22 0.144   2016/06/13 16,004,000 6,679,140 -   - -   -
12382 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jun17A HKD -   -   0.200   0 0 N/A 0.315   2016/09/02 0.241   2016/08/16 11,300,000 3,041,400 -   - -   -
27418 BNP Paribas Arbit Issu B.V. - AIA European Wts Apr 2017 A HKD 0.077   0.018   0.021   20,676,000 577,630 68,235,708 0.445   2016/10/06 0.018   2016/12/29 2,348,788,000 562,671,058 -   - -   -
13300 BNP Paribas Arbit Issu B.V. - AIA European Wts Dec 2017 A HKD 0.083   0.039   0.042   60,010,000 3,056,228 N/A 0.295   2016/10/11 0.039   2016/12/29 916,478,000 173,931,594 -   - -   -
14496 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2018 A HKD 0.232   0.113   0.113   641,972,000 90,186,238 N/A 0.255   2016/11/28 0.113   2016/12/09 765,730,000 119,794,146 -   - -   -
27244 BNP Paribas Arbit Issu B.V. - AIA European Wts Jun 2017 A HKD 0.228   0.076   0.088   44,094,000 5,311,138 73,646,588 0.700   2016/10/06 0.076   2016/12/29 1,979,488,000 709,235,418 -   - -   -
12570 BNP Paribas Arbit Issu B.V. - AIA European Wts May 2017 A HKD 0.036   0.015   0.017   5,820,000 154,032 N/A 0.224   2016/10/11 0.015   2016/12/09 2,182,486,000 314,338,642 -   - -   -
15059 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 A HKD 0.207   0.150   0.162   119,040,000 21,770,390 N/A 0.207   2016/12/13 0.150   2016/12/29 119,040,000 21,770,390 -   - -   -
15422 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 B HKD 0.255   0.217   0.242   30,894,000 7,439,836 N/A 0.255   2016/12/28 0.217   2016/12/29 30,894,000 7,439,836 -   - -   -
28280 BNP Paribas Arbit Issu B.V. - BBMG European Wts Dec 2016 A HKD -   -   0.073   0 0 980,587 0.156   2016/04/11 0.036   2016/06/28 195,240,000 13,470,080 0.590   2015/05/04 0.073   2015/12/14
15649 BNP Paribas Arbit Issu B.V. - BOCHK European Wts Dec 2016 A HKD -   -   0.174   0 0 4,217,587 0.193   2016/09/13 0.024   2016/05/17 741,585,000 46,171,445 0.640   2015/07/20 0.081   2015/12/15
29026 BNP Paribas Arbit Issu B.V. - BOCHK European Wts May 2017 A HKD 0.510   0.445   0.350   250,000 126,850 10,385,908 0.510   2016/12/09 0.118   2016/06/28 298,955,000 71,029,320 -   - -   -
12838 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 A HKD 0.150   0.056   0.078   7,075,000 677,302 1,138,908 0.310   2016/09/09 0.054   2016/05/19 89,989,000 12,056,227 1.740   2015/04/28 0.247   2015/12/11
12818 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 B HKD -   -   0.137   0 0 N/A 0.350   2016/09/21 0.137   2016/11/21 10,976,000 2,878,130 -   - -   -
26140 BNP Paribas Arbit Issu B.V. - BOCL European Wts Aug 2017 A HKD 0.355   0.184   0.245   13,413,000 3,412,135 6,737,554 0.520   2016/09/09 0.126   2016/05/13 206,857,000 54,867,892 -   - -   -
20362 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.034   2016/01/04 0.011   2016/04/25 1,511,000 47,107 0.770   2015/04/28 0.037   2015/12/18
20803 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.700   2015/04/16 0.020   2015/12/23
27721 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 A HKD 0.300   0.175   0.216   129,336,000 34,874,934 49,879,173 0.405   2016/09/08 0.138   2016/05/10 1,007,060,000 306,126,019 -   - -   -
13304 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 B HKD -   -   0.093   0 0 N/A 0.131   2016/10/27 0.127   2016/10/27 240,000 30,960 -   - -   -
28619 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jan 2017 A HKD 0.380   0.380   0.360   121,000 45,980 8,989,978 0.750   2016/09/07 0.226   2016/06/24 91,281,000 54,388,990 -   - -   -
11451 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2017 A HKD 0.345   0.345   0.350   100,000 34,500 N/A 0.670   2016/09/09 0.275   2016/07/14 114,482,000 58,109,890 -   - -   -
12963 BNP Paribas Arbit Issu B.V. - BOCL European Wts Sep 2018 A HKD 0.225   0.155   0.178   93,000 19,345 N/A 0.360   2016/09/09 0.155   2016/12/23 132,694,000 39,199,668 -   - -   -
13241 BNP Paribas Arbit Issu B.V. - BYD European Wts Apr 2017 A HKD 0.050   0.026   0.023   880,000 30,080 N/A 0.480   2016/09/22 0.026   2016/12/28 364,445,000 104,438,785 -   - -   -
17881 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 A HKD 0.022   0.022   0.010   200,000 4,400 8,257,232 0.124   2016/09/07 0.016   2016/11/28 2,273,695,000 196,324,800 0.265   2015/06/04 0.054   2015/02/11
21703 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2017 B HKD -   -   0.010   0 0 411,650 0.076   2016/03/29 0.019   2016/11/02 1,560,910,000 92,507,485 0.109   2015/11/10 0.064   2015/12/14
29013 BNP Paribas Arbit Issu B.V. - BYD European Wts Oct 2017 A HKD 0.082   0.051   0.052   42,000,000 2,564,200 16,297,242 0.155   2016/08/31 0.051   2016/12/29 1,194,650,000 139,774,450 -   - -   -
25257 BNP Paribas Arbit Issu B.V. - BYD European Wts Sep 2017 A HKD 0.100   0.092   0.083   800,000 76,000 13,170,917 0.212   2016/09/08 0.092   2016/12/12 3,307,350,000 481,405,550 -   - -   -
12250 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.231   0.104   0.106   4,356,000 665,930 N/A 0.315   2016/08/15 0.104   2016/12/30 9,154,000 1,640,216 -   - -   -
12546 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.102   0.048   0.049   58,522,000 4,064,056 N/A 0.119   2016/09/07 0.048   2016/12/30 159,288,000 13,536,076 -   - -   -
27624 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Dec 2016 A HKD -   -   0.019   0 0 6,633,511 0.138   2016/05/05 0.040   2016/08/05 1,279,126,000 119,067,568 -   - -   -
12815 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2017 A HKD 0.130   0.043   0.114   317,228,000 27,657,788 N/A 0.310   2016/09/09 0.043   2016/12/23 842,886,000 130,732,124 -   - -   -
26138 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.670   0.370   0.660   1,198,000 647,760 7,262,629 0.850   2016/09/22 0.123   2016/05/19 515,125,000 163,973,642 -   - -   -
11349 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.380   0.176   0.365   72,337,000 21,984,980 N/A 0.580   2016/09/09 0.176   2016/12/23 2,041,197,000 786,076,470 -   - -   -
20801 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.820   2015/04/17 0.020   2015/12/16
12381 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2016 B HKD -   -   0.250   0 0 N/A 0.670   2016/09/09 0.048   2016/11/22 56,691,000 7,999,272 -   - -   -
27716 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.640   0.450   0.650   34,869,000 20,441,300 159,505,667 0.810   2016/09/22 0.161   2016/05/19 2,706,228,000 1,140,711,442 -   - -   -
12961 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.147   0.086   0.143   259,774,000 26,596,239 N/A 0.255   2016/09/09 0.084   2016/11/17 936,431,000 151,834,771 -   - -   -
24402 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2017 A HKD 0.285   0.054   0.260   70,182,000 11,832,483 47,925,578 0.570   2016/09/09 0.054   2016/12/23 1,997,422,000 435,792,346 0.425   2015/12/24 0.360   2015/12/30
12567 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.300   0.175   0.295   57,688,000 15,718,410 N/A 0.455   2016/09/09 0.167   2016/11/18 759,084,000 258,854,273 -   - -   -
28616 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Jan 2017 A HKD 0.850   0.500   0.570   4,310,000 3,507,640 2,474,663 1.180   2016/09/09 0.280   2016/06/13 449,860,000 152,719,065 -   - -   -
13301 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.129   0.065   0.120   193,927,000 16,692,565 N/A 0.232   2016/09/22 0.065   2016/12/23 497,584,000 67,525,236 -   - -   -
21356 BNP Paribas Arbit Issu B.V. - Ch LongYuan Eu Wts Dec 2016 A HKD -   -   0.017   0 0 23,627 0.038   2016/06/07 0.012   2016/09/02 34,163,000 1,032,908 0.320   2015/05/26 0.058   2015/12/09
25661 BNP Paribas Arbit Issu B.V. - Ch Mobile Eu Put Wt Dec 2016 B HKD -   -   0.235   0 0 1,008,963 0.330   2016/01/11 0.117   2016/10/11 178,185,000 43,684,410 0.275   2015/09/08 0.213   2015/09/22
15425 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Aug 2017 A HKD 0.330   0.290   0.325   4,050,000 1,262,550 N/A 0.330   2016/12/30 0.290   2016/12/28 4,050,000 1,262,550 -   - -   -
19822 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2016 A HKD -   -   0.010   0 0 1,037,951 0.042   2016/07/27 0.010   2016/10/28 345,685,000 9,216,545 0.233   2015/04/21 0.042   2015/12/30
27306 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.089   0.063   0.068   436,550,000 33,329,200 98,111,667 0.182   2016/09/09 0.063   2016/12/23 8,897,050,000 1,055,481,150 -   - -   -
12573 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Feb 2017 A HKD -   -   0.010   0 0 N/A 0.222   2016/09/09 0.010   2016/11/25 1,069,365,000 147,370,880 -   - -   -
21914 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 A HKD -   -   0.010   0 0 5,505 0.021   2016/01/04 0.010   2016/07/21 8,690,000 127,600 0.154   2015/05/08 0.024   2015/12/31
23925 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2017 B HKD -   -   0.010   0 0 9,119,700 0.116   2016/09/09 0.012   2016/11/15 8,761,650,000 549,623,450 0.219   2015/07/21 0.093   2015/12/30
21531 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 A HKD -   -   0.014   0 0 848,453 0.046   2016/08/01 0.014   2016/11/04 775,195,000 25,811,935 0.233   2015/04/27 0.049   2015/12/31
13892 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 B HKD 0.247   0.127   0.137   316,145,000 56,861,230 N/A 0.550   2016/10/20 0.127   2016/12/28 699,125,000 189,240,840 -   - -   -
21776 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 A HKD -   -   0.019   0 0 3,702 0.024   2016/01/29 0.014   2016/07/20 3,190,000 62,760 0.169   2015/05/05 0.030   2015/12/29
11869 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 B HKD 0.040   0.021   0.019   43,820,000 1,547,460 N/A 0.395   2016/08/15 0.021   2016/12/12 1,193,710,000 199,712,505 -   - -   -
25230 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts May 2017 A HKD 0.062   0.030   0.035   368,850,000 14,584,450 9,917,608 0.181   2016/09/09 0.030   2016/12/28 10,949,900,000 1,037,724,300 -   - -   -
14243 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.435   0.260   0.285   108,260,000 33,499,025 N/A 0.470   2016/11/16 0.260   2016/12/28 267,130,000 98,628,600 -   - -   -
19603 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.099   0.057   0.064   257,370,000 18,905,690 19,949,827 0.125   2016/04/21 0.051   2016/10/05 2,375,530,000 184,880,680 0.550   2015/04/14 0.095   2015/12/30
20571 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Mar 2017 A HKD -   -   0.010   0 0 17,363 0.055   2016/04/13 0.010   2016/09/12 52,530,000 1,528,730 0.520   2015/04/20 0.053   2015/12/30
11871 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD 0.163   0.068   0.074   49,720,000 6,714,235 N/A 0.265   2016/11/10 0.068   2016/12/29 867,440,000 144,736,865 -   - -   -
25380 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.134   0.088   0.095   223,858,000 21,742,650 3,668,095 0.201   2016/03/30 0.066   2016/07/11 3,266,666,000 419,591,792 -   - -   -
14147 BNP Paribas Arbit Issu B.V. - China Cinda Eur Wts May 2017 A HKD -   -   0.019   0 0 0 0.033   2016/01/05 0.019   2016/01/12 6,100,000 154,400 0.168   2015/04/13 0.035   2015/12/30
12739 BNP Paribas Arbit Issu B.V. - China EB Ltd Eu Wt Dec 2016 A HKD -   -   0.010   0 0 429,915 0.285   2016/01/04 0.010   2016/10/27 101,096,000 8,391,486 1.560   2015/05/26 0.140   2015/08/25
13635 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2017 A HKD 0.200   0.059   0.061   11,540,000 1,269,530 N/A 0.230   2016/11/30 0.051   2016/11/09 1,565,030,000 138,777,760 -   - -   -
14495 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 A HKD 0.315   0.212   0.223   770,000 214,200 N/A 0.390   2016/11/28 0.212   2016/12/20 89,270,000 31,608,300 -   - -   -
27249 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Aug 2017 A HKD 0.385   0.210   0.220   16,460,000 5,014,420 12,734,645 0.410   2016/11/30 0.107   2016/07/08 1,724,560,000 293,344,260 -   - -   -
29182 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 A HKD -   -   0.010   0 0 155,532 0.229   2016/01/04 0.010   2016/11/22 222,054,000 15,457,354 1.440   2015/05/26 0.237   2015/12/14
26425 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2016 B HKD -   -   0.460   0 0 17,522,905 0.480   2016/11/28 0.066   2016/07/08 2,988,700,000 548,938,460 -   - -   -
13238 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2018 A HKD 0.265   0.163   0.176   307,580,000 65,941,550 N/A 0.290   2016/11/28 0.111   2016/11/09 1,190,330,000 226,451,770 -   - -   -
14599 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2018 A HKD 0.240   0.127   0.136   34,960,000 6,699,270 N/A 0.265   2016/11/28 0.127   2016/12/20 68,530,000 14,971,060 -   - -   -
25775 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jul 2017 A HKD 0.166   0.061   0.076   36,500,000 3,951,650 7,584,072 0.250   2016/01/25 0.039   2016/07/08 4,909,470,000 718,135,570 -   - -   -
27974 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Mar 2017 A HKD 0.550   0.325   0.325   3,210,000 1,684,500 65,630,415 0.590   2016/11/25 0.142   2016/07/08 3,080,570,000 613,049,230 -   - -   -
13235 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2017 A HKD 0.155   0.052   0.058   22,530,000 2,225,340 N/A 0.189   2016/09/22 0.040   2016/11/09 1,119,780,000 125,005,340 -   - -   -
12731 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2018 A HKD 0.355   0.220   0.237   439,750,000 125,246,270 N/A 0.380   2016/11/28 0.150   2016/11/09 2,469,250,000 586,437,090 -   - -   -
14242 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 A HKD 0.365   0.214   0.225   1,400,000 376,050 N/A 0.400   2016/11/25 0.200   2016/11/15 265,470,000 60,979,110 -   - -   -
15103 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 B HKD 0.171   0.127   0.136   67,530,000 9,741,390 N/A 0.171   2016/12/15 0.127   2016/12/23 67,530,000 9,741,390 -   - -   -
11405 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Sep 2017 A HKD 0.610   0.370   0.395   56,030,000 29,579,250 N/A 0.630   2016/11/28 0.238   2016/08/04 422,020,000 157,200,690 -   - -   -
12926 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Dec 2017A HKD 0.075   0.038   0.039   132,536,000 7,966,740 N/A 0.325   2016/09/09 0.038   2016/12/30 664,634,000 109,153,118 -   - -   -
15256 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Jan 2018A HKD 0.124   0.113   0.114   6,328,000 762,924 N/A 0.124   2016/12/20 0.113   2016/12/30 6,328,000 762,924 -   - -   -
15696 BNP Paribas Arbit Issu B.V. - China Unicom Euro Wt Dec 2016A HKD -   -   0.010   0 0 0 0.032   2016/01/05 0.019   2016/04/20 21,894,000 599,358 0.250   2015/04/20 0.034   2015/12/31
28067 BNP Paribas Arbit Issu B.V. - CICC European Warrants Mar 17A HKD 0.089   0.048   0.055   6,420,000 390,716 758,715 0.275   2016/05/23 0.048   2016/12/23 43,620,000 6,058,160 -   - -   -
27717 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Mar 2017 A HKD 0.102   0.039   0.045   1,264,000 55,408 2,329,043 0.350   2016/09/22 0.039   2016/12/28 115,089,000 26,417,611 -   - -   -
15260 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Oct 2017 A HKD 0.232   0.203   0.204   4,840,000 1,025,240 N/A 0.232   2016/12/19 0.203   2016/12/20 4,840,000 1,025,240 -   - -   -
28746 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.200   0.143   0.146   480,000 74,750 254,168 0.270   2016/01/12 0.143   2016/12/22 18,630,000 3,563,960 0.560   2015/05/05 0.300   2015/07/07
15787 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27308 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2016 A HKD -   -   0.010   0 0 1,813,305 0.212   2016/04/14 0.010   2016/11/18 860,810,000 76,902,405 -   - -   -
13102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.195   0.082   0.097   214,325,000 29,608,745 N/A 0.220   2016/09/22 0.082   2016/12/29 1,143,385,000 193,262,645 -   - -   -
15102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jul 2018 A HKD 0.215   0.152   0.162   102,450,000 18,837,420 N/A 0.215   2016/12/14 0.152   2016/12/23 102,450,000 18,837,420 -   - -   -
12426 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jun 2017 A HKD 0.154   0.039   0.043   37,640,000 3,700,320 N/A 0.260   2016/09/09 0.039   2016/12/29 2,261,690,000 381,430,185 -   - -   -
11249 BNP Paribas Arbit Issu B.V. - CKH Euro Wts Apr 2018 A HKD 0.242   0.192   0.195   615,000 129,580 1,308,497 0.365   2016/09/09 0.143   2016/07/06 694,235,000 191,733,625 0.530   2015/06/05 0.097   2015/01/08
28457 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 A HKD 0.445   0.445   0.405   5,000 2,225 1,597,796 0.710   2016/09/05 0.310   2016/07/06 57,620,000 25,741,375 0.980   2015/06/04 0.201   2015/01/09
13101 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 B HKD 0.031   0.019   0.019   900,000 23,400 N/A 0.215   2016/09/13 0.019   2016/12/08 436,090,000 59,236,640 -   - -   -
22727 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 A HKD -   -   0.010   0 0 24,750 0.061   2016/01/05 0.010   2016/09/22 655,195,000 24,023,385 0.214   2015/06/23 0.054   2015/12/14
27976 BNP Paribas Arbit Issu B.V. - CKH European Wts Dec 2016 B HKD -   -   0.019   0 0 14,612,279 0.395   2016/09/09 0.019   2016/11/02 918,065,000 159,810,385 -   - -   -
11222 BNP Paribas Arbit Issu B.V. - CKH European Wts Feb 2017 A HKD 0.290   0.027   0.031   5,795,000 998,470 N/A 1.030   2016/09/08 0.027   2016/12/30 440,705,000 168,480,310 -   - -   -
16667 BNP Paribas Arbit Issu B.V. - CKH European Wts Jan 2017 A HKD 0.212   0.212   0.194   110,000 23,320 513,277 0.490   2016/09/09 0.164   2016/07/08 101,630,000 34,127,330 0.560   2015/07/30 0.116   2015/01/09
14571 BNP Paribas Arbit Issu B.V. - CKH European Wts Jun 2017 A HKD 0.173   0.079   0.086   26,610,000 3,137,540 N/A 0.233   2016/11/25 0.079   2016/12/30 27,210,000 3,276,040 -   - -   -
15050 BNP Paribas Arbit Issu B.V. - CKH European Wts Oct 2017 A HKD 0.270   0.188   0.189   44,745,000 10,067,070 N/A 0.270   2016/12/13 0.188   2016/12/29 44,745,000 10,067,070 -   - -   -
12379 BNP Paribas Arbit Issu B.V. - CKP European Wts Apr 2017 A HKD 0.075   0.019   0.019   1,450,000 34,350 N/A 0.425   2016/09/09 0.019   2016/12/30 303,430,000 72,968,750 -   - -   -
11711 BNP Paribas Arbit Issu B.V. - CKP European Wts Mar 2017 A HKD 0.141   0.019   0.021   44,575,000 3,540,530 N/A 0.660   2016/09/09 0.019   2016/12/29 196,400,000 73,201,140 -   - -   -
15051 BNP Paribas Arbit Issu B.V. - CKP European Wts Oct 2017 A HKD 0.275   0.137   0.152   146,350,000 29,556,010 N/A 0.275   2016/12/14 0.137   2016/12/29 146,350,000 29,556,010 -   - -   -
12526 BNP Paribas Arbit Issu B.V. - CMS European Warrants Jan 17 A HKD 0.112   0.015   0.015   2,858,000 154,064 2,654,247 0.255   2016/09/22 0.015   2016/12/28 248,853,000 32,266,203 0.550   2015/04/13 0.075   2015/09/02
17556 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.034   2016/04/22 0.014   2016/01/27 16,080,000 476,280 0.187   2015/04/27 0.024   2015/11/20
13828 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jul 2017 A HKD 0.375   0.199   0.211   81,431,000 23,975,154 N/A 0.510   2016/10/24 0.157   2016/11/09 187,503,000 53,984,254 -   - -   -
11870 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jun 2018 A HKD 0.169   0.112   0.119   150,240,000 19,004,550 N/A 0.208   2016/10/11 0.099   2016/11/09 1,070,860,000 156,182,160 -   - -   -
15308 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Oct 2017 A HKD 0.320   0.265   0.285   4,488,000 1,289,480 N/A 0.320   2016/12/21 0.265   2016/12/29 4,488,000 1,289,480 -   - -   -
20211 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.067   0.052   0.054   10,128,000 594,710 778,462 0.159   2016/04/12 0.052   2016/12/30 126,368,000 11,215,506 0.370   2015/05/05 0.101   2015/12/14
22063 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Mar 2017 A HKD -   -   0.019   0 0 58,578 0.065   2016/05/09 0.042   2016/07/25 27,680,000 1,483,418 0.265   2015/05/26 0.132   2015/07/09
21388 BNP Paribas Arbit Issu B.V. - COSCO Sh Hold Euro Wt Aug2017A HKD -   -   0.019   0 0 16,066 0.054   2016/01/05 0.017   2016/09/28 8,274,000 211,088 0.400   2015/04/28 0.054   2015/12/29
20659 BNP Paribas Arbit Issu B.V. - COSCO Ship Euro Wts Sep 2017A HKD 0.032   0.022   0.023   22,280,000 570,890 1,232,378 0.144   2016/01/08 0.022   2016/12/29 332,310,000 18,558,844 0.420   2015/04/20 0.151   2015/12/30
17502 BNP Paribas Arbit Issu B.V. - CRCC European Wts Dec 2017 A HKD 0.315   0.199   0.211   79,725,000 20,219,540 32,652,238 0.350   2016/11/29 0.112   2016/01/26 2,444,200,000 529,164,895 0.890   2015/04/27 0.285   2015/12/30
11251 BNP Paribas Arbit Issu B.V. - CRRC European Wts Dec 2018 A HKD 0.114   0.070   0.074   3,491,000 301,763 700,183 0.310   2016/01/04 0.067   2016/11/03 55,263,000 6,239,805 1.200   2015/04/20 0.260   2015/08/25
12545 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2017 A HKD 0.061   0.031   0.031   12,050,400 559,025 N/A 0.097   2016/11/28 0.031   2016/12/30 13,240,400 637,821 -   - -   -
21463 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.016   0 0 5,092 0.057   2016/01/05 0.016   2016/10/14 493,868,000 18,591,238 0.445   2015/06/09 0.067   2015/12/31
13888 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 0.720   0.335   0.335   11,352,000 6,504,153 N/A 0.740   2016/11/30 0.335   2016/12/30 13,742,000 8,024,503 -   - -   -
21753 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.247   2015/04/30 0.025   2015/08/25
23425 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 A HKD 0.010   0.010   0.010   40,000 400 785,714 0.107   2016/01/04 0.010   2016/12/09 4,679,442,000 284,180,282 0.150   2015/12/23 0.106   2015/12/14
25654 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2017 B HKD 0.080   0.016   0.015   17,550,000 820,402 5,225,727 0.126   2016/04/05 0.016   2016/12/16 8,425,016,000 824,015,048 -   - -   -
12248 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Mar 2017 A HKD 0.540   0.141   0.117   2,946,600 1,268,990 N/A 0.830   2016/08/16 0.069   2016/09/05 19,630,600 8,980,773 -   - -   -
28908 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD 0.255   0.250   0.180   360,000 90,400 28,184 0.265   2016/11/29 0.183   2016/06/28 1,200,000 271,920 -   - -   -
11252 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.144   0.099   0.099   62,972,000 7,386,476 8,527,310 0.228   2016/01/04 0.099   2016/12/30 4,028,554,000 627,993,362 0.720   2015/06/08 0.163   2015/08/25
28904 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.142   0.100   0.100   47,990,000 5,968,564 6,711,841 0.144   2016/08/16 0.100   2016/12/30 406,930,000 49,638,166 -   - -   -
19818 BNP Paribas Arbit Issu B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.099   0 0 0 0.141   2016/02/22 0.109   2016/02/15 690,000 91,470 0.212   2015/02/24 0.050   2015/09/15
15771 BNP Paribas Arbit Issu B.V. - Esprit European Wts Oct 2017 A HKD 0.490   0.465   0.470   9,020,000 4,304,050 N/A 0.490   2016/12/30 0.465   2016/12/30 9,020,000 4,304,050 -   - -   -
10394 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Dec 2016 B HKD 0.380   0.220   0.425   670,000 218,990 763,375 0.395   2016/11/24 0.082   2016/11/09 21,460,000 4,634,700 -   - -   -
10446 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Jun 2017 B HKD 0.209   0.181   0.189   140,000 26,640 N/A 0.209   2016/12/23 0.181   2016/12/30 140,000 26,640 -   - -   -
10407 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Mar 2017 B HKD 0.295   0.167   0.225   38,040,000 8,747,330 N/A 0.295   2016/12/20 0.076   2016/11/09 58,730,000 12,370,880 -   - -   -
10393 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Dec 2016 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10430 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10406 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Mar 2017 A HKD 0.049   0.021   0.023   32,650,000 1,171,150 N/A 0.250   2016/08/19 0.021   2016/12/29 81,860,000 4,883,520 -   - -   -
22207 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts Jan 2017 A HKD 0.010   0.010   0.010   100,000 1,000 19,652 0.165   2016/01/04 0.010   2016/12/14 51,850,000 3,853,820 0.210   2015/05/27 0.079   2015/07/07
20657 BNP Paribas Arbit Issu B.V. - GAC European Warrants Dec 17 A HKD -   -   0.245   0 0 8,846,955 0.495   2016/09/09 0.168   2016/01/20 222,066,000 74,624,898 0.395   2015/04/13 0.112   2015/09/04
12639 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.041   2015/01/28 0.010   2015/10/12
11945 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 B HKD 1.120   0.730   0.740   130,000 118,900 N/A 1.120   2016/12/08 0.224   2016/08/31 106,140,000 38,986,130 -   - -   -
13836 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.460   0.163   0.194   41,330,000 12,010,760 N/A 0.460   2016/12/01 0.150   2016/10/24 400,820,000 86,807,620 -   - -   -
13104 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 0.730   0.430   0.490   1,140,000 558,700 N/A 0.740   2016/11/29 0.295   2016/09/12 345,950,000 135,459,050 -   - -   -
15110 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Jan 2018 A HKD 0.209   0.153   0.167   145,660,000 25,937,890 N/A 0.209   2016/12/14 0.153   2016/12/16 145,660,000 25,937,890 -   - -   -
13629 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2017 A HKD 0.540   0.355   0.365   1,180,000 550,700 N/A 0.710   2016/11/22 0.230   2016/10/24 450,180,000 147,818,690 -   - -   -
14573 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.335   0.145   0.143   4,580,000 1,276,430 N/A 0.335   2016/12/01 0.145   2016/12/23 82,430,000 22,508,880 -   - -   -
10397 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Dec16B HKD 0.520   0.425   0.590   60,000 28,350 1,994,142 0.840   2016/10/13 0.190   2016/05/26 43,320,000 17,253,620 -   - -   -
10405 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Mar17B HKD 0.146   0.088   0.144   12,860,000 1,477,210 N/A 0.310   2016/10/13 0.081   2016/09/07 75,450,000 13,277,110 -   - -   -
10447 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Sep17A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10396 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Dec16A HKD 0.010   0.010   0.010   100,000 1,000 544,300 0.345   2016/06/23 0.010   2016/12/02 145,670,000 13,403,560 -   - -   -
10421 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Jun 2017A HKD 0.330   0.213   0.175   1,270,000 376,770 N/A 0.330   2016/12/06 0.213   2016/12/20 8,610,000 2,314,300 -   - -   -
10404 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Mar 2017A HKD 0.024   0.014   0.012   12,160,000 210,180 N/A 0.250   2016/07/15 0.014   2016/12/19 92,380,000 3,798,110 -   - -   -
13205 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Apr 2017 A HKD 0.770   0.300   0.320   13,725,000 5,730,650 N/A 1.480   2016/10/25 0.300   2016/12/22 92,530,000 56,984,950 -   - -   -
13839 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Aug 2017 A HKD 0.860   0.390   0.510   23,295,000 12,364,200 N/A 1.390   2016/10/25 0.390   2016/12/19 71,470,000 52,294,550 -   - -   -
15286 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Jun 2018 A HKD 0.164   0.163   0.167   6,000,000 978,600 N/A 0.164   2016/12/20 0.163   2016/12/20 6,000,000 978,600 -   - -   -
10432 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Dec 2017 B HKD 0.315   0.290   0.295   2,290,000 711,150 N/A 0.315   2016/12/23 0.290   2016/12/06 2,290,000 711,150 -   - -   -
10443 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10383 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Dec 16 B HKD -   -   0.015   0 0 346,647 0.208   2016/03/24 0.015   2016/11/09 62,460,000 6,834,260 -   - -   -
10410 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Mar 17 B HKD 0.360   0.305   0.310   1,890,000 605,500 N/A 0.360   2016/12/16 0.177   2016/11/09 13,780,000 3,469,300 -   - -   -
10382 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2016 A HKD 0.024   0.015   0.010   480,000 10,120 2,427,302 0.280   2016/07/06 0.011   2016/11/23 169,800,000 31,471,190 -   - -   -
10431 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10409 BNP Paribas Arbit Issu B.V. - Gold European Wts Mar 2017 A HKD 0.033   0.014   0.018   30,220,000 676,050 N/A 0.186   2016/08/24 0.014   2016/12/29 63,900,000 3,511,860 -   - -   -
10442 BNP Paribas Arbit Issu B.V. - Gold European Wts Sep 2017 A HKD 0.270   0.265   0.265   400,000 106,650 N/A 0.270   2016/12/30 0.265   2016/12/30 400,000 106,650 -   - -   -
27625 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Feb 2017 A HKD 0.097   0.018   0.018   179,408,000 9,419,084 29,044,401 0.196   2016/04/27 0.018   2016/12/22 3,072,564,000 362,978,868 -   - -   -
13305 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Sep 2017 A HKD 0.138   0.046   0.051   212,832,000 20,948,004 N/A 0.148   2016/09/22 0.046   2016/12/29 1,422,456,000 167,013,708 -   - -   -
20215 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/07 0.010   2016/04/13 1,330,000 16,360 0.490   2015/05/26 0.057   2015/10/02
15781 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Oct 2017 A HKD 0.350   0.310   0.350   420,000 136,800 N/A 0.350   2016/12/30 0.310   2016/12/30 420,000 136,800 -   - -   -
12672 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2017 A HKD 0.026   0.019   0.019   844,000 18,075 3,689,030 0.138   2016/11/01 0.019   2016/12/08 990,667,000 67,246,112 0.275   2015/04/29 0.091   2015/12/14
15780 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2018 A HKD 0.490   0.415   0.435   1,400,000 627,000 N/A 0.490   2016/12/30 0.415   2016/12/30 1,400,000 627,000 -   - -   -
27413 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Dec 2016 B HKD -   -   0.010   0 0 41,035,613 0.260   2016/05/24 0.010   2016/11/11 6,718,610,000 952,761,290 -   - -   -
11021 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 C HKD 0.113   0.050   0.083   404,090,000 28,781,670 105,579,032 0.275   2016/06/24 0.050   2016/12/05 7,154,840,000 899,860,600 -   - -   -
13691 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 D HKD 0.280   0.146   0.230   540,340,000 103,343,130 N/A 0.280   2016/12/28 0.141   2016/11/28 2,740,590,000 478,038,770 -   - -   -
27035 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 A HKD 0.202   0.068   0.078   389,460,000 36,275,650 136,969,150 0.305   2016/04/28 0.068   2016/12/29 9,864,970,000 1,769,694,930 -   - -   -
13636 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 B HKD 0.112   0.033   0.038   722,380,000 56,995,500 N/A 0.187   2016/10/11 0.033   2016/12/29 2,338,650,000 273,498,740 -   - -   -
14279 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2016 A HKD -   -   0.010   0 0 6,521,498 0.184   2016/01/04 0.010   2016/11/21 9,421,600,000 660,038,440 0.325   2015/11/09 0.155   2015/12/14
21139 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 A HKD 0.028   0.015   0.016   3,172,000 78,852 655,245 0.083   2016/01/04 0.015   2016/12/19 1,110,418,000 47,135,839 0.610   2015/04/23 0.073   2015/12/15
12468 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 B HKD 0.207   0.087   0.098   1,254,760,000 146,829,410 N/A 0.300   2016/09/22 0.087   2016/12/28 3,111,030,000 559,770,160 -   - -   -
26688 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jan 2017 A HKD 0.172   0.010   0.010   24,720,000 1,835,330 6,572,580 0.290   2016/04/25 0.010   2016/12/19 6,558,910,000 1,043,965,850 -   - -   -
15101 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jul 2017 A HKD 0.365   0.224   0.226   66,445,000 20,367,210 N/A 0.365   2016/12/14 0.224   2016/12/23 66,445,000 20,367,210 -   - -   -
24396 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 A HKD 0.136   0.034   0.041   527,120,000 30,940,870 92,926,118 0.265   2016/01/04 0.034   2016/12/29 15,574,860,000 2,169,717,700 0.295   2015/12/28 0.260   2015/12/22
27732 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 B HKD 0.050   0.019   0.018   11,760,000 358,700 59,082,622 0.126   2016/09/09 0.019   2016/12/14 5,000,630,000 446,593,100 -   - -   -
11925 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 A HKD 0.081   0.010   0.014   49,930,000 1,611,280 N/A 0.228   2016/09/09 0.010   2016/12/30 2,669,700,000 332,045,260 -   - -   -
13297 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 B HKD 0.182   0.020   0.019   36,115,000 2,729,715 N/A 0.710   2016/09/22 0.020   2016/12/21 155,031,000 76,989,489 -   - -   -
13379 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 C HKD 0.062   0.019   0.019   50,140,000 1,688,720 N/A 0.162   2016/09/22 0.019   2016/12/12 2,938,000,000 326,839,450 -   - -   -
13009 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2018 A HKD 0.218   0.102   0.114   1,151,740,000 147,745,320 N/A 0.305   2016/09/22 0.102   2016/12/28 1,627,890,000 260,246,410 -   - -   -
13637 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2017 A HKD 0.112   0.040   0.046   623,960,000 52,592,470 N/A 0.179   2016/10/11 0.040   2016/12/29 2,390,340,000 279,296,200 -   - -   -
22498 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Apr 2017 A HKD -   -   0.012   0 0 250 0.015   2016/08/23 0.015   2016/08/23 100,000 1,500 0.228   2015/06/04 0.015   2015/12/01
11707 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Feb 2017 A HKD 0.385   0.042   0.042   13,816,000 3,266,442 N/A 0.840   2016/09/09 0.042   2016/12/29 376,374,000 147,499,096 -   - -   -
21011 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Jan 2017 A HKD -   -   0.010   0 0 700 0.020   2016/01/05 0.010   2016/09/14 9,080,000 99,160 0.300   2015/04/17 0.010   2015/12/24
12543 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts May 2017 A HKD 0.167   0.164   0.064   88,000 14,584 N/A 0.425   2016/09/08 0.123   2016/11/17 16,876,000 4,333,304 -   - -   -
13306 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD 0.185   0.184   0.088   52,000 9,594 N/A 0.185   2016/12/02 0.129   2016/11/17 7,528,000 1,069,434 -   - -   -
13152 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Apr 2017 B HKD 0.083   0.028   0.050   210,776,000 9,022,292 N/A 0.290   2016/09/14 0.028   2016/12/08 1,837,688,000 277,220,620 -   - -   -
11221 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Feb 2017 B HKD -   -   0.010   0 0 N/A 0.295   2016/07/06 0.011   2016/11/08 161,584,000 20,806,772 -   - -   -
12220 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Mar 2017 A HKD 0.022   0.015   0.016   2,216,000 44,820 N/A 0.190   2016/08/11 0.015   2016/12/13 1,107,900,000 94,271,016 -   - -   -
11594 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 A HKD 1.180   0.850   0.770   736,000 751,000 N/A 1.180   2016/12/08 0.211   2016/08/03 621,680,000 194,801,188 -   - -   -
13299 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 C HKD 0.320   0.104   0.117   540,084,000 117,866,020 N/A 0.320   2016/12/08 0.062   2016/11/09 1,740,904,000 259,117,320 -   - -   -
14506 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 D HKD 0.520   0.201   0.211   207,604,000 61,469,812 N/A 0.520   2016/12/08 0.201   2016/12/29 219,332,000 63,964,436 -   - -   -
28778 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2016 A HKD -   -   0.660   0 0 22,234,220 0.670   2016/11/28 0.064   2016/06/28 1,966,960,000 253,660,168 -   - -   -
11499 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 A HKD 1.330   0.990   0.990   2,760,000 3,331,920 N/A 1.330   2016/12/08 0.380   2016/07/20 58,240,000 28,411,540 -   - -   -
12966 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 B HKD 0.460   0.243   0.255   330,760,000 107,913,508 N/A 0.460   2016/12/08 0.146   2016/11/09 879,440,000 230,730,008 -   - -   -
11219 BNP Paribas Arbit Issu B.V. - HSBC European Wts Feb 2017 A HKD 1.350   1.350   1.440   164,000 221,400 N/A 1.350   2016/12/02 0.290   2016/07/06 296,816,000 130,411,120 -   - -   -
25776 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2017 A HKD 0.520   0.245   0.255   52,412,000 16,707,012 24,913,031 0.520   2016/12/08 0.052   2016/07/06 1,835,900,000 307,066,516 -   - -   -
27245 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jun 2017 A HKD 1.550   1.090   1.090   1,376,000 1,796,600 31,670,701 1.550   2016/12/08 0.208   2016/06/24 936,376,000 311,174,140 -   - -   -
12376 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2017 B HKD 0.720   0.280   0.345   48,776,000 20,308,240 N/A 0.720   2016/12/08 0.191   2016/08/16 652,208,000 206,268,120 -   - -   -
13022 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2018 A HKD 0.475   0.270   0.285   125,576,000 50,061,180 N/A 0.475   2016/12/08 0.151   2016/11/09 284,060,000 84,140,992 -   - -   -
15424 BNP Paribas Arbit Issu B.V. - HSBC European Wts Oct 2017 A HKD 0.350   0.305   0.325   41,420,000 13,833,080 N/A 0.350   2016/12/22 0.305   2016/12/29 41,420,000 13,833,080 -   - -   -
27041 BNP Paribas Arbit Issu B.V. - HSCEI Euro Put Wts Dec 2016 B HKD -   -   0.010   0 0 377,600 0.170   2016/05/13 0.010   2016/11/11 176,260,000 10,866,890 -   - -   -
26494 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2016 A HKD 0.220   0.077   0.082   24,620,000 2,263,090 1,511,590 0.280   2016/09/09 0.072   2016/05/16 342,080,000 47,883,910 -   - -   -
13206 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2017 A HKD 0.114   0.059   0.072   15,180,000 1,060,660 N/A 0.116   2016/11/28 0.059   2016/12/23 16,880,000 1,232,600 -   - -   -
27040 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Jun 2017 A HKD 0.143   0.057   0.072   22,350,000 1,656,700 858,587 0.168   2016/08/16 0.057   2016/12/23 263,240,000 30,813,380 -   - -   -
12542 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Apr 2017 B HKD 0.177   0.086   0.133   2,601,250,000 332,164,080 N/A 0.200   2016/11/09 0.086   2016/12/08 9,293,550,000 1,282,884,960 -   - -   -
27358 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2016 B HKD 0.010   0.010   0.010   10,000 100 17,385,413 0.260   2016/05/19 0.010   2016/12/02 2,016,470,000 240,572,510 -   - -   -
28376 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 B HKD 0.018   0.010   0.010   20,980,000 245,830 19,792,288 0.239   2016/06/24 0.010   2016/12/30 1,677,010,000 201,292,630 -   - -   -
28610 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 D HKD 0.045   0.017   0.027   22,760,000 601,860 64,800,568 0.330   2016/06/24 0.017   2016/12/09 2,570,150,000 424,176,050 -   - -   -
11758 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2017 E HKD 0.155   0.053   0.102   4,246,470,000 482,518,170 N/A 0.250   2016/08/03 0.053   2016/12/08 13,403,110,000 1,747,987,800 -   - -   -
11389 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 B HKD 0.024   0.010   0.010   444,480,000 8,066,910 N/A 0.167   2016/07/12 0.010   2016/12/30 2,715,360,000 170,675,030 -   - -   -
11390 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jan 2017 C HKD 0.017   0.010   0.010   2,480,000 25,950 N/A 0.107   2016/07/14 0.010   2016/12/28 1,068,580,000 49,078,900 -   - -   -
14494 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jul 2017 B HKD 0.203   0.168   0.169   433,990,000 79,555,070 N/A 0.203   2016/12/28 0.168   2016/12/30 433,990,000 79,555,070 -   - -   -
12730 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 A HKD 0.216   0.120   0.176   2,679,540,000 435,279,960 N/A 0.235   2016/11/09 0.120   2016/12/08 8,986,760,000 1,483,464,340 -   - -   -
13841 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28385 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 C HKD 0.033   0.017   0.022   591,150,000 14,747,250 19,242,523 0.146   2016/07/12 0.017   2016/12/12 2,080,520,000 115,455,140 -   - -   -
13203 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 E HKD 0.330   0.173   0.280   1,448,720,000 301,138,530 N/A 0.330   2016/12/28 0.166   2016/10/11 7,914,320,000 1,686,490,290 -   - -   -
13018 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts May 2017 B HKD 0.305   0.168   0.249   2,013,060,000 414,060,630 N/A 0.305   2016/12/23 0.050   2016/10/20 9,199,120,000 1,940,513,450 -   - -   -
15374 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14885 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12540 BNP Paribas Arbit Issu B.V. - HSI European Wts Apr 2017 A HKD 0.110   0.026   0.036   1,909,120,000 116,067,860 N/A 0.295   2016/09/09 0.026   2016/12/23 11,475,830,000 1,818,994,680 -   - -   -
12627 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 A HKD 0.116   0.046   0.057   1,596,880,000 122,591,340 N/A 0.270   2016/09/09 0.046   2016/12/28 7,126,180,000 1,135,736,250 -   - -   -
13308 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15371 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27352 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 A HKD 0.450   0.216   0.243   52,080,000 14,272,520 57,950,118 0.550   2016/09/12 0.128   2016/05/13 2,742,230,000 590,309,830 -   - -   -
28368 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
11383 BNP Paribas Arbit Issu B.V. - HSI European Wts Dec 2016 D HKD 0.370   0.183   0.176   22,510,000 6,771,180 N/A 0.570   2016/09/09 0.183   2016/12/19 334,010,000 79,807,430 -   - -   -
28375 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 A HKD 0.234   0.234   0.270   10,000 2,340 26,795,705 0.445   2016/08/15 0.181   2016/06/24 1,358,030,000 299,555,960 -   - -   -
28603 BNP Paribas Arbit Issu B.V. - HSI European Wts Feb 2017 C HKD 0.300   0.175   0.208   16,220,000 3,899,160 38,804,057 0.485   2016/09/30 0.142   2016/06/24 1,930,010,000 392,697,470 -   - -   -
11388 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 A HKD 0.260   0.067   0.109   18,430,000 2,751,480 N/A 0.500   2016/09/09 0.067   2016/12/28 5,297,320,000 1,153,899,660 -   - -   -
11927 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2017 D HKD 0.108   0.010   0.015   121,050,000 5,303,250 N/A 0.310   2016/09/09 0.010   2016/12/29 11,747,130,000 2,217,419,940 -   - -   -
14493 BNP Paribas Arbit Issu B.V. - HSI European Wts Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13202 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 B HKD 0.070   0.022   0.027   1,170,460,000 52,488,730 N/A 0.167   2016/10/11 0.022   2016/12/28 3,529,270,000 299,875,560 -   - -   -
13840 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25271 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 A HKD 0.192   0.067   0.090   935,930,000 152,479,300 214,593,050 0.340   2016/09/09 0.062   2016/05/13 9,721,830,000 1,648,290,070 0.360   2015/11/04 0.198   2015/09/29
28384 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 B HKD 0.470   0.250   0.305   6,830,000 1,816,100 2,759,183 0.550   2016/10/20 0.242   2016/07/08 64,680,000 16,555,100 -   - -   -
13019 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 D HKD 0.071   0.012   0.017   958,890,000 39,523,430 N/A 0.246   2016/09/09 0.012   2016/12/23 8,016,425,000 1,059,522,335 -   - -   -
11757 BNP Paribas Arbit Issu B.V. - HSI European Wts May 2017 A HKD 0.175   0.059   0.078   1,850,420,000 264,136,340 N/A 0.345   2016/09/09 0.059   2016/12/23 10,787,980,000 2,080,258,040 -   - -   -
13310 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2017 A HKD 0.080   0.033   0.040   877,120,000 47,271,620 N/A 0.182   2016/09/22 0.033   2016/12/23 3,786,860,000 383,085,180 -   - -   -
14882 BNP Paribas Arbit Issu B.V. - HSI European Wts Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26139 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 A HKD 0.510   0.260   0.335   27,296,000 8,961,660 25,724,830 0.740   2016/09/09 0.120   2016/05/18 1,175,031,000 347,031,219 -   - -   -
11350 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 B HKD 0.280   0.126   0.173   196,234,000 46,825,405 N/A 0.500   2016/09/22 0.126   2016/12/22 1,677,247,000 577,093,259 -   - -   -
12425 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 A HKD 0.300   0.159   0.195   202,778,000 55,469,460 N/A 0.520   2016/09/09 0.159   2016/12/23 1,372,457,000 486,592,304 -   - -   -
12962 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 B HKD 0.085   0.064   0.076   192,447,000 13,948,209 N/A 0.224   2016/09/09 0.064   2016/12/23 573,468,000 77,211,407 -   - -   -
28614 BNP Paribas Arbit Issu B.V. - ICBC European Wts Jan 2017 A HKD 0.750   0.630   0.510   40,000 27,600 35,587,896 1.050   2016/08/23 0.239   2016/06/16 430,252,000 245,990,763 -   - -   -
12817 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2017 A HKD 0.067   0.019   0.024   48,492,000 1,753,918 N/A 0.260   2016/09/22 0.019   2016/12/21 203,926,000 25,657,291 -   - -   -
12569 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2018 A HKD 0.211   0.121   0.143   21,792,000 3,553,704 N/A 0.380   2016/09/22 0.121   2016/12/23 404,797,000 124,257,906 -   - -   -
24399 BNP Paribas Arbit Issu B.V. - ICBC European Wts May 2017 A HKD 0.183   0.079   0.103   30,714,000 3,658,899 70,482,981 0.400   2016/09/09 0.053   2016/05/20 1,824,279,000 494,612,302 0.410   2015/12/24 0.325   2015/12/31
15774 BNP Paribas Arbit Issu B.V. - KECL European Wts Oct 2017 A HKD 0.305   0.300   0.300   496,000 149,300 N/A 0.305   2016/12/30 0.300   2016/12/30 496,000 149,300 -   - -   -
18073 BNP Paribas Arbit Issu B.V. - KECL European Wts Sep 2017 A HKD 0.018   0.018   0.018   40,000 720 135,023 0.095   2016/04/13 0.016   2016/11/10 51,760,000 2,383,680 0.260   2015/04/17 0.030   2015/08/25
28333 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts Mar 2017 A HKD -   -   0.113   0 0 9,225 0.460   2016/09/22 0.249   2016/08/15 2,460,000 723,850 -   - -   -
13628 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts May 2017 A HKD 0.142   0.066   0.066   28,920,000 2,622,210 N/A 0.290   2016/10/07 0.066   2016/12/30 221,990,000 38,760,370 -   - -   -
21358 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.031   2016/01/05 0.019   2016/02/04 2,000,000 56,500 0.425   2015/05/11 0.035   2015/12/31
24939 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Dec 2016 B HKD -   -   0.010   0 0 44,570 0.166   2016/01/08 0.010   2016/10/07 805,560,000 88,387,260 0.285   2015/11/17 0.139   2015/09/29
29003 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2017 A HKD 0.048   0.013   0.013   31,788,000 902,254 28,176,051 0.730   2016/08/18 0.013   2016/12/28 710,608,000 231,109,618 -   - -   -
11589 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jun 2017 A HKD 0.185   0.080   0.095   40,334,000 4,829,942 N/A 0.940   2016/08/18 0.080   2016/12/29 668,728,000 413,569,920 -   - -   -
15259 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Oct 2017 A HKD 0.275   0.224   0.255   18,276,000 4,435,256 N/A 0.275   2016/12/30 0.224   2016/12/29 18,276,000 4,435,256 -   - -   -
12819 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Apr 2017 A HKD 0.340   0.100   0.108   128,586,500 28,602,305 N/A 0.610   2016/10/06 0.100   2016/12/23 583,076,500 218,400,456 -   - -   -
10417 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 17 B HKD 0.166   0.115   0.115   4,670,000 684,820 N/A 0.226   2016/11/14 0.115   2016/12/30 10,670,000 1,857,960 -   - -   -
10416 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2017 A HKD 0.285   0.222   0.270   13,250,000 3,239,040 N/A 0.290   2016/10/11 0.170   2016/11/09 39,130,000 8,595,660 -   - -   -
13830 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Aug 2017 A HKD 0.295   0.155   0.235   48,606,000 12,229,376 N/A 0.295   2016/12/14 0.100   2016/11/14 82,324,000 18,845,738 -   - -   -
15304 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Jan 2018 A HKD 0.405   0.365   0.345   15,548,000 6,037,260 N/A 0.405   2016/12/21 0.365   2016/12/22 15,548,000 6,037,260 -   - -   -
11944 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Mar 2017 A HKD 0.340   0.165   0.243   104,374,000 27,546,738 N/A 0.425   2016/10/11 0.118   2016/11/09 179,464,000 49,903,954 -   - -   -
14689 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Oct 2017 A HKD 0.510   0.290   0.420   165,698,000 59,902,420 N/A 0.510   2016/12/21 0.255   2016/11/30 166,790,000 60,190,010 -   - -   -
12566 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2017 A HKD 0.191   0.040   0.047   140,480,000 18,895,390 N/A 0.330   2016/09/22 0.040   2016/12/23 2,110,800,000 385,523,875 -   - -   -
14685 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2018 A HKD 0.223   0.107   0.117   208,805,000 34,439,940 N/A 0.231   2016/11/30 0.107   2016/12/23 213,805,000 35,578,140 -   - -   -
19068 BNP Paribas Arbit Issu B.V. - Ping An European Wt Aug 2017 A HKD 0.124   0.065   0.066   2,680,000 279,405 4,897,753 0.174   2016/01/04 0.036   2016/06/28 1,487,035,000 113,162,825 0.510   2015/05/26 0.110   2015/08/24
16981 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 A HKD -   -   0.580   0 0 15,909,909 1.230   2016/01/04 0.099   2016/07/08 1,291,445,000 418,080,470 4.470   2015/05/26 0.740   2015/08/24
25232 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 B HKD 0.112   0.041   0.047   23,000,000 2,342,500 4,672,575 0.158   2016/09/09 0.025   2016/07/08 6,382,500,000 441,163,500 -   - -   -
27975 BNP Paribas Arbit Issu B.V. - Ping An European Wt Dec 2016 C HKD -   -   0.640   0 0 26,117,338 0.730   2016/09/09 0.122   2016/07/08 2,130,195,000 428,487,040 -   - -   -
22332 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 A HKD -   -   0.010   0 0 0 0.020   2016/01/06 0.020   2016/01/06 550,000 11,000 0.255   2015/05/27 0.021   2015/09/30
29029 BNP Paribas Arbit Issu B.V. - Ping An European Wt Feb 2017 B HKD 0.455   0.092   0.110   3,055,000 592,850 33,343,509 0.630   2016/09/09 0.092   2016/12/23 1,042,155,000 226,752,465 -   - -   -
20365 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jan 2017 A HKD -   -   0.010   0 0 1,272,033 0.072   2016/01/04 0.010   2016/11/28 441,800,000 12,317,400 0.360   2015/05/26 0.044   2015/08/24
13891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 A HKD 0.490   0.192   0.228   10,350,000 3,927,415 N/A 0.550   2016/11/28 0.192   2016/12/23 429,250,000 176,176,365 -   - -   -
15100 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 B HKD 0.210   0.092   0.106   54,080,000 7,653,190 N/A 0.210   2016/12/14 0.092   2016/12/23 54,080,000 7,653,190 -   - -   -
25770 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jun 2017 A HKD 0.295   0.102   0.116   3,440,000 597,015 41,631,194 0.485   2016/09/09 0.097   2016/06/28 4,010,125,000 965,254,755 -   - -   -
12891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Mar 2017 A HKD 0.210   0.038   0.045   47,465,000 5,194,120 N/A 0.400   2016/09/09 0.038   2016/12/29 419,395,000 111,928,570 -   - -   -
12964 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 A HKD 0.097   0.026   0.030   84,430,000 4,583,055 N/A 0.244   2016/09/09 0.026   2016/12/29 1,405,265,000 203,410,675 -   - -   -
14601 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 B HKD 0.178   0.050   0.050   257,600,000 37,130,495 N/A 0.209   2016/11/28 0.050   2016/12/28 338,410,000 52,588,055 -   - -   -
14241 BNP Paribas Arbit Issu B.V. - Ping An European Wt Oct 2017 A HKD 0.280   0.115   0.121   13,110,000 3,496,200 N/A 0.315   2016/11/28 0.115   2016/12/22 281,585,000 73,563,105 -   - -   -
12145 BNP Paribas Arbit Issu B.V. - R&F Ppt Euro Wts Mar 2017 A HKD -   -   0.214   0 0 176,143 0.630   2016/09/05 0.217   2016/01/26 73,264,000 20,770,840 0.355   2015/12/18 0.189   2015/09/29
12387 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Apr 2017 A HKD 0.470   0.162   0.207   29,012,000 5,571,052 N/A 0.550   2016/11/29 0.162   2016/12/29 499,420,000 186,781,220 -   - -   -
11311 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Feb 2017 A HKD 1.090   0.485   0.560   908,000 769,840 N/A 1.090   2016/12/01 0.265   2016/07/08 278,444,000 128,465,960 -   - -   -
13775 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2019 A HKD 0.031   0.020   0.023   6,612,000 152,256 153,923 0.035   2016/03/31 0.019   2016/08/29 178,740,000 5,393,564 0.095   2015/01/28 0.020   2015/12/22
13690 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jul 2017 A HKD 0.325   0.120   0.123   206,440,000 46,384,496 N/A 0.330   2016/11/29 0.120   2016/12/29 744,976,000 164,886,320 -   - -   -
13835 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Oct 2017 A HKD 0.325   0.178   0.159   81,464,000 22,775,220 N/A 0.325   2016/12/01 0.178   2016/12/09 216,068,000 52,525,376 -   - -   -
21353 BNP Paribas Arbit Issu B.V. - Shanghai Electric Eu Wt Dec16A HKD -   -   0.019   0 0 25 0.052   2016/01/05 0.019   2016/09/09 4,006,000 111,574 0.410   2015/04/22 0.057   2015/12/31
11006 BNP Paribas Arbit Issu B.V. - Sino Land Euro Wt Dec 2016 A HKD -   -   0.010   0 0 9,303,643 0.250   2016/09/09 0.011   2016/11/22 796,522,000 101,591,220 0.295   2015/05/12 0.090   2015/08/24
13833 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.246   0.133   0.138   216,348,000 37,824,314 N/A 0.345   2016/10/24 0.120   2016/11/21 460,304,000 95,803,172 -   - -   -
15311 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Jan 2018 A HKD 0.220   0.171   0.178   49,506,000 9,382,242 N/A 0.220   2016/12/21 0.171   2016/12/29 49,506,000 9,382,242 -   - -   -
11940 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Mar 2017 A HKD 0.166   0.058   0.059   64,290,000 6,661,968 N/A 0.375   2016/10/11 0.058   2016/12/29 1,041,514,000 264,246,436 -   - -   -
11593 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Feb 2017 A HKD 0.220   0.044   0.044   16,635,000 1,899,042 N/A 0.700   2016/08/10 0.044   2016/12/30 372,735,500 156,366,607 -   - -   -
17304 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Jan 2017 A HKD -   -   0.018   0 0 0 0.021   2016/04/21 0.012   2016/02/11 2,050,000 31,990 0.227   2015/03/24 0.024   2015/12/04
15261 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Oct 2017 A HKD 0.430   0.325   0.310   12,280,000 4,207,200 N/A 0.430   2016/12/19 0.325   2016/12/28 12,280,000 4,207,200 -   - -   -
15790 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Oct 2017 A HKD 0.520   0.475   0.480   14,640,000 7,198,000 N/A 0.520   2016/12/30 0.475   2016/12/30 14,640,000 7,198,000 -   - -   -
13017 BNP Paribas Arbit Issu B.V. - Sunny Optical Euro Wts Apr17A HKD 0.195   0.037   0.041   80,950,000 9,989,300 N/A 0.445   2016/09/08 0.037   2016/12/23 442,600,000 121,841,510 -   - -   -
18423 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Dec 2016 A HKD -   -   0.010   0 0 128 0.089   2016/02/12 0.010   2016/11/01 66,490,000 3,914,332 0.174   2015/01/02 0.042   2015/12/03
13893 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Nov 2017 A HKD 0.237   0.187   0.188   893,050,000 186,348,790 N/A 0.237   2016/12/23 0.154   2016/10/25 2,771,810,000 558,304,040 -   - -   -
25653 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Apr 17 A HKD -   -   0.103   0 0 502,881 0.305   2016/09/09 0.080   2016/05/13 706,150,000 82,627,510 -   - -   -
21462 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Dec16A HKD -   -   0.010   0 0 0 0.011   2016/01/07 0.010   2016/03/02 1,630,000 16,550 0.360   2015/04/27 0.018   2015/11/23
12151 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Jan 17 A HKD 0.010   0.010   0.010   200,000 2,000 1,669,803 0.091   2016/09/09 0.010   2016/12/01 875,690,000 38,565,960 0.180   2015/10/26 0.090   2015/12/14
26185 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Mar 17 A HKD 0.295   0.275   0.290   330,000 96,250 1,811,035 0.485   2016/10/05 0.174   2016/05/13 349,550,000 76,461,370 -   - -   -
10395 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Dec 2016 A HKD -   -   0.010   0 0 1,591,153 0.315   2016/07/08 0.010   2016/11/22 79,240,000 10,123,230 -   - -   -
10429 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Jun 2017 B HKD 0.181   0.107   0.114   11,390,000 1,483,930 N/A 0.181   2016/12/05 0.107   2016/12/15 11,390,000 1,483,930 -   - -   -
10408 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Mar 2017 B HKD 0.021   0.010   0.010   72,910,000 1,284,260 N/A 0.260   2016/08/26 0.010   2016/12/30 240,900,000 10,646,400 -   - -   -
10445 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10428 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Jun 2017 A HKD 0.435   0.290   0.385   4,130,000 1,538,950 N/A 0.435   2016/12/16 0.290   2016/12/05 4,130,000 1,538,950 -   - -   -
10400 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Mar 2017 A HKD 0.620   0.390   0.540   7,970,000 3,826,500 6,913,182 0.620   2016/12/16 0.063   2016/11/09 266,530,000 44,825,660 -   - -   -
10444 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Sep 2017 A HKD 0.237   0.213   0.227   90,000 19,790 N/A 0.237   2016/12/28 0.213   2016/12/29 90,000 19,790 -   - -   -
20248 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Aug 2018 A HKD -   -   0.018   0 0 171,687 0.068   2016/04/14 0.017   2016/11/16 107,853,000 3,722,852 0.265   2015/04/09 0.042   2015/12/22
15782 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Oct 2017 A HKD 0.315   0.310   0.325   156,000 48,750 N/A 0.315   2016/12/30 0.310   2016/12/30 156,000 48,750 -   - -   -
21359 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Feb 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.275   2015/04/28 0.030   2015/12/07
29762 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.121   0.080   0.085   21,496,000 2,040,208 3,341,304 0.157   2016/10/24 0.034   2016/01/22 573,896,000 48,694,742 0.475   2015/04/09 0.049   2015/09/29
12388 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Mar 2017 A HKD 0.058   0.021   0.028   11,616,000 349,766 N/A 0.305   2016/08/18 0.021   2016/12/29 32,782,000 4,341,884 -   - -   -
15258 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Oct 2017 A HKD 0.230   0.229   0.241   600,000 137,700 N/A 0.230   2016/12/19 0.229   2016/12/19 600,000 137,700 -   - -   -
10401 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Mar 2017 A HKD 0.148   0.070   0.069   8,120,000 1,051,920 533,797 0.270   2016/10/03 0.070   2016/12/30 18,990,000 3,202,780 -   - -   -
11709 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Apr 2017 A HKD 0.138   0.036   0.040   43,600,000 3,994,770 N/A 1.050   2016/09/09 0.036   2016/12/29 512,610,000 216,700,500 -   - -   -
19711 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 A HKD -   -   0.010   0 0 849,052 0.068   2016/09/09 0.011   2016/02/17 133,450,000 5,103,910 0.229   2015/05/27 0.019   2015/12/30
28332 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jan 2017 B HKD 0.380   0.184   0.184   8,420,000 2,407,950 6,274,727 2.010   2016/09/09 0.184   2016/12/12 89,220,000 52,334,860 -   - -   -
14572 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jun 2017 A HKD 0.520   0.250   0.241   27,930,000 9,205,200 N/A 0.520   2016/12/12 0.250   2016/12/22 58,250,000 20,952,950 -   - -   -
13153 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts May 2017 A HKD 0.042   0.021   0.019   12,530,000 407,150 N/A 0.380   2016/09/13 0.021   2016/12/15 207,330,000 54,022,700 -   - -   -
13547 BNP Paribas Arbit Issu B.V. -Tencent European Wts Dec 2017 A HKD 0.081   0.039   0.055   153,710,000 8,557,040 N/A 0.192   2016/10/06 0.039   2016/12/20 3,736,080,000 540,630,670 -   - -   -
13204 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.114   0.050   0.073   1,027,760,000 81,408,360 N/A 0.280   2016/09/23 0.050   2016/12/20 3,913,200,000 558,372,240 -   - -   -
12571 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.197   0.131   0.169   18,170,000 2,860,200 N/A 0.355   2016/09/23 0.131   2016/12/28 1,110,120,000 282,875,370 -   - -   -
23834 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2016 B HKD -   -   0.415   0 0 11,421,667 0.660   2016/09/23 0.100   2016/02/12 5,330,000,000 789,242,920 0.237   2015/12/17 0.196   2015/12/14
13010 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.222   0.150   0.187   1,037,080,000 199,448,740 N/A 0.395   2016/09/23 0.150   2016/12/23 2,051,720,000 439,167,780 -   - -   -
21140 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Feb 2017 A HKD 0.033   0.010   0.010   3,996,000 87,740 15,646,059 0.155   2016/09/23 0.010   2016/12/30 1,089,997,000 100,987,747 0.265   2015/04/29 0.058   2015/12/31
28611 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2017 A HKD 0.285   0.010   0.010   73,447,000 7,680,152 39,564,881 2.530   2016/09/23 0.010   2016/12/15 559,784,000 281,377,247 -   - -   -
14880 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 A HKD 0.215   0.141   0.179   2,911,050,000 488,321,620 N/A 0.215   2016/12/08 0.141   2016/12/23 2,911,050,000 488,321,620 -   - -   -
15423 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 B HKD 0.310   0.249   0.305   540,000 139,100 N/A 0.310   2016/12/30 0.249   2016/12/28 540,000 139,100 -   - -   -
25777 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 0.480   0.345   0.425   2,000,000 819,950 22,754,250 0.740   2016/09/23 0.181   2016/02/12 3,033,410,000 750,366,280 -   - -   -
13890 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.122   0.052   0.076   844,320,000 85,191,200 N/A 0.250   2016/10/20 0.052   2016/12/19 2,712,320,000 336,089,130 -   - -   -
15099 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 C HKD 0.485   0.305   0.470   145,360,000 57,482,765 N/A 0.485   2016/12/30 0.305   2016/12/19 145,360,000 57,482,765 -   - -   -
15301 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 D HKD 0.139   0.099   0.135   29,660,000 3,549,500 N/A 0.139   2016/12/30 0.099   2016/12/23 29,660,000 3,549,500 -   - -   -
15049 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2018 A HKD 0.224   0.178   0.219   989,800,000 200,336,300 N/A 0.224   2016/12/14 0.178   2016/12/23 989,800,000 200,336,300 -   - -   -
27037 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD 0.229   0.137   0.185   570,000 90,140 31,828,738 0.450   2016/09/23 0.109   2016/05/06 2,549,860,000 453,596,290 -   - -   -
24398 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2017 A HKD 0.241   0.187   0.217   700,000 164,330 27,707,068 0.540   2016/09/23 0.086   2016/02/12 6,413,760,000 928,736,580 0.184   2015/12/23 0.159   2015/12/29
13150 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.122   0.069   0.091   429,120,000 38,451,780 N/A 0.255   2016/09/23 0.069   2016/12/23 3,973,820,000 793,086,520 -   - -   -
12889 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.186   0.096   0.134   2,501,970,000 368,911,970 N/A 0.350   2016/09/08 0.096   2016/12/23 4,109,500,000 702,286,070 -   - -   -
13626 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.096   0.045   0.064   418,370,000 28,213,220 N/A 0.228   2016/10/06 0.045   2016/12/20 5,048,290,000 749,800,720 -   - -   -
10402 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Mar 2017 B HKD 0.125   0.067   0.119   9,030,000 726,050 663,922 0.151   2016/09/14 0.066   2016/11/08 39,240,000 3,983,530 -   - -   -
14763 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 A HKD -   -   0.750   0 0 30,110,050 0.840   2016/10/11 0.215   2016/02/12 383,310,000 222,198,385 1.320   2015/06/04 0.520   2015/03/09
18329 BNP Paribas Arbit Issu B.V.-CM Bank Euro Warrants Dec 2016 B HKD -   -   0.010   0 0 8,197,778 0.145   2016/01/04 0.010   2016/11/10 1,077,510,000 66,450,105 0.680   2015/06/08 0.140   2015/12/14
18521 BOCI Asia Ltd. - A50 China European Put Warrants Dec 2016 D HKD 0.053   0.053   0.115   850,000 45,050 7,508 0.325   2016/05/18 0.053   2016/12/12 1,550,000 255,550 0.385   2015/08/25 0.128   2015/05/27
15565 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 A HKD 0.260   0.178   0.178   2,962,000 724,610 945,244 0.260   2016/12/01 0.068   2016/02/15 82,386,000 10,880,256 0.680   2015/06/08 0.135   2015/08/25
18519 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 16,134 0.073   2016/01/04 0.010   2016/08/12 22,259,000 569,045 0.465   2015/04/28 0.065   2015/08/25
18520 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 C HKD 0.058   0.010   0.010   21,018,000 555,119 517,519 0.126   2016/01/04 0.010   2016/12/16 5,773,580,000 452,483,779 0.400   2015/04/09 0.111   2015/08/26
21449 BOCI Asia Ltd. - A50 China European Warrants Dec 2016 E HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.244   2015/04/29 0.097   2015/07/23
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD 0.212   0.189   0.184   1,314,000 261,555 4,681,923 0.219   2016/11/11 0.118   2016/02/29 20,346,101,000 3,104,181,838 -   - -   -
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD 0.410   0.405   0.335   20,000 8,150 3,458 0.410   2016/12/09 0.192   2016/02/15 62,000 21,136 -   - -   -
29038 BOCI Asia Ltd. - A50 China European Warrants Jan 2017 A HKD 0.445   0.156   0.020   4,295,600 1,644,506 30,971,441 0.570   2016/08/15 0.156   2016/12/13 492,033,500 185,834,593 -   - -   -
14830 BOCI Asia Ltd. - A50 China European Warrants Jul 2017 A HKD 0.510   0.227   0.193   6,105,400 2,463,165 N/A 0.510   2016/12/09 0.227   2016/12/20 6,105,400 2,463,165 -   - -   -
24392 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 A HKD 0.068   0.041   0.022   2,332,000 122,062 38,695 0.097   2016/04/15 0.039   2016/06/29 5,352,451,000 392,395,059 0.182   2015/12/22 0.181   2015/12/22
12614 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 B HKD 0.180   0.174   0.036   1,280,000 227,980 N/A 0.300   2016/11/30 0.117   2016/10/17 49,826,800 9,087,758 -   - -   -
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD -   -   0.076   0 0 N/A 0.175   2016/09/13 0.102   2016/11/24 1,340,000 161,220 -   - -   -
29528 BOCI Asia Ltd. - Agricultural Bk European Wts May 2017 A HKD -   -   0.290   0 0 43,358 0.410   2016/09/01 0.202   2016/06/24 7,202,000 1,716,659 -   - -   -
15211 BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A HKD 0.305   0.275   0.285   3,764,000 1,055,050 N/A 0.305   2016/12/19 0.275   2016/12/28 3,764,000 1,055,050 -   - -   -
11793 BOCI Asia Ltd. - AIA European Put Warrants Feb 2017 B HKD 0.380   0.173   0.285   12,946,000 3,097,498 N/A 0.380   2016/12/09 0.094   2016/10/05 34,436,000 7,872,052 -   - -   -
13686 BOCI Asia Ltd. - AIA European Warrants Apr 2017 A HKD 0.027   0.027   0.020   1,300,000 30,300 N/A 0.320   2016/10/11 0.027   2016/12/07 1,104,004,000 257,394,734 -   - -   -
29531 BOCI Asia Ltd. - AIA European Warrants Dec 2016 A HKD 0.034   0.020   0.020   486,000 13,110 89,392,135 0.500   2016/10/07 0.020   2016/12/02 1,734,744,000 536,353,650 -   - -   -
11792 BOCI Asia Ltd. - AIA European Warrants Feb 2017 A HKD 0.040   0.010   0.010   4,296,000 86,100 N/A 0.380   2016/10/06 0.010   2016/12/07 6,109,964,000 1,041,196,366 -   - -   -
14996 BOCI Asia Ltd. - AIA European Warrants Jul 2017 A HKD 0.240   0.166   0.189   2,304,192,000 465,394,186 N/A 0.240   2016/12/14 0.166   2016/12/29 2,304,192,000 465,394,186 -   - -   -
14329 BOCI Asia Ltd. - AIA European Warrants May 2017 A HKD 0.200   0.052   0.067   1,438,858,000 178,633,694 N/A 0.224   2016/11/22 0.052   2016/12/29 2,438,884,000 378,883,406 -   - -   -
28703 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 A HKD 0.435   0.410   0.380   40,000 16,900 317,426 0.435   2016/12/22 0.157   2016/06/24 8,320,000 2,207,650 -   - -   -
13244 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 B HKD 0.194   0.101   0.105   23,290,000 2,890,365 N/A 0.224   2016/09/15 0.101   2016/12/28 38,010,000 5,598,400 -   - -   -
25049 BOCI Asia Ltd. - BOC HK European Warrants Dec 2016 A HKD -   -   0.020   0 0 213,447 0.128   2016/09/09 0.014   2016/11/17 17,725,000 1,281,380 0.275   2015/08/26 0.137   2015/09/07
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   0.285   0 0 267,767 0.420   2016/09/09 0.155   2016/06/24 6,320,000 1,622,955 -   - -   -
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD -   -   0.048   0 0 164,093 0.211   2016/06/24 0.034   2016/09/09 39,087,000 6,071,219 -   - -   -
28705 BOCI Asia Ltd. - BOCL European Warrants Apr 2017 A HKD 0.580   0.580   0.580   100,000 58,000 116,900 0.630   2016/11/29 0.320   2016/06/27 3,498,000 1,484,985 -   - -   -
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.235   0.175   0.232   10,036,000 2,179,427 1,407,284 0.375   2016/08/17 0.160   2016/06/28 63,004,000 13,278,747 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.295   0.156   0.200   678,862,000 164,249,865 183,389,952 0.425   2016/09/09 0.144   2016/06/27 6,679,860,000 1,442,698,697 -   - -   -
13245 BOCI Asia Ltd. - BOCL European Warrants May 2017 A HKD 0.109   0.077   0.048   1,324,000 123,996 N/A 0.230   2016/09/22 0.077   2016/12/13 52,650,000 11,601,799 -   - -   -
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD 0.105   0.072   0.074   13,950,000 1,275,050 228,925 0.197   2016/07/15 0.072   2016/12/23 86,500,000 13,926,150 -   - -   -
12940 BOCI Asia Ltd. - BYD European Warrants Dec 2016 A HKD -   -   0.010   0 0 208,375 0.092   2016/09/06 0.020   2016/11/11 68,950,000 4,351,250 0.237   2015/06/04 0.052   2015/02/02
22967 BOCI Asia Ltd. - BYD European Warrants Dec 2016 B HKD -   -   0.011   0 0 24,460 0.084   2016/07/15 0.010   2016/11/04 3,870,000 209,340 0.188   2015/06/23 0.123   2015/07/13
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.067   0.040   0.041   800,000 42,750 422,408 0.173   2016/09/07 0.040   2016/12/28 27,750,000 3,913,000 -   - -   -
11837 BOCI Asia Ltd. - CC Bank European Put Warrants Jan 2017 B HKD -   -   0.020   0 0 N/A 0.235   2016/08/03 0.024   2016/10/25 20,850,000 2,645,091 -   - -   -
12611 BOCI Asia Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.153   0.033   0.145   43,330,000 3,902,446 N/A 0.395   2016/09/09 0.033   2016/12/23 4,234,158,000 1,000,354,887 -   - -   -
28342 BOCI Asia Ltd. - CC Bank European Warrants Jan 2017 A HKD -   -   1.060   0 0 2,133,503 1.060   2016/08/18 0.370   2016/05/30 684,300,000 306,033,610 -   - -   -
15605 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 A HKD 0.620   0.490   0.560   372,000 208,915 N/A 0.620   2016/12/30 0.490   2016/12/29 372,000 208,915 -   - -   -
14326 BOCI Asia Ltd. - CC Bank European Warrants May 2017 A HKD 0.405   0.161   0.385   611,661,000 171,317,594 N/A 0.405   2016/12/30 0.161   2016/12/23 919,699,000 266,917,543 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.208   0.150   0.150   8,010,000 1,511,725 N/A 0.231   2016/11/28 0.150   2016/12/29 28,420,000 5,796,135 -   - -   -
27279 BOCI Asia Ltd. - CGS European Warrants Dec 2016 A HKD -   -   0.024   0 0 297,842 0.177   2016/04/15 0.024   2016/11/29 79,180,000 11,304,185 -   - -   -
15043 BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A HKD 0.154   0.124   0.143   20,440,000 2,978,760 N/A 0.154   2016/12/14 0.124   2016/12/20 20,440,000 2,978,760 -   - -   -
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.124   0.037   0.037   9,720,000 674,780 N/A 0.380   2016/09/05 0.037   2016/12/29 27,060,000 4,043,560 -   - -   -
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.248   0.113   0.118   6,860,000 1,047,060 N/A 0.255   2016/11/28 0.113   2016/12/29 11,180,000 2,099,180 -   - -   -
12921 BOCI Asia Ltd. - Chi Res Land European Warrants Mar 2017 A HKD 0.040   0.039   0.031   40,000 1,580 N/A 0.375   2016/09/05 0.039   2016/12/19 10,200,000 2,063,600 -   - -   -
29530 BOCI Asia Ltd. - China Cinda European Warrants Dec 2016 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.017   2015/09/09
26296 BOCI Asia Ltd. - China Life European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 35,265,048 0.315   2016/02/15 0.010   2016/11/09 8,386,440,000 1,427,017,510 -   - -   -
12850 BOCI Asia Ltd. - China Life European Put Warrants Jan 2017 A HKD -   -   0.015   0 0 N/A 0.145   2016/09/01 0.020   2016/11/21 137,130,000 15,786,440 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD 0.204   0.136   0.184   42,360,000 6,734,070 N/A 0.204   2016/12/23 0.136   2016/12/08 71,810,000 10,959,950 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD -   -   0.250   0 0 N/A 0.380   2016/09/19 0.265   2016/09/14 760,000 227,450 -   - -   -
15212 BOCI Asia Ltd. - China Life European Warrants Aug 2017 B HKD 0.095   0.071   0.085   1,105,520,000 86,502,120 N/A 0.095   2016/12/16 0.071   2016/12/20 1,105,520,000 86,502,120 -   - -   -
26908 BOCI Asia Ltd. - China Life European Warrants Dec 2016 B HKD 0.280   0.114   0.114   18,270,000 3,950,170 4,559,038 0.300   2016/11/25 0.030   2016/11/09 20,671,770,000 3,466,065,810 -   - -   -
27490 BOCI Asia Ltd. - China Life European Warrants Dec 2016 C HKD 0.165   0.010   0.010   161,830,000 6,699,120 118,080,230 0.190   2016/11/28 0.010   2016/12/19 8,658,970,000 708,484,330 -   - -   -
29042 BOCI Asia Ltd. - China Life European Warrants Dec 2016 D HKD 0.425   0.350   0.350   2,170,000 899,200 334,189,512 0.490   2016/11/30 0.091   2016/08/04 16,234,260,000 2,005,139,390 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD 0.415   0.232   0.240   5,160,000 1,699,390 N/A 0.435   2016/11/28 0.178   2016/11/09 17,070,000 5,131,600 -   - -   -
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.240   0.104   0.111   2,268,340,000 399,333,000 N/A 0.249   2016/11/30 0.104   2016/12/20 2,597,160,000 476,978,730 -   - -   -
11436 BOCI Asia Ltd. - China Life European Warrants Mar 2017 A HKD 0.570   0.365   0.335   30,000 14,950 N/A 0.570   2016/12/01 0.365   2016/12/21 14,760,000 6,368,750 -   - -   -
13243 BOCI Asia Ltd. - China Life European Warrants May 2017 A HKD 0.165   0.043   0.054   117,180,000 11,854,550 N/A 0.201   2016/09/22 0.036   2016/11/09 11,717,170,000 1,401,956,050 -   - -   -
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.280   0.142   0.170   2,901,590,000 459,823,360 N/A 0.310   2016/11/28 0.108   2016/11/09 10,762,490,000 1,775,076,410 -   - -   -
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.460   0.290   0.295   2,470,000 811,500 279,277,390 0.490   2016/11/28 0.189   2016/06/24 6,742,420,000 1,675,715,390 -   - -   -
19550 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 A HKD 0.173   0.173   0.184   20,000 3,460 2,455 0.260   2016/01/20 0.109   2016/08/12 930,000 209,020 0.240   2015/09/08 0.118   2015/04/09
28513 BOCI Asia Ltd. - China Mobile European Put Wts Jan 2017 B HKD 0.089   0.010   0.020   17,645,000 1,006,725 3,184,081 0.540   2016/06/17 0.010   2016/12/22 157,690,000 37,267,485 -   - -   -
15603 BOCI Asia Ltd. - China Mobile European Put Wts Jul 2017 B HKD 0.335   0.300   0.305   730,000 230,675 N/A 0.335   2016/12/29 0.300   2016/12/30 730,000 230,675 -   - -   -
13936 BOCI Asia Ltd. - China Mobile European Put Wts May 2017 A HKD 0.600   0.520   0.650   1,010,000 539,750 N/A 0.600   2016/12/09 0.405   2016/10/25 78,110,000 34,306,200 -   - -   -
13506 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 A HKD -   -   0.021   0 0 N/A 0.400   2016/09/29 0.047   2016/11/29 4,330,000 1,211,410 -   - -   -
13935 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 B HKD 0.105   0.034   0.039   31,725,000 1,692,895 N/A 0.310   2016/10/25 0.034   2016/12/28 2,415,460,000 453,715,855 -   - -   -
15977 BOCI Asia Ltd. - China Mobile European Warrants Dec 2016 A HKD -   -   0.020   0 0 69,850 0.126   2016/07/21 0.022   2016/11/11 5,315,400,000 345,129,050 0.305   2015/04/21 0.106   2015/07/08
11790 BOCI Asia Ltd. - China Mobile European Warrants Feb 2017 A HKD 0.018   0.010   0.010   2,315,000 25,530 N/A 0.500   2016/08/01 0.010   2016/12/08 9,180,735,000 2,810,571,255 -   - -   -
15601 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 A HKD 0.490   0.420   0.470   390,000 180,675 N/A 0.490   2016/12/30 0.420   2016/12/29 390,000 180,675 -   - -   -
15042 BOCI Asia Ltd. - China Mobile European Warrants Jun 2017 A HKD 0.335   0.217   0.265   2,687,650,000 729,118,865 N/A 0.335   2016/12/14 0.217   2016/12/28 2,687,650,000 729,118,865 -   - -   -
21662 BOCI Asia Ltd. - China Mobile European Warrants Mar 2017 A HKD -   -   0.020   0 0 667 0.020   2016/09/09 0.020   2016/09/09 200,000 4,000 0.233   2015/04/29 0.045   2015/09/04
14328 BOCI Asia Ltd. - China Mobile European Warrants May 2017 B HKD 0.260   0.095   0.109   1,617,125,000 306,506,215 N/A 0.260   2016/12/01 0.095   2016/12/19 2,966,180,000 604,123,300 -   - -   -
14945 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A HKD 0.139   0.083   0.091   27,820,000 3,040,900 N/A 0.139   2016/12/12 0.083   2016/12/23 27,820,000 3,040,900 -   - -   -
15044 BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A HKD 0.186   0.091   0.088   255,032,000 31,945,413 N/A 0.186   2016/12/13 0.091   2016/12/23 255,032,000 31,945,413 -   - -   -
27277 BOCI Asia Ltd. - CITIC Sec European Warrants Dec 2016 A HKD 0.015   0.010   0.010   430,000 5,050 1,474,538 0.385   2016/04/15 0.010   2016/12/01 206,900,000 41,579,365 -   - -   -
14331 BOCI Asia Ltd. - CITIC Sec European Warrants May 2017 A HKD 0.137   0.062   0.068   7,800,000 764,020 N/A 0.204   2016/11/29 0.062   2016/12/29 19,735,000 3,032,315 -   - -   -
13147 BOCI Asia Ltd. - CKH European Warrants Apr 2017 A HKD 0.105   0.056   0.020   750,000 52,000 N/A 0.405   2016/09/22 0.056   2016/12/13 6,160,000 1,734,000 -   - -   -
16366 BOCI Asia Ltd. - CKH European Warrants Dec 2016 A HKD -   -   0.265   0 0 108,313 0.425   2016/09/14 0.270   2016/11/17 2,430,000 685,375 0.510   2015/07/08 0.115   2015/01/09
22966 BOCI Asia Ltd. - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 1,233 0.091   2016/01/05 0.010   2016/10/25 5,112,745,000 266,424,925 0.230   2015/06/23 0.086   2015/12/17
11264 BOCI Asia Ltd. - CKH European Warrants Jan 2017 A HKD 0.345   0.076   0.076   600,000 91,250 N/A 1.520   2016/09/09 0.076   2016/12/29 312,055,000 153,058,025 -   - -   -
14482 BOCI Asia Ltd. - CKH European Warrants Jun 2017 A HKD 0.350   0.117   0.107   14,670,000 3,916,585 N/A 0.385   2016/11/24 0.117   2016/12/21 66,935,000 22,608,960 -   - -   -
27171 BOCI Asia Ltd. - CKP European Warrants Dec 2016 A HKD -   -   0.010   0 0 5,832,546 0.680   2016/08/10 0.024   2016/11/21 229,285,000 91,499,190 -   - -   -
13933 BOCI Asia Ltd. - CKP European Warrants May 2017 A HKD 0.226   0.062   0.071   15,120,000 2,343,465 N/A 0.540   2016/11/01 0.062   2016/12/29 195,520,000 68,043,525 -   - -   -
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD -   -   0.111   0 0 N/A 0.280   2016/09/05 0.208   2016/09/15 4,790,000 1,104,500 -   - -   -
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.103   0.086   0.101   190,000 18,210 N/A 0.162   2016/08/03 0.086   2016/12/02 14,470,000 1,853,430 -   - -   -
17964 BOCI Asia Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.020   0 0 3,353 0.063   2016/04/28 0.022   2016/08/16 7,250,000 274,070 0.265   2015/05/04 0.037   2015/12/08
14999 BOCI Asia Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.560   0.249   0.285   594,178,000 230,927,600 N/A 0.560   2016/12/14 0.249   2016/12/28 594,178,000 230,927,600 -   - -   -
12848 BOCI Asia Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.375   0.079   0.090   317,051,000 91,352,329 N/A 0.720   2016/10/24 0.079   2016/12/28 2,256,203,000 788,475,317 -   - -   -
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.150   0.100   0.107   8,380,000 1,073,300 19,564,630 0.176   2016/07/13 0.100   2016/12/23 830,230,000 117,530,780 -   - -   -
18522 BOCI Asia Ltd. - CSOP A50 ETF European Put Warrants Dec 16 A HKD 0.041   0.041   0.035   118,000 4,838 5,255 0.310   2016/01/07 0.041   2016/12/01 1,020,000 231,968 0.340   2015/09/09 0.170   2015/04/17
12613 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.048   0.048   0.022   120,000 5,760 N/A 0.227   2016/08/23 0.048   2016/12/16 3,120,800 569,990 -   - -   -
18523 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.010   0.010   0.010   6,000 60 43,241 0.113   2016/01/08 0.010   2016/12/01 16,396,604,000 1,268,008,328 0.570   2015/06/08 0.129   2015/12/31
26945 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 C HKD 0.096   0.011   0.011   8,440,000 184,150 68,125,285 0.229   2016/01/04 0.011   2016/12/16 35,642,496,000 3,615,698,246 0.305   2015/09/02 0.231   2015/09/29
22019 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2016 D HKD -   -   0.010   0 0 0 0.097   2016/01/04 0.019   2016/03/02 1,636,278,000 115,375,158 0.187   2015/11/17 0.097   2015/12/31
14831 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.500   0.202   0.202   420,398,000 159,977,105 N/A 0.500   2016/12/09 0.202   2016/12/30 420,398,000 159,977,105 -   - -   -
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.188   0 0 13,681 0.217   2016/04/21 0.165   2016/02/16 6,120,000 1,268,262 -   - -   -
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.144   0.113   0.091   391,640,000 53,125,784 N/A 0.146   2016/11/30 0.110   2016/09/26 3,139,106,000 393,647,422 -   - -   -
15047 BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A HKD 0.680   0.420   0.435   38,159,000 23,987,260 N/A 0.680   2016/12/13 0.420   2016/12/23 38,159,000 23,987,260 -   - -   -
14550 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.365   0.184   0.320   15,220,000 4,518,070 N/A 0.365   2016/12/28 0.184   2016/12/01 17,870,000 5,140,800 -   - -   -
11441 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.209   2016/07/19 0.025   2016/10/24 21,910,000 2,025,330 -   - -   -
12844 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.016   0.012   0.014   1,740,000 24,060 N/A 0.295   2016/08/31 0.010   2016/11/28 44,160,000 5,326,130 -   - -   -
13448 BOCI Asia Ltd. - Galaxy Ent European Put Warrants May 2017 A HKD 0.124   0.051   0.102   5,980,000 434,060 N/A 0.360   2016/09/27 0.051   2016/12/08 30,710,000 5,314,290 -   - -   -
13447 BOCI Asia Ltd. - Galaxy Ent European Warrants Apr 2017 A HKD 0.520   0.280   0.355   8,030,000 2,702,350 N/A 0.670   2016/11/22 0.203   2016/09/27 1,657,370,000 526,811,280 -   - -   -
11009 BOCI Asia Ltd. - Galaxy Ent European Warrants Jan 2017 A HKD -   -   0.790   0 0 28,024,658 0.710   2016/11/01 0.172   2016/07/06 806,380,000 195,568,100 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.410   0.150   0.174   654,340,000 198,438,070 N/A 0.410   2016/12/01 0.150   2016/12/29 715,760,000 220,240,470 -   - -   -
12843 BOCI Asia Ltd. - Galaxy Ent European Warrants Mar 2017 B HKD -   -   0.590   20,000 17,000 N/A 0.800   2016/11/18 0.167   2016/08/31 298,870,000 73,792,770 -   - -   -
14322 BOCI Asia Ltd. - Galaxy Ent European Warrants May 2017 B HKD 0.550   0.219   0.265   839,870,000 229,340,800 N/A 0.550   2016/12/01 0.219   2016/12/28 1,140,160,000 369,135,350 -   - -   -
15206 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A HKD 0.193   0.138   0.147   9,280,000 1,555,945 N/A 0.193   2016/12/16 0.138   2016/12/28 9,280,000 1,555,945 -   - -   -
14826 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A HKD 0.295   0.189   0.204   37,175,000 9,823,645 N/A 0.295   2016/12/07 0.189   2016/12/23 37,175,000 9,823,645 -   - -   -
15208 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A HKD 0.153   0.121   0.130   2,900,000 404,100 N/A 0.153   2016/12/16 0.121   2016/12/23 2,900,000 404,100 -   - -   -
14827 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A HKD 0.295   0.194   0.204   11,510,000 2,376,480 N/A 0.295   2016/12/09 0.194   2016/12/28 11,510,000 2,376,480 -   - -   -
13963 BOCI Asia Ltd. - Geely Auto European Warrants May 2017 A HKD 0.580   0.160   0.212   15,465,000 5,411,320 N/A 0.900   2016/10/27 0.160   2016/12/28 336,605,000 169,149,820 -   - -   -
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD 0.154   0.067   0.074   1,360,305,000 160,415,475 N/A 0.157   2016/11/28 0.067   2016/12/28 2,307,775,000 289,632,465 -   - -   -
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.094   0.066   0.067   10,780,000 924,000 N/A 0.126   2016/10/27 0.066   2016/12/29 229,300,000 23,451,465 -   - -   -
12922 BOCI Asia Ltd. - Haitong Sec European Warrants Mar 2017 A HKD 0.128   0.102   0.050   288,000 34,032 N/A 0.205   2016/09/09 0.102   2016/12/14 5,116,000 842,600 -   - -   -
14946 BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A HKD 0.123   0.066   0.070   6,616,000 665,912 N/A 0.123   2016/12/09 0.066   2016/12/29 6,616,000 665,912 -   - -   -
26046 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 3,446,772 0.280   2016/02/12 0.020   2016/09/13 7,532,930,000 805,355,460 -   - -   -
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.280   0.193   0.255   3,460,990,000 792,402,030 N/A 0.280   2016/12/28 0.191   2016/11/28 10,630,330,000 2,290,016,160 -   - -   -
29034 BOCI Asia Ltd. - HKEX European Put Warrants Jan 2017 A HKD 0.010   0.010   0.010   1,100,000 11,000 52,852,148 0.200   2016/06/17 0.010   2016/12/23 3,298,040,000 317,194,880 -   - -   -
15609 BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.155   0.133   0.135   418,210,000 60,175,410 N/A 0.155   2016/12/29 0.133   2016/12/30 418,210,000 60,175,410 -   - -   -
25629 BOCI Asia Ltd. - HKEX European Warrants Dec 2016 A HKD 0.145   0.010   0.011   17,030,000 946,670 546,668,758 0.270   2016/09/09 0.010   2016/12/13 44,750,890,000 6,190,757,790 -   - -   -
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.199   0.090   0.104   12,086,280,000 1,699,189,740 N/A 0.295   2016/09/22 0.090   2016/12/28 23,449,810,000 4,445,774,350 -   - -   -
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.241   0.133   0.133   2,840,000 655,200 N/A 0.325   2016/09/13 0.133   2016/12/30 18,660,000 4,866,160 -   - -   -
27094 BOCI Asia Ltd. - HKEX European Warrants Feb 2017 A HKD 0.116   0.014   0.020   5,760,000 370,630 3,119,278 0.260   2016/04/25 0.014   2016/12/20 44,700,410,000 6,033,504,880 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.103   0.023   0.028   23,340,000 1,404,210 N/A 0.188   2016/10/11 0.023   2016/12/23 22,581,120,000 3,621,574,060 -   - -   -
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD 0.163   0.032   0.038   6,048,600,000 805,321,210 N/A 0.176   2016/11/11 0.032   2016/12/29 21,982,670,000 3,300,532,390 -   - -   -
15607 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 C HKD 0.150   0.128   0.143   2,085,350,000 282,895,350 N/A 0.150   2016/12/30 0.128   2016/12/29 2,085,350,000 282,895,350 -   - -   -
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD 0.112   0.034   0.041   13,660,000 898,930 1,166,208,163 0.220   2016/09/09 0.034   2016/12/29 81,691,340,000 11,367,117,550 -   - -   -
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD 0.455   0.164   0.164   6,320,000 1,539,360 N/A 1.150   2016/09/09 0.164   2016/12/30 6,654,000 1,865,710 -   - -   -
29033 BOCI Asia Ltd. - HKEX European Warrants Mar 2017 A HKD 0.079   0.010   0.010   38,320,000 1,020,460 416,157,102 0.141   2016/09/09 0.010   2016/12/30 26,437,190,000 2,496,944,480 -   - -   -
14993 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A HKD 0.112   0.068   0.075   7,100,000 669,500 N/A 0.112   2016/12/12 0.068   2016/12/23 7,100,000 669,500 -   - -   -
15280 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B HKD 0.117   0.093   0.107   7,886,050,000 841,080,310 N/A 0.117   2016/12/20 0.093   2016/12/28 7,886,050,000 841,080,310 -   - -   -
14487 BOCI Asia Ltd. - HS H-SHARE European Warrants Jun 2017 A HKD 0.530   0.275   0.315   14,252,000 7,111,100 N/A 0.640   2016/11/28 0.275   2016/12/28 51,844,000 29,029,870 -   - -   -
12995 BOCI Asia Ltd. - HSBC European Put Warrants Apr 2017 B HKD 0.148   0.044   0.079   44,224,000 3,440,112 N/A 0.450   2016/09/14 0.044   2016/12/08 4,809,828,000 1,425,204,624 -   - -   -
11016 BOCI Asia Ltd. - HSBC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 132,315,526 0.380   2016/06/24 0.010   2016/09/30 4,542,528,000 972,384,636 -   - -   -
12424 BOCI Asia Ltd. - HSBC European Put Warrants Feb 2017 B HKD -   -   0.010   0 0 N/A 0.161   2016/08/17 0.010   2016/11/14 534,140,000 63,653,360 -   - -   -
15204 BOCI Asia Ltd. - HSBC European Put Warrants Jul 2017 B HKD 0.520   0.410   0.485   570,932,000 261,027,600 N/A 0.520   2016/12/28 0.410   2016/12/16 570,932,000 261,027,600 -   - -   -
14554 BOCI Asia Ltd. - HSBC European Put Warrants Jun 2017 A HKD 0.345   0.161   0.255   1,990,036,000 465,299,440 N/A 0.355   2016/11/29 0.161   2016/12/08 2,282,560,000 564,184,320 -   - -   -
12842 BOCI Asia Ltd. - HSBC European Put Warrants Mar 2017 A HKD 0.065   0.019   0.023   3,068,000 81,268 N/A 0.295   2016/08/30 0.019   2016/12/19 1,455,604,000 308,218,548 -   - -   -
12992 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 A HKD 0.400   0.119   0.150   65,236,000 15,299,736 N/A 0.400   2016/12/08 0.065   2016/11/09 10,767,160,000 1,903,749,844 -   - -   -
13451 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 C HKD 0.310   0.089   0.103   3,771,528,000 486,542,720 N/A 0.310   2016/12/08 0.062   2016/11/09 27,183,260,000 3,541,815,580 -   - -   -
12423 BOCI Asia Ltd. - HSBC European Warrants Feb 2017 A HKD 0.710   0.240   0.275   9,424,000 3,374,600 N/A 0.710   2016/12/08 0.127   2016/11/09 2,759,360,000 764,256,296 -   - -   -
11267 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 A HKD -   -   1.320   0 0 N/A 0.365   2016/07/25 0.237   2016/07/06 1,008,000 281,100 -   - -   -
11605 BOCI Asia Ltd. - HSBC European Warrants Jan 2017 B HKD 0.950   0.950   0.890   8,000 7,600 N/A 0.950   2016/12/06 0.136   2016/08/03 18,488,000 5,007,588 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.400   0.165   0.185   6,356,436,000 1,511,798,484 N/A 0.400   2016/12/08 0.165   2016/12/28 6,356,788,000 1,511,863,796 -   - -   -
15085 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 B HKD 0.385   0.240   0.241   6,720,000 1,954,256 N/A 0.385   2016/12/14 0.240   2016/12/23 6,720,000 1,954,256 -   - -   -
15203 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 C HKD 0.179   0.103   0.117   2,856,924,000 453,354,416 N/A 0.179   2016/12/16 0.103   2016/12/28 2,856,924,000 453,354,416 -   - -   -
13687 BOCI Asia Ltd. - HSBC European Warrants May 2017 A HKD 0.550   0.231   0.270   8,944,000 2,408,720 N/A 0.550   2016/12/08 0.145   2016/11/09 2,998,228,000 598,239,988 -   - -   -
15089 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A HKD 0.218   0.150   0.132   1,573,044,000 307,551,532 N/A 0.218   2016/12/14 0.150   2016/12/21 1,573,044,000 307,551,532 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.201   0.138   0.181   34,200,000 5,807,400 N/A 0.201   2016/12/28 0.138   2016/12/01 44,280,000 7,371,550 -   - -   -
26382 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.015   0 0 0 0.192   2016/02/18 0.190   2016/02/18 20,000 3,820 -   - -   -
27575 BOCI Asia Ltd. - HSCEI European Put Warrants Dec 2016 D HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
27383 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 B HKD -   -   0.092   0 0 9,339,107 0.255   2016/10/11 0.076   2016/05/20 1,084,330,000 174,959,590 -   - -   -
27571 BOCI Asia Ltd. - HSCEI European Warrants Dec 2016 C HKD 0.121   0.033   0.015   13,800,000 1,179,450 23,170,212 0.226   2016/09/09 0.033   2016/12/16 971,880,000 143,458,840 -   - -   -
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.175   0.099   0.112   570,000 71,230 N/A 0.218   2016/09/22 0.099   2016/12/23 46,690,000 8,351,550 -   - -   -
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD 0.213   0.111   0.128   58,700,000 10,027,780 N/A 0.213   2016/12/01 0.111   2016/12/28 80,340,000 14,259,040 -   - -   -
12483 BOCI Asia Ltd. - HSI European Put Warrants Feb 2017 A HKD 0.108   0.087   0.122   6,900,000 779,760 N/A 0.152   2016/11/09 0.082   2016/09/22 111,650,000 12,376,710 -   - -   -
11608 BOCI Asia Ltd. - HSI European Put Warrants Jan 2017 A HKD -   -   0.026   0 0 N/A 0.136   2016/07/22 0.039   2016/09/09 48,080,000 3,535,130 -   - -   -
13249 BOCI Asia Ltd. - HSI European Put Warrants Mar 2017 B HKD 0.232   0.141   0.191   10,710,000 2,097,360 N/A 0.232   2016/12/23 0.132   2016/09/22 124,890,000 19,967,550 -   - -   -
14489 BOCI Asia Ltd. - HSI European Put Warrants May 2017 A HKD 0.173   0.105   0.134   3,268,800,000 407,613,610 N/A 0.173   2016/12/23 0.105   2016/12/08 3,428,610,000 428,891,710 -   - -   -
13248 BOCI Asia Ltd. - HSI European Warrants Apr 2017 A HKD 0.079   0.079   0.028   100,000 7,900 N/A 0.214   2016/09/22 0.058   2016/11/14 606,910,000 85,964,250 -   - -   -
12482 BOCI Asia Ltd. - HSI European Warrants Jan 2017 B HKD 0.120   0.068   0.026   161,550,000 15,492,990 N/A 0.260   2016/09/19 0.068   2016/12/05 945,430,000 117,956,690 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.186   0.080   0.097   4,401,250,000 688,380,460 N/A 0.191   2016/11/28 0.080   2016/12/28 4,918,170,000 779,187,170 -   - -   -
11607 BOCI Asia Ltd. - HSI European Warrants Mar 2017 A HKD 0.203   0.090   0.112   12,390,000 2,069,650 N/A 0.305   2016/09/23 0.090   2016/12/28 221,690,000 42,068,040 -   - -   -
11838 BOCI Asia Ltd. - ICBC European Put Warrants Feb 2017 B HKD 0.020   0.020   0.010   1,000,000 20,000 N/A 0.187   2016/08/03 0.020   2016/12/13 10,419,000 850,451 -   - -   -
14825 BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A HKD 0.280   0.102   0.156   423,690,000 93,280,659 N/A 0.280   2016/12/08 0.102   2016/12/28 423,690,000 93,280,659 -   - -   -
27503 BOCI Asia Ltd. - ICBC European Warrants Feb 2017 A HKD 0.201   0.052   0.070   124,266,000 18,045,283 119,803,443 0.445   2016/09/08 0.048   2016/05/24 7,335,541,000 1,093,591,163 -   - -   -
28341 BOCI Asia Ltd. - ICBC European Warrants Jan 2017 A HKD 0.580   0.580   0.630   100,000 58,000 315,235 1.130   2016/09/07 0.260   2016/06/16 1,182,281,000 402,444,445 -   - -   -
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.455   0.235   0.330   2,992,000 1,144,910 133,185,711 0.680   2016/08/23 0.172   2016/06/16 2,998,753,000 987,282,239 -   - -   -
13242 BOCI Asia Ltd. - ICBC European Warrants May 2017 A HKD -   -   0.081   0 0 N/A 0.335   2016/09/22 0.146   2016/11/30 295,482,000 80,000,734 -   - -   -
18304 BOCI Asia Ltd. - KECL European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 0.081   2016/01/04 0.023   2016/01/21 3,000,000 154,100 0.247   2015/04/22 0.045   2015/08/24
27275 BOCI Asia Ltd. - Kingsoft European Warrants Dec 2016 A HKD 0.016   0.010   0.010   220,000 2,800 235,908 0.445   2016/04/14 0.010   2016/12/05 19,190,000 3,014,950 -   - -   -
25047 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 16,873 0.199   2016/01/04 0.010   2016/11/10 1,941,360,000 144,689,120 0.310   2015/11/24 0.132   2015/08/26
28743 BOCI Asia Ltd. - Lenovo European Warrants Dec 2016 B HKD -   -   0.014   0 0 39,243,373 0.410   2016/08/18 0.030   2016/11/01 865,510,000 262,182,234 -   - -   -
13932 BOCI Asia Ltd. - Lenovo European Warrants May 2017 A HKD 0.177   0.090   0.112   6,676,000 887,270 N/A 0.345   2016/10/25 0.090   2016/12/29 106,062,000 29,427,622 -   - -   -
18575 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.099   0 0 34,475 0.113   2016/09/13 0.101   2016/08/05 2,160,000 227,050 0.370   2015/04/09 0.108   2015/12/10
22363 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2016 B HKD -   -   0.010   0 0 100 0.010   2016/09/05 0.010   2016/09/05 60,000 600 0.205   2015/05/28 0.041   2015/09/14
27995 BOCI Asia Ltd. - PetroChina European Warrants Dec 2016 A HKD -   -   0.020   0 0 721,779 0.400   2016/06/08 0.070   2016/09/12 284,560,000 86,346,802 -   - -   -
14995 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 A HKD 0.590   0.335   0.435   418,416,000 202,892,250 N/A 0.590   2016/12/14 0.335   2016/12/12 418,416,000 202,892,250 -   - -   -
12847 BOCI Asia Ltd. - PetroChina European Warrants Mar 2017 A HKD 0.410   0.159   0.260   45,236,000 11,219,528 N/A 0.425   2016/10/11 0.125   2016/11/14 632,820,000 189,426,604 -   - -   -
14682 BOCI Asia Ltd. - Ping An European Put Warrants Jun 2017 A HKD 0.430   0.240   0.365   22,335,000 7,175,715 N/A 0.430   2016/12/23 0.236   2016/11/30 26,285,000 8,140,475 -   - -   -
12775 BOCI Asia Ltd. - Ping An European Put Warrants Mar 2017 A HKD 0.111   0.069   0.098   1,560,000 130,580 N/A 0.214   2016/08/31 0.062   2016/11/25 3,220,000 390,700 -   - -   -
12925 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 A HKD 0.230   0.048   0.055   29,380,000 4,375,115 N/A 0.445   2016/09/09 0.048   2016/12/23 5,022,715,000 1,485,501,745 -   - -   -
13718 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 B HKD 0.228   0.043   0.049   55,595,000 7,939,425 N/A 0.260   2016/11/28 0.043   2016/12/23 7,551,840,000 1,458,037,150 -   - -   -
19314 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 A HKD -   -   0.010   0 0 10,450 0.056   2016/01/25 0.026   2016/06/14 20,150,000 908,300 0.365   2015/06/04 0.096   2015/08/24
19393 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 B HKD -   -   0.010   0 0 4,775 0.079   2016/01/04 0.011   2016/08/08 23,300,000 1,059,700 0.320   2015/05/22 0.062   2015/12/14
27494 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 C HKD 0.057   0.012   0.010   2,565,000 46,015 165,129,892 0.300   2016/09/09 0.012   2016/12/02 5,586,360,000 991,576,640 -   - -   -
27659 BOCI Asia Ltd. - Ping An European Warrants Dec 2016 D HKD -   -   0.680   0 0 265,408 0.890   2016/09/09 0.238   2016/06/28 3,270,000 1,735,550 -   - -   -
28077 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 A HKD 0.430   0.102   0.119   5,715,000 1,102,825 503,444,918 0.630   2016/09/09 0.102   2016/12/28 28,080,200,000 5,834,960,950 -   - -   -
11689 BOCI Asia Ltd. - Ping An European Warrants Jan 2017 B HKD -   -   0.115   0 0 N/A 0.510   2016/09/13 0.203   2016/08/04 52,680,000 15,548,010 -   - -   -
13247 BOCI Asia Ltd. - Ping An European Warrants May 2017 A HKD 0.171   0.041   0.039   7,618,675,000 905,565,740 N/A 0.250   2016/09/15 0.041   2016/12/22 8,828,000,000 1,120,714,460 -   - -   -
14330 BOCI Asia Ltd. - Ping An European Warrants May 2017 B HKD 0.360   0.125   0.144   4,472,155,000 688,546,370 N/A 0.395   2016/11/28 0.125   2016/12/23 4,783,365,000 775,646,075 -   - -   -
12849 BOCI Asia Ltd. - Sands China European Put Wts Mar 2017 A HKD 0.124   0.039   0.090   3,336,000 273,616 N/A 0.320   2016/08/30 0.031   2016/11/29 33,500,000 4,491,712 -   - -   -
13450 BOCI Asia Ltd. - Sands China European Put Wts May 2017 A HKD 0.315   0.161   0.270   12,224,000 2,902,244 N/A 0.435   2016/09/27 0.138   2016/11/28 23,596,000 5,219,352 -   - -   -
13449 BOCI Asia Ltd. - Sands China European Warrants Apr 2017 A HKD 0.375   0.094   0.121   596,848,000 122,315,676 N/A 0.380   2016/11/29 0.094   2016/12/29 836,232,000 198,569,172 -   - -   -
11013 BOCI Asia Ltd. - Sands China European Warrants Jan 2017 A HKD 0.730   0.600   0.490   200,000 133,000 22,356,207 1.050   2016/11/22 0.190   2016/07/06 447,652,000 134,460,400 -   - -   -
14832 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 A HKD 0.270   0.108   0.112   10,336,000 2,117,524 N/A 0.270   2016/12/06 0.108   2016/12/23 10,336,000 2,117,524 -   - -   -
12851 BOCI Asia Ltd. - Sands China European Warrants Mar 2017 B HKD 0.530   0.168   0.200   3,728,000 760,968 N/A 0.610   2016/11/24 0.168   2016/12/20 248,652,000 87,123,852 -   - -   -
19317 BOCI Asia Ltd. - SHK Ppt European Warrants Dec 2016 A HKD -   -   0.020   0 0 69,933 0.070   2016/09/09 0.044   2016/09/05 8,100,000 419,600 0.242   2015/05/04 0.055   2015/08/25
11791 BOCI Asia Ltd. - SHK Ppt European Warrants Feb 2017 A HKD 0.160   0.042   0.042   150,000 19,850 N/A 1.060   2016/09/09 0.042   2016/12/28 10,160,000 7,218,940 -   - -   -
14484 BOCI Asia Ltd. - SHK Ppt European Warrants Jun 2017 A HKD 0.590   0.233   0.260   6,950,000 2,863,420 N/A 0.590   2016/12/12 0.233   2016/12/29 41,090,000 18,575,020 -   - -   -
14991 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 A HKD 0.530   0.295   0.325   199,704,000 81,109,130 N/A 0.530   2016/12/14 0.295   2016/12/28 199,704,000 81,109,130 -   - -   -
12845 BOCI Asia Ltd. - Sinopec Corp European Warrants Mar 2017 A HKD 0.345   0.122   0.114   13,590,000 3,208,660 N/A 0.540   2016/10/06 0.122   2016/12/23 27,262,000 6,598,476 -   - -   -
27349 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 A HKD 0.235   0.182   0.210   5,730,000 1,185,110 2,418,500 0.510   2016/09/23 0.123   2016/05/20 31,587,580,000 5,097,745,990 -   - -   -
13961 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 B HKD 0.046   0.010   0.022   43,270,000 1,052,420 N/A 0.148   2016/10/27 0.010   2016/12/23 7,943,890,000 751,037,980 -   - -   -
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.070   0.037   0.052   11,670,000 616,050 N/A 0.225   2016/09/29 0.037   2016/12/20 7,484,340,000 1,154,510,480 -   - -   -
14998 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B HKD 0.139   0.101   0.133   18,280,000 2,219,470 N/A 0.139   2016/12/14 0.101   2016/12/28 18,280,000 2,219,470 -   - -   -
19904 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 A HKD 0.355   0.355   0.355   400,000 142,000 1,026,217 0.660   2016/10/25 0.110   2016/02/12 43,643,700,000 6,400,775,490 0.415   2015/04/29 0.121   2015/09/29
24926 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 C HKD 0.350   0.350   0.233   2,200,000 770,000 1,252,327 0.570   2016/09/27 0.124   2016/05/06 23,560,820,000 3,333,373,090 -   - -   -
26598 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 D HKD 0.410   0.410   0.375   4,000,000 1,640,000 837,322 0.620   2016/10/07 0.129   2016/05/05 35,202,100,000 5,559,924,910 -   - -   -
11688 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2016 F HKD -   -   0.012   0 0 N/A 1.420   2016/09/23 0.015   2016/11/29 4,261,250,000 3,138,088,987 -   - -   -
23120 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 A HKD 0.280   0.134   0.222   16,890,000 3,508,150 2,850,718 0.530   2016/09/23 0.100   2016/05/13 25,087,970,000 3,845,451,800 0.239   2015/12/02 0.172   2015/12/11
12772 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2017 D HKD 0.054   0.026   0.023   530,000 18,500 N/A 0.940   2016/09/23 0.026   2016/12/14 64,117,000 27,439,101 -   - -   -
26781 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2017 A HKD 0.420   0.405   0.320   60,000 24,550 277,517 0.690   2016/10/11 0.177   2016/05/05 3,780,000 1,881,290 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.212   0.120   0.168   99,260,000 14,543,820 897,657,757 0.425   2016/09/23 0.120   2016/12/23 38,990,950,000 7,161,094,750 -   - -   -
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD 0.243   0.148   0.187   3,110,000 608,100 5,678,712 0.440   2016/09/23 0.141   2016/06/28 24,984,060,000 4,361,675,710 -   - -   -
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 0.320   0.230   0.295   1,710,000 463,210 588,010 0.540   2016/10/20 0.230   2016/12/23 9,940,000 3,533,310 -   - -   -
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.134   0.057   0.089   99,950,000 9,610,660 N/A 0.310   2016/09/23 0.057   2016/12/23 4,132,150,000 634,777,500 -   - -   -
14324 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 D HKD 0.113   0.041   0.064   7,278,950,000 702,059,450 N/A 0.132   2016/11/18 0.041   2016/12/23 18,200,050,000 1,976,025,490 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.119   0.064   0.087   25,130,000 2,218,150 N/A 0.295   2016/09/23 0.064   2016/12/23 16,052,170,000 3,855,642,850 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.226   0.136   0.179   16,541,990,000 2,733,312,760 N/A 0.415   2016/09/23 0.136   2016/12/23 23,677,980,000 4,530,067,800 -   - -   -
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.195   0.112   0.156   45,320,000 6,740,910 N/A 0.385   2016/09/23 0.112   2016/12/23 11,309,450,000 2,255,697,570 -   - -   -
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.132   0.075   0.102   13,070,000 1,375,120 N/A 0.290   2016/09/19 0.075   2016/12/23 2,850,050,000 698,829,810 -   - -   -
26051 BOCI Asia Ltd. - Tracker Fund European Put Wts Feb 2017 A HKD -   -   0.010   0 0 191,162 0.227   2016/02/12 0.010   2016/10/17 136,220,000 13,759,370 -   - -   -
19080 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.020   0 0 126,675 0.119   2016/09/09 0.020   2016/02/11 47,295,000 2,016,880 0.224   2015/10/23 0.156   2015/11/16
26049 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2016 B HKD -   -   0.330   0 0 15,767 0.445   2016/08/17 0.182   2016/02/11 440,700,000 125,217,030 -   - -   -
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD -   -   0.178   0 0 410,156 0.245   2016/11/10 0.119   2016/05/13 164,440,000 31,215,665 -   - -   -
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.210   0 0 145,480 0.260   2016/04/21 0.152   2016/05/13 556,210,000 126,444,375 -   - -   -
20812 BOCI Asia Ltd. - Yanzhou Coal European Warrants Dec 2016 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.260   2015/04/28 0.047   2015/08/12
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.164   0.116   0.122   12,424,000 1,734,168 N/A 0.187   2016/10/27 0.116   2016/12/28 16,740,000 2,374,304 -   - -   -
15046 BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A HKD 0.295   0.205   0.270   46,932,000 12,962,326 N/A 0.295   2016/12/13 0.205   2016/12/23 46,932,000 12,962,326 -   - -   -
26927 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 B HKD -   -   0.010   0 0 4,867 0.163   2016/02/12 0.010   2016/11/29 18,683,540,000 2,008,798,800 0.260   2015/09/08 0.095   2015/12/23
28339 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2016 E HKD -   -   0.010   0 0 14,857,013 0.111   2016/06/28 0.010   2016/08/24 12,181,640,000 1,044,937,610 -   - -   -
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD 0.210   0.174   0.175   830,020,000 157,282,440 N/A 0.210   2016/12/16 0.174   2016/12/30 1,001,570,000 188,818,720 -   - -   -
26909 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 B HKD -   -   0.010   0 0 42,438 0.125   2016/05/05 0.010   2016/11/21 59,710,000 3,248,110 -   - -   -
27169 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 C HKD -   -   0.010   0 0 123,847 0.165   2016/05/06 0.010   2016/11/09 23,568,850,000 2,712,901,880 -   - -   -
12773 BOCI Asia Ltd. -Tencent Holdings European Put Wts Feb 2017 E HKD 0.133   0.125   0.133   2,400,000 308,440 N/A 0.139   2016/11/14 0.066   2016/10/25 363,360,000 28,411,500 -   - -   -
11435 BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2017 A HKD 0.073   0.038   0.040   1,135,120,000 46,337,690 N/A 0.148   2016/07/14 0.033   2016/10/26 10,040,320,000 978,917,730 -   - -   -
13838 Citigroup Global Mkt H Inc. - Sands China Euro Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 40,000 640 0.055   2015/02/16 0.010   2015/12/01
11460 Credit Suisse - SPDR Gold Trust European Warrants Jan 2017 A HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.445   2016/07/14 0.010   2016/12/23 263,036,000 45,468,069 -   - -   -
18706 Credit Suisse AG - A50 China European Put Wts Dec 2016 D HKD 0.070   0.066   0.099   14,000 952 532,582 0.380   2016/01/26 0.066   2016/12/02 18,134,000 3,473,544 0.395   2015/08/25 0.089   2015/04/27
13663 Credit Suisse AG - A50 China European Warrants Apr 2017 A HKD 0.750   0.223   0.225   3,173,000 1,075,312 N/A 0.780   2016/11/29 0.223   2016/12/30 21,880,200 8,919,759 -   - -   -
13261 Credit Suisse AG - A50 China European Warrants Dec 2016 A HKD -   -   0.180   0 0 9,465 0.203   2016/11/02 0.100   2016/02/12 828,882,000 101,562,683 0.670   2015/04/21 0.223   2015/08/28
18593 Credit Suisse AG - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 13,062 0.085   2016/01/04 0.011   2016/09/02 878,380,000 39,136,676 0.325   2015/01/05 0.062   2015/08/25
18595 Credit Suisse AG - A50 China European Warrants Dec 2016 C HKD 0.070   0.010   0.011   6,394,000 262,243 18,099,937 0.125   2016/01/04 0.010   2016/12/15 5,995,628,000 320,520,016 0.485   2015/05/13 0.081   2015/08/25
14792 Credit Suisse AG - A50 China European Warrants May 2017 A HKD 0.224   0.167   0.052   20,298,400 3,868,782 N/A 0.224   2016/12/05 0.167   2016/12/07 20,298,400 3,868,782 -   - -   -
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.145   0.095   0.095   4,418,000 511,763 1,578,358 0.196   2016/01/04 0.091   2016/06/27 1,950,049,000 250,417,232 0.425   2015/01/05 0.136   2015/08/25
28867 Credit Suisse AG - AAC Acoustic European Warrants Dec 2016 A HKD 0.014   0.010   0.010   310,000 3,440 15,206,239 1.720   2016/08/30 0.010   2016/12/01 289,650,000 91,500,835 -   - -   -
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.100   0.080   0.095   795,000 69,665 N/A 0.300   2016/08/30 0.080   2016/12/13 202,265,000 38,303,585 -   - -   -
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.066   0.050   0.063   570,000 30,120 N/A 0.247   2016/09/08 0.050   2016/12/13 108,440,000 21,473,820 -   - -   -
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.129   0.104   0.122   4,300,000 506,000 N/A 0.186   2016/11/01 0.104   2016/12/12 29,800,000 4,207,450 -   - -   -
28100 Credit Suisse AG - Agricultural Bank European Wts Jan 2017 A HKD 0.380   0.211   0.221   1,850,000 434,500 12,308,667 0.560   2016/09/22 0.096   2016/06/16 918,409,000 146,612,203 -   - -   -
11619 Credit Suisse AG - AIA European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 N/A 0.141   2016/07/22 0.010   2016/11/15 1,992,102,000 148,888,120 -   - -   -
13129 Credit Suisse AG - AIA European Put Warrants Feb 2017 B HKD 0.365   0.132   0.285   76,080,000 17,305,294 N/A 0.365   2016/12/09 0.062   2016/10/11 895,096,000 136,428,966 -   - -   -
14030 Credit Suisse AG - AIA European Warrants Apr 2017 A HKD 0.064   0.014   0.012   9,098,000 284,392 N/A 0.154   2016/11/08 0.014   2016/12/09 57,048,000 5,700,514 -   - -   -
27758 Credit Suisse AG - AIA European Warrants Dec 2016 A HKD -   -   0.010   0 0 81,503,210 0.216   2016/07/21 0.010   2016/11/01 4,515,896,000 494,504,872 -   - -   -
11928 Credit Suisse AG - AIA European Warrants Dec 2016 C HKD 0.016   0.010   0.010   1,906,000 21,302 N/A 0.485   2016/10/11 0.010   2016/12/05 1,603,780,000 201,074,670 -   - -   -
11929 Credit Suisse AG - AIA European Warrants Dec 2016 D HKD -   -   0.010   0 0 N/A 0.211   2016/10/06 0.010   2016/11/08 4,275,800,000 489,591,836 -   - -   -
12514 Credit Suisse AG - AIA European Warrants Feb 2017 A HKD -   -   0.010   0 0 N/A 0.220   2016/10/06 0.010   2016/11/23 3,999,892,000 518,312,490 -   - -   -
14097 Credit Suisse AG - AIA European Warrants Feb 2017 C HKD 0.047   0.010   0.010   17,312,000 496,276 N/A 0.145   2016/11/08 0.010   2016/12/12 2,915,890,000 189,420,690 -   - -   -
14984 Credit Suisse AG - AIA European Warrants Jun 2017 A HKD 0.184   0.115   0.125   2,034,092,000 281,345,024 N/A 0.184   2016/12/14 0.115   2016/12/29 2,034,092,000 281,345,024 -   - -   -
15338 Credit Suisse AG - AIA European Warrants Jun 2017 B HKD 0.290   0.218   0.250   21,526,000 5,074,078 N/A 0.290   2016/12/21 0.218   2016/12/29 21,526,000 5,074,078 -   - -   -
14143 Credit Suisse AG - AIA European Warrants Mar 2017 A HKD 0.136   0.022   0.024   1,377,228,000 90,757,632 N/A 0.265   2016/11/10 0.022   2016/12/29 1,506,362,000 113,267,330 -   - -   -
13225 Credit Suisse AG - AIA European Warrants May 2017 A HKD 0.058   0.017   0.013   2,312,000 86,454 N/A 0.295   2016/10/11 0.017   2016/12/09 244,476,000 42,996,330 -   - -   -
14983 Credit Suisse AG - AIA European Warrants May 2017 B HKD 0.128   0.069   0.079   48,760,000 4,757,004 N/A 0.128   2016/12/14 0.069   2016/12/29 48,760,000 4,757,004 -   - -   -
27432 Credit Suisse AG - Anhui Conch European Warrants Dec 2016 A HKD -   -   0.010   0 0 9,047,895 0.247   2016/04/20 0.010   2016/11/03 941,590,000 86,303,860 -   - -   -
13553 Credit Suisse AG - Anhui Conch European Warrants May 2017 A HKD 0.197   0.084   0.096   78,395,000 11,590,260 N/A 0.335   2016/09/30 0.084   2016/12/29 421,295,000 74,753,735 -   - -   -
11172 Credit Suisse AG - Anta Sports European Warrants Feb 2017 A HKD -   -   0.670   0 0 13,692 0.405   2016/08/05 0.285   2016/07/07 240,000 82,150 -   - -   -
12408 Credit Suisse AG - Anta Sports European Warrants Feb 2017 B HKD 0.300   0.204   0.243   4,150,000 960,000 N/A 0.395   2016/11/01 0.194   2016/11/24 114,780,000 29,604,490 -   - -   -
12632 Credit Suisse AG - Bank of China European Put Wts Mar 2017 A HKD 0.099   0.045   0.054   19,096,000 1,424,350 N/A 0.260   2016/08/24 0.045   2016/12/09 384,904,000 52,290,995 -   - -   -
12630 Credit Suisse AG - BOC HK European Warrants Apr 2017 A HKD 0.194   0.070   0.080   315,210,000 38,877,595 N/A 0.194   2016/12/08 0.061   2016/11/09 1,488,445,000 189,214,420 -   - -   -
27880 Credit Suisse AG - BOC HK European Warrants Dec 2016 A HKD 0.680   0.680   0.520   50,000 34,000 4,827,024 0.680   2016/12/08 0.108   2016/06/24 1,031,485,000 157,757,400 -   - -   -
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.217   0.122   0.138   44,980,000 7,671,605 N/A 0.217   2016/12/09 0.121   2016/11/09 131,480,000 22,565,170 -   - -   -
11171 Credit Suisse AG - BOC HK European Warrants Mar 2017 A HKD 0.420   0.305   0.290   400,000 149,000 19,552,608 0.430   2016/11/28 0.118   2016/07/06 590,905,000 117,848,945 -   - -   -
12464 Credit Suisse AG - BOCL European Warrants Apr 2017 A HKD 0.164   0.056   0.084   73,834,000 8,689,648 N/A 0.325   2016/09/09 0.056   2016/12/28 1,929,025,000 363,631,371 -   - -   -
14575 Credit Suisse AG - BOCL European Warrants Apr 2017 B HKD 0.232   0.089   0.134   254,810,000 43,825,062 N/A 0.232   2016/12/09 0.089   2016/12/28 395,338,000 72,693,805 -   - -   -
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.320   0.174   0.222   69,807,000 15,571,307 26,574,184 0.455   2016/09/22 0.113   2016/05/24 2,039,018,000 349,658,846 -   - -   -
27512 Credit Suisse AG - BOCL European Warrants Feb 2017 A HKD 0.196   0.030   0.067   69,943,000 8,670,383 66,696,800 0.385   2016/09/09 0.030   2016/12/28 2,575,453,000 447,752,684 -   - -   -
13136 Credit Suisse AG - BOCL European Warrants May 2017 A HKD 0.095   0.035   0.054   44,695,000 2,829,739 N/A 0.210   2016/09/13 0.035   2016/12/28 456,995,000 60,648,989 -   - -   -
13228 Credit Suisse AG - BYD European Warrants Apr 2017 A HKD 0.122   0.023   0.023   27,530,000 1,810,565 N/A 0.550   2016/09/22 0.023   2016/12/30 101,180,000 18,375,840 -   - -   -
17774 Credit Suisse AG - BYD European Warrants Dec 2016 A HKD -   -   0.010   0 0 3,314,408 0.121   2016/09/07 0.013   2016/11/25 833,085,000 66,255,700 0.250   2015/06/04 0.044   2015/07/08
22789 Credit Suisse AG - BYD European Warrants Dec 2016 B HKD -   -   0.010   0 0 8,652,963 0.086   2016/01/05 0.013   2016/11/09 886,810,000 54,470,000 0.217   2015/06/12 0.069   2015/07/08
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.121   0.072   0.073   27,920,000 2,491,115 6,330,547 0.238   2016/01/06 0.072   2016/12/28 1,082,215,000 195,894,645 -   - -   -
14058 Credit Suisse AG - BYD European Warrants Mar 2017 A HKD 0.149   0.020   0.022   131,800,000 10,339,925 N/A 0.305   2016/11/09 0.020   2016/12/28 212,185,000 23,313,950 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.192   0.148   0.155   36,030,000 6,050,040 N/A 0.280   2016/09/09 0.148   2016/12/20 214,950,000 43,944,550 -   - -   -
26884 Credit Suisse AG - Car Inc European Warrants Mar 2017 A HKD 0.039   0.018   0.018   48,690,000 1,437,970 5,732,772 0.260   2016/03/29 0.018   2016/12/30 879,940,000 90,753,170 -   - -   -
14019 Credit Suisse AG - Cathay Pacific European Warrants May 17 A HKD 0.700   0.510   0.530   1,967,000 1,134,350 N/A 0.870   2016/11/11 0.510   2016/12/29 6,386,000 4,693,250 -   - -   -
11103 Credit Suisse AG - CC Bank European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 2,186,418 0.213   2016/06/27 0.011   2016/09/12 192,554,000 23,701,343 -   - -   -
14357 Credit Suisse AG - CC Bank European Put Warrants May 2017 A HKD 0.139   0.055   0.056   133,045,000 14,527,141 N/A 0.241   2016/11/21 0.055   2016/12/30 157,013,000 18,370,326 -   - -   -
27192 Credit Suisse AG - CC Bank European Warrants Dec 2016 A HKD 0.166   0.087   0.044   920,000 107,700 13,008,501 0.660   2016/09/06 0.055   2016/05/20 6,177,442,000 897,313,079 -   - -   -
11621 Credit Suisse AG - CC Bank European Warrants Feb 2017 A HKD 0.173   0.024   0.138   197,690,000 22,950,378 N/A 0.425   2016/09/09 0.024   2016/12/23 1,951,548,000 321,707,191 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.280   0.130   0.247   348,013,000 76,145,706 N/A 0.280   2016/12/01 0.130   2016/12/23 437,015,000 95,505,534 -   - -   -
14791 Credit Suisse AG - CC Bank European Warrants Jun 2017 A HKD 0.219   0.080   0.166   45,160,000 6,098,642 N/A 0.219   2016/12/06 0.080   2016/12/23 45,160,000 6,098,642 -   - -   -
12778 Credit Suisse AG - CC Bank European Warrants Mar 2017 A HKD 0.093   0.015   0.067   140,838,000 8,413,205 N/A 0.255   2016/09/07 0.015   2016/12/22 2,452,659,000 304,874,776 -   - -   -
27121 Credit Suisse AG - CGS European Warrants Dec 2016 A HKD -   -   0.022   0 0 2,819,264 0.167   2016/04/14 0.017   2016/11/22 923,075,000 55,783,050 -   - -   -
14795 Credit Suisse AG - CGS European Warrants Jun 2017 A HKD 0.510   0.237   0.246   9,863,000 3,299,421 N/A 0.510   2016/12/09 0.237   2016/12/29 9,863,000 3,299,421 -   - -   -
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.196   0.136   0.158   59,140,000 9,525,980 N/A 0.225   2016/11/11 0.136   2016/12/23 167,060,000 30,386,490 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.094   0.057   0.068   47,920,000 3,544,080 9,422,213 0.156   2016/06/08 0.057   2016/12/23 670,150,000 70,131,670 -   - -   -
11946 Credit Suisse AG - Ch Overseas European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.189   2016/08/10 0.018   2016/11/01 755,480,000 84,574,520 -   - -   -
13956 Credit Suisse AG - Ch Overseas European Warrants May 2017 A HKD 0.114   0.036   0.038   69,920,000 5,084,800 N/A 0.275   2016/10/28 0.036   2016/12/29 288,220,000 34,773,240 -   - -   -
11949 Credit Suisse AG - CHALCO European Wts Feb 2017 A HKD 0.750   0.229   0.315   5,224,000 1,407,790 N/A 0.770   2016/11/25 0.229   2016/12/29 95,724,000 31,258,762 -   - -   -
14024 Credit Suisse AG - CHALCO European Wts May 2017 A HKD 0.610   0.241   0.285   11,618,000 4,803,152 N/A 0.630   2016/11/25 0.201   2016/11/07 40,646,000 15,536,156 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD 0.156   0.064   0.070   26,320,000 2,489,300 N/A 0.210   2016/11/09 0.064   2016/12/29 87,220,000 12,400,600 -   - -   -
12407 Credit Suisse AG - Chi Res Land European Warrants Mar 2017 A HKD 0.026   0.012   0.012   15,920,000 327,960 N/A 0.255   2016/08/19 0.012   2016/12/13 1,024,060,000 149,769,040 -   - -   -
13174 Credit Suisse AG - China Cinda European Warrants Apr 2017 A HKD 0.102   0.039   0.067   189,916,000 10,886,080 N/A 0.255   2016/09/22 0.039   2016/12/28 542,372,000 66,373,309 -   - -   -
14313 Credit Suisse AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.135   2015/05/26 0.011   2015/12/29
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.020   0.017   0.020   200,000 3,550 7,948 0.049   2016/01/04 0.017   2016/12/21 11,150,000 445,390 0.170   2015/06/02 0.046   2015/09/07
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.175   0.092   0.108   23,144,000 3,056,886 N/A 0.330   2016/09/09 0.092   2016/12/28 137,754,000 26,113,966 -   - -   -
13266 Credit Suisse AG - China Life European Put Wts Apr 2017 B HKD 0.154   0.065   0.124   302,970,000 29,656,580 N/A 0.255   2016/11/09 0.063   2016/11/30 1,566,540,000 228,442,420 -   - -   -
14360 Credit Suisse AG - China Life European Put Wts Apr 2017 D HKD 0.082   0.033   0.063   127,520,000 7,868,260 N/A 0.123   2016/11/18 0.033   2016/12/08 339,940,000 23,063,650 -   - -   -
12506 Credit Suisse AG - China Life European Put Wts Jan 2017 A HKD 0.010   0.010   0.010   200,000 2,000 N/A 0.148   2016/08/25 0.010   2016/12/15 1,530,140,000 102,657,230 -   - -   -
14738 Credit Suisse AG - China Life European Put Wts May 2017 A HKD 0.275   0.139   0.245   61,280,000 11,934,020 N/A 0.275   2016/12/20 0.139   2016/12/08 61,280,000 11,934,020 -   - -   -
13224 Credit Suisse AG - China Life European Warrants Apr 2017 A HKD 0.165   0.051   0.055   5,623,300,000 466,407,770 N/A 0.173   2016/11/28 0.038   2016/11/09 21,191,290,000 2,158,363,470 -   - -   -
13662 Credit Suisse AG - China Life European Warrants Apr 2017 C HKD 0.230   0.071   0.084   220,350,000 23,311,530 N/A 0.246   2016/11/30 0.057   2016/11/09 9,183,230,000 746,485,990 -   - -   -
14737 Credit Suisse AG - China Life European Warrants Apr 2017 E HKD 0.710   0.166   0.156   24,360,000 12,346,575 N/A 0.710   2016/12/08 0.166   2016/12/22 24,360,000 12,346,575 -   - -   -
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.385   0.213   0.229   20,490,000 5,141,110 5,049,192 0.425   2016/11/28 0.141   2016/07/08 149,780,000 31,974,310 -   - -   -
11665 Credit Suisse AG - China Life European Warrants Dec 2016 A HKD 0.350   0.165   0.165   17,990,000 4,196,410 N/A 0.370   2016/11/30 0.048   2016/11/09 8,535,300,000 914,480,250 -   - -   -
12625 Credit Suisse AG - China Life European Warrants Dec 2016 B HKD 0.270   0.031   0.038   19,850,000 2,362,660 N/A 0.300   2016/11/28 0.031   2016/12/20 9,437,010,000 928,569,270 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD 0.213   0.078   0.092   3,813,630,000 348,509,650 N/A 0.225   2016/11/28 0.060   2016/11/09 14,279,600,000 1,531,236,100 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.184   0.073   0.079   6,007,050,000 926,929,340 N/A 0.233   2016/09/22 0.064   2016/10/31 10,206,040,000 1,577,528,890 -   - -   -
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.315   0.172   0.186   54,440,000 10,881,430 N/A 0.355   2016/11/30 0.137   2016/11/14 1,301,790,000 203,757,670 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD 0.285   0.145   0.176   75,910,000 15,737,820 N/A 0.310   2016/08/26 0.145   2016/12/28 530,010,000 115,442,400 -   - -   -
11764 Credit Suisse AG - China Mobile European Put Wts Feb 2017 A HKD 0.490   0.280   0.375   27,010,000 11,073,325 N/A 0.490   2016/12/19 0.111   2016/10/11 1,397,340,000 308,748,710 -   - -   -
16037 Credit Suisse AG - China Mobile European Put Wts Jan 2017 A HKD 0.192   0.181   0.183   3,595,000 661,735 1,747,549 0.249   2016/01/21 0.065   2016/10/11 113,645,000 10,981,595 0.227   2015/07/08 0.096   2015/04/09
13608 Credit Suisse AG - China Mobile European Warrants Apr 2017 A HKD 0.067   0.020   0.024   6,470,000 252,910 N/A 0.500   2016/10/11 0.020   2016/12/30 3,190,350,000 802,161,720 -   - -   -
14007 Credit Suisse AG - China Mobile European Warrants Apr 2017 B HKD 0.213   0.037   0.048   2,913,615,000 445,392,945 N/A 0.345   2016/11/01 0.037   2016/12/28 3,042,475,000 469,605,180 -   - -   -
17129 Credit Suisse AG - China Mobile European Warrants Dec 2016 A HKD -   -   0.010   0 0 14,993,142 0.113   2016/08/15 0.010   2016/11/30 24,881,800,000 1,261,269,800 0.310   2015/05/05 0.090   2015/12/30
19569 Credit Suisse AG - China Mobile European Warrants Dec 2016 B HKD 0.010   0.010   0.010   800,000 8,000 83,970,583 0.064   2016/08/15 0.010   2016/12/14 34,746,455,000 1,387,571,430 0.248   2015/02/05 0.059   2015/12/30
21659 Credit Suisse AG - China Mobile European Warrants Dec 2016 C HKD -   -   0.010   0 0 3,334 0.016   2016/01/06 0.010   2016/08/26 2,415,000 25,725 0.246   2015/04/28 0.020   2015/12/30
11127 Credit Suisse AG - China Mobile European Warrants Dec 2016 D HKD -   -   0.010   0 0 11,480,723 0.840   2016/07/21 0.010   2016/11/16 394,995,000 72,181,610 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 57,476,282 0.047   2016/04/27 0.010   2016/11/24 8,537,320,000 344,993,570 0.170   2015/05/26 0.047   2015/12/29
16422 Credit Suisse AG - China Mobile European Warrants Mar 2017 A HKD 0.025   0.010   0.010   619,010,000 9,870,640 187,770,522 0.123   2016/07/21 0.010   2016/12/21 44,894,890,000 2,130,055,725 0.285   2015/04/21 0.090   2015/12/30
12509 Credit Suisse AG - China Mobile European Warrants Mar 2017 B HKD 0.020   0.010   0.010   1,745,000 22,725 N/A 0.345   2016/09/09 0.010   2016/12/06 4,146,045,000 988,778,360 -   - -   -
15022 Credit Suisse AG - China Mobile European Warrants May 2017 A HKD 0.290   0.188   0.250   1,503,575,000 367,328,145 N/A 0.290   2016/12/12 0.188   2016/12/16 1,503,575,000 367,328,145 -   - -   -
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.078   0.052   0.064   15,116,280,000 907,956,440 204,635,983 0.183   2016/08/12 0.052   2016/12/28 21,729,540,000 1,483,601,630 0.365   2015/04/22 0.150   2015/12/21
12988 Credit Suisse AG - China Railway European Warrants Mar 2017A HKD 0.710   0.250   0.290   18,182,000 7,365,260 N/A 0.780   2016/11/30 0.250   2016/12/23 101,207,000 46,573,645 -   - -   -
13846 Credit Suisse AG - China Re European Warrants Apr 2017 A HKD 0.189   0.145   0.127   308,000 50,682 N/A 0.189   2016/12/02 0.145   2016/12/15 308,000 50,682 -   - -   -
28868 Credit Suisse AG - China Re European Warrants Dec 2016 A HKD 0.047   0.036   0.014   190,000 7,940 7,550,081 0.249   2016/08/16 0.036   2016/12/05 262,700,000 51,127,911 -   - -   -
22487 Credit Suisse AG - China Shenhua European Wts Dec 2016 A HKD 0.184   0.169   0.087   10,000 1,765 12,626,971 0.345   2016/11/01 0.052   2016/01/20 2,868,355,000 335,047,445 0.194   2015/11/20 0.108   2015/12/14
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.169   0.066   0.077   207,295,000 26,136,920 N/A 0.270   2016/11/10 0.066   2016/12/28 1,695,425,000 273,774,205 -   - -   -
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.161   0.083   0.093   60,820,000 7,372,465 N/A 0.221   2016/11/14 0.083   2016/12/28 147,340,000 22,431,100 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.243   0.144   0.164   41,828,000 7,679,590 N/A 0.265   2016/11/25 0.144   2016/12/28 58,794,000 11,722,416 -   - -   -
27818 Credit Suisse AG - China Tel European Warrants Dec 2016 A HKD -   -   0.010   0 0 14,048,802 0.213   2016/08/23 0.010   2016/11/10 832,296,000 114,729,972 -   - -   -
12895 Credit Suisse AG - China Tel European Warrants Mar 2017 A HKD 0.054   0.012   0.014   31,774,000 1,065,646 N/A 0.219   2016/09/05 0.012   2016/12/28 259,318,000 32,438,736 -   - -   -
14467 Credit Suisse AG - China Vanke European Warrants Apr 2017 A HKD 0.236   0.036   0.023   210,734,000 29,255,753 N/A 0.245   2016/11/28 0.036   2016/12/22 251,944,000 38,528,340 -   - -   -
14905 Credit Suisse AG - ChiUnicom European Warrants Apr 2017 A HKD 0.380   0.124   0.156   115,092,000 20,958,672 N/A 0.380   2016/12/08 0.124   2016/12/23 115,092,000 20,958,672 -   - -   -
21846 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.270   2015/05/05 0.033   2015/11/11
26575 Credit Suisse AG - ChiUnicom European Warrants Dec 2016 B HKD 0.078   0.019   0.025   156,940,000 7,329,260 15,199,957 0.173   2016/03/30 0.010   2016/11/30 3,438,820,000 211,631,520 -   - -   -
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.120   0.076   0.086   497,064,000 49,008,030 21,775,934 0.204   2016/03/30 0.057   2016/11/15 2,745,076,000 313,124,802 -   - -   -
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD 0.730   0.345   0.390   353,432,000 192,700,820 N/A 0.730   2016/12/01 0.310   2016/11/28 363,410,000 197,091,740 -   - -   -
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.163   0.098   0.110   651,560,000 81,976,400 50,738,673 0.171   2016/10/11 0.079   2016/11/14 2,571,380,000 305,459,600 -   - -   -
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.068   0.038   0.042   25,760,000 1,387,620 290,197 0.146   2016/01/04 0.021   2016/07/20 80,840,000 7,766,140 -   - -   -
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.045   0.045   0.028   100,000 4,500 33,110 0.107   2016/01/04 0.023   2016/11/29 6,760,000 398,060 0.158   2015/11/12 0.106   2015/12/10
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.202   0.153   0.166   13,684,000 2,455,088 N/A 0.209   2016/11/29 0.153   2016/12/15 18,644,000 3,480,808 -   - -   -
28152 Credit Suisse AG - CICC European Warrants Dec 2016 A HKD -   -   0.012   0 0 6,837,775 0.260   2016/05/23 0.021   2016/11/28 513,480,000 65,709,976 -   - -   -
27983 Credit Suisse AG - CITIC Bank European Warrants Dec 2016 A HKD -   -   0.123   0 0 3,208,411 0.600   2016/09/22 0.088   2016/11/22 307,565,000 74,424,747 -   - -   -
27928 Credit Suisse AG - CITIC European Warrants Dec 2016 A HKD -   -   0.015   0 0 20,147,301 0.850   2016/08/17 0.011   2016/11/11 414,982,000 161,986,118 -   - -   -
13134 Credit Suisse AG - CITIC European Warrants Mar 2017 A HKD 0.320   0.048   0.060   116,948,000 16,853,269 N/A 0.640   2016/09/12 0.048   2016/12/23 383,472,000 82,565,823 -   - -   -
13854 Credit Suisse AG - CITIC Sec European Warrants Apr 2017 A HKD 0.148   0.038   0.044   80,455,000 7,392,225 N/A 0.172   2016/10/24 0.038   2016/12/29 434,120,000 57,670,880 -   - -   -
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD 0.120   0.041   0.045   31,265,000 2,293,445 N/A 0.211   2016/09/22 0.041   2016/12/28 213,485,000 30,609,085 -   - -   -
27125 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 A HKD -   -   0.010   0 0 2,970,648 0.250   2016/04/07 0.011   2016/10/31 715,825,000 73,642,085 -   - -   -
11032 Credit Suisse AG - CITIC Sec European Warrants Dec 2016 B HKD -   -   0.010   0 0 25,126,510 0.191   2016/07/04 0.010   2016/11/25 1,563,615,000 171,003,585 -   - -   -
12719 Credit Suisse AG - CKH European Put Warrants Mar 2017 A HKD 0.201   0.080   0.148   462,520,000 74,828,090 N/A 0.250   2016/08/25 0.079   2016/11/23 1,281,735,000 193,349,960 -   - -   -
22957 Credit Suisse AG - CKH European Warrants Apr 2017 A HKD -   -   0.011   0 0 112,552 0.100   2016/01/05 0.011   2016/11/25 109,090,000 5,337,370 0.241   2015/06/22 0.085   2015/12/15
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD -   -   0.340   0 0 8,017 0.520   2016/09/12 0.290   2016/07/06 115,000 48,100 0.600   2015/06/05 0.185   2015/01/09
16706 Credit Suisse AG - CKH European Warrants Dec 2016 A HKD -   -   0.260   0 0 1,205,983 0.470   2016/09/09 0.170   2016/07/11 36,925,000 7,242,270 0.750   2015/08/07 0.112   2015/01/07
27877 Credit Suisse AG - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 36,090,631 0.300   2016/05/12 0.010   2016/11/07 1,937,370,000 311,177,230 -   - -   -
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD 0.158   0.143   0.144   200,000 30,100 3,148,567 0.250   2016/05/03 0.125   2016/07/06 573,100,000 83,924,700 0.260   2015/04/22 0.081   2015/01/08
11245 Credit Suisse AG - CKH Holdings European Warrants Jan 2017 A HKD 0.186   0.032   0.015   4,420,000 556,815 N/A 0.980   2016/09/09 0.032   2016/12/14 338,435,000 121,875,365 -   - -   -
12821 Credit Suisse AG - CKH Holdings European Warrants Mar 2017 B HKD 0.077   0.010   0.010   58,825,000 2,739,810 N/A 0.510   2016/09/02 0.010   2016/12/22 652,420,000 111,538,565 -   - -   -
14061 Credit Suisse AG - CKH Holdings European Warrants May 2017 A HKD 0.445   0.142   0.156   59,165,000 11,835,925 N/A 0.540   2016/11/04 0.142   2016/12/30 68,365,000 16,060,650 -   - -   -
13521 Credit Suisse AG - CKI Holdings European Warrants Apr 2017 A HKD 0.149   0.041   0.053   23,320,000 2,108,760 N/A 0.355   2016/09/29 0.041   2016/12/22 156,070,000 23,298,680 -   - -   -
11118 Credit Suisse AG - CKI Holdings European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,687,058 0.209   2016/06/27 0.012   2016/10/07 513,420,000 52,916,700 -   - -   -
11246 Credit Suisse AG - CKI Holdings European Warrants Jan 2017 A HKD 0.058   0.017   0.010   14,660,000 586,750 N/A 0.560   2016/08/01 0.017   2016/12/13 437,820,000 105,596,730 -   - -   -
15426 Credit Suisse AG - CKP European Warrants Jun 2017 A HKD 0.190   0.130   0.158   51,510,000 7,938,980 N/A 0.190   2016/12/22 0.130   2016/12/29 51,510,000 7,938,980 -   - -   -
12896 Credit Suisse AG - CKP European Warrants Mar 2017 A HKD 0.076   0.016   0.014   44,765,000 2,184,390 N/A 0.330   2016/09/09 0.016   2016/12/20 518,725,000 79,310,620 -   - -   -
27980 Credit Suisse AG - CM Bank European Warrants Dec 2016 A HKD 0.248   0.079   0.089   15,340,000 2,692,820 4,281,510 0.300   2016/09/05 0.063   2016/06/15 521,465,000 58,810,770 -   - -   -
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD 0.161   0.061   0.082   78,170,000 9,393,670 N/A 0.246   2016/09/08 0.061   2016/12/23 986,680,000 172,711,165 -   - -   -
14789 Credit Suisse AG - CM Bank European Warrants Jun 2017 B HKD 0.690   0.196   0.230   60,485,000 14,278,799 N/A 0.690   2016/12/09 0.196   2016/12/28 60,485,000 14,278,799 -   - -   -
21870 Credit Suisse AG - CNBM European Warrants Dec 2016 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.233   2015/05/06 0.085   2015/07/07
28504 Credit Suisse AG - CNBM European Warrants Dec 2016 B HKD -   -   0.020   0 0 14,823,416 0.470   2016/06/08 0.017   2016/11/25 635,548,000 93,262,114 -   - -   -
13443 Credit Suisse AG - CNBM European Warrants Mar 2017 A HKD 0.370   0.155   0.176   46,260,000 9,138,708 N/A 0.500   2016/11/14 0.155   2016/12/28 155,864,000 36,629,610 -   - -   -
14794 Credit Suisse AG - CNBM European Warrants May 2017 A HKD 0.305   0.142   0.154   27,392,000 4,441,782 N/A 0.305   2016/12/12 0.142   2016/12/29 27,392,000 4,441,782 -   - -   -
13969 Credit Suisse AG - CNOOC European Put Warrants Apr 2017 A HKD 0.375   0.187   0.335   47,042,000 11,422,403 N/A 0.520   2016/11/14 0.187   2016/12/14 72,871,000 22,277,543 -   - -   -
28596 Credit Suisse AG - CNOOC European Put Warrants Jan 2017 A HKD -   -   0.012   0 0 16,669,045 0.131   2016/06/06 0.012   2016/11/22 2,825,610,000 156,187,730 -   - -   -
14710 Credit Suisse AG - CNOOC European Warrants Apr 2017 B HKD 0.440   0.107   0.128   2,244,430,000 516,296,641 N/A 0.440   2016/12/01 0.107   2016/12/28 2,248,800,000 517,324,734 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.234   0.196   0.184   2,670,000 561,060 32,495,268 0.265   2016/10/25 0.089   2016/01/21 4,979,510,000 821,644,140 -   - -   -
24185 Credit Suisse AG - CNOOC European Warrants Dec 2016 A HKD 0.038   0.010   0.010   30,850,000 650,210 23,468,897 0.075   2016/04/21 0.010   2016/12/14 8,845,840,000 318,292,810 0.142   2015/07/22 0.031   2015/12/31
12281 Credit Suisse AG - CNOOC European Warrants Dec 2016 B HKD -   -   0.015   0 0 N/A 0.760   2016/10/24 0.012   2016/11/28 3,414,534,000 841,188,271 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.152   0.099   0.103   157,910,000 18,892,920 24,402,800 0.167   2016/10/24 0.084   2016/08/03 1,517,660,000 191,728,710 -   - -   -
13640 Credit Suisse AG - CNOOC European Warrants Mar 2017 A HKD 0.207   0.047   0.057   94,362,000 12,820,860 N/A 0.460   2016/10/20 0.047   2016/12/29 2,014,566,000 435,271,581 -   - -   -
13348 Credit Suisse AG - CPIC European Warrants Apr 2017 A HKD 0.113   0.023   0.024   26,650,000 2,142,422 N/A 0.227   2016/09/22 0.023   2016/12/23 368,898,000 53,234,752 -   - -   -
28076 Credit Suisse AG - CRCC European Warrants Dec 2016 A HKD -   -   0.132   0 0 5,640,274 0.139   2016/06/07 0.023   2016/10/14 615,285,000 50,990,430 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.163   0.076   0.084   70,125,000 7,819,990 N/A 0.196   2016/11/28 0.073   2016/09/20 310,430,000 40,574,000 -   - -   -
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.149   0.077   0.084   51,105,000 5,622,890 N/A 0.192   2016/11/28 0.077   2016/12/22 80,105,000 10,617,620 -   - -   -
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD 0.073   0.040   0.040   12,560,000 722,710 1,454,967 0.236   2016/04/14 0.040   2016/12/29 282,290,000 40,669,500 -   - -   -
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.133   0.084   0.086   39,690,000 4,201,520 N/A 0.137   2016/11/29 0.084   2016/12/28 61,560,000 6,890,940 -   - -   -
18749 Credit Suisse AG - CSOP A50 ETF Euro Put Wts Dec 2016 A HKD -   -   0.016   0 0 9,315 0.315   2016/02/12 0.058   2016/11/09 140,374,000 29,957,780 0.350   2015/08/25 0.058   2015/05/26
25814 Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2016 B HKD 0.077   0.011   0.010   2,656,000 83,372 23,496,988 0.218   2016/01/04 0.011   2016/12/21 9,580,714,000 922,518,038 0.275   2015/11/05 0.190   2015/08/31
11950 Credit Suisse AG - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.340   0.011   0.015   81,138,600 16,602,294 N/A 0.660   2016/08/16 0.011   2016/12/30 547,599,000 134,970,698 -   - -   -
12558 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.108   0.059   0.015   18,153,200 1,552,765 N/A 0.204   2016/08/22 0.059   2016/12/07 321,998,800 39,015,703 -   - -   -
14358 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 B HKD 0.208   0.024   0.025   43,030,000 6,991,397 N/A 0.215   2016/11/30 0.024   2016/12/30 86,537,600 15,281,863 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.158   0.122   0.113   9,818,000 1,480,398 1,355,814 0.305   2016/01/04 0.122   2016/12/15 1,806,460,000 339,842,026 0.440   2015/03/25 0.315   2015/12/31
13172 Credit Suisse AG - CSR Times European Warrants Mar 2017 A HKD 0.220   0.066   0.079   43,840,000 4,949,170 N/A 0.385   2016/09/22 0.066   2016/12/28 177,390,000 27,122,800 -   - -   -
14060 Credit Suisse AG - CSR Times European Warrants May 2017 A HKD 0.510   0.340   0.395   11,465,000 4,623,850 N/A 0.610   2016/11/29 0.340   2016/12/22 21,130,000 9,046,975 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.164   0.114   0.122   37,425,000 5,101,595 N/A 0.260   2016/09/20 0.114   2016/12/28 191,435,000 35,585,310 -   - -   -
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.139   0.077   0.089   113,780,000 12,000,420 53,138,513 0.260   2016/08/09 0.077   2016/12/29 2,012,080,000 362,611,060 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.107   0.063   0.067   24,600,000 2,177,060 N/A 0.234   2016/09/15 0.063   2016/12/30 162,280,000 22,433,260 -   - -   -
11903 Credit Suisse AG - Galaxy Ent European Put Wts Feb 2017 A HKD 0.010   0.010   0.010   400,000 4,000 N/A 0.255   2016/08/03 0.010   2016/12/13 1,784,870,000 189,847,730 -   - -   -
14515 Credit Suisse AG - Galaxy Ent European Put Wts Jun 2017 A HKD 0.285   0.127   0.221   192,040,000 36,572,910 N/A 0.285   2016/12/16 0.127   2016/12/07 223,590,000 41,864,030 -   - -   -
13722 Credit Suisse AG - Galaxy Ent European Put Wts Mar 2017 A HKD 0.074   0.024   0.056   44,900,000 2,690,310 N/A 0.207   2016/10/17 0.024   2016/12/01 649,290,000 75,332,880 -   - -   -
13526 Credit Suisse AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.550   0.213   0.260   40,240,000 10,580,370 N/A 0.550   2016/12/01 0.160   2016/10/17 1,082,240,000 241,509,480 -   - -   -
11899 Credit Suisse AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.360   0.345   0.325   580,000 204,300 N/A 0.660   2016/11/22 0.051   2016/08/31 1,769,820,000 229,492,370 -   - -   -
11033 Credit Suisse AG - Galaxy Ent European Warrants Jan 2017 A HKD 1.130   0.640   0.630   3,240,000 3,026,000 39,914,323 1.130   2016/12/08 0.128   2016/07/06 1,311,800,000 253,452,200 -   - -   -
14793 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.233   0.072   0.084   197,090,000 29,323,530 N/A 0.233   2016/12/07 0.072   2016/12/29 197,090,000 29,323,530 -   - -   -
14355 Credit Suisse AG - Galaxy Ent European Warrants May 2017 A HKD 0.460   0.161   0.187   353,980,000 89,184,600 N/A 0.460   2016/12/01 0.161   2016/12/28 372,680,000 96,280,500 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD 0.103   0.097   0.100   448,000 44,760 N/A 0.103   2016/12/28 0.097   2016/12/28 448,000 44,760 -   - -   -
11030 Credit Suisse AG - GCL-Poly Energy European Wts Dec 2016 A HKD -   -   0.010   0 0 4,827,016 0.168   2016/07/11 0.010   2016/11/17 314,412,000 30,507,817 -   - -   -
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD 0.103   0.052   0.053   5,017,000 427,639 N/A 0.221   2016/09/19 0.052   2016/12/28 47,394,000 6,089,715 -   - -   -
13952 Credit Suisse AG - Geely Auto European Put Warrants Apr 17 B HKD 0.710   0.345   0.570   23,830,000 13,023,675 N/A 0.760   2016/11/17 0.345   2016/12/08 83,500,000 42,664,325 -   - -   -
13949 Credit Suisse AG - Geely Auto European Warrants Apr 2017 A HKD 0.320   0.077   0.096   1,095,000 158,090 N/A 0.700   2016/10/26 0.077   2016/12/23 174,410,000 72,998,095 -   - -   -
11652 Credit Suisse AG - Geely Auto European Warrants Jan 2017 A HKD 2.290   1.710   1.360   225,000 458,350 N/A 2.950   2016/10/26 0.330   2016/07/25 173,945,000 111,978,475 -   - -   -
12777 Credit Suisse AG - Geely Auto European Warrants Mar 2017 A HKD 1.600   0.740   0.880   5,095,000 4,079,900 N/A 2.410   2016/10/25 0.530   2016/08/26 119,955,000 120,123,950 -   - -   -
13173 Credit Suisse AG - Geely Auto European Warrants Mar 2017 B HKD 1.050   0.345   0.415   55,850,000 32,026,775 N/A 1.690   2016/10/25 0.345   2016/12/28 203,190,000 151,968,125 -   - -   -
13520 Credit Suisse AG - Geely Auto European Warrants Mar 2017 C HKD 0.750   0.214   0.295   312,000,000 118,570,315 N/A 1.250   2016/10/25 0.120   2016/11/03 485,010,000 239,652,440 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD 0.159   0.092   0.098   512,720,000 64,057,825 N/A 0.167   2016/11/28 0.092   2016/12/28 518,925,000 64,978,980 -   - -   -
11031 Credit Suisse AG - GF Sec European Warrants Jan 2017 A HKD 0.085   0.020   0.015   44,150,000 2,310,778 19,736,719 0.280   2016/07/04 0.020   2016/12/19 933,614,000 132,248,246 -   - -   -
14786 Credit Suisse AG - GF Sec European Warrants Sep 2017 A HKD 0.201   0.121   0.126   1,652,000 266,048 N/A 0.201   2016/12/08 0.121   2016/12/29 1,652,000 266,048 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.206   0.157   0.166   110,565,000 19,201,780 10,146,850 0.310   2016/10/25 0.123   2016/05/19 1,635,095,000 290,486,210 -   - -   -
11591 Credit Suisse AG - Greatwall Motor European Wts Feb 2017 A HKD 0.046   0.016   0.020   9,485,000 310,925 N/A 0.202   2016/07/29 0.016   2016/12/28 668,160,000 89,843,585 -   - -   -
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD 0.131   0.053   0.058   48,172,000 4,326,320 N/A 0.199   2016/09/22 0.053   2016/12/28 386,032,000 49,123,352 -   - -   -
27005 Credit Suisse AG - Haitong Sec European Warrants Jan 2017 A HKD 0.078   0.017   0.014   57,412,000 2,756,632 12,024,822 0.236   2016/03/31 0.017   2016/12/15 1,841,296,000 188,958,520 -   - -   -
11035 Credit Suisse AG - Haitong Sec European Warrants May 2017 A HKD 0.260   0.126   0.139   54,064,000 7,760,280 30,195,345 0.275   2016/08/15 0.126   2016/12/28 982,564,000 196,174,820 -   - -   -
11816 Credit Suisse AG - Henganintl European Warrants Feb 2017 A HKD 0.082   0.010   0.010   33,160,000 2,022,995 N/A 0.630   2016/08/22 0.010   2016/12/19 171,340,000 21,278,810 -   - -   -
14025 Credit Suisse AG - Henganintl European Warrants May 2017 A HKD 0.400   0.144   0.184   7,270,000 1,388,600 N/A 0.550   2016/11/29 0.144   2016/12/29 7,860,000 1,685,800 -   - -   -
27681 Credit Suisse AG - HKEX European Put Warrants Dec 2016 C HKD 0.010   0.010   0.010   450,000 4,500 217,926,580 0.200   2016/06/24 0.010   2016/12/05 23,057,590,000 2,365,642,600 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD 0.124   0.062   0.096   729,660,000 72,936,060 N/A 0.168   2016/08/22 0.062   2016/12/01 1,773,450,000 171,971,430 -   - -   -
13222 Credit Suisse AG - HKEX European Put Warrants Mar 2017 C HKD 0.248   0.100   0.202   309,150,000 58,210,960 N/A 0.248   2016/12/28 0.099   2016/11/28 2,326,330,000 334,887,370 -   - -   -
11729 Credit Suisse AG - HKEX European Warrants Apr 2017 A HKD 0.222   0.051   0.069   19,544,740,000 1,330,295,220 N/A 0.305   2016/09/09 0.051   2016/12/28 20,538,830,000 1,514,314,460 -   - -   -
13133 Credit Suisse AG - HKEX European Warrants Apr 2017 B HKD 0.430   0.020   0.037   111,082,000 23,249,432 N/A 1.250   2016/09/22 0.020   2016/12/28 10,188,252,000 7,001,864,142 -   - -   -
24780 Credit Suisse AG - HKEX European Warrants Dec 2016 A HKD -   -   0.010   0 0 21,070,188 0.114   2016/01/04 0.010   2016/11/28 2,380,450,000 149,944,100 -   - -   -
27285 Credit Suisse AG - HKEX European Warrants Dec 2016 B HKD 0.156   0.072   0.076   11,940,000 1,159,730 7,803,688 0.265   2016/09/09 0.072   2016/12/06 41,366,400,000 5,255,048,740 -   - -   -
11055 Credit Suisse AG - HKEX European Warrants Dec 2016 D HKD -   -   0.300   0 0 26,222,868 0.395   2016/09/09 0.166   2016/07/08 1,358,680,000 273,770,690 -   - -   -
11135 Credit Suisse AG - HKEX European Warrants Dec 2016 E HKD -   -   0.010   0 0 292,012,319 1.010   2016/09/09 0.010   2016/11/28 4,360,813,000 2,125,179,366 -   - -   -
12553 Credit Suisse AG - HKEX European Warrants Dec 2016 F HKD -   -   0.010   0 0 N/A 0.630   2016/09/09 0.010   2016/11/28 2,327,737,000 779,596,072 -   - -   -
27071 Credit Suisse AG - HKEX European Warrants Feb 2017 A HKD 0.061   0.010   0.010   268,880,000 8,749,350 1,108,014,630 0.180   2016/04/25 0.010   2016/12/30 94,501,850,000 8,339,806,310 -   - -   -
14249 Credit Suisse AG - HKEX European Warrants Feb 2017 B HKD 0.355   0.017   0.029   3,011,717,000 683,882,597 N/A 0.500   2016/11/15 0.017   2016/12/29 3,035,123,000 693,877,252 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.111   0.031   0.042   1,827,120,000 195,404,250 N/A 0.154   2016/10/24 0.031   2016/12/28 22,358,050,000 2,736,041,350 -   - -   -
15135 Credit Suisse AG - HKEX European Warrants Jul 2017 B HKD 0.133   0.078   0.099   60,130,000 5,857,070 N/A 0.133   2016/12/14 0.078   2016/12/28 60,130,000 5,857,070 -   - -   -
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD 0.023   0.014   0.020   1,330,000 25,610 36,790 0.064   2016/08/16 0.014   2016/12/14 5,200,000 220,740 0.900   2015/04/23 0.150   2015/12/01
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD 0.147   0.030   0.044   21,287,040,000 1,502,429,080 1,514,634,213 0.242   2016/04/28 0.030   2016/12/28 95,192,970,000 11,315,882,010 -   - -   -
14663 Credit Suisse AG - HKEX European Warrants Jun 2017 D HKD 0.138   0.044   0.056   49,960,000 4,910,100 N/A 0.146   2016/11/29 0.044   2016/12/28 58,540,000 6,089,120 -   - -   -
27072 Credit Suisse AG - HKEX European Warrants Mar 2017 A HKD 0.130   0.010   0.014   12,140,790,000 956,487,330 330,175,607 0.240   2016/04/01 0.010   2016/12/30 48,348,330,000 6,027,072,420 -   - -   -
12555 Credit Suisse AG - HKEX European Warrants Mar 2017 B HKD 0.197   0.140   0.021   21,952,000 4,035,301 N/A 0.510   2016/10/11 0.140   2016/12/05 62,727,000 16,463,846 -   - -   -
13353 Credit Suisse AG - HKEX European Warrants Mar 2017 D HKD 0.600   0.132   0.153   70,060,000 14,158,354 N/A 1.580   2016/09/22 0.132   2016/12/19 160,885,000 114,554,444 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.116   0.043   0.052   35,250,000 2,959,680 N/A 0.174   2016/10/11 0.043   2016/12/28 759,760,000 100,257,580 -   - -   -
14391 Credit Suisse AG - HS H-SHARE European Warrants Apr 2017 A HKD 0.490   0.156   0.201   211,352,000 41,899,520 N/A 0.490   2016/12/01 0.156   2016/12/23 217,324,000 44,366,000 -   - -   -
22974 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.169   2015/06/24 0.036   2015/12/09
13221 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 B HKD 0.142   0.018   0.026   58,102,000 5,985,504 N/A 0.265   2016/09/22 0.018   2016/12/23 854,342,000 143,247,480 -   - -   -
13048 Credit Suisse AG - HSBC European Put Warrants Apr 2017 D HKD 0.119   0.050   0.074   1,334,912,000 110,288,704 N/A 0.380   2016/09/14 0.050   2016/12/08 2,137,980,000 241,827,484 -   - -   -
14389 Credit Suisse AG - HSBC European Put Warrants Apr 2017 F HKD 0.226   0.087   0.141   2,456,652,000 289,616,564 N/A 0.260   2016/11/21 0.087   2016/12/12 2,506,096,000 300,786,148 -   - -   -
12328 Credit Suisse AG - HSBC European Put Warrants Feb 2017 A HKD 0.011   0.010   0.010   2,144,000 21,632 N/A 0.182   2016/08/16 0.010   2016/12/13 5,253,208,000 575,909,464 -   - -   -
11525 Credit Suisse AG - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   0 0 N/A 0.245   2016/07/19 0.010   2016/10/12 2,914,464,000 416,121,148 -   - -   -
15186 Credit Suisse AG - HSBC European Put Warrants Jun 2017 C HKD 0.460   0.375   0.450   7,024,000 3,005,100 N/A 0.460   2016/12/30 0.375   2016/12/21 7,024,000 3,005,100 -   - -   -
12985 Credit Suisse AG - HSBC European Put Warrants Mar 2017 B HKD 0.062   0.019   0.031   183,716,000 7,997,636 N/A 0.255   2016/09/14 0.019   2016/12/08 9,074,332,000 1,261,655,432 -   - -   -
11052 Credit Suisse AG - HSBC European Wts Apr 2017 A HKD 1.120   0.630   0.680   2,652,000 2,063,840 2,282,916 1.120   2016/12/08 0.176   2016/06/24 60,900,000 16,315,212 -   - -   -
12991 Credit Suisse AG - HSBC European Wts Apr 2017 B HKD 0.295   0.089   0.105   3,296,044,000 386,668,336 N/A 0.295   2016/12/08 0.052   2016/11/09 20,291,620,000 2,695,914,088 -   - -   -
13439 Credit Suisse AG - HSBC European Wts Apr 2017 E HKD 0.400   0.131   0.152   338,436,000 68,909,520 N/A 0.400   2016/12/08 0.086   2016/11/09 26,227,036,000 3,789,320,916 -   - -   -
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.370   0.158   0.190   189,768,000 39,351,896 N/A 0.370   2016/12/08 0.158   2016/12/29 230,344,000 47,588,572 -   - -   -
27737 Credit Suisse AG - HSBC European Wts Dec 2016 A HKD -   -   0.088   0 0 170,226,773 0.239   2016/09/09 0.038   2016/11/09 11,209,600,000 1,030,033,496 -   - -   -
11233 Credit Suisse AG - HSBC European Wts Dec 2016 B HKD 1.240   1.010   1.010   1,740,000 2,079,360 N/A 1.240   2016/12/07 0.159   2016/07/06 930,532,000 204,510,360 -   - -   -
12301 Credit Suisse AG - HSBC European Wts Dec 2016 C HKD -   -   0.660   0 0 N/A 0.670   2016/11/15 0.202   2016/08/16 51,116,000 12,817,644 -   - -   -
11238 Credit Suisse AG - HSBC European Wts Jan 2017 A HKD 1.630   1.310   1.310   1,016,000 1,576,840 N/A 1.630   2016/12/07 0.245   2016/07/08 14,864,000 12,064,432 -   - -   -
15137 Credit Suisse AG - HSBC European Wts Jun 2017 A HKD 0.234   0.115   0.153   34,408,000 5,042,304 N/A 0.234   2016/12/14 0.115   2016/12/28 34,408,000 5,042,304 -   - -   -
15182 Credit Suisse AG - HSBC European Wts Jun 2017 B HKD 0.137   0.085   0.107   10,744,000 1,092,684 N/A 0.137   2016/12/15 0.085   2016/12/28 10,744,000 1,092,684 -   - -   -
12869 Credit Suisse AG - HSBC European Wts Mar 2017 A HKD 0.560   0.410   0.450   1,068,000 468,800 N/A 0.560   2016/12/06 0.243   2016/10/13 1,806,940,000 641,795,300 -   - -   -
13049 Credit Suisse AG - HSBC European Wts Mar 2017 D HKD 0.210   0.040   0.052   2,683,336,000 339,837,532 N/A 0.236   2016/09/09 0.035   2016/11/09 7,178,784,000 784,389,404 -   - -   -
12504 Credit Suisse AG - HSBC European Wts May 2017 A HKD 0.540   0.205   0.248   24,772,000 8,191,080 N/A 0.540   2016/12/08 0.118   2016/11/09 3,971,112,000 789,920,088 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.315   0.132   0.145   8,396,824,000 1,659,760,692 N/A 0.315   2016/12/08 0.132   2016/12/29 8,403,720,000 1,660,924,152 -   - -   -
15185 Credit Suisse AG - HSBC European Wts Sep 2017 A HKD 0.126   0.110   0.124   4,800,000 572,576 N/A 0.126   2016/12/30 0.110   2016/12/29 4,800,000 572,576 -   - -   -
12549 Credit Suisse AG - HSI European Put Warrants Feb 2017 A HKD 0.139   0.063   0.104   520,190,000 50,042,900 N/A 0.150   2016/08/24 0.063   2016/12/08 1,347,320,000 132,107,180 -   - -   -
11732 Credit Suisse AG - HSI European Put Warrants Jan 2017 A HKD 0.020   0.010   0.010   39,960,000 489,180 N/A 0.121   2016/07/27 0.010   2016/12/29 9,815,470,000 950,712,220 -   - -   -
12260 Credit Suisse AG - HSI European Put Warrants Jan 2017 B HKD 0.069   0.029   0.049   7,890,000 359,000 N/A 0.117   2016/08/11 0.029   2016/12/08 894,830,000 69,350,560 -   - -   -
13220 Credit Suisse AG - HSI European Put Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27341 Credit Suisse AG - HSI European Warrants Dec 2016 A HKD 0.135   0.010   0.010   23,390,000 1,984,440 157,260,242 0.285   2016/10/06 0.010   2016/12/21 15,783,250,000 1,927,915,330 -   - -   -
28128 Credit Suisse AG - HSI European Warrants Dec 2016 B HKD 0.355   0.205   0.188   13,990,000 3,681,550 43,205,767 0.570   2016/09/09 0.176   2016/07/06 1,216,060,000 259,234,600 -   - -   -
12269 Credit Suisse AG - HSI European Warrants Jan 2017 C HKD 0.098   0.010   0.013   27,260,000 1,330,630 N/A 0.290   2016/09/09 0.010   2016/12/28 3,350,000,000 649,615,930 -   - -   -
12270 Credit Suisse AG - HSI European Warrants Mar 2017 A HKD 0.113   0.033   0.043   8,350,000 446,260 N/A 0.280   2016/09/09 0.033   2016/12/28 500,840,000 88,994,810 -   - -   -
28769 Credit Suisse AG - HTSC European Warrants Feb 2017 A HKD 0.103   0.010   0.010   40,278,000 2,443,382 38,216,398 0.226   2016/06/08 0.010   2016/12/21 1,917,470,000 260,410,698 -   - -   -
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD 0.228   0.070   0.077   68,378,000 8,846,198 N/A 0.255   2016/10/25 0.070   2016/12/29 277,690,000 53,484,946 -   - -   -
11817 Credit Suisse AG - Huaneng Power European Warrants Feb 2017A HKD 0.213   0.091   0.173   41,670,000 6,911,018 N/A 0.630   2016/08/15 0.091   2016/12/28 262,680,000 85,326,882 -   - -   -
14798 Credit Suisse AG - Huaneng Power European Warrants Jun 2017A HKD 0.380   0.300   0.380   5,652,000 1,873,020 N/A 0.380   2016/12/08 0.300   2016/12/23 5,652,000 1,873,020 -   - -   -
27257 Credit Suisse AG - ICBC European Warrants Feb 2017 A HKD 0.179   0.034   0.077   150,855,000 18,825,002 34,706,447 0.425   2016/09/22 0.034   2016/12/28 2,364,370,000 334,918,535 -   - -   -
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.450   0.238   0.365   19,647,000 5,565,231 1,652,534 0.710   2016/09/09 0.132   2016/06/17 581,179,000 107,304,242 -   - -   -
12463 Credit Suisse AG - ICBC European Warrants Mar 2017 A HKD 0.079   0.013   0.024   77,270,000 4,420,163 N/A 0.305   2016/08/18 0.013   2016/12/28 1,658,898,000 234,359,327 -   - -   -
14350 Credit Suisse AG - ICBC European Warrants May 2017 A HKD 0.193   0.063   0.097   234,825,000 28,865,451 N/A 0.193   2016/12/12 0.063   2016/12/28 350,070,000 47,015,745 -   - -   -
13226 Credit Suisse AG - Jiangxi Copper European Wts Apr 2017 A HKD 2.340   0.920   0.980   9,335,000 12,644,350 N/A 2.550   2016/11/25 0.480   2016/10/12 52,331,000 68,580,960 -   - -   -
14408 Credit Suisse AG - Jiangxi Copper European Wts Jun 2017 A HKD 0.180   0.080   0.084   89,370,000 13,098,810 N/A 0.208   2016/11/25 0.080   2016/12/23 171,760,000 27,914,030 -   - -   -
17524 Credit Suisse AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.183   2015/04/27 0.040   2015/11/11
17805 Credit Suisse AG - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 12,800 0.072   2016/01/05 0.012   2016/07/18 84,940,000 4,852,540 0.244   2015/04/27 0.023   2015/08/24
21845 Credit Suisse AG - KECL European Warrants Mar 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.185   2015/05/05 0.098   2015/06/09
28298 Credit Suisse AG - Kingsoft European Warrants Dec 2016 A HKD -   -   0.171   0 0 26,027,770 0.400   2016/10/11 0.059   2016/08/03 1,985,080,000 244,251,300 -   - -   -
11378 Credit Suisse AG - Kingsoft European Warrants Jan 2017 A HKD 0.320   0.124   0.142   2,820,000 537,400 N/A 0.510   2016/09/21 0.124   2016/12/20 679,340,000 136,613,770 -   - -   -
12440 Credit Suisse AG - Kingsoft European Warrants Mar 2017 A HKD 0.201   0.073   0.086   72,300,000 8,486,240 N/A 0.390   2016/10/11 0.073   2016/12/28 1,193,390,000 238,151,300 -   - -   -
13554 Credit Suisse AG - Kingsoft European Warrants Mar 2017 B HKD 0.078   0.024   0.027   18,280,000 909,960 N/A 0.237   2016/10/11 0.024   2016/12/29 179,680,000 20,856,870 -   - -   -
12881 Credit Suisse AG - Kingsoft European Warrants May 2017 A HKD 0.212   0.088   0.104   79,680,000 10,039,970 N/A 0.400   2016/09/22 0.088   2016/12/28 405,330,000 84,222,020 -   - -   -
13786 Credit Suisse AG - Lenovo European Warrants Apr 2017 A HKD 0.159   0.067   0.086   89,478,000 9,889,650 N/A 0.330   2016/10/18 0.067   2016/12/29 230,340,000 35,361,232 -   - -   -
24875 Credit Suisse AG - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 418,163 0.144   2016/01/04 0.010   2016/09/12 2,981,500,000 234,097,740 0.240   2015/11/24 0.103   2015/08/27
28074 Credit Suisse AG - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 12,082,399 0.365   2016/05/19 0.010   2016/11/04 1,528,910,000 241,667,266 -   - -   -
28761 Credit Suisse AG - Lenovo European Warrants Dec 2016 C HKD 0.016   0.011   0.010   500,000 6,000 8,427,352 0.710   2016/08/09 0.011   2016/12/01 353,974,000 129,761,212 -   - -   -
12405 Credit Suisse AG - Lenovo European Warrants Mar 2017 A HKD 0.055   0.012   0.014   8,764,000 364,190 N/A 0.475   2016/08/18 0.012   2016/12/29 678,210,000 132,414,784 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.036   0.024   0.028   72,020,000 2,000,120 7,665,000 0.189   2016/04/19 0.024   2016/12/29 1,927,020,000 108,825,180 -   - -   -
11174 Credit Suisse AG - Li & Fung European Warrants Jan 2017 A HKD 0.030   0.010   0.010   3,610,000 66,500 12,253,960 0.435   2016/09/08 0.010   2016/12/14 314,610,000 73,949,100 -   - -   -
13852 Credit Suisse AG - Li & Fung European Warrants Mar 2017 A HKD 0.168   0.045   0.056   188,128,000 20,332,674 N/A 0.370   2016/10/26 0.045   2016/12/29 261,282,000 29,837,734 -   - -   -
11463 Credit Suisse AG - Link REIT European Warrants Jan 2017 A HKD 0.054   0.020   0.018   3,790,000 126,530 N/A 0.410   2016/07/29 0.020   2016/12/13 547,595,000 118,418,565 -   - -   -
12878 Credit Suisse AG - Link REIT European Warrants Mar 2017 A HKD 0.062   0.017   0.013   5,235,000 266,410 N/A 0.240   2016/09/02 0.017   2016/12/20 404,290,000 64,241,930 -   - -   -
18528 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 A HKD -   -   0.091   0 0 2,274,452 0.125   2016/10/25 0.042   2016/05/20 1,276,420,000 87,145,235 0.415   2015/04/28 0.089   2015/12/14
21887 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 B HKD -   -   0.012   0 0 130 0.029   2016/01/05 0.013   2016/08/17 210,000 5,130 0.247   2015/05/06 0.031   2015/12/30
11948 Credit Suisse AG - Minsheng Bank European Wts Dec 2016 C HKD 0.270   0.010   0.010   25,832,000 3,989,606 N/A 0.680   2016/10/11 0.010   2016/12/16 149,970,000 51,760,358 -   - -   -
14662 Credit Suisse AG - Minsheng Bank European Wts Mar 2017 A HKD 0.405   0.084   0.117   92,427,000 10,907,955 N/A 0.405   2016/12/09 0.084   2016/12/28 94,230,000 11,502,425 -   - -   -
13350 Credit Suisse AG - New World Dev European Wts Apr 2017 A HKD 0.048   0.015   0.012   3,260,000 60,740 N/A 0.345   2016/09/22 0.015   2016/12/20 214,506,000 27,039,380 -   - -   -
14219 Credit Suisse AG - New World Dev European Wts May 2017 A HKD 0.320   0.126   0.147   9,400,000 1,490,146 N/A 0.330   2016/11/18 0.126   2016/12/29 14,926,000 3,232,896 -   - -   -
12776 Credit Suisse AG - PCCW European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.255   2016/08/29 0.012   2016/11/16 204,125,000 26,607,589 -   - -   -
14179 Credit Suisse AG - PCCW European Warrants May 2017 A HKD 0.255   0.092   0.103   27,785,000 4,747,453 N/A 0.255   2016/12/01 0.092   2016/12/29 57,259,000 10,980,579 -   - -   -
14468 Credit Suisse AG - PetroChina European Warrants Apr 2017 A HKD 0.395   0.174   0.260   260,706,000 80,255,028 N/A 0.395   2016/12/14 0.157   2016/11/30 337,312,000 93,595,920 -   - -   -
27691 Credit Suisse AG - PetroChina European Warrants Dec 2016 A HKD 0.046   0.015   0.020   6,258,000 164,754 16,509,103 0.580   2016/04/28 0.013   2016/11/09 1,209,646,000 172,031,400 -   - -   -
15337 Credit Suisse AG - PetroChina European Warrants Jun 2017 A HKD 0.237   0.182   0.186   5,386,000 1,095,712 N/A 0.237   2016/12/22 0.182   2016/12/29 5,386,000 1,095,712 -   - -   -
13043 Credit Suisse AG - PetroChina European Warrants Mar 2017 A HKD 0.470   0.168   0.295   35,114,000 9,289,034 N/A 0.470   2016/12/14 0.117   2016/11/18 1,473,340,000 363,257,970 -   - -   -
14788 Credit Suisse AG - PICC European Warrants Apr 2017 A HKD 0.250   0.079   0.075   13,604,000 2,680,896 N/A 0.250   2016/12/09 0.079   2016/12/23 13,604,000 2,680,896 -   - -   -
12658 Credit Suisse AG - PICC European Warrants Feb 2017 A HKD 0.037   0.021   0.011   16,340,000 541,740 N/A 0.139   2016/09/07 0.015   2016/11/21 674,800,000 56,670,160 -   - -   -
26440 Credit Suisse AG - PICC European Warrants Jan 2017 A HKD 0.082   0.013   0.016   31,002,000 1,887,014 17,537,576 0.385   2016/04/21 0.013   2016/12/28 1,127,850,000 161,004,856 -   - -   -
14354 Credit Suisse AG - PICC European Warrants Jun 2017 A HKD 0.980   0.370   0.430   15,024,000 9,105,010 N/A 1.130   2016/11/28 0.370   2016/12/29 21,596,000 14,912,350 -   - -   -
14787 Credit Suisse AG - PICC Group European Warrants Jun 2017 A HKD 0.174   0.087   0.095   24,002,000 2,882,973 N/A 0.174   2016/12/08 0.087   2016/12/29 24,002,000 2,882,973 -   - -   -
29464 Credit Suisse AG - Ping An European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 50,188,123 0.335   2016/06/17 0.010   2016/11/09 3,345,920,000 301,329,115 -   - -   -
14609 Credit Suisse AG - Ping An European Put Warrants Jun 2017 C HKD 0.355   0.169   0.320   88,150,000 18,852,865 N/A 0.355   2016/12/23 0.166   2016/11/30 122,150,000 25,117,010 -   - -   -
12557 Credit Suisse AG - Ping An European Put Warrants Mar 2017 A HKD 0.120   0.037   0.092   136,105,000 10,596,830 N/A 0.222   2016/08/22 0.037   2016/12/12 3,192,245,000 351,629,550 -   - -   -
12792 Credit Suisse AG - Ping An European Warrants Apr 2017 A HKD 0.090   0.020   0.024   165,840,000 9,870,805 N/A 0.225   2016/09/09 0.020   2016/12/29 8,550,430,000 1,335,417,200 -   - -   -
13725 Credit Suisse AG - Ping An European Warrants Apr 2017 B HKD 0.131   0.027   0.031   3,603,020,000 380,274,955 N/A 0.222   2016/10/13 0.027   2016/12/29 7,906,285,000 992,093,330 -   - -   -
14153 Credit Suisse AG - Ping An European Warrants Apr 2017 C HKD 0.410   0.109   0.123   2,646,855,000 364,914,665 N/A 0.430   2016/11/28 0.109   2016/12/23 2,652,635,000 366,935,140 -   - -   -
14736 Credit Suisse AG - Ping An European Warrants Apr 2017 D HKD 0.130   0.093   0.038   22,190,000 2,427,805 N/A 0.130   2016/12/09 0.093   2016/12/14 22,190,000 2,427,805 -   - -   -
19263 Credit Suisse AG - Ping An European Warrants Dec 2016 A HKD 0.045   0.010   0.010   23,655,000 622,130 113,488,764 0.112   2016/01/06 0.010   2016/12/16 18,279,885,000 714,920,000 0.370   2015/05/22 0.085   2015/08/25
23635 Credit Suisse AG - Ping An European Warrants Dec 2016 B HKD -   -   0.010   0 0 50,013,417 0.076   2016/01/04 0.010   2016/10/31 10,159,850,000 304,950,100 0.235   2015/07/13 0.058   2015/12/14
27536 Credit Suisse AG - Ping An European Warrants Dec 2016 C HKD -   -   0.010   0 0 130,791,596 0.220   2016/09/09 0.010   2016/11/28 6,829,380,000 785,744,305 -   - -   -
28144 Credit Suisse AG - Ping An European Warrants Dec 2016 D HKD -   -   0.630   0 0 100,922,777 0.730   2016/09/09 0.126   2016/07/08 10,641,040,000 1,727,150,915 -   - -   -
11381 Credit Suisse AG - Ping An European Warrants Feb 2017 A HKD 0.460   0.117   0.125   34,810,000 6,225,220 N/A 0.550   2016/09/22 0.117   2016/12/28 4,213,890,000 911,676,875 -   - -   -
12410 Credit Suisse AG - Ping An European Warrants Jan 2017 B HKD 0.247   0.010   0.010   44,010,000 4,773,590 N/A 0.435   2016/09/09 0.010   2016/12/21 1,008,790,000 208,577,895 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.059   0.024   0.026   15,310,000 693,290 2,950,341 0.113   2016/01/04 0.024   2016/12/23 347,750,000 23,652,510 0.430   2015/05/26 0.102   2015/12/14
15482 Credit Suisse AG - Ping An European Warrants Jul 2017 B HKD 0.153   0.124   0.137   23,000,000 3,213,445 N/A 0.153   2016/12/28 0.124   2016/12/29 23,000,000 3,213,445 -   - -   -
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD -   -   0.014   0 0 66,617 0.096   2016/01/04 0.020   2016/10/19 20,150,000 1,008,150 0.191   2015/07/16 0.070   2015/12/14
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD -   -   0.029   0 0 N/A 0.198   2016/09/22 0.078   2016/11/02 154,455,000 25,145,645 -   - -   -
13044 Credit Suisse AG - Ping An European Warrants Mar 2017 B HKD 0.123   0.017   0.020   95,360,000 6,342,960 N/A 0.350   2016/09/09 0.017   2016/12/23 12,071,235,000 1,851,503,235 -   - -   -
13953 Credit Suisse AG - Ping An European Warrants Mar 2017 C HKD 0.232   0.035   0.044   5,435,840,000 704,279,735 N/A 0.265   2016/11/28 0.035   2016/12/29 12,106,960,000 1,906,554,935 -   - -   -
15795 Credit Suisse AG - Ping An European Warrants May 2017 A HKD 0.260   0.243   0.245   1,400,000 345,265 N/A 0.260   2016/12/30 0.243   2016/12/30 1,400,000 345,265 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.086   0.041   0.047   115,600,000 7,911,250 6,721,117 0.158   2016/01/04 0.041   2016/12/23 973,800,000 86,829,600 0.290   2015/07/16 0.133   2015/12/14
14514 Credit Suisse AG - Sands China European Put Wts Apr 2017 B HKD 0.295   0.105   0.225   165,252,000 26,130,040 N/A 0.295   2016/12/19 0.105   2016/12/01 222,092,000 33,182,752 -   - -   -
12439 Credit Suisse AG - Sands China European Put Wts Mar 2017 A HKD 0.066   0.024   0.033   23,756,000 969,096 N/A 0.310   2016/08/25 0.024   2016/12/07 1,361,776,000 172,060,352 -   - -   -
13080 Credit Suisse AG - Sands China European Warrants Apr 2017 A HKD 0.355   0.091   0.125   217,244,000 37,232,624 N/A 0.435   2016/09/09 0.091   2016/12/29 1,338,600,000 287,482,744 -   - -   -
11897 Credit Suisse AG - Sands China European Warrants Dec 2016 A HKD 0.435   0.016   0.016   24,604,000 3,965,516 N/A 0.440   2016/11/29 0.016   2016/12/14 1,615,376,000 271,751,972 -   - -   -
11034 Credit Suisse AG - Sands China European Warrants Jan 2017 A HKD 0.870   0.222   0.246   10,980,000 2,959,008 12,983,175 0.870   2016/12/01 0.129   2016/07/06 412,636,000 99,039,944 -   - -   -
14578 Credit Suisse AG - Sands China European Warrants May 2017 A HKD 0.270   0.070   0.081   142,860,000 25,109,592 N/A 0.300   2016/11/25 0.070   2016/12/29 146,092,000 25,994,972 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.191   0.130   0.181   65,030,000 10,755,240 14,220,740 0.390   2016/02/11 0.094   2016/09/09 590,490,000 85,355,980 0.310   2015/08/25 0.138   2015/04/10
14218 Credit Suisse AG - SHK Ppt European Warrants Apr 2017 A HKD 0.290   0.082   0.100   120,680,000 16,897,000 N/A 0.290   2016/12/12 0.082   2016/12/29 128,320,000 18,466,860 -   - -   -
19324 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,372,678 0.062   2016/09/09 0.010   2016/11/10 910,460,000 38,364,830 0.255   2015/05/04 0.034   2015/12/14
27878 Credit Suisse AG - SHK Ppt European Warrants Dec 2016 B HKD -   -   0.017   0 0 8,587,375 1.520   2016/09/09 0.016   2016/11/24 518,290,000 118,003,720 -   - -   -
13135 Credit Suisse AG - SHK Ppt European Warrants Mar 2017 A HKD 0.029   0.021   0.018   140,000 3,740 N/A 0.355   2016/09/22 0.021   2016/12/02 425,660,000 65,940,810 -   - -   -
11653 Credit Suisse AG - Sino Biopharm European Wts Jan 2017 A HKD 0.310   0.072   0.087   1,298,000 159,700 N/A 0.870   2016/08/10 0.072   2016/12/29 19,871,000 8,754,625 -   - -   -
15335 Credit Suisse AG - Sinopec Corp European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14352 Credit Suisse AG - Sinopec Corp European Warrants Jun 2017 A HKD 0.380   0.187   0.220   152,430,000 46,694,000 N/A 0.380   2016/12/14 0.144   2016/11/21 338,478,000 83,386,114 -   - -   -
12288 Credit Suisse AG - Sinopec Corp European Warrants Mar 2017 A HKD 0.141   0.034   0.040   112,856,000 9,171,618 N/A 0.295   2016/10/06 0.034   2016/12/29 1,058,708,000 176,812,146 -   - -   -
12472 Credit Suisse AG - Sinopharm European Warrants Mar 2017 A HKD 0.091   0.014   0.015   11,672,000 622,884 N/A 0.395   2016/09/07 0.014   2016/12/30 246,848,000 45,841,540 -   - -   -
13787 Credit Suisse AG - SPDR Gold Trust European Warrants Apr17 A HKD 0.104   0.046   0.055   34,050,000 2,527,320 N/A 0.430   2016/11/09 0.046   2016/12/28 67,637,000 9,377,637 -   - -   -
17240 Credit Suisse AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 250,000 2,500 0.242   2015/04/27 0.013   2015/09/29
27925 Credit Suisse AG - Stanchart European Warrants Dec 2016 B HKD -   -   0.010   0 0 11,171,690 0.670   2016/06/23 0.018   2016/11/17 318,198,000 90,256,496 -   - -   -
14796 Credit Suisse AG - Sunny Optical European Warrants Apr 2017A HKD 0.204   0.066   0.071   36,630,000 4,540,100 N/A 0.204   2016/12/06 0.066   2016/12/23 36,630,000 4,540,100 -   - -   -
12990 Credit Suisse AG - Sunny Optical European Warrants Mar 2017A HKD 0.144   0.015   0.015   53,270,000 5,066,930 N/A 0.465   2016/09/07 0.015   2016/12/30 403,580,000 69,488,920 -   - -   -
28580 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 B HKD 0.068   0.034   0.034   991,890,000 48,629,750 288,516,917 0.236   2016/06/06 0.028   2016/11/10 16,770,490,000 1,805,413,980 -   - -   -
11611 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 C HKD 0.131   0.075   0.077   1,526,580,000 146,263,630 N/A 0.237   2016/07/22 0.056   2016/10/26 15,043,290,000 1,466,160,900 -   - -   -
13132 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 D HKD 0.270   0.239   0.250   1,120,000 278,830 N/A 0.270   2016/12/12 0.143   2016/10/25 3,028,220,000 507,654,900 -   - -   -
27423 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2016 C HKD -   -   0.010   0 0 24,559,770 0.183   2016/05/12 0.011   2016/08/24 18,210,650,000 1,375,052,410 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.073   0 0 104,795 0.187   2016/05/13 0.053   2016/10/03 250,680,000 36,229,080 -   - -   -
26925 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 A HKD -   -   0.010   0 0 321,143 0.161   2016/03/29 0.010   2016/08/23 24,960,620,000 2,938,421,240 -   - -   -
12750 Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2017 C HKD 0.205   0.121   0.125   602,890,000 86,994,490 N/A 0.205   2016/12/23 0.063   2016/10/25 5,496,940,000 541,792,910 -   - -   -
26933 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 A HKD 0.246   0.127   0.197   15,610,000 2,797,050 4,475,960 0.460   2016/09/09 0.095   2016/05/06 32,404,740,000 4,582,084,750 -   - -   -
13345 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 E HKD -   -   0.130   0 0 N/A 1.190   2016/09/22 0.260   2016/11/21 71,911,000 64,911,440 -   - -   -
13894 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 F HKD 0.050   0.010   0.017   391,630,000 10,273,420 N/A 0.164   2016/10/25 0.010   2016/12/28 25,895,320,000 2,084,788,630 -   - -   -
16627 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 A HKD 0.440   0.440   0.365   100,000 44,000 928,708 0.670   2016/10/05 0.108   2016/02/12 22,476,930,000 3,116,459,220 0.345   2015/05/07 0.161   2015/08/24
27070 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 B HKD 0.248   0.215   0.215   780,000 183,760 1,448,508 0.580   2016/09/29 0.120   2016/05/06 12,065,810,000 1,815,837,610 -   - -   -
28584 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 D HKD -   -   0.010   0 0 487,324,825 1.260   2016/09/07 0.010   2016/11/21 7,962,957,000 3,067,862,830 -   - -   -
11896 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 E HKD -   -   0.010   0 0 N/A 1.250   2016/09/09 0.010   2016/11/18 3,900,540,000 1,460,436,236 -   - -   -
13130 Credit Suisse AG - Tencent Holdings European Wts Dec 2016 F HKD 0.010   0.010   0.010   490,000 4,900 N/A 0.465   2016/09/15 0.010   2016/12/01 2,216,925,000 773,105,456 -   - -   -
27096 Credit Suisse AG - Tencent Holdings European Wts Feb 2017 B HKD 0.250   0.130   0.215   15,540,000 3,029,330 2,430,280 0.495   2016/09/06 0.108   2016/05/06 27,553,710,000 3,617,810,670 -   - -   -
11610 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 A HKD 0.010   0.010   0.010   862,000 8,620 N/A 1.000   2016/09/07 0.010   2016/12/06 13,575,256,000 5,599,142,653 -   - -   -
12628 Credit Suisse AG - Tencent Holdings European Wts Jan 2017 B HKD 0.023   0.010   0.010   6,381,000 111,678 N/A 0.710   2016/09/09 0.010   2016/12/29 15,322,578,000 6,582,885,000 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.215   0.128   0.171   5,206,880,000 718,211,830 525,098,518 0.405   2016/09/23 0.128   2016/12/23 31,023,220,000 4,830,193,520 -   - -   -
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.088   0.029   0.049   127,230,000 7,606,080 N/A 0.224   2016/09/13 0.029   2016/12/20 7,474,330,000 1,399,683,740 -   - -   -
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.128   0.062   0.088   78,340,000 7,503,310 N/A 0.136   2016/11/29 0.062   2016/12/28 170,880,000 18,607,250 -   - -   -
14982 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 D HKD 0.123   0.076   0.113   194,140,000 19,001,400 N/A 0.123   2016/12/09 0.076   2016/12/23 194,140,000 19,001,400 -   - -   -
15240 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 E HKD 0.136   0.094   0.131   9,742,170,000 1,155,521,030 N/A 0.136   2016/12/30 0.094   2016/12/23 9,742,170,000 1,155,521,030 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD 0.219   0.138   0.192   110,240,000 20,087,910 38,606,157 0.455   2016/09/23 0.042   2016/06/08 28,003,010,000 4,484,767,840 -   - -   -
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD 0.083   0.030   0.053   10,980,000 592,320 N/A 0.236   2016/09/09 0.030   2016/12/19 3,954,700,000 750,803,520 -   - -   -
14378 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 C HKD 0.176   0.064   0.093   34,838,720,000 3,677,428,940 N/A 0.188   2016/11/29 0.064   2016/12/23 34,848,940,000 3,679,209,640 -   - -   -
28281 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 A HKD 0.241   0.136   0.212   7,790,000 1,609,900 32,462,413 0.495   2016/09/23 0.136   2016/12/23 13,422,180,000 2,365,215,740 -   - -   -
12919 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 B HKD 0.216   0.025   0.047   79,998,000 9,131,050 N/A 1.600   2016/09/23 0.025   2016/12/23 4,868,878,000 2,663,634,466 -   - -   -
13131 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 C HKD 0.031   0.031   0.019   60,000 1,750 N/A 0.720   2016/09/13 0.031   2016/12/12 130,880,000 79,175,735 -   - -   -
14377 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 D HKD 0.850   0.260   0.480   70,698,000 29,369,605 N/A 0.940   2016/11/29 0.260   2016/12/23 77,691,000 35,328,735 -   - -   -
14465 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 E HKD 0.099   0.016   0.036   8,639,350,000 682,392,630 N/A 0.110   2016/11/29 0.016   2016/12/23 15,400,000,000 1,339,678,730 -   - -   -
14152 Credit Suisse AG - Tencent Holdings European Wts May 2017 A HKD 0.098   0.034   0.051   284,610,000 18,859,260 N/A 0.179   2016/11/10 0.034   2016/12/23 20,540,490,000 2,245,015,840 -   - -   -
14574 Credit Suisse AG - Tencent Holdings European Wts May 2017 B HKD 0.520   0.230   0.385   531,846,000 257,252,730 N/A 0.520   2016/12/05 0.230   2016/12/23 531,846,000 257,252,730 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD -   -   0.078   0 0 N/A 0.224   2016/10/03 0.101   2016/11/15 119,160,000 20,836,540 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 0.228   0.142   0.178   246,260,000 46,866,230 N/A 0.430   2016/09/23 0.142   2016/12/28 4,350,560,000 869,276,650 -   - -   -
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.190   0.105   0.139   195,810,000 28,823,000 N/A 0.350   2016/09/23 0.105   2016/12/23 4,465,250,000 1,030,722,260 -   - -   -
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.090   0.038   0.057   93,160,000 6,430,020 N/A 0.235   2016/09/23 0.038   2016/12/23 15,881,880,000 3,054,518,560 -   - -   -
26134 Credit Suisse AG - Tracker Fund European Warrants May 2017 A HKD 0.207   0.207   0.223   680,000 140,760 5,471,680 0.330   2016/10/13 0.131   2016/05/13 3,086,730,000 567,938,630 -   - -   -
14253 Credit Suisse AG - WH Group European Warrants May 2017 A HKD 0.710   0.420   0.490   5,516,000 2,724,965 N/A 0.810   2016/11/16 0.420   2016/12/29 5,600,000 2,788,625 -   - -   -
12476 Credit Suisse AG - Xinyi Solar European Warrants Feb 2017 A HKD 0.031   0.028   0.020   400,000 11,800 N/A 0.405   2016/08/19 0.028   2016/12/02 29,522,000 5,870,794 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.130   0.089   0.096   24,510,000 2,614,544 6,004,905 0.173   2016/10/24 0.060   2016/01/14 290,292,000 36,305,428 0.500   2015/04/09 0.073   2015/09/30
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.134   0.133   0.131   100,000 13,350 N/A 0.305   2016/09/09 0.133   2016/12/28 13,516,000 3,588,184 -   - -   -
13847 Credit Suisse AG - Zijin Mining European Warrants Apr 2017 A HKD 0.275   0.116   0.152   168,440,000 30,672,048 N/A 0.445   2016/11/11 0.116   2016/12/23 299,060,000 67,419,824 -   - -   -
11459 Credit Suisse AG - Zijin Mining European Warrants Jan 2017 A HKD 0.068   0.010   0.010   4,112,000 71,926 N/A 0.315   2016/07/14 0.010   2016/12/12 783,258,000 126,771,742 -   - -   -
14392 Credit Suisse AG - Zijin Mining European Warrants May 2017 A HKD 0.203   0.094   0.132   21,196,000 3,448,048 N/A 0.239   2016/11/29 0.094   2016/12/23 23,804,000 4,015,668 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD 0.305   0.207   0.305   1,492,000 361,364 N/A 0.305   2016/12/29 0.207   2016/12/19 1,492,000 361,364 -   - -   -
18292 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2016 C HKD 0.115   0.115   0.126   30,000 3,450 596 0.390   2016/02/02 0.115   2016/12/20 1,273,000 342,887 0.345   2015/09/23 0.098   2015/06/08
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD 0.082   0.080   0.081   14,402,000 1,164,862 196,485 0.243   2016/02/12 0.080   2016/12/30 231,354,000 40,541,619 -   - -   -
13402 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 A HKD 0.680   0.232   0.248   32,179,800 14,112,239 N/A 0.680   2016/12/01 0.232   2016/12/29 357,849,800 157,728,836 -   - -   -
14943 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 B HKD 0.215   0.080   0.083   37,431,200 6,500,808 N/A 0.215   2016/12/09 0.080   2016/12/29 37,431,200 6,500,808 -   - -   -
26378 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 A HKD 0.295   0.184   0.184   13,956,000 3,332,043 5,823,664 0.295   2016/12/09 0.080   2016/02/29 2,709,444,000 280,195,173 0.750   2015/06/09 0.190   2015/09/14
18140 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 B HKD 0.060   0.010   0.010   23,608,000 933,399 14,922,609 0.122   2016/01/04 0.010   2016/12/16 12,921,119,000 691,532,452 0.530   2015/06/05 0.110   2015/08/24
18295 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2016 D HKD -   -   0.010   0 0 29,918 0.064   2016/01/04 0.011   2016/11/28 44,608,000 1,120,720 0.440   2015/04/29 0.071   2015/12/14
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.218   0.139   0.142   111,775,000 20,223,864 18,619,998 0.234   2016/01/05 0.111   2016/06/24 1,463,376,000 220,816,472 0.305   2015/10/26 0.275   2015/09/15
11538 Goldman Sachs SP (Asia) - A50 China European Wts Feb 2017 A HKD 0.201   0.040   0.043   37,128,300 3,390,804 N/A 0.305   2016/08/15 0.040   2016/12/30 1,885,755,400 290,920,036 -   - -   -
14148 Goldman Sachs SP (Asia) - A50 China European Wts May 2017 A HKD 0.465   0.165   0.181   308,998,100 98,126,901 N/A 0.465   2016/12/01 0.165   2016/12/30 359,398,600 120,190,760 -   - -   -
28173 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2016 A HKD 0.425   0.330   0.385   384,000 142,440 4,549,907 0.580   2016/09/22 0.089   2016/06/16 687,230,000 94,436,962 -   - -   -
27190 Goldman Sachs SP (Asia) - Agri Bk European Wts Feb 2017 A HKD 0.275   0.130   0.180   20,070,000 4,216,009 9,131,620 0.415   2016/09/22 0.065   2016/05/24 690,927,000 99,323,490 -   - -   -
27969 Goldman Sachs SP (Asia) - Agri Bk European Wts May 2017 A HKD 0.285   0.152   0.192   24,578,000 5,269,875 12,730,943 0.395   2016/09/22 0.080   2016/06/16 406,842,000 85,515,897 -   - -   -
13959 Goldman Sachs SP (Asia) - AIA European Warrants Apr 2017 A HKD 0.017   0.013   0.010   1,810,000 27,540 N/A 0.119   2016/10/27 0.013   2016/12/02 1,783,572,000 111,042,912 -   - -   -
11488 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2016 A HKD 0.010   0.010   0.010   310,000 3,100 N/A 0.445   2016/10/06 0.010   2016/12/02 2,100,924,000 292,194,476 -   - -   -
15170 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 A HKD 0.260   0.189   0.216   371,836,000 81,677,918 N/A 0.260   2016/12/15 0.189   2016/12/29 371,836,000 81,677,918 -   - -   -
13562 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 A HKD 0.045   0.010   0.011   27,768,000 425,508 N/A 0.375   2016/10/06 0.010   2016/12/28 3,360,122,000 626,662,708 -   - -   -
14088 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 B HKD 0.078   0.017   0.017   214,854,000 9,226,596 N/A 0.181   2016/11/08 0.017   2016/12/30 3,512,036,000 377,438,246 -   - -   -
14361 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 A HKD 0.180   0.063   0.075   5,367,986,000 440,150,104 N/A 0.231   2016/11/22 0.063   2016/12/29 5,621,696,000 486,547,582 -   - -   -
14966 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 B HKD 0.144   0.091   0.100   865,176,000 96,846,958 N/A 0.144   2016/12/14 0.091   2016/12/29 865,176,000 96,846,958 -   - -   -
27747 Goldman Sachs SP (Asia) - BOC HK European Wts Dec 2016 A HKD 0.370   0.177   0.179   18,165,000 4,984,015 11,912,413 0.370   2016/12/08 0.049   2016/06/27 820,120,000 100,974,120 -   - -   -
14822 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A HKD 0.144   0.069   0.101   109,446,000 12,100,451 N/A 0.144   2016/12/08 0.069   2016/12/28 109,446,000 12,100,451 -   - -   -
28052 Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2016 A HKD 0.275   0.197   0.144   700,000 156,750 57,777,203 0.480   2016/09/22 0.084   2016/05/24 3,405,829,000 474,695,644 -   - -   -
15493 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 A HKD 0.150   0.111   0.147   19,493,000 2,512,088 N/A 0.150   2016/12/30 0.111   2016/12/28 19,493,000 2,512,088 -   - -   -
26709 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2017 A HKD 0.153   0.049   0.078   759,806,000 79,305,305 130,850,238 0.305   2016/09/22 0.049   2016/12/23 4,967,381,000 791,575,881 -   - -   -
11049 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 A HKD 0.470   0.270   0.345   5,469,000 2,169,610 3,069,894 0.620   2016/09/22 0.212   2016/07/08 51,262,000 18,419,365 -   - -   -
13095 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 B HKD 0.086   0.034   0.041   54,896,000 4,019,244 N/A 0.204   2016/09/22 0.034   2016/12/29 1,117,657,000 134,476,260 -   - -   -
14372 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 C HKD 0.340   0.169   0.214   198,954,000 41,127,794 N/A 0.340   2016/12/09 0.169   2016/12/28 410,765,000 100,449,086 -   - -   -
11113 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2016 A HKD 0.130   0.017   0.010   6,848,000 536,180 41,264,613 0.285   2016/08/15 0.017   2016/12/13 1,715,272,000 252,577,306 -   - -   -
13357 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Feb 2017 A HKD 0.073   0.029   0.014   18,082,000 879,906 N/A 0.141   2016/09/22 0.029   2016/12/14 229,628,000 20,918,990 -   - -   -
28642 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2017 A HKD 0.068   0.019   0.011   68,336,000 3,043,160 63,562,607 0.325   2016/06/07 0.019   2016/12/13 3,684,490,000 437,433,346 -   - -   -
14010 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jun 2017 A HKD 0.230   0.086   0.086   203,520,000 32,898,150 N/A 0.249   2016/11/03 0.086   2016/12/30 485,630,000 94,527,986 -   - -   -
11550 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Jan 2017 B HKD 0.014   0.011   0.013   1,200,000 16,200 N/A 0.217   2016/07/26 0.011   2016/12/21 376,700,000 33,623,951 -   - -   -
14421 Goldman Sachs SP (Asia) - CC Bank European Wts Apr 2017 A HKD 0.189   0.056   0.163   1,035,144,000 134,531,653 N/A 0.189   2016/12/01 0.056   2016/12/23 1,138,929,000 149,426,826 -   - -   -
11191 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2016 A HKD -   -   0.156   0 0 5,753,637 0.840   2016/09/09 0.250   2016/07/06 81,607,000 34,521,820 -   - -   -
13278 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 A HKD 0.062   0.016   0.045   43,031,000 1,724,990 N/A 0.210   2016/09/22 0.016   2016/12/28 3,276,134,000 359,983,923 -   - -   -
13869 Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2017 B HKD 0.130   0.027   0.094   1,714,178,000 104,000,205 N/A 0.179   2016/10/25 0.027   2016/12/22 4,263,835,000 369,224,199 -   - -   -
27706 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 A HKD 0.270   0.047   0.221   111,766,000 21,588,681 59,601,059 0.540   2016/09/09 0.046   2016/05/19 2,679,595,000 512,999,069 -   - -   -
12479 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2017 C HKD 0.103   0.010   0.051   28,598,000 1,687,065 N/A 0.330   2016/09/07 0.010   2016/12/20 2,748,101,000 619,137,927 -   - -   -
15489 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 A HKD 0.500   0.305   0.475   2,232,000 985,370 N/A 0.500   2016/12/30 0.305   2016/12/23 2,232,000 985,370 -   - -   -
14938 Goldman Sachs SP (Asia) - CC Bank European Wts Jun 2017 A HKD 0.310   0.136   0.325   65,710,000 13,198,435 N/A 0.310   2016/12/12 0.136   2016/12/22 65,710,000 13,198,435 -   - -   -
15173 Goldman Sachs SP (Asia) - CC Bank European Wts May 2017 A HKD 0.330   0.169   0.320   590,848,000 136,278,844 N/A 0.330   2016/12/28 0.169   2016/12/23 590,848,000 136,278,844 -   - -   -
14728 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A HKD 0.241   0.122   0.244   121,927,000 21,343,748 N/A 0.241   2016/12/30 0.122   2016/12/23 121,927,000 21,343,748 -   - -   -
28424 Goldman Sachs SP (Asia) - CGN Power European Warrants Dec16A HKD -   -   0.010   0 0 8,555,003 0.345   2016/05/31 0.013   2016/11/03 363,676,000 57,880,458 -   - -   -
13865 Goldman Sachs SP (Asia) - CGS European Warrants Apr 2017 A HKD 0.580   0.182   0.230   16,580,000 6,493,782 N/A 0.770   2016/10/25 0.182   2016/12/23 38,923,500 20,434,922 -   - -   -
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.073   0.042   0.048   15,380,000 938,960 4,155,800 0.239   2016/04/22 0.042   2016/12/22 392,070,000 42,934,020 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.137   0.080   0.095   49,300,000 5,476,420 N/A 0.218   2016/08/15 0.080   2016/12/20 785,040,000 104,787,010 -   - -   -
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.165   0.107   0.121   102,470,000 14,278,800 N/A 0.175   2016/11/29 0.107   2016/12/23 151,480,000 22,173,240 -   - -   -
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.211   0.138   0.164   65,670,000 11,914,460 13,431,403 0.275   2016/03/30 0.132   2016/01/21 774,290,000 147,785,440 -   - -   -
11543 Goldman Sachs SP (Asia) - CHALCO European Wts Jan 2017 A HKD 0.550   0.157   0.180   1,878,000 687,504 N/A 0.580   2016/11/28 0.157   2016/12/28 158,738,000 38,079,634 -   - -   -
29263 Goldman Sachs SP (Asia) - Chi Res Land Euro Wts Feb 2017 A HKD 0.033   0.010   0.012   1,740,000 44,260 12,481,643 0.255   2016/09/06 0.010   2016/12/29 481,300,000 76,157,060 -   - -   -
23262 Goldman Sachs SP (Asia) - China Cinda Euro Wts Apr 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.125   2015/07/02 0.048   2015/08/24
14486 Goldman Sachs SP (Asia) - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.124   2015/05/26 0.010   2015/12/09
25611 Goldman Sachs SP (Asia) - China Life Euro Put Wts Dec 2016 A HKD -   -   0.010   0 0 12,533,825 0.430   2016/02/12 0.010   2016/11/22 1,310,840,000 203,918,690 -   - -   -
12652 Goldman Sachs SP (Asia) - China Life Euro Wts Apr 2017 A HKD 0.153   0.049   0.054   278,670,000 22,736,830 N/A 0.175   2016/09/22 0.033   2016/11/09 11,394,150,000 1,192,926,420 -   - -   -
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD 0.350   0.165   0.184   49,530,000 10,309,760 N/A 0.360   2016/11/28 0.134   2016/11/14 381,670,000 61,154,320 -   - -   -
27450 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 B HKD 0.161   0.010   0.010   37,200,000 2,641,330 66,140,515 0.185   2016/09/22 0.010   2016/12/16 6,633,160,000 408,749,570 -   - -   -
11656 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2016 C HKD 0.123   0.123   0.089   80,000 9,840 N/A 0.340   2016/11/25 0.061   2016/11/09 1,165,710,000 120,175,030 -   - -   -
11375 Goldman Sachs SP (Asia) - China Life Euro Wts Feb 2017 A HKD 0.500   0.315   0.325   1,990,000 713,500 N/A 0.570   2016/11/28 0.152   2016/07/12 201,820,000 43,617,790 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.405   0.216   0.235   31,410,000 8,209,710 22,663,378 0.420   2016/11/30 0.109   2016/07/08 788,540,000 139,624,080 -   - -   -
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.182   0.076   0.084   135,210,000 12,252,560 N/A 0.218   2016/09/23 0.050   2016/11/09 6,294,300,000 735,404,500 -   - -   -
14622 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 B HKD 0.200   0.054   0.058   8,759,180,000 919,968,290 N/A 0.217   2016/11/28 0.054   2016/12/28 8,801,740,000 928,593,600 -   - -   -
13937 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 A HKD 0.217   0.069   0.078   5,067,360,000 402,187,470 N/A 0.218   2016/11/30 0.050   2016/11/09 13,395,750,000 1,077,396,840 -   - -   -
14731 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 B HKD 0.660   0.150   0.193   103,916,000 41,361,933 N/A 0.660   2016/12/08 0.150   2016/12/22 103,916,000 41,361,933 -   - -   -
15621 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A HKD 0.172   0.153   0.161   42,800,000 7,107,390 N/A 0.172   2016/12/30 0.153   2016/12/29 42,800,000 7,107,390 -   - -   -
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.171   0.070   0.080   1,367,440,000 204,952,030 N/A 0.270   2016/09/22 0.057   2016/11/09 3,227,990,000 492,037,090 -   - -   -
27799 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jan 2017 A HKD -   -   0.185   0 0 10,093,734 0.204   2016/05/18 0.058   2016/09/09 812,010,000 80,763,470 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.153   0.130   0.144   112,550,000 16,038,800 15,393,858 0.209   2016/02/11 0.088   2016/10/11 3,143,450,000 523,372,400 -   - -   -
25053 Goldman Sachs SP (Asia) - China Mobile Euro Wts Apr 2017 A HKD 0.062   0.029   0.034   694,700,000 31,676,850 20,436,308 0.170   2016/08/15 0.029   2016/12/28 4,265,950,000 365,918,200 -   - -   -
11664 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2016 A HKD -   -   0.010   0 0 N/A 0.340   2016/07/27 0.010   2016/11/08 1,077,210,000 175,941,510 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.029   0.017   0.018   50,900,000 1,142,650 4,350,292 0.094   2016/07/21 0.017   2016/12/29 1,034,400,000 62,504,200 0.133   2015/11/19 0.081   2015/12/31
13868 Goldman Sachs SP (Asia) - China Mobile Euro Wts Feb 2017 A HKD 0.019   0.014   0.014   1,200,000 21,800 N/A 0.118   2016/10/19 0.012   2016/11/28 385,080,000 21,002,735 -   - -   -
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD -   -   0.015   0 0 173,642 0.051   2016/09/09 0.016   2016/11/10 742,050,000 24,913,000 0.135   2015/08/11 0.049   2015/12/30
15292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 A HKD 0.340   0.270   0.320   40,040,000 12,352,500 N/A 0.340   2016/12/21 0.270   2016/12/28 40,040,000 12,352,500 -   - -   -
15646 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 B HKD 0.530   0.475   0.530   1,595,000 815,050 N/A 0.530   2016/12/30 0.475   2016/12/29 1,595,000 815,050 -   - -   -
11292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 A HKD 0.015   0.010   0.010   48,450,000 617,900 46,574,600 0.083   2016/07/21 0.010   2016/12/22 34,045,750,000 1,517,505,800 0.184   2015/09/22 0.069   2015/12/31
13866 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 B HKD 0.065   0.016   0.023   101,255,000 3,573,935 N/A 0.300   2016/10/19 0.016   2016/12/28 841,250,000 105,492,360 -   - -   -
14363 Goldman Sachs SP (Asia) - China Mobile Euro Wts May 2017 A HKD 0.236   0.109   0.137   276,600,000 46,251,155 N/A 0.247   2016/11/18 0.109   2016/12/28 745,725,000 148,628,655 -   - -   -
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.046   0.027   0.030   97,750,000 3,390,050 6,962,017 0.124   2016/09/09 0.027   2016/12/28 1,852,050,000 141,424,050 0.109   2015/12/24 0.102   2015/12/31
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.089   0.066   0.072   873,800,000 65,817,350 22,011,783 0.172   2016/09/09 0.066   2016/12/28 3,517,750,000 377,266,850 0.152   2015/12/24 0.143   2015/12/31
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD 0.067   0.030   0.035   91,250,000 4,633,380 3,053,247 0.165   2016/04/20 0.030   2016/12/29 477,880,000 32,922,570 -   - -   -
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.103   0.059   0.066   13,220,000 1,108,310 3,680,148 0.128   2016/06/16 0.047   2016/10/04 303,700,000 22,845,090 -   - -   -
12152 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Dec 2016 A HKD 0.242   0.196   0.092   5,745,000 1,218,770 7,872,926 0.360   2016/11/07 0.031   2016/03/22 1,500,380,000 180,549,545 0.295   2015/10/15 0.099   2015/12/14
11272 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Mar 2017 A HKD 0.260   0.124   0.142   43,090,000 7,658,520 N/A 0.370   2016/11/10 0.124   2016/12/29 272,770,000 53,649,970 -   - -   -
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.460   0.305   0.340   6,610,000 2,444,500 1,355,346 0.520   2016/11/10 0.159   2016/01/21 503,470,000 104,943,600 -   - -   -
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.240   0.117   0.136   102,980,000 17,919,450 46,478,400 0.310   2016/11/01 0.117   2016/12/29 1,460,665,000 286,055,370 -   - -   -
11512 Goldman Sachs SP (Asia) - China Tel European Wts Feb 2017 A HKD 0.111   0.015   0.016   103,422,000 6,692,196 N/A 0.540   2016/08/23 0.015   2016/12/28 393,928,000 80,177,490 -   - -   -
12478 Goldman Sachs SP (Asia) - China Unicom Euro Wts Apr 2017 A HKD 1.030   0.435   0.460   8,018,000 5,544,130 N/A 1.290   2016/10/11 0.390   2016/11/15 91,402,000 58,399,760 -   - -   -
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.119   0.093   0.106   8,760,000 897,004 16,722,225 0.208   2016/04/15 0.062   2016/08/05 3,428,608,000 383,085,154 0.239   2015/12/03 0.188   2015/12/14
15075 Goldman Sachs SP (Asia) - China Unicom Euro Wts Jun 2017 A HKD 0.710   0.420   0.510   31,706,000 17,575,770 N/A 0.710   2016/12/13 0.420   2016/12/23 31,706,000 17,575,770 -   - -   -
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.165   0.107   0.120   76,440,000 9,543,820 51,233,093 0.176   2016/10/11 0.083   2016/08/04 3,090,920,000 346,310,380 -   - -   -
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.082   0.042   0.052   25,980,000 1,554,420 3,232,307 0.121   2016/03/30 0.027   2016/11/14 706,140,000 50,407,380 0.209   2015/10/26 0.100   2015/12/14
11971 Goldman Sachs SP (Asia) - China Vanke European Wts Apr 2017A HKD 0.445   0.104   0.117   291,531,000 57,502,211 N/A 0.470   2016/11/28 0.104   2016/12/29 577,935,000 160,668,894 -   - -   -
28276 Goldman Sachs SP (Asia) - CICC European Warrants Dec 2016 A HKD -   -   0.014   0 0 3,864,391 0.270   2016/05/26 0.010   2016/11/09 238,460,000 28,630,248 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.094   0.058   0.064   27,556,000 2,154,935 N/A 0.160   2016/07/26 0.058   2016/12/29 355,190,000 35,435,906 -   - -   -
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.110   0.057   0.061   235,012,000 18,284,340 14,513,284 0.221   2016/01/20 0.057   2016/12/29 2,348,158,000 257,463,371 -   - -   -
24972 Goldman Sachs SP (Asia) - CITIC European Warrants Mar 2017 A HKD 0.032   0.012   0.012   35,420,000 787,800 8,752,702 0.157   2016/01/12 0.012   2016/12/28 2,172,570,000 152,166,840 -   - -   -
23248 Goldman Sachs SP (Asia) - CITIC European Warrants May 2017 A HKD 0.028   0.021   0.015   1,080,000 25,920 29,235 0.126   2016/01/04 0.021   2016/12/05 41,400,000 2,068,770 0.198   2015/12/03 0.132   2015/12/29
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.190   0.110   0.118   40,310,000 5,825,010 11,340,155 0.260   2016/08/15 0.110   2016/12/23 539,000,000 94,266,420 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.158   0.045   0.056   34,270,000 3,083,230 N/A 0.174   2016/11/30 0.045   2016/12/23 52,280,000 6,130,980 -   - -   -
12324 Goldman Sachs SP (Asia) - CITIC Sec European Wts Feb 2017 A HKD 0.054   0.013   0.014   37,005,000 1,223,075 N/A 0.225   2016/08/16 0.013   2016/12/19 1,447,070,000 140,190,520 -   - -   -
16679 Goldman Sachs SP (Asia) - CKH European Warrants Dec 2016 A HKD 0.340   0.280   0.207   2,170,000 661,550 328,713 0.500   2016/01/06 0.175   2016/06/29 11,825,000 3,842,500 0.710   2015/06/22 0.107   2015/01/09
22821 Goldman Sachs SP (Asia) - CKH European Wts Dec 2016 B HKD -   -   0.010   0 0 21,857 0.074   2016/01/04 0.010   2016/08/22 231,225,000 7,993,765 0.225   2015/06/23 0.063   2015/12/15
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD 0.213   0.136   0.139   59,550,000 10,202,850 N/A 0.330   2016/09/02 0.136   2016/12/30 301,450,000 58,062,550 -   - -   -
13094 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 A HKD 0.038   0.017   0.012   26,650,000 764,140 N/A 0.325   2016/09/13 0.017   2016/12/15 1,069,130,000 166,674,065 -   - -   -
14151 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 B HKD 0.156   0.037   0.038   93,005,000 9,271,480 N/A 0.246   2016/11/10 0.037   2016/12/30 262,855,000 38,126,960 -   - -   -
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.100   0.062   0.066   57,855,000 4,217,015 26,013,894 0.164   2016/09/09 0.054   2016/07/06 4,336,510,000 309,085,235 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.022   0.016   0.018   5,005,000 85,560 2,300,908 0.060   2016/04/28 0.016   2016/12/28 453,865,000 13,950,685 0.149   2015/07/17 0.046   2015/11/30
13030 Goldman Sachs SP (Asia) - CM Bank European Wts Dec 2016 A HKD 0.223   0.223   0.104   200,000 44,600 7,876,099 0.310   2016/09/08 0.054   2016/02/12 2,373,365,000 253,063,625 0.900   2015/06/09 0.233   2015/12/14
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD 0.430   0.235   0.238   7,180,000 2,217,815 729,744 0.500   2016/09/09 0.198   2016/06/27 37,085,000 9,609,825 -   - -   -
26514 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 A HKD 0.520   0.320   0.370   4,905,000 2,015,000 996,583 0.520   2016/12/12 0.189   2016/06/16 151,975,000 36,167,905 -   - -   -
13397 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 B HKD 0.140   0.056   0.063   65,575,000 6,000,495 N/A 0.223   2016/10/11 0.056   2016/12/23 604,965,000 88,179,705 -   - -   -
28259 Goldman Sachs SP (Asia) - CNBM European Warrants Mar 2017 A HKD 0.265   0.175   0.126   568,000 137,460 7,980,137 0.540   2016/06/10 0.137   2016/10/31 208,160,000 50,725,272 -   - -   -
20283 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2016 A HKD 0.029   0.010   0.010   10,440,000 192,090 18,499,357 0.080   2016/04/21 0.010   2016/12/15 6,582,430,000 268,298,670 0.270   2015/06/04 0.032   2015/12/14
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.365   0.290   0.300   4,740,000 1,574,300 1,170,957 0.385   2016/10/20 0.112   2016/01/21 3,659,830,000 578,116,200 -   - -   -
13735 Goldman Sachs SP (Asia) - CNOOC European Warrants Feb 2017 A HKD 0.232   0.048   0.070   180,680,000 26,539,464 N/A 0.455   2016/10/24 0.048   2016/12/29 1,190,701,000 236,271,396 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.236   0.167   0.182   44,790,000 9,639,730 17,455,632 0.260   2016/10/20 0.149   2016/08/03 2,473,150,000 461,462,990 -   - -   -
15070 Goldman Sachs SP (Asia) - CNOOC European Warrants Jun 2017 A HKD 0.610   0.265   0.290   41,115,000 14,001,050 N/A 0.610   2016/12/14 0.265   2016/12/29 41,115,000 14,001,050 -   - -   -
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.136   0.090   0.101   150,740,000 18,424,170 53,541,397 0.168   2016/10/24 0.084   2016/11/09 3,183,400,000 324,113,670 -   - -   -
11702 Goldman Sachs SP (Asia) - CPIC European Warrants May 2017 A HKD 0.239   0.144   0.171   11,548,000 2,252,170 N/A 0.435   2016/09/09 0.144   2016/12/22 111,642,000 25,408,684 -   - -   -
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD 0.375   0.265   0.280   3,340,000 957,825 1,656,588 0.375   2016/12/07 0.206   2016/03/01 94,980,000 23,824,690 -   - -   -
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.151   0.070   0.081   55,635,000 5,837,890 11,033,374 0.191   2016/06/07 0.070   2016/12/20 819,425,000 116,943,745 -   - -   -
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD 0.089   0.040   0.044   46,710,000 3,092,360 5,475,987 0.178   2016/06/07 0.040   2016/12/29 333,640,000 34,586,140 -   - -   -
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD 0.099   0.060   0.064   8,180,000 652,150 1,258,638 0.246   2016/01/19 0.060   2016/12/30 805,280,000 146,122,960 -   - -   -
18290 Goldman Sachs SP (Asia) - CSOP A50 ETF Eu Put Wts Dec 2016 C HKD -   -   0.060   0 0 9,908 0.320   2016/03/01 0.097   2016/10/27 171,540,000 35,316,038 0.320   2015/08/24 0.073   2015/04/20
13474 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Apr 2017 A HKD 0.460   0.138   0.142   411,066,000 131,209,863 N/A 0.480   2016/11/30 0.138   2016/12/29 1,243,129,200 450,248,847 -   - -   -
18142 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 A HKD 0.069   0.010   0.011   5,302,000 186,086 68,353,682 0.223   2016/01/04 0.010   2016/12/19 28,714,670,000 2,217,522,820 0.690   2015/05/26 0.119   2015/08/26
18289 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2016 B HKD -   -   0.010   0 0 12,873,958 0.108   2016/01/04 0.010   2016/11/29 15,981,300,000 700,403,650 0.580   2015/05/27 0.078   2015/08/24
14860 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jun 2017 A HKD 0.260   0.090   0.092   111,505,200 19,452,667 N/A 0.260   2016/12/09 0.090   2016/12/30 111,505,200 19,452,667 -   - -   -
13001 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Mar 2017 A HKD 0.164   0.044   0.050   154,654,200 18,295,839 N/A 0.345   2016/09/09 0.044   2016/12/20 587,999,600 102,477,692 -   - -   -
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.260   0.173   0.176   111,946,000 24,266,546 30,145,057 0.270   2016/08/16 0.172   2016/05/30 1,053,400,000 222,108,372 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.130   0.095   0.099   171,998,000 20,088,244 12,047,634 0.176   2016/03/03 0.095   2016/12/20 874,076,000 108,262,288 -   - -   -
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.119   0.089   0.090   50,226,000 5,500,546 14,049,364 0.142   2016/08/15 0.089   2016/12/29 766,444,000 84,854,724 -   - -   -
17432 Goldman Sachs SP (Asia) - Dongfeng European Wts Dec 2016 A HKD -   -   0.012   0 0 50,700 0.055   2016/07/29 0.013   2016/05/11 16,380,000 442,140 0.340   2015/04/09 0.093   2015/08/04
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 0.035   0.030   0.026   1,690,000 54,140 5,115,535 0.164   2016/04/25 0.020   2016/11/14 708,230,000 49,712,830 -   - -   -
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.325   0.230   0.242   3,935,000 1,082,045 N/A 0.460   2016/09/21 0.230   2016/12/29 11,585,000 3,042,660 -   - -   -
18826 Goldman Sachs SP (Asia) - Fosun Intl European Wts Dec 2016 A HKD 0.049   0.010   0.010   4,935,000 140,325 537,684 0.260   2016/01/04 0.010   2016/12/20 675,805,000 98,268,785 1.030   2015/06/23 0.275   2015/12/15
27131 Goldman Sachs SP (Asia) - Fosun Intl European Wts Feb 2017 A HKD 0.100   0.030   0.045   47,425,000 3,280,370 17,412,079 0.255   2016/04/19 0.030   2016/12/29 1,063,475,000 142,661,235 -   - -   -
13731 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Apr 2017 A HKD 0.540   0.193   0.219   409,720,000 127,005,500 N/A 0.570   2016/11/30 0.168   2016/10/17 1,537,190,000 373,954,690 -   - -   -
27130 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 A HKD 0.270   0.010   0.010   63,290,000 4,920,530 13,675,278 0.270   2016/12/01 0.010   2016/12/16 1,210,490,000 106,936,930 -   - -   -
28643 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2016 B HKD 0.790   0.218   0.305   1,200,000 558,000 49,940,595 0.790   2016/12/01 0.051   2016/09/01 2,243,370,000 306,609,440 -   - -   -
11289 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jan 2017 A HKD -   -   0.970   0 0 N/A 1.420   2016/11/22 0.233   2016/07/06 75,410,000 26,974,540 -   - -   -
14823 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 A HKD 0.315   0.102   0.119   1,190,000,000 233,888,300 N/A 0.315   2016/12/07 0.102   2016/12/23 1,190,000,000 233,888,300 -   - -   -
27557 Goldman Sachs SP (Asia) - Geely Auto European Wts Dec 2016 A HKD -   -   2.910   0 0 5,754,583 4.250   2016/10/24 0.340   2016/05/16 207,665,000 108,821,800 -   - -   -
11043 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 A HKD 3.510   2.450   2.590   180,000 544,650 1,826,733 4.150   2016/10/25 0.430   2016/06/28 15,385,000 12,755,675 -   - -   -
11972 Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2017 B HKD 2.870   1.980   1.980   530,000 1,349,700 N/A 3.560   2016/10/25 0.770   2016/08/18 35,480,000 40,988,650 -   - -   -
13083 Goldman Sachs SP (Asia) - Geely Auto European Wts Mar 2017 A HKD 1.650   0.980   0.900   9,295,000 12,615,000 N/A 2.160   2016/10/25 0.630   2016/11/17 341,410,000 351,963,900 -   - -   -
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD 0.148   0.089   0.105   317,195,000 37,428,260 N/A 0.199   2016/11/03 0.089   2016/12/28 1,251,885,000 168,069,290 -   - -   -
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.075   0.047   0.055   47,385,000 2,907,415 N/A 0.173   2016/08/09 0.047   2016/12/28 494,165,000 55,469,845 -   - -   -
16906 Goldman Sachs SP (Asia) - Guangdong Inv European Wts Dec16A HKD 0.033   0.017   0.010   740,000 18,000 2,199,333 0.216   2016/09/28 0.017   2016/12/07 163,640,000 20,434,100 0.280   2015/05/05 0.118   2015/03/25
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD 0.133   0.049   0.059   80,320,000 7,327,440 N/A 0.152   2016/09/22 0.049   2016/12/23 395,628,000 45,006,168 -   - -   -
27862 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Feb 2017 A HKD 0.108   0.017   0.019   45,324,000 2,927,696 32,342,643 0.237   2016/05/09 0.017   2016/12/23 2,511,316,000 264,370,336 -   - -   -
27402 Goldman Sachs SP (Asia) - HKEX European Put Wts Dec 2016 B HKD -   -   0.010   0 0 10,816,260 0.183   2016/05/23 0.011   2016/10/27 1,783,650,000 183,621,460 -   - -   -
15759 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C HKD 0.147   0.137   0.140   3,240,000 465,070 N/A 0.147   2016/12/30 0.137   2016/12/30 3,240,000 465,070 -   - -   -
11046 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2017 A HKD 0.246   0.067   0.081   13,570,997,000 1,082,650,330 236,576,530 0.330   2016/09/09 0.067   2016/12/29 15,297,796,000 1,432,696,092 -   - -   -
24597 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 A HKD -   -   0.010   0 0 203,175 0.125   2016/01/04 0.010   2016/08/25 704,360,000 40,769,430 0.154   2015/12/28 0.136   2015/12/31
27403 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 C HKD 0.104   0.011   0.010   570,000 37,980 278,469,963 0.285   2016/04/25 0.011   2016/12/15 28,806,030,000 3,742,109,540 -   - -   -
28106 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2016 D HKD -   -   0.310   0 0 6,620,093 0.395   2016/09/09 0.149   2016/06/24 498,630,000 97,340,940 -   - -   -
27016 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 A HKD 0.055   0.010   0.010   119,410,000 3,343,520 513,785,108 0.168   2016/04/21 0.010   2016/12/15 35,036,290,000 3,400,705,410 -   - -   -
27966 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 B HKD 0.111   0.010   0.015   196,580,000 8,426,150 653,991,740 0.220   2016/09/22 0.010   2016/12/30 84,494,080,000 9,706,479,830 -   - -   -
27972 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 C HKD 0.370   0.122   0.161   46,280,000 8,775,630 2,434,245 0.475   2016/09/09 0.122   2016/12/28 183,280,000 42,821,650 -   - -   -
13647 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2017 D HKD 0.345   0.016   0.022   165,026,000 15,320,998 N/A 0.880   2016/10/11 0.016   2016/12/29 230,757,000 45,992,003 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.115   0.036   0.042   63,040,000 4,563,540 N/A 0.174   2016/10/11 0.036   2016/12/28 2,214,880,000 341,027,680 -   - -   -
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.132   0.039   0.047   628,480,000 55,922,730 N/A 0.199   2016/10/11 0.039   2016/12/28 25,020,530,000 3,819,116,560 -   - -   -
15282 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 B HKD 0.117   0.082   0.100   989,220,000 109,463,790 N/A 0.117   2016/12/21 0.082   2016/12/28 989,220,000 109,463,790 -   - -   -
14185 Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2017 A HKD 0.133   0.022   0.031   20,808,760,000 1,309,658,090 N/A 0.178   2016/11/11 0.022   2016/12/28 21,438,740,000 1,399,343,700 -   - -   -
24599 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 A HKD 0.051   0.015   0.017   39,360,000 1,175,590 83,026,838 0.179   2016/01/04 0.015   2016/12/20 6,687,050,000 601,942,870 0.214   2015/12/28 0.192   2015/12/31
26773 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 B HKD 0.139   0.033   0.042   2,566,810,000 127,069,720 876,365,048 0.222   2016/04/25 0.033   2016/12/28 40,163,660,000 5,508,350,450 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.208   0.080   0.095   352,260,000 42,575,020 52,921,333 0.295   2016/04/25 0.080   2016/12/28 2,396,450,000 434,079,740 -   - -   -
14942 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B HKD 0.112   0.062   0.073   50,520,000 4,100,820 N/A 0.112   2016/12/09 0.062   2016/12/28 50,520,000 4,100,820 -   - -   -
11291 Goldman Sachs SP (Asia) - HS Bank European Warrants Feb 17 A HKD 0.770   0.470   0.550   7,660,000 4,866,160 N/A 0.840   2016/09/13 0.470   2016/12/29 25,538,000 17,134,840 -   - -   -
13646 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Apr 2017 A HKD 0.126   0.027   0.032   159,444,000 14,909,302 N/A 0.270   2016/10/11 0.027   2016/12/23 721,336,000 108,230,656 -   - -   -
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.037   0.021   0.025   4,920,000 166,460 256,457 0.050   2016/09/22 0.015   2016/05/16 114,100,000 3,534,700 0.265   2015/07/15 0.046   2015/12/14
23498 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Jan 2017 A HKD -   -   0.015   0 0 0 0.015   2016/01/04 0.015   2016/01/04 2,000,000 30,000 0.127   2015/07/13 0.019   2015/12/09
23499 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2017 A HKD -   -   0.020   0 0 23,467 0.088   2016/07/18 0.013   2016/01/04 28,792,000 939,386 0.117   2015/07/15 0.034   2015/08/24
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.107   0.076   0.084   2,860,000 253,300 1,222,800 0.113   2016/01/04 0.040   2016/05/16 1,220,080,000 100,072,840 0.231   2015/09/11 0.105   2015/12/14
14424 Goldman Sachs SP (Asia) - HSBC European Put Wts Apr 2017 C HKD 0.166   0.071   0.099   5,439,760,000 523,041,684 N/A 0.183   2016/11/21 0.071   2016/12/12 5,561,032,000 542,871,292 -   - -   -
29735 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 B HKD -   -   0.010   0 0 75,829,815 0.540   2016/06/24 0.010   2016/11/09 4,887,484,000 458,557,948 -   - -   -
11507 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 0.105   2016/07/19 0.014   2016/08/18 1,842,124,000 151,812,148 -   - -   -
12481 Goldman Sachs SP (Asia) - HSBC European Put Wts Feb 2017 A HKD 0.022   0.010   0.010   28,160,000 305,024 N/A 0.213   2016/08/19 0.010   2016/12/29 4,940,356,000 509,244,572 -   - -   -
15093 Goldman Sachs SP (Asia) - HSBC European Put Wts Jun 2017 C HKD 0.425   0.315   0.380   30,780,000 11,679,320 N/A 0.425   2016/12/28 0.315   2016/12/15 30,780,000 11,679,320 -   - -   -
13274 Goldman Sachs SP (Asia) - HSBC European Put Wts Mar 2017 B HKD 0.090   0.034   0.055   312,064,000 19,052,584 N/A 0.275   2016/09/19 0.034   2016/12/08 5,159,592,000 868,435,564 -   - -   -
13000 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 A HKD 0.370   0.139   0.179   1,220,320,000 204,813,112 N/A 0.370   2016/12/08 0.071   2016/11/09 23,124,156,000 3,365,039,528 -   - -   -
13642 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 B HKD 0.470   0.175   0.201   116,948,000 24,394,148 N/A 0.470   2016/12/08 0.088   2016/11/09 5,085,628,000 886,261,008 -   - -   -
29734 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 A HKD 0.930   0.880   1.210   600,000 551,840 5,975,909 1.000   2016/11/28 0.132   2016/07/06 320,232,000 67,353,084 -   - -   -
11190 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 C HKD -   -   1.480   0 0 1,756,616 1.280   2016/11/15 0.195   2016/07/06 39,476,000 10,539,696 -   - -   -
11724 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2016 E HKD 1.290   0.740   1.080   1,392,000 1,257,120 N/A 1.290   2016/12/12 0.116   2016/08/03 30,804,000 8,785,756 -   - -   -
12317 Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2017 A HKD 0.760   0.230   0.290   38,276,000 11,811,072 N/A 0.760   2016/12/08 0.102   2016/11/09 4,676,708,000 1,093,018,280 -   - -   -
14367 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 A HKD 0.345   0.136   0.153   5,614,528,000 1,339,511,172 N/A 0.345   2016/12/08 0.136   2016/12/28 5,753,104,000 1,370,311,792 -   - -   -
15092 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 B HKD 0.247   0.098   0.114   276,584,000 39,930,044 N/A 0.247   2016/12/14 0.098   2016/12/29 276,584,000 39,930,044 -   - -   -
11725 Goldman Sachs SP (Asia) - HSBC European Warrants Mar 2017 A HKD 1.010   0.620   0.690   584,000 406,640 N/A 1.010   2016/12/12 0.140   2016/08/03 36,620,000 11,548,912 -   - -   -
14935 Goldman Sachs SP (Asia) - HSBC European Warrants May 2017 A HKD 0.290   0.104   0.113   8,771,736,000 1,182,488,992 N/A 0.290   2016/12/12 0.104   2016/12/29 8,771,736,000 1,182,488,992 -   - -   -
12355 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 A HKD -   -   0.013   0 0 9,106,625 0.290   2016/02/03 0.010   2016/10/25 5,423,690,000 786,787,020 0.189   2015/10/07 0.113   2015/11/06
25547 Goldman Sachs SP (Asia) - HSCEI European Put Wts Dec 2016 B HKD -   -   0.012   0 0 4,307,153 0.255   2016/01/21 0.013   2016/10/06 4,955,290,000 741,384,590 -   - -   -
13712 Goldman Sachs SP (Asia) - HSCEI European Put Wts Mar 2017 B HKD 0.182   0.086   0.139   650,020,000 87,309,680 N/A 0.182   2016/12/23 0.086   2016/12/08 710,600,000 93,729,980 -   - -   -
26516 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 C HKD 0.083   0.083   0.082   300,000 24,900 31,823,195 0.280   2016/09/09 0.065   2016/05/24 5,092,440,000 594,120,740 -   - -   -
27514 Goldman Sachs SP (Asia) - HSCEI European Warrants Dec 2016 D HKD 0.121   0.025   0.010   25,280,000 1,792,780 54,673,113 0.215   2016/09/09 0.025   2016/12/15 4,277,230,000 416,291,120 -   - -   -
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD 0.156   0.059   0.077   869,370,000 97,054,320 107,132,967 0.232   2016/09/09 0.059   2016/12/23 6,135,970,000 774,135,930 -   - -   -
27904 Goldman Sachs SP (Asia) - HSCEI European Warrants Mar 2017 A HKD 0.260   0.130   0.169   111,360,000 19,736,500 45,931,285 0.330   2016/10/06 0.114   2016/05/24 4,841,900,000 780,628,990 -   - -   -
14105 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 B HKD 0.223   0.114   0.169   2,772,860,000 392,698,400 N/A 0.228   2016/11/09 0.114   2016/12/08 7,200,770,000 1,104,046,930 -   - -   -
28314 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 B HKD -   -   0.010   0 0 5,235,320 0.152   2016/06/24 0.014   2016/09/13 1,314,980,000 87,894,300 -   - -   -
28401 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 C HKD -   -   0.012   0 0 18,937,290 0.182   2016/06/24 0.010   2016/11/16 2,781,510,000 313,922,570 -   - -   -
11223 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 0.088   2016/07/12 0.010   2016/11/10 817,980,000 52,220,690 -   - -   -
11551 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 A HKD 0.027   0.015   0.015   45,380,000 968,910 N/A 0.120   2016/07/20 0.015   2016/12/30 1,063,600,000 63,921,540 -   - -   -
12339 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 B HKD 0.135   0.053   0.099   479,840,000 34,380,960 N/A 0.135   2016/12/23 0.053   2016/12/08 28,285,510,000 2,636,319,850 -   - -   -
12515 Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2017 C HKD 0.092   0.033   0.058   2,591,350,000 151,157,120 N/A 0.136   2016/08/19 0.010   2016/11/10 13,269,990,000 1,040,063,270 -   - -   -
11417 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 B HKD 0.015   0.011   0.012   3,320,000 42,950 N/A 0.110   2016/07/14 0.011   2016/12/28 1,817,720,000 109,054,930 -   - -   -
11638 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2017 C HKD 0.072   0.019   0.041   716,380,000 27,917,750 N/A 0.149   2016/07/22 0.019   2016/12/08 21,366,160,000 1,636,039,110 -   - -   -
15495 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 E HKD 0.175   0.171   0.174   15,360,000 2,656,050 N/A 0.175   2016/12/30 0.171   2016/12/30 15,360,000 2,656,050 -   - -   -
13046 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 C HKD 0.211   0.106   0.170   279,720,000 39,488,820 N/A 0.211   2016/12/23 0.102   2016/10/25 10,925,320,000 1,360,302,480 -   - -   -
13711 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 E HKD 0.285   0.159   0.241   216,100,000 42,367,620 N/A 0.285   2016/12/23 0.152   2016/10/25 944,370,000 180,723,580 -   - -   -
14987 Goldman Sachs SP (Asia) - HSI European Put Wts May 2017 B HKD 0.149   0.113   0.116   1,149,680,000 151,143,610 N/A 0.149   2016/12/28 0.113   2016/12/14 1,149,680,000 151,143,610 -   - -   -
13759 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 A HKD 0.031   0.010   0.010   487,430,000 10,809,340 N/A 0.089   2016/10/25 0.010   2016/12/30 3,001,970,000 115,691,500 -   - -   -
14525 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 C HKD 0.210   0.067   0.092   1,962,710,000 235,168,600 N/A 0.210   2016/12/08 0.067   2016/12/28 2,039,850,000 250,022,920 -   - -   -
28033 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 A HKD -   -   0.199   0 0 15,115,952 0.435   2016/08/18 0.119   2016/05/24 1,823,530,000 305,844,450 -   - -   -
11602 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2016 E HKD 0.052   0.050   0.023   440,000 22,040 N/A 0.223   2016/09/01 0.050   2016/12/16 625,740,000 93,231,690 -   - -   -
14227 Goldman Sachs SP (Asia) - HSI European Warrants Feb 2017 D HKD 0.093   0.010   0.020   2,401,840,000 129,967,150 N/A 0.114   2016/11/16 0.010   2016/12/28 3,977,220,000 271,438,500 -   - -   -
11416 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 A HKD 0.113   0.077   0.113   42,230,000 3,840,160 N/A 0.395   2016/10/20 0.077   2016/12/28 338,670,000 71,028,470 -   - -   -
11964 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2017 D HKD 0.112   0.010   0.015   515,150,000 40,381,530 N/A 0.325   2016/09/09 0.010   2016/12/23 7,623,890,000 1,068,902,440 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.192   0.076   0.098   4,039,540,000 560,994,480 325,894,762 0.340   2016/09/22 0.076   2016/12/28 11,667,010,000 1,955,370,780 -   - -   -
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.072   0.022   0.032   981,680,000 50,374,510 N/A 0.178   2016/09/22 0.022   2016/12/28 9,067,960,000 895,796,520 -   - -   -
14990 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 C HKD 0.154   0.048   0.071   532,050,000 42,638,100 N/A 0.154   2016/12/09 0.048   2016/12/23 532,050,000 42,638,100 -   - -   -
15458 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28776 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 A HKD 0.208   0.070   0.098   833,970,000 85,767,760 72,650,757 0.290   2016/09/26 0.070   2016/12/28 2,775,520,000 435,906,570 -   - -   -
12333 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 B HKD 0.082   0.015   0.023   2,634,100,000 147,983,190 N/A 0.248   2016/09/09 0.015   2016/12/28 15,124,740,000 1,725,644,660 -   - -   -
13404 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 D HKD 0.046   0.010   0.015   703,400,000 21,391,010 N/A 0.155   2016/10/11 0.010   2016/12/28 12,966,330,000 1,010,627,570 -   - -   -
14104 Goldman Sachs SP (Asia) - HSI European Warrants May 2017 A HKD 0.101   0.028   0.041   298,040,000 22,289,150 N/A 0.132   2016/11/09 0.028   2016/12/23 1,295,940,000 112,307,480 -   - -   -
19940 Goldman Sachs SP (Asia) - Huaneng European Wts Dec 2016 A HKD -   -   0.014   0 0 0 0.086   2016/01/12 0.064   2016/03/02 960,000 73,600 0.415   2015/05/05 0.102   2015/12/28
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD 0.058   0.042   0.057   2,500,000 132,700 208,730 0.109   2016/04/25 0.032   2016/08/05 35,120,000 2,257,600 -   - -   -
14423 Goldman Sachs Sp (Asia) - ICBC European Warrants Apr 2017 A HKD 0.182   0.063   0.100   663,315,000 84,323,663 N/A 0.182   2016/12/12 0.063   2016/12/28 708,219,000 90,951,172 -   - -   -
28567 Goldman Sachs Sp (Asia) - ICBC European Warrants Dec 2016 A HKD 0.465   0.178   0.148   1,083,000 386,845 9,022,039 0.750   2016/09/06 0.129   2016/06/17 429,310,000 101,390,199 -   - -   -
11726 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 A HKD 0.153   0.029   0.062   534,003,000 25,011,524 N/A 0.400   2016/09/22 0.029   2016/12/28 2,188,855,000 415,807,542 -   - -   -
13643 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2017 B HKD 0.072   0.014   0.026   327,347,000 11,808,230 N/A 0.233   2016/10/06 0.014   2016/12/28 2,683,530,000 235,977,263 -   - -   -
29284 Goldman Sachs Sp (Asia) - ICBC European Warrants Jan 2017 A HKD 0.206   0.060   0.062   7,160,000 1,318,310 52,832,641 0.500   2016/09/08 0.060   2016/12/30 2,156,863,000 386,670,938 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.470   0.249   0.335   15,813,000 5,203,747 7,926,855 0.740   2016/09/22 0.101   2016/05/23 1,410,933,000 252,256,038 -   - -   -
15494 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 B HKD 0.255   0.247   0.265   662,000 165,337 N/A 0.255   2016/12/30 0.247   2016/12/30 662,000 165,337 -   - -   -
13006 Goldman Sachs Sp (Asia) - ICBC European Warrants May 2017 A HKD 0.153   0.060   0.092   65,312,000 7,110,551 N/A 0.325   2016/09/22 0.060   2016/12/28 1,320,110,000 312,528,118 -   - -   -
28389 Goldman Sachs SP (Asia) - Kingsoft European Wts Dec 2016 A HKD -   -   0.165   0 0 34,409,573 0.375   2016/10/11 0.058   2016/08/03 2,859,300,000 305,779,650 -   - -   -
12315 Goldman Sachs SP (Asia) - Kingsoft European Wts Feb 2017 A HKD 0.163   0.047   0.056   135,530,000 11,900,570 N/A 0.365   2016/10/11 0.047   2016/12/28 1,347,860,000 244,494,720 -   - -   -
13536 Goldman Sachs SP (Asia) - Kingsoft European Wts Mar 2017 A HKD 0.069   0.019   0.022   60,840,000 2,396,700 N/A 0.250   2016/09/29 0.019   2016/12/28 702,170,000 91,822,810 -   - -   -
14150 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2017 A HKD 0.169   0.076   0.088   20,138,000 2,084,996 N/A 0.203   2016/11/10 0.076   2016/12/29 84,248,000 11,875,842 -   - -   -
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.029   0.025   0.029   80,000 2,160 1,619,577 0.162   2016/03/18 0.025   2016/12/13 6,679,560,000 495,872,940 -   - -   -
24212 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.074   2016/01/04 0.012   2016/04/06 127,060,000 8,045,940 0.244   2015/07/24 0.035   2015/08/31
25180 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 B HKD -   -   0.010   0 0 6,517 0.168   2016/01/04 0.010   2016/09/30 4,312,040,000 350,990,580 0.238   2015/11/25 0.103   2015/08/27
28111 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 C HKD -   -   0.010   0 0 45,720,548 0.375   2016/05/19 0.014   2016/11/07 3,788,208,000 681,275,950 -   - -   -
29021 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 D HKD -   -   0.010   0 0 84,336,119 0.490   2016/08/18 0.010   2016/11/14 2,780,934,000 616,784,264 -   - -   -
11084 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2016 E HKD -   -   0.010   0 0 26,667,969 0.730   2016/08/18 0.011   2016/11/18 592,552,000 195,446,572 -   - -   -
15247 Goldman Sachs SP (Asia) - Lenovo European Wts Jun 2017 A HKD 0.305   0.223   0.265   23,332,000 6,791,990 N/A 0.305   2016/12/16 0.223   2016/12/29 23,332,000 6,791,990 -   - -   -
11346 Goldman Sachs SP (Asia) - Link REIT European Wts Feb 2017 A HKD 0.051   0.020   0.013   13,250,000 388,965 N/A 0.330   2016/07/28 0.020   2016/12/14 1,022,750,000 191,841,155 -   - -   -
28257 Goldman Sachs SP (Asia) - Link REIT European Wts Mar 2017 A HKD 0.315   0.091   0.131   35,095,000 6,665,645 11,756,616 0.630   2016/07/28 0.091   2016/12/29 274,455,000 86,836,730 -   - -   -
29283 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Dec 2016 A HKD 0.740   0.105   0.105   992,500 400,093 6,667,049 0.900   2016/10/25 0.105   2016/12/15 82,681,000 44,020,635 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD 1.000   1.000   0.650   10,000 10,000 N/A 1.000   2016/12/01 0.360   2016/07/25 6,984,000 3,333,510 -   - -   -
14178 Goldman Sachs SP (Asia) - PetroChina European Wts Apr 2017 A HKD 0.365   0.160   0.255   159,710,000 44,783,564 N/A 0.365   2016/12/21 0.115   2016/11/18 256,682,000 58,927,364 -   - -   -
27968 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2016 A HKD -   -   0.010   0 0 9,357,389 0.345   2016/06/10 0.010   2016/11/09 977,098,000 89,030,114 -   - -   -
13356 Goldman Sachs SP (Asia) - PetroChina European Wts Feb 2017 A HKD 0.300   0.102   0.190   132,644,000 24,397,440 N/A 0.325   2016/10/11 0.072   2016/11/14 1,465,798,000 285,182,080 -   - -   -
11348 Goldman Sachs SP (Asia) - PICC European Warrants Jan 2017 A HKD 0.081   0.012   0.016   13,858,000 784,796 N/A 0.217   2016/09/09 0.012   2016/12/28 1,138,434,000 141,016,738 -   - -   -
29737 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2017 B HKD -   -   0.018   0 0 14,477,091 0.320   2016/06/28 0.019   2016/11/10 681,955,000 87,473,215 -   - -   -
14141 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 A HKD 0.350   0.098   0.108   1,740,675,000 245,341,310 N/A 0.410   2016/11/28 0.098   2016/12/29 1,787,030,000 260,300,650 -   - -   -
14365 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 B HKD 0.180   0.040   0.048   236,125,000 26,683,690 N/A 0.220   2016/11/28 0.040   2016/12/29 383,830,000 53,946,085 -   - -   -
14771 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A HKD 0.136   0.067   0.073   4,761,025,000 353,227,760 N/A 0.136   2016/12/09 0.067   2016/12/29 4,761,025,000 353,227,760 -   - -   -
19309 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 A HKD 0.036   0.010   0.010   24,500,000 598,950 5,056,708 0.109   2016/01/04 0.010   2016/12/15 15,459,650,000 921,196,050 0.400   2015/04/23 0.079   2015/09/04
20292 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 B HKD -   -   0.010   0 0 38,314,758 0.071   2016/01/04 0.010   2016/11/22 9,227,300,000 231,569,100 0.320   2015/04/22 0.048   2015/08/24
21196 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 C HKD -   -   0.010   0 0 233 0.037   2016/01/04 0.014   2016/09/09 11,250,000 350,250 0.280   2015/04/23 0.033   2015/12/14
27453 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 D HKD 0.072   0.010   0.010   59,590,000 1,930,810 193,910,767 0.290   2016/09/09 0.010   2016/12/15 10,383,345,000 1,228,186,175 -   - -   -
12480 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2016 E HKD 0.147   0.039   0.030   4,015,000 331,025 N/A 0.305   2016/09/08 0.039   2016/12/12 428,080,000 68,303,490 -   - -   -
28460 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2017 A HKD 0.455   0.097   0.098   22,550,000 5,458,830 31,832,252 0.560   2016/09/22 0.097   2016/12/29 1,242,635,000 240,934,885 -   - -   -
12913 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 A HKD 0.189   0.038   0.049   4,237,680,000 315,251,905 N/A 0.370   2016/09/09 0.038   2016/12/29 8,776,820,000 1,110,935,415 -   - -   -
13168 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 B HKD 0.091   0.015   0.018   206,660,000 13,297,180 N/A 0.193   2016/09/22 0.015   2016/12/29 5,853,490,000 712,017,650 -   - -   -
13910 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 C HKD 0.130   0.023   0.030   9,873,835,000 828,445,805 N/A 0.165   2016/11/28 0.023   2016/12/23 17,196,810,000 1,757,286,035 -   - -   -
15491 Goldman Sachs SP (Asia) - Ping An European Wts May 2017 A HKD 0.105   0.080   0.095   86,550,000 7,887,995 N/A 0.105   2016/12/30 0.080   2016/12/23 86,550,000 7,887,995 -   - -   -
27830 Goldman Sachs SP (Asia) - Sands China Eur Put Wts Dec 2016 B HKD -   -   0.019   0 0 8,600,243 0.365   2016/05/10 0.018   2016/09/09 577,064,000 63,912,900 -   - -   -
27700 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2016 A HKD 0.310   0.044   0.030   5,256,000 573,352 53,098,081 0.415   2016/11/28 0.044   2016/12/14 1,874,264,000 348,767,804 -   - -   -
13565 Goldman Sachs SP (Asia) - Sands China Euro Wts Mar 2017 A HKD 0.280   0.060   0.073   695,924,000 99,135,784 N/A 0.300   2016/10/03 0.060   2016/12/29 1,892,440,000 301,234,912 -   - -   -
15072 Goldman Sachs SP (Asia) - Sands China Euro Wts May 2017 A HKD 0.125   0.067   0.088   56,412,000 5,178,080 N/A 0.125   2016/12/14 0.067   2016/12/29 56,412,000 5,178,080 -   - -   -
20035 Goldman Sachs SP (Asia) - SFCE European Warrants Dec 2016 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.380   2015/04/13 0.019   2015/12/18
11549 Goldman Sachs SP (Asia) - SHK Ppt European Put Wt Mar 2017 A HKD 0.330   0.195   0.225   46,220,000 10,909,950 N/A 0.630   2016/08/03 0.177   2016/11/04 159,530,000 48,445,440 -   - -   -
14229 Goldman Sachs SP (Asia) - SHK Ppt European Wts Apr 2017 A HKD 0.249   0.078   0.084   55,320,000 8,080,600 N/A 0.249   2016/12/12 0.078   2016/12/30 185,540,000 33,596,680 -   - -   -
28218 Goldman Sachs SP (Asia) - SHK Ppt European Wts Dec 2016 A HKD 0.650   0.014   0.019   4,370,000 1,009,230 8,917,938 1.970   2016/09/22 0.014   2016/12/22 96,890,000 62,364,340 -   - -   -
14934 Goldman Sachs SP (Asia) - SHK Ppt European Wts May 2017 A HKD 0.570   0.197   0.197   28,130,000 7,990,630 N/A 0.570   2016/12/09 0.197   2016/12/30 28,130,000 7,990,630 -   - -   -
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD 0.285   0.201   0.213   27,280,000 6,258,600 1,931,790 0.445   2016/09/09 0.145   2016/05/18 346,150,000 62,454,020 -   - -   -
11647 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2016 A HKD -   -   0.010   0 0 N/A 0.435   2016/08/10 0.013   2016/11/09 470,699,000 103,527,827 -   - -   -
29738 Goldman Sachs SP (Asia) - Stanchart European Wts Jan 2017 A HKD 0.340   0.091   0.093   29,700,500 5,673,956 28,274,588 0.900   2016/06/23 0.091   2016/12/30 622,942,000 189,305,979 -   - -   -
14824 Goldman Sachs SP (Asia) - Stanchart European Wts Jun 2017 A HKD 0.570   0.375   0.375   31,173,000 14,343,530 N/A 0.570   2016/12/08 0.375   2016/12/30 31,173,000 14,343,530 -   - -   -
26534 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2016 D HKD -   -   0.010   0 0 0 0.144   2016/02/12 0.014   2016/06/23 3,750,600,000 390,959,920 0.260   2015/09/02 0.073   2015/11/26
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD 0.069   0.051   0.051   10,660,000 674,780 1,152,042 0.095   2016/07/07 0.033   2016/09/06 145,340,000 6,912,250 -   - -   -
26985 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 B HKD -   -   0.010   0 0 702,205 0.149   2016/03/29 0.010   2016/10/17 15,681,730,000 1,563,994,910 -   - -   -
12914 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2017 D HKD 0.199   0.106   0.116   397,380,000 60,780,530 N/A 0.199   2016/12/23 0.058   2016/10/26 3,504,500,000 338,159,180 -   - -   -
11371 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 A HKD 0.058   0.027   0.028   202,520,000 9,978,850 N/A 0.144   2016/07/11 0.025   2016/10/25 10,976,550,000 1,096,334,590 -   - -   -
13911 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 C HKD 0.310   0.216   0.234   72,770,000 17,182,670 N/A 0.310   2016/12/28 0.137   2016/10/25 344,570,000 71,664,590 -   - -   -
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.245   0.195   0.199   398,050,000 88,268,510 N/A 0.245   2016/12/23 0.195   2016/12/30 499,720,000 109,277,310 -   - -   -
14275 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2017 B HKD 0.101   0.033   0.055   3,785,140,000 317,285,010 N/A 0.130   2016/11/16 0.033   2016/12/28 19,284,880,000 1,876,126,570 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD 0.095   0.055   0.079   67,000,000 5,052,620 N/A 0.095   2016/12/12 0.055   2016/12/28 67,000,000 5,052,620 -   - -   -
14420 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 D HKD 0.136   0.066   0.097   211,100,000 21,900,780 N/A 0.150   2016/11/23 0.066   2016/12/28 413,610,000 50,206,680 -   - -   -
15268 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 E HKD 0.137   0.094   0.130   2,813,760,000 374,494,870 N/A 0.137   2016/12/30 0.094   2016/12/28 2,813,760,000 374,494,870 -   - -   -
13913 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 D HKD 0.044   0.012   0.021   184,950,000 5,255,560 N/A 0.147   2016/10/25 0.012   2016/12/28 13,671,160,000 1,039,137,970 -   - -   -
14427 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 E HKD 0.730   0.191   0.360   198,398,000 58,914,583 N/A 0.890   2016/11/22 0.191   2016/12/28 245,036,000 94,988,943 -   - -   -
14103 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 B HKD 0.066   0.026   0.041   70,450,000 3,273,060 N/A 0.114   2016/11/08 0.026   2016/12/28 214,390,000 13,774,670 -   - -   -
14730 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 C HKD 0.143   0.068   0.107   17,873,060,000 2,016,595,780 N/A 0.143   2016/12/06 0.068   2016/12/23 17,873,060,000 2,016,595,780 -   - -   -
14961 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C HKD 0.171   0.121   0.160   89,540,000 12,960,080 N/A 0.171   2016/12/09 0.121   2016/12/23 89,540,000 12,960,080 -   - -   -
25673 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 16 A HKD -   -   0.330   0 0 67,517 0.460   2016/08/17 0.175   2016/02/12 260,050,000 51,343,900 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD 0.204   0.148   0.155   48,785,000 8,989,535 29,839,224 0.290   2016/09/09 0.117   2016/06/28 1,044,130,000 197,856,340 -   - -   -
23938 Goldman Sachs SP (Asia) - Tracker Fund European Wts Mar 17 A HKD 0.182   0.182   0.105   50,000 9,100 17,263,544 0.280   2016/09/29 0.069   2016/05/19 3,001,375,000 357,666,065 0.275   2015/12/28 0.230   2015/12/31
28105 Goldman Sachs SP (Asia) - Tracker Fund European Wts May 17 A HKD 0.248   0.194   0.210   21,620,000 4,822,940 1,023,503 0.350   2016/08/18 0.133   2016/05/19 555,865,000 96,329,075 -   - -   -
11483 Goldman Sachs SP (Asia) - Zijin Mining European Wts Jan17A HKD -   -   0.010   0 0 N/A 0.360   2016/07/15 0.010   2016/11/30 272,458,000 26,680,710 -   - -   -
14146 Goldman Sachs SP (Asia) -Ch Overseas European Wts Apr 2017 A HKD 0.091   0.025   0.028   85,320,000 5,091,600 N/A 0.179   2016/11/10 0.025   2016/12/29 431,200,000 38,792,360 -   - -   -
11540 Goldman Sachs SP (Asia) -Ch Overseas European Wts Dec 2016 A HKD -   -   0.010   0 0 N/A 0.209   2016/07/21 0.012   2016/11/04 1,997,640,000 182,667,780 -   - -   -
28258 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jan 2017 A HKD 0.028   0.010   0.010   6,260,000 99,740 19,568,213 0.380   2016/08/10 0.010   2016/12/09 1,027,000,000 130,146,340 -   - -   -
14517 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jul 2017 A HKD 0.243   0.086   0.093   102,880,000 14,543,820 N/A 0.250   2016/11/30 0.086   2016/12/29 111,220,000 16,567,240 -   - -   -
13703 Goldman Sachs SP (Asia) -Ch Overseas European Wts Mar 2017 A HKD 0.021   0.012   0.012   1,200,000 22,520 N/A 0.091   2016/10/13 0.012   2016/12/12 117,340,000 6,950,480 -   - -   -
24596 Goldman Sachs SP (Asia) -Tencent European Wt Apr 2017 A HKD 0.270   0.180   0.213   2,700,000 607,080 8,755,978 0.520   2016/09/23 0.085   2016/02/12 40,536,310,000 5,977,108,260 0.174   2015/12/28 0.165   2015/12/29
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.079   0.040   0.057   36,780,000 2,265,220 N/A 0.199   2016/09/29 0.040   2016/12/23 848,870,000 123,187,280 -   - -   -
16289 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 A HKD 0.450   0.320   0.320   20,830,000 8,092,700 4,078,117 0.680   2016/10/11 0.106   2016/02/12 14,594,670,000 2,303,126,520 0.410   2015/04/23 0.128   2015/01/02
19596 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 B HKD 0.250   0.229   0.232   6,460,000 1,486,350 2,950,223 0.580   2016/10/11 0.077   2016/02/12 7,428,350,000 1,056,904,660 0.400   2015/04/14 0.114   2015/08/24
21003 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 C HKD 0.031   0.010   0.010   17,330,000 267,390 79,362,983 0.250   2016/09/23 0.010   2016/12/09 13,955,500,000 956,178,960 0.340   2015/04/23 0.060   2015/12/14
26649 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 E HKD -   -   0.465   0 0 360,167 0.800   2016/10/11 0.210   2016/03/11 279,340,000 83,516,730 -   - -   -
11156 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 F HKD -   -   0.010   0 0 179,992,781 1.200   2016/09/23 0.011   2016/11/21 4,441,214,000 1,090,111,496 -   - -   -
11662 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 G HKD 0.055   0.010   0.010   4,341,000 108,159 N/A 1.850   2016/09/23 0.010   2016/12/13 2,541,886,000 1,684,098,664 -   - -   -
11973 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 H HKD 0.010   0.010   0.010   1,171,000 11,710 N/A 0.650   2016/09/09 0.010   2016/12/16 11,555,961,000 4,416,430,077 -   - -   -
12734 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 I HKD -   -   0.010   0 0 N/A 0.910   2016/09/23 0.010   2016/11/30 5,066,507,000 2,013,994,919 -   - -   -
13169 Goldman Sachs SP (Asia) -Tencent European Wt Dec 2016 J HKD 0.010   0.010   0.010   4,000 40 N/A 0.420   2016/09/23 0.010   2016/12/15 1,547,641,000 437,367,641 -   - -   -
27477 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 A HKD 0.285   0.150   0.220   22,140,000 4,327,270 13,644,587 0.530   2016/09/23 0.099   2016/05/06 36,806,930,000 4,825,585,540 -   - -   -
13358 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 B HKD 0.180   0.020   0.053   40,666,000 2,929,671 N/A 1.390   2016/09/23 0.020   2016/12/28 4,299,976,000 1,810,460,156 -   - -   -
13757 Goldman Sachs SP (Asia) -Tencent European Wt Feb 2017 C HKD 0.015   0.011   0.013   280,000 3,632 N/A 0.400   2016/10/20 0.011   2016/12/29 70,146,000 20,588,019 -   - -   -
13382 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 E HKD 0.031   0.010   0.010   22,026,000 333,818 N/A 0.175   2016/09/23 0.010   2016/12/14 9,552,414,000 1,151,797,865 -   - -   -
13535 Goldman Sachs SP (Asia) -Tencent European Wt Jan 2017 F HKD 0.019   0.015   0.013   300,000 5,100 N/A 0.670   2016/09/29 0.015   2016/12/02 3,778,794,000 1,927,728,435 -   - -   -
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.213   0.125   0.174   9,388,040,000 1,326,198,340 986,380,532 0.420   2016/09/23 0.125   2016/12/28 36,025,350,000 5,920,160,980 -   - -   -
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD 0.330   0.206   0.275   236,050,000 53,707,630 11,553,912 0.540   2016/10/06 0.185   2016/06/28 514,550,000 119,074,570 -   - -   -
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD 0.101   0.043   0.066   112,130,000 8,798,370 N/A 0.260   2016/09/23 0.043   2016/12/23 1,164,190,000 177,456,640 -   - -   -
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.074   0.033   0.050   34,100,000 1,869,170 N/A 0.226   2016/09/23 0.033   2016/12/28 949,800,000 145,574,000 -   - -   -
13758 Goldman Sachs SP (Asia) -Tencent European Wt Mar 2017 B HKD 0.105   0.026   0.042   74,361,000 3,959,627 N/A 0.640   2016/10/20 0.026   2016/12/28 422,741,000 82,710,377 -   - -   -
26988 Goldman Sachs SP (Asia) -Tencent European Wt May 2017 A HKD 0.235   0.127   0.183   599,970,000 104,085,890 69,016,602 0.460   2016/09/23 0.095   2016/05/06 18,567,480,000 2,932,511,590 -   - -   -
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.227   0.142   0.184   255,690,000 45,806,990 146,403,057 0.420   2016/09/23 0.142   2016/12/28 4,259,430,000 879,064,670 -   - -   -
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.180   0.108   0.145   313,360,000 44,628,400 N/A 0.340   2016/09/29 0.108   2016/12/23 2,046,800,000 426,844,610 -   - -   -
15370 Goldman Sachs SP (Asia)-Sinopec Corp European Wts May 2017 A HKD 0.236   0.153   0.172   42,332,000 7,898,668 N/A 0.236   2016/12/22 0.153   2016/12/29 42,332,000 7,898,668 -   - -   -
28797 Haitong Int'l Sec - HTSC European Warrants Mar 2017 A HKD 0.134   0.023   0.021   11,410,000 972,156 1,548,402 0.247   2016/07/13 0.023   2016/12/22 69,064,000 10,318,710 -   - -   -
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD 0.071   0.051   0.071   4,850,000 323,795 66,185 0.173   2016/05/16 0.042   2016/11/29 30,354,000 4,629,810 -   - -   -
28795 Haitong Int'l Sec - A50 China European Warrants Mar 2017 A HKD 0.410   0.161   0.131   50,452,400 18,731,831 3,212,054 0.550   2016/11/30 0.161   2016/12/28 51,850,400 19,272,321 -   - -   -
27712 Haitong Int'l Sec - Agile Ppt European Warrants Mar 2017 A HKD 0.139   0.060   0.051   222,000 14,882 128,808 0.450   2016/09/22 0.060   2016/12/23 9,096,000 2,606,310 -   - -   -
12602 Haitong Int'l Sec - AIA European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.216   2016/10/07 0.021   2016/11/16 1,338,224,000 111,447,302 -   - -   -
15571 Haitong Int'l Sec - AIA European Warrants Jun 2017 A HKD 0.201   0.163   0.192   246,750,000 46,236,092 N/A 0.201   2016/12/30 0.163   2016/12/29 246,750,000 46,236,092 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.072   0.061   0.053   1,320,000 88,900 N/A 0.072   2016/12/02 0.061   2016/12/14 3,560,000 238,260 -   - -   -
12369 Haitong Int'l Sec - Anhui Conch European Warrants Jan 2017 A HKD 0.035   0.020   0.010   4,110,000 112,305 N/A 0.144   2016/08/29 0.020   2016/12/12 44,405,000 3,008,030 -   - -   -
27802 Haitong Int'l Sec - Anta Sports European Warrants Dec 2016 A HKD -   -   0.023   0 0 224,751 0.219   2016/05/06 0.034   2016/06/27 29,446,000 3,211,775 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.093   0.077   0.077   6,768,000 582,755 900,329 0.270   2016/04/12 0.077   2016/12/28 94,645,000 16,252,543 -   - -   -
14189 Haitong Int'l Sec - Baiyunshan Ph European Warrants Jun 17 A HKD -   -   0.265   0 0 N/A 0.280   2016/11/17 0.280   2016/11/17 240,000 67,200 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD -   -   0.022   0 0 N/A 0.083   2016/09/29 0.013   2016/11/25 17,815,000 888,280 -   - -   -
11682 Haitong Int'l Sec - BOC HK European Warrants Mar 2017 A HKD 0.405   0.255   0.236   1,990,000 704,950 N/A 0.405   2016/12/08 0.200   2016/11/09 180,690,000 47,048,580 -   - -   -
11684 Haitong Int'l Sec - BOCL European Warrants Dec 2016 A HKD 0.118   0.055   0.055   1,684,000 146,192 N/A 0.475   2016/09/22 0.055   2016/12/20 26,304,000 5,905,967 -   - -   -
13366 Haitong Int'l Sec - BOCL European Warrants May 2017 A HKD 0.097   0.028   0.047   1,607,245,000 97,238,130 N/A 0.195   2016/09/21 0.028   2016/12/23 1,829,062,000 117,537,856 -   - -   -
14933 Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A HKD 0.720   0.600   0.680   3,895,000 2,608,250 N/A 0.720   2016/12/28 0.600   2016/12/09 3,895,000 2,608,250 -   - -   -
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.112   0.080   0.079   13,330,000 1,349,430 N/A 0.230   2016/09/07 0.080   2016/12/29 218,405,000 37,412,975 -   - -   -
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD 0.106   0.064   0.065   28,870,000 2,553,420 N/A 0.138   2016/11/08 0.064   2016/12/23 111,635,000 12,116,790 -   - -   -
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.068   0.031   0.035   2,246,300,000 90,984,200 21,033,933 0.181   2016/09/07 0.031   2016/12/28 2,591,250,000 127,098,500 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.380   0.238   0.340   497,000 152,490 637,649 0.455   2016/11/28 0.179   2016/06/13 94,084,000 21,332,042 -   - -   -
11671 Haitong Int'l Sec - CC Bank European Warrants Feb 2017 A HKD 0.132   0.017   0.079   1,310,121,000 111,011,377 N/A 0.355   2016/09/09 0.017   2016/12/21 2,130,079,000 237,270,903 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.195   0.086   0.193   85,440,000 15,922,972 N/A 0.340   2016/09/22 0.086   2016/12/23 177,629,000 34,472,604 -   - -   -
15468 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B HKD 0.340   0.176   0.330   394,892,000 98,237,112 N/A 0.340   2016/12/30 0.176   2016/12/23 394,892,000 98,237,112 -   - -   -
12371 Haitong Int'l Sec - CGN Power European Warrants Mar 2017 A HKD 0.096   0.051   0.025   19,102,000 1,286,232 N/A 0.260   2016/09/09 0.051   2016/12/12 25,036,000 1,953,084 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.167   0.104   0.121   118,030,000 14,629,050 5,176,437 0.295   2016/04/29 0.104   2016/12/23 450,580,000 87,891,310 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.086   0.048   0.058   41,890,000 2,851,970 1,686,378 0.174   2016/08/15 0.048   2016/12/22 114,560,000 11,231,230 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.195   0.148   0.167   12,780,000 2,250,810 1,547,407 0.255   2016/09/07 0.148   2016/12/23 48,180,000 9,284,440 -   - -   -
11995 Haitong Int'l Sec - Ch Molybdenum European Warrants Feb 17A HKD 0.198   0.113   0.071   4,338,000 738,366 N/A 0.260   2016/08/11 0.110   2016/11/03 14,037,000 2,629,251 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.300   0.265   0.241   740,000 204,500 N/A 0.315   2016/10/05 0.226   2016/09/06 24,760,000 6,395,680 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.088   0.032   0.035   136,660,000 6,598,640 N/A 0.146   2016/11/29 0.032   2016/12/29 154,860,000 9,219,740 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.128   0.102   0.101   280,000 32,460 N/A 0.186   2016/08/29 0.102   2016/12/19 11,480,000 1,994,440 -   - -   -
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.124   0.070   0.077   1,082,120,000 96,012,840 20,818,147 0.148   2016/09/23 0.061   2016/11/16 1,538,800,000 142,670,800 -   - -   -
13393 Haitong Int'l Sec - Chi Res Land European Warrants Mar 2017A HKD -   -   0.020   0 0 N/A 0.265   2016/09/29 0.031   2016/11/29 42,980,000 4,536,080 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD 0.127   0.083   0.093   2,200,000 252,880 N/A 0.285   2016/09/09 0.083   2016/12/28 8,340,000 1,783,260 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD -   -   0.148   0 0 N/A 0.211   2016/11/18 0.201   2016/11/23 26,000 5,352 -   - -   -
27330 Haitong Int'l Sec - China Dongxiang European Warrants Mar17A HKD 0.096   0.059   0.040   1,830,000 141,900 350,258 0.335   2016/04/15 0.059   2016/12/16 20,447,000 3,439,402 -   - -   -
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD -   -   0.052   0 0 17,997 0.163   2016/04/20 0.042   2016/11/02 25,300,000 3,387,240 -   - -   -
13363 Haitong Int'l Sec - China Life European Warrants Apr 2017 A HKD 0.157   0.039   0.051   384,600,000 46,603,000 N/A 0.176   2016/11/28 0.038   2016/11/09 6,067,820,000 731,369,580 -   - -   -
27234 Haitong Int'l Sec - China Life European Warrants Dec 2016 A HKD 0.260   0.183   0.169   1,910,000 365,870 7,126,900 0.300   2016/11/30 0.043   2016/11/14 1,459,470,000 149,887,400 -   - -   -
12939 Haitong Int'l Sec - China Life European Warrants Dec 2016 B HKD 0.249   0.248   0.101   640,000 158,860 N/A 0.330   2016/09/22 0.076   2016/11/11 62,120,000 10,515,620 -   - -   -
15465 Haitong Int'l Sec - China Life European Warrants Dec 2017 A HKD 0.114   0.105   0.111   3,107,450,000 336,669,820 N/A 0.114   2016/12/30 0.105   2016/12/29 3,107,450,000 336,669,820 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.365   0.233   0.249   3,592,830,000 1,041,559,920 N/A 0.375   2016/11/30 0.181   2016/10/31 3,658,360,000 1,057,161,230 -   - -   -
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD 0.485   0.485   0.360   10,000 4,850 N/A 0.485   2016/12/12 0.209   2016/08/04 7,580,000 2,331,290 -   - -   -
12370 Haitong Int'l Sec - China Mobile European Put Wts Feb 2017 A HKD 0.290   0.155   0.187   8,940,000 1,987,015 N/A 0.295   2016/11/14 0.143   2016/10/11 222,870,000 41,528,555 -   - -   -
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD 0.370   0.290   0.295   13,400,000 4,382,425 N/A 0.375   2016/11/14 0.162   2016/09/09 115,590,000 26,509,180 -   - -   -
27194 Haitong Int'l Sec - China Mobile European Warrants Dec 2016A HKD -   -   0.010   0 0 47,132,523 0.345   2016/04/22 0.010   2016/11/07 3,677,235,000 419,402,160 -   - -   -
13390 Haitong Int'l Sec - China Mobile European Warrants Feb 2017B HKD -   -   0.020   0 0 N/A 0.238   2016/09/29 0.028   2016/11/11 185,420,000 36,361,430 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD 0.038   0.021   0.021   1,785,000 50,015 N/A 0.320   2016/09/22 0.021   2016/12/29 45,255,000 7,255,175 -   - -   -
15467 Haitong Int'l Sec - China Mobile European Warrants Jun 2017C HKD 0.275   0.236   0.270   1,117,270,000 286,860,310 N/A 0.275   2016/12/30 0.236   2016/12/28 1,117,270,000 286,860,310 -   - -   -
12800 Haitong Int'l Sec - China Mobile European Warrants Mar 2017A HKD -   -   0.021   0 0 N/A 0.265   2016/09/22 0.026   2016/11/11 52,150,000 8,698,750 -   - -   -
14198 Haitong Int'l Sec - China Mobile European Warrants May 2017A HKD 0.168   0.061   0.072   9,412,435,000 880,367,425 N/A 0.188   2016/11/16 0.061   2016/12/28 11,654,560,000 1,212,435,485 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD 0.080   0.050   0.050   1,322,000 78,530 956,048 0.370   2016/07/28 0.050   2016/12/30 23,506,000 5,736,286 -   - -   -
14932 Haitong Int'l Sec - China Railway European Warrants Dec 17 A HKD 0.115   0.078   0.085   27,880,000 2,375,980 N/A 0.115   2016/12/09 0.078   2016/12/23 27,880,000 2,375,980 -   - -   -
27201 Haitong Int'l Sec - China Shenhua European Warrants Dec 16 A HKD 0.234   0.173   0.080   2,410,000 501,820 5,952,393 0.330   2016/11/01 0.060   2016/05/19 505,700,000 71,231,395 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.152   0.067   0.073   83,900,000 7,485,050 N/A 0.270   2016/11/04 0.067   2016/12/23 185,430,000 24,230,150 -   - -   -
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.295   0.233   0.250   1,780,000 447,996 1,385,593 0.350   2016/11/23 0.157   2016/08/22 42,408,000 8,333,788 -   - -   -
12801 Haitong Int'l Sec - China Taiping European Warrants Mar 17 A HKD 0.195   0.073   0.083   8,716,000 1,132,964 N/A 0.290   2016/09/09 0.073   2016/12/29 34,830,000 5,706,742 -   - -   -
11997 Haitong Int'l Sec - China Vanke European Put Warrants May17A HKD 0.148   0.055   0.138   25,951,000 2,812,920 N/A 0.211   2016/08/12 0.055   2016/12/01 129,013,000 20,680,758 -   - -   -
11996 Haitong Int'l Sec - China Vanke European Warrants Feb 2017 A HKD 0.460   0.049   0.055   231,687,000 19,113,365 N/A 0.460   2016/12/01 0.049   2016/12/29 292,156,000 36,556,995 -   - -   -
15573 Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A HKD 0.182   0.176   0.175   16,412,000 2,951,739 N/A 0.182   2016/12/30 0.176   2016/12/29 16,412,000 2,951,739 -   - -   -
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.245   0.194   0.194   11,984,000 2,595,678 N/A 0.245   2016/12/06 0.169   2016/11/22 14,528,000 3,124,988 -   - -   -
11911 Haitong Int'l Sec - CITIC Bank European Warrants Mar 2017 A HKD 0.058   0.025   0.021   213,220,000 10,206,236 N/A 0.285   2016/09/09 0.025   2016/12/15 249,773,000 15,880,123 -   - -   -
13364 Haitong Int'l Sec - CM Bank European Warrants May 2017 A HKD 0.155   0.052   0.070   552,265,000 49,381,470 N/A 0.213   2016/09/28 0.052   2016/12/23 677,820,000 67,455,865 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 0.380   0.209   0.217   7,404,000 2,420,238 N/A 0.450   2016/11/14 0.209   2016/12/28 13,884,000 4,575,348 -   - -   -
11429 Haitong Int'l Sec - CNOOC European Warrants Mar 2017 A HKD 0.315   0.075   0.086   206,964,000 56,463,543 N/A 0.640   2016/10/24 0.075   2016/12/29 718,252,000 194,464,653 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.137   0.090   0.093   514,070,000 64,376,720 38,158,922 0.171   2016/04/22 0.085   2016/08/03 3,461,190,000 427,010,620 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD 0.161   0.079   0.089   86,260,000 8,127,465 1,956,988 0.200   2016/06/08 0.073   2016/10/13 138,775,000 15,224,670 -   - -   -
28190 Haitong Int'l Sec - CRCC European Warrants May 2017 A HKD 0.203   0.098   0.111   33,035,000 4,657,325 1,966,067 0.239   2016/11/28 0.093   2016/10/11 81,820,000 12,033,030 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD 0.095   0.042   0.050   13,770,000 1,036,300 2,199,112 0.190   2016/05/30 0.042   2016/12/23 141,810,000 14,780,560 -   - -   -
12943 Haitong Int'l Sec - CRRC Times European Warrants Mar 2017 A HKD 0.242   0.089   0.109   17,440,000 3,307,080 N/A 0.530   2016/09/06 0.089   2016/12/23 21,775,000 4,974,070 -   - -   -
12684 Haitong Int'l Sec - CSDC European Warrants Aug 2017 A HKD 0.229   0.097   0.100   8,939,000 1,246,405 N/A 0.355   2016/09/09 0.097   2016/12/30 55,227,000 12,350,443 -   - -   -
26890 Haitong Int'l Sec - CSOP A50 ETF European Put Wts Feb 2017 A HKD 0.080   0.033   0.073   28,146,000 1,544,696 424,377 0.211   2016/05/18 0.033   2016/12/09 606,956,000 113,271,614 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.155   0.107   0.100   441,084,000 60,490,402 11,345,261 0.249   2016/03/30 0.107   2016/12/22 1,518,754,000 299,606,956 -   - -   -
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.213   0.205   0.215   560,000 116,980 N/A 0.255   2016/09/07 0.205   2016/12/29 3,060,000 735,160 -   - -   -
27197 Haitong Int'l Sec - CTEG European Warrants Jan 2017 A HKD -   -   0.023   0 0 991,178 0.480   2016/04/14 0.034   2016/11/09 43,138,000 11,866,684 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 0.061   0.039   0.042   48,760,000 2,341,480 N/A 0.114   2016/09/09 0.039   2016/12/29 158,030,000 13,154,150 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.109   0.075   0.095   2,735,000 228,325 824,834 0.305   2016/04/20 0.075   2016/12/20 36,980,000 5,391,715 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.159   0.097   0.107   17,980,000 2,253,160 N/A 0.270   2016/09/13 0.097   2016/12/23 72,040,000 12,539,820 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.285   0.285   0.248   180,000 51,300 153,450 0.425   2016/08/09 0.200   2016/03/17 90,760,000 21,544,740 -   - -   -
11909 Haitong Int'l Sec - Galaxy Ent European Put Warrants Jan 17A HKD -   -   0.019   0 0 N/A 0.120   2016/09/06 0.033   2016/10/06 5,520,000 329,770 -   - -   -
12967 Haitong Int'l Sec - Galaxy Ent European Warrants Jan 2017 B HKD 1.040   0.700   0.640   50,000 41,800 N/A 1.040   2016/12/06 0.285   2016/09/08 40,960,000 17,104,150 -   - -   -
11908 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 A HKD 0.910   0.710   0.490   500,000 422,900 N/A 0.910   2016/12/08 0.170   2016/09/01 159,750,000 47,726,360 -   - -   -
13365 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 B HKD 0.465   0.241   0.290   129,600,000 37,313,680 N/A 0.610   2016/11/22 0.158   2016/09/27 280,320,000 70,785,430 -   - -   -
14629 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 A HKD 0.320   0.080   0.097   1,443,980,000 265,301,080 N/A 0.320   2016/12/01 0.080   2016/12/29 1,465,070,000 271,109,730 -   - -   -
15563 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 B HKD 0.207   0.166   0.195   156,770,000 26,258,970 N/A 0.207   2016/12/30 0.166   2016/12/29 156,770,000 26,258,970 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD -   -   0.054   0 0 33,473 0.234   2016/09/09 0.117   2016/11/07 1,140,000 204,056 -   - -   -
12595 Haitong Int'l Sec - Geely Auto European Warrants Feb 2017 A HKD 1.690   0.840   0.780   1,185,000 1,539,300 N/A 1.800   2016/10/27 0.610   2016/09/01 31,360,000 24,304,550 -   - -   -
27231 Haitong Int'l Sec - Goldwind European Warrants Mar 2017 A HKD 0.162   0.117   0.152   6,180,000 876,070 956,647 0.385   2016/04/29 0.097   2016/11/02 39,202,000 7,364,138 -   - -   -
27589 Haitong Int'l Sec - Gome European Warrants May 2017 A HKD 0.072   0.036   0.051   11,041,000 557,420 1,374,184 0.227   2016/04/27 0.036   2016/12/21 94,512,000 11,759,836 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.207   0.157   0.161   880,000 145,155 233,853 0.300   2016/09/09 0.157   2016/12/22 6,077,000 1,431,468 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.068   0.038   0.042   246,375,000 11,791,100 N/A 0.158   2016/10/19 0.038   2016/12/28 520,500,000 43,070,155 -   - -   -
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.210   0.144   0.144   210,000 40,330 N/A 0.305   2016/10/04 0.144   2016/12/30 350,000 82,380 -   - -   -
27200 Haitong Int'l Sec - Haitong Sec European Warrants Jan 2017 A HKD 0.055   0.021   0.010   56,592,000 1,707,508 3,060,461 0.185   2016/04/14 0.021   2016/12/12 726,940,000 75,225,364 -   - -   -
11668 Haitong Int'l Sec - HKEX European Put Warrants May 2017 A HKD 0.117   0.064   0.093   825,070,000 61,821,690 N/A 0.169   2016/08/19 0.061   2016/11/28 945,850,000 75,038,310 -   - -   -
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.197   0.064   0.076   2,431,920,000 392,569,230 N/A 0.295   2016/09/22 0.064   2016/12/23 2,628,210,000 438,470,360 -   - -   -
26902 Haitong Int'l Sec - HKEX European Warrants Dec 2016 A HKD 0.079   0.010   0.011   5,600,000 295,200 11,447,350 0.265   2016/09/09 0.010   2016/12/15 3,331,510,000 544,923,730 -   - -   -
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.245   0.148   0.174   7,921,200,000 1,340,430,720 N/A 0.385   2016/09/09 0.148   2016/12/28 7,999,670,000 1,360,030,940 -   - -   -
27710 Haitong Int'l Sec - HKEX European Warrants Feb 2017 A HKD 0.056   0.013   0.010   19,710,000 721,040 255,214,810 0.147   2016/09/09 0.013   2016/12/12 16,004,580,000 1,685,160,700 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.217   0.103   0.101   4,328,570,000 568,045,400 N/A 0.280   2016/09/22 0.103   2016/12/22 5,069,760,000 736,698,640 -   - -   -
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.098   0.023   0.028   36,150,000 2,419,110 N/A 0.200   2016/09/20 0.023   2016/12/28 12,978,190,000 1,949,375,850 -   - -   -
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.141   0.027   0.039   9,848,130,000 939,522,580 N/A 0.232   2016/09/09 0.027   2016/12/28 35,887,390,000 5,100,547,810 -   - -   -
28671 Haitong Int'l Sec - HN Renewables European Warrants Apr 17 A HKD 0.155   0.116   0.122   9,082,000 1,108,912 2,816,109 0.610   2016/09/09 0.116   2016/12/19 56,224,000 16,896,654 -   - -   -
13060 Haitong Int'l Sec - HSBC European Put Warrants Apr 2017 B HKD 0.083   0.031   0.049   12,112,000 884,620 N/A 0.240   2016/09/30 0.031   2016/12/08 1,545,572,000 224,257,100 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD -   -   0.027   0 0 N/A 0.151   2016/08/08 0.027   2016/11/21 114,108,000 8,763,136 -   - -   -
13059 Haitong Int'l Sec - HSBC European Warrants Apr 2017 A HKD 0.200   0.048   0.057   2,220,252,000 284,937,136 N/A 0.200   2016/12/08 0.040   2016/11/09 15,147,712,000 1,208,547,396 -   - -   -
13359 Haitong Int'l Sec - HSBC European Warrants Jan 2017 A HKD 0.600   0.215   0.260   2,648,000 757,968 N/A 0.600   2016/12/08 0.113   2016/11/09 5,363,236,000 1,005,724,240 -   - -   -
15464 Haitong Int'l Sec - HSBC European Warrants Jun 2017 B HKD 0.193   0.159   0.181   1,975,720,000 342,078,356 N/A 0.193   2016/12/23 0.159   2016/12/28 1,975,720,000 342,078,356 -   - -   -
11418 Haitong Int'l Sec - HSBC European Warrants Mar 2017 A HKD 1.160   0.890   0.880   1,164,000 1,287,560 N/A 1.160   2016/12/08 0.169   2016/08/03 175,336,000 44,684,812 -   - -   -
14625 Haitong Int'l Sec - HSBC European Warrants Mar 2017 B HKD 0.425   0.132   0.145   6,075,420,000 1,140,999,620 N/A 0.425   2016/12/08 0.132   2016/12/28 7,613,704,000 1,356,595,824 -   - -   -
14866 Haitong Int'l Sec - HSI European Put Warrants Apr 2017 A HKD 0.188   0.093   0.144   12,964,060,000 1,797,824,730 N/A 0.188   2016/12/23 0.093   2016/12/08 12,964,060,000 1,797,824,730 -   - -   -
15560 Haitong Int'l Sec - HSI European Put Warrants Jul 2017 B HKD 0.193   0.130   0.169   434,070,000 79,945,750 N/A 0.193   2016/12/29 0.130   2016/12/30 434,070,000 79,945,750 -   - -   -
14865 Haitong Int'l Sec - HSI European Put Warrants May 2017 B HKD 0.250   0.215   0.260   52,020,000 12,576,300 N/A 0.250   2016/12/30 0.215   2016/12/07 52,020,000 12,576,300 -   - -   -
15556 Haitong Int'l Sec - HSI European Warrants Jul 2017 A HKD 0.130   0.112   0.127   1,385,810,000 162,413,810 N/A 0.130   2016/12/30 0.112   2016/12/29 1,385,810,000 162,413,810 -   - -   -
14863 Haitong Int'l Sec - HSI European Warrants Jun 2017 A HKD 0.131   0.062   0.063   11,404,620,000 1,062,108,180 N/A 0.131   2016/12/08 0.062   2016/12/20 11,404,620,000 1,062,108,180 -   - -   -
14864 Haitong Int'l Sec - HSI European Warrants May 2017 A HKD 0.167   0.071   0.095   6,654,020,000 538,951,300 N/A 0.167   2016/12/07 0.071   2016/12/28 6,654,020,000 538,951,300 -   - -   -
14188 Haitong Int'l Sec - Huadian Fuxin European Warrants Jun 17 A HKD 0.330   0.305   0.248   472,000 150,520 N/A 0.330   2016/12/07 0.290   2016/11/17 556,000 176,190 -   - -   -
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD 0.129   0.111   0.128   618,000 77,410 677,971 0.395   2016/08/24 0.096   2016/11/21 15,050,000 4,067,826 -   - -   -
13386 Haitong Int'l Sec - Huaneng European Warrants Mar 2017 A HKD 0.142   0.102   0.137   30,232,000 3,207,256 N/A 0.270   2016/09/29 0.102   2016/12/12 38,160,000 5,108,682 -   - -   -
13062 Haitong Int'l Sec - ICBC European Warrants Apr 2017 A HKD 0.084   0.020   0.031   836,060,000 53,453,118 N/A 0.265   2016/09/09 0.020   2016/12/28 839,783,000 53,914,816 -   - -   -
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.455   0.219   0.300   34,304,000 9,433,874 6,894,015 0.700   2016/09/09 0.165   2016/06/15 99,827,000 41,947,720 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.285   0.201   0.169   21,780,000 5,412,190 N/A 0.310   2016/11/29 0.201   2016/12/16 30,480,000 7,845,740 -   - -   -
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.340   0.193   0.212   2,970,000 863,310 N/A 0.365   2016/11/25 0.119   2016/11/03 107,410,000 21,948,370 -   - -   -
28408 Haitong Int'l Sec - Kingsoft European Warrants Dec 2016 A HKD 0.028   0.026   0.026   500,000 13,700 2,698,880 0.350   2016/09/22 0.026   2016/12/13 115,430,000 18,580,090 -   - -   -
14033 Haitong Int'l Sec - Kingsoft European Warrants Mar 2017 A HKD 0.071   0.023   0.023   40,230,000 1,916,190 N/A 0.096   2016/11/08 0.023   2016/12/23 180,820,000 12,887,040 -   - -   -
28402 Haitong Int'l Sec - Lenovo European Warrants Dec 2016 A HKD -   -   0.020   0 0 2,314,097 0.345   2016/08/18 0.033   2016/10/26 163,788,000 27,440,378 -   - -   -
28883 Haitong Int'l Sec - Lenovo European Warrants Jan 2017 A HKD 0.086   0.014   0.016   5,136,000 280,290 2,608,299 0.760   2016/08/18 0.014   2016/12/20 45,080,000 16,166,326 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD -   -   1.510   0 0 217,120 2.430   2016/10/20 0.800   2016/06/20 694,000 1,306,855 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.380   0.300   0.420   2,210,000 768,600 N/A 0.400   2016/11/29 0.255   2016/11/08 5,306,000 1,809,665 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD 0.250   0.146   0.167   34,870,000 6,310,610 N/A 0.310   2016/08/26 0.146   2016/12/23 91,120,000 18,708,370 -   - -   -
28696 Haitong Int'l Sec - Minsheng Bank European Warrants Dec 16 A HKD 0.190   0.124   0.071   200,000 31,400 364,919 0.550   2016/09/21 0.124   2016/12/05 6,661,000 2,189,516 -   - -   -
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.240   0.171   0.186   90,900,000 18,111,790 N/A 0.249   2016/11/04 0.171   2016/12/23 102,765,000 20,789,945 -   - -   -
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD 0.290   0.237   0.250   620,000 160,490 N/A 0.325   2016/08/10 0.199   2016/11/10 21,235,000 5,807,935 -   - -   -
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.172   0.142   0.146   6,410,000 983,310 467,133 0.222   2016/09/23 0.123   2016/11/11 19,060,000 2,858,880 -   - -   -
11431 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 A HKD 0.242   0.091   0.143   674,442,000 95,782,080 N/A 0.320   2016/08/17 0.072   2016/11/14 1,411,650,000 196,302,622 -   - -   -
12723 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 B HKD 0.135   0.080   0.081   8,000,000 910,000 N/A 0.202   2016/10/11 0.053   2016/11/30 684,364,000 104,968,366 -   - -   -
14190 Haitong Int'l Sec - Phoenixhealth European Warrants Jun 17 A HKD 0.160   0.074   0.075   1,405,000 176,930 N/A 0.226   2016/11/29 0.074   2016/12/29 4,915,000 870,180 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD 0.150   0.065   0.070   910,000 96,830 N/A 0.380   2016/09/09 0.065   2016/12/23 17,106,000 4,148,290 -   - -   -
12733 Haitong Int'l Sec - Ping An European Warrants Apr 2017 A HKD 0.095   0.025   0.028   18,240,000 1,255,330 N/A 0.280   2016/09/22 0.025   2016/12/23 928,630,000 126,708,385 -   - -   -
15466 Haitong Int'l Sec - Ping An European Warrants Aug 2017 A HKD 0.172   0.143   0.162   2,531,405,000 389,406,950 N/A 0.172   2016/12/30 0.143   2016/12/29 2,531,405,000 389,406,950 -   - -   -
27805 Haitong Int'l Sec - Ping An European Warrants Dec 2016 A HKD -   -   0.080   0 0 10,507,912 0.395   2016/09/09 0.055   2016/06/28 414,340,000 66,507,695 -   - -   -
11430 Haitong Int'l Sec - Ping An European Warrants Jan 2017 A HKD 0.168   0.168   0.116   100,000 16,800 N/A 0.650   2016/09/09 0.168   2016/12/21 38,260,000 15,934,450 -   - -   -
12971 Haitong Int'l Sec - Ping An European Warrants Mar 2017 A HKD 0.157   0.036   0.043   8,461,515,000 569,972,620 N/A 0.360   2016/09/09 0.036   2016/12/23 11,060,995,000 977,924,755 -   - -   -
13063 Haitong Int'l Sec - Ping An European Warrants Mar 2017 B HKD 0.105   0.014   0.014   6,974,075,000 456,718,825 N/A 0.230   2016/09/09 0.014   2016/12/30 11,208,850,000 937,719,810 -   - -   -
11667 Haitong Int'l Sec - PWR Assets European Put Wts May 2017 A HKD 0.192   0.192   0.198   15,000 2,880 N/A 0.216   2016/10/11 0.143   2016/11/07 13,435,000 2,557,055 -   - -   -
11914 Haitong Int'l Sec - Sands China European Warrants Apr 2017 A HKD 0.380   0.104   0.128   222,948,000 35,326,948 N/A 0.380   2016/12/01 0.104   2016/12/19 315,492,000 57,622,812 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.245   0.075   0.094   663,564,000 97,976,744 N/A 0.249   2016/11/28 0.075   2016/12/29 804,744,000 121,436,568 -   - -   -
11915 Haitong Int'l Sec - Sh Electric European Warrants Mar 2017 A HKD 0.455   0.222   0.226   2,232,000 775,012 N/A 0.780   2016/09/22 0.222   2016/12/28 21,350,000 12,059,222 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.405   0.295   0.310   5,246,000 1,911,770 N/A 0.560   2016/09/09 0.275   2016/11/11 9,678,000 3,899,220 -   - -   -
12601 Haitong Int'l Sec - Shenzhen Inv European Warrants Apr 2017A HKD -   -   0.087   0 0 N/A 0.470   2016/10/04 0.285   2016/11/01 16,116,000 7,475,150 -   - -   -
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.071   0.061   0.053   1,780,000 117,200 N/A 0.159   2016/08/18 0.061   2016/12/13 18,740,000 2,286,460 -   - -   -
14626 Haitong Int'l Sec - SHK Ppt European Warrants May 2017 A HKD 0.265   0.095   0.112   150,600,000 23,473,150 N/A 0.265   2016/12/09 0.095   2016/12/29 150,680,000 23,491,390 -   - -   -
11419 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 A HKD 0.180   0.055   0.060   18,020,000 2,202,802 N/A 0.355   2016/10/06 0.055   2016/12/29 48,170,000 9,395,966 -   - -   -
12936 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 B HKD 0.162   0.047   0.047   120,614,000 10,151,472 N/A 0.355   2016/10/11 0.047   2016/12/30 144,820,000 16,568,742 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.355   0.197   0.182   181,504,000 49,776,168 N/A 0.475   2016/10/11 0.197   2016/12/23 190,252,000 53,185,908 -   - -   -
27230 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 A HKD -   -   0.011   0 0 20,292 0.146   2016/05/05 0.015   2016/08/16 1,446,420,000 148,940,760 -   - -   -
12798 Haitong Int'l Sec - Tencent European Put Warrants Jan 2017 B HKD 0.155   0.119   0.132   203,010,000 24,476,130 N/A 0.155   2016/12/09 0.057   2016/10/26 1,721,550,000 182,162,920 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.227   0.183   0.185   501,890,000 102,006,760 N/A 0.227   2016/12/20 0.178   2016/09/08 1,092,930,000 228,024,570 -   - -   -
27137 Haitong Int'l Sec - Tencent European Warrants Apr 2017 A HKD 0.285   0.233   0.248   8,280,000 2,063,200 3,235,643 0.415   2016/11/08 0.099   2016/05/06 2,465,100,000 369,139,010 -   - -   -
26775 Haitong Int'l Sec - Tencent European Warrants Dec 2016 A HKD -   -   0.221   0 0 2,919,008 0.560   2016/09/09 0.113   2016/05/06 3,255,670,000 517,874,000 -   - -   -
12937 Haitong Int'l Sec - Tencent European Warrants Dec 2016 B HKD -   -   0.010   0 0 N/A 1.060   2016/09/23 0.030   2016/11/21 4,563,103,000 2,187,376,616 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.205   0.125   0.173   12,294,060,000 1,747,298,290 N/A 0.405   2016/09/29 0.125   2016/12/23 12,686,090,000 1,831,335,370 -   - -   -
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD 0.070   0.020   0.038   4,850,000 184,860 N/A 0.221   2016/09/23 0.020   2016/12/28 8,459,250,000 1,608,592,300 -   - -   -
11424 Haitong Int'l Sec - Tencent European Warrants May 2017 A HKD 0.242   0.158   0.207   115,440,000 23,659,350 N/A 0.260   2016/11/21 0.158   2016/12/28 115,480,000 23,669,600 -   - -   -
13392 Haitong Int'l Sec - Tencent European Warrants May 2017 B HKD 0.085   0.029   0.050   16,450,000 826,910 N/A 0.275   2016/10/11 0.029   2016/12/20 15,111,540,000 2,565,066,730 -   - -   -
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.070   0.042   0.058   2,420,000 145,300 N/A 0.231   2016/09/23 0.042   2016/12/28 10,511,650,000 2,115,807,770 -   - -   -
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.118   0.103   0.092   3,480,000 372,040 N/A 0.147   2016/11/16 0.103   2016/12/02 3,582,400,000 445,103,570 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.224   0.128   0.175   18,578,170,000 3,194,716,290 536,509,523 0.430   2016/10/06 0.128   2016/12/23 18,998,450,000 3,279,528,080 -   - -   -
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.172   0.096   0.129   12,050,000 1,683,890 N/A 0.370   2016/09/23 0.096   2016/12/20 6,848,210,000 1,565,086,000 -   - -   -
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.191   0.113   0.151   2,656,860,000 376,726,940 N/A 0.410   2016/09/23 0.113   2016/12/23 13,774,550,000 2,681,534,360 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.201   0.177   0.141   1,900,000 355,330 N/A 0.201   2016/12/01 0.171   2016/11/17 19,445,000 3,561,975 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.350   0.280   0.270   706,000 232,390 N/A 0.540   2016/10/12 0.280   2016/12/21 4,446,000 1,763,960 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.186   0.169   0.183   95,000 17,415 N/A 0.550   2016/08/26 0.169   2016/12/30 15,463,000 6,221,488 -   - -   -
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD 0.455   0.325   0.325   230,000 98,900 205,120 0.455   2016/12/02 0.171   2016/07/13 4,560,000 1,230,720 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.192   0.184   0.191   3,160,000 595,860 N/A 0.330   2016/09/08 0.184   2016/12/14 8,380,000 2,287,860 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.163   0.123   0.121   2,184,000 350,738 N/A 0.248   2016/09/12 0.123   2016/12/28 2,364,000 385,580 -   - -   -
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.092   0.051   0.064   11,825,000 976,220 N/A 0.210   2016/09/07 0.051   2016/12/23 76,390,000 10,299,750 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.315   0.236   0.315   25,752,000 7,222,658 N/A 0.315   2016/12/30 0.236   2016/12/16 25,760,000 7,224,988 -   - -   -
13595 HK Bank - A50 China European Warrants Apr 2017 A HKD 0.600   0.231   0.246   26,954,300 9,127,089 N/A 0.730   2016/11/30 0.231   2016/12/30 90,336,500 38,026,862 -   - -   -
12322 HK Bank - A50 China European Warrants Dec 2016 A HKD -   -   0.187   0 0 317,555 0.185   2016/08/15 0.099   2016/02/29 116,531,000 13,364,767 0.780   2015/06/08 0.163   2015/08/26
18576 HK Bank - A50 China European Warrants Dec 2016 B HKD -   -   0.010   0 0 2,208 0.077   2016/01/04 0.011   2016/09/23 705,030,000 32,536,208 0.415   2015/04/16 0.064   2015/08/25
25564 HK Bank - A50 China European Warrants Dec 2016 C HKD 0.059   0.010   0.010   17,366,000 656,952 3,497,677 0.125   2016/01/04 0.010   2016/12/15 3,491,432,000 203,306,512 0.195   2015/11/10 0.115   2015/09/29
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD 0.232   0.171   0.171   250,000 48,990 98,543 0.232   2016/12/08 0.128   2016/06/15 218,230,000 36,112,926 -   - -   -
14837 HK Bank - A50 China European Warrants Jun 2017 A HKD 0.265   0.248   0.202   234,600 59,706 N/A 0.265   2016/12/19 0.248   2016/12/15 234,600 59,706 -   - -   -
23054 HK Bank - A50 China European Warrants Mar 2017 A HKD 0.046   0.013   0.012   89,030,000 2,938,098 2,500,781 0.111   2016/01/04 0.013   2016/12/20 1,781,129,000 104,867,262 0.149   2015/12/21 0.107   2015/12/14
27017 HK Bank - Agricultural Bank European Warrants Dec 2016 A HKD -   -   0.285   0 0 1,685,321 0.325   2016/08/23 0.096   2016/05/24 252,989,000 39,052,061 -   - -   -
27093 HK Bank - Agricultural Bank European Warrants Feb 2017 A HKD 0.255   0.118   0.152   22,584,000 3,782,446 4,772,644 0.335   2016/09/05 0.068   2016/05/20 166,768,000 31,381,926 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.191   0.105   0.122   47,084,000 6,679,575 N/A 0.295   2016/10/06 0.105   2016/12/28 233,142,000 45,351,148 -   - -   -
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.105   0.058   0.073   1,390,000 114,950 N/A 0.181   2016/09/09 0.058   2016/12/23 198,855,000 25,837,815 -   - -   -
13619 HK Bank - AIA European Put Warrants Apr 2017 B HKD 0.510   0.355   0.510   342,000 157,490 N/A 0.510   2016/12/20 0.188   2016/10/11 79,926,000 21,594,654 -   - -   -
11719 HK Bank - AIA European Put Warrants Dec 2016 A HKD 0.070   0.010   0.010   7,510,000 218,528 N/A 0.146   2016/07/29 0.010   2016/12/19 569,660,000 55,655,154 -   - -   -
15222 HK Bank - AIA European Put Warrants Jun 2017 B HKD 0.216   0.177   0.183   8,508,000 1,665,324 N/A 0.216   2016/12/29 0.177   2016/12/30 8,508,000 1,665,324 -   - -   -
13618 HK Bank - AIA European Warrants Apr 2017 A HKD 0.040   0.040   0.010   100,000 4,000 N/A 0.295   2016/10/06 0.040   2016/12/01 536,240,000 98,124,014 -   - -   -
12906 HK Bank - AIA European Warrants Jan 2017 A HKD 0.026   0.010   0.010   4,426,000 83,022 N/A 0.350   2016/10/06 0.010   2016/12/05 1,373,204,000 136,737,002 -   - -   -
15214 HK Bank - AIA European Warrants Jun 2017 A HKD 0.235   0.165   0.184   680,750,000 129,385,912 N/A 0.235   2016/12/16 0.165   2016/12/29 680,750,000 129,385,912 -   - -   -
14082 HK Bank - AIA European Warrants May 2017 A HKD 0.196   0.065   0.068   411,580,000 39,739,378 N/A 0.320   2016/11/08 0.065   2016/12/09 632,720,000 88,862,372 -   - -   -
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.213   0.129   0.145   55,260,000 8,880,890 N/A 0.213   2016/12/09 0.129   2016/12/19 79,610,000 13,125,100 -   - -   -
26811 HK Bank - BOC HK European Warrants Jan 2017 A HKD -   -   0.510   0 0 315,136 0.420   2016/09/01 0.108   2016/05/13 146,570,000 26,607,675 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD 0.340   0.227   0.247   2,070,000 613,180 N/A 0.355   2016/09/09 0.160   2016/08/03 55,680,000 12,487,365 -   - -   -
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.129   0.089   0.106   4,860,000 534,590 N/A 0.195   2016/10/06 0.087   2016/11/09 196,422,000 23,638,277 -   - -   -
27018 HK Bank - BOCL European Warrants Dec 2016 A HKD 0.260   0.080   0.050   698,000 97,201 3,292,749 0.485   2016/09/09 0.080   2016/12/20 677,898,000 102,757,027 -   - -   -
27092 HK Bank - BOCL European Warrants Feb 2017 A HKD 0.238   0.073   0.114   107,067,000 13,479,692 10,722,929 0.400   2016/09/22 0.065   2016/05/19 512,491,000 89,221,756 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.129   0.065   0.087   18,575,000 1,950,028 N/A 0.255   2016/09/09 0.065   2016/12/23 311,821,000 56,487,588 -   - -   -
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.228   0.157   0.188   43,662,000 8,459,480 N/A 0.228   2016/12/08 0.157   2016/12/22 105,334,000 20,355,338 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.108   0.065   0.069   35,360,000 2,844,245 N/A 0.116   2016/11/21 0.065   2016/12/28 53,510,000 4,848,005 -   - -   -
13622 HK Bank - BYD European Warrants Dec 2018 A HKD -   -   0.093   5,835,000 525,150 N/A 0.162   2016/10/11 0.093   2016/11/21 170,515,000 21,883,430 -   - -   -
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.059   0.031   0.033   18,750,000 755,900 4,050,942 0.141   2016/04/13 0.031   2016/12/28 610,400,000 62,455,050 -   - -   -
12620 HK Bank - CAM CSI300 European Warrants Feb 2017 A HKD 0.071   0.057   0.017   240,000 14,800 N/A 0.201   2016/08/26 0.057   2016/12/07 14,828,000 2,750,218 -   - -   -
13597 HK Bank - CAM CSI300 European Warrants May 2017 A HKD 0.330   0.169   0.151   8,532,000 1,987,572 N/A 0.340   2016/11/29 0.169   2016/12/16 15,864,000 3,987,082 -   - -   -
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD 0.480   0.365   0.640   7,859,000 3,212,985 N/A 0.550   2016/11/25 0.365   2016/12/23 10,689,000 4,538,510 -   - -   -
15253 HK Bank - CC Bank European Warrants Aug 2017 B HKD 0.380   0.198   0.390   95,124,000 29,607,938 N/A 0.380   2016/12/30 0.198   2016/12/23 95,124,000 29,607,938 -   - -   -
12617 HK Bank - CC Bank European Warrants Feb 2017 A HKD 0.136   0.029   0.112   71,907,000 6,687,827 N/A 0.360   2016/09/09 0.029   2016/12/22 1,007,386,000 156,405,529 -   - -   -
11275 HK Bank - CC Bank European Warrants Jan 2017 A HKD 0.410   0.265   0.640   493,000 158,920 N/A 0.760   2016/08/18 0.265   2016/12/23 12,416,000 4,668,600 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.390   0.197   0.385   34,641,000 12,004,035 N/A 0.590   2016/09/08 0.197   2016/12/23 203,050,000 77,197,765 -   - -   -
15255 HK Bank - CC Bank European Warrants Jul 2017 B HKD 0.188   0.112   0.188   23,288,000 3,599,121 N/A 0.188   2016/12/30 0.112   2016/12/19 23,288,000 3,599,121 -   - -   -
22988 HK Bank - CGN Power European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.023   2016/01/14 0.014   2016/03/18 6,400,000 105,900 0.171   2015/06/25 0.036   2015/12/30
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.215   0.206   0.160   200,000 42,100 70,681 0.250   2016/03/21 0.178   2016/03/11 63,515,000 11,896,880 -   - -   -
14873 HK Bank - Ch Comm Cons European Warrants Nov 2017 A HKD 0.106   0.087   0.098   35,120,000 3,456,340 N/A 0.106   2016/12/30 0.087   2016/12/23 35,120,000 3,456,340 -   - -   -
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.143   0.109   0.126   120,260,000 14,860,250 N/A 0.183   2016/11/11 0.109   2016/12/23 362,380,000 53,633,240 -   - -   -
14134 HK Bank - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/11 0.010   2016/01/11 100,000 1,000 0.115   2015/04/13 0.010   2015/12/31
14418 HK Bank - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.139   2015/04/09 0.014   2015/08/27
13291 HK Bank - China Life European Warrants Apr 2017 A HKD 0.160   0.047   0.056   129,400,000 10,383,920 N/A 0.175   2016/09/22 0.035   2016/11/09 1,212,370,000 147,168,820 -   - -   -
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.168   0.076   0.082   318,120,000 37,851,510 N/A 0.183   2016/11/28 0.076   2016/12/23 1,204,910,000 164,327,880 -   - -   -
26733 HK Bank - China Life European Warrants Dec 2016 A HKD 0.250   0.026   0.035   5,200,000 781,580 38,857,062 0.305   2016/11/30 0.026   2016/12/22 5,272,300,000 617,704,800 -   - -   -
27060 HK Bank - China Life European Warrants Dec 2016 B HKD 0.153   0.010   0.010   10,020,000 756,750 25,845,647 0.200   2016/04/14 0.010   2016/12/21 2,549,180,000 214,453,220 -   - -   -
11329 HK Bank - China Life European Warrants Feb 2017 A HKD 0.400   0.400   0.340   10,000 4,000 N/A 0.400   2016/12/15 0.144   2016/07/08 129,590,000 22,006,870 -   - -   -
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.184   0.182   0.111   800,000 146,400 N/A 0.187   2016/11/28 0.129   2016/10/03 2,020,000 320,560 -   - -   -
11960 HK Bank - China Life European Warrants Jul 2017 A HKD 0.250   0.226   0.233   530,000 128,360 N/A 0.250   2016/12/21 0.156   2016/08/08 113,670,000 21,229,090 -   - -   -
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.205   0.076   0.089   1,683,280,000 146,597,690 N/A 0.209   2016/11/30 0.059   2016/11/11 4,641,490,000 533,837,860 -   - -   -
14641 HK Bank - China Life European Warrants Jun 2017 B HKD 0.162   0.056   0.065   815,470,000 78,532,280 N/A 0.175   2016/11/30 0.056   2016/12/23 858,130,000 85,455,600 -   - -   -
13873 HK Bank - China Life European Warrants Mar 2017 A HKD 0.202   0.065   0.078   109,000,000 10,215,750 N/A 0.220   2016/11/25 0.053   2016/11/09 3,224,910,000 272,684,510 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD -   -   0.210   0 0 N/A 0.360   2016/11/25 0.157   2016/10/31 148,420,000 27,578,120 -   - -   -
15638 HK Bank - China Life European Warrants Oct 2017 B HKD 0.175   0.171   0.177   9,780,000 1,693,840 N/A 0.175   2016/12/29 0.171   2016/12/29 9,780,000 1,693,840 -   - -   -
15863 HK Bank - China Mobile European Put Warrants Jan 2017 A HKD 0.190   0.149   0.178   9,385,000 1,569,200 14,099,775 0.238   2016/01/07 0.058   2016/09/09 1,001,250,000 84,991,320 0.238   2015/07/08 0.103   2015/04/09
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.150   0.145   0.144   2,200,000 325,000 29,278,667 0.231   2016/01/21 0.097   2016/10/11 2,337,050,000 327,807,900 -   - -   -
13620 HK Bank - China Mobile European Warrants Apr 2017 A HKD 0.163   0.050   0.055   37,990,000 4,599,755 N/A 0.770   2016/10/11 0.050   2016/12/28 1,190,235,000 265,666,835 -   - -   -
16333 HK Bank - China Mobile European Warrants Dec 2016 A HKD 0.010   0.010   0.010   300,000 3,000 2,617,333 0.115   2016/09/09 0.010   2016/12/01 2,124,800,000 119,758,450 0.310   2015/04/24 0.086   2015/12/30
19705 HK Bank - China Mobile European Warrants Dec 2016 B HKD -   -   0.010   0 0 18,796,228 0.067   2016/07/21 0.010   2016/10/27 4,889,080,000 208,155,250 0.255   2015/04/27 0.057   2015/12/31
20273 HK Bank - China Mobile European Warrants Dec 2016 C HKD -   -   0.010   0 0 10,771,285 0.039   2016/02/03 0.010   2016/11/10 3,770,775,000 99,344,480 0.217   2015/04/27 0.041   2015/12/30
12431 HK Bank - China Mobile European Warrants Feb 2017 A HKD -   -   0.010   0 0 N/A 0.330   2016/08/18 0.028   2016/11/16 274,755,000 60,053,535 -   - -   -
11274 HK Bank - China Mobile European Warrants Jan 2017 B HKD 0.125   0.010   0.010   56,025,000 3,258,655 N/A 1.270   2016/09/09 0.010   2016/12/14 491,845,000 120,708,760 -   - -   -
13067 HK Bank - China Mobile European Warrants Jan 2017 C HKD 0.015   0.010   0.010   1,860,000 22,900 N/A 0.475   2016/09/09 0.010   2016/12/02 2,425,640,000 550,570,720 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD 0.020   0.012   0.019   80,000 1,100 1,195,338 0.039   2016/07/27 0.010   2016/11/02 254,230,000 7,322,045 0.148   2015/06/23 0.052   2015/12/14
14136 HK Bank - China Mobile European Warrants Jun 2017 B HKD 0.350   0.179   0.226   397,305,000 105,233,675 N/A 0.570   2016/11/10 0.179   2016/12/28 722,860,000 207,969,550 -   - -   -
14732 HK Bank - China Mobile European Warrants Jun 2017 C HKD 0.570   0.305   0.355   712,080,000 256,736,250 N/A 0.570   2016/12/02 0.305   2016/12/28 712,080,000 256,736,250 -   - -   -
17290 HK Bank - China Mobile European Warrants Mar 2017 A HKD 0.023   0.010   0.010   40,210,000 693,210 4,833,981 0.119   2016/07/21 0.010   2016/12/29 4,792,440,000 325,083,005 0.229   2015/02/06 0.096   2015/12/24
13826 HK Bank - China Mobile European Warrants Mar 2017 B HKD 0.125   0.042   0.052   76,290,000 6,375,450 N/A 0.405   2016/10/19 0.042   2016/12/19 397,985,000 53,808,770 -   - -   -
13574 HK Bank - China Overseas European Warrants Apr 2017 A HKD 0.018   0.018   0.011   540,000 9,720 N/A 0.185   2016/10/03 0.018   2016/12/05 201,640,000 19,939,120 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD 0.069   0.021   0.024   2,820,000 147,180 N/A 0.207   2016/10/19 0.021   2016/12/28 370,060,000 37,261,320 -   - -   -
14498 HK Bank - China Overseas European Warrants Jun 2017 A HKD 0.124   0.042   0.046   275,460,000 22,200,920 N/A 0.133   2016/11/24 0.042   2016/12/30 315,920,000 27,211,120 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.107   0.070   0.072   50,640,000 4,134,280 4,073,920 0.162   2016/04/14 0.059   2016/01/21 784,800,000 81,955,500 0.620   2015/04/28 0.121   2015/12/14
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD -   -   0.123   0 0 6,398,767 0.193   2016/04/13 0.096   2016/10/13 518,790,000 67,166,880 -   - -   -
23442 HK Bank - China Shenhua European Warrants Dec 2016 A HKD 0.182   0.182   0.171   410,000 74,620 379,931 0.320   2016/11/10 0.054   2016/06/03 576,140,000 47,201,165 0.142   2015/12/08 0.105   2015/12/21
26604 HK Bank - China Shenhua European Warrants Jan 2017 A HKD -   -   0.161   0 0 256,805 0.420   2016/11/01 0.090   2016/05/19 985,880,000 147,172,660 -   - -   -
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.202   0.092   0.107   203,690,000 23,700,015 N/A 0.280   2016/07/15 0.092   2016/12/23 1,048,870,000 167,177,430 -   - -   -
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.144   0.083   0.080   77,030,000 9,841,870 N/A 0.219   2016/11/02 0.083   2016/12/20 322,360,000 49,791,545 -   - -   -
11561 HK Bank - China Tel European Warrants Jan 2017 A HKD 0.101   0.030   0.015   4,456,000 301,972 N/A 0.465   2016/08/24 0.030   2016/12/19 176,508,000 46,218,258 -   - -   -
14734 HK Bank - China Tel European Warrants Jun 2017 A HKD 0.325   0.194   0.204   20,110,000 4,505,516 N/A 0.325   2016/12/02 0.194   2016/12/29 20,110,000 4,505,516 -   - -   -
13914 HK Bank - China Unicom European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/25 0.014   2016/01/25 60,000 840 0.305   2015/04/29 0.011   2015/12/03
21670 HK Bank - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.280   2015/04/29 0.018   2015/12/03
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.125   0.074   0.083   170,492,000 15,343,044 22,449,332 0.192   2016/04/19 0.059   2016/07/11 3,478,828,000 407,846,296 0.203   2015/12/17 0.175   2015/12/31
24508 HK Bank - China Unicom European Warrants Feb 2017 A HKD -   -   0.011   0 0 0 0.041   2016/03/14 0.041   2016/03/14 40,000 1,640 0.140   2015/08/24 0.059   2015/10/30
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.061   0.030   0.034   108,960,000 4,625,820 1,467,720 0.114   2016/03/30 0.027   2016/11/17 823,180,000 60,492,040 0.138   2015/11/20 0.092   2015/12/14
14593 HK Bank - China Vanke European Warrants Apr 2017 A HKD 0.193   0.065   0.021   18,670,000 2,495,059 N/A 0.202   2016/11/28 0.065   2016/12/12 31,010,000 4,764,443 -   - -   -
12338 HK Bank - China Vanke European Warrants Feb 2017 A HKD 0.320   0.021   0.022   143,877,000 13,008,340 N/A 0.365   2016/08/15 0.021   2016/12/23 448,159,000 74,766,328 -   - -   -
15496 HK Bank - China Vanke European Warrants Jul 2017 A HKD 0.168   0.136   0.137   32,986,000 4,837,339 N/A 0.168   2016/12/28 0.136   2016/12/29 32,986,000 4,837,339 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.132   0.074   0.079   73,266,000 6,612,061 10,924,290 0.188   2016/08/16 0.074   2016/12/23 632,853,000 86,249,649 -   - -   -
13695 HK Bank - CITIC Sec European Warrants Apr 2017 A HKD 0.166   0.043   0.050   56,790,000 4,152,560 N/A 0.187   2016/10/11 0.043   2016/12/23 426,315,000 63,458,310 -   - -   -
13651 HK Bank - CKH European Warrants Apr 2017 A HKD 0.179   0.127   0.044   2,920,000 419,880 N/A 0.400   2016/10/11 0.127   2016/12/05 80,430,000 23,690,520 -   - -   -
16676 HK Bank - CKH European Warrants Dec 2016 A HKD -   -   0.280   0 0 56,798 0.440   2016/09/02 0.156   2016/06/28 10,440,000 1,809,805 0.770   2015/06/11 0.094   2015/01/09
23079 HK Bank - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 3,325 0.066   2016/01/05 0.010   2016/05/23 506,545,000 19,131,685 0.209   2015/06/24 0.058   2015/12/14
22787 HK Bank - CKH European Warrants Jun 2017 A HKD 0.013   0.010   0.010   5,140,000 53,885 200,072 0.075   2016/01/05 0.010   2016/12/30 399,370,000 19,523,850 0.218   2015/06/16 0.067   2015/12/15
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.173   0.070   0.068   2,170,000 311,320 N/A 0.330   2016/10/11 0.070   2016/12/22 16,590,000 4,038,795 -   - -   -
12375 HK Bank - CKH European Warrants Mar 2017 A HKD -   -   0.430   0 0 0 0.455   2016/06/02 0.440   2016/06/02 300,000 133,700 0.930   2015/06/04 0.320   2015/01/13
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.097   0.060   0.063   60,645,000 4,653,995 8,483,243 0.166   2016/03/16 0.050   2016/07/06 1,287,510,000 119,607,355 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD 0.017   0.011   0.011   7,850,000 98,400 247,692 0.038   2016/11/02 0.011   2016/12/28 69,250,000 1,658,700 0.177   2015/06/11 0.034   2015/12/14
14891 HK Bank - CKP European Warrants Jun 2017 A HKD 0.249   0.101   0.098   46,540,000 8,749,430 N/A 0.249   2016/12/09 0.101   2016/12/30 46,540,000 8,749,430 -   - -   -
14893 HK Bank - CKP European Warrants Jun 2017 B HKD 0.405   0.152   0.182   23,640,000 7,687,845 N/A 0.405   2016/12/09 0.152   2016/12/28 23,640,000 7,687,845 -   - -   -
27815 HK Bank - CM Bank European Warrants Dec 2016 A HKD 0.219   0.215   0.070   500,000 108,200 3,845,898 0.330   2016/09/23 0.063   2016/06/15 671,030,000 72,365,695 -   - -   -
12693 HK Bank - CM Bank European Warrants May 2017 A HKD 0.151   0.064   0.079   186,705,000 17,518,695 N/A 0.234   2016/09/05 0.064   2016/12/29 1,184,190,000 169,894,360 -   - -   -
21709 HK Bank - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.228   2015/04/30 0.014   2015/09/23
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.083   0.057   0.077   236,860,000 16,087,870 29,167,753 0.198   2016/03/29 0.057   2016/12/14 3,519,120,000 454,141,240 -   - -   -
19279 HK Bank - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,057 0.058   2016/04/22 0.014   2016/08/16 788,280,000 35,017,280 0.246   2015/04/27 0.032   2015/12/24
24132 HK Bank - CNOOC European Warrants Dec 2016 B HKD 0.026   0.023   0.010   140,000 3,340 1,892,287 0.066   2016/04/21 0.010   2016/11/22 396,730,000 14,624,520 0.900   2015/08/13 0.026   2015/12/22
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD -   -   0.275   0 0 1,672,113 0.350   2016/10/20 0.111   2016/01/21 677,630,000 98,234,270 -   - -   -
12312 HK Bank - CNOOC European Warrants Feb 2017 A HKD 0.920   0.300   0.350   164,231,000 66,325,415 N/A 1.250   2016/10/20 0.300   2016/12/29 552,876,000 292,415,615 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.242   0.211   0.191   1,720,000 376,480 913,372 0.260   2016/10/11 0.073   2016/01/21 1,080,420,000 146,360,810 0.226   2015/10/09 0.114   2015/12/14
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD 0.080   0.040   0.043   88,080,000 4,791,730 13,739,892 0.099   2016/10/20 0.020   2016/01/21 1,468,840,000 97,132,610 0.155   2015/07/15 0.047   2015/12/14
14735 HK Bank - CNOOC European Warrants Jun 2017 B HKD 0.680   0.315   0.355   58,952,000 25,869,850 N/A 0.680   2016/12/14 0.315   2016/12/28 58,952,000 25,869,850 -   - -   -
13776 HK Bank - CNOOC European Warrants Mar 2017 A HKD 0.310   0.083   0.104   55,063,000 9,591,258 N/A 0.640   2016/10/24 0.083   2016/12/28 212,097,000 66,134,523 -   - -   -
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.152   0.099   0.107   378,540,000 48,121,700 41,560,730 0.173   2016/04/22 0.093   2016/11/14 2,836,340,000 361,650,000 -   - -   -
21627 HK Bank - COSCO Sh Hold European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/01/25 0.022   2016/01/04 260,000 6,050 0.360   2015/04/28 0.032   2015/12/14
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.180   0.080   0.087   162,460,000 19,167,455 N/A 0.211   2016/11/28 0.078   2016/10/12 549,205,000 69,019,415 -   - -   -
14872 HK Bank - CRCC European Warrants Nov 2017 A HKD 0.138   0.078   0.082   22,065,000 1,993,515 N/A 0.138   2016/12/07 0.078   2016/12/22 22,065,000 1,993,515 -   - -   -
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD 0.067   0.031   0.032   7,480,000 365,850 123,160 0.235   2016/03/22 0.031   2016/12/29 290,010,000 46,120,600 -   - -   -
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.078   0.040   0.044   93,074,000 6,060,324 N/A 0.160   2016/08/15 0.040   2016/12/28 529,147,000 50,047,149 -   - -   -
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.052   0.046   0.037   2,400,000 118,100 3,163,433 0.187   2016/01/04 0.039   2016/11/21 1,020,900,000 112,193,050 0.227   2015/12/17 0.191   2015/12/31
18577 HK Bank - CSOP A50 ETF European Put Warrants Mar 2017 A HKD 0.081   0.053   0.078   19,518,000 1,470,108 295,885 0.325   2016/02/12 0.053   2016/12/01 34,444,000 4,445,932 0.355   2015/08/26 0.084   2015/04/20
13596 HK Bank - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.445   0.146   0.146   26,009,400 9,595,723 N/A 0.445   2016/12/01 0.146   2016/12/30 86,200,400 30,243,711 -   - -   -
11769 HK Bank - CSOP A50 ETF European Warrants Dec 2016 A HKD -   -   0.010   0 0 45,443 0.132   2016/01/04 0.012   2016/09/22 1,632,346,000 126,842,928 0.212   2015/11/09 0.114   2015/09/29
23052 HK Bank - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 0.088   2016/01/04 0.022   2016/05/06 559,870,000 32,834,030 0.121   2015/12/21 0.087   2015/11/30
26723 HK Bank - CSOP A50 ETF European Warrants Dec 2016 C HKD -   -   0.092   0 0 3,126,722 0.168   2016/03/21 0.062   2016/10/13 592,396,000 61,162,798 -   - -   -
25351 HK Bank - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.071   0.010   0.010   30,116,000 1,031,574 8,098,624 0.149   2016/01/19 0.010   2016/12/20 4,410,236,000 476,305,276 -   - -   -
14557 HK Bank - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.820   0.495   0.495   3,665,600 2,058,562 N/A 1.060   2016/11/29 0.495   2016/12/30 6,814,800 5,150,556 -   - -   -
14838 HK Bank - CSOP A50 ETF European Warrants Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.218   0.218   0.193   24,000 5,232 5,963 0.280   2016/03/07 0.211   2016/07/08 356,000 91,530 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.138   0.096   0.098   157,722,000 18,913,830 N/A 0.146   2016/08/16 0.096   2016/12/20 1,087,000,000 128,576,982 -   - -   -
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.118   0.074   0.076   70,900,000 6,915,320 N/A 0.143   2016/11/01 0.074   2016/12/29 203,400,000 23,169,980 -   - -   -
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.042   0.026   0.026   8,560,000 276,100 N/A 0.224   2016/08/04 0.026   2016/12/28 388,420,000 42,257,200 -   - -   -
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD 0.038   0.028   0.024   7,130,000 241,810 75,944 0.187   2016/02/23 0.028   2016/12/23 218,229,000 24,298,221 0.255   2015/11/25 0.081   2015/09/30
22441 HK Bank - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 22,170 0.164   2016/01/04 0.015   2016/07/19 874,340,000 79,250,190 0.238   2015/11/24 0.116   2015/12/14
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.049   0.025   0.025   9,080,000 407,190 3,481,333 0.135   2016/05/09 0.025   2016/12/30 359,710,000 30,930,470 -   - -   -
27617 HK Bank - Foxconn European Warrants Dec 2016 A HKD -   -   0.010   0 0 2,133 0.430   2016/04/28 0.010   2016/11/02 1,650,000 492,779 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD 0.146   0.107   0.109   150,000 19,950 N/A 0.330   2016/09/20 0.107   2016/12/15 9,059,000 2,448,663 -   - -   -
27027 HK Bank - Galaxy Ent European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 10,141,528 0.480   2016/06/16 0.010   2016/11/28 383,260,000 73,215,770 -   - -   -
13540 HK Bank - Galaxy Ent European Put Warrants Mar 2017 C HKD 0.059   0.018   0.041   8,850,000 386,450 N/A 0.220   2016/10/03 0.018   2016/12/08 348,990,000 40,159,540 -   - -   -
14503 HK Bank - Galaxy Ent European Put Warrants May 2017 B HKD 0.260   0.117   0.222   86,180,000 16,770,190 N/A 0.260   2016/12/29 0.117   2016/12/08 159,620,000 28,449,920 -   - -   -
13476 HK Bank - Galaxy Ent European Warrants Apr 2017 A HKD 0.520   0.188   0.227   137,850,000 35,862,380 N/A 0.520   2016/12/01 0.153   2016/09/28 376,710,000 90,206,960 -   - -   -
11881 HK Bank - Galaxy Ent European Warrants Feb 2017 A HKD 0.690   0.620   0.510   120,000 75,800 N/A 0.960   2016/11/30 0.108   2016/09/01 239,150,000 44,594,310 -   - -   -
11334 HK Bank - Galaxy Ent European Warrants Jan 2017 A HKD 1.000   0.990   0.900   20,000 19,900 N/A 1.000   2016/12/09 0.203   2016/07/08 61,180,000 18,659,510 -   - -   -
14890 HK Bank - Galaxy Ent European Warrants Jun 2017 A HKD 0.260   0.096   0.117   214,590,000 31,370,130 N/A 0.260   2016/12/08 0.096   2016/12/28 214,590,000 31,370,130 -   - -   -
12998 HK Bank - Galaxy Ent European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.032   2015/01/15 0.011   2015/03/30
13065 HK Bank - Galaxy Ent European Warrants Mar 2017 B HKD 0.550   0.550   0.445   20,000 11,000 N/A 0.550   2016/12/09 0.235   2016/09/14 252,080,000 76,414,780 -   - -   -
14500 HK Bank - Galaxy Ent European Warrants May 2017 A HKD 0.455   0.136   0.160   376,520,000 76,943,940 N/A 0.455   2016/12/01 0.136   2016/12/28 408,910,000 88,895,440 -   - -   -
13693 HK Bank - Geely Auto European Warrants Apr 2017 A HKD 0.950   0.430   0.500   23,425,000 14,617,050 N/A 1.490   2016/10/24 0.120   2016/11/07 105,710,000 77,741,400 -   - -   -
27173 HK Bank - Geely Auto European Warrants Dec 2016 A HKD -   -   3.210   0 0 557,383 4.450   2016/10/28 0.570   2016/05/16 19,930,000 15,668,700 -   - -   -
12810 HK Bank - Geely Auto European Warrants Feb 2017 A HKD 1.990   1.110   1.140   1,945,000 3,077,050 N/A 2.550   2016/10/24 0.750   2016/08/29 20,520,000 25,022,150 -   - -   -
15404 HK Bank - Geely Auto European Warrants Jun 2017 A HKD 0.980   0.820   0.950   7,635,000 6,848,850 N/A 0.980   2016/12/29 0.820   2016/12/28 7,635,000 6,848,850 -   - -   -
14017 HK Bank - Geely Auto European Warrants May 2017 A HKD 0.570   0.164   0.222   83,020,000 26,891,760 N/A 0.650   2016/11/03 0.164   2016/12/28 162,810,000 59,902,010 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.079   0.050   0.055   9,830,000 655,795 N/A 0.102   2016/10/27 0.050   2016/12/28 37,280,000 3,023,735 -   - -   -
27614 HK Bank - Greatwall Motor European Warrants Feb 2017 A HKD 0.027   0.011   0.012   34,580,000 680,635 12,847,103 0.158   2016/07/29 0.011   2016/12/29 1,164,225,000 87,013,030 -   - -   -
14163 HK Bank - Greatwall Motor European Warrants Jun 2017 A HKD 1.000   0.580   0.630   19,282,500 14,649,595 N/A 1.000   2016/12/08 0.580   2016/12/23 28,239,000 21,434,490 -   - -   -
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD -   -   0.015   0 0 5,108 0.032   2016/08/04 0.012   2016/11/25 2,550,000 55,550 0.221   2015/06/04 0.037   2015/08/24
11956 HK Bank - Haitong Sec European Warrants Feb 2017 A HKD 0.110   0.022   0.020   30,996,000 1,604,136 N/A 0.184   2016/08/16 0.022   2016/12/29 911,716,000 103,330,392 -   - -   -
25622 HK Bank - HKEX European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 3,708,062 0.290   2016/01/28 0.010   2016/09/29 3,921,140,000 586,391,480 -   - -   -
27026 HK Bank - HKEX European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 46,528,002 0.221   2016/04/05 0.010   2016/11/03 6,145,600,000 729,870,940 -   - -   -
13292 HK Bank - HKEX European Put Warrants Feb 2017 C HKD 0.229   0.091   0.198   268,120,000 38,356,510 N/A 0.229   2016/12/29 0.091   2016/12/02 2,427,630,000 312,544,380 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.128   0.082   0.106   350,360,000 38,969,610 N/A 0.143   2016/09/01 0.081   2016/11/28 1,104,130,000 113,985,670 -   - -   -
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.240   0.158   0.226   189,850,000 35,062,630 N/A 0.240   2016/12/22 0.158   2016/12/02 517,170,000 90,666,950 -   - -   -
26561 HK Bank - HKEX European Warrants Dec 2016 B HKD 0.133   0.010   0.010   2,110,000 85,630 6,600,258 0.270   2016/09/09 0.010   2016/12/19 9,014,500,000 1,455,008,620 -   - -   -
27023 HK Bank - HKEX European Warrants Feb 2017 A HKD 0.056   0.010   0.010   83,500,000 3,458,140 83,365,735 0.160   2016/04/25 0.010   2016/12/15 10,535,770,000 950,291,320 -   - -   -
27347 HK Bank - HKEX European Warrants Feb 2017 B HKD 0.119   0.021   0.014   82,220,000 3,085,630 96,074,863 0.244   2016/04/25 0.021   2016/12/19 8,447,180,000 990,527,220 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.113   0.044   0.044   170,060,000 12,457,670 N/A 0.174   2016/10/11 0.044   2016/12/30 1,250,590,000 164,683,890 -   - -   -
14158 HK Bank - HKEX European Warrants Jun 2017 A HKD 0.136   0.039   0.051   1,823,280,000 173,152,810 N/A 0.168   2016/11/11 0.039   2016/12/28 2,206,220,000 228,923,820 -   - -   -
15408 HK Bank - HKEX European Warrants Jun 2017 B HKD 0.097   0.079   0.091   2,331,540,000 200,814,810 N/A 0.097   2016/12/23 0.079   2016/12/28 2,331,540,000 200,814,810 -   - -   -
15634 HK Bank - HKEX European Warrants Jun 2017 C HKD 0.130   0.119   0.125   10,990,000 1,390,720 N/A 0.130   2016/12/30 0.119   2016/12/30 10,990,000 1,390,720 -   - -   -
13406 HK Bank - HKEX European Warrants Mar 2017 A HKD 0.530   0.053   0.079   432,000,000 119,678,719 N/A 1.180   2016/09/23 0.053   2016/12/28 1,484,692,000 971,224,789 -   - -   -
26562 HK Bank - HKEX European Warrants May 2017 A HKD 0.141   0.034   0.044   4,440,000,000 226,076,230 218,284,653 0.221   2016/04/25 0.034   2016/12/28 14,858,900,000 1,667,589,200 -   - -   -
27753 HK Bank - HKEX European Warrants May 2017 B HKD 0.049   0.012   0.011   11,570,000 427,030 36,482,918 0.126   2016/09/09 0.012   2016/12/22 2,192,390,000 220,179,640 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.113   0.052   0.049   130,800,000 9,993,600 N/A 0.170   2016/10/11 0.052   2016/12/20 952,650,000 124,896,360 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.031   0.029   0.019   140,000 4,140 15,757 0.051   2016/01/04 0.018   2016/05/05 34,800,000 976,140 0.117   2015/10/26 0.049   2015/12/14
23104 HK Bank - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/06 0.010   2016/04/06 100,000 1,000 0.168   2015/06/25 0.024   2015/10/02
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.119   0.079   0.090   240,380,000 24,267,640 23,465,500 0.137   2016/09/09 0.057   2016/06/16 2,525,180,000 240,008,340 -   - -   -
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD 0.200   0.131   0.169   1,084,410,000 183,091,880 N/A 0.237   2016/11/09 0.131   2016/12/09 2,042,550,000 356,284,010 -   - -   -
25970 HK Bank - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 3,092,272 0.222   2016/02/12 0.016   2016/08/17 5,170,430,000 738,457,010 -   - -   -
27103 HK Bank - HSCEI European Put Warrants Dec 2016 D HKD -   -   0.010   0 0 7,337,595 0.172   2016/04/08 0.010   2016/11/14 6,111,460,000 777,732,070 -   - -   -
28248 HK Bank - HSCEI European Put Warrants Dec 2016 E HKD -   -   0.010   0 0 21,828,998 0.157   2016/06/16 0.010   2016/11/01 3,984,560,000 445,446,840 -   - -   -
11756 HK Bank - HSCEI European Put Warrants Dec 2016 F HKD -   -   0.010   0 0 N/A 0.152   2016/07/29 0.025   2016/11/10 2,750,040,000 168,059,490 -   - -   -
12728 HK Bank - HSCEI European Put Warrants Mar 2017 B HKD 0.181   0.087   0.141   784,860,000 88,958,390 N/A 0.211   2016/11/09 0.087   2016/12/08 3,369,150,000 479,913,880 -   - -   -
26490 HK Bank - HSCEI European Warrants Dec 2016 B HKD 0.210   0.210   0.075   10,000 2,100 49,460,377 0.260   2016/09/22 0.066   2016/05/24 15,649,870,000 1,853,750,300 -   - -   -
27021 HK Bank - HSCEI European Warrants Dec 2016 C HKD 0.091   0.011   0.010   8,970,000 643,950 2,330,460 0.212   2016/09/09 0.011   2016/12/19 7,105,750,000 807,216,530 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.130   0.062   0.074   1,212,620,000 107,225,990 N/A 0.132   2016/10/26 0.062   2016/12/23 2,011,870,000 197,189,770 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.190   0.089   0.115   1,163,560,000 132,574,680 N/A 0.255   2016/09/09 0.089   2016/12/23 3,747,760,000 589,988,770 -   - -   -
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.135   0.055   0.068   24,120,000 2,019,970 58,174,750 0.210   2016/09/09 0.055   2016/12/23 8,017,290,000 927,534,130 -   - -   -
11276 HK Bank - HSCEI European Warrants Mar 2017 A HKD -   -   0.173   0 0 N/A 0.295   2016/08/17 0.143   2016/07/06 1,277,150,000 233,649,130 -   - -   -
13290 HK Bank - HSCEI European Warrants Mar 2017 C HKD 0.095   0.020   0.029   1,248,420,000 68,671,310 N/A 0.206   2016/09/22 0.020   2016/12/23 5,412,500,000 494,325,190 -   - -   -
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.129   0.054   0.070   901,020,000 74,067,560 N/A 0.197   2016/09/09 0.054   2016/12/23 3,911,340,000 476,954,590 -   - -   -
13694 HK Bank - HSI European Put Warrants Apr 2017 B HKD 0.176   0.087   0.133   2,809,300,000 339,876,690 N/A 0.204   2016/11/09 0.087   2016/12/08 10,205,750,000 1,339,954,510 -   - -   -
14137 HK Bank - HSI European Put Warrants Apr 2017 C HKD 0.216   0.120   0.185   2,749,460,000 405,380,340 N/A 0.216   2016/12/22 0.120   2016/12/08 4,454,440,000 682,598,130 -   - -   -
27996 HK Bank - HSI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 37,692,500 0.255   2016/05/16 0.010   2016/11/21 10,221,310,000 1,466,142,270 -   - -   -
28251 HK Bank - HSI European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 16,110,952 0.118   2016/05/26 0.010   2016/09/12 3,903,800,000 294,271,710 -   - -   -
11999 HK Bank - HSI European Put Warrants Feb 2017 B HKD 0.088   0.033   0.055   2,923,560,000 180,720,840 N/A 0.162   2016/08/11 0.033   2016/12/08 10,149,570,000 798,094,800 -   - -   -
12447 HK Bank - HSI European Put Warrants Feb 2017 D HKD 0.110   0.047   0.090   1,101,380,000 70,679,840 N/A 0.129   2016/11/09 0.047   2016/12/08 7,894,550,000 650,121,490 -   - -   -
12725 HK Bank - HSI European Put Warrants Feb 2017 E HKD 0.158   0.070   0.123   13,000,000 1,283,140 N/A 0.166   2016/08/25 0.067   2016/10/24 1,764,070,000 174,880,720 -   - -   -
11562 HK Bank - HSI European Put Warrants Jan 2017 A HKD 0.020   0.012   0.010   191,910,000 3,253,480 N/A 0.127   2016/07/20 0.012   2016/12/28 4,689,600,000 286,766,770 -   - -   -
11754 HK Bank - HSI European Put Warrants Jan 2017 C HKD 0.061   0.018   0.033   467,310,000 18,939,800 N/A 0.140   2016/08/03 0.018   2016/12/08 3,271,180,000 244,598,190 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD 0.019   0.013   0.016   12,400,000 219,100 9,976,022 0.167   2016/03/09 0.013   2016/12/16 1,193,510,000 92,501,210 -   - -   -
15637 HK Bank - HSI European Put Warrants Jun 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26621 HK Bank - HSI European Put Warrants Mar 2017 A HKD 0.011   0.010   0.010   820,000 8,800 9,871,828 0.160   2016/03/09 0.010   2016/12/16 1,400,200,000 97,926,350 -   - -   -
11935 HK Bank - HSI European Put Warrants Mar 2017 C HKD 0.075   0.032   0.053   1,467,800,000 87,076,700 N/A 0.135   2016/08/08 0.032   2016/12/08 7,169,450,000 515,825,750 -   - -   -
13099 HK Bank - HSI European Put Warrants Mar 2017 E HKD 0.183   0.117   0.165   1,990,000 288,060 N/A 0.206   2016/11/09 0.101   2016/10/11 5,157,700,000 670,471,170 -   - -   -
14462 HK Bank - HSI European Put Warrants May 2017 A HKD 0.146   0.080   0.115   2,906,450,000 346,511,240 N/A 0.146   2016/12/28 0.080   2016/12/08 3,171,470,000 374,431,590 -   - -   -
13289 HK Bank - HSI European Warrants Apr 2017 A HKD 0.037   0.010   0.011   640,070,000 15,357,600 N/A 0.204   2016/09/22 0.010   2016/12/21 6,389,940,000 512,280,510 -   - -   -
14254 HK Bank - HSI European Warrants Apr 2017 D HKD 0.161   0.053   0.069   3,964,760,000 323,066,160 N/A 0.161   2016/12/01 0.053   2016/12/28 4,804,120,000 435,374,500 -   - -   -
25964 HK Bank - HSI European Warrants Dec 2016 A HKD 0.135   0.013   0.013   1,360,000 46,130 55,997,065 0.310   2016/09/09 0.013   2016/12/21 9,920,930,000 950,965,590 -   - -   -
11224 HK Bank - HSI European Warrants Dec 2016 D HKD -   -   0.178   0 0 N/A 0.310   2016/07/21 0.156   2016/07/06 1,555,610,000 271,682,940 -   - -   -
11755 HK Bank - HSI European Warrants Feb 2017 A HKD 0.129   0.022   0.034   4,998,170,000 338,225,750 N/A 0.226   2016/08/18 0.022   2016/12/28 12,985,720,000 1,542,115,990 -   - -   -
12445 HK Bank - HSI European Warrants Feb 2017 C HKD 0.087   0.012   0.017   991,520,000 42,784,010 N/A 0.255   2016/09/22 0.012   2016/12/28 14,811,250,000 2,216,324,280 -   - -   -
11570 HK Bank - HSI European Warrants Jan 2017 B HKD 0.099   0.056   0.089   1,651,790,000 107,949,140 N/A 0.255   2016/08/08 0.056   2016/12/28 2,022,610,000 187,154,220 -   - -   -
11933 HK Bank - HSI European Warrants Jan 2017 D HKD 0.096   0.010   0.010   2,101,850,000 113,211,240 N/A 0.305   2016/09/09 0.010   2016/12/30 12,702,170,000 1,507,248,110 -   - -   -
11986 HK Bank - HSI European Warrants Jan 2017 E HKD 0.123   0.010   0.020   2,566,380,000 129,048,630 N/A 0.214   2016/09/01 0.010   2016/12/28 6,430,260,000 586,555,420 -   - -   -
14839 HK Bank - HSI European Warrants Jul 2017 A HKD 0.102   0.071   0.088   2,484,890,000 207,563,690 N/A 0.102   2016/12/16 0.071   2016/12/23 2,484,890,000 207,563,690 -   - -   -
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.185   0.079   0.101   3,268,360,000 333,883,970 127,013,283 0.350   2016/09/09 0.065   2016/05/24 14,655,930,000 2,115,982,850 -   - -   -
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.065   0.021   0.028   941,560,000 41,256,790 N/A 0.184   2016/09/22 0.021   2016/12/28 8,724,240,000 1,061,360,210 -   - -   -
14842 HK Bank - HSI European Warrants Jun 2017 D HKD 0.112   0.048   0.064   2,882,230,000 183,363,640 N/A 0.112   2016/12/12 0.048   2016/12/23 2,882,230,000 183,363,640 -   - -   -
15636 HK Bank - HSI European Warrants Jun 2017 E HKD 0.140   0.130   0.139   173,620,000 23,674,400 N/A 0.140   2016/12/30 0.130   2016/12/29 173,620,000 23,674,400 -   - -   -
11932 HK Bank - HSI European Warrants Mar 2017 B HKD 0.077   0.014   0.019   2,383,360,000 108,222,000 N/A 0.245   2016/09/09 0.014   2016/12/28 21,040,720,000 2,627,080,420 -   - -   -
13098 HK Bank - HSI European Warrants Mar 2017 D HKD 0.056   0.010   0.012   1,080,020,000 39,850,750 N/A 0.218   2016/09/12 0.010   2016/12/29 14,469,000,000 1,653,202,000 -   - -   -
14257 HK Bank - HSI European Warrants Mar 2017 F HKD 0.125   0.067   0.091   3,365,760,000 296,625,570 N/A 0.164   2016/11/16 0.067   2016/12/28 3,365,780,000 296,628,840 -   - -   -
14836 HK Bank - ICBC European Warrants Aug 2017 A HKD 0.270   0.200   0.270   36,741,000 8,217,159 N/A 0.270   2016/12/30 0.200   2016/12/28 36,741,000 8,217,159 -   - -   -
12618 HK Bank - ICBC European Warrants Feb 2017 A HKD 0.066   0.019   0.021   3,465,000 82,600 N/A 0.280   2016/09/09 0.019   2016/12/28 161,950,000 33,969,216 -   - -   -
11723 HK Bank - ICBC European Warrants Jan 2017 A HKD 0.222   0.039   0.070   29,452,000 4,659,753 N/A 0.500   2016/09/22 0.039   2016/12/23 316,089,000 77,821,383 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.530   0.310   0.405   1,067,000 399,305 N/A 0.710   2016/09/21 0.310   2016/12/23 7,400,000 3,020,450 -   - -   -
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.224   0.102   0.151   174,560,000 29,711,757 N/A 0.375   2016/09/23 0.102   2016/12/28 367,970,000 81,909,898 -   - -   -
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.124   0.062   0.086   2,820,000 291,250 N/A 0.227   2016/10/06 0.062   2016/12/22 20,150,000 2,841,052 -   - -   -
14339 HK Bank - Jiangxi Copper European Warrants Jun 2017 A HKD 0.142   0.052   0.056   233,410,000 20,528,140 N/A 0.176   2016/11/25 0.052   2016/12/28 340,110,000 34,142,810 -   - -   -
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.340   0.197   0.206   3,570,000 945,760 13,194,497 0.390   2016/11/25 0.113   2016/10/12 1,424,100,000 229,254,210 -   - -   -
13823 HK Bank - KECL European Warrants Apr 2017 A HKD 0.179   0.120   0.128   56,306,000 8,283,386 N/A 0.330   2016/10/20 0.120   2016/12/29 91,746,000 15,641,162 -   - -   -
18105 HK Bank - KECL European Warrants Dec 2016 A HKD 0.010   0.010   0.010   20,000 200 767 0.045   2016/04/13 0.010   2016/12/02 39,680,000 765,820 0.224   2015/04/27 0.019   2015/09/23
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.113   0.095   0.102   65,820,000 6,794,020 6,042,003 0.208   2016/03/31 0.093   2016/11/18 530,320,000 66,735,520 -   - -   -
13208 HK Bank - Kingsoft European Warrants Apr 2017 A HKD 0.180   0.083   0.093   80,980,000 7,973,680 N/A 0.350   2016/09/28 0.083   2016/12/23 239,180,000 39,895,480 -   - -   -
13511 HK Bank - Kingsoft European Warrants Apr 2017 B HKD 0.082   0.056   0.044   470,000 38,020 N/A 0.260   2016/10/11 0.056   2016/12/14 30,060,000 5,752,790 -   - -   -
27091 HK Bank - Kingsoft European Warrants Dec 2016 A HKD 0.025   0.020   0.010   510,000 12,600 4,732,273 0.435   2016/04/14 0.020   2016/12/02 446,760,000 55,133,630 -   - -   -
28329 HK Bank - Kingsoft European Warrants Dec 2016 B HKD 0.059   0.059   0.024   40,000 2,360 7,601,000 0.385   2016/10/06 0.059   2016/12/15 336,280,000 49,583,390 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.032   0.026   0.027   7,720,000 222,560 4,458,463 0.147   2016/04/19 0.026   2016/12/21 1,242,140,000 109,745,320 -   - -   -
24506 HK Bank - Lenovo European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.055   2016/01/04 0.016   2016/04/12 108,100,000 4,783,360 0.136   2015/08/11 0.031   2015/09/29
24779 HK Bank - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 67,850 0.139   2016/02/02 0.010   2016/09/07 1,638,660,000 126,335,420 0.213   2015/11/17 0.087   2015/09/30
28330 HK Bank - Lenovo European Warrants Dec 2016 C HKD -   -   0.010   0 0 14,311,008 0.435   2016/08/18 0.010   2016/11/09 329,854,000 98,612,202 -   - -   -
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD 0.014   0.014   0.014   60,000 840 12,880 0.154   2016/01/05 0.014   2016/12/08 1,287,480,000 131,972,820 0.224   2015/11/24 0.112   2015/09/01
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD -   -   0.018   0 0 79,837 0.150   2016/01/08 0.015   2016/11/10 706,120,000 75,014,120 0.232   2015/11/25 0.114   2015/09/29
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.415   0.270   0.300   13,620,000 4,507,050 N/A 0.415   2016/12/01 0.270   2016/12/29 20,004,000 6,969,400 -   - -   -
12908 HK Bank - Lenovo European Warrants Mar 2017 A HKD 0.089   0.031   0.033   3,370,000 170,028 N/A 0.630   2016/09/07 0.031   2016/12/19 153,914,000 55,691,518 -   - -   -
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 2,403 0.027   2016/01/04 0.010   2016/11/18 10,420,000 186,620 0.137   2015/06/15 0.027   2015/12/22
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.405   0.150   0.186   35,700,000 8,347,565 N/A 0.405   2016/12/09 0.150   2016/12/29 36,830,000 8,714,640 -   - -   -
20189 HK Bank - MGM China European Warrants Dec 2016 A HKD 0.145   0.015   0.010   5,464,000 380,372 273,293 0.145   2016/12/01 0.010   2016/02/29 53,284,000 2,506,388 0.415   2015/04/09 0.036   2015/10/02
22301 HK Bank - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.050   0 0 0 -   - -   - 0 0 0.207   2015/05/26 0.058   2015/07/08
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.221   0.207   0.216   13,475,000 2,888,665 583,963 0.280   2016/10/05 0.170   2016/03/11 37,185,000 7,291,485 -   - -   -
12727 HK Bank - Minsheng Bank European Warrants Feb 2017 A HKD 0.360   0.070   0.096   14,612,000 4,164,510 N/A 0.590   2016/09/22 0.070   2016/12/23 105,083,000 39,207,092 -   - -   -
13790 HK Bank - PetroChina European Warrants Apr 2017 A HKD 0.365   0.157   0.280   222,108,000 62,095,038 N/A 0.365   2016/12/21 0.111   2016/11/14 389,936,000 94,804,086 -   - -   -
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.035   0.027   0.032   3,320,000 97,480 144,320 0.049   2016/04/28 0.022   2016/01/21 95,240,000 2,970,720 0.139   2015/08/11 0.033   2015/12/14
14386 HK Bank - PetroChina European Warrants Jun 2017 A HKD 0.870   0.510   0.740   5,218,000 3,133,920 N/A 0.870   2016/12/14 0.400   2016/11/21 41,544,000 20,262,440 -   - -   -
15405 HK Bank - PetroChina European Warrants Jun 2017 B HKD 0.345   0.265   0.270   9,956,000 3,020,100 N/A 0.345   2016/12/22 0.265   2016/12/29 9,956,000 3,020,100 -   - -   -
13791 HK Bank - PetroChina European Warrants Mar 2017 A HKD 0.460   0.166   0.300   44,044,000 11,159,088 N/A 0.460   2016/12/14 0.123   2016/11/14 274,958,000 58,786,122 -   - -   -
12699 HK Bank - PICC European Warrants Feb 2017 A HKD 0.030   0.010   0.011   62,560,000 1,360,140 N/A 0.150   2016/09/09 0.010   2016/12/28 863,540,000 64,752,040 -   - -   -
11445 HK Bank - PICC European Warrants Jan 2017 A HKD 0.075   0.011   0.014   9,564,000 533,164 N/A 0.207   2016/09/07 0.011   2016/12/30 638,712,000 62,389,836 -   - -   -
13692 HK Bank - Ping An European Warrants Apr 2017 A HKD 0.150   0.037   0.046   676,650,000 74,319,315 N/A 0.188   2016/10/11 0.037   2016/12/23 1,824,370,000 231,739,415 -   - -   -
13696 HK Bank - Ping An European Warrants Apr 2017 B HKD 0.385   0.114   0.134   1,715,680,000 231,130,165 N/A 0.420   2016/11/28 0.114   2016/12/23 1,808,575,000 260,995,015 -   - -   -
19613 HK Bank - Ping An European Warrants Dec 2016 A HKD -   -   0.010   0 0 3,758 0.061   2016/01/04 0.011   2016/05/27 7,900,000 285,700 0.330   2015/05/27 0.052   2015/09/04
28709 HK Bank - Ping An European Warrants Dec 2016 B HKD 0.108   0.102   0.044   7,300,000 779,800 1,911,075 0.151   2016/09/09 0.028   2016/07/08 3,423,200,000 253,904,000 0.219   2015/10/23 0.162   2015/09/09
23984 HK Bank - Ping An European Warrants Dec 2016 C HKD 0.043   0.010   0.010   9,465,000 252,145 18,777,695 0.111   2016/01/05 0.010   2016/12/16 6,947,210,000 379,533,790 0.153   2015/12/23 0.146   2015/12/23
11273 HK Bank - Ping An European Warrants Jan 2017 A HKD 0.430   0.084   0.108   7,765,000 1,022,830 N/A 0.640   2016/09/09 0.084   2016/12/23 346,175,000 63,638,580 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.053   0.020   0.023   161,370,000 6,265,020 17,409,133 0.096   2016/01/05 0.020   2016/12/23 2,626,315,000 151,294,870 0.430   2015/05/26 0.079   2015/08/26
23986 HK Bank - Ping An European Warrants Mar 2017 A HKD 0.015   0.010   0.015   1,600,000 19,600 4,437 0.109   2016/01/04 0.010   2016/12/30 430,125,000 31,431,040 0.131   2015/12/23 0.112   2015/12/31
13697 HK Bank - Ping An European Warrants Mar 2017 B HKD 0.239   0.053   0.062   1,521,855,000 132,760,770 N/A 0.280   2016/10/11 0.053   2016/12/29 4,894,615,000 758,703,570 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.085   0.043   0.043   63,250,000 3,396,450 2,591,575 0.130   2016/01/04 0.030   2016/06/27 1,264,500,000 98,805,400 0.460   2015/05/26 0.092   2015/09/04
12616 HK Bank - Sands China European Put Warrants Feb 2017 A HKD 0.103   0.027   0.064   4,080,000 214,992 N/A 0.335   2016/08/25 0.026   2016/11/28 833,424,000 122,169,184 -   - -   -
14504 HK Bank - Sands China European Put Warrants May 2017 A HKD 0.390   0.180   0.335   70,204,000 19,980,992 N/A 0.390   2016/12/19 0.178   2016/11/29 184,844,000 41,909,748 -   - -   -
16091 HK Bank - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.040   2015/04/13 0.010   2015/10/28
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD 0.250   0.078   0.097   53,984,000 10,195,840 N/A 0.250   2016/12/01 0.078   2016/12/28 63,640,000 12,506,980 -   - -   -
11882 HK Bank - Sands China European Warrants Mar 2017 A HKD 0.620   0.148   0.198   81,644,000 16,713,976 N/A 0.640   2016/11/29 0.148   2016/12/29 498,020,000 113,744,976 -   - -   -
13066 HK Bank - Sands China European Warrants Mar 2017 B HKD 0.380   0.103   0.134   580,884,000 89,592,632 N/A 0.440   2016/11/22 0.103   2016/12/29 970,724,000 190,017,412 -   - -   -
13477 HK Bank - Sands China European Warrants Mar 2017 C HKD 0.280   0.058   0.075   192,480,000 23,025,104 N/A 0.285   2016/11/29 0.058   2016/12/29 448,104,000 71,443,116 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.185   0.145   0.182   390,000 64,980 N/A 0.185   2016/12/28 0.099   2016/11/01 122,670,000 14,490,930 -   - -   -
13799 HK Bank - SHK Ppt European Warrants Apr 2017 A HKD 0.111   0.030   0.032   1,260,000 82,350 N/A 0.360   2016/10/25 0.030   2016/12/22 32,720,000 9,227,450 -   - -   -
13821 HK Bank - SHK Ppt European Warrants Apr 2017 B HKD 0.165   0.052   0.049   9,790,000 1,175,170 N/A 0.700   2016/10/25 0.052   2016/12/28 285,580,000 67,267,250 -   - -   -
19908 HK Bank - SHK Ppt European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,976,283 0.057   2016/09/09 0.010   2016/10/27 346,590,000 11,887,760 0.220   2015/05/26 0.018   2015/12/11
27814 HK Bank - SHK Ppt European Warrants Dec 2016 B HKD -   -   0.010   0 0 8,939,873 1.050   2016/09/09 0.010   2016/11/10 157,630,000 56,009,200 -   - -   -
25035 HK Bank - SHK Ppt European Warrants Feb 2017 A HKD 0.065   0.010   0.014   66,000,000 3,066,640 4,341,140 0.220   2016/09/09 0.010   2016/12/29 1,154,460,000 63,598,100 0.137   2015/09/18 0.063   2015/12/31
14246 HK Bank - SHK Ppt European Warrants May 2017 A HKD 0.590   0.245   0.275   91,520,000 36,769,910 N/A 0.590   2016/12/12 0.245   2016/12/29 186,480,000 78,007,160 -   - -   -
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD 0.260   0.220   0.215   1,260,000 315,420 132,653 0.415   2016/09/09 0.142   2016/06/16 21,250,000 4,096,410 -   - -   -
11450 HK Bank - Sinopec Corp European Warrants Jan 2017 A HKD 0.149   0.019   0.020   17,000,000 1,216,130 N/A 0.455   2016/07/14 0.019   2016/12/30 495,864,000 136,356,790 -   - -   -
14130 HK Bank - Sinopec Corp European Warrants Jun 2017 A HKD 0.365   0.190   0.201   132,166,000 32,687,074 N/A 0.365   2016/12/14 0.152   2016/11/21 340,518,000 74,815,968 -   - -   -
14461 HK Bank - Sinopec Corp European Warrants Jun 2017 B HKD 0.590   0.330   0.355   116,078,000 48,113,420 N/A 0.590   2016/12/14 0.320   2016/11/25 140,414,000 56,670,360 -   - -   -
12910 HK Bank - Sinopec Corp European Warrants Mar 2017 A HKD 0.430   0.154   0.172   30,998,000 7,653,262 N/A 0.600   2016/10/11 0.148   2016/11/18 332,574,000 117,719,246 -   - -   -
17222 HK Bank - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/05/19 0.010   2016/05/19 3,215,000 32,150 0.192   2015/04/28 0.010   2015/12/04
11327 HK Bank - Stanchart European Warrants Jan 2017 A HKD 0.550   0.195   0.206   21,258,000 8,133,253 N/A 0.860   2016/08/08 0.195   2016/12/30 226,776,000 95,960,835 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 0 0.015   2016/01/06 0.015   2016/01/06 100,000 1,500 0.136   2015/05/12 0.014   2015/09/29
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD 0.022   0.015   0.015   1,350,000 23,410 121,470 0.055   2016/01/04 0.013   2016/02/12 113,290,000 3,590,495 0.105   2015/11/26 0.033   2015/12/15
14340 HK Bank - Stanchart European Warrants Jun 2017 C HKD 0.440   0.260   0.248   47,998,000 16,108,781 N/A 0.440   2016/12/08 0.260   2016/12/30 51,206,000 17,099,061 -   - -   -
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.079   0.055   0.056   97,435,000 6,462,025 9,737,452 0.128   2016/01/04 0.022   2016/02/12 1,195,445,000 92,586,170 0.146   2015/12/30 0.137   2015/12/31
23805 HK Bank - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 833 0.152   2016/02/12 0.010   2016/07/28 1,682,990,000 201,242,400 0.243   2015/08/24 0.078   2015/11/26
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD 0.062   0.047   0.047   5,060,000 281,270 1,412,460 0.200   2016/03/30 0.045   2016/10/27 947,890,000 141,756,340 -   - -   -
26920 HK Bank - Tencent European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 238,842 0.151   2016/05/06 0.024   2016/08/10 2,020,160,000 238,207,180 -   - -   -
11872 HK Bank - Tencent European Put Warrants Jan 2017 B HKD 0.070   0.010   0.012   15,600,000 736,400 N/A 0.169   2016/08/04 0.010   2016/12/30 1,148,640,000 92,616,280 -   - -   -
12729 HK Bank - Tencent European Put Warrants Jan 2017 C HKD -   -   0.122   0 0 N/A 0.147   2016/08/25 0.058   2016/10/26 2,441,530,000 225,898,160 -   - -   -
29398 HK Bank - Tencent European Put Warrants Mar 2017 A HKD 0.055   0.028   0.031   1,377,920,000 46,339,050 55,414,968 0.169   2016/06/30 0.024   2016/10/25 4,376,380,000 335,275,730 -   - -   -
13157 HK Bank - Tencent European Put Warrants Mar 2017 B HKD 0.305   0.305   0.245   300,000 91,500 N/A 0.305   2016/12/22 0.136   2016/10/26 654,000,000 109,785,070 -   - -   -
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD 0.233   0.198   0.203   20,380,000 4,123,640 N/A 0.233   2016/12/29 0.166   2016/11/10 251,080,000 52,546,130 -   - -   -
26932 HK Bank - Tencent European Warrants Apr 2017 A HKD 0.203   0.144   0.207   2,360,000 385,900 1,509,028 0.365   2016/11/08 0.108   2016/05/06 1,336,550,000 207,788,220 -   - -   -
18514 HK Bank - Tencent European Warrants Dec 2016 A HKD 0.315   0.315   0.320   200,000 63,000 40,967 0.590   2016/09/05 0.117   2016/02/12 1,564,110,000 240,333,540 0.415   2015/04/27 0.130   2015/01/02
19720 HK Bank - Tencent European Warrants Dec 2016 B HKD 0.246   0.246   0.250   100,000 24,600 112,925 0.495   2016/09/13 0.096   2016/01/21 1,994,780,000 241,871,910 0.370   2015/05/15 0.118   2015/09/30
11753 HK Bank - Tencent European Warrants Dec 2016 D HKD 0.090   0.010   0.010   6,557,000 200,529 N/A 2.000   2016/09/23 0.010   2016/12/07 736,599,000 406,980,293 -   - -   -
12738 HK Bank - Tencent European Warrants Dec 2016 E HKD -   -   0.023   0 0 N/A 1.000   2016/09/23 0.054   2016/11/23 433,824,000 259,905,857 -   - -   -
25097 HK Bank - Tencent European Warrants Feb 2017 A HKD 0.217   0.212   0.217   600,000 128,000 49,982 0.485   2016/09/26 0.081   2016/02/12 10,327,910,000 1,453,986,840 -   - -   -
14247 HK Bank - Tencent European Warrants Feb 2017 B HKD 0.231   0.043   0.071   111,145,000 19,226,116 N/A 0.440   2016/11/16 0.043   2016/12/28 570,378,000 192,018,551 -   - -   -
13158 HK Bank - Tencent European Warrants Jan 2017 D HKD 0.013   0.010   0.010   369,000 4,590 N/A 0.840   2016/09/23 0.010   2016/12/29 1,444,436,000 647,489,116 -   - -   -
13191 HK Bank - Tencent European Warrants Jan 2017 E HKD 0.017   0.010   0.010   3,830,000 46,598 N/A 0.172   2016/09/23 0.010   2016/12/06 2,090,729,000 259,937,197 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD 0.234   0.128   0.179   1,531,930,000 220,957,180 N/A 0.390   2016/09/08 0.128   2016/12/23 2,596,640,000 438,403,840 -   - -   -
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD 0.121   0.056   0.085   678,540,000 70,151,430 N/A 0.137   2016/11/29 0.056   2016/12/23 737,300,000 77,555,390 -   - -   -
14460 HK Bank - Tencent European Warrants Jun 2017 A HKD 0.143   0.064   0.095   6,160,410,000 530,111,270 N/A 0.160   2016/11/29 0.064   2016/12/23 6,479,440,000 577,366,810 -   - -   -
15407 HK Bank - Tencent European Warrants Jun 2017 B HKD 0.141   0.100   0.136   429,920,000 47,958,980 N/A 0.141   2016/12/30 0.100   2016/12/28 429,920,000 47,958,980 -   - -   -
13876 HK Bank - Tencent European Warrants Mar 2017 C HKD 0.045   0.011   0.020   30,190,000 956,050 N/A 0.149   2016/10/20 0.011   2016/12/28 3,243,830,000 264,165,350 -   - -   -
26930 HK Bank - Tencent European Warrants May 2017 A HKD 0.239   0.129   0.186   7,100,000 1,204,370 2,000,572 0.450   2016/09/29 0.097   2016/05/06 2,115,330,000 305,344,860 -   - -   -
13475 HK Bank - Tencent European Warrants May 2017 B HKD 0.062   0.023   0.031   23,750,000 1,183,310 N/A 0.193   2016/09/29 0.023   2016/12/21 2,596,330,000 272,641,160 -   - -   -
14129 HK Bank - Tencent European Warrants May 2017 C HKD 0.094   0.035   0.055   691,300,000 37,096,780 N/A 0.181   2016/11/10 0.035   2016/12/23 3,462,100,000 335,873,120 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.220   0.136   0.183   189,700,000 29,771,570 124,103,585 0.420   2016/09/23 0.136   2016/12/23 5,341,490,000 941,244,950 -   - -   -
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD 0.169   0.100   0.130   155,850,000 18,400,450 N/A 0.345   2016/09/23 0.100   2016/12/23 1,228,250,000 255,172,590 -   - -   -
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.104   0.054   0.075   13,700,000 1,181,380 N/A 0.226   2016/09/23 0.054   2016/12/22 721,030,000 123,858,260 -   - -   -
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.070   0.046   0.059   5,040,000 302,500 N/A 0.174   2016/10/11 0.046   2016/12/16 273,850,000 37,843,490 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.110   0.069   0.073   162,220,000 14,533,200 13,597,813 0.151   2016/10/24 0.065   2016/09/07 852,480,000 86,429,740 0.152   2015/08/20 0.073   2015/12/08
11449 HK Bank - Zijin Mining European Warrants Jan 2017 A HKD 0.049   0.024   0.018   972,000 40,130 N/A 0.510   2016/07/14 0.024   2016/12/14 37,022,000 11,754,268 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.360   0.193   0.247   30,164,000 7,776,052 N/A 0.485   2016/11/11 0.193   2016/12/23 73,958,000 23,823,802 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.098   0.069   0.072   13,250,000 985,300 262,883 0.204   2016/09/07 0.069   2016/12/28 548,700,000 73,216,600 -   - -   -
14850 HK Bank -BYD European Warrants Dec 2016 A HKD -   -   0.010   0 0 121,633 0.085   2016/09/07 0.016   2016/11/04 49,050,000 2,712,750 0.229   2015/06/04 0.042   2015/07/08
24564 HK Bank -BYD European Warrants Dec 2016 B HKD 0.016   0.016   0.010   5,000 80 210,550 0.112   2016/09/08 0.016   2016/12/02 122,820,000 9,556,020 0.240   2015/06/04 0.046   2015/07/08
19931 HK Bank -BYD European Warrants Dec 2016 C HKD -   -   0.010   0 0 2,327,244 0.080   2016/01/04 0.010   2016/11/28 532,445,000 28,928,825 0.147   2015/10/28 0.069   2015/12/14
19919 J P Morgan SP BV - Guangdong Inv European Warrants Dec 16 A HKD 0.016   0.015   0.013   2,200,000 34,000 2,576,623 0.195   2016/09/28 0.015   2016/12/05 127,940,000 17,352,020 0.305   2015/05/05 0.112   2015/03/24
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.405   0.285   0.350   1,204,000 409,000 5,510,319 0.485   2016/11/29 0.115   2016/07/06 289,300,000 53,939,244 0.345   2015/11/03 0.196   2015/12/14
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD 0.710   0.485   0.550   16,000 9,560 196,968 0.710   2016/12/01 0.181   2016/02/26 34,344,000 8,590,064 -   - -   -
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.290   0.194   0.242   14,828,000 3,529,536 N/A 0.355   2016/11/30 0.185   2016/10/25 24,540,000 5,909,896 -   - -   -
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD 0.089   0.069   0.088   7,718,000 637,148 629,700 0.174   2016/05/20 0.069   2016/12/01 40,246,000 5,218,810 -   - -   -
19025 J P Morgan SP BV - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.012   2016/01/05 0.010   2016/01/08 110,000 1,180 0.280   2015/04/17 0.017   2015/09/02
25414 J P Morgan SP BV - A50 China European Warrants Dec 2016 B HKD 0.048   0.012   0.010   7,414,000 301,876 19,210,197 0.135   2016/01/04 0.012   2016/12/15 16,721,852,000 876,386,646 0.205   2015/11/09 0.114   2015/09/01
28634 J P Morgan SP BV - A50 China European Warrants Dec 2016 C HKD 0.290   0.010   0.010   71,523,700 8,205,001 22,919,721 0.385   2016/08/16 0.010   2016/12/16 887,402,400 137,518,327 -   - -   -
25906 J P Morgan SP BV - A50 China European Warrants Dec 2017 A HKD 0.237   0.215   0.220   294,000 65,477 142,479 0.241   2016/11/30 0.128   2016/02/29 8,380,000 1,579,022 -   - -   -
13993 J P Morgan SP BV - A50 China European Warrants Feb 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13627 J P Morgan SP BV - A50 China European Warrants Jan 2017 A HKD 0.250   0.248   0.180   460,000 114,480 40,430 0.250   2016/12/09 0.098   2016/01/27 22,864,000 3,559,660 0.710   2015/04/27 0.135   2015/08/25
14857 J P Morgan SP BV - A50 China European Warrants Jun 2017 A HKD 0.200   0.158   0.077   135,200 23,235 N/A 0.200   2016/12/06 0.158   2016/12/13 135,200 23,235 -   - -   -
25188 J P Morgan SP BV - A50 China European Warrants Mar 2017 A HKD 0.049   0.014   0.012   45,796,000 1,760,271 12,501,574 0.111   2016/01/04 0.014   2016/12/28 2,260,957,000 75,123,859 0.185   2015/11/09 0.108   2015/12/14
12955 J P Morgan SP BV - A50 China European Warrants Mar 2017 B HKD 0.265   0.034   0.036   238,957,500 33,141,695 N/A 0.290   2016/11/30 0.034   2016/12/30 300,026,300 46,459,450 -   - -   -
14855 J P Morgan SP BV - A50 China European Warrants May 2017 A HKD 0.220   0.078   0.083   57,209,000 5,145,081 N/A 0.220   2016/12/09 0.078   2016/12/30 57,209,000 5,145,081 -   - -   -
15754 J P Morgan SP BV - A50 China European Warrants May 2017 B HKD 0.275   0.270   0.270   200 55 N/A 0.275   2016/12/29 0.270   2016/12/29 200 55 -   - -   -
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.137   0.094   0.096   21,839,000 2,165,308 370,029 0.185   2016/01/05 0.094   2016/12/30 26,638,000 2,899,757 0.580   2015/05/27 0.116   2015/08/25
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.183   0.162   0.182   22,040,000 3,780,600 N/A 0.360   2016/09/08 0.162   2016/12/12 1,012,490,000 273,638,935 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.102   0.102   0.103   30,000 3,060 N/A 0.260   2016/09/08 0.102   2016/12/30 799,765,000 147,030,375 -   - -   -
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD 0.107   0.096   0.103   2,000,000 201,200 N/A 0.132   2016/11/02 0.096   2016/12/07 98,500,000 11,509,050 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.123   0.060   0.075   102,120,000 8,629,562 N/A 0.201   2016/09/22 0.060   2016/12/28 650,771,000 83,699,410 -   - -   -
26468 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 A HKD 0.640   0.570   0.570   1,093,000 624,270 193,349 0.720   2016/09/02 0.206   2016/05/24 36,814,000 9,180,452 -   - -   -
27056 J P Morgan SP BV - Agricultural Bk Euro Warrants Dec 2016 B HKD -   -   0.177   0 0 13,809,854 0.420   2016/09/09 0.053   2016/06/16 2,150,749,000 202,557,752 -   - -   -
13768 J P Morgan SP BV - AIA European Put Warrants Apr 2017 A HKD 0.780   0.485   0.690   1,180,000 706,690 N/A 0.780   2016/12/09 0.275   2016/10/25 116,830,000 40,939,790 -   - -   -
27761 J P Morgan SP BV - AIA European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 33,060,311 0.435   2016/05/13 0.010   2016/11/15 3,275,610,000 676,566,196 -   - -   -
12591 J P Morgan SP BV - AIA European Put Warrants Feb 2017 A HKD 0.345   0.115   0.248   214,720,000 39,813,914 N/A 0.345   2016/12/09 0.050   2016/10/11 1,943,786,000 263,690,906 -   - -   -
14985 J P Morgan SP BV - AIA European Put Warrants Jul 2017 A HKD 0.300   0.182   0.203   210,970,000 43,657,158 N/A 0.300   2016/12/09 0.182   2016/12/14 210,970,000 43,657,158 -   - -   -
28633 J P Morgan SP BV - AIA European Warrants Dec 2016 B HKD -   -   0.010   0 0 49,939,176 0.560   2016/10/06 0.010   2016/11/28 3,124,928,000 652,018,074 -   - -   -
15169 J P Morgan SP BV - AIA European Warrants Dec 2017 A HKD 0.137   0.101   0.112   11,744,000 1,463,892 N/A 0.137   2016/12/16 0.101   2016/12/29 11,744,000 1,463,892 -   - -   -
14081 J P Morgan SP BV - AIA European Warrants Feb 2017 B HKD 0.049   0.012   0.012   5,700,000 134,200 N/A 0.116   2016/11/07 0.012   2016/12/08 10,372,000 548,906 -   - -   -
11746 J P Morgan SP BV - AIA European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.207   2016/10/06 0.010   2016/11/25 6,963,940,000 792,897,490 -   - -   -
15143 J P Morgan SP BV - AIA European Warrants Jul 2017 B HKD 0.236   0.143   0.171   364,912,000 66,520,264 N/A 0.236   2016/12/14 0.143   2016/12/29 364,912,000 66,520,264 -   - -   -
14277 J P Morgan SP BV - AIA European Warrants Jun 2017 A HKD 0.218   0.065   0.079   5,636,164,000 486,263,538 N/A 0.255   2016/11/16 0.065   2016/12/29 5,752,776,000 511,416,006 -   - -   -
15242 J P Morgan SP BV - AIA European Warrants Jun 2017 B HKD 0.320   0.230   0.270   5,822,000 1,539,264 N/A 0.320   2016/12/16 0.230   2016/12/29 5,822,000 1,539,264 -   - -   -
14048 J P Morgan SP BV - AIA European Warrants Mar 2017 A HKD 0.065   0.010   0.010   216,478,000 11,371,972 N/A 0.141   2016/11/08 0.010   2016/12/30 4,267,972,000 359,399,864 -   - -   -
13178 J P Morgan SP BV - AIA European Warrants May 2017 A HKD 0.033   0.010   0.010   15,050,000 254,136 N/A 0.217   2016/10/06 0.010   2016/12/16 3,812,034,000 417,814,696 -   - -   -
20384 J P Morgan SP BV - Air China European Warrants Mar 2017 A HKD 0.010   0.010   0.010   500,000 5,000 22,947 0.123   2016/04/14 0.010   2016/12/12 1,343,040,000 130,790,500 0.265   2015/10/30 0.145   2015/12/14
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.088   0.070   0.071   1,160,000 88,240 N/A 0.179   2016/08/17 0.070   2016/12/28 165,780,000 20,943,420 -   - -   -
11804 J P Morgan SP BV - Ali Health European Warrants Apr 2017 A HKD 0.058   0.038   0.037   960,000 46,180 N/A 0.200   2016/08/18 0.038   2016/12/19 31,460,000 4,644,400 -   - -   -
22246 J P Morgan SP BV - Ali Pictures European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.057   2016/01/22 0.030   2016/06/27 1,250,000 60,260 0.265   2015/06/08 0.076   2015/12/08
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD -   -   0.044   0 0 2,672 0.131   2016/01/04 0.068   2016/10/25 4,590,000 475,550 0.285   2015/06/22 0.117   2015/09/30
12302 J P Morgan SP BV - Ali Pictures European Warrants Feb 2017 A HKD 0.049   0.014   0.015   410,000 9,450 N/A 0.280   2016/09/07 0.014   2016/12/14 8,770,000 1,722,520 -   - -   -
11580 J P Morgan SP BV - Anhui Conch European Warrants Apr 2017 A HKD 0.221   0.103   0.113   187,545,000 31,359,115 N/A 0.320   2016/09/07 0.103   2016/12/28 1,018,460,000 218,741,375 -   - -   -
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD 0.171   0.116   0.097   6,900,000 915,390 N/A 0.171   2016/12/14 0.116   2016/12/15 6,900,000 915,390 -   - -   -
28316 J P Morgan SP BV - Anta Sports European Warrants Dec 2016 A HKD 0.245   0.171   0.209   30,000 6,460 20,322,845 0.385   2016/11/01 0.068   2016/06/24 579,650,000 129,706,470 -   - -   -
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.096   0.096   0.095   500,000 48,000 152,535 0.237   2016/01/05 0.096   2016/12/30 44,630,000 8,278,290 0.320   2015/11/27 0.196   2015/09/08
28021 J P Morgan SP BV - BankComm European Warrants Mar 2017 A HKD 0.950   0.425   0.530   2,349,000 1,332,920 1,010,196 1.260   2016/09/07 0.194   2016/05/23 48,993,000 15,892,663 -   - -   -
15232 J P Morgan SP BV - BBMG European Warrants Dec 2016 A HKD -   -   0.010   0 0 337,288 0.132   2016/04/06 0.010   2016/10/25 56,190,000 2,322,860 0.405   2015/04/13 0.101   2015/08/26
25819 J P Morgan SP BV - BEA European Warrants Feb 2017 A HKD -   -   0.680   0 0 0 0.570   2016/04/14 0.155   2016/02/03 183,386,000 47,696,234 -   - -   -
22424 J P Morgan SP BV - Belle Int'l European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.026   2016/03/17 0.010   2016/05/20 1,300,000 24,130 0.380   2015/06/01 0.157   2015/08/19
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.049   0.039   0.035   300,000 12,240 427,530 0.172   2016/01/05 0.039   2016/12/12 62,590,000 5,782,310 0.248   2015/12/09 0.163   2015/12/15
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD 0.141   0.140   0.136   20,000 2,810 N/A 0.153   2016/11/08 0.140   2016/12/14 2,680,000 402,400 -   - -   -
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD 0.023   0.010   0.013   5,980,000 100,280 802,110 0.126   2016/01/04 0.010   2016/12/23 166,880,000 6,940,180 0.265   2015/04/27 0.113   2015/12/22
17481 J P Morgan SP BV - BOC HK European Warrants Apr 2017 A HKD 0.213   0.081   0.096   111,920,000 13,899,150 35,716,934 0.213   2016/12/08 0.049   2016/02/03 1,733,510,000 215,716,660 0.640   2015/05/22 0.131   2015/12/14
15246 J P Morgan SP BV - BOC HK European Warrants Dec 2016 A HKD 0.255   0.038   0.061   8,105,000 1,713,540 8,105,214 0.255   2016/12/08 0.038   2016/12/19 489,620,000 63,617,590 0.620   2015/06/23 0.148   2015/12/14
28051 J P Morgan SP BV - BOC HK European Warrants Dec 2016 B HKD -   -   0.640   0 0 3,446,358 0.580   2016/09/13 0.123   2016/05/18 348,400,000 64,620,300 -   - -   -
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.232   0.131   0.145   130,290,000 23,060,260 N/A 0.232   2016/12/08 0.131   2016/12/29 257,315,000 46,776,780 -   - -   -
29845 J P Morgan SP BV - BOCL European Put Wts Feb 2017 B HKD -   -   0.013   0 0 1,093,443 0.210   2016/06/24 0.014   2016/09/09 105,988,000 13,034,167 -   - -   -
12590 J P Morgan SP BV - BOCL European Put Wts May 2017 B HKD 0.141   0.073   0.103   84,535,000 8,969,793 N/A 0.186   2016/10/13 0.073   2016/12/12 371,347,000 49,253,088 -   - -   -
27082 J P Morgan SP BV - BOCL European Warrants Feb 2017 A HKD 0.195   0.034   0.070   47,722,000 4,458,806 48,832,855 0.360   2016/09/22 0.034   2016/12/28 6,627,037,000 693,386,055 -   - -   -
12443 J P Morgan SP BV - BOCL European Warrants Mar 2017 A HKD 0.172   0.054   0.085   753,450,000 75,836,215 N/A 0.310   2016/09/22 0.054   2016/12/28 1,584,447,000 208,155,626 -   - -   -
28243 J P Morgan SP BV - BOCL European Warrants May 2017 A HKD 0.360   0.355   0.395   200,000 71,500 651,142 0.680   2016/09/22 0.206   2016/05/26 98,312,000 24,184,924 -   - -   -
13055 J P Morgan SP BV - BOCL European Warrants May 2017 C HKD 0.094   0.033   0.050   87,411,000 5,778,381 N/A 0.209   2016/09/22 0.033   2016/12/28 3,080,547,000 305,909,517 -   - -   -
28229 J P Morgan SP BV - Brilliance Chi European Wts Dec 2016 A HKD 0.065   0.018   0.010   10,800,000 473,248 1,258,298 0.239   2016/01/04 0.018   2016/12/19 166,462,000 13,798,458 0.375   2015/10/30 0.224   2015/09/07
13180 J P Morgan SP BV - BYD European Warrants Apr 2017 A HKD 0.049   0.010   0.010   13,630,000 310,470 N/A 0.415   2016/09/13 0.010   2016/12/21 154,110,000 23,257,860 -   - -   -
16482 J P Morgan SP BV - BYD European Warrants Dec 2016 A HKD 0.017   0.010   0.010   2,700,000 31,940 2,321,810 0.115   2016/09/07 0.010   2016/12/07 259,340,000 18,818,850 0.225   2015/06/04 0.034   2015/02/11
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.130   0.098   0.101   5,550,000 625,750 293,300 0.280   2016/04/29 0.098   2016/12/28 2,317,450,000 588,002,200 0.350   2015/11/09 0.177   2015/08/25
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.057   0.029   0.032   3,884,750,000 162,540,000 198,736,633 0.156   2016/06/10 0.029   2016/12/28 14,743,650,000 1,251,990,950 -   - -   -
27741 J P Morgan SP BV - CAM CSI300 European Warrants Dec 2016 A HKD -   -   0.013   0 0 13,182,450 0.152   2016/06/03 0.014   2016/10/14 1,238,142,000 101,577,322 -   - -   -
11952 J P Morgan SP BV - CAM CSI300 European Warrants Jan 2017 A HKD 0.101   0.018   0.017   3,100,000 209,430 N/A 0.182   2016/08/26 0.018   2016/12/13 606,520,000 59,736,434 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.250   0.104   0.106   193,670,000 30,761,174 N/A 0.255   2016/11/30 0.104   2016/12/30 301,078,000 54,130,146 -   - -   -
25428 J P Morgan SP BV - Car Inc European Warrants Dec 2016 A HKD -   -   0.010   0 0 45,458 0.191   2016/02/01 0.010   2016/10/13 86,410,000 7,445,250 -   - -   -
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.226   0.209   0.216   1,880,000 404,590 N/A 0.320   2016/09/09 0.209   2016/12/29 90,480,000 25,973,730 -   - -   -
25200 J P Morgan SP BV - Cathay Pacific European Warrants Dec 16 A HKD -   -   0.010   0 0 2,275 0.150   2016/01/06 0.015   2016/07/07 38,260,000 4,620,060 0.265   2015/10/07 0.146   2015/12/15
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.065   0.036   0.036   145,090,000 7,651,160 N/A 0.280   2016/08/09 0.036   2016/12/23 489,860,000 48,704,490 -   - -   -
15758 J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A HKD 0.231   0.230   0.233   20,000 4,610 N/A 0.231   2016/12/29 0.230   2016/12/29 20,000 4,610 -   - -   -
11477 J P Morgan SP BV - CC Bank Euro Put Wts Jan 2017 B HKD 0.010   0.010   0.010   300,000 3,000 N/A 0.185   2016/07/29 0.010   2016/12/02 335,129,000 38,902,124 -   - -   -
12575 J P Morgan SP BV - CC Bank Euro Put Wts Mar 2017 A HKD 0.177   0.065   0.072   439,672,000 55,221,050 N/A 0.249   2016/10/13 0.065   2016/12/30 1,479,470,000 244,656,163 -   - -   -
12441 J P Morgan SP BV - CC Bank European Wts Apr 2017 A HKD 0.145   0.036   0.135   285,909,000 28,439,716 N/A 0.350   2016/09/09 0.036   2016/12/23 5,409,470,000 852,481,533 -   - -   -
14533 J P Morgan SP BV - CC Bank European Wts Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11905 J P Morgan SP BV - CC Bank European Wts Feb 2017 A HKD 0.238   0.052   0.223   144,444,000 17,670,488 N/A 0.480   2016/09/09 0.052   2016/12/23 2,304,657,000 678,763,439 -   - -   -
27258 J P Morgan SP BV - CC Bank European Wts Jan 2017 A HKD 0.232   0.110   0.206   190,000 32,460 789,462 0.790   2016/09/06 0.058   2016/05/19 5,767,789,000 729,546,160 -   - -   -
14536 J P Morgan SP BV - CC Bank European Wts Jun 2017 A HKD 0.350   0.143   0.325   1,047,496,000 270,037,276 N/A 0.350   2016/12/01 0.143   2016/12/23 1,100,000,000 287,607,556 -   - -   -
12983 J P Morgan SP BV - CGN Power European Warrants Apr 2017 A HKD 0.224   0.088   0.094   21,716,000 3,928,042 N/A 0.370   2016/09/09 0.088   2016/12/29 111,532,000 26,668,158 -   - -   -
23338 J P Morgan SP BV - CGN Power European Warrants Dec 2016 A HKD -   -   0.012   0 0 0 0.015   2016/02/19 0.015   2016/02/19 500,000 7,500 0.132   2015/07/06 0.064   2015/08/25
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.022   0 0 917 0.066   2016/01/13 0.032   2016/06/30 496,000 26,114 0.310   2015/06/05 0.078   2015/12/14
23899 J P Morgan SP BV - CGS European Warrants Dec 2016 A HKD -   -   0.032   0 0 18,780,803 0.192   2016/04/14 0.012   2016/11/09 3,968,055,000 264,723,255 0.330   2015/07/23 0.114   2015/09/07
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.246   0.216   0.191   8,760,000 1,982,900 N/A 0.260   2016/11/28 0.213   2016/10/13 92,600,000 21,527,190 -   - -   -
26002 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2016 A HKD -   -   0.232   0 0 23,742 0.330   2016/05/12 0.160   2016/01/28 31,870,000 6,112,940 -   - -   -
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.195   0.140   0.158   69,480,000 11,924,700 14,879,772 0.350   2016/04/13 0.117   2016/01/21 1,262,560,000 240,951,310 0.250   2015/12/28 0.233   2015/12/31
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.177   0.171   0.174   840,000 147,860 N/A 0.177   2016/12/12 0.156   2016/11/21 860,000 151,000 -   - -   -
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD 0.043   0.043   0.041   30,000 1,290 1,135,192 0.111   2016/08/17 0.029   2016/02/11 72,400,000 6,819,550 0.191   2015/10/29 0.165   2015/11/06
11984 J P Morgan SP BV - Ch Molybdenum European Warrants Mar 2017A HKD 0.260   0.080   0.111   32,424,000 5,877,615 N/A 0.320   2016/08/11 0.080   2016/12/28 228,177,000 48,082,362 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.260   0.189   0.195   39,520,000 9,041,860 N/A 0.280   2016/10/24 0.154   2016/08/31 210,940,000 42,952,000 -   - -   -
12757 J P Morgan SP BV - Ch Overseas European Put Wts May 2017 A HKD 0.460   0.320   0.445   820,000 327,300 N/A 0.460   2016/12/23 0.171   2016/09/29 453,140,000 108,853,700 -   - -   -
11813 J P Morgan SP BV - Ch Overseas European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.186   2016/08/10 0.010   2016/11/10 2,845,260,000 230,154,000 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD 0.077   0.023   0.026   129,280,000 6,866,954 N/A 0.188   2016/10/18 0.023   2016/12/28 839,874,000 91,506,182 -   - -   -
14458 J P Morgan SP BV - Ch Overseas European Warrants May 2017 B HKD 0.131   0.045   0.050   80,160,000 5,332,920 N/A 0.143   2016/11/23 0.045   2016/12/29 93,000,000 6,980,740 -   - -   -
15710 J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14859 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A HKD 0.121   0.072   0.078   56,870,000 5,239,655 N/A 0.121   2016/12/07 0.072   2016/12/23 56,870,000 5,239,655 -   - -   -
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.171   0.088   0.096   60,510,000 7,201,575 10,615,978 0.206   2016/11/28 0.078   2016/09/20 488,305,000 64,631,325 -   - -   -
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.305   0.213   0.226   7,190,000 1,681,440 1,097,648 0.415   2016/04/14 0.174   2016/09/20 964,410,000 298,192,305 0.900   2015/04/13 0.340   2015/02/06
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD -   -   0.014   0 0 194,917 0.153   2016/01/07 0.026   2016/11/24 746,520,000 82,191,360 0.250   2015/10/30 0.177   2015/12/18
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD 0.145   0.142   0.130   1,600,000 229,300 N/A 0.145   2016/12/21 0.142   2016/12/22 1,600,000 229,300 -   - -   -
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.320   0.320   0.255   140,000 44,800 N/A 0.350   2016/11/22 0.170   2016/08/29 22,776,000 4,983,612 -   - -   -
14315 J P Morgan SP BV - CHALCO European Warrants Jun 2017 A HKD 0.440   0.143   0.180   75,620,000 15,993,292 N/A 0.460   2016/11/25 0.143   2016/12/29 97,734,000 24,021,312 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.167   0.077   0.083   16,720,000 2,075,580 70,943,050 0.500   2016/09/09 0.077   2016/12/29 1,294,060,000 428,546,580 -   - -   -
13401 J P Morgan SP BV - China Cinda European Warrants Apr 2017 A HKD 0.098   0.048   0.079   4,194,000 298,251 N/A 0.230   2016/09/22 0.048   2016/12/20 147,890,000 23,609,177 -   - -   -
14310 J P Morgan SP BV - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.129   2015/05/26 0.010   2015/12/03
28285 J P Morgan SP BV - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 7,610,424 0.226   2016/09/09 0.010   2016/11/25 480,839,000 46,687,653 -   - -   -
14311 J P Morgan SP BV - China Cinda European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.127   2015/05/26 0.010   2015/12/10
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.212   0.164   0.185   1,648,000 297,348 N/A 0.255   2016/11/10 0.164   2016/12/29 5,842,000 1,273,652 -   - -   -
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.123   0.082   0.088   9,560,000 876,520 N/A 0.270   2016/08/16 0.082   2016/12/30 43,820,000 8,138,000 -   - -   -
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.187   0.173   0.195   1,000,000 180,560 3,723,833 0.390   2016/08/17 0.173   2016/12/12 298,500,000 89,645,800 -   - -   -
12737 J P Morgan SP BV - China Life European Put Wts Apr 2017 B HKD 0.087   0.035   0.071   75,630,000 4,298,610 N/A 0.250   2016/09/01 0.033   2016/11/30 2,029,250,000 195,136,380 -   - -   -
26251 J P Morgan SP BV - China Life European Put Wts Dec 2016 A HKD -   -   0.010   0 0 59,924,627 0.305   2016/02/12 0.010   2016/11/04 10,272,090,000 1,217,263,720 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD 0.195   0.100   0.178   502,360,000 77,030,950 N/A 0.240   2016/11/03 0.093   2016/11/28 801,450,000 124,809,240 -   - -   -
14767 J P Morgan SP BV - China Life European Put Wts May 2017 A HKD 0.250   0.141   0.247   80,580,000 15,762,920 N/A 0.250   2016/12/19 0.141   2016/12/08 80,580,000 15,762,920 -   - -   -
27694 J P Morgan SP BV - China Life European Warrants Apr 2017 A HKD 0.168   0.049   0.059   17,421,830,000 1,277,804,590 657,568,313 0.175   2016/11/30 0.036   2016/11/09 44,582,410,000 3,945,730,300 -   - -   -
14621 J P Morgan SP BV - China Life European Warrants Apr 2017 C HKD 0.750   0.139   0.170   152,511,000 29,858,635 N/A 0.850   2016/11/28 0.139   2016/12/23 155,111,000 31,785,995 -   - -   -
15397 J P Morgan SP BV - China Life European Warrants Apr 2017 D HKD 0.094   0.073   0.082   1,747,130,000 133,371,830 N/A 0.094   2016/12/22 0.073   2016/12/29 1,747,130,000 133,371,830 -   - -   -
14812 J P Morgan SP BV - China Life European Warrants Apr 2018 A HKD 0.177   0.100   0.108   6,900,000 900,650 N/A 0.177   2016/12/07 0.100   2016/12/23 6,900,000 900,650 -   - -   -
27262 J P Morgan SP BV - China Life European Warrants Dec 2016 B HKD 0.168   0.010   0.010   348,120,000 27,536,630 193,025,250 0.202   2016/04/14 0.010   2016/12/19 31,480,610,000 2,995,884,130 -   - -   -
27342 J P Morgan SP BV - China Life European Warrants Dec 2016 C HKD -   -   0.235   0 0 282,148,392 0.305   2016/11/28 0.015   2016/11/09 25,939,510,000 1,695,363,350 -   - -   -
27987 J P Morgan SP BV - China Life European Warrants Dec 2016 D HKD -   -   0.450   0 0 188,787,030 0.450   2016/11/25 0.071   2016/07/08 13,462,980,000 1,529,968,080 -   - -   -
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.237   0.116   0.131   3,403,820,000 691,991,010 N/A 0.247   2016/09/22 0.097   2016/10/31 7,406,640,000 1,451,252,770 -   - -   -
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD 0.410   0.233   0.248   48,310,000 11,825,770 N/A 0.410   2016/12/01 0.230   2016/11/21 49,930,000 12,259,810 -   - -   -
11207 J P Morgan SP BV - China Life European Warrants Feb 2017 A HKD 0.465   0.385   0.335   280,000 119,000 4,489,345 0.490   2016/09/09 0.163   2016/07/11 116,890,000 26,936,070 -   - -   -
12789 J P Morgan SP BV - China Life European Warrants Jan 2017 A HKD 0.870   0.010   0.010   52,454,000 19,592,756 N/A 1.310   2016/09/22 0.010   2016/12/20 645,793,000 294,791,163 -   - -   -
14725 J P Morgan SP BV - China Life European Warrants Jan 2018 A HKD 0.203   0.100   0.108   12,020,000 1,986,920 N/A 0.203   2016/12/01 0.100   2016/12/23 12,020,000 1,986,920 -   - -   -
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD 0.400   0.216   0.236   8,440,000 1,997,790 16,237,137 0.420   2016/11/30 0.129   2016/06/24 468,080,000 97,519,680 -   - -   -
14673 J P Morgan SP BV - China Life European Warrants Jun 2017 A HKD 0.197   0.075   0.086   44,380,000 3,964,160 N/A 0.216   2016/11/30 0.075   2016/12/23 44,400,000 3,968,400 -   - -   -
13859 J P Morgan SP BV - China Life European Warrants Mar 2017 A HKD 0.830   0.101   0.121   135,547,000 34,466,894 N/A 0.930   2016/11/28 0.101   2016/12/29 180,976,000 55,158,174 -   - -   -
15750 J P Morgan SP BV - China Life European Warrants May 2017 B HKD 0.520   0.455   0.500   514,000 249,580 N/A 0.520   2016/12/30 0.455   2016/12/29 514,000 249,580 -   - -   -
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.300   0.156   0.175   18,370,000 4,105,900 N/A 0.315   2016/11/28 0.105   2016/11/09 9,803,350,000 1,477,091,250 -   - -   -
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD 0.237   0.195   0.211   18,240,000 3,954,420 N/A 0.238   2016/11/21 0.160   2016/11/09 24,580,000 5,244,610 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.183   0.074   0.084   282,800,000 47,368,020 N/A 0.187   2016/11/30 0.074   2016/12/20 504,470,000 83,215,150 -   - -   -
25861 J P Morgan SP BV - China Mengniu European Wts Dec 2016 A HKD -   -   0.290   0 0 14,377,853 0.320   2016/08/26 0.124   2016/08/24 716,120,000 136,645,410 -   - -   -
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.270   0.152   0.176   89,760,000 17,943,660 N/A 0.300   2016/11/28 0.152   2016/12/28 378,420,000 84,425,900 -   - -   -
27261 J P Morgan SP BV - China Mob European Put Wts Dec 2016 B HKD -   -   0.010   0 0 3,489,263 0.300   2016/05/19 0.010   2016/09/09 1,082,190,000 218,499,320 -   - -   -
11801 J P Morgan SP BV - China Mob European Put Wts Feb 2017 A HKD 0.670   0.340   0.530   87,575,000 47,640,675 N/A 0.670   2016/12/23 0.133   2016/10/11 3,098,120,000 813,033,300 -   - -   -
15939 J P Morgan SP BV - China Mob European Put Wts Jan 2017 A HKD 0.180   0.169   0.183   1,080,000 193,520 20,432,248 0.239   2016/01/11 0.063   2016/10/11 1,273,935,000 122,640,815 0.225   2015/07/08 0.113   2015/04/09
14925 J P Morgan SP BV - China Mob European Put Wts Jun 2017 B HKD 0.415   0.295   0.335   121,400,000 40,146,325 N/A 0.415   2016/12/19 0.295   2016/12/08 121,400,000 40,146,325 -   - -   -
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.159   0.140   0.150   4,300,000 659,150 N/A 0.159   2016/12/19 0.104   2016/09/05 32,100,000 3,826,400 -   - -   -
17776 J P Morgan SP BV - China Mob European Wts Apr 2017 A HKD 0.063   0.030   0.037   30,908,200,000 1,165,410,300 194,248,900 0.129   2016/01/04 0.030   2016/12/28 30,975,050,000 1,172,438,000 0.325   2015/04/22 0.141   2015/12/21
13232 J P Morgan SP BV - China Mob European Wts Apr 2017 B HKD 0.060   0.045   0.025   450,000 23,750 N/A 0.355   2016/09/22 0.045   2016/12/05 151,980,000 37,835,090 -   - -   -
17777 J P Morgan SP BV - China Mob European Wts Dec 2016 A HKD -   -   0.010   0 0 3,623,417 0.118   2016/09/09 0.010   2016/11/14 67,304,600,000 3,562,703,700 0.280   2015/04/21 0.088   2015/12/30
28161 J P Morgan SP BV - China Mob European Wts Dec 2016 C HKD -   -   0.010   0 0 4,052,756 1.010   2016/09/09 0.010   2016/11/17 2,423,720,000 1,132,159,110 -   - -   -
11768 J P Morgan SP BV - China Mob European Wts Dec 2016 D HKD -   -   0.010   0 0 N/A 0.247   2016/07/28 0.010   2016/11/07 4,600,245,000 626,135,900 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.092   0.071   0.077   129,850,000 11,566,200 62,342,092 0.175   2016/07/27 0.071   2016/12/13 4,434,100,000 382,100,050 0.330   2015/04/23 0.148   2015/07/08
11640 J P Morgan SP BV - China Mob European Wts Jan 2017 B HKD 0.028   0.010   0.010   9,895,000 178,155 N/A 0.510   2016/09/09 0.010   2016/12/12 4,495,340,000 1,295,853,360 -   - -   -
12516 J P Morgan SP BV - China Mob European Wts Jan 2017 C HKD 0.010   0.010   0.010   340,000 3,400 N/A 0.191   2016/09/09 0.010   2016/12/01 257,965,000 30,506,440 -   - -   -
14592 J P Morgan SP BV - China Mob European Wts Jun 2017 A HKD 0.450   0.220   0.270   517,190,000 149,990,275 N/A 0.450   2016/12/01 0.220   2016/12/28 518,945,000 150,661,850 -   - -   -
17101 J P Morgan SP BV - China Mob European Wts Mar 2017 A HKD 0.025   0.010   0.010   5,153,060,000 107,945,080 206,415,716 0.120   2016/08/11 0.010   2016/12/30 50,242,885,000 1,347,442,280 0.300   2015/04/09 0.096   2015/12/28
13671 J P Morgan SP BV - China Mob European Wts Mar 2017 B HKD 0.121   0.041   0.050   183,050,000 13,584,100 N/A 0.560   2016/10/07 0.041   2016/12/28 2,217,545,000 521,327,285 -   - -   -
13994 J P Morgan SP BV - China Mob European Wts May 2017 A HKD 0.223   0.092   0.122   2,310,210,000 366,817,670 N/A 0.400   2016/11/01 0.092   2016/12/23 3,302,425,000 570,283,330 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD 0.079   0.046   0.046   45,910,000 2,910,760 10,669,402 0.154   2016/04/27 0.037   2016/10/13 1,222,320,000 78,222,770 0.310   2015/10/20 0.150   2015/12/14
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.177   0.125   0.128   16,290,000 2,319,290 1,737,835 0.219   2016/04/14 0.100   2016/01/22 547,860,000 72,019,050 -   - -   -
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.455   0.290   0.320   12,810,000 4,691,575 1,899,321 0.570   2016/11/10 0.155   2016/02/11 199,905,000 45,974,450 -   - -   -
12272 J P Morgan SP BV - China Shenhua European Wts Dec 2016 A HKD 0.233   0.053   0.053   1,430,000 155,640 23,580,342 0.355   2016/11/08 0.053   2016/12/22 2,004,720,000 288,106,965 0.225   2015/11/06 0.128   2015/12/14
11644 J P Morgan SP BV - China Shenhua European Wts May 2017 A HKD 0.141   0.048   0.060   18,075,000 1,635,135 N/A 0.230   2016/11/08 0.048   2016/12/23 1,167,210,000 184,062,310 -   - -   -
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.173   0.089   0.099   84,320,000 11,666,710 N/A 0.243   2016/11/08 0.089   2016/12/23 373,910,000 64,335,760 -   - -   -
13788 J P Morgan SP BV - China Taiping European Wts Apr 2017 A HKD 0.204   0.086   0.091   43,038,000 6,130,650 N/A 0.224   2016/11/25 0.086   2016/12/22 84,098,000 13,889,882 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD 0.375   0.300   0.360   26,608,000 8,192,290 N/A 0.375   2016/12/28 0.239   2016/11/01 27,308,000 8,395,846 -   - -   -
28317 J P Morgan SP BV - China Tel European Warrants Dec 2016 A HKD 0.013   0.012   0.010   1,400,000 17,200 37,611,128 0.315   2016/08/23 0.010   2016/11/30 1,464,900,000 240,103,766 -   - -   -
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD 0.232   0.105   0.116   343,714,000 56,522,284 N/A 0.232   2016/12/01 0.105   2016/12/23 404,818,000 68,590,426 -   - -   -
13340 J P Morgan SP BV - China Tel European Warrants Mar 2017 A HKD 0.045   0.012   0.012   51,422,000 1,492,036 N/A 0.193   2016/10/11 0.012   2016/12/20 436,466,000 47,969,348 -   - -   -
14958 J P Morgan SP BV - China Unicom European Warrants Dec 2016 A HKD 0.078   0.020   0.023   22,100,000 976,040 25,846,500 0.179   2016/03/30 0.011   2016/11/23 7,914,160,000 387,310,580 0.420   2015/04/02 0.128   2015/12/14
12491 J P Morgan SP BV - China Unicom European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 0.029   2016/03/24 0.010   2016/01/22 878,000 16,874 0.300   2015/04/28 0.023   2015/12/09
15704 J P Morgan SP BV - China Unicom European Warrants Dec 2016 C HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.255   2015/04/28 0.029   2015/10/02
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD 0.193   0.123   0.130   13,920,000 2,422,940 N/A 0.193   2016/12/01 0.123   2016/12/23 15,120,000 2,605,340 -   - -   -
14986 J P Morgan SP BV - China Unicom European Warrants Jun 2017 A HKD 0.500   0.234   0.265   18,084,000 5,691,160 N/A 0.500   2016/12/12 0.234   2016/12/23 18,084,000 5,691,160 -   - -   -
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.135   0.073   0.084   3,864,000,000 385,541,700 192,502,127 0.146   2016/10/11 0.066   2016/11/15 11,749,960,000 1,156,296,220 -   - -   -
12755 J P Morgan SP BV - China Vanke European Put Warrants Apr17 A HKD 0.218   0.075   0.203   220,965,000 29,074,163 N/A 0.295   2016/08/25 0.075   2016/12/02 415,709,000 70,199,410 -   - -   -
12956 J P Morgan SP BV - China Vanke European Warrants Apr 2017 B HKD 0.270   0.018   0.024   223,850,000 26,662,497 N/A 0.290   2016/11/28 0.018   2016/12/29 1,013,314,000 178,890,168 -   - -   -
27787 J P Morgan SP BV - China Vanke European Warrants Dec 2016 A HKD 0.065   0.011   0.010   23,490,000 1,068,197 20,206,109 0.199   2016/05/05 0.011   2016/12/07 1,311,538,000 126,923,670 -   - -   -
14581 J P Morgan SP BV - China Vanke European Warrants Jun 2017 A HKD 0.173   0.022   0.023   231,928,000 23,938,008 N/A 0.196   2016/11/28 0.022   2016/12/30 328,189,000 41,259,795 -   - -   -
11983 J P Morgan SP BV - China Vanke European Warrants Mar 2017 A HKD 0.320   0.049   0.055   134,087,000 11,665,758 N/A 0.420   2016/11/24 0.049   2016/12/29 352,951,000 76,944,052 -   - -   -
23653 J P Morgan SP BV - Chsouthcity European Warrants Dec 2016 A HKD 0.036   0.012   0.012   100,000 2,400 699,984 0.370   2016/02/01 0.012   2016/12/09 22,694,000 4,428,690 0.475   2015/12/10 0.430   2015/12/15
13090 J P Morgan SP BV - CITIC Bank European Warrants Apr 2017 A HKD 0.057   0.051   0.021   806,000 44,872 N/A 0.229   2016/09/22 0.038   2016/11/21 114,171,000 13,980,694 -   - -   -
28543 J P Morgan SP BV - CITIC Bank European Warrants Dec 2016 A HKD -   -   0.108   0 0 9,054,383 0.510   2016/09/22 0.017   2016/11/22 255,053,000 67,142,715 -   - -   -
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD 0.221   0.081   0.096   205,439,000 30,954,410 N/A 0.242   2016/11/23 0.081   2016/12/28 271,159,000 44,713,296 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.110   0.056   0.063   54,202,000 4,149,984 8,951,341 0.176   2016/03/17 0.056   2016/12/23 861,544,000 99,782,659 -   - -   -
13385 J P Morgan SP BV - CITIC Sec European Warrants Apr 2017 A HKD 0.149   0.035   0.042   69,760,000 7,413,355 N/A 0.180   2016/09/22 0.035   2016/12/23 591,980,000 79,961,355 -   - -   -
14769 J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A HKD 0.136   0.056   0.063   6,465,000 568,460 N/A 0.136   2016/12/02 0.056   2016/12/23 6,465,000 568,460 -   - -   -
13810 J P Morgan SP BV - CKH European Put Warrants Mar 2017 A HKD 0.425   0.208   0.385   14,850,000 4,641,645 N/A 0.425   2016/12/29 0.202   2016/11/23 111,200,000 30,053,710 -   - -   -
13599 J P Morgan SP BV - CKH European Warrants Apr 2017 A HKD -   -   0.520   0 0 0 0.480   2016/05/10 0.480   2016/05/10 10,000 4,800 0.445   2015/02/27 0.225   2015/01/09
12756 J P Morgan SP BV - CKH European Warrants Feb 2017 A HKD 0.025   0.010   0.010   1,595,000 25,115 N/A 0.420   2016/09/09 0.010   2016/12/08 1,607,270,000 364,837,690 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD -   -   0.152   0 0 261,492 0.330   2016/09/05 0.130   2016/07/06 8,700,000 1,726,200 0.300   2015/05/15 0.087   2015/01/06
14089 J P Morgan SP BV - CKH European Warrants Jun 2017 A HKD 0.305   0.078   0.091   151,545,000 21,206,195 N/A 0.395   2016/11/09 0.078   2016/12/23 360,695,000 85,101,770 -   - -   -
22942 J P Morgan SP BV - CKH European Warrants May 2017 A HKD 0.010   0.010   0.010   430,000 4,300 8,200,282 0.080   2016/01/05 0.010   2016/12/09 3,976,600,000 141,755,050 0.237   2015/06/23 0.070   2015/12/15
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.101   0.067   0.067   2,515,000 207,110 59,970,064 0.167   2016/09/05 0.066   2016/07/08 5,597,080,000 515,773,640 -   - -   -
11287 J P Morgan SP BV - CKI Holdings European Warrants Mar 2017 A HKD 0.193   0.034   0.049   40,700,000 5,308,410 N/A 0.660   2016/08/01 0.034   2016/12/22 600,530,000 213,708,700 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.027   0.014   0.014   73,100,000 1,818,050 53,205,258 0.060   2016/07/28 0.014   2016/12/23 7,773,400,000 329,225,250 0.145   2015/06/18 0.059   2015/11/09
14290 J P Morgan SP BV - CKP European Warrants May 2017 A HKD 0.195   0.044   0.054   76,115,000 9,604,735 N/A 0.195   2016/12/01 0.044   2016/12/28 104,805,000 14,456,995 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD 0.162   0.060   0.078   88,005,000 8,614,150 N/A 0.241   2016/09/07 0.060   2016/12/23 581,940,000 95,680,625 -   - -   -
28790 J P Morgan SP BV - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.285   2015/04/20 0.010   2015/12/10
14320 J P Morgan SP BV - CNBM European Warrants Jun 2017 A HKD 0.270   0.152   0.149   22,424,000 4,729,208 N/A 0.320   2016/11/28 0.152   2016/12/23 38,616,000 8,587,664 -   - -   -
13767 J P Morgan SP BV - CNBM European Warrants Mar 2017 A HKD 0.380   0.169   0.190   59,318,000 13,083,792 N/A 0.510   2016/11/14 0.169   2016/12/28 157,936,000 42,273,982 -   - -   -
17092 J P Morgan SP BV - CNOOC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 48,454,953 0.255   2016/02/12 0.010   2016/11/29 9,681,650,000 747,375,180 0.232   2015/12/18 0.166   2015/12/04
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.063   0.062   0.068   820,000 51,230 45,302 0.180   2016/02/12 0.062   2016/12/08 2,989,480,000 418,360,000 -   - -   -
14924 J P Morgan SP BV - CNOOC European Put Warrants May 2018 B HKD 0.196   0.158   0.191   12,900,000 2,261,340 N/A 0.196   2016/12/29 0.158   2016/12/14 12,900,000 2,261,340 -   - -   -
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.079   0.056   0.075   945,900,000 61,695,710 30,579,548 0.171   2016/05/24 0.056   2016/12/14 2,460,910,000 183,644,980 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.370   0.300   0.300   40,000 13,400 11,200 0.390   2016/10/20 0.112   2016/01/21 5,561,480,000 858,285,580 -   - -   -
13087 J P Morgan SP BV - CNOOC European Warrants Feb 2017 A HKD 0.370   0.065   0.085   264,702,000 58,542,859 N/A 0.660   2016/10/20 0.065   2016/12/29 3,251,354,000 947,110,837 -   - -   -
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.250   0.181   0.189   79,990,000 17,612,980 5,597,943 0.285   2016/10/24 0.068   2016/01/21 5,386,550,000 552,650,020 0.243   2015/10/09 0.122   2015/12/14
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD 0.077   0.035   0.041   236,630,000 12,668,120 79,326,197 0.113   2016/04/22 0.024   2016/01/21 20,997,830,000 1,361,529,070 0.127   2015/11/04 0.058   2015/12/21
13811 J P Morgan SP BV - CNOOC European Warrants May 2017 A HKD 0.355   0.108   0.140   1,218,260,000 244,025,407 N/A 0.530   2016/10/20 0.108   2016/12/23 1,313,395,000 265,451,639 -   - -   -
14287 J P Morgan SP BV - CNOOC European Warrants May 2017 B HKD 0.840   0.350   0.395   30,570,000 18,713,435 N/A 0.840   2016/12/14 0.350   2016/12/28 43,651,000 25,800,825 -   - -   -
14770 J P Morgan SP BV - CNOOC European Warrants May 2018 A HKD 0.125   0.105   0.110   3,320,000 372,730 N/A 0.125   2016/12/21 0.105   2016/12/28 3,320,000 372,730 -   - -   -
26157 J P Morgan SP BV - CNOOC European Warrants Nov 2018 A HKD -   -   0.360   0 0 0 0.310   2016/06/30 0.159   2016/02/03 67,490,000 14,124,870 -   - -   -
23096 J P Morgan SP BV - COSCO Sh Hold European Warrants Jan 2017A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.130   2015/08/07 0.065   2015/12/14
27398 J P Morgan SP BV - CPIC European Warrants Dec 2016 A HKD 0.041   0.011   0.010   414,000 7,348 9,054,884 0.270   2016/04/28 0.011   2016/12/05 505,042,000 76,181,022 -   - -   -
14067 J P Morgan SP BV - CPIC European Warrants May 2017 A HKD 0.290   0.114   0.130   36,224,000 7,245,908 N/A 0.320   2016/11/28 0.114   2016/12/23 108,472,000 23,657,104 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.185   0.139   0.141   1,814,000 258,640 8,685,702 0.440   2016/01/08 0.139   2016/12/23 1,485,937,000 430,627,063 1.420   2015/04/17 0.485   2015/09/04
18969 J P Morgan SP BV - CRRC Times European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,106,758 0.090   2016/01/04 0.010   2016/08/25 311,700,000 7,245,700 0.365   2015/04/17 0.103   2015/12/30
12873 J P Morgan SP BV - CRRC Times European Warrants Mar 2017 A HKD 0.280   0.098   0.114   66,950,000 12,373,080 N/A 0.550   2016/09/07 0.098   2016/12/22 257,455,000 85,810,455 -   - -   -
13054 J P Morgan SP BV - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.243   0.059   0.059   304,278,200 48,631,563 N/A 0.305   2016/09/08 0.059   2016/12/29 847,973,600 167,518,515 -   - -   -
26786 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 A HKD 0.080   0.010   0.010   33,196,000 1,498,930 102,305,857 0.197   2016/01/04 0.010   2016/12/21 23,391,146,000 1,970,030,514 0.249   2015/12/03 0.177   2015/10/02
25036 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.010   0 0 19,043,598 0.077   2016/03/21 0.010   2016/11/28 37,311,036,000 1,525,346,654 -   - -   -
25905 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2016 C HKD -   -   0.101   0 0 128,002 0.139   2016/08/15 0.057   2016/06/24 12,077,324,000 1,101,556,906 -   - -   -
11178 J P Morgan SP BV - CSOP A50 ETF European Warrants Jan 2017 A HKD 0.235   0.010   0.010   116,091,400 13,796,103 45,055,306 0.650   2016/08/16 0.010   2016/12/15 1,215,799,200 270,331,837 -   - -   -
14858 J P Morgan SP BV - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.207   0.099   0.091   808,600 124,813 N/A 0.207   2016/12/09 0.099   2016/12/23 808,600 124,813 -   - -   -
13992 J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.490   0.095   0.096   80,804,400 16,351,813 N/A 0.500   2016/11/29 0.095   2016/12/29 213,439,600 67,212,325 -   - -   -
15757 J P Morgan SP BV - CSOP A50 ETF European Warrants May 2017 A HKD 0.179   0.175   0.176   10,400,400 1,840,271 N/A 0.179   2016/12/30 0.175   2016/12/30 10,400,400 1,840,271 -   - -   -
26253 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.245   0 0 9,013 0.250   2016/03/18 0.169   2016/02/29 2,644,000 610,460 -   - -   -
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD -   -   0.148   0 0 2,091 0.235   2016/01/07 0.150   2016/02/26 1,344,000 268,852 0.720   2015/04/17 0.215   2015/08/26
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.113   0 0 46,983,507 0.153   2016/09/07 0.129   2016/11/03 2,100,562,000 281,901,652 -   - -   -
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.066   0.042   0.045   520,000 25,820 N/A 0.144   2016/09/07 0.042   2016/12/29 210,420,000 21,366,980 -   - -   -
21330 J P Morgan SP BV - Esprit European Wts Apr 2017 A HKD 0.012   0.010   0.011   182,000 1,822 28,844 0.205   2016/01/05 0.010   2016/12/06 7,773,000 262,439 0.275   2015/11/25 0.187   2015/12/17
19465 J P Morgan SP BV - Esprit European Wts Dec 2016 A HKD -   -   0.010   0 0 344,503 0.168   2016/01/25 0.010   2016/10/11 140,107,000 5,940,855 0.260   2015/02/24 0.053   2015/09/30
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD 0.085   0.063   0.062   3,202,000 235,956 1,111,002 0.300   2016/02/23 0.063   2016/12/29 107,882,000 18,195,179 0.385   2015/10/29 0.275   2015/10/27
22039 J P Morgan SP BV - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 31,283 0.144   2016/01/08 0.023   2016/07/14 14,160,000 767,540 0.270   2015/05/11 0.083   2015/07/08
24163 J P Morgan SP BV - Evergrande European Warrants Dec 2016 B HKD -   -   0.010   10,000 120 1,193,325 0.214   2016/01/06 0.010   2016/10/20 390,740,000 23,048,360 0.225   2015/12/31 0.175   2015/12/17
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 0.070   0.040   0.041   728,150,000 41,304,730 N/A 0.122   2016/10/04 0.040   2016/12/28 2,818,160,000 203,781,320 -   - -   -
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 0.033   0.018   0.019   62,840,000 1,637,750 22,690,583 0.340   2016/01/04 0.018   2016/12/29 3,050,090,000 266,245,550 0.375   2015/11/25 0.265   2015/12/14
11600 J P Morgan SP BV - Fosun Intl European Warrants Feb 2017 A HKD 0.120   0.108   0.058   740,000 84,410 N/A 0.228   2016/09/21 0.100   2016/11/09 368,020,000 60,228,640 -   - -   -
14879 J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A HKD 0.161   0.125   0.116   2,310,000 331,815 N/A 0.161   2016/12/07 0.125   2016/12/19 2,310,000 331,815 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.166   0.101   0.112   73,880,000 9,905,700 N/A 0.310   2016/09/09 0.101   2016/12/29 576,320,000 114,936,960 -   - -   -
16442 J P Morgan SP BV - GAC European Warrants Dec 2016 A HKD -   -   0.138   0 0 2,337,817 0.340   2016/09/09 0.035   2016/01/14 354,600,000 32,173,840 0.255   2015/04/10 0.025   2015/09/04
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD 0.325   0.239   0.255   1,400,000 345,420 95,487 0.370   2016/10/13 0.173   2016/02/25 102,220,000 22,074,220 -   - -   -
13336 J P Morgan SP BV - Galaxy Ent European Put Wts Apr 2017 B HKD 0.061   0.021   0.042   110,950,000 4,408,330 N/A 0.246   2016/09/20 0.021   2016/12/01 1,077,610,000 160,494,430 -   - -   -
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD 0.390   0.200   0.345   183,660,000 55,111,660 N/A 0.390   2016/12/28 0.200   2016/12/01 214,360,000 62,377,580 -   - -   -
11579 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 A HKD -   -   0.010   0 0 N/A 0.225   2016/07/20 0.010   2016/11/29 1,980,760,000 204,611,170 -   - -   -
11862 J P Morgan SP BV - Galaxy Ent European Put Wts Feb 2017 B HKD -   -   0.012   0 0 N/A 0.227   2016/08/05 0.011   2016/11/17 499,690,000 58,445,280 -   - -   -
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD 0.177   0.076   0.146   166,920,000 20,353,130 N/A 0.355   2016/10/24 0.076   2016/12/01 610,100,000 99,591,330 -   - -   -
14672 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 D HKD 0.500   0.260   0.440   247,130,000 115,859,150 N/A 0.500   2016/12/28 0.260   2016/12/01 247,740,000 116,034,300 -   - -   -
12901 J P Morgan SP BV - Galaxy Ent European Warrants Apr 2017 A HKD -   -   0.520   0 0 N/A 0.510   2016/10/11 0.132   2016/09/01 546,040,000 188,765,480 -   - -   -
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.315   0.092   0.114   443,400,000 86,907,720 N/A 0.315   2016/12/01 0.092   2016/12/28 443,840,000 87,030,670 -   - -   -
27988 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2016 A HKD -   -   0.970   0 0 37,562,085 0.970   2016/11/25 0.078   2016/07/06 3,148,680,000 625,834,770 -   - -   -
11906 J P Morgan SP BV - Galaxy Ent European Warrants Feb 2017 C HKD 0.760   0.260   0.325   28,660,000 12,296,950 N/A 0.760   2016/12/01 0.070   2016/08/31 3,740,610,000 580,204,740 -   - -   -
11094 J P Morgan SP BV - Galaxy Ent European Warrants Jan 2017 A HKD 1.350   1.050   0.820   70,000 79,500 29,539,012 1.350   2016/12/01 0.156   2016/07/06 921,580,000 193,245,780 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD 0.690   0.290   0.340   48,460,000 20,007,100 N/A 0.690   2016/12/01 0.169   2016/09/27 1,826,360,000 495,581,200 -   - -   -
14526 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 C HKD 0.395   0.121   0.155   580,350,000 135,940,370 N/A 0.395   2016/12/01 0.121   2016/12/28 738,380,000 187,819,320 -   - -   -
13809 J P Morgan SP BV - Galaxy Ent European Warrants May 2017 A HKD 0.465   0.136   0.177   1,186,350,000 247,536,450 N/A 0.465   2016/12/01 0.136   2016/12/28 1,772,010,000 413,308,770 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD 0.085   0.043   0.043   5,860,000 414,524 N/A 0.096   2016/11/07 0.043   2016/12/30 6,980,000 505,014 -   - -   -
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.146   0.081   0.083   37,838,000 4,579,604 N/A 0.146   2016/12/01 0.081   2016/12/28 60,219,000 7,621,143 -   - -   -
26283 J P Morgan SP BV - GCL-Poly European Warrants Dec 2016 A HKD -   -   0.010   0 0 5,501,349 0.410   2016/03/21 0.010   2016/11/24 372,583,000 33,948,228 -   - -   -
11093 J P Morgan SP BV - Geely Auto European Warrants Dec 2016 A HKD 2.910   2.790   2.440   20,000 57,000 26,517,858 4.190   2016/10/25 0.340   2016/06/24 199,460,000 161,834,925 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.189   0.117   0.132   3,623,950,000 525,475,350 N/A 0.198   2016/11/01 0.117   2016/12/23 5,812,100,000 870,061,000 -   - -   -
12349 J P Morgan SP BV - Geely Auto European Warrants Feb 2017 A HKD 1.730   0.830   0.850   395,000 435,800 N/A 2.390   2016/10/25 0.305   2016/08/18 444,165,000 315,176,625 -   - -   -
13181 J P Morgan SP BV - Geely Auto European Warrants Jan 2017 A HKD 0.870   0.119   0.172   36,820,000 13,162,255 N/A 1.550   2016/10/25 0.119   2016/12/28 510,545,000 262,460,205 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD 0.220   0.140   0.157   195,220,000 30,348,620 N/A 0.220   2016/12/09 0.140   2016/12/23 196,080,000 30,510,000 -   - -   -
13906 J P Morgan SP BV - Geely Auto European Warrants May 2017 A HKD 0.800   0.243   0.315   64,470,000 31,909,000 N/A 1.300   2016/10/25 0.243   2016/12/23 364,785,000 231,288,675 -   - -   -
27009 J P Morgan SP BV - GF Sec European Warrants Dec 2016 A HKD -   -   0.010   0 0 4,104,503 0.265   2016/03/31 0.013   2016/10/24 425,604,000 45,981,898 -   - -   -
13092 J P Morgan SP BV - GF Sec European Warrants Feb 2017 A HKD 0.079   0.010   0.010   800,000 38,800 N/A 0.186   2016/09/09 0.010   2016/12/28 76,988,000 9,148,754 -   - -   -
14808 J P Morgan SP BV - Goldwind European Warrants Jun 2017 A HKD 0.169   0.128   0.162   10,452,000 1,532,174 N/A 0.169   2016/12/30 0.128   2016/12/06 10,452,000 1,532,174 -   - -   -
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.250   0.203   0.214   44,405,000 9,915,710 12,757,927 0.375   2016/10/25 0.165   2016/02/12 588,685,000 140,624,675 -   - -   -
21303 J P Morgan SP BV - Greatwall Motor European Wts Mar 2017 A HKD 0.010   0.010   0.010   2,050,000 20,500 15,287,015 0.114   2016/08/01 0.010   2016/12/08 2,022,160,000 94,400,800 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.091   0.058   0.064   647,205,000 46,755,980 N/A 0.091   2016/12/08 0.058   2016/12/23 1,336,815,000 97,273,720 -   - -   -
12416 J P Morgan SP BV - Guotai Junani European Warrants Feb 2017A HKD 0.181   0.028   0.028   4,975,000 711,595 N/A 0.590   2016/08/16 0.028   2016/12/29 327,275,000 132,071,523 -   - -   -
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD 0.152   0.066   0.072   24,856,000 2,959,716 N/A 0.155   2016/11/30 0.066   2016/12/28 156,460,000 20,743,092 -   - -   -
11323 J P Morgan SP BV - Haitong Sec European Warrants Feb 2017 A HKD 0.089   0.010   0.010   180,208,000 9,151,436 N/A 0.170   2016/08/15 0.010   2016/12/21 2,447,600,000 208,775,880 -   - -   -
11657 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2017 A HKD -   -   0.010   0 0 N/A 0.305   2016/07/28 0.013   2016/11/30 315,620,000 52,261,420 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD 0.187   0.095   0.115   11,890,000 1,696,190 N/A 0.201   2016/11/23 0.095   2016/12/29 49,870,000 8,518,080 -   - -   -
25169 J P Morgan SP BV - HKEX European Put Wts Dec 2016 B HKD 0.017   0.010   0.010   190,000 1,970 256,122,275 0.365   2016/01/22 0.010   2016/12/20 32,297,610,000 3,518,638,940 -   - -   -
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD 0.250   0.148   0.241   169,750,000 29,000,950 N/A 0.250   2016/12/28 0.138   2016/11/28 6,806,510,000 1,175,118,130 -   - -   -
12583 J P Morgan SP BV - HKEX European Put Wts May 2017 C HKD 0.133   0.061   0.101   183,590,000 20,344,210 N/A 0.133   2016/12/23 0.057   2016/11/28 2,325,920,000 216,321,050 -   - -   -
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.140   0.096   0.119   176,460,000 20,454,410 4,636,840 0.234   2016/06/21 0.079   2016/09/09 250,480,000 28,380,550 -   - -   -
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.247   0.158   0.217   821,590,000 149,564,030 N/A 0.247   2016/12/28 0.151   2016/11/28 2,836,080,000 496,317,680 -   - -   -
15366 J P Morgan SP BV - HKEX European Warrants Apr 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.130   0.039   0.050   347,250,000 21,663,920 N/A 0.221   2016/09/22 0.039   2016/12/28 714,150,000 79,846,360 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.069   0.034   0.039   4,000,000 194,210 451,485 0.185   2016/01/04 0.034   2016/12/20 60,110,000 5,589,430 0.770   2015/04/23 0.106   2015/03/18
20393 J P Morgan SP BV - HKEX European Warrants Dec 2016 A HKD -   -   0.234   0 0 4,143,042 0.320   2016/09/09 0.106   2016/06/24 12,170,120,000 2,292,969,190 1.430   2015/05/28 0.242   2015/03/30
26326 J P Morgan SP BV - HKEX European Warrants Dec 2016 C HKD 0.173   0.014   0.010   5,590,000 452,880 180,408,712 0.280   2016/09/09 0.014   2016/12/16 50,312,170,000 6,523,707,980 -   - -   -
11151 J P Morgan SP BV - HKEX European Warrants Dec 2016 D HKD -   -   0.010   0 0 176,487,365 0.610   2016/09/09 0.012   2016/11/16 3,105,689,000 1,058,925,057 -   - -   -
12720 J P Morgan SP BV - HKEX European Warrants Dec 2016 E HKD -   -   0.010   0 0 N/A 1.030   2016/09/09 0.010   2016/11/25 2,780,134,000 821,604,180 -   - -   -
15288 J P Morgan SP BV - HKEX European Warrants Dec 2017 A HKD 0.117   0.095   0.113   38,220,000 4,121,580 N/A 0.117   2016/12/30 0.095   2016/12/28 38,220,000 4,121,580 -   - -   -
27884 J P Morgan SP BV - HKEX European Warrants Feb 2017 A HKD 0.058   0.010   0.010   190,850,000 4,755,010 1,508,245,130 0.145   2016/09/22 0.010   2016/12/21 153,057,690,000 13,370,909,670 -   - -   -
15025 J P Morgan SP BV - HKEX European Warrants Jul 2017 A HKD 0.136   0.072   0.089   4,320,620,000 367,948,890 N/A 0.136   2016/12/12 0.072   2016/12/28 4,320,620,000 367,948,890 -   - -   -
15554 J P Morgan SP BV - HKEX European Warrants Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11037 J P Morgan SP BV - HKEX European Warrants Mar 2017 A HKD 0.125   0.010   0.017   17,140,180,000 732,287,550 1,302,145,705 0.215   2016/09/09 0.010   2016/12/28 81,046,130,000 8,396,218,990 -   - -   -
13176 J P Morgan SP BV - HKEX European Warrants Mar 2017 B HKD 0.690   0.077   0.107   138,218,000 61,156,062 N/A 1.460   2016/09/22 0.077   2016/12/28 935,565,000 852,128,472 -   - -   -
13334 J P Morgan SP BV - HKEX European Warrants Mar 2017 C HKD 0.237   0.035   0.037   12,211,000 2,281,323 N/A 0.710   2016/09/19 0.035   2016/12/30 21,343,000 5,039,937 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.218   0.110   0.128   50,300,000 7,617,450 N/A 0.280   2016/10/11 0.110   2016/12/28 385,500,000 93,046,590 -   - -   -
27052 J P Morgan SP BV - HKEX European Warrants May 2017 A HKD 0.143   0.033   0.045   45,644,290,000 2,341,541,450 622,996,737 0.243   2016/04/25 0.033   2016/12/28 55,277,110,000 3,866,974,260 -   - -   -
27742 J P Morgan SP BV - HKEX European Warrants May 2017 B HKD 0.052   0.010   0.011   188,360,000 5,867,640 769,317,678 0.118   2016/09/09 0.010   2016/12/30 74,676,040,000 4,616,106,560 -   - -   -
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.128   0.044   0.053   10,909,860,000 1,103,995,840 N/A 0.186   2016/10/11 0.044   2016/12/28 13,240,180,000 1,408,054,600 -   - -   -
15031 J P Morgan SP BV - HKEX European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.118   0.090   0.089   1,840,000 173,530 902,448 0.260   2016/07/19 0.090   2016/12/22 61,320,000 13,107,760 -   - -   -
15804 J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A HKD 0.246   0.245   0.249   20,000 4,910 N/A 0.246   2016/12/30 0.245   2016/12/30 20,000 4,910 -   - -   -
22555 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/01/22 0.010   2016/01/22 140,000 1,400 0.215   2015/06/08 0.010   2015/12/11
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.033   0.033   0.022   80,000 2,640 14,573 0.038   2016/04/21 0.019   2016/05/13 3,720,000 113,000 0.129   2015/10/27 0.081   2015/09/25
11208 J P Morgan SP BV - HS H-SHARE European Warrants Jan 2017 A HKD 0.600   0.080   0.023   6,724,000 3,270,374 1,351,596 0.910   2016/09/07 0.080   2016/12/20 18,274,000 8,109,576 -   - -   -
23331 J P Morgan SP BV - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.108   2015/07/13 0.012   2015/12/14
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.115   0.080   0.089   351,340,000 33,482,240 46,826,873 0.135   2016/09/09 0.052   2016/02/12 13,970,300,000 1,095,562,340 0.206   2015/10/28 0.128   2015/12/11
12957 J P Morgan SP BV - HSBC European Put Warrants Apr 2017 A HKD 0.079   0.023   0.047   106,364,000 5,046,520 N/A 0.250   2016/09/30 0.023   2016/12/08 7,120,296,000 1,146,970,904 -   - -   -
27298 J P Morgan SP BV - HSBC European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 66,138,090 0.249   2016/06/24 0.014   2016/08/17 4,668,488,000 599,088,288 -   - -   -
12303 J P Morgan SP BV - HSBC European Put Warrants Jan 2017 B HKD 0.010   0.010   0.010   100,000 1,240 N/A 0.143   2016/08/16 0.010   2016/12/08 7,335,640,000 471,725,936 -   - -   -
15079 J P Morgan SP BV - HSBC European Put Warrants Jul 2017 B HKD 0.410   0.270   0.365   895,736,000 298,232,980 N/A 0.410   2016/12/28 0.270   2016/12/14 895,736,000 298,232,980 -   - -   -
13086 J P Morgan SP BV - HSBC European Put Warrants May 2017 A HKD 0.164   0.059   0.113   2,594,924,000 202,457,348 N/A 0.410   2016/09/30 0.059   2016/12/08 2,900,528,000 257,560,816 -   - -   -
13050 J P Morgan SP BV - HSBC European Warrants Apr 2017 B HKD 0.330   0.105   0.126   2,984,736,000 564,496,028 N/A 0.330   2016/12/08 0.052   2016/11/09 46,551,432,000 4,904,306,692 -   - -   -
14289 J P Morgan SP BV - HSBC European Warrants Apr 2017 C HKD 0.510   0.385   0.630   736,000 332,880 N/A 0.510   2016/12/06 0.370   2016/11/17 1,416,000 608,400 -   - -   -
14470 J P Morgan SP BV - HSBC European Warrants Apr 2017 D HKD 0.420   0.149   0.177   117,980,000 26,343,236 N/A 0.420   2016/12/08 0.149   2016/12/28 118,892,000 26,517,936 -   - -   -
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.330   0.147   0.179   2,790,516,000 437,360,404 N/A 0.330   2016/12/08 0.081   2016/11/09 9,389,976,000 1,456,772,712 -   - -   -
27293 J P Morgan SP BV - HSBC European Warrants Dec 2016 A HKD -   -   1.050   0 0 352,385,475 1.100   2016/11/16 0.123   2016/06/28 19,167,604,000 3,137,541,128 -   - -   -
27882 J P Morgan SP BV - HSBC European Warrants Dec 2016 C HKD -   -   0.087   0 0 113,857,747 0.232   2016/09/09 0.019   2016/11/09 6,054,264,000 683,146,484 -   - -   -
27986 J P Morgan SP BV - HSBC European Warrants Dec 2016 D HKD -   -   0.660   0 0 125,853,444 0.670   2016/11/28 0.051   2016/07/06 7,520,152,000 1,277,365,240 -   - -   -
11148 J P Morgan SP BV - HSBC European Warrants Feb 2017 A HKD 0.740   0.260   0.305   47,868,000 21,606,360 194,627,778 0.740   2016/12/08 0.060   2016/07/08 4,693,384,000 1,167,807,940 -   - -   -
11194 J P Morgan SP BV - HSBC European Warrants Jan 2017 A HKD -   -   1.000   0 0 3,144,888 0.860   2016/11/18 0.155   2016/08/03 85,492,000 18,869,328 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.550   0.275   0.305   8,228,000 3,190,000 N/A 0.550   2016/12/08 0.129   2016/08/16 5,349,416,000 1,302,269,960 -   - -   -
15746 J P Morgan SP BV - HSBC European Warrants Jun 2017 A HKD 0.117   0.110   0.115   996,000 111,960 N/A 0.117   2016/12/30 0.110   2016/12/30 996,000 111,960 -   - -   -
15139 J P Morgan SP BV - HSBC European Warrants Mar 2017 A HKD 0.153   0.054   0.067   19,414,364,000 1,577,616,676 N/A 0.153   2016/12/14 0.054   2016/12/28 19,414,364,000 1,577,616,676 -   - -   -
13714 J P Morgan SP BV - HSBC European Warrants May 2017 B HKD 0.560   0.234   0.280   194,032,000 60,322,512 N/A 0.560   2016/12/08 0.135   2016/11/09 2,874,528,000 792,133,100 -   - -   -
15167 J P Morgan SP BV - HSBC European Warrants Nov 2017 A HKD 0.105   0.088   0.096   688,000 63,796 N/A 0.105   2016/12/20 0.088   2016/12/28 688,000 63,796 -   - -   -
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.280   0.127   0.144   5,541,404,000 1,163,683,168 N/A 0.280   2016/12/08 0.124   2016/11/30 5,542,972,000 1,163,900,344 -   - -   -
15140 J P Morgan SP BV - HSBC European Warrants Sep 2017 A HKD 0.101   0.093   0.098   104,000 9,824 N/A 0.101   2016/12/20 0.093   2016/12/23 104,000 9,824 -   - -   -
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD 0.204   0.148   0.179   9,040,000 1,608,130 N/A 0.221   2016/11/14 0.138   2016/11/30 30,120,000 5,622,010 -   - -   -
25307 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 88,189,635 0.305   2016/01/26 0.010   2016/11/11 21,602,710,000 3,017,228,750 -   - -   -
26463 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 19,292 0.161   2016/02/23 0.010   2016/09/20 28,840,000 1,956,450 -   - -   -
11658 J P Morgan SP BV - HSCEI European Put Warrants Dec 2016 D HKD 0.012   0.010   0.010   25,630,000 258,070 N/A 0.112   2016/08/10 0.010   2016/12/20 17,772,260,000 1,046,815,430 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD 0.067   0.038   0.052   6,392,370,000 322,899,300 86,796,492 0.089   2016/11/09 0.038   2016/12/08 9,449,190,000 520,778,950 -   - -   -
13763 J P Morgan SP BV - HSCEI European Put Warrants Mar 2017 B HKD 0.192   0.094   0.149   58,320,000 7,618,320 N/A 0.222   2016/11/09 0.094   2016/12/08 139,960,000 21,657,570 -   - -   -
27886 J P Morgan SP BV - HSCEI European Wts Dec 2016 C HKD 0.225   0.073   0.084   100,270,000 16,927,340 74,433,213 0.285   2016/09/09 0.072   2016/05/24 5,267,760,000 600,575,670 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.160   0.058   0.075   6,066,720,000 659,551,680 277,442,642 0.231   2016/09/09 0.058   2016/12/23 13,808,730,000 1,665,004,910 -   - -   -
11097 J P Morgan SP BV - HSCEI European Wts Mar 2017 A HKD 0.285   0.140   0.173   57,770,000 11,939,270 7,432,380 0.340   2016/09/07 0.140   2016/12/23 214,820,000 46,299,810 -   - -   -
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.142   0.070   0.079   10,950,000 1,220,230 N/A 0.201   2016/09/22 0.070   2016/12/29 7,650,090,000 990,389,240 -   - -   -
12958 J P Morgan SP BV - HSI European Put Warrants Apr 2017 B HKD 0.177   0.085   0.136   12,195,210,000 1,368,046,370 N/A 0.190   2016/11/09 0.085   2016/12/08 30,117,200,000 3,536,456,150 -   - -   -
13107 J P Morgan SP BV - HSI European Put Warrants Apr 2017 C HKD 0.290   0.174   0.250   8,230,000 1,855,510 N/A 0.290   2016/12/23 0.150   2016/10/11 350,970,000 67,092,950 -   - -   -
27822 J P Morgan SP BV - HSI European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 5,628,322 0.239   2016/05/09 0.010   2016/10/31 464,400,000 34,183,490 -   - -   -
28300 J P Morgan SP BV - HSI European Put Warrants Dec 2016 D HKD -   -   0.010   0 0 79,655,002 0.118   2016/06/24 0.010   2016/11/02 12,662,780,000 933,873,080 -   - -   -
28442 J P Morgan SP BV - HSI European Put Warrants Dec 2016 E HKD -   -   0.010   0 0 18,624,468 0.160   2016/06/27 0.010   2016/11/14 4,707,450,000 506,994,440 -   - -   -
29246 J P Morgan SP BV - HSI European Put Warrants Feb 2017 A HKD 0.022   0.010   0.012   2,550,000 36,300 410,445 0.216   2016/06/27 0.010   2016/12/09 60,180,000 2,471,050 -   - -   -
11345 J P Morgan SP BV - HSI European Put Warrants Feb 2017 B HKD 0.033   0.012   0.020   57,150,000 1,550,570 N/A 0.114   2016/07/15 0.012   2016/12/08 1,363,600,000 93,172,730 -   - -   -
11767 J P Morgan SP BV - HSI European Put Warrants Feb 2017 D HKD 0.135   0.052   0.098   14,275,770,000 1,032,902,180 N/A 0.188   2016/08/03 0.052   2016/12/08 88,138,860,000 7,659,089,960 -   - -   -
12518 J P Morgan SP BV - HSI European Put Warrants Feb 2017 F HKD 0.175   0.073   0.133   357,770,000 38,098,890 N/A 0.175   2016/12/23 0.073   2016/12/08 53,110,260,000 5,423,409,640 -   - -   -
11261 J P Morgan SP BV - HSI European Put Warrants Jan 2017 B HKD 0.012   0.010   0.010   9,640,000 99,910 N/A 0.121   2016/07/12 0.010   2016/12/28 14,740,870,000 1,150,571,680 -   - -   -
11476 J P Morgan SP BV - HSI European Put Warrants Jan 2017 C HKD 0.010   0.010   0.010   200,000 2,000 N/A 0.070   2016/07/19 0.010   2016/12/16 9,090,000 165,180 -   - -   -
11582 J P Morgan SP BV - HSI European Put Warrants Jan 2017 D HKD 0.071   0.018   0.040   508,380,000 19,095,850 N/A 0.139   2016/07/20 0.018   2016/12/08 75,237,970,000 5,193,553,240 -   - -   -
11977 J P Morgan SP BV - HSI European Put Warrants Jan 2017 F HKD 0.076   0.020   0.044   736,490,000 30,556,210 N/A 0.096   2016/08/11 0.020   2016/12/08 61,443,490,000 3,975,706,390 -   - -   -
15797 J P Morgan SP BV - HSI European Put Warrants Jun 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11645 J P Morgan SP BV - HSI European Put Warrants Mar 2017 B HKD 0.072   0.031   0.050   27,875,180,000 1,394,119,700 N/A 0.158   2016/08/04 0.031   2016/12/08 53,500,900,000 2,925,151,500 -   - -   -
12959 J P Morgan SP BV - HSI European Put Warrants Mar 2017 D HKD 0.211   0.124   0.190   7,270,000 1,108,770 N/A 0.221   2016/11/09 0.110   2016/10/11 8,915,840,000 1,226,778,070 -   - -   -
13286 J P Morgan SP BV - HSI European Put Warrants Mar 2017 E HKD 0.295   0.182   0.265   1,210,000 308,480 N/A 0.295   2016/12/29 0.159   2016/10/06 16,490,000 3,383,240 -   - -   -
13288 J P Morgan SP BV - HSI European Put Warrants May 2017 C HKD 0.230   0.126   0.186   13,670,000 2,589,120 N/A 0.235   2016/11/09 0.126   2016/12/08 800,680,000 119,361,320 -   - -   -
13532 J P Morgan SP BV - HSI European Put Warrants May 2017 D HKD 0.280   0.209   0.270   2,750,000 641,970 N/A 0.280   2016/12/19 0.180   2016/10/06 9,820,000 2,231,330 -   - -   -
14539 J P Morgan SP BV - HSI European Put Warrants May 2017 F HKD 0.149   0.084   0.116   13,179,750,000 1,582,781,270 N/A 0.149   2016/12/28 0.084   2016/12/08 13,179,770,000 1,582,783,630 -   - -   -
11547 J P Morgan SP BV - HSI European Warrants Apr 2017 A HKD 0.167   0.071   0.094   8,283,850,000 718,504,080 N/A 0.315   2016/09/12 0.071   2016/12/28 8,611,650,000 767,652,200 -   - -   -
13339 J P Morgan SP BV - HSI European Warrants Apr 2017 D HKD 0.037   0.010   0.010   91,440,000 1,982,880 N/A 0.113   2016/10/11 0.010   2016/12/30 13,292,610,000 1,004,121,120 -   - -   -
15451 J P Morgan SP BV - HSI European Warrants Aug 2017 A HKD 0.111   0.111   0.109   140,000 15,540 N/A 0.111   2016/12/30 0.111   2016/12/30 140,000 15,540 -   - -   -
27824 J P Morgan SP BV - HSI European Warrants Dec 2016 B HKD 0.145   0.090   0.118   500,000 58,750 166,750,273 0.241   2016/09/02 0.049   2016/05/19 13,264,070,000 1,371,292,980 -   - -   -
27985 J P Morgan SP BV - HSI European Warrants Dec 2016 C HKD -   -   0.330   0 0 888,870 0.275   2016/07/15 0.126   2016/05/18 28,840,000 6,422,060 -   - -   -
11715 J P Morgan SP BV - HSI European Warrants Feb 2017 C HKD 0.135   0.046   0.069   6,710,080,000 386,425,960 N/A 0.365   2016/09/09 0.046   2016/12/28 6,720,410,000 388,056,820 -   - -   -
11976 J P Morgan SP BV - HSI European Warrants Feb 2017 E HKD 0.207   0.089   0.120   7,710,000 980,600 N/A 0.275   2016/09/01 0.089   2016/12/28 10,970,000 1,642,220 -   - -   -
12758 J P Morgan SP BV - HSI European Warrants Feb 2017 G HKD 0.087   0.010   0.015   23,546,530,000 1,261,752,360 N/A 0.285   2016/09/09 0.010   2016/12/28 48,509,410,000 3,551,914,130 -   - -   -
11176 J P Morgan SP BV - HSI European Warrants Jan 2017 A HKD 0.229   0.106   0.110   220,000 42,870 225,330 0.310   2016/10/31 0.106   2016/12/21 6,060,000 1,351,980 -   - -   -
11745 J P Morgan SP BV - HSI European Warrants Jan 2017 E HKD 0.116   0.010   0.019   3,320,450,000 277,699,230 N/A 0.300   2016/09/09 0.010   2016/12/28 24,632,720,000 2,968,425,060 -   - -   -
11978 J P Morgan SP BV - HSI European Warrants Jan 2017 G HKD 0.101   0.010   0.012   4,409,510,000 182,120,440 N/A 0.325   2016/09/09 0.010   2016/12/30 22,403,920,000 2,594,757,830 -   - -   -
15552 J P Morgan SP BV - HSI European Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD 0.075   0.075   0.088   100,000 7,500 N/A 0.141   2016/11/24 0.075   2016/12/23 120,000 10,320 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.076   0.022   0.028   556,390,000 24,589,570 N/A 0.204   2016/09/09 0.022   2016/12/28 50,215,770,000 6,233,088,810 -   - -   -
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.041   0.016   0.016   2,360,000 83,350 N/A 0.109   2016/10/06 0.016   2016/12/30 882,260,000 61,004,810 -   - -   -
14272 J P Morgan SP BV - HSI European Warrants Jun 2017 C HKD 0.082   0.051   0.068   9,417,990,000 646,335,660 N/A 0.127   2016/11/25 0.051   2016/12/28 9,418,210,000 646,363,160 -   - -   -
14291 J P Morgan SP BV - HSI European Warrants Jun 2017 D HKD 0.161   0.085   0.105   16,440,000 1,780,550 N/A 0.163   2016/11/24 0.085   2016/12/28 16,460,000 1,783,800 -   - -   -
28845 J P Morgan SP BV - HSI European Warrants Mar 2017 A HKD -   -   0.174   0 0 51,058,520 0.236   2016/08/19 0.101   2016/07/08 1,893,070,000 306,353,290 -   - -   -
11772 J P Morgan SP BV - HSI European Warrants Mar 2017 C HKD 0.085   0.015   0.021   11,257,550,000 721,614,070 N/A 0.260   2016/09/09 0.015   2016/12/28 78,820,210,000 8,532,950,130 -   - -   -
15402 J P Morgan SP BV - HSI European Warrants Mar 2017 F HKD 0.096   0.070   0.092   1,716,700,000 143,601,220 N/A 0.096   2016/12/30 0.070   2016/12/28 1,716,700,000 143,601,220 -   - -   -
29499 J P Morgan SP BV - HSI European Warrants May 2017 A HKD 0.177   0.069   0.090   15,357,810,000 1,491,717,040 304,007,612 0.320   2016/10/06 0.069   2016/12/28 17,212,000,000 1,824,050,830 -   - -   -
12705 J P Morgan SP BV - HSI European Warrants May 2017 B HKD 0.090   0.025   0.035   5,730,980,000 274,145,200 N/A 0.231   2016/09/09 0.025   2016/12/28 53,591,680,000 6,464,775,780 -   - -   -
13872 J P Morgan SP BV - HSI European Warrants May 2017 E HKD 0.020   0.014   0.019   9,550,000 144,200 N/A 0.083   2016/10/27 0.014   2016/12/23 10,430,000 193,020 -   - -   -
27008 J P Morgan SP BV - HTSC European Warrants Dec 2016 A HKD -   -   0.013   0 0 1,786,017 0.250   2016/04/15 0.027   2016/09/02 235,870,000 15,264,100 -   - -   -
13091 J P Morgan SP BV - HTSC European Warrants Mar 2017 A HKD 0.091   0.033   0.024   230,000 15,280 N/A 0.216   2016/09/09 0.033   2016/12/22 141,584,000 19,587,436 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.420   0.295   0.425   10,868,000 3,668,690 N/A 0.420   2016/12/30 0.285   2016/11/21 19,664,000 6,341,570 -   - -   -
12418 J P Morgan SP BV - Huaneng Power European Wts Mar 2017 A HKD 0.160   0.082   0.139   6,146,000 769,108 N/A 0.445   2016/08/17 0.082   2016/12/15 268,018,000 75,723,020 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.042   0 0 3,360 0.167   2016/04/14 0.050   2016/09/14 90,060,000 9,617,480 0.203   2015/11/20 0.151   2015/12/11
12579 J P Morgan SP BV - ICBC European Put Wts Apr 2017 A HKD 0.154   0.071   0.101   269,250,000 30,707,694 N/A 0.217   2016/11/18 0.071   2016/12/12 1,281,643,000 195,400,220 -   - -   -
28507 J P Morgan SP BV - ICBC European Put Wts Dec 2016 A HKD -   -   0.010   0 0 2,482,886 0.136   2016/06/17 0.012   2016/08/11 365,799,000 27,633,415 -   - -   -
11367 J P Morgan SP BV - ICBC European Put Wts Feb 2017 A HKD -   -   0.010   0 0 N/A 0.236   2016/07/11 0.010   2016/11/28 183,178,000 22,445,090 -   - -   -
11770 J P Morgan SP BV - ICBC European Warrants Jan 2017 A HKD 0.226   0.026   0.066   177,844,000 22,692,097 N/A 0.500   2016/09/21 0.026   2016/12/28 1,334,546,000 255,993,117 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD 0.520   0.280   0.365   26,561,000 9,551,635 119,613,948 0.700   2016/09/09 0.128   2016/06/17 2,431,927,000 784,311,834 -   - -   -
15711 J P Morgan SP BV - ICBC European Warrants Jul 2017 B HKD 0.170   0.140   0.170   48,034,000 7,423,334 N/A 0.170   2016/12/30 0.140   2016/12/29 48,034,000 7,423,334 -   - -   -
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD 0.103   0.034   0.062   804,183,000 58,825,937 N/A 0.250   2016/09/22 0.034   2016/12/23 1,358,418,000 120,934,822 -   - -   -
12442 J P Morgan SP BV - ICBC European Warrants Mar 2017 A HKD 0.116   0.020   0.046   104,668,000 6,526,941 N/A 0.335   2016/09/09 0.020   2016/12/28 5,036,869,000 1,046,801,941 -   - -   -
14878 J P Morgan SP BV - ICBC European Warrants May 2017 A HKD 0.122   0.040   0.068   355,069,000 17,311,999 N/A 0.122   2016/12/09 0.040   2016/12/22 355,069,000 17,311,999 -   - -   -
13577 J P Morgan SP BV - Intime European Warrants Dec 2018 A HKD 0.246   0.246   0.245   30,000 7,380 N/A 0.246   2016/12/23 0.196   2016/11/01 7,430,000 1,721,515 -   - -   -
14341 J P Morgan SP BV - JX Copper European Warrants Jun 2017 A HKD 0.174   0.073   0.077   110,820,000 13,937,750 N/A 0.204   2016/11/25 0.073   2016/12/23 160,840,000 22,432,640 -   - -   -
11744 J P Morgan SP BV - JX Copper European Warrants Mar 2017 A HKD 0.158   0.041   0.044   34,770,000 4,094,420 7,145,842 0.194   2016/11/25 0.038   2016/10/17 355,710,000 43,339,640 0.285   2015/10/15 0.115   2015/12/14
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD 0.360   0.335   0.244   830,000 278,800 11,421,543 0.370   2016/11/11 0.139   2016/10/13 608,790,000 119,642,430 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.023   0.022   0.019   84,360,000 1,938,960 2,740,077 0.103   2016/04/14 0.019   2016/11/17 996,040,000 55,400,460 0.285   2015/04/17 0.037   2015/08/25
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.135   0.126   0.123   1,500,000 197,500 1,330,697 0.243   2016/04/28 0.121   2016/11/25 1,286,320,000 217,004,900 -   - -   -
21518 J P Morgan SP BV - KECL European Warrants Mar 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.220   2015/04/27 0.016   2015/08/27
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.071   0.042   0.042   200,000 10,280 37,077 0.169   2016/01/04 0.042   2016/12/29 14,440,000 1,441,940 0.435   2015/05/28 0.131   2015/09/16
12413 J P Morgan SP BV - Kingdee Intl European Warrants Mar 2017 A HKD 0.485   0.076   0.097   44,876,000 9,925,968 N/A 0.520   2016/09/07 0.076   2016/12/28 215,568,000 78,538,348 -   - -   -
13487 J P Morgan SP BV - Kingsoft European Warrants Apr 2017 A HKD 0.095   0.035   0.039   580,000 37,540 N/A 0.245   2016/10/11 0.035   2016/12/28 298,110,000 52,864,990 -   - -   -
11397 J P Morgan SP BV - Kingsoft European Warrants Dec 2016 A HKD 0.214   0.022   0.023   3,330,000 417,700 N/A 0.445   2016/10/07 0.022   2016/12/20 1,441,560,000 237,654,610 -   - -   -
12763 J P Morgan SP BV - Kingsoft European Warrants May 2017 A HKD 0.265   0.141   0.158   46,770,000 10,415,900 N/A 0.435   2016/10/11 0.141   2016/12/23 644,330,000 184,375,120 -   - -   -
12348 J P Morgan SP BV - Lenovo European Warrants Apr 2017 A HKD -   -   0.013   0 0 N/A 0.232   2016/08/15 0.020   2016/11/16 782,034,000 125,117,890 -   - -   -
24602 J P Morgan SP BV - Lenovo European Warrants Dec 2016 A HKD -   -   0.012   0 0 0 0.099   2016/01/04 0.021   2016/04/11 13,480,000 731,740 0.166   2015/08/11 0.056   2015/09/29
24783 J P Morgan SP BV - Lenovo European Warrants Dec 2016 B HKD -   -   0.010   0 0 3,327,550 0.194   2016/01/08 0.010   2016/09/08 8,810,320,000 503,904,640 0.285   2015/11/17 0.141   2015/09/29
28165 J P Morgan SP BV - Lenovo European Warrants Dec 2016 C HKD -   -   0.010   0 0 41,723,305 0.405   2016/05/20 0.010   2016/10/28 2,941,710,000 635,221,156 -   - -   -
28838 J P Morgan SP BV - Lenovo European Warrants Feb 2017 A HKD 0.149   0.026   0.042   23,556,000 2,672,632 68,217,598 0.850   2016/08/18 0.026   2016/12/29 1,000,944,000 409,711,598 -   - -   -
12787 J P Morgan SP BV - Lenovo European Warrants Feb 2017 B HKD -   -   0.015   0 0 N/A 0.247   2016/09/09 0.018   2016/11/23 905,184,000 155,224,200 -   - -   -
15447 J P Morgan SP BV - Lenovo European Warrants Jun 2017 A HKD 0.260   0.200   0.237   27,076,000 6,175,938 N/A 0.260   2016/12/30 0.200   2016/12/29 27,076,000 6,175,938 -   - -   -
28160 J P Morgan SP BV - Li & Fung European Warrants Dec 2016 A HKD -   -   0.010   0 0 343,454 0.315   2016/05/23 0.010   2016/11/04 129,792,000 17,598,302 -   - -   -
11089 J P Morgan SP BV - Li & Fung European Warrants Mar 2017 A HKD 0.171   0.058   0.067   133,524,000 16,037,054 39,455,585 0.580   2016/09/09 0.058   2016/12/29 761,394,000 240,822,184 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   140,000 1,400 9,347 0.043   2016/01/04 0.010   2016/12/15 20,740,000 489,280 0.137   2015/06/18 0.041   2015/12/21
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.126   0.105   0.111   7,330,000 869,510 N/A 0.186   2016/10/20 0.105   2016/12/19 53,770,000 8,129,335 -   - -   -
12329 J P Morgan SP BV - Link REIT European Warrants Feb 2017 A HKD 0.014   0.010   0.014   190,000 2,540 N/A 0.162   2016/08/23 0.010   2016/12/06 496,375,000 57,724,260 -   - -   -
15455 J P Morgan SP BV - Link REIT European Warrants Jun 2017 A HKD 0.231   0.172   0.213   10,780,000 2,130,490 N/A 0.231   2016/12/22 0.172   2016/12/29 10,780,000 2,130,490 -   - -   -
11038 J P Morgan SP BV - Link REIT European Warrants Mar 2017 A HKD 0.133   0.020   0.019   241,495,000 9,520,885 14,961,650 0.435   2016/07/28 0.020   2016/12/22 663,310,000 99,369,355 -   - -   -
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD 0.445   0.240   0.445   6,295,000 2,148,160 N/A 0.445   2016/12/30 0.240   2016/12/20 12,265,000 4,281,000 -   - -   -
22936 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2016 A HKD 0.064   0.010   0.010   1,240,000 48,890 1,250,218 0.187   2016/03/30 0.010   2016/12/09 185,520,000 9,317,190 0.590   2015/07/14 0.230   2015/09/30
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 0.290   0.163   0.190   35,440,000 7,840,030 N/A 0.330   2016/11/22 0.163   2016/12/29 35,860,000 7,971,000 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD -   -   0.238   0 0 1,417,950 0.300   2016/10/24 0.170   2016/02/12 337,800,000 67,517,795 -   - -   -
15806 J P Morgan SP BV - Minsheng Bank European Wts Jul 2017 A HKD 0.470   0.455   0.455   401,000 186,463 N/A 0.470   2016/12/30 0.455   2016/12/30 401,000 186,463 -   - -   -
24904 J P Morgan SP BV - Minsheng Bank European Wts Mar 2017 A HKD 0.043   0.016   0.018   99,545,000 2,171,535 10,070,678 0.065   2016/10/06 0.016   2016/12/28 3,545,130,000 138,637,285 0.114   2015/09/17 0.053   2015/12/14
11798 J P Morgan SP BV - Minth Group European Warrants Feb 2017 A HKD 0.069   0.049   0.014   420,000 26,820 N/A 0.510   2016/08/30 0.049   2016/12/13 59,964,000 12,366,334 -   - -   -
10398 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2016 B HKD -   -   0.030   0 0 1,594,008 0.191   2016/08/03 0.012   2016/11/15 75,140,000 9,564,050 -   - -   -
10379 J P Morgan SP BV - N225 Idx Euro Put Wts Feb 2017 A HKD -   -   0.010   0 0 2,044,252 0.196   2016/03/01 0.013   2016/11/16 492,340,000 60,679,910 -   - -   -
10434 J P Morgan SP BV - N225 Idx Euro Put Wts Nov 2017 A HKD 0.161   0.155   0.162   7,280,000 1,128,510 N/A 0.161   2016/12/15 0.155   2016/12/15 7,280,000 1,128,510 -   - -   -
10375 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 A HKD -   -   0.010   0 0 2,137 0.068   2016/01/29 0.010   2016/08/08 25,200,000 792,460 -   - -   -
10399 J P Morgan SP BV - N225 Index Euro Wts Dec 2016 C HKD -   -   0.104   0 0 1,758,880 0.102   2016/07/21 0.013   2016/11/09 181,800,000 12,141,120 -   - -   -
10378 J P Morgan SP BV - N225 Index Euro Wts Jan 2017 A HKD 0.345   0.330   0.385   20,000 6,750 1,114,070 0.345   2016/12/08 0.099   2016/11/09 70,740,000 12,761,430 -   - -   -
10376 J P Morgan SP BV - N225 Index Euro Wts Mar 2017 A HKD 0.234   0.155   0.223   210,000 40,050 354,403 0.246   2016/04/28 0.060   2016/11/09 305,930,000 50,951,340 -   - -   -
10433 J P Morgan SP BV - N225 Index Euro Wts Oct 2017 A HKD 0.190   0.181   0.169   3,820,000 693,030 N/A 0.190   2016/12/16 0.181   2016/12/15 3,820,000 693,030 -   - -   -
14765 J P Morgan SP BV - NCI European Warrants Jul 2017 A HKD 0.305   0.142   0.155   19,134,000 3,231,257 N/A 0.305   2016/12/02 0.142   2016/12/29 19,134,000 3,231,257 -   - -   -
12660 J P Morgan SP BV - NCI European Warrants Mar 2017 A HKD 0.445   0.133   0.148   3,853,000 1,554,394 N/A 0.490   2016/11/25 0.133   2016/12/29 157,731,000 38,007,300 -   - -   -
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.207   0.162   0.158   1,700,000 331,210 3,360,528 0.325   2016/09/23 0.070   2016/02/03 680,170,000 77,684,850 -   - -   -
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD 0.375   0.158   0.182   65,944,000 15,679,585 N/A 0.380   2016/11/30 0.158   2016/12/29 99,802,000 26,873,400 -   - -   -
12332 J P Morgan SP BV - New World Dev European Wts Mar 2017 A HKD 0.106   0.030   0.018   480,000 22,920 N/A 0.810   2016/09/09 0.030   2016/12/21 259,797,000 131,464,341 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD 0.290   0.158   0.151   9,612,000 2,050,460 N/A 0.290   2016/12/12 0.158   2016/12/20 14,884,000 3,332,978 -   - -   -
12759 J P Morgan SP BV - PCCW European Warrants Mar 2017 A HKD 0.019   0.014   0.013   600,000 9,000 N/A 0.280   2016/09/02 0.014   2016/12/22 96,464,000 18,948,370 -   - -   -
15364 J P Morgan SP BV - PetroChina European Put Warrants Jul 17 B HKD 0.400   0.325   0.385   21,188,000 7,631,170 N/A 0.400   2016/12/23 0.325   2016/12/21 21,188,000 7,631,170 -   - -   -
13727 J P Morgan SP BV - PetroChina European Put Warrants May 17 A HKD 0.222   0.094   0.129   196,414,000 29,192,808 N/A 0.385   2016/11/09 0.094   2016/12/21 540,466,000 128,458,066 -   - -   -
27783 J P Morgan SP BV - PetroChina European Warrants Dec 2016 A HKD -   -   0.010   0 0 167,015 0.250   2016/05/05 0.019   2016/09/20 132,538,000 22,323,240 -   - -   -
11205 J P Morgan SP BV - PetroChina European Warrants Jan 2017 A HKD 0.280   0.027   0.044   302,446,000 34,389,576 118,071,289 0.410   2016/07/18 0.025   2016/11/15 3,488,840,000 708,427,734 -   - -   -
15361 J P Morgan SP BV - PetroChina European Warrants Jul 2017 A HKD 0.231   0.159   0.167   46,610,000 9,072,696 N/A 0.231   2016/12/21 0.159   2016/12/28 46,610,000 9,072,696 -   - -   -
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.039   0.023   0.033   4,603,220,000 159,988,140 28,217,977 0.050   2016/04/28 0.017   2016/09/28 5,602,920,000 186,257,020 0.136   2015/08/28 0.036   2015/12/31
13489 J P Morgan SP BV - PetroChina European Warrants Mar 2017 A HKD 0.550   0.201   0.380   101,314,000 29,238,946 N/A 0.550   2016/12/14 0.134   2016/11/18 1,445,990,000 416,271,694 -   - -   -
15289 J P Morgan SP BV - PetroChina European Warrants Mar 2017 B HKD 0.208   0.130   0.136   133,364,000 21,763,218 N/A 0.208   2016/12/21 0.130   2016/12/23 133,364,000 21,763,218 -   - -   -
13728 J P Morgan SP BV - PetroChina European Warrants May 2017 B HKD 0.400   0.170   0.275   323,756,000 85,914,346 N/A 0.400   2016/12/14 0.118   2016/11/18 460,768,000 112,690,306 -   - -   -
14537 J P Morgan SP BV - PICC European Warrants Apr 2017 A HKD 0.520   0.129   0.156   89,714,000 23,594,376 N/A 0.670   2016/11/28 0.129   2016/12/29 115,076,000 37,784,616 -   - -   -
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.043   0.017   0.020   789,620,000 28,866,200 52,882,430 0.221   2016/04/21 0.017   2016/12/29 7,663,440,000 633,020,620 -   - -   -
15808 J P Morgan SP BV - PICC Group European Warrants Jun 2017 A HKD 0.160   0.151   0.150   1,600,000 251,300 N/A 0.160   2016/12/30 0.151   2016/12/30 1,600,000 251,300 -   - -   -
12659 J P Morgan SP BV - PICC Group European Warrants Mar 2017 A HKD 0.084   0.024   0.015   107,546,000 6,889,464 N/A 0.270   2016/09/09 0.024   2016/12/19 252,309,000 27,334,703 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD 0.405   0.207   0.355   103,960,000 24,447,030 N/A 0.405   2016/12/23 0.196   2016/11/28 233,550,000 55,185,880 -   - -   -
12581 J P Morgan SP BV - Ping An European Put Warrants Mar 2017 A HKD 0.108   0.031   0.076   502,420,000 31,840,545 N/A 0.233   2016/08/25 0.031   2016/12/09 2,936,240,000 350,991,645 -   - -   -
19484 J P Morgan SP BV - Ping An European Warrants Apr 2017 B HKD 0.043   0.010   0.012   2,157,350,000 37,491,485 493,007,023 0.120   2016/01/04 0.010   2016/12/29 64,878,430,000 2,964,469,715 0.430   2015/05/26 0.080   2015/09/04
12754 J P Morgan SP BV - Ping An European Warrants Apr 2017 C HKD 0.138   0.026   0.035   20,476,470,000 1,448,530,590 N/A 0.295   2016/09/09 0.026   2016/12/23 37,389,540,000 3,829,581,430 -   - -   -
14727 J P Morgan SP BV - Ping An European Warrants Apr 2017 D HKD 0.485   0.101   0.130   23,983,000 4,161,081 N/A 0.485   2016/12/01 0.101   2016/12/23 23,983,000 4,161,081 -   - -   -
15747 J P Morgan SP BV - Ping An European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26271 J P Morgan SP BV - Ping An European Warrants Dec 2016 A HKD -   -   0.038   0 0 4,572,525 0.151   2016/01/05 0.025   2016/06/28 23,976,400,000 1,072,248,950 0.225   2015/10/23 0.197   2015/11/04
27296 J P Morgan SP BV - Ping An European Warrants Dec 2016 B HKD 0.172   0.010   0.010   177,580,000 15,064,750 75,036,136 0.395   2016/09/09 0.010   2016/12/16 3,810,625,000 723,985,455 -   - -   -
28244 J P Morgan SP BV - Ping An European Warrants Dec 2016 C HKD -   -   0.690   0 0 11,465,652 0.660   2016/11/22 0.147   2016/06/28 592,065,000 120,417,505 -   - -   -
12588 J P Morgan SP BV - Ping An European Warrants Dec 2016 D HKD -   -   0.010   0 0 N/A 0.239   2016/09/09 0.010   2016/11/28 8,337,460,000 886,125,805 -   - -   -
11578 J P Morgan SP BV - Ping An European Warrants Jan 2017 A HKD 0.455   0.080   0.111   21,385,000 3,694,375 N/A 0.530   2016/09/13 0.080   2016/12/28 283,120,000 71,387,595 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD 0.021   0.010   0.011   5,464,300,000 84,688,100 33,838,475 0.043   2016/01/07 0.010   2016/12/20 9,915,800,000 203,446,200 0.280   2015/04/30 0.058   2015/08/25
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD -   -   0.016   0 0 7,548 0.022   2016/01/14 0.010   2016/11/28 5,590,000 73,440 0.117   2015/07/14 0.038   2015/08/26
14284 J P Morgan SP BV - Ping An European Warrants Jun 2017 C HKD 0.400   0.140   0.160   151,520,000 26,200,645 N/A 0.445   2016/11/28 0.140   2016/12/23 161,350,000 30,367,570 -   - -   -
13670 J P Morgan SP BV - Ping An European Warrants Mar 2017 B HKD 0.216   0.032   0.040   997,045,000 82,863,750 N/A 0.270   2016/11/28 0.032   2016/12/23 7,346,000,000 1,182,561,155 -   - -   -
13231 J P Morgan SP BV - Ping An European Warrants May 2017 A HKD 0.113   0.031   0.031   11,100,000 910,990 N/A 0.205   2016/09/22 0.031   2016/12/30 212,070,000 27,924,340 -   - -   -
14069 J P Morgan SP BV - Ping An European Warrants May 2017 B HKD 0.226   0.058   0.073   7,284,245,000 494,681,845 N/A 0.255   2016/11/28 0.058   2016/12/23 10,424,930,000 1,135,147,350 -   - -   -
14766 J P Morgan SP BV - Ping An European Warrants Sep 2017 A HKD 0.148   0.065   0.069   1,690,000 180,200 N/A 0.148   2016/12/02 0.065   2016/12/28 1,690,000 180,200 -   - -   -
11262 J P Morgan SP BV - PWR Assets European Warrants Jan 2017 A HKD 0.069   0.010   0.010   13,180,000 469,530 N/A 0.540   2016/08/01 0.010   2016/12/13 204,440,000 34,395,105 -   - -   -
14926 J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A HKD 0.199   0.080   0.091   26,170,000 3,466,220 N/A 0.199   2016/12/09 0.080   2016/12/29 26,170,000 3,466,220 -   - -   -
21668 J P Morgan SP BV - R&F Ppt European Warrants Apr 2017 A HKD 0.183   0.150   0.118   7,080,000 1,062,528 295,636 0.425   2016/08/10 0.150   2016/12/13 380,564,000 117,660,072 0.310   2015/12/02 0.228   2015/11/11
20297 J P Morgan SP BV - R&F Ppt European Warrants Dec 2016 A HKD -   -   0.167   0 0 3,800 0.530   2016/08/31 0.290   2016/01/08 396,000 152,980 0.470   2015/05/04 0.140   2015/08/24
13053 J P Morgan SP BV - Sands China European Put Wts Apr 2017 C HKD 0.153   0.048   0.106   189,192,000 20,220,976 N/A 0.260   2016/09/27 0.048   2016/12/01 1,287,560,000 185,454,464 -   - -   -
27740 J P Morgan SP BV - Sands China European Put Wts Dec 2016 A HKD -   -   0.010   0 0 7,345,232 0.260   2016/05/06 0.010   2016/10/05 1,027,776,000 126,318,844 -   - -   -
11867 J P Morgan SP BV - Sands China European Put Wts Feb 2017 A HKD 0.050   0.015   0.025   7,916,000 235,572 N/A 0.255   2016/08/04 0.015   2016/12/01 1,254,876,000 177,377,248 -   - -   -
14530 J P Morgan SP BV - Sands China European Put Wts Jun 2017 A HKD 0.540   0.270   0.460   310,924,000 125,626,160 N/A 0.540   2016/12/19 0.270   2016/12/01 366,336,000 141,773,340 -   - -   -
13085 J P Morgan SP BV - Sands China European Put Wts May 2017 A HKD 0.270   0.100   0.213   68,776,000 12,002,576 N/A 0.375   2016/09/27 0.100   2016/12/01 1,111,604,000 290,423,844 -   - -   -
15852 J P Morgan SP BV - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 2,167 0.015   2016/01/22 0.010   2016/11/08 3,832,000 39,636 0.033   2015/01/05 0.010   2015/12/31
11866 J P Morgan SP BV - Sands China European Warrants Apr 2017 B HKD 0.415   0.099   0.132   371,960,000 63,081,436 N/A 0.420   2016/11/29 0.099   2016/12/29 3,789,304,000 799,219,152 -   - -   -
14065 J P Morgan SP BV - Sands China European Warrants Apr 2017 D HKD 0.465   0.096   0.133   719,200,000 123,523,072 N/A 0.475   2016/11/29 0.096   2016/12/29 751,260,000 133,117,016 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.026   0.014   0.015   35,616,000 668,348 404,329 0.029   2016/09/09 0.010   2016/05/19 1,272,880,000 27,108,380 0.079   2015/01/23 0.014   2015/09/30
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.310   0.082   0.109   556,668,000 87,951,808 N/A 0.310   2016/12/01 0.082   2016/12/29 2,155,740,000 381,047,264 -   - -   -
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD 0.247   0.143   0.130   114,544,000 22,922,428 N/A 0.247   2016/12/06 0.143   2016/12/09 114,544,000 22,922,428 -   - -   -
20201 J P Morgan SP BV - SFCE European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.014   2016/01/11 0.010   2016/01/21 1,040,000 10,560 0.300   2015/03/23 0.028   2015/08/25
12887 J P Morgan SP BV - Shenzhou Intl European Warrants Mar 2017A HKD 0.248   0.196   0.242   6,580,000 1,457,200 N/A 0.890   2016/08/31 0.196   2016/12/23 9,360,000 2,646,600 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.075   0.075   0.064   300,000 22,500 1,341,680 0.260   2016/03/17 0.075   2016/12/14 116,710,000 18,932,180 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.194   0.141   0.185   13,340,000 2,368,860 4,776,665 0.385   2016/01/26 0.093   2016/09/09 204,340,000 29,472,870 0.320   2015/09/02 0.123   2015/04/10
28159 J P Morgan SP BV - SHK Ppt European Warrants Dec 2016 A HKD 0.630   0.065   0.021   590,000 224,750 11,242,325 2.030   2016/09/09 0.065   2016/12/21 130,940,000 77,419,770 -   - -   -
12330 J P Morgan SP BV - SHK Ppt European Warrants Mar 2017 A HKD 0.054   0.031   0.013   740,000 31,320 N/A 0.500   2016/09/09 0.031   2016/12/02 634,450,000 152,003,930 -   - -   -
14233 J P Morgan SP BV - SHK Ppt European Warrants May 2017 A HKD 0.240   0.079   0.085   22,100,000 4,248,080 N/A 0.240   2016/12/09 0.079   2016/12/28 225,780,000 47,098,670 -   - -   -
11601 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jan 2017 B HKD 0.165   0.026   0.087   179,200,000 17,953,352 N/A 0.450   2016/08/03 0.026   2016/12/14 1,461,712,000 343,514,684 -   - -   -
15365 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jul 2017 A HKD 0.475   0.385   0.455   18,306,000 8,010,080 N/A 0.475   2016/12/29 0.385   2016/12/21 18,306,000 8,010,080 -   - -   -
15291 J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A HKD 0.270   0.188   0.210   9,410,000 1,988,652 N/A 0.270   2016/12/20 0.188   2016/12/28 9,410,000 1,988,652 -   - -   -
11202 J P Morgan SP BV - Sinopec Corp European Warrants Jan 2017 A HKD 0.166   0.010   0.010   73,890,000 5,039,550 64,735,042 0.520   2016/07/18 0.010   2016/12/22 1,574,560,000 388,410,254 -   - -   -
13587 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 A HKD 0.137   0.039   0.046   64,572,000 4,933,538 N/A 0.310   2016/10/06 0.039   2016/12/28 1,055,254,000 158,833,716 -   - -   -
14588 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 B HKD 0.455   0.169   0.188   117,266,000 27,584,966 N/A 0.455   2016/12/14 0.169   2016/12/29 135,782,000 31,804,238 -   - -   -
14049 J P Morgan SP BV - Sinopec Corp European Warrants May 2017 A HKD 0.340   0.160   0.174   650,828,000 142,325,070 N/A 0.345   2016/11/03 0.146   2016/11/18 805,648,000 173,215,662 -   - -   -
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.112   0.065   0.074   108,570,000 9,528,870 2,654,160 0.133   2016/02/23 0.047   2016/06/28 851,110,000 92,540,260 0.126   2015/12/18 0.126   2015/12/18
15818 J P Morgan SP BV - SMIC European Wts Dec 2017 A HKD 0.345   0.330   0.345   275,000 93,400 N/A 0.345   2016/12/30 0.330   2016/12/30 275,000 93,400 -   - -   -
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.640   0.420   0.640   3,570,500 1,772,080 N/A 0.640   2016/12/30 0.248   2016/08/05 21,384,500 9,782,865 -   - -   -
13808 J P Morgan SP BV - SPDR Gold Trust European Wts Apr 2017 A HKD 0.136   0.060   0.077   7,210,000 688,787 N/A 0.510   2016/11/09 0.060   2016/12/23 25,268,000 6,281,347 -   - -   -
11599 J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2016 A HKD -   -   0.021   0 0 N/A 0.520   2016/08/03 0.040   2016/11/09 283,633,000 99,338,726 -   - -   -
15798 J P Morgan SP BV - SPDR Gold Trust European Wts Jul 2017 A HKD 0.480   0.475   0.475   123,000 58,930 N/A 0.480   2016/12/30 0.475   2016/12/30 123,000 58,930 -   - -   -
17246 J P Morgan SP BV - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.245   2015/04/27 0.015   2015/12/18
27781 J P Morgan SP BV - Stanchart European Warrants Dec 2016 B HKD -   -   0.010   0 0 44,490,037 0.460   2016/05/26 0.011   2016/11/10 2,051,070,000 440,700,100 -   - -   -
11200 J P Morgan SP BV - Stanchart European Warrants Jan 2017 A HKD 0.415   0.043   0.049   10,850,000 2,470,030 46,284,097 0.870   2016/08/10 0.043   2016/12/23 490,939,000 277,704,583 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD 0.034   0.015   0.016   1,706,235,000 42,084,355 39,236,454 0.076   2016/01/04 0.012   2016/02/29 11,760,495,000 334,613,400 0.094   2015/12/24 0.050   2015/12/16
14285 J P Morgan SP BV - Stanchart European Warrants Jun 2017 B HKD 0.590   0.330   0.335   6,602,500 2,862,568 N/A 0.590   2016/12/08 0.330   2016/12/30 6,625,000 2,870,419 -   - -   -
11800 J P Morgan SP BV - Sunny Optical European Warrants Feb 2017A HKD 0.650   0.203   0.215   20,850,000 5,208,192 N/A 1.070   2016/08/31 0.203   2016/12/23 66,338,000 40,670,122 -   - -   -
12664 J P Morgan SP BV - Sunny Optical European Warrants May 2017A HKD 0.260   0.052   0.058   184,180,000 23,701,860 N/A 0.670   2016/08/31 0.052   2016/12/23 416,690,000 97,882,610 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.246   0.119   0.125   4,835,000 737,270 N/A 0.325   2016/09/09 0.119   2016/12/29 138,805,000 32,948,825 -   - -   -
13183 J P Morgan SP BV - Tencent European Put Warrants Apr 2017 B HKD 0.390   0.305   0.340   2,880,000 973,700 N/A 0.390   2016/12/12 0.198   2016/10/25 188,200,000 44,402,060 -   - -   -
20341 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 46,348 0.184   2016/01/18 0.010   2016/08/09 45,925,010,000 3,425,512,630 0.280   2015/09/08 0.104   2015/11/26
25465 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 0 0.157   2016/01/18 0.017   2016/06/24 8,655,000,000 1,128,753,530 0.230   2015/09/02 0.078   2015/11/23
29084 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 D HKD -   -   0.010   0 0 0 0.086   2016/01/18 0.010   2016/06/06 28,486,000 770,704 0.139   2015/09/11 0.050   2015/11/12
26944 J P Morgan SP BV - Tencent European Put Warrants Dec 2016 F HKD -   -   0.010   0 0 190,851,465 0.182   2016/05/06 0.010   2016/09/13 48,392,930,000 3,236,285,270 -   - -   -
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD 0.072   0.060   0.055   5,920,000 399,080 82,040 0.125   2016/06/24 0.044   2016/09/06 8,660,000 672,570 -   - -   -
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD 0.214   0.171   0.174   40,870,000 8,008,360 N/A 0.214   2016/12/23 0.171   2016/12/30 40,870,000 8,008,360 -   - -   -
23282 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 A HKD -   -   0.010   0 0 353,190 0.295   2016/01/18 0.010   2016/10/17 5,757,380,000 711,198,240 0.246   2015/12/14 0.215   2015/12/31
11152 J P Morgan SP BV - Tencent European Put Warrants Feb 2017 C HKD 0.049   0.018   0.020   11,477,040,000 415,984,810 70,620,398 0.181   2016/06/29 0.018   2016/12/30 11,613,280,000 423,990,220 -   - -   -
11836 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 B HKD 0.076   0.010   0.010   118,350,000 4,616,220 N/A 0.131   2016/08/12 0.010   2016/12/30 7,404,660,000 435,456,540 -   - -   -
12663 J P Morgan SP BV - Tencent European Put Warrants Jan 2017 D HKD 0.201   0.114   0.118   10,980,000 1,734,550 N/A 0.201   2016/12/23 0.054   2016/10/25 9,591,470,000 814,349,320 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD 0.335   0.255   0.280   720,000 213,300 N/A 0.335   2016/12/23 0.170   2016/10/26 2,770,990,000 558,080,850 -   - -   -
29025 J P Morgan SP BV - Tencent European Put Warrants Mar 2017 B HKD 0.063   0.031   0.033   1,089,390,000 36,365,920 307,905,612 0.194   2016/06/17 0.026   2016/10/26 23,920,660,000 1,849,468,470 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD 0.062   0.062   0.051   200,000 12,400 148,010 0.177   2016/05/06 0.037   2016/09/06 4,221,920,000 494,495,810 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD 0.250   0.199   0.202   482,490,000 106,906,850 N/A 0.250   2016/12/23 0.151   2016/10/25 2,522,430,000 528,216,930 -   - -   -
27080 J P Morgan SP BV - Tencent European Warrants Apr 2017 A HKD -   -   0.244   0 0 1,222,190 0.380   2016/10/28 0.097   2016/05/06 33,854,540,000 4,688,850,540 -   - -   -
14410 J P Morgan SP BV - Tencent European Warrants Apr 2017 C HKD 0.780   0.232   0.435   73,881,000 22,068,493 N/A 0.870   2016/11/21 0.232   2016/12/28 74,283,000 22,393,803 -   - -   -
19753 J P Morgan SP BV - Tencent European Warrants Dec 2016 A HKD 0.320   0.218   0.219   6,900,000 2,081,220 1,399,003 0.600   2016/10/11 0.074   2016/02/12 40,049,150,000 5,653,133,350 0.480   2015/04/14 0.117   2015/09/29
25312 J P Morgan SP BV - Tencent European Warrants Dec 2016 E HKD -   -   0.405   0 0 0 0.310   2016/06/07 0.118   2016/02/12 34,461,240,000 5,236,731,270 -   - -   -
29257 J P Morgan SP BV - Tencent European Warrants Dec 2016 G HKD 0.096   0.016   0.010   1,124,000 40,063 64,949,372 2.100   2016/09/23 0.016   2016/12/06 1,060,937,000 534,662,318 -   - -   -
11137 J P Morgan SP BV - Tencent European Warrants Dec 2016 H HKD -   -   0.010   0 0 498,849,670 1.250   2016/09/23 0.010   2016/11/21 8,337,649,000 2,993,098,017 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.128   0.073   0.099   17,750,000 1,760,070 N/A 0.255   2016/09/23 0.073   2016/12/23 5,041,550,000 1,051,989,430 -   - -   -
27938 J P Morgan SP BV - Tencent European Warrants Feb 2017 B HKD 0.227   0.227   0.222   150,000 34,050 30,593 0.485   2016/09/30 0.128   2016/05/20 11,740,000 2,258,040 -   - -   -
12762 J P Morgan SP BV - Tencent European Warrants Feb 2017 D HKD 0.052   0.010   0.022   365,000 5,660 N/A 0.730   2016/09/23 0.010   2016/12/23 304,900,000 140,974,253 -   - -   -
11832 J P Morgan SP BV - Tencent European Warrants Jan 2017 A HKD 0.010   0.010   0.010   1,421,000 14,210 N/A 0.920   2016/09/09 0.010   2016/12/07 7,790,271,000 3,456,205,677 -   - -   -
12517 J P Morgan SP BV - Tencent European Warrants Jan 2017 C HKD 0.020   0.010   0.010   3,292,000 46,501 N/A 0.810   2016/09/23 0.010   2016/12/09 16,231,996,000 8,375,328,517 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.222   0.133   0.181   18,080,000 3,145,680 844,541,950 0.400   2016/09/23 0.129   2016/06/28 44,555,130,000 7,214,602,660 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD 0.238   0.146   0.194   27,530,000 5,051,810 13,417,907 0.450   2016/09/23 0.080   2016/02/12 25,722,140,000 4,012,678,160 0.178   2015/12/17 0.138   2015/12/14
14373 J P Morgan SP BV - Tencent European Warrants Jun 2017 C HKD 0.127   0.054   0.081   7,220,100,000 513,320,040 N/A 0.139   2016/11/29 0.054   2016/12/23 7,289,140,000 521,811,650 -   - -   -
14615 J P Morgan SP BV - Tencent European Warrants Jun 2017 D HKD 0.167   0.068   0.106   44,563,840,000 3,884,328,520 N/A 0.167   2016/12/01 0.068   2016/12/23 44,564,760,000 3,884,475,390 -   - -   -
14619 J P Morgan SP BV - Tencent European Warrants Jun 2017 E HKD 0.132   0.062   0.097   7,134,050,000 529,683,420 N/A 0.145   2016/11/28 0.062   2016/12/23 7,134,510,000 529,749,450 -   - -   -
23270 J P Morgan SP BV - Tencent European Warrants Mar 2017 A HKD 0.232   0.137   0.209   3,530,000 513,770 1,587,115 0.510   2016/09/23 0.082   2016/02/12 53,451,020,000 6,795,363,670 0.182   2015/12/18 0.145   2015/12/14
14054 J P Morgan SP BV - Tencent European Warrants Mar 2017 C HKD 0.224   0.031   0.072   111,571,000 16,226,912 N/A 0.660   2016/11/10 0.031   2016/12/23 4,825,639,000 1,445,446,181 -   - -   -
14620 J P Morgan SP BV - Tencent European Warrants Mar 2017 D HKD 0.315   0.073   0.118   197,694,000 45,892,677 N/A 0.435   2016/11/28 0.073   2016/12/15 366,234,000 103,622,772 -   - -   -
13905 J P Morgan SP BV - Tencent European Warrants May 2017 A HKD 0.068   0.022   0.037   19,901,700,000 995,092,160 N/A 0.159   2016/10/20 0.022   2016/12/28 45,139,150,000 3,644,433,640 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.126   0.077   0.105   11,920,000 1,222,540 N/A 0.275   2016/09/23 0.077   2016/12/23 415,290,000 87,630,720 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.239   0.149   0.194   8,740,000 1,715,960 393,512,163 0.420   2016/09/23 0.149   2016/12/28 10,843,380,000 2,361,159,470 -   - -   -
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.192   0.111   0.148   47,980,000 7,276,500 N/A 0.360   2016/09/23 0.111   2016/12/23 1,250,830,000 281,600,340 -   - -   -
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.133   0.060   0.088   11,331,470,000 1,323,394,950 N/A 0.290   2016/09/23 0.060   2016/12/23 38,745,810,000 5,622,249,900 -   - -   -
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.074   0.043   0.060   3,640,000 213,990 N/A 0.172   2016/10/06 0.043   2016/12/23 36,460,000 3,942,480 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD 0.073   0.066   0.065   9,330,000 648,716 618,702 0.199   2016/01/04 0.031   2016/08/05 87,814,000 6,639,846 0.241   2015/12/03 0.176   2015/12/18
27940 J P Morgan SP BV - Tracker Fund European Put Warrants Feb17B HKD -   -   0.010   0 0 1,283,233 0.105   2016/05/19 0.010   2016/10/31 420,725,000 23,258,070 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD 0.137   0.077   0.111   127,350,000 13,570,060 N/A 0.137   2016/12/23 0.077   2016/12/08 241,505,000 26,291,275 -   - -   -
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.143   0.098   0.124   13,245,000 1,627,690 N/A 0.158   2016/08/11 0.093   2016/09/09 117,280,000 14,720,710 -   - -   -
25413 J P Morgan SP BV - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.010   0 0 3,099,834 0.109   2016/09/09 0.010   2016/11/09 470,695,000 24,865,215 0.191   2015/10/26 0.086   2015/12/14
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.195   0.117   0.136   148,665,000 24,310,090 14,406,187 0.305   2016/09/09 0.077   2016/02/12 1,322,560,000 207,766,160 0.300   2015/11/04 0.189   2015/12/14
26466 J P Morgan SP BV - Tracker Fund European Warrants Feb 2017 A HKD 0.395   0.245   0.285   1,020,000 266,140 588,505 0.530   2016/09/09 0.181   2016/02/25 656,970,000 153,883,120 -   - -   -
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD 0.250   0.209   0.238   81,360,000 18,934,830 11,443,938 0.395   2016/10/03 0.137   2016/02/12 4,016,180,000 795,210,315 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD 0.480   0.340   0.340   1,020,000 448,500 1,453,033 0.480   2016/12/02 0.168   2016/07/06 28,050,000 8,927,270 -   - -   -
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.134   0.134   0.117   80,000 10,720 93,200 0.204   2016/01/08 0.107   2016/07/21 46,840,000 7,612,120 0.248   2015/09/16 0.192   2015/08/26
21610 J P Morgan SP BV - Weigao Group European Warrants May 2017 A HKD -   -   0.015   0 0 0 0.078   2016/04/14 0.078   2016/04/14 40,000 3,120 0.280   2015/04/27 0.103   2015/08/26
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.238   0.207   0.210   960,000 212,330 N/A 0.240   2016/11/10 0.207   2016/12/21 4,310,000 939,385 -   - -   -
29023 J P Morgan SP BV - Wharf European Warrants Feb 2017 A HKD 0.500   0.091   0.112   154,190,000 38,049,660 22,975,102 0.810   2016/11/01 0.091   2016/12/23 350,230,000 137,850,610 -   - -   -
11868 J P Morgan SP BV - Wynn Macau European Warrants Apr 2017 A HKD 0.160   0.038   0.046   179,072,000 14,624,132 N/A 0.193   2016/09/15 0.038   2016/12/29 729,976,000 68,058,508 -   - -   -
26136 J P Morgan SP BV - Wynn Macau European Warrants Dec 2017 A HKD -   -   0.650   0 0 0 0.470   2016/03/23 0.255   2016/02/12 15,144,000 6,138,620 -   - -   -
27457 J P Morgan SP BV - Wynn Macau European Warrants Feb 2017 A HKD 0.201   0.021   0.031   168,380,000 12,474,740 21,424,643 0.260   2016/04/20 0.021   2016/12/29 1,155,540,000 140,506,716 -   - -   -
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD -   -   0.090   0 0 N/A 0.147   2016/11/25 0.071   2016/11/14 3,568,000 382,140 -   - -   -
13151 J P Morgan SP BV - Xinyi Glass European Warrants Dec 2016 A HKD -   -   0.010   0 0 49,852 0.043   2016/08/12 0.010   2016/10/25 21,504,000 309,930 0.060   2015/05/04 0.010   2015/10/23
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.145   0.093   0.100   65,180,000 8,408,960 N/A 0.179   2016/10/24 0.070   2016/08/29 574,480,000 68,850,440 -   - -   -
20783 J P Morgan SP BV - Yanzhou Coal European Warrants Feb 2017 A HKD -   -   0.015   0 0 1,800 0.018   2016/10/17 0.018   2016/10/17 600,000 10,800 0.250   2015/04/16 0.196   2015/05/08
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.230   0 0 412,503 0.248   2016/06/29 0.156   2016/03/29 24,104,000 4,694,948 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.136   0.081   0.105   81,610,000 7,721,595 N/A 0.137   2016/11/22 0.081   2016/12/22 81,640,000 7,725,560 -   - -   -
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD 0.070   0.027   0.041   112,185,000 5,271,355 N/A 0.238   2016/08/08 0.027   2016/12/23 517,365,000 56,804,965 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.220   0.103   0.147   37,116,000 6,803,334 N/A 0.370   2016/11/09 0.040   2016/11/28 260,204,000 63,449,106 -   - -   -
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.375   0.260   0.380   131,260,000 39,656,700 N/A 0.375   2016/12/30 0.260   2016/12/23 169,640,000 51,845,700 -   - -   -
25826 J P Morgan SP BV - ZTE European Warrants Mar 2017 A HKD 0.040   0.012   0.037   35,026,000 1,008,592 2,824,277 0.325   2016/01/25 0.012   2016/12/21 511,554,000 46,199,388 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.095   0.089   0.089   540,000 51,060 240,890 0.235   2016/07/11 0.089   2016/12/15 26,800,000 4,444,720 0.250   2015/11/25 0.189   2015/12/15
21294 Macquarie Bank Ltd-Skyworth Digital European Wts May 2017 A HKD -   -   0.020   0 0 127,943 0.085   2016/01/05 0.020   2016/10/11 37,080,000 1,942,240 0.355   2015/05/26 0.084   2015/12/15
15760 Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25392 Macquarie Bank Ltd. - A50 China European Put Wts Dec 2016 B HKD -   -   0.019   0 0 121,536 0.270   2016/01/26 0.022   2016/11/01 10,000,000 824,963 0.300   2015/09/02 0.275   2015/09/07
19681 Macquarie Bank Ltd. - A50 China European Put Wts Feb 2017 A HKD 0.063   0.036   0.063   14,364,000 651,010 608,093 0.325   2016/02/12 0.036   2016/12/12 69,752,000 9,250,766 0.370   2015/08/26 0.099   2015/06/10
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.063   0.047   0.062   7,705,000 419,137 558,324 0.225   2016/02/11 0.047   2016/12/12 1,854,439,000 313,555,786 0.265   2015/09/07 0.117   2015/12/23
24593 Macquarie Bank Ltd. - A50 China European Warrants Apr 2017 A HKD 0.054   0.021   0.021   7,718,000 309,903 4,497,177 0.150   2016/01/04 0.021   2016/12/20 2,216,611,000 166,362,140 0.154   2015/12/31 0.153   2015/12/31
21245 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 A HKD -   -   0.010   0 0 263 0.036   2016/01/04 0.025   2016/07/07 4,063,000 130,575 0.380   2015/04/28 0.029   2015/12/14
27501 Macquarie Bank Ltd. - A50 China European Warrants Dec 2016 C HKD -   -   0.063   0 0 10,404,085 0.133   2016/01/04 0.020   2016/10/28 8,237,295,000 555,559,483 0.219   2015/11/26 0.133   2015/12/14
18657 Macquarie Bank Ltd. - A50 China European Warrants Jan 2017 A HKD -   -   0.013   0 0 0 0.048   2016/01/04 0.011   2016/05/18 494,747,000 18,161,943 0.360   2015/06/08 0.041   2015/08/26
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.260   0.249   0.249   20,000 5,090 238,929 0.260   2016/12/05 0.129   2016/02/03 423,434,000 70,640,469 -   - -   -
11887 Macquarie Bank Ltd. - A50 China European Warrants Mar 2017 A HKD 0.083   0.024   0.026   5,213,200 282,752 N/A 0.260   2016/08/15 0.024   2016/12/30 131,182,600 24,399,611 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD -   -   0.184   0 0 N/A 0.238   2016/10/17 0.182   2016/11/11 93,950,000 22,255,300 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 0.540   0.510   0.510   220,000 113,800 N/A 1.950   2016/08/30 0.510   2016/12/15 3,750,000 5,561,700 -   - -   -
27281 Macquarie Bank Ltd. - AAC Acoustic European Wts Mar 2017 A HKD 0.780   0.500   0.550   485,000 319,100 1,223,867 2.540   2016/08/30 0.500   2016/12/13 7,760,000 9,027,100 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.221   0.167   0.188   5,018,000 970,734 N/A 0.255   2016/11/14 0.167   2016/12/09 17,326,000 3,723,405 -   - -   -
27865 Macquarie Bank Ltd. - AIA European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 10,838,350 0.350   2016/05/13 0.011   2016/11/09 1,371,586,000 226,257,082 -   - -   -
14597 Macquarie Bank Ltd. - AIA European Put Warrants Jun 2017 C HKD 0.280   0.199   0.212   426,260,000 94,096,844 N/A 0.280   2016/12/09 0.199   2016/12/21 426,812,000 94,217,014 -   - -   -
13190 Macquarie Bank Ltd. - AIA European Put Warrants Mar 2017 A HKD 0.435   0.214   0.355   5,034,000 1,552,876 N/A 0.435   2016/12/09 0.084   2016/10/11 1,034,144,000 180,459,188 -   - -   -
13105 Macquarie Bank Ltd. - AIA European Warrants Apr 2017 A HKD 0.026   0.026   0.018   100,000 2,600 N/A 0.220   2016/10/06 0.026   2016/12/02 675,962,000 106,967,054 -   - -   -
11398 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 A HKD 0.214   0.011   0.020   62,134,000 3,715,374 N/A 0.730   2016/10/11 0.011   2016/12/29 98,110,000 13,031,786 -   - -   -
11712 Macquarie Bank Ltd. - AIA European Warrants Feb 2017 B HKD 0.020   0.010   0.010   598,000 6,234 N/A 0.275   2016/10/11 0.010   2016/12/07 1,289,266,000 247,878,006 -   - -   -
27484 Macquarie Bank Ltd. - AIA European Warrants Jan 2017 A HKD 0.034   0.010   0.010   920,000 17,320 41,308,033 0.370   2016/10/11 0.010   2016/12/05 2,415,998,000 485,205,032 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.080   0.035   0.035   33,950,000 1,720,120 N/A 0.255   2016/10/13 0.035   2016/12/29 374,668,000 51,419,818 -   - -   -
15061 Macquarie Bank Ltd. - AIA European Warrants Jul 2017 A HKD 0.141   0.070   0.087   1,025,304,000 112,676,460 N/A 0.141   2016/12/14 0.070   2016/12/29 1,025,304,000 112,676,460 -   - -   -
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD 0.044   0.026   0.025   308,000 13,408 N/A 0.197   2016/10/26 0.026   2016/12/08 778,782,000 78,173,438 -   - -   -
14085 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 B HKD 0.290   0.088   0.103   798,680,000 124,271,516 N/A 0.415   2016/11/08 0.088   2016/12/29 1,584,564,000 371,675,946 -   - -   -
21548 Macquarie Bank Ltd. - Air China European Warrants Apr 2017 A HKD -   -   0.072   0 0 0 -   - -   - 0 0 0.255   2015/08/10 0.069   2015/12/15
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.067   0.050   0.050   10,080,000 606,720 788,930 0.222   2016/04/14 0.050   2016/12/30 78,600,000 10,832,900 0.530   2015/04/28 0.193   2015/03/10
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.020   0 0 43,223 0.148   2016/01/04 0.038   2016/09/27 24,040,000 1,953,380 0.239   2015/11/04 0.140   2015/12/14
26761 Macquarie Bank Ltd. - Ali Health European Warrants May 2017A HKD 0.089   0.083   0.083   560,000 48,080 140,113 0.325   2016/06/01 0.083   2016/12/29 41,120,000 9,040,900 -   - -   -
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD 0.023   0.023   0.021   100,000 2,300 2,117 0.095   2016/01/06 0.023   2016/12/09 51,100,000 3,675,000 0.210   2015/07/02 0.084   2015/07/08
26544 Macquarie Bank Ltd. - Ali Pictures European Warrants May17 A HKD -   -   0.163   0 0 54,600 1.000   2016/04/12 0.305   2016/11/04 3,840,000 2,920,300 -   - -   -
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.080   0 0 0 -   - -   - 1,500,000 120,000 0.290   2015/05/15 0.045   2015/09/02
12859 Macquarie Bank Ltd. - Anhui Conch European Wts Apr 2017 A HKD 0.175   0.074   0.089   49,140,000 5,692,375 N/A 0.300   2016/08/30 0.074   2016/12/29 520,370,000 96,973,325 -   - -   -
26336 Macquarie Bank Ltd. - Anhui Conch European Wts Dec 2016 A HKD -   -   0.450   0 0 693,509 0.520   2016/09/06 0.179   2016/06/28 621,590,000 150,147,380 -   - -   -
27385 Macquarie Bank Ltd. - Anhui Conch European Wts Feb 2017 A HKD 0.018   0.018   0.018   1,500,000 27,000 13,858,501 0.295   2016/04/19 0.018   2016/12/13 1,245,915,000 160,625,470 -   - -   -
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD 0.134   0.079   0.085   55,070,000 6,322,765 N/A 0.176   2016/10/25 0.079   2016/12/29 230,940,000 32,308,130 -   - -   -
26852 Macquarie Bank Ltd. - Anta Sports European Wts Dec 2016 A HKD 0.100   0.084   0.036   100,000 9,200 4,934,328 0.400   2016/04/27 0.049   2016/06/27 1,015,910,000 172,857,180 -   - -   -
28119 Macquarie Bank Ltd. - Anta Sports European Wts Mar 2017 A HKD 0.166   0.123   0.153   8,560,000 1,204,250 26,193,558 0.249   2016/11/01 0.069   2016/06/27 1,109,220,000 173,570,870 -   - -   -
11166 Macquarie Bank Ltd. - Anta Sports European Wts May 2017 A HKD -   -   0.630   0 0 2,416,117 0.560   2016/08/15 0.285   2016/07/07 57,960,000 17,723,450 -   - -   -
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.260   0.223   0.260   590,000 145,110 103,797 0.265   2016/10/28 0.153   2016/01/21 26,470,000 5,558,620 0.370   2015/05/05 0.182   2015/08/24
14094 Macquarie Bank Ltd. - ASM Pacific European Wts Dec 2016 A HKD -   -   0.010   0 0 134,777 0.077   2016/03/22 0.010   2016/11/23 39,680,000 1,897,680 0.260   2015/05/04 0.038   2015/09/29
21105 Macquarie Bank Ltd. - Avichina European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.078   2016/01/04 0.011   2016/06/13 22,740,000 1,059,350 0.440   2015/04/27 0.026   2015/07/07
23615 Macquarie Bank Ltd. - Avichina European Warrants Mar 2017 A HKD -   -   0.028   0 0 163,762 0.212   2016/01/04 0.033   2016/11/29 48,400,000 6,083,780 0.330   2015/10/16 0.204   2015/08/24
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD -   -   0.199   0 0 86,168 0.260   2016/07/20 0.205   2016/10/18 4,520,000 1,098,860 -   - -   -
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25749 Macquarie Bank Ltd. - Bank of EA European Wts Jan 2017 A HKD 0.385   0.385   0.385   2,000 770 113,765 0.670   2016/08/10 0.135   2016/02/17 201,488,000 44,564,364 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD 0.161   0.055   0.055   11,366,000 1,397,412 N/A 0.315   2016/08/19 0.055   2016/12/22 48,744,000 8,660,910 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.222   0.129   0.146   3,975,000 631,820 N/A 0.470   2016/09/22 0.129   2016/12/28 21,723,000 7,133,985 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD 0.023   0.023   0.021   200,000 4,600 106,290 0.109   2016/04/13 0.023   2016/12/01 50,495,000 2,705,665 0.495   2015/05/04 0.089   2015/12/08
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.520   0.370   0.395   2,849,000 1,174,285 N/A 0.840   2016/08/16 0.370   2016/12/29 8,706,000 5,272,945 -   - -   -
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD -   -   0.209   0 0 0 0.375   2016/04/13 0.228   2016/02/12 8,200,000 2,021,540 0.485   2015/06/01 0.238   2015/01/02
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD 0.207   0.205   0.207   120,000 24,720 N/A 0.207   2016/12/29 0.205   2016/12/29 120,000 24,720 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.136   0.104   0.107   12,060,000 1,435,280 N/A 0.247   2016/08/08 0.104   2016/12/29 53,160,000 9,009,960 -   - -   -
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.028   0 0 20,073 0.126   2016/01/06 0.039   2016/06/16 59,370,000 5,684,170 0.520   2015/05/22 0.130   2015/12/28
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD 0.034   0.034   0.034   1,600,000 54,400 152,683 0.108   2016/01/04 0.019   2016/07/08 193,740,000 7,148,160 0.236   2015/05/26 0.102   2015/12/16
27780 Macquarie Bank Ltd. - BOCHK European Warrants Dec 2016 A HKD -   -   0.026   0 0 1,951,847 0.970   2016/09/09 0.020   2016/11/09 96,492,000 33,847,336 -   - -   -
26222 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 A HKD -   -   0.570   0 0 388,142 0.610   2016/11/24 0.180   2016/02/12 240,890,000 53,377,765 -   - -   -
28226 Macquarie Bank Ltd. - BOCHK European Warrants Feb 2017 B HKD 2.430   0.660   0.710   5,326,500 6,188,845 4,850,038 2.430   2016/12/09 0.660   2016/12/29 30,162,000 41,294,050 -   - -   -
25651 Macquarie Bank Ltd. - BOCHK European Warrants May 2017 A HKD -   -   0.350   0 0 235,058 0.450   2016/09/09 0.134   2016/02/12 500,925,000 87,271,795 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 0.990   0.450   0.455   4,796,000 3,222,390 N/A 0.990   2016/12/08 0.450   2016/12/28 22,258,500 17,540,520 -   - -   -
15180 Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A HKD 0.140   0.088   0.117   90,496,000 11,183,759 N/A 0.140   2016/12/16 0.088   2016/12/28 90,496,000 11,183,759 -   - -   -
11179 Macquarie Bank Ltd. - BOCL European Warrants Jan 2017 A HKD 0.320   0.038   0.050   435,000 60,353 20,976,211 0.440   2016/09/21 0.038   2016/12/23 758,181,000 125,857,263 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD 0.475   0.280   0.360   2,503,000 844,680 4,335,856 0.570   2016/09/07 0.255   2016/06/28 89,632,000 29,511,280 -   - -   -
11998 Macquarie Bank Ltd. - BOCL European Warrants Mar 2017 A HKD 0.220   0.085   0.141   154,325,000 19,259,454 N/A 0.435   2016/09/22 0.085   2016/12/23 832,916,000 171,853,913 -   - -   -
12634 Macquarie Bank Ltd. - BOCL European Warrants May 2017 A HKD 0.125   0.061   0.061   2,349,000 217,475 N/A 0.255   2016/09/09 0.061   2016/12/19 334,202,000 56,589,633 -   - -   -
13500 Macquarie Bank Ltd. - BOCL European Warrants May 2017 B HKD 0.068   0.040   0.027   6,722,000 324,884 N/A 0.154   2016/09/29 0.040   2016/12/14 700,963,000 66,844,376 -   - -   -
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD -   -   0.345   0 0 N/A 0.365   2016/11/30 0.233   2016/10/04 8,740,000 2,164,120 -   - -   -
12744 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2017 A HKD 0.050   0.038   0.026   1,620,000 78,400 188,673 0.165   2016/01/12 0.031   2016/11/28 49,920,000 3,999,760 0.325   2015/11/23 0.300   2015/11/18
14343 Macquarie Bank Ltd. - BYD European Put Warrants Jun 2017 A HKD 0.485   0.395   0.435   7,035,000 3,058,625 N/A 0.485   2016/12/23 0.355   2016/11/30 61,570,000 25,033,600 -   - -   -
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD 0.110   0.087   0.087   600,000 58,000 721,458 0.190   2016/09/07 0.087   2016/12/22 5,449,000,000 694,385,850 0.405   2015/06/04 0.148   2015/08/25
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.227   0.214   0.214   350,000 76,550 47,258 0.330   2016/07/21 0.212   2016/02/15 3,158,900,000 761,763,800 -   - -   -
28865 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 A HKD 0.250   0.021   0.023   81,780,000 10,860,720 2,404,299 1.240   2016/07/19 0.021   2016/12/22 93,340,000 14,562,095 -   - -   -
11648 Macquarie Bank Ltd. - BYD European Warrants Feb 2017 B HKD 0.029   0.028   0.029   170,000 4,850 N/A 0.600   2016/07/25 0.023   2016/11/17 490,045,000 67,495,005 -   - -   -
24622 Macquarie Bank Ltd. - BYD European Warrants Jan 2017 A HKD 0.037   0.037   0.024   100,000 3,700 366,625 0.130   2016/08/31 0.037   2016/12/08 33,150,000 3,205,450 0.260   2015/06/04 0.043   2015/08/24
14387 Macquarie Bank Ltd. - BYD European Warrants Jun 2017 B HKD 0.660   0.290   0.300   16,135,000 5,981,700 N/A 0.730   2016/11/28 0.290   2016/12/30 16,470,000 6,216,600 -   - -   -
11452 Macquarie Bank Ltd. - BYD European Warrants Mar 2017 A HKD 0.194   0.028   0.030   103,785,000 8,705,230 N/A 1.040   2016/07/18 0.028   2016/12/28 120,995,000 17,921,285 -   - -   -
12972 Macquarie Bank Ltd. - BYD European Warrants May 2017 A HKD 0.069   0.014   0.019   26,395,000 978,530 N/A 0.410   2016/09/09 0.014   2016/12/29 82,930,000 8,036,635 -   - -   -
27552 Macquarie Bank Ltd. - Car Inc European Warrants Apr 2017 A HKD 0.013   0.010   0.010   7,360,000 75,080 2,346,435 0.232   2016/04/25 0.010   2016/12/16 314,390,000 32,159,880 -   - -   -
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.189   0.142   0.145   5,080,000 805,470 N/A 0.290   2016/09/09 0.142   2016/12/20 193,920,000 41,892,390 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.100   0.066   0.068   10,340,000 784,550 N/A 0.194   2016/10/12 0.066   2016/12/28 122,130,000 16,735,260 -   - -   -
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.030   0.026   0.026   1,010,000 29,430 671,383 0.244   2016/03/31 0.026   2016/12/30 66,800,000 7,537,840 -   - -   -
13056 Macquarie Bank Ltd. - CC Bank European Put Warrants Apr 17 B HKD 0.195   0.069   0.075   33,330,000 3,991,100 N/A 0.238   2016/11/09 0.069   2016/12/30 684,387,000 109,780,333 -   - -   -
27957 Macquarie Bank Ltd. - CC Bank European Put Warrants Jan 17 A HKD -   -   0.010   0 0 1,795,200 0.330   2016/05/19 0.026   2016/09/09 527,127,000 74,742,164 -   - -   -
12615 Macquarie Bank Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.101   0.030   0.101   1,840,000 139,080 N/A 0.250   2016/09/09 0.030   2016/12/21 1,135,085,000 220,509,825 -   - -   -
28646 Macquarie Bank Ltd. - CC Bank European Warrants Dec 2016 A HKD -   -   0.260   0 0 6,748,301 0.590   2016/09/22 0.102   2016/06/15 1,493,565,000 206,037,404 -   - -   -
27282 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 A HKD 0.630   0.260   0.510   3,882,000 1,650,605 2,182,832 0.680   2016/09/27 0.095   2016/05/19 1,676,488,000 378,554,618 -   - -   -
13498 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2017 B HKD 0.094   0.010   0.079   11,435,000 561,057 N/A 0.280   2016/09/29 0.010   2016/12/23 1,495,001,000 212,124,191 -   - -   -
11399 Macquarie Bank Ltd. - CC Bank European Warrants Jan 2017 B HKD 0.870   0.870   0.870   10,000 8,700 N/A 1.130   2016/09/09 0.495   2016/11/18 978,000 671,225 -   - -   -
14777 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 A HKD 0.237   0.094   0.200   1,054,510,000 194,097,146 N/A 0.237   2016/12/08 0.094   2016/12/23 1,054,510,000 194,097,146 -   - -   -
26299 Macquarie Bank Ltd. - CC Bank European Warrants Mar 2017 A HKD 0.270   0.058   0.230   117,501,000 23,217,411 65,373,902 0.450   2016/09/09 0.049   2016/05/19 3,050,156,000 591,316,904 -   - -   -
26957 Macquarie Bank Ltd. - CEB Bank European Warrants Apr 2017 A HKD 0.290   0.220   0.220   400,000 97,100 767,824 0.630   2016/04/14 0.220   2016/12/15 21,559,000 7,981,100 -   - -   -
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD 0.350   0.310   0.305   164,000 55,840 N/A 0.490   2016/09/06 0.275   2016/11/21 7,016,000 2,792,840 -   - -   -
22845 Macquarie Bank Ltd. - CGN Power European Warrants Apr 2017 A HKD -   -   0.019   0 0 27,855 0.042   2016/01/06 0.025   2016/08/29 12,380,000 370,870 0.200   2015/06/15 0.044   2015/12/16
26495 Macquarie Bank Ltd. - CGN Power European Warrants Dec 2016 A HKD -   -   0.020   0 0 1,050,185 0.510   2016/04/20 0.071   2016/10/04 68,635,000 17,847,435 -   - -   -
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.017   0 0 12,775 0.073   2016/01/05 0.013   2016/11/18 20,460,000 786,900 0.310   2015/06/08 0.053   2015/12/14
15516 Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.175   0.116   0.121   8,330,000 1,239,015 N/A 0.241   2016/08/11 0.116   2016/12/29 146,395,000 28,283,540 -   - -   -
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD 0.034   0.021   0.024   25,680,000 592,200 3,599,953 0.255   2016/01/06 0.021   2016/12/05 514,880,000 63,800,165 0.350   2015/11/09 0.175   2015/08/24
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.143   0.099   0.115   10,960,000 1,266,690 3,708,045 0.310   2016/04/19 0.099   2016/12/23 277,310,000 51,062,600 0.950   2015/04/14 0.300   2015/12/11
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.032   0 0 39,463 0.071   2016/08/17 0.018   2016/02/11 13,810,000 617,030 0.265   2015/07/16 0.062   2015/12/14
16569 Macquarie Bank Ltd. - Ch LongYuan European Wts Feb 2017 A HKD -   -   0.020   0 0 555,078 0.112   2016/04/14 0.020   2016/11/03 106,210,000 8,113,600 0.495   2015/04/09 0.117   2015/12/14
14929 Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26499 Macquarie Bank Ltd. - Ch LongYuan European Wts May 2017 A HKD 1.730   1.310   1.400   636,000 957,170 941,835 2.590   2016/08/17 1.050   2016/03/01 7,818,000 12,453,570 -   - -   -
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.370   0.340   0.330   40,000 14,200 63,350 0.390   2016/10/28 0.243   2016/06/28 7,880,000 2,213,540 -   - -   -
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.290   0.290   0.244   20,000 5,800 N/A 0.315   2016/10/11 0.234   2016/11/09 23,360,000 5,865,680 -   - -   -
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.026   0.026   0.026   60,000 1,560 749,837 0.192   2016/01/04 0.026   2016/12/20 199,780,000 25,531,400 0.550   2015/06/23 0.125   2015/09/01
24678 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Feb 2017 A HKD -   -   0.010   0 0 265,887 0.073   2016/01/05 0.014   2016/09/15 58,480,000 2,433,900 0.218   2015/08/18 0.086   2015/08/25
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.143   0.116   0.116   5,720,000 726,060 N/A 0.249   2016/08/15 0.116   2016/12/30 48,600,000 9,857,860 -   - -   -
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD 0.208   0.193   0.201   400,000 80,160 N/A 0.208   2016/12/29 0.193   2016/12/29 400,000 80,160 -   - -   -
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.355   0.355   0.300   160,000 56,800 N/A 0.375   2016/11/29 0.191   2016/09/12 11,080,000 2,529,800 -   - -   -
14055 Macquarie Bank Ltd. - CHALCO European Warrants Jun 2017 A HKD 0.610   0.280   0.315   40,770,000 20,902,920 N/A 0.630   2016/11/25 0.280   2016/12/29 98,478,000 49,943,750 -   - -   -
11955 Macquarie Bank Ltd. - CHALCO European Warrants Mar 2017 A HKD 0.560   0.243   0.243   390,000 138,828 N/A 0.770   2016/11/25 0.243   2016/12/29 155,062,000 58,952,338 -   - -   -
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD 0.300   0.233   0.300   1,420,000 349,440 N/A 0.300   2016/12/30 0.223   2016/11/10 3,340,000 808,780 -   - -   -
15234 Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A HKD 0.218   0.193   0.194   680,000 139,820 N/A 0.218   2016/12/16 0.193   2016/12/29 680,000 139,820 -   - -   -
26149 Macquarie Bank Ltd. - Chi Res Land European Wts Dec 2016 A HKD -   -   0.010   0 0 2,515,497 0.430   2016/03/07 0.016   2016/11/09 130,080,000 26,273,880 -   - -   -
27629 Macquarie Bank Ltd. - Chi Res Land European Wts Mar 2017 A HKD 0.030   0.020   0.010   6,960,000 180,180 11,343,993 0.280   2016/09/09 0.020   2016/12/12 777,940,000 128,333,840 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.073   0.035   0.035   8,620,000 542,280 N/A 0.237   2016/09/29 0.035   2016/12/30 53,320,000 4,622,260 -   - -   -
11214 Macquarie Bank Ltd. - Chi Res Power European Wts Apr 2017 A HKD 1.050   0.930   0.930   56,000 52,560 N/A 2.590   2016/08/19 0.930   2016/12/21 2,428,000 5,300,300 -   - -   -
26501 Macquarie Bank Ltd. - China Agri European Wts Mar 2017 A HKD 0.290   0.290   0.290   20,000 5,800 1,533,227 0.780   2016/04/21 0.290   2016/12/15 31,963,000 16,304,110 -   - -   -
14205 Macquarie Bank Ltd. - China Cinda European Warrants Jan 17 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.117   2015/04/09 0.019   2015/09/18
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.132   0.095   0.131   9,608,000 1,028,350 N/A 0.320   2016/09/09 0.095   2016/12/28 22,254,000 3,975,115 -   - -   -
13408 Macquarie Bank Ltd. - China Cinda European Wts May 2017 A HKD 0.190   0.121   0.184   12,580,000 1,898,600 N/A 0.335   2016/09/26 0.121   2016/12/20 29,374,000 5,720,130 -   - -   -
11296 Macquarie Bank Ltd. - China Coal European Wts Apr 2017 A HKD 0.097   0.025   0.027   10,192,000 657,845 N/A 0.670   2016/07/12 0.025   2016/12/29 40,055,000 7,438,305 -   - -   -
14901 Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A HKD 0.720   0.610   0.630   11,836,000 7,377,280 N/A 0.720   2016/12/22 0.610   2016/12/28 11,836,000 7,377,280 -   - -   -
11107 Macquarie Bank Ltd. - China East Air European Wts Mar 2017 A HKD 0.089   0.015   0.015   4,084,000 290,802 1,064,458 0.590   2016/07/12 0.015   2016/12/15 40,798,000 7,227,886 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.046   0.018   0.020   3,000,000 93,000 808,470 0.157   2016/04/14 0.018   2016/12/13 171,460,000 19,153,540 0.470   2015/06/24 0.145   2015/09/04
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD 0.163   0.142   0.144   240,000 34,940 N/A 0.216   2016/10/27 0.142   2016/12/29 1,900,000 383,430 -   - -   -
26261 Macquarie Bank Ltd. - China EB Int'l European Wts Mar 2017 A HKD 0.095   0.061   0.068   920,000 80,030 881,118 0.260   2016/02/26 0.061   2016/12/19 73,040,000 13,633,260 -   - -   -
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.142   0.082   0.092   1,060,000 104,900 N/A 0.265   2016/09/09 0.082   2016/12/28 13,460,000 2,747,580 -   - -   -
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.111   0.098   0.110   3,200,000 337,340 N/A 0.228   2016/10/11 0.098   2016/12/22 6,360,000 912,780 -   - -   -
12700 Macquarie Bank Ltd. - China Life European Wts Apr 2017 A HKD 0.800   0.140   0.157   88,679,000 31,971,601 N/A 1.100   2016/09/22 0.140   2016/12/29 200,103,000 80,588,841 -   - -   -
26739 Macquarie Bank Ltd. - China Life European Wts Dec 2016 B HKD -   -   0.360   0 0 3,480,208 0.360   2016/11/28 0.042   2016/11/09 3,798,290,000 380,146,320 -   - -   -
28118 Macquarie Bank Ltd. - China Life European Wts Dec 2016 C HKD -   -   1.600   0 0 8,615,627 1.930   2016/09/09 0.034   2016/11/14 119,539,000 59,976,921 -   - -   -
11355 Macquarie Bank Ltd. - China Life European Wts Feb 2017 A HKD 4.000   1.480   1.600   2,220,000 6,942,090 N/A 4.120   2016/11/30 1.480   2016/12/23 2,474,000 7,791,370 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.295   0.159   0.180   25,620,000 5,452,460 N/A 0.305   2016/11/30 0.159   2016/12/29 27,160,000 5,889,710 -   - -   -
15162 Macquarie Bank Ltd. - China Life European Wts Feb 2018 B HKD 0.174   0.148   0.167   1,380,000 216,710 N/A 0.174   2016/12/16 0.148   2016/12/23 1,380,000 216,710 -   - -   -
11050 Macquarie Bank Ltd. - China Life European Wts Jan 2017 B HKD 0.820   0.010   0.010   58,112,000 16,390,693 21,379,930 1.390   2016/09/09 0.010   2016/12/21 385,724,000 134,511,287 -   - -   -
15459 Macquarie Bank Ltd. - China Life European Wts Jul 2017 A HKD 0.215   0.195   0.215   800,000 162,900 N/A 0.215   2016/12/30 0.195   2016/12/23 800,000 162,900 -   - -   -
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.405   0.255   0.285   13,300,000 4,481,350 N/A 0.405   2016/12/08 0.223   2016/11/11 19,740,000 6,409,240 -   - -   -
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.530   0.164   0.185   39,471,000 8,824,875 N/A 0.830   2016/09/22 0.141   2016/11/09 119,601,000 32,422,936 -   - -   -
14435 Macquarie Bank Ltd. - China Life European Wts Jun 2017 B HKD 0.680   0.335   0.375   8,502,000 3,470,500 N/A 0.680   2016/12/14 0.335   2016/12/29 8,502,000 3,470,500 -   - -   -
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD -   -   0.470   0 0 N/A 0.480   2016/09/22 0.265   2016/11/09 14,760,000 5,665,350 -   - -   -
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.340   0.225   0.225   8,510,000 2,463,080 N/A 0.340   2016/12/01 0.152   2016/11/09 483,170,000 99,451,060 -   - -   -
27486 Macquarie Bank Ltd. - China Life European Wts May 2017 A HKD 0.166   0.049   0.058   170,220,000 15,920,680 6,993,102 0.207   2016/04/21 0.039   2016/11/09 7,350,160,000 649,433,750 -   - -   -
14039 Macquarie Bank Ltd. - China Life European Wts May 2017 B HKD 1.190   0.510   0.590   4,598,000 2,665,970 N/A 1.830   2016/11/28 0.510   2016/12/29 4,934,000 2,917,780 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.290   0.199   0.213   6,540,000 1,605,840 N/A 0.290   2016/12/09 0.199   2016/12/28 7,100,000 1,745,200 -   - -   -
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11121 Macquarie Bank Ltd. - China Mobile Euro Put Wts Feb 2017 A HKD 0.056   0.025   0.020   9,315,000 363,135 13,619,437 0.285   2016/07/06 0.025   2016/12/28 980,335,000 81,716,620 -   - -   -
11217 Macquarie Bank Ltd. - China Mobile Euro Put Wts May 2017 A HKD 0.093   0.055   0.055   61,010,000 4,403,180 N/A 0.219   2016/07/08 0.055   2016/12/30 1,840,515,000 201,315,795 -   - -   -
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.152   0.148   0.152   1,650,000 246,950 23,551,467 0.250   2016/01/11 0.101   2016/09/22 1,854,950,000 281,576,100 0.250   2015/08/31 0.205   2015/11/04
28062 Macquarie Bank Ltd. - China Mobile European Wts Apr 2017 A HKD 0.035   0.025   0.025   70,000 2,050 32,463,138 0.350   2016/07/27 0.025   2016/12/07 2,175,025,000 436,672,870 -   - -   -
27253 Macquarie Bank Ltd. - China Mobile European Wts Dec 2016 A HKD -   -   0.010   0 0 26,380,948 0.360   2016/04/18 0.018   2016/10/20 3,667,755,000 487,409,830 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD 0.052   0.027   0.029   100,500,000 4,568,650 18,551,058 0.125   2016/09/09 0.027   2016/12/28 4,227,800,000 371,975,000 0.275   2015/04/09 0.115   2015/12/31
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD 0.035   0.027   0.027   3,400,000 102,550 10,116,017 0.085   2016/07/21 0.027   2016/12/28 1,286,550,000 91,011,000 0.250   2015/04/27 0.085   2015/12/30
11318 Macquarie Bank Ltd. - China Mobile European Wts Feb 2017 B HKD 0.047   0.010   0.010   224,590,000 7,300,085 N/A 0.610   2016/08/12 0.010   2016/12/19 1,386,545,000 223,812,090 -   - -   -
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.014   0 0 116,033 0.053   2016/04/22 0.017   2016/06/24 136,600,000 5,131,900 0.290   2015/04/23 0.051   2015/12/31
15060 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 B HKD 0.410   0.280   0.325   454,165,000 156,012,150 N/A 0.410   2016/12/14 0.280   2016/12/28 454,165,000 156,012,150 -   - -   -
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD 0.029   0.019   0.024   3,210,000 84,350 35,280,225 0.315   2016/07/21 0.019   2016/12/13 1,736,960,000 318,380,670 -   - -   -
14244 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 B HKD 0.134   0.073   0.086   405,600,000 40,765,290 N/A 0.207   2016/11/16 0.073   2016/12/19 619,980,000 68,544,125 -   - -   -
17100 Macquarie Bank Ltd. - China Mobile European Wts Mar 2017 A HKD 0.032   0.010   0.011   12,385,000 278,130 9,414,230 0.115   2016/08/01 0.010   2016/12/29 2,061,210,000 72,245,585 0.305   2015/04/21 0.093   2015/12/30
11352 Macquarie Bank Ltd. - China Mobile European Wts May 2017 B HKD 0.175   0.074   0.088   547,265,000 75,433,275 N/A 0.900   2016/09/09 0.074   2016/12/28 1,353,175,000 304,125,040 -   - -   -
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.110   0.072   0.099   47,480,000 4,513,260 N/A 0.255   2016/10/11 0.059   2016/11/14 155,400,000 17,733,325 -   - -   -
27031 Macquarie Bank Ltd. - China Overseas European Put Wts Jan17A HKD 0.107   0.024   0.090   7,900,000 692,000 1,709,987 0.330   2016/04/05 0.019   2016/09/28 1,070,380,000 286,237,740 -   - -   -
27030 Macquarie Bank Ltd. - China Overseas European Wts Apr 2017 A HKD -   -   0.014   0 0 4,325,693 0.290   2016/04/19 0.012   2016/11/18 2,267,560,000 399,107,240 -   - -   -
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD 0.037   0.015   0.015   4,060,000 139,020 N/A 0.305   2016/08/10 0.015   2016/12/21 534,300,000 97,356,800 -   - -   -
28060 Macquarie Bank Ltd. - China Overseas European Wts Dec 2016 A HKD -   -   0.010   0 0 6,744,365 2.120   2016/08/10 0.027   2016/11/01 53,336,000 40,729,592 -   - -   -
15178 Macquarie Bank Ltd. - China Overseas European Wts Jul 2017 A HKD 0.570   0.310   0.315   4,744,000 1,775,570 N/A 0.570   2016/12/15 0.310   2016/12/29 4,744,000 1,775,570 -   - -   -
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.310   0.185   0.190   14,600,000 3,096,400 N/A 0.310   2016/12/09 0.185   2016/12/29 15,120,000 3,253,900 -   - -   -
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.076   0.030   0.031   11,680,000 639,900 N/A 0.305   2016/09/23 0.030   2016/12/29 439,100,000 77,225,240 -   - -   -
20649 Macquarie Bank Ltd. - China Railway European Wts Dec 2016 A HKD -   -   0.010   0 0 0 0.028   2016/04/14 0.010   2016/05/27 720,000 10,840 0.540   2015/04/15 0.054   2015/12/30
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.101   0.067   0.071   4,480,000 389,250 11,609,425 0.187   2016/04/15 0.055   2016/09/21 963,000,000 81,901,200 0.640   2015/04/20 0.134   2015/12/14
12702 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2017 A HKD 0.098   0.032   0.036   14,120,000 722,240 N/A 0.345   2016/09/21 0.032   2016/12/28 35,120,000 4,683,880 -   - -   -
26334 Macquarie Bank Ltd. - China Res Gas European Wts Dec 2016 A HKD -   -   0.018   0 0 2,292,443 0.560   2016/09/22 0.018   2016/11/21 46,740,000 17,774,060 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD -   -   0.108   0 0 N/A 0.275   2016/11/01 0.158   2016/11/21 80,930,000 18,999,405 -   - -   -
24967 Macquarie Bank Ltd. - China Shenhua European Wts Feb 2017 A HKD 0.154   0.134   0.134   500,000 68,500 93,958 0.450   2016/11/03 0.106   2016/01/20 170,335,000 30,279,185 -   - -   -
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.265   0.162   0.162   600,000 131,180 N/A 0.360   2016/11/10 0.162   2016/12/23 36,475,000 8,741,355 -   - -   -
13008 Macquarie Bank Ltd. - China Taiping European Wts Apr 2017 A HKD 0.213   0.094   0.098   11,840,000 2,112,288 N/A 0.290   2016/09/09 0.094   2016/12/29 119,338,000 26,611,344 -   - -   -
11023 Macquarie Bank Ltd. - China Tel European Warrants May 2017 A HKD 0.149   0.062   0.067   34,494,000 3,427,328 5,426,201 0.510   2016/08/23 0.062   2016/12/29 165,022,000 37,110,184 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD 0.136   0.090   0.082   16,040,000 1,779,094 N/A 0.226   2016/11/10 0.090   2016/12/21 66,146,000 9,008,728 -   - -   -
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.131   0.077   0.089   726,860,000 76,349,000 30,891,307 0.160   2016/10/11 0.073   2016/11/17 1,877,860,000 192,919,940 -   - -   -
14902 Macquarie Bank Ltd. - China Unicom European Wts Jul 2017 A HKD 0.490   0.200   0.230   198,062,000 52,734,716 N/A 0.490   2016/12/08 0.200   2016/12/23 198,062,000 52,734,716 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.050   0.033   0.033   154,980,000 6,881,000 4,812,677 0.111   2016/03/17 0.026   2016/11/16 1,205,120,000 79,654,800 0.300   2015/07/21 0.093   2015/12/31
12877 Macquarie Bank Ltd. - China Vanke European Put Wts Apr17B HKD 0.120   0.056   0.107   88,964,000 7,198,260 N/A 0.223   2016/08/31 0.050   2016/11/30 141,377,000 15,996,418 -   - -   -
26594 Macquarie Bank Ltd. - China Vanke European Warrants Apr 17 A HKD 0.335   0.037   0.042   192,336,000 15,350,105 7,584,994 0.520   2016/03/14 0.037   2016/12/29 381,882,000 54,058,646 -   - -   -
26034 Macquarie Bank Ltd. - China Vanke European Warrants Jan 17 A HKD 0.243   0.038   0.037   39,962,000 4,092,151 14,924,720 0.455   2016/03/14 0.038   2016/12/14 835,977,000 142,024,269 -   - -   -
12973 Macquarie Bank Ltd. - China Vanke European Warrants May 17 A HKD 0.202   0.024   0.026   41,354,000 4,252,590 N/A 0.217   2016/09/08 0.024   2016/12/29 145,917,000 19,612,506 -   - -   -
14903 Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A HKD 0.110   0.041   0.042   21,804,000 1,296,205 N/A 0.110   2016/12/13 0.041   2016/12/29 21,804,000 1,296,205 -   - -   -
23020 Macquarie Bank Ltd. - Chinares Cement European Wt Dec 2016 A HKD -   -   0.010   0 0 6,168 0.106   2016/04/13 0.010   2016/10/12 341,266,000 16,737,966 0.290   2015/11/27 0.113   2015/12/15
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 0.480   0.290   0.290   300,000 118,930 1,631,683 0.610   2016/11/15 0.189   2016/06/16 38,364,000 15,070,596 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.260   0.212   0.218   2,652,000 592,734 N/A 0.260   2016/12/06 0.183   2016/10/18 13,298,000 2,757,338 -   - -   -
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD 0.200   0.054   0.060   36,776,000 5,048,090 N/A 0.380   2016/09/27 0.054   2016/12/28 55,482,000 9,637,600 -   - -   -
15632 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.670   0.345   0.385   1,076,000 432,140 N/A 0.670   2016/12/01 0.345   2016/12/29 2,476,000 1,074,425 -   - -   -
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.700   0.420   0.445   1,206,000 615,815 N/A 0.710   2016/11/28 0.420   2016/12/29 1,766,000 948,065 -   - -   -
27554 Macquarie Bank Ltd. - CITIC European Warrants Jan 2017 A HKD -   -   0.021   0 0 846,699 0.550   2016/04/25 0.021   2016/10/13 116,316,000 26,842,560 -   - -   -
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD -   -   0.171   0 0 675,323 0.320   2016/08/12 0.168   2016/02/17 204,090,000 42,509,640 -   - -   -
11484 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2017 A HKD 0.047   0.010   0.010   695,000 15,390 N/A 0.255   2016/07/19 0.010   2016/12/20 334,065,000 46,967,255 -   - -   -
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD 0.196   0.103   0.114   3,700,000 468,410 N/A 0.196   2016/12/07 0.103   2016/12/29 3,700,000 468,410 -   - -   -
13071 Macquarie Bank Ltd. - CKH European Warrants Apr 2017 A HKD 0.066   0.020   0.020   31,575,000 1,422,840 N/A 0.490   2016/09/09 0.020   2016/12/22 178,055,000 23,413,125 -   - -   -
28219 Macquarie Bank Ltd. - CKH European Warrants Dec 2016 A HKD -   -   0.010   0 0 11,012,246 0.630   2016/09/09 0.010   2016/11/23 488,060,000 111,930,635 -   - -   -
11124 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 A HKD 0.029   0.020   0.012   250,000 5,480 14,568,558 0.480   2016/09/05 0.020   2016/12/08 387,400,000 92,064,915 -   - -   -
11248 Macquarie Bank Ltd. - CKH European Warrants Feb 2017 B HKD 0.580   0.243   0.280   6,080,000 2,171,710 N/A 0.940   2016/07/27 0.243   2016/12/30 7,590,000 3,208,960 -   - -   -
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD 0.020   0.018   0.018   800,000 15,000 72,900 0.099   2016/01/05 0.010   2016/07/06 132,850,000 7,269,650 0.265   2015/07/20 0.089   2015/12/14
15460 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11482 Macquarie Bank Ltd. - CKH European Warrants Mar 2017 A HKD 0.390   0.053   0.061   59,820,000 8,326,620 N/A 1.060   2016/09/02 0.053   2016/12/30 65,755,000 11,331,720 -   - -   -
13938 Macquarie Bank Ltd. - CKH European Warrants May 2017 A HKD 0.239   0.064   0.074   40,980,000 4,851,220 N/A 0.500   2016/10/25 0.064   2016/12/30 48,970,000 7,019,100 -   - -   -
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.020   0 0 38,408 0.047   2016/04/07 0.020   2016/10/27 11,800,000 398,300 0.250   2015/06/16 0.058   2015/08/24
13572 Macquarie Bank Ltd. - CKI Holdings European Warrants Apr17 A HKD 0.097   0.023   0.036   5,780,000 334,510 N/A 0.255   2016/10/03 0.023   2016/12/23 120,480,000 26,422,740 -   - -   -
26737 Macquarie Bank Ltd. - CKI Holdings European Warrants Dec16 A HKD -   -   0.015   0 0 20,487 0.495   2016/03/11 0.023   2016/06/27 1,084,080,000 284,064,890 -   - -   -
11555 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar17 A HKD 0.169   0.039   0.042   1,560,000 176,440 N/A 0.630   2016/08/01 0.039   2016/12/22 757,030,000 323,186,020 -   - -   -
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD -   -   0.050   0 0 37,283 0.130   2016/09/09 0.090   2016/05/30 149,550,000 15,033,850 0.155   2015/06/19 0.094   2015/07/08
11319 Macquarie Bank Ltd. - CKP European Warrants May 2017 A HKD 0.325   0.080   0.101   13,415,000 2,686,905 N/A 0.850   2016/08/11 0.080   2016/12/28 43,375,000 12,631,395 -   - -   -
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.106   0.029   0.033   47,570,000 3,145,575 N/A 0.300   2016/10/03 0.029   2016/12/29 101,150,000 9,617,120 -   - -   -
27034 Macquarie Bank Ltd. - CLP European Warrants Feb 2017 A HKD 0.052   0.023   0.025   4,240,000 150,905 2,143,355 0.590   2016/07/26 0.023   2016/12/14 125,800,000 31,407,095 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD 0.087   0.049   0.070   18,570,000 1,222,775 1,965,723 0.255   2016/06/14 0.049   2016/12/08 159,015,000 17,700,445 -   - -   -
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.250   0.152   0.167   30,810,000 6,240,755 N/A 0.320   2016/09/23 0.152   2016/12/23 100,090,000 23,417,225 -   - -   -
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.350   0.225   0.250   7,555,000 1,869,870 779,791 0.420   2016/09/07 0.225   2016/12/23 18,665,000 5,866,095 -   - -   -
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD -   -   0.380   0 0 124,194 0.500   2016/09/07 0.110   2016/06/08 55,750,000 10,775,925 -   - -   -
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.207   0.108   0.122   64,635,000 10,788,020 N/A 0.246   2016/10/12 0.108   2016/12/23 138,795,000 25,240,755 -   - -   -
21858 Macquarie Bank Ltd. - CMS European Warrants Dec 2016 A HKD -   -   0.021   0 0 152,183 0.232   2016/01/04 0.026   2016/10/31 53,540,000 7,433,180 0.260   2015/06/25 0.159   2015/07/08
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD -   -   0.410   0 0 127,050 0.490   2016/08/11 0.395   2016/11/09 1,780,000 804,300 -   - -   -
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD -   -   0.020   0 0 12,537 0.024   2016/01/18 0.010   2016/10/24 4,380,000 90,020 0.450   2015/04/13 0.028   2015/12/11
27670 Macquarie Bank Ltd. - CNBM European Warrants Feb 2017 A HKD -   -   0.010   0 0 1,814,698 0.540   2016/04/29 0.010   2016/11/16 203,170,000 45,296,096 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD 0.620   0.345   0.360   6,818,000 3,113,400 N/A 0.830   2016/11/14 0.345   2016/12/28 11,590,000 6,280,060 -   - -   -
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD -   -   0.018   0 0 973 0.070   2016/04/21 0.018   2016/09/20 1,017,540,000 41,729,200 0.310   2015/04/21 0.040   2015/12/30
12874 Macquarie Bank Ltd. - CNBM European Warrants May 2017 A HKD 0.335   0.180   0.180   8,778,000 2,339,770 N/A 0.465   2016/11/14 0.180   2016/12/23 28,660,000 7,991,940 -   - -   -
15513 Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A HKD 0.260   0.240   0.260   268,000 66,992 N/A 0.260   2016/12/30 0.240   2016/12/28 268,000 66,992 -   - -   -
27299 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2016 B HKD -   -   0.012   0 0 21,079,945 0.495   2016/05/10 0.012   2016/10/04 2,597,063,000 573,588,651 -   - -   -
15325 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A HKD 1.290   1.170   1.290   2,270,000 2,764,550 N/A 1.290   2016/12/23 1.170   2016/12/21 2,270,000 2,764,550 -   - -   -
27632 Macquarie Bank Ltd. - CNOOC European Put Warrants Feb 2017 A HKD 0.031   0.022   0.020   100,000 2,560 18,826,087 1.010   2016/05/10 0.022   2016/12/01 965,298,000 222,836,762 -   - -   -
11844 Macquarie Bank Ltd. - CNOOC European Put Warrants May 2017 A HKD 0.400   0.234   0.360   10,394,000 3,288,836 N/A 1.180   2016/08/03 0.234   2016/12/14 256,344,000 85,433,211 -   - -   -
28420 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2017 A HKD 0.355   0.137   0.163   15,294,000 3,374,113 13,443,576 1.010   2016/06/10 0.137   2016/12/28 308,860,000 141,590,395 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.245   0.180   0.182   20,000 4,250 957,190 0.265   2016/10/25 0.080   2016/01/20 1,944,700,000 307,445,360 0.245   2015/09/09 0.117   2015/09/29
17116 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.025   2016/04/27 0.017   2016/04/29 1,220,000 27,900 0.193   2015/04/27 0.021   2015/09/10
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD 0.365   0.365   0.325   30,000 10,950 900,083 0.410   2016/10/20 0.167   2016/01/21 771,810,000 147,773,170 0.275   2015/12/30 0.249   2015/12/22
27871 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2017 B HKD 0.053   0.010   0.010   20,031,000 532,867 9,933,450 0.375   2016/06/08 0.010   2016/12/23 1,770,363,000 384,973,634 -   - -   -
29342 Macquarie Bank Ltd. - CNOOC European Warrants Jan 2017 A HKD 0.047   0.010   0.010   35,446,000 1,095,549 12,579,393 0.370   2016/06/24 0.010   2016/12/21 815,437,000 144,392,302 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.075   0.040   0.040   7,580,000 514,940 5,124,133 0.112   2016/04/21 0.014   2016/01/21 1,096,760,000 84,342,370 0.335   2015/04/27 0.051   2015/12/14
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.130   0.107   0.104   5,170,000 610,450 8,094,085 0.171   2016/04/22 0.056   2016/01/21 4,780,420,000 624,671,530 0.260   2015/10/16 0.086   2015/12/14
11845 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2017 A HKD 0.088   0.014   0.014   57,092,000 3,366,568 N/A 0.203   2016/10/24 0.014   2016/12/30 1,785,752,000 217,561,121 -   - -   -
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD 0.018   0.010   0.011   900,000 10,700 1,580,045 0.075   2016/04/22 0.010   2016/12/28 1,318,900,000 68,805,760 0.305   2015/04/23 0.037   2015/12/31
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD 0.375   0.165   0.174   67,646,000 19,956,319 N/A 0.375   2016/12/01 0.137   2016/11/11 196,384,000 43,925,265 -   - -   -
14724 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A HKD 0.800   0.475   0.475   19,064,000 12,286,810 N/A 0.800   2016/12/01 0.475   2016/12/22 19,064,000 12,286,810 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.395   0.164   0.176   288,431,000 91,520,496 N/A 0.450   2016/10/20 0.153   2016/11/14 664,180,000 217,036,899 -   - -   -
21102 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Jul 2017 A HKD -   -   0.010   0 0 0 0.058   2016/01/06 0.020   2016/05/13 5,235,000 215,475 0.430   2015/04/28 0.047   2015/12/14
11553 Macquarie Bank Ltd. - COSCO Sh Hold European Wts May 2017 A HKD 0.250   0.075   0.078   13,320,500 1,916,214 N/A 0.435   2016/07/21 0.075   2016/12/28 49,455,500 12,182,685 -   - -   -
12857 Macquarie Bank Ltd. - CPIC European Warrants Apr 2017 A HKD 0.130   0.059   0.040   20,122,000 2,258,384 N/A 0.370   2016/09/09 0.059   2016/12/19 169,944,000 23,469,798 -   - -   -
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD 0.147   0.080   0.066   14,576,000 1,696,006 N/A 0.320   2016/09/22 0.080   2016/12/21 71,440,000 9,380,814 -   - -   -
27956 Macquarie Bank Ltd. - CPIC European Warrants Jan 2017 A HKD 0.049   0.020   0.020   1,900,000 65,200 2,916,530 0.310   2016/07/15 0.020   2016/12/21 174,094,000 31,126,954 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.178   0.121   0.126   22,905,000 3,563,445 2,622,153 0.260   2016/01/11 0.110   2016/10/12 115,575,000 21,803,055 0.980   2015/04/14 0.246   2015/02/02
23349 Macquarie Bank Ltd. - CRRC European Warrants Mar 2017 A HKD -   -   0.020   0 0 8,455 0.250   2016/01/07 0.034   2016/08/22 56,200,000 7,559,890 0.445   2015/09/18 0.330   2015/09/23
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.149   0.104   0.104   470,000 53,310 726,813 0.350   2016/03/14 0.104   2016/12/30 93,460,000 23,576,550 1.480   2015/04/20 0.380   2015/08/25
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.068   0.053   0.042   2,900,000 175,000 948,833 0.208   2016/01/04 0.047   2016/11/17 229,600,000 25,403,850 0.400   2015/04/23 0.183   2015/02/09
15628 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B HKD 0.520   0.500   0.520   90,000 45,950 N/A 0.520   2016/12/29 0.500   2016/12/29 90,000 45,950 -   - -   -
22025 Macquarie Bank Ltd. - CRRC Times European Warrants Jan 2017A HKD -   -   0.010   0 0 3,325 0.050   2016/04/13 0.013   2016/08/22 12,950,000 505,200 0.270   2015/06/05 0.121   2015/10/29
11884 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Apr 2017 A HKD 0.098   0.022   0.022   8,680,000 508,120 N/A 0.250   2016/08/15 0.022   2016/12/21 179,674,200 29,645,868 -   - -   -
18656 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 A HKD -   -   0.015   0 0 5,175,768 0.082   2016/01/13 0.016   2016/09/26 4,130,754,000 238,171,476 0.390   2015/05/22 0.085   2015/08/26
25745 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2017 B HKD 0.033   0.025   0.014   11,110,000 343,310 9,732,915 0.151   2016/03/21 0.025   2016/12/16 2,613,638,000 246,003,746 -   - -   -
14000 Macquarie Bank Ltd. - CSOP A50 ETF European Wts May 2017 A HKD 0.510   0.182   0.182   2,046,800 841,524 N/A 0.530   2016/11/29 0.182   2016/12/30 6,458,800 2,654,009 -   - -   -
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.130   0.081   0.083   15,730,000 1,761,428 N/A 0.182   2016/08/15 0.081   2016/12/29 934,704,000 124,123,840 -   - -   -
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.105   0.081   0.081   2,700,000 272,500 994,505 0.320   2016/03/31 0.081   2016/12/13 133,090,000 24,101,380 0.260   2015/12/21 0.217   2015/12/14
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD 0.243   0.235   0.237   480,000 114,800 34,092 0.380   2016/10/19 0.235   2016/12/30 800,000 204,550 -   - -   -
17320 Macquarie Bank Ltd. - Digital China European Wts Mar 2017 A HKD 0.187   0.186   0.155   480,000 89,440 145,940 0.400   2016/10/12 0.120   2016/05/12 24,220,000 5,263,270 0.680   2015/05/26 0.150   2015/07/08
17385 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2016 A HKD -   -   0.010   0 0 2,199,693 0.188   2016/01/12 0.017   2016/08/31 464,980,000 45,068,920 0.470   2015/04/23 0.102   2015/08/27
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.086   0.071   0.071   6,420,000 505,260 N/A 0.260   2016/08/01 0.071   2016/12/14 95,960,000 13,225,500 -   - -   -
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.186   0.133   0.139   19,980,000 3,432,640 N/A 0.370   2016/07/25 0.133   2016/12/29 64,240,000 12,850,280 -   - -   -
21258 Macquarie Bank Ltd. - Esprit European Warrants Dec 2016 A HKD -   -   0.025   0 0 0 0.217   2016/01/25 0.057   2016/05/11 71,718,000 10,799,558 0.255   2015/11/26 0.169   2015/12/15
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.069   0.055   0.056   5,700,000 355,060 1,591,333 0.285   2016/03/31 0.055   2016/12/30 101,110,000 15,045,175 0.435   2015/11/25 0.238   2015/08/25
24763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2017 A HKD -   -   0.020   0 0 61,915 0.176   2016/01/04 0.023   2016/10/11 454,680,000 36,738,500 -   - -   -
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 0.078   0.046   0.047   7,700,000 396,670 1,682,838 0.224   2016/01/05 0.046   2016/12/29 322,100,000 41,961,020 0.365   2015/11/24 0.183   2015/12/14
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.029   0.029   0.029   20,000 580 218,125 0.162   2016/01/04 0.029   2016/12/22 402,150,000 44,904,300 0.255   2015/05/11 0.080   2015/06/11
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.250   0.188   0.195   9,500,000 2,004,255 N/A 0.345   2016/09/21 0.188   2016/12/28 114,280,000 28,015,620 -   - -   -
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.216   0.155   0.161   1,730,000 321,310 N/A 0.243   2016/10/12 0.155   2016/12/28 5,500,000 1,151,975 -   - -   -
25695 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2016 A HKD -   -   0.014   0 0 1,187,892 0.710   2016/04/01 0.012   2016/10/13 126,531,000 20,995,543 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD 0.091   0.062   0.063   2,480,000 176,951 N/A 0.219   2016/09/20 0.062   2016/12/29 21,260,000 2,903,118 -   - -   -
27485 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2017 A HKD -   -   0.010   0 0 723,910 0.500   2016/04/22 0.021   2016/09/22 112,406,000 12,315,852 -   - -   -
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.237   0.165   0.169   3,412,000 595,817 N/A 0.475   2016/10/20 0.165   2016/12/29 12,513,000 3,540,301 -   - -   -
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.310   0.241   0.247   720,000 199,040 N/A 0.320   2016/11/29 0.241   2016/12/29 4,440,000 1,238,900 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD -   -   0.340   0 0 950,283 0.500   2016/09/08 0.203   2016/01/14 155,640,000 44,667,320 0.300   2015/12/09 0.199   2015/09/04
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD 0.280   0.280   0.275   220,000 61,600 881,317 0.430   2016/08/16 0.165   2016/02/25 120,940,000 27,570,120 0.430   2015/04/27 0.087   2015/09/04
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.186   0.111   0.114   18,800,000 2,838,780 N/A 0.255   2016/09/19 0.111   2016/12/29 41,120,000 7,141,400 -   - -   -
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.135   0.081   0.089   33,320,000 3,018,480 N/A 0.290   2016/09/07 0.081   2016/12/29 218,060,000 32,886,000 -   - -   -
12905 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Apr 2017 A HKD 0.022   0.015   0.016   1,380,000 28,480 N/A 0.216   2016/09/02 0.010   2016/11/21 136,120,000 19,356,000 -   - -   -
15231 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26961 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2016 A HKD -   -   0.010   0 0 5,804,030 0.245   2016/03/31 0.010   2016/11/28 1,177,470,000 61,660,520 -   - -   -
11849 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2017 A HKD 0.700   0.236   0.236   3,530,000 943,980 N/A 0.730   2016/11/22 0.058   2016/08/31 659,070,000 93,199,950 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD 0.435   0.265   0.275   19,330,000 6,770,450 N/A 0.480   2016/11/29 0.209   2016/10/17 275,010,000 74,396,080 -   - -   -
28046 Macquarie Bank Ltd. - Galaxy Ent European Wts Mar 2017 A HKD 0.350   0.239   0.350   4,580,000 1,106,240 24,699,502 0.630   2016/11/24 0.072   2016/08/31 1,059,860,000 171,147,470 -   - -   -
15228 Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A HKD 0.187   0.126   0.126   16,920,000 2,773,760 N/A 0.187   2016/12/16 0.126   2016/12/28 16,920,000 2,773,760 -   - -   -
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.425   0.202   0.220   102,680,000 30,600,610 N/A 0.460   2016/11/29 0.180   2016/11/09 214,850,000 58,250,320 -   - -   -
14155 Macquarie Bank Ltd. - Geely Auto European Put Ws May17A HKD 0.490   0.280   0.375   21,495,000 8,200,975 N/A 0.640   2016/11/16 0.280   2016/12/08 39,670,000 18,101,400 -   - -   -
13257 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2017 A HKD 0.450   0.108   0.114   4,300,000 1,457,190 N/A 1.080   2016/10/25 0.108   2016/12/23 149,485,000 85,390,315 -   - -   -
11393 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 A HKD 2.370   1.340   1.530   1,600,000 2,460,250 N/A 3.030   2016/10/24 0.480   2016/07/14 76,845,000 52,123,250 -   - -   -
11843 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2017 B HKD 0.800   0.106   0.210   101,320,000 55,283,925 N/A 1.330   2016/10/24 0.106   2016/12/28 462,950,000 174,614,785 -   - -   -
15160 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A HKD 0.189   0.148   0.168   730,350,000 123,570,400 N/A 0.189   2016/12/15 0.148   2016/12/28 730,350,000 123,570,400 -   - -   -
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 0.450   0.127   0.142   358,920,000 125,039,945 N/A 1.160   2016/10/25 0.127   2016/12/23 510,485,000 191,750,070 -   - -   -
15512 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 B HKD 0.920   0.750   0.840   23,970,000 19,398,000 N/A 0.920   2016/12/29 0.750   2016/12/28 23,970,000 19,398,000 -   - -   -
22194 Macquarie Bank Ltd. - Golden Eagle European Wts Dec 2016 A HKD -   -   0.046   0 0 0 0.161   2016/01/05 0.093   2016/04/22 11,280,000 1,327,110 0.260   2015/07/08 0.172   2015/12/30
25110 Macquarie Bank Ltd. - Goldwind European Warrants Dec 2016 A HKD -   -   0.025   0 0 217,326 0.255   2016/01/14 0.030   2016/10/12 123,440,000 15,752,278 -   - -   -
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD 0.229   0.185   0.229   840,000 184,000 N/A 0.231   2016/10/12 0.143   2016/10/31 8,556,000 1,449,994 -   - -   -
11109 Macquarie Bank Ltd. - Guotai Junani European Warrants Mar17A HKD 0.220   0.021   0.021   18,786,000 1,294,730 4,173,320 0.560   2016/08/15 0.021   2016/12/30 80,459,000 25,281,836 -   - -   -
24293 Macquarie Bank Ltd. - Guotai Junani European Warrants Oct17A HKD 0.049   0.020   0.021   9,480,000 223,600 1,222,235 0.127   2016/01/04 0.020   2016/12/30 323,480,000 20,287,380 0.193   2015/11/09 0.093   2015/08/24
25794 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2017 A HKD 0.186   0.100   0.103   1,160,000 194,360 432,968 0.330   2016/08/05 0.100   2016/12/23 17,470,000 4,060,320 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD -   -   0.188   0 0 N/A 0.241   2016/10/18 0.211   2016/10/13 1,080,000 246,780 -   - -   -
26262 Macquarie Bank Ltd. - Haitong Sec European Wts Mar 2017 A HKD 0.138   0.073   0.043   1,252,000 136,796 4,366,511 0.330   2016/03/21 0.073   2016/12/13 340,276,000 66,896,292 -   - -   -
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD 0.179   0.098   0.107   28,200,000 4,650,656 N/A 0.241   2016/08/15 0.098   2016/12/23 145,888,000 25,413,380 -   - -   -
20221 Macquarie Bank Ltd. - Hanergy TFP European Warrants Feb 17 A HKD -   -   0.232   0 0 0 -   - -   - 0 0 0.345   2015/04/23 0.233   2015/05/20
21754 Macquarie Bank Ltd. - Hanergy TFP European Warrants May 17 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD 0.340   0.340   0.340   10,000 3,400 79,375 0.550   2016/09/08 0.305   2016/04/05 3,490,000 1,388,000 -   - -   -
27836 Macquarie Bank Ltd. - Hang Seng Bank European Wts Dec 2016 A HKD -   -   0.024   0 0 10,840 0.145   2016/05/09 0.020   2016/06/24 74,573,000 6,202,889 -   - -   -
11110 Macquarie Bank Ltd. - Hang Seng Bank European Wts Mar 2017 A HKD 0.207   0.072   0.092   9,112,000 1,375,856 2,923,207 0.255   2016/06/24 0.066   2016/10/31 160,947,000 21,041,030 -   - -   -
11650 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Feb 2017 A HKD -   -   0.020   0 0 N/A 0.330   2016/07/26 0.021   2016/11/30 98,400,000 17,119,550 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.233   0.158   0.198   8,020,000 1,535,070 N/A 0.280   2016/11/22 0.158   2016/12/28 10,940,000 2,282,790 -   - -   -
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.510   0.340   0.350   440,000 200,950 N/A 0.720   2016/11/29 0.340   2016/12/29 460,000 215,350 -   - -   -
17123 Macquarie Bank Ltd. - HK Gas European Warrants Jan 2017 A HKD -   -   0.010   0 0 306,133 0.114   2016/11/01 0.030   2016/11/28 53,790,000 3,189,870 0.265   2015/04/15 0.076   2015/12/22
13590 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2017 D HKD 1.500   1.170   1.310   2,070,000 2,591,050 N/A 1.500   2016/12/23 0.850   2016/11/11 9,194,000 10,179,660 -   - -   -
25956 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 517,828 0.265   2016/01/28 0.012   2016/09/08 935,850,000 107,636,660 -   - -   -
28059 Macquarie Bank Ltd. - HKEX European Put Warrants Dec 2016 E HKD -   -   0.013   0 0 6,324,749 0.590   2016/06/16 0.019   2016/09/09 397,611,000 89,308,878 -   - -   -
15098 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2017 B HKD 0.860   0.670   0.670   8,326,000 6,613,970 N/A 0.860   2016/12/28 0.670   2016/12/30 8,326,000 6,613,970 -   - -   -
12487 Macquarie Bank Ltd. - HKEX European Put Warrants Mar 2017 C HKD 0.188   0.091   0.098   191,297,000 25,676,831 N/A 0.510   2016/08/30 0.091   2016/12/30 507,921,000 83,943,957 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.300   0.228   0.290   45,260,000 11,185,980 N/A 0.300   2016/12/28 0.224   2016/11/23 72,820,000 17,739,360 -   - -   -
21393 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 A HKD -   -   0.030   0 0 0 0.070   2016/01/05 0.061   2016/01/07 520,000 33,260 0.680   2015/04/23 0.058   2015/08/24
13588 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 B HKD 1.070   0.405   0.540   5,448,000 2,587,555 N/A 1.850   2016/11/11 0.405   2016/12/28 5,614,000 2,869,445 -   - -   -
13589 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 C HKD 0.425   0.048   0.081   109,702,000 17,684,625 N/A 0.870   2016/10/11 0.048   2016/12/28 121,462,000 24,462,315 -   - -   -
26848 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 B HKD -   -   0.220   0 0 316,170 0.320   2016/09/09 0.114   2016/05/24 470,210,000 83,647,340 -   - -   -
27722 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 C HKD -   -   0.010   0 0 36,682,738 0.120   2016/04/29 0.010   2016/11/17 8,029,210,000 432,612,590 -   - -   -
28056 Macquarie Bank Ltd. - HKEX European Warrants Dec 2016 D HKD -   -   0.010   0 0 19,074,085 0.690   2016/06/07 0.013   2016/11/10 893,244,000 212,044,887 -   - -   -
21660 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 A HKD -   -   0.010   0 0 1,187 0.056   2016/01/18 0.010   2016/10/06 2,580,000 34,150 0.520   2015/04/30 0.028   2015/12/29
12530 Macquarie Bank Ltd. - HKEX European Warrants Jan 2017 B HKD 0.107   0.011   0.010   12,770,000 477,850 N/A 0.290   2016/09/09 0.011   2016/12/20 209,290,000 27,371,680 -   - -   -
14931 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15199 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15200 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 D HKD 0.179   0.152   0.175   39,300,000 6,459,700 N/A 0.179   2016/12/30 0.152   2016/12/28 39,300,000 6,459,700 -   - -   -
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD 0.091   0.036   0.047   1,358,000 96,330 N/A 0.315   2016/11/01 0.036   2016/12/29 27,378,000 5,955,593 -   - -   -
14245 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 B HKD 0.415   0.165   0.165   640,000 238,970 N/A 0.770   2016/11/15 0.165   2016/12/28 786,000 348,470 -   - -   -
14425 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 C HKD 1.340   0.730   0.730   99,000 78,500 N/A 1.340   2016/12/07 0.730   2016/12/28 99,000 78,500 -   - -   -
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.228   0.149   0.151   29,540,000 5,250,780 N/A 0.260   2016/11/11 0.149   2016/12/21 362,550,000 85,554,770 -   - -   -
26995 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 A HKD 0.133   0.020   0.023   48,760,000 3,611,820 37,625,988 0.239   2016/03/31 0.020   2016/12/23 2,656,250,000 368,638,490 -   - -   -
27186 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 B HKD 0.050   0.010   0.010   31,520,000 599,900 59,266,015 0.172   2016/04/22 0.010   2016/12/16 7,094,810,000 643,423,370 -   - -   -
12490 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 D HKD 0.405   0.021   0.033   117,798,000 19,223,404 N/A 1.000   2016/09/22 0.021   2016/12/29 248,222,000 87,584,379 -   - -   -
13326 Macquarie Bank Ltd. - HKEX European Warrants May 2017 A HKD 0.315   0.067   0.085   77,662,000 11,800,782 N/A 0.770   2016/09/21 0.067   2016/12/28 82,578,000 13,838,252 -   - -   -
13614 Macquarie Bank Ltd. - HKEX European Warrants May 2017 B HKD 0.095   0.086   0.094   254,000 23,913 N/A 0.600   2016/10/11 0.086   2016/12/22 2,838,000 1,060,508 -   - -   -
13616 Macquarie Bank Ltd. - HKEX European Warrants May 2017 C HKD 0.400   0.295   0.395   2,956,000 996,365 N/A 0.400   2016/12/30 0.295   2016/12/28 2,956,000 996,365 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.144   0.058   0.058   99,320,000 10,195,540 N/A 0.250   2016/09/22 0.058   2016/12/28 478,090,000 78,218,050 -   - -   -
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.199   0.106   0.113   1,016,000 144,254 N/A 0.350   2016/10/20 0.106   2016/12/29 3,086,000 806,779 -   - -   -
22349 Macquarie Bank Ltd. - HN Renewables European Wts Dec 2016 A HKD -   -   0.010   0 0 2,309,472 0.465   2016/01/04 0.020   2016/11/14 103,932,000 23,527,404 0.560   2015/11/23 0.305   2015/12/14
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD -   -   0.221   0 0 N/A 0.630   2016/09/09 0.221   2016/11/18 9,364,000 4,258,492 -   - -   -
27845 Macquarie Bank Ltd. - HS H-SHARE European Warrants Dec 2016A HKD -   -   0.010   0 0 6,354,677 0.122   2016/06/08 0.010   2016/11/04 1,892,286,000 144,356,136 -   - -   -
13024 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2017 A HKD 0.060   0.019   0.041   39,644,000 1,968,248 N/A 0.245   2016/09/14 0.019   2016/12/08 843,288,000 126,433,292 -   - -   -
11231 Macquarie Bank Ltd. - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   0 0 N/A 0.210   2016/07/06 0.010   2016/09/01 121,972,000 8,576,144 -   - -   -
12341 Macquarie Bank Ltd. - HSBC European Put Warrants May 2017 A HKD 0.023   0.020   0.020   532,000 11,184 N/A 0.138   2016/08/19 0.020   2016/12/20 457,504,000 33,270,648 -   - -   -
15113 Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A HKD 0.290   0.213   0.270   89,828,000 22,187,288 N/A 0.290   2016/12/28 0.213   2016/12/14 89,828,000 22,187,288 -   - -   -
13026 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 B HKD 0.355   0.116   0.148   57,612,000 9,328,696 N/A 0.355   2016/12/08 0.058   2016/11/09 919,460,000 118,191,820 -   - -   -
13106 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 C HKD 0.234   0.059   0.072   160,208,000 25,982,328 N/A 0.234   2016/12/08 0.033   2016/11/09 797,452,000 90,158,404 -   - -   -
27723 Macquarie Bank Ltd. - HSBC European Warrants Dec 2016 A HKD -   -   0.091   0 0 23,712,407 0.221   2016/09/09 0.023   2016/11/09 3,902,896,000 295,040,284 -   - -   -
15119 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A HKD 0.220   0.125   0.127   41,288,000 6,785,832 N/A 0.220   2016/12/14 0.125   2016/12/28 41,288,000 6,785,832 -   - -   -
27602 Macquarie Bank Ltd. - HSBC European Warrants Feb 2017 A HKD 0.730   0.265   0.315   4,336,000 1,679,180 23,225,845 0.730   2016/12/08 0.043   2016/07/06 1,613,524,000 207,582,824 -   - -   -
15010 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A HKD 0.325   0.183   0.190   133,832,000 31,341,520 N/A 0.325   2016/12/12 0.183   2016/12/29 133,832,000 31,341,520 -   - -   -
11216 Macquarie Bank Ltd. - HSBC European Warrants Jan 2017 A HKD -   -   1.040   0 0 N/A 0.760   2016/11/22 0.132   2016/07/14 107,128,000 22,631,892 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD 0.460   0.192   0.231   32,752,000 8,008,188 N/A 0.460   2016/12/08 0.094   2016/08/24 710,112,000 122,405,276 -   - -   -
13399 Macquarie Bank Ltd. - HSBC European Warrants May 2017 B HKD 2.100   0.500   0.900   33,262,800 44,683,696 N/A 2.100   2016/12/08 0.270   2016/11/09 71,458,400 73,195,240 -   - -   -
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 0.510   0.290   0.320   70,180,000 25,410,560 N/A 0.510   2016/12/08 0.181   2016/11/09 100,716,000 32,770,676 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 2.230   0.740   1.320   21,712,800 32,572,760 N/A 2.230   2016/12/08 0.420   2016/11/09 88,378,400 87,754,058 -   - -   -
15616 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B HKD 0.199   0.177   0.199   7,616,000 1,416,268 N/A 0.199   2016/12/30 0.177   2016/12/29 7,616,000 1,416,268 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD 0.212   0.145   0.203   4,388,000 766,358 2,011,850 0.500   2016/06/24 0.145   2016/12/15 52,752,000 17,180,058 -   - -   -
12393 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2017 A HKD 0.204   0.117   0.178   13,720,000 2,045,998 N/A 0.650   2016/08/16 0.117   2016/12/15 35,056,000 11,083,258 -   - -   -
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD -   -   0.022   0 0 132,433 0.224   2016/01/06 0.015   2016/07/22 447,220,000 45,013,600 0.230   2015/12/31 0.230   2015/12/31
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD 0.239   0.168   0.199   9,786,000 2,017,072 N/A 0.310   2016/09/14 0.168   2016/12/01 36,898,000 8,385,170 -   - -   -
26333 Macquarie Bank Ltd. - ICBC European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 17,903 0.390   2016/02/26 0.011   2016/08/12 474,266,000 140,166,298 -   - -   -
26545 Macquarie Bank Ltd. - ICBC European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 68,863 0.290   2016/02/26 0.010   2016/11/21 1,429,592,000 250,287,781 -   - -   -
15329 Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B HKD 0.195   0.168   0.175   1,460,000 267,550 N/A 0.195   2016/12/29 0.168   2016/12/28 1,460,000 267,550 -   - -   -
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD 0.178   0.087   0.123   15,542,000 1,964,154 12,886,705 0.365   2016/09/22 0.056   2016/05/09 998,049,000 152,507,498 -   - -   -
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD 0.095   0.041   0.055   15,206,000 970,828 N/A 0.162   2016/10/19 0.041   2016/12/15 51,766,000 4,031,768 -   - -   -
24662 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 A HKD 0.022   0.010   0.010   3,500,000 37,500 2,000,643 0.196   2016/01/04 0.010   2016/12/01 1,858,402,000 186,121,679 0.224   2015/12/30 0.209   2015/12/31
26332 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 B HKD 0.177   0.033   0.063   81,637,000 6,151,608 4,693,463 0.410   2016/09/22 0.033   2016/12/28 327,532,000 39,841,379 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.510   0.365   0.370   362,000 144,470 587,809 0.760   2016/09/09 0.250   2016/06/10 10,034,000 4,148,725 -   - -   -
27841 Macquarie Bank Ltd. - Jiangxi Copper European Wts Dec 2016 A HKD -   -   1.540   0 0 1,967,573 1.600   2016/11/11 0.063   2016/10/31 73,507,000 26,549,675 -   - -   -
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.179   0.080   0.090   32,120,000 4,628,660 4,289,632 0.191   2016/11/28 0.060   2016/09/21 382,450,000 48,124,430 0.270   2015/11/05 0.123   2015/12/14
22265 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2016 A HKD -   -   0.020   0 0 286,429 0.570   2016/01/06 0.020   2016/10/12 43,376,000 7,777,198 0.670   2015/12/03 0.480   2015/12/14
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD 0.305   0.255   0.285   620,000 172,250 N/A 0.570   2016/08/22 0.255   2016/12/23 3,520,000 1,379,310 -   - -   -
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.123   0.107   0.107   1,380,000 162,260 229,983 0.226   2016/04/19 0.099   2016/11/09 13,720,000 1,730,820 0.365   2015/12/01 0.193   2015/12/17
16922 Macquarie Bank Ltd. - KECL European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.175   2015/04/14 0.020   2015/08/25
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 0.690   0.530   0.530   11,708,000 7,630,880 N/A 0.690   2016/12/01 0.530   2016/12/29 11,748,000 7,656,780 -   - -   -
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.033   0.031   0.031   800,000 25,600 3,910,417 0.122   2016/04/14 0.031   2016/12/22 1,008,100,000 72,693,620 0.270   2015/05/04 0.041   2015/08/24
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD -   -   0.025   0 0 5,090 0.070   2016/06/30 0.050   2016/07/21 3,480,000 219,640 0.260   2015/05/12 0.043   2015/09/23
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD 0.051   0.017   0.017   1,660,000 68,420 79,647 0.112   2016/01/05 0.017   2016/12/16 44,760,000 2,871,280 0.840   2015/09/02 0.089   2015/07/08
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD 0.029   0.020   0.020   200,000 4,760 5,080 0.086   2016/01/05 0.017   2016/09/21 16,780,000 666,280 0.237   2015/06/30 0.080   2015/09/04
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD 0.530   0.204   0.232   10,106,000 3,687,748 N/A 0.570   2016/09/22 0.204   2016/12/28 35,650,000 15,348,008 -   - -   -
27905 Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2017 A HKD 0.510   0.170   0.197   3,886,000 819,050 3,025,155 0.650   2016/09/22 0.170   2016/12/23 47,784,000 21,680,870 -   - -   -
12927 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 A HKD 0.320   0.198   0.220   1,950,000 419,930 N/A 0.560   2016/09/22 0.198   2016/12/22 2,930,000 843,230 -   - -   -
13514 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 B HKD 0.065   0.013   0.015   35,690,000 1,516,030 N/A 0.249   2016/10/07 0.013   2016/12/30 216,630,000 25,221,410 -   - -   -
27204 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,445,822 0.300   2016/04/14 0.021   2016/10/14 601,590,000 44,011,110 -   - -   -
28534 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2016 B HKD -   -   0.365   0 0 2,882,025 0.560   2016/10/11 0.141   2016/08/03 91,510,000 18,626,650 -   - -   -
28296 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 A HKD 0.165   0.028   0.033   21,530,000 1,743,300 8,141,367 0.370   2016/09/23 0.028   2016/12/28 567,410,000 103,450,020 -   - -   -
11404 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2017 B HKD 0.420   0.420   0.420   20,000 8,400 N/A 0.730   2016/10/07 0.270   2016/08/03 22,270,000 8,464,050 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.265   0.184   0.200   10,700,000 2,242,130 N/A 0.430   2016/10/11 0.184   2016/12/23 17,820,000 4,572,010 -   - -   -
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD 0.260   0.117   0.128   83,080,000 13,539,320 N/A 0.470   2016/10/11 0.117   2016/12/28 101,860,000 18,750,970 -   - -   -
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD 0.179   0.088   0.099   22,400,000 2,741,590 N/A 0.255   2016/10/26 0.088   2016/12/28 57,480,000 9,587,090 -   - -   -
17400 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 A HKD -   -   0.012   0 0 120 0.031   2016/01/06 0.010   2016/05/13 7,120,000 90,060 0.360   2015/04/09 0.026   2015/10/27
13581 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 B HKD 0.129   0.048   0.063   20,968,000 1,555,378 N/A 0.385   2016/10/06 0.048   2016/12/29 51,424,000 7,896,444 -   - -   -
29048 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 A HKD 0.087   0.010   0.020   40,740,000 1,785,762 6,209,645 0.880   2016/08/18 0.010   2016/12/30 252,800,000 70,291,208 -   - -   -
11743 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2017 B HKD -   -   0.016   0 0 N/A 0.330   2016/08/18 0.016   2016/11/23 111,920,000 14,287,734 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD -   -   0.020   0 0 39,650 0.188   2016/02/02 0.020   2016/11/03 2,324,560,000 263,207,740 0.280   2015/10/13 0.175   2015/09/02
28085 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2017 A HKD -   -   0.010   0 0 12,065,240 0.460   2016/05/19 0.020   2016/11/02 492,890,000 104,939,370 -   - -   -
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 0.022   2016/01/08 0.013   2016/02/03 360,000 7,020 0.325   2015/05/14 0.012   2015/09/02
14479 Macquarie Bank Ltd. - Lenovo European Warrants Jun 2017 A HKD 0.375   0.218   0.265   10,876,000 3,113,028 N/A 0.395   2016/11/28 0.218   2016/12/29 13,164,000 3,952,508 -   - -   -
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.035   0.025   0.025   820,000 22,620 97,277 0.255   2016/01/11 0.025   2016/12/30 1,568,180,000 164,967,600 0.390   2015/11/25 0.221   2015/09/29
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 0.079   2016/01/04 0.025   2016/04/05 66,460,000 3,667,600 0.300   2015/07/10 0.073   2015/09/25
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.020   0 0 16,927 0.084   2016/01/04 0.029   2016/08/08 32,880,000 1,912,020 0.233   2015/05/06 0.082   2015/12/14
14981 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B HKD 0.550   0.315   0.325   12,596,000 5,337,840 N/A 0.550   2016/12/14 0.315   2016/12/29 12,596,000 5,337,840 -   - -   -
11516 Macquarie Bank Ltd. - Li & Fung European Warrants May 2017 A HKD 0.056   0.010   0.020   17,736,000 544,870 N/A 0.310   2016/09/08 0.010   2016/12/29 60,798,000 8,558,600 -   - -   -
12622 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2017 A HKD 0.495   0.115   0.137   9,039,500 1,738,236 N/A 0.770   2016/10/24 0.115   2016/12/19 12,584,000 3,506,576 -   - -   -
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.124   0.066   0.070   5,560,000 598,220 612,484 0.175   2016/01/06 0.056   2016/06/02 77,280,000 8,009,865 0.310   2015/05/22 0.137   2015/12/18
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD 1.830   1.760   1.800   128,000 232,400 292,958 2.810   2016/10/20 1.000   2016/06/15 1,989,500 2,837,290 -   - -   -
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD 0.206   0.206   0.206   120,000 24,720 N/A 0.206   2016/12/30 0.206   2016/12/30 120,000 24,720 -   - -   -
13610 Macquarie Bank Ltd. - Link REIT European Warrants Apr 2017 A HKD 0.064   0.023   0.023   1,360,000 62,055 N/A 0.231   2016/10/05 0.023   2016/12/16 13,350,000 1,280,615 -   - -   -
11458 Macquarie Bank Ltd. - Link REIT European Warrants Mar 2017 A HKD 0.133   0.036   0.036   2,660,000 238,435 N/A 0.495   2016/08/01 0.036   2016/12/19 34,500,000 9,229,565 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.131   0.105   0.112   2,830,000 316,235 286,283 0.360   2016/09/07 0.105   2016/12/29 85,855,000 18,288,495 -   - -   -
22647 Macquarie Bank Ltd. - Longfor PPT European Wts Jan 2017 A HKD -   -   0.081   0 0 0 0.133   2016/01/05 0.083   2016/01/11 7,500,000 793,575 0.246   2015/06/12 0.097   2015/08/27
11281 Macquarie Bank Ltd. - Luk Fook Hold European Wts May 2017 A HKD 0.325   0.190   0.190   660,000 181,870 N/A 0.475   2016/11/08 0.190   2016/12/29 9,180,000 3,331,920 -   - -   -
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD 0.360   0.238   0.242   25,440,000 8,473,960 N/A 0.360   2016/12/09 0.238   2016/12/29 25,440,000 8,473,960 -   - -   -
11317 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Mar 2017 A HKD 1.390   0.890   0.900   18,000 18,450 N/A 2.410   2016/11/22 0.650   2016/07/07 7,756,000 7,622,080 -   - -   -
14778 Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A HKD 0.224   0.092   0.121   4,752,000 622,992 N/A 0.224   2016/12/05 0.092   2016/12/29 4,752,000 622,992 -   - -   -
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD -   -   0.440   0 0 1,185,393 0.570   2016/11/28 0.105   2016/03/01 397,076,000 65,515,740 0.415   2015/10/15 0.210   2015/12/22
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.370   0.177   0.202   2,612,000 576,796 N/A 0.385   2016/11/28 0.177   2016/12/29 13,356,000 3,378,492 -   - -   -
24066 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2017 A HKD 0.039   0.026   0.029   9,270,000 291,970 1,279,098 0.093   2016/01/04 0.026   2016/12/05 1,405,560,000 55,637,765 0.305   2015/07/21 0.075   2015/12/14
28208 Macquarie Bank Ltd. - Minsheng Bank European Wts Dec 2016 A HKD -   -   0.241   0 0 2,489,247 0.800   2016/09/09 0.241   2016/11/28 116,183,000 55,935,906 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 0 0.019   2016/01/08 0.019   2016/01/08 100,000 1,900 0.275   2015/04/28 0.026   2015/09/02
14596 Macquarie Bank Ltd. - Minsheng Bank European Wts Jun 2017 A HKD 0.960   0.420   0.510   9,964,000 6,672,081 N/A 0.960   2016/12/09 0.420   2016/12/23 10,902,000 7,485,701 -   - -   -
12451 Macquarie Bank Ltd. - Minsheng Bank European Wts Mar 2017 A HKD 0.144   0.022   0.030   44,536,000 3,014,834 N/A 0.370   2016/09/22 0.022   2016/12/28 154,212,000 30,195,963 -   - -   -
23872 Macquarie Bank Ltd. - MTRC European Warrants Dec 2016 A HKD -   -   0.140   0 0 510,941 0.670   2016/08/09 0.140   2016/11/28 78,225,000 20,209,300 0.335   2015/12/18 0.265   2015/12/29
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD 0.090   0.051   0.051   7,840,000 623,260 2,107,505 0.430   2016/07/29 0.051   2016/12/30 74,870,000 15,033,645 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.080   0.059   0.057   740,000 51,480 N/A 0.157   2016/11/14 0.059   2016/12/21 7,530,000 866,150 -   - -   -
26867 Macquarie Bank Ltd. - NCI European Warrants Mar 2017 A HKD 0.620   0.620   0.345   500,000 310,000 4,937,984 0.680   2016/11/25 0.209   2016/05/16 142,089,000 45,600,369 -   - -   -
12529 Macquarie Bank Ltd. - NCI European Warrants May 2017 A HKD 0.420   0.140   0.162   22,519,000 5,689,173 N/A 0.445   2016/11/28 0.140   2016/12/23 177,687,000 46,745,438 -   - -   -
14712 Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A HKD 0.320   0.122   0.137   61,603,000 11,530,930 N/A 0.320   2016/12/01 0.122   2016/12/23 61,603,000 11,530,930 -   - -   -
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.047   0.020   0.020   2,250,000 47,160 N/A 0.395   2016/09/09 0.020   2016/12/21 111,978,000 18,121,390 -   - -   -
27867 Macquarie Bank Ltd. - New World Dev European Wts Dec 2016 A HKD -   -   0.010   0 0 3,477,129 0.940   2016/09/09 0.010   2016/11/18 204,735,000 39,934,991 -   - -   -
15161 Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A HKD 0.430   0.290   0.305   2,000,000 713,000 N/A 0.430   2016/12/15 0.290   2016/12/29 2,000,000 713,000 -   - -   -
12397 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 A HKD -   -   0.020   0 0 N/A 0.084   2016/08/18 0.020   2016/10/28 7,916,000 433,771 -   - -   -
13058 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 B HKD 0.026   0.026   0.020   10,000 260 N/A 0.219   2016/09/14 0.021   2016/11/15 25,464,000 1,511,538 -   - -   -
15403 Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A HKD 0.360   0.295   0.300   240,000 75,700 N/A 0.360   2016/12/23 0.295   2016/12/29 240,000 75,700 -   - -   -
12548 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 A HKD 0.223   0.092   0.135   93,412,000 14,077,376 N/A 0.260   2016/10/11 0.065   2016/11/18 257,372,000 34,420,458 -   - -   -
12621 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 B HKD 0.170   0.062   0.087   224,386,000 23,599,646 N/A 0.229   2016/10/11 0.051   2016/11/18 373,650,000 38,761,030 -   - -   -
13435 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 C HKD 0.600   0.275   0.485   46,736,000 17,798,350 N/A 0.650   2016/10/24 0.246   2016/11/14 120,102,000 45,397,100 -   - -   -
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 0.255   2015/06/03 0.048   2015/09/07
28207 Macquarie Bank Ltd. - PetroChina European Wts Dec 2016 A HKD -   -   0.010   0 0 17,724,917 0.760   2016/06/08 0.010   2016/11/24 877,572,000 299,182,884 -   - -   -
11316 Macquarie Bank Ltd. - PetroChina European Wts Feb 2017 A HKD 0.145   0.028   0.085   23,234,000 2,247,390 N/A 0.450   2016/07/15 0.022   2016/11/21 527,636,000 66,566,870 -   - -   -
15284 Macquarie Bank Ltd. - PetroChina European Wts Jul 2017 B HKD 0.335   0.255   0.275   1,164,000 330,630 N/A 0.335   2016/12/21 0.255   2016/12/29 1,164,000 330,630 -   - -   -
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD 0.036   0.036   0.036   100,000 3,600 56,900 0.073   2016/04/28 0.020   2016/01/18 67,560,000 3,055,640 0.260   2015/07/24 0.043   2015/12/14
14474 Macquarie Bank Ltd. - PetroChina European Wts Jun 2017 A HKD 0.610   0.310   0.445   38,048,000 17,138,230 N/A 0.610   2016/12/14 0.265   2016/11/30 41,012,000 17,989,510 -   - -   -
15323 Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27958 Macquarie Bank Ltd. - PICC Group European Wts Dec 2016 A HKD -   -   0.010   0 0 3,544,281 0.325   2016/06/08 0.015   2016/10/27 219,869,000 37,108,170 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD 0.200   0.121   0.121   3,260,000 618,100 N/A 0.405   2016/09/09 0.121   2016/12/30 36,356,000 10,480,252 -   - -   -
11513 Macquarie Bank Ltd. - PICC Group European Wts Mar 2017 A HKD 0.207   0.055   0.055   8,010,000 1,193,777 N/A 0.450   2016/08/15 0.055   2016/12/30 62,406,000 17,004,530 -   - -   -
11359 Macquarie Bank Ltd. - PICC P&C European Warrants Apr 2017 A HKD 0.280   0.074   0.080   4,850,000 949,942 N/A 1.200   2016/09/07 0.074   2016/12/30 37,444,000 17,202,474 -   - -   -
24755 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2016 A HKD -   -   0.017   0 0 194,283 0.166   2016/01/04 0.010   2016/08/30 642,180,000 63,505,100 0.189   2015/12/31 0.186   2015/12/31
25957 Macquarie Bank Ltd. - PICC P&C European Warrants Feb 2017 A HKD 0.027   0.010   0.010   7,500,000 164,500 2,055,160 0.275   2016/03/31 0.010   2016/12/19 879,220,000 166,866,880 -   - -   -
26400 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 17 B HKD -   -   0.019   0 0 14,406,298 0.212   2016/02/29 0.019   2016/09/23 10,278,430,000 1,213,755,755 -   - -   -
25122 Macquarie Bank Ltd. - Ping An European Put Warrants Dec 16 A HKD -   -   0.014   0 0 10,675,700 0.670   2016/02/12 0.016   2016/10/20 1,832,090,000 608,312,375 -   - -   -
28124 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 17 C HKD -   -   0.010   0 0 5,269,312 1.470   2016/05/24 0.011   2016/10/28 377,754,500 40,005,540 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD 0.095   0.049   0.085   92,210,000 6,578,610 N/A 0.212   2016/08/11 0.045   2016/11/28 1,349,140,000 156,226,725 -   - -   -
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD 0.237   0.121   0.198   58,620,000 9,719,270 N/A 0.285   2016/09/30 0.115   2016/11/30 635,000,000 134,112,570 -   - -   -
11169 Macquarie Bank Ltd. - Ping An European Put Warrants Mar 17 B HKD 0.015   0.015   0.015   250,000 3,750 44,603,833 0.315   2016/07/08 0.010   2016/11/25 2,585,830,000 267,623,000 -   - -   -
22847 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 0.018   2016/01/07 0.016   2016/01/07 4,300,000 71,500 0.242   2015/06/15 0.029   2015/12/14
27256 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 C HKD 0.176   0.050   0.052   25,370,000 3,510,280 23,662,373 0.315   2016/09/08 0.050   2016/12/28 7,496,640,000 1,005,489,995 -   - -   -
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.740   0.231   0.310   30,228,000 13,770,424 N/A 1.600   2016/09/22 0.231   2016/12/22 259,030,500 151,247,496 -   - -   -
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.270   0.093   0.104   97,550,000 21,460,935 N/A 0.280   2016/11/28 0.093   2016/12/23 384,500,000 76,609,870 -   - -   -
25374 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 B HKD -   -   0.010   0 0 24,488,868 0.209   2016/01/19 0.010   2016/10/19 8,549,970,000 816,035,895 -   - -   -
28123 Macquarie Bank Ltd. - Ping An European Warrants Dec 2016 C HKD -   -   0.014   0 0 15,731,581 2.590   2016/09/09 0.014   2016/11/28 234,129,000 145,022,861 -   - -   -
27254 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 A HKD 0.180   0.020   0.020   17,050,000 1,993,270 29,502,313 0.430   2016/09/09 0.020   2016/12/30 3,818,820,000 506,372,505 -   - -   -
28866 Macquarie Bank Ltd. - Ping An European Warrants Feb 2017 B HKD 0.760   0.021   0.034   31,699,500 10,504,803 20,454,559 2.720   2016/09/09 0.021   2016/12/29 154,618,500 137,205,176 -   - -   -
21392 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 A HKD -   -   0.010   0 0 2,058 0.015   2016/07/15 0.014   2016/07/15 1,000,000 12,350 0.305   2015/05/26 0.030   2015/09/04
26478 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 B HKD 0.239   0.018   0.012   3,680,000 518,850 7,348,574 0.435   2016/09/07 0.018   2016/12/19 3,942,100,000 672,993,080 -   - -   -
11247 Macquarie Bank Ltd. - Ping An European Warrants Jan 2017 D HKD 0.750   0.750   0.385   20,000 15,000 N/A 0.950   2016/09/09 0.260   2016/07/08 9,435,000 3,970,575 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 1.040   0.540   0.680   11,425,000 8,357,040 N/A 2.020   2016/09/22 0.460   2016/11/09 242,395,000 350,780,260 -   - -   -
15481 Macquarie Bank Ltd. - Ping An European Warrants Jul 2017 B HKD 0.310   0.270   0.295   9,430,000 2,742,900 N/A 0.310   2016/12/30 0.270   2016/12/29 9,430,000 2,742,900 -   - -   -
28343 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 A HKD 0.500   0.171   0.207   4,425,000 995,410 3,951,753 0.660   2016/09/07 0.166   2016/07/08 312,620,000 68,006,515 -   - -   -
11358 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 C HKD 2.160   0.250   0.325   14,909,500 9,697,070 N/A 3.950   2016/09/09 0.250   2016/12/29 44,480,500 71,308,945 -   - -   -
11515 Macquarie Bank Ltd. - Ping An European Warrants May 2017 A HKD 0.400   0.195   0.229   14,940,000 3,337,965 N/A 0.650   2016/09/08 0.195   2016/12/23 156,530,000 44,660,715 -   - -   -
13068 Macquarie Bank Ltd. - Ping An European Warrants May 2017 B HKD 0.480   0.124   0.169   90,490,500 28,830,743 N/A 1.820   2016/09/09 0.124   2016/12/20 194,070,000 83,536,979 -   - -   -
14974 Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A HKD 0.295   0.123   0.131   122,050,000 27,554,225 N/A 0.295   2016/12/09 0.123   2016/12/23 122,050,000 27,554,225 -   - -   -
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.190   0.078   0.089   86,635,000 11,095,825 N/A 0.194   2016/11/28 0.078   2016/12/23 301,885,000 44,294,350 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.265   0.174   0.245   26,510,000 5,577,180 N/A 0.265   2016/12/23 0.172   2016/11/23 59,040,000 12,022,315 -   - -   -
11074 Macquarie Bank Ltd. - PWR Assets European Wts May 2017 A HKD 0.040   0.021   0.021   1,830,000 45,940 4,282,233 0.275   2016/08/01 0.021   2016/12/13 203,300,000 36,868,820 -   - -   -
15006 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A HKD 0.280   0.178   0.178   29,460,000 7,681,100 N/A 0.280   2016/12/12 0.178   2016/12/22 29,460,000 7,681,100 -   - -   -
15177 Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A HKD 0.212   0.200   0.210   760,000 158,240 N/A 0.212   2016/12/30 0.200   2016/12/29 760,000 158,240 -   - -   -
24579 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 A HKD 0.025   0.010   0.010   3,420,000 37,260 807,027 0.217   2016/09/07 0.010   2016/12/19 196,980,000 25,870,984 0.244   2015/12/31 0.241   2015/12/31
26035 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 B HKD 0.205   0.114   0.114   10,760,000 1,861,940 563,093 0.510   2016/09/06 0.114   2016/12/29 46,724,000 10,873,732 -   - -   -
12879 Macquarie Bank Ltd. - R&F Ppt European Warrants May 2017 A HKD 0.216   0.110   0.121   35,716,000 5,805,732 1,511,179 0.520   2016/09/05 0.110   2016/12/23 105,948,000 22,013,312 -   - -   -
16500 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.036   2015/08/11 0.010   2015/07/29
12975 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 C HKD 2.780   0.840   1.010   7,992,800 8,982,732 N/A 3.630   2016/11/29 0.840   2016/12/29 19,447,200 34,767,640 -   - -   -
13726 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 D HKD 0.219   0.035   0.051   145,936,000 14,202,264 N/A 0.219   2016/12/01 0.035   2016/12/29 495,172,000 54,434,244 -   - -   -
28049 Macquarie Bank Ltd. - Sands China European Wts Feb 2017 A HKD 0.340   0.082   0.125   88,376,000 14,264,016 17,932,201 0.560   2016/11/29 0.082   2016/12/29 607,588,000 120,854,660 -   - -   -
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD 0.185   0.043   0.055   68,460,000 7,904,564 N/A 0.192   2016/10/03 0.043   2016/12/28 282,752,000 31,040,756 -   - -   -
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD 0.375   0.110   0.144   68,892,000 13,270,552 N/A 0.375   2016/12/01 0.110   2016/12/29 142,100,000 32,635,696 -   - -   -
20171 Macquarie Bank Ltd. - SFCE European Warrants May 2017 A HKD -   -   0.010   0 0 0 0.010   2016/06/07 0.010   2016/06/07 720,000 7,200 0.430   2015/04/14 0.021   2015/12/14
26549 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Mar 2017 A HKD 0.017   0.011   0.012   1,800,000 30,000 593,175 0.275   2016/03/21 0.011   2016/12/12 107,825,000 16,996,810 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.170   0.156   0.166   50,020,000 8,412,390 N/A 0.230   2016/10/12 0.156   2016/12/02 50,540,000 8,531,030 -   - -   -
11752 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2017 A HKD 0.159   0.082   0.113   46,570,000 5,517,390 N/A 0.420   2016/08/04 0.082   2016/12/09 608,030,000 129,094,910 -   - -   -
29287 Macquarie Bank Ltd. - SHK Ppt European Warrants Apr 2017 A HKD 0.365   0.105   0.119   50,520,000 10,665,420 29,930,803 1.290   2016/09/08 0.105   2016/12/29 685,130,000 221,933,970 -   - -   -
15224 Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A HKD 0.275   0.227   0.255   10,920,000 2,790,530 N/A 0.275   2016/12/21 0.227   2016/12/29 10,920,000 2,790,530 -   - -   -
12306 Macquarie Bank Ltd. - SHK Ppt European Warrants Mar 2017 B HKD 0.010   0.010   0.010   230,000 2,300 N/A 0.465   2016/09/09 0.010   2016/12/05 569,000,000 146,605,800 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.048   0.033   0.033   1,360,000 56,260 291,903 0.330   2016/01/07 0.033   2016/12/22 93,470,000 13,558,760 0.410   2015/12/01 0.247   2015/08/25
28350 Macquarie Bank Ltd. - Sino Biopharm European Warrants May17A HKD 0.850   0.550   0.620   5,554,000 3,749,840 2,310,303 1.460   2016/07/12 0.550   2016/12/28 17,341,000 16,596,300 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD 0.270   0.137   0.222   69,884,000 12,659,350 N/A 0.360   2016/11/18 0.137   2016/12/14 107,096,000 22,487,242 -   - -   -
27488 Macquarie Bank Ltd. - Sinopec Corp European Put Wts Mar17A HKD 0.033   0.019   0.026   3,548,000 95,136 1,155,258 0.350   2016/05/16 0.019   2016/12/14 146,270,000 23,191,068 -   - -   -
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD 0.225   0.106   0.108   40,624,000 6,302,450 N/A 0.225   2016/12/14 0.106   2016/12/29 143,652,000 23,465,160 -   - -   -
27489 Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2017 A HKD -   -   0.010   0 0 1,975,185 0.355   2016/04/21 0.010   2016/11/23 1,103,968,000 129,599,006 -   - -   -
15331 Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2017 B HKD 0.260   0.161   0.183   18,630,000 3,700,828 N/A 0.260   2016/12/21 0.161   2016/12/29 18,630,000 3,700,828 -   - -   -
11649 Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2017 B HKD 0.100   0.021   0.021   120,074,000 9,113,814 N/A 0.320   2016/07/26 0.021   2016/12/30 419,752,000 61,120,654 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.126   0.124   0.102   160,000 20,000 534,398 0.182   2016/07/12 0.096   2016/02/29 97,860,000 12,998,950 0.290   2015/04/08 0.125   2015/11/27
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD -   -   0.063   0 0 154,462 0.159   2016/02/16 0.079   2016/11/18 95,590,000 12,509,425 0.255   2015/06/15 0.133   2015/12/14
29332 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2017 A HKD 0.315   0.166   0.166   944,000 209,052 202,729 0.720   2016/08/17 0.166   2016/12/19 3,416,000 1,216,372 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.560   0.375   0.560   2,130,000 1,028,350 718,962 0.560   2016/12/29 0.255   2016/05/30 10,642,000 4,329,635 -   - -   -
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.370   0.285   0.370   292,000 94,720 N/A 0.380   2016/11/10 0.285   2016/12/09 892,000 305,920 -   - -   -
19995 Macquarie Bank Ltd. - SMIC European Warrants Mar 2017 A HKD 0.385   0.105   0.340   17,176,000 3,561,851 2,601,594 0.385   2016/12/30 0.048   2016/06/24 126,824,000 18,497,766 0.435   2015/04/09 0.159   2015/08/25
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.340   0.169   0.335   24,787,000 5,714,674 N/A 0.340   2016/12/30 0.169   2016/12/09 42,776,000 10,834,762 -   - -   -
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/15 0.010   2016/04/15 400,000 4,000 0.238   2015/05/05 0.012   2015/11/12
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD 0.400   0.246   0.248   4,285,000 1,521,473 N/A 0.420   2016/11/11 0.246   2016/12/30 5,071,000 1,825,143 -   - -   -
27553 Macquarie Bank Ltd. - Stanchart European Warrants Mar 2017 A HKD 0.380   0.116   0.116   12,778,000 3,222,355 1,204,459 1.070   2016/04/27 0.116   2016/12/30 117,477,000 66,582,281 -   - -   -
12319 Macquarie Bank Ltd. - Stanchart European Warrants May 2017 A HKD 0.115   0.034   0.036   30,936,000 2,291,696 N/A 0.455   2016/08/12 0.034   2016/12/30 742,363,000 137,984,482 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.215   0.172   0.173   5,980,000 1,213,490 N/A 0.215   2016/12/16 0.172   2016/12/29 10,200,000 2,079,710 -   - -   -
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 0.395   0.132   0.132   62,580,000 12,738,360 N/A 0.800   2016/08/31 0.132   2016/12/30 416,560,000 189,780,360 -   - -   -
28127 Macquarie Bank Ltd. - Sunny Optical European Warrants Mar17A HKD 0.660   0.380   0.415   20,820,000 8,827,850 2,303,675 1.220   2016/08/30 0.380   2016/12/30 34,250,000 18,744,350 -   - -   -
15296 Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A HKD 0.510   0.450   0.480   12,780,000 6,131,400 N/A 0.510   2016/12/28 0.450   2016/12/23 12,780,000 6,131,400 -   - -   -
11295 Macquarie Bank Ltd. - Swire Pacific A European Wts Apr17A HKD 0.020   0.010   0.010   1,000,000 10,350 N/A 0.670   2016/08/17 0.010   2016/12/08 32,945,000 5,157,530 -   - -   -
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.247   0.166   0.188   4,390,000 852,175 N/A 0.247   2016/12/14 0.166   2016/12/28 5,160,000 1,029,025 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.330   0.305   0.305   240,000 75,800 399,954 0.490   2016/08/30 0.285   2016/11/28 5,670,000 2,399,725 -   - -   -
12948 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2017 A HKD 2.230   1.690   1.690   265,000 523,270 N/A 2.230   2016/12/23 1.080   2016/10/25 53,418,000 72,306,830 -   - -   -
28070 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2016 D HKD -   -   0.010   0 0 2,762,996 1.230   2016/05/23 0.010   2016/09/28 113,484,000 18,389,497 -   - -   -
11314 Macquarie Bank Ltd. - Tencent European Put Wts Feb 2017 C HKD 0.146   0.020   0.020   271,800,000 25,331,351 N/A 0.510   2016/07/26 0.020   2016/12/30 1,048,946,000 138,463,329 -   - -   -
29043 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 D HKD -   -   0.010   0 0 5,176,067 0.520   2016/06/30 0.018   2016/09/30 357,043,000 31,181,399 -   - -   -
11165 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2017 G HKD 0.075   0.010   0.010   95,193,000 4,690,595 16,013,412 1.340   2016/07/04 0.010   2016/12/20 917,706,000 96,080,471 -   - -   -
15040 Macquarie Bank Ltd. - Tencent European Put Wts Jul 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14294 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 D HKD -   -   1.670   0 0 N/A 1.490   2016/11/17 1.460   2016/11/17 20,000 29,500 -   - -   -
14595 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 G HKD 0.480   0.480   0.480   180,000 86,400 N/A 0.480   2016/12/30 0.480   2016/12/30 180,000 86,400 -   - -   -
11965 Macquarie Bank Ltd. - Tencent European Put Wts Mar 2017 D HKD 0.730   0.290   0.315   40,980,000 23,519,240 N/A 1.390   2016/08/08 0.290   2016/12/30 129,843,000 64,827,875 -   - -   -
13880 Macquarie Bank Ltd. - Tencent European Put Wts May 2017 D HKD 0.930   0.660   0.660   326,000 248,670 N/A 0.930   2016/12/23 0.495   2016/10/26 2,103,000 1,483,610 -   - -   -
13472 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 B HKD 0.065   0.016   0.023   574,000 14,075 N/A 0.660   2016/10/06 0.016   2016/12/22 12,044,000 2,919,148 -   - -   -
13544 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 C HKD 0.234   0.179   0.187   940,000 182,123 N/A 0.670   2016/11/09 0.179   2016/12/29 1,120,000 265,023 -   - -   -
13545 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 D HKD 0.048   0.012   0.024   3,303,000 81,670 N/A 0.315   2016/10/06 0.012   2016/12/28 18,333,000 3,563,425 -   - -   -
13579 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 E HKD 0.940   0.450   0.650   690,000 370,020 N/A 1.340   2016/11/16 0.450   2016/12/28 788,000 489,420 -   - -   -
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.207   0.160   0.192   12,450,000 2,170,410 N/A 0.325   2016/10/25 0.160   2016/12/23 19,320,000 3,731,870 -   - -   -
27869 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 A HKD -   -   0.010   0 0 9,391,004 1.370   2016/09/06 0.010   2016/11/17 138,454,000 59,251,735 -   - -   -
27942 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 B HKD -   -   0.770   0 0 162,487 3.320   2016/09/09 0.730   2016/05/12 1,105,000 1,332,480 -   - -   -
28068 Macquarie Bank Ltd. - Tencent European Warrants Dec 2016 C HKD -   -   4.850   0 0 2,665,780 6.090   2016/09/28 2.590   2016/06/01 3,014,000 16,041,570 -   - -   -
28577 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 A HKD 0.080   0.020   0.018   31,056,000 1,284,016 3,816,347 1.030   2016/09/09 0.020   2016/12/12 161,681,000 22,898,081 -   - -   -
11250 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 B HKD 0.365   0.012   0.026   149,170,000 17,854,555 N/A 2.060   2016/09/06 0.012   2016/12/29 188,072,000 54,116,865 -   - -   -
11357 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 D HKD -   -   0.020   0 0 N/A 0.590   2016/09/23 0.024   2016/11/29 119,594,000 21,823,798 -   - -   -
11491 Macquarie Bank Ltd. - Tencent European Warrants Feb 2017 E HKD 1.230   0.305   0.660   62,451,000 31,112,945 N/A 3.410   2016/09/28 0.305   2016/12/28 63,970,000 34,597,935 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.172   0.128   0.155   40,890,000 6,017,340 N/A 0.244   2016/11/07 0.128   2016/12/23 924,530,000 184,249,590 -   - -   -
23496 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 A HKD -   -   0.385   0 0 56,817 0.450   2016/08/18 0.109   2016/02/11 8,258,110,000 1,150,013,960 0.217   2015/12/17 0.158   2015/12/14
28419 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 B HKD 0.010   0.010   0.010   1,000 10 12,052,545 1.290   2016/09/09 0.010   2016/12/01 184,259,000 72,357,267 -   - -   -
28602 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 C HKD -   -   0.010   0 0 7,553,073 0.660   2016/09/06 0.019   2016/11/10 136,116,000 47,584,241 -   - -   -
29740 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 E HKD 0.390   0.010   0.010   92,094,000 8,350,037 4,608,688 2.220   2016/09/05 0.010   2016/12/16 123,556,000 27,652,127 -   - -   -
11159 Macquarie Bank Ltd. - Tencent European Warrants Jan 2017 F HKD 2.080   0.800   1.100   248,000 416,710 2,007,158 4.780   2016/09/23 0.800   2016/12/28 6,134,000 16,472,850 -   - -   -
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.131   0.126   0.126   176,000 22,566 N/A 0.600   2016/09/06 0.126   2016/12/12 97,338,000 43,786,921 -   - -   -
14711 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14843 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 B HKD 0.255   0.225   0.242   960,000 232,500 N/A 0.255   2016/12/30 0.225   2016/12/29 960,000 232,500 -   - -   -
14877 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15033 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.156   0.123   0.156   40,000 5,580 N/A 0.500   2016/09/06 0.123   2016/12/23 19,262,000 8,465,725 -   - -   -
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD 0.020   0.010   0.011   5,850,000 73,910 7,788,320 0.086   2016/01/04 0.010   2016/12/07 708,620,000 46,788,850 0.250   2015/04/22 0.056   2015/09/30
14038 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 B HKD 0.086   0.054   0.081   2,094,000 153,692 N/A 0.207   2016/11/08 0.054   2016/12/28 2,915,000 281,189 -   - -   -
14156 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 C HKD 0.147   0.118   0.147   64,000 8,746 N/A 0.485   2016/11/10 0.118   2016/12/21 616,000 260,746 -   - -   -
14295 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14342 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 F HKD 0.820   0.800   0.800   10,000 8,100 N/A 1.580   2016/11/23 0.800   2016/12/28 917,000 1,393,900 -   - -   -
11823 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 A HKD 0.011   0.011   0.011   850,000 9,350 N/A 0.520   2016/09/06 0.011   2016/12/08 290,414,000 61,939,514 -   - -   -
11891 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 B HKD 0.082   0.027   0.025   71,060,000 3,381,402 N/A 0.940   2016/09/23 0.027   2016/12/15 92,282,000 17,832,082 -   - -   -
11920 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 C HKD 0.390   0.068   0.133   142,974,000 20,702,500 N/A 1.650   2016/09/09 0.068   2016/12/28 172,590,000 60,345,270 -   - -   -
12223 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 E HKD 1.120   0.275   0.540   75,246,000 37,465,695 N/A 3.040   2016/09/07 0.275   2016/12/28 83,996,000 48,883,785 -   - -   -
13721 Macquarie Bank Ltd. - Tencent European Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13772 Macquarie Bank Ltd. - Tencent European Warrants May 2017 B HKD 0.050   0.034   0.034   11,000 534 N/A 0.202   2016/10/19 0.034   2016/12/22 568,161,000 66,351,323 -   - -   -
13813 Macquarie Bank Ltd. - Tencent European Warrants May 2017 C HKD 0.122   0.116   0.116   38,000 4,522 N/A 0.810   2016/10/19 0.116   2016/12/22 98,000 40,722 -   - -   -
13919 Macquarie Bank Ltd. - Tencent European Warrants May 2017 E HKD 0.690   0.375   0.375   60,000 25,400 N/A 0.850   2016/11/23 0.375   2016/12/28 80,000 42,100 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD -   -   0.335   0 0 N/A 0.510   2016/10/20 0.340   2016/10/13 31,087,000 11,833,290 -   - -   -
22284 Macquarie Bank Ltd. - Tingyi European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 0.030   2016/01/04 0.010   2016/01/21 4,560,000 69,060 0.280   2015/05/27 0.026   2015/12/21
11001 Macquarie Bank Ltd. - Travelsky Tech European Wts May17A HKD 0.121   0.075   0.094   2,450,000 232,240 1,308,810 0.350   2016/09/22 0.075   2016/12/21 38,700,000 7,878,110 -   - -   -
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.142   0.134   0.134   860,000 117,550 N/A 0.190   2016/10/27 0.134   2016/12/30 1,840,000 282,120 -   - -   -
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD -   -   0.149   0 0 13,813 0.203   2016/02/17 0.165   2016/09/12 1,520,000 279,080 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD 0.204   0.048   0.064   40,120,000 3,958,670 N/A 0.460   2016/08/18 0.048   2016/12/28 155,150,000 37,218,280 -   - -   -
26958 Macquarie Bank Ltd. - Wynn Macau European Wts May 2017 A HKD 0.230   0.129   0.129   10,364,000 1,987,172 7,715,410 0.370   2016/04/15 0.096   2016/11/14 293,496,000 66,364,792 -   - -   -
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.157   0.105   0.114   1,800,000 224,272 N/A 0.172   2016/08/08 0.068   2016/09/01 85,760,000 9,159,232 -   - -   -
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.158   0.094   0.158   9,440,000 1,293,420 N/A 0.219   2016/10/18 0.087   2016/11/30 25,220,000 3,531,460 -   - -   -
13857 Macquarie Bank Ltd. - Xinyi Glass European Wts Dec 2016 A HKD -   -   0.028   0 0 366,668 0.091   2016/09/09 0.028   2016/10/25 31,192,000 2,200,010 0.081   2015/04/30 0.032   2015/03/03
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.236   0.231   0.236   600,000 140,740 N/A 0.236   2016/12/30 0.205   2016/11/10 1,600,000 349,540 -   - -   -
27759 Macquarie Bank Ltd. - Xinyi Solar European Warrants Dec 16 A HKD -   -   0.025   0 0 1,121,978 0.570   2016/05/04 0.025   2016/11/02 33,538,000 9,402,548 -   - -   -
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD 0.143   0.089   0.097   3,770,000 420,466 N/A 0.480   2016/09/20 0.089   2016/12/19 6,162,000 1,108,366 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.141   0.092   0.098   18,040,000 2,073,220 1,850,153 0.244   2016/07/04 0.076   2016/08/25 144,380,000 19,234,560 0.255   2015/07/27 0.156   2015/09/07
21042 Macquarie Bank Ltd. - Yanzhou Coal European Wts Mar 2017 A HKD 0.020   0.010   0.010   680,000 7,800 2,307,200 0.108   2016/04/13 0.010   2016/12/23 402,500,000 16,063,580 0.243   2015/04/20 0.074   2015/12/15
13939 Macquarie Bank Ltd. - Yanzhou Coal European Wts May 2017 A HKD 0.570   0.226   0.255   18,234,000 7,716,984 N/A 0.950   2016/10/25 0.226   2016/12/28 48,766,000 29,255,604 -   - -   -
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.078   0.046   0.046   1,002,000 70,150 710,839 0.169   2016/09/09 0.046   2016/12/28 33,432,000 4,431,802 -   - -   -
24657 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2016 A HKD -   -   0.013   0 0 1,979,552 0.560   2016/07/11 0.010   2016/11/24 460,498,000 128,154,872 0.400   2015/12/30 0.385   2015/12/31
14975 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A HKD 0.247   0.199   0.245   7,604,000 1,705,648 N/A 0.247   2016/12/15 0.199   2016/12/28 7,604,000 1,705,648 -   - -   -
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD 0.042   0.035   0.029   724,000 27,618 N/A 0.280   2016/08/11 0.035   2016/12/07 74,502,000 7,033,956 -   - -   -
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.060   0.036   0.049   1,762,000 86,724 61,294 0.065   2016/11/29 0.010   2016/05/23 24,308,000 815,572 0.330   2015/06/03 0.038   2015/09/04
27319 Macquarie Bank Ltd. - ZTE European Warrants Dec 2016 A HKD -   -   0.010   0 0 4,778,506 0.169   2016/04/14 0.010   2016/09/26 1,600,106,000 119,715,510 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.325   0.219   0.315   84,448,000 21,481,752 N/A 0.325   2016/12/30 0.219   2016/12/16 152,600,000 40,731,072 -   - -   -
12912 Macquarie Bank Ltd. -China Life European Put Warrants Apr17B HKD 0.375   0.122   0.260   32,297,000 7,397,665 N/A 1.090   2016/09/02 0.121   2016/11/28 92,301,000 32,429,226 -   - -   -
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.229   0.156   0.225   66,560,000 12,498,750 N/A 0.241   2016/11/18 0.151   2016/11/30 76,500,000 14,378,550 -   - -   -
26043 Macquarie Bank Ltd. -China Life European Put Warrants Dec16A HKD -   -   0.010   0 0 3,184,427 0.330   2016/02/04 0.010   2016/11/09 2,460,420,000 574,794,940 -   - -   -
28282 Macquarie Bank Ltd. -China Life European Put Warrants Jan17A HKD -   -   0.010   0 0 927,726 0.830   2016/05/26 0.010   2016/11/10 44,978,000 6,822,568 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD 0.153   0.089   0.091   2,564,000 321,340 439,423 0.310   2016/09/09 0.089   2016/12/28 13,977,000 2,674,280 -   - -   -
26993 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Feb 2017 A HKD -   -   0.015   0 0 280,191 0.207   2016/04/12 0.022   2016/10/05 38,187,000 2,605,740 -   - -   -
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.260   0.161   0.163   267,000 51,152 N/A 0.325   2016/10/14 0.161   2016/12/28 1,908,000 505,617 -   - -   -
12806 Macquarie Bank Ltd. -Greatwall Motor European Wts Dec 2016 A HKD -   -   0.020   0 0 526,698 0.088   2016/01/04 0.013   2016/04/29 216,780,000 7,223,085 0.295   2015/10/09 0.096   2015/12/30
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.250   0.250   0.217   400,000 100,000 162,641 0.310   2016/10/11 0.141   2016/05/16 101,790,000 19,645,875 -   - -   -
11936 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2017 A HKD 0.037   0.010   0.011   6,585,000 192,230 N/A 0.202   2016/08/09 0.010   2016/12/23 289,915,000 28,070,660 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.152   0.122   0.129   38,175,000 5,294,125 N/A 0.250   2016/10/25 0.106   2016/11/17 52,235,000 7,609,255 -   - -   -
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.080   0.050   0.050   4,780,000 324,715 14,487,499 0.247   2016/03/14 0.050   2016/12/23 757,890,000 102,537,670 -   - -   -
11556 Macquarie Bank Ltd. -PetroChina European Put Warrants Feb17B HKD 0.073   0.019   0.010   125,142,000 5,707,990 N/A 0.385   2016/07/26 0.019   2016/12/13 306,346,000 43,003,560 -   - -   -
15008 Macquarie Bank Ltd. -PetroChina European Put Warrants Jul17A HKD 0.395   0.237   0.265   14,154,000 4,023,740 N/A 0.395   2016/12/12 0.237   2016/12/28 14,154,000 4,023,740 -   - -   -
12623 Macquarie Bank Ltd. -Sands China European Put Wts Apr 2017 B HKD 0.310   0.124   0.255   70,576,000 12,328,252 N/A 0.570   2016/08/25 0.100   2016/11/29 286,476,000 65,855,648 -   - -   -
11850 Macquarie Bank Ltd. -Sands China European Put Wts Feb 2017 B HKD 0.038   0.016   0.016   2,144,000 52,716 N/A 0.244   2016/08/03 0.016   2016/12/29 456,316,000 49,269,408 -   - -   -
11502 Macquarie Bank Ltd. -Sands China European Put Wts Mar 2017 A HKD 0.030   0.010   0.010   5,200,000 92,000 N/A 0.202   2016/07/18 0.010   2016/12/16 166,160,000 15,412,924 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.430   0.325   0.335   2,460,000 893,050 N/A 0.480   2016/11/28 0.325   2016/12/23 5,572,000 2,115,720 -   - -   -
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.129   0.072   0.084   6,726,000 611,188 N/A 0.212   2016/09/23 0.072   2016/12/23 75,024,000 9,373,386 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.340   0 0 1,307,347 0.370   2016/09/02 0.192   2016/06/16 56,888,000 14,927,957 -   - -   -
15599 Nomura Int'l plc - BYD European Warrants Dec 2016 A HKD -   -   0.019   0 0 41,315 0.112   2016/07/18 0.055   2016/01/27 3,920,000 344,280 0.208   2015/06/04 0.050   2015/07/08
14223 Nomura Int'l plc - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.011   2016/05/05 0.011   2016/05/05 900,000 9,900 0.109   2015/05/20 0.032   2015/03/17
17488 Nomura Int'l plc - CKH European Warrants Dec 2016 A HKD -   -   0.223   0 0 0 -   - -   - 0 0 0.580   2015/09/09 0.159   2015/01/20
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD 0.610   0.600   0.610   320,000 192,200 55,133 0.660   2016/11/10 0.410   2016/01/26 1,050,000 552,195 0.530   2015/07/24 0.110   2015/06/09
26041 Nomura Int'l plc - CNBM European Warrants Dec 2016 A HKD -   -   0.010   0 0 4,133 0.055   2016/04/14 0.018   2016/03/17 4,120,000 175,120 0.395   2015/04/23 0.038   2015/12/15
26017 Nomura Int'l plc - CNOOC European Warrants Dec 2016 A HKD -   -   0.010   0 0 268 0.200   2016/04/28 0.010   2016/11/22 1,570,000 54,780 0.097   2015/04/30 0.033   2015/07/14
13555 Nomura Int'l plc - CSPC Pharma European Warrants Dec 2016 A HKD 0.107   0.107   0.107   20,000 2,140 7,619 0.130   2016/03/24 0.076   2016/11/04 718,000 66,636 0.330   2015/04/20 0.124   2015/03/11
12951 SG Issuer - A50 China European Put Warrants Feb 2017 B HKD 0.053   0.015   0.047   102,434,000 2,687,301 N/A 0.145   2016/09/12 0.015   2016/12/01 192,490,000 6,815,915 -   - -   -
14401 SG Issuer - A50 China European Put Warrants Jun 2017 B HKD 0.660   0.360   0.650   3,520,000 1,464,000 N/A 0.660   2016/12/29 0.335   2016/11/29 5,570,400 2,203,428 -   - -   -
13659 SG Issuer - A50 China European Warrants Apr 2017 B HKD 0.800   0.520   0.520   2,434,000 1,558,720 N/A 0.800   2016/12/16 0.520   2016/12/30 2,434,200 1,558,832 -   - -   -
11895 SG Issuer - A50 China European Warrants Feb 2017 A HKD 0.320   0.014   0.015   11,508,900 1,287,269 N/A 0.360   2016/08/15 0.014   2016/12/30 83,138,800 15,179,426 -   - -   -
15444 SG Issuer - A50 China European Warrants Jul 2017 B HKD 0.620   0.590   0.530   200 121 N/A 0.620   2016/12/22 0.590   2016/12/22 200 121 -   - -   -
14096 SG Issuer - A50 China European Warrants Jun 2017 A HKD 0.495   0.250   0.201   480,000 153,650 N/A 0.510   2016/11/30 0.250   2016/12/21 4,380,000 1,924,150 -   - -   -
14785 SG Issuer - A50 China European Warrants Jun 2017 C HKD 0.213   0.205   0.081   980,000 205,160 N/A 0.213   2016/12/05 0.205   2016/12/05 980,000 205,160 -   - -   -
12521 SG Issuer - A50 China European Warrants Mar 2017 A HKD 0.126   0.031   0.031   12,840,000 1,251,590 N/A 0.228   2016/08/23 0.031   2016/12/30 25,482,200 2,871,179 -   - -   -
12950 SG Issuer - A50 China European Warrants Mar 2017 B HKD 0.890   0.250   0.260   10,072,900 6,243,696 N/A 0.900   2016/11/29 0.250   2016/12/30 23,948,000 14,184,579 -   - -   -
14774 SG Issuer - A50 China European Warrants May 2017 A HKD 0.236   0.224   0.091   620,000 142,630 N/A 0.236   2016/12/05 0.224   2016/12/05 620,000 142,630 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.081   0.071   0.082   180,000 13,985 N/A 0.244   2016/09/07 0.071   2016/12/13 770,000 139,710 -   - -   -
13600 SG Issuer - AGBK European Put Warrants Apr 2017 B HKD 0.209   0.163   0.189   133,000 26,907 N/A 0.280   2016/10/13 0.163   2016/12/13 13,795,000 3,247,797 -   - -   -
13209 SG Issuer - AGBK European Warrants Apr 2017 A HKD -   -   0.063   0 0 N/A 0.250   2016/09/22 0.190   2016/09/14 1,350,000 264,718 -   - -   -
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD -   -   0.083   0 0 N/A 0.191   2016/09/09 0.150   2016/08/30 1,344,000 217,465 -   - -   -
27206 SG Issuer - AGBK European Warrants Dec 2016 A HKD -   -   0.195   0 0 1,313,445 0.355   2016/10/04 0.077   2016/05/24 48,258,000 8,394,195 -   - -   -
28220 SG Issuer - AGBK European Warrants Jun 2017 A HKD 0.560   0.405   0.450   13,044,000 5,934,650 1,437,613 0.640   2016/09/08 0.240   2016/05/24 20,978,000 9,161,475 -   - -   -
12495 SG Issuer - AGBK European Warrants Jun 2017 B HKD 0.275   0.238   0.192   1,800,000 460,500 N/A 0.375   2016/09/29 0.199   2016/11/09 25,730,000 6,003,125 -   - -   -
29215 SG Issuer - AIA European Put Warrants Dec 2016 B HKD -   -   0.012   0 0 866,416 0.330   2016/06/27 0.010   2016/11/16 46,368,000 5,774,544 -   - -   -
15004 SG Issuer - AIA European Put Warrants Jul 2017 B HKD 0.275   0.203   0.208   9,768,000 2,386,140 N/A 0.275   2016/12/12 0.203   2016/12/21 9,768,000 2,386,140 -   - -   -
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD 0.430   0.235   0.350   19,974,000 6,955,024 N/A 0.430   2016/12/09 0.152   2016/10/25 67,596,000 17,802,582 -   - -   -
12334 SG Issuer - AIA European Put Warrants Mar 2017 B HKD 0.425   0.182   0.340   42,044,000 13,520,034 N/A 0.425   2016/12/09 0.079   2016/10/11 241,366,000 45,520,382 -   - -   -
15682 SG Issuer - AIA European Put Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13652 SG Issuer - AIA European Warrants Apr 2017 A HKD 0.040   0.013   0.013   26,830,000 649,520 N/A 0.330   2016/10/07 0.013   2016/12/16 266,170,000 27,321,448 -   - -   -
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.044   0.015   0.018   6,252,000 176,184 N/A 0.305   2016/10/06 0.015   2016/12/09 51,456,000 4,633,760 -   - -   -
11892 SG Issuer - AIA European Warrants Feb 2017 A HKD -   -   0.010   0 0 N/A 0.195   2016/10/06 0.010   2016/11/21 481,864,000 60,339,426 -   - -   -
11187 SG Issuer - AIA European Warrants Jan 2017 A HKD 0.151   0.010   0.010   32,224,000 1,589,262 3,907,055 0.770   2016/10/06 0.010   2016/12/19 101,730,000 23,442,328 -   - -   -
14953 SG Issuer - AIA European Warrants Jul 2017 A HKD 0.164   0.104   0.125   83,034,000 11,328,660 N/A 0.164   2016/12/14 0.104   2016/12/29 83,034,000 11,328,660 -   - -   -
15152 SG Issuer - AIA European Warrants Jul 2017 C HKD 0.275   0.207   0.221   38,254,000 9,006,886 N/A 0.275   2016/12/14 0.207   2016/12/29 38,254,000 9,006,886 -   - -   -
14074 SG Issuer - AIA European Warrants Jun 2017 B HKD 0.140   0.036   0.044   62,370,000 4,137,422 N/A 0.224   2016/11/08 0.036   2016/12/29 196,280,000 26,701,326 -   - -   -
14258 SG Issuer - AIA European Warrants Jun 2017 C HKD 0.300   0.094   0.117   212,184,000 31,554,480 N/A 0.360   2016/11/16 0.094   2016/12/29 222,244,000 34,643,420 -   - -   -
11851 SG Issuer - AIA European Warrants May 2017 A HKD 0.023   0.010   0.010   9,300,000 151,700 N/A 0.227   2016/10/06 0.010   2016/12/07 365,996,000 50,662,178 -   - -   -
15122 SG Issuer - AIA European Warrants Oct 2017 A HKD 0.236   0.228   0.170   2,520,000 585,940 N/A 0.236   2016/12/14 0.228   2016/12/14 2,520,000 585,940 -   - -   -
12902 SG Issuer - Anhui Conch European Warrants Apr 2017 A HKD 0.198   0.084   0.093   370,000 53,570 N/A 0.250   2016/10/06 0.084   2016/12/29 2,640,000 534,035 -   - -   -
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.185   0.134   0.111   2,240,000 355,200 N/A 0.214   2016/11/25 0.134   2016/12/15 7,060,000 1,324,320 -   - -   -
27362 SG Issuer - Anhui Conch European Warrants Dec 2016 A HKD -   -   0.014   0 0 1,080,628 0.285   2016/04/18 0.010   2016/11/25 79,025,000 7,453,030 -   - -   -
28055 SG Issuer - Anhui Conch European Warrants Jan 2017 A HKD 0.320   0.209   0.195   2,000,000 545,200 1,720,366 0.395   2016/10/06 0.168   2016/06/28 109,725,000 24,379,070 -   - -   -
15475 SG Issuer - Anhui Conch European Warrants Jul 2017 A HKD 0.203   0.201   0.192   1,000,000 202,000 N/A 0.203   2016/12/23 0.201   2016/12/23 1,000,000 202,000 -   - -   -
14848 SG Issuer - BOCHK European Warrants Aug 2017 A HKD 0.265   0.208   0.147   4,210,000 973,835 N/A 0.265   2016/12/08 0.208   2016/12/13 4,210,000 973,835 -   - -   -
28353 SG Issuer - BOCHK European Warrants Jan 2017 A HKD 0.370   0.119   0.119   9,240,000 2,919,035 2,747,463 0.370   2016/12/08 0.090   2016/06/27 92,495,000 19,481,075 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.163   0.130   0.142   14,390,000 2,069,445 N/A 0.163   2016/12/23 0.130   2016/12/19 15,390,000 2,216,925 -   - -   -
12779 SG Issuer - BOCHK European Warrants Jun 2017 A HKD 0.460   0.330   0.295   630,000 278,400 N/A 0.460   2016/12/08 0.238   2016/08/26 6,170,000 1,679,290 -   - -   -
15428 SG Issuer - BOCHK European Warrants Sep 2017 A HKD 0.255   0.237   0.231   1,970,000 475,965 N/A 0.255   2016/12/23 0.237   2016/12/22 1,970,000 475,965 -   - -   -
28446 SG Issuer - BOCL European Put Warrants Feb 2017 B HKD 0.020   0.020   0.010   1,010,000 20,200 116,276 0.219   2016/06/24 0.011   2016/11/25 24,960,000 1,107,895 -   - -   -
12865 SG Issuer - BOCL European Put Warrants Mar 2017 B HKD 0.079   0.036   0.059   404,000 16,516 N/A 0.210   2016/08/30 0.036   2016/12/08 1,640,000 148,245 -   - -   -
12496 SG Issuer - BOCL European Warrants Apr 2017 A HKD 0.167   0.065   0.098   23,900,000 2,868,400 N/A 0.305   2016/09/22 0.065   2016/12/23 103,553,000 16,291,611 -   - -   -
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.137   0.115   0.156   360,000 48,360 N/A 0.270   2016/11/30 0.115   2016/12/23 362,000 48,885 -   - -   -
28210 SG Issuer - BOCL European Warrants Feb 2017 A HKD 0.650   0.495   0.475   1,147,000 639,315 895,178 0.800   2016/09/22 0.248   2016/05/24 12,164,000 5,804,970 -   - -   -
11698 SG Issuer - BOCL European Warrants Jan 2017 A HKD 0.247   0.024   0.068   1,502,000 106,244 N/A 0.355   2016/10/05 0.024   2016/12/28 14,392,000 2,662,554 -   - -   -
13210 SG Issuer - BOCL European Warrants May 2017 A HKD 0.065   0.020   0.032   31,182,000 1,163,450 N/A 0.211   2016/09/22 0.020   2016/12/23 52,282,000 3,202,535 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD -   -   0.098   0 0 N/A 0.237   2016/08/30 0.095   2016/11/24 3,900,000 832,390 -   - -   -
15535 SG Issuer - BOCom European Warrants Aug 2017 A HKD 0.460   0.445   0.460   830,000 373,400 N/A 0.460   2016/12/30 0.445   2016/12/30 830,000 373,400 -   - -   -
27236 SG Issuer - BOCom European Warrants Dec 2016 A HKD -   -   0.420   0 0 456,840 0.840   2016/09/06 0.164   2016/05/24 18,698,000 6,545,193 -   - -   -
14696 SG Issuer - BOCom European Warrants Jun 2017 A HKD 0.405   0.154   0.179   1,320,000 405,900 N/A 0.435   2016/11/30 0.154   2016/12/23 1,322,000 406,760 -   - -   -
12497 SG Issuer - BOCom European Warrants Mar 2017 A HKD 0.470   0.164   0.184   4,339,000 1,745,280 N/A 0.760   2016/09/06 0.164   2016/12/22 16,615,000 7,799,160 -   - -   -
12706 SG Issuer - BYD European Warrants Apr 2017 A HKD 0.067   0.025   0.024   1,200,000 55,900 N/A 0.530   2016/08/31 0.025   2016/12/23 114,265,000 24,652,475 -   - -   -
15011 SG Issuer - BYD European Warrants Aug 2017 A HKD 0.640   0.485   0.510   2,690,000 1,426,750 N/A 0.640   2016/12/12 0.485   2016/12/28 2,690,000 1,426,750 -   - -   -
11406 SG Issuer - BYD European Warrants Feb 2017 A HKD 0.029   0.010   0.010   6,550,000 147,860 N/A 0.810   2016/07/19 0.010   2016/12/14 222,710,000 37,557,750 -   - -   -
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD 0.460   0.221   0.238   13,830,000 3,577,330 N/A 0.520   2016/11/28 0.221   2016/12/28 15,050,000 4,139,130 -   - -   -
27242 SG Issuer - CAM CSI300 European Warrants Feb 2017 A HKD 0.027   0.013   0.013   1,330,000 24,590 288,897 0.265   2016/04/13 0.013   2016/12/12 302,390,000 51,673,744 -   - -   -
28492 SG Issuer - CAM CSI300 European Warrants Jan 2017 A HKD 0.151   0.011   0.011   2,250,000 118,750 136,588 0.320   2016/06/02 0.011   2016/12/15 8,056,000 1,050,746 -   - -   -
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD 0.213   0.103   0.097   244,000 47,392 N/A 0.213   2016/12/02 0.103   2016/12/20 248,000 48,048 -   - -   -
15436 SG Issuer - CAM CSI300 European Warrants Jul 2017 B HKD 0.238   0.193   0.200   34,000 7,158 N/A 0.238   2016/12/22 0.193   2016/12/30 34,000 7,158 -   - -   -
12638 SG Issuer - CAM CSI300 European Warrants Mar 2017 A HKD 0.167   0.036   0.036   7,614,000 614,410 N/A 0.223   2016/08/23 0.036   2016/12/30 14,858,000 1,705,216 -   - -   -
13198 SG Issuer - CCB European Put Warrants Apr 2017 B HKD 0.325   0.139   0.141   26,119,000 5,147,532 N/A 0.375   2016/11/14 0.139   2016/12/30 56,477,000 14,281,396 -   - -   -
28447 SG Issuer - CCB European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 368,742 0.207   2016/06/17 0.010   2016/09/20 48,052,000 4,673,409 -   - -   -
14643 SG Issuer - CCB European Put Warrants Jun 2017 B HKD 0.255   0.119   0.122   10,128,000 1,394,560 N/A 0.255   2016/12/22 0.119   2016/12/30 11,730,000 1,703,958 -   - -   -
11748 SG Issuer - CCB European Put Warrants Mar 2017 B HKD 0.048   0.012   0.013   31,029,000 707,201 N/A 0.280   2016/07/27 0.012   2016/12/30 142,975,000 9,105,874 -   - -   -
12533 SG Issuer - CCB European Warrants Apr 2017 A HKD 0.140   0.050   0.140   45,269,000 5,024,081 N/A 0.285   2016/09/09 0.050   2016/12/20 201,628,000 29,804,477 -   - -   -
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.295   0.162   0.204   5,426,000 1,169,612 N/A 0.295   2016/12/01 0.162   2016/12/29 6,228,000 1,390,167 -   - -   -
15431 SG Issuer - CCB European Warrants Aug 2017 B HKD 0.530   0.280   0.520   18,124,000 8,534,845 N/A 0.530   2016/12/30 0.280   2016/12/23 18,124,000 8,534,845 -   - -   -
28211 SG Issuer - CCB European Warrants Dec 2016 A HKD -   -   0.950   0 0 1,516,567 1.240   2016/09/09 0.216   2016/05/24 12,798,000 9,827,230 -   - -   -
14306 SG Issuer - CCB European Warrants Jun 2017 A HKD 0.325   0.153   0.325   117,584,000 32,563,730 N/A 0.325   2016/12/01 0.153   2016/12/22 136,794,000 37,556,780 -   - -   -
27207 SG Issuer - CCB European Warrants Mar 2017 A HKD 0.260   0.066   0.249   42,204,000 8,646,358 8,607,271 0.510   2016/09/09 0.059   2016/05/13 485,881,000 97,040,478 -   - -   -
13072 SG Issuer - CCB European Warrants May 2017 A HKD 0.104   0.036   0.107   22,690,000 1,899,898 N/A 0.295   2016/09/09 0.036   2016/12/23 50,892,000 6,983,622 -   - -   -
14739 SG Issuer - CCCCL European Warrants Jun 2017 A HKD 0.930   0.495   0.600   3,827,000 2,486,950 N/A 0.930   2016/12/02 0.495   2016/12/22 3,827,000 2,486,950 -   - -   -
15686 SG Issuer - CCCCL European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD -   -   0.066   0 0 222,197 0.246   2016/04/18 0.078   2016/09/28 13,900,000 1,380,940 -   - -   -
28071 SG Issuer - CCoal European Warrants Dec 2016 A HKD -   -   0.380   0 0 1,579,730 1.140   2016/10/25 0.285   2016/08/25 50,116,000 24,267,880 -   - -   -
11518 SG Issuer - CCoal European Warrants Feb 2017 A HKD 0.040   0.014   0.010   2,171,000 44,437 N/A 0.460   2016/07/19 0.014   2016/12/14 157,943,000 29,669,121 -   - -   -
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD 0.153   0.109   0.088   1,440,000 189,960 N/A 0.310   2016/11/08 0.109   2016/12/19 1,890,000 313,550 -   - -   -
13630 SG Issuer - CCoal European Warrants May 2017 A HKD 0.226   0.093   0.118   3,644,000 618,634 N/A 0.740   2016/10/25 0.093   2016/12/23 10,640,000 3,856,299 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.166   0.117   0.113   7,020,000 983,070 N/A 0.211   2016/08/18 0.117   2016/12/30 29,620,000 4,941,330 -   - -   -
13601 SG Issuer - CGS European Warrants May 2017 A HKD 0.620   0.219   0.243   11,657,500 4,995,052 N/A 0.810   2016/10/07 0.219   2016/12/23 19,585,500 10,799,272 -   - -   -
13031 SG Issuer - Ch Mob European Warrants Apr 2017 B HKD 0.113   0.036   0.045   87,010,000 6,043,550 N/A 0.710   2016/09/09 0.036   2016/12/28 344,400,000 51,550,685 -   - -   -
14056 SG Issuer - Ch Mob European Warrants Apr 2017 C HKD 0.166   0.058   0.073   78,805,000 8,411,740 N/A 0.315   2016/11/08 0.058   2016/12/28 252,595,000 36,765,100 -   - -   -
28264 SG Issuer - Ch Mob European Warrants Dec 2016 C HKD -   -   0.010   0 0 4,135,438 0.830   2016/09/09 0.012   2016/11/11 72,040,000 28,216,180 -   - -   -
11789 SG Issuer - Ch Mob European Warrants Feb 2017 A HKD -   -   0.016   0 0 N/A 0.236   2016/08/01 0.013   2016/11/09 384,830,000 52,021,430 -   - -   -
12501 SG Issuer - Ch Mob European Warrants Jan 2017 D HKD -   -   0.010   0 0 N/A 0.340   2016/08/19 0.010   2016/11/10 540,120,000 89,574,130 -   - -   -
15235 SG Issuer - Ch Mob European Warrants Jul 2017 C HKD 0.285   0.239   0.275   3,900,000 996,775 N/A 0.285   2016/12/22 0.239   2016/12/28 3,900,000 996,775 -   - -   -
14307 SG Issuer - Ch Mob European Warrants Jun 2017 A HKD 0.345   0.152   0.190   149,890,000 29,488,440 N/A 0.345   2016/12/01 0.152   2016/12/28 154,380,000 30,801,315 -   - -   -
13032 SG Issuer - Ch Mob European Warrants Mar 2017 C HKD 0.034   0.011   0.011   17,475,000 445,315 N/A 0.335   2016/09/09 0.011   2016/12/14 493,745,000 98,700,245 -   - -   -
14644 SG Issuer - Ch Mob European Warrants May 2017 A HKD 0.183   0.070   0.085   49,050,000 6,808,790 N/A 0.183   2016/12/01 0.070   2016/12/28 53,540,000 7,523,650 -   - -   -
15472 SG Issuer - CHALCO European Warrants Aug 2017 A HKD 0.440   0.440   0.470   160,000 70,400 N/A 0.440   2016/12/23 0.440   2016/12/23 160,000 70,400 -   - -   -
28082 SG Issuer - CHALCO European Warrants Dec 2016 A HKD -   -   0.950   0 0 1,298,934 0.820   2016/11/22 0.223   2016/07/29 50,584,000 15,049,144 -   - -   -
14333 SG Issuer - CHALCO European Warrants Jun 2017 A HKD 0.475   0.255   0.214   7,314,000 3,298,260 N/A 0.520   2016/11/28 0.255   2016/12/19 16,568,000 7,320,380 -   - -   -
12344 SG Issuer - CHALCO European Warrants Mar 2017 A HKD 0.700   0.375   0.300   4,660,000 2,903,640 N/A 0.740   2016/11/25 0.260   2016/11/04 33,610,000 12,921,700 -   - -   -
14815 SG Issuer - China Cinda European Warrants Jun 2017 A HKD 0.260   0.197   0.248   1,270,000 308,340 N/A 0.260   2016/12/30 0.197   2016/12/15 1,270,000 308,340 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.212   0.146   0.191   170,000 32,560 N/A 0.415   2016/09/09 0.146   2016/12/22 19,785,000 4,640,288 -   - -   -
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.224   0.155   0.164   2,900,000 469,780 1,089,390 0.385   2016/08/15 0.155   2016/12/30 42,740,000 11,165,780 -   - -   -
13199 SG Issuer - China Life European Put Warrants Apr 2017 A HKD 0.153   0.066   0.131   63,720,000 6,522,200 N/A 0.250   2016/11/09 0.066   2016/12/08 303,150,000 43,573,010 -   - -   -
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.172   0.134   0.159   990,000 161,200 N/A 0.178   2016/11/21 0.134   2016/12/13 9,990,000 1,718,200 -   - -   -
11893 SG Issuer - China Life European Put Warrants Jan 2017 B HKD 0.010   0.010   0.010   10,000 100 N/A 0.207   2016/08/04 0.010   2016/12/20 855,040,000 46,571,420 -   - -   -
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD 0.177   0.103   0.159   4,560,000 709,720 N/A 0.249   2016/11/09 0.099   2016/11/25 99,720,000 20,180,280 -   - -   -
12915 SG Issuer - China Life European Put Warrants May 2017 A HKD 0.087   0.042   0.070   33,690,000 2,129,650 N/A 0.173   2016/09/02 0.033   2016/11/28 404,010,000 35,676,390 -   - -   -
13507 SG Issuer - China Life European Put Warrants May 2017 C HKD 0.260   0.142   0.244   45,610,000 9,091,470 N/A 0.345   2016/11/09 0.137   2016/11/30 82,390,000 16,258,330 -   - -   -
13452 SG Issuer - China Life European Warrants Apr 2017 B HKD 0.191   0.076   0.087   18,950,000 1,728,800 N/A 0.245   2016/11/28 0.056   2016/11/09 168,450,000 24,380,780 -   - -   -
14740 SG Issuer - China Life European Warrants Apr 2017 C HKD 0.750   0.169   0.183   15,434,000 7,296,790 N/A 0.750   2016/12/08 0.169   2016/12/22 15,434,000 7,296,790 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.196   0.100   0.111   2,560,000 411,060 N/A 0.250   2016/09/22 0.075   2016/11/09 123,710,000 24,961,580 -   - -   -
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.183   0.096   0.106   4,790,000 569,210 N/A 0.201   2016/11/25 0.069   2016/11/09 17,680,000 2,803,200 -   - -   -
11654 SG Issuer - China Life European Warrants Jan 2017 A HKD 0.370   0.075   0.086   8,160,000 1,710,120 N/A 0.385   2016/11/30 0.071   2016/11/09 288,170,000 46,673,150 -   - -   -
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.190   0.080   0.092   17,020,000 2,319,700 N/A 0.205   2016/11/30 0.056   2016/11/09 116,630,000 17,289,010 -   - -   -
12825 SG Issuer - China Life European Warrants Jun 2017 B HKD 0.500   0.275   0.285   720,000 234,000 N/A 0.500   2016/12/08 0.189   2016/11/09 12,950,000 4,140,890 -   - -   -
14741 SG Issuer - China Life European Warrants Jun 2017 C HKD 0.610   0.185   0.215   60,501,000 17,077,786 N/A 0.610   2016/12/07 0.185   2016/12/20 60,501,000 17,077,786 -   - -   -
11066 SG Issuer - China Life European Warrants Mar 2017 A HKD 0.550   0.300   0.330   29,060,000 14,149,250 11,859,127 0.590   2016/11/30 0.148   2016/07/08 273,540,000 82,279,880 -   - -   -
12534 SG Issuer - China Life European Warrants Mar 2017 B HKD 0.830   0.098   0.122   26,674,000 9,080,557 N/A 1.090   2016/09/22 0.098   2016/12/23 101,255,000 59,669,144 -   - -   -
13254 SG Issuer - China Life European Warrants May 2017 B HKD 0.169   0.050   0.058   39,340,000 5,145,830 N/A 0.184   2016/11/28 0.041   2016/11/09 217,440,000 26,547,250 -   - -   -
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.192   0.161   0.102   1,980,000 351,300 N/A 0.202   2016/11/28 0.071   2016/11/09 26,830,000 4,712,410 -   - -   -
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.325   0.187   0.202   1,850,000 444,750 N/A 0.350   2016/11/30 0.143   2016/11/09 171,350,000 40,341,300 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD 0.445   0.295   0.305   280,000 109,350 N/A 0.495   2016/11/25 0.217   2016/08/08 15,100,000 5,166,800 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.255   0.203   0.218   7,120,000 1,581,000 N/A 0.290   2016/11/24 0.155   2016/11/09 52,660,000 12,279,970 -   - -   -
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.185   0.080   0.088   6,860,000 793,770 N/A 0.192   2016/11/30 0.056   2016/11/09 48,270,000 6,332,140 -   - -   -
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.238   0.164   0.176   6,280,000 1,268,740 1,118,707 0.260   2016/10/20 0.140   2016/09/20 31,260,000 6,742,700 -   - -   -
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD -   -   0.211   0 0 N/A 0.232   2016/11/29 0.231   2016/11/29 400,000 92,600 -   - -   -
12805 SG Issuer - China Overseas European Put Warrants Apr 2017 B HKD 0.520   0.335   0.510   1,040,000 414,600 N/A 0.520   2016/12/28 0.176   2016/09/23 18,020,000 4,476,560 -   - -   -
15545 SG Issuer - China Overseas European Put Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11967 SG Issuer - China Overseas European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.198   2016/08/09 0.024   2016/11/07 7,940,000 951,920 -   - -   -
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD -   -   0.013   0 0 N/A 0.140   2016/10/07 0.025   2016/11/21 2,160,000 61,740 -   - -   -
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.151   0.071   0.075   12,140,000 1,072,120 N/A 0.233   2016/11/30 0.071   2016/12/29 12,180,000 1,081,380 -   - -   -
27099 SG Issuer - China Overseas European Warrants Jan 2017 A HKD -   -   0.010   0 0 1,030,770 0.223   2016/04/06 0.011   2016/11/03 72,480,000 6,343,840 -   - -   -
15543 SG Issuer - China Overseas European Warrants Jan 2018 A HKD 0.150   0.143   0.147   2,200,000 320,200 N/A 0.150   2016/12/30 0.143   2016/12/28 2,200,000 320,200 -   - -   -
14057 SG Issuer - China Overseas European Warrants Jun 2017 A HKD 0.065   0.023   0.024   760,000 29,980 N/A 0.150   2016/11/04 0.023   2016/12/30 3,464,000 250,424 -   - -   -
12803 SG Issuer - China Overseas European Warrants Mar 2017 A HKD 0.014   0.010   0.010   12,740,000 146,520 N/A 0.275   2016/09/22 0.010   2016/12/13 351,420,000 36,811,660 -   - -   -
13802 SG Issuer - China Overseas European Warrants May 2017 A HKD 0.089   0.021   0.023   132,960,000 7,139,460 N/A 0.265   2016/10/18 0.021   2016/12/29 219,560,000 15,972,200 -   - -   -
15497 SG Issuer - China Overseas European Warrants Sep 2017 A HKD 0.225   0.211   0.222   1,420,000 300,600 N/A 0.225   2016/12/30 0.211   2016/12/28 1,420,000 300,600 -   - -   -
13479 SG Issuer - China Res Land European Warrants Apr 2017 A HKD 0.036   0.034   0.013   160,000 5,600 N/A 0.247   2016/09/28 0.034   2016/12/01 21,920,000 4,087,580 -   - -   -
14043 SG Issuer - China Res Land European Warrants Jun 2017 A HKD 0.187   0.094   0.097   420,000 72,680 N/A 0.198   2016/11/22 0.094   2016/12/20 1,960,000 362,220 -   - -   -
12326 SG Issuer - China Res Land European Warrants Mar 2017 A HKD 0.037   0.037   0.013   100,000 3,700 N/A 0.260   2016/09/28 0.037   2016/12/02 32,360,000 5,721,380 -   - -   -
15501 SG Issuer - China Res Land European Warrants Sep 2017 A HKD 0.233   0.217   0.227   2,360,000 532,720 N/A 0.233   2016/12/28 0.217   2016/12/28 2,360,000 532,720 -   - -   -
27978 SG Issuer - China Tel European Warrants Dec 2016 A HKD -   -   0.010   0 0 1,301,331 0.320   2016/08/18 0.015   2016/11/14 61,848,000 14,660,818 -   - -   -
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.195   0.157   0.135   1,800,000 307,200 N/A 0.435   2016/10/19 0.157   2016/12/19 2,490,000 589,900 -   - -   -
12437 SG Issuer - China Tel European Warrants Mar 2017 A HKD 0.100   0.040   0.024   3,060,000 288,140 N/A 0.410   2016/08/23 0.040   2016/12/16 88,662,000 21,085,574 -   - -   -
15316 SG Issuer - China Tel European Warrants Sep 2017 A HKD 0.320   0.305   0.305   296,000 92,080 N/A 0.320   2016/12/23 0.305   2016/12/28 296,000 92,080 -   - -   -
11968 SG Issuer - China Vanke European Warrants Apr 2017 A HKD 0.355   0.068   0.046   8,276,000 2,107,588 N/A 0.405   2016/08/16 0.068   2016/12/20 64,880,000 16,057,832 -   - -   -
15014 SG Issuer - China Vanke European Warrants Aug 2017 A HKD 0.212   0.087   0.090   14,385,000 2,140,152 N/A 0.212   2016/12/12 0.087   2016/12/29 14,385,000 2,140,152 -   - -   -
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD 0.247   0.036   0.037   5,188,000 793,353 N/A 0.247   2016/12/01 0.036   2016/12/30 27,610,000 5,047,441 -   - -   -
15546 SG Issuer - China Vanke European Warrants Oct 2017 A HKD 0.237   0.217   0.227   4,240,000 955,420 N/A 0.237   2016/12/30 0.217   2016/12/29 4,240,000 955,420 -   - -   -
13549 SG Issuer - ChiUnicom European Warrants Apr 2017 A HKD 0.415   0.129   0.135   97,094,000 24,905,546 N/A 0.690   2016/10/11 0.089   2016/11/14 211,516,000 46,214,586 -   - -   -
14913 SG Issuer - ChiUnicom European Warrants Aug 2017 A HKD 0.630   0.355   0.400   924,000 408,420 N/A 0.630   2016/12/08 0.355   2016/12/23 924,000 408,420 -   - -   -
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.168   0.119   0.124   5,300,000 704,540 1,317,927 0.232   2016/04/21 0.084   2016/07/21 132,840,000 18,866,120 -   - -   -
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD 1.110   0.560   0.600   14,354,000 13,093,700 N/A 1.110   2016/12/01 0.560   2016/12/23 17,244,000 15,505,760 -   - -   -
14910 SG Issuer - ChiUnicom European Warrants Sep 2017 A HKD 1.010   0.590   0.670   22,782,000 16,007,660 N/A 1.010   2016/12/08 0.590   2016/12/23 22,782,000 16,007,660 -   - -   -
27238 SG Issuer - CITBK European Warrants Feb 2017 A HKD 0.133   0.013   0.023   36,947,000 3,150,181 6,167,423 0.465   2016/09/22 0.013   2016/12/23 257,907,000 40,474,720 -   - -   -
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD 0.370   0.188   0.209   7,312,000 2,195,629 N/A 0.390   2016/11/28 0.188   2016/12/28 12,828,000 4,060,594 -   - -   -
12433 SG Issuer - CITIC Bank European Warrants May 2017 A HKD 0.088   0.016   0.026   75,339,000 4,383,875 N/A 0.420   2016/08/17 0.016   2016/12/23 189,249,000 19,646,758 -   - -   -
15013 SG Issuer - CITIC Bank European Warrants Sep 2017 A HKD 0.335   0.330   0.198   10,000 3,325 N/A 0.335   2016/12/12 0.330   2016/12/12 10,000 3,325 -   - -   -
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.070   0.070   0.067   200,000 14,000 55,508 0.172   2016/04/28 0.070   2016/12/21 73,336,000 9,119,958 -   - -   -
28699 SG Issuer - CITIC Sec European Warrants Dec 2016 A HKD -   -   0.013   0 0 149,388 0.187   2016/06/08 0.029   2016/10/03 12,980,000 1,672,350 -   - -   -
11695 SG Issuer - CITIC Sec European Warrants Mar 2017 A HKD 0.066   0.018   0.011   1,310,000 57,090 N/A 0.205   2016/08/15 0.018   2016/12/15 10,130,000 1,288,880 -   - -   -
12780 SG Issuer - CITIC Sec European Warrants May 2017 A HKD 0.117   0.055   0.059   2,750,000 214,315 N/A 0.280   2016/09/09 0.055   2016/12/23 14,340,000 2,823,190 -   - -   -
14867 SG Issuer - CITIC Sec European Warrants Oct 2017 A HKD 0.109   0.061   0.065   2,050,000 208,460 N/A 0.109   2016/12/07 0.061   2016/12/23 2,050,000 208,460 -   - -   -
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.125   0.075   0.078   1,380,000 145,150 N/A 0.179   2016/10/05 0.075   2016/12/23 2,280,000 293,050 -   - -   -
11255 SG Issuer - CKH European Put Warrants Jan 2017 C HKD 0.010   0.010   0.010   120,000 1,200 N/A 0.445   2016/07/06 0.010   2016/12/01 74,960,000 3,539,600 -   - -   -
14394 SG Issuer - CKH European Put Warrants Jun 2017 A HKD 0.395   0.285   0.385   670,000 245,150 N/A 0.395   2016/12/28 0.248   2016/11/21 720,000 257,825 -   - -   -
12826 SG Issuer - CKH European Put Warrants Mar 2017 B HKD 0.410   0.270   0.390   945,000 326,725 N/A 0.410   2016/12/28 0.188   2016/11/23 14,615,000 3,878,830 -   - -   -
13073 SG Issuer - CKH European Warrants Apr 2017 B HKD -   -   0.012   0 0 N/A 0.425   2016/09/09 0.172   2016/10/14 4,430,000 1,250,500 -   - -   -
15550 SG Issuer - CKH European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11025 SG Issuer - CKH European Warrants Jan 2017 B HKD 0.255   0.019   0.010   5,405,000 699,445 15,896,278 1.080   2016/09/09 0.019   2016/12/16 334,840,000 111,818,625 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD 0.255   0.223   0.233   895,000 218,365 N/A 0.540   2016/11/21 0.223   2016/12/23 925,000 234,515 -   - -   -
11969 SG Issuer - CKH European Warrants Mar 2017 A HKD 0.152   0.013   0.017   10,640,000 620,130 N/A 0.700   2016/09/05 0.013   2016/12/30 37,670,000 12,809,860 -   - -   -
11189 SG Issuer - CKI Holdings European Warrants Feb 2017 A HKD 0.085   0.085   0.028   40,000 3,400 4,970,600 0.590   2016/08/01 0.085   2016/12/07 75,460,000 29,823,600 -   - -   -
28090 SG Issuer - CKI Holdings European Warrants Jan 2017 A HKD -   -   0.010   0 0 1,698,383 0.510   2016/06/10 0.010   2016/11/04 172,270,000 18,339,780 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD 0.216   0.114   0.125   2,690,000 508,260 N/A 0.385   2016/09/26 0.114   2016/12/19 20,410,000 4,725,580 -   - -   -
13881 SG Issuer - CKI Holdings European Warrants May 2017 A HKD 0.285   0.195   0.242   860,000 191,500 N/A 0.580   2016/11/04 0.195   2016/12/22 8,590,000 3,896,900 -   - -   -
11966 SG Issuer - CKP European Warrants Feb 2017 A HKD 0.031   0.010   0.010   16,585,000 233,010 N/A 0.485   2016/09/09 0.010   2016/12/13 78,305,000 16,468,650 -   - -   -
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD 0.152   0.105   0.041   2,040,000 263,580 N/A 0.207   2016/11/08 0.105   2016/12/05 6,360,000 1,043,300 -   - -   -
15542 SG Issuer - CKP European Warrants Jul 2017 B HKD 0.221   0.200   0.228   2,400,000 492,060 N/A 0.221   2016/12/28 0.200   2016/12/28 2,400,000 492,060 -   - -   -
14210 SG Issuer - CKP European Warrants May 2017 A HKD 0.275   0.063   0.078   5,405,000 957,130 N/A 0.275   2016/12/09 0.063   2016/12/28 7,505,000 1,446,610 -   - -   -
27309 SG Issuer - CKP European Warrantss Dec 2016 A HKD -   -   0.010   0 0 2,688,366 0.600   2016/09/09 0.014   2016/11/14 72,450,000 20,412,695 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.415   0.228   0.236   120,000 44,170 5,587,388 0.435   2016/11/28 0.117   2016/06/24 186,450,000 35,544,150 -   - -   -
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD 1.100   1.100   0.610   20,000 22,000 N/A 1.100   2016/12/01 1.070   2016/11/30 81,000 87,870 -   - -   -
29151 SG Issuer - CMB European Warrants Jan 2017 A HKD 1.560   0.091   0.036   1,819,000 852,140 389,105 2.300   2016/09/22 0.091   2016/12/22 3,288,000 2,374,680 -   - -   -
12499 SG Issuer - CMB European Warrants Jun 2017 B HKD 0.180   0.092   0.100   480,000 58,900 N/A 0.241   2016/09/26 0.092   2016/12/22 3,080,000 601,080 -   - -   -
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD -   -   0.226   0 0 N/A 0.330   2016/08/23 0.216   2016/08/04 7,990,000 1,820,815 -   - -   -
15287 SG Issuer - CMob European Put Warrants Aug 2017 A HKD 0.244   0.171   0.175   25,450,000 5,143,960 N/A 0.244   2016/12/20 0.171   2016/12/30 25,450,000 5,143,960 -   - -   -
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD 0.540   0.375   0.475   2,880,000 1,353,025 N/A 0.540   2016/12/19 0.375   2016/12/01 5,170,000 2,350,700 -   - -   -
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.153   0.130   0.144   3,200,000 462,000 N/A 0.153   2016/12/19 0.093   2016/10/11 4,600,000 622,650 -   - -   -
12336 SG Issuer - CMob European Put Warrants Mar 2017 B HKD 0.980   0.650   0.870   6,195,000 5,084,900 N/A 0.980   2016/12/28 0.265   2016/10/11 61,460,000 28,509,675 -   - -   -
15461 SG Issuer - CNBM European Warrants Aug 2017 A HKD 0.415   0.405   0.410   800,000 329,000 N/A 0.415   2016/12/29 0.405   2016/12/23 800,000 329,000 -   - -   -
28222 SG Issuer - CNBM European Warrants Feb 2017 A HKD 0.260   0.053   0.063   44,868,000 8,340,352 7,122,524 0.600   2016/07/15 0.053   2016/12/28 183,964,000 49,797,314 -   - -   -
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD -   -   0.191   0 0 N/A 0.305   2016/11/22 0.300   2016/11/21 2,200,000 670,500 -   - -   -
13689 SG Issuer - CNBM European Warrants May 2017 A HKD 0.510   0.275   0.300   18,624,000 7,193,620 N/A 0.670   2016/11/14 0.275   2016/12/23 36,554,000 15,452,090 -   - -   -
13617 SG Issuer - CNOOC European Put Warrants Apr 2017 A HKD 0.365   0.164   0.310   47,358,000 11,227,665 N/A 0.600   2016/11/09 0.164   2016/12/14 73,199,000 20,901,895 -   - -   -
28455 SG Issuer - CNOOC European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 1,726,379 0.550   2016/06/01 0.010   2016/11/11 101,658,000 10,745,106 -   - -   -
15318 SG Issuer - CNOOC European Put Warrants Jul 2017 B HKD 0.920   0.890   0.870   95,000 86,700 N/A 0.920   2016/12/23 0.890   2016/12/22 95,000 86,700 -   - -   -
28272 SG Issuer - CNOOC European Warrants Dec 2016 B HKD -   -   0.015   0 0 8,647,544 0.800   2016/10/24 0.015   2016/11/28 222,432,000 52,409,522 -   - -   -
15502 SG Issuer - CNOOC European Warrants Jul 2017 C HKD 0.260   0.235   0.260   1,720,000 428,200 N/A 0.260   2016/12/28 0.235   2016/12/28 1,720,000 428,200 -   - -   -
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.164   0.113   0.114   11,010,000 1,680,100 2,742,343 0.171   2016/10/24 0.094   2016/11/09 151,100,000 20,343,570 -   - -   -
12642 SG Issuer - CNOOC European Warrants Mar 2017 A HKD 0.305   0.060   0.061   41,750,000 8,976,674 N/A 0.470   2016/10/20 0.060   2016/12/30 146,225,000 34,500,289 -   - -   -
13428 SG Issuer - CNOOC European Warrants Mar 2017 B HKD 1.020   0.365   0.405   4,299,000 3,628,145 N/A 1.220   2016/10/24 0.365   2016/12/28 26,730,000 18,868,275 -   - -   -
13739 SG Issuer - CNOOC European Warrants May 2017 A HKD 0.260   0.114   0.098   16,692,000 3,632,092 N/A 0.405   2016/10/24 0.114   2016/12/22 50,499,000 9,253,449 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD 0.340   0.199   0.320   17,146,000 4,080,982 N/A 0.340   2016/12/29 0.199   2016/12/14 17,150,000 4,082,332 -   - -   -
11750 SG Issuer - CP&CC European Put Warrants Mar 2017 A HKD 0.166   0.046   0.114   83,626,000 8,833,370 N/A 0.365   2016/07/29 0.046   2016/12/14 85,542,000 9,212,728 -   - -   -
13661 SG Issuer - CP&CC European Warrants Apr 2017 A HKD 0.345   0.143   0.155   63,674,000 13,504,346 N/A 0.490   2016/10/11 0.131   2016/11/18 148,066,000 34,788,840 -   - -   -
15320 SG Issuer - CP&CC European Warrants Aug 2017 A HKD 0.159   0.148   0.120   800,000 122,800 N/A 0.159   2016/12/21 0.148   2016/12/21 800,000 122,800 -   - -   -
27443 SG Issuer - CP&CC European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,523,015 0.360   2016/04/27 0.011   2016/11/10 464,660,000 84,459,044 -   - -   -
11411 SG Issuer - CP&CC European Warrants Feb 2017 A HKD 0.295   0.053   0.061   101,166,000 14,208,428 N/A 0.530   2016/07/13 0.053   2016/12/29 201,756,000 39,725,798 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD 0.335   0.171   0.180   37,288,000 9,389,056 N/A 0.420   2016/10/20 0.171   2016/12/29 40,448,000 10,634,586 -   - -   -
12539 SG Issuer - CP&CC European Warrants Mar 2017 B HKD 0.116   0.029   0.030   47,920,000 3,440,610 N/A 0.232   2016/10/06 0.029   2016/12/29 94,514,000 11,353,964 -   - -   -
14849 SG Issuer - CPIC Eur Wt Jun 2017 A HKD 0.238   0.109   0.109   10,028,000 2,184,244 N/A 0.238   2016/12/08 0.109   2016/12/30 10,028,000 2,184,244 -   - -   -
14742 SG Issuer - CRail Eu Wt Jun 2017 A HKD 0.520   0.510   0.260   2,000 1,030 N/A 0.520   2016/12/02 0.510   2016/12/02 2,000 1,030 -   - -   -
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.166   0.076   0.082   6,040,000 831,905 N/A 0.193   2016/11/29 0.076   2016/12/23 19,380,000 3,040,755 -   - -   -
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.181   0.091   0.095   25,990,000 3,816,545 2,231,149 0.250   2016/04/27 0.091   2016/12/28 112,430,000 20,590,115 -   - -   -
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.255   0.179   0.186   4,490,000 854,720 N/A 0.265   2016/11/10 0.158   2016/09/21 44,480,000 9,664,020 -   - -   -
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD 0.101   0.048   0.050   12,280,000 933,380 755,572 0.243   2016/04/11 0.048   2016/12/23 63,480,000 8,244,100 -   - -   -
15690 SG Issuer - CRRC European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13654 SG Issuer - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.740   0.280   0.290   10,686,000 4,969,040 N/A 0.800   2016/11/29 0.280   2016/12/29 18,906,200 9,352,990 -   - -   -
15705 SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28448 SG Issuer - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.012   0 0 2,696,692 0.485   2016/06/01 0.010   2016/11/29 104,593,800 18,798,448 -   - -   -
11894 SG Issuer - CSOP A50 ETF European Warrants Feb 2017 A HKD 0.105   0.010   0.010   59,857,400 3,592,671 N/A 0.465   2016/08/15 0.010   2016/12/21 405,839,200 50,060,406 -   - -   -
15443 SG Issuer - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.375   0.360   0.305   400 147 N/A 0.375   2016/12/22 0.360   2016/12/22 400 147 -   - -   -
14781 SG Issuer - CSOP A50 ETF European Warrants Jun 2017 B HKD 0.224   0.067   0.065   4,980,000 1,017,650 N/A 0.224   2016/12/09 0.067   2016/12/28 4,980,000 1,017,650 -   - -   -
12519 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 A HKD 0.035   0.033   0.022   120,000 4,080 N/A 0.202   2016/08/22 0.033   2016/12/21 6,000,400 975,428 -   - -   -
12949 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 B HKD 0.435   0.064   0.070   54,824,000 11,362,804 N/A 0.570   2016/09/06 0.064   2016/12/29 80,838,600 20,179,835 -   - -   -
14091 SG Issuer - CSOP A50 ETF European Warrants May 2017 A HKD 0.255   0.095   0.101   135,746,600 24,093,196 N/A 0.315   2016/11/29 0.095   2016/12/29 172,377,400 32,612,143 -   - -   -
14399 SG Issuer - CSOP A50 Eu Put Wt Jun 2017 A HKD 0.790   0.425   0.770   9,487,800 5,894,072 N/A 0.790   2016/12/29 0.390   2016/11/29 14,625,000 8,153,636 -   - -   -
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.049   0.032   0.033   500,000 19,300 N/A 0.225   2016/08/04 0.032   2016/12/29 5,100,000 356,360 -   - -   -
15615 SG Issuer - Evergrande Eu Wt Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15462 SG Issuer - Evergrande Eu Wt Oct 2017 A HKD 0.465   0.440   0.465   1,607,000 726,400 N/A 0.465   2016/12/30 0.440   2016/12/28 1,607,000 726,400 -   - -   -
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 0.455   0.204   0.163   2,468,000 943,850 N/A 0.485   2016/11/30 0.204   2016/12/19 3,150,000 1,255,490 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.214   0.179   0.172   200,000 37,460 N/A 0.300   2016/09/22 0.179   2016/12/15 8,340,000 2,014,190 -   - -   -
28093 SG Issuer - Fosun Intl European Warrants Mar 2017 A HKD 0.116   0.057   0.061   5,050,000 373,295 1,896,646 0.198   2016/05/31 0.057   2016/12/29 101,180,000 14,072,695 -   - -   -
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.133   0.133   0.103   100,000 13,300 N/A 0.236   2016/09/27 0.133   2016/12/15 920,000 190,680 -   - -   -
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.106   0.063   0.069   800,000 58,400 N/A 0.143   2016/10/27 0.063   2016/12/29 2,480,000 287,620 -   - -   -
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.255   0.181   0.196   2,760,000 534,500 N/A 0.315   2016/08/05 0.181   2016/12/28 5,960,000 1,421,860 -   - -   -
13281 SG Issuer - Galaxy Ent European Put Warrants Apr 2017 A HKD 0.097   0.037   0.073   17,730,000 1,378,270 N/A 0.310   2016/09/20 0.037   2016/12/01 80,360,000 13,305,300 -   - -   -
14492 SG Issuer - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.235   0.111   0.199   164,240,000 32,321,870 N/A 0.235   2016/12/28 0.111   2016/12/01 167,340,000 32,763,300 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 0.550   0.430   0.385   680,000 347,500 N/A 0.630   2016/11/29 0.234   2016/09/27 33,300,000 11,852,170 -   - -   -
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.360   0.178   0.120   1,600,000 520,800 N/A 0.360   2016/12/01 0.178   2016/12/12 5,120,000 1,596,000 -   - -   -
27141 SG Issuer - Galaxy Ent European Warrants Dec 2016 A HKD -   -   0.010   0 0 518,448 0.239   2016/04/14 0.010   2016/11/24 220,350,000 10,316,180 -   - -   -
28274 SG Issuer - Galaxy Ent European Warrants Dec 2016 B HKD -   -   1.160   0 0 21,169,215 1.110   2016/11/25 0.120   2016/07/06 700,690,000 149,434,790 -   - -   -
12764 SG Issuer - Galaxy Ent European Warrants Feb 2017 B HKD 0.620   0.620   0.500   100,000 62,000 N/A 0.950   2016/11/29 0.129   2016/09/01 167,700,000 35,742,230 -   - -   -
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.460   0.181   0.207   55,980,000 15,755,290 N/A 0.460   2016/12/01 0.174   2016/10/31 91,170,000 26,135,460 -   - -   -
11970 SG Issuer - Galaxy Ent European Warrants Mar 2017 A HKD 0.750   0.300   0.335   3,400,000 1,742,550 N/A 0.750   2016/12/01 0.091   2016/09/01 254,130,000 53,443,910 -   - -   -
13329 SG Issuer - Galaxy Ent European Warrants May 2017 A HKD 0.435   0.240   0.237   520,000 186,550 N/A 0.490   2016/11/29 0.150   2016/09/27 392,010,000 84,995,490 -   - -   -
11853 SG Issuer - Galaxy European Put Warrants Feb 2017 A HKD -   -   0.012   1,000,000 10,000 N/A 0.285   2016/08/03 0.021   2016/11/10 159,550,000 18,130,580 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD -   -   0.067   0 0 N/A 0.199   2016/10/20 0.123   2016/11/10 1,152,000 223,114 -   - -   -
13438 SG Issuer - Geely Auto European Warrants Apr 2017 A HKD 1.140   0.570   0.570   5,175,000 5,541,200 N/A 1.850   2016/10/25 0.570   2016/12/29 49,885,000 54,154,950 -   - -   -
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 1.140   0.485   0.600   49,570,000 41,185,075 N/A 1.640   2016/10/25 0.485   2016/12/23 111,250,000 108,990,675 -   - -   -
27906 SG Issuer - Geely Auto European Warrants Dec 2016 A HKD -   -   3.570   0 0 5,852,546 4.410   2016/10/25 0.305   2016/06/24 169,975,000 92,533,650 -   - -   -
14886 SG Issuer - Geely Auto European Warrants Dec 2017 A HKD 0.280   0.170   0.187   6,130,000 1,216,655 N/A 0.280   2016/12/08 0.170   2016/12/23 6,130,000 1,216,655 -   - -   -
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 0.315   0.315   0.400   21,450,000 6,756,750 N/A 0.370   2016/10/26 0.220   2016/11/17 142,200,000 40,924,250 -   - -   -
29199 SG Issuer - Geely Auto European Warrants Feb 2017 A HKD 3.140   2.780   2.230   210,000 640,300 8,516,767 3.890   2016/10/25 0.410   2016/06/24 40,660,000 51,382,575 -   - -   -
28212 SG Issuer - Geely Auto European Warrants Jan 2017 A HKD 4.390   3.550   3.520   1,890,000 7,481,800 12,078,858 4.490   2016/11/25 0.670   2016/05/23 22,005,000 74,907,300 -   - -   -
14915 SG Issuer - Geely Auto European Warrants Jul 2017 A HKD 1.570   0.740   0.890   50,800,000 54,812,050 N/A 1.570   2016/12/08 0.740   2016/12/23 50,800,000 54,812,050 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 0.203   0.116   0.131   51,590,000 9,008,835 N/A 0.300   2016/10/25 0.116   2016/12/23 109,820,000 19,876,890 -   - -   -
12427 SG Issuer - Geely Auto European Warrants Mar 2017 A HKD 1.730   0.690   0.840   3,860,000 4,494,600 N/A 2.400   2016/10/25 0.425   2016/08/18 108,030,000 121,229,500 -   - -   -
14956 SG Issuer - Geely Auto European Warrants May 2018 A HKD 0.285   0.183   0.201   18,305,000 3,715,930 N/A 0.285   2016/12/09 0.183   2016/12/28 18,305,000 3,715,930 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.158   0.069   0.078   111,780,000 12,497,035 N/A 0.158   2016/12/08 0.069   2016/12/23 128,990,000 14,770,945 -   - -   -
15124 SG Issuer - Geely Auto European Warrants Sep 2017 A HKD 1.000   0.620   0.730   11,730,000 8,851,350 N/A 1.000   2016/12/14 0.620   2016/12/23 11,730,000 8,851,350 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 0.270   0.184   0.202   41,895,000 9,586,340 N/A 0.270   2016/12/08 0.184   2016/12/23 41,905,000 9,588,965 -   - -   -
27953 SG Issuer - GF Sec European Warrants Feb 2017 A HKD 0.102   0.011   0.012   32,904,000 1,904,016 605,472 0.310   2016/06/03 0.011   2016/12/23 78,016,000 11,389,716 -   - -   -
15015 SG Issuer - GF Sec European Warrants Jul 2017 A HKD 0.260   0.183   0.144   436,000 98,118 N/A 0.260   2016/12/12 0.183   2016/12/20 436,000 98,118 -   - -   -
14817 SG Issuer - GF Sec European Warrants Sep 2017 A HKD 0.223   0.204   0.116   1,860,000 393,190 N/A 0.223   2016/12/05 0.204   2016/12/09 1,860,000 393,190 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.206   0.162   0.177   6,160,000 1,126,755 1,205,431 0.345   2016/10/25 0.147   2016/11/18 40,905,000 7,862,080 -   - -   -
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD 1.020   0.660   0.650   2,500,000 2,281,150 N/A 1.020   2016/12/08 0.660   2016/12/29 3,060,000 2,778,650 -   - -   -
11814 SG Issuer - GWMC European Warrants Mar 2017 A HKD 0.044   0.015   0.017   4,305,000 118,210 N/A 0.201   2016/08/01 0.015   2016/12/23 224,775,000 19,621,600 -   - -   -
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.086   0.054   0.061   5,910,000 394,220 N/A 0.185   2016/10/25 0.054   2016/12/23 10,320,000 1,132,370 -   - -   -
27145 SG Issuer - Haitong Sec European Warrants Feb 2017 A HKD 0.091   0.010   0.010   16,100,000 947,652 1,762,615 0.223   2016/04/14 0.010   2016/12/22 152,816,000 19,401,144 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.315   0.156   0.163   2,424,000 610,764 524,457 0.330   2016/08/15 0.156   2016/12/23 12,856,000 3,470,504 -   - -   -
15064 SG Issuer - Haitong Sec European Warrants Nov 2017 A HKD 0.218   0.134   0.137   512,000 102,144 N/A 0.218   2016/12/13 0.134   2016/12/29 512,000 102,144 -   - -   -
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD 0.148   0.070   0.072   720,000 72,340 N/A 0.185   2016/09/09 0.070   2016/12/29 4,608,000 682,408 -   - -   -
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.740   0.385   0.450   4,210,000 2,238,450 N/A 0.910   2016/11/29 0.385   2016/12/29 5,915,000 3,577,050 -   - -   -
13282 SG Issuer - HKEX European Put Warrants Apr 2017 D HKD 0.290   0.144   0.248   25,450,000 5,379,250 N/A 0.290   2016/12/28 0.138   2016/11/28 104,850,000 19,558,580 -   - -   -
15445 SG Issuer - HKEX European Put Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29200 SG Issuer - HKEX European Put Warrants Dec 2016 E HKD -   -   0.010   0 0 16,220,543 0.245   2016/06/24 0.010   2016/11/14 1,141,840,000 103,765,900 -   - -   -
27184 SG Issuer - HKEX European Put Warrants Jan 2017 B HKD 0.011   0.010   0.010   270,000 2,800 34,092,915 0.206   2016/04/08 0.010   2016/12/19 2,712,280,000 235,739,320 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD 0.120   0.065   0.092   21,720,000 1,790,410 N/A 0.178   2016/08/30 0.061   2016/11/28 48,930,000 3,965,650 -   - -   -
12459 SG Issuer - HKEX European Put Warrants Mar 2017 D HKD 0.244   0.099   0.201   33,310,000 6,358,020 N/A 0.250   2016/08/18 0.095   2016/11/28 654,940,000 94,945,290 -   - -   -
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD 0.125   0.106   0.105   1,840,000 223,290 N/A 0.127   2016/09/14 0.084   2016/11/24 4,300,000 468,730 -   - -   -
12745 SG Issuer - HKEX European Warrants Apr 2017 B HKD 0.165   0.044   0.065   22,872,090,000 1,646,522,840 N/A 0.305   2016/09/09 0.044   2016/12/28 22,973,330,000 1,668,772,900 -   - -   -
13093 SG Issuer - HKEX European Warrants Apr 2017 C HKD 0.500   0.088   0.110   8,458,000 2,026,766 N/A 1.210   2016/09/22 0.088   2016/12/23 23,612,000 15,722,386 -   - -   -
13383 SG Issuer - HKEX European Warrants Apr 2017 E HKD 0.133   0.022   0.030   1,665,330,000 155,801,340 N/A 0.290   2016/09/22 0.022   2016/12/28 2,055,410,000 221,273,600 -   - -   -
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.119   0.037   0.045   5,065,670,000 547,068,690 N/A 0.236   2016/09/22 0.037   2016/12/28 9,283,870,000 1,069,158,570 -   - -   -
15248 SG Issuer - HKEX European Warrants Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28301 SG Issuer - HKEX European Warrants Dec 2016 D HKD -   -   0.015   0 0 107,741,036 0.990   2016/09/09 0.015   2016/11/24 1,243,335,000 654,212,629 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.194   0.096   0.113   38,180,000 5,307,170 N/A 0.295   2016/09/22 0.096   2016/12/28 44,560,000 6,840,560 -   - -   -
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.127   0.070   0.068   590,000 62,250 N/A 0.235   2016/09/22 0.070   2016/12/22 71,360,000 13,586,460 -   - -   -
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.111   0.079   0.085   1,740,000 156,310 N/A 0.159   2016/11/17 0.079   2016/12/23 5,380,000 695,770 -   - -   -
15251 SG Issuer - HKEX European Warrants Feb 2018 A HKD 0.146   0.144   0.152   20,000 2,900 N/A 0.146   2016/12/30 0.144   2016/12/30 20,000 2,900 -   - -   -
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.134   0.033   0.045   51,400,000 3,612,000 N/A 0.233   2016/09/22 0.033   2016/12/28 44,243,030,000 7,419,789,200 -   - -   -
15016 SG Issuer - HKEX European Warrants Jul 2017 C HKD 0.090   0.073   0.090   2,140,000 171,780 N/A 0.090   2016/12/22 0.073   2016/12/28 2,140,000 171,780 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD 0.141   0.035   0.046   19,530,000 1,583,110 659,094,450 0.241   2016/04/25 0.035   2016/12/28 29,285,570,000 3,998,544,560 -   - -   -
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.212   0.105   0.119   9,780,000 1,234,700 N/A 0.285   2016/09/13 0.105   2016/12/28 14,240,000 2,305,540 -   - -   -
28008 SG Issuer - HKEX European Warrants Mar 2017 C HKD 0.120   0.010   0.016   6,863,610,000 397,041,020 1,108,682,610 0.219   2016/09/09 0.010   2016/12/28 73,868,310,000 8,644,306,270 -   - -   -
12644 SG Issuer - HKEX European Warrants Mar 2017 E HKD 0.119   0.017   0.023   5,401,000 284,281 N/A 0.750   2016/09/09 0.017   2016/12/29 49,526,000 10,332,368 -   - -   -
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.127   0.106   0.117   1,000,000 113,400 N/A 0.285   2016/09/09 0.106   2016/12/28 11,420,000 2,603,600 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.099   0.048   0.050   1,060,000 68,380 N/A 0.188   2016/10/07 0.048   2016/12/30 8,780,000 1,171,960 -   - -   -
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.155   0.060   0.068   2,700,000 248,610 N/A 0.202   2016/10/24 0.060   2016/12/23 53,970,000 9,178,810 -   - -   -
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.168   0.099   0.110   840,000 123,880 N/A 0.380   2016/11/01 0.099   2016/12/28 9,270,000 1,820,900 -   - -   -
11700 SG Issuer - HLand European Warrants Feb 2017 A HKD 0.014   0.012   0.013   260,000 3,380 N/A 0.410   2016/07/28 0.012   2016/12/09 83,160,000 16,162,720 -   - -   -
13883 SG Issuer - HN Renewables European Warrants May 2017 A HKD -   -   0.158   0 0 N/A 0.365   2016/10/20 0.176   2016/11/18 18,886,000 4,108,180 -   - -   -
28451 SG Issuer - HS H-SH European Put Warrants Jan 2017 C HKD 0.013   0.011   0.010   1,780,000 19,970 2,001,670 0.890   2016/06/16 0.011   2016/12/15 140,042,000 12,369,320 -   - -   -
13925 SG Issuer - HS H-SH European Put Warrants May 2017 A HKD 0.330   0.152   0.239   1,920,000 337,774 N/A 0.335   2016/11/07 0.152   2016/12/08 1,924,000 339,084 -   - -   -
13380 SG Issuer - HS H-SHARE European Warrants Apr 2017 B HKD 0.440   0.107   0.155   4,186,000 887,598 N/A 0.690   2016/09/22 0.107   2016/12/23 11,966,000 3,272,362 -   - -   -
14783 SG Issuer - HS H-SHARE European Warrants Aug 2017 A HKD 0.248   0.227   0.096   372,000 89,932 N/A 0.248   2016/12/09 0.227   2016/12/05 372,000 89,932 -   - -   -
28449 SG Issuer - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.069   0 0 1,111,991 0.485   2016/09/13 0.020   2016/11/21 68,846,000 13,746,926 -   - -   -
11494 SG Issuer - HS H-SHARE European Warrants Feb 2017 A HKD 0.980   0.280   0.405   7,800,000 4,219,710 N/A 1.020   2016/10/07 0.280   2016/12/23 14,688,000 9,137,700 -   - -   -
11840 SG Issuer - HS H-SHARE European Warrants Feb 2017 B HKD 0.099   0.010   0.010   17,962,000 813,282 N/A 0.395   2016/09/09 0.010   2016/12/29 140,238,000 16,273,554 -   - -   -
14093 SG Issuer - HS H-SHARE European Warrants Jun 2017 A HKD 0.249   0.097   0.130   1,910,000 364,240 N/A 0.260   2016/11/25 0.097   2016/12/23 11,770,000 2,675,510 -   - -   -
14347 SG Issuer - HS H-SHARE European Warrants Jun 2017 B HKD 0.670   0.355   0.405   656,000 402,470 N/A 0.670   2016/12/02 0.355   2016/12/22 690,000 423,240 -   - -   -
12520 SG Issuer - HS H-SHARE European Warrants Mar 2017 A HKD 0.075   0.020   0.015   730,000 29,422 N/A 0.249   2016/09/09 0.020   2016/12/21 60,406,000 12,146,440 -   - -   -
12313 SG Issuer - HSBC European Put Warrants Apr 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13037 SG Issuer - HSBC European Put Warrants Apr 2017 E HKD 0.093   0.029   0.063   16,040,000 955,712 N/A 0.300   2016/09/27 0.029   2016/12/08 513,784,000 104,491,544 -   - -   -
13038 SG Issuer - HSBC European Put Warrants Apr 2017 F HKD 0.197   0.054   0.130   259,420,000 27,586,928 N/A 0.495   2016/09/26 0.054   2016/12/08 375,808,000 59,487,380 -   - -   -
11924 SG Issuer - HSBC European Put Warrants Feb 2017 C HKD -   -   0.010   0 0 N/A 0.212   2016/08/04 0.010   2016/11/29 439,748,000 35,153,968 -   - -   -
12337 SG Issuer - HSBC European Put Warrants Feb 2017 D HKD 0.034   0.011   0.017   15,828,000 249,972 N/A 0.325   2016/08/16 0.011   2016/12/12 195,360,000 27,775,992 -   - -   -
11256 SG Issuer - HSBC European Put Warrants Jan 2017 C HKD -   -   0.010   0 0 N/A 0.148   2016/07/08 0.018   2016/08/19 7,400,000 895,152 -   - -   -
15159 SG Issuer - HSBC European Put Warrants Jul 2017 C HKD 0.440   0.290   0.395   3,208,000 1,214,260 N/A 0.440   2016/12/28 0.290   2016/12/14 3,208,000 1,214,260 -   - -   -
14301 SG Issuer - HSBC European Put Warrants Jun 2017 A HKD 0.141   0.053   0.106   20,060,000 1,826,388 N/A 0.175   2016/11/17 0.053   2016/12/08 25,948,000 2,759,028 -   - -   -
14650 SG Issuer - HSBC European Put Warrants Jun 2017 B HKD 0.345   0.138   0.260   85,704,000 17,147,760 N/A 0.360   2016/11/29 0.138   2016/12/08 85,712,000 17,150,620 -   - -   -
12390 SG Issuer - HSBC European Warrants Apr 2017 C HKD 0.760   0.365   0.410   8,752,000 4,271,980 N/A 0.760   2016/12/08 0.190   2016/11/09 112,768,000 32,558,176 -   - -   -
13033 SG Issuer - HSBC European Warrants Apr 2017 D HKD 0.310   0.110   0.127   1,057,020,000 172,073,384 N/A 0.310   2016/12/08 0.062   2016/11/09 1,302,612,000 201,480,168 -   - -   -
15156 SG Issuer - HSBC European Warrants Apr 2017 G HKD 0.150   0.069   0.080   8,076,000 851,572 N/A 0.150   2016/12/14 0.069   2016/12/29 8,076,000 851,572 -   - -   -
15176 SG Issuer - HSBC European Warrants Apr 2018 A HKD 0.207   0.140   0.153   7,464,000 1,309,008 N/A 0.207   2016/12/15 0.140   2016/12/28 7,464,000 1,309,008 -   - -   -
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.335   0.158   0.182   30,328,000 6,179,272 N/A 0.335   2016/12/08 0.153   2016/11/30 33,096,000 6,636,684 -   - -   -
27678 SG Issuer - HSBC European Warrants Dec 2016 B HKD -   -   0.102   0 0 29,355,388 0.265   2016/09/05 0.027   2016/08/03 5,784,656,000 471,794,124 -   - -   -
15130 SG Issuer - HSBC European Warrants Dec 2017 A HKD 0.233   0.112   0.116   3,300,000 507,404 N/A 0.233   2016/12/14 0.112   2016/12/30 3,300,000 507,404 -   - -   -
11170 SG Issuer - HSBC European Warrants Feb 2017 A HKD 0.720   0.235   0.285   41,020,000 19,157,884 43,795,171 0.720   2016/12/08 0.052   2016/08/03 1,124,292,000 262,829,284 -   - -   -
11180 SG Issuer - HSBC European Warrants Feb 2017 B HKD -   -   1.160   0 0 2,311,386 1.110   2016/11/15 0.217   2016/07/07 27,132,000 13,868,316 -   - -   -
11072 SG Issuer - HSBC European Warrants Jan 2017 A HKD -   -   1.510   0 0 1,993,687 1.260   2016/11/22 0.177   2016/06/28 157,308,000 37,422,824 -   - -   -
11181 SG Issuer - HSBC European Warrants Jan 2017 B HKD 1.220   0.850   0.840   1,488,000 1,718,320 11,330,748 1.220   2016/12/08 0.114   2016/08/03 320,836,000 67,984,488 -   - -   -
11284 SG Issuer - HSBC European Warrants Jan 2017 D HKD -   -   1.630   0 0 N/A 1.420   2016/09/05 1.120   2016/08/31 2,168,000 2,671,280 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.560   0.265   0.305   10,592,000 4,168,320 N/A 0.560   2016/12/08 0.150   2016/11/09 388,724,000 89,629,812 -   - -   -
15125 SG Issuer - HSBC European Warrants Jul 2017 B HKD 0.235   0.211   0.095   768,000 177,712 N/A 0.235   2016/12/14 0.211   2016/12/15 768,000 177,712 -   - -   -
12829 SG Issuer - HSBC European Warrants May 2017 A HKD 0.550   0.240   0.270   21,656,000 7,822,720 N/A 0.550   2016/12/08 0.114   2016/11/09 556,604,000 116,671,580 -   - -   -
13075 SG Issuer - HSBC European Warrants May 2017 B HKD 0.215   0.071   0.077   1,068,856,000 177,456,804 N/A 0.249   2016/09/09 0.039   2016/11/09 1,152,108,000 184,133,072 -   - -   -
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.435   0.218   0.255   22,616,000 5,778,616 N/A 0.435   2016/12/08 0.124   2016/11/09 117,248,000 25,779,784 -   - -   -
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.260   0.124   0.157   82,364,000 16,482,976 N/A 0.260   2016/12/08 0.067   2016/11/09 211,684,000 34,917,340 -   - -   -
13508 SG Issuer - HSCEI European Put Warrants Apr 2017 B HKD 0.260   0.147   0.214   24,130,000 4,864,170 N/A 0.260   2016/12/23 0.147   2016/12/08 42,030,000 8,326,100 -   - -   -
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD 0.208   0.137   0.177   3,290,000 552,730 N/A 0.229   2016/11/09 0.137   2016/12/08 49,820,000 9,747,700 -   - -   -
14297 SG Issuer - HSCEI European Put Warrants Jun 2017 B HKD 0.204   0.121   0.168   27,850,000 4,288,860 N/A 0.204   2016/12/23 0.121   2016/12/08 31,870,000 4,826,560 -   - -   -
12917 SG Issuer - HSCEI European Put Warrants Mar 2017 B HKD 0.193   0.096   0.150   22,170,000 3,105,250 N/A 0.200   2016/09/14 0.096   2016/12/08 65,620,000 10,005,020 -   - -   -
12707 SG Issuer - HSCEI European Warrants Apr 2017 A HKD 0.214   0.084   0.110   25,950,000 3,491,300 N/A 0.245   2016/10/11 0.084   2016/12/23 65,520,000 10,608,850 -   - -   -
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.125   0.120   0.090   200,000 24,520 N/A 0.221   2016/08/25 0.101   2016/11/14 3,140,000 354,720 -   - -   -
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.162   0.065   0.087   19,710,000 2,275,200 1,599,917 0.218   2016/09/22 0.065   2016/12/23 78,410,000 10,681,250 -   - -   -
28533 SG Issuer - HSCEI European Warrants Mar 2017 A HKD 0.249   0.140   0.176   14,360,000 2,692,370 1,482,787 0.275   2016/08/19 0.140   2016/12/23 41,340,000 8,936,740 -   - -   -
13518 SG Issuer - HSCEI European Warrants Mar 2017 C HKD 0.105   0.025   0.037   23,730,000 1,412,860 N/A 0.150   2016/10/11 0.025   2016/12/23 96,450,000 7,646,470 -   - -   -
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.149   0.068   0.087   14,940,000 1,590,800 N/A 0.190   2016/09/07 0.068   2016/12/23 40,720,000 5,006,170 -   - -   -
15478 SG Issuer - HSCEI European Warrants Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28356 SG Issuer - HSI Euro Put Wts Dec 2016 E HKD -   -   0.010   0 0 213,220 0.188   2016/06/24 0.011   2016/11/11 46,930,000 3,050,240 -   - -   -
13113 SG Issuer - HSI European Put Warrants Apr 2017 B HKD 0.221   0.107   0.174   20,130,000 3,124,580 N/A 0.221   2016/12/23 0.107   2016/12/08 80,830,000 12,456,980 -   - -   -
13162 SG Issuer - HSI European Put Warrants Apr 2017 C HKD 0.295   0.191   0.280   800,000 182,300 N/A 0.295   2016/12/19 0.166   2016/10/11 9,200,000 2,037,230 -   - -   -
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD 0.192   0.118   0.162   7,660,000 1,213,320 N/A 0.192   2016/12/28 0.118   2016/12/08 7,660,000 1,213,320 -   - -   -
12457 SG Issuer - HSI European Put Warrants Feb 2017 B HKD 0.089   0.032   0.056   150,650,000 10,257,110 N/A 0.125   2016/08/25 0.032   2016/12/08 279,890,000 19,339,440 -   - -   -
12458 SG Issuer - HSI European Put Warrants Feb 2017 C HKD 0.135   0.055   0.098   21,210,000 1,815,840 N/A 0.141   2016/08/22 0.055   2016/12/08 138,320,000 11,339,280 -   - -   -
15594 SG Issuer - HSI European Put Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11145 SG Issuer - HSI European Put Warrants Jan 2017 B HKD 0.024   0.010   0.013   93,590,000 1,583,500 2,228,253 0.117   2016/08/03 0.010   2016/12/07 274,940,000 13,369,520 -   - -   -
11147 SG Issuer - HSI European Put Warrants Jan 2017 C HKD 0.067   0.017   0.036   310,100,000 12,920,840 15,763,027 0.247   2016/07/06 0.017   2016/12/08 1,802,340,000 94,578,160 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD 0.177   0.115   0.164   870,000 146,560 N/A 0.177   2016/12/29 0.115   2016/12/08 870,000 146,560 -   - -   -
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD 0.202   0.122   0.171   11,590,000 1,879,320 N/A 0.202   2016/12/23 0.122   2016/12/08 11,590,000 1,879,320 -   - -   -
14546 SG Issuer - HSI European Put Warrants Jun 2017 F HKD 0.217   0.143   0.182   520,000 92,350 N/A 0.217   2016/12/23 0.143   2016/12/12 520,000 92,350 -   - -   -
15680 SG Issuer - HSI European Put Warrants Jun 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12455 SG Issuer - HSI European Put Warrants Mar 2017 D HKD 0.067   0.028   0.047   144,920,000 6,490,720 N/A 0.130   2016/08/24 0.028   2016/12/08 244,640,000 12,382,430 -   - -   -
12484 SG Issuer - HSI European Put Warrants Mar 2017 E HKD 0.212   0.103   0.170   8,670,000 1,282,620 N/A 0.230   2016/08/22 0.102   2016/10/25 291,740,000 38,659,830 -   - -   -
13778 SG Issuer - HSI European Put Warrants Mar 2017 F HKD 0.310   0.176   0.270   1,920,000 413,040 N/A 0.310   2016/12/28 0.165   2016/10/24 4,690,000 981,570 -   - -   -
14262 SG Issuer - HSI European Put Warrants May 2017 C HKD 0.175   0.093   0.136   11,600,000 1,553,860 N/A 0.175   2016/12/23 0.093   2016/12/08 11,600,000 1,553,860 -   - -   -
14300 SG Issuer - HSI European Put Warrants May 2017 D HKD 0.225   0.127   0.188   26,240,000 4,234,650 N/A 0.225   2016/12/23 0.127   2016/12/08 62,180,000 9,515,820 -   - -   -
14548 SG Issuer - HSI European Put Warrants May 2017 E HKD 0.150   0.149   0.191   20,000 2,990 N/A 0.150   2016/12/06 0.149   2016/12/06 20,000 2,990 -   - -   -
15591 SG Issuer - HSI European Put Warrants May 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD 0.173   0.119   0.148   9,030,000 1,334,350 N/A 0.173   2016/12/28 0.119   2016/12/12 9,030,000 1,334,350 -   - -   -
15600 SG Issuer - HSI European Put Warrants Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15679 SG Issuer - HSI European Put Warrants Sep 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13109 SG Issuer - HSI European Warrants Apr 2017 A HKD 0.054   0.014   0.018   10,360,000 392,550 N/A 0.171   2016/09/22 0.014   2016/12/22 76,780,000 7,217,700 -   - -   -
14128 SG Issuer - HSI European Warrants Apr 2017 D HKD 0.109   0.039   0.043   10,920,000 839,600 N/A 0.136   2016/11/10 0.039   2016/12/22 34,000,000 3,069,580 -   - -   -
14441 SG Issuer - HSI European Warrants Apr 2017 E HKD 0.158   0.059   0.078   19,600,000 1,991,210 N/A 0.169   2016/11/23 0.059   2016/12/23 29,480,000 3,481,180 -   - -   -
14969 SG Issuer - HSI European Warrants Aug 2017 B HKD 0.115   0.088   0.106   910,000 88,350 N/A 0.115   2016/12/19 0.088   2016/12/23 910,000 88,350 -   - -   -
15670 SG Issuer - HSI European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27922 SG Issuer - HSI European Warrants Dec 2016 D HKD 0.420   0.230   0.233   600,000 182,750 770,033 0.550   2016/09/12 0.132   2016/05/20 36,660,000 7,993,100 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.052   0.025   0.031   23,400,000 1,035,340 N/A 0.105   2016/10/24 0.025   2016/12/22 48,840,000 2,269,740 -   - -   -
15578 SG Issuer - HSI European Warrants Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15676 SG Issuer - HSI European Warrants Dec 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27921 SG Issuer - HSI European Warrants Feb 2017 A HKD 0.300   0.239   0.285   270,000 75,320 37,638 0.420   2016/08/12 0.164   2016/05/24 7,140,000 1,586,200 -   - -   -
12828 SG Issuer - HSI European Warrants Feb 2017 D HKD 0.086   0.010   0.014   270,060,000 10,747,010 N/A 0.260   2016/09/22 0.010   2016/12/29 424,310,000 30,167,090 -   - -   -
28355 SG Issuer - HSI European Warrants Jan 2017 A HKD 0.335   0.305   0.360   20,000 6,400 47,817 0.495   2016/11/28 0.229   2016/06/24 1,040,000 390,500 -   - -   -
11519 SG Issuer - HSI European Warrants Jan 2017 D HKD 0.104   0.086   0.107   500,000 47,060 N/A 0.244   2016/11/11 0.086   2016/12/22 1,520,000 294,580 -   - -   -
12403 SG Issuer - HSI European Warrants Jan 2017 E HKD 0.097   0.011   0.013   26,340,000 1,258,850 N/A 0.265   2016/09/22 0.011   2016/12/30 105,450,000 13,310,640 -   - -   -
14970 SG Issuer - HSI European Warrants Jan 2018 A HKD 0.108   0.092   0.105   4,100,000 421,910 N/A 0.108   2016/12/19 0.092   2016/12/23 4,100,000 421,910 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.078   0.028   0.039   11,790,000 614,460 N/A 0.238   2016/08/25 0.028   2016/12/23 68,090,000 8,707,400 -   - -   -
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD 0.204   0.118   0.140   3,090,000 428,190 N/A 0.204   2016/12/06 0.118   2016/12/23 3,090,000 428,190 -   - -   -
14851 SG Issuer - HSI European Warrants Jul 2017 E HKD 0.148   0.071   0.082   6,020,000 673,410 N/A 0.148   2016/12/06 0.071   2016/12/22 6,020,000 673,410 -   - -   -
14968 SG Issuer - HSI European Warrants Jul 2017 F HKD 0.127   0.124   0.124   20,000 2,510 N/A 0.127   2016/12/19 0.124   2016/12/19 20,000 2,510 -   - -   -
15590 SG Issuer - HSI European Warrants Jul 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD 0.405   0.270   0.305   21,180,000 6,989,400 4,849,723 0.530   2016/09/09 0.186   2016/05/24 118,050,000 37,681,470 -   - -   -
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.179   0.071   0.095   49,910,000 5,688,680 7,530,992 0.345   2016/09/22 0.071   2016/12/23 238,820,000 45,344,540 -   - -   -
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.040   0.012   0.016   32,500,000 826,280 N/A 0.144   2016/09/26 0.012   2016/12/29 102,270,000 5,271,470 -   - -   -
14445 SG Issuer - HSI European Warrants Jun 2017 D HKD 0.128   0.056   0.061   14,500,000 1,505,920 N/A 0.167   2016/11/22 0.056   2016/12/22 33,270,000 3,900,530 -   - -   -
14464 SG Issuer - HSI European Warrants Jun 2017 E HKD 0.161   0.083   0.103   2,350,000 227,500 N/A 0.182   2016/11/23 0.083   2016/12/23 4,370,000 560,090 -   - -   -
14967 SG Issuer - HSI European Warrants Jun 2017 G HKD 0.138   0.114   0.137   7,380,000 905,270 N/A 0.138   2016/12/19 0.114   2016/12/23 7,380,000 905,270 -   - -   -
15668 SG Issuer - HSI European Warrants Jun 2017 H HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29313 SG Issuer - HSI European Warrants Mar 2017 A HKD 0.192   0.072   0.094   14,580,000 1,365,990 578,250 0.320   2016/09/22 0.072   2016/12/29 25,490,000 3,569,260 -   - -   -
11139 SG Issuer - HSI European Warrants Mar 2017 B HKD 0.222   0.175   0.218   580,000 110,330 18,388 0.222   2016/12/19 0.175   2016/12/28 580,000 110,330 -   - -   -
12404 SG Issuer - HSI European Warrants Mar 2017 C HKD 0.075   0.012   0.021   16,300,000 772,990 N/A 0.225   2016/09/09 0.012   2016/12/23 106,020,000 13,445,960 -   - -   -
15673 SG Issuer - HSI European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11144 SG Issuer - HSI European Warrants May 2017 A HKD 0.325   0.155   0.197   12,030,000 2,427,660 4,861,452 0.540   2016/09/09 0.155   2016/12/23 73,540,000 29,168,710 -   - -   -
13074 SG Issuer - HSI European Warrants May 2017 B HKD 0.076   0.022   0.031   10,390,000 489,540 N/A 0.210   2016/09/09 0.022   2016/12/23 48,950,000 4,211,730 -   - -   -
15672 SG Issuer - HSI European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15675 SG Issuer - HSI European Warrants Oct 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15477 SG Issuer - HTSC European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14818 SG Issuer - HTSC European Warrants Nov 2017 A HKD 0.217   0.175   0.110   8,940,000 1,825,830 N/A 0.217   2016/12/05 0.175   2016/12/13 8,940,000 1,825,830 -   - -   -
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD -   -   0.350   0 0 N/A 0.355   2016/10/19 0.340   2016/11/30 84,000 28,810 -   - -   -
28493 SG Issuer - Huaneng Power European Warrants Dec 2016 A HKD -   -   0.014   0 0 2,536,570 0.660   2016/06/08 0.065   2016/10/17 51,584,000 19,547,102 -   - -   -
14745 SG Issuer - Huaneng Power European Warrants Jun 2017 A HKD 0.620   0.480   0.640   200,000 108,180 N/A 0.620   2016/12/30 0.480   2016/12/12 200,000 108,180 -   - -   -
12831 SG Issuer - Huaneng Power European Warrants Mar 2017 A HKD 0.380   0.285   0.385   970,000 337,810 N/A 0.760   2016/09/09 0.265   2016/11/25 6,120,000 2,987,550 -   - -   -
13200 SG Issuer - ICBC European Put Wt Apr 2017 A HKD 0.345   0.175   0.260   3,391,000 942,535 N/A 0.395   2016/11/17 0.175   2016/12/08 15,677,000 4,529,778 -   - -   -
28452 SG Issuer - ICBC European Put Wt Dec 2016 B HKD -   -   0.010   0 0 108,510 0.250   2016/06/16 0.010   2016/10/13 23,750,000 1,565,327 -   - -   -
14654 SG Issuer - ICBC European Put Wt Jun 2017 B HKD 0.215   0.127   0.159   3,242,000 500,867 N/A 0.215   2016/12/22 0.127   2016/12/12 3,277,000 506,950 -   - -   -
12391 SG Issuer - ICBC European Put Wt Mar 2017 A HKD 0.067   0.020   0.037   22,757,000 810,765 N/A 0.181   2016/08/16 0.020   2016/12/09 238,920,000 20,120,418 -   - -   -
15390 SG Issuer - ICBC European Warrants Aug 2017 A HKD 0.195   0.158   0.202   3,162,000 550,067 N/A 0.195   2016/12/30 0.158   2016/12/28 3,162,000 550,067 -   - -   -
27179 SG Issuer - ICBC European Warrants Dec 2016 A HKD -   -   0.099   0 0 7,361,052 0.500   2016/09/09 0.028   2016/11/24 488,917,000 91,206,854 -   - -   -
28214 SG Issuer - ICBC European Warrants Jan 2017 A HKD 0.900   0.510   0.580   11,000 8,730 229,280 1.130   2016/09/08 0.231   2016/05/23 4,136,000 1,965,870 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD 0.096   0.050   0.059   7,325,000 598,867 N/A 0.255   2016/08/31 0.050   2016/12/15 185,894,000 32,620,227 -   - -   -
12535 SG Issuer - ICBC European Warrants Mar 2017 B HKD 0.068   0.011   0.017   31,554,000 1,377,312 N/A 0.290   2016/08/23 0.011   2016/12/22 125,396,000 15,577,924 -   - -   -
27208 SG Issuer - ICBC European Warrants May 2017 A HKD 0.192   0.072   0.111   23,610,000 3,050,530 2,417,674 0.395   2016/09/22 0.049   2016/05/18 266,890,000 40,066,627 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.320   0.245   0.255   230,000 61,040 519,043 0.405   2016/11/24 0.151   2016/10/20 17,320,000 3,262,210 -   - -   -
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.235   0.136   0.140   20,400,000 3,129,530 N/A 0.270   2016/11/24 0.136   2016/12/23 20,560,000 3,171,450 -   - -   -
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 2.730   2.250   1.450   513,000 1,351,490 N/A 3.010   2016/11/25 0.760   2016/10/19 11,136,000 21,710,450 -   - -   -
15132 SG Issuer - JIANC European Warrants Mar 2018 A HKD 0.236   0.147   0.149   5,700,000 1,323,380 N/A 0.236   2016/12/14 0.147   2016/12/29 5,700,000 1,323,380 -   - -   -
11410 SG Issuer - KECL European Warrants Feb 2017 A HKD 0.060   0.010   0.010   3,716,000 81,264 N/A 0.580   2016/07/13 0.010   2016/12/14 145,302,000 22,684,912 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD 0.485   0.345   0.350   6,986,000 2,852,380 N/A 0.485   2016/12/14 0.345   2016/12/29 11,040,000 4,570,080 -   - -   -
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.115   0.113   0.112   200,000 22,800 N/A 0.147   2016/08/19 0.110   2016/11/11 14,920,000 1,999,820 -   - -   -
13538 SG Issuer - KECL European Warrants May 2017 A HKD 0.152   0.086   0.086   3,426,000 419,086 N/A 0.460   2016/10/06 0.086   2016/12/30 53,394,000 10,786,922 -   - -   -
15504 SG Issuer - KECL European Warrants Oct 2017 A HKD 0.400   0.385   0.395   336,000 131,880 N/A 0.400   2016/12/28 0.385   2016/12/28 336,000 131,880 -   - -   -
15237 SG Issuer - Kingsoft European Warrants Aug 2017 A HKD 0.255   0.228   0.248   4,220,000 1,007,170 N/A 0.255   2016/12/16 0.228   2016/12/22 4,220,000 1,007,170 -   - -   -
28305 SG Issuer - Kingsoft European Warrants Dec 2016 A HKD -   -   0.175   0 0 11,425,707 0.400   2016/10/11 0.091   2016/07/06 559,100,000 75,981,850 -   - -   -
28290 SG Issuer - Kingsoft European Warrants Jan 2017 A HKD 0.018   0.010   0.010   8,570,000 112,460 3,439,702 0.209   2016/09/22 0.010   2016/12/09 294,490,000 24,992,980 -   - -   -
11520 SG Issuer - Kingsoft European Warrants Jan 2017 B HKD 0.250   0.106   0.134   7,870,000 1,184,050 N/A 0.540   2016/10/07 0.106   2016/12/28 34,460,000 12,986,050 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.206   0.126   0.138   1,980,000 372,160 N/A 0.420   2016/09/22 0.126   2016/12/20 11,590,000 2,750,930 -   - -   -
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD -   -   0.065   0 0 N/A 0.242   2016/09/29 0.103   2016/11/09 20,420,000 3,712,610 -   - -   -
11380 SG Issuer - Kingsoft European Warrants Mar 2017 A HKD 0.170   0.054   0.065   16,420,000 1,466,660 N/A 0.390   2016/10/07 0.054   2016/12/28 308,580,000 60,428,110 -   - -   -
13454 SG Issuer - Kingsoft European Warrants May 2017 A HKD 0.130   0.064   0.067   3,830,000 402,430 N/A 0.320   2016/10/11 0.064   2016/12/29 7,520,000 1,029,400 -   - -   -
28700 SG Issuer - Lenovo European Warrants Feb 2017 A HKD 0.207   0.046   0.046   16,914,000 1,779,766 11,724,364 0.880   2016/08/18 0.046   2016/12/30 297,116,000 123,719,114 -   - -   -
28043 SG Issuer - Lenovo European Warrants Jan 2017 B HKD 0.010   0.010   0.010   2,000 20 17,558,693 0.560   2016/05/17 0.010   2016/12/02 802,022,000 245,861,214 -   - -   -
14746 SG Issuer - Lenovo European Warrants Jun 2017 A HKD 0.440   0.330   0.345   1,938,000 695,120 N/A 0.440   2016/12/02 0.330   2016/12/23 1,938,000 695,120 -   - -   -
12345 SG Issuer - Lenovo European Warrants Mar 2017 A HKD 0.024   0.011   0.011   4,390,000 64,860 N/A 0.475   2016/08/18 0.011   2016/12/28 70,238,000 14,501,858 -   - -   -
12782 SG Issuer - Lenovo European Warrants May 2017 A HKD 0.202   0.110   0.131   4,280,000 576,140 N/A 0.690   2016/09/05 0.110   2016/12/29 19,400,000 5,824,964 -   - -   -
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.041   0.034   0.034   300,000 11,420 6,710,567 0.170   2016/04/20 0.034   2016/12/22 779,620,000 53,553,760 -   - -   -
15693 SG Issuer - Lenovo European Warrants Sep 2017 A HKD 0.325   0.320   0.320   400,000 129,500 N/A 0.325   2016/12/30 0.320   2016/12/30 400,000 129,500 -   - -   -
27115 SG Issuer - Li & Fung European Warrants Dec 2016 A HKD -   -   0.010   0 0 263,401 0.650   2016/04/21 0.011   2016/10/03 71,030,000 7,730,152 -   - -   -
29741 SG Issuer - Li & Fung European Warrants Jan 2017 A HKD 0.025   0.010   0.010   2,122,000 40,162 2,007,414 0.435   2016/09/13 0.010   2016/12/20 64,126,000 15,792,882 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD 0.234   0.120   0.121   10,288,000 1,826,826 N/A 0.350   2016/10/26 0.120   2016/12/29 13,432,000 2,644,040 -   - -   -
15463 SG Issuer - Li & Fung European Warrants Oct 2017 A HKD 0.390   0.305   0.325   3,490,000 1,233,200 N/A 0.390   2016/12/23 0.305   2016/12/29 3,490,000 1,233,200 -   - -   -
14753 SG Issuer - Link REIT European Warrants Jun 2017 A HKD 0.480   0.157   0.200   6,130,000 1,918,080 N/A 0.480   2016/12/07 0.157   2016/12/29 6,130,000 1,918,080 -   - -   -
11105 SG Issuer - Link REIT European Warrants Mar 2017 A HKD 0.157   0.035   0.033   885,000 68,595 3,906,998 0.580   2016/07/28 0.035   2016/12/22 81,310,000 29,429,435 -   - -   -
12903 SG Issuer - Link REIT European Warrants May 2017 A HKD 0.155   0.039   0.046   15,365,000 1,653,270 N/A 0.365   2016/09/09 0.039   2016/12/23 89,680,000 16,614,735 -   - -   -
28072 SG Issuer - MGM China European Warrants May 2017 A HKD -   -   0.500   0 0 1,639,385 0.670   2016/11/30 0.192   2016/08/30 68,132,000 16,054,776 -   - -   -
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.325   0.186   0.232   18,504,000 4,887,060 N/A 0.340   2016/11/30 0.141   2016/10/31 86,084,000 18,062,528 -   - -   -
15312 SG Issuer - Minsheng Bank European Warrants Aug 2017 A HKD 0.560   0.550   0.620   20,000 11,100 N/A 0.560   2016/12/22 0.550   2016/12/22 20,000 11,100 -   - -   -
14701 SG Issuer - Minsheng Bank European Warrants Jun 2017 A HKD 0.460   0.270   0.300   977,000 324,125 N/A 0.530   2016/11/30 0.270   2016/12/15 978,000 324,650 -   - -   -
12435 SG Issuer - Minsheng Bank European Warrants Mar 2017 A HKD 0.495   0.171   0.190   3,086,000 1,102,023 N/A 0.760   2016/10/06 0.171   2016/12/15 19,842,000 9,023,808 -   - -   -
15688 SG Issuer - Minsheng Bank European Warrants Sep 2017 A HKD 0.980   0.980   0.970   120,000 117,600 N/A 0.980   2016/12/30 0.980   2016/12/30 120,000 117,600 -   - -   -
11024 SG Issuer - Minsheng Bk Eu Wt Jan 2017 A HKD 1.070   0.146   0.315   1,710,000 1,359,880 1,074,247 1.280   2016/10/24 0.146   2016/12/28 7,471,000 6,509,655 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.226   0.126   0.134   2,855,000 446,620 N/A 0.227   2016/11/25 0.126   2016/12/28 4,535,000 821,600 -   - -   -
12712 SG Issuer - MTRC European Warrants May 2017 A HKD 0.041   0.014   0.017   21,100,000 585,640 N/A 0.355   2016/09/09 0.014   2016/12/29 79,815,000 8,920,285 -   - -   -
15506 SG Issuer - MTRC European Warrants Oct 2017 A HKD 0.310   0.305   0.320   1,080,000 332,100 N/A 0.310   2016/12/28 0.305   2016/12/28 1,080,000 332,100 -   - -   -
14821 SG Issuer - NCI European Warrants Jun 2017 A HKD 0.320   0.161   0.153   42,000 10,155 N/A 0.320   2016/12/06 0.161   2016/12/28 42,000 10,155 -   - -   -
12346 SG Issuer - NewWorld Dev Eu Wt Apr 2017 A HKD 0.105   0.036   0.037   842,000 64,942 N/A 0.680   2016/09/09 0.036   2016/12/19 10,671,000 3,200,726 -   - -   -
15391 SG Issuer - NewWorld Dev Eu Wt Aug 2017 A HKD 0.580   0.570   0.550   20,000 11,500 N/A 0.580   2016/12/22 0.570   2016/12/22 20,000 11,500 -   - -   -
14204 SG Issuer - NewWorld Dev Eu Wt Jun 2017 A HKD -   -   0.270   0 0 N/A 0.475   2016/11/16 0.415   2016/11/24 1,420,000 635,500 -   - -   -
11521 SG Issuer - NewWorld Dev Eu Wt Mar 2017 A HKD 0.430   0.118   0.128   9,036,000 2,671,689 N/A 1.560   2016/09/22 0.118   2016/12/28 47,830,000 41,463,849 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD 0.145   0.128   0.140   1,610,000 226,670 N/A 0.145   2016/12/12 0.128   2016/12/28 1,610,000 226,670 -   - -   -
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD 0.077   0.040   0.048   86,200,000 4,341,800 N/A 0.241   2016/11/09 0.040   2016/12/20 143,480,000 10,955,080 -   - -   -
10392 SG Issuer - Nikkei 225 European Put Warrants Mar 2017 C HKD 0.017   0.010   0.010   15,280,000 246,360 359,188 0.217   2016/06/24 0.010   2016/12/08 44,950,000 2,516,050 -   - -   -
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.241   0.134   0.147   6,970,000 1,074,210 N/A 0.241   2016/12/02 0.134   2016/12/28 6,970,000 1,074,210 -   - -   -
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD -   -   0.220   0 0 N/A 0.265   2016/11/29 0.260   2016/11/29 20,000 5,250 -   - -   -
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD 0.194   0.194   0.164   10,000 1,940 N/A 0.255   2016/11/29 0.194   2016/12/20 30,000 6,990 -   - -   -
10418 SG Issuer - Nikkei 225 European Warrants Jun 2017 A HKD -   -   0.280   0 0 N/A 0.164   2016/11/07 0.127   2016/11/09 520,000 75,650 -   - -   -
10391 SG Issuer - Nikkei 225 European Warrants Mar 2017 B HKD 0.275   0.212   0.223   2,040,000 489,160 526,422 0.275   2016/12/20 0.047   2016/11/09 45,760,000 6,129,200 -   - -   -
10403 SG Issuer - Nikkei 225 European Warrants Mar 2017 D HKD -   -   0.465   0 0 365,557 0.285   2016/07/27 0.164   2016/07/08 10,200,000 2,202,510 -   - -   -
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.275   0 0 N/A 0.218   2016/11/25 0.146   2016/11/03 140,000 28,560 -   - -   -
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.237   0 0 N/A 0.260   2016/11/29 0.255   2016/11/29 20,000 5,150 -   - -   -
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD 0.213   0.210   0.182   200,000 42,300 N/A 0.255   2016/11/29 0.210   2016/12/20 220,000 47,350 -   - -   -
12713 SG Issuer - PCCW European Warrants Mar 2017 A HKD 0.048   0.019   0.014   421,000 16,078 N/A 0.330   2016/09/02 0.019   2016/12/13 2,091,000 412,133 -   - -   -
15507 SG Issuer - Petch European Warrants Aug 2017 A HKD 0.390   0.345   0.340   1,560,000 547,100 N/A 0.390   2016/12/28 0.345   2016/12/28 1,560,000 547,100 -   - -   -
12934 SG Issuer - PetroChina European Put Warrants Apr 2017 A HKD 0.143   0.054   0.071   34,260,000 2,279,856 N/A 0.330   2016/09/12 0.054   2016/12/14 57,588,000 7,000,970 -   - -   -
27817 SG Issuer - PetroChina European Put Warrants Dec 2016 A HKD -   -   0.038   0 0 4,244,267 0.570   2016/05/24 0.035   2016/10/24 264,444,000 67,184,560 -   - -   -
14916 SG Issuer - PetroChina European Put Warrants Jul 2017 B HKD 0.390   0.231   0.290   24,768,000 6,298,058 N/A 0.390   2016/12/12 0.231   2016/12/14 24,768,000 6,298,058 -   - -   -
13741 SG Issuer - PetroChina European Warrants Apr 2017 B HKD 0.128   0.038   0.076   70,128,000 6,111,008 N/A 0.128   2016/12/14 0.033   2016/11/18 98,204,000 7,401,928 -   - -   -
11106 SG Issuer - PetroChina European Warrants Jan 2017 A HKD 0.093   0.010   0.010   60,008,000 2,722,996 5,255,383 0.285   2016/07/15 0.010   2016/12/28 399,016,000 39,520,762 -   - -   -
14396 SG Issuer - PetroChina European Warrants Jul 2017 A HKD 0.830   0.500   0.650   13,232,000 9,855,520 N/A 0.830   2016/12/14 0.375   2016/11/21 14,882,000 10,559,300 -   - -   -
15319 SG Issuer - PetroChina European Warrants Jul 2017 C HKD 0.220   0.216   0.178   1,800,000 391,100 N/A 0.220   2016/12/21 0.216   2016/12/21 1,800,000 391,100 -   - -   -
12155 SG Issuer - PetroChina European Warrants Mar 2017 A HKD 0.560   0.236   0.385   30,748,000 12,574,520 N/A 0.560   2016/12/14 0.154   2016/11/18 124,004,000 39,067,210 -   - -   -
12646 SG Issuer - PetroChina European Warrants Mar 2017 B HKD 0.192   0.061   0.103   103,026,000 13,900,256 N/A 0.211   2016/10/24 0.036   2016/11/14 143,726,000 18,466,894 -   - -   -
13594 SG Issuer - PetroChina European Warrants May 2017 A HKD 0.435   0.208   0.310   48,974,000 19,248,164 N/A 0.450   2016/10/11 0.133   2016/11/09 111,736,000 34,398,884 -   - -   -
14755 SG Issuer - PICC European Warrants Jun 2017 A HKD 0.315   0.206   0.203   16,830,000 3,914,803 N/A 0.315   2016/12/07 0.206   2016/12/20 16,830,000 3,914,803 -   - -   -
12412 SG Issuer - PICC European Warrants Mar 2017 A HKD 0.179   0.178   0.095   900,000 160,800 N/A 0.445   2016/08/16 0.155   2016/11/09 6,518,000 1,981,466 -   - -   -
12976 SG Issuer - PICC P&C European Warrants Apr 2017 A HKD 0.510   0.154   0.173   1,926,000 774,750 N/A 1.670   2016/09/09 0.154   2016/12/23 10,484,000 9,746,690 -   - -   -
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD 0.055   0.026   0.028   1,100,000 44,980 N/A 0.117   2016/09/23 0.026   2016/12/29 2,140,000 148,460 -   - -   -
14853 SG Issuer - PICC P&C European Warrants Aug 2018 A HKD 0.245   0.156   0.161   8,600,000 1,967,640 N/A 0.245   2016/12/07 0.156   2016/12/23 8,600,000 1,967,640 -   - -   -
13079 SG Issuer - Ping An European Put Warrants Apr 2017 B HKD 0.300   0.114   0.265   120,885,000 22,558,950 N/A 0.335   2016/09/14 0.104   2016/11/28 402,205,000 80,285,390 -   - -   -
11496 SG Issuer - Ping An European Put Warrants Jan 2017 D HKD -   -   0.010   0 0 N/A 0.127   2016/07/18 0.011   2016/10/27 98,430,000 2,036,795 -   - -   -
14656 SG Issuer - Ping An European Put Warrants Jun 2017 C HKD 0.435   0.250   0.390   2,230,000 647,700 N/A 0.435   2016/12/23 0.225   2016/11/29 6,110,000 1,549,020 -   - -   -
12460 SG Issuer - Ping An European Put Warrants Mar 2017 C HKD 0.080   0.028   0.055   4,810,000 223,810 N/A 0.198   2016/08/25 0.028   2016/12/12 190,060,000 23,251,415 -   - -   -
13720 SG Issuer - Ping An European Put Warrants May 2017 B HKD 0.231   0.100   0.191   58,675,000 9,928,330 N/A 0.270   2016/10/17 0.096   2016/11/28 80,665,000 12,813,165 -   - -   -
12808 SG Issuer - Ping An European Warrants Apr 2017 A HKD 0.108   0.022   0.026   32,930,000 2,354,605 N/A 0.265   2016/09/05 0.022   2016/12/23 3,857,220,000 535,346,810 -   - -   -
28041 SG Issuer - Ping An European Warrants Dec 2016 B HKD -   -   0.030   0 0 208,651,702 0.300   2016/09/09 0.010   2016/11/18 9,724,460,000 1,254,354,960 -   - -   -
11338 SG Issuer - Ping An European Warrants Feb 2017 A HKD 0.470   0.097   0.118   3,615,000 920,495 N/A 0.610   2016/09/09 0.097   2016/12/29 66,780,000 26,209,880 -   - -   -
11257 SG Issuer - Ping An European Warrants Jan 2017 C HKD 0.710   0.345   0.355   595,000 357,750 N/A 0.880   2016/09/09 0.248   2016/07/08 47,425,000 24,018,350 -   - -   -
11697 SG Issuer - Ping An European Warrants Jan 2017 E HKD 0.234   0.010   0.011   14,330,000 1,345,790 N/A 0.460   2016/09/09 0.010   2016/12/20 3,185,760,000 526,805,510 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD 0.082   0.019   0.022   29,890,000 1,863,490 N/A 0.189   2016/09/15 0.019   2016/12/23 204,760,000 18,281,550 -   - -   -
14757 SG Issuer - Ping An European Warrants Jun 2017 D HKD 0.243   0.105   0.097   11,520,000 2,621,310 N/A 0.243   2016/12/02 0.105   2016/12/30 11,520,000 2,621,310 -   - -   -
27315 SG Issuer - Ping An European Warrants Mar 2017 B HKD 0.242   0.038   0.048   72,880,000 10,997,885 38,322,373 0.430   2016/09/09 0.038   2016/12/23 1,241,005,000 230,947,240 -   - -   -
12538 SG Issuer - Ping An European Warrants May 2017 A HKD 0.178   0.045   0.051   17,300,000 2,021,240 N/A 0.290   2016/09/07 0.045   2016/12/23 142,810,000 23,759,870 -   - -   -
15263 SG Issuer - Ping An European Warrants May 2017 C HKD 0.196   0.125   0.138   11,230,000 1,880,920 N/A 0.196   2016/12/19 0.125   2016/12/23 11,230,000 1,880,920 -   - -   -
11855 SG Issuer - Sands Ch Eu Put Wt Jan 2017 B HKD -   -   0.013   0 0 N/A 0.163   2016/08/03 0.017   2016/10/06 62,144,000 5,061,584 -   - -   -
13283 SG Issuer - Sands China European Put Warrants Apr 2017 B HKD 0.305   0.111   0.244   88,396,000 16,120,636 N/A 0.440   2016/09/27 0.110   2016/11/29 185,808,000 34,289,524 -   - -   -
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD 0.325   0.180   0.285   7,840,000 1,613,384 N/A 0.325   2016/12/16 0.163   2016/11/24 14,440,000 2,747,084 -   - -   -
12428 SG Issuer - Sands China European Put Warrants Mar 2017 A HKD 0.089   0.034   0.056   28,188,000 1,931,668 N/A 0.295   2016/08/25 0.031   2016/11/28 347,752,000 50,120,760 -   - -   -
13331 SG Issuer - Sands China European Warrants Apr 2017 C HKD 0.197   0.030   0.044   86,380,000 6,914,980 N/A 0.221   2016/09/19 0.030   2016/12/29 433,976,000 58,331,808 -   - -   -
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD 0.310   0.091   0.108   43,484,000 7,612,184 N/A 0.315   2016/11/29 0.091   2016/12/29 47,324,000 8,730,804 -   - -   -
12768 SG Issuer - Sands China European Warrants Feb 2017 A HKD 0.305   0.112   0.153   6,096,000 1,051,912 N/A 0.570   2016/11/29 0.112   2016/12/29 143,048,000 43,004,284 -   - -   -
28358 SG Issuer - Sands China European Warrants Jan 2017 A HKD 0.225   0.148   0.144   2,988,000 570,468 18,250,948 0.740   2016/11/29 0.148   2016/12/20 389,048,000 115,608,416 -   - -   -
15238 SG Issuer - Sands China European Warrants Jul 2017 B HKD 0.255   0.203   0.247   33,984,000 7,829,316 N/A 0.255   2016/12/30 0.203   2016/12/29 33,984,000 7,829,316 -   - -   -
12327 SG Issuer - Sands China European Warrants May 2017 A HKD 0.405   0.109   0.143   170,584,000 33,498,044 N/A 0.405   2016/12/01 0.109   2016/12/29 354,120,000 76,982,944 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.148   0.067   0.083   2,570,000 247,395 N/A 0.244   2016/11/03 0.067   2016/12/23 9,260,000 1,786,990 -   - -   -
13631 SG Issuer - Shenhua European Warrants Jun 2017 A HKD 0.162   0.060   0.079   4,970,000 512,100 N/A 0.250   2016/11/07 0.060   2016/12/23 36,150,000 6,232,225 -   - -   -
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.245   0.128   0.151   19,825,000 3,821,770 1,302,198 0.280   2016/10/11 0.128   2016/12/23 103,045,000 20,616,755 -   - -   -
15697 SG Issuer - Shimao Ppt Eu Wt Jul 2018 A HKD 0.242   0.241   0.244   400,000 96,600 N/A 0.242   2016/12/29 0.241   2016/12/29 400,000 96,600 -   - -   -
15394 SG Issuer - SHK P European Warrants Aug 2017 A HKD 0.570   0.550   0.540   20,000 11,200 N/A 0.570   2016/12/22 0.550   2016/12/22 20,000 11,200 -   - -   -
11412 SG Issuer - SHK P European Warrants Feb 2017 A HKD 0.270   0.036   0.024   3,870,000 730,630 N/A 1.400   2016/09/09 0.036   2016/12/22 44,270,000 31,334,990 -   - -   -
28121 SG Issuer - SHK P European Warrants Jan 2017 B HKD 0.208   0.208   0.170   50,000 10,400 3,677,433 2.430   2016/09/09 0.208   2016/12/28 60,600,000 40,217,050 -   - -   -
14211 SG Issuer - SHK P European Warrants Jun 2017 A HKD 0.550   0.260   0.280   12,030,000 5,816,500 N/A 0.550   2016/12/12 0.260   2016/12/19 12,910,000 6,196,000 -   - -   -
12714 SG Issuer - SHK P European Warrants May 2017 B HKD 0.143   0.143   0.051   10,000 1,430 N/A 0.840   2016/09/09 0.109   2016/11/14 20,260,000 12,370,560 -   - -   -
13167 SG Issuer - SHK P European Warrants May 2017 C HKD 0.025   0.014   0.014   21,890,000 383,640 N/A 0.360   2016/09/22 0.014   2016/12/13 165,020,000 35,014,310 -   - -   -
14212 SG Issuer - SHKP European Put Warrants Jun 2017 B HKD 0.445   0.260   0.405   6,140,000 2,329,400 N/A 0.460   2016/11/14 0.260   2016/12/12 7,650,000 2,977,300 -   - -   -
11919 SG Issuer - SHKP European Put Warrants May 2017 A HKD 0.182   0.138   0.180   410,000 67,020 N/A 0.182   2016/12/23 0.080   2016/09/09 108,700,000 12,438,860 -   - -   -
13166 SG Issuer - Stanchart European Warrants Apr 2017 A HKD 0.216   0.109   0.086   3,700,000 617,790 N/A 0.375   2016/09/13 0.109   2016/12/28 16,939,000 2,603,771 -   - -   -
15701 SG Issuer - Stanchart European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.198   0.161   0.165   3,980,000 739,215 1,167,558 0.229   2016/07/28 0.152   2016/11/09 41,300,000 7,005,345 -   - -   -
27100 SG Issuer - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,479,992 0.920   2016/04/27 0.011   2016/11/28 186,095,000 82,273,165 -   - -   -
28453 SG Issuer - Stanchart European Warrants Jan 2017 B HKD 0.018   0.010   0.010   4,051,500 48,824 4,503,437 0.455   2016/06/21 0.010   2016/12/09 108,847,000 29,435,799 -   - -   -
11285 SG Issuer - Stanchart European Warrants Jan 2017 C HKD 0.830   0.495   0.395   197,000 136,333 N/A 1.160   2016/09/05 0.435   2016/11/17 25,149,000 24,655,154 -   - -   -
14761 SG Issuer - Stanchart European Warrants Jun 2017 A HKD 0.490   0.485   0.350   1,000 488 N/A 0.490   2016/12/02 0.485   2016/12/02 1,000 488 -   - -   -
12834 SG Issuer - Stanchart European Warrants Mar 2017 A HKD 0.410   0.161   0.151   21,158,000 6,828,505 N/A 0.740   2016/09/05 0.161   2016/12/30 49,770,500 16,533,120 -   - -   -
13885 SG Issuer - Stanchart European Warrants May 2017 A HKD 0.670   0.465   0.465   1,215,000 594,135 N/A 0.830   2016/10/20 0.465   2016/12/30 1,266,000 628,665 -   - -   -
11655 SG Issuer - Tencent European Put Warrants Apr 2017 B HKD 0.061   0.032   0.035   64,140,000 2,972,490 N/A 0.127   2016/08/04 0.027   2016/11/08 147,350,000 6,421,230 -   - -   -
12784 SG Issuer - Tencent European Put Warrants Apr 2017 C HKD 0.315   0.230   0.242   3,760,000 944,010 N/A 0.315   2016/12/28 0.136   2016/10/25 1,477,490,000 241,235,530 -   - -   -
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.196   0.181   0.164   2,720,000 509,380 N/A 0.198   2016/11/15 0.176   2016/11/17 2,760,000 516,820 -   - -   -
15611 SG Issuer - Tencent European Put Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27510 SG Issuer - Tencent European Put Warrants Dec 2016 C HKD -   -   0.010   0 0 6,325,398 0.188   2016/05/05 0.014   2016/08/18 5,326,380,000 436,772,850 -   - -   -
11839 SG Issuer - Tencent European Put Warrants Feb 2017 C HKD 0.205   0.109   0.117   139,540,000 21,550,900 N/A 0.280   2016/08/03 0.050   2016/10/26 4,874,680,000 643,638,990 -   - -   -
11622 SG Issuer - Tencent European Put Warrants Jan 2017 G HKD 0.058   0.010   0.010   63,174,000 1,922,711 N/A 0.880   2016/08/03 0.010   2016/12/23 368,405,000 118,373,616 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD 0.280   0.248   0.249   420,000 111,000 N/A 0.280   2016/12/29 0.169   2016/10/27 33,210,000 7,012,070 -   - -   -
14657 SG Issuer - Tencent European Put Warrants Jun 2017 B HKD 0.630   0.390   0.405   2,978,000 1,469,810 N/A 0.630   2016/12/23 0.390   2016/12/30 2,980,000 1,470,860 -   - -   -
28520 SG Issuer - Tencent European Put Warrants Mar 2017 B HKD 0.054   0.020   0.021   72,930,000 2,710,750 166,020,163 0.206   2016/06/17 0.017   2016/11/10 10,308,740,000 1,000,148,940 -   - -   -
13582 SG Issuer - Tencent European Put Warrants Mar 2017 F HKD 0.360   0.246   0.270   1,560,000 468,300 N/A 0.360   2016/12/23 0.153   2016/10/06 44,620,000 8,672,110 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD 0.057   0.038   0.038   29,680,000 1,381,960 359,315 0.191   2016/05/06 0.034   2016/09/06 49,140,000 3,107,310 -   - -   -
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD 0.246   0.200   0.201   36,990,000 8,212,700 N/A 0.246   2016/12/23 0.198   2016/11/16 47,570,000 10,433,170 -   - -   -
13573 SG Issuer - Tencent European Warrants Apr 2017 D HKD 0.045   0.010   0.017   165,030,000 3,272,930 N/A 0.235   2016/10/03 0.010   2016/12/28 12,479,010,000 1,122,297,400 -   - -   -
14522 SG Issuer - Tencent European Warrants Apr 2017 E HKD 0.830   0.265   0.430   18,921,000 7,722,540 N/A 0.970   2016/11/29 0.265   2016/12/23 19,799,000 8,485,380 -   - -   -
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.236   0.135   0.181   28,950,000 5,391,600 726,742,767 0.430   2016/09/23 0.135   2016/12/23 24,355,770,000 4,360,495,570 -   - -   -
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.117   0.050   0.077   1,406,140,000 156,847,760 N/A 0.247   2016/09/23 0.050   2016/12/23 23,263,540,000 3,248,221,670 -   - -   -
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.104   0.051   0.083   4,590,000 333,540 N/A 0.162   2016/10/20 0.051   2016/12/23 33,860,000 3,766,850 -   - -   -
28307 SG Issuer - Tencent European Warrants Dec 2016 D HKD -   -   1.440   0 0 3,830,228 3.880   2016/10/06 0.920   2016/06/28 18,279,000 27,595,680 -   - -   -
28519 SG Issuer - Tencent European Warrants Dec 2016 E HKD -   -   0.010   0 0 479,360,163 1.090   2016/09/23 0.010   2016/11/29 7,415,269,000 2,877,617,291 -   - -   -
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.132   0.070   0.099   5,600,000 504,290 N/A 0.260   2016/09/23 0.070   2016/12/23 103,660,000 22,270,780 -   - -   -
14957 SG Issuer - Tencent European Warrants Dec 2017 B HKD 0.166   0.122   0.165   1,280,000 179,790 N/A 0.166   2016/12/30 0.122   2016/12/23 1,280,000 179,790 -   - -   -
12651 SG Issuer - Tencent European Warrants Feb 2017 D HKD 0.035   0.010   0.010   5,719,000 144,807 N/A 0.820   2016/09/23 0.010   2016/12/07 6,414,848,000 2,350,951,593 -   - -   -
13201 SG Issuer - Tencent European Warrants Feb 2017 E HKD 0.021   0.010   0.010   81,566,000 1,036,552 N/A 0.181   2016/09/23 0.010   2016/12/28 795,179,000 76,737,019 -   - -   -
29201 SG Issuer - Tencent European Warrants Jan 2017 E HKD -   -   0.010   0 0 200,734,052 0.700   2016/09/23 0.012   2016/11/30 3,104,281,000 1,205,244,189 -   - -   -
11286 SG Issuer - Tencent European Warrants Jan 2017 F HKD 0.345   0.010   0.010   29,631,000 2,446,429 N/A 2.500   2016/09/23 0.010   2016/12/19 1,469,599,000 1,186,146,344 -   - -   -
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.149   0.071   0.102   12,637,520,000 1,526,523,170 N/A 0.305   2016/09/23 0.071   2016/12/20 19,757,580,000 3,066,078,470 -   - -   -
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.074   0.026   0.042   146,680,000 6,073,530 N/A 0.222   2016/09/23 0.026   2016/12/19 24,927,720,000 4,509,314,130 -   - -   -
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD 0.175   0.090   0.130   18,268,070,000 1,997,027,010 N/A 0.175   2016/12/05 0.090   2016/12/23 18,268,070,000 1,997,027,010 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD 0.230   0.134   0.191   15,310,000 2,715,110 2,098,342 0.430   2016/09/08 0.117   2016/05/19 10,291,220,000 1,656,014,190 -   - -   -
27214 SG Issuer - Tencent European Warrants Mar 2017 A HKD 0.235   0.177   0.226   410,000 87,420 1,241,075 0.520   2016/09/23 0.108   2016/05/04 42,483,090,000 5,790,864,050 -   - -   -
12649 SG Issuer - Tencent European Warrants Mar 2017 C HKD 0.260   0.029   0.075   65,610,000 5,277,568 N/A 1.620   2016/09/23 0.029   2016/12/23 1,019,037,000 510,192,208 -   - -   -
12783 SG Issuer - Tencent European Warrants Mar 2017 D HKD 0.072   0.022   0.046   3,240,000 150,010 N/A 0.670   2016/09/23 0.022   2016/12/28 161,947,000 28,432,543 -   - -   -
12866 SG Issuer - Tencent European Warrants Mar 2017 E HKD 0.092   0.015   0.040   476,290,000 21,210,570 N/A 0.275   2016/09/26 0.015   2016/12/23 7,072,170,000 690,609,270 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.210   0.127   0.169   32,930,000 5,858,600 N/A 0.345   2016/09/26 0.127   2016/12/23 209,780,000 45,383,140 -   - -   -
12841 SG Issuer - Tencent European Warrants May 2017 A HKD 0.104   0.033   0.057   72,830,000 4,609,180 N/A 0.265   2016/09/23 0.033   2016/12/23 3,406,730,000 729,782,070 -   - -   -
14397 SG Issuer - Tencent European Warrants May 2017 B HKD 0.465   0.169   0.290   15,668,000 4,129,956 N/A 0.610   2016/11/22 0.169   2016/12/19 15,950,000 4,293,096 -   - -   -
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.071   0.042   0.061   3,720,000 205,950 N/A 0.165   2016/10/11 0.042   2016/12/23 11,080,000 1,150,470 -   - -   -
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.239   0.149   0.188   1,730,000 341,930 1,297,638 0.425   2016/09/23 0.149   2016/12/22 29,610,000 7,785,830 -   - -   -
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.218   0.127   0.169   69,420,000 11,933,420 N/A 0.380   2016/09/29 0.127   2016/12/23 202,710,000 41,369,420 -   - -   -
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.119   0.072   0.095   910,000 85,170 N/A 0.275   2016/09/23 0.072   2016/12/28 123,330,000 26,406,710 -   - -   -
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.070   0.038   0.058   600,000 26,420 N/A 0.163   2016/10/20 0.038   2016/12/16 8,230,000 919,830 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD 0.152   0.099   0.125   813,020,000 102,859,970 N/A 0.152   2016/12/02 0.099   2016/12/21 813,020,000 102,859,970 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD 0.129   0.077   0.106   6,460,000 633,310 N/A 0.247   2016/08/05 0.077   2016/12/08 42,305,000 5,489,270 -   - -   -
28283 SG Issuer - Tracker Fund European Warrants Dec 2016 A HKD -   -   0.410   0 0 324,017 0.340   2016/07/26 0.190   2016/06/17 49,330,000 10,677,085 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.175   0.108   0.124   6,395,000 907,565 N/A 0.248   2016/09/22 0.108   2016/12/23 132,660,000 25,730,370 -   - -   -
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.169   0 0 3,292,881 0.260   2016/07/26 0.122   2016/06/24 232,515,000 42,694,545 -   - -   -
15707 SG Issuer - Tracker Fund European Warrants Mar 2018 A HKD 0.248   0.247   0.255   2,080,000 514,800 N/A 0.248   2016/12/29 0.247   2016/12/29 2,080,000 514,800 -   - -   -
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD -   -   0.275   0 0 0 0.232   2016/05/27 0.175   2016/06/24 3,260,000 694,510 -   - -   -
15321 SG Issuer - Wharf European Warrants Jul 2017 A HKD 0.250   0.200   0.228   3,780,000 866,090 N/A 0.250   2016/12/21 0.200   2016/12/28 3,780,000 866,090 -   - -   -
12715 SG Issuer - Wharf European Warrants Mar 2017 A HKD 0.300   0.091   0.064   2,970,000 581,850 N/A 0.540   2016/11/01 0.091   2016/12/20 20,460,000 6,326,940 -   - -   -
27445 SG Issuer - Wynn European Warrants May 2017 A HKD 0.183   0.054   0.056   10,348,000 1,303,956 1,886,302 0.241   2016/04/20 0.054   2016/12/20 85,740,000 14,057,532 -   - -   -
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.172   0.068   0.077   7,044,000 854,988 N/A 0.172   2016/12/01 0.068   2016/12/28 11,424,000 1,360,388 -   - -   -
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.290   0.250   0.236   2,040,000 572,180 N/A 0.410   2016/09/15 0.188   2016/11/09 9,028,000 2,324,648 -   - -   -
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.113   0.072   0.077   5,880,000 570,760 N/A 0.139   2016/10/19 0.072   2016/12/23 11,140,000 1,184,320 -   - -   -
13634 SG Issuer - Yanzhou Coal Eu Wt May 2017 A HKD 0.520   0.195   0.202   1,122,000 396,562 N/A 0.920   2016/10/24 0.195   2016/12/28 42,060,000 24,113,952 -   - -   -
15551 SG Issuer - Zijin Mining European Warrants Aug 2017 A HKD 0.345   0.275   0.335   8,688,000 2,855,220 N/A 0.345   2016/12/30 0.275   2016/12/28 8,688,000 2,855,220 -   - -   -
28098 SG Issuer - Zijin Mining European Warrants Dec 2016 A HKD -   -   0.090   0 0 4,310,550 0.710   2016/07/11 0.034   2016/11/24 93,544,000 27,799,192 -   - -   -
11468 SG Issuer - Zijin Mining European Warrants Feb 2017 A HKD 0.066   0.010   0.019   15,034,000 356,016 N/A 0.455   2016/07/14 0.010   2016/12/29 73,602,000 8,900,220 -   - -   -
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD 0.222   0.123   0.158   4,080,000 861,660 N/A 0.255   2016/11/29 0.123   2016/12/28 8,480,000 1,876,980 -   - -   -
13607 SG Issuer - Zijin Mining European Warrants May 2017 A HKD 0.246   0.120   0.165   492,000 89,072 N/A 0.400   2016/11/11 0.120   2016/12/22 13,842,000 3,477,336 -   - -   -
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.236   0.174   0.248   6,640,000 1,388,990 N/A 0.260   2016/11/23 0.174   2016/12/28 7,244,000 1,542,946 -   - -   -
27316 SG Issuer - ZTE European Warrants Dec 2016 A HKD -   -   0.010   0 0 57,398 0.220   2016/04/15 0.019   2016/10/13 8,012,000 488,028 -   - -   -
14960 SG Issuer - ZTE European Warrants Dec 2017 A HKD 0.238   0.175   0.249   5,516,000 1,162,630 N/A 0.238   2016/12/30 0.175   2016/12/23 5,516,000 1,162,630 -   - -   -
21773 SGA Societe Generale Acceptance N.V-Chi COSCO Eu Wt Dec 16 A HKD -   -   0.025   0 0 0 0.025   2016/04/05 0.025   2016/04/05 600,000 15,000 0.260   2015/05/21 0.041   2015/12/15
22312 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jan17 A HKD -   -   0.015   0 0 0 0.165   2016/01/06 0.080   2016/04/11 26,580,000 3,871,280 0.197   2015/11/23 0.116   2015/12/14
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD 0.043   0.022   0.023   66,140,000 1,882,980 330,787 0.102   2016/08/25 0.022   2016/12/23 67,300,000 1,984,720 0.325   2015/11/18 0.320   2015/11/18
21681 SGA Societe Generale Acceptance N.V-HS H-SH Eu Put Wt Jan17A HKD 0.425   0.425   0.475   10,000 4,250 2,707 0.590   2016/05/23 0.400   2016/09/22 100,000 52,820 0.475   2015/08/27 0.212   2015/05/26
21679 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Apr17A HKD -   -   0.010   0 0 833 0.018   2016/02/04 0.010   2016/08/29 2,430,000 25,784 0.245   2015/05/26 0.011   2015/12/14
22319 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan17B HKD -   -   0.010   0 0 0 0.011   2016/01/04 0.011   2016/01/04 3,500,000 38,500 0.240   2015/05/27 0.012   2015/12/15
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.026   0.014   0.018   73,960,000 1,315,540 983,060 0.053   2016/07/29 0.014   2016/12/23 359,280,000 9,618,340 0.116   2015/10/12 0.071   2015/09/29
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.108   0.080   0.086   1,040,000 92,860 1,336,693 0.122   2016/01/04 0.055   2016/05/16 1,152,880,000 84,823,320 0.175   2015/11/23 0.114   2015/12/14
15157 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Apr17A HKD -   -   0.010   0 0 0 0.010   2016/03/31 0.010   2016/03/31 16,000 160 0.031   2015/01/26 0.010   2015/03/19
29603 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Dec16A HKD -   -   0.010   0 0 383 0.132   2016/02/12 0.010   2016/09/23 12,020,000,000 1,244,825,680 0.233   2015/09/14 0.073   2015/12/01
24480 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Feb17A HKD 0.010   0.010   0.010   260,000 2,600 251,005 0.285   2016/01/21 0.010   2016/12/02 12,014,770,000 1,278,705,730 0.218   2015/12/29 0.212   2015/12/31
25222 SGA Societe Generale Acceptance N.V-Tencent Eu Put Wt Jan17C HKD -   -   0.010   0 0 52,065 0.197   2016/02/12 0.011   2016/08/03 751,910,000 65,153,020 -   - -   -
26111 SGA Societe Generale Acceptance N.V. - AGBK Eu Wt Mar 2017 A HKD 0.228   0.101   0.139   7,287,000 1,115,169 4,991,195 0.385   2016/09/22 0.051   2016/06/13 266,278,000 45,128,720 -   - -   -
27735 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Dec 2016 A HKD -   -   0.010   0 0 25,379,397 0.216   2016/10/06 0.010   2016/11/02 1,408,376,000 162,364,594 -   - -   -
27066 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Mar 2017 A HKD 0.125   0.017   0.020   103,996,000 5,582,236 13,430,318 0.600   2016/10/11 0.017   2016/12/29 717,606,000 132,360,176 -   - -   -
22273 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Apr 2017A HKD 0.214   0.095   0.113   68,155,000 11,108,975 8,047,673 0.230   2016/09/13 0.035   2016/02/12 341,940,000 48,945,180 0.185   2015/11/17 0.116   2015/12/16
26112 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Feb 2017A HKD 0.870   0.830   0.640   75,000 63,450 1,036,833 0.870   2016/12/08 0.160   2016/02/25 15,785,000 7,531,080 -   - -   -
26123 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Mar 2017 A HKD 0.225   0.090   0.125   1,210,000 154,460 2,027,273 0.360   2016/09/06 0.081   2016/05/13 166,844,000 29,371,091 -   - -   -
15069 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 A HKD 0.056   0.010   0.010   57,600,000 1,327,200 5,837,633 0.155   2016/09/07 0.010   2016/12/22 470,550,000 42,310,400 0.260   2015/06/04 0.049   2015/07/08
15269 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Jan 2017 B HKD -   -   0.010   0 0 827,058 0.102   2016/09/07 0.011   2016/11/23 93,850,000 5,670,450 0.201   2015/06/04 0.010   2015/07/08
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.107   0.070   0.072   13,330,000 1,152,220 1,099,686 0.196   2016/09/07 0.070   2016/12/28 165,760,000 25,397,305 0.211   2015/12/30 0.177   2015/12/14
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.058   0.037   0.040   4,450,000 202,000 560,367 0.191   2016/01/05 0.037   2016/12/28 73,200,000 9,760,200 0.206   2015/12/09 0.174   2015/12/14
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.099   0.061   0.065   42,750,000 3,517,850 2,788,700 0.200   2016/09/07 0.061   2016/12/23 286,450,000 38,353,650 0.208   2015/12/30 0.207   2015/12/30
26127 SGA Societe Generale Acceptance N.V. - CCB Eur Wt Jan 2017 A HKD 0.450   0.069   0.380   12,790,000 3,292,604 5,171,008 0.710   2016/09/22 0.065   2016/05/19 420,239,000 88,998,931 -   - -   -
18652 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 16 A HKD -   -   0.021   0 0 2,138,140 0.171   2016/04/14 0.010   2016/11/21 376,635,000 21,045,770 0.246   2015/11/09 0.143   2015/12/14
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.200   0.129   0.136   18,860,000 3,074,010 3,179,813 0.280   2016/04/14 0.129   2016/12/23 210,785,000 41,537,920 0.360   2015/11/09 0.177   2015/09/29
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD 0.050   0.028   0.024   3,460,000 148,280 131,797 0.196   2016/04/14 0.028   2016/12/21 21,020,000 2,083,715 -   - -   -
14327 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.131   2015/05/26 0.012   2015/08/27
14440 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16B HKD -   -   0.010   0 0 0 -   - -   - 7,220,000 115,520 0.131   2015/05/26 0.010   2015/12/24
26996 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Dec16C HKD -   -   0.018   0 0 1,206,160 0.315   2016/03/30 0.113   2016/07/08 115,810,000 15,982,750 -   - -   -
22618 SGA Societe Generale Acceptance N.V. - Ch Cinda Eu Wt Jan17A HKD -   -   0.010   0 0 23,767 0.023   2016/01/04 0.010   2016/09/22 84,540,000 1,087,210 0.181   2015/05/26 0.020   2015/12/14
17652 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Apr 17 A HKD 0.061   0.029   0.036   61,050,000 2,461,500 1,526,025 0.166   2016/09/09 0.029   2016/12/28 998,250,000 90,578,300 0.365   2015/04/21 0.125   2015/12/31
17676 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 A HKD -   -   0.109   0 0 1,861,521 0.270   2016/09/09 0.095   2016/11/25 514,170,000 72,366,230 0.420   2015/04/23 0.169   2015/11/30
19914 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 16 B HKD -   -   0.010   0 0 232,832 0.049   2016/07/21 0.010   2016/10/24 291,340,000 8,959,510 0.250   2015/04/23 0.046   2015/12/29
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.048   0.029   0.031   2,650,000 87,050 225,800 0.124   2016/01/04 0.029   2016/12/19 282,700,000 24,319,350 0.150   2015/12/23 0.129   2015/12/31
16653 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 A HKD 0.010   0.010   0.010   100,000 1,000 229,850 0.114   2016/09/09 0.010   2016/12/02 9,450,100,000 577,577,950 0.315   2015/04/23 0.085   2015/12/30
21982 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jan 17 C HKD -   -   0.010   0 0 0 0.018   2016/01/04 0.011   2016/02/17 29,400,000 396,750 0.154   2015/05/08 0.020   2015/12/31
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD -   -   0.012   0 0 16,583 0.049   2016/02/02 0.013   2016/11/09 254,350,000 9,670,400 0.157   2015/05/29 0.050   2015/12/31
16508 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Mar 17 A HKD 0.025   0.010   0.010   8,610,000 134,460 321,978 0.121   2016/08/15 0.010   2016/12/20 576,410,000 38,552,670 0.330   2015/04/27 0.089   2015/12/29
26429 SGA Societe Generale Acceptance N.V. - CITBK Eu Wt Dec 16 A HKD -   -   0.590   0 0 477,565 0.900   2016/09/09 0.320   2016/05/20 24,336,000 15,552,005 -   - -   -
22456 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Feb17 A HKD -   -   0.010   0 0 481,993 0.171   2016/01/04 0.010   2016/11/21 215,410,000 9,447,380 0.236   2015/11/20 0.180   2015/12/14
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD -   -   0.062   0 0 531,176 0.255   2016/01/04 0.076   2016/10/13 177,632,000 24,274,873 0.510   2015/04/29 0.275   2015/12/14
11546 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt May17 A HKD 0.012   0.010   0.010   770,000 9,080 51,537 0.114   2016/01/07 0.010   2016/12/21 64,470,000 3,270,810 0.247   2015/10/20 0.147   2015/12/14
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.182   0.103   0.110   11,940,000 1,764,070 4,747,955 0.340   2016/01/04 0.103   2016/12/29 448,620,000 82,869,590 0.580   2015/05/05 0.295   2015/02/17
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.179   0.140   0.142   1,950,000 312,950 621,883 0.330   2016/03/31 0.115   2016/07/06 40,950,000 8,588,650 0.485   2015/08/10 0.080   2015/01/06
14213 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Apr 2017A HKD -   -   0.415   0 0 0 0.495   2016/06/10 0.465   2016/05/16 40,000 19,200 0.810   2015/06/05 0.203   2015/01/09
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.099   0.065   0.067   2,580,000 190,285 824,417 0.211   2016/01/05 0.057   2016/07/06 1,446,795,000 113,081,890 0.249   2015/10/27 0.195   2015/12/17
16641 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Jan 2017A HKD 0.209   0.209   0.200   20,000 4,180 14,507 0.510   2016/01/04 0.175   2016/07/12 1,465,000 373,320 0.660   2015/08/10 0.111   2015/01/09
22711 SGA Societe Generale Acceptance N.V. - CKH Euro Wt May 2017A HKD -   -   0.010   0 0 206,400 0.081   2016/01/05 0.010   2016/11/10 107,490,000 3,782,295 0.246   2015/06/24 0.070   2015/12/15
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD -   -   0.011   0 0 3,583 0.043   2016/08/31 0.027   2016/03/04 1,450,000 54,950 0.150   2015/07/14 0.148   2015/07/14
18250 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Dec 2016 A HKD -   -   0.010   0 0 63,850 0.120   2016/01/05 0.010   2016/10/26 27,950,000 1,554,595 0.620   2015/06/05 0.120   2015/12/14
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD -   -   0.360   0 0 15,000 0.450   2016/08/16 0.219   2016/06/17 27,500,000 8,337,505 -   - -   -
17210 SGA Societe Generale Acceptance N.V. - CMob Eu Put Wt Jan17B HKD 0.172   0.172   0.184   40,000 6,880 1,455,743 0.249   2016/01/21 0.058   2016/09/09 805,805,000 158,222,470 0.250   2015/07/08 0.117   2015/04/09
29209 SGA Societe Generale Acceptance N.V. - CNBM Eu Wt Dec 2016 A HKD -   -   0.010   0 0 0 0.013   2016/04/13 0.013   2016/04/13 220,000 2,860 0.280   2015/04/23 0.012   2015/12/08
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.265   0.196   0.201   1,560,000 359,140 2,465,822 0.265   2016/12/14 0.075   2016/01/21 7,384,110,000 785,743,180 0.245   2015/10/09 0.118   2015/12/14
17211 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Dec 2016A HKD -   -   0.010   0 0 0 0.027   2016/04/21 0.010   2016/05/12 17,030,000 288,820 0.243   2015/04/27 0.010   2015/12/18
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.365   0.290   0.295   1,770,000 617,950 220,362 0.370   2016/10/24 0.161   2016/02/03 864,850,000 164,573,460 -   - -   -
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD 0.084   0.042   0.045   91,450,000 6,013,760 5,685,985 0.121   2016/04/21 0.024   2016/01/21 1,081,170,000 69,081,510 0.140   2015/10/09 0.049   2015/12/21
20758 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2016A HKD -   -   0.010   0 0 0 0.020   2016/04/14 0.010   2016/03/07 2,350,000 35,800 0.415   2015/04/20 0.025   2015/12/14
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.091   0.071   0.067   4,180,000 342,680 80,120 0.126   2016/04/18 0.049   2016/09/15 26,040,000 2,222,340 0.560   2015/04/15 0.117   2015/12/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.140   0.089   0.102   12,560,000 1,419,620 2,759,845 0.180   2016/04/14 0.065   2016/01/21 278,630,000 30,206,510 0.660   2015/04/28 0.145   2015/12/15
24214 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Dec 2016 A HKD -   -   0.129   0 0 700,238 0.210   2016/04/15 0.013   2016/10/11 155,030,000 14,491,495 -   - -   -
24022 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Mar 2017 A HKD 0.042   0.013   0.013   10,920,000 320,360 436,406 0.176   2016/04/14 0.013   2016/12/15 78,515,000 3,551,520 -   - -   -
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.170   0.170   0.141   5,000 850 415,480 0.370   2016/04/13 0.170   2016/12/12 11,980,000 2,684,930 0.710   2015/01/02 0.550   2015/09/24
24020 SGA Societe Generale Acceptance N.V. - Esprit Eu Wt Feb 17 A HKD -   -   0.013   0 0 6,273 0.222   2016/01/05 0.034   2016/08/17 7,772,000 1,214,639 0.246   2015/12/29 0.236   2015/12/31
15589 SGA Societe Generale Acceptance N.V. - GAC Eur Wts Feb 2017A HKD 0.189   0.080   0.098   30,220,000 4,409,140 3,834,027 0.345   2016/09/09 0.073   2016/03/01 262,600,000 36,592,620 0.239   2015/04/27 0.076   2015/09/24
21585 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Apr 2017 A HKD -   -   0.010   0 0 1,550 0.019   2016/04/14 0.010   2016/09/26 5,870,000 92,940 0.520   2015/06/12 0.037   2015/12/10
22572 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 A HKD -   -   0.010   0 0 259,375 0.093   2016/01/05 0.011   2016/10/14 128,960,000 5,357,840 0.244   2015/11/23 0.089   2015/12/14
26301 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 B HKD -   -   0.355   0 0 1,602,690 0.440   2016/09/09 0.180   2016/06/16 143,940,000 34,351,460 -   - -   -
26525 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Dec 2016 C HKD -   -   0.227   0 0 5,794,065 0.325   2016/09/09 0.130   2016/07/06 10,830,810,000 1,659,490,090 -   - -   -
25569 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jan 2017 A HKD 0.170   0.010   0.010   13,670,000 1,024,260 11,341,717 0.280   2016/09/09 0.010   2016/12/21 34,914,420,000 4,965,304,410 -   - -   -
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD 0.024   0.011   0.011   2,950,000 52,800 613,183 0.095   2016/01/08 0.011   2016/12/12 138,490,000 7,908,840 0.990   2015/04/23 0.103   2015/12/10
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD 0.046   0.010   0.012   46,890,000 795,530 2,358,845 0.141   2016/01/08 0.010   2016/12/28 499,800,000 40,904,580 0.295   2015/11/09 0.135   2015/12/14
11351 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 A HKD 0.057   0.010   0.010   69,520,000 2,176,960 160,783,492 0.177   2016/01/04 0.010   2016/12/23 18,789,770,000 2,021,514,030 0.375   2015/11/09 0.169   2015/12/14
26141 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 B HKD 0.345   0.152   0.169   1,930,000 417,170 472,537 0.440   2016/09/09 0.152   2016/12/28 98,060,000 25,226,300 -   - -   -
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.213   0.086   0.103   12,640,000 1,385,910 6,130,927 0.310   2016/09/09 0.086   2016/12/28 493,710,000 102,830,510 -   - -   -
27069 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Apr 2017 A HKD 1.120   0.620   0.690   3,020,000 2,309,200 6,012,819 1.120   2016/12/08 0.072   2016/07/06 409,512,000 90,026,488 -   - -   -
26553 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Dec 2016 A HKD -   -   0.590   0 0 12,479,639 0.690   2016/11/28 0.049   2016/07/06 14,074,388,000 2,056,191,980 -   - -   -
27045 SGA Societe Generale Acceptance N.V. - HSCEI Eu Wt Dec 2016C HKD 0.228   0.079   0.089   21,080,000 3,424,730 2,198,398 0.250   2016/10/11 0.075   2016/05/19 85,920,000 14,998,090 -   - -   -
25913 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 B HKD 0.480   0.480   0.375   100,000 48,000 64,900 0.640   2016/09/09 0.184   2016/02/11 27,970,000 6,710,410 -   - -   -
26754 SGA Societe Generale Acceptance N.V. - HSI Eur Wt Dec 2016 C HKD 0.152   0.021   0.020   53,640,000 2,447,740 1,128,760 0.340   2016/09/09 0.021   2016/12/19 111,680,000 9,238,260 -   - -   -
26126 SGA Societe Generale Acceptance N.V. - ICBC Eu Wt Feb 2017 A HKD 0.241   0.036   0.076   86,742,000 12,845,928 2,950,921 0.470   2016/09/06 0.036   2016/12/28 384,320,000 69,303,649 -   - -   -
11597 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Dec 2016A HKD -   -   0.078   0 0 1,799,235 0.169   2016/03/07 0.010   2016/11/10 394,260,000 40,590,600 0.270   2015/09/17 0.095   2015/12/14
24770 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Mar 2017A HKD 0.128   0.029   0.030   36,350,000 3,275,910 3,147,252 0.180   2016/03/07 0.020   2016/11/03 294,470,000 33,611,690 -   - -   -
28239 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Apr 2017 A HKD -   -   0.030   0 0 267 0.065   2016/06/20 0.010   2016/07/21 33,100,000 605,240 0.143   2015/04/30 0.011   2015/08/25
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.016   0.016   0.014   100,000 1,600 601,077 0.097   2016/04/28 0.011   2016/11/14 177,760,000 5,025,580 0.265   2015/04/17 0.034   2015/08/25
23147 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Apr 17 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.162   2015/06/26 0.048   2015/12/15
25350 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Dec 16 A HKD -   -   0.010   0 0 19,483 0.159   2016/01/05 0.010   2016/07/18 129,060,000 9,021,580 0.244   2015/11/24 0.103   2015/09/02
24534 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 17 A HKD -   -   0.010   0 0 0 0.066   2016/01/04 0.017   2016/04/29 172,820,000 7,527,300 0.154   2015/08/11 0.054   2015/08/26
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD 0.017   0.013   0.013   820,000 11,780 33,367 0.164   2016/01/04 0.013   2016/12/30 158,240,000 18,271,260 0.229   2015/11/17 0.131   2015/09/01
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD 0.010   0.010   0.010   460,000 4,600 6,467 0.015   2016/01/25 0.010   2016/12/16 176,500,000 2,098,300 0.221   2015/05/06 0.012   2015/12/30
20038 SGA Societe Generale Acceptance N.V. - SHK P Eu Wt Jan 2017A HKD -   -   0.010   0 0 1,210,653 0.060   2016/09/09 0.012   2016/10/31 187,060,000 7,676,520 0.255   2015/05/04 0.051   2015/08/24
18545 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec16A HKD -   -   0.010   0 0 250 0.010   2016/09/21 0.010   2016/09/21 150,000 1,500 0.231   2015/01/05 0.014   2015/11/27
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.122   0.094   0.079   1,610,000 176,850 88,128 0.124   2016/03/30 0.057   2016/08/03 72,270,000 7,527,450 0.205   2015/11/03 0.111   2015/12/21
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.145   0.078   0.096   59,360,000 7,378,520 3,504,630 0.300   2016/04/13 0.078   2016/12/23 216,410,000 32,500,990 0.239   2015/12/30 0.229   2015/12/30
26405 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Jan 2017 A HKD 0.320   0.233   0.255   1,590,000 436,710 2,359,488 0.410   2016/04/14 0.197   2016/02/24 86,490,000 22,095,930 -   - -   -
26479 SGA Societe Generale Acceptance N.V. -CITIC Sec Eu Wt Jan17A HKD 0.090   0.010   0.010   27,215,000 1,205,240 6,648,106 0.495   2016/04/14 0.010   2016/12/12 471,825,000 66,996,245 -   - -   -
26063 SGA Societe Generale Acceptance N.V. -CLife Eu Put Wt Dec16A HKD -   -   0.010   0 0 3,615,057 0.325   2016/02/12 0.010   2016/11/09 1,138,600,000 177,159,600 -   - -   -
27067 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Dec 2016 B HKD -   -   0.242   0 0 6,094,202 0.305   2016/11/28 0.021   2016/11/09 676,810,000 87,101,440 -   - -   -
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD 0.205   0.068   0.080   95,510,000 11,960,710 27,778,333 0.225   2016/04/01 0.048   2016/06/28 3,647,380,000 464,416,320 -   - -   -
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.080   0.053   0.076   39,970,000 2,350,730 1,649,155 0.315   2016/01/21 0.053   2016/12/14 727,390,000 134,506,310 0.265   2015/12/15 0.224   2015/12/24
11307 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16A HKD -   -   0.011   0 0 537,742 0.290   2016/02/12 0.011   2016/11/09 2,288,750,000 393,193,100 0.196   2015/09/25 0.086   2015/11/04
26398 SGA Societe Generale Acceptance N.V. -HSCEI Eu Put Wt Dec16B HKD -   -   0.011   0 0 0 0.177   2016/02/18 0.072   2016/06/01 5,110,000 580,950 -   - -   -
25807 SGA Societe Generale Acceptance N.V. -HSI Eu Put Wt Dec 16 A HKD -   -   0.010   0 0 334,922 0.285   2016/02/12 0.010   2016/10/31 235,150,000 28,434,070 -   - -   -
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.470   0.265   0.340   8,460,000 2,574,580 4,221,119 0.475   2016/11/29 0.116   2016/07/06 158,012,000 30,964,380 -   - -   -
25446 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Dec16A HKD -   -   0.010   0 0 392,860 0.194   2016/01/19 0.010   2016/10/13 285,580,000 32,510,360 -   - -   -
26402 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Mar17 A HKD 0.129   0.043   0.052   20,180,000 1,527,980 4,269,810 0.355   2016/04/15 0.043   2016/12/29 227,700,000 33,091,440 -   - -   -
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.055   0.021   0.025   10,165,000 408,070 1,122,909 0.105   2016/01/04 0.021   2016/12/23 541,430,000 28,538,405 0.400   2015/05/26 0.074   2015/08/24
26432 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Dec 16 A HKD -   -   0.610   0 0 141,287,427 0.720   2016/09/09 0.124   2016/07/08 4,755,615,000 964,517,440 -   - -   -
19448 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 A HKD 0.041   0.018   0.013   52,550,000 1,198,350 2,054,975 0.118   2016/01/04 0.016   2016/06/28 2,966,600,000 150,455,250 0.395   2015/05/22 0.073   2015/08/24
19623 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jan 17 B HKD -   -   0.010   0 0 179,083 0.073   2016/01/04 0.010   2016/11/28 283,300,000 9,740,900 0.350   2015/05/26 0.048   2015/09/01
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.010   0 0 56,803 0.036   2016/01/04 0.010   2016/08/16 112,410,000 1,508,230 0.285   2015/05/26 0.026   2015/08/26
21126 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Mar 17 A HKD -   -   0.010   0 0 21,063 0.037   2016/01/04 0.010   2016/11/16 199,645,000 3,070,230 0.280   2015/05/26 0.025   2015/08/24
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD -   -   0.010   0 0 0 0.027   2016/01/04 0.010   2016/06/07 32,100,000 412,460 0.250   2015/05/26 0.025   2015/12/14
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD -   -   0.013   0 0 5,947 0.033   2016/01/04 0.011   2016/02/11 55,135,000 842,340 0.255   2015/05/26 0.028   2015/08/24
24013 SGA Societe Generale Acceptance N.V. -Shenhua Eu Wt Jan 17 A HKD 0.237   0.183   0.055   1,620,000 344,495 1,032,066 0.350   2016/11/10 0.067   2016/01/20 347,455,000 35,484,390 0.166   2015/12/24 0.136   2015/12/22
24220 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Apr 17 A HKD 0.275   0.144   0.214   38,820,000 7,177,820 1,327,610 0.485   2016/10/03 0.089   2016/02/12 2,266,430,000 328,617,070 0.184   2015/12/24 0.175   2015/12/29
26403 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Feb 17 B HKD 0.600   0.540   0.580   110,000 64,000 24,017 0.780   2016/11/01 0.540   2016/12/28 220,000 144,100 -   - -   -
19540 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 A HKD 0.410   0.315   0.330   50,000 17,650 539,433 0.700   2016/09/23 0.126   2016/02/12 21,203,320,000 3,274,771,300 0.445   2015/04/29 0.138   2015/09/29
25218 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 B HKD -   -   0.265   0 0 903,967 0.550   2016/09/06 0.107   2016/01/20 359,090,000 55,301,070 -   - -   -
25809 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jan 17 D HKD 0.540   0.250   0.490   430,000 211,900 114,417 0.810   2016/10/06 0.177   2016/02/12 122,920,000 27,846,890 -   - -   -
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 0.325   0.202   0.270   8,180,000 1,966,280 1,015,855 0.540   2016/09/23 0.114   2016/02/12 350,120,000 64,151,150 0.211   2015/12/17 0.180   2015/12/15
24773 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Apr 2017A HKD 0.042   0.011   0.011   76,596,000 1,533,202 1,304,423 0.109   2016/01/04 0.011   2016/12/30 461,041,000 14,118,816 -   - -   -
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.335   0.270   0.270   2,442,000 771,710 888,189 0.335   2016/12/08 0.180   2016/02/29 29,918,000 7,509,418 0.840   2015/05/26 0.238   2015/08/25
18868 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 16 A HKD -   -   0.010   0 0 0 0.039   2016/01/06 0.011   2016/05/31 97,171,000 2,997,842 0.395   2015/06/08 0.050   2015/12/14
24982 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Dec 2016B HKD -   -   0.080   0 0 1,216,801 0.116   2016/01/04 0.010   2016/10/28 2,483,980,000 163,654,753 0.197   2015/11/09 0.095   2015/08/25
12793 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017A HKD 0.255   0.172   0.171   5,452,000 1,286,415 2,186,263 0.265   2016/11/29 0.084   2016/02/03 133,826,000 17,869,906 0.700   2015/06/08 0.135   2015/08/25
18547 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017B HKD -   -   0.010   0 0 19,971 0.080   2016/01/04 0.010   2016/11/29 348,489,000 19,510,812 0.455   2015/05/27 0.070   2015/12/11
19267 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2017C HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.239   2015/04/17 0.020   2015/12/01
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.206   0.149   0.149   20,619,000 3,741,275 2,981,731 0.206   2016/12/01 0.110   2016/06/24 184,017,000 29,703,474 -   - -   -
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.010   0 0 0 0.013   2016/01/07 0.013   2016/01/07 200,000 2,600 0.235   2015/06/04 0.036   2015/08/24
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.118   0.085   0.085   3,590,000 358,159 463,942 0.153   2016/01/05 0.066   2016/08/08 76,321,000 7,764,097 0.520   2015/05/26 0.160   2015/08/28
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.055   0.037   0.055   6,868,000 302,685 316,384 0.235   2016/02/12 0.033   2016/11/30 143,459,000 24,516,986 -   - -   -
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.012   10,000 120 3,390 0.068   2016/01/06 0.012   2016/09/21 6,630,000 207,040 0.224   2015/06/12 0.063   2015/12/14
26505 SGA Societe Generale Acceptance N.V.-Ch Vanke Eu Wts Dec16 A HKD -   -   0.520   0 0 19,913,900 0.550   2016/11/28 0.093   2016/07/20 629,342,000 132,780,298 -   - -   -
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.121   0.072   0.079   98,580,000 8,933,580 6,695,587 0.189   2016/04/06 0.052   2016/11/14 735,360,000 69,988,860 0.315   2015/10/15 0.135   2015/12/14
15039 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 A HKD -   -   0.010   0 0 0 0.029   2016/03/29 0.018   2016/04/21 80,000 1,900 0.305   2015/04/29 0.036   2015/12/28
20892 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Jan17 B HKD -   -   0.012   0 0 0 0.021   2016/03/30 0.011   2016/03/09 29,220,000 469,080 0.240   2015/04/27 0.020   2015/12/11
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.054   0.043   0.044   320,000 14,680 32,493 0.114   2016/03/17 0.032   2016/11/24 73,160,000 6,143,160 0.164   2015/11/20 0.084   2015/12/14
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD -   -   0.051   0 0 260,319 0.225   2016/03/16 0.066   2016/11/25 26,440,000 3,568,975 -   - -   -
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.089   0.068   0.069   21,890,000 1,534,930 832,141 0.131   2016/01/04 0.029   2016/02/25 265,310,000 17,312,035 0.207   2015/11/17 0.101   2015/12/16
17227 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Jan17 A HKD -   -   0.010   0 0 0 0.010   2016/05/11 0.010   2016/05/11 600,000 6,000 0.228   2015/04/27 0.012   2015/11/13
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.360   0.285   0.285   2,878,000 950,210 819,088 0.405   2016/01/04 0.270   2016/06/28 29,520,000 9,245,970 0.930   2015/06/08 0.290   2015/08/25
25484 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Dec16A HKD -   -   0.126   0 0 324,261 0.154   2016/01/19 0.062   2016/11/18 9,761,094,000 1,136,708,060 0.250   2015/10/27 0.190   2015/08/31
18546 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Jan17A HKD -   -   0.010   0 0 700,192 0.120   2016/01/04 0.011   2016/09/06 3,544,856,000 284,545,296 0.540   2015/06/09 0.089   2015/08/25
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.255   0.175   0.175   4,792,000 1,054,470 391,050 0.260   2016/11/29 0.170   2016/06/28 140,740,000 30,735,632 -   - -   -
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.122   0.095   0.101   45,000,000 4,855,184 4,406,193 0.226   2016/01/08 0.093   2016/11/09 275,224,000 33,381,772 0.710   2015/06/09 0.182   2015/08/25
18694 SGA Societe Generale Acceptance NV-CSOP A50 Eu Put Wt Jan17B HKD 0.063   0.010   0.061   50,174,000 1,556,186 2,449,376 0.295   2016/01/27 0.010   2016/12/12 267,990,000 17,676,776 0.375   2015/08/25 0.082   2015/04/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.051   0.028   0.032   4,610,000 150,150 65,028 0.073   2016/10/06 0.028   2016/12/23 25,280,000 1,082,395 0.310   2015/04/28 0.046   2015/12/15
10365 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 A HKD -   -   0.010   0 0 1,063,873 0.370   2016/02/12 0.010   2016/11/11 233,320,000 29,312,090 0.151   2015/10/23 0.100   2015/12/02
10390 SGA Societe Generale Acceptance NV-N225 Eu Put Wt Dec 2016 D HKD -   -   0.018   0 0 428,960 0.215   2016/06/24 0.010   2016/11/07 78,440,000 8,256,090 -   - -   -
10374 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 B HKD -   -   0.010   0 0 29,398 0.043   2016/05/11 0.012   2016/07/05 12,000,000 209,650 -   - -   -
10389 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Dec 16 C HKD -   -   0.190   0 0 2,092,040 0.243   2016/04/25 0.029   2016/11/09 273,740,000 28,129,170 -   - -   -
10354 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Mar 17 A HKD 0.042   0.024   0.026   4,800,000 183,410 521,265 0.091   2016/04/22 0.011   2016/11/11 171,520,000 4,791,420 0.241   2015/11/30 0.171   2015/09/08
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD 0.021   0.010   0.010   23,060,000 374,260 879,070 0.043   2016/10/24 0.010   2016/12/28 232,500,000 5,655,340 0.202   2015/04/28 0.020   2015/12/16
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.280   0.210   0.218   1,106,000 263,950 1,176,080 0.310   2016/11/11 0.076   2016/02/03 71,646,000 12,049,506 0.175   2015/10/12 0.106   2015/12/11
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.123   0.080   0.086   7,002,000 783,502 804,678 0.145   2016/10/24 0.035   2016/02/03 118,564,000 10,456,684 0.440   2015/04/09 0.054   2015/12/15
17369 Standard Chartered Bank - Dongfeng European Wts Dec 2016 A HKD -   -   0.032   0 0 1,095 0.110   2016/01/04 0.037   2016/08/01 308,000 15,358 0.385   2015/04/09 0.050   2015/08/27
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD -   -   0.300   0 0 30,373 0.375   2016/01/04 0.213   2016/01/28 2,434,000 680,198 0.940   2015/04/17 0.235   2015/08/25
29666 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 A HKD -   -   0.183   0 0 0 -   - -   - 0 0 0.670   2015/06/08 0.188   2015/08/25
22436 Standard Chartered Bank - A50 China Euro Warrants Dec 2016 B HKD -   -   0.010   0 0 667 0.010   2016/08/15 0.010   2016/08/15 400,000 4,000 0.246   2015/06/09 0.010   2015/09/30
18354 Standard Chartered Bank - A50 China Euro Warrants Mar 2017 A HKD 0.026   0.024   0.024   2,000,000 50,400 14,000 0.060   2016/11/28 0.024   2016/12/29 2,600,000 84,000 0.430   2015/07/10 0.091   2015/08/25
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.112   0 0 873 0.141   2016/03/02 0.128   2016/02/29 80,000 10,620 0.580   2015/04/20 0.175   2015/08/25
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD 0.031   0.031   0.030   10,000 310 42,989 0.110   2016/07/18 0.031   2016/12/05 7,120,000 512,570 0.233   2015/06/24 0.055   2015/08/26
26001 Standard Chartered Bank - BYD European Warrants Dec 2016 A HKD -   -   0.018   0 0 392,943 0.108   2016/09/07 0.026   2016/11/10 45,710,000 3,324,685 0.270   2015/06/04 0.035   2015/07/08
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD 0.095   0.095   0.079   235,000 22,325 7,254 0.154   2016/03/29 0.095   2016/12/05 610,000 65,785 0.270   2015/10/19 0.152   2015/09/04
17324 Standard Chartered Bank - Cathay Pac Air Euro Wts Dec 2016 A HKD -   -   0.010   0 0 21,643 0.201   2016/01/13 0.010   2016/11/15 2,960,000 210,860 0.700   2015/05/28 0.295   2015/09/08
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD -   -   0.020   0 0 520 0.049   2016/01/08 0.020   2016/10/11 650,000 23,380 0.325   2015/06/05 0.060   2015/12/08
25750 Standard Chartered Bank - China Cinda Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.138   2015/04/13 0.035   2015/08/21
14364 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 A HKD -   -   0.010   0 0 2,417 0.023   2016/01/13 0.010   2016/09/23 7,670,000 90,860 0.189   2015/05/26 0.023   2015/09/04
14414 Standard Chartered Bank - China Cinda Euro Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.120   2015/05/26 0.029   2015/08/20
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.019   0 0 0 0.028   2016/03/04 0.013   2016/03/08 1,410,000 23,740 0.163   2015/05/26 0.029   2015/08/27
19479 Standard Chartered Bank - China Mobile Eur Put Wt Jan 2017 A HKD 0.187   0.175   0.175   1,000,000 178,600 29,767 0.247   2016/01/07 0.175   2016/12/30 1,095,000 200,575 0.230   2015/08/25 0.134   2015/04/13
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.095   0 0 0 0.120   2016/04/01 0.120   2016/04/01 150,000 18,000 0.700   2015/04/09 0.172   2015/02/11
15756 Standard Chartered Bank - China Unicom Euro Wts Dec 2016 A HKD 0.016   0.010   0.010   4,000 52 14 0.016   2016/12/12 0.010   2016/12/12 1,106,000 17,684 0.290   2015/04/29 0.026   2015/11/11
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD -   -   0.072   0 0 14,967 0.206   2016/01/12 0.084   2016/11/09 1,105,000 133,080 0.470   2015/04/28 0.270   2015/07/08
14281 Standard Chartered Bank - CITIC European Warrants Feb 2017 A HKD 0.041   0.029   0.029   500,000 18,000 86,322 0.205   2016/04/13 0.029   2016/12/30 5,189,000 645,204 0.570   2015/04/16 0.350   2015/03/11
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD -   -   0.335   0 0 22,327 0.420   2016/11/04 0.246   2016/07/06 1,005,000 337,185 0.840   2015/06/25 0.174   2015/01/09
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD -   -   0.012   100,000 1,200 725 0.055   2016/03/23 0.010   2016/11/07 645,000 25,235 0.208   2015/06/23 0.063   2015/12/11
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.023   0.019   0.018   760,000 15,625 9,544 0.049   2016/03/17 0.018   2016/11/11 2,305,000 63,515 0.176   2015/06/12 0.043   2015/12/21
17243 Standard Chartered Bank - CNOOC European Warrants Dec 2016 A HKD 0.020   0.020   0.010   300,000 6,000 8,167 0.056   2016/03/17 0.010   2016/09/29 52,080,000 1,935,110 0.270   2015/04/27 0.023   2015/12/14
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.031   0 0 0 -   - -   - 0 0 0.260   2015/05/26 0.056   2015/10/22
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD 0.048   0.048   0.046   10,000 480 2,342 0.101   2016/10/20 0.030   2016/01/19 40,610,000 2,216,310 0.135   2015/08/13 0.048   2015/09/29
21232 Standard Chartered Bank - COSCO Sh Hold Euro Wt Jan 2017 A HKD -   -   0.010   0 0 0 0.028   2016/03/04 0.015   2016/03/10 520,000 10,820 0.480   2015/04/28 0.070   2015/07/08
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.111   0 0 0 -   - -   - 0 0 1.160   2015/04/15 0.330   2015/07/08
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.380   0 0 0 0.375   2016/03/09 0.375   2016/03/09 40,000 15,000 0.950   2015/05/28 0.335   2015/08/25
18352 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 A HKD -   -   0.015   0 0 155 0.092   2016/01/11 0.031   2016/09/12 580,000 43,130 0.500   2015/04/15 0.089   2015/08/25
26215 Standard Chartered Bank - CSOP A50 ETF Euro Wts Jan 2017 B HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.305   2015/09/07 0.215   2015/09/29
23318 Standard Chartered Bank - Foxconn European Wts Dec 2016 A HKD -   -   0.010   0 0 26,086 0.085   2016/04/05 0.011   2016/11/01 10,216,000 439,342 0.249   2015/06/25 0.065   2015/12/17
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 0 0.011   2016/05/11 0.010   2016/05/11 3,000,000 32,400 0.040   2015/01/08 0.010   2015/12/11
20905 Standard Chartered Bank - Hanergy Solar European Wts Feb17 A HKD -   -   0.315   0 0 0 -   - -   - 0 0 0.490   2015/04/16 0.275   2015/05/13
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD -   -   0.046   0 0 24,668 0.118   2016/01/18 0.085   2016/07/14 1,640,000 153,890 0.960   2015/04/14 0.157   2015/02/05
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD -   -   0.023   0 0 33,622 0.095   2016/01/04 0.014   2016/11/11 16,240,000 787,680 0.870   2015/04/13 0.071   2015/03/16
20909 Standard Chartered Bank - HSHI ETF European Put Wts Jan 17 A HKD -   -   0.450   0 0 0 -   - -   - 0 0 0.475   2015/08/26 0.197   2015/05/26
19857 Standard Chartered Bank - HuanengPower Euro Wts Dec 2016 A HKD -   -   0.032   0 0 0 0.064   2016/01/06 0.040   2016/03/01 80,000 4,400 0.420   2015/05/04 0.085   2015/11/27
17319 Standard Chartered Bank - KECL European Warrants Apr 2017 A HKD -   -   0.020   0 0 0 0.014   2016/02/02 0.014   2016/02/02 120,000 1,680 0.170   2015/04/27 0.015   2015/08/24
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD -   -   0.030   0 0 0 0.084   2016/03/30 0.037   2016/01/20 1,600,000 89,100 0.275   2015/04/13 0.032   2015/08/24
18191 Standard Chartered Bank - KECL European Warrants Dec 2016 A HKD 0.011   0.011   0.010   40,000 440 220 0.041   2016/04/28 0.010   2016/08/15 17,740,000 404,320 0.236   2015/04/14 0.029   2015/09/22
21953 Standard Chartered Bank - KECL European Warrants Mar 2017 A HKD -   -   0.023   0 0 0 -   - -   - 0 0 0.155   2015/05/14 0.011   2015/08/24
24846 Standard Chartered Bank - Lenovo European Wts Dec 2016 A HKD -   -   0.019   0 0 0 0.126   2016/01/11 0.063   2016/04/22 40,000 3,780 0.226   2015/11/19 0.086   2015/09/30
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD -   -   0.047   0 0 81 0.133   2016/01/05 0.067   2016/02/04 790,000 69,260 0.385   2015/04/27 0.104   2015/08/24
15474 Standard Chartered Bank - Sands China Euro Wts Apr 2017 A HKD -   -   0.010   0 0 167 0.010   2016/11/16 0.010   2016/11/16 100,000 1,000 0.042   2015/01/29 0.010   2015/10/08
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD 0.195   0.195   0.195   70,000 13,650 4,282 0.365   2016/01/27 0.166   2016/07/28 510,000 142,610 0.305   2015/08/25 0.086   2015/05/26
17057 Standard Chartered Bank - SHK P European Warrants Feb 2017 A HKD 0.019   0.019   0.019   10,000 190 112,095 0.195   2016/09/23 0.019   2016/12/29 17,880,000 1,366,580 0.350   2015/05/06 0.074   2015/12/08
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD -   -   0.215   0 0 39,660 0.390   2016/09/08 0.117   2016/02/03 4,490,000 804,260 0.520   2015/05/04 0.204   2015/09/02
18464 Standard Chartered Bank - Tencent Hldg Euro Wts Dec 2016 A HKD -   -   0.355   0 0 57,467 0.610   2016/09/21 0.136   2016/01/14 5,390,000 1,215,640 0.440   2015/04/23 0.140   2015/01/02
27902 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 A HKD -   -   0.020   0 0 6,032 0.098   2016/01/07 0.020   2016/06/29 1,740,000 117,330 0.550   2015/04/27 0.112   2015/09/29
21318 Standard Chartered Bank - Tracker Fund Euro Wts Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.305   2015/05/26 0.047   2015/09/24
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.250   0.232   0.229   872,000 210,352 54,259 0.280   2016/10/20 0.088   2016/01/21 4,242,000 811,294 0.570   2015/04/24 0.118   2015/09/04
18730 UBS AG - A50 China European Warrants Apr 2017 A HKD -   -   0.013   0 0 2,100 0.032   2016/01/21 0.017   2016/05/12 2,623,000 64,702 0.350   2015/06/09 0.055   2015/08/24
14870 UBS AG - A50 China European Warrants Apr 2017 B HKD 0.171   0.086   0.086   6,976,600 783,720 N/A 0.171   2016/12/14 0.086   2016/12/30 6,976,600 783,720 -   - -   -
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.335   0 0 3,387 0.320   2016/10/05 0.270   2016/01/11 264,000 77,320 0.760   2015/05/08 0.239   2015/08/25
13277 UBS AG - A50 China European Warrants Dec 2016 A HKD 0.180   0.175   0.178   2,400,000 424,500 78,932 0.207   2016/01/06 0.100   2016/01/26 14,265,000 1,872,740 0.700   2015/04/22 0.138   2015/08/26
25167 UBS AG - A50 China European Warrants Dec 2016 B HKD 0.057   0.011   0.010   8,253,000 296,657 9,605,572 0.130   2016/01/06 0.011   2016/12/15 4,597,793,000 253,024,876 0.203   2015/11/18 0.131   2015/09/01
15351 UBS AG - A50 China European Warrants Dec 2017 A HKD 0.166   0.153   0.156   3,080,000 495,360 N/A 0.166   2016/12/22 0.153   2016/12/29 3,080,000 495,360 -   - -   -
18942 UBS AG - A50 China European Warrants Feb 2017 A HKD -   -   0.012   0 0 0 0.012   2016/05/13 0.012   2016/05/13 3,000 36 0.290   2015/04/30 0.096   2015/07/08
12561 UBS AG - A50 China European Warrants Feb 2017 B HKD -   -   0.040   0 0 N/A 0.290   2016/09/09 0.131   2016/10/27 46,578,200 7,262,645 -   - -   -
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.335   2015/04/28 0.139   2015/07/30
23464 UBS AG - A50 China European Warrants Mar 2017 A HKD 0.044   0.011   0.011   1,436,267,000 46,400,417 12,670,124 0.134   2016/01/04 0.011   2016/12/28 3,650,479,000 169,629,545 0.169   2015/12/23 0.137   2015/12/30
15356 UBS AG - A50 China European Warrants May 2017 A HKD 0.075   0.058   0.059   2,078,400 139,601 N/A 0.075   2016/12/21 0.058   2016/12/29 2,078,400 139,601 -   - -   -
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.153   0.093   0.094   683,820,000 70,231,954 13,519,563 0.157   2016/01/06 0.081   2016/02/03 789,395,000 83,402,101 0.540   2015/05/26 0.117   2015/08/25
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.073   0.057   0.067   298,950,000 19,576,550 N/A 0.250   2016/09/23 0.057   2016/12/20 2,084,900,000 277,196,100 -   - -   -
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.150   0.094   0.110   238,150,000 23,901,050 N/A 0.195   2016/11/10 0.094   2016/12/13 286,650,000 31,761,750 -   - -   -
12420 UBS AG - Agricultural Bank European Warrants Feb 2017 A HKD -   -   0.141   0 0 N/A 0.465   2016/09/22 0.187   2016/11/22 293,183,000 84,352,870 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.153   0.102   0.103   13,016,000 1,666,768 N/A 0.153   2016/12/01 0.102   2016/12/19 38,872,000 5,412,575 -   - -   -
11340 UBS AG - AIA European Put Warrants Jan 2017 A HKD 0.105   0.014   0.016   66,842,000 3,274,382 N/A 0.290   2016/07/08 0.014   2016/12/30 4,206,160,000 487,703,556 -   - -   -
14807 UBS AG - AIA European Put Warrants May 2017 A HKD 0.305   0.211   0.229   356,564,000 83,517,950 N/A 0.305   2016/12/09 0.211   2016/12/05 356,564,000 83,517,950 -   - -   -
13319 UBS AG - AIA European Warrants Apr 2017 A HKD 0.018   0.010   0.010   600,000 7,500 N/A 0.280   2016/10/06 0.010   2016/12/13 2,579,948,000 279,387,332 -   - -   -
13681 UBS AG - AIA European Warrants Jan 2017 B HKD 0.010   0.010   0.010   70,000 700 N/A 0.231   2016/10/11 0.010   2016/12/20 3,695,894,000 362,522,868 -   - -   -
14266 UBS AG - AIA European Warrants Jun 2017 A HKD 0.192   0.056   0.067   2,684,158,000 281,994,756 N/A 0.280   2016/11/16 0.056   2016/12/29 2,685,318,000 282,278,300 -   - -   -
15188 UBS AG - AIA European Warrants Jun 2017 B HKD 0.175   0.112   0.134   1,694,774,000 246,976,214 N/A 0.175   2016/12/16 0.112   2016/12/29 1,694,774,000 246,976,214 -   - -   -
15409 UBS AG - AIA European Warrants Jun 2017 C HKD 0.285   0.250   0.270   1,284,000 336,890 N/A 0.285   2016/12/22 0.250   2016/12/29 1,284,000 336,890 -   - -   -
14083 UBS AG - AIA European Warrants Mar 2017 A HKD 0.082   0.013   0.019   353,970,000 14,314,072 N/A 0.202   2016/11/08 0.013   2016/12/29 3,382,128,000 331,251,448 -   - -   -
17519 UBS AG - BOC HK European Warrants Dec 2016 A HKD 0.035   0.010   0.010   2,085,000 50,635 16,227,223 0.149   2016/09/09 0.010   2016/12/12 1,580,000,000 118,412,235 0.560   2015/05/26 0.143   2015/09/29
25854 UBS AG - BOC HK European Warrants Mar 2017 A HKD 0.350   0.275   0.290   980,000 280,925 7,120,069 0.480   2016/09/09 0.194   2016/05/18 1,119,935,000 276,727,130 -   - -   -
14806 UBS AG - BOCL European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28473 UBS AG - BOCL European Warrants Dec 2016 A HKD 0.280   0.157   0.120   3,503,000 771,127 42,343,341 0.450   2016/09/22 0.096   2016/11/21 1,615,679,000 254,699,863 -   - -   -
26831 UBS AG - BOCL European Warrants Feb 2017 A HKD 0.139   0.122   0.110   800,000 101,050 2,721,603 0.380   2016/09/08 0.061   2016/05/24 4,234,237,000 480,058,435 -   - -   -
15198 UBS AG - BOCL European Warrants Jul 2017 A HKD 0.140   0.127   0.121   1,508,000 200,102 N/A 0.140   2016/12/16 0.127   2016/12/16 1,508,000 200,102 -   - -   -
27643 UBS AG - BOCL European Warrants Mar 2017 A HKD 0.152   0.052   0.076   246,821,000 25,568,341 83,941,033 0.320   2016/09/09 0.052   2016/12/28 2,809,586,000 503,741,739 -   - -   -
14666 UBS AG - BOCL European Warrants Mar 2017 B HKD 0.245   0.087   0.130   248,273,000 33,914,519 N/A 0.245   2016/12/01 0.087   2016/12/28 251,597,000 34,659,536 -   - -   -
12562 UBS AG - BOCL European Warrants May 2017 A HKD 0.093   0.039   0.043   31,994,000 2,437,730 N/A 0.183   2016/09/21 0.039   2016/12/28 526,214,000 41,929,413 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.145   0.074   0.078   978,950,000 81,112,150 13,617,700 0.250   2016/08/30 0.074   2016/12/28 994,400,000 84,227,000 0.270   2015/11/13 0.157   2015/08/24
16045 UBS AG - BYD European Warrants Dec 2016 A HKD -   -   0.010   0 0 687,058 0.087   2016/09/07 0.010   2016/11/28 173,000,000 10,195,700 0.212   2015/06/04 0.031   2015/07/08
16106 UBS AG - BYD European Warrants Dec 2016 B HKD 0.038   0.012   0.010   4,900,000 130,650 3,801,267 0.163   2016/09/07 0.012   2016/12/15 368,100,000 38,213,250 0.260   2015/06/04 0.044   2015/07/08
27774 UBS AG - BYD European Warrants Feb 2017 A HKD 0.167   0.013   0.017   243,185,000 19,648,445 51,257,595 1.120   2016/07/21 0.013   2016/12/28 706,185,000 309,413,170 -   - -   -
12665 UBS AG - BYD European Warrants Feb 2017 B HKD 0.011   0.011   0.011   10,000 110 N/A 0.455   2016/09/07 0.011   2016/12/08 41,525,000 7,880,010 -   - -   -
11636 UBS AG - BYD European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.630   2016/07/25 0.010   2016/11/28 1,349,455,000 309,905,170 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.063   0.029   0.032   1,991,100,000 92,512,550 66,685,408 0.206   2016/03/29 0.029   2016/12/23 6,844,350,000 738,940,650 0.230   2015/12/10 0.228   2015/12/02
12563 UBS AG - CAM CSI300 European Warrants Apr 2017 A HKD 0.049   0.024   0.014   56,628,000 2,724,706 N/A 0.120   2016/08/26 0.024   2016/12/13 302,014,000 15,740,148 -   - -   -
14604 UBS AG - CAM CSI300 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11301 UBS AG - CC Bank European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 N/A 0.134   2016/07/07 0.010   2016/10/20 856,071,000 55,106,791 -   - -   -
14900 UBS AG - CC Bank European Put Warrants Mar 2017 A HKD 0.315   0.128   0.129   256,409,000 42,161,529 N/A 0.315   2016/12/23 0.128   2016/12/30 256,409,000 42,161,529 -   - -   -
13860 UBS AG - CC Bank European Warrants Apr 2017 A HKD 0.185   0.059   0.188   1,615,345,000 218,755,981 N/A 0.260   2016/10/24 0.059   2016/12/23 2,082,115,000 290,754,458 -   - -   -
28477 UBS AG - CC Bank European Warrants Dec 2016 A HKD 0.500   0.147   0.147   959,000 354,968 82,904 0.500   2016/12/09 0.147   2016/12/19 99,643,000 21,919,436 -   - -   -
12559 UBS AG - CC Bank European Warrants Feb 2017 A HKD 0.080   0.013   0.051   163,344,000 12,842,377 N/A 0.265   2016/09/06 0.013   2016/12/23 1,739,563,000 246,249,677 -   - -   -
13395 UBS AG - CC Bank European Warrants Feb 2017 B HKD 0.265   0.038   0.250   135,104,000 23,412,461 N/A 0.540   2016/09/22 0.038   2016/12/23 2,064,647,000 398,864,615 -   - -   -
11629 UBS AG - CC Bank European Warrants Jan 2017 A HKD 0.120   0.010   0.084   142,158,000 9,156,535 N/A 0.405   2016/09/09 0.010   2016/12/28 2,574,572,000 656,869,401 -   - -   -
14664 UBS AG - CC Bank European Warrants May 2017 A HKD 0.395   0.174   0.375   330,825,000 78,615,232 N/A 0.460   2016/11/30 0.174   2016/12/23 331,279,000 78,814,302 -   - -   -
15265 UBS AG - CC Bank European Warrants May 2017 B HKD 0.185   0.093   0.168   4,946,000 653,917 N/A 0.185   2016/12/28 0.093   2016/12/23 4,946,000 653,917 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.022   0 0 13,207 0.083   2016/01/06 0.038   2016/09/15 3,900,000 210,960 0.131   2015/10/28 0.118   2015/11/16
17017 UBS AG - CGS European Warrants Nov 2017 A HKD -   -   0.197   0 0 23,774 0.305   2016/04/14 0.165   2016/02/15 3,795,000 888,785 0.860   2015/05/04 0.181   2015/08/25
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD -   -   0.219   0 0 218,958 0.355   2016/11/14 0.187   2016/01/21 6,925,000 2,034,850 1.000   2015/04/15 0.335   2015/07/08
14142 UBS AG - China Cinda European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.010   2016/06/07 0.010   2016/06/07 30,000 300 0.132   2015/04/09 0.011   2015/09/04
14368 UBS AG - China Cinda European Warrants Dec 2016 B HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.128   2015/04/09 0.012   2015/08/27
14709 UBS AG - China Cinda European Warrants Dec 2016 C HKD -   -   0.013   0 0 0 0.029   2016/01/04 0.014   2016/03/31 3,470,000 76,520 0.116   2015/01/13 0.027   2015/12/17
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 2,367 0.026   2016/01/11 0.015   2016/09/12 2,480,000 46,410 0.174   2015/05/27 0.035   2015/09/29
27369 UBS AG - China EB Int'l European Warrants Mar 2017 A HKD 0.045   0.010   0.018   59,770,000 1,467,400 6,644,032 0.227   2016/04/20 0.010   2016/12/28 733,740,000 82,216,110 -   - -   -
26707 UBS AG - China Life European Warrants Dec 2016 A HKD 0.335   0.108   0.096   6,390,000 1,172,530 197,820,288 0.380   2016/11/28 0.056   2016/11/09 14,722,340,000 1,960,002,680 -   - -   -
27474 UBS AG - China Life European Warrants Dec 2016 B HKD 0.155   0.010   0.010   19,470,000 1,741,460 114,263,047 0.181   2016/04/20 0.010   2016/12/15 22,620,870,000 1,830,079,810 -   - -   -
13119 UBS AG - China Life European Warrants Jan 2017 A HKD 0.780   0.015   0.015   2,160,000 948,959 N/A 1.430   2016/09/22 0.015   2016/12/20 151,892,000 148,180,830 -   - -   -
14713 UBS AG - China Life European Warrants Jan 2018 A HKD 0.161   0.152   0.117   1,700,000 268,510 N/A 0.161   2016/12/14 0.152   2016/12/14 1,700,000 268,510 -   - -   -
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.380   0.239   0.237   2,320,000 688,140 N/A 0.380   2016/12/09 0.174   2016/11/09 483,280,000 150,855,030 -   - -   -
14805 UBS AG - China Life European Warrants Jul 2017 B HKD 0.163   0.117   0.104   15,280,000 2,122,360 N/A 0.163   2016/12/14 0.117   2016/12/16 15,280,000 2,122,360 -   - -   -
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.158   0.052   0.061   6,324,260,000 750,216,170 N/A 0.200   2016/09/29 0.052   2016/12/29 10,820,930,000 1,430,421,410 -   - -   -
14006 UBS AG - China Life European Warrants Mar 2017 A HKD 0.208   0.070   0.081   7,855,690,000 682,483,950 N/A 0.225   2016/11/30 0.069   2016/11/09 13,561,210,000 1,226,083,890 -   - -   -
13215 UBS AG - China Life European Warrants May 2017 A HKD 0.188   0.065   0.086   59,440,000 6,915,850 N/A 0.238   2016/09/22 0.048   2016/11/09 14,638,040,000 2,068,098,810 -   - -   -
14534 UBS AG - China Mobile European Put Warrants Jan 2017 A HKD 0.189   0.185   0.183   20,000 3,740 51,685,580 0.250   2016/01/07 0.068   2016/09/09 3,099,425,000 310,174,800 0.248   2015/07/08 0.112   2015/04/09
12813 UBS AG - China Mobile European Put Warrants Jan 2017 B HKD 0.420   0.212   0.320   5,970,000 1,629,030 N/A 0.420   2016/12/23 0.110   2016/10/11 2,937,630,000 627,225,830 -   - -   -
14898 UBS AG - China Mobile European Put Warrants Jun 2017 A HKD 0.660   0.495   0.570   7,610,000 4,646,450 N/A 0.660   2016/12/19 0.495   2016/12/08 7,610,000 4,646,450 -   - -   -
15518 UBS AG - China Mobile European Put Warrants Jun 2017 C HKD 0.345   0.305   0.305   1,160,000 369,275 N/A 0.345   2016/12/28 0.305   2016/12/30 1,160,000 369,275 -   - -   -
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD -   -   0.147   0 0 N/A 0.155   2016/07/28 0.088   2016/10/11 3,599,350,000 391,509,500 -   - -   -
17461 UBS AG - China Mobile European Warrants Apr 2017 A HKD 0.055   0.032   0.037   17,285,850,000 651,901,800 108,810,058 0.171   2016/07/21 0.032   2016/12/28 52,586,700,000 3,835,697,050 0.275   2015/05/12 0.151   2015/01/06
13928 UBS AG - China Mobile European Warrants Apr 2017 B HKD 0.152   0.066   0.066   24,185,000 2,672,115 N/A 0.420   2016/10/25 0.066   2016/12/30 1,632,010,000 399,379,205 -   - -   -
14003 UBS AG - China Mobile European Warrants Apr 2017 C HKD 0.065   0.031   0.035   16,650,000 780,675 N/A 0.182   2016/11/02 0.031   2016/12/28 25,600,000 1,796,075 -   - -   -
22164 UBS AG - China Mobile European Warrants Dec 2016 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.158   2015/05/15 0.050   2015/09/29
13187 UBS AG - China Mobile European Warrants Feb 2017 A HKD 0.017   0.012   0.012   2,075,000 30,775 N/A 0.335   2016/09/22 0.011   2016/11/22 4,825,985,000 994,659,245 -   - -   -
13641 UBS AG - China Mobile European Warrants Jan 2017 C HKD 0.016   0.010   0.010   3,785,000 45,430 N/A 0.375   2016/10/06 0.010   2016/12/08 2,856,030,000 321,108,230 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD 0.013   0.013   0.010   200,000 2,600 8,918,283 0.054   2016/07/21 0.013   2016/12/01 1,257,050,000 53,674,200 0.260   2015/04/27 0.056   2015/12/23
15187 UBS AG - China Mobile European Warrants Jun 2017 B HKD 0.400   0.320   0.350   61,180,000 20,868,175 N/A 0.400   2016/12/15 0.320   2016/12/28 61,180,000 20,868,175 -   - -   -
15957 UBS AG - China Mobile European Warrants Mar 2017 A HKD 0.027   0.010   0.010   911,610,000 19,617,275 51,371,097 0.116   2016/09/09 0.010   2016/12/30 37,442,770,000 1,708,523,210 0.295   2015/04/27 0.083   2015/12/28
19521 UBS AG - China Mobile European Warrants Mar 2017 B HKD 0.014   0.010   0.010   7,200,000 73,950 100,597,808 0.087   2016/09/09 0.010   2016/12/16 11,076,700,000 604,974,900 0.255   2015/04/28 0.071   2015/12/28
13317 UBS AG - China Mobile European Warrants Mar 2017 C HKD -   -   0.015   0 0 N/A 0.212   2016/09/19 0.183   2016/09/27 2,950,000 571,770 -   - -   -
14265 UBS AG - China Mobile European Warrants May 2017 A HKD 0.335   0.140   0.151   1,716,785,000 376,823,600 N/A 0.365   2016/11/16 0.140   2016/12/22 2,233,120,000 527,745,275 -   - -   -
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.036   0.026   0.027   2,950,000 88,500 69,092 0.108   2016/02/02 0.026   2016/12/28 20,910,550,000 1,994,503,150 0.183   2015/12/10 0.150   2015/12/22
26372 UBS AG - China Overseas European Warrants Dec 2016 A HKD 0.034   0.010   0.010   1,000,000 28,160 194,397 0.500   2016/04/27 0.010   2016/12/06 93,160,000 29,136,380 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD -   -   0.043   0 0 N/A 0.120   2016/11/30 0.118   2016/11/30 240,000 28,560 -   - -   -
13420 UBS AG - China Overseas European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.212   2016/09/23 0.012   2016/11/18 565,340,000 49,497,260 -   - -   -
14226 UBS AG - China Overseas European Warrants May 2017 A HKD 0.089   0.032   0.034   39,100,000 2,497,740 N/A 0.111   2016/11/16 0.032   2016/12/23 206,440,000 18,608,420 -   - -   -
24043 UBS AG - China Shenhua European Warrants Dec 2016 A HKD 0.167   0.167   0.168   50,000 8,350 5,146,002 0.370   2016/11/10 0.063   2016/06/16 619,615,000 72,221,635 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.210   0.105   0.120   9,230,000 1,356,980 N/A 0.325   2016/11/08 0.105   2016/12/23 134,670,000 32,581,990 -   - -   -
14616 UBS AG - China Unicom European Warrants Dec 2016 A HKD 0.089   0.022   0.043   16,620,000 808,320 2,011,983 0.160   2016/03/17 0.017   2016/11/18 2,259,720,000 156,711,000 0.650   2015/04/28 0.099   2015/12/14
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.135   0.082   0.085   416,972,000 47,719,430 22,446,895 0.152   2016/10/11 0.070   2016/07/20 1,362,990,000 136,844,948 -   - -   -
24301 UBS AG - China Unicom European Warrants Feb 2017 A HKD -   -   0.011   0 0 120 0.041   2016/03/30 0.018   2016/08/25 6,960,000 221,640 0.236   2015/08/10 0.063   2015/11/26
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.057   0.030   0.030   25,800,000 1,068,820 3,011,583 0.102   2016/03/30 0.029   2016/07/15 967,060,000 62,242,340 0.159   2015/11/12 0.085   2015/12/23
12669 UBS AG - China Vanke European Warrants Apr 2017 A HKD 0.144   0.017   0.017   338,391,000 25,348,990 N/A 0.215   2016/08/23 0.017   2016/12/30 449,211,000 40,520,211 -   - -   -
15534 UBS AG - China Vanke European Warrants Aug 2017 A HKD 0.208   0.192   0.199   402,000 80,464 N/A 0.208   2016/12/30 0.192   2016/12/29 402,000 80,464 -   - -   -
12111 UBS AG - China Vanke European Warrants Dec 2016 A HKD 0.215   0.014   0.014   35,596,000 3,722,656 N/A 0.260   2016/08/15 0.014   2016/12/12 1,475,780,000 185,917,546 -   - -   -
13465 UBS AG - China Vanke European Warrants Mar 2017 A HKD 0.260   0.031   0.033   827,829,000 43,645,367 N/A 0.275   2016/11/28 0.031   2016/12/29 1,327,059,000 116,625,868 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.089   0.042   0.044   52,014,000 3,738,215 8,411,653 0.196   2016/08/15 0.042   2016/12/23 662,118,000 80,818,375 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD 0.158   0.062   0.068   7,550,000 729,885 N/A 0.206   2016/09/05 0.062   2016/12/23 16,950,000 2,327,060 -   - -   -
11659 UBS AG - CKH European Put Warrants Jan 2017 B HKD 0.032   0.014   0.014   26,360,000 604,950 N/A 0.455   2016/07/25 0.014   2016/12/30 389,170,000 45,142,245 -   - -   -
16082 UBS AG - CKH European Warrants Dec 2016 A HKD 0.320   0.208   0.208   1,950,000 585,840 328,301 0.480   2016/09/09 0.145   2016/07/06 11,370,000 3,173,080 0.720   2015/06/05 0.103   2015/01/09
24004 UBS AG - CKH European Warrants Dec 2016 B HKD -   -   0.010   0 0 24,009 0.063   2016/01/04 0.010   2016/09/14 339,825,000 10,463,760 0.213   2015/07/20 0.058   2015/12/17
12718 UBS AG - CKH European Warrants Feb 2017 A HKD 0.026   0.011   0.010   4,085,000 72,875 N/A 0.485   2016/09/05 0.011   2016/12/09 743,085,000 197,030,530 -   - -   -
11260 UBS AG - CKH European Warrants Jan 2017 A HKD 0.860   0.127   0.155   785,000 162,070 N/A 1.480   2016/09/13 0.127   2016/12/30 30,535,000 21,017,945 -   - -   -
15001 UBS AG - CKH European Warrants Jun 2017 A HKD -   -   0.145   0 0 820,742 0.310   2016/09/12 0.142   2016/07/12 72,350,000 11,935,000 0.223   2015/01/12 0.102   2015/01/02
11632 UBS AG - CKH European Warrants Jun 2017 B HKD 0.010   0.010   0.010   100,000 1,000 123,963 0.076   2016/01/04 0.010   2016/12/08 41,975,000 1,509,445 0.187   2015/09/17 0.075   2015/12/17
11873 UBS AG - CKH European Warrants Mar 2017 A HKD 0.530   0.530   0.425   10,000 5,300 112,517 0.620   2016/08/18 0.340   2016/07/11 1,635,000 849,600 1.170   2015/06/04 0.385   2015/03/09
14894 UBS AG - CKH European Warrants Mar 2017 B HKD 0.138   0.049   0.048   68,330,000 8,772,710 N/A 0.138   2016/12/09 0.049   2016/12/23 68,330,000 8,772,710 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.085   0.048   0.050   7,930,000 472,080 20,801,073 0.160   2016/09/09 0.048   2016/12/30 3,887,405,000 274,512,135 -   - -   -
11277 UBS AG - CKI Holdings European Warrants Jan 2017 A HKD -   -   0.018   0 0 N/A 0.590   2016/08/01 0.052   2016/11/15 147,600,000 58,100,610 -   - -   -
15066 UBS AG - CKP European Warrants Apr 2017 A HKD 0.182   0.050   0.059   13,635,000 1,764,450 N/A 0.182   2016/12/14 0.050   2016/12/29 13,635,000 1,764,450 -   - -   -
26374 UBS AG - CKP European Warrants Dec 2016 A HKD 1.150   1.030   0.800   420,000 438,400 231,775 1.670   2016/10/03 0.530   2016/03/01 19,490,000 11,381,200 -   - -   -
22961 UBS AG - CKP European Warrants Dec 2017 A HKD -   -   0.013   0 0 85,850 0.058   2016/09/09 0.024   2016/05/20 19,500,000 828,850 0.172   2015/06/19 0.066   2015/11/18
11781 UBS AG - CKP European Warrants Feb 2017 A HKD 0.033   0.012   0.017   9,720,000 198,270 N/A 0.470   2016/08/10 0.012   2016/12/07 1,355,290,000 254,789,045 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD 0.220   0.180   0.215   261,740,000 54,546,180 N/A 0.270   2016/11/11 0.180   2016/12/14 492,360,000 109,682,730 -   - -   -
15191 UBS AG - CNOOC European Warrants Apr 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.345   0 0 0 0.420   2016/04/25 0.168   2016/01/22 764,470,000 191,110,280 -   - -   -
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.270   0.196   0.202   6,080,000 1,306,460 1,101,495 0.305   2016/04/21 0.082   2016/01/19 2,086,420,000 285,852,010 0.255   2015/10/07 0.131   2015/12/14
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD 0.074   0.038   0.041   623,880,000 35,662,850 124,098,133 0.139   2016/06/08 0.035   2016/11/09 14,324,660,000 909,506,390 -   - -   -
13040 UBS AG - CNOOC European Warrants Mar 2017 A HKD 0.310   0.102   0.113   52,042,000 11,558,548 N/A 0.660   2016/10/11 0.102   2016/12/29 887,515,000 298,478,589 -   - -   -
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.153   0.096   0.101   2,144,430,000 262,958,410 N/A 0.165   2016/11/10 0.096   2016/12/29 2,764,790,000 338,042,040 -   - -   -
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.550   0 0 0 -   - -   - 0 0 0.720   2015/10/07 0.680   2015/10/09
23467 UBS AG - CSOP A50 ETF European Warrants Dec 2016 A HKD -   -   0.010   0 0 8,958,486 0.129   2016/01/04 0.011   2016/10/18 19,542,952,000 1,099,843,428 0.142   2015/12/10 0.134   2015/12/10
28621 UBS AG - CSOP A50 ETF European Warrants Dec 2016 B HKD -   -   0.018   0 0 9,159,708 0.218   2016/08/16 0.055   2016/09/23 290,560,200 54,958,246 -   - -   -
18729 UBS AG - CSOP A50 ETF European Warrants Jan 2017 A HKD -   -   0.010   0 0 0 0.050   2016/01/11 0.010   2016/05/27 18,718,000 734,166 0.370   2015/06/08 0.050   2015/08/25
13534 UBS AG - CSOP A50 ETF European Warrants Jan 2017 B HKD 0.089   0.010   0.010   42,463,800 2,452,181 N/A 0.155   2016/09/30 0.010   2016/12/21 522,441,200 50,229,581 -   - -   -
14869 UBS AG - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.132   0.127   0.094   1,284,800 165,714 N/A 0.132   2016/12/15 0.127   2016/12/16 1,284,800 165,714 -   - -   -
14267 UBS AG - CSOP A50 ETF European Warrants May 2017 A HKD 0.465   0.145   0.145   299,502,200 101,988,125 N/A 0.480   2016/11/30 0.145   2016/12/30 356,171,200 126,877,181 -   - -   -
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.129   0 0 0 0.236   2016/01/26 0.154   2016/02/12 2,267,786,000 423,144,302 0.660   2015/06/30 0.650   2015/06/30
15194 UBS AG - CSOP A50 ETF European Warrants Sep 2018 B HKD 0.126   0.108   0.109   3,944,000 459,768 N/A 0.126   2016/12/15 0.108   2016/12/29 3,944,000 459,768 -   - -   -
13710 UBS AG - Evergrande European Warrants Apr 2017 A HKD 0.255   0.201   0.105   500,000 103,450 N/A 0.435   2016/10/12 0.201   2016/12/12 3,152,000 1,067,040 -   - -   -
22080 UBS AG - Evergrande European Warrants Dec 2016 A HKD -   -   0.010   0 0 330 0.131   2016/01/04 0.022   2016/07/27 246,500,000 26,627,280 0.189   2015/05/27 0.046   2015/07/08
11860 UBS AG - Evergrande European Warrants Feb 2017 A HKD 0.082   0.018   0.033   6,252,000 295,699 N/A 0.980   2016/08/10 0.018   2016/12/19 271,999,000 90,170,632 -   - -   -
15151 UBS AG - Evergrande European Warrants Jul 2017 A HKD 0.265   0.130   0.135   43,074,000 7,951,267 N/A 0.265   2016/12/14 0.130   2016/12/23 43,074,000 7,951,267 -   - -   -
17623 UBS AG - Fosun Intl European Warrants Dec 2016 A HKD 0.201   0.126   0.123   11,940,000 2,018,545 4,060,691 0.370   2016/01/04 0.091   2016/06/24 232,675,000 37,243,770 1.150   2015/06/01 0.310   2015/01/19
11036 UBS AG - Fosun Intl European Warrants Feb 2017 A HKD 0.098   0.032   0.037   18,590,000 1,032,465 19,639,551 0.209   2016/09/09 0.032   2016/12/29 941,575,000 118,771,550 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.195   0.141   0.145   77,460,000 14,308,270 N/A 0.295   2016/09/22 0.141   2016/12/29 425,600,000 102,542,170 -   - -   -
11486 UBS AG - Galaxy Ent European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.198   2016/07/15 0.011   2016/10/27 6,135,020,000 447,550,620 -   - -   -
13314 UBS AG - Galaxy Ent European Put Warrants Mar 2017 B HKD 0.072   0.031   0.049   712,520,000 31,532,990 N/A 0.330   2016/09/27 0.031   2016/12/01 2,081,300,000 258,534,190 -   - -   -
14721 UBS AG - Galaxy Ent European Put Warrants May 2017 B HKD 0.520   0.310   0.470   12,520,000 5,320,950 N/A 0.520   2016/12/28 0.310   2016/12/01 12,520,000 5,320,950 -   - -   -
15533 UBS AG - Galaxy Ent European Put Warrants May 2017 D HKD 0.161   0.156   0.162   970,000 154,410 N/A 0.161   2016/12/30 0.156   2016/12/30 970,000 154,410 -   - -   -
13313 UBS AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.600   0.198   0.243   116,910,000 31,045,840 N/A 0.600   2016/12/01 0.152   2016/10/24 1,273,460,000 281,665,550 -   - -   -
11859 UBS AG - Galaxy Ent European Warrants Dec 2016 A HKD 0.800   0.260   0.275   9,600,000 4,593,750 N/A 0.800   2016/12/01 0.041   2016/08/31 2,477,880,000 300,513,020 -   - -   -
11734 UBS AG - Galaxy Ent European Warrants Jan 2017 B HKD 0.900   0.770   0.680   20,000 16,700 N/A 0.900   2016/12/09 0.176   2016/09/01 369,660,000 83,520,320 -   - -   -
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.435   0.121   0.147   429,450,000 86,775,840 N/A 0.435   2016/12/01 0.121   2016/12/28 769,180,000 172,780,830 -   - -   -
12981 UBS AG - Galaxy Ent European Warrants Mar 2017 A HKD 0.950   0.530   0.500   5,950,000 4,312,900 N/A 0.950   2016/12/01 0.250   2016/09/08 662,520,000 211,282,200 -   - -   -
14720 UBS AG - Galaxy Ent European Warrants May 2017 A HKD 0.305   0.064   0.076   715,100,000 113,076,130 N/A 0.305   2016/12/01 0.064   2016/12/29 715,100,000 113,076,130 -   - -   -
15348 UBS AG - Galaxy Ent European Warrants May 2017 C HKD 0.199   0.154   0.189   96,300,000 15,516,360 N/A 0.199   2016/12/30 0.154   2016/12/29 96,300,000 15,516,360 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.630   0.310   0.530   142,555,000 63,357,850 N/A 0.630   2016/12/23 0.310   2016/12/08 530,340,000 245,269,100 -   - -   -
13958 UBS AG - Geely Auto European Warrants Apr 2017 A HKD 0.385   0.073   0.098   262,815,000 51,507,320 N/A 0.900   2016/10/26 0.073   2016/12/28 919,220,000 287,552,910 -   - -   -
14607 UBS AG - Geely Auto European Warrants Apr 2017 B HKD 0.730   0.218   0.295   355,930,000 154,823,765 N/A 0.740   2016/11/28 0.218   2016/12/28 440,550,000 208,976,315 -   - -   -
12753 UBS AG - Geely Auto European Warrants Feb 2017 A HKD 1.710   0.640   0.760   12,145,000 11,771,800 N/A 2.370   2016/10/25 0.445   2016/08/25 162,475,000 127,077,825 -   - -   -
11733 UBS AG - Geely Auto European Warrants Jan 2017 A HKD 2.580   1.250   1.500   1,705,000 3,693,850 N/A 3.210   2016/10/25 0.540   2016/08/18 250,145,000 197,104,450 -   - -   -
15414 UBS AG - Geely Auto European Warrants Jul 2018 A HKD 0.205   0.184   0.194   3,720,000 713,910 N/A 0.205   2016/12/22 0.184   2016/12/28 3,720,000 713,910 -   - -   -
13214 UBS AG - Geely Auto European Warrants Mar 2017 A HKD 0.690   0.177   0.218   76,745,000 33,341,600 N/A 1.200   2016/10/25 0.177   2016/12/28 848,630,000 416,887,845 -   - -   -
15655 UBS AG - Geely Auto European Warrants Mar 2017 B HKD 0.730   0.670   0.680   170,000 116,000 N/A 0.730   2016/12/29 0.670   2016/12/30 170,000 116,000 -   - -   -
26847 UBS AG - Greatwall Motor European Warrants Feb 2017 A HKD 0.040   0.019   0.019   22,400,000 834,090 8,156,980 0.270   2016/07/29 0.019   2016/12/29 462,935,000 60,723,650 -   - -   -
14899 UBS AG - Haitong Sec European Warrants Aug 2017 A HKD 0.128   0.067   0.072   13,896,000 1,396,920 N/A 0.128   2016/12/08 0.067   2016/12/23 13,896,000 1,396,920 -   - -   -
28622 UBS AG - Haitong Sec European Warrants Jan 2017 A HKD 0.067   0.013   0.012   12,152,000 672,300 10,162,213 0.182   2016/08/15 0.013   2016/12/21 650,452,000 78,776,580 -   - -   -
27540 UBS AG - HKEX European Put Warrants Dec 2016 D HKD -   -   0.010   0 0 187,388,295 0.198   2016/05/24 0.010   2016/11/15 17,383,910,000 1,856,414,710 -   - -   -
13185 UBS AG - HKEX European Put Warrants Feb 2017 B HKD 0.238   0.096   0.205   410,780,000 53,875,230 N/A 0.238   2016/12/28 0.088   2016/11/28 4,300,950,000 560,559,680 -   - -   -
15524 UBS AG - HKEX European Put Warrants Sep 2017 B HKD 0.159   0.140   0.140   3,150,000 463,420 N/A 0.159   2016/12/28 0.140   2016/12/30 3,150,000 463,420 -   - -   -
15389 UBS AG - HKEX European Warrants Apr 2017 A HKD 0.105   0.085   0.101   1,254,148,000 116,894,721 N/A 0.105   2016/12/22 0.085   2016/12/28 1,254,148,000 116,894,721 -   - -   -
23165 UBS AG - HKEX European Warrants Dec 2016 A HKD -   -   0.015   0 0 7,498,622 0.092   2016/04/26 0.015   2016/10/25 1,159,730,000 46,574,760 0.205   2015/12/03 0.141   2015/12/10
25980 UBS AG - HKEX European Warrants Dec 2016 B HKD 0.204   0.192   0.169   600,000 118,800 67,260 0.360   2016/09/30 0.187   2016/06/16 111,400,000 24,165,860 -   - -   -
26895 UBS AG - HKEX European Warrants Dec 2016 C HKD 0.156   0.074   0.075   10,660,000 1,219,690 315,506,235 0.260   2016/09/09 0.074   2016/12/05 54,295,310,000 6,831,278,810 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD 0.013   0.010   0.010   810,000 8,950 48,103 0.134   2016/01/04 0.010   2016/12/09 10,990,000 580,810 0.790   2015/04/15 0.146   2015/12/31
27187 UBS AG - HKEX European Warrants Feb 2017 A HKD 0.112   0.012   0.018   24,532,330,000 1,040,718,230 1,012,187,668 0.242   2016/04/25 0.012   2016/12/28 92,755,300,000 9,484,388,950 -   - -   -
15150 UBS AG - HKEX European Warrants Jul 2017 A HKD 0.137   0.080   0.091   9,992,980,000 979,893,120 N/A 0.137   2016/12/14 0.080   2016/12/28 9,992,980,000 979,893,120 -   - -   -
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD 0.023   0.010   0.010   2,480,000 36,110 60,517 0.093   2016/01/06 0.010   2016/12/12 23,720,000 1,050,870 0.880   2015/04/14 0.107   2015/12/14
14564 UBS AG - HKEX European Warrants Jun 2017 B HKD 0.156   0.039   0.047   12,931,890,000 1,441,831,230 N/A 0.173   2016/11/28 0.039   2016/12/28 15,966,400,000 1,916,374,640 -   - -   -
13121 UBS AG - HKEX European Warrants Mar 2017 A HKD 0.280   0.025   0.029   340,669,000 78,420,633 N/A 0.980   2016/09/20 0.025   2016/12/29 3,729,596,000 1,203,141,333 -   - -   -
13184 UBS AG - HKEX European Warrants Mar 2017 B HKD -   -   0.031   0 0 N/A 0.520   2016/09/13 0.435   2016/09/13 180,000 87,625 -   - -   -
13463 UBS AG - HKEX European Warrants Mar 2017 C HKD 0.059   0.010   0.010   140,470,000 3,413,600 N/A 0.161   2016/09/29 0.010   2016/12/21 36,474,160,000 3,888,382,650 -   - -   -
23591 UBS AG - HKEX European Warrants May 2017 A HKD 0.050   0.011   0.012   40,610,000 1,022,590 331,445,820 0.150   2016/04/25 0.011   2016/12/28 22,754,940,000 1,994,438,850 0.216   2015/12/10 0.185   2015/12/22
14800 UBS AG - HKEX European Warrants Sep 2017 A HKD 0.145   0.080   0.084   6,000,000 643,830 N/A 0.145   2016/12/05 0.080   2016/12/29 6,000,000 643,830 -   - -   -
28972 UBS AG - HS H-SHARE European Warrants Dec 2016 A HKD -   -   0.194   0 0 525,570 1.020   2016/08/18 0.405   2016/06/15 6,012,000 4,065,780 -   - -   -
11085 UBS AG - HSBC European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 98,107,590 0.240   2016/06/24 0.010   2016/08/31 8,161,600,000 833,429,192 -   - -   -
12980 UBS AG - HSBC European Put Warrants Feb 2017 A HKD 0.010   0.010   0.010   52,000 520 N/A 0.140   2016/09/14 0.010   2016/12/02 5,314,412,000 449,895,468 -   - -   -
12353 UBS AG - HSBC European Put Warrants Jan 2017 B HKD -   -   0.010   168,000 2,520 N/A 0.154   2016/08/16 0.010   2016/11/30 7,120,216,000 515,097,712 -   - -   -
15517 UBS AG - HSBC European Put Warrants Jul 2017 A HKD 0.255   0.221   0.222   416,000 94,176 N/A 0.255   2016/12/29 0.221   2016/12/30 416,000 94,176 -   - -   -
13945 UBS AG - HSBC European Put Warrants Mar 2017 C HKD 0.057   0.020   0.031   428,176,000 21,118,040 N/A 0.164   2016/11/02 0.020   2016/12/08 4,194,412,000 310,695,488 -   - -   -
14447 UBS AG - HSBC European Put Warrants Mar 2017 D HKD 0.094   0.030   0.073   6,344,052,000 361,947,064 N/A 0.160   2016/11/23 0.030   2016/12/08 6,344,772,000 362,058,456 -   - -   -
15146 UBS AG - HSBC European Put Warrants May 2017 B HKD 0.315   0.239   0.270   127,752,000 34,892,188 N/A 0.315   2016/12/28 0.239   2016/12/19 127,752,000 34,892,188 -   - -   -
13676 UBS AG - HSBC European Warrants Apr 2017 A HKD 0.405   0.135   0.181   47,116,000 10,066,244 N/A 1.080   2016/11/29 0.085   2016/11/09 12,526,488,000 1,747,874,340 -   - -   -
14567 UBS AG - HSBC European Warrants Apr 2017 B HKD 0.390   0.154   0.187   3,696,320,000 666,620,004 N/A 0.390   2016/12/08 0.154   2016/12/05 6,248,084,000 1,123,508,284 -   - -   -
12305 UBS AG - HSBC European Warrants Jan 2017 A HKD 0.720   0.215   0.290   27,612,000 11,797,984 N/A 0.720   2016/12/08 0.123   2016/11/09 3,841,072,000 718,725,388 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD 0.420   0.151   0.218   35,056,000 8,876,872 N/A 0.420   2016/12/08 0.089   2016/11/09 9,196,952,000 1,727,978,212 -   - -   -
15144 UBS AG - HSBC European Warrants Jun 2017 B HKD 0.146   0.110   0.116   4,688,000 600,968 N/A 0.146   2016/12/21 0.110   2016/12/28 4,688,000 600,968 -   - -   -
13120 UBS AG - HSBC European Warrants Mar 2017 A HKD 0.236   0.068   0.088   359,508,000 48,022,056 N/A 0.236   2016/12/08 0.049   2016/11/09 14,558,832,000 1,413,409,964 -   - -   -
13680 UBS AG - HSBC European Warrants Mar 2017 B HKD -   -   0.430   0 0 N/A 0.380   2016/10/11 0.219   2016/11/09 2,788,000 885,804 -   - -   -
14448 UBS AG - HSBC European Warrants May 2017 A HKD 0.290   0.110   0.131   7,279,288,000 1,416,725,664 N/A 0.290   2016/12/08 0.110   2016/12/20 7,282,296,000 1,417,496,724 -   - -   -
14871 UBS AG - HSCEI European Put Warrants Aug 2017 A HKD 0.198   0.197   0.197   20,000 3,950 N/A 0.198   2016/12/15 0.197   2016/12/15 20,000 3,950 -   - -   -
23960 UBS AG - HSCEI European Put Warrants Dec 2016 A HKD -   -   0.011   0 0 59,156,192 0.270   2016/02/12 0.011   2016/11/21 17,300,390,000 2,428,903,370 0.176   2015/12/15 0.118   2015/12/24
25493 UBS AG - HSCEI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 137,377,982 0.285   2016/02/11 0.013   2016/11/11 19,027,950,000 2,184,301,600 -   - -   -
11628 UBS AG - HSCEI European Put Warrants Dec 2016 E HKD 0.011   0.011   0.011   200,000 2,200 N/A 0.166   2016/07/22 0.011   2016/12/05 3,597,060,000 234,282,420 -   - -   -
13218 UBS AG - HSCEI European Put Warrants Mar 2017 A HKD 0.201   0.130   0.155   52,780,000 8,476,260 N/A 0.220   2016/09/20 0.130   2016/12/08 65,680,000 10,571,530 -   - -   -
15388 UBS AG - HSCEI European Warrants Apr 2017 A HKD 0.118   0.117   0.116   20,000 2,350 N/A 0.118   2016/12/30 0.117   2016/12/30 20,000 2,350 -   - -   -
25757 UBS AG - HSCEI European Warrants Dec 2016 C HKD 0.285   0.260   0.265   200,000 54,500 470,900 0.455   2016/09/09 0.150   2016/05/24 909,060,000 210,030,970 -   - -   -
25797 UBS AG - HSCEI European Warrants Dec 2016 D HKD 0.185   0.185   0.081   50,000 9,250 23,962,915 0.237   2016/01/26 0.064   2016/05/24 10,509,740,000 1,182,371,960 -   - -   -
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD 0.144   0.054   0.072   198,280,000 22,864,090 41,218,402 0.233   2016/09/22 0.054   2016/12/23 1,789,020,000 285,606,850 -   - -   -
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.145   0.058   0.075   193,280,000 17,176,040 N/A 0.255   2016/09/07 0.058   2016/12/23 1,719,120,000 276,115,970 -   - -   -
13396 UBS AG - HSI European Put Warrants Apr 2017 A HKD 0.168   0.085   0.127   10,582,630,000 1,046,295,730 N/A 0.187   2016/11/09 0.085   2016/12/08 50,862,950,000 6,324,815,770 -   - -   -
13943 UBS AG - HSI European Put Warrants Apr 2017 D HKD 0.206   0.108   0.154   7,497,840,000 943,248,960 N/A 0.214   2016/11/14 0.108   2016/12/08 22,336,970,000 3,369,050,530 -   - -   -
25486 UBS AG - HSI European Put Warrants Dec 2016 B HKD -   -   0.010   0 0 159,222,933 0.305   2016/01/21 0.010   2016/11/09 34,896,700,000 4,071,710,650 -   - -   -
28801 UBS AG - HSI European Put Warrants Dec 2016 E HKD -   -   0.014   0 0 37,943 0.174   2016/06/27 0.084   2016/07/29 5,770,000 834,860 -   - -   -
11209 UBS AG - HSI European Put Warrants Dec 2016 G HKD -   -   0.010   0 0 106,026,160 0.120   2016/07/11 0.010   2016/11/11 7,110,730,000 636,156,960 -   - -   -
11797 UBS AG - HSI European Put Warrants Feb 2017 A HKD 0.129   0.040   0.092   97,550,000 8,395,210 N/A 0.179   2016/08/15 0.040   2016/12/08 29,570,470,000 3,090,587,960 -   - -   -
12365 UBS AG - HSI European Put Warrants Feb 2017 B HKD 0.172   0.068   0.128   31,040,000 3,451,140 N/A 0.222   2016/08/17 0.068   2016/12/08 26,698,020,000 3,023,572,470 -   - -   -
11278 UBS AG - HSI European Put Warrants Jan 2017 B HKD -   -   0.013   0 0 N/A 0.127   2016/07/29 0.030   2016/10/07 1,520,000 143,560 -   - -   -
11625 UBS AG - HSI European Put Warrants Jan 2017 D HKD 0.067   0.017   0.036   259,740,000 10,683,570 N/A 0.180   2016/07/22 0.017   2016/12/12 40,642,840,000 4,161,348,220 -   - -   -
11784 UBS AG - HSI European Put Warrants Jan 2017 E HKD 0.021   0.010   0.010   19,060,000 281,570 N/A 0.147   2016/07/28 0.010   2016/12/30 29,600,760,000 3,016,385,070 -   - -   -
13118 UBS AG - HSI European Put Warrants Mar 2017 D HKD 0.188   0.185   0.171   400,000 74,600 N/A 0.204   2016/09/28 0.121   2016/10/25 10,340,570,000 1,468,930,370 -   - -   -
13318 UBS AG - HSI European Put Warrants Mar 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14263 UBS AG - HSI European Put Warrants May 2017 C HKD 0.187   0.135   0.136   7,121,910,000 1,183,553,300 N/A 0.219   2016/11/18 0.135   2016/12/30 7,121,930,000 1,183,557,680 -   - -   -
13468 UBS AG - HSI European Warrants Apr 2017 B HKD -   -   0.014   0 0 N/A 0.165   2016/09/29 0.077   2016/10/17 556,280,000 73,672,000 -   - -   -
13903 UBS AG - HSI European Warrants Apr 2017 C HKD 0.166   0.056   0.078   14,575,310,000 1,039,663,100 N/A 0.241   2016/11/01 0.056   2016/12/28 23,571,980,000 2,301,370,620 -   - -   -
25485 UBS AG - HSI European Warrants Dec 2016 A HKD 0.148   0.010   0.012   30,420,000 2,215,000 6,894,773 0.325   2016/09/09 0.010   2016/12/21 43,277,300,000 4,522,963,670 -   - -   -
25985 UBS AG - HSI European Warrants Dec 2016 C HKD -   -   0.355   0 0 0 0.275   2016/02/03 0.270   2016/02/03 20,000 5,450 -   - -   -
25988 UBS AG - HSI European Warrants Dec 2016 D HKD -   -   0.495   0 0 11,700 0.600   2016/08/25 0.345   2016/02/03 400,000 172,500 -   - -   -
11183 UBS AG - HSI European Warrants Dec 2016 F HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
13682 UBS AG - HSI European Warrants Feb 2017 C HKD 0.078   0.010   0.016   75,600,000 3,082,450 N/A 0.206   2016/10/12 0.010   2016/12/28 11,335,650,000 1,050,870,390 -   - -   -
11184 UBS AG - HSI European Warrants Jan 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
11623 UBS AG - HSI European Warrants Jan 2017 C HKD 0.099   0.010   0.010   285,560,000 11,302,840 N/A 0.310   2016/09/09 0.010   2016/12/30 33,010,480,000 4,427,894,390 -   - -   -
15267 UBS AG - HSI European Warrants Jul 2017 A HKD 0.134   0.133   0.134   20,000 2,670 N/A 0.134   2016/12/19 0.133   2016/12/19 20,000 2,670 -   - -   -
14237 UBS AG - HSI European Warrants Jun 2017 A HKD 0.148   0.040   0.053   16,247,600,000 1,547,926,930 N/A 0.153   2016/11/23 0.040   2016/12/23 24,173,200,000 2,659,985,150 -   - -   -
15386 UBS AG - HSI European Warrants Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29098 UBS AG - HSI European Warrants Mar 2017 A HKD 0.191   0.065   0.092   8,390,230,000 704,637,130 1,095,367,753 0.320   2016/09/22 0.065   2016/12/28 43,012,090,000 6,572,206,520 -   - -   -
11185 UBS AG - HSI European Warrants Mar 2017 B HKD 0.219   0.107   0.134   1,160,000 186,510 43,768 0.580   2016/09/09 0.107   2016/12/23 1,460,000 262,610 -   - -   -
12354 UBS AG - HSI European Warrants Mar 2017 C HKD 0.070   0.012   0.019   173,010,000 6,381,060 N/A 0.246   2016/09/09 0.012   2016/12/23 40,528,210,000 5,767,641,150 -   - -   -
13126 UBS AG - HSI European Warrants Mar 2017 E HKD 0.042   0.010   0.010   191,400,000 4,558,780 N/A 0.242   2016/09/13 0.010   2016/12/28 39,471,830,000 4,913,484,850 -   - -   -
15387 UBS AG - HSI European Warrants Mar 2017 G HKD 0.320   0.315   0.315   20,000 6,350 N/A 0.320   2016/12/30 0.315   2016/12/30 20,000 6,350 -   - -   -
13189 UBS AG - HSI European Warrants May 2017 A HKD 0.046   0.013   0.020   18,730,000 469,300 N/A 0.243   2016/09/22 0.013   2016/12/23 23,547,700,000 2,295,095,590 -   - -   -
14236 UBS AG - HSI European Warrants May 2017 B HKD 0.110   0.022   0.030   24,388,420,000 1,704,394,040 N/A 0.126   2016/11/23 0.022   2016/12/28 24,404,190,000 1,706,069,050 -   - -   -
11576 UBS AG - ICBC European Put Warrants Jan 2017 A HKD -   -   0.015   0 0 N/A 0.226   2016/07/20 0.018   2016/11/10 329,392,000 28,858,700 -   - -   -
15196 UBS AG - ICBC European Warrants Apr 2017 A HKD 0.120   0.086   0.119   155,759,000 16,014,659 N/A 0.120   2016/12/30 0.086   2016/12/28 155,759,000 16,014,659 -   - -   -
11824 UBS AG - ICBC European Warrants Feb 2017 A HKD 0.158   0.031   0.054   64,765,000 7,923,132 N/A 0.400   2016/09/22 0.031   2016/12/23 1,464,862,000 452,970,471 -   - -   -
15420 UBS AG - ICBC European Warrants Jun 2017 A HKD 0.330   0.300   0.315   450,000 140,150 N/A 0.330   2016/12/30 0.300   2016/12/29 450,000 140,150 -   - -   -
12560 UBS AG - ICBC European Warrants Mar 2017 A HKD 0.073   0.019   0.019   34,488,000 2,045,264 N/A 0.325   2016/09/09 0.019   2016/12/30 1,333,022,000 235,386,262 -   - -   -
13039 UBS AG - ICBC European Warrants May 2017 A HKD 0.038   0.038   0.054   100,000 3,800 N/A 0.265   2016/09/21 0.038   2016/12/28 880,000 202,975 -   - -   -
15065 UBS AG - Jiangxi Copper European Warrants Dec 2017 A HKD 0.270   0.176   0.176   740,000 176,500 N/A 0.270   2016/12/14 0.176   2016/12/30 740,000 176,500 -   - -   -
19690 UBS AG - Jiangxi Copper European Warrants Feb 2017 A HKD 0.128   0.023   0.023   143,790,000 7,791,290 2,286,970 0.189   2016/03/18 0.023   2016/12/30 470,250,000 38,629,520 0.270   2015/11/05 0.198   2015/11/18
17418 UBS AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 173 0.026   2016/01/05 0.010   2016/01/21 8,520,000 132,820 0.160   2015/04/27 0.017   2015/09/29
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.030   0.024   0.024   11,500,000 310,800 1,651,747 0.128   2016/01/04 0.024   2016/12/20 275,180,000 18,518,960 0.230   2015/05/29 0.043   2015/08/24
18066 UBS AG - KECL European Warrants Dec 2016 A HKD -   -   0.010   0 0 5,660 0.061   2016/04/13 0.020   2016/01/26 224,760,000 7,695,320 0.249   2015/04/13 0.027   2015/08/25
21850 UBS AG - KECL European Warrants Mar 2017 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 0.159   2015/05/05 0.031   2015/12/10
27368 UBS AG - Kingsoft European Warrants Dec 2016 A HKD 0.010   0.010   0.010   40,000 400 13,340,038 0.380   2016/04/19 0.010   2016/12/13 1,225,780,000 90,938,270 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD 0.073   0.032   0.034   16,410,000 817,900 N/A 0.236   2016/10/11 0.032   2016/12/20 482,580,000 70,581,290 -   - -   -
12835 UBS AG - Kingsoft European Warrants Mar 2017 A HKD 0.165   0.077   0.086   40,760,000 4,955,890 N/A 0.415   2016/09/22 0.077   2016/12/28 203,680,000 41,855,390 -   - -   -
13902 UBS AG - Kingsoft European Warrants Mar 2017 B HKD 0.081   0.025   0.028   96,210,000 5,420,730 N/A 0.156   2016/10/26 0.025   2016/12/22 287,750,000 28,964,220 -   - -   -
28968 UBS AG - Lenovo European Put Warrants Dec 2016 E HKD -   -   0.010   0 0 37,414,419 0.495   2016/06/24 0.015   2016/11/16 1,968,178,000 317,941,566 -   - -   -
14565 UBS AG - Lenovo European Warrants Apr 2017 A HKD 0.181   0.067   0.062   641,944,000 67,578,112 N/A 0.181   2016/12/01 0.067   2016/12/16 642,904,000 67,734,592 -   - -   -
14172 UBS AG - Lenovo European Warrants Dec 2016 A HKD 0.010   0.010   0.010   20,000 200 76,330 0.150   2016/01/04 0.010   2016/12/01 2,385,460,000 138,100,160 0.590   2015/06/05 0.083   2015/09/29
23099 UBS AG - Lenovo European Warrants Dec 2016 B HKD -   -   0.018   0 0 0 0.109   2016/01/04 0.025   2016/05/03 2,079,040,000 148,786,840 0.159   2015/12/07 0.114   2015/12/14
28199 UBS AG - Lenovo European Warrants Dec 2016 C HKD -   -   0.010   0 0 23,669,967 0.345   2016/05/23 0.012   2016/10/31 2,577,974,000 454,774,324 -   - -   -
28813 UBS AG - Lenovo European Warrants Dec 2016 D HKD -   -   0.017   0 0 62,213,207 0.700   2016/07/21 0.014   2016/11/24 1,258,398,000 485,635,200 -   - -   -
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD -   -   0.019   0 0 374,547 0.184   2016/02/02 0.015   2016/11/07 7,949,920,000 445,988,140 0.223   2015/10/05 0.149   2015/10/27
13751 UBS AG - Lenovo European Warrants Feb 2017 A HKD 0.044   0.013   0.014   17,364,000 563,992 N/A 0.123   2016/11/01 0.013   2016/12/30 84,106,000 6,618,600 -   - -   -
11740 UBS AG - Lenovo European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.350   2016/08/09 0.012   2016/11/08 1,565,506,000 137,954,446 -   - -   -
15666 UBS AG - Lenovo European Warrants May 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11530 UBS AG - Link REIT European Put Warrants Jan 2017 B HKD 0.012   0.010   0.010   3,330,000 34,000 N/A 0.248   2016/07/19 0.010   2016/12/23 316,905,000 34,178,855 -   - -   -
12871 UBS AG - Link REIT European Warrants Feb 2017 A HKD -   -   0.017   0 0 N/A 0.163   2016/08/30 0.030   2016/11/07 205,930,000 19,720,995 -   - -   -
11300 UBS AG - Link REIT European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.340   2016/07/28 0.010   2016/11/30 1,026,565,000 183,087,120 -   - -   -
13464 UBS AG - Link REIT European Warrants Mar 2017 A HKD 0.127   0.021   0.027   174,755,000 9,822,825 N/A 0.390   2016/09/28 0.021   2016/12/23 780,025,000 93,260,045 -   - -   -
23095 UBS AG - Minsheng Bank European Warrants Dec 2016 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.184   2015/06/25 0.111   2015/07/07
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.285   0 0 0 0.235   2016/06/08 0.195   2016/05/18 100,060,000 21,451,880 -   - -   -
15665 UBS AG - Minsheng Bank European Warrants Jul 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13862 UBS AG - Minsheng Bank European Warrants Mar 2017 A HKD 0.320   0.082   0.117   108,071,000 25,319,811 N/A 0.660   2016/10/25 0.082   2016/12/23 187,898,000 52,880,617 -   - -   -
10362 UBS AG - Nikkei 225 European Put Warrants Dec 2016 B HKD -   -   0.019   0 0 763,833 0.350   2016/02/12 0.029   2016/11/10 61,530,000 11,048,270 0.270   2015/09/29 0.128   2015/11/19
10388 UBS AG - Nikkei 225 European Put Warrants Dec 2016 E HKD -   -   0.012   0 0 372,798 0.250   2016/02/24 0.012   2016/10/26 60,990,000 10,231,400 -   - -   -
10439 UBS AG - Nikkei 225 European Put Warrants Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10414 UBS AG - Nikkei 225 European Put Warrants Mar 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10415 UBS AG - Nikkei 225 European Put Warrants Mar 2017 D HKD 0.056   0.020   0.021   11,470,000 350,480 N/A 0.166   2016/10/05 0.020   2016/12/30 18,820,000 990,320 -   - -   -
10440 UBS AG - Nikkei 225 European Put Warrants Sep 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10441 UBS AG - Nikkei 225 European Put Warrants Sep 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10359 UBS AG - Nikkei 225 European Warrants Dec 2016 A HKD -   -   0.010   0 0 325 0.083   2016/01/29 0.010   2016/06/20 27,540,000 886,430 0.219   2015/11/23 0.158   2015/12/16
10384 UBS AG - Nikkei 225 European Warrants Dec 2016 C HKD -   -   0.015   0 0 10,843 0.147   2016/04/22 0.031   2016/10/31 26,120,000 2,572,290 -   - -   -
10385 UBS AG - Nikkei 225 European Warrants Dec 2016 D HKD -   -   0.105   0 0 1,122,908 0.192   2016/03/14 0.014   2016/11/09 197,380,000 17,726,960 -   - -   -
10437 UBS AG - Nikkei 225 European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10411 UBS AG - Nikkei 225 European Warrants Mar 2017 A HKD -   -   0.236   0 0 N/A 0.147   2016/11/11 0.077   2016/11/09 66,120,000 8,468,350 -   - -   -
10413 UBS AG - Nikkei 225 European Warrants Mar 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10435 UBS AG - Nikkei 225 European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10436 UBS AG - Nikkei 225 European Warrants Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10438 UBS AG - Nikkei 225 European Warrants Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13780 UBS AG - PetroChina European Put Warrants Apr 2017 A HKD 0.243   0.102   0.127   207,436,000 32,073,820 N/A 0.495   2016/10/17 0.102   2016/12/21 311,598,000 62,781,570 -   - -   -
14669 UBS AG - PetroChina European Warrants Apr 2017 B HKD 0.350   0.142   0.260   471,456,000 121,768,414 N/A 0.350   2016/12/22 0.139   2016/11/30 504,392,000 127,301,598 -   - -   -
11577 UBS AG - PetroChina European Warrants Dec 2016 A HKD 0.010   0.010   0.010   772,000 7,720 N/A 0.240   2016/07/20 0.010   2016/12/01 1,657,316,000 181,292,846 -   - -   -
13394 UBS AG - PetroChina European Warrants Feb 2017 A HKD 0.350   0.102   0.192   95,490,000 17,221,106 N/A 0.350   2016/12/14 0.083   2016/11/18 1,321,486,000 278,992,208 -   - -   -
15418 UBS AG - PetroChina European Warrants Jun 2017 A HKD 0.325   0.255   0.246   7,308,000 2,034,000 N/A 0.325   2016/12/22 0.255   2016/12/30 7,308,000 2,034,000 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.049   0.033   0.042   13,960,000 623,540 194,237 0.069   2016/04/28 0.025   2016/11/09 38,940,000 1,603,720 0.142   2015/09/01 0.040   2015/12/18
13749 UBS AG - PetroChina European Warrants Mar 2017 A HKD 0.111   0.035   0.069   217,942,000 19,748,040 N/A 0.111   2016/12/14 0.034   2016/11/30 765,320,000 43,863,602 -   - -   -
12657 UBS AG - Ping An European Put Warrants Feb 2017 A HKD 0.096   0.030   0.067   341,635,000 15,862,650 N/A 0.280   2016/08/24 0.030   2016/12/14 3,632,235,000 318,029,580 -   - -   -
14802 UBS AG - Ping An European Put Warrants May 2017 B HKD 0.330   0.250   0.280   5,350,000 1,547,750 N/A 0.330   2016/12/23 0.250   2016/12/19 5,350,000 1,547,750 -   - -   -
12656 UBS AG - Ping An European Warrants Apr 2017 A HKD 0.098   0.027   0.032   21,730,000 1,414,025 N/A 0.265   2016/08/23 0.027   2016/12/23 7,046,080,000 1,213,651,545 -   - -   -
13216 UBS AG - Ping An European Warrants Apr 2017 B HKD 0.078   0.017   0.018   1,730,000 104,980 N/A 0.181   2016/09/14 0.017   2016/12/29 2,530,185,000 210,382,280 -   - -   -
13707 UBS AG - Ping An European Warrants Apr 2017 C HKD 0.136   0.028   0.033   11,964,305,000 1,007,123,320 N/A 0.162   2016/10/12 0.028   2016/12/23 26,733,295,000 2,765,950,800 -   - -   -
14004 UBS AG - Ping An European Warrants Apr 2017 D HKD 0.191   0.115   0.135   3,056,370,000 429,155,990 N/A 0.355   2016/11/01 0.115   2016/12/23 3,056,720,000 429,271,040 -   - -   -
20022 UBS AG - Ping An European Warrants Dec 2016 A HKD -   -   0.010   0 0 187,333 0.070   2016/01/04 0.010   2016/11/01 952,850,000 53,530,550 0.365   2015/05/26 0.050   2015/09/04
28236 UBS AG - Ping An European Warrants Dec 2016 B HKD 0.232   0.067   0.028   4,925,000 884,215 37,528,681 0.450   2016/09/07 0.067   2016/12/16 1,004,145,000 225,308,020 -   - -   -
12422 UBS AG - Ping An European Warrants Dec 2016 C HKD -   -   0.026   0 0 N/A 0.300   2016/09/09 0.010   2016/11/21 7,456,875,000 968,580,315 -   - -   -
23463 UBS AG - Ping An European Warrants Mar 2017 A HKD 0.033   0.010   0.010   98,520,000 2,041,935 109,702,784 0.068   2016/09/09 0.010   2016/12/30 14,670,865,000 658,809,125 0.154   2015/12/08 0.120   2015/12/18
14801 UBS AG - Ping An European Warrants May 2017 A HKD 0.124   0.077   0.066   1,320,000 134,340 N/A 0.124   2016/12/15 0.077   2016/12/21 1,320,000 134,340 -   - -   -
12654 UBS AG - Sands China European Put Warrants Jan 2017 A HKD 0.020   0.020   0.016   300,000 6,000 N/A 0.188   2016/08/25 0.020   2016/12/19 1,902,312,000 134,848,312 -   - -   -
15532 UBS AG - Sands China European Put Warrants Jul 2017 B HKD 0.295   0.255   0.255   288,000 74,880 N/A 0.295   2016/12/29 0.255   2016/12/30 288,000 74,880 -   - -   -
13316 UBS AG - Sands China European Put Warrants Mar 2017 B HKD 0.255   0.091   0.200   416,088,000 59,830,116 N/A 0.420   2016/09/26 0.091   2016/12/01 1,199,088,000 186,889,996 -   - -   -
14719 UBS AG - Sands China European Put Warrants May 2017 A HKD 0.560   0.355   0.550   1,924,000 845,920 N/A 0.560   2016/12/09 0.355   2016/12/01 1,924,000 845,920 -   - -   -
16105 UBS AG - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 373 0.010   2016/10/03 0.010   2016/10/03 232,000 2,320 0.032   2015/09/30 0.010   2015/12/02
13927 UBS AG - Sands China European Warrants Apr 2017 B HKD 0.285   0.094   0.114   515,460,000 78,938,352 N/A 0.350   2016/11/28 0.094   2016/12/29 1,045,564,000 185,092,324 -   - -   -
11738 UBS AG - Sands China European Warrants Dec 2016 A HKD 0.670   0.140   0.095   1,684,000 566,668 N/A 0.670   2016/12/01 0.140   2016/12/15 8,836,000 3,810,688 -   - -   -
11858 UBS AG - Sands China European Warrants Dec 2016 B HKD 0.410   0.010   0.010   12,696,000 1,341,360 N/A 0.445   2016/11/29 0.010   2016/12/14 853,836,000 178,109,224 -   - -   -
14718 UBS AG - Sands China European Warrants Jul 2017 A HKD 0.206   0.077   0.062   2,500,000 342,700 N/A 0.206   2016/12/01 0.077   2016/12/14 2,500,000 342,700 -   - -   -
14084 UBS AG - Sands China European Warrants Jun 2017 A HKD 0.270   0.089   0.104   246,900,000 45,785,576 N/A 0.290   2016/11/29 0.089   2016/12/21 598,564,000 121,201,296 -   - -   -
13315 UBS AG - Sands China European Warrants Mar 2017 A HKD 0.192   0.032   0.043   114,708,000 9,147,252 N/A 0.243   2016/09/19 0.032   2016/12/29 1,526,940,000 198,284,000 -   - -   -
20176 UBS AG - SFCE European Warrants Dec 2016 A HKD -   -   0.028   0 0 0 -   - -   - 0 0 0.265   2015/04/02 0.022   2015/09/01
19292 UBS AG - SHK Ppt European Put Warrants Apr 2017 A HKD 0.185   0.132   0.172   870,000 138,850 4,432,658 0.385   2016/01/21 0.078   2016/09/09 180,230,000 26,733,570 0.335   2015/09/08 0.196   2015/05/15
12107 UBS AG - SHK Ppt European Warrants Feb 2017 A HKD 0.019   0.010   0.010   3,000,000 38,970 N/A 0.860   2016/09/09 0.010   2016/12/14 589,890,000 111,679,730 -   - -   -
14225 UBS AG - SHK Ppt European Warrants May 2017 A HKD 0.410   0.162   0.182   28,120,000 7,756,620 N/A 0.410   2016/12/12 0.162   2016/12/29 198,250,000 63,705,120 -   - -   -
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.250   0 0 7,250 0.365   2016/08/05 0.360   2016/08/05 120,000 43,500 -   - -   -
13419 UBS AG - Sinopec Corp European Warrants Feb 2017 A HKD 0.285   0.084   0.087   158,944,000 29,077,238 N/A 0.465   2016/10/06 0.084   2016/12/28 250,330,000 60,136,786 -   - -   -
13752 UBS AG - Sinopec Corp European Warrants Mar 2017 A HKD 0.118   0.029   0.029   273,222,000 24,947,034 N/A 0.260   2016/10/24 0.029   2016/12/29 273,422,000 24,999,034 -   - -   -
15796 UBS AG - Sinopec Corp European Warrants May 2017 A HKD 0.194   0.190   0.188   488,000 93,692 N/A 0.194   2016/12/30 0.190   2016/12/30 488,000 93,692 -   - -   -
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.132   0.078   0.087   78,380,000 7,593,080 2,055,903 0.195   2016/02/18 0.077   2016/11/09 260,310,000 30,916,550 0.285   2015/10/28 0.191   2015/12/15
11857 UBS AG - SJM Holdings European Warrants Feb 2017 A HKD 1.150   0.560   0.475   3,239,000 2,941,080 N/A 1.150   2016/12/07 0.440   2016/11/09 15,760,000 11,928,180 -   - -   -
12140 UBS AG - SPDR Gold Trust European Put Warrants Feb 2017 A HKD 0.720   0.570   0.540   13,945,000 9,271,430 N/A 0.800   2016/08/10 0.410   2016/11/09 63,649,000 41,606,255 -   - -   -
13750 UBS AG - SPDR Gold Trust European Warrants Apr 2017 A HKD 0.280   0.162   0.197   6,865,000 1,474,176 N/A 0.890   2016/11/09 0.162   2016/12/23 33,961,000 16,964,336 -   - -   -
26370 UBS AG - SPDR Gold Trust European Warrants Dec 2016 A HKD -   -   0.010   0 0 6,405,887 0.580   2016/03/11 0.014   2016/11/09 350,591,000 106,518,145 -   - -   -
11362 UBS AG - SPDR Gold Trust European Warrants Jan 2017 A HKD -   -   0.010   0 0 N/A 0.415   2016/07/11 0.013   2016/11/08 426,129,000 43,499,303 -   - -   -
17241 UBS AG - Stanchart European Warrants Dec 2016 A HKD -   -   0.010   0 0 0 0.020   2016/04/27 0.010   2016/04/29 22,355,000 224,650 0.183   2015/04/27 0.014   2015/11/27
11078 UBS AG - Stanchart European Warrants Dec 2016 B HKD -   -   1.490   0 0 88,522 1.840   2016/08/12 1.100   2016/06/24 6,671,000 8,143,455 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.075   0.050   0.054   26,475,000 1,597,620 50,063,660 0.180   2016/01/04 0.039   2016/02/25 6,451,530,000 549,212,200 0.221   2015/12/24 0.190   2015/12/31
12112 UBS AG - Stanchart European Warrants Feb 2017 A HKD 0.054   0.023   0.018   22,612,500 807,643 N/A 0.530   2016/08/12 0.022   2016/11/28 721,981,500 133,072,304 -   - -   -
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD 0.029   0.020   0.017   2,170,000 54,170 269,732 0.071   2016/05/03 0.012   2016/02/12 179,695,000 7,479,295 0.160   2015/11/11 0.046   2015/12/16
14144 UBS AG - Stanchart European Warrants May 2017 A HKD 0.720   0.390   0.400   23,322,500 12,508,461 N/A 0.720   2016/12/08 0.385   2016/11/29 394,272,500 188,247,565 -   - -   -
14183 UBS AG - Stanchart European Warrants May 2017 B HKD 0.370   0.168   0.175   149,253,000 37,537,599 N/A 0.370   2016/12/08 0.168   2016/12/30 151,419,000 38,114,756 -   - -   -
14603 UBS AG - Tencent Holdings European Put Warrants Apr 2017 B HKD 0.410   0.320   0.330   64,538,000 20,690,925 N/A 0.410   2016/12/29 0.320   2016/12/30 64,538,000 20,690,925 -   - -   -
27766 UBS AG - Tencent Holdings European Put Warrants Dec 2016 A HKD -   -   0.010   0 0 280 0.143   2016/02/12 0.014   2016/07/04 19,540,130,000 2,195,658,050 0.230   2015/09/09 0.081   2015/11/24
11533 UBS AG - Tencent Holdings European Put Warrants Dec 2016 F HKD -   -   0.013   0 0 N/A 0.360   2016/07/19 0.013   2016/10/18 120,930,000 11,500,559 -   - -   -
26963 UBS AG - Tencent Holdings European Put Warrants Jan 2017 A HKD -   -   0.010   0 0 113,348 0.155   2016/03/29 0.010   2016/11/28 25,741,590,000 2,917,967,770 -   - -   -
11535 UBS AG - Tencent Holdings European Put Warrants Jan 2017 C HKD 0.077   0.015   0.015   47,470,000 2,197,970 N/A 0.220   2016/07/19 0.015   2016/12/30 11,319,650,000 872,426,550 -   - -   -
12752 UBS AG - Tencent Holdings European Put Warrants Jan 2017 D HKD 0.200   0.101   0.106   267,950,000 28,685,650 N/A 0.200   2016/12/23 0.046   2016/10/25 9,581,440,000 876,474,080 -   - -   -
14897 UBS AG - Tencent Holdings European Put Warrants Jun 2017 B HKD 0.315   0.255   0.255   520,000 144,100 N/A 0.315   2016/12/28 0.255   2016/12/30 520,000 144,100 -   - -   -
28954 UBS AG - Tencent Holdings European Put Warrants Mar 2017 A HKD 0.054   0.029   0.030   5,653,470,000 238,841,110 333,783,690 0.209   2016/06/15 0.025   2016/10/28 22,916,570,000 2,004,167,570 -   - -   -
13122 UBS AG - Tencent Holdings European Put Warrants Mar 2017 B HKD -   -   0.300   0 0 N/A 0.275   2016/11/14 0.167   2016/10/20 67,560,000 13,196,780 -   - -   -
15264 UBS AG - Tencent Holdings European Put Warrants Oct 2017 B HKD 0.260   0.204   0.207   10,720,000 2,496,070 N/A 0.260   2016/12/23 0.204   2016/12/30 10,720,000 2,496,070 -   - -   -
23169 UBS AG - Tencent Holdings European Warrants Apr 2017 A HKD 0.231   0.130   0.201   22,930,000 4,221,050 5,629,033 0.500   2016/09/23 0.098   2016/05/06 52,722,300,000 6,978,417,270 0.220   2015/12/03 0.194   2015/12/07
15381 UBS AG - Tencent Holdings European Warrants Aug 2017 A HKD 0.143   0.122   0.129   3,782,520,000 486,664,090 N/A 0.143   2016/12/28 0.122   2016/12/29 3,782,520,000 486,664,090 -   - -   -
25426 UBS AG - Tencent Holdings European Warrants Dec 2016 B HKD 0.285   0.285   0.260   20,000 5,700 219,013 0.570   2016/10/05 0.089   2016/02/12 74,817,780,000 9,103,464,290 -   - -   -
25976 UBS AG - Tencent Holdings European Warrants Dec 2016 C HKD -   -   0.475   0 0 0 0.400   2016/06/15 0.178   2016/02/12 2,700,000 723,950 -   - -   -
25978 UBS AG - Tencent Holdings European Warrants Dec 2016 D HKD -   -   0.355   0 0 7,667 0.460   2016/11/17 0.134   2016/02/11 660,000 142,940 -   - -   -
11474 UBS AG - Tencent Holdings European Warrants Dec 2016 E HKD 0.228   0.010   0.010   10,590,000 1,614,453 N/A 2.350   2016/09/28 0.010   2016/12/14 827,057,000 724,318,295 -   - -   -
11633 UBS AG - Tencent Holdings European Warrants Dec 2016 G HKD -   -   0.010   0 0 N/A 0.620   2016/09/23 0.010   2016/11/29 10,356,762,000 2,994,439,945 -   - -   -
12751 UBS AG - Tencent Holdings European Warrants Dec 2016 H HKD -   -   0.010   0 0 N/A 0.360   2016/09/06 0.010   2016/11/29 2,989,827,000 910,685,548 -   - -   -
27949 UBS AG - Tencent Holdings European Warrants Feb 2017 A HKD 0.170   0.170   0.213   100,000 17,000 3,560 0.218   2016/07/08 0.145   2016/05/16 19,400,000 3,410,080 -   - -   -
12653 UBS AG - Tencent Holdings European Warrants Feb 2017 B HKD 0.260   0.029   0.050   2,133,401,000 428,454,541 N/A 1.780   2016/09/23 0.029   2016/12/23 9,748,702,000 3,235,576,077 -   - -   -
13219 UBS AG - Tencent Holdings European Warrants Feb 2017 C HKD -   -   0.019   0 0 N/A 0.490   2016/09/14 0.058   2016/11/25 578,000 88,601 -   - -   -
11344 UBS AG - Tencent Holdings European Warrants Jan 2017 B HKD 0.020   0.010   0.010   5,440,000 72,095 N/A 1.080   2016/09/23 0.010   2016/12/23 14,966,397,000 4,399,569,902 -   - -   -
13123 UBS AG - Tencent Holdings European Warrants Jan 2017 E HKD 0.044   0.014   0.010   910,000 28,490 N/A 0.840   2016/09/12 0.014   2016/12/06 3,126,432,000 1,872,610,740 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.077   0.032   0.049   82,680,000 4,358,620 N/A 0.247   2016/09/13 0.032   2016/12/23 33,913,210,000 5,255,463,560 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD 0.195   0.134   0.186   4,816,820,000 698,623,840 190,068,535 0.440   2016/09/23 0.100   2016/05/06 46,816,020,000 7,332,134,780 -   - -   -
15667 UBS AG - Tencent Holdings European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14344 UBS AG - Tencent Holdings European Warrants Mar 2017 C HKD 0.193   0.153   0.073   59,410,000 11,014,327 N/A 0.345   2016/11/18 0.153   2016/12/07 59,760,000 11,132,327 -   - -   -
14419 UBS AG - Tencent Holdings European Warrants Mar 2017 D HKD 0.710   0.249   0.420   654,149,000 228,074,785 N/A 0.970   2016/11/21 0.249   2016/12/22 654,549,000 228,430,735 -   - -   -
14184 UBS AG - Tencent Holdings European Warrants May 2017 A HKD 0.103   0.034   0.053   44,878,030,000 2,751,613,250 N/A 0.159   2016/11/11 0.034   2016/12/23 51,618,440,000 3,505,356,460 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD 0.232   0.160   0.200   15,600,000 3,157,840 1,312,077 0.425   2016/09/23 0.147   2016/06/17 58,540,000 11,649,880 -   - -   -
15357 UBS AG - Tencent Holdings European Warrants Oct 2017 C HKD 0.124   0.124   0.124   160,000 19,840 N/A 0.124   2016/12/21 0.124   2016/12/21 160,000 19,840 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD 0.228   0.137   0.155   146,285,000 25,946,380 5,034,062 0.250   2016/10/13 0.119   2016/06/16 295,995,000 49,135,120 -   - -   -
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD -   -   0.234   0 0 22,067 0.320   2016/08/24 0.128   2016/05/13 2,710,360,000 511,486,420 -   - -   -
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.222   0.167   0.204   52,448,000 10,639,140 N/A 0.275   2016/11/03 0.167   2016/12/01 76,072,000 16,538,056 -   - -   -
15346 UBS AG - Wynn Macau European Warrants Apr 2017 A HKD 0.129   0.102   0.121   5,672,000 649,644 N/A 0.129   2016/12/30 0.102   2016/12/29 5,672,000 649,644 -   - -   -
11861 UBS AG - Wynn Macau European Warrants Mar 2017 A HKD 0.106   0.021   0.028   192,936,000 10,883,056 N/A 0.171   2016/08/11 0.020   2016/11/14 1,056,468,000 80,992,464 -   - -   -
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.180   0.072   0.080   444,916,000 51,819,300 N/A 0.226   2016/09/29 0.071   2016/11/14 861,224,000 102,814,416 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.125   0.076   0.080   76,520,000 8,322,902 N/A 0.184   2016/10/25 0.076   2016/12/28 213,972,000 27,506,848 -   - -   -
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.105   0.061   0.067   60,860,000 5,366,440 20,237,187 0.165   2016/03/18 0.061   2016/12/28 1,257,860,000 139,996,960 -   - -   -
21325 UBS AG - Yanzhou Coal European Wts Jan 2017 A HKD -   -   0.010   0 0 0 0.010   2016/04/08 0.010   2016/04/08 20,000 200 0.315   2015/04/28 0.091   2015/07/06
13864 UBS AG - Zijin Mining European Warrants Apr 2017 A HKD 0.285   0.182   0.190   2,674,000 661,992 N/A 0.375   2016/11/14 0.182   2016/12/16 119,266,000 37,530,512 -   - -   -
11504 UBS AG - Zijin Mining European Warrants Jan 2017 A HKD -   -   0.015   0 0 N/A 0.233   2016/07/18 0.010   2016/11/09 198,174,000 28,794,800 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.