Main Board
Trading summary for derivative warrants - March 2017

Code Stock Trading
currency		 This month Average monthly
turnover($)
Oct 2016 - Mar 2017 (*) 		This year (up to March 2017) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.032   0.026   0.025   220,000 6,920 3,611,856 0.042   2017/01/13 0.026   2017/03/27 6,940,000 261,900 0.145   2016/09/09 0.033   2016/12/28
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD -   -   0.198   0 0 16,333 0.230   2017/02/08 0.230   2017/02/08 200,000 46,000 0.315   2016/08/30 0.260   2016/11/28
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD -   -   0.106   0 0 N/A 0.122   2017/01/13 0.108   2017/01/04 6,560,000 746,620 0.174   2016/11/02 0.104   2016/12/28
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.123   0.097   0.101   41,850,000 4,739,950 2,921,133 0.134   2017/02/09 0.097   2017/03/30 119,050,000 13,541,850 0.220   2016/09/12 0.101   2016/12/28
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.089   0 0 0 -   - -   - 0 0 0.244   2016/09/07 0.140   2016/02/16
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD -   -   0.016   0 0 47,123 0.050   2017/02/17 0.039   2017/02/13 580,000 24,820 0.181   2016/04/15 0.057   2016/11/03
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.275   0.232   0.238   3,460,000 836,830 7,559,080 0.275   2017/03/21 0.153   2017/01/26 5,790,000 1,306,500 0.250   2016/05/04 0.104   2016/10/11
29620 Bank of East Asia - Ch Comm Cons European Wts Nov 2018 A HKD 0.285   0.223   0.240   62,900,000 15,697,850 N/A 0.285   2017/03/23 0.223   2017/03/15 62,900,000 15,697,850 -   - -   -
17531 Bank of East Asia - Ch Mobile European Warrants May 2017 A HKD -   -   0.030   0 0 254,300 0.073   2017/01/18 0.054   2017/01/03 20,650,000 1,315,500 0.175   2016/09/13 0.051   2016/12/23
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD -   -   0.132   0 0 4,310 0.182   2017/01/19 0.179   2017/01/19 40,000 7,230 0.290   2016/03/14 0.171   2016/05/12
26836 Bank of East Asia - CM Bank European Warrants Mar 2017 A HKD -   -   0.510   0 0 24,004 0.340   2017/01/04 0.340   2017/01/04 330,000 112,200 0.445   2016/08/22 0.151   2016/05/24
21612 Bank of East Asia - CNBM European Warrants Apr 2017 A HKD -   -   0.063   0 0 0 -   - -   - 0 0 -   - -   -
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD -   -   0.770   0 0 N/A 0.710   2017/02/08 0.246   2017/01/17 13,000,000 6,956,006 0.440   2016/11/28 0.233   2016/12/28
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD 0.048   0.034   0.032   2,220,000 96,900 34,503 0.048   2017/03/15 0.020   2017/02/10 5,260,000 197,400 0.037   2016/07/21 0.010   2016/09/12
29619 Bank of East Asia - CNBM European Warrants Oct 2017 A HKD 0.480   0.240   0.218   11,056,000 4,288,090 N/A 0.480   2017/03/16 0.240   2017/03/27 11,056,000 4,288,090 -   - -   -
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.111   0.101   0.087   4,500,000 481,060 2,028,512 0.111   2017/03/15 0.087   2017/01/26 5,000,000 524,560 0.127   2016/09/20 0.068   2016/12/14
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD 0.190   0.157   0.185   65,320,000 10,821,290 1,803,548 0.190   2017/03/30 0.157   2017/03/15 65,320,000 10,821,290 0.249   2016/06/07 0.119   2016/01/19
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD 0.248   0.243   0.275   1,040,000 254,980 42,497 0.248   2017/03/10 0.243   2017/03/15 1,040,000 254,980 0.350   2016/04/21 0.170   2016/01/26
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD -   -   0.017   0 0 4,151,758 0.061   2017/01/06 0.017   2017/02/28 10,980,000 463,040 0.141   2016/04/21 0.033   2016/01/25
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.097   0.095   0.096   1,500,000 143,900 1,278,575 0.146   2017/01/13 0.095   2017/03/02 37,240,000 4,544,120 0.223   2016/04/21 0.093   2016/01/25
14511 Bank of East Asia - Galaxy Ent European Warrants Jun 2017 A HKD 0.370   0.234   0.405   3,060,000 1,005,590 N/A 0.370   2017/03/23 0.130   2017/01/03 6,100,000 1,686,400 0.400   2016/11/29 0.141   2016/12/28
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.435   0.305   0.370   10,800,000 3,823,500 N/A 0.435   2017/03/14 0.148   2017/01/06 196,100,000 43,411,300 0.215   2016/11/02 0.138   2016/11/17
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.325   0.275   0.255   360,000 102,250 3,239,008 0.370   2017/02/22 0.194   2017/01/10 8,020,000 2,516,005 0.310   2016/08/03 0.117   2016/05/16
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.189   0.117   0.122   191,225,000 28,646,650 N/A 0.209   2017/02/23 0.088   2017/01/06 386,900,000 51,757,765 0.152   2016/11/02 0.088   2016/12/15
27555 Bank of East Asia - Great Wall Motor European Wts Mar 2017 A HKD -   -   0.112   0 0 5,425,538 0.125   2017/02/21 0.010   2017/02/08 13,740,000 502,080 0.167   2016/07/29 0.012   2016/12/15
26626 Bank of East Asia - HKEX European Put Warrants Oct 2018 B HKD 0.185   0.152   0.166   23,000,000 3,928,140 N/A 0.193   2017/02/14 0.152   2017/03/20 28,980,000 5,025,630 -   - -   -
26625 Bank of East Asia - HKEX European Warrants Oct 2018 A HKD 0.265   0.214   0.236   18,150,000 4,189,090 N/A 0.265   2017/03/20 0.214   2017/03/10 25,710,000 5,998,630 -   - -   -
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.042   0 0 6,847 0.046   2017/02/15 0.030   2017/01/16 640,000 23,040 0.056   2016/09/09 0.020   2016/05/24
26624 Bank of East Asia - HSBC European Put Warrants Jan 2018 A HKD 0.192   0.168   0.169   11,292,000 2,047,664 N/A 0.246   2017/02/21 0.168   2017/03/30 17,924,000 3,361,524 -   - -   -
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 0.790   0.640   0.690   2,996,000 2,125,480 1,203,560 1.050   2017/02/20 0.640   2017/03/09 5,544,000 4,184,240 1.020   2016/12/08 0.455   2016/10/13
19250 Bank of East Asia - HSBC European Warrants Oct 2017 A HKD 0.154   0.147   0.120   1,744,000 263,420 N/A 0.235   2017/01/18 0.147   2017/03/03 5,600,000 1,132,980 -   - -   -
11471 Bank of East Asia - Kingsoft European Warrants Mar 2017 A HKD 0.455   0.305   0.450   120,000 40,500 108,700 0.455   2017/03/14 0.255   2017/02/24 1,410,000 421,000 0.460   2016/11/21 0.255   2016/12/22
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD -   -   0.014   0 0 16,347 0.028   2017/01/12 0.014   2017/02/17 3,020,000 63,620 0.165   2016/01/13 0.022   2016/11/09
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.232   0.232   0.216   100,000 23,200 1,220,741 0.280   2017/02/17 0.232   2017/03/29 5,975,000 1,645,445 0.285   2016/09/27 0.136   2016/02/15
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.285   0.255   0.255   2,830,000 774,100 550,142 0.300   2017/02/27 0.171   2017/01/03 6,990,000 1,715,470 0.310   2016/09/09 0.068   2016/02/03
11469 Bank of East Asia - PICC European Warrants Mar 2017 A HKD -   -   0.025   0 0 1,522,860 0.073   2017/01/05 0.012   2017/02/03 17,040,000 877,460 0.275   2016/09/07 0.056   2016/12/29
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.420   0.211   0.315   3,668,000 1,255,600 893,296 0.420   2017/03/23 0.149   2017/01/03 5,352,000 1,579,312 0.485   2016/09/09 0.133   2016/12/29
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.137   0.069   0.073   120,652,000 12,167,608 3,371,416 0.137   2017/03/16 0.038   2017/01/05 124,556,000 12,391,280 0.270   2016/09/09 0.035   2016/12/28
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD -   -   0.435   0 0 51,746 0.460   2017/01/26 0.380   2017/01/19 335,000 129,275 0.370   2016/09/05 0.195   2016/04/08
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.239   0.202   0.211   410,000 93,360 1,255,898 0.239   2017/03/21 0.116   2017/01/05 12,090,000 1,648,610 0.275   2016/09/08 0.090   2016/12/20
13585 Bank of East Asia - Yanzhou Coal European Wts Apr 2017 A HKD 0.570   0.330   0.280   86,000 38,070 N/A 0.730   2017/02/16 0.330   2017/03/09 6,742,000 2,975,560 1.140   2016/10/24 0.280   2016/12/28
26633 Bank of East Asia - Yanzhou Coal European Wts Aug 2017 A HKD 0.425   0.260   0.275   18,142,000 5,680,940 N/A 0.550   2017/02/24 0.260   2017/03/31 20,642,000 6,856,940 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD -   -   0.295   0 0 423,680 0.295   2017/02/16 0.237   2017/01/06 1,800,000 467,400 0.320   2016/10/25 0.115   2016/01/07
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.115   0.070   0.070   99,325,000 9,870,265 13,531,833 0.142   2017/02/09 0.070   2017/03/31 250,405,000 27,400,030 0.270   2016/08/16 0.040   2016/11/10
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD 0.021   0.016   0.015   200,000 3,700 1,205,595 0.039   2017/02/07 0.016   2017/03/16 5,890,000 192,795 0.227   2016/08/10 0.024   2016/12/20
26632 Bank of East Asia - Zhaojin Mining European Wts Sep 2018 A HKD 0.255   0.225   0.207   2,030,000 488,420 N/A 0.255   2017/03/17 0.225   2017/03/29 2,030,000 488,420 -   - -   -
19229 Bank of East Asia - ZTE European Warrants Dec 2017 A HKD 0.248   0.164   0.249   12,444,000 2,439,134 N/A 0.248   2017/03/15 0.164   2017/03/10 21,320,000 4,102,662 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD 0.360   0.208   0.330   71,556,000 17,765,996 N/A 0.360   2017/03/24 0.208   2017/03/07 112,582,000 28,011,660 0.242   2016/12/13 0.220   2016/12/19
12794 BNP Paribas Arbit Issu B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.275   0.194   0.217   15,465,000 3,404,745 1,704,920 0.275   2017/03/24 0.155   2017/01/04 27,480,000 5,860,995 0.305   2016/08/30 0.135   2016/12/12
21969 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Apr 2018 A HKD 0.345   0.234   0.239   2,673,000 765,717 N/A 0.390   2017/02/23 0.234   2017/03/30 15,178,500 5,322,790 -   - -   -
14240 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Aug 2017 A HKD 0.280   0.192   0.161   711,400 174,434 N/A 0.340   2017/01/06 0.192   2017/03/09 10,993,800 3,295,089 0.600   2016/12/01 0.280   2016/12/30
21456 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2017 A HKD -   -   0.015   0 0 2,065 -   - -   - 0 0 0.042   2016/01/06 0.012   2016/10/17
26188 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2018 A HKD 0.191   0.170   0.176   12,000 2,141 202,201 0.206   2017/02/20 0.170   2017/03/09 2,784,000 527,075 0.225   2016/11/30 0.113   2016/06/28
20734 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.011   2016/05/30 0.011   2016/05/30
12236 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Mar 2017 B HKD -   -   0.580   0 0 413,530 0.640   2017/02/20 0.265   2017/02/08 1,249,500 585,153 0.940   2016/11/30 0.380   2016/10/27
12544 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts May 2017 A HKD 0.040   0.013   0.013   4,770,000 111,540 1,774,802 0.070   2017/02/13 0.013   2017/03/20 8,540,100 347,038 0.315   2016/12/01 0.113   2016/12/23
28047 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2017 A HKD 0.320   0.250   0.207   1,657,200 476,764 N/A 0.355   2017/02/17 0.250   2017/03/13 6,309,000 2,057,695 -   - -   -
11253 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2018 A HKD 0.082   0.064   0.064   18,713,000 1,334,051 3,870,012 0.090   2017/02/21 0.064   2017/03/30 49,980,000 3,826,918 0.152   2016/01/04 0.056   2016/09/26
12676 BNP Paribas Arbit Issu B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.083   0.025   0.052   38,058,000 1,857,968 409,345 0.083   2017/03/23 0.013   2017/02/10 63,888,000 2,439,668 0.055   2016/04/18 0.011   2016/12/19
12382 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jun17A HKD 0.440   0.360   0.340   1,897,000 745,080 246,793 0.520   2017/02/16 0.360   2017/03/24 3,538,000 1,480,760 0.315   2016/09/02 0.241   2016/08/16
27418 BNP Paribas Arbit Issu B.V. - AIA European Wts Apr 2017 A HKD 0.024   0.010   0.010   60,818,000 735,200 7,502,080 0.050   2017/02/20 0.010   2017/03/21 238,024,000 5,760,304 0.445   2016/10/06 0.018   2016/12/29
13300 BNP Paribas Arbit Issu B.V. - AIA European Wts Dec 2017 A HKD 0.073   0.049   0.052   149,110,000 9,059,604 24,846,429 0.075   2017/02/20 0.036   2017/01/04 282,054,000 16,274,074 0.295   2016/10/11 0.039   2016/12/29
14496 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2018 A HKD 0.236   0.177   0.171   446,754,000 92,133,096 N/A 0.237   2017/02/28 0.106   2017/01/03 932,140,000 179,985,742 0.255   2016/11/28 0.113   2016/12/09
21916 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2019 A HKD 0.315   0.265   0.260   20,816,000 6,077,550 N/A 0.330   2017/02/20 0.244   2017/02/08 77,026,000 22,514,760 -   - -   -
27244 BNP Paribas Arbit Issu B.V. - AIA European Wts Jun 2017 A HKD 0.250   0.115   0.119   17,300,000 2,704,074 27,717,163 0.250   2017/03/13 0.076   2017/01/04 107,730,000 14,505,250 0.700   2016/10/06 0.076   2016/12/29
22359 BNP Paribas Arbit Issu B.V. - AIA European Wts Mar 2018 A HKD 0.300   0.215   0.238   122,708,000 32,045,840 N/A 0.300   2017/03/21 0.204   2017/02/08 578,590,000 139,622,554 -   - -   -
12570 BNP Paribas Arbit Issu B.V. - AIA European Wts May 2017 A HKD -   -   0.010   0 0 15,563,644 0.025   2017/02/20 0.010   2017/02/06 31,540,000 590,778 0.224   2016/10/11 0.015   2016/12/09
15059 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 A HKD 0.255   0.168   0.178   575,592,000 123,611,438 N/A 0.270   2017/02/20 0.146   2017/01/04 1,375,134,000 287,840,090 0.207   2016/12/13 0.150   2016/12/29
15422 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 B HKD 0.480   0.360   0.375   1,124,000 464,020 N/A 0.480   2017/03/10 0.214   2017/01/04 550,050,000 164,023,266 0.255   2016/12/28 0.217   2016/12/29
11565 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2018 A HKD 0.320   0.255   0.246   26,516,000 7,792,930 N/A 0.320   2017/03/21 0.255   2017/03/31 26,516,000 7,792,930 -   - -   -
29054 BNP Paribas Arbit Issu B.V. - BOCHK European Wts Apr 2018 A HKD 0.260   0.206   0.222   122,650,000 28,369,260 N/A 0.260   2017/03/02 0.206   2017/03/10 122,650,000 28,369,260 -   - -   -
29026 BNP Paribas Arbit Issu B.V. - BOCHK European Wts May 2017 A HKD 0.640   0.640   0.700   10,000 6,400 992,475 0.650   2017/01/26 0.455   2017/01/13 9,315,000 5,603,900 0.510   2016/12/09 0.118   2016/06/28
12838 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 A HKD 0.335   0.133   0.195   20,320,000 4,181,231 3,263,419 0.360   2017/02/16 0.039   2017/02/03 111,697,000 17,304,641 0.310   2016/09/09 0.054   2016/05/19
12818 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 B HKD 0.325   0.325   0.350   30,000 9,750 230,875 0.470   2017/02/16 0.139   2017/01/09 4,547,000 983,260 0.350   2016/09/21 0.137   2016/11/21
27227 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2018 A HKD 0.510   0.370   0.405   1,474,000 647,130 N/A 0.510   2017/03/21 0.370   2017/03/09 3,594,000 1,698,230 -   - -   -
26140 BNP Paribas Arbit Issu B.V. - BOCL European Wts Aug 2017 A HKD 0.510   0.395   0.410   370,000 176,750 5,648,119 0.610   2017/02/16 0.209   2017/02/03 13,583,000 3,955,835 0.520   2016/09/09 0.126   2016/05/13
27721 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 A HKD 0.380   0.340   0.335   130,000 45,400 27,446,532 0.520   2017/02/16 0.215   2017/01/24 39,507,000 11,511,348 0.405   2016/09/08 0.138   2016/05/10
13304 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 B HKD 0.169   0.128   0.124   7,040,000 1,049,790 567,486 0.206   2017/02/23 0.085   2017/02/01 20,744,000 3,373,953 0.131   2016/10/27 0.127   2016/10/27
11451 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2017 A HKD 0.640   0.600   0.600   100,000 62,000 2,229,383 0.750   2017/02/24 0.375   2017/01/06 23,161,000 13,341,800 0.670   2016/09/09 0.275   2016/07/14
29000 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2018 A HKD 0.228   0.177   0.177   14,400,000 2,981,600 N/A 0.228   2017/03/21 0.177   2017/03/31 15,400,000 3,202,600 -   - -   -
12963 BNP Paribas Arbit Issu B.V. - BOCL European Wts Sep 2018 A HKD 0.320   0.234   0.248   198,385,000 56,760,659 11,783,011 0.345   2017/02/16 0.172   2017/01/16 230,543,000 66,108,770 0.360   2016/09/09 0.155   2016/12/23
13241 BNP Paribas Arbit Issu B.V. - BYD European Wts Apr 2017 A HKD -   -   0.019   0 0 8,297,458 0.040   2017/01/05 0.019   2017/01/12 2,220,000 55,890 0.480   2016/09/22 0.026   2016/12/28
29001 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2018 A HKD 0.485   0.295   0.315   38,310,000 16,214,650 N/A 0.500   2017/02/28 0.295   2017/03/30 40,650,000 17,372,850 -   - -   -
29013 BNP Paribas Arbit Issu B.V. - BYD European Wts Oct 2017 A HKD 0.054   0.033   0.033   10,300,000 460,900 12,158,250 0.065   2017/02/09 0.033   2017/03/31 156,650,000 8,340,800 0.155   2016/08/31 0.051   2016/12/29
25257 BNP Paribas Arbit Issu B.V. - BYD European Wts Sep 2017 A HKD 0.101   0.077   0.067   51,800,000 4,702,200 1,984,450 0.113   2017/02/09 0.077   2017/03/29 123,000,000 11,705,000 0.212   2016/09/08 0.092   2016/12/12
12250 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.122   0.076   0.076   9,070,000 877,608 487,154 0.126   2017/02/21 0.076   2017/03/31 18,686,000 1,905,658 0.315   2016/08/15 0.104   2016/12/30
12546 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.042   0.020   0.019   31,640,000 916,240 2,135,538 0.060   2017/01/05 0.020   2017/03/29 111,756,000 4,499,834 0.119   2016/09/07 0.048   2016/12/30
12815 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2017 A HKD 0.104   0.010   0.010   118,268,000 4,110,312 12,974,190 0.160   2017/02/24 0.010   2017/03/27 355,892,000 19,796,528 0.310   2016/09/09 0.043   2016/12/23
22420 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2018 A HKD 0.425   0.260   0.300   263,023,000 91,530,230 N/A 0.460   2017/02/16 0.214   2017/02/03 607,461,000 226,337,941 -   - -   -
27229 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2018 B HKD 0.590   0.395   0.405   148,032,000 74,118,125 N/A 0.630   2017/02/23 0.395   2017/03/09 210,126,000 105,978,235 -   - -   -
26138 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.920   0.600   0.760   1,799,000 1,533,100 7,362,254 0.970   2017/02/24 0.440   2017/02/08 7,310,000 5,517,320 0.850   2016/09/22 0.123   2016/05/19
11349 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.540   0.260   0.345   12,298,000 4,989,140 69,761,452 0.540   2017/03/21 0.193   2017/02/03 154,205,000 45,889,786 0.580   2016/09/09 0.176   2016/12/23
27716 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.810   0.600   0.690   317,000 220,470 56,935,891 0.910   2017/02/24 0.460   2017/02/03 47,848,000 23,136,675 0.810   2016/09/22 0.161   2016/05/19
12961 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.198   0.114   0.115   87,294,000 13,895,686 14,512,403 0.220   2017/02/16 0.091   2017/02/03 219,773,000 27,950,981 0.255   2016/09/09 0.084   2016/11/17
12567 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.390   0.227   0.270   384,320,000 125,581,936 39,482,252 0.410   2017/02/16 0.185   2017/01/25 503,116,000 157,214,764 0.455   2016/09/09 0.167   2016/11/18
21673 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Jan 2019 A HKD 0.330   0.224   0.243   192,392,000 54,918,791 N/A 0.350   2017/02/24 0.194   2017/01/25 278,688,000 77,530,730 -   - -   -
21656 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Oct 2018 A HKD 0.380   0.245   0.275   63,134,000 22,394,205 N/A 0.395   2017/02/24 0.197   2017/02/03 223,846,000 68,536,724 -   - -   -
13301 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.140   0.067   0.074   49,421,000 5,599,515 8,776,813 0.149   2017/02/16 0.055   2017/02/03 283,321,000 23,848,844 0.232   2016/09/22 0.065   2016/12/23
28058 BNP Paribas Arbit Issu B.V. - Ch Comm Cons Eur Wt Dec 2017 A HKD 0.174   0.150   0.171   2,400,000 395,400 N/A 0.174   2017/03/08 0.125   2017/02/28 13,920,000 1,907,770 -   - -   -
12666 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Apr 2018 A HKD 0.395   0.335   0.335   10,610,000 3,884,075 N/A 0.395   2017/03/28 0.335   2017/03/31 10,610,000 3,884,075 -   - -   -
15425 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Aug 2017 A HKD 0.475   0.180   0.211   31,135,000 8,955,460 N/A 0.475   2017/03/21 0.180   2017/03/15 98,085,000 32,951,935 0.330   2016/12/30 0.290   2016/12/28
27306 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.091   0.060   0.061   27,900,000 2,122,800 44,912,858 0.091   2017/03/21 0.060   2017/03/15 144,350,000 10,745,050 0.182   2016/09/09 0.063   2016/12/23
26765 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2018 A HKD 0.350   0.180   0.183   212,470,000 48,505,200 N/A 0.350   2017/03/20 0.180   2017/03/15 265,620,000 65,309,575 -   - -   -
21531 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 A HKD -   -   0.010   0 0 103,600 -   - -   - 0 0 0.046   2016/08/01 0.014   2016/11/04
13892 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 B HKD 0.154   0.041   0.052   206,170,000 19,809,335 N/A 0.159   2017/01/06 0.041   2017/03/15 997,790,000 125,573,760 0.550   2016/10/20 0.127   2016/12/28
21776 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.024   2016/01/29 0.014   2016/07/20
11869 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Mar 2017 B HKD -   -   0.010   0 0 16,934,202 -   - -   - 0 0 0.395   2016/08/15 0.021   2016/12/12
25230 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts May 2017 A HKD 0.074   0.014   0.020   38,900,000 1,819,500 4,456,733 0.074   2017/03/21 0.014   2017/03/15 194,250,000 8,159,300 0.181   2016/09/09 0.030   2016/12/28
14243 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.385   0.167   0.187   86,195,000 17,254,355 N/A 0.385   2017/03/23 0.167   2017/03/15 218,480,000 58,991,855 0.470   2016/11/16 0.260   2016/12/28
19603 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.093   0.047   0.048   382,130,000 29,584,890 23,043,317 0.093   2017/03/23 0.047   2017/03/31 1,036,690,000 76,836,310 0.125   2016/04/21 0.051   2016/10/05
20571 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Mar 2017 A HKD -   -   0.010   0 0 6,687 -   - -   - 0 0 0.055   2016/04/13 0.010   2016/09/12
11871 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD 0.285   0.056   0.189   26,645,000 1,931,420 18,397,262 0.285   2017/03/20 0.056   2017/03/10 83,160,000 8,748,310 0.265   2016/11/10 0.068   2016/12/29
25380 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.146   0.076   0.138   189,882,000 18,516,742 14,744,691 0.146   2017/03/29 0.076   2017/03/08 662,064,000 66,524,898 0.201   2016/03/30 0.066   2016/07/11
12675 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 B HKD 0.590   0.520   0.520   18,416,000 10,293,120 N/A 0.590   2017/03/29 0.520   2017/03/28 18,416,000 10,293,120 -   - -   -
28057 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Oct 2017 A HKD 0.780   0.385   0.600   160,168,000 97,812,540 N/A 0.780   2017/03/27 0.375   2017/02/23 201,922,000 116,225,530 -   - -   -
28031 BNP Paribas Arbit Issu B.V. - Chi Res Land Eu Wt Jan 2018 A HKD -   -   0.191   0 0 N/A 0.198   2017/02/17 0.185   2017/02/20 24,640,000 4,747,440 -   - -   -
14147 BNP Paribas Arbit Issu B.V. - China Cinda Eur Wts May 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.033   2016/01/05 0.019   2016/01/12
29292 BNP Paribas Arbit Issu B.V. - China Life Eu Put Wt Jul 2018A HKD 0.243   0.188   0.224   53,610,000 12,042,390 N/A 0.243   2017/03/10 0.188   2017/03/20 53,610,000 12,042,390 -   - -   -
13635 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2017 A HKD 0.385   0.230   0.380   2,720,000 864,600 N/A 0.385   2017/03/17 0.066   2017/02/03 26,910,000 4,119,060 0.230   2016/11/30 0.051   2016/11/09
14495 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 A HKD 0.455   0.450   0.385   20,000 9,050 N/A 0.485   2017/02/21 0.249   2017/01/04 97,470,000 27,379,770 0.390   2016/11/28 0.212   2016/12/20
28294 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 B HKD 0.265   0.184   0.188   94,280,000 19,971,840 N/A 0.265   2017/03/17 0.184   2017/03/09 128,290,000 28,027,320 -   - -   -
27249 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Aug 2017 A HKD 0.550   0.410   0.455   970,000 479,300 3,218,057 0.550   2017/03/22 0.240   2017/01/03 9,180,000 3,235,300 0.410   2016/11/30 0.107   2016/07/08
13238 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2018 A HKD 0.355   0.265   0.280   88,020,000 25,185,050 57,649,153 0.365   2017/02/15 0.176   2017/01/03 613,630,000 164,564,740 0.290   2016/11/28 0.111   2016/11/09
14599 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2018 A HKD 0.335   0.210   0.228   97,940,000 28,804,020 N/A 0.335   2017/03/17 0.143   2017/01/03 162,600,000 45,592,660 0.265   2016/11/28 0.127   2016/12/20
21648 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2019 A HKD 0.285   0.215   0.215   134,060,000 31,787,540 N/A 0.295   2017/02/21 0.195   2017/01/16 225,190,000 54,648,500 -   - -   -
25775 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jul 2017 A HKD 0.270   0.151   0.161   15,700,000 3,214,780 4,379,742 0.270   2017/03/17 0.073   2017/02/03 72,850,000 10,500,590 0.250   2016/01/25 0.039   2016/07/08
27974 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Mar 2017 A HKD -   -   0.740   0 0 4,678,542 0.750   2017/02/16 0.375   2017/01/03 13,230,000 5,591,350 0.590   2016/11/25 0.142   2016/07/08
13235 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2017 A HKD 0.260   0.113   0.105   32,500,000 5,883,450 9,876,338 0.260   2017/03/17 0.050   2017/02/03 132,180,000 18,027,150 0.189   2016/09/22 0.040   2016/11/09
21983 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2018 A HKD 0.232   0.153   0.154   184,480,000 34,634,630 N/A 0.243   2017/02/15 0.143   2017/02/06 391,820,000 78,521,550 -   - -   -
20425 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2017 A HKD -   -   0.315   0 0 N/A 0.345   2017/02/07 0.221   2017/01/17 36,200,000 10,149,950 -   - -   -
12731 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2018 A HKD 0.500   0.375   0.395   1,380,000 578,100 59,821,115 0.500   2017/03/17 0.232   2017/01/03 304,850,000 89,266,990 0.380   2016/11/28 0.150   2016/11/09
14242 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 A HKD 0.560   0.400   0.425   16,240,000 7,836,000 N/A 0.560   2017/03/21 0.235   2017/01/03 145,450,000 57,836,700 0.400   2016/11/25 0.200   2016/11/15
15103 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 B HKD 0.350   0.223   0.237   87,730,000 24,835,440 N/A 0.350   2017/03/17 0.134   2017/01/03 199,750,000 43,539,830 0.171   2016/12/15 0.127   2016/12/23
29295 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 C HKD 0.205   0.119   0.120   132,690,000 19,341,950 N/A 0.205   2017/03/17 0.119   2017/03/31 132,690,000 19,341,950 -   - -   -
11405 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Sep 2017 A HKD 0.740   0.660   0.690   2,790,000 2,027,900 18,425,017 0.790   2017/02/15 0.420   2017/01/03 97,490,000 64,504,850 0.630   2016/11/28 0.238   2016/08/04
12926 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Dec 2017A HKD 0.085   0.031   0.032   279,674,000 18,280,966 8,981,307 0.085   2017/03/17 0.031   2017/03/31 429,084,000 27,696,468 0.325   2016/09/09 0.038   2016/12/30
15256 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Jan 2018A HKD 0.255   0.100   0.102   91,258,000 17,048,426 N/A 0.255   2017/03/17 0.100   2017/03/30 282,216,000 51,618,122 0.124   2016/12/20 0.113   2016/12/30
11071 BNP Paribas Arbit Issu B.V. - China Tel Euro Wts Feb 2018 A HKD 0.370   0.250   0.290   66,708,000 21,427,460 N/A 0.370   2017/03/20 0.250   2017/03/14 66,708,000 21,427,460 -   - -   -
28067 BNP Paribas Arbit Issu B.V. - CICC European Warrants Mar 17A HKD -   -   0.016   0 0 523,073 0.058   2017/01/03 0.016   2017/02/20 9,948,000 333,164 0.275   2016/05/23 0.048   2016/12/23
11557 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Jul 2018 A HKD 0.275   0.246   0.245   2,480,000 640,220 N/A 0.275   2017/03/29 0.246   2017/03/31 2,480,000 640,220 -   - -   -
27717 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Mar 2017 A HKD -   -   0.015   0 0 185,028 0.061   2017/01/04 0.015   2017/02/20 17,992,000 546,442 0.350   2016/09/22 0.039   2016/12/28
15260 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Oct 2017 A HKD 0.315   0.194   0.164   14,182,000 3,726,446 N/A 0.385   2017/02/16 0.194   2017/03/28 55,251,000 14,174,528 0.232   2016/12/19 0.203   2016/12/20
28746 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.129   0.103   0.102   1,550,000 191,580 246,043 0.166   2017/01/13 0.103   2017/03/30 8,070,000 1,212,610 0.270   2016/01/12 0.143   2016/12/22
15787 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Oct 2017 A HKD 0.345   0.227   0.216   6,472,000 1,932,405 N/A 0.600   2017/01/12 0.227   2017/03/28 18,489,000 8,563,660 -   - -   -
13102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.070   0.027   0.027   58,775,000 3,071,720 23,075,448 0.098   2017/02/17 0.027   2017/03/31 218,170,000 15,781,440 0.220   2016/09/22 0.082   2016/12/29
15102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jul 2018 A HKD 0.153   0.088   0.087   63,055,000 8,453,850 N/A 0.190   2017/01/11 0.088   2017/03/31 375,900,000 59,137,775 0.215   2016/12/14 0.152   2016/12/23
12426 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jun 2017 A HKD 0.030   0.014   0.016   4,575,000 84,610 28,922,194 0.067   2017/02/17 0.014   2017/03/22 76,315,000 2,535,535 0.260   2016/09/09 0.039   2016/12/29
28044 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Oct 2018 A HKD 0.231   0.141   0.143   346,790,000 67,784,165 N/A 0.275   2017/02/17 0.141   2017/03/31 412,060,000 83,131,810 -   - -   -
11249 BNP Paribas Arbit Issu B.V. - CKH Euro Wts Apr 2018 A HKD 0.265   0.245   0.244   1,565,000 395,535 208,382 0.270   2017/02/28 0.207   2017/01/04 3,020,000 749,160 0.365   2016/09/09 0.143   2016/07/06
28457 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 A HKD 0.500   0.500   0.530   40,000 20,000 181,396 0.500   2017/03/09 0.445   2017/01/03 2,080,000 1,030,700 0.710   2016/09/05 0.310   2016/07/06
13101 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 B HKD -   -   0.010   0 0 4,220,317 -   - -   - 0 0 0.215   2016/09/13 0.019   2016/12/08
28032 BNP Paribas Arbit Issu B.V. - CKH European Wts Jan 2018 A HKD 0.680   0.550   0.570   17,520,000 10,822,700 N/A 0.680   2017/03/16 0.485   2017/02/23 24,055,000 14,338,400 -   - -   -
14571 BNP Paribas Arbit Issu B.V. - CKH European Wts Jun 2017 A HKD 0.123   0.047   0.048   33,725,000 2,655,755 N/A 0.152   2017/02/27 0.047   2017/03/31 129,145,000 12,306,100 0.233   2016/11/25 0.079   2016/12/30
15050 BNP Paribas Arbit Issu B.V. - CKH European Wts Oct 2017 A HKD 0.275   0.200   0.199   132,485,000 31,190,345 N/A 0.285   2017/02/28 0.164   2017/02/10 369,735,000 79,216,655 0.270   2016/12/13 0.188   2016/12/29
29412 BNP Paribas Arbit Issu B.V. - CKI Holdings Euro Wts Jan 18 A HKD 0.285   0.265   0.207   12,160,000 3,352,100 N/A 0.285   2017/03/08 0.265   2017/03/21 12,160,000 3,352,100 -   - -   -
12379 BNP Paribas Arbit Issu B.V. - CKP European Wts Apr 2017 A HKD -   -   0.010   0 0 5,813,475 0.026   2017/01/19 0.011   2017/02/15 6,550,000 135,750 0.425   2016/09/09 0.019   2016/12/30
11711 BNP Paribas Arbit Issu B.V. - CKP European Wts Mar 2017 A HKD -   -   0.010   0 0 1,611,719 0.050   2017/02/22 0.010   2017/02/22 24,755,000 655,900 0.660   2016/09/09 0.019   2016/12/29
15051 BNP Paribas Arbit Issu B.V. - CKP European Wts Oct 2017 A HKD 0.232   0.159   0.156   11,850,000 2,361,410 N/A 0.260   2017/01/19 0.141   2017/01/03 111,420,000 23,147,760 0.275   2016/12/14 0.137   2016/12/29
29401 BNP Paribas Arbit Issu B.V. - CM Bank Euro Warrants Oct 18 A HKD 0.213   0.144   0.141   127,440,000 24,337,215 N/A 0.213   2017/03/08 0.144   2017/03/31 127,440,000 24,337,215 -   - -   -
12674 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jan 2018 A HKD 0.500   0.450   0.465   13,234,000 6,393,050 N/A 0.500   2017/03/30 0.450   2017/03/31 13,234,000 6,393,050 -   - -   -
13828 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jul 2017 A HKD 0.044   0.019   0.019   22,180,000 626,805 N/A 0.235   2017/01/06 0.019   2017/03/09 143,185,000 16,621,962 0.510   2016/10/24 0.157   2016/11/09
11870 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jun 2018 A HKD 0.077   0.052   0.061   111,310,000 7,007,470 27,540,860 0.133   2017/01/09 0.052   2017/03/10 276,720,000 25,780,960 0.208   2016/10/11 0.099   2016/11/09
15308 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Oct 2017 A HKD 0.099   0.051   0.063   3,522,000 196,148 N/A 0.335   2017/01/06 0.051   2017/03/10 46,361,000 11,363,895 0.320   2016/12/21 0.265   2016/12/29
26128 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Oct 2017 B HKD 0.280   0.197   0.195   2,054,000 465,330 N/A 0.495   2017/02/10 0.197   2017/03/16 34,245,000 14,503,925 -   - -   -
20211 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.071   0.040   0.050   52,332,000 2,982,150 1,180,710 0.076   2017/02/28 0.040   2017/03/29 88,290,000 5,198,604 0.159   2016/04/12 0.052   2016/12/30
22063 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Mar 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.065   2016/05/09 0.042   2016/07/25
21388 BNP Paribas Arbit Issu B.V. - COSCO Sh Hold Euro Wt Aug2017A HKD 0.015   0.015   0.015   100,000 1,500 13,887 0.020   2017/02/24 0.011   2017/02/07 3,994,500 73,820 0.054   2016/01/05 0.017   2016/09/28
20659 BNP Paribas Arbit Issu B.V. - COSCO Ship Euro Wts Sep 2017A HKD 0.021   0.010   0.018   14,780,000 266,276 753,947 0.025   2017/02/23 0.010   2017/03/30 81,558,000 1,622,214 0.144   2016/01/08 0.022   2016/12/29
17502 BNP Paribas Arbit Issu B.V. - CRCC European Wts Dec 2017 A HKD 0.315   0.260   0.249   2,990,000 857,325 14,662,903 0.315   2017/03/24 0.218   2017/01/06 93,800,000 24,142,565 0.350   2016/11/29 0.112   2016/01/26
11251 BNP Paribas Arbit Issu B.V. - CRRC European Wts Dec 2018 A HKD 0.088   0.065   0.066   8,711,000 649,889 622,159 0.090   2017/02/15 0.065   2017/03/30 16,807,000 1,252,084 0.310   2016/01/04 0.067   2016/11/03
28166 BNP Paribas Arbit Issu B.V. - CSDC European Warrants Jan18 A HKD 0.270   0.212   0.212   900,000 231,840 N/A 0.290   2017/02/23 0.212   2017/03/31 4,674,000 1,250,855 -   - -   -
12545 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2017 A HKD -   -   0.019   0 0 153,684 0.037   2017/01/05 0.020   2017/01/23 9,440,000 284,280 0.097   2016/11/28 0.031   2016/12/30
21974 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2018 A HKD 0.270   0.220   0.187   264,000 67,210 N/A 0.315   2017/02/21 0.220   2017/03/14 4,342,000 1,299,450 -   - -   -
21463 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.015   0 0 5,067 -   - -   - 0 0 0.057   2016/01/05 0.016   2016/10/14
13888 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 0.290   0.222   0.220   130,200 29,778 N/A 0.440   2017/02/21 0.222   2017/03/30 3,314,400 1,112,822 0.740   2016/11/30 0.335   2016/12/30
28048 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2018 A HKD 0.385   0.320   0.320   7,242,600 2,620,519 N/A 0.520   2017/02/21 0.320   2017/03/30 7,441,000 2,723,687 -   - -   -
12248 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Mar 2017 A HKD -   -   0.039   0 0 905,852 0.157   2017/01/06 0.068   2017/02/21 3,782,400 501,468 0.830   2016/08/16 0.069   2016/09/05
28908 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD 0.220   0.211   0.215   1,520,000 328,510 96,284 0.248   2017/02/21 0.197   2017/01/04 1,924,000 425,902 0.265   2016/11/29 0.183   2016/06/28
11252 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.112   0.092   0.094   20,642,000 2,041,450 6,301,338 0.122   2017/01/05 0.092   2017/03/30 111,804,000 12,160,046 0.228   2016/01/04 0.099   2016/12/30
28904 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.112   0.091   0.094   64,072,000 6,372,534 5,016,129 0.122   2017/01/05 0.091   2017/03/30 135,724,000 14,344,918 0.144   2016/08/16 0.100   2016/12/30
19818 BNP Paribas Arbit Issu B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.090   0 0 0 -   - -   - 0 0 0.141   2016/02/22 0.109   2016/02/15
15771 BNP Paribas Arbit Issu B.V. - Esprit European Wts Oct 2017 A HKD 0.840   0.425   0.400   3,103,500 2,168,085 N/A 0.920   2017/02/27 0.365   2017/02/23 63,892,900 29,239,329 0.490   2016/12/30 0.465   2016/12/30
10456 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10446 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Jun 2017 B HKD 0.126   0.047   0.065   16,490,000 1,045,650 N/A 0.203   2017/01/04 0.047   2017/03/27 50,490,000 5,350,490 0.209   2016/12/23 0.181   2016/12/30
10407 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Mar 2017 B HKD 0.098   0.014   0.010   4,030,000 189,670 2,909,353 0.260   2017/01/04 0.014   2017/03/16 42,390,000 5,085,240 0.295   2016/12/20 0.076   2016/11/09
10455 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10430 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Jun 2017 A HKD 0.208   0.130   0.143   10,320,000 1,869,260 N/A 0.260   2017/02/02 0.130   2017/03/03 13,730,000 2,566,590 -   - -   -
10406 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Mar 2017 A HKD -   -   0.010   0 0 652,782 0.021   2017/01/05 0.016   2017/01/24 2,660,000 47,530 0.250   2016/08/19 0.021   2016/12/29
29407 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts Feb 2018 A HKD 1.120   0.650   1.100   23,927,000 20,423,370 N/A 1.120   2017/03/30 0.650   2017/03/27 23,927,000 20,423,370 -   - -   -
28170 BNP Paribas Arbit Issu B.V. - Fosun Intl European Wts Apr18A HKD 0.212   0.160   0.163   29,490,000 5,414,880 N/A 0.221   2017/02/20 0.160   2017/03/28 32,490,000 6,074,580 -   - -   -
28169 BNP Paribas Arbit Issu B.V. - GAC European Warrants Apr 18 A HKD 0.315   0.214   0.230   21,280,000 4,812,200 N/A 0.315   2017/03/16 0.214   2017/03/22 21,380,000 4,841,700 -   - -   -
20657 BNP Paribas Arbit Issu B.V. - GAC European Warrants Dec 17 A HKD -   -   0.455   0 0 2,104,667 -   - -   - 0 0 0.495   2016/09/09 0.168   2016/01/20
12639 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 A HKD -   -   0.010   0 0 750 0.010   2017/02/16 0.010   2017/02/16 450,000 4,500 -   - -   -
11945 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 B HKD 1.360   1.170   1.550   3,010,000 3,578,600 1,260,967 1.360   2017/03/17 0.750   2017/01/06 6,370,000 6,875,800 1.120   2016/12/08 0.224   2016/08/31
13836 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.520   0.250   0.470   159,760,000 53,342,100 N/A 0.520   2017/03/30 0.136   2017/02/08 379,910,000 98,616,300 0.460   2016/12/01 0.150   2016/10/24
13104 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 0.710   0.630   0.960   710,000 471,500 24,133,883 0.710   2017/03/14 0.415   2017/02/08 76,380,000 39,032,500 0.740   2016/11/29 0.295   2016/09/12
15110 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Jan 2018 A HKD 0.300   0.168   0.265   442,370,000 104,361,750 N/A 0.300   2017/03/30 0.112   2017/02/08 1,143,760,000 211,146,590 0.209   2016/12/14 0.153   2016/12/16
11584 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Jan 2018 B HKD 0.405   0.315   0.370   164,050,000 60,647,750 N/A 0.405   2017/03/30 0.315   2017/03/22 164,050,000 60,647,750 -   - -   -
13629 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2017 A HKD 1.030   0.570   1.010   5,240,000 4,815,600 N/A 1.030   2017/03/31 0.275   2017/02/08 94,690,000 49,953,100 0.710   2016/11/22 0.230   2016/10/24
14573 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.295   0.150   0.280   317,760,000 69,237,300 N/A 0.295   2017/03/29 0.102   2017/02/08 551,450,000 104,919,840 0.335   2016/12/01 0.145   2016/12/23
10405 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Mar17B HKD 0.026   0.015   0.010   990,000 21,200 1,578,298 0.204   2017/01/16 0.015   2017/03/15 23,750,000 1,800,390 0.310   2016/10/13 0.081   2016/09/07
10447 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Sep17A HKD 0.202   0.112   0.121   8,550,000 1,219,910 N/A 0.330   2017/01/16 0.112   2017/03/28 22,450,000 4,103,160 -   - -   -
10454 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Dec 2017A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10421 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Jun 2017A HKD 0.107   0.064   0.080   2,320,000 181,510 N/A 0.231   2017/02/02 0.064   2017/03/14 9,850,000 1,461,020 0.330   2016/12/06 0.213   2016/12/20
10404 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Mar 2017A HKD -   -   0.010   0 0 389,728 -   - -   - 0 0 0.250   2016/07/15 0.014   2016/12/19
13205 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Apr 2017 A HKD 3.660   1.820   3.590   16,120,000 32,790,450 11,721,492 3.660   2017/03/13 0.370   2017/01/03 19,450,000 36,263,650 1.480   2016/10/25 0.300   2016/12/22
13839 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Aug 2017 A HKD 2.930   1.640   2.480   4,820,000 11,186,200 N/A 2.930   2017/03/16 0.510   2017/01/03 24,490,000 33,996,850 1.390   2016/10/25 0.390   2016/12/19
28996 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Jul 2018 A HKD 0.315   0.202   0.265   80,780,000 22,209,355 N/A 0.315   2017/03/14 0.202   2017/03/03 83,780,000 22,839,355 -   - -   -
15286 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Jun 2018 A HKD -   -   0.475   0 0 N/A 0.385   2017/02/09 0.172   2017/01/03 23,390,000 6,441,850 0.164   2016/12/20 0.163   2016/12/20
10432 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Dec 2017 B HKD 0.228   0.183   0.186   2,080,000 455,210 N/A 0.255   2017/01/12 0.183   2017/03/29 3,290,000 751,660 0.315   2016/12/23 0.290   2016/12/06
10443 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10410 BNP Paribas Arbit Issu B.V. - Gold European Put Wts Mar 17 B HKD 0.114   0.112   0.070   30,000 3,400 382,550 0.255   2017/01/11 0.112   2017/03/01 1,560,000 349,980 0.360   2016/12/16 0.177   2016/11/09
10431 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2017 A HKD 0.265   0.214   0.242   10,880,000 2,497,090 N/A 0.275   2017/02/27 0.214   2017/03/15 13,650,000 3,210,170 -   - -   -
10409 BNP Paribas Arbit Issu B.V. - Gold European Wts Mar 2017 A HKD -   -   0.010   0 0 532,267 0.016   2017/01/18 0.010   2017/02/06 6,870,000 103,130 0.186   2016/08/24 0.014   2016/12/29
10442 BNP Paribas Arbit Issu B.V. - Gold European Wts Sep 2017 A HKD 0.325   0.250   0.285   8,080,000 2,293,500 N/A 0.335   2017/02/27 0.250   2017/03/15 37,300,000 11,140,250 0.270   2016/12/30 0.265   2016/12/30
28028 BNP Paribas Arbit Issu B.V. - Greatwall Motor Eu Wt Nov 18 A HKD 0.240   0.170   0.170   149,295,000 27,746,695 N/A 0.260   2017/02/23 0.170   2017/03/31 190,925,000 37,282,275 -   - -   -
28045 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Oct 2018 A HKD 0.183   0.119   0.119   86,836,000 13,399,740 N/A 0.236   2017/02/17 0.119   2017/03/31 122,832,000 21,278,372 -   - -   -
13305 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Sep 2017 A HKD 0.052   0.020   0.021   25,548,000 950,852 17,980,739 0.077   2017/02/17 0.020   2017/03/30 142,892,000 6,755,836 0.148   2016/09/22 0.046   2016/12/29
15781 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Oct 2017 A HKD 1.320   1.110   1.100   161,000 198,530 N/A 1.320   2017/03/16 0.375   2017/01/03 7,589,000 4,292,395 0.350   2016/12/30 0.310   2016/12/30
15780 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2018 A HKD 0.720   0.560   0.740   2,740,000 1,655,910 N/A 0.720   2017/03/28 0.390   2017/01/05 25,128,000 13,317,550 0.490   2016/12/30 0.415   2016/12/30
29290 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jan 2018 B HKD 0.156   0.105   0.112   655,450,000 89,384,180 N/A 0.156   2017/03/10 0.105   2017/03/20 655,450,000 89,384,180 -   - -   -
11021 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 C HKD 0.024   0.010   0.010   24,480,000 429,500 37,939,857 0.090   2017/01/04 0.010   2017/03/27 437,870,000 23,604,590 0.275   2016/06/24 0.050   2016/12/05
13691 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 D HKD 0.161   0.086   0.099   16,310,000 2,351,890 N/A 0.225   2017/01/05 0.086   2017/03/20 72,130,000 10,437,930 0.280   2016/12/28 0.141   2016/11/28
27035 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 A HKD 0.094   0.058   0.067   10,410,000 761,650 17,246,545 0.142   2017/02/16 0.058   2017/03/10 693,200,000 52,922,580 0.305   2016/04/28 0.068   2016/12/29
13636 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 B HKD 0.041   0.023   0.024   9,550,000 325,020 N/A 0.067   2017/02/21 0.023   2017/03/09 54,360,000 2,021,230 0.187   2016/10/11 0.033   2016/12/29
21139 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 A HKD -   -   0.018   0 0 369,358 0.019   2017/02/23 0.018   2017/02/21 450,000 8,500 0.083   2016/01/04 0.015   2016/12/19
12468 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 B HKD 0.110   0.074   0.077   382,590,000 33,509,560 68,437,012 0.156   2017/02/16 0.074   2017/03/10 1,263,570,000 115,501,440 0.300   2016/09/22 0.087   2016/12/28
15885 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jan 2018 A HKD 0.212   0.168   0.170   235,850,000 45,727,980 N/A 0.275   2017/02/16 0.155   2017/01/24 1,043,350,000 188,031,660 -   - -   -
15101 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jul 2017 A HKD 0.205   0.103   0.121   122,093,000 14,443,441 N/A 0.470   2017/02/16 0.103   2017/03/13 264,997,000 54,188,767 0.365   2016/12/14 0.224   2016/12/23
24396 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 A HKD 0.045   0.019   0.026   39,700,000 1,202,630 19,086,280 0.081   2017/02/16 0.019   2017/03/13 218,630,000 8,664,040 0.265   2016/01/04 0.034   2016/12/29
27732 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 B HKD -   -   0.010   0 0 21,590,855 0.021   2017/02/16 0.012   2017/02/09 1,200,000 19,300 0.126   2016/09/09 0.019   2016/12/14
27499 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2018 A HKD 0.135   0.093   0.093   777,120,000 85,216,880 N/A 0.169   2017/02/17 0.093   2017/03/31 1,177,450,000 142,674,840 -   - -   -
11925 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 A HKD -   -   0.010   0 0 2,479,520 0.045   2017/02/16 0.010   2017/02/23 63,920,000 1,434,950 0.228   2016/09/09 0.010   2016/12/30
13297 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 B HKD -   -   0.010   0 0 494,493 0.010   2017/02/08 0.010   2017/02/08 200,000 2,000 0.710   2016/09/22 0.020   2016/12/21
13379 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2017 C HKD -   -   0.010   0 0 31,876,862 0.010   2017/02/08 0.010   2017/02/08 800,000 8,000 0.162   2016/09/22 0.019   2016/12/12
13009 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2018 A HKD 0.121   0.087   0.087   693,680,000 69,364,520 75,133,510 0.166   2017/02/16 0.087   2017/03/31 1,928,320,000 212,217,140 0.305   2016/09/22 0.102   2016/12/28
13637 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2017 A HKD 0.045   0.027   0.031   11,150,000 398,100 N/A 0.078   2017/02/16 0.027   2017/03/13 264,140,000 16,902,170 0.179   2016/10/11 0.040   2016/12/29
22498 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.015   2016/08/23 0.015   2016/08/23
28054 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Jan 2018 A HKD 0.470   0.305   0.330   56,150,000 22,591,620 N/A 0.520   2017/02/23 0.305   2017/03/10 100,316,000 43,379,380 -   - -   -
12543 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts May 2017 A HKD 0.063   0.019   0.019   4,868,000 195,778 214,750 0.136   2017/02/16 0.019   2017/03/31 5,348,000 249,498 0.425   2016/09/08 0.123   2016/11/17
11590 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Oct 2017 A HKD 0.580   0.390   0.390   11,390,000 5,799,180 N/A 0.580   2017/03/21 0.390   2017/03/31 11,390,000 5,799,180 -   - -   -
13306 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD 0.143   0.129   0.089   888,000 119,580 198,169 0.143   2017/03/17 0.129   2017/03/27 888,000 119,580 0.185   2016/12/02 0.129   2016/11/17
13152 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Apr 2017 B HKD -   -   0.010   0 0 34,516,048 0.045   2017/01/03 0.020   2017/01/19 36,000,000 1,073,300 0.290   2016/09/14 0.028   2016/12/08
12220 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Mar 2017 A HKD -   -   0.010   0 0 6,694,071 -   - -   - 0 0 0.190   2016/08/11 0.015   2016/12/13
15884 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Oct 2017 B HKD 0.223   0.159   0.174   55,780,000 10,273,584 N/A 0.415   2017/01/03 0.147   2017/02/20 286,488,000 81,540,036 -   - -   -
11594 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 A HKD 0.930   0.900   0.910   108,000 100,200 697,507 1.200   2017/02/10 0.900   2017/03/27 2,740,000 2,954,520 1.180   2016/12/08 0.211   2016/08/03
13299 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 C HKD 0.055   0.020   0.010   6,064,000 222,708 38,197,185 0.260   2017/02/20 0.020   2017/03/17 76,708,000 9,729,380 0.320   2016/12/08 0.062   2016/11/09
14506 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 D HKD 0.217   0.055   0.071   5,996,000 793,720 N/A 0.460   2017/02/21 0.055   2017/03/27 80,020,000 20,338,948 0.520   2016/12/08 0.201   2016/12/29
11499 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 A HKD 1.150   1.020   1.040   1,532,000 1,680,360 1,527,247 1.430   2017/02/21 1.020   2017/03/24 2,312,000 2,588,920 1.330   2016/12/08 0.380   2016/07/20
12966 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 B HKD 0.249   0.175   0.188   3,684,000 815,560 44,458,703 0.430   2017/02/20 0.175   2017/03/27 219,372,000 68,116,672 0.460   2016/12/08 0.146   2016/11/09
26750 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jan 2018 A HKD 0.188   0.134   0.145   2,016,000 284,728 N/A 0.350   2017/02/20 0.134   2017/03/27 19,848,000 5,649,208 -   - -   -
21606 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jan 2019 A HKD 0.225   0.185   0.185   184,560,000 38,291,916 N/A 0.350   2017/02/21 0.185   2017/03/21 231,876,000 51,062,236 -   - -   -
25776 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2017 A HKD 0.290   0.167   0.194   11,600,000 2,632,284 6,101,443 0.530   2017/02/20 0.167   2017/03/27 20,832,000 5,799,364 0.520   2016/12/08 0.052   2016/07/06
20406 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2018 A HKD 0.215   0.158   0.173   183,244,000 32,507,796 N/A 0.355   2017/02/21 0.158   2017/03/27 274,264,000 56,065,648 -   - -   -
27245 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jun 2017 A HKD 1.310   1.310   1.240   100,000 131,000 1,275,547 1.630   2017/02/20 1.190   2017/01/09 1,632,000 2,371,640 1.550   2016/12/08 0.208   2016/06/24
12376 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2017 B HKD -   -   0.490   0 0 28,736,649 0.860   2017/02/20 0.330   2017/01/10 20,684,000 11,087,120 0.720   2016/12/08 0.191   2016/08/16
13022 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2018 A HKD 0.265   0.193   0.209   3,044,000 755,752 20,408,305 0.440   2017/02/20 0.193   2017/03/27 141,604,000 48,864,488 0.475   2016/12/08 0.151   2016/11/09
15424 BNP Paribas Arbit Issu B.V. - HSBC European Wts Oct 2017 A HKD 0.315   0.225   0.236   110,236,000 29,925,944 N/A 0.540   2017/02/20 0.225   2017/03/27 607,684,000 217,433,904 0.350   2016/12/22 0.305   2016/12/29
26125 BNP Paribas Arbit Issu B.V. - HSBC European Wts Sep 2017 A HKD 0.152   0.104   0.110   24,620,000 2,788,572 N/A 0.310   2017/02/20 0.104   2017/03/27 57,816,000 10,918,152 -   - -   -
13206 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2017 A HKD 0.124   0.074   0.078   26,830,000 2,775,660 2,264,725 0.137   2017/02/16 0.069   2017/02/03 120,170,000 12,355,750 0.116   2016/11/28 0.059   2016/12/23
27040 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Jun 2017 A HKD 0.166   0.090   0.110   13,400,000 1,697,290 946,775 0.167   2017/02/23 0.068   2017/02/03 33,220,000 3,643,000 0.168   2016/08/16 0.057   2016/12/23
12542 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Apr 2017 B HKD 0.015   0.010   0.010   9,210,000 108,740 142,775,062 0.137   2017/01/03 0.010   2017/03/17 1,110,270,000 58,530,890 0.200   2016/11/09 0.086   2016/12/08
20396 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Aug 2017 D HKD 0.109   0.054   0.061   718,290,000 63,306,900 N/A 0.175   2017/01/23 0.054   2017/03/21 2,100,530,000 248,834,440 -   - -   -
28877 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2017 A HKD 0.280   0.168   0.189   1,434,250,000 310,050,630 N/A 0.280   2017/03/09 0.168   2017/03/21 1,509,540,000 328,307,750 -   - -   -
12323 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14494 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jul 2017 B HKD 0.053   0.021   0.023   224,060,000 7,227,830 N/A 0.174   2017/01/03 0.021   2017/03/21 2,501,450,000 264,949,230 0.203   2016/12/28 0.168   2016/12/30
12730 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 A HKD 0.052   0.018   0.019   390,820,000 13,486,440 203,648,987 0.181   2017/01/03 0.018   2017/03/31 2,428,330,000 177,483,260 0.235   2016/11/09 0.120   2016/12/08
13841 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 D HKD 0.100   0.037   0.041   649,840,000 45,460,220 N/A 0.219   2017/01/05 0.037   2017/03/21 4,170,320,000 578,384,820 -   - -   -
28385 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 C HKD -   -   0.010   0 0 5,980,923 0.023   2017/01/03 0.010   2017/01/23 56,820,000 1,123,340 0.146   2016/07/12 0.017   2016/12/12
13203 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2017 E HKD 0.048   0.010   0.010   308,990,000 10,113,530 254,791,438 0.171   2017/01/16 0.010   2017/03/22 1,349,090,000 74,660,710 0.330   2016/12/28 0.166   2016/10/11
12335 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2018 C HKD 0.247   0.223   0.227   259,060,000 60,114,870 N/A 0.247   2017/03/27 0.223   2017/03/31 259,060,000 60,114,870 -   - -   -
13018 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts May 2017 B HKD 0.072   0.020   0.023   83,640,000 3,316,090 317,048,947 0.250   2017/01/03 0.020   2017/03/21 3,705,130,000 561,599,110 0.305   2016/12/23 0.050   2016/10/20
15374 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Oct 2017 B HKD 0.092   0.049   0.054   437,420,000 30,563,350 N/A 0.137   2017/01/23 0.049   2017/03/21 1,370,050,000 127,171,960 -   - -   -
14885 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Sep 2017 B HKD 0.120   0.060   0.066   716,760,000 67,491,550 N/A 0.173   2017/01/23 0.060   2017/03/21 2,049,710,000 248,857,550 -   - -   -
28875 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Sep 2017 C HKD 0.280   0.153   0.177   2,025,620,000 408,423,980 N/A 0.280   2017/03/09 0.153   2017/03/21 2,221,910,000 454,424,510 -   - -   -
12540 BNP Paribas Arbit Issu B.V. - HSI European Wts Apr 2017 A HKD 0.169   0.048   0.091   1,330,120,000 157,834,510 196,677,058 0.169   2017/03/21 0.034   2017/01/03 3,970,590,000 313,493,000 0.295   2016/09/09 0.026   2016/12/23
12627 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 A HKD 0.145   0.061   0.098   1,294,130,000 139,638,840 142,304,748 0.145   2017/03/21 0.054   2017/01/03 3,708,200,000 363,390,430 0.270   2016/09/09 0.046   2016/12/28
13308 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 B HKD 0.084   0.035   0.051   538,320,000 34,366,670 12,143,237 0.088   2017/02/16 0.035   2017/03/09 1,128,060,000 72,859,420 -   - -   -
15371 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 C HKD 0.320   0.168   0.255   104,920,000 25,090,960 N/A 0.320   2017/03/21 0.164   2017/01/09 3,475,610,000 679,386,280 -   - -   -
28872 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2018 A HKD 0.173   0.103   0.143   1,054,650,000 159,284,320 N/A 0.173   2017/03/21 0.103   2017/03/09 1,158,160,000 175,578,940 -   - -   -
14493 BNP Paribas Arbit Issu B.V. - HSI European Wts Jul 2017 A HKD 0.206   0.096   0.158   99,210,000 15,232,210 N/A 0.206   2017/03/21 0.096   2017/03/09 2,418,470,000 358,993,920 -   - -   -
13202 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 B HKD 0.072   0.023   0.040   718,630,000 37,142,810 69,233,053 0.073   2017/02/16 0.023   2017/03/09 2,498,780,000 115,535,510 0.167   2016/10/11 0.022   2016/12/28
13840 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 C HKD 0.157   0.075   0.112   1,098,410,000 143,300,930 N/A 0.157   2017/03/21 0.072   2017/02/03 3,283,900,000 388,992,790 -   - -   -
25271 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 A HKD 0.330   0.196   0.290   1,590,000 471,150 75,653,440 0.330   2017/03/21 0.096   2017/01/04 12,500,000 2,400,380 0.340   2016/09/09 0.062   2016/05/13
28384 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 B HKD 0.570   0.540   0.640   3,610,000 1,952,400 1,204,558 0.590   2017/02/15 0.315   2017/01/04 8,500,000 4,501,050 0.550   2016/10/20 0.242   2016/07/08
13019 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2017 D HKD 0.096   0.010   0.053   564,700,000 23,422,430 99,772,663 0.096   2017/03/21 0.010   2017/03/10 1,492,010,000 52,588,630 0.246   2016/09/09 0.012   2016/12/23
28871 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2018 A HKD 0.237   0.163   0.186   1,805,720,000 364,715,500 N/A 0.237   2017/03/21 0.163   2017/03/10 1,923,660,000 389,684,080 -   - -   -
12320 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2018 B HKD 0.132   0.120   0.114   102,520,000 13,080,620 N/A 0.132   2017/03/30 0.120   2017/03/31 102,520,000 13,080,620 -   - -   -
11757 BNP Paribas Arbit Issu B.V. - HSI European Wts May 2017 A HKD 0.270   0.131   0.199   27,260,000 4,560,490 217,395,027 0.270   2017/03/21 0.078   2017/01/03 2,017,360,000 350,075,310 0.345   2016/09/09 0.059   2016/12/23
13310 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2017 A HKD 0.085   0.037   0.056   416,580,000 29,342,790 71,528,528 0.088   2017/02/16 0.037   2017/03/09 1,987,570,000 112,832,640 0.182   2016/09/22 0.033   2016/12/23
14882 BNP Paribas Arbit Issu B.V. - HSI European Wts Sep 2017 A HKD 0.275   0.172   0.218   1,272,260,000 267,305,600 N/A 0.275   2017/03/21 0.153   2017/02/03 3,561,380,000 728,871,160 -   - -   -
12291 BNP Paribas Arbit Issu B.V. - HSI European Wts Sep 2017 D HKD 0.121   0.096   0.092   196,450,000 21,775,950 N/A 0.121   2017/03/29 0.096   2017/03/31 196,450,000 21,775,950 -   - -   -
22421 BNP Paribas Arbit Issu B.V. - ICBC European Wts Apr 2018 A HKD 0.355   0.248   0.280   69,590,000 21,283,455 N/A 0.365   2017/02/27 0.232   2017/01/26 121,018,000 37,500,360 -   - -   -
26139 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 A HKD 0.610   0.390   0.490   336,000 182,300 14,749,313 0.620   2017/02/16 0.295   2017/02/03 9,650,000 4,711,580 0.740   2016/09/09 0.120   2016/05/18
11350 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 B HKD 0.290   0.185   0.232   28,314,000 7,535,465 42,769,385 0.330   2017/02/16 0.128   2017/02/03 70,361,000 16,323,092 0.500   2016/09/22 0.126   2016/12/22
12425 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 A HKD 0.360   0.228   0.280   282,818,000 87,721,536 71,159,389 0.400   2017/02/23 0.174   2017/02/03 426,330,000 137,093,824 0.520   2016/09/09 0.159   2016/12/23
12962 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 B HKD 0.113   0.065   0.079   51,036,000 3,827,784 11,965,422 0.125   2017/02/23 0.059   2017/02/03 623,516,000 46,370,820 0.224   2016/09/09 0.064   2016/12/23
27219 BNP Paribas Arbit Issu B.V. - ICBC European Wts Feb 2018 A HKD 0.385   0.239   0.285   247,048,000 78,071,470 N/A 0.410   2017/02/23 0.239   2017/03/10 348,452,000 115,334,880 -   - -   -
12817 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2017 A HKD -   -   0.010   0 0 1,098,252 0.035   2017/02/16 0.017   2017/02/16 50,981,000 1,118,617 0.260   2016/09/22 0.019   2016/12/21
12569 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2018 A HKD 0.265   0.182   0.202   30,117,000 7,063,222 5,959,036 0.285   2017/02/23 0.131   2017/02/03 82,089,000 17,838,047 0.380   2016/09/22 0.121   2016/12/23
24399 BNP Paribas Arbit Issu B.V. - ICBC European Wts May 2017 A HKD 0.189   0.080   0.076   2,940,000 435,070 7,526,507 0.209   2017/02/22 0.060   2017/02/06 11,125,000 1,320,926 0.400   2016/09/09 0.053   2016/05/20
11068 BNP Paribas Arbit Issu B.V. - Jiangxi Copper Eu Wt Jan 2018A HKD 0.164   0.094   0.094   251,750,000 33,987,280 N/A 0.164   2017/03/16 0.094   2017/03/31 251,750,000 33,987,280 -   - -   -
15774 BNP Paribas Arbit Issu B.V. - KECL European Wts Oct 2017 A HKD 0.720   0.510   0.730   3,272,000 1,911,860 N/A 0.720   2017/03/27 0.210   2017/02/07 50,608,000 17,959,192 0.305   2016/12/30 0.300   2016/12/30
18073 BNP Paribas Arbit Issu B.V. - KECL European Wts Sep 2017 A HKD 0.034   0.019   0.032   22,000,000 619,840 180,443 0.034   2017/03/23 0.010   2017/02/08 40,980,000 891,840 0.095   2016/04/13 0.016   2016/11/10
28333 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts Mar 2017 A HKD -   -   0.026   0 0 675,043 0.127   2017/01/04 0.048   2017/02/03 53,700,000 4,050,260 0.460   2016/09/22 0.249   2016/08/15
13628 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts May 2017 A HKD 0.140   0.032   0.094   123,890,000 9,021,580 N/A 0.140   2017/03/23 0.032   2017/03/09 190,570,000 12,824,010 0.290   2016/10/07 0.066   2016/12/30
12679 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Apr 2018 A HKD 0.400   0.320   0.370   18,090,000 6,770,730 N/A 0.400   2017/03/29 0.320   2017/03/28 18,090,000 6,770,730 -   - -   -
21726 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2018 A HKD 0.195   0.094   0.183   13,186,000 2,173,800 N/A 0.325   2017/01/18 0.094   2017/03/10 92,060,000 19,906,518 -   - -   -
21780 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2019 A HKD 0.237   0.157   0.204   15,428,000 3,347,032 N/A 0.380   2017/01/17 0.157   2017/03/10 46,430,000 11,769,102 -   - -   -
11589 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jun 2017 A HKD 0.079   0.011   0.065   67,978,000 3,422,936 14,113,374 0.183   2017/01/18 0.011   2017/03/10 250,626,000 24,435,244 0.940   2016/08/18 0.080   2016/12/29
15259 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Oct 2017 A HKD 0.250   0.106   0.213   30,518,000 5,754,874 N/A 0.410   2017/01/18 0.106   2017/03/10 165,650,000 47,675,966 0.275   2016/12/30 0.224   2016/12/29
11581 BNP Paribas Arbit Issu B.V. - Li & Fung Euro Wts Jul 2018 A HKD 0.390   0.172   0.177   114,856,000 33,204,160 N/A 0.390   2017/03/20 0.172   2017/03/30 114,856,000 33,204,160 -   - -   -
12819 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Apr 2017 A HKD 0.055   0.010   0.010   25,874,000 614,916 29,857,826 0.241   2017/02/16 0.010   2017/03/27 199,708,500 18,360,868 0.610   2016/10/06 0.100   2016/12/23
10417 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 17 B HKD 0.123   0.086   0.090   4,030,000 458,890 476,648 0.128   2017/01/11 0.086   2017/03/02 8,990,000 1,001,930 0.226   2016/11/14 0.115   2016/12/30
10458 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 18 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10416 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2017 A HKD 0.175   0.079   0.102   5,460,000 703,210 1,979,287 0.265   2017/01/03 0.079   2017/03/28 18,720,000 3,575,510 0.290   2016/10/11 0.170   2016/11/09
10457 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28040 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Apr 2018 A HKD 0.460   0.285   0.295   114,738,000 44,500,090 N/A 0.590   2017/02/21 0.285   2017/03/31 129,524,000 52,096,900 -   - -   -
13830 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Aug 2017 A HKD 0.140   0.078   0.058   7,266,000 734,382 N/A 0.360   2017/01/18 0.078   2017/03/27 84,180,000 23,500,332 0.295   2016/12/14 0.100   2016/11/14
15304 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Jan 2018 A HKD 0.270   0.189   0.158   5,272,000 1,181,930 N/A 0.475   2017/01/09 0.189   2017/03/10 77,834,000 29,078,680 0.405   2016/12/21 0.365   2016/12/22
11944 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Mar 2017 A HKD -   -   0.117   0 0 9,986,380 0.420   2017/01/26 0.103   2017/02/17 49,692,000 12,324,914 0.425   2016/10/11 0.118   2016/11/09
14689 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Oct 2017 A HKD 0.335   0.213   0.188   34,792,000 9,889,716 N/A 0.600   2017/01/13 0.213   2017/03/15 49,284,000 17,559,976 0.510   2016/12/21 0.255   2016/11/30
29291 BNP Paribas Arbit Issu B.V. - Ping An Eur Put Wts Jan 2018 B HKD 0.236   0.132   0.159   95,155,000 14,835,965 N/A 0.236   2017/03/07 0.132   2017/03/21 95,155,000 14,835,965 -   - -   -
12566 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2017 A HKD 0.043   0.010   0.010   23,105,000 499,415 41,906,511 0.058   2017/02/15 0.010   2017/03/27 90,255,000 3,283,620 0.330   2016/09/22 0.040   2016/12/23
14685 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2018 A HKD 0.148   0.110   0.128   77,530,000 10,549,560 N/A 0.159   2017/02/16 0.110   2017/03/13 174,220,000 23,321,210 0.231   2016/11/30 0.107   2016/12/23
19068 BNP Paribas Arbit Issu B.V. - Ping An European Wt Aug 2017 A HKD 0.111   0.066   0.088   33,005,000 2,974,330 2,051,081 0.111   2017/03/21 0.065   2017/02/28 36,915,000 3,284,630 0.174   2016/01/04 0.036   2016/06/28
20407 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jan 2018 A HKD 0.310   0.215   0.250   139,085,000 35,300,615 N/A 0.320   2017/02/22 0.199   2017/02/02 287,940,000 75,499,265 -   - -   -
13891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 A HKD 0.440   0.249   0.345   28,850,000 8,364,125 N/A 0.440   2017/03/23 0.165   2017/02/03 140,425,000 36,442,255 0.550   2016/11/28 0.192   2016/12/23
15100 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 B HKD 0.168   0.078   0.105   69,835,000 8,936,960 N/A 0.168   2017/03/23 0.059   2017/02/03 334,270,000 34,335,110 0.210   2016/12/14 0.092   2016/12/23
26751 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2018 A HKD 0.360   0.280   0.325   94,270,000 28,983,825 N/A 0.375   2017/02/22 0.280   2017/03/10 237,175,000 79,642,925 -   - -   -
25770 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jun 2017 A HKD 0.232   0.073   0.142   31,575,000 5,133,195 9,180,268 0.232   2017/03/23 0.064   2017/02/03 61,810,000 9,323,405 0.485   2016/09/09 0.097   2016/06/28
12891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Mar 2017 A HKD -   -   0.010   0 0 5,115,700 0.055   2017/02/15 0.010   2017/02/23 51,760,000 1,404,735 0.400   2016/09/09 0.038   2016/12/29
12964 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 A HKD 0.021   0.013   0.019   2,320,000 44,280 8,830,081 0.041   2017/02/15 0.013   2017/03/17 55,990,000 1,551,195 0.244   2016/09/09 0.026   2016/12/29
14601 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 B HKD 0.071   0.021   0.021   11,035,000 353,000 N/A 0.071   2017/03/23 0.020   2017/02/03 73,885,000 3,061,745 0.209   2016/11/28 0.050   2016/12/28
14241 BNP Paribas Arbit Issu B.V. - Ping An European Wt Oct 2017 A HKD 0.187   0.109   0.144   79,965,000 10,639,710 N/A 0.187   2017/03/23 0.089   2017/02/06 513,900,000 68,109,775 0.315   2016/11/28 0.115   2016/12/22
12145 BNP Paribas Arbit Issu B.V. - R&F Ppt Euro Wts Mar 2017 A HKD -   -   0.340   0 0 5,000 0.340   2017/02/08 0.340   2017/02/08 48,000 16,320 0.630   2016/09/05 0.217   2016/01/26
12387 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Apr 2017 A HKD 0.138   0.026   0.106   29,016,000 2,304,788 31,592,488 0.275   2017/01/11 0.026   2017/03/27 211,496,000 31,987,376 0.550   2016/11/29 0.162   2016/12/29
28030 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2018 A HKD 0.390   0.295   0.395   10,656,000 3,430,520 N/A 0.390   2017/03/28 0.250   2017/02/21 57,656,000 16,208,560 -   - -   -
13775 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2019 A HKD 0.022   0.022   0.023   20,000 440 104,477 0.026   2017/01/23 0.019   2017/02/01 980,000 23,524 0.035   2016/03/31 0.019   2016/08/29
13690 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jul 2017 A HKD 0.086   0.053   0.072   8,036,000 562,900 N/A 0.160   2017/01/11 0.053   2017/03/13 19,772,000 1,670,548 0.330   2016/11/29 0.120   2016/12/29
13835 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Oct 2017 A HKD 0.135   0.100   0.127   30,032,000 3,613,420 N/A 0.185   2017/01/11 0.080   2017/02/23 131,256,000 16,378,752 0.325   2016/12/01 0.178   2016/12/09
29397 BNP Paribas Arbit Issu B.V. - SHK Ppt Euro Warrants Jan 18 A HKD 0.380   0.305   0.385   16,700,000 5,594,200 N/A 0.380   2017/03/10 0.305   2017/03/09 16,700,000 5,594,200 -   - -   -
13833 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.126   0.059   0.099   73,108,000 7,544,740 N/A 0.235   2017/01/18 0.059   2017/03/10 275,596,000 43,619,832 0.345   2016/10/24 0.120   2016/11/21
15311 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Jan 2018 A HKD 0.208   0.123   0.185   239,226,000 40,044,084 N/A 0.305   2017/01/18 0.123   2017/03/10 478,718,000 97,853,788 0.220   2016/12/21 0.171   2016/12/29
11940 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Mar 2017 A HKD -   -   0.010   0 0 22,311,203 0.155   2017/01/26 0.010   2017/02/23 250,202,000 20,110,022 0.375   2016/10/11 0.058   2016/12/29
26145 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Jan 2018 A HKD 0.380   0.315   0.370   550,000 191,650 N/A 0.670   2017/02/10 0.315   2017/03/13 12,175,000 7,076,600 -   - -   -
15261 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Oct 2017 A HKD 0.550   0.395   0.540   1,756,500 867,925 N/A 0.970   2017/02/10 0.365   2017/01/05 33,159,000 19,157,563 0.430   2016/12/19 0.325   2016/12/28
26120 BNP Paribas Arbit Issu B.V. - SUNAC European Warrants Apr19A HKD 0.370   0.255   0.355   5,590,000 1,817,750 N/A 0.370   2017/03/29 0.211   2017/02/14 46,410,000 11,226,370 -   - -   -
15790 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Oct 2017 A HKD 2.110   1.580   2.010   170,000 294,100 N/A 2.110   2017/03/23 0.495   2017/01/03 17,980,000 20,812,300 0.520   2016/12/30 0.475   2016/12/30
28997 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Oct 2017 B HKD 0.580   0.300   0.425   16,120,000 5,985,100 N/A 0.580   2017/03/13 0.295   2017/02/28 27,520,000 9,668,050 -   - -   -
13017 BNP Paribas Arbit Issu B.V. - Sunny Optical Euro Wts Apr17A HKD 0.880   0.260   0.600   11,410,000 5,630,200 17,321,830 0.880   2017/03/13 0.065   2017/01/04 84,350,000 22,675,820 0.445   2016/09/08 0.037   2016/12/23
15883 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Apr 2018 A HKD 0.103   0.050   0.056   1,499,390,000 118,781,400 N/A 0.187   2017/01/04 0.050   2017/03/29 3,027,110,000 291,438,650 -   - -   -
13893 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Nov 2017 A HKD 0.105   0.039   0.045   1,421,820,000 86,709,630 N/A 0.199   2017/01/04 0.039   2017/03/29 2,836,560,000 285,242,110 0.237   2016/12/23 0.154   2016/10/25
25653 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Apr 17 A HKD -   -   0.255   0 0 26,451 0.195   2017/02/10 0.108   2017/01/04 1,090,000 147,230 0.305   2016/09/09 0.080   2016/05/13
26185 BNP Paribas Arbit Issu B.V. - Tracker Fund Euro Wts Mar 17 A HKD -   -   0.490   0 0 113,279 0.430   2017/02/08 0.290   2017/01/03 1,605,000 537,950 0.485   2016/10/05 0.174   2016/05/13
10429 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Jun 2017 B HKD 0.092   0.053   0.060   15,330,000 1,108,210 N/A 0.145   2017/01/17 0.053   2017/03/17 88,620,000 9,988,830 0.181   2016/12/05 0.107   2016/12/15
10408 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Mar 2017 B HKD -   -   0.010   0 0 1,671,840 0.010   2017/02/02 0.010   2017/02/02 420,000 4,200 0.260   2016/08/26 0.010   2016/12/30
10445 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Sep 2017 B HKD 0.275   0.175   0.220   10,860,000 2,512,330 N/A 0.325   2017/01/24 0.175   2017/03/14 29,480,000 7,751,690 -   - -   -
10428 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Jun 2017 A HKD 0.225   0.077   0.099   14,710,000 1,808,010 N/A 0.380   2017/01/09 0.077   2017/03/27 26,630,000 4,685,110 0.435   2016/12/16 0.290   2016/12/05
10400 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Mar 2017 A HKD 0.375   0.182   0.187   4,270,000 1,125,060 4,400,657 0.590   2017/01/04 0.182   2017/03/20 18,250,000 5,614,830 0.620   2016/12/16 0.063   2016/11/09
10444 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Sep 2017 A HKD 0.110   0.042   0.051   14,430,000 1,085,210 N/A 0.220   2017/01/09 0.042   2017/03/27 24,590,000 2,538,190 0.237   2016/12/28 0.213   2016/12/29
20248 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Aug 2018 A HKD 0.013   0.013   0.015   960,000 12,480 21,816 0.022   2017/02/15 0.013   2017/03/30 3,927,000 69,843 0.068   2016/04/14 0.017   2016/11/16
15782 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Oct 2017 A HKD 0.330   0.217   0.305   12,428,000 3,445,447 N/A 0.540   2017/02/16 0.217   2017/03/01 29,708,000 9,727,722 0.315   2016/12/30 0.310   2016/12/30
29762 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.141   0.112   0.109   53,838,000 6,579,018 10,003,738 0.149   2017/02/23 0.084   2017/01/03 501,522,000 57,271,336 0.157   2016/10/24 0.034   2016/01/22
12388 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Mar 2017 A HKD -   -   0.010   0 0 242,224 0.033   2017/01/06 0.010   2017/02/03 14,794,000 424,138 0.305   2016/08/18 0.021   2016/12/29
15258 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Oct 2017 A HKD 0.410   0.245   0.320   27,404,000 7,962,790 N/A 0.410   2017/03/24 0.245   2017/03/10 83,582,000 25,988,690 0.230   2016/12/19 0.229   2016/12/19
10452 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Dec 2017 A HKD 0.220   0.198   0.198   770,000 166,060 N/A 0.220   2017/03/21 0.198   2017/03/24 770,000 166,060 -   - -   -
10401 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Mar 2017 A HKD 0.104   0.046   0.115   990,000 74,710 641,425 0.160   2017/02/16 0.046   2017/03/14 10,970,000 1,251,590 0.270   2016/10/03 0.070   2016/12/30
11709 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Apr 2017 A HKD 0.120   0.012   0.010   14,450,000 986,160 7,754,888 0.168   2017/02/23 0.012   2017/03/23 75,150,000 7,198,080 1.050   2016/09/09 0.036   2016/12/29
14572 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jun 2017 A HKD 0.710   0.485   0.560   5,360,000 3,245,800 N/A 0.710   2017/03/01 0.300   2017/01/03 13,140,000 7,745,350 0.520   2016/12/12 0.250   2016/12/22
13153 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts May 2017 A HKD 0.026   0.026   0.019   150,000 3,900 2,363,238 0.031   2017/02/23 0.017   2017/01/06 7,010,000 166,430 0.380   2016/09/13 0.021   2016/12/15
13547 BNP Paribas Arbit Issu B.V. -Tencent European Wts Dec 2017 A HKD 0.105   0.052   0.089   53,240,000 4,862,820 90,305,367 0.105   2017/03/29 0.049   2017/01/24 372,460,000 24,814,340 0.192   2016/10/06 0.039   2016/12/20
12351 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Apr 2019 A HKD 0.240   0.202   0.203   425,230,000 95,574,350 N/A 0.240   2017/03/27 0.202   2017/03/31 425,230,000 95,574,350 -   - -   -
13204 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.179   0.080   0.141   410,500,000 43,919,060 110,140,710 0.179   2017/03/21 0.069   2017/01/24 2,262,540,000 216,247,490 0.280   2016/09/23 0.050   2016/12/20
12571 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.295   0.186   0.260   29,100,000 7,504,090 5,893,302 0.295   2017/03/29 0.170   2017/01/24 39,460,000 9,588,300 0.355   2016/09/23 0.131   2016/12/28
13010 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.300   0.194   0.265   49,280,000 13,075,680 74,258,647 0.300   2017/03/29 0.040   2017/02/16 179,940,000 38,547,100 0.395   2016/09/23 0.150   2016/12/23
14880 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 A HKD 0.345   0.203   0.290   44,100,000 13,398,730 N/A 0.345   2017/03/21 0.173   2017/01/04 1,007,820,000 194,893,350 0.215   2016/12/08 0.141   2016/12/23
15423 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 B HKD 0.550   0.380   0.510   8,200,000 3,912,450 N/A 0.550   2017/03/29 0.300   2017/01/04 47,500,000 18,240,400 0.310   2016/12/30 0.249   2016/12/28
19467 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2019 A HKD 0.295   0.209   0.249   21,750,000 5,416,220 N/A 0.295   2017/03/21 0.209   2017/03/01 395,760,000 95,083,700 -   - -   -
26732 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2019 B HKD 0.435   0.310   0.380   54,090,000 20,864,000 N/A 0.435   2017/03/21 0.310   2017/03/01 75,640,000 28,596,950 -   - -   -
25777 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 0.810   0.560   0.770   11,710,000 8,949,000 23,056,383 0.810   2017/03/21 0.420   2017/01/04 14,200,000 10,281,250 0.740   2016/09/23 0.181   2016/02/12
13890 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.215   0.098   0.168   138,510,000 18,677,590 N/A 0.215   2017/03/21 0.012   2017/01/06 350,420,000 36,973,450 0.250   2016/10/20 0.052   2016/12/19
15099 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 C HKD 0.890   0.335   0.600   511,059,000 263,327,320 N/A 0.890   2017/03/21 0.335   2017/03/03 1,281,028,000 637,818,095 0.485   2016/12/30 0.305   2016/12/19
15301 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 D HKD 0.325   0.182   0.295   30,320,000 8,654,840 N/A 0.325   2017/03/20 0.131   2017/01/04 180,340,000 30,514,640 0.139   2016/12/30 0.099   2016/12/23
19442 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 E HKD 0.118   0.046   0.057   601,660,000 50,115,917 N/A 0.239   2017/01/09 0.046   2017/03/10 1,101,024,000 115,835,572 -   - -   -
15049 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2018 A HKD 0.365   0.235   0.320   59,350,000 18,007,090 N/A 0.365   2017/03/21 0.209   2017/01/04 1,061,550,000 249,383,410 0.224   2016/12/14 0.178   2016/12/23
27037 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD 0.480   0.280   0.435   5,110,000 2,150,800 3,971,072 0.480   2017/03/21 0.182   2017/01/03 103,970,000 23,536,840 0.450   2016/09/23 0.109   2016/05/06
24398 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2017 A HKD -   -   0.445   0 0 1,497,590 0.445   2017/02/17 0.211   2017/01/04 16,230,000 5,071,560 0.540   2016/09/23 0.086   2016/02/12
13150 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.154   0.095   0.125   6,500,000 858,520 75,105,540 0.154   2017/03/29 0.084   2017/01/24 500,030,000 52,265,000 0.255   2016/09/23 0.069   2016/12/23
12889 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.310   0.161   0.260   46,310,000 12,091,530 127,104,552 0.310   2017/03/21 0.129   2017/01/04 647,560,000 100,546,690 0.350   2016/09/08 0.096   2016/12/23
13626 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.140   0.070   0.110   31,940,000 3,749,630 N/A 0.140   2017/03/21 0.057   2017/01/24 1,009,630,000 72,891,070 0.228   2016/10/06 0.045   2016/12/20
10453 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Dec 2017 B HKD 0.222   0.153   0.164   2,420,000 465,200 N/A 0.222   2017/03/10 0.153   2017/03/20 2,430,000 467,080 -   - -   -
10402 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Mar 2017 B HKD -   -   0.015   0 0 405,108 0.086   2017/01/05 0.022   2017/02/01 4,530,000 174,060 0.151   2016/09/14 0.066   2016/11/08
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD -   -   0.216   0 0 223,563 0.237   2017/02/20 0.187   2017/01/03 4,919,000 1,024,971 0.219   2016/11/11 0.118   2016/02/29
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.385   0 0 1,358 -   - -   - 0 0 0.410   2016/12/09 0.192   2016/02/15
14830 BOCI Asia Ltd. - A50 China European Warrants Jul 2017 A HKD -   -   0.132   0 0 N/A 0.255   2017/02/13 0.190   2017/02/08 5,905,000 1,371,896 0.510   2016/12/09 0.227   2016/12/20
24392 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 A HKD -   -   0.018   0 0 35,885 -   - -   - 0 0 0.097   2016/04/15 0.039   2016/06/29
12614 BOCI Asia Ltd. - A50 China European Warrants Mar 2017 B HKD -   -   0.020   0 0 1,467,585 0.050   2017/01/04 0.050   2017/01/04 600,000 30,000 0.300   2016/11/30 0.117   2016/10/17
11783 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 A HKD 0.209   0.144   0.170   128,690,000 19,338,670 N/A 0.209   2017/03/24 0.144   2017/03/22 128,690,000 19,338,670 -   - -   -
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.172   0.090   0.091   212,913,000 23,293,745 4,169,642 0.207   2017/02/20 0.082   2017/01/20 221,349,000 24,860,123 0.175   2016/09/13 0.102   2016/11/24
29528 BOCI Asia Ltd. - Agricultural Bk European Wts May 2017 A HKD 0.520   0.520   0.520   30,000 15,600 2,600 0.520   2017/03/30 0.520   2017/03/30 30,000 15,600 0.410   2016/09/01 0.202   2016/06/24
15211 BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A HKD -   -   0.069   0 0 N/A 0.300   2017/01/03 0.080   2017/02/20 4,984,000 499,970 0.305   2016/12/19 0.275   2016/12/28
13686 BOCI Asia Ltd. - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.018   2017/02/20 0.010   2017/02/17 6,590,000 72,330 0.320   2016/10/11 0.027   2016/12/07
14996 BOCI Asia Ltd. - AIA European Warrants Jul 2017 A HKD 0.330   0.207   0.228   35,210,000 9,166,170 N/A 0.335   2017/02/28 0.168   2017/01/04 3,604,894,000 820,713,412 0.240   2016/12/14 0.166   2016/12/29
16378 BOCI Asia Ltd. - AIA European Warrants Jul 2017 B HKD 0.435   0.435   0.360   100,000 43,500 N/A 0.470   2017/02/27 0.234   2017/01/05 491,350,000 142,656,926 -   - -   -
14329 BOCI Asia Ltd. - AIA European Warrants May 2017 A HKD 0.128   0.045   0.045   123,022,000 10,653,174 N/A 0.139   2017/02/20 0.045   2017/03/31 3,135,184,000 359,715,558 0.224   2016/11/22 0.052   2016/12/29
28903 BOCI Asia Ltd. - AIA European Warrants Oct 2017 A HKD 0.197   0.144   0.128   4,424,000 793,872 N/A 0.215   2017/02/28 0.144   2017/03/16 7,060,000 1,327,798 -   - -   -
27345 BOCI Asia Ltd. - AIA European Warrants Sep 2017 A HKD 0.280   0.180   0.201   3,859,024,000 883,554,108 N/A 0.280   2017/03/10 0.180   2017/03/15 4,282,792,000 986,983,194 -   - -   -
28703 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 A HKD -   -   0.770   0 0 7,483 0.700   2017/02/22 0.700   2017/02/22 40,000 28,000 0.435   2016/12/22 0.157   2016/06/24
13244 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 B HKD 0.315   0.255   0.295   760,000 225,700 2,180,314 0.315   2017/03/17 0.132   2017/01/03 34,340,000 7,734,710 0.224   2016/09/15 0.101   2016/12/28
24863 BOCI Asia Ltd. - BOC HK European Warrants Dec 2017 A HKD 0.285   0.226   0.250   1,500,000 384,400 N/A 0.285   2017/03/24 0.218   2017/02/27 10,100,000 2,413,425 -   - -   -
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD 0.480   0.480   0.580   100,000 48,000 16,667 0.520   2017/02/14 0.480   2017/03/09 200,000 100,000 0.420   2016/09/09 0.155   2016/06/24
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD -   -   0.028   0 0 14,545 -   - -   - 0 0 0.211   2016/06/24 0.034   2016/09/09
28705 BOCI Asia Ltd. - BOCL European Warrants Apr 2017 A HKD -   -   0.900   0 0 122,333 0.560   2017/02/03 0.560   2017/02/03 100,000 56,000 0.630   2016/11/29 0.320   2016/06/27
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.480   0.370   0.425   1,120,000 433,300 1,965,718 0.570   2017/02/16 0.215   2017/02/01 29,206,000 8,750,430 0.375   2016/08/17 0.160   2016/06/28
27846 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 C HKD 0.210   0.124   0.128   750,346,000 107,762,659 N/A 0.255   2017/02/17 0.124   2017/03/31 750,548,000 107,812,164 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.400   0.270   0.320   5,704,000 1,909,530 52,364,447 0.450   2017/02/16 0.183   2017/02/01 154,486,000 34,045,044 0.425   2016/09/09 0.144   2016/06/27
28518 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 B HKD 0.122   0.079   0.080   8,636,000 869,908 N/A 0.166   2017/02/22 0.079   2017/03/31 12,842,000 1,552,975 -   - -   -
13245 BOCI Asia Ltd. - BOCL European Warrants May 2017 A HKD 0.137   0.056   0.051   53,401,000 5,441,590 7,831,415 0.201   2017/02/16 0.040   2017/02/07 379,522,000 46,490,546 0.230   2016/09/22 0.077   2016/12/13
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD -   -   0.062   0 0 527,458 0.101   2017/02/09 0.070   2017/01/17 22,550,000 1,889,700 0.197   2016/07/15 0.072   2016/12/23
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.044   0.032   0.028   5,900,000 240,250 7,784,108 0.053   2017/01/13 0.032   2017/03/22 1,121,300,000 46,066,950 0.173   2016/09/07 0.040   2016/12/28
12611 BOCI Asia Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.139   0.010   0.010   22,523,000 1,410,071 124,332,884 0.188   2017/02/23 0.010   2017/03/28 4,187,605,000 356,229,581 0.395   2016/09/09 0.033   2016/12/23
28665 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 A HKD 0.149   0.066   0.067   2,879,799,000 299,504,491 N/A 0.164   2017/02/23 0.066   2017/03/31 2,887,939,000 300,684,937 -   - -   -
11297 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 B HKD 0.370   0.220   0.221   198,447,000 45,502,198 N/A 0.370   2017/03/21 0.220   2017/03/31 198,447,000 45,502,198 -   - -   -
15605 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 A HKD -   -   0.700   0 0 N/A 0.510   2017/02/10 0.395   2017/02/08 140,000 64,950 0.620   2016/12/30 0.490   2016/12/29
18330 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 B HKD 0.200   0.077   0.102   1,246,633,000 170,313,886 N/A 0.228   2017/02/24 0.073   2017/02/08 3,935,338,000 573,397,567 -   - -   -
25278 BOCI Asia Ltd. - CC Bank European Warrants Jun 2017 A HKD 0.320   0.188   0.244   25,505,000 5,442,157 N/A 0.440   2017/02/23 0.125   2017/02/08 65,999,000 14,458,243 -   - -   -
14326 BOCI Asia Ltd. - CC Bank European Warrants May 2017 A HKD 0.520   0.250   0.390   1,690,000 669,465 N/A 0.580   2017/02/24 0.180   2017/02/08 1,483,300,000 339,960,788 0.405   2016/12/30 0.161   2016/12/23
28521 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 A HKD 0.222   0.124   0.148   13,494,000 2,356,936 N/A 0.226   2017/02/23 0.124   2017/03/10 22,106,000 4,226,309 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.162   0.115   0.115   22,910,000 3,160,695 1,676,261 0.171   2017/02/17 0.115   2017/03/31 36,410,000 5,239,490 0.231   2016/11/28 0.150   2016/12/29
15043 BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A HKD 0.290   0.233   0.247   620,000 162,690 N/A 0.290   2017/03/27 0.135   2017/01/03 57,400,000 11,628,600 0.154   2016/12/14 0.124   2016/12/20
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.090   0.014   0.014   132,680,000 8,400,260 3,892,907 0.102   2017/02/09 0.014   2017/03/30 266,660,000 19,497,580 0.380   2016/09/05 0.037   2016/12/29
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.235   0.086   0.093   157,500,000 19,051,980 N/A 0.235   2017/03/16 0.086   2017/03/31 342,660,000 51,575,760 0.255   2016/11/28 0.113   2016/12/29
12921 BOCI Asia Ltd. - Chi Res Land European Warrants Mar 2017 A HKD -   -   0.020   0 0 341,887 0.057   2017/02/09 0.034   2017/02/08 1,300,000 57,120 0.375   2016/09/05 0.039   2016/12/19
20121 BOCI Asia Ltd. - Chi Res Land European Warrants Oct 2017 A HKD 0.500   0.360   0.425   19,900,000 8,414,100 N/A 0.500   2017/03/22 0.285   2017/01/10 56,140,000 22,231,000 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD 0.056   0.030   0.033   32,360,000 1,265,110 N/A 0.190   2017/01/03 0.030   2017/03/24 4,450,420,000 359,534,760 0.204   2016/12/23 0.136   2016/12/08
28180 BOCI Asia Ltd. - China Life European Put Warrants Sep 2017 B HKD 0.167   0.066   0.105   125,370,000 15,813,910 N/A 0.167   2017/03/01 0.066   2017/03/20 869,420,000 112,558,260 -   - -   -
28171 BOCI Asia Ltd. - China Life European Warrants Apr 2018 A HKD 0.243   0.164   0.170   26,180,000 5,051,210 N/A 0.255   2017/02/21 0.164   2017/03/10 31,920,000 6,421,540 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD 0.580   0.470   0.470   2,100,000 1,138,500 193,333 0.580   2017/03/21 0.470   2017/03/29 2,140,000 1,160,000 0.380   2016/09/19 0.265   2016/09/14
15212 BOCI Asia Ltd. - China Life European Warrants Aug 2017 B HKD 0.223   0.128   0.131   7,260,820,000 1,131,619,150 N/A 0.240   2017/02/15 0.094   2017/01/03 14,688,700,000 2,465,475,790 0.095   2016/12/16 0.071   2016/12/20
16488 BOCI Asia Ltd. - China Life European Warrants Aug 2017 C HKD -   -   0.395   0 0 N/A 0.215   2017/01/05 0.201   2017/01/05 530,000 111,510 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD 0.495   0.485   0.470   800,000 392,000 N/A 0.495   2017/03/29 0.260   2017/01/03 1,070,000 469,350 0.435   2016/11/28 0.178   2016/11/09
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.320   0.235   0.255   300,000 89,750 N/A 0.320   2017/03/20 0.131   2017/01/05 22,950,000 4,399,580 0.249   2016/11/30 0.104   2016/12/20
28528 BOCI Asia Ltd. - China Life European Warrants Dec 2017 C HKD 0.177   0.126   0.124   6,820,000 1,005,280 N/A 0.234   2017/02/22 0.126   2017/03/27 11,000,000 1,879,730 -   - -   -
27004 BOCI Asia Ltd. - China Life European Warrants Jan 2018 A HKD 0.239   0.158   0.161   878,430,000 163,856,490 N/A 0.270   2017/02/15 0.158   2017/03/24 5,835,490,000 1,272,729,620 -   - -   -
24879 BOCI Asia Ltd. - China Life European Warrants Jun 2017 A HKD -   -   0.205   0 0 N/A 0.295   2017/02/15 0.096   2017/02/03 3,081,320,000 355,555,720 -   - -   -
11436 BOCI Asia Ltd. - China Life European Warrants Mar 2017 A HKD -   -   0.720   0 0 988,725 0.550   2017/02/06 0.475   2017/01/26 20,000 10,250 0.570   2016/12/01 0.365   2016/12/21
13243 BOCI Asia Ltd. - China Life European Warrants May 2017 A HKD 0.255   0.100   0.110   26,380,000 3,999,940 509,093,832 0.255   2017/03/17 0.049   2017/02/03 25,573,700,000 2,056,312,420 0.201   2016/09/22 0.036   2016/11/09
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.400   0.255   0.305   4,900,000 1,521,200 N/A 0.400   2017/03/21 0.162   2017/01/03 2,223,830,000 424,405,120 0.310   2016/11/28 0.108   2016/11/09
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.580   0.530   0.540   980,000 520,000 660,877 0.610   2017/02/24 0.330   2017/01/09 3,610,000 1,633,700 0.490   2016/11/28 0.189   2016/06/24
29379 BOCI Asia Ltd. - China Life European Warrants Sep 2017 C HKD 0.183   0.082   0.084   9,847,260,000 1,191,765,900 N/A 0.183   2017/03/17 0.082   2017/03/31 9,847,260,000 1,191,765,900 -   - -   -
15603 BOCI Asia Ltd. - China Mobile European Put Wts Jul 2017 B HKD 0.088   0.043   0.100   1,000,000 61,700 N/A 0.300   2017/01/03 0.043   2017/03/23 12,590,000 1,800,140 0.335   2016/12/29 0.300   2016/12/30
13936 BOCI Asia Ltd. - China Mobile European Put Wts May 2017 A HKD 0.340   0.078   0.212   3,940,000 522,160 N/A 0.550   2017/01/05 0.078   2017/03/21 5,280,000 926,005 0.600   2016/12/09 0.405   2016/10/25
13506 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 A HKD -   -   0.020   0 0 201,243 -   - -   - 0 0 0.400   2016/09/29 0.047   2016/11/29
13935 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 B HKD -   -   0.010   0 0 N/A 0.056   2017/02/01 0.014   2017/02/23 19,655,000 631,090 0.310   2016/10/25 0.034   2016/12/28
26941 BOCI Asia Ltd. - China Mobile European Warrants Aug 2017 A HKD 0.275   0.098   0.099   17,912,570,000 2,654,232,450 N/A 0.290   2017/02/13 0.098   2017/03/31 22,671,210,000 3,729,167,240 -   - -   -
15601 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 A HKD 0.480   0.480   0.415   10,000 4,800 N/A 0.610   2017/02/20 0.465   2017/01/04 425,000 207,925 0.490   2016/12/30 0.420   2016/12/29
26942 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 C HKD 0.335   0.134   0.136   62,790,000 12,187,445 N/A 0.335   2017/03/21 0.134   2017/03/31 65,130,000 12,869,395 -   - -   -
15042 BOCI Asia Ltd. - China Mobile European Warrants Jun 2017 A HKD 0.335   0.074   0.097   194,855,000 24,893,840 N/A 0.350   2017/01/27 0.074   2017/03/15 5,722,720,000 1,659,833,600 0.335   2016/12/14 0.217   2016/12/28
21662 BOCI Asia Ltd. - China Mobile European Warrants Mar 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.020   2016/09/09 0.020   2016/09/09
14328 BOCI Asia Ltd. - China Mobile European Warrants May 2017 B HKD 0.110   0.011   0.012   51,345,000 3,245,945 N/A 0.177   2017/01/18 0.011   2017/03/30 4,602,045,000 507,523,270 0.260   2016/12/01 0.095   2016/12/19
13111 BOCI Asia Ltd. - China Mobile European Warrants Sep 2017 A HKD 0.360   0.360   0.360   10,000 3,600 N/A 0.360   2017/03/31 0.360   2017/03/31 10,000 3,600 -   - -   -
21347 BOCI Asia Ltd. - China Shenhua European Warrants Oct 2017 A HKD 0.415   0.132   0.295   60,605,000 10,540,685 N/A 0.415   2017/03/20 0.132   2017/03/10 184,500,000 36,077,820 -   - -   -
20120 BOCI Asia Ltd. - China Tel European Warrants Oct 2017 A HKD 0.247   0.160   0.174   192,038,000 35,665,002 N/A 0.360   2017/02/10 0.160   2017/03/15 278,200,000 60,877,066 -   - -   -
14945 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A HKD 0.138   0.071   0.123   1,026,380,000 78,215,740 N/A 0.138   2017/03/27 0.071   2017/03/06 3,044,960,000 249,478,540 0.139   2016/12/12 0.083   2016/12/23
23229 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 B HKD 0.203   0.130   0.199   21,200,000 3,493,560 N/A 0.203   2017/03/20 0.130   2017/03/07 31,480,000 5,088,380 -   - -   -
29268 BOCI Asia Ltd. - China Unicom European Warrants Oct 2017 A HKD 0.600   0.310   0.470   111,352,000 51,097,330 N/A 0.600   2017/03/27 0.310   2017/03/06 111,352,000 51,097,330 -   - -   -
18052 BOCI Asia Ltd. - China Vanke European Warrants Jul 2017 A HKD 0.310   0.154   0.188   10,983,000 2,225,696 N/A 0.310   2017/03/17 0.154   2017/03/07 146,194,000 28,742,456 -   - -   -
15044 BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A HKD 0.235   0.087   0.092   103,009,000 16,578,557 N/A 0.235   2017/03/16 0.085   2017/01/04 229,216,000 31,245,201 0.186   2016/12/13 0.091   2016/12/23
20114 BOCI Asia Ltd. - CITIC European Warrants Oct 2017 A HKD 0.138   0.102   0.105   21,800,000 2,635,640 N/A 0.179   2017/02/14 0.102   2017/03/31 45,760,000 6,504,610 -   - -   -
14331 BOCI Asia Ltd. - CITIC Sec European Warrants May 2017 A HKD 0.046   0.021   0.020   5,310,000 173,665 N/A 0.076   2017/02/17 0.021   2017/03/27 10,940,000 479,640 0.204   2016/11/29 0.062   2016/12/29
18234 BOCI Asia Ltd. - CITIC Sec European Warrants Nov 2017 A HKD 0.227   0.181   0.181   5,240,000 1,101,120 N/A 0.285   2017/02/20 0.181   2017/03/31 48,170,000 12,673,160 -   - -   -
13147 BOCI Asia Ltd. - CKH European Warrants Apr 2017 A HKD -   -   0.020   0 0 92,033 -   - -   - 0 0 0.405   2016/09/22 0.056   2016/12/13
28672 BOCI Asia Ltd. - CKH European Warrants Aug 2017 A HKD 0.360   0.243   0.243   10,190,000 3,195,150 N/A 0.380   2017/02/28 0.243   2017/03/31 11,990,000 3,800,000 -   - -   -
14482 BOCI Asia Ltd. - CKH European Warrants Jun 2017 A HKD 0.158   0.024   0.083   26,470,000 3,205,830 N/A 0.179   2017/02/28 0.024   2017/03/22 109,980,000 14,017,060 0.385   2016/11/24 0.117   2016/12/21
16456 BOCI Asia Ltd. - CKP European Warrants Aug 2017 A HKD 0.455   0.305   0.320   14,245,000 5,295,050 N/A 0.510   2017/02/22 0.305   2017/03/09 50,755,000 21,418,350 -   - -   -
13933 BOCI Asia Ltd. - CKP European Warrants May 2017 A HKD 0.064   0.049   0.020   490,000 18,660 N/A 0.133   2017/01/18 0.049   2017/03/27 6,130,000 580,630 0.540   2016/11/01 0.062   2016/12/29
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD 0.220   0.146   0.135   11,490,000 2,243,715 379,265 0.220   2017/03/16 0.146   2017/03/27 11,490,000 2,243,715 0.280   2016/09/05 0.208   2016/09/15
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.107   0.081   0.084   23,920,000 2,223,010 445,858 0.107   2017/03/10 0.081   2017/03/31 23,950,000 2,225,800 0.162   2016/08/03 0.086   2016/12/02
14999 BOCI Asia Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.073   0.033   0.044   8,780,000 441,456 N/A 0.370   2017/01/06 0.033   2017/03/13 2,668,635,000 563,759,661 0.560   2016/12/14 0.249   2016/12/28
12848 BOCI Asia Ltd. - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 80,442,455 0.136   2017/01/05 0.023   2017/01/26 5,910,000 408,205 0.720   2016/10/24 0.079   2016/12/28
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.072   0.056   0.066   14,080,000 864,910 758,883 0.127   2017/01/06 0.056   2017/03/14 24,560,000 1,930,990 0.176   2016/07/13 0.100   2016/12/23
29019 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.300   0.168   0.215   1,754,008,000 342,354,426 N/A 0.300   2017/03/02 0.168   2017/03/10 1,754,008,000 342,354,426 -   - -   -
12137 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 B HKD 0.520   0.390   0.485   230,723,000 111,687,695 N/A 0.520   2017/03/29 0.390   2017/03/23 230,723,000 111,687,695 -   - -   -
12613 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.020   0 0 1,500 0.027   2017/01/27 0.027   2017/01/27 120,000 3,240 0.227   2016/08/23 0.048   2016/12/16
14831 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.191   0.189   0.153   300,000 56,950 N/A 0.320   2017/02/21 0.189   2017/03/27 2,252,400 608,254 0.500   2016/12/09 0.202   2016/12/30
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.227   8,000 1,788 298 -   - -   - 8,000 1,788 0.217   2016/04/21 0.165   2016/02/16
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.113   0.103   0.103   1,780,000 193,530 65,627,355 0.121   2017/02/21 0.093   2017/01/03 7,348,000 830,156 0.146   2016/11/30 0.110   2016/09/26
15047 BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A HKD 1.270   0.590   1.570   4,568,000 3,621,610 N/A 1.270   2017/03/14 0.460   2017/01/17 37,735,000 22,039,455 0.680   2016/12/13 0.420   2016/12/23
29585 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Aug 2017 C HKD 0.207   0.085   0.076   39,720,000 7,720,770 N/A 0.207   2017/03/09 0.085   2017/03/28 39,720,000 7,720,770 -   - -   -
14550 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.110   0.043   0.012   3,990,000 346,670 N/A 0.355   2017/01/03 0.043   2017/03/16 12,110,000 2,302,680 0.365   2016/12/28 0.184   2016/12/01
11441 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 37,580 -   - -   - 0 0 0.209   2016/07/19 0.025   2016/10/24
12844 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 165,810 -   - -   - 0 0 0.295   2016/08/31 0.010   2016/11/28
13448 BOCI Asia Ltd. - Galaxy Ent European Put Warrants May 2017 A HKD -   -   0.020   0 0 821,298 0.070   2017/01/09 0.020   2017/02/15 4,600,000 169,850 0.360   2016/09/27 0.051   2016/12/08
13447 BOCI Asia Ltd. - Galaxy Ent European Warrants Apr 2017 A HKD -   -   0.990   0 0 86,906,225 0.410   2017/02/02 0.300   2017/01/03 2,760,000 989,200 0.670   2016/11/22 0.203   2016/09/27
27338 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 A HKD 0.540   0.355   0.620   4,380,000 1,828,100 N/A 0.540   2017/03/23 0.300   2017/02/22 8,520,000 3,221,150 -   - -   -
29565 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 B HKD 0.325   0.195   0.290   426,200,000 111,204,350 N/A 0.325   2017/03/30 0.195   2017/03/16 426,200,000 111,204,350 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.415   0.191   0.390   699,570,000 161,273,150 N/A 0.415   2017/03/31 0.121   2017/02/08 1,636,930,000 335,155,870 0.410   2016/12/01 0.150   2016/12/29
12843 BOCI Asia Ltd. - Galaxy Ent European Warrants Mar 2017 B HKD -   -   0.880   0 0 175,083 -   - -   - 20,000 17,100 0.800   2016/11/18 0.167   2016/08/31
14322 BOCI Asia Ltd. - Galaxy Ent European Warrants May 2017 B HKD 0.730   0.300   0.680   19,950,000 8,215,850 N/A 0.730   2017/03/30 0.182   2017/02/08 874,920,000 244,926,170 0.550   2016/12/01 0.219   2016/12/28
28380 BOCI Asia Ltd. - Geely Auto European Put Warrants Aug 2017 B HKD 1.190   0.460   0.540   8,450,000 5,940,275 N/A 1.190   2017/03/01 0.460   2017/03/27 10,065,000 7,684,675 -   - -   -
27847 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 A HKD 3.580   2.240   3.100   2,420,000 6,769,950 N/A 3.580   2017/03/14 2.240   2017/03/01 4,080,000 11,246,500 -   - -   -
15206 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A HKD 0.435   0.300   0.425   1,370,000 487,275 N/A 0.435   2017/03/13 0.151   2017/01/06 2,146,695,000 439,772,415 0.193   2016/12/16 0.138   2016/12/28
14826 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A HKD 0.590   0.510   0.590   275,000 154,250 N/A 0.590   2017/03/29 0.223   2017/01/03 2,560,000 870,515 0.295   2016/12/07 0.189   2016/12/23
15208 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A HKD 0.455   0.315   0.420   478,100,000 158,491,500 N/A 0.455   2017/03/14 0.126   2017/01/03 1,942,750,000 640,485,350 0.153   2016/12/16 0.121   2016/12/23
26100 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 A HKD 0.425   0.375   0.440   380,000 145,350 N/A 0.425   2017/03/10 0.295   2017/02/07 1,660,000 593,675 -   - -   -
11542 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 B HKD 0.240   0.168   0.209   84,500,000 16,162,750 N/A 0.240   2017/03/28 0.168   2017/03/20 84,500,000 16,162,750 -   - -   -
26938 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2017 A HKD 2.310   1.130   1.860   76,180,000 130,141,800 N/A 2.310   2017/03/16 1.130   2017/03/01 107,580,000 171,464,750 -   - -   -
14827 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A HKD 0.510   0.510   0.510   95,000 48,450 N/A 0.510   2017/03/31 0.207   2017/01/03 4,855,000 1,314,100 0.295   2016/12/09 0.194   2016/12/28
13963 BOCI Asia Ltd. - Geely Auto European Warrants May 2017 A HKD 2.670   1.380   2.230   8,300,000 13,058,300 N/A 2.670   2017/03/16 0.240   2017/01/03 125,585,000 127,036,150 0.900   2016/10/27 0.160   2016/12/28
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD 0.430   0.275   0.400   2,635,000 894,125 N/A 0.430   2017/03/14 0.076   2017/01/03 150,630,000 24,412,490 0.157   2016/11/28 0.067   2016/12/28
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.133   0.072   0.080   206,095,000 18,795,220 N/A 0.158   2017/02/23 0.055   2017/02/01 395,525,000 40,546,025 0.126   2016/10/27 0.066   2016/12/29
12922 BOCI Asia Ltd. - Haitong Sec European Warrants Mar 2017 A HKD -   -   0.020   0 0 29,935 0.020   2017/02/21 0.020   2017/02/21 20,000 400 0.205   2016/09/09 0.102   2016/12/14
18254 BOCI Asia Ltd. - Haitong Sec European Warrants Oct 2017 A HKD 0.134   0.079   0.079   15,680,000 1,706,320 N/A 0.186   2017/01/18 0.079   2017/03/31 74,520,000 12,151,868 -   - -   -
14946 BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A HKD 0.079   0.030   0.033   13,016,000 755,928 N/A 0.100   2017/02/17 0.030   2017/03/30 25,628,000 1,815,340 0.123   2016/12/09 0.066   2016/12/29
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.182   0.135   0.143   2,321,150,000 349,005,800 499,321,045 0.247   2017/01/03 0.135   2017/03/20 4,668,770,000 707,389,380 0.280   2016/12/28 0.191   2016/11/28
15609 BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.085   0.055   0.056   2,867,240,000 223,434,370 N/A 0.136   2017/01/04 0.055   2017/03/31 7,860,870,000 781,097,040 0.155   2016/12/29 0.133   2016/12/30
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.107   0.069   0.083   11,790,000 1,001,980 284,530,135 0.142   2017/02/16 0.069   2017/03/10 32,850,000 3,176,300 0.295   2016/09/22 0.090   2016/12/28
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.155   0.141   0.141   100,000 14,800 849,708 0.200   2017/02/21 0.106   2017/02/07 1,420,000 238,540 0.325   2016/09/13 0.133   2016/12/30
27825 BOCI Asia Ltd. - HKEX European Warrants Feb 2018 A HKD -   -   0.133   0 0 N/A 0.212   2017/02/17 0.198   2017/02/20 4,120,000 831,130 -   - -   -
26952 BOCI Asia Ltd. - HKEX European Warrants Jan 2018 A HKD 0.194   0.179   0.171   190,000 35,000 N/A 0.250   2017/02/16 0.179   2017/03/03 3,140,000 715,510 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.035   0.020   0.022   6,930,000 196,060 545,573,437 0.061   2017/02/20 0.017   2017/01/20 25,800,000 816,530 0.188   2016/10/11 0.023   2016/12/23
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD 0.040   0.019   0.019   16,700,000 492,900 N/A 0.077   2017/02/16 0.019   2017/03/31 76,790,000 3,466,000 0.176   2016/11/11 0.032   2016/12/29
15607 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 C HKD 0.177   0.125   0.140   7,430,000 1,263,590 N/A 0.205   2017/02/15 0.103   2017/01/25 6,220,030,000 915,330,710 0.150   2016/12/30 0.128   2016/12/29
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD 0.046   0.019   0.019   36,760,000 1,191,140 1,033,398 0.082   2017/02/16 0.019   2017/03/31 80,470,000 3,493,010 0.220   2016/09/09 0.034   2016/12/29
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD 0.100   0.022   0.045   15,239,000 961,542 1,504,042 0.250   2017/02/16 0.022   2017/03/13 54,545,000 7,484,892 1.150   2016/09/09 0.164   2016/12/30
29033 BOCI Asia Ltd. - HKEX European Warrants Mar 2017 A HKD -   -   0.010   0 0 1,496,392 0.014   2017/02/09 0.010   2017/02/16 21,140,000 232,100 0.141   2016/09/09 0.010   2016/12/30
27823 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 A HKD 0.143   0.107   0.113   32,816,660,000 3,970,364,900 N/A 0.204   2017/02/17 0.107   2017/03/10 32,824,670,000 3,971,773,410 -   - -   -
28673 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 B HKD 0.076   0.070   0.070   400,000 29,300 N/A 0.113   2017/02/23 0.070   2017/03/29 4,520,000 452,590 -   - -   -
14993 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A HKD 0.069   0.040   0.045   27,690,000 1,431,090 N/A 0.106   2017/02/16 0.040   2017/03/10 39,758,480,000 3,548,185,350 0.112   2016/12/12 0.068   2016/12/23
15280 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B HKD 0.110   0.076   0.078   6,677,610,000 607,452,180 N/A 0.160   2017/02/16 0.073   2017/01/25 34,199,900,000 3,047,193,290 0.117   2016/12/20 0.093   2016/12/28
12123 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 C HKD 0.495   0.445   0.465   1,200,000 563,400 N/A 0.495   2017/03/28 0.445   2017/03/30 1,200,000 563,400 -   - -   -
14487 BOCI Asia Ltd. - HS H-SHARE European Warrants Jun 2017 A HKD 0.560   0.370   0.385   4,284,000 1,905,200 N/A 0.700   2017/02/16 0.300   2017/01/03 36,490,000 15,285,900 0.640   2016/11/28 0.275   2016/12/28
12995 BOCI Asia Ltd. - HSBC European Put Warrants Apr 2017 B HKD 0.010   0.010   0.010   100,000 1,000 160,749,301 0.076   2017/01/03 0.010   2017/03/13 6,612,000 227,380 0.450   2016/09/14 0.044   2016/12/08
15204 BOCI Asia Ltd. - HSBC European Put Warrants Jul 2017 B HKD 0.275   0.193   0.200   1,707,804,000 386,887,608 N/A 0.440   2017/01/03 0.152   2017/02/20 3,202,456,000 763,084,784 0.520   2016/12/28 0.410   2016/12/16
14554 BOCI Asia Ltd. - HSBC European Put Warrants Jun 2017 A HKD 0.098   0.052   0.051   15,392,000 937,912 N/A 0.238   2017/01/03 0.052   2017/03/30 2,149,124,000 372,544,680 0.355   2016/11/29 0.161   2016/12/08
12842 BOCI Asia Ltd. - HSBC European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 339,075 -   - -   - 0 0 0.295   2016/08/30 0.019   2016/12/19
12992 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 A HKD 0.138   0.010   0.010   70,952,000 4,998,312 12,017,321 0.415   2017/02/20 0.010   2017/03/29 211,424,000 33,370,408 0.400   2016/12/08 0.065   2016/11/09
13451 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 C HKD 0.080   0.017   0.010   11,628,000 634,044 592,035,323 0.265   2017/02/21 0.017   2017/03/22 79,668,000 10,509,936 0.310   2016/12/08 0.062   2016/11/09
28668 BOCI Asia Ltd. - HSBC European Warrants Aug 2017 A HKD 0.068   0.032   0.033   33,716,000 1,594,248 N/A 0.089   2017/02/23 0.032   2017/03/27 35,652,000 1,735,876 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.163   0.089   0.093   32,353,156,000 3,828,173,588 N/A 0.335   2017/02/20 0.089   2017/03/27 40,772,860,000 5,578,132,840 0.400   2016/12/08 0.165   2016/12/28
15085 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 B HKD 0.249   0.148   0.157   47,400,000 10,653,692 N/A 0.365   2017/02/10 0.148   2017/03/27 66,344,000 16,076,704 0.385   2016/12/14 0.240   2016/12/23
15203 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 C HKD 0.072   0.022   0.022   33,316,000 1,520,600 N/A 0.197   2017/02/20 0.022   2017/03/31 16,256,508,000 2,194,470,228 0.179   2016/12/16 0.103   2016/12/28
13687 BOCI Asia Ltd. - HSBC European Warrants May 2017 A HKD 0.320   0.202   0.196   1,856,000 496,220 N/A 0.510   2017/02/15 0.202   2017/03/28 3,088,000 1,013,880 0.550   2016/12/08 0.145   2016/11/09
15089 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A HKD 0.114   0.064   0.068   84,848,000 7,745,428 N/A 0.255   2017/02/20 0.064   2017/03/27 14,536,092,000 2,484,476,652 0.218   2016/12/14 0.150   2016/12/21
29018 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 B HKD 0.182   0.094   0.099   14,288,000 1,722,432 N/A 0.182   2017/03/02 0.094   2017/03/27 14,288,000 1,722,432 -   - -   -
13004 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 C HKD 0.156   0.143   0.143   2,028,344,000 304,829,092 N/A 0.156   2017/03/31 0.143   2017/03/31 2,028,344,000 304,829,092 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.089   0.049   0.069   90,520,000 5,979,950 N/A 0.187   2017/01/03 0.049   2017/03/21 391,690,000 44,554,150 0.201   2016/12/28 0.138   2016/12/01
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.180   0.104   0.106   136,610,000 18,775,960 7,718,398 0.198   2017/02/23 0.104   2017/03/31 283,280,000 43,984,770 0.218   2016/09/22 0.099   2016/12/23
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD 0.234   0.187   0.179   4,360,000 911,420 N/A 0.249   2017/02/23 0.122   2017/01/03 263,610,000 42,010,750 0.213   2016/12/01 0.111   2016/12/28
27357 BOCI Asia Ltd. - HSI European Put Warrants Aug 2017 B HKD 0.134   0.073   0.087   24,280,000 2,525,950 N/A 0.134   2017/03/10 0.073   2017/03/21 35,760,000 3,828,880 -   - -   -
13249 BOCI Asia Ltd. - HSI European Put Warrants Mar 2017 B HKD 0.044   0.034   0.010   2,060,000 79,360 1,599,930 0.185   2017/01/03 0.034   2017/03/07 11,340,000 1,351,980 0.232   2016/12/23 0.132   2016/09/22
14489 BOCI Asia Ltd. - HSI European Put Warrants May 2017 A HKD -   -   0.015   0 0 N/A 0.138   2017/01/03 0.024   2017/02/21 1,974,110,000 144,318,330 0.173   2016/12/23 0.105   2016/12/08
29646 BOCI Asia Ltd. - HSI European Put Warrants Oct 2017 A HKD 0.150   0.092   0.106   7,192,320,000 762,998,330 N/A 0.150   2017/03/10 0.092   2017/03/21 7,192,320,000 762,998,330 -   - -   -
16372 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 A HKD 0.064   0.036   0.039   6,100,000 287,400 N/A 0.150   2017/01/05 0.036   2017/03/21 1,106,720,000 132,490,080 -   - -   -
13248 BOCI Asia Ltd. - HSI European Warrants Apr 2017 A HKD -   -   0.040   500,000 33,000 9,596,658 0.087   2017/02/20 0.061   2017/02/14 22,600,000 1,672,400 0.214   2016/09/22 0.058   2016/11/14
16362 BOCI Asia Ltd. - HSI European Warrants Aug 2017 A HKD -   -   0.300   0 0 N/A 0.270   2017/02/10 0.175   2017/01/05 865,860,000 185,701,230 -   - -   -
27355 BOCI Asia Ltd. - HSI European Warrants Jan 2018 A HKD 0.181   0.147   0.169   6,420,000 977,510 N/A 0.192   2017/02/23 0.147   2017/03/03 30,660,000 5,375,790 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.228   0.137   0.176   97,300,000 17,382,760 N/A 0.228   2017/03/21 0.090   2017/01/03 1,411,090,000 205,601,450 0.191   2016/11/28 0.080   2016/12/28
16355 BOCI Asia Ltd. - HSI European Warrants Jun 2017 A HKD 0.310   0.310   0.285   10,000 3,100 N/A 0.310   2017/03/17 0.161   2017/01/05 101,220,000 19,742,760 -   - -   -
11607 BOCI Asia Ltd. - HSI European Warrants Mar 2017 A HKD -   -   0.280   0 0 4,907,202 0.214   2017/02/13 0.136   2017/01/05 2,790,000 465,950 0.305   2016/09/23 0.090   2016/12/28
29637 BOCI Asia Ltd. - HSI European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29635 BOCI Asia Ltd. - HSI European Warrants Sep 2017 B HKD 0.168   0.107   0.109   6,132,560,000 786,774,190 N/A 0.168   2017/03/21 0.107   2017/03/31 6,132,560,000 786,774,190 -   - -   -
14825 BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A HKD 0.280   0.155   0.179   32,009,000 6,861,971 N/A 0.300   2017/02/22 0.129   2017/02/03 453,588,000 83,084,419 0.280   2016/12/08 0.102   2016/12/28
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.550   0.410   0.510   1,150,000 544,700 12,248,923 0.570   2017/02/16 0.325   2017/01/04 9,802,000 3,938,695 0.680   2016/08/23 0.172   2016/06/16
13242 BOCI Asia Ltd. - ICBC European Warrants May 2017 A HKD 0.114   0.033   0.033   11,712,000 963,819 7,030,550 0.150   2017/02/16 0.033   2017/03/31 327,602,000 41,507,818 0.335   2016/09/22 0.146   2016/11/30
28381 BOCI Asia Ltd. - ICBC European Warrants Oct 2017 A HKD 0.198   0.113   0.116   1,432,048,000 196,038,228 N/A 0.243   2017/02/22 0.113   2017/03/31 1,738,467,000 264,342,071 -   - -   -
21316 BOCI Asia Ltd. - JIANC European Warrants Nov 2017 A HKD 0.250   0.142   0.146   48,740,000 10,073,620 N/A 0.300   2017/02/09 0.142   2017/03/31 213,490,000 48,103,530 -   - -   -
21326 BOCI Asia Ltd. - KECL European Warrants Sep 2017 A HKD 0.860   0.590   0.790   1,392,000 1,009,460 N/A 0.860   2017/03/23 0.380   2017/01/16 2,530,000 1,547,700 -   - -   -
12156 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.375   0.295   0.350   48,140,000 15,282,250 N/A 0.375   2017/03/27 0.295   2017/03/28 48,140,000 15,282,250 -   - -   -
18160 BOCI Asia Ltd. - Kingsoft European Warrants Sep 2017 A HKD 0.480   0.192   0.480   65,400,000 14,842,150 N/A 0.480   2017/03/31 0.192   2017/03/09 116,510,000 27,782,330 -   - -   -
16437 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.295   0.167   0.270   113,696,000 23,758,120 N/A 0.520   2017/01/18 0.167   2017/03/10 252,308,000 63,570,298 -   - -   -
13932 BOCI Asia Ltd. - Lenovo European Warrants May 2017 A HKD 0.033   0.010   0.023   19,768,000 379,746 N/A 0.178   2017/01/13 0.010   2017/03/23 2,877,364,000 349,588,364 0.345   2016/10/25 0.090   2016/12/29
23168 BOCI Asia Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.203   0.134   0.207   1,520,000 285,346 N/A 0.310   2017/02/15 0.134   2017/03/13 130,870,000 34,068,640 -   - -   -
20234 BOCI Asia Ltd. - Link REIT European Warrants Oct 2017 A HKD 0.370   0.260   0.350   3,530,000 1,166,500 N/A 0.440   2017/02/08 0.260   2017/03/13 19,425,000 7,510,725 -   - -   -
16502 BOCI Asia Ltd. - Minsheng Bank European Warrants Aug 2017 A HKD 0.680   0.370   0.370   5,248,000 3,072,560 N/A 1.020   2017/02/16 0.370   2017/03/31 6,109,000 3,764,820 -   - -   -
12136 BOCI Asia Ltd. - PetroChina European Warrants Aug 2017 A HKD 0.250   0.169   0.178   376,970,000 80,789,418 N/A 0.250   2017/03/23 0.169   2017/03/31 376,970,000 80,789,418 -   - -   -
14995 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 A HKD 0.355   0.180   0.183   54,476,000 14,707,452 N/A 0.690   2017/01/18 0.180   2017/03/31 293,860,000 148,353,682 0.590   2016/12/14 0.335   2016/12/12
24858 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 B HKD -   -   0.050   0 0 N/A 0.238   2017/01/27 0.233   2017/01/27 440,000 103,640 -   - -   -
22007 BOCI Asia Ltd. - PetroChina European Warrants Jun 2017 A HKD 0.139   0.036   0.040   1,168,710,000 83,434,564 N/A 0.395   2017/01/18 0.036   2017/03/31 2,431,724,000 434,296,578 -   - -   -
12847 BOCI Asia Ltd. - PetroChina European Warrants Mar 2017 A HKD -   -   0.172   0 0 31,859,643 0.550   2017/01/18 0.180   2017/02/17 27,022,000 8,376,308 0.425   2016/10/11 0.125   2016/11/14
20267 BOCI Asia Ltd. - PICC European Warrants Jul 2018 A HKD 0.133   0.063   0.063   264,140,000 29,011,440 N/A 0.192   2017/01/11 0.063   2017/03/31 522,280,000 63,338,560 -   - -   -
14682 BOCI Asia Ltd. - Ping An European Put Warrants Jun 2017 A HKD 0.188   0.062   0.077   15,660,000 1,278,580 N/A 0.370   2017/01/04 0.062   2017/03/27 28,375,000 4,775,550 0.430   2016/12/23 0.236   2016/11/30
12775 BOCI Asia Ltd. - Ping An European Put Warrants Mar 2017 A HKD -   -   0.020   0 0 29,007 0.077   2017/01/03 0.025   2017/01/18 40,000 2,040 0.214   2016/08/31 0.062   2016/11/25
13011 BOCI Asia Ltd. - Ping An European Put Warrants Oct 2017 B HKD 0.219   0.207   0.217   7,815,000 1,653,840 N/A 0.219   2017/03/31 0.207   2017/03/31 7,815,000 1,653,840 -   - -   -
12925 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 A HKD 0.105   0.010   0.010   211,700,000 10,552,830 63,314,724 0.105   2017/03/23 0.010   2017/03/28 272,570,000 14,161,040 0.445   2016/09/09 0.048   2016/12/23
13718 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 B HKD 0.102   0.026   0.039   21,195,000 1,463,715 N/A 0.102   2017/03/23 0.020   2017/02/03 54,770,000 3,486,820 0.260   2016/11/28 0.043   2016/12/23
16410 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 A HKD 0.420   0.227   0.330   31,845,000 9,689,605 N/A 0.420   2017/03/23 0.190   2017/02/03 1,365,815,000 382,826,070 -   - -   -
22285 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 B HKD 0.260   0.137   0.194   64,720,000 13,934,925 N/A 0.260   2017/03/24 0.131   2017/02/01 5,755,645,000 1,276,596,450 -   - -   -
13247 BOCI Asia Ltd. - Ping An European Warrants May 2017 A HKD 0.039   0.019   0.020   8,040,000 204,830 186,810,323 0.055   2017/02/22 0.019   2017/03/28 12,140,000 396,470 0.250   2016/09/15 0.041   2016/12/22
14330 BOCI Asia Ltd. - Ping An European Warrants May 2017 B HKD 0.255   0.099   0.168   78,920,000 15,262,760 N/A 0.255   2017/03/23 0.083   2017/02/03 16,801,880,000 2,256,470,985 0.395   2016/11/28 0.125   2016/12/23
27006 BOCI Asia Ltd. - Ping An European Warrants Oct 2017 A HKD 0.290   0.192   0.233   9,170,000 2,324,325 N/A 0.310   2017/02/15 0.192   2017/03/03 11,690,000 3,047,400 -   - -   -
28525 BOCI Asia Ltd. - Ping An European Warrants Sep 2017 A HKD 0.184   0.102   0.136   18,554,930,000 2,461,075,225 N/A 0.185   2017/02/22 0.102   2017/03/13 21,442,635,000 2,887,959,785 -   - -   -
29586 BOCI Asia Ltd. - Sands China European Put Wts Aug 2017 A HKD 0.167   0.156   0.091   7,584,000 1,217,984 N/A 0.167   2017/03/09 0.156   2017/03/13 7,584,000 1,217,984 -   - -   -
12849 BOCI Asia Ltd. - Sands China European Put Wts Mar 2017 A HKD -   -   0.015   0 0 193,729 0.044   2017/02/08 0.015   2017/02/21 2,004,000 73,416 0.320   2016/08/30 0.031   2016/11/29
13450 BOCI Asia Ltd. - Sands China European Put Wts May 2017 A HKD 0.102   0.026   0.026   1,540,000 70,512 1,151,306 0.239   2017/02/08 0.026   2017/03/29 9,140,000 1,691,944 0.435   2016/09/27 0.138   2016/11/28
13449 BOCI Asia Ltd. - Sands China European Warrants Apr 2017 A HKD 0.031   0.011   0.018   9,924,000 219,080 38,387,256 0.164   2017/01/11 0.011   2017/03/30 351,540,000 32,883,936 0.380   2016/11/29 0.094   2016/12/29
14832 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 A HKD -   -   0.076   0 0 N/A -   - -   - 0 0 0.270   2016/12/06 0.108   2016/12/23
16379 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 B HKD 0.280   0.157   0.270   38,736,000 7,375,784 N/A 0.330   2017/01/10 0.122   2017/02/21 252,568,000 48,077,680 -   - -   -
12851 BOCI Asia Ltd. - Sands China European Warrants Mar 2017 B HKD -   -   0.010   0 0 1,568,182 0.320   2017/01/11 0.010   2017/02/27 39,772,000 6,429,184 0.610   2016/11/24 0.168   2016/12/20
27834 BOCI Asia Ltd. - Sands China European Warrants Oct 2017 A HKD 0.325   0.229   0.290   175,224,000 49,838,948 N/A 0.325   2017/03/20 0.228   2017/02/17 175,232,000 49,840,780 -   - -   -
14484 BOCI Asia Ltd. - SHK Ppt European Warrants Jun 2017 A HKD 0.860   0.610   0.710   850,000 703,600 N/A 0.880   2017/02/23 0.290   2017/01/03 31,930,000 23,051,100 0.590   2016/12/12 0.233   2016/12/29
29020 BOCI Asia Ltd. - SHK Ppt European Warrants Sep 2017 A HKD 0.490   0.345   0.390   12,020,000 4,897,250 N/A 0.490   2017/03/01 0.345   2017/03/09 12,020,000 4,897,250 -   - -   -
14991 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 A HKD 0.490   0.285   0.495   15,608,000 5,872,720 N/A 0.620   2017/01/18 0.285   2017/03/15 85,550,000 35,187,360 0.530   2016/12/14 0.295   2016/12/28
21994 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 B HKD 0.285   0.140   0.250   16,034,000 3,553,806 N/A 0.425   2017/01/26 0.140   2017/03/13 450,294,000 153,175,608 -   - -   -
12845 BOCI Asia Ltd. - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.065   0 0 2,711,427 0.395   2017/01/25 0.045   2017/02/28 45,660,000 10,139,478 0.540   2016/10/06 0.122   2016/12/23
12119 BOCI Asia Ltd. - Sinopec Corp European Warrants Sep 2017 A HKD 0.430   0.350   0.405   3,356,000 1,334,840 N/A 0.430   2017/03/29 0.350   2017/03/24 3,356,000 1,334,840 -   - -   -
23186 BOCI Asia Ltd. - Sunny Optical European Warrants Jul 2017 A HKD 1.310   1.050   1.230   310,000 351,800 N/A 1.310   2017/03/14 0.420   2017/01/23 17,850,000 11,457,650 -   - -   -
28824 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 A HKD 0.690   0.390   0.460   164,660,000 83,668,350 N/A 0.690   2017/03/13 0.375   2017/02/28 183,830,000 92,068,100 -   - -   -
12690 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 B HKD 0.360   0.310   0.320   430,000 148,600 N/A 0.360   2017/03/28 0.310   2017/03/30 430,000 148,600 -   - -   -
27349 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 A HKD 0.530   0.430   0.530   1,300,000 671,300 884,868 0.530   2017/03/30 0.260   2017/01/23 4,170,000 1,511,900 0.510   2016/09/23 0.123   2016/05/20
13961 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 B HKD 0.088   0.010   0.038   84,840,000 3,556,600 N/A 0.088   2017/03/21 0.010   2017/03/03 177,820,000 5,828,010 0.148   2016/10/27 0.010   2016/12/23
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.135   0.058   0.093   18,268,970,000 2,042,585,850 533,995,927 0.135   2017/03/21 0.046   2017/01/04 18,354,510,000 2,049,469,570 0.225   2016/09/29 0.037   2016/12/20
14998 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B HKD 0.285   0.144   0.235   3,290,000 640,130 N/A 0.285   2017/03/21 0.119   2017/01/24 20,280,000,000 3,104,901,340 0.139   2016/12/14 0.101   2016/12/28
16499 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 B HKD 0.510   0.400   0.500   300,000 138,250 N/A 0.510   2017/03/30 0.315   2017/01/05 1,680,000 632,400 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.415   0.236   0.360   22,560,000 7,682,560 7,361,547 0.415   2017/03/21 0.156   2017/01/04 58,340,000 15,699,790 0.425   2016/09/23 0.120   2016/12/23
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD 0.480   0.355   0.445   2,080,000 841,700 1,593,235 0.480   2017/03/20 0.210   2017/01/05 13,570,000 3,671,410 0.440   2016/09/23 0.141   2016/06/28
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 0.610   0.425   0.580   3,030,000 1,461,350 1,436,377 0.610   2017/03/21 0.280   2017/01/04 13,030,000 5,550,450 0.540   2016/10/20 0.230   2016/12/23
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.260   0.108   0.214   81,460,000 14,577,690 110,944,265 0.260   2017/03/29 0.081   2017/01/04 215,950,000 31,712,350 0.310   2016/09/23 0.057   2016/12/23
14324 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 D HKD 0.190   0.060   0.132   187,270,000 19,642,400 N/A 0.190   2017/03/29 0.058   2017/01/04 69,022,510,000 5,638,305,050 0.132   2016/11/18 0.041   2016/12/23
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.194   0.101   0.158   37,090,860,000 4,426,409,620 1,142,056,232 0.194   2017/03/21 0.081   2017/01/04 40,550,190,000 4,844,975,160 0.295   2016/09/23 0.064   2016/12/23
12434 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 D HKD 0.165   0.121   0.124   8,175,110,000 1,194,741,780 N/A 0.165   2017/03/27 0.121   2017/03/31 8,175,110,000 1,194,741,780 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.380   0.219   0.350   5,660,000 1,776,270 655,964,148 0.380   2017/03/21 0.170   2017/01/03 6,417,360,000 1,201,446,630 0.415   2016/09/23 0.136   2016/12/23
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.335   0.200   0.300   5,080,000 1,351,860 3,790,873 0.335   2017/03/30 0.155   2017/01/03 52,970,000 10,627,740 0.385   2016/09/23 0.112   2016/12/23
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.214   0.108   0.172   314,290,000 47,950,560 978,359,048 0.214   2017/03/29 0.107   2017/01/05 41,211,870,000 5,841,231,880 0.290   2016/09/19 0.075   2016/12/23
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD 0.250   0.235   0.236   3,670,000 898,365 643,864 0.260   2017/02/22 0.182   2017/01/04 7,900,000 1,773,645 0.245   2016/11/10 0.119   2016/05/13
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.405   0 0 828 0.249   2017/01/17 0.248   2017/01/17 20,000 4,970 0.260   2016/04/21 0.152   2016/05/13
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.173   0.132   0.138   8,424,000 1,326,152 N/A 0.180   2017/02/23 0.118   2017/01/03 60,334,000 9,220,502 0.187   2016/10/27 0.116   2016/12/28
15046 BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A HKD 0.510   0.285   0.335   7,726,000 3,053,150 N/A 0.510   2017/03/17 0.270   2017/01/03 13,696,000 5,284,620 0.295   2016/12/13 0.205   2016/12/23
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD 0.086   0.037   0.040   21,830,000 1,305,340 N/A 0.180   2017/01/03 0.037   2017/03/20 4,165,200,000 467,427,570 0.210   2016/12/16 0.174   2016/12/30
11435 BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2017 A HKD -   -   0.010   0 0 10,953,123 0.043   2017/01/04 0.011   2017/01/18 463,450,000 18,438,350 0.148   2016/07/14 0.033   2016/10/26
26515 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 B HKD 0.115   0.040   0.045   4,523,220,000 376,592,120 N/A 0.147   2017/02/13 0.040   2017/03/21 6,576,880,000 623,576,640 -   - -   -
12154 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 C HKD 0.140   0.102   0.116   745,800,000 85,357,730 N/A 0.140   2017/03/23 0.102   2017/03/29 745,800,000 85,357,730 -   - -   -
13838 Citigroup Global Mkt H Inc. - Sands China Euro Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
13663 Credit Suisse AG - A50 China European Warrants Apr 2017 A HKD 0.265   0.034   0.017   796,400 46,866 N/A 0.400   2017/02/20 0.034   2017/03/29 25,639,100 6,419,071 0.780   2016/11/29 0.223   2016/12/30
14792 Credit Suisse AG - A50 China European Warrants May 2017 A HKD 0.028   0.027   0.014   1,540,000 42,480 N/A 0.088   2017/01/16 0.027   2017/03/17 11,294,000 843,934 0.224   2016/12/05 0.167   2016/12/07
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.101   0.083   0.077   9,189,000 818,275 555,231 0.116   2017/02/20 0.083   2017/03/31 16,045,000 1,534,359 0.196   2016/01/04 0.091   2016/06/27
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.201   0.109   0.154   113,915,000 14,586,500 7,002,249 0.201   2017/03/24 0.091   2017/01/03 134,520,000 17,637,740 0.300   2016/08/30 0.080   2016/12/13
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.131   0.063   0.087   337,250,000 37,389,440 6,377,212 0.131   2017/03/24 0.063   2017/03/10 339,245,000 37,589,020 0.247   2016/09/08 0.050   2016/12/13
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.270   0.162   0.212   7,250,000 1,740,550 N/A 0.270   2017/03/24 0.122   2017/01/04 63,100,000 10,117,250 0.186   2016/11/01 0.104   2016/12/12
26208 Credit Suisse AG - AIA European Put Warrants Aug 2017 B HKD 0.189   0.117   0.142   131,476,000 19,739,180 N/A 0.270   2017/02/06 0.117   2017/03/30 472,968,000 80,605,344 -   - -   -
15932 Credit Suisse AG - AIA European Put Warrants Jul 2017 A HKD 0.036   0.022   0.018   5,684,000 186,280 N/A 0.233   2017/01/03 0.022   2017/03/20 910,234,000 81,178,222 -   - -   -
14030 Credit Suisse AG - AIA European Warrants Apr 2017 A HKD 0.025   0.010   0.010   2,000,000 33,800 N/A 0.040   2017/01/19 0.010   2017/03/16 10,914,000 259,772 0.154   2016/11/08 0.014   2016/12/09
25718 Credit Suisse AG - AIA European Warrants Aug 2017 A HKD 0.188   0.111   0.114   2,038,308,000 278,143,306 N/A 0.221   2017/02/02 0.111   2017/03/31 5,424,174,000 828,721,060 -   - -   -
23146 Credit Suisse AG - AIA European Warrants Dec 2017 A HKD 0.250   0.180   0.184   6,600,000 1,359,130 N/A 0.250   2017/03/10 0.163   2017/02/16 32,716,000 6,469,954 -   - -   -
14984 Credit Suisse AG - AIA European Warrants Jun 2017 A HKD 0.285   0.168   0.170   60,266,000 13,424,598 N/A 0.305   2017/02/27 0.109   2017/01/03 1,179,594,000 175,922,240 0.184   2016/12/14 0.115   2016/12/29
15338 Credit Suisse AG - AIA European Warrants Jun 2017 B HKD 0.450   0.400   0.410   92,000 38,300 N/A 0.490   2017/02/23 0.208   2017/01/04 64,756,000 17,295,172 0.290   2016/12/21 0.218   2016/12/29
14143 Credit Suisse AG - AIA European Warrants Mar 2017 A HKD -   -   0.022   0 0 N/A 0.090   2017/02/20 0.010   2017/02/27 191,160,000 7,530,438 0.265   2016/11/10 0.022   2016/12/29
13225 Credit Suisse AG - AIA European Warrants May 2017 A HKD -   -   0.010   0 0 1,626,695 0.028   2017/01/18 0.016   2017/01/05 306,000 6,068 0.295   2016/10/11 0.017   2016/12/09
14983 Credit Suisse AG - AIA European Warrants May 2017 B HKD 0.154   0.069   0.069   1,181,000,000 99,148,576 N/A 0.165   2017/02/28 0.063   2017/01/03 6,126,956,000 648,999,302 0.128   2016/12/14 0.069   2016/12/29
16207 Credit Suisse AG - AIA European Warrants Oct 2017 A HKD 0.320   0.212   0.250   7,624,000 1,869,618 N/A 0.320   2017/03/10 0.169   2017/01/04 65,108,000 14,529,694 -   - -   -
28851 Credit Suisse AG - AIA European Warrants Oct 2017 B HKD 0.196   0.128   0.137   14,268,000 2,365,040 N/A 0.240   2017/02/28 0.128   2017/03/15 16,244,000 2,766,174 -   - -   -
29240 Credit Suisse AG - AIA European Warrants Oct 2017 C HKD 0.240   0.104   0.106   1,891,688,000 257,431,828 N/A 0.240   2017/03/10 0.104   2017/03/31 1,891,688,000 257,431,828 -   - -   -
26380 Credit Suisse AG - Angang Steel European Warrants Aug 2017 A HKD 0.670   0.225   0.230   32,286,000 10,529,252 N/A 0.760   2017/02/22 0.225   2017/03/30 48,250,000 18,411,172 -   - -   -
26663 Credit Suisse AG - Angang Steel European Warrants Nov 2018 A HKD 0.241   0.144   0.151   15,334,000 3,113,418 N/A 0.255   2017/02/23 0.144   2017/03/30 35,486,000 7,796,976 -   - -   -
25355 Credit Suisse AG - Anhui Conch European Warrants Jul 2017 A HKD 0.202   0.092   0.095   189,920,000 26,813,060 N/A 0.202   2017/03/16 0.092   2017/03/10 339,130,000 50,861,470 -   - -   -
13553 Credit Suisse AG - Anhui Conch European Warrants May 2017 A HKD 0.390   0.221   0.226   7,210,000 1,846,690 20,459,273 0.400   2017/02/23 0.086   2017/01/03 252,435,000 48,065,550 0.335   2016/09/30 0.084   2016/12/29
12383 Credit Suisse AG - Anhui Conch European Warrants Oct 2017 A HKD 0.175   0.140   0.141   2,760,000 439,560 N/A 0.175   2017/03/28 0.140   2017/03/31 2,760,000 439,560 -   - -   -
28440 Credit Suisse AG - BAIC Motor European Warrants Mar 2018 A HKD 0.196   0.147   0.168   74,560,000 12,341,320 N/A 0.240   2017/02/23 0.147   2017/03/27 79,900,000 13,430,920 -   - -   -
12632 Credit Suisse AG - Bank of China European Put Wts Mar 2017 A HKD -   -   0.014   0 0 3,730,501 0.066   2017/01/03 0.039   2017/01/10 304,000 18,684 0.260   2016/08/24 0.045   2016/12/09
12630 Credit Suisse AG - BOC HK European Warrants Apr 2017 A HKD 0.310   0.183   0.315   3,060,000 718,515 23,948,302 0.310   2017/03/21 0.075   2017/01/03 111,760,000 14,944,295 0.194   2016/12/08 0.061   2016/11/09
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.255   0.184   0.230   116,965,000 25,594,015 N/A 0.255   2017/03/21 0.137   2017/01/03 318,765,000 66,759,650 0.217   2016/12/09 0.121   2016/11/09
27765 Credit Suisse AG - BOC HK European Warrants Jan 2018 A HKD 0.200   0.129   0.162   16,780,000 2,538,535 N/A 0.232   2017/02/16 0.129   2017/03/10 32,350,000 5,343,540 -   - -   -
18874 Credit Suisse AG - BOC HK European Warrants Jul 2017 A HKD 0.280   0.178   0.248   20,340,000 4,782,440 N/A 0.280   2017/03/27 0.163   2017/01/12 169,890,000 37,776,265 -   - -   -
11171 Credit Suisse AG - BOC HK European Warrants Mar 2017 A HKD 0.580   0.560   0.610   600,000 342,000 3,681,450 0.640   2017/02/08 0.330   2017/01/03 8,700,000 4,435,925 0.430   2016/11/28 0.118   2016/07/06
12464 Credit Suisse AG - BOCL European Warrants Apr 2017 A HKD 0.300   0.134   0.198   6,804,000 1,483,741 29,399,801 0.340   2017/02/16 0.056   2017/02/01 43,892,000 5,999,267 0.325   2016/09/09 0.056   2016/12/28
14575 Credit Suisse AG - BOCL European Warrants Apr 2017 B HKD 0.450   0.213   0.380   930,000 296,050 N/A 0.450   2017/03/21 0.099   2017/02/03 45,178,000 6,843,974 0.232   2016/12/09 0.089   2016/12/28
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.510   0.310   0.365   9,900,000 4,011,320 15,610,826 0.540   2017/02/16 0.207   2017/01/03 153,971,000 41,271,993 0.455   2016/09/22 0.113   2016/05/24
27274 Credit Suisse AG - BOCL European Warrants Jul 2017 A HKD 0.330   0.270   0.265   318,000 92,120 N/A 0.415   2017/02/16 0.270   2017/03/30 1,998,000 734,720 -   - -   -
13136 Credit Suisse AG - BOCL European Warrants May 2017 A HKD 0.140   0.054   0.054   198,760,000 19,207,174 14,934,225 0.195   2017/02/16 0.038   2017/02/01 552,696,000 68,989,829 0.210   2016/09/13 0.035   2016/12/28
28572 Credit Suisse AG - BOCL European Warrants Oct 2017 A HKD 0.156   0.079   0.092   732,783,000 75,986,459 N/A 0.224   2017/02/23 0.079   2017/03/10 743,123,000 77,806,966 -   - -   -
13228 Credit Suisse AG - BYD European Warrants Apr 2017 A HKD -   -   0.012   0 0 2,569,298 -   - -   - 0 0 0.550   2016/09/22 0.023   2016/12/30
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.074   0.054   0.053   154,615,000 8,475,270 4,796,298 0.087   2017/02/09 0.054   2017/03/30 196,145,000 11,552,680 0.238   2016/01/06 0.072   2016/12/28
14058 Credit Suisse AG - BYD European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.024   2017/01/04 0.010   2017/01/17 1,235,000 20,580 0.305   2016/11/09 0.020   2016/12/28
18767 Credit Suisse AG - BYD European Warrants May 2017 A HKD 0.300   0.084   0.096   94,630,000 17,064,605 N/A 0.395   2017/02/09 0.084   2017/03/30 130,295,000 28,154,280 -   - -   -
13027 Credit Suisse AG - BYD European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.122   0.090   0.094   93,320,000 9,788,160 7,296,945 0.154   2017/01/04 0.090   2017/03/15 177,540,000 20,922,420 0.280   2016/09/09 0.148   2016/12/20
26884 Credit Suisse AG - Car Inc European Warrants Mar 2017 A HKD -   -   0.010   0 0 3,106,263 0.017   2017/01/09 0.010   2017/01/18 33,980,000 523,230 0.260   2016/03/29 0.018   2016/12/30
28445 Credit Suisse AG - Car Inc European Warrants May 2018 A HKD 0.130   0.104   0.106   1,560,000 181,660 N/A 0.150   2017/02/21 0.104   2017/03/30 3,340,000 445,120 -   - -   -
14019 Credit Suisse AG - Cathay Pacific European Warrants May 17 A HKD 0.810   0.255   0.320   26,609,000 12,204,460 N/A 0.810   2017/03/06 0.255   2017/03/24 50,432,000 25,497,360 0.870   2016/11/11 0.510   2016/12/29
11067 Credit Suisse AG - Cathay Pacific European Warrants Oct 17 A HKD 0.660   0.520   0.530   996,000 587,180 N/A 0.660   2017/03/21 0.520   2017/03/22 996,000 587,180 -   - -   -
28204 Credit Suisse AG - CC Bank European Put Warrants Aug 2017 A HKD 0.183   0.084   0.122   46,429,000 6,562,327 N/A 0.183   2017/03/10 0.084   2017/03/21 83,069,000 11,248,178 -   - -   -
14357 Credit Suisse AG - CC Bank European Put Warrants May 2017 A HKD 0.011   0.010   0.011   4,138,000 42,393 N/A 0.081   2017/01/09 0.010   2017/03/10 106,127,000 6,287,551 0.241   2016/11/21 0.055   2016/12/30
28565 Credit Suisse AG - CC Bank European Warrants Aug 2017 B HKD 0.213   0.093   0.098   1,862,158,000 231,219,692 N/A 0.300   2017/02/23 0.093   2017/03/10 1,864,848,000 231,849,823 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.430   0.201   0.239   50,042,000 14,370,263 N/A 0.430   2017/03/21 0.142   2017/02/08 560,551,000 120,122,612 0.280   2016/12/01 0.130   2016/12/23
16278 Credit Suisse AG - CC Bank European Warrants Jul 2017 B HKD 0.550   0.550   0.465   20,000 11,000 N/A 0.600   2017/02/16 0.265   2017/02/08 28,213,000 10,195,925 -   - -   -
14791 Credit Suisse AG - CC Bank European Warrants Jun 2017 A HKD 0.206   0.072   0.073   1,865,993,000 260,499,791 N/A 0.231   2017/02/16 0.062   2017/02/08 2,551,336,000 372,626,703 0.219   2016/12/06 0.080   2016/12/23
27801 Credit Suisse AG - CC Bank European Warrants Jun 2017 B HKD 0.420   0.170   0.250   24,498,000 6,207,932 N/A 0.455   2017/02/16 0.170   2017/03/10 29,912,000 8,424,912 -   - -   -
12778 Credit Suisse AG - CC Bank European Warrants Mar 2017 A HKD -   -   0.010   0 0 26,990,476 0.072   2017/02/16 0.010   2017/02/24 101,261,000 3,229,834 0.255   2016/09/07 0.015   2016/12/22
12411 Credit Suisse AG - CGS European Warrants Aug 2017 A HKD 0.375   0.325   0.260   392,000 132,145 N/A 0.375   2017/03/27 0.325   2017/03/29 392,000 132,145 -   - -   -
14795 Credit Suisse AG - CGS European Warrants Jun 2017 A HKD 0.315   0.109   0.075   23,935,000 4,694,152 N/A 0.440   2017/02/17 0.109   2017/03/29 167,460,000 35,364,676 0.510   2016/12/09 0.237   2016/12/29
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.280   0.210   0.239   3,530,000 799,000 N/A 0.280   2017/03/21 0.146   2017/01/04 124,900,000 22,912,990 0.225   2016/11/11 0.136   2016/12/23
29617 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 B HKD 0.830   0.470   0.520   5,092,000 2,858,895 N/A 0.830   2017/03/23 0.470   2017/03/31 5,092,000 2,858,895 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.164   0.096   0.125   158,340,000 20,290,210 8,477,372 0.164   2017/03/24 0.062   2017/01/04 314,500,000 34,740,570 0.156   2016/06/08 0.057   2016/12/23
25738 Credit Suisse AG - Ch Molybdenum European Warrants Aug 2017A HKD 0.630   0.255   0.365   28,083,000 13,092,165 N/A 0.720   2017/02/23 0.234   2017/02/06 52,221,000 23,654,133 -   - -   -
23453 Credit Suisse AG - Ch Molybdenum European Warrants Jul 2017A HKD 0.900   0.630   0.660   459,000 354,660 N/A 1.030   2017/02/23 0.300   2017/01/20 21,615,000 9,578,685 -   - -   -
29196 Credit Suisse AG - Ch Molybdenum European Warrants Sep 2017A HKD 0.260   0.087   0.140   81,132,000 14,600,424 N/A 0.260   2017/03/16 0.087   2017/03/30 81,132,000 14,600,424 -   - -   -
28200 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 A HKD 0.209   0.085   0.091   39,560,000 6,793,420 N/A 0.217   2017/02/20 0.085   2017/03/30 55,580,000 9,980,540 -   - -   -
13956 Credit Suisse AG - Ch Overseas European Warrants May 2017 A HKD 0.140   0.018   0.018   271,020,000 19,720,900 N/A 0.141   2017/02/09 0.018   2017/03/31 642,060,000 54,715,980 0.275   2016/10/28 0.036   2016/12/29
15937 Credit Suisse AG - Ch Overseas European Warrants Nov 2017 A HKD 0.420   0.232   0.232   4,460,000 1,494,500 N/A 0.420   2017/03/14 0.232   2017/03/31 20,780,000 6,806,140 -   - -   -
25746 Credit Suisse AG - CHALCO European Wts Aug 2017 A HKD 0.445   0.118   0.146   91,026,000 17,044,916 N/A 0.470   2017/02/02 0.118   2017/03/27 160,096,000 40,699,748 -   - -   -
23711 Credit Suisse AG - CHALCO European Wts Jul 2017 A HKD 0.710   0.246   0.310   22,784,000 9,071,452 N/A 0.710   2017/03/02 0.246   2017/03/27 114,554,000 56,697,592 -   - -   -
14024 Credit Suisse AG - CHALCO European Wts May 2017 A HKD 0.940   0.280   0.370   7,420,000 3,741,850 N/A 0.940   2017/03/02 0.255   2017/01/10 42,880,000 18,341,280 0.630   2016/11/25 0.201   2016/11/07
27468 Credit Suisse AG - Chi Res Land European Warrants Dec 2017 A HKD 0.213   0.126   0.138   42,900,000 7,517,300 N/A 0.226   2017/02/22 0.126   2017/03/06 55,220,000 10,039,840 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD 0.248   0.108   0.122   198,660,000 34,085,480 N/A 0.248   2017/03/17 0.065   2017/01/03 486,040,000 77,634,540 0.210   2016/11/09 0.064   2016/12/29
12407 Credit Suisse AG - Chi Res Land European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,734,743 0.014   2017/02/10 0.010   2017/02/09 5,700,000 71,260 0.255   2016/08/19 0.012   2016/12/13
13174 Credit Suisse AG - China Cinda European Warrants Apr 2017 A HKD 0.114   0.044   0.033   11,088,000 776,690 8,097,014 0.129   2017/02/24 0.020   2017/02/08 114,040,000 7,214,418 0.255   2016/09/22 0.039   2016/12/28
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.023   0.012   0.013   1,500,000 21,700 30,847 0.024   2017/02/23 0.012   2017/03/30 9,400,000 148,550 0.049   2016/01/04 0.017   2016/12/21
15946 Credit Suisse AG - China Cinda European Warrants Jun 2017 A HKD 0.415   0.170   0.218   16,391,000 4,973,282 N/A 0.415   2017/03/20 0.147   2017/02/08 129,033,000 28,441,287 -   - -   -
28590 Credit Suisse AG - China Cinda European Warrants Sep 2017 A HKD 0.270   0.114   0.134   76,126,000 14,784,975 N/A 0.320   2017/02/23 0.114   2017/03/30 77,832,000 15,218,395 -   - -   -
12185 Credit Suisse AG - China Cinda European Warrants Sep 2017 B HKD 0.205   0.087   0.103   8,638,000 1,260,305 N/A 0.205   2017/03/23 0.087   2017/03/30 8,638,000 1,260,305 -   - -   -
25879 Credit Suisse AG - China Coal European Warrants Aug 2017 A HKD 0.210   0.086   0.090   40,888,000 5,561,276 N/A 0.280   2017/02/23 0.086   2017/03/28 97,844,000 17,453,982 -   - -   -
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.126   0.073   0.076   34,894,000 3,632,668 5,048,183 0.126   2017/03/21 0.073   2017/03/30 104,520,000 10,928,248 0.330   2016/09/09 0.092   2016/12/28
12429 Credit Suisse AG - China EB Ltd European Warrants Mar 2018 A HKD 0.242   0.221   0.220   1,760,000 414,600 N/A 0.242   2017/03/24 0.221   2017/03/30 1,760,000 414,600 -   - -   -
13266 Credit Suisse AG - China Life European Put Wts Apr 2017 B HKD -   -   0.010   0 0 33,974,362 0.134   2017/01/03 0.010   2017/02/17 389,660,000 28,548,580 0.255   2016/11/09 0.063   2016/11/30
14360 Credit Suisse AG - China Life European Put Wts Apr 2017 D HKD -   -   0.010   0 0 N/A 0.068   2017/01/03 0.010   2017/02/06 341,680,000 15,481,510 0.123   2016/11/18 0.033   2016/12/08
28223 Credit Suisse AG - China Life European Put Wts Aug 2017 B HKD 0.238   0.152   0.199   29,040,000 5,788,800 N/A 0.249   2017/02/20 0.152   2017/03/16 45,950,000 9,547,000 -   - -   -
23164 Credit Suisse AG - China Life European Put Wts Jul 2017 A HKD 0.041   0.010   0.013   102,260,000 2,602,650 N/A 0.143   2017/01/18 0.010   2017/03/21 3,851,430,000 258,525,910 -   - -   -
14738 Credit Suisse AG - China Life European Put Wts May 2017 A HKD 0.048   0.013   0.016   23,500,000 812,930 N/A 0.206   2017/01/10 0.013   2017/03/17 1,285,320,000 56,160,710 0.275   2016/12/20 0.139   2016/12/08
27251 Credit Suisse AG - China Life European Put Wts Sep 2017 C HKD 0.167   0.084   0.126   1,947,370,000 229,703,630 N/A 0.186   2017/02/14 0.084   2017/03/21 2,325,920,000 287,661,140 -   - -   -
13224 Credit Suisse AG - China Life European Warrants Apr 2017 A HKD 0.255   0.088   0.095   202,690,000 29,201,430 258,643,245 0.255   2017/03/17 0.043   2017/02/03 1,028,370,000 114,310,170 0.173   2016/11/28 0.038   2016/11/09
13662 Credit Suisse AG - China Life European Warrants Apr 2017 C HKD 0.335   0.186   0.236   13,270,000 3,076,260 N/A 0.335   2017/03/17 0.071   2017/02/03 357,110,000 42,750,530 0.246   2016/11/30 0.057   2016/11/09
14737 Credit Suisse AG - China Life European Warrants Apr 2017 E HKD 0.350   0.010   0.010   104,058,000 16,144,904 N/A 0.700   2017/02/15 0.010   2017/03/24 270,258,000 83,358,108 0.710   2016/12/08 0.166   2016/12/22
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.450   0.415   0.455   1,350,000 579,750 3,960,678 0.550   2017/02/22 0.237   2017/01/03 3,820,000 1,438,450 0.425   2016/11/28 0.141   2016/07/08
12592 Credit Suisse AG - China Life European Warrants Dec 2017 A HKD 0.128   0.125   0.106   720,000 90,800 N/A 0.128   2017/03/27 0.125   2017/03/27 720,000 90,800 -   - -   -
27782 Credit Suisse AG - China Life European Warrants Jan 2018 A HKD 0.243   0.134   0.157   24,340,000 4,589,780 N/A 0.255   2017/02/16 0.134   2017/03/10 45,380,000 9,249,670 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD 0.305   0.163   0.164   45,890,000 9,935,300 484,211,038 0.305   2017/03/17 0.075   2017/02/03 12,654,350,000 1,374,621,910 0.225   2016/11/28 0.060   2016/11/09
27088 Credit Suisse AG - China Life European Warrants Jun 2017 B HKD 0.960   0.335   0.395   12,455,000 8,071,055 N/A 1.100   2017/02/15 0.335   2017/03/10 14,092,000 9,469,365 -   - -   -
27101 Credit Suisse AG - China Life European Warrants Jun 2017 C HKD 0.540   0.170   0.187   393,246,000 180,480,333 N/A 0.750   2017/02/15 0.170   2017/03/31 2,219,400,000 1,266,245,383 -   - -   -
22176 Credit Suisse AG - China Life European Warrants Oct 2017 A HKD 0.285   0.216   0.229   17,730,000 4,145,670 N/A 0.320   2017/02/13 0.144   2017/02/03 37,610,000 7,504,840 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.240   0.140   0.152   1,578,060,000 267,052,920 568,516,408 0.240   2017/03/17 0.088   2017/01/04 15,372,250,000 1,961,567,900 0.233   2016/09/22 0.064   2016/10/31
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.480   0.340   0.380   2,210,000 888,750 N/A 0.480   2017/03/17 0.177   2017/01/03 55,170,000 12,831,600 0.355   2016/11/30 0.137   2016/11/14
29343 Credit Suisse AG - China Life European Warrants Sep 2017 D HKD 0.188   0.112   0.117   8,426,000,000 1,162,269,820 N/A 0.188   2017/03/17 0.112   2017/03/10 8,426,000,000 1,162,269,820 -   - -   -
28069 Credit Suisse AG - China Mengniu European Wts Dec 2017 A HKD 0.212   0.145   0.205   29,630,000 5,547,620 N/A 0.226   2017/02/20 0.145   2017/03/30 46,850,000 9,127,940 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD 0.180   0.093   0.158   17,740,000 2,615,700 20,654,082 0.181   2017/01/04 0.093   2017/03/27 330,930,000 47,666,840 0.310   2016/08/26 0.145   2016/12/28
15920 Credit Suisse AG - China Mobile European Put Wts Jul 2017 A HKD 0.100   0.061   0.079   10,930,000 933,340 N/A 0.205   2017/01/04 0.061   2017/03/16 196,080,000 24,726,950 -   - -   -
26202 Credit Suisse AG - China Mobile European Put Wts Jul 2017 C HKD 0.265   0.069   0.203   276,240,000 43,797,665 N/A 0.265   2017/03/15 0.069   2017/03/20 457,710,000 81,406,545 -   - -   -
13608 Credit Suisse AG - China Mobile European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.020   2017/01/05 0.010   2017/02/21 27,385,000 354,575 0.500   2016/10/11 0.020   2016/12/30
14007 Credit Suisse AG - China Mobile European Warrants Apr 2017 B HKD 0.023   0.010   0.010   17,305,000 242,965 N/A 0.065   2017/01/06 0.010   2017/03/23 105,490,000 3,850,780 0.345   2016/11/01 0.037   2016/12/28
13127 Credit Suisse AG - China Mobile European Warrants Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23125 Credit Suisse AG - China Mobile European Warrants Jul 2017 B HKD 0.117   0.035   0.036   948,825,000 97,693,025 N/A 0.250   2017/02/01 0.035   2017/03/15 9,444,950,000 1,335,423,670 -   - -   -
29100 Credit Suisse AG - China Mobile European Warrants Jul 2017 D HKD 0.350   0.106   0.105   3,847,610,000 906,983,570 N/A 0.350   2017/03/21 0.106   2017/03/31 3,847,610,000 906,983,570 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD 0.010   0.010   0.010   100,000 1,000 100,149 0.010   2017/03/23 0.010   2017/03/23 100,000 1,000 0.047   2016/04/27 0.010   2016/11/24
16179 Credit Suisse AG - China Mobile European Warrants Jun 2017 B HKD 0.350   0.093   0.093   5,243,650,000 788,963,625 N/A 0.350   2017/03/21 0.093   2017/03/31 5,300,240,000 804,635,400 -   - -   -
16422 Credit Suisse AG - China Mobile European Warrants Mar 2017 A HKD -   -   0.010   0 0 109,824,578 0.013   2017/02/07 0.010   2017/02/22 194,815,000 1,953,330 0.123   2016/07/21 0.010   2016/12/21
12509 Credit Suisse AG - China Mobile European Warrants Mar 2017 B HKD -   -   0.010   0 0 1,202,339 -   - -   - 0 0 0.345   2016/09/09 0.010   2016/12/06
15022 Credit Suisse AG - China Mobile European Warrants May 2017 A HKD 0.211   0.034   0.038   71,430,000 7,132,575 N/A 0.285   2017/01/11 0.034   2017/03/15 9,070,500,000 2,133,595,595 0.290   2016/12/12 0.188   2016/12/16
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.085   0.046   0.053   1,145,745,000 65,430,840 257,265,507 0.092   2017/02/07 0.046   2017/03/15 5,374,080,000 337,275,295 0.183   2016/08/12 0.052   2016/12/28
12633 Credit Suisse AG - China Mobile European Warrants Oct 2017 A HKD 0.126   0.120   0.122   2,000,000 247,210 N/A 0.126   2017/03/31 0.120   2017/03/31 2,000,000 247,210 -   - -   -
28849 Credit Suisse AG - China Mobile European Warrants Sep 2017 A HKD 0.265   0.099   0.100   10,407,030,000 1,523,835,565 N/A 0.265   2017/03/20 0.099   2017/03/31 10,410,060,000 1,524,440,315 -   - -   -
28209 Credit Suisse AG - China Railway European Warrants Aug 2017A HKD 0.500   0.239   0.245   6,974,000 2,627,585 N/A 0.500   2017/03/24 0.239   2017/03/31 11,176,000 4,205,910 -   - -   -
18759 Credit Suisse AG - China Railway European Warrants Jul 2017A HKD 0.800   0.410   0.410   5,278,000 3,091,630 N/A 0.800   2017/03/24 0.410   2017/03/31 28,287,000 14,951,820 -   - -   -
12988 Credit Suisse AG - China Railway European Warrants Mar 2017A HKD 0.195   0.068   0.185   7,259,000 786,560 7,322,286 0.415   2017/01/26 0.038   2017/02/27 44,059,000 9,052,663 0.780   2016/11/30 0.250   2016/12/23
13846 Credit Suisse AG - China Re European Warrants Apr 2017 A HKD 0.030   0.027   0.019   340,000 9,870 N/A 0.142   2017/01/03 0.027   2017/03/28 2,748,000 307,821 0.189   2016/12/02 0.145   2016/12/15
18783 Credit Suisse AG - China Re European Warrants Jul 2017 A HKD 0.207   0.137   0.139   12,638,000 2,304,001 N/A 0.249   2017/01/09 0.137   2017/03/31 30,724,000 6,388,266 -   - -   -
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.335   0.053   0.182   129,580,000 14,297,950 43,470,716 0.335   2017/03/20 0.053   2017/03/10 872,265,000 99,066,745 0.270   2016/11/10 0.066   2016/12/28
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.270   0.065   0.194   64,045,000 12,509,165 N/A 0.270   2017/03/20 0.065   2017/03/13 198,570,000 26,146,225 0.221   2016/11/14 0.083   2016/12/28
11379 Credit Suisse AG - China Shenhua European Wts Oct 2017 B HKD 0.213   0.196   0.350   2,260,000 469,490 N/A 0.213   2017/03/17 0.196   2017/03/17 2,260,000 469,490 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.255   0.173   0.222   81,324,000 17,938,708 N/A 0.255   2017/03/24 0.145   2017/01/06 290,720,000 58,377,588 0.265   2016/11/25 0.144   2016/12/28
27442 Credit Suisse AG - China Taiping European Warrants Sep 2017A HKD 0.255   0.163   0.170   26,810,000 5,294,236 N/A 0.255   2017/03/21 0.163   2017/03/31 46,742,000 9,734,506 -   - -   -
15955 Credit Suisse AG - China Tel European Warrants Jul 2017 A HKD 0.076   0.035   0.052   94,688,000 4,843,616 N/A 0.182   2017/01/06 0.035   2017/03/14 177,976,000 13,167,870 -   - -   -
12895 Credit Suisse AG - China Tel European Warrants Mar 2017 A HKD -   -   0.012   0 0 3,954,843 0.018   2017/01/05 0.011   2017/01/10 1,660,000 27,260 0.219   2016/09/05 0.012   2016/12/28
12178 Credit Suisse AG - China Tel European Warrants Nov 2017 A HKD 0.250   0.183   0.188   7,800,000 1,748,974 N/A 0.250   2017/03/24 0.183   2017/03/30 7,800,000 1,748,974 -   - -   -
14467 Credit Suisse AG - China Vanke European Warrants Apr 2017 A HKD 0.063   0.032   0.017   2,208,000 136,400 N/A 0.063   2017/03/17 0.032   2017/03/14 9,538,000 419,300 0.245   2016/11/28 0.036   2016/12/22
14905 Credit Suisse AG - ChiUnicom European Warrants Apr 2017 A HKD 0.055   0.010   0.010   12,142,000 282,866 N/A 0.194   2017/01/05 0.010   2017/03/24 200,764,000 16,443,258 0.380   2016/12/08 0.124   2016/12/23
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.136   0.076   0.126   441,934,000 43,766,636 33,039,316 0.136   2017/03/27 0.065   2017/01/16 1,122,664,000 102,304,086 0.204   2016/03/30 0.057   2016/11/15
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD 0.690   0.214   0.500   209,718,000 61,623,108 N/A 0.690   2017/03/27 0.214   2017/03/07 524,002,000 173,670,068 0.730   2016/12/01 0.310   2016/11/28
28434 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 B HKD 0.560   0.191   0.410   1,858,954,000 534,131,938 N/A 0.560   2017/03/27 0.191   2017/03/08 2,021,686,000 586,724,842 -   - -   -
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.198   0.104   0.178   266,260,000 35,165,220 46,414,967 0.198   2017/03/27 0.087   2017/01/16 915,720,000 108,237,380 0.171   2016/10/11 0.079   2016/11/14
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.065   0.030   0.049   29,240,000 1,378,200 651,403 0.065   2017/03/27 0.030   2017/03/08 50,440,000 2,210,620 0.146   2016/01/04 0.021   2016/07/20
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD -   -   0.037   0 0 35,697 0.032   2017/02/07 0.031   2017/01/09 500,000 15,520 0.107   2016/01/04 0.023   2016/11/29
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.169   0.123   0.142   29,448,000 4,286,080 N/A 0.176   2017/02/24 0.123   2017/03/10 87,472,000 13,188,124 0.209   2016/11/29 0.153   2016/12/15
15965 Credit Suisse AG - CITIC European Warrants Jul 2017 A HKD 0.470   0.250   0.239   15,086,000 5,735,020 N/A 0.710   2017/02/15 0.250   2017/03/31 31,412,000 15,141,670 -   - -   -
13134 Credit Suisse AG - CITIC European Warrants Mar 2017 A HKD -   -   0.010   0 0 10,902,914 0.077   2017/01/12 0.013   2017/02/13 3,900,000 226,320 0.640   2016/09/12 0.048   2016/12/23
13854 Credit Suisse AG - CITIC Sec European Warrants Apr 2017 A HKD 0.036   0.012   0.012   10,005,000 222,730 N/A 0.058   2017/02/17 0.012   2017/03/30 129,245,000 5,337,970 0.172   2016/10/24 0.038   2016/12/29
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD 0.040   0.016   0.016   10,790,000 336,195 5,360,839 0.060   2017/02/17 0.016   2017/03/31 261,340,000 13,065,115 0.211   2016/09/22 0.041   2016/12/28
16295 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 A HKD 0.224   0.157   0.158   85,785,000 17,112,120 N/A 0.265   2017/02/17 0.154   2017/02/06 350,545,000 76,703,780 -   - -   -
11401 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 B HKD 0.170   0.105   0.106   4,910,000 649,495 N/A 0.170   2017/03/21 0.105   2017/03/31 4,910,000 649,495 -   - -   -
18474 Credit Suisse AG - CKH European Put Warrants Jul 2017 B HKD 0.062   0.043   0.050   17,280,000 897,280 N/A 0.233   2017/01/09 0.043   2017/03/14 154,350,000 20,582,910 -   - -   -
12719 Credit Suisse AG - CKH European Put Warrants Mar 2017 A HKD -   -   0.016   0 0 22,390,963 0.147   2017/01/03 0.039   2017/01/23 12,620,000 989,485 0.250   2016/08/25 0.079   2016/11/23
22957 Credit Suisse AG - CKH European Warrants Apr 2017 A HKD -   -   0.010   0 0 31,842 -   - -   - 0 0 0.100   2016/01/05 0.011   2016/11/25
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD -   -   0.430   0 0 4,308 -   - -   - 0 0 0.520   2016/09/12 0.290   2016/07/06
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD 0.224   0.191   0.202   3,100,000 643,600 1,126,025 0.228   2017/02/28 0.163   2017/02/13 33,650,000 6,701,500 0.250   2016/05/03 0.125   2016/07/06
25352 Credit Suisse AG - CKH Holdings European Warrants Aug 2017 B HKD 0.255   0.153   0.157   489,030,000 99,342,095 N/A 0.255   2017/03/02 0.153   2017/03/06 765,285,000 155,635,175 -   - -   -
18471 Credit Suisse AG - CKH Holdings European Warrants Jul 2017 A HKD 0.630   0.440   0.490   38,130,000 20,673,325 N/A 0.660   2017/02/28 0.390   2017/02/08 102,155,000 50,806,650 -   - -   -
12821 Credit Suisse AG - CKH Holdings European Warrants Mar 2017 B HKD -   -   0.010   0 0 12,090,886 0.010   2017/02/15 0.010   2017/02/15 1,250,000 12,500 0.510   2016/09/02 0.010   2016/12/22
14061 Credit Suisse AG - CKH Holdings European Warrants May 2017 A HKD 0.180   0.085   0.076   21,305,000 2,919,880 N/A 0.228   2017/01/11 0.085   2017/03/29 389,430,000 62,332,635 0.540   2016/11/04 0.142   2016/12/30
12385 Credit Suisse AG - CKH Holdings European Warrants Oct 2017 A HKD 0.240   0.133   0.135   5,990,000 1,103,455 N/A 0.240   2017/03/27 0.133   2017/03/31 5,990,000 1,103,455 -   - -   -
13521 Credit Suisse AG - CKI Holdings European Warrants Apr 2017 A HKD -   -   0.015   0 0 3,894,878 0.056   2017/01/16 0.015   2017/02/28 4,540,000 207,190 0.355   2016/09/29 0.041   2016/12/22
27102 Credit Suisse AG - CKI Holdings European Warrants Aug 2017 A HKD 0.213   0.080   0.080   18,070,000 2,711,470 N/A 0.238   2017/02/15 0.080   2017/03/31 48,440,000 9,164,380 -   - -   -
15940 Credit Suisse AG - CKI Holdings European Warrants May 2017 A HKD 0.246   0.066   0.053   16,660,000 3,239,120 N/A 0.280   2017/02/03 0.066   2017/03/30 165,300,000 36,072,380 -   - -   -
15426 Credit Suisse AG - CKP European Warrants Jun 2017 A HKD 0.237   0.126   0.146   125,095,000 21,492,790 N/A 0.305   2017/01/11 0.126   2017/03/09 461,045,000 95,365,850 0.190   2016/12/22 0.130   2016/12/29
12896 Credit Suisse AG - CKP European Warrants Mar 2017 A HKD -   -   0.010   0 0 10,934,370 0.019   2017/01/11 0.011   2017/01/06 610,000 8,190 0.330   2016/09/09 0.016   2016/12/20
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD 0.217   0.125   0.123   46,345,000 8,616,265 16,313,826 0.220   2017/02/23 0.071   2017/01/03 226,405,000 30,601,625 0.246   2016/09/08 0.061   2016/12/23
14789 Credit Suisse AG - CM Bank European Warrants Jun 2017 B HKD 0.730   0.360   0.300   8,346,500 4,652,408 N/A 0.990   2017/02/16 0.204   2017/01/03 50,874,500 22,761,233 0.690   2016/12/09 0.196   2016/12/28
25875 Credit Suisse AG - CNBM European Warrants Aug 2017 A HKD 0.960   0.355   0.395   12,956,000 8,192,430 N/A 0.980   2017/02/23 0.355   2017/03/30 35,750,000 20,942,700 -   - -   -
27778 Credit Suisse AG - CNBM European Warrants Aug 2017 B HKD 0.620   0.192   0.217   16,654,000 6,765,380 N/A 0.620   2017/03/02 0.192   2017/03/30 33,804,000 13,443,430 -   - -   -
15954 Credit Suisse AG - CNBM European Warrants Jul 2017 A HKD 1.420   0.920   0.780   308,000 318,180 N/A 1.440   2017/02/23 0.245   2017/01/03 24,562,000 16,247,904 -   - -   -
13443 Credit Suisse AG - CNBM European Warrants Mar 2017 A HKD 1.630   1.250   1.010   48,000 71,960 6,257,993 1.630   2017/03/02 0.169   2017/01/04 37,296,000 8,296,552 0.500   2016/11/14 0.155   2016/12/28
14794 Credit Suisse AG - CNBM European Warrants May 2017 A HKD 1.090   0.395   0.340   4,748,000 3,350,180 N/A 1.090   2017/03/02 0.146   2017/01/03 49,552,000 19,027,346 0.305   2016/12/12 0.142   2016/12/29
13969 Credit Suisse AG - CNOOC European Put Warrants Apr 2017 A HKD 0.300   0.020   0.010   8,855,000 1,643,888 N/A 0.325   2017/01/03 0.020   2017/03/27 369,264,000 64,936,702 0.520   2016/11/14 0.187   2016/12/14
14710 Credit Suisse AG - CNOOC European Warrants Apr 2017 B HKD 0.016   0.011   0.010   19,000 296 N/A 0.198   2017/01/06 0.011   2017/03/16 322,526,000 49,430,328 0.440   2016/12/01 0.107   2016/12/28
25731 Credit Suisse AG - CNOOC European Warrants Aug 2017 A HKD 0.236   0.100   0.157   1,334,418,000 179,253,979 N/A 0.440   2017/02/06 0.100   2017/03/15 1,463,105,000 221,474,536 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.143   0.098   0.126   760,060,000 79,448,890 31,741,088 0.206   2017/01/05 0.098   2017/03/15 771,180,000 81,394,780 0.265   2016/10/25 0.089   2016/01/21
16167 Credit Suisse AG - CNOOC European Warrants Jul 2017 A HKD 0.059   0.015   0.022   22,794,000 710,893 N/A 0.380   2017/01/06 0.015   2017/03/15 2,961,283,000 621,785,149 -   - -   -
11242 Credit Suisse AG - CNOOC European Warrants Jul 2017 B HKD 0.330   0.224   0.275   683,061,000 203,191,598 N/A 0.330   2017/03/27 0.224   2017/03/23 683,061,000 203,191,598 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.064   0.045   0.056   613,520,000 32,481,770 20,356,998 0.132   2017/01/06 0.045   2017/03/15 762,980,000 48,400,310 0.167   2016/10/24 0.084   2016/08/03
13640 Credit Suisse AG - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.084   2017/01/05 0.010   2017/01/23 20,039,000 934,383 0.460   2016/10/20 0.047   2016/12/29
13348 Credit Suisse AG - CPIC European Warrants Apr 2017 A HKD -   -   0.010   0 0 4,731,132 -   - -   - 0 0 0.227   2016/09/22 0.023   2016/12/23
16245 Credit Suisse AG - CPIC European Warrants Jul 2017 A HKD 0.206   0.112   0.118   91,880,000 14,743,620 N/A 0.285   2017/01/06 0.112   2017/03/31 308,830,000 60,671,386 -   - -   -
27259 Credit Suisse AG - CPIC European Warrants Sep 2017 A HKD 0.162   0.112   0.104   10,718,000 1,482,912 N/A 0.265   2017/02/14 0.112   2017/03/28 53,690,000 10,570,796 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.158   0.107   0.096   62,430,000 8,138,905 9,180,514 0.158   2017/03/23 0.082   2017/01/03 164,260,000 19,337,140 0.196   2016/11/28 0.073   2016/09/20
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.110   0.069   0.069   69,295,000 6,816,700 N/A 0.116   2017/02/10 0.069   2017/03/31 181,920,000 17,790,700 0.192   2016/11/28 0.077   2016/12/22
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD 0.039   0.023   0.023   5,340,000 164,950 630,378 0.049   2017/01/24 0.023   2017/03/30 22,720,000 898,730 0.236   2016/04/14 0.040   2016/12/29
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.101   0.070   0.072   35,280,000 2,953,490 N/A 0.102   2017/01/27 0.070   2017/03/30 125,090,000 11,174,750 0.137   2016/11/29 0.084   2016/12/28
27779 Credit Suisse AG - CRRC Times European Warrants Aug 2017 A HKD 0.275   0.169   0.157   26,465,000 5,847,780 N/A 0.340   2017/02/20 0.169   2017/03/31 42,545,000 10,309,960 -   - -   -
16352 Credit Suisse AG - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.290   0.224   0.249   10,193,600 2,501,092 N/A 0.445   2017/01/05 0.224   2017/03/22 27,436,200 9,037,219 -   - -   -
12558 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 A HKD -   -   0.010   0 0 1,909,770 -   - -   - 0 0 0.204   2016/08/22 0.059   2016/12/07
14358 Credit Suisse AG - CSOP A50 ETF European Warrants Mar 2017 B HKD -   -   0.010   0 0 N/A 0.047   2017/01/05 0.011   2017/02/23 2,505,000 51,242 0.215   2016/11/30 0.024   2016/12/30
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.119   0.118   0.121   100,000 11,850 612,780 0.139   2017/02/27 0.118   2017/03/31 3,340,000 430,470 0.305   2016/01/04 0.122   2016/12/15
13172 Credit Suisse AG - CSR Times European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,804,409 0.146   2017/01/27 0.033   2017/02/07 28,305,000 2,170,780 0.385   2016/09/22 0.066   2016/12/28
14060 Credit Suisse AG - CSR Times European Warrants May 2017 A HKD 0.435   0.236   0.221   1,230,000 378,730 N/A 0.590   2017/01/20 0.236   2017/03/31 32,415,000 14,119,280 0.610   2016/11/29 0.340   2016/12/22
24850 Credit Suisse AG - Dongfeng Motor European Warrants Jul 17 A HKD 0.650   0.350   0.410   3,100,000 1,395,150 N/A 0.690   2017/02/10 0.350   2017/03/29 10,440,000 5,143,680 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.160   0.093   0.095   14,960,000 2,034,275 6,571,419 0.194   2017/02/09 0.093   2017/03/31 78,565,000 12,393,455 0.260   2016/09/20 0.114   2016/12/28
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.310   0.225   0.230   18,000,000 4,412,660 22,529,093 0.310   2017/03/15 0.080   2017/01/03 317,920,000 58,277,580 0.260   2016/08/09 0.077   2016/12/29
29095 Credit Suisse AG - GAC European Warrants Dec 2017 A HKD 0.221   0.132   0.134   70,520,000 11,615,380 N/A 0.221   2017/03/14 0.132   2017/03/22 70,520,000 11,615,380 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.218   0.125   0.131   152,800,000 24,719,740 11,327,760 0.218   2017/03/14 0.063   2017/01/03 368,620,000 57,155,100 0.234   2016/09/15 0.063   2016/12/30
14515 Credit Suisse AG - Galaxy Ent European Put Wts Jun 2017 A HKD 0.053   0.010   0.010   92,290,000 2,876,960 N/A 0.240   2017/01/03 0.010   2017/03/30 483,250,000 53,072,430 0.285   2016/12/16 0.127   2016/12/07
13722 Credit Suisse AG - Galaxy Ent European Put Wts Mar 2017 A HKD -   -   0.013   0 0 N/A 0.061   2017/01/03 0.012   2017/01/26 36,190,000 1,071,470 0.207   2016/10/17 0.024   2016/12/01
29434 Credit Suisse AG - Galaxy Ent European Put Wts Sep 2017 A HKD 0.250   0.096   0.100   140,160,000 21,375,380 N/A 0.250   2017/03/09 0.096   2017/03/30 140,160,000 21,375,380 -   - -   -
13526 Credit Suisse AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.800   0.370   0.840   2,840,000 1,379,100 40,624,813 0.800   2017/03/28 0.171   2017/02/08 44,600,000 11,551,820 0.550   2016/12/01 0.160   2016/10/17
14793 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.173   0.076   0.135   292,140,000 36,637,200 N/A 0.173   2017/03/23 0.041   2017/02/08 650,250,000 68,127,550 0.233   2016/12/07 0.072   2016/12/29
28444 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 C HKD 0.345   0.141   0.285   452,080,000 87,634,550 N/A 0.345   2017/03/30 0.120   2017/02/21 511,180,000 96,270,820 -   - -   -
14355 Credit Suisse AG - Galaxy Ent European Warrants May 2017 A HKD 0.465   0.195   0.510   62,830,000 16,568,220 N/A 0.465   2017/03/28 0.119   2017/02/08 1,118,320,000 223,998,020 0.460   2016/12/01 0.161   2016/12/28
29618 Credit Suisse AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.240   0.156   0.221   117,060,000 22,862,220 N/A 0.240   2017/03/24 0.156   2017/03/15 117,060,000 22,862,220 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD 0.112   0.073   0.076   15,300,000 1,427,818 N/A 0.130   2017/02/15 0.073   2017/03/28 40,128,000 4,272,252 0.103   2016/12/28 0.097   2016/12/28
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD 0.050   0.026   0.027   4,113,000 177,690 1,074,915 0.065   2017/02/15 0.026   2017/03/28 31,750,000 1,628,596 0.221   2016/09/19 0.052   2016/12/28
13952 Credit Suisse AG - Geely Auto European Put Warrants Apr 17 B HKD 0.026   0.010   0.010   3,120,000 35,680 N/A 0.530   2017/01/03 0.010   2017/03/30 231,405,000 45,415,130 0.760   2016/11/17 0.345   2016/12/08
25024 Credit Suisse AG - Geely Auto European Put Warrants Jul 17 B HKD 0.345   0.120   0.134   8,880,000 1,674,570 N/A 0.710   2017/02/02 0.120   2017/03/28 62,780,000 29,748,120 -   - -   -
13949 Credit Suisse AG - Geely Auto European Warrants Apr 2017 A HKD 1.800   0.690   1.250   2,430,000 2,828,100 N/A 1.800   2017/03/16 0.120   2017/01/03 30,785,000 28,977,950 0.700   2016/10/26 0.077   2016/12/23
27803 Credit Suisse AG - Geely Auto European Warrants Aug 2017 A HKD 3.460   2.500   3.390   460,000 1,241,900 N/A 3.460   2017/03/27 2.420   2017/02/27 13,760,000 37,265,500 -   - -   -
29107 Credit Suisse AG - Geely Auto European Warrants Aug 2017 B HKD 1.980   0.940   1.410   39,585,000 58,849,650 N/A 1.980   2017/03/14 0.940   2017/03/06 39,585,000 58,849,650 -   - -   -
18747 Credit Suisse AG - Geely Auto European Warrants Aug 2018 A HKD 0.450   0.305   0.410   3,145,000 1,091,775 N/A 0.450   2017/03/14 0.153   2017/01/09 875,385,000 219,283,955 -   - -   -
27233 Credit Suisse AG - Geely Auto European Warrants Aug 2018 B HKD 0.330   0.219   0.290   228,080,000 61,363,735 N/A 0.330   2017/03/14 0.219   2017/03/06 415,070,000 107,678,355 -   - -   -
11609 Credit Suisse AG - Geely Auto European Warrants Feb 2018 A HKD 0.221   0.119   0.183   27,905,000 5,218,855 N/A 0.221   2017/03/27 0.119   2017/03/20 27,905,000 5,218,855 -   - -   -
25001 Credit Suisse AG - Geely Auto European Warrants Jul 2017 A HKD 2.360   1.050   1.860   35,865,000 54,121,550 N/A 2.360   2017/03/16 0.600   2017/02/02 346,315,000 335,649,100 -   - -   -
12777 Credit Suisse AG - Geely Auto European Warrants Mar 2017 A HKD -   -   3.710   0 0 8,054,100 4.100   2017/02/20 1.020   2017/01/04 5,405,000 12,060,600 2.410   2016/10/25 0.530   2016/08/26
13173 Credit Suisse AG - Geely Auto European Warrants Mar 2017 B HKD -   -   2.720   0 0 23,442,629 3.000   2017/02/20 0.460   2017/01/03 2,960,000 3,053,525 1.690   2016/10/25 0.345   2016/12/28
13520 Credit Suisse AG - Geely Auto European Warrants Mar 2017 C HKD 3.420   2.080   3.340   50,000 140,400 42,319,298 3.420   2017/03/16 0.350   2017/01/03 22,945,000 15,648,800 1.250   2016/10/25 0.120   2016/11/03
25028 Credit Suisse AG - Geely Auto European Warrants Nov 2018 A HKD 0.410   0.275   0.355   15,880,000 5,376,150 N/A 0.410   2017/03/14 0.195   2017/02/02 476,400,000 123,216,765 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD 0.390   0.280   0.390   380,000 109,125 N/A 0.390   2017/03/13 0.102   2017/01/03 435,220,000 83,572,855 0.167   2016/11/28 0.092   2016/12/28
15951 Credit Suisse AG - GF Sec European Warrants Jun 2017 A HKD 0.150   0.067   0.068   18,600,000 2,106,978 N/A 0.174   2017/02/17 0.067   2017/03/31 118,574,000 16,827,882 -   - -   -
14786 Credit Suisse AG - GF Sec European Warrants Sep 2017 A HKD 0.098   0.060   0.061   4,104,000 336,204 N/A 0.125   2017/01/03 0.060   2017/03/30 24,264,000 2,387,864 0.201   2016/12/08 0.121   2016/12/29
29105 Credit Suisse AG - Greatwall Motor European Wts Aug 2017 A HKD 0.720   0.295   0.335   18,974,000 8,199,223 N/A 0.720   2017/03/02 0.295   2017/03/28 18,974,000 8,199,223 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.350   0.265   0.275   12,030,000 3,472,000 20,982,657 0.365   2017/02/22 0.158   2017/01/03 402,965,000 88,427,090 0.310   2016/10/25 0.123   2016/05/19
25751 Credit Suisse AG - Greatwall Motor European Wts Feb 2018 A HKD 0.192   0.114   0.120   188,175,000 26,453,280 N/A 0.213   2017/02/23 0.114   2017/03/22 281,625,000 42,462,615 -   - -   -
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD 0.066   0.031   0.027   9,144,000 485,664 8,694,607 0.094   2017/02/17 0.031   2017/03/30 182,168,000 14,509,060 0.199   2016/09/22 0.053   2016/12/28
11035 Credit Suisse AG - Haitong Sec European Warrants May 2017 A HKD 0.156   0.106   0.067   2,512,000 356,004 24,511,313 0.229   2017/02/17 0.106   2017/03/27 272,952,000 43,147,668 0.275   2016/08/15 0.126   2016/12/28
16292 Credit Suisse AG - Haitong Sec European Warrants Oct 2017 A HKD 0.135   0.075   0.073   23,284,000 2,701,684 N/A 0.193   2017/01/06 0.075   2017/03/31 180,144,000 25,345,036 -   - -   -
28852 Credit Suisse AG - Henganintl European Warrants Aug 2017 A HKD 0.270   0.081   0.083   18,945,000 2,921,620 N/A 0.360   2017/02/24 0.081   2017/03/31 19,435,000 3,093,370 -   - -   -
14025 Credit Suisse AG - Henganintl European Warrants May 2017 A HKD 0.237   0.011   0.011   45,120,000 7,151,945 N/A 0.280   2017/02/20 0.011   2017/03/30 137,790,000 27,621,555 0.550   2016/11/29 0.144   2016/12/29
27429 Credit Suisse AG - HKEX European Put Warrants Aug 2017 A HKD 0.131   0.074   0.091   107,630,000 11,806,960 N/A 0.131   2017/03/03 0.074   2017/03/20 174,880,000 18,770,570 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD 0.039   0.015   0.020   68,090,000 1,850,270 70,900,287 0.099   2017/01/04 0.015   2017/03/20 5,191,740,000 317,333,030 0.168   2016/08/22 0.062   2016/12/01
13222 Credit Suisse AG - HKEX European Put Warrants Mar 2017 C HKD -   -   0.055   0 0 49,938,068 0.208   2017/01/04 0.028   2017/02/16 302,140,000 51,795,130 0.248   2016/12/28 0.099   2016/11/28
16209 Credit Suisse AG - HKEX European Put Warrants Oct 2017 B HKD 0.072   0.040   0.046   14,990,000 888,870 N/A 0.131   2017/01/04 0.040   2017/03/21 104,140,000 8,349,950 -   - -   -
11729 Credit Suisse AG - HKEX European Warrants Apr 2017 A HKD 0.110   0.022   0.048   245,640,000 14,399,320 460,230,042 0.158   2017/02/16 0.022   2017/03/10 21,109,110,000 1,416,652,270 0.305   2016/09/09 0.051   2016/12/28
13133 Credit Suisse AG - HKEX European Warrants Apr 2017 B HKD 0.010   0.010   0.010   7,931,000 79,310 872,316,209 0.082   2017/02/09 0.010   2017/03/27 36,056,000 1,311,254 1.250   2016/09/22 0.020   2016/12/28
16244 Credit Suisse AG - HKEX European Warrants Dec 2017 A HKD 0.157   0.105   0.130   84,600,000 11,507,810 N/A 0.195   2017/02/16 0.102   2017/01/24 319,140,000 49,569,990 -   - -   -
28061 Credit Suisse AG - HKEX European Warrants Dec 2017 B HKD 0.126   0.085   0.102   33,560,000 3,545,900 N/A 0.176   2017/02/17 0.085   2017/03/10 74,420,000 9,714,150 -   - -   -
13023 Credit Suisse AG - HKEX European Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.041   0.015   0.017   40,139,240,000 1,288,944,100 N/A 0.085   2017/02/16 0.015   2017/03/30 85,465,030,000 4,005,300,040 0.154   2016/10/24 0.031   2016/12/28
15135 Credit Suisse AG - HKEX European Warrants Jul 2017 B HKD 0.101   0.059   0.060   35,988,850,000 2,601,128,850 N/A 0.140   2017/02/16 0.059   2017/03/31 112,557,670,000 8,386,213,820 0.133   2016/12/14 0.078   2016/12/28
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 18,418 -   - -   - 0 0 0.064   2016/08/16 0.014   2016/12/14
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD 0.054   0.017   0.028   20,213,910,000 620,489,470 397,995,365 0.082   2017/02/16 0.017   2017/03/10 20,629,500,000 638,724,760 0.242   2016/04/28 0.030   2016/12/28
14663 Credit Suisse AG - HKEX European Warrants Jun 2017 D HKD 0.039   0.012   0.021   78,370,000 2,200,010 N/A 0.079   2017/02/16 0.012   2017/03/10 28,915,850,000 1,842,153,340 0.146   2016/11/29 0.044   2016/12/28
25346 Credit Suisse AG - HKEX European Warrants Jun 2017 E HKD 0.160   0.088   0.124   93,480,000 11,581,100 N/A 0.216   2017/02/21 0.088   2017/03/10 347,870,000 56,864,220 -   - -   -
27784 Credit Suisse AG - HKEX European Warrants Jun 2017 F HKD 0.220   0.093   0.133   46,821,000 7,607,651 N/A 0.375   2017/02/16 0.093   2017/03/13 672,236,000 235,531,083 -   - -   -
27072 Credit Suisse AG - HKEX European Warrants Mar 2017 A HKD -   -   0.010   0 0 326,374,307 0.050   2017/02/16 0.010   2017/02/23 240,140,000 6,565,580 0.240   2016/04/01 0.010   2016/12/30
12555 Credit Suisse AG - HKEX European Warrants Mar 2017 B HKD -   -   0.020   0 0 2,697,907 -   - -   - 0 0 0.510   2016/10/11 0.140   2016/12/05
13353 Credit Suisse AG - HKEX European Warrants Mar 2017 D HKD 0.018   0.010   0.010   3,783,000 45,713 11,101,940 0.164   2017/01/05 0.010   2017/03/27 118,252,000 10,766,776 1.580   2016/09/22 0.132   2016/12/19
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.057   0.038   0.040   11,357,160,000 536,682,950 418,926,205 0.093   2017/02/16 0.038   2017/03/30 34,799,290,000 2,418,094,720 0.174   2016/10/11 0.043   2016/12/28
14391 Credit Suisse AG - HS H-SHARE European Warrants Apr 2017 A HKD 0.480   0.234   0.216   3,748,000 1,070,166 N/A 0.480   2017/03/21 0.201   2017/01/03 90,460,000 20,359,908 0.490   2016/12/01 0.156   2016/12/23
26910 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 A HKD 0.510   0.410   0.415   2,920,000 1,363,690 N/A 0.670   2017/02/23 0.410   2017/03/31 3,700,000 1,815,090 -   - -   -
12406 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 B HKD 0.167   0.116   0.110   4,488,000 656,774 N/A 0.167   2017/03/24 0.116   2017/03/31 4,488,000 656,774 -   - -   -
15950 Credit Suisse AG - HS H-SHARE European Warrants Jun 2017 A HKD 1.000   0.630   0.710   844,000 704,100 N/A 1.050   2017/02/23 0.630   2017/03/10 9,432,000 8,929,500 -   - -   -
22974 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 -   - -   -
13221 Credit Suisse AG - HS H-SHARE European Warrants Mar 2017 B HKD -   -   0.014   0 0 16,144,720 0.030   2017/01/13 0.029   2017/01/05 380,000 11,200 0.265   2016/09/22 0.018   2016/12/23
13048 Credit Suisse AG - HSBC European Put Warrants Apr 2017 D HKD -   -   0.010   0 0 40,433,168 0.074   2017/01/03 0.020   2017/01/24 64,272,000 3,162,924 0.380   2016/09/14 0.050   2016/12/08
14389 Credit Suisse AG - HSBC European Put Warrants Apr 2017 F HKD 0.010   0.010   0.010   380,000 3,800 N/A 0.137   2017/01/03 0.010   2017/03/07 4,317,392,000 293,425,316 0.260   2016/11/21 0.087   2016/12/12
28586 Credit Suisse AG - HSBC European Put Warrants Aug 2017 B HKD 0.485   0.400   0.430   3,208,000 1,433,600 N/A 0.485   2017/03/01 0.400   2017/03/13 3,208,000 1,433,600 -   - -   -
16347 Credit Suisse AG - HSBC European Put Warrants Jul 2017 A HKD 0.080   0.034   0.038   1,075,036,000 70,735,920 N/A 0.211   2017/01/04 0.034   2017/03/31 4,584,212,000 351,272,644 -   - -   -
15186 Credit Suisse AG - HSBC European Put Warrants Jun 2017 C HKD 0.184   0.105   0.108   828,652,000 107,673,376 N/A 0.450   2017/01/03 0.094   2017/02/20 2,060,232,000 285,275,996 0.460   2016/12/30 0.375   2016/12/21
12985 Credit Suisse AG - HSBC European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 127,042,399 0.025   2017/01/03 0.010   2017/01/17 5,916,000 92,704 0.255   2016/09/14 0.019   2016/12/08
11052 Credit Suisse AG - HSBC European Wts Apr 2017 A HKD 0.890   0.810   0.850   92,000 80,280 1,973,413 1.260   2017/02/20 0.720   2017/01/03 9,016,000 8,497,200 1.120   2016/12/08 0.176   2016/06/24
12991 Credit Suisse AG - HSBC European Wts Apr 2017 B HKD 0.054   0.010   0.010   125,124,000 3,706,984 180,768,210 0.290   2017/02/20 0.010   2017/03/23 505,864,000 54,458,676 0.295   2016/12/08 0.052   2016/11/09
13439 Credit Suisse AG - HSBC European Wts Apr 2017 E HKD 0.130   0.025   0.010   35,584,000 2,766,008 590,866,003 0.395   2017/02/20 0.025   2017/03/22 247,508,000 44,904,060 0.400   2016/12/08 0.086   2016/11/09
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.178   0.118   0.110   10,016,000 1,413,328 N/A 0.320   2017/02/20 0.118   2017/03/28 136,536,000 28,100,772 0.370   2016/12/08 0.158   2016/12/29
18684 Credit Suisse AG - HSBC European Wts Jul 2017 B HKD 0.149   0.083   0.095   14,309,012,000 1,437,875,600 N/A 0.295   2017/02/17 0.083   2017/03/27 14,470,768,000 1,469,545,268 -   - -   -
15137 Credit Suisse AG - HSBC European Wts Jun 2017 A HKD 0.070   0.039   0.041   127,944,000 6,881,412 N/A 0.193   2017/01/04 0.039   2017/03/22 31,548,408,000 3,869,998,248 0.234   2016/12/14 0.115   2016/12/28
15182 Credit Suisse AG - HSBC European Wts Jun 2017 B HKD 0.038   0.012   0.015   113,064,000 2,812,112 N/A 0.125   2017/01/05 0.012   2017/03/30 13,657,852,000 1,272,574,988 0.137   2016/12/15 0.085   2016/12/28
29096 Credit Suisse AG - HSBC European Wts Jun 2017 D HKD 0.122   0.040   0.041   41,430,024,000 3,474,509,868 N/A 0.122   2017/03/02 0.040   2017/03/31 41,430,024,000 3,474,509,868 -   - -   -
29270 Credit Suisse AG - HSBC European Wts Jun 2017 E HKD 0.260   0.158   0.172   55,068,000 10,987,228 N/A 0.260   2017/03/13 0.158   2017/03/27 55,068,000 10,987,228 -   - -   -
12869 Credit Suisse AG - HSBC European Wts Mar 2017 A HKD -   -   0.415   0 0 2,192,383 0.760   2017/02/16 0.450   2017/02/24 1,008,000 550,760 0.560   2016/12/06 0.243   2016/10/13
13049 Credit Suisse AG - HSBC European Wts Mar 2017 D HKD 0.014   0.010   0.010   3,800,000 45,160 63,931,771 0.111   2017/02/20 0.010   2017/03/02 248,780,000 13,848,284 0.236   2016/09/09 0.035   2016/11/09
12504 Credit Suisse AG - HSBC European Wts May 2017 A HKD 0.305   0.170   0.190   34,936,000 8,076,744 5,289,251 0.560   2017/02/20 0.170   2017/03/27 41,696,000 10,675,044 0.540   2016/12/08 0.118   2016/11/09
24423 Credit Suisse AG - HSBC European Wts May 2017 B HKD 0.064   0.023   0.025   2,206,868,000 100,145,376 N/A 0.239   2017/02/21 0.023   2017/03/27 17,896,376,000 1,360,726,596 -   - -   -
29008 Credit Suisse AG - HSBC European Wts Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.116   0.075   0.075   44,860,000 4,126,180 N/A 0.233   2017/02/20 0.075   2017/03/31 10,830,152,000 1,649,010,536 0.315   2016/12/08 0.132   2016/12/29
15185 Credit Suisse AG - HSBC European Wts Sep 2017 A HKD 0.056   0.029   0.029   28,788,000 1,253,256 N/A 0.155   2017/02/20 0.029   2017/03/31 3,869,696,000 512,964,608 0.126   2016/12/30 0.110   2016/12/29
29007 Credit Suisse AG - HSBC European Wts Sep 2017 B HKD -   -   0.059   0 0 N/A 0.093   2017/02/28 0.092   2017/02/28 184,000 16,936 -   - -   -
18444 Credit Suisse AG - HSI European Put Warrants Apr 2017 A HKD 0.018   0.018   0.017   120,000 2,160 N/A 0.090   2017/01/16 0.018   2017/03/06 2,700,000 138,570 -   - -   -
18456 Credit Suisse AG - HSI European Put Warrants Aug 2017 B HKD 0.071   0.035   0.040   4,160,000 236,080 N/A 0.109   2017/01/23 0.035   2017/03/21 304,670,000 28,059,850 -   - -   -
13220 Credit Suisse AG - HSI European Put Warrants Mar 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
18449 Credit Suisse AG - HSI European Put Warrants May 2017 A HKD 0.029   0.011   0.010   3,580,000 72,340 N/A 0.083   2017/01/17 0.011   2017/03/16 238,410,000 13,547,970 -   - -   -
18438 Credit Suisse AG - HSI European Warrants Aug 2017 A HKD -   -   0.295   0 0 N/A 0.209   2017/01/16 0.209   2017/01/16 40,000 8,360 -   - -   -
18437 Credit Suisse AG - HSI European Warrants Jul 2017 A HKD -   -   0.265   0 0 N/A 0.201   2017/01/16 0.198   2017/01/16 40,000 7,980 -   - -   -
23154 Credit Suisse AG - HSI European Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18421 Credit Suisse AG - HSI European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12270 Credit Suisse AG - HSI European Warrants Mar 2017 A HKD 0.069   0.047   0.073   600,000 32,400 14,425,590 0.098   2017/02/22 0.047   2017/03/03 10,470,000 644,590 0.280   2016/09/09 0.033   2016/12/28
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD 0.075   0.032   0.033   25,772,000 1,413,108 N/A 0.105   2017/02/15 0.032   2017/03/31 145,046,000 11,449,600 0.255   2016/10/25 0.070   2016/12/29
28570 Credit Suisse AG - Huaneng Power European Warrants Aug 2017A HKD 0.310   0.125   0.132   20,416,000 4,046,958 N/A 0.310   2017/03/21 0.125   2017/03/30 29,976,000 6,253,100 -   - -   -
14798 Credit Suisse AG - Huaneng Power European Warrants Jun 2017A HKD 0.475   0.163   0.184   23,326,000 6,386,864 N/A 0.475   2017/03/21 0.163   2017/03/30 64,306,000 19,607,450 0.380   2016/12/08 0.300   2016/12/23
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.530   0.530   0.495   10,000 5,300 1,413,531 0.570   2017/02/16 0.315   2017/02/03 5,826,000 2,155,115 0.710   2016/09/09 0.132   2016/06/17
16277 Credit Suisse AG - ICBC European Warrants Jul 2017 B HKD 0.335   0.165   0.212   110,107,000 24,512,160 N/A 0.335   2017/03/21 0.140   2017/02/08 299,589,000 61,007,530 -   - -   -
12463 Credit Suisse AG - ICBC European Warrants Mar 2017 A HKD -   -   0.010   0 0 13,311,005 0.029   2017/02/16 0.010   2017/02/17 19,966,000 349,412 0.305   2016/08/18 0.013   2016/12/28
14350 Credit Suisse AG - ICBC European Warrants May 2017 A HKD 0.206   0.105   0.106   3,407,000 589,218 N/A 0.220   2017/02/16 0.064   2017/02/03 321,735,000 42,272,938 0.193   2016/12/12 0.063   2016/12/28
28581 Credit Suisse AG - ICBC European Warrants Nov 2017 A HKD 0.145   0.080   0.099   19,052,000 2,200,832 N/A 0.221   2017/02/23 0.080   2017/03/10 25,982,000 3,420,625 -   - -   -
27444 Credit Suisse AG - ICBC European Warrants Oct 2017 A HKD 0.240   0.149   0.172   582,016,000 108,758,164 N/A 0.290   2017/02/16 0.149   2017/03/13 690,798,000 137,761,931 -   - -   -
13226 Credit Suisse AG - Jiangxi Copper European Wts Apr 2017 A HKD 2.320   1.050   1.180   3,118,000 4,939,410 14,767,572 3.260   2017/02/13 0.940   2017/01/03 12,711,000 20,311,270 2.550   2016/11/25 0.480   2016/10/12
25649 Credit Suisse AG - Jiangxi Copper European Wts Aug 2017 A HKD 0.910   0.330   0.325   2,902,000 2,004,140 N/A 1.600   2017/02/13 0.330   2017/03/31 82,139,000 95,004,220 -   - -   -
28589 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 A HKD 0.185   0.089   0.086   20,620,000 3,171,140 N/A 0.246   2017/02/23 0.089   2017/03/30 38,860,000 6,731,560 -   - -   -
14408 Credit Suisse AG - Jiangxi Copper European Wts Jun 2017 A HKD 0.180   0.074   0.077   65,030,000 7,577,240 N/A 0.245   2017/02/13 0.074   2017/03/31 370,600,000 61,493,110 0.208   2016/11/25 0.080   2016/12/23
17524 Credit Suisse AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 33 -   - -   - 20,000 200 -   - -   -
22761 Credit Suisse AG - KECL European Warrants Jul 2017 A HKD 0.710   0.395   0.660   9,464,000 5,033,290 N/A 0.710   2017/03/23 0.249   2017/02/03 39,356,000 17,304,770 -   - -   -
21845 Credit Suisse AG - KECL European Warrants Mar 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 -   - -   -
29870 Credit Suisse AG - KECL European Warrants Sep 2017 A HKD 0.310   0.214   0.310   4,460,000 1,051,648 N/A 0.310   2017/03/27 0.214   2017/03/17 4,460,000 1,051,648 -   - -   -
27260 Credit Suisse AG - Kingsoft European Warrants Jul 2017 A HKD 0.315   0.093   0.305   172,580,000 32,487,680 N/A 0.315   2017/03/31 0.084   2017/02/24 234,640,000 39,935,690 -   - -   -
12440 Credit Suisse AG - Kingsoft European Warrants Mar 2017 A HKD -   -   0.015   0 0 10,315,738 0.118   2017/01/06 0.015   2017/02/23 73,080,000 6,104,190 0.390   2016/10/11 0.073   2016/12/28
13554 Credit Suisse AG - Kingsoft European Warrants Mar 2017 B HKD -   -   0.012   0 0 3,427,418 0.035   2017/01/06 0.015   2017/01/24 6,080,000 162,740 0.237   2016/10/11 0.024   2016/12/29
12881 Credit Suisse AG - Kingsoft European Warrants May 2017 A HKD 0.330   0.068   0.310   44,600,000 8,714,010 11,708,093 0.330   2017/03/29 0.058   2017/02/24 148,290,000 19,667,720 0.400   2016/09/22 0.088   2016/12/28
12380 Credit Suisse AG - Kingsoft European Warrants Nov 2017 A HKD 0.390   0.300   0.340   3,760,000 1,285,150 N/A 0.390   2017/03/24 0.300   2017/03/28 3,760,000 1,285,150 -   - -   -
13786 Credit Suisse AG - Lenovo European Warrants Apr 2017 A HKD 0.015   0.010   0.010   1,254,000 17,260 N/A 0.165   2017/01/17 0.010   2017/03/29 684,870,000 72,977,858 0.330   2016/10/18 0.067   2016/12/29
23710 Credit Suisse AG - Lenovo European Warrants Aug 2017 A HKD 0.125   0.060   0.105   142,328,000 15,889,884 N/A 0.235   2017/01/23 0.060   2017/03/13 214,434,000 27,780,052 -   - -   -
28861 Credit Suisse AG - Lenovo European Warrants Aug 2017 B HKD 0.450   0.195   0.420   76,598,000 22,088,830 N/A 0.450   2017/03/29 0.195   2017/03/10 76,726,000 22,128,990 -   - -   -
12181 Credit Suisse AG - Lenovo European Warrants Aug 2017 C HKD 0.250   0.179   0.228   117,566,000 25,532,646 N/A 0.250   2017/03/29 0.179   2017/03/27 117,566,000 25,532,646 -   - -   -
12405 Credit Suisse AG - Lenovo European Warrants Mar 2017 A HKD -   -   0.010   0 0 5,703,783 0.029   2017/01/12 0.010   2017/01/26 2,352,000 56,398 0.475   2016/08/18 0.012   2016/12/29
16213 Credit Suisse AG - Lenovo European Warrants May 2017 A HKD 0.203   0.060   0.146   80,884,000 9,808,262 N/A 0.390   2017/01/17 0.060   2017/03/13 441,340,000 79,073,600 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.038   0.024   0.034   80,780,000 2,346,620 3,524,930 0.043   2017/01/17 0.024   2017/03/10 360,880,000 11,563,400 0.189   2016/04/19 0.024   2016/12/29
28573 Credit Suisse AG - Li & Fung European Warrants Aug 2017 A HKD 0.310   0.133   0.137   149,794,000 28,962,070 N/A 0.310   2017/03/20 0.133   2017/03/31 154,342,000 29,989,996 -   - -   -
15938 Credit Suisse AG - Li & Fung European Warrants Jul 2017 A HKD 0.211   0.052   0.055   153,532,000 19,321,742 N/A 0.241   2017/01/04 0.052   2017/03/31 347,780,000 44,914,778 -   - -   -
13852 Credit Suisse AG - Li & Fung European Warrants Mar 2017 A HKD 0.016   0.010   0.010   736,000 7,576 N/A 0.103   2017/01/05 0.010   2017/03/07 69,274,000 3,569,580 0.370   2016/10/26 0.045   2016/12/29
15943 Credit Suisse AG - Link REIT European Warrants Jun 2017 A HKD 0.305   0.146   0.305   30,950,000 5,949,980 N/A 0.370   2017/01/11 0.146   2017/03/15 63,750,000 14,343,730 -   - -   -
12878 Credit Suisse AG - Link REIT European Warrants Mar 2017 A HKD -   -   0.011   0 0 3,578,599 0.012   2017/01/05 0.012   2017/01/05 200,000 2,400 0.240   2016/09/02 0.017   2016/12/20
14662 Credit Suisse AG - Minsheng Bank European Wts Mar 2017 A HKD -   -   0.019   0 0 N/A 0.201   2017/02/16 0.046   2017/02/08 26,815,000 2,857,439 0.405   2016/12/09 0.084   2016/12/28
13350 Credit Suisse AG - New World Dev European Wts Apr 2017 A HKD -   -   0.010   0 0 4,014,353 0.052   2017/02/24 0.011   2017/01/03 7,780,000 261,233 0.345   2016/09/22 0.015   2016/12/20
14219 Credit Suisse AG - New World Dev European Wts May 2017 A HKD 0.630   0.140   0.161   52,706,000 16,894,872 N/A 0.670   2017/02/24 0.140   2017/03/31 164,242,000 49,087,452 0.330   2016/11/18 0.126   2016/12/29
29208 Credit Suisse AG - New World Dev European Wts Sep 2017 A HKD 0.465   0.335   0.260   3,778,000 1,477,475 N/A 0.465   2017/03/02 0.335   2017/03/22 3,778,000 1,477,475 -   - -   -
26907 Credit Suisse AG - PCCW European Warrants Aug 2017 A HKD 0.180   0.110   0.137   10,926,000 1,737,119 N/A 0.180   2017/03/01 0.110   2017/03/28 15,756,000 2,470,537 -   - -   -
12776 Credit Suisse AG - PCCW European Warrants Mar 2017 A HKD -   -   0.010   0 0 623,881 -   - -   - 0 0 0.255   2016/08/29 0.012   2016/11/16
14179 Credit Suisse AG - PCCW European Warrants May 2017 A HKD 0.117   0.041   0.068   40,557,000 3,455,785 N/A 0.185   2017/02/09 0.041   2017/03/29 249,420,000 30,415,603 0.255   2016/12/01 0.092   2016/12/29
14468 Credit Suisse AG - PetroChina European Warrants Apr 2017 A HKD 0.148   0.025   0.025   95,386,000 10,446,390 N/A 0.495   2017/01/18 0.025   2017/03/31 328,004,000 82,627,400 0.395   2016/12/14 0.157   2016/11/30
11402 Credit Suisse AG - PetroChina European Warrants Aug 2017 A HKD 0.280   0.136   0.138   723,968,000 120,284,548 N/A 0.280   2017/03/21 0.136   2017/03/31 723,968,000 120,284,548 -   - -   -
15337 Credit Suisse AG - PetroChina European Warrants Jun 2017 A HKD 0.093   0.034   0.036   32,660,000 2,182,508 N/A 0.285   2017/01/09 0.034   2017/03/31 327,708,000 56,357,760 0.237   2016/12/22 0.182   2016/12/29
16204 Credit Suisse AG - PetroChina European Warrants Jun 2017 B HKD 0.130   0.040   0.043   189,040,000 15,837,066 N/A 0.385   2017/01/09 0.040   2017/03/31 1,750,700,000 447,481,734 -   - -   -
13043 Credit Suisse AG - PetroChina European Warrants Mar 2017 A HKD 0.185   0.108   0.138   8,368,000 1,223,770 48,309,120 0.640   2017/01/26 0.108   2017/03/01 25,062,000 6,750,878 0.470   2016/12/14 0.117   2016/11/18
14788 Credit Suisse AG - PICC European Warrants Apr 2017 A HKD -   -   0.015   0 0 N/A 0.067   2017/01/04 0.051   2017/01/13 20,000 1,180 0.250   2016/12/09 0.079   2016/12/23
14354 Credit Suisse AG - PICC European Warrants Jun 2017 A HKD 0.248   0.065   0.066   167,912,000 29,988,468 N/A 0.485   2017/01/06 0.065   2017/03/31 396,352,000 91,898,578 1.130   2016/11/28 0.370   2016/12/29
12378 Credit Suisse AG - PICC European Warrants Sep 2017 A HKD 0.315   0.218   0.265   3,006,000 792,610 N/A 0.315   2017/03/27 0.218   2017/03/30 3,006,000 792,610 -   - -   -
14787 Credit Suisse AG - PICC Group European Warrants Jun 2017 A HKD 0.067   0.032   0.030   4,334,000 220,416 N/A 0.102   2017/01/05 0.032   2017/03/30 72,880,000 5,881,847 0.174   2016/12/08 0.087   2016/12/29
18864 Credit Suisse AG - PICC Group European Warrants Jun 2017 B HKD 0.170   0.071   0.079   27,484,000 3,228,951 N/A 0.200   2017/01/10 0.071   2017/03/31 81,966,000 12,350,680 -   - -   -
16297 Credit Suisse AG - Ping An European Put Warrants Aug 2017 A HKD 0.070   0.038   0.027   8,320,000 470,760 N/A 0.199   2017/01/04 0.038   2017/03/16 309,010,000 32,320,700 -   - -   -
14609 Credit Suisse AG - Ping An European Put Warrants Jun 2017 C HKD 0.107   0.020   0.028   266,240,000 13,131,620 N/A 0.305   2017/01/04 0.020   2017/03/27 1,354,780,000 131,475,290 0.355   2016/12/23 0.166   2016/11/30
12557 Credit Suisse AG - Ping An European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 25,818,945 0.090   2017/01/03 0.014   2017/02/02 371,355,000 19,800,225 0.222   2016/08/22 0.037   2016/12/12
12594 Credit Suisse AG - Ping An European Put Warrants Oct 2017 B HKD 0.290   0.265   0.285   40,455,000 11,492,150 N/A 0.290   2017/03/28 0.265   2017/03/29 40,455,000 11,492,150 -   - -   -
12792 Credit Suisse AG - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 12,614,918 0.030   2017/01/12 0.010   2017/02/23 26,160,000 526,545 0.225   2016/09/09 0.020   2016/12/29
13725 Credit Suisse AG - Ping An European Warrants Apr 2017 B HKD 0.018   0.010   0.010   19,505,000 234,820 N/A 0.049   2017/02/15 0.010   2017/03/23 7,389,050,000 308,268,300 0.222   2016/10/13 0.027   2016/12/29
14153 Credit Suisse AG - Ping An European Warrants Apr 2017 C HKD 0.285   0.066   0.162   87,920,000 17,441,655 N/A 0.285   2017/03/23 0.056   2017/02/03 4,455,630,000 580,044,295 0.430   2016/11/28 0.109   2016/12/23
14736 Credit Suisse AG - Ping An European Warrants Apr 2017 D HKD 0.026   0.012   0.018   3,500,000 52,850 N/A 0.049   2017/01/12 0.012   2017/03/14 17,820,000 606,760 0.130   2016/12/09 0.093   2016/12/14
28063 Credit Suisse AG - Ping An European Warrants Aug 2017 B HKD 0.120   0.067   0.070   15,526,565,000 1,399,347,855 N/A 0.149   2017/02/17 0.067   2017/03/31 15,528,905,000 1,399,685,735 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.038   0.020   0.029   3,370,000 110,395 614,613 0.038   2017/03/27 0.020   2017/03/03 7,770,000 236,395 0.113   2016/01/04 0.024   2016/12/23
15482 Credit Suisse AG - Ping An European Warrants Jul 2017 B HKD 0.205   0.089   0.130   6,041,520,000 613,652,905 N/A 0.205   2017/03/23 0.070   2017/02/03 33,148,375,000 4,268,949,265 0.153   2016/12/28 0.124   2016/12/29
26638 Credit Suisse AG - Ping An European Warrants Jul 2017 C HKD 0.430   0.249   0.380   1,690,000 496,110 N/A 0.430   2017/03/28 0.249   2017/03/03 2,770,000 904,485 -   - -   -
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD -   -   0.014   0 0 11,117 -   - -   - 0 0 0.096   2016/01/04 0.020   2016/10/19
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD 0.019   0.013   0.017   4,500,000 72,500 158,509 0.019   2017/03/23 0.013   2017/03/16 4,500,000 72,500 0.198   2016/09/22 0.078   2016/11/02
13044 Credit Suisse AG - Ping An European Warrants Mar 2017 B HKD -   -   0.010   0 0 201,352,737 0.028   2017/01/05 0.010   2017/02/21 53,590,000 810,015 0.350   2016/09/09 0.017   2016/12/23
13953 Credit Suisse AG - Ping An European Warrants Mar 2017 C HKD -   -   0.010   0 0 N/A 0.054   2017/01/03 0.010   2017/02/23 271,965,000 9,109,090 0.265   2016/11/28 0.035   2016/12/29
15795 Credit Suisse AG - Ping An European Warrants May 2017 A HKD 0.440   0.205   0.370   18,980,000 5,575,090 N/A 0.440   2017/03/23 0.153   2017/02/03 206,065,000 45,872,645 0.260   2016/12/30 0.243   2016/12/30
22777 Credit Suisse AG - Ping An European Warrants May 2017 B HKD 0.246   0.104   0.147   1,579,345,000 236,510,270 N/A 0.246   2017/03/23 0.082   2017/02/03 9,350,120,000 1,085,770,605 -   - -   -
27428 Credit Suisse AG - Ping An European Warrants Oct 2017 A HKD 0.212   0.126   0.147   30,830,000 5,449,330 N/A 0.212   2017/03/21 0.126   2017/03/06 490,930,000 94,898,745 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.070   0.041   0.051   3,896,100,000 177,168,400 40,367,467 0.070   2017/03/23 0.035   2017/02/06 4,830,600,000 227,649,400 0.158   2016/01/04 0.041   2016/12/23
12722 Credit Suisse AG - Ping An European Warrants Sep 2017 B HKD 0.136   0.135   0.099   210,000 28,455 N/A 0.136   2017/03/28 0.135   2017/03/28 210,000 28,455 -   - -   -
26655 Credit Suisse AG - PSBC European Warrants Aug 2017 A HKD 0.285   0.164   0.174   17,938,000 4,018,587 N/A 0.285   2017/03/07 0.164   2017/03/28 19,864,000 4,509,804 -   - -   -
11961 Credit Suisse AG - R&F Ppt European Warrants Aug 2017 A HKD 0.129   0.066   0.067   4,176,000 411,784 N/A 0.129   2017/03/23 0.066   2017/03/31 4,176,000 411,784 -   - -   -
14514 Credit Suisse AG - Sands China European Put Wts Apr 2017 B HKD 0.083   0.075   0.015   4,760,000 372,520 N/A 0.245   2017/01/03 0.075   2017/03/02 212,292,000 35,497,744 0.295   2016/12/19 0.105   2016/12/01
15914 Credit Suisse AG - Sands China European Put Wts Jul 2017 A HKD 0.131   0.043   0.046   67,592,000 6,329,012 N/A 0.255   2017/01/03 0.043   2017/03/29 353,752,000 58,964,176 -   - -   -
12439 Credit Suisse AG - Sands China European Put Wts Mar 2017 A HKD -   -   0.010   0 0 11,249,691 0.022   2017/01/09 0.013   2017/01/13 512,000 8,756 0.310   2016/08/25 0.024   2016/12/07
12587 Credit Suisse AG - Sands China European Put Wts Sep 2017 B HKD 0.395   0.305   0.325   2,024,000 692,700 N/A 0.395   2017/03/27 0.305   2017/03/29 2,024,000 692,700 -   - -   -
13080 Credit Suisse AG - Sands China European Warrants Apr 2017 A HKD 0.095   0.010   0.014   28,492,000 940,768 45,641,451 0.180   2017/01/11 0.010   2017/03/28 378,084,000 41,749,224 0.435   2016/09/09 0.091   2016/12/29
15933 Credit Suisse AG - Sands China European Warrants Jul 2017 B HKD 0.182   0.090   0.169   80,936,000 11,030,424 N/A 0.285   2017/01/11 0.062   2017/02/21 491,308,000 79,125,292 -   - -   -
14578 Credit Suisse AG - Sands China European Warrants May 2017 A HKD 0.045   0.030   0.039   2,852,000 103,800 N/A 0.112   2017/01/11 0.020   2017/02/27 68,616,000 4,961,828 0.300   2016/11/25 0.070   2016/12/29
12626 Credit Suisse AG - Sands China European Warrants Oct 2017 A HKD 0.136   0.115   0.131   5,216,000 642,356 N/A 0.136   2017/03/28 0.115   2017/03/31 5,216,000 642,356 -   - -   -
28439 Credit Suisse AG - Sands China European Warrants Sep 2017 A HKD 0.265   0.146   0.214   126,120,000 24,142,312 N/A 0.265   2017/03/20 0.146   2017/03/03 154,760,000 29,157,776 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.080   0.055   0.058   32,990,000 2,195,200 9,927,770 0.181   2017/01/03 0.055   2017/03/23 191,950,000 21,051,900 0.390   2016/02/11 0.094   2016/09/09
14218 Credit Suisse AG - SHK Ppt European Warrants Apr 2017 A HKD 0.325   0.180   0.205   8,260,000 1,843,140 N/A 0.325   2017/03/01 0.088   2017/01/03 177,930,000 28,703,900 0.290   2016/12/12 0.082   2016/12/29
27430 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 B HKD 0.520   0.330   0.420   34,010,000 14,455,000 N/A 0.530   2017/02/23 0.315   2017/02/20 119,920,000 54,282,000 -   - -   -
12432 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 C HKD 0.410   0.330   0.395   1,840,000 687,500 N/A 0.410   2017/03/30 0.330   2017/03/29 1,840,000 687,500 -   - -   -
13135 Credit Suisse AG - SHK Ppt European Warrants Mar 2017 A HKD -   -   0.010   0 0 9,793,038 -   - -   - 0 0 0.355   2016/09/22 0.021   2016/12/02
16241 Credit Suisse AG - SHK Ppt European Warrants May 2017 A HKD 0.900   0.670   0.810   1,420,000 1,070,700 N/A 0.900   2017/03/01 0.330   2017/01/04 34,030,000 17,574,600 -   - -   -
15335 Credit Suisse AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.123   0.045   0.097   279,044,000 27,418,386 N/A 0.242   2017/01/27 0.045   2017/03/10 762,136,000 112,443,204 -   - -   -
14352 Credit Suisse AG - Sinopec Corp European Warrants Jun 2017 A HKD 0.340   0.109   0.305   213,996,000 41,366,772 N/A 0.485   2017/01/27 0.109   2017/03/15 514,298,000 138,813,550 0.380   2016/12/14 0.144   2016/11/21
12288 Credit Suisse AG - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.019   0 0 21,765,666 0.161   2017/01/26 0.018   2017/02/14 47,582,000 4,167,434 0.295   2016/10/06 0.034   2016/12/29
12472 Credit Suisse AG - Sinopharm European Warrants Mar 2017 A HKD -   -   0.010   0 0 6,201,735 0.032   2017/01/12 0.010   2017/01/09 7,308,000 153,856 0.395   2016/09/07 0.014   2016/12/30
22757 Credit Suisse AG - SMIC European Warrants Oct 2017 A HKD 0.137   0.078   0.079   194,915,000 18,520,095 N/A 0.226   2017/01/17 0.078   2017/03/30 357,945,000 45,259,085 -   - -   -
13787 Credit Suisse AG - SPDR Gold Trust European Warrants Apr17 A HKD 0.028   0.014   0.014   114,000 2,944 N/A 0.077   2017/01/18 0.014   2017/03/28 20,397,000 1,153,724 0.430   2016/11/09 0.046   2016/12/28
15942 Credit Suisse AG - SPDR Gold Trust European Wts Jul 2017 A HKD 0.540   0.365   0.415   2,008,000 873,090 N/A 0.590   2017/02/09 0.365   2017/03/15 5,671,000 2,796,470 -   - -   -
15949 Credit Suisse AG - Stanchart European Warrants Jun 2017 A HKD 0.740   0.495   0.750   1,592,500 1,041,460 N/A 1.190   2017/02/06 0.320   2017/01/03 8,443,500 4,660,875 -   - -   -
14796 Credit Suisse AG - Sunny Optical European Warrants Apr 2017A HKD 0.980   0.530   0.770   2,350,000 1,722,300 N/A 0.980   2017/03/13 0.066   2017/01/03 66,340,000 13,647,300 0.204   2016/12/06 0.066   2016/12/23
16218 Credit Suisse AG - Sunny Optical European Warrants Jul 2017A HKD 1.950   1.560   1.870   150,000 262,100 N/A 1.950   2017/03/17 0.355   2017/01/04 9,830,000 9,287,800 -   - -   -
12990 Credit Suisse AG - Sunny Optical European Warrants Mar 2017A HKD 0.150   0.094   0.114   2,060,000 247,420 13,247,517 0.660   2017/02/15 0.013   2017/01/03 101,650,000 14,195,000 0.465   2016/09/07 0.015   2016/12/30
24411 Credit Suisse AG - Techtronic European Warrants Aug 2017 A HKD 0.440   0.205   0.320   10,120,000 2,786,320 N/A 0.440   2017/03/16 0.172   2017/02/06 31,200,000 7,550,165 -   - -   -
28580 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 B HKD 0.010   0.010   0.010   100,000 1,000 9,104,647 0.033   2017/01/04 0.010   2017/03/21 71,490,000 1,662,310 0.236   2016/06/06 0.028   2016/11/10
11611 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 C HKD 0.010   0.010   0.010   30,000 300 112,959,017 0.084   2017/01/04 0.010   2017/03/15 3,468,740,000 212,353,980 0.237   2016/07/22 0.056   2016/10/26
13132 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 D HKD 0.092   0.010   0.010   83,010,000 3,811,630 47,785,387 0.187   2017/01/12 0.010   2017/03/23 127,770,000 8,511,210 0.270   2016/12/12 0.143   2016/10/25
18785 Credit Suisse AG - Tencent Holdings Euro Put Wts Aug 2017 A HKD 0.062   0.012   0.017   192,890,000 7,812,550 N/A 0.139   2017/01/06 0.012   2017/03/29 31,613,410,000 2,791,192,480 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.023   0 0 177 -   - -   - 0 0 0.187   2016/05/13 0.053   2016/10/03
15922 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 B HKD 0.093   0.046   0.055   14,180,000 1,109,000 N/A 0.179   2017/01/03 0.046   2017/03/29 6,964,180,000 811,199,060 -   - -   -
25884 Credit Suisse AG - Tencent Holdings Euro Put Wts Jun 2017 D HKD 0.087   0.017   0.017   11,714,560,000 667,561,400 N/A 0.117   2017/02/08 0.017   2017/03/31 15,763,790,000 940,263,030 -   - -   -
25880 Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 A HKD 0.106   0.055   0.066   16,180,000 1,480,420 N/A 0.138   2017/02/03 0.055   2017/03/21 31,100,000 3,070,940 -   - -   -
12584 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28762 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 C HKD 0.260   0.102   0.116   4,799,320,000 577,122,190 N/A 0.260   2017/03/01 0.102   2017/03/21 4,799,340,000 577,127,240 -   - -   -
26933 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 A HKD 0.550   0.335   0.530   6,320,000 3,011,650 2,422,888 0.550   2017/03/27 0.183   2017/01/04 22,420,000 7,640,900 0.460   2016/09/09 0.095   2016/05/06
13345 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 E HKD 0.042   0.010   0.010   4,124,000 89,972 3,011,358 0.170   2017/01/12 0.010   2017/03/24 64,116,000 5,817,516 1.190   2016/09/22 0.260   2016/11/21
13894 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 F HKD 0.083   0.011   0.035   529,050,000 20,795,900 N/A 0.083   2017/03/21 0.010   2017/01/24 1,068,680,000 34,271,830 0.164   2016/10/25 0.010   2016/12/28
23121 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 B HKD 0.249   0.138   0.234   55,280,000 8,946,440 N/A 0.249   2017/03/22 0.130   2017/01/24 348,440,000 58,822,590 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.420   0.222   0.355   47,170,000 16,631,360 138,646,537 0.420   2017/03/21 0.158   2017/01/04 511,640,000 105,177,760 0.405   2016/09/23 0.128   2016/12/23
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.123   0.040   0.082   437,880,000 36,053,420 598,579,815 0.123   2017/03/21 0.040   2017/03/03 53,143,240,000 3,426,105,720 0.224   2016/09/13 0.029   2016/12/20
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.185   0.089   0.134   13,081,660,000 1,441,341,080 N/A 0.185   2017/03/21 0.079   2017/01/04 31,282,590,000 3,259,234,580 0.136   2016/11/29 0.062   2016/12/28
14982 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 D HKD 0.265   0.123   0.221   243,910,000 37,210,600 N/A 0.265   2017/03/21 0.097   2017/01/04 32,817,670,000 4,063,185,890 0.123   2016/12/09 0.076   2016/12/23
15240 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 E HKD 0.345   0.163   0.295   151,890,000 33,357,010 N/A 0.345   2017/03/21 0.120   2017/01/04 8,347,430,000 1,148,095,290 0.136   2016/12/30 0.094   2016/12/23
16197 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 F HKD 2.660   1.350   2.450   91,000 158,390 N/A 2.660   2017/03/28 1.180   2017/01/23 29,402,000 45,393,640 -   - -   -
26635 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 G HKD 0.910   0.355   0.630   2,109,590,000 1,325,608,995 N/A 0.910   2017/03/21 0.355   2017/03/03 2,396,685,000 1,468,462,530 -   - -   -
12184 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 H HKD 0.395   0.260   0.265   533,992,000 196,593,125 N/A 0.395   2017/03/29 0.260   2017/03/31 533,992,000 196,593,125 -   - -   -
13003 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 I HKD 0.320   0.310   0.295   20,000 6,300 N/A 0.320   2017/03/31 0.310   2017/03/31 20,000 6,300 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD 0.490   0.275   0.435   31,500,000 13,335,900 11,063,367 0.490   2017/03/29 0.174   2017/01/04 131,450,000 34,876,670 0.455   2016/09/23 0.042   2016/06/08
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD 0.188   0.058   0.130   325,580,000 38,536,080 645,907,052 0.188   2017/03/21 0.046   2017/01/04 51,218,860,000 3,857,545,540 0.236   2016/09/09 0.030   2016/12/19
14378 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 C HKD 0.320   0.140   0.270   159,670,000 42,388,700 N/A 0.320   2017/03/29 0.085   2017/01/04 521,310,000 92,912,490 0.188   2016/11/29 0.064   2016/12/23
28767 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 E HKD 0.490   0.194   0.243   3,256,757,000 1,190,109,018 N/A 0.490   2017/03/21 0.194   2017/03/03 3,259,393,000 1,190,727,149 -   - -   -
28281 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 A HKD -   -   0.435   0 0 959,370 0.440   2017/02/23 0.233   2017/01/05 8,340,000 2,806,260 0.495   2016/09/23 0.136   2016/12/23
12919 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 B HKD -   -   0.010   0 0 387,386,503 0.056   2017/01/06 0.010   2017/02/20 92,947,000 2,251,939 1.600   2016/09/23 0.025   2016/12/23
13131 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 C HKD -   -   0.016   0 0 2,302,479 0.012   2017/01/05 0.012   2017/01/05 50,000 600 0.720   2016/09/13 0.031   2016/12/12
14377 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 D HKD 1.830   0.260   1.380   28,391,000 22,907,115 N/A 1.830   2017/03/21 0.260   2017/03/03 907,455,000 572,057,980 0.940   2016/11/29 0.260   2016/12/23
14465 Credit Suisse AG - Tencent Holdings European Wts Mar 2017 E HKD -   -   0.102   0 0 N/A 0.159   2017/02/23 0.029   2017/01/24 758,520,000 52,303,430 0.110   2016/11/29 0.016   2016/12/23
14152 Credit Suisse AG - Tencent Holdings European Wts May 2017 A HKD 0.215   0.052   0.154   162,380,000 20,936,100 N/A 0.215   2017/03/21 0.047   2017/01/24 519,230,000 48,757,680 0.179   2016/11/10 0.034   2016/12/23
14574 Credit Suisse AG - Tencent Holdings European Wts May 2017 B HKD 0.900   0.100   0.246   30,359,000 6,887,370 N/A 0.900   2017/03/29 0.100   2017/03/03 2,022,106,000 632,348,419 0.520   2016/12/05 0.230   2016/12/23
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.120   0.065   0.085   42,681,050,000 4,305,275,430 721,335,010 0.120   2017/03/21 0.065   2017/03/03 42,701,090,000 4,307,173,520 0.224   2016/10/03 0.101   2016/11/15
26660 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 B HKD 0.197   0.102   0.154   228,620,000 36,902,400 N/A 0.197   2017/03/21 0.102   2017/03/03 288,250,000 45,356,270 -   - -   -
12916 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 D HKD 0.141   0.113   0.109   2,500,000 326,550 N/A 0.141   2017/03/29 0.113   2017/03/31 2,500,000 326,550 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 0.390   0.249   0.350   970,000 299,550 31,976,748 0.390   2017/03/29 0.176   2017/01/04 374,420,000 82,475,530 0.430   2016/09/23 0.142   2016/12/28
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.300   0.173   0.270   106,840,000 22,749,350 31,837,078 0.300   2017/03/21 0.129   2017/01/04 548,210,000 100,995,560 0.350   2016/09/23 0.105   2016/12/23
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.117   0.054   0.087   14,848,430,000 997,728,860 970,397,510 0.117   2017/03/21 0.054   2017/03/09 49,842,190,000 4,294,807,550 0.235   2016/09/23 0.038   2016/12/23
16160 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 D HKD 0.255   0.199   0.315   40,980,000 9,207,060 N/A 0.270   2017/02/17 0.172   2017/01/24 256,820,000 53,136,630 -   - -   -
29131 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 E HKD 0.131   0.080   0.089   37,960,340,000 3,691,709,540 N/A 0.131   2017/03/27 0.080   2017/03/23 37,960,340,000 3,691,709,540 -   - -   -
16257 Credit Suisse AG - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.320   0 0 N/A 0.270   2017/01/26 0.213   2017/01/04 166,040,000 39,281,795 -   - -   -
26134 Credit Suisse AG - Tracker Fund European Warrants May 2017 A HKD -   -   0.370   0 0 32,260 -   - -   - 0 0 0.330   2016/10/13 0.131   2016/05/13
14253 Credit Suisse AG - WH Group European Warrants May 2017 A HKD 0.270   0.106   0.157   54,266,500 11,006,493 N/A 0.500   2017/01/12 0.106   2017/03/22 88,885,500 20,229,697 0.810   2016/11/16 0.420   2016/12/29
13021 Credit Suisse AG - WH Group European Warrants Oct 2017 A HKD 0.440   0.435   0.430   85,000 37,318 N/A 0.440   2017/03/31 0.435   2017/03/31 85,000 37,318 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.137   0.100   0.105   31,930,000 3,725,368 6,478,215 0.146   2017/02/23 0.087   2017/01/03 127,016,000 14,531,004 0.173   2016/10/24 0.060   2016/01/14
11197 Credit Suisse AG - Yuexiu Property European Wts Feb 2018 A HKD 0.255   0.197   0.196   1,100,000 247,190 N/A 0.255   2017/03/15 0.197   2017/03/30 1,100,000 247,190 -   - -   -
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.233   0.164   0.164   84,660,000 17,055,810 3,501,053 0.233   2017/03/16 0.139   2017/01/18 101,976,000 20,160,982 0.305   2016/09/09 0.133   2016/12/28
26913 Credit Suisse AG - Zhaojin Mining European Warrants Aug 17 A HKD 0.660   0.330   0.330   2,250,000 1,209,770 N/A 0.860   2017/02/27 0.330   2017/03/31 2,909,000 1,746,870 -   - -   -
13847 Credit Suisse AG - Zijin Mining European Warrants Apr 2017 A HKD 0.475   0.180   0.220   10,010,000 2,765,720 N/A 0.475   2017/03/17 0.143   2017/01/03 108,874,000 26,340,340 0.445   2016/11/11 0.116   2016/12/23
28213 Credit Suisse AG - Zijin Mining European Warrants Aug 2017 A HKD 0.250   0.126   0.150   30,542,000 5,653,446 N/A 0.250   2017/03/20 0.126   2017/03/10 50,396,000 9,829,730 -   - -   -
15964 Credit Suisse AG - Zijin Mining European Warrants Jul 2017 A HKD 0.495   0.260   0.325   9,620,000 3,761,040 N/A 0.495   2017/03/17 0.260   2017/03/10 30,644,000 11,239,680 -   - -   -
14392 Credit Suisse AG - Zijin Mining European Warrants May 2017 A HKD 0.232   0.087   0.091   38,134,000 5,170,030 N/A 0.232   2017/03/17 0.087   2017/03/10 123,446,000 18,977,956 0.239   2016/11/29 0.094   2016/12/23
11889 Credit Suisse AG - ZTE European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD 0.320   0.180   0.285   55,322,000 11,812,398 N/A 0.320   2017/03/20 0.180   2017/03/10 147,070,000 31,474,462 0.305   2016/12/29 0.207   2016/12/19
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD 0.043   0.031   0.033   3,782,000 136,533 260,936 0.078   2017/01/03 0.031   2017/03/28 8,507,000 399,113 0.243   2016/02/12 0.080   2016/12/30
13402 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 A HKD 0.265   0.082   0.099   30,220,500 5,188,391 43,133,575 0.390   2017/02/21 0.082   2017/03/31 370,033,500 101,679,516 0.680   2016/12/01 0.232   2016/12/29
14943 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 B HKD -   -   0.011   0 0 N/A 0.122   2017/01/05 0.045   2017/02/06 7,680,400 564,769 0.215   2016/12/09 0.080   2016/12/29
16127 Goldman Sachs SP (Asia) - A50 China European Wts Aug 2017 A HKD 0.440   0.295   0.320   228,605,400 81,018,670 N/A 0.560   2017/02/20 0.295   2017/03/31 251,409,600 91,870,342 -   - -   -
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.192   0.168   0.173   79,360,000 14,165,161 19,447,348 0.207   2017/02/21 0.144   2017/01/03 223,154,000 39,860,520 0.234   2016/01/05 0.111   2016/06/24
14148 Goldman Sachs SP (Asia) - A50 China European Wts May 2017 A HKD 0.146   0.051   0.051   126,981,000 12,091,678 N/A 0.250   2017/01/06 0.051   2017/03/31 225,817,900 30,664,719 0.465   2016/12/01 0.165   2016/12/30
15987 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2017 A HKD 0.345   0.241   0.280   56,390,000 17,765,480 N/A 0.415   2017/02/16 0.196   2017/02/08 66,766,000 21,142,024 -   - -   -
27969 Goldman Sachs SP (Asia) - Agri Bk European Wts May 2017 A HKD 0.415   0.295   0.335   7,380,000 2,678,925 5,151,153 0.500   2017/02/16 0.150   2017/02/08 19,007,000 5,137,063 0.395   2016/09/22 0.080   2016/06/16
13959 Goldman Sachs SP (Asia) - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A -   - -   - 0 0 0.119   2016/10/27 0.013   2016/12/02
25982 Goldman Sachs SP (Asia) - AIA European Warrants Aug 2017 A HKD 0.163   0.096   0.109   3,784,480,000 451,070,990 N/A 0.218   2017/02/06 0.096   2017/03/15 7,327,996,000 993,281,920 -   - -   -
15170 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 A HKD 0.485   0.370   0.365   4,920,000 2,054,330 N/A 0.495   2017/02/28 0.183   2017/01/04 326,616,000 71,357,356 0.260   2016/12/15 0.189   2016/12/29
28560 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 B HKD 0.250   0.154   0.163   339,200,000 68,247,456 N/A 0.275   2017/02/28 0.154   2017/03/15 672,834,000 136,749,698 -   - -   -
13562 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 A HKD -   -   0.010   0 0 104,467,963 0.030   2017/02/20 0.010   2017/02/27 29,966,000 357,180 0.375   2016/10/06 0.010   2016/12/28
14088 Goldman Sachs SP (Asia) - AIA European Warrants Mar 2017 B HKD 0.020   0.010   0.010   2,980,000 42,020 N/A 0.051   2017/02/20 0.010   2017/03/16 31,424,000 804,232 0.181   2016/11/08 0.017   2016/12/30
14361 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 A HKD 0.136   0.055   0.055   52,344,000 4,754,670 N/A 0.147   2017/02/20 0.055   2017/03/31 7,371,584,000 649,896,522 0.231   2016/11/22 0.063   2016/12/29
14966 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 B HKD 0.233   0.128   0.133   30,272,000 5,747,066 N/A 0.241   2017/02/27 0.084   2017/01/04 2,063,332,000 305,255,812 0.144   2016/12/14 0.091   2016/12/29
29242 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 A HKD 0.246   0.119   0.130   159,738,000 27,099,048 N/A 0.246   2017/03/03 0.119   2017/03/15 159,738,000 27,099,048 -   - -   -
11310 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 B HKD 0.290   0.188   0.189   20,140,000 4,573,344 N/A 0.290   2017/03/21 0.188   2017/03/31 20,140,000 4,573,344 -   - -   -
14822 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A HKD 0.189   0.105   0.114   278,742,000 34,319,704 N/A 0.241   2017/02/16 0.070   2017/02/08 1,114,176,000 168,816,665 0.144   2016/12/08 0.069   2016/12/28
29459 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 B HKD 0.129   0.069   0.071   1,583,945,000 155,139,841 N/A 0.129   2017/03/17 0.069   2017/03/31 1,583,945,000 155,139,841 -   - -   -
15493 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 A HKD 0.340   0.237   0.240   10,476,000 3,081,960 N/A 0.375   2017/02/16 0.107   2017/02/03 226,815,000 32,392,599 0.150   2016/12/30 0.111   2016/12/28
27566 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 B HKD 0.260   0.141   0.160   40,182,000 8,332,234 N/A 0.340   2017/02/16 0.141   2017/03/10 43,428,000 9,281,729 -   - -   -
26709 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2017 A HKD 0.295   0.104   0.222   5,421,000 925,054 80,745,228 0.350   2017/02/16 0.037   2017/02/03 966,883,000 75,231,061 0.305   2016/09/22 0.049   2016/12/23
11049 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 A HKD 0.710   0.520   0.660   3,608,000 2,210,290 2,825,839 0.770   2017/02/24 0.320   2017/02/03 13,163,000 6,349,650 0.620   2016/09/22 0.212   2016/07/08
13095 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 B HKD 0.108   0.045   0.052   7,872,000 574,208 11,583,556 0.157   2017/02/16 0.030   2017/01/16 31,216,000 2,919,925 0.204   2016/09/22 0.034   2016/12/29
14372 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 C HKD 0.580   0.370   0.440   9,002,000 4,059,950 N/A 0.600   2017/02/24 0.206   2017/01/03 51,266,000 14,306,965 0.340   2016/12/09 0.169   2016/12/28
28563 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 A HKD 0.166   0.098   0.110   185,116,000 23,706,498 N/A 0.206   2017/02/24 0.098   2017/03/10 253,488,000 36,734,392 -   - -   -
16820 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 A HKD 0.385   0.260   0.290   10,426,000 3,537,320 N/A 0.450   2017/02/23 0.160   2017/02/03 38,396,000 10,208,414 -   - -   -
11898 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 B HKD 0.159   0.071   0.071   18,318,000 1,988,463 N/A 0.159   2017/03/21 0.071   2017/03/31 18,318,000 1,988,463 -   - -   -
12740 Goldman Sachs SP (Asia) - BYD European Warrants Sep 2017 A HKD 0.475   0.290   0.390   1,460,000 487,675 N/A 0.475   2017/03/28 0.290   2017/03/30 1,460,000 487,675 -   - -   -
14010 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jun 2017 A HKD 0.092   0.055   0.063   15,374,000 1,105,836 N/A 0.125   2017/01/26 0.055   2017/03/30 119,394,000 12,025,120 0.249   2016/11/03 0.086   2016/12/30
15829 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Sep 2017 A HKD 0.242   0.191   0.208   20,180,000 4,340,692 N/A 0.290   2017/02/23 0.191   2017/03/30 33,444,000 7,584,962 -   - -   -
14421 Goldman Sachs SP (Asia) - CC Bank European Wts Apr 2017 A HKD 0.217   0.010   0.010   26,563,000 2,859,796 N/A 0.244   2017/02/22 0.010   2017/03/31 3,309,099,000 292,011,699 0.189   2016/12/01 0.056   2016/12/23
26714 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 A HKD 0.390   0.200   0.260   29,180,000 8,492,972 N/A 0.405   2017/02/28 0.200   2017/03/10 31,622,000 9,274,142 -   - -   -
28768 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 B HKD 0.172   0.074   0.077   2,967,218,000 318,242,054 N/A 0.241   2017/02/23 0.074   2017/03/13 2,992,534,000 323,575,302 -   - -   -
11627 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 C HKD 0.340   0.220   0.222   8,192,000 2,358,916 N/A 0.340   2017/03/21 0.220   2017/03/31 8,192,000 2,358,916 -   - -   -
15489 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 A HKD 0.590   0.455   0.540   260,000 133,950 N/A 0.750   2017/02/23 0.315   2017/02/08 39,090,000 16,685,285 0.500   2016/12/30 0.305   2016/12/23
26794 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 B HKD 0.540   0.280   0.365   15,884,000 6,724,405 N/A 0.540   2017/03/21 0.280   2017/03/10 15,886,000 6,725,035 -   - -   -
28922 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 C HKD 0.241   0.084   0.113   2,858,272,000 416,772,158 N/A 0.255   2017/02/27 0.084   2017/03/10 2,873,640,000 420,346,114 -   - -   -
11616 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 D HKD 0.405   0.239   0.243   16,467,000 5,274,306 N/A 0.405   2017/03/21 0.239   2017/03/31 16,467,000 5,274,306 -   - -   -
14938 Goldman Sachs SP (Asia) - CC Bank European Wts Jun 2017 A HKD 0.345   0.142   0.222   12,438,000 2,853,957 N/A 0.410   2017/02/20 0.124   2017/02/08 1,158,152,000 212,727,258 0.310   2016/12/12 0.136   2016/12/22
15173 Goldman Sachs SP (Asia) - CC Bank European Wts May 2017 A HKD 0.550   0.195   0.385   8,602,000 3,191,916 N/A 0.560   2017/02/22 0.149   2017/02/08 1,244,557,000 292,165,259 0.330   2016/12/28 0.169   2016/12/23
27804 Goldman Sachs SP (Asia) - CC Bank European Wts May 2017 B HKD 0.243   0.072   0.082   1,331,730,000 178,666,410 N/A 0.315   2017/02/16 0.072   2017/03/10 2,585,237,000 490,606,197 -   - -   -
14728 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A HKD 0.325   0.151   0.196   65,298,000 14,846,291 N/A 0.325   2017/03/21 0.122   2017/02/08 255,660,000 63,676,702 0.241   2016/12/30 0.122   2016/12/23
13865 Goldman Sachs SP (Asia) - CGS European Warrants Apr 2017 A HKD 0.225   0.016   0.013   12,377,500 1,078,186 N/A 0.345   2017/02/17 0.016   2017/03/31 28,913,500 4,643,986 0.770   2016/10/25 0.182   2016/12/23
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.108   0.056   0.070   287,550,000 23,198,700 5,797,193 0.108   2017/03/23 0.043   2017/01/16 359,630,000 28,158,550 0.239   2016/04/22 0.042   2016/12/22
16587 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 B HKD 2.360   1.540   1.880   4,066,000 7,819,530 N/A 2.360   2017/03/24 0.930   2017/02/03 12,602,000 17,768,860 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.300   0.160   0.226   12,950,000 3,176,610 10,458,702 0.300   2017/03/23 0.087   2017/01/04 55,460,000 9,055,230 0.218   2016/08/15 0.080   2016/12/20
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.275   0.201   0.243   2,160,000 525,530 N/A 0.275   2017/03/23 0.116   2017/01/04 86,660,000 12,853,910 0.175   2016/11/29 0.107   2016/12/23
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.365   0.275   0.330   1,420,000 445,950 10,614,188 0.365   2017/03/21 0.156   2017/01/03 32,120,000 6,388,600 0.275   2016/03/30 0.132   2016/01/21
23262 Goldman Sachs SP (Asia) - China Cinda Euro Wts Apr 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 -   - -   -
28273 Goldman Sachs SP (Asia) - China Life Euro Put Wts Aug 2017 B HKD 0.114   0.048   0.070   1,744,680,000 132,420,540 N/A 0.148   2017/02/21 0.048   2017/03/21 2,118,560,000 181,572,670 -   - -   -
25973 Goldman Sachs SP (Asia) - China Life Euro Put Wts Jun 2017 C HKD 0.038   0.013   0.022   38,720,000 1,016,500 N/A 0.124   2017/02/06 0.013   2017/03/20 2,768,050,000 125,170,170 -   - -   -
12652 Goldman Sachs SP (Asia) - China Life Euro Wts Apr 2017 A HKD 0.247   0.084   0.099   44,260,000 7,269,710 91,345,385 0.247   2017/03/17 0.038   2017/02/03 559,370,000 50,302,690 0.175   2016/09/22 0.033   2016/11/09
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD 0.470   0.340   0.370   1,620,000 678,900 N/A 0.470   2017/03/21 0.176   2017/01/03 74,590,000 17,534,270 0.360   2016/11/28 0.134   2016/11/14
27500 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 A HKD 0.200   0.130   0.130   147,210,000 23,052,260 N/A 0.290   2017/02/15 0.130   2017/03/31 882,660,000 150,009,100 -   - -   -
27104 Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 A HKD 0.248   0.158   0.160   122,070,000 23,405,670 N/A 0.270   2017/02/15 0.158   2017/03/10 288,850,000 59,501,910 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.590   0.420   0.470   490,000 229,100 9,356,380 0.590   2017/03/17 0.218   2017/01/03 9,850,000 2,993,860 0.420   2016/11/30 0.109   2016/07/08
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.260   0.152   0.164   16,180,000 3,175,630 181,150,947 0.260   2017/03/20 0.081   2017/01/03 3,290,990,000 366,840,610 0.218   2016/09/23 0.050   2016/11/09
14622 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 B HKD 0.190   0.092   0.098   33,090,000 3,936,090 N/A 0.192   2017/02/15 0.056   2017/02/03 10,440,650,000 827,950,990 0.217   2016/11/28 0.054   2016/12/28
28564 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 D HKD 0.530   0.201   0.218   24,759,000 7,687,751 N/A 0.540   2017/02/22 0.201   2017/03/31 33,333,000 11,304,966 -   - -   -
29056 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 E HKD 0.550   0.189   0.233   29,073,000 9,159,949 N/A 0.550   2017/03/20 0.189   2017/03/27 29,073,000 9,159,949 -   - -   -
13937 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 A HKD 0.365   0.190   0.280   7,430,000 1,981,140 N/A 0.365   2017/03/17 0.058   2017/02/03 2,122,330,000 194,015,480 0.218   2016/11/30 0.050   2016/11/09
14731 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2017 B HKD 0.241   0.154   0.035   210,000 47,540 N/A 0.640   2017/02/13 0.115   2017/02/03 94,764,000 22,615,785 0.660   2016/12/08 0.150   2016/12/22
24762 Goldman Sachs SP (Asia) - China Life Euro Wts May 2017 A HKD 0.315   0.164   0.173   39,720,000 8,123,030 N/A 0.315   2017/03/21 0.086   2017/02/03 121,250,000 21,522,020 -   - -   -
15621 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A HKD 0.420   0.295   0.320   8,320,000 2,818,250 N/A 0.425   2017/02/15 0.158   2017/01/03 110,800,000 25,989,960 0.172   2016/12/30 0.153   2016/12/29
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.226   0.135   0.146   505,160,000 72,976,200 162,617,435 0.228   2017/02/15 0.080   2017/01/03 3,029,250,000 505,616,920 0.270   2016/09/22 0.057   2016/11/09
26464 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 B HKD 0.295   0.224   0.239   7,120,000 1,785,990 N/A 0.315   2017/02/16 0.224   2017/03/06 18,840,000 4,980,070 -   - -   -
29115 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 C HKD 0.141   0.078   0.086   6,498,840,000 644,571,510 N/A 0.141   2017/03/17 0.078   2017/03/10 6,498,840,000 644,571,510 -   - -   -
11304 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 D HKD 0.218   0.109   0.116   131,750,000 21,179,330 N/A 0.218   2017/03/17 0.109   2017/03/31 131,750,000 21,179,330 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.129   0.089   0.116   112,400,000 12,608,900 11,028,367 0.147   2017/01/03 0.089   2017/03/21 189,100,000 21,831,750 0.209   2016/02/11 0.088   2016/10/11
25053 Goldman Sachs SP (Asia) - China Mobile Euro Wts Apr 2017 A HKD 0.075   0.019   0.028   199,300,000 6,685,300 22,895,108 0.075   2017/03/21 0.019   2017/03/15 845,700,000 38,821,700 0.170   2016/08/15 0.029   2016/12/28
11641 Goldman Sachs SP (Asia) - China Mobile Euro Wts Aug 2017 A HKD 0.330   0.097   0.099   5,071,460,000 640,699,940 N/A 0.330   2017/03/21 0.097   2017/03/31 5,071,460,000 640,699,940 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.021   0.013   0.013   36,500,000 612,000 2,594,758 0.027   2017/02/01 0.013   2017/03/27 203,050,000 4,415,200 0.094   2016/07/21 0.017   2016/12/29
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD -   -   0.015   0 0 21,133 -   - -   - 0 0 0.051   2016/09/09 0.016   2016/11/10
29621 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 B HKD 0.335   0.096   0.096   1,721,585,000 322,883,655 N/A 0.335   2017/03/23 0.096   2017/03/31 1,721,585,000 322,883,655 -   - -   -
11637 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 C HKD 0.510   0.207   0.209   44,000,000 13,854,020 N/A 0.510   2017/03/20 0.207   2017/03/31 44,000,000 13,854,020 -   - -   -
15292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 A HKD 0.480   0.160   0.188   2,554,635,000 533,727,485 N/A 0.510   2017/02/02 0.160   2017/03/15 3,266,775,000 811,159,235 0.340   2016/12/21 0.270   2016/12/28
15646 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 B HKD 0.910   0.365   0.465   23,435,000 11,407,975 N/A 0.910   2017/03/21 0.365   2017/03/15 123,515,000 71,900,675 0.530   2016/12/30 0.475   2016/12/29
28918 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 C HKD 0.166   0.042   0.053   2,251,425,000 264,332,325 N/A 0.166   2017/03/21 0.042   2017/03/15 2,263,565,000 266,028,385 -   - -   -
11292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 A HKD 0.010   0.010   0.010   500,000 5,000 3,918,133 0.010   2017/03/10 0.010   2017/03/10 700,000 7,000 0.083   2016/07/21 0.010   2016/12/22
13866 Goldman Sachs SP (Asia) - China Mobile Euro Wts Mar 2017 B HKD -   -   0.010   0 0 N/A 0.033   2017/01/26 0.010   2017/02/17 6,595,000 188,730 0.300   2016/10/19 0.016   2016/12/28
14363 Goldman Sachs SP (Asia) - China Mobile Euro Wts May 2017 A HKD 0.195   0.043   0.046   442,640,000 35,783,510 N/A 0.220   2017/01/26 0.043   2017/03/15 1,649,020,000 232,436,405 0.247   2016/11/18 0.109   2016/12/28
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.035   0.018   0.018   2,095,400,000 53,639,450 49,984,542 0.044   2017/02/02 0.018   2017/03/31 8,384,500,000 278,193,200 0.124   2016/09/09 0.027   2016/12/28
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.093   0.061   0.062   970,250,000 62,687,950 34,153,400 0.096   2017/02/02 0.061   2017/03/31 1,646,000,000 117,104,900 0.172   2016/09/09 0.066   2016/12/28
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD 0.061   0.024   0.024   108,890,000 5,394,650 2,839,318 0.061   2017/03/21 0.024   2017/03/31 159,930,000 7,779,390 0.165   2016/04/20 0.030   2016/12/29
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.106   0.064   0.064   45,690,000 4,024,640 1,903,967 0.106   2017/03/21 0.063   2017/01/03 85,010,000 7,236,540 0.128   2016/06/16 0.047   2016/10/04
11272 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Mar 2017 A HKD 0.580   0.199   0.440   4,225,000 987,615 5,116,538 0.580   2017/03/24 0.138   2017/01/03 62,970,000 13,264,290 0.370   2016/11/10 0.124   2016/12/29
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.800   0.355   0.550   9,015,000 5,437,100 3,713,246 0.800   2017/03/20 0.335   2017/01/03 36,385,000 17,185,550 0.520   2016/11/10 0.159   2016/01/21
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.365   0.139   0.290   74,780,000 13,092,355 23,959,743 0.365   2017/03/20 0.129   2017/01/03 281,920,000 53,209,935 0.310   2016/11/01 0.117   2016/12/29
15819 Goldman Sachs SP (Asia) - China Tel European Wts Jun 2017 A HKD 0.080   0.029   0.061   31,696,000 1,461,826 N/A 0.200   2017/01/06 0.029   2017/03/15 108,000,000 9,790,728 -   - -   -
11241 Goldman Sachs SP (Asia) - China Tel European Wts Sep 2017 A HKD 0.255   0.160   0.171   44,144,000 7,827,712 N/A 0.255   2017/03/20 0.160   2017/03/31 44,144,000 7,827,712 -   - -   -
12478 Goldman Sachs SP (Asia) - China Unicom Euro Wts Apr 2017 A HKD 1.260   0.230   0.980   21,202,000 13,231,970 9,919,488 1.260   2017/03/27 0.226   2017/01/25 27,570,000 15,925,408 1.290   2016/10/11 0.390   2016/11/15
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.141   0.083   0.124   89,216,000 9,832,744 12,075,561 0.141   2017/03/27 0.083   2017/03/02 96,722,000 10,529,920 0.208   2016/04/15 0.062   2016/08/05
15075 Goldman Sachs SP (Asia) - China Unicom Euro Wts Jun 2017 A HKD 0.620   0.246   0.510   122,680,000 65,752,866 N/A 0.620   2017/03/29 0.246   2017/03/06 234,006,000 111,073,986 0.710   2016/12/13 0.420   2016/12/23
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.188   0.116   0.187   18,800,000 3,075,820 22,123,813 0.188   2017/03/24 0.093   2017/01/16 641,760,000 68,354,740 0.176   2016/10/11 0.083   2016/08/04
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.061   0.033   0.046   12,520,000 614,960 3,414,880 0.061   2017/03/29 0.033   2017/03/08 22,880,000 1,101,640 0.121   2016/03/30 0.027   2016/11/14
16853 Goldman Sachs SP (Asia) - China Unicom Euro Wts Sep 2017 A HKD 1.120   0.510   0.950   375,030,000 231,973,320 N/A 1.120   2017/03/27 0.510   2017/03/08 377,710,000 234,170,960 -   - -   -
11971 Goldman Sachs SP (Asia) - China Vanke European Wts Apr 2017A HKD 0.360   0.031   0.145   6,699,000 1,038,711 17,549,949 0.360   2017/03/14 0.031   2017/03/13 125,380,000 17,573,268 0.470   2016/11/28 0.104   2016/12/29
16124 Goldman Sachs SP (Asia) - CITIC Bank European Wts Dec 2017 A HKD 0.540   0.330   0.350   10,950,000 4,541,600 N/A 0.610   2017/02/23 0.330   2017/03/24 20,903,000 9,254,890 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.056   0.044   0.041   1,840,000 89,240 2,576,221 0.082   2017/02/15 0.044   2017/03/24 42,773,000 3,069,316 0.160   2016/07/26 0.058   2016/12/29
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.047   0.027   0.029   95,096,000 3,697,623 12,927,200 0.075   2017/02/15 0.027   2017/03/27 407,548,000 23,815,836 0.221   2016/01/20 0.057   2016/12/29
24972 Goldman Sachs SP (Asia) - CITIC European Warrants Mar 2017 A HKD -   -   0.010   0 0 859,742 0.010   2017/01/26 0.010   2017/01/26 810,000 8,160 0.157   2016/01/12 0.012   2016/12/28
23248 Goldman Sachs SP (Asia) - CITIC European Warrants May 2017 A HKD -   -   0.015   0 0 27,102 -   - -   - 0 0 0.126   2016/01/04 0.021   2016/12/05
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.120   0.080   0.083   38,300,000 3,636,820 7,956,752 0.149   2017/02/15 0.080   2017/03/31 118,500,000 14,466,260 0.260   2016/08/15 0.110   2016/12/23
16555 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 B HKD 0.650   0.400   0.420   3,354,000 1,594,350 N/A 0.950   2017/01/12 0.400   2017/03/31 6,645,000 4,476,690 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.044   0.019   0.019   19,495,000 673,290 N/A 0.068   2017/01/05 0.015   2017/02/06 77,345,000 3,582,525 0.174   2016/11/30 0.045   2016/12/23
15832 Goldman Sachs SP (Asia) - CITIC Sec European Wts Dec 2017 A HKD 0.182   0.114   0.118   77,250,000 11,588,275 N/A 0.260   2017/01/11 0.114   2017/03/31 212,630,000 39,940,850 -   - -   -
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD 0.225   0.200   0.206   200,000 41,750 6,823,333 0.225   2017/03/23 0.148   2017/01/17 37,050,000 6,190,750 0.330   2016/09/02 0.136   2016/12/30
13094 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 A HKD 0.010   0.010   0.010   40,000 400 12,927,642 0.010   2017/03/02 0.010   2017/03/02 980,000 9,800 0.325   2016/09/13 0.017   2016/12/15
14151 Goldman Sachs SP (Asia) - CKH European Wts Mar 2017 B HKD -   -   0.025   0 0 N/A 0.061   2017/01/04 0.011   2017/02/24 73,335,000 2,991,725 0.246   2016/11/10 0.037   2016/12/30
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.088   0.076   0.076   4,585,000 381,300 12,852,894 0.091   2017/02/28 0.065   2017/02/23 969,095,000 69,888,420 0.164   2016/09/09 0.054   2016/07/06
16146 Goldman Sachs SP (Asia) - CKH European Wts Oct 2017 A HKD 0.640   0.490   0.500   39,760,000 22,597,800 N/A 0.640   2017/03/02 0.425   2017/02/08 65,130,000 35,528,500 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.010   0.010   0.010   40,000 400 2,297,484 0.025   2017/01/11 0.010   2017/03/28 2,440,000 46,350 0.060   2016/04/28 0.016   2016/12/28
16779 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2017 A HKD 0.550   0.440   0.465   1,340,000 641,700 N/A 0.690   2017/02/22 0.440   2017/03/09 1,400,000 682,100 -   - -   -
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD 0.610   0.485   0.485   1,585,000 852,000 1,345,653 0.610   2017/03/27 0.305   2017/01/09 12,825,000 4,792,600 0.500   2016/09/09 0.198   2016/06/27
26514 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 A HKD 0.640   0.640   0.590   60,000 38,400 1,360,179 0.680   2017/02/16 0.355   2017/01/03 11,490,000 5,274,275 0.520   2016/12/12 0.189   2016/06/16
13397 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 B HKD 0.175   0.126   0.109   18,280,000 2,604,545 14,297,346 0.187   2017/02/23 0.061   2017/02/07 171,850,000 15,013,830 0.223   2016/10/11 0.056   2016/12/23
28259 Goldman Sachs SP (Asia) - CNBM European Warrants Mar 2017 A HKD 1.220   0.770   0.760   802,000 769,740 6,400,371 1.270   2017/02/28 0.079   2017/01/16 59,932,000 15,912,730 0.540   2016/06/10 0.137   2016/10/31
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.232   0.186   0.202   104,200,000 21,403,790 6,056,773 0.330   2017/01/09 0.186   2017/03/15 146,190,000 32,376,940 0.385   2016/10/20 0.112   2016/01/21
28315 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 A HKD 0.131   0.072   0.113   12,558,000 1,400,460 N/A 0.158   2017/02/22 0.072   2017/03/03 86,062,000 10,349,725 -   - -   -
11075 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 B HKD 0.213   0.134   0.190   1,048,903,000 171,412,018 N/A 0.213   2017/03/29 0.134   2017/03/15 1,048,903,000 171,412,018 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.139   0.105   0.114   431,210,000 48,662,360 17,776,852 0.210   2017/01/18 0.105   2017/03/23 532,950,000 66,502,950 0.260   2016/10/20 0.149   2016/08/03
15070 Goldman Sachs SP (Asia) - CNOOC European Warrants Jun 2017 A HKD 0.061   0.025   0.034   12,028,000 522,226 N/A 0.385   2017/01/06 0.025   2017/03/22 2,057,930,000 417,548,295 0.610   2016/12/14 0.265   2016/12/29
25963 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2017 A HKD 0.054   0.013   0.020   68,053,000 2,067,638 N/A 0.201   2017/02/06 0.013   2017/03/28 456,501,000 53,560,050 -   - -   -
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.066   0.037   0.046   4,296,940,000 204,127,430 64,508,765 0.122   2017/01/06 0.037   2017/03/23 5,837,830,000 337,358,090 0.168   2016/10/24 0.084   2016/11/09
11528 Goldman Sachs SP (Asia) - CNOOC European Warrants Sep 2017 A HKD 0.410   0.290   0.380   31,159,000 11,297,735 N/A 0.410   2017/03/31 0.290   2017/03/22 31,159,000 11,297,735 -   - -   -
11702 Goldman Sachs SP (Asia) - CPIC European Warrants May 2017 A HKD 0.109   0.063   0.062   10,900,000 974,364 3,998,128 0.173   2017/01/03 0.063   2017/03/28 26,412,000 3,254,244 0.435   2016/09/09 0.144   2016/12/22
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD 0.390   0.320   0.315   12,780,000 4,563,975 2,125,578 0.390   2017/03/21 0.270   2017/01/16 25,260,000 8,554,975 0.375   2016/12/07 0.206   2016/03/01
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.145   0.095   0.087   7,115,000 833,015 4,455,333 0.145   2017/03/24 0.080   2017/02/08 66,540,000 6,543,515 0.191   2016/06/07 0.070   2016/12/20
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD 0.049   0.030   0.033   19,900,000 786,070 2,629,042 0.057   2017/01/23 0.030   2017/03/10 103,230,000 4,657,600 0.178   2016/06/07 0.040   2016/12/29
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD 0.082   0.062   0.061   2,940,000 203,820 546,938 0.082   2017/03/02 0.060   2017/01/04 5,480,000 381,810 0.246   2016/01/19 0.060   2016/12/30
13474 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Apr 2017 A HKD 0.125   0.020   0.027   48,513,800 2,739,598 86,274,614 0.233   2017/01/05 0.020   2017/03/30 520,685,000 77,090,235 0.480   2016/11/30 0.138   2016/12/29
15966 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jul 2017 A HKD 0.500   0.350   0.380   352,880,800 151,757,226 N/A 0.650   2017/02/21 0.350   2017/03/30 372,220,000 162,507,211 -   - -   -
14860 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jun 2017 A HKD 0.079   0.023   0.028   28,089,600 1,278,633 N/A 0.141   2017/01/06 0.023   2017/03/30 55,862,000 4,294,139 0.260   2016/12/09 0.090   2016/12/30
13001 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Mar 2017 A HKD -   -   0.012   0 0 11,734,519 0.065   2017/01/05 0.011   2017/02/17 36,904,200 1,147,785 0.345   2016/09/09 0.044   2016/12/20
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.230   0.201   0.217   24,382,000 5,169,284 17,398,781 0.244   2017/02/21 0.172   2017/01/03 89,804,000 18,378,042 0.270   2016/08/16 0.172   2016/05/30
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.115   0.097   0.102   13,518,000 1,408,552 6,103,132 0.123   2017/02/21 0.090   2017/01/03 41,566,000 4,529,676 0.176   2016/03/03 0.095   2016/12/20
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.107   0.094   0.094   18,460,000 1,848,390 9,494,719 0.114   2017/02/21 0.080   2017/01/04 43,214,000 4,321,560 0.142   2016/08/15 0.089   2016/12/29
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 0.131   0.017   0.121   39,930,000 2,619,110 822,200 0.131   2017/03/30 0.017   2017/03/06 48,600,000 2,815,990 0.164   2016/04/25 0.020   2016/11/14
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.290   0.190   0.205   20,900,000 4,738,790 2,376,063 0.330   2017/02/09 0.190   2017/03/29 54,865,000 13,165,705 0.460   2016/09/21 0.230   2016/12/29
13731 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Apr 2017 A HKD 0.660   0.360   0.810   7,910,000 3,398,950 N/A 0.660   2017/03/24 0.152   2017/02/08 144,920,000 35,085,500 0.570   2016/11/30 0.168   2016/10/17
14823 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 A HKD 0.295   0.105   0.255   39,480,000 6,140,530 N/A 0.295   2017/03/30 0.067   2017/02/08 1,243,230,000 147,602,240 0.315   2016/12/07 0.102   2016/12/23
29388 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 B HKD 0.355   0.145   0.315   186,060,000 40,886,980 N/A 0.355   2017/03/30 0.145   2017/03/10 186,060,000 40,886,980 -   - -   -
16145 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2017 A HKD 0.660   0.385   0.650   30,470,000 13,410,650 N/A 0.660   2017/03/28 0.265   2017/02/08 140,440,000 51,589,600 -   - -   -
13083 Goldman Sachs SP (Asia) - Geely Auto European Wts Mar 2017 A HKD 4.990   3.420   4.830   300,000 1,391,300 60,363,375 4.990   2017/03/15 1.070   2017/01/09 33,075,000 105,001,100 2.160   2016/10/25 0.630   2016/11/17
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD 0.380   0.248   0.420   720,000 217,660 N/A 0.380   2017/03/17 0.105   2017/01/04 256,190,000 37,948,820 0.199   2016/11/03 0.089   2016/12/28
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.119   0.064   0.066   139,285,000 12,219,320 9,688,298 0.120   2017/02/23 0.046   2017/01/05 229,815,000 18,514,625 0.173   2016/08/09 0.047   2016/12/28
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD 0.061   0.020   0.022   33,532,000 1,470,952 6,791,365 0.076   2017/01/13 0.020   2017/03/30 138,024,000 8,349,700 0.152   2016/09/22 0.049   2016/12/23
16155 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Oct 2017 A HKD 0.140   0.072   0.073   99,232,000 10,390,132 N/A 0.193   2017/01/13 0.072   2017/03/31 145,740,000 17,357,020 -   - -   -
29335 Goldman Sachs SP (Asia) - HKEX European Put Wts Aug 2017 B HKD 0.152   0.076   0.078   412,360,000 39,499,240 N/A 0.152   2017/03/07 0.076   2017/03/31 412,360,000 39,499,240 -   - -   -
15759 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C HKD 0.052   0.025   0.028   1,536,530,000 59,603,170 N/A 0.141   2017/01/04 0.025   2017/03/20 3,651,590,000 167,206,330 0.147   2016/12/30 0.137   2016/12/30
11046 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2017 A HKD 0.142   0.050   0.083   28,807,000 2,582,498 332,722,692 0.178   2017/02/16 0.050   2017/03/10 10,910,664,000 867,346,793 0.330   2016/09/09 0.067   2016/12/29
27992 Goldman Sachs SP (Asia) - HKEX European Warrants Aug 2017 A HKD 0.107   0.057   0.071   5,037,710,000 412,478,990 N/A 0.170   2017/02/17 0.057   2017/03/10 6,159,230,000 525,312,130 -   - -   -
24927 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 A HKD 0.204   0.148   0.167   345,390,000 61,126,870 N/A 0.265   2017/02/17 0.146   2017/02/03 605,470,000 114,015,940 -   - -   -
11303 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 B HKD 0.183   0.117   0.120   55,820,000 8,504,180 N/A 0.183   2017/03/17 0.117   2017/03/30 55,820,000 8,504,180 -   - -   -
27820 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 A HKD 0.147   0.103   0.106   107,740,000 13,280,870 N/A 0.177   2017/02/17 0.103   2017/03/31 142,900,000 18,924,900 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.039   0.017   0.022   11,629,280,000 394,833,390 356,662,285 0.073   2017/02/16 0.017   2017/03/13 35,656,230,000 1,813,066,700 0.174   2016/10/11 0.036   2016/12/28
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.038   0.018   0.022   91,620,000 2,746,190 N/A 0.079   2017/02/16 0.018   2017/03/09 15,702,380,000 998,268,220 0.199   2016/10/11 0.039   2016/12/28
15282 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 B HKD 0.106   0.056   0.070   6,439,420,000 456,903,440 N/A 0.149   2017/02/16 0.056   2017/03/10 14,508,890,000 1,094,882,920 0.117   2016/12/21 0.082   2016/12/28
15825 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 C HKD 0.152   0.097   0.120   1,960,000 225,710 N/A 0.187   2017/02/17 0.088   2017/01/25 1,298,000,000 155,830,690 -   - -   -
14185 Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2017 A HKD 0.012   0.010   0.010   8,170,000 83,290 N/A 0.061   2017/02/16 0.010   2017/03/21 183,600,000 5,649,450 0.178   2016/11/11 0.022   2016/12/28
24599 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 A HKD 0.010   0.010   0.010   100,000 1,000 8,883,175 0.020   2017/02/28 0.010   2017/03/21 4,870,000 54,060 0.179   2016/01/04 0.015   2016/12/20
26773 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 B HKD 0.070   0.017   0.018   17,188,300,000 754,423,170 335,809,737 0.078   2017/02/16 0.017   2017/03/31 17,617,460,000 772,238,590 0.222   2016/04/25 0.033   2016/12/28
21511 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 A HKD 0.126   0.083   0.096   363,790,000 38,243,980 N/A 0.172   2017/02/16 0.083   2017/03/10 720,930,000 88,881,830 -   - -   -
27567 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 B HKD 0.119   0.080   0.090   455,260,000 45,431,130 N/A 0.182   2017/02/16 0.080   2017/03/10 616,320,000 68,481,740 -   - -   -
11522 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 A HKD 0.228   0.180   0.187   174,770,000 35,753,730 N/A 0.228   2017/03/20 0.180   2017/03/30 174,770,000 35,753,730 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.110   0.064   0.083   354,260,000 31,564,500 37,730,917 0.160   2017/02/16 0.064   2017/03/10 1,074,630,000 109,378,180 0.295   2016/04/25 0.080   2016/12/28
14942 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B HKD 0.055   0.032   0.041   37,800,000 1,664,780 N/A 0.086   2017/02/16 0.032   2017/03/13 270,120,000 18,008,770 0.112   2016/12/09 0.062   2016/12/28
13646 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Apr 2017 A HKD -   -   0.015   0 0 N/A 0.046   2017/01/11 0.034   2017/02/16 2,860,000 112,000 0.270   2016/10/11 0.027   2016/12/23
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.031   0.021   0.022   5,800,000 148,940 226,323 0.037   2017/02/15 0.021   2017/03/10 19,700,000 589,340 0.050   2016/09/22 0.015   2016/05/16
26701 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 B HKD 0.760   0.670   0.590   216,000 158,660 N/A 0.810   2017/02/22 0.590   2017/02/09 820,000 602,140 -   - -   -
23499 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.088   2016/07/18 0.013   2016/01/04
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.125   0.095   0.100   8,480,000 943,900 1,496,213 0.125   2017/03/21 0.082   2017/02/03 64,420,000 6,155,540 0.113   2016/01/04 0.040   2016/05/16
14424 Goldman Sachs SP (Asia) - HSBC European Put Wts Apr 2017 C HKD 0.011   0.010   0.010   936,000 9,460 N/A 0.103   2017/01/03 0.010   2017/03/15 2,993,280,000 162,234,536 0.183   2016/11/21 0.071   2016/12/12
15093 Goldman Sachs SP (Asia) - HSBC European Put Wts Jun 2017 C HKD 0.185   0.103   0.106   1,339,088,000 178,903,336 N/A 0.375   2017/01/03 0.089   2017/02/20 2,664,668,000 373,320,024 0.425   2016/12/28 0.315   2016/12/15
13274 Goldman Sachs SP (Asia) - HSBC European Put Wts Mar 2017 B HKD -   -   0.010   0 0 108,226,389 0.052   2017/01/03 0.011   2017/01/27 39,884,000 1,602,736 0.275   2016/09/19 0.034   2016/12/08
13000 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 A HKD 0.134   0.048   0.048   29,000,000 2,741,856 412,327,833 0.375   2017/02/20 0.048   2017/03/31 3,178,480,000 548,259,836 0.370   2016/12/08 0.071   2016/11/09
13642 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 B HKD 0.218   0.067   0.083   9,376,000 1,245,572 N/A 0.460   2017/02/16 0.067   2017/03/27 24,104,000 5,810,252 0.470   2016/12/08 0.088   2016/11/09
29562 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 A HKD 0.152   0.079   0.090   73,524,000 7,820,676 N/A 0.152   2017/03/13 0.079   2017/03/27 73,524,000 7,820,676 -   - -   -
16518 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 A HKD 0.290   0.209   0.235   33,100,000 8,076,588 N/A 0.450   2017/02/13 0.209   2017/03/27 64,472,000 19,656,648 -   - -   -
26929 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 B HKD 0.140   0.089   0.094   1,441,524,000 181,126,112 N/A 0.265   2017/02/15 0.089   2017/03/27 1,470,644,000 186,577,696 -   - -   -
14367 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 A HKD 0.125   0.053   0.053   7,363,836,000 743,580,084 N/A 0.270   2017/02/16 0.053   2017/03/31 14,796,816,000 1,728,837,496 0.345   2016/12/08 0.136   2016/12/28
15092 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 B HKD 0.068   0.038   0.047   91,876,000 4,999,440 N/A 0.159   2017/02/16 0.038   2017/03/09 9,553,372,000 1,080,709,152 0.247   2016/12/14 0.098   2016/12/29
26305 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 D HKD 0.048   0.028   0.034   9,848,000 392,192 N/A 0.135   2017/02/20 0.028   2017/03/10 6,226,088,000 752,842,388 -   - -   -
29336 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 E HKD 0.211   0.128   0.140   138,608,000 24,015,956 N/A 0.211   2017/03/16 0.128   2017/03/27 138,608,000 24,015,956 -   - -   -
29527 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 F HKD 0.162   0.090   0.096   13,590,476,000 1,708,636,220 N/A 0.162   2017/03/16 0.090   2017/03/27 13,590,476,000 1,708,636,220 -   - -   -
11725 Goldman Sachs SP (Asia) - HSBC European Warrants Mar 2017 A HKD -   -   0.920   0 0 1,288,990 1.030   2017/02/09 0.800   2017/01/17 1,344,000 1,223,360 1.010   2016/12/12 0.140   2016/08/03
14935 Goldman Sachs SP (Asia) - HSBC European Warrants May 2017 A HKD 0.068   0.018   0.018   83,756,000 3,792,316 N/A 0.188   2017/02/20 0.018   2017/03/31 22,825,772,000 2,536,729,128 0.290   2016/12/12 0.104   2016/12/29
28561 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 A HKD 0.083   0.047   0.048   24,164,000 1,460,352 N/A 0.097   2017/02/22 0.047   2017/03/27 33,012,000 2,194,064 -   - -   -
29564 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 B HKD 0.161   0.082   0.088   84,856,000 9,052,984 N/A 0.161   2017/03/13 0.082   2017/03/27 84,856,000 9,052,984 -   - -   -
13712 Goldman Sachs SP (Asia) - HSCEI European Put Wts Mar 2017 B HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.147   2017/01/03 0.010   2017/03/10 503,290,000 38,815,480 0.182   2016/12/23 0.086   2016/12/08
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD 0.161   0.101   0.120   52,820,000 6,934,430 70,059,093 0.189   2017/02/23 0.068   2017/02/03 813,840,000 98,308,500 0.232   2016/09/09 0.059   2016/12/23
27904 Goldman Sachs SP (Asia) - HSCEI European Warrants Mar 2017 A HKD -   -   0.380   0 0 12,276,760 0.360   2017/02/15 0.156   2017/01/03 96,410,000 19,570,750 0.330   2016/10/06 0.114   2016/05/24
14105 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 B HKD 0.027   0.010   0.010   174,840,000 3,366,820 N/A 0.177   2017/01/03 0.010   2017/03/16 4,131,850,000 214,037,890 0.228   2016/11/09 0.114   2016/12/08
16023 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 D HKD 0.015   0.010   0.010   6,990,000 86,950 N/A 0.126   2017/01/04 0.010   2017/03/15 2,385,790,000 127,923,940 -   - -   -
27810 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 A HKD 0.122   0.059   0.073   2,119,200,000 179,689,170 N/A 0.122   2017/03/03 0.059   2017/03/21 3,290,960,000 297,272,580 -   - -   -
28923 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 C HKD 0.168   0.094   0.110   2,598,150,000 317,391,800 N/A 0.168   2017/03/10 0.094   2017/03/21 2,794,210,000 347,478,110 -   - -   -
29247 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 D HKD 0.168   0.073   0.085   3,125,960,000 302,741,260 N/A 0.168   2017/03/03 0.073   2017/03/21 3,125,960,000 302,741,260 -   - -   -
23875 Goldman Sachs SP (Asia) - HSI European Put Wts Jul 2017 C HKD 0.063   0.026   0.031   1,118,990,000 44,229,960 N/A 0.140   2017/01/24 0.026   2017/03/21 2,408,070,000 119,112,610 -   - -   -
15495 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 E HKD 0.056   0.019   0.022   1,540,260,000 50,680,680 N/A 0.181   2017/01/03 0.019   2017/03/21 5,607,080,000 384,455,220 0.175   2016/12/30 0.171   2016/12/30
16019 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 F HKD 0.065   0.023   0.029   2,911,710,000 130,037,130 N/A 0.169   2017/01/04 0.023   2017/03/21 6,647,080,000 410,311,170 -   - -   -
13046 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 C HKD 0.023   0.010   0.010   52,350,000 910,510 153,480,932 0.161   2017/01/03 0.010   2017/03/15 1,584,390,000 94,043,030 0.211   2016/12/23 0.102   2016/10/25
13711 Goldman Sachs SP (Asia) - HSI European Put Wts Mar 2017 E HKD 0.070   0.010   0.010   58,810,000 2,574,220 N/A 0.166   2017/01/17 0.010   2017/03/22 3,796,920,000 213,191,880 0.285   2016/12/23 0.152   2016/10/25
14987 Goldman Sachs SP (Asia) - HSI European Put Wts May 2017 B HKD 0.025   0.012   0.012   10,640,000 239,000 N/A 0.122   2017/01/03 0.012   2017/03/16 1,935,910,000 108,275,540 0.149   2016/12/28 0.113   2016/12/14
22854 Goldman Sachs SP (Asia) - HSI European Put Wts May 2017 C HKD 0.059   0.015   0.020   3,536,960,000 161,724,740 N/A 0.144   2017/01/17 0.015   2017/03/21 7,758,230,000 420,468,290 -   - -   -
11492 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2017 A HKD 0.117   0.091   0.098   956,860,000 96,521,590 N/A 0.117   2017/03/17 0.091   2017/03/30 956,860,000 96,521,590 -   - -   -
29285 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 B HKD 0.157   0.083   0.095   2,238,120,000 248,613,760 N/A 0.157   2017/03/06 0.083   2017/03/21 2,238,120,000 248,613,760 -   - -   -
11283 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 D HKD 0.116   0.068   0.072   1,008,130,000 80,737,580 N/A 0.116   2017/03/17 0.068   2017/03/31 1,008,130,000 80,737,580 -   - -   -
13759 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 A HKD 0.015   0.010   0.010   7,450,000 82,750 N/A 0.024   2017/02/20 0.010   2017/03/28 678,100,000 11,778,420 0.089   2016/10/25 0.010   2016/12/30
14525 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 C HKD 0.265   0.169   0.245   141,350,000 28,095,020 N/A 0.265   2017/03/20 0.082   2017/01/03 2,343,580,000 311,708,800 0.210   2016/12/08 0.067   2016/12/28
28116 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 B HKD 0.141   0.076   0.102   4,381,130,000 470,768,450 N/A 0.186   2017/02/21 0.076   2017/03/09 5,948,590,000 705,789,420 -   - -   -
11481 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 E HKD 0.245   0.192   0.194   238,800,000 53,014,870 N/A 0.245   2017/03/21 0.192   2017/03/31 238,800,000 53,014,870 -   - -   -
16013 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 A HKD 0.239   0.220   0.295   790,000 177,920 N/A 0.250   2017/02/28 0.171   2017/01/04 605,020,000 117,067,000 -   - -   -
22863 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 B HKD 0.219   0.113   0.154   1,216,280,000 195,928,060 N/A 0.219   2017/03/21 0.101   2017/02/03 3,419,700,000 500,425,620 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.280   0.151   0.211   173,980,000 34,331,320 401,367,842 0.280   2017/03/21 0.089   2017/01/03 5,677,370,000 835,102,990 0.340   2016/09/22 0.076   2016/12/28
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.074   0.029   0.040   4,227,890,000 213,702,830 151,298,557 0.074   2017/03/21 0.029   2017/03/09 6,629,590,000 344,392,980 0.178   2016/09/22 0.022   2016/12/28
14990 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 C HKD 0.161   0.075   0.109   3,349,830,000 357,460,320 N/A 0.161   2017/03/21 0.058   2017/01/04 7,647,490,000 800,066,950 0.154   2016/12/09 0.048   2016/12/23
15458 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 D HKD 0.239   0.167   0.223   15,880,000 2,992,750 N/A 0.239   2017/03/17 0.139   2017/02/03 483,980,000 81,301,190 -   - -   -
28776 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 A HKD 0.285   0.285   0.305   100,000 28,500 37,154,775 0.285   2017/03/16 0.087   2017/01/03 451,920,000 55,213,390 0.290   2016/09/26 0.070   2016/12/28
12333 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 B HKD 0.110   0.018   0.071   30,520,000 1,388,090 157,790,840 0.110   2017/03/21 0.018   2017/03/09 3,097,830,000 151,699,640 0.248   2016/09/09 0.015   2016/12/28
13404 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2017 D HKD 0.033   0.010   0.010   22,100,000 368,150 163,767,503 0.040   2017/02/20 0.010   2017/03/24 1,841,790,000 48,807,640 0.155   2016/10/11 0.010   2016/12/28
14104 Goldman Sachs SP (Asia) - HSI European Warrants May 2017 A HKD 0.100   0.035   0.056   4,348,250,000 262,856,260 N/A 0.100   2017/03/21 0.034   2017/01/04 8,741,630,000 586,212,670 0.132   2016/11/09 0.028   2016/12/23
12364 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2017 A HKD 0.149   0.088   0.090   303,130,000 38,917,260 N/A 0.149   2017/03/24 0.088   2017/03/31 303,130,000 38,917,260 -   - -   -
16011 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 A HKD 0.275   0.190   0.247   399,630,000 86,593,180 N/A 0.290   2017/02/23 0.172   2017/01/16 1,241,330,000 256,848,710 -   - -   -
11115 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 C HKD 0.160   0.082   0.083   724,170,000 88,599,980 N/A 0.160   2017/03/16 0.082   2017/03/31 724,170,000 88,599,980 -   - -   -
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD 0.061   0.023   0.031   7,120,000 301,900 244,180 0.072   2017/02/15 0.023   2017/03/30 17,340,000 830,800 0.109   2016/04/25 0.032   2016/08/05
14423 Goldman Sachs Sp (Asia) - ICBC European Warrants Apr 2017 A HKD 0.166   0.046   0.069   7,150,000 697,560 N/A 0.193   2017/02/16 0.039   2017/02/03 1,402,181,000 106,242,881 0.182   2016/12/12 0.063   2016/12/28
11234 Goldman Sachs Sp (Asia) - ICBC European Warrants Aug 2017 A HKD 0.218   0.142   0.145   15,632,000 2,859,502 N/A 0.218   2017/03/16 0.142   2017/03/31 15,632,000 2,859,502 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.560   0.430   0.475   1,656,000 895,180 3,570,861 0.590   2017/02/20 0.300   2017/02/03 25,140,000 9,170,760 0.740   2016/09/22 0.101   2016/05/23
15494 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 B HKD 0.400   0.260   0.320   7,298,000 2,449,385 N/A 0.460   2017/02/24 0.194   2017/02/08 28,292,000 7,904,920 0.255   2016/12/30 0.247   2016/12/30
26448 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 C HKD 0.245   0.115   0.154   310,758,000 47,619,309 N/A 0.270   2017/02/16 0.115   2017/03/10 686,403,000 126,835,206 -   - -   -
28558 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 D HKD 0.123   0.051   0.063   1,891,712,000 159,201,730 N/A 0.153   2017/02/23 0.051   2017/03/09 2,084,370,000 186,455,615 -   - -   -
13006 Goldman Sachs Sp (Asia) - ICBC European Warrants May 2017 A HKD 0.119   0.045   0.045   7,074,000 602,838 14,628,004 0.136   2017/02/23 0.040   2017/02/03 251,358,000 18,959,862 0.325   2016/09/22 0.060   2016/12/28
11900 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 A HKD 0.174   0.085   0.087   6,786,000 789,779 N/A 0.174   2017/03/21 0.085   2017/03/31 6,786,000 789,779 -   - -   -
13536 Goldman Sachs SP (Asia) - Kingsoft European Wts Mar 2017 A HKD 0.010   0.010   0.010   100,000 1,000 12,633,278 0.027   2017/01/06 0.010   2017/03/23 19,750,000 430,100 0.250   2016/09/29 0.019   2016/12/28
15820 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2017 A HKD 0.485   0.205   0.480   19,230,000 6,821,300 N/A 0.485   2017/03/31 0.195   2017/02/24 89,550,000 23,657,340 -   - -   -
14150 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2017 A HKD -   -   0.010   0 0 N/A 0.166   2017/01/17 0.015   2017/02/20 321,814,000 42,937,972 0.203   2016/11/10 0.076   2016/12/29
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.023   0.019   0.019   4,780,000 98,020 267,767 0.032   2017/02/15 0.013   2017/02/21 13,760,000 293,580 0.162   2016/03/18 0.025   2016/12/13
16845 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 A HKD 0.260   0.133   0.221   45,134,000 8,231,190 N/A 0.460   2017/01/16 0.133   2017/03/13 100,926,000 21,680,286 -   - -   -
15247 Goldman Sachs SP (Asia) - Lenovo European Wts Jun 2017 A HKD 0.218   0.087   0.162   185,736,000 32,439,868 N/A 0.390   2017/01/17 0.087   2017/03/10 998,178,000 235,337,024 0.305   2016/12/16 0.223   2016/12/29
28257 Goldman Sachs SP (Asia) - Link REIT European Wts Mar 2017 A HKD 0.020   0.020   0.010   40,000 800 6,028,428 0.211   2017/01/11 0.020   2017/03/16 48,410,000 6,899,650 0.630   2016/07/28 0.091   2016/12/29
16840 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Jul 2017 A HKD 0.610   0.330   0.305   5,771,000 2,593,537 N/A 0.900   2017/02/16 0.330   2017/03/30 11,920,000 6,352,835 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD 0.860   0.650   0.660   638,000 523,400 446,347 0.990   2017/02/10 0.650   2017/03/28 3,040,000 2,617,980 1.000   2016/12/01 0.360   2016/07/25
14178 Goldman Sachs SP (Asia) - PetroChina European Wts Apr 2017 A HKD 0.106   0.027   0.030   10,480,000 462,604 N/A 0.465   2017/01/13 0.027   2017/03/31 463,502,000 156,877,920 0.365   2016/12/21 0.115   2016/11/18
25938 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 A HKD 0.128   0.052   0.053   39,908,000 3,344,914 N/A 0.245   2017/02/13 0.052   2017/03/31 78,904,000 11,501,454 -   - -   -
11529 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 B HKD 0.201   0.104   0.109   1,022,068,000 128,231,096 N/A 0.201   2017/03/21 0.104   2017/03/31 1,022,068,000 128,231,096 -   - -   -
16131 Goldman Sachs SP (Asia) - PetroChina European Wts Jun 2017 A HKD 0.109   0.031   0.032   1,504,732,000 107,214,582 N/A 0.385   2017/01/09 0.031   2017/03/31 2,131,704,000 273,037,684 -   - -   -
14141 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 A HKD 0.285   0.067   0.181   43,905,000 7,280,105 N/A 0.285   2017/03/23 0.053   2017/02/03 4,114,615,000 329,525,330 0.410   2016/11/28 0.098   2016/12/29
14365 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 B HKD 0.032   0.010   0.022   31,080,000 656,940 N/A 0.069   2017/02/15 0.010   2017/03/20 2,062,045,000 123,080,175 0.220   2016/11/28 0.040   2016/12/29
14771 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A HKD 0.117   0.068   0.092   404,190,000 36,440,245 N/A 0.117   2017/03/23 0.055   2017/02/03 6,801,465,000 526,874,890 0.136   2016/12/09 0.067   2016/12/29
16533 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 A HKD 0.260   0.128   0.190   78,830,000 14,727,165 N/A 0.260   2017/03/24 0.100   2017/02/03 235,070,000 40,390,390 -   - -   -
28458 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 B HKD 0.121   0.066   0.068   2,596,175,000 254,834,185 N/A 0.153   2017/02/22 0.066   2017/03/31 2,628,375,000 258,665,190 -   - -   -
27149 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 A HKD 0.202   0.091   0.133   141,820,000 20,209,250 N/A 0.205   2017/02/21 0.091   2017/03/10 255,220,000 40,367,945 -   - -   -
29278 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 B HKD 0.150   0.090   0.099   2,341,715,000 290,853,395 N/A 0.150   2017/03/23 0.090   2017/03/17 2,341,715,000 290,853,395 -   - -   -
11511 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 C HKD 0.365   0.241   0.270   15,160,000 4,734,075 N/A 0.365   2017/03/24 0.241   2017/03/17 15,160,000 4,734,075 -   - -   -
12913 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 A HKD 0.020   0.010   0.010   5,560,000 69,120 294,966,613 0.069   2017/01/11 0.010   2017/03/21 17,392,830,000 816,027,575 0.370   2016/09/09 0.038   2016/12/29
13168 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 B HKD -   -   0.010   0 0 12,437,564 0.021   2017/01/13 0.014   2017/01/23 40,680,000 732,190 0.193   2016/09/22 0.015   2016/12/29
13910 Goldman Sachs SP (Asia) - Ping An European Wts Mar 2017 C HKD -   -   0.010   0 0 N/A 0.035   2017/01/03 0.010   2017/02/03 138,755,000 3,825,945 0.165   2016/11/28 0.023   2016/12/23
15491 Goldman Sachs SP (Asia) - Ping An European Wts May 2017 A HKD 0.168   0.058   0.091   3,375,855,000 265,649,135 N/A 0.168   2017/03/23 0.043   2017/02/03 16,352,195,000 1,566,748,175 0.105   2016/12/30 0.080   2016/12/23
23856 Goldman Sachs SP (Asia) - Ping An European Wts May 2017 B HKD 0.237   0.103   0.160   455,025,000 76,120,020 N/A 0.237   2017/03/23 0.082   2017/02/03 1,105,570,000 161,773,555 -   - -   -
28277 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 A HKD 0.213   0.137   0.155   231,935,000 39,673,595 N/A 0.280   2017/02/21 0.137   2017/03/15 263,995,000 46,591,030 -   - -   -
27150 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 A HKD 0.204   0.108   0.137   98,930,000 14,644,795 N/A 0.204   2017/03/21 0.108   2017/03/10 187,560,000 30,222,370 -   - -   -
11298 Goldman Sachs SP (Asia) - Sands China Euro Wts Jul 2017 A HKD 0.211   0.136   0.165   35,244,000 5,830,232 N/A 0.211   2017/03/20 0.136   2017/03/27 35,244,000 5,830,232 -   - -   -
15968 Goldman Sachs SP (Asia) - Sands China Euro Wts Jun 2017 A HKD 0.189   0.100   0.165   424,416,000 58,408,228 N/A 0.295   2017/01/11 0.075   2017/02/23 1,413,604,000 183,335,080 -   - -   -
13565 Goldman Sachs SP (Asia) - Sands China Euro Wts Mar 2017 A HKD 0.014   0.010   0.010   4,616,000 49,560 53,017,825 0.100   2017/01/11 0.010   2017/03/17 256,536,000 17,216,012 0.300   2016/10/03 0.060   2016/12/29
15072 Goldman Sachs SP (Asia) - Sands China Euro Wts May 2017 A HKD 0.021   0.012   0.019   2,596,000 38,360 N/A 0.105   2017/01/11 0.010   2017/02/28 437,996,000 28,493,068 0.125   2016/12/14 0.067   2016/12/29
11549 Goldman Sachs SP (Asia) - SHK Ppt European Put Wt Mar 2017 A HKD -   -   0.010   0 0 7,540,838 0.265   2017/01/03 0.010   2017/02/10 174,500,000 13,245,840 0.630   2016/08/03 0.177   2016/11/04
14229 Goldman Sachs SP (Asia) - SHK Ppt European Wts Apr 2017 A HKD 0.235   0.235   0.163   160,000 37,600 N/A 0.290   2017/02/22 0.075   2017/01/03 103,010,000 13,111,640 0.249   2016/12/12 0.078   2016/12/30
14934 Goldman Sachs SP (Asia) - SHK Ppt European Wts May 2017 A HKD 0.640   0.415   0.580   10,210,000 5,108,450 N/A 0.690   2017/02/23 0.220   2017/01/03 103,010,000 40,304,570 0.570   2016/12/09 0.197   2016/12/30
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD 0.360   0.355   0.365   270,000 97,100 2,019,733 0.360   2017/03/16 0.217   2017/01/03 14,300,000 3,664,490 0.445   2016/09/09 0.145   2016/05/18
16589 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2017 A HKD 1.010   0.780   0.990   12,102,000 9,520,090 N/A 1.300   2017/02/02 0.780   2017/03/10 60,625,500 54,386,015 -   - -   -
14824 Goldman Sachs SP (Asia) - Stanchart European Wts Jun 2017 A HKD 0.670   0.420   0.660   4,794,500 2,411,641 N/A 1.200   2017/02/06 0.405   2017/01/03 75,266,500 55,061,101 0.570   2016/12/08 0.375   2016/12/30
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD 0.018   0.014   0.013   1,100,000 17,800 417,927 0.052   2017/01/03 0.014   2017/03/09 14,340,000 481,530 0.095   2016/07/07 0.033   2016/09/06
24956 Goldman Sachs SP (Asia) - Tencent European Put Wt Jun 2017 F HKD 0.077   0.014   0.020   6,900,350,000 381,936,430 N/A 0.119   2017/02/01 0.014   2017/03/29 11,304,200,000 681,137,590 -   - -   -
11371 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 A HKD 0.010   0.010   0.010   150,000 1,500 2,420,242 0.030   2017/01/03 0.010   2017/03/09 29,900,000 605,390 0.144   2016/07/11 0.025   2016/10/25
13911 Goldman Sachs SP (Asia) - Tencent European Put Wt Mar 2017 C HKD 0.075   0.055   0.020   890,000 61,550 N/A 0.243   2017/01/03 0.037   2017/02/23 146,480,000 21,859,510 0.310   2016/12/28 0.137   2016/10/25
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.096   0.038   0.041   1,039,080,000 64,980,420 N/A 0.204   2017/01/03 0.038   2017/03/21 2,412,830,000 242,448,030 0.245   2016/12/23 0.195   2016/12/30
11614 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 E HKD 0.139   0.099   0.110   2,755,310,000 300,154,570 N/A 0.139   2017/03/23 0.099   2017/03/30 2,755,310,000 300,154,570 -   - -   -
14275 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2017 B HKD 0.218   0.052   0.157   434,290,000 50,207,840 N/A 0.218   2017/03/21 0.049   2017/01/04 25,838,400,000 1,764,523,880 0.130   2016/11/16 0.033   2016/12/28
17065 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 B HKD 0.275   0.145   0.243   60,380,000 10,217,950 N/A 0.275   2017/03/30 0.145   2017/03/03 128,540,000 22,120,980 -   - -   -
29524 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 C HKD 0.223   0.150   0.173   98,370,000 17,417,180 N/A 0.223   2017/03/21 0.150   2017/03/15 98,370,000 17,417,180 -   - -   -
12199 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 A HKD 0.181   0.153   0.158   66,580,000 11,252,700 N/A 0.181   2017/03/29 0.153   2017/03/27 66,580,000 11,252,700 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD 0.178   0.081   0.134   30,855,490,000 3,031,345,250 N/A 0.178   2017/03/21 0.073   2017/01/04 37,445,480,000 3,739,114,750 0.095   2016/12/12 0.055   2016/12/28
14420 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 D HKD 0.250   0.112   0.208   13,130,000 1,965,360 N/A 0.250   2017/03/20 0.089   2017/01/04 25,591,340,000 2,986,592,110 0.150   2016/11/23 0.066   2016/12/28
15268 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 E HKD 0.335   0.168   0.300   41,120,000 8,025,660 N/A 0.335   2017/03/30 0.122   2017/01/04 7,121,320,000 955,072,140 0.137   2016/12/30 0.094   2016/12/28
27148 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 G HKD 0.216   0.093   0.177   124,550,000 14,423,600 N/A 0.216   2017/03/21 0.093   2017/03/01 187,950,000 22,956,920 -   - -   -
29055 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 H HKD 0.870   0.365   0.600   396,484,000 256,208,350 N/A 0.870   2017/03/20 0.365   2017/03/03 396,484,000 256,208,350 -   - -   -
13913 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 D HKD 0.076   0.010   0.011   133,750,000 3,092,970 N/A 0.076   2017/03/21 0.010   2017/03/23 322,210,000 7,906,350 0.147   2016/10/25 0.012   2016/12/28
14427 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2017 E HKD 1.110   0.385   1.540   120,000 94,150 N/A 1.110   2017/03/17 0.300   2017/01/04 125,333,000 59,003,800 0.890   2016/11/22 0.191   2016/12/28
14103 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 B HKD 0.105   0.030   0.058   201,710,000 11,895,820 N/A 0.105   2017/03/21 0.030   2017/03/03 47,553,190,000 2,131,434,870 0.114   2016/11/08 0.026   2016/12/28
14730 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 C HKD 0.340   0.136   0.285   39,060,000 8,618,110 N/A 0.340   2017/03/20 0.095   2017/01/04 1,612,170,000 205,901,890 0.143   2016/12/06 0.068   2016/12/23
26404 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 D HKD 0.730   0.157   0.325   98,831,000 26,567,584 N/A 0.730   2017/03/21 0.157   2017/03/03 613,408,000 202,634,678 -   - -   -
17214 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 A HKD 0.310   0.177   0.270   38,790,000 7,724,940 N/A 0.310   2017/03/29 0.177   2017/03/01 154,800,000 31,709,030 -   - -   -
29522 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 B HKD 0.237   0.132   0.163   78,460,000 15,207,310 N/A 0.237   2017/03/21 0.132   2017/03/09 78,460,000 15,207,310 -   - -   -
28920 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 B HKD 0.144   0.094   0.101   16,502,370,000 2,025,180,980 N/A 0.144   2017/03/17 0.094   2017/03/03 16,514,430,000 2,026,758,890 -   - -   -
29435 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 C HKD 0.212   0.131   0.179   91,300,000 15,679,440 N/A 0.212   2017/03/21 0.131   2017/03/10 91,300,000 15,679,440 -   - -   -
14961 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C HKD 0.365   0.197   0.325   13,700,000 3,333,390 N/A 0.365   2017/03/30 0.153   2017/01/04 256,360,000 49,811,990 0.171   2016/12/09 0.121   2016/12/23
26928 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 D HKD 0.183   0.089   0.151   116,200,000 17,540,740 N/A 0.183   2017/03/21 0.089   2017/03/03 154,120,000 22,495,400 -   - -   -
12194 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 F HKD 0.160   0.101   0.105   6,024,510,000 758,723,900 N/A 0.160   2017/03/24 0.101   2017/03/31 6,024,510,000 758,723,900 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD 0.241   0.185   0.214   28,215,000 6,254,925 9,866,093 0.241   2017/03/23 0.172   2017/02/03 55,715,000 11,747,040 0.290   2016/09/09 0.117   2016/06/28
23938 Goldman Sachs SP (Asia) - Tracker Fund European Wts Mar 17 A HKD -   -   0.340   0 0 6,412,420 0.230   2017/02/15 0.111   2017/01/04 10,660,000 1,537,800 0.280   2016/09/29 0.069   2016/05/19
28105 Goldman Sachs SP (Asia) - Tracker Fund European Wts May 17 A HKD 0.380   0.380   0.365   80,000 30,400 946,268 0.380   2017/03/28 0.218   2017/01/04 3,360,000 854,665 0.350   2016/08/18 0.133   2016/05/19
14146 Goldman Sachs SP (Asia) -Ch Overseas European Wts Apr 2017 A HKD 0.101   0.011   0.018   37,200,000 1,819,280 N/A 0.105   2017/02/09 0.011   2017/03/27 163,840,000 9,125,780 0.179   2016/11/10 0.025   2016/12/29
14517 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jul 2017 A HKD 0.260   0.084   0.089   56,680,000 10,092,420 N/A 0.260   2017/03/17 0.084   2017/03/30 214,540,000 32,028,440 0.250   2016/11/30 0.086   2016/12/29
13703 Goldman Sachs SP (Asia) -Ch Overseas European Wts Mar 2017 A HKD -   -   0.010   0 0 N/A 0.011   2017/01/13 0.010   2017/01/13 2,000,000 21,000 0.091   2016/10/13 0.012   2016/12/12
15985 Goldman Sachs SP (Asia) -Ch Overseas European Wts Oct 2017 A HKD 0.250   0.088   0.093   159,320,000 27,879,340 N/A 0.250   2017/03/16 0.088   2017/03/31 353,380,000 65,355,480 -   - -   -
24596 Goldman Sachs SP (Asia) -Tencent European Wt Apr 2017 A HKD 0.540   0.365   0.520   1,420,000 708,700 5,397,743 0.540   2017/03/20 0.231   2017/01/05 8,070,000 2,777,480 0.520   2016/09/23 0.085   2016/02/12
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.121   0.055   0.088   24,445,690,000 2,224,103,400 654,255,080 0.121   2017/03/21 0.053   2017/01/04 41,590,170,000 3,816,281,690 0.199   2016/09/29 0.040   2016/12/23
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.410   0.224   0.365   24,660,000 8,207,150 251,284,575 0.410   2017/03/27 0.162   2017/01/04 543,940,000 111,175,330 0.420   2016/09/23 0.125   2016/12/28
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD 0.590   0.385   0.550   150,000 78,250 13,618,538 0.590   2017/03/21 0.260   2017/01/04 77,440,000 25,471,950 0.540   2016/10/06 0.185   2016/06/28
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD 0.188   0.071   0.137   4,930,570,000 410,618,280 221,933,498 0.188   2017/03/21 0.061   2017/01/04 14,383,300,000 1,200,924,710 0.260   2016/09/23 0.043   2016/12/23
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.115   0.040   0.075   347,890,000 25,592,690 489,782,248 0.115   2017/03/21 0.040   2017/03/03 42,483,150,000 2,826,898,960 0.226   2016/09/23 0.033   2016/12/28
13758 Goldman Sachs SP (Asia) -Tencent European Wt Mar 2017 B HKD -   -   0.010   0 0 N/A 0.070   2017/01/11 0.012   2017/02/24 44,476,000 2,113,426 0.640   2016/10/20 0.026   2016/12/28
26988 Goldman Sachs SP (Asia) -Tencent European Wt May 2017 A HKD 0.490   0.280   0.440   2,970,000 1,217,900 25,919,247 0.490   2017/03/29 0.170   2017/01/04 23,880,000 6,243,260 0.460   2016/09/23 0.095   2016/05/06
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.390   0.225   0.355   14,540,000 5,002,400 23,270,442 0.390   2017/03/27 0.174   2017/01/04 187,760,000 42,115,010 0.420   2016/09/23 0.142   2016/12/28
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.310   0.164   0.270   24,820,000 4,904,880 35,361,998 0.310   2017/03/29 0.137   2017/01/04 255,720,000 45,514,320 0.340   2016/09/29 0.108   2016/12/23
15370 Goldman Sachs SP (Asia)-Sinopec Corp European Wts May 2017 A HKD 0.234   0.075   0.200   154,042,000 13,416,150 N/A 0.400   2017/01/25 0.075   2017/03/15 264,110,000 42,039,474 0.236   2016/12/22 0.153   2016/12/29
11532 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Sep 2017 A HKD 0.380   0.275   0.345   64,998,000 21,588,910 N/A 0.380   2017/03/29 0.275   2017/03/20 64,998,000 21,588,910 -   - -   -
28797 Haitong Int'l Sec - HTSC European Warrants Mar 2017 A HKD -   -   0.018   0 0 896,549 0.049   2017/02/15 0.023   2017/02/23 53,880,000 2,105,386 0.247   2016/07/13 0.023   2016/12/22
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD 0.025   0.019   0.019   620,000 12,459 78,953 0.062   2017/01/05 0.019   2017/03/24 3,902,000 122,266 0.173   2016/05/16 0.042   2016/11/29
20961 Haitong Int'l Sec - A50 China European Warrants Jul 2017 A HKD 0.540   0.415   0.405   38,150,200 16,509,891 N/A 0.640   2017/02/21 0.415   2017/03/22 41,224,200 18,087,431 -   - -   -
29320 Haitong Int'l Sec - A50 China European Warrants Jul 2017 B HKD 0.189   0.183   0.142   200 37 N/A 0.189   2017/03/07 0.183   2017/03/07 200 37 -   - -   -
28795 Haitong Int'l Sec - A50 China European Warrants Mar 2017 A HKD 0.114   0.025   0.020   660,000 19,380 3,267,717 0.228   2017/02/20 0.025   2017/03/13 2,300,000 333,980 0.550   2016/11/30 0.161   2016/12/28
27712 Haitong Int'l Sec - Agile Ppt European Warrants Mar 2017 A HKD 1.790   0.099   1.790   8,496,000 2,494,056 645,485 1.790   2017/03/24 0.030   2017/02/02 35,396,000 3,829,942 0.450   2016/09/22 0.060   2016/12/23
27937 Haitong Int'l Sec - Agile Ppt European Warrants Sep 2017 A HKD 2.100   0.620   1.620   6,576,000 8,550,060 N/A 2.100   2017/03/23 0.395   2017/02/21 29,052,000 19,265,040 -   - -   -
29793 Haitong Int'l Sec - Agricultural Bk European Warrants Dec17A HKD 0.285   0.186   0.186   8,918,000 2,292,065 N/A 0.285   2017/03/16 0.186   2017/03/31 8,918,000 2,292,065 -   - -   -
29780 Haitong Int'l Sec - Agricultural Bk European Warrants Jan18A HKD 0.149   0.139   0.141   2,038,000 294,966 N/A 0.149   2017/03/31 0.139   2017/03/31 2,038,000 294,966 -   - -   -
29266 Haitong Int'l Sec - AIA European Put Warrants Aug 2017 B HKD 0.188   0.117   0.152   167,508,000 27,217,650 N/A 0.188   2017/03/14 0.117   2017/03/10 167,508,000 27,217,650 -   - -   -
28909 Haitong Int'l Sec - AIA European Warrants Aug 2017 A HKD 0.145   0.075   0.089   1,817,904,000 197,821,478 N/A 0.155   2017/02/27 0.075   2017/03/15 2,016,706,000 224,237,758 -   - -   -
15571 Haitong Int'l Sec - AIA European Warrants Jun 2017 A HKD 0.395   0.249   0.295   32,764,000 10,577,848 N/A 0.405   2017/02/27 0.159   2017/01/03 1,801,938,000 443,067,212 0.201   2016/12/30 0.163   2016/12/29
28910 Haitong Int'l Sec - AIA European Warrants Jun 2017 B HKD 0.255   0.154   0.172   355,802,000 66,554,972 N/A 0.255   2017/03/10 0.154   2017/03/15 358,410,000 67,130,774 -   - -   -
28958 Haitong Int'l Sec - AIA European Warrants Oct 2017 A HKD 0.193   0.120   0.105   37,456,000 5,905,022 N/A 0.240   2017/02/28 0.120   2017/03/13 320,396,000 67,448,972 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.082   0.049   0.072   10,280,000 654,600 281,717 0.082   2017/03/28 0.049   2017/03/09 22,200,000 1,452,040 0.072   2016/12/02 0.061   2016/12/14
24148 Haitong Int'l Sec - Ali Pictures European Warrants Oct 2017A HKD 0.260   0.177   0.216   1,400,000 325,080 N/A 0.300   2017/01/25 0.177   2017/03/07 1,610,000 375,280 -   - -   -
26584 Haitong Int'l Sec - Angang Steel European Warrants Dec 2018A HKD 0.222   0.148   0.156   27,950,000 5,023,740 N/A 0.255   2017/02/22 0.148   2017/03/27 38,952,000 7,494,140 -   - -   -
17926 Haitong Int'l Sec - Anhui Conch European Warrants Oct 2017 A HKD 0.650   0.455   0.530   2,020,000 1,071,600 N/A 0.650   2017/03/15 0.295   2017/01/10 21,240,000 7,775,475 -   - -   -
25515 Haitong Int'l Sec - Anhui Conch European Warrants Sep 2017 A HKD 0.244   0.148   0.149   44,375,000 9,003,005 N/A 0.280   2017/02/23 0.148   2017/03/31 123,965,000 26,944,040 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.076   0.046   0.049   16,370,000 956,132 1,547,600 0.103   2017/01/23 0.046   2017/03/22 75,650,000 6,190,758 0.270   2016/04/12 0.077   2016/12/28
28657 Haitong Int'l Sec - BAIC Motor European Warrants Mar 2018 A HKD 0.193   0.150   0.171   44,345,000 7,619,275 N/A 0.219   2017/02/24 0.150   2017/03/17 50,660,000 8,921,155 -   - -   -
14189 Haitong Int'l Sec - Baiyunshan Ph European Warrants Jun 17 A HKD 0.315   0.184   0.270   13,540,000 3,047,680 N/A 0.315   2017/03/13 0.174   2017/02/21 35,480,000 7,133,300 0.280   2016/11/17 0.280   2016/11/17
25520 Haitong Int'l Sec - BBMG European Warrants Aug 2017 A HKD 0.530   0.199   0.205   27,850,000 11,344,093 N/A 0.590   2017/02/22 0.199   2017/03/31 32,862,000 13,492,998 -   - -   -
23527 Haitong Int'l Sec - BEA European Put Warrants Dec 2017 A HKD 0.195   0.155   0.163   57,046,000 9,926,942 N/A 0.211   2017/02/07 0.150   2017/02/16 137,712,000 24,153,800 -   - -   -
28886 Haitong Int'l Sec - BEA European Warrants Oct 2017 A HKD 0.215   0.141   0.144   23,400,000 3,927,398 N/A 0.215   2017/03/02 0.141   2017/03/15 23,404,000 3,928,224 -   - -   -
29297 Haitong Int'l Sec - BJ Ent Water European Warrants Aug 2019A HKD 0.243   0.207   0.214   3,868,000 840,804 N/A 0.243   2017/03/07 0.207   2017/03/30 3,868,000 840,804 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD -   -   0.022   0 0 57,969 -   - -   - 0 0 0.083   2016/09/29 0.013   2016/11/25
29943 Haitong Int'l Sec - BOC HK European Put Warrants Mar 2018 A HKD 0.224   0.176   0.179   1,000,000 189,585 N/A 0.224   2017/03/14 0.176   2017/03/21 1,000,000 189,585 -   - -   -
11682 Haitong Int'l Sec - BOC HK European Warrants Mar 2017 A HKD 0.570   0.485   0.580   1,760,000 896,300 4,574,465 0.570   2017/03/24 0.430   2017/01/18 4,295,000 2,125,650 0.405   2016/12/08 0.200   2016/11/09
29944 Haitong Int'l Sec - BOC HK European Warrants Nov 2017 A HKD 0.260   0.219   0.211   40,100,000 9,356,510 N/A 0.260   2017/03/21 0.219   2017/03/22 40,100,000 9,356,510 -   - -   -
11059 Haitong Int'l Sec - BOCL European Warrants Aug 2018 A HKD 0.285   0.244   0.224   94,162,000 23,593,971 N/A 0.285   2017/03/21 0.244   2017/03/23 94,162,000 23,593,971 -   - -   -
13366 Haitong Int'l Sec - BOCL European Warrants May 2017 A HKD 0.129   0.043   0.046   26,837,000 2,342,342 24,909,398 0.184   2017/02/16 0.041   2017/02/07 374,895,000 32,253,269 0.195   2016/09/21 0.028   2016/12/23
28659 Haitong Int'l Sec - BOCL European Warrants Nov 2017 A HKD 0.157   0.087   0.088   917,044,000 103,694,318 N/A 0.205   2017/02/23 0.087   2017/03/31 1,036,670,000 125,904,715 -   - -   -
20967 Haitong Int'l Sec - BOCL European Warrants Sep 2017 A HKD 0.355   0.235   0.265   9,446,000 2,760,342 N/A 0.415   2017/02/24 0.223   2017/01/11 77,520,000 19,348,481 -   - -   -
24162 Haitong Int'l Sec - Brilliance Chi European Warrants Jan 18A HKD 0.320   0.239   0.250   4,120,000 1,074,040 N/A 0.320   2017/03/28 0.200   2017/02/03 11,840,000 2,786,040 -   - -   -
14933 Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A HKD 0.500   0.425   0.475   12,780,000 5,834,600 N/A 0.660   2017/01/04 0.415   2017/02/28 37,010,000 16,718,325 0.720   2016/12/28 0.600   2016/12/09
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.085   0.077   0.073   45,000 3,705 4,199,082 0.091   2017/02/09 0.074   2017/01/24 3,040,000 248,705 0.230   2016/09/07 0.080   2016/12/29
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD -   -   0.060   0 0 N/A 0.071   2017/01/06 0.060   2017/02/22 1,130,000 71,065 0.138   2016/11/08 0.064   2016/12/23
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.034   0.023   0.019   600,000 17,800 19,992,067 0.048   2017/02/09 0.023   2017/03/20 145,800,000 6,072,100 0.181   2016/09/07 0.031   2016/12/28
29159 Haitong Int'l Sec - BYD European Warrants Sep 2017 B HKD 0.295   0.118   0.139   107,220,000 23,396,565 N/A 0.295   2017/03/02 0.118   2017/03/30 107,220,000 23,396,565 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.345   0.305   0.300   97,000 32,175 142,871 0.385   2017/02/03 0.305   2017/03/17 758,000 270,300 0.455   2016/11/28 0.179   2016/06/13
23649 Haitong Int'l Sec - Car Inc European Warrants Dec 2017 A HKD 0.119   0.095   0.098   17,780,000 1,886,300 N/A 0.143   2017/02/09 0.095   2017/03/09 28,580,000 3,290,610 -   - -   -
28639 Haitong Int'l Sec - Car Inc European Warrants May 2018 A HKD 0.116   0.107   0.109   1,200,000 134,570 N/A 0.137   2017/02/23 0.107   2017/03/31 27,980,000 3,651,380 -   - -   -
29774 Haitong Int'l Sec - Cathay Pacific European Warrants Dec18 A HKD 0.255   0.232   0.238   9,142,000 2,224,214 N/A 0.255   2017/03/15 0.232   2017/03/15 9,142,000 2,224,214 -   - -   -
28905 Haitong Int'l Sec - CC Bank European Warrants Nov 2017 A HKD 0.208   0.090   0.093   3,187,271,000 495,993,299 N/A 0.212   2017/02/28 0.090   2017/03/31 3,187,473,000 496,036,123 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.320   0.162   0.164   33,130,000 7,692,973 40,371,204 0.340   2017/02/24 0.122   2017/02/08 922,040,000 208,322,224 0.340   2016/09/22 0.086   2016/12/23
15468 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B HKD 0.465   0.265   0.300   168,458,000 51,303,795 N/A 0.490   2017/02/28 0.195   2017/02/08 1,154,986,000 318,111,297 0.340   2016/12/30 0.176   2016/12/23
28891 Haitong Int'l Sec - CGN Power European Warrants Aug 2017 A HKD 0.270   0.186   0.185   50,772,000 10,491,764 N/A 0.300   2017/02/27 0.186   2017/03/30 50,774,000 10,492,329 -   - -   -
12371 Haitong Int'l Sec - CGN Power European Warrants Mar 2017 A HKD -   -   0.024   0 0 324,789 0.039   2017/02/16 0.018   2017/01/18 4,020,000 117,400 0.260   2016/09/09 0.051   2016/12/12
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.250   0.197   0.241   41,380,000 8,978,650 9,680,673 0.250   2017/03/02 0.116   2017/01/04 187,650,000 34,925,550 0.295   2016/04/29 0.104   2016/12/23
29312 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2019A HKD 0.270   0.233   0.270   8,560,000 2,059,460 N/A 0.270   2017/03/07 0.233   2017/03/09 8,560,000 2,059,460 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.153   0.088   0.108   237,990,000 26,916,380 8,375,980 0.153   2017/03/23 0.054   2017/02/03 462,560,000 46,172,640 0.174   2016/08/15 0.048   2016/12/22
29795 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017B HKD 0.570   0.325   0.385   12,722,000 5,248,695 N/A 0.570   2017/03/23 0.325   2017/03/13 12,722,000 5,248,695 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.207   0.148   0.144   15,020,000 2,876,940 2,858,802 0.207   2017/03/08 0.148   2017/03/30 54,990,000 10,125,600 0.255   2016/09/07 0.148   2016/12/23
29307 Haitong Int'l Sec - Ch LongYuan European Warrants May 2019 A HKD 0.280   0.185   0.173   2,172,000 513,118 N/A 0.280   2017/03/07 0.185   2017/03/28 2,172,000 513,118 -   - -   -
25519 Haitong Int'l Sec - Ch Molybdenum European Warrants Aug 17 A HKD 0.640   0.270   0.395   13,608,000 6,372,210 N/A 0.710   2017/02/23 0.270   2017/03/30 27,303,000 13,375,755 -   - -   -
29163 Haitong Int'l Sec - Ch Molybdenum European Warrants Sep 17 A HKD 0.345   0.123   0.175   13,056,000 2,607,309 N/A 0.345   2017/03/02 0.123   2017/03/30 13,056,000 2,607,309 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.237   0.172   0.176   6,580,000 1,298,640 981,360 0.305   2017/01/26 0.172   2017/03/31 8,100,000 1,697,380 0.315   2016/10/05 0.226   2016/09/06
17509 Haitong Int'l Sec - Ch Overseas European Warrants Aug 2017 A HKD 0.455   0.224   0.229   8,500,000 2,999,820 N/A 0.455   2017/03/16 0.224   2017/03/30 62,120,000 21,821,120 -   - -   -
29149 Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 A HKD 0.250   0.097   0.103   107,192,000 19,287,792 N/A 0.250   2017/03/17 0.097   2017/03/31 107,192,000 19,287,792 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.088   0.016   0.016   77,140,000 4,161,000 N/A 0.096   2017/02/23 0.016   2017/03/30 445,720,000 29,218,140 0.146   2016/11/29 0.032   2016/12/29
29146 Haitong Int'l Sec - Ch Overseas European Warrants Oct 2017 A HKD 0.250   0.085   0.086   82,060,000 13,077,340 N/A 0.250   2017/03/17 0.085   2017/03/30 82,060,000 13,077,340 -   - -   -
22926 Haitong Int'l Sec - Ch South City European Warrants Jan 18 A HKD 0.255   0.207   0.200   618,000 145,194 N/A 0.410   2017/01/18 0.207   2017/03/29 2,020,000 581,534 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.140   0.104   0.132   24,360,000 3,080,800 604,503 0.142   2017/02/24 0.096   2017/02/07 26,380,000 3,310,680 0.186   2016/08/29 0.102   2016/12/19
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.141   0.068   0.122   1,221,840,000 106,789,140 39,732,093 0.141   2017/03/27 0.060   2017/01/16 1,427,280,000 125,011,500 0.148   2016/09/23 0.061   2016/11/16
25556 Haitong Int'l Sec - CHALCO European Warrants Aug 2017 A HKD 0.470   0.138   0.149   32,942,000 11,139,628 N/A 0.500   2017/02/15 0.138   2017/03/31 50,206,000 17,829,188 -   - -   -
13393 Haitong Int'l Sec - Chi Res Land European Warrants Mar 2017A HKD 0.022   0.022   0.010   360,000 7,920 2,561,830 0.079   2017/02/09 0.022   2017/03/01 193,600,000 11,995,160 0.265   2016/09/29 0.031   2016/11/29
27924 Haitong Int'l Sec - Chi Res Land European Warrants Nov 2017A HKD 0.193   0.135   0.139   17,280,000 2,845,040 N/A 0.235   2017/02/22 0.135   2017/03/31 38,600,000 7,828,720 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD 0.108   0.057   0.057   12,560,000 1,057,640 443,953 0.125   2017/01/19 0.057   2017/03/30 22,100,000 2,150,960 0.285   2016/09/09 0.083   2016/12/28
22642 Haitong Int'l Sec - China Agri European Warrants Aug 2017 A HKD 0.650   0.430   0.460   7,109,000 3,594,575 N/A 0.730   2017/02/15 0.430   2017/03/27 10,996,000 6,063,960 -   - -   -
28363 Haitong Int'l Sec - China Cinda European Warrants Aug 2017 A HKD 0.375   0.215   0.217   15,685,000 4,627,855 N/A 0.390   2017/02/24 0.215   2017/03/31 66,308,000 21,549,025 -   - -   -
29160 Haitong Int'l Sec - China Cinda European Warrants Sep 2017 A HKD 0.295   0.165   0.166   35,838,000 7,272,553 N/A 0.295   2017/03/17 0.165   2017/03/31 35,838,000 7,272,553 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD 0.108   0.062   0.059   2,940,000 263,268 N/A 0.108   2017/03/14 0.062   2017/03/27 3,074,000 280,219 0.211   2016/11/18 0.201   2016/11/23
27330 Haitong Int'l Sec - China Dongxiang European Warrants Mar17A HKD -   -   0.015   0 0 122,311 0.025   2017/01/25 0.025   2017/01/25 500,000 12,500 0.335   2016/04/15 0.059   2016/12/16
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.086   0.051   0.066   6,600,000 445,380 93,743 0.086   2017/03/23 0.051   2017/03/08 7,040,000 480,440 0.163   2016/04/20 0.042   2016/11/02
22568 Haitong Int'l Sec - China EB Ltd European Warrants Dec 2017A HKD 0.200   0.147   0.148   21,088,000 3,532,430 N/A 0.255   2017/02/15 0.147   2017/03/31 46,474,000 8,970,284 -   - -   -
24012 Haitong Int'l Sec - China Gas Hold European Warrants Dec 17A HKD 0.300   0.233   0.265   1,226,000 363,058 N/A 0.300   2017/03/21 0.214   2017/02/16 16,268,000 3,800,086 -   - -   -
29939 Haitong Int'l Sec - China Gas Hold European Warrants Nov 17A HKD 0.139   0.129   0.130   1,080,000 146,640 N/A 0.139   2017/03/31 0.129   2017/03/31 1,080,000 146,640 -   - -   -
26603 Haitong Int'l Sec - China Hongqiao European Warrants Dec18A HKD 0.249   0.228   0.200   860,000 203,490 N/A 0.270   2017/02/20 0.228   2017/03/09 870,000 206,140 -   - -   -
27411 Haitong Int'l Sec - China Life European Put Warrants Oct 17A HKD 0.166   0.091   0.127   1,443,640,000 163,315,590 N/A 0.176   2017/02/17 0.091   2017/03/21 1,701,160,000 205,122,290 -   - -   -
28373 Haitong Int'l Sec - China Life European Put Warrants Sep 17B HKD 0.118   0.069   0.081   30,250,000 2,607,050 N/A 0.118   2017/03/01 0.069   2017/03/28 54,400,000 5,037,410 -   - -   -
13363 Haitong Int'l Sec - China Life European Warrants Apr 2017 A HKD 0.237   0.101   0.099   7,550,000 1,116,380 102,643,558 0.237   2017/03/17 0.044   2017/02/02 80,240,000 9,820,460 0.176   2016/11/28 0.038   2016/11/09
13077 Haitong Int'l Sec - China Life European Warrants Aug 2017 A HKD 0.163   0.144   0.152   521,920,000 75,703,690 N/A 0.163   2017/03/31 0.144   2017/03/31 521,920,000 75,703,690 -   - -   -
15465 Haitong Int'l Sec - China Life European Warrants Dec 2017 A HKD 0.260   0.175   0.181   2,219,820,000 424,428,570 N/A 0.265   2017/02/21 0.112   2017/02/03 14,802,270,000 2,455,529,720 0.114   2016/12/30 0.105   2016/12/29
28366 Haitong Int'l Sec - China Life European Warrants Dec 2017 B HKD 0.175   0.101   0.107   3,866,044,000 501,596,736 N/A 0.195   2017/02/21 0.101   2017/03/10 4,616,231,000 607,248,602 -   - -   -
29415 Haitong Int'l Sec - China Life European Warrants Jun 2017 A HKD 0.207   0.099   0.102   3,417,580,000 441,249,240 N/A 0.207   2017/03/17 0.099   2017/03/27 3,417,580,000 441,249,240 -   - -   -
27392 Haitong Int'l Sec - China Life European Warrants Nov 2017 A HKD 0.208   0.126   0.134   2,609,880,000 402,304,070 N/A 0.265   2017/02/15 0.126   2017/03/10 6,861,110,000 1,325,253,830 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.445   0.365   0.385   22,600,000 8,982,850 186,772,158 0.475   2017/02/15 0.260   2017/01/04 258,180,000 74,342,150 0.375   2016/11/30 0.181   2016/10/31
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD 0.650   0.600   0.670   320,000 199,600 152,575 0.650   2017/03/14 0.395   2017/01/04 760,000 379,300 0.485   2016/12/12 0.209   2016/08/04
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD 0.095   0.016   0.059   935,290,000 53,801,210 12,337,971 0.305   2017/01/03 0.016   2017/03/21 1,062,225,000 66,578,360 0.375   2016/11/14 0.162   2016/09/09
29158 Haitong Int'l Sec - China Mobile European Warrants Aug 2017A HKD 0.270   0.092   0.100   14,158,915,000 1,858,149,660 N/A 0.270   2017/03/21 0.092   2017/03/15 14,158,915,000 1,858,149,660 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD 0.044   0.034   0.017   3,550,000 130,800 371,351 0.044   2017/03/21 0.019   2017/01/04 4,410,000 148,300 0.320   2016/09/22 0.021   2016/12/29
15467 Haitong Int'l Sec - China Mobile European Warrants Jun 2017C HKD 0.450   0.137   0.160   84,580,000 22,003,450 N/A 0.450   2017/03/21 0.137   2017/03/15 2,943,560,000 961,952,125 0.275   2016/12/30 0.236   2016/12/28
12800 Haitong Int'l Sec - China Mobile European Warrants Mar 2017A HKD -   -   0.021   0 0 242,939 -   - -   - 0 0 0.265   2016/09/22 0.026   2016/11/11
14198 Haitong Int'l Sec - China Mobile European Warrants May 2017A HKD 0.067   0.011   0.012   32,590,000 1,134,000 N/A 0.108   2017/01/18 0.011   2017/03/27 6,519,660,000 530,339,650 0.188   2016/11/16 0.061   2016/12/28
26989 Haitong Int'l Sec - China Mobile European Warrants Sep 2017A HKD 0.194   0.062   0.068   4,462,125,000 639,292,500 N/A 0.241   2017/02/13 0.062   2017/03/15 9,997,905,000 1,637,158,195 -   - -   -
22964 Haitong Int'l Sec - China Power European Warrants Dec 2017 A HKD 0.430   0.285   0.285   2,694,000 1,018,040 N/A 0.430   2017/03/21 0.285   2017/03/28 9,467,000 3,558,725 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD 0.046   0.010   0.010   16,100,000 612,785 212,731 0.057   2017/02/15 0.010   2017/03/30 18,510,000 714,925 0.370   2016/07/28 0.050   2016/12/30
14932 Haitong Int'l Sec - China Railway European Warrants Dec 17 A HKD 0.093   0.062   0.062   93,050,000 6,695,090 N/A 0.093   2017/03/24 0.062   2017/03/31 186,020,000 14,049,870 0.115   2016/12/09 0.078   2016/12/23
28630 Haitong Int'l Sec - China Railway European Warrants Oct 17 A HKD 0.650   0.395   0.395   16,168,000 8,232,380 N/A 0.650   2017/03/24 0.390   2017/02/27 28,629,000 13,650,080 -   - -   -
29298 Haitong Int'l Sec - China Railway European Warrants Oct 19 A HKD 0.260   0.250   0.242   20,000 5,100 N/A 0.260   2017/03/10 0.250   2017/03/10 20,000 5,100 -   - -   -
26600 Haitong Int'l Sec - China Shenhua European Put Wts Dec17A HKD 0.236   0.187   0.230   96,200,000 20,664,575 N/A 0.241   2017/02/09 0.187   2017/03/17 166,420,000 36,066,265 -   - -   -
29309 Haitong Int'l Sec - China Shenhua European Warrants Oct 17 A HKD 0.450   0.138   0.370   33,590,000 5,708,570 N/A 0.450   2017/03/21 0.138   2017/03/10 33,590,000 5,708,570 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.250   0.055   0.150   63,825,000 5,625,990 N/A 0.250   2017/03/30 0.055   2017/03/10 248,480,000 23,023,665 0.270   2016/11/04 0.067   2016/12/23
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.370   0.335   0.370   74,000 26,490 246,225 0.370   2017/03/21 0.238   2017/01/09 1,254,000 371,170 0.350   2016/11/23 0.157   2016/08/22
21304 Haitong Int'l Sec - China State Con European Warrants Dec17B HKD 0.250   0.172   0.220   28,522,000 6,023,948 N/A 0.250   2017/03/24 0.171   2017/02/28 48,698,000 9,886,002 -   - -   -
12801 Haitong Int'l Sec - China Taiping European Warrants Mar 17 A HKD 0.179   0.057   0.066   1,262,000 136,166 3,083,999 0.179   2017/03/21 0.057   2017/03/13 120,626,000 15,097,640 0.290   2016/09/09 0.073   2016/12/29
27378 Haitong Int'l Sec - China Taiping European Warrants Sep 17 A HKD 0.270   0.182   0.186   14,950,000 3,048,456 N/A 0.270   2017/03/21 0.182   2017/03/10 31,510,000 6,972,878 -   - -   -
29265 Haitong Int'l Sec - China Telecom European Warrants Sep 17 A HKD 0.209   0.144   0.179   52,600,000 9,736,056 N/A 0.209   2017/03/21 0.144   2017/03/07 52,600,000 9,736,056 -   - -   -
22624 Haitong Int'l Sec - China Travel HK European Warrants Dec17A HKD 0.360   0.275   0.320   6,810,000 2,223,090 N/A 0.405   2017/02/15 0.275   2017/03/30 11,508,000 3,970,090 -   - -   -
11997 Haitong Int'l Sec - China Vanke European Put Warrants May17A HKD 0.044   0.015   0.015   4,819,000 133,885 828,582 0.123   2017/01/05 0.015   2017/03/13 10,544,000 633,943 0.211   2016/08/12 0.055   2016/12/01
15573 Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A HKD 0.380   0.186   0.232   22,481,000 6,084,096 N/A 0.380   2017/03/17 0.171   2017/01/04 98,585,000 21,445,728 0.182   2016/12/30 0.176   2016/12/29
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.244   0.221   0.249   22,888,000 5,304,514 N/A 0.250   2017/02/23 0.197   2017/01/04 60,328,000 13,436,962 0.245   2016/12/06 0.169   2016/11/22
24319 Haitong Int'l Sec - CICC European Warrants Aug 2017 A HKD 0.160   0.119   0.136   21,084,000 3,107,748 N/A 0.180   2017/02/23 0.119   2017/03/08 34,852,000 5,217,348 -   - -   -
11911 Haitong Int'l Sec - CITIC Bank European Warrants Mar 2017 A HKD -   -   0.010   0 0 2,017,044 0.050   2017/02/16 0.010   2017/02/13 7,071,000 253,679 0.285   2016/09/09 0.025   2016/12/15
28362 Haitong Int'l Sec - CITIC Bank European Warrants Nov 2017 A HKD 0.248   0.104   0.104   52,044,000 8,873,462 N/A 0.305   2017/02/23 0.104   2017/03/31 57,290,000 10,182,000 -   - -   -
28403 Haitong Int'l Sec - CITIC Sec European Warrants Jul 2018 A HKD 0.173   0.111   0.112   11,650,000 1,601,225 N/A 0.206   2017/02/21 0.111   2017/03/31 12,660,000 1,792,605 -   - -   -
20713 Haitong Int'l Sec - CKH European Warrants Jul 2017 A HKD 0.350   0.230   0.232   51,970,000 15,198,255 N/A 0.375   2017/02/28 0.183   2017/02/08 218,045,000 55,395,920 -   - -   -
29261 Haitong Int'l Sec - CKH European Warrants Oct 2017 A HKD 0.235   0.137   0.137   107,110,000 22,705,215 N/A 0.235   2017/03/06 0.137   2017/03/31 107,110,000 22,705,215 -   - -   -
27944 Haitong Int'l Sec - CM Bank European Warrants Mar 2018 A HKD 0.224   0.161   0.161   50,690,000 9,622,230 N/A 0.249   2017/02/21 0.161   2017/03/31 109,620,000 23,414,830 -   - -   -
13364 Haitong Int'l Sec - CM Bank European Warrants May 2017 A HKD 0.205   0.125   0.110   64,830,000 9,933,155 14,484,095 0.208   2017/02/21 0.065   2017/01/03 206,750,000 25,049,455 0.213   2016/09/28 0.052   2016/12/23
24024 Haitong Int'l Sec - CMS European Warrants Mar 2018 A HKD 0.265   0.185   0.224   18,260,000 3,844,570 N/A 0.280   2017/02/02 0.185   2017/03/10 20,180,000 4,305,330 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 1.250   0.640   0.660   11,536,000 10,453,120 4,072,321 1.250   2017/03/15 0.230   2017/01/03 32,058,000 20,201,010 0.450   2016/11/14 0.209   2016/12/28
27951 Haitong Int'l Sec - CNBM European Warrants Nov 2017 A HKD 0.850   0.350   0.380   30,902,000 17,457,270 N/A 0.850   2017/03/02 0.350   2017/03/30 47,172,000 28,576,610 -   - -   -
29317 Haitong Int'l Sec - CNBM European Warrants Sep 2017 A HKD 0.420   0.151   0.154   38,476,000 9,911,786 N/A 0.420   2017/03/16 0.151   2017/03/31 38,476,000 9,911,786 -   - -   -
11129 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 A HKD 0.147   0.096   0.126   1,431,524,000 182,985,709 N/A 0.147   2017/03/17 0.096   2017/03/23 1,431,524,000 182,985,709 -   - -   -
29416 Haitong Int'l Sec - CNOOC European Warrants Jul 2018 A HKD 0.139   0.113   0.126   1,495,070,000 183,556,620 N/A 0.139   2017/03/08 0.113   2017/03/23 1,495,070,000 183,556,620 -   - -   -
11429 Haitong Int'l Sec - CNOOC European Warrants Mar 2017 A HKD -   -   0.013   0 0 29,165,932 0.132   2017/01/05 0.019   2017/02/08 24,599,000 2,122,052 0.640   2016/10/24 0.075   2016/12/29
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.064   0.041   0.047   414,760,000 24,567,650 51,490,785 0.108   2017/01/05 0.041   2017/03/23 2,024,980,000 157,676,220 0.171   2016/04/22 0.085   2016/08/03
11141 Haitong Int'l Sec - CNOOC European Warrants Sep 2017 A HKD 0.177   0.128   0.147   264,114,000 39,870,283 N/A 0.177   2017/03/16 0.128   2017/03/22 264,114,000 39,870,283 -   - -   -
28892 Haitong Int'l Sec - COSCO Sh Hold European Warrants Aug 17 A HKD 0.460   0.227   0.265   27,900,000 9,244,413 N/A 0.470   2017/02/27 0.227   2017/03/27 28,365,000 9,452,093 -   - -   -
24198 Haitong Int'l Sec - COSCO Ship European Warrants Nov 2017 A HKD 0.620   0.410   0.420   1,258,000 725,240 N/A 0.670   2017/02/23 0.410   2017/03/31 10,008,000 5,496,900 -   - -   -
28890 Haitong Int'l Sec - COSCO Ship Port European Warrants Dec18A HKD 0.197   0.176   0.173   800,000 151,400 N/A 0.233   2017/02/27 0.176   2017/03/27 840,000 160,600 -   - -   -
27376 Haitong Int'l Sec - CPIC European Warrants Sep 2017 A HKD 0.157   0.093   0.096   39,610,000 5,383,658 N/A 0.214   2017/02/15 0.093   2017/03/31 99,794,000 17,381,606 -   - -   -
29318 Haitong Int'l Sec - CQRC Bank European Warrants Jan 2018 A HKD 0.730   0.490   0.490   4,660,000 2,857,455 N/A 0.730   2017/03/17 0.490   2017/03/31 4,660,000 2,857,455 -   - -   -
29310 Haitong Int'l Sec - CRCC European Warrants Dec 2018 A HKD 0.265   0.223   0.223   16,540,000 4,102,905 N/A 0.265   2017/03/24 0.223   2017/03/31 16,540,000 4,102,905 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD 0.146   0.087   0.087   35,460,000 4,155,740 4,308,820 0.146   2017/03/23 0.083   2017/01/16 134,830,000 14,947,985 0.200   2016/06/08 0.073   2016/10/13
28190 Haitong Int'l Sec - CRCC European Warrants May 2017 A HKD 0.213   0.140   0.141   32,490,000 5,604,105 5,085,738 0.213   2017/03/21 0.114   2017/01/03 127,410,000 21,928,050 0.239   2016/11/28 0.093   2016/10/11
28953 Haitong Int'l Sec - Crphoenixhealth European Warrants Feb18A HKD 0.185   0.091   0.111   14,120,000 1,757,475 N/A 0.185   2017/03/21 0.091   2017/03/31 14,130,000 1,758,970 -   - -   -
29311 Haitong Int'l Sec - CRRC European Warrants Dec 2019 A HKD 0.250   0.216   0.221   13,378,000 3,023,891 N/A 0.250   2017/03/27 0.216   2017/03/09 13,378,000 3,023,891 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD 0.056   0.027   0.028   57,750,000 2,588,490 2,283,980 0.061   2017/01/23 0.027   2017/03/30 95,090,000 4,427,730 0.190   2016/05/30 0.042   2016/12/23
12943 Haitong Int'l Sec - CRRC Times European Warrants Mar 2017 A HKD -   -   0.035   0 0 796,008 0.170   2017/01/27 0.026   2017/02/16 10,560,000 1,052,875 0.530   2016/09/06 0.089   2016/12/23
12684 Haitong Int'l Sec - CSDC European Warrants Aug 2017 A HKD 0.115   0.055   0.061   11,645,000 1,004,923 2,444,258 0.131   2017/02/13 0.055   2017/03/28 48,520,000 5,006,144 0.355   2016/09/09 0.097   2016/12/30
17569 Haitong Int'l Sec - CSDC European Warrants Dec 2017 A HKD 0.320   0.232   0.246   6,023,000 1,641,680 N/A 0.330   2017/02/22 0.222   2017/02/08 21,379,000 6,119,473 -   - -   -
20900 Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2018A HKD 0.114   0.094   0.100   17,010,000 1,745,092 N/A 0.132   2017/01/18 0.094   2017/03/09 25,636,000 2,817,212 -   - -   -
29325 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2017A HKD 0.162   0.103   0.112   1,281,600 146,279 N/A 0.162   2017/03/07 0.103   2017/03/30 1,281,600 146,279 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.102   0.080   0.082   28,000,000 2,525,160 12,385,068 0.117   2017/01/26 0.080   2017/03/30 62,948,000 6,360,122 0.249   2016/03/30 0.107   2016/12/22
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.290   0.249   0.290   1,660,000 463,480 1,672,053 0.290   2017/03/23 0.208   2017/01/03 42,040,000 9,891,780 0.255   2016/09/07 0.205   2016/12/29
23617 Haitong Int'l Sec - Dongfeng European Warrants Dec 2017 A HKD 0.163   0.100   0.109   48,740,000 6,981,780 N/A 0.176   2017/02/24 0.100   2017/03/29 151,820,000 21,051,460 -   - -   -
23682 Haitong Int'l Sec - ENN Energy European Warrants Dec 2017 A HKD 0.760   0.470   0.690   592,000 382,010 N/A 0.760   2017/03/17 0.455   2017/02/20 4,580,000 2,274,470 -   - -   -
27915 Haitong Int'l Sec - Evergrande European Warrants Aug 2017 A HKD 1.000   0.249   0.970   24,762,000 12,604,074 N/A 1.000   2017/03/30 0.249   2017/03/06 26,146,000 13,063,504 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 0.165   0.058   0.165   45,030,000 4,468,830 3,004,870 0.165   2017/03/31 0.047   2017/01/04 64,460,000 5,492,530 0.114   2016/09/09 0.039   2016/12/29
17713 Haitong Int'l Sec - Evergrande European Warrants Jul 2017 A HKD 2.090   0.770   2.180   19,972,000 27,735,660 N/A 2.090   2017/03/30 0.590   2017/01/06 40,222,000 43,156,960 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.085   0.059   0.074   975,000 74,420 348,665 0.097   2017/02/06 0.059   2017/03/09 1,275,000 102,320 0.305   2016/04/20 0.075   2016/12/20
22755 Haitong Int'l Sec - Fosun Intl European Put Warrants Jul 18A HKD 0.186   0.165   0.184   4,070,000 711,215 N/A 0.204   2017/02/07 0.165   2017/03/20 8,630,000 1,568,205 -   - -   -
22646 Haitong Int'l Sec - Fosun Intl European Warrants Nov 2017 A HKD 0.159   0.103   0.107   49,000,000 6,657,375 N/A 0.179   2017/02/23 0.103   2017/03/31 80,270,000 11,767,215 -   - -   -
26618 Haitong Int'l Sec - Foxconn European Warrants Sep 2017 A HKD 0.550   0.290   0.295   14,865,000 6,163,855 N/A 0.550   2017/03/08 0.224   2017/02/09 19,237,000 7,913,041 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.305   0.196   0.206   20,500,000 4,881,900 3,672,227 0.305   2017/03/13 0.103   2017/01/03 62,280,000 11,119,420 0.270   2016/09/13 0.097   2016/12/23
29169 Haitong Int'l Sec - GAC European Warrants Dec 2017 A HKD 0.224   0.133   0.139   64,524,000 11,950,202 N/A 0.224   2017/03/14 0.133   2017/03/22 64,524,000 11,950,202 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.510   0.490   0.500   560,000 278,400 291,890 0.510   2017/03/31 0.248   2017/01/03 3,660,000 1,551,640 0.425   2016/08/09 0.200   2016/03/17
28338 Haitong Int'l Sec - Galaxy Ent European Warrants Aug 2017 A HKD 0.330   0.159   0.290   312,780,000 76,582,950 N/A 0.330   2017/03/30 0.109   2017/02/21 626,210,000 120,263,390 -   - -   -
29754 Haitong Int'l Sec - Galaxy Ent European Warrants Dec 2017 A HKD 0.295   0.235   0.265   2,780,000 710,160 N/A 0.295   2017/03/30 0.235   2017/03/21 2,780,000 710,160 -   - -   -
11908 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 A HKD -   -   1.100   0 0 290,733 0.700   2017/01/10 0.510   2017/01/06 320,000 200,600 0.910   2016/12/08 0.170   2016/09/01
13365 Haitong Int'l Sec - Galaxy Ent European Warrants Mar 2017 B HKD -   -   0.710   0 0 14,673,622 0.510   2017/02/16 0.237   2017/01/03 66,140,000 23,189,500 0.610   2016/11/22 0.158   2016/09/27
14629 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 A HKD 0.255   0.084   0.214   178,590,000 27,646,990 N/A 0.255   2017/03/30 0.037   2017/02/08 640,090,000 69,379,690 0.320   2016/12/01 0.080   2016/12/29
15563 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 B HKD 0.550   0.222   0.485   97,500,000 32,692,990 N/A 0.550   2017/03/30 0.108   2017/02/08 724,480,000 161,715,460 0.207   2016/12/30 0.166   2016/12/29
29753 Haitong Int'l Sec - Galaxy Ent European Warrants Sep 2017 A HKD 0.510   0.270   0.480   49,650,000 18,246,300 N/A 0.510   2017/03/30 0.270   2017/03/13 49,650,000 18,246,300 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD -   -   0.020   0 0 2,980 -   - -   - 0 0 0.234   2016/09/09 0.117   2016/11/07
21305 Haitong Int'l Sec - GCL-Poly European Warrants Sep 2017 A HKD 0.163   0.116   0.108   1,908,000 244,524 N/A 0.164   2017/02/16 0.116   2017/03/24 3,091,000 416,229 -   - -   -
26981 Haitong Int'l Sec - Geely Auto European Put Warrants Apr 18A HKD 0.179   0.113   0.125   124,100,000 18,966,700 N/A 0.191   2017/02/13 0.113   2017/03/27 803,300,000 137,045,800 -   - -   -
28949 Haitong Int'l Sec - Geely Auto European Put Warrants Dec17 A HKD 0.202   0.121   0.136   478,900,000 79,241,150 N/A 0.202   2017/03/01 0.121   2017/03/27 541,500,000 91,441,150 -   - -   -
26980 Haitong Int'l Sec - Geely Auto European Warrants Aug 2018 A HKD 0.390   0.260   0.335   263,940,000 76,028,975 N/A 0.390   2017/03/14 0.260   2017/03/01 1,470,170,000 422,691,800 -   - -   -
28947 Haitong Int'l Sec - Geely Auto European Warrants Jul 2018 A HKD 0.340   0.225   0.290   773,380,000 230,050,890 N/A 0.340   2017/03/14 0.225   2017/03/20 845,590,000 248,835,565 -   - -   -
17847 Haitong Int'l Sec - Geely Auto European Warrants Jun 2018 A HKD -   -   0.495   0 0 N/A 0.355   2017/02/09 0.175   2017/01/06 61,860,000 12,721,635 -   - -   -
13057 Haitong Int'l Sec - Geely Auto European Warrants Nov 2017 A HKD 0.265   0.236   0.242   47,220,000 11,213,470 N/A 0.265   2017/03/31 0.236   2017/03/31 47,220,000 11,213,470 -   - -   -
24302 Haitong Int'l Sec - GJ Int'l European Warrants Jan 18 A HKD 0.510   0.305   0.315   14,163,000 5,818,205 N/A 0.660   2017/02/17 0.305   2017/03/30 23,125,000 11,434,830 -   - -   -
27231 Haitong Int'l Sec - Goldwind European Warrants Mar 2017 A HKD 0.025   0.017   0.022   230,000 4,650 1,296,728 0.159   2017/01/03 0.017   2017/03/16 55,770,000 5,317,732 0.385   2016/04/29 0.097   2016/11/02
22954 Haitong Int'l Sec - Goldwind European Warrants Sep 2017 A HKD 0.157   0.070   0.077   5,618,000 632,864 N/A 0.238   2017/01/18 0.070   2017/03/30 15,308,000 2,345,602 -   - -   -
29144 Haitong Int'l Sec - Gome European Warrants Aug 2018 A HKD 0.300   0.246   0.290   4,322,000 1,233,572 N/A 0.300   2017/03/31 0.246   2017/03/27 4,322,000 1,233,572 -   - -   -
27589 Haitong Int'l Sec - Gome European Warrants May 2017 A HKD 0.072   0.017   0.039   928,000 24,366 391,494 0.135   2017/02/24 0.017   2017/03/31 3,172,000 200,771 0.227   2016/04/27 0.036   2016/12/21
29940 Haitong Int'l Sec - Gome European Warrants May 2018 A HKD 0.218   0.211   0.219   2,000 429 N/A 0.218   2017/03/30 0.211   2017/03/30 2,000 429 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.214   0.158   0.183   21,782,000 4,120,519 2,057,331 0.265   2017/02/24 0.158   2017/03/29 58,293,000 11,661,585 0.300   2016/09/09 0.157   2016/12/22
29770 Haitong Int'l Sec - Guangdong Inv European Warrants Dec 18 A HKD 0.290   0.248   0.270   2,010,000 559,786 N/A 0.290   2017/03/22 0.248   2017/03/13 2,010,000 559,786 -   - -   -
22750 Haitong Int'l Sec - Guangshen Rail European Warrants Dec 18A HKD 0.136   0.110   0.110   19,808,000 2,551,862 N/A 0.246   2017/01/17 0.110   2017/03/31 37,384,000 5,026,960 -   - -   -
17527 Haitong Int'l Sec - GWMC European Warrants Jul 2018 A HKD 0.320   0.305   0.270   390,000 124,050 N/A 0.355   2017/02/21 0.198   2017/01/09 6,505,000 1,575,615 -   - -   -
29010 Haitong Int'l Sec - GWMC European Warrants Oct 2018 A HKD 0.223   0.160   0.165   375,390,000 67,180,480 N/A 0.240   2017/02/28 0.160   2017/03/22 405,450,000 74,357,625 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.122   0.059   0.064   147,640,000 13,671,010 12,108,887 0.140   2017/02/21 0.040   2017/01/06 390,895,000 33,916,985 0.158   2016/10/19 0.038   2016/12/28
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.380   0.200   0.330   6,670,000 1,802,300 706,177 0.380   2017/03/31 0.145   2017/01/03 18,940,000 4,154,680 0.305   2016/10/04 0.144   2016/12/30
24371 Haitong Int'l Sec - Haitong Sec European Warrants Oct 2017 A HKD 0.132   0.062   0.066   74,504,000 8,235,888 N/A 0.175   2017/02/17 0.062   2017/03/30 262,340,000 35,660,684 -   - -   -
28907 Haitong Int'l Sec - Henganintl European Warrants Aug 2017 A HKD 0.270   0.071   0.072   28,148,500 5,677,284 N/A 0.270   2017/03/07 0.071   2017/03/31 28,148,500 5,677,284 -   - -   -
11044 Haitong Int'l Sec - HKEX European Put Warrants Mar 2019 A HKD 0.201   0.158   0.168   1,804,820,000 350,878,080 N/A 0.201   2017/03/14 0.158   2017/03/20 1,804,820,000 350,878,080 -   - -   -
11668 Haitong Int'l Sec - HKEX European Put Warrants May 2017 A HKD 0.029   0.020   0.018   14,310,000 359,900 11,523,305 0.098   2017/01/04 0.016   2017/02/16 57,680,000 3,079,930 0.169   2016/08/19 0.061   2016/11/28
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.105   0.070   0.078   11,330,000 879,130 68,483,003 0.146   2017/02/16 0.066   2017/02/08 100,520,000 10,239,170 0.295   2016/09/22 0.064   2016/12/23
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.206   0.156   0.172   12,250,000 2,209,370 864,528,985 0.244   2017/02/21 0.142   2017/02/08 23,655,200,000 3,846,567,140 0.385   2016/09/09 0.148   2016/12/28
27936 Haitong Int'l Sec - HKEX European Warrants Dec 2017 B HKD 0.123   0.081   0.092   16,308,380,000 1,683,714,710 N/A 0.186   2017/02/17 0.081   2017/03/10 26,027,670,000 3,290,030,550 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.131   0.094   0.107   86,450,000 9,733,200 402,889,078 0.170   2017/02/16 0.080   2017/02/03 11,848,060,000 1,685,332,270 0.280   2016/09/22 0.103   2016/12/22
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.036   0.020   0.025   12,300,000 367,780 162,815,967 0.065   2017/02/17 0.020   2017/03/15 81,450,000 4,046,200 0.200   2016/09/20 0.023   2016/12/28
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.051   0.023   0.029   10,480,000 351,930 941,408,910 0.088   2017/02/16 0.023   2017/03/29 10,128,730,000 621,536,490 0.232   2016/09/09 0.027   2016/12/28
29164 Haitong Int'l Sec - HKEX European Warrants Nov 2017 A HKD 0.125   0.072   0.085   31,362,280,000 2,866,544,730 N/A 0.125   2017/03/02 0.072   2017/03/10 31,362,280,000 2,866,544,730 -   - -   -
28660 Haitong Int'l Sec - HKEX European Warrants Sep 2017 A HKD 0.244   0.092   0.096   15,988,000 2,803,660 N/A 0.355   2017/02/23 0.092   2017/03/30 2,788,240,000 908,224,531 -   - -   -
28671 Haitong Int'l Sec - HN Renewables European Warrants Apr 17 A HKD 0.072   0.015   0.017   10,118,000 593,138 2,143,419 0.147   2017/01/11 0.015   2017/03/29 37,388,000 3,370,788 0.610   2016/09/09 0.116   2016/12/19
17902 Haitong Int'l Sec - HN Renewables European Wts Aug 2017 A HKD 0.375   0.270   0.285   448,000 157,130 N/A 0.430   2017/01/11 0.270   2017/03/31 2,822,000 1,013,730 -   - -   -
28885 Haitong Int'l Sec - HS Bank European Put Warrants Jun 2019 A HKD 0.249   0.223   0.223   1,427,000 343,466 N/A 0.275   2017/02/27 0.223   2017/03/17 3,449,000 869,091 -   - -   -
13060 Haitong Int'l Sec - HSBC European Put Warrants Apr 2017 B HKD -   -   0.025   0 0 34,067,787 0.036   2017/01/06 0.036   2017/01/06 172,000 6,192 0.240   2016/09/30 0.031   2016/12/08
29174 Haitong Int'l Sec - HSBC European Put Warrants Dec 2017 A HKD 0.231   0.165   0.177   496,020,000 97,527,840 N/A 0.231   2017/03/03 0.165   2017/03/13 496,020,000 97,527,840 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD -   -   0.027   0 0 65,331 -   - -   - 0 0 0.151   2016/08/08 0.027   2016/11/21
29922 Haitong Int'l Sec - HSBC European Put Warrants Jun 2018 A HKD 0.275   0.228   0.230   41,272,000 10,712,816 N/A 0.275   2017/03/14 0.228   2017/03/29 41,272,000 10,712,816 -   - -   -
13059 Haitong Int'l Sec - HSBC European Warrants Apr 2017 A HKD 0.023   0.010   0.010   2,760,000 57,028 200,073,715 0.132   2017/02/20 0.010   2017/03/08 116,616,000 8,707,940 0.200   2016/12/08 0.040   2016/11/09
15464 Haitong Int'l Sec - HSBC European Warrants Jun 2017 B HKD 0.178   0.088   0.100   13,106,748,000 1,477,753,284 N/A 0.345   2017/02/20 0.088   2017/03/27 22,109,700,000 3,413,101,260 0.193   2016/12/23 0.159   2016/12/28
11418 Haitong Int'l Sec - HSBC European Warrants Mar 2017 A HKD 1.050   1.050   1.160   8,000 8,400 387,733 1.050   2017/03/01 0.940   2017/01/10 16,000 15,920 1.160   2016/12/08 0.169   2016/08/03
14625 Haitong Int'l Sec - HSBC European Warrants Mar 2017 B HKD 0.148   0.051   0.036   920,000 114,744 N/A 0.390   2017/02/20 0.051   2017/03/21 29,344,000 5,774,752 0.425   2016/12/08 0.132   2016/12/28
20747 Haitong Int'l Sec - HSBC European Warrants Oct 2017 A HKD 0.174   0.097   0.106   1,084,752,000 171,998,044 N/A 0.330   2017/02/20 0.097   2017/03/27 10,510,364,000 2,428,192,188 -   - -   -
28337 Haitong Int'l Sec - HSBC European Warrants Sep 2017 A HKD 0.064   0.036   0.037   2,867,136,000 152,836,564 N/A 0.176   2017/02/21 0.036   2017/03/30 15,017,228,000 1,340,239,896 -   - -   -
29170 Haitong Int'l Sec - HSBC European Warrants Sep 2017 B HKD 0.129   0.072   0.072   3,818,768,000 375,353,892 N/A 0.129   2017/03/02 0.072   2017/03/31 3,818,768,000 375,353,892 -   - -   -
29262 Haitong Int'l Sec - HSBC European Warrants Sep 2017 C HKD 0.232   0.132   0.147   8,198,480,000 1,470,828,656 N/A 0.232   2017/03/06 0.132   2017/03/27 8,198,480,000 1,470,828,656 -   - -   -
29921 Haitong Int'l Sec - HSBC European Warrants Sep 2017 D HKD 0.415   0.300   0.300   478,348,000 188,398,580 N/A 0.415   2017/03/14 0.300   2017/03/31 478,348,000 188,398,580 -   - -   -
14866 Haitong Int'l Sec - HSI European Put Warrants Apr 2017 A HKD 0.024   0.016   0.013   4,400,000 105,440 N/A 0.150   2017/01/03 0.016   2017/03/07 484,900,000 27,345,760 0.188   2016/12/23 0.093   2016/12/08
29729 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 A HKD 0.202   0.128   0.145   4,300,910,000 636,190,420 N/A 0.202   2017/03/10 0.128   2017/03/21 4,300,910,000 636,190,420 -   - -   -
15560 Haitong Int'l Sec - HSI European Put Warrants Jul 2017 B HKD 0.053   0.022   0.025   44,140,000 1,872,630 N/A 0.165   2017/01/03 0.022   2017/03/30 17,302,970,000 1,154,752,230 0.193   2016/12/29 0.130   2016/12/30
14865 Haitong Int'l Sec - HSI European Put Warrants May 2017 B HKD 0.088   0.022   0.030   12,119,460,000 732,467,970 N/A 0.280   2017/01/03 0.022   2017/03/29 46,272,350,000 4,613,889,750 0.250   2016/12/30 0.215   2016/12/07
28828 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 A HKD 0.153   0.091   0.104   5,085,640,000 552,286,540 N/A 0.153   2017/03/03 0.091   2017/03/29 7,245,490,000 841,373,320 -   - -   -
28826 Haitong Int'l Sec - HSI European Warrants Aug 2017 A HKD 0.161   0.104   0.105   27,635,460,000 3,519,316,970 N/A 0.161   2017/03/21 0.104   2017/03/31 31,016,010,000 4,024,827,530 -   - -   -
29698 Haitong Int'l Sec - HSI European Warrants Dec 2018 A HKD 0.270   0.227   0.237   1,290,000 310,470 N/A 0.270   2017/03/17 0.227   2017/03/15 1,290,000 310,470 -   - -   -
29702 Haitong Int'l Sec - HSI European Warrants Jan 2018 A HKD 0.189   0.133   0.143   1,820,000 303,680 N/A 0.189   2017/03/21 0.133   2017/03/10 1,820,000 303,680 -   - -   -
15556 Haitong Int'l Sec - HSI European Warrants Jul 2017 A HKD 0.300   0.198   0.243   12,000,000 2,777,000 N/A 0.300   2017/03/21 0.121   2017/01/03 3,795,490,000 560,084,520 0.130   2016/12/30 0.112   2016/12/29
14863 Haitong Int'l Sec - HSI European Warrants Jun 2017 A HKD 0.120   0.103   0.135   280,000 31,220 N/A 0.162   2017/02/16 0.085   2017/01/16 49,610,000 5,518,530 0.131   2016/12/08 0.062   2016/12/20
29716 Haitong Int'l Sec - HSI European Warrants Mar 2018 A HKD 0.240   0.175   0.177   25,900,000 5,294,860 N/A 0.240   2017/03/21 0.175   2017/03/31 25,900,000 5,294,860 -   - -   -
14864 Haitong Int'l Sec - HSI European Warrants May 2017 A HKD 0.285   0.157   0.210   42,500,000 8,961,700 N/A 0.285   2017/03/21 0.092   2017/01/03 23,036,460,000 3,825,458,970 0.167   2016/12/07 0.071   2016/12/28
29719 Haitong Int'l Sec - HSI European Warrants Sep 2017 B HKD 0.255   0.181   0.213   9,620,000 2,266,430 N/A 0.255   2017/03/23 0.181   2017/03/10 9,620,000 2,266,430 -   - -   -
28378 Haitong Int'l Sec - HTSC European Warrants Feb 2018 A HKD 0.208   0.151   0.152   5,102,000 884,412 N/A 0.270   2017/02/21 0.151   2017/03/31 7,354,000 1,431,454 -   - -   -
14188 Haitong Int'l Sec - Huadian Fuxin European Warrants Jun 17 A HKD 0.181   0.087   0.096   1,922,000 241,508 N/A 0.275   2017/02/23 0.087   2017/03/29 3,594,000 668,288 0.330   2016/12/07 0.290   2016/11/17
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD 0.069   0.017   0.020   21,716,000 1,194,446 453,760 0.110   2017/01/06 0.017   2017/03/30 24,424,000 1,427,166 0.395   2016/08/24 0.096   2016/11/21
28349 Haitong Int'l Sec - Huaneng European Warrants Aug 2017 A HKD 0.270   0.076   0.084   58,652,000 7,753,638 N/A 0.270   2017/03/17 0.076   2017/03/31 60,858,000 8,045,554 -   - -   -
13386 Haitong Int'l Sec - Huaneng European Warrants Mar 2017 A HKD 0.039   0.010   0.012   7,956,000 220,754 1,096,780 0.088   2017/02/15 0.010   2017/03/16 61,658,000 3,157,872 0.270   2016/09/29 0.102   2016/12/12
11160 Haitong Int'l Sec - Huaneng European Warrants Sep 2017 A HKD 0.520   0.249   0.238   10,290,000 3,880,484 N/A 0.520   2017/03/21 0.249   2017/03/29 10,290,000 3,880,484 -   - -   -
13062 Haitong Int'l Sec - ICBC European Warrants Apr 2017 A HKD 0.029   0.010   0.010   7,554,000 168,969 10,327,760 0.059   2017/02/16 0.010   2017/03/20 177,347,000 8,316,917 0.265   2016/09/09 0.020   2016/12/28
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.570   0.385   0.495   16,649,000 7,584,760 4,407,417 0.580   2017/02/24 0.295   2017/02/03 31,341,000 13,523,770 0.700   2016/09/09 0.165   2016/06/15
20858 Haitong Int'l Sec - ICBC European Warrants Jul 2017 B HKD 0.260   0.133   0.170   497,373,000 91,792,089 N/A 0.270   2017/02/16 0.122   2017/02/07 919,334,000 164,384,077 -   - -   -
28651 Haitong Int'l Sec - ICBC European Warrants Nov 2017 A HKD 0.204   0.128   0.140   603,168,000 98,207,050 N/A 0.237   2017/02/23 0.128   2017/03/10 716,070,000 122,511,820 -   - -   -
28346 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17B HKD 0.131   0.065   0.066   97,830,000 10,049,800 N/A 0.170   2017/02/23 0.065   2017/03/31 162,410,000 18,555,000 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.295   0.192   0.195   8,320,000 1,689,610 N/A 0.365   2017/02/14 0.183   2017/01/06 33,850,000 7,277,860 0.310   2016/11/29 0.201   2016/12/16
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.375   0.305   0.295   5,680,000 1,938,750 3,167,082 0.455   2017/02/23 0.243   2017/01/05 6,460,000 2,233,200 0.365   2016/11/25 0.119   2016/11/03
22089 Haitong Int'l Sec - KECL European Warrants Aug 2017 A HKD 0.425   0.285   0.380   22,474,000 8,254,690 N/A 0.425   2017/03/06 0.238   2017/01/16 65,998,000 21,770,876 -   - -   -
22731 Haitong Int'l Sec - Kingdee Int'l European Warrants Dec 17 A HKD 0.640   0.380   0.465   7,210,000 3,261,250 N/A 0.640   2017/03/20 0.380   2017/03/10 16,198,000 7,479,420 -   - -   -
28887 Haitong Int'l Sec - Kingdee Int'l European Warrants Jun 18 A HKD 0.800   0.560   0.600   1,020,000 700,900 N/A 0.800   2017/03/20 0.560   2017/03/01 1,024,000 703,340 -   - -   -
28901 Haitong Int'l Sec - Kingsoft European Warrants Jan 2018 A HKD 0.365   0.163   0.350   23,210,000 5,850,940 N/A 0.365   2017/03/29 0.163   2017/03/09 23,210,000 5,850,940 -   - -   -
14033 Haitong Int'l Sec - Kingsoft European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.027   2017/01/06 0.027   2017/01/06 100,000 2,700 0.096   2016/11/08 0.023   2016/12/23
28899 Haitong Int'l Sec - Kingsoft European Warrants Oct 2017 A HKD 0.375   0.155   0.355   51,840,000 13,225,020 N/A 0.375   2017/03/27 0.155   2017/03/09 62,920,000 15,216,470 -   - -   -
28361 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 A HKD 0.084   0.041   0.077   84,822,000 5,274,212 N/A 0.084   2017/03/29 0.041   2017/03/10 221,758,000 14,982,220 -   - -   -
28906 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 B HKD 0.310   0.126   0.270   12,900,000 3,071,024 N/A 0.310   2017/03/29 0.126   2017/03/10 39,700,000 8,180,544 -   - -   -
21212 Haitong Int'l Sec - Lenovo European Warrants Dec 2017 A HKD 0.300   0.119   0.265   10,956,000 1,575,464 N/A 0.375   2017/01/16 0.119   2017/03/10 66,076,000 20,804,524 -   - -   -
11163 Haitong Int'l Sec - Lenovo European Warrants Jul 2017 A HKD 0.345   0.173   0.295   7,262,000 2,138,372 N/A 0.345   2017/03/29 0.173   2017/03/15 7,262,000 2,138,372 -   - -   -
28347 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 A HKD 0.385   0.182   0.190   17,026,000 4,496,680 N/A 0.385   2017/03/20 0.182   2017/03/30 18,042,000 4,793,870 -   - -   -
11162 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 B HKD 0.315   0.243   0.167   1,284,000 390,022 N/A 0.315   2017/03/21 0.243   2017/03/15 1,284,000 390,022 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD 1.710   1.180   1.180   5,185,000 8,033,655 1,404,596 1.710   2017/03/16 1.180   2017/03/31 5,185,000 8,033,655 2.430   2016/10/20 0.800   2016/06/20
22083 Haitong Int'l Sec - Link REIT European Put Warrants Jul 17 A HKD 0.203   0.109   0.113   42,885,000 6,828,820 N/A 0.250   2017/01/16 0.109   2017/03/30 71,440,000 11,825,325 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.390   0.255   0.244   17,276,000 5,832,805 2,639,174 0.450   2017/02/23 0.255   2017/03/30 40,044,000 14,025,380 0.400   2016/11/29 0.255   2016/11/08
21284 Haitong Int'l Sec - Mengniu Dairy European Wts Feb 2018 A HKD 0.223   0.167   0.220   17,876,000 3,379,986 N/A 0.229   2017/01/12 0.158   2017/02/01 39,050,000 7,323,826 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD 0.155   0.073   0.139   42,750,000 5,455,110 3,933,323 0.182   2017/01/04 0.073   2017/03/30 98,760,000 12,542,320 0.310   2016/08/26 0.146   2016/12/23
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.213   0.182   0.170   15,620,000 3,067,250 6,942,066 0.245   2017/02/16 0.179   2017/02/08 100,730,000 20,862,450 0.249   2016/11/04 0.171   2016/12/23
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD 0.064   0.023   0.019   39,905,000 1,944,280 874,798 0.223   2017/01/05 0.023   2017/03/27 48,465,000 3,163,135 0.325   2016/08/10 0.199   2016/11/10
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.355   0.195   0.196   19,610,000 5,030,750 2,522,262 0.380   2017/02/23 0.147   2017/01/04 48,990,000 13,001,340 0.222   2016/09/23 0.123   2016/11/11
20816 Haitong Int'l Sec - PetroChina European Warrants Aug 2017 A HKD 0.310   0.176   0.160   126,202,000 29,578,146 N/A 0.630   2017/01/18 0.176   2017/03/15 640,316,000 255,463,496 -   - -   -
22090 Haitong Int'l Sec - PetroChina European Warrants Jul 2017 A HKD 0.075   0.025   0.027   12,618,000 530,388 N/A 0.280   2017/01/16 0.025   2017/03/31 143,956,000 17,282,434 -   - -   -
11431 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 A HKD 0.028   0.022   0.010   382,000 9,264 39,149,077 0.300   2017/01/18 0.022   2017/03/01 222,418,000 49,112,392 0.320   2016/08/17 0.072   2016/11/14
12723 Haitong Int'l Sec - PetroChina European Warrants Mar 2017 B HKD -   -   0.010   0 0 17,788,631 0.148   2017/01/09 0.027   2017/02/24 20,906,000 2,143,418 0.202   2016/10/11 0.053   2016/11/30
14190 Haitong Int'l Sec - Phoenixhealth European Warrants Jun 17 A HKD 0.038   0.018   0.020   14,710,000 431,150 N/A 0.090   2017/01/19 0.018   2017/03/27 23,140,000 869,330 0.226   2016/11/29 0.074   2016/12/29
28893 Haitong Int'l Sec - PICC European Warrants Jul 2018 A HKD 0.125   0.080   0.080   44,320,000 4,652,760 N/A 0.126   2017/02/27 0.080   2017/03/31 88,080,000 10,091,440 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD 0.073   0.030   0.032   27,224,000 1,229,528 905,435 0.091   2017/02/15 0.030   2017/03/30 76,134,000 4,620,380 0.380   2016/09/09 0.065   2016/12/23
28399 Haitong Int'l Sec - Ping An European Put Warrants Dec 2017 A HKD 0.223   0.112   0.131   42,860,000 7,240,505 N/A 0.223   2017/03/03 0.112   2017/03/27 57,180,000 10,118,520 -   - -   -
12733 Haitong Int'l Sec - Ping An European Warrants Apr 2017 A HKD -   -   0.013   0 0 21,077,149 0.040   2017/01/13 0.020   2017/02/07 15,780,000 513,650 0.280   2016/09/22 0.025   2016/12/23
15466 Haitong Int'l Sec - Ping An European Warrants Aug 2017 A HKD 0.247   0.133   0.179   871,750,000 126,116,685 N/A 0.247   2017/03/23 0.103   2017/02/03 10,881,385,000 1,763,446,395 0.172   2016/12/30 0.143   2016/12/29
27390 Haitong Int'l Sec - Ping An European Warrants Jun 2017 A HKD 0.200   0.082   0.133   6,775,025,000 772,073,475 N/A 0.200   2017/03/23 0.082   2017/03/10 10,589,560,000 1,365,792,065 -   - -   -
12971 Haitong Int'l Sec - Ping An European Warrants Mar 2017 A HKD 0.015   0.013   0.010   1,200,000 16,800 191,133,046 0.056   2017/01/13 0.013   2017/03/21 4,006,695,000 177,619,055 0.360   2016/09/09 0.036   2016/12/23
13063 Haitong Int'l Sec - Ping An European Warrants Mar 2017 B HKD -   -   0.010   0 0 146,664,607 0.013   2017/01/11 0.010   2017/02/15 1,120,000 11,620 0.230   2016/09/09 0.014   2016/12/30
20872 Haitong Int'l Sec - Ping An European Warrants Nov 2017 A HKD 0.187   0.119   0.139   4,597,160,000 623,455,045 N/A 0.236   2017/01/11 0.100   2017/02/03 11,116,155,000 1,653,951,590 -   - -   -
28365 Haitong Int'l Sec - Ping An European Warrants Oct 2017 A HKD 0.119   0.065   0.089   4,666,640,000 442,592,475 N/A 0.151   2017/02/22 0.065   2017/03/13 8,981,020,000 1,025,760,825 -   - -   -
29941 Haitong Int'l Sec - Ping An European Warrants Oct 2017 B HKD 0.270   0.190   0.213   2,328,710,000 576,930,015 N/A 0.270   2017/03/24 0.190   2017/03/15 2,328,710,000 576,930,015 -   - -   -
26992 Haitong Int'l Sec - Ping An European Warrants Sep 2017 A HKD 0.465   0.280   0.380   39,060,000 13,926,950 N/A 0.465   2017/03/21 0.280   2017/03/10 381,340,000 137,464,075 -   - -   -
13088 Haitong Int'l Sec - Ping An European Warrants Sep 2017 B HKD 0.159   0.131   0.133   418,665,000 58,011,975 N/A 0.159   2017/03/31 0.131   2017/03/31 418,665,000 58,011,975 -   - -   -
22534 Haitong Int'l Sec - Poly Property European Warrants Dec 17 A HKD 0.920   0.670   0.690   8,848,000 7,060,630 N/A 0.920   2017/03/16 0.610   2017/02/03 14,326,000 11,449,540 -   - -   -
29132 Haitong Int'l Sec - Poly Property European Warrants Dec 17 B HKD 0.590   0.415   0.415   10,030,000 4,793,030 N/A 0.590   2017/03/16 0.415   2017/03/31 10,030,000 4,793,030 -   - -   -
26607 Haitong Int'l Sec - PSBC European Warrants Aug 2017 A HKD 0.275   0.170   0.180   47,300,000 10,428,015 N/A 0.280   2017/02/15 0.170   2017/03/28 59,716,000 13,439,580 -   - -   -
11667 Haitong Int'l Sec - PWR Assets European Put Wts May 2017 A HKD -   -   0.020   0 0 92,582 0.068   2017/01/20 0.020   2017/02/10 7,180,000 390,720 0.216   2016/10/11 0.143   2016/11/07
28894 Haitong Int'l Sec - R&F Ppt European Warrants Mar 2018 A HKD 0.260   0.174   0.185   104,032,000 20,232,380 N/A 0.260   2017/03/13 0.174   2017/03/08 104,032,000 20,232,380 -   - -   -
11914 Haitong Int'l Sec - Sands China European Warrants Apr 2017 A HKD 0.079   0.033   0.051   54,916,000 2,408,124 12,154,081 0.165   2017/01/10 0.023   2017/02/23 423,624,000 32,562,840 0.380   2016/12/01 0.104   2016/12/19
26990 Haitong Int'l Sec - Sands China European Warrants Aug 2017 A HKD 0.204   0.118   0.188   103,332,000 14,424,992 N/A 0.204   2017/03/29 0.099   2017/02/23 148,916,000 19,966,740 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.067   0.036   0.054   61,344,000 3,083,528 19,797,843 0.116   2017/01/10 0.032   2017/02/23 120,624,000 6,988,012 0.249   2016/11/28 0.075   2016/12/29
28656 Haitong Int'l Sec - Sands China European Warrants Nov 2017 A HKD 0.355   0.230   0.335   56,180,000 14,525,320 N/A 0.355   2017/03/30 0.201   2017/02/23 73,380,000 18,170,812 -   - -   -
11045 Haitong Int'l Sec - Sh Electric European Warrants Feb 2018 A HKD 0.700   0.480   0.495   5,216,000 3,246,380 N/A 0.700   2017/03/16 0.480   2017/03/30 5,216,000 3,246,380 -   - -   -
11915 Haitong Int'l Sec - Sh Electric European Warrants Mar 2017 A HKD 0.295   0.014   0.014   5,804,000 1,087,544 1,533,823 0.365   2017/02/15 0.014   2017/03/27 20,716,000 5,439,398 0.780   2016/09/22 0.222   2016/12/28
21286 Haitong Int'l Sec - Sh Electric European Warrants Mar 2018 A HKD 0.880   0.620   0.650   3,684,000 2,877,360 N/A 0.880   2017/03/16 0.560   2017/02/02 7,136,000 5,524,600 -   - -   -
29134 Haitong Int'l Sec - Sh Petrochem European Warrants Dec 2017A HKD 0.475   0.280   0.260   5,558,000 2,034,930 N/A 0.475   2017/03/02 0.280   2017/03/17 5,558,000 2,034,930 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.395   0.125   0.125   36,722,000 7,853,656 3,231,486 0.570   2017/02/06 0.125   2017/03/31 56,488,000 16,768,086 0.560   2016/09/09 0.275   2016/11/11
28957 Haitong Int'l Sec - Sh Pharma European Warrants Jun 2018 A HKD 0.465   0.380   0.390   10,819,000 4,559,995 N/A 0.465   2017/03/22 0.380   2017/03/10 14,821,000 6,295,885 -   - -   -
23559 Haitong Int'l Sec - Shenzhen Int'l European Warrants Dec 18A HKD 0.280   0.210   0.280   8,997,000 2,027,463 N/A 0.280   2017/03/31 0.210   2017/03/10 11,983,000 2,735,983 -   - -   -
12601 Haitong Int'l Sec - Shenzhen Inv European Warrants Apr 2017A HKD 0.045   0.012   0.012   9,004,000 313,220 1,522,933 0.089   2017/01/18 0.012   2017/03/29 33,832,000 1,662,450 0.470   2016/10/04 0.285   2016/11/01
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.100   0.033   0.044   110,595,000 7,879,200 1,470,511 0.100   2017/03/23 0.033   2017/03/07 114,275,000 8,064,875 0.159   2016/08/18 0.061   2016/12/13
14626 Haitong Int'l Sec - SHK Ppt European Warrants May 2017 A HKD 0.375   0.187   0.230   100,440,000 28,382,820 N/A 0.375   2017/03/01 0.110   2017/01/03 304,420,000 71,177,440 0.265   2016/12/09 0.095   2016/12/29
23605 Haitong Int'l Sec - Sihuan Pharm European Warrants May 2018A HKD 0.970   0.740   0.910   3,852,000 3,358,930 N/A 1.070   2017/01/23 0.740   2017/03/29 6,895,000 5,920,970 -   - -   -
28952 Haitong Int'l Sec - Sino Biopharm European Warrants Jul 19 A HKD 0.265   0.209   0.217   21,222,000 4,912,894 N/A 0.265   2017/03/13 0.209   2017/03/15 21,224,000 4,913,398 -   - -   -
29809 Haitong Int'l Sec - Sino-Ocean Gp European Warrants Apr2018A HKD 0.860   0.510   0.520   6,834,000 5,406,215 N/A 0.860   2017/03/16 0.510   2017/03/31 6,834,000 5,406,215 -   - -   -
11419 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 A HKD 0.024   0.024   0.038   90,000 2,160 1,073,315 0.221   2017/01/26 0.024   2017/03/08 15,788,000 1,927,790 0.355   2016/10/06 0.055   2016/12/29
12936 Haitong Int'l Sec - Sinopec Corp European Wts Mar 2017 B HKD -   -   0.025   0 0 2,168,376 0.157   2017/01/13 0.025   2017/02/20 10,078,000 1,102,256 0.355   2016/10/11 0.047   2016/12/30
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.219   0.112   0.207   122,578,000 23,364,042 13,919,298 0.320   2017/01/25 0.112   2017/03/14 147,688,000 30,447,458 0.475   2016/10/11 0.197   2016/12/23
28626 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 B HKD 0.285   0.142   0.270   103,160,000 20,695,284 N/A 0.355   2017/02/23 0.142   2017/03/10 216,028,000 53,940,954 -   - -   -
20805 Haitong Int'l Sec - Sinopec Corp European Wts Sep 2017 A HKD 0.470   0.240   0.445   57,478,000 20,584,704 N/A 0.600   2017/01/26 0.240   2017/03/10 246,464,000 107,816,494 -   - -   -
29775 Haitong Int'l Sec - Sinotrans European Warrants Aug 2018 A HKD 0.680   0.500   0.520   2,982,000 1,663,270 N/A 0.680   2017/03/21 0.500   2017/03/13 2,982,000 1,663,270 -   - -   -
22923 Haitong Int'l Sec - SMIC European Warrants Nov 2017 A HKD 0.128   0.072   0.074   45,745,000 4,568,840 N/A 0.217   2017/02/09 0.072   2017/03/31 133,950,000 20,358,550 -   - -   -
22719 Haitong Int'l Sec - Stanchart European Warrants Jun 2017 A HKD 0.270   0.185   0.240   34,495,500 7,490,782 N/A 0.630   2017/02/06 0.185   2017/03/14 260,722,500 66,925,072 -   - -   -
23679 Haitong Int'l Sec - SUNAC European Warrants Nov 2018 A HKD 0.315   0.211   0.375   13,840,000 3,267,000 N/A 0.315   2017/03/14 0.163   2017/02/07 81,420,000 16,502,580 -   - -   -
11167 Haitong Int'l Sec - Sunny Optical European Warrants Sep 17 A HKD 0.740   0.620   0.610   59,410,000 43,239,900 N/A 0.740   2017/03/15 0.620   2017/03/15 59,410,000 43,239,900 -   - -   -
24021 Haitong Int'l Sec - Techtronic European Warrants Aug 2017 A HKD 0.375   0.226   0.305   3,945,000 1,166,370 N/A 0.375   2017/03/21 0.207   2017/02/10 9,505,000 2,450,750 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.092   0.045   0.050   1,106,140,000 93,870,780 299,993,820 0.187   2017/01/04 0.045   2017/03/27 15,048,910,000 1,592,920,350 0.227   2016/12/20 0.178   2016/09/08
27137 Haitong Int'l Sec - Tencent European Warrants Apr 2017 A HKD -   -   0.540   0 0 375,283 -   - -   - 0 0 0.415   2016/11/08 0.099   2016/05/06
25581 Haitong Int'l Sec - Tencent European Warrants Aug 2017 A HKD 0.275   0.135   0.228   73,900,000 12,564,920 N/A 0.275   2017/03/21 0.135   2017/03/03 21,939,100,000 3,349,706,420 -   - -   -
28753 Haitong Int'l Sec - Tencent European Warrants Aug 2017 B HKD 0.520   0.270   0.345   680,910,000 310,749,185 N/A 0.520   2017/03/20 0.270   2017/03/03 1,441,696,000 682,321,665 -   - -   -
29264 Haitong Int'l Sec - Tencent European Warrants Jan 2018 A HKD 0.265   0.184   0.227   5,040,060,000 980,656,700 N/A 0.265   2017/03/21 0.184   2017/03/09 5,040,060,000 980,656,700 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.390   0.260   0.375   7,260,000 2,041,500 295,086,743 0.390   2017/03/22 0.164   2017/01/04 45,430,000 8,858,810 0.405   2016/09/29 0.125   2016/12/23
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD 0.106   0.038   0.067   6,290,000 460,190 7,469,403 0.106   2017/03/21 0.036   2017/01/20 15,930,000 943,160 0.221   2016/09/23 0.020   2016/12/28
20813 Haitong Int'l Sec - Tencent European Warrants Jun 2017 B HKD 0.335   0.167   0.305   56,460,000 11,628,490 N/A 0.335   2017/03/29 0.147   2017/01/24 1,816,150,000 339,428,380 -   - -   -
29269 Haitong Int'l Sec - Tencent European Warrants Jun 2017 C HKD 0.201   0.105   0.175   4,059,380,000 451,673,590 N/A 0.201   2017/03/27 0.105   2017/03/09 4,059,380,000 451,673,590 -   - -   -
11424 Haitong Int'l Sec - Tencent European Warrants May 2017 A HKD 0.470   0.320   0.440   13,030,000 4,471,900 4,749,133 0.470   2017/03/27 0.205   2017/01/03 14,200,000 4,825,200 0.260   2016/11/21 0.158   2016/12/28
13392 Haitong Int'l Sec - Tencent European Warrants May 2017 B HKD 0.180   0.065   0.131   58,080,000 7,287,590 428,898,942 0.180   2017/03/21 0.045   2017/01/04 70,730,000 8,326,920 0.275   2016/10/11 0.029   2016/12/20
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.125   0.068   0.095   16,034,150,000 1,781,300,750 541,574,520 0.125   2017/03/21 0.066   2017/01/05 16,133,170,000 1,791,043,170 0.231   2016/09/23 0.042   2016/12/28
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.173   0.091   0.135   6,395,030,000 976,664,640 N/A 0.173   2017/03/21 0.091   2017/03/03 20,938,080,000 2,575,090,950 0.147   2016/11/16 0.103   2016/12/02
27939 Haitong Int'l Sec - Tencent European Warrants Oct 2017 A HKD 0.210   0.114   0.186   3,235,860,000 397,678,710 N/A 0.210   2017/03/21 0.114   2017/03/03 8,273,790,000 1,329,185,180 -   - -   -
28348 Haitong Int'l Sec - Tencent European Warrants Oct 2017 B HKD 0.188   0.098   0.150   13,680,630,000 1,710,159,520 N/A 0.188   2017/03/21 0.098   2017/03/03 27,231,440,000 3,764,238,280 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.385   0.290   0.350   380,000 135,050 536,321,763 0.385   2017/03/29 0.166   2017/01/04 94,350,000 18,120,130 0.430   2016/10/06 0.128   2016/12/23
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.300   0.168   0.265   16,590,000 4,096,950 576,855,165 0.300   2017/03/30 0.128   2017/01/04 13,121,520,000 2,159,971,090 0.370   2016/09/23 0.096   2016/12/20
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.335   0.188   0.310   36,870,000 8,674,120 788,306,232 0.335   2017/03/21 0.142   2017/01/04 11,871,240,000 2,074,558,460 0.410   2016/09/23 0.113   2016/12/23
29155 Haitong Int'l Sec - Tencent European Warrants Sep 2017 D HKD 0.221   0.110   0.182   11,411,530,000 1,533,164,050 N/A 0.221   2017/03/21 0.110   2017/03/03 11,411,530,000 1,533,164,050 -   - -   -
26983 Haitong Int'l Sec - Tianneng Power European Warrants Aug 18A HKD 0.232   0.170   0.170   23,400,000 4,662,856 N/A 0.232   2017/03/03 0.170   2017/03/31 24,684,000 4,939,022 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.265   0.204   0.233   9,550,000 2,310,620 N/A 0.265   2017/03/21 0.204   2017/03/03 9,550,000 2,310,620 0.201   2016/12/01 0.171   2016/11/17
25530 Haitong Int'l Sec - Travelsky Tech European Warrants Dec17 A HKD 0.244   0.170   0.201   19,270,000 3,410,780 N/A 0.244   2017/03/17 0.170   2017/03/06 39,660,000 7,646,400 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.480   0.380   0.410   9,264,000 3,894,710 1,927,235 0.510   2017/02/09 0.227   2017/01/16 25,388,000 10,032,690 0.540   2016/10/12 0.280   2016/12/21
29765 Haitong Int'l Sec - Want Want China European Warrants Dec17A HKD 0.380   0.290   0.360   9,964,000 3,377,375 N/A 0.380   2017/03/29 0.290   2017/03/27 9,964,000 3,377,375 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.135   0.072   0.103   31,048,000 3,241,879 906,931 0.330   2017/01/27 0.072   2017/03/27 38,200,000 4,478,143 0.550   2016/08/26 0.169   2016/12/30
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD 0.480   0.405   0.405   1,440,000 636,850 218,500 0.500   2017/02/13 0.405   2017/03/13 2,000,000 894,950 0.455   2016/12/02 0.171   2016/07/13
28950 Haitong Int'l Sec - Weigao Group European Warrants Dec 2018A HKD 0.217   0.173   0.210   5,992,000 1,207,240 N/A 0.226   2017/02/28 0.173   2017/03/22 8,000,000 1,656,020 -   - -   -
22622 Haitong Int'l Sec - WH Group European Warrants Jan 2019 A HKD 0.185   0.150   0.177   3,080,000 548,355 N/A 0.185   2017/03/27 0.150   2017/03/21 39,540,000 6,408,355 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.202   0.150   0.150   3,580,000 688,060 1,228,917 0.217   2017/02/27 0.150   2017/03/30 34,320,000 6,730,040 0.330   2016/09/08 0.184   2016/12/14
26587 Haitong Int'l Sec - Xinyi Solar European Warrants Dec 2017 A HKD 0.425   0.260   0.238   976,000 356,350 N/A 0.560   2017/02/13 0.260   2017/03/23 8,020,000 3,598,300 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.205   0.155   0.156   1,036,000 172,148 207,737 0.205   2017/03/16 0.142   2017/02/03 5,504,000 875,520 0.248   2016/09/12 0.123   2016/12/28
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.076   0.040   0.042   8,880,000 576,265 1,628,965 0.098   2017/02/07 0.040   2017/03/31 27,360,000 2,092,685 0.210   2016/09/07 0.051   2016/12/23
17659 Haitong Int'l Sec - Zhaojin Mining European Wts Dec 2018 A HKD 0.280   0.280   0.255   50,000 14,000 N/A 0.315   2017/02/14 0.255   2017/01/27 440,000 120,725 -   - -   -
22991 Haitong Int'l Sec - Zijin Mining European Warrants Aug 2017A HKD 0.355   0.176   0.241   29,352,000 6,141,410 N/A 0.355   2017/03/17 0.176   2017/03/10 33,136,000 7,224,802 -   - -   -
29422 Haitong Int'l Sec - ZTE European Warrants Jul 2017 A HKD 0.260   0.122   0.212   171,516,000 27,212,062 N/A 0.260   2017/03/24 0.122   2017/03/10 171,516,000 27,212,062 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.360   0.191   0.335   28,744,000 6,480,598 N/A 0.360   2017/03/20 0.191   2017/03/07 53,962,000 12,336,192 0.315   2016/12/30 0.236   2016/12/16
13595 HK Bank - A50 China European Warrants Apr 2017 A HKD 0.250   0.026   0.036   5,732,100 710,087 N/A 0.400   2017/02/21 0.026   2017/03/29 45,425,100 12,018,215 0.730   2016/11/30 0.231   2016/12/30
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD 0.188   0.188   0.190   45,000 8,460 106,366 0.217   2017/02/15 0.182   2017/01/12 260,000 50,025 0.232   2016/12/08 0.128   2016/06/15
21416 HK Bank - A50 China European Warrants Jul 2017 A HKD 0.470   0.285   0.310   5,921,200 2,137,056 N/A 0.530   2017/02/22 0.285   2017/03/31 20,435,400 8,900,567 -   - -   -
14837 HK Bank - A50 China European Warrants Jun 2017 A HKD 0.167   0.103   0.076   4,079,600 489,540 N/A 0.270   2017/01/06 0.103   2017/03/09 4,223,600 515,640 0.265   2016/12/19 0.248   2016/12/15
21384 HK Bank - A50 China European Warrants Jun 2017 B HKD 0.630   0.550   0.550   434,000 252,230 N/A 0.740   2017/01/18 0.550   2017/03/13 2,224,000 1,474,530 -   - -   -
23054 HK Bank - A50 China European Warrants Mar 2017 A HKD -   -   0.010   0 0 1,057,885 0.019   2017/01/05 0.010   2017/02/21 12,215,000 175,306 0.111   2016/01/04 0.013   2016/12/20
28145 HK Bank - Agricultural Bank European Warrants Dec 2017 A HKD 0.345   0.248   0.280   7,046,000 1,964,329 N/A 0.360   2017/02/20 0.248   2017/03/10 8,794,000 2,528,139 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.280   0.175   0.191   20,404,000 4,360,383 9,610,122 0.325   2017/02/16 0.092   2017/02/03 147,908,000 26,368,211 0.295   2016/10/06 0.105   2016/12/28
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.115   0.066   0.067   47,417,000 4,207,296 5,365,494 0.189   2017/02/16 0.066   2017/03/31 138,774,000 16,306,573 0.181   2016/09/09 0.058   2016/12/23
28727 HK Bank - Agricultural Bank European Warrants Oct 2017 A HKD 0.150   0.092   0.105   81,533,000 9,569,364 N/A 0.150   2017/03/02 0.092   2017/03/10 81,533,000 9,569,364 -   - -   -
13619 HK Bank - AIA European Put Warrants Apr 2017 B HKD 0.125   0.029   0.048   6,584,000 525,488 N/A 0.455   2017/01/05 0.029   2017/03/21 27,910,000 3,984,082 0.510   2016/12/20 0.188   2016/10/11
15222 HK Bank - AIA European Put Warrants Jun 2017 B HKD 0.040   0.020   0.019   2,930,000 102,774 N/A 0.202   2017/01/04 0.020   2017/03/22 333,720,000 32,719,696 0.216   2016/12/29 0.177   2016/12/30
13618 HK Bank - AIA European Warrants Apr 2017 A HKD -   -   0.019   0 0 N/A 0.019   2017/02/20 0.012   2017/01/23 118,000 1,542 0.295   2016/10/06 0.040   2016/12/01
28150 HK Bank - AIA European Warrants Aug 2017 A HKD 0.192   0.126   0.129   583,482,000 87,300,608 N/A 0.215   2017/02/20 0.126   2017/03/15 703,338,000 108,821,544 -   - -   -
15214 HK Bank - AIA European Warrants Jun 2017 A HKD 0.450   0.430   0.325   60,000 26,400 N/A 0.450   2017/03/10 0.162   2017/01/04 105,912,000 23,397,850 0.235   2016/12/16 0.165   2016/12/29
23010 HK Bank - AIA European Warrants Jun 2017 C HKD 0.260   0.158   0.169   89,882,000 18,670,858 N/A 0.275   2017/02/27 0.139   2017/02/08 224,548,000 44,784,180 -   - -   -
14082 HK Bank - AIA European Warrants May 2017 A HKD 0.155   0.080   0.084   44,954,000 5,003,362 N/A 0.161   2017/02/20 0.063   2017/01/05 798,050,000 84,802,180 0.320   2016/11/08 0.065   2016/12/09
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.285   0.203   0.255   57,980,000 13,580,160 N/A 0.285   2017/03/27 0.148   2017/01/09 129,110,000 28,516,600 0.213   2016/12/09 0.129   2016/12/19
28812 HK Bank - BOC HK European Warrants Jan 2018 A HKD 0.174   0.124   0.145   14,740,000 2,215,025 N/A 0.174   2017/03/27 0.124   2017/03/01 18,150,000 2,697,550 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD -   -   0.550   0 0 893,257 0.500   2017/02/20 0.275   2017/01/03 2,490,000 1,064,600 0.355   2016/09/09 0.160   2016/08/03
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.198   0.104   0.120   248,198,000 32,438,996 14,505,619 0.239   2017/02/23 0.104   2017/03/10 421,563,000 64,665,099 0.195   2016/10/06 0.087   2016/11/09
19198 HK Bank - BOCL European Warrants Aug 2017 B HKD 0.420   0.390   0.385   80,000 32,200 N/A 0.520   2017/02/23 0.226   2017/02/01 13,194,000 3,291,255 -   - -   -
28730 HK Bank - BOCL European Warrants Aug 2017 C HKD 0.159   0.076   0.079   75,791,000 8,502,735 N/A 0.230   2017/02/23 0.076   2017/03/10 86,843,000 10,591,729 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.260   0.142   0.150   18,195,000 3,539,774 3,241,525 0.290   2017/02/16 0.075   2017/02/03 43,402,000 7,800,690 0.255   2016/09/09 0.065   2016/12/23
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.380   0.260   0.300   5,206,000 1,539,555 N/A 0.430   2017/02/16 0.174   2017/02/03 82,774,000 17,388,923 0.228   2016/12/08 0.157   2016/12/22
28153 HK Bank - BOCL European Warrants Sep 2017 B HKD 0.310   0.173   0.210   43,328,000 9,179,927 N/A 0.335   2017/02/20 0.173   2017/03/10 45,026,000 9,710,842 -   - -   -
28724 HK Bank - BOCL European Warrants Sep 2017 C HKD 0.147   0.076   0.071   21,758,000 2,157,789 N/A 0.208   2017/02/24 0.076   2017/03/30 33,238,000 4,333,859 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.074   0.049   0.051   36,515,000 2,262,640 N/A 0.088   2017/02/09 0.049   2017/03/30 156,995,000 11,066,820 0.116   2016/11/21 0.065   2016/12/28
13622 HK Bank - BYD European Warrants Dec 2018 A HKD 0.056   0.056   0.054   20,000 1,120 N/A 0.056   2017/03/10 0.056   2017/03/10 20,000 1,120 0.162   2016/10/11 0.093   2016/11/21
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.030   0.019   0.019   9,900,000 256,800 2,725,708 0.042   2017/02/09 0.019   2017/03/30 27,100,000 823,500 0.141   2016/04/13 0.031   2016/12/28
13597 HK Bank - CAM CSI300 European Warrants May 2017 A HKD 0.118   0.078   0.084   26,902,000 2,615,404 N/A 0.180   2017/01/10 0.078   2017/03/31 30,744,000 3,268,108 0.340   2016/11/29 0.169   2016/12/16
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD -   -   0.720   0 0 N/A 0.550   2017/01/06 0.475   2017/02/02 620,000 322,000 0.550   2016/11/25 0.365   2016/12/23
15253 HK Bank - CC Bank European Warrants Aug 2017 B HKD 0.485   0.300   0.370   14,520,000 5,456,585 N/A 0.540   2017/02/16 0.204   2017/02/08 207,880,000 63,793,752 0.380   2016/12/30 0.198   2016/12/23
27863 HK Bank - CC Bank European Warrants Aug 2017 C HKD 0.370   0.173   0.225   62,713,000 16,629,986 N/A 0.395   2017/02/20 0.173   2017/03/10 70,567,000 19,513,071 -   - -   -
28722 HK Bank - CC Bank European Warrants Aug 2017 D HKD 0.207   0.103   0.103   124,238,000 19,018,965 N/A 0.241   2017/02/24 0.103   2017/03/31 163,978,000 27,476,135 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.640   0.340   0.435   3,670,000 1,706,890 10,486,206 0.640   2017/03/21 0.233   2017/02/08 36,233,000 14,186,695 0.590   2016/09/08 0.197   2016/12/23
15255 HK Bank - CC Bank European Warrants Jul 2017 B HKD 0.204   0.086   0.096   19,457,000 2,985,020 N/A 0.250   2017/02/16 0.083   2017/02/03 238,404,000 40,886,032 0.188   2016/12/30 0.112   2016/12/19
27199 HK Bank - CGS European Warrants Dec 2018 A HKD 0.168   0.108   0.109   66,870,000 9,132,870 N/A 0.184   2017/02/14 0.108   2017/03/31 131,800,000 20,353,910 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD -   -   0.143   0 0 123,173 0.200   2017/02/20 0.161   2017/01/20 1,840,000 330,390 0.250   2016/03/21 0.178   2016/03/11
14873 HK Bank - Ch Comm Cons European Warrants Nov 2017 A HKD 0.187   0.128   0.154   59,120,000 8,307,680 N/A 0.187   2017/03/23 0.086   2017/02/01 301,370,000 35,679,070 0.106   2016/12/30 0.087   2016/12/23
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.246   0.209   0.243   5,950,000 1,414,400 N/A 0.246   2017/03/02 0.117   2017/01/04 50,920,000 7,104,350 0.183   2016/11/11 0.109   2016/12/23
26967 HK Bank - CHALCO European Warrants Aug 2017 A HKD 0.540   0.211   0.265   30,592,000 11,732,880 N/A 0.600   2017/02/15 0.211   2017/03/27 56,916,000 23,951,380 -   - -   -
28162 HK Bank - Chi Res Land European Warrants Dec 2017 A HKD 0.260   0.176   0.180   66,980,000 14,667,980 N/A 0.265   2017/02/22 0.176   2017/03/31 69,300,000 15,174,760 -   - -   -
13291 HK Bank - China Life European Warrants Apr 2017 A HKD 0.230   0.110   0.098   12,970,000 1,661,550 9,927,523 0.230   2017/03/20 0.044   2017/02/03 199,180,000 14,342,450 0.175   2016/09/22 0.035   2016/11/09
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.230   0.133   0.150   229,640,000 39,452,770 67,960,018 0.230   2017/03/21 0.078   2017/01/03 1,373,870,000 244,272,590 0.183   2016/11/28 0.076   2016/12/23
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.250   0.171   0.175   39,360,000 8,048,520 5,758,373 0.260   2017/02/15 0.171   2017/03/31 155,460,000 34,400,680 0.187   2016/11/28 0.129   2016/10/03
11960 HK Bank - China Life European Warrants Jul 2017 A HKD 0.480   0.430   0.465   50,000 22,400 61,118 0.480   2017/03/02 0.246   2017/01/03 850,000 238,350 0.250   2016/12/21 0.156   2016/08/08
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.300   0.180   0.180   1,780,000 417,590 85,505,385 0.300   2017/03/17 0.082   2017/01/03 856,020,000 88,882,790 0.209   2016/11/30 0.059   2016/11/11
14641 HK Bank - China Life European Warrants Jun 2017 B HKD 0.215   0.111   0.120   65,640,000 10,147,540 N/A 0.215   2017/03/17 0.061   2017/01/03 1,988,280,000 185,508,700 0.175   2016/11/30 0.056   2016/12/23
13873 HK Bank - China Life European Warrants Mar 2017 A HKD 0.380   0.195   0.234   2,310,000 580,390 N/A 0.380   2017/03/20 0.069   2017/02/03 102,850,000 13,549,490 0.220   2016/11/25 0.053   2016/11/09
28322 HK Bank - China Life European Warrants Nov 2017 A HKD 0.183   0.119   0.121   852,670,000 126,464,640 N/A 0.235   2017/02/21 0.119   2017/03/31 858,750,000 127,738,200 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD -   -   0.385   0 0 4,453,433 0.275   2017/01/11 0.240   2017/01/10 4,540,000 1,152,700 0.360   2016/11/25 0.157   2016/10/31
15638 HK Bank - China Life European Warrants Oct 2017 B HKD -   -   0.320   0 0 N/A 0.233   2017/01/19 0.201   2017/01/16 960,000 209,040 0.175   2016/12/29 0.171   2016/12/29
12989 HK Bank - China Life European Warrants Oct 2017 C HKD 0.144   0.115   0.116   400,250,000 49,130,430 N/A 0.144   2017/03/29 0.115   2017/03/31 400,250,000 49,130,430 -   - -   -
21819 HK Bank - China Life European Warrants Sep 2017 A HKD 0.325   0.221   0.235   4,370,000 1,034,820 N/A 0.325   2017/03/17 0.161   2017/01/13 18,090,000 3,873,310 -   - -   -
28141 HK Bank - China Life European Warrants Sep 2017 B HKD 0.186   0.115   0.127   1,681,320,000 224,708,270 N/A 0.227   2017/02/21 0.115   2017/03/10 1,932,700,000 274,376,030 -   - -   -
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.125   0.092   0.120   136,850,000 15,051,950 14,445,083 0.138   2017/01/05 0.092   2017/03/21 409,800,000 46,550,550 0.231   2016/01/21 0.097   2016/10/11
13620 HK Bank - China Mobile European Warrants Apr 2017 A HKD 0.023   0.010   0.010   2,660,000 44,550 N/A 0.070   2017/01/05 0.010   2017/03/20 17,630,000 664,130 0.770   2016/10/11 0.050   2016/12/28
16048 HK Bank - China Mobile European Warrants Jul 2017 A HKD 0.920   0.405   0.475   3,330,000 1,716,700 N/A 0.920   2017/03/21 0.405   2017/03/15 7,140,000 4,092,200 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD 0.017   0.011   0.013   80,000 1,110 124,774 0.017   2017/03/06 0.011   2017/03/20 85,000 1,185 0.039   2016/07/27 0.010   2016/11/02
14136 HK Bank - China Mobile European Warrants Jun 2017 B HKD 0.280   0.088   0.088   20,500,000 3,555,185 N/A 0.325   2017/02/01 0.088   2017/03/31 931,390,000 258,831,245 0.570   2016/11/10 0.179   2016/12/28
14732 HK Bank - China Mobile European Warrants Jun 2017 C HKD 0.520   0.195   0.202   973,145,000 247,553,370 N/A 0.530   2017/02/10 0.195   2017/03/31 1,914,480,000 631,810,470 0.570   2016/12/02 0.305   2016/12/28
17290 HK Bank - China Mobile European Warrants Mar 2017 A HKD -   -   0.010   0 0 2,200,176 0.013   2017/02/10 0.010   2017/02/06 4,330,000 43,660 0.119   2016/07/21 0.010   2016/12/29
13826 HK Bank - China Mobile European Warrants Mar 2017 B HKD -   -   0.013   0 0 N/A 0.058   2017/01/04 0.015   2017/02/17 2,515,000 93,370 0.405   2016/10/19 0.042   2016/12/19
25851 HK Bank - China Mobile European Warrants Sep 2017 A HKD 0.340   0.163   0.152   158,605,000 47,501,935 N/A 0.340   2017/03/21 0.163   2017/03/30 181,415,000 53,885,630 -   - -   -
28822 HK Bank - China Mobile European Warrants Sep 2017 B HKD 0.550   0.247   0.270   1,501,590,000 528,475,690 N/A 0.550   2017/03/21 0.247   2017/03/15 1,513,400,000 533,381,665 -   - -   -
13574 HK Bank - China Overseas European Warrants Apr 2017 A HKD -   -   0.010   0 0 3,323,187 -   - -   - 0 0 0.185   2016/10/03 0.018   2016/12/05
27853 HK Bank - China Overseas European Warrants Dec 2017 A HKD 0.203   0.089   0.090   31,280,000 5,156,740 N/A 0.212   2017/02/22 0.089   2017/03/31 33,800,000 5,656,060 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD -   -   0.017   0 0 N/A 0.065   2017/02/09 0.026   2017/01/05 2,520,000 125,920 0.207   2016/10/19 0.021   2016/12/28
14498 HK Bank - China Overseas European Warrants Jun 2017 A HKD 0.128   0.042   0.031   56,400,000 5,660,980 N/A 0.135   2017/02/22 0.042   2017/03/28 372,480,000 32,895,880 0.133   2016/11/24 0.042   2016/12/30
18400 HK Bank - China Overseas European Warrants Nov 2017 A HKD 0.198   0.192   0.200   700,000 137,540 N/A 0.370   2017/02/09 0.192   2017/03/31 22,540,000 5,426,120 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.101   0.066   0.067   96,020,000 8,552,870 6,156,910 0.101   2017/03/27 0.066   2017/03/31 250,000,000 21,479,310 0.162   2016/04/14 0.059   2016/01/21
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.174   0.162   0.141   60,000 9,920 1,202,907 0.174   2017/03/22 0.150   2017/01/25 1,660,000 252,320 0.193   2016/04/13 0.096   2016/10/13
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.340   0.110   0.245   38,095,000 4,962,575 11,999,409 0.340   2017/03/20 0.103   2017/01/03 111,405,000 15,600,130 0.280   2016/07/15 0.092   2016/12/23
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.275   0.074   0.174   157,285,000 17,252,265 N/A 0.275   2017/03/20 0.074   2017/03/10 685,500,000 77,979,785 0.219   2016/11/02 0.083   2016/12/20
14734 HK Bank - China Tel European Warrants Jun 2017 A HKD 0.146   0.053   0.086   55,162,000 4,818,424 N/A 0.275   2017/01/06 0.053   2017/03/14 155,730,000 22,622,970 0.325   2016/12/02 0.194   2016/12/29
29386 HK Bank - China Tel European Warrants Sep 2017 A HKD 0.350   0.200   0.275   23,534,000 5,969,104 N/A 0.350   2017/03/20 0.200   2017/03/14 23,534,000 5,969,104 -   - -   -
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.157   0.084   0.140   162,278,000 15,068,842 20,842,021 0.157   2017/03/27 0.070   2017/01/16 725,802,000 65,863,224 0.192   2016/04/19 0.059   2016/07/11
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.061   0.029   0.047   72,620,000 3,440,640 2,415,300 0.061   2017/03/27 0.026   2017/01/16 132,880,000 5,695,000 0.114   2016/03/30 0.027   2016/11/17
14593 HK Bank - China Vanke European Warrants Apr 2017 A HKD 0.032   0.023   0.015   80,000 2,140 N/A 0.032   2017/03/13 0.023   2017/03/13 80,000 2,140 0.202   2016/11/28 0.065   2016/12/12
15496 HK Bank - China Vanke European Warrants Jul 2017 A HKD 0.325   0.134   0.177   42,700,000 8,280,755 N/A 0.325   2017/03/17 0.127   2017/01/04 152,472,000 24,480,611 0.168   2016/12/28 0.136   2016/12/29
28325 HK Bank - CITIC Bank European Warrants Aug 2017 A HKD 0.233   0.093   0.097   60,686,000 9,405,374 N/A 0.300   2017/02/23 0.093   2017/03/31 68,700,000 11,334,864 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.074   0.055   0.053   10,316,000 657,463 4,014,385 0.095   2017/02/15 0.055   2017/03/30 125,288,000 10,314,094 0.188   2016/08/16 0.074   2016/12/23
13695 HK Bank - CITIC Sec European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.055   2017/01/05 0.017   2017/02/08 116,730,000 4,867,785 0.187   2016/10/11 0.043   2016/12/23
27724 HK Bank - CITIC Sec European Warrants Dec 2017 A HKD 0.193   0.129   0.129   138,700,000 23,823,430 N/A 0.236   2017/02/17 0.129   2017/03/31 254,310,000 46,708,675 -   - -   -
13651 HK Bank - CKH European Warrants Apr 2017 A HKD 0.047   0.010   0.010   3,560,000 82,635 N/A 0.105   2017/02/27 0.010   2017/03/22 40,590,000 1,701,235 0.400   2016/10/11 0.127   2016/12/05
16766 HK Bank - CKH European Warrants Jul 2017 A HKD 0.440   0.310   0.330   7,890,000 2,982,175 N/A 0.440   2017/03/24 0.240   2017/02/23 149,785,000 48,267,300 -   - -   -
22787 HK Bank - CKH European Warrants Jun 2017 A HKD 0.010   0.010   0.010   5,000 50 30,064 0.010   2017/03/24 0.010   2017/03/24 15,000 150 0.075   2016/01/05 0.010   2016/12/30
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.101   0.069   0.050   1,680,000 147,840 N/A 0.113   2017/02/28 0.063   2017/02/08 2,990,000 247,720 0.330   2016/10/11 0.070   2016/12/22
12375 HK Bank - CKH European Warrants Mar 2017 A HKD 0.550   0.550   0.550   250,000 137,500 24,350 0.550   2017/03/08 0.430   2017/01/06 270,000 146,100 0.455   2016/06/02 0.440   2016/06/02
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.088   0.072   0.077   9,705,000 776,415 6,422,624 0.088   2017/03/23 0.062   2017/01/03 266,495,000 18,885,285 0.166   2016/03/16 0.050   2016/07/06
28960 HK Bank - CKH European Warrants Sep 2017 A HKD 0.425   0.325   0.325   51,085,000 19,863,700 N/A 0.455   2017/02/28 0.325   2017/03/31 52,305,000 20,409,425 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD -   -   0.012   0 0 211,000 0.013   2017/01/27 0.013   2017/01/27 200,000 2,600 0.038   2016/11/02 0.011   2016/12/28
14891 HK Bank - CKP European Warrants Jun 2017 A HKD 0.115   0.067   0.056   32,490,000 3,114,980 N/A 0.161   2017/01/18 0.067   2017/03/14 60,135,000 6,583,880 0.249   2016/12/09 0.101   2016/12/30
14893 HK Bank - CKP European Warrants Jun 2017 B HKD 0.237   0.142   0.118   52,815,000 9,022,490 N/A 0.310   2017/01/11 0.142   2017/03/14 178,355,000 38,211,640 0.405   2016/12/09 0.152   2016/12/28
12982 HK Bank - CKP European Warrants Oct 2017 A HKD 0.208   0.185   0.190   4,790,000 959,065 N/A 0.208   2017/03/30 0.185   2017/03/31 4,790,000 959,065 -   - -   -
26079 HK Bank - CM Bank European Warrants Aug 2017 A HKD 0.170   0.106   0.102   52,460,000 7,262,245 N/A 0.208   2017/02/21 0.099   2017/02/08 90,365,000 12,199,895 -   - -   -
12693 HK Bank - CM Bank European Warrants May 2017 A HKD 0.173   0.100   0.098   7,560,000 1,027,150 21,147,227 0.201   2017/02/21 0.071   2017/02/08 354,665,000 31,301,115 0.234   2016/09/05 0.064   2016/12/29
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.079   0.056   0.058   141,700,000 9,768,760 15,566,837 0.082   2017/01/03 0.056   2017/03/31 566,820,000 37,769,910 0.198   2016/03/29 0.057   2016/12/14
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD 0.219   0.182   0.204   950,000 190,300 451,980 0.255   2017/01/10 0.182   2017/03/14 1,270,000 269,410 0.350   2016/10/20 0.111   2016/01/21
25265 HK Bank - CNOOC European Warrants Jul 2017 A HKD 0.310   0.127   0.170   286,597,000 55,280,887 N/A 0.630   2017/02/02 0.127   2017/03/23 447,214,000 129,726,497 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.141   0.105   0.122   124,390,000 14,719,610 2,595,660 0.193   2017/01/16 0.105   2017/03/10 125,140,000 14,838,170 0.260   2016/10/11 0.073   2016/01/21
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD 0.012   0.010   0.013   11,470,000 118,770 23,580,927 0.053   2017/01/06 0.010   2017/03/08 2,013,740,000 63,625,260 0.099   2016/10/20 0.020   2016/01/21
14735 HK Bank - CNOOC European Warrants Jun 2017 B HKD 0.044   0.044   0.050   40,000 1,760 N/A 0.440   2017/01/05 0.044   2017/03/09 349,714,000 110,699,000 0.680   2016/12/14 0.315   2016/12/28
13776 HK Bank - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.140   2017/01/05 0.011   2017/02/02 48,930,000 4,881,490 0.640   2016/10/24 0.083   2016/12/28
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.069   0.046   0.057   87,360,000 4,778,560 29,949,335 0.122   2017/01/06 0.046   2017/03/15 507,510,000 46,107,070 0.173   2016/04/22 0.093   2016/11/14
29825 HK Bank - CNOOC European Warrants Sep 2017 A HKD 0.570   0.370   0.520   142,210,000 64,210,025 N/A 0.570   2017/03/29 0.370   2017/03/15 142,210,000 64,210,025 -   - -   -
27873 HK Bank - Country Garden European Warrants Dec 2017 A HKD 1.710   0.740   1.380   7,261,000 7,273,410 N/A 1.710   2017/03/28 0.670   2017/02/17 13,997,000 12,741,190 -   - -   -
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.153   0.103   0.092   6,315,000 870,360 12,378,468 0.153   2017/03/21 0.088   2017/01/03 198,135,000 20,296,200 0.211   2016/11/28 0.078   2016/10/12
14872 HK Bank - CRCC European Warrants Nov 2017 A HKD 0.097   0.067   0.062   102,745,000 8,881,385 N/A 0.110   2017/02/10 0.067   2017/03/31 297,050,000 26,680,615 0.138   2016/12/07 0.078   2016/12/22
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD 0.031   0.022   0.018   4,600,000 114,920 207,625 0.039   2017/01/23 0.022   2017/03/29 17,140,000 536,830 0.235   2016/03/22 0.031   2016/12/29
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.055   0.035   0.039   42,352,000 1,919,005 4,734,266 0.058   2017/02/15 0.035   2017/03/30 124,817,000 6,089,179 0.160   2016/08/15 0.040   2016/12/28
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.039   0.038   0.031   300,000 11,500 184,492 0.052   2017/01/27 0.038   2017/03/16 10,350,000 473,100 0.187   2016/01/04 0.039   2016/11/21
18577 HK Bank - CSOP A50 ETF European Put Warrants Mar 2017 A HKD 0.015   0.010   0.011   228,000 2,830 551,164 0.075   2017/01/03 0.010   2017/03/07 41,014,000 1,762,706 0.325   2016/02/12 0.053   2016/12/01
13596 HK Bank - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.059   0.021   0.019   1,073,000 57,823 N/A 0.209   2017/01/05 0.021   2017/03/24 1,270,200 79,008 0.445   2016/12/01 0.146   2016/12/30
14557 HK Bank - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.590   0.375   0.415   53,362,400 24,231,332 N/A 0.740   2017/02/21 0.375   2017/03/30 96,640,800 51,100,218 1.060   2016/11/29 0.495   2016/12/30
14838 HK Bank - CSOP A50 ETF European Warrants Jun 2017 B HKD 0.123   0.060   0.057   8,791,800 749,455 N/A 0.123   2017/03/06 0.060   2017/03/29 8,791,800 749,455 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.228   0 0 3,206 -   - -   - 0 0 0.280   2016/03/07 0.211   2016/07/08
29834 HK Bank - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.455   0.330   0.360   9,074,000 3,422,928 N/A 0.455   2017/03/16 0.330   2017/03/30 9,074,000 3,422,928 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.106   0.087   0.090   108,498,000 10,253,562 14,029,348 0.119   2017/02/21 0.087   2017/03/30 324,648,000 34,053,614 0.146   2016/08/16 0.096   2016/12/20
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.140   0.087   0.095   80,000,000 8,164,560 N/A 0.140   2017/03/20 0.073   2017/01/09 366,440,000 38,267,100 0.143   2016/11/01 0.074   2016/12/29
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.050   0.027   0.030   9,000,000 352,720 1,462,153 0.050   2017/03/20 0.022   2017/01/09 49,980,000 1,847,400 0.224   2016/08/04 0.026   2016/12/28
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD 0.015   0.013   0.013   600,000 8,400 72,077 0.037   2017/02/24 0.013   2017/03/31 2,750,000 62,500 0.187   2016/02/23 0.028   2016/12/23
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.135   0.032   0.135   161,020,000 11,857,780 2,655,473 0.135   2017/03/31 0.028   2017/01/04 202,400,000 13,501,060 0.135   2016/05/09 0.025   2016/12/30
19218 HK Bank - Evergrande European Warrants Sep 2017 A HKD 1.950   1.000   1.970   1,134,000 1,665,480 N/A 1.950   2017/03/31 0.600   2017/01/16 5,790,000 5,085,350 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD 0.345   0.152   0.164   33,571,000 7,019,963 3,147,851 0.345   2017/03/08 0.100   2017/01/16 85,774,000 17,604,917 0.330   2016/09/20 0.107   2016/12/15
28815 HK Bank - Galaxy Ent European Put Warrants Aug 2017 A HKD 0.225   0.071   0.077   379,180,000 52,248,430 N/A 0.275   2017/02/24 0.071   2017/03/30 384,880,000 53,670,710 -   - -   -
13540 HK Bank - Galaxy Ent European Put Warrants Mar 2017 C HKD -   -   0.011   0 0 6,693,422 0.052   2017/01/03 0.047   2017/01/03 20,000 990 0.220   2016/10/03 0.018   2016/12/08
14503 HK Bank - Galaxy Ent European Put Warrants May 2017 B HKD 0.045   0.010   0.010   3,420,000 103,580 N/A 0.260   2017/01/03 0.010   2017/03/22 424,070,000 48,525,070 0.260   2016/12/29 0.117   2016/12/08
13476 HK Bank - Galaxy Ent European Warrants Apr 2017 A HKD 0.770   0.315   0.790   2,140,000 1,205,600 16,202,417 0.770   2017/03/28 0.160   2017/02/08 31,010,000 8,339,220 0.520   2016/12/01 0.153   2016/09/28
16677 HK Bank - Galaxy Ent European Warrants Jul 2017 A HKD 0.700   0.365   0.720   2,730,000 1,509,000 N/A 0.700   2017/03/28 0.215   2017/02/08 304,990,000 99,004,140 -   - -   -
27864 HK Bank - Galaxy Ent European Warrants Jul 2017 B HKD 0.425   0.255   0.495   138,540,000 43,953,400 N/A 0.425   2017/03/20 0.189   2017/02/21 183,150,000 54,408,390 -   - -   -
14890 HK Bank - Galaxy Ent European Warrants Jun 2017 A HKD 0.255   0.122   0.231   192,280,000 36,707,160 N/A 0.255   2017/03/30 0.077   2017/02/09 665,910,000 95,881,140 0.260   2016/12/08 0.096   2016/12/28
12998 HK Bank - Galaxy Ent European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
13065 HK Bank - Galaxy Ent European Warrants Mar 2017 B HKD 0.960   0.790   1.060   60,000 55,900 5,475,317 0.960   2017/03/17 0.410   2017/01/04 140,000 91,500 0.550   2016/12/09 0.235   2016/09/14
14500 HK Bank - Galaxy Ent European Warrants May 2017 A HKD 0.490   0.190   0.455   39,870,000 10,050,440 N/A 0.490   2017/03/30 0.099   2017/02/08 463,290,000 69,903,000 0.455   2016/12/01 0.136   2016/12/28
12984 HK Bank - Galaxy Ent European Warrants Oct 2017 A HKD 0.400   0.350   0.355   8,800,000 3,207,400 N/A 0.400   2017/03/30 0.350   2017/03/31 8,800,000 3,207,400 -   - -   -
25863 HK Bank - Geely Auto European Put Warrants Apr 2018 A HKD 0.151   0.103   0.111   169,200,000 20,872,800 N/A 0.225   2017/02/03 0.103   2017/03/29 664,300,000 108,158,400 -   - -   -
27307 HK Bank - Geely Auto European Put Warrants Dec 2017 B HKD 0.197   0.115   0.123   339,600,000 49,765,100 N/A 0.206   2017/02/17 0.115   2017/03/29 494,300,000 79,118,550 -   - -   -
11366 HK Bank - Geely Auto European Put Warrants Dec 2017 D HKD 0.245   0.182   0.190   19,500,000 3,786,350 N/A 0.245   2017/03/20 0.182   2017/03/28 19,500,000 3,786,350 -   - -   -
13693 HK Bank - Geely Auto European Warrants Apr 2017 A HKD 4.110   2.330   3.790   1,290,000 5,110,200 N/A 4.110   2017/03/16 0.630   2017/01/09 6,445,000 13,780,100 1.490   2016/10/24 0.120   2016/11/07
25459 HK Bank - Geely Auto European Warrants Aug 2017 A HKD 4.060   2.400   3.430   2,960,000 9,979,700 N/A 4.060   2017/03/14 1.410   2017/02/02 5,730,000 16,655,450 -   - -   -
25499 HK Bank - Geely Auto European Warrants Aug 2017 B HKD 3.490   2.500   3.030   1,130,000 3,339,500 N/A 3.490   2017/03/15 1.260   2017/02/02 20,930,000 49,279,950 -   - -   -
27086 HK Bank - Geely Auto European Warrants Dec 2017 A HKD 0.370   0.255   0.315   21,900,000 6,993,750 N/A 0.370   2017/03/14 0.242   2017/02/24 50,600,000 14,288,750 -   - -   -
28794 HK Bank - Geely Auto European Warrants Dec 2017 C HKD 0.305   0.179   0.249   142,600,000 30,738,850 N/A 0.305   2017/03/14 0.179   2017/03/06 142,600,000 30,738,850 -   - -   -
28318 HK Bank - Geely Auto European Warrants Feb 2018 A HKD 0.285   0.175   0.237   141,700,000 31,137,100 N/A 0.285   2017/03/14 0.175   2017/03/21 217,950,000 49,173,200 -   - -   -
11544 HK Bank - Geely Auto European Warrants Jan 2018 A HKD 0.204   0.154   0.180   155,050,000 28,627,300 N/A 0.204   2017/03/29 0.154   2017/03/22 155,050,000 28,627,300 -   - -   -
25263 HK Bank - Geely Auto European Warrants Jul 2017 A HKD 2.720   1.390   2.190   5,050,000 10,033,300 N/A 2.720   2017/03/14 0.840   2017/02/02 40,465,000 63,564,500 -   - -   -
15404 HK Bank - Geely Auto European Warrants Jun 2017 A HKD 4.790   3.710   4.350   410,000 1,581,900 N/A 4.790   2017/03/15 0.970   2017/01/03 21,620,000 39,875,550 0.980   2016/12/29 0.820   2016/12/28
24726 HK Bank - Geely Auto European Warrants Jun 2018 A HKD 0.455   0.325   0.410   900,000 344,750 N/A 0.455   2017/03/14 0.207   2017/02/02 39,000,000 9,399,650 -   - -   -
14017 HK Bank - Geely Auto European Warrants May 2017 A HKD 2.670   1.360   2.320   4,045,000 6,888,350 N/A 2.670   2017/03/13 0.228   2017/01/03 78,605,000 57,017,885 0.650   2016/11/03 0.164   2016/12/28
27172 HK Bank - Geely Auto European Warrants Nov 2017 A HKD 0.375   0.260   0.330   9,800,000 3,049,500 N/A 0.375   2017/03/14 0.248   2017/02/24 14,800,000 4,354,550 -   - -   -
22782 HK Bank - Geely Auto European Warrants Oct 2017 A HKD 0.385   0.295   0.385   110,000 41,450 N/A 0.385   2017/03/31 0.144   2017/01/17 206,095,000 52,377,170 -   - -   -
25456 HK Bank - Geely Auto European Warrants Oct 2017 B HKD 0.520   0.435   0.450   1,700,000 814,500 N/A 0.520   2017/03/14 0.227   2017/02/02 8,000,000 2,642,100 -   - -   -
27176 HK Bank - Geely Auto European Warrants Sep 2017 A HKD 0.370   0.236   0.345   12,300,000 3,442,100 N/A 0.370   2017/03/14 0.236   2017/03/06 18,300,000 5,150,850 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.128   0.074   0.076   89,825,000 8,066,770 N/A 0.152   2017/02/22 0.051   2017/02/02 349,055,000 30,795,145 0.102   2016/10/27 0.050   2016/12/28
28713 HK Bank - Greatwall Motor European Warrants Feb 2018 A HKD 0.181   0.108   0.116   259,145,000 34,651,640 N/A 0.202   2017/02/23 0.108   2017/03/22 270,005,000 36,747,470 -   - -   -
14163 HK Bank - Greatwall Motor European Warrants Jun 2017 A HKD 1.910   1.150   1.180   112,000 165,045 N/A 2.220   2017/02/22 0.600   2017/01/06 20,551,500 16,660,165 1.000   2016/12/08 0.580   2016/12/23
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD -   -   0.021   0 0 2,442 -   - -   - 0 0 0.032   2016/08/04 0.012   2016/11/25
28965 HK Bank - Greatwall Motor European Warrants Oct 2018 A HKD 0.162   0.160   0.115   560,000 90,510 N/A 0.162   2017/03/02 0.160   2017/03/02 560,000 90,510 -   - -   -
27195 HK Bank - Haitong Sec European Warrants Oct 2017 A HKD 0.147   0.074   0.074   114,628,000 13,454,356 N/A 0.177   2017/02/17 0.074   2017/03/31 242,432,000 33,225,992 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.056   0.030   0.034   147,560,000 6,912,340 25,759,068 0.107   2017/01/04 0.030   2017/03/20 820,950,000 58,131,790 0.143   2016/09/01 0.081   2016/11/28
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.150   0.092   0.102   737,750,000 90,141,510 N/A 0.188   2017/02/03 0.092   2017/03/20 1,478,300,000 192,847,060 0.240   2016/12/22 0.158   2016/12/02
29742 HK Bank - HKEX European Warrants Dec 2017 A HKD 0.154   0.114   0.120   354,180,000 47,160,040 N/A 0.154   2017/03/21 0.114   2017/03/15 354,180,000 47,160,040 -   - -   -
12987 HK Bank - HKEX European Warrants Feb 2018 A HKD 0.121   0.118   0.119   4,620,000 552,770 N/A 0.121   2017/03/31 0.118   2017/03/31 4,620,000 552,770 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.042   0.024   0.027   80,450,000 2,913,310 30,190,315 0.076   2017/02/16 0.024   2017/03/13 445,680,000 23,979,130 0.174   2016/10/11 0.044   2016/12/30
14158 HK Bank - HKEX European Warrants Jun 2017 A HKD 0.049   0.025   0.028   7,386,380,000 265,759,710 N/A 0.086   2017/02/16 0.025   2017/03/10 13,969,030,000 725,323,990 0.168   2016/11/11 0.039   2016/12/28
15408 HK Bank - HKEX European Warrants Jun 2017 B HKD 0.105   0.056   0.070   3,813,410,000 256,162,550 N/A 0.152   2017/02/16 0.056   2017/03/10 12,639,720,000 974,321,800 0.097   2016/12/23 0.079   2016/12/28
15634 HK Bank - HKEX European Warrants Jun 2017 C HKD 0.157   0.097   0.117   28,880,000 3,644,870 N/A 0.208   2017/02/16 0.089   2017/01/25 610,330,000 69,486,620 0.130   2016/12/30 0.119   2016/12/30
13406 HK Bank - HKEX European Warrants Mar 2017 A HKD 0.012   0.011   0.011   33,000 366 159,472,723 0.153   2017/02/16 0.011   2017/03/20 15,471,000 1,436,581 1.180   2016/09/23 0.053   2016/12/28
26562 HK Bank - HKEX European Warrants May 2017 A HKD 0.041   0.019   0.020   93,330,000 2,545,330 82,503,610 0.084   2017/02/16 0.019   2017/03/15 793,820,000 42,630,060 0.221   2016/04/25 0.034   2016/12/28
27753 HK Bank - HKEX European Warrants May 2017 B HKD -   -   0.010   0 0 7,426,400 0.021   2017/02/16 0.010   2017/02/24 2,060,000 28,770 0.126   2016/09/09 0.012   2016/12/22
27689 HK Bank - HKEX European Warrants Nov 2017 A HKD 0.121   0.081   0.091   309,680,000 31,398,560 N/A 0.164   2017/02/17 0.081   2017/03/10 463,740,000 53,988,310 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.049   0.031   0.035   50,350,000 2,206,050 22,589,167 0.082   2017/02/16 0.031   2017/03/10 271,810,000 16,590,600 0.170   2016/10/11 0.052   2016/12/20
27729 HK Bank - HKEX European Warrants Sep 2017 D HKD 0.122   0.077   0.089   1,372,690,000 138,803,710 N/A 0.170   2017/02/16 0.077   2017/03/10 1,651,010,000 179,614,310 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.030   0.024   0.024   640,000 18,480 11,983 0.034   2017/02/21 0.024   2017/03/09 960,000 28,160 0.051   2016/01/04 0.018   2016/05/05
23104 HK Bank - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/04/06 0.010   2016/04/06
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.133   0.099   0.106   233,360,000 27,368,840 23,339,267 0.133   2017/03/21 0.085   2017/02/03 575,780,000 63,505,360 0.137   2016/09/09 0.057   2016/06/16
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD 0.080   0.041   0.054   932,650,000 57,229,230 N/A 0.175   2017/01/03 0.041   2017/03/21 3,141,530,000 301,954,420 0.237   2016/11/09 0.131   2016/12/09
12728 HK Bank - HSCEI European Put Warrants Mar 2017 B HKD 0.015   0.010   0.010   1,180,000 12,200 72,145,448 0.137   2017/01/03 0.010   2017/03/02 1,520,230,000 99,525,800 0.211   2016/11/09 0.087   2016/12/08
28474 HK Bank - HSCEI European Put Warrants Sep 2017 B HKD 0.158   0.098   0.124   1,685,200,000 216,216,830 N/A 0.158   2017/03/10 0.098   2017/03/21 1,919,820,000 248,230,260 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.124   0.078   0.084   1,916,270,000 195,522,420 N/A 0.141   2017/02/23 0.065   2017/02/03 3,539,480,000 360,123,960 0.132   2016/10/26 0.062   2016/12/23
28476 HK Bank - HSCEI European Warrants Dec 2017 B HKD 0.150   0.096   0.104   2,034,940,000 252,277,620 N/A 0.150   2017/03/21 0.096   2017/03/10 2,222,220,000 278,806,740 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.236   0.155   0.169   2,990,000 622,940 96,973,417 0.237   2017/02/23 0.106   2017/01/03 1,558,270,000 202,118,090 0.255   2016/09/09 0.089   2016/12/23
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.172   0.089   0.107   26,320,000 3,200,680 1,866,855 0.172   2017/03/21 0.069   2017/02/02 60,410,000 7,023,870 0.210   2016/09/09 0.055   2016/12/23
11276 HK Bank - HSCEI European Warrants Mar 2017 A HKD -   -   0.365   0 0 4,080 -   - -   - 0 0 0.295   2016/08/17 0.143   2016/07/06
13290 HK Bank - HSCEI European Warrants Mar 2017 C HKD 0.103   0.023   0.054   18,140,000 781,920 64,992,045 0.103   2017/03/21 0.018   2017/02/02 654,500,000 23,874,810 0.206   2016/09/22 0.020   2016/12/23
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.140   0.080   0.088   1,614,520,000 175,146,050 101,250,252 0.150   2017/02/23 0.065   2017/02/03 3,137,000,000 331,803,050 0.197   2016/09/09 0.054   2016/12/23
13694 HK Bank - HSI European Put Warrants Apr 2017 B HKD 0.012   0.010   0.010   1,280,000 14,080 N/A 0.140   2017/01/03 0.010   2017/03/01 3,175,900,000 262,847,640 0.204   2016/11/09 0.087   2016/12/08
14137 HK Bank - HSI European Put Warrants Apr 2017 C HKD 0.024   0.010   0.010   31,760,000 574,190 N/A 0.170   2017/01/03 0.010   2017/03/17 5,959,970,000 480,397,760 0.216   2016/12/22 0.120   2016/12/08
28733 HK Bank - HSI European Put Warrants Aug 2017 B HKD 0.203   0.112   0.126   4,429,470,000 596,624,900 N/A 0.203   2017/03/03 0.112   2017/03/21 4,429,470,000 596,624,900 -   - -   -
13002 HK Bank - HSI European Put Warrants Aug 2017 C HKD 0.144   0.133   0.135   46,660,000 6,495,920 N/A 0.144   2017/03/31 0.133   2017/03/31 46,660,000 6,495,920 -   - -   -
21452 HK Bank - HSI European Put Warrants Jul 2017 B HKD 0.062   0.026   0.032   1,296,560,000 65,875,000 N/A 0.119   2017/01/12 0.026   2017/03/21 6,370,810,000 455,325,280 -   - -   -
24011 HK Bank - HSI European Put Warrants Jul 2017 C HKD 0.042   0.024   0.024   2,400,000 87,300 N/A 0.090   2017/02/01 0.024   2017/03/20 886,100,000 53,261,000 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD 0.010   0.010   0.010   100,000 1,000 134,187 0.014   2017/01/05 0.010   2017/03/01 30,810,000 351,260 0.167   2016/03/09 0.013   2016/12/16
15637 HK Bank - HSI European Put Warrants Jun 2017 F HKD 0.037   0.014   0.016   32,490,000 1,121,010 N/A 0.156   2017/01/03 0.014   2017/03/21 3,196,380,000 258,639,740 -   - -   -
21450 HK Bank - HSI European Put Warrants Jun 2017 I HKD 0.056   0.018   0.022   1,724,270,000 67,956,170 N/A 0.123   2017/01/16 0.018   2017/03/21 7,835,820,000 520,245,410 -   - -   -
26096 HK Bank - HSI European Put Warrants Jun 2017 J HKD 0.097   0.036   0.045   4,127,020,000 294,745,360 N/A 0.153   2017/02/06 0.036   2017/03/21 9,428,820,000 813,729,540 -   - -   -
26621 HK Bank - HSI European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 22,223 0.010   2017/01/16 0.010   2017/01/16 2,580,000 25,800 0.160   2016/03/09 0.010   2016/12/16
11935 HK Bank - HSI European Put Warrants Mar 2017 C HKD 0.010   0.010   0.010   500,000 5,000 55,621,140 0.057   2017/01/03 0.010   2017/03/07 717,100,000 24,293,540 0.135   2016/08/08 0.032   2016/12/08
13099 HK Bank - HSI European Put Warrants Mar 2017 E HKD 0.020   0.010   0.010   25,960,000 404,480 68,800,370 0.109   2017/01/10 0.010   2017/03/15 1,732,000,000 80,903,380 0.206   2016/11/09 0.101   2016/10/11
14462 HK Bank - HSI European Put Warrants May 2017 A HKD 0.019   0.012   0.012   6,820,000 113,010 N/A 0.121   2017/01/03 0.012   2017/03/29 2,647,950,000 184,280,990 0.146   2016/12/28 0.080   2016/12/08
26099 HK Bank - HSI European Put Warrants May 2017 B HKD 0.085   0.023   0.029   1,168,120,000 81,207,180 N/A 0.154   2017/02/06 0.023   2017/03/30 6,530,180,000 567,484,890 -   - -   -
28459 HK Bank - HSI European Put Warrants May 2017 C HKD 0.140   0.068   0.088   615,260,000 50,566,020 N/A 0.140   2017/03/03 0.068   2017/03/21 615,310,000 50,572,020 -   - -   -
29385 HK Bank - HSI European Put Warrants Oct 2017 A HKD 0.153   0.095   0.106   2,181,860,000 239,145,490 N/A 0.153   2017/03/08 0.095   2017/03/21 2,181,860,000 239,145,490 -   - -   -
16047 HK Bank - HSI European Put Warrants Sep 2017 A HKD 0.062   0.036   0.037   470,000 21,370 N/A 0.130   2017/01/06 0.036   2017/03/21 416,100,000 45,250,270 -   - -   -
28738 HK Bank - HSI European Put Warrants Sep 2017 B HKD 0.154   0.088   0.100   3,367,390,000 380,626,930 N/A 0.154   2017/03/03 0.088   2017/03/21 3,367,390,000 380,626,930 -   - -   -
13289 HK Bank - HSI European Warrants Apr 2017 A HKD 0.016   0.010   0.010   85,200,000 1,201,730 61,475,990 0.028   2017/02/20 0.010   2017/03/28 1,093,170,000 23,878,680 0.204   2016/09/22 0.010   2016/12/21
14254 HK Bank - HSI European Warrants Apr 2017 D HKD 0.211   0.125   0.192   270,000 42,560 N/A 0.211   2017/03/23 0.064   2017/01/03 515,450,000 52,636,170 0.161   2016/12/01 0.053   2016/12/28
28464 HK Bank - HSI European Warrants Aug 2017 A HKD 0.156   0.082   0.105   6,113,950,000 687,024,440 N/A 0.156   2017/03/21 0.082   2017/03/10 6,985,830,000 798,814,220 -   - -   -
14839 HK Bank - HSI European Warrants Jul 2017 A HKD 0.197   0.112   0.163   2,983,290,000 393,427,270 N/A 0.197   2017/03/21 0.080   2017/01/03 11,011,730,000 1,397,363,770 0.102   2016/12/16 0.071   2016/12/23
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.260   0.148   0.208   526,390,000 82,597,890 190,054,882 0.260   2017/03/21 0.093   2017/01/03 4,740,930,000 644,495,580 0.350   2016/09/09 0.065   2016/05/24
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.068   0.028   0.040   3,983,150,000 190,969,210 169,510,558 0.072   2017/02/16 0.025   2017/01/04 10,287,200,000 503,827,170 0.184   2016/09/22 0.021   2016/12/28
14842 HK Bank - HSI European Warrants Jun 2017 D HKD 0.154   0.072   0.109   4,792,150,000 463,425,770 N/A 0.154   2017/03/21 0.056   2017/01/03 17,254,630,000 1,720,521,420 0.112   2016/12/12 0.048   2016/12/23
15636 HK Bank - HSI European Warrants Jun 2017 E HKD -   -   0.275   0 0 N/A 0.205   2017/01/18 0.130   2017/01/03 67,380,000 8,947,780 0.140   2016/12/30 0.130   2016/12/29
16041 HK Bank - HSI European Warrants Jun 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21431 HK Bank - HSI European Warrants Jun 2017 H HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11932 HK Bank - HSI European Warrants Mar 2017 B HKD 0.095   0.012   0.052   27,500,000 820,310 178,503,133 0.095   2017/03/21 0.012   2017/03/10 752,490,000 25,336,340 0.245   2016/09/09 0.014   2016/12/28
13098 HK Bank - HSI European Warrants Mar 2017 D HKD 0.036   0.010   0.010   364,980,000 7,440,420 162,037,442 0.047   2017/02/20 0.010   2017/03/24 3,350,530,000 99,613,860 0.218   2016/09/12 0.010   2016/12/29
14257 HK Bank - HSI European Warrants Mar 2017 F HKD 0.219   0.211   0.290   140,000 29,780 N/A 0.219   2017/03/13 0.083   2017/01/03 1,020,230,000 100,722,340 0.164   2016/11/16 0.067   2016/12/28
29384 HK Bank - HSI European Warrants Nov 2017 A HKD 0.132   0.084   0.086   3,243,510,000 341,977,900 N/A 0.132   2017/03/21 0.084   2017/03/31 3,243,510,000 341,977,900 -   - -   -
29383 HK Bank - HSI European Warrants Sep 2017 C HKD 0.136   0.085   0.089   3,210,100,000 348,045,670 N/A 0.136   2017/03/21 0.085   2017/03/15 3,210,100,000 348,045,670 -   - -   -
14836 HK Bank - ICBC European Warrants Aug 2017 A HKD 0.445   0.290   0.355   2,707,000 927,760 N/A 0.475   2017/02/16 0.229   2017/02/03 96,539,000 27,049,235 0.270   2016/12/30 0.200   2016/12/28
28716 HK Bank - ICBC European Warrants Aug 2017 B HKD 0.239   0.120   0.160   97,422,000 18,090,506 N/A 0.265   2017/02/24 0.120   2017/03/10 104,580,000 19,774,455 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.720   0.480   0.580   429,000 251,260 275,402 0.720   2017/03/21 0.380   2017/02/03 1,855,000 953,465 0.710   2016/09/21 0.310   2016/12/23
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.270   0.131   0.178   48,084,000 8,736,266 17,009,715 0.285   2017/02/22 0.113   2017/02/03 246,372,000 39,196,203 0.375   2016/09/23 0.102   2016/12/28
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.130   0.055   0.063   71,663,000 6,495,224 3,199,305 0.165   2017/02/16 0.055   2017/03/10 150,620,000 16,354,780 0.227   2016/10/06 0.062   2016/12/22
16040 HK Bank - ICBC European Warrants Jul 2017 D HKD -   -   0.450   0 0 N/A 0.340   2017/01/05 0.315   2017/01/04 1,008,000 334,370 -   - -   -
25437 HK Bank - Jiangxi Copper European Warrants Dec 2017 A HKD 0.207   0.119   0.121   108,210,000 15,944,230 N/A 0.260   2017/02/14 0.119   2017/03/31 237,480,000 42,782,830 -   - -   -
28140 HK Bank - Jiangxi Copper European Warrants Dec 2017 B HKD 0.149   0.073   0.074   273,460,000 30,020,740 N/A 0.197   2017/02/20 0.073   2017/03/31 394,700,000 50,330,220 -   - -   -
14339 HK Bank - Jiangxi Copper European Warrants Jun 2017 A HKD 0.163   0.054   0.054   32,020,000 2,608,750 N/A 0.227   2017/02/23 0.054   2017/03/31 292,780,000 27,115,230 0.176   2016/11/25 0.052   2016/12/28
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.380   0.315   0.300   450,000 160,600 5,371,717 0.490   2017/02/22 0.209   2017/01/04 7,920,000 2,625,350 0.390   2016/11/25 0.113   2016/10/12
13823 HK Bank - KECL European Warrants Apr 2017 A HKD 0.300   0.128   0.290   14,150,000 3,071,412 N/A 0.300   2017/03/06 0.062   2017/02/06 106,676,000 16,269,478 0.330   2016/10/20 0.120   2016/12/29
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.168   0.145   0.178   380,000 62,380 3,118,613 0.168   2017/03/24 0.102   2017/01/03 32,920,000 3,755,600 0.208   2016/03/31 0.093   2016/11/18
29739 HK Bank - KECL European Warrants Sep 2017 A HKD 0.470   0.335   0.420   16,960,000 6,899,820 N/A 0.470   2017/03/28 0.335   2017/03/13 16,960,000 6,899,820 -   - -   -
13208 HK Bank - Kingsoft European Warrants Apr 2017 A HKD 0.360   0.046   0.310   27,530,000 3,938,430 8,676,162 0.360   2017/03/31 0.040   2017/02/24 197,640,000 18,912,430 0.350   2016/09/28 0.083   2016/12/23
13511 HK Bank - Kingsoft European Warrants Apr 2017 B HKD 0.113   0.010   0.105   8,900,000 608,350 1,058,582 0.113   2017/03/22 0.010   2017/03/10 13,910,000 768,180 0.260   2016/10/11 0.056   2016/12/14
27702 HK Bank - Kingsoft European Warrants Sep 2017 A HKD 0.400   0.181   0.425   8,640,000 2,178,190 N/A 0.400   2017/03/22 0.173   2017/02/24 73,290,000 15,761,200 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.050   0.018   0.027   17,780,000 391,320 657,533 0.050   2017/03/24 0.018   2017/03/10 75,900,000 2,111,220 0.147   2016/04/19 0.026   2016/12/21
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD -   -   0.011   0 0 4,500 0.022   2017/01/18 0.013   2017/02/07 760,000 14,200 0.154   2016/01/05 0.014   2016/12/08
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD -   -   0.014   0 0 33,337 0.015   2017/01/19 0.013   2017/02/06 2,580,000 34,700 0.150   2016/01/08 0.015   2016/11/10
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.285   0.128   0.275   20,806,000 3,721,800 N/A 0.480   2017/01/17 0.128   2017/03/13 294,858,000 81,631,956 0.415   2016/12/01 0.270   2016/12/29
12908 HK Bank - Lenovo European Warrants Mar 2017 A HKD -   -   0.010   0 0 3,025,792 0.098   2017/01/17 0.010   2017/02/17 21,448,000 1,196,282 0.630   2016/09/07 0.031   2016/12/19
24706 HK Bank - Lenovo European Warrants Sep 2017 A HKD 0.234   0.123   0.224   16,742,000 3,260,938 N/A 0.325   2017/02/09 0.123   2017/03/15 32,692,000 7,208,244 -   - -   -
28964 HK Bank - Lenovo European Warrants Sep 2017 B HKD 0.365   0.167   0.355   32,642,000 7,173,810 N/A 0.365   2017/03/29 0.167   2017/03/10 34,842,000 7,623,410 -   - -   -
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   2,000,000 20,000 4,000 0.010   2017/03/27 0.010   2017/03/27 2,000,000 20,000 0.027   2016/01/04 0.010   2016/11/18
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.202   0.087   0.173   68,600,000 9,302,650 N/A 0.300   2017/01/11 0.087   2017/03/15 177,450,000 32,019,780 0.405   2016/12/09 0.150   2016/12/29
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.216   0.216   0.200   500,000 108,000 636,209 0.270   2017/02/15 0.211   2017/01/20 2,900,000 717,100 0.280   2016/10/05 0.170   2016/03/11
16767 HK Bank - Minsheng Bank European Warrants Jul 2017 A HKD 0.720   0.370   0.365   9,234,500 4,841,003 N/A 0.910   2017/02/15 0.370   2017/03/31 22,627,500 14,100,733 -   - -   -
13790 HK Bank - PetroChina European Warrants Apr 2017 A HKD 0.137   0.015   0.016   4,812,000 293,600 N/A 0.490   2017/01/18 0.015   2017/03/31 372,644,000 101,390,592 0.365   2016/12/21 0.111   2016/11/14
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.029   0.024   0.024   400,000 10,100 217,927 0.037   2017/02/15 0.024   2017/03/31 28,080,000 888,600 0.049   2016/04/28 0.022   2016/01/21
14386 HK Bank - PetroChina European Warrants Jun 2017 A HKD 0.690   0.450   0.450   790,000 413,600 N/A 1.010   2017/01/25 0.450   2017/03/31 1,292,000 900,620 0.870   2016/12/14 0.400   2016/11/21
15405 HK Bank - PetroChina European Warrants Jun 2017 B HKD 0.157   0.075   0.058   2,220,000 242,450 N/A 0.435   2017/01/18 0.075   2017/03/15 534,152,000 176,256,924 0.345   2016/12/22 0.265   2016/12/29
13791 HK Bank - PetroChina European Warrants Mar 2017 A HKD -   -   0.425   0 0 N/A 0.620   2017/01/26 0.265   2017/01/04 6,188,000 2,039,140 0.460   2016/12/14 0.123   2016/11/14
28728 HK Bank - PetroChina European Warrants Sep 2017 A HKD 0.455   0.247   0.260   308,800,000 108,008,854 N/A 0.630   2017/02/23 0.247   2017/03/31 309,780,000 108,585,674 -   - -   -
16050 HK Bank - PICC European Warrants Jul 2018 A HKD 0.144   0.094   0.094   103,780,000 12,582,980 N/A 0.160   2017/01/05 0.094   2017/03/31 349,000,000 46,317,560 -   - -   -
13692 HK Bank - Ping An European Warrants Apr 2017 A HKD 0.031   0.020   0.013   3,000,000 77,700 N/A 0.056   2017/02/13 0.019   2017/02/01 156,850,000 7,394,505 0.188   2016/10/11 0.037   2016/12/23
13696 HK Bank - Ping An European Warrants Apr 2017 B HKD 0.280   0.089   0.181   17,370,000 3,201,130 N/A 0.280   2017/03/23 0.066   2017/02/03 2,834,220,000 350,352,480 0.420   2016/11/28 0.114   2016/12/23
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.033   0.017   0.022   174,755,000 4,266,065 6,118,793 0.033   2017/03/23 0.014   2017/02/03 728,320,000 17,777,260 0.096   2016/01/05 0.020   2016/12/23
16049 HK Bank - Ping An European Warrants Jul 2017 B HKD 0.350   0.310   0.440   2,080,000 686,000 N/A 0.415   2017/02/23 0.213   2017/02/03 38,695,000 11,376,040 -   - -   -
26537 HK Bank - Ping An European Warrants Jul 2017 C HKD 0.275   0.134   0.203   1,215,525,000 192,978,970 N/A 0.275   2017/03/23 0.134   2017/03/13 1,740,695,000 307,513,410 -   - -   -
26798 HK Bank - Ping An European Warrants Jun 2017 A HKD 0.355   0.180   0.300   51,300,000 11,060,380 N/A 0.355   2017/03/24 0.180   2017/03/10 119,095,000 28,756,440 -   - -   -
27912 HK Bank - Ping An European Warrants Jun 2017 B HKD 0.165   0.077   0.112   1,482,045,000 180,584,895 N/A 0.165   2017/03/23 0.077   2017/03/10 1,873,220,000 235,402,515 -   - -   -
23986 HK Bank - Ping An European Warrants Mar 2017 A HKD -   -   0.011   0 0 5,950 0.010   2017/01/06 0.010   2017/01/06 1,400,000 16,100 0.109   2016/01/04 0.010   2016/12/30
13697 HK Bank - Ping An European Warrants Mar 2017 B HKD 0.038   0.010   0.030   14,610,000 249,810 N/A 0.079   2017/02/16 0.010   2017/03/20 506,135,000 26,445,260 0.280   2016/10/11 0.053   2016/12/29
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.065   0.041   0.053   20,800,000 1,044,100 2,968,650 0.065   2017/03/23 0.037   2017/02/03 131,850,000 6,337,200 0.130   2016/01/04 0.030   2016/06/27
28149 HK Bank - Ping An European Warrants Sep 2017 B HKD 0.201   0.162   0.149   1,280,000 236,690 N/A 0.201   2017/03/23 0.158   2017/02/27 30,790,000 5,342,410 -   - -   -
14504 HK Bank - Sands China European Put Warrants May 2017 A HKD 0.209   0.044   0.042   77,204,000 10,419,660 N/A 0.365   2017/01/03 0.044   2017/03/29 189,124,000 37,383,984 0.390   2016/12/19 0.178   2016/11/29
28163 HK Bank - Sands China European Put Warrants Sep 2017 A HKD 0.175   0.087   0.090   125,400,000 16,275,652 N/A 0.220   2017/02/20 0.087   2017/03/29 148,400,000 21,178,468 -   - -   -
16091 HK Bank - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
27879 HK Bank - Sands China European Warrants Aug 2017 A HKD 0.415   0.265   0.415   32,792,000 9,991,120 N/A 0.415   2017/03/28 0.219   2017/02/23 80,720,000 21,499,012 -   - -   -
28323 HK Bank - Sands China European Warrants Aug 2017 B HKD 0.305   0.186   0.280   131,784,000 28,813,076 N/A 0.305   2017/03/29 0.161   2017/02/23 162,676,000 34,082,384 -   - -   -
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD 0.060   0.048   0.052   5,976,000 308,260 N/A 0.124   2017/01/11 0.026   2017/02/08 14,092,000 957,424 0.250   2016/12/01 0.078   2016/12/28
16708 HK Bank - Sands China European Warrants Jul 2017 B HKD 0.238   0.114   0.214   72,356,000 11,283,276 N/A 0.320   2017/01/11 0.090   2017/02/21 668,412,000 88,804,288 -   - -   -
23012 HK Bank - Sands China European Warrants Jul 2017 C HKD 0.178   0.098   0.155   149,772,000 22,048,052 N/A 0.223   2017/01/23 0.078   2017/02/23 830,680,000 98,096,284 -   - -   -
11882 HK Bank - Sands China European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,286,109 0.300   2017/01/11 0.010   2017/02/24 60,764,000 6,585,680 0.640   2016/11/29 0.148   2016/12/29
13066 HK Bank - Sands China European Warrants Mar 2017 B HKD 0.074   0.010   0.010   25,364,000 816,928 27,107,041 0.191   2017/01/11 0.010   2017/03/24 145,760,000 15,861,984 0.440   2016/11/22 0.103   2016/12/29
13477 HK Bank - Sands China European Warrants Mar 2017 C HKD 0.010   0.010   0.010   480,000 4,800 13,068,584 0.095   2017/01/11 0.010   2017/03/01 178,948,000 11,093,824 0.285   2016/11/29 0.058   2016/12/29
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.078   0.052   0.056   172,740,000 10,286,960 N/A 0.157   2017/01/05 0.052   2017/03/23 224,900,000 14,478,510 0.185   2016/12/28 0.099   2016/11/01
13799 HK Bank - SHK Ppt European Warrants Apr 2017 A HKD 0.110   0.042   0.019   4,910,000 400,340 N/A 0.114   2017/02/22 0.042   2017/03/07 6,900,000 571,080 0.360   2016/10/25 0.030   2016/12/22
13821 HK Bank - SHK Ppt European Warrants Apr 2017 B HKD 0.300   0.095   0.101   40,290,000 6,778,910 N/A 0.300   2017/03/01 0.060   2017/01/03 86,270,000 16,077,490 0.700   2016/10/25 0.052   2016/12/28
24715 HK Bank - SHK Ppt European Warrants Jul 2017 A HKD 0.700   0.520   0.650   4,780,000 2,872,200 N/A 0.700   2017/03/16 0.390   2017/02/03 55,420,000 25,677,050 -   - -   -
14246 HK Bank - SHK Ppt European Warrants May 2017 A HKD 0.860   0.660   0.790   790,000 604,000 N/A 0.930   2017/02/23 0.275   2017/01/03 140,250,000 60,213,100 0.590   2016/12/12 0.245   2016/12/29
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.365   0 0 144,725 0.350   2017/02/27 0.260   2017/01/06 500,000 152,600 0.415   2016/09/09 0.142   2016/06/16
29006 HK Bank - SHK Ppt European Warrants Sep 2017 A HKD 0.640   0.450   0.550   25,700,000 13,409,050 N/A 0.640   2017/03/21 0.450   2017/03/09 26,080,000 13,618,750 -   - -   -
14130 HK Bank - Sinopec Corp European Warrants Jun 2017 A HKD 0.355   0.125   0.330   127,478,000 24,743,790 N/A 0.465   2017/01/26 0.125   2017/03/10 598,458,000 180,465,804 0.365   2016/12/14 0.152   2016/11/21
14461 HK Bank - Sinopec Corp European Warrants Jun 2017 B HKD 0.680   0.310   0.660   47,690,000 16,384,670 N/A 0.680   2017/03/30 0.310   2017/03/15 103,492,000 38,393,970 0.590   2016/12/14 0.320   2016/11/25
12910 HK Bank - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.500   0 0 8,951,498 0.650   2017/01/26 0.159   2017/01/04 7,092,000 2,717,754 0.600   2016/10/11 0.148   2016/11/18
28804 HK Bank - Sinopec Corp European Warrants Sep 2017 A HKD 0.275   0.145   0.224   112,266,000 22,893,270 N/A 0.285   2017/02/24 0.145   2017/03/15 121,214,000 25,048,798 -   - -   -
29833 HK Bank - Sinopec Corp European Warrants Sep 2017 B HKD 0.550   0.335   0.510   26,666,000 11,665,210 N/A 0.550   2017/03/29 0.335   2017/03/15 26,666,000 11,665,210 -   - -   -
26522 HK Bank - SMIC European Warrants Nov 2017 A HKD 0.135   0.073   0.078   208,965,000 22,859,390 N/A 0.214   2017/02/09 0.073   2017/03/31 468,765,000 64,817,070 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 667 0.010   2017/02/06 0.010   2017/02/06 400,000 4,000 0.015   2016/01/06 0.015   2016/01/06
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD 0.027   0.012   0.020   67,615,000 1,231,350 1,412,069 0.062   2017/02/06 0.012   2017/03/27 244,600,000 8,328,775 0.055   2016/01/04 0.013   2016/02/12
14340 HK Bank - Stanchart European Warrants Jun 2017 C HKD 0.470   0.270   0.420   39,770,500 14,104,467 N/A 0.880   2017/02/06 0.265   2017/01/03 87,087,500 37,175,619 0.440   2016/12/08 0.260   2016/12/30
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.104   0.080   0.104   72,400,000 6,391,150 5,308,898 0.145   2017/02/06 0.058   2017/01/03 131,520,000 11,420,490 0.128   2016/01/04 0.022   2016/02/12
26075 HK Bank - Stanchart European Warrants Sep 2017 A HKD 0.315   0.217   0.310   9,492,000 2,562,818 N/A 0.590   2017/02/07 0.217   2017/03/15 49,277,500 16,935,858 -   - -   -
27713 HK Bank - SUNAC European Warrants Nov 2018 A HKD 0.380   0.201   0.350   17,130,000 3,953,170 N/A 0.380   2017/03/29 0.190   2017/02/16 100,930,000 22,209,510 -   - -   -
25238 HK Bank - Sunny Optical European Warrants Jul 2017 A HKD 1.360   0.970   1.220   1,950,000 2,394,400 N/A 1.360   2017/03/13 0.590   2017/02/01 8,020,000 7,299,700 -   - -   -
28818 HK Bank - Sunny Optical European Warrants Sep 2017 A HKD 0.790   0.425   0.630   45,310,000 28,506,000 N/A 0.790   2017/03/13 0.390   2017/02/28 52,740,000 31,789,850 -   - -   -
12252 HK Bank - Sunny Optical European Warrants Sep 2017 B HKD 0.560   0.475   0.490   1,640,000 813,500 N/A 0.560   2017/03/24 0.475   2017/03/31 1,640,000 813,500 -   - -   -
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD 0.017   0.010   0.010   5,430,000 62,070 261,695 0.040   2017/01/05 0.010   2017/03/17 14,650,000 253,990 0.200   2016/03/30 0.045   2016/10/27
18404 HK Bank - Tencent European Put Warrants Dec 2017 B HKD 0.091   0.042   0.048   71,120,000 5,577,640 N/A 0.152   2017/01/06 0.042   2017/03/21 464,960,000 55,340,850 -   - -   -
26523 HK Bank - Tencent European Put Warrants Jun 2017 C HKD 0.123   0.031   0.037   1,386,520,000 93,409,510 N/A 0.148   2017/02/10 0.031   2017/03/30 2,419,300,000 216,447,430 -   - -   -
29398 HK Bank - Tencent European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 14,626,825 0.033   2017/01/03 0.010   2017/02/07 251,590,000 5,972,080 0.169   2016/06/30 0.024   2016/10/25
13157 HK Bank - Tencent European Put Warrants Mar 2017 B HKD 0.081   0.014   0.010   2,520,000 153,230 11,228,765 0.133   2017/02/01 0.014   2017/03/16 167,380,000 13,813,980 0.305   2016/12/22 0.136   2016/10/26
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD 0.106   0.045   0.050   184,440,000 15,593,280 N/A 0.209   2017/01/03 0.045   2017/03/29 2,635,020,000 364,062,910 0.233   2016/12/29 0.166   2016/11/10
12229 HK Bank - Tencent European Put Warrants Sep 2017 E HKD 0.134   0.105   0.121   180,040,000 21,044,070 N/A 0.134   2017/03/24 0.105   2017/03/29 180,040,000 21,044,070 -   - -   -
26932 HK Bank - Tencent European Warrants Apr 2017 A HKD -   -   0.530   0 0 66,667 -   - -   - 0 0 0.365   2016/11/08 0.108   2016/05/06
22466 HK Bank - Tencent European Warrants Aug 2017 A HKD 0.232   0.145   0.237   82,780,000 13,356,540 N/A 0.232   2017/03/17 0.131   2017/01/24 528,560,000 84,005,370 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD 0.400   0.310   0.375   1,530,000 516,750 37,321,385 0.400   2017/03/20 0.172   2017/01/04 10,530,000 2,265,070 0.390   2016/09/08 0.128   2016/12/23
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD 0.198   0.084   0.150   3,766,610,000 398,266,740 N/A 0.198   2017/03/21 0.080   2017/01/03 12,213,790,000 1,243,464,060 0.137   2016/11/29 0.056   2016/12/23
12994 HK Bank - Tencent European Warrants Jul 2018 A HKD 0.130   0.112   0.112   1,360,000 169,160 N/A 0.130   2017/03/29 0.112   2017/03/31 1,360,000 169,160 -   - -   -
14460 HK Bank - Tencent European Warrants Jun 2017 A HKD 0.260   0.121   0.212   26,000,000 5,332,660 N/A 0.260   2017/03/21 0.087   2017/01/04 3,438,370,000 367,972,280 0.160   2016/11/29 0.064   2016/12/23
15407 HK Bank - Tencent European Warrants Jun 2017 B HKD 0.237   0.177   0.305   4,800,000 971,100 N/A 0.248   2017/02/17 0.125   2017/01/04 148,570,000 21,783,060 0.141   2016/12/30 0.100   2016/12/28
13876 HK Bank - Tencent European Warrants Mar 2017 C HKD 0.076   0.010   0.020   21,380,000 704,550 N/A 0.076   2017/03/21 0.010   2017/03/10 68,840,000 1,996,220 0.149   2016/10/20 0.011   2016/12/28
26930 HK Bank - Tencent European Warrants May 2017 A HKD 0.480   0.285   0.445   2,600,000 965,850 1,198,380 0.480   2017/03/27 0.199   2017/01/05 5,720,000 1,756,580 0.450   2016/09/29 0.097   2016/05/06
13475 HK Bank - Tencent European Warrants May 2017 B HKD 0.103   0.026   0.059   77,390,000 5,446,470 44,825,417 0.103   2017/03/21 0.026   2017/03/03 154,140,000 9,157,750 0.193   2016/09/29 0.023   2016/12/21
14129 HK Bank - Tencent European Warrants May 2017 C HKD 0.185   0.059   0.130   110,510,000 11,244,950 N/A 0.185   2017/03/21 0.052   2017/01/04 220,310,000 19,286,800 0.181   2016/11/10 0.035   2016/12/23
12232 HK Bank - Tencent European Warrants Nov 2017 A HKD 0.175   0.145   0.146   101,240,000 16,401,240 N/A 0.175   2017/03/29 0.145   2017/03/31 101,240,000 16,401,240 -   - -   -
19040 HK Bank - Tencent European Warrants Oct 2017 B HKD 0.205   0.109   0.169   541,590,000 89,345,650 N/A 0.205   2017/03/29 0.105   2017/01/24 896,180,000 135,696,390 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.395   0.243   0.360   610,000 212,140 6,667,623 0.395   2017/03/20 0.177   2017/01/04 8,030,000 1,922,350 0.420   2016/09/23 0.136   2016/12/23
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD 0.310   0.178   0.280   6,970,000 1,426,290 12,442,130 0.310   2017/03/21 0.142   2017/01/05 26,050,000 5,166,240 0.345   2016/09/23 0.100   2016/12/23
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.135   0.072   0.109   956,880,000 106,544,210 32,856,815 0.135   2017/03/21 0.071   2017/01/24 1,227,950,000 130,354,970 0.226   2016/09/23 0.054   2016/12/22
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.106   0.053   0.077   3,432,320,000 299,646,760 N/A 0.106   2017/03/21 0.053   2017/03/03 3,555,640,000 308,070,180 0.174   2016/10/11 0.046   2016/12/16
28721 HK Bank - Yanzhou Coal European Warrants Aug 2018 A HKD 0.145   0.109   0.114   103,610,000 12,795,504 N/A 0.157   2017/02/23 0.109   2017/03/10 117,770,000 14,694,744 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.126   0.088   0.095   6,140,000 620,900 11,489,773 0.130   2017/02/22 0.069   2017/01/03 257,340,000 22,438,520 0.151   2016/10/24 0.065   2016/09/07
26975 HK Bank - Zhaojin Mining European Warrants Dec 2017 A HKD 0.121   0.069   0.069   33,630,000 3,553,365 N/A 0.150   2017/02/13 0.069   2017/03/31 63,170,000 7,468,190 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.485   0.295   0.410   3,144,000 1,185,570 N/A 0.485   2017/03/21 0.260   2017/01/09 42,590,000 14,061,070 0.485   2016/11/11 0.193   2016/12/23
27720 HK Bank - Zijin Mining European Warrants Sep 2017 A HKD 0.410   0.218   0.290   47,346,000 13,015,554 N/A 0.410   2017/03/20 0.218   2017/03/10 53,410,000 14,916,134 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.082   0.065   0.059   12,050,000 880,950 613,775 0.089   2017/02/27 0.065   2017/03/29 32,750,000 2,445,000 0.204   2016/09/07 0.069   2016/12/28
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.325   0.192   0.305   6,680,000 1,528,428 4,069,289 0.350   2017/01/12 0.165   2017/02/23 55,416,000 12,017,200 0.485   2016/11/29 0.115   2016/07/06
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD -   -   0.530   0 0 63,603 0.475   2017/01/18 0.430   2017/02/09 120,000 54,300 0.710   2016/12/01 0.181   2016/02/26
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.211   0.121   0.182   23,608,000 4,278,012 N/A 0.260   2017/01/11 0.098   2017/02/22 154,076,000 29,201,012 0.355   2016/11/30 0.185   2016/10/25
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD 0.064   0.055   0.056   1,442,000 87,855 212,919 0.086   2017/01/03 0.055   2017/03/24 4,276,000 275,206 0.174   2016/05/20 0.069   2016/12/01
28937 J P Morgan SP BV - A50 China European Warrants Aug 2017 A HKD 0.230   0.189   0.191   1,020,200 206,300 N/A 0.280   2017/02/27 0.189   2017/03/22 1,020,400 206,356 -   - -   -
14857 J P Morgan SP BV - A50 China European Warrants Jun 2017 A HKD 0.064   0.045   0.021   200,000 10,900 N/A 0.064   2017/03/01 0.045   2017/03/06 200,000 10,900 0.200   2016/12/06 0.158   2016/12/13
25188 J P Morgan SP BV - A50 China European Warrants Mar 2017 A HKD 0.011   0.010   0.010   1,500,000 16,000 12,498,399 0.019   2017/01/05 0.010   2017/03/01 35,110,000 524,945 0.111   2016/01/04 0.014   2016/12/28
14855 J P Morgan SP BV - A50 China European Warrants May 2017 A HKD -   -   0.012   0 0 N/A 0.111   2017/01/04 0.102   2017/01/04 647,800 71,500 0.220   2016/12/09 0.078   2016/12/30
15754 J P Morgan SP BV - A50 China European Warrants May 2017 B HKD 0.285   0.149   0.145   54,859,400 10,351,709 N/A 0.420   2017/02/21 0.149   2017/03/29 191,176,400 57,554,954 0.275   2016/12/29 0.270   2016/12/29
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.109   0.098   0.101   582,000 60,078 2,607,537 0.120   2017/02/21 0.093   2017/01/16 131,059,000 13,444,666 0.185   2016/01/05 0.094   2016/12/30
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.290   0.200   0.246   3,225,000 732,070 26,788,993 0.290   2017/03/24 0.196   2017/01/05 203,520,000 49,705,270 0.360   2016/09/08 0.162   2016/12/12
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.164   0.096   0.118   479,740,000 66,072,255 19,781,727 0.180   2017/02/15 0.096   2017/03/09 492,880,000 67,859,415 0.260   2016/09/08 0.102   2016/12/30
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD 0.173   0.101   0.126   555,000,000 63,284,550 N/A 0.190   2017/02/15 0.101   2017/03/22 684,950,000 82,831,450 0.132   2016/11/02 0.096   2016/12/07
13128 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.136   0.077   0.087   502,597,000 51,187,494 25,584,610 0.210   2017/02/16 0.055   2017/02/03 925,491,000 104,279,057 0.201   2016/09/22 0.060   2016/12/28
28546 J P Morgan SP BV - Agricultural Bk Euro Warrants Jan 2018 A HKD 0.221   0.166   0.178   33,440,000 6,433,501 N/A 0.231   2017/02/22 0.166   2017/03/10 46,566,000 9,261,482 -   - -   -
13768 J P Morgan SP BV - AIA European Put Warrants Apr 2017 A HKD 0.247   0.099   0.157   146,948,000 25,142,680 N/A 0.620   2017/01/05 0.099   2017/03/21 296,668,000 63,243,374 0.780   2016/12/09 0.275   2016/10/25
14985 J P Morgan SP BV - AIA European Put Warrants Jul 2017 A HKD 0.038   0.018   0.020   14,580,000 416,688 N/A 0.229   2017/01/03 0.018   2017/03/30 622,082,000 67,815,432 0.300   2016/12/09 0.182   2016/12/14
25920 J P Morgan SP BV - AIA European Put Warrants Sep 2017 A HKD 0.195   0.121   0.155   277,754,000 44,712,192 N/A 0.305   2017/02/08 0.121   2017/03/21 454,670,000 80,475,298 -   - -   -
25408 J P Morgan SP BV - AIA European Warrants Aug 2017 A HKD 0.199   0.122   0.137   1,736,392,000 284,714,198 N/A 0.217   2017/02/20 0.122   2017/03/15 5,001,042,000 881,171,330 -   - -   -
29358 J P Morgan SP BV - AIA European Warrants Aug 2017 B HKD 0.163   0.090   0.094   5,055,482,000 597,352,260 N/A 0.163   2017/03/10 0.090   2017/03/15 5,055,482,000 597,352,260 -   - -   -
15169 J P Morgan SP BV - AIA European Warrants Dec 2017 A HKD 0.222   0.137   0.150   71,920,000 12,886,444 N/A 0.229   2017/02/20 0.100   2017/01/04 2,620,700,000 464,386,896 0.137   2016/12/16 0.101   2016/12/29
15143 J P Morgan SP BV - AIA European Warrants Jul 2017 B HKD 0.405   0.275   0.290   280,000 97,100 N/A 0.405   2017/03/10 0.143   2017/01/03 543,426,000 117,079,144 0.236   2016/12/14 0.143   2016/12/29
14277 J P Morgan SP BV - AIA European Warrants Jun 2017 A HKD 0.170   0.077   0.080   184,308,000 22,541,264 N/A 0.180   2017/02/28 0.066   2017/01/03 5,426,342,000 549,295,468 0.255   2016/11/16 0.065   2016/12/29
15242 J P Morgan SP BV - AIA European Warrants Jun 2017 B HKD 0.560   0.455   0.455   2,502,000 1,279,600 N/A 0.580   2017/02/20 0.234   2017/01/03 41,112,000 18,508,450 0.320   2016/12/16 0.230   2016/12/29
14048 J P Morgan SP BV - AIA European Warrants Mar 2017 A HKD 0.010   0.010   0.010   300,000 3,000 N/A 0.026   2017/01/27 0.010   2017/03/10 32,040,000 547,230 0.141   2016/11/08 0.010   2016/12/30
13178 J P Morgan SP BV - AIA European Warrants May 2017 A HKD -   -   0.010   0 0 67,611,678 0.010   2017/01/23 0.010   2017/01/23 5,140,000 51,400 0.217   2016/10/06 0.010   2016/12/16
20384 J P Morgan SP BV - Air China European Warrants Mar 2017 A HKD -   -   0.010   0 0 12,857 -   - -   - 0 0 0.123   2016/04/14 0.010   2016/12/12
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.094   0.057   0.075   219,780,000 15,454,760 3,139,133 0.100   2017/02/16 0.057   2017/03/09 237,580,000 16,890,620 0.179   2016/08/17 0.070   2016/12/28
11804 J P Morgan SP BV - Ali Health European Warrants Apr 2017 A HKD -   -   0.016   0 0 19,860 -   - -   - 0 0 0.200   2016/08/18 0.038   2016/12/19
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD 0.042   0.031   0.036   500,000 18,900 31,743 0.048   2017/01/06 0.031   2017/03/07 4,320,000 183,320 0.131   2016/01/04 0.068   2016/10/25
23828 J P Morgan SP BV - Ali Pictures European Warrants Nov 2017 A HKD 0.395   0.300   0.305   660,000 235,050 N/A 0.395   2017/03/21 0.270   2017/01/23 1,340,000 445,650 -   - -   -
26418 J P Morgan SP BV - Angang Steel European Warrants Dec 2018 A HKD 0.221   0.150   0.160   42,150,000 7,523,218 N/A 0.255   2017/02/14 0.150   2017/03/27 62,302,000 11,904,496 -   - -   -
11580 J P Morgan SP BV - Anhui Conch European Warrants Apr 2017 A HKD 0.485   0.290   0.335   715,000 344,950 22,344,886 0.485   2017/03/21 0.107   2017/01/04 32,905,000 6,211,280 0.320   2016/09/07 0.103   2016/12/28
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD 0.310   0.183   0.180   720,000 176,120 N/A 0.330   2017/02/23 0.105   2017/01/05 153,420,000 33,445,605 0.171   2016/12/14 0.116   2016/12/15
26433 J P Morgan SP BV - Anhui Conch European Warrants Oct 2017 A HKD 0.290   0.161   0.162   141,560,000 31,044,055 N/A 0.320   2017/02/23 0.161   2017/03/31 218,130,000 51,563,655 -   - -   -
16001 J P Morgan SP BV - Anta Sports European Warrants Aug 2017 A HKD 0.320   0.124   0.128   42,340,000 7,952,630 N/A 0.410   2017/01/26 0.124   2017/03/30 69,090,000 15,962,880 -   - -   -
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.082   0.050   0.050   1,440,000 81,200 721,608 0.118   2017/01/23 0.050   2017/03/22 46,780,000 4,148,050 0.237   2016/01/05 0.096   2016/12/30
28021 J P Morgan SP BV - BankComm European Warrants Mar 2017 A HKD -   -   1.150   0 0 507,075 1.140   2017/02/22 0.500   2017/02/01 2,606,000 1,666,760 1.260   2016/09/07 0.194   2016/05/23
28788 J P Morgan SP BV - BankComm European Warrants Sep 2017 A HKD 0.173   0.090   0.095   41,628,000 5,467,660 N/A 0.242   2017/02/23 0.090   2017/03/31 60,810,000 9,423,563 -   - -   -
24839 J P Morgan SP BV - BEA European Warrants Dec 2017 A HKD 0.250   0.197   0.221   58,180,000 13,204,432 N/A 0.355   2017/02/15 0.197   2017/03/15 165,022,000 44,415,940 -   - -   -
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.036   0.018   0.019   8,340,000 161,800 345,100 0.062   2017/02/21 0.018   2017/03/27 39,160,000 1,741,900 0.172   2016/01/05 0.039   2016/12/12
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD 0.161   0.145   0.132   610,000 95,480 N/A 0.208   2017/02/21 0.142   2017/01/06 22,060,000 3,512,730 0.153   2016/11/08 0.140   2016/12/14
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD 0.030   0.010   0.015   6,900,000 84,900 196,837 0.030   2017/03/30 0.010   2017/03/29 19,440,000 246,200 0.126   2016/01/04 0.010   2016/12/23
29483 J P Morgan SP BV - BJ Ent Water European Warrants Mar 2019 A HKD 0.230   0.221   0.218   360,000 81,180 N/A 0.230   2017/03/08 0.221   2017/03/17 360,000 81,180 -   - -   -
17481 J P Morgan SP BV - BOC HK European Warrants Apr 2017 A HKD 0.325   0.202   0.315   2,020,000 489,955 21,567,460 0.325   2017/03/27 0.102   2017/01/03 179,280,000 26,296,430 0.213   2016/12/08 0.049   2016/02/03
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.280   0.210   0.255   16,045,000 3,718,570 N/A 0.280   2017/03/20 0.148   2017/01/03 275,245,000 58,023,325 0.232   2016/12/08 0.131   2016/12/29
27515 J P Morgan SP BV - BOC HK European Warrants May 2018 A HKD 0.242   0.179   0.211   92,280,000 19,508,495 N/A 0.242   2017/03/27 0.179   2017/03/10 137,010,000 28,932,375 -   - -   -
12590 J P Morgan SP BV - BOCL European Put Wts May 2017 B HKD 0.010   0.010   0.010   493,000 4,930 7,180,578 0.114   2017/01/03 0.010   2017/03/08 84,547,000 4,860,338 0.186   2016/10/13 0.073   2016/12/12
27808 J P Morgan SP BV - BOCL European Put Wts Sep 2017 B HKD 0.205   0.097   0.135   185,905,000 28,456,716 N/A 0.205   2017/03/03 0.097   2017/03/21 249,723,000 38,343,858 -   - -   -
27302 J P Morgan SP BV - BOCL European Warrants Dec 2017 A HKD 0.385   0.265   0.275   7,776,000 2,330,665 N/A 0.410   2017/02/16 0.265   2017/03/10 93,500,000 34,508,500 -   - -   -
28538 J P Morgan SP BV - BOCL European Warrants Dec 2017 B HKD 0.166   0.101   0.112   1,078,979,000 139,296,460 N/A 0.213   2017/02/23 0.101   2017/03/10 1,214,780,000 165,246,531 -   - -   -
12443 J P Morgan SP BV - BOCL European Warrants Mar 2017 A HKD 0.330   0.092   0.219   4,222,000 716,155 30,622,739 0.345   2017/02/16 0.044   2017/02/03 682,928,000 51,812,127 0.310   2016/09/22 0.054   2016/12/28
28243 J P Morgan SP BV - BOCL European Warrants May 2017 A HKD 0.690   0.690   0.690   100,000 69,000 198,945 0.770   2017/02/15 0.430   2017/01/03 250,000 158,400 0.680   2016/09/22 0.206   2016/05/26
13055 J P Morgan SP BV - BOCL European Warrants May 2017 C HKD 0.122   0.042   0.051   898,016,000 54,810,851 53,186,324 0.172   2017/02/16 0.035   2017/02/03 1,320,308,000 97,768,170 0.209   2016/09/22 0.033   2016/12/28
27297 J P Morgan SP BV - BOCL European Warrants Sep 2017 A HKD 0.400   0.270   0.295   4,825,000 1,630,605 N/A 0.445   2017/02/16 0.270   2017/03/09 25,553,000 9,810,355 -   - -   -
28939 J P Morgan SP BV - BOCL European Warrants Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13180 J P Morgan SP BV - BYD European Warrants Apr 2017 A HKD -   -   0.010   0 0 3,436,963 0.010   2017/02/09 0.010   2017/02/09 5,000 50 0.415   2016/09/13 0.010   2016/12/21
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.091   0.060   0.063   1,429,850,000 107,840,750 45,116,317 0.113   2017/02/09 0.060   2017/03/30 3,174,900,000 269,956,350 0.280   2016/04/29 0.098   2016/12/28
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.031   0.017   0.018   99,850,000 2,542,600 130,185,267 0.044   2017/02/09 0.017   2017/03/29 6,089,750,000 210,315,900 0.156   2016/06/10 0.029   2016/12/28
29089 J P Morgan SP BV - BYD European Warrants Sep 2017 B HKD 0.275   0.132   0.137   279,445,000 61,649,515 N/A 0.275   2017/03/02 0.132   2017/03/30 279,445,000 61,649,515 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.123   0.105   0.111   45,144,000 5,301,996 N/A 0.146   2017/02/20 0.104   2017/01/16 175,806,000 21,439,910 0.255   2016/11/30 0.104   2016/12/30
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.174   0.139   0.141   25,820,000 4,002,920 4,450,653 0.221   2017/01/04 0.139   2017/03/31 30,930,000 4,849,180 0.320   2016/09/09 0.209   2016/12/29
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.051   0.033   0.048   8,120,000 342,880 5,492,787 0.051   2017/03/14 0.020   2017/02/06 10,950,000 448,640 0.280   2016/08/09 0.036   2016/12/23
15758 J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A HKD 0.300   0.235   0.270   268,000,000 72,255,440 N/A 0.300   2017/03/06 0.213   2017/01/19 437,180,000 116,471,340 0.231   2016/12/29 0.230   2016/12/29
12575 J P Morgan SP BV - CC Bank Euro Put Wts Mar 2017 A HKD -   -   0.010   0 0 31,796,388 0.094   2017/01/04 0.016   2017/02/14 179,525,000 13,463,494 0.249   2016/10/13 0.065   2016/12/30
17048 J P Morgan SP BV - CC Bank European Put Wts Apr 2017 B HKD 0.010   0.010   0.010   1,750,000 17,500 N/A 0.186   2017/01/06 0.010   2017/03/10 233,929,000 23,778,278 -   - -   -
28785 J P Morgan SP BV - CC Bank European Put Wts Nov 2017 A HKD 0.540   0.325   0.425   47,888,000 18,186,575 N/A 0.540   2017/03/10 0.325   2017/03/21 48,266,000 18,341,125 -   - -   -
27506 J P Morgan SP BV - CC Bank European Put Wts Sep 2017 A HKD 0.179   0.074   0.112   362,395,000 45,132,306 N/A 0.215   2017/02/15 0.074   2017/03/21 577,671,000 75,209,940 -   - -   -
12441 J P Morgan SP BV - CC Bank European Wts Apr 2017 A HKD 0.150   0.010   0.010   94,213,000 5,457,582 100,072,421 0.183   2017/02/16 0.010   2017/03/27 2,638,629,000 125,103,126 0.350   2016/09/09 0.036   2016/12/23
16946 J P Morgan SP BV - CC Bank European Wts Aug 2017 B HKD 0.199   0.080   0.107   1,516,770,000 178,039,377 N/A 0.235   2017/02/16 0.080   2017/03/10 3,229,626,000 464,787,389 -   - -   -
28782 J P Morgan SP BV - CC Bank European Wts Dec 2017 A HKD 0.211   0.112   0.121   991,040,000 170,612,758 N/A 0.228   2017/02/23 0.112   2017/03/10 1,395,605,000 251,154,391 -   - -   -
14536 J P Morgan SP BV - CC Bank European Wts Jun 2017 A HKD 0.460   0.191   0.285   9,475,000 2,829,181 N/A 0.485   2017/02/24 0.147   2017/02/08 1,521,944,000 385,149,415 0.350   2016/12/01 0.143   2016/12/23
26694 J P Morgan SP BV - CC Bank European Wts May 2017 A HKD 0.580   0.290   0.385   12,073,000 5,035,865 N/A 0.600   2017/02/24 0.265   2017/02/14 327,902,000 105,068,580 -   - -   -
28536 J P Morgan SP BV - CC Bank European Wts Oct 2017 A HKD 0.265   0.133   0.147   1,585,298,000 302,243,298 N/A 0.295   2017/02/24 0.133   2017/03/10 1,774,235,000 356,800,233 -   - -   -
12983 J P Morgan SP BV - CGN Power European Warrants Apr 2017 A HKD 0.100   0.016   0.013   4,152,000 222,770 2,878,229 0.630   2017/02/08 0.016   2017/03/27 23,348,000 2,231,315 0.370   2016/09/09 0.088   2016/12/29
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.019   0 0 317 0.019   2017/02/15 0.019   2017/02/15 100,000 1,900 0.066   2016/01/13 0.032   2016/06/30
25432 J P Morgan SP BV - CGN Power European Warrants Sep 2017 A HKD 0.380   0.275   0.275   7,050,000 2,349,100 N/A 0.415   2017/02/16 0.265   2017/02/01 30,508,000 10,180,920 -   - -   -
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.147   0.101   0.102   569,640,000 68,424,850 20,815,998 0.207   2017/01/04 0.101   2017/03/31 774,500,000 103,371,030 0.260   2016/11/28 0.213   2016/10/13
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD 0.190   0.121   0.146   114,780,000 16,869,470 N/A 0.190   2017/03/23 0.107   2017/02/28 323,850,000 44,271,620 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.280   0.223   0.239   7,310,000 1,681,190 10,479,227 0.280   2017/03/21 0.152   2017/01/03 52,690,000 11,773,600 0.350   2016/04/13 0.117   2016/01/21
29495 J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2017 A HKD 0.900   0.520   0.570   44,027,000 26,846,390 N/A 0.900   2017/03/23 0.520   2017/03/30 44,027,000 26,846,390 -   - -   -
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.222   0.153   0.149   42,920,000 8,452,300 N/A 0.222   2017/03/06 0.153   2017/03/30 53,390,000 10,520,400 0.177   2016/12/12 0.156   2016/11/21
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD -   -   0.031   0 0 49,577 0.051   2017/01/11 0.051   2017/01/11 30,000 1,530 0.111   2016/08/17 0.029   2016/02/11
25925 J P Morgan SP BV - Ch Molybdenum European Warrants Aug 2017A HKD 0.630   0.300   0.405   12,549,000 5,011,320 N/A 0.720   2017/02/23 0.247   2017/02/06 24,816,000 10,057,320 -   - -   -
16879 J P Morgan SP BV - Ch Molybdenum European Warrants Jul 2017A HKD 0.980   0.910   0.660   48,000 45,510 N/A 1.100   2017/02/23 0.305   2017/01/10 43,032,000 21,143,730 -   - -   -
11984 J P Morgan SP BV - Ch Molybdenum European Warrants Mar 2017A HKD -   -   0.780   0 0 6,283,417 0.860   2017/02/24 0.104   2017/01/10 47,655,000 9,523,302 0.320   2016/08/11 0.080   2016/12/28
29090 J P Morgan SP BV - Ch Molybdenum European Warrants Oct 2017A HKD 0.325   0.107   0.161   83,448,000 14,422,341 N/A 0.325   2017/03/02 0.107   2017/03/30 83,448,000 14,422,341 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.220   0.156   0.164   5,380,000 1,091,320 4,736,453 0.275   2017/01/26 0.156   2017/03/31 13,180,000 2,866,180 0.280   2016/10/24 0.154   2016/08/31
12757 J P Morgan SP BV - Ch Overseas European Put Wts May 2017 A HKD 0.249   0.081   0.239   148,220,000 21,895,540 14,007,007 0.420   2017/01/04 0.081   2017/03/17 203,380,000 31,614,880 0.460   2016/12/23 0.171   2016/09/29
27516 J P Morgan SP BV - Ch Overseas European Put Wts Oct 2017 A HKD 0.236   0.120   0.230   89,540,000 16,553,940 N/A 0.236   2017/03/30 0.120   2017/03/17 89,540,000 16,553,940 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD 0.061   0.010   0.010   1,887,352,000 61,099,568 N/A 0.088   2017/02/09 0.010   2017/03/31 2,148,948,000 77,353,952 0.188   2016/10/18 0.023   2016/12/28
29093 J P Morgan SP BV - Ch Overseas European Warrants Mar 2018 A HKD 0.219   0.089   0.092   174,120,000 19,766,820 N/A 0.219   2017/03/17 0.089   2017/03/31 174,120,000 19,766,820 -   - -   -
14458 J P Morgan SP BV - Ch Overseas European Warrants May 2017 B HKD 0.151   0.020   0.024   159,260,000 17,794,360 N/A 0.158   2017/02/09 0.020   2017/03/31 405,740,000 43,041,940 0.143   2016/11/23 0.045   2016/12/29
15710 J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A HKD 0.435   0.215   0.216   16,240,000 4,983,180 N/A 0.435   2017/03/17 0.205   2017/01/04 43,380,000 12,796,780 -   - -   -
14859 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A HKD 0.106   0.071   0.071   281,705,000 25,364,705 N/A 0.123   2017/02/10 0.071   2017/03/31 459,185,000 42,698,480 0.121   2016/12/07 0.072   2016/12/23
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.160   0.119   0.100   42,150,000 5,895,660 8,965,417 0.164   2017/02/23 0.098   2017/01/03 142,385,000 19,294,940 0.206   2016/11/28 0.078   2016/09/20
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.320   0.265   0.249   2,290,000 657,900 1,227,065 0.320   2017/03/21 0.225   2017/01/03 9,910,000 2,615,075 0.415   2016/04/14 0.174   2016/09/20
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD 0.019   0.010   0.011   160,000 2,320 98,773 0.021   2017/01/10 0.010   2017/03/31 8,620,000 153,440 0.153   2016/01/07 0.026   2016/11/24
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD 0.182   0.136   0.165   48,400,000 7,633,040 N/A 0.182   2017/03/27 0.136   2017/03/10 58,300,000 9,162,480 0.145   2016/12/21 0.142   2016/12/22
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.400   0.365   0.370   1,004,000 371,580 275,653 0.400   2017/03/23 0.234   2017/01/05 3,248,000 1,038,272 0.350   2016/11/22 0.170   2016/08/29
14315 J P Morgan SP BV - CHALCO European Warrants Jun 2017 A HKD 0.740   0.180   0.238   56,100,000 17,704,360 N/A 0.740   2017/03/02 0.166   2017/01/10 258,194,000 92,560,402 0.460   2016/11/25 0.143   2016/12/29
25815 J P Morgan SP BV - CHALCO European Warrants Sep 2017 A HKD 0.600   0.199   0.250   55,952,000 18,957,332 N/A 0.600   2017/03/02 0.199   2017/03/27 91,960,000 33,759,612 -   - -   -
27517 J P Morgan SP BV - Chi Res Land European Warrants Dec 2017 A HKD 0.249   0.150   0.165   208,040,000 40,609,520 N/A 0.285   2017/02/15 0.150   2017/03/10 270,100,000 55,257,440 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.255   0.116   0.138   283,480,000 50,340,860 29,716,617 0.255   2017/03/17 0.079   2017/01/03 528,320,000 95,909,020 0.500   2016/09/09 0.077   2016/12/29
25073 J P Morgan SP BV - China Agri European Warrants Jul 2017 A HKD 0.550   0.400   0.455   752,000 330,920 N/A 0.610   2017/02/23 0.400   2017/03/28 4,580,000 2,410,955 -   - -   -
13401 J P Morgan SP BV - China Cinda European Warrants Apr 2017 A HKD 0.092   0.026   0.018   3,353,000 181,467 3,017,718 0.122   2017/02/24 0.026   2017/03/10 17,661,000 1,340,566 0.230   2016/09/22 0.048   2016/12/20
12171 J P Morgan SP BV - China Cinda European Warrants Oct 2017 A HKD 0.218   0.113   0.132   7,272,000 1,157,287 N/A 0.218   2017/03/23 0.113   2017/03/30 7,272,000 1,157,287 -   - -   -
25431 J P Morgan SP BV - China Cinda European Warrants Sep 2017 A HKD 0.410   0.205   0.245   24,578,000 7,563,269 N/A 0.410   2017/03/17 0.170   2017/02/08 67,229,000 19,692,050 -   - -   -
25816 J P Morgan SP BV - China Coal European Warrants Aug 2017 A HKD 0.219   0.095   0.093   77,389,000 12,198,010 N/A 0.290   2017/02/21 0.095   2017/03/31 153,294,000 28,345,377 -   - -   -
25065 J P Morgan SP BV - China East Air European Warrants Nov 17 A HKD 1.060   0.540   0.810   7,502,000 5,521,220 N/A 1.060   2017/03/23 0.510   2017/02/02 15,192,000 10,195,900 -   - -   -
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.285   0.241   0.241   9,713,000 2,554,255 N/A 0.285   2017/03/14 0.174   2017/01/05 52,734,000 12,190,662 0.255   2016/11/10 0.164   2016/12/29
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.081   0.062   0.047   1,000,000 74,120 490,710 0.082   2017/02/08 0.062   2017/03/03 15,240,000 989,820 0.270   2016/08/16 0.082   2016/12/30
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.315   0.260   0.285   4,880,000 1,509,300 2,354,917 0.315   2017/03/21 0.197   2017/01/03 23,460,000 6,057,200 0.390   2016/08/17 0.173   2016/12/12
11265 J P Morgan SP BV - China Gas Hold European Wts Nov 2017 A HKD 0.140   0.138   0.130   40,000 5,560 N/A 0.140   2017/03/16 0.138   2017/03/16 40,000 5,560 -   - -   -
12737 J P Morgan SP BV - China Life European Put Wts Apr 2017 B HKD -   -   0.010   0 0 25,530,897 0.072   2017/01/03 0.010   2017/02/07 2,007,830,000 63,148,680 0.250   2016/09/01 0.033   2016/11/30
28084 J P Morgan SP BV - China Life European Put Wts Dec 2017 D HKD 0.246   0.153   0.200   433,780,000 87,048,920 N/A 0.246   2017/03/03 0.153   2017/03/21 493,500,000 99,915,500 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD 0.045   0.013   0.018   46,630,000 1,205,440 22,113,652 0.186   2017/01/03 0.013   2017/03/17 432,500,000 32,293,990 0.240   2016/11/03 0.093   2016/11/28
14767 J P Morgan SP BV - China Life European Put Wts May 2017 A HKD 0.044   0.010   0.010   218,640,000 5,637,910 N/A 0.247   2017/01/03 0.010   2017/03/31 3,515,010,000 208,241,050 0.250   2016/12/19 0.141   2016/12/08
27106 J P Morgan SP BV - China Life European Put Wts Sep 2017 B HKD 0.114   0.050   0.078   377,480,000 36,214,790 N/A 0.114   2017/03/01 0.050   2017/03/17 1,525,670,000 142,077,830 -   - -   -
27694 J P Morgan SP BV - China Life European Warrants Apr 2017 A HKD 0.250   0.091   0.099   358,640,000 49,970,290 737,352,290 0.250   2017/03/17 0.044   2017/02/03 19,814,240,000 1,531,504,510 0.175   2016/11/30 0.036   2016/11/09
14621 J P Morgan SP BV - China Life European Warrants Apr 2017 C HKD 0.370   0.015   0.010   200,921,000 28,481,176 N/A 0.800   2017/02/15 0.015   2017/03/24 253,800,000 42,720,401 0.850   2016/11/28 0.139   2016/12/23
15397 J P Morgan SP BV - China Life European Warrants Apr 2017 D HKD 0.238   0.198   0.242   1,190,000 256,360 N/A 0.285   2017/02/24 0.075   2017/01/03 2,683,110,000 268,428,870 0.094   2016/12/22 0.073   2016/12/29
14812 J P Morgan SP BV - China Life European Warrants Apr 2018 A HKD 0.250   0.163   0.170   40,140,000 7,875,140 N/A 0.250   2017/03/17 0.102   2017/01/03 125,560,000 24,801,440 0.177   2016/12/07 0.100   2016/12/23
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.335   0.224   0.227   5,020,000 1,203,330 246,532,795 0.335   2017/03/17 0.125   2017/01/03 209,030,000 36,620,660 0.247   2016/09/22 0.097   2016/10/31
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD -   -   0.445   0 0 N/A 0.490   2017/02/16 0.240   2017/01/03 29,670,000 10,573,030 0.410   2016/12/01 0.230   2016/11/21
27107 J P Morgan SP BV - China Life European Warrants Dec 2017 C HKD 0.270   0.179   0.182   20,170,000 4,244,810 N/A 0.270   2017/03/21 0.179   2017/03/31 39,470,000 8,905,640 -   - -   -
12796 J P Morgan SP BV - China Life European Warrants Dec 2017 E HKD 0.134   0.111   0.116   11,512,000 1,374,558 N/A 0.134   2017/03/29 0.111   2017/03/31 11,512,000 1,374,558 -   - -   -
14725 J P Morgan SP BV - China Life European Warrants Jan 2018 A HKD 0.250   0.164   0.172   62,870,000 13,322,470 N/A 0.250   2017/03/17 0.102   2017/01/03 1,740,890,000 372,196,470 0.203   2016/12/01 0.100   2016/12/23
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD -   -   0.465   0 0 7,704,548 0.490   2017/02/17 0.235   2017/01/03 4,860,000 1,292,420 0.420   2016/11/30 0.129   2016/06/24
12900 J P Morgan SP BV - China Life European Warrants Jul 2017 C HKD 0.249   0.164   0.174   17,364,000 3,660,304 N/A 0.249   2017/03/28 0.164   2017/03/31 17,364,000 3,660,304 -   - -   -
14673 J P Morgan SP BV - China Life European Warrants Jun 2017 A HKD 0.280   0.146   0.162   68,230,000 15,252,530 N/A 0.280   2017/03/21 0.079   2017/02/03 19,549,540,000 2,051,568,220 0.216   2016/11/30 0.075   2016/12/23
27108 J P Morgan SP BV - China Life European Warrants Jun 2017 B HKD 0.740   0.194   0.202   3,158,117,000 1,219,197,218 N/A 1.040   2017/02/15 0.194   2017/03/31 4,977,576,000 2,636,286,023 -   - -   -
13859 J P Morgan SP BV - China Life European Warrants Mar 2017 A HKD -   -   0.148   0 0 N/A 0.780   2017/02/14 0.013   2017/02/03 278,273,000 53,591,408 0.930   2016/11/28 0.101   2016/12/29
15750 J P Morgan SP BV - China Life European Warrants May 2017 B HKD 1.890   0.550   0.610   59,541,000 63,940,350 N/A 1.910   2017/02/21 0.370   2017/02/03 147,698,000 132,798,325 0.520   2016/12/30 0.455   2016/12/29
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.425   0.290   0.315   5,610,000 1,920,700 248,370,725 0.425   2017/03/17 0.185   2017/01/03 74,760,000 18,531,500 0.315   2016/11/28 0.105   2016/11/09
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD -   -   0.385   0 0 N/A 0.410   2017/02/07 0.211   2017/01/03 57,880,000 13,976,230 0.238   2016/11/21 0.160   2016/11/09
28933 J P Morgan SP BV - China Life European Warrants Oct 2017 A HKD 0.182   0.106   0.111   10,605,030,000 1,462,945,820 N/A 0.182   2017/03/17 0.106   2017/03/31 10,614,850,000 1,464,329,950 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.228   0.129   0.141   843,250,000 136,442,670 N/A 0.230   2017/02/21 0.078   2017/01/03 6,315,830,000 1,057,472,420 0.187   2016/11/30 0.074   2016/12/20
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.150   0.080   0.138   149,160,000 17,590,340 17,071,958 0.189   2017/01/04 0.080   2017/03/30 361,400,000 48,164,120 0.300   2016/11/28 0.152   2016/12/28
19552 J P Morgan SP BV - China Mob European Put Wts Aug 2017 A HKD 0.130   0.055   0.089   19,665,000 2,194,000 N/A 0.240   2017/01/10 0.055   2017/03/22 74,760,000 10,320,725 -   - -   -
14925 J P Morgan SP BV - China Mob European Put Wts Jun 2017 B HKD 0.123   0.027   0.075   476,050,000 40,025,150 N/A 0.350   2017/01/03 0.027   2017/03/21 896,815,000 95,746,320 0.415   2016/12/19 0.295   2016/12/08
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.131   0.091   0.116   99,800,000 9,830,850 2,066,725 0.152   2017/01/03 0.091   2017/03/20 110,100,000 11,126,750 0.159   2016/12/19 0.104   2016/09/05
12547 J P Morgan SP BV - China Mob European Put Wts Oct 2017 A HKD 0.495   0.420   0.495   1,160,000 531,625 N/A 0.495   2017/03/31 0.420   2017/03/27 1,160,000 531,625 -   - -   -
17776 J P Morgan SP BV - China Mob European Wts Apr 2017 A HKD 0.075   0.017   0.024   168,700,000 7,333,250 451,964,450 0.075   2017/03/21 0.017   2017/03/15 35,823,550,000 1,546,304,050 0.129   2016/01/04 0.030   2016/12/28
13232 J P Morgan SP BV - China Mob European Wts Apr 2017 B HKD -   -   0.011   0 0 1,279,369 0.029   2017/01/05 0.013   2017/02/06 400,000 8,850 0.355   2016/09/22 0.045   2016/12/05
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.103   0.069   0.069   3,755,500,000 283,506,000 109,871,233 0.103   2017/03/21 0.069   2017/03/31 3,783,650,000 286,035,350 0.175   2016/07/27 0.071   2016/12/13
16065 J P Morgan SP BV - China Mob European Wts Jul 2017 A HKD 0.780   0.335   0.400   19,550,000 10,568,275 N/A 0.780   2017/03/23 0.335   2017/03/15 21,940,000 11,831,225 -   - -   -
14592 J P Morgan SP BV - China Mob European Wts Jun 2017 A HKD 0.395   0.113   0.141   1,735,870,000 278,582,190 N/A 0.440   2017/02/01 0.113   2017/03/15 2,529,600,000 535,697,730 0.450   2016/12/01 0.220   2016/12/28
29222 J P Morgan SP BV - China Mob European Wts Jun 2017 C HKD 0.285   0.056   0.058   13,641,040,000 1,382,088,285 N/A 0.285   2017/03/23 0.056   2017/03/31 13,641,040,000 1,382,088,285 -   - -   -
17101 J P Morgan SP BV - China Mob European Wts Mar 2017 A HKD -   -   0.010   0 0 206,566,669 0.012   2017/02/01 0.010   2017/02/16 362,555,000 3,703,455 0.120   2016/08/11 0.010   2016/12/30
13671 J P Morgan SP BV - China Mob European Wts Mar 2017 B HKD -   -   0.010   0 0 N/A 0.059   2017/01/05 0.010   2017/02/28 37,520,000 1,522,195 0.560   2016/10/07 0.041   2016/12/28
13994 J P Morgan SP BV - China Mob European Wts May 2017 A HKD 0.114   0.010   0.010   266,165,000 10,711,895 N/A 0.143   2017/01/12 0.010   2017/03/31 15,837,630,000 1,658,162,675 0.400   2016/11/01 0.092   2016/12/23
12550 J P Morgan SP BV - China Mob European Wts Nov 2017 A HKD 0.137   0.105   0.100   1,855,000 233,160 N/A 0.137   2017/03/27 0.105   2017/03/30 1,855,000 233,160 -   - -   -
26695 J P Morgan SP BV - China Mob European Wts Sep 2017 A HKD 0.236   0.078   0.079   7,578,045,000 1,146,011,640 N/A 0.250   2017/02/10 0.078   2017/03/31 14,695,805,000 2,433,505,475 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD 0.063   0.032   0.033   491,160,000 21,346,280 13,382,902 0.068   2017/02/10 0.032   2017/03/31 980,120,000 46,002,090 0.154   2016/04/27 0.037   2016/10/13
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.167   0.167   0.150   100,000 16,700 1,863,708 0.178   2017/02/15 0.125   2017/01/03 24,030,000 3,863,980 0.219   2016/04/14 0.100   2016/01/22
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.730   0.365   0.590   9,795,000 5,443,850 4,089,179 0.730   2017/03/20 0.310   2017/01/03 37,580,000 16,996,950 0.570   2016/11/10 0.155   2016/02/11
11644 J P Morgan SP BV - China Shenhua European Wts May 2017 A HKD 0.290   0.035   0.138   396,890,000 45,634,600 30,588,978 0.290   2017/03/20 0.035   2017/03/10 892,100,000 92,357,630 0.230   2016/11/08 0.048   2016/12/23
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.280   0.074   0.154   166,910,000 30,002,825 N/A 0.280   2017/03/20 0.074   2017/03/10 218,730,000 36,834,900 0.243   2016/11/08 0.089   2016/12/23
13788 J P Morgan SP BV - China Taiping European Wts Apr 2017 A HKD 0.178   0.083   0.071   12,520,000 1,225,280 N/A 0.178   2017/03/20 0.080   2017/01/16 45,126,000 5,219,440 0.224   2016/11/25 0.086   2016/12/22
27118 J P Morgan SP BV - China Taiping European Wts Oct 2017 A HKD 0.310   0.201   0.206   28,484,000 6,388,492 N/A 0.310   2017/03/21 0.201   2017/03/30 48,068,000 10,854,276 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD 0.295   0.158   0.167   110,582,000 20,775,594 6,014,363 0.360   2017/01/03 0.158   2017/03/29 139,554,000 27,692,830 0.375   2016/12/28 0.239   2016/11/01
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD 0.070   0.027   0.043   383,428,000 17,325,356 N/A 0.150   2017/01/06 0.027   2017/03/15 761,488,000 56,452,908 0.232   2016/12/01 0.105   2016/12/23
13340 J P Morgan SP BV - China Tel European Warrants Mar 2017 A HKD -   -   0.010   0 0 6,068,071 0.012   2017/01/06 0.010   2017/01/06 1,208,000 12,392 0.193   2016/10/11 0.012   2016/12/20
11088 J P Morgan SP BV - China Tel European Warrants Nov 2017 A HKD 0.241   0.145   0.189   268,270,000 52,273,108 N/A 0.241   2017/03/21 0.145   2017/03/14 268,270,000 52,273,108 -   - -   -
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD 0.186   0.115   0.190   32,600,000 4,949,880 N/A 0.186   2017/03/17 0.109   2017/01/23 45,020,000 6,717,340 0.193   2016/12/01 0.123   2016/12/23
14986 J P Morgan SP BV - China Unicom European Warrants Jun 2017 A HKD 0.375   0.089   0.245   700,240,000 98,543,852 N/A 0.375   2017/03/27 0.089   2017/03/08 976,286,000 149,971,302 0.500   2016/12/12 0.234   2016/12/23
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.144   0.065   0.124   4,867,520,000 385,003,480 297,395,817 0.144   2017/03/27 0.062   2017/01/16 12,112,420,000 974,283,300 0.146   2016/10/11 0.066   2016/11/15
12170 J P Morgan SP BV - China Unicom European Warrants Oct 2017 A HKD 0.500   0.320   0.390   282,670,000 113,261,130 N/A 0.500   2017/03/27 0.320   2017/03/23 282,670,000 113,261,130 -   - -   -
12755 J P Morgan SP BV - China Vanke European Put Warrants Apr17 A HKD 0.057   0.010   0.010   4,104,000 114,367 8,837,676 0.201   2017/01/03 0.010   2017/03/09 66,770,000 7,714,776 0.295   2016/08/25 0.075   2016/12/02
25768 J P Morgan SP BV - China Vanke European Put Warrants Aug17 B HKD 0.222   0.089   0.133   103,053,000 13,297,511 N/A 0.250   2017/02/03 0.089   2017/03/17 158,247,000 25,726,453 -   - -   -
12956 J P Morgan SP BV - China Vanke European Warrants Apr 2017 B HKD 0.106   0.012   0.012   35,383,000 1,462,119 24,408,027 0.106   2017/03/16 0.012   2017/03/28 130,812,000 5,048,014 0.290   2016/11/28 0.018   2016/12/29
23469 J P Morgan SP BV - China Vanke European Warrants Aug 2017 A HKD 0.196   0.066   0.074   333,905,000 43,389,867 N/A 0.196   2017/03/16 0.066   2017/03/31 462,842,000 57,523,718 -   - -   -
14581 J P Morgan SP BV - China Vanke European Warrants Jun 2017 A HKD 0.077   0.012   0.012   19,901,000 880,021 N/A 0.077   2017/03/17 0.012   2017/03/31 242,480,000 12,670,927 0.196   2016/11/28 0.022   2016/12/30
11983 J P Morgan SP BV - China Vanke European Warrants Mar 2017 A HKD -   -   0.013   0 0 4,072,250 0.132   2017/01/13 0.012   2017/02/24 83,036,000 7,015,444 0.420   2016/11/24 0.049   2016/12/29
13090 J P Morgan SP BV - CITIC Bank European Warrants Apr 2017 A HKD 0.034   0.031   0.014   360,000 12,060 1,808,694 0.079   2017/02/15 0.019   2017/02/09 49,675,000 2,879,703 0.229   2016/09/22 0.038   2016/11/21
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD 0.172   0.059   0.059   84,817,000 9,310,917 N/A 0.237   2017/02/23 0.059   2017/03/31 230,479,000 32,872,290 0.242   2016/11/23 0.081   2016/12/28
28255 J P Morgan SP BV - CITIC Bank European Warrants Nov 2017 A HKD 0.255   0.141   0.148   99,535,000 19,134,721 N/A 0.280   2017/02/23 0.141   2017/03/31 118,940,000 24,192,893 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.060   0.041   0.043   92,650,000 4,764,368 3,694,088 0.085   2017/02/15 0.041   2017/03/27 207,667,000 12,500,654 0.176   2016/03/17 0.056   2016/12/23
13385 J P Morgan SP BV - CITIC Sec European Warrants Apr 2017 A HKD 0.031   0.011   0.010   47,055,000 925,535 19,813,383 0.062   2017/02/17 0.011   2017/03/22 1,106,545,000 38,984,705 0.180   2016/09/22 0.035   2016/12/23
11259 J P Morgan SP BV - CITIC Sec European Warrants Dec 2017 A HKD 0.160   0.097   0.097   8,580,000 1,012,880 N/A 0.160   2017/03/16 0.097   2017/03/31 8,580,000 1,012,880 -   - -   -
14769 J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A HKD 0.046   0.018   0.018   2,774,985,000 90,935,020 N/A 0.088   2017/02/17 0.018   2017/03/31 3,981,630,000 172,914,945 0.136   2016/12/02 0.056   2016/12/23
24581 J P Morgan SP BV - CKH European Put Warrants Jun 2017 B HKD 0.066   0.017   0.021   51,975,000 2,452,575 N/A 0.192   2017/01/25 0.017   2017/03/24 157,315,000 14,939,320 -   - -   -
13810 J P Morgan SP BV - CKH European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.380   2017/01/03 0.012   2017/02/17 120,530,000 17,765,875 0.425   2016/12/29 0.202   2016/11/23
12103 J P Morgan SP BV - CKH European Put Warrants Oct 2017 A HKD 0.395   0.350   0.395   84,990,000 31,309,000 N/A 0.395   2017/03/31 0.350   2017/03/24 84,990,000 31,309,000 -   - -   -
28260 J P Morgan SP BV - CKH European Warrants Aug 2017 A HKD 0.480   0.335   0.340   47,995,000 20,068,075 N/A 0.495   2017/02/28 0.310   2017/02/23 122,375,000 48,431,350 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD 0.220   0.220   0.207   100,000 22,000 7,750 0.220   2017/03/28 0.220   2017/03/28 100,000 22,000 0.330   2016/09/05 0.130   2016/07/06
14089 J P Morgan SP BV - CKH European Warrants Jun 2017 A HKD 0.120   0.050   0.050   102,895,000 9,385,300 N/A 0.146   2017/01/11 0.050   2017/03/31 783,910,000 78,391,740 0.395   2016/11/09 0.078   2016/12/23
22942 J P Morgan SP BV - CKH European Warrants May 2017 A HKD 0.010   0.010   0.010   1,130,000 11,300 42,771 0.010   2017/03/16 0.010   2017/03/16 1,130,000 11,300 0.080   2016/01/05 0.010   2016/12/09
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.105   0.088   0.091   287,215,000 28,271,930 15,778,872 0.107   2017/02/28 0.071   2017/01/17 1,097,725,000 94,366,420 0.167   2016/09/05 0.066   2016/07/08
18875 J P Morgan SP BV - CKI Holdings European Warrants Aug 2017 A HKD 0.248   0.100   0.100   73,670,000 12,681,640 N/A 0.285   2017/02/06 0.100   2017/03/31 206,860,000 43,647,350 -   - -   -
11287 J P Morgan SP BV - CKI Holdings European Warrants Mar 2017 A HKD -   -   0.010   0 0 7,510,437 0.055   2017/01/03 0.010   2017/02/15 14,530,000 295,920 0.660   2016/08/01 0.034   2016/12/22
19928 J P Morgan SP BV - CKP European Warrants Aug 2017 A HKD 0.280   0.162   0.176   216,240,000 45,090,685 N/A 0.365   2017/01/19 0.162   2017/03/09 342,125,000 83,611,580 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.019   0.014   0.014   7,700,000 126,450 19,456,950 0.022   2017/02/22 0.014   2017/03/31 12,750,000 225,700 0.060   2016/07/28 0.014   2016/12/23
14290 J P Morgan SP BV - CKP European Warrants May 2017 A HKD 0.061   0.017   0.016   1,135,000 24,500 N/A 0.117   2017/01/18 0.017   2017/03/08 158,935,000 11,772,060 0.195   2016/12/01 0.044   2016/12/28
27809 J P Morgan SP BV - CM Bank European Warrants Apr 2018 A HKD 0.235   0.172   0.171   159,070,000 32,822,610 N/A 0.250   2017/02/21 0.172   2017/03/31 209,700,000 44,626,420 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD 0.204   0.140   0.120   53,930,000 8,691,450 12,919,852 0.222   2017/02/21 0.074   2017/01/03 241,810,000 35,593,280 0.241   2016/09/07 0.060   2016/12/23
14320 J P Morgan SP BV - CNBM European Warrants Jun 2017 A HKD 0.910   0.246   0.275   4,878,000 2,745,426 N/A 0.930   2017/02/23 0.155   2017/01/04 95,896,000 39,243,356 0.320   2016/11/28 0.152   2016/12/23
13767 J P Morgan SP BV - CNBM European Warrants Mar 2017 A HKD 1.430   0.910   0.930   152,000 171,980 N/A 1.430   2017/03/20 0.162   2017/01/16 92,558,000 22,043,556 0.510   2016/11/14 0.169   2016/12/28
28432 J P Morgan SP BV - CNBM European Warrants Sep 2017 A HKD 0.485   0.131   0.147   141,302,000 36,921,614 N/A 0.485   2017/03/02 0.131   2017/03/30 223,050,000 65,932,664 -   - -   -
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.059   0.059   0.056   50,000 2,950 27,077 0.062   2017/01/20 0.059   2017/03/03 80,000 4,810 0.180   2016/02/12 0.062   2016/12/08
14924 J P Morgan SP BV - CNOOC European Put Warrants May 2018 B HKD 0.235   0.195   0.200   36,020,000 7,739,670 N/A 0.235   2017/03/10 0.170   2017/01/18 80,480,000 16,029,890 0.196   2016/12/29 0.158   2016/12/14
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.088   0.055   0.056   800,720,000 51,393,960 47,957,557 0.088   2017/03/10 0.055   2017/03/31 1,643,720,000 104,770,240 0.171   2016/05/24 0.056   2016/12/14
25771 J P Morgan SP BV - CNOOC European Warrants Aug 2017 A HKD 0.129   0.047   0.067   219,893,000 22,741,054 N/A 0.280   2017/02/02 0.047   2017/03/23 999,369,000 179,716,461 -   - -   -
29482 J P Morgan SP BV - CNOOC European Warrants Aug 2017 B HKD 0.222   0.134   0.172   1,631,761,000 269,046,834 N/A 0.222   2017/03/08 0.134   2017/03/15 1,631,761,000 269,046,834 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.243   0.210   0.238   2,900,000 660,970 120,845 0.243   2017/03/02 0.210   2017/03/10 2,900,000 660,970 0.390   2016/10/20 0.112   2016/01/21
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.146   0.110   0.127   108,930,000 13,487,400 10,296,202 0.212   2017/01/06 0.110   2017/03/10 212,540,000 31,929,810 0.285   2016/10/24 0.068   2016/01/21
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD 0.011   0.010   0.010   19,300,000 198,290 7,241,668 0.052   2017/01/06 0.010   2017/03/24 461,190,000 12,989,700 0.113   2016/04/22 0.024   2016/01/21
13811 J P Morgan SP BV - CNOOC European Warrants May 2017 A HKD 0.011   0.010   0.010   3,930,000 39,800 N/A 0.188   2017/01/06 0.010   2017/03/16 2,077,531,000 249,725,830 0.530   2016/10/20 0.108   2016/12/23
14287 J P Morgan SP BV - CNOOC European Warrants May 2017 B HKD 0.071   0.015   0.021   164,484,000 6,158,060 N/A 0.530   2017/01/06 0.015   2017/03/15 1,401,460,000 296,188,932 0.840   2016/12/14 0.350   2016/12/28
14770 J P Morgan SP BV - CNOOC European Warrants May 2018 A HKD 0.071   0.048   0.058   4,463,410,000 248,011,060 N/A 0.128   2017/01/18 0.048   2017/03/15 4,725,660,000 270,936,410 0.125   2016/12/21 0.105   2016/12/28
11254 J P Morgan SP BV - CNOOC European Warrants Oct 2017 A HKD 0.550   0.410   0.530   8,402,000 4,181,570 N/A 0.550   2017/03/29 0.410   2017/03/22 8,402,000 4,181,570 -   - -   -
28097 J P Morgan SP BV - COSCO Sh Hold European Warrants Sep 2017A HKD 0.500   0.270   0.315   15,770,500 5,716,366 N/A 0.570   2017/02/23 0.270   2017/03/28 24,681,500 10,154,737 -   - -   -
28112 J P Morgan SP BV - COSCO Ship Port Euro Wts Dec 2018 A HKD 0.184   0.174   0.174   100,000 18,040 N/A 0.217   2017/02/24 0.174   2017/03/17 180,000 35,340 -   - -   -
28086 J P Morgan SP BV - Country Garden European Warrants Oct 17 A HKD 1.340   0.415   1.090   27,654,000 24,909,200 N/A 1.340   2017/03/28 0.345   2017/02/17 37,079,000 28,919,785 -   - -   -
11612 J P Morgan SP BV - Country Garden European Warrants Oct 17 B HKD 0.620   0.320   0.500   16,437,000 8,183,100 N/A 0.620   2017/03/28 0.320   2017/03/20 16,437,000 8,183,100 -   - -   -
14067 J P Morgan SP BV - CPIC European Warrants May 2017 A HKD 0.093   0.028   0.027   6,690,000 520,234 N/A 0.158   2017/02/13 0.028   2017/03/31 82,204,000 10,281,710 0.320   2016/11/28 0.114   2016/12/23
27122 J P Morgan SP BV - CPIC European Warrants Oct 2017 A HKD 0.207   0.135   0.134   72,208,000 12,223,130 N/A 0.260   2017/02/13 0.135   2017/03/30 132,292,000 25,678,644 -   - -   -
25175 J P Morgan SP BV - CRPH European Warrants Feb 2018 A HKD 0.189   0.119   0.132   2,900,000 424,155 N/A 0.236   2017/02/03 0.119   2017/03/31 4,650,000 722,175 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.151   0.125   0.130   123,078,000 16,574,796 9,671,335 0.172   2017/01/23 0.125   2017/03/13 225,381,000 32,452,719 0.440   2016/01/08 0.139   2016/12/23
12873 J P Morgan SP BV - CRRC Times European Warrants Mar 2017 A HKD -   -   0.012   0 0 5,201,214 0.191   2017/01/20 0.012   2017/02/22 79,895,000 8,147,305 0.550   2016/09/07 0.098   2016/12/22
28113 J P Morgan SP BV - CSDC European Warrants Aug 2017 A HKD 0.114   0.044   0.048   83,721,000 6,163,781 N/A 0.148   2017/02/23 0.044   2017/03/28 110,477,000 9,619,107 -   - -   -
13054 J P Morgan SP BV - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.010   0 0 26,943,736 0.097   2017/01/05 0.036   2017/02/22 5,675,000 374,577 0.305   2016/09/08 0.059   2016/12/29
14858 J P Morgan SP BV - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.047   0.047   0.020   300,000 14,100 N/A 0.108   2017/01/18 0.047   2017/03/03 1,430,000 117,010 0.207   2016/12/09 0.099   2016/12/23
13992 J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.182   2017/01/05 0.010   2017/02/24 143,501,600 12,406,384 0.500   2016/11/29 0.095   2016/12/29
15757 J P Morgan SP BV - CSOP A50 ETF European Warrants May 2017 A HKD 0.123   0.020   0.025   332,873,400 20,730,630 N/A 0.250   2017/01/05 0.020   2017/03/31 596,452,000 66,813,545 0.179   2016/12/30 0.175   2016/12/30
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD 0.130   0.130   0.126   8,000 1,040 2,264 0.130   2017/03/16 0.130   2017/03/16 8,000 1,040 0.235   2016/01/07 0.150   2016/02/26
28426 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.239   0.183   0.200   28,053,200 5,719,993 N/A 0.340   2017/02/21 0.183   2017/03/31 28,053,600 5,720,129 -   - -   -
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.111   0.110   0.102   80,000 8,840 47,166,437 0.127   2017/02/16 0.110   2017/03/16 10,260,000 1,277,580 0.153   2016/09/07 0.129   2016/11/03
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.087   0.052   0.057   86,880,000 6,294,540 4,945,003 0.091   2017/02/24 0.047   2017/01/06 287,660,000 21,400,040 0.144   2016/09/07 0.042   2016/12/29
21330 J P Morgan SP BV - Esprit European Wts Apr 2017 A HKD -   -   0.010   0 0 14,780 -   - -   - 10,000 250 0.205   2016/01/05 0.010   2016/12/06
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD 0.081   0.037   0.034   33,192,000 1,557,507 1,982,682 0.088   2017/02/27 0.032   2017/02/15 139,782,000 8,232,625 0.300   2016/02/23 0.063   2016/12/29
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 0.174   0.063   0.174   442,750,000 42,488,770 45,638,415 0.174   2017/03/31 0.045   2017/01/03 911,390,000 70,051,260 0.122   2016/10/04 0.040   2016/12/28
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 0.139   0.021   0.133   353,530,000 26,626,280 6,679,687 0.139   2017/03/30 0.017   2017/01/18 457,570,000 29,219,050 0.340   2016/01/04 0.018   2016/12/29
11098 J P Morgan SP BV - Evergrande European Warrants Sep 2017 A HKD 1.160   0.375   1.140   199,926,000 124,704,490 N/A 1.160   2017/03/30 0.375   2017/03/27 199,926,000 124,704,490 -   - -   -
14879 J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A HKD 0.120   0.073   0.078   267,260,000 22,104,210 N/A 0.179   2017/02/09 0.073   2017/03/29 346,420,000 33,481,645 0.161   2016/12/07 0.125   2016/12/19
29880 J P Morgan SP BV - Foxconn European Warrants Dec 2017 A HKD 0.290   0.190   0.202   3,886,000 909,095 N/A 0.290   2017/03/13 0.190   2017/03/31 3,886,000 909,095 -   - -   -
25168 J P Morgan SP BV - Foxconn European Warrants Oct 2017 A HKD 0.660   0.405   0.420   9,196,000 4,990,485 N/A 0.660   2017/03/08 0.295   2017/01/27 20,407,000 9,896,995 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.375   0.227   0.238   131,320,000 33,859,740 19,163,120 0.375   2017/03/14 0.105   2017/01/05 264,380,000 62,058,020 0.310   2016/09/09 0.101   2016/12/29
13137 J P Morgan SP BV - GAC European Warrants Dec 2017 A HKD 0.150   0.141   0.137   1,960,000 283,620 N/A 0.150   2017/03/31 0.141   2017/03/31 1,960,000 283,620 -   - -   -
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD -   -   0.490   0 0 258,413 0.470   2017/02/07 0.249   2017/01/05 3,560,000 1,192,160 0.370   2016/10/13 0.173   2016/02/25
13336 J P Morgan SP BV - Galaxy Ent European Put Wts Apr 2017 B HKD -   -   0.010   0 0 16,916,998 0.053   2017/01/03 0.010   2017/02/08 41,580,000 899,110 0.246   2016/09/20 0.021   2016/12/01
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD 0.141   0.027   0.030   352,820,000 31,740,320 N/A 0.380   2017/01/03 0.027   2017/03/30 1,033,370,000 164,774,450 0.390   2016/12/28 0.200   2016/12/01
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD 0.026   0.010   0.010   8,120,000 123,220 N/A 0.176   2017/01/03 0.010   2017/03/15 155,130,000 10,652,820 0.355   2016/10/24 0.076   2016/12/01
14672 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 D HKD 0.180   0.015   0.019   528,600,000 42,309,980 N/A 0.490   2017/01/03 0.015   2017/03/30 1,306,200,000 277,360,630 0.500   2016/12/28 0.260   2016/12/01
29480 J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2017 A HKD 0.380   0.172   0.203   113,010,000 24,894,190 N/A 0.380   2017/03/09 0.172   2017/03/30 113,010,000 24,894,190 -   - -   -
12901 J P Morgan SP BV - Galaxy Ent European Warrants Apr 2017 A HKD -   -   1.130   0 0 22,487,850 0.560   2017/02/13 0.560   2017/02/13 150,000 84,000 0.510   2016/10/11 0.132   2016/09/01
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.242   0.113   0.220   976,160,000 174,631,700 N/A 0.242   2017/03/30 0.071   2017/02/08 1,327,120,000 212,808,730 0.315   2016/12/01 0.092   2016/12/28
23327 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 C HKD 0.570   0.265   0.530   533,120,000 174,237,500 N/A 0.570   2017/03/30 0.160   2017/02/08 1,859,640,000 511,996,010 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD 0.860   0.410   0.850   2,430,000 1,332,050 87,442,352 0.860   2017/03/30 0.242   2017/02/08 122,430,000 46,087,920 0.690   2016/12/01 0.169   2016/09/27
14526 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 C HKD 0.415   0.167   0.375   375,220,000 84,074,830 N/A 0.415   2017/03/30 0.090   2017/02/08 1,566,490,000 270,445,020 0.395   2016/12/01 0.121   2016/12/28
13809 J P Morgan SP BV - Galaxy Ent European Warrants May 2017 A HKD 0.600   0.175   0.540   536,570,000 153,206,890 N/A 0.600   2017/03/30 0.087   2017/02/08 2,067,300,000 430,003,500 0.465   2016/12/01 0.136   2016/12/28
29465 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2017 A HKD 0.300   0.164   0.285   138,160,000 35,380,970 N/A 0.300   2017/03/31 0.164   2017/03/09 138,160,000 35,380,970 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD 0.057   0.029   0.032   25,898,000 966,850 N/A 0.068   2017/02/15 0.029   2017/03/27 51,530,000 2,373,295 0.096   2016/11/07 0.043   2016/12/30
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.107   0.061   0.066   117,329,000 9,497,457 N/A 0.120   2017/02/15 0.061   2017/03/27 283,696,000 25,868,896 0.146   2016/12/01 0.081   2016/12/28
28429 J P Morgan SP BV - Geely Auto European Put Warrants Apr 18 B HKD 0.196   0.139   0.150   85,800,000 14,322,150 N/A 0.196   2017/03/01 0.139   2017/03/27 221,650,000 39,002,300 -   - -   -
11473 J P Morgan SP BV - Geely Auto European Put Warrants Dec 17 B HKD 0.204   0.145   0.158   43,450,000 7,317,800 N/A 0.204   2017/03/20 0.145   2017/03/27 43,450,000 7,317,800 -   - -   -
25419 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 A HKD 0.465   0.310   0.405   689,750,000 247,187,750 N/A 0.465   2017/03/14 0.255   2017/02/07 2,609,100,000 835,640,500 -   - -   -
28771 J P Morgan SP BV - Geely Auto European Warrants Dec 2017 A HKD 0.315   0.196   0.270   309,300,000 69,540,650 N/A 0.315   2017/03/16 0.196   2017/03/20 533,750,000 118,288,300 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.475   0.320   0.425   8,100,000 3,298,250 N/A 0.475   2017/03/27 0.134   2017/01/03 1,872,250,000 344,145,950 0.198   2016/11/01 0.117   2016/12/23
25217 J P Morgan SP BV - Geely Auto European Warrants Jul 2017 A HKD 2.600   1.360   2.040   38,415,000 78,132,050 N/A 2.600   2017/03/14 0.670   2017/02/02 339,430,000 380,758,700 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD 0.550   0.530   0.510   200,000 108,000 N/A 0.550   2017/03/13 0.161   2017/01/03 661,300,000 157,624,415 0.220   2016/12/09 0.140   2016/12/23
11466 J P Morgan SP BV - Geely Auto European Warrants Mar 2018 A HKD 0.248   0.170   0.206   93,150,000 19,830,600 N/A 0.248   2017/03/17 0.170   2017/03/20 93,150,000 19,830,600 -   - -   -
13906 J P Morgan SP BV - Geely Auto European Warrants May 2017 A HKD 3.340   1.800   2.820   1,050,000 2,732,750 N/A 3.340   2017/03/14 0.320   2017/01/03 122,485,000 123,702,275 1.300   2016/10/25 0.243   2016/12/23
24604 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 A HKD 0.420   0.320   0.380   750,000 288,750 N/A 0.420   2017/03/24 0.185   2017/02/02 513,145,000 106,324,240 -   - -   -
27135 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 B HKD 1.900   0.930   1.390   249,870,000 339,418,250 N/A 1.900   2017/03/14 0.930   2017/03/20 381,090,000 491,089,650 -   - -   -
27127 J P Morgan SP BV - Geely Auto European Warrants Sep 2018 A HKD 0.385   0.260   0.340   1,232,300,000 381,980,000 N/A 0.385   2017/03/14 0.236   2017/02/13 2,728,450,000 800,782,800 -   - -   -
20028 J P Morgan SP BV - GF Sec European Warrants Jun 2017 A HKD 0.160   0.109   0.080   14,012,000 1,733,192 N/A 0.189   2017/02/17 0.109   2017/03/22 40,348,000 6,006,168 -   - -   -
25099 J P Morgan SP BV - GJ Int'l European Warrants Dec 2017A HKD 0.540   0.380   0.370   15,436,000 7,871,430 N/A 0.720   2017/02/17 0.380   2017/03/29 50,910,000 28,915,070 -   - -   -
14808 J P Morgan SP BV - Goldwind European Warrants Jun 2017 A HKD 0.082   0.057   0.022   832,000 58,070 N/A 0.161   2017/01/04 0.057   2017/03/24 41,060,000 5,020,248 0.169   2016/12/30 0.128   2016/12/06
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.320   0.315   0.310   465,000 146,725 13,613,460 0.400   2017/02/21 0.207   2017/01/03 32,580,000 8,025,145 0.375   2016/10/25 0.165   2016/02/12
21303 J P Morgan SP BV - Greatwall Motor European Wts Mar 2017 A HKD -   -   0.010   0 0 8,980,253 -   - -   - 0 0 0.114   2016/08/01 0.010   2016/12/08
29014 J P Morgan SP BV - Greatwall Motor European Wts Oct 2018 A HKD 0.193   0.130   0.139   556,200,000 79,761,095 N/A 0.202   2017/02/28 0.130   2017/03/22 557,910,000 80,097,705 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.136   0.064   0.073   1,125,465,000 102,463,465 N/A 0.157   2017/02/23 0.059   2017/02/02 4,825,165,000 415,954,460 0.091   2016/12/08 0.058   2016/12/23
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD 0.068   0.021   0.021   601,056,000 26,210,484 16,224,140 0.105   2017/02/17 0.021   2017/03/31 1,204,100,000 76,601,748 0.155   2016/11/30 0.066   2016/12/28
16905 J P Morgan SP BV - Haitong Sec European Warrants Nov 2017 A HKD 0.147   0.076   0.077   9,768,000 1,191,368 N/A 0.201   2017/02/17 0.076   2017/03/30 99,756,000 16,351,616 -   - -   -
13036 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2018 A HKD 0.187   0.176   0.178   840,000 151,340 N/A 0.187   2017/03/30 0.176   2017/03/31 840,000 151,340 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD 0.265   0.107   0.169   156,010,000 29,293,600 N/A 0.265   2017/03/22 0.107   2017/03/09 282,680,000 47,749,810 0.201   2016/11/23 0.095   2016/12/29
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD 0.171   0.097   0.116   52,700,000 6,834,230 136,897,207 0.230   2017/01/03 0.097   2017/03/20 149,050,000 18,747,430 0.250   2016/12/28 0.138   2016/11/28
12583 J P Morgan SP BV - HKEX European Put Wts May 2017 C HKD 0.031   0.010   0.010   4,844,020,000 122,009,010 118,937,113 0.096   2017/01/04 0.010   2017/03/30 19,131,120,000 666,834,370 0.133   2016/12/23 0.057   2016/11/28
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.071   0.042   0.047   996,540,000 51,318,510 28,509,243 0.119   2017/01/03 0.041   2017/02/15 2,350,000,000 147,049,200 0.234   2016/06/21 0.079   2016/09/09
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.154   0.100   0.113   311,970,000 38,841,560 101,359,750 0.219   2017/01/03 0.100   2017/03/20 888,530,000 119,336,310 0.247   2016/12/28 0.151   2016/11/28
15366 J P Morgan SP BV - HKEX European Warrants Apr 2017 A HKD 0.110   0.031   0.050   3,330,000 180,380 N/A 0.156   2017/02/16 0.031   2017/03/10 18,925,270,000 977,194,610 -   - -   -
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.060   0.027   0.028   66,673,780,000 2,512,234,920 434,124,023 0.087   2017/02/16 0.027   2017/03/31 67,163,790,000 2,534,456,030 0.221   2016/09/22 0.039   2016/12/28
16062 J P Morgan SP BV - HKEX European Warrants Aug 2017 B HKD 0.180   0.154   0.167   550,000 90,000 N/A 0.242   2017/02/16 0.115   2017/01/25 143,600,000 22,627,050 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.028   0.023   0.023   2,160,000 55,870 184,933 0.039   2017/01/03 0.022   2017/01/27 4,560,000 123,640 0.185   2016/01/04 0.034   2016/12/20
15288 J P Morgan SP BV - HKEX European Warrants Dec 2017 A HKD 0.130   0.084   0.100   100,240,000 10,567,160 N/A 0.170   2017/02/16 0.083   2017/01/25 2,781,710,000 369,915,500 0.117   2016/12/30 0.095   2016/12/28
15025 J P Morgan SP BV - HKEX European Warrants Jul 2017 A HKD 0.105   0.060   0.073   19,294,180,000 1,316,024,180 N/A 0.154   2017/02/16 0.060   2017/03/10 64,176,250,000 4,878,800,920 0.136   2016/12/12 0.072   2016/12/28
15554 J P Morgan SP BV - HKEX European Warrants Jun 2017 B HKD 0.109   0.057   0.076   162,990,000 13,722,190 N/A 0.158   2017/02/16 0.057   2017/03/10 11,760,920,000 842,229,380 -   - -   -
26922 J P Morgan SP BV - HKEX European Warrants Jun 2017 C HKD 0.460   0.179   0.198   122,061,000 30,934,541 N/A 0.870   2017/02/16 0.179   2017/03/15 173,425,000 62,379,316 -   - -   -
28548 J P Morgan SP BV - HKEX European Warrants Jun 2017 D HKD 0.255   0.112   0.118   109,423,000 20,193,734 N/A 0.410   2017/02/22 0.112   2017/03/31 255,843,000 61,309,685 -   - -   -
27543 J P Morgan SP BV - HKEX European Warrants Jun 2018 A HKD 0.159   0.120   0.136   42,640,000 6,087,750 N/A 0.188   2017/02/16 0.120   2017/03/10 72,990,000 11,218,100 -   - -   -
11037 J P Morgan SP BV - HKEX European Warrants Mar 2017 A HKD -   -   0.010   0 0 126,194,603 0.044   2017/02/16 0.010   2017/02/22 475,030,000 10,208,700 0.215   2016/09/09 0.010   2016/12/28
13176 J P Morgan SP BV - HKEX European Warrants Mar 2017 B HKD 0.026   0.010   0.010   932,000 12,692 63,313,886 0.182   2017/02/16 0.010   2017/03/06 19,886,000 2,151,284 1.460   2016/09/22 0.077   2016/12/28
13334 J P Morgan SP BV - HKEX European Warrants Mar 2017 C HKD -   -   0.018   0 0 850,884 0.049   2017/02/09 0.012   2017/02/08 2,975,000 66,765 0.710   2016/09/19 0.035   2016/12/30
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.159   0.119   0.133   31,970,000 4,467,120 8,858,558 0.187   2017/02/16 0.097   2017/02/03 141,280,000 20,182,370 0.280   2016/10/11 0.110   2016/12/28
27052 J P Morgan SP BV - HKEX European Warrants May 2017 A HKD 0.045   0.019   0.021   519,430,000 16,097,510 658,754,275 0.087   2017/02/16 0.019   2017/03/31 51,869,520,000 1,547,051,730 0.243   2016/04/25 0.033   2016/12/28
27742 J P Morgan SP BV - HKEX European Warrants May 2017 B HKD 0.010   0.010   0.010   3,450,000 34,500 628,302,118 0.024   2017/01/13 0.010   2017/03/21 81,430,000 972,870 0.118   2016/09/09 0.010   2016/12/30
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.062   0.041   0.046   11,040,000 585,270 275,477,557 0.089   2017/02/16 0.035   2017/02/03 3,232,790,000 244,877,940 0.186   2016/10/11 0.044   2016/12/28
15031 J P Morgan SP BV - HKEX European Warrants Sep 2017 A HKD 0.065   0.038   0.042   27,262,740,000 1,410,467,240 N/A 0.108   2017/02/16 0.038   2017/03/10 98,796,280,000 7,245,826,260 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.095   0.085   0.085   410,000 36,630 1,138,478 0.139   2017/02/02 0.083   2017/01/13 54,520,000 6,029,240 0.260   2016/07/19 0.090   2016/12/22
15804 J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A HKD 0.290   0.290   0.275   200,000 58,000 N/A 0.300   2017/01/16 0.242   2017/01/04 4,740,000 1,382,550 0.246   2016/12/30 0.245   2016/12/30
24844 J P Morgan SP BV - HS Bank European Warrants Aug 2017 A HKD 0.650   0.425   0.470   19,910,000 10,853,170 N/A 0.760   2017/02/17 0.425   2017/03/31 71,019,000 44,037,280 -   - -   -
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.033   0.026   0.028   42,760,000 1,339,980 1,182,067 0.037   2017/02/24 0.026   2017/03/09 204,000,000 7,004,960 0.038   2016/04/21 0.019   2016/05/13
23331 J P Morgan SP BV - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.140   0.135   0.115   360,000 49,900 24,440,957 0.140   2017/03/21 0.089   2017/01/04 369,500,000 35,385,540 0.135   2016/09/09 0.052   2016/02/12
12957 J P Morgan SP BV - HSBC European Put Warrants Apr 2017 A HKD 0.010   0.010   0.010   60,000 600 85,733,092 0.044   2017/01/03 0.010   2017/03/21 24,060,000 777,320 0.250   2016/09/30 0.023   2016/12/08
15079 J P Morgan SP BV - HSBC European Put Warrants Jul 2017 B HKD 0.177   0.094   0.105   309,832,000 40,319,388 N/A 0.365   2017/01/03 0.085   2017/02/21 4,914,736,000 790,740,952 0.410   2016/12/28 0.270   2016/12/14
24528 J P Morgan SP BV - HSBC European Put Warrants Jun 2017 B HKD 0.095   0.034   0.040   7,521,428,000 444,133,688 N/A 0.135   2017/01/25 0.034   2017/03/31 13,720,168,000 945,136,036 -   - -   -
13086 J P Morgan SP BV - HSBC European Put Warrants May 2017 A HKD 0.016   0.010   0.010   6,308,000 85,420 95,103,171 0.112   2017/01/03 0.010   2017/03/29 5,248,204,000 315,178,688 0.410   2016/09/30 0.059   2016/12/08
28095 J P Morgan SP BV - HSBC European Put Warrants Sep 2017 B HKD 0.430   0.315   0.345   556,308,000 208,338,700 N/A 0.440   2017/02/28 0.260   2017/02/21 1,851,252,000 627,740,720 -   - -   -
13050 J P Morgan SP BV - HSBC European Warrants Apr 2017 B HKD 0.057   0.010   0.010   198,964,000 5,194,512 700,839,734 0.260   2017/02/20 0.010   2017/03/21 4,324,972,000 538,857,860 0.330   2016/12/08 0.052   2016/11/09
14470 J P Morgan SP BV - HSBC European Warrants Apr 2017 D HKD 0.127   0.033   0.035   240,580,000 23,471,220 N/A 0.350   2017/02/21 0.033   2017/03/27 822,952,000 138,225,920 0.420   2016/12/08 0.149   2016/12/28
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.152   0.085   0.091   7,756,396,000 973,655,976 425,325,784 0.315   2017/02/20 0.085   2017/03/27 8,404,696,000 1,109,369,144 0.330   2016/12/08 0.081   2016/11/09
28926 J P Morgan SP BV - HSBC European Warrants Dec 2017 A HKD 0.075   0.062   0.060   880,000 57,840 N/A 0.075   2017/03/02 0.062   2017/03/01 1,096,000 72,824 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.310   0.226   0.245   2,728,000 745,940 5,466,319 0.570   2017/02/20 0.226   2017/03/27 15,588,000 6,723,600 0.550   2016/12/08 0.129   2016/08/16
28094 J P Morgan SP BV - HSBC European Warrants Jul 2017 C HKD 0.071   0.035   0.040   1,030,788,000 54,742,420 N/A 0.179   2017/02/21 0.035   2017/03/27 22,654,220,000 1,740,125,800 -   - -   -
15746 J P Morgan SP BV - HSBC European Warrants Jun 2017 A HKD 0.074   0.032   0.035   160,216,000 8,513,136 N/A 0.193   2017/02/20 0.032   2017/03/27 22,495,480,000 2,816,539,608 0.117   2016/12/30 0.110   2016/12/30
29086 J P Morgan SP BV - HSBC European Warrants Jun 2017 C HKD 0.127   0.050   0.062   56,539,204,000 4,395,162,236 N/A 0.127   2017/03/02 0.050   2017/03/27 56,539,204,000 4,395,162,236 -   - -   -
15139 J P Morgan SP BV - HSBC European Warrants Mar 2017 A HKD 0.010   0.010   0.010   1,560,000 15,600 N/A 0.109   2017/02/20 0.010   2017/03/13 55,148,712,000 3,083,712,040 0.153   2016/12/14 0.054   2016/12/28
13714 J P Morgan SP BV - HSBC European Warrants May 2017 B HKD 0.285   0.142   0.172   186,528,000 40,951,704 N/A 0.550   2017/02/20 0.142   2017/03/27 312,320,000 82,918,056 0.560   2016/12/08 0.135   2016/11/09
15167 J P Morgan SP BV - HSBC European Warrants Nov 2017 A HKD 0.065   0.050   0.054   2,812,000 169,900 N/A 0.149   2017/02/20 0.050   2017/03/27 37,016,000 3,927,776 0.105   2016/12/20 0.088   2016/12/28
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.121   0.072   0.081   31,576,000 3,213,008 N/A 0.231   2017/02/21 0.072   2017/03/27 8,984,136,000 1,616,361,776 0.280   2016/12/08 0.124   2016/11/30
15140 J P Morgan SP BV - HSBC European Warrants Sep 2017 A HKD 0.071   0.037   0.044   44,916,000 2,465,680 N/A 0.158   2017/02/20 0.037   2017/03/27 12,826,488,000 1,698,049,536 0.101   2016/12/20 0.093   2016/12/23
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD 0.083   0.043   0.060   2,037,930,000 126,480,510 N/A 0.183   2017/01/03 0.043   2017/03/21 4,191,870,000 276,832,710 0.221   2016/11/14 0.138   2016/11/30
27598 J P Morgan SP BV - HSCEI European Put Warrants Dec 2017 A HKD 0.168   0.126   0.141   4,190,000 589,240 N/A 0.168   2017/03/10 0.126   2017/03/20 4,210,000 592,260 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 114,304,372 0.055   2017/01/03 0.010   2017/02/24 4,463,630,000 165,053,920 0.089   2016/11/09 0.038   2016/12/08
13763 J P Morgan SP BV - HSCEI European Put Warrants Mar 2017 B HKD 0.019   0.010   0.010   9,450,000 138,780 N/A 0.157   2017/01/03 0.010   2017/03/09 2,554,060,000 166,051,610 0.222   2016/11/09 0.094   2016/12/08
28535 J P Morgan SP BV - HSCEI European Put Warrants Sep 2017 B HKD 0.169   0.117   0.133   9,430,000 1,385,000 N/A 0.169   2017/03/10 0.117   2017/03/29 11,820,000 1,698,490 -   - -   -
28531 J P Morgan SP BV - HSCEI European Wts Dec 2017 B HKD 0.132   0.093   0.090   4,840,000 549,360 N/A 0.138   2017/02/22 0.093   2017/03/31 6,090,000 703,060 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.180   0.099   0.120   61,070,000 8,643,210 378,552,990 0.180   2017/03/21 0.069   2017/01/03 7,649,330,000 749,004,750 0.231   2016/09/09 0.058   2016/12/23
11097 J P Morgan SP BV - HSCEI European Wts Mar 2017 A HKD 0.385   0.295   0.370   3,380,000 1,109,150 9,188,723 0.385   2017/03/17 0.161   2017/01/03 95,190,000 21,174,090 0.340   2016/09/07 0.140   2016/12/23
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.154   0.094   0.102   1,420,080,000 169,368,670 216,018,373 0.162   2017/02/23 0.080   2017/01/04 3,424,080,000 451,965,720 0.201   2016/09/22 0.070   2016/12/29
12958 J P Morgan SP BV - HSI European Put Warrants Apr 2017 B HKD 0.016   0.010   0.010   84,890,000 1,032,450 811,800,647 0.141   2017/01/03 0.010   2017/03/16 27,748,580,000 1,726,510,220 0.190   2016/11/09 0.085   2016/12/08
13107 J P Morgan SP BV - HSI European Put Warrants Apr 2017 C HKD 0.093   0.019   0.031   7,779,170,000 514,670,970 227,989,510 0.238   2017/01/04 0.019   2017/03/21 20,364,440,000 1,347,800,260 0.290   2016/12/23 0.150   2016/10/11
27576 J P Morgan SP BV - HSI European Put Warrants Aug 2017 B HKD 0.140   0.077   0.091   12,003,740,000 1,066,373,250 N/A 0.140   2017/03/10 0.077   2017/03/21 12,003,760,000 1,066,375,870 -   - -   -
28529 J P Morgan SP BV - HSI European Put Warrants Aug 2017 D HKD 0.193   0.125   0.145   36,820,000 5,243,810 N/A 0.196   2017/02/23 0.125   2017/03/21 36,890,000 5,257,510 -   - -   -
16102 J P Morgan SP BV - HSI European Put Warrants Jul 2017 C HKD 0.040   0.017   0.020   102,430,000 2,000,520 N/A 0.097   2017/01/10 0.017   2017/03/29 5,583,810,000 420,359,730 -   - -   -
22877 J P Morgan SP BV - HSI European Put Warrants Jul 2017 D HKD 0.069   0.031   0.038   16,928,200,000 824,364,250 N/A 0.124   2017/01/18 0.031   2017/03/21 23,602,370,000 1,198,617,550 -   - -   -
15797 J P Morgan SP BV - HSI European Put Warrants Jun 2017 E HKD 0.045   0.016   0.018   1,864,850,000 66,381,570 N/A 0.113   2017/01/09 0.016   2017/03/21 13,115,660,000 715,705,870 -   - -   -
21604 J P Morgan SP BV - HSI European Put Warrants Jun 2017 F HKD 0.034   0.017   0.014   150,000 4,340 N/A 0.083   2017/01/17 0.017   2017/03/16 270,000 8,590 -   - -   -
24592 J P Morgan SP BV - HSI European Put Warrants Jun 2017 G HKD 0.072   0.028   0.033   15,949,280,000 881,247,280 N/A 0.108   2017/02/01 0.028   2017/03/21 32,682,460,000 1,995,316,260 -   - -   -
11645 J P Morgan SP BV - HSI European Put Warrants Mar 2017 B HKD 0.010   0.010   0.010   1,240,000 12,400 448,948,113 0.054   2017/01/03 0.010   2017/03/10 5,535,610,000 231,341,830 0.158   2016/08/04 0.031   2016/12/08
12959 J P Morgan SP BV - HSI European Put Warrants Mar 2017 D HKD 0.036   0.013   0.010   169,360,000 4,063,200 125,063,805 0.183   2017/01/03 0.013   2017/03/15 10,077,660,000 419,858,810 0.221   2016/11/09 0.110   2016/10/11
13286 J P Morgan SP BV - HSI European Put Warrants Mar 2017 E HKD 0.107   0.022   0.026   512,060,000 40,847,620 13,498,965 0.229   2017/01/05 0.022   2017/03/24 987,250,000 77,917,250 0.295   2016/12/29 0.159   2016/10/06
13288 J P Morgan SP BV - HSI European Put Warrants May 2017 C HKD 0.047   0.010   0.011   986,490,000 25,186,640 411,032,568 0.177   2017/01/03 0.010   2017/03/31 30,879,490,000 2,458,571,940 0.235   2016/11/09 0.126   2016/12/08
13532 J P Morgan SP BV - HSI European Put Warrants May 2017 D HKD 0.152   0.076   0.097   193,990,000 20,337,330 5,299,760 0.265   2017/01/04 0.076   2017/03/21 256,700,000 29,567,230 0.280   2016/12/19 0.180   2016/10/06
14539 J P Morgan SP BV - HSI European Put Warrants May 2017 F HKD 0.020   0.010   0.010   149,390,000 2,163,090 N/A 0.122   2017/01/03 0.010   2017/03/27 20,792,540,000 1,381,120,690 0.149   2016/12/28 0.084   2016/12/08
11981 J P Morgan SP BV - HSI European Put Warrants May 2018 A HKD 0.113   0.113   0.103   20,000 2,260 N/A 0.113   2017/03/22 0.113   2017/03/22 20,000 2,260 -   - -   -
12528 J P Morgan SP BV - HSI European Put Warrants Nov 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27546 J P Morgan SP BV - HSI European Put Warrants Oct 2017 A HKD 0.074   0.068   0.074   200,000 14,200 N/A 0.106   2017/02/15 0.068   2017/03/22 720,000 66,210 -   - -   -
11108 J P Morgan SP BV - HSI European Put Warrants Oct 2017 C HKD 0.130   0.103   0.107   1,490,000 158,050 N/A 0.130   2017/03/15 0.103   2017/03/28 1,490,000 158,050 -   - -   -
26267 J P Morgan SP BV - HSI European Put Warrants Sep 2017 A HKD 0.083   0.049   0.054   3,895,150,000 250,139,690 N/A 0.091   2017/02/10 0.049   2017/03/29 5,683,050,000 373,205,240 -   - -   -
27590 J P Morgan SP BV - HSI European Put Warrants Sep 2017 B HKD 0.153   0.095   0.107   6,459,750,000 671,818,160 N/A 0.193   2017/02/17 0.095   2017/03/21 6,462,510,000 672,237,880 -   - -   -
11979 J P Morgan SP BV - HSI European Put Warrants Sep 2018 A HKD 0.120   0.118   0.118   730,000 86,570 N/A 0.120   2017/03/22 0.118   2017/03/23 730,000 86,570 -   - -   -
11547 J P Morgan SP BV - HSI European Warrants Apr 2017 A HKD 0.275   0.178   0.236   57,450,000 15,457,150 239,310,617 0.275   2017/03/29 0.084   2017/01/03 5,513,630,000 668,372,150 0.315   2016/09/12 0.071   2016/12/28
13339 J P Morgan SP BV - HSI European Warrants Apr 2017 D HKD 0.018   0.010   0.010   66,150,000 824,290 153,397,512 0.023   2017/02/20 0.010   2017/03/29 197,440,000 2,791,410 0.113   2016/10/11 0.010   2016/12/30
15451 J P Morgan SP BV - HSI European Warrants Aug 2017 A HKD 0.222   0.164   0.197   1,240,000 213,980 N/A 0.222   2017/03/27 0.114   2017/01/04 2,670,000 432,100 0.111   2016/12/30 0.111   2016/12/30
28271 J P Morgan SP BV - HSI European Warrants Aug 2017 C HKD 0.147   0.079   0.106   12,873,210,000 1,288,968,880 N/A 0.147   2017/03/21 0.079   2017/03/09 12,873,250,000 1,288,974,140 -   - -   -
12786 J P Morgan SP BV - HSI European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15552 J P Morgan SP BV - HSI European Warrants Jan 2018 A HKD 0.185   0.145   0.149   900,000 144,100 N/A 0.185   2017/03/21 0.098   2017/01/04 3,940,000 585,840 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD 0.194   0.130   0.163   6,260,000 972,290 N/A 0.194   2017/03/23 0.100   2017/01/05 19,642,350,000 2,354,198,400 0.141   2016/11/24 0.075   2016/12/23
16000 J P Morgan SP BV - HSI European Warrants Jul 2017 B HKD 0.229   0.205   0.255   400,000 86,770 N/A 0.260   2017/02/24 0.147   2017/01/03 4,040,000 911,540 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.075   0.032   0.048   17,333,630,000 839,111,170 654,369,613 0.075   2017/03/21 0.026   2017/01/04 17,794,630,000 859,946,980 0.204   2016/09/09 0.022   2016/12/28
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.031   0.013   0.016   790,210,000 22,120,160 52,901,733 0.037   2017/02/16 0.013   2017/03/10 7,695,240,000 256,405,590 0.109   2016/10/06 0.016   2016/12/30
14272 J P Morgan SP BV - HSI European Warrants Jun 2017 C HKD 0.180   0.092   0.132   5,506,320,000 556,702,250 N/A 0.180   2017/03/21 0.069   2017/01/03 26,633,680,000 2,574,520,330 0.127   2016/11/25 0.051   2016/12/28
14291 J P Morgan SP BV - HSI European Warrants Jun 2017 D HKD 0.237   0.162   0.215   4,170,000 905,770 N/A 0.237   2017/03/27 0.110   2017/01/04 67,740,000 11,743,030 0.163   2016/11/24 0.085   2016/12/28
11772 J P Morgan SP BV - HSI European Warrants Mar 2017 C HKD 0.110   0.016   0.068   474,900,000 17,329,280 679,605,883 0.110   2017/03/21 0.016   2017/03/10 1,702,930,000 73,537,640 0.260   2016/09/09 0.015   2016/12/28
15402 J P Morgan SP BV - HSI European Warrants Mar 2017 F HKD 0.250   0.225   0.280   17,120,000 4,236,710 N/A 0.250   2017/03/16 0.083   2017/01/03 1,421,260,000 139,973,490 0.096   2016/12/30 0.070   2016/12/28
11985 J P Morgan SP BV - HSI European Warrants Mar 2018 A HKD 0.153   0.153   0.124   20,000 3,060 N/A 0.153   2017/03/22 0.153   2017/03/22 20,000 3,060 -   - -   -
29499 J P Morgan SP BV - HSI European Warrants May 2017 A HKD 0.250   0.146   0.206   21,280,000 3,745,300 430,025,947 0.250   2017/03/20 0.083   2017/01/03 8,685,130,000 1,001,804,110 0.320   2016/10/06 0.069   2016/12/28
12705 J P Morgan SP BV - HSI European Warrants May 2017 B HKD 0.110   0.040   0.066   25,764,220,000 1,613,903,720 1,240,826,948 0.110   2017/03/21 0.033   2017/01/03 59,340,950,000 4,020,677,700 0.231   2016/09/09 0.025   2016/12/28
13872 J P Morgan SP BV - HSI European Warrants May 2017 E HKD 0.052   0.017   0.024   5,887,420,000 156,067,510 N/A 0.053   2017/02/20 0.017   2017/03/10 19,327,590,000 743,547,770 0.083   2016/10/27 0.014   2016/12/23
28941 J P Morgan SP BV - HSI European Warrants Nov 2017 A HKD 0.135   0.094   0.094   5,905,230,000 687,168,160 N/A 0.135   2017/03/21 0.094   2017/03/31 5,905,230,000 687,168,160 -   - -   -
11244 J P Morgan SP BV - HSI European Warrants Oct 2017 D HKD 0.181   0.173   0.151   680,000 119,390 N/A 0.181   2017/03/27 0.173   2017/03/23 680,000 119,390 -   - -   -
13091 J P Morgan SP BV - HTSC European Warrants Mar 2017 A HKD -   -   0.013   0 0 1,428,856 0.030   2017/01/09 0.011   2017/02/07 5,948,000 119,428 0.216   2016/09/09 0.033   2016/12/22
26924 J P Morgan SP BV - HTSC European Warrants Mar 2018 A HKD 0.228   0.176   0.177   4,474,000 947,168 N/A 0.295   2017/02/17 0.176   2017/03/31 16,818,000 4,401,710 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.550   0.203   0.223   73,396,000 24,969,368 N/A 0.550   2017/03/21 0.203   2017/03/30 123,416,000 45,305,738 0.420   2016/12/30 0.285   2016/11/21
29748 J P Morgan SP BV - Huaneng Power European Wts Dec 2017 A HKD 0.390   0.184   0.198   20,554,000 5,308,268 N/A 0.390   2017/03/21 0.184   2017/03/31 20,554,000 5,308,268 -   - -   -
12418 J P Morgan SP BV - Huaneng Power European Wts Mar 2017 A HKD -   -   0.010   0 0 1,653,457 0.130   2017/01/03 0.014   2017/02/20 4,622,000 266,092 0.445   2016/08/17 0.082   2016/12/15
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.167   2016/04/14 0.050   2016/09/14
12579 J P Morgan SP BV - ICBC European Put Wts Apr 2017 A HKD -   -   0.010   0 0 23,689,390 0.108   2017/01/03 0.010   2017/02/13 253,245,000 14,145,516 0.217   2016/11/18 0.071   2016/12/12
23790 J P Morgan SP BV - ICBC European Put Wts Aug 2017 A HKD 0.186   0.074   0.103   352,739,000 43,700,285 N/A 0.305   2017/01/25 0.074   2017/03/21 526,617,000 72,643,509 -   - -   -
27294 J P Morgan SP BV - ICBC European Warrants Dec 2017 A HKD 0.400   0.250   0.300   191,226,000 53,306,675 N/A 0.440   2017/02/23 0.250   2017/03/10 248,374,000 74,565,655 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD 0.440   0.440   0.495   50,000 22,000 4,785,886 0.600   2017/02/22 0.340   2017/02/03 30,670,000 12,893,380 0.700   2016/09/09 0.128   2016/06/17
15711 J P Morgan SP BV - ICBC European Warrants Jul 2017 B HKD 0.285   0.148   0.180   31,329,000 6,584,845 N/A 0.310   2017/02/16 0.122   2017/02/08 223,438,000 40,132,171 0.170   2016/12/30 0.140   2016/12/29
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD 0.067   0.020   0.020   4,395,000,000 164,029,601 57,818,303 0.094   2017/02/16 0.020   2017/03/31 5,594,325,000 248,585,256 0.250   2016/09/22 0.034   2016/12/23
12442 J P Morgan SP BV - ICBC European Warrants Mar 2017 A HKD -   -   0.019   0 0 47,284,981 0.095   2017/02/16 0.010   2017/02/08 139,024,000 6,355,072 0.335   2016/09/09 0.020   2016/12/28
14878 J P Morgan SP BV - ICBC European Warrants May 2017 A HKD 0.085   0.019   0.020   320,358,000 16,074,367 N/A 0.119   2017/02/16 0.019   2017/03/31 2,539,469,000 145,341,286 0.122   2016/12/09 0.040   2016/12/22
12814 J P Morgan SP BV - ICBC European Warrants Nov 2017 A HKD 0.124   0.094   0.095   11,806,000 1,269,850 N/A 0.124   2017/03/29 0.094   2017/03/31 11,806,000 1,269,850 -   - -   -
13577 J P Morgan SP BV - Intime European Warrants Dec 2018 A HKD -   -   0.410   0 0 553,857 0.435   2017/01/10 0.385   2017/01/10 3,845,000 1,601,625 0.246   2016/12/23 0.196   2016/11/01
26435 J P Morgan SP BV - JX Copper European Warrants Aug 2018 A HKD 0.165   0.116   0.116   1,000,000 152,250 N/A 0.250   2017/02/13 0.116   2017/03/31 25,380,000 5,494,660 -   - -   -
14341 J P Morgan SP BV - JX Copper European Warrants Jun 2017 A HKD 0.174   0.075   0.075   40,740,000 4,928,570 N/A 0.246   2017/02/13 0.075   2017/03/31 447,780,000 61,869,520 0.204   2016/11/25 0.073   2016/12/23
11744 J P Morgan SP BV - JX Copper European Warrants Mar 2017 A HKD -   -   0.130   0 0 9,204,935 0.242   2017/02/13 0.045   2017/01/04 106,820,000 12,573,210 0.194   2016/11/25 0.038   2016/10/17
25812 J P Morgan SP BV - JX Copper European Warrants Mar 2018 A HKD 0.209   0.129   0.126   73,340,000 13,280,060 N/A 0.265   2017/02/14 0.129   2017/03/31 278,650,000 58,824,620 -   - -   -
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD 0.395   0.395   0.320   120,000 47,400 2,668,093 0.440   2017/02/02 0.395   2017/03/03 170,000 69,400 0.370   2016/11/11 0.139   2016/10/13
29347 J P Morgan SP BV - JX Copper European Warrants Sep 2017 A HKD 0.730   0.375   0.360   44,936,000 25,297,545 N/A 0.730   2017/03/16 0.375   2017/03/31 44,936,000 25,297,545 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.044   0.029   0.039   289,780,000 10,584,620 3,833,617 0.044   2017/03/23 0.018   2017/01/10 596,280,000 18,339,000 0.103   2016/04/14 0.019   2016/11/17
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.201   0.166   0.196   14,780,000 2,714,480 1,131,910 0.201   2017/03/23 0.129   2017/01/10 31,820,000 5,234,820 0.243   2016/04/28 0.121   2016/11/25
21518 J P Morgan SP BV - KECL European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.036   0.024   0.028   5,220,000 163,100 335,177 0.044   2017/02/07 0.024   2017/03/09 49,180,000 1,996,780 0.169   2016/01/04 0.042   2016/12/29
12413 J P Morgan SP BV - Kingdee Intl European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,476,098 0.122   2017/01/06 0.010   2017/02/21 97,810,000 7,528,650 0.520   2016/09/07 0.076   2016/12/28
24837 J P Morgan SP BV - Kingdee Intl European Warrants Sep 2017 A HKD 0.560   0.310   0.355   61,862,000 24,195,690 N/A 0.560   2017/03/20 0.310   2017/03/31 81,932,000 31,759,130 -   - -   -
13487 J P Morgan SP BV - Kingsoft European Warrants Apr 2017 A HKD 0.044   0.010   0.010   17,720,000 393,430 6,246,687 0.044   2017/03/24 0.010   2017/03/29 17,840,000 396,270 0.245   2016/10/11 0.035   2016/12/28
12763 J P Morgan SP BV - Kingsoft European Warrants May 2017 A HKD 0.400   0.098   0.400   87,220,000 12,480,830 15,317,610 0.400   2017/03/31 0.088   2017/02/24 325,910,000 48,540,370 0.435   2016/10/11 0.141   2016/12/23
27291 J P Morgan SP BV - Kingsoft European Warrants Nov 2017 A HKD 0.350   0.181   0.335   170,560,000 41,878,210 N/A 0.350   2017/03/29 0.181   2017/03/13 170,560,000 41,878,210 -   - -   -
12348 J P Morgan SP BV - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 57,533 0.010   2017/01/13 0.010   2017/01/13 440,000 4,400 0.232   2016/08/15 0.020   2016/11/16
28863 J P Morgan SP BV - Lenovo European Warrants Jul 2017 A HKD 0.315   0.137   0.280   188,800,000 31,889,140 N/A 0.315   2017/03/29 0.137   2017/03/10 221,362,000 37,921,246 -   - -   -
15447 J P Morgan SP BV - Lenovo European Warrants Jun 2017 A HKD 0.204   0.061   0.178   408,666,000 36,513,630 N/A 0.365   2017/01/17 0.061   2017/03/10 1,458,904,000 217,261,612 0.260   2016/12/30 0.200   2016/12/29
21593 J P Morgan SP BV - Lenovo European Warrants May 2017 A HKD 0.033   0.010   0.024   43,934,000 565,596 N/A 0.162   2017/01/16 0.010   2017/03/27 3,518,100,000 304,799,918 -   - -   -
28252 J P Morgan SP BV - Lenovo European Warrants Sep 2017 A HKD 0.193   0.080   0.172   314,522,000 47,110,696 N/A 0.193   2017/03/29 0.080   2017/03/10 468,852,000 64,430,034 -   - -   -
19670 J P Morgan SP BV - Li & Fung European Warrants Dec 2017 A HKD 0.445   0.206   0.213   41,726,000 10,902,508 N/A 0.445   2017/03/20 0.206   2017/03/31 84,336,000 23,895,028 -   - -   -
11089 J P Morgan SP BV - Li & Fung European Warrants Mar 2017 A HKD 0.023   0.010   0.010   3,568,000 52,780 11,460,580 0.116   2017/01/05 0.010   2017/03/16 106,508,000 7,739,762 0.580   2016/09/09 0.058   2016/12/29
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   160,000 1,600 3,433 0.010   2017/03/23 0.010   2017/03/23 1,660,000 16,600 0.043   2016/01/04 0.010   2016/12/15
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.127   0.080   0.080   5,210,000 565,525 1,119,891 0.130   2017/02/15 0.080   2017/03/31 31,935,000 3,469,035 0.186   2016/10/20 0.105   2016/12/19
15455 J P Morgan SP BV - Link REIT European Warrants Jun 2017 A HKD 0.275   0.131   0.239   51,515,000 9,731,400 N/A 0.345   2017/02/08 0.131   2017/03/15 82,955,000 18,486,475 0.231   2016/12/22 0.172   2016/12/29
11038 J P Morgan SP BV - Link REIT European Warrants Mar 2017 A HKD -   -   0.010   0 0 8,406,537 0.045   2017/01/10 0.010   2017/02/09 2,630,000 63,200 0.435   2016/07/28 0.020   2016/12/22
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD 0.390   0.249   0.255   6,177,000 2,056,690 N/A 0.440   2017/02/14 0.249   2017/03/31 14,839,000 5,413,285 0.445   2016/12/30 0.240   2016/12/20
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 0.350   0.244   0.330   144,310,000 44,928,850 N/A 0.350   2017/03/20 0.174   2017/01/03 201,960,000 58,026,050 0.330   2016/11/22 0.163   2016/12/29
28547 J P Morgan SP BV - Minsheng Bank European Wts Aug 2017 A HKD 0.220   0.110   0.073   42,439,000 6,932,110 N/A 0.285   2017/02/22 0.110   2017/03/27 54,947,000 9,756,996 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD -   -   0.231   0 0 795,071 -   - -   - 0 0 0.300   2016/10/24 0.170   2016/02/12
15806 J P Morgan SP BV - Minsheng Bank European Wts Jul 2017 A HKD 0.510   0.237   0.239   19,693,000 6,387,725 N/A 0.850   2017/02/16 0.237   2017/03/31 40,029,000 18,788,360 0.470   2016/12/30 0.455   2016/12/30
24904 J P Morgan SP BV - Minsheng Bank European Wts Mar 2017 A HKD -   -   0.010   0 0 4,492,026 0.033   2017/02/15 0.012   2017/02/28 237,100,000 4,924,555 0.065   2016/10/06 0.016   2016/12/28
25424 J P Morgan SP BV - MTRC European Warrants Aug 2017 A HKD 0.290   0.180   0.275   102,205,000 21,766,080 N/A 0.290   2017/03/30 0.143   2017/02/01 128,830,000 26,394,920 -   - -   -
10451 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2017 B HKD -   -   0.181   0 0 N/A 0.239   2017/01/20 0.205   2017/02/17 320,000 69,870 -   - -   -
10449 J P Morgan SP BV - N225 Idx Euro Put Wts Sep 2017 B HKD 0.108   0.089   0.100   11,660,000 1,176,140 N/A 0.157   2017/01/24 0.089   2017/03/16 76,050,000 9,017,770 -   - -   -
10450 J P Morgan SP BV - N225 Index Euro Wts Dec 2017 A HKD 0.173   0.130   0.124   320,000 48,030 N/A 0.209   2017/01/20 0.130   2017/03/22 6,360,000 1,003,360 -   - -   -
10376 J P Morgan SP BV - N225 Index Euro Wts Mar 2017 A HKD -   -   0.203   0 0 120,477 0.250   2017/01/27 0.168   2017/02/27 180,000 37,950 0.246   2016/04/28 0.060   2016/11/09
10448 J P Morgan SP BV - N225 Index Euro Wts Sep 2017 A HKD 0.070   0.045   0.041   9,860,000 587,140 N/A 0.115   2017/01/20 0.045   2017/03/23 37,970,000 2,945,010 -   - -   -
14765 J P Morgan SP BV - NCI European Warrants Jul 2017 A HKD 0.128   0.052   0.055   31,600,000 2,930,049 N/A 0.249   2017/02/13 0.052   2017/03/29 196,943,000 32,949,050 0.305   2016/12/02 0.142   2016/12/29
12660 J P Morgan SP BV - NCI European Warrants Mar 2017 A HKD -   -   0.260   0 0 4,603,690 0.460   2017/02/13 0.111   2017/02/02 17,448,000 3,595,133 0.490   2016/11/25 0.133   2016/12/29
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.249   0.249   0.249   30,000 7,470 399,823 0.310   2017/02/23 0.175   2017/01/04 1,170,000 258,280 0.325   2016/09/23 0.070   2016/02/03
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD 0.800   0.405   0.390   3,388,000 2,055,355 N/A 0.830   2017/02/28 0.187   2017/01/03 83,984,000 32,943,558 0.380   2016/11/30 0.158   2016/12/29
12332 J P Morgan SP BV - New World Dev European Wts Mar 2017 A HKD -   -   0.041   0 0 4,672,099 0.095   2017/02/23 0.010   2017/02/14 5,041,000 181,417 0.810   2016/09/09 0.030   2016/12/21
29091 J P Morgan SP BV - New World Dev European Wts Oct 2017 A HKD 0.410   0.195   0.201   19,334,000 4,682,421 N/A 0.410   2017/03/01 0.195   2017/03/31 19,334,000 4,682,421 -   - -   -
25934 J P Morgan SP BV - Nine Dragons European Warrants Dec 2018 A HKD 0.320   0.204   0.210   28,140,000 6,715,230 N/A 0.335   2017/02/23 0.204   2017/03/31 35,760,000 8,771,430 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD 0.238   0.121   0.169   42,667,000 8,537,030 N/A 0.370   2017/02/08 0.121   2017/03/28 114,928,000 24,717,125 0.290   2016/12/12 0.158   2016/12/20
12759 J P Morgan SP BV - PCCW European Warrants Mar 2017 A HKD -   -   0.011   0 0 609,591 0.027   2017/01/18 0.010   2017/02/15 600,000 10,400 0.280   2016/09/02 0.014   2016/12/22
15364 J P Morgan SP BV - PetroChina European Put Warrants Jul 17 B HKD 0.280   0.159   0.226   166,334,000 35,507,140 N/A 0.405   2017/01/04 0.159   2017/03/21 402,814,000 86,120,266 0.400   2016/12/23 0.325   2016/12/21
13727 J P Morgan SP BV - PetroChina European Put Warrants May 17 A HKD 0.045   0.010   0.011   4,632,000 145,292 N/A 0.141   2017/01/04 0.010   2017/03/21 103,054,000 7,415,250 0.385   2016/11/09 0.094   2016/12/21
12101 J P Morgan SP BV - PetroChina European Warrants Aug 2017 A HKD 0.270   0.182   0.195   28,978,000 6,608,476 N/A 0.270   2017/03/23 0.182   2017/03/31 28,978,000 6,608,476 -   - -   -
15361 J P Morgan SP BV - PetroChina European Warrants Jul 2017 A HKD 0.080   0.017   0.021   777,726,000 50,589,494 N/A 0.280   2017/01/18 0.017   2017/03/31 2,899,090,000 420,867,042 0.231   2016/12/21 0.159   2016/12/28
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.031   0.020   0.020   45,700,000 1,120,600 28,424,487 0.048   2017/01/18 0.020   2017/03/31 156,720,000 5,404,740 0.050   2016/04/28 0.017   2016/09/28
13489 J P Morgan SP BV - PetroChina European Warrants Mar 2017 A HKD -   -   0.560   0 0 67,586,699 0.780   2017/01/18 0.330   2017/01/04 9,126,000 4,557,170 0.550   2016/12/14 0.134   2016/11/18
15289 J P Morgan SP BV - PetroChina European Warrants Mar 2017 B HKD 0.028   0.010   0.010   3,250,000 64,444 N/A 0.270   2017/01/18 0.010   2017/03/09 527,988,000 90,570,808 0.208   2016/12/21 0.130   2016/12/23
13728 J P Morgan SP BV - PetroChina European Warrants May 2017 B HKD 0.164   0.030   0.035   915,542,000 70,174,866 N/A 0.590   2017/01/13 0.030   2017/03/31 1,145,372,000 147,180,624 0.400   2016/12/14 0.118   2016/11/18
11102 J P Morgan SP BV - PetroChina European Warrants Oct 2017 A HKD 0.223   0.139   0.144   415,796,000 78,117,014 N/A 0.223   2017/03/16 0.139   2017/03/31 415,796,000 78,117,014 -   - -   -
14537 J P Morgan SP BV - PICC European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.174   2017/01/06 0.011   2017/02/24 159,750,000 14,426,592 0.670   2016/11/28 0.129   2016/12/29
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.014   0.010   0.010   18,260,000 193,460 29,328,427 0.021   2017/01/06 0.010   2017/03/16 97,700,000 1,434,320 0.221   2016/04/21 0.017   2016/12/29
25817 J P Morgan SP BV - PICC European Warrants Jul 2018 A HKD 0.153   0.108   0.110   147,820,000 19,555,960 N/A 0.156   2017/02/10 0.108   2017/03/31 334,880,000 46,331,500 -   - -   -
11266 J P Morgan SP BV - PICC Group European Warrants Dec 2017 A HKD 0.300   0.202   0.215   6,848,000 1,907,725 N/A 0.300   2017/03/20 0.202   2017/03/31 6,848,000 1,907,725 -   - -   -
15808 J P Morgan SP BV - PICC Group European Warrants Jun 2017 A HKD 0.138   0.065   0.067   398,342,000 37,372,309 N/A 0.170   2017/02/15 0.065   2017/03/31 571,216,000 61,457,592 0.160   2016/12/30 0.151   2016/12/30
12659 J P Morgan SP BV - PICC Group European Warrants Mar 2017 A HKD -   -   0.010   0 0 2,131,054 -   - -   - 0 0 0.270   2016/09/09 0.024   2016/12/19
27117 J P Morgan SP BV - Ping An European Put Warrants Aug 2017 B HKD 0.111   0.035   0.048   46,110,000 3,236,585 N/A 0.118   2017/02/13 0.035   2017/03/23 95,325,000 8,109,045 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD 0.150   0.024   0.037   1,123,735,000 57,092,165 36,177,158 0.345   2017/01/04 0.024   2017/03/27 1,751,070,000 162,044,320 0.405   2016/12/23 0.196   2016/11/28
12581 J P Morgan SP BV - Ping An European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 25,652,533 0.079   2017/01/03 0.011   2017/02/06 949,630,000 21,119,855 0.233   2016/08/25 0.031   2016/12/09
19484 J P Morgan SP BV - Ping An European Warrants Apr 2017 B HKD 0.018   0.010   0.010   129,880,000 1,498,515 92,621,470 0.018   2017/03/21 0.010   2017/03/24 479,485,000 5,910,605 0.120   2016/01/04 0.010   2016/12/29
12754 J P Morgan SP BV - Ping An European Warrants Apr 2017 C HKD 0.012   0.010   0.010   3,215,000 33,070 499,516,793 0.045   2017/02/15 0.010   2017/03/23 81,670,000 2,602,660 0.295   2016/09/09 0.026   2016/12/23
14727 J P Morgan SP BV - Ping An European Warrants Apr 2017 D HKD 0.039   0.010   0.010   2,830,000 48,475 N/A 0.160   2017/01/05 0.010   2017/03/30 27,408,500 3,005,413 0.485   2016/12/01 0.101   2016/12/23
15747 J P Morgan SP BV - Ping An European Warrants Aug 2017 A HKD 0.108   0.052   0.066   18,919,290,000 1,498,867,185 N/A 0.115   2017/02/16 0.052   2017/03/10 26,773,135,000 2,258,621,445 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD 0.020   0.016   0.016   450,000 7,050 21,582,883 0.020   2017/03/21 0.010   2017/01/20 1,700,000 23,600 0.043   2016/01/07 0.010   2016/12/20
16066 J P Morgan SP BV - Ping An European Warrants Jul 2017 B HKD 0.255   0.138   0.182   185,105,000 35,979,485 N/A 0.255   2017/03/21 0.126   2017/02/03 2,266,585,000 380,855,530 -   - -   -
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD -   -   0.010   0 0 2,033 -   - -   - 0 0 0.022   2016/01/14 0.010   2016/11/28
14284 J P Morgan SP BV - Ping An European Warrants Jun 2017 C HKD 0.330   0.129   0.226   263,475,000 49,557,640 N/A 0.330   2017/03/23 0.092   2017/02/03 8,636,675,000 1,046,090,930 0.445   2016/11/28 0.140   2016/12/23
26351 J P Morgan SP BV - Ping An European Warrants Jun 2017 D HKD 0.222   0.084   0.131   19,216,050,000 2,084,708,270 N/A 0.222   2017/03/23 0.084   2017/03/10 37,440,770,000 4,773,139,490 -   - -   -
13670 J P Morgan SP BV - Ping An European Warrants Mar 2017 B HKD -   -   0.010   0 0 N/A 0.056   2017/02/15 0.010   2017/02/23 1,080,090,000 40,602,205 0.270   2016/11/28 0.032   2016/12/23
13231 J P Morgan SP BV - Ping An European Warrants May 2017 A HKD 0.017   0.013   0.015   200,000 3,000 1,489,817 0.043   2017/02/15 0.013   2017/03/02 700,000 22,150 0.205   2016/09/22 0.031   2016/12/30
14069 J P Morgan SP BV - Ping An European Warrants May 2017 B HKD 0.120   0.026   0.037   372,560,000 26,875,510 N/A 0.120   2017/03/23 0.025   2017/02/03 46,641,000,000 2,937,633,470 0.255   2016/11/28 0.058   2016/12/23
27116 J P Morgan SP BV - Ping An European Warrants Nov 2017 A HKD 0.136   0.094   0.110   68,500,000 8,087,415 N/A 0.158   2017/02/16 0.094   2017/03/10 103,050,000 12,935,205 -   - -   -
14766 J P Morgan SP BV - Ping An European Warrants Sep 2017 A HKD 0.087   0.067   0.068   2,400,000 193,580 N/A 0.096   2017/02/15 0.061   2017/02/06 4,700,000 376,530 0.148   2016/12/02 0.065   2016/12/28
27292 J P Morgan SP BV - Ping An European Warrants Sep 2017 B HKD 0.194   0.110   0.142   161,075,000 26,304,390 N/A 0.195   2017/02/22 0.110   2017/03/10 176,455,000 28,811,150 -   - -   -
26427 J P Morgan SP BV - PSBC European Warrants Aug 2017 A HKD 0.360   0.183   0.192   18,585,000 5,305,645 N/A 0.360   2017/03/07 0.183   2017/03/28 20,770,000 6,014,930 -   - -   -
11228 J P Morgan SP BV - PSBC European Warrants Oct 2017 A HKD 0.211   0.183   0.162   132,000 26,629 N/A 0.211   2017/03/21 0.183   2017/03/22 132,000 26,629 -   - -   -
14926 J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A HKD 0.150   0.052   0.053   33,035,000 2,920,105 N/A 0.230   2017/02/10 0.052   2017/03/31 160,290,000 23,885,970 0.199   2016/12/09 0.080   2016/12/29
21668 J P Morgan SP BV - R&F Ppt European Warrants Apr 2017 A HKD 0.375   0.204   0.290   2,032,000 469,308 586,569 0.375   2017/03/14 0.108   2017/01/23 15,156,000 2,456,888 0.425   2016/08/10 0.150   2016/12/13
27534 J P Morgan SP BV - R&F Ppt European Warrants Mar 2018 A HKD 0.265   0.141   0.183   85,916,000 17,236,688 N/A 0.265   2017/03/15 0.131   2017/02/22 94,980,000 18,534,632 -   - -   -
13053 J P Morgan SP BV - Sands China European Put Wts Apr 2017 C HKD 0.017   0.010   0.010   4,280,000 48,596 22,994,035 0.126   2017/01/03 0.010   2017/03/10 271,452,000 15,512,040 0.260   2016/09/27 0.048   2016/12/01
14530 J P Morgan SP BV - Sands China European Put Wts Jun 2017 A HKD 0.370   0.143   0.154   773,448,000 222,983,012 N/A 0.500   2017/01/03 0.143   2017/03/30 1,387,012,000 471,599,372 0.540   2016/12/19 0.270   2016/12/01
13085 J P Morgan SP BV - Sands China European Put Wts May 2017 A HKD 0.094   0.010   0.015   168,088,000 8,852,364 33,287,589 0.249   2017/01/03 0.010   2017/03/20 435,220,000 47,190,168 0.375   2016/09/27 0.100   2016/12/01
28410 J P Morgan SP BV - Sands China European Put Wts Oct 2017 B HKD 0.212   0.099   0.105   130,944,000 19,222,852 N/A 0.260   2017/02/23 0.099   2017/03/28 159,220,000 25,957,312 -   - -   -
15852 J P Morgan SP BV - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 333 -   - -   - 0 0 0.015   2016/01/22 0.010   2016/11/08
11866 J P Morgan SP BV - Sands China European Warrants Apr 2017 B HKD 0.086   0.029   0.054   301,092,000 15,322,476 70,573,895 0.176   2017/01/11 0.026   2017/02/23 790,772,000 63,887,972 0.420   2016/11/29 0.099   2016/12/29
14065 J P Morgan SP BV - Sands China European Warrants Apr 2017 D HKD 0.070   0.010   0.022   383,600,000 14,398,228 N/A 0.183   2017/01/11 0.010   2017/03/28 1,415,940,000 119,453,368 0.475   2016/11/29 0.096   2016/12/29
26410 J P Morgan SP BV - Sands China European Warrants Aug 2017 A HKD 0.239   0.125   0.221   651,480,000 115,198,944 N/A 0.239   2017/03/29 0.024   2017/02/21 1,079,304,000 168,215,884 -   - -   -
29481 J P Morgan SP BV - Sands China European Warrants Dec 2017 A HKD 0.225   0.166   0.211   30,196,000 5,902,752 N/A 0.225   2017/03/30 0.166   2017/03/27 30,196,000 5,902,752 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.018   0.014   0.017   44,664,000 709,476 603,696 0.022   2017/01/03 0.010   2017/02/13 144,980,000 2,036,612 0.029   2016/09/09 0.010   2016/05/19
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.065   0.036   0.055   96,372,000 4,781,916 71,737,091 0.135   2017/01/11 0.025   2017/02/23 876,048,000 73,834,056 0.310   2016/12/01 0.082   2016/12/29
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD 0.120   0.073   0.096   23,240,000 2,125,384 N/A 0.160   2017/01/11 0.062   2017/02/27 49,268,000 4,571,256 0.247   2016/12/06 0.143   2016/12/09
23310 J P Morgan SP BV - Sands China European Warrants Sep 2017 A HKD 0.210   0.115   0.181   265,264,000 43,641,104 N/A 0.245   2017/01/23 0.089   2017/02/23 1,033,460,000 142,477,940 -   - -   -
12887 J P Morgan SP BV - Shenzhou Intl European Warrants Mar 2017A HKD -   -   0.013   0 0 1,469,612 0.255   2017/01/18 0.029   2017/02/13 38,410,000 6,188,670 0.890   2016/08/31 0.196   2016/12/23
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.123   0.059   0.059   49,315,000 4,633,905 1,338,662 0.123   2017/03/23 0.056   2017/02/07 53,905,000 4,951,485 0.260   2016/03/17 0.075   2016/12/14
19609 J P Morgan SP BV - Shimao Property European Wts Jun 2018 A HKD 0.405   0.228   0.300   8,080,000 2,016,680 N/A 0.405   2017/03/23 0.195   2017/01/19 36,560,000 8,801,640 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.088   0.061   0.065   53,630,000 3,834,510 3,420,645 0.185   2017/01/03 0.061   2017/03/30 139,730,000 13,667,260 0.385   2016/01/26 0.093   2016/09/09
12330 J P Morgan SP BV - SHK Ppt European Warrants Mar 2017 A HKD -   -   0.010   0 0 8,908,787 0.016   2017/01/13 0.010   2017/01/05 250,000 2,800 0.500   2016/09/09 0.031   2016/12/02
14233 J P Morgan SP BV - SHK Ppt European Warrants May 2017 A HKD 0.360   0.134   0.148   124,350,000 28,322,120 N/A 0.360   2017/03/02 0.097   2017/01/03 357,070,000 78,873,760 0.240   2016/12/09 0.079   2016/12/28
29011 J P Morgan SP BV - SHK Ppt European Warrants Sep 2017 A HKD 0.470   0.315   0.390   92,870,000 36,047,450 N/A 0.470   2017/03/17 0.315   2017/03/15 93,640,000 36,358,100 -   - -   -
15365 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jul 2017 A HKD 0.190   0.047   0.052   277,852,000 34,810,752 N/A 0.450   2017/01/04 0.047   2017/03/31 772,750,000 127,273,186 0.475   2016/12/29 0.385   2016/12/21
15291 J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A HKD 0.265   0.120   0.214   493,398,000 96,163,924 N/A 0.435   2017/01/26 0.120   2017/03/15 1,376,902,000 395,886,574 0.270   2016/12/20 0.188   2016/12/28
25800 J P Morgan SP BV - Sinopec Corp European Warrants Jun 2017 A HKD 0.116   0.033   0.098   71,246,000 4,806,268 N/A 0.194   2017/02/02 0.033   2017/03/15 233,518,000 27,041,450 -   - -   -
13587 J P Morgan SP BV - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.193   2017/01/26 0.013   2017/02/24 206,240,000 25,257,032 0.310   2016/10/06 0.039   2016/12/28
14049 J P Morgan SP BV - Sinopec Corp European Warrants May 2017 A HKD 0.340   0.079   0.280   174,620,000 24,404,812 N/A 0.500   2017/01/26 0.079   2017/03/15 307,214,000 55,515,040 0.345   2016/11/03 0.146   2016/11/18
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.067   0.048   0.054   90,030,000 5,150,930 3,437,497 0.080   2017/01/11 0.048   2017/03/09 137,490,000 8,258,770 0.133   2016/02/23 0.047   2016/06/28
15818 J P Morgan SP BV - SMIC European Wts Dec 2017 A HKD 0.166   0.107   0.111   126,985,000 14,628,760 N/A 0.325   2017/01/03 0.107   2017/03/31 249,395,000 40,721,690 0.345   2016/12/30 0.330   2016/12/30
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.465   0.390   0.400   200,000 85,375 1,769,829 0.620   2017/01/03 0.390   2017/03/30 3,664,000 1,929,525 0.640   2016/12/30 0.248   2016/08/05
13808 J P Morgan SP BV - SPDR Gold Trust European Wts Apr 2017 A HKD 0.045   0.013   0.010   300,000 10,300 N/A 0.102   2017/01/18 0.013   2017/03/08 21,482,000 1,621,899 0.510   2016/11/09 0.060   2016/12/23
15798 J P Morgan SP BV - SPDR Gold Trust European Wts Jul 2017 A HKD 0.650   0.445   0.550   739,000 411,575 N/A 0.670   2017/02/24 0.445   2017/03/10 2,526,000 1,382,955 0.480   2016/12/30 0.475   2016/12/30
28930 J P Morgan SP BV - Stanchart European Warrants Aug 2017 A HKD 0.247   0.146   0.244   59,834,000 11,754,839 N/A 0.247   2017/03/02 0.146   2017/03/27 63,066,000 12,445,652 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD 0.027   0.012   0.023   2,283,655,000 41,088,495 76,644,443 0.070   2017/02/06 0.012   2017/03/27 7,172,055,000 226,245,440 0.076   2016/01/04 0.012   2016/02/29
14285 J P Morgan SP BV - Stanchart European Warrants Jun 2017 B HKD 0.650   0.500   0.720   923,000 508,575 N/A 1.250   2017/02/06 0.365   2017/01/03 81,951,500 59,159,290 0.590   2016/12/08 0.330   2016/12/30
26286 J P Morgan SP BV - Stanchart European Warrants Sep 2017 A HKD 0.226   0.130   0.205   32,821,000 6,046,144 N/A 0.430   2017/02/10 0.130   2017/03/27 327,752,000 90,520,921 -   - -   -
25045 J P Morgan SP BV - SUNAC European Warrants Nov 2018 A HKD 0.370   0.197   0.360   9,880,000 2,521,110 N/A 0.370   2017/03/29 0.184   2017/01/27 42,890,000 9,923,620 -   - -   -
28773 J P Morgan SP BV - Sunny Optical European Warrants Dec 2017A HKD 1.010   0.600   0.860   137,320,000 122,595,900 N/A 1.010   2017/03/13 0.435   2017/02/24 137,460,000 122,661,850 -   - -   -
12664 J P Morgan SP BV - Sunny Optical European Warrants May 2017A HKD 1.030   0.375   0.730   47,410,000 34,257,450 29,823,667 1.030   2017/03/13 0.063   2017/01/03 403,080,000 114,337,590 0.670   2016/08/31 0.052   2016/12/23
27276 J P Morgan SP BV - Sunny Optical European Warrants Sep 2017A HKD 0.960   0.410   0.790   157,340,000 107,800,550 N/A 0.960   2017/03/14 0.390   2017/02/28 281,650,000 174,425,000 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.205   0.079   0.122   15,885,000 2,186,005 3,471,993 0.205   2017/03/16 0.055   2017/02/03 58,890,000 6,129,235 0.325   2016/09/09 0.119   2016/12/29
23461 J P Morgan SP BV - Techtronic European Warrants Oct 2017 A HKD 0.430   0.300   0.370   4,860,000 1,596,725 N/A 0.430   2017/03/17 0.190   2017/02/03 22,970,000 5,696,555 -   - -   -
13183 J P Morgan SP BV - Tencent European Put Warrants Apr 2017 B HKD 0.163   0.010   0.010   42,760,000 2,636,480 6,975,408 0.310   2017/01/05 0.010   2017/03/29 84,300,000 8,068,440 0.390   2016/12/12 0.198   2016/10/25
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD -   -   0.013   0 0 96,313 0.033   2017/01/16 0.015   2017/02/22 6,400,000 170,300 0.125   2016/06/24 0.044   2016/09/06
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD 0.091   0.039   0.045   96,140,000 5,959,460 N/A 0.179   2017/01/04 0.039   2017/03/29 15,011,330,000 1,766,622,530 0.214   2016/12/23 0.171   2016/12/30
22876 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 B HKD 0.061   0.013   0.018   12,961,900,000 507,252,500 N/A 0.110   2017/01/24 0.013   2017/03/29 36,796,180,000 1,975,300,740 -   - -   -
28772 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 D HKD 0.123   0.033   0.045   2,213,120,000 86,303,740 N/A 0.123   2017/03/03 0.033   2017/03/29 2,268,700,000 91,183,880 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD 0.130   0.022   0.032   3,390,740,000 129,715,440 32,238,818 0.218   2017/01/10 0.022   2017/03/29 3,484,660,000 139,813,310 0.335   2016/12/23 0.170   2016/10/26
29025 J P Morgan SP BV - Tencent European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 20,011,400 0.035   2017/01/04 0.010   2017/02/02 2,832,110,000 81,768,160 0.194   2016/06/17 0.026   2016/10/26
26275 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 A HKD 0.098   0.049   0.055   138,250,000 8,829,100 N/A 0.098   2017/03/03 0.049   2017/03/30 772,660,000 64,365,400 -   - -   -
26278 J P Morgan SP BV - Tencent European Put Warrants May 2017 C HKD 0.192   0.010   0.013   6,398,000 613,129 N/A 0.300   2017/02/08 0.010   2017/03/29 54,263,000 11,079,720 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD -   -   0.014   0 0 14,098 0.051   2017/01/03 0.030   2017/01/10 320,000 13,680 0.177   2016/05/06 0.037   2016/09/06
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD 0.106   0.043   0.051   102,030,000 5,594,350 113,774,897 0.208   2017/01/03 0.043   2017/03/29 1,132,010,000 154,579,590 0.250   2016/12/23 0.151   2016/10/25
12537 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 D HKD 0.128   0.109   0.127   3,100,000 367,240 N/A 0.128   2017/03/27 0.109   2017/03/30 3,100,000 367,240 -   - -   -
14410 J P Morgan SP BV - Tencent European Warrants Apr 2017 C HKD 1.850   0.295   1.410   13,262,000 7,036,860 N/A 1.850   2017/03/21 0.295   2017/03/03 868,455,000 478,356,685 0.870   2016/11/21 0.232   2016/12/28
12564 J P Morgan SP BV - Tencent European Warrants Aug 2018 A HKD 0.130   0.117   0.115   7,480,000 935,770 N/A 0.130   2017/03/29 0.117   2017/03/27 7,480,000 935,770 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.177   0.095   0.144   67,500,000 9,839,600 126,454,648 0.177   2017/03/21 0.095   2017/03/03 135,550,000 17,667,410 0.255   2016/09/23 0.073   2016/12/23
29221 J P Morgan SP BV - Tencent European Warrants Jan 2018 A HKD 0.265   0.163   0.230   31,330,000 7,057,560 N/A 0.265   2017/03/29 0.163   2017/03/03 31,330,000 7,057,560 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.415   0.234   0.355   9,710,000 3,302,000 5,003,192 0.415   2017/03/21 0.171   2017/01/04 69,050,000 16,497,490 0.400   2016/09/23 0.129   2016/06/28
28087 J P Morgan SP BV - Tencent European Warrants Jul 2017 C HKD 0.860   0.290   0.600   152,202,000 57,244,445 N/A 0.860   2017/03/29 0.290   2017/03/03 5,464,968,000 2,908,900,580 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD 0.485   0.265   0.445   2,240,000 962,550 2,894,247 0.485   2017/03/21 0.184   2017/01/04 30,780,000 7,302,560 0.450   2016/09/23 0.080   2016/02/12
14373 J P Morgan SP BV - Tencent European Warrants Jun 2017 C HKD 0.217   0.084   0.163   267,430,000 33,482,570 N/A 0.217   2017/03/21 0.075   2017/01/04 87,397,740,000 8,308,023,460 0.139   2016/11/29 0.054   2016/12/23
14615 J P Morgan SP BV - Tencent European Warrants Jun 2017 D HKD 0.305   0.136   0.270   18,040,000 3,782,640 N/A 0.305   2017/03/29 0.097   2017/01/04 11,229,410,000 1,206,685,990 0.167   2016/12/01 0.068   2016/12/23
14619 J P Morgan SP BV - Tencent European Warrants Jun 2017 E HKD 0.255   0.108   0.211   75,460,000 11,827,140 N/A 0.255   2017/03/21 0.088   2017/01/04 3,533,500,000 394,653,350 0.145   2016/11/28 0.062   2016/12/23
29218 J P Morgan SP BV - Tencent European Warrants Jun 2017 F HKD 0.415   0.125   0.194   1,749,044,000 559,739,526 N/A 0.415   2017/03/21 0.125   2017/03/03 1,749,044,000 559,739,526 -   - -   -
29626 J P Morgan SP BV - Tencent European Warrants Jun 2017 G HKD 1.180   0.490   0.790   4,058,312,000 2,422,431,065 N/A 1.180   2017/03/21 0.490   2017/03/10 4,058,312,000 2,422,431,065 -   - -   -
12367 J P Morgan SP BV - Tencent European Warrants Jun 2017 H HKD 0.295   0.208   0.207   3,155,000 765,333 N/A 0.295   2017/03/27 0.208   2017/03/31 3,155,000 765,333 -   - -   -
23270 J P Morgan SP BV - Tencent European Warrants Mar 2017 A HKD -   -   0.425   0 0 233,052 0.355   2017/02/15 0.202   2017/01/04 560,000 184,640 0.510   2016/09/23 0.082   2016/02/12
14054 J P Morgan SP BV - Tencent European Warrants Mar 2017 C HKD -   -   0.010   0 0 N/A 0.092   2017/01/11 0.010   2017/02/20 14,348,000 538,637 0.660   2016/11/10 0.031   2016/12/23
14620 J P Morgan SP BV - Tencent European Warrants Mar 2017 D HKD -   -   0.010   0 0 N/A 0.148   2017/01/06 0.010   2017/02/22 70,176,000 4,896,695 0.435   2016/11/28 0.073   2016/12/15
29219 J P Morgan SP BV - Tencent European Warrants Mar 2018 B HKD 0.194   0.107   0.162   42,940,000 7,173,430 N/A 0.194   2017/03/21 0.107   2017/03/03 42,940,000 7,173,430 -   - -   -
13905 J P Morgan SP BV - Tencent European Warrants May 2017 A HKD 0.105   0.028   0.063   814,880,000 52,395,920 N/A 0.105   2017/03/21 0.028   2017/03/03 28,698,440,000 1,176,726,680 0.159   2016/10/20 0.022   2016/12/28
25911 J P Morgan SP BV - Tencent European Warrants May 2017 B HKD 0.680   0.128   0.300   30,261,000 9,539,742 N/A 0.680   2017/03/21 0.128   2017/03/03 2,163,270,000 617,073,683 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.187   0.089   0.154   16,217,570,000 1,636,420,150 987,737,380 0.187   2017/03/21 0.089   2017/03/03 54,612,590,000 5,908,829,920 0.275   2016/09/23 0.077   2016/12/23
29220 J P Morgan SP BV - Tencent European Warrants Oct 2017 C HKD 0.140   0.095   0.106   19,162,840,000 2,285,768,870 N/A 0.140   2017/03/21 0.095   2017/03/23 19,162,840,000 2,285,768,870 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.385   0.250   0.360   890,000 262,650 1,329,880 0.385   2017/03/20 0.187   2017/01/04 18,360,000 4,373,560 0.420   2016/09/23 0.149   2016/12/28
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.300   0.163   0.249   102,370,000 21,581,100 20,536,773 0.300   2017/03/21 0.141   2017/01/04 275,880,000 54,223,140 0.360   2016/09/23 0.111   2016/12/23
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.208   0.094   0.163   8,658,710,000 1,048,549,210 868,845,737 0.208   2017/03/21 0.082   2017/01/04 9,048,040,000 1,095,205,580 0.290   2016/09/23 0.060   2016/12/23
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.106   0.050   0.077   20,762,990,000 1,901,229,980 319,470,100 0.106   2017/03/21 0.050   2017/03/03 20,935,970,000 1,912,878,120 0.172   2016/10/06 0.043   2016/12/23
12797 J P Morgan SP BV - Tencent European Warrants Sep 2017 E HKD 0.380   0.320   0.305   834,000 292,610 N/A 0.380   2017/03/30 0.320   2017/03/31 834,000 292,610 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD 0.055   0.039   0.051   3,190,000 144,380 529,411 0.065   2017/01/04 0.034   2017/02/21 11,624,000 594,200 0.199   2016/01/04 0.031   2016/08/05
12830 J P Morgan SP BV - Tracker Fund European Put Warrants Aug18B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD 0.024   0.010   0.010   3,235,000 48,320 4,953,653 0.111   2017/01/03 0.010   2017/03/22 63,160,000 3,432,720 0.137   2016/12/23 0.077   2016/12/08
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.060   0.036   0.042   38,185,000 1,648,265 1,922,577 0.126   2017/01/03 0.036   2017/03/21 73,315,000 4,379,895 0.158   2016/08/11 0.093   2016/09/09
12824 J P Morgan SP BV - Tracker Fund European Warrants Aug 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.260   0.186   0.220   436,100,000 96,622,790 42,502,585 0.260   2017/03/21 0.132   2017/01/03 922,735,000 193,921,190 0.305   2016/09/09 0.077   2016/02/12
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD -   -   0.375   0 0 3,829,023 0.375   2017/02/16 0.231   2017/01/03 15,990,000 4,010,935 0.395   2016/10/03 0.137   2016/02/12
25142 J P Morgan SP BV - Travelsky Tech European Warrants Dec 17 A HKD 0.315   0.247   0.260   600,000 173,950 N/A 0.315   2017/03/21 0.216   2017/02/24 46,780,000 12,090,590 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD 0.440   0.405   0.405   110,000 46,450 1,194,550 0.485   2017/02/07 0.365   2017/01/04 2,650,000 1,078,050 0.480   2016/12/02 0.168   2016/07/06
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.075   0.053   0.088   2,280,000 125,760 372,587 0.114   2017/01/24 0.053   2017/03/06 34,800,000 2,159,040 0.204   2016/01/08 0.107   2016/07/21
21610 J P Morgan SP BV - Weigao Group European Warrants May 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.078   2016/04/14 0.078   2016/04/14
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.194   0.149   0.185   12,750,000 2,104,700 N/A 0.203   2017/01/17 0.149   2017/03/22 13,810,000 2,294,160 0.240   2016/11/10 0.207   2016/12/21
11472 J P Morgan SP BV - Wharf European Warrants Oct 2017 A HKD 0.335   0.250   0.255   410,000 110,550 N/A 0.335   2017/03/17 0.250   2017/03/27 410,000 110,550 -   - -   -
11868 J P Morgan SP BV - Wynn Macau European Warrants Apr 2017 A HKD 0.134   0.036   0.081   479,948,000 34,704,928 18,916,188 0.134   2017/03/29 0.027   2017/02/23 1,010,304,000 62,857,108 0.193   2016/09/15 0.038   2016/12/29
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.219   0.121   0.162   141,140,000 24,315,868 5,947,953 0.219   2017/03/29 0.099   2017/02/23 235,764,000 35,305,580 0.147   2016/11/25 0.071   2016/11/14
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.139   0.098   0.104   53,440,000 6,174,740 13,957,033 0.163   2017/02/16 0.096   2017/01/03 291,620,000 36,815,160 0.179   2016/10/24 0.070   2016/08/29
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.290   0 0 4,830 0.242   2017/01/05 0.241   2017/01/04 120,000 28,980 0.248   2016/06/29 0.156   2016/03/29
28864 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 B HKD 0.510   0.270   0.290   25,540,000 9,165,750 N/A 0.510   2017/03/20 0.270   2017/03/31 25,540,000 9,165,750 -   - -   -
26337 J P Morgan SP BV - Zall Group European Warrants Dec 2018 A HKD 0.212   0.212   0.195   480,000 101,760 N/A 0.239   2017/02/07 0.211   2017/02/24 10,560,000 2,388,870 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.118   0.080   0.077   52,290,000 5,616,145 N/A 0.152   2017/02/09 0.080   2017/03/31 128,470,000 14,917,290 0.137   2016/11/22 0.081   2016/12/22
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD 0.031   0.010   0.014   63,020,000 1,042,625 6,505,834 0.055   2017/02/07 0.010   2017/03/30 173,200,000 5,813,470 0.238   2016/08/08 0.027   2016/12/23
28078 J P Morgan SP BV - Zijin Mining European Warrants Dec 2017 A HKD 0.330   0.193   0.233   23,312,000 5,055,158 N/A 0.330   2017/03/17 0.193   2017/03/10 28,268,000 6,273,928 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.315   0.126   0.167   149,658,000 26,433,810 N/A 0.315   2017/03/17 0.126   2017/03/10 431,952,000 82,338,100 0.370   2016/11/09 0.040   2016/11/28
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.400   0.228   0.345   36,096,000 9,710,558 N/A 0.400   2017/03/20 0.228   2017/03/07 485,936,000 140,599,062 0.375   2016/12/30 0.260   2016/12/23
29496 J P Morgan SP BV - ZTE European Warrants Dec 2017 B HKD 0.250   0.130   0.197   334,320,000 58,194,334 N/A 0.250   2017/03/24 0.130   2017/03/10 334,320,000 58,194,334 -   - -   -
25826 J P Morgan SP BV - ZTE European Warrants Mar 2017 A HKD -   -   0.010   0 0 311,657 0.030   2017/01/03 0.011   2017/01/09 19,922,000 458,498 0.325   2016/01/25 0.012   2016/12/21
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.119   0.092   0.092   2,700,000 288,680 115,043 0.125   2017/02/13 0.092   2017/03/30 3,600,000 384,140 0.235   2016/07/11 0.089   2016/12/15
21294 Macquarie Bank Ltd-Skyworth Digital European Wts May 2017 A HKD -   -   0.010   0 0 7,800 0.020   2017/02/02 0.010   2017/02/16 380,000 5,800 0.085   2016/01/05 0.020   2016/10/11
15760 Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A HKD 1.510   1.230   1.220   140,000 195,180 N/A 1.580   2017/02/14 1.040   2017/01/16 1,654,000 2,192,440 -   - -   -
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.032   0.020   0.020   5,000,000 117,000 250,010 0.053   2017/01/06 0.020   2017/03/16 16,248,000 554,748 0.225   2016/02/11 0.047   2016/12/12
24593 Macquarie Bank Ltd. - A50 China European Warrants Apr 2017 A HKD -   -   0.018   0 0 4,002,866 0.024   2017/02/21 0.019   2017/02/23 6,208,000 134,083 0.150   2016/01/04 0.021   2016/12/20
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.208   0.208   0.208   200,000 41,600 149,905 0.245   2017/02/20 0.208   2017/03/17 3,486,000 808,817 0.260   2016/12/05 0.129   2016/02/03
11887 Macquarie Bank Ltd. - A50 China European Warrants Mar 2017 A HKD -   -   0.020   0 0 232,658 0.044   2017/01/06 0.020   2017/01/26 14,653,000 440,182 0.260   2016/08/15 0.024   2016/12/30
26181 Macquarie Bank Ltd. - A50 China European Warrants Oct 2017 A HKD 0.355   0.280   0.280   2,850,000 907,480 N/A 0.435   2017/02/21 0.280   2017/03/30 6,914,000 2,490,150 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD 0.280   0.221   0.270   13,800,000 3,204,850 N/A 0.280   2017/03/23 0.211   2017/02/01 16,500,000 3,800,300 0.238   2016/10/17 0.182   2016/11/11
13047 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 1.120   0.630   0.750   5,715,000 5,302,100 1,002,133 1.120   2017/03/24 0.630   2017/03/22 5,735,000 5,316,650 1.950   2016/08/30 0.510   2016/12/15
27281 Macquarie Bank Ltd. - AAC Acoustic European Wts Mar 2017 A HKD 0.910   0.620   0.620   10,000 7,650 799,750 1.500   2017/02/15 0.620   2017/03/08 680,000 627,250 2.540   2016/08/30 0.500   2016/12/13
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.063   0.033   0.061   26,394,000 1,196,906 N/A 0.181   2017/01/04 0.033   2017/03/16 61,460,000 3,411,892 0.255   2016/11/14 0.167   2016/12/09
14597 Macquarie Bank Ltd. - AIA European Put Warrants Jun 2017 C HKD 0.020   0.020   0.020   550,000 11,000 N/A 0.234   2017/01/03 0.020   2017/03/23 404,766,000 53,817,566 0.280   2016/12/09 0.199   2016/12/21
13190 Macquarie Bank Ltd. - AIA European Put Warrants Mar 2017 A HKD -   -   0.015   0 0 20,725,739 0.221   2017/01/10 0.015   2017/02/17 136,598,000 12,931,930 0.435   2016/12/09 0.084   2016/10/11
13124 Macquarie Bank Ltd. - AIA European Put Warrants Sep 2017 A HKD 0.229   0.217   0.222   2,360,000 522,640 N/A 0.229   2017/03/31 0.217   2017/03/31 2,360,000 522,640 -   - -   -
13105 Macquarie Bank Ltd. - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 2,276,298 -   - -   - 100,000 1,000 0.220   2016/10/06 0.026   2016/12/02
20104 Macquarie Bank Ltd. - AIA European Warrants Aug 2017 A HKD 0.440   0.315   0.350   4,598,000 1,722,000 N/A 0.440   2017/03/21 0.275   2017/02/08 66,344,000 22,152,370 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.062   0.041   0.051   7,002,000 377,330 N/A 0.074   2017/02/27 0.038   2017/01/03 105,570,000 5,928,454 0.255   2016/10/13 0.035   2016/12/29
15061 Macquarie Bank Ltd. - AIA European Warrants Jul 2017 A HKD 0.146   0.082   0.101   3,406,000 440,158 N/A 0.159   2017/02/20 0.074   2017/01/04 408,326,000 42,195,934 0.141   2016/12/14 0.070   2016/12/29
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD 0.040   0.017   0.020   32,986,000 1,001,970 N/A 0.055   2017/02/27 0.011   2017/01/11 160,870,000 5,644,888 0.197   2016/10/26 0.026   2016/12/08
14085 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 B HKD 0.275   0.146   0.165   17,724,000 3,437,188 N/A 0.275   2017/03/10 0.088   2017/01/03 470,912,000 82,192,590 0.415   2016/11/08 0.088   2016/12/29
13125 Macquarie Bank Ltd. - AIA European Warrants Nov 2017 A HKD 0.127   0.122   0.125   2,168,000 268,794 N/A 0.127   2017/03/31 0.122   2017/03/31 2,168,000 268,794 -   - -   -
27505 Macquarie Bank Ltd. - AIA European Warrants Oct 2017 A HKD 0.212   0.134   0.156   1,917,888,000 346,184,762 N/A 0.247   2017/02/20 0.134   2017/03/15 2,651,806,000 504,465,450 -   - -   -
21548 Macquarie Bank Ltd. - Air China European Warrants Apr 2017 A HKD -   -   0.072   0 0 0 -   - -   - 0 0 -   - -   -
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.090   0.055   0.062   78,960,000 5,975,600 1,550,933 0.090   2017/03/23 0.051   2017/01/09 107,560,000 7,959,340 0.222   2016/04/14 0.050   2016/12/30
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.148   2016/01/04 0.038   2016/09/27
26761 Macquarie Bank Ltd. - Ali Health European Warrants May 2017A HKD -   -   0.020   0 0 157,620 0.077   2017/01/03 0.035   2017/02/17 12,600,000 671,800 0.325   2016/06/01 0.083   2016/12/29
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD -   -   0.020   0 0 1,133 -   - -   - 0 0 0.095   2016/01/06 0.023   2016/12/09
26544 Macquarie Bank Ltd. - Ali Pictures European Warrants May17 A HKD 0.048   0.026   0.020   3,030,000 98,170 102,998 0.106   2017/01/11 0.026   2017/03/17 5,830,000 290,390 1.000   2016/04/12 0.305   2016/11/04
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.079   0 0 0 -   - -   - 0 0 -   - -   -
29071 Macquarie Bank Ltd. - Angang Steel European Wts Jan 2019 A HKD 0.231   0.170   0.175   16,720,000 3,098,080 N/A 0.231   2017/03/06 0.170   2017/03/30 16,720,000 3,098,080 -   - -   -
12859 Macquarie Bank Ltd. - Anhui Conch European Wts Apr 2017 A HKD 0.390   0.231   0.390   225,000 64,395 8,586,175 0.390   2017/03/24 0.074   2017/01/03 34,540,000 6,705,510 0.300   2016/08/30 0.074   2016/12/29
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD 0.210   0.096   0.095   142,590,000 20,878,975 N/A 0.234   2017/02/23 0.083   2017/01/04 324,985,000 50,524,955 0.176   2016/10/25 0.079   2016/12/29
29296 Macquarie Bank Ltd. - Anta Sports European Wts Jan 2018 A HKD 0.370   0.207   0.211   12,720,000 3,301,650 N/A 0.370   2017/03/14 0.207   2017/03/30 12,720,000 3,301,650 -   - -   -
28119 Macquarie Bank Ltd. - Anta Sports European Wts Mar 2017 A HKD 0.047   0.025   0.026   5,020,000 189,640 3,556,680 0.187   2017/01/25 0.025   2017/03/10 59,280,000 6,712,970 0.249   2016/11/01 0.069   2016/06/27
11166 Macquarie Bank Ltd. - Anta Sports European Wts May 2017 A HKD 0.530   0.450   0.450   1,220,000 584,800 149,750 0.870   2017/02/01 0.450   2017/03/31 1,640,000 898,500 0.560   2016/08/15 0.285   2016/07/07
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.380   0.325   0.340   2,420,000 880,350 221,222 0.380   2017/03/06 0.265   2017/01/06 2,760,000 992,250 0.265   2016/10/28 0.153   2016/01/21
29604 Macquarie Bank Ltd. - ASM Pacific European Wts Oct 2018 A HKD 0.415   0.380   0.385   300,000 118,500 N/A 0.415   2017/03/13 0.380   2017/03/10 300,000 118,500 -   - -   -
23615 Macquarie Bank Ltd. - Avichina European Warrants Mar 2017 A HKD -   -   0.010   0 0 14,800 0.020   2017/01/18 0.010   2017/02/20 970,000 13,200 0.212   2016/01/04 0.033   2016/11/29
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD 0.157   0.120   0.120   5,700,000 794,750 1,342,403 0.203   2017/01/17 0.120   2017/03/27 46,940,000 8,017,360 0.260   2016/07/20 0.205   2016/10/18
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD 0.480   0.330   0.360   7,740,000 3,095,600 N/A 0.480   2017/03/21 0.290   2017/02/20 9,740,000 3,704,700 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD 0.065   0.028   0.033   12,940,000 460,254 897,212 0.139   2017/02/15 0.028   2017/03/22 19,656,000 1,098,070 0.315   2016/08/19 0.055   2016/12/22
29040 Macquarie Bank Ltd. - BankComm European Warrants Mar 2018 A HKD 0.370   0.255   0.265   16,262,000 5,243,270 N/A 0.370   2017/03/02 0.255   2017/03/31 16,262,000 5,243,270 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.155   0.107   0.124   1,330,000 191,680 1,877,397 0.224   2017/02/16 0.107   2017/03/10 48,195,000 9,102,755 0.470   2016/09/22 0.129   2016/12/28
12680 Macquarie Bank Ltd. - BBMG European Warrants Dec 2017 A HKD 0.425   0.335   0.340   260,000 101,750 N/A 0.425   2017/03/29 0.335   2017/03/31 260,000 101,750 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD -   -   0.010   0 0 22,123 -   - -   - 0 0 0.109   2016/04/13 0.023   2016/12/01
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.840   0.355   0.365   8,640,000 5,284,640 2,363,256 0.870   2017/02/23 0.355   2017/03/31 21,478,000 12,097,000 0.840   2016/08/16 0.370   2016/12/29
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD 0.315   0.270   0.280   600,000 175,000 130,103 0.315   2017/03/20 0.184   2017/01/23 3,520,000 780,620 0.375   2016/04/13 0.228   2016/02/12
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD 0.270   0.255   0.260   560,000 146,700 N/A 0.270   2017/03/14 0.184   2017/01/20 1,080,000 249,800 0.207   2016/12/29 0.205   2016/12/29
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.159   0.121   0.124   78,200,000 10,830,150 3,388,550 0.168   2017/02/24 0.111   2017/01/16 117,160,000 16,032,190 0.247   2016/08/08 0.104   2016/12/29
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD 0.029   0.029   0.027   40,000 1,160 200,635 0.038   2017/02/21 0.029   2017/03/02 32,210,000 1,203,810 0.126   2016/01/06 0.039   2016/06/16
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD 0.043   0.032   0.032   4,520,000 158,280 182,810 0.052   2017/02/10 0.032   2017/03/30 9,700,000 390,560 0.108   2016/01/04 0.019   2016/07/08
25651 Macquarie Bank Ltd. - BOCHK European Warrants May 2017 A HKD -   -   0.600   0 0 78,133 0.630   2017/01/26 0.580   2017/02/01 340,000 203,600 0.450   2016/09/09 0.134   2016/02/12
12454 Macquarie Bank Ltd. - BOCHK European Warrants May 2018 A HKD 0.260   0.239   0.243   29,980,000 7,323,530 N/A 0.260   2017/03/27 0.239   2017/03/30 29,980,000 7,323,530 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 1.070   0.650   0.810   9,082,500 7,918,970 N/A 1.070   2017/03/27 0.500   2017/01/09 17,634,000 14,712,330 0.990   2016/12/08 0.450   2016/12/28
15180 Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A HKD 0.247   0.140   0.157   20,550,000 3,943,480 N/A 0.255   2017/02/16 0.093   2017/02/08 336,899,000 52,304,633 0.140   2016/12/16 0.088   2016/12/28
28799 Macquarie Bank Ltd. - BOCL European Warrants Dec 2017 A HKD 0.169   0.096   0.116   461,318,000 62,625,546 N/A 0.204   2017/02/24 0.096   2017/03/10 525,144,000 75,097,860 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD -   -   0.620   0 0 350,668 0.510   2017/02/09 0.335   2017/01/03 3,200,000 1,207,370 0.570   2016/09/07 0.255   2016/06/28
11998 Macquarie Bank Ltd. - BOCL European Warrants Mar 2017 A HKD -   -   0.550   0 0 13,407,062 0.550   2017/02/16 0.130   2017/01/03 992,000 269,250 0.435   2016/09/22 0.085   2016/12/23
12634 Macquarie Bank Ltd. - BOCL European Warrants May 2017 A HKD 0.207   0.091   0.100   5,416,000 743,522 299,398 0.250   2017/02/16 0.043   2017/02/06 8,712,000 1,207,386 0.255   2016/09/09 0.061   2016/12/19
13500 Macquarie Bank Ltd. - BOCL European Warrants May 2017 B HKD 0.072   0.030   0.023   19,174,000 885,952 13,198,261 0.151   2017/02/16 0.030   2017/03/30 196,169,000 22,363,187 0.154   2016/09/29 0.040   2016/12/14
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.550   0.440   0.540   700,000 333,900 416,763 0.550   2017/03/28 0.325   2017/02/03 4,600,000 1,812,300 0.365   2016/11/30 0.233   2016/10/04
19440 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2018 A HKD 0.400   0.305   0.375   2,920,000 1,036,700 N/A 0.400   2017/03/16 0.234   2017/02/03 5,500,000 1,842,740 -   - -   -
11848 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Jun 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14343 Macquarie Bank Ltd. - BYD European Put Warrants Jun 2017 A HKD 0.183   0.112   0.130   128,570,000 18,747,655 N/A 0.420   2017/01/04 0.112   2017/03/27 178,885,000 29,656,165 0.485   2016/12/23 0.355   2016/11/30
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD 0.064   0.051   0.055   800,000 42,350 258,358 0.088   2017/01/03 0.051   2017/03/30 1,300,000 81,450 0.190   2016/09/07 0.087   2016/12/22
20552 Macquarie Bank Ltd. - BYD European Warrants Aug 2017 A HKD 0.355   0.172   0.187   25,400,000 6,599,270 N/A 0.460   2017/02/09 0.172   2017/03/30 52,700,000 17,031,520 -   - -   -
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD -   -   0.215   0 0 65,067 0.255   2017/02/09 0.226   2017/01/06 650,000 154,850 0.330   2016/07/21 0.212   2016/02/15
14387 Macquarie Bank Ltd. - BYD European Warrants Jun 2017 B HKD 0.240   0.066   0.077   137,470,000 20,843,190 N/A 0.380   2017/02/09 0.066   2017/03/30 305,845,000 66,211,515 0.730   2016/11/28 0.290   2016/12/30
11452 Macquarie Bank Ltd. - BYD European Warrants Mar 2017 A HKD -   -   0.015   0 0 2,116,727 0.041   2017/01/06 0.015   2017/01/18 51,390,000 1,656,275 1.040   2016/07/18 0.028   2016/12/28
12972 Macquarie Bank Ltd. - BYD European Warrants May 2017 A HKD -   -   0.010   0 0 1,347,753 0.019   2017/01/06 0.013   2017/01/09 10,020,000 146,780 0.410   2016/09/09 0.014   2016/12/29
29082 Macquarie Bank Ltd. - BYD European Warrants Oct 2017 A HKD 0.520   0.400   0.420   3,470,000 1,613,625 N/A 0.520   2017/03/17 0.400   2017/03/30 3,470,000 1,613,625 -   - -   -
27552 Macquarie Bank Ltd. - Car Inc European Warrants Apr 2017 A HKD -   -   0.010   0 0 23,778 -   - -   - 0 0 0.232   2016/04/25 0.010   2016/12/16
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.136   0.106   0.106   7,860,000 951,880 3,746,178 0.154   2017/02/09 0.106   2017/03/31 16,510,000 2,183,760 0.290   2016/09/09 0.142   2016/12/20
25388 Macquarie Bank Ltd. - Cathay Pacific European Wts Jan 2019 A HKD 0.290   0.190   0.197   38,600,000 9,311,040 N/A 0.290   2017/03/06 0.190   2017/03/24 46,300,000 11,219,830 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.107   0.071   0.082   9,830,000 880,590 4,238,115 0.107   2017/03/06 0.062   2017/01/19 113,810,000 8,693,430 0.194   2016/10/12 0.066   2016/12/28
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.040   0.028   0.029   3,720,000 114,400 83,388 0.040   2017/03/07 0.025   2017/02/09 7,360,000 226,420 0.244   2016/03/31 0.026   2016/12/30
13056 Macquarie Bank Ltd. - CC Bank European Put Warrants Apr 17 B HKD -   -   0.010   0 0 8,233,670 0.094   2017/01/05 0.010   2017/02/22 37,396,000 2,510,453 0.238   2016/11/09 0.069   2016/12/30
13014 Macquarie Bank Ltd. - CC Bank European Put Wts Nov 2017 A HKD 0.480   0.405   0.480   1,126,000 481,640 N/A 0.480   2017/03/31 0.405   2017/03/30 1,126,000 481,640 -   - -   -
12615 Macquarie Bank Ltd. - CC Bank European Warrants Apr 2017 A HKD 0.083   0.026   0.025   1,020,000 48,200 2,579,781 0.138   2017/02/16 0.024   2017/02/03 194,336,000 14,972,179 0.250   2016/09/09 0.030   2016/12/21
14777 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 A HKD 0.238   0.084   0.115   386,767,000 56,486,137 N/A 0.305   2017/02/23 0.075   2017/02/08 1,398,507,000 226,417,808 0.237   2016/12/08 0.094   2016/12/23
17405 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 B HKD 0.435   0.350   0.415   467,000 179,475 N/A 0.560   2017/02/16 0.209   2017/02/08 292,124,000 80,898,429 -   - -   -
26299 Macquarie Bank Ltd. - CC Bank European Warrants Mar 2017 A HKD -   -   0.450   0 0 32,967,582 0.460   2017/02/16 0.042   2017/02/03 293,605,000 44,678,929 0.450   2016/09/09 0.049   2016/05/19
13013 Macquarie Bank Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.380   0.320   0.320   724,000 265,225 N/A 0.380   2017/03/30 0.320   2017/03/31 724,000 265,225 -   - -   -
28690 Macquarie Bank Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.221   0.094   0.108   1,165,662,000 187,603,829 N/A 0.243   2017/02/23 0.094   2017/03/10 1,435,065,000 247,643,280 -   - -   -
26957 Macquarie Bank Ltd. - CEB Bank European Warrants Apr 2017 A HKD 0.118   0.020   0.020   20,438,000 1,340,162 639,772 0.204   2017/01/23 0.020   2017/03/29 28,978,000 2,830,812 0.630   2016/04/14 0.220   2016/12/15
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD 0.255   0.158   0.163   11,320,000 2,399,580 780,430 0.275   2017/01/23 0.158   2017/03/31 15,160,000 3,311,690 0.490   2016/09/06 0.275   2016/11/21
22845 Macquarie Bank Ltd. - CGN Power European Warrants Apr 2017 A HKD 0.013   0.013   0.010   300,000 3,900 650 0.013   2017/03/17 0.013   2017/03/17 300,000 3,900 0.042   2016/01/06 0.025   2016/08/29
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.025   0 0 9,000 0.025   2017/02/17 0.020   2017/02/16 1,000,000 23,000 0.073   2016/01/05 0.013   2016/11/18
15516 Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A HKD 0.241   0.162   0.162   6,960,000 1,486,033 N/A 0.315   2017/02/15 0.162   2017/03/30 32,190,000 8,768,588 -   - -   -
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.172   0.124   0.125   27,105,000 3,927,110 2,368,473 0.177   2017/02/17 0.116   2017/01/03 55,355,000 8,141,490 0.241   2016/08/11 0.116   2016/12/29
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD 0.024   0.022   0.021   430,000 10,160 151,273 0.036   2017/02/17 0.021   2017/02/08 3,550,000 110,990 0.255   2016/01/06 0.021   2016/12/05
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.198   0.153   0.166   40,400,000 6,966,640 2,438,437 0.198   2017/03/02 0.106   2017/01/05 72,620,000 11,713,980 0.310   2016/04/19 0.099   2016/12/23
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.020   0 0 620 0.028   2017/02/28 0.026   2017/02/27 140,000 3,720 0.071   2016/08/17 0.018   2016/02/11
14929 Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A HKD 0.246   0.236   0.226   500,000 120,070 N/A 0.246   2017/03/15 0.235   2017/01/03 620,000 148,330 -   - -   -
26499 Macquarie Bank Ltd. - Ch LongYuan European Wts May 2017 A HKD 1.530   1.430   0.940   66,000 97,420 747,477 1.760   2017/02/14 1.350   2017/01/03 468,000 740,650 2.590   2016/08/17 1.050   2016/03/01
24383 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2018 A HKD 0.770   0.345   0.475   16,350,000 10,239,435 N/A 0.920   2017/02/23 0.345   2017/03/30 36,711,000 24,757,425 -   - -   -
29079 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2019 A HKD 0.960   0.570   0.650   3,855,000 3,024,420 N/A 0.960   2017/03/02 0.570   2017/03/30 3,855,000 3,024,420 -   - -   -
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.340   0.340   0.340   100,000 34,000 37,900 0.340   2017/03/10 0.340   2017/03/10 100,000 34,000 0.390   2016/10/28 0.243   2016/06/28
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.244   0.238   0.239   1,080,000 260,760 N/A 0.320   2017/01/26 0.238   2017/03/27 1,200,000 296,160 0.315   2016/10/11 0.234   2016/11/09
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.058   0.038   0.050   880,000 43,880 28,083 0.058   2017/03/27 0.033   2017/01/18 3,300,000 151,340 0.192   2016/01/04 0.026   2016/12/20
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.189   0.130   0.161   72,500,000 12,783,460 3,589,387 0.189   2017/03/27 0.115   2017/02/08 122,640,000 19,784,200 0.249   2016/08/15 0.116   2016/12/30
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD -   -   0.290   0 0 N/A 0.255   2017/01/27 0.208   2017/01/03 1,600,000 378,780 0.208   2016/12/29 0.193   2016/12/29
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.440   0.380   0.405   2,480,000 1,026,700 290,613 0.440   2017/03/23 0.380   2017/03/10 2,560,000 1,059,500 0.375   2016/11/29 0.191   2016/09/12
25865 Macquarie Bank Ltd. - CHALCO European Warrants Jan 2018 A HKD 0.770   0.315   0.370   22,612,000 12,212,220 N/A 0.770   2017/03/02 0.315   2017/03/27 35,112,000 19,693,210 -   - -   -
14055 Macquarie Bank Ltd. - CHALCO European Warrants Jun 2017 A HKD 0.920   0.315   0.370   6,068,000 2,787,760 N/A 0.920   2017/03/02 0.280   2017/01/10 11,870,000 6,582,150 0.630   2016/11/25 0.280   2016/12/29
11955 Macquarie Bank Ltd. - CHALCO European Warrants Mar 2017 A HKD -   -   1.240   0 0 3,172,443 1.360   2017/02/14 0.335   2017/01/03 2,012,000 1,184,850 0.770   2016/11/25 0.243   2016/12/29
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD 0.086   0.029   0.052   48,680,000 3,291,140 N/A 0.275   2017/01/05 0.029   2017/03/23 160,340,000 16,344,080 0.300   2016/12/30 0.223   2016/11/10
15234 Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A HKD 0.275   0.174   0.196   31,540,000 6,684,160 N/A 0.280   2017/02/09 0.174   2017/03/10 88,960,000 19,860,220 0.218   2016/12/16 0.193   2016/12/29
25592 Macquarie Bank Ltd. - Chi Res Land European Wts Jul 2018 A HKD 0.375   0.300   0.315   19,880,000 6,732,900 N/A 0.420   2017/02/09 0.300   2017/03/10 33,800,000 12,016,200 -   - -   -
27629 Macquarie Bank Ltd. - Chi Res Land European Wts Mar 2017 A HKD -   -   0.010   0 0 1,193,570 0.027   2017/02/09 0.010   2017/02/14 9,240,000 196,700 0.280   2016/09/09 0.020   2016/12/12
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.082   0.037   0.039   53,080,000 2,942,060 2,810,240 0.099   2017/02/09 0.037   2017/03/10 185,820,000 12,332,780 0.237   2016/09/29 0.035   2016/12/30
11214 Macquarie Bank Ltd. - Chi Res Power European Wts Apr 2017 A HKD 0.870   0.335   0.355   980,000 603,860 142,610 0.900   2017/01/10 0.335   2017/03/24 1,044,000 658,060 2.590   2016/08/19 0.930   2016/12/21
11957 Macquarie Bank Ltd. - Chi Res Power European Wts Jul 2018 A HKD 0.255   0.255   0.255   40,000 10,200 N/A 0.255   2017/03/27 0.255   2017/03/27 40,000 10,200 -   - -   -
24387 Macquarie Bank Ltd. - China Agri European Wts Apr 2018 A HKD -   -   0.830   0 0 N/A 1.040   2017/02/15 0.900   2017/02/07 2,010,000 1,951,360 -   - -   -
26501 Macquarie Bank Ltd. - China Agri European Wts Mar 2017 A HKD -   -   0.570   0 0 2,239,140 0.750   2017/02/16 0.345   2017/01/11 18,461,000 8,204,285 0.780   2016/04/21 0.290   2016/12/15
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.169   0.062   0.071   42,080,000 6,011,322 2,153,059 0.198   2017/02/23 0.062   2017/03/30 79,283,000 11,267,781 0.320   2016/09/09 0.095   2016/12/28
13408 Macquarie Bank Ltd. - China Cinda European Wts May 2017 A HKD 0.225   0.047   0.066   3,167,000 386,050 1,469,545 0.225   2017/03/17 0.047   2017/03/30 33,523,000 3,912,427 0.335   2016/09/26 0.121   2016/12/20
11296 Macquarie Bank Ltd. - China Coal European Wts Apr 2017 A HKD -   -   0.010   0 0 612,940 0.053   2017/01/24 0.014   2017/02/08 32,516,000 1,071,295 0.670   2016/07/12 0.025   2016/12/29
21490 Macquarie Bank Ltd. - China Coal European Wts Dec 2017 A HKD 0.420   0.280   0.290   3,341,000 1,158,125 N/A 0.540   2017/02/16 0.280   2017/03/31 14,346,000 6,305,685 -   - -   -
14901 Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A HKD 1.250   0.700   1.010   13,538,000 12,967,160 N/A 1.250   2017/03/23 0.660   2017/01/16 20,654,000 18,693,780 0.720   2016/12/22 0.610   2016/12/28
12139 Macquarie Bank Ltd. - China East Air European Wts Feb 2018 A HKD 0.860   0.700   0.710   444,000 357,280 N/A 0.860   2017/03/23 0.700   2017/03/27 444,000 357,280 -   - -   -
11107 Macquarie Bank Ltd. - China East Air European Wts Mar 2017 A HKD -   -   0.015   0 0 550,154 -   - -   - 0 0 0.590   2016/07/12 0.015   2016/12/15
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.070   0.046   0.049   1,000,000 48,700 131,317 0.070   2017/03/23 0.024   2017/01/19 14,800,000 646,900 0.157   2016/04/14 0.018   2016/12/13
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD 0.237   0.216   0.196   1,220,000 276,160 163,180 0.237   2017/03/15 0.154   2017/01/04 2,940,000 595,650 0.216   2016/10/27 0.142   2016/12/29
26261 Macquarie Bank Ltd. - China EB Int'l European Wts Mar 2017 A HKD 0.095   0.056   0.070   7,200,000 489,590 464,750 0.095   2017/03/06 0.039   2017/02/28 31,510,000 1,930,950 0.260   2016/02/26 0.061   2016/12/19
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.101   0.060   0.061   10,920,000 825,680 290,930 0.101   2017/03/21 0.060   2017/03/31 15,640,000 1,196,520 0.265   2016/09/09 0.082   2016/12/28
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.164   0.130   0.130   9,800,000 1,515,120 N/A 0.164   2017/03/06 0.108   2017/01/04 15,760,000 2,303,680 0.228   2016/10/11 0.098   2016/12/22
12700 Macquarie Bank Ltd. - China Life European Wts Apr 2017 A HKD 0.375   0.010   0.010   73,193,000 9,928,085 20,036,888 0.620   2017/02/15 0.010   2017/03/27 242,741,000 46,682,633 1.100   2016/09/22 0.140   2016/12/29
21816 Macquarie Bank Ltd. - China Life European Wts Aug 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.365   0.238   0.270   10,190,000 2,924,920 N/A 0.375   2017/02/14 0.177   2017/01/03 32,660,000 9,063,540 0.305   2016/11/30 0.159   2016/12/29
15162 Macquarie Bank Ltd. - China Life European Wts Feb 2018 B HKD 0.360   0.244   0.280   10,060,000 3,097,140 N/A 0.365   2017/02/21 0.159   2017/01/03 30,380,000 8,107,060 0.174   2016/12/16 0.148   2016/12/23
15459 Macquarie Bank Ltd. - China Life European Wts Jul 2017 A HKD 0.425   0.425   0.420   10,000 4,250 N/A 0.520   2017/02/21 0.221   2017/01/03 3,490,000 921,620 0.215   2016/12/30 0.195   2016/12/23
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.540   0.390   0.445   10,510,000 4,738,900 N/A 0.540   2017/03/21 0.270   2017/01/03 30,960,000 12,518,750 0.405   2016/12/08 0.223   2016/11/11
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.560   0.177   0.182   43,369,000 12,943,164 8,901,385 0.670   2017/02/15 0.167   2017/02/02 74,447,000 23,848,246 0.830   2016/09/22 0.141   2016/11/09
14435 Macquarie Bank Ltd. - China Life European Wts Jun 2017 B HKD 0.940   0.275   0.300   32,676,000 18,014,195 N/A 1.150   2017/02/15 0.275   2017/03/31 55,436,000 33,278,640 0.680   2016/12/14 0.335   2016/12/29
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.520   0.520   0.540   160,000 83,200 283,142 0.550   2017/02/10 0.370   2017/01/03 220,000 110,150 0.480   2016/09/22 0.265   2016/11/09
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.465   0.325   0.345   8,120,000 3,099,200 N/A 0.470   2017/02/21 0.218   2017/01/04 24,360,000 8,429,070 0.340   2016/12/01 0.152   2016/11/09
27486 Macquarie Bank Ltd. - China Life European Wts May 2017 A HKD 0.270   0.130   0.145   6,260,000 1,175,910 8,083,533 0.270   2017/03/21 0.049   2017/01/03 158,850,000 14,888,100 0.207   2016/04/21 0.039   2016/11/09
14039 Macquarie Bank Ltd. - China Life European Wts May 2017 B HKD 1.970   0.660   0.710   3,639,000 4,465,050 N/A 1.970   2017/03/17 0.500   2017/02/03 25,830,000 23,971,610 1.830   2016/11/28 0.510   2016/12/29
28139 Macquarie Bank Ltd. - China Life European Wts May 2018 A HKD 0.315   0.221   0.227   17,600,000 4,363,100 N/A 0.315   2017/03/21 0.221   2017/03/10 20,760,000 5,195,050 -   - -   -
11907 Macquarie Bank Ltd. - China Life European Wts Oct 2017 A HKD 0.710   0.465   0.480   2,542,000 1,440,830 N/A 0.710   2017/03/22 0.465   2017/03/31 2,542,000 1,440,830 -   - -   -
26161 Macquarie Bank Ltd. - China Life European Wts Sep 2017 A HKD 1.310   0.740   0.750   4,262,000 3,884,360 N/A 1.310   2017/03/21 0.740   2017/03/31 4,262,000 3,884,360 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.195   0.138   0.184   7,990,000 1,445,990 N/A 0.218   2017/02/13 0.138   2017/03/30 110,290,000 20,811,660 0.290   2016/12/09 0.199   2016/12/28
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD 0.330   0.242   0.320   17,630,000 4,884,280 1,217,837 0.330   2017/03/31 0.242   2017/03/30 26,190,000 7,307,020 -   - -   -
11904 Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2018 A HKD 0.231   0.150   0.213   248,110,000 49,746,465 N/A 0.231   2017/03/24 0.150   2017/03/23 248,110,000 49,746,465 -   - -   -
11217 Macquarie Bank Ltd. - China Mobile Euro Put Wts May 2017 A HKD -   -   0.026   0 0 1,629,708 0.055   2017/01/03 0.026   2017/01/13 4,505,000 172,470 0.219   2016/07/08 0.055   2016/12/30
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.140   0.096   0.126   29,850,000 3,522,200 4,410,108 0.143   2017/01/16 0.096   2017/03/23 58,200,000 7,195,350 0.250   2016/01/11 0.101   2016/09/22
28062 Macquarie Bank Ltd. - China Mobile European Wts Apr 2017 A HKD -   -   0.020   0 0 3,495,590 -   - -   - 0 0 0.350   2016/07/27 0.025   2016/12/07
20113 Macquarie Bank Ltd. - China Mobile European Wts Aug 2017 A HKD 0.335   0.121   0.125   899,485,000 167,941,510 N/A 0.360   2017/01/27 0.121   2017/03/14 1,434,475,000 313,317,355 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD 0.049   0.027   0.028   391,200,000 14,325,750 17,857,192 0.049   2017/03/20 0.027   2017/03/14 1,403,650,000 56,268,300 0.125   2016/09/09 0.027   2016/12/28
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD 0.043   0.022   0.022   11,400,000 326,050 836,125 0.043   2017/03/20 0.022   2017/03/31 29,400,000 916,600 0.085   2016/07/21 0.027   2016/12/28
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.010   0 0 1,617 0.010   2017/02/20 0.010   2017/02/20 50,000 500 0.053   2016/04/22 0.017   2016/06/24
15060 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 B HKD 0.325   0.169   0.202   421,430,000 91,564,270 N/A 0.495   2017/02/07 0.169   2017/03/15 680,280,000 181,987,670 0.410   2016/12/14 0.280   2016/12/28
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD 0.022   0.010   0.020   2,700,000 52,675 6,034,110 0.044   2017/01/26 0.010   2017/03/07 16,720,000 557,805 0.315   2016/07/21 0.019   2016/12/13
14244 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 B HKD 0.076   0.018   0.018   50,380,000 2,441,410 N/A 0.124   2017/01/12 0.018   2017/03/30 187,815,000 14,449,740 0.207   2016/11/16 0.073   2016/12/19
17100 Macquarie Bank Ltd. - China Mobile European Wts Mar 2017 A HKD -   -   0.010   0 0 9,341,245 0.018   2017/01/26 0.010   2017/02/10 5,615,000 81,355 0.115   2016/08/01 0.010   2016/12/29
11352 Macquarie Bank Ltd. - China Mobile European Wts May 2017 B HKD 0.057   0.017   0.021   4,070,000 122,345 63,251,977 0.112   2017/01/06 0.017   2017/03/13 1,310,375,000 104,123,895 0.900   2016/09/09 0.074   2016/12/28
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.130   0.078   0.086   45,355,000 4,573,400 N/A 0.135   2017/02/02 0.078   2017/03/15 193,070,000 21,768,115 0.255   2016/10/11 0.059   2016/11/14
12641 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 A HKD 0.210   0.139   0.139   369,015,000 63,679,760 N/A 0.210   2017/03/28 0.139   2017/03/31 369,015,000 63,679,760 -   - -   -
29049 Macquarie Bank Ltd. - China Overseas European Put Wts Jan18A HKD 0.285   0.198   0.265   25,680,000 5,743,160 N/A 0.285   2017/03/03 0.198   2017/03/16 25,680,000 5,743,160 -   - -   -
27030 Macquarie Bank Ltd. - China Overseas European Wts Apr 2017 A HKD -   -   0.010   0 0 130,870 -   - -   - 0 0 0.290   2016/04/19 0.012   2016/11/18
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD 0.027   0.021   0.021   1,400,000 31,000 2,291,937 0.035   2017/02/09 0.021   2017/03/17 3,560,000 87,940 0.305   2016/08/10 0.015   2016/12/21
15178 Macquarie Bank Ltd. - China Overseas European Wts Jul 2017 A HKD 0.860   0.229   0.245   14,176,000 8,592,880 N/A 0.870   2017/02/22 0.229   2017/03/31 44,218,000 26,912,510 0.570   2016/12/15 0.310   2016/12/29
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.345   0.181   0.187   56,860,000 15,893,360 N/A 0.345   2017/03/16 0.181   2017/03/31 89,760,000 25,027,680 0.310   2016/12/09 0.185   2016/12/29
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.060   0.021   0.021   58,640,000 2,948,520 7,492,670 0.089   2017/02/08 0.021   2017/03/31 187,680,000 12,240,600 0.305   2016/09/23 0.030   2016/12/29
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.106   0.083   0.106   25,470,000 2,264,340 1,495,525 0.106   2017/03/21 0.071   2017/01/17 64,390,000 5,465,900 0.187   2016/04/15 0.055   2016/09/21
12702 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2017 A HKD 0.039   0.010   0.010   12,440,000 368,080 649,190 0.093   2017/01/18 0.010   2017/03/10 37,980,000 1,663,120 0.345   2016/09/21 0.032   2016/12/28
29842 Macquarie Bank Ltd. - China Res Gas European Wts Feb 2018 A HKD 0.510   0.455   0.510   920,000 450,600 N/A 0.510   2017/03/29 0.455   2017/03/29 920,000 450,600 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD 0.310   0.112   0.209   81,135,000 17,785,805 N/A 0.310   2017/03/20 0.112   2017/03/13 98,215,000 20,251,600 0.275   2016/11/01 0.158   2016/11/21
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.405   0.171   0.360   3,135,000 743,580 1,974,573 0.405   2017/03/20 0.171   2017/03/10 35,865,000 8,323,970 0.360   2016/11/10 0.162   2016/12/23
13008 Macquarie Bank Ltd. - China Taiping European Wts Apr 2017 A HKD 0.203   0.031   0.032   29,768,000 2,618,150 2,087,324 0.203   2017/03/21 0.031   2017/03/28 79,608,000 9,005,084 0.290   2016/09/09 0.094   2016/12/29
29039 Macquarie Bank Ltd. - China Taiping European Wts Nov 2017 A HKD 0.300   0.191   0.191   30,112,000 6,588,158 N/A 0.300   2017/03/21 0.191   2017/03/31 30,112,000 6,588,158 -   - -   -
11023 Macquarie Bank Ltd. - China Tel European Warrants May 2017 A HKD 0.031   0.010   0.020   20,026,000 294,852 3,182,867 0.093   2017/01/06 0.010   2017/03/28 131,062,000 6,057,234 0.510   2016/08/23 0.062   2016/12/29
26186 Macquarie Bank Ltd. - China Tel European Warrants May 2018 A HKD 0.280   0.201   0.235   33,538,000 7,646,628 N/A 0.340   2017/02/10 0.201   2017/03/14 37,706,000 8,858,768 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD 0.064   0.034   0.042   26,442,000 1,162,024 N/A 0.105   2017/01/06 0.034   2017/03/15 53,662,000 3,240,194 0.226   2016/11/10 0.090   2016/12/21
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.147   0.077   0.135   291,240,000 31,558,760 34,788,393 0.147   2017/03/29 0.065   2017/01/16 854,260,000 77,912,900 0.160   2016/10/11 0.073   2016/11/17
14902 Macquarie Bank Ltd. - China Unicom European Wts Jul 2017 A HKD 0.350   0.114   0.249   255,324,000 40,309,296 N/A 0.350   2017/03/20 0.114   2017/03/14 553,372,000 104,875,086 0.490   2016/12/08 0.200   2016/12/23
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.035   0.013   0.027   1,740,000 40,140 1,988,207 0.035   2017/03/20 0.011   2017/01/25 3,140,000 60,620 0.111   2016/03/17 0.026   2016/11/16
12877 Macquarie Bank Ltd. - China Vanke European Put Wts Apr17B HKD -   -   0.020   0 0 1,883,367 0.105   2017/01/03 0.021   2017/02/10 33,974,000 1,867,393 0.223   2016/08/31 0.050   2016/11/30
26594 Macquarie Bank Ltd. - China Vanke European Warrants Apr 17 A HKD 0.161   0.022   0.010   55,164,000 5,035,459 5,884,133 0.161   2017/03/17 0.022   2017/03/28 117,849,000 9,506,743 0.520   2016/03/14 0.037   2016/12/29
12973 Macquarie Bank Ltd. - China Vanke European Warrants May 17 A HKD 0.074   0.021   0.026   30,440,000 1,492,191 3,387,918 0.074   2017/03/16 0.021   2017/03/27 126,303,000 5,962,864 0.217   2016/09/08 0.024   2016/12/29
14903 Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A HKD 0.149   0.050   0.064   33,731,000 2,966,530 N/A 0.149   2017/03/17 0.045   2017/01/09 102,518,000 7,804,748 0.110   2016/12/13 0.041   2016/12/29
15835 Macquarie Bank Ltd. - China Vanke European Wts Oct 2017 A HKD 0.450   0.245   0.390   6,176,000 2,018,594 N/A 0.450   2017/03/16 0.209   2017/01/09 38,994,000 10,008,183 -   - -   -
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 1.230   0.680   1.090   890,000 786,700 1,956,637 1.230   2017/03/21 0.234   2017/01/09 7,308,000 3,818,860 0.610   2016/11/15 0.189   2016/06/16
25555 Macquarie Bank Ltd. - Chinares Cement European Wt Mar 2018 A HKD 0.900   0.475   0.730   7,742,000 5,759,460 N/A 0.900   2017/03/21 0.380   2017/02/06 18,540,000 10,830,520 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD -   -   0.300   0 0 377,751 0.305   2017/02/22 0.214   2017/01/03 2,212,000 504,304 0.260   2016/12/06 0.183   2016/10/18
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD 0.042   0.026   0.027   13,001,000 441,827 2,066,597 0.081   2017/02/16 0.026   2017/03/22 56,165,000 3,224,579 0.380   2016/09/27 0.054   2016/12/28
15632 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A HKD 0.265   0.208   0.208   4,960,000 1,069,380 N/A 0.350   2017/02/16 0.208   2017/03/30 18,398,000 4,592,986 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.355   0.285   0.310   460,000 147,350 N/A 0.490   2017/02/17 0.285   2017/03/13 3,318,000 1,346,240 0.670   2016/12/01 0.345   2016/12/29
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.375   0.275   0.285   630,000 202,075 N/A 0.510   2017/01/11 0.275   2017/03/27 3,026,000 1,249,205 0.710   2016/11/28 0.420   2016/12/29
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD -   -   0.191   0 0 658,903 -   - -   - 0 0 0.320   2016/08/12 0.168   2016/02/17
11484 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2017 A HKD -   -   0.010   0 0 870,157 -   - -   - 0 0 0.255   2016/07/19 0.010   2016/12/20
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD 0.097   0.039   0.039   50,340,000 3,402,710 N/A 0.134   2017/01/09 0.039   2017/03/31 121,535,000 11,323,040 0.196   2016/12/07 0.103   2016/12/29
13071 Macquarie Bank Ltd. - CKH European Warrants Apr 2017 A HKD -   -   0.020   0 0 3,677,654 -   - -   - 0 0 0.490   2016/09/09 0.020   2016/12/22
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD 0.017   0.017   0.017   100,000 1,700 6,600 0.018   2017/01/19 0.017   2017/03/30 150,000 2,600 0.099   2016/01/05 0.010   2016/07/06
15460 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 B HKD 0.430   0.247   0.249   39,120,000 13,698,975 N/A 0.445   2017/02/28 0.247   2017/03/31 62,940,000 21,996,025 -   - -   -
11482 Macquarie Bank Ltd. - CKH European Warrants Mar 2017 A HKD -   -   0.010   0 0 3,068,530 0.100   2017/01/11 0.010   2017/02/15 133,540,000 7,786,460 1.060   2016/09/02 0.053   2016/12/30
13938 Macquarie Bank Ltd. - CKH European Warrants May 2017 A HKD 0.070   0.016   0.019   74,730,000 2,821,865 N/A 0.106   2017/01/12 0.016   2017/03/27 214,430,000 11,794,980 0.500   2016/10/25 0.064   2016/12/30
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.019   0 0 13,917 -   - -   - 0 0 0.047   2016/04/07 0.020   2016/10/27
13572 Macquarie Bank Ltd. - CKI Holdings European Warrants Apr17 A HKD -   -   0.010   0 0 4,516,955 0.034   2017/02/03 0.020   2017/02/15 24,310,000 678,990 0.255   2016/10/03 0.023   2016/12/23
11555 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar17 A HKD -   -   0.015   0 0 4,031,185 0.046   2017/02/03 0.020   2017/02/09 15,390,000 471,940 0.630   2016/08/01 0.039   2016/12/22
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD 0.036   0.036   0.036   1,000,000 36,000 12,833 0.041   2017/02/28 0.036   2017/03/01 2,000,000 77,000 0.130   2016/09/09 0.090   2016/05/30
11319 Macquarie Bank Ltd. - CKP European Warrants May 2017 A HKD 0.148   0.083   0.114   10,165,000 1,018,960 4,208,803 0.222   2017/01/18 0.083   2017/03/20 90,190,000 13,370,325 0.850   2016/08/11 0.080   2016/12/28
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.057   0.031   0.055   64,730,000 3,107,080 2,370,428 0.057   2017/03/20 0.031   2017/03/14 98,350,000 4,605,445 0.300   2016/10/03 0.029   2016/12/29
29665 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 B HKD 0.249   0.208   0.245   20,790,000 4,650,055 N/A 0.249   2017/03/10 0.208   2017/03/17 20,790,000 4,650,055 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD 0.010   0.010   0.010   300,000 3,000 987,408 0.071   2017/01/03 0.010   2017/03/10 5,500,000 243,410 0.255   2016/06/14 0.049   2016/12/08
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.275   0.217   0.217   31,480,000 7,803,520 6,012,500 0.310   2017/02/21 0.185   2017/02/08 85,020,000 19,165,570 0.320   2016/09/23 0.152   2016/12/23
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.365   0.365   0.330   10,000 3,650 841,594 0.380   2017/02/21 0.242   2017/01/03 10,585,000 3,028,545 0.420   2016/09/07 0.225   2016/12/23
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD 0.550   0.465   0.435   160,000 79,400 22,400 0.550   2017/03/17 0.465   2017/03/10 270,000 134,400 0.500   2016/09/07 0.110   2016/06/08
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.181   0.103   0.103   80,720,000 11,973,775 N/A 0.201   2017/02/21 0.097   2017/02/08 190,825,000 26,994,725 0.246   2016/10/12 0.108   2016/12/23
28739 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2018 A HKD 0.241   0.194   0.195   22,980,000 5,062,160 N/A 0.248   2017/02/23 0.194   2017/03/27 23,240,000 5,121,110 -   - -   -
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.355   0.275   0.295   4,950,000 1,518,950 508,308 0.375   2017/02/13 0.275   2017/03/22 7,680,000 2,385,050 0.490   2016/08/11 0.395   2016/11/09
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD 0.056   0.028   0.028   6,760,000 273,800 53,833 0.056   2017/03/01 0.028   2017/03/30 7,240,000 291,020 0.024   2016/01/18 0.010   2016/10/24
12285 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 B HKD 0.275   0.173   0.185   2,940,000 640,530 N/A 0.275   2017/03/24 0.173   2017/03/30 2,940,000 640,530 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD -   -   1.120   0 0 N/A 1.430   2017/02/09 0.350   2017/01/17 9,016,000 5,871,160 0.830   2016/11/14 0.345   2016/12/28
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD 0.045   0.026   0.026   1,140,000 39,700 81,393 0.050   2017/02/09 0.026   2017/03/31 11,880,000 488,360 0.070   2016/04/21 0.018   2016/09/20
12874 Macquarie Bank Ltd. - CNBM European Warrants May 2017 A HKD 1.040   0.295   0.330   926,000 527,950 3,010,894 1.040   2017/03/02 0.181   2017/01/17 25,850,000 11,412,342 0.465   2016/11/14 0.180   2016/12/23
27648 Macquarie Bank Ltd. - CNBM European Warrants Oct 2017 A HKD 0.610   0.175   0.194   41,854,000 15,551,314 N/A 0.610   2017/03/02 0.175   2017/03/30 80,386,000 31,364,974 -   - -   -
15513 Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A HKD 0.970   0.405   0.440   17,644,000 12,132,870 N/A 0.990   2017/02/23 0.260   2017/01/03 50,020,000 30,668,080 0.260   2016/12/30 0.240   2016/12/28
23897 Macquarie Bank Ltd. - CNOOC European Put Warrants Aug 2017 A HKD 0.880   0.570   0.620   14,076,000 9,698,620 N/A 0.880   2017/03/10 0.560   2017/02/13 21,860,000 14,387,730 -   - -   -
15325 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A HKD 1.510   1.150   1.190   20,566,000 27,006,630 N/A 1.510   2017/03/10 0.990   2017/01/18 77,450,000 92,124,160 1.290   2016/12/23 1.170   2016/12/21
11844 Macquarie Bank Ltd. - CNOOC European Put Warrants May 2017 A HKD 0.360   0.096   0.096   5,979,000 1,516,459 20,882,165 0.360   2017/03/10 0.096   2017/03/31 219,267,000 46,104,629 1.180   2016/08/03 0.234   2016/12/14
23234 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2017 B HKD 0.550   0.345   0.375   24,838,000 10,211,520 N/A 0.550   2017/03/09 0.345   2017/03/31 63,372,000 26,202,945 -   - -   -
28420 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2017 A HKD -   -   0.010   0 0 9,676,673 0.221   2017/01/06 0.022   2017/02/20 400,174,000 29,224,613 1.010   2016/06/10 0.137   2016/12/28
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.149   0.125   0.142   76,100,000 10,592,870 1,804,572 0.167   2017/02/20 0.125   2017/03/22 76,500,000 10,656,070 0.265   2016/10/25 0.080   2016/01/20
27667 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2017 B HKD 0.325   0.222   0.290   34,140,000 8,690,390 N/A 0.500   2017/02/16 0.222   2017/03/23 46,076,000 13,941,690 -   - -   -
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD -   -   0.310   0 0 149,775 -   - -   - 0 0 0.410   2016/10/20 0.167   2016/01/21
28683 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2018 A HKD 0.380   0.195   0.250   172,588,000 41,440,739 N/A 0.500   2017/02/23 0.195   2017/03/23 175,592,000 42,899,699 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.010   0.010   0.010   470,000 7,200 611,598 0.051   2017/01/18 0.010   2017/03/31 33,050,000 1,309,220 0.112   2016/04/21 0.014   2016/01/21
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.061   0.048   0.059   11,180,000 598,350 1,491,392 0.118   2017/01/06 0.048   2017/03/22 60,530,000 4,712,590 0.171   2016/04/22 0.056   2016/01/21
11845 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 9,499,357 0.023   2017/01/05 0.010   2017/01/23 3,244,000 54,349 0.203   2016/10/24 0.014   2016/12/30
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD 0.040   0.010   0.013   10,540,000 226,980 48,148 0.040   2017/03/23 0.010   2017/03/21 10,770,000 229,300 0.075   2016/04/22 0.010   2016/12/28
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD 0.103   0.053   0.082   93,589,000 8,329,375 N/A 0.246   2017/01/12 0.053   2017/03/23 243,139,000 31,968,519 0.375   2016/12/01 0.137   2016/11/11
14724 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A HKD 0.240   0.121   0.171   544,710,000 91,023,555 N/A 0.540   2017/01/13 0.121   2017/03/23 645,328,000 130,246,965 0.800   2016/12/01 0.475   2016/12/22
11370 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 C HKD 0.410   0.315   0.400   22,730,000 8,153,070 N/A 0.410   2017/03/31 0.315   2017/03/22 22,730,000 8,153,070 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.061   0.038   0.044   673,000 28,745 N/A 0.227   2017/01/18 0.038   2017/03/14 182,426,000 30,241,290 0.450   2016/10/20 0.153   2016/11/14
29254 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Dec 2017 A HKD 0.530   0.380   0.430   8,588,000 3,905,624 N/A 0.530   2017/03/08 0.380   2017/03/28 8,588,000 3,905,624 -   - -   -
21102 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.058   2016/01/06 0.020   2016/05/13
11553 Macquarie Bank Ltd. - COSCO Sh Hold European Wts May 2017 A HKD 0.305   0.084   0.110   7,178,000 1,055,002 2,386,301 0.400   2017/02/23 0.066   2017/01/16 49,743,500 8,490,200 0.435   2016/07/21 0.075   2016/12/28
11554 Macquarie Bank Ltd. - Country Garden European Wts Dec 2017 A HKD 0.890   0.390   0.640   13,479,000 9,467,800 N/A 0.890   2017/03/28 0.390   2017/03/20 13,479,000 9,467,800 -   - -   -
12857 Macquarie Bank Ltd. - CPIC European Warrants Apr 2017 A HKD -   -   0.020   0 0 3,208,649 0.040   2017/02/22 0.020   2017/02/27 65,304,000 2,119,564 0.370   2016/09/09 0.059   2016/12/19
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD 0.058   0.028   0.028   2,990,000 145,866 2,006,651 0.086   2017/02/15 0.028   2017/03/30 42,314,000 2,721,190 0.320   2016/09/22 0.080   2016/12/21
26622 Macquarie Bank Ltd. - CPIC European Warrants Dec 2017 A HKD 0.320   0.209   0.216   79,536,000 20,774,288 N/A 0.370   2017/02/22 0.209   2017/03/31 130,682,000 38,048,178 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.107   0.085   0.103   5,040,000 460,800 3,191,931 0.149   2017/01/12 0.073   2017/02/27 79,840,000 9,047,090 0.260   2016/01/11 0.110   2016/10/12
24813 Macquarie Bank Ltd. - CRPH European Warrants Apr 2018 A HKD 0.241   0.142   0.144   1,660,000 315,070 N/A 0.249   2017/01/27 0.142   2017/03/31 3,430,000 699,895 -   - -   -
23349 Macquarie Bank Ltd. - CRRC European Warrants Mar 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.250   2016/01/07 0.034   2016/08/22
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.101   0.076   0.081   40,140,000 3,589,150 1,992,805 0.127   2017/01/24 0.076   2017/03/30 101,110,000 10,053,900 0.350   2016/03/14 0.104   2016/12/30
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.053   0.042   0.042   8,550,000 410,950 826,208 0.065   2017/01/27 0.042   2017/03/30 39,950,000 2,250,000 0.208   2016/01/04 0.047   2016/11/17
15628 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B HKD 0.650   0.520   0.520   510,000 298,300 N/A 0.720   2017/02/20 0.520   2017/03/31 650,000 397,100 0.520   2016/12/29 0.500   2016/12/29
11884 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Apr 2017 A HKD -   -   0.010   0 0 306,032 0.022   2017/01/05 0.010   2017/02/06 3,580,000 46,120 0.250   2016/08/15 0.022   2016/12/21
14000 Macquarie Bank Ltd. - CSOP A50 ETF European Wts May 2017 A HKD 0.073   0.021   0.024   15,391,600 641,186 N/A 0.131   2017/02/16 0.021   2017/03/31 15,431,600 646,326 0.530   2016/11/29 0.182   2016/12/30
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.093   0.093   0.093   4,000 372 9,830,446 0.106   2017/02/20 0.066   2017/01/06 21,980,000 1,805,974 0.182   2016/08/15 0.081   2016/12/29
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.135   0.099   0.106   410,000 46,600 163,247 0.163   2017/02/17 0.099   2017/03/15 1,310,000 159,490 0.320   2016/03/31 0.081   2016/12/13
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD -   -   0.255   0 0 91,183 0.305   2017/01/12 0.260   2017/02/13 1,420,000 393,250 0.380   2016/10/19 0.235   2016/12/30
17320 Macquarie Bank Ltd. - Digital China European Wts Mar 2017 A HKD 0.246   0.246   0.246   10,000 2,460 195,920 0.310   2017/02/17 0.180   2017/01/05 3,020,000 727,760 0.400   2016/10/12 0.120   2016/05/12
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.076   0.059   0.048   21,180,000 1,467,280 1,418,627 0.083   2017/02/24 0.059   2017/03/17 81,500,000 6,050,480 0.260   2016/08/01 0.071   2016/12/14
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.159   0.107   0.112   3,500,000 439,800 3,030,147 0.177   2017/02/09 0.030   2017/01/11 42,840,000 6,557,500 0.370   2016/07/25 0.133   2016/12/29
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.090   0.053   0.053   37,038,000 2,601,516 857,938 0.110   2017/02/27 0.043   2017/02/09 43,529,000 3,154,261 0.285   2016/03/31 0.055   2016/12/30
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 0.165   0.073   0.165   22,450,000 2,307,140 1,003,127 0.165   2017/03/31 0.053   2017/01/04 39,610,000 3,489,200 0.224   2016/01/05 0.046   2016/12/29
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.076   0.030   0.058   46,320,000 2,005,410 421,745 0.076   2017/03/30 0.026   2017/02/27 48,980,000 2,096,530 0.162   2016/01/04 0.029   2016/12/22
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.210   0.170   0.171   19,280,000 3,476,815 3,436,859 0.265   2017/02/16 0.170   2017/03/31 54,040,000 11,405,855 0.345   2016/09/21 0.188   2016/12/28
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.197   0.132   0.136   12,460,000 2,079,730 2,157,970 0.231   2017/02/09 0.132   2017/03/31 59,440,000 11,795,845 0.243   2016/10/12 0.155   2016/12/28
29393 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2017 A HKD 0.390   0.171   0.177   5,331,000 1,260,721 N/A 0.390   2017/03/08 0.171   2017/03/30 5,331,000 1,260,721 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD 0.129   0.010   0.021   175,217,000 11,745,350 3,833,012 0.141   2017/02/15 0.010   2017/03/30 286,174,000 21,043,673 0.219   2016/09/20 0.062   2016/12/29
27485 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.500   2016/04/22 0.021   2016/09/22
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.450   0.231   0.231   2,865,000 1,078,100 2,796,305 0.450   2017/03/08 0.119   2017/01/24 64,317,000 13,560,828 0.475   2016/10/20 0.165   2016/12/29
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.320   0.191   0.239   2,464,000 566,092 N/A 0.320   2017/03/27 0.174   2017/02/17 4,280,000 941,812 0.320   2016/11/29 0.241   2016/12/29
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD -   -   0.540   0 0 1,417 -   - -   - 0 0 0.500   2016/09/08 0.203   2016/01/14
29615 Macquarie Bank Ltd. - GAC European Wts Apr 2018 B HKD 0.295   0.192   0.199   42,660,000 9,385,600 N/A 0.295   2017/03/14 0.192   2017/03/22 42,660,000 9,385,600 -   - -   -
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD 0.530   0.465   0.495   300,000 148,500 43,780 0.530   2017/03/17 0.239   2017/01/03 520,000 201,080 0.430   2016/08/16 0.165   2016/02/25
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.255   0.195   0.198   44,200,000 9,444,320 3,496,287 0.270   2017/02/13 0.108   2017/01/05 79,960,000 15,108,500 0.255   2016/09/19 0.111   2016/12/29
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD -   -   0.270   0 0 3,862,633 0.300   2017/02/13 0.086   2017/01/06 36,120,000 4,663,720 0.290   2016/09/07 0.081   2016/12/29
12905 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Apr 2017 A HKD -   -   0.010   0 0 313,922 -   - -   - 0 0 0.216   2016/09/02 0.010   2016/11/21
15231 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A HKD 0.140   0.053   0.053   36,950,000 3,686,820 N/A 0.245   2017/01/12 0.053   2017/03/29 202,260,000 33,115,420 -   - -   -
28844 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2018 A HKD 0.510   0.320   0.485   59,380,000 24,679,250 N/A 0.510   2017/03/28 0.305   2017/02/28 63,980,000 26,171,400 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD 0.560   0.425   0.560   720,000 400,750 12,189,578 0.560   2017/03/22 0.205   2017/02/08 10,410,000 3,633,070 0.480   2016/11/29 0.209   2016/10/17
28046 Macquarie Bank Ltd. - Galaxy Ent European Wts Mar 2017 A HKD -   -   0.435   0 0 4,306,390 0.560   2017/02/01 0.244   2017/01/03 16,090,000 6,627,780 0.630   2016/11/24 0.072   2016/08/31
15228 Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A HKD 0.325   0.185   0.285   234,190,000 57,828,820 N/A 0.325   2017/03/30 0.106   2017/02/08 455,450,000 96,148,400 0.187   2016/12/16 0.126   2016/12/28
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.520   0.280   0.520   31,580,000 12,611,600 N/A 0.520   2017/03/30 0.168   2017/02/08 171,210,000 50,234,890 0.460   2016/11/29 0.180   2016/11/09
14155 Macquarie Bank Ltd. - Geely Auto European Put Ws May17A HKD 0.020   0.011   0.015   1,310,000 18,315 N/A 0.350   2017/01/03 0.011   2017/03/10 65,510,000 9,955,275 0.640   2016/11/16 0.280   2016/12/08
13257 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2017 A HKD 2.900   1.700   2.330   4,000,000 10,394,450 17,727,332 2.900   2017/03/16 0.163   2017/01/03 17,855,000 23,962,375 1.080   2016/10/25 0.108   2016/12/23
25406 Macquarie Bank Ltd. - Geely Auto European Wts Dec 2017 A HKD 1.930   1.040   1.550   171,875,000 265,404,600 N/A 1.930   2017/03/16 0.840   2017/02/03 352,155,000 465,992,950 -   - -   -
15160 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A HKD 0.465   0.320   0.415   11,100,000 4,414,000 N/A 0.465   2017/03/14 0.177   2017/01/04 876,600,000 206,661,550 0.189   2016/12/15 0.148   2016/12/28
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 1.730   0.700   1.200   73,375,000 68,489,900 N/A 1.730   2017/03/16 0.143   2017/01/03 285,915,000 189,866,520 1.160   2016/10/25 0.127   2016/12/23
15512 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 B HKD 4.180   2.670   3.520   245,000 849,650 N/A 4.180   2017/03/15 0.840   2017/01/03 54,185,000 54,972,900 0.920   2016/12/29 0.750   2016/12/28
11841 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2018 A HKD 0.229   0.179   0.197   246,850,000 46,242,100 N/A 0.229   2017/03/27 0.179   2017/03/22 246,850,000 46,242,100 -   - -   -
27164 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 A HKD 0.420   0.260   0.360   7,900,000 2,680,500 N/A 0.420   2017/03/16 0.260   2017/03/06 102,800,000 30,868,500 -   - -   -
13016 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 B HKD 2.230   2.150   2.120   190,000 418,050 N/A 2.230   2017/03/30 2.150   2017/03/30 190,000 418,050 -   - -   -
23926 Macquarie Bank Ltd. - GJ Int'l European Warrants Feb18A HKD 0.690   0.520   0.530   1,254,000 789,340 N/A 0.860   2017/02/09 0.520   2017/03/30 3,946,000 2,917,520 -   - -   -
24293 Macquarie Bank Ltd. - GJ Int'l European Warrants Oct17A HKD 0.010   0.010   0.011   200,000 2,000 144,063 0.021   2017/02/17 0.010   2017/03/09 6,840,000 125,560 0.127   2016/01/04 0.020   2016/12/30
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD 0.116   0.060   0.068   4,620,000 376,608 483,247 0.224   2017/01/03 0.060   2017/03/30 10,300,000 1,449,488 0.231   2016/10/12 0.143   2016/10/31
11109 Macquarie Bank Ltd. - Guotai Junani European Warrants Mar17A HKD -   -   0.010   0 0 480,443 0.020   2017/01/05 0.020   2017/01/05 100,000 2,000 0.560   2016/08/15 0.021   2016/12/30
25794 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2017 A HKD 0.136   0.075   0.075   1,480,000 191,710 486,118 0.186   2017/02/13 0.075   2017/03/10 16,490,000 2,140,150 0.330   2016/08/05 0.100   2016/12/23
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD 0.375   0.225   0.320   2,530,000 810,800 219,050 0.375   2017/03/28 0.149   2017/01/03 3,790,000 1,067,520 0.241   2016/10/18 0.211   2016/10/13
26262 Macquarie Bank Ltd. - Haitong Sec European Wts Mar 2017 A HKD -   -   0.010   0 0 665,137 0.053   2017/01/18 0.010   2017/02/22 27,064,000 818,436 0.330   2016/03/21 0.073   2016/12/13
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD -   -   0.133   0 0 3,288,953 0.148   2017/02/17 0.096   2017/02/08 70,892,000 8,373,592 0.241   2016/08/15 0.098   2016/12/23
13028 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21754 Macquarie Bank Ltd. - Hanergy TFP European Warrants May 17 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD -   -   0.580   0 0 7,358 0.590   2017/02/23 0.370   2017/01/03 30,000 15,300 0.550   2016/09/08 0.305   2016/04/05
25542 Macquarie Bank Ltd. - Hang Seng Bank European Wts Jan 2018 A HKD 0.790   0.660   0.700   3,160,000 2,248,800 N/A 0.940   2017/02/17 0.660   2017/03/31 3,428,000 2,481,980 -   - -   -
11110 Macquarie Bank Ltd. - Hang Seng Bank European Wts Mar 2017 A HKD -   -   0.010   0 0 1,613,963 0.146   2017/01/27 0.010   2017/02/22 35,921,000 3,051,035 0.255   2016/06/24 0.066   2016/10/31
12952 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.400   0.241   0.315   11,240,000 3,738,160 N/A 0.400   2017/03/22 0.202   2017/01/04 25,610,000 7,096,570 0.280   2016/11/22 0.158   2016/12/28
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.500   0.295   0.300   405,000 163,775 N/A 0.650   2017/02/20 0.295   2017/03/31 13,785,000 7,752,875 0.720   2016/11/29 0.340   2016/12/29
13590 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2017 D HKD 0.158   0.012   0.019   40,590,000 4,316,464 N/A 1.120   2017/01/09 0.012   2017/03/15 212,991,000 30,099,996 1.500   2016/12/23 0.850   2016/11/11
15098 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2017 B HKD 0.201   0.075   0.080   32,253,000 4,392,485 N/A 0.700   2017/01/04 0.075   2017/03/21 188,300,000 36,936,223 0.860   2016/12/28 0.670   2016/12/30
12487 Macquarie Bank Ltd. - HKEX European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 11,741,256 0.092   2017/01/04 0.010   2017/01/27 32,783,000 1,413,027 0.510   2016/08/30 0.091   2016/12/30
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.171   0.113   0.123   89,980,000 13,037,370 10,302,815 0.275   2017/01/03 0.113   2017/03/20 267,930,000 44,077,530 0.300   2016/12/28 0.224   2016/11/23
21393 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.070   2016/01/05 0.061   2016/01/07
13588 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 B HKD 0.102   0.010   0.010   15,237,000 726,144 N/A 0.540   2017/01/06 0.010   2017/03/27 85,211,000 24,778,105 1.850   2016/11/11 0.405   2016/12/28
13589 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 C HKD -   -   0.033   0 0 N/A 0.079   2017/01/11 0.020   2017/02/06 66,040,000 4,341,692 0.870   2016/10/11 0.048   2016/12/28
22160 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 A HKD 0.226   0.196   0.184   20,000 4,220 N/A 0.440   2017/02/15 0.196   2017/03/09 530,000 152,330 -   - -   -
23230 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 B HKD 0.920   0.860   0.830   166,000 144,270 N/A 1.390   2017/02/16 0.860   2017/03/15 188,000 168,560 -   - -   -
14931 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 A HKD 0.085   0.052   0.057   18,380,000 1,098,010 N/A 0.194   2017/02/09 0.052   2017/03/29 23,524,000 1,988,986 -   - -   -
15199 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 C HKD 0.510   0.335   0.365   5,308,000 2,102,640 N/A 0.510   2017/03/20 0.335   2017/03/29 5,308,000 2,102,640 -   - -   -
15200 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 D HKD 0.176   0.118   0.147   32,600,000 4,203,420 N/A 0.210   2017/02/15 0.118   2017/03/10 150,600,000 22,362,770 0.179   2016/12/30 0.152   2016/12/28
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 N/A 0.044   2017/01/03 0.027   2017/02/20 1,180,000 40,706 0.315   2016/11/01 0.036   2016/12/29
14245 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 B HKD 0.117   0.029   0.031   186,588,000 11,194,942 N/A 0.235   2017/02/16 0.029   2017/03/31 193,448,000 12,509,953 0.770   2016/11/15 0.165   2016/12/28
14425 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 C HKD 0.720   0.330   0.345   29,595,000 15,185,280 N/A 1.180   2017/02/16 0.330   2017/03/31 31,116,000 16,812,880 1.340   2016/12/07 0.730   2016/12/28
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.161   0.132   0.138   36,790,000 5,382,710 N/A 0.186   2017/02/16 0.132   2017/03/10 71,440,000 11,148,020 0.260   2016/11/11 0.149   2016/12/21
26995 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 A HKD -   -   0.010   0 0 5,421,972 0.049   2017/02/16 0.010   2017/02/23 13,640,000 324,020 0.239   2016/03/31 0.020   2016/12/23
27186 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 B HKD -   -   0.010   0 0 4,441,162 0.010   2017/02/09 0.010   2017/02/09 3,200,000 32,000 0.172   2016/04/22 0.010   2016/12/16
12490 Macquarie Bank Ltd. - HKEX European Warrants Mar 2017 D HKD -   -   0.010   0 0 8,244,791 0.029   2017/02/09 0.010   2017/02/10 3,510,000 64,955 1.000   2016/09/22 0.021   2016/12/29
13326 Macquarie Bank Ltd. - HKEX European Warrants May 2017 A HKD -   -   0.020   0 0 2,713,619 0.087   2017/01/11 0.021   2017/02/27 44,160,000 2,451,110 0.770   2016/09/21 0.067   2016/12/28
13614 Macquarie Bank Ltd. - HKEX European Warrants May 2017 B HKD -   -   0.031   0 0 N/A 0.111   2017/02/16 0.034   2017/02/28 140,834,000 10,651,464 0.600   2016/10/11 0.086   2016/12/22
13616 Macquarie Bank Ltd. - HKEX European Warrants May 2017 C HKD 0.153   0.019   0.019   236,962,000 17,043,754 N/A 0.400   2017/01/06 0.019   2017/03/31 288,471,000 30,569,626 0.400   2016/12/30 0.295   2016/12/28
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.074   0.052   0.057   20,860,000 1,303,750 14,330,183 0.096   2017/02/16 0.052   2017/03/13 151,840,000 11,954,540 0.250   2016/09/22 0.058   2016/12/28
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.106   0.067   0.069   19,710,000 1,557,809 N/A 0.174   2017/02/16 0.067   2017/03/31 28,400,000 2,657,256 0.350   2016/10/20 0.106   2016/12/29
29175 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29256 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 E HKD 1.290   1.240   1.240   100,000 126,550 N/A 1.290   2017/03/27 1.240   2017/03/27 100,000 126,550 -   - -   -
11042 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 F HKD 0.520   0.370   0.395   16,603,000 7,611,270 N/A 0.520   2017/03/21 0.370   2017/03/15 16,603,000 7,611,270 -   - -   -
26581 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 A HKD 0.550   0.540   0.570   60,000 32,700 N/A 0.880   2017/02/21 0.540   2017/03/10 90,000 58,550 -   - -   -
26766 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28137 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 C HKD 0.290   0.290   0.260   18,000 5,220 N/A 0.450   2017/02/21 0.290   2017/03/07 88,000 35,970 -   - -   -
29946 Macquarie Bank Ltd. - HN Renewables European Wts Jan 2018 A HKD 0.570   0.430   0.465   1,312,000 640,810 N/A 0.570   2017/03/21 0.430   2017/03/31 1,312,000 640,810 -   - -   -
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD 0.176   0.088   0.099   7,000,000 1,038,450 322,184 0.218   2017/01/11 0.088   2017/03/30 11,748,000 1,876,622 0.630   2016/09/09 0.221   2016/11/18
13024 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2017 A HKD -   -   0.023   0 0 15,472,919 0.031   2017/01/03 0.023   2017/01/09 4,004,000 124,092 0.245   2016/09/14 0.019   2016/12/08
26799 Macquarie Bank Ltd. - HSBC European Put Warrants Jul 2018 A HKD 0.310   0.260   0.260   3,240,000 924,800 N/A 0.315   2017/02/28 0.229   2017/02/17 8,832,000 2,252,284 -   - -   -
12341 Macquarie Bank Ltd. - HSBC European Put Warrants May 2017 A HKD -   -   0.015   0 0 1,588,725 -   - -   - 0 0 0.138   2016/08/19 0.020   2016/12/20
15113 Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A HKD 0.160   0.112   0.122   108,144,000 14,322,224 N/A 0.234   2017/01/06 0.097   2017/02/17 267,220,000 42,114,916 0.290   2016/12/28 0.213   2016/12/14
13026 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 B HKD 0.091   0.025   0.051   50,492,000 2,624,384 17,446,163 0.290   2017/02/21 0.025   2017/03/10 192,304,000 26,053,148 0.355   2016/12/08 0.058   2016/11/09
13106 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 C HKD 0.015   0.010   0.010   3,056,000 35,860 11,909,715 0.132   2017/02/20 0.010   2017/03/13 252,648,000 17,751,840 0.234   2016/12/08 0.033   2016/11/09
20300 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 A HKD 0.360   0.228   0.250   49,664,000 14,460,540 N/A 0.485   2017/02/17 0.228   2017/03/27 56,084,000 16,720,080 -   - -   -
20351 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 B HKD 0.980   0.520   0.570   10,676,800 7,654,172 N/A 1.700   2017/02/20 0.520   2017/03/27 27,298,400 24,072,008 -   - -   -
15119 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A HKD 0.184   0.137   0.152   5,504,000 867,116 N/A 0.234   2017/02/16 0.137   2017/03/27 12,904,000 2,211,044 0.220   2016/12/14 0.125   2016/12/28
15010 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A HKD 0.260   0.195   0.212   54,644,000 12,471,572 N/A 0.395   2017/02/20 0.195   2017/03/27 68,948,000 16,016,308 0.325   2016/12/12 0.183   2016/12/29
22519 Macquarie Bank Ltd. - HSBC European Warrants Jan 2019 A HKD 0.280   0.217   0.235   33,752,000 8,014,796 N/A 0.310   2017/02/17 0.217   2017/03/27 37,840,000 9,143,008 -   - -   -
21349 Macquarie Bank Ltd. - HSBC European Warrants Jul 2017 A HKD 0.058   0.031   0.031   27,784,000 1,095,620 N/A 0.152   2017/02/20 0.031   2017/03/31 140,124,000 12,045,972 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD 0.238   0.144   0.146   55,908,000 9,683,176 11,795,483 0.425   2017/02/20 0.144   2017/03/31 68,120,000 13,067,912 0.460   2016/12/08 0.094   2016/08/24
13399 Macquarie Bank Ltd. - HSBC European Warrants May 2017 B HKD 0.335   0.068   0.081   86,822,000 17,955,111 23,405,346 1.120   2017/01/05 0.068   2017/03/27 170,273,200 79,641,827 2.100   2016/12/08 0.270   2016/11/09
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 0.380   0.285   0.305   12,552,000 4,063,000 N/A 0.495   2017/02/17 0.285   2017/03/27 32,672,000 11,588,800 0.510   2016/12/08 0.181   2016/11/09
11809 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 B HKD 0.215   0.168   0.173   4,196,000 777,044 N/A 0.215   2017/03/21 0.168   2017/03/27 4,196,000 777,044 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 1.320   0.790   0.860   6,041,200 6,051,368 15,520,753 2.080   2017/02/20 0.790   2017/03/27 12,099,600 14,671,732 2.230   2016/12/08 0.420   2016/11/09
28846 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 B HKD 0.610   0.365   0.395   14,682,000 7,026,112 N/A 0.640   2017/02/24 0.365   2017/03/27 15,902,000 7,703,072 -   - -   -
29288 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 C HKD 0.310   0.200   0.226   11,064,000 2,726,892 N/A 0.310   2017/03/07 0.200   2017/03/27 11,064,000 2,726,892 -   - -   -
15616 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B HKD 0.217   0.126   0.142   104,408,000 19,068,368 N/A 0.385   2017/02/20 0.126   2017/03/27 202,448,000 38,980,772 0.199   2016/12/30 0.177   2016/12/29
26189 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 C HKD 0.560   0.340   0.370   20,543,200 8,903,170 N/A 0.880   2017/02/17 0.340   2017/03/27 26,718,400 12,529,534 -   - -   -
28136 Macquarie Bank Ltd. - Huaneng Power European Wts Dec 2017 A HKD 0.580   0.260   0.280   22,568,000 9,255,590 N/A 0.580   2017/03/17 0.260   2017/03/30 34,536,000 14,812,650 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD 0.175   0.033   0.040   69,898,000 8,226,184 2,923,185 0.175   2017/03/17 0.033   2017/03/31 125,786,000 14,197,820 0.500   2016/06/24 0.145   2016/12/15
12393 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2017 A HKD -   -   0.034   0 0 888,389 0.168   2017/01/03 0.024   2017/02/14 31,796,000 2,723,266 0.650   2016/08/16 0.117   2016/12/15
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD 0.020   0.019   0.019   700,000 13,600 46,813 0.021   2017/01/12 0.011   2017/02/06 13,620,000 190,040 0.224   2016/01/06 0.015   2016/07/22
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD 0.062   0.026   0.044   54,658,000 2,187,581 2,372,949 0.174   2017/01/04 0.026   2017/03/29 107,262,000 6,406,285 0.310   2016/09/14 0.168   2016/12/01
26545 Macquarie Bank Ltd. - ICBC European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 1,577 -   - -   - 0 0 0.290   2016/02/26 0.010   2016/11/21
15329 Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B HKD 0.305   0.196   0.280   19,172,000 4,597,955 N/A 0.325   2017/02/16 0.162   2017/02/08 33,036,000 8,174,514 0.195   2016/12/29 0.168   2016/12/28
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD 0.169   0.084   0.101   132,296,000 16,802,904 7,646,482 0.197   2017/02/16 0.061   2017/02/08 245,202,000 31,677,966 0.365   2016/09/22 0.056   2016/05/09
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD 0.067   0.030   0.030   25,964,000 1,128,202 N/A 0.093   2017/02/16 0.025   2017/02/03 58,016,000 2,757,361 0.162   2016/10/19 0.041   2016/12/15
24662 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 A HKD -   -   0.010   0 0 114,799 -   - -   - 0 0 0.196   2016/01/04 0.010   2016/12/01
26332 Macquarie Bank Ltd. - ICBC European Warrants Mar 2017 B HKD -   -   0.147   0 0 4,394,588 0.198   2017/02/16 0.010   2017/02/03 45,200,000 2,536,545 0.410   2016/09/22 0.033   2016/12/28
28708 Macquarie Bank Ltd. - ICBC European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29613 Macquarie Bank Ltd. - ICBC European Warrants Oct 2017 A HKD 0.300   0.190   0.209   14,848,000 3,453,521 N/A 0.300   2017/03/21 0.190   2017/03/10 14,848,000 3,453,521 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.670   0.550   0.560   558,000 325,090 472,870 0.670   2017/03/21 0.380   2017/02/02 5,476,000 2,445,240 0.760   2016/09/09 0.250   2016/06/10
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.187   0.109   0.109   8,540,000 1,330,860 5,639,653 0.235   2017/02/23 0.087   2017/01/03 60,580,000 9,166,010 0.191   2016/11/28 0.060   2016/09/21
28711 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2018 A HKD 0.224   0.148   0.151   17,560,000 3,141,140 N/A 0.265   2017/02/23 0.148   2017/03/30 19,920,000 3,676,490 -   - -   -
12467 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2017 A HKD 0.405   0.365   0.375   580,000 226,900 N/A 0.405   2017/03/28 0.365   2017/03/31 580,000 226,900 -   - -   -
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD 0.188   0.111   0.115   150,000 22,768 127,259 0.260   2017/01/03 0.111   2017/03/29 1,630,000 312,306 0.570   2016/08/22 0.255   2016/12/23
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.162   0.138   0.162   160,000 24,380 208,180 0.162   2017/03/31 0.091   2017/02/03 8,120,000 1,007,620 0.226   2016/04/19 0.099   2016/11/09
16922 Macquarie Bank Ltd. - KECL European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 1.000   0.650   0.970   11,354,000 9,787,320 N/A 1.000   2017/03/23 0.475   2017/02/06 24,494,000 18,377,070 0.690   2016/12/01 0.530   2016/12/29
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.053   0.032   0.032   41,820,000 1,707,800 611,993 0.053   2017/03/02 0.031   2017/01/18 61,980,000 2,549,840 0.122   2016/04/14 0.031   2016/12/22
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD 0.031   0.031   0.031   40,000 1,240 207 0.031   2017/03/29 0.031   2017/03/29 40,000 1,240 0.070   2016/06/30 0.050   2016/07/21
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD 0.033   0.013   0.029   420,000 13,460 82,433 0.034   2017/02/17 0.013   2017/03/10 2,920,000 81,080 0.112   2016/01/05 0.017   2016/12/16
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD -   -   0.015   0 0 3,977 0.013   2017/02/16 0.010   2017/01/25 480,000 5,240 0.086   2016/01/05 0.017   2016/09/21
29228 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 B HKD 0.660   0.440   0.510   13,024,000 6,980,000 N/A 0.660   2017/03/20 0.440   2017/03/10 13,024,000 6,980,000 -   - -   -
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD 0.265   0.107   0.131   85,028,000 15,472,156 5,429,063 0.280   2017/02/14 0.107   2017/03/31 118,006,000 22,920,852 0.570   2016/09/22 0.204   2016/12/28
27905 Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2017 A HKD 0.086   0.010   0.010   9,038,000 405,994 2,401,805 0.244   2017/02/14 0.010   2017/03/08 58,086,000 9,500,340 0.650   2016/09/22 0.170   2016/12/23
16004 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2017 A HKD 0.930   0.610   0.720   1,274,000 970,280 N/A 0.930   2017/03/20 0.610   2017/03/10 3,150,000 2,292,680 -   - -   -
12927 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 A HKD 0.540   0.217   0.550   3,020,000 1,069,250 691,840 0.540   2017/03/28 0.184   2017/02/24 13,990,000 3,554,260 0.560   2016/09/22 0.198   2016/12/22
13514 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 B HKD -   -   0.010   0 0 4,181,248 0.021   2017/01/05 0.010   2017/02/14 2,150,000 25,200 0.249   2016/10/07 0.013   2016/12/30
21964 Macquarie Bank Ltd. - Kingsoft European Warrants Aug 2017 A HKD 0.415   0.173   0.365   85,620,000 18,684,550 N/A 0.415   2017/03/27 0.160   2017/02/24 152,080,000 32,985,680 -   - -   -
11807 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2017 A HKD 0.430   0.355   0.420   6,960,000 2,784,650 N/A 0.430   2017/03/24 0.355   2017/03/28 6,960,000 2,784,650 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.410   0.199   0.335   35,390,000 10,085,270 3,347,533 0.410   2017/03/24 0.187   2017/02/24 65,890,000 16,770,720 0.430   2016/10/11 0.184   2016/12/23
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD 0.410   0.075   0.380   39,300,000 7,918,290 8,198,350 0.410   2017/03/24 0.072   2017/02/24 244,940,000 33,127,970 0.470   2016/10/11 0.117   2016/12/28
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD 0.180   0.057   0.163   195,210,000 20,114,170 6,241,323 0.180   2017/03/27 0.053   2017/02/24 281,680,000 27,860,850 0.255   2016/10/26 0.088   2016/12/28
13051 Macquarie Bank Ltd. - Kingsoft European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27074 Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.520   0.485   0.550   480,000 235,200 N/A 0.520   2017/03/22 0.485   2017/03/22 480,000 235,200 -   - -   -
17400 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.031   2016/01/06 0.010   2016/05/13
13581 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 B HKD -   -   0.010   0 0 N/A 0.111   2017/01/13 0.010   2017/02/17 69,072,000 4,572,170 0.385   2016/10/06 0.048   2016/12/29
15853 Macquarie Bank Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.570   0.300   0.510   5,826,000 2,190,460 N/A 0.790   2017/02/13 0.300   2017/03/10 10,348,000 5,304,180 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD 0.010   0.010   0.010   500,000 5,000 18,750 0.017   2017/02/15 0.010   2017/03/22 3,200,000 34,800 0.188   2016/02/02 0.020   2016/11/03
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.022   2016/01/08 0.013   2016/02/03
14479 Macquarie Bank Ltd. - Lenovo European Warrants Jun 2017 A HKD 0.230   0.073   0.190   123,138,000 15,996,814 N/A 0.420   2017/01/17 0.073   2017/03/13 210,582,000 35,623,170 0.395   2016/11/28 0.218   2016/12/29
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.026   0.020   0.022   2,780,000 59,980 44,160 0.040   2017/01/18 0.020   2017/03/29 6,200,000 167,480 0.255   2016/01/11 0.025   2016/12/30
11290 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2017 A HKD 0.520   0.380   0.485   5,772,000 2,585,920 N/A 0.520   2017/03/29 0.380   2017/03/17 5,772,000 2,585,920 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 -   - -   - 0 0 0.079   2016/01/04 0.025   2016/04/05
23700 Macquarie Bank Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.165   0.081   0.131   34,874,000 4,249,522 N/A 0.229   2017/02/15 0.081   2017/03/13 53,534,000 6,561,972 -   - -   -
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.020   0 0 340 -   - -   - 0 0 0.084   2016/01/04 0.029   2016/08/08
14981 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B HKD 0.420   0.194   0.197   11,846,000 3,644,746 N/A 0.420   2017/03/20 0.194   2017/03/31 15,692,000 4,677,656 0.550   2016/12/14 0.315   2016/12/29
11516 Macquarie Bank Ltd. - Li & Fung European Warrants May 2017 A HKD -   -   0.020   0 0 254,488 -   - -   - 0 0 0.310   2016/09/08 0.010   2016/12/29
12622 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,236,496 0.183   2017/01/06 0.032   2017/02/27 47,555,500 4,163,501 0.770   2016/10/24 0.115   2016/12/19
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.098   0.055   0.053   520,000 46,100 129,575 0.098   2017/03/17 0.055   2017/03/27 520,000 46,100 0.175   2016/01/06 0.056   2016/06/02
27198 Macquarie Bank Ltd. - Li Ning European Warrants Jan 2018 A HKD 1.020   0.890   0.620   700,000 680,950 N/A 1.020   2017/03/17 0.890   2017/03/23 922,000 901,240 -   - -   -
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD -   -   1.540   0 0 71,393 2.120   2017/02/07 1.900   2017/01/19 57,000 109,100 2.810   2016/10/20 1.000   2016/06/15
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD 0.218   0.179   0.177   340,000 70,200 N/A 0.233   2017/02/08 0.179   2017/03/27 1,780,000 385,320 0.206   2016/12/30 0.206   2016/12/30
13610 Macquarie Bank Ltd. - Link REIT European Warrants Apr 2017 A HKD -   -   0.020   0 0 N/A 0.026   2017/01/11 0.020   2017/01/18 150,000 3,450 0.231   2016/10/05 0.023   2016/12/16
24386 Macquarie Bank Ltd. - Link REIT European Warrants Jan 2018 A HKD 0.340   0.247   0.340   5,315,000 1,542,775 N/A 0.405   2017/02/09 0.247   2017/03/15 6,835,000 2,100,575 -   - -   -
11458 Macquarie Bank Ltd. - Link REIT European Warrants Mar 2017 A HKD -   -   0.025   0 0 591,972 0.031   2017/01/26 0.025   2017/01/27 1,180,000 34,140 0.495   2016/08/01 0.036   2016/12/19
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.285   0.182   0.204   16,625,000 3,505,500 2,644,590 0.285   2017/03/23 0.118   2017/01/03 79,860,000 15,507,500 0.360   2016/09/07 0.105   2016/12/29
27757 Macquarie Bank Ltd. - Longfor PPT European Wts Feb 2018 A HKD 0.320   0.219   0.222   18,420,000 4,471,190 N/A 0.320   2017/03/23 0.219   2017/03/31 29,130,000 7,058,310 -   - -   -
11281 Macquarie Bank Ltd. - Luk Fook Hold European Wts May 2017 A HKD 0.270   0.178   0.250   1,220,000 280,350 629,440 0.315   2017/02/02 0.178   2017/03/10 3,150,000 758,970 0.475   2016/11/08 0.190   2016/12/29
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD 0.425   0.340   0.395   160,000 61,550 1,617,015 0.425   2017/03/20 0.230   2017/01/17 4,700,000 1,228,130 0.360   2016/12/09 0.238   2016/12/29
11317 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Mar 2017 A HKD 1.820   1.390   1.390   61,000 97,800 838,473 1.820   2017/03/03 0.920   2017/01/17 3,635,000 4,949,420 2.410   2016/11/22 0.650   2016/07/07
14778 Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A HKD 0.100   0.057   0.080   20,576,000 1,611,024 N/A 0.129   2017/01/12 0.053   2017/02/14 34,836,000 2,611,076 0.224   2016/12/05 0.092   2016/12/29
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD 0.380   0.365   0.385   100,000 37,280 46,531 0.440   2017/01/10 0.226   2017/02/22 692,000 246,608 0.570   2016/11/28 0.105   2016/03/01
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.193   0.105   0.161   53,980,000 8,283,012 3,299,873 0.234   2017/01/11 0.085   2017/02/22 107,984,000 16,589,744 0.385   2016/11/28 0.177   2016/12/29
24066 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2017 A HKD -   -   0.010   0 0 709,434 0.018   2017/02/21 0.010   2017/02/16 1,910,000 29,820 0.093   2016/01/04 0.026   2016/12/05
20485 Macquarie Bank Ltd. - Minsheng Bank European Wts Aug 2017 A HKD 0.325   0.128   0.127   7,148,000 1,500,961 N/A 0.530   2017/02/16 0.128   2017/03/31 31,660,000 10,775,305 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/01/08 0.019   2016/01/08
14596 Macquarie Bank Ltd. - Minsheng Bank European Wts Jun 2017 A HKD 0.620   0.255   0.255   14,985,500 6,333,577 N/A 0.880   2017/02/15 0.255   2017/03/31 29,809,000 15,384,080 0.960   2016/12/09 0.420   2016/12/23
12451 Macquarie Bank Ltd. - Minsheng Bank European Wts Mar 2017 A HKD -   -   0.024   0 0 2,639,554 0.037   2017/01/06 0.016   2017/01/16 20,261,000 541,077 0.370   2016/09/22 0.022   2016/12/28
28842 Macquarie Bank Ltd. - Minsheng Bank European Wts Oct 2017 A HKD 0.420   0.224   0.224   5,700,000 1,790,744 N/A 0.450   2017/02/24 0.224   2017/03/31 6,470,000 2,104,134 -   - -   -
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD 0.148   0.081   0.136   4,015,000 417,355 1,532,305 0.148   2017/03/30 0.052   2017/01/23 15,625,000 1,130,190 0.430   2016/07/29 0.051   2016/12/30
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.089   0.059   0.086   32,355,000 2,277,825 N/A 0.089   2017/03/30 0.047   2017/01/19 49,845,000 3,341,105 0.157   2016/11/14 0.059   2016/12/21
28685 Macquarie Bank Ltd. - NCI European Warrants Dec 2017 A HKD 0.218   0.116   0.145   32,791,000 5,051,923 N/A 0.265   2017/02/23 0.116   2017/03/27 34,199,000 5,377,663 -   - -   -
26867 Macquarie Bank Ltd. - NCI European Warrants Mar 2017 A HKD -   -   0.740   0 0 1,421,223 0.740   2017/02/14 0.325   2017/01/04 435,000 245,950 0.680   2016/11/25 0.209   2016/05/16
12529 Macquarie Bank Ltd. - NCI European Warrants May 2017 A HKD 0.175   0.037   0.037   9,013,000 1,151,787 7,634,438 0.330   2017/02/13 0.037   2017/03/29 119,778,000 25,202,097 0.445   2016/11/28 0.140   2016/12/23
14712 Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A HKD 0.167   0.078   0.084   84,005,000 10,892,455 N/A 0.255   2017/02/13 0.078   2017/03/27 316,983,000 55,421,714 0.320   2016/12/01 0.122   2016/12/23
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.061   0.024   0.024   14,053,000 640,153 3,015,360 0.082   2017/02/24 0.019   2017/01/03 45,726,000 2,631,272 0.395   2016/09/09 0.020   2016/12/21
25586 Macquarie Bank Ltd. - New World Dev European Wts Aug 2018 A HKD 1.550   1.190   1.190   3,764,000 5,299,050 N/A 1.590   2017/02/24 1.070   2017/02/03 8,276,000 11,058,330 -   - -   -
15161 Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A HKD 0.620   0.355   0.370   4,475,000 2,201,945 N/A 0.630   2017/02/28 0.305   2017/01/03 19,664,000 9,153,260 0.430   2016/12/15 0.290   2016/12/29
29076 Macquarie Bank Ltd. - Nine Dragons European Wts May 2018 A HKD 0.250   0.150   0.152   6,640,000 1,178,190 N/A 0.250   2017/03/07 0.150   2017/03/28 6,640,000 1,178,190 -   - -   -
12397 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 A HKD -   -   0.020   0 0 2,720 -   - -   - 0 0 0.084   2016/08/18 0.020   2016/10/28
13058 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 B HKD -   -   0.010   0 0 200,865 0.034   2017/02/08 0.010   2017/02/20 334,000 9,830 0.219   2016/09/14 0.021   2016/11/15
15403 Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A HKD 0.375   0.300   0.350   917,000 305,125 N/A 0.485   2017/02/10 0.280   2017/01/03 6,851,000 2,475,820 0.360   2016/12/23 0.295   2016/12/29
12548 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 A HKD 0.011   0.011   0.010   102,000 1,122 8,757,155 0.219   2017/01/18 0.010   2017/02/28 242,540,000 23,199,542 0.260   2016/10/11 0.065   2016/11/18
12621 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 B HKD -   -   0.010   0 0 9,413,872 0.170   2017/01/18 0.010   2017/02/28 272,896,000 22,932,678 0.229   2016/10/11 0.051   2016/11/18
13435 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 C HKD 0.380   0.152   0.225   6,508,000 1,395,058 7,336,626 0.780   2017/01/09 0.152   2017/03/15 8,228,000 2,340,918 0.650   2016/10/24 0.246   2016/11/14
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 -   - -   -
15284 Macquarie Bank Ltd. - PetroChina European Wts Jul 2017 B HKD 0.194   0.081   0.084   24,868,000 3,090,008 N/A 0.435   2017/01/18 0.081   2017/03/31 55,532,000 12,625,928 0.335   2016/12/21 0.255   2016/12/29
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD 0.031   0.029   0.028   3,500,000 105,500 20,617 0.042   2017/01/13 0.029   2017/03/15 3,540,000 107,100 0.073   2016/04/28 0.020   2016/01/18
14474 Macquarie Bank Ltd. - PetroChina European Wts Jun 2017 A HKD 0.375   0.150   0.161   12,084,000 2,766,636 N/A 0.670   2017/01/26 0.150   2017/03/31 28,648,000 10,597,416 0.610   2016/12/14 0.265   2016/11/30
12965 Macquarie Bank Ltd. - PetroChina European Wts Nov 2017 A HKD 0.520   0.500   0.510   220,000 112,900 N/A 0.520   2017/03/31 0.500   2017/03/31 220,000 112,900 -   - -   -
15323 Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A HKD 0.194   0.102   0.113   98,756,000 15,263,946 N/A 0.375   2017/01/18 0.102   2017/03/31 131,356,000 23,418,940 -   - -   -
28383 Macquarie Bank Ltd. - PetroChina European Wts Sep 2017 A HKD 0.460   0.300   0.305   23,300,000 8,891,300 N/A 0.610   2017/02/23 0.300   2017/03/31 25,004,000 9,816,550 -   - -   -
28678 Macquarie Bank Ltd. - PICC Group European Wts Jan 2018 A HKD 0.290   0.182   0.192   5,960,000 1,212,210 N/A 0.300   2017/02/23 0.182   2017/03/31 6,176,000 1,272,540 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD 0.099   0.052   0.050   16,426,000 1,177,596 1,039,930 0.130   2017/01/03 0.052   2017/03/27 30,724,000 2,664,180 0.405   2016/09/09 0.121   2016/12/30
11513 Macquarie Bank Ltd. - PICC Group European Wts Mar 2017 A HKD -   -   0.010   0 0 543,168 0.067   2017/01/03 0.010   2017/02/24 14,600,000 306,191 0.450   2016/08/15 0.055   2016/12/30
15856 Macquarie Bank Ltd. - PICC Group European Wts Oct 2017 A HKD 0.370   0.218   0.229   24,586,000 6,983,756 N/A 0.445   2017/01/06 0.218   2017/03/31 44,282,000 13,974,571 -   - -   -
11359 Macquarie Bank Ltd. - PICC P&C European Warrants Apr 2017 A HKD -   -   0.010   0 0 922,091 0.081   2017/01/06 0.010   2017/02/20 8,646,000 440,370 1.200   2016/09/07 0.074   2016/12/30
26367 Macquarie Bank Ltd. - PICC P&C European Warrants Sep 2017 A HKD 0.840   0.570   0.670   21,140,000 14,117,580 N/A 0.920   2017/02/10 0.570   2017/03/03 35,100,000 24,828,820 -   - -   -
26400 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 17 B HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.212   2016/02/29 0.019   2016/09/23
11447 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 18 B HKD 0.200   0.150   0.174   61,235,000 10,704,505 N/A 0.200   2017/03/17 0.150   2017/03/23 61,235,000 10,704,505 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD 0.029   0.021   0.021   1,800,000 47,600 7,450,613 0.076   2017/01/04 0.016   2017/02/16 37,640,000 1,559,270 0.212   2016/08/11 0.045   2016/11/28
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD 0.053   0.015   0.015   34,410,000 1,257,865 26,178,175 0.184   2017/01/03 0.015   2017/03/20 343,720,000 27,985,490 0.285   2016/09/30 0.115   2016/11/30
11169 Macquarie Bank Ltd. - Ping An European Put Warrants Mar 17 B HKD -   -   0.010   0 0 343,336 0.010   2017/01/11 0.010   2017/01/11 1,110,000 11,100 0.315   2016/07/08 0.010   2016/11/25
11461 Macquarie Bank Ltd. - Ping An European Put Warrants Oct 17 B HKD 0.200   0.139   0.156   97,290,000 15,588,155 N/A 0.200   2017/03/17 0.139   2017/03/30 97,290,000 15,588,155 -   - -   -
22847 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.018   2016/01/07 0.016   2016/01/07
27256 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 C HKD 0.045   0.010   0.010   17,780,000 525,505 6,190,292 0.074   2017/02/15 0.010   2017/03/23 136,685,000 6,129,185 0.315   2016/09/08 0.050   2016/12/28
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.270   0.158   0.158   37,007,000 8,558,144 25,936,373 0.480   2017/02/13 0.158   2017/03/31 113,977,000 36,993,689 1.600   2016/09/22 0.231   2016/12/22
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.138   0.067   0.095   133,530,000 13,304,865 N/A 0.138   2017/03/23 0.052   2017/02/03 562,265,000 55,107,720 0.280   2016/11/28 0.093   2016/12/23
12450 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 A HKD 0.335   0.290   0.310   13,830,000 4,330,275 N/A 0.335   2017/03/31 0.290   2017/03/27 13,830,000 4,330,275 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 1.150   0.710   0.840   14,729,000 13,733,555 19,378,768 1.150   2017/03/23 0.550   2017/02/03 55,900,500 44,440,005 2.020   2016/09/22 0.460   2016/11/09
15481 Macquarie Bank Ltd. - Ping An European Warrants Jul 2017 B HKD 0.400   0.231   0.315   51,510,000 14,210,725 N/A 0.400   2017/03/21 0.166   2017/02/03 265,770,000 68,966,935 0.310   2016/12/30 0.270   2016/12/29
28343 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 A HKD -   -   0.390   0 0 1,431,322 0.445   2017/02/21 0.178   2017/02/01 24,340,000 7,470,745 0.660   2016/09/07 0.166   2016/07/08
11358 Macquarie Bank Ltd. - Ping An European Warrants Mar 2017 C HKD -   -   0.010   0 0 8,254,262 0.470   2017/01/13 0.010   2017/02/24 72,123,000 14,864,591 3.950   2016/09/09 0.250   2016/12/29
11515 Macquarie Bank Ltd. - Ping An European Warrants May 2017 A HKD 0.475   0.235   0.370   2,330,000 852,910 2,561,380 0.475   2017/03/23 0.154   2017/02/03 43,290,000 10,858,865 0.650   2016/09/08 0.195   2016/12/23
13068 Macquarie Bank Ltd. - Ping An European Warrants May 2017 B HKD 0.073   0.010   0.010   17,591,000 812,193 13,216,802 0.198   2017/01/13 0.010   2017/03/31 101,381,000 11,146,007 1.820   2016/09/09 0.124   2016/12/20
22473 Macquarie Bank Ltd. - Ping An European Warrants May 2017 C HKD 0.265   0.138   0.240   15,820,000 3,079,935 N/A 0.265   2017/03/22 0.093   2017/02/03 283,260,000 44,376,225 -   - -   -
14974 Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A HKD 0.225   0.123   0.187   164,270,000 31,075,745 N/A 0.225   2017/03/23 0.091   2017/02/01 498,340,000 77,431,790 0.295   2016/12/09 0.123   2016/12/23
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.131   0.074   0.090   92,120,000 9,318,790 N/A 0.131   2017/03/23 0.054   2017/02/03 229,250,000 20,785,540 0.194   2016/11/28 0.078   2016/12/23
11917 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 C HKD 0.520   0.390   0.400   64,240,000 28,502,475 N/A 0.520   2017/03/23 0.390   2017/03/27 64,240,000 28,502,475 -   - -   -
26623 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 A HKD 0.390   0.238   0.320   50,525,000 14,001,065 N/A 0.390   2017/03/23 0.238   2017/03/13 100,165,000 30,623,865 -   - -   -
26997 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 B HKD 0.370   0.194   0.265   161,790,000 43,622,530 N/A 0.370   2017/03/23 0.194   2017/03/10 199,550,000 54,749,905 -   - -   -
11941 Macquarie Bank Ltd. - PSBC European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.146   0.116   0.135   20,870,000 2,686,470 N/A 0.244   2017/01/05 0.108   2017/02/13 119,180,000 18,751,715 0.265   2016/12/23 0.172   2016/11/23
11074 Macquarie Bank Ltd. - PWR Assets European Wts May 2017 A HKD -   -   0.010   0 0 111,098 0.020   2017/01/27 0.020   2017/01/27 60,000 1,200 0.275   2016/08/01 0.021   2016/12/13
15006 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A HKD 0.160   0.114   0.117   22,520,000 2,962,145 N/A 0.275   2017/02/01 0.114   2017/03/31 118,185,000 23,572,510 0.280   2016/12/12 0.178   2016/12/22
15177 Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A HKD 0.295   0.201   0.200   22,244,000 5,143,924 N/A 0.295   2017/03/13 0.188   2017/02/20 57,532,000 12,920,232 0.212   2016/12/30 0.200   2016/12/29
24579 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 A HKD -   -   0.018   0 0 422,420 0.025   2017/02/09 0.010   2017/01/05 2,376,000 55,560 0.217   2016/09/07 0.010   2016/12/19
26035 Macquarie Bank Ltd. - R&F Ppt European Warrants Mar 2017 B HKD -   -   0.182   0 0 1,416,687 0.200   2017/02/16 0.108   2017/01/05 50,372,000 6,569,680 0.510   2016/09/06 0.114   2016/12/29
12879 Macquarie Bank Ltd. - R&F Ppt European Warrants May 2017 A HKD 0.370   0.198   0.350   9,892,000 2,907,820 2,385,277 0.370   2017/03/13 0.104   2017/01/05 37,572,000 6,275,508 0.520   2016/09/05 0.110   2016/12/23
12290 Macquarie Bank Ltd. - Samsonite European Warrants May 2018 A HKD 0.510   0.485   0.500   1,176,000 586,650 N/A 0.510   2017/03/30 0.485   2017/03/29 1,176,000 586,650 -   - -   -
16500 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
12975 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 C HKD 0.234   0.020   0.023   43,611,600 4,924,781 9,503,953 1.420   2017/01/11 0.020   2017/03/24 130,193,600 30,537,566 3.630   2016/11/29 0.840   2016/12/29
13726 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 D HKD -   -   0.010   4,000 40 N/A 0.060   2017/01/11 0.020   2017/02/03 98,868,000 3,999,028 0.219   2016/12/01 0.035   2016/12/29
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD 0.031   0.026   0.028   688,000 20,720 5,299,324 0.070   2017/01/10 0.017   2017/02/24 53,796,000 2,500,692 0.192   2016/10/03 0.043   2016/12/28
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD 0.125   0.064   0.103   96,864,000 8,904,692 N/A 0.186   2017/01/11 0.046   2017/02/08 227,032,000 21,208,824 0.375   2016/12/01 0.110   2016/12/29
21501 Macquarie Bank Ltd. - Sands China European Wts Oct 2017 A HKD 0.161   0.099   0.140   89,236,000 10,727,420 N/A 0.260   2017/01/12 0.082   2017/02/13 130,124,000 15,682,912 -   - -   -
27057 Macquarie Bank Ltd. - Sands China European Wts Sep 2017 B HKD 0.305   0.192   0.270   77,044,000 17,506,552 N/A 0.305   2017/03/20 0.173   2017/02/21 92,568,000 20,784,584 -   - -   -
20171 Macquarie Bank Ltd. - SFCE European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/06/07 0.010   2016/06/07
28694 Macquarie Bank Ltd. - Sh Electric European Wts Feb 2018 A HKD 0.770   0.570   0.570   1,146,000 811,780 N/A 0.770   2017/03/15 0.570   2017/03/30 1,438,000 1,021,860 -   - -   -
26549 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Mar 2017 A HKD -   -   0.010   0 0 180,193 0.010   2017/01/11 0.010   2017/01/11 200,000 2,000 0.275   2016/03/21 0.011   2016/12/12
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.187   0.136   0.184   8,880,000 1,490,130 N/A 0.187   2017/03/30 0.136   2017/03/27 13,080,000 2,090,720 0.230   2016/10/12 0.156   2016/12/02
11548 Macquarie Bank Ltd. - Shimao Ppt European Wts Nov 2018 A HKD 0.255   0.179   0.182   23,750,000 4,989,165 N/A 0.255   2017/03/23 0.179   2017/03/31 23,750,000 4,989,165 -   - -   -
24767 Macquarie Bank Ltd. - SHK Ppt European Put Wts Dec 2017 A HKD 0.350   0.260   0.270   32,070,000 9,560,700 N/A 0.520   2017/02/08 0.260   2017/03/23 60,880,000 21,458,350 -   - -   -
11752 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2017 A HKD -   -   0.010   0 0 7,600,032 0.101   2017/01/03 0.010   2017/02/10 10,620,000 486,370 0.420   2016/08/04 0.082   2016/12/09
29287 Macquarie Bank Ltd. - SHK Ppt European Warrants Apr 2017 A HKD 0.610   0.335   0.420   1,870,000 890,550 20,603,553 0.610   2017/03/01 0.123   2017/01/03 51,000,000 13,246,050 1.290   2016/09/08 0.105   2016/12/29
15224 Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A HKD 0.560   0.360   0.430   42,060,000 19,677,350 N/A 0.590   2017/02/22 0.249   2017/02/16 225,320,000 101,659,370 0.275   2016/12/21 0.227   2016/12/29
12138 Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2017 B HKD 0.335   0.247   0.285   4,900,000 1,401,670 N/A 0.335   2017/03/23 0.247   2017/03/24 4,900,000 1,401,670 -   - -   -
12306 Macquarie Bank Ltd. - SHK Ppt European Warrants Mar 2017 B HKD -   -   0.010   0 0 6,297,787 0.010   2017/01/23 0.010   2017/01/23 10,000 100 0.465   2016/09/09 0.010   2016/12/05
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.078   0.040   0.040   15,710,000 848,780 463,482 0.091   2017/02/24 0.035   2017/01/12 33,960,000 2,094,320 0.330   2016/01/07 0.033   2016/12/22
28350 Macquarie Bank Ltd. - Sino Biopharm European Warrants May17A HKD 1.300   0.810   0.800   480,000 518,250 2,357,515 1.380   2017/02/24 0.570   2017/01/04 5,424,000 4,976,780 1.460   2016/07/12 0.550   2016/12/28
11864 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Dec 2017 A HKD 0.270   0.205   0.226   34,036,000 7,680,398 N/A 0.270   2017/03/22 0.205   2017/03/27 34,036,000 7,680,398 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD 0.068   0.016   0.017   59,476,000 2,851,884 N/A 0.220   2017/01/04 0.016   2017/03/27 191,988,000 13,619,644 0.360   2016/11/18 0.137   2016/12/14
27488 Macquarie Bank Ltd. - Sinopec Corp European Put Wts Mar17A HKD -   -   0.010   0 0 658,630 -   - -   - 0 0 0.350   2016/05/16 0.019   2016/12/14
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD 0.159   0.067   0.125   41,614,000 4,726,588 N/A 0.250   2017/01/26 0.067   2017/03/10 124,310,000 19,201,244 0.225   2016/12/14 0.106   2016/12/29
19291 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 B HKD 0.600   0.330   0.550   14,548,000 6,294,460 N/A 0.630   2017/01/20 0.330   2017/03/15 15,172,000 6,657,880 -   - -   -
15331 Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2017 B HKD 0.305   0.098   0.305   63,880,000 10,408,054 N/A 0.425   2017/01/27 0.098   2017/03/15 155,306,000 36,134,790 0.260   2016/12/21 0.161   2016/12/29
11649 Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2017 B HKD -   -   0.010   0 0 4,870,684 0.075   2017/01/26 0.010   2017/02/15 110,802,000 4,902,390 0.320   2016/07/26 0.021   2016/12/30
21483 Macquarie Bank Ltd. - Sinopec Corp European Wts Oct 2017 A HKD 0.425   0.234   0.370   22,442,000 7,102,246 N/A 0.520   2017/01/26 0.234   2017/03/15 49,786,000 18,858,456 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.250   0.180   0.206   740,000 161,480 236,058 0.250   2017/03/23 0.081   2017/01/18 3,260,000 397,310 0.182   2016/07/12 0.096   2016/02/29
26845 Macquarie Bank Ltd. - Sinopec Seg European Wts Dec 2019 A HKD 0.270   0.236   0.320   2,990,000 731,150 N/A 0.270   2017/03/15 0.236   2017/03/13 3,690,000 905,165 -   - -   -
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD 0.101   0.059   0.077   22,240,000 1,796,635 773,118 0.101   2017/03/21 0.059   2017/03/13 66,380,000 4,604,590 0.159   2016/02/16 0.079   2016/11/18
29332 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2017 A HKD 0.045   0.023   0.025   136,000 3,600 402,312 0.194   2017/01/11 0.023   2017/03/06 13,676,000 1,259,940 0.720   2016/08/17 0.166   2016/12/19
28943 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2018 A HKD 0.870   0.810   0.760   108,000 91,200 N/A 0.870   2017/03/24 0.810   2017/03/16 108,000 91,200 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.460   0.385   0.380   345,000 152,565 470,867 0.485   2017/01/17 0.385   2017/03/30 2,417,000 1,015,733 0.560   2016/12/29 0.255   2016/05/30
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.290   0.245   0.244   1,141,500 319,070 N/A 0.405   2017/02/09 0.245   2017/03/30 2,441,500 770,270 0.380   2016/11/10 0.285   2016/12/09
19995 Macquarie Bank Ltd. - SMIC European Warrants Mar 2017 A HKD 0.150   0.101   0.116   7,273,500 829,417 2,413,118 0.340   2017/01/03 0.101   2017/03/02 21,742,500 4,319,839 0.385   2016/12/30 0.048   2016/06/24
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.213   0.156   0.157   2,123,000 405,604 2,709,870 0.315   2017/01/03 0.156   2017/03/30 22,990,000 5,431,310 0.340   2016/12/30 0.169   2016/12/09
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/04/15 0.010   2016/04/15
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD 0.360   0.202   0.345   2,125,000 552,386 N/A 0.740   2017/02/10 0.202   2017/03/27 16,409,000 6,730,907 0.420   2016/11/11 0.246   2016/12/30
27553 Macquarie Bank Ltd. - Stanchart European Warrants Mar 2017 A HKD -   -   0.230   0 0 2,306,930 0.900   2017/02/06 0.120   2017/01/03 26,060,500 6,760,072 1.070   2016/04/27 0.116   2016/12/30
12319 Macquarie Bank Ltd. - Stanchart European Warrants May 2017 A HKD 0.028   0.011   0.010   993,000 20,617 10,319,322 0.260   2017/02/06 0.011   2017/03/06 124,925,500 17,810,777 0.455   2016/08/12 0.034   2016/12/30
25864 Macquarie Bank Ltd. - Stanchart European Warrants Sep 2017 A HKD 0.250   0.113   0.188   162,815,500 28,714,106 N/A 0.510   2017/02/06 0.113   2017/03/27 175,705,500 31,979,855 -   - -   -
29184 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2017 A HKD 1.660   0.710   1.330   10,116,000 12,793,880 N/A 1.660   2017/03/28 0.710   2017/03/06 10,116,000 12,793,880 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.360   0.220   0.355   1,220,000 346,400 N/A 0.360   2017/03/31 0.150   2017/02/07 35,890,000 6,593,380 0.215   2016/12/16 0.172   2016/12/29
27163 Macquarie Bank Ltd. - Sunny Optical European Warrants Jan18A HKD 1.140   0.740   0.950   98,800,000 94,219,800 N/A 1.140   2017/03/13 0.730   2017/02/28 140,400,000 132,511,400 -   - -   -
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 1.110   0.710   1.010   1,320,000 1,394,100 15,954,573 1.110   2017/03/14 0.126   2017/01/03 38,360,000 16,214,130 0.800   2016/08/31 0.132   2016/12/30
28127 Macquarie Bank Ltd. - Sunny Optical European Warrants Mar17A HKD 2.340   1.910   2.340   170,000 360,500 2,260,675 2.340   2017/03/20 0.560   2017/01/05 2,910,000 4,603,500 1.220   2016/08/30 0.380   2016/12/30
15296 Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A HKD 1.970   1.430   1.760   6,830,000 11,531,700 N/A 1.970   2017/03/13 0.465   2017/01/03 35,630,000 35,638,750 0.510   2016/12/28 0.450   2016/12/23
11295 Macquarie Bank Ltd. - Swire Pacific A European Wts Apr17A HKD -   -   0.010   0 0 414,399 -   - -   - 0 0 0.670   2016/08/17 0.010   2016/12/08
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.221   0.103   0.144   33,785,000 4,332,580 N/A 0.260   2017/02/10 0.103   2017/03/24 47,435,000 7,380,245 0.247   2016/12/14 0.166   2016/12/28
29868 Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2018 A HKD 0.395   0.242   0.310   4,370,000 1,386,345 N/A 0.395   2017/03/16 0.242   2017/03/14 4,370,000 1,386,345 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.236   0.147   0.169   8,940,000 1,781,805 748,623 0.236   2017/03/16 0.116   2017/02/02 24,630,000 3,990,210 0.490   2016/08/30 0.285   2016/11/28
12948 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2017 A HKD 0.233   0.010   0.010   115,745,000 12,809,572 9,441,119 1.650   2017/01/03 0.010   2017/03/17 226,345,000 41,274,723 2.230   2016/12/23 1.080   2016/10/25
19037 Macquarie Bank Ltd. - Tencent European Put Wts Aug 2017 B HKD 0.495   0.140   0.155   192,804,000 38,607,500 N/A 0.770   2017/01/25 0.140   2017/03/29 207,200,000 44,752,800 -   - -   -
15040 Macquarie Bank Ltd. - Tencent European Put Wts Jul 2017 E HKD 0.112   0.030   0.040   43,564,000 3,189,656 N/A 0.250   2017/01/10 0.030   2017/03/20 134,446,000 14,685,117 -   - -   -
14294 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 D HKD 0.470   0.048   0.058   186,830,000 20,250,091 N/A 1.380   2017/01/03 0.048   2017/03/30 207,080,000 29,146,171 1.490   2016/11/17 1.460   2016/11/17
14595 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 G HKD 0.094   0.026   0.031   32,219,000 1,902,790 N/A 0.485   2017/01/03 0.026   2017/03/21 139,753,000 18,005,194 0.480   2016/12/30 0.480   2016/12/30
11965 Macquarie Bank Ltd. - Tencent European Put Wts Mar 2017 D HKD -   -   0.010   0 0 10,381,441 0.300   2017/01/04 0.010   2017/02/07 179,256,000 15,951,558 1.390   2016/08/08 0.290   2016/12/30
13880 Macquarie Bank Ltd. - Tencent European Put Wts May 2017 D HKD 0.051   0.020   0.020   70,832,000 2,973,868 N/A 0.640   2017/01/04 0.020   2017/03/06 149,362,000 13,699,183 0.930   2016/12/23 0.495   2016/10/26
12282 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2017 E HKD 0.240   0.201   0.217   34,920,000 7,737,190 N/A 0.240   2017/03/24 0.201   2017/03/30 34,920,000 7,737,190 -   - -   -
26568 Macquarie Bank Ltd. - Tencent European Put Wts Sep 2017 E HKD 1.400   0.670   0.810   6,597,000 5,404,530 N/A 1.440   2017/02/28 0.670   2017/03/30 6,609,000 5,420,660 -   - -   -
13472 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 B HKD -   -   0.018   0 0 452,581 0.018   2017/01/18 0.018   2017/01/18 1,000,000 18,000 0.660   2016/10/06 0.016   2016/12/22
13544 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 C HKD 0.057   0.010   0.010   9,640,000 294,037 3,230,785 0.243   2017/01/11 0.010   2017/03/17 220,130,000 19,119,685 0.670   2016/11/09 0.179   2016/12/29
13545 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 D HKD -   -   0.015   0 0 598,079 0.025   2017/01/11 0.016   2017/01/04 1,308,000 25,050 0.315   2016/10/06 0.012   2016/12/28
13579 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 E HKD 1.850   0.330   1.660   10,392,000 6,070,810 N/A 1.850   2017/03/21 0.330   2017/03/03 52,238,000 35,578,825 1.340   2016/11/16 0.450   2016/12/28
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.270   0.199   0.241   34,370,000 7,812,660 4,422,185 0.270   2017/03/21 0.184   2017/01/03 100,380,000 22,801,240 0.325   2016/10/25 0.160   2016/12/23
17248 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 A HKD 0.630   0.330   0.465   23,034,000 10,303,135 N/A 0.630   2017/03/20 0.330   2017/03/03 23,318,000 10,442,040 -   - -   -
19038 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22509 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 D HKD 2.680   1.630   2.400   80,000 171,500 N/A 2.680   2017/03/27 1.630   2017/03/03 90,000 188,500 -   - -   -
23996 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 E HKD 5.060   4.700   4.520   14,000 67,850 N/A 5.060   2017/03/21 3.770   2017/02/27 24,000 105,650 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.234   0.161   0.205   98,960,000 19,186,080 N/A 0.234   2017/03/21 0.148   2017/01/04 175,120,000 33,233,910 0.244   2016/11/07 0.128   2016/12/23
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.265   0.188   0.198   6,906,000 1,525,346 440,777 0.265   2017/03/21 0.143   2017/01/05 7,298,000 1,596,180 0.600   2016/09/06 0.126   2016/12/12
26777 Macquarie Bank Ltd. - Tencent European Warrants Jan 2020 A HKD 0.420   0.390   0.380   800,000 321,000 N/A 0.420   2017/03/29 0.390   2017/03/31 800,000 321,000 -   - -   -
14711 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 A HKD 0.560   0.435   0.445   676,000 320,330 N/A 0.560   2017/03/22 0.435   2017/03/31 784,000 375,795 -   - -   -
14843 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 B HKD 0.305   0.305   0.241   8,000 2,440 N/A 0.330   2017/02/20 0.231   2017/01/03 336,000 79,700 0.255   2016/12/30 0.225   2016/12/29
14877 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15033 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 D HKD 4.080   2.830   3.700   68,000 261,740 N/A 4.080   2017/03/27 2.780   2017/01/27 72,000 272,860 -   - -   -
16002 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 F HKD 6.730   5.030   6.310   170,000 1,043,340 N/A 6.730   2017/03/27 4.010   2017/01/05 442,000 2,274,780 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.275   0.255   0.248   280,000 73,600 253,068 0.275   2017/03/22 0.151   2017/01/03 3,720,000 828,280 0.500   2016/09/06 0.123   2016/12/23
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD 0.010   0.010   0.010   730,000 7,300 371,285 0.019   2017/01/03 0.010   2017/03/24 3,920,000 48,680 0.086   2016/01/04 0.010   2016/12/07
14038 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 B HKD 0.064   0.025   0.020   42,683,000 2,117,102 N/A 0.110   2017/01/06 0.025   2017/03/23 49,708,000 2,660,090 0.207   2016/11/08 0.054   2016/12/28
14156 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 C HKD 0.198   0.081   0.087   76,346,000 9,405,765 N/A 0.213   2017/01/11 0.081   2017/03/31 77,186,000 9,539,245 0.485   2016/11/10 0.118   2016/12/21
14295 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 E HKD 0.570   0.265   0.270   134,739,000 53,046,785 N/A 0.590   2017/02/17 0.265   2017/03/31 135,805,000 53,626,775 -   - -   -
14342 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 F HKD 2.110   0.910   1.680   2,555,000 3,720,350 N/A 2.110   2017/03/29 0.910   2017/03/01 3,624,000 5,205,560 1.580   2016/11/23 0.800   2016/12/28
11823 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,369,237 0.010   2017/01/11 0.010   2017/01/11 1,000 10 0.520   2016/09/06 0.011   2016/12/08
11891 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 B HKD -   -   0.016   0 0 706,384 0.046   2017/01/11 0.022   2017/01/18 5,192,000 195,484 0.940   2016/09/23 0.027   2016/12/15
11920 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 C HKD -   -   0.010   0 0 6,257,985 0.178   2017/01/11 0.010   2017/02/17 192,971,000 16,684,848 1.650   2016/09/09 0.068   2016/12/28
12223 Macquarie Bank Ltd. - Tencent European Warrants Mar 2017 E HKD -   -   1.650   0 0 12,095,083 1.950   2017/02/23 0.455   2017/01/04 30,842,000 24,833,265 3.040   2016/09/07 0.275   2016/12/28
13721 Macquarie Bank Ltd. - Tencent European Warrants May 2017 A HKD 0.049   0.015   0.016   60,664,000 2,072,143 N/A 0.097   2017/01/12 0.015   2017/03/30 97,456,000 3,856,990 -   - -   -
13772 Macquarie Bank Ltd. - Tencent European Warrants May 2017 B HKD 0.020   0.020   0.020   200,000 4,000 N/A 0.064   2017/01/11 0.020   2017/03/06 4,242,000 131,554 0.202   2016/10/19 0.034   2016/12/22
13813 Macquarie Bank Ltd. - Tencent European Warrants May 2017 C HKD 0.133   0.021   0.021   237,176,000 19,014,595 N/A 0.228   2017/01/11 0.021   2017/03/30 359,054,000 34,984,598 0.810   2016/10/19 0.116   2016/12/22
13919 Macquarie Bank Ltd. - Tencent European Warrants May 2017 E HKD 0.620   0.160   0.450   185,413,000 48,680,638 N/A 0.640   2017/01/06 0.160   2017/03/03 214,233,000 60,249,386 0.850   2016/11/23 0.375   2016/12/28
28944 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 A HKD 0.750   0.550   0.660   90,000 52,250 N/A 0.750   2017/03/21 0.550   2017/03/13 90,000 52,250 -   - -   -
29259 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29694 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 C HKD 3.010   2.570   2.710   60,000 166,200 N/A 3.010   2017/03/27 2.570   2017/03/23 60,000 166,200 -   - -   -
11794 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 0.500   0.370   0.470   2,041,000 871,720 N/A 0.500   2017/03/20 0.355   2017/02/13 6,289,000 2,663,950 0.510   2016/10/20 0.340   2016/10/13
24695 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 A HKD 0.710   0.690   0.650   2,000 1,400 N/A 0.710   2017/03/27 0.530   2017/01/27 22,000 12,100 -   - -   -
25500 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25503 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 C HKD 3.620   2.770   3.430   17,000 51,030 N/A 3.620   2017/03/27 2.770   2017/03/09 17,000 51,030 -   - -   -
26172 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 D HKD 0.520   0.510   0.380   126,000 64,890 N/A 0.520   2017/03/21 0.510   2017/03/21 126,000 64,890 -   - -   -
22284 Macquarie Bank Ltd. - Tingyi European Warrants Mar 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.030   2016/01/04 0.010   2016/01/21
24789 Macquarie Bank Ltd. - Towngas China European Wts Nov 2017 A HKD 0.560   0.355   0.360   4,908,000 2,174,330 N/A 0.560   2017/03/09 0.355   2017/03/30 9,914,000 4,314,415 -   - -   -
11001 Macquarie Bank Ltd. - Travelsky Tech European Wts May17A HKD 0.099   0.037   0.052   6,250,000 373,000 1,595,578 0.115   2017/01/25 0.037   2017/03/30 79,500,000 7,072,360 0.350   2016/09/22 0.075   2016/12/21
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.115   0.072   0.095   19,270,000 1,716,960 N/A 0.149   2017/01/11 0.072   2017/03/13 30,130,000 2,894,970 0.190   2016/10/27 0.134   2016/12/30
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD 0.133   0.131   0.133   160,000 21,120 12,013 0.143   2017/01/03 0.131   2017/03/31 320,000 43,840 0.203   2016/02/17 0.165   2016/09/12
11913 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2020 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11324 Macquarie Bank Ltd. - Wharf European Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD 0.485   0.182   0.390   19,210,000 5,622,410 3,897,452 0.485   2017/03/10 0.079   2017/01/03 64,360,000 12,407,880 0.460   2016/08/18 0.048   2016/12/28
26958 Macquarie Bank Ltd. - Wynn Macau European Wts May 2017 A HKD 0.305   0.186   0.305   1,576,000 421,408 2,983,167 0.305   2017/03/20 0.109   2017/01/04 6,080,000 1,022,620 0.370   2016/04/15 0.096   2016/11/14
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.193   0.122   0.154   63,664,000 10,916,332 2,713,637 0.193   2017/03/29 0.077   2017/01/04 68,604,000 11,425,304 0.172   2016/08/08 0.068   2016/09/01
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.172   0.136   0.129   2,700,000 415,320 N/A 0.187   2017/01/25 0.136   2017/03/27 27,580,000 4,567,760 0.219   2016/10/18 0.087   2016/11/30
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.255   0.225   0.225   3,480,000 833,140 284,740 0.265   2017/01/25 0.225   2017/03/10 5,680,000 1,358,900 0.236   2016/12/30 0.205   2016/11/10
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD 0.050   0.019   0.019   1,690,000 57,730 225,882 0.109   2017/02/10 0.019   2017/03/30 7,914,000 592,046 0.480   2016/09/20 0.089   2016/12/19
23031 Macquarie Bank Ltd. - Xinyi Solar European Warrants May 18 A HKD 0.550   0.450   0.415   584,000 287,500 N/A 0.650   2017/02/10 0.450   2017/03/29 600,000 297,780 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.150   0.110   0.130   19,520,000 2,521,040 2,437,157 0.162   2017/02/16 0.093   2017/01/03 83,900,000 10,670,380 0.244   2016/07/04 0.076   2016/08/25
21042 Macquarie Bank Ltd. - Yanzhou Coal European Wts Mar 2017 A HKD -   -   0.010   0 0 1,011,807 -   - -   - 0 0 0.108   2016/04/13 0.010   2016/12/23
13939 Macquarie Bank Ltd. - Yanzhou Coal European Wts May 2017 A HKD 0.360   0.099   0.116   17,902,000 3,972,760 N/A 0.450   2017/02/16 0.099   2017/03/31 38,120,000 10,499,920 0.950   2016/10/25 0.226   2016/12/28
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD 0.235   0.194   0.229   1,120,000 256,160 42,693 0.235   2017/03/08 0.194   2017/03/06 1,120,000 256,160 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.074   0.038   0.040   6,264,000 324,954 97,034 0.074   2017/03/16 0.038   2017/03/31 8,932,000 469,784 0.169   2016/09/09 0.046   2016/12/28
14975 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A HKD 0.455   0.265   0.390   13,602,000 5,294,240 N/A 0.455   2017/03/17 0.239   2017/01/03 50,042,000 16,663,920 0.247   2016/12/15 0.199   2016/12/28
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD 0.038   0.015   0.015   3,432,000 85,866 884,833 0.056   2017/02/13 0.015   2017/03/27 49,374,000 2,083,276 0.280   2016/08/11 0.035   2016/12/07
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.058   0.025   0.029   5,314,000 208,274 72,158 0.060   2017/02/10 0.025   2017/03/31 6,698,000 278,834 0.065   2016/11/29 0.010   2016/05/23
29396 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 A HKD 0.330   0.187   0.285   170,698,000 40,106,630 N/A 0.330   2017/03/24 0.187   2017/03/10 170,698,000 40,106,630 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.345   0.177   0.330   63,534,000 12,994,886 N/A 0.345   2017/03/20 0.177   2017/03/10 154,528,000 35,564,826 0.325   2016/12/30 0.219   2016/12/16
12912 Macquarie Bank Ltd. -China Life European Put Warrants Apr17B HKD -   -   0.010   0 0 5,909,842 0.260   2017/01/03 0.010   2017/02/08 158,927,000 12,624,874 1.090   2016/09/02 0.121   2016/11/28
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.113   0.070   0.086   85,750,000 7,803,260 N/A 0.226   2017/01/03 0.070   2017/03/17 166,410,000 18,869,260 0.241   2016/11/18 0.151   2016/11/30
27647 Macquarie Bank Ltd. -China Life European Put Warrants Jan18A HKD 0.290   0.168   0.211   64,420,000 13,670,460 N/A 0.290   2017/03/03 0.168   2017/03/21 89,380,000 19,506,820 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD 0.076   0.040   0.040   17,460,000 1,009,895 672,088 0.111   2017/02/15 0.040   2017/03/31 29,264,000 2,088,865 0.310   2016/09/09 0.089   2016/12/28
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.171   0.115   0.112   5,191,000 703,553 N/A 0.200   2017/02/15 0.115   2017/03/28 13,486,000 2,090,793 0.325   2016/10/14 0.161   2016/12/28
12686 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD -   -   0.360   0 0 115,584 0.270   2017/01/13 0.255   2017/01/17 500,000 130,500 0.310   2016/10/11 0.141   2016/05/16
28945 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2018 A HKD 0.239   0.138   0.139   254,230,000 48,285,910 N/A 0.248   2017/02/28 0.138   2017/03/31 258,960,000 49,418,005 -   - -   -
11936 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2017 A HKD -   -   0.090   0 0 1,813,633 0.125   2017/02/22 0.010   2017/01/09 18,900,000 942,815 0.202   2016/08/09 0.010   2016/12/23
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.208   0.130   0.130   66,260,000 10,864,685 N/A 0.231   2017/02/22 0.125   2017/01/03 445,475,000 76,173,105 0.250   2016/10/25 0.106   2016/11/17
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.133   0.070   0.075   6,565,000 601,490 6,454,252 0.167   2017/02/22 0.052   2017/01/06 265,920,000 24,141,180 0.247   2016/03/14 0.050   2016/12/23
15008 Macquarie Bank Ltd. -PetroChina European Put Warrants Jul17A HKD 0.203   0.118   0.157   104,304,000 15,774,706 N/A 0.290   2017/01/04 0.115   2017/02/23 196,112,000 30,343,760 0.395   2016/12/12 0.237   2016/12/28
12623 Macquarie Bank Ltd. -Sands China European Put Wts Apr 2017 B HKD 0.093   0.027   0.028   69,340,000 4,160,580 13,655,793 0.270   2017/01/03 0.027   2017/03/14 235,524,000 25,709,108 0.570   2016/08/25 0.100   2016/11/29
11502 Macquarie Bank Ltd. -Sands China European Put Wts Mar 2017 A HKD -   -   0.010   0 0 40,522 -   - -   - 0 0 0.202   2016/07/18 0.010   2016/12/16
21379 Macquarie Bank Ltd. -Sands China European Put Wts Sep 2017 A HKD 0.208   0.091   0.103   117,480,000 16,079,456 N/A 0.280   2017/02/09 0.091   2017/03/30 182,288,000 31,536,356 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.420   0.320   0.395   6,544,000 2,334,790 N/A 0.600   2017/02/16 0.320   2017/03/22 13,980,000 5,736,005 0.480   2016/11/28 0.325   2016/12/23
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.200   0.106   0.111   43,164,000 6,401,120 3,253,622 0.248   2017/02/16 0.077   2017/02/07 75,632,000 11,625,317 0.212   2016/09/23 0.072   2016/12/23
28712 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.520   0 0 4,033 0.620   2017/02/21 0.590   2017/02/22 40,000 24,200 0.370   2016/09/02 0.192   2016/06/16
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD -   -   0.690   0 0 77,733 0.600   2017/02/15 0.570   2017/01/04 230,000 135,600 0.660   2016/11/10 0.410   2016/01/26
14401 SG Issuer - A50 China European Put Warrants Jun 2017 B HKD 0.152   0.068   0.066   1,961,000 161,103 N/A 0.470   2017/01/06 0.068   2017/03/27 6,507,600 1,139,696 0.660   2016/12/29 0.335   2016/11/29
13659 SG Issuer - A50 China European Warrants Apr 2017 B HKD 0.870   0.640   0.730   1,170,000 867,300 N/A 1.070   2017/02/21 0.640   2017/03/09 2,644,000 2,239,700 0.800   2016/12/16 0.520   2016/12/30
15444 SG Issuer - A50 China European Warrants Jul 2017 B HKD 0.630   0.510   0.540   122,000 69,517 N/A 0.800   2017/02/23 0.510   2017/03/30 232,000 141,917 0.620   2016/12/22 0.590   2016/12/22
14096 SG Issuer - A50 China European Warrants Jun 2017 A HKD 0.180   0.073   0.075   16,265,000 1,882,815 N/A 0.280   2017/01/05 0.073   2017/03/31 36,284,800 6,130,003 0.510   2016/11/30 0.250   2016/12/21
14785 SG Issuer - A50 China European Warrants Jun 2017 C HKD -   -   0.012   0 0 N/A 0.080   2017/01/18 0.044   2017/02/03 488,800 34,357 0.213   2016/12/05 0.205   2016/12/05
12521 SG Issuer - A50 China European Warrants Mar 2017 A HKD -   -   0.016   0 0 370,571 0.040   2017/01/05 0.013   2017/01/16 900,000 18,100 0.228   2016/08/23 0.031   2016/12/30
12950 SG Issuer - A50 China European Warrants Mar 2017 B HKD -   -   0.520   0 0 2,640,074 0.740   2017/02/20 0.290   2017/01/16 4,145,100 1,908,211 0.900   2016/11/29 0.250   2016/12/30
14774 SG Issuer - A50 China European Warrants May 2017 A HKD 0.013   0.013   0.011   300,000 3,900 N/A 0.082   2017/02/20 0.013   2017/03/24 524,000 19,390 0.236   2016/12/05 0.224   2016/12/05
27739 SG Issuer - A50 China European Warrants Sep 2017 A HKD -   -   0.150   0 0 N/A 0.305   2017/02/16 0.295   2017/02/16 200 60 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.175   0.109   0.133   35,415,000 5,372,835 1,182,969 0.175   2017/03/24 0.099   2017/01/10 48,015,000 7,076,645 0.244   2016/09/07 0.071   2016/12/13
13600 SG Issuer - AGBK European Put Warrants Apr 2017 B HKD 0.019   0.010   0.010   3,076,000 37,679 N/A 0.148   2017/01/05 0.010   2017/03/08 15,776,000 245,227 0.280   2016/10/13 0.163   2016/12/13
13209 SG Issuer - AGBK European Warrants Apr 2017 A HKD 0.120   0.027   0.032   14,404,000 1,013,528 1,049,411 0.224   2017/02/16 0.025   2017/02/07 57,669,000 6,267,970 0.250   2016/09/22 0.190   2016/09/14
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD 0.166   0.116   0.123   6,380,000 920,090 796,520 0.222   2017/02/16 0.103   2017/02/13 27,894,000 4,779,122 0.191   2016/09/09 0.150   2016/08/30
28502 SG Issuer - AGBK European Warrants Dec 2017 A HKD 0.181   0.165   0.153   300,000 51,750 N/A 0.208   2017/02/27 0.165   2017/03/16 540,000 101,550 -   - -   -
26892 SG Issuer - AGBK European Warrants Jan 2018 A HKD 0.350   0.295   0.310   1,722,000 562,850 N/A 0.405   2017/02/20 0.222   2017/02/10 2,334,000 742,945 -   - -   -
28220 SG Issuer - AGBK European Warrants Jun 2017 A HKD 0.700   0.700   0.760   50,000 35,000 3,643,927 0.770   2017/02/15 0.435   2017/02/03 27,296,000 13,396,085 0.640   2016/09/08 0.240   2016/05/24
12495 SG Issuer - AGBK European Warrants Jun 2017 B HKD 0.430   0.295   0.360   1,200,000 393,500 1,082,447 0.450   2017/02/20 0.260   2017/02/13 1,600,000 546,000 0.375   2016/09/29 0.199   2016/11/09
15004 SG Issuer - AIA European Put Warrants Jul 2017 B HKD 0.042   0.018   0.020   4,652,000 134,082 N/A 0.231   2017/01/03 0.018   2017/03/30 23,948,000 1,876,636 0.275   2016/12/12 0.203   2016/12/21
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD 0.084   0.027   0.036   380,606,000 19,749,318 N/A 0.390   2017/01/03 0.027   2017/03/30 689,156,000 57,611,594 0.430   2016/12/09 0.152   2016/10/25
12334 SG Issuer - AIA European Put Warrants Mar 2017 B HKD -   -   0.015   0 0 7,971,068 0.375   2017/01/03 0.015   2017/02/17 62,150,000 10,593,568 0.425   2016/12/09 0.079   2016/10/11
15682 SG Issuer - AIA European Put Warrants Sep 2017 A HKD 0.051   0.030   0.035   3,336,000 127,896 N/A 0.241   2017/01/04 0.030   2017/03/21 18,796,000 2,183,486 -   - -   -
28847 SG Issuer - AIA European Put Warrants Sep 2017 B HKD 0.221   0.136   0.166   117,000,000 20,041,138 N/A 0.239   2017/02/24 0.136   2017/03/21 150,744,000 26,734,650 -   - -   -
13652 SG Issuer - AIA European Warrants Apr 2017 A HKD 0.018   0.010   0.010   354,000 3,632 N/A 0.027   2017/02/27 0.010   2017/03/08 17,254,000 219,522 0.330   2016/10/07 0.013   2016/12/16
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.031   0.014   0.017   12,104,000 254,244 N/A 0.034   2017/02/20 0.014   2017/03/13 22,916,000 527,432 0.305   2016/10/06 0.015   2016/12/09
28741 SG Issuer - AIA European Warrants Aug 2017 B HKD 0.171   0.098   0.105   19,108,000 2,727,234 N/A 0.199   2017/02/27 0.098   2017/03/31 75,800,000 13,078,860 -   - -   -
23476 SG Issuer - AIA European Warrants Dec 2017 A HKD 0.250   0.171   0.184   143,646,000 29,017,018 N/A 0.275   2017/01/23 0.157   2017/02/08 464,996,000 94,770,604 -   - -   -
14953 SG Issuer - AIA European Warrants Jul 2017 A HKD 0.275   0.161   0.171   82,542,000 18,141,182 N/A 0.275   2017/03/21 0.104   2017/01/03 288,294,000 59,359,038 0.164   2016/12/14 0.104   2016/12/29
15152 SG Issuer - AIA European Warrants Jul 2017 C HKD 0.495   0.355   0.365   7,910,000 3,265,550 N/A 0.495   2017/03/21 0.194   2017/01/03 66,094,000 24,929,420 0.275   2016/12/14 0.207   2016/12/29
28879 SG Issuer - AIA European Warrants Jul 2017 D HKD 0.183   0.095   0.099   497,240,000 64,153,972 N/A 0.200   2017/02/27 0.095   2017/03/15 519,610,000 68,153,722 -   - -   -
14074 SG Issuer - AIA European Warrants Jun 2017 B HKD 0.091   0.032   0.033   530,094,000 33,700,086 N/A 0.110   2017/02/24 0.032   2017/03/31 881,082,000 63,048,914 0.224   2016/11/08 0.036   2016/12/29
14258 SG Issuer - AIA European Warrants Jun 2017 C HKD 0.315   0.167   0.181   85,688,000 20,908,792 N/A 0.315   2017/03/10 0.096   2017/01/03 518,614,000 105,462,968 0.360   2016/11/16 0.094   2016/12/29
11851 SG Issuer - AIA European Warrants May 2017 A HKD -   -   0.010   0 0 5,253,982 0.010   2017/02/24 0.010   2017/02/24 5,120,000 51,200 0.227   2016/10/06 0.010   2016/12/07
29289 SG Issuer - AIA European Warrants Nov 2017 A HKD 0.234   0.093   0.093   30,580,000 5,761,202 N/A 0.234   2017/03/08 0.093   2017/03/31 30,580,000 5,761,202 -   - -   -
15122 SG Issuer - AIA European Warrants Oct 2017 A HKD 0.315   0.210   0.227   31,916,000 8,069,144 N/A 0.325   2017/02/28 0.152   2017/01/04 120,554,000 28,148,244 0.236   2016/12/14 0.228   2016/12/14
12902 SG Issuer - Anhui Conch European Warrants Apr 2017 A HKD 0.470   0.420   0.445   400,000 178,000 680,720 0.470   2017/03/15 0.120   2017/01/10 11,750,000 3,675,350 0.250   2016/10/06 0.084   2016/12/29
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.335   0.223   0.207   13,260,000 3,809,135 N/A 0.335   2017/03/16 0.180   2017/02/08 30,020,000 7,952,795 0.214   2016/11/25 0.134   2016/12/15
15475 SG Issuer - Anhui Conch European Warrants Jul 2017 A HKD -   -   0.400   0 0 N/A 0.500   2017/02/09 0.244   2017/01/16 10,620,000 4,401,200 0.203   2016/12/23 0.201   2016/12/23
14848 SG Issuer - BOCHK European Warrants Aug 2017 A HKD 0.325   0.240   0.285   3,010,000 849,600 N/A 0.325   2017/03/27 0.194   2017/01/13 5,920,000 1,614,645 0.265   2016/12/08 0.208   2016/12/13
28882 SG Issuer - BOCHK European Warrants Feb 2018 A HKD 0.181   0.165   0.179   1,680,000 286,740 N/A 0.181   2017/03/02 0.152   2017/02/27 3,020,000 504,040 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.280   0.221   0.275   6,590,000 1,552,140 N/A 0.280   2017/03/27 0.147   2017/01/03 57,060,000 11,919,180 0.163   2016/12/23 0.130   2016/12/19
12779 SG Issuer - BOCHK European Warrants Jun 2017 A HKD -   -   0.610   0 0 514,862 0.600   2017/02/16 0.365   2017/01/10 6,070,000 2,672,200 0.460   2016/12/08 0.238   2016/08/26
15428 SG Issuer - BOCHK European Warrants Sep 2017 A HKD 0.480   0.385   0.440   4,760,000 2,057,700 N/A 0.480   2017/03/27 0.255   2017/01/03 10,720,000 4,392,175 0.255   2016/12/23 0.237   2016/12/22
23401 SG Issuer - BOCL European Put Warrants Aug 2017 B HKD 0.127   0.049   0.073   7,269,000 641,237 N/A 0.260   2017/01/20 0.049   2017/03/21 16,506,000 1,569,755 -   - -   -
12865 SG Issuer - BOCL European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 43,789 0.051   2017/01/04 0.011   2017/01/23 7,968,000 210,618 0.210   2016/08/30 0.036   2016/12/08
12496 SG Issuer - BOCL European Warrants Apr 2017 A HKD 0.335   0.134   0.191   6,877,000 1,510,458 2,792,458 0.345   2017/02/16 0.051   2017/02/08 34,198,000 4,099,093 0.305   2016/09/22 0.065   2016/12/23
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.325   0.241   0.250   9,257,000 2,589,225 N/A 0.365   2017/02/15 0.153   2017/01/20 21,075,000 5,825,250 0.270   2016/11/30 0.115   2016/12/23
28001 SG Issuer - BOCL European Warrants Dec 2017 A HKD 0.180   0.173   0.121   100,000 17,650 N/A 0.218   2017/02/17 0.173   2017/03/21 102,000 18,078 -   - -   -
13210 SG Issuer - BOCL European Warrants May 2017 A HKD 0.074   0.012   0.013   91,068,000 3,320,844 2,808,811 0.133   2017/02/16 0.012   2017/03/31 235,942,000 15,118,763 0.211   2016/09/22 0.020   2016/12/23
29188 SG Issuer - BOCL European Warrants Oct 2017 A HKD 0.131   0.130   0.068   2,000 261 N/A 0.131   2017/03/02 0.130   2017/03/02 2,000 261 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD 0.196   0.133   0.143   3,040,000 467,800 470,133 0.246   2017/02/16 0.126   2017/02/09 14,140,000 2,792,300 0.237   2016/08/30 0.095   2016/11/24
15535 SG Issuer - BOCom European Warrants Aug 2017 A HKD 0.540   0.360   0.365   2,399,000 1,008,640 N/A 0.610   2017/02/21 0.360   2017/03/31 43,373,000 21,629,705 0.460   2016/12/30 0.445   2016/12/30
14696 SG Issuer - BOCom European Warrants Jun 2017 A HKD 0.174   0.117   0.091   522,000 69,271 N/A 0.295   2017/02/16 0.117   2017/03/24 14,274,000 3,392,696 0.435   2016/11/30 0.154   2016/12/23
12497 SG Issuer - BOCom European Warrants Mar 2017 A HKD -   -   0.232   0 0 1,137,792 0.405   2017/02/22 0.141   2017/02/09 1,836,000 449,159 0.760   2016/09/06 0.164   2016/12/22
28505 SG Issuer - BOCom European Warrants Oct 2017 A HKD 0.270   0.265   0.234   600,000 160,500 N/A 0.450   2017/02/22 0.265   2017/03/28 602,000 161,395 -   - -   -
28975 SG Issuer - BOCom European Warrants Sep 2017 A HKD -   -   0.154   0 0 N/A 0.290   2017/02/28 0.280   2017/02/28 2,000 570 -   - -   -
12706 SG Issuer - BYD European Warrants Apr 2017 A HKD -   -   0.011   0 0 3,896,278 0.030   2017/01/06 0.013   2017/02/10 505,000 9,920 0.530   2016/08/31 0.025   2016/12/23
15011 SG Issuer - BYD European Warrants Aug 2017 A HKD 0.600   0.345   0.370   42,100,000 20,310,500 N/A 0.720   2017/02/09 0.345   2017/03/30 82,900,000 45,102,500 0.640   2016/12/12 0.485   2016/12/28
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD 0.231   0.082   0.093   56,260,000 7,618,990 N/A 0.315   2017/02/09 0.082   2017/03/30 254,590,000 53,761,155 0.520   2016/11/28 0.221   2016/12/28
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD 0.081   0.053   0.058   4,170,000 283,700 N/A 0.105   2017/02/15 0.053   2017/03/31 5,532,000 417,482 0.213   2016/12/02 0.103   2016/12/20
15436 SG Issuer - CAM CSI300 European Warrants Jul 2017 B HKD 0.206   0.179   0.197   200,000 38,450 N/A 0.250   2017/02/21 0.168   2017/01/16 2,762,000 552,542 0.238   2016/12/22 0.193   2016/12/30
12638 SG Issuer - CAM CSI300 European Warrants Mar 2017 A HKD -   -   0.010   0 0 227,163 0.048   2017/01/05 0.010   2017/02/22 3,100,000 102,368 0.223   2016/08/23 0.036   2016/12/30
13198 SG Issuer - CCB European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 2,924,216 0.177   2017/01/06 0.010   2017/02/21 41,654,000 4,897,420 0.375   2016/11/14 0.139   2016/12/30
14643 SG Issuer - CCB European Put Warrants Jun 2017 B HKD 0.032   0.010   0.011   62,045,000 1,368,302 N/A 0.146   2017/01/04 0.010   2017/03/16 104,287,000 3,332,131 0.255   2016/12/22 0.119   2016/12/30
11748 SG Issuer - CCB European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 215,015 0.017   2017/01/03 0.010   2017/01/06 5,033,000 58,101 0.280   2016/07/27 0.012   2016/12/30
28009 SG Issuer - CCB European Put Warrants Sep 2017 A HKD 0.300   0.188   0.211   1,635,000 365,200 N/A 0.300   2017/03/10 0.188   2017/03/17 2,394,000 547,554 -   - -   -
12533 SG Issuer - CCB European Warrants Apr 2017 A HKD 0.092   0.010   0.010   10,100,000 383,356 4,052,226 0.156   2017/02/16 0.010   2017/03/29 124,971,000 7,968,571 0.285   2016/09/09 0.050   2016/12/20
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.260   0.105   0.122   113,263,000 20,479,081 N/A 0.270   2017/02/23 0.102   2017/01/25 179,463,000 33,351,041 0.295   2016/12/01 0.162   2016/12/29
15431 SG Issuer - CCB European Warrants Aug 2017 B HKD 0.740   0.460   0.540   3,480,000 1,964,450 N/A 0.750   2017/02/20 0.350   2017/02/06 19,824,000 9,974,770 0.530   2016/12/30 0.280   2016/12/23
28010 SG Issuer - CCB European Warrants Dec 2017 A HKD 0.205   0.124   0.136   4,298,000 715,605 N/A 0.260   2017/02/20 0.124   2017/03/09 7,978,000 1,565,685 -   - -   -
14306 SG Issuer - CCB European Warrants Jun 2017 A HKD 0.470   0.193   0.275   17,171,000 5,780,590 N/A 0.470   2017/03/21 0.152   2017/02/08 190,281,000 54,608,230 0.325   2016/12/01 0.153   2016/12/22
28461 SG Issuer - CCB European Warrants Jun 2017 C HKD 0.242   0.120   0.123   64,727,000 12,404,348 N/A 0.242   2017/03/21 0.120   2017/03/31 64,727,000 12,404,348 -   - -   -
27207 SG Issuer - CCB European Warrants Mar 2017 A HKD -   -   0.405   0 0 5,497,074 0.380   2017/02/16 0.038   2017/02/08 10,052,000 1,276,733 0.510   2016/09/09 0.059   2016/05/13
13072 SG Issuer - CCB European Warrants May 2017 A HKD 0.074   0.010   0.017   139,886,000 5,002,064 2,198,186 0.104   2017/02/16 0.010   2017/03/10 240,751,000 10,789,051 0.295   2016/09/09 0.036   2016/12/23
28511 SG Issuer - CCB European Warrants Sep 2017 B HKD 0.169   0.148   0.128   3,000,000 480,600 N/A 0.315   2017/02/22 0.148   2017/03/27 3,400,000 602,600 -   - -   -
28005 SG Issuer - CCCCL European Warrants Dec 2017 A HKD 1.260   0.820   0.940   6,945,000 6,703,660 N/A 1.260   2017/03/23 0.750   2017/02/20 7,197,000 6,899,790 -   - -   -
14739 SG Issuer - CCCCL European Warrants Jun 2017 A HKD 1.960   0.920   1.300   15,554,000 20,600,680 N/A 1.960   2017/03/23 0.610   2017/01/16 33,326,000 37,407,650 0.930   2016/12/02 0.495   2016/12/22
15686 SG Issuer - CCCCL European Warrants Nov 2017 A HKD 0.250   0.210   0.250   7,900,000 1,757,000 N/A 0.250   2017/03/02 0.149   2017/01/18 18,010,000 3,643,460 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.174   0.101   0.130   80,890,000 11,642,790 2,355,857 0.174   2017/03/23 0.066   2017/01/04 94,960,000 13,044,350 0.246   2016/04/18 0.078   2016/09/28
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD 0.092   0.036   0.026   2,980,000 206,322 N/A 0.145   2017/02/15 0.036   2017/03/29 5,212,000 432,946 0.310   2016/11/08 0.109   2016/12/19
13630 SG Issuer - CCoal European Warrants May 2017 A HKD 0.131   0.011   0.011   20,075,000 1,246,177 N/A 0.212   2017/02/02 0.011   2017/03/31 61,589,000 7,906,723 0.740   2016/10/25 0.093   2016/12/23
25637 SG Issuer - CCoal European Warrants Sep 2017 A HKD 0.345   0.201   0.186   7,239,000 1,876,698 N/A 0.440   2017/02/16 0.201   2017/03/15 11,853,000 3,707,903 -   - -   -
15886 SG Issuer - CGS European Warrants Aug 2017 A HKD 0.660   0.305   0.315   7,658,500 3,470,385 N/A 0.850   2017/02/17 0.305   2017/03/31 10,678,500 5,602,785 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.135   0.097   0.101   1,820,000 212,575 799,882 0.154   2017/02/17 0.097   2017/03/30 11,485,000 1,471,260 0.211   2016/08/18 0.117   2016/12/30
13601 SG Issuer - CGS European Warrants May 2017 A HKD 0.157   0.024   0.024   31,397,000 2,889,531 N/A 0.325   2017/01/05 0.024   2017/03/24 141,316,000 25,057,527 0.810   2016/10/07 0.219   2016/12/23
28742 SG Issuer - CGS European Warrants Oct 2017 A HKD 0.560   0.480   0.365   800,000 415,000 N/A 0.730   2017/02/23 0.480   2017/03/22 801,000 415,730 -   - -   -
13031 SG Issuer - Ch Mob European Warrants Apr 2017 B HKD 0.010   0.010   0.010   3,310,000 33,100 8,349,828 0.052   2017/01/06 0.010   2017/03/01 101,805,000 2,681,080 0.710   2016/09/09 0.036   2016/12/28
14056 SG Issuer - Ch Mob European Warrants Apr 2017 C HKD 0.039   0.010   0.010   20,380,000 481,375 N/A 0.099   2017/01/12 0.010   2017/03/23 207,150,000 11,163,655 0.315   2016/11/08 0.058   2016/12/28
28911 SG Issuer - Ch Mob European Warrants Aug 2017 B HKD 0.330   0.119   0.129   1,567,675,000 255,294,750 N/A 0.330   2017/03/21 0.119   2017/03/15 1,569,395,000 255,719,005 -   - -   -
15235 SG Issuer - Ch Mob European Warrants Jul 2017 C HKD 0.435   0.134   0.162   182,095,000 39,100,675 N/A 0.435   2017/03/21 0.134   2017/03/15 210,205,000 48,893,525 0.285   2016/12/22 0.239   2016/12/28
15887 SG Issuer - Ch Mob European Warrants Jul 2017 D HKD 0.840   0.330   0.410   50,565,000 24,803,750 N/A 0.840   2017/03/21 0.330   2017/03/15 83,140,000 44,162,150 -   - -   -
23409 SG Issuer - Ch Mob European Warrants Jul 2017 E HKD 0.183   0.044   0.044   1,383,180,000 202,264,640 N/A 0.183   2017/03/21 0.044   2017/03/31 2,333,305,000 343,963,780 -   - -   -
14307 SG Issuer - Ch Mob European Warrants Jun 2017 A HKD 0.265   0.058   0.061   162,820,000 25,358,085 N/A 0.270   2017/01/18 0.058   2017/03/15 543,475,000 105,103,485 0.345   2016/12/01 0.152   2016/12/28
13032 SG Issuer - Ch Mob European Warrants Mar 2017 C HKD -   -   0.010   0 0 3,294,186 -   - -   - 0 0 0.335   2016/09/09 0.011   2016/12/14
14644 SG Issuer - Ch Mob European Warrants May 2017 A HKD 0.061   0.010   0.010   106,390,000 4,301,060 N/A 0.104   2017/01/18 0.010   2017/03/30 1,154,455,000 63,585,990 0.183   2016/12/01 0.070   2016/12/28
12485 SG Issuer - Ch Mob European Warrants Sep 2017 A HKD 0.138   0.100   0.101   18,610,000 2,225,210 N/A 0.138   2017/03/27 0.100   2017/03/31 18,610,000 2,225,210 -   - -   -
15472 SG Issuer - CHALCO European Warrants Aug 2017 A HKD -   -   0.700   0 0 N/A 1.200   2017/02/09 0.570   2017/01/20 14,648,000 14,329,720 0.440   2016/12/23 0.440   2016/12/23
14333 SG Issuer - CHALCO European Warrants Jun 2017 A HKD 0.750   0.249   0.265   3,528,000 1,508,828 N/A 0.750   2017/03/02 0.249   2017/03/29 32,720,000 18,370,258 0.520   2016/11/28 0.255   2016/12/19
12344 SG Issuer - CHALCO European Warrants Mar 2017 A HKD -   -   0.880   0 0 966,780 1.220   2017/02/14 0.440   2017/01/12 1,614,000 1,473,760 0.740   2016/11/25 0.260   2016/11/04
25615 SG Issuer - CHALCO European Warrants Sep 2017 A HKD 0.650   0.226   0.265   91,636,000 32,680,410 N/A 0.650   2017/03/02 0.226   2017/03/27 98,840,000 36,140,630 -   - -   -
14815 SG Issuer - China Cinda European Warrants Jun 2017 A HKD 0.405   0.180   0.225   10,666,000 2,763,488 N/A 0.405   2017/03/16 0.156   2017/02/06 31,706,000 7,663,788 0.260   2016/12/30 0.197   2016/12/15
12204 SG Issuer - China Cinda European Warrants Oct 2017 A HKD 0.226   0.177   0.143   13,140,000 2,610,690 N/A 0.226   2017/03/24 0.177   2017/03/28 13,140,000 2,610,690 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.335   0.165   0.197   51,067,000 12,111,902 2,173,514 0.335   2017/03/17 0.165   2017/03/30 53,228,000 12,667,983 0.415   2016/09/09 0.146   2016/12/22
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.178   0.116   0.119   14,160,000 2,135,260 1,295,357 0.196   2017/02/15 0.116   2017/03/31 38,840,000 6,220,100 0.385   2016/08/15 0.155   2016/12/30
28830 SG Issuer - China EB Ltd European Warrants Mar 2018 A HKD 0.232   0.196   0.181   2,280,000 479,120 N/A 0.232   2017/03/21 0.196   2017/03/07 2,280,000 479,120 -   - -   -
13199 SG Issuer - China Life European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 3,157,027 0.120   2017/01/03 0.010   2017/02/17 19,440,000 1,033,710 0.250   2016/11/09 0.066   2016/12/08
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.066   0.051   0.056   420,000 25,710 N/A 0.148   2017/01/03 0.050   2017/02/21 9,720,000 990,650 0.178   2016/11/21 0.134   2016/12/13
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD 0.038   0.011   0.020   16,000,000 443,520 3,435,435 0.154   2017/01/03 0.011   2017/03/20 29,640,000 1,056,020 0.249   2016/11/09 0.099   2016/11/25
12915 SG Issuer - China Life European Put Warrants May 2017 A HKD 0.011   0.011   0.011   50,000 550 2,032,222 0.060   2017/01/03 0.011   2017/03/24 5,860,000 220,110 0.173   2016/09/02 0.033   2016/11/28
13507 SG Issuer - China Life European Put Warrants May 2017 C HKD 0.043   0.010   0.011   71,510,000 1,872,480 5,504,442 0.233   2017/01/03 0.010   2017/03/29 372,530,000 16,791,270 0.345   2016/11/09 0.137   2016/11/30
26955 SG Issuer - China Life European Put Warrants Oct 2017 C HKD 0.163   0.079   0.124   26,240,000 3,285,330 N/A 0.166   2017/02/13 0.079   2017/03/21 57,690,000 7,662,730 -   - -   -
15859 SG Issuer - China Life European Put Warrants Sep 2017 B HKD 0.075   0.031   0.050   23,550,000 1,228,550 N/A 0.241   2017/01/03 0.031   2017/03/21 63,140,000 6,617,720 -   - -   -
28188 SG Issuer - China Life European Put Warrants Sep 2017 C HKD 0.255   0.169   0.209   14,310,000 2,873,130 N/A 0.255   2017/03/03 0.169   2017/03/22 14,810,000 2,990,490 -   - -   -
13452 SG Issuer - China Life European Warrants Apr 2017 B HKD 0.380   0.241   0.242   2,520,000 768,910 8,496,113 0.380   2017/03/21 0.079   2017/02/03 211,600,000 30,286,500 0.245   2016/11/28 0.056   2016/11/09
14740 SG Issuer - China Life European Warrants Apr 2017 C HKD 0.410   0.010   0.010   17,197,000 2,537,730 N/A 0.730   2017/02/15 0.010   2017/03/28 222,000,000 78,068,083 0.750   2016/12/08 0.169   2016/12/22
29229 SG Issuer - China Life European Warrants Apr 2018 A HKD 0.190   0.145   0.124   1,290,000 222,650 N/A 0.190   2017/03/17 0.145   2017/03/22 1,290,000 222,650 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.270   0.179   0.185   13,340,000 2,820,340 5,085,693 0.270   2017/03/21 0.120   2017/02/03 128,210,000 27,026,430 0.250   2016/09/22 0.075   2016/11/09
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.260   0.179   0.178   24,080,000 5,396,270 4,073,398 0.260   2017/03/17 0.103   2017/01/03 105,520,000 21,639,900 0.201   2016/11/25 0.069   2016/11/09
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.265   0.166   0.177   19,070,000 4,396,410 5,207,642 0.285   2017/02/21 0.088   2017/01/03 152,700,000 23,559,590 0.205   2016/11/30 0.056   2016/11/09
15857 SG Issuer - China Life European Warrants Jul 2017 C HKD 1.690   0.760   0.830   30,482,000 36,632,020 N/A 1.800   2017/02/21 0.520   2017/02/03 113,708,000 128,032,970 -   - -   -
28187 SG Issuer - China Life European Warrants Jul 2017 D HKD 0.460   0.141   0.152   32,071,000 9,063,741 N/A 0.600   2017/02/21 0.141   2017/03/31 57,659,000 20,173,036 -   - -   -
12825 SG Issuer - China Life European Warrants Jun 2017 B HKD -   -   0.570   0 0 745,345 0.660   2017/02/21 0.295   2017/01/03 8,910,000 4,044,550 0.500   2016/12/08 0.189   2016/11/09
14741 SG Issuer - China Life European Warrants Jun 2017 C HKD 0.520   0.118   0.131   33,733,000 10,101,654 N/A 0.650   2017/02/13 0.118   2017/03/31 62,393,000 23,419,749 0.610   2016/12/07 0.185   2016/12/20
11066 SG Issuer - China Life European Warrants Mar 2017 A HKD -   -   0.720   0 0 6,206,277 0.750   2017/02/15 0.360   2017/01/03 20,340,000 11,375,550 0.590   2016/11/30 0.148   2016/07/08
12534 SG Issuer - China Life European Warrants Mar 2017 B HKD -   -   0.011   0 0 7,280,790 0.820   2017/02/15 0.010   2017/02/27 80,003,000 18,678,597 1.090   2016/09/22 0.098   2016/12/23
13254 SG Issuer - China Life European Warrants May 2017 B HKD 0.260   0.100   0.114   49,640,000 9,092,150 7,044,540 0.260   2017/03/17 0.059   2017/02/01 162,380,000 27,279,090 0.184   2016/11/28 0.041   2016/11/09
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.250   0.172   0.177   92,490,000 19,722,650 5,291,067 0.250   2017/03/17 0.172   2017/03/10 124,060,000 27,036,730 0.202   2016/11/28 0.071   2016/11/09
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.500   0.385   0.380   160,000 68,550 3,428,608 0.500   2017/03/17 0.232   2017/01/03 1,670,000 503,700 0.350   2016/11/30 0.143   2016/11/09
28194 SG Issuer - China Life European Warrants Nov 2017 B HKD 0.192   0.115   0.120   22,860,000 3,875,390 N/A 0.192   2017/03/17 0.115   2017/03/10 22,860,000 3,875,390 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD 0.590   0.590   0.560   170,000 100,300 593,475 0.630   2017/02/13 0.355   2017/01/09 700,000 354,500 0.495   2016/11/25 0.217   2016/08/08
26953 SG Issuer - China Life European Warrants Oct 2017 B HKD 0.325   0.219   0.236   37,180,000 8,793,870 N/A 0.335   2017/02/21 0.219   2017/03/09 40,240,000 9,639,420 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.450   0.350   0.360   750,000 297,000 2,499,650 0.450   2017/03/20 0.228   2017/01/03 17,820,000 5,860,920 0.290   2016/11/24 0.155   2016/11/09
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.238   0.138   0.154   228,800,000 39,866,750 12,280,018 0.247   2017/02/21 0.082   2017/01/03 364,860,000 68,141,480 0.192   2016/11/30 0.056   2016/11/09
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.194   0.153   0.156   10,140,000 1,884,540 1,912,987 0.250   2017/01/26 0.153   2017/03/31 28,080,000 5,742,080 0.260   2016/10/20 0.140   2016/09/20
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD 0.191   0.156   0.157   1,380,000 239,040 N/A 0.235   2017/01/26 0.156   2017/03/30 7,000,000 1,430,420 0.232   2016/11/29 0.231   2016/11/29
12805 SG Issuer - China Overseas European Put Warrants Apr 2017 B HKD 0.241   0.118   0.139   1,280,000 272,000 664,377 0.500   2017/01/03 0.118   2017/03/15 4,340,000 1,230,420 0.520   2016/12/28 0.176   2016/09/23
15545 SG Issuer - China Overseas European Put Warrants Aug 2017 C HKD 0.077   0.027   0.069   41,420,000 2,192,660 N/A 0.165   2017/01/09 0.027   2017/03/17 47,380,000 2,653,320 -   - -   -
11541 SG Issuer - China Overseas European Put Warrants Oct 2017 A HKD 0.335   0.244   0.335   1,640,000 459,020 N/A 0.335   2017/03/31 0.244   2017/03/22 1,640,000 459,020 -   - -   -
11967 SG Issuer - China Overseas European Warrants Apr 2017 A HKD -   -   0.010   0 0 15,787 -   - -   - 0 0 0.198   2016/08/09 0.024   2016/11/07
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD 0.027   0.012   0.012   2,740,000 47,940 N/A 0.027   2017/03/17 0.012   2017/03/27 3,780,000 65,860 0.140   2016/10/07 0.025   2016/11/21
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.231   0.071   0.078   136,100,000 24,726,500 N/A 0.231   2017/03/16 0.071   2017/03/31 273,880,000 48,763,360 0.233   2016/11/30 0.071   2016/12/29
12258 SG Issuer - China Overseas European Warrants Dec 2017 A HKD 0.117   0.101   0.105   4,960,000 538,240 N/A 0.117   2017/03/29 0.101   2017/03/30 4,960,000 538,240 -   - -   -
15543 SG Issuer - China Overseas European Warrants Jan 2018 A HKD 0.260   0.120   0.122   30,300,000 6,666,262 N/A 0.260   2017/03/17 0.120   2017/03/31 90,260,000 20,177,050 0.150   2016/12/30 0.143   2016/12/28
14057 SG Issuer - China Overseas European Warrants Jun 2017 A HKD 0.056   0.012   0.045   21,844,000 872,382 N/A 0.074   2017/02/09 0.012   2017/03/27 50,318,000 2,439,848 0.150   2016/11/04 0.023   2016/12/30
12803 SG Issuer - China Overseas European Warrants Mar 2017 A HKD -   -   0.010   0 0 3,539,263 0.010   2017/02/14 0.010   2017/02/14 21,040,000 210,400 0.275   2016/09/22 0.010   2016/12/13
13802 SG Issuer - China Overseas European Warrants May 2017 A HKD 0.102   0.010   0.010   73,620,000 3,759,680 N/A 0.105   2017/02/09 0.010   2017/03/30 330,600,000 20,165,100 0.265   2016/10/18 0.021   2016/12/29
15497 SG Issuer - China Overseas European Warrants Sep 2017 A HKD 0.390   0.236   0.241   2,000,000 644,660 N/A 0.425   2017/02/09 0.236   2017/03/30 16,540,000 5,871,060 0.225   2016/12/30 0.211   2016/12/28
28014 SG Issuer - China Railway European Warrants Oct 2017 A HKD 0.610   0.440   0.340   7,672,000 3,893,235 N/A 0.610   2017/03/23 0.440   2017/03/16 7,674,000 3,894,385 -   - -   -
13479 SG Issuer - China Res Land European Warrants Apr 2017 A HKD -   -   0.011   0 0 101,063 0.034   2017/02/09 0.013   2017/02/24 6,060,000 126,020 0.247   2016/09/28 0.034   2016/12/01
27734 SG Issuer - China Res Land European Warrants Dec 2017 A HKD 0.231   0.142   0.140   86,820,000 15,890,500 N/A 0.250   2017/02/22 0.142   2017/03/10 92,940,000 17,320,320 -   - -   -
14043 SG Issuer - China Res Land European Warrants Jun 2017 A HKD 0.330   0.183   0.207   1,860,000 498,600 N/A 0.330   2017/03/16 0.100   2017/01/04 29,520,000 5,660,000 0.198   2016/11/22 0.094   2016/12/20
12326 SG Issuer - China Res Land European Warrants Mar 2017 A HKD -   -   0.010   0 0 287,413 0.047   2017/02/09 0.012   2017/02/08 19,000,000 465,160 0.260   2016/09/28 0.037   2016/12/02
15501 SG Issuer - China Res Land European Warrants Sep 2017 A HKD 0.550   0.385   0.415   1,860,000 915,500 N/A 0.550   2017/03/16 0.230   2017/01/04 17,220,000 6,810,740 0.233   2016/12/28 0.217   2016/12/28
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.110   0.054   0.056   11,310,000 885,258 N/A 0.167   2017/01/11 0.054   2017/03/30 14,898,000 1,359,548 0.435   2016/10/19 0.157   2016/12/19
12437 SG Issuer - China Tel European Warrants Mar 2017 A HKD -   -   0.010   0 0 587,302 0.038   2017/01/05 0.021   2017/01/12 460,000 15,430 0.410   2016/08/23 0.040   2016/12/16
15316 SG Issuer - China Tel European Warrants Sep 2017 A HKD 0.310   0.192   0.237   43,414,000 10,672,650 N/A 0.390   2017/01/06 0.192   2017/03/15 57,812,000 15,425,060 0.320   2016/12/23 0.305   2016/12/28
11968 SG Issuer - China Vanke European Warrants Apr 2017 A HKD 0.132   0.010   0.010   1,510,000 112,357 2,219,232 0.132   2017/03/17 0.010   2017/03/29 3,880,000 246,377 0.405   2016/08/16 0.068   2016/12/20
15014 SG Issuer - China Vanke European Warrants Aug 2017 A HKD 0.239   0.095   0.109   99,781,000 16,698,114 N/A 0.239   2017/03/16 0.088   2017/01/04 125,072,000 19,794,633 0.212   2016/12/12 0.087   2016/12/29
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD 0.105   0.025   0.027   29,562,000 2,363,426 1,278,207 0.105   2017/03/17 0.025   2017/03/31 34,636,000 2,622,241 0.247   2016/12/01 0.036   2016/12/30
15546 SG Issuer - China Vanke European Warrants Oct 2017 A HKD 0.520   0.290   0.345   13,930,000 5,944,550 N/A 0.520   2017/03/17 0.223   2017/01/03 26,022,000 8,763,245 0.237   2016/12/30 0.217   2016/12/29
13549 SG Issuer - ChiUnicom European Warrants Apr 2017 A HKD 0.081   0.014   0.010   20,274,000 776,546 8,919,444 0.171   2017/01/09 0.014   2017/03/06 103,330,000 7,418,316 0.690   2016/10/11 0.089   2016/11/14
14913 SG Issuer - ChiUnicom European Warrants Aug 2017 A HKD 0.620   0.260   0.485   17,792,000 7,803,160 N/A 0.620   2017/03/27 0.260   2017/03/07 20,320,000 8,800,040 0.630   2016/12/08 0.355   2016/12/23
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.224   0.122   0.197   95,660,000 17,701,520 4,672,073 0.224   2017/03/27 0.114   2017/01/23 150,920,000 25,618,700 0.232   2016/04/21 0.084   2016/07/21
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD 1.260   0.355   1.050   115,670,000 81,127,700 N/A 1.260   2017/03/27 0.355   2017/03/06 151,084,000 102,267,560 1.110   2016/12/01 0.560   2016/12/23
14910 SG Issuer - ChiUnicom European Warrants Sep 2017 A HKD 1.130   0.500   0.910   78,940,000 62,327,380 N/A 1.130   2017/03/27 0.500   2017/03/10 103,196,000 78,403,540 1.010   2016/12/08 0.590   2016/12/23
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD 0.305   0.114   0.114   17,037,000 3,619,737 N/A 0.385   2017/02/15 0.114   2017/03/31 78,645,000 20,432,097 0.390   2016/11/28 0.188   2016/12/28
12433 SG Issuer - CITIC Bank European Warrants May 2017 A HKD 0.060   0.010   0.030   7,117,000 303,709 3,152,924 0.115   2017/02/15 0.010   2017/03/27 60,832,000 2,962,648 0.420   2016/08/17 0.016   2016/12/23
28829 SG Issuer - CITIC Bank European Warrants Nov 2017 A HKD -   -   0.171   0 0 N/A 0.355   2017/02/24 0.340   2017/02/24 2,000 695 -   - -   -
28506 SG Issuer - CITIC Bank European Warrants Oct 2017 A HKD -   -   0.130   0 0 N/A 0.270   2017/02/22 0.260   2017/02/22 200,000 53,000 -   - -   -
15013 SG Issuer - CITIC Bank European Warrants Sep 2017 A HKD 0.300   0.157   0.160   21,223,000 4,448,052 N/A 0.385   2017/02/16 0.157   2017/03/29 27,955,000 6,310,727 0.335   2016/12/12 0.330   2016/12/12
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.059   0.037   0.036   4,815,000 254,235 78,027 0.087   2017/02/15 0.037   2017/03/29 7,099,000 422,610 0.172   2016/04/28 0.070   2016/12/21
11695 SG Issuer - CITIC Sec European Warrants Mar 2017 A HKD -   -   0.011   0 0 47,688 -   - -   - 0 0 0.205   2016/08/15 0.018   2016/12/15
15888 SG Issuer - CITIC Sec European Warrants Dec 2017 A HKD 0.229   0.193   0.153   4,210,000 868,600 N/A 0.280   2017/02/17 0.167   2017/02/06 30,320,000 6,720,765 -   - -   -
28831 SG Issuer - CITIC Sec European Warrants Jan 2018 A HKD 0.215   0.114   0.114   8,930,000 1,364,430 N/A 0.223   2017/02/24 0.114   2017/03/31 10,080,000 1,610,665 -   - -   -
12780 SG Issuer - CITIC Sec European Warrants May 2017 A HKD 0.030   0.010   0.010   4,145,000 73,505 486,215 0.075   2017/02/17 0.010   2017/03/27 46,290,000 2,519,195 0.280   2016/09/09 0.055   2016/12/23
14867 SG Issuer - CITIC Sec European Warrants Oct 2017 A HKD 0.042   0.032   0.020   1,860,000 69,210 N/A 0.065   2017/01/06 0.031   2017/02/01 4,750,000 217,515 0.109   2016/12/07 0.061   2016/12/23
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.053   0.029   0.029   670,000 31,130 N/A 0.083   2017/01/06 0.029   2017/03/31 3,970,000 244,350 0.179   2016/10/05 0.075   2016/12/23
14394 SG Issuer - CKH European Put Warrants Jun 2017 A HKD 0.079   0.030   0.035   2,865,000 114,305 N/A 0.300   2017/01/05 0.030   2017/03/28 4,685,000 294,750 0.395   2016/12/28 0.248   2016/11/21
12826 SG Issuer - CKH European Put Warrants Mar 2017 B HKD -   -   0.013   0 0 522,543 0.305   2017/01/03 0.040   2017/02/14 2,000,000 319,535 0.410   2016/12/28 0.188   2016/11/23
13073 SG Issuer - CKH European Warrants Apr 2017 B HKD -   -   0.012   0 0 39,558 0.014   2017/02/27 0.010   2017/02/27 2,940,000 35,850 0.425   2016/09/09 0.172   2016/10/14
15550 SG Issuer - CKH European Warrants Aug 2017 A HKD 0.910   0.720   0.740   13,750,000 11,554,000 N/A 0.930   2017/02/28 0.600   2017/02/08 26,670,000 21,285,450 -   - -   -
25362 SG Issuer - CKH European Warrants Aug 2017 B HKD 0.239   0.194   0.175   4,540,000 1,017,540 N/A 0.265   2017/02/28 0.162   2017/02/20 15,590,000 3,374,465 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD 0.300   0.231   0.231   9,580,000 2,637,650 N/A 0.335   2017/02/28 0.198   2017/02/23 70,965,000 17,422,345 0.540   2016/11/21 0.223   2016/12/23
11969 SG Issuer - CKH European Warrants Mar 2017 A HKD -   -   0.010   0 0 728,770 0.031   2017/01/04 0.010   2017/01/20 21,890,000 514,960 0.700   2016/09/05 0.013   2016/12/30
13020 SG Issuer - CKH European Warrants Oct 2017 A HKD 0.227   0.203   0.187   5,440,000 1,180,020 N/A 0.227   2017/03/30 0.203   2017/03/30 5,440,000 1,180,020 -   - -   -
25219 SG Issuer - CKI Holdings European Warrants Aug 2017 A HKD 0.335   0.217   0.223   1,000,000 290,240 N/A 0.500   2017/02/03 0.217   2017/03/31 1,260,000 408,140 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD 0.120   0.039   0.033   190,000 17,070 795,702 0.151   2017/02/03 0.039   2017/03/30 8,100,000 965,430 0.385   2016/09/26 0.114   2016/12/19
13881 SG Issuer - CKI Holdings European Warrants May 2017 A HKD 0.160   0.010   0.010   37,640,000 2,274,400 N/A 0.242   2017/01/18 0.010   2017/03/31 142,050,000 20,962,830 0.580   2016/11/04 0.195   2016/12/22
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD 0.039   0.031   0.019   2,860,000 92,640 N/A 0.084   2017/01/19 0.031   2017/03/22 4,390,000 190,540 0.207   2016/11/08 0.105   2016/12/05
15542 SG Issuer - CKP European Warrants Jul 2017 B HKD 0.300   0.190   0.199   6,835,000 1,791,900 N/A 0.380   2017/02/22 0.190   2017/03/06 42,565,000 13,392,265 0.221   2016/12/28 0.200   2016/12/28
14210 SG Issuer - CKP European Warrants May 2017 A HKD 0.076   0.015   0.015   85,795,000 3,602,410 N/A 0.165   2017/01/18 0.015   2017/03/31 136,365,000 8,956,285 0.275   2016/12/09 0.063   2016/12/28
28977 SG Issuer - CKP European Warrants Sep 2017 A HKD 0.265   0.160   0.147   13,160,000 2,930,335 N/A 0.285   2017/02/28 0.160   2017/03/29 13,170,000 2,933,160 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.500   0.475   0.465   20,000 9,750 1,437,258 0.540   2017/02/13 0.260   2017/01/03 1,170,000 508,500 0.435   2016/11/28 0.117   2016/06/24
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD 0.810   0.510   0.520   5,480,000 3,716,700 N/A 1.050   2017/02/16 0.495   2017/02/08 11,062,000 7,658,810 1.100   2016/12/01 1.070   2016/11/30
12499 SG Issuer - CMB European Warrants Jun 2017 B HKD 0.170   0.168   0.132   1,440,000 242,640 866,914 0.199   2017/02/15 0.104   2017/01/09 33,390,000 4,831,735 0.241   2016/09/26 0.092   2016/12/22
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD 0.405   0.320   0.310   3,850,000 1,455,250 456,096 0.420   2017/02/22 0.235   2017/01/04 7,180,000 2,658,575 0.330   2016/08/23 0.216   2016/08/04
28011 SG Issuer - CMB European Warrants Sep 2017 B HKD 0.177   0.156   0.127   230,000 37,410 N/A 0.177   2017/03/15 0.156   2017/03/09 3,750,000 631,770 -   - -   -
15287 SG Issuer - CMob European Put Warrants Aug 2017 A HKD 0.066   0.017   0.039   32,980,000 1,251,140 N/A 0.183   2017/01/03 0.017   2017/03/21 87,715,000 7,436,775 0.244   2016/12/20 0.171   2016/12/30
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD 0.235   0.059   0.166   726,135,000 105,292,845 N/A 0.490   2017/01/03 0.059   2017/03/20 824,215,000 124,709,370 0.540   2016/12/19 0.375   2016/12/01
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.124   0.092   0.120   3,700,000 418,550 263,092 0.147   2017/01/03 0.092   2017/03/20 8,500,000 1,021,300 0.153   2016/12/19 0.093   2016/10/11
12336 SG Issuer - CMob European Put Warrants Mar 2017 B HKD -   -   0.350   0 0 4,919,158 0.890   2017/01/03 0.240   2017/02/07 30,550,000 13,474,575 0.980   2016/12/28 0.265   2016/10/11
12489 SG Issuer - CMob European Put Warrants Oct 2017 A HKD 0.520   0.510   0.560   10,000 5,150 N/A 0.520   2017/03/28 0.510   2017/03/28 10,000 5,150 -   - -   -
15461 SG Issuer - CNBM European Warrants Aug 2017 A HKD 1.690   1.010   0.990   518,000 759,020 N/A 1.730   2017/02/23 0.420   2017/01/16 6,626,000 7,995,280 0.415   2016/12/29 0.405   2016/12/23
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD 0.950   0.600   0.490   110,000 74,000 N/A 1.030   2017/02/23 0.360   2017/01/24 43,780,000 24,606,230 0.305   2016/11/22 0.300   2016/11/21
13689 SG Issuer - CNBM European Warrants May 2017 A HKD 1.850   1.060   1.120   1,450,000 2,315,120 N/A 1.980   2017/02/23 0.320   2017/01/16 22,174,000 21,135,220 0.670   2016/11/14 0.275   2016/12/23
27502 SG Issuer - CNBM European Warrants Sep 2017 A HKD 0.800   0.260   0.285   95,736,000 49,164,400 N/A 0.800   2017/03/02 0.260   2017/03/30 106,736,000 56,180,720 -   - -   -
13617 SG Issuer - CNOOC European Put Warrants Apr 2017 A HKD 0.265   0.022   0.010   9,195,000 1,682,335 N/A 0.315   2017/01/03 0.022   2017/03/27 50,292,000 9,893,844 0.600   2016/11/09 0.164   2016/12/14
15318 SG Issuer - CNOOC European Put Warrants Jul 2017 B HKD 1.050   0.840   0.720   885,000 854,400 N/A 1.050   2017/03/10 0.640   2017/01/18 1,531,000 1,371,480 0.920   2016/12/23 0.890   2016/12/22
15862 SG Issuer - CNOOC European Warrants Aug 2017 A HKD 0.415   0.196   0.220   213,201,000 47,446,244 N/A 1.060   2017/01/06 0.196   2017/03/15 220,250,000 52,973,409 -   - -   -
15502 SG Issuer - CNOOC European Warrants Jul 2017 C HKD 0.092   0.029   0.041   6,472,000 307,596 N/A 0.370   2017/01/06 0.029   2017/03/23 22,210,000 3,279,037 0.260   2016/12/28 0.235   2016/12/28
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.060   0.048   0.062   720,000 40,260 2,360,923 0.131   2017/01/05 0.048   2017/03/10 3,140,000 303,110 0.171   2016/10/24 0.094   2016/11/09
12642 SG Issuer - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 4,137,956 0.103   2017/01/05 0.029   2017/01/23 10,332,000 795,984 0.470   2016/10/20 0.060   2016/12/30
13428 SG Issuer - CNOOC European Warrants Mar 2017 B HKD -   -   0.010   0 0 3,024,774 0.570   2017/01/06 0.010   2017/02/24 28,876,000 6,693,170 1.220   2016/10/24 0.365   2016/12/28
13739 SG Issuer - CNOOC European Warrants May 2017 A HKD -   -   0.014   0 0 N/A 0.144   2017/01/06 0.018   2017/02/22 18,084,000 1,705,974 0.405   2016/10/24 0.114   2016/12/22
11229 SG Issuer - CNOOC European Warrants Oct 2017 A HKD 0.510   0.405   0.500   13,952,000 6,678,185 N/A 0.510   2017/03/27 0.405   2017/03/23 13,952,000 6,678,185 -   - -   -
25383 SG Issuer - CP&CC European Put Warrants Aug 2017 B HKD 0.300   0.145   0.162   8,226,000 1,368,104 N/A 0.330   2017/02/01 0.145   2017/03/27 10,098,000 1,932,244 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD 0.128   0.031   0.031   15,392,000 1,133,154 N/A 0.315   2017/01/03 0.031   2017/03/30 37,940,000 4,618,254 0.340   2016/12/29 0.199   2016/12/14
11750 SG Issuer - CP&CC European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 1,605,073 0.111   2017/01/03 0.011   2017/01/17 16,660,000 570,448 0.365   2016/07/29 0.046   2016/12/14
13661 SG Issuer - CP&CC European Warrants Apr 2017 A HKD 0.290   0.036   0.270   107,490,000 13,736,416 N/A 0.425   2017/01/26 0.036   2017/03/15 399,390,000 90,676,362 0.490   2016/10/11 0.131   2016/11/18
15320 SG Issuer - CP&CC European Warrants Aug 2017 A HKD 0.139   0.058   0.112   2,600,000 300,940 N/A 0.260   2017/01/27 0.058   2017/03/10 63,654,000 13,133,694 0.159   2016/12/21 0.148   2016/12/21
28195 SG Issuer - CP&CC European Warrants Aug 2017 C HKD 0.325   0.148   0.280   95,574,000 17,948,456 N/A 0.355   2017/02/21 0.148   2017/03/15 97,110,000 18,440,496 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD 0.270   0.096   0.235   33,676,000 6,607,058 N/A 0.440   2017/01/26 0.096   2017/03/10 81,080,000 21,495,056 0.420   2016/10/20 0.171   2016/12/29
12539 SG Issuer - CP&CC European Warrants Mar 2017 B HKD -   -   0.010   0 0 1,953,951 0.097   2017/01/18 0.013   2017/02/14 33,060,000 1,977,466 0.232   2016/10/06 0.029   2016/12/29
14849 SG Issuer - CPIC Eur Wt Jun 2017 A HKD 0.062   0.028   0.019   15,300,000 719,560 N/A 0.115   2017/01/05 0.028   2017/03/27 25,868,000 1,660,926 0.238   2016/12/08 0.109   2016/12/30
14742 SG Issuer - CRail Eu Wt Jun 2017 A HKD 0.325   0.096   0.096   30,222,000 7,055,814 N/A 0.370   2017/02/10 0.096   2017/03/31 32,456,000 7,748,669 0.520   2016/12/02 0.510   2016/12/02
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.110   0.080   0.074   18,075,000 1,736,580 N/A 0.118   2017/02/10 0.074   2017/01/16 23,575,000 2,286,595 0.193   2016/11/29 0.076   2016/12/23
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.155   0.112   0.095   10,760,000 1,479,190 2,677,016 0.155   2017/03/21 0.092   2017/01/17 20,130,000 2,675,200 0.250   2016/04/27 0.091   2016/12/28
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.265   0.250   0.219   1,380,000 349,500 927,263 0.270   2017/02/10 0.193   2017/01/10 2,595,000 656,960 0.265   2016/11/10 0.158   2016/09/21
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD 0.063   0.032   0.034   41,650,000 2,218,510 1,026,292 0.065   2017/01/20 0.032   2017/03/30 47,670,000 2,557,970 0.243   2016/04/11 0.048   2016/12/23
15690 SG Issuer - CRRC European Warrants Sep 2017 A HKD 0.980   0.580   0.580   28,451,000 22,926,850 N/A 1.070   2017/01/23 0.580   2017/03/31 38,691,000 32,533,260 -   - -   -
13654 SG Issuer - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.355   0.088   0.089   4,031,600 748,552 N/A 0.540   2017/02/20 0.088   2017/03/30 30,472,600 10,661,649 0.800   2016/11/29 0.280   2016/12/29
15705 SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.800   0.660   0.620   945,000 696,250 N/A 0.930   2017/02/20 0.660   2017/03/15 9,071,000 7,216,290 -   - -   -
15443 SG Issuer - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.325   0.181   0.181   90,855,800 20,763,680 N/A 0.425   2017/02/21 0.181   2017/03/31 102,910,800 25,484,430 0.375   2016/12/22 0.360   2016/12/22
14781 SG Issuer - CSOP A50 ETF European Warrants Jun 2017 B HKD -   -   0.012   0 0 N/A 0.070   2017/01/18 0.042   2017/02/08 1,410,000 87,635 0.224   2016/12/09 0.067   2016/12/28
12519 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 A HKD -   -   0.012   0 0 1,585 -   - -   - 0 0 0.202   2016/08/22 0.033   2016/12/21
12949 SG Issuer - CSOP A50 ETF European Warrants Mar 2017 B HKD -   -   0.010   0 0 4,152,469 0.146   2017/01/05 0.010   2017/02/24 51,465,400 4,737,258 0.570   2016/09/06 0.064   2016/12/29
14091 SG Issuer - CSOP A50 ETF European Warrants May 2017 A HKD 0.049   0.010   0.013   8,455,000 350,415 N/A 0.137   2017/01/05 0.010   2017/03/21 136,207,600 10,456,304 0.315   2016/11/29 0.095   2016/12/29
27993 SG Issuer - CSOP A50 ETF European Warrants Sep 2017 A HKD -   -   0.114   0 0 N/A 0.375   2017/02/17 0.360   2017/02/17 400 147 -   - -   -
14399 SG Issuer - CSOP A50 Eu Put Wt Jun 2017 A HKD 0.250   0.109   0.106   52,408,800 11,559,788 N/A 0.690   2017/01/03 0.109   2017/03/27 134,779,600 29,275,458 0.790   2016/12/29 0.390   2016/11/29
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.066   0.038   0.040   620,000 33,040 125,507 0.069   2017/02/24 0.038   2017/03/29 10,380,000 580,080 0.225   2016/08/04 0.032   2016/12/29
23998 SG Issuer - Evergrande Eu Wt Aug 2017 A HKD 1.400   0.490   1.420   1,397,000 1,484,350 N/A 1.400   2017/03/30 0.405   2017/01/25 3,738,000 2,702,090 -   - -   -
15615 SG Issuer - Evergrande Eu Wt Jan 2018 A HKD 1.440   0.730   1.910   2,233,000 2,530,250 N/A 1.440   2017/03/29 0.520   2017/01/06 3,071,000 3,160,480 -   - -   -
15462 SG Issuer - Evergrande Eu Wt Oct 2017 A HKD 1.970   0.690   1.970   8,326,000 9,268,210 N/A 1.970   2017/03/31 0.510   2017/01/03 22,525,000 19,412,550 0.465   2016/12/30 0.440   2016/12/28
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 0.920   0.285   0.920   38,680,000 20,211,570 N/A 0.920   2017/03/31 0.206   2017/01/05 42,065,000 21,069,735 0.485   2016/11/30 0.204   2016/12/19
11603 SG Issuer - Evergrande European Warrants Oct 2017 B HKD 0.770   0.260   0.790   4,316,000 1,902,805 N/A 0.770   2017/03/30 0.260   2017/03/29 4,316,000 1,902,805 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.194   0.124   0.134   5,255,000 780,640 464,020 0.215   2017/01/20 0.124   2017/03/29 14,425,000 2,634,680 0.300   2016/09/22 0.179   2016/12/15
28093 SG Issuer - Fosun Intl European Warrants Mar 2017 A HKD -   -   0.100   0 0 189,965 0.138   2017/02/09 0.056   2017/01/13 6,410,000 532,440 0.198   2016/05/31 0.057   2016/12/29
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.108   0.051   0.056   14,755,000 1,039,950 353,483 0.139   2017/02/09 0.051   2017/03/29 22,770,000 2,051,900 0.236   2016/09/27 0.133   2016/12/15
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.228   0.132   0.136   27,900,000 4,410,060 N/A 0.234   2017/02/22 0.068   2017/01/03 42,100,000 6,915,060 0.143   2016/10/27 0.063   2016/12/29
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.480   0.345   0.380   19,960,000 7,685,900 1,825,453 0.480   2017/03/15 0.191   2017/01/05 25,640,000 9,567,560 0.315   2016/08/05 0.181   2016/12/28
13281 SG Issuer - Galaxy Ent European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 2,257,570 0.090   2017/01/03 0.012   2017/02/14 16,110,000 431,620 0.310   2016/09/20 0.037   2016/12/01
25370 SG Issuer - Galaxy Ent European Put Warrants Aug 2017 C HKD 0.184   0.045   0.048   190,750,000 21,413,830 N/A 0.255   2017/02/01 0.045   2017/03/31 249,300,000 33,406,970 -   - -   -
14492 SG Issuer - Galaxy Ent European Put Warrants Jun 2017 A HKD 0.036   0.014   0.012   3,630,000 101,170 N/A 0.227   2017/01/03 0.014   2017/03/15 203,410,000 25,929,190 0.235   2016/12/28 0.111   2016/12/01
12214 SG Issuer - Galaxy Ent European Put Warrants Oct 2017 A HKD 0.234   0.172   0.183   40,810,000 8,019,790 N/A 0.234   2017/03/27 0.172   2017/03/30 40,810,000 8,019,790 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 0.860   0.510   0.860   7,080,000 4,813,300 3,272,775 0.860   2017/03/28 0.330   2017/02/08 18,320,000 10,009,700 0.630   2016/11/29 0.234   2016/09/27
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.242   0.122   0.208   203,030,000 40,124,130 N/A 0.242   2017/03/30 0.101   2017/02/21 205,520,000 40,494,830 0.360   2016/12/01 0.178   2016/12/12
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.495   0.233   0.455   82,210,000 27,430,000 N/A 0.495   2017/03/30 0.142   2017/02/08 206,780,000 55,987,470 0.460   2016/12/01 0.174   2016/10/31
11970 SG Issuer - Galaxy Ent European Warrants Mar 2017 A HKD -   -   0.520   0 0 2,171,338 0.530   2017/02/15 0.305   2017/02/08 2,400,000 1,127,150 0.750   2016/12/01 0.091   2016/09/01
13329 SG Issuer - Galaxy Ent European Warrants May 2017 A HKD 0.640   0.242   0.610   182,200,000 61,308,130 28,731,173 0.640   2017/03/31 0.136   2017/02/08 495,170,000 133,121,420 0.490   2016/11/29 0.150   2016/09/27
12492 SG Issuer - Galaxy Ent European Warrants Nov 2017 A HKD 0.275   0.237   0.270   2,200,000 551,600 N/A 0.275   2017/03/31 0.237   2017/03/27 2,200,000 551,600 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD -   -   0.043   0 0 N/A -   - -   - 0 0 0.199   2016/10/20 0.123   2016/11/10
13438 SG Issuer - Geely Auto European Warrants Apr 2017 A HKD 4.590   3.260   4.320   1,515,000 5,427,550 15,525,900 4.590   2017/03/13 0.570   2017/01/03 18,020,000 45,982,100 1.850   2016/10/25 0.570   2016/12/29
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 3.740   2.340   3.350   1,820,000 5,063,500 N/A 3.740   2017/03/16 0.630   2017/01/03 41,425,000 42,589,800 1.640   2016/10/25 0.485   2016/12/23
27504 SG Issuer - Geely Auto European Warrants Aug 2017 B HKD 3.250   1.860   2.810   9,800,000 26,020,950 N/A 3.250   2017/03/14 1.860   2017/03/06 28,860,000 68,306,200 -   - -   -
11188 SG Issuer - Geely Auto European Warrants Aug 2017 C HKD 1.830   0.850   1.310   25,810,000 40,008,700 N/A 1.830   2017/03/16 0.850   2017/03/20 25,810,000 40,008,700 -   - -   -
14886 SG Issuer - Geely Auto European Warrants Dec 2017 A HKD 0.560   0.410   0.530   1,310,000 598,825 N/A 0.560   2017/03/24 0.195   2017/01/03 25,790,000 7,988,195 0.280   2016/12/08 0.170   2016/12/23
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 0.550   0.550   0.620   150,000 82,500 N/A 0.550   2017/03/10 0.380   2017/01/06 1,050,000 506,750 0.370   2016/10/26 0.220   2016/11/17
24679 SG Issuer - Geely Auto European Warrants Dec 2018 B HKD 0.425   0.295   0.380   5,700,000 2,007,250 N/A 0.425   2017/03/16 0.200   2017/02/02 11,000,000 3,428,150 -   - -   -
24881 SG Issuer - Geely Auto European Warrants Feb 2018 A HKD 0.450   0.295   0.405   3,400,000 1,188,750 N/A 0.450   2017/03/14 0.211   2017/02/02 12,970,000 3,631,475 -   - -   -
14915 SG Issuer - Geely Auto European Warrants Jul 2017 A HKD 4.380   3.190   4.500   50,000 182,200 N/A 4.380   2017/03/13 0.910   2017/01/03 47,255,000 75,293,750 1.570   2016/12/08 0.740   2016/12/23
28197 SG Issuer - Geely Auto European Warrants Jul 2017 B HKD 2.300   1.080   1.870   44,310,000 67,895,300 N/A 2.300   2017/03/14 1.080   2017/03/06 51,290,000 77,341,900 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 0.500   0.340   0.500   6,585,000 2,962,550 N/A 0.500   2017/03/24 0.138   2017/01/03 24,240,000 7,824,305 0.300   2016/10/25 0.116   2016/12/23
12427 SG Issuer - Geely Auto European Warrants Mar 2017 A HKD -   -   3.780   0 0 12,949,417 4.110   2017/02/15 0.920   2017/01/03 3,040,000 4,514,550 2.400   2016/10/25 0.425   2016/08/18
14956 SG Issuer - Geely Auto European Warrants May 2018 A HKD 0.590   0.590   0.540   50,000 29,500 N/A 0.590   2017/03/14 0.208   2017/01/03 57,120,000 18,547,550 0.285   2016/12/09 0.183   2016/12/28
24905 SG Issuer - Geely Auto European Warrants May 2018 B HKD 0.430   0.295   0.390   9,190,000 3,322,275 N/A 0.430   2017/03/28 0.222   2017/02/02 17,430,000 5,746,225 -   - -   -
27165 SG Issuer - Geely Auto European Warrants Nov 2017 A HKD 0.440   0.285   0.390   8,845,000 3,053,775 N/A 0.440   2017/03/13 0.285   2017/03/06 14,295,000 4,795,200 -   - -   -
12261 SG Issuer - Geely Auto European Warrants Nov 2017 B HKD 0.295   0.260   0.260   4,035,000 1,144,675 N/A 0.295   2017/03/27 0.260   2017/03/31 4,035,000 1,144,675 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.420   0.310   0.390   995,000 393,700 N/A 0.420   2017/03/13 0.080   2017/01/03 145,020,000 23,658,575 0.158   2016/12/08 0.069   2016/12/23
15124 SG Issuer - Geely Auto European Warrants Sep 2017 A HKD -   -   3.630   0 0 N/A 2.640   2017/02/14 0.750   2017/01/03 56,830,000 92,762,700 1.000   2016/12/14 0.620   2016/12/23
28390 SG Issuer - Geely Auto European Warrants Sep 2017 B HKD 2.950   1.630   2.470   49,525,000 112,879,650 N/A 2.950   2017/03/14 1.630   2017/03/06 56,510,000 126,249,950 -   - -   -
11193 SG Issuer - Geely Auto European Warrants Sep 2017 C HKD 1.470   0.690   1.060   18,660,000 21,889,550 N/A 1.470   2017/03/16 0.690   2017/03/20 18,660,000 21,889,550 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 0.580   0.425   0.530   5,975,000 2,760,675 N/A 0.580   2017/03/14 0.206   2017/01/03 171,380,000 52,465,265 0.270   2016/12/08 0.184   2016/12/23
15015 SG Issuer - GF Sec European Warrants Jul 2017 A HKD 0.125   0.074   0.075   922,000 93,592 N/A 0.192   2017/02/17 0.074   2017/03/31 4,234,000 645,960 0.260   2016/12/12 0.183   2016/12/20
14817 SG Issuer - GF Sec European Warrants Sep 2017 A HKD 0.111   0.078   0.068   1,312,000 126,898 N/A 0.149   2017/02/17 0.078   2017/03/27 2,320,000 262,570 0.223   2016/12/05 0.204   2016/12/09
28392 SG Issuer - Greatwall Motor European Warrants Oct 2017 A HKD 1.150   0.550   0.530   5,493,500 4,138,400 N/A 1.340   2017/02/22 0.550   2017/03/28 5,700,000 4,405,700 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.300   0.232   0.248   7,610,000 1,913,280 2,074,566 0.360   2017/02/22 0.172   2017/01/03 27,920,000 6,273,895 0.345   2016/10/25 0.147   2016/11/18
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD 1.730   0.840   0.960   24,430,000 29,486,740 N/A 1.980   2017/02/22 0.650   2017/01/09 43,282,000 51,051,815 1.020   2016/12/08 0.660   2016/12/29
11814 SG Issuer - GWMC European Warrants Mar 2017 A HKD -   -   0.100   0 0 3,198,282 0.130   2017/02/22 0.011   2017/02/01 48,970,000 2,342,155 0.201   2016/08/01 0.015   2016/12/23
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.130   0.068   0.075   45,090,000 4,152,265 N/A 0.169   2017/02/22 0.057   2017/01/03 82,355,000 8,458,795 0.185   2016/10/25 0.054   2016/12/23
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.167   0.069   0.069   19,156,000 2,494,548 2,727,513 0.233   2017/02/17 0.069   2017/03/30 88,024,000 14,663,708 0.330   2016/08/15 0.156   2016/12/23
15064 SG Issuer - Haitong Sec European Warrants Nov 2017 A HKD 0.130   0.074   0.076   1,172,000 136,408 N/A 0.183   2017/02/17 0.074   2017/03/30 14,336,000 2,233,632 0.218   2016/12/13 0.134   2016/12/29
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD 0.060   0.027   0.027   3,800,000 115,736 160,683 0.102   2017/02/17 0.027   2017/03/31 11,164,000 695,328 0.185   2016/09/09 0.070   2016/12/29
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.730   0.280   0.280   5,940,000 2,219,175 N/A 0.800   2017/02/20 0.280   2017/03/31 9,525,000 4,335,475 0.910   2016/11/29 0.385   2016/12/29
13282 SG Issuer - HKEX European Put Warrants Apr 2017 D HKD 0.163   0.075   0.112   10,910,000 1,338,740 3,495,217 0.249   2017/01/04 0.075   2017/03/20 42,130,000 7,585,220 0.290   2016/12/28 0.138   2016/11/28
15445 SG Issuer - HKEX European Put Warrants Aug 2017 C HKD 0.120   0.069   0.078   67,770,000 6,184,310 N/A 0.172   2017/01/09 0.069   2017/03/21 109,900,000 10,835,910 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD 0.033   0.012   0.013   1,400,000 28,960 1,223,885 0.093   2017/01/04 0.012   2017/03/20 69,150,000 3,889,900 0.178   2016/08/30 0.061   2016/11/28
12459 SG Issuer - HKEX European Put Warrants Mar 2017 D HKD -   -   0.058   0 0 5,339,193 0.199   2017/01/04 0.027   2017/02/23 26,990,000 3,007,720 0.250   2016/08/18 0.095   2016/11/28
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD 0.052   0.034   0.034   1,500,000 61,000 116,198 0.105   2017/01/04 0.034   2017/03/31 4,270,000 305,470 0.127   2016/09/14 0.084   2016/11/24
28462 SG Issuer - HKEX European Put Warrants Oct 2017 C HKD 0.146   0.100   0.108   8,860,000 1,102,140 N/A 0.149   2017/02/27 0.100   2017/03/20 9,680,000 1,220,220 -   - -   -
12745 SG Issuer - HKEX European Warrants Apr 2017 B HKD 0.105   0.024   0.050   44,040,000 2,572,810 294,730,310 0.155   2017/02/16 0.024   2017/03/10 1,765,890,000 121,631,700 0.305   2016/09/09 0.044   2016/12/28
13093 SG Issuer - HKEX European Warrants Apr 2017 C HKD -   -   0.021   0 0 1,414,070 0.155   2017/02/09 0.040   2017/01/25 12,711,000 1,135,955 1.210   2016/09/22 0.088   2016/12/23
13383 SG Issuer - HKEX European Warrants Apr 2017 E HKD 0.024   0.010   0.010   33,660,000 557,660 35,712,823 0.067   2017/02/16 0.010   2017/03/22 154,780,000 5,332,510 0.290   2016/09/22 0.022   2016/12/28
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.041   0.026   0.028   7,310,000 241,430 295,134,078 0.086   2017/02/16 0.026   2017/03/10 9,725,560,000 702,480,200 0.236   2016/09/22 0.037   2016/12/28
15248 SG Issuer - HKEX European Warrants Aug 2017 B HKD 0.188   0.148   0.149   2,400,000 364,800 N/A 0.230   2017/02/21 0.118   2017/01/25 153,940,000 29,517,880 -   - -   -
28398 SG Issuer - HKEX European Warrants Aug 2017 D HKD -   -   0.142   0 0 N/A 0.450   2017/02/21 0.415   2017/02/22 162,000 67,295 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.126   0.088   0.094   43,130,000 4,763,870 3,462,218 0.169   2017/02/16 0.088   2017/03/10 119,900,000 14,957,410 0.295   2016/09/22 0.096   2016/12/28
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.073   0.053   0.059   1,320,000 84,410 1,326,630 0.113   2017/02/16 0.053   2017/03/10 5,510,000 467,700 0.235   2016/09/22 0.070   2016/12/22
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.094   0.070   0.079   2,560,000 206,100 N/A 0.125   2017/02/16 0.067   2017/02/01 15,840,000 1,395,790 0.159   2016/11/17 0.079   2016/12/23
15251 SG Issuer - HKEX European Warrants Feb 2018 A HKD 0.180   0.133   0.146   13,930,000 2,189,200 N/A 0.229   2017/02/15 0.133   2017/03/10 21,410,000 3,791,140 0.146   2016/12/30 0.144   2016/12/30
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.048   0.024   0.026   56,090,000 1,974,170 1,048,567,572 0.090   2017/02/16 0.024   2017/03/15 10,149,690,000 685,995,580 0.233   2016/09/22 0.033   2016/12/28
15016 SG Issuer - HKEX European Warrants Jul 2017 C HKD 0.114   0.061   0.075   10,394,450,000 797,395,460 N/A 0.172   2017/02/16 0.061   2017/03/10 15,309,420,000 1,255,482,360 0.090   2016/12/22 0.073   2016/12/28
28016 SG Issuer - HKEX European Warrants Jul 2017 D HKD 0.238   0.124   0.152   22,966,000 4,148,073 N/A 0.495   2017/02/17 0.124   2017/03/10 24,788,000 4,838,128 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD 0.046   0.020   0.020   115,900,000 4,179,900 21,713,390 0.089   2017/02/16 0.020   2017/03/31 2,566,680,000 116,019,170 0.241   2016/04/25 0.035   2016/12/28
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.132   0.106   0.114   9,380,000 1,150,470 1,379,395 0.182   2017/02/16 0.104   2017/02/06 42,210,000 6,089,550 0.285   2016/09/13 0.105   2016/12/28
28008 SG Issuer - HKEX European Warrants Mar 2017 C HKD -   -   0.010   0 0 67,804,735 0.046   2017/02/16 0.010   2017/02/21 102,630,000 2,596,350 0.219   2016/09/09 0.010   2016/12/28
12644 SG Issuer - HKEX European Warrants Mar 2017 E HKD -   -   0.012   0 0 1,585,799 0.023   2017/01/03 0.019   2017/01/04 1,000,000 21,300 0.750   2016/09/09 0.017   2016/12/29
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.133   0.100   0.109   3,270,000 390,910 275,508 0.180   2017/02/16 0.100   2017/03/10 7,970,000 1,039,130 0.285   2016/09/09 0.106   2016/12/28
15881 SG Issuer - HKEX European Warrants Nov 2017 A HKD 0.237   0.175   0.194   29,130,000 5,999,030 N/A 0.285   2017/02/16 0.165   2017/01/24 78,190,000 17,589,440 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.046   0.034   0.037   440,000 19,710 N/A 0.084   2017/02/16 0.034   2017/03/09 4,560,000 296,900 0.188   2016/10/07 0.048   2016/12/30
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.068   0.039   0.047   9,770,070,000 577,312,870 N/A 0.113   2017/02/16 0.039   2017/03/10 12,048,000,000 773,561,410 0.202   2016/10/24 0.060   2016/12/23
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.285   0.130   0.206   33,240,000 7,335,060 N/A 0.285   2017/03/22 0.107   2017/01/04 52,010,000 10,212,220 0.380   2016/11/01 0.099   2016/12/28
13883 SG Issuer - HN Renewables European Warrants May 2017 A HKD 0.136   0.027   0.038   36,090,000 3,755,964 N/A 0.204   2017/01/06 0.027   2017/03/31 65,956,000 7,949,962 0.365   2016/10/20 0.176   2016/11/18
15891 SG Issuer - HS H-SH European Put Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13925 SG Issuer - HS H-SH European Put Warrants May 2017 A HKD 0.029   0.019   0.010   2,330,000 56,670 N/A 0.220   2017/01/03 0.019   2017/03/13 4,170,000 145,730 0.335   2016/11/07 0.152   2016/12/08
13380 SG Issuer - HS H-SHARE European Warrants Apr 2017 B HKD 0.440   0.133   0.164   5,958,000 1,229,570 3,150,178 0.450   2017/02/15 0.116   2017/02/03 61,370,000 15,817,446 0.690   2016/09/22 0.107   2016/12/23
14783 SG Issuer - HS H-SHARE European Warrants Aug 2017 A HKD 0.172   0.081   0.085   35,878,000 4,959,024 N/A 0.207   2017/02/23 0.073   2017/02/01 62,152,000 9,563,242 0.248   2016/12/09 0.227   2016/12/05
15889 SG Issuer - HS H-SHARE European Warrants Aug 2017 B HKD 1.090   0.850   0.860   1,368,000 1,381,020 N/A 1.090   2017/03/20 0.590   2017/02/03 2,500,000 2,589,760 -   - -   -
14093 SG Issuer - HS H-SHARE European Warrants Jun 2017 A HKD 0.270   0.121   0.122   90,646,000 17,620,562 N/A 0.330   2017/02/21 0.117   2017/02/08 114,198,000 23,095,102 0.260   2016/11/25 0.097   2016/12/23
14347 SG Issuer - HS H-SHARE European Warrants Jun 2017 B HKD 0.950   0.540   0.640   2,738,000 1,895,040 N/A 0.950   2017/03/21 0.395   2017/02/03 6,942,000 4,941,910 0.670   2016/12/02 0.355   2016/12/22
12520 SG Issuer - HS H-SHARE European Warrants Mar 2017 A HKD -   -   0.011   0 0 29,641 -   - -   - 0 0 0.249   2016/09/09 0.020   2016/12/21
27997 SG Issuer - HS H-SHARE European Warrants Sep 2017 A HKD 0.450   0.420   0.325   400,000 174,000 N/A 0.520   2017/02/17 0.420   2017/03/23 404,000 176,030 -   - -   -
12313 SG Issuer - HSBC European Put Warrants Apr 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
13037 SG Issuer - HSBC European Put Warrants Apr 2017 E HKD 0.011   0.011   0.011   100,000 1,100 8,621,659 0.053   2017/01/03 0.010   2017/02/28 5,232,000 122,448 0.300   2016/09/27 0.029   2016/12/08
13038 SG Issuer - HSBC European Put Warrants Apr 2017 F HKD 0.012   0.011   0.010   128,000 1,456 10,334,947 0.130   2017/01/03 0.010   2017/02/21 174,988,000 7,129,440 0.495   2016/09/26 0.054   2016/12/08
15159 SG Issuer - HSBC European Put Warrants Jul 2017 C HKD 0.196   0.108   0.117   121,904,000 18,713,696 N/A 0.365   2017/01/03 0.100   2017/02/21 274,964,000 45,410,804 0.440   2016/12/28 0.290   2016/12/14
14301 SG Issuer - HSBC European Put Warrants Jun 2017 A HKD 0.020   0.010   0.010   10,840,000 146,092 N/A 0.103   2017/01/03 0.010   2017/03/28 56,196,000 1,783,296 0.175   2016/11/17 0.053   2016/12/08
14650 SG Issuer - HSBC European Put Warrants Jun 2017 B HKD 0.094   0.036   0.042   88,216,000 5,292,396 N/A 0.234   2017/01/04 0.036   2017/03/31 321,260,000 27,743,404 0.360   2016/11/29 0.138   2016/12/08
28744 SG Issuer - HSBC European Put Warrants Sep 2017 B HKD 0.405   0.365   0.370   552,000 213,560 N/A 0.405   2017/03/22 0.365   2017/03/30 552,000 213,560 -   - -   -
12696 SG Issuer - HSBC European Put Warrants Sep 2017 C HKD 0.196   0.171   0.182   6,320,000 1,166,852 N/A 0.196   2017/03/28 0.171   2017/03/31 6,320,000 1,166,852 -   - -   -
12390 SG Issuer - HSBC European Warrants Apr 2017 C HKD 0.570   0.400   0.465   916,000 423,780 6,954,498 0.870   2017/02/21 0.400   2017/03/27 32,012,000 18,351,400 0.760   2016/12/08 0.190   2016/11/09
13033 SG Issuer - HSBC European Warrants Apr 2017 D HKD 0.065   0.010   0.010   27,668,000 989,748 38,683,658 0.275   2017/02/20 0.010   2017/03/22 290,612,000 41,903,792 0.310   2016/12/08 0.062   2016/11/09
15156 SG Issuer - HSBC European Warrants Apr 2017 G HKD 0.022   0.010   0.010   7,100,000 114,776 N/A 0.132   2017/02/20 0.010   2017/03/13 1,056,256,000 102,419,536 0.150   2016/12/14 0.069   2016/12/29
15176 SG Issuer - HSBC European Warrants Apr 2018 A HKD 0.149   0.103   0.109   6,800,000 867,088 N/A 0.247   2017/02/20 0.103   2017/03/27 50,652,000 8,966,308 0.207   2016/12/15 0.140   2016/12/28
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.152   0.093   0.102   829,416,000 95,362,480 N/A 0.330   2017/02/20 0.093   2017/03/27 1,765,436,000 260,726,044 0.335   2016/12/08 0.153   2016/11/30
15130 SG Issuer - HSBC European Warrants Dec 2017 A HKD 0.077   0.059   0.059   1,620,000 114,300 N/A 0.158   2017/02/20 0.059   2017/03/30 14,276,000 1,466,400 0.233   2016/12/14 0.112   2016/12/30
28984 SG Issuer - HSBC European Warrants Dec 2017 B HKD 0.146   0.089   0.095   15,796,000 1,869,432 N/A 0.146   2017/03/02 0.089   2017/03/27 18,684,000 2,249,192 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.335   0.206   0.221   88,064,000 22,454,020 13,347,807 0.580   2017/02/20 0.206   2017/03/27 149,200,000 46,775,676 0.560   2016/12/08 0.150   2016/11/09
15125 SG Issuer - HSBC European Warrants Jul 2017 B HKD 0.062   0.031   0.031   16,640,000 787,072 N/A 0.152   2017/02/20 0.031   2017/03/31 5,125,608,000 482,127,188 0.235   2016/12/14 0.211   2016/12/15
28985 SG Issuer - HSBC European Warrants Jul 2018 A HKD 0.163   0.102   0.102   11,948,000 1,577,644 N/A 0.163   2017/03/02 0.102   2017/03/31 11,948,000 1,577,644 -   - -   -
12829 SG Issuer - HSBC European Warrants May 2017 A HKD 0.305   0.164   0.186   1,472,000 320,420 12,418,795 0.520   2017/02/17 0.164   2017/03/27 25,564,000 9,501,760 0.550   2016/12/08 0.114   2016/11/09
13075 SG Issuer - HSBC European Warrants May 2017 B HKD 0.040   0.010   0.010   71,108,000 1,678,764 33,790,362 0.149   2017/02/20 0.010   2017/03/30 270,756,000 20,335,960 0.249   2016/09/09 0.039   2016/11/09
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.260   0.171   0.189   1,185,156,000 232,110,864 44,868,369 0.460   2017/02/20 0.171   2017/03/27 1,234,152,000 246,894,260 0.435   2016/12/08 0.124   2016/11/09
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.132   0.076   0.080   2,912,936,000 295,388,936 56,927,929 0.250   2017/02/20 0.076   2017/03/27 3,046,724,000 318,354,072 0.260   2016/12/08 0.067   2016/11/09
28017 SG Issuer - HSBC European Warrants Sep 2017 A HKD 0.073   0.042   0.049   10,676,000 619,848 N/A 0.179   2017/02/20 0.042   2017/03/27 65,292,000 5,758,064 -   - -   -
13508 SG Issuer - HSCEI European Put Warrants Apr 2017 B HKD 0.065   0.013   0.022   252,350,000 9,144,660 4,379,222 0.223   2017/01/03 0.013   2017/03/21 373,780,000 17,949,230 0.260   2016/12/23 0.147   2016/12/08
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD 0.084   0.044   0.064   15,510,000 1,016,550 N/A 0.181   2017/01/03 0.044   2017/03/21 19,160,000 1,455,930 0.229   2016/11/09 0.137   2016/12/08
14297 SG Issuer - HSCEI European Put Warrants Jun 2017 B HKD 0.064   0.027   0.036   17,560,000 793,350 N/A 0.173   2017/01/03 0.027   2017/03/21 49,810,000 4,073,840 0.204   2016/12/23 0.121   2016/12/08
12917 SG Issuer - HSCEI European Put Warrants Mar 2017 B HKD 0.013   0.010   0.010   49,740,000 501,600 2,198,263 0.157   2017/01/03 0.010   2017/03/09 132,390,000 4,472,170 0.200   2016/09/14 0.096   2016/12/08
12498 SG Issuer - HSCEI European Put Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27419 SG Issuer - HSCEI European Put Warrants Sep 2017 C HKD 0.167   0.101   0.136   41,220,000 5,701,940 N/A 0.167   2017/03/10 0.101   2017/03/21 41,460,000 5,736,100 -   - -   -
12707 SG Issuer - HSCEI European Warrants Apr 2017 A HKD 0.255   0.141   0.184   43,500,000 9,149,070 4,628,480 0.265   2017/02/23 0.101   2017/02/03 91,940,000 17,314,630 0.245   2016/10/11 0.084   2016/12/23
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.154   0.098   0.110   25,100,000 3,186,220 588,460 0.154   2017/03/21 0.085   2017/02/03 25,360,000 3,214,040 0.221   2016/08/25 0.101   2016/11/14
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.186   0.098   0.124   31,290,000 4,482,790 2,718,468 0.187   2017/02/23 0.073   2017/02/03 75,500,000 10,100,160 0.218   2016/09/22 0.065   2016/12/23
28533 SG Issuer - HSCEI European Warrants Mar 2017 A HKD -   -   0.400   0 0 2,076,302 0.247   2017/01/26 0.166   2017/01/03 24,040,000 5,185,330 0.275   2016/08/19 0.140   2016/12/23
13518 SG Issuer - HSCEI European Warrants Mar 2017 C HKD 0.103   0.016   0.058   79,390,000 4,275,070 2,466,883 0.108   2017/02/23 0.016   2017/03/10 142,370,000 7,731,570 0.150   2016/10/11 0.025   2016/12/23
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.156   0.093   0.105   26,180,000 3,313,250 1,948,887 0.167   2017/02/23 0.078   2017/02/03 57,860,000 7,154,570 0.190   2016/09/07 0.068   2016/12/23
15478 SG Issuer - HSCEI European Warrants Sep 2017 B HKD 0.335   0.234   0.260   6,890,000 1,943,460 N/A 0.335   2017/03/21 0.195   2017/02/03 31,260,000 7,565,330 -   - -   -
13113 SG Issuer - HSI European Put Warrants Apr 2017 B HKD 0.027   0.010   0.010   61,070,000 818,220 2,456,392 0.182   2017/01/03 0.010   2017/03/22 123,300,000 4,176,440 0.221   2016/12/23 0.107   2016/12/08
13162 SG Issuer - HSI European Put Warrants Apr 2017 C HKD 0.095   0.020   0.026   240,640,000 9,727,700 2,462,498 0.191   2017/01/16 0.020   2017/03/29 292,100,000 13,648,360 0.295   2016/12/19 0.166   2016/10/11
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD 0.063   0.029   0.032   7,900,000 375,940 N/A 0.159   2017/01/03 0.029   2017/03/21 18,040,000 1,386,950 0.192   2016/12/28 0.118   2016/12/08
28125 SG Issuer - HSI European Put Warrants Aug 2017 D HKD 0.202   0.119   0.141   32,230,000 4,851,730 N/A 0.202   2017/03/03 0.119   2017/03/21 39,050,000 6,062,780 -   - -   -
28913 SG Issuer - HSI European Put Warrants Aug 2017 E HKD 0.089   0.079   0.086   2,920,000 247,650 N/A 0.089   2017/03/27 0.079   2017/03/20 2,920,000 247,650 -   - -   -
15594 SG Issuer - HSI European Put Warrants Feb 2018 A HKD 0.110   0.071   0.083   13,880,000 1,185,990 N/A 0.172   2017/01/09 0.071   2017/03/21 25,970,000 2,671,130 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD 0.063   0.029   0.032   7,870,000 339,420 N/A 0.158   2017/01/03 0.029   2017/03/21 9,830,000 522,500 0.177   2016/12/29 0.115   2016/12/08
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD 0.067   0.030   0.035   49,480,000 2,223,940 N/A 0.168   2017/01/03 0.030   2017/03/21 87,310,000 5,560,810 0.202   2016/12/23 0.122   2016/12/08
14546 SG Issuer - HSI European Put Warrants Jun 2017 F HKD 0.067   0.028   0.031   15,920,000 736,620 N/A 0.156   2017/01/05 0.028   2017/03/21 24,390,000 1,343,030 0.217   2016/12/23 0.143   2016/12/12
15680 SG Issuer - HSI European Put Warrants Jun 2018 A HKD 0.127   0.086   0.100   5,960,000 607,890 N/A 0.184   2017/01/09 0.086   2017/03/21 15,450,000 2,001,320 -   - -   -
12455 SG Issuer - HSI European Put Warrants Mar 2017 D HKD 0.010   0.010   0.010   100,000 1,000 1,866,898 0.050   2017/01/03 0.010   2017/03/03 40,610,000 790,830 0.130   2016/08/24 0.028   2016/12/08
12484 SG Issuer - HSI European Put Warrants Mar 2017 E HKD 0.027   0.010   0.010   85,100,000 1,750,960 6,388,085 0.159   2017/01/03 0.010   2017/03/15 205,750,000 6,763,080 0.230   2016/08/22 0.102   2016/10/25
13778 SG Issuer - HSI European Put Warrants Mar 2017 F HKD 0.111   0.015   0.025   129,410,000 5,759,860 N/A 0.235   2017/01/05 0.015   2017/03/21 180,420,000 10,693,040 0.310   2016/12/28 0.165   2016/10/24
14262 SG Issuer - HSI European Put Warrants May 2017 C HKD 0.029   0.011   0.011   35,060,000 698,320 N/A 0.129   2017/01/03 0.011   2017/03/16 65,100,000 2,256,730 0.175   2016/12/23 0.093   2016/12/08
14300 SG Issuer - HSI European Put Warrants May 2017 D HKD 0.062   0.018   0.022   206,760,000 6,702,180 N/A 0.193   2017/01/03 0.018   2017/03/21 316,500,000 13,950,730 0.225   2016/12/23 0.127   2016/12/08
14548 SG Issuer - HSI European Put Warrants May 2017 E HKD 0.059   0.017   0.022   65,220,000 2,310,200 N/A 0.156   2017/01/05 0.017   2017/03/21 109,780,000 5,186,020 0.150   2016/12/06 0.149   2016/12/06
15591 SG Issuer - HSI European Put Warrants May 2018 A HKD 0.131   0.090   0.101   4,140,000 448,050 N/A 0.188   2017/01/06 0.090   2017/03/21 9,840,000 1,334,260 -   - -   -
28135 SG Issuer - HSI European Put Warrants Oct 2017 B HKD 0.102   0.091   0.102   1,270,000 126,480 N/A 0.102   2017/03/31 0.091   2017/03/20 1,270,000 126,480 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD 0.056   0.030   0.031   9,240,000 361,850 N/A 0.152   2017/01/03 0.030   2017/03/21 27,880,000 1,765,680 0.173   2016/12/28 0.119   2016/12/12
15600 SG Issuer - HSI European Put Warrants Sep 2017 B HKD 0.085   0.048   0.053   5,040,000 299,860 N/A 0.161   2017/01/09 0.048   2017/03/21 15,750,000 1,562,600 -   - -   -
23705 SG Issuer - HSI European Put Warrants Sep 2017 C HKD 0.111   0.061   0.071   11,320,000 1,005,640 N/A 0.153   2017/02/03 0.061   2017/03/21 16,890,000 1,582,870 -   - -   -
28126 SG Issuer - HSI European Put Warrants Sep 2017 D HKD 0.188   0.107   0.123   31,010,000 4,212,540 N/A 0.188   2017/03/03 0.107   2017/03/21 31,710,000 4,328,890 -   - -   -
12505 SG Issuer - HSI European Put Warrants Sep 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15679 SG Issuer - HSI European Put Warrants Sep 2018 A HKD 0.139   0.097   0.114   30,620,000 3,459,300 N/A 0.189   2017/01/09 0.097   2017/03/21 36,810,000 4,428,530 -   - -   -
13109 SG Issuer - HSI European Warrants Apr 2017 A HKD 0.050   0.010   0.013   322,640,000 8,282,570 2,428,088 0.050   2017/03/21 0.010   2017/03/31 373,360,000 10,296,400 0.171   2016/09/22 0.014   2016/12/22
14128 SG Issuer - HSI European Warrants Apr 2017 D HKD 0.168   0.056   0.098   16,750,000 1,375,930 N/A 0.168   2017/03/21 0.045   2017/01/03 41,380,000 3,311,820 0.136   2016/11/10 0.039   2016/12/22
14441 SG Issuer - HSI European Warrants Apr 2017 E HKD 0.203   0.139   0.201   4,470,000 770,030 N/A 0.209   2017/02/20 0.072   2017/01/03 24,440,000 3,375,240 0.169   2016/11/23 0.059   2016/12/23
12941 SG Issuer - HSI European Warrants Apr 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14969 SG Issuer - HSI European Warrants Aug 2017 B HKD 0.242   0.151   0.190   39,430,000 7,631,710 N/A 0.242   2017/03/21 0.106   2017/01/03 71,320,000 13,563,410 0.115   2016/12/19 0.088   2016/12/23
15670 SG Issuer - HSI European Warrants Aug 2017 C HKD 0.405   0.320   0.370   17,550,000 6,515,600 N/A 0.405   2017/03/20 0.260   2017/01/10 29,990,000 10,314,350 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.055   0.032   0.040   28,900,000 1,275,170 N/A 0.058   2017/02/21 0.032   2017/03/10 67,160,000 2,965,650 0.105   2016/10/24 0.025   2016/12/22
15578 SG Issuer - HSI European Warrants Dec 2017 B HKD -   -   0.310   0 0 N/A 0.285   2017/02/10 0.234   2017/01/06 290,000 79,280 -   - -   -
23478 SG Issuer - HSI European Warrants Dec 2017 C HKD 0.204   0.141   0.174   6,540,000 1,095,490 N/A 0.204   2017/03/21 0.141   2017/03/09 10,660,000 1,803,090 -   - -   -
12273 SG Issuer - HSI European Warrants Dec 2017 D HKD 0.244   0.244   0.177   10,000 2,440 N/A 0.244   2017/03/24 0.244   2017/03/24 10,000 2,440 -   - -   -
15676 SG Issuer - HSI European Warrants Dec 2018 A HKD 0.265   0.218   0.248   5,210,000 1,239,450 N/A 0.265   2017/03/29 0.199   2017/01/09 17,770,000 4,046,320 -   - -   -
14970 SG Issuer - HSI European Warrants Jan 2018 A HKD 0.183   0.130   0.157   7,110,000 1,115,920 N/A 0.183   2017/03/21 0.105   2017/01/03 17,220,000 2,547,010 0.108   2016/12/19 0.092   2016/12/23
12932 SG Issuer - HSI European Warrants Jan 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.096   0.045   0.059   12,500,000 873,730 937,255 0.096   2017/03/21 0.039   2017/01/03 45,260,000 3,047,950 0.238   2016/08/25 0.028   2016/12/23
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD 0.275   0.255   0.265   60,000 16,300 N/A 0.275   2017/03/30 0.150   2017/01/03 1,810,000 338,280 0.204   2016/12/06 0.118   2016/12/23
14851 SG Issuer - HSI European Warrants Jul 2017 E HKD 0.197   0.122   0.158   4,530,000 822,150 N/A 0.197   2017/03/20 0.115   2017/01/17 5,760,000 995,160 0.148   2016/12/06 0.071   2016/12/22
14968 SG Issuer - HSI European Warrants Jul 2017 F HKD -   -   0.236   0 0 N/A -   - -   - 0 0 0.127   2016/12/19 0.124   2016/12/19
15590 SG Issuer - HSI European Warrants Jul 2018 A HKD 0.249   0.240   0.270   1,180,000 289,930 N/A 0.249   2017/03/07 0.212   2017/01/09 8,920,000 2,062,840 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD 0.500   0.420   0.490   3,220,000 1,440,950 4,170,117 0.500   2017/03/29 0.300   2017/01/03 11,730,000 4,954,200 0.530   2016/09/09 0.186   2016/05/24
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.233   0.151   0.209   3,350,000 587,630 6,368,738 0.233   2017/03/29 0.090   2017/01/03 76,510,000 10,943,570 0.345   2016/09/22 0.071   2016/12/23
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.033   0.012   0.016   65,380,000 1,395,410 1,030,690 0.037   2017/02/21 0.012   2017/03/10 124,030,000 2,915,650 0.144   2016/09/26 0.012   2016/12/29
14445 SG Issuer - HSI European Warrants Jun 2017 D HKD 0.167   0.082   0.118   8,820,000 1,007,680 N/A 0.167   2017/03/21 0.062   2017/01/03 41,370,000 4,320,780 0.167   2016/11/22 0.056   2016/12/22
14464 SG Issuer - HSI European Warrants Jun 2017 E HKD 0.226   0.206   0.214   6,640,000 1,437,780 N/A 0.226   2017/03/30 0.109   2017/01/04 15,070,000 2,827,090 0.182   2016/11/23 0.083   2016/12/23
14967 SG Issuer - HSI European Warrants Jun 2017 G HKD 0.300   0.218   0.280   8,680,000 2,034,310 N/A 0.300   2017/03/27 0.147   2017/01/03 9,410,000 2,187,160 0.138   2016/12/19 0.114   2016/12/23
15668 SG Issuer - HSI European Warrants Jun 2017 H HKD 0.435   0.415   0.420   440,000 189,000 N/A 0.435   2017/03/29 0.285   2017/01/06 460,000 194,800 -   - -   -
29313 SG Issuer - HSI European Warrants Mar 2017 A HKD 0.315   0.250   0.325   2,400,000 675,000 848,695 0.315   2017/03/20 0.087   2017/01/03 23,230,000 3,332,820 0.320   2016/09/22 0.072   2016/12/29
11139 SG Issuer - HSI European Warrants Mar 2017 B HKD -   -   0.530   0 0 25,272 0.460   2017/02/27 0.285   2017/01/16 120,000 41,300 0.222   2016/12/19 0.175   2016/12/28
12404 SG Issuer - HSI European Warrants Mar 2017 C HKD 0.075   0.016   0.056   1,090,000 35,930 984,098 0.076   2017/02/21 0.016   2017/03/08 19,110,000 746,400 0.225   2016/09/09 0.012   2016/12/23
15673 SG Issuer - HSI European Warrants Mar 2018 A HKD 0.300   0.300   0.295   90,000 27,000 N/A 0.300   2017/03/02 0.226   2017/01/06 200,000 57,170 -   - -   -
29195 SG Issuer - HSI European Warrants Mar 2018 B HKD 0.140   0.125   0.120   1,200,000 157,180 N/A 0.140   2017/03/20 0.125   2017/03/27 1,200,000 157,180 -   - -   -
11144 SG Issuer - HSI European Warrants May 2017 A HKD 0.485   0.350   0.450   440,000 185,600 1,569,440 0.485   2017/03/20 0.203   2017/01/03 8,790,000 2,421,630 0.540   2016/09/09 0.155   2016/12/23
13074 SG Issuer - HSI European Warrants May 2017 B HKD 0.103   0.035   0.056   96,500,000 6,068,060 1,972,433 0.103   2017/03/21 0.030   2017/01/03 139,840,000 9,064,890 0.210   2016/09/09 0.022   2016/12/23
28396 SG Issuer - HSI European Warrants Nov 2017 A HKD 0.175   0.156   0.148   2,240,000 368,950 N/A 0.175   2017/03/21 0.156   2017/03/31 2,240,000 368,950 -   - -   -
15672 SG Issuer - HSI European Warrants Oct 2017 A HKD 0.375   0.285   0.345   2,390,000 813,500 N/A 0.375   2017/03/29 0.249   2017/01/10 3,610,000 1,170,050 -   - -   -
15675 SG Issuer - HSI European Warrants Oct 2018 A HKD 0.295   0.234   0.265   1,430,000 371,960 N/A 0.295   2017/03/21 0.207   2017/01/09 8,950,000 2,072,650 -   - -   -
15477 SG Issuer - HTSC European Warrants Jun 2017 A HKD 0.072   0.034   0.032   2,044,000 116,602 N/A 0.116   2017/01/06 0.034   2017/03/30 9,388,000 782,188 -   - -   -
14818 SG Issuer - HTSC European Warrants Nov 2017 A HKD 0.098   0.069   0.063   194,000 16,118 N/A 0.130   2017/02/15 0.069   2017/03/30 734,000 77,948 0.217   2016/12/05 0.175   2016/12/13
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.380   0.210   0.156   1,074,000 368,400 N/A 0.450   2017/02/15 0.210   2017/03/23 2,574,000 957,550 0.355   2016/10/19 0.340   2016/11/30
14745 SG Issuer - Huaneng Power European Warrants Jun 2017 A HKD 0.860   0.400   0.410   5,314,000 3,561,830 N/A 0.860   2017/03/17 0.400   2017/03/30 6,842,000 4,522,090 0.620   2016/12/30 0.480   2016/12/12
12831 SG Issuer - Huaneng Power European Warrants Mar 2017 A HKD -   -   0.212   0 0 533,475 0.520   2017/02/15 0.141   2017/02/03 6,304,000 2,059,122 0.760   2016/09/09 0.265   2016/11/25
28745 SG Issuer - Huaneng Power European Warrants Nov 2017 A HKD 0.395   0.335   0.195   348,000 127,340 N/A 0.395   2017/03/21 0.335   2017/03/16 352,000 128,690 -   - -   -
13200 SG Issuer - ICBC European Put Wt Apr 2017 A HKD 0.040   0.010   0.010   18,574,000 416,173 765,454 0.220   2017/01/09 0.010   2017/03/08 28,476,000 754,881 0.395   2016/11/17 0.175   2016/12/08
28198 SG Issuer - ICBC European Put Wt Aug 2017 B HKD 0.187   0.109   0.105   4,316,000 675,919 N/A 0.187   2017/03/03 0.109   2017/03/16 4,984,000 783,201 -   - -   -
14654 SG Issuer - ICBC European Put Wt Jun 2017 B HKD 0.031   0.012   0.013   16,779,000 389,933 N/A 0.153   2017/01/04 0.012   2017/03/14 52,219,000 3,129,073 0.215   2016/12/22 0.127   2016/12/12
12391 SG Issuer - ICBC European Put Wt Mar 2017 A HKD -   -   0.010   0 0 1,375,314 0.034   2017/01/04 0.012   2017/01/11 5,791,000 124,045 0.181   2016/08/16 0.020   2016/12/09
15390 SG Issuer - ICBC European Warrants Aug 2017 A HKD 0.310   0.169   0.235   18,738,000 4,358,061 N/A 0.365   2017/02/16 0.155   2017/02/06 45,353,000 11,650,339 0.195   2016/12/30 0.158   2016/12/28
28914 SG Issuer - ICBC European Warrants Aug 2017 C HKD 0.070   0.059   0.078   100,000 6,450 N/A 0.151   2017/02/27 0.059   2017/03/09 420,000 52,300 -   - -   -
28615 SG Issuer - ICBC European Warrants Dec 2017 A HKD 0.112   0.098   0.083   2,412,000 250,260 N/A 0.162   2017/02/23 0.098   2017/03/22 3,134,000 365,438 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD 0.066   0.023   0.025   696,000 22,842 1,112,010 0.103   2017/02/16 0.023   2017/03/09 10,693,000 839,244 0.255   2016/08/31 0.050   2016/12/15
28463 SG Issuer - ICBC European Warrants Jun 2017 C HKD 0.168   0.086   0.085   29,960,000 4,395,780 N/A 0.219   2017/02/22 0.086   2017/03/15 33,160,000 5,059,980 -   - -   -
12535 SG Issuer - ICBC European Warrants Mar 2017 B HKD -   -   0.010   0 0 924,432 0.033   2017/02/16 0.010   2017/02/22 13,701,000 235,892 0.290   2016/08/23 0.011   2016/12/22
27208 SG Issuer - ICBC European Warrants May 2017 A HKD 0.182   0.061   0.068   42,474,000 4,993,968 6,028,777 0.215   2017/02/23 0.061   2017/03/31 164,440,000 23,590,428 0.395   2016/09/22 0.049   2016/05/18
28019 SG Issuer - ICBC European Warrants Nov 2017 A HKD 0.209   0.129   0.142   8,600,000 1,448,400 N/A 0.315   2017/02/20 0.129   2017/03/13 8,650,000 1,463,990 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.455   0.430   0.320   300,000 131,750 420,637 0.480   2017/02/09 0.430   2017/03/01 1,940,000 891,550 0.405   2016/11/24 0.151   2016/10/20
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.249   0.160   0.158   21,670,000 4,325,680 N/A 0.310   2017/02/13 0.139   2017/01/03 84,900,000 17,686,000 0.270   2016/11/24 0.136   2016/12/23
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 2.570   1.670   1.670   48,000 84,790 N/A 3.590   2017/02/14 1.480   2017/01/04 1,724,000 4,356,580 3.010   2016/11/25 0.760   2016/10/19
15132 SG Issuer - JIANC European Warrants Mar 2018 A HKD 0.214   0.153   0.149   20,320,000 3,827,470 N/A 0.265   2017/02/09 0.153   2017/03/28 77,180,000 16,452,450 0.236   2016/12/14 0.147   2016/12/29
26241 SG Issuer - JIANC European Warrants Sep 2017 A HKD 0.880   0.350   0.330   10,988,000 6,277,220 N/A 1.410   2017/02/13 0.350   2017/03/30 67,746,000 71,253,680 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD 1.010   0.610   0.960   17,734,000 14,594,980 N/A 1.010   2017/03/23 0.295   2017/02/03 61,842,000 31,871,150 0.485   2016/12/14 0.345   2016/12/29
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.182   0.153   0.188   10,800,000 1,890,140 547,130 0.182   2017/03/30 0.127   2017/02/08 15,160,000 2,487,580 0.147   2016/08/19 0.110   2016/11/11
13538 SG Issuer - KECL European Warrants May 2017 A HKD 0.330   0.104   0.239   38,902,000 8,010,204 3,357,081 0.330   2017/03/23 0.059   2017/02/07 60,568,000 10,188,482 0.460   2016/10/06 0.086   2016/12/30
15504 SG Issuer - KECL European Warrants Oct 2017 A HKD 0.580   0.365   0.570   19,434,000 9,730,120 N/A 0.580   2017/03/23 0.236   2017/02/03 26,370,000 12,061,670 0.400   2016/12/28 0.385   2016/12/28
15237 SG Issuer - Kingsoft European Warrants Aug 2017 A HKD 0.530   0.211   0.530   118,890,000 40,327,020 N/A 0.530   2017/03/31 0.189   2017/02/24 180,850,000 55,353,350 0.255   2016/12/16 0.228   2016/12/22
12525 SG Issuer - Kingsoft European Warrants Dec 2017 A HKD 0.345   0.270   0.330   6,200,000 1,923,450 N/A 0.345   2017/03/29 0.270   2017/03/28 6,200,000 1,923,450 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.300   0.097   0.285   46,910,000 9,048,320 2,089,147 0.300   2017/03/29 0.083   2017/02/24 56,330,000 10,223,110 0.420   2016/09/22 0.126   2016/12/20
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD 0.124   0.059   0.106   15,630,000 1,431,910 759,282 0.124   2017/03/23 0.047   2017/02/22 16,570,000 1,489,950 0.242   2016/09/29 0.103   2016/11/09
11380 SG Issuer - Kingsoft European Warrants Mar 2017 A HKD -   -   0.010   0 0 2,973,707 0.098   2017/01/06 0.016   2017/02/23 60,500,000 3,428,650 0.390   2016/10/07 0.054   2016/12/28
13454 SG Issuer - Kingsoft European Warrants May 2017 A HKD 0.173   0.020   0.140   204,650,000 14,475,930 2,703,697 0.173   2017/03/24 0.020   2017/03/09 220,000,000 15,198,530 0.320   2016/10/11 0.064   2016/12/29
11196 SG Issuer - Kingsoft European Warrants Nov 2017 A HKD 0.380   0.209   0.360   37,360,000 9,307,790 N/A 0.380   2017/03/29 0.209   2017/03/16 37,360,000 9,307,790 -   - -   -
28915 SG Issuer - Lenovo European Warrants Aug 2017 A HKD 0.370   0.167   0.350   7,276,000 1,902,760 N/A 0.370   2017/03/29 0.167   2017/03/10 7,280,000 1,903,810 -   - -   -
14746 SG Issuer - Lenovo European Warrants Jun 2017 A HKD 0.410   0.143   0.350   13,016,000 3,950,850 N/A 0.530   2017/01/12 0.143   2017/03/10 68,322,000 22,597,558 0.440   2016/12/02 0.330   2016/12/23
12345 SG Issuer - Lenovo European Warrants Mar 2017 A HKD -   -   0.010   0 0 434,169 0.014   2017/01/12 0.011   2017/01/12 2,600,000 32,900 0.475   2016/08/18 0.011   2016/12/28
12782 SG Issuer - Lenovo European Warrants May 2017 A HKD 0.053   0.010   0.037   60,310,000 1,354,646 9,023,079 0.233   2017/01/16 0.010   2017/03/17 368,048,000 49,871,088 0.690   2016/09/05 0.110   2016/12/29
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.028   0.017   0.024   146,260,000 3,000,820 1,097,977 0.045   2017/01/18 0.017   2017/03/27 257,240,000 6,536,400 0.170   2016/04/20 0.034   2016/12/22
22357 SG Issuer - Lenovo European Warrants Oct 2017 A HKD 0.188   0.087   0.182   2,440,000 441,620 N/A 0.375   2017/01/17 0.087   2017/03/10 7,360,000 1,289,300 -   - -   -
28834 SG Issuer - Lenovo European Warrants Oct 2017 B HKD 0.315   0.247   0.410   100,000 28,860 N/A 0.335   2017/02/24 0.247   2017/03/07 1,664,000 537,830 -   - -   -
15693 SG Issuer - Lenovo European Warrants Sep 2017 A HKD 0.290   0.134   0.270   40,746,000 7,643,724 N/A 0.450   2017/01/17 0.134   2017/03/10 126,364,000 26,281,262 0.325   2016/12/30 0.320   2016/12/30
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD 0.102   0.030   0.032   12,084,000 851,284 N/A 0.160   2017/01/05 0.030   2017/03/31 12,848,000 920,244 0.350   2016/10/26 0.120   2016/12/29
11063 SG Issuer - Li & Fung European Warrants Nov 2017 A HKD 0.265   0.265   0.162   8,000 2,120 N/A 0.265   2017/03/14 0.265   2017/03/14 8,000 2,120 -   - -   -
15463 SG Issuer - Li & Fung European Warrants Oct 2017 A HKD 0.325   0.113   0.120   55,938,000 12,033,048 N/A 0.420   2017/01/05 0.113   2017/03/30 91,486,000 20,526,984 0.390   2016/12/23 0.305   2016/12/29
14753 SG Issuer - Link REIT European Warrants Jun 2017 A HKD 0.236   0.087   0.196   24,860,000 3,898,610 N/A 0.310   2017/01/10 0.087   2017/03/14 40,560,000 7,740,050 0.480   2016/12/07 0.157   2016/12/29
11105 SG Issuer - Link REIT European Warrants Mar 2017 A HKD -   -   0.010   0 0 1,385,820 0.102   2017/01/06 0.015   2017/02/21 1,525,000 85,785 0.580   2016/07/28 0.035   2016/12/22
12903 SG Issuer - Link REIT European Warrants May 2017 A HKD 0.035   0.035   0.013   750,000 26,250 2,510,898 0.098   2017/01/06 0.030   2017/02/20 18,570,000 1,104,540 0.365   2016/09/09 0.039   2016/12/23
29051 SG Issuer - Link REIT European Warrants Nov 2017 A HKD 0.330   0.200   0.280   3,335,000 828,640 N/A 0.330   2017/03/01 0.200   2017/03/15 3,335,000 828,640 -   - -   -
28072 SG Issuer - MGM China European Warrants May 2017 A HKD 0.530   0.370   0.530   12,016,000 5,681,800 1,409,057 0.530   2017/03/23 0.315   2017/02/22 15,960,000 7,423,880 0.670   2016/11/30 0.192   2016/08/30
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.219   0.122   0.192   38,012,000 6,612,808 N/A 0.255   2017/01/11 0.105   2017/02/22 151,756,000 26,706,652 0.340   2016/11/30 0.141   2016/10/31
15312 SG Issuer - Minsheng Bank European Warrants Aug 2017 A HKD 0.670   0.530   0.365   8,240,000 4,846,600 N/A 0.920   2017/02/16 0.530   2017/03/22 8,840,000 5,333,000 0.560   2016/12/22 0.550   2016/12/22
14701 SG Issuer - Minsheng Bank European Warrants Jun 2017 A HKD 0.191   0.166   0.062   1,400,000 244,200 N/A 0.420   2017/02/16 0.166   2017/03/08 6,736,000 2,103,025 0.530   2016/11/30 0.270   2016/12/15
12435 SG Issuer - Minsheng Bank European Warrants Mar 2017 A HKD -   -   0.046   0 0 571,290 0.243   2017/02/15 0.073   2017/02/08 1,654,000 182,921 0.760   2016/10/06 0.171   2016/12/15
15688 SG Issuer - Minsheng Bank European Warrants Sep 2017 A HKD -   -   0.760   0 0 N/A 1.500   2017/02/15 0.930   2017/01/03 4,479,000 5,074,235 0.980   2016/12/30 0.980   2016/12/30
28517 SG Issuer - Minsheng Bank European Warrants Sep 2017 B HKD 0.270   0.270   0.241   200,000 54,000 N/A 0.640   2017/02/22 0.270   2017/03/30 202,000 55,260 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.280   0.179   0.290   3,810,000 858,820 N/A 0.280   2017/03/21 0.111   2017/01/16 10,825,000 1,808,670 0.227   2016/11/25 0.126   2016/12/28
12712 SG Issuer - MTRC European Warrants May 2017 A HKD 0.045   0.017   0.040   17,720,000 513,645 1,410,808 0.045   2017/03/30 0.017   2017/03/13 26,925,000 736,545 0.355   2016/09/09 0.014   2016/12/29
15506 SG Issuer - MTRC European Warrants Oct 2017 A HKD 0.580   0.440   0.610   2,765,000 1,363,625 N/A 0.580   2017/03/30 0.330   2017/01/13 2,975,000 1,437,875 0.310   2016/12/28 0.305   2016/12/28
14821 SG Issuer - NCI European Warrants Jun 2017 A HKD 0.122   0.050   0.050   6,122,000 499,375 N/A 0.285   2017/02/13 0.050   2017/03/29 7,354,000 760,235 0.320   2016/12/06 0.161   2016/12/28
12346 SG Issuer - NewWorld Dev Eu Wt Apr 2017 A HKD 0.128   0.010   0.010   28,463,000 1,177,822 1,477,153 0.232   2017/02/24 0.010   2017/03/23 93,912,000 7,746,357 0.680   2016/09/09 0.036   2016/12/19
15391 SG Issuer - NewWorld Dev Eu Wt Aug 2017 A HKD 1.600   1.060   1.090   5,584,000 7,331,940 N/A 1.600   2017/03/02 0.700   2017/01/10 11,808,000 14,340,100 0.580   2016/12/22 0.570   2016/12/22
14204 SG Issuer - NewWorld Dev Eu Wt Jun 2017 A HKD 1.010   0.570   0.570   26,154,000 21,437,410 N/A 1.070   2017/02/28 0.340   2017/01/06 30,666,000 24,056,605 0.475   2016/11/16 0.415   2016/11/24
11521 SG Issuer - NewWorld Dev Eu Wt Mar 2017 A HKD -   -   1.340   0 0 2,807,328 1.390   2017/02/24 0.133   2017/01/03 20,142,000 7,726,928 1.560   2016/09/22 0.118   2016/12/28
28986 SG Issuer - NewWorld Dev Eu Wt Sep 2017 A HKD 0.880   0.560   0.570   2,380,000 1,898,000 N/A 1.080   2017/02/28 0.560   2017/03/31 2,382,000 1,900,150 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD 0.115   0.098   0.106   530,000 54,260 N/A 0.139   2017/02/06 0.098   2017/03/31 4,030,000 500,060 0.145   2016/12/12 0.128   2016/12/28
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD 0.021   0.011   0.013   2,680,000 43,210 N/A 0.056   2017/01/18 0.011   2017/03/31 26,390,000 947,320 0.241   2016/11/09 0.040   2016/12/20
10392 SG Issuer - Nikkei 225 European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 117,065 -   - -   - 0 0 0.217   2016/06/24 0.010   2016/12/08
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.104   0.079   0.090   9,130,000 821,670 N/A 0.155   2017/01/18 0.079   2017/03/31 41,850,000 5,145,930 0.241   2016/12/02 0.134   2016/12/28
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD 0.213   0.180   0.183   60,000 11,670 N/A 0.213   2017/03/17 0.180   2017/03/27 660,000 137,370 0.265   2016/11/29 0.260   2016/11/29
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD -   -   0.120   0 0 N/A 0.194   2017/01/04 0.142   2017/01/18 230,000 34,580 0.255   2016/11/29 0.194   2016/12/20
10418 SG Issuer - Nikkei 225 European Warrants Jun 2017 A HKD -   -   0.255   0 0 N/A 0.310   2017/01/05 0.305   2017/02/15 100,000 30,750 0.164   2016/11/07 0.127   2016/11/09
10391 SG Issuer - Nikkei 225 European Warrants Mar 2017 B HKD 0.218   0.216   0.207   20,000 4,340 142,068 0.229   2017/01/13 0.216   2017/03/03 320,000 73,040 0.275   2016/12/20 0.047   2016/11/09
10403 SG Issuer - Nikkei 225 European Warrants Mar 2017 D HKD -   -   0.510   0 0 82,333 -   - -   - 0 0 0.285   2016/07/27 0.164   2016/07/08
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.226   0 0 N/A -   - -   - 0 0 0.218   2016/11/25 0.146   2016/11/03
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.205   0 0 N/A -   - -   - 0 0 0.260   2016/11/29 0.255   2016/11/29
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD 0.183   0.130   0.122   860,000 136,140 N/A 0.200   2017/01/26 0.130   2017/03/22 6,930,000 1,134,250 0.255   2016/11/29 0.210   2016/12/20
12713 SG Issuer - PCCW European Warrants Mar 2017 A HKD -   -   0.014   0 0 4,946 0.020   2017/02/08 0.010   2017/02/07 320,000 3,900 0.330   2016/09/02 0.019   2016/12/13
15507 SG Issuer - Petch European Warrants Aug 2017 A HKD 0.260   0.104   0.110   66,056,000 10,475,040 N/A 0.540   2017/01/18 0.104   2017/03/31 85,828,000 18,331,850 0.390   2016/12/28 0.345   2016/12/28
23450 SG Issuer - Petch European Warrants Aug 2017 B HKD 0.063   0.027   0.025   3,644,000 158,396 N/A 0.224   2017/01/20 0.027   2017/03/31 7,208,000 910,848 -   - -   -
12934 SG Issuer - PetroChina European Put Warrants Apr 2017 A HKD -   -   0.013   0 0 1,211,947 0.074   2017/01/03 0.017   2017/01/26 8,546,000 282,910 0.330   2016/09/12 0.054   2016/12/14
25372 SG Issuer - PetroChina European Put Warrants Aug 2017 C HKD 0.385   0.330   0.385   484,000 170,740 N/A 0.385   2017/03/31 0.280   2017/02/22 872,000 310,340 -   - -   -
14916 SG Issuer - PetroChina European Put Warrants Jul 2017 B HKD 0.177   0.098   0.132   5,100,000 697,830 N/A 0.310   2017/01/04 0.098   2017/03/21 18,520,000 2,898,948 0.390   2016/12/12 0.231   2016/12/14
13741 SG Issuer - PetroChina European Warrants Apr 2017 B HKD 0.010   0.010   0.010   342,000 3,420 N/A 0.160   2017/01/18 0.010   2017/03/02 137,520,000 14,358,550 0.128   2016/12/14 0.033   2016/11/18
14396 SG Issuer - PetroChina European Warrants Jul 2017 A HKD 0.600   0.390   0.390   2,532,000 1,283,530 N/A 1.040   2017/01/18 0.390   2017/03/31 17,368,000 13,814,630 0.830   2016/12/14 0.375   2016/11/21
15319 SG Issuer - PetroChina European Warrants Jul 2017 C HKD 0.084   0.031   0.038   5,284,000 303,500 N/A 0.300   2017/01/09 0.031   2017/03/31 26,964,000 5,030,498 0.220   2016/12/21 0.216   2016/12/21
12155 SG Issuer - PetroChina European Warrants Mar 2017 A HKD -   -   0.455   0 0 4,335,615 0.770   2017/01/18 0.330   2017/01/04 3,078,000 1,772,460 0.560   2016/12/14 0.154   2016/11/18
12646 SG Issuer - PetroChina European Warrants Mar 2017 B HKD -   -   0.010   0 0 6,312,823 0.220   2017/01/09 0.010   2017/02/20 133,248,000 19,947,720 0.211   2016/10/24 0.036   2016/11/14
13594 SG Issuer - PetroChina European Warrants May 2017 A HKD 0.203   0.038   0.040   16,470,000 1,539,308 N/A 0.590   2017/01/18 0.038   2017/03/31 63,520,000 20,359,108 0.450   2016/10/11 0.133   2016/11/09
14755 SG Issuer - PICC European Warrants Jun 2017 A HKD 0.118   0.093   0.079   8,080,000 858,120 N/A 0.225   2017/01/05 0.093   2017/03/27 8,280,000 903,120 0.315   2016/12/07 0.206   2016/12/20
12412 SG Issuer - PICC European Warrants Mar 2017 A HKD -   -   0.021   0 0 357,190 0.092   2017/01/11 0.035   2017/02/07 25,054,000 1,407,161 0.445   2016/08/16 0.155   2016/11/09
11112 SG Issuer - PICC European Warrants Oct 2017 A HKD 0.360   0.229   0.229   20,191,000 5,271,316 N/A 0.360   2017/03/20 0.229   2017/03/30 20,191,000 5,271,316 -   - -   -
12976 SG Issuer - PICC P&C European Warrants Apr 2017 A HKD -   -   0.011   0 0 465,286 0.196   2017/01/05 0.027   2017/02/22 6,208,000 407,026 1.670   2016/09/09 0.154   2016/12/23
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD 0.015   0.013   0.013   1,680,000 23,040 25,277 0.029   2017/01/05 0.013   2017/03/23 4,960,000 88,680 0.117   2016/09/23 0.026   2016/12/29
24690 SG Issuer - PICC P&C European Warrants Aug 2017 B HKD 0.610   0.315   0.315   5,364,000 2,854,280 N/A 0.840   2017/01/26 0.315   2017/03/31 9,652,000 5,818,880 -   - -   -
14853 SG Issuer - PICC P&C European Warrants Aug 2018 A HKD 0.155   0.109   0.111   16,180,000 2,174,440 N/A 0.170   2017/01/10 0.109   2017/03/30 42,480,000 6,030,380 0.245   2016/12/07 0.156   2016/12/23
13079 SG Issuer - Ping An European Put Warrants Apr 2017 B HKD 0.069   0.014   0.010   4,510,000 163,385 12,573,663 0.265   2017/01/03 0.014   2017/03/15 58,320,000 8,909,005 0.335   2016/09/14 0.104   2016/11/28
23090 SG Issuer - Ping An European Put Warrants Aug 2017 C HKD 0.110   0.038   0.047   4,250,000 239,080 N/A 0.243   2017/02/01 0.038   2017/03/24 13,660,000 1,991,340 -   - -   -
14656 SG Issuer - Ping An European Put Warrants Jun 2017 C HKD 0.181   0.043   0.060   29,025,000 2,015,275 N/A 0.370   2017/01/04 0.043   2017/03/27 34,720,000 3,325,510 0.435   2016/12/23 0.225   2016/11/29
12460 SG Issuer - Ping An European Put Warrants Mar 2017 C HKD -   -   0.011   0 0 1,340,323 0.050   2017/01/04 0.012   2017/01/24 3,650,000 121,900 0.198   2016/08/25 0.028   2016/12/12
13720 SG Issuer - Ping An European Put Warrants May 2017 B HKD 0.038   0.010   0.010   18,255,000 393,705 N/A 0.193   2017/01/03 0.010   2017/03/22 142,335,000 12,291,260 0.270   2016/10/17 0.096   2016/11/28
12650 SG Issuer - Ping An European Put Warrants Oct 2017 B HKD 0.237   0.228   0.240   7,170,000 1,672,915 N/A 0.237   2017/03/29 0.228   2017/03/29 7,170,000 1,672,915 -   - -   -
12808 SG Issuer - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 35,677,194 0.031   2017/01/03 0.011   2017/02/07 10,185,000 194,610 0.265   2016/09/05 0.022   2016/12/23
15892 SG Issuer - Ping An European Warrants Aug 2017 B HKD 0.530   0.325   0.435   48,370,000 22,154,975 N/A 0.530   2017/03/23 0.244   2017/02/03 101,655,000 42,204,525 -   - -   -
26486 SG Issuer - Ping An European Warrants Aug 2017 D HKD 0.255   0.196   0.183   22,035,000 5,075,190 N/A 0.255   2017/03/21 0.196   2017/03/22 25,295,000 5,832,270 -   - -   -
27007 SG Issuer - Ping An European Warrants Dec 2017 A HKD 0.219   0.165   0.168   3,760,000 700,920 N/A 0.219   2017/03/21 0.165   2017/03/31 5,620,000 1,051,170 -   - -   -
27744 SG Issuer - Ping An European Warrants Jul 2017 A HKD 0.187   0.129   0.119   570,035,000 81,406,245 N/A 0.187   2017/03/23 0.129   2017/03/27 570,445,000 81,474,500 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD 0.014   0.012   0.014   3,390,000 47,075 1,876,022 0.033   2017/02/16 0.012   2017/03/16 14,430,000 357,045 0.189   2016/09/15 0.019   2016/12/23
14757 SG Issuer - Ping An European Warrants Jun 2017 D HKD 0.150   0.060   0.093   96,305,000 11,942,875 N/A 0.153   2017/02/15 0.050   2017/02/03 9,896,180,000 1,042,489,950 0.243   2016/12/02 0.105   2016/12/30
27315 SG Issuer - Ping An European Warrants Mar 2017 B HKD -   -   0.030   0 0 35,970,933 0.081   2017/02/15 0.010   2017/02/03 35,545,000 1,795,020 0.430   2016/09/09 0.038   2016/12/23
12538 SG Issuer - Ping An European Warrants May 2017 A HKD 0.060   0.013   0.015   128,870,000 4,611,910 4,808,867 0.079   2017/02/15 0.013   2017/03/31 198,775,000 8,722,250 0.290   2016/09/07 0.045   2016/12/23
15263 SG Issuer - Ping An European Warrants May 2017 C HKD 0.285   0.104   0.184   18,855,000 4,434,790 N/A 0.285   2017/03/23 0.068   2017/02/03 3,487,535,000 388,437,765 0.196   2016/12/19 0.125   2016/12/23
27036 SG Issuer - Ping An European Warrants Nov 2017 B HKD 0.142   0.097   0.113   6,490,000 780,540 N/A 0.188   2017/02/13 0.097   2017/03/13 7,410,000 951,190 -   - -   -
27750 SG Issuer - Ping An European Warrants Oct 2017 A HKD 0.174   0.107   0.147   2,750,000 413,440 N/A 0.191   2017/02/16 0.107   2017/03/10 3,360,000 522,940 -   - -   -
13283 SG Issuer - Sands China European Put Warrants Apr 2017 B HKD 0.100   0.010   0.010   20,172,000 1,347,712 10,725,592 0.280   2017/01/03 0.010   2017/03/16 223,896,000 33,517,268 0.440   2016/09/27 0.110   2016/11/29
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD 0.173   0.057   0.059   39,704,000 4,692,604 N/A 0.305   2017/01/03 0.057   2017/03/30 106,344,000 19,144,472 0.325   2016/12/16 0.163   2016/11/24
12428 SG Issuer - Sands China European Put Warrants Mar 2017 A HKD -   -   0.013   0 0 1,786,338 0.050   2017/01/06 0.010   2017/02/03 4,300,000 114,204 0.295   2016/08/25 0.031   2016/11/28
12216 SG Issuer - Sands China European Put Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13331 SG Issuer - Sands China European Warrants Apr 2017 C HKD 0.010   0.010   0.010   4,000 40 7,334,368 0.060   2017/01/11 0.010   2017/03/09 69,136,000 2,082,520 0.221   2016/09/19 0.030   2016/12/29
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD 0.072   0.042   0.060   13,276,000 755,872 N/A 0.135   2017/01/11 0.040   2017/02/09 33,624,000 2,925,636 0.315   2016/11/29 0.091   2016/12/29
15238 SG Issuer - Sands China European Warrants Jul 2017 B HKD 0.210   0.119   0.190   187,668,000 30,691,972 N/A 0.285   2017/01/10 0.098   2017/02/23 277,972,000 44,548,208 0.255   2016/12/30 0.203   2016/12/29
12327 SG Issuer - Sands China European Warrants May 2017 A HKD 0.086   0.032   0.052   349,800,000 19,613,896 19,128,859 0.193   2017/01/11 0.030   2017/02/23 627,088,000 46,897,136 0.405   2016/12/01 0.109   2016/12/29
26504 SG Issuer - Sands China European Warrants Sep 2017 A HKD 0.229   0.145   0.214   157,684,000 29,793,992 N/A 0.229   2017/03/30 0.126   2017/02/27 210,920,000 38,247,912 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.225   0.082   0.162   13,125,000 2,493,360 N/A 0.225   2017/03/20 0.082   2017/03/10 22,295,000 3,515,430 0.244   2016/11/03 0.067   2016/12/23
13631 SG Issuer - Shenhua European Warrants Jun 2017 A HKD 0.315   0.058   0.191   23,875,000 2,490,820 N/A 0.315   2017/03/20 0.058   2017/03/10 82,785,000 9,694,910 0.250   2016/11/07 0.060   2016/12/23
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.420   0.145   0.295   13,225,000 3,433,605 2,205,058 0.420   2017/03/20 0.145   2017/03/10 36,415,000 7,985,315 0.280   2016/10/11 0.128   2016/12/23
15697 SG Issuer - Shimao Ppt Eu Wt Jul 2018 A HKD 0.355   0.265   0.275   1,780,000 538,300 N/A 0.355   2017/03/22 0.233   2017/02/08 4,880,000 1,296,150 0.242   2016/12/29 0.241   2016/12/29
15394 SG Issuer - SHK P European Warrants Aug 2017 A HKD 1.350   1.150   1.210   3,770,000 4,841,200 N/A 1.350   2017/03/01 0.770   2017/01/24 7,350,000 8,894,600 0.570   2016/12/22 0.550   2016/12/22
14211 SG Issuer - SHK P European Warrants Jun 2017 A HKD 0.820   0.780   0.710   650,000 520,000 N/A 0.900   2017/02/23 0.340   2017/01/04 17,270,000 12,558,050 0.550   2016/12/12 0.260   2016/12/19
12714 SG Issuer - SHK P European Warrants May 2017 B HKD 0.176   0.044   0.046   8,960,000 791,990 336,893 0.212   2017/02/22 0.044   2017/03/31 15,560,000 1,724,900 0.840   2016/09/09 0.109   2016/11/14
13167 SG Issuer - SHK P European Warrants May 2017 C HKD 0.016   0.011   0.010   150,000 2,150 603,130 0.020   2017/02/22 0.010   2017/02/21 7,400,000 86,250 0.360   2016/09/22 0.014   2016/12/13
28995 SG Issuer - SHK P European Warrants Nov 2017 A HKD 0.550   0.425   0.520   6,140,000 3,032,850 N/A 0.560   2017/02/28 0.425   2017/03/15 6,160,000 3,043,950 -   - -   -
26906 SG Issuer - SHK P European Warrants Sep 2017 A HKD 0.820   0.590   0.670   9,610,000 6,758,400 N/A 0.830   2017/02/23 0.590   2017/03/15 13,010,000 9,297,500 -   - -   -
14212 SG Issuer - SHKP European Put Warrants Jun 2017 B HKD 0.036   0.010   0.010   45,140,000 968,300 N/A 0.365   2017/01/03 0.010   2017/03/24 67,230,000 3,361,180 0.460   2016/11/14 0.260   2016/12/12
11919 SG Issuer - SHKP European Put Warrants May 2017 A HKD 0.058   0.027   0.027   12,170,000 508,500 711,795 0.160   2017/01/03 0.027   2017/03/31 15,050,000 753,190 0.182   2016/12/23 0.080   2016/09/09
29869 SG Issuer - SMIC European Warrants Aug 2017 A HKD 0.211   0.152   0.151   8,600,000 1,668,115 N/A 0.211   2017/03/13 0.152   2017/03/30 8,600,000 1,668,115 -   - -   -
23999 SG Issuer - SMIC European Warrants Nov 2017 A HKD 0.160   0.115   0.096   7,450,000 1,028,930 N/A 0.220   2017/02/10 0.115   2017/03/27 17,770,000 2,835,270 -   - -   -
13166 SG Issuer - Stanchart European Warrants Apr 2017 A HKD 0.060   0.010   0.010   6,384,000 247,623 2,746,008 0.430   2017/02/06 0.010   2017/03/23 70,613,500 13,913,727 0.375   2016/09/13 0.109   2016/12/28
15701 SG Issuer - Stanchart European Warrants Aug 2017 A HKD 1.110   0.810   1.090   2,058,000 2,010,220 N/A 1.610   2017/02/10 0.750   2017/01/05 4,981,000 6,116,600 -   - -   -
25872 SG Issuer - Stanchart European Warrants Aug 2017 B HKD 0.310   0.220   0.260   420,000 102,200 N/A 0.680   2017/02/06 0.220   2017/03/17 992,000 370,865 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.241   0.209   0.239   5,985,000 1,359,620 1,811,213 0.290   2017/02/06 0.189   2017/01/12 22,655,000 5,174,425 0.229   2016/07/28 0.152   2016/11/09
24006 SG Issuer - Stanchart European Warrants Jul 2017 A HKD 0.365   0.157   0.260   65,161,000 14,015,175 N/A 0.810   2017/02/06 0.157   2017/03/28 130,882,000 49,015,683 -   - -   -
14761 SG Issuer - Stanchart European Warrants Jun 2017 A HKD 0.590   0.370   0.590   6,451,000 3,123,785 N/A 1.170   2017/02/10 0.370   2017/03/27 8,871,000 5,075,185 0.490   2016/12/02 0.485   2016/12/02
12834 SG Issuer - Stanchart European Warrants Mar 2017 A HKD -   -   0.260   0 0 4,360,218 1.090   2017/02/06 0.187   2017/01/03 16,770,000 9,867,984 0.740   2016/09/05 0.161   2016/12/30
13885 SG Issuer - Stanchart European Warrants May 2017 A HKD 1.080   0.680   1.050   955,000 827,475 N/A 1.530   2017/02/16 0.495   2017/01/03 4,214,500 3,843,845 0.830   2016/10/20 0.465   2016/12/30
11322 SG Issuer - Stanchart European Warrants Oct 2017 A HKD 0.540   0.520   0.680   2,000 1,060 N/A 0.540   2017/03/28 0.520   2017/03/28 2,000 1,060 -   - -   -
11655 SG Issuer - Tencent European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 806,878 0.035   2017/01/04 0.012   2017/01/23 22,400,000 463,020 0.127   2016/08/04 0.027   2016/11/08
12784 SG Issuer - Tencent European Put Warrants Apr 2017 C HKD 0.078   0.011   0.010   2,500,000 64,330 20,954,700 0.250   2017/01/04 0.011   2017/03/21 23,550,000 2,392,730 0.315   2016/12/28 0.136   2016/10/25
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.085   0.049   0.059   1,700,000 103,000 N/A 0.154   2017/01/05 0.049   2017/03/20 3,220,000 272,660 0.198   2016/11/15 0.176   2016/11/17
15611 SG Issuer - Tencent European Put Warrants Aug 2017 C HKD 0.068   0.022   0.026   2,880,000 110,780 N/A 0.143   2017/01/06 0.022   2017/03/21 330,400,000 36,177,630 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD 0.121   0.034   0.042   96,890,000 5,585,260 2,623,327 0.255   2017/01/04 0.034   2017/03/30 133,620,000 9,350,330 0.280   2016/12/29 0.169   2016/10/27
14657 SG Issuer - Tencent European Put Warrants Jun 2017 B HKD 0.065   0.010   0.010   48,033,000 1,565,512 N/A 0.390   2017/01/03 0.010   2017/03/23 100,653,000 7,187,309 0.630   2016/12/23 0.390   2016/12/30
23114 SG Issuer - Tencent European Put Warrants Jun 2017 C HKD 0.148   0.016   0.026   34,760,000 2,351,345 N/A 0.620   2017/01/24 0.016   2017/03/29 37,955,000 3,415,417 -   - -   -
28520 SG Issuer - Tencent European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 1,109,847 0.020   2017/01/04 0.010   2017/01/12 11,470,000 186,920 0.206   2016/06/17 0.017   2016/11/10
13582 SG Issuer - Tencent European Put Warrants Mar 2017 F HKD -   -   0.074   0 0 N/A 0.275   2017/01/04 0.032   2017/02/23 17,810,000 2,090,840 0.360   2016/12/23 0.153   2016/10/06
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD 0.010   0.010   0.010   180,000 1,800 525,992 0.041   2017/01/03 0.010   2017/03/07 72,540,000 1,520,950 0.191   2016/05/06 0.034   2016/09/06
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD 0.106   0.044   0.050   37,130,000 1,929,310 N/A 0.206   2017/01/04 0.044   2017/03/21 51,890,000 4,158,420 0.246   2016/12/23 0.198   2016/11/16
28618 SG Issuer - Tencent European Put Warrants Oct 2017 E HKD 0.249   0.100   0.122   854,880,000 94,911,980 N/A 0.249   2017/03/03 0.100   2017/03/21 854,880,000 94,911,980 -   - -   -
13573 SG Issuer - Tencent European Warrants Apr 2017 D HKD 0.086   0.010   0.035   681,210,000 29,589,120 193,334,440 0.086   2017/03/21 0.010   2017/03/03 1,009,790,000 37,709,240 0.235   2016/10/03 0.010   2016/12/28
14522 SG Issuer - Tencent European Warrants Apr 2017 E HKD 1.710   0.400   1.560   6,673,000 7,010,180 N/A 1.710   2017/03/20 0.390   2017/01/04 40,961,000 26,594,965 0.970   2016/11/29 0.265   2016/12/23
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.420   0.240   0.375   3,320,000 911,450 3,006,178 0.420   2017/03/21 0.171   2017/01/04 38,300,000 9,038,410 0.430   2016/09/23 0.135   2016/12/23
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.189   0.082   0.139   136,610,000 18,334,880 604,062,433 0.189   2017/03/21 0.074   2017/01/04 14,119,080,000 1,439,567,350 0.247   2016/09/23 0.050   2016/12/23
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.125   0.079   0.109   20,160,000 2,188,170 N/A 0.125   2017/03/21 0.078   2017/02/13 29,620,000 3,042,620 0.162   2016/10/20 0.051   2016/12/23
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.192   0.099   0.159   69,380,000 11,421,580 2,884,663 0.192   2017/03/21 0.099   2017/03/03 74,570,000 12,042,630 0.260   2016/09/23 0.070   2016/12/23
14957 SG Issuer - Tencent European Warrants Dec 2017 B HKD 0.315   0.183   0.280   4,440,000 1,149,260 N/A 0.315   2017/03/27 0.158   2017/01/04 12,690,000 2,757,400 0.166   2016/12/30 0.122   2016/12/23
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.275   0.112   0.214   84,340,000 16,271,430 514,196,573 0.275   2017/03/21 0.097   2017/01/03 11,978,120,000 1,485,733,520 0.305   2016/09/23 0.071   2016/12/20
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.125   0.048   0.087   115,780,000 10,897,340 464,814,625 0.125   2017/03/21 0.035   2017/01/24 253,920,000 18,076,600 0.222   2016/09/23 0.026   2016/12/19
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD 0.350   0.180   0.295   3,900,000 891,360 N/A 0.350   2017/03/29 0.125   2017/01/04 1,918,190,000 261,106,010 0.175   2016/12/05 0.090   2016/12/23
28837 SG Issuer - Tencent European Warrants Jul 2017 G HKD 0.340   0.139   0.182   21,540,000 4,636,666 N/A 0.340   2017/03/21 0.139   2017/03/10 25,142,000 5,508,381 -   - -   -
12280 SG Issuer - Tencent European Warrants Jul 2017 H HKD 0.870   0.700   0.660   1,098,000 823,570 N/A 0.870   2017/03/27 0.700   2017/03/31 1,098,000 823,570 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD 0.490   0.280   0.445   9,070,000 3,892,300 2,386,188 0.490   2017/03/21 0.182   2017/01/04 37,990,000 10,724,220 0.430   2016/09/08 0.117   2016/05/19
26619 SG Issuer - Tencent European Warrants Jun 2017 D HKD 0.390   0.118   0.191   316,348,000 64,601,073 N/A 0.395   2017/02/17 0.118   2017/03/10 362,253,000 74,380,416 -   - -   -
27214 SG Issuer - Tencent European Warrants Mar 2017 A HKD -   -   0.420   0 0 1,847,843 0.455   2017/02/22 0.206   2017/01/04 23,900,000 8,744,790 0.520   2016/09/23 0.108   2016/05/04
12649 SG Issuer - Tencent European Warrants Mar 2017 C HKD -   -   0.010   0 0 79,296,223 0.126   2017/01/11 0.010   2017/02/22 31,497,000 1,463,488 1.620   2016/09/23 0.029   2016/12/23
12783 SG Issuer - Tencent European Warrants Mar 2017 D HKD -   -   0.012   0 0 3,684,640 0.044   2017/01/05 0.035   2017/01/04 222,000 8,468 0.670   2016/09/23 0.022   2016/12/28
12866 SG Issuer - Tencent European Warrants Mar 2017 E HKD -   -   0.103   0 0 129,592,755 0.163   2017/02/23 0.028   2017/01/24 1,197,500,000 87,965,730 0.275   2016/09/26 0.015   2016/12/23
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.300   0.187   0.265   21,710,000 5,165,740 9,107,822 0.300   2017/03/21 0.165   2017/01/04 57,200,000 12,747,760 0.345   2016/09/26 0.127   2016/12/23
29118 SG Issuer - Tencent European Warrants Mar 2018 B HKD 0.195   0.124   0.159   34,340,000 5,915,310 N/A 0.195   2017/03/21 0.124   2017/03/02 34,340,000 5,915,310 -   - -   -
12841 SG Issuer - Tencent European Warrants May 2017 A HKD 0.215   0.057   0.153   187,570,000 23,738,570 17,136,280 0.215   2017/03/29 0.050   2017/01/04 551,470,000 55,045,030 0.265   2016/09/23 0.033   2016/12/23
14397 SG Issuer - Tencent European Warrants May 2017 B HKD 0.720   0.123   0.300   57,955,000 23,804,840 N/A 0.720   2017/03/21 0.123   2017/03/03 2,637,498,000 797,726,510 0.610   2016/11/22 0.169   2016/12/19
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.108   0.060   0.087   17,890,000 1,741,870 509,390 0.108   2017/03/21 0.055   2017/01/24 20,220,000 1,905,870 0.165   2016/10/11 0.042   2016/12/23
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.400   0.238   0.360   4,560,000 1,682,480 1,295,457 0.400   2017/03/21 0.187   2017/01/03 7,900,000 2,509,000 0.425   2016/09/23 0.149   2016/12/22
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.350   0.201   0.310   32,680,000 7,968,450 10,080,290 0.350   2017/03/29 0.162   2017/01/04 92,330,000 20,551,670 0.380   2016/09/29 0.127   2016/12/23
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.186   0.103   0.142   14,601,930,000 1,770,587,890 475,566,157 0.186   2017/03/21 0.096   2017/01/23 22,112,790,000 2,839,501,620 0.275   2016/09/23 0.072   2016/12/28
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.111   0.058   0.086   17,134,490,000 1,642,934,120 N/A 0.111   2017/03/21 0.054   2017/01/23 17,139,340,000 1,643,259,960 0.163   2016/10/20 0.038   2016/12/16
12217 SG Issuer - Tencent European Warrants Oct 2017 F HKD 0.172   0.149   0.138   800,000 128,100 N/A 0.172   2017/03/27 0.149   2017/03/30 800,000 128,100 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD 0.275   0.148   0.238   61,440,000 12,608,540 N/A 0.275   2017/03/27 0.120   2017/01/04 142,930,000 27,566,530 0.152   2016/12/02 0.099   2016/12/21
12655 SG Issuer - Tencent European Warrants Sep 2017 B HKD 0.145   0.138   0.128   620,000 87,670 N/A 0.145   2017/03/30 0.138   2017/03/31 620,000 87,670 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD 0.019   0.010   0.011   15,305,000 211,155 378,408 0.099   2017/01/03 0.010   2017/03/02 32,805,000 622,970 0.247   2016/08/05 0.077   2016/12/08
23486 SG Issuer - Tracker Fund European Warrants Apr 2018 A HKD -   -   0.221   0 0 N/A 0.244   2017/02/01 0.185   2017/02/08 20,370,000 4,719,730 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.225   0.191   0.193   8,775,000 1,794,595 2,064,670 0.225   2017/03/21 0.130   2017/01/03 27,955,000 5,095,945 0.248   2016/09/22 0.108   2016/12/23
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD 0.300   0.300   0.315   150,000 45,000 364,883 0.300   2017/03/16 0.275   2017/02/13 290,000 84,200 0.260   2016/07/26 0.122   2016/06/24
15707 SG Issuer - Tracker Fund European Warrants Mar 2018 A HKD 0.265   0.260   0.285   400,000 105,000 N/A 0.265   2017/03/08 0.215   2017/01/16 930,000 223,600 0.248   2016/12/29 0.247   2016/12/29
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD 0.435   0.325   0.325   650,000 216,600 174,208 0.435   2017/03/21 0.290   2017/01/04 3,070,000 1,045,250 0.232   2016/05/27 0.175   2016/06/24
15321 SG Issuer - Wharf European Warrants Jul 2017 A HKD 1.000   0.500   0.890   12,860,000 9,890,100 N/A 1.000   2017/03/16 0.290   2017/01/03 31,880,000 19,496,200 0.250   2016/12/21 0.200   2016/12/28
12715 SG Issuer - Wharf European Warrants Mar 2017 A HKD -   -   0.295   0 0 805,702 0.445   2017/02/23 0.107   2017/01/04 8,860,000 1,835,220 0.540   2016/11/01 0.091   2016/12/20
27445 SG Issuer - Wynn European Warrants May 2017 A HKD 0.120   0.051   0.088   16,376,000 1,063,160 1,447,291 0.120   2017/03/20 0.045   2017/02/22 96,128,000 6,723,672 0.241   2016/04/20 0.054   2016/12/20
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.138   0.100   0.106   1,508,000 185,276 232,127 0.138   2017/03/20 0.076   2017/01/13 1,908,000 215,876 0.172   2016/12/01 0.068   2016/12/28
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.495   0.375   0.390   1,264,000 568,040 480,789 0.495   2017/03/29 0.230   2017/01/17 2,560,000 908,820 0.410   2016/09/15 0.188   2016/11/09
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.133   0.092   0.098   8,060,000 897,300 521,893 0.140   2017/02/23 0.075   2017/01/03 23,580,000 2,502,240 0.139   2016/10/19 0.072   2016/12/23
13634 SG Issuer - Yanzhou Coal Eu Wt May 2017 A HKD 0.400   0.116   0.144   5,472,000 1,266,100 N/A 0.550   2017/02/22 0.116   2017/03/31 18,102,000 5,856,166 0.920   2016/10/24 0.195   2016/12/28
15551 SG Issuer - Zijin Mining European Warrants Aug 2017 A HKD 0.590   0.345   0.460   9,742,000 3,985,020 N/A 0.590   2017/03/17 0.345   2017/03/10 40,460,000 16,360,810 0.345   2016/12/30 0.275   2016/12/28
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD 0.280   0.132   0.179   3,816,000 750,138 N/A 0.280   2017/03/20 0.132   2017/03/10 20,328,000 4,141,074 0.255   2016/11/29 0.123   2016/12/28
13607 SG Issuer - Zijin Mining European Warrants May 2017 A HKD 0.420   0.160   0.186   8,852,000 2,352,022 N/A 0.420   2017/03/17 0.160   2017/03/09 27,070,000 6,130,906 0.400   2016/11/11 0.120   2016/12/22
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.246   0.114   0.173   155,630,000 26,642,610 N/A 0.246   2017/03/24 0.114   2017/03/10 175,534,000 30,190,194 0.260   2016/11/23 0.174   2016/12/28
14960 SG Issuer - ZTE European Warrants Dec 2017 A HKD 0.270   0.145   0.213   12,298,000 2,635,710 N/A 0.270   2017/03/24 0.145   2017/03/10 14,882,000 3,107,862 0.238   2016/12/30 0.175   2016/12/23
11064 SG Issuer - ZTE European Warrants Sep 2017 A HKD 0.395   0.300   0.330   544,000 190,210 N/A 0.395   2017/03/24 0.300   2017/03/14 544,000 190,210 -   - -   -
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD 0.137   0.021   0.137   209,750,000 12,546,420 3,435,693 0.137   2017/03/31 0.020   2017/02/07 442,580,000 18,675,880 0.102   2016/08/25 0.022   2016/12/23
21679 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Apr17A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.018   2016/02/04 0.010   2016/08/29
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.027   0.026   0.027   40,000 1,060 872,600 0.033   2017/02/22 0.019   2017/02/03 36,180,000 959,240 0.053   2016/07/29 0.014   2016/12/23
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.124   0.107   0.113   100,000 11,520 668,407 0.135   2017/02/22 0.088   2017/02/01 23,540,000 2,273,920 0.122   2016/01/04 0.055   2016/05/16
15157 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Apr17A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/03/31 0.010   2016/03/31
26111 SGA Societe Generale Acceptance N.V. - AGBK Eu Wt Mar 2017 A HKD -   -   0.415   0 0 1,606,776 0.560   2017/02/16 0.104   2017/02/03 20,226,000 5,647,650 0.385   2016/09/22 0.051   2016/06/13
27066 SGA Societe Generale Acceptance N.V. - AIA Eur Wt Mar 2017 A HKD -   -   0.025   0 0 13,071,033 0.091   2017/02/20 0.010   2017/02/27 247,990,000 8,744,170 0.600   2016/10/11 0.017   2016/12/29
22273 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Apr 2017A HKD 0.335   0.238   0.305   4,770,000 1,336,195 5,343,903 0.335   2017/03/27 0.135   2017/01/09 16,820,000 4,081,405 0.230   2016/09/13 0.035   2016/02/12
26123 SGA Societe Generale Acceptance N.V. - BOCL Eu Wt Mar 2017 A HKD -   -   0.445   0 0 917,152 0.520   2017/02/20 0.072   2017/02/03 6,552,000 1,021,330 0.360   2016/09/06 0.081   2016/05/13
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.090   0.065   0.066   6,840,000 547,360 670,550 0.097   2017/02/09 0.065   2017/03/30 21,740,000 1,808,120 0.196   2016/09/07 0.070   2016/12/28
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.046   0.026   0.027   5,400,000 201,050 404,725 0.054   2017/02/09 0.026   2017/03/30 35,800,000 1,588,900 0.191   2016/01/05 0.037   2016/12/28
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.079   0.051   0.055   46,150,000 3,107,300 4,188,683 0.089   2017/02/09 0.051   2017/03/30 202,900,000 14,291,600 0.200   2016/09/07 0.061   2016/12/23
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.173   0.121   0.121   24,495,000 3,769,460 4,072,111 0.195   2017/02/17 0.121   2017/03/31 89,725,000 14,203,655 0.280   2016/04/14 0.129   2016/12/23
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD 0.025   0.011   0.011   13,300,000 196,270 115,753 0.032   2017/02/17 0.011   2017/03/24 20,280,000 394,180 0.196   2016/04/14 0.028   2016/12/21
17652 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Apr 17 A HKD 0.077   0.018   0.023   139,950,000 5,856,600 4,269,267 0.077   2017/03/21 0.018   2017/03/15 370,700,000 17,439,400 0.166   2016/09/09 0.029   2016/12/28
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.050   0.023   0.024   11,000,000 381,800 178,400 0.050   2017/03/21 0.023   2017/03/15 20,050,000 734,600 0.124   2016/01/04 0.029   2016/12/19
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD -   -   0.012   0 0 7,075 -   - -   - 0 0 0.049   2016/02/02 0.013   2016/11/09
16508 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Mar 17 A HKD -   -   0.010   0 0 216,468 0.015   2017/02/16 0.010   2017/01/26 8,530,000 94,690 0.121   2016/08/15 0.010   2016/12/20
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD 0.054   0.052   0.045   1,232,000 65,296 108,978 0.083   2017/02/13 0.052   2017/03/16 1,770,000 104,449 0.255   2016/01/04 0.076   2016/10/13
11546 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt May17 A HKD -   -   0.010   0 0 30,773 -   - -   - 0 0 0.114   2016/01/07 0.010   2016/12/21
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.116   0.083   0.088   13,330,000 1,318,030 2,064,822 0.149   2017/02/15 0.083   2017/03/27 41,300,000 4,941,910 0.340   2016/01/04 0.103   2016/12/29
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.216   0.211   0.201   200,000 42,700 684,033 0.216   2017/03/17 0.156   2017/02/08 17,000,000 3,028,200 0.330   2016/03/31 0.115   2016/07/06
14213 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Apr 2017A HKD -   -   0.570   0 0 0 -   - -   - 0 0 0.495   2016/06/10 0.465   2016/05/16
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.102   0.088   0.090   4,780,000 455,220 432,600 0.103   2017/02/28 0.068   2017/01/03 8,205,000 735,025 0.211   2016/01/05 0.057   2016/07/06
22711 SGA Societe Generale Acceptance N.V. - CKH Euro Wt May 2017A HKD -   -   0.010   0 0 36,322 -   - -   - 0 0 0.081   2016/01/05 0.010   2016/11/10
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD 0.013   0.010   0.010   1,700,000 20,600 8,167 0.015   2017/02/23 0.010   2017/03/30 3,700,000 49,000 0.043   2016/08/31 0.027   2016/03/04
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD 0.660   0.580   0.550   4,200,000 2,535,000 580,767 0.660   2017/03/16 0.430   2017/02/08 6,080,000 3,484,600 0.450   2016/08/16 0.219   2016/06/17
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.155   0.114   0.127   11,970,000 1,506,340 945,180 0.220   2017/01/19 0.114   2017/03/10 18,600,000 2,762,360 0.265   2016/12/14 0.075   2016/01/21
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.255   0.205   0.223   14,120,000 3,147,390 785,778 0.325   2017/01/06 0.205   2017/03/10 15,660,000 3,610,870 0.370   2016/10/24 0.161   2016/02/03
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD 0.017   0.010   0.010   49,580,000 660,140 3,317,283 0.058   2017/01/09 0.010   2017/03/23 185,440,000 5,318,090 0.121   2016/04/21 0.024   2016/01/21
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.113   0.077   0.072   9,480,000 896,340 284,645 0.113   2017/03/23 0.071   2017/02/28 13,310,000 1,239,430 0.126   2016/04/18 0.049   2016/09/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.177   0.122   0.127   13,260,000 2,067,490 2,803,552 0.177   2017/03/21 0.107   2017/01/16 39,090,000 5,527,080 0.180   2016/04/14 0.065   2016/01/21
24022 SGA Societe Generale Acceptance N.V. - CRCC Eu Wt Mar 2017 A HKD -   -   0.010   0 0 358,811 0.019   2017/01/25 0.019   2017/01/25 50,000 950 0.176   2016/04/14 0.013   2016/12/15
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.151   0.128   0.128   3,098,000 431,711 577,161 0.162   2017/02/10 0.128   2017/03/31 6,560,000 970,084 0.370   2016/04/13 0.170   2016/12/12
21585 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/04/14 0.010   2016/09/26
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD -   -   0.010   0 0 117,547 0.010   2017/02/15 0.010   2017/02/15 380,000 3,800 0.095   2016/01/08 0.011   2016/12/12
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD 0.011   0.010   0.010   2,720,000 27,300 1,072,457 0.023   2017/02/16 0.010   2017/03/31 48,630,000 705,690 0.141   2016/01/08 0.010   2016/12/28
11351 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 A HKD -   -   0.010   0 0 3,549,043 0.011   2017/02/09 0.010   2017/02/10 11,210,000 113,260 0.177   2016/01/04 0.010   2016/12/23
26141 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Mar 2017 B HKD -   -   0.265   0 0 787,378 0.320   2017/02/21 0.161   2017/01/16 13,780,000 3,801,800 0.440   2016/09/09 0.152   2016/12/28
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.114   0.077   0.087   3,198,180,000 337,605,030 68,766,477 0.173   2017/02/16 0.077   2017/03/09 3,840,050,000 410,131,900 0.310   2016/09/09 0.086   2016/12/28
27069 SGA Societe Generale Acceptance N.V. - HSBC Eu Wt Apr 2017 A HKD 0.900   0.900   0.970   100,000 90,000 1,984,980 0.970   2017/02/08 0.740   2017/01/10 988,000 838,120 1.120   2016/12/08 0.072   2016/07/06
24770 SGA Societe Generale Acceptance N.V. - JIANC Eu Wt Mar 2017A HKD -   -   0.081   0 0 8,300,553 0.223   2017/02/13 0.030   2017/01/04 303,800,000 31,108,510 0.180   2016/03/07 0.020   2016/11/03
28239 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.065   2016/06/20 0.010   2016/07/21
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.024   0.010   0.021   48,080,000 868,040 439,730 0.024   2017/03/23 0.010   2017/03/13 54,500,000 943,140 0.097   2016/04/28 0.011   2016/11/14
23147 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Apr 17 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 -   - -   -
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD 0.012   0.012   0.012   700,000 8,400 29,027 0.017   2017/01/16 0.010   2017/02/17 11,000,000 160,000 0.164   2016/01/04 0.013   2016/12/30
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD 0.011   0.011   0.011   6,700,000 73,700 47,820 0.028   2017/01/23 0.010   2017/02/17 26,400,000 281,320 0.015   2016/01/25 0.010   2016/12/16
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.074   0.061   0.066   1,050,000 69,370 155,213 0.087   2017/01/10 0.061   2017/03/15 7,660,000 580,240 0.124   2016/03/30 0.057   2016/08/03
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.290   0.163   0.233   59,520,000 12,819,970 7,491,180 0.290   2017/03/27 0.094   2017/01/04 131,240,000 24,100,680 0.300   2016/04/13 0.078   2016/12/23
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD 0.325   0.178   0.183   16,890,000 4,147,230 12,533,415 0.325   2017/03/21 0.076   2017/02/03 197,660,000 27,221,590 0.225   2016/04/01 0.048   2016/06/28
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.081   0.055   0.057   27,930,000 1,772,930 1,636,617 0.081   2017/03/09 0.055   2017/03/30 41,640,000 2,701,690 0.315   2016/01/21 0.053   2016/12/14
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.330   0.221   0.300   7,184,000 2,030,792 2,385,227 0.385   2017/01/11 0.172   2017/02/22 21,604,000 6,445,012 0.475   2016/11/29 0.116   2016/07/06
26402 SGA Societe Generale Acceptance N.V. -PICC P&C Eu Wt Mar17 A HKD -   -   0.010   0 0 3,436,307 0.060   2017/01/06 0.010   2017/02/27 308,720,000 8,348,040 0.355   2016/04/15 0.043   2016/12/29
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.037   0.020   0.027   6,990,000 193,880 642,767 0.037   2017/03/23 0.016   2017/02/03 39,505,000 1,019,350 0.105   2016/01/04 0.021   2016/12/23
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.036   2016/01/04 0.010   2016/08/16
21126 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Mar 17 A HKD -   -   0.010   0 0 167 -   - -   - 0 0 0.037   2016/01/04 0.010   2016/11/16
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.027   2016/01/04 0.010   2016/06/07
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD -   -   0.010   0 0 1,275 -   - -   - 0 0 0.033   2016/01/04 0.011   2016/02/11
24220 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Apr 17 A HKD 0.495   0.420   0.550   810,000 392,200 2,090,135 0.495   2017/03/17 0.201   2017/01/03 19,770,000 4,862,390 0.485   2016/10/03 0.089   2016/02/12
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 0.570   0.380   0.550   4,820,000 2,293,700 1,579,622 0.570   2017/03/30 0.270   2017/01/03 12,210,000 5,013,000 0.540   2016/09/23 0.114   2016/02/12
24773 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Apr 2017A HKD 0.010   0.010   0.010   11,000,000 110,000 837,632 0.017   2017/02/10 0.010   2017/03/10 125,255,000 1,607,692 0.109   2016/01/04 0.011   2016/12/30
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.335   0.320   0.320   952,000 309,500 580,058 0.345   2017/02/16 0.310   2017/02/06 2,711,000 867,490 0.335   2016/12/08 0.180   2016/02/29
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.186   0.175   0.177   1,561,000 281,396 2,698,684 0.208   2017/02/21 0.159   2017/01/03 12,556,000 2,229,366 0.206   2016/12/01 0.110   2016/06/24
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.013   2016/01/07 0.013   2016/01/07
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.097   0.083   0.084   1,084,000 100,009 481,829 0.111   2017/02/21 0.083   2017/03/30 18,431,000 1,917,911 0.153   2016/01/05 0.066   2016/08/08
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.026   0.016   0.017   8,707,000 169,032 330,847 0.051   2017/01/03 0.016   2017/03/29 28,777,000 911,093 0.235   2016/02/12 0.033   2016/11/30
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.011   0 0 20 -   - -   - 0 0 0.068   2016/01/06 0.012   2016/09/21
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.141   0.066   0.128   221,300,000 22,321,280 9,462,937 0.141   2017/03/27 0.066   2017/03/06 296,040,000 28,721,420 0.189   2016/04/06 0.052   2016/11/14
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.072   0.039   0.057   4,200,000 244,560 57,427 0.072   2017/03/27 0.039   2017/03/10 4,400,000 252,560 0.114   2016/03/17 0.032   2016/11/24
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.096   0.053   0.049   7,425,000 626,365 229,960 0.096   2017/03/21 0.041   2017/02/28 7,495,000 629,475 0.225   2016/03/16 0.066   2016/11/25
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.115   0.088   0.113   5,000,000 499,130 737,722 0.165   2017/02/06 0.078   2017/01/04 13,560,000 1,522,040 0.131   2016/01/04 0.029   2016/02/25
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.350   0.325   0.335   2,578,000 871,680 1,128,033 0.350   2017/03/16 0.295   2017/01/16 12,602,000 3,952,940 0.405   2016/01/04 0.270   2016/06/28
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.231   0.204   0.216   138,000 29,958 440,500 0.235   2017/02/24 0.190   2017/01/11 3,046,000 624,650 0.260   2016/11/29 0.170   2016/06/28
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.120   0.105   0.106   9,824,000 1,103,118 3,302,585 0.130   2017/02/21 0.105   2017/03/09 53,612,000 6,226,362 0.226   2016/01/08 0.093   2016/11/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.036   0.020   0.019   8,545,000 236,780 123,628 0.053   2017/02/16 0.020   2017/03/30 13,180,000 423,415 0.073   2016/10/06 0.028   2016/12/23
10354 SGA Societe Generale Acceptance NV-Nikkei 225 Eu Wt Mar 17 A HKD -   -   0.010   0 0 65,442 0.040   2017/01/04 0.011   2017/02/01 5,560,000 113,120 0.091   2016/04/22 0.011   2016/11/11
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD 0.011   0.010   0.010   2,720,000 27,440 882,223 0.018   2017/02/15 0.010   2017/03/21 35,360,000 479,360 0.043   2016/10/24 0.010   2016/12/28
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.295   0.295   0.285   100,000 29,500 904,827 0.315   2017/02/17 0.218   2017/01/03 2,712,000 710,170 0.310   2016/11/11 0.076   2016/02/03
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.132   0.099   0.103   4,196,000 468,584 706,117 0.132   2017/03/20 0.084   2017/01/03 16,654,000 1,786,446 0.145   2016/10/24 0.035   2016/02/03
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD -   -   0.330   0 0 2,375,680 0.345   2017/02/01 0.290   2017/02/01 43,721,000 14,071,840 0.375   2016/01/04 0.213   2016/01/28
18354 Standard Chartered Bank - A50 China Euro Warrants Mar 2017 A HKD -   -   0.015   0 0 14,683 0.014   2017/01/13 0.013   2017/01/13 300,000 4,100 0.060   2016/11/28 0.024   2016/12/29
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.104   0 0 6,390 0.111   2017/01/04 0.110   2017/01/04 300,000 33,100 0.141   2016/03/02 0.128   2016/02/29
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD -   -   0.040   0 0 5,918 0.050   2017/02/08 0.050   2017/02/08 5,000 250 0.110   2016/07/18 0.031   2016/12/05
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD -   -   0.066   0 0 7,254 -   - -   - 0 0 0.154   2016/03/29 0.095   2016/12/05
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD 0.010   0.010   0.010   560,000 5,600 4,267 0.010   2017/03/21 0.010   2017/03/21 2,360,000 23,600 0.049   2016/01/08 0.020   2016/10/11
25750 Standard Chartered Bank - China Cinda Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD 0.015   0.015   0.015   400,000 6,000 1,075 0.015   2017/03/21 0.015   2017/03/21 430,000 6,450 0.028   2016/03/04 0.013   2016/03/08
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.101   0 0 0 -   - -   - 0 0 0.120   2016/04/01 0.120   2016/04/01
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD -   -   0.043   0 0 6,050 -   - -   - 0 0 0.206   2016/01/12 0.084   2016/11/09
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD 0.430   0.410   0.430   250,000 103,900 32,033 0.430   2017/03/28 0.410   2017/03/20 260,000 108,200 0.420   2016/11/04 0.246   2016/07/06
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD 0.025   0.021   0.015   15,000 355 268 0.025   2017/03/02 0.021   2017/03/14 15,000 355 0.055   2016/03/23 0.010   2016/11/07
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.012   0.010   0.014   350,000 3,800 7,083 0.014   2017/02/23 0.010   2017/03/13 450,000 5,200 0.049   2016/03/17 0.018   2016/11/11
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.030   0 0 0 -   - -   - 0 0 -   - -   -
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD 0.010   0.010   0.010   610,000 6,100 3,645 0.028   2017/01/26 0.010   2017/03/24 680,000 7,820 0.101   2016/10/20 0.030   2016/01/19
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.094   0 0 3,433 0.100   2017/02/23 0.100   2017/02/23 206,000 20,600 -   - -   -
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.380   0 0 0 -   - -   - 0 0 0.375   2016/03/09 0.375   2016/03/09
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.011   2016/05/11 0.010   2016/05/11
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD -   -   0.041   0 0 0 -   - -   - 0 0 0.118   2016/01/18 0.085   2016/07/14
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 4,510 0.015   2017/01/06 0.015   2017/01/06 300,000 4,500 0.095   2016/01/04 0.014   2016/11/11
17319 Standard Chartered Bank - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.014   2016/02/02 0.014   2016/02/02
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD 0.021   0.010   0.020   5,660,000 97,140 27,857 0.021   2017/03/23 0.010   2017/03/13 12,660,000 167,140 0.084   2016/03/30 0.037   2016/01/20
21953 Standard Chartered Bank - KECL European Warrants Mar 2017 A HKD -   -   0.021   0 0 0 -   - -   - 0 0 -   - -   -
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD 0.062   0.053   0.059   70,000 3,890 1,157 0.062   2017/03/23 0.053   2017/03/01 120,000 6,940 0.133   2016/01/05 0.067   2016/02/04
15474 Standard Chartered Bank - Sands China Euro Wts Apr 2017 A HKD -   -   0.010   0 0 167 -   - -   - 0 0 0.010   2016/11/16 0.010   2016/11/16
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD -   -   0.082   0 0 34,475 0.146   2017/01/18 0.102   2017/02/21 1,700,000 193,200 0.365   2016/01/27 0.166   2016/07/28
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD -   -   0.340   0 0 10,627 0.355   2017/02/23 0.300   2017/02/16 100,000 31,500 0.390   2016/09/08 0.117   2016/02/03
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.315   0.280   0.280   2,012,000 618,310 139,915 0.315   2017/03/20 0.265   2017/02/21 2,014,000 618,840 0.280   2016/10/20 0.088   2016/01/21
18730 UBS AG - A50 China European Warrants Apr 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.032   2016/01/21 0.017   2016/05/12
14870 UBS AG - A50 China European Warrants Apr 2017 B HKD 0.021   0.019   0.015   600,000 12,200 N/A 0.117   2017/01/06 0.019   2017/03/22 23,085,000 2,043,948 0.171   2016/12/14 0.086   2016/12/30
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.385   0 0 3,387 -   - -   - 0 0 0.320   2016/10/05 0.270   2016/01/11
15351 UBS AG - A50 China European Warrants Dec 2017 A HKD -   -   0.202   0 0 N/A 0.200   2017/01/26 0.160   2017/01/03 9,640,000 1,706,188 0.166   2016/12/22 0.153   2016/12/29
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 -   - -   -
23464 UBS AG - A50 China European Warrants Mar 2017 A HKD 0.010   0.010   0.010   6,000,000 60,000 12,629,300 0.015   2017/02/10 0.010   2017/03/03 22,327,000 238,734 0.134   2016/01/04 0.011   2016/12/28
15356 UBS AG - A50 China European Warrants May 2017 A HKD 0.049   0.015   0.015   9,505,700 316,386 N/A 0.076   2017/01/06 0.015   2017/03/31 37,130,700 2,042,078 0.075   2016/12/21 0.058   2016/12/29
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.096   0.086   0.087   30,818,000 2,813,994 26,825,645 0.107   2017/01/18 0.086   2017/03/22 811,630,000 81,012,137 0.157   2016/01/06 0.081   2016/02/03
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.143   0.083   0.098   550,550,000 52,801,300 48,058,817 0.143   2017/03/24 0.077   2017/01/13 1,052,650,000 99,541,700 0.250   2016/09/23 0.057   2016/12/20
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.260   0.156   0.227   13,050,000 2,820,500 N/A 0.260   2017/03/24 0.106   2017/01/03 80,450,000 11,855,050 0.195   2016/11/10 0.094   2016/12/13
28311 UBS AG - AAC Tech European Warrants Nov 2017 A HKD 0.172   0.095   0.119   350,825,000 49,060,130 N/A 0.172   2017/03/24 0.095   2017/03/22 372,675,000 51,561,710 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.135   0.082   0.091   338,467,000 35,351,022 N/A 0.197   2017/02/16 0.078   2017/02/08 816,633,000 80,594,589 0.153   2016/12/01 0.102   2016/12/19
11888 UBS AG - Agricultural Bank European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29225 UBS AG - AIA European Put Warrants Aug 2017 B HKD 0.200   0.104   0.125   1,873,470,000 272,595,134 N/A 0.200   2017/03/03 0.104   2017/03/30 1,873,470,000 272,595,134 -   - -   -
14807 UBS AG - AIA European Put Warrants May 2017 A HKD 0.028   0.010   0.010   341,474,000 8,141,522 N/A 0.255   2017/01/03 0.010   2017/03/27 4,126,532,000 241,827,302 0.305   2016/12/09 0.211   2016/12/05
13319 UBS AG - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 46,489,842 0.010   2017/02/21 0.010   2017/02/21 1,026,000 10,260 0.280   2016/10/06 0.010   2016/12/13
27085 UBS AG - AIA European Warrants Aug 2017 A HKD 0.141   0.076   0.080   4,161,688,000 478,450,556 N/A 0.192   2017/02/20 0.076   2017/03/15 8,754,968,000 1,200,612,438 -   - -   -
28758 UBS AG - AIA European Warrants Dec 2017 A HKD 0.270   0.171   0.171   2,610,454,000 541,786,392 N/A 0.270   2017/03/21 0.171   2017/03/31 2,611,966,000 542,149,662 -   - -   -
14266 UBS AG - AIA European Warrants Jun 2017 A HKD 0.141   0.065   0.070   176,882,000 17,863,286 N/A 0.149   2017/02/27 0.056   2017/01/03 4,453,354,000 401,770,362 0.280   2016/11/16 0.056   2016/12/29
15188 UBS AG - AIA European Warrants Jun 2017 B HKD 0.240   0.131   0.156   36,634,000 6,971,692 N/A 0.246   2017/02/28 0.112   2017/01/05 6,240,654,000 988,506,070 0.175   2016/12/16 0.112   2016/12/29
15409 UBS AG - AIA European Warrants Jun 2017 C HKD -   -   0.460   0 0 N/A 0.255   2017/01/03 0.236   2017/01/03 3,720,000 913,010 0.285   2016/12/22 0.250   2016/12/29
28407 UBS AG - AIA European Warrants Jun 2017 D HKD 0.265   0.171   0.169   777,252,000 147,957,514 N/A 0.310   2017/02/28 0.171   2017/03/15 779,076,000 148,436,282 -   - -   -
14083 UBS AG - AIA European Warrants Mar 2017 A HKD 0.034   0.010   0.010   5,174,000 64,716 N/A 0.042   2017/02/20 0.010   2017/03/16 83,688,000 2,179,114 0.202   2016/11/08 0.013   2016/12/29
12899 UBS AG - AIA European Warrants Sep 2017 A HKD 0.169   0.167   0.163   280,000 47,040 N/A 0.169   2017/03/28 0.167   2017/03/28 280,000 47,040 -   - -   -
26889 UBS AG - Anhui Conch European Warrants Jun 2017 A HKD 0.155   0.069   0.073   144,810,000 14,360,635 N/A 0.195   2017/02/23 0.069   2017/03/10 218,575,000 26,332,035 -   - -   -
28967 UBS AG - BankComm European Warrants Aug 2017 A HKD 0.223   0.113   0.113   230,040,000 33,507,348 N/A 0.255   2017/02/28 0.113   2017/03/31 230,042,000 33,507,853 -   - -   -
28250 UBS AG - BEA European Warrants Oct 2017 A HKD 0.210   0.201   0.189   720,000 150,360 N/A 0.246   2017/02/22 0.201   2017/03/03 13,168,000 3,042,912 -   - -   -
21092 UBS AG - BOC HK European Warrants Dec 2017 A HKD 0.260   0.196   0.249   13,700,000 3,095,030 N/A 0.270   2017/01/27 0.196   2017/03/13 146,725,000 34,547,745 -   - -   -
25854 UBS AG - BOC HK European Warrants Mar 2017 A HKD -   -   0.640   0 0 303,933 0.425   2017/01/11 0.305   2017/01/03 3,900,000 1,520,175 0.480   2016/09/09 0.194   2016/05/18
28454 UBS AG - BOCL European Put Warrants Aug 2017 B HKD 0.255   0.147   0.175   42,456,000 6,967,099 N/A 0.255   2017/03/10 0.147   2017/03/21 43,658,000 7,193,099 -   - -   -
14806 UBS AG - BOCL European Warrants Aug 2017 A HKD 0.224   0.113   0.117   884,716,000 131,923,770 N/A 0.290   2017/02/16 0.113   2017/03/31 1,009,190,000 160,926,781 -   - -   -
11865 UBS AG - BOCL European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15198 UBS AG - BOCL European Warrants Jul 2017 A HKD 0.260   0.139   0.154   32,799,000 6,516,543 N/A 0.300   2017/02/16 0.103   2017/02/08 335,451,000 49,928,594 0.140   2016/12/16 0.127   2016/12/16
27643 UBS AG - BOCL European Warrants Mar 2017 A HKD 0.280   0.137   0.209   2,151,000 396,115 24,429,584 0.355   2017/02/16 0.056   2017/02/03 84,835,000 8,911,644 0.320   2016/09/09 0.052   2016/12/28
14666 UBS AG - BOCL European Warrants Mar 2017 B HKD -   -   0.330   0 0 N/A 0.445   2017/02/16 0.106   2017/02/03 191,658,000 25,516,158 0.245   2016/12/01 0.087   2016/12/28
12562 UBS AG - BOCL European Warrants May 2017 A HKD 0.113   0.047   0.048   44,847,000 3,788,626 7,167,613 0.174   2017/02/16 0.042   2017/01/17 59,213,000 5,547,956 0.183   2016/09/21 0.039   2016/12/28
28478 UBS AG - BOCL European Warrants Nov 2017 A HKD 0.152   0.132   0.129   1,320,000 187,380 N/A 0.152   2017/03/03 0.132   2017/03/10 1,320,000 187,380 -   - -   -
12846 UBS AG - BOCL European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.092   0.066   0.065   7,200,000 605,050 23,620,975 0.102   2017/02/09 0.066   2017/03/29 749,000,000 60,515,500 0.250   2016/08/30 0.074   2016/12/28
28971 UBS AG - BYD European Warrants Jun 2017 A HKD 0.213   0.073   0.075   63,660,000 8,153,660 N/A 0.213   2017/03/02 0.073   2017/03/30 63,660,000 8,153,660 -   - -   -
15894 UBS AG - BYD European Warrants May 2017 A HKD 0.201   0.058   0.063   58,315,000 8,529,145 N/A 0.340   2017/02/09 0.058   2017/03/29 848,595,000 200,621,035 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.038   0.020   0.021   64,550,000 1,914,550 33,447,592 0.045   2017/02/09 0.020   2017/03/29 1,674,700,000 62,032,600 0.206   2016/03/29 0.029   2016/12/23
12563 UBS AG - CAM CSI300 European Warrants Apr 2017 A HKD -   -   0.012   0 0 2,593,994 -   - -   - 0 0 0.120   2016/08/26 0.024   2016/12/13
14604 UBS AG - CAM CSI300 European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28500 UBS AG - CC Bank European Put Warrants Aug 2017 A HKD 0.236   0.112   0.138   567,721,000 82,935,649 N/A 0.236   2017/03/10 0.112   2017/03/21 593,311,000 88,234,432 -   - -   -
14900 UBS AG - CC Bank European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.157   2017/01/04 0.010   2017/02/17 486,195,000 50,131,148 0.315   2016/12/23 0.128   2016/12/30
19538 UBS AG - CC Bank European Put Warrants May 2017 C HKD 0.018   0.010   0.010   14,098,000 189,006 N/A 0.156   2017/01/09 0.010   2017/03/31 541,261,000 28,863,983 -   - -   -
13860 UBS AG - CC Bank European Warrants Apr 2017 A HKD 0.230   0.030   0.036   152,512,000 16,794,205 N/A 0.248   2017/02/16 0.030   2017/03/10 4,364,813,000 327,727,822 0.260   2016/10/24 0.059   2016/12/23
28612 UBS AG - CC Bank European Warrants Aug 2017 B HKD 0.171   0.065   0.067   3,540,901,000 370,688,184 N/A 0.222   2017/02/23 0.065   2017/03/31 3,544,901,000 371,442,424 -   - -   -
27638 UBS AG - CC Bank European Warrants Jul 2017 A HKD -   -   0.260   0 0 N/A 0.435   2017/02/24 0.435   2017/02/24 30,000 13,050 -   - -   -
11728 UBS AG - CC Bank European Warrants Jul 2017 B HKD 0.249   0.111   0.113   518,945,000 61,209,469 N/A 0.249   2017/03/21 0.111   2017/03/31 518,945,000 61,209,469 -   - -   -
16658 UBS AG - CC Bank European Warrants Jun 2017 A HKD 0.239   0.107   0.107   1,405,651,000 243,461,882 N/A 0.275   2017/02/23 0.102   2017/02/14 3,025,130,000 447,911,836 -   - -   -
14664 UBS AG - CC Bank European Warrants May 2017 A HKD 0.560   0.212   0.350   24,423,000 8,580,212 N/A 0.560   2017/03/21 0.169   2017/02/08 1,767,922,000 466,851,473 0.460   2016/11/30 0.174   2016/12/23
15265 UBS AG - CC Bank European Warrants May 2017 B HKD 0.164   0.043   0.046   3,100,655,000 249,800,669 N/A 0.214   2017/02/16 0.043   2017/03/10 5,458,157,000 663,129,137 0.185   2016/12/28 0.093   2016/12/23
12832 UBS AG - CC Bank European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD 0.025   0.018   0.018   3,600,000 77,000 12,833 0.025   2017/03/02 0.018   2017/03/22 3,600,000 77,000 0.083   2016/01/06 0.038   2016/09/15
28916 UBS AG - CGS European Warrants Aug 2017 A HKD 0.580   0.375   0.305   5,695,000 2,549,280 N/A 0.580   2017/03/02 0.375   2017/03/28 5,893,000 2,653,860 -   - -   -
17017 UBS AG - CGS European Warrants Nov 2017 A HKD 0.234   0.210   0.179   300,000 65,400 46,672 0.242   2017/02/16 0.207   2017/01/19 1,315,000 280,030 0.305   2016/04/14 0.165   2016/02/15
23452 UBS AG - Ch LongYuan European Warrants Jun 2018 A HKD 0.255   0.192   0.187   70,860,000 15,402,530 N/A 0.260   2017/02/16 0.192   2017/03/30 136,430,000 31,436,660 -   - -   -
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD -   -   0.240   0 0 57,875 0.300   2017/02/15 0.300   2017/02/15 350,000 105,000 0.355   2016/11/14 0.187   2016/01/21
26316 UBS AG - CHALCO European Warrants Aug 2017 A HKD 0.405   0.091   0.110   45,870,000 10,115,258 N/A 0.415   2017/02/15 0.091   2017/03/27 176,220,000 49,987,120 -   - -   -
23397 UBS AG - CHALCO European Warrants Jul 2017 A HKD 0.600   0.179   0.230   2,072,000 552,480 N/A 0.610   2017/02/15 0.179   2017/03/27 99,444,000 48,230,950 -   - -   -
27210 UBS AG - Chi Res Land European Warrants Mar 2018 A HKD 0.365   0.255   0.270   73,040,000 20,123,900 N/A 0.365   2017/03/17 0.255   2017/03/10 74,800,000 20,679,100 -   - -   -
20532 UBS AG - China Cinda European Warrants Aug 2017 A HKD 0.290   0.115   0.138   53,507,000 11,392,548 N/A 0.325   2017/02/23 0.115   2017/03/30 125,148,000 30,498,898 -   - -   -
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.026   2016/01/11 0.015   2016/09/12
12141 UBS AG - China Cinda European Warrants Jul 2017 A HKD 0.125   0.078   0.090   2,448,000 249,813 N/A 0.125   2017/03/27 0.078   2017/03/30 2,448,000 249,813 -   - -   -
23713 UBS AG - China EB Int'l European Warrants Dec 2017 A HKD 0.215   0.180   0.173   7,840,000 1,554,410 N/A 0.215   2017/03/15 0.157   2017/02/08 22,600,000 3,959,730 -   - -   -
27369 UBS AG - China EB Int'l European Warrants Mar 2017 A HKD 0.065   0.030   0.058   33,060,000 1,602,630 2,775,130 0.065   2017/03/02 0.010   2017/01/04 77,360,000 2,739,570 0.227   2016/04/20 0.010   2016/12/28
23036 UBS AG - China Life European Put Warrants Aug 2017 B HKD 0.065   0.027   0.036   2,238,320,000 118,458,890 N/A 0.166   2017/02/03 0.027   2017/03/21 10,781,790,000 806,797,130 -   - -   -
12890 UBS AG - China Life European Put Warrants Nov 2017 A HKD 0.214   0.211   0.219   540,000 114,750 N/A 0.214   2017/03/28 0.211   2017/03/28 540,000 114,750 -   - -   -
28235 UBS AG - China Life European Put Warrants Sep 2017 A HKD 0.155   0.076   0.090   2,750,280,000 249,298,690 N/A 0.155   2017/03/06 0.076   2017/03/21 2,756,320,000 250,107,800 -   - -   -
15913 UBS AG - China Life European Warrants Aug 2017 A HKD -   -   0.385   0 0 N/A 0.255   2017/01/10 0.250   2017/01/10 280,000 71,000 -   - -   -
24667 UBS AG - China Life European Warrants Aug 2017 C HKD 0.222   0.131   0.136   7,284,170,000 1,125,731,700 N/A 0.239   2017/02/15 0.124   2017/02/03 13,052,990,000 2,236,320,020 -   - -   -
12867 UBS AG - China Life European Warrants Dec 2017 A HKD 0.139   0.138   0.129   180,000 24,930 N/A 0.139   2017/03/28 0.138   2017/03/28 180,000 24,930 -   - -   -
14713 UBS AG - China Life European Warrants Jan 2018 A HKD -   -   0.207   0 0 N/A 0.260   2017/02/15 0.243   2017/02/14 352,130,000 87,953,380 0.161   2016/12/14 0.152   2016/12/14
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.460   0.460   0.460   50,000 23,000 616,388 0.510   2017/02/13 0.380   2017/02/06 260,000 113,200 0.380   2016/12/09 0.174   2016/11/09
14805 UBS AG - China Life European Warrants Jul 2017 B HKD 0.290   0.165   0.182   2,210,000 385,400 N/A 0.290   2017/03/20 0.101   2017/02/03 1,667,240,000 268,697,680 0.163   2016/12/14 0.117   2016/12/16
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.195   0.088   0.094   37,550,000 5,218,780 241,727,263 0.195   2017/03/17 0.056   2017/01/03 178,720,000 20,363,810 0.200   2016/09/29 0.052   2016/12/29
27209 UBS AG - China Life European Warrants Jun 2017 B HKD 0.620   0.340   0.231   5,477,000 2,776,895 N/A 0.810   2017/02/15 0.340   2017/03/13 1,658,628,000 1,083,312,930 -   - -   -
14006 UBS AG - China Life European Warrants Mar 2017 A HKD 0.320   0.185   0.265   5,460,000 1,259,370 N/A 0.340   2017/02/15 0.068   2017/02/03 8,709,000,000 787,345,430 0.225   2016/11/30 0.069   2016/11/09
13215 UBS AG - China Life European Warrants May 2017 A HKD 0.305   0.154   0.157   30,850,000 6,585,710 640,428,858 0.305   2017/03/20 0.078   2017/02/03 23,395,350,000 2,557,298,140 0.238   2016/09/22 0.048   2016/11/09
24919 UBS AG - China Life European Warrants Oct 2017 A HKD -   -   0.335   0 0 N/A 0.260   2017/02/06 0.250   2017/01/27 280,000 72,150 -   - -   -
28494 UBS AG - China Life European Warrants Oct 2017 B HKD 0.180   0.086   0.089   11,907,980,000 1,422,951,920 N/A 0.180   2017/03/17 0.086   2017/03/31 11,907,980,000 1,422,951,920 -   - -   -
23072 UBS AG - China Mengniu European Warrants Dec 2017 A HKD 0.211   0.151   0.199   22,780,000 4,119,750 N/A 0.234   2017/02/13 0.151   2017/03/30 134,260,000 27,642,080 -   - -   -
14898 UBS AG - China Mobile European Put Warrants Jun 2017 A HKD 0.300   0.067   0.180   1,369,720,000 196,086,195 N/A 0.600   2017/01/03 0.067   2017/03/23 1,603,925,000 250,670,605 0.660   2016/12/19 0.495   2016/12/08
15518 UBS AG - China Mobile European Put Warrants Jun 2017 C HKD 0.128   0.034   0.061   407,685,000 47,102,610 N/A 0.310   2017/01/03 0.034   2017/03/20 942,105,000 154,707,855 0.345   2016/12/28 0.305   2016/12/30
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD 0.104   0.091   0.115   24,500,000 2,371,600 512,817 0.104   2017/03/23 0.091   2017/03/21 24,500,000 2,371,600 0.155   2016/07/28 0.088   2016/10/11
17461 UBS AG - China Mobile European Warrants Apr 2017 A HKD 0.074   0.015   0.017   33,300,000 1,258,300 193,948,183 0.074   2017/03/21 0.015   2017/03/15 12,741,400,000 511,296,550 0.171   2016/07/21 0.032   2016/12/28
13928 UBS AG - China Mobile European Warrants Apr 2017 B HKD 0.050   0.010   0.010   13,385,000 368,980 N/A 0.102   2017/02/01 0.010   2017/03/24 3,994,720,000 265,267,245 0.420   2016/10/25 0.066   2016/12/30
14003 UBS AG - China Mobile European Warrants Apr 2017 C HKD -   -   0.017   0 0 N/A 0.037   2017/01/05 0.031   2017/01/05 1,800,000 60,600 0.182   2016/11/02 0.031   2016/12/28
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD 0.011   0.011   0.010   500,000 5,500 56,608 0.011   2017/03/20 0.010   2017/01/13 650,000 7,000 0.054   2016/07/21 0.013   2016/12/01
12513 UBS AG - China Mobile European Warrants Jul 2017 B HKD 0.183   0.118   0.119   6,821,695,000 977,805,995 N/A 0.183   2017/03/27 0.118   2017/03/31 6,821,695,000 977,805,995 -   - -   -
15187 UBS AG - China Mobile European Warrants Jun 2017 B HKD 0.385   0.156   0.156   334,935,000 58,721,730 N/A 0.435   2017/01/27 0.156   2017/03/31 4,101,695,000 1,337,886,830 0.400   2016/12/15 0.320   2016/12/28
15957 UBS AG - China Mobile European Warrants Mar 2017 A HKD 0.010   0.010   0.010   300,000 3,000 51,114,006 0.020   2017/02/01 0.010   2017/03/06 48,755,000 588,010 0.116   2016/09/09 0.010   2016/12/30
19521 UBS AG - China Mobile European Warrants Mar 2017 B HKD -   -   0.010   0 0 25,581,358 -   - -   - 0 0 0.087   2016/09/09 0.010   2016/12/16
13317 UBS AG - China Mobile European Warrants Mar 2017 C HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.212   2016/09/19 0.183   2016/09/27
14265 UBS AG - China Mobile European Warrants May 2017 A HKD 0.157   0.026   0.026   14,202,255,000 969,273,480 N/A 0.212   2017/01/20 0.026   2017/03/31 17,915,525,000 1,624,450,390 0.365   2016/11/16 0.140   2016/12/22
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.036   0.017   0.019   238,450,000 6,086,150 161,199,850 0.043   2017/02/15 0.017   2017/03/16 26,981,250,000 966,883,050 0.108   2016/02/02 0.026   2016/12/28
28917 UBS AG - China Mobile European Warrants Sep 2017 A HKD 0.260   0.090   0.090   5,176,285,000 1,002,838,520 N/A 0.260   2017/03/21 0.090   2017/03/31 5,586,885,000 1,097,313,890 -   - -   -
25513 UBS AG - China National Building European Wts Aug 2017 A HKD 0.950   0.305   0.335   70,058,000 36,756,560 N/A 0.950   2017/03/02 0.305   2017/03/30 102,004,000 55,993,820 -   - -   -
11270 UBS AG - China National Building European Wts Aug 2017 B HKD 0.495   0.290   0.217   4,440,000 1,785,730 N/A 0.495   2017/03/16 0.290   2017/03/27 4,440,000 1,785,730 -   - -   -
21023 UBS AG - China National Building European Wts Jun 2017 A HKD 1.250   0.610   0.610   868,000 837,540 N/A 1.250   2017/03/20 0.270   2017/01/18 22,038,000 11,642,500 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD 0.080   0.017   0.017   1,138,220,000 61,233,180 N/A 0.111   2017/02/09 0.017   2017/03/30 1,531,740,000 95,443,900 0.120   2016/11/30 0.118   2016/11/30
13420 UBS AG - China Overseas European Warrants Mar 2017 A HKD -   -   0.010   0 0 6,359,810 -   - -   - 0 0 0.212   2016/09/23 0.012   2016/11/18
14226 UBS AG - China Overseas European Warrants May 2017 A HKD 0.129   0.015   0.016   314,200,000 13,066,320 N/A 0.129   2017/03/17 0.015   2017/03/31 1,021,540,000 62,628,360 0.111   2016/11/16 0.032   2016/12/23
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.255   0.057   0.182   41,820,000 3,740,110 N/A 0.255   2017/03/20 0.057   2017/03/10 502,025,000 62,308,220 0.325   2016/11/08 0.105   2016/12/23
26881 UBS AG - China Tel European Warrants Jun 2017 A HKD 0.126   0.037   0.038   228,696,000 15,300,896 N/A 0.210   2017/02/13 0.037   2017/03/31 238,980,000 17,064,582 -   - -   -
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.158   0.090   0.143   2,153,876,000 212,573,084 97,539,458 0.158   2017/03/27 0.079   2017/01/17 5,374,614,000 512,648,818 0.152   2016/10/11 0.070   2016/07/20
12147 UBS AG - China Unicom European Warrants Jul 2017 A HKD 0.670   0.500   0.530   2,812,000 1,625,140 N/A 0.670   2017/03/27 0.500   2017/03/23 2,812,000 1,625,140 -   - -   -
12105 UBS AG - China Unicom European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.054   0.028   0.045   953,500,000 37,020,120 9,178,493 0.054   2017/03/27 0.027   2017/01/11 963,160,000 37,348,600 0.102   2016/03/30 0.029   2016/07/15
12669 UBS AG - China Vanke European Warrants Apr 2017 A HKD -   -   0.010   0 0 6,594,538 0.031   2017/01/13 0.017   2017/01/10 1,306,000 22,081 0.215   2016/08/23 0.017   2016/12/30
15534 UBS AG - China Vanke European Warrants Aug 2017 A HKD 0.280   0.169   0.204   8,558,000 1,592,845 N/A 0.280   2017/03/13 0.169   2017/03/03 53,850,000 11,005,727 0.208   2016/12/30 0.192   2016/12/29
29227 UBS AG - China Vanke European Warrants Aug 2017 B HKD 0.280   0.124   0.127   67,627,000 12,685,506 N/A 0.280   2017/03/17 0.124   2017/03/31 67,627,000 12,685,506 -   - -   -
13465 UBS AG - China Vanke European Warrants Mar 2017 A HKD 0.068   0.010   0.010   1,948,000 52,904 20,532,673 0.068   2017/03/16 0.010   2017/03/22 182,241,000 6,842,260 0.275   2016/11/28 0.031   2016/12/29
28310 UBS AG - CITIC Bank European Warrants Aug 2017 A HKD 0.255   0.250   0.145   90,000 22,870 N/A 0.300   2017/02/23 0.250   2017/03/01 1,836,000 505,730 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.054   0.038   0.038   33,634,000 1,519,853 4,267,243 0.083   2017/02/15 0.038   2017/03/31 157,045,000 10,712,179 0.196   2016/08/15 0.042   2016/12/23
20494 UBS AG - CITIC Sec European Warrants Aug 2017 A HKD 0.138   0.083   0.082   11,450,000 1,345,525 N/A 0.167   2017/02/17 0.083   2017/03/31 34,235,000 4,676,965 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD 0.045   0.029   0.024   15,480,000 584,545 584,653 0.074   2017/01/06 0.029   2017/03/28 48,990,000 2,514,425 0.206   2016/09/05 0.062   2016/12/23
15001 UBS AG - CKH European Warrants Jun 2017 A HKD 0.233   0.221   0.207   1,600,000 369,000 184,400 0.233   2017/03/23 0.181   2017/02/21 2,600,000 558,600 0.310   2016/09/12 0.142   2016/07/12
11632 UBS AG - CKH European Warrants Jun 2017 B HKD -   -   0.010   0 0 20,410 0.010   2017/02/16 0.010   2017/02/16 30,000 300 0.076   2016/01/04 0.010   2016/12/08
29361 UBS AG - CKH European Warrants Jun 2017 C HKD 0.158   0.046   0.045   166,455,000 11,358,735 N/A 0.158   2017/03/08 0.046   2017/03/31 166,455,000 11,358,735 -   - -   -
11873 UBS AG - CKH European Warrants Mar 2017 A HKD -   -   0.550   0 0 1,717 -   - -   - 0 0 0.620   2016/08/18 0.340   2016/07/11
14894 UBS AG - CKH European Warrants Mar 2017 B HKD 0.030   0.012   0.010   1,440,000 28,280 N/A 0.073   2017/01/13 0.012   2017/03/09 120,335,000 5,959,705 0.138   2016/12/09 0.049   2016/12/23
25506 UBS AG - CKH European Warrants May 2017 A HKD 0.096   0.043   0.043   37,970,000 2,865,425 N/A 0.174   2017/02/02 0.043   2017/03/31 377,555,000 39,329,805 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.090   0.080   0.079   2,635,000 221,265 293,728 0.092   2017/02/28 0.051   2017/01/17 13,605,000 925,955 0.160   2016/09/09 0.048   2016/12/30
26859 UBS AG - CKI Holdings European Warrants Aug 2017 A HKD 0.275   0.153   0.118   2,530,000 550,280 N/A 0.300   2017/02/15 0.153   2017/03/22 113,030,000 31,835,850 -   - -   -
15066 UBS AG - CKP European Warrants Apr 2017 A HKD 0.038   0.017   0.018   3,150,000 107,710 N/A 0.096   2017/01/11 0.017   2017/03/10 642,035,000 42,403,510 0.182   2016/12/14 0.050   2016/12/29
22961 UBS AG - CKP European Warrants Dec 2017 A HKD 0.018   0.016   0.015   3,900,000 68,200 30,492 0.021   2017/01/11 0.016   2017/03/17 8,400,000 153,950 0.058   2016/09/09 0.024   2016/05/20
11339 UBS AG - CKP European Warrants Sep 2017 A HKD 0.246   0.219   0.190   1,200,000 283,000 N/A 0.246   2017/03/21 0.219   2017/03/17 1,200,000 283,000 -   - -   -
21572 UBS AG - CNOOC European Put Warrants Jul 2017 B HKD 0.520   0.280   0.290   57,608,000 20,980,950 N/A 0.520   2017/03/15 0.280   2017/03/31 115,704,000 45,667,735 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD 0.219   0.208   0.205   8,480,000 1,827,690 N/A 0.219   2017/03/01 0.179   2017/01/18 276,380,000 54,427,620 0.270   2016/11/11 0.180   2016/12/14
15191 UBS AG - CNOOC European Warrants Apr 2017 A HKD 0.030   0.020   0.012   5,260,000 136,810 N/A 0.235   2017/01/06 0.020   2017/03/07 2,372,512,000 178,587,116 -   - -   -
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD 0.270   0.270   0.285   40,000 10,800 1,800 0.270   2017/03/14 0.270   2017/03/14 40,000 10,800 0.420   2016/04/25 0.168   2016/01/22
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD 0.231   0.219   0.249   100,000 22,500 3,750 0.231   2017/03/16 0.219   2017/03/15 100,000 22,500 -   - -   -
28299 UBS AG - CNOOC European Warrants Jul 2017 C HKD 0.102   0.044   0.048   1,115,894,000 62,970,327 N/A 0.140   2017/02/22 0.044   2017/03/23 1,146,820,000 66,899,730 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.162   0.157   0.160   980,000 154,070 545,755 0.211   2017/01/26 0.157   2017/03/24 2,090,000 373,960 0.305   2016/04/21 0.082   2016/01/19
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD 0.012   0.010   0.010   34,880,000 378,700 50,789,272 0.055   2017/01/06 0.010   2017/03/27 1,641,030,000 57,858,660 0.139   2016/06/08 0.035   2016/11/09
13040 UBS AG - CNOOC European Warrants Mar 2017 A HKD -   -   0.010   0 0 50,922,961 0.151   2017/01/05 0.016   2017/02/07 118,084,000 11,035,182 0.660   2016/10/11 0.102   2016/12/29
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.071   0.043   0.054   5,953,700,000 307,369,140 N/A 0.118   2017/01/06 0.043   2017/03/23 9,735,330,000 666,846,310 0.165   2016/11/10 0.096   2016/12/29
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.580   0 0 0 -   - -   - 0 0 -   - -   -
14869 UBS AG - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.074   0.068   0.037   1,564,000 111,013 N/A 0.074   2017/03/06 0.068   2017/03/16 1,564,000 111,013 0.132   2016/12/15 0.127   2016/12/16
14267 UBS AG - CSOP A50 ETF European Warrants May 2017 A HKD 0.135   0.036   0.037   72,230,600 5,087,775 N/A 0.202   2017/01/23 0.036   2017/03/31 360,891,600 53,537,813 0.480   2016/11/30 0.145   2016/12/30
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.164   0.153   0.153   3,164,000 498,810 100,365 0.175   2017/02/21 0.150   2017/02/07 3,776,000 602,190 0.236   2016/01/26 0.154   2016/02/12
15194 UBS AG - CSOP A50 ETF European Warrants Sep 2018 B HKD -   -   0.129   0 0 N/A 0.123   2017/01/05 0.111   2017/01/03 1,112,000 130,520 0.126   2016/12/15 0.108   2016/12/29
13710 UBS AG - Evergrande European Warrants Apr 2017 A HKD 0.242   0.010   0.117   249,224,000 20,772,473 N/A 0.242   2017/03/14 0.010   2017/03/29 370,599,000 34,347,375 0.435   2016/10/12 0.201   2016/12/12
15151 UBS AG - Evergrande European Warrants Jul 2017 A HKD 1.290   0.127   1.160   139,139,000 53,707,595 N/A 1.290   2017/03/30 0.127   2017/03/03 427,743,000 108,089,228 0.265   2016/12/14 0.130   2016/12/23
11211 UBS AG - Evergrande European Warrants Sep 2017 A HKD 0.980   0.420   0.850   50,964,000 30,508,975 N/A 0.980   2017/03/30 0.420   2017/03/27 50,964,000 30,508,975 -   - -   -
11718 UBS AG - Evergrande European Warrants Sep 2017 B HKD 0.690   0.250   0.630   9,177,000 4,275,550 N/A 0.690   2017/03/30 0.250   2017/03/28 9,177,000 4,275,550 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.149   0.083   0.089   315,305,000 31,502,735 16,837,171 0.181   2017/02/09 0.083   2017/03/31 519,950,000 64,714,740 0.295   2016/09/22 0.141   2016/12/29
13314 UBS AG - Galaxy Ent European Put Warrants Mar 2017 B HKD -   -   0.010   0 0 39,100,980 0.064   2017/01/03 0.010   2017/02/21 287,740,000 11,161,140 0.330   2016/09/27 0.031   2016/12/01
14721 UBS AG - Galaxy Ent European Put Warrants May 2017 B HKD 0.203   0.019   0.023   833,420,000 67,921,100 N/A 0.510   2017/01/04 0.019   2017/03/30 942,150,000 94,411,820 0.520   2016/12/28 0.310   2016/12/01
15533 UBS AG - Galaxy Ent European Put Warrants May 2017 D HKD 0.039   0.012   0.010   455,110,000 12,766,660 N/A 0.174   2017/01/03 0.012   2017/03/17 1,096,870,000 63,229,350 0.161   2016/12/30 0.156   2016/12/30
12257 UBS AG - Galaxy Ent European Put Warrants Oct 2017 B HKD 0.260   0.195   0.201   156,790,000 34,182,120 N/A 0.260   2017/03/27 0.195   2017/03/30 156,790,000 34,182,120 -   - -   -
13313 UBS AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.800   0.360   0.770   6,930,000 3,052,950 34,481,815 0.800   2017/03/31 0.193   2017/02/08 39,560,000 11,978,660 0.600   2016/12/01 0.152   2016/10/24
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.400   0.159   0.360   70,010,000 15,613,960 N/A 0.400   2017/03/30 0.102   2017/02/08 1,132,240,000 191,936,580 0.435   2016/12/01 0.121   2016/12/28
11879 UBS AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.285   0.204   0.265   6,360,000 1,584,440 N/A 0.285   2017/03/31 0.204   2017/03/27 6,360,000 1,584,440 -   - -   -
12981 UBS AG - Galaxy Ent European Warrants Mar 2017 A HKD -   -   1.040   0 0 4,088,850 0.730   2017/01/26 0.570   2017/01/09 30,000 20,000 0.950   2016/12/01 0.250   2016/09/08
14720 UBS AG - Galaxy Ent European Warrants May 2017 A HKD 0.124   0.049   0.105   1,171,750,000 101,392,330 N/A 0.124   2017/03/30 0.040   2017/02/08 1,356,540,000 114,476,230 0.305   2016/12/01 0.064   2016/12/29
15348 UBS AG - Galaxy Ent European Warrants May 2017 C HKD 0.490   0.199   0.550   9,500,000 2,799,130 N/A 0.490   2017/03/28 0.114   2017/02/08 484,970,000 92,240,240 0.199   2016/12/30 0.154   2016/12/29
29502 UBS AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.325   0.215   0.305   6,300,000 1,555,400 N/A 0.325   2017/03/28 0.215   2017/03/10 6,300,000 1,555,400 -   - -   -
28240 UBS AG - Geely Auto European Put Warrants Apr 2018 A HKD 0.196   0.140   0.150   469,400,000 79,658,400 N/A 0.197   2017/02/27 0.140   2017/03/29 824,000,000 146,286,050 -   - -   -
28481 UBS AG - Geely Auto European Put Warrants Aug 2017 A HKD 0.730   0.355   0.355   1,700,000 987,350 N/A 0.730   2017/03/01 0.355   2017/03/24 2,280,000 1,381,950 -   - -   -
24730 UBS AG - Geely Auto European Put Warrants Jul 2017 A HKD 0.200   0.040   0.064   39,775,000 4,520,730 N/A 0.640   2017/02/01 0.040   2017/03/28 515,710,000 169,823,610 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.039   0.010   0.010   4,490,000 75,990 N/A 0.500   2017/01/03 0.010   2017/03/23 226,220,000 44,754,730 0.630   2016/12/23 0.310   2016/12/08
13958 UBS AG - Geely Auto European Warrants Apr 2017 A HKD 2.220   0.770   1.750   15,890,000 21,387,400 N/A 2.220   2017/03/13 0.108   2017/01/03 242,375,000 112,581,010 0.900   2016/10/26 0.073   2016/12/28
14607 UBS AG - Geely Auto European Warrants Apr 2017 B HKD 3.360   1.680   2.840   635,000 1,709,100 N/A 3.360   2017/03/16 0.305   2017/01/03 222,775,000 137,255,125 0.740   2016/11/28 0.218   2016/12/28
24741 UBS AG - Geely Auto European Warrants Jul 2017 B HKD 1.830   0.830   1.430   48,305,000 61,625,950 N/A 1.830   2017/03/27 0.570   2017/02/02 153,050,000 179,495,600 -   - -   -
15414 UBS AG - Geely Auto European Warrants Jul 2018 A HKD -   -   0.700   0 0 N/A 0.250   2017/01/10 0.247   2017/01/10 300,000 74,550 0.205   2016/12/22 0.184   2016/12/28
28249 UBS AG - Geely Auto European Warrants Jul 2018 B HKD 0.350   0.229   0.295   423,500,000 121,792,100 N/A 0.350   2017/03/14 0.229   2017/03/06 705,150,000 197,340,700 -   - -   -
13214 UBS AG - Geely Auto European Warrants Mar 2017 A HKD 2.220   1.830   1.950   75,000 151,500 54,662,949 2.700   2017/02/22 0.250   2017/01/03 37,520,000 26,302,325 1.200   2016/10/25 0.177   2016/12/28
15655 UBS AG - Geely Auto European Warrants Mar 2017 B HKD -   -   3.910   0 0 N/A 0.880   2017/01/05 0.710   2017/01/03 2,340,000 1,912,000 0.730   2016/12/29 0.670   2016/12/30
11439 UBS AG - Geely Auto European Warrants Sep 2017 B HKD 1.110   0.640   0.890   69,555,000 60,521,850 N/A 1.110   2017/03/17 0.640   2017/03/20 69,555,000 60,521,850 -   - -   -
28969 UBS AG - Greatwall Motor European Warrants Aug 2017 A HKD 0.600   0.315   0.315   137,935,000 61,074,738 N/A 0.600   2017/03/02 0.315   2017/03/30 138,073,000 61,152,618 -   - -   -
25284 UBS AG - Greatwall Motor European Warrants Feb 2018 A HKD 0.166   0.116   0.119   749,820,000 98,413,850 N/A 0.190   2017/02/22 0.116   2017/03/28 1,169,115,000 167,281,795 -   - -   -
15895 UBS AG - Greatwall Motor European Warrants Jul 2017 A HKD 1.140   0.490   0.520   75,248,000 48,706,415 N/A 1.390   2017/02/22 0.390   2017/01/06 168,809,000 105,727,098 -   - -   -
14899 UBS AG - Haitong Sec European Warrants Aug 2017 A HKD 0.050   0.026   0.022   520,000 22,520 N/A 0.091   2017/01/06 0.026   2017/03/29 90,900,000 6,312,232 0.128   2016/12/08 0.067   2016/12/23
27615 UBS AG - HKEX European Put Warrants May 2017 B HKD 0.163   0.078   0.094   1,476,640,000 166,408,940 N/A 0.163   2017/03/03 0.078   2017/03/20 2,849,140,000 335,288,440 -   - -   -
15524 UBS AG - HKEX European Put Warrants Sep 2017 B HKD 0.050   0.028   0.032   13,250,000 590,770 N/A 0.137   2017/01/04 0.028   2017/03/21 14,178,060,000 1,104,583,650 0.159   2016/12/28 0.140   2016/12/30
15389 UBS AG - HKEX European Warrants Apr 2017 A HKD 0.120   0.045   0.080   6,664,000 564,205 N/A 0.164   2017/02/16 0.045   2017/03/09 437,304,000 38,427,090 0.105   2016/12/22 0.085   2016/12/28
28238 UBS AG - HKEX European Warrants Aug 2017 A HKD 0.229   0.110   0.110   1,258,000 195,935 N/A 0.370   2017/02/21 0.110   2017/03/31 3,594,000 925,835 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD 0.018   0.018   0.018   50,000 900 8,588 0.018   2017/03/21 0.010   2017/01/25 350,000 4,700 0.134   2016/01/04 0.010   2016/12/09
11363 UBS AG - HKEX European Warrants Dec 2017 B HKD 0.199   0.165   0.165   8,940,000 1,631,570 N/A 0.199   2017/03/20 0.165   2017/03/31 8,940,000 1,631,570 -   - -   -
27611 UBS AG - HKEX European Warrants Feb 2018 A HKD 0.146   0.127   0.117   1,520,000 206,140 N/A 0.226   2017/02/16 0.127   2017/03/08 4,840,000 917,630 -   - -   -
15150 UBS AG - HKEX European Warrants Jul 2017 A HKD 0.095   0.051   0.070   144,830,000 10,323,150 N/A 0.138   2017/02/16 0.051   2017/03/10 101,072,890,000 7,005,499,870 0.137   2016/12/14 0.080   2016/12/28
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD 0.010   0.010   0.010   340,000 3,400 26,832 0.010   2017/03/17 0.010   2017/03/17 970,000 9,700 0.093   2016/01/06 0.010   2016/12/12
14564 UBS AG - HKEX European Warrants Jun 2017 B HKD 0.041   0.014   0.018   150,320,000 3,580,580 N/A 0.078   2017/02/16 0.014   2017/03/13 48,969,020,000 2,897,488,000 0.173   2016/11/28 0.039   2016/12/28
27472 UBS AG - HKEX European Warrants Jun 2017 C HKD 0.265   0.124   0.127   210,888,000 39,442,371 N/A 0.480   2017/02/16 0.124   2017/03/31 5,010,754,000 1,966,698,170 -   - -   -
13121 UBS AG - HKEX European Warrants Mar 2017 A HKD -   -   0.010   0 0 200,465,398 0.031   2017/01/03 0.012   2017/02/08 11,217,000 276,745 0.980   2016/09/20 0.025   2016/12/29
13184 UBS AG - HKEX European Warrants Mar 2017 B HKD -   -   0.010   0 0 4,521 0.020   2017/02/08 0.012   2017/02/09 1,708,000 27,128 0.520   2016/09/13 0.435   2016/09/13
13463 UBS AG - HKEX European Warrants Mar 2017 C HKD -   -   0.010   0 0 578,338,078 -   - -   - 0 0 0.161   2016/09/29 0.010   2016/12/21
23591 UBS AG - HKEX European Warrants May 2017 A HKD 0.010   0.010   0.010   1,810,000 18,100 755,160 0.020   2017/02/16 0.010   2017/03/22 41,510,000 516,960 0.150   2016/04/25 0.011   2016/12/28
14800 UBS AG - HKEX European Warrants Sep 2017 A HKD 0.048   0.027   0.031   4,129,670,000 177,905,040 N/A 0.090   2017/01/06 0.027   2017/03/14 66,652,320,000 4,471,313,640 0.145   2016/12/05 0.080   2016/12/29
28598 UBS AG - HKEX European Warrants Sep 2017 C HKD 0.092   0.040   0.044   102,875,190,000 5,539,096,250 N/A 0.146   2017/02/23 0.040   2017/03/10 102,877,490,000 5,539,342,160 -   - -   -
15897 UBS AG - HS H-SHARE European Warrants May 2017 A HKD 0.580   0.310   0.340   6,716,000 2,650,040 N/A 0.650   2017/02/23 0.310   2017/03/10 17,552,000 7,737,340 -   - -   -
29108 UBS AG - HSBC European Put Warrants Aug 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15517 UBS AG - HSBC European Put Warrants Jul 2017 A HKD -   -   0.044   0 0 N/A 0.168   2017/01/05 0.141   2017/01/13 2,792,000 420,724 0.255   2016/12/29 0.221   2016/12/30
26073 UBS AG - HSBC European Put Warrants Jun 2017 C HKD 0.166   0.086   0.090   5,621,108,000 659,319,132 N/A 0.201   2017/02/06 0.086   2017/03/31 9,477,732,000 1,194,117,504 -   - -   -
13945 UBS AG - HSBC European Put Warrants Mar 2017 C HKD -   -   0.010   0 0 N/A 0.030   2017/01/03 0.014   2017/01/17 4,392,000 98,756 0.164   2016/11/02 0.020   2016/12/08
14447 UBS AG - HSBC European Put Warrants Mar 2017 D HKD -   -   0.010   0 0 N/A 0.068   2017/01/03 0.013   2017/02/03 2,926,676,000 124,626,708 0.160   2016/11/23 0.030   2016/12/08
15146 UBS AG - HSBC European Put Warrants May 2017 B HKD 0.071   0.036   0.037   924,016,000 51,789,632 N/A 0.255   2017/01/03 0.036   2017/03/29 11,316,304,000 998,262,176 0.315   2016/12/28 0.239   2016/12/19
13676 UBS AG - HSBC European Warrants Apr 2017 A HKD 0.142   0.027   0.027   2,772,000 227,704 N/A 0.385   2017/02/20 0.027   2017/03/30 14,060,000 2,499,700 1.080   2016/11/29 0.085   2016/11/09
14567 UBS AG - HSBC European Warrants Apr 2017 B HKD 0.121   0.028   0.039   3,164,860,000 283,063,956 N/A 0.365   2017/02/20 0.028   2017/03/27 13,836,912,000 2,028,281,676 0.390   2016/12/08 0.154   2016/12/05
26330 UBS AG - HSBC European Warrants Aug 2017 A HKD 0.039   0.023   0.023   14,156,000 441,576 N/A 0.120   2017/02/16 0.023   2017/03/30 10,971,568,000 1,181,333,816 -   - -   -
28114 UBS AG - HSBC European Warrants Jul 2017 B HKD -   -   0.042   92,000 5,324 N/A 0.157   2017/02/21 0.085   2017/02/22 1,206,552,000 182,088,832 -   - -   -
11696 UBS AG - HSBC European Warrants Jul 2017 C HKD 0.155   0.082   0.086   17,197,376,000 1,674,074,916 N/A 0.155   2017/03/20 0.082   2017/03/27 17,197,376,000 1,674,074,916 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD 0.228   0.126   0.140   12,828,000 2,404,312 6,122,417 0.425   2017/02/20 0.126   2017/03/27 34,448,000 9,144,624 0.420   2016/12/08 0.089   2016/11/09
15144 UBS AG - HSBC European Warrants Jun 2017 B HKD 0.040   0.018   0.021   164,808,000 4,480,912 N/A 0.120   2017/02/20 0.018   2017/03/27 35,702,452,000 2,922,503,808 0.146   2016/12/21 0.110   2016/12/28
29016 UBS AG - HSBC European Warrants Jun 2017 D HKD 0.122   0.045   0.045   39,665,864,000 3,293,346,588 N/A 0.122   2017/03/02 0.045   2017/03/31 39,665,864,000 3,293,346,588 -   - -   -
13120 UBS AG - HSBC European Warrants Mar 2017 A HKD 0.013   0.010   0.010   8,960,000 92,088 330,484,603 0.179   2017/02/20 0.010   2017/03/02 7,488,472,000 570,714,636 0.236   2016/12/08 0.049   2016/11/09
13680 UBS AG - HSBC European Warrants Mar 2017 B HKD -   -   0.440   0 0 N/A -   - -   - 0 0 0.380   2016/10/11 0.219   2016/11/09
14448 UBS AG - HSBC European Warrants May 2017 A HKD 0.062   0.026   0.028   229,436,000 10,032,016 N/A 0.201   2017/02/20 0.026   2017/03/27 35,945,756,000 3,731,978,880 0.290   2016/12/08 0.110   2016/12/20
14871 UBS AG - HSCEI European Put Warrants Aug 2017 A HKD 0.088   0.055   0.060   173,740,000 12,140,130 N/A 0.193   2017/01/04 0.055   2017/03/29 978,800,000 96,915,090 0.198   2016/12/15 0.197   2016/12/15
13218 UBS AG - HSCEI European Put Warrants Mar 2017 A HKD 0.017   0.011   0.013   4,060,000 56,840 20,331,013 0.164   2017/01/03 0.011   2017/03/02 1,580,950,000 111,418,920 0.220   2016/09/20 0.130   2016/12/08
28117 UBS AG - HSCEI European Put Warrants Sep 2017 B HKD 0.212   0.153   0.163   275,820,000 49,858,680 N/A 0.212   2017/03/10 0.153   2017/03/30 290,360,000 52,795,260 -   - -   -
15388 UBS AG - HSCEI European Warrants Apr 2017 A HKD -   -   0.190   0 0 N/A 0.160   2017/01/26 0.123   2017/01/04 2,680,000 403,800 0.118   2016/12/30 0.117   2016/12/30
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD 0.157   0.100   0.101   164,800,000 20,102,080 3,439,962 0.165   2017/02/23 0.100   2017/03/31 168,380,000 20,639,770 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD 0.166   0.112   0.121   4,900,000 751,790 46,956,095 0.175   2017/02/22 0.066   2017/01/03 1,769,400,000 157,763,990 0.233   2016/09/22 0.054   2016/12/23
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.159   0.095   0.103   112,800,000 14,199,890 49,827,373 0.161   2017/02/22 0.070   2017/02/03 1,054,450,000 124,471,230 0.255   2016/09/07 0.058   2016/12/23
13396 UBS AG - HSI European Put Warrants Apr 2017 A HKD 0.018   0.010   0.010   6,710,000 86,730 1,055,791,358 0.132   2017/01/03 0.010   2017/03/14 204,300,000 9,932,380 0.187   2016/11/09 0.085   2016/12/08
13943 UBS AG - HSI European Put Warrants Apr 2017 D HKD 0.021   0.010   0.010   11,280,000 181,130 N/A 0.166   2017/01/03 0.010   2017/03/16 112,970,000 6,441,720 0.214   2016/11/14 0.108   2016/12/08
27601 UBS AG - HSI European Put Warrants Aug 2017 A HKD 0.200   0.104   0.108   2,151,610,000 234,369,720 N/A 0.200   2017/03/03 0.104   2017/03/31 2,151,630,000 234,373,690 -   - -   -
27990 UBS AG - HSI European Put Warrants Aug 2017 B HKD 0.215   0.140   0.144   1,690,000 301,060 N/A 0.215   2017/03/03 0.140   2017/03/30 3,460,000 677,820 -   - -   -
16110 UBS AG - HSI European Put Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13118 UBS AG - HSI European Put Warrants Mar 2017 D HKD 0.028   0.010   0.010   95,300,000 1,948,740 343,235,433 0.113   2017/01/16 0.010   2017/03/16 15,004,430,000 594,223,320 0.204   2016/09/28 0.121   2016/10/25
13318 UBS AG - HSI European Put Warrants Mar 2017 F HKD 0.073   0.010   0.010   747,960,000 43,665,030 127,289,893 0.087   2017/02/15 0.010   2017/03/24 12,555,160,000 763,739,360 -   - -   -
14263 UBS AG - HSI European Put Warrants May 2017 C HKD 0.021   0.010   0.010   15,270,000 232,370 N/A 0.142   2017/01/03 0.010   2017/03/27 21,902,340,000 1,749,266,970 0.219   2016/11/18 0.135   2016/12/30
21591 UBS AG - HSI European Put Warrants May 2017 D HKD 0.073   0.021   0.023   212,320,000 9,410,470 N/A 0.186   2017/01/17 0.021   2017/03/21 35,439,540,000 3,326,796,410 -   - -   -
27979 UBS AG - HSI European Put Warrants Sep 2017 A HKD 0.130   0.069   0.073   19,433,620,000 1,820,437,030 N/A 0.130   2017/03/01 0.069   2017/03/30 19,433,620,000 1,820,437,030 -   - -   -
13468 UBS AG - HSI European Warrants Apr 2017 B HKD 0.014   0.010   0.013   6,010,000 62,820 72,969,773 0.031   2017/02/20 0.010   2017/03/20 14,318,640,000 382,124,070 0.165   2016/09/29 0.077   2016/10/17
13903 UBS AG - HSI European Warrants Apr 2017 C HKD 0.260   0.129   0.198   41,540,000 7,289,830 N/A 0.260   2017/03/21 0.070   2017/01/03 17,155,550,000 1,631,093,680 0.241   2016/11/01 0.056   2016/12/28
27955 UBS AG - HSI European Warrants Jan 2018 A HKD 0.209   0.146   0.167   8,117,810,000 1,286,808,960 N/A 0.209   2017/03/21 0.146   2017/03/06 10,497,420,000 1,725,797,620 -   - -   -
15267 UBS AG - HSI European Warrants Jul 2017 A HKD 0.210   0.116   0.162   21,700,000 3,290,730 N/A 0.210   2017/03/21 0.101   2017/02/03 25,194,590,000 3,179,501,550 0.134   2016/12/19 0.133   2016/12/19
14237 UBS AG - HSI European Warrants Jun 2017 A HKD 0.190   0.084   0.126   3,654,920,000 388,588,910 N/A 0.190   2017/03/21 0.049   2017/01/03 3,778,900,000 398,332,520 0.153   2016/11/23 0.040   2016/12/23
15386 UBS AG - HSI European Warrants Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23755 UBS AG - HSI European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29098 UBS AG - HSI European Warrants Mar 2017 A HKD 0.214   0.196   0.295   910,000 186,900 121,063,353 0.265   2017/02/20 0.083   2017/01/03 91,060,000 11,030,140 0.320   2016/09/22 0.065   2016/12/28
11185 UBS AG - HSI European Warrants Mar 2017 B HKD -   -   0.335   0 0 67,290 0.205   2017/01/13 0.185   2017/01/16 820,000 160,530 0.580   2016/09/09 0.107   2016/12/23
12354 UBS AG - HSI European Warrants Mar 2017 C HKD 0.110   0.012   0.066   96,940,000 3,674,780 343,139,517 0.110   2017/03/21 0.010   2017/01/18 394,650,000 15,231,100 0.246   2016/09/09 0.012   2016/12/23
13126 UBS AG - HSI European Warrants Mar 2017 E HKD 0.034   0.010   0.010   112,520,000 1,824,630 488,926,392 0.036   2017/02/16 0.010   2017/03/24 555,160,000 10,104,340 0.242   2016/09/13 0.010   2016/12/28
15387 UBS AG - HSI European Warrants Mar 2017 G HKD -   -   0.670   0 0 N/A -   - -   - 0 0 0.320   2016/12/30 0.315   2016/12/30
13189 UBS AG - HSI European Warrants May 2017 A HKD 0.058   0.020   0.024   11,660,490,000 444,831,370 367,006,218 0.058   2017/03/21 0.019   2017/01/04 11,721,340,000 446,717,930 0.243   2016/09/22 0.013   2016/12/23
14236 UBS AG - HSI European Warrants May 2017 B HKD 0.102   0.035   0.053   145,930,000 8,890,880 N/A 0.102   2017/03/21 0.028   2017/01/03 26,708,580,000 1,885,300,830 0.126   2016/11/23 0.022   2016/12/28
28750 UBS AG - HSI European Warrants Sep 2017 B HKD 0.187   0.115   0.117   7,966,630,000 1,199,853,020 N/A 0.187   2017/03/02 0.115   2017/03/31 7,966,630,000 1,199,853,020 -   - -   -
23933 UBS AG - ICBC European Put Warrants Aug 2017 A HKD 0.210   0.097   0.108   210,722,000 28,856,355 N/A 0.300   2017/01/25 0.097   2017/03/30 239,803,000 36,107,097 -   - -   -
15196 UBS AG - ICBC European Warrants Apr 2017 A HKD 0.196   0.128   0.090   300,000 48,100 N/A 0.225   2017/02/16 0.085   2017/01/25 588,317,000 68,835,317 0.120   2016/12/30 0.086   2016/12/28
15420 UBS AG - ICBC European Warrants Jun 2017 A HKD -   -   0.460   0 0 N/A 0.630   2017/02/16 0.325   2017/01/03 930,000 442,950 0.330   2016/12/30 0.300   2016/12/29
12560 UBS AG - ICBC European Warrants Mar 2017 A HKD -   -   0.010   0 0 8,664,811 0.032   2017/02/16 0.013   2017/02/15 11,764,000 231,756 0.325   2016/09/09 0.019   2016/12/30
13039 UBS AG - ICBC European Warrants May 2017 A HKD 0.053   0.018   0.015   178,869,000 7,340,070 12,290,991 0.078   2017/02/16 0.018   2017/03/22 1,218,429,000 73,742,148 0.265   2016/09/21 0.038   2016/12/28
11694 UBS AG - ICBC European Warrants Oct 2017 A HKD 0.208   0.134   0.136   712,513,000 122,493,990 N/A 0.208   2017/03/20 0.134   2017/03/31 712,513,000 122,493,990 -   - -   -
12836 UBS AG - ICBC European Warrants Oct 2017 B HKD 0.143   0.137   0.122   800,000 113,400 N/A 0.143   2017/03/29 0.137   2017/03/29 800,000 113,400 -   - -   -
15065 UBS AG - Jiangxi Copper European Warrants Dec 2017 A HKD 0.210   0.129   0.130   2,400,000 416,530 N/A 0.275   2017/02/13 0.129   2017/03/27 839,990,000 171,486,770 0.270   2016/12/14 0.176   2016/12/30
26679 UBS AG - Jiangxi Copper European Warrants Jan 2018 A HKD 0.212   0.120   0.123   138,000,000 22,592,680 N/A 0.270   2017/02/14 0.120   2017/03/31 151,790,000 25,791,370 -   - -   -
17418 UBS AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.026   2016/01/05 0.010   2016/01/21
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.043   0.028   0.038   592,520,000 22,065,420 4,299,450 0.043   2017/03/23 0.022   2017/02/07 682,480,000 25,081,320 0.128   2016/01/04 0.024   2016/12/20
21850 UBS AG - KECL European Warrants Mar 2017 A HKD -   -   0.017   0 0 0 -   - -   - 0 0 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD 0.090   0.017   0.073   191,340,000 11,662,470 13,359,845 0.090   2017/03/29 0.017   2017/03/10 210,600,000 12,240,700 0.236   2016/10/11 0.032   2016/12/20
12835 UBS AG - Kingsoft European Warrants Mar 2017 A HKD 0.370   0.029   0.335   58,930,000 4,921,940 7,610,743 0.370   2017/03/24 0.029   2017/03/09 248,910,000 19,697,830 0.415   2016/09/22 0.077   2016/12/28
13902 UBS AG - Kingsoft European Warrants Mar 2017 B HKD -   -   0.017   0 0 N/A 0.035   2017/01/05 0.017   2017/02/08 2,340,000 59,510 0.156   2016/10/26 0.025   2016/12/22
11678 UBS AG - Kingsoft European Warrants Oct 2017 A HKD 0.350   0.206   0.340   2,960,000 780,590 N/A 0.350   2017/03/31 0.206   2017/03/22 2,960,000 780,590 -   - -   -
25340 UBS AG - Kingsoft European Warrants Sep 2017 A HKD 0.470   0.234   0.495   980,000 272,940 N/A 0.470   2017/03/23 0.234   2017/03/03 2,600,000 693,830 -   - -   -
23746 UBS AG - Lenovo European Put Warrants Aug 2017 A HKD 0.500   0.260   0.275   213,272,000 73,417,890 N/A 0.560   2017/02/20 0.260   2017/03/29 455,386,000 186,570,530 -   - -   -
14565 UBS AG - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.107   2017/01/17 0.011   2017/02/28 754,780,000 55,474,512 0.181   2016/12/01 0.067   2016/12/16
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.012   0.011   0.011   360,000 4,200 20,703 0.019   2017/01/05 0.010   2017/02/28 4,080,000 48,400 0.184   2016/02/02 0.015   2016/11/07
21129 UBS AG - Lenovo European Warrants Jul 2017 A HKD 0.335   0.159   0.280   349,806,000 68,599,388 N/A 0.520   2017/02/15 0.159   2017/03/10 637,822,000 143,724,764 -   - -   -
23334 UBS AG - Lenovo European Warrants Jul 2017 B HKD 0.074   0.037   0.065   38,090,000 1,930,504 N/A 0.260   2017/01/23 0.037   2017/03/13 1,397,720,000 247,374,640 -   - -   -
15666 UBS AG - Lenovo European Warrants May 2017 A HKD 0.180   0.050   0.151   258,132,000 21,925,390 N/A 0.355   2017/01/17 0.050   2017/03/10 1,438,340,000 314,625,056 -   - -   -
26863 UBS AG - Li & Fung European Warrants Sep 2017 A HKD 0.435   0.167   0.169   59,374,000 16,509,664 N/A 0.435   2017/03/20 0.167   2017/03/30 79,694,000 23,316,134 -   - -   -
22082 UBS AG - Link REIT European Put Warrants Jul 2017 B HKD 0.232   0.127   0.119   7,170,000 1,432,390 N/A 0.255   2017/02/02 0.127   2017/03/29 12,630,000 2,570,060 -   - -   -
20551 UBS AG - Link REIT European Warrants Jul 2017 A HKD 0.162   0.082   0.155   11,485,000 1,313,075 N/A 0.248   2017/01/12 0.082   2017/03/14 208,725,000 40,499,085 -   - -   -
13464 UBS AG - Link REIT European Warrants Mar 2017 A HKD 0.013   0.013   0.010   10,000 130 15,335,321 0.061   2017/01/06 0.013   2017/03/02 33,440,000 1,321,055 0.390   2016/09/28 0.021   2016/12/23
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.275   0 0 0 -   - -   - 0 0 0.235   2016/06/08 0.195   2016/05/18
15665 UBS AG - Minsheng Bank European Warrants Jul 2017 A HKD 0.174   0.076   0.077   7,956,000 1,023,951 N/A 0.430   2017/02/16 0.076   2017/03/31 71,642,000 20,089,832 -   - -   -
13862 UBS AG - Minsheng Bank European Warrants Mar 2017 A HKD 0.040   0.019   0.017   2,430,000 51,900 N/A 0.181   2017/02/16 0.019   2017/03/03 90,904,500 8,483,885 0.660   2016/10/25 0.082   2016/12/23
26855 UBS AG - New World European Warrants Aug 2017 A HKD 0.670   0.335   0.315   14,470,000 7,178,020 N/A 0.710   2017/02/24 0.330   2017/02/17 58,232,000 31,234,530 -   - -   -
10439 UBS AG - Nikkei 225 European Put Warrants Dec 2017 B HKD -   -   0.113   0 0 N/A 0.156   2017/01/16 0.155   2017/01/16 20,000 3,110 -   - -   -
10414 UBS AG - Nikkei 225 European Put Warrants Mar 2017 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10415 UBS AG - Nikkei 225 European Put Warrants Mar 2017 D HKD -   -   0.010   0 0 174,625 0.019   2017/01/03 0.010   2017/01/13 3,980,000 57,430 0.166   2016/10/05 0.020   2016/12/30
10440 UBS AG - Nikkei 225 European Put Warrants Sep 2017 D HKD -   -   0.100   0 0 N/A 0.153   2017/01/16 0.123   2017/02/10 660,000 89,770 -   - -   -
10441 UBS AG - Nikkei 225 European Put Warrants Sep 2017 E HKD -   -   0.177   0 0 N/A 0.238   2017/01/05 0.193   2017/02/10 500,000 101,600 -   - -   -
10437 UBS AG - Nikkei 225 European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10411 UBS AG - Nikkei 225 European Warrants Mar 2017 A HKD -   -   0.206   10,000 2,030 1,422,945 0.295   2017/01/04 0.192   2017/02/06 320,000 70,810 0.147   2016/11/11 0.077   2016/11/09
10413 UBS AG - Nikkei 225 European Warrants Mar 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10435 UBS AG - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.094   0 0 N/A 0.184   2017/01/16 0.183   2017/01/16 20,000 3,670 -   - -   -
10436 UBS AG - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.057   0 0 N/A 0.165   2017/01/16 0.164   2017/01/16 20,000 3,290 -   - -   -
10438 UBS AG - Nikkei 225 European Warrants Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13780 UBS AG - PetroChina European Put Warrants Apr 2017 A HKD 0.029   0.010   0.010   7,384,000 132,620 N/A 0.137   2017/01/04 0.010   2017/03/17 546,746,000 29,467,310 0.495   2016/10/17 0.102   2016/12/21
27960 UBS AG - PetroChina European Put Warrants Jun 2017 B HKD 0.237   0.140   0.184   308,712,000 58,354,804 N/A 0.237   2017/03/10 0.140   2017/03/21 324,318,000 61,553,640 -   - -   -
14669 UBS AG - PetroChina European Warrants Apr 2017 B HKD 0.105   0.010   0.010   33,476,000 1,898,864 N/A 0.470   2017/01/18 0.010   2017/03/31 503,848,000 136,326,660 0.350   2016/12/22 0.139   2016/11/30
11268 UBS AG - PetroChina European Warrants Aug 2017 A HKD 0.285   0.127   0.127   767,456,000 142,680,874 N/A 0.285   2017/03/16 0.127   2017/03/31 767,456,000 142,680,874 -   - -   -
26383 UBS AG - PetroChina European Warrants Jul 2017 A HKD 0.070   0.022   0.022   16,546,000 661,384 N/A 0.182   2017/02/10 0.022   2017/03/31 1,012,250,000 148,965,474 -   - -   -
15418 UBS AG - PetroChina European Warrants Jun 2017 A HKD 0.114   0.030   0.031   2,141,104,000 149,034,762 N/A 0.360   2017/01/18 0.030   2017/03/31 4,047,226,000 639,077,416 0.325   2016/12/22 0.255   2016/12/30
13029 UBS AG - PetroChina European Warrants Jun 2017 C HKD 0.170   0.145   0.146   375,194,000 58,511,092 N/A 0.170   2017/03/31 0.145   2017/03/31 375,194,000 58,511,092 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.031   0.025   0.025   1,300,000 37,700 175,493 0.052   2017/01/13 0.025   2017/03/10 9,740,000 392,220 0.069   2016/04/28 0.025   2016/11/09
13749 UBS AG - PetroChina European Warrants Mar 2017 A HKD -   -   0.010   0 0 N/A 0.125   2017/01/18 0.016   2017/02/23 1,099,384,000 52,437,460 0.111   2016/12/14 0.034   2016/11/30
21048 UBS AG - PICC European Warrants Jul 2018 A HKD 0.160   0.093   0.101   226,080,000 29,230,720 N/A 0.194   2017/01/11 0.093   2017/03/31 353,640,000 50,433,280 -   - -   -
27213 UBS AG - PICC Group European Warrants Aug 2017 A HKD 0.305   0.305   0.270   232,000 70,760 N/A 0.355   2017/02/14 0.305   2017/03/14 452,000 147,610 -   - -   -
14802 UBS AG - Ping An European Put Warrants May 2017 B HKD 0.080   0.010   0.012   202,915,000 10,123,280 N/A 0.260   2017/01/03 0.010   2017/03/27 1,085,465,000 132,027,850 0.330   2016/12/23 0.250   2016/12/19
25833 UBS AG - Ping An European Put Warrants May 2017 D HKD -   -   0.015   0 0 N/A 0.071   2017/02/06 0.030   2017/02/15 2,262,000,000 93,462,520 -   - -   -
28966 UBS AG - Ping An European Put Warrants May 2017 E HKD 0.145   0.020   0.026   1,145,170,000 41,679,615 N/A 0.145   2017/03/02 0.020   2017/03/30 1,145,170,000 41,679,615 -   - -   -
12886 UBS AG - Ping An European Put Warrants Sep 2017 C HKD 0.340   0.212   0.234   55,615,000 12,671,310 N/A 0.340   2017/03/28 0.212   2017/03/30 55,615,000 12,671,310 -   - -   -
12656 UBS AG - Ping An European Warrants Apr 2017 A HKD 0.025   0.010   0.010   25,575,000 353,050 27,517,519 0.035   2017/01/05 0.010   2017/03/30 55,765,000 1,061,355 0.265   2016/08/23 0.027   2016/12/23
13216 UBS AG - Ping An European Warrants Apr 2017 B HKD -   -   0.012   0 0 35,052,763 0.022   2017/01/05 0.018   2017/01/06 320,000 6,500 0.181   2016/09/14 0.017   2016/12/29
13707 UBS AG - Ping An European Warrants Apr 2017 C HKD 0.010   0.010   0.010   3,020,000 30,200 N/A 0.040   2017/01/05 0.010   2017/03/21 31,470,000 796,130 0.162   2016/10/12 0.028   2016/12/23
14004 UBS AG - Ping An European Warrants Apr 2017 D HKD 0.295   0.064   0.174   141,190,000 22,944,405 N/A 0.295   2017/03/23 0.053   2017/02/03 24,203,870,000 2,940,655,270 0.355   2016/11/01 0.115   2016/12/23
23837 UBS AG - Ping An European Warrants Apr 2017 E HKD 0.415   0.229   0.390   815,000 311,360 N/A 0.415   2017/03/24 0.161   2017/02/06 4,375,000 1,096,685 -   - -   -
29111 UBS AG - Ping An European Warrants Jul 2017 A HKD 0.116   0.064   0.064   10,254,155,000 842,950,560 N/A 0.116   2017/03/23 0.064   2017/03/31 10,254,155,000 842,950,560 -   - -   -
27143 UBS AG - Ping An European Warrants Jun 2017 A HKD 0.194   0.075   0.124   997,475,000 97,772,105 N/A 0.195   2017/02/15 0.075   2017/03/10 14,297,990,000 2,103,692,170 -   - -   -
23463 UBS AG - Ping An European Warrants Mar 2017 A HKD 0.011   0.010   0.010   44,250,000 436,850 29,288,908 0.021   2017/02/22 0.010   2017/03/21 123,530,000 1,453,070 0.068   2016/09/09 0.010   2016/12/30
14801 UBS AG - Ping An European Warrants May 2017 A HKD 0.060   0.017   0.019   52,280,000 1,923,740 N/A 0.069   2017/02/16 0.017   2017/03/10 18,472,540,000 970,064,815 0.124   2016/12/15 0.077   2016/12/21
22198 UBS AG - Ping An European Warrants May 2017 C HKD 0.220   0.071   0.126   17,827,135,000 1,649,841,825 N/A 0.220   2017/03/23 0.065   2017/02/03 29,122,440,000 2,598,572,170 -   - -   -
27144 UBS AG - Ping An European Warrants Sep 2017 A HKD 0.184   0.124   0.124   5,975,280,000 922,658,345 N/A 0.198   2017/02/15 0.124   2017/03/31 6,190,980,000 963,361,635 -   - -   -
12863 UBS AG - Ping An European Warrants Sep 2017 B HKD 0.096   0.093   0.093   350,000 33,085 N/A 0.096   2017/03/31 0.093   2017/03/31 350,000 33,085 -   - -   -
15532 UBS AG - Sands China European Put Warrants Jul 2017 B HKD 0.124   0.034   0.035   1,021,100,000 82,616,816 N/A 0.270   2017/01/03 0.034   2017/03/31 1,514,636,000 157,299,824 0.295   2016/12/29 0.255   2016/12/30
13316 UBS AG - Sands China European Put Warrants Mar 2017 B HKD 0.034   0.012   0.010   6,108,000 113,068 49,225,513 0.242   2017/01/03 0.012   2017/03/07 936,832,000 110,652,024 0.420   2016/09/26 0.091   2016/12/01
14719 UBS AG - Sands China European Put Warrants May 2017 A HKD 0.435   0.173   0.162   6,224,000 1,231,360 N/A 0.550   2017/02/10 0.173   2017/03/30 7,024,000 1,626,360 0.560   2016/12/09 0.355   2016/12/01
16105 UBS AG - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 40 -   - -   - 0 0 0.010   2016/10/03 0.010   2016/10/03
13927 UBS AG - Sands China European Warrants Apr 2017 B HKD 0.035   0.014   0.019   49,644,000 1,153,888 N/A 0.144   2017/01/11 0.014   2017/03/08 1,815,212,000 156,070,372 0.350   2016/11/28 0.094   2016/12/29
11885 UBS AG - Sands China European Warrants Aug 2017 A HKD 0.212   0.186   0.201   2,968,000 592,256 N/A 0.212   2017/03/30 0.186   2017/03/22 2,968,000 592,256 -   - -   -
14718 UBS AG - Sands China European Warrants Jul 2017 A HKD 0.038   0.019   0.025   2,912,000 58,312 N/A 0.073   2017/01/23 0.019   2017/03/27 8,320,000 211,044 0.206   2016/12/01 0.077   2016/12/14
27991 UBS AG - Sands China European Warrants Jul 2017 C HKD 0.237   0.133   0.212   979,516,000 161,177,144 N/A 0.237   2017/03/29 0.112   2017/02/27 1,311,864,000 205,681,904 -   - -   -
29363 UBS AG - Sands China European Warrants Jul 2017 D HKD 0.161   0.156   0.205   1,344,000 213,020 N/A 0.161   2017/03/27 0.156   2017/03/27 1,344,000 213,020 -   - -   -
14084 UBS AG - Sands China European Warrants Jun 2017 A HKD 0.063   0.037   0.040   1,176,680,000 54,817,756 N/A 0.134   2017/01/11 0.037   2017/03/27 1,180,748,000 55,255,012 0.290   2016/11/29 0.089   2016/12/21
25987 UBS AG - Sands China European Warrants Jun 2017 B HKD 0.147   0.072   0.130   106,596,000 11,775,904 N/A 0.147   2017/03/28 0.064   2017/02/23 1,659,700,000 165,703,848 -   - -   -
13315 UBS AG - Sands China European Warrants Mar 2017 A HKD -   -   0.010   0 0 27,455,413 0.057   2017/01/11 0.010   2017/02/16 45,416,000 1,316,784 0.243   2016/09/19 0.032   2016/12/29
19292 UBS AG - SHK Ppt European Put Warrants Apr 2017 A HKD 0.054   0.020   0.023   194,470,000 6,922,690 3,184,467 0.159   2017/01/04 0.020   2017/03/27 368,220,000 15,846,650 0.385   2016/01/21 0.078   2016/09/09
29109 UBS AG - SHK Ppt European Warrants Aug 2017 A HKD 0.430   0.247   0.270   60,350,000 22,104,000 N/A 0.430   2017/03/01 0.247   2017/03/15 60,350,000 22,104,000 -   - -   -
14225 UBS AG - SHK Ppt European Warrants May 2017 A HKD 0.640   0.440   0.470   120,000 65,300 N/A 0.640   2017/03/01 0.190   2017/01/03 153,090,000 60,917,510 0.410   2016/12/12 0.162   2016/12/29
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.380   0 0 2,750 0.330   2017/02/16 0.330   2017/02/16 50,000 16,500 0.365   2016/08/05 0.360   2016/08/05
11326 UBS AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.315   0.226   0.265   21,680,000 5,475,574 N/A 0.315   2017/03/27 0.226   2017/03/22 21,680,000 5,475,574 -   - -   -
13034 UBS AG - Sinopec Corp European Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13752 UBS AG - Sinopec Corp European Warrants Mar 2017 A HKD -   -   0.020   0 0 N/A 0.089   2017/01/13 0.025   2017/02/08 36,526,000 2,054,404 0.260   2016/10/24 0.029   2016/12/29
15796 UBS AG - Sinopec Corp European Warrants May 2017 A HKD 0.242   0.077   0.211   360,026,000 44,706,058 N/A 0.395   2017/01/26 0.077   2017/03/15 965,142,000 231,278,372 0.194   2016/12/30 0.190   2016/12/30
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.076   0.059   0.067   7,710,000 524,240 2,070,578 0.094   2017/01/11 0.059   2017/03/09 49,310,000 3,782,950 0.195   2016/02/18 0.077   2016/11/09
29015 UBS AG - SMIC European Warrants Aug 2017 A HKD 0.200   0.162   0.167   3,970,000 720,495 N/A 0.231   2017/02/28 0.162   2017/03/30 4,560,000 854,445 -   - -   -
22238 UBS AG - SMIC European Warrants Dec 2017 A HKD -   -   0.114   0 0 N/A 0.227   2017/02/13 0.169   2017/02/21 24,050,000 4,639,705 -   - -   -
22249 UBS AG - SMIC European Warrants Jul 2017 A HKD 0.118   0.045   0.050   338,230,000 31,953,835 N/A 0.231   2017/01/17 0.045   2017/03/30 575,540,000 68,109,720 -   - -   -
16117 UBS AG - SMIC European Warrants Nov 2017 A HKD 0.136   0.078   0.082   231,850,000 20,161,615 N/A 0.305   2017/01/04 0.078   2017/03/31 513,970,000 80,404,385 -   - -   -
28970 UBS AG - SMIC European Warrants Oct 2017 A HKD 0.140   0.091   0.094   32,380,000 3,960,920 N/A 0.140   2017/03/08 0.091   2017/03/31 33,160,000 4,066,200 -   - -   -
13750 UBS AG - SPDR Gold Trust European Warrants Apr 2017 A HKD 0.125   0.019   0.014   17,147,000 887,971 N/A 0.233   2017/01/18 0.019   2017/03/28 30,838,000 3,519,760 0.890   2016/11/09 0.162   2016/12/23
11347 UBS AG - SPDR Gold Trust European Warrants Sep 2017 A HKD -   -   N/A   1,000,000 340,000 N/A -   - -   - 1,000,000 340,000 -   - -   -
26029 UBS AG - Stanchart European Put Warrants Aug 2017 A HKD 0.540   0.270   0.290   30,880,000 12,856,180 N/A 0.580   2017/02/27 0.270   2017/03/31 47,914,000 21,156,636 -   - -   -
27083 UBS AG - Stanchart European Warrants Aug 2017 B HKD 0.240   0.230   0.255   480,000 112,800 N/A 0.490   2017/02/15 0.230   2017/03/01 4,518,000 1,462,420 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.105   0.066   0.105   8,325,000 753,875 19,576,072 0.149   2017/02/06 0.060   2017/01/04 83,180,000 8,376,075 0.180   2016/01/04 0.039   2016/02/25
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD 0.025   0.011   0.022   72,245,000 1,376,780 17,610,867 0.070   2017/02/06 0.011   2017/03/27 2,903,825,000 105,304,450 0.071   2016/05/03 0.012   2016/02/12
14144 UBS AG - Stanchart European Warrants May 2017 A HKD 0.990   0.610   0.980   395,500 295,815 N/A 1.570   2017/02/06 0.425   2017/01/03 6,707,500 4,886,933 0.720   2016/12/08 0.385   2016/11/29
14183 UBS AG - Stanchart European Warrants May 2017 B HKD 0.315   0.108   0.295   145,389,000 28,047,864 N/A 0.870   2017/02/06 0.108   2017/03/27 357,637,000 101,978,080 0.370   2016/12/08 0.168   2016/12/30
12117 UBS AG - Stanchart European Warrants Sep 2017 A HKD 0.500   0.405   0.560   37,310,000 16,427,043 N/A 0.500   2017/03/30 0.405   2017/03/22 37,310,000 16,427,043 -   - -   -
23335 UBS AG - Sunny Optical European Warrants Apr 2017 A HKD 0.980   0.098   0.730   34,600,000 19,861,870 N/A 0.980   2017/03/13 0.098   2017/03/28 229,780,000 81,676,480 -   - -   -
28228 UBS AG - Sunny Optical European Warrants Aug 2017 A HKD 0.730   0.450   0.530   264,280,000 145,458,200 N/A 0.730   2017/03/13 0.445   2017/02/28 275,620,000 151,912,700 -   - -   -
21536 UBS AG - Sunny Optical European Warrants Jul 2017 A HKD 1.630   1.050   1.410   760,000 939,800 N/A 1.630   2017/03/13 0.480   2017/01/23 38,870,000 22,814,850 -   - -   -
11342 UBS AG - Sunny Optical European Warrants Sep 2017 A HKD 0.420   0.350   0.390   5,810,000 2,258,000 N/A 0.420   2017/03/17 0.350   2017/03/29 5,810,000 2,258,000 -   - -   -
14603 UBS AG - Tencent Holdings European Put Warrants Apr 2017 B HKD 0.020   0.010   0.010   3,002,000 39,203 N/A 0.340   2017/01/03 0.010   2017/03/08 2,565,303,000 438,286,019 0.410   2016/12/29 0.320   2016/12/30
14897 UBS AG - Tencent Holdings European Put Warrants Jun 2017 B HKD 0.074   0.013   0.016   271,890,000 9,678,910 N/A 0.260   2017/01/03 0.013   2017/03/31 25,789,410,000 2,692,157,270 0.315   2016/12/28 0.255   2016/12/30
28954 UBS AG - Tencent Holdings European Put Warrants Mar 2017 A HKD -   -   0.010   0 0 43,140,232 0.032   2017/01/04 0.010   2017/02/08 678,090,000 19,595,640 0.209   2016/06/15 0.025   2016/10/28
13122 UBS AG - Tencent Holdings European Put Warrants Mar 2017 B HKD -   -   0.044   30,000 2,700 262,115 -   - -   - 60,000 5,150 0.275   2016/11/14 0.167   2016/10/20
26058 UBS AG - Tencent Holdings European Put Warrants May 2017 D HKD 0.050   0.027   0.021   5,260,000 211,860 N/A 0.580   2017/02/06 0.027   2017/03/21 5,340,000 258,260 -   - -   -
28613 UBS AG - Tencent Holdings European Put Warrants May 2017 E HKD 0.125   0.018   0.022   14,614,000,000 1,037,641,790 N/A 0.125   2017/03/03 0.018   2017/03/30 16,169,370,000 1,188,204,050 -   - -   -
15264 UBS AG - Tencent Holdings European Put Warrants Oct 2017 B HKD 0.053   0.037   0.042   3,057,360,000 138,995,970 N/A 0.210   2017/01/03 0.037   2017/03/27 3,080,060,000 143,122,860 0.260   2016/12/23 0.204   2016/12/30
12161 UBS AG - Tencent Holdings European Put Warrants Sep 2017 A HKD 0.170   0.095   0.114   5,498,260,000 643,324,850 N/A 0.170   2017/03/23 0.095   2017/03/29 5,498,260,000 643,324,850 -   - -   -
23169 UBS AG - Tencent Holdings European Warrants Apr 2017 A HKD 0.560   0.325   0.530   1,130,000 541,150 3,392,578 0.560   2017/03/21 0.185   2017/01/04 18,900,000 6,807,820 0.500   2016/09/23 0.098   2016/05/06
15381 UBS AG - Tencent Holdings European Warrants Aug 2017 A HKD 0.260   0.132   0.222   28,350,000 5,160,560 N/A 0.260   2017/03/21 0.113   2017/01/24 52,660,980,000 6,819,352,160 0.143   2016/12/28 0.122   2016/12/29
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.130   0.054   0.094   272,320,000 22,946,860 1,509,390,210 0.130   2017/03/21 0.050   2017/01/24 59,375,660,000 3,992,807,010 0.247   2016/09/13 0.032   2016/12/23
28751 UBS AG - Tencent Holdings European Warrants Jul 2017 B HKD 0.180   0.083   0.141   39,664,120,000 4,023,203,760 N/A 0.180   2017/03/29 0.083   2017/03/03 39,664,780,000 4,023,308,250 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD 0.490   0.250   0.440   14,010,000 5,545,750 118,917,420 0.490   2017/03/21 0.175   2017/01/04 47,460,000 13,093,050 0.440   2016/09/23 0.100   2016/05/06
15667 UBS AG - Tencent Holdings European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27623 UBS AG - Tencent Holdings European Warrants Jun 2017 D HKD 0.860   0.385   0.520   2,746,629,000 1,683,296,875 N/A 0.860   2017/03/21 0.385   2017/03/09 2,746,631,000 1,683,298,385 -   - -   -
12157 UBS AG - Tencent Holdings European Warrants Jun 2017 E HKD 0.450   0.270   0.202   1,494,000 579,120 N/A 0.450   2017/03/24 0.270   2017/03/30 1,494,000 579,120 -   - -   -
14344 UBS AG - Tencent Holdings European Warrants Mar 2017 C HKD -   -   0.020   0 0 N/A 0.104   2017/01/09 0.097   2017/01/10 64,000 6,432 0.345   2016/11/18 0.153   2016/12/07
14419 UBS AG - Tencent Holdings European Warrants Mar 2017 D HKD 1.800   0.238   1.230   10,094,000 6,516,778 N/A 1.800   2017/03/21 0.238   2017/03/03 5,443,680,000 2,483,736,723 0.970   2016/11/21 0.249   2016/12/22
14184 UBS AG - Tencent Holdings European Warrants May 2017 A HKD 0.184   0.060   0.124   10,947,220,000 740,716,690 N/A 0.184   2017/03/21 0.048   2017/01/04 42,795,980,000 3,842,527,320 0.159   2016/11/11 0.034   2016/12/23
23943 UBS AG - Tencent Holdings European Warrants May 2017 B HKD 0.300   0.260   0.260   2,320,000 645,200 N/A 0.300   2017/03/27 0.136   2017/01/24 3,120,000 757,600 -   - -   -
26053 UBS AG - Tencent Holdings European Warrants May 2017 C HKD 0.670   0.144   0.265   67,460,000 18,398,036 N/A 0.670   2017/03/21 0.144   2017/03/03 9,113,227,000 3,301,427,267 -   - -   -
28757 UBS AG - Tencent Holdings European Warrants May 2017 F HKD 0.445   0.119   0.143   6,048,494,000 1,900,383,246 N/A 0.445   2017/03/21 0.119   2017/03/10 6,048,626,000 1,900,432,476 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD 0.400   0.400   0.375   10,000 4,000 1,014,748 0.400   2017/03/27 0.230   2017/01/16 20,000 6,300 0.425   2016/09/23 0.147   2016/06/17
15357 UBS AG - Tencent Holdings European Warrants Oct 2017 C HKD 0.189   0.140   0.151   8,299,580,000 1,366,070,090 N/A 0.189   2017/03/21 0.117   2017/02/10 8,299,840,000 1,366,105,630 0.124   2016/12/21 0.124   2016/12/21
12256 UBS AG - Tencent Holdings European Warrants Sep 2017 B HKD 0.156   0.104   0.106   14,873,510,000 1,794,483,560 N/A 0.156   2017/03/24 0.104   2017/03/31 14,873,510,000 1,794,483,560 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD 0.204   0.177   0.218   195,000 38,580 7,922,783 0.229   2017/02/20 0.155   2017/01/03 100,575,000 17,332,330 0.250   2016/10/13 0.119   2016/06/16
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD -   -   0.385   0 0 20,967 0.330   2017/02/09 0.305   2017/01/18 260,000 80,800 0.320   2016/08/24 0.128   2016/05/13
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.115   0.057   0.064   47,212,000 4,201,408 N/A 0.220   2017/01/03 0.057   2017/03/29 228,040,000 34,676,176 0.275   2016/11/03 0.167   2016/12/01
15346 UBS AG - Wynn Macau European Warrants Apr 2017 A HKD 0.285   0.166   0.280   1,292,000 267,380 N/A 0.285   2017/03/24 0.098   2017/01/17 182,388,000 22,850,608 0.129   2016/12/30 0.102   2016/12/29
23042 UBS AG - Wynn Macau European Warrants Jan 2018 A HKD 0.410   0.285   0.390   2,076,000 718,220 N/A 0.410   2017/03/20 0.236   2017/01/20 8,376,000 2,301,640 -   - -   -
11861 UBS AG - Wynn Macau European Warrants Mar 2017 A HKD 0.059   0.010   0.034   13,228,000 262,804 4,553,317 0.059   2017/03/20 0.010   2017/03/16 109,588,000 3,470,688 0.171   2016/08/11 0.020   2016/11/14
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.193   0.092   0.151   40,644,000 5,334,008 26,909,956 0.193   2017/03/29 0.071   2017/01/17 621,096,000 59,044,452 0.226   2016/09/29 0.071   2016/11/14
12523 UBS AG - Wynn Macau European Warrants Sep 2017 B HKD 0.183   0.124   0.136   58,824,000 8,380,012 N/A 0.183   2017/03/29 0.124   2017/03/31 58,824,000 8,380,012 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.131   0.094   0.096   134,088,000 14,231,078 N/A 0.142   2017/02/23 0.077   2017/01/03 391,148,000 41,963,620 0.184   2016/10/25 0.076   2016/12/28
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.127   0.089   0.090   21,660,000 2,291,080 16,807,727 0.136   2017/02/23 0.064   2017/01/03 361,420,000 34,345,420 0.165   2016/03/18 0.061   2016/12/28
13864 UBS AG - Zijin Mining European Warrants Apr 2017 A HKD 0.395   0.223   0.178   752,000 190,670 N/A 0.395   2017/03/20 0.220   2017/01/23 7,968,000 2,182,584 0.375   2016/11/14 0.182   2016/12/16
29497 UBS AG - ZTE European Warrants Jul 2017 A HKD 0.275   0.120   0.188   426,740,000 61,223,452 N/A 0.275   2017/03/24 0.120   2017/03/10 426,740,000 61,223,452 -   - -   -
11679 UBS AG - ZTE European Warrants Nov 2017 A HKD 0.270   0.201   0.202   28,638,000 6,993,356 N/A 0.270   2017/03/20 0.201   2017/03/31 28,638,000 6,993,356 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.