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Trading summary for derivative warrants - April 2017

Code Stock Trading
currency		 This month Average monthly
turnover($)
Nov 2016 - Apr 2017 (*) 		This year (up to April 2017) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
14677 Bank of East Asia - AAC Tech European Warrants Aug 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14678 Bank of East Asia - AAC Tech European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD -   -   0.027   0 0 123,677 0.042   2017/01/13 0.026   2017/03/27 6,940,000 261,900 0.145   2016/09/09 0.033   2016/12/28
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD 0.218   0.211   0.217   1,900,000 411,500 84,917 0.230   2017/02/08 0.211   2017/04/19 2,100,000 457,500 0.315   2016/08/30 0.260   2016/11/28
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD 0.118   0.118   0.118   30,000 3,540 N/A 0.122   2017/01/13 0.108   2017/01/04 6,590,000 750,160 0.174   2016/11/02 0.104   2016/12/28
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.114   0.100   0.110   13,900,000 1,542,450 3,121,167 0.134   2017/02/09 0.097   2017/03/30 132,950,000 15,084,300 0.220   2016/09/12 0.101   2016/12/28
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.100   0 0 0 -   - -   - 0 0 0.244   2016/09/07 0.140   2016/02/16
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD -   -   0.016   0 0 7,963 0.050   2017/02/17 0.039   2017/02/13 580,000 24,820 0.181   2016/04/15 0.057   2016/11/03
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.255   0.255   0.204   800,000 204,000 2,374,372 0.275   2017/03/21 0.153   2017/01/26 6,590,000 1,510,500 0.250   2016/05/04 0.104   2016/10/11
29620 Bank of East Asia - Ch Comm Cons European Wts Nov 2018 A HKD 0.242   0.206   0.208   8,440,000 1,805,290 N/A 0.285   2017/03/23 0.206   2017/04/24 71,340,000 17,503,140 -   - -   -
17531 Bank of East Asia - Ch Mobile European Warrants May 2017 A HKD -   -   0.022   0 0 254,300 0.073   2017/01/18 0.054   2017/01/03 20,650,000 1,315,500 0.175   2016/09/13 0.051   2016/12/23
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD -   -   0.132   0 0 3,092 0.182   2017/01/19 0.179   2017/01/19 40,000 7,230 0.290   2016/03/14 0.171   2016/05/12
21612 Bank of East Asia - CNBM European Warrants Apr 2017 A HKD -   -   0.063   0 0 0 -   - -   - 0 0 -   - -   -
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD 1.000   1.000   0.730   200,000 200,000 1,667,618 1.000   2017/04/12 0.246   2017/01/17 13,200,000 7,156,006 0.440   2016/11/28 0.233   2016/12/28
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD 0.040   0.030   0.031   6,200,000 202,360 68,230 0.048   2017/03/15 0.020   2017/02/10 11,460,000 399,760 0.037   2016/07/21 0.010   2016/09/12
29619 Bank of East Asia - CNBM European Warrants Oct 2017 A HKD 0.355   0.181   0.196   13,394,000 3,450,000 N/A 0.480   2017/03/16 0.181   2017/04/27 24,450,000 7,738,090 -   - -   -
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD -   -   0.088   0 0 366,932 0.111   2017/03/15 0.087   2017/01/26 5,000,000 524,560 0.127   2016/09/20 0.068   2016/12/14
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD 0.201   0.161   0.166   20,160,000 3,633,480 2,409,128 0.201   2017/04/07 0.157   2017/03/15 85,480,000 14,454,770 0.249   2016/06/07 0.119   2016/01/19
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD 0.265   0.265   0.265   30,000 7,950 43,822 0.265   2017/04/25 0.243   2017/03/15 1,070,000 262,930 0.350   2016/04/21 0.170   2016/01/26
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,711,267 0.061   2017/01/06 0.017   2017/02/28 10,980,000 463,040 0.141   2016/04/21 0.033   2016/01/25
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.099   0.099   0.081   200,000 19,800 794,755 0.146   2017/01/13 0.095   2017/03/02 37,440,000 4,563,920 0.223   2016/04/21 0.093   2016/01/25
14511 Bank of East Asia - Galaxy Ent European Warrants Jun 2017 A HKD -   -   0.365   0 0 N/A 0.370   2017/03/23 0.130   2017/01/03 6,100,000 1,686,400 0.400   2016/11/29 0.141   2016/12/28
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.305   0.305   0.280   100,000 30,500 N/A 0.435   2017/03/14 0.148   2017/01/06 196,200,000 43,441,800 0.215   2016/11/02 0.138   2016/11/17
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.280   0.246   0.215   1,500,000 385,050 3,184,190 0.370   2017/02/22 0.194   2017/01/10 9,520,000 2,901,055 0.310   2016/08/03 0.117   2016/05/16
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.151   0.093   0.094   45,570,000 5,122,675 N/A 0.209   2017/02/23 0.088   2017/01/06 432,470,000 56,880,440 0.152   2016/11/02 0.088   2016/12/15
26626 Bank of East Asia - HKEX European Put Warrants Oct 2018 B HKD 0.168   0.161   0.168   1,200,000 196,400 N/A 0.193   2017/02/14 0.152   2017/03/20 30,180,000 5,222,030 -   - -   -
26625 Bank of East Asia - HKEX European Warrants Oct 2018 A HKD 0.245   0.203   0.222   3,760,000 882,670 N/A 0.265   2017/03/20 0.203   2017/04/24 29,470,000 6,881,300 -   - -   -
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.033   0 0 6,520 0.046   2017/02/15 0.030   2017/01/16 640,000 23,040 0.056   2016/09/09 0.020   2016/05/24
26624 Bank of East Asia - HSBC European Put Warrants Jan 2018 A HKD 0.173   0.132   0.122   5,072,000 862,652 N/A 0.246   2017/02/21 0.132   2017/04/25 22,996,000 4,224,176 -   - -   -
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 0.720   0.540   0.690   2,264,000 1,480,840 1,372,717 1.050   2017/02/20 0.540   2017/04/20 7,808,000 5,665,080 1.020   2016/12/08 0.455   2016/10/13
19250 Bank of East Asia - HSBC European Warrants Oct 2017 A HKD 0.113   0.063   0.102   20,688,000 1,848,504 N/A 0.235   2017/01/18 0.063   2017/04/20 26,288,000 2,981,484 -   - -   -
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD -   -   0.014   0 0 15,180 0.028   2017/01/12 0.014   2017/02/17 3,020,000 63,620 0.165   2016/01/13 0.022   2016/11/09
14680 Bank of East Asia - Lenovo European Warrants Jan 2018 A HKD 0.280   0.275   0.270   360,000 99,200 N/A 0.280   2017/04/27 0.275   2017/04/27 360,000 99,200 -   - -   -
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.196   0.165   0.164   1,220,000 213,030 786,783 0.280   2017/02/17 0.165   2017/04/28 7,195,000 1,858,475 0.285   2016/09/27 0.136   2016/02/15
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.285   0.249   0.260   2,620,000 688,650 540,758 0.300   2017/02/27 0.171   2017/01/03 9,610,000 2,404,120 0.310   2016/09/09 0.068   2016/02/03
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.420   0.330   0.400   3,800,000 1,423,300 1,110,669 0.420   2017/04/13 0.149   2017/01/03 9,152,000 3,002,612 0.485   2016/09/09 0.133   2016/12/29
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.133   0.073   0.091   38,540,000 3,936,664 2,733,413 0.137   2017/03/16 0.038   2017/01/05 163,096,000 16,327,944 0.270   2016/09/09 0.035   2016/12/28
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD -   -   0.460   0 0 32,129 0.460   2017/01/26 0.380   2017/01/19 335,000 129,275 0.370   2016/09/05 0.195   2016/04/08
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.305   0.305   0.305   50,000 15,250 1,236,573 0.305   2017/04/27 0.116   2017/01/05 12,140,000 1,663,860 0.275   2016/09/08 0.090   2016/12/20
13585 Bank of East Asia - Yanzhou Coal European Wts Apr 2017 A HKD -   -   0.280   0 0 2,913,018 0.730   2017/02/16 0.330   2017/03/09 6,742,000 2,975,560 1.140   2016/10/24 0.280   2016/12/28
26633 Bank of East Asia - Yanzhou Coal European Wts Aug 2017 A HKD 0.680   0.330   0.335   8,026,000 3,536,890 N/A 0.680   2017/04/12 0.260   2017/03/31 28,668,000 10,393,830 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.360   0.325   0.360   1,500,000 522,500 240,209 0.360   2017/04/07 0.237   2017/01/06 3,300,000 989,900 0.320   2016/10/25 0.115   2016/01/07
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.090   0.060   0.060   54,155,000 4,183,830 11,800,295 0.142   2017/02/09 0.060   2017/04/28 304,560,000 31,583,860 0.270   2016/08/16 0.040   2016/11/10
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD -   -   0.015   0 0 967,347 0.039   2017/02/07 0.016   2017/03/16 5,890,000 192,795 0.227   2016/08/10 0.024   2016/12/20
26632 Bank of East Asia - Zhaojin Mining European Wts Sep 2018 A HKD 0.242   0.194   0.195   48,010,000 10,185,800 N/A 0.255   2017/03/17 0.194   2017/04/28 50,040,000 10,674,220 -   - -   -
19229 Bank of East Asia - ZTE European Warrants Dec 2017 A HKD 0.241   0.224   0.249   26,632,000 6,252,562 N/A 0.248   2017/03/15 0.164   2017/03/10 47,952,000 10,355,224 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD -   -   0.340   0 0 N/A 0.360   2017/03/24 0.208   2017/03/07 112,582,000 28,011,660 0.242   2016/12/13 0.220   2016/12/19
12794 BNP Paribas Arbit Issu B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.370   0.210   0.380   15,085,000 4,954,930 2,481,974 0.370   2017/04/28 0.155   2017/01/04 42,565,000 10,815,925 0.305   2016/08/30 0.135   2016/12/12
21969 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Apr 2018 A HKD 0.250   0.191   0.190   13,500 3,015 N/A 0.390   2017/02/23 0.191   2017/04/19 15,192,000 5,325,805 -   - -   -
14240 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Aug 2017 A HKD 0.150   0.115   0.092   330,000 46,950 N/A 0.340   2017/01/06 0.115   2017/04/20 11,323,800 3,342,039 0.600   2016/12/01 0.280   2016/12/30
21456 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Dec 2017 A HKD -   -   0.015   0 0 65 -   - -   - 0 0 0.042   2016/01/06 0.012   2016/10/17
26188 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Jan 2018 A HKD -   -   0.165   0 0 176,727 0.206   2017/02/20 0.170   2017/03/09 2,784,000 527,075 0.225   2016/11/30 0.113   2016/06/28
12544 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts May 2017 A HKD -   -   0.013   0 0 1,774,802 0.070   2017/02/13 0.013   2017/03/20 8,540,100 347,038 0.315   2016/12/01 0.113   2016/12/23
28047 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2017 A HKD 0.163   0.139   0.139   350,000 54,490 N/A 0.355   2017/02/17 0.139   2017/04/28 6,659,000 2,112,185 -   - -   -
11253 BNP Paribas Arbit Issu B.V. - A50 China Euro Wts Oct 2018 A HKD 0.068   0.054   0.058   10,742,000 643,718 2,805,702 0.090   2017/02/21 0.054   2017/04/19 60,722,000 4,470,636 0.152   2016/01/04 0.056   2016/09/26
14667 BNP Paribas Arbit Issu B.V. - AAC Tech Euro Wts Jul 2018 A HKD 0.300   0.241   0.300   1,480,000 368,300 N/A 0.300   2017/04/28 0.241   2017/04/27 1,480,000 368,300 -   - -   -
12676 BNP Paribas Arbit Issu B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.090   0.047   0.061   38,446,000 2,432,074 814,424 0.090   2017/04/18 0.013   2017/02/10 102,334,000 4,871,742 0.055   2016/04/18 0.011   2016/12/19
14037 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Dec17A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12382 BNP Paribas Arbit Issu B.V. - Agricultural Bank Eu Wt Jun17A HKD 0.380   0.355   0.315   510,000 188,050 278,135 0.520   2017/02/16 0.355   2017/04/26 4,048,000 1,668,810 0.315   2016/09/02 0.241   2016/08/16
27418 BNP Paribas Arbit Issu B.V. - AIA European Wts Apr 2017 A HKD -   -   0.010   0 0 6,829,131 0.050   2017/02/20 0.010   2017/03/21 238,024,000 5,760,304 0.445   2016/10/06 0.018   2016/12/29
13300 BNP Paribas Arbit Issu B.V. - AIA European Wts Dec 2017 A HKD 0.101   0.043   0.091   140,684,000 9,889,708 6,625,335 0.101   2017/04/28 0.036   2017/01/04 422,738,000 26,163,782 0.295   2016/10/11 0.039   2016/12/29
14496 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2018 A HKD 0.345   0.139   0.305   208,756,000 38,001,652 N/A 0.345   2017/04/27 0.106   2017/01/03 1,140,896,000 217,987,394 0.255   2016/11/28 0.113   2016/12/09
21916 BNP Paribas Arbit Issu B.V. - AIA European Wts Jan 2019 A HKD 0.440   0.241   0.420   52,776,000 16,050,562 N/A 0.440   2017/04/28 0.241   2017/04/19 129,802,000 38,565,322 -   - -   -
27244 BNP Paribas Arbit Issu B.V. - AIA European Wts Jun 2017 A HKD 0.510   0.109   0.420   32,806,000 11,741,704 29,297,015 0.510   2017/04/27 0.076   2017/01/04 140,536,000 26,246,954 0.700   2016/10/06 0.076   2016/12/29
22359 BNP Paribas Arbit Issu B.V. - AIA European Wts Mar 2018 A HKD 0.430   0.209   0.405   305,284,000 75,230,904 N/A 0.430   2017/04/27 0.204   2017/02/08 883,874,000 214,853,458 -   - -   -
12570 BNP Paribas Arbit Issu B.V. - AIA European Wts May 2017 A HKD -   -   0.010   0 0 498,040 0.025   2017/02/20 0.010   2017/02/06 31,540,000 590,778 0.224   2016/10/11 0.015   2016/12/09
15059 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 A HKD 0.425   0.147   0.370   418,492,000 91,008,600 N/A 0.425   2017/04/27 0.146   2017/01/04 1,793,626,000 378,848,690 0.207   2016/12/13 0.150   2016/12/29
15422 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2017 B HKD 0.720   0.320   0.670   5,618,000 3,628,270 N/A 0.720   2017/04/27 0.214   2017/01/04 555,668,000 167,651,536 0.255   2016/12/28 0.217   2016/12/29
11565 BNP Paribas Arbit Issu B.V. - AIA European Wts Oct 2018 A HKD 0.415   0.232   0.400   85,616,000 23,904,342 N/A 0.415   2017/04/28 0.232   2017/04/19 112,132,000 31,697,272 -   - -   -
29054 BNP Paribas Arbit Issu B.V. - BOCHK European Wts Apr 2018 A HKD 0.225   0.151   0.174   93,050,000 17,350,225 N/A 0.260   2017/03/02 0.151   2017/04/20 215,700,000 45,719,485 -   - -   -
29026 BNP Paribas Arbit Issu B.V. - BOCHK European Wts May 2017 A HKD -   -   0.580   0 0 959,725 0.650   2017/01/26 0.455   2017/01/13 9,315,000 5,603,900 0.510   2016/12/09 0.118   2016/06/28
12838 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 A HKD -   -   0.195   0 0 3,101,767 0.360   2017/02/16 0.039   2017/02/03 111,697,000 17,304,641 0.310   2016/09/09 0.054   2016/05/19
12818 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2017 B HKD -   -   0.350   0 0 172,257 0.470   2017/02/16 0.139   2017/01/09 4,547,000 983,260 0.350   2016/09/21 0.137   2016/11/21
27227 BNP Paribas Arbit Issu B.V. - BOCL European Wts Apr 2018 A HKD 0.355   0.241   0.280   110,217,000 31,935,366 N/A 0.510   2017/03/21 0.241   2017/04/19 113,811,000 33,633,596 -   - -   -
26140 BNP Paribas Arbit Issu B.V. - BOCL European Wts Aug 2017 A HKD 0.260   0.243   0.290   286,000 70,960 4,515,001 0.610   2017/02/16 0.209   2017/02/03 13,869,000 4,026,795 0.520   2016/09/09 0.126   2016/05/13
27721 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 A HKD 0.260   0.179   0.228   5,058,000 1,071,290 13,914,829 0.520   2017/02/16 0.179   2017/04/19 44,565,000 12,582,638 0.405   2016/09/08 0.138   2016/05/10
13304 BNP Paribas Arbit Issu B.V. - BOCL European Wts Dec 2017 B HKD 0.105   0.064   0.066   6,968,000 548,702 653,776 0.206   2017/02/23 0.064   2017/04/18 27,712,000 3,922,655 0.131   2016/10/27 0.127   2016/10/27
11451 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2017 A HKD 0.470   0.425   0.500   50,000 22,600 2,233,150 0.750   2017/02/24 0.375   2017/01/06 23,211,000 13,364,400 0.670   2016/09/09 0.275   2016/07/14
29000 BNP Paribas Arbit Issu B.V. - BOCL European Wts Jun 2018 A HKD 0.137   0.096   0.111   9,586,000 1,106,613 N/A 0.228   2017/03/21 0.096   2017/04/19 24,986,000 4,309,213 -   - -   -
12963 BNP Paribas Arbit Issu B.V. - BOCL European Wts Sep 2018 A HKD 0.217   0.139   0.167   1,023,000 186,964 11,226,368 0.345   2017/02/16 0.139   2017/04/19 231,566,000 66,295,734 0.360   2016/09/09 0.155   2016/12/23
13241 BNP Paribas Arbit Issu B.V. - BYD European Wts Apr 2017 A HKD -   -   0.019   0 0 3,577,076 0.040   2017/01/05 0.019   2017/01/12 2,220,000 55,890 0.480   2016/09/22 0.026   2016/12/28
29001 BNP Paribas Arbit Issu B.V. - BYD European Wts Jan 2018 A HKD 0.405   0.315   0.335   15,735,000 5,791,650 N/A 0.500   2017/02/28 0.295   2017/03/30 56,385,000 23,164,500 -   - -   -
29013 BNP Paribas Arbit Issu B.V. - BYD European Wts Oct 2017 A HKD 0.044   0.034   0.036   7,400,000 295,100 5,515,900 0.065   2017/02/09 0.033   2017/03/31 164,050,000 8,635,900 0.155   2016/08/31 0.051   2016/12/29
25257 BNP Paribas Arbit Issu B.V. - BYD European Wts Sep 2017 A HKD 0.090   0.071   0.079   2,750,000 225,400 2,013,550 0.113   2017/02/09 0.071   2017/04/03 125,750,000 11,930,400 0.212   2016/09/08 0.092   2016/12/12
12250 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.092   0.045   0.050   90,494,000 4,776,120 1,283,174 0.126   2017/02/21 0.045   2017/04/27 109,180,000 6,681,778 0.315   2016/08/15 0.104   2016/12/30
12546 BNP Paribas Arbit Issu B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.020   0.015   0.016   534,000 10,028 1,903,017 0.060   2017/01/05 0.015   2017/04/18 112,290,000 4,509,862 0.119   2016/09/07 0.048   2016/12/30
12815 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2017 A HKD -   -   0.010   0 0 9,629,324 0.160   2017/02/24 0.010   2017/03/27 355,892,000 19,796,528 0.310   2016/09/09 0.043   2016/12/23
22420 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2018 A HKD 0.310   0.209   0.255   161,511,000 42,543,886 N/A 0.460   2017/02/16 0.209   2017/04/20 768,972,000 268,881,827 -   - -   -
27229 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Apr 2018 B HKD 0.425   0.290   0.380   580,542,000 206,969,810 N/A 0.630   2017/02/23 0.290   2017/04/20 790,668,000 312,948,045 -   - -   -
26138 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.790   0.600   0.760   1,311,000 910,290 7,353,061 0.970   2017/02/24 0.440   2017/02/08 8,621,000 6,427,610 0.850   2016/09/22 0.123   2016/05/19
11349 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.330   0.204   0.300   3,930,000 1,168,307 20,676,186 0.540   2017/03/21 0.193   2017/02/03 158,135,000 47,058,093 0.580   2016/09/09 0.176   2016/12/23
27716 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.690   0.530   0.660   645,000 358,800 44,027,759 0.910   2017/02/24 0.460   2017/02/03 48,493,000 23,495,475 0.810   2016/09/22 0.161   2016/05/19
12961 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.125   0.075   0.091   22,325,000 1,900,682 11,349,377 0.220   2017/02/16 0.075   2017/04/20 242,098,000 29,851,663 0.255   2016/09/09 0.084   2016/11/17
12567 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.290   0.193   0.231   93,769,000 23,895,779 35,515,356 0.410   2017/02/16 0.185   2017/01/25 596,885,000 181,110,543 0.455   2016/09/09 0.167   2016/11/18
21673 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Jan 2019 A HKD 0.250   0.170   0.202   68,860,000 15,088,708 N/A 0.350   2017/02/24 0.170   2017/04/20 347,548,000 92,619,438 -   - -   -
21656 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Oct 2018 A HKD 0.280   0.189   0.228   15,414,000 3,664,690 N/A 0.395   2017/02/24 0.189   2017/04/20 239,260,000 72,201,414 -   - -   -
13301 BNP Paribas Arbit Issu B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.080   0.034   0.043   280,029,000 11,926,576 9,661,241 0.149   2017/02/16 0.034   2017/04/20 563,350,000 35,775,420 0.232   2016/09/22 0.065   2016/12/23
28058 BNP Paribas Arbit Issu B.V. - Ch Comm Cons Eur Wt Dec 2017 A HKD 0.196   0.163   0.127   2,080,000 364,710 N/A 0.196   2017/04/06 0.125   2017/02/28 16,000,000 2,272,480 -   - -   -
12666 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Apr 2018 A HKD 0.375   0.231   0.212   56,400,000 18,263,710 N/A 0.395   2017/03/28 0.231   2017/04/27 67,010,000 22,147,785 -   - -   -
15425 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Aug 2017 A HKD 0.204   0.080   0.080   10,850,000 1,091,050 N/A 0.475   2017/03/21 0.080   2017/04/28 108,935,000 34,042,985 0.330   2016/12/30 0.290   2016/12/28
27306 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.066   0.043   0.044   88,850,000 4,546,850 28,586,500 0.091   2017/03/21 0.043   2017/04/28 233,200,000 15,291,900 0.182   2016/09/09 0.063   2016/12/23
26765 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jan 2018 A HKD 0.187   0.107   0.099   55,670,000 6,800,275 N/A 0.350   2017/03/20 0.107   2017/04/24 321,290,000 72,109,850 -   - -   -
21531 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 A HKD -   -   0.010   0 0 4,900 -   - -   - 0 0 0.046   2016/08/01 0.014   2016/11/04
13892 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Jul 2017 B HKD 0.060   0.016   0.016   5,350,000 209,770 34,264,887 0.159   2017/01/06 0.016   2017/04/26 1,003,140,000 125,783,530 0.550   2016/10/20 0.127   2016/12/28
25230 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts May 2017 A HKD 0.025   0.010   0.010   14,100,000 196,850 4,303,325 0.074   2017/03/21 0.010   2017/04/20 208,350,000 8,356,150 0.181   2016/09/09 0.030   2016/12/28
14243 BNP Paribas Arbit Issu B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.207   0.113   0.089   7,810,000 1,353,825 N/A 0.385   2017/03/23 0.113   2017/04/21 226,290,000 60,345,680 0.470   2016/11/16 0.260   2016/12/28
19603 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.062   0.025   0.050   31,750,000 1,472,980 22,543,867 0.093   2017/03/23 0.025   2017/04/26 1,068,440,000 78,309,290 0.125   2016/04/21 0.051   2016/10/05
13480 BNP Paribas Arbit Issu B.V. - Ch Railway Euro Wts Dec 2017 B HKD 0.460   0.189   0.224   35,127,000 11,775,785 N/A 0.460   2017/04/10 0.189   2017/04/27 35,127,000 11,775,785 -   - -   -
13755 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jan 2018 A HKD 0.175   0.151   0.158   28,180,000 4,433,765 N/A 0.175   2017/04/13 0.151   2017/04/27 28,180,000 4,433,765 -   - -   -
11871 BNP Paribas Arbit Issu B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD 0.187   0.134   0.162   7,800,000 1,251,360 10,228,303 0.285   2017/03/20 0.056   2017/03/10 90,960,000 9,999,670 0.265   2016/11/10 0.068   2016/12/29
25380 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.174   0.128   0.119   1,560,000 235,400 14,762,173 0.174   2017/04/07 0.076   2017/03/08 663,624,000 66,760,298 0.201   2016/03/30 0.066   2016/07/11
12675 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Jan 2018 B HKD 0.680   0.500   0.345   67,842,000 40,337,140 N/A 0.680   2017/04/10 0.500   2017/04/11 86,258,000 50,630,260 -   - -   -
28057 BNP Paribas Arbit Issu B.V. - Ch Unicom Euro Wt Oct 2017 A HKD 0.850   0.440   0.415   51,274,000 37,327,090 N/A 0.850   2017/04/07 0.375   2017/02/23 253,196,000 153,552,620 -   - -   -
28031 BNP Paribas Arbit Issu B.V. - Chi Res Land Eu Wt Jan 2018 A HKD 0.243   0.176   0.172   9,100,000 2,012,260 N/A 0.243   2017/04/13 0.176   2017/04/28 33,740,000 6,759,700 -   - -   -
14147 BNP Paribas Arbit Issu B.V. - China Cinda Eur Wts May 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.033   2016/01/05 0.019   2016/01/12
29292 BNP Paribas Arbit Issu B.V. - China Life Eu Put Wt Jul 2018A HKD 0.260   0.193   0.201   49,270,000 11,016,990 N/A 0.260   2017/04/19 0.188   2017/03/20 102,880,000 23,059,380 -   - -   -
13635 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2017 A HKD -   -   0.380   0 0 13,509,747 0.385   2017/03/17 0.066   2017/02/03 26,910,000 4,119,060 0.230   2016/11/30 0.051   2016/11/09
14495 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 A HKD -   -   0.350   0 0 N/A 0.485   2017/02/21 0.249   2017/01/04 97,470,000 27,379,770 0.390   2016/11/28 0.212   2016/12/20
28294 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Apr 2018 B HKD 0.197   0.128   0.158   53,490,000 8,793,570 N/A 0.265   2017/03/17 0.128   2017/04/19 181,780,000 36,820,890 -   - -   -
27249 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Aug 2017 A HKD 0.430   0.365   0.430   390,000 165,400 2,818,590 0.550   2017/03/22 0.240   2017/01/03 9,570,000 3,400,700 0.410   2016/11/30 0.107   2016/07/08
13238 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Dec 2018 A HKD 0.295   0.201   0.245   60,580,000 15,229,660 54,048,147 0.365   2017/02/15 0.176   2017/01/03 674,210,000 179,794,400 0.290   2016/11/28 0.111   2016/11/09
14599 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2018 A HKD 0.240   0.147   0.193   11,070,000 1,927,430 N/A 0.335   2017/03/17 0.143   2017/01/03 173,670,000 47,520,090 0.265   2016/11/28 0.127   2016/12/20
21648 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jan 2019 A HKD 0.224   0.152   0.177   177,180,000 33,186,920 N/A 0.295   2017/02/21 0.152   2017/04/20 402,370,000 87,835,420 -   - -   -
25775 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Jul 2017 A HKD 0.153   0.070   0.117   29,100,000 3,106,000 4,182,872 0.270   2017/03/17 0.070   2017/04/19 101,950,000 13,606,590 0.250   2016/01/25 0.039   2016/07/08
13235 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2017 A HKD 0.100   0.019   0.069   8,420,000 541,780 6,801,340 0.260   2017/03/17 0.019   2017/04/20 140,600,000 18,568,930 0.189   2016/09/22 0.040   2016/11/09
21983 BNP Paribas Arbit Issu B.V. - China Life Euro Wts May 2018 A HKD 0.140   0.103   0.125   26,470,000 3,418,460 N/A 0.243   2017/02/15 0.103   2017/04/20 418,290,000 81,940,010 -   - -   -
20425 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2017 A HKD 0.280   0.255   0.280   70,000 19,100 N/A 0.345   2017/02/07 0.221   2017/01/17 36,270,000 10,169,050 -   - -   -
12731 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Nov 2018 A HKD 0.400   0.305   0.355   940,000 346,150 53,173,702 0.500   2017/03/17 0.232   2017/01/03 305,790,000 89,613,140 0.380   2016/11/28 0.150   2016/11/09
14242 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 A HKD 0.425   0.320   0.395   610,000 229,300 N/A 0.560   2017/03/21 0.235   2017/01/03 146,060,000 58,066,000 0.400   2016/11/25 0.200   2016/11/15
15103 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 B HKD 0.229   0.144   0.198   1,640,000 299,040 N/A 0.350   2017/03/17 0.134   2017/01/03 201,390,000 43,838,870 0.171   2016/12/15 0.127   2016/12/23
29295 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Oct 2017 C HKD 0.128   0.066   0.088   45,190,000 4,718,740 N/A 0.205   2017/03/17 0.066   2017/04/20 177,880,000 24,060,690 -   - -   -
11405 BNP Paribas Arbit Issu B.V. - China Life Euro Wts Sep 2017 A HKD 0.650   0.650   0.650   20,000 13,000 18,092,133 0.790   2017/02/15 0.420   2017/01/03 97,510,000 64,517,850 0.630   2016/11/28 0.238   2016/08/04
12926 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Dec 2017A HKD 0.044   0.025   0.025   58,416,000 2,105,756 9,330,682 0.085   2017/03/17 0.025   2017/04/28 487,500,000 29,802,224 0.325   2016/09/09 0.038   2016/12/30
15256 BNP Paribas Arbit Issu B.V. - China Overseas Eu Wt Jan 2018A HKD 0.145   0.093   0.092   139,932,000 16,701,934 N/A 0.255   2017/03/17 0.093   2017/04/28 422,148,000 68,320,056 0.124   2016/12/20 0.113   2016/12/30
13557 BNP Paribas Arbit Issu B.V. - China Tel Euro Wts Apr 2018 A HKD 0.216   0.171   0.165   3,000,000 621,200 N/A 0.216   2017/04/12 0.171   2017/04/26 3,000,000 621,200 -   - -   -
11071 BNP Paribas Arbit Issu B.V. - China Tel Euro Wts Feb 2018 A HKD 0.345   0.229   0.235   124,640,000 36,044,780 N/A 0.370   2017/03/20 0.229   2017/04/28 191,348,000 57,472,240 -   - -   -
11557 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Jul 2018 A HKD 0.255   0.149   0.153   13,500,000 2,629,220 N/A 0.275   2017/03/29 0.149   2017/04/27 15,980,000 3,269,440 -   - -   -
15260 BNP Paribas Arbit Issu B.V. - CITIC Bank Euro Wts Oct 2017 A HKD 0.152   0.144   0.080   133,000 19,416 N/A 0.385   2017/02/16 0.144   2017/04/07 55,384,000 14,193,944 0.232   2016/12/19 0.203   2016/12/20
28746 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.094   0.081   0.105   3,900,000 333,010 301,545 0.166   2017/01/13 0.081   2017/04/20 11,970,000 1,545,620 0.270   2016/01/12 0.143   2016/12/22
15787 BNP Paribas Arbit Issu B.V. - CITIC Euro Warrants Oct 2017 A HKD 0.219   0.171   0.193   1,220,000 239,810 N/A 0.600   2017/01/12 0.171   2017/04/21 19,709,000 8,803,470 -   - -   -
13102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.031   0.022   0.029   48,465,000 1,339,690 14,903,187 0.098   2017/02/17 0.022   2017/04/07 266,635,000 17,121,130 0.220   2016/09/22 0.082   2016/12/29
14031 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15102 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jul 2018 A HKD 0.088   0.062   0.071   16,705,000 1,242,475 N/A 0.190   2017/01/11 0.062   2017/04/19 392,605,000 60,380,250 0.215   2016/12/14 0.152   2016/12/23
12426 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Jun 2017 A HKD 0.010   0.010   0.010   4,330,000 43,300 16,837,207 0.067   2017/02/17 0.010   2017/04/06 80,645,000 2,578,835 0.260   2016/09/09 0.039   2016/12/29
28044 BNP Paribas Arbit Issu B.V. - CITIC Sec Euro Wts Oct 2018 A HKD 0.150   0.107   0.122   168,260,000 21,093,990 N/A 0.275   2017/02/17 0.107   2017/04/19 580,320,000 104,225,800 -   - -   -
11249 BNP Paribas Arbit Issu B.V. - CKH Euro Wts Apr 2018 A HKD 0.240   0.215   0.247   2,245,000 516,465 249,201 0.270   2017/02/28 0.207   2017/01/04 5,265,000 1,265,625 0.365   2016/09/09 0.143   2016/07/06
28457 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 A HKD -   -   0.530   0 0 176,204 0.500   2017/03/09 0.445   2017/01/03 2,080,000 1,030,700 0.710   2016/09/05 0.310   2016/07/06
13101 BNP Paribas Arbit Issu B.V. - CKH European Wts Apr 2017 B HKD -   -   0.010   0 0 125,998 -   - -   - 0 0 0.215   2016/09/13 0.019   2016/12/08
28032 BNP Paribas Arbit Issu B.V. - CKH European Wts Jan 2018 A HKD 0.550   0.390   0.510   35,095,000 16,372,025 N/A 0.680   2017/03/16 0.390   2017/04/20 59,150,000 30,710,425 -   - -   -
14571 BNP Paribas Arbit Issu B.V. - CKH European Wts Jun 2017 A HKD 0.042   0.021   0.019   11,330,000 350,140 N/A 0.152   2017/02/27 0.021   2017/04/12 140,475,000 12,656,240 0.233   2016/11/25 0.079   2016/12/30
15050 BNP Paribas Arbit Issu B.V. - CKH European Wts Oct 2017 A HKD 0.194   0.102   0.141   146,460,000 22,627,970 N/A 0.285   2017/02/28 0.102   2017/04/20 516,195,000 101,844,625 0.270   2016/12/13 0.188   2016/12/29
29412 BNP Paribas Arbit Issu B.V. - CKI Holdings Euro Wts Jan 18 A HKD 0.390   0.225   0.370   7,810,000 2,610,100 N/A 0.390   2017/04/26 0.225   2017/04/18 19,970,000 5,962,200 -   - -   -
12379 BNP Paribas Arbit Issu B.V. - CKP European Wts Apr 2017 A HKD -   -   0.010   0 0 3,188,072 0.026   2017/01/19 0.011   2017/02/15 6,550,000 135,750 0.425   2016/09/09 0.019   2016/12/30
13559 BNP Paribas Arbit Issu B.V. - CKP European Wts Jan 2018 A HKD 0.265   0.219   0.226   9,110,000 2,168,710 N/A 0.265   2017/04/13 0.219   2017/04/12 9,110,000 2,168,710 -   - -   -
15051 BNP Paribas Arbit Issu B.V. - CKP European Wts Oct 2017 A HKD 0.228   0.174   0.195   2,790,000 550,350 N/A 0.260   2017/01/19 0.141   2017/01/03 114,210,000 23,698,110 0.275   2016/12/14 0.137   2016/12/29
29401 BNP Paribas Arbit Issu B.V. - CM Bank Euro Warrants Oct 18 A HKD 0.153   0.110   0.109   42,680,000 5,590,800 N/A 0.213   2017/03/08 0.110   2017/04/21 170,120,000 29,928,015 -   - -   -
12674 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jan 2018 A HKD 0.510   0.325   0.330   14,616,000 6,736,120 N/A 0.510   2017/04/07 0.325   2017/04/28 27,850,000 13,129,170 -   - -   -
13828 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jul 2017 A HKD 0.021   0.019   0.019   580,000 11,660 9,331,232 0.235   2017/01/06 0.019   2017/04/10 143,765,000 16,633,622 0.510   2016/10/24 0.157   2016/11/09
11870 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Jun 2018 A HKD 0.068   0.047   0.048   89,650,000 5,333,510 16,032,677 0.133   2017/01/09 0.047   2017/04/24 366,370,000 31,114,470 0.208   2016/10/11 0.099   2016/11/09
15308 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Oct 2017 A HKD 0.052   0.031   0.032   22,532,000 869,334 N/A 0.335   2017/01/06 0.031   2017/04/28 68,893,000 12,233,229 0.320   2016/12/21 0.265   2016/12/29
26128 BNP Paribas Arbit Issu B.V. - CNOOC European Wts Oct 2017 B HKD 0.221   0.221   0.105   30,000 6,630 N/A 0.495   2017/02/10 0.197   2017/03/16 34,275,000 14,510,555 -   - -   -
20211 BNP Paribas Arbit Issu B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.061   0.034   0.036   47,930,000 2,067,740 1,384,492 0.076   2017/02/28 0.034   2017/04/28 136,220,000 7,266,344 0.159   2016/04/12 0.052   2016/12/30
21388 BNP Paribas Arbit Issu B.V. - COSCO Sh Hold Euro Wt Aug2017A HKD 0.011   0.011   0.011   400,000 4,400 13,037 0.020   2017/02/24 0.011   2017/04/20 4,394,500 78,220 0.054   2016/01/05 0.017   2016/09/28
20659 BNP Paribas Arbit Issu B.V. - COSCO Ship Euro Wts Sep 2017A HKD 0.019   0.010   0.010   2,146,000 21,818 551,987 0.025   2017/02/23 0.010   2017/04/27 83,704,000 1,644,032 0.144   2016/01/08 0.022   2016/12/29
17502 BNP Paribas Arbit Issu B.V. - CRCC European Wts Dec 2017 A HKD 0.280   0.230   0.221   565,000 138,120 12,764,903 0.315   2017/03/24 0.218   2017/01/06 94,365,000 24,280,685 0.350   2016/11/29 0.112   2016/01/26
11251 BNP Paribas Arbit Issu B.V. - CRRC European Wts Dec 2018 A HKD 0.073   0.059   0.061   974,000 63,716 531,098 0.090   2017/02/15 0.059   2017/04/19 17,781,000 1,315,800 0.310   2016/01/04 0.067   2016/11/03
28166 BNP Paribas Arbit Issu B.V. - CSDC European Warrants Jan18 A HKD -   -   0.171   0 0 N/A 0.290   2017/02/23 0.212   2017/03/31 4,674,000 1,250,855 -   - -   -
12545 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2017 A HKD -   -   0.019   0 0 153,684 0.037   2017/01/05 0.020   2017/01/23 9,440,000 284,280 0.097   2016/11/28 0.031   2016/12/30
21974 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Apr 2018 A HKD 0.175   0.154   0.163   2,570,000 429,809 N/A 0.315   2017/02/21 0.154   2017/04/27 6,912,000 1,729,259 -   - -   -
21463 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.057   2016/01/05 0.016   2016/10/14
13888 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 0.153   0.146   0.138   160,000 24,060 1,526,898 0.440   2017/02/21 0.146   2017/04/24 3,474,400 1,136,882 0.740   2016/11/30 0.335   2016/12/30
28048 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Jan 2018 A HKD 0.330   0.255   0.255   1,636,400 444,372 N/A 0.520   2017/02/21 0.255   2017/04/28 9,077,400 3,168,059 -   - -   -
28908 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD -   -   0.205   0 0 96,284 0.248   2017/02/21 0.197   2017/01/04 1,924,000 425,902 0.265   2016/11/29 0.183   2016/06/28
11252 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.099   0.080   0.084   9,740,000 863,378 5,414,767 0.122   2017/01/05 0.080   2017/04/19 121,544,000 13,023,424 0.228   2016/01/04 0.099   2016/12/30
28904 BNP Paribas Arbit Issu B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.097   0.081   0.085   55,098,000 4,862,086 5,268,563 0.122   2017/01/05 0.081   2017/04/19 190,822,000 19,207,004 0.144   2016/08/16 0.100   2016/12/30
19818 BNP Paribas Arbit Issu B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.090   0 0 0 -   - -   - 0 0 0.141   2016/02/22 0.109   2016/02/15
15771 BNP Paribas Arbit Issu B.V. - Esprit European Wts Oct 2017 A HKD 0.400   0.184   0.181   500,000 108,100 N/A 0.920   2017/02/27 0.184   2017/04/28 64,392,900 29,347,429 0.490   2016/12/30 0.465   2016/12/30
10456 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Dec 2017 B HKD 0.180   0.105   0.105   2,560,000 278,900 N/A 0.180   2017/04/11 0.105   2017/04/28 2,560,000 278,900 -   - -   -
10446 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Put Wt Jun 2017 B HKD 0.081   0.018   0.019   11,430,000 530,010 N/A 0.203   2017/01/04 0.018   2017/04/27 61,920,000 5,880,500 0.209   2016/12/23 0.181   2016/12/30
10455 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Dec 2017 A HKD 0.330   0.290   0.300   20,000 6,200 N/A 0.330   2017/04/24 0.290   2017/04/25 20,000 6,200 -   - -   -
10430 BNP Paribas Arbit Issu B.V. - EUR/USD Euro Wts Jun 2017 A HKD 0.176   0.107   0.149   4,350,000 591,260 N/A 0.260   2017/02/02 0.107   2017/04/10 18,080,000 3,157,850 -   - -   -
29407 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts Feb 2018 A HKD 2.520   1.180   1.940   6,927,000 12,782,390 N/A 2.520   2017/04/21 0.650   2017/03/27 30,854,000 33,205,760 -   - -   -
14022 BNP Paribas Arbit Issu B.V. - Evergrande Euro Wts May 2018 A HKD 0.164   0.112   0.119   92,710,000 13,542,860 N/A 0.164   2017/04/25 0.112   2017/04/28 92,710,000 13,542,860 -   - -   -
28170 BNP Paribas Arbit Issu B.V. - Fosun Intl European Wts Apr18A HKD 0.175   0.144   0.156   1,240,000 208,450 N/A 0.221   2017/02/20 0.144   2017/04/19 33,730,000 6,283,030 -   - -   -
28169 BNP Paribas Arbit Issu B.V. - GAC European Warrants Apr 18 A HKD 0.255   0.177   0.200   146,640,000 28,785,420 N/A 0.315   2017/03/16 0.177   2017/04/18 168,020,000 33,627,120 -   - -   -
20657 BNP Paribas Arbit Issu B.V. - GAC European Warrants Dec 17 A HKD 0.440   0.390   0.400   300,000 127,000 607,233 0.440   2017/04/05 0.390   2017/04/18 300,000 127,000 0.495   2016/09/09 0.168   2016/01/20
12639 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 A HKD -   -   0.010   0 0 750 0.010   2017/02/16 0.010   2017/02/16 450,000 4,500 -   - -   -
11945 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Apr 2017 B HKD -   -   1.550   0 0 1,201,750 1.360   2017/03/17 0.750   2017/01/06 6,370,000 6,875,800 1.120   2016/12/08 0.224   2016/08/31
13836 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.550   0.365   0.460   1,820,000 822,350 28,850,740 0.550   2017/04/26 0.136   2017/02/08 381,730,000 99,438,650 0.460   2016/12/01 0.150   2016/10/24
13104 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 0.990   0.900   0.950   90,000 87,800 9,469,958 0.990   2017/04/07 0.415   2017/02/08 76,470,000 39,120,300 0.740   2016/11/29 0.295   2016/09/12
15110 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Jan 2018 A HKD 0.300   0.183   0.238   284,070,000 74,626,390 N/A 0.300   2017/04/10 0.112   2017/02/08 1,427,830,000 285,772,980 0.209   2016/12/14 0.153   2016/12/16
11584 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Jan 2018 B HKD 0.405   0.265   0.325   126,790,000 46,803,150 N/A 0.405   2017/04/05 0.265   2017/04/24 290,840,000 107,450,900 -   - -   -
13629 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2017 A HKD 1.070   1.010   0.980   1,640,000 1,753,900 14,794,567 1.070   2017/04/06 0.275   2017/02/08 96,330,000 51,707,000 0.710   2016/11/22 0.230   2016/10/24
13561 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts May 2018 A HKD 0.285   0.196   0.255   355,530,000 83,965,880 N/A 0.285   2017/04/26 0.196   2017/04/24 355,530,000 83,965,880 -   - -   -
14573 BNP Paribas Arbit Issu B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.325   0.175   0.240   70,880,000 19,873,310 N/A 0.325   2017/04/11 0.102   2017/02/08 622,330,000 124,793,150 0.335   2016/12/01 0.145   2016/12/23
10447 BNP Paribas Arbit Issu B.V. - GBP/USD European Put Wt Sep17A HKD 0.121   0.049   0.048   6,970,000 552,870 N/A 0.330   2017/01/16 0.049   2017/04/28 29,420,000 4,656,030 -   - -   -
10454 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Dec 2017A HKD 0.295   0.290   0.295   330,000 97,250 N/A 0.295   2017/04/28 0.290   2017/04/28 330,000 97,250 -   - -   -
10421 BNP Paribas Arbit Issu B.V. - GBP/USD European Wts Jun 2017A HKD 0.137   0.055   0.137   2,150,000 155,500 655,137 0.231   2017/02/02 0.055   2017/04/10 12,000,000 1,616,520 0.330   2016/12/06 0.213   2016/12/20
13205 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Apr 2017 A HKD -   -   3.590   0 0 7,229,575 3.660   2017/03/13 0.370   2017/01/03 19,450,000 36,263,650 1.480   2016/10/25 0.300   2016/12/22
13839 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Aug 2017 A HKD 2.580   1.150   1.210   4,260,000 7,446,100 12,651,858 2.930   2017/03/16 0.510   2017/01/03 28,750,000 41,442,950 1.390   2016/10/25 0.390   2016/12/19
13746 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Dec 2017 A HKD 0.204   0.129   0.129   44,255,000 6,819,115 N/A 0.204   2017/04/20 0.129   2017/04/28 44,255,000 6,819,115 -   - -   -
14659 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Feb 2018 A HKD 0.130   0.118   0.118   20,650,000 2,566,700 N/A 0.130   2017/04/28 0.118   2017/04/28 20,650,000 2,566,700 -   - -   -
28996 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Jul 2018 A HKD 0.285   0.166   0.171   134,915,000 28,044,080 N/A 0.315   2017/03/14 0.166   2017/04/11 218,695,000 50,883,435 -   - -   -
15286 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Jun 2018 A HKD -   -   0.335   0 0 N/A 0.385   2017/02/09 0.172   2017/01/03 23,390,000 6,441,850 0.164   2016/12/20 0.163   2016/12/20
13738 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Mar 2018 A HKD 0.238   0.164   0.159   45,500,000 8,681,150 N/A 0.238   2017/04/20 0.164   2017/04/27 45,500,000 8,681,150 -   - -   -
14660 BNP Paribas Arbit Issu B.V. - Geely Auto Euro Wts Oct 2018 A HKD 0.182   0.179   0.171   1,600,000 289,200 N/A 0.182   2017/04/27 0.179   2017/04/27 1,600,000 289,200 -   - -   -
10432 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Dec 2017 B HKD 0.175   0.160   0.159   90,000 15,000 N/A 0.255   2017/01/12 0.160   2017/04/12 3,380,000 766,660 0.315   2016/12/23 0.290   2016/12/06
10443 BNP Paribas Arbit Issu B.V. - Gold Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10431 BNP Paribas Arbit Issu B.V. - Gold European Wts Dec 2017 A HKD 0.270   0.243   0.243   2,800,000 702,850 N/A 0.275   2017/02/27 0.214   2017/03/15 16,450,000 3,913,020 -   - -   -
10442 BNP Paribas Arbit Issu B.V. - Gold European Wts Sep 2017 A HKD 0.330   0.285   0.290   2,820,000 876,350 N/A 0.335   2017/02/27 0.250   2017/03/15 40,120,000 12,016,600 0.270   2016/12/30 0.265   2016/12/30
14772 BNP Paribas Arbit Issu B.V. - Greatwall Motor Eu Wt Nov 17 A HKD 0.530   0.460   0.465   5,032,000 2,444,550 N/A 0.530   2017/04/28 0.460   2017/04/28 5,032,000 2,444,550 -   - -   -
28028 BNP Paribas Arbit Issu B.V. - Greatwall Motor Eu Wt Nov 18 A HKD 0.223   0.140   0.139   208,970,000 36,837,485 N/A 0.260   2017/02/23 0.140   2017/04/28 399,895,000 74,119,760 -   - -   -
14035 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Dec 2017 A HKD 0.460   0.335   0.335   103,651,200 41,055,856 N/A 0.460   2017/04/26 0.335   2017/04/28 103,651,200 41,055,856 -   - -   -
28045 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Oct 2018 A HKD 0.121   0.084   0.084   97,272,000 9,723,152 N/A 0.236   2017/02/17 0.084   2017/04/21 220,104,000 31,001,524 -   - -   -
13305 BNP Paribas Arbit Issu B.V. - Haitong Sec Eu Wts Sep 2017 A HKD 0.020   0.019   0.019   1,272,000 25,412 12,984,717 0.077   2017/02/17 0.019   2017/04/06 144,164,000 6,781,248 0.148   2016/09/22 0.046   2016/12/29
15781 BNP Paribas Arbit Issu B.V. - Hang Lung Ppt Eu Wt Oct 2017 A HKD 1.220   0.880   1.040   2,000 2,100 N/A 1.320   2017/03/16 0.375   2017/01/03 7,591,000 4,294,495 0.350   2016/12/30 0.310   2016/12/30
15780 BNP Paribas Arbit Issu B.V. - HK Gas European Wts Jan 2018 A HKD 0.860   0.610   0.630   469,000 333,280 N/A 0.860   2017/04/05 0.390   2017/01/05 25,597,000 13,650,830 0.490   2016/12/30 0.415   2016/12/30
29290 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jan 2018 B HKD 0.130   0.098   0.098   832,940,000 91,548,600 N/A 0.156   2017/03/10 0.098   2017/04/28 1,488,390,000 180,932,780 -   - -   -
11021 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 C HKD 0.013   0.010   0.013   5,230,000 53,080 19,921,805 0.090   2017/01/04 0.010   2017/04/20 443,100,000 23,657,670 0.275   2016/06/24 0.050   2016/12/05
13691 BNP Paribas Arbit Issu B.V. - HKEX Euro Put Wts Jun 2017 D HKD 0.105   0.088   0.097   480,000 48,250 50,765,085 0.225   2017/01/05 0.086   2017/03/20 72,610,000 10,486,180 0.280   2016/12/28 0.141   2016/11/28
27035 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 A HKD 0.067   0.038   0.041   83,100,000 3,628,210 15,785,928 0.142   2017/02/16 0.038   2017/04/24 776,300,000 56,550,790 0.305   2016/04/28 0.068   2016/12/29
13636 BNP Paribas Arbit Issu B.V. - HKEX European Wts Aug 2017 B HKD 0.020   0.010   0.010   1,110,000 20,370 35,954,542 0.067   2017/02/21 0.010   2017/04/28 55,470,000 2,041,600 0.187   2016/10/11 0.033   2016/12/29
21139 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 A HKD -   -   0.016   0 0 49,665 0.019   2017/02/23 0.018   2017/02/21 450,000 8,500 0.083   2016/01/04 0.015   2016/12/19
12468 BNP Paribas Arbit Issu B.V. - HKEX European Wts Dec 2017 B HKD 0.078   0.050   0.052   208,170,000 13,524,380 64,932,957 0.156   2017/02/16 0.050   2017/04/24 1,471,740,000 129,025,820 0.300   2016/09/22 0.087   2016/12/28
13542 BNP Paribas Arbit Issu B.V. - HKEX European Wts Feb 2018 A HKD 0.132   0.107   0.112   214,700,000 24,836,080 N/A 0.132   2017/04/13 0.107   2017/04/24 214,700,000 24,836,080 -   - -   -
15885 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jan 2018 A HKD 0.176   0.128   0.135   363,340,000 51,357,730 N/A 0.275   2017/02/16 0.128   2017/04/24 1,406,690,000 239,389,390 -   - -   -
15101 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jul 2017 A HKD 0.116   0.036   0.045   54,486,000 2,522,951 N/A 0.470   2017/02/16 0.036   2017/04/25 319,483,000 56,711,718 0.365   2016/12/14 0.224   2016/12/23
24396 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 A HKD 0.022   0.013   0.015   3,300,000 55,550 18,992,695 0.081   2017/02/16 0.013   2017/04/19 221,930,000 8,719,590 0.265   2016/01/04 0.034   2016/12/29
27732 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2017 B HKD -   -   0.010   0 0 5,792,588 0.021   2017/02/16 0.012   2017/02/09 1,200,000 19,300 0.126   2016/09/09 0.019   2016/12/14
27499 BNP Paribas Arbit Issu B.V. - HKEX European Wts Jun 2018 A HKD 0.100   0.069   0.070   486,230,000 41,469,880 N/A 0.169   2017/02/17 0.069   2017/04/21 1,663,680,000 184,144,720 -   - -   -
13009 BNP Paribas Arbit Issu B.V. - HKEX European Wts Mar 2018 A HKD 0.094   0.061   0.063   530,220,000 41,710,510 79,293,412 0.166   2017/02/16 0.061   2017/04/25 2,458,540,000 253,927,650 0.305   2016/09/22 0.102   2016/12/28
13637 BNP Paribas Arbit Issu B.V. - HKEX European Wts Oct 2017 A HKD 0.030   0.016   0.019   6,200,000 128,630 35,963,370 0.078   2017/02/16 0.016   2017/04/24 270,340,000 17,030,800 0.179   2016/10/11 0.040   2016/12/29
22498 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.015   2016/08/23 0.015   2016/08/23
28054 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Jan 2018 A HKD 0.246   0.202   0.248   50,000 11,420 N/A 0.520   2017/02/23 0.202   2017/04/19 100,366,000 43,390,800 -   - -   -
12543 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts May 2017 A HKD 0.019   0.018   0.018   424,000 7,844 216,058 0.136   2017/02/16 0.018   2017/04/03 5,772,000 257,342 0.425   2016/09/08 0.123   2016/11/17
11590 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Oct 2017 A HKD 0.395   0.300   0.280   422,000 137,250 N/A 0.580   2017/03/21 0.300   2017/04/18 11,812,000 5,936,430 -   - -   -
13306 BNP Paribas Arbit Issu B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD -   -   0.051   0 0 198,169 0.143   2017/03/17 0.129   2017/03/27 888,000 119,580 0.185   2016/12/02 0.129   2016/11/17
13152 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Apr 2017 B HKD -   -   0.010   0 0 19,636,070 0.045   2017/01/03 0.020   2017/01/19 36,000,000 1,073,300 0.290   2016/09/14 0.028   2016/12/08
15884 BNP Paribas Arbit Issu B.V. - HSBC Euro Put Wts Oct 2017 B HKD 0.208   0.123   0.115   44,316,000 7,364,716 N/A 0.415   2017/01/03 0.123   2017/04/26 330,804,000 88,904,752 -   - -   -
11594 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 A HKD -   -   0.910   0 0 660,773 1.200   2017/02/10 0.900   2017/03/27 2,740,000 2,954,520 1.180   2016/12/08 0.211   2016/08/03
13299 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 C HKD -   -   0.010   0 0 27,085,123 0.260   2017/02/20 0.020   2017/03/17 76,708,000 9,729,380 0.320   2016/12/08 0.062   2016/11/09
14506 BNP Paribas Arbit Issu B.V. - HSBC European Wts Apr 2017 D HKD -   -   0.071   0 0 N/A 0.460   2017/02/21 0.055   2017/03/27 80,020,000 20,338,948 0.520   2016/12/08 0.201   2016/12/29
11499 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 A HKD 1.130   0.980   1.120   1,124,000 1,199,800 1,324,547 1.430   2017/02/21 0.980   2017/04/05 3,436,000 3,788,720 1.330   2016/12/08 0.380   2016/07/20
12966 BNP Paribas Arbit Issu B.V. - HSBC European Wts Dec 2017 B HKD 0.202   0.137   0.174   15,640,000 2,655,300 40,692,925 0.430   2017/02/20 0.137   2017/04/21 235,012,000 70,771,972 0.460   2016/12/08 0.146   2016/11/09
26750 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jan 2018 A HKD 0.143   0.105   0.129   70,720,000 9,218,088 N/A 0.350   2017/02/20 0.105   2017/04/20 90,568,000 14,867,296 -   - -   -
21606 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jan 2019 A HKD 0.188   0.138   0.162   237,568,000 37,930,852 N/A 0.350   2017/02/21 0.138   2017/04/24 469,444,000 88,993,088 -   - -   -
25776 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2017 A HKD 0.215   0.106   0.186   19,004,000 2,970,056 6,130,845 0.530   2017/02/20 0.106   2017/04/19 39,836,000 8,769,420 0.520   2016/12/08 0.052   2016/07/06
20406 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jul 2018 A HKD 0.181   0.130   0.160   788,000 112,244 N/A 0.355   2017/02/21 0.130   2017/04/24 275,052,000 56,177,892 -   - -   -
27245 BNP Paribas Arbit Issu B.V. - HSBC European Wts Jun 2017 A HKD 1.230   1.100   1.320   140,000 159,200 1,081,233 1.630   2017/02/20 1.100   2017/04/19 1,772,000 2,530,840 1.550   2016/12/08 0.208   2016/06/24
13022 BNP Paribas Arbit Issu B.V. - HSBC European Wts Mar 2018 A HKD 0.216   0.159   0.199   10,444,000 2,010,080 19,314,151 0.440   2017/02/20 0.159   2017/04/21 152,048,000 50,874,568 0.475   2016/12/08 0.151   2016/11/09
15424 BNP Paribas Arbit Issu B.V. - HSBC European Wts Oct 2017 A HKD 0.255   0.157   0.219   54,440,000 11,089,624 N/A 0.540   2017/02/20 0.157   2017/04/20 662,124,000 228,523,528 0.350   2016/12/22 0.305   2016/12/29
26125 BNP Paribas Arbit Issu B.V. - HSBC European Wts Sep 2017 A HKD 0.103   0.064   0.084   275,192,000 22,800,652 N/A 0.310   2017/02/20 0.064   2017/04/20 333,008,000 33,718,804 -   - -   -
13206 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Dec 2017 A HKD 0.080   0.050   0.060   47,540,000 3,474,970 2,843,247 0.137   2017/02/16 0.050   2017/04/24 167,710,000 15,830,720 0.116   2016/11/28 0.059   2016/12/23
27040 BNP Paribas Arbit Issu B.V. - HSCEI European Wts Jun 2017 A HKD 0.115   0.059   0.078   1,710,000 171,220 916,358 0.167   2017/02/23 0.059   2017/04/19 34,930,000 3,814,220 0.168   2016/08/16 0.057   2016/12/23
12542 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Apr 2017 B HKD -   -   0.010   0 0 116,831,913 0.137   2017/01/03 0.010   2017/03/17 1,110,270,000 58,530,890 0.200   2016/11/09 0.086   2016/12/08
20396 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Aug 2017 D HKD 0.077   0.031   0.031   287,820,000 14,901,340 N/A 0.175   2017/01/23 0.031   2017/04/28 2,388,350,000 263,735,780 -   - -   -
28877 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2017 A HKD 0.212   0.139   0.141   1,176,650,000 211,352,750 N/A 0.280   2017/03/09 0.139   2017/04/28 2,686,190,000 539,660,500 -   - -   -
12323 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Dec 2017 B HKD 0.270   0.200   0.200   818,300,000 186,318,710 N/A 0.270   2017/04/12 0.200   2017/04/28 818,300,000 186,318,710 -   - -   -
14050 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Feb 2018 A HKD 0.245   0.194   0.194   298,050,000 63,050,140 N/A 0.245   2017/04/24 0.194   2017/04/28 298,050,000 63,050,140 -   - -   -
14494 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jul 2017 B HKD 0.028   0.012   0.014   83,570,000 1,641,880 N/A 0.174   2017/01/03 0.012   2017/04/25 2,585,020,000 266,591,110 0.203   2016/12/28 0.168   2016/12/30
12730 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 A HKD 0.026   0.013   0.014   77,840,000 1,293,670 165,673,233 0.181   2017/01/03 0.013   2017/04/06 2,506,170,000 178,776,930 0.235   2016/11/09 0.120   2016/12/08
13841 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Jun 2017 D HKD 0.056   0.014   0.014   423,450,000 15,954,460 99,056,547 0.219   2017/01/05 0.014   2017/04/28 4,593,770,000 594,339,280 -   - -   -
12335 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Mar 2018 C HKD 0.241   0.177   0.178   584,300,000 124,964,770 N/A 0.247   2017/03/27 0.177   2017/04/28 843,360,000 185,079,640 -   - -   -
13018 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts May 2017 B HKD 0.035   0.010   0.010   31,620,000 685,830 238,283,500 0.250   2017/01/03 0.010   2017/04/25 3,736,750,000 562,284,940 0.305   2016/12/23 0.050   2016/10/20
15374 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Oct 2017 B HKD 0.062   0.032   0.032   156,220,000 7,547,140 N/A 0.137   2017/01/23 0.032   2017/04/28 1,526,270,000 134,719,100 -   - -   -
14885 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Sep 2017 B HKD 0.079   0.039   0.039   185,060,000 10,380,000 N/A 0.173   2017/01/23 0.039   2017/04/28 2,234,770,000 259,237,550 -   - -   -
28875 BNP Paribas Arbit Issu B.V. - HSI Euro Put Wts Sep 2017 C HKD 0.209   0.120   0.123   1,336,860,000 222,564,260 N/A 0.280   2017/03/09 0.120   2017/04/27 3,558,770,000 676,988,770 -   - -   -
12540 BNP Paribas Arbit Issu B.V. - HSI European Wts Apr 2017 A HKD 0.110   0.036   0.055   16,270,000 1,159,280 110,124,805 0.169   2017/03/21 0.034   2017/01/03 3,986,860,000 314,652,280 0.295   2016/09/09 0.026   2016/12/23
12627 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 A HKD 0.112   0.062   0.103   1,213,980,000 114,365,580 116,778,393 0.145   2017/03/21 0.054   2017/01/03 4,922,180,000 477,756,010 0.270   2016/09/09 0.046   2016/12/28
13308 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 B HKD 0.055   0.029   0.049   345,490,000 15,374,600 14,705,670 0.088   2017/02/16 0.029   2017/04/19 1,473,550,000 88,234,020 -   - -   -
15371 BNP Paribas Arbit Issu B.V. - HSI European Wts Aug 2017 C HKD 0.255   0.202   0.280   320,000 72,160 N/A 0.320   2017/03/21 0.164   2017/01/09 3,475,930,000 679,458,440 -   - -   -
28872 BNP Paribas Arbit Issu B.V. - HSI European Wts Jan 2018 A HKD 0.155   0.109   0.153   612,830,000 86,458,210 N/A 0.173   2017/03/21 0.103   2017/03/09 1,770,990,000 262,037,150 -   - -   -
14493 BNP Paribas Arbit Issu B.V. - HSI European Wts Jul 2017 A HKD 0.187   0.111   0.179   2,600,000 457,400 N/A 0.206   2017/03/21 0.096   2017/03/09 2,421,070,000 359,451,320 -   - -   -
13202 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 B HKD 0.046   0.020   0.039   459,230,000 17,750,130 41,891,538 0.073   2017/02/16 0.020   2017/04/24 2,958,010,000 133,285,640 0.167   2016/10/11 0.022   2016/12/28
13840 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2017 C HKD 0.139   0.067   0.129   1,555,700,000 170,603,380 93,266,028 0.157   2017/03/21 0.067   2017/04/19 4,839,600,000 559,596,170 -   - -   -
14045 BNP Paribas Arbit Issu B.V. - HSI European Wts Jun 2018 A HKD 0.242   0.219   0.270   104,900,000 24,904,080 N/A 0.242   2017/04/25 0.219   2017/04/24 104,900,000 24,904,080 -   - -   -
28871 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2018 A HKD 0.198   0.143   0.195   633,640,000 115,982,670 N/A 0.237   2017/03/21 0.143   2017/04/19 2,557,300,000 505,666,750 -   - -   -
12320 BNP Paribas Arbit Issu B.V. - HSI European Wts Mar 2018 B HKD 0.119   0.084   0.115   500,450,000 54,443,970 N/A 0.132   2017/03/30 0.084   2017/04/19 602,970,000 67,524,590 -   - -   -
11757 BNP Paribas Arbit Issu B.V. - HSI European Wts May 2017 A HKD 0.249   0.194   0.249   5,880,000 1,231,600 177,859,843 0.270   2017/03/21 0.078   2017/01/03 2,023,240,000 351,306,910 0.345   2016/09/09 0.059   2016/12/23
13310 BNP Paribas Arbit Issu B.V. - HSI European Wts Oct 2017 A HKD 0.060   0.033   0.054   408,260,000 20,911,890 40,079,655 0.088   2017/02/16 0.033   2017/04/19 2,395,830,000 133,744,530 0.182   2016/09/22 0.033   2016/12/23
14882 BNP Paribas Arbit Issu B.V. - HSI European Wts Sep 2017 A HKD 0.250   0.180   0.243   202,740,000 45,197,670 N/A 0.275   2017/03/21 0.153   2017/02/03 3,764,120,000 774,068,830 -   - -   -
12291 BNP Paribas Arbit Issu B.V. - HSI European Wts Sep 2017 D HKD 0.098   0.056   0.086   502,570,000 42,473,310 N/A 0.121   2017/03/29 0.056   2017/04/19 699,020,000 64,249,260 -   - -   -
22421 BNP Paribas Arbit Issu B.V. - ICBC European Wts Apr 2018 A HKD 0.280   0.181   0.217   9,144,000 2,278,030 N/A 0.365   2017/02/27 0.181   2017/04/21 130,162,000 39,778,390 -   - -   -
26139 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 A HKD 0.485   0.385   0.430   780,000 342,550 14,794,374 0.620   2017/02/16 0.295   2017/02/03 10,430,000 5,054,130 0.740   2016/09/09 0.120   2016/05/18
11350 BNP Paribas Arbit Issu B.V. - ICBC European Wts Aug 2017 B HKD 0.193   0.114   0.161   6,998,000 1,083,528 14,231,100 0.330   2017/02/16 0.114   2017/04/19 77,359,000 17,406,620 0.500   2016/09/22 0.126   2016/12/22
12425 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 A HKD 0.275   0.167   0.206   15,655,000 3,858,890 42,303,530 0.400   2017/02/23 0.167   2017/04/20 441,985,000 140,952,714 0.520   2016/09/09 0.159   2016/12/23
12962 BNP Paribas Arbit Issu B.V. - ICBC European Wts Dec 2017 B HKD 0.077   0.039   0.044   301,371,000 16,207,733 14,120,881 0.125   2017/02/23 0.039   2017/04/21 924,887,000 62,578,553 0.224   2016/09/09 0.064   2016/12/23
27219 BNP Paribas Arbit Issu B.V. - ICBC European Wts Feb 2018 A HKD 0.295   0.178   0.232   46,596,000 11,831,796 N/A 0.410   2017/02/23 0.178   2017/04/20 395,048,000 127,166,676 -   - -   -
12569 BNP Paribas Arbit Issu B.V. - ICBC European Wts Mar 2018 A HKD 0.199   0.119   0.148   15,213,000 2,355,608 4,156,085 0.285   2017/02/23 0.119   2017/04/20 97,302,000 20,193,655 0.380   2016/09/22 0.121   2016/12/23
24399 BNP Paribas Arbit Issu B.V. - ICBC European Wts May 2017 A HKD 0.072   0.010   0.010   16,627,000 526,643 1,277,785 0.209   2017/02/22 0.010   2017/04/19 27,752,000 1,847,569 0.400   2016/09/09 0.053   2016/05/20
11068 BNP Paribas Arbit Issu B.V. - Jiangxi Copper Eu Wt Jan 2018A HKD 0.124   0.073   0.079   16,030,000 1,480,820 N/A 0.164   2017/03/16 0.073   2017/04/27 267,780,000 35,468,100 -   - -   -
15774 BNP Paribas Arbit Issu B.V. - KECL European Wts Oct 2017 A HKD 1.290   0.620   0.620   8,140,000 7,921,400 N/A 1.290   2017/04/10 0.210   2017/02/07 58,748,000 25,880,592 0.305   2016/12/30 0.300   2016/12/30
18073 BNP Paribas Arbit Issu B.V. - KECL European Wts Sep 2017 A HKD 0.065   0.022   0.022   8,480,000 348,760 222,887 0.065   2017/04/07 0.010   2017/02/08 49,460,000 1,240,600 0.095   2016/04/13 0.016   2016/11/10
14773 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts Jan 2018 A HKD 0.345   0.315   0.320   2,590,000 857,700 N/A 0.345   2017/04/28 0.315   2017/04/28 2,590,000 857,700 -   - -   -
13628 BNP Paribas Arbit Issu B.V. - Kingsoft Euro Wts May 2017 A HKD 0.128   0.012   0.012   60,850,000 3,197,560 4,212,913 0.140   2017/03/23 0.012   2017/04/26 251,420,000 16,021,570 0.290   2016/10/07 0.066   2016/12/30
12679 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Apr 2018 A HKD 0.455   0.250   0.265   240,982,000 85,020,190 N/A 0.455   2017/04/07 0.250   2017/04/20 259,072,000 91,790,920 -   - -   -
21726 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2018 A HKD 0.245   0.134   0.136   31,336,000 5,112,950 N/A 0.325   2017/01/18 0.094   2017/03/10 123,396,000 25,019,468 -   - -   -
21780 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jan 2019 A HKD 0.249   0.170   0.169   47,658,000 10,231,846 N/A 0.380   2017/01/17 0.157   2017/03/10 94,088,000 22,000,948 -   - -   -
11589 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Jun 2017 A HKD 0.141   0.020   0.020   57,828,000 4,280,450 7,695,401 0.183   2017/01/18 0.011   2017/03/10 308,454,000 28,715,694 0.940   2016/08/18 0.080   2016/12/29
15259 BNP Paribas Arbit Issu B.V. - Lenovo European Wts Oct 2017 A HKD 0.330   0.156   0.150   35,584,000 8,002,918 N/A 0.410   2017/01/18 0.106   2017/03/10 201,234,000 55,678,884 0.275   2016/12/30 0.224   2016/12/29
11581 BNP Paribas Arbit Issu B.V. - Li & Fung Euro Wts Jul 2018 A HKD 0.174   0.107   0.107   5,886,000 724,168 N/A 0.390   2017/03/20 0.107   2017/04/28 120,742,000 33,928,328 -   - -   -
12819 BNP Paribas Arbit Issu B.V. - Minsheng Bk Euro Wt Apr 2017 A HKD -   -   0.010   0 0 18,538,048 0.241   2017/02/16 0.010   2017/03/27 199,708,500 18,360,868 0.610   2016/10/06 0.100   2016/12/23
10417 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 17 B HKD 0.073   0.050   0.065   880,000 51,160 418,557 0.128   2017/01/11 0.050   2017/04/12 9,870,000 1,053,090 0.226   2016/11/14 0.115   2016/12/30
10458 BNP Paribas Arbit Issu B.V. - Oil Futures Eu Put Wt May 18 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10416 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2017 A HKD 0.133   0.049   0.049   6,190,000 689,850 1,959,618 0.265   2017/01/03 0.049   2017/04/28 24,910,000 4,265,360 0.290   2016/10/11 0.170   2016/11/09
10457 BNP Paribas Arbit Issu B.V. - Oil Futures Euro Wt May 2018 A HKD 0.190   0.170   0.167   270,000 48,110 N/A 0.190   2017/04/20 0.170   2017/04/26 270,000 48,110 -   - -   -
28040 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Apr 2018 A HKD 0.315   0.185   0.176   59,340,000 16,353,650 N/A 0.590   2017/02/21 0.185   2017/04/26 188,864,000 68,450,550 -   - -   -
13830 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Aug 2017 A HKD 0.049   0.047   0.019   106,000 5,182 6,106,226 0.360   2017/01/18 0.047   2017/04/12 84,286,000 23,505,514 0.295   2016/12/14 0.100   2016/11/14
15304 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Jan 2018 A HKD 0.166   0.077   0.077   5,030,000 433,940 N/A 0.475   2017/01/09 0.077   2017/04/28 82,864,000 29,512,620 0.405   2016/12/21 0.365   2016/12/22
14689 BNP Paribas Arbit Issu B.V. - PetroCh Euro Wts Oct 2017 A HKD 0.206   0.075   0.076   2,080,000 246,840 N/A 0.600   2017/01/13 0.075   2017/04/28 51,364,000 17,806,816 0.510   2016/12/21 0.255   2016/11/30
29291 BNP Paribas Arbit Issu B.V. - Ping An Eur Put Wts Jan 2018 B HKD 0.184   0.107   0.116   137,230,000 21,486,520 N/A 0.236   2017/03/07 0.107   2017/04/28 232,385,000 36,322,485 -   - -   -
12566 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2017 A HKD -   -   0.010   0 0 20,046,495 0.058   2017/02/15 0.010   2017/03/27 90,255,000 3,283,620 0.330   2016/09/22 0.040   2016/12/23
14685 BNP Paribas Arbit Issu B.V. - Ping An European Wt Apr 2018 A HKD 0.136   0.082   0.107   193,330,000 19,533,230 N/A 0.159   2017/02/16 0.082   2017/04/20 367,550,000 42,854,440 0.231   2016/11/30 0.107   2016/12/23
19068 BNP Paribas Arbit Issu B.V. - Ping An European Wt Aug 2017 A HKD 0.105   0.056   0.093   47,620,000 3,734,435 1,934,394 0.111   2017/03/21 0.056   2017/04/20 84,535,000 7,019,065 0.174   2016/01/04 0.036   2016/06/28
20407 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jan 2018 A HKD 0.242   0.163   0.220   5,305,000 1,160,965 N/A 0.320   2017/02/22 0.163   2017/04/20 293,245,000 76,660,230 -   - -   -
13891 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 A HKD 0.385   0.223   0.350   15,885,000 4,627,965 30,340,789 0.440   2017/03/23 0.165   2017/02/03 156,310,000 41,070,220 0.550   2016/11/28 0.192   2016/12/23
15100 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2017 B HKD 0.099   0.042   0.074   7,640,000 558,155 N/A 0.168   2017/03/23 0.042   2017/04/20 341,910,000 34,893,265 0.210   2016/12/14 0.092   2016/12/23
26751 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jul 2018 A HKD 0.340   0.249   0.300   60,795,000 17,892,340 N/A 0.375   2017/02/22 0.249   2017/04/21 297,970,000 97,535,265 -   - -   -
25770 BNP Paribas Arbit Issu B.V. - Ping An European Wt Jun 2017 A HKD 0.178   0.043   0.138   85,345,000 7,771,050 3,139,098 0.232   2017/03/23 0.043   2017/04/19 147,155,000 17,094,455 0.485   2016/09/09 0.097   2016/06/28
12964 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 A HKD -   -   0.010   0 0 1,946,033 0.041   2017/02/15 0.013   2017/03/17 55,990,000 1,551,195 0.244   2016/09/09 0.026   2016/12/29
14601 BNP Paribas Arbit Issu B.V. - Ping An European Wt May 2017 B HKD -   -   0.010   0 0 N/A 0.071   2017/03/23 0.020   2017/02/03 73,885,000 3,061,745 0.209   2016/11/28 0.050   2016/12/28
14241 BNP Paribas Arbit Issu B.V. - Ping An European Wt Oct 2017 A HKD 0.135   0.082   0.118   37,035,000 3,646,755 N/A 0.187   2017/03/23 0.082   2017/04/19 550,935,000 71,756,530 0.315   2016/11/28 0.115   2016/12/22
12387 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Apr 2017 A HKD -   -   0.106   0 0 9,909,585 0.275   2017/01/11 0.026   2017/03/27 211,496,000 31,987,376 0.550   2016/11/29 0.162   2016/12/29
28030 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2018 A HKD 0.315   0.275   0.285   2,952,000 838,740 N/A 0.390   2017/03/28 0.250   2017/02/21 60,608,000 17,047,300 -   - -   -
13775 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jan 2019 A HKD 0.024   0.019   0.019   956,000 20,288 59,393 0.026   2017/01/23 0.019   2017/04/19 1,936,000 43,812 0.035   2016/03/31 0.019   2016/08/29
13690 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Jul 2017 A HKD 0.102   0.027   0.027   14,024,000 771,400 19,597,670 0.160   2017/01/11 0.027   2017/04/28 33,796,000 2,441,948 0.330   2016/11/29 0.120   2016/12/29
13835 BNP Paribas Arbit Issu B.V. - Sands China Euro Wt Oct 2017 A HKD 0.160   0.077   0.069   12,316,000 1,213,700 9,808,792 0.185   2017/01/11 0.077   2017/04/27 143,572,000 17,592,452 0.325   2016/12/01 0.178   2016/12/09
29397 BNP Paribas Arbit Issu B.V. - SHK Ppt Euro Warrants Jan 18 A HKD 0.355   0.320   0.335   6,140,000 2,037,150 N/A 0.380   2017/03/10 0.305   2017/03/09 22,840,000 7,631,350 -   - -   -
13833 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.146   0.057   0.057   21,268,000 2,124,968 18,379,970 0.235   2017/01/18 0.057   2017/04/28 296,864,000 45,744,800 0.345   2016/10/24 0.120   2016/11/21
15311 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Jan 2018 A HKD 0.237   0.148   0.154   172,318,000 32,555,010 N/A 0.305   2017/01/18 0.123   2017/03/10 651,036,000 130,408,798 0.220   2016/12/21 0.171   2016/12/29
13558 BNP Paribas Arbit Issu B.V. - Sinopec Corp Eu Wts Nov 2017 A HKD 0.285   0.193   0.199   120,188,000 28,184,358 N/A 0.285   2017/04/13 0.193   2017/04/20 120,188,000 28,184,358 -   - -   -
26145 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Jan 2018 A HKD 0.300   0.255   0.255   1,594,000 418,450 N/A 0.670   2017/02/10 0.255   2017/04/28 13,769,000 7,495,050 -   - -   -
15261 BNP Paribas Arbit Issu B.V. - Stanchart Euro Wts Oct 2017 A HKD 0.540   0.270   0.395   9,441,500 4,071,093 N/A 0.970   2017/02/10 0.270   2017/04/21 42,600,500 23,228,656 0.430   2016/12/19 0.325   2016/12/28
26120 BNP Paribas Arbit Issu B.V. - SUNAC European Warrants Apr19A HKD 0.475   0.385   0.355   4,290,000 1,798,850 N/A 0.475   2017/04/10 0.211   2017/02/14 50,700,000 13,025,220 -   - -   -
14023 BNP Paribas Arbit Issu B.V. - SUNAC European Warrants Oct18A HKD 0.197   0.146   0.138   67,170,000 12,075,170 N/A 0.197   2017/04/20 0.146   2017/04/28 67,170,000 12,075,170 -   - -   -
14670 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Jan 2018 A HKD 0.740   0.650   0.700   2,890,000 2,029,800 N/A 0.740   2017/04/28 0.650   2017/04/27 2,890,000 2,029,800 -   - -   -
15790 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Oct 2017 A HKD 2.340   1.880   2.650   120,000 253,500 N/A 2.340   2017/04/25 0.495   2017/01/03 18,100,000 21,065,800 0.520   2016/12/30 0.475   2016/12/30
28997 BNP Paribas Arbit Issu B.V. - Sunny Optical Eu Wt Oct 2017 B HKD 0.670   0.315   0.610   40,980,000 16,472,350 N/A 0.670   2017/04/28 0.295   2017/02/28 68,500,000 26,140,400 -   - -   -
13017 BNP Paribas Arbit Issu B.V. - Sunny Optical Euro Wts Apr17A HKD -   -   0.600   0 0 9,473,495 0.880   2017/03/13 0.065   2017/01/04 84,350,000 22,675,820 0.445   2016/09/08 0.037   2016/12/23
15883 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Apr 2018 A HKD 0.057   0.028   0.029   265,460,000 11,890,630 N/A 0.187   2017/01/04 0.028   2017/04/26 3,292,570,000 303,329,280 -   - -   -
13893 BNP Paribas Arbit Issu B.V. - Tencent Eu Put Wt Nov 2017 A HKD 0.044   0.019   0.019   141,900,000 5,215,580 138,647,238 0.199   2017/01/04 0.019   2017/04/27 2,978,460,000 290,457,690 0.237   2016/12/23 0.154   2016/10/25
10429 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Jun 2017 B HKD 0.100   0.039   0.037   4,910,000 384,950 N/A 0.145   2017/01/17 0.039   2017/04/27 93,530,000 10,373,780 0.181   2016/12/05 0.107   2016/12/15
10445 BNP Paribas Arbit Issu B.V. - USD/YEN Eur Put Wts Sep 2017 B HKD 0.305   0.200   0.203   3,660,000 909,930 N/A 0.325   2017/01/24 0.175   2017/03/14 33,140,000 8,661,620 -   - -   -
10428 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Jun 2017 A HKD 0.091   0.039   0.062   16,030,000 886,870 N/A 0.380   2017/01/09 0.039   2017/04/20 42,660,000 5,571,980 0.435   2016/12/16 0.290   2016/12/05
10444 BNP Paribas Arbit Issu B.V. - USD/YEN Euro Wts Sep 2017 A HKD 0.047   0.027   0.040   4,060,000 159,030 N/A 0.220   2017/01/09 0.027   2017/04/19 28,650,000 2,697,220 0.237   2016/12/28 0.213   2016/12/29
20248 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Aug 2018 A HKD 0.020   0.019   0.019   304,000 6,078 18,837 0.022   2017/02/15 0.013   2017/03/30 4,231,000 75,921 0.068   2016/04/14 0.017   2016/11/16
15782 BNP Paribas Arbit Issu B.V. - Want Want Ch Eu Wts Oct 2017 A HKD 0.520   0.285   0.375   5,792,000 2,061,585 N/A 0.540   2017/02/16 0.217   2017/03/01 35,500,000 11,789,307 0.315   2016/12/30 0.310   2016/12/30
29762 BNP Paribas Arbit Issu B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.168   0.133   0.134   1,548,000 223,142 9,954,185 0.168   2017/04/13 0.084   2017/01/03 503,070,000 57,494,478 0.157   2016/10/24 0.034   2016/01/22
15258 BNP Paribas Arbit Issu B.V. - Zijin Mining Eu Wts Oct 2017 A HKD 0.270   0.270   0.215   70,000 18,900 N/A 0.410   2017/03/24 0.245   2017/03/10 83,652,000 26,007,590 0.230   2016/12/19 0.229   2016/12/19
14780 BNP Paribas Arbit Issu B.V. - ZTE European Wts Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10452 BNP Paribas Arbit Issu B.V. -AUD/USD European Wts Dec 2017 A HKD 0.168   0.126   0.127   690,000 99,210 N/A 0.220   2017/03/21 0.126   2017/04/28 1,460,000 265,270 -   - -   -
11709 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Apr 2017 A HKD -   -   0.010   0 0 7,037,472 0.168   2017/02/23 0.012   2017/03/23 75,150,000 7,198,080 1.050   2016/09/09 0.036   2016/12/29
14572 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts Jun 2017 A HKD 0.770   0.485   0.570   920,000 522,700 N/A 0.770   2017/04/18 0.300   2017/01/03 14,060,000 8,268,050 0.520   2016/12/12 0.250   2016/12/22
13153 BNP Paribas Arbit Issu B.V. -SHK Ppt Euro Wts May 2017 A HKD -   -   0.019   0 0 166,820 0.031   2017/02/23 0.017   2017/01/06 7,010,000 166,430 0.380   2016/09/13 0.021   2016/12/15
13547 BNP Paribas Arbit Issu B.V. -Tencent European Wts Dec 2017 A HKD 0.128   0.079   0.119   304,180,000 28,354,000 25,684,857 0.128   2017/04/26 0.049   2017/01/24 676,640,000 53,168,340 0.192   2016/10/06 0.039   2016/12/20
12351 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Apr 2019 A HKD 0.250   0.194   0.241   1,325,080,000 279,190,940 N/A 0.250   2017/04/26 0.194   2017/04/11 1,750,310,000 374,765,290 -   - -   -
13541 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Apr 2019 B HKD 0.340   0.280   0.320   39,980,000 12,526,100 N/A 0.340   2017/04/26 0.280   2017/04/19 39,980,000 12,526,100 -   - -   -
13204 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.270   0.135   0.265   47,910,000 10,857,830 92,090,842 0.270   2017/04/28 0.069   2017/01/24 2,310,450,000 227,105,320 0.280   2016/09/23 0.050   2016/12/20
12571 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.365   0.250   0.355   15,830,000 5,113,000 5,574,117 0.365   2017/04/27 0.170   2017/01/24 55,290,000 14,701,300 0.355   2016/09/23 0.131   2016/12/28
14305 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Aug 2018 B HKD 0.158   0.141   0.146   561,010,000 83,724,330 N/A 0.158   2017/04/27 0.141   2017/04/25 561,010,000 83,724,330 -   - -   -
14304 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2017 B HKD 0.233   0.206   0.225   6,290,000 1,401,110 N/A 0.233   2017/04/27 0.206   2017/04/25 6,290,000 1,401,110 -   - -   -
13010 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.365   0.260   0.360   8,220,000 2,681,000 74,264,572 0.365   2017/04/27 0.040   2017/02/16 188,160,000 41,228,100 0.395   2016/09/23 0.150   2016/12/23
14880 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 A HKD 0.430   0.290   0.430   6,020,000 2,315,950 N/A 0.430   2017/04/27 0.173   2017/01/04 1,013,840,000 197,209,300 0.215   2016/12/08 0.141   2016/12/23
15423 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2018 B HKD 0.680   0.510   0.680   2,100,000 1,187,200 N/A 0.680   2017/04/28 0.300   2017/01/04 49,600,000 19,427,600 0.310   2016/12/30 0.249   2016/12/28
19467 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2019 A HKD 0.340   0.248   0.340   59,690,000 17,267,910 N/A 0.340   2017/04/28 0.209   2017/03/01 455,450,000 112,351,610 -   - -   -
26732 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jan 2019 B HKD 0.500   0.420   0.495   90,000 41,000 N/A 0.500   2017/04/27 0.310   2017/03/01 75,730,000 28,637,950 -   - -   -
25777 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 0.950   0.770   0.950   1,230,000 1,054,500 8,933,200 0.950   2017/04/28 0.420   2017/01/04 15,430,000 11,335,750 0.740   2016/09/23 0.181   2016/02/12
13890 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.320   0.166   0.320   6,960,000 1,464,230 62,327,452 0.320   2017/04/27 0.012   2017/01/06 357,380,000 38,437,680 0.250   2016/10/20 0.052   2016/12/19
15099 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 C HKD 1.210   0.510   1.160   64,238,000 42,328,090 N/A 1.210   2017/04/26 0.335   2017/03/03 1,345,266,000 680,146,185 0.485   2016/12/30 0.305   2016/12/19
15301 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 D HKD 0.425   0.390   0.475   280,000 113,100 N/A 0.425   2017/04/21 0.131   2017/01/04 180,620,000 30,627,740 0.139   2016/12/30 0.099   2016/12/23
19442 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2017 E HKD 0.054   0.029   0.030   244,831,000 10,302,285 N/A 0.239   2017/01/09 0.029   2017/04/28 1,345,855,000 126,137,857 -   - -   -
15049 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jul 2018 A HKD 0.430   0.310   0.440   1,600,000 577,550 N/A 0.430   2017/04/26 0.209   2017/01/04 1,063,150,000 249,960,960 0.224   2016/12/14 0.178   2016/12/23
27037 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD 0.630   0.430   0.620   340,000 206,350 3,985,547 0.630   2017/04/26 0.182   2017/01/03 104,310,000 23,743,190 0.450   2016/09/23 0.109   2016/05/06
13150 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.189   0.121   0.189   26,020,000 4,147,690 25,232,818 0.189   2017/04/27 0.084   2017/01/24 526,050,000 56,412,690 0.255   2016/09/23 0.069   2016/12/23
12889 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.410   0.265   0.410   6,460,000 2,050,700 127,434,377 0.410   2017/04/27 0.129   2017/01/04 654,020,000 102,597,390 0.350   2016/09/08 0.096   2016/12/23
13626 BNP Paribas Arbit Issu B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.188   0.105   0.179   20,490,000 3,146,250 67,533,947 0.188   2017/04/27 0.057   2017/01/24 1,030,120,000 76,037,320 0.228   2016/10/06 0.045   2016/12/20
10453 BNP Paribas Arbit Issu B.V.- AUD/USD Euro Put Wts Dec 2017 B HKD 0.199   0.180   0.184   960,000 186,320 N/A 0.222   2017/03/10 0.153   2017/03/20 3,390,000 653,400 -   - -   -
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD -   -   0.202   0 0 218,879 0.237   2017/02/20 0.187   2017/01/03 4,919,000 1,024,971 0.219   2016/11/11 0.118   2016/02/29
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.380   0 0 1,358 -   - -   - 0 0 0.410   2016/12/09 0.192   2016/02/15
14830 BOCI Asia Ltd. - A50 China European Warrants Jul 2017 A HKD 0.094   0.043   0.040   5,318,800 329,812 N/A 0.255   2017/02/13 0.043   2017/04/24 11,223,800 1,701,708 0.510   2016/12/09 0.227   2016/12/20
14400 BOCI Asia Ltd. - A50 China European Warrants Sep 2017 A HKD 0.166   0.129   0.136   6,282,800 887,591 N/A 0.166   2017/04/26 0.129   2017/04/28 6,282,800 887,591 -   - -   -
13496 BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 A HKD 0.265   0.151   0.275   71,440,000 15,140,135 N/A 0.265   2017/04/28 0.151   2017/04/11 71,440,000 15,140,135 -   - -   -
14569 BOCI Asia Ltd. - AAC Tech European Warrants Jan 2018 A HKD 0.300   0.295   0.335   10,000 2,975 N/A 0.300   2017/04/26 0.295   2017/04/26 10,000 2,975 -   - -   -
11783 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 A HKD 0.315   0.163   0.305   102,600,000 22,608,710 N/A 0.315   2017/04/28 0.144   2017/03/22 231,290,000 41,947,380 -   - -   -
14646 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 B HKD 0.265   0.216   0.265   900,000 213,375 N/A 0.265   2017/04/28 0.216   2017/04/27 900,000 213,375 -   - -   -
14645 BOCI Asia Ltd. - AAC Tech European Warrants Sep 2018 A HKD 0.340   0.285   0.335   40,600,000 12,566,250 N/A 0.340   2017/04/28 0.285   2017/04/27 40,600,000 12,566,250 -   - -   -
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.106   0.055   0.070   8,776,000 665,669 4,275,424 0.207   2017/02/20 0.055   2017/04/19 230,125,000 25,525,792 0.175   2016/09/13 0.102   2016/11/24
29528 BOCI Asia Ltd. - Agricultural Bk European Wts May 2017 A HKD 0.430   0.430   0.510   30,000 12,900 4,750 0.520   2017/03/30 0.430   2017/04/19 60,000 28,500 0.410   2016/09/01 0.202   2016/06/24
15211 BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A HKD 0.033   0.021   0.020   200,000 5,400 N/A 0.300   2017/01/03 0.021   2017/04/27 5,184,000 505,370 0.305   2016/12/19 0.275   2016/12/28
13686 BOCI Asia Ltd. - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 88,975 0.018   2017/02/20 0.010   2017/02/17 6,590,000 72,330 0.320   2016/10/11 0.027   2016/12/07
14996 BOCI Asia Ltd. - AIA European Warrants Jul 2017 A HKD 0.325   0.218   0.520   20,992,000 5,251,508 N/A 0.335   2017/02/28 0.168   2017/01/04 3,625,886,000 825,964,920 0.240   2016/12/14 0.166   2016/12/29
16378 BOCI Asia Ltd. - AIA European Warrants Jul 2017 B HKD 0.470   0.385   0.710   4,000 1,710 N/A 0.470   2017/04/26 0.234   2017/01/05 491,354,000 142,658,636 -   - -   -
14329 BOCI Asia Ltd. - AIA European Warrants May 2017 A HKD 0.270   0.020   0.180   74,710,000 8,031,184 N/A 0.270   2017/04/27 0.020   2017/04/25 3,209,894,000 367,746,742 0.224   2016/11/22 0.052   2016/12/29
28903 BOCI Asia Ltd. - AIA European Warrants Oct 2017 A HKD 0.244   0.129   0.227   811,088,000 186,246,662 N/A 0.244   2017/04/27 0.129   2017/04/25 818,148,000 187,574,460 -   - -   -
27345 BOCI Asia Ltd. - AIA European Warrants Sep 2017 A HKD 0.430   0.152   0.380   1,784,440,000 373,550,322 N/A 0.430   2017/04/27 0.152   2017/04/19 6,067,232,000 1,360,533,516 -   - -   -
28703 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 A HKD -   -   0.680   0 0 7,483 0.700   2017/02/22 0.700   2017/02/22 40,000 28,000 0.435   2016/12/22 0.157   2016/06/24
13244 BOCI Asia Ltd. - BOC HK European Warrants Apr 2017 B HKD -   -   0.310   0 0 2,040,326 0.315   2017/03/17 0.132   2017/01/03 34,340,000 7,734,710 0.224   2016/09/15 0.101   2016/12/28
24863 BOCI Asia Ltd. - BOC HK European Warrants Dec 2017 A HKD 0.265   0.173   0.233   5,880,000 1,318,310 N/A 0.285   2017/03/24 0.173   2017/04/19 15,980,000 3,731,735 -   - -   -
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   0.520   0 0 16,667 0.520   2017/02/14 0.480   2017/03/09 200,000 100,000 0.420   2016/09/09 0.155   2016/06/24
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD -   -   0.028   0 0 6,618 -   - -   - 0 0 0.211   2016/06/24 0.034   2016/09/09
28705 BOCI Asia Ltd. - BOCL European Warrants Apr 2017 A HKD -   -   0.670   0 0 71,500 0.560   2017/02/03 0.560   2017/02/03 100,000 56,000 0.630   2016/11/29 0.320   2016/06/27
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.300   0.300   0.320   190,000 60,000 1,975,718 0.570   2017/02/16 0.215   2017/02/01 29,396,000 8,810,430 0.375   2016/08/17 0.160   2016/06/28
27846 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 C HKD 0.101   0.042   0.063   1,344,831,000 96,043,819 N/A 0.255   2017/02/17 0.042   2017/04/20 2,095,379,000 203,855,983 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.265   0.178   0.239   17,841,000 3,879,114 43,454,478 0.450   2017/02/16 0.178   2017/04/20 172,327,000 37,924,158 0.425   2016/09/09 0.144   2016/06/27
28518 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 B HKD 0.064   0.034   0.046   5,678,000 256,368 N/A 0.166   2017/02/22 0.034   2017/04/20 18,520,000 1,809,343 -   - -   -
13245 BOCI Asia Ltd. - BOCL European Warrants May 2017 A HKD 0.033   0.014   0.011   880,000 19,440 7,772,330 0.201   2017/02/16 0.014   2017/04/07 380,402,000 46,509,986 0.230   2016/09/22 0.077   2016/12/13
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD 0.074   0.074   0.077   50,000 3,700 528,075 0.101   2017/02/09 0.070   2017/01/17 22,600,000 1,893,400 0.197   2016/07/15 0.072   2016/12/23
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.040   0.032   0.033   1,300,000 46,100 7,708,975 0.053   2017/01/13 0.032   2017/04/05 1,122,600,000 46,113,050 0.173   2016/09/07 0.040   2016/12/28
12611 BOCI Asia Ltd. - CC Bank European Warrants Apr 2017 A HKD -   -   0.010   0 0 71,016,590 0.188   2017/02/23 0.010   2017/03/28 4,187,605,000 356,229,581 0.395   2016/09/09 0.033   2016/12/23
28665 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 A HKD 0.069   0.027   0.030   76,897,000 3,675,930 N/A 0.164   2017/02/23 0.027   2017/04/28 2,964,836,000 304,360,867 -   - -   -
11297 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 B HKD 0.229   0.101   0.137   2,093,816,000 306,705,593 N/A 0.370   2017/03/21 0.101   2017/04/20 2,292,263,000 352,207,791 -   - -   -
14647 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 D HKD 0.300   0.265   0.270   247,000 70,060 N/A 0.300   2017/04/27 0.265   2017/04/27 247,000 70,060 -   - -   -
15605 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 A HKD -   -   0.680   0 0 N/A 0.510   2017/02/10 0.395   2017/02/08 140,000 64,950 0.620   2016/12/30 0.490   2016/12/29
18330 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 B HKD 0.109   0.039   0.050   107,968,000 7,429,646 N/A 0.228   2017/02/24 0.039   2017/04/19 4,043,306,000 580,827,213 -   - -   -
25278 BOCI Asia Ltd. - CC Bank European Warrants Jun 2017 A HKD 0.255   0.120   0.189   54,161,000 7,606,195 N/A 0.440   2017/02/23 0.120   2017/04/20 120,160,000 22,064,438 -   - -   -
14326 BOCI Asia Ltd. - CC Bank European Warrants May 2017 A HKD 0.430   0.226   0.365   2,128,000 770,095 N/A 0.580   2017/02/24 0.180   2017/02/08 1,485,428,000 340,730,883 0.405   2016/12/30 0.161   2016/12/23
28521 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 A HKD 0.160   0.071   0.103   7,852,000 938,551 N/A 0.226   2017/02/23 0.071   2017/04/20 29,958,000 5,164,860 -   - -   -
13469 BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.145   0.092   0.120   24,251,000 2,869,536 N/A 0.145   2017/04/26 0.092   2017/04/20 24,251,000 2,869,536 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.124   0.101   0.108   8,660,000 971,630 1,831,623 0.171   2017/02/17 0.101   2017/04/21 45,070,000 6,211,120 0.231   2016/11/28 0.150   2016/12/29
15043 BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A HKD -   -   0.214   0 0 N/A 0.290   2017/03/27 0.135   2017/01/03 57,400,000 11,628,600 0.154   2016/12/14 0.124   2016/12/20
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.028   0.017   0.024   400,000 10,100 3,545,267 0.102   2017/02/09 0.014   2017/03/30 267,060,000 19,507,680 0.380   2016/09/05 0.037   2016/12/29
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.144   0.093   0.099   78,980,000 8,827,420 N/A 0.235   2017/03/16 0.086   2017/03/31 421,640,000 60,403,180 0.255   2016/11/28 0.113   2016/12/29
20121 BOCI Asia Ltd. - Chi Res Land European Warrants Oct 2017 A HKD -   -   0.460   0 0 N/A 0.500   2017/03/22 0.285   2017/01/10 56,140,000 22,231,000 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD 0.038   0.030   0.033   5,400,000 195,800 N/A 0.190   2017/01/03 0.030   2017/04/06 4,455,820,000 359,730,560 0.204   2016/12/23 0.136   2016/12/08
28180 BOCI Asia Ltd. - China Life European Put Warrants Sep 2017 B HKD 0.127   0.115   0.109   560,000 65,630 N/A 0.167   2017/03/01 0.066   2017/03/20 869,980,000 112,623,890 -   - -   -
28171 BOCI Asia Ltd. - China Life European Warrants Apr 2018 A HKD 0.177   0.124   0.171   20,980,000 3,076,390 N/A 0.255   2017/02/21 0.124   2017/04/19 52,900,000 9,497,930 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD 0.420   0.420   0.445   300,000 126,000 214,333 0.580   2017/03/21 0.420   2017/04/10 2,440,000 1,286,000 0.380   2016/09/19 0.265   2016/09/14
15212 BOCI Asia Ltd. - China Life European Warrants Aug 2017 B HKD 0.139   0.074   0.109   4,117,300,000 395,616,730 N/A 0.240   2017/02/15 0.074   2017/04/19 18,806,000,000 2,861,092,520 0.095   2016/12/16 0.071   2016/12/20
16488 BOCI Asia Ltd. - China Life European Warrants Aug 2017 C HKD -   -   0.380   0 0 N/A 0.215   2017/01/05 0.201   2017/01/05 530,000 111,510 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD -   -   0.465   0 0 N/A 0.495   2017/03/29 0.260   2017/01/03 1,070,000 469,350 0.435   2016/11/28 0.178   2016/11/09
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.246   0.164   0.229   29,210,000 6,023,490 N/A 0.320   2017/03/20 0.131   2017/01/05 52,160,000 10,423,070 0.249   2016/11/30 0.104   2016/12/20
28528 BOCI Asia Ltd. - China Life European Warrants Dec 2017 C HKD -   -   0.118   0 0 N/A 0.234   2017/02/22 0.126   2017/03/27 11,000,000 1,879,730 -   - -   -
27004 BOCI Asia Ltd. - China Life European Warrants Jan 2018 A HKD 0.158   0.106   0.148   544,110,000 78,156,740 N/A 0.270   2017/02/15 0.106   2017/04/19 6,379,600,000 1,350,886,360 -   - -   -
24879 BOCI Asia Ltd. - China Life European Warrants Jun 2017 A HKD -   -   0.188   0 0 N/A 0.295   2017/02/15 0.096   2017/02/03 3,081,320,000 355,555,720 -   - -   -
13243 BOCI Asia Ltd. - China Life European Warrants May 2017 A HKD 0.106   0.010   0.026   3,870,000 183,790 365,829,482 0.255   2017/03/17 0.010   2017/04/24 25,577,570,000 2,056,496,210 0.201   2016/09/22 0.036   2016/11/09
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.310   0.210   0.295   1,050,000 278,070 265,599,512 0.400   2017/03/21 0.162   2017/01/03 2,224,880,000 424,683,190 0.310   2016/11/28 0.108   2016/11/09
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.500   0.455   0.520   220,000 100,550 630,702 0.610   2017/02/24 0.330   2017/01/09 3,830,000 1,734,250 0.490   2016/11/28 0.189   2016/06/24
29379 BOCI Asia Ltd. - China Life European Warrants Sep 2017 C HKD 0.090   0.045   0.065   9,037,040,000 562,196,650 N/A 0.183   2017/03/17 0.045   2017/04/19 18,884,300,000 1,753,962,550 -   - -   -
14558 BOCI Asia Ltd. - China Life European Warrants Sep 2017 D HKD 0.246   0.225   0.237   6,900,000 1,641,530 N/A 0.246   2017/04/26 0.225   2017/04/26 6,900,000 1,641,530 -   - -   -
15603 BOCI Asia Ltd. - China Mobile European Put Wts Jul 2017 B HKD -   -   0.098   0 0 N/A 0.300   2017/01/03 0.043   2017/03/23 12,590,000 1,800,140 0.335   2016/12/29 0.300   2016/12/30
13936 BOCI Asia Ltd. - China Mobile European Put Wts May 2017 A HKD 0.250   0.160   0.203   3,800,000 822,290 757,866 0.550   2017/01/05 0.078   2017/03/21 9,080,000 1,748,295 0.600   2016/12/09 0.405   2016/10/25
13506 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 A HKD -   -   0.020   0 0 5,677 -   - -   - 0 0 0.400   2016/09/29 0.047   2016/11/29
13935 BOCI Asia Ltd. - China Mobile European Warrants Apr 2017 B HKD -   -   0.010   0 0 49,978,175 0.056   2017/02/01 0.014   2017/02/23 19,655,000 631,090 0.310   2016/10/25 0.034   2016/12/28
26941 BOCI Asia Ltd. - China Mobile European Warrants Aug 2017 A HKD 0.118   0.035   0.035   5,548,240,000 524,943,710 N/A 0.290   2017/02/13 0.035   2017/04/28 28,219,450,000 4,254,110,950 -   - -   -
15601 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 A HKD -   -   0.241   0 0 N/A 0.610   2017/02/20 0.465   2017/01/04 425,000 207,925 0.490   2016/12/30 0.420   2016/12/29
26942 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 C HKD 0.167   0.051   0.051   4,786,035,000 418,437,940 N/A 0.335   2017/03/21 0.051   2017/04/28 4,851,165,000 431,307,335 -   - -   -
15042 BOCI Asia Ltd. - China Mobile European Warrants Jun 2017 A HKD 0.121   0.033   0.032   4,815,000 475,835 N/A 0.350   2017/01/27 0.033   2017/04/24 5,727,535,000 1,660,309,435 0.335   2016/12/14 0.217   2016/12/28
14328 BOCI Asia Ltd. - China Mobile European Warrants May 2017 B HKD -   -   0.010   0 0 N/A 0.177   2017/01/18 0.011   2017/03/30 4,602,045,000 507,523,270 0.260   2016/12/01 0.095   2016/12/19
14095 BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 A HKD 0.234   0.215   0.213   2,670,000 606,560 N/A 0.234   2017/04/26 0.215   2017/04/27 2,670,000 606,560 -   - -   -
13111 BOCI Asia Ltd. - China Mobile European Warrants Sep 2017 A HKD 0.405   0.161   0.164   3,781,590,000 730,136,850 N/A 0.405   2017/04/05 0.161   2017/04/28 3,781,600,000 730,140,450 -   - -   -
21347 BOCI Asia Ltd. - China Shenhua European Warrants Oct 2017 A HKD 0.270   0.270   0.270   25,000 6,750 N/A 0.415   2017/03/20 0.132   2017/03/10 184,525,000 36,084,570 -   - -   -
20120 BOCI Asia Ltd. - China Tel European Warrants Oct 2017 A HKD 0.241   0.167   0.205   173,520,000 37,367,332 N/A 0.360   2017/02/10 0.160   2017/03/15 451,720,000 98,244,398 -   - -   -
14945 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A HKD 0.166   0.111   0.111   10,980,000 1,583,740 N/A 0.166   2017/04/07 0.071   2017/03/06 3,055,940,000 251,062,280 0.139   2016/12/12 0.083   2016/12/23
23229 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 B HKD -   -   0.190   0 0 N/A 0.203   2017/03/20 0.130   2017/03/07 31,480,000 5,088,380 -   - -   -
29268 BOCI Asia Ltd. - China Unicom European Warrants Oct 2017 A HKD 0.760   0.390   0.405   182,920,000 101,833,550 N/A 0.760   2017/04/07 0.310   2017/03/06 294,272,000 152,930,880 -   - -   -
18052 BOCI Asia Ltd. - China Vanke European Warrants Jul 2017 A HKD -   -   0.126   0 0 N/A 0.310   2017/03/17 0.154   2017/03/07 146,194,000 28,742,456 -   - -   -
15044 BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A HKD 0.116   0.054   0.056   68,360,000 6,059,151 N/A 0.235   2017/03/16 0.054   2017/04/27 297,576,000 37,304,352 0.186   2016/12/13 0.091   2016/12/23
20114 BOCI Asia Ltd. - CITIC European Warrants Oct 2017 A HKD 0.106   0.077   0.103   17,760,000 1,663,340 N/A 0.179   2017/02/14 0.077   2017/04/20 63,520,000 8,167,950 -   - -   -
14331 BOCI Asia Ltd. - CITIC Sec European Warrants May 2017 A HKD -   -   0.015   0 0 N/A 0.076   2017/02/17 0.021   2017/03/27 10,940,000 479,640 0.204   2016/11/29 0.062   2016/12/29
18234 BOCI Asia Ltd. - CITIC Sec European Warrants Nov 2017 A HKD 0.187   0.152   0.186   40,920,000 7,315,615 N/A 0.285   2017/02/20 0.152   2017/04/19 89,090,000 19,988,775 -   - -   -
13147 BOCI Asia Ltd. - CKH European Warrants Apr 2017 A HKD -   -   0.020   0 0 22,067 -   - -   - 0 0 0.405   2016/09/22 0.056   2016/12/13
28672 BOCI Asia Ltd. - CKH European Warrants Aug 2017 A HKD 0.233   0.151   0.213   2,640,000 572,255 N/A 0.380   2017/02/28 0.151   2017/04/18 14,630,000 4,372,255 -   - -   -
14482 BOCI Asia Ltd. - CKH European Warrants Jun 2017 A HKD 0.049   0.024   0.048   1,230,000 39,050 N/A 0.179   2017/02/28 0.024   2017/04/20 111,210,000 14,056,110 0.385   2016/11/24 0.117   2016/12/21
16456 BOCI Asia Ltd. - CKP European Warrants Aug 2017 A HKD 0.485   0.330   0.475   4,800,000 1,901,175 N/A 0.510   2017/02/22 0.305   2017/03/09 55,555,000 23,319,525 -   - -   -
13933 BOCI Asia Ltd. - CKP European Warrants May 2017 A HKD 0.031   0.020   0.028   430,000 11,350 8,916,259 0.133   2017/01/18 0.020   2017/04/12 6,560,000 591,980 0.540   2016/11/01 0.062   2016/12/29
13672 BOCI Asia Ltd. - CKP European Warrants Oct 2017 A HKD 0.200   0.153   0.193   17,340,000 3,054,520 N/A 0.200   2017/04/13 0.153   2017/04/19 17,340,000 3,054,520 -   - -   -
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD 0.146   0.090   0.081   12,340,000 1,568,405 635,353 0.220   2017/03/16 0.090   2017/04/27 23,830,000 3,812,120 0.280   2016/09/05 0.208   2016/09/15
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.085   0.073   0.081   3,620,000 294,490 429,692 0.107   2017/03/10 0.073   2017/04/07 27,570,000 2,520,290 0.162   2016/08/03 0.086   2016/12/02
14999 BOCI Asia Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.050   0.020   0.020   3,635,000 144,241 N/A 0.370   2017/01/06 0.020   2017/04/25 2,672,270,000 563,903,902 0.560   2016/12/14 0.249   2016/12/28
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.072   0.046   0.047   13,430,000 750,590 786,567 0.127   2017/01/06 0.046   2017/04/20 37,990,000 2,681,580 0.176   2016/07/13 0.100   2016/12/23
29019 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.223   0.113   0.095   1,230,000 268,590 N/A 0.300   2017/03/02 0.113   2017/04/25 1,755,238,000 342,623,016 -   - -   -
12137 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 B HKD 0.560   0.265   0.270   512,543,000 205,297,145 N/A 0.560   2017/04/07 0.265   2017/04/27 743,266,000 316,984,840 -   - -   -
12613 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.020   0 0 1,500 0.027   2017/01/27 0.027   2017/01/27 120,000 3,240 0.227   2016/08/23 0.048   2016/12/16
14395 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.275   0.248   0.255   920,400 231,339 N/A 0.275   2017/04/26 0.248   2017/04/28 920,400 231,339 -   - -   -
14831 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.087   0.057   0.059   7,624,800 552,074 N/A 0.320   2017/02/21 0.057   2017/04/28 9,877,200 1,160,328 0.500   2016/12/09 0.202   2016/12/30
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.216   0 0 298 -   - -   - 8,000 1,788 0.217   2016/04/21 0.165   2016/02/16
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.100   0.090   0.091   4,196,000 391,322 52,311,581 0.121   2017/02/21 0.090   2017/04/27 11,544,000 1,221,478 0.146   2016/11/30 0.110   2016/09/26
15047 BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A HKD 2.840   2.680   2.520   720,000 1,985,600 N/A 2.840   2017/04/18 0.460   2017/01/17 38,455,000 24,025,055 0.680   2016/12/13 0.420   2016/12/23
13493 BOCI Asia Ltd. - Evergrande European Warrants Oct 2017 A HKD 1.840   1.260   1.330   5,126,000 7,670,050 N/A 1.840   2017/04/25 1.260   2017/04/27 5,126,000 7,670,050 -   - -   -
29585 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Aug 2017 C HKD 0.080   0.042   0.050   34,770,000 2,110,060 N/A 0.207   2017/03/09 0.042   2017/04/26 74,490,000 9,830,830 -   - -   -
14550 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Jun 2017 A HKD -   -   0.012   0 0 N/A 0.355   2017/01/03 0.043   2017/03/16 12,110,000 2,302,680 0.365   2016/12/28 0.184   2016/12/01
13448 BOCI Asia Ltd. - Galaxy Ent European Put Warrants May 2017 A HKD 0.010   0.010   0.010   1,000,000 10,000 318,692 0.070   2017/01/09 0.010   2017/04/19 5,600,000 179,850 0.360   2016/09/27 0.051   2016/12/08
13447 BOCI Asia Ltd. - Galaxy Ent European Warrants Apr 2017 A HKD 0.990   0.980   0.980   700,000 691,000 38,376,150 0.990   2017/04/03 0.300   2017/01/03 3,460,000 1,680,200 0.670   2016/11/22 0.203   2016/09/27
27338 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 A HKD 0.650   0.540   0.610   270,000 168,400 N/A 0.650   2017/04/18 0.300   2017/02/22 8,790,000 3,389,550 -   - -   -
29565 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 B HKD 0.340   0.197   0.260   165,070,000 49,134,630 N/A 0.340   2017/04/11 0.195   2017/03/16 591,270,000 160,338,980 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.475   0.320   0.370   3,020,000 1,125,950 N/A 0.475   2017/04/10 0.121   2017/02/08 1,639,950,000 336,281,820 0.410   2016/12/01 0.150   2016/12/29
14322 BOCI Asia Ltd. - Galaxy Ent European Warrants May 2017 B HKD 0.770   0.650   0.720   800,000 557,400 N/A 0.770   2017/04/05 0.182   2017/02/08 875,720,000 245,483,570 0.550   2016/12/01 0.219   2016/12/28
13504 BOCI Asia Ltd. - Galaxy Ent European Warrants Oct 2017 A HKD 0.231   0.129   0.176   590,990,000 109,218,570 N/A 0.231   2017/04/11 0.129   2017/04/24 590,990,000 109,218,570 -   - -   -
28380 BOCI Asia Ltd. - Geely Auto European Put Warrants Aug 2017 B HKD 0.930   0.475   0.720   8,775,000 5,396,925 N/A 1.190   2017/03/01 0.460   2017/03/27 18,840,000 13,081,600 -   - -   -
27847 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 A HKD -   -   1.880   0 0 N/A 3.580   2017/03/14 2.240   2017/03/01 4,080,000 11,246,500 -   - -   -
14385 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 C HKD 0.960   0.590   0.590   19,180,000 13,383,750 N/A 0.960   2017/04/26 0.590   2017/04/28 19,180,000 13,383,750 -   - -   -
15206 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A HKD -   -   0.310   15,000 5,150 N/A 0.435   2017/03/13 0.151   2017/01/06 2,146,710,000 439,777,565 0.193   2016/12/16 0.138   2016/12/28
14826 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A HKD 0.540   0.415   0.445   245,000 111,250 N/A 0.590   2017/03/29 0.223   2017/01/03 2,805,000 981,765 0.295   2016/12/07 0.189   2016/12/23
14390 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 B HKD 0.223   0.166   0.164   12,800,000 2,442,900 N/A 0.223   2017/04/26 0.166   2017/04/28 12,800,000 2,442,900 -   - -   -
15208 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A HKD 0.400   0.300   0.300   650,000 228,250 N/A 0.455   2017/03/14 0.126   2017/01/03 1,943,400,000 640,713,600 0.153   2016/12/16 0.121   2016/12/23
26100 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 A HKD 0.330   0.330   0.315   5,000 1,650 N/A 0.425   2017/03/10 0.295   2017/02/07 1,665,000 595,325 -   - -   -
11542 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 B HKD 0.216   0.108   0.108   35,050,000 5,562,500 N/A 0.240   2017/03/28 0.108   2017/04/28 119,550,000 21,725,250 -   - -   -
26938 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2017 A HKD 1.820   0.750   0.750   2,340,000 2,374,450 N/A 2.310   2017/03/16 0.750   2017/04/28 109,920,000 173,839,200 -   - -   -
14827 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A HKD -   -   0.420   0 0 N/A 0.510   2017/03/31 0.207   2017/01/03 4,855,000 1,314,100 0.295   2016/12/09 0.194   2016/12/28
13963 BOCI Asia Ltd. - Geely Auto European Warrants May 2017 A HKD 1.850   0.475   0.730   24,745,000 15,713,050 46,537,545 2.670   2017/03/16 0.240   2017/01/03 150,330,000 142,749,200 0.900   2016/10/27 0.160   2016/12/28
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD -   -   0.260   0 0 N/A 0.430   2017/03/14 0.076   2017/01/03 150,630,000 24,412,490 0.157   2016/11/28 0.067   2016/12/28
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.108   0.052   0.052   26,090,000 2,282,605 8,891,012 0.158   2017/02/23 0.052   2017/04/28 421,615,000 42,828,630 0.126   2016/10/27 0.066   2016/12/29
18254 BOCI Asia Ltd. - Haitong Sec European Warrants Oct 2017 A HKD 0.078   0.051   0.058   92,792,000 5,836,968 N/A 0.186   2017/01/18 0.051   2017/04/24 167,312,000 17,988,836 -   - -   -
14946 BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A HKD 0.031   0.025   0.020   3,104,000 87,616 N/A 0.100   2017/02/17 0.025   2017/04/11 28,732,000 1,902,956 0.123   2016/12/09 0.066   2016/12/29
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.149   0.123   0.128   1,823,900,000 249,189,860 460,837,145 0.247   2017/01/03 0.123   2017/04/26 6,492,670,000 956,579,240 0.280   2016/12/28 0.191   2016/11/28
15609 BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.054   0.048   0.043   2,020,000 105,110 N/A 0.136   2017/01/04 0.048   2017/04/18 7,862,890,000 781,202,150 0.155   2016/12/29 0.133   2016/12/30
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.085   0.063   0.063   2,930,000 204,980 283,898,268 0.142   2017/02/16 0.063   2017/04/27 35,780,000 3,381,280 0.295   2016/09/22 0.090   2016/12/28
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.109   0.099   0.103   4,200,000 434,920 876,578 0.200   2017/02/21 0.099   2017/04/27 5,620,000 673,460 0.325   2016/09/13 0.133   2016/12/30
14545 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 D HKD 0.176   0.167   0.173   2,800,000 482,880 N/A 0.176   2017/04/27 0.167   2017/04/27 2,800,000 482,880 -   - -   -
27825 BOCI Asia Ltd. - HKEX European Warrants Feb 2018 A HKD -   -   0.081   0 0 N/A 0.212   2017/02/17 0.198   2017/02/20 4,120,000 831,130 -   - -   -
26952 BOCI Asia Ltd. - HKEX European Warrants Jan 2018 A HKD 0.151   0.123   0.130   550,000 74,620 N/A 0.250   2017/02/16 0.123   2017/04/24 3,690,000 790,130 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD -   -   0.020   0 0 92,431,273 0.061   2017/02/20 0.017   2017/01/20 25,800,000 816,530 0.188   2016/10/11 0.023   2016/12/23
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD 0.019   0.019   0.010   890,000 15,110 N/A 0.077   2017/02/16 0.019   2017/04/05 77,680,000 3,481,110 0.176   2016/11/11 0.032   2016/12/29
15607 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 C HKD 0.130   0.128   0.108   340,000 43,860 N/A 0.205   2017/02/15 0.103   2017/01/25 6,220,370,000 915,374,570 0.150   2016/12/30 0.128   2016/12/29
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD 0.016   0.010   0.010   670,000 9,160 806,503 0.082   2017/02/16 0.010   2017/04/28 81,140,000 3,502,170 0.220   2016/09/09 0.034   2016/12/29
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD 0.050   0.010   0.030   3,401,000 78,488 1,517,123 0.250   2017/02/16 0.010   2017/04/24 57,946,000 7,563,380 1.150   2016/09/09 0.164   2016/12/30
27823 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 A HKD 0.118   0.069   0.077   17,613,320,000 1,610,351,900 N/A 0.204   2017/02/17 0.069   2017/04/24 50,437,990,000 5,582,125,310 -   - -   -
28673 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 B HKD 0.071   0.043   0.042   600,000 33,500 N/A 0.113   2017/02/23 0.043   2017/04/18 5,120,000 486,090 -   - -   -
14993 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A HKD 0.047   0.024   0.026   10,320,000 374,490 N/A 0.106   2017/02/16 0.024   2017/04/19 39,768,800,000 3,548,559,840 0.112   2016/12/12 0.068   2016/12/23
15280 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B HKD 0.086   0.045   0.056   36,780,000 2,285,560 N/A 0.160   2017/02/16 0.045   2017/04/24 34,236,680,000 3,049,478,850 0.117   2016/12/20 0.093   2016/12/28
12123 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 C HKD 0.475   0.305   0.295   4,203,000 1,635,980 N/A 0.495   2017/03/28 0.305   2017/04/26 5,403,000 2,199,380 -   - -   -
14405 BOCI Asia Ltd. - HS H-SHARE European Warrants Dec 2017 A HKD 0.335   0.320   0.325   320,000 104,800 N/A 0.335   2017/04/25 0.320   2017/04/25 320,000 104,800 -   - -   -
14487 BOCI Asia Ltd. - HS H-SHARE European Warrants Jun 2017 A HKD 0.410   0.174   0.245   11,848,000 2,567,966 N/A 0.700   2017/02/16 0.174   2017/04/20 48,338,000 17,853,866 0.640   2016/11/28 0.275   2016/12/28
12995 BOCI Asia Ltd. - HSBC European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 75,172,524 0.076   2017/01/03 0.010   2017/03/13 6,612,000 227,380 0.450   2016/09/14 0.044   2016/12/08
15204 BOCI Asia Ltd. - HSBC European Put Warrants Jul 2017 B HKD 0.221   0.098   0.101   277,180,000 43,189,760 N/A 0.440   2017/01/03 0.098   2017/04/27 3,479,636,000 806,274,544 0.520   2016/12/28 0.410   2016/12/16
14554 BOCI Asia Ltd. - HSBC European Put Warrants Jun 2017 A HKD 0.050   0.034   0.020   4,756,000 210,064 N/A 0.238   2017/01/03 0.034   2017/04/18 2,153,880,000 372,754,744 0.355   2016/11/29 0.161   2016/12/08
12992 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 A HKD -   -   0.010   0 0 9,849,981 0.415   2017/02/20 0.010   2017/03/29 211,424,000 33,370,408 0.400   2016/12/08 0.065   2016/11/09
13451 BOCI Asia Ltd. - HSBC European Warrants Apr 2017 C HKD -   -   0.010   0 0 309,323,653 0.265   2017/02/21 0.017   2017/03/22 79,668,000 10,509,936 0.310   2016/12/08 0.062   2016/11/09
28668 BOCI Asia Ltd. - HSBC European Warrants Aug 2017 A HKD -   -   0.020   200,000 4,400 N/A 0.089   2017/02/23 0.032   2017/03/27 35,852,000 1,740,276 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.092   0.036   0.061   33,136,000 2,199,692 N/A 0.335   2017/02/20 0.036   2017/04/24 40,805,996,000 5,580,332,532 0.400   2016/12/08 0.165   2016/12/28
15085 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 B HKD 0.159   0.077   0.144   18,160,000 2,095,384 N/A 0.365   2017/02/10 0.077   2017/04/20 84,504,000 18,172,088 0.385   2016/12/14 0.240   2016/12/23
15203 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 C HKD 0.020   0.010   0.012   3,752,000 51,024 N/A 0.197   2017/02/20 0.010   2017/04/24 16,260,260,000 2,194,521,252 0.179   2016/12/16 0.103   2016/12/28
13687 BOCI Asia Ltd. - HSBC European Warrants May 2017 A HKD 0.189   0.023   0.134   1,152,000 102,272 99,821,053 0.510   2017/02/15 0.023   2017/04/24 4,240,000 1,116,152 0.550   2016/12/08 0.145   2016/11/09
15089 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A HKD 0.068   0.036   0.050   25,912,000 1,331,408 N/A 0.255   2017/02/20 0.036   2017/04/24 14,562,004,000 2,485,808,060 0.218   2016/12/14 0.150   2016/12/21
29018 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 B HKD 0.098   0.047   0.073   17,384,000 1,420,248 N/A 0.182   2017/03/02 0.047   2017/04/20 31,672,000 3,142,680 -   - -   -
13004 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 C HKD 0.142   0.075   0.114   15,303,780,000 1,799,454,440 N/A 0.156   2017/03/31 0.075   2017/04/24 17,332,124,000 2,104,283,532 -   - -   -
14538 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 D HKD 0.230   0.201   0.215   4,312,000 933,260 N/A 0.230   2017/04/27 0.201   2017/04/26 4,312,000 933,260 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.083   0.052   0.059   82,900,000 5,583,130 N/A 0.187   2017/01/03 0.049   2017/03/21 474,590,000 50,137,280 0.201   2016/12/28 0.138   2016/12/01
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.111   0.072   0.091   101,260,000 9,167,660 8,949,548 0.198   2017/02/23 0.072   2017/04/19 384,540,000 53,152,430 0.218   2016/09/22 0.099   2016/12/23
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD 0.172   0.145   0.148   12,870,000 2,065,980 N/A 0.249   2017/02/23 0.122   2017/01/03 276,480,000 44,076,730 0.213   2016/12/01 0.111   2016/12/28
27357 BOCI Asia Ltd. - HSI European Put Warrants Aug 2017 B HKD 0.093   0.064   0.055   8,450,000 685,000 N/A 0.134   2017/03/10 0.064   2017/04/25 44,210,000 4,513,880 -   - -   -
14489 BOCI Asia Ltd. - HSI European Put Warrants May 2017 A HKD -   -   0.015   0 0 N/A 0.138   2017/01/03 0.024   2017/02/21 1,974,110,000 144,318,330 0.173   2016/12/23 0.105   2016/12/08
29646 BOCI Asia Ltd. - HSI European Put Warrants Oct 2017 A HKD 0.116   0.073   0.075   4,739,380,000 445,388,470 N/A 0.150   2017/03/10 0.073   2017/04/27 11,931,700,000 1,208,386,800 -   - -   -
16372 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 A HKD 0.046   0.026   0.026   8,160,000 272,680 N/A 0.150   2017/01/05 0.026   2017/04/27 1,114,880,000 132,762,760 -   - -   -
14748 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 C HKD 0.121   0.118   0.119   40,220,000 4,786,240 N/A 0.121   2017/04/28 0.118   2017/04/28 40,220,000 4,786,240 -   - -   -
13248 BOCI Asia Ltd. - HSI European Warrants Apr 2017 A HKD -   -   0.020   0 0 2,551,578 0.087   2017/02/20 0.061   2017/02/14 22,600,000 1,672,400 0.214   2016/09/22 0.058   2016/11/14
16362 BOCI Asia Ltd. - HSI European Warrants Aug 2017 A HKD -   -   0.315   0 0 N/A 0.270   2017/02/10 0.175   2017/01/05 865,860,000 185,701,230 -   - -   -
27355 BOCI Asia Ltd. - HSI European Warrants Jan 2018 A HKD 0.169   0.135   0.176   8,080,000 1,273,980 N/A 0.192   2017/02/23 0.135   2017/04/19 38,740,000 6,649,770 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.176   0.148   0.196   28,700,000 4,801,090 N/A 0.228   2017/03/21 0.090   2017/01/03 1,439,790,000 210,402,540 0.191   2016/11/28 0.080   2016/12/28
16355 BOCI Asia Ltd. - HSI European Warrants Jun 2017 A HKD -   -   0.320   0 0 N/A 0.310   2017/03/17 0.161   2017/01/05 101,220,000 19,742,760 -   - -   -
29637 BOCI Asia Ltd. - HSI European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14743 BOCI Asia Ltd. - HSI European Warrants Oct 2017 B HKD 0.201   0.199   0.199   10,140,000 2,038,020 N/A 0.201   2017/04/28 0.199   2017/04/28 10,140,000 2,038,020 -   - -   -
29635 BOCI Asia Ltd. - HSI European Warrants Sep 2017 B HKD 0.119   0.072   0.112   10,875,520,000 1,069,246,380 N/A 0.168   2017/03/21 0.072   2017/04/19 17,008,080,000 1,856,020,570 -   - -   -
14825 BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A HKD 0.173   0.092   0.126   95,652,000 12,484,997 N/A 0.300   2017/02/22 0.092   2017/04/20 549,240,000 95,569,416 0.280   2016/12/08 0.102   2016/12/28
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.350   0.350   0.455   200,000 70,000 12,260,589 0.570   2017/02/16 0.325   2017/01/04 10,002,000 4,008,695 0.680   2016/08/23 0.172   2016/06/16
13242 BOCI Asia Ltd. - ICBC European Warrants May 2017 A HKD -   -   0.020   0 0 7,017,970 0.150   2017/02/16 0.033   2017/03/31 327,602,000 41,507,818 0.335   2016/09/22 0.146   2016/11/30
14651 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 A HKD 0.260   0.247   0.247   92,000 23,358 N/A 0.260   2017/04/27 0.247   2017/04/28 92,000 23,358 -   - -   -
28381 BOCI Asia Ltd. - ICBC European Warrants Oct 2017 A HKD 0.119   0.057   0.069   471,157,000 45,149,697 N/A 0.243   2017/02/22 0.057   2017/04/20 2,209,624,000 309,491,768 -   - -   -
21316 BOCI Asia Ltd. - JIANC European Warrants Nov 2017 A HKD 0.186   0.128   0.141   48,730,000 8,138,130 N/A 0.300   2017/02/09 0.128   2017/04/20 262,220,000 56,241,660 -   - -   -
21326 BOCI Asia Ltd. - KECL European Warrants Sep 2017 A HKD 1.310   0.660   0.660   1,528,000 1,534,540 N/A 1.310   2017/04/05 0.380   2017/01/16 4,058,000 3,082,240 -   - -   -
12156 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.420   0.213   0.395   24,370,000 7,211,300 N/A 0.420   2017/04/28 0.213   2017/04/19 72,510,000 22,493,550 -   - -   -
13669 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 B HKD 0.290   0.161   0.260   6,310,000 1,359,410 N/A 0.290   2017/04/28 0.161   2017/04/19 6,310,000 1,359,410 -   - -   -
18160 BOCI Asia Ltd. - Kingsoft European Warrants Sep 2017 A HKD 0.510   0.335   0.530   890,000 415,300 N/A 0.510   2017/04/24 0.192   2017/03/09 117,400,000 28,197,630 -   - -   -
16437 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.355   0.164   0.166   4,758,000 1,333,376 N/A 0.520   2017/01/18 0.164   2017/04/20 257,066,000 64,903,674 -   - -   -
13668 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 B HKD 0.113   0.077   0.075   3,312,000 285,398 N/A 0.113   2017/04/13 0.077   2017/04/20 3,312,000 285,398 -   - -   -
13932 BOCI Asia Ltd. - Lenovo European Warrants May 2017 A HKD 0.050   0.010   0.010   26,374,000 664,770 59,095,356 0.178   2017/01/13 0.010   2017/04/11 2,903,738,000 350,253,134 0.345   2016/10/25 0.090   2016/12/29
23168 BOCI Asia Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.265   0.102   0.102   326,276,000 63,724,124 N/A 0.310   2017/02/15 0.102   2017/04/28 457,146,000 97,792,764 -   - -   -
20234 BOCI Asia Ltd. - Link REIT European Warrants Oct 2017 A HKD 0.465   0.360   0.415   3,220,000 1,321,200 N/A 0.465   2017/04/12 0.260   2017/03/13 22,645,000 8,831,925 -   - -   -
16502 BOCI Asia Ltd. - Minsheng Bank European Warrants Aug 2017 A HKD 0.405   0.138   0.137   3,098,000 670,012 N/A 1.020   2017/02/16 0.138   2017/04/28 9,207,000 4,434,832 -   - -   -
12136 BOCI Asia Ltd. - PetroChina European Warrants Aug 2017 A HKD 0.206   0.068   0.068   1,142,284,000 142,034,290 N/A 0.250   2017/03/23 0.068   2017/04/28 1,519,254,000 222,823,708 -   - -   -
14995 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 A HKD 0.227   0.065   0.065   24,514,000 3,148,358 N/A 0.690   2017/01/18 0.065   2017/04/28 318,374,000 151,502,040 0.590   2016/12/14 0.335   2016/12/12
24858 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 B HKD -   -   0.026   0 0 N/A 0.238   2017/01/27 0.233   2017/01/27 440,000 103,640 -   - -   -
22007 BOCI Asia Ltd. - PetroChina European Warrants Jun 2017 A HKD 0.048   0.017   0.017   3,400,000 110,000 N/A 0.395   2017/01/18 0.017   2017/04/18 2,435,124,000 434,406,578 -   - -   -
20267 BOCI Asia Ltd. - PICC European Warrants Jul 2018 A HKD 0.089   0.054   0.082   49,520,000 3,832,040 N/A 0.192   2017/01/11 0.054   2017/04/19 571,800,000 67,170,600 -   - -   -
14682 BOCI Asia Ltd. - Ping An European Put Warrants Jun 2017 A HKD 0.083   0.041   0.042   1,500,000 73,620 N/A 0.370   2017/01/04 0.041   2017/04/27 29,875,000 4,849,170 0.430   2016/12/23 0.236   2016/11/30
13011 BOCI Asia Ltd. - Ping An European Put Warrants Oct 2017 B HKD 0.260   0.160   0.172   70,650,000 14,300,010 N/A 0.260   2017/04/12 0.160   2017/04/27 78,465,000 15,953,850 -   - -   -
12925 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 6,571,258 0.105   2017/03/23 0.010   2017/03/28 272,570,000 14,161,040 0.445   2016/09/09 0.048   2016/12/23
13718 BOCI Asia Ltd. - Ping An European Warrants Apr 2017 B HKD 0.033   0.019   0.011   2,550,000 57,630 136,057,058 0.102   2017/03/23 0.019   2017/04/03 57,320,000 3,544,450 0.260   2016/11/28 0.043   2016/12/23
16410 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 A HKD 0.350   0.201   0.310   41,955,000 12,038,900 N/A 0.420   2017/03/23 0.190   2017/02/03 1,407,770,000 394,864,970 -   - -   -
22285 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 B HKD 0.198   0.106   0.177   55,095,000 8,900,715 N/A 0.260   2017/03/24 0.106   2017/04/20 5,810,740,000 1,285,497,165 -   - -   -
13247 BOCI Asia Ltd. - Ping An European Warrants May 2017 A HKD -   -   0.010   0 0 186,809,919 0.055   2017/02/22 0.019   2017/03/28 12,140,000 396,470 0.250   2016/09/15 0.041   2016/12/22
14330 BOCI Asia Ltd. - Ping An European Warrants May 2017 B HKD 0.169   0.078   0.126   14,220,000 1,540,425 N/A 0.255   2017/03/23 0.078   2017/04/25 16,816,100,000 2,258,011,410 0.395   2016/11/28 0.125   2016/12/23
27006 BOCI Asia Ltd. - Ping An European Warrants Oct 2017 A HKD 0.250   0.152   0.218   41,935,000 9,096,575 N/A 0.310   2017/02/15 0.152   2017/04/19 53,625,000 12,143,975 -   - -   -
28525 BOCI Asia Ltd. - Ping An European Warrants Sep 2017 A HKD 0.143   0.069   0.103   16,120,010,000 1,550,984,505 N/A 0.185   2017/02/22 0.069   2017/04/20 37,562,645,000 4,438,944,290 -   - -   -
29586 BOCI Asia Ltd. - Sands China European Put Wts Aug 2017 A HKD -   -   0.084   0 0 N/A 0.167   2017/03/09 0.156   2017/03/13 7,584,000 1,217,984 -   - -   -
13450 BOCI Asia Ltd. - Sands China European Put Wts May 2017 A HKD 0.020   0.013   0.013   612,000 8,384 1,151,493 0.239   2017/02/08 0.013   2017/04/05 9,752,000 1,700,328 0.435   2016/09/27 0.138   2016/11/28
13449 BOCI Asia Ltd. - Sands China European Warrants Apr 2017 A HKD 0.046   0.011   0.010   8,400,000 181,968 37,776,251 0.164   2017/01/11 0.011   2017/04/11 359,940,000 33,065,904 0.380   2016/11/29 0.094   2016/12/29
14832 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 A HKD 0.093   0.076   0.027   5,544,000 462,260 N/A 0.093   2017/04/07 0.076   2017/04/07 5,544,000 462,260 0.270   2016/12/06 0.108   2016/12/23
16379 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 B HKD 0.330   0.197   0.165   7,608,000 1,828,440 N/A 0.330   2017/04/10 0.122   2017/02/21 260,176,000 49,906,120 -   - -   -
13505 BOCI Asia Ltd. - Sands China European Warrants Nov 2017 A HKD 0.246   0.141   0.141   354,648,000 63,192,520 N/A 0.246   2017/04/11 0.141   2017/04/28 354,648,000 63,192,520 -   - -   -
27834 BOCI Asia Ltd. - Sands China European Warrants Oct 2017 A HKD 0.370   0.221   0.223   108,656,000 34,002,264 N/A 0.370   2017/04/07 0.221   2017/04/28 283,888,000 83,843,044 -   - -   -
14484 BOCI Asia Ltd. - SHK Ppt European Warrants Jun 2017 A HKD -   -   0.750   0 0 N/A 0.880   2017/02/23 0.290   2017/01/03 31,930,000 23,051,100 0.590   2016/12/12 0.233   2016/12/29
29020 BOCI Asia Ltd. - SHK Ppt European Warrants Sep 2017 A HKD 0.510   0.360   0.400   8,400,000 3,603,200 N/A 0.510   2017/04/18 0.345   2017/03/09 20,420,000 8,500,450 -   - -   -
14991 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 A HKD 0.510   0.410   0.420   1,392,000 598,750 N/A 0.620   2017/01/18 0.285   2017/03/15 86,942,000 35,786,110 0.530   2016/12/14 0.295   2016/12/28
21994 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 B HKD 0.320   0.131   0.144   295,852,000 65,673,586 N/A 0.425   2017/01/26 0.131   2017/04/19 746,146,000 218,849,194 -   - -   -
14563 BOCI Asia Ltd. - Sinopec Corp European Warrants Oct 2017 A HKD 0.265   0.217   0.221   5,552,000 1,285,020 N/A 0.265   2017/04/26 0.217   2017/04/27 5,552,000 1,285,020 -   - -   -
12119 BOCI Asia Ltd. - Sinopec Corp European Warrants Sep 2017 A HKD 0.480   0.275   0.310   21,416,000 7,589,910 N/A 0.480   2017/04/07 0.275   2017/04/19 24,772,000 8,924,750 -   - -   -
23186 BOCI Asia Ltd. - Sunny Optical European Warrants Jul 2017 A HKD 1.980   0.930   1.890   630,000 984,500 N/A 1.980   2017/04/28 0.420   2017/01/23 18,480,000 12,442,150 -   - -   -
28824 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 A HKD 0.800   0.320   0.760   45,020,000 21,268,400 N/A 0.800   2017/04/28 0.320   2017/04/07 228,850,000 113,336,500 -   - -   -
12690 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 B HKD 0.580   0.221   0.540   36,220,000 14,958,630 N/A 0.580   2017/04/28 0.221   2017/04/07 36,650,000 15,107,230 -   - -   -
27349 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 A HKD -   -   0.520   0 0 748,302 0.530   2017/03/30 0.260   2017/01/23 4,170,000 1,511,900 0.510   2016/09/23 0.123   2016/05/20
13961 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2017 B HKD -   -   0.038   0 0 126,142,573 0.088   2017/03/21 0.010   2017/03/03 177,820,000 5,828,010 0.148   2016/10/27 0.010   2016/12/23
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.156   0.085   0.148   171,880,000 19,047,280 410,726,002 0.156   2017/04/27 0.046   2017/01/04 18,526,390,000 2,068,516,850 0.225   2016/09/29 0.037   2016/12/20
14998 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B HKD 0.375   0.255   0.375   1,320,000 373,750 N/A 0.375   2017/04/26 0.119   2017/01/24 20,281,320,000 3,105,275,090 0.139   2016/12/14 0.101   2016/12/28
14332 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 C HKD 0.590   0.470   0.500   1,180,666,000 620,507,790 N/A 0.590   2017/04/26 0.470   2017/04/27 1,180,666,000 620,507,790 -   - -   -
16499 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 B HKD -   -   0.630   0 0 N/A 0.510   2017/03/30 0.315   2017/01/05 1,680,000 632,400 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.560   0.365   0.560   10,360,000 5,197,650 6,943,055 0.560   2017/04/27 0.156   2017/01/04 68,700,000 20,897,440 0.425   2016/09/23 0.120   2016/12/23
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD 0.640   0.470   0.630   550,000 289,500 1,440,710 0.640   2017/04/26 0.210   2017/01/05 14,120,000 3,960,910 0.440   2016/09/23 0.141   2016/06/28
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 0.780   0.610   0.760   330,000 240,500 1,474,777 0.780   2017/04/27 0.280   2017/01/04 13,360,000 5,790,950 0.540   2016/10/20 0.230   2016/12/23
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.380   0.206   0.370   30,240,000 8,713,410 112,392,717 0.380   2017/04/27 0.081   2017/01/04 246,190,000 40,425,760 0.310   2016/09/23 0.057   2016/12/23
14324 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 D HKD 0.300   0.132   0.300   53,280,000 10,928,710 N/A 0.300   2017/04/28 0.058   2017/01/04 69,075,790,000 5,649,233,760 0.132   2016/11/18 0.041   2016/12/23
13138 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 A HKD 0.223   0.156   0.221   21,960,000 4,074,510 N/A 0.223   2017/04/28 0.156   2017/04/07 21,960,000 4,074,510 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.245   0.153   0.243   54,790,000 10,405,210 810,965,433 0.245   2017/04/28 0.081   2017/01/04 40,604,980,000 4,855,380,370 0.295   2016/09/23 0.064   2016/12/23
12434 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 D HKD 0.166   0.107   0.155   23,767,550,000 2,960,466,700 N/A 0.166   2017/04/26 0.107   2017/04/12 31,942,660,000 4,155,208,480 -   - -   -
14733 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 E HKD 0.189   0.182   0.187   2,840,000 525,790 N/A 0.189   2017/04/28 0.182   2017/04/28 2,840,000 525,790 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.510   0.345   0.500   2,300,000 1,024,700 655,980,715 0.510   2017/04/26 0.170   2017/01/03 6,419,660,000 1,202,471,330 0.415   2016/09/23 0.136   2016/12/23
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.445   0.295   0.440   1,680,000 598,700 3,293,015 0.445   2017/04/26 0.155   2017/01/03 54,650,000 11,226,440 0.385   2016/09/23 0.112   2016/12/23
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.290   0.170   0.275   64,990,000 14,528,590 978,140,685 0.290   2017/04/27 0.107   2017/01/05 41,276,860,000 5,855,760,470 0.290   2016/09/19 0.075   2016/12/23
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD 0.240   0.204   0.255   580,000 129,155 665,390 0.260   2017/02/22 0.182   2017/01/04 8,480,000 1,902,800 0.245   2016/11/10 0.119   2016/05/13
14402 BOCI Asia Ltd. - Tracker Fund European Warrants Jul 2018 A HKD 0.202   0.175   0.201   17,900,000 3,277,500 N/A 0.202   2017/04/28 0.175   2017/04/25 17,900,000 3,277,500 -   - -   -
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.360   0 0 828 0.249   2017/01/17 0.248   2017/01/17 20,000 4,970 0.260   2016/04/21 0.152   2016/05/13
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.225   0.148   0.173   20,664,000 3,967,182 2,589,852 0.225   2017/04/12 0.118   2017/01/03 80,998,000 13,187,684 0.187   2016/10/27 0.116   2016/12/28
15046 BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A HKD 0.315   0.315   0.280   6,000 1,890 N/A 0.510   2017/03/17 0.270   2017/01/03 13,702,000 5,286,510 0.295   2016/12/13 0.205   2016/12/23
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD 0.033   0.021   0.020   3,000,000 67,740 N/A 0.180   2017/01/03 0.021   2017/04/26 4,168,200,000 467,495,310 0.210   2016/12/16 0.174   2016/12/30
26515 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 B HKD 0.045   0.020   0.020   11,370,000 394,410 N/A 0.147   2017/02/13 0.020   2017/04/25 6,588,250,000 623,971,050 -   - -   -
12154 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 C HKD 0.115   0.041   0.042   1,524,380,000 116,317,190 N/A 0.140   2017/03/23 0.041   2017/04/27 2,270,180,000 201,674,920 -   - -   -
14382 BOCI Asia Ltd. -Tencent Holdings European Put Wts Sep 2017 D HKD 0.149   0.119   0.121   378,590,000 50,307,900 N/A 0.149   2017/04/25 0.119   2017/04/27 378,590,000 50,307,900 -   - -   -
13838 Citigroup Global Mkt H Inc. - Sands China Euro Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
13663 Credit Suisse AG - A50 China European Warrants Apr 2017 A HKD -   -   0.017   0 0 1,471,238 0.400   2017/02/20 0.034   2017/03/29 25,639,100 6,419,071 0.780   2016/11/29 0.223   2016/12/30
14792 Credit Suisse AG - A50 China European Warrants May 2017 A HKD -   -   0.014   0 0 N/A 0.088   2017/01/16 0.027   2017/03/17 11,294,000 843,934 0.224   2016/12/05 0.167   2016/12/07
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.080   0.068   0.068   7,212,000 560,173 575,855 0.116   2017/02/20 0.068   2017/04/27 23,257,000 2,094,532 0.196   2016/01/04 0.091   2016/06/27
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.300   0.144   0.300   79,505,000 16,116,915 5,980,347 0.300   2017/04/28 0.091   2017/01/03 214,025,000 33,754,655 0.300   2016/08/30 0.080   2016/12/13
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.201   0.078   0.200   277,740,000 28,371,605 11,006,734 0.201   2017/04/28 0.063   2017/03/10 616,985,000 65,960,625 0.247   2016/09/08 0.050   2016/12/13
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.380   0.205   0.405   67,500,000 22,397,100 6,120,300 0.380   2017/04/21 0.122   2017/01/04 130,600,000 32,514,350 0.186   2016/11/01 0.104   2016/12/12
13164 Credit Suisse AG - AAC Tech European Warrants Aug 2018 A HKD 0.310   0.246   0.310   83,845,000 22,500,450 N/A 0.310   2017/04/28 0.246   2017/04/20 83,845,000 22,500,450 -   - -   -
14585 Credit Suisse AG - AAC Tech European Warrants Dec 2017 B HKD 0.315   0.285   0.310   36,390,000 10,380,050 N/A 0.315   2017/04/28 0.285   2017/04/28 36,390,000 10,380,050 -   - -   -
14584 Credit Suisse AG - AAC Tech European Warrants Feb 2018 A HKD 0.285   0.275   0.285   40,550,000 11,438,025 N/A 0.285   2017/04/28 0.275   2017/04/28 40,550,000 11,438,025 -   - -   -
14799 Credit Suisse AG - AAC Tech European Warrants Mar 2018 A HKD 0.270   0.270   0.285   3,010,000 812,700 N/A 0.270   2017/04/28 0.270   2017/04/28 3,010,000 812,700 -   - -   -
14691 Credit Suisse AG - AAC Tech European Warrants Oct 2017 C HKD 0.300   0.240   0.300   43,250,000 11,658,500 N/A 0.300   2017/04/28 0.240   2017/04/27 43,250,000 11,658,500 -   - -   -
26208 Credit Suisse AG - AIA European Put Warrants Aug 2017 B HKD 0.144   0.051   0.054   371,532,000 25,084,774 N/A 0.270   2017/02/06 0.051   2017/04/27 844,500,000 105,690,118 -   - -   -
15932 Credit Suisse AG - AIA European Put Warrants Jul 2017 A HKD -   -   0.012   0 0 N/A 0.233   2017/01/03 0.022   2017/03/20 910,234,000 81,178,222 -   - -   -
14030 Credit Suisse AG - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.040   2017/01/19 0.010   2017/03/16 10,914,000 259,772 0.154   2016/11/08 0.014   2016/12/09
25718 Credit Suisse AG - AIA European Warrants Aug 2017 A HKD 0.280   0.088   0.246   64,670,000 8,564,384 N/A 0.280   2017/04/27 0.088   2017/04/19 5,488,844,000 837,285,444 -   - -   -
23146 Credit Suisse AG - AIA European Warrants Dec 2017 A HKD 0.375   0.157   0.375   2,332,000 401,540 N/A 0.375   2017/04/28 0.157   2017/04/19 35,048,000 6,871,494 -   - -   -
14984 Credit Suisse AG - AIA European Warrants Jun 2017 A HKD 0.580   0.119   0.500   11,166,000 2,184,906 N/A 0.580   2017/04/27 0.109   2017/01/03 1,190,760,000 178,107,146 0.184   2016/12/14 0.115   2016/12/29
15338 Credit Suisse AG - AIA European Warrants Jun 2017 B HKD 0.750   0.345   0.790   282,000 137,990 N/A 0.750   2017/04/27 0.208   2017/01/04 65,038,000 17,433,162 0.290   2016/12/21 0.218   2016/12/29
13225 Credit Suisse AG - AIA European Warrants May 2017 A HKD -   -   0.010   0 0 165,950 0.028   2017/01/18 0.016   2017/01/05 306,000 6,068 0.295   2016/10/11 0.017   2016/12/09
14983 Credit Suisse AG - AIA European Warrants May 2017 B HKD 0.335   0.031   0.255   72,144,000 6,022,544 N/A 0.335   2017/04/27 0.031   2017/04/19 6,199,100,000 655,021,846 0.128   2016/12/14 0.069   2016/12/29
16207 Credit Suisse AG - AIA European Warrants Oct 2017 A HKD 0.495   0.242   0.485   3,306,000 899,786 N/A 0.495   2017/04/27 0.169   2017/01/04 68,414,000 15,429,480 -   - -   -
28851 Credit Suisse AG - AIA European Warrants Oct 2017 B HKD 0.310   0.119   0.270   565,926,000 82,533,878 N/A 0.310   2017/04/27 0.119   2017/04/19 582,170,000 85,300,052 -   - -   -
29240 Credit Suisse AG - AIA European Warrants Oct 2017 C HKD 0.204   0.073   0.173   2,967,026,000 383,981,804 N/A 0.240   2017/03/10 0.073   2017/04/19 4,858,714,000 641,413,632 -   - -   -
26380 Credit Suisse AG - Angang Steel European Warrants Aug 2017 A HKD 0.335   0.091   0.120   36,198,000 6,158,972 N/A 0.760   2017/02/22 0.091   2017/04/27 84,448,000 24,570,144 -   - -   -
26663 Credit Suisse AG - Angang Steel European Warrants Nov 2018 A HKD 0.168   0.118   0.127   2,882,000 437,894 N/A 0.255   2017/02/23 0.118   2017/04/28 38,368,000 8,234,870 -   - -   -
25355 Credit Suisse AG - Anhui Conch European Warrants Jul 2017 A HKD 0.149   0.055   0.080   81,575,000 9,410,170 N/A 0.202   2017/03/16 0.055   2017/04/27 420,705,000 60,271,640 -   - -   -
13553 Credit Suisse AG - Anhui Conch European Warrants May 2017 A HKD 0.320   0.214   0.214   5,030,000 1,206,975 17,452,170 0.400   2017/02/23 0.086   2017/01/03 257,465,000 49,272,525 0.335   2016/09/30 0.084   2016/12/29
12383 Credit Suisse AG - Anhui Conch European Warrants Oct 2017 A HKD 0.206   0.129   0.141   11,105,000 1,920,165 N/A 0.206   2017/04/13 0.129   2017/04/27 13,865,000 2,359,725 -   - -   -
28440 Credit Suisse AG - BAIC Motor European Warrants Mar 2018 A HKD 0.178   0.084   0.084   56,830,000 6,935,580 N/A 0.240   2017/02/23 0.084   2017/04/28 136,730,000 20,366,500 -   - -   -
12630 Credit Suisse AG - BOC HK European Warrants Apr 2017 A HKD -   -   0.315   0 0 18,125,829 0.310   2017/03/21 0.075   2017/01/03 111,760,000 14,944,295 0.194   2016/12/08 0.061   2016/11/09
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.242   0.152   0.198   55,420,000 11,048,655 N/A 0.255   2017/03/21 0.137   2017/01/03 374,185,000 77,808,305 0.217   2016/12/09 0.121   2016/11/09
27765 Credit Suisse AG - BOC HK European Warrants Jan 2018 A HKD 0.169   0.123   0.181   6,610,000 970,895 N/A 0.232   2017/02/16 0.123   2017/04/19 38,960,000 6,314,435 -   - -   -
18874 Credit Suisse AG - BOC HK European Warrants Jul 2017 A HKD 0.250   0.156   0.223   9,445,000 2,182,175 N/A 0.280   2017/03/27 0.156   2017/04/19 179,335,000 39,958,440 -   - -   -
12464 Credit Suisse AG - BOCL European Warrants Apr 2017 A HKD -   -   0.198   0 0 9,525,101 0.340   2017/02/16 0.056   2017/02/01 43,892,000 5,999,267 0.325   2016/09/09 0.056   2016/12/28
14575 Credit Suisse AG - BOCL European Warrants Apr 2017 B HKD -   -   0.380   0 0 N/A 0.450   2017/03/21 0.099   2017/02/03 45,178,000 6,843,974 0.232   2016/12/09 0.089   2016/12/28
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.320   0.192   0.290   12,716,000 3,178,704 15,496,474 0.540   2017/02/16 0.192   2017/04/20 166,687,000 44,450,697 0.455   2016/09/22 0.113   2016/05/24
13950 Credit Suisse AG - BOCL European Warrants Jan 2018 A HKD 0.187   0.148   0.154   176,929,000 29,101,381 N/A 0.187   2017/04/21 0.148   2017/04/28 176,929,000 29,101,381 -   - -   -
27274 Credit Suisse AG - BOCL European Warrants Jul 2017 A HKD 0.214   0.102   0.151   101,240,000 14,151,466 N/A 0.415   2017/02/16 0.102   2017/04/20 103,238,000 14,886,186 -   - -   -
13136 Credit Suisse AG - BOCL European Warrants May 2017 A HKD 0.037   0.011   0.012   10,681,000 232,975 13,068,949 0.195   2017/02/16 0.011   2017/04/11 563,377,000 69,222,804 0.210   2016/09/13 0.035   2016/12/28
28572 Credit Suisse AG - BOCL European Warrants Oct 2017 A HKD 0.072   0.027   0.038   543,470,000 33,340,647 N/A 0.224   2017/02/23 0.027   2017/04/24 1,286,593,000 111,147,613 -   - -   -
13352 Credit Suisse AG - Brilliance Chi European Wts Dec 2017 A HKD 0.194   0.132   0.178   2,036,000 328,128 N/A 0.194   2017/04/07 0.132   2017/04/19 2,036,000 328,128 -   - -   -
13228 Credit Suisse AG - BYD European Warrants Apr 2017 A HKD -   -   0.012   0 0 1,866,665 -   - -   - 0 0 0.550   2016/09/22 0.023   2016/12/30
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.069   0.053   0.058   15,385,000 967,355 3,746,239 0.087   2017/02/09 0.053   2017/04/03 211,530,000 12,520,035 0.238   2016/01/06 0.072   2016/12/28
18767 Credit Suisse AG - BYD European Warrants May 2017 A HKD 0.161   0.077   0.079   46,510,000 5,743,965 N/A 0.395   2017/02/09 0.077   2017/04/28 176,805,000 33,898,245 -   - -   -
13027 Credit Suisse AG - BYD European Warrants Oct 2017 A HKD 0.325   0.275   0.280   4,150,000 1,250,625 N/A 0.325   2017/04/13 0.275   2017/04/19 4,150,000 1,250,625 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.097   0.086   0.088   6,570,000 592,830 6,689,920 0.154   2017/01/04 0.086   2017/04/28 184,110,000 21,515,250 0.280   2016/09/09 0.148   2016/12/20
28445 Credit Suisse AG - Car Inc European Warrants May 2018 A HKD 0.106   0.098   0.103   440,000 44,860 N/A 0.150   2017/02/21 0.098   2017/04/19 3,780,000 489,980 -   - -   -
14019 Credit Suisse AG - Cathay Pacific European Warrants May 17 A HKD 0.330   0.064   0.080   11,376,000 2,041,734 N/A 0.810   2017/03/06 0.064   2017/04/18 61,808,000 27,539,094 0.870   2016/11/11 0.510   2016/12/29
11067 Credit Suisse AG - Cathay Pacific European Warrants Oct 17 A HKD 0.570   0.325   0.440   3,060,000 1,286,640 N/A 0.660   2017/03/21 0.325   2017/04/24 4,056,000 1,873,820 -   - -   -
28204 Credit Suisse AG - CC Bank European Put Warrants Aug 2017 A HKD 0.144   0.078   0.089   14,782,000 1,761,440 N/A 0.183   2017/03/10 0.078   2017/04/26 97,851,000 13,009,618 -   - -   -
14357 Credit Suisse AG - CC Bank European Put Warrants May 2017 A HKD -   -   0.010   0 0 N/A 0.081   2017/01/09 0.010   2017/03/10 106,127,000 6,287,551 0.241   2016/11/21 0.055   2016/12/30
28565 Credit Suisse AG - CC Bank European Warrants Aug 2017 B HKD 0.104   0.067   0.072   1,031,966,000 86,425,828 N/A 0.300   2017/02/23 0.067   2017/04/27 2,896,814,000 318,275,651 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.255   0.149   0.226   125,939,000 23,499,508 N/A 0.430   2017/03/21 0.142   2017/02/08 686,490,000 143,622,120 0.280   2016/12/01 0.130   2016/12/23
16278 Credit Suisse AG - CC Bank European Warrants Jul 2017 B HKD 0.470   0.470   0.455   300,000 141,000 N/A 0.600   2017/02/16 0.265   2017/02/08 28,513,000 10,336,925 -   - -   -
14791 Credit Suisse AG - CC Bank European Warrants Jun 2017 A HKD 0.081   0.012   0.021   40,692,000 1,898,453 N/A 0.231   2017/02/16 0.012   2017/04/20 2,592,028,000 374,525,156 0.219   2016/12/06 0.080   2016/12/23
27801 Credit Suisse AG - CC Bank European Warrants Jun 2017 B HKD 0.260   0.112   0.198   90,620,000 15,190,021 N/A 0.455   2017/02/16 0.112   2017/04/20 120,532,000 23,614,933 -   - -   -
13955 Credit Suisse AG - CC Bank European Warrants Sep 2017 A HKD 0.208   0.125   0.142   680,053,000 108,077,547 N/A 0.208   2017/04/26 0.125   2017/04/20 680,053,000 108,077,547 -   - -   -
12411 Credit Suisse AG - CGS European Warrants Aug 2017 A HKD 0.250   0.175   0.168   3,628,000 795,442 N/A 0.375   2017/03/27 0.175   2017/04/28 4,020,000 927,587 -   - -   -
14795 Credit Suisse AG - CGS European Warrants Jun 2017 A HKD 0.077   0.059   0.017   2,885,000 205,164 N/A 0.440   2017/02/17 0.059   2017/04/07 170,345,000 35,569,840 0.510   2016/12/09 0.237   2016/12/29
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.275   0.201   0.201   3,080,000 638,460 8,055,958 0.280   2017/03/21 0.146   2017/01/04 127,980,000 23,551,450 0.225   2016/11/11 0.136   2016/12/23
29617 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 B HKD 0.630   0.330   0.350   2,770,000 1,258,805 N/A 0.830   2017/03/23 0.330   2017/04/27 7,862,000 4,117,700 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.150   0.088   0.098   34,770,000 4,350,470 8,404,720 0.164   2017/03/24 0.062   2017/01/04 349,270,000 39,091,040 0.156   2016/06/08 0.057   2016/12/23
25738 Credit Suisse AG - Ch Molybdenum European Warrants Aug 2017A HKD 0.445   0.137   0.145   55,467,000 11,811,381 N/A 0.720   2017/02/23 0.137   2017/04/28 107,688,000 35,465,514 -   - -   -
23453 Credit Suisse AG - Ch Molybdenum European Warrants Jul 2017A HKD 0.690   0.360   0.380   855,000 351,030 N/A 1.030   2017/02/23 0.300   2017/01/20 22,470,000 9,929,715 -   - -   -
29196 Credit Suisse AG - Ch Molybdenum European Warrants Sep 2017A HKD 0.172   0.040   0.043   48,639,000 4,885,536 N/A 0.260   2017/03/16 0.040   2017/04/28 129,771,000 19,485,960 -   - -   -
28200 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 A HKD 0.134   0.083   0.091   11,680,000 1,191,820 N/A 0.217   2017/02/20 0.083   2017/04/07 67,260,000 11,172,360 -   - -   -
13182 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 B HKD 0.185   0.122   0.119   25,268,000 3,617,396 N/A 0.185   2017/04/20 0.122   2017/04/28 25,268,000 3,617,396 -   - -   -
13956 Credit Suisse AG - Ch Overseas European Warrants May 2017 A HKD 0.032   0.010   0.010   60,800,000 1,293,980 15,126,867 0.141   2017/02/09 0.010   2017/04/26 702,860,000 56,009,960 0.275   2016/10/28 0.036   2016/12/29
15937 Credit Suisse AG - Ch Overseas European Warrants Nov 2017 A HKD 0.275   0.231   0.234   6,820,000 1,691,980 N/A 0.420   2017/03/14 0.231   2017/04/05 27,600,000 8,498,120 -   - -   -
25746 Credit Suisse AG - CHALCO European Wts Aug 2017 A HKD 0.232   0.116   0.120   91,006,000 16,067,116 N/A 0.470   2017/02/02 0.116   2017/04/28 251,102,000 56,766,864 -   - -   -
23711 Credit Suisse AG - CHALCO European Wts Jul 2017 A HKD 0.450   0.250   0.255   16,474,000 6,232,700 N/A 0.710   2017/03/02 0.246   2017/03/27 131,028,000 62,930,292 -   - -   -
14024 Credit Suisse AG - CHALCO European Wts May 2017 A HKD 0.550   0.330   0.300   9,802,000 4,404,850 N/A 0.940   2017/03/02 0.255   2017/01/10 52,682,000 22,746,130 0.630   2016/11/25 0.201   2016/11/07
27468 Credit Suisse AG - Chi Res Land European Warrants Dec 2017 A HKD 0.194   0.159   0.153   3,920,000 715,820 N/A 0.226   2017/02/22 0.126   2017/03/06 59,140,000 10,755,660 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD 0.211   0.110   0.110   76,720,000 12,285,140 N/A 0.248   2017/03/17 0.065   2017/01/03 562,760,000 89,919,680 0.210   2016/11/09 0.064   2016/12/29
13174 Credit Suisse AG - China Cinda European Warrants Apr 2017 A HKD -   -   0.033   0 0 5,600,967 0.129   2017/02/24 0.020   2017/02/08 114,040,000 7,214,418 0.255   2016/09/22 0.039   2016/12/28
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.013   0.011   0.011   31,410,000 365,420 87,053 0.024   2017/02/23 0.011   2017/04/26 40,810,000 513,970 0.049   2016/01/04 0.017   2016/12/21
15946 Credit Suisse AG - China Cinda European Warrants Jun 2017 A HKD 0.255   0.114   0.139   7,314,000 1,287,355 N/A 0.415   2017/03/20 0.114   2017/04/24 136,347,000 29,728,642 -   - -   -
28590 Credit Suisse AG - China Cinda European Warrants Sep 2017 A HKD 0.142   0.066   0.078   86,922,000 9,078,386 N/A 0.320   2017/02/23 0.066   2017/04/24 164,754,000 24,296,781 -   - -   -
12185 Credit Suisse AG - China Cinda European Warrants Sep 2017 B HKD 0.109   0.053   0.061   7,520,000 603,360 N/A 0.205   2017/03/23 0.053   2017/04/24 16,158,000 1,863,665 -   - -   -
25879 Credit Suisse AG - China Coal European Warrants Aug 2017 A HKD 0.150   0.041   0.043   10,867,000 1,111,835 N/A 0.280   2017/02/23 0.041   2017/04/27 108,711,000 18,565,817 -   - -   -
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.106   0.063   0.092   41,362,000 3,616,604 3,488,762 0.126   2017/03/21 0.063   2017/04/20 145,882,000 14,544,852 0.330   2016/09/09 0.092   2016/12/28
12429 Credit Suisse AG - China EB Ltd European Warrants Mar 2018 A HKD 0.250   0.228   0.242   3,336,000 807,770 N/A 0.250   2017/04/26 0.221   2017/03/30 5,096,000 1,222,370 -   - -   -
13266 Credit Suisse AG - China Life European Put Wts Apr 2017 B HKD -   -   0.010   0 0 20,985,830 0.134   2017/01/03 0.010   2017/02/17 389,660,000 28,548,580 0.255   2016/11/09 0.063   2016/11/30
14360 Credit Suisse AG - China Life European Put Wts Apr 2017 D HKD -   -   0.010   0 0 N/A 0.068   2017/01/03 0.010   2017/02/06 341,680,000 15,481,510 0.123   2016/11/18 0.033   2016/12/08
28223 Credit Suisse AG - China Life European Put Wts Aug 2017 B HKD 0.240   0.145   0.157   18,010,000 3,352,610 N/A 0.249   2017/02/20 0.145   2017/04/27 63,960,000 12,899,610 -   - -   -
23164 Credit Suisse AG - China Life European Put Wts Jul 2017 A HKD 0.017   0.010   0.010   28,250,000 402,580 N/A 0.143   2017/01/18 0.010   2017/04/26 3,879,680,000 258,928,490 -   - -   -
14738 Credit Suisse AG - China Life European Put Wts May 2017 A HKD 0.013   0.011   0.012   4,500,000 55,900 N/A 0.206   2017/01/10 0.011   2017/04/10 1,289,820,000 56,216,610 0.275   2016/12/20 0.139   2016/12/08
27251 Credit Suisse AG - China Life European Put Wts Sep 2017 C HKD 0.171   0.086   0.100   173,000,000 18,321,660 N/A 0.186   2017/02/14 0.084   2017/03/21 2,498,920,000 305,982,800 -   - -   -
13224 Credit Suisse AG - China Life European Warrants Apr 2017 A HKD 0.106   0.010   0.010   63,300,000 1,764,220 106,371,797 0.255   2017/03/17 0.010   2017/04/24 1,091,670,000 116,074,390 0.173   2016/11/28 0.038   2016/11/09
13662 Credit Suisse AG - China Life European Warrants Apr 2017 C HKD -   -   0.236   0 0 111,345,417 0.335   2017/03/17 0.071   2017/02/03 357,110,000 42,750,530 0.246   2016/11/30 0.057   2016/11/09
14737 Credit Suisse AG - China Life European Warrants Apr 2017 E HKD -   -   0.010   0 0 N/A 0.700   2017/02/15 0.010   2017/03/24 270,258,000 83,358,108 0.710   2016/12/08 0.166   2016/12/22
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.465   0.320   0.440   1,600,000 655,600 3,858,048 0.550   2017/02/22 0.237   2017/01/03 5,420,000 2,094,050 0.425   2016/11/28 0.141   2016/07/08
12592 Credit Suisse AG - China Life European Warrants Dec 2017 A HKD 0.093   0.064   0.097   1,380,000 111,700 N/A 0.128   2017/03/27 0.064   2017/04/19 2,100,000 202,500 -   - -   -
27782 Credit Suisse AG - China Life European Warrants Jan 2018 A HKD 0.162   0.110   0.143   6,460,000 887,260 N/A 0.255   2017/02/16 0.110   2017/04/19 51,840,000 10,136,930 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD 0.178   0.067   0.135   29,360,000 3,402,730 370,443,322 0.305   2017/03/17 0.067   2017/04/19 12,683,710,000 1,378,024,640 0.225   2016/11/28 0.060   2016/11/09
27088 Credit Suisse AG - China Life European Warrants Jun 2017 B HKD 0.455   0.072   0.122   15,024,000 2,730,506 N/A 1.100   2017/02/15 0.072   2017/04/19 29,116,000 12,199,871 -   - -   -
27101 Credit Suisse AG - China Life European Warrants Jun 2017 C HKD 0.193   0.019   0.041   19,593,000 1,327,234 N/A 0.750   2017/02/15 0.019   2017/04/20 2,238,993,000 1,267,572,617 -   - -   -
22176 Credit Suisse AG - China Life European Warrants Oct 2017 A HKD 0.249   0.159   0.221   5,960,000 1,170,950 N/A 0.320   2017/02/13 0.144   2017/02/03 43,570,000 8,675,790 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.168   0.088   0.108   3,604,020,000 372,027,100 593,185,412 0.240   2017/03/17 0.088   2017/04/19 18,976,270,000 2,333,595,000 0.233   2016/09/22 0.064   2016/10/31
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.355   0.350   0.355   40,000 14,150 N/A 0.480   2017/03/17 0.177   2017/01/03 55,210,000 12,845,750 0.355   2016/11/30 0.137   2016/11/14
29343 Credit Suisse AG - China Life European Warrants Sep 2017 D HKD 0.126   0.063   0.082   5,467,080,000 510,408,940 N/A 0.188   2017/03/17 0.063   2017/04/21 13,893,080,000 1,672,678,760 -   - -   -
28069 Credit Suisse AG - China Mengniu European Wts Dec 2017 A HKD 0.199   0.130   0.141   11,560,000 1,812,170 N/A 0.226   2017/02/20 0.130   2017/04/19 58,410,000 10,940,110 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD 0.098   0.091   0.070   510,000 49,260 15,287,485 0.181   2017/01/04 0.091   2017/04/11 331,440,000 47,716,100 0.310   2016/08/26 0.145   2016/12/28
15920 Credit Suisse AG - China Mobile European Put Wts Jul 2017 A HKD 0.082   0.058   0.072   3,830,000 279,515 N/A 0.205   2017/01/04 0.058   2017/04/05 199,910,000 25,006,465 -   - -   -
26202 Credit Suisse AG - China Mobile European Put Wts Jul 2017 C HKD 0.229   0.145   0.202   53,980,000 9,417,395 N/A 0.265   2017/03/15 0.069   2017/03/20 511,690,000 90,823,940 -   - -   -
13608 Credit Suisse AG - China Mobile European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,456,818 0.020   2017/01/05 0.010   2017/02/21 27,385,000 354,575 0.500   2016/10/11 0.020   2016/12/30
14007 Credit Suisse AG - China Mobile European Warrants Apr 2017 B HKD -   -   0.010   0 0 78,909,327 0.065   2017/01/06 0.010   2017/03/23 105,490,000 3,850,780 0.345   2016/11/01 0.037   2016/12/28
13127 Credit Suisse AG - China Mobile European Warrants Aug 2017 A HKD 0.170   0.057   0.057   6,954,310,000 764,892,500 N/A 0.170   2017/04/05 0.057   2017/04/25 6,954,310,000 764,892,500 -   - -   -
23125 Credit Suisse AG - China Mobile European Warrants Jul 2017 B HKD 0.039   0.010   0.010   4,530,000 104,450 N/A 0.250   2017/02/01 0.010   2017/04/21 9,449,480,000 1,335,528,120 -   - -   -
29100 Credit Suisse AG - China Mobile European Warrants Jul 2017 D HKD 0.115   0.017   0.019   15,155,000 949,695 N/A 0.350   2017/03/21 0.017   2017/04/28 3,862,765,000 907,933,265 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 12,616 0.010   2017/03/23 0.010   2017/03/23 100,000 1,000 0.047   2016/04/27 0.010   2016/11/24
16179 Credit Suisse AG - China Mobile European Warrants Jun 2017 B HKD 0.117   0.011   0.017   31,190,000 1,855,425 N/A 0.350   2017/03/21 0.011   2017/04/24 5,331,430,000 806,490,825 -   - -   -
15022 Credit Suisse AG - China Mobile European Warrants May 2017 A HKD 0.049   0.010   0.010   10,505,000 306,545 N/A 0.285   2017/01/11 0.010   2017/04/20 9,081,005,000 2,133,902,140 0.290   2016/12/12 0.188   2016/12/16
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.060   0.031   0.031   462,005,000 19,236,340 260,434,884 0.092   2017/02/07 0.031   2017/04/28 5,836,085,000 356,511,635 0.183   2016/08/12 0.052   2016/12/28
12633 Credit Suisse AG - China Mobile European Warrants Oct 2017 A HKD 0.135   0.089   0.073   3,710,000 414,000 N/A 0.135   2017/04/05 0.089   2017/04/18 5,710,000 661,210 -   - -   -
14208 Credit Suisse AG - China Mobile European Warrants Oct 2017 B HKD 0.207   0.129   0.137   5,066,945,000 779,346,030 N/A 0.207   2017/04/21 0.129   2017/04/28 5,066,945,000 779,346,030 -   - -   -
28849 Credit Suisse AG - China Mobile European Warrants Sep 2017 A HKD 0.119   0.026   0.030   3,354,420,000 356,120,960 N/A 0.265   2017/03/20 0.026   2017/04/25 13,764,480,000 1,880,561,275 -   - -   -
28209 Credit Suisse AG - China Railway European Warrants Aug 2017A HKD 0.275   0.111   0.117   7,288,000 1,416,003 N/A 0.500   2017/03/24 0.111   2017/04/27 18,464,000 5,621,913 -   - -   -
18759 Credit Suisse AG - China Railway European Warrants Jul 2017A HKD 0.520   0.184   0.193   39,678,000 11,440,681 N/A 0.800   2017/03/24 0.184   2017/04/28 67,965,000 26,392,501 -   - -   -
13846 Credit Suisse AG - China Re European Warrants Apr 2017 A HKD -   -   0.012   0 0 59,751 0.142   2017/01/03 0.027   2017/03/28 2,748,000 307,821 0.189   2016/12/02 0.145   2016/12/15
18783 Credit Suisse AG - China Re European Warrants Jul 2017 A HKD 0.142   0.089   0.089   5,124,000 526,219 N/A 0.249   2017/01/09 0.089   2017/04/28 35,848,000 6,914,485 -   - -   -
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.205   0.138   0.170   2,580,000 431,750 32,529,363 0.335   2017/03/20 0.053   2017/03/10 874,845,000 99,498,495 0.270   2016/11/10 0.066   2016/12/28
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.210   0.156   0.178   15,060,000 2,796,980 N/A 0.270   2017/03/20 0.065   2017/03/13 213,630,000 28,943,205 0.221   2016/11/14 0.083   2016/12/28
11379 Credit Suisse AG - China Shenhua European Wts Oct 2017 B HKD -   -   0.335   0 0 N/A 0.213   2017/03/17 0.196   2017/03/17 2,260,000 469,490 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.249   0.200   0.205   31,112,000 6,988,420 N/A 0.255   2017/03/24 0.145   2017/01/06 321,832,000 65,366,008 0.265   2016/11/25 0.144   2016/12/28
27442 Credit Suisse AG - China Taiping European Warrants Sep 2017A HKD 0.186   0.133   0.170   5,324,000 825,974 N/A 0.255   2017/03/21 0.133   2017/04/19 52,066,000 10,560,480 -   - -   -
15955 Credit Suisse AG - China Tel European Warrants Jul 2017 A HKD 0.108   0.044   0.049   29,396,000 2,210,736 N/A 0.182   2017/01/06 0.035   2017/03/14 207,372,000 15,378,606 -   - -   -
12178 Credit Suisse AG - China Tel European Warrants Nov 2017 A HKD 0.233   0.165   0.174   119,428,000 25,330,314 N/A 0.250   2017/03/24 0.165   2017/04/28 127,228,000 27,079,288 -   - -   -
14467 Credit Suisse AG - China Vanke European Warrants Apr 2017 A HKD -   -   0.017   0 0 N/A 0.063   2017/03/17 0.032   2017/03/14 9,538,000 419,300 0.245   2016/11/28 0.036   2016/12/22
14905 Credit Suisse AG - ChiUnicom European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.194   2017/01/05 0.010   2017/03/24 200,764,000 16,443,258 0.380   2016/12/08 0.124   2016/12/23
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.161   0.093   0.093   12,950,000 1,513,436 28,519,037 0.161   2017/04/07 0.065   2017/01/16 1,135,614,000 103,817,522 0.204   2016/03/30 0.057   2016/11/15
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD 0.850   0.290   0.290   140,676,000 73,859,920 N/A 0.850   2017/04/06 0.214   2017/03/07 664,678,000 247,529,988 0.730   2016/12/01 0.310   2016/11/28
28434 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 B HKD 0.630   0.198   0.206   700,502,000 247,183,768 N/A 0.630   2017/04/06 0.191   2017/03/08 2,722,188,000 833,908,610 -   - -   -
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.222   0.149   0.146   33,060,000 6,093,220 40,019,510 0.222   2017/04/06 0.087   2017/01/16 948,780,000 114,330,600 0.171   2016/10/11 0.079   2016/11/14
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.070   0.033   0.035   1,768,560,000 91,461,160 15,846,963 0.070   2017/04/06 0.030   2017/03/08 1,819,000,000 93,671,780 0.146   2016/01/04 0.021   2016/07/20
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.048   0.022   0.022   10,580,000 378,880 72,807 0.048   2017/04/06 0.022   2017/04/28 11,080,000 394,400 0.107   2016/01/04 0.023   2016/11/29
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.149   0.094   0.111   5,176,000 613,168 2,880,350 0.176   2017/02/24 0.094   2017/04/24 92,648,000 13,801,292 0.209   2016/11/29 0.153   2016/12/15
15965 Credit Suisse AG - CITIC European Warrants Jul 2017 A HKD 0.260   0.176   0.275   3,694,000 845,002 N/A 0.710   2017/02/15 0.176   2017/04/19 35,106,000 15,986,672 -   - -   -
13854 Credit Suisse AG - CITIC Sec European Warrants Apr 2017 A HKD -   -   0.010   0 0 8,867,763 0.058   2017/02/17 0.012   2017/03/30 129,245,000 5,337,970 0.172   2016/10/24 0.038   2016/12/29
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD 0.016   0.012   0.014   3,690,000 53,085 4,308,758 0.060   2017/02/17 0.012   2017/04/24 265,030,000 13,118,200 0.211   2016/09/22 0.041   2016/12/28
16295 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 A HKD 0.166   0.129   0.150   36,345,000 5,482,410 N/A 0.265   2017/02/17 0.129   2017/04/19 386,890,000 82,186,190 -   - -   -
11401 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 B HKD 0.110   0.092   0.104   5,220,000 529,135 N/A 0.170   2017/03/21 0.092   2017/04/24 10,130,000 1,178,630 -   - -   -
18474 Credit Suisse AG - CKH European Put Warrants Jul 2017 B HKD -   -   0.020   0 0 N/A 0.233   2017/01/09 0.043   2017/03/14 154,350,000 20,582,910 -   - -   -
22957 Credit Suisse AG - CKH European Warrants Apr 2017 A HKD -   -   0.010   0 0 14,464 -   - -   - 0 0 0.100   2016/01/05 0.011   2016/11/25
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD 0.445   0.400   0.440   2,010,000 841,300 144,525 0.445   2017/04/26 0.400   2017/04/24 2,010,000 841,300 0.520   2016/09/12 0.290   2016/07/06
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD 0.204   0.173   0.212   3,400,000 628,000 1,226,600 0.228   2017/02/28 0.163   2017/02/13 37,050,000 7,329,500 0.250   2016/05/03 0.125   2016/07/06
25352 Credit Suisse AG - CKH Holdings European Warrants Aug 2017 B HKD 0.152   0.071   0.132   89,130,000 10,944,880 N/A 0.255   2017/03/02 0.071   2017/04/21 854,415,000 166,580,055 -   - -   -
18471 Credit Suisse AG - CKH Holdings European Warrants Jul 2017 A HKD 0.510   0.275   0.480   17,545,000 7,130,800 N/A 0.660   2017/02/28 0.275   2017/04/20 119,700,000 57,937,450 -   - -   -
14061 Credit Suisse AG - CKH Holdings European Warrants May 2017 A HKD 0.063   0.010   0.010   6,945,000 228,340 N/A 0.228   2017/01/11 0.010   2017/04/25 396,375,000 62,560,975 0.540   2016/11/04 0.142   2016/12/30
12385 Credit Suisse AG - CKH Holdings European Warrants Oct 2017 A HKD 0.129   0.076   0.097   13,220,000 1,329,995 N/A 0.240   2017/03/27 0.076   2017/04/21 19,210,000 2,433,450 -   - -   -
13521 Credit Suisse AG - CKI Holdings European Warrants Apr 2017 A HKD -   -   0.015   0 0 2,206,672 0.056   2017/01/16 0.015   2017/02/28 4,540,000 207,190 0.355   2016/09/29 0.041   2016/12/22
27102 Credit Suisse AG - CKI Holdings European Warrants Aug 2017 A HKD 0.203   0.085   0.196   23,780,000 3,732,770 N/A 0.238   2017/02/15 0.080   2017/03/31 72,220,000 12,897,150 -   - -   -
15940 Credit Suisse AG - CKI Holdings European Warrants May 2017 A HKD 0.222   0.063   0.205   6,670,000 1,067,860 N/A 0.280   2017/02/03 0.063   2017/04/19 171,970,000 37,140,240 -   - -   -
15426 Credit Suisse AG - CKP European Warrants Jun 2017 A HKD 0.245   0.144   0.216   91,365,000 18,047,745 N/A 0.305   2017/01/11 0.126   2017/03/09 552,410,000 113,413,595 0.190   2016/12/22 0.130   2016/12/29
13975 Credit Suisse AG - CKP European Warrants Oct 2017 A HKD 0.250   0.232   0.265   1,960,000 477,870 N/A 0.250   2017/04/27 0.232   2017/04/25 1,960,000 477,870 -   - -   -
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD 0.140   0.080   0.079   6,400,000 783,065 10,517,358 0.220   2017/02/23 0.071   2017/01/03 232,805,000 31,384,690 0.246   2016/09/08 0.061   2016/12/23
14789 Credit Suisse AG - CM Bank European Warrants Jun 2017 B HKD 0.340   0.100   0.073   2,714,000 527,090 N/A 0.990   2017/02/16 0.100   2017/04/24 53,588,500 23,288,323 0.690   2016/12/09 0.196   2016/12/28
25875 Credit Suisse AG - CNBM European Warrants Aug 2017 A HKD 0.740   0.365   0.390   9,694,000 5,072,340 N/A 0.980   2017/02/23 0.355   2017/03/30 45,444,000 26,015,040 -   - -   -
27778 Credit Suisse AG - CNBM European Warrants Aug 2017 B HKD 0.410   0.185   0.201   12,564,000 3,371,176 N/A 0.620   2017/03/02 0.185   2017/04/28 46,368,000 16,814,606 -   - -   -
15954 Credit Suisse AG - CNBM European Warrants Jul 2017 A HKD 1.320   1.150   0.820   148,000 176,800 N/A 1.440   2017/02/23 0.245   2017/01/03 24,710,000 16,424,704 -   - -   -
14794 Credit Suisse AG - CNBM European Warrants May 2017 A HKD 0.650   0.246   0.300   706,000 259,708 N/A 1.090   2017/03/02 0.146   2017/01/03 50,258,000 19,287,054 0.305   2016/12/12 0.142   2016/12/29
13969 Credit Suisse AG - CNOOC European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 14,505,777 0.325   2017/01/03 0.020   2017/03/27 369,264,000 64,936,702 0.520   2016/11/14 0.187   2016/12/14
14710 Credit Suisse AG - CNOOC European Warrants Apr 2017 B HKD -   -   0.010   0 0 N/A 0.198   2017/01/06 0.011   2017/03/16 322,526,000 49,430,328 0.440   2016/12/01 0.107   2016/12/28
25731 Credit Suisse AG - CNOOC European Warrants Aug 2017 A HKD 0.197   0.053   0.056   778,024,000 118,203,093 N/A 0.440   2017/02/06 0.053   2017/04/28 2,241,129,000 339,677,629 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.139   0.105   0.107   8,340,000 1,077,320 17,064,030 0.206   2017/01/05 0.098   2017/03/15 779,520,000 82,472,100 0.265   2016/10/25 0.089   2016/01/21
16167 Credit Suisse AG - CNOOC European Warrants Jul 2017 A HKD 0.028   0.019   0.010   670,000 17,240 N/A 0.380   2017/01/06 0.015   2017/03/15 2,961,953,000 621,802,389 -   - -   -
11242 Credit Suisse AG - CNOOC European Warrants Jul 2017 B HKD 0.365   0.123   0.130   344,928,000 47,005,326 N/A 0.365   2017/04/07 0.123   2017/04/27 1,027,989,000 250,196,924 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.064   0.049   0.046   6,030,000 364,960 14,181,920 0.132   2017/01/06 0.045   2017/03/15 769,010,000 48,765,270 0.167   2016/10/24 0.084   2016/08/03
13348 Credit Suisse AG - CPIC European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,960,839 -   - -   - 0 0 0.227   2016/09/22 0.023   2016/12/23
16245 Credit Suisse AG - CPIC European Warrants Jul 2017 A HKD 0.139   0.088   0.117   45,752,000 5,445,400 N/A 0.285   2017/01/06 0.088   2017/04/24 354,582,000 66,116,786 -   - -   -
27259 Credit Suisse AG - CPIC European Warrants Sep 2017 A HKD 0.115   0.080   0.102   3,556,000 367,056 N/A 0.265   2017/02/14 0.080   2017/04/24 57,246,000 10,937,852 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.125   0.069   0.070   32,650,000 3,291,580 8,741,712 0.158   2017/03/23 0.069   2017/04/28 196,910,000 22,628,720 0.196   2016/11/28 0.073   2016/09/20
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.084   0.049   0.051   28,525,000 1,854,600 N/A 0.116   2017/02/10 0.049   2017/04/24 210,445,000 19,645,300 0.192   2016/11/28 0.077   2016/12/22
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD 0.020   0.016   0.015   3,370,000 58,260 498,445 0.049   2017/01/24 0.016   2017/04/18 26,090,000 956,990 0.236   2016/04/14 0.040   2016/12/29
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.086   0.059   0.064   13,100,000 937,890 3,167,263 0.102   2017/01/27 0.059   2017/04/27 138,190,000 12,112,640 0.137   2016/11/29 0.084   2016/12/28
27779 Credit Suisse AG - CRRC Times European Warrants Aug 2017 A HKD 0.165   0.080   0.087   8,320,000 1,052,590 N/A 0.340   2017/02/20 0.080   2017/04/28 50,865,000 11,362,550 -   - -   -
16352 Credit Suisse AG - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.248   0.096   0.109   19,172,800 3,151,992 N/A 0.445   2017/01/05 0.096   2017/04/27 46,609,000 12,189,211 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.114   0.113   0.096   220,000 25,030 593,374 0.139   2017/02/27 0.113   2017/04/07 3,560,000 455,500 0.305   2016/01/04 0.122   2016/12/15
14060 Credit Suisse AG - CSR Times European Warrants May 2017 A HKD 0.236   0.074   0.024   4,090,000 887,180 N/A 0.590   2017/01/20 0.074   2017/04/24 36,505,000 15,006,460 0.610   2016/11/29 0.340   2016/12/22
24850 Credit Suisse AG - Dongfeng Motor European Warrants Jul 17 A HKD 0.430   0.169   0.176   6,720,000 1,583,474 N/A 0.690   2017/02/10 0.169   2017/04/27 17,160,000 6,727,154 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.106   0.084   0.094   9,730,000 924,220 4,711,413 0.194   2017/02/09 0.084   2017/04/20 88,295,000 13,317,675 0.260   2016/09/20 0.114   2016/12/28
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.270   0.153   0.189   72,900,000 14,017,640 16,789,270 0.310   2017/03/15 0.080   2017/01/03 390,820,000 72,295,220 0.260   2016/08/09 0.077   2016/12/29
29095 Credit Suisse AG - GAC European Warrants Dec 2017 A HKD 0.155   0.083   0.100   42,880,000 4,757,320 N/A 0.221   2017/03/14 0.083   2017/04/25 113,400,000 16,372,700 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.156   0.080   0.092   45,300,000 4,415,460 11,473,650 0.218   2017/03/14 0.063   2017/01/03 413,920,000 61,570,560 0.234   2016/09/15 0.063   2016/12/30
14515 Credit Suisse AG - Galaxy Ent European Put Wts Jun 2017 A HKD 0.010   0.010   0.010   10,000 100 N/A 0.240   2017/01/03 0.010   2017/04/07 483,260,000 53,072,530 0.285   2016/12/16 0.127   2016/12/07
13462 Credit Suisse AG - Galaxy Ent European Put Wts Oct 2017 B HKD 0.315   0.201   0.221   55,980,000 12,949,750 N/A 0.315   2017/04/24 0.201   2017/04/26 55,980,000 12,949,750 -   - -   -
29434 Credit Suisse AG - Galaxy Ent European Put Wts Sep 2017 A HKD 0.097   0.049   0.063   107,730,000 8,229,210 N/A 0.250   2017/03/09 0.049   2017/04/26 247,890,000 29,604,590 -   - -   -
13526 Credit Suisse AG - Galaxy Ent European Warrants Apr 2017 A HKD -   -   0.840   0 0 16,839,103 0.800   2017/03/28 0.171   2017/02/08 44,600,000 11,551,820 0.550   2016/12/01 0.160   2016/10/17
13194 Credit Suisse AG - Galaxy Ent European Warrants Aug 2017 A HKD 0.370   0.207   0.270   20,650,000 5,455,010 N/A 0.370   2017/04/10 0.207   2017/04/24 20,650,000 5,455,010 -   - -   -
14793 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.178   0.050   0.110   86,380,000 10,872,790 N/A 0.178   2017/04/11 0.041   2017/02/08 736,630,000 79,000,340 0.233   2016/12/07 0.072   2016/12/29
28444 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 C HKD 0.365   0.191   0.275   70,410,000 21,738,410 N/A 0.365   2017/04/11 0.120   2017/02/21 581,590,000 118,009,230 -   - -   -
14355 Credit Suisse AG - Galaxy Ent European Warrants May 2017 A HKD 0.510   0.405   0.495   5,200,000 2,463,550 N/A 0.510   2017/04/06 0.119   2017/02/08 1,123,520,000 226,461,570 0.460   2016/12/01 0.161   2016/12/28
29618 Credit Suisse AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.245   0.137   0.178   255,730,000 50,004,500 N/A 0.245   2017/04/03 0.137   2017/04/24 372,790,000 72,866,720 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD 0.076   0.031   0.035   8,500,000 305,560 N/A 0.130   2017/02/15 0.031   2017/04/27 48,628,000 4,577,812 0.103   2016/12/28 0.097   2016/12/28
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD 0.026   0.013   0.013   2,630,000 51,950 836,267 0.065   2017/02/15 0.013   2017/04/13 34,380,000 1,680,546 0.221   2016/09/19 0.052   2016/12/28
13952 Credit Suisse AG - Geely Auto European Put Warrants Apr 17 B HKD 0.010   0.010   0.010   2,980,000 29,800 13,047,309 0.530   2017/01/03 0.010   2017/04/12 234,385,000 45,444,930 0.760   2016/11/17 0.345   2016/12/08
25024 Credit Suisse AG - Geely Auto European Put Warrants Jul 17 B HKD 0.280   0.105   0.173   2,660,000 516,210 N/A 0.710   2017/02/02 0.105   2017/04/20 65,440,000 30,264,330 -   - -   -
13949 Credit Suisse AG - Geely Auto European Warrants Apr 2017 A HKD 1.210   0.103   0.265   20,210,000 4,924,275 8,951,678 1.800   2017/03/16 0.103   2017/04/18 50,995,000 33,902,225 0.700   2016/10/26 0.077   2016/12/23
27803 Credit Suisse AG - Geely Auto European Warrants Aug 2017 A HKD 2.520   2.030   1.950   2,000,000 4,388,900 N/A 3.460   2017/03/27 2.030   2017/04/18 15,760,000 41,654,400 -   - -   -
29107 Credit Suisse AG - Geely Auto European Warrants Aug 2017 B HKD 1.510   0.520   0.560   21,260,000 19,153,150 N/A 1.980   2017/03/14 0.520   2017/04/11 60,845,000 78,002,800 -   - -   -
18747 Credit Suisse AG - Geely Auto European Warrants Aug 2018 A HKD 0.390   0.390   0.285   100,000 39,000 N/A 0.450   2017/03/14 0.153   2017/01/09 875,485,000 219,322,955 -   - -   -
27233 Credit Suisse AG - Geely Auto European Warrants Aug 2018 B HKD 0.310   0.169   0.180   191,110,000 39,923,655 N/A 0.330   2017/03/14 0.169   2017/04/11 606,180,000 147,602,010 -   - -   -
11609 Credit Suisse AG - Geely Auto European Warrants Feb 2018 A HKD 0.140   0.091   0.099   3,580,000 413,335 N/A 0.221   2017/03/27 0.091   2017/04/12 31,485,000 5,632,190 -   - -   -
25001 Credit Suisse AG - Geely Auto European Warrants Jul 2017 A HKD 1.910   0.720   0.760   21,360,000 21,665,550 N/A 2.360   2017/03/16 0.600   2017/02/02 367,675,000 357,314,650 -   - -   -
13820 Credit Suisse AG - Geely Auto European Warrants Nov 2017 A HKD 0.209   0.136   0.135   25,055,000 4,150,560 N/A 0.209   2017/04/20 0.136   2017/04/28 25,055,000 4,150,560 -   - -   -
25028 Credit Suisse AG - Geely Auto European Warrants Nov 2018 A HKD 0.365   0.230   0.249   13,730,000 3,520,395 N/A 0.410   2017/03/14 0.195   2017/02/02 490,130,000 126,737,160 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD -   -   0.237   0 0 N/A 0.390   2017/03/13 0.102   2017/01/03 435,220,000 83,572,855 0.167   2016/11/28 0.092   2016/12/28
15951 Credit Suisse AG - GF Sec European Warrants Jun 2017 A HKD 0.076   0.037   0.042   2,984,000 163,620 N/A 0.174   2017/02/17 0.037   2017/04/24 121,558,000 16,991,502 -   - -   -
14786 Credit Suisse AG - GF Sec European Warrants Sep 2017 A HKD 0.067   0.045   0.045   936,000 56,790 N/A 0.125   2017/01/03 0.045   2017/04/27 25,200,000 2,444,654 0.201   2016/12/08 0.121   2016/12/29
29105 Credit Suisse AG - Greatwall Motor European Wts Aug 2017 A HKD 0.530   0.143   0.149   17,684,000 5,562,567 N/A 0.720   2017/03/02 0.143   2017/04/28 36,658,000 13,761,790 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.340   0.218   0.225   15,200,000 4,047,085 21,369,567 0.365   2017/02/22 0.158   2017/01/03 418,165,000 92,474,175 0.310   2016/10/25 0.123   2016/05/19
25751 Credit Suisse AG - Greatwall Motor European Wts Feb 2018 A HKD 0.162   0.088   0.088   93,040,000 10,438,725 N/A 0.213   2017/02/23 0.088   2017/04/28 374,665,000 52,901,340 -   - -   -
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD 0.027   0.013   0.015   1,584,000 32,172 6,611,534 0.094   2017/02/17 0.013   2017/04/24 183,752,000 14,541,232 0.199   2016/09/22 0.053   2016/12/28
11035 Credit Suisse AG - Haitong Sec European Warrants May 2017 A HKD 0.062   0.017   0.019   3,968,000 100,608 13,914,128 0.229   2017/02/17 0.017   2017/04/27 276,920,000 43,248,276 0.275   2016/08/15 0.126   2016/12/28
16292 Credit Suisse AG - Haitong Sec European Warrants Oct 2017 A HKD 0.074   0.047   0.055   5,808,000 331,396 N/A 0.193   2017/01/06 0.047   2017/04/24 185,952,000 25,676,432 -   - -   -
14080 Credit Suisse AG - Henderson Land European Warrants Dec 17 A HKD 0.218   0.191   0.215   1,120,000 229,570 N/A 0.218   2017/04/26 0.191   2017/04/20 1,120,000 229,570 -   - -   -
28852 Credit Suisse AG - Henganintl European Warrants Aug 2017 A HKD 0.098   0.051   0.055   13,635,000 1,026,370 N/A 0.360   2017/02/24 0.051   2017/04/27 33,070,000 4,119,740 -   - -   -
14025 Credit Suisse AG - Henganintl European Warrants May 2017 A HKD 0.010   0.010   0.010   200,000 2,000 N/A 0.280   2017/02/20 0.010   2017/04/05 137,990,000 27,623,555 0.550   2016/11/29 0.144   2016/12/29
27429 Credit Suisse AG - HKEX European Put Warrants Aug 2017 A HKD 0.101   0.076   0.079   18,010,000 1,544,870 N/A 0.131   2017/03/03 0.074   2017/03/20 192,890,000 20,315,440 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD 0.021   0.013   0.012   9,480,000 155,230 67,568,265 0.099   2017/01/04 0.013   2017/04/13 5,201,220,000 317,488,260 0.168   2016/08/22 0.062   2016/12/01
16209 Credit Suisse AG - HKEX European Put Warrants Oct 2017 B HKD 0.056   0.039   0.044   3,240,000 153,560 N/A 0.131   2017/01/04 0.039   2017/04/06 107,380,000 8,503,510 -   - -   -
11729 Credit Suisse AG - HKEX European Warrants Apr 2017 A HKD -   -   0.048   0 0 459,911,700 0.158   2017/02/16 0.022   2017/03/10 21,109,110,000 1,416,652,270 0.305   2016/09/09 0.051   2016/12/28
13133 Credit Suisse AG - HKEX European Warrants Apr 2017 B HKD -   -   0.010   0 0 267,581,571 0.082   2017/02/09 0.010   2017/03/27 36,056,000 1,311,254 1.250   2016/09/22 0.020   2016/12/28
16244 Credit Suisse AG - HKEX European Warrants Dec 2017 A HKD 0.134   0.083   0.090   17,510,000 2,018,230 N/A 0.195   2017/02/16 0.083   2017/04/24 336,650,000 51,588,220 -   - -   -
28061 Credit Suisse AG - HKEX European Warrants Dec 2017 B HKD 0.105   0.060   0.064   22,374,070,000 1,563,773,700 N/A 0.176   2017/02/17 0.060   2017/04/24 22,448,490,000 1,573,487,850 -   - -   -
14688 Credit Suisse AG - HKEX European Warrants Dec 2017 C HKD 0.146   0.143   0.148   200,000 28,900 N/A 0.146   2017/04/27 0.143   2017/04/27 200,000 28,900 -   - -   -
13023 Credit Suisse AG - HKEX European Warrants Feb 2018 A HKD 0.110   0.088   0.097   1,620,000 154,940 N/A 0.110   2017/04/13 0.088   2017/04/24 1,620,000 154,940 -   - -   -
14583 Credit Suisse AG - HKEX European Warrants Jan 2018 A HKD 0.151   0.144   0.146   640,000 94,200 N/A 0.151   2017/04/26 0.144   2017/04/28 640,000 94,200 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.020   0.010   0.010   41,920,000 501,980 1,122,225,715 0.085   2017/02/16 0.010   2017/04/13 85,506,950,000 4,005,802,020 0.154   2016/10/24 0.031   2016/12/28
15135 Credit Suisse AG - HKEX European Warrants Jul 2017 B HKD 0.067   0.038   0.043   86,400,000 4,338,520 N/A 0.140   2017/02/16 0.038   2017/04/24 112,644,070,000 8,390,552,340 0.133   2016/12/14 0.078   2016/12/28
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 8,218 -   - -   - 0 0 0.064   2016/08/16 0.014   2016/12/14
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD 0.032   0.010   0.010   24,796,900,000 658,243,680 480,958,760 0.082   2017/02/16 0.010   2017/04/24 45,426,400,000 1,296,968,440 0.242   2016/04/28 0.030   2016/12/28
14663 Credit Suisse AG - HKEX European Warrants Jun 2017 D HKD 0.020   0.010   0.010   1,250,000 23,440 N/A 0.079   2017/02/16 0.010   2017/04/26 28,917,100,000 1,842,176,780 0.146   2016/11/29 0.044   2016/12/28
25346 Credit Suisse AG - HKEX European Warrants Jun 2017 E HKD 0.132   0.078   0.095   37,500,000 4,319,530 N/A 0.216   2017/02/21 0.078   2017/04/19 385,370,000 61,183,750 -   - -   -
27784 Credit Suisse AG - HKEX European Warrants Jun 2017 F HKD 0.127   0.093   0.085   4,956,000 553,277 N/A 0.375   2017/02/16 0.093   2017/04/10 677,192,000 236,084,360 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.042   0.025   0.028   3,870,000 132,700 405,922,388 0.093   2017/02/16 0.025   2017/04/24 34,803,160,000 2,418,227,420 0.174   2016/10/11 0.043   2016/12/28
14391 Credit Suisse AG - HS H-SHARE European Warrants Apr 2017 A HKD -   -   0.216   0 0 N/A 0.480   2017/03/21 0.201   2017/01/03 90,460,000 20,359,908 0.490   2016/12/01 0.156   2016/12/23
26910 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 A HKD 0.370   0.249   0.330   600,000 201,530 N/A 0.670   2017/02/23 0.249   2017/04/19 4,300,000 2,016,620 -   - -   -
12406 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 B HKD 0.115   0.052   0.065   4,680,000 408,844 N/A 0.167   2017/03/24 0.052   2017/04/24 9,168,000 1,065,618 -   - -   -
15950 Credit Suisse AG - HS H-SHARE European Warrants Jun 2017 A HKD 0.600   0.430   0.570   104,000 59,820 N/A 1.050   2017/02/23 0.430   2017/04/19 9,536,000 8,989,320 -   - -   -
13048 Credit Suisse AG - HSBC European Put Warrants Apr 2017 D HKD -   -   0.010   0 0 36,915,641 0.074   2017/01/03 0.020   2017/01/24 64,272,000 3,162,924 0.380   2016/09/14 0.050   2016/12/08
14389 Credit Suisse AG - HSBC European Put Warrants Apr 2017 F HKD -   -   0.010   0 0 N/A 0.137   2017/01/03 0.010   2017/03/07 4,317,392,000 293,425,316 0.260   2016/11/21 0.087   2016/12/12
28586 Credit Suisse AG - HSBC European Put Warrants Aug 2017 B HKD 0.470   0.295   0.290   1,736,000 693,920 N/A 0.485   2017/03/01 0.295   2017/04/26 4,944,000 2,127,520 -   - -   -
16347 Credit Suisse AG - HSBC European Put Warrants Jul 2017 A HKD 0.039   0.012   0.013   20,692,000 599,352 N/A 0.211   2017/01/04 0.012   2017/04/26 4,604,904,000 351,871,996 -   - -   -
15186 Credit Suisse AG - HSBC European Put Warrants Jun 2017 C HKD 0.151   0.054   0.056   687,200,000 48,312,048 N/A 0.450   2017/01/03 0.054   2017/04/27 2,747,432,000 333,588,044 0.460   2016/12/30 0.375   2016/12/21
11052 Credit Suisse AG - HSBC European Wts Apr 2017 A HKD -   -   0.850   0 0 1,966,640 1.260   2017/02/20 0.720   2017/01/03 9,016,000 8,497,200 1.120   2016/12/08 0.176   2016/06/24
12991 Credit Suisse AG - HSBC European Wts Apr 2017 B HKD -   -   0.010   0 0 176,180,559 0.290   2017/02/20 0.010   2017/03/23 505,864,000 54,458,676 0.295   2016/12/08 0.052   2016/11/09
13439 Credit Suisse AG - HSBC European Wts Apr 2017 E HKD -   -   0.010   0 0 285,160,603 0.395   2017/02/20 0.025   2017/03/22 247,508,000 44,904,060 0.400   2016/12/08 0.086   2016/11/09
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.123   0.069   0.070   6,150,108,000 508,450,220 N/A 0.320   2017/02/20 0.069   2017/04/28 6,286,644,000 536,550,992 0.370   2016/12/08 0.158   2016/12/29
14217 Credit Suisse AG - HSBC European Wts Aug 2017 C HKD 0.150   0.103   0.126   6,392,000 817,312 N/A 0.150   2017/04/27 0.103   2017/04/24 6,392,000 817,312 -   - -   -
18684 Credit Suisse AG - HSBC European Wts Jul 2017 B HKD 0.095   0.040   0.063   17,077,992,000 1,238,867,208 N/A 0.295   2017/02/17 0.040   2017/04/24 31,548,760,000 2,708,412,476 -   - -   -
15137 Credit Suisse AG - HSBC European Wts Jun 2017 A HKD 0.039   0.013   0.024   30,468,000 893,432 N/A 0.193   2017/01/04 0.013   2017/04/21 31,578,876,000 3,870,891,680 0.234   2016/12/14 0.115   2016/12/28
15182 Credit Suisse AG - HSBC European Wts Jun 2017 B HKD 0.012   0.010   0.010   25,492,000 260,124 N/A 0.125   2017/01/05 0.010   2017/04/13 13,683,344,000 1,272,835,112 0.137   2016/12/15 0.085   2016/12/28
29096 Credit Suisse AG - HSBC European Wts Jun 2017 D HKD 0.041   0.013   0.030   36,864,000 986,020 N/A 0.122   2017/03/02 0.013   2017/04/21 41,466,888,000 3,475,495,888 -   - -   -
29270 Credit Suisse AG - HSBC European Wts Jun 2017 E HKD 0.177   0.072   0.108   3,841,252,000 342,858,732 N/A 0.260   2017/03/13 0.072   2017/04/20 3,896,320,000 353,845,960 -   - -   -
12504 Credit Suisse AG - HSBC European Wts May 2017 A HKD 0.189   0.047   0.172   15,092,000 1,781,436 4,908,282 0.560   2017/02/20 0.047   2017/04/24 56,788,000 12,456,480 0.540   2016/12/08 0.118   2016/11/09
24423 Credit Suisse AG - HSBC European Wts May 2017 B HKD 0.021   0.015   0.015   1,396,000 26,984 N/A 0.239   2017/02/21 0.015   2017/04/26 17,897,772,000 1,360,753,580 -   - -   -
29008 Credit Suisse AG - HSBC European Wts Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.080   0.048   0.075   27,608,000 1,884,784 N/A 0.233   2017/02/20 0.048   2017/04/19 10,857,760,000 1,650,895,320 0.315   2016/12/08 0.132   2016/12/29
15185 Credit Suisse AG - HSBC European Wts Sep 2017 A HKD 0.030   0.017   0.025   1,356,000 37,156 N/A 0.155   2017/02/20 0.017   2017/04/19 3,871,052,000 513,001,764 0.126   2016/12/30 0.110   2016/12/29
29007 Credit Suisse AG - HSBC European Wts Sep 2017 B HKD 0.042   0.041   0.044   400,000 16,596 N/A 0.093   2017/02/28 0.041   2017/04/27 584,000 33,532 -   - -   -
14433 Credit Suisse AG - HSBC European Wts Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18444 Credit Suisse AG - HSI European Put Warrants Apr 2017 A HKD -   -   0.017   0 0 N/A 0.090   2017/01/16 0.018   2017/03/06 2,700,000 138,570 -   - -   -
18456 Credit Suisse AG - HSI European Put Warrants Aug 2017 B HKD 0.043   0.022   0.022   8,450,000 266,750 N/A 0.109   2017/01/23 0.022   2017/04/28 313,120,000 28,326,600 -   - -   -
18449 Credit Suisse AG - HSI European Put Warrants May 2017 A HKD 0.010   0.010   0.010   450,000 4,500 N/A 0.083   2017/01/17 0.010   2017/04/20 238,860,000 13,552,470 -   - -   -
18438 Credit Suisse AG - HSI European Warrants Aug 2017 A HKD -   -   0.325   0 0 N/A 0.209   2017/01/16 0.209   2017/01/16 40,000 8,360 -   - -   -
18437 Credit Suisse AG - HSI European Warrants Jul 2017 A HKD -   -   0.290   0 0 N/A 0.201   2017/01/16 0.198   2017/01/16 40,000 7,980 -   - -   -
23154 Credit Suisse AG - HSI European Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18421 Credit Suisse AG - HSI European Warrants Jun 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD 0.034   0.013   0.017   8,556,000 204,622 9,839,279 0.105   2017/02/15 0.013   2017/04/19 153,602,000 11,654,222 0.255   2016/10/25 0.070   2016/12/29
28570 Credit Suisse AG - Huaneng Power European Warrants Aug 2017A HKD 0.160   0.101   0.128   5,468,000 707,342 N/A 0.310   2017/03/21 0.101   2017/04/26 35,444,000 6,960,442 -   - -   -
14798 Credit Suisse AG - Huaneng Power European Warrants Jun 2017A HKD 0.236   0.100   0.143   26,214,000 5,038,690 N/A 0.475   2017/03/21 0.100   2017/04/26 90,520,000 24,646,140 0.380   2016/12/08 0.300   2016/12/23
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.450   0.385   0.445   77,000 30,945 1,418,689 0.570   2017/02/16 0.315   2017/02/03 5,903,000 2,186,060 0.710   2016/09/09 0.132   2016/06/17
16277 Credit Suisse AG - ICBC European Warrants Jul 2017 B HKD 0.216   0.104   0.151   121,621,000 18,266,396 N/A 0.335   2017/03/21 0.104   2017/04/19 421,210,000 79,273,926 -   - -   -
14350 Credit Suisse AG - ICBC European Warrants May 2017 A HKD 0.077   0.077   0.040   1,000 77 N/A 0.220   2017/02/16 0.064   2017/02/03 321,736,000 42,273,015 0.193   2016/12/12 0.063   2016/12/28
28581 Credit Suisse AG - ICBC European Warrants Nov 2017 A HKD 0.099   0.053   0.065   8,044,000 604,782 N/A 0.221   2017/02/23 0.053   2017/04/19 34,026,000 4,025,407 -   - -   -
14797 Credit Suisse AG - ICBC European Warrants Nov 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27444 Credit Suisse AG - ICBC European Warrants Oct 2017 A HKD 0.175   0.097   0.125   273,657,000 32,931,325 N/A 0.290   2017/02/16 0.097   2017/04/20 964,455,000 170,693,256 -   - -   -
13226 Credit Suisse AG - Jiangxi Copper European Wts Apr 2017 A HKD -   -   1.180   0 0 14,368,250 3.260   2017/02/13 0.940   2017/01/03 12,711,000 20,311,270 2.550   2016/11/25 0.480   2016/10/12
25649 Credit Suisse AG - Jiangxi Copper European Wts Aug 2017 A HKD 0.455   0.192   0.220   8,207,000 1,717,038 N/A 1.600   2017/02/13 0.192   2017/04/27 90,346,000 96,721,258 -   - -   -
28589 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 A HKD 0.114   0.071   0.074   4,710,000 437,160 N/A 0.246   2017/02/23 0.071   2017/04/24 43,570,000 7,168,720 -   - -   -
14408 Credit Suisse AG - Jiangxi Copper European Wts Jun 2017 A HKD 0.107   0.044   0.051   41,050,000 3,216,610 N/A 0.245   2017/02/13 0.044   2017/04/27 411,650,000 64,709,720 0.208   2016/11/25 0.080   2016/12/23
17524 Credit Suisse AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 33 -   - -   - 20,000 200 -   - -   -
22761 Credit Suisse AG - KECL European Warrants Jul 2017 A HKD 1.280   0.530   0.540   4,308,000 3,995,280 N/A 1.280   2017/04/10 0.249   2017/02/03 43,664,000 21,300,050 -   - -   -
29870 Credit Suisse AG - KECL European Warrants Sep 2017 A HKD 0.600   0.205   0.207   11,702,000 3,374,832 N/A 0.600   2017/04/10 0.205   2017/04/28 16,162,000 4,426,480 -   - -   -
13531 Credit Suisse AG - Kingsoft European Warrants Dec 2017 A HKD 0.245   0.173   0.222   29,010,000 5,955,340 N/A 0.245   2017/04/28 0.173   2017/04/13 29,010,000 5,955,340 -   - -   -
27260 Credit Suisse AG - Kingsoft European Warrants Jul 2017 A HKD 0.380   0.152   0.320   146,020,000 33,057,250 N/A 0.380   2017/04/28 0.084   2017/02/24 380,660,000 72,992,940 -   - -   -
12881 Credit Suisse AG - Kingsoft European Warrants May 2017 A HKD 0.345   0.171   0.345   8,420,000 1,965,770 11,223,852 0.345   2017/04/25 0.058   2017/02/24 156,710,000 21,633,490 0.400   2016/09/22 0.088   2016/12/28
12380 Credit Suisse AG - Kingsoft European Warrants Nov 2017 A HKD 0.370   0.220   0.350   25,940,000 7,920,200 N/A 0.390   2017/03/24 0.220   2017/04/19 29,700,000 9,205,350 -   - -   -
13786 Credit Suisse AG - Lenovo European Warrants Apr 2017 A HKD 0.011   0.010   0.010   3,672,000 37,368 17,897,001 0.165   2017/01/17 0.010   2017/04/10 688,542,000 73,015,226 0.330   2016/10/18 0.067   2016/12/29
23710 Credit Suisse AG - Lenovo European Warrants Aug 2017 A HKD 0.120   0.024   0.040   258,260,000 25,932,696 N/A 0.235   2017/01/23 0.024   2017/04/20 472,694,000 53,712,748 -   - -   -
28861 Credit Suisse AG - Lenovo European Warrants Aug 2017 B HKD 0.590   0.295   0.315   75,004,000 34,269,780 N/A 0.590   2017/04/07 0.195   2017/03/10 151,730,000 56,398,770 -   - -   -
12181 Credit Suisse AG - Lenovo European Warrants Aug 2017 C HKD 0.325   0.139   0.140   395,372,000 92,651,128 N/A 0.325   2017/04/07 0.139   2017/04/28 512,938,000 118,183,774 -   - -   -
16213 Credit Suisse AG - Lenovo European Warrants May 2017 A HKD 0.280   0.043   0.047   91,968,000 13,536,426 N/A 0.390   2017/01/17 0.043   2017/04/28 533,308,000 92,610,026 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.042   0.028   0.029   108,400,000 4,140,580 3,413,300 0.043   2017/01/17 0.024   2017/03/10 469,280,000 15,703,980 0.189   2016/04/19 0.024   2016/12/29
13604 Credit Suisse AG - Lenovo European Warrants Oct 2017 A HKD 0.209   0.146   0.148   10,336,000 1,882,712 N/A 0.209   2017/04/13 0.146   2017/04/20 10,336,000 1,882,712 -   - -   -
13528 Credit Suisse AG - Lenovo European Warrants Sep 2017 A HKD 0.233   0.135   0.140   509,186,000 99,540,076 N/A 0.233   2017/04/11 0.135   2017/04/20 509,186,000 99,540,076 -   - -   -
28573 Credit Suisse AG - Li & Fung European Warrants Aug 2017 A HKD 0.141   0.077   0.081   18,246,000 2,174,504 N/A 0.310   2017/03/20 0.077   2017/04/25 172,588,000 32,164,500 -   - -   -
15938 Credit Suisse AG - Li & Fung European Warrants Jul 2017 A HKD 0.057   0.017   0.019   23,756,000 969,832 N/A 0.241   2017/01/04 0.017   2017/04/27 371,536,000 45,884,610 -   - -   -
15943 Credit Suisse AG - Link REIT European Warrants Jun 2017 A HKD 0.410   0.295   0.345   2,410,000 859,200 N/A 0.410   2017/04/13 0.146   2017/03/15 66,160,000 15,202,930 -   - -   -
14690 Credit Suisse AG - Link REIT European Warrants Oct 2017 A HKD 0.248   0.223   0.239   2,270,000 533,295 N/A 0.248   2017/04/28 0.223   2017/04/28 2,270,000 533,295 -   - -   -
13350 Credit Suisse AG - New World Dev European Wts Apr 2017 A HKD -   -   0.010   0 0 949,039 0.052   2017/02/24 0.011   2017/01/03 7,780,000 261,233 0.345   2016/09/22 0.015   2016/12/20
14221 Credit Suisse AG - New World Dev European Wts Aug 2017 A HKD 0.440   0.290   0.430   728,000 274,330 N/A 0.440   2017/04/28 0.290   2017/04/24 728,000 274,330 -   - -   -
14219 Credit Suisse AG - New World Dev European Wts May 2017 A HKD 0.245   0.026   0.034   79,953,000 11,572,931 N/A 0.670   2017/02/24 0.026   2017/04/24 244,195,000 60,660,383 0.330   2016/11/18 0.126   2016/12/29
29208 Credit Suisse AG - New World Dev European Wts Sep 2017 A HKD 0.315   0.191   0.239   4,124,000 963,223 N/A 0.465   2017/03/02 0.191   2017/04/19 7,902,000 2,440,698 -   - -   -
26907 Credit Suisse AG - PCCW European Warrants Aug 2017 A HKD 0.137   0.068   0.070   3,370,000 350,194 N/A 0.180   2017/03/01 0.068   2017/04/27 19,126,000 2,820,731 -   - -   -
14179 Credit Suisse AG - PCCW European Warrants May 2017 A HKD 0.057   0.014   0.010   12,846,000 554,742 N/A 0.185   2017/02/09 0.014   2017/04/27 262,266,000 30,970,345 0.255   2016/12/01 0.092   2016/12/29
14468 Credit Suisse AG - PetroChina European Warrants Apr 2017 A HKD 0.032   0.032   0.010   200,000 6,400 N/A 0.495   2017/01/18 0.025   2017/03/31 328,204,000 82,633,800 0.395   2016/12/14 0.157   2016/11/30
11402 Credit Suisse AG - PetroChina European Warrants Aug 2017 A HKD 0.144   0.059   0.060   325,128,000 38,727,836 N/A 0.280   2017/03/21 0.059   2017/04/27 1,049,096,000 159,012,384 -   - -   -
15337 Credit Suisse AG - PetroChina European Warrants Jun 2017 A HKD 0.038   0.012   0.012   4,160,000 89,452 N/A 0.285   2017/01/09 0.012   2017/04/19 331,868,000 56,447,212 0.237   2016/12/22 0.182   2016/12/29
16204 Credit Suisse AG - PetroChina European Warrants Jun 2017 B HKD 0.050   0.010   0.010   3,910,000 107,490 N/A 0.385   2017/01/09 0.010   2017/04/26 1,754,610,000 447,589,224 -   - -   -
13967 Credit Suisse AG - PetroChina European Warrants Oct 2017 A HKD 0.219   0.136   0.139   14,590,000 2,281,570 N/A 0.219   2017/04/21 0.136   2017/04/27 14,590,000 2,281,570 -   - -   -
14788 Credit Suisse AG - PICC European Warrants Apr 2017 A HKD -   -   0.015   0 0 N/A 0.067   2017/01/04 0.051   2017/01/13 20,000 1,180 0.250   2016/12/09 0.079   2016/12/23
14354 Credit Suisse AG - PICC European Warrants Jun 2017 A HKD 0.083   0.013   0.034   49,062,000 2,398,722 N/A 0.485   2017/01/06 0.013   2017/04/24 445,414,000 94,297,300 1.130   2016/11/28 0.370   2016/12/29
12378 Credit Suisse AG - PICC European Warrants Sep 2017 A HKD 0.330   0.157   0.295   12,274,000 2,712,420 N/A 0.330   2017/04/27 0.157   2017/04/19 15,280,000 3,505,030 -   - -   -
14787 Credit Suisse AG - PICC Group European Warrants Jun 2017 A HKD 0.033   0.021   0.015   320,000 7,830 N/A 0.102   2017/01/05 0.021   2017/04/06 73,200,000 5,889,677 0.174   2016/12/08 0.087   2016/12/29
18864 Credit Suisse AG - PICC Group European Warrants Jun 2017 B HKD 0.085   0.050   0.034   6,868,000 490,957 N/A 0.200   2017/01/10 0.050   2017/04/12 88,834,000 12,841,637 -   - -   -
16297 Credit Suisse AG - Ping An European Put Warrants Aug 2017 A HKD 0.033   0.015   0.014   1,700,000 46,500 N/A 0.199   2017/01/04 0.015   2017/04/26 310,710,000 32,367,200 -   - -   -
14609 Credit Suisse AG - Ping An European Put Warrants Jun 2017 C HKD 0.040   0.016   0.017   17,345,000 509,975 N/A 0.305   2017/01/04 0.016   2017/04/24 1,372,125,000 131,985,265 0.355   2016/12/23 0.166   2016/11/30
12594 Credit Suisse AG - Ping An European Put Warrants Oct 2017 B HKD 0.345   0.200   0.210   10,265,000 2,591,555 N/A 0.345   2017/04/20 0.200   2017/04/28 50,720,000 14,083,705 -   - -   -
12792 Credit Suisse AG - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 5,986,771 0.030   2017/01/12 0.010   2017/02/23 26,160,000 526,545 0.225   2016/09/09 0.020   2016/12/29
13725 Credit Suisse AG - Ping An European Warrants Apr 2017 B HKD -   -   0.010   0 0 214,876,167 0.049   2017/02/15 0.010   2017/03/23 7,389,050,000 308,268,300 0.222   2016/10/13 0.027   2016/12/29
14153 Credit Suisse AG - Ping An European Warrants Apr 2017 C HKD 0.186   0.031   0.062   23,470,000 2,535,630 N/A 0.285   2017/03/23 0.031   2017/04/12 4,479,100,000 582,579,925 0.430   2016/11/28 0.109   2016/12/23
14736 Credit Suisse AG - Ping An European Warrants Apr 2017 D HKD -   -   0.018   0 0 N/A 0.049   2017/01/12 0.012   2017/03/14 17,820,000 606,760 0.130   2016/12/09 0.093   2016/12/14
28063 Credit Suisse AG - Ping An European Warrants Aug 2017 B HKD 0.075   0.025   0.047   1,383,945,000 89,776,910 N/A 0.149   2017/02/17 0.025   2017/04/19 16,912,850,000 1,489,462,645 -   - -   -
14580 Credit Suisse AG - Ping An European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.031   0.015   0.026   627,380,000 13,815,495 2,586,258 0.038   2017/03/27 0.015   2017/04/19 635,150,000 14,051,890 0.113   2016/01/04 0.024   2016/12/23
15482 Credit Suisse AG - Ping An European Warrants Jul 2017 B HKD 0.170   0.055   0.103   1,232,025,000 86,726,715 N/A 0.205   2017/03/23 0.055   2017/04/19 34,380,400,000 4,355,675,980 0.153   2016/12/28 0.124   2016/12/29
26638 Credit Suisse AG - Ping An European Warrants Jul 2017 C HKD 0.260   0.229   0.345   4,270,000 1,027,825 N/A 0.430   2017/03/28 0.229   2017/04/19 7,040,000 1,932,310 -   - -   -
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.096   2016/01/04 0.020   2016/10/19
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD -   -   0.017   0 0 25,083 0.019   2017/03/23 0.013   2017/03/16 4,500,000 72,500 0.198   2016/09/22 0.078   2016/11/02
15795 Credit Suisse AG - Ping An European Warrants May 2017 A HKD 0.365   0.185   0.365   15,975,000 4,040,870 N/A 0.440   2017/03/23 0.153   2017/02/03 222,040,000 49,913,515 0.260   2016/12/30 0.243   2016/12/30
22777 Credit Suisse AG - Ping An European Warrants May 2017 B HKD 0.163   0.063   0.121   25,110,000 3,080,385 N/A 0.246   2017/03/23 0.063   2017/04/24 9,375,230,000 1,088,850,990 -   - -   -
27428 Credit Suisse AG - Ping An European Warrants Oct 2017 A HKD 0.158   0.070   0.112   17,931,835,000 1,848,794,225 N/A 0.212   2017/03/21 0.070   2017/04/21 18,422,765,000 1,943,692,970 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.054   0.034   0.049   70,400,000 3,035,900 40,447,150 0.070   2017/03/23 0.034   2017/04/21 4,901,000,000 230,685,300 0.158   2016/01/04 0.041   2016/12/23
12722 Credit Suisse AG - Ping An European Warrants Sep 2017 B HKD 0.085   0.052   0.081   620,000 48,210 N/A 0.136   2017/03/28 0.052   2017/04/19 830,000 76,665 -   - -   -
26655 Credit Suisse AG - PSBC European Warrants Aug 2017 A HKD 0.238   0.154   0.193   22,840,000 4,694,196 N/A 0.285   2017/03/07 0.154   2017/04/19 42,704,000 9,204,000 -   - -   -
11961 Credit Suisse AG - R&F Ppt European Warrants Aug 2017 A HKD 0.124   0.076   0.079   85,180,000 9,219,496 N/A 0.129   2017/03/23 0.066   2017/03/31 89,356,000 9,631,280 -   - -   -
14514 Credit Suisse AG - Sands China European Put Wts Apr 2017 B HKD -   -   0.015   0 0 N/A 0.245   2017/01/03 0.075   2017/03/02 212,292,000 35,497,744 0.295   2016/12/19 0.105   2016/12/01
15914 Credit Suisse AG - Sands China European Put Wts Jul 2017 A HKD 0.050   0.021   0.037   19,904,000 638,040 N/A 0.255   2017/01/03 0.021   2017/04/26 373,656,000 59,602,216 -   - -   -
12587 Credit Suisse AG - Sands China European Put Wts Sep 2017 B HKD 0.345   0.231   0.315   7,248,000 1,980,328 N/A 0.395   2017/03/27 0.231   2017/04/26 9,272,000 2,673,028 -   - -   -
13080 Credit Suisse AG - Sands China European Warrants Apr 2017 A HKD -   -   0.014   0 0 27,284,165 0.180   2017/01/11 0.010   2017/03/28 378,084,000 41,749,224 0.435   2016/09/09 0.091   2016/12/29
15933 Credit Suisse AG - Sands China European Warrants Jul 2017 B HKD 0.245   0.083   0.093   147,348,000 25,772,168 N/A 0.285   2017/01/11 0.062   2017/02/21 638,656,000 104,897,460 -   - -   -
14578 Credit Suisse AG - Sands China European Warrants May 2017 A HKD 0.047   0.024   0.017   1,056,000 41,424 N/A 0.112   2017/01/11 0.020   2017/02/27 69,672,000 5,003,252 0.300   2016/11/25 0.070   2016/12/29
12626 Credit Suisse AG - Sands China European Warrants Oct 2017 A HKD 0.164   0.068   0.070   35,984,000 4,301,236 N/A 0.164   2017/04/07 0.068   2017/04/28 41,200,000 4,943,592 -   - -   -
28439 Credit Suisse AG - Sands China European Warrants Sep 2017 A HKD 0.325   0.147   0.155   68,532,000 14,386,544 N/A 0.325   2017/04/07 0.146   2017/03/03 223,292,000 43,544,320 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.054   0.032   0.037   21,700,000 869,980 8,788,728 0.181   2017/01/03 0.032   2017/04/13 213,650,000 21,921,880 0.390   2016/02/11 0.094   2016/09/09
14218 Credit Suisse AG - SHK Ppt European Warrants Apr 2017 A HKD 0.310   0.038   0.068   5,120,000 880,320 N/A 0.325   2017/03/01 0.038   2017/04/19 183,050,000 29,584,220 0.290   2016/12/12 0.082   2016/12/29
27430 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 B HKD 0.630   0.385   0.430   11,840,000 5,740,750 N/A 0.630   2017/04/13 0.315   2017/02/20 131,760,000 60,022,750 -   - -   -
12432 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 C HKD 0.640   0.405   0.530   4,540,000 2,384,350 N/A 0.640   2017/04/18 0.330   2017/03/29 6,380,000 3,071,850 -   - -   -
16241 Credit Suisse AG - SHK Ppt European Warrants May 2017 A HKD 1.060   0.810   0.880   980,000 955,600 N/A 1.060   2017/04/06 0.330   2017/01/04 35,010,000 18,530,200 -   - -   -
15335 Credit Suisse AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.168   0.055   0.070   222,604,000 26,426,480 N/A 0.242   2017/01/27 0.045   2017/03/10 984,740,000 138,869,684 -   - -   -
14352 Credit Suisse AG - Sinopec Corp European Warrants Jun 2017 A HKD 0.445   0.181   0.224   19,092,000 6,520,552 N/A 0.485   2017/01/27 0.109   2017/03/15 533,390,000 145,334,102 0.380   2016/12/14 0.144   2016/11/21
13539 Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 A HKD 0.255   0.155   0.182   46,264,000 9,263,064 N/A 0.255   2017/04/26 0.155   2017/04/20 46,264,000 9,263,064 -   - -   -
13460 Credit Suisse AG - SMIC European Warrants Mar 2018 A HKD 0.228   0.172   0.224   3,030,000 638,010 N/A 0.228   2017/04/10 0.172   2017/04/19 3,030,000 638,010 -   - -   -
22757 Credit Suisse AG - SMIC European Warrants Oct 2017 A HKD 0.081   0.050   0.076   126,595,000 8,682,915 N/A 0.226   2017/01/17 0.050   2017/04/19 484,540,000 53,942,000 -   - -   -
13787 Credit Suisse AG - SPDR Gold Trust European Warrants Apr17 A HKD -   -   0.012   0 0 1,755,227 0.077   2017/01/18 0.014   2017/03/28 20,397,000 1,153,724 0.430   2016/11/09 0.046   2016/12/28
15942 Credit Suisse AG - SPDR Gold Trust European Wts Jul 2017 A HKD 0.520   0.390   0.390   944,000 436,305 N/A 0.590   2017/02/09 0.365   2017/03/15 6,615,000 3,232,775 -   - -   -
15949 Credit Suisse AG - Stanchart European Warrants Jun 2017 A HKD 0.520   0.450   0.560   926,000 452,140 N/A 1.190   2017/02/06 0.320   2017/01/03 9,369,500 5,113,015 -   - -   -
14796 Credit Suisse AG - Sunny Optical European Warrants Apr 2017A HKD 1.000   0.445   1.000   280,000 186,750 N/A 1.000   2017/04/21 0.066   2017/01/03 66,620,000 13,834,050 0.204   2016/12/06 0.066   2016/12/23
16218 Credit Suisse AG - Sunny Optical European Warrants Jul 2017A HKD 2.600   1.730   2.600   110,000 259,700 N/A 2.600   2017/04/28 0.355   2017/01/04 9,940,000 9,547,500 -   - -   -
24411 Credit Suisse AG - Techtronic European Warrants Aug 2017 A HKD 0.420   0.315   0.410   2,060,000 728,550 N/A 0.440   2017/03/16 0.172   2017/02/06 33,260,000 8,278,715 -   - -   -
28580 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 B HKD -   -   0.010   0 0 9,034,848 0.033   2017/01/04 0.010   2017/03/21 71,490,000 1,662,310 0.236   2016/06/06 0.028   2016/11/10
11611 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 C HKD -   -   0.010   0 0 110,857,478 0.084   2017/01/04 0.010   2017/03/15 3,468,740,000 212,353,980 0.237   2016/07/22 0.056   2016/10/26
13132 Credit Suisse AG - Tencent Holdings Euro Put Wts Apr 2017 D HKD -   -   0.010   0 0 9,078,935 0.187   2017/01/12 0.010   2017/03/23 127,770,000 8,511,210 0.270   2016/12/12 0.143   2016/10/25
18785 Credit Suisse AG - Tencent Holdings Euro Put Wts Aug 2017 A HKD 0.016   0.010   0.010   4,990,000 58,990 N/A 0.139   2017/01/06 0.010   2017/04/21 31,618,400,000 2,791,251,470 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.187   2016/05/13 0.053   2016/10/03
15922 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 B HKD 0.052   0.044   0.031   400,000 19,000 N/A 0.179   2017/01/03 0.044   2017/04/05 6,964,580,000 811,218,060 -   - -   -
25884 Credit Suisse AG - Tencent Holdings Euro Put Wts Jun 2017 D HKD 0.014   0.010   0.010   16,280,000 171,350 N/A 0.117   2017/02/08 0.010   2017/04/13 15,780,070,000 940,434,380 -   - -   -
25880 Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 A HKD 0.063   0.060   0.037   620,000 37,850 N/A 0.138   2017/02/03 0.055   2017/03/21 31,720,000 3,108,790 -   - -   -
12584 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 A HKD 0.184   0.087   0.087   8,617,280,000 884,201,100 N/A 0.184   2017/04/11 0.087   2017/04/28 8,617,280,000 884,201,100 -   - -   -
28762 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 C HKD 0.120   0.047   0.050   8,725,520,000 820,355,010 N/A 0.260   2017/03/01 0.047   2017/04/26 13,524,860,000 1,397,482,250 -   - -   -
26933 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 A HKD -   -   0.530   0 0 2,287,047 0.550   2017/03/27 0.183   2017/01/04 22,420,000 7,640,900 0.460   2016/09/09 0.095   2016/05/06
13345 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 E HKD -   -   0.010   0 0 1,485,793 0.170   2017/01/12 0.010   2017/03/24 64,116,000 5,817,516 1.190   2016/09/22 0.260   2016/11/21
13894 Credit Suisse AG - Tencent Holdings European Wts Apr 2017 F HKD -   -   0.035   0 0 352,465,785 0.083   2017/03/21 0.010   2017/01/24 1,068,680,000 34,271,830 0.164   2016/10/25 0.010   2016/12/28
23121 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 B HKD 0.260   0.260   0.375   30,000 7,800 N/A 0.260   2017/04/13 0.130   2017/01/24 348,470,000 58,830,390 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.550   0.350   0.530   12,400,000 5,401,300 139,004,928 0.550   2017/04/27 0.158   2017/01/04 524,040,000 110,579,060 0.405   2016/09/23 0.128   2016/12/23
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.187   0.073   0.172   342,680,000 44,528,430 587,998,452 0.187   2017/04/27 0.040   2017/03/03 53,485,920,000 3,470,634,150 0.224   2016/09/13 0.029   2016/12/20
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.280   0.131   0.275   21,110,000 3,634,120 N/A 0.280   2017/04/26 0.079   2017/01/04 31,303,700,000 3,262,868,700 0.136   2016/11/29 0.062   2016/12/28
14982 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 D HKD 0.390   0.221   0.385   39,490,000 11,003,900 N/A 0.390   2017/04/27 0.097   2017/01/04 32,857,160,000 4,074,189,790 0.123   2016/12/09 0.076   2016/12/23
15240 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 E HKD 0.485   0.295   0.485   10,880,000 4,276,100 N/A 0.485   2017/04/27 0.120   2017/01/04 8,358,310,000 1,152,371,390 0.136   2016/12/30 0.094   2016/12/23
16197 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 F HKD 4.280   2.550   4.220   2,402,000 9,302,940 N/A 4.280   2017/04/27 1.180   2017/01/23 31,804,000 54,696,580 -   - -   -
26635 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 G HKD 1.210   0.570   1.130   561,559,000 444,554,530 N/A 1.210   2017/04/27 0.355   2017/03/03 2,958,244,000 1,913,017,060 -   - -   -
12184 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 H HKD 0.360   0.218   0.222   5,027,024,000 1,504,802,222 N/A 0.395   2017/03/29 0.218   2017/04/28 5,561,016,000 1,701,395,347 -   - -   -
13003 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 I HKD 0.430   0.260   0.410   2,914,000 1,001,975 N/A 0.430   2017/04/28 0.260   2017/04/07 2,934,000 1,008,275 -   - -   -
13368 Credit Suisse AG - Tencent Holdings European Wts Jul 2018 A HKD 0.203   0.144   0.185   1,840,000 336,740 N/A 0.203   2017/04/26 0.144   2017/04/07 1,840,000 336,740 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD 0.640   0.450   0.630   16,220,000 8,914,150 11,543,267 0.640   2017/04/27 0.174   2017/01/04 147,670,000 43,790,820 0.455   2016/09/23 0.042   2016/06/08
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD 0.305   0.126   0.290   123,490,000 24,005,820 648,565,035 0.305   2017/04/27 0.046   2017/01/04 51,342,350,000 3,881,551,360 0.236   2016/09/09 0.030   2016/12/19
14378 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 C HKD 0.470   0.260   0.465   24,030,000 9,039,100 N/A 0.470   2017/04/27 0.085   2017/01/04 545,340,000 101,951,590 0.188   2016/11/29 0.064   2016/12/23
28767 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 E HKD 0.350   0.127   0.300   270,413,000 72,580,064 N/A 0.490   2017/03/21 0.127   2017/04/11 3,529,806,000 1,263,307,213 -   - -   -
14152 Credit Suisse AG - Tencent Holdings European Wts May 2017 A HKD 0.350   0.161   0.325   19,050,000 4,590,510 N/A 0.350   2017/04/26 0.047   2017/01/24 538,280,000 53,348,190 0.179   2016/11/10 0.034   2016/12/23
14574 Credit Suisse AG - Tencent Holdings European Wts May 2017 B HKD 1.300   0.176   1.050   19,333,000 7,960,376 N/A 1.300   2017/04/26 0.100   2017/03/03 2,041,439,000 640,308,795 0.520   2016/12/05 0.230   2016/12/23
14220 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 B HKD 0.241   0.170   0.235   9,090,000 2,043,210 N/A 0.241   2017/04/27 0.170   2017/04/27 9,090,000 2,043,210 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.115   0.076   0.107   29,487,030,000 2,572,165,150 1,146,770,127 0.120   2017/03/21 0.065   2017/03/03 72,188,120,000 6,879,338,670 0.224   2016/10/03 0.101   2016/11/15
26660 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 B HKD 0.265   0.155   0.265   57,780,000 10,559,270 N/A 0.265   2017/04/28 0.102   2017/03/03 346,030,000 55,915,540 -   - -   -
12916 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 D HKD 0.169   0.103   0.153   20,896,690,000 2,912,737,050 N/A 0.169   2017/04/26 0.103   2017/04/03 20,899,190,000 2,913,063,600 -   - -   -
14726 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 E HKD 0.156   0.154   0.154   820,000 127,240 N/A 0.156   2017/04/28 0.154   2017/04/28 820,000 127,240 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 0.490   0.395   0.510   240,000 114,500 31,995,832 0.490   2017/04/27 0.176   2017/01/04 374,660,000 82,590,030 0.430   2016/09/23 0.142   2016/12/28
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.410   0.249   0.405   2,130,000 708,850 31,663,403 0.410   2017/04/26 0.129   2017/01/04 550,340,000 101,704,410 0.350   2016/09/23 0.105   2016/12/23
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.152   0.083   0.145   103,880,000 12,238,530 725,497,003 0.152   2017/04/27 0.054   2017/03/09 49,946,070,000 4,307,046,080 0.235   2016/09/23 0.038   2016/12/23
16160 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 D HKD -   -   0.465   0 0 N/A 0.270   2017/02/17 0.172   2017/01/24 256,820,000 53,136,630 -   - -   -
29131 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 E HKD 0.155   0.085   0.145   319,270,000 36,024,130 N/A 0.155   2017/04/27 0.080   2017/03/23 38,279,610,000 3,727,733,670 -   - -   -
16257 Credit Suisse AG - Tracker Fund European Warrants Jul 2017 A HKD 0.300   0.300   0.345   10,000 3,000 N/A 0.300   2017/04/18 0.213   2017/01/04 166,050,000 39,284,795 -   - -   -
26134 Credit Suisse AG - Tracker Fund European Warrants May 2017 A HKD -   -   0.405   0 0 23,460 -   - -   - 0 0 0.330   2016/10/13 0.131   2016/05/13
14253 Credit Suisse AG - WH Group European Warrants May 2017 A HKD 0.165   0.024   0.045   13,491,000 973,546 N/A 0.500   2017/01/12 0.024   2017/04/28 102,376,500 21,203,243 0.810   2016/11/16 0.420   2016/12/29
13021 Credit Suisse AG - WH Group European Warrants Oct 2017 A HKD 0.460   0.375   0.450   1,278,000 551,990 N/A 0.460   2017/04/11 0.375   2017/04/28 1,363,000 589,308 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.183   0.111   0.132   28,600,000 4,191,724 5,374,916 0.183   2017/04/11 0.087   2017/01/03 155,616,000 18,722,728 0.173   2016/10/24 0.060   2016/01/14
14232 Credit Suisse AG - Yanzhou Coal European Warrants Nov 2017 A HKD 0.360   0.285   0.295   1,444,000 476,670 N/A 0.360   2017/04/26 0.285   2017/04/25 1,444,000 476,670 -   - -   -
11197 Credit Suisse AG - Yuexiu Property European Wts Feb 2018 A HKD 0.225   0.178   0.177   304,000 58,090 N/A 0.255   2017/03/15 0.178   2017/04/27 1,404,000 305,280 -   - -   -
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.209   0.144   0.144   24,292,000 4,278,570 4,075,945 0.233   2017/03/16 0.139   2017/01/18 126,268,000 24,439,552 0.305   2016/09/09 0.133   2016/12/28
26913 Credit Suisse AG - Zhaojin Mining European Warrants Aug 17 A HKD 0.470   0.224   0.227   7,022,000 2,669,538 N/A 0.860   2017/02/27 0.224   2017/04/28 9,931,000 4,416,408 -   - -   -
13847 Credit Suisse AG - Zijin Mining European Warrants Apr 2017 A HKD 0.335   0.135   0.102   5,850,000 1,225,572 15,784,785 0.475   2017/03/17 0.135   2017/04/20 114,724,000 27,565,912 0.445   2016/11/11 0.116   2016/12/23
28213 Credit Suisse AG - Zijin Mining European Warrants Aug 2017 A HKD 0.211   0.075   0.077   48,820,000 7,559,416 N/A 0.250   2017/03/20 0.075   2017/04/28 99,216,000 17,389,146 -   - -   -
15964 Credit Suisse AG - Zijin Mining European Warrants Jul 2017 A HKD 0.445   0.213   0.218   6,800,000 2,276,244 N/A 0.495   2017/03/17 0.213   2017/04/28 37,444,000 13,515,924 -   - -   -
14392 Credit Suisse AG - Zijin Mining European Warrants May 2017 A HKD 0.144   0.023   0.013   4,172,000 424,046 N/A 0.232   2017/03/17 0.023   2017/04/24 127,618,000 19,402,002 0.239   2016/11/29 0.094   2016/12/23
11889 Credit Suisse AG - ZTE European Warrants Dec 2017 A HKD 0.249   0.221   0.249   70,596,000 16,993,382 N/A 0.249   2017/04/28 0.221   2017/04/13 70,596,000 16,993,382 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD 0.330   0.236   0.310   9,170,000 2,752,276 N/A 0.330   2017/04/20 0.180   2017/03/10 156,240,000 34,226,738 0.305   2016/12/29 0.207   2016/12/19
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD 0.026   0.026   0.024   60,000 1,560 261,196 0.078   2017/01/03 0.026   2017/04/20 8,567,000 400,673 0.243   2016/02/12 0.080   2016/12/30
13402 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 A HKD 0.120   0.011   0.010   5,735,500 283,225 35,310,856 0.390   2017/02/21 0.011   2017/04/19 375,769,000 101,962,741 0.680   2016/12/01 0.232   2016/12/29
14943 Goldman Sachs SP (Asia) - A50 China European Wts Apr 2017 B HKD -   -   0.011   0 0 N/A 0.122   2017/01/05 0.045   2017/02/06 7,680,400 564,769 0.215   2016/12/09 0.080   2016/12/29
16127 Goldman Sachs SP (Asia) - A50 China European Wts Aug 2017 A HKD 0.345   0.200   0.209   91,796,200 25,845,345 N/A 0.560   2017/02/20 0.200   2017/04/19 343,205,800 117,715,687 -   - -   -
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.183   0.155   0.163   41,225,000 7,158,154 16,965,223 0.207   2017/02/21 0.144   2017/01/03 264,379,000 47,018,674 0.234   2016/01/05 0.111   2016/06/24
14148 Goldman Sachs SP (Asia) - A50 China European Wts May 2017 A HKD 0.071   0.011   0.011   41,418,000 1,664,647 N/A 0.250   2017/01/06 0.011   2017/04/28 267,235,900 32,329,366 0.465   2016/12/01 0.165   2016/12/30
14631 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 A HKD 0.380   0.335   0.340   650,200 223,898 N/A 0.380   2017/04/26 0.335   2017/04/28 650,200 223,898 -   - -   -
15987 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2017 A HKD 0.310   0.202   0.222   24,254,000 5,687,997 N/A 0.415   2017/02/16 0.196   2017/02/08 91,020,000 26,830,021 -   - -   -
27969 Goldman Sachs SP (Asia) - Agri Bk European Wts May 2017 A HKD 0.375   0.260   0.325   4,096,000 1,329,590 4,506,525 0.500   2017/02/16 0.150   2017/02/08 23,103,000 6,466,653 0.395   2016/09/22 0.080   2016/06/16
13959 Goldman Sachs SP (Asia) - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 12,434,090 -   - -   - 0 0 0.119   2016/10/27 0.013   2016/12/02
25982 Goldman Sachs SP (Asia) - AIA European Warrants Aug 2017 A HKD 0.270   0.069   0.219   1,020,320,000 114,484,166 N/A 0.270   2017/04/27 0.069   2017/04/19 8,348,316,000 1,107,766,086 -   - -   -
14633 Goldman Sachs SP (Asia) - AIA European Warrants Jul 2017 A HKD 0.590   0.295   0.570   1,180,000 486,000 N/A 0.590   2017/04/28 0.295   2017/04/26 1,180,000 486,000 -   - -   -
15170 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 A HKD 0.790   0.295   0.760   22,906,000 8,679,600 N/A 0.790   2017/04/27 0.183   2017/01/04 349,522,000 80,036,956 0.260   2016/12/15 0.189   2016/12/29
28560 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 B HKD 0.460   0.101   0.405   1,685,428,000 258,506,048 N/A 0.460   2017/04/27 0.101   2017/04/19 2,358,262,000 395,255,746 -   - -   -
14361 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 A HKD 0.335   0.029   0.245   25,412,000 3,619,566 N/A 0.335   2017/04/27 0.029   2017/04/19 7,396,996,000 653,516,088 0.231   2016/11/22 0.063   2016/12/29
14966 Goldman Sachs SP (Asia) - AIA European Warrants May 2017 B HKD 0.440   0.110   0.425   2,630,000 485,038 N/A 0.440   2017/04/28 0.084   2017/01/04 2,065,962,000 305,740,850 0.144   2016/12/14 0.091   2016/12/29
29242 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 A HKD 0.265   0.094   0.229   61,264,000 10,643,482 N/A 0.265   2017/04/27 0.094   2017/04/19 221,002,000 37,742,530 -   - -   -
11310 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 B HKD 0.440   0.148   0.365   117,982,000 22,208,444 N/A 0.440   2017/04/27 0.148   2017/04/19 138,122,000 26,781,788 -   - -   -
14822 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A HKD 0.095   0.036   0.053   808,122,000 62,819,556 N/A 0.241   2017/02/16 0.036   2017/04/20 1,922,298,000 231,636,221 0.144   2016/12/08 0.069   2016/12/28
29459 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 B HKD 0.056   0.022   0.022   321,149,000 17,182,626 N/A 0.129   2017/03/17 0.022   2017/04/27 1,905,094,000 172,322,467 -   - -   -
15493 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 A HKD 0.196   0.084   0.115   223,778,000 25,548,915 N/A 0.375   2017/02/16 0.084   2017/04/20 450,593,000 57,941,514 0.150   2016/12/30 0.111   2016/12/28
27566 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 B HKD 0.128   0.049   0.064   999,706,000 94,896,518 N/A 0.340   2017/02/16 0.049   2017/04/20 1,043,134,000 104,178,247 -   - -   -
11049 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 A HKD 0.560   0.390   0.500   2,299,000 1,054,855 2,457,084 0.770   2017/02/24 0.320   2017/02/03 15,462,000 7,404,505 0.620   2016/09/22 0.212   2016/07/08
13095 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 B HKD 0.030   0.010   0.010   4,300,000 121,000 5,628,896 0.157   2017/02/16 0.010   2017/04/11 35,516,000 3,040,925 0.204   2016/09/22 0.034   2016/12/29
14372 Goldman Sachs SP (Asia) - BOCL European Warrants May 2017 C HKD 0.380   0.250   0.365   2,735,000 900,760 N/A 0.600   2017/02/24 0.206   2017/01/03 54,001,000 15,207,725 0.340   2016/12/09 0.169   2016/12/28
28563 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 A HKD 0.091   0.050   0.062   9,755,000 646,468 N/A 0.206   2017/02/24 0.050   2017/04/19 263,243,000 37,380,860 -   - -   -
16820 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 A HKD 0.243   0.133   0.173   97,695,000 15,750,321 N/A 0.450   2017/02/23 0.133   2017/04/20 136,091,000 25,958,735 -   - -   -
11898 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 B HKD 0.056   0.020   0.025   22,820,000 783,743 N/A 0.159   2017/03/21 0.020   2017/04/21 41,138,000 2,772,206 -   - -   -
14274 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 C HKD 0.128   0.100   0.100   22,996,000 2,655,659 N/A 0.128   2017/04/26 0.100   2017/04/28 22,996,000 2,655,659 -   - -   -
12740 Goldman Sachs SP (Asia) - BYD European Warrants Sep 2017 A HKD 0.470   0.340   0.360   36,170,000 14,695,550 N/A 0.475   2017/03/28 0.290   2017/03/30 37,630,000 15,183,225 -   - -   -
14010 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jun 2017 A HKD 0.076   0.021   0.021   6,270,000 348,566 17,816,945 0.125   2017/01/26 0.021   2017/04/24 125,664,000 12,373,686 0.249   2016/11/03 0.086   2016/12/30
15829 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Sep 2017 A HKD 0.228   0.146   0.153   17,140,000 3,106,722 N/A 0.290   2017/02/23 0.146   2017/04/27 50,584,000 10,691,684 -   - -   -
14421 Goldman Sachs SP (Asia) - CC Bank European Wts Apr 2017 A HKD -   -   0.010   0 0 N/A 0.244   2017/02/22 0.010   2017/03/31 3,309,099,000 292,011,699 0.189   2016/12/01 0.056   2016/12/23
26714 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 A HKD 0.280   0.136   0.159   217,530,000 39,453,727 N/A 0.405   2017/02/28 0.136   2017/04/20 249,152,000 48,727,869 -   - -   -
28768 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 B HKD 0.082   0.030   0.035   118,479,000 7,637,974 N/A 0.241   2017/02/23 0.030   2017/04/20 3,111,013,000 331,213,276 -   - -   -
11627 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 C HKD 0.229   0.105   0.143   212,903,000 32,674,882 N/A 0.340   2017/03/21 0.105   2017/04/20 221,095,000 35,033,798 -   - -   -
15489 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 A HKD 0.560   0.370   0.490   3,618,000 1,556,245 N/A 0.750   2017/02/23 0.315   2017/02/08 42,708,000 18,241,530 0.500   2016/12/30 0.305   2016/12/23
26794 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 B HKD 0.360   0.214   0.295   8,791,000 2,528,034 N/A 0.540   2017/03/21 0.214   2017/04/20 24,677,000 9,253,069 -   - -   -
28922 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 C HKD 0.119   0.042   0.050   1,073,478,000 104,622,413 N/A 0.255   2017/02/27 0.042   2017/04/20 3,947,118,000 524,968,527 -   - -   -
11616 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 D HKD 0.265   0.130   0.153   37,197,000 7,305,515 N/A 0.405   2017/03/21 0.130   2017/04/27 53,664,000 12,579,821 -   - -   -
14938 Goldman Sachs SP (Asia) - CC Bank European Wts Jun 2017 A HKD 0.236   0.114   0.184   852,000 146,779 N/A 0.410   2017/02/20 0.114   2017/04/20 1,159,004,000 212,874,037 0.310   2016/12/12 0.136   2016/12/22
15173 Goldman Sachs SP (Asia) - CC Bank European Wts May 2017 A HKD 0.370   0.193   0.370   1,313,000 350,331 N/A 0.560   2017/02/22 0.149   2017/02/08 1,245,870,000 292,515,590 0.330   2016/12/28 0.169   2016/12/23
27804 Goldman Sachs SP (Asia) - CC Bank European Wts May 2017 B HKD 0.085   0.033   0.036   4,471,000 261,959 N/A 0.315   2017/02/16 0.033   2017/04/28 2,589,708,000 490,868,156 -   - -   -
14375 Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2017 A HKD 0.140   0.091   0.099   6,910,000 758,660 N/A 0.140   2017/04/25 0.091   2017/04/27 6,910,000 758,660 -   - -   -
14728 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A HKD 0.207   0.109   0.144   645,591,000 100,212,335 N/A 0.325   2017/03/21 0.109   2017/04/20 901,251,000 163,889,037 0.241   2016/12/30 0.122   2016/12/23
13865 Goldman Sachs SP (Asia) - CGS European Warrants Apr 2017 A HKD -   -   0.013   0 0 4,013,639 0.345   2017/02/17 0.016   2017/03/31 28,913,500 4,643,986 0.770   2016/10/25 0.182   2016/12/23
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.092   0.041   0.045   208,330,000 14,754,610 8,068,070 0.108   2017/03/23 0.041   2017/04/24 567,960,000 42,913,160 0.239   2016/04/22 0.042   2016/12/22
16587 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 B HKD 2.330   1.470   1.580   2,234,000 4,197,540 N/A 2.360   2017/03/24 0.930   2017/02/03 14,836,000 21,966,400 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.270   0.238   0.209   330,000 84,280 8,090,313 0.300   2017/03/23 0.087   2017/01/04 55,790,000 9,139,510 0.218   2016/08/15 0.080   2016/12/20
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.238   0.238   0.205   160,000 38,080 N/A 0.275   2017/03/23 0.116   2017/01/04 86,820,000 12,891,990 0.175   2016/11/29 0.107   2016/12/23
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.365   0.260   0.280   1,560,000 488,300 6,598,782 0.365   2017/04/06 0.156   2017/01/03 33,680,000 6,876,900 0.275   2016/03/30 0.132   2016/01/21
23262 Goldman Sachs SP (Asia) - China Cinda Euro Wts Apr 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 -   - -   -
28273 Goldman Sachs SP (Asia) - China Life Euro Put Wts Aug 2017 B HKD 0.095   0.040   0.043   86,840,000 6,575,930 N/A 0.148   2017/02/21 0.040   2017/04/27 2,205,400,000 188,148,600 -   - -   -
25973 Goldman Sachs SP (Asia) - China Life Euro Put Wts Jun 2017 C HKD 0.024   0.019   0.014   1,150,000 26,030 N/A 0.124   2017/02/06 0.013   2017/03/20 2,769,200,000 125,196,200 -   - -   -
12652 Goldman Sachs SP (Asia) - China Life Euro Wts Apr 2017 A HKD 0.097   0.014   0.010   7,890,000 330,350 21,427,897 0.247   2017/03/17 0.014   2017/04/13 567,260,000 50,633,040 0.175   2016/09/22 0.033   2016/11/09
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD 0.365   0.265   0.335   1,010,000 340,700 N/A 0.470   2017/03/21 0.176   2017/01/03 75,600,000 17,874,970 0.360   2016/11/28 0.134   2016/11/14
27500 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 A HKD 0.138   0.082   0.103   111,700,000 11,755,370 N/A 0.290   2017/02/15 0.082   2017/04/19 994,360,000 161,764,470 -   - -   -
27104 Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 A HKD 0.166   0.100   0.135   161,950,000 21,854,000 N/A 0.270   2017/02/15 0.100   2017/04/19 450,800,000 81,355,910 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.460   0.390   0.435   960,000 425,200 8,796,058 0.590   2017/03/17 0.218   2017/01/03 10,810,000 3,419,060 0.420   2016/11/30 0.109   2016/07/08
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.163   0.075   0.123   11,450,000 1,555,820 101,222,057 0.260   2017/03/20 0.075   2017/04/19 3,302,440,000 368,396,430 0.218   2016/09/23 0.050   2016/11/09
14622 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 B HKD 0.099   0.042   0.073   3,710,000 264,980 N/A 0.192   2017/02/15 0.042   2017/04/18 10,444,360,000 828,215,970 0.217   2016/11/28 0.054   2016/12/28
28564 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 D HKD 0.231   0.067   0.120   8,454,000 1,078,555 N/A 0.540   2017/02/22 0.067   2017/04/20 41,787,000 12,383,521 -   - -   -
29056 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 E HKD 0.234   0.102   0.060   10,301,000 1,826,994 N/A 0.550   2017/03/20 0.102   2017/04/07 39,374,000 10,986,943 -   - -   -
24762 Goldman Sachs SP (Asia) - China Life Euro Wts May 2017 A HKD 0.199   0.072   0.141   8,750,000 1,316,260 N/A 0.315   2017/03/21 0.072   2017/04/20 130,000,000 22,838,280 -   - -   -
15621 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A HKD 0.325   0.221   0.290   1,800,000 486,350 N/A 0.425   2017/02/15 0.158   2017/01/03 112,600,000 26,476,310 0.172   2016/12/30 0.153   2016/12/29
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.154   0.074   0.109   697,570,000 78,948,690 173,202,713 0.228   2017/02/15 0.074   2017/04/19 3,726,820,000 584,565,610 0.270   2016/09/22 0.057   2016/11/09
26464 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 B HKD 0.216   0.182   0.193   11,740,000 2,312,460 N/A 0.315   2017/02/16 0.182   2017/04/28 30,580,000 7,292,530 -   - -   -
29115 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 C HKD 0.084   0.038   0.053   107,910,000 6,604,750 N/A 0.141   2017/03/17 0.038   2017/04/20 6,606,750,000 651,176,260 -   - -   -
11304 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 D HKD 0.116   0.059   0.079   1,317,180,000 129,982,890 N/A 0.218   2017/03/17 0.059   2017/04/21 1,448,930,000 151,162,220 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.133   0.107   0.126   31,950,000 3,646,750 10,876,967 0.147   2017/01/03 0.089   2017/03/21 221,050,000 25,478,500 0.209   2016/02/11 0.088   2016/10/11
25053 Goldman Sachs SP (Asia) - China Mobile Euro Wts Apr 2017 A HKD 0.032   0.010   0.010   3,200,000 47,100 18,877,425 0.075   2017/03/21 0.010   2017/04/18 848,900,000 38,868,800 0.170   2016/08/15 0.029   2016/12/28
11641 Goldman Sachs SP (Asia) - China Mobile Euro Wts Aug 2017 A HKD 0.111   0.033   0.035   56,220,000 4,420,750 N/A 0.330   2017/03/21 0.033   2017/04/25 5,127,680,000 645,120,690 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.013   0.013   0.013   1,000,000 13,000 1,227,908 0.027   2017/02/01 0.013   2017/04/07 204,050,000 4,428,200 0.094   2016/07/21 0.017   2016/12/29
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD -   -   0.015   0 0 267 -   - -   - 0 0 0.051   2016/09/09 0.016   2016/11/10
29621 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 B HKD 0.114   0.022   0.022   38,395,000 3,212,680 N/A 0.335   2017/03/23 0.022   2017/04/28 1,759,980,000 326,096,335 -   - -   -
11637 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 C HKD 0.247   0.071   0.074   111,610,000 15,727,775 N/A 0.510   2017/03/20 0.071   2017/04/28 155,610,000 29,581,795 -   - -   -
14259 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 D HKD 0.260   0.192   0.201   31,400,000 6,942,840 N/A 0.260   2017/04/21 0.192   2017/04/28 31,400,000 6,942,840 -   - -   -
15292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 A HKD 0.229   0.045   0.048   4,352,480,000 703,721,845 N/A 0.510   2017/02/02 0.045   2017/04/28 7,619,255,000 1,514,881,080 0.340   2016/12/21 0.270   2016/12/28
15646 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 B HKD 0.540   0.197   0.209   51,840,000 14,041,925 N/A 0.910   2017/03/21 0.197   2017/04/28 175,355,000 85,942,600 0.530   2016/12/30 0.475   2016/12/29
28918 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 C HKD 0.061   0.012   0.010   56,575,000 2,696,945 N/A 0.166   2017/03/21 0.012   2017/04/21 2,320,140,000 268,725,330 -   - -   -
14363 Goldman Sachs SP (Asia) - China Mobile Euro Wts May 2017 A HKD 0.052   0.010   0.010   4,045,000 127,930 N/A 0.220   2017/01/26 0.010   2017/04/20 1,653,065,000 232,564,335 0.247   2016/11/18 0.109   2016/12/28
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.023   0.011   0.011   78,550,000 1,280,350 48,396,617 0.044   2017/02/02 0.011   2017/04/28 8,463,050,000 279,473,550 0.124   2016/09/09 0.027   2016/12/28
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.068   0.046   0.048   1,480,050,000 95,039,050 47,656,458 0.096   2017/02/02 0.046   2017/04/25 3,126,050,000 212,143,950 0.172   2016/09/09 0.066   2016/12/28
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD 0.034   0.014   0.014   16,910,000 343,800 2,831,893 0.061   2017/03/21 0.014   2017/04/27 176,840,000 8,123,190 0.165   2016/04/20 0.030   2016/12/29
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.077   0.041   0.041   11,170,000 759,180 2,000,748 0.106   2017/03/21 0.041   2017/04/26 96,180,000 7,995,720 0.128   2016/06/16 0.047   2016/10/04
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.610   0.570   0.570   150,000 90,950 3,484,063 0.800   2017/03/20 0.335   2017/01/03 36,535,000 17,276,500 0.520   2016/11/10 0.159   2016/01/21
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.290   0.221   0.245   4,450,000 1,083,650 17,088,763 0.365   2017/03/20 0.129   2017/01/03 286,370,000 54,293,585 0.310   2016/11/01 0.117   2016/12/29
15819 Goldman Sachs SP (Asia) - China Tel European Wts Jun 2017 A HKD 0.100   0.026   0.030   28,192,000 2,040,444 N/A 0.200   2017/01/06 0.026   2017/04/28 136,192,000 11,831,172 -   - -   -
11241 Goldman Sachs SP (Asia) - China Tel European Wts Sep 2017 A HKD 0.205   0.126   0.146   382,936,000 70,345,250 N/A 0.255   2017/03/20 0.126   2017/04/27 427,080,000 78,172,962 -   - -   -
12478 Goldman Sachs SP (Asia) - China Unicom Euro Wts Apr 2017 A HKD 1.460   0.980   1.150   1,370,000 1,607,960 8,781,741 1.460   2017/04/03 0.226   2017/01/25 28,940,000 17,533,368 1.290   2016/10/11 0.390   2016/11/15
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.172   0.113   0.109   7,982,000 1,209,550 2,413,375 0.172   2017/04/06 0.083   2017/03/02 104,704,000 11,739,470 0.208   2016/04/15 0.062   2016/08/05
15075 Goldman Sachs SP (Asia) - China Unicom Euro Wts Jun 2017 A HKD 0.700   0.214   0.234   69,782,000 33,839,348 N/A 0.700   2017/04/07 0.214   2017/04/28 303,788,000 144,913,334 0.710   2016/12/13 0.420   2016/12/23
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.198   0.152   0.151   2,040,000 355,920 19,011,780 0.198   2017/04/11 0.093   2017/01/16 643,800,000 68,710,660 0.176   2016/10/11 0.083   2016/08/04
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.066   0.029   0.029   1,762,920,000 92,734,720 15,915,343 0.066   2017/04/06 0.029   2017/04/28 1,785,800,000 93,836,360 0.121   2016/03/30 0.027   2016/11/14
16853 Goldman Sachs SP (Asia) - China Unicom Euro Wts Sep 2017 A HKD 1.410   0.650   0.660   33,754,000 34,530,220 N/A 1.410   2017/04/06 0.510   2017/03/08 411,464,000 268,701,180 -   - -   -
11971 Goldman Sachs SP (Asia) - China Vanke European Wts Apr 2017A HKD 0.195   0.059   0.065   10,104,000 1,395,745 14,596,151 0.360   2017/03/14 0.031   2017/03/13 135,484,000 18,969,013 0.470   2016/11/28 0.104   2016/12/29
16124 Goldman Sachs SP (Asia) - CITIC Bank European Wts Dec 2017 A HKD 0.375   0.176   0.187   27,026,000 6,192,594 N/A 0.610   2017/02/23 0.176   2017/04/27 47,929,000 15,447,484 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.041   0.027   0.036   3,500,000 119,900 1,901,702 0.082   2017/02/15 0.027   2017/04/20 46,273,000 3,189,216 0.160   2016/07/26 0.058   2016/12/29
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.029   0.014   0.018   30,915,000 568,357 10,979,374 0.075   2017/02/15 0.014   2017/04/19 438,463,000 24,384,193 0.221   2016/01/20 0.057   2016/12/29
23248 Goldman Sachs SP (Asia) - CITIC European Warrants May 2017 A HKD -   -   0.015   0 0 27,102 -   - -   - 0 0 0.126   2016/01/04 0.021   2016/12/05
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.087   0.058   0.078   31,090,000 2,287,300 8,327,185 0.149   2017/02/15 0.058   2017/04/19 149,590,000 16,753,560 0.260   2016/08/15 0.110   2016/12/23
16555 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 B HKD 0.435   0.265   0.365   1,978,000 681,775 N/A 0.950   2017/01/12 0.265   2017/04/20 8,623,000 5,158,465 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.041   0.016   0.036   2,200,000 50,325 N/A 0.068   2017/01/05 0.015   2017/02/06 79,545,000 3,632,850 0.174   2016/11/30 0.045   2016/12/23
15832 Goldman Sachs SP (Asia) - CITIC Sec European Wts Dec 2017 A HKD 0.135   0.103   0.126   30,720,000 3,692,885 N/A 0.260   2017/01/11 0.103   2017/04/10 243,350,000 43,633,735 -   - -   -
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD 0.212   0.200   0.212   1,750,000 361,600 6,495,333 0.225   2017/03/23 0.148   2017/01/17 38,800,000 6,552,350 0.330   2016/09/02 0.136   2016/12/30
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.077   0.058   0.075   8,870,000 641,595 12,958,573 0.091   2017/02/28 0.058   2017/04/18 977,965,000 70,530,015 0.164   2016/09/09 0.054   2016/07/06
16146 Goldman Sachs SP (Asia) - CKH European Wts Oct 2017 A HKD 0.495   0.295   0.395   43,630,000 17,592,950 N/A 0.640   2017/03/02 0.295   2017/04/21 108,760,000 53,121,450 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD -   -   0.010   0 0 2,296,484 0.025   2017/01/11 0.010   2017/03/28 2,440,000 46,350 0.060   2016/04/28 0.016   2016/12/28
16779 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2017 A HKD 0.550   0.465   0.590   4,340,000 2,297,350 N/A 0.690   2017/02/22 0.440   2017/03/09 5,740,000 2,979,450 -   - -   -
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD 0.520   0.450   0.390   1,130,000 546,875 1,330,811 0.610   2017/03/27 0.305   2017/01/09 13,955,000 5,339,475 0.500   2016/09/09 0.198   2016/06/27
26514 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 A HKD 0.600   0.530   0.590   265,000 145,300 1,376,146 0.680   2017/02/16 0.355   2017/01/03 11,755,000 5,419,575 0.520   2016/12/12 0.189   2016/06/16
13397 Goldman Sachs SP (Asia) - CM Bank European Wts May 2017 B HKD 0.101   0.063   0.070   25,160,000 1,781,645 7,175,814 0.187   2017/02/23 0.061   2017/02/07 197,010,000 16,795,475 0.223   2016/10/11 0.056   2016/12/23
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.223   0.177   0.188   31,110,000 6,370,600 7,007,898 0.330   2017/01/09 0.177   2017/04/24 177,300,000 38,747,540 0.385   2016/10/20 0.112   2016/01/21
28315 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 A HKD 0.123   0.042   0.048   30,834,000 3,151,512 N/A 0.158   2017/02/22 0.042   2017/04/26 116,896,000 13,501,237 -   - -   -
11075 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 B HKD 0.199   0.063   0.066   794,210,000 123,605,843 N/A 0.213   2017/03/29 0.063   2017/04/28 1,843,113,000 295,017,861 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.128   0.090   0.096   141,190,000 14,066,220 16,455,383 0.210   2017/01/18 0.090   2017/04/24 674,140,000 80,569,170 0.260   2016/10/20 0.149   2016/08/03
15070 Goldman Sachs SP (Asia) - CNOOC European Warrants Jun 2017 A HKD 0.030   0.030   0.029   2,000,000 60,000 N/A 0.385   2017/01/06 0.025   2017/03/22 2,059,930,000 417,608,295 0.610   2016/12/14 0.265   2016/12/29
25963 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2017 A HKD 0.025   0.010   0.010   5,580,000 86,275 N/A 0.201   2017/02/06 0.010   2017/04/10 462,081,000 53,646,325 -   - -   -
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.052   0.034   0.035   78,930,000 3,514,030 61,371,038 0.122   2017/01/06 0.034   2017/04/27 5,916,760,000 340,872,120 0.168   2016/10/24 0.084   2016/11/09
11528 Goldman Sachs SP (Asia) - CNOOC European Warrants Sep 2017 A HKD 0.450   0.221   0.238   76,426,000 20,496,648 N/A 0.450   2017/04/07 0.221   2017/04/27 107,585,000 31,794,383 -   - -   -
11702 Goldman Sachs SP (Asia) - CPIC European Warrants May 2017 A HKD 0.067   0.024   0.048   2,676,000 149,624 3,698,375 0.173   2017/01/03 0.024   2017/04/27 29,088,000 3,403,868 0.435   2016/09/09 0.144   2016/12/22
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD 0.350   0.295   0.310   3,190,000 1,059,050 1,761,975 0.390   2017/03/21 0.270   2017/01/16 28,450,000 9,614,025 0.375   2016/12/07 0.206   2016/03/01
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.108   0.055   0.060   32,335,000 2,697,675 4,689,608 0.145   2017/03/24 0.055   2017/04/27 98,875,000 9,241,190 0.191   2016/06/07 0.070   2016/12/20
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD 0.042   0.014   0.016   10,530,000 354,870 2,356,498 0.057   2017/01/23 0.014   2017/04/28 113,760,000 5,012,470 0.178   2016/06/07 0.040   2016/12/29
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD 0.064   0.048   0.049   1,050,000 58,940 453,858 0.082   2017/03/02 0.048   2017/04/27 6,530,000 440,750 0.246   2016/01/19 0.060   2016/12/30
13474 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Apr 2017 A HKD 0.020   0.020   0.010   16,800 336 56,682,337 0.233   2017/01/05 0.020   2017/04/06 520,701,800 77,090,571 0.480   2016/11/30 0.138   2016/12/29
15966 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jul 2017 A HKD 0.415   0.233   0.265   75,676,400 28,068,245 N/A 0.650   2017/02/21 0.233   2017/04/19 447,896,400 190,575,456 -   - -   -
14860 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jun 2017 A HKD 0.029   0.014   0.013   2,745,000 72,400 N/A 0.141   2017/01/06 0.014   2017/04/12 58,607,000 4,366,539 0.260   2016/12/09 0.090   2016/12/30
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.224   0.190   0.199   8,394,000 1,784,020 14,487,446 0.244   2017/02/21 0.172   2017/01/03 98,198,000 20,162,062 0.270   2016/08/16 0.172   2016/05/30
14624 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 B HKD 0.440   0.330   0.410   1,284,400 511,379 N/A 0.440   2017/04/26 0.330   2017/04/28 1,284,400 511,379 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.106   0.078   0.082   15,068,000 1,377,310 6,031,102 0.123   2017/02/21 0.078   2017/04/27 56,634,000 5,906,986 0.176   2016/03/03 0.095   2016/12/20
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.098   0.064   0.064   8,296,000 692,308 2,831,707 0.114   2017/02/21 0.064   2017/04/28 51,510,000 5,013,868 0.142   2016/08/15 0.089   2016/12/29
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 0.325   0.126   0.231   22,240,000 5,671,450 1,485,317 0.325   2017/04/26 0.017   2017/03/06 70,840,000 8,487,440 0.164   2016/04/25 0.020   2016/11/14
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.224   0.178   0.212   13,040,000 2,781,780 2,839,693 0.330   2017/02/09 0.178   2017/04/19 67,905,000 15,947,485 0.460   2016/09/21 0.230   2016/12/29
13731 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Apr 2017 A HKD 0.870   0.870   0.870   50,000 43,500 47,472,697 0.870   2017/04/05 0.152   2017/02/08 144,970,000 35,129,000 0.570   2016/11/30 0.168   2016/10/17
14823 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 A HKD 0.330   0.168   0.217   6,950,000 2,000,490 N/A 0.330   2017/04/10 0.067   2017/02/08 1,250,180,000 149,602,730 0.315   2016/12/07 0.102   2016/12/23
29388 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 B HKD 0.370   0.177   0.248   64,780,000 17,409,180 N/A 0.370   2017/04/05 0.145   2017/03/10 250,840,000 58,296,160 -   - -   -
16145 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2017 A HKD 0.710   0.490   0.650   210,000 124,800 N/A 0.710   2017/04/26 0.265   2017/02/08 140,650,000 51,714,400 -   - -   -
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD -   -   0.270   0 0 N/A 0.380   2017/03/17 0.105   2017/01/04 256,190,000 37,948,820 0.199   2016/11/03 0.089   2016/12/28
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.100   0.041   0.044   298,195,000 21,319,460 7,638,295 0.120   2017/02/23 0.041   2017/04/28 528,010,000 39,834,085 0.173   2016/08/09 0.047   2016/12/28
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD 0.022   0.010   0.010   1,696,000 28,500 5,030,478 0.076   2017/01/13 0.010   2017/04/28 139,720,000 8,378,200 0.152   2016/09/22 0.049   2016/12/23
16155 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Oct 2017 A HKD 0.073   0.045   0.047   43,232,000 2,374,192 N/A 0.193   2017/01/13 0.045   2017/04/27 188,972,000 19,731,212 -   - -   -
29335 Goldman Sachs SP (Asia) - HKEX European Put Wts Aug 2017 B HKD 0.084   0.051   0.058   82,190,000 5,471,420 N/A 0.152   2017/03/07 0.051   2017/04/26 494,550,000 44,970,660 -   - -   -
15759 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C HKD 0.029   0.018   0.019   7,120,000 177,360 N/A 0.141   2017/01/04 0.018   2017/04/26 3,658,710,000 167,383,690 0.147   2016/12/30 0.137   2016/12/30
11046 Goldman Sachs SP (Asia) - HKEX European Warrants Apr 2017 A HKD 0.105   0.041   0.046   34,290,000 1,829,804 332,050,846 0.178   2017/02/16 0.041   2017/04/18 10,944,954,000 869,176,597 0.330   2016/09/09 0.067   2016/12/29
27992 Goldman Sachs SP (Asia) - HKEX European Warrants Aug 2017 A HKD 0.074   0.037   0.042   56,650,000 2,855,000 N/A 0.170   2017/02/17 0.037   2017/04/24 6,215,880,000 528,167,130 -   - -   -
24927 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 A HKD 0.172   0.124   0.135   42,520,000 6,126,820 N/A 0.265   2017/02/17 0.124   2017/04/24 647,990,000 120,142,760 -   - -   -
11303 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 B HKD 0.127   0.077   0.082   41,630,000 3,918,350 N/A 0.183   2017/03/17 0.077   2017/04/20 97,450,000 12,422,530 -   - -   -
27820 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 A HKD 0.109   0.067   0.073   44,180,000 4,225,240 N/A 0.177   2017/02/17 0.067   2017/04/24 187,080,000 23,150,140 -   - -   -
14256 Goldman Sachs SP (Asia) - HKEX European Warrants Jan 2018 A HKD 0.127   0.114   0.116   4,420,000 531,640 N/A 0.127   2017/04/25 0.114   2017/04/27 4,420,000 531,640 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.024   0.010   0.010   35,280,000 578,710 313,410,733 0.073   2017/02/16 0.010   2017/04/25 35,691,510,000 1,813,645,410 0.174   2016/10/11 0.036   2016/12/28
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.021   0.010   0.010   790,000 10,810 501,501,460 0.079   2017/02/16 0.010   2017/04/27 15,703,170,000 998,279,030 0.199   2016/10/11 0.039   2016/12/28
15282 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 B HKD 0.072   0.033   0.036   2,772,220,000 161,720,140 N/A 0.149   2017/02/16 0.033   2017/04/24 17,281,110,000 1,256,603,060 0.117   2016/12/21 0.082   2016/12/28
15825 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 C HKD 0.125   0.065   0.078   119,100,000 10,531,080 N/A 0.187   2017/02/17 0.065   2017/04/19 1,417,100,000 166,361,770 -   - -   -
24599 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 A HKD -   -   0.010   0 0 2,984,690 0.020   2017/02/28 0.010   2017/03/21 4,870,000 54,060 0.179   2016/01/04 0.015   2016/12/20
26773 Goldman Sachs SP (Asia) - HKEX European Warrants May 2017 B HKD 0.022   0.010   0.010   29,840,000 395,550 199,533,307 0.078   2017/02/16 0.010   2017/04/21 17,647,300,000 772,634,140 0.222   2016/04/25 0.033   2016/12/28
21511 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 A HKD 0.102   0.060   0.063   36,300,000 2,661,080 N/A 0.172   2017/02/16 0.060   2017/04/21 757,230,000 91,542,910 -   - -   -
27567 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 B HKD 0.094   0.053   0.057   93,720,000 7,217,640 N/A 0.182   2017/02/16 0.053   2017/04/24 710,040,000 75,699,380 -   - -   -
11522 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 A HKD 0.190   0.136   0.150   108,430,000 17,639,300 N/A 0.228   2017/03/20 0.136   2017/04/19 283,200,000 53,393,030 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.083   0.046   0.051   101,560,000 6,572,570 36,219,772 0.160   2017/02/16 0.046   2017/04/24 1,176,190,000 115,950,750 0.295   2016/04/25 0.080   2016/12/28
14942 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B HKD 0.045   0.025   0.023   9,640,000 347,590 N/A 0.086   2017/02/16 0.025   2017/04/19 279,760,000 18,356,360 0.112   2016/12/09 0.062   2016/12/28
13646 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Apr 2017 A HKD -   -   0.010   0 0 6,682,346 0.046   2017/01/11 0.034   2017/02/16 2,860,000 112,000 0.270   2016/10/11 0.027   2016/12/23
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.022   0.013   0.017   6,360,000 111,840 224,020 0.037   2017/02/15 0.013   2017/04/20 26,060,000 701,180 0.050   2016/09/22 0.015   2016/05/16
26701 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 B HKD -   -   0.490   0 0 N/A 0.810   2017/02/22 0.590   2017/02/09 820,000 602,140 -   - -   -
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.096   0.080   0.088   18,020,000 1,604,000 1,604,220 0.125   2017/03/21 0.080   2017/04/19 82,440,000 7,759,540 0.113   2016/01/04 0.040   2016/05/16
14424 Goldman Sachs SP (Asia) - HSBC European Put Wts Apr 2017 C HKD -   -   0.010   0 0 N/A 0.103   2017/01/03 0.010   2017/03/15 2,993,280,000 162,234,536 0.183   2016/11/21 0.071   2016/12/12
15093 Goldman Sachs SP (Asia) - HSBC European Put Wts Jun 2017 C HKD 0.138   0.049   0.052   191,320,000 18,992,036 N/A 0.375   2017/01/03 0.049   2017/04/27 2,855,988,000 392,312,060 0.425   2016/12/28 0.315   2016/12/15
13000 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 A HKD 0.052   0.010   0.010   15,688,000 446,136 227,446,151 0.375   2017/02/20 0.010   2017/04/18 3,194,168,000 548,705,972 0.370   2016/12/08 0.071   2016/11/09
13642 Goldman Sachs SP (Asia) - HSBC European Warrants Apr 2017 B HKD 0.068   0.060   0.068   1,288,000 79,872 145,437,695 0.460   2017/02/16 0.060   2017/04/03 25,392,000 5,890,124 0.470   2016/12/08 0.088   2016/11/09
29562 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 A HKD 0.111   0.055   0.074   26,332,000 2,186,584 N/A 0.152   2017/03/13 0.055   2017/04/24 99,856,000 10,007,260 -   - -   -
14269 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 B HKD 0.139   0.087   0.123   13,608,000 1,612,712 N/A 0.139   2017/04/27 0.087   2017/04/24 13,608,000 1,612,712 -   - -   -
16518 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 A HKD 0.280   0.141   0.205   155,848,000 31,480,820 N/A 0.450   2017/02/13 0.141   2017/04/24 220,320,000 51,137,468 -   - -   -
26929 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 B HKD 0.100   0.045   0.066   31,152,000 2,365,960 N/A 0.265   2017/02/15 0.045   2017/04/24 1,501,796,000 188,943,656 -   - -   -
14367 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 A HKD 0.050   0.014   0.028   22,452,000 844,756 N/A 0.270   2017/02/16 0.014   2017/04/24 14,819,268,000 1,729,682,252 0.345   2016/12/08 0.136   2016/12/28
15092 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 B HKD 0.038   0.021   0.024   5,512,000 132,088 N/A 0.159   2017/02/16 0.021   2017/04/24 9,558,884,000 1,080,841,240 0.247   2016/12/14 0.098   2016/12/29
26305 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 D HKD 0.033   0.015   0.016   6,064,000 120,044 N/A 0.135   2017/02/20 0.015   2017/04/27 6,232,152,000 752,962,432 -   - -   -
29336 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 E HKD 0.170   0.067   0.103   196,152,000 23,260,140 N/A 0.211   2017/03/16 0.067   2017/04/24 334,760,000 47,276,096 -   - -   -
29527 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 F HKD 0.106   0.044   0.072   1,081,232,000 80,163,456 N/A 0.162   2017/03/16 0.044   2017/04/24 14,671,708,000 1,788,799,676 -   - -   -
14935 Goldman Sachs SP (Asia) - HSBC European Warrants May 2017 A HKD 0.025   0.010   0.010   7,480,000 100,992 N/A 0.188   2017/02/20 0.010   2017/04/26 22,833,252,000 2,536,830,120 0.290   2016/12/12 0.104   2016/12/29
28561 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 A HKD 0.050   0.027   0.033   5,488,000 234,836 N/A 0.097   2017/02/22 0.027   2017/04/20 38,500,000 2,428,900 -   - -   -
29564 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 B HKD 0.089   0.044   0.057   13,292,000 1,007,968 N/A 0.161   2017/03/13 0.044   2017/04/21 98,148,000 10,060,952 -   - -   -
14260 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 C HKD 0.128   0.088   0.116   8,792,000 959,512 N/A 0.128   2017/04/27 0.088   2017/04/24 8,792,000 959,512 -   - -   -
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD 0.133   0.070   0.093   105,710,000 11,211,840 49,494,665 0.189   2017/02/23 0.068   2017/02/03 919,550,000 109,520,340 0.232   2016/09/09 0.059   2016/12/23
14105 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 B HKD -   -   0.010   0 0 N/A 0.177   2017/01/03 0.010   2017/03/16 4,131,850,000 214,037,890 0.228   2016/11/09 0.114   2016/12/08
16023 Goldman Sachs SP (Asia) - HSI European Put Wts Apr 2017 D HKD -   -   0.010   0 0 N/A 0.126   2017/01/04 0.010   2017/03/15 2,385,790,000 127,923,940 -   - -   -
27810 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 A HKD 0.074   0.036   0.037   590,940,000 39,030,830 N/A 0.122   2017/03/03 0.036   2017/04/27 3,881,900,000 336,303,410 -   - -   -
28923 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 C HKD 0.131   0.073   0.074   716,830,000 74,397,930 N/A 0.168   2017/03/10 0.073   2017/04/28 3,511,040,000 421,876,040 -   - -   -
29247 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 D HKD 0.100   0.051   0.052   1,040,550,000 80,212,250 N/A 0.168   2017/03/03 0.051   2017/04/27 4,166,510,000 382,953,510 -   - -   -
14283 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 F HKD 0.119   0.102   0.089   80,000 9,260 N/A 0.119   2017/04/26 0.102   2017/04/26 80,000 9,260 -   - -   -
23875 Goldman Sachs SP (Asia) - HSI European Put Wts Jul 2017 C HKD 0.038   0.015   0.014   171,070,000 4,692,890 N/A 0.140   2017/01/24 0.015   2017/04/27 2,579,140,000 123,805,500 -   - -   -
15495 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 E HKD 0.027   0.011   0.011   156,360,000 2,836,550 N/A 0.181   2017/01/03 0.011   2017/04/25 5,763,440,000 387,291,770 0.175   2016/12/30 0.171   2016/12/30
16019 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 F HKD 0.033   0.010   0.012   459,790,000 10,707,930 N/A 0.169   2017/01/04 0.010   2017/04/27 7,106,870,000 421,019,100 -   - -   -
14987 Goldman Sachs SP (Asia) - HSI European Put Wts May 2017 B HKD -   -   0.011   0 0 N/A 0.122   2017/01/03 0.012   2017/03/16 1,935,910,000 108,275,540 0.149   2016/12/28 0.113   2016/12/14
22854 Goldman Sachs SP (Asia) - HSI European Put Wts May 2017 C HKD 0.025   0.010   0.010   218,350,000 3,764,130 N/A 0.144   2017/01/17 0.010   2017/04/24 7,976,580,000 424,232,420 -   - -   -
11492 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2017 A HKD 0.106   0.064   0.064   484,530,000 44,238,670 N/A 0.117   2017/03/17 0.064   2017/04/28 1,441,390,000 140,760,260 -   - -   -
29285 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 B HKD 0.113   0.066   0.067   1,449,500,000 134,393,950 N/A 0.157   2017/03/06 0.066   2017/04/27 3,687,620,000 383,007,710 -   - -   -
11283 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 D HKD 0.077   0.041   0.041   836,650,000 53,751,570 N/A 0.116   2017/03/17 0.041   2017/04/28 1,844,780,000 134,489,150 -   - -   -
13759 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 A HKD -   -   0.010   0 0 14,368,082 0.024   2017/02/20 0.010   2017/03/28 678,100,000 11,778,420 0.089   2016/10/25 0.010   2016/12/30
14525 Goldman Sachs SP (Asia) - HSI European Warrants Apr 2017 C HKD -   -   0.215   0 0 N/A 0.265   2017/03/20 0.082   2017/01/03 2,343,580,000 311,708,800 0.210   2016/12/08 0.067   2016/12/28
28116 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 B HKD 0.110   0.063   0.102   2,436,040,000 227,718,640 N/A 0.186   2017/02/21 0.063   2017/04/19 8,384,630,000 933,508,060 -   - -   -
11481 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 E HKD 0.213   0.146   0.211   231,760,000 42,820,300 N/A 0.245   2017/03/21 0.146   2017/04/19 470,560,000 95,835,170 -   - -   -
16013 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 A HKD 0.285   0.232   0.300   1,900,000 458,200 N/A 0.285   2017/04/03 0.171   2017/01/04 606,920,000 117,525,200 -   - -   -
22863 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 B HKD 0.177   0.113   0.175   265,500,000 41,075,340 N/A 0.219   2017/03/21 0.101   2017/02/03 3,685,200,000 541,500,960 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.255   0.159   0.250   199,450,000 41,321,980 385,375,743 0.280   2017/03/21 0.089   2017/01/03 5,876,820,000 876,424,970 0.340   2016/09/22 0.076   2016/12/28
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.047   0.020   0.039   1,028,760,000 39,560,550 108,279,693 0.074   2017/03/21 0.020   2017/04/24 7,658,350,000 383,953,530 0.178   2016/09/22 0.022   2016/12/28
14990 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 C HKD 0.130   0.063   0.121   228,820,000 21,893,560 N/A 0.161   2017/03/21 0.058   2017/01/04 7,876,310,000 821,960,510 0.154   2016/12/09 0.048   2016/12/23
15458 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 D HKD 0.246   0.167   0.245   4,400,000 892,090 N/A 0.246   2017/04/28 0.139   2017/02/03 488,380,000 82,193,280 -   - -   -
14278 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14104 Goldman Sachs SP (Asia) - HSI European Warrants May 2017 A HKD 0.065   0.019   0.058   1,117,280,000 60,793,630 N/A 0.100   2017/03/21 0.019   2017/04/19 9,858,910,000 647,006,300 0.132   2016/11/09 0.028   2016/12/23
12364 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2017 A HKD 0.096   0.058   0.089   1,654,050,000 133,238,800 N/A 0.149   2017/03/24 0.058   2017/04/19 1,957,180,000 172,156,060 -   - -   -
14282 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16011 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 A HKD 0.255   0.188   0.265   110,840,000 25,929,820 N/A 0.290   2017/02/23 0.172   2017/01/16 1,352,170,000 282,778,530 -   - -   -
11115 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 C HKD 0.096   0.056   0.092   2,056,640,000 169,463,900 N/A 0.160   2017/03/16 0.056   2017/04/19 2,780,810,000 258,063,880 -   - -   -
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD 0.037   0.029   0.031   1,240,000 42,420 208,877 0.072   2017/02/15 0.023   2017/03/30 18,580,000 873,220 0.109   2016/04/25 0.032   2016/08/05
14423 Goldman Sachs Sp (Asia) - ICBC European Warrants Apr 2017 A HKD 0.059   0.056   0.036   400,000 23,000 N/A 0.193   2017/02/16 0.039   2017/02/03 1,402,581,000 106,265,881 0.182   2016/12/12 0.063   2016/12/28
11234 Goldman Sachs Sp (Asia) - ICBC European Warrants Aug 2017 A HKD 0.154   0.065   0.081   91,038,000 8,663,439 N/A 0.218   2017/03/16 0.065   2017/04/20 106,670,000 11,522,941 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.460   0.305   0.405   9,874,000 4,245,310 3,876,713 0.590   2017/02/20 0.300   2017/02/03 35,014,000 13,416,070 0.740   2016/09/22 0.101   2016/05/23
15494 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 B HKD 0.330   0.195   0.265   3,758,000 1,062,792 N/A 0.460   2017/02/24 0.194   2017/02/08 32,050,000 8,967,712 0.255   2016/12/30 0.247   2016/12/30
26448 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 C HKD 0.159   0.064   0.082   190,804,000 19,570,914 N/A 0.270   2017/02/16 0.064   2017/04/19 877,207,000 146,406,120 -   - -   -
28558 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 D HKD 0.065   0.020   0.025   834,966,000 36,838,743 N/A 0.153   2017/02/23 0.020   2017/04/19 2,919,336,000 223,294,358 -   - -   -
13006 Goldman Sachs Sp (Asia) - ICBC European Warrants May 2017 A HKD 0.039   0.010   0.018   2,772,000 62,679 5,150,838 0.136   2017/02/23 0.010   2017/04/21 254,130,000 19,022,541 0.325   2016/09/22 0.060   2016/12/28
11900 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 A HKD 0.096   0.054   0.078   14,418,000 1,098,617 N/A 0.174   2017/03/21 0.054   2017/04/20 21,204,000 1,888,396 -   - -   -
14270 Goldman Sachs Sp (Asia) - ICBC European Warrants Sep 2017 A HKD 0.125   0.079   0.074   7,150,000 704,156 N/A 0.125   2017/04/25 0.079   2017/04/28 7,150,000 704,156 -   - -   -
15820 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2017 A HKD 0.580   0.315   0.520   17,380,000 7,510,550 N/A 0.580   2017/04/28 0.195   2017/02/24 106,930,000 31,167,890 -   - -   -
14150 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2017 A HKD -   -   0.010   0 0 N/A 0.166   2017/01/17 0.015   2017/02/20 321,814,000 42,937,972 0.203   2016/11/10 0.076   2016/12/29
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.026   0.017   0.020   15,980,000 367,920 126,673 0.032   2017/02/15 0.013   2017/02/21 29,740,000 661,500 0.162   2016/03/18 0.025   2016/12/13
14374 Goldman Sachs SP (Asia) - Lenovo European Wts Aug 2017 A HKD 0.225   0.144   0.150   28,518,000 5,409,366 N/A 0.225   2017/04/24 0.144   2017/04/28 28,518,000 5,409,366 -   - -   -
16845 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 A HKD 0.310   0.176   0.188   424,762,000 106,780,772 N/A 0.460   2017/01/16 0.133   2017/03/13 525,688,000 128,461,058 -   - -   -
15247 Goldman Sachs SP (Asia) - Lenovo European Wts Jun 2017 A HKD 0.250   0.088   0.090   397,284,000 60,010,096 N/A 0.390   2017/01/17 0.087   2017/03/10 1,395,462,000 295,347,120 0.305   2016/12/16 0.223   2016/12/29
16840 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Jul 2017 A HKD 0.325   0.052   0.058   11,366,000 1,512,094 N/A 0.900   2017/02/16 0.052   2017/04/27 23,286,000 7,864,929 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD 0.860   0.510   0.740   2,319,000 1,716,490 725,728 0.990   2017/02/10 0.510   2017/04/19 5,359,000 4,334,470 1.000   2016/12/01 0.360   2016/07/25
14178 Goldman Sachs SP (Asia) - PetroChina European Wts Apr 2017 A HKD 0.026   0.015   0.014   402,000 8,930 N/A 0.465   2017/01/13 0.015   2017/04/07 463,904,000 156,886,850 0.365   2016/12/21 0.115   2016/11/18
14706 Goldman Sachs SP (Asia) - PetroChina European Wts Aug 2017 A HKD 0.100   0.089   0.089   2,116,000 197,426 N/A 0.100   2017/04/27 0.089   2017/04/28 2,116,000 197,426 -   - -   -
25938 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 A HKD 0.052   0.019   0.021   25,476,000 991,234 N/A 0.245   2017/02/13 0.019   2017/04/20 104,380,000 12,492,688 -   - -   -
11529 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 B HKD 0.108   0.026   0.027   1,058,742,000 77,756,824 N/A 0.201   2017/03/21 0.026   2017/04/28 2,080,810,000 205,987,920 -   - -   -
16131 Goldman Sachs SP (Asia) - PetroChina European Wts Jun 2017 A HKD 0.038   0.010   0.010   13,730,000 375,350 N/A 0.385   2017/01/09 0.010   2017/04/26 2,145,434,000 273,413,034 -   - -   -
14141 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 A HKD 0.200   0.066   0.066   4,905,000 727,880 N/A 0.285   2017/03/23 0.053   2017/02/03 4,119,520,000 330,253,210 0.410   2016/11/28 0.098   2016/12/29
14365 Goldman Sachs SP (Asia) - Ping An European Wts Apr 2017 B HKD -   -   0.022   0 0 N/A 0.069   2017/02/15 0.010   2017/03/20 2,062,045,000 123,080,175 0.220   2016/11/28 0.040   2016/12/29
14771 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A HKD 0.105   0.063   0.091   157,570,000 12,887,085 N/A 0.117   2017/03/23 0.055   2017/02/03 6,959,035,000 539,761,975 0.136   2016/12/09 0.067   2016/12/29
14442 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 B HKD 0.206   0.147   0.180   41,540,000 7,770,145 N/A 0.206   2017/04/28 0.147   2017/04/25 41,540,000 7,770,145 -   - -   -
16533 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 A HKD 0.199   0.088   0.151   121,880,000 14,998,845 N/A 0.260   2017/03/24 0.088   2017/04/21 356,950,000 55,389,235 -   - -   -
28458 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 B HKD 0.074   0.027   0.049   46,310,000 2,641,550 N/A 0.153   2017/02/22 0.027   2017/04/20 2,674,685,000 261,306,740 -   - -   -
27149 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 A HKD 0.140   0.053   0.106   72,055,000 6,741,555 N/A 0.205   2017/02/21 0.053   2017/04/20 327,275,000 47,109,500 -   - -   -
29278 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 B HKD 0.103   0.036   0.072   159,745,000 10,304,080 N/A 0.150   2017/03/23 0.036   2017/04/21 2,501,460,000 301,157,475 -   - -   -
11511 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 C HKD 0.310   0.138   0.255   75,625,000 14,590,075 N/A 0.365   2017/03/24 0.138   2017/04/19 90,785,000 19,324,150 -   - -   -
15491 Goldman Sachs SP (Asia) - Ping An European Wts May 2017 A HKD 0.098   0.021   0.049   255,935,000 14,452,670 N/A 0.168   2017/03/23 0.021   2017/04/20 16,608,130,000 1,581,200,845 0.105   2016/12/30 0.080   2016/12/23
23856 Goldman Sachs SP (Asia) - Ping An European Wts May 2017 B HKD 0.177   0.051   0.120   125,320,000 11,591,240 N/A 0.237   2017/03/23 0.051   2017/04/20 1,230,890,000 173,364,795 -   - -   -
28277 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 A HKD 0.167   0.079   0.125   79,895,000 10,011,105 N/A 0.280   2017/02/21 0.079   2017/04/21 343,890,000 56,602,135 -   - -   -
14443 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 A HKD 0.230   0.160   0.199   25,680,000 5,295,570 N/A 0.230   2017/04/28 0.160   2017/04/25 25,680,000 5,295,570 -   - -   -
27150 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 A HKD 0.144   0.067   0.107   58,105,000 6,022,400 N/A 0.204   2017/03/21 0.067   2017/04/20 245,665,000 36,244,770 -   - -   -
11298 Goldman Sachs SP (Asia) - Sands China Euro Wts Jul 2017 A HKD 0.206   0.077   0.080   204,112,000 31,914,928 N/A 0.211   2017/03/20 0.077   2017/04/28 239,356,000 37,745,160 -   - -   -
15968 Goldman Sachs SP (Asia) - Sands China Euro Wts Jun 2017 A HKD 0.235   0.086   0.094   217,680,000 36,997,804 N/A 0.295   2017/01/11 0.075   2017/02/23 1,631,284,000 220,332,884 -   - -   -
15072 Goldman Sachs SP (Asia) - Sands China Euro Wts May 2017 A HKD 0.028   0.018   0.020   1,836,000 40,320 N/A 0.105   2017/01/11 0.010   2017/02/28 439,832,000 28,533,388 0.125   2016/12/14 0.067   2016/12/29
14229 Goldman Sachs SP (Asia) - SHK Ppt European Wts Apr 2017 A HKD 0.165   0.138   0.200   420,000 64,230 N/A 0.290   2017/02/22 0.075   2017/01/03 103,430,000 13,175,870 0.249   2016/12/12 0.078   2016/12/30
14934 Goldman Sachs SP (Asia) - SHK Ppt European Wts May 2017 A HKD 0.810   0.490   0.560   8,220,000 5,371,100 N/A 0.810   2017/04/18 0.220   2017/01/03 111,230,000 45,675,670 0.570   2016/12/09 0.197   2016/12/30
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD -   -   0.400   0 0 2,019,733 0.360   2017/03/16 0.217   2017/01/03 14,300,000 3,664,490 0.445   2016/09/09 0.145   2016/05/18
16589 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2017 A HKD 0.990   0.610   0.770   19,958,000 17,129,420 N/A 1.300   2017/02/02 0.610   2017/04/18 80,583,500 71,515,435 -   - -   -
14824 Goldman Sachs SP (Asia) - Stanchart European Wts Jun 2017 A HKD 0.540   0.260   0.400   1,887,000 778,341 N/A 1.200   2017/02/06 0.260   2017/04/21 77,153,500 55,839,442 0.570   2016/12/08 0.375   2016/12/30
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD -   -   0.013   0 0 331,157 0.052   2017/01/03 0.014   2017/03/09 14,340,000 481,530 0.095   2016/07/07 0.033   2016/09/06
24956 Goldman Sachs SP (Asia) - Tencent European Put Wt Jun 2017 F HKD 0.020   0.010   0.010   9,300,000 122,220 N/A 0.119   2017/02/01 0.010   2017/04/11 11,313,500,000 681,259,810 -   - -   -
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.044   0.015   0.015   24,510,000 599,740 N/A 0.204   2017/01/03 0.015   2017/04/28 2,437,340,000 243,047,770 0.245   2016/12/23 0.195   2016/12/30
11614 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 E HKD 0.110   0.036   0.040   502,370,000 45,205,190 N/A 0.139   2017/03/23 0.036   2017/04/27 3,257,680,000 345,359,760 -   - -   -
14446 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 G HKD 0.118   0.071   0.074   51,230,000 4,130,550 N/A 0.118   2017/04/25 0.071   2017/04/28 51,230,000 4,130,550 -   - -   -
14275 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2017 B HKD 0.247   0.149   0.247   39,420,000 7,904,590 N/A 0.247   2017/04/20 0.049   2017/01/04 25,877,820,000 1,772,428,470 0.130   2016/11/16 0.033   2016/12/28
17065 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 B HKD 0.335   0.221   0.360   45,340,000 11,802,190 N/A 0.335   2017/04/27 0.145   2017/03/03 173,880,000 33,923,170 -   - -   -
29524 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 C HKD 0.255   0.159   0.270   70,240,000 13,522,750 N/A 0.255   2017/04/25 0.150   2017/03/15 168,610,000 30,939,930 -   - -   -
14264 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 D HKD 0.207   0.159   0.196   41,150,000 7,679,620 N/A 0.207   2017/04/27 0.159   2017/04/25 41,150,000 7,679,620 -   - -   -
14371 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 E HKD 0.870   0.510   0.740   1,682,000 1,264,880 N/A 0.870   2017/04/26 0.510   2017/04/24 1,682,000 1,264,880 -   - -   -
12199 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 A HKD 0.224   0.151   0.221   59,140,000 10,878,720 N/A 0.224   2017/04/28 0.151   2017/04/07 125,720,000 22,131,420 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD 0.250   0.132   0.250   218,220,000 37,977,150 N/A 0.250   2017/04/28 0.073   2017/01/04 37,663,700,000 3,777,091,900 0.095   2016/12/12 0.055   2016/12/28
14420 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 D HKD 0.395   0.219   0.390   56,430,000 18,171,790 N/A 0.395   2017/04/28 0.089   2017/01/04 25,647,770,000 3,004,763,900 0.150   2016/11/23 0.066   2016/12/28
15268 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 E HKD 0.490   0.310   0.485   870,000 323,950 N/A 0.490   2017/04/26 0.122   2017/01/04 7,122,190,000 955,396,090 0.137   2016/12/30 0.094   2016/12/28
27148 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 G HKD 0.330   0.199   0.330   3,160,000 734,470 N/A 0.330   2017/04/28 0.093   2017/03/01 191,110,000 23,691,390 -   - -   -
29055 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 H HKD 1.260   0.530   1.160   26,897,000 20,149,550 N/A 1.260   2017/04/27 0.365   2017/03/03 423,381,000 276,357,900 -   - -   -
14103 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 B HKD 0.175   0.049   0.166   88,910,000 8,409,490 N/A 0.175   2017/04/27 0.030   2017/03/03 47,642,100,000 2,139,844,360 0.114   2016/11/08 0.026   2016/12/28
14730 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 C HKD 0.465   0.295   0.465   12,700,000 5,419,450 N/A 0.465   2017/04/28 0.095   2017/01/04 1,624,870,000 211,321,340 0.143   2016/12/06 0.068   2016/12/23
26404 Goldman Sachs SP (Asia) - Tencent European Wt May 2017 D HKD 1.350   0.210   1.300   4,948,000 3,255,251 N/A 1.350   2017/04/27 0.157   2017/03/03 618,356,000 205,889,929 -   - -   -
17214 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 A HKD 0.415   0.275   0.415   3,630,000 1,176,200 N/A 0.415   2017/04/28 0.177   2017/03/01 158,430,000 32,885,230 -   - -   -
29522 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 B HKD 0.239   0.154   0.237   42,740,000 8,298,100 N/A 0.239   2017/04/28 0.132   2017/03/09 121,200,000 23,505,410 -   - -   -
14717 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 C HKD 0.174   0.166   0.175   1,620,000 275,790 N/A 0.174   2017/04/28 0.166   2017/04/28 1,620,000 275,790 -   - -   -
28920 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 B HKD 0.164   0.091   0.155   305,660,000 35,221,680 N/A 0.164   2017/04/27 0.091   2017/04/11 16,820,090,000 2,061,980,570 -   - -   -
29435 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 C HKD 0.290   0.181   0.290   84,610,000 18,134,750 N/A 0.290   2017/04/26 0.131   2017/03/10 175,910,000 33,814,190 -   - -   -
14716 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 D HKD 0.166   0.150   0.154   3,690,000 583,660 N/A 0.166   2017/04/28 0.150   2017/04/28 3,690,000 583,660 -   - -   -
14961 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C HKD 0.450   0.310   0.450   29,390,000 11,369,150 N/A 0.450   2017/04/28 0.153   2017/01/04 285,750,000 61,181,140 0.171   2016/12/09 0.121   2016/12/23
26928 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 D HKD 0.227   0.137   0.219   140,010,000 22,897,860 N/A 0.227   2017/04/26 0.089   2017/03/03 294,130,000 45,393,260 -   - -   -
12194 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 F HKD 0.160   0.094   0.148   10,448,080,000 1,139,949,520 N/A 0.160   2017/04/27 0.094   2017/04/11 16,472,590,000 1,898,673,420 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD 0.250   0.183   0.241   55,830,000 11,817,425 10,051,777 0.250   2017/04/27 0.172   2017/02/03 111,545,000 23,564,465 0.290   2016/09/09 0.117   2016/06/28
28105 Goldman Sachs SP (Asia) - Tracker Fund European Wts May 17 A HKD -   -   0.400   0 0 946,268 0.380   2017/03/28 0.218   2017/01/04 3,360,000 854,665 0.350   2016/08/18 0.133   2016/05/19
14146 Goldman Sachs SP (Asia) -Ch Overseas European Wts Apr 2017 A HKD -   -   0.010   0 0 N/A 0.105   2017/02/09 0.011   2017/03/27 163,840,000 9,125,780 0.179   2016/11/10 0.025   2016/12/29
14517 Goldman Sachs SP (Asia) -Ch Overseas European Wts Jul 2017 A HKD 0.140   0.081   0.078   58,040,000 6,497,320 N/A 0.260   2017/03/17 0.081   2017/04/28 272,580,000 38,525,760 0.250   2016/11/30 0.086   2016/12/29
15985 Goldman Sachs SP (Asia) -Ch Overseas European Wts Oct 2017 A HKD 0.142   0.089   0.089   165,140,000 19,222,520 N/A 0.250   2017/03/16 0.088   2017/03/31 518,520,000 84,578,000 -   - -   -
24596 Goldman Sachs SP (Asia) -Tencent European Wt Apr 2017 A HKD -   -   0.520   0 0 1,593,377 0.540   2017/03/20 0.231   2017/01/05 8,070,000 2,777,480 0.520   2016/09/23 0.085   2016/02/12
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.151   0.085   0.144   9,447,960,000 945,170,350 797,562,898 0.151   2017/04/27 0.053   2017/01/04 51,038,130,000 4,761,452,040 0.199   2016/09/29 0.040   2016/12/23
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.570   0.370   0.550   11,480,000 5,483,250 249,265,783 0.570   2017/04/27 0.162   2017/01/04 555,420,000 116,658,580 0.420   2016/09/23 0.125   2016/12/28
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD 0.630   0.630   0.740   230,000 144,900 13,541,805 0.630   2017/04/13 0.260   2017/01/04 77,670,000 25,616,850 0.540   2016/10/06 0.185   2016/06/28
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD 0.300   0.128   0.290   116,310,000 24,035,480 217,758,868 0.300   2017/04/28 0.061   2017/01/04 14,499,610,000 1,224,960,190 0.260   2016/09/23 0.043   2016/12/23
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.180   0.075   0.166   103,270,000 10,711,780 476,217,618 0.180   2017/04/27 0.040   2017/03/03 42,586,420,000 2,837,610,740 0.226   2016/09/23 0.033   2016/12/28
26988 Goldman Sachs SP (Asia) -Tencent European Wt May 2017 A HKD 0.640   0.445   0.640   2,800,000 1,633,600 25,970,888 0.640   2017/04/28 0.170   2017/01/04 26,680,000 7,876,860 0.460   2016/09/23 0.095   2016/05/06
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.510   0.385   0.500   6,530,000 2,892,050 23,319,717 0.510   2017/04/26 0.174   2017/01/04 194,290,000 45,007,060 0.420   2016/09/23 0.142   2016/12/28
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.380   0.300   0.410   8,230,000 2,774,700 35,693,157 0.380   2017/04/25 0.137   2017/01/04 263,950,000 48,289,020 0.340   2016/09/29 0.108   2016/12/23
15370 Goldman Sachs SP (Asia)-Sinopec Corp European Wts May 2017 A HKD 0.285   0.100   0.104   2,390,000 500,386 N/A 0.400   2017/01/25 0.075   2017/03/15 266,500,000 42,539,860 0.236   2016/12/22 0.153   2016/12/29
11532 Goldman Sachs SP (Asia)-Sinopec Corp European Wts Sep 2017 A HKD 0.405   0.245   0.270   28,126,000 9,255,792 N/A 0.405   2017/04/11 0.245   2017/04/19 93,124,000 30,844,702 -   - -   -
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD -   -   0.017   0 0 77,127 0.062   2017/01/05 0.019   2017/03/24 3,902,000 122,266 0.173   2016/05/16 0.042   2016/11/29
14124 Haitong Int'l Sec - A50 China European Warrants Aug 2017 A HKD 0.201   0.200   0.194   200 40 N/A 0.201   2017/04/21 0.200   2017/04/21 200 40 -   - -   -
20961 Haitong Int'l Sec - A50 China European Warrants Jul 2017 A HKD 0.430   0.243   0.275   1,502,200 461,273 N/A 0.640   2017/02/21 0.243   2017/04/19 42,726,400 18,548,704 -   - -   -
29320 Haitong Int'l Sec - A50 China European Warrants Jul 2017 B HKD 0.130   0.110   0.076   47,441,500 6,159,736 N/A 0.189   2017/03/07 0.110   2017/04/12 47,441,700 6,159,773 -   - -   -
14131 Haitong Int'l Sec - A50 China European Warrants Mar 2018 A HKD 0.187   0.185   0.176   2,000 372 N/A 0.187   2017/04/21 0.185   2017/04/21 2,000 372 -   - -   -
14512 Haitong Int'l Sec - AAC Tech European Warrants Feb 2018 A HKD 0.290   0.229   0.285   69,570,000 16,325,945 N/A 0.290   2017/04/28 0.229   2017/04/27 69,570,000 16,325,945 -   - -   -
14513 Haitong Int'l Sec - AAC Tech European Warrants Jan 2018 A HKD 0.325   0.290   0.350   10,000 3,075 N/A 0.325   2017/04/26 0.290   2017/04/26 10,000 3,075 -   - -   -
14507 Haitong Int'l Sec - AAC Tech European Warrants Nov 2017 A HKD 0.265   0.207   0.265   23,730,000 5,691,870 N/A 0.265   2017/04/28 0.207   2017/04/27 23,730,000 5,691,870 -   - -   -
27937 Haitong Int'l Sec - Agile Ppt European Warrants Sep 2017 A HKD 2.130   1.730   1.840   202,000 396,420 N/A 2.130   2017/04/13 0.395   2017/02/21 29,254,000 19,661,460 -   - -   -
29793 Haitong Int'l Sec - Agricultural Bk European Warrants Dec17A HKD 0.198   0.156   0.186   1,564,000 296,438 N/A 0.285   2017/03/16 0.156   2017/04/19 10,482,000 2,588,503 -   - -   -
29780 Haitong Int'l Sec - Agricultural Bk European Warrants Jan18A HKD 0.127   0.127   0.141   100,000 12,700 N/A 0.149   2017/03/31 0.127   2017/04/21 2,138,000 307,666 -   - -   -
29266 Haitong Int'l Sec - AIA European Put Warrants Aug 2017 B HKD 0.111   0.035   0.041   1,290,000 54,230 N/A 0.188   2017/03/14 0.035   2017/04/27 168,798,000 27,271,880 -   - -   -
28909 Haitong Int'l Sec - AIA European Warrants Aug 2017 A HKD 0.270   0.062   0.225   68,892,000 10,475,746 N/A 0.270   2017/04/27 0.062   2017/04/19 2,085,598,000 234,713,504 -   - -   -
15571 Haitong Int'l Sec - AIA European Warrants Jun 2017 A HKD 0.620   0.218   0.680   5,318,000 1,545,830 N/A 0.620   2017/04/27 0.159   2017/01/03 1,807,256,000 444,613,042 0.201   2016/12/30 0.163   2016/12/29
28910 Haitong Int'l Sec - AIA European Warrants Jun 2017 B HKD 0.370   0.120   0.430   804,000 211,104 N/A 0.370   2017/04/27 0.120   2017/04/19 359,214,000 67,341,878 -   - -   -
28958 Haitong Int'l Sec - AIA European Warrants Oct 2017 A HKD 0.270   0.207   0.222   114,266,000 25,768,196 N/A 0.270   2017/04/27 0.120   2017/03/13 434,662,000 93,217,168 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.106   0.069   0.087   6,320,000 568,860 376,527 0.106   2017/04/07 0.049   2017/03/09 28,520,000 2,020,900 0.072   2016/12/02 0.061   2016/12/14
24148 Haitong Int'l Sec - Ali Pictures European Warrants Oct 2017A HKD 0.216   0.130   0.126   460,000 72,100 N/A 0.300   2017/01/25 0.130   2017/04/25 2,070,000 447,380 -   - -   -
26584 Haitong Int'l Sec - Angang Steel European Warrants Dec 2018A HKD 0.175   0.118   0.128   33,776,000 4,693,918 N/A 0.255   2017/02/22 0.118   2017/04/28 72,728,000 12,188,058 -   - -   -
17926 Haitong Int'l Sec - Anhui Conch European Warrants Oct 2017 A HKD 0.630   0.580   0.570   770,000 471,550 N/A 0.650   2017/03/15 0.295   2017/01/10 22,010,000 8,247,025 -   - -   -
25515 Haitong Int'l Sec - Anhui Conch European Warrants Sep 2017 A HKD 0.204   0.105   0.126   75,150,000 12,323,910 N/A 0.280   2017/02/23 0.105   2017/04/27 199,115,000 39,267,950 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.060   0.036   0.035   17,120,000 860,550 1,426,057 0.103   2017/01/23 0.036   2017/04/24 92,770,000 7,051,308 0.270   2016/04/12 0.077   2016/12/28
28657 Haitong Int'l Sec - BAIC Motor European Warrants Mar 2018 A HKD 0.177   0.092   0.090   17,485,000 2,043,660 N/A 0.219   2017/02/24 0.092   2017/04/24 68,145,000 10,964,815 -   - -   -
14189 Haitong Int'l Sec - Baiyunshan Ph European Warrants Jun 17 A HKD 0.270   0.169   0.172   14,180,000 2,852,240 N/A 0.315   2017/03/13 0.169   2017/04/28 49,660,000 9,985,540 0.280   2016/11/17 0.280   2016/11/17
25520 Haitong Int'l Sec - BBMG European Warrants Aug 2017 A HKD 1.440   0.500   0.640   71,456,000 69,805,350 N/A 1.440   2017/04/06 0.199   2017/03/31 104,318,000 83,298,348 -   - -   -
13515 Haitong Int'l Sec - BBMG European Warrants Dec 2018 A HKD 0.280   0.171   0.172   43,330,000 8,935,410 N/A 0.280   2017/04/11 0.171   2017/04/26 43,330,000 8,935,410 -   - -   -
23527 Haitong Int'l Sec - BEA European Put Warrants Dec 2017 A HKD 0.193   0.139   0.146   14,568,000 2,419,200 N/A 0.211   2017/02/07 0.139   2017/04/27 152,280,000 26,573,000 -   - -   -
28886 Haitong Int'l Sec - BEA European Warrants Oct 2017 A HKD 0.140   0.092   0.126   12,834,000 1,557,122 N/A 0.215   2017/03/02 0.092   2017/04/19 36,238,000 5,485,346 -   - -   -
29297 Haitong Int'l Sec - BJ Ent Water European Warrants Aug 2019A HKD 0.255   0.204   0.204   14,462,000 3,302,536 N/A 0.255   2017/04/10 0.204   2017/04/28 18,330,000 4,143,340 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD -   -   0.022   0 0 8,249 -   - -   - 0 0 0.083   2016/09/29 0.013   2016/11/25
29943 Haitong Int'l Sec - BOC HK European Put Warrants Mar 2018 A HKD 0.169   0.110   0.112   66,200,000 9,193,160 N/A 0.224   2017/03/14 0.110   2017/04/28 67,200,000 9,382,745 -   - -   -
29944 Haitong Int'l Sec - BOC HK European Warrants Nov 2017 A HKD 0.265   0.137   0.185   17,760,000 3,048,440 N/A 0.265   2017/04/03 0.137   2017/04/24 57,860,000 12,404,950 -   - -   -
11059 Haitong Int'l Sec - BOCL European Warrants Aug 2018 A HKD -   -   0.176   0 0 N/A 0.285   2017/03/21 0.244   2017/03/23 94,162,000 23,593,971 -   - -   -
14501 Haitong Int'l Sec - BOCL European Warrants Dec 2017 A HKD 0.193   0.184   0.177   3,202,000 611,971 N/A 0.193   2017/04/26 0.184   2017/04/26 3,202,000 611,971 -   - -   -
14115 Haitong Int'l Sec - BOCL European Warrants Jan 2018 A HKD 0.179   0.164   0.199   58,522,000 9,717,417 N/A 0.179   2017/04/24 0.164   2017/04/24 58,522,000 9,717,417 -   - -   -
13366 Haitong Int'l Sec - BOCL European Warrants May 2017 A HKD 0.029   0.019   0.014   4,300,000 89,000 23,491,052 0.184   2017/02/16 0.019   2017/04/05 379,195,000 32,342,269 0.195   2016/09/21 0.028   2016/12/23
28659 Haitong Int'l Sec - BOCL European Warrants Nov 2017 A HKD 0.075   0.039   0.062   620,624,000 35,809,557 N/A 0.205   2017/02/23 0.039   2017/04/19 1,657,294,000 161,714,272 -   - -   -
20967 Haitong Int'l Sec - BOCL European Warrants Sep 2017 A HKD 0.232   0.188   0.196   686,000 147,716 N/A 0.415   2017/02/24 0.188   2017/04/25 78,206,000 19,496,197 -   - -   -
24162 Haitong Int'l Sec - Brilliance Chi European Warrants Jan 18A HKD 0.285   0.178   0.213   32,980,000 6,877,480 N/A 0.320   2017/03/28 0.178   2017/04/24 44,820,000 9,663,520 -   - -   -
14933 Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A HKD 0.470   0.355   0.355   3,010,000 1,190,500 N/A 0.660   2017/01/04 0.355   2017/04/27 40,020,000 17,908,825 0.720   2016/12/28 0.600   2016/12/09
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.090   0.079   0.079   16,000,000 1,361,000 737,126 0.091   2017/02/09 0.074   2017/01/24 19,040,000 1,609,705 0.230   2016/09/07 0.080   2016/12/29
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD 0.060   0.053   0.059   425,000 24,255 N/A 0.071   2017/01/06 0.053   2017/04/07 1,555,000 95,320 0.138   2016/11/08 0.064   2016/12/23
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.025   0.024   0.023   2,700,000 66,500 17,850,758 0.048   2017/02/09 0.023   2017/03/20 148,500,000 6,138,600 0.181   2016/09/07 0.031   2016/12/28
29159 Haitong Int'l Sec - BYD European Warrants Sep 2017 B HKD 0.199   0.154   0.175   11,000,000 1,906,270 N/A 0.295   2017/03/02 0.118   2017/03/30 118,220,000 25,302,835 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.260   0.176   0.199   4,047,000 815,895 267,608 0.385   2017/02/03 0.176   2017/04/25 4,805,000 1,086,195 0.455   2016/11/28 0.179   2016/06/13
23649 Haitong Int'l Sec - Car Inc European Warrants Dec 2017 A HKD 0.101   0.090   0.094   13,320,000 1,270,960 N/A 0.143   2017/02/09 0.090   2017/04/19 41,900,000 4,561,570 -   - -   -
28639 Haitong Int'l Sec - Car Inc European Warrants May 2018 A HKD 0.112   0.098   0.102   8,820,000 925,990 N/A 0.137   2017/02/23 0.098   2017/04/19 36,800,000 4,577,370 -   - -   -
29774 Haitong Int'l Sec - Cathay Pacific European Warrants Dec18 A HKD 0.240   0.176   0.193   16,072,000 3,335,484 N/A 0.255   2017/03/15 0.176   2017/04/20 25,214,000 5,559,698 -   - -   -
13792 Haitong Int'l Sec - CC Bank European Warrants Aug 2017 A HKD 0.175   0.107   0.132   1,754,178,000 234,218,771 N/A 0.175   2017/04/18 0.107   2017/04/20 1,754,178,000 234,218,771 -   - -   -
14112 Haitong Int'l Sec - CC Bank European Warrants Dec 2017 A HKD 0.199   0.188   0.227   24,127,000 4,633,508 N/A 0.199   2017/04/21 0.188   2017/04/24 24,127,000 4,633,508 -   - -   -
28905 Haitong Int'l Sec - CC Bank European Warrants Nov 2017 A HKD 0.100   0.061   0.084   968,602,000 77,984,556 N/A 0.212   2017/02/28 0.061   2017/04/19 4,156,075,000 574,020,679 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.179   0.109   0.160   154,243,000 24,754,397 44,496,937 0.340   2017/02/24 0.109   2017/04/20 1,076,283,000 233,076,621 0.340   2016/09/22 0.086   2016/12/23
15468 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B HKD 0.330   0.202   0.285   21,095,000 5,476,615 N/A 0.490   2017/02/28 0.195   2017/02/08 1,176,081,000 323,587,912 0.340   2016/12/30 0.176   2016/12/23
28891 Haitong Int'l Sec - CGN Power European Warrants Aug 2017 A HKD 0.155   0.130   0.133   412,000 59,315 N/A 0.300   2017/02/27 0.130   2017/04/24 51,186,000 10,551,644 -   - -   -
14478 Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2017A HKD 0.146   0.124   0.132   4,720,000 620,370 N/A 0.146   2017/04/26 0.124   2017/04/27 4,720,000 620,370 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD -   -   0.210   0 0 9,354,240 0.250   2017/03/02 0.116   2017/01/04 187,650,000 34,925,550 0.295   2016/04/29 0.104   2016/12/23
29312 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2019A HKD 0.295   0.237   0.240   9,630,000 2,358,020 N/A 0.295   2017/04/06 0.233   2017/03/09 18,190,000 4,417,480 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.126   0.074   0.080   61,260,000 6,050,900 9,384,193 0.153   2017/03/23 0.054   2017/02/03 523,820,000 52,223,540 0.174   2016/08/15 0.048   2016/12/22
29795 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017B HKD 0.495   0.197   0.212   20,389,000 7,034,192 N/A 0.570   2017/03/23 0.197   2017/04/27 33,111,000 12,282,887 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.151   0.133   0.135   10,640,000 1,475,560 2,568,412 0.207   2017/03/08 0.133   2017/04/24 65,630,000 11,601,160 0.255   2016/09/07 0.148   2016/12/23
29307 Haitong Int'l Sec - Ch LongYuan European Warrants May 2019 A HKD 0.177   0.151   0.151   1,246,000 202,796 N/A 0.280   2017/03/07 0.151   2017/04/28 3,418,000 715,914 -   - -   -
25519 Haitong Int'l Sec - Ch Molybdenum European Warrants Aug 17 A HKD 0.450   0.180   0.180   7,713,000 2,687,589 N/A 0.710   2017/02/23 0.180   2017/04/28 35,016,000 16,063,344 -   - -   -
29163 Haitong Int'l Sec - Ch Molybdenum European Warrants Sep 17 A HKD 0.192   0.070   0.067   23,589,000 3,341,148 N/A 0.345   2017/03/02 0.070   2017/04/19 36,645,000 5,948,457 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.197   0.153   0.155   10,480,000 1,789,620 852,673 0.305   2017/01/26 0.153   2017/04/27 18,580,000 3,487,000 0.315   2016/10/05 0.226   2016/09/06
17509 Haitong Int'l Sec - Ch Overseas European Warrants Aug 2017 A HKD 0.290   0.229   0.234   31,600,000 7,824,700 N/A 0.455   2017/03/16 0.224   2017/03/30 93,720,000 29,645,820 -   - -   -
29149 Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 A HKD 0.141   0.100   0.100   12,024,000 1,351,970 N/A 0.250   2017/03/17 0.097   2017/03/31 119,216,000 20,639,762 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.030   0.015   0.015   3,120,000 69,700 N/A 0.096   2017/02/23 0.015   2017/04/20 448,840,000 29,287,840 0.146   2016/11/29 0.032   2016/12/29
29146 Haitong Int'l Sec - Ch Overseas European Warrants Oct 2017 A HKD 0.126   0.089   0.088   23,520,000 2,390,180 N/A 0.250   2017/03/17 0.085   2017/03/30 105,580,000 15,467,520 -   - -   -
22926 Haitong Int'l Sec - Ch South City European Warrants Jan 18 A HKD 0.193   0.133   0.134   1,362,000 191,276 N/A 0.410   2017/01/18 0.133   2017/04/28 3,382,000 772,810 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.147   0.113   0.116   39,100,000 5,124,340 1,412,033 0.147   2017/04/05 0.096   2017/02/07 65,480,000 8,435,020 0.186   2016/08/29 0.102   2016/12/19
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.163   0.099   0.102   241,980,000 31,947,400 44,237,147 0.163   2017/04/03 0.060   2017/01/16 1,669,260,000 156,958,900 0.148   2016/09/23 0.061   2016/11/16
14107 Haitong Int'l Sec - Ch Unicom European Warrants Sep 2017 A HKD 0.400   0.260   0.265   20,500,000 7,054,400 N/A 0.400   2017/04/21 0.260   2017/04/28 20,500,000 7,054,400 -   - -   -
25556 Haitong Int'l Sec - CHALCO European Warrants Aug 2017 A HKD 0.237   0.150   0.121   6,040,000 1,075,840 N/A 0.500   2017/02/15 0.138   2017/03/31 56,246,000 18,905,028 -   - -   -
27924 Haitong Int'l Sec - Chi Res Land European Warrants Nov 2017A HKD 0.200   0.131   0.134   11,320,000 1,823,960 N/A 0.235   2017/02/22 0.131   2017/04/28 49,920,000 9,652,680 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD 0.065   0.034   0.035   10,580,000 569,480 495,553 0.125   2017/01/19 0.034   2017/04/25 32,680,000 2,720,440 0.285   2016/09/09 0.083   2016/12/28
22642 Haitong Int'l Sec - China Agri European Warrants Aug 2017 A HKD 0.580   0.335   0.335   11,787,000 4,947,595 N/A 0.730   2017/02/15 0.335   2017/04/28 22,783,000 11,011,555 -   - -   -
28363 Haitong Int'l Sec - China Cinda European Warrants Aug 2017 A HKD 0.182   0.142   0.156   703,000 105,522 N/A 0.390   2017/02/24 0.142   2017/04/20 67,011,000 21,654,547 -   - -   -
29160 Haitong Int'l Sec - China Cinda European Warrants Sep 2017 A HKD 0.102   0.095   0.102   300,000 29,900 N/A 0.295   2017/03/17 0.095   2017/04/27 36,138,000 7,302,453 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD 0.046   0.046   0.043   300,000 13,800 N/A 0.108   2017/03/14 0.046   2017/04/18 3,374,000 294,019 0.211   2016/11/18 0.201   2016/11/23
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.064   0.047   0.042   1,760,000 98,260 97,160 0.086   2017/03/23 0.047   2017/04/19 8,800,000 578,700 0.163   2016/04/20 0.042   2016/11/02
22568 Haitong Int'l Sec - China EB Ltd European Warrants Dec 2017A HKD 0.239   0.155   0.235   27,930,000 5,458,472 N/A 0.255   2017/02/15 0.147   2017/03/31 74,404,000 14,428,756 -   - -   -
24012 Haitong Int'l Sec - China Gas Hold European Warrants Dec 17A HKD 0.255   0.255   0.239   56,000 14,280 N/A 0.300   2017/03/21 0.214   2017/02/16 16,324,000 3,814,366 -   - -   -
29939 Haitong Int'l Sec - China Gas Hold European Warrants Nov 17A HKD 0.187   0.098   0.098   11,680,000 1,613,060 N/A 0.187   2017/04/05 0.098   2017/04/28 12,760,000 1,759,700 -   - -   -
26603 Haitong Int'l Sec - China Hongqiao European Warrants Dec18A HKD -   -   0.200   0 0 N/A 0.270   2017/02/20 0.228   2017/03/09 870,000 206,140 -   - -   -
27411 Haitong Int'l Sec - China Life European Put Warrants Oct 17A HKD 0.151   0.117   0.101   17,710,000 2,181,610 N/A 0.176   2017/02/17 0.091   2017/03/21 1,718,870,000 207,303,900 -   - -   -
28373 Haitong Int'l Sec - China Life European Put Warrants Sep 17B HKD 0.094   0.072   0.056   19,880,000 1,672,440 N/A 0.118   2017/03/01 0.069   2017/03/28 74,280,000 6,709,850 -   - -   -
13363 Haitong Int'l Sec - China Life European Warrants Apr 2017 A HKD 0.070   0.021   0.025   1,420,000 55,510 89,138,007 0.237   2017/03/17 0.021   2017/04/11 81,660,000 9,875,970 0.176   2016/11/28 0.038   2016/11/09
13077 Haitong Int'l Sec - China Life European Warrants Aug 2017 A HKD 0.149   0.071   0.104   6,926,020,000 657,354,330 N/A 0.163   2017/03/31 0.071   2017/04/19 7,447,940,000 733,058,020 -   - -   -
15465 Haitong Int'l Sec - China Life European Warrants Dec 2017 A HKD 0.189   0.132   0.159   9,830,000 1,672,140 N/A 0.265   2017/02/21 0.112   2017/02/03 14,812,100,000 2,457,201,860 0.114   2016/12/30 0.105   2016/12/29
28366 Haitong Int'l Sec - China Life European Warrants Dec 2017 B HKD 0.116   0.077   0.086   4,818,000 502,921 N/A 0.195   2017/02/21 0.077   2017/04/25 4,621,049,000 607,751,523 -   - -   -
14485 Haitong Int'l Sec - China Life European Warrants Dec 2017 C HKD 0.209   0.182   0.189   10,310,000 1,985,280 N/A 0.209   2017/04/26 0.182   2017/04/28 10,310,000 1,985,280 -   - -   -
29415 Haitong Int'l Sec - China Life European Warrants Jun 2017 A HKD 0.102   0.038   0.064   2,490,140,000 166,702,270 N/A 0.207   2017/03/17 0.038   2017/04/19 5,907,720,000 607,951,510 -   - -   -
27392 Haitong Int'l Sec - China Life European Warrants Nov 2017 A HKD 0.112   0.093   0.115   2,640,000 268,020 N/A 0.265   2017/02/15 0.093   2017/04/12 6,863,750,000 1,325,521,850 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.395   0.315   0.375   14,460,000 5,108,450 187,463,655 0.475   2017/02/15 0.260   2017/01/04 272,640,000 79,450,600 0.375   2016/11/30 0.181   2016/10/31
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD -   -   0.630   0 0 91,233 0.650   2017/03/14 0.395   2017/01/04 760,000 379,300 0.485   2016/12/12 0.209   2016/08/04
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD 0.065   0.037   0.051   243,100,000 13,800,420 14,248,130 0.305   2017/01/03 0.016   2017/03/21 1,305,325,000 80,378,780 0.375   2016/11/14 0.162   2016/09/09
29158 Haitong Int'l Sec - China Mobile European Warrants Aug 2017A HKD 0.121   0.036   0.036   6,099,990,000 616,024,105 N/A 0.270   2017/03/21 0.036   2017/04/28 20,258,905,000 2,474,173,765 -   - -   -
13485 Haitong Int'l Sec - China Mobile European Warrants Jul 2017A HKD 0.099   0.034   0.034   8,701,230,000 612,496,215 N/A 0.099   2017/04/11 0.034   2017/04/28 8,701,230,000 612,496,215 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD -   -   0.017   0 0 213,228 0.044   2017/03/21 0.019   2017/01/04 4,410,000 148,300 0.320   2016/09/22 0.021   2016/12/29
15467 Haitong Int'l Sec - China Mobile European Warrants Jun 2017C HKD 0.198   0.048   0.049   7,232,670,000 429,844,035 N/A 0.450   2017/03/21 0.048   2017/04/28 10,176,230,000 1,391,796,160 0.275   2016/12/30 0.236   2016/12/28
14198 Haitong Int'l Sec - China Mobile European Warrants May 2017A HKD 0.113   0.010   0.066   780,000 12,300 N/A 0.113   2017/04/11 0.010   2017/04/07 6,520,440,000 530,351,950 0.188   2016/11/16 0.061   2016/12/28
26989 Haitong Int'l Sec - China Mobile European Warrants Sep 2017A HKD 0.087   0.032   0.032   33,095,000 1,996,290 N/A 0.241   2017/02/13 0.032   2017/04/28 10,031,000,000 1,639,154,485 -   - -   -
14476 Haitong Int'l Sec - China Mobile European Warrants Sep 2017B HKD 0.153   0.131   0.131   2,910,000 403,980 N/A 0.153   2017/04/26 0.131   2017/04/28 2,910,000 403,980 -   - -   -
22964 Haitong Int'l Sec - China Power European Warrants Dec 2017 A HKD 0.315   0.255   0.260   594,000 179,000 N/A 0.430   2017/03/21 0.255   2017/04/27 10,061,000 3,737,725 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD -   -   0.010   0 0 142,829 0.057   2017/02/15 0.010   2017/03/30 18,510,000 714,925 0.370   2016/07/28 0.050   2016/12/30
14932 Haitong Int'l Sec - China Railway European Warrants Dec 17 A HKD 0.066   0.037   0.039   32,290,000 1,625,620 N/A 0.093   2017/03/24 0.037   2017/04/27 218,310,000 15,675,490 0.115   2016/12/09 0.078   2016/12/23
28630 Haitong Int'l Sec - China Railway European Warrants Oct 17 A HKD 0.460   0.255   0.249   2,960,000 1,132,690 N/A 0.650   2017/03/24 0.255   2017/04/26 31,589,000 14,782,770 -   - -   -
29298 Haitong Int'l Sec - China Railway European Warrants Oct 19 A HKD -   -   0.215   0 0 N/A 0.260   2017/03/10 0.250   2017/03/10 20,000 5,100 -   - -   -
26600 Haitong Int'l Sec - China Shenhua European Put Wts Dec17A HKD 0.230   0.197   0.201   19,450,000 4,132,970 N/A 0.241   2017/02/09 0.187   2017/03/17 185,870,000 40,199,235 -   - -   -
13593 Haitong Int'l Sec - China Shenhua European Warrants Dec 17 B HKD 0.207   0.144   0.148   93,740,000 18,394,310 N/A 0.207   2017/04/13 0.144   2017/04/27 93,740,000 18,394,310 -   - -   -
29309 Haitong Int'l Sec - China Shenhua European Warrants Oct 17 A HKD 0.400   0.315   0.345   2,680,000 949,075 N/A 0.450   2017/03/21 0.138   2017/03/10 36,270,000 6,657,645 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.174   0.116   0.142   53,795,000 7,855,090 N/A 0.250   2017/03/30 0.055   2017/03/10 302,275,000 30,878,755 0.270   2016/11/04 0.067   2016/12/23
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.390   0.345   0.345   204,000 78,900 236,138 0.390   2017/04/03 0.238   2017/01/09 1,458,000 450,070 0.350   2016/11/23 0.157   2016/08/22
21304 Haitong Int'l Sec - China State Con European Warrants Dec17B HKD 0.238   0.194   0.212   9,256,000 2,041,972 N/A 0.250   2017/03/24 0.171   2017/02/28 57,954,000 11,927,974 -   - -   -
27378 Haitong Int'l Sec - China Taiping European Warrants Sep 17 A HKD 0.190   0.145   0.175   34,138,000 5,670,166 N/A 0.270   2017/03/21 0.145   2017/04/19 65,648,000 12,643,044 -   - -   -
13568 Haitong Int'l Sec - China Telecom European Warrants Jan 18 A HKD 0.229   0.207   0.204   604,000 125,352 N/A 0.229   2017/04/12 0.207   2017/04/24 604,000 125,352 -   - -   -
29265 Haitong Int'l Sec - China Telecom European Warrants Sep 17 A HKD 0.208   0.142   0.145   9,636,000 1,792,412 N/A 0.209   2017/03/21 0.142   2017/04/28 62,236,000 11,528,468 -   - -   -
22624 Haitong Int'l Sec - China Travel HK European Warrants Dec17A HKD 0.335   0.233   0.233   3,520,000 992,252 N/A 0.405   2017/02/15 0.233   2017/04/28 15,028,000 4,962,342 -   - -   -
11997 Haitong Int'l Sec - China Vanke European Put Warrants May17A HKD -   -   0.015   0 0 822,405 0.123   2017/01/05 0.015   2017/03/13 10,544,000 633,943 0.211   2016/08/12 0.055   2016/12/01
15573 Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A HKD 0.250   0.140   0.144   33,363,000 6,467,372 N/A 0.380   2017/03/17 0.140   2017/04/27 131,948,000 27,913,100 0.182   2016/12/30 0.176   2016/12/29
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.315   0.315   0.320   98,000 30,870 N/A 0.315   2017/04/26 0.197   2017/01/04 60,426,000 13,467,832 0.245   2016/12/06 0.169   2016/11/22
24319 Haitong Int'l Sec - CICC European Warrants Aug 2017 A HKD 0.143   0.112   0.112   19,416,000 2,674,804 N/A 0.180   2017/02/23 0.112   2017/04/28 54,268,000 7,892,152 -   - -   -
28362 Haitong Int'l Sec - CITIC Bank European Warrants Nov 2017 A HKD 0.116   0.041   0.045   24,936,000 1,647,681 N/A 0.305   2017/02/23 0.041   2017/04/27 82,226,000 11,829,681 -   - -   -
28403 Haitong Int'l Sec - CITIC Sec European Warrants Jul 2018 A HKD 0.115   0.093   0.107   27,290,000 2,877,825 N/A 0.206   2017/02/21 0.093   2017/04/19 39,950,000 4,670,430 -   - -   -
20713 Haitong Int'l Sec - CKH European Warrants Jul 2017 A HKD 0.237   0.107   0.195   93,375,000 15,647,765 N/A 0.375   2017/02/28 0.107   2017/04/21 311,420,000 71,043,685 -   - -   -
29261 Haitong Int'l Sec - CKH European Warrants Oct 2017 A HKD 0.136   0.068   0.095   33,890,000 3,450,185 N/A 0.235   2017/03/06 0.068   2017/04/21 141,000,000 26,155,400 -   - -   -
27944 Haitong Int'l Sec - CM Bank European Warrants Mar 2018 A HKD 0.168   0.124   0.116   13,330,000 1,919,415 N/A 0.249   2017/02/21 0.124   2017/04/27 122,950,000 25,334,245 -   - -   -
13364 Haitong Int'l Sec - CM Bank European Warrants May 2017 A HKD 0.117   0.067   0.067   1,250,000 107,780 14,462,493 0.208   2017/02/21 0.065   2017/01/03 208,000,000 25,157,235 0.213   2016/09/28 0.052   2016/12/23
24024 Haitong Int'l Sec - CMS European Warrants Mar 2018 A HKD 0.260   0.177   0.185   22,210,000 4,747,080 N/A 0.280   2017/02/02 0.177   2017/04/27 42,390,000 9,052,410 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 1.030   0.700   0.670   1,602,000 1,527,320 4,256,911 1.250   2017/03/15 0.230   2017/01/03 33,660,000 21,728,330 0.450   2016/11/14 0.209   2016/12/28
27951 Haitong Int'l Sec - CNBM European Warrants Nov 2017 A HKD 0.630   0.370   0.390   10,782,000 5,069,600 N/A 0.850   2017/03/02 0.350   2017/03/30 57,954,000 33,646,210 -   - -   -
29317 Haitong Int'l Sec - CNBM European Warrants Sep 2017 A HKD 0.355   0.145   0.152   52,654,000 15,949,466 N/A 0.420   2017/03/16 0.145   2017/04/27 91,130,000 25,861,252 -   - -   -
11129 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 A HKD 0.151   0.027   0.030   1,270,508,000 131,220,027 N/A 0.151   2017/04/07 0.027   2017/04/28 2,702,032,000 314,205,736 -   - -   -
14109 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 B HKD 0.107   0.067   0.068   1,221,869,000 93,402,430 N/A 0.107   2017/04/21 0.067   2017/04/28 1,221,869,000 93,402,430 -   - -   -
29416 Haitong Int'l Sec - CNOOC European Warrants Jul 2018 A HKD 0.141   0.094   0.099   64,820,000 7,452,450 N/A 0.141   2017/04/07 0.094   2017/04/25 1,559,890,000 191,009,070 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.054   0.031   0.032   37,560,000 1,500,840 49,141,692 0.108   2017/01/05 0.031   2017/04/25 2,062,540,000 159,177,060 0.171   2016/04/22 0.085   2016/08/03
11141 Haitong Int'l Sec - CNOOC European Warrants Sep 2017 A HKD 0.163   0.054   0.058   49,094,000 5,167,756 N/A 0.177   2017/03/16 0.054   2017/04/27 313,208,000 45,038,039 -   - -   -
28892 Haitong Int'l Sec - COSCO Sh Hold European Warrants Aug 17 A HKD 0.280   0.147   0.178   4,298,500 1,076,380 N/A 0.470   2017/02/27 0.147   2017/04/19 32,663,500 10,528,473 -   - -   -
24198 Haitong Int'l Sec - COSCO Ship European Warrants Nov 2017 A HKD 0.410   0.300   0.300   3,980,000 1,516,640 N/A 0.670   2017/02/23 0.300   2017/04/27 13,988,000 7,013,540 -   - -   -
28890 Haitong Int'l Sec - COSCO Ship Port European Warrants Dec18A HKD 0.186   0.155   0.160   8,360,000 1,371,880 N/A 0.233   2017/02/27 0.155   2017/04/20 9,200,000 1,532,480 -   - -   -
27376 Haitong Int'l Sec - CPIC European Warrants Sep 2017 A HKD 0.104   0.065   0.079   40,890,000 3,331,130 N/A 0.214   2017/02/15 0.065   2017/04/19 140,684,000 20,712,736 -   - -   -
29318 Haitong Int'l Sec - CQRC Bank European Warrants Jan 2018 A HKD 0.610   0.475   0.495   4,332,000 2,230,695 N/A 0.730   2017/03/17 0.475   2017/04/19 8,992,000 5,088,150 -   - -   -
29310 Haitong Int'l Sec - CRCC European Warrants Dec 2018 A HKD 0.244   0.204   0.210   10,160,000 2,288,010 N/A 0.265   2017/03/24 0.204   2017/04/24 26,700,000 6,390,915 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD 0.110   0.060   0.061   15,970,000 1,328,070 4,348,860 0.146   2017/03/23 0.060   2017/04/24 150,800,000 16,276,055 0.200   2016/06/08 0.073   2016/10/13
28190 Haitong Int'l Sec - CRCC European Warrants May 2017 A HKD 0.166   0.112   0.112   2,005,000 259,030 4,833,645 0.213   2017/03/21 0.112   2017/04/28 129,415,000 22,187,080 0.239   2016/11/28 0.093   2016/10/11
28953 Haitong Int'l Sec - Crphoenixhealth European Warrants Feb18A HKD 0.151   0.102   0.123   6,230,000 742,485 N/A 0.185   2017/03/21 0.091   2017/03/31 20,360,000 2,501,455 -   - -   -
29311 Haitong Int'l Sec - CRRC European Warrants Dec 2019 A HKD 0.238   0.201   0.208   12,990,000 2,770,999 N/A 0.250   2017/03/27 0.201   2017/04/28 26,368,000 5,794,890 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD 0.040   0.016   0.019   24,910,000 710,800 2,395,343 0.061   2017/01/23 0.016   2017/04/28 120,000,000 5,138,530 0.190   2016/05/30 0.042   2016/12/23
12684 Haitong Int'l Sec - CSDC European Warrants Aug 2017 A HKD 0.062   0.038   0.035   1,492,000 89,536 2,285,841 0.131   2017/02/13 0.038   2017/04/18 50,012,000 5,095,680 0.355   2016/09/09 0.097   2016/12/30
17569 Haitong Int'l Sec - CSDC European Warrants Dec 2017 A HKD 0.255   0.187   0.195   3,651,000 754,226 N/A 0.330   2017/02/22 0.187   2017/04/27 25,030,000 6,873,699 -   - -   -
14119 Haitong Int'l Sec - CSOP A50 ETF European Warrants Jul 2017A HKD 0.150   0.149   0.141   400 60 N/A 0.150   2017/04/21 0.149   2017/04/21 400 60 -   - -   -
14118 Haitong Int'l Sec - CSOP A50 ETF European Warrants Mar 2018A HKD 0.265   0.255   0.260   256,400 65,385 N/A 0.265   2017/04/21 0.255   2017/04/27 256,400 65,385 -   - -   -
20900 Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2018A HKD 0.106   0.081   0.083   52,812,000 4,671,088 N/A 0.132   2017/01/18 0.081   2017/04/27 78,448,000 7,488,300 -   - -   -
29325 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2017A HKD 0.120   0.071   0.063   15,386,000 1,504,627 N/A 0.162   2017/03/07 0.071   2017/04/26 16,667,600 1,650,906 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.086   0.069   0.074   10,340,000 807,456 11,340,707 0.117   2017/01/26 0.069   2017/04/20 73,288,000 7,167,578 0.249   2016/03/30 0.107   2016/12/22
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.340   0.280   0.330   2,600,000 799,200 1,805,253 0.340   2017/04/26 0.208   2017/01/03 44,640,000 10,690,980 0.255   2016/09/07 0.205   2016/12/29
23617 Haitong Int'l Sec - Dongfeng European Warrants Dec 2017 A HKD 0.113   0.068   0.069   18,280,000 1,561,480 N/A 0.176   2017/02/24 0.068   2017/04/27 170,100,000 22,612,940 -   - -   -
23682 Haitong Int'l Sec - ENN Energy European Warrants Dec 2017 A HKD 0.810   0.540   0.550   592,000 393,880 N/A 0.810   2017/04/11 0.455   2017/02/20 5,172,000 2,668,350 -   - -   -
14113 Haitong Int'l Sec - Evergrande European Warrants Apr 2018 A HKD 0.212   0.167   0.165   23,520,000 4,390,350 N/A 0.212   2017/04/26 0.167   2017/04/24 23,520,000 4,390,350 -   - -   -
27915 Haitong Int'l Sec - Evergrande European Warrants Aug 2017 A HKD 2.270   0.990   1.750   7,142,000 11,355,370 N/A 2.270   2017/04/20 0.249   2017/03/06 33,288,000 24,418,874 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 0.310   0.173   0.265   7,460,000 1,933,980 1,730,732 0.310   2017/04/20 0.047   2017/01/04 71,920,000 7,426,510 0.114   2016/09/09 0.039   2016/12/29
17713 Haitong Int'l Sec - Evergrande European Warrants Jul 2017 A HKD 4.230   2.470   3.280   3,904,000 14,088,720 N/A 4.230   2017/04/25 0.590   2017/01/06 44,126,000 57,245,680 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.089   0.056   0.083   560,000 33,005 231,236 0.097   2017/02/06 0.056   2017/04/03 1,835,000 135,325 0.305   2016/04/20 0.075   2016/12/20
22755 Haitong Int'l Sec - Fosun Intl European Put Warrants Jul 18A HKD 0.166   0.163   0.163   1,230,000 201,375 N/A 0.204   2017/02/07 0.163   2017/04/28 9,860,000 1,769,580 -   - -   -
22646 Haitong Int'l Sec - Fosun Intl European Warrants Nov 2017 A HKD 0.118   0.086   0.099   28,380,000 2,899,970 N/A 0.179   2017/02/23 0.086   2017/04/19 108,650,000 14,667,185 -   - -   -
26618 Haitong Int'l Sec - Foxconn European Warrants Sep 2017 A HKD 0.345   0.186   0.186   2,121,000 528,326 N/A 0.550   2017/03/08 0.186   2017/04/05 21,358,000 8,441,367 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.236   0.134   0.155   36,720,000 6,136,020 3,720,770 0.305   2017/03/13 0.103   2017/01/03 99,000,000 17,255,440 0.270   2016/09/13 0.097   2016/12/23
29169 Haitong Int'l Sec - GAC European Warrants Dec 2017 A HKD 0.157   0.093   0.109   20,384,000 2,303,338 N/A 0.224   2017/03/14 0.093   2017/04/24 84,908,000 14,253,540 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.500   0.400   0.445   4,260,000 1,910,500 601,173 0.510   2017/03/31 0.248   2017/01/03 7,920,000 3,462,140 0.425   2016/08/09 0.200   2016/03/17
13482 Haitong Int'l Sec - Galaxy Ent European Put Warrants Sep 17B HKD 0.179   0.124   0.124   49,850,000 7,553,770 N/A 0.179   2017/04/24 0.124   2017/04/28 49,850,000 7,553,770 -   - -   -
28338 Haitong Int'l Sec - Galaxy Ent European Warrants Aug 2017 A HKD 0.340   0.170   0.240   129,640,000 33,687,330 N/A 0.340   2017/04/05 0.109   2017/02/21 755,850,000 153,950,720 -   - -   -
29754 Haitong Int'l Sec - Galaxy Ent European Warrants Dec 2017 A HKD 0.305   0.188   0.226   20,090,000 5,013,520 N/A 0.305   2017/04/26 0.188   2017/04/24 22,870,000 5,723,680 -   - -   -
14629 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 A HKD 0.255   0.091   0.160   64,040,000 11,808,020 N/A 0.255   2017/04/26 0.037   2017/02/08 704,130,000 81,187,710 0.320   2016/12/01 0.080   2016/12/29
15563 Haitong Int'l Sec - Galaxy Ent European Warrants May 2017 B HKD 0.580   0.335   0.500   13,860,000 6,605,700 N/A 0.580   2017/04/11 0.108   2017/02/08 738,340,000 168,321,160 0.207   2016/12/30 0.166   2016/12/29
14475 Haitong Int'l Sec - Galaxy Ent European Warrants Oct 2017 A HKD 0.285   0.206   0.218   103,520,000 23,845,760 N/A 0.285   2017/04/26 0.206   2017/04/28 103,520,000 23,845,760 -   - -   -
29753 Haitong Int'l Sec - Galaxy Ent European Warrants Sep 2017 A HKD 0.540   0.350   0.465   25,120,000 11,650,500 N/A 0.540   2017/04/11 0.270   2017/03/13 74,770,000 29,896,800 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD -   -   0.016   0 0 847 -   - -   - 0 0 0.234   2016/09/09 0.117   2016/11/07
21305 Haitong Int'l Sec - GCL-Poly European Warrants Sep 2017 A HKD 0.104   0.051   0.053   1,770,000 146,820 N/A 0.164   2017/02/16 0.051   2017/04/27 4,861,000 563,049 -   - -   -
26981 Haitong Int'l Sec - Geely Auto European Put Warrants Apr 18A HKD 0.169   0.118   0.149   71,100,000 10,017,350 N/A 0.191   2017/02/13 0.113   2017/03/27 874,400,000 147,063,150 -   - -   -
28949 Haitong Int'l Sec - Geely Auto European Put Warrants Dec17 A HKD 0.191   0.128   0.167   71,650,000 10,929,650 N/A 0.202   2017/03/01 0.121   2017/03/27 613,150,000 102,370,800 -   - -   -
26980 Haitong Int'l Sec - Geely Auto European Warrants Aug 2018 A HKD 0.350   0.218   0.226   33,800,000 8,374,155 N/A 0.390   2017/03/14 0.218   2017/04/11 1,503,970,000 431,065,955 -   - -   -
28947 Haitong Int'l Sec - Geely Auto European Warrants Jul 2018 A HKD 0.305   0.185   0.192   79,835,000 17,363,155 N/A 0.340   2017/03/14 0.185   2017/04/11 925,425,000 266,198,720 -   - -   -
17847 Haitong Int'l Sec - Geely Auto European Warrants Jun 2018 A HKD 0.500   0.365   0.380   2,610,000 1,119,375 N/A 0.500   2017/04/03 0.175   2017/01/06 64,470,000 13,841,010 -   - -   -
13057 Haitong Int'l Sec - Geely Auto European Warrants Nov 2017 A HKD 0.250   0.133   0.131   503,005,000 78,404,790 N/A 0.265   2017/03/31 0.133   2017/04/28 550,225,000 89,618,260 -   - -   -
24302 Haitong Int'l Sec - GJ Int'l European Warrants Jan 18 A HKD 0.325   0.221   0.265   1,722,000 522,520 N/A 0.660   2017/02/17 0.221   2017/04/19 24,847,000 11,957,350 -   - -   -
22954 Haitong Int'l Sec - Goldwind European Warrants Sep 2017 A HKD 0.073   0.042   0.051   15,640,000 862,796 N/A 0.238   2017/01/18 0.042   2017/04/25 30,948,000 3,208,398 -   - -   -
29144 Haitong Int'l Sec - Gome European Warrants Aug 2018 A HKD 0.290   0.270   0.265   897,000 247,190 N/A 0.300   2017/03/31 0.246   2017/03/27 5,219,000 1,480,762 -   - -   -
27589 Haitong Int'l Sec - Gome European Warrants May 2017 A HKD 0.070   0.013   0.015   521,000 8,050 250,088 0.135   2017/02/24 0.013   2017/04/13 3,693,000 208,821 0.227   2016/04/27 0.036   2016/12/21
29940 Haitong Int'l Sec - Gome European Warrants May 2018 A HKD -   -   0.201   0 0 N/A 0.218   2017/03/30 0.211   2017/03/30 2,000 429 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.200   0.147   0.152   20,495,000 3,622,117 2,586,065 0.265   2017/02/24 0.147   2017/04/28 78,788,000 15,283,702 0.300   2016/09/09 0.157   2016/12/22
29770 Haitong Int'l Sec - Guangdong Inv European Warrants Dec 18 A HKD 0.295   0.285   0.290   116,000 33,800 N/A 0.295   2017/04/13 0.248   2017/03/13 2,126,000 593,586 -   - -   -
22750 Haitong Int'l Sec - Guangshen Rail European Warrants Dec 18A HKD 0.122   0.079   0.081   21,078,000 2,295,026 N/A 0.246   2017/01/17 0.079   2017/04/28 58,462,000 7,321,986 -   - -   -
17527 Haitong Int'l Sec - GWMC European Warrants Jul 2018 A HKD 0.245   0.228   0.228   680,000 162,635 N/A 0.355   2017/02/21 0.198   2017/01/09 7,185,000 1,738,250 -   - -   -
29010 Haitong Int'l Sec - GWMC European Warrants Oct 2018 A HKD 0.204   0.139   0.139   49,440,000 8,891,440 N/A 0.240   2017/02/28 0.139   2017/04/28 454,890,000 83,249,065 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.100   0.040   0.041   51,230,000 3,480,485 8,343,467 0.140   2017/02/21 0.040   2017/04/28 442,125,000 37,397,470 0.158   2016/10/19 0.038   2016/12/28
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.370   0.300   0.325   1,380,000 493,000 781,335 0.380   2017/03/31 0.145   2017/01/03 20,320,000 4,647,680 0.305   2016/10/04 0.144   2016/12/30
24371 Haitong Int'l Sec - Haitong Sec European Warrants Oct 2017 A HKD 0.067   0.037   0.046   27,732,000 1,357,176 N/A 0.175   2017/02/17 0.037   2017/04/25 290,072,000 37,017,860 -   - -   -
28907 Haitong Int'l Sec - Henganintl European Warrants Aug 2017 A HKD 0.086   0.042   0.045   15,480,500 965,601 N/A 0.270   2017/03/07 0.042   2017/04/28 43,629,000 6,642,885 -   - -   -
11044 Haitong Int'l Sec - HKEX European Put Warrants Mar 2019 A HKD 0.166   0.144   0.144   10,760,000 1,722,540 N/A 0.201   2017/03/14 0.144   2017/04/26 1,815,580,000 352,600,620 -   - -   -
11668 Haitong Int'l Sec - HKEX European Put Warrants May 2017 A HKD -   -   0.018   0 0 11,325,905 0.098   2017/01/04 0.016   2017/02/16 57,680,000 3,079,930 0.169   2016/08/19 0.061   2016/11/28
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.087   0.046   0.047   21,510,000 1,087,660 68,345,427 0.146   2017/02/16 0.046   2017/04/28 122,030,000 11,326,830 0.295   2016/09/22 0.064   2016/12/23
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.185   0.133   0.149   16,730,000 2,429,630 864,928,723 0.244   2017/02/21 0.133   2017/04/24 23,671,930,000 3,848,996,770 0.385   2016/09/09 0.148   2016/12/28
27936 Haitong Int'l Sec - HKEX European Warrants Dec 2017 B HKD 0.096   0.061   0.069   2,288,130,000 171,735,690 N/A 0.186   2017/02/17 0.061   2017/04/24 28,315,800,000 3,461,766,240 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.108   0.076   0.084   25,500,000 2,260,700 403,137,725 0.170   2017/02/16 0.076   2017/04/24 11,873,560,000 1,687,592,970 0.280   2016/09/22 0.103   2016/12/22
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.024   0.010   0.010   2,750,000 49,850 1,518,723 0.065   2017/02/17 0.010   2017/04/20 84,200,000 4,096,050 0.200   2016/09/20 0.023   2016/12/28
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.029   0.010   0.010   6,950,000 112,870 835,866,277 0.088   2017/02/16 0.010   2017/04/26 10,135,680,000 621,649,360 0.232   2016/09/09 0.027   2016/12/28
13771 Haitong Int'l Sec - HKEX European Warrants May 2018 A HKD 0.106   0.070   0.077   1,194,080,000 118,653,790 N/A 0.106   2017/04/18 0.070   2017/04/24 1,194,080,000 118,653,790 -   - -   -
29164 Haitong Int'l Sec - HKEX European Warrants Nov 2017 A HKD 0.089   0.054   0.060   15,139,170,000 1,108,931,410 N/A 0.125   2017/03/02 0.054   2017/04/24 46,501,450,000 3,975,476,140 -   - -   -
28660 Haitong Int'l Sec - HKEX European Warrants Sep 2017 A HKD 0.108   0.055   0.045   500,000 35,500 N/A 0.355   2017/02/23 0.055   2017/04/18 2,788,740,000 908,260,031 -   - -   -
28671 Haitong Int'l Sec - HN Renewables European Warrants Apr 17 A HKD -   -   0.017   0 0 1,031,082 0.147   2017/01/11 0.015   2017/03/29 37,388,000 3,370,788 0.610   2016/09/09 0.116   2016/12/19
17902 Haitong Int'l Sec - HN Renewables European Wts Aug 2017 A HKD 0.280   0.214   0.240   786,000 204,212 N/A 0.430   2017/01/11 0.214   2017/04/20 3,608,000 1,217,942 -   - -   -
28885 Haitong Int'l Sec - HS Bank European Put Warrants Jun 2019 A HKD 0.237   0.221   0.221   2,391,000 543,787 N/A 0.275   2017/02/27 0.221   2017/04/03 5,840,000 1,412,878 -   - -   -
13060 Haitong Int'l Sec - HSBC European Put Warrants Apr 2017 B HKD -   -   0.025   0 0 10,399,979 0.036   2017/01/06 0.036   2017/01/06 172,000 6,192 0.240   2016/09/30 0.031   2016/12/08
29174 Haitong Int'l Sec - HSBC European Put Warrants Dec 2017 A HKD 0.195   0.120   0.126   59,872,000 8,986,564 N/A 0.231   2017/03/03 0.120   2017/04/27 555,892,000 106,514,404 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD -   -   0.027   0 0 45,961 -   - -   - 0 0 0.151   2016/08/08 0.027   2016/11/21
29922 Haitong Int'l Sec - HSBC European Put Warrants Jun 2018 A HKD 0.249   0.180   0.187   53,412,000 11,359,708 N/A 0.275   2017/03/14 0.180   2017/04/27 94,684,000 22,072,524 -   - -   -
13059 Haitong Int'l Sec - HSBC European Warrants Apr 2017 A HKD -   -   0.010   0 0 162,130,245 0.132   2017/02/20 0.010   2017/03/08 116,616,000 8,707,940 0.200   2016/12/08 0.040   2016/11/09
15464 Haitong Int'l Sec - HSBC European Warrants Jun 2017 B HKD 0.106   0.040   0.075   22,457,804,000 1,665,452,700 N/A 0.345   2017/02/20 0.040   2017/04/20 44,567,504,000 5,078,553,960 0.193   2016/12/23 0.159   2016/12/28
14456 Haitong Int'l Sec - HSBC European Warrants Nov 2017 A HKD 0.202   0.186   0.193   12,248,000 2,346,224 N/A 0.202   2017/04/27 0.186   2017/04/28 12,248,000 2,346,224 -   - -   -
20747 Haitong Int'l Sec - HSBC European Warrants Oct 2017 A HKD 0.110   0.061   0.094   53,268,000 4,944,488 N/A 0.330   2017/02/20 0.061   2017/04/24 10,563,632,000 2,433,136,676 -   - -   -
28337 Haitong Int'l Sec - HSBC European Warrants Sep 2017 A HKD 0.036   0.019   0.032   4,060,000 126,000 N/A 0.176   2017/02/21 0.019   2017/04/21 15,021,288,000 1,340,365,896 -   - -   -
29170 Haitong Int'l Sec - HSBC European Warrants Sep 2017 B HKD 0.074   0.035   0.056   22,040,000 1,249,944 N/A 0.129   2017/03/02 0.035   2017/04/24 3,840,808,000 376,603,836 -   - -   -
29262 Haitong Int'l Sec - HSBC European Warrants Sep 2017 C HKD 0.151   0.084   0.138   3,321,580,000 434,294,572 N/A 0.232   2017/03/06 0.084   2017/04/19 11,520,060,000 1,905,123,228 -   - -   -
29921 Haitong Int'l Sec - HSBC European Warrants Sep 2017 D HKD 0.320   0.206   0.300   32,056,000 7,790,468 N/A 0.415   2017/03/14 0.206   2017/04/20 510,404,000 196,189,048 -   - -   -
14455 Haitong Int'l Sec - HSBC European Warrants Sep 2017 E HKD 0.219   0.199   0.207   23,320,000 4,876,896 N/A 0.219   2017/04/27 0.199   2017/04/27 23,320,000 4,876,896 -   - -   -
14866 Haitong Int'l Sec - HSI European Put Warrants Apr 2017 A HKD -   -   0.011   0 0 N/A 0.150   2017/01/03 0.016   2017/03/07 484,900,000 27,345,760 0.188   2016/12/23 0.093   2016/12/08
13416 Haitong Int'l Sec - HSI European Put Warrants Aug 2017 B HKD 0.150   0.120   0.119   1,160,000 166,620 N/A 0.150   2017/04/12 0.120   2017/04/28 1,160,000 166,620 -   - -   -
29729 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 A HKD 0.155   0.123   0.103   10,790,000 1,494,900 N/A 0.202   2017/03/10 0.123   2017/04/13 4,311,700,000 637,685,320 -   - -   -
15560 Haitong Int'l Sec - HSI European Put Warrants Jul 2017 B HKD 0.027   0.013   0.013   4,730,000 93,810 N/A 0.165   2017/01/03 0.013   2017/04/27 17,307,700,000 1,154,846,040 0.193   2016/12/29 0.130   2016/12/30
14865 Haitong Int'l Sec - HSI European Put Warrants May 2017 B HKD 0.034   0.010   0.010   119,290,000 2,699,420 N/A 0.280   2017/01/03 0.010   2017/04/25 46,391,640,000 4,616,589,170 0.250   2016/12/30 0.215   2016/12/07
28828 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 A HKD 0.117   0.076   0.077   853,130,000 85,818,040 N/A 0.153   2017/03/03 0.076   2017/04/27 8,098,620,000 927,191,360 -   - -   -
13414 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 D HKD 0.211   0.136   0.142   796,910,000 144,202,080 N/A 0.211   2017/04/19 0.136   2017/04/27 796,910,000 144,202,080 -   - -   -
28826 Haitong Int'l Sec - HSI European Warrants Aug 2017 A HKD 0.118   0.061   0.103   3,517,610,000 282,910,730 N/A 0.161   2017/03/21 0.061   2017/04/19 34,533,620,000 4,307,738,260 -   - -   -
29698 Haitong Int'l Sec - HSI European Warrants Dec 2018 A HKD 0.247   0.193   0.243   17,840,000 4,071,550 N/A 0.270   2017/03/17 0.193   2017/04/19 19,130,000 4,382,020 -   - -   -
29702 Haitong Int'l Sec - HSI European Warrants Jan 2018 A HKD 0.152   0.113   0.152   2,560,000 347,200 N/A 0.189   2017/03/21 0.113   2017/04/19 4,380,000 650,880 -   - -   -
13391 Haitong Int'l Sec - HSI European Warrants Jan 2018 B HKD 0.155   0.125   0.147   820,000 113,240 N/A 0.155   2017/04/06 0.125   2017/04/12 820,000 113,240 -   - -   -
15556 Haitong Int'l Sec - HSI European Warrants Jul 2017 A HKD 0.255   0.194   0.265   24,960,000 5,775,500 N/A 0.300   2017/03/21 0.121   2017/01/03 3,820,450,000 565,860,020 0.130   2016/12/30 0.112   2016/12/29
14863 Haitong Int'l Sec - HSI European Warrants Jun 2017 A HKD 0.129   0.068   0.122   82,590,000 8,119,090 N/A 0.162   2017/02/16 0.068   2017/04/24 132,200,000 13,637,620 0.131   2016/12/08 0.062   2016/12/20
29716 Haitong Int'l Sec - HSI European Warrants Mar 2018 A HKD 0.196   0.139   0.193   59,470,000 10,007,080 N/A 0.240   2017/03/21 0.139   2017/04/19 85,370,000 15,301,940 -   - -   -
13409 Haitong Int'l Sec - HSI European Warrants Mar 2018 B HKD 0.125   0.100   0.117   420,000 45,290 N/A 0.125   2017/04/06 0.100   2017/04/12 420,000 45,290 -   - -   -
14864 Haitong Int'l Sec - HSI European Warrants May 2017 A HKD 0.255   0.144   0.248   57,710,000 12,294,380 N/A 0.285   2017/03/21 0.092   2017/01/03 23,094,170,000 3,837,753,350 0.167   2016/12/07 0.071   2016/12/28
13410 Haitong Int'l Sec - HSI European Warrants Nov 2017 A HKD 0.099   0.075   0.091   420,000 33,870 N/A 0.099   2017/04/06 0.075   2017/04/12 420,000 33,870 -   - -   -
29719 Haitong Int'l Sec - HSI European Warrants Sep 2017 B HKD 0.247   0.164   0.238   30,220,000 6,237,140 N/A 0.255   2017/03/23 0.164   2017/04/19 39,840,000 8,503,570 -   - -   -
13407 Haitong Int'l Sec - HSI European Warrants Sep 2017 C HKD 0.113   0.087   0.099   11,260,000 1,035,540 N/A 0.113   2017/04/06 0.087   2017/04/11 11,260,000 1,035,540 -   - -   -
28378 Haitong Int'l Sec - HTSC European Warrants Feb 2018 A HKD 0.161   0.131   0.137   8,106,000 1,167,572 N/A 0.270   2017/02/21 0.131   2017/04/19 15,460,000 2,599,026 -   - -   -
14188 Haitong Int'l Sec - Huadian Fuxin European Warrants Jun 17 A HKD 0.087   0.059   0.061   16,000,000 1,127,560 N/A 0.275   2017/02/23 0.059   2017/04/24 19,594,000 1,795,848 0.330   2016/12/07 0.290   2016/11/17
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD -   -   0.020   0 0 284,936 0.110   2017/01/06 0.017   2017/03/30 24,424,000 1,427,166 0.395   2016/08/24 0.096   2016/11/21
28349 Haitong Int'l Sec - Huaneng European Warrants Aug 2017 A HKD 0.115   0.057   0.081   43,484,000 3,727,466 N/A 0.270   2017/03/17 0.057   2017/04/26 104,342,000 11,773,020 -   - -   -
11160 Haitong Int'l Sec - Huaneng European Warrants Sep 2017 A HKD 0.295   0.205   0.250   2,352,000 631,240 N/A 0.520   2017/03/21 0.205   2017/04/24 12,642,000 4,511,724 -   - -   -
13062 Haitong Int'l Sec - ICBC European Warrants Apr 2017 A HKD -   -   0.010   0 0 10,307,068 0.059   2017/02/16 0.010   2017/03/20 177,347,000 8,316,917 0.265   2016/09/09 0.020   2016/12/28
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.480   0.340   0.455   242,000 107,870 4,197,682 0.580   2017/02/24 0.295   2017/02/03 31,583,000 13,631,640 0.700   2016/09/09 0.165   2016/06/15
20858 Haitong Int'l Sec - ICBC European Warrants Jul 2017 B HKD 0.153   0.087   0.128   14,088,000 1,651,768 N/A 0.270   2017/02/16 0.087   2017/04/20 933,422,000 166,035,845 -   - -   -
28651 Haitong Int'l Sec - ICBC European Warrants Nov 2017 A HKD 0.141   0.077   0.107   14,636,000 1,525,369 N/A 0.237   2017/02/23 0.077   2017/04/20 730,706,000 124,037,189 -   - -   -
14477 Haitong Int'l Sec - ICBC European Warrants Nov 2017 B HKD 0.224   0.215   0.211   1,140,000 254,654 N/A 0.224   2017/04/27 0.215   2017/04/27 1,140,000 254,654 -   - -   -
28346 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17B HKD 0.089   0.054   0.057   25,680,000 1,858,640 N/A 0.170   2017/02/23 0.054   2017/04/28 188,090,000 20,413,640 -   - -   -
13563 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17C HKD 0.145   0.095   0.103   41,840,000 5,044,710 N/A 0.145   2017/04/12 0.095   2017/04/28 41,840,000 5,044,710 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.235   0.162   0.163   40,020,000 7,618,960 N/A 0.365   2017/02/14 0.162   2017/04/28 73,870,000 14,896,820 0.310   2016/11/29 0.201   2016/12/16
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD -   -   0.275   0 0 2,805,353 0.455   2017/02/23 0.243   2017/01/05 6,460,000 2,233,200 0.365   2016/11/25 0.119   2016/11/03
22089 Haitong Int'l Sec - KECL European Warrants Aug 2017 A HKD 0.800   0.315   0.315   12,462,000 5,660,790 N/A 0.800   2017/04/10 0.238   2017/01/16 78,460,000 27,431,666 -   - -   -
22731 Haitong Int'l Sec - Kingdee Int'l European Warrants Dec 17 A HKD 0.470   0.340   0.420   5,574,000 2,254,760 N/A 0.640   2017/03/20 0.340   2017/04/19 21,772,000 9,734,180 -   - -   -
28887 Haitong Int'l Sec - Kingdee Int'l European Warrants Jun 18 A HKD 0.600   0.480   0.590   1,314,000 720,750 N/A 0.800   2017/03/20 0.480   2017/04/19 2,338,000 1,424,090 -   - -   -
28901 Haitong Int'l Sec - Kingsoft European Warrants Jan 2018 A HKD 0.365   0.202   0.310   17,370,000 5,182,300 N/A 0.365   2017/04/03 0.163   2017/03/09 40,580,000 11,033,240 -   - -   -
28899 Haitong Int'l Sec - Kingsoft European Warrants Oct 2017 A HKD 0.375   0.215   0.375   13,570,000 3,640,240 N/A 0.375   2017/04/27 0.155   2017/03/09 76,490,000 18,856,710 -   - -   -
28361 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 A HKD 0.107   0.027   0.027   95,096,000 6,458,052 N/A 0.107   2017/04/05 0.027   2017/04/28 316,854,000 21,440,272 -   - -   -
28906 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 B HKD 0.375   0.161   0.178   45,526,000 11,562,190 N/A 0.375   2017/04/07 0.126   2017/03/10 85,226,000 19,742,734 -   - -   -
13584 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 C HKD 0.141   0.082   0.081   8,732,000 985,300 N/A 0.141   2017/04/12 0.082   2017/04/20 8,732,000 985,300 -   - -   -
21212 Haitong Int'l Sec - Lenovo European Warrants Dec 2017 A HKD 0.345   0.183   0.188   145,518,000 36,340,776 N/A 0.375   2017/01/16 0.119   2017/03/10 211,594,000 57,145,300 -   - -   -
11163 Haitong Int'l Sec - Lenovo European Warrants Jul 2017 A HKD 0.400   0.159   0.177   37,000,000 11,079,936 N/A 0.400   2017/04/07 0.159   2017/04/20 44,262,000 13,218,308 -   - -   -
28347 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 A HKD 0.173   0.126   0.135   3,902,000 557,748 N/A 0.385   2017/03/20 0.126   2017/04/19 21,944,000 5,351,618 -   - -   -
11162 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 B HKD 0.151   0.112   0.116   2,424,000 317,642 N/A 0.315   2017/03/21 0.112   2017/04/18 3,708,000 707,664 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD 1.560   1.200   1.560   2,552,500 3,372,780 1,901,073 1.710   2017/03/16 1.180   2017/03/31 7,737,500 11,406,435 2.430   2016/10/20 0.800   2016/06/20
22083 Haitong Int'l Sec - Link REIT European Put Warrants Jul 17 A HKD 0.107   0.046   0.049   22,495,000 1,630,735 N/A 0.250   2017/01/16 0.046   2017/04/28 93,935,000 13,456,060 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.430   0.169   0.169   15,320,000 4,650,890 3,413,363 0.450   2017/02/23 0.169   2017/04/28 55,364,000 18,676,270 0.400   2016/11/29 0.255   2016/11/08
21284 Haitong Int'l Sec - Mengniu Dairy European Wts Feb 2018 A HKD 0.194   0.135   0.144   20,444,000 3,148,285 N/A 0.229   2017/01/12 0.135   2017/04/20 59,494,000 10,472,111 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD 0.115   0.045   0.048   34,650,000 2,272,730 3,936,478 0.182   2017/01/04 0.045   2017/04/26 133,410,000 14,815,050 0.310   2016/08/26 0.146   2016/12/23
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.165   0.121   0.125   8,785,000 1,206,105 7,127,317 0.245   2017/02/16 0.121   2017/04/27 109,515,000 22,068,555 0.249   2016/11/04 0.171   2016/12/23
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD -   -   0.019   0 0 867,209 0.223   2017/01/05 0.023   2017/03/27 48,465,000 3,163,135 0.325   2016/08/10 0.199   2016/11/10
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.224   0.168   0.188   21,930,000 4,102,840 3,191,703 0.380   2017/02/23 0.147   2017/01/04 70,920,000 17,104,180 0.222   2016/09/23 0.123   2016/11/11
20816 Haitong Int'l Sec - PetroChina European Warrants Aug 2017 A HKD 0.181   0.066   0.069   845,362,000 90,938,046 N/A 0.630   2017/01/18 0.066   2017/04/27 1,485,678,000 346,401,542 -   - -   -
22090 Haitong Int'l Sec - PetroChina European Warrants Jul 2017 A HKD 0.035   0.024   0.016   534,212,000 18,144,450 N/A 0.280   2017/01/16 0.024   2017/04/03 678,168,000 35,426,884 -   - -   -
14108 Haitong Int'l Sec - PetroChina European Warrants Sep 2017 A HKD 0.100   0.071   0.072   24,400,000 1,950,348 N/A 0.100   2017/04/21 0.071   2017/04/27 24,400,000 1,950,348 -   - -   -
14190 Haitong Int'l Sec - Phoenixhealth European Warrants Jun 17 A HKD 0.020   0.010   0.010   1,000,000 16,600 N/A 0.090   2017/01/19 0.010   2017/04/28 24,140,000 885,930 0.226   2016/11/29 0.074   2016/12/29
28893 Haitong Int'l Sec - PICC European Warrants Jul 2018 A HKD 0.100   0.064   0.092   24,700,000 2,069,260 N/A 0.126   2017/02/27 0.064   2017/04/19 112,780,000 12,160,700 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD -   -   0.015   0 0 887,968 0.091   2017/02/15 0.030   2017/03/30 76,134,000 4,620,380 0.380   2016/09/09 0.065   2016/12/23
28399 Haitong Int'l Sec - Ping An European Put Warrants Dec 2017 A HKD 0.146   0.091   0.099   7,460,000 774,380 N/A 0.223   2017/03/03 0.091   2017/04/27 64,640,000 10,892,900 -   - -   -
12733 Haitong Int'l Sec - Ping An European Warrants Apr 2017 A HKD -   -   0.013   0 0 2,891,614 0.040   2017/01/13 0.020   2017/02/07 15,780,000 513,650 0.280   2016/09/22 0.025   2016/12/23
15466 Haitong Int'l Sec - Ping An European Warrants Aug 2017 A HKD 0.184   0.094   0.157   52,370,000 7,088,175 N/A 0.247   2017/03/23 0.094   2017/04/20 10,933,755,000 1,770,534,570 0.172   2016/12/30 0.143   2016/12/29
27390 Haitong Int'l Sec - Ping An European Warrants Jun 2017 A HKD 0.144   0.055   0.105   4,283,380,000 359,362,280 N/A 0.200   2017/03/23 0.055   2017/04/20 14,872,940,000 1,725,154,345 -   - -   -
20872 Haitong Int'l Sec - Ping An European Warrants Nov 2017 A HKD 0.149   0.095   0.127   20,275,000 2,770,325 N/A 0.236   2017/01/11 0.095   2017/04/24 11,136,430,000 1,656,721,915 -   - -   -
28365 Haitong Int'l Sec - Ping An European Warrants Oct 2017 A HKD 0.098   0.046   0.070   49,390,000 3,159,995 N/A 0.151   2017/02/22 0.046   2017/04/20 9,030,410,000 1,028,920,820 -   - -   -
29941 Haitong Int'l Sec - Ping An European Warrants Oct 2017 B HKD 0.223   0.121   0.183   106,520,000 20,537,650 N/A 0.270   2017/03/24 0.121   2017/04/20 2,435,230,000 597,467,665 -   - -   -
26992 Haitong Int'l Sec - Ping An European Warrants Sep 2017 A HKD 0.405   0.255   0.375   44,805,000 14,397,675 N/A 0.465   2017/03/21 0.255   2017/04/20 426,145,000 151,861,750 -   - -   -
13088 Haitong Int'l Sec - Ping An European Warrants Sep 2017 B HKD 0.143   0.063   0.100   9,093,145,000 823,017,915 N/A 0.159   2017/03/31 0.063   2017/04/20 9,511,810,000 881,029,890 -   - -   -
22534 Haitong Int'l Sec - Poly Property European Warrants Dec 17 A HKD 0.750   0.570   0.590   6,337,000 4,169,400 N/A 0.920   2017/03/16 0.570   2017/04/24 20,663,000 15,618,940 -   - -   -
29132 Haitong Int'l Sec - Poly Property European Warrants Dec 17 B HKD 0.455   0.345   0.360   12,007,000 4,733,290 N/A 0.590   2017/03/16 0.345   2017/04/24 22,037,000 9,526,320 -   - -   -
26607 Haitong Int'l Sec - PSBC European Warrants Aug 2017 A HKD 0.290   0.165   0.221   1,131,000 274,333 N/A 0.290   2017/04/25 0.165   2017/04/19 60,847,000 13,713,913 -   - -   -
11667 Haitong Int'l Sec - PWR Assets European Put Wts May 2017 A HKD -   -   0.020   0 0 78,048 0.068   2017/01/20 0.020   2017/02/10 7,180,000 390,720 0.216   2016/10/11 0.143   2016/11/07
28894 Haitong Int'l Sec - R&F Ppt European Warrants Mar 2018 A HKD 0.255   0.189   0.220   24,852,000 5,567,184 N/A 0.260   2017/03/13 0.174   2017/03/08 128,884,000 25,799,564 -   - -   -
11914 Haitong Int'l Sec - Sands China European Warrants Apr 2017 A HKD 0.080   0.044   0.010   888,000 46,284 12,068,294 0.165   2017/01/10 0.023   2017/02/23 424,512,000 32,609,124 0.380   2016/12/01 0.104   2016/12/19
26990 Haitong Int'l Sec - Sands China European Warrants Aug 2017 A HKD 0.242   0.108   0.115   214,744,000 29,825,872 N/A 0.242   2017/04/10 0.099   2017/02/23 363,660,000 49,792,612 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.074   0.022   0.023   272,492,000 15,540,352 20,788,032 0.116   2017/01/10 0.022   2017/04/28 393,116,000 22,528,364 0.249   2016/11/28 0.075   2016/12/29
28656 Haitong Int'l Sec - Sands China European Warrants Nov 2017 A HKD 0.430   0.230   0.233   11,392,000 3,832,684 N/A 0.430   2017/04/07 0.201   2017/02/23 84,772,000 22,003,496 -   - -   -
14481 Haitong Int'l Sec - Sands China European Warrants Nov 2017 B HKD 0.197   0.172   0.164   368,000 63,652 N/A 0.197   2017/04/26 0.172   2017/04/27 368,000 63,652 -   - -   -
11045 Haitong Int'l Sec - Sh Electric European Warrants Feb 2018 A HKD 0.530   0.365   0.370   6,042,000 2,543,630 N/A 0.700   2017/03/16 0.365   2017/04/27 11,258,000 5,790,010 -   - -   -
21286 Haitong Int'l Sec - Sh Electric European Warrants Mar 2018 A HKD 0.720   0.510   0.530   2,724,000 1,630,560 N/A 0.880   2017/03/16 0.510   2017/04/27 9,860,000 7,155,160 -   - -   -
29134 Haitong Int'l Sec - Sh Petrochem European Warrants Dec 2017A HKD 0.295   0.222   0.230   2,930,000 734,964 N/A 0.475   2017/03/02 0.222   2017/04/27 8,488,000 2,769,894 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.160   0.076   0.076   14,196,000 1,653,868 3,473,037 0.570   2017/02/06 0.076   2017/04/28 70,684,000 18,421,954 0.560   2016/09/09 0.275   2016/11/11
28957 Haitong Int'l Sec - Sh Pharma European Warrants Jun 2018 A HKD 0.390   0.340   0.350   2,075,000 769,650 N/A 0.465   2017/03/22 0.340   2017/04/28 16,896,000 7,065,535 -   - -   -
23559 Haitong Int'l Sec - Shenzhen Int'l European Warrants Dec 18A HKD 0.310   0.260   0.305   1,750,000 525,340 N/A 0.310   2017/04/24 0.210   2017/03/10 13,733,000 3,261,323 -   - -   -
12601 Haitong Int'l Sec - Shenzhen Inv European Warrants Apr 2017A HKD 0.010   0.010   0.010   400,000 4,000 282,492 0.089   2017/01/18 0.010   2017/04/12 34,232,000 1,666,450 0.470   2016/10/04 0.285   2016/11/01
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.072   0.037   0.037   28,325,000 1,520,605 1,668,192 0.100   2017/03/23 0.033   2017/03/07 142,600,000 9,585,480 0.159   2016/08/18 0.061   2016/12/13
14463 Haitong Int'l Sec - SHK Ppt European Warrants Aug 2017 A HKD 0.415   0.350   0.350   2,080,000 782,250 N/A 0.415   2017/04/26 0.350   2017/04/28 2,080,000 782,250 -   - -   -
14626 Haitong Int'l Sec - SHK Ppt European Warrants May 2017 A HKD 0.425   0.179   0.184   32,570,000 8,927,470 N/A 0.425   2017/04/13 0.110   2017/01/03 336,990,000 80,104,910 0.265   2016/12/09 0.095   2016/12/29
13592 Haitong Int'l Sec - Sihuan Pharm European Warrants Jun 2018A HKD 0.900   0.780   0.830   1,754,000 1,470,540 N/A 0.900   2017/04/18 0.780   2017/04/12 1,754,000 1,470,540 -   - -   -
23605 Haitong Int'l Sec - Sihuan Pharm European Warrants May 2018A HKD 1.290   0.970   1.250   5,201,000 5,879,070 N/A 1.290   2017/04/28 0.740   2017/03/29 12,096,000 11,800,040 -   - -   -
28952 Haitong Int'l Sec - Sino Biopharm European Warrants Jul 19 A HKD 0.222   0.196   0.206   25,665,000 5,344,994 N/A 0.265   2017/03/13 0.196   2017/04/20 46,889,000 10,258,392 -   - -   -
29809 Haitong Int'l Sec - Sino-Ocean Gp European Warrants Apr2018A HKD 0.700   0.510   0.510   2,455,000 1,456,000 N/A 0.860   2017/03/16 0.510   2017/04/28 9,289,000 6,862,215 -   - -   -
14102 Haitong Int'l Sec - Sinopec Corp European Wts Nov 2017 A HKD 0.136   0.106   0.108   17,720,000 2,159,038 N/A 0.136   2017/04/26 0.106   2017/04/27 17,720,000 2,159,038 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.255   0.143   0.163   6,900,000 1,442,902 13,682,513 0.320   2017/01/25 0.112   2017/03/14 154,588,000 31,890,360 0.475   2016/10/11 0.197   2016/12/23
28626 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 B HKD 0.340   0.175   0.204   6,072,000 1,726,558 N/A 0.355   2017/02/23 0.142   2017/03/10 222,100,000 55,667,512 -   - -   -
20805 Haitong Int'l Sec - Sinopec Corp European Wts Sep 2017 A HKD 0.540   0.335   0.380   17,858,000 7,509,580 N/A 0.600   2017/01/26 0.240   2017/03/10 264,322,000 115,326,074 -   - -   -
29775 Haitong Int'l Sec - Sinotrans European Warrants Aug 2018 A HKD 0.540   0.395   0.415   2,556,000 1,268,060 N/A 0.680   2017/03/21 0.395   2017/04/25 5,538,000 2,931,330 -   - -   -
22923 Haitong Int'l Sec - SMIC European Warrants Nov 2017 A HKD 0.074   0.049   0.071   18,315,000 1,211,310 N/A 0.217   2017/02/09 0.049   2017/04/24 152,265,000 21,569,860 -   - -   -
22719 Haitong Int'l Sec - Stanchart European Warrants Jun 2017 A HKD 0.237   0.058   0.113   77,973,500 12,223,392 N/A 0.630   2017/02/06 0.058   2017/04/21 338,696,000 79,148,464 -   - -   -
23679 Haitong Int'l Sec - SUNAC European Warrants Nov 2018 A HKD -   -   0.380   0 0 N/A 0.315   2017/03/14 0.163   2017/02/07 81,420,000 16,502,580 -   - -   -
11167 Haitong Int'l Sec - Sunny Optical European Warrants Sep 17 A HKD 0.850   0.435   0.860   4,310,000 2,371,800 N/A 0.850   2017/04/26 0.435   2017/04/07 63,720,000 45,611,700 -   - -   -
24021 Haitong Int'l Sec - Techtronic European Warrants Aug 2017 A HKD 0.380   0.315   0.395   7,125,000 2,462,500 N/A 0.380   2017/04/25 0.207   2017/02/10 16,630,000 4,913,250 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.050   0.025   0.025   40,500,000 1,524,760 299,401,902 0.187   2017/01/04 0.025   2017/04/28 15,089,410,000 1,594,445,110 0.227   2016/12/20 0.178   2016/09/08
13483 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 C HKD 0.113   0.041   0.041   1,983,460,000 194,078,140 N/A 0.113   2017/04/11 0.041   2017/04/28 1,983,460,000 194,078,140 -   - -   -
13796 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 D HKD 0.098   0.038   0.038   11,065,370,000 645,312,180 N/A 0.098   2017/04/18 0.038   2017/04/28 11,065,370,000 645,312,180 -   - -   -
27137 Haitong Int'l Sec - Tencent European Warrants Apr 2017 A HKD -   -   0.540   0 0 375,283 -   - -   - 0 0 0.415   2016/11/08 0.099   2016/05/06
25581 Haitong Int'l Sec - Tencent European Warrants Aug 2017 A HKD 0.340   0.230   0.365   3,120,000 793,760 N/A 0.340   2017/04/25 0.135   2017/03/03 21,942,220,000 3,350,500,180 -   - -   -
28753 Haitong Int'l Sec - Tencent European Warrants Aug 2017 B HKD 0.480   0.310   0.410   1,113,948,000 439,576,900 N/A 0.520   2017/03/20 0.270   2017/03/03 2,555,644,000 1,121,898,565 -   - -   -
29264 Haitong Int'l Sec - Tencent European Warrants Jan 2018 A HKD 0.345   0.226   0.340   17,850,000 4,900,480 N/A 0.345   2017/04/28 0.184   2017/03/09 5,057,910,000 985,557,180 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.510   0.405   0.550   1,600,000 764,500 295,142,010 0.510   2017/04/25 0.164   2017/01/04 47,030,000 9,623,310 0.405   2016/09/29 0.125   2016/12/23
14154 Haitong Int'l Sec - Tencent European Warrants Jul 2017 B HKD 0.960   0.670   0.900   154,663,000 131,285,340 N/A 0.960   2017/04/26 0.670   2017/04/21 154,663,000 131,285,340 -   - -   -
13784 Haitong Int'l Sec - Tencent European Warrants Jul 2018 A HKD 0.163   0.126   0.161   1,662,500,000 221,339,290 N/A 0.163   2017/04/26 0.126   2017/04/19 1,662,500,000 221,339,290 -   - -   -
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD 0.176   0.070   0.176   7,940,000 1,020,100 665,420 0.176   2017/04/27 0.036   2017/01/20 23,870,000 1,963,260 0.221   2016/09/23 0.020   2016/12/28
20813 Haitong Int'l Sec - Tencent European Warrants Jun 2017 B HKD -   -   0.480   0 0 N/A 0.335   2017/03/29 0.147   2017/01/24 1,816,150,000 339,428,380 -   - -   -
29269 Haitong Int'l Sec - Tencent European Warrants Jun 2017 C HKD 0.219   0.197   0.320   1,160,000 243,060 N/A 0.219   2017/04/13 0.105   2017/03/09 4,060,540,000 451,916,650 -   - -   -
11424 Haitong Int'l Sec - Tencent European Warrants May 2017 A HKD 0.590   0.455   0.610   230,000 126,650 4,770,242 0.590   2017/04/27 0.205   2017/01/03 14,430,000 4,951,850 0.260   2016/11/21 0.158   2016/12/28
13392 Haitong Int'l Sec - Tencent European Warrants May 2017 B HKD 0.300   0.134   0.295   10,740,000 2,339,310 149,929,763 0.300   2017/04/27 0.045   2017/01/04 81,470,000 10,666,230 0.275   2016/10/11 0.029   2016/12/20
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.162   0.091   0.156   16,236,810,000 1,883,534,140 613,071,513 0.162   2017/04/27 0.066   2017/01/05 32,369,980,000 3,674,577,310 0.231   2016/09/23 0.042   2016/12/28
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.220   0.132   0.211   3,599,420,000 530,963,080 N/A 0.220   2017/04/27 0.091   2017/03/03 24,537,500,000 3,106,054,030 0.147   2016/11/16 0.103   2016/12/02
27939 Haitong Int'l Sec - Tencent European Warrants Oct 2017 A HKD 0.210   0.210   0.300   260,000 54,600 N/A 0.210   2017/04/06 0.114   2017/03/03 8,274,050,000 1,329,239,780 -   - -   -
28348 Haitong Int'l Sec - Tencent European Warrants Oct 2017 B HKD 0.249   0.145   0.247   90,450,000 15,323,970 N/A 0.249   2017/04/28 0.098   2017/03/03 27,321,890,000 3,779,562,250 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.490   0.375   0.495   3,580,000 1,479,200 536,519,022 0.490   2017/04/25 0.166   2017/01/04 97,930,000 19,599,330 0.430   2016/10/06 0.128   2016/12/23
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.410   0.275   0.410   11,140,000 3,538,300 577,068,357 0.410   2017/04/28 0.128   2017/01/04 13,132,660,000 2,163,509,390 0.370   2016/09/23 0.096   2016/12/20
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.365   0.315   0.460   300,000 103,000 788,084,273 0.365   2017/04/13 0.142   2017/01/04 11,871,540,000 2,074,661,460 0.410   2016/09/23 0.113   2016/12/23
29155 Haitong Int'l Sec - Tencent European Warrants Sep 2017 D HKD -   -   0.305   0 0 N/A 0.221   2017/03/21 0.110   2017/03/03 11,411,530,000 1,533,164,050 -   - -   -
26983 Haitong Int'l Sec - Tianneng Power European Warrants Aug 18A HKD 0.175   0.131   0.141   12,144,000 1,893,918 N/A 0.232   2017/03/03 0.131   2017/04/19 36,828,000 6,832,940 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.250   0.240   0.260   5,180,000 1,271,440 N/A 0.265   2017/03/21 0.204   2017/03/03 14,730,000 3,582,060 0.201   2016/12/01 0.171   2016/11/17
25530 Haitong Int'l Sec - Travelsky Tech European Warrants Dec17 A HKD 0.295   0.224   0.265   4,260,000 1,060,460 N/A 0.295   2017/04/10 0.170   2017/03/06 43,920,000 8,706,860 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.385   0.285   0.290   5,080,000 1,636,150 2,095,912 0.510   2017/02/09 0.227   2017/01/16 30,468,000 11,668,840 0.540   2016/10/12 0.280   2016/12/21
29765 Haitong Int'l Sec - Want Want China European Warrants Dec17A HKD 0.510   0.330   0.370   8,618,000 3,531,450 N/A 0.510   2017/04/06 0.290   2017/03/27 18,582,000 6,908,825 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.222   0.063   0.111   12,552,000 1,567,484 1,026,706 0.330   2017/01/27 0.063   2017/04/26 50,752,000 6,045,627 0.550   2016/08/26 0.169   2016/12/30
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD 0.405   0.405   0.300   400,000 162,000 245,500 0.500   2017/02/13 0.405   2017/04/06 2,400,000 1,056,950 0.455   2016/12/02 0.171   2016/07/13
28950 Haitong Int'l Sec - Weigao Group European Warrants Dec 2018A HKD 0.215   0.187   0.208   10,784,000 2,185,152 N/A 0.226   2017/02/28 0.173   2017/03/22 18,784,000 3,841,172 -   - -   -
22622 Haitong Int'l Sec - WH Group European Warrants Jan 2019 A HKD 0.183   0.149   0.163   35,040,000 5,743,035 N/A 0.185   2017/03/27 0.149   2017/04/28 74,580,000 12,151,390 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.155   0.133   0.138   6,000,000 853,080 1,363,163 0.217   2017/02/27 0.133   2017/04/20 40,320,000 7,583,120 0.330   2016/09/08 0.184   2016/12/14
26587 Haitong Int'l Sec - Xinyi Solar European Warrants Dec 2017 A HKD 0.238   0.163   0.172   520,000 122,260 N/A 0.560   2017/02/13 0.163   2017/04/24 8,540,000 3,720,560 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.214   0.155   0.151   6,066,000 1,041,946 380,673 0.214   2017/04/13 0.142   2017/02/03 11,570,000 1,917,466 0.248   2016/09/12 0.123   2016/12/28
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.055   0.032   0.032   2,455,000 111,720 1,066,638 0.098   2017/02/07 0.032   2017/04/28 29,815,000 2,204,405 0.210   2016/09/07 0.051   2016/12/23
17659 Haitong Int'l Sec - Zhaojin Mining European Wts Dec 2018 A HKD -   -   0.234   0 0 N/A 0.315   2017/02/14 0.255   2017/01/27 440,000 120,725 -   - -   -
22991 Haitong Int'l Sec - Zijin Mining European Warrants Aug 2017A HKD 0.335   0.249   0.161   3,684,000 1,068,584 N/A 0.355   2017/03/17 0.176   2017/03/10 36,820,000 8,293,386 -   - -   -
29422 Haitong Int'l Sec - ZTE European Warrants Jul 2017 A HKD 0.234   0.157   0.217   12,408,000 2,365,622 N/A 0.260   2017/03/24 0.122   2017/03/10 183,924,000 29,577,684 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.330   0.330   0.340   400,000 132,000 N/A 0.360   2017/03/20 0.191   2017/03/07 54,362,000 12,468,192 0.315   2016/12/30 0.236   2016/12/16
13595 HK Bank - A50 China European Warrants Apr 2017 A HKD -   -   0.036   0 0 6,947,753 0.400   2017/02/21 0.026   2017/03/29 45,425,100 12,018,215 0.730   2016/11/30 0.231   2016/12/30
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD 0.185   0.174   0.174   95,000 17,030 109,204 0.217   2017/02/15 0.174   2017/04/28 355,000 67,055 0.232   2016/12/08 0.128   2016/06/15
21416 HK Bank - A50 China European Warrants Jul 2017 A HKD 0.335   0.150   0.155   63,231,400 11,760,918 N/A 0.530   2017/02/22 0.150   2017/04/28 83,666,800 20,661,485 -   - -   -
14837 HK Bank - A50 China European Warrants Jun 2017 A HKD 0.028   0.028   0.021   100,000 2,800 N/A 0.270   2017/01/06 0.028   2017/04/26 4,323,600 518,440 0.265   2016/12/19 0.248   2016/12/15
21384 HK Bank - A50 China European Warrants Jun 2017 B HKD 0.620   0.350   0.380   5,390,000 2,141,450 N/A 0.740   2017/01/18 0.350   2017/04/19 7,614,000 3,615,980 -   - -   -
14653 HK Bank - AAC Tech European Warrants Dec 2017 A HKD 0.440   0.400   0.450   150,000 62,000 N/A 0.440   2017/04/28 0.400   2017/04/27 150,000 62,000 -   - -   -
13160 HK Bank - AAC Tech European Warrants Feb 2018 A HKD 0.260   0.111   0.260   326,825,000 65,521,990 N/A 0.260   2017/04/28 0.111   2017/04/07 326,825,000 65,521,990 -   - -   -
14586 HK Bank - AAC Tech European Warrants Jan 2018 A HKD 0.300   0.300   0.320   100,000 30,000 N/A 0.300   2017/04/26 0.300   2017/04/26 100,000 30,000 -   - -   -
14687 HK Bank - AAC Tech European Warrants Jun 2018 A HKD 0.270   0.270   0.280   100,000 27,000 N/A 0.270   2017/04/27 0.270   2017/04/27 100,000 27,000 -   - -   -
14750 HK Bank - AAC Tech European Warrants Mar 2018 A HKD 0.275   0.270   0.275   200,000 54,500 N/A 0.275   2017/04/28 0.270   2017/04/28 200,000 54,500 -   - -   -
14524 HK Bank - AAC Tech European Warrants Nov 2017 A HKD 0.325   0.315   0.355   100,000 32,000 N/A 0.325   2017/04/26 0.315   2017/04/26 100,000 32,000 -   - -   -
14521 HK Bank - AAC Tech European Warrants Oct 2017 A HKD 0.355   0.355   0.400   100,000 35,500 N/A 0.355   2017/04/26 0.355   2017/04/26 100,000 35,500 -   - -   -
14529 HK Bank - AAC Tech European Warrants Oct 2017 B HKD 0.300   0.215   0.290   40,700,000 9,942,350 N/A 0.300   2017/04/28 0.215   2017/04/27 40,700,000 9,942,350 -   - -   -
14532 HK Bank - AAC Tech European Warrants Oct 2017 C HKD 0.235   0.171   0.233   45,240,000 9,784,690 N/A 0.235   2017/04/28 0.171   2017/04/27 45,240,000 9,784,690 -   - -   -
28145 HK Bank - Agricultural Bank European Warrants Dec 2017 A HKD 0.300   0.210   0.239   3,160,000 809,042 N/A 0.360   2017/02/20 0.210   2017/04/20 11,954,000 3,337,181 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.227   0.120   0.155   14,339,000 2,455,594 6,824,142 0.325   2017/02/16 0.092   2017/02/03 162,247,000 28,823,805 0.295   2016/10/06 0.105   2016/12/28
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.072   0.039   0.046   6,600,000 324,739 3,872,767 0.189   2017/02/16 0.039   2017/04/21 145,374,000 16,631,312 0.181   2016/09/09 0.058   2016/12/23
28727 HK Bank - Agricultural Bank European Warrants Oct 2017 A HKD 0.114   0.060   0.066   107,016,000 8,376,979 N/A 0.150   2017/03/02 0.060   2017/04/19 188,549,000 17,946,343 -   - -   -
13619 HK Bank - AIA European Put Warrants Apr 2017 B HKD 0.040   0.010   0.010   5,162,000 146,126 2,791,586 0.455   2017/01/05 0.010   2017/04/20 33,072,000 4,130,208 0.510   2016/12/20 0.188   2016/10/11
15222 HK Bank - AIA European Put Warrants Jun 2017 B HKD 0.013   0.013   0.010   2,000 26 N/A 0.202   2017/01/04 0.013   2017/04/20 333,722,000 32,719,722 0.216   2016/12/29 0.177   2016/12/30
13320 HK Bank - AIA European Put Warrants Oct 2017 A HKD 0.285   0.094   0.104   195,250,000 24,564,914 N/A 0.285   2017/04/19 0.094   2017/04/27 195,250,000 24,564,914 -   - -   -
13618 HK Bank - AIA European Warrants Apr 2017 A HKD -   -   0.019   0 0 609,365 0.019   2017/02/20 0.012   2017/01/23 118,000 1,542 0.295   2016/10/06 0.040   2016/12/01
28150 HK Bank - AIA European Warrants Aug 2017 A HKD 0.330   0.096   0.280   460,156,000 57,765,440 N/A 0.330   2017/04/27 0.096   2017/04/19 1,163,494,000 166,586,984 -   - -   -
15214 HK Bank - AIA European Warrants Jun 2017 A HKD -   -   0.680   0 0 N/A 0.450   2017/03/10 0.162   2017/01/04 105,912,000 23,397,850 0.235   2016/12/16 0.165   2016/12/29
23010 HK Bank - AIA European Warrants Jun 2017 C HKD 0.455   0.122   0.450   77,874,000 13,295,886 N/A 0.455   2017/04/27 0.122   2017/04/19 302,422,000 58,080,066 -   - -   -
14082 HK Bank - AIA European Warrants May 2017 A HKD 0.365   0.056   0.325   37,504,000 5,578,784 N/A 0.365   2017/04/27 0.056   2017/04/12 835,554,000 90,380,964 0.320   2016/11/08 0.065   2016/12/09
13678 HK Bank - Anhui Conch European Warrants Sep 2017 A HKD 0.221   0.158   0.139   7,470,000 1,470,545 N/A 0.221   2017/04/13 0.158   2017/04/24 7,470,000 1,470,545 -   - -   -
14157 HK Bank - BBMG European Warrants Dec 2018 A HKD 0.125   0.111   0.112   30,730,000 3,577,170 N/A 0.125   2017/04/25 0.111   2017/04/28 30,730,000 3,577,170 -   - -   -
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.270   0.166   0.211   46,110,000 9,546,290 N/A 0.285   2017/03/27 0.148   2017/01/09 175,220,000 38,062,890 0.213   2016/12/09 0.129   2016/12/19
28812 HK Bank - BOC HK European Warrants Jan 2018 A HKD 0.158   0.090   0.115   111,930,000 12,345,980 N/A 0.174   2017/03/27 0.090   2017/04/24 130,080,000 15,043,530 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD 0.480   0.460   0.520   1,010,000 476,550 709,984 0.500   2017/02/20 0.275   2017/01/03 3,500,000 1,541,150 0.355   2016/09/09 0.160   2016/08/03
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.097   0.040   0.056   103,150,000 6,431,386 13,350,808 0.239   2017/02/23 0.040   2017/04/20 524,713,000 71,096,485 0.195   2016/10/06 0.087   2016/11/09
19198 HK Bank - BOCL European Warrants Aug 2017 B HKD 0.290   0.199   0.275   325,000 73,880 N/A 0.520   2017/02/23 0.199   2017/04/19 13,519,000 3,365,135 -   - -   -
28730 HK Bank - BOCL European Warrants Aug 2017 C HKD 0.066   0.028   0.034   23,265,000 967,661 N/A 0.230   2017/02/23 0.028   2017/04/24 110,108,000 11,559,390 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.120   0.042   0.076   28,466,000 2,224,780 2,381,345 0.290   2017/02/16 0.042   2017/04/20 71,868,000 10,025,470 0.255   2016/09/09 0.065   2016/12/23
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.240   0.153   0.201   6,110,000 1,228,580 N/A 0.430   2017/02/16 0.153   2017/04/20 88,884,000 18,617,503 0.228   2016/12/08 0.157   2016/12/22
28153 HK Bank - BOCL European Warrants Sep 2017 B HKD 0.171   0.084   0.106   118,427,000 12,711,713 N/A 0.335   2017/02/20 0.084   2017/04/20 163,453,000 22,422,555 -   - -   -
28724 HK Bank - BOCL European Warrants Sep 2017 C HKD 0.055   0.023   0.031   4,280,000 150,200 N/A 0.208   2017/02/24 0.023   2017/04/19 37,518,000 4,484,059 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.067   0.052   0.059   16,725,000 1,006,290 N/A 0.088   2017/02/09 0.049   2017/03/30 173,720,000 12,073,110 0.116   2016/11/21 0.065   2016/12/28
13622 HK Bank - BYD European Warrants Dec 2018 A HKD 0.058   0.058   0.058   20,000 1,160 1,773,548 0.058   2017/04/25 0.056   2017/03/10 40,000 2,280 0.162   2016/10/11 0.093   2016/11/21
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.024   0.019   0.022   1,100,000 24,200 2,124,925 0.042   2017/02/09 0.019   2017/04/03 28,200,000 847,700 0.141   2016/04/13 0.031   2016/12/28
13795 HK Bank - CAM CSI300 European Warrants Aug 2017 A HKD 0.101   0.061   0.065   99,868,000 8,083,110 N/A 0.101   2017/04/19 0.061   2017/04/27 99,868,000 8,083,110 -   - -   -
13597 HK Bank - CAM CSI300 European Warrants May 2017 A HKD 0.100   0.036   0.034   12,014,000 953,394 1,158,182 0.180   2017/01/10 0.036   2017/04/27 42,758,000 4,221,502 0.340   2016/11/29 0.169   2016/12/16
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD 0.600   0.600   0.690   50,000 30,000 N/A 0.600   2017/04/12 0.475   2017/02/02 670,000 352,000 0.550   2016/11/25 0.365   2016/12/23
15253 HK Bank - CC Bank European Warrants Aug 2017 B HKD 0.370   0.211   0.300   27,217,000 7,290,373 N/A 0.540   2017/02/16 0.204   2017/02/08 235,097,000 71,084,125 0.380   2016/12/30 0.198   2016/12/23
27863 HK Bank - CC Bank European Warrants Aug 2017 C HKD 0.231   0.117   0.152   220,051,000 32,755,644 N/A 0.395   2017/02/20 0.117   2017/04/20 290,618,000 52,268,715 -   - -   -
28722 HK Bank - CC Bank European Warrants Aug 2017 D HKD 0.112   0.048   0.063   72,023,000 5,072,725 N/A 0.241   2017/02/24 0.048   2017/04/20 236,001,000 32,548,860 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.445   0.280   0.395   2,456,000 956,920 7,814,984 0.640   2017/03/21 0.233   2017/02/08 38,689,000 15,143,615 0.590   2016/09/08 0.197   2016/12/23
15255 HK Bank - CC Bank European Warrants Jul 2017 B HKD 0.101   0.046   0.066   5,410,000 331,030 N/A 0.250   2017/02/16 0.046   2017/04/19 243,814,000 41,217,062 0.188   2016/12/30 0.112   2016/12/19
27199 HK Bank - CGS European Warrants Dec 2018 A HKD 0.116   0.091   0.096   14,300,000 1,484,980 N/A 0.184   2017/02/14 0.091   2017/04/24 146,100,000 21,838,890 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.131   0.131   0.127   200,000 26,200 126,315 0.200   2017/02/20 0.131   2017/04/18 2,040,000 356,590 0.250   2016/03/21 0.178   2016/03/11
14873 HK Bank - Ch Comm Cons European Warrants Nov 2017 A HKD 0.176   0.111   0.118   133,220,000 17,391,150 N/A 0.187   2017/03/23 0.086   2017/02/01 434,590,000 53,070,220 0.106   2016/12/30 0.087   2016/12/23
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.265   0.206   0.206   860,000 180,540 6,937,333 0.265   2017/04/05 0.117   2017/01/04 51,780,000 7,284,890 0.183   2016/11/11 0.109   2016/12/23
26967 HK Bank - CHALCO European Warrants Aug 2017 A HKD 0.355   0.230   0.221   9,758,000 2,975,380 N/A 0.600   2017/02/15 0.211   2017/03/27 66,674,000 26,926,760 -   - -   -
28162 HK Bank - Chi Res Land European Warrants Dec 2017 A HKD 0.247   0.164   0.167   67,380,000 13,906,520 N/A 0.265   2017/02/22 0.164   2017/04/28 136,680,000 29,081,280 -   - -   -
13291 HK Bank - China Life European Warrants Apr 2017 A HKD -   -   0.011   0 0 4,683,837 0.230   2017/03/20 0.044   2017/02/03 199,180,000 14,342,450 0.175   2016/09/22 0.035   2016/11/09
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.155   0.075   0.106   2,430,300,000 216,992,000 93,523,422 0.230   2017/03/21 0.075   2017/04/19 3,804,170,000 461,264,590 0.183   2016/11/28 0.076   2016/12/23
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.180   0.120   0.140   9,700,000 1,460,920 6,001,645 0.260   2017/02/15 0.120   2017/04/21 165,160,000 35,861,600 0.187   2016/11/28 0.129   2016/10/03
11960 HK Bank - China Life European Warrants Jul 2017 A HKD 0.400   0.355   0.445   100,000 37,750 67,410 0.480   2017/03/02 0.246   2017/01/03 950,000 276,100 0.250   2016/12/21 0.156   2016/08/08
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.183   0.089   0.149   1,250,000 177,300 43,648,073 0.300   2017/03/17 0.082   2017/01/03 857,270,000 89,060,090 0.209   2016/11/30 0.059   2016/11/11
14641 HK Bank - China Life European Warrants Jun 2017 B HKD 0.122   0.050   0.081   9,880,000 765,120 N/A 0.215   2017/03/17 0.050   2017/04/19 1,998,160,000 186,273,820 0.175   2016/11/30 0.056   2016/12/23
28322 HK Bank - China Life European Warrants Nov 2017 A HKD 0.127   0.068   0.092   157,530,000 14,559,030 N/A 0.235   2017/02/21 0.068   2017/04/19 1,016,280,000 142,297,230 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD 0.360   0.360   0.350   30,000 10,800 2,983,223 0.360   2017/04/27 0.240   2017/01/10 4,570,000 1,163,500 0.360   2016/11/25 0.157   2016/10/31
15638 HK Bank - China Life European Warrants Oct 2017 B HKD 0.255   0.215   0.285   3,460,000 825,470 N/A 0.255   2017/04/12 0.201   2017/01/16 4,420,000 1,034,510 0.175   2016/12/29 0.171   2016/12/29
12989 HK Bank - China Life European Warrants Oct 2017 C HKD 0.124   0.063   0.085   925,070,000 94,124,950 N/A 0.144   2017/03/29 0.063   2017/04/19 1,325,320,000 143,255,380 -   - -   -
21819 HK Bank - China Life European Warrants Sep 2017 A HKD 0.199   0.199   0.197   100,000 19,900 N/A 0.325   2017/03/17 0.161   2017/01/13 18,190,000 3,893,210 -   - -   -
28141 HK Bank - China Life European Warrants Sep 2017 B HKD 0.132   0.065   0.091   766,020,000 71,598,530 N/A 0.227   2017/02/21 0.065   2017/04/19 2,698,720,000 345,974,560 -   - -   -
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.131   0.109   0.125   118,700,000 14,547,800 11,541,825 0.138   2017/01/05 0.092   2017/03/21 528,500,000 61,098,350 0.231   2016/01/21 0.097   2016/10/11
13620 HK Bank - China Mobile European Warrants Apr 2017 A HKD -   -   0.010   0 0 25,934,219 0.070   2017/01/05 0.010   2017/03/20 17,630,000 664,130 0.770   2016/10/11 0.050   2016/12/28
16048 HK Bank - China Mobile European Warrants Jul 2017 A HKD 0.520   0.215   0.224   21,730,000 6,197,555 N/A 0.920   2017/03/21 0.215   2017/04/28 28,870,000 10,289,755 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 2,148 0.017   2017/03/06 0.011   2017/03/20 85,000 1,185 0.039   2016/07/27 0.010   2016/11/02
14136 HK Bank - China Mobile European Warrants Jun 2017 B HKD 0.105   0.017   0.017   7,105,000 345,770 N/A 0.325   2017/02/01 0.017   2017/04/28 938,495,000 259,177,015 0.570   2016/11/10 0.179   2016/12/28
14732 HK Bank - China Mobile European Warrants Jun 2017 C HKD 0.246   0.061   0.066   20,970,000 2,500,110 N/A 0.530   2017/02/10 0.061   2017/04/28 1,935,450,000 634,310,580 0.570   2016/12/02 0.305   2016/12/28
14173 HK Bank - China Mobile European Warrants Oct 2017 A HKD 0.305   0.275   0.275   3,280,000 957,450 N/A 0.305   2017/04/26 0.275   2017/04/27 3,280,000 957,450 -   - -   -
25851 HK Bank - China Mobile European Warrants Sep 2017 A HKD 0.160   0.063   0.063   72,740,000 7,325,200 N/A 0.340   2017/03/21 0.063   2017/04/28 254,155,000 61,210,830 -   - -   -
28822 HK Bank - China Mobile European Warrants Sep 2017 B HKD 0.310   0.114   0.120   4,276,155,000 844,092,005 N/A 0.550   2017/03/21 0.114   2017/04/28 5,789,555,000 1,377,473,670 -   - -   -
13574 HK Bank - China Overseas European Warrants Apr 2017 A HKD -   -   0.010   0 0 18,537 -   - -   - 0 0 0.185   2016/10/03 0.018   2016/12/05
27853 HK Bank - China Overseas European Warrants Dec 2017 A HKD 0.112   0.079   0.078   109,460,000 10,428,180 N/A 0.212   2017/02/22 0.079   2017/04/28 143,260,000 16,084,240 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD 0.024   0.010   0.010   1,260,000 13,840 4,747,253 0.065   2017/02/09 0.010   2017/04/26 3,780,000 139,760 0.207   2016/10/19 0.021   2016/12/28
14498 HK Bank - China Overseas European Warrants Jun 2017 A HKD 0.043   0.015   0.015   1,900,000 65,080 N/A 0.135   2017/02/22 0.015   2017/04/28 374,380,000 32,960,960 0.133   2016/11/24 0.042   2016/12/30
18400 HK Bank - China Overseas European Warrants Nov 2017 A HKD 0.250   0.191   0.193   24,180,000 5,333,660 N/A 0.370   2017/02/09 0.191   2017/04/05 46,720,000 10,759,780 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.075   0.044   0.045   52,680,000 3,451,830 6,441,388 0.101   2017/03/27 0.044   2017/04/28 302,680,000 24,931,140 0.162   2016/04/14 0.059   2016/01/21
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.099   0.099   0.099   10,000 990 89,088 0.174   2017/03/22 0.099   2017/04/27 1,670,000 253,310 0.193   2016/04/13 0.096   2016/10/13
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.275   0.181   0.225   3,645,000 836,435 7,221,309 0.340   2017/03/20 0.103   2017/01/03 115,050,000 16,436,565 0.280   2016/07/15 0.092   2016/12/23
13998 HK Bank - China Shenhua European Warrants Oct 2017 A HKD 0.129   0.104   0.109   65,080,000 7,295,880 N/A 0.129   2017/04/20 0.104   2017/04/27 65,080,000 7,295,880 -   - -   -
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.193   0.126   0.150   196,410,000 31,872,295 N/A 0.275   2017/03/20 0.074   2017/03/10 881,910,000 109,852,080 0.219   2016/11/02 0.083   2016/12/20
14734 HK Bank - China Tel European Warrants Jun 2017 A HKD 0.161   0.076   0.085   31,268,000 3,747,276 N/A 0.275   2017/01/06 0.053   2017/03/14 186,998,000 26,370,246 0.325   2016/12/02 0.194   2016/12/29
29386 HK Bank - China Tel European Warrants Sep 2017 A HKD 0.345   0.255   0.270   12,686,000 3,859,710 N/A 0.350   2017/03/20 0.200   2017/03/14 36,220,000 9,828,814 -   - -   -
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.173   0.115   0.116   106,084,000 13,730,766 18,742,253 0.173   2017/04/06 0.070   2017/01/16 831,886,000 79,593,990 0.192   2016/04/19 0.059   2016/07/11
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.065   0.028   0.029   953,420,000 37,885,720 8,178,540 0.065   2017/04/06 0.026   2017/01/16 1,086,300,000 43,580,720 0.114   2016/03/30 0.027   2016/11/17
14593 HK Bank - China Vanke European Warrants Apr 2017 A HKD -   -   0.015   0 0 N/A 0.032   2017/03/13 0.023   2017/03/13 80,000 2,140 0.202   2016/11/28 0.065   2016/12/12
13878 HK Bank - China Vanke European Warrants Dec 2017 A HKD 0.225   0.148   0.146   27,096,000 5,135,878 N/A 0.225   2017/04/19 0.148   2017/04/28 27,096,000 5,135,878 -   - -   -
15496 HK Bank - China Vanke European Warrants Jul 2017 A HKD 0.191   0.078   0.082   24,717,000 4,029,923 N/A 0.325   2017/03/17 0.078   2017/04/28 177,189,000 28,510,534 0.168   2016/12/28 0.136   2016/12/29
28325 HK Bank - CITIC Bank European Warrants Aug 2017 A HKD 0.100   0.047   0.027   17,949,000 1,476,639 N/A 0.300   2017/02/23 0.047   2017/04/18 86,649,000 12,811,503 -   - -   -
13793 HK Bank - CITIC Bank European Warrants Oct 2017 A HKD 0.218   0.127   0.133   42,716,000 7,043,945 N/A 0.218   2017/04/18 0.127   2017/04/28 42,716,000 7,043,945 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.052   0.039   0.050   8,110,000 378,890 3,809,308 0.095   2017/02/15 0.039   2017/04/20 133,398,000 10,692,984 0.188   2016/08/16 0.074   2016/12/23
13695 HK Bank - CITIC Sec European Warrants Apr 2017 A HKD -   -   0.010   0 0 6,889,591 0.055   2017/01/05 0.017   2017/02/08 116,730,000 4,867,785 0.187   2016/10/11 0.043   2016/12/23
27724 HK Bank - CITIC Sec European Warrants Dec 2017 A HKD 0.135   0.103   0.121   101,535,000 12,171,310 N/A 0.236   2017/02/17 0.103   2017/04/19 355,845,000 58,879,985 -   - -   -
13651 HK Bank - CKH European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,111,547 0.105   2017/02/27 0.010   2017/03/22 40,590,000 1,701,235 0.400   2016/10/11 0.127   2016/12/05
16766 HK Bank - CKH European Warrants Jul 2017 A HKD 0.335   0.165   0.275   36,460,000 8,787,705 N/A 0.440   2017/03/24 0.165   2017/04/21 186,245,000 57,055,005 -   - -   -
22787 HK Bank - CKH European Warrants Jun 2017 A HKD -   -   0.010   0 0 11,925 0.010   2017/03/24 0.010   2017/03/24 15,000 150 0.075   2016/01/05 0.010   2016/12/30
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.030   0.026   0.022   1,800,000 48,900 259,373 0.113   2017/02/28 0.026   2017/04/26 4,790,000 296,620 0.330   2016/10/11 0.070   2016/12/22
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.076   0.059   0.074   27,380,000 1,784,960 6,511,603 0.088   2017/03/23 0.059   2017/04/21 293,875,000 20,670,245 0.166   2016/03/16 0.050   2016/07/06
28960 HK Bank - CKH European Warrants Sep 2017 A HKD 0.330   0.184   0.270   38,760,000 9,714,705 N/A 0.455   2017/02/28 0.184   2017/04/21 91,065,000 30,124,130 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD -   -   0.012   0 0 117,133 0.013   2017/01/27 0.013   2017/01/27 200,000 2,600 0.038   2016/11/02 0.011   2016/12/28
14891 HK Bank - CKP European Warrants Jun 2017 A HKD 0.099   0.057   0.074   7,640,000 548,525 N/A 0.161   2017/01/18 0.057   2017/04/03 67,775,000 7,132,405 0.249   2016/12/09 0.101   2016/12/30
14893 HK Bank - CKP European Warrants Jun 2017 B HKD 0.230   0.121   0.208   14,040,000 2,645,645 N/A 0.310   2017/01/11 0.121   2017/04/03 192,395,000 40,857,285 0.405   2016/12/09 0.152   2016/12/28
12982 HK Bank - CKP European Warrants Oct 2017 A HKD 0.295   0.191   0.260   50,155,000 11,708,755 N/A 0.295   2017/04/13 0.185   2017/03/31 54,945,000 12,667,820 -   - -   -
26079 HK Bank - CM Bank European Warrants Aug 2017 A HKD 0.113   0.076   0.072   16,750,000 1,536,840 N/A 0.208   2017/02/21 0.076   2017/04/28 107,115,000 13,736,735 -   - -   -
12693 HK Bank - CM Bank European Warrants May 2017 A HKD 0.111   0.059   0.063   4,620,000 407,290 14,569,142 0.201   2017/02/21 0.059   2017/04/20 359,285,000 31,708,405 0.234   2016/09/05 0.064   2016/12/29
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.067   0.047   0.060   46,670,000 2,748,590 12,362,898 0.082   2017/01/03 0.047   2017/04/07 613,490,000 40,518,500 0.198   2016/03/29 0.057   2016/12/14
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD 0.212   0.175   0.175   720,000 129,470 444,350 0.255   2017/01/10 0.175   2017/04/20 1,990,000 398,880 0.350   2016/10/20 0.111   2016/01/21
25265 HK Bank - CNOOC European Warrants Jul 2017 A HKD 0.212   0.067   0.069   36,962,000 5,626,688 N/A 0.630   2017/02/02 0.067   2017/04/28 484,176,000 135,353,185 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.133   0.097   0.099   81,490,000 9,059,700 4,070,653 0.193   2017/01/16 0.097   2017/04/27 206,630,000 23,897,870 0.260   2016/10/11 0.073   2016/01/21
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD 0.012   0.012   0.010   100,000 1,200 13,683,708 0.053   2017/01/06 0.010   2017/03/08 2,013,840,000 63,626,460 0.099   2016/10/20 0.020   2016/01/21
14735 HK Bank - CNOOC European Warrants Jun 2017 B HKD -   -   0.012   0 0 N/A 0.440   2017/01/05 0.044   2017/03/09 349,714,000 110,699,000 0.680   2016/12/14 0.315   2016/12/28
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.063   0.040   0.042   28,480,000 1,497,290 21,869,007 0.122   2017/01/06 0.040   2017/04/26 535,990,000 47,604,360 0.173   2016/04/22 0.093   2016/11/14
13677 HK Bank - CNOOC European Warrants Oct 2017 A HKD 0.350   0.202   0.211   140,066,000 39,808,110 N/A 0.350   2017/04/13 0.202   2017/04/20 140,066,000 39,808,110 -   - -   -
29825 HK Bank - CNOOC European Warrants Sep 2017 A HKD 0.620   0.315   0.325   178,857,000 65,062,155 N/A 0.620   2017/04/07 0.315   2017/04/27 321,067,000 129,272,180 -   - -   -
27873 HK Bank - Country Garden European Warrants Dec 2017 A HKD 2.100   1.360   1.670   2,488,000 4,381,710 N/A 2.100   2017/04/19 0.670   2017/02/17 16,485,000 17,122,900 -   - -   -
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.114   0.090   0.063   1,760,000 197,670 10,308,685 0.153   2017/03/21 0.088   2017/01/03 199,895,000 20,493,870 0.211   2016/11/28 0.078   2016/10/12
14872 HK Bank - CRCC European Warrants Nov 2017 A HKD 0.077   0.045   0.045   21,720,000 1,381,085 N/A 0.110   2017/02/10 0.045   2017/04/28 318,770,000 28,061,700 0.138   2016/12/07 0.078   2016/12/22
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD 0.021   0.014   0.010   2,720,000 49,230 214,147 0.039   2017/01/23 0.014   2017/04/12 19,860,000 586,060 0.235   2016/03/22 0.031   2016/12/29
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.048   0.029   0.033   58,696,000 2,188,660 4,762,355 0.058   2017/02/15 0.029   2017/04/28 183,513,000 8,277,839 0.160   2016/08/15 0.040   2016/12/28
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.028   0.028   0.023   100,000 2,800 110,008 0.052   2017/01/27 0.028   2017/04/12 10,450,000 475,900 0.187   2016/01/04 0.039   2016/11/21
13596 HK Bank - CSOP A50 ETF European Warrants Apr 2017 A HKD 0.016   0.015   0.014   7,000 111 4,546,116 0.209   2017/01/05 0.015   2017/04/05 1,277,200 79,119 0.445   2016/12/01 0.146   2016/12/30
14557 HK Bank - CSOP A50 ETF European Warrants Jun 2017 A HKD 0.460   0.243   0.275   76,631,400 24,169,278 N/A 0.740   2017/02/21 0.243   2017/04/27 173,272,200 75,269,496 1.060   2016/11/29 0.495   2016/12/30
14838 HK Bank - CSOP A50 ETF European Warrants Jun 2017 B HKD 0.053   0.019   0.019   1,295,000 51,055 N/A 0.123   2017/03/06 0.019   2017/04/28 10,086,800 800,510 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.217   0 0 2,342 -   - -   - 0 0 0.280   2016/03/07 0.211   2016/07/08
29834 HK Bank - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.375   0.222   0.260   28,650,200 7,206,722 N/A 0.455   2017/03/16 0.222   2017/04/19 37,724,200 10,629,650 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.093   0.073   0.075   87,864,000 7,032,930 13,453,755 0.119   2017/02/21 0.073   2017/04/28 412,512,000 41,086,544 0.146   2016/08/16 0.096   2016/12/20
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.100   0.058   0.058   66,420,000 5,114,160 10,025,447 0.140   2017/03/20 0.058   2017/04/28 432,860,000 43,381,260 0.143   2016/11/01 0.074   2016/12/29
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.031   0.017   0.014   3,840,000 96,640 435,080 0.050   2017/03/20 0.017   2017/04/18 53,820,000 1,944,040 0.224   2016/08/04 0.026   2016/12/28
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD 0.011   0.010   0.011   900,000 9,400 73,398 0.037   2017/02/24 0.010   2017/04/05 3,650,000 71,900 0.187   2016/02/23 0.028   2016/12/23
13794 HK Bank - Evergrande European Warrants Apr 2018 A HKD 0.189   0.129   0.134   262,660,000 42,154,340 N/A 0.189   2017/04/25 0.129   2017/04/27 262,660,000 42,154,340 -   - -   -
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.335   0.136   0.221   62,370,000 14,216,640 4,806,115 0.335   2017/04/25 0.028   2017/01/04 264,770,000 27,717,700 0.135   2016/05/09 0.025   2016/12/30
13440 HK Bank - Evergrande European Warrants Oct 2017 A HKD 1.950   1.210   1.310   10,810,000 15,543,290 N/A 1.950   2017/04/26 1.210   2017/04/13 10,810,000 15,543,290 -   - -   -
19218 HK Bank - Evergrande European Warrants Sep 2017 A HKD 3.410   1.990   2.940   1,955,000 5,519,810 N/A 3.410   2017/04/19 0.600   2017/01/16 7,745,000 10,605,160 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD 0.215   0.050   0.045   27,048,000 2,177,034 3,329,396 0.345   2017/03/08 0.050   2017/04/19 112,822,000 19,781,951 0.330   2016/09/20 0.107   2016/12/15
13679 HK Bank - Foxconn European Warrants Oct 2017 A HKD 0.260   0.224   0.232   14,258,000 3,424,150 N/A 0.260   2017/04/21 0.224   2017/04/19 14,258,000 3,424,150 -   - -   -
28815 HK Bank - Galaxy Ent European Put Warrants Aug 2017 A HKD 0.078   0.046   0.055   31,560,000 2,075,400 N/A 0.275   2017/02/24 0.046   2017/04/26 416,440,000 55,746,110 -   - -   -
14503 HK Bank - Galaxy Ent European Put Warrants May 2017 B HKD -   -   0.010   0 0 N/A 0.260   2017/01/03 0.010   2017/03/22 424,070,000 48,525,070 0.260   2016/12/29 0.117   2016/12/08
13341 HK Bank - Galaxy Ent European Put Warrants Sep 2017 A HKD 0.197   0.131   0.151   196,880,000 32,823,430 N/A 0.197   2017/04/24 0.131   2017/04/26 196,880,000 32,823,430 -   - -   -
13476 HK Bank - Galaxy Ent European Warrants Apr 2017 A HKD 0.780   0.780   0.820   10,000 7,800 11,870,270 0.780   2017/04/03 0.160   2017/02/08 31,020,000 8,347,020 0.520   2016/12/01 0.153   2016/09/28
16677 HK Bank - Galaxy Ent European Warrants Jul 2017 A HKD -   -   0.720   0 0 N/A 0.700   2017/03/28 0.215   2017/02/08 304,990,000 99,004,140 -   - -   -
27864 HK Bank - Galaxy Ent European Warrants Jul 2017 B HKD 0.455   0.360   0.465   1,270,000 482,100 N/A 0.455   2017/04/21 0.189   2017/02/21 184,420,000 54,890,490 -   - -   -
14890 HK Bank - Galaxy Ent European Warrants Jun 2017 A HKD 0.275   0.126   0.189   168,220,000 35,040,940 N/A 0.275   2017/04/05 0.077   2017/02/09 834,130,000 130,922,080 0.260   2016/12/08 0.096   2016/12/28
14500 HK Bank - Galaxy Ent European Warrants May 2017 A HKD 0.560   0.295   0.440   2,940,000 1,115,750 N/A 0.560   2017/04/26 0.099   2017/02/08 466,230,000 71,018,750 0.455   2016/12/01 0.136   2016/12/28
12984 HK Bank - Galaxy Ent European Warrants Oct 2017 A HKD 0.395   0.255   0.325   82,240,000 28,607,300 N/A 0.400   2017/03/30 0.255   2017/04/24 91,040,000 31,814,700 -   - -   -
25863 HK Bank - Geely Auto European Put Warrants Apr 2018 A HKD 0.146   0.107   0.131   141,750,000 18,003,650 N/A 0.225   2017/02/03 0.103   2017/03/29 806,050,000 126,162,050 -   - -   -
27307 HK Bank - Geely Auto European Put Warrants Dec 2017 B HKD 0.173   0.118   0.156   259,150,000 37,858,500 N/A 0.206   2017/02/17 0.115   2017/03/29 753,450,000 116,977,050 -   - -   -
11366 HK Bank - Geely Auto European Put Warrants Dec 2017 D HKD 0.255   0.180   0.237   54,800,000 10,502,500 N/A 0.255   2017/04/11 0.180   2017/04/03 74,300,000 14,288,850 -   - -   -
13693 HK Bank - Geely Auto European Warrants Apr 2017 A HKD 3.420   1.740   3.020   18,805,000 37,376,000 18,823,383 4.110   2017/03/16 0.630   2017/01/09 25,250,000 51,156,100 1.490   2016/10/24 0.120   2016/11/07
25459 HK Bank - Geely Auto European Warrants Aug 2017 A HKD 3.660   2.070   2.090   1,540,000 3,609,900 N/A 4.060   2017/03/14 1.410   2017/02/02 7,270,000 20,265,350 -   - -   -
25499 HK Bank - Geely Auto European Warrants Aug 2017 B HKD 2.770   1.800   1.790   5,990,000 13,864,500 N/A 3.490   2017/03/15 1.260   2017/02/02 26,920,000 63,144,450 -   - -   -
27086 HK Bank - Geely Auto European Warrants Dec 2017 A HKD 0.330   0.213   0.202   3,100,000 888,250 N/A 0.370   2017/03/14 0.213   2017/04/11 53,700,000 15,177,000 -   - -   -
28794 HK Bank - Geely Auto European Warrants Dec 2017 C HKD 0.265   0.143   0.143   218,750,000 35,789,400 N/A 0.305   2017/03/14 0.143   2017/04/28 361,350,000 66,528,250 -   - -   -
13675 HK Bank - Geely Auto European Warrants Dec 2017 E HKD 0.197   0.106   0.107   225,650,000 35,334,600 N/A 0.197   2017/04/20 0.106   2017/04/28 225,650,000 35,334,600 -   - -   -
28318 HK Bank - Geely Auto European Warrants Feb 2018 A HKD 0.244   0.138   0.144   203,450,000 33,466,350 N/A 0.285   2017/03/14 0.138   2017/04/11 421,400,000 82,639,550 -   - -   -
11544 HK Bank - Geely Auto European Warrants Jan 2018 A HKD 0.189   0.093   0.095   220,700,000 29,452,650 N/A 0.204   2017/03/29 0.093   2017/04/11 375,750,000 58,079,950 -   - -   -
25263 HK Bank - Geely Auto European Warrants Jul 2017 A HKD 2.260   1.030   1.060   7,755,000 11,149,250 N/A 2.720   2017/03/14 0.840   2017/02/02 48,220,000 74,713,750 -   - -   -
15404 HK Bank - Geely Auto European Warrants Jun 2017 A HKD 3.100   2.490   2.880   3,230,000 9,614,400 N/A 4.790   2017/03/15 0.970   2017/01/03 24,850,000 49,489,950 0.980   2016/12/29 0.820   2016/12/28
24726 HK Bank - Geely Auto European Warrants Jun 2018 A HKD 0.375   0.280   0.285   1,100,000 339,750 N/A 0.455   2017/03/14 0.207   2017/02/02 40,100,000 9,739,400 -   - -   -
14017 HK Bank - Geely Auto European Warrants May 2017 A HKD 2.030   0.560   1.580   12,450,000 9,330,500 N/A 2.670   2017/03/13 0.228   2017/01/03 91,055,000 66,348,385 0.650   2016/11/03 0.164   2016/12/28
27172 HK Bank - Geely Auto European Warrants Nov 2017 A HKD 0.305   0.265   0.206   700,000 207,750 N/A 0.375   2017/03/14 0.248   2017/02/24 15,500,000 4,562,300 -   - -   -
14409 HK Bank - Geely Auto European Warrants Nov 2017 B HKD 0.179   0.116   0.116   101,035,000 14,953,095 N/A 0.179   2017/04/26 0.116   2017/04/28 101,035,000 14,953,095 -   - -   -
22782 HK Bank - Geely Auto European Warrants Oct 2017 A HKD -   -   0.239   0 0 N/A 0.385   2017/03/31 0.144   2017/01/17 206,095,000 52,377,170 -   - -   -
25456 HK Bank - Geely Auto European Warrants Oct 2017 B HKD -   -   0.315   0 0 N/A 0.520   2017/03/14 0.227   2017/02/02 8,000,000 2,642,100 -   - -   -
27176 HK Bank - Geely Auto European Warrants Sep 2017 A HKD 0.315   0.223   0.207   900,000 268,350 N/A 0.370   2017/03/14 0.223   2017/04/10 19,200,000 5,419,200 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.095   0.052   0.053   82,980,000 6,583,120 6,592,739 0.152   2017/02/22 0.051   2017/02/02 432,035,000 37,378,265 0.102   2016/10/27 0.050   2016/12/28
28713 HK Bank - Greatwall Motor European Warrants Feb 2018 A HKD 0.154   0.094   0.095   185,080,000 23,043,690 N/A 0.202   2017/02/23 0.094   2017/04/28 455,085,000 59,791,160 -   - -   -
14163 HK Bank - Greatwall Motor European Warrants Jun 2017 A HKD 1.740   0.780   0.750   1,003,500 1,206,860 N/A 2.220   2017/02/22 0.600   2017/01/06 21,555,000 17,867,025 1.000   2016/12/08 0.580   2016/12/23
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD -   -   0.020   0 0 100 -   - -   - 0 0 0.032   2016/08/04 0.012   2016/11/25
28965 HK Bank - Greatwall Motor European Warrants Oct 2018 A HKD -   -   0.101   0 0 N/A 0.162   2017/03/02 0.160   2017/03/02 560,000 90,510 -   - -   -
27195 HK Bank - Haitong Sec European Warrants Oct 2017 A HKD 0.074   0.042   0.047   16,344,000 877,476 N/A 0.177   2017/02/17 0.042   2017/04/24 258,776,000 34,103,468 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.033   0.023   0.023   8,460,000 254,580 19,392,338 0.107   2017/01/04 0.023   2017/04/26 829,410,000 58,386,370 0.143   2016/09/01 0.081   2016/11/28
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.121   0.090   0.094   335,350,000 34,143,700 N/A 0.188   2017/02/03 0.090   2017/04/06 1,813,650,000 226,990,760 0.240   2016/12/22 0.158   2016/12/02
29742 HK Bank - HKEX European Warrants Dec 2017 A HKD 0.127   0.081   0.086   240,660,000 23,855,190 N/A 0.154   2017/03/21 0.081   2017/04/24 594,840,000 71,015,230 -   - -   -
14518 HK Bank - HKEX European Warrants Dec 2017 B HKD 0.157   0.150   0.146   13,780,000 2,097,660 N/A 0.157   2017/04/26 0.150   2017/04/26 13,780,000 2,097,660 -   - -   -
12987 HK Bank - HKEX European Warrants Feb 2018 A HKD 0.122   0.074   0.080   98,120,000 9,206,960 N/A 0.122   2017/04/03 0.074   2017/04/24 102,740,000 9,759,730 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.026   0.019   0.013   1,120,000 27,700 14,781,163 0.076   2017/02/16 0.019   2017/04/13 446,800,000 24,006,830 0.174   2016/10/11 0.044   2016/12/30
14158 HK Bank - HKEX European Warrants Jun 2017 A HKD 0.030   0.010   0.011   7,973,060,000 170,414,870 N/A 0.086   2017/02/16 0.010   2017/04/26 21,942,090,000 895,738,860 0.168   2016/11/11 0.039   2016/12/28
15408 HK Bank - HKEX European Warrants Jun 2017 B HKD 0.076   0.033   0.038   177,520,000 7,736,360 N/A 0.152   2017/02/16 0.033   2017/04/24 12,817,240,000 982,058,160 0.097   2016/12/23 0.079   2016/12/28
15634 HK Bank - HKEX European Warrants Jun 2017 C HKD 0.122   0.068   0.081   36,320,000 3,226,120 N/A 0.208   2017/02/16 0.068   2017/04/24 646,650,000 72,712,740 0.130   2016/12/30 0.119   2016/12/30
26562 HK Bank - HKEX European Warrants May 2017 A HKD 0.021   0.010   0.010   500,000 7,100 67,478,683 0.084   2017/02/16 0.010   2017/04/13 794,320,000 42,637,160 0.221   2016/04/25 0.034   2016/12/28
27753 HK Bank - HKEX European Warrants May 2017 B HKD -   -   0.010   0 0 1,435,183 0.021   2017/02/16 0.010   2017/02/24 2,060,000 28,770 0.126   2016/09/09 0.012   2016/12/22
13325 HK Bank - HKEX European Warrants May 2018 A HKD 0.120   0.081   0.085   33,980,000 3,294,820 N/A 0.120   2017/04/07 0.081   2017/04/24 33,980,000 3,294,820 -   - -   -
27689 HK Bank - HKEX European Warrants Nov 2017 A HKD 0.098   0.060   0.065   120,500,000 8,871,620 N/A 0.164   2017/02/17 0.060   2017/04/24 584,240,000 62,859,930 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.036   0.019   0.020   3,360,000 107,520 11,087,972 0.082   2017/02/16 0.019   2017/04/25 275,170,000 16,698,120 0.170   2016/10/11 0.052   2016/12/20
27729 HK Bank - HKEX European Warrants Sep 2017 D HKD 0.095   0.051   0.056   6,701,780,000 412,934,140 N/A 0.170   2017/02/16 0.051   2017/04/24 8,352,790,000 592,548,450 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.018   0.018   0.015   700,000 12,600 12,087 0.034   2017/02/21 0.018   2017/04/11 1,660,000 40,760 0.051   2016/01/04 0.018   2016/05/05
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.109   0.081   0.091   132,660,000 12,317,240 20,380,287 0.133   2017/03/21 0.081   2017/04/20 708,440,000 75,822,600 0.137   2016/09/09 0.057   2016/06/16
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD 0.068   0.033   0.040   1,009,730,000 52,393,250 N/A 0.175   2017/01/03 0.033   2017/04/26 4,151,260,000 354,347,670 0.237   2016/11/09 0.131   2016/12/09
13882 HK Bank - HSCEI European Put Warrants Dec 2017 C HKD 0.164   0.108   0.118   434,570,000 53,784,520 N/A 0.164   2017/04/20 0.108   2017/04/26 434,570,000 53,784,520 -   - -   -
13333 HK Bank - HSCEI European Put Warrants Nov 2017 A HKD 0.206   0.183   0.200   270,180,000 53,011,870 N/A 0.206   2017/04/27 0.183   2017/04/26 270,180,000 53,011,870 -   - -   -
28474 HK Bank - HSCEI European Put Warrants Sep 2017 B HKD 0.147   0.094   0.108   1,959,000,000 241,205,990 N/A 0.158   2017/03/10 0.094   2017/04/26 3,878,820,000 489,436,250 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.089   0.050   0.059   1,323,980,000 84,998,550 105,024,935 0.141   2017/02/23 0.050   2017/04/20 4,863,460,000 445,122,510 0.132   2016/10/26 0.062   2016/12/23
28476 HK Bank - HSCEI European Warrants Dec 2017 B HKD 0.109   0.060   0.072   1,601,550,000 126,813,140 N/A 0.150   2017/03/21 0.060   2017/04/24 3,823,770,000 405,619,880 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.149   0.110   0.132   1,240,000 157,230 81,024,298 0.237   2017/02/23 0.106   2017/01/03 1,559,510,000 202,275,320 0.255   2016/09/09 0.089   2016/12/23
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.120   0.057   0.081   9,160,000 844,290 1,897,778 0.172   2017/03/21 0.057   2017/04/19 69,570,000 7,868,160 0.210   2016/09/09 0.055   2016/12/23
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.092   0.048   0.058   683,620,000 45,721,450 85,772,607 0.150   2017/02/23 0.048   2017/04/24 3,820,620,000 377,524,500 0.197   2016/09/09 0.054   2016/12/23
13694 HK Bank - HSI European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 210,335,883 0.140   2017/01/03 0.010   2017/03/01 3,175,900,000 262,847,640 0.204   2016/11/09 0.087   2016/12/08
14137 HK Bank - HSI European Put Warrants Apr 2017 C HKD -   -   0.010   0 0 N/A 0.170   2017/01/03 0.010   2017/03/17 5,959,970,000 480,397,760 0.216   2016/12/22 0.120   2016/12/08
28733 HK Bank - HSI European Put Warrants Aug 2017 B HKD 0.147   0.081   0.085   2,332,850,000 251,939,680 N/A 0.203   2017/03/03 0.081   2017/04/27 6,762,320,000 848,564,580 -   - -   -
13002 HK Bank - HSI European Put Warrants Aug 2017 C HKD 0.150   0.087   0.089   1,471,070,000 164,910,920 N/A 0.150   2017/04/19 0.087   2017/04/27 1,517,730,000 171,406,840 -   - -   -
21452 HK Bank - HSI European Put Warrants Jul 2017 B HKD 0.034   0.014   0.014   821,710,000 19,994,650 N/A 0.119   2017/01/12 0.014   2017/04/28 7,192,520,000 475,319,930 -   - -   -
24011 HK Bank - HSI European Put Warrants Jul 2017 C HKD 0.023   0.010   0.010   4,600,000 92,000 N/A 0.090   2017/02/01 0.010   2017/04/28 890,700,000 53,353,000 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 117,957 0.014   2017/01/05 0.010   2017/03/01 30,810,000 351,260 0.167   2016/03/09 0.013   2016/12/16
15637 HK Bank - HSI European Put Warrants Jun 2017 F HKD 0.019   0.019   0.010   70,000 1,330 N/A 0.156   2017/01/03 0.014   2017/03/21 3,196,450,000 258,641,070 -   - -   -
21450 HK Bank - HSI European Put Warrants Jun 2017 I HKD 0.028   0.010   0.010   214,340,000 4,252,750 N/A 0.123   2017/01/16 0.010   2017/04/25 8,050,160,000 524,498,160 -   - -   -
26096 HK Bank - HSI European Put Warrants Jun 2017 J HKD 0.050   0.014   0.014   1,261,490,000 39,689,780 N/A 0.153   2017/02/06 0.014   2017/04/28 10,690,310,000 853,419,320 -   - -   -
14462 HK Bank - HSI European Put Warrants May 2017 A HKD -   -   0.010   0 0 N/A 0.121   2017/01/03 0.012   2017/03/29 2,647,950,000 184,280,990 0.146   2016/12/28 0.080   2016/12/08
26099 HK Bank - HSI European Put Warrants May 2017 B HKD 0.037   0.010   0.010   43,920,000 1,087,400 N/A 0.154   2017/02/06 0.010   2017/04/26 6,574,100,000 568,572,290 -   - -   -
28459 HK Bank - HSI European Put Warrants May 2017 C HKD 0.113   0.044   0.048   705,510,000 44,138,340 N/A 0.140   2017/03/03 0.044   2017/04/27 1,320,820,000 94,710,360 -   - -   -
29385 HK Bank - HSI European Put Warrants Oct 2017 A HKD 0.123   0.069   0.072   3,554,360,000 342,563,730 N/A 0.153   2017/03/08 0.069   2017/04/27 5,736,220,000 581,709,220 -   - -   -
16047 HK Bank - HSI European Put Warrants Sep 2017 A HKD 0.038   0.020   0.020   21,260,000 429,000 N/A 0.130   2017/01/06 0.020   2017/04/28 437,360,000 45,679,270 -   - -   -
28738 HK Bank - HSI European Put Warrants Sep 2017 B HKD 0.116   0.066   0.067   3,903,860,000 351,404,190 N/A 0.154   2017/03/03 0.066   2017/04/27 7,271,250,000 732,031,120 -   - -   -
13289 HK Bank - HSI European Warrants Apr 2017 A HKD -   -   0.010   0 0 14,711,022 0.028   2017/02/20 0.010   2017/03/28 1,093,170,000 23,878,680 0.204   2016/09/22 0.010   2016/12/21
14254 HK Bank - HSI European Warrants Apr 2017 D HKD 0.203   0.203   0.167   30,000 6,090 N/A 0.211   2017/03/23 0.064   2017/01/03 515,480,000 52,642,260 0.161   2016/12/01 0.053   2016/12/28
28464 HK Bank - HSI European Warrants Aug 2017 A HKD 0.116   0.066   0.106   5,708,810,000 523,263,340 N/A 0.156   2017/03/21 0.066   2017/04/19 12,694,640,000 1,322,077,560 -   - -   -
14839 HK Bank - HSI European Warrants Jul 2017 A HKD 0.174   0.114   0.174   385,260,000 46,232,510 N/A 0.197   2017/03/21 0.080   2017/01/03 11,396,990,000 1,443,596,280 0.102   2016/12/16 0.071   2016/12/23
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.249   0.156   0.250   7,060,000 1,317,760 190,241,698 0.260   2017/03/21 0.093   2017/01/03 4,747,990,000 645,813,340 0.350   2016/09/09 0.065   2016/05/24
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.049   0.019   0.038   3,231,130,000 112,110,140 117,469,698 0.072   2017/02/16 0.019   2017/04/19 13,518,330,000 615,937,310 0.184   2016/09/22 0.021   2016/12/28
14842 HK Bank - HSI European Warrants Jun 2017 D HKD 0.136   0.069   0.124   3,234,750,000 305,539,570 N/A 0.154   2017/03/21 0.056   2017/01/03 20,489,380,000 2,026,060,990 0.112   2016/12/12 0.048   2016/12/23
15636 HK Bank - HSI European Warrants Jun 2017 E HKD -   -   0.315   0 0 N/A 0.205   2017/01/18 0.130   2017/01/03 67,380,000 8,947,780 0.140   2016/12/30 0.130   2016/12/29
16041 HK Bank - HSI European Warrants Jun 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21431 HK Bank - HSI European Warrants Jun 2017 H HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13327 HK Bank - HSI European Warrants Mar 2018 A HKD 0.136   0.094   0.127   2,057,020,000 229,575,180 N/A 0.136   2017/04/10 0.094   2017/04/19 2,057,020,000 229,575,180 -   - -   -
29384 HK Bank - HSI European Warrants Nov 2017 A HKD 0.089   0.057   0.085   4,326,450,000 323,522,630 N/A 0.132   2017/03/21 0.057   2017/04/19 7,569,960,000 665,500,530 -   - -   -
14175 HK Bank - HSI European Warrants Oct 2017 B HKD 0.164   0.131   0.154   650,700,000 95,903,110 N/A 0.164   2017/04/27 0.131   2017/04/24 650,700,000 95,903,110 -   - -   -
29383 HK Bank - HSI European Warrants Sep 2017 C HKD 0.093   0.057   0.090   4,322,880,000 336,776,410 N/A 0.136   2017/03/21 0.057   2017/04/19 7,532,980,000 684,822,080 -   - -   -
14836 HK Bank - ICBC European Warrants Aug 2017 A HKD 0.305   0.213   0.275   5,914,000 1,501,625 N/A 0.475   2017/02/16 0.213   2017/04/19 102,453,000 28,550,860 0.270   2016/12/30 0.200   2016/12/28
28716 HK Bank - ICBC European Warrants Aug 2017 B HKD 0.164   0.070   0.093   221,352,000 21,770,884 N/A 0.265   2017/02/24 0.070   2017/04/20 325,932,000 41,545,339 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.580   0.400   0.530   1,912,000 947,560 427,913 0.720   2017/03/21 0.380   2017/02/03 3,767,000 1,901,025 0.710   2016/09/21 0.310   2016/12/23
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.178   0.078   0.112   55,637,000 6,712,043 13,918,279 0.285   2017/02/22 0.078   2017/04/20 302,009,000 45,908,246 0.375   2016/09/23 0.102   2016/12/28
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.066   0.022   0.030   31,706,000 1,222,655 3,101,101 0.165   2017/02/16 0.022   2017/04/20 182,326,000 17,577,435 0.227   2016/10/06 0.062   2016/12/22
16040 HK Bank - ICBC European Warrants Jul 2017 D HKD -   -   0.375   0 0 N/A 0.340   2017/01/05 0.315   2017/01/04 1,008,000 334,370 -   - -   -
25437 HK Bank - Jiangxi Copper European Warrants Dec 2017 A HKD 0.151   0.097   0.103   185,190,000 22,799,980 N/A 0.260   2017/02/14 0.097   2017/04/24 422,670,000 65,582,810 -   - -   -
28140 HK Bank - Jiangxi Copper European Warrants Dec 2017 B HKD 0.097   0.059   0.063   27,040,000 2,305,290 N/A 0.197   2017/02/20 0.059   2017/04/24 421,740,000 52,635,510 -   - -   -
14339 HK Bank - Jiangxi Copper European Warrants Jun 2017 A HKD 0.099   0.037   0.038   8,710,000 585,770 N/A 0.227   2017/02/23 0.037   2017/04/25 301,490,000 27,701,000 0.176   2016/11/25 0.052   2016/12/28
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.360   0.280   0.275   1,590,000 485,050 1,971,023 0.490   2017/02/22 0.209   2017/01/04 9,510,000 3,110,400 0.390   2016/11/25 0.113   2016/10/12
13823 HK Bank - KECL European Warrants Apr 2017 A HKD 0.900   0.089   0.114   1,226,000 596,322 4,887,629 0.900   2017/04/05 0.062   2017/02/06 107,902,000 16,865,800 0.330   2016/10/20 0.120   2016/12/29
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.241   0.171   0.171   5,160,000 1,144,600 3,246,193 0.241   2017/04/07 0.102   2017/01/03 38,080,000 4,900,200 0.208   2016/03/31 0.093   2016/11/18
29739 HK Bank - KECL European Warrants Sep 2017 A HKD 0.900   0.405   0.410   18,428,000 9,108,570 N/A 0.900   2017/04/10 0.335   2017/03/13 35,388,000 16,008,390 -   - -   -
13208 HK Bank - Kingsoft European Warrants Apr 2017 A HKD 0.380   0.180   0.157   15,650,000 3,497,050 9,081,553 0.380   2017/04/03 0.040   2017/02/24 213,290,000 22,409,480 0.350   2016/09/28 0.083   2016/12/23
13511 HK Bank - Kingsoft European Warrants Apr 2017 B HKD 0.102   0.010   0.010   2,090,000 126,710 215,025 0.113   2017/03/22 0.010   2017/04/20 16,000,000 894,890 0.260   2016/10/11 0.056   2016/12/14
13154 HK Bank - Kingsoft European Warrants Oct 2017 A HKD 0.275   0.159   0.221   75,420,000 15,857,600 N/A 0.275   2017/04/03 0.159   2017/04/18 75,420,000 15,857,600 -   - -   -
27702 HK Bank - Kingsoft European Warrants Sep 2017 A HKD -   -   0.465   0 0 N/A 0.400   2017/03/22 0.173   2017/02/24 73,290,000 15,761,200 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.032   0.019   0.021   13,800,000 334,660 539,813 0.050   2017/03/24 0.018   2017/03/10 89,700,000 2,445,880 0.147   2016/04/19 0.026   2016/12/21
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD 0.026   0.026   0.027   60,000 1,560 4,760 0.026   2017/04/05 0.013   2017/02/07 820,000 15,760 0.154   2016/01/05 0.014   2016/12/08
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD 0.014   0.014   0.014   60,000 840 10,317 0.015   2017/01/19 0.013   2017/02/06 2,640,000 35,540 0.150   2016/01/08 0.015   2016/11/10
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.410   0.193   0.193   3,340,000 891,424 N/A 0.480   2017/01/17 0.128   2017/03/13 298,198,000 82,523,380 0.415   2016/12/01 0.270   2016/12/29
24706 HK Bank - Lenovo European Warrants Sep 2017 A HKD 0.305   0.137   0.140   161,406,000 35,473,658 N/A 0.325   2017/02/09 0.123   2017/03/15 194,098,000 42,681,902 -   - -   -
28964 HK Bank - Lenovo European Warrants Sep 2017 B HKD 0.480   0.224   0.224   193,742,000 59,965,658 N/A 0.480   2017/04/10 0.167   2017/03/10 228,584,000 67,589,068 -   - -   -
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 4,000 0.010   2017/03/27 0.010   2017/03/27 2,000,000 20,000 0.027   2016/01/04 0.010   2016/11/18
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.236   0.163   0.179   59,495,000 11,767,530 N/A 0.300   2017/01/11 0.087   2017/03/15 236,945,000 43,787,310 0.405   2016/12/09 0.150   2016/12/29
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.187   0.148   0.153   15,410,000 2,455,545 1,010,633 0.270   2017/02/15 0.148   2017/04/27 18,310,000 3,172,645 0.280   2016/10/05 0.170   2016/03/11
16767 HK Bank - Minsheng Bank European Warrants Jul 2017 A HKD 0.390   0.067   0.077   32,237,000 5,015,241 N/A 0.910   2017/02/15 0.067   2017/04/27 54,864,500 19,115,974 -   - -   -
13790 HK Bank - PetroChina European Warrants Apr 2017 A HKD 0.026   0.010   0.010   4,248,000 90,688 30,117,211 0.490   2017/01/18 0.010   2017/04/07 376,892,000 101,481,280 0.365   2016/12/21 0.111   2016/11/14
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.023   0.018   0.018   1,020,000 19,400 216,160 0.037   2017/02/15 0.018   2017/04/24 29,100,000 908,000 0.049   2016/04/28 0.022   2016/01/21
14386 HK Bank - PetroChina European Warrants Jun 2017 A HKD 0.560   0.220   0.222   10,488,000 3,296,622 N/A 1.010   2017/01/25 0.220   2017/04/28 11,780,000 4,197,242 0.870   2016/12/14 0.400   2016/11/21
15405 HK Bank - PetroChina European Warrants Jun 2017 B HKD 0.054   0.022   0.014   4,080,000 193,560 N/A 0.435   2017/01/18 0.022   2017/04/20 538,232,000 176,450,484 0.345   2016/12/22 0.265   2016/12/29
14406 HK Bank - PetroChina European Warrants Oct 2017 A HKD 0.330   0.290   0.290   44,604,000 13,450,320 N/A 0.330   2017/04/26 0.290   2017/04/28 44,604,000 13,450,320 -   - -   -
28728 HK Bank - PetroChina European Warrants Sep 2017 A HKD 0.290   0.114   0.115   151,598,000 28,343,090 N/A 0.630   2017/02/23 0.114   2017/04/28 461,378,000 136,928,764 -   - -   -
16050 HK Bank - PICC European Warrants Jul 2018 A HKD 0.114   0.077   0.105   66,920,000 6,588,760 N/A 0.160   2017/01/05 0.077   2017/04/24 415,920,000 52,906,320 -   - -   -
13692 HK Bank - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 32,528,906 0.056   2017/02/13 0.019   2017/02/01 156,850,000 7,394,505 0.188   2016/10/11 0.037   2016/12/23
13696 HK Bank - Ping An European Warrants Apr 2017 B HKD 0.210   0.040   0.046   2,075,000 241,050 99,613,791 0.280   2017/03/23 0.040   2017/04/20 2,836,295,000 350,593,530 0.420   2016/11/28 0.114   2016/12/23
14161 HK Bank - Ping An European Warrants Aug 2017 A HKD 0.223   0.130   0.185   28,250,000 5,500,885 N/A 0.223   2017/04/28 0.130   2017/04/21 28,250,000 5,500,885 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.023   0.011   0.017   67,070,000 1,127,030 4,932,330 0.033   2017/03/23 0.011   2017/04/19 795,390,000 18,904,290 0.096   2016/01/05 0.020   2016/12/23
16049 HK Bank - Ping An European Warrants Jul 2017 B HKD 0.470   0.470   0.435   100,000 47,000 N/A 0.470   2017/04/28 0.213   2017/02/03 38,795,000 11,423,040 -   - -   -
26537 HK Bank - Ping An European Warrants Jul 2017 C HKD 0.217   0.107   0.157   157,060,000 20,703,645 N/A 0.275   2017/03/23 0.107   2017/04/20 1,897,755,000 328,217,055 -   - -   -
26798 HK Bank - Ping An European Warrants Jun 2017 A HKD 0.255   0.159   0.280   5,620,000 1,000,500 N/A 0.355   2017/03/24 0.159   2017/04/19 124,715,000 29,756,940 -   - -   -
27912 HK Bank - Ping An European Warrants Jun 2017 B HKD 0.122   0.046   0.074   3,762,475,000 251,644,980 N/A 0.165   2017/03/23 0.046   2017/04/21 5,635,695,000 487,047,495 -   - -   -
14166 HK Bank - Ping An European Warrants Oct 2017 A HKD 0.375   0.270   0.355   2,120,000 658,375 N/A 0.375   2017/04/27 0.270   2017/04/24 2,120,000 658,375 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.054   0.038   0.052   8,900,000 409,650 2,953,400 0.065   2017/03/23 0.037   2017/02/03 140,750,000 6,746,850 0.130   2016/01/04 0.030   2016/06/27
28149 HK Bank - Ping An European Warrants Sep 2017 B HKD 0.145   0.085   0.125   147,940,000 15,415,415 N/A 0.201   2017/03/23 0.085   2017/04/20 178,730,000 20,757,825 -   - -   -
14504 HK Bank - Sands China European Put Warrants May 2017 A HKD 0.033   0.012   0.018   9,152,000 200,500 N/A 0.365   2017/01/03 0.012   2017/04/26 198,276,000 37,584,484 0.390   2016/12/19 0.178   2016/11/29
28163 HK Bank - Sands China European Put Warrants Sep 2017 A HKD 0.089   0.058   0.065   7,432,000 513,864 N/A 0.220   2017/02/20 0.058   2017/04/07 155,832,000 21,692,332 -   - -   -
13343 HK Bank - Sands China European Put Warrants Sep 2017 B HKD 0.183   0.120   0.168   190,384,000 30,339,348 N/A 0.183   2017/04/20 0.120   2017/04/26 190,384,000 30,339,348 -   - -   -
16091 HK Bank - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
27879 HK Bank - Sands China European Warrants Aug 2017 A HKD 0.510   0.330   0.315   532,000 218,420 N/A 0.510   2017/04/07 0.219   2017/02/23 81,252,000 21,717,432 -   - -   -
28323 HK Bank - Sands China European Warrants Aug 2017 B HKD 0.355   0.183   0.183   50,836,000 12,179,948 N/A 0.355   2017/04/10 0.161   2017/02/23 213,512,000 46,262,332 -   - -   -
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD 0.069   0.019   0.016   72,116,000 3,951,816 N/A 0.124   2017/01/11 0.019   2017/04/27 86,208,000 4,909,240 0.250   2016/12/01 0.078   2016/12/28
16708 HK Bank - Sands China European Warrants Jul 2017 B HKD 0.300   0.132   0.136   8,160,000 1,661,436 N/A 0.320   2017/01/11 0.090   2017/02/21 676,572,000 90,465,724 -   - -   -
23012 HK Bank - Sands China European Warrants Jul 2017 C HKD 0.206   0.076   0.080   348,332,000 44,435,316 N/A 0.223   2017/01/23 0.076   2017/04/28 1,179,012,000 142,531,600 -   - -   -
13441 HK Bank - Sands China European Warrants Oct 2017 A HKD 0.310   0.152   0.154   92,552,000 20,612,064 N/A 0.310   2017/04/10 0.152   2017/04/28 92,552,000 20,612,064 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.053   0.033   0.035   79,670,000 3,192,170 3,513,243 0.157   2017/01/05 0.033   2017/04/28 304,570,000 17,670,680 0.185   2016/12/28 0.099   2016/11/01
13799 HK Bank - SHK Ppt European Warrants Apr 2017 A HKD -   -   0.010   0 0 558,920 0.114   2017/02/22 0.042   2017/03/07 6,900,000 571,080 0.360   2016/10/25 0.030   2016/12/22
13821 HK Bank - SHK Ppt European Warrants Apr 2017 B HKD 0.300   0.050   0.024   11,290,000 1,884,030 13,205,178 0.300   2017/04/18 0.050   2017/04/19 97,560,000 17,961,520 0.700   2016/10/25 0.052   2016/12/28
24715 HK Bank - SHK Ppt European Warrants Jul 2017 A HKD 0.790   0.610   0.630   510,000 363,000 N/A 0.790   2017/04/05 0.390   2017/02/03 55,930,000 26,040,050 -   - -   -
14246 HK Bank - SHK Ppt European Warrants May 2017 A HKD 1.150   0.970   0.900   470,000 469,100 N/A 1.150   2017/04/13 0.275   2017/01/03 140,720,000 60,682,200 0.590   2016/12/12 0.245   2016/12/29
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.390   0 0 141,767 0.350   2017/02/27 0.260   2017/01/06 500,000 152,600 0.415   2016/09/09 0.142   2016/06/16
29006 HK Bank - SHK Ppt European Warrants Sep 2017 A HKD 0.730   0.480   0.520   13,510,000 7,804,050 N/A 0.730   2017/04/13 0.450   2017/03/09 39,590,000 21,422,800 -   - -   -
14130 HK Bank - Sinopec Corp European Warrants Jun 2017 A HKD 0.405   0.240   0.280   17,664,000 5,280,434 N/A 0.465   2017/01/26 0.125   2017/03/10 616,122,000 185,746,238 0.365   2016/12/14 0.152   2016/11/21
14461 HK Bank - Sinopec Corp European Warrants Jun 2017 B HKD 0.780   0.570   0.610   420,000 292,980 N/A 0.780   2017/04/10 0.310   2017/03/15 103,912,000 38,686,950 0.590   2016/12/14 0.320   2016/11/25
28804 HK Bank - Sinopec Corp European Warrants Sep 2017 A HKD 0.310   0.157   0.165   193,774,000 44,460,990 N/A 0.310   2017/04/07 0.145   2017/03/15 314,988,000 69,509,788 -   - -   -
29833 HK Bank - Sinopec Corp European Warrants Sep 2017 B HKD 0.420   0.395   0.435   2,644,000 1,072,480 N/A 0.550   2017/03/29 0.335   2017/03/15 29,310,000 12,737,690 -   - -   -
26522 HK Bank - SMIC European Warrants Nov 2017 A HKD 0.079   0.052   0.074   20,950,000 1,392,985 N/A 0.214   2017/02/09 0.052   2017/04/19 489,715,000 66,210,055 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 667 0.010   2017/02/06 0.010   2017/02/06 400,000 4,000 0.015   2016/01/06 0.015   2016/01/06
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD 0.019   0.010   0.010   7,500,000 96,080 1,412,632 0.062   2017/02/06 0.010   2017/04/28 252,100,000 8,424,855 0.055   2016/01/04 0.013   2016/02/12
14340 HK Bank - Stanchart European Warrants Jun 2017 C HKD 0.420   0.139   0.270   55,933,000 14,670,672 N/A 0.880   2017/02/06 0.139   2017/04/24 143,020,500 51,846,291 0.440   2016/12/08 0.260   2016/12/30
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.110   0.064   0.081   61,285,000 4,823,660 4,758,095 0.145   2017/02/06 0.058   2017/01/03 192,805,000 16,244,150 0.128   2016/01/04 0.022   2016/02/12
26075 HK Bank - Stanchart European Warrants Sep 2017 A HKD 0.300   0.111   0.162   2,226,500 572,471 N/A 0.590   2017/02/07 0.111   2017/04/21 51,504,000 17,508,329 -   - -   -
27713 HK Bank - SUNAC European Warrants Nov 2018 A HKD 0.440   0.345   0.345   8,930,000 3,325,000 N/A 0.440   2017/04/20 0.190   2017/02/16 109,860,000 25,534,510 -   - -   -
25238 HK Bank - Sunny Optical European Warrants Jul 2017 A HKD 1.770   0.990   1.770   850,000 1,203,700 N/A 1.770   2017/04/26 0.590   2017/02/01 8,870,000 8,503,400 -   - -   -
28818 HK Bank - Sunny Optical European Warrants Sep 2017 A HKD 1.050   0.450   1.020   8,430,000 5,136,150 N/A 1.050   2017/04/28 0.390   2017/02/28 61,170,000 36,926,000 -   - -   -
12252 HK Bank - Sunny Optical European Warrants Sep 2017 B HKD 0.800   0.340   0.750   11,610,000 5,494,400 N/A 0.800   2017/04/28 0.340   2017/04/07 13,250,000 6,307,900 -   - -   -
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD 0.020   0.010   0.018   780,000 10,650 193,572 0.040   2017/01/05 0.010   2017/04/18 15,430,000 264,640 0.200   2016/03/30 0.045   2016/10/27
18404 HK Bank - Tencent European Put Warrants Dec 2017 B HKD 0.047   0.020   0.020   1,810,000 61,150 N/A 0.152   2017/01/06 0.020   2017/04/28 466,770,000 55,402,000 -   - -   -
26523 HK Bank - Tencent European Put Warrants Jun 2017 C HKD 0.037   0.010   0.010   29,320,000 773,990 N/A 0.148   2017/02/10 0.010   2017/04/20 2,448,620,000 217,221,420 -   - -   -
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD 0.046   0.020   0.018   2,390,000 95,250 N/A 0.209   2017/01/03 0.020   2017/04/27 2,637,410,000 364,158,160 0.233   2016/12/29 0.166   2016/11/10
14749 HK Bank - Tencent European Put Warrants Oct 2017 C HKD 0.084   0.078   0.080   108,990,000 8,784,090 N/A 0.084   2017/04/28 0.078   2017/04/28 108,990,000 8,784,090 -   - -   -
12229 HK Bank - Tencent European Put Warrants Sep 2017 E HKD 0.118   0.042   0.043   2,553,460,000 183,599,130 N/A 0.134   2017/03/24 0.042   2017/04/28 2,733,500,000 204,643,200 -   - -   -
26932 HK Bank - Tencent European Warrants Apr 2017 A HKD -   -   0.530   0 0 66,667 -   - -   - 0 0 0.365   2016/11/08 0.108   2016/05/06
22466 HK Bank - Tencent European Warrants Aug 2017 A HKD -   -   0.380   0 0 N/A 0.232   2017/03/17 0.131   2017/01/24 528,560,000 84,005,370 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD 0.510   0.510   0.550   120,000 61,200 37,331,585 0.510   2017/04/21 0.172   2017/01/04 10,650,000 2,326,270 0.390   2016/09/08 0.128   2016/12/23
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD 0.240   0.148   0.270   7,330,000 1,493,390 N/A 0.240   2017/04/25 0.080   2017/01/03 12,221,120,000 1,244,957,450 0.137   2016/11/29 0.056   2016/12/23
12994 HK Bank - Tencent European Warrants Jul 2018 A HKD 0.147   0.105   0.142   79,840,000 10,438,690 N/A 0.147   2017/04/27 0.105   2017/04/11 81,200,000 10,607,850 -   - -   -
14460 HK Bank - Tencent European Warrants Jun 2017 A HKD 0.360   0.212   0.375   5,180,000 1,331,340 N/A 0.360   2017/04/25 0.087   2017/01/04 3,443,550,000 369,303,620 0.160   2016/11/29 0.064   2016/12/23
15407 HK Bank - Tencent European Warrants Jun 2017 B HKD -   -   0.480   0 0 N/A 0.248   2017/02/17 0.125   2017/01/04 148,570,000 21,783,060 0.141   2016/12/30 0.100   2016/12/28
26930 HK Bank - Tencent European Warrants May 2017 A HKD 0.620   0.465   0.630   310,000 175,650 806,605 0.620   2017/04/25 0.199   2017/01/05 6,030,000 1,932,230 0.450   2016/09/29 0.097   2016/05/06
13475 HK Bank - Tencent European Warrants May 2017 B HKD 0.169   0.055   0.163   57,300,000 6,069,610 31,636,160 0.169   2017/04/27 0.026   2017/03/03 211,440,000 15,227,360 0.193   2016/09/29 0.023   2016/12/21
14129 HK Bank - Tencent European Warrants May 2017 C HKD 0.275   0.121   0.290   7,530,000 1,440,790 N/A 0.275   2017/04/26 0.052   2017/01/04 227,840,000 20,727,590 0.181   2016/11/10 0.035   2016/12/23
12232 HK Bank - Tencent European Warrants Nov 2017 A HKD 0.223   0.141   0.220   307,620,000 52,788,470 N/A 0.223   2017/04/27 0.141   2017/04/11 408,860,000 69,189,710 -   - -   -
19040 HK Bank - Tencent European Warrants Oct 2017 B HKD 0.265   0.166   0.270   135,950,000 24,286,640 N/A 0.265   2017/04/26 0.105   2017/01/24 1,032,130,000 159,983,030 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.500   0.350   0.520   310,000 123,050 6,687,465 0.500   2017/04/25 0.177   2017/01/04 8,340,000 2,045,400 0.420   2016/09/23 0.136   2016/12/23
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD 0.300   0.300   0.420   300,000 90,000 12,430,122 0.310   2017/03/21 0.142   2017/01/05 26,350,000 5,256,240 0.345   2016/09/23 0.100   2016/12/23
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.176   0.103   0.167   1,526,160,000 193,060,060 57,465,795 0.176   2017/04/27 0.071   2017/01/24 2,754,110,000 323,415,030 0.226   2016/09/23 0.054   2016/12/22
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.125   0.069   0.116   8,195,140,000 716,970,920 171,764,112 0.125   2017/04/27 0.053   2017/03/03 11,750,780,000 1,025,041,100 0.174   2016/10/11 0.046   2016/12/16
28721 HK Bank - Yanzhou Coal European Warrants Aug 2018 A HKD 0.196   0.121   0.142   58,656,000 8,901,640 N/A 0.196   2017/04/12 0.109   2017/03/10 176,426,000 23,596,384 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.172   0.101   0.124   9,020,000 1,131,380 8,546,113 0.172   2017/04/11 0.069   2017/01/03 266,360,000 23,569,900 0.151   2016/10/24 0.065   2016/09/07
26975 HK Bank - Zhaojin Mining European Warrants Dec 2017 A HKD 0.082   0.052   0.053   21,930,000 1,586,045 N/A 0.150   2017/02/13 0.052   2017/04/28 85,100,000 9,054,235 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.495   0.370   0.290   350,000 144,250 6,019,369 0.495   2017/04/07 0.260   2017/01/09 42,940,000 14,205,320 0.485   2016/11/11 0.193   2016/12/23
27720 HK Bank - Zijin Mining European Warrants Sep 2017 A HKD 0.375   0.213   0.202   18,814,000 5,848,834 N/A 0.410   2017/03/20 0.213   2017/04/26 72,224,000 20,764,968 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.075   0.065   0.072   1,450,000 103,750 615,733 0.089   2017/02/27 0.065   2017/04/05 34,200,000 2,548,750 0.204   2016/09/07 0.069   2016/12/28
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.435   0.315   0.410   528,000 189,940 2,716,966 0.435   2017/04/12 0.165   2017/02/23 55,944,000 12,207,140 0.485   2016/11/29 0.115   2016/07/06
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD 0.590   0.590   0.660   60,000 35,400 69,503 0.590   2017/04/05 0.430   2017/02/09 180,000 89,700 0.710   2016/12/01 0.181   2016/02/26
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.275   0.174   0.244   27,776,000 6,091,316 6,856,906 0.275   2017/04/10 0.098   2017/02/22 181,852,000 35,292,328 0.355   2016/11/30 0.185   2016/10/25
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD 0.057   0.052   0.053   194,000 10,443 196,753 0.086   2017/01/03 0.052   2017/04/12 4,470,000 285,649 0.174   2016/05/20 0.069   2016/12/01
28937 J P Morgan SP BV - A50 China European Warrants Aug 2017 A HKD 0.207   0.089   0.091   76,241,800 13,705,550 N/A 0.280   2017/02/27 0.089   2017/04/19 77,262,200 13,911,906 -   - -   -
14857 J P Morgan SP BV - A50 China European Warrants Jun 2017 A HKD -   -   0.013   0 0 N/A 0.064   2017/03/01 0.045   2017/03/06 200,000 10,900 0.200   2016/12/06 0.158   2016/12/13
14855 J P Morgan SP BV - A50 China European Warrants May 2017 A HKD -   -   0.012   0 0 N/A 0.111   2017/01/04 0.102   2017/01/04 647,800 71,500 0.220   2016/12/09 0.078   2016/12/30
15754 J P Morgan SP BV - A50 China European Warrants May 2017 B HKD 0.176   0.018   0.010   7,484,400 665,697 N/A 0.420   2017/02/21 0.018   2017/04/21 198,660,800 58,220,651 0.275   2016/12/29 0.270   2016/12/29
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.106   0.090   0.088   280,000 28,636 2,612,214 0.120   2017/02/21 0.090   2017/04/21 131,339,000 13,473,302 0.185   2016/01/05 0.094   2016/12/30
14087 J P Morgan SP BV - A50 China European Warrants Sep 2017 A HKD 0.242   0.192   0.200   33,151,100 6,930,672 N/A 0.242   2017/04/26 0.192   2017/04/20 33,151,100 6,930,672 -   - -   -
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.390   0.260   0.400   79,635,000 23,161,325 16,340,792 0.390   2017/04/28 0.196   2017/01/05 283,155,000 72,866,595 0.360   2016/09/08 0.162   2016/12/12
14453 J P Morgan SP BV - AAC Acoustic European Warrants Jan 2018 A HKD 0.350   0.290   0.350   166,745,000 53,794,875 N/A 0.350   2017/04/28 0.290   2017/04/27 166,745,000 53,794,875 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.280   0.106   0.280   661,080,000 104,072,055 28,792,792 0.280   2017/04/28 0.096   2017/03/09 1,153,960,000 171,931,470 0.260   2016/09/08 0.102   2016/12/30
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD 0.275   0.109   0.275   114,400,000 19,056,200 N/A 0.275   2017/04/28 0.101   2017/03/22 799,350,000 101,887,650 0.132   2016/11/02 0.096   2016/12/07
14803 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 B HKD 0.237   0.191   0.237   17,330,000 3,875,240 N/A 0.237   2017/04/28 0.191   2017/04/28 17,330,000 3,875,240 -   - -   -
13128 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2018 A HKD 0.285   0.246   0.320   150,700,000 41,334,800 N/A 0.285   2017/04/27 0.246   2017/04/19 150,700,000 41,334,800 -   - -   -
14638 J P Morgan SP BV - AAC Tech European Put Warrants Jul 2018 B HKD 0.238   0.212   0.212   780,000 173,565 N/A 0.238   2017/04/27 0.212   2017/04/28 780,000 173,565 -   - -   -
14694 J P Morgan SP BV - AAC Tech European Warrants Aug 2018 B HKD 0.255   0.250   0.280   10,000 2,525 N/A 0.255   2017/04/27 0.250   2017/04/27 10,000 2,525 -   - -   -
14634 J P Morgan SP BV - AAC Tech European Warrants Jul 2018 A HKD 0.340   0.340   0.350   10,000 3,400 N/A 0.340   2017/04/26 0.340   2017/04/26 10,000 3,400 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.106   0.040   0.051   224,327,000 15,384,204 24,276,023 0.210   2017/02/16 0.040   2017/04/19 1,149,818,000 119,663,261 0.201   2016/09/22 0.060   2016/12/28
28546 J P Morgan SP BV - Agricultural Bk Euro Warrants Jan 2018 A HKD 0.196   0.108   0.120   130,438,000 17,277,984 N/A 0.231   2017/02/22 0.108   2017/04/19 177,004,000 26,539,466 -   - -   -
13768 J P Morgan SP BV - AIA European Put Warrants Apr 2017 A HKD 0.175   0.030   0.030   45,784,000 5,281,244 13,178,751 0.620   2017/01/05 0.030   2017/04/24 342,452,000 68,524,618 0.780   2016/12/09 0.275   2016/10/25
14985 J P Morgan SP BV - AIA European Put Warrants Jul 2017 A HKD 0.018   0.010   0.010   4,226,000 53,670 N/A 0.229   2017/01/03 0.010   2017/04/24 626,308,000 67,869,102 0.300   2016/12/09 0.182   2016/12/14
25920 J P Morgan SP BV - AIA European Put Warrants Sep 2017 A HKD 0.167   0.040   0.048   304,210,000 29,979,456 N/A 0.305   2017/02/08 0.040   2017/04/27 758,880,000 110,454,754 -   - -   -
25408 J P Morgan SP BV - AIA European Warrants Aug 2017 A HKD 0.360   0.104   0.305   1,713,112,000 241,123,408 N/A 0.360   2017/04/27 0.104   2017/04/19 6,714,154,000 1,122,294,738 -   - -   -
29358 J P Morgan SP BV - AIA European Warrants Aug 2017 B HKD 0.260   0.057   0.233   1,794,944,000 182,784,596 N/A 0.260   2017/04/27 0.057   2017/04/19 6,850,426,000 780,136,856 -   - -   -
15169 J P Morgan SP BV - AIA European Warrants Dec 2017 A HKD 0.365   0.119   0.320   584,648,000 179,051,272 N/A 0.365   2017/04/27 0.100   2017/01/04 3,205,348,000 643,438,168 0.137   2016/12/16 0.101   2016/12/29
15143 J P Morgan SP BV - AIA European Warrants Jul 2017 B HKD 0.310   0.240   0.630   440,000 113,620 N/A 0.405   2017/03/10 0.143   2017/01/03 543,866,000 117,192,764 0.236   2016/12/14 0.143   2016/12/29
14277 J P Morgan SP BV - AIA European Warrants Jun 2017 A HKD 0.380   0.045   0.285   208,454,000 35,781,026 N/A 0.380   2017/04/28 0.045   2017/04/19 5,634,796,000 585,076,494 0.255   2016/11/16 0.065   2016/12/29
15242 J P Morgan SP BV - AIA European Warrants Jun 2017 B HKD 0.810   0.495   0.860   32,000 22,890 N/A 0.810   2017/04/27 0.234   2017/01/03 41,144,000 18,531,340 0.320   2016/12/16 0.230   2016/12/29
13178 J P Morgan SP BV - AIA European Warrants May 2017 A HKD -   -   0.010   0 0 15,883,151 0.010   2017/01/23 0.010   2017/01/23 5,140,000 51,400 0.217   2016/10/06 0.010   2016/12/16
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.113   0.067   0.091   45,880,000 3,703,300 3,467,957 0.113   2017/04/07 0.057   2017/03/09 283,460,000 20,593,920 0.179   2016/08/17 0.070   2016/12/28
11804 J P Morgan SP BV - Ali Health European Warrants Apr 2017 A HKD -   -   0.016   0 0 14,213 -   - -   - 0 0 0.200   2016/08/18 0.038   2016/12/19
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD 0.023   0.023   0.023   1,000,000 23,000 34,387 0.048   2017/01/06 0.023   2017/04/26 5,320,000 206,320 0.131   2016/01/04 0.068   2016/10/25
23828 J P Morgan SP BV - Ali Pictures European Warrants Nov 2017 A HKD 0.295   0.211   0.210   11,030,000 2,481,160 N/A 0.395   2017/03/21 0.211   2017/04/26 12,370,000 2,926,810 -   - -   -
26418 J P Morgan SP BV - Angang Steel European Warrants Dec 2018 A HKD 0.178   0.127   0.135   67,732,000 11,137,108 N/A 0.255   2017/02/14 0.127   2017/04/19 130,034,000 23,041,604 -   - -   -
11580 J P Morgan SP BV - Anhui Conch European Warrants Apr 2017 A HKD 0.450   0.380   0.415   705,000 316,900 16,411,059 0.485   2017/03/21 0.107   2017/01/04 33,610,000 6,528,180 0.320   2016/09/07 0.103   2016/12/28
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD 0.265   0.160   0.179   2,750,000 636,050 N/A 0.330   2017/02/23 0.105   2017/01/05 156,170,000 34,081,655 0.171   2016/12/14 0.116   2016/12/15
26433 J P Morgan SP BV - Anhui Conch European Warrants Oct 2017 A HKD 0.246   0.147   0.172   112,330,000 22,452,520 N/A 0.320   2017/02/23 0.147   2017/04/27 330,460,000 74,016,175 -   - -   -
16001 J P Morgan SP BV - Anta Sports European Warrants Aug 2017 A HKD 0.170   0.118   0.125   15,640,000 2,205,890 N/A 0.410   2017/01/26 0.118   2017/04/10 84,730,000 18,168,770 -   - -   -
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.059   0.052   0.038   3,260,000 175,230 728,880 0.118   2017/01/23 0.050   2017/03/22 50,040,000 4,323,280 0.237   2016/01/05 0.096   2016/12/30
28788 J P Morgan SP BV - BankComm European Warrants Sep 2017 A HKD 0.108   0.045   0.059   11,934,000 764,884 N/A 0.242   2017/02/23 0.045   2017/04/19 72,744,000 10,188,447 -   - -   -
14255 J P Morgan SP BV - BBMG European Warrants Dec 2018 A HKD 0.219   0.206   0.200   947,000 202,699 N/A 0.219   2017/04/25 0.206   2017/04/27 947,000 202,699 -   - -   -
24839 J P Morgan SP BV - BEA European Warrants Dec 2017 A HKD 0.241   0.171   0.229   42,834,000 8,598,180 N/A 0.355   2017/02/15 0.171   2017/04/24 207,856,000 53,014,120 -   - -   -
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.020   0.018   0.020   420,000 8,160 305,762 0.062   2017/02/21 0.018   2017/04/06 39,580,000 1,750,060 0.172   2016/01/05 0.039   2016/12/12
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD 0.132   0.127   0.143   3,560,000 463,270 N/A 0.208   2017/02/21 0.127   2017/04/07 25,620,000 3,976,000 0.153   2016/11/08 0.140   2016/12/14
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD 0.019   0.010   0.010   8,240,000 111,280 160,010 0.030   2017/03/30 0.010   2017/04/21 27,680,000 357,480 0.126   2016/01/04 0.010   2016/12/23
29483 J P Morgan SP BV - BJ Ent Water European Warrants Mar 2019 A HKD 0.265   0.203   0.201   25,580,000 6,165,480 N/A 0.265   2017/04/10 0.203   2017/04/27 25,940,000 6,246,660 -   - -   -
17481 J P Morgan SP BV - BOC HK European Warrants Apr 2017 A HKD -   -   0.315   0 0 15,111,142 0.325   2017/03/27 0.102   2017/01/03 179,280,000 26,296,430 0.213   2016/12/08 0.049   2016/02/03
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.250   0.181   0.242   28,010,000 5,971,640 18,461,958 0.280   2017/03/20 0.148   2017/01/03 303,255,000 63,994,965 0.232   2016/12/08 0.131   2016/12/29
27515 J P Morgan SP BV - BOC HK European Warrants May 2018 A HKD 0.223   0.146   0.196   170,090,000 31,050,940 N/A 0.242   2017/03/27 0.146   2017/04/19 307,100,000 59,983,315 -   - -   -
12590 J P Morgan SP BV - BOCL European Put Wts May 2017 B HKD -   -   0.010   0 0 4,793,992 0.114   2017/01/03 0.010   2017/03/08 84,547,000 4,860,338 0.186   2016/10/13 0.073   2016/12/12
27808 J P Morgan SP BV - BOCL European Put Wts Sep 2017 B HKD 0.222   0.129   0.140   223,637,000 40,673,158 N/A 0.222   2017/04/19 0.097   2017/03/21 473,360,000 79,017,016 -   - -   -
27302 J P Morgan SP BV - BOCL European Warrants Dec 2017 A HKD 0.246   0.151   0.173   129,574,000 24,382,539 N/A 0.410   2017/02/16 0.151   2017/04/24 223,074,000 58,891,039 -   - -   -
28538 J P Morgan SP BV - BOCL European Warrants Dec 2017 B HKD 0.094   0.048   0.058   1,662,812,000 107,827,321 N/A 0.213   2017/02/23 0.048   2017/04/24 2,877,592,000 273,073,852 -   - -   -
28243 J P Morgan SP BV - BOCL European Warrants May 2017 A HKD 0.580   0.435   0.580   250,000 122,525 185,613 0.770   2017/02/15 0.430   2017/01/03 500,000 280,925 0.680   2016/09/22 0.206   2016/05/26
13055 J P Morgan SP BV - BOCL European Warrants May 2017 C HKD 0.039   0.010   0.010   35,365,000 664,843 31,591,760 0.172   2017/02/16 0.010   2017/04/25 1,355,673,000 98,433,013 0.209   2016/09/22 0.033   2016/12/28
27297 J P Morgan SP BV - BOCL European Warrants Sep 2017 A HKD 0.250   0.139   0.193   117,534,000 22,246,298 N/A 0.445   2017/02/16 0.139   2017/04/20 143,087,000 32,056,653 -   - -   -
28939 J P Morgan SP BV - BOCL European Warrants Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13180 J P Morgan SP BV - BYD European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,169,367 0.010   2017/02/09 0.010   2017/02/09 5,000 50 0.415   2016/09/13 0.010   2016/12/21
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.082   0.064   0.074   1,949,500,000 144,768,150 69,236,792 0.113   2017/02/09 0.060   2017/03/30 5,124,400,000 414,724,500 0.280   2016/04/29 0.098   2016/12/28
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.027   0.018   0.021   30,300,000 694,500 100,058,717 0.044   2017/02/09 0.017   2017/03/29 6,120,050,000 211,010,400 0.156   2016/06/10 0.029   2016/12/28
29089 J P Morgan SP BV - BYD European Warrants Sep 2017 B HKD 0.201   0.135   0.150   320,785,000 53,886,950 N/A 0.275   2017/03/02 0.132   2017/03/30 600,230,000 115,536,465 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.123   0.068   0.076   70,786,000 6,818,686 13,731,457 0.146   2017/02/20 0.068   2017/04/27 246,592,000 28,258,596 0.255   2016/11/30 0.104   2016/12/30
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.136   0.133   0.136   370,000 49,420 948,545 0.221   2017/01/04 0.133   2017/04/20 31,300,000 4,898,600 0.320   2016/09/09 0.209   2016/12/29
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD -   -   0.046   0 0 2,503,745 0.051   2017/03/14 0.020   2017/02/06 10,950,000 448,640 0.280   2016/08/09 0.036   2016/12/23
15758 J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A HKD 0.265   0.228   0.255   55,220,000 14,029,390 N/A 0.300   2017/03/06 0.213   2017/01/19 492,400,000 130,500,730 0.231   2016/12/29 0.230   2016/12/29
17048 J P Morgan SP BV - CC Bank European Put Wts Apr 2017 B HKD -   -   0.010   0 0 N/A 0.186   2017/01/06 0.010   2017/03/10 233,929,000 23,778,278 -   - -   -
28785 J P Morgan SP BV - CC Bank European Put Wts Nov 2017 A HKD 0.475   0.335   0.365   50,152,000 19,815,350 N/A 0.540   2017/03/10 0.325   2017/03/21 98,418,000 38,156,475 -   - -   -
27506 J P Morgan SP BV - CC Bank European Put Wts Sep 2017 A HKD 0.132   0.063   0.071   248,890,000 25,079,910 N/A 0.215   2017/02/15 0.063   2017/04/26 826,561,000 100,289,850 -   - -   -
12441 J P Morgan SP BV - CC Bank European Wts Apr 2017 A HKD -   -   0.010   0 0 52,166,046 0.183   2017/02/16 0.010   2017/03/27 2,638,629,000 125,103,126 0.350   2016/09/09 0.036   2016/12/23
16946 J P Morgan SP BV - CC Bank European Wts Aug 2017 B HKD 0.121   0.051   0.069   883,162,000 64,740,293 N/A 0.235   2017/02/16 0.051   2017/04/20 4,112,788,000 529,527,682 -   - -   -
13632 J P Morgan SP BV - CC Bank European Wts Aug 2017 C HKD 0.193   0.118   0.156   59,886,000 9,502,580 N/A 0.193   2017/04/25 0.118   2017/04/19 59,886,000 9,502,580 -   - -   -
28782 J P Morgan SP BV - CC Bank European Wts Dec 2017 A HKD 0.131   0.079   0.109   35,918,000 3,938,881 N/A 0.228   2017/02/23 0.079   2017/04/20 1,431,523,000 255,093,272 -   - -   -
14536 J P Morgan SP BV - CC Bank European Wts Jun 2017 A HKD 0.265   0.232   0.247   120,000 28,920 N/A 0.485   2017/02/24 0.147   2017/02/08 1,522,064,000 385,178,335 0.350   2016/12/01 0.143   2016/12/23
26694 J P Morgan SP BV - CC Bank European Wts May 2017 A HKD 0.405   0.310   0.360   110,000 35,050 N/A 0.600   2017/02/24 0.265   2017/02/14 328,012,000 105,103,630 -   - -   -
28536 J P Morgan SP BV - CC Bank European Wts Oct 2017 A HKD 0.158   0.074   0.097   2,358,028,000 261,381,382 N/A 0.295   2017/02/24 0.074   2017/04/20 4,132,263,000 618,181,615 -   - -   -
12983 J P Morgan SP BV - CGN Power European Warrants Apr 2017 A HKD -   -   0.013   0 0 2,313,697 0.630   2017/02/08 0.016   2017/03/27 23,348,000 2,231,315 0.370   2016/09/09 0.088   2016/12/29
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.015   0 0 317 0.019   2017/02/15 0.019   2017/02/15 100,000 1,900 0.066   2016/01/13 0.032   2016/06/30
25432 J P Morgan SP BV - CGN Power European Warrants Sep 2017 A HKD 0.290   0.196   0.217   28,254,000 6,383,380 N/A 0.415   2017/02/16 0.196   2017/04/24 58,762,000 16,564,300 -   - -   -
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.107   0.089   0.094   552,710,000 53,923,830 29,372,417 0.207   2017/01/04 0.089   2017/04/24 1,327,210,000 157,294,860 0.260   2016/11/28 0.213   2016/10/13
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD 0.156   0.120   0.118   660,000 92,660 N/A 0.190   2017/03/23 0.107   2017/02/28 324,510,000 44,364,280 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.250   0.210   0.210   310,000 65,900 7,831,005 0.280   2017/03/21 0.152   2017/01/03 53,000,000 11,839,500 0.350   2016/04/13 0.117   2016/01/21
29495 J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2017 A HKD 0.730   0.370   0.405   202,030,000 107,157,230 N/A 0.900   2017/03/23 0.370   2017/04/27 246,057,000 134,003,620 -   - -   -
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.154   0.144   0.140   80,000 12,020 N/A 0.222   2017/03/06 0.144   2017/04/05 53,470,000 10,532,420 0.177   2016/12/12 0.156   2016/11/21
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD -   -   0.024   0 0 11,107 0.051   2017/01/11 0.051   2017/01/11 30,000 1,530 0.111   2016/08/17 0.029   2016/02/11
25925 J P Morgan SP BV - Ch Molybdenum European Warrants Aug 2017A HKD 0.470   0.147   0.172   46,674,000 11,712,129 N/A 0.720   2017/02/23 0.147   2017/04/27 71,490,000 21,769,449 -   - -   -
16879 J P Morgan SP BV - Ch Molybdenum European Warrants Jul 2017A HKD 0.640   0.640   0.470   24,000 15,360 N/A 1.100   2017/02/23 0.305   2017/01/10 43,056,000 21,159,090 -   - -   -
29090 J P Morgan SP BV - Ch Molybdenum European Warrants Oct 2017A HKD 0.205   0.054   0.063   10,479,000 1,412,070 N/A 0.325   2017/03/02 0.054   2017/04/27 93,927,000 15,834,411 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.183   0.131   0.134   25,500,000 3,775,560 3,842,850 0.275   2017/01/26 0.131   2017/04/27 38,680,000 6,641,740 0.280   2016/10/24 0.154   2016/08/31
12757 J P Morgan SP BV - Ch Overseas European Put Wts May 2017 A HKD 0.200   0.135   0.167   5,440,000 963,800 5,577,673 0.420   2017/01/04 0.081   2017/03/17 208,820,000 32,578,680 0.460   2016/12/23 0.171   2016/09/29
27516 J P Morgan SP BV - Ch Overseas European Put Wts Oct 2017 A HKD 0.225   0.172   0.199   71,600,000 14,435,980 N/A 0.236   2017/03/30 0.120   2017/03/17 161,140,000 30,989,920 -   - -   -
13196 J P Morgan SP BV - Ch Overseas European Warrants Dec 2017 A HKD 0.182   0.126   0.136   132,530,000 18,362,374 N/A 0.182   2017/04/13 0.126   2017/04/05 132,530,000 18,362,374 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD 0.019   0.010   0.010   3,956,000 39,740 19,493,202 0.088   2017/02/09 0.010   2017/04/13 2,152,904,000 77,393,692 0.188   2016/10/18 0.023   2016/12/28
29093 J P Morgan SP BV - Ch Overseas European Warrants Mar 2018 A HKD 0.123   0.089   0.089   12,520,000 1,260,100 N/A 0.219   2017/03/17 0.089   2017/04/28 186,640,000 21,026,920 -   - -   -
14458 J P Morgan SP BV - Ch Overseas European Warrants May 2017 B HKD 0.046   0.010   0.010   29,580,000 850,320 N/A 0.158   2017/02/09 0.010   2017/04/28 435,320,000 43,892,260 0.143   2016/11/23 0.045   2016/12/29
15710 J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A HKD 0.265   0.217   0.218   44,940,000 10,572,160 N/A 0.435   2017/03/17 0.205   2017/01/04 88,320,000 23,368,940 -   - -   -
14859 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A HKD 0.089   0.053   0.056   434,130,000 29,877,205 N/A 0.123   2017/02/10 0.053   2017/04/24 893,315,000 72,575,685 0.121   2016/12/07 0.072   2016/12/23
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.127   0.073   0.076   2,490,000 231,030 8,346,313 0.164   2017/02/23 0.073   2017/04/24 144,875,000 19,525,970 0.206   2016/11/28 0.078   2016/09/20
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.241   0.232   0.230   200,000 47,250 971,368 0.320   2017/03/21 0.225   2017/01/03 10,110,000 2,662,325 0.415   2016/04/14 0.174   2016/09/20
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD -   -   0.015   0 0 98,773 0.021   2017/01/10 0.010   2017/03/31 8,620,000 153,440 0.153   2016/01/07 0.026   2016/11/24
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD 0.174   0.147   0.150   39,240,000 5,921,740 N/A 0.182   2017/03/27 0.136   2017/03/10 97,540,000 15,084,220 0.145   2016/12/21 0.142   2016/12/22
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.400   0.390   0.360   400,000 158,500 225,937 0.400   2017/04/06 0.234   2017/01/05 3,648,000 1,196,772 0.350   2016/11/22 0.170   2016/08/29
14315 J P Morgan SP BV - CHALCO European Warrants Jun 2017 A HKD 0.400   0.179   0.179   56,012,000 15,782,464 N/A 0.740   2017/03/02 0.166   2017/01/10 314,206,000 108,342,866 0.460   2016/11/25 0.143   2016/12/29
25815 J P Morgan SP BV - CHALCO European Warrants Sep 2017 A HKD 0.360   0.217   0.219   35,928,000 10,196,742 N/A 0.600   2017/03/02 0.199   2017/03/27 127,888,000 43,956,354 -   - -   -
27517 J P Morgan SP BV - Chi Res Land European Warrants Dec 2017 A HKD 0.235   0.171   0.169   45,800,000 9,246,300 N/A 0.285   2017/02/15 0.150   2017/03/10 315,900,000 64,503,740 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.234   0.124   0.128   137,160,000 25,905,060 22,855,440 0.255   2017/03/17 0.079   2017/01/03 665,480,000 121,814,080 0.500   2016/09/09 0.077   2016/12/29
25073 J P Morgan SP BV - China Agri European Warrants Jul 2017 A HKD 0.500   0.425   0.335   13,600,000 6,442,650 N/A 0.610   2017/02/23 0.400   2017/03/28 18,180,000 8,853,605 -   - -   -
13401 J P Morgan SP BV - China Cinda European Warrants Apr 2017 A HKD -   -   0.018   0 0 1,060,825 0.122   2017/02/24 0.026   2017/03/10 17,661,000 1,340,566 0.230   2016/09/22 0.048   2016/12/20
12171 J P Morgan SP BV - China Cinda European Warrants Oct 2017 A HKD 0.145   0.082   0.097   7,750,000 875,475 N/A 0.218   2017/03/23 0.082   2017/04/19 15,022,000 2,032,762 -   - -   -
25431 J P Morgan SP BV - China Cinda European Warrants Sep 2017 A HKD 0.245   0.155   0.186   53,394,000 10,668,338 N/A 0.410   2017/03/17 0.155   2017/04/19 120,623,000 30,360,388 -   - -   -
25816 J P Morgan SP BV - China Coal European Warrants Aug 2017 A HKD 0.160   0.045   0.046   39,708,000 4,773,076 N/A 0.290   2017/02/21 0.045   2017/04/27 193,002,000 33,118,453 -   - -   -
25065 J P Morgan SP BV - China East Air European Warrants Nov 17 A HKD 0.710   0.550   0.520   3,402,000 2,023,820 N/A 1.060   2017/03/23 0.510   2017/02/02 18,594,000 12,219,720 -   - -   -
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.270   0.221   0.236   3,419,000 832,977 2,235,100 0.285   2017/03/14 0.174   2017/01/05 56,153,000 13,023,639 0.255   2016/11/10 0.164   2016/12/29
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.078   0.051   0.070   11,300,000 718,660 498,083 0.082   2017/02/08 0.051   2017/04/24 26,540,000 1,708,480 0.270   2016/08/16 0.082   2016/12/30
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.385   0.250   0.250   6,780,000 2,089,000 2,101,200 0.385   2017/04/05 0.197   2017/01/03 30,240,000 8,146,200 0.390   2016/08/17 0.173   2016/12/12
11265 J P Morgan SP BV - China Gas Hold European Wts Nov 2017 A HKD 0.193   0.111   0.107   35,100,000 5,500,160 N/A 0.193   2017/04/05 0.111   2017/04/27 35,140,000 5,505,720 -   - -   -
12737 J P Morgan SP BV - China Life European Put Wts Apr 2017 B HKD -   -   0.010   0 0 18,128,805 0.072   2017/01/03 0.010   2017/02/07 2,007,830,000 63,148,680 0.250   2016/09/01 0.033   2016/11/30
28084 J P Morgan SP BV - China Life European Put Wts Dec 2017 D HKD 0.249   0.186   0.193   173,220,000 37,473,830 N/A 0.249   2017/04/20 0.153   2017/03/21 666,720,000 137,389,330 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD 0.031   0.010   0.010   61,220,000 1,134,020 21,250,272 0.186   2017/01/03 0.010   2017/04/28 493,720,000 33,428,010 0.240   2016/11/03 0.093   2016/11/28
14767 J P Morgan SP BV - China Life European Put Wts May 2017 A HKD 0.016   0.010   0.010   16,540,000 186,870 N/A 0.247   2017/01/03 0.010   2017/04/20 3,531,550,000 208,427,920 0.250   2016/12/19 0.141   2016/12/08
27106 J P Morgan SP BV - China Life European Put Wts Sep 2017 B HKD 0.110   0.053   0.061   529,900,000 41,252,110 N/A 0.114   2017/03/01 0.050   2017/03/17 2,055,570,000 183,329,940 -   - -   -
27694 J P Morgan SP BV - China Life European Warrants Apr 2017 A HKD 0.116   0.010   0.011   58,220,000 2,936,850 484,823,067 0.250   2017/03/17 0.010   2017/04/24 19,872,460,000 1,534,441,360 0.175   2016/11/30 0.036   2016/11/09
14621 J P Morgan SP BV - China Life European Warrants Apr 2017 C HKD -   -   0.010   0 0 N/A 0.800   2017/02/15 0.015   2017/03/24 253,800,000 42,720,401 0.850   2016/11/28 0.139   2016/12/23
15397 J P Morgan SP BV - China Life European Warrants Apr 2017 D HKD -   -   0.242   0 0 N/A 0.285   2017/02/24 0.075   2017/01/03 2,683,110,000 268,428,870 0.094   2016/12/22 0.073   2016/12/29
14812 J P Morgan SP BV - China Life European Warrants Apr 2018 A HKD 0.182   0.116   0.155   60,310,000 8,173,890 N/A 0.250   2017/03/17 0.102   2017/01/03 185,870,000 32,975,330 0.177   2016/12/07 0.100   2016/12/23
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.231   0.165   0.209   15,020,000 3,116,420 215,484,325 0.335   2017/03/17 0.125   2017/01/03 224,050,000 39,737,080 0.247   2016/09/22 0.097   2016/10/31
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD -   -   0.415   0 0 N/A 0.490   2017/02/16 0.240   2017/01/03 29,670,000 10,573,030 0.410   2016/12/01 0.230   2016/11/21
27107 J P Morgan SP BV - China Life European Warrants Dec 2017 C HKD 0.192   0.119   0.154   41,300,000 5,936,260 N/A 0.270   2017/03/21 0.119   2017/04/19 80,770,000 14,841,900 -   - -   -
12796 J P Morgan SP BV - China Life European Warrants Dec 2017 E HKD 0.125   0.070   0.101   29,718,000 3,039,215 N/A 0.134   2017/03/29 0.070   2017/04/19 41,230,000 4,413,773 -   - -   -
14725 J P Morgan SP BV - China Life European Warrants Jan 2018 A HKD 0.185   0.112   0.150   100,010,000 14,375,220 N/A 0.250   2017/03/17 0.102   2017/01/03 1,840,900,000 386,571,690 0.203   2016/12/01 0.100   2016/12/23
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD -   -   0.435   0 0 7,602,070 0.490   2017/02/17 0.235   2017/01/03 4,860,000 1,292,420 0.420   2016/11/30 0.129   2016/06/24
12900 J P Morgan SP BV - China Life European Warrants Jul 2017 C HKD 0.192   0.042   0.075   23,900,000 3,652,820 N/A 0.249   2017/03/28 0.042   2017/04/19 41,264,000 7,313,124 -   - -   -
14673 J P Morgan SP BV - China Life European Warrants Jun 2017 A HKD 0.182   0.080   0.132   48,410,000 5,819,610 N/A 0.280   2017/03/21 0.079   2017/02/03 19,597,950,000 2,057,387,830 0.216   2016/11/30 0.075   2016/12/23
27108 J P Morgan SP BV - China Life European Warrants Jun 2017 B HKD 0.242   0.028   0.080   76,011,000 7,823,280 N/A 1.040   2017/02/15 0.028   2017/04/21 5,053,587,000 2,644,109,303 -   - -   -
15750 J P Morgan SP BV - China Life European Warrants May 2017 B HKD 0.700   0.012   0.020   31,164,000 8,641,430 N/A 1.910   2017/02/21 0.012   2017/04/21 178,862,000 141,439,755 0.520   2016/12/30 0.455   2016/12/29
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.295   0.223   0.290   940,000 252,560 217,194,885 0.425   2017/03/17 0.185   2017/01/03 75,700,000 18,784,060 0.315   2016/11/28 0.105   2016/11/09
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD -   -   0.365   0 0 N/A 0.410   2017/02/07 0.211   2017/01/03 57,880,000 13,976,230 0.238   2016/11/21 0.160   2016/11/09
28933 J P Morgan SP BV - China Life European Warrants Oct 2017 A HKD 0.120   0.060   0.083   14,611,640,000 1,220,686,870 N/A 0.182   2017/03/17 0.060   2017/04/20 25,226,490,000 2,685,016,820 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.152   0.079   0.112   4,172,090,000 449,741,220 N/A 0.230   2017/02/21 0.078   2017/01/03 10,487,920,000 1,507,213,640 0.187   2016/11/30 0.074   2016/12/20
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.139   0.071   0.082   72,890,000 7,218,830 15,847,893 0.189   2017/01/04 0.071   2017/04/20 434,290,000 55,382,950 0.300   2016/11/28 0.152   2016/12/28
19552 J P Morgan SP BV - China Mob European Put Wts Aug 2017 A HKD 0.074   0.068   0.067   980,000 70,220 N/A 0.240   2017/01/10 0.055   2017/03/22 75,740,000 10,390,945 -   - -   -
14925 J P Morgan SP BV - China Mob European Put Wts Jun 2017 B HKD 0.081   0.046   0.065   26,480,000 1,702,460 N/A 0.350   2017/01/03 0.027   2017/03/21 923,295,000 97,448,780 0.415   2016/12/19 0.295   2016/12/08
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.131   0.108   0.128   9,000,000 1,047,450 2,222,758 0.152   2017/01/03 0.091   2017/03/20 119,100,000 12,174,200 0.159   2016/12/19 0.104   2016/09/05
12547 J P Morgan SP BV - China Mob European Put Wts Oct 2017 A HKD 0.560   0.435   0.570   96,615,000 53,160,625 N/A 0.560   2017/04/27 0.420   2017/03/27 97,775,000 53,692,250 -   - -   -
17776 J P Morgan SP BV - China Mob European Wts Apr 2017 A HKD 0.031   0.010   0.010   14,450,000 272,100 452,009,800 0.075   2017/03/21 0.010   2017/04/21 35,838,000,000 1,546,576,150 0.129   2016/01/04 0.030   2016/12/28
13232 J P Morgan SP BV - China Mob European Wts Apr 2017 B HKD -   -   0.011   0 0 37,322 0.029   2017/01/05 0.013   2017/02/06 400,000 8,850 0.355   2016/09/22 0.045   2016/12/05
13251 J P Morgan SP BV - China Mob European Wts Aug 2017 B HKD 0.179   0.046   0.046   13,043,325,000 1,413,891,360 N/A 0.179   2017/04/05 0.046   2017/04/28 13,043,325,000 1,413,891,360 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.075   0.054   0.054   3,237,850,000 199,354,500 142,829,683 0.103   2017/03/21 0.054   2017/04/28 7,021,500,000 485,389,850 0.175   2016/07/27 0.071   2016/12/13
16065 J P Morgan SP BV - China Mob European Wts Jul 2017 A HKD 0.470   0.212   0.219   81,990,000 20,927,135 N/A 0.780   2017/03/23 0.212   2017/04/28 103,930,000 32,758,360 -   - -   -
14592 J P Morgan SP BV - China Mob European Wts Jun 2017 A HKD 0.183   0.039   0.041   15,082,345,000 848,564,780 N/A 0.440   2017/02/01 0.039   2017/04/28 17,611,945,000 1,384,262,510 0.450   2016/12/01 0.220   2016/12/28
29222 J P Morgan SP BV - China Mob European Wts Jun 2017 C HKD 0.071   0.010   0.010   129,880,000 5,439,385 N/A 0.285   2017/03/23 0.010   2017/04/26 13,770,920,000 1,387,527,670 -   - -   -
13994 J P Morgan SP BV - China Mob European Wts May 2017 A HKD 0.010   0.010   0.010   2,040,000 20,400 371,392,805 0.143   2017/01/12 0.010   2017/04/05 15,839,670,000 1,658,183,075 0.400   2016/11/01 0.092   2016/12/23
12550 J P Morgan SP BV - China Mob European Wts Nov 2017 A HKD 0.110   0.103   0.070   600,000 64,200 N/A 0.137   2017/03/27 0.103   2017/04/06 2,455,000 297,360 -   - -   -
26695 J P Morgan SP BV - China Mob European Wts Sep 2017 A HKD 0.099   0.046   0.046   35,995,000 2,910,140 N/A 0.250   2017/02/10 0.046   2017/04/24 14,731,800,000 2,436,415,615 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD 0.040   0.015   0.016   689,540,000 17,555,330 15,135,468 0.068   2017/02/10 0.015   2017/04/27 1,669,660,000 63,557,420 0.154   2016/04/27 0.037   2016/10/13
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.168   0.150   0.120   2,350,000 377,450 1,839,037 0.178   2017/02/15 0.125   2017/01/03 26,380,000 4,241,430 0.219   2016/04/14 0.100   2016/01/22
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.580   0.580   0.580   35,000 20,300 3,790,883 0.730   2017/03/20 0.310   2017/01/03 37,615,000 17,017,250 0.570   2016/11/10 0.155   2016/02/11
11644 J P Morgan SP BV - China Shenhua European Wts May 2017 A HKD 0.170   0.078   0.122   73,805,000 8,829,615 24,602,679 0.290   2017/03/20 0.035   2017/03/10 965,905,000 101,187,245 0.230   2016/11/08 0.048   2016/12/23
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.176   0.124   0.144   179,380,000 27,657,595 N/A 0.280   2017/03/20 0.074   2017/03/10 398,110,000 64,492,495 0.243   2016/11/08 0.089   2016/12/23
27118 J P Morgan SP BV - China Taiping European Wts Oct 2017 A HKD 0.214   0.172   0.199   27,336,000 5,187,998 N/A 0.310   2017/03/21 0.172   2017/04/21 75,404,000 16,042,274 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD 0.169   0.105   0.116   49,460,000 6,282,166 7,053,174 0.360   2017/01/03 0.105   2017/04/18 189,014,000 33,974,996 0.375   2016/12/28 0.239   2016/11/01
13766 J P Morgan SP BV - China Tel European Warrants Dec 2017 A HKD 0.188   0.124   0.135   58,736,000 9,115,150 N/A 0.188   2017/04/13 0.124   2017/04/28 58,736,000 9,115,150 -   - -   -
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD 0.085   0.033   0.040   65,804,000 4,036,450 N/A 0.150   2017/01/06 0.027   2017/03/15 827,292,000 60,489,358 0.232   2016/12/01 0.105   2016/12/23
11088 J P Morgan SP BV - China Tel European Warrants Nov 2017 A HKD 0.255   0.174   0.188   164,438,000 36,516,244 N/A 0.255   2017/04/13 0.145   2017/03/14 432,708,000 88,789,352 -   - -   -
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD 0.207   0.207   0.169   200,000 41,400 N/A 0.207   2017/04/13 0.109   2017/01/23 45,220,000 6,758,740 0.193   2016/12/01 0.123   2016/12/23
14986 J P Morgan SP BV - China Unicom European Warrants Jun 2017 A HKD 0.530   0.090   0.093   59,354,000 13,783,496 N/A 0.530   2017/04/06 0.089   2017/03/08 1,035,640,000 163,754,798 0.500   2016/12/12 0.234   2016/12/23
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.160   0.107   0.107   26,740,000 3,654,040 273,107,710 0.160   2017/04/07 0.062   2017/01/16 12,139,160,000 977,937,340 0.146   2016/10/11 0.066   2016/11/15
12170 J P Morgan SP BV - China Unicom European Warrants Oct 2017 A HKD 0.620   0.265   0.280   416,404,000 168,684,490 N/A 0.620   2017/04/07 0.265   2017/04/28 699,074,000 281,945,620 -   - -   -
12755 J P Morgan SP BV - China Vanke European Put Warrants Apr17 A HKD -   -   0.010   0 0 7,946,006 0.201   2017/01/03 0.010   2017/03/09 66,770,000 7,714,776 0.295   2016/08/25 0.075   2016/12/02
25768 J P Morgan SP BV - China Vanke European Put Warrants Aug17 B HKD 0.159   0.096   0.152   46,620,000 5,648,376 N/A 0.250   2017/02/03 0.089   2017/03/17 204,867,000 31,374,829 -   - -   -
12956 J P Morgan SP BV - China Vanke European Warrants Apr 2017 B HKD -   -   0.012   0 0 18,434,369 0.106   2017/03/16 0.012   2017/03/28 130,812,000 5,048,014 0.290   2016/11/28 0.018   2016/12/29
23469 J P Morgan SP BV - China Vanke European Warrants Aug 2017 A HKD 0.093   0.030   0.031   161,142,000 8,008,911 N/A 0.196   2017/03/16 0.030   2017/04/28 623,984,000 65,532,629 -   - -   -
14581 J P Morgan SP BV - China Vanke European Warrants Jun 2017 A HKD 0.016   0.010   0.010   1,270,000 13,000 N/A 0.077   2017/03/17 0.010   2017/04/13 243,750,000 12,683,927 0.196   2016/11/28 0.022   2016/12/30
13090 J P Morgan SP BV - CITIC Bank European Warrants Apr 2017 A HKD -   -   0.014   0 0 749,761 0.079   2017/02/15 0.019   2017/02/09 49,675,000 2,879,703 0.229   2016/09/22 0.038   2016/11/21
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD 0.066   0.016   0.018   15,336,000 550,390 N/A 0.237   2017/02/23 0.016   2017/04/20 245,815,000 33,422,680 0.242   2016/11/23 0.081   2016/12/28
28255 J P Morgan SP BV - CITIC Bank European Warrants Nov 2017 A HKD 0.158   0.085   0.079   33,454,000 4,056,490 N/A 0.280   2017/02/23 0.085   2017/04/26 152,394,000 28,249,383 -   - -   -
13267 J P Morgan SP BV - CITIC Bank European Warrants Sep 2017 A HKD 0.124   0.040   0.036   64,000,000 4,690,839 N/A 0.124   2017/04/03 0.040   2017/04/27 64,000,000 4,690,839 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.046   0.031   0.044   3,992,000 153,848 3,536,033 0.085   2017/02/15 0.031   2017/04/19 211,659,000 12,654,502 0.176   2016/03/17 0.056   2016/12/23
13385 J P Morgan SP BV - CITIC Sec European Warrants Apr 2017 A HKD -   -   0.010   0 0 14,947,648 0.062   2017/02/17 0.011   2017/03/22 1,106,545,000 38,984,705 0.180   2016/09/22 0.035   2016/12/23
11259 J P Morgan SP BV - CITIC Sec European Warrants Dec 2017 A HKD 0.103   0.077   0.095   1,723,315,000 156,393,160 N/A 0.160   2017/03/16 0.077   2017/04/19 1,731,895,000 157,406,040 -   - -   -
14769 J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A HKD 0.020   0.013   0.013   3,020,000 56,180 N/A 0.088   2017/02/17 0.013   2017/04/27 3,984,650,000 172,971,125 0.136   2016/12/02 0.056   2016/12/23
24581 J P Morgan SP BV - CKH European Put Warrants Jun 2017 B HKD 0.021   0.014   0.014   930,000 16,910 N/A 0.192   2017/01/25 0.014   2017/04/24 158,245,000 14,956,230 -   - -   -
12103 J P Morgan SP BV - CKH European Put Warrants Oct 2017 A HKD 0.455   0.310   0.320   69,585,000 25,919,775 N/A 0.455   2017/04/20 0.310   2017/04/26 154,575,000 57,228,775 -   - -   -
28260 J P Morgan SP BV - CKH European Warrants Aug 2017 A HKD 0.335   0.200   0.315   120,865,000 29,806,230 N/A 0.495   2017/02/28 0.200   2017/04/21 243,240,000 78,237,580 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD -   -   0.211   0 0 7,750 0.220   2017/03/28 0.220   2017/03/28 100,000 22,000 0.330   2016/09/05 0.130   2016/07/06
14089 J P Morgan SP BV - CKH European Warrants Jun 2017 A HKD 0.048   0.010   0.016   27,940,000 632,665 N/A 0.146   2017/01/11 0.010   2017/04/24 811,850,000 79,024,405 0.395   2016/11/09 0.078   2016/12/23
22942 J P Morgan SP BV - CKH European Warrants May 2017 A HKD -   -   0.010   0 0 6,990 0.010   2017/03/16 0.010   2017/03/16 1,130,000 11,300 0.080   2016/01/05 0.010   2016/12/09
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.095   0.073   0.093   24,925,000 2,097,280 16,116,835 0.107   2017/02/28 0.071   2017/01/17 1,122,650,000 96,463,700 0.167   2016/09/05 0.066   2016/07/08
18875 J P Morgan SP BV - CKI Holdings European Warrants Aug 2017 A HKD 0.290   0.112   0.280   78,540,000 12,127,540 N/A 0.290   2017/04/27 0.100   2017/03/31 285,400,000 55,774,890 -   - -   -
13271 J P Morgan SP BV - CKI Holdings European Warrants Dec 2017 A HKD 0.455   0.233   0.450   11,740,000 3,278,890 N/A 0.455   2017/04/28 0.233   2017/04/03 11,740,000 3,278,890 -   - -   -
19928 J P Morgan SP BV - CKP European Warrants Aug 2017 A HKD 0.310   0.178   0.280   138,710,000 31,408,080 N/A 0.365   2017/01/19 0.162   2017/03/09 480,835,000 115,019,660 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.020   0.017   0.017   750,000 13,950 10,772,400 0.022   2017/02/22 0.014   2017/03/31 13,500,000 239,650 0.060   2016/07/28 0.014   2016/12/23
14290 J P Morgan SP BV - CKP European Warrants May 2017 A HKD -   -   0.016   0 0 N/A 0.117   2017/01/18 0.017   2017/03/08 158,935,000 11,772,060 0.195   2016/12/01 0.044   2016/12/28
14697 J P Morgan SP BV - CKP European Warrants Sep 2017 A HKD 0.195   0.159   0.187   4,930,000 924,455 N/A 0.195   2017/04/28 0.159   2017/04/27 4,930,000 924,455 -   - -   -
27809 J P Morgan SP BV - CM Bank European Warrants Apr 2018 A HKD 0.187   0.141   0.147   100,125,000 16,551,670 N/A 0.250   2017/02/21 0.141   2017/04/19 309,825,000 61,178,090 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD 0.119   0.081   0.078   395,000 41,355 8,948,206 0.222   2017/02/21 0.074   2017/01/03 242,205,000 35,634,635 0.241   2016/09/07 0.060   2016/12/23
14320 J P Morgan SP BV - CNBM European Warrants Jun 2017 A HKD 0.700   0.325   0.315   2,572,000 1,334,160 N/A 0.930   2017/02/23 0.155   2017/01/04 98,468,000 40,577,516 0.320   2016/11/28 0.152   2016/12/23
28432 J P Morgan SP BV - CNBM European Warrants Sep 2017 A HKD 0.405   0.148   0.161   111,520,000 26,059,592 N/A 0.485   2017/03/02 0.131   2017/03/30 334,570,000 91,992,256 -   - -   -
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.046   0.046   0.054   10,000 460 25,813 0.062   2017/01/20 0.046   2017/04/10 90,000 5,270 0.180   2016/02/12 0.062   2016/12/08
14924 J P Morgan SP BV - CNOOC European Put Warrants May 2018 B HKD 0.210   0.175   0.204   11,540,000 2,197,260 N/A 0.235   2017/03/10 0.170   2017/01/18 92,020,000 18,227,150 0.196   2016/12/29 0.158   2016/12/14
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.064   0.044   0.059   1,434,970,000 76,930,620 51,947,437 0.088   2017/03/10 0.044   2017/04/07 3,078,690,000 181,700,860 0.171   2016/05/24 0.056   2016/12/14
25771 J P Morgan SP BV - CNOOC European Warrants Aug 2017 A HKD 0.087   0.023   0.023   1,735,000 106,365 N/A 0.280   2017/02/02 0.023   2017/04/28 1,001,104,000 179,822,826 -   - -   -
29482 J P Morgan SP BV - CNOOC European Warrants Aug 2017 B HKD 0.224   0.067   0.070   1,146,116,000 164,483,327 N/A 0.224   2017/04/07 0.067   2017/04/27 2,777,877,000 433,530,161 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.245   0.211   0.208   1,000,000 226,200 150,095 0.245   2017/04/07 0.210   2017/03/10 3,900,000 887,170 0.390   2016/10/20 0.112   2016/01/21
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.141   0.105   0.108   70,360,000 8,806,220 11,060,273 0.212   2017/01/06 0.105   2017/04/20 282,900,000 40,736,030 0.285   2016/10/24 0.068   2016/01/21
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 5,478,265 0.052   2017/01/06 0.010   2017/03/24 461,190,000 12,989,700 0.113   2016/04/22 0.024   2016/01/21
13811 J P Morgan SP BV - CNOOC European Warrants May 2017 A HKD 0.010   0.010   0.010   160,000 1,600 85,614,749 0.188   2017/01/06 0.010   2017/04/18 2,077,691,000 249,727,430 0.530   2016/10/20 0.108   2016/12/23
14287 J P Morgan SP BV - CNOOC European Warrants May 2017 B HKD 0.028   0.010   0.010   21,204,000 375,682 N/A 0.530   2017/01/06 0.010   2017/04/18 1,422,664,000 296,564,614 0.840   2016/12/14 0.350   2016/12/28
14770 J P Morgan SP BV - CNOOC European Warrants May 2018 A HKD 0.066   0.044   0.045   4,096,610,000 222,190,460 N/A 0.128   2017/01/18 0.044   2017/04/24 8,822,270,000 493,126,870 0.125   2016/12/21 0.105   2016/12/28
11254 J P Morgan SP BV - CNOOC European Warrants Oct 2017 A HKD 0.630   0.335   0.345   120,192,000 44,708,040 N/A 0.630   2017/04/07 0.335   2017/04/28 128,594,000 48,889,610 -   - -   -
28097 J P Morgan SP BV - COSCO Sh Hold European Warrants Sep 2017A HKD 0.340   0.170   0.206   43,077,000 8,993,998 N/A 0.570   2017/02/23 0.170   2017/04/27 67,758,500 19,148,735 -   - -   -
28112 J P Morgan SP BV - COSCO Ship Port Euro Wts Dec 2018 A HKD 0.181   0.181   0.166   320,000 57,920 N/A 0.217   2017/02/24 0.174   2017/03/17 500,000 93,260 -   - -   -
28086 J P Morgan SP BV - Country Garden European Warrants Oct 17 A HKD 1.860   1.090   1.390   411,000 612,000 N/A 1.860   2017/04/19 0.345   2017/02/17 37,490,000 29,531,785 -   - -   -
11612 J P Morgan SP BV - Country Garden European Warrants Oct 17 B HKD 0.870   0.470   0.560   31,184,000 21,466,205 N/A 0.870   2017/04/19 0.320   2017/03/20 47,621,000 29,649,305 -   - -   -
14067 J P Morgan SP BV - CPIC European Warrants May 2017 A HKD 0.026   0.014   0.010   4,000 80 N/A 0.158   2017/02/13 0.014   2017/04/13 82,208,000 10,281,790 0.320   2016/11/28 0.114   2016/12/23
27122 J P Morgan SP BV - CPIC European Warrants Oct 2017 A HKD 0.152   0.119   0.140   33,360,000 4,632,566 N/A 0.260   2017/02/13 0.119   2017/04/18 165,652,000 30,311,210 -   - -   -
25175 J P Morgan SP BV - CRPH European Warrants Feb 2018 A HKD 0.163   0.116   0.136   6,720,000 887,720 N/A 0.236   2017/02/03 0.116   2017/04/05 11,370,000 1,609,895 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.143   0.111   0.113   234,251,000 29,827,794 13,111,340 0.172   2017/01/23 0.111   2017/04/28 459,632,000 62,280,513 0.440   2016/01/08 0.139   2016/12/23
28113 J P Morgan SP BV - CSDC European Warrants Aug 2017 A HKD 0.051   0.021   0.027   10,320,000 426,510 N/A 0.148   2017/02/23 0.021   2017/04/27 120,797,000 10,045,617 -   - -   -
13373 J P Morgan SP BV - CSDC European Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13054 J P Morgan SP BV - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.010   0 0 17,425,366 0.097   2017/01/05 0.036   2017/02/22 5,675,000 374,577 0.305   2016/09/08 0.059   2016/12/29
14092 J P Morgan SP BV - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.161   0.122   0.136   12,858,600 1,771,421 N/A 0.161   2017/04/26 0.122   2017/04/27 12,858,600 1,771,421 -   - -   -
14858 J P Morgan SP BV - CSOP A50 ETF European Warrants Jun 2017 A HKD -   -   0.013   0 0 N/A 0.108   2017/01/18 0.047   2017/03/03 1,430,000 117,010 0.207   2016/12/09 0.099   2016/12/23
15757 J P Morgan SP BV - CSOP A50 ETF European Warrants May 2017 A HKD 0.029   0.012   0.010   16,695,000 313,175 N/A 0.250   2017/01/05 0.012   2017/04/07 613,147,000 67,126,720 0.179   2016/12/30 0.175   2016/12/30
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD -   -   0.118   0 0 2,264 0.130   2017/03/16 0.130   2017/03/16 8,000 1,040 0.235   2016/01/07 0.150   2016/02/26
28426 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.220   0.088   0.094   100,530,400 19,233,823 N/A 0.340   2017/02/21 0.088   2017/04/27 128,584,000 24,953,952 -   - -   -
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.091   0.091   0.090   500,000 45,500 11,984,318 0.127   2017/02/16 0.091   2017/04/11 10,760,000 1,323,080 0.153   2016/09/07 0.129   2016/11/03
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.058   0.031   0.031   263,980,000 9,485,720 5,443,350 0.091   2017/02/24 0.031   2017/04/28 551,640,000 30,885,760 0.144   2016/09/07 0.042   2016/12/29
21330 J P Morgan SP BV - Esprit European Wts Apr 2017 A HKD -   -   0.010   0 0 4,195 -   - -   - 10,000 250 0.205   2016/01/05 0.010   2016/12/06
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD 0.030   0.016   0.017   8,220,000 160,280 1,496,305 0.088   2017/02/27 0.016   2017/04/26 148,002,000 8,392,905 0.300   2016/02/23 0.063   2016/12/29
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 0.360   0.181   0.270   57,360,000 16,250,360 33,968,847 0.360   2017/04/25 0.045   2017/01/03 968,750,000 86,301,620 0.122   2016/10/04 0.040   2016/12/28
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 0.325   0.134   0.223   378,440,000 92,047,290 20,966,410 0.325   2017/04/25 0.017   2017/01/18 836,010,000 121,266,340 0.340   2016/01/04 0.018   2016/12/29
11098 J P Morgan SP BV - Evergrande European Warrants Sep 2017 A HKD 2.600   1.140   1.810   51,583,000 85,456,650 N/A 2.600   2017/04/25 0.375   2017/03/27 251,509,000 210,161,140 -   - -   -
14879 J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A HKD 0.084   0.062   0.070   108,500,000 7,114,755 N/A 0.179   2017/02/09 0.062   2017/04/19 454,920,000 40,596,400 0.161   2016/12/07 0.125   2016/12/19
29880 J P Morgan SP BV - Foxconn European Warrants Dec 2017 A HKD 0.248   0.130   0.121   18,814,000 3,093,254 N/A 0.290   2017/03/13 0.130   2017/04/05 22,700,000 4,002,349 -   - -   -
25168 J P Morgan SP BV - Foxconn European Warrants Oct 2017 A HKD 0.480   0.231   0.240   19,033,000 4,833,662 N/A 0.660   2017/03/08 0.231   2017/04/28 39,440,000 14,730,657 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.275   0.171   0.203   14,400,000 2,863,800 14,234,677 0.375   2017/03/14 0.105   2017/01/05 278,780,000 64,921,820 0.310   2016/09/09 0.101   2016/12/29
13137 J P Morgan SP BV - GAC European Warrants Dec 2017 A HKD 0.162   0.091   0.108   887,080,000 89,739,780 N/A 0.162   2017/04/03 0.091   2017/04/18 889,040,000 90,023,400 -   - -   -
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD 0.470   0.420   0.430   280,000 127,600 278,447 0.470   2017/04/21 0.249   2017/01/05 3,840,000 1,319,760 0.370   2016/10/13 0.173   2016/02/25
13336 J P Morgan SP BV - Galaxy Ent European Put Wts Apr 2017 B HKD -   -   0.010   0 0 2,010,443 0.053   2017/01/03 0.010   2017/02/08 41,580,000 899,110 0.246   2016/09/20 0.021   2016/12/01
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD 0.030   0.013   0.013   14,380,000 331,450 N/A 0.380   2017/01/03 0.013   2017/04/26 1,047,750,000 165,105,900 0.390   2016/12/28 0.200   2016/12/01
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD -   -   0.010   0 0 16,088,577 0.176   2017/01/03 0.010   2017/03/15 155,130,000 10,652,820 0.355   2016/10/24 0.076   2016/12/01
14672 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 D HKD 0.020   0.010   0.010   19,370,000 262,270 N/A 0.490   2017/01/03 0.010   2017/04/27 1,325,570,000 277,622,900 0.500   2016/12/28 0.260   2016/12/01
13370 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2017 B HKD 0.390   0.270   0.305   51,400,000 17,293,500 N/A 0.390   2017/04/24 0.270   2017/04/26 51,400,000 17,293,500 -   - -   -
29480 J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2017 A HKD 0.203   0.114   0.121   281,460,000 47,606,230 N/A 0.380   2017/03/09 0.114   2017/04/26 394,470,000 72,500,420 -   - -   -
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.260   0.123   0.184   440,670,000 87,550,850 N/A 0.260   2017/04/11 0.071   2017/02/08 1,767,790,000 300,359,580 0.315   2016/12/01 0.092   2016/12/28
23327 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 C HKD 0.600   0.390   0.520   4,340,000 2,241,450 N/A 0.600   2017/04/26 0.160   2017/02/08 1,863,980,000 514,237,460 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD 0.840   0.760   0.870   80,000 63,800 42,157,958 0.860   2017/03/30 0.242   2017/02/08 122,510,000 46,151,720 0.690   2016/12/01 0.169   2016/09/27
14526 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 C HKD 0.440   0.241   0.345   31,790,000 11,159,930 N/A 0.440   2017/04/26 0.090   2017/02/08 1,598,280,000 281,604,950 0.395   2016/12/01 0.121   2016/12/28
13809 J P Morgan SP BV - Galaxy Ent European Warrants May 2017 A HKD 0.660   0.355   0.445   11,480,000 6,274,900 140,957,202 0.660   2017/04/11 0.087   2017/02/08 2,078,780,000 436,278,400 0.465   2016/12/01 0.136   2016/12/28
29465 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2017 A HKD 0.315   0.187   0.242   573,270,000 149,223,840 N/A 0.315   2017/04/11 0.164   2017/03/09 711,430,000 184,604,810 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD 0.030   0.010   0.010   3,870,000 56,760 489,178 0.068   2017/02/15 0.010   2017/04/21 55,400,000 2,430,055 0.096   2016/11/07 0.043   2016/12/30
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.067   0.024   0.026   52,277,000 2,311,809 N/A 0.120   2017/02/15 0.024   2017/04/27 335,973,000 28,180,705 0.146   2016/12/01 0.081   2016/12/28
28429 J P Morgan SP BV - Geely Auto European Put Warrants Apr 18 B HKD 0.198   0.145   0.180   23,050,000 3,987,000 N/A 0.198   2017/04/11 0.139   2017/03/27 244,700,000 42,989,300 -   - -   -
11473 J P Morgan SP BV - Geely Auto European Put Warrants Dec 17 B HKD 0.217   0.150   0.196   47,250,000 8,611,900 N/A 0.217   2017/04/11 0.145   2017/03/27 90,700,000 15,929,700 -   - -   -
25419 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 A HKD 0.425   0.300   0.300   1,650,000 587,250 N/A 0.465   2017/03/14 0.255   2017/02/07 2,610,750,000 836,227,750 -   - -   -
28771 J P Morgan SP BV - Geely Auto European Warrants Dec 2017 A HKD 0.243   0.167   0.169   45,150,000 9,230,050 N/A 0.315   2017/03/16 0.167   2017/04/28 578,900,000 127,518,350 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.445   0.325   0.320   4,450,000 1,675,000 202,646,992 0.475   2017/03/27 0.134   2017/01/03 1,876,700,000 345,820,950 0.198   2016/11/01 0.117   2016/12/23
25217 J P Morgan SP BV - Geely Auto European Warrants Jul 2017 A HKD 2.100   0.960   0.970   14,030,000 20,818,000 N/A 2.600   2017/03/14 0.670   2017/02/02 353,460,000 401,576,700 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD -   -   0.380   0 0 N/A 0.550   2017/03/13 0.161   2017/01/03 661,300,000 157,624,415 0.220   2016/12/09 0.140   2016/12/23
11466 J P Morgan SP BV - Geely Auto European Warrants Mar 2018 A HKD 0.219   0.116   0.123   393,350,000 65,110,050 N/A 0.248   2017/03/17 0.116   2017/04/11 486,500,000 84,940,650 -   - -   -
13906 J P Morgan SP BV - Geely Auto European Warrants May 2017 A HKD 2.450   1.000   2.270   31,635,000 42,959,050 51,703,567 3.340   2017/03/14 0.320   2017/01/03 154,120,000 166,661,325 1.300   2016/10/25 0.243   2016/12/23
24604 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 A HKD 0.305   0.305   0.320   30,000 9,150 N/A 0.420   2017/03/24 0.185   2017/02/02 513,175,000 106,333,390 -   - -   -
27135 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 B HKD 1.520   0.600   0.610   159,395,000 150,409,700 N/A 1.900   2017/03/14 0.600   2017/04/28 540,485,000 641,499,350 -   - -   -
27127 J P Morgan SP BV - Geely Auto European Warrants Sep 2018 A HKD 0.244   0.240   0.237   100,000 24,200 N/A 0.385   2017/03/14 0.236   2017/02/13 2,728,550,000 800,807,000 -   - -   -
20028 J P Morgan SP BV - GF Sec European Warrants Jun 2017 A HKD 0.070   0.062   0.053   54,000 3,748 N/A 0.189   2017/02/17 0.062   2017/04/11 40,402,000 6,009,916 -   - -   -
25099 J P Morgan SP BV - GJ Int'l European Warrants Dec 2017A HKD 0.355   0.275   0.315   166,000 58,540 N/A 0.720   2017/02/17 0.275   2017/04/19 51,076,000 28,973,610 -   - -   -
14808 J P Morgan SP BV - Goldwind European Warrants Jun 2017 A HKD -   -   0.016   0 0 N/A 0.161   2017/01/04 0.057   2017/03/24 41,060,000 5,020,248 0.169   2016/12/30 0.128   2016/12/06
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.340   0.275   0.275   805,000 241,775 7,874,169 0.400   2017/02/21 0.207   2017/01/03 33,385,000 8,266,920 0.375   2016/10/25 0.165   2016/02/12
29014 J P Morgan SP BV - Greatwall Motor European Wts Oct 2018 A HKD 0.184   0.117   0.115   1,923,685,000 283,134,915 N/A 0.202   2017/02/28 0.117   2017/04/28 2,481,595,000 363,232,620 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.124   0.045   0.049   147,280,000 9,810,805 N/A 0.157   2017/02/23 0.045   2017/04/28 4,972,445,000 425,765,265 0.091   2016/12/08 0.058   2016/12/23
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD 0.021   0.010   0.010   9,028,000 162,528 16,251,228 0.105   2017/02/17 0.010   2017/04/24 1,213,128,000 76,764,276 0.155   2016/11/30 0.066   2016/12/28
16905 J P Morgan SP BV - Haitong Sec European Warrants Nov 2017 A HKD 0.078   0.048   0.054   1,014,700,000 55,119,676 N/A 0.201   2017/02/17 0.048   2017/04/24 1,114,456,000 71,471,292 -   - -   -
13036 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2018 A HKD 0.222   0.168   0.169   47,490,000 9,127,770 N/A 0.222   2017/04/11 0.168   2017/04/28 48,330,000 9,279,110 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD 0.255   0.165   0.174   71,620,000 14,801,560 N/A 0.265   2017/03/22 0.107   2017/03/09 354,300,000 62,551,370 0.201   2016/11/23 0.095   2016/12/29
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD 0.143   0.101   0.108   24,400,000 2,757,680 47,497,397 0.230   2017/01/03 0.097   2017/03/20 173,450,000 21,505,110 0.250   2016/12/28 0.138   2016/11/28
12583 J P Morgan SP BV - HKEX European Put Wts May 2017 C HKD 0.010   0.010   0.010   3,630,000 36,300 117,306,412 0.096   2017/01/04 0.010   2017/04/20 19,134,750,000 666,870,670 0.133   2016/12/23 0.057   2016/11/28
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.052   0.039   0.039   708,760,000 32,329,500 33,630,680 0.119   2017/01/03 0.039   2017/04/27 3,058,760,000 179,378,700 0.234   2016/06/21 0.079   2016/09/09
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.125   0.095   0.099   379,300,000 38,166,340 106,663,093 0.219   2017/01/03 0.095   2017/04/26 1,267,830,000 157,502,650 0.247   2016/12/28 0.151   2016/11/28
15366 J P Morgan SP BV - HKEX European Warrants Apr 2017 A HKD -   -   0.050   0 0 N/A 0.156   2017/02/16 0.031   2017/03/10 18,925,270,000 977,194,610 -   - -   -
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.030   0.012   0.015   31,618,650,000 803,387,960 565,855,790 0.087   2017/02/16 0.012   2017/04/24 98,782,440,000 3,337,843,990 0.221   2016/09/22 0.039   2016/12/28
16062 J P Morgan SP BV - HKEX European Warrants Aug 2017 B HKD -   -   0.138   0 0 N/A 0.242   2017/02/16 0.115   2017/01/25 143,600,000 22,627,050 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.022   0.020   0.020   290,000 6,180 121,832 0.039   2017/01/03 0.020   2017/04/07 4,850,000 129,820 0.185   2016/01/04 0.034   2016/12/20
15288 J P Morgan SP BV - HKEX European Warrants Dec 2017 A HKD 0.106   0.066   0.075   291,220,000 22,170,830 N/A 0.170   2017/02/16 0.066   2017/04/24 3,072,930,000 392,086,330 0.117   2016/12/30 0.095   2016/12/28
15025 J P Morgan SP BV - HKEX European Warrants Jul 2017 A HKD 0.078   0.039   0.043   13,754,500,000 595,765,790 N/A 0.154   2017/02/16 0.039   2017/04/24 77,930,750,000 5,474,566,710 0.136   2016/12/12 0.072   2016/12/28
15554 J P Morgan SP BV - HKEX European Warrants Jun 2017 B HKD 0.085   0.039   0.048   34,210,000 2,167,760 N/A 0.158   2017/02/16 0.039   2017/04/24 11,795,130,000 844,397,140 -   - -   -
26922 J P Morgan SP BV - HKEX European Warrants Jun 2017 C HKD 0.224   0.045   0.049   53,304,000 7,477,375 N/A 0.870   2017/02/16 0.045   2017/04/24 226,729,000 69,856,691 -   - -   -
28548 J P Morgan SP BV - HKEX European Warrants Jun 2017 D HKD 0.129   0.043   0.042   3,324,000 277,487 N/A 0.410   2017/02/22 0.043   2017/04/20 259,167,000 61,587,172 -   - -   -
27543 J P Morgan SP BV - HKEX European Warrants Jun 2018 A HKD 0.142   0.104   0.113   44,370,000 4,785,250 N/A 0.188   2017/02/16 0.104   2017/04/24 117,360,000 16,003,350 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.138   0.095   0.105   6,080,000 725,620 8,848,610 0.187   2017/02/16 0.095   2017/04/19 147,360,000 20,907,990 0.280   2016/10/11 0.110   2016/12/28
27052 J P Morgan SP BV - HKEX European Warrants May 2017 A HKD 0.024   0.010   0.010   78,870,000 1,283,170 657,690,837 0.087   2017/02/16 0.010   2017/04/26 51,948,390,000 1,548,334,900 0.243   2016/04/25 0.033   2016/12/28
27742 J P Morgan SP BV - HKEX European Warrants May 2017 B HKD -   -   0.010   0 0 621,199,823 0.024   2017/01/13 0.010   2017/03/21 81,430,000 972,870 0.118   2016/09/09 0.010   2016/12/30
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.049   0.027   0.030   5,590,000 214,350 274,102,372 0.089   2017/02/16 0.027   2017/04/19 3,238,380,000 245,092,290 0.186   2016/10/11 0.044   2016/12/28
15031 J P Morgan SP BV - HKEX European Warrants Sep 2017 A HKD 0.046   0.023   0.024   20,272,440,000 580,788,680 N/A 0.108   2017/02/16 0.023   2017/04/27 119,068,720,000 7,826,614,940 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.075   0.075   0.075   50,000 3,750 1,102,820 0.139   2017/02/02 0.075   2017/04/24 54,570,000 6,032,990 0.260   2016/07/19 0.090   2016/12/22
15804 J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A HKD -   -   0.265   0 0 N/A 0.300   2017/01/16 0.242   2017/01/04 4,740,000 1,382,550 0.246   2016/12/30 0.245   2016/12/30
24844 J P Morgan SP BV - HS Bank European Warrants Aug 2017 A HKD 0.485   0.300   0.375   4,932,000 1,853,965 N/A 0.760   2017/02/17 0.300   2017/04/21 75,951,000 45,891,245 -   - -   -
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.025   0.020   0.021   57,900,000 1,394,080 1,414,413 0.037   2017/02/24 0.020   2017/04/18 261,900,000 8,399,040 0.038   2016/04/21 0.019   2016/05/13
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.106   0.097   0.104   900,000 93,260 14,935,050 0.140   2017/03/21 0.089   2017/01/04 370,400,000 35,478,800 0.135   2016/09/09 0.052   2016/02/12
12957 J P Morgan SP BV - HSBC European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 40,967,296 0.044   2017/01/03 0.010   2017/03/21 24,060,000 777,320 0.250   2016/09/30 0.023   2016/12/08
15079 J P Morgan SP BV - HSBC European Put Warrants Jul 2017 B HKD 0.125   0.043   0.047   1,506,784,000 119,991,512 N/A 0.365   2017/01/03 0.043   2017/04/27 6,421,520,000 910,732,464 0.410   2016/12/28 0.270   2016/12/14
24528 J P Morgan SP BV - HSBC European Put Warrants Jun 2017 B HKD 0.048   0.015   0.010   916,736,000 28,363,868 N/A 0.135   2017/01/25 0.015   2017/04/25 14,636,904,000 973,499,904 -   - -   -
13086 J P Morgan SP BV - HSBC European Put Warrants May 2017 A HKD -   -   0.010   0 0 95,063,537 0.112   2017/01/03 0.010   2017/03/29 5,248,204,000 315,178,688 0.410   2016/09/30 0.059   2016/12/08
28095 J P Morgan SP BV - HSBC European Put Warrants Sep 2017 B HKD 0.400   0.280   0.275   8,608,000 2,946,460 N/A 0.440   2017/02/28 0.260   2017/02/21 1,859,860,000 630,687,180 -   - -   -
13050 J P Morgan SP BV - HSBC European Warrants Apr 2017 B HKD -   -   0.010   0 0 373,759,722 0.260   2017/02/20 0.010   2017/03/21 4,324,972,000 538,857,860 0.330   2016/12/08 0.052   2016/11/09
14470 J P Morgan SP BV - HSBC European Warrants Apr 2017 D HKD 0.033   0.010   0.019   1,996,000 37,116 N/A 0.350   2017/02/21 0.010   2017/04/11 824,948,000 138,263,036 0.420   2016/12/08 0.149   2016/12/28
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.101   0.044   0.063   19,670,304,000 1,584,414,672 688,287,933 0.315   2017/02/20 0.044   2017/04/24 28,075,000,000 2,693,783,816 0.330   2016/12/08 0.081   2016/11/09
28926 J P Morgan SP BV - HSBC European Warrants Dec 2017 A HKD -   -   0.054   0 0 N/A 0.075   2017/03/02 0.062   2017/03/01 1,096,000 72,824 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.255   0.139   0.220   1,159,580,000 187,886,180 33,782,849 0.570   2017/02/20 0.139   2017/04/24 1,175,168,000 194,609,780 0.550   2016/12/08 0.129   2016/08/16
28094 J P Morgan SP BV - HSBC European Warrants Jul 2017 C HKD 0.040   0.014   0.025   18,972,000 548,060 N/A 0.179   2017/02/21 0.014   2017/04/19 22,673,192,000 1,740,673,860 -   - -   -
15746 J P Morgan SP BV - HSBC European Warrants Jun 2017 A HKD 0.034   0.011   0.023   24,980,000 504,152 N/A 0.193   2017/02/20 0.011   2017/04/24 22,520,460,000 2,817,043,760 0.117   2016/12/30 0.110   2016/12/30
29086 J P Morgan SP BV - HSBC European Warrants Jun 2017 C HKD 0.061   0.017   0.040   158,520,000 6,625,244 N/A 0.127   2017/03/02 0.017   2017/04/19 56,697,724,000 4,401,787,480 -   - -   -
13714 J P Morgan SP BV - HSBC European Warrants May 2017 B HKD 0.214   0.044   0.123   48,980,000 6,688,068 146,627,619 0.550   2017/02/20 0.044   2017/04/19 361,300,000 89,606,124 0.560   2016/12/08 0.135   2016/11/09
15167 J P Morgan SP BV - HSBC European Warrants Nov 2017 A HKD 0.048   0.044   0.049   852,000 38,896 N/A 0.149   2017/02/20 0.044   2017/04/24 37,868,000 3,966,672 0.105   2016/12/20 0.088   2016/12/28
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.089   0.050   0.077   20,520,000 1,588,200 N/A 0.231   2017/02/21 0.050   2017/04/20 9,004,656,000 1,617,949,976 0.280   2016/12/08 0.124   2016/11/30
13259 J P Morgan SP BV - HSBC European Warrants Oct 2017 B HKD 0.241   0.154   0.208   4,126,552,000 823,711,556 N/A 0.241   2017/04/12 0.154   2017/04/20 4,126,552,000 823,711,556 -   - -   -
15140 J P Morgan SP BV - HSBC European Warrants Sep 2017 A HKD 0.045   0.023   0.035   13,880,000 442,980 N/A 0.158   2017/02/20 0.023   2017/04/24 12,840,368,000 1,698,492,516 0.101   2016/12/20 0.093   2016/12/23
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD 0.076   0.040   0.045   1,427,250,000 84,949,750 N/A 0.183   2017/01/03 0.040   2017/04/26 5,619,120,000 361,782,460 0.221   2016/11/14 0.138   2016/11/30
27598 J P Morgan SP BV - HSCEI European Put Warrants Dec 2017 A HKD 0.169   0.133   0.128   5,420,000 850,890 N/A 0.169   2017/04/19 0.126   2017/03/20 9,630,000 1,443,150 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 114,302,818 0.055   2017/01/03 0.010   2017/02/24 4,463,630,000 165,053,920 0.089   2016/11/09 0.038   2016/12/08
28535 J P Morgan SP BV - HSCEI European Put Warrants Sep 2017 B HKD 0.166   0.126   0.121   13,210,000 1,930,070 N/A 0.169   2017/03/10 0.117   2017/03/29 25,030,000 3,628,560 -   - -   -
28531 J P Morgan SP BV - HSCEI European Wts Dec 2017 B HKD 0.065   0.063   0.070   1,380,000 88,320 N/A 0.138   2017/02/22 0.063   2017/04/20 7,470,000 791,380 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.131   0.070   0.092   51,910,000 5,046,570 344,576,970 0.180   2017/03/21 0.069   2017/01/03 7,701,240,000 754,051,320 0.231   2016/09/09 0.058   2016/12/23
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.111   0.061   0.075   856,380,000 67,912,430 144,631,725 0.162   2017/02/23 0.061   2017/04/19 4,280,460,000 519,878,150 0.201   2016/09/22 0.070   2016/12/29
12958 J P Morgan SP BV - HSI European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 758,123,383 0.141   2017/01/03 0.010   2017/03/16 27,748,580,000 1,726,510,220 0.190   2016/11/09 0.085   2016/12/08
13107 J P Morgan SP BV - HSI European Put Warrants Apr 2017 C HKD 0.043   0.011   0.020   1,021,870,000 26,388,260 232,009,210 0.238   2017/01/04 0.011   2017/04/21 21,386,310,000 1,374,188,520 0.290   2016/12/23 0.150   2016/10/11
27576 J P Morgan SP BV - HSI European Put Warrants Aug 2017 B HKD 0.105   0.053   0.055   11,813,970,000 955,325,460 N/A 0.140   2017/03/10 0.053   2017/04/27 23,817,730,000 2,021,701,330 -   - -   -
28529 J P Morgan SP BV - HSI European Put Warrants Aug 2017 D HKD 0.165   0.097   0.100   19,570,000 2,311,660 N/A 0.196   2017/02/23 0.097   2017/04/27 56,460,000 7,569,170 -   - -   -
16102 J P Morgan SP BV - HSI European Put Warrants Jul 2017 C HKD 0.019   0.011   0.011   3,020,000 42,550 N/A 0.097   2017/01/10 0.011   2017/04/27 5,586,830,000 420,402,280 -   - -   -
22877 J P Morgan SP BV - HSI European Put Warrants Jul 2017 D HKD 0.045   0.016   0.016   6,794,300,000 225,284,760 N/A 0.124   2017/01/18 0.016   2017/04/28 30,396,670,000 1,423,902,310 -   - -   -
15797 J P Morgan SP BV - HSI European Put Warrants Jun 2017 E HKD 0.022   0.010   0.010   57,690,000 896,930 N/A 0.113   2017/01/09 0.010   2017/04/27 13,173,350,000 716,602,800 -   - -   -
21604 J P Morgan SP BV - HSI European Put Warrants Jun 2017 F HKD 0.013   0.011   0.011   15,410,000 186,730 N/A 0.083   2017/01/17 0.011   2017/04/05 15,680,000 195,320 -   - -   -
24592 J P Morgan SP BV - HSI European Put Warrants Jun 2017 G HKD 0.040   0.012   0.012   436,730,000 11,265,870 N/A 0.108   2017/02/01 0.012   2017/04/28 33,119,190,000 2,006,582,130 -   - -   -
13288 J P Morgan SP BV - HSI European Put Warrants May 2017 C HKD 0.018   0.010   0.010   432,820,000 5,296,280 411,854,492 0.177   2017/01/03 0.010   2017/04/28 31,312,310,000 2,463,868,220 0.235   2016/11/09 0.126   2016/12/08
13532 J P Morgan SP BV - HSI European Put Warrants May 2017 D HKD 0.122   0.053   0.056   197,180,000 17,103,950 8,080,017 0.265   2017/01/04 0.053   2017/04/27 453,880,000 46,671,180 0.280   2016/12/19 0.180   2016/10/06
14539 J P Morgan SP BV - HSI European Put Warrants May 2017 F HKD 0.010   0.010   0.010   2,900,000 29,000 N/A 0.122   2017/01/03 0.010   2017/04/10 20,795,440,000 1,381,149,690 0.149   2016/12/28 0.084   2016/12/08
11981 J P Morgan SP BV - HSI European Put Warrants May 2018 A HKD 0.108   0.077   0.077   550,000 53,070 N/A 0.113   2017/03/22 0.077   2017/04/28 570,000 55,330 -   - -   -
12528 J P Morgan SP BV - HSI European Put Warrants Nov 2017 B HKD 0.167   0.116   0.116   1,620,000 209,440 N/A 0.167   2017/04/20 0.116   2017/04/27 1,620,000 209,440 -   - -   -
27546 J P Morgan SP BV - HSI European Put Warrants Oct 2017 A HKD -   -   0.043   0 0 N/A 0.106   2017/02/15 0.068   2017/03/22 720,000 66,210 -   - -   -
11108 J P Morgan SP BV - HSI European Put Warrants Oct 2017 C HKD 0.121   0.069   0.070   1,338,940,000 98,522,750 N/A 0.130   2017/03/15 0.069   2017/04/28 1,340,430,000 98,680,800 -   - -   -
26267 J P Morgan SP BV - HSI European Put Warrants Sep 2017 A HKD 0.064   0.033   0.032   4,137,660,000 201,335,310 N/A 0.091   2017/02/10 0.033   2017/04/26 9,820,710,000 574,540,550 -   - -   -
27590 J P Morgan SP BV - HSI European Put Warrants Sep 2017 B HKD 0.122   0.071   0.073   9,308,610,000 872,002,670 N/A 0.193   2017/02/17 0.071   2017/04/27 15,771,120,000 1,544,240,550 -   - -   -
11979 J P Morgan SP BV - HSI European Put Warrants Sep 2018 A HKD 0.117   0.117   0.091   50,000 5,850 N/A 0.120   2017/03/22 0.117   2017/04/21 780,000 92,420 -   - -   -
11547 J P Morgan SP BV - HSI European Warrants Apr 2017 A HKD 0.248   0.172   0.208   28,310,000 6,523,650 240,377,250 0.275   2017/03/29 0.084   2017/01/03 5,541,940,000 674,895,800 0.315   2016/09/12 0.071   2016/12/28
13339 J P Morgan SP BV - HSI European Warrants Apr 2017 D HKD 0.010   0.010   0.010   30,000 300 3,732,318 0.023   2017/02/20 0.010   2017/04/19 197,470,000 2,791,710 0.113   2016/10/11 0.010   2016/12/30
15451 J P Morgan SP BV - HSI European Warrants Aug 2017 A HKD -   -   0.223   0 0 N/A 0.222   2017/03/27 0.114   2017/01/04 2,670,000 432,100 0.111   2016/12/30 0.111   2016/12/30
28271 J P Morgan SP BV - HSI European Warrants Aug 2017 C HKD 0.120   0.067   0.110   11,375,280,000 1,059,639,670 N/A 0.147   2017/03/21 0.067   2017/04/19 24,248,530,000 2,348,613,810 -   - -   -
12786 J P Morgan SP BV - HSI European Warrants Dec 2017 A HKD 0.079   0.079   0.096   20,000 1,580 N/A 0.079   2017/04/24 0.079   2017/04/24 20,000 1,580 -   - -   -
15552 J P Morgan SP BV - HSI European Warrants Jan 2018 A HKD 0.158   0.156   0.160   140,000 21,980 N/A 0.185   2017/03/21 0.098   2017/01/04 4,080,000 607,820 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD -   -   0.187   0 0 N/A 0.194   2017/03/23 0.100   2017/01/05 19,642,350,000 2,354,198,400 0.141   2016/11/24 0.075   2016/12/23
16000 J P Morgan SP BV - HSI European Warrants Jul 2017 B HKD -   -   0.290   0 0 N/A 0.260   2017/02/24 0.147   2017/01/03 4,040,000 911,540 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.056   0.022   0.046   7,766,210,000 353,002,680 305,730,043 0.075   2017/03/21 0.022   2017/04/19 25,560,840,000 1,212,949,660 0.204   2016/09/09 0.022   2016/12/28
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.019   0.010   0.012   54,200,000 710,440 42,919,388 0.037   2017/02/16 0.010   2017/04/25 7,749,440,000 257,116,030 0.109   2016/10/06 0.016   2016/12/30
14272 J P Morgan SP BV - HSI European Warrants Jun 2017 C HKD 0.164   0.083   0.149   901,220,000 88,311,870 N/A 0.180   2017/03/21 0.069   2017/01/03 27,534,900,000 2,662,832,200 0.127   2016/11/25 0.051   2016/12/28
14291 J P Morgan SP BV - HSI European Warrants Jun 2017 D HKD 0.255   0.172   0.255   8,840,000 1,862,860 N/A 0.255   2017/04/26 0.110   2017/01/04 76,580,000 13,605,890 0.163   2016/11/24 0.085   2016/12/28
11985 J P Morgan SP BV - HSI European Warrants Mar 2018 A HKD -   -   0.132   0 0 N/A 0.153   2017/03/22 0.153   2017/03/22 20,000 3,060 -   - -   -
29499 J P Morgan SP BV - HSI European Warrants May 2017 A HKD 0.225   0.146   0.255   9,350,000 1,886,530 416,879,150 0.250   2017/03/20 0.083   2017/01/03 8,694,480,000 1,003,690,640 0.320   2016/10/06 0.069   2016/12/28
12705 J P Morgan SP BV - HSI European Warrants May 2017 B HKD 0.080   0.030   0.070   864,390,000 45,464,820 957,558,365 0.110   2017/03/21 0.030   2017/04/19 60,205,340,000 4,066,142,520 0.231   2016/09/09 0.025   2016/12/28
13872 J P Morgan SP BV - HSI European Warrants May 2017 E HKD 0.029   0.010   0.018   154,870,000 2,702,720 124,406,427 0.053   2017/02/20 0.010   2017/04/24 19,482,460,000 746,250,490 0.083   2016/10/27 0.014   2016/12/23
28941 J P Morgan SP BV - HSI European Warrants Nov 2017 A HKD 0.102   0.066   0.095   5,627,110,000 504,874,060 N/A 0.135   2017/03/21 0.066   2017/04/19 11,532,340,000 1,192,042,220 -   - -   -
11244 J P Morgan SP BV - HSI European Warrants Oct 2017 D HKD 0.158   0.118   0.163   1,220,000 170,870 N/A 0.181   2017/03/27 0.118   2017/04/19 1,900,000 290,260 -   - -   -
13273 J P Morgan SP BV - HSI European Warrants Sep 2017 C HKD 0.101   0.059   0.092   4,397,260,000 340,836,460 N/A 0.101   2017/04/27 0.059   2017/04/19 4,397,260,000 340,836,460 -   - -   -
26924 J P Morgan SP BV - HTSC European Warrants Mar 2018 A HKD 0.187   0.154   0.165   886,000 150,806 N/A 0.295   2017/02/17 0.154   2017/04/20 17,704,000 4,552,516 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.295   0.183   0.238   22,934,000 5,333,554 N/A 0.550   2017/03/21 0.183   2017/04/26 146,350,000 50,639,292 0.420   2016/12/30 0.285   2016/11/21
29748 J P Morgan SP BV - Huaneng Power European Wts Dec 2017 A HKD 0.245   0.176   0.208   33,176,000 7,275,804 N/A 0.390   2017/03/21 0.176   2017/04/24 53,730,000 12,584,072 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD 0.019   0.017   0.015   2,000,000 36,000 6,000 0.019   2017/04/05 0.017   2017/04/05 2,000,000 36,000 0.167   2016/04/14 0.050   2016/09/14
12579 J P Morgan SP BV - ICBC European Put Wts Apr 2017 A HKD -   -   0.010   0 0 16,648,947 0.108   2017/01/03 0.010   2017/02/13 253,245,000 14,145,516 0.217   2016/11/18 0.071   2016/12/12
23790 J P Morgan SP BV - ICBC European Put Wts Aug 2017 A HKD 0.139   0.059   0.067   238,256,000 24,203,290 N/A 0.305   2017/01/25 0.059   2017/04/27 764,873,000 96,846,799 -   - -   -
27294 J P Morgan SP BV - ICBC European Warrants Dec 2017 A HKD 0.305   0.199   0.239   337,906,000 81,030,066 N/A 0.440   2017/02/23 0.199   2017/04/20 586,280,000 155,595,721 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD -   -   0.455   0 0 4,753,025 0.600   2017/02/22 0.340   2017/02/03 30,670,000 12,893,380 0.700   2016/09/09 0.128   2016/06/17
15711 J P Morgan SP BV - ICBC European Warrants Jul 2017 B HKD 0.186   0.096   0.139   6,319,000 827,834 N/A 0.310   2017/02/16 0.096   2017/04/19 229,757,000 40,960,005 0.170   2016/12/30 0.140   2016/12/29
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD 0.023   0.010   0.010   12,946,000 195,756 57,388,619 0.094   2017/02/16 0.010   2017/04/13 5,607,271,000 248,781,012 0.250   2016/09/22 0.034   2016/12/23
14878 J P Morgan SP BV - ICBC European Warrants May 2017 A HKD 0.021   0.010   0.010   2,720,000 39,400 N/A 0.119   2017/02/16 0.010   2017/04/11 2,542,189,000 145,380,686 0.122   2016/12/09 0.040   2016/12/22
12814 J P Morgan SP BV - ICBC European Warrants Nov 2017 A HKD 0.098   0.054   0.077   58,158,000 4,596,322 N/A 0.124   2017/03/29 0.054   2017/04/19 69,964,000 5,866,172 -   - -   -
13577 J P Morgan SP BV - Intime European Warrants Dec 2018 A HKD 0.265   0.249   0.233   3,505,000 915,770 445,221 0.435   2017/01/10 0.249   2017/04/26 7,350,000 2,517,395 0.246   2016/12/23 0.196   2016/11/01
26435 J P Morgan SP BV - JX Copper European Warrants Aug 2018 A HKD 0.139   0.116   0.109   1,220,000 154,090 N/A 0.250   2017/02/13 0.116   2017/04/18 26,600,000 5,648,750 -   - -   -
14341 J P Morgan SP BV - JX Copper European Warrants Jun 2017 A HKD 0.114   0.050   0.054   46,180,000 4,331,570 N/A 0.246   2017/02/13 0.050   2017/04/27 493,960,000 66,201,090 0.204   2016/11/25 0.073   2016/12/23
25812 J P Morgan SP BV - JX Copper European Warrants Mar 2018 A HKD 0.150   0.109   0.116   50,410,000 5,680,770 N/A 0.265   2017/02/14 0.109   2017/04/27 329,060,000 64,505,390 -   - -   -
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD -   -   0.295   0 0 1,191,088 0.440   2017/02/02 0.395   2017/03/03 170,000 69,400 0.370   2016/11/11 0.139   2016/10/13
29347 J P Morgan SP BV - JX Copper European Warrants Sep 2017 A HKD 0.510   0.248   0.265   23,788,000 10,253,125 N/A 0.730   2017/03/16 0.248   2017/04/24 68,724,000 35,550,670 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.076   0.026   0.027   582,740,000 27,507,300 7,975,320 0.076   2017/04/10 0.018   2017/01/10 1,179,020,000 45,846,300 0.103   2016/04/14 0.019   2016/11/17
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.248   0.192   0.180   6,320,000 1,504,920 1,175,947 0.248   2017/04/06 0.129   2017/01/10 38,140,000 6,739,740 0.243   2016/04/28 0.121   2016/11/25
13987 J P Morgan SP BV - KECL European Warrants Nov 2017 A HKD 0.201   0.137   0.138   23,468,000 4,029,030 N/A 0.201   2017/04/19 0.137   2017/04/24 23,468,000 4,029,030 -   - -   -
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.029   0.023   0.027   620,000 16,000 337,843 0.044   2017/02/07 0.023   2017/04/18 49,800,000 2,012,780 0.169   2016/01/04 0.042   2016/12/29
24837 J P Morgan SP BV - Kingdee Intl European Warrants Sep 2017 A HKD 0.370   0.250   0.350   12,610,000 3,885,150 N/A 0.560   2017/03/20 0.250   2017/04/19 94,542,000 35,644,280 -   - -   -
13487 J P Morgan SP BV - Kingsoft European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,364,863 0.044   2017/03/24 0.010   2017/03/29 17,840,000 396,270 0.245   2016/10/11 0.035   2016/12/28
13264 J P Morgan SP BV - Kingsoft European Warrants Jan 2018 A HKD 0.300   0.161   0.275   146,270,000 33,295,700 N/A 0.300   2017/04/28 0.161   2017/04/19 146,270,000 33,295,700 -   - -   -
12763 J P Morgan SP BV - Kingsoft European Warrants May 2017 A HKD 0.465   0.243   0.465   940,000 353,800 15,160,743 0.465   2017/04/28 0.088   2017/02/24 326,850,000 48,894,170 0.435   2016/10/11 0.141   2016/12/23
27291 J P Morgan SP BV - Kingsoft European Warrants Nov 2017 A HKD 0.410   0.207   0.380   66,790,000 19,813,160 N/A 0.410   2017/04/28 0.181   2017/03/13 237,350,000 61,691,370 -   - -   -
12348 J P Morgan SP BV - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 9,458 0.010   2017/01/13 0.010   2017/01/13 440,000 4,400 0.232   2016/08/15 0.020   2016/11/16
14452 J P Morgan SP BV - Lenovo European Warrants Dec 2017 A HKD 0.335   0.275   0.275   63,924,000 19,656,680 N/A 0.335   2017/04/26 0.275   2017/04/28 63,924,000 19,656,680 -   - -   -
28863 J P Morgan SP BV - Lenovo European Warrants Jul 2017 A HKD 0.405   0.163   0.173   27,828,000 6,074,186 N/A 0.405   2017/04/05 0.137   2017/03/10 249,190,000 43,995,432 -   - -   -
15447 J P Morgan SP BV - Lenovo European Warrants Jun 2017 A HKD 0.300   0.056   0.056   57,848,000 9,600,278 N/A 0.365   2017/01/17 0.056   2017/04/28 1,516,752,000 226,861,890 0.260   2016/12/30 0.200   2016/12/29
21593 J P Morgan SP BV - Lenovo European Warrants May 2017 A HKD 0.044   0.010   0.010   10,760,000 231,206 N/A 0.162   2017/01/16 0.010   2017/04/11 3,528,860,000 305,031,124 -   - -   -
13665 J P Morgan SP BV - Lenovo European Warrants Nov 2017 A HKD 0.188   0.125   0.127   433,178,000 70,593,844 N/A 0.188   2017/04/12 0.125   2017/04/20 433,178,000 70,593,844 -   - -   -
28252 J P Morgan SP BV - Lenovo European Warrants Sep 2017 A HKD 0.236   0.082   0.080   413,778,000 71,671,246 N/A 0.236   2017/04/05 0.080   2017/03/10 882,630,000 136,101,280 -   - -   -
19670 J P Morgan SP BV - Li & Fung European Warrants Dec 2017 A HKD 0.233   0.166   0.181   48,634,000 9,622,490 N/A 0.445   2017/03/20 0.166   2017/04/19 132,970,000 33,517,518 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD 0.010   0.010   0.010   400,000 4,000 4,100 0.010   2017/04/06 0.010   2017/04/06 2,060,000 20,600 0.043   2016/01/04 0.010   2016/12/15
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.096   0.086   0.104   1,035,000 94,255 890,201 0.130   2017/02/15 0.080   2017/03/31 32,970,000 3,563,290 0.186   2016/10/20 0.105   2016/12/19
15455 J P Morgan SP BV - Link REIT European Warrants Jun 2017 A HKD 0.350   0.222   0.275   10,860,000 2,788,610 N/A 0.350   2017/04/12 0.131   2017/03/15 93,815,000 21,275,085 0.231   2016/12/22 0.172   2016/12/29
14636 J P Morgan SP BV - Link REIT European Warrants Nov 2017 A HKD 0.280   0.250   0.260   170,000 43,575 N/A 0.280   2017/04/26 0.250   2017/04/28 170,000 43,575 -   - -   -
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD 0.470   0.164   0.167   20,791,000 5,302,399 N/A 0.470   2017/04/06 0.164   2017/04/28 35,630,000 10,715,684 0.445   2016/12/30 0.240   2016/12/20
13371 J P Morgan SP BV - Melco Int'l Dev European Wts Apr 2018 A HKD 0.375   0.238   0.355   6,450,000 1,945,190 N/A 0.375   2017/04/26 0.238   2017/04/07 6,450,000 1,945,190 -   - -   -
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 0.500   0.345   0.500   18,290,000 8,036,650 N/A 0.500   2017/04/26 0.174   2017/01/03 220,250,000 66,062,700 0.330   2016/11/22 0.163   2016/12/29
28547 J P Morgan SP BV - Minsheng Bank European Wts Aug 2017 A HKD 0.063   0.020   0.014   3,060,000 124,840 N/A 0.285   2017/02/22 0.020   2017/04/19 58,007,000 9,881,836 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD -   -   0.178   0 0 73,750 -   - -   - 0 0 0.300   2016/10/24 0.170   2016/02/12
15806 J P Morgan SP BV - Minsheng Bank European Wts Jul 2017 A HKD 0.250   0.053   0.050   18,889,000 3,482,561 N/A 0.850   2017/02/16 0.053   2017/04/27 58,918,000 22,270,921 0.470   2016/12/30 0.455   2016/12/30
25424 J P Morgan SP BV - MTRC European Warrants Aug 2017 A HKD 0.325   0.240   0.315   8,655,000 2,477,975 N/A 0.325   2017/04/13 0.143   2017/02/01 137,485,000 28,872,895 -   - -   -
10451 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2017 B HKD -   -   0.143   0 0 N/A 0.239   2017/01/20 0.205   2017/02/17 320,000 69,870 -   - -   -
10449 J P Morgan SP BV - N225 Idx Euro Put Wts Sep 2017 B HKD 0.126   0.097   0.075   10,280,000 1,249,880 N/A 0.157   2017/01/24 0.089   2017/03/16 86,330,000 10,267,650 -   - -   -
10450 J P Morgan SP BV - N225 Index Euro Wts Dec 2017 A HKD 0.109   0.088   0.112   40,000 3,940 N/A 0.209   2017/01/20 0.088   2017/04/13 6,400,000 1,007,300 -   - -   -
10448 J P Morgan SP BV - N225 Index Euro Wts Sep 2017 A HKD 0.043   0.021   0.033   4,890,000 146,370 N/A 0.115   2017/01/20 0.021   2017/04/13 42,860,000 3,091,380 -   - -   -
13762 J P Morgan SP BV - NCI European Warrants Dec 2017 A HKD 0.320   0.191   0.295   12,110,000 2,872,263 N/A 0.320   2017/04/26 0.191   2017/04/18 12,110,000 2,872,263 -   - -   -
14765 J P Morgan SP BV - NCI European Warrants Jul 2017 A HKD 0.072   0.031   0.056   3,161,000 145,405 N/A 0.249   2017/02/13 0.031   2017/04/20 200,104,000 33,094,455 0.305   2016/12/02 0.142   2016/12/29
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.249   0.249   0.260   200,000 49,800 390,290 0.310   2017/02/23 0.175   2017/01/04 1,370,000 308,080 0.325   2016/09/23 0.070   2016/02/03
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD 0.520   0.265   0.355   514,000 219,950 N/A 0.830   2017/02/28 0.187   2017/01/03 84,498,000 33,163,508 0.380   2016/11/30 0.158   2016/12/29
29091 J P Morgan SP BV - New World Dev European Wts Oct 2017 A HKD 0.290   0.145   0.166   69,046,000 13,687,921 N/A 0.410   2017/03/01 0.145   2017/04/24 88,380,000 18,370,342 -   - -   -
25934 J P Morgan SP BV - Nine Dragons European Warrants Dec 2018 A HKD 0.224   0.186   0.200   48,580,000 9,770,320 N/A 0.335   2017/02/23 0.186   2017/04/05 84,340,000 18,541,750 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD 0.176   0.071   0.071   12,388,000 1,635,874 N/A 0.370   2017/02/08 0.071   2017/04/28 127,316,000 26,352,999 0.290   2016/12/12 0.158   2016/12/20
15364 J P Morgan SP BV - PetroChina European Put Warrants Jul 17 B HKD 0.265   0.145   0.227   289,502,000 60,530,094 N/A 0.405   2017/01/04 0.145   2017/04/10 692,316,000 146,650,360 0.400   2016/12/23 0.325   2016/12/21
13727 J P Morgan SP BV - PetroChina European Put Warrants May 17 A HKD 0.010   0.010   0.010   130,000 1,300 14,671,682 0.141   2017/01/04 0.010   2017/04/06 103,184,000 7,416,550 0.385   2016/11/09 0.094   2016/12/21
12101 J P Morgan SP BV - PetroChina European Warrants Aug 2017 A HKD 0.200   0.069   0.069   780,264,000 82,216,610 N/A 0.270   2017/03/23 0.069   2017/04/28 809,242,000 88,825,086 -   - -   -
15361 J P Morgan SP BV - PetroChina European Warrants Jul 2017 A HKD 0.025   0.010   0.010   8,564,000 127,102 N/A 0.280   2017/01/18 0.010   2017/04/21 2,907,654,000 420,994,144 0.231   2016/12/21 0.159   2016/12/28
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.024   0.013   0.014   99,300,000 1,868,840 28,197,503 0.048   2017/01/18 0.013   2017/04/24 256,020,000 7,273,580 0.050   2016/04/28 0.017   2016/09/28
13728 J P Morgan SP BV - PetroChina European Warrants May 2017 B HKD 0.050   0.010   0.010   105,368,000 2,862,632 42,581,337 0.590   2017/01/13 0.010   2017/04/13 1,250,740,000 150,043,256 0.400   2016/12/14 0.118   2016/11/18
11102 J P Morgan SP BV - PetroChina European Warrants Oct 2017 A HKD 0.158   0.066   0.067   277,320,000 35,900,206 N/A 0.223   2017/03/16 0.066   2017/04/27 693,116,000 114,017,220 -   - -   -
14537 J P Morgan SP BV - PICC European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.174   2017/01/06 0.011   2017/02/24 159,750,000 14,426,592 0.670   2016/11/28 0.129   2016/12/29
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.010   0.010   0.010   100,000 1,000 12,085,587 0.021   2017/01/06 0.010   2017/04/05 97,800,000 1,435,320 0.221   2016/04/21 0.017   2016/12/29
25817 J P Morgan SP BV - PICC European Warrants Jul 2018 A HKD 0.136   0.090   0.126   73,600,000 9,396,320 N/A 0.156   2017/02/10 0.090   2017/04/19 408,480,000 55,727,820 -   - -   -
11266 J P Morgan SP BV - PICC Group European Warrants Dec 2017 A HKD 0.230   0.155   0.183   29,758,000 5,749,609 N/A 0.300   2017/03/20 0.155   2017/04/24 36,606,000 7,657,334 -   - -   -
15808 J P Morgan SP BV - PICC Group European Warrants Jun 2017 A HKD 0.080   0.025   0.031   30,844,000 1,768,080 N/A 0.170   2017/02/15 0.025   2017/04/21 602,060,000 63,225,672 0.160   2016/12/30 0.151   2016/12/30
27117 J P Morgan SP BV - Ping An European Put Warrants Aug 2017 B HKD 0.065   0.024   0.026   17,440,000 897,640 N/A 0.118   2017/02/13 0.024   2017/04/27 112,765,000 9,006,685 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD 0.067   0.010   0.011   729,810,000 28,596,775 40,690,229 0.345   2017/01/04 0.010   2017/04/28 2,480,880,000 190,641,095 0.405   2016/12/23 0.196   2016/11/28
13377 J P Morgan SP BV - Ping An European Put Warrants Oct 2017 A HKD 0.300   0.174   0.198   221,875,000 46,184,185 N/A 0.300   2017/04/19 0.174   2017/04/28 221,875,000 46,184,185 -   - -   -
19484 J P Morgan SP BV - Ping An European Warrants Apr 2017 B HKD -   -   0.010   0 0 32,783,758 0.018   2017/03/21 0.010   2017/03/24 479,485,000 5,910,605 0.120   2016/01/04 0.010   2016/12/29
12754 J P Morgan SP BV - Ping An European Warrants Apr 2017 C HKD -   -   0.010   0 0 300,982,882 0.045   2017/02/15 0.010   2017/03/23 81,670,000 2,602,660 0.295   2016/09/09 0.026   2016/12/23
14727 J P Morgan SP BV - Ping An European Warrants Apr 2017 D HKD -   -   0.010   0 0 N/A 0.160   2017/01/05 0.010   2017/03/30 27,408,500 3,005,413 0.485   2016/12/01 0.101   2016/12/23
15747 J P Morgan SP BV - Ping An European Warrants Aug 2017 A HKD 0.073   0.023   0.030   23,435,515,000 1,090,096,515 N/A 0.115   2017/02/16 0.023   2017/04/25 50,208,650,000 3,348,717,960 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD -   -   0.010   0 0 21,550,258 0.020   2017/03/21 0.010   2017/01/20 1,700,000 23,600 0.043   2016/01/07 0.010   2016/12/20
16066 J P Morgan SP BV - Ping An European Warrants Jul 2017 B HKD 0.198   0.100   0.174   87,285,000 13,065,390 N/A 0.255   2017/03/21 0.100   2017/04/19 2,353,870,000 393,920,920 -   - -   -
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD -   -   0.010   0 0 367 -   - -   - 0 0 0.022   2016/01/14 0.010   2016/11/28
14284 J P Morgan SP BV - Ping An European Warrants Jun 2017 C HKD 0.255   0.096   0.209   61,265,000 10,906,365 N/A 0.330   2017/03/23 0.092   2017/02/03 8,697,940,000 1,056,997,295 0.445   2016/11/28 0.140   2016/12/23
26351 J P Morgan SP BV - Ping An European Warrants Jun 2017 D HKD 0.145   0.058   0.115   99,935,000 10,282,995 N/A 0.222   2017/03/23 0.058   2017/04/19 37,540,705,000 4,783,422,485 -   - -   -
13231 J P Morgan SP BV - Ping An European Warrants May 2017 A HKD -   -   0.015   0 0 474,437 0.043   2017/02/15 0.013   2017/03/02 700,000 22,150 0.205   2016/09/22 0.031   2016/12/30
14069 J P Morgan SP BV - Ping An European Warrants May 2017 B HKD 0.045   0.010   0.010   35,700,000 720,470 N/A 0.120   2017/03/23 0.010   2017/04/12 46,676,700,000 2,938,353,940 0.255   2016/11/28 0.058   2016/12/23
27116 J P Morgan SP BV - Ping An European Warrants Nov 2017 A HKD 0.118   0.072   0.095   843,370,000 84,243,680 N/A 0.158   2017/02/16 0.072   2017/04/24 946,420,000 97,178,885 -   - -   -
14766 J P Morgan SP BV - Ping An European Warrants Sep 2017 A HKD 0.068   0.058   0.056   600,000 37,200 N/A 0.096   2017/02/15 0.058   2017/04/28 5,300,000 413,730 0.148   2016/12/02 0.065   2016/12/28
27292 J P Morgan SP BV - Ping An European Warrants Sep 2017 B HKD 0.153   0.073   0.116   13,272,540,000 1,259,247,575 N/A 0.195   2017/02/22 0.073   2017/04/21 13,448,995,000 1,288,058,725 -   - -   -
26427 J P Morgan SP BV - PSBC European Warrants Aug 2017 A HKD 0.280   0.184   0.219   35,638,000 7,979,594 N/A 0.360   2017/03/07 0.183   2017/03/28 56,408,000 13,994,524 -   - -   -
11228 J P Morgan SP BV - PSBC European Warrants Oct 2017 A HKD 0.220   0.172   0.182   9,082,000 1,738,661 N/A 0.220   2017/04/25 0.172   2017/04/21 9,214,000 1,765,290 -   - -   -
13272 J P Morgan SP BV - PWR Assets European Warrants Dec 2017 A HKD 0.360   0.285   0.355   3,015,000 979,450 N/A 0.360   2017/04/28 0.285   2017/04/03 3,015,000 979,450 -   - -   -
14926 J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A HKD 0.080   0.058   0.075   2,945,000 198,790 N/A 0.230   2017/02/10 0.052   2017/03/31 163,235,000 24,084,760 0.199   2016/12/09 0.080   2016/12/29
21668 J P Morgan SP BV - R&F Ppt European Warrants Apr 2017 A HKD -   -   0.290   0 0 586,569 0.375   2017/03/14 0.108   2017/01/23 15,156,000 2,456,888 0.425   2016/08/10 0.150   2016/12/13
27534 J P Morgan SP BV - R&F Ppt European Warrants Mar 2018 A HKD 0.270   0.190   0.225   39,000,000 8,931,300 N/A 0.270   2017/04/13 0.131   2017/02/22 133,980,000 27,465,932 -   - -   -
13053 J P Morgan SP BV - Sands China European Put Wts Apr 2017 C HKD -   -   0.010   0 0 13,594,927 0.126   2017/01/03 0.010   2017/03/10 271,452,000 15,512,040 0.260   2016/09/27 0.048   2016/12/01
14530 J P Morgan SP BV - Sands China European Put Wts Jun 2017 A HKD 0.162   0.083   0.146   388,980,000 49,018,904 N/A 0.500   2017/01/03 0.083   2017/04/26 1,775,992,000 520,618,276 0.540   2016/12/19 0.270   2016/12/01
13085 J P Morgan SP BV - Sands China European Put Wts May 2017 A HKD -   -   0.010   0 0 13,046,374 0.249   2017/01/03 0.010   2017/03/20 435,220,000 47,190,168 0.375   2016/09/27 0.100   2016/12/01
28410 J P Morgan SP BV - Sands China European Put Wts Oct 2017 B HKD 0.108   0.074   0.102   22,792,000 2,078,288 N/A 0.260   2017/02/23 0.074   2017/04/26 182,012,000 28,035,600 -   - -   -
15852 J P Morgan SP BV - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 333 -   - -   - 0 0 0.015   2016/01/22 0.010   2016/11/08
11866 J P Morgan SP BV - Sands China European Warrants Apr 2017 B HKD 0.113   0.010   0.010   111,228,000 7,260,944 41,321,297 0.176   2017/01/11 0.010   2017/04/21 902,000,000 71,148,916 0.420   2016/11/29 0.099   2016/12/29
14065 J P Morgan SP BV - Sands China European Warrants Apr 2017 D HKD -   -   0.022   0 0 N/A 0.183   2017/01/11 0.010   2017/03/28 1,415,940,000 119,453,368 0.475   2016/11/29 0.096   2016/12/29
26410 J P Morgan SP BV - Sands China European Warrants Aug 2017 A HKD 0.300   0.129   0.133   101,268,000 20,929,896 N/A 0.300   2017/04/10 0.024   2017/02/21 1,180,572,000 189,145,780 -   - -   -
29481 J P Morgan SP BV - Sands China European Warrants Dec 2017 A HKD 0.260   0.151   0.161   115,612,000 21,959,192 N/A 0.260   2017/04/10 0.151   2017/04/28 145,808,000 27,861,944 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.019   0.011   0.011   37,512,000 562,140 596,826 0.022   2017/01/03 0.010   2017/02/13 182,492,000 2,598,752 0.029   2016/09/09 0.010   2016/05/19
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.080   0.022   0.025   90,416,000 4,211,660 58,599,731 0.135   2017/01/11 0.022   2017/04/28 966,464,000 78,045,716 0.310   2016/12/01 0.082   2016/12/29
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD 0.132   0.047   0.052   350,420,000 30,458,096 N/A 0.160   2017/01/11 0.047   2017/04/28 399,688,000 35,029,352 0.247   2016/12/06 0.143   2016/12/09
23310 J P Morgan SP BV - Sands China European Warrants Sep 2017 A HKD 0.241   0.095   0.103   458,920,000 77,975,280 N/A 0.245   2017/01/23 0.089   2017/02/23 1,492,380,000 220,453,220 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.084   0.047   0.043   23,160,000 1,844,590 1,154,196 0.123   2017/03/23 0.047   2017/04/27 77,065,000 6,796,075 0.260   2016/03/17 0.075   2016/12/14
19609 J P Morgan SP BV - Shimao Property European Wts Jun 2018 A HKD -   -   0.295   0 0 N/A 0.405   2017/03/23 0.195   2017/01/19 36,560,000 8,801,640 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.061   0.040   0.047   30,920,000 1,536,450 3,648,312 0.185   2017/01/03 0.040   2017/04/18 170,650,000 15,203,710 0.385   2016/01/26 0.093   2016/09/09
14233 J P Morgan SP BV - SHK Ppt European Warrants May 2017 A HKD 0.275   0.024   0.028   1,350,000 115,590 N/A 0.360   2017/03/02 0.024   2017/04/25 358,420,000 78,989,350 0.240   2016/12/09 0.079   2016/12/28
29011 J P Morgan SP BV - SHK Ppt European Warrants Sep 2017 A HKD 0.550   0.355   0.395   43,300,000 18,465,250 N/A 0.550   2017/04/13 0.315   2017/03/15 136,940,000 54,823,350 -   - -   -
15365 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jul 2017 A HKD 0.051   0.020   0.022   95,170,000 3,638,786 N/A 0.450   2017/01/04 0.020   2017/04/27 867,920,000 130,911,972 0.475   2016/12/29 0.385   2016/12/21
13658 J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2017 A HKD 0.415   0.310   0.340   37,380,000 13,996,350 N/A 0.415   2017/04/19 0.310   2017/04/26 37,380,000 13,996,350 -   - -   -
15291 J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A HKD 0.285   0.130   0.151   113,492,000 26,210,964 N/A 0.435   2017/01/26 0.120   2017/03/15 1,490,394,000 422,097,538 0.270   2016/12/20 0.188   2016/12/28
13977 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 A HKD 0.175   0.124   0.137   58,756,000 8,400,146 N/A 0.175   2017/04/26 0.124   2017/04/20 58,756,000 8,400,146 -   - -   -
25800 J P Morgan SP BV - Sinopec Corp European Warrants Jun 2017 A HKD 0.148   0.032   0.032   673,404,000 52,529,058 N/A 0.194   2017/02/02 0.032   2017/04/28 906,922,000 79,570,508 -   - -   -
14049 J P Morgan SP BV - Sinopec Corp European Warrants May 2017 A HKD 0.490   0.146   0.320   1,962,000 606,300 N/A 0.500   2017/01/26 0.079   2017/03/15 309,176,000 56,121,340 0.345   2016/11/03 0.146   2016/11/18
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.105   0.061   0.100   110,010,000 9,915,270 4,992,910 0.105   2017/04/26 0.048   2017/03/09 247,500,000 18,174,040 0.133   2016/02/23 0.047   2016/06/28
15818 J P Morgan SP BV - SMIC European Wts Dec 2017 A HKD 0.109   0.076   0.109   447,825,000 39,482,140 N/A 0.325   2017/01/03 0.076   2017/04/20 697,220,000 80,203,830 0.345   2016/12/30 0.330   2016/12/30
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.360   0.345   0.415   342,500 119,638 1,235,833 0.620   2017/01/03 0.345   2017/04/19 4,006,500 2,049,163 0.640   2016/12/30 0.248   2016/08/05
13808 J P Morgan SP BV - SPDR Gold Trust European Wts Apr 2017 A HKD -   -   0.010   0 0 1,157,306 0.102   2017/01/18 0.013   2017/03/08 21,482,000 1,621,899 0.510   2016/11/09 0.060   2016/12/23
15798 J P Morgan SP BV - SPDR Gold Trust European Wts Jul 2017 A HKD 0.690   0.550   0.550   370,000 227,900 N/A 0.690   2017/04/13 0.445   2017/03/10 2,896,000 1,610,855 0.480   2016/12/30 0.475   2016/12/30
28930 J P Morgan SP BV - Stanchart European Warrants Aug 2017 A HKD 0.245   0.085   0.141   61,051,500 10,018,780 N/A 0.247   2017/03/02 0.085   2017/04/21 124,117,500 22,464,432 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD 0.030   0.010   0.011   1,825,605,000 28,556,660 80,464,082 0.070   2017/02/06 0.010   2017/04/28 8,997,660,000 254,802,100 0.076   2016/01/04 0.012   2016/02/29
14285 J P Morgan SP BV - Stanchart European Warrants Jun 2017 B HKD 0.720   0.310   0.500   414,000 189,010 N/A 1.250   2017/02/06 0.310   2017/04/21 82,365,500 59,348,300 0.590   2016/12/08 0.330   2016/12/30
14454 J P Morgan SP BV - Stanchart European Warrants Nov 2017 A HKD 0.720   0.510   0.570   25,998,000 14,781,770 N/A 0.720   2017/04/27 0.510   2017/04/25 25,998,000 14,781,770 -   - -   -
26286 J P Morgan SP BV - Stanchart European Warrants Sep 2017 A HKD 0.192   0.095   0.117   1,927,000 270,327 N/A 0.430   2017/02/10 0.095   2017/04/19 329,679,000 90,791,248 -   - -   -
25045 J P Morgan SP BV - SUNAC European Warrants Nov 2018 A HKD 0.520   0.380   0.360   2,670,000 1,257,050 N/A 0.520   2017/04/07 0.184   2017/01/27 45,560,000 11,180,670 -   - -   -
28773 J P Morgan SP BV - Sunny Optical European Warrants Dec 2017A HKD 1.290   0.680   1.230   122,490,000 111,088,900 N/A 1.290   2017/04/28 0.435   2017/02/24 259,950,000 233,750,750 -   - -   -
12664 J P Morgan SP BV - Sunny Optical European Warrants May 2017A HKD 1.160   0.430   1.110   4,990,000 3,123,600 28,023,850 1.160   2017/04/21 0.063   2017/01/03 408,070,000 117,461,190 0.670   2016/08/31 0.052   2016/12/23
14635 J P Morgan SP BV - Sunny Optical European Warrants Nov 2017A HKD 0.910   0.780   0.860   21,600,000 18,796,100 N/A 0.910   2017/04/28 0.780   2017/04/26 21,600,000 18,796,100 -   - -   -
27276 J P Morgan SP BV - Sunny Optical European Warrants Sep 2017A HKD 1.250   0.580   1.180   51,290,000 40,666,700 N/A 1.250   2017/04/28 0.390   2017/02/28 332,940,000 215,091,700 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.157   0.115   0.144   26,615,000 3,637,870 3,336,168 0.205   2017/03/16 0.055   2017/02/03 85,505,000 9,767,105 0.325   2016/09/09 0.119   2016/12/29
23461 J P Morgan SP BV - Techtronic European Warrants Oct 2017 A HKD 0.485   0.395   0.475   1,380,000 619,000 N/A 0.485   2017/04/28 0.190   2017/02/03 24,350,000 6,315,555 -   - -   -
13183 J P Morgan SP BV - Tencent European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 3,755,987 0.310   2017/01/05 0.010   2017/03/29 84,300,000 8,068,440 0.390   2016/12/12 0.198   2016/10/25
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD -   -   0.013   0 0 96,313 0.033   2017/01/16 0.015   2017/02/22 6,400,000 170,300 0.125   2016/06/24 0.044   2016/09/06
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD 0.045   0.023   0.023   12,320,000 441,140 N/A 0.179   2017/01/04 0.023   2017/04/25 15,023,650,000 1,767,063,670 0.214   2016/12/23 0.171   2016/12/30
22876 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 B HKD 0.016   0.010   0.010   16,050,000 207,280 N/A 0.110   2017/01/24 0.010   2017/04/25 36,812,230,000 1,975,508,020 -   - -   -
28772 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 D HKD 0.043   0.010   0.010   2,110,300,000 62,589,700 N/A 0.123   2017/03/03 0.010   2017/04/28 4,379,000,000 153,773,580 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD 0.033   0.010   0.010   356,840,000 7,190,130 28,114,477 0.218   2017/01/10 0.010   2017/04/26 3,841,500,000 147,003,440 0.335   2016/12/23 0.170   2016/10/26
26275 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 A HKD 0.054   0.033   0.033   1,270,000 59,560 N/A 0.098   2017/03/03 0.033   2017/04/27 773,930,000 64,424,960 -   - -   -
26278 J P Morgan SP BV - Tencent European Put Warrants May 2017 C HKD -   -   0.010   0 0 N/A 0.300   2017/02/08 0.010   2017/03/29 54,263,000 11,079,720 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD -   -   0.014   0 0 10,638 0.051   2017/01/03 0.030   2017/01/10 320,000 13,680 0.177   2016/05/06 0.037   2016/09/06
14370 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 B HKD 0.110   0.081   0.083   3,905,570,000 337,121,870 N/A 0.110   2017/04/24 0.081   2017/04/28 3,905,570,000 337,121,870 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD 0.049   0.019   0.021   212,010,000 8,044,690 114,840,633 0.208   2017/01/03 0.019   2017/04/27 1,344,020,000 162,624,280 0.250   2016/12/23 0.151   2016/10/25
12537 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 D HKD 0.124   0.040   0.042   10,905,860,000 686,931,350 N/A 0.128   2017/03/27 0.040   2017/04/28 10,908,960,000 687,298,590 -   - -   -
14410 J P Morgan SP BV - Tencent European Warrants Apr 2017 C HKD -   -   1.410   0 0 N/A 1.850   2017/03/21 0.295   2017/03/03 868,455,000 478,356,685 0.870   2016/11/21 0.232   2016/12/28
12564 J P Morgan SP BV - Tencent European Warrants Aug 2018 A HKD 0.173   0.117   0.163   1,993,510,000 321,600,000 N/A 0.173   2017/04/27 0.117   2017/04/11 2,000,990,000 322,535,770 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.240   0.145   0.236   16,910,000 3,021,730 7,379,907 0.240   2017/04/27 0.095   2017/03/03 152,460,000 20,689,140 0.255   2016/09/23 0.073   2016/12/23
29221 J P Morgan SP BV - Tencent European Warrants Jan 2018 A HKD 0.355   0.233   0.345   4,880,000 1,297,910 N/A 0.355   2017/04/26 0.163   2017/03/03 36,210,000 8,355,470 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.540   0.400   0.540   380,000 167,150 4,029,725 0.540   2017/04/28 0.171   2017/01/04 69,430,000 16,664,640 0.400   2016/09/23 0.129   2016/06/28
28087 J P Morgan SP BV - Tencent European Warrants Jul 2017 C HKD 1.320   0.560   1.250   45,039,000 39,922,370 N/A 1.320   2017/04/27 0.290   2017/03/03 5,510,007,000 2,948,822,950 -   - -   -
13976 J P Morgan SP BV - Tencent European Warrants Jul 2017 E HKD 1.010   0.550   0.950   51,286,000 39,423,370 N/A 1.010   2017/04/27 0.550   2017/04/19 51,286,000 39,423,370 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD 0.630   0.445   0.620   8,130,000 4,035,950 3,013,105 0.630   2017/04/26 0.184   2017/01/04 38,910,000 11,338,510 0.450   2016/09/23 0.080   2016/02/12
14373 J P Morgan SP BV - Tencent European Warrants Jun 2017 C HKD 0.325   0.160   0.320   31,020,000 6,977,220 N/A 0.325   2017/04/27 0.075   2017/01/04 87,428,760,000 8,315,000,680 0.139   2016/11/29 0.054   2016/12/23
14615 J P Morgan SP BV - Tencent European Warrants Jun 2017 D HKD 0.465   0.275   0.465   6,400,000 2,097,650 N/A 0.465   2017/04/27 0.097   2017/01/04 11,235,810,000 1,208,783,640 0.167   2016/12/01 0.068   2016/12/23
14619 J P Morgan SP BV - Tencent European Warrants Jun 2017 E HKD 0.385   0.213   0.380   5,480,000 1,780,010 N/A 0.385   2017/04/27 0.088   2017/01/04 3,538,980,000 396,433,360 0.145   2016/11/28 0.062   2016/12/23
29218 J P Morgan SP BV - Tencent European Warrants Jun 2017 F HKD 0.365   0.134   0.295   320,608,000 65,062,034 N/A 0.415   2017/03/21 0.125   2017/03/03 2,069,652,000 624,801,560 -   - -   -
29626 J P Morgan SP BV - Tencent European Warrants Jun 2017 G HKD 1.750   0.750   1.650   2,124,000 2,656,620 N/A 1.750   2017/04/27 0.490   2017/03/10 4,060,436,000 2,425,087,685 -   - -   -
12367 J P Morgan SP BV - Tencent European Warrants Jun 2017 H HKD 0.280   0.143   0.218   1,750,330,000 441,215,548 N/A 0.295   2017/03/27 0.143   2017/04/19 1,753,485,000 441,980,881 -   - -   -
29219 J P Morgan SP BV - Tencent European Warrants Mar 2018 B HKD 0.244   0.166   0.239   36,560,000 7,081,410 N/A 0.244   2017/04/27 0.107   2017/03/03 79,500,000 14,254,840 -   - -   -
13905 J P Morgan SP BV - Tencent European Warrants May 2017 A HKD 0.173   0.058   0.158   605,640,000 63,726,010 708,098,918 0.173   2017/04/27 0.028   2017/03/03 29,304,080,000 1,240,452,690 0.159   2016/10/20 0.022   2016/12/28
25911 J P Morgan SP BV - Tencent European Warrants May 2017 B HKD 1.000   0.215   1.000   13,071,000 4,370,588 N/A 1.000   2017/04/25 0.128   2017/03/03 2,176,341,000 621,444,271 -   - -   -
14722 J P Morgan SP BV - Tencent European Warrants Nov 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.250   0.154   0.250   25,630,000 4,724,040 987,879,727 0.250   2017/04/27 0.089   2017/03/03 54,638,220,000 5,913,553,960 0.275   2016/09/23 0.077   2016/12/23
29220 J P Morgan SP BV - Tencent European Warrants Oct 2017 C HKD 0.174   0.102   0.162   18,555,720,000 2,189,791,650 N/A 0.174   2017/04/26 0.095   2017/03/23 37,718,560,000 4,475,560,520 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.510   0.400   0.510   1,080,000 468,450 1,333,555 0.510   2017/04/27 0.187   2017/01/04 19,440,000 4,842,010 0.420   2016/09/23 0.149   2016/12/28
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.405   0.248   0.405   13,270,000 4,523,410 21,187,775 0.405   2017/04/27 0.141   2017/01/04 289,150,000 58,746,550 0.360   2016/09/23 0.111   2016/12/23
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.285   0.168   0.285   72,670,000 14,786,440 870,064,372 0.285   2017/04/27 0.082   2017/01/04 9,120,710,000 1,109,992,020 0.290   2016/09/23 0.060   2016/12/23
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.121   0.074   0.111   25,176,850,000 2,246,885,470 693,635,533 0.121   2017/04/26 0.050   2017/03/03 46,112,820,000 4,159,763,590 0.172   2016/10/06 0.043   2016/12/23
12797 J P Morgan SP BV - Tencent European Warrants Sep 2017 E HKD 0.530   0.290   0.510   4,218,000 1,665,245 N/A 0.530   2017/04/26 0.290   2017/04/12 5,052,000 1,957,855 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD 0.078   0.049   0.051   1,462,000 90,798 495,764 0.078   2017/04/05 0.034   2017/02/21 13,086,000 684,998 0.199   2016/01/04 0.031   2016/08/05
12830 J P Morgan SP BV - Tracker Fund European Put Warrants Aug18B HKD 0.189   0.168   0.163   80,000 13,645 N/A 0.189   2017/04/24 0.168   2017/04/26 80,000 13,645 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD -   -   0.010   0 0 4,947,124 0.111   2017/01/03 0.010   2017/03/22 63,160,000 3,432,720 0.137   2016/12/23 0.077   2016/12/08
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.045   0.028   0.028   14,700,000 534,465 1,575,623 0.126   2017/01/03 0.028   2017/04/28 88,015,000 4,914,360 0.158   2016/08/11 0.093   2016/09/09
12824 J P Morgan SP BV - Tracker Fund European Warrants Aug 2018 A HKD 0.136   0.117   0.137   2,915,000 357,780 N/A 0.136   2017/04/25 0.117   2017/04/20 2,915,000 357,780 -   - -   -
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.236   0.185   0.230   354,145,000 75,187,700 54,207,997 0.260   2017/03/21 0.132   2017/01/03 1,276,880,000 269,108,890 0.305   2016/09/09 0.077   2016/02/12
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD -   -   0.400   0 0 3,828,094 0.375   2017/02/16 0.231   2017/01/03 15,990,000 4,010,935 0.395   2016/10/03 0.137   2016/02/12
25142 J P Morgan SP BV - Travelsky Tech European Warrants Dec 17 A HKD 0.375   0.280   0.360   1,220,000 420,000 N/A 0.375   2017/04/26 0.216   2017/02/24 48,000,000 12,510,590 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD -   -   0.305   0 0 275,542 0.485   2017/02/07 0.365   2017/01/04 2,650,000 1,078,050 0.480   2016/12/02 0.168   2016/07/06
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.088   0.086   0.088   160,000 13,880 374,900 0.114   2017/01/24 0.053   2017/03/06 34,960,000 2,172,920 0.204   2016/01/08 0.107   2016/07/21
21610 J P Morgan SP BV - Weigao Group European Warrants May 2017 A HKD -   -   0.012   0 0 0 -   - -   - 0 0 0.078   2016/04/14 0.078   2016/04/14
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.198   0.180   0.191   2,370,000 452,495 N/A 0.203   2017/01/17 0.149   2017/03/22 16,180,000 2,746,655 0.240   2016/11/10 0.207   2016/12/21
11472 J P Morgan SP BV - Wharf European Warrants Oct 2017 A HKD 0.260   0.158   0.163   86,110,000 17,123,110 N/A 0.335   2017/03/17 0.158   2017/04/28 86,520,000 17,233,660 -   - -   -
11868 J P Morgan SP BV - Wynn Macau European Warrants Apr 2017 A HKD 0.220   0.075   0.098   52,196,000 6,261,060 16,550,650 0.220   2017/04/18 0.027   2017/02/23 1,062,500,000 69,118,168 0.193   2016/09/15 0.038   2016/12/29
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.245   0.158   0.194   265,500,000 56,294,420 15,306,441 0.245   2017/04/12 0.099   2017/02/23 501,264,000 91,600,000 0.147   2016/11/25 0.071   2016/11/14
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.203   0.111   0.141   80,960,000 13,188,780 13,339,183 0.203   2017/04/12 0.096   2017/01/03 372,580,000 50,003,940 0.179   2016/10/24 0.070   2016/08/29
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.355   0 0 4,830 0.242   2017/01/05 0.241   2017/01/04 120,000 28,980 0.248   2016/06/29 0.156   2016/03/29
28864 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 B HKD 0.880   0.325   0.455   24,238,000 13,947,130 N/A 0.880   2017/04/12 0.270   2017/03/31 49,778,000 23,112,880 -   - -   -
26337 J P Morgan SP BV - Zall Group European Warrants Dec 2018 A HKD 0.173   0.160   0.162   540,000 87,090 N/A 0.239   2017/02/07 0.160   2017/04/26 11,100,000 2,475,960 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.099   0.066   0.067   73,015,000 6,112,150 N/A 0.152   2017/02/09 0.066   2017/04/28 201,485,000 21,029,440 0.137   2016/11/22 0.081   2016/12/22
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD 0.018   0.010   0.010   8,290,000 102,090 5,392,496 0.055   2017/02/07 0.010   2017/04/13 181,490,000 5,915,560 0.238   2016/08/08 0.027   2016/12/23
28078 J P Morgan SP BV - Zijin Mining European Warrants Dec 2017 A HKD 0.315   0.160   0.161   30,792,000 6,766,640 N/A 0.330   2017/03/17 0.160   2017/04/28 59,060,000 13,040,568 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.260   0.079   0.079   16,432,000 3,038,226 23,779,251 0.315   2017/03/17 0.079   2017/04/28 448,384,000 85,376,326 0.370   2016/11/09 0.040   2016/11/28
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.400   0.300   0.385   556,000 208,590 N/A 0.400   2017/04/20 0.228   2017/03/07 486,492,000 140,807,652 0.375   2016/12/30 0.260   2016/12/23
29496 J P Morgan SP BV - ZTE European Warrants Dec 2017 B HKD 0.226   0.159   0.211   66,590,000 13,338,070 N/A 0.250   2017/03/24 0.130   2017/03/10 400,910,000 71,532,404 -   - -   -
14700 J P Morgan SP BV - ZTE European Warrants Feb 2018 A HKD 0.208   0.203   0.213   324,000 66,110 N/A 0.208   2017/04/27 0.203   2017/04/28 324,000 66,110 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.088   0.062   0.054   1,260,000 91,580 122,427 0.125   2017/02/13 0.062   2017/04/12 4,860,000 475,720 0.235   2016/07/11 0.089   2016/12/15
14052 Macquarie Bank Ltd-Skyworth Digital European Wts Mar 2018 A HKD 0.890   0.880   0.890   60,000 53,100 N/A 0.890   2017/04/25 0.880   2017/04/25 60,000 53,100 -   - -   -
21294 Macquarie Bank Ltd-Skyworth Digital European Wts May 2017 A HKD -   -   0.010   0 0 967 0.020   2017/02/02 0.010   2017/02/16 380,000 5,800 0.085   2016/01/05 0.020   2016/10/11
15760 Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A HKD 1.220   0.670   0.710   1,270,000 1,040,000 N/A 1.580   2017/02/14 0.670   2017/04/21 2,924,000 3,232,440 -   - -   -
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.020   0.017   0.017   1,090,000 18,800 238,299 0.053   2017/01/06 0.017   2017/04/11 17,338,000 573,548 0.225   2016/02/11 0.047   2016/12/12
24593 Macquarie Bank Ltd. - A50 China European Warrants Apr 2017 A HKD -   -   0.018   0 0 1,032,574 0.024   2017/02/21 0.019   2017/02/23 6,208,000 134,083 0.150   2016/01/04 0.021   2016/12/20
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.202   0.197   0.197   40,000 7,980 139,261 0.245   2017/02/20 0.197   2017/04/19 3,526,000 816,797 0.260   2016/12/05 0.129   2016/02/03
26181 Macquarie Bank Ltd. - A50 China European Warrants Oct 2017 A HKD 0.310   0.098   0.098   20,154,500 2,224,634 N/A 0.435   2017/02/21 0.098   2017/04/28 27,068,500 4,714,784 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD 0.345   0.305   0.320   40,200,000 13,165,000 2,836,792 0.345   2017/04/25 0.211   2017/02/01 56,700,000 16,965,300 0.238   2016/10/17 0.182   2016/11/11
13047 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2019 A HKD 0.255   0.255   0.325   200,000 51,000 N/A 0.255   2017/04/18 0.255   2017/04/18 200,000 51,000 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 1.920   0.580   1.760   26,635,000 33,145,950 6,434,542 1.920   2017/04/28 0.580   2017/04/07 32,370,000 38,462,600 1.950   2016/08/30 0.510   2016/12/15
14681 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14576 Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.070   0.038   0.044   12,536,000 695,296 1,007,129 0.181   2017/01/04 0.033   2017/03/16 73,996,000 4,107,188 0.255   2016/11/14 0.167   2016/12/09
14597 Macquarie Bank Ltd. - AIA European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.234   2017/01/03 0.020   2017/03/23 404,766,000 53,817,566 0.280   2016/12/09 0.199   2016/12/21
13124 Macquarie Bank Ltd. - AIA European Put Warrants Sep 2017 A HKD 0.207   0.049   0.051   346,286,000 29,940,038 N/A 0.229   2017/03/31 0.049   2017/04/28 348,646,000 30,462,678 -   - -   -
13105 Macquarie Bank Ltd. - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 19,442 -   - -   - 100,000 1,000 0.220   2016/10/06 0.026   2016/12/02
20104 Macquarie Bank Ltd. - AIA European Warrants Aug 2017 A HKD 0.465   0.335   0.450   1,744,000 715,260 N/A 0.465   2017/04/26 0.275   2017/02/08 68,088,000 22,867,630 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.116   0.035   0.086   21,022,000 1,644,656 3,806,178 0.116   2017/04/27 0.035   2017/04/19 126,592,000 7,573,110 0.255   2016/10/13 0.035   2016/12/29
15061 Macquarie Bank Ltd. - AIA European Warrants Jul 2017 A HKD 0.295   0.071   0.250   384,634,000 48,154,968 N/A 0.295   2017/04/27 0.071   2017/04/20 792,960,000 90,350,902 0.141   2016/12/14 0.070   2016/12/29
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD 0.034   0.020   0.020   4,500,000 104,100 7,320,920 0.055   2017/02/27 0.011   2017/01/11 165,370,000 5,748,988 0.197   2016/10/26 0.026   2016/12/08
14085 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 B HKD 0.500   0.095   0.495   59,588,000 9,871,204 N/A 0.500   2017/04/27 0.088   2017/01/03 530,500,000 92,063,794 0.415   2016/11/08 0.088   2016/12/29
13125 Macquarie Bank Ltd. - AIA European Warrants Nov 2017 A HKD 0.214   0.074   0.173   997,786,000 120,997,726 N/A 0.214   2017/04/27 0.074   2017/04/19 999,954,000 121,266,520 -   - -   -
27505 Macquarie Bank Ltd. - AIA European Warrants Oct 2017 A HKD 0.355   0.113   0.275   116,430,000 16,885,886 N/A 0.355   2017/04/27 0.113   2017/04/18 2,768,236,000 521,351,336 -   - -   -
21548 Macquarie Bank Ltd. - Air China European Warrants Apr 2017 A HKD -   -   0.072   0 0 0 -   - -   - 0 0 -   - -   -
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.096   0.062   0.079   4,760,000 388,400 1,541,193 0.096   2017/04/07 0.051   2017/01/09 112,320,000 8,347,740 0.222   2016/04/14 0.050   2016/12/30
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.148   2016/01/04 0.038   2016/09/27
26761 Macquarie Bank Ltd. - Ali Health European Warrants May 2017A HKD -   -   0.020   0 0 121,197 0.077   2017/01/03 0.035   2017/02/17 12,600,000 671,800 0.325   2016/06/01 0.083   2016/12/29
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD -   -   0.020   0 0 383 -   - -   - 0 0 0.095   2016/01/06 0.023   2016/12/09
26544 Macquarie Bank Ltd. - Ali Pictures European Warrants May17 A HKD -   -   0.010   0 0 77,865 0.106   2017/01/11 0.026   2017/03/17 5,830,000 290,390 1.000   2016/04/12 0.305   2016/11/04
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.075   0 0 0 -   - -   - 0 0 -   - -   -
29071 Macquarie Bank Ltd. - Angang Steel European Wts Jan 2019 A HKD 0.192   0.141   0.153   46,640,000 8,146,420 N/A 0.231   2017/03/06 0.141   2017/04/28 63,360,000 11,244,500 -   - -   -
12859 Macquarie Bank Ltd. - Anhui Conch European Wts Apr 2017 A HKD -   -   0.390   0 0 4,902,407 0.390   2017/03/24 0.074   2017/01/03 34,540,000 6,705,510 0.300   2016/08/30 0.074   2016/12/29
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD 0.163   0.068   0.086   92,290,000 9,662,145 12,863,664 0.234   2017/02/23 0.068   2017/04/27 417,275,000 60,187,100 0.176   2016/10/25 0.079   2016/12/29
14432 Macquarie Bank Ltd. - Anhui Conch European Wts Mar 2018 A HKD 0.285   0.232   0.232   3,370,000 819,670 N/A 0.285   2017/04/25 0.232   2017/04/28 3,370,000 819,670 -   - -   -
29296 Macquarie Bank Ltd. - Anta Sports European Wts Jan 2018 A HKD 0.255   0.203   0.208   17,380,000 4,017,700 N/A 0.370   2017/03/14 0.203   2017/04/10 30,100,000 7,319,350 -   - -   -
11166 Macquarie Bank Ltd. - Anta Sports European Wts May 2017 A HKD 0.550   0.510   0.550   600,000 321,000 203,250 0.870   2017/02/01 0.450   2017/03/31 2,240,000 1,219,500 0.560   2016/08/15 0.285   2016/07/07
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.395   0.340   0.365   5,650,000 2,124,850 560,095 0.395   2017/04/28 0.265   2017/01/06 8,410,000 3,117,100 0.265   2016/10/28 0.153   2016/01/21
29604 Macquarie Bank Ltd. - ASM Pacific European Wts Oct 2018 A HKD 0.440   0.400   0.440   400,000 168,250 N/A 0.440   2017/04/28 0.380   2017/03/10 700,000 286,750 -   - -   -
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD 0.137   0.097   0.098   14,810,000 1,703,750 1,620,185 0.203   2017/01/17 0.097   2017/04/27 61,750,000 9,721,110 0.260   2016/07/20 0.205   2016/10/18
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD 0.365   0.260   0.260   9,280,000 2,833,600 N/A 0.480   2017/03/21 0.260   2017/04/28 19,020,000 6,538,300 -   - -   -
13337 Macquarie Bank Ltd. - Bank of EA European Wts Feb 2018 A HKD 0.243   0.160   0.209   18,540,000 3,508,550 N/A 0.243   2017/04/05 0.160   2017/04/24 18,540,000 3,508,550 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD 0.026   0.010   0.010   2,680,000 41,114 765,125 0.139   2017/02/15 0.010   2017/04/28 22,336,000 1,139,184 0.315   2016/08/19 0.055   2016/12/22
29040 Macquarie Bank Ltd. - BankComm European Warrants Mar 2018 A HKD 0.280   0.164   0.195   20,404,000 4,139,524 N/A 0.370   2017/03/02 0.164   2017/04/20 36,666,000 9,382,794 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.051   0.047   0.044   150,000 7,370 1,650,998 0.224   2017/02/16 0.047   2017/04/07 48,345,000 9,110,125 0.470   2016/09/22 0.129   2016/12/28
12680 Macquarie Bank Ltd. - BBMG European Warrants Dec 2017 A HKD 1.250   0.415   0.475   19,260,000 16,894,520 N/A 1.250   2017/04/05 0.335   2017/03/31 19,520,000 16,996,270 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD 0.102   0.010   0.027   71,280,000 4,759,850 803,835 0.102   2017/04/05 0.010   2017/04/20 71,280,000 4,759,850 0.109   2016/04/13 0.023   2016/12/01
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 1.650   0.580   0.710   10,618,000 10,993,580 4,131,319 1.650   2017/04/05 0.355   2017/03/31 32,096,000 23,090,580 0.840   2016/08/16 0.370   2016/12/29
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD 0.440   0.295   0.390   5,180,000 2,044,100 470,787 0.440   2017/04/12 0.184   2017/01/23 8,700,000 2,824,720 0.375   2016/04/13 0.228   2016/02/12
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD 0.375   0.265   0.340   300,000 104,700 63,203 0.375   2017/04/13 0.184   2017/01/20 1,380,000 354,500 0.207   2016/12/29 0.205   2016/12/29
14200 Macquarie Bank Ltd. - Beijing Air European Wts Aug 2018 A HKD 0.295   0.290   0.295   160,000 47,000 N/A 0.295   2017/04/21 0.290   2017/04/21 160,000 47,000 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.136   0.117   0.134   19,960,000 2,532,090 3,559,272 0.168   2017/02/24 0.111   2017/01/16 137,120,000 18,564,280 0.247   2016/08/08 0.104   2016/12/29
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.027   0 0 200,635 0.038   2017/02/21 0.029   2017/03/02 32,210,000 1,203,810 0.126   2016/01/06 0.039   2016/06/16
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD 0.032   0.020   0.028   4,240,000 112,240 97,150 0.052   2017/02/10 0.020   2017/04/07 13,940,000 502,800 0.108   2016/01/04 0.019   2016/07/08
25651 Macquarie Bank Ltd. - BOCHK European Warrants May 2017 A HKD 0.650   0.650   0.630   100,000 65,000 44,767 0.650   2017/04/10 0.580   2017/02/01 440,000 268,600 0.450   2016/09/09 0.134   2016/02/12
12454 Macquarie Bank Ltd. - BOCHK European Warrants May 2018 A HKD 0.290   0.244   0.247   5,630,000 1,476,850 N/A 0.290   2017/04/05 0.239   2017/03/30 35,610,000 8,800,380 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 0.990   0.550   0.700   6,339,000 5,084,695 6,222,924 1.070   2017/03/27 0.500   2017/01/09 23,973,000 19,797,025 0.990   2016/12/08 0.450   2016/12/28
15180 Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A HKD 0.131   0.052   0.089   86,509,000 10,207,346 N/A 0.255   2017/02/16 0.052   2017/04/20 423,408,000 62,511,979 0.140   2016/12/16 0.088   2016/12/28
28799 Macquarie Bank Ltd. - BOCL European Warrants Dec 2017 A HKD 0.099   0.064   0.081   117,056,000 9,398,783 N/A 0.204   2017/02/24 0.064   2017/04/12 642,200,000 84,496,643 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD -   -   0.620   0 0 350,668 0.510   2017/02/09 0.335   2017/01/03 3,200,000 1,207,370 0.570   2016/09/07 0.255   2016/06/28
12634 Macquarie Bank Ltd. - BOCL European Warrants May 2017 A HKD 0.067   0.016   0.015   5,783,000 177,894 287,349 0.250   2017/02/16 0.016   2017/04/13 14,495,000 1,385,280 0.255   2016/09/09 0.061   2016/12/19
13500 Macquarie Bank Ltd. - BOCL European Warrants May 2017 B HKD -   -   0.010   0 0 3,990,107 0.151   2017/02/16 0.030   2017/03/30 196,169,000 22,363,187 0.154   2016/09/29 0.040   2016/12/14
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.490   0.380   0.480   3,740,000 1,636,000 592,150 0.550   2017/03/28 0.325   2017/02/03 8,340,000 3,448,300 0.365   2016/11/30 0.233   2016/10/04
19440 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2018 A HKD 0.300   0.255   0.330   920,000 249,200 N/A 0.400   2017/03/16 0.234   2017/02/03 6,420,000 2,091,940 -   - -   -
11848 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Jun 2018 A HKD 0.233   0.193   0.232   20,520,000 4,286,700 N/A 0.233   2017/04/10 0.193   2017/04/19 20,520,000 4,286,700 -   - -   -
13819 Macquarie Bank Ltd. - BYD European Put Warrants Dec 2017 A HKD 0.510   0.510   0.510   60,000 30,600 N/A 0.510   2017/04/24 0.510   2017/04/24 60,000 30,600 -   - -   -
14343 Macquarie Bank Ltd. - BYD European Put Warrants Jun 2017 A HKD 0.124   0.020   0.022   151,930,000 9,110,930 N/A 0.420   2017/01/04 0.020   2017/04/26 330,815,000 38,767,095 0.485   2016/12/23 0.355   2016/11/30
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD -   -   0.070   0 0 154,025 0.088   2017/01/03 0.051   2017/03/30 1,300,000 81,450 0.190   2016/09/07 0.087   2016/12/22
20552 Macquarie Bank Ltd. - BYD European Warrants Aug 2017 A HKD 0.255   0.183   0.186   32,340,000 7,211,775 N/A 0.460   2017/02/09 0.172   2017/03/30 85,040,000 24,243,295 -   - -   -
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.234   0.221   0.221   6,500,000 1,493,600 294,333 0.255   2017/02/09 0.221   2017/04/27 7,150,000 1,648,450 0.330   2016/07/21 0.212   2016/02/15
14387 Macquarie Bank Ltd. - BYD European Warrants Jun 2017 B HKD 0.146   0.061   0.063   172,670,000 16,668,475 N/A 0.380   2017/02/09 0.061   2017/04/28 478,515,000 82,879,990 0.730   2016/11/28 0.290   2016/12/30
12972 Macquarie Bank Ltd. - BYD European Warrants May 2017 A HKD -   -   0.010   0 0 782,967 0.019   2017/01/06 0.013   2017/01/09 10,020,000 146,780 0.410   2016/09/09 0.014   2016/12/29
29082 Macquarie Bank Ltd. - BYD European Warrants Oct 2017 A HKD 0.550   0.430   0.470   15,440,000 7,377,150 N/A 0.550   2017/04/11 0.400   2017/03/30 18,910,000 8,990,775 -   - -   -
27552 Macquarie Bank Ltd. - Car Inc European Warrants Apr 2017 A HKD -   -   0.010   0 0 14,640 -   - -   - 0 0 0.232   2016/04/25 0.010   2016/12/16
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.110   0.098   0.101   8,520,000 873,470 2,895,998 0.154   2017/02/09 0.098   2017/04/20 25,030,000 3,057,230 0.290   2016/09/09 0.142   2016/12/20
25388 Macquarie Bank Ltd. - Cathay Pacific European Wts Jan 2019 A HKD 0.216   0.169   0.205   13,530,000 2,626,230 N/A 0.290   2017/03/06 0.169   2017/04/11 59,830,000 13,846,060 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.084   0.050   0.065   1,720,000 100,220 1,725,330 0.107   2017/03/06 0.050   2017/04/20 115,530,000 8,793,650 0.194   2016/10/12 0.066   2016/12/28
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.021   0.018   0.018   1,300,000 26,400 55,058 0.040   2017/03/07 0.018   2017/04/19 8,660,000 252,820 0.244   2016/03/31 0.026   2016/12/30
13056 Macquarie Bank Ltd. - CC Bank European Put Warrants Apr 17 B HKD -   -   0.010   0 0 7,845,344 0.094   2017/01/05 0.010   2017/02/22 37,396,000 2,510,453 0.238   2016/11/09 0.069   2016/12/30
13014 Macquarie Bank Ltd. - CC Bank European Put Wts Nov 2017 A HKD 0.540   0.385   0.395   22,319,000 10,388,885 N/A 0.540   2017/04/20 0.385   2017/04/26 23,445,000 10,870,525 -   - -   -
12615 Macquarie Bank Ltd. - CC Bank European Warrants Apr 2017 A HKD -   -   0.025   0 0 2,533,783 0.138   2017/02/16 0.024   2017/02/03 194,336,000 14,972,179 0.250   2016/09/09 0.030   2016/12/21
14777 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 A HKD 0.128   0.027   0.070   8,510,000 769,674 N/A 0.305   2017/02/23 0.027   2017/04/19 1,407,017,000 227,187,482 0.237   2016/12/08 0.094   2016/12/23
17405 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 B HKD -   -   0.415   0 0 N/A 0.560   2017/02/16 0.209   2017/02/08 292,124,000 80,898,429 -   - -   -
13013 Macquarie Bank Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.345   0.170   0.214   153,860,000 30,072,261 N/A 0.380   2017/03/30 0.170   2017/04/19 154,584,000 30,337,486 -   - -   -
28690 Macquarie Bank Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.116   0.055   0.076   718,205,000 62,363,060 N/A 0.243   2017/02/23 0.055   2017/04/19 2,153,270,000 310,006,340 -   - -   -
26957 Macquarie Bank Ltd. - CEB Bank European Warrants Apr 2017 A HKD -   -   0.020   0 0 593,447 0.204   2017/01/23 0.020   2017/03/29 28,978,000 2,830,812 0.630   2016/04/14 0.220   2016/12/15
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD 0.153   0.095   0.093   6,728,000 825,078 814,601 0.275   2017/01/23 0.095   2017/04/24 21,888,000 4,136,768 0.490   2016/09/06 0.275   2016/11/21
22845 Macquarie Bank Ltd. - CGN Power European Warrants Apr 2017 A HKD -   -   0.010   0 0 650 0.013   2017/03/17 0.013   2017/03/17 300,000 3,900 0.042   2016/01/06 0.025   2016/08/29
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.024   0 0 9,000 0.025   2017/02/17 0.020   2017/02/16 1,000,000 23,000 0.073   2016/01/05 0.013   2016/11/18
15516 Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A HKD 0.165   0.107   0.107   2,880,000 361,980 N/A 0.315   2017/02/15 0.107   2017/04/21 35,070,000 9,130,568 -   - -   -
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.133   0.103   0.110   8,300,000 1,021,010 2,359,063 0.177   2017/02/17 0.103   2017/04/24 63,655,000 9,162,500 0.241   2016/08/11 0.116   2016/12/29
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD -   -   0.023   0 0 151,273 0.036   2017/02/17 0.021   2017/02/08 3,550,000 110,990 0.255   2016/01/06 0.021   2016/12/05
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.204   0.133   0.138   12,430,000 1,750,360 2,650,260 0.204   2017/04/06 0.106   2017/01/05 85,050,000 13,464,340 0.310   2016/04/19 0.099   2016/12/23
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.020   0 0 620 0.028   2017/02/28 0.026   2017/02/27 140,000 3,720 0.071   2016/08/17 0.018   2016/02/11
14929 Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A HKD 0.217   0.206   0.211   3,600,000 764,820 N/A 0.246   2017/03/15 0.206   2017/04/27 4,220,000 913,150 -   - -   -
26499 Macquarie Bank Ltd. - Ch LongYuan European Wts May 2017 A HKD 0.720   0.590   0.590   410,000 274,600 575,143 1.760   2017/02/14 0.590   2017/04/28 878,000 1,015,250 2.590   2016/08/17 1.050   2016/03/01
24383 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2018 A HKD 0.540   0.250   0.265   7,719,000 3,032,115 N/A 0.920   2017/02/23 0.250   2017/04/24 44,430,000 27,789,540 -   - -   -
29079 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2019 A HKD 0.720   0.435   0.435   7,464,000 3,748,920 N/A 0.960   2017/03/02 0.435   2017/04/28 11,319,000 6,773,340 -   - -   -
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD -   -   0.300   0 0 18,783 0.340   2017/03/10 0.340   2017/03/10 100,000 34,000 0.390   2016/10/28 0.243   2016/06/28
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.248   0.239   0.206   880,000 214,400 922,123 0.320   2017/01/26 0.238   2017/03/27 2,080,000 510,560 0.315   2016/10/11 0.234   2016/11/09
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.062   0.050   0.056   200,000 10,780 28,913 0.062   2017/04/05 0.033   2017/01/18 3,500,000 162,120 0.192   2016/01/04 0.026   2016/12/20
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.170   0.134   0.140   30,260,000 4,503,100 4,303,497 0.189   2017/03/27 0.115   2017/02/08 152,900,000 24,287,300 0.249   2016/08/15 0.116   2016/12/30
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD 0.270   0.235   0.247   5,840,000 1,443,260 317,033 0.270   2017/04/19 0.208   2017/01/03 7,440,000 1,822,040 0.208   2016/12/29 0.193   2016/12/29
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.415   0.405   0.390   280,000 115,200 214,983 0.440   2017/03/23 0.380   2017/03/10 2,840,000 1,174,700 0.375   2016/11/29 0.191   2016/09/12
25865 Macquarie Bank Ltd. - CHALCO European Warrants Jan 2018 A HKD 0.485   0.315   0.315   12,208,000 4,904,910 N/A 0.770   2017/03/02 0.315   2017/04/28 47,320,000 24,598,120 -   - -   -
14055 Macquarie Bank Ltd. - CHALCO European Warrants Jun 2017 A HKD 0.570   0.310   0.310   1,136,000 517,580 N/A 0.920   2017/03/02 0.280   2017/01/10 13,006,000 7,099,730 0.630   2016/11/25 0.280   2016/12/29
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD 0.032   0.020   0.022   460,000 11,060 2,852,620 0.275   2017/01/05 0.020   2017/04/28 160,800,000 16,355,140 0.300   2016/12/30 0.223   2016/11/10
15234 Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A HKD 0.275   0.183   0.199   40,560,000 9,006,680 N/A 0.280   2017/02/09 0.174   2017/03/10 129,520,000 28,866,900 0.218   2016/12/16 0.193   2016/12/29
25592 Macquarie Bank Ltd. - Chi Res Land European Wts Jul 2018 A HKD 0.400   0.320   0.340   15,640,000 5,580,200 N/A 0.420   2017/02/09 0.300   2017/03/10 49,440,000 17,596,400 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.069   0.037   0.037   58,100,000 2,961,240 3,201,217 0.099   2017/02/09 0.037   2017/04/28 243,920,000 15,294,020 0.237   2016/09/29 0.035   2016/12/30
11214 Macquarie Bank Ltd. - Chi Res Power European Wts Apr 2017 A HKD -   -   0.355   0 0 129,710 0.900   2017/01/10 0.335   2017/03/24 1,044,000 658,060 2.590   2016/08/19 0.930   2016/12/21
11957 Macquarie Bank Ltd. - Chi Res Power European Wts Jul 2018 A HKD 0.255   0.218   0.221   2,200,000 516,460 N/A 0.255   2017/04/12 0.218   2017/04/20 2,240,000 526,660 -   - -   -
24387 Macquarie Bank Ltd. - China Agri European Wts Apr 2018 A HKD -   -   0.770   0 0 N/A 1.040   2017/02/15 0.900   2017/02/07 2,010,000 1,951,360 -   - -   -
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.078   0.027   0.033   9,423,000 448,793 2,127,727 0.198   2017/02/23 0.027   2017/04/21 88,706,000 11,716,574 0.320   2016/09/09 0.095   2016/12/28
13408 Macquarie Bank Ltd. - China Cinda European Wts May 2017 A HKD 0.080   0.010   0.010   1,467,000 70,501 1,329,945 0.225   2017/03/17 0.010   2017/04/18 34,990,000 3,982,928 0.335   2016/09/26 0.121   2016/12/20
11296 Macquarie Bank Ltd. - China Coal European Wts Apr 2017 A HKD -   -   0.010   0 0 358,424 0.053   2017/01/24 0.014   2017/02/08 32,516,000 1,071,295 0.670   2016/07/12 0.025   2016/12/29
21490 Macquarie Bank Ltd. - China Coal European Wts Dec 2017 A HKD 0.395   0.300   0.206   5,622,000 1,921,420 N/A 0.540   2017/02/16 0.280   2017/03/31 19,968,000 8,227,105 -   - -   -
14901 Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A HKD 1.010   0.640   0.650   2,752,000 2,302,360 N/A 1.250   2017/03/23 0.640   2017/04/28 23,406,000 20,996,140 0.720   2016/12/22 0.610   2016/12/28
12139 Macquarie Bank Ltd. - China East Air European Wts Feb 2018 A HKD 0.550   0.375   0.380   2,796,000 1,281,980 N/A 0.860   2017/03/23 0.375   2017/04/28 3,240,000 1,639,260 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.045   0.045   0.036   40,000 1,800 123,617 0.070   2017/03/23 0.024   2017/01/19 14,840,000 648,700 0.157   2016/04/14 0.018   2016/12/13
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD -   -   0.170   0 0 105,098 0.237   2017/03/15 0.154   2017/01/04 2,940,000 595,650 0.216   2016/10/27 0.142   2016/12/29
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.096   0.062   0.084   20,580,000 1,712,780 505,127 0.101   2017/03/21 0.060   2017/03/31 36,220,000 2,909,300 0.265   2016/09/09 0.082   2016/12/28
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.191   0.096   0.096   18,520,000 2,359,540 861,947 0.191   2017/04/05 0.096   2017/04/28 34,280,000 4,663,220 0.228   2016/10/11 0.098   2016/12/22
12700 Macquarie Bank Ltd. - China Life European Wts Apr 2017 A HKD -   -   0.010   0 0 17,112,822 0.620   2017/02/15 0.010   2017/03/27 242,741,000 46,682,633 1.100   2016/09/22 0.140   2016/12/29
21816 Macquarie Bank Ltd. - China Life European Wts Aug 2017 A HKD 1.200   0.730   1.010   5,246,000 4,743,950 N/A 1.200   2017/04/27 0.730   2017/04/19 5,246,000 4,743,950 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.275   0.166   0.216   26,410,000 5,464,540 N/A 0.375   2017/02/14 0.166   2017/04/19 59,070,000 14,528,080 0.305   2016/11/30 0.159   2016/12/29
15162 Macquarie Bank Ltd. - China Life European Wts Feb 2018 B HKD 0.290   0.187   0.222   19,980,000 4,391,900 N/A 0.365   2017/02/21 0.159   2017/01/03 50,360,000 12,498,960 0.174   2016/12/16 0.148   2016/12/23
15459 Macquarie Bank Ltd. - China Life European Wts Jul 2017 A HKD 0.420   0.410   0.400   60,000 24,900 N/A 0.520   2017/02/21 0.221   2017/01/03 3,550,000 946,520 0.215   2016/12/30 0.195   2016/12/23
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.450   0.330   0.405   10,140,000 3,941,600 N/A 0.540   2017/03/21 0.270   2017/01/03 41,100,000 16,460,350 0.405   2016/12/08 0.223   2016/11/11
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.189   0.041   0.073   121,442,000 10,225,719 8,315,053 0.670   2017/02/15 0.041   2017/04/19 195,889,000 34,073,965 0.830   2016/09/22 0.141   2016/11/09
14435 Macquarie Bank Ltd. - China Life European Wts Jun 2017 B HKD 0.315   0.039   0.090   151,341,000 15,828,383 N/A 1.150   2017/02/15 0.039   2017/04/19 206,777,000 49,107,023 0.680   2016/12/14 0.335   2016/12/29
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.560   0.510   0.550   360,000 187,300 196,192 0.560   2017/04/27 0.370   2017/01/03 580,000 297,450 0.480   2016/09/22 0.265   2016/11/09
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.390   0.285   0.325   2,520,000 848,100 18,121,372 0.470   2017/02/21 0.218   2017/01/04 26,880,000 9,277,170 0.340   2016/12/01 0.152   2016/11/09
27486 Macquarie Bank Ltd. - China Life European Wts May 2017 A HKD 0.081   0.024   0.047   6,700,000 316,430 6,074,580 0.270   2017/03/21 0.024   2017/04/24 165,550,000 15,204,530 0.207   2016/04/21 0.039   2016/11/09
14039 Macquarie Bank Ltd. - China Life European Wts May 2017 B HKD 0.760   0.012   0.051   59,700,000 6,892,200 N/A 1.970   2017/03/17 0.012   2017/04/24 85,530,000 30,863,810 1.830   2016/11/28 0.510   2016/12/29
28139 Macquarie Bank Ltd. - China Life European Wts May 2018 A HKD 0.222   0.179   0.198   11,800,000 2,383,890 N/A 0.315   2017/03/21 0.179   2017/04/19 32,560,000 7,578,940 -   - -   -
13884 Macquarie Bank Ltd. - China Life European Wts Nov 2017 A HKD 2.260   1.770   2.180   814,000 1,683,050 N/A 2.260   2017/04/26 1.770   2017/04/24 814,000 1,683,050 -   - -   -
11907 Macquarie Bank Ltd. - China Life European Wts Oct 2017 A HKD 0.500   0.239   0.365   21,154,000 7,085,925 N/A 0.710   2017/03/22 0.239   2017/04/19 23,696,000 8,526,755 -   - -   -
26161 Macquarie Bank Ltd. - China Life European Wts Sep 2017 A HKD 0.840   0.435   0.570   4,296,000 2,585,110 N/A 1.310   2017/03/21 0.435   2017/04/18 8,558,000 6,469,470 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.181   0.104   0.107   45,530,000 6,349,640 4,794,523 0.218   2017/02/13 0.104   2017/04/21 155,820,000 27,161,300 0.290   2016/12/09 0.199   2016/12/28
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD 0.300   0.201   0.221   4,800,000 1,194,000 1,416,837 0.330   2017/03/31 0.201   2017/04/20 30,990,000 8,501,020 -   - -   -
11904 Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2018 A HKD 0.219   0.151   0.165   382,705,000 73,608,550 N/A 0.231   2017/03/24 0.150   2017/03/23 630,815,000 123,355,015 -   - -   -
11217 Macquarie Bank Ltd. - China Mobile Euro Put Wts May 2017 A HKD -   -   0.026   0 0 1,524,454 0.055   2017/01/03 0.026   2017/01/13 4,505,000 172,470 0.219   2016/07/08 0.055   2016/12/30
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.136   0.119   0.121   17,600,000 2,215,900 2,139,767 0.143   2017/01/16 0.096   2017/03/23 75,800,000 9,411,250 0.250   2016/01/11 0.101   2016/09/22
28062 Macquarie Bank Ltd. - China Mobile European Wts Apr 2017 A HKD -   -   0.020   0 0 76,026 -   - -   - 0 0 0.350   2016/07/27 0.025   2016/12/07
20113 Macquarie Bank Ltd. - China Mobile European Wts Aug 2017 A HKD 0.130   0.042   0.045   1,324,625,000 101,259,065 N/A 0.360   2017/01/27 0.042   2017/04/27 2,759,100,000 414,576,420 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD 0.031   0.018   0.018   4,900,000 123,100 16,063,042 0.049   2017/03/20 0.018   2017/04/26 1,408,550,000 56,391,400 0.125   2016/09/09 0.027   2016/12/28
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD 0.024   0.020   0.021   2,300,000 51,900 183,325 0.043   2017/03/20 0.020   2017/04/18 31,700,000 968,500 0.085   2016/07/21 0.027   2016/12/28
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.010   0 0 83 0.010   2017/02/20 0.010   2017/02/20 50,000 500 0.053   2016/04/22 0.017   2016/06/24
15060 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 B HKD 0.230   0.057   0.057   556,290,000 43,739,790 N/A 0.495   2017/02/07 0.057   2017/04/28 1,236,570,000 225,727,460 0.410   2016/12/14 0.280   2016/12/28
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD 0.010   0.010   0.010   390,000 3,900 115,892 0.044   2017/01/26 0.010   2017/04/20 17,110,000 561,705 0.315   2016/07/21 0.019   2016/12/13
14244 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 B HKD 0.020   0.020   0.015   140,000 2,800 N/A 0.124   2017/01/12 0.018   2017/03/30 187,955,000 14,452,540 0.207   2016/11/16 0.073   2016/12/19
11352 Macquarie Bank Ltd. - China Mobile European Wts May 2017 B HKD -   -   0.010   0 0 53,238,789 0.112   2017/01/06 0.017   2017/03/13 1,310,375,000 104,123,895 0.900   2016/09/09 0.074   2016/12/28
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.087   0.062   0.063   8,540,000 637,660 5,113,026 0.135   2017/02/02 0.062   2017/04/24 201,610,000 22,405,775 0.255   2016/10/11 0.059   2016/11/14
12641 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 A HKD 0.158   0.066   0.068   686,830,000 92,598,855 N/A 0.210   2017/03/28 0.066   2017/04/24 1,055,845,000 156,278,615 -   - -   -
29049 Macquarie Bank Ltd. - China Overseas European Put Wts Jan18A HKD 0.290   0.280   0.285   320,000 91,200 N/A 0.290   2017/04/11 0.198   2017/03/16 26,000,000 5,834,360 -   - -   -
27030 Macquarie Bank Ltd. - China Overseas European Wts Apr 2017 A HKD -   -   0.010   0 0 41,440 -   - -   - 0 0 0.290   2016/04/19 0.012   2016/11/18
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD -   -   0.021   0 0 516,790 0.035   2017/02/09 0.021   2017/03/17 3,560,000 87,940 0.305   2016/08/10 0.015   2016/12/21
15178 Macquarie Bank Ltd. - China Overseas European Wts Jul 2017 A HKD 0.365   0.142   0.142   25,162,000 6,144,850 N/A 0.870   2017/02/22 0.142   2017/04/28 69,380,000 33,057,360 0.570   2016/12/15 0.310   2016/12/29
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.255   0.190   0.203   28,060,000 5,952,920 N/A 0.345   2017/03/16 0.181   2017/03/31 117,820,000 30,980,600 0.310   2016/12/09 0.185   2016/12/29
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.047   0.022   0.030   18,680,000 662,940 3,554,147 0.089   2017/02/08 0.021   2017/03/31 206,360,000 12,903,540 0.305   2016/09/23 0.030   2016/12/29
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.082   0.053   0.055   7,120,000 434,770 1,457,455 0.106   2017/03/21 0.053   2017/04/24 71,510,000 5,900,670 0.187   2016/04/15 0.055   2016/09/21
12702 Macquarie Bank Ltd. - China Res Gas European Wts Apr 2017 A HKD -   -   0.010   0 0 492,357 0.093   2017/01/18 0.010   2017/03/10 37,980,000 1,663,120 0.345   2016/09/21 0.032   2016/12/28
29842 Macquarie Bank Ltd. - China Res Gas European Wts Feb 2018 A HKD 0.640   0.425   0.430   5,120,000 2,486,900 N/A 0.640   2017/04/05 0.425   2017/04/19 6,040,000 2,937,500 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD 0.221   0.180   0.198   65,780,000 13,679,540 8,821,758 0.310   2017/03/20 0.112   2017/03/13 163,995,000 33,931,140 0.275   2016/11/01 0.158   2016/11/21
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD -   -   0.325   0 0 1,949,068 0.405   2017/03/20 0.171   2017/03/10 35,865,000 8,323,970 0.360   2016/11/10 0.162   2016/12/23
13008 Macquarie Bank Ltd. - China Taiping European Wts Apr 2017 A HKD -   -   0.032   0 0 1,945,995 0.203   2017/03/21 0.031   2017/03/28 79,608,000 9,005,084 0.290   2016/09/09 0.094   2016/12/29
29039 Macquarie Bank Ltd. - China Taiping European Wts Nov 2017 A HKD 0.191   0.151   0.177   68,688,000 11,915,482 N/A 0.300   2017/03/21 0.151   2017/04/18 98,800,000 18,503,640 -   - -   -
11023 Macquarie Bank Ltd. - China Tel European Warrants May 2017 A HKD 0.022   0.010   0.010   1,900,000 19,360 2,864,760 0.093   2017/01/06 0.010   2017/04/21 132,962,000 6,076,594 0.510   2016/08/23 0.062   2016/12/29
26186 Macquarie Bank Ltd. - China Tel European Warrants May 2018 A HKD 0.285   0.215   0.228   27,230,000 6,528,130 N/A 0.340   2017/02/10 0.201   2017/03/14 64,936,000 15,386,898 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD 0.050   0.036   0.036   7,024,000 303,822 N/A 0.105   2017/01/06 0.034   2017/03/15 60,686,000 3,544,016 0.226   2016/11/10 0.090   2016/12/21
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.185   0.117   0.120   304,260,000 46,174,940 39,434,220 0.185   2017/04/06 0.065   2017/01/16 1,158,520,000 124,087,840 0.160   2016/10/11 0.073   2016/11/17
14902 Macquarie Bank Ltd. - China Unicom European Wts Jul 2017 A HKD 0.390   0.152   0.152   10,386,000 2,465,384 N/A 0.390   2017/04/03 0.114   2017/03/14 563,758,000 107,340,470 0.490   2016/12/08 0.200   2016/12/23
13471 Macquarie Bank Ltd. - China Unicom European Wts Mar 2018 A HKD 0.445   0.260   0.260   129,654,000 42,764,370 N/A 0.445   2017/04/10 0.260   2017/04/28 129,654,000 42,764,370 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.030   0.028   0.020   480,000 13,600 1,186,207 0.035   2017/03/20 0.011   2017/01/25 3,620,000 74,220 0.111   2016/03/17 0.026   2016/11/16
12877 Macquarie Bank Ltd. - China Vanke European Put Wts Apr17B HKD -   -   0.020   0 0 1,583,550 0.105   2017/01/03 0.021   2017/02/10 33,974,000 1,867,393 0.223   2016/08/31 0.050   2016/11/30
26594 Macquarie Bank Ltd. - China Vanke European Warrants Apr 17 A HKD -   -   0.010   0 0 4,467,187 0.161   2017/03/17 0.022   2017/03/28 117,849,000 9,506,743 0.520   2016/03/14 0.037   2016/12/29
12973 Macquarie Bank Ltd. - China Vanke European Warrants May 17 A HKD -   -   0.010   0 0 3,108,183 0.074   2017/03/16 0.021   2017/03/27 126,303,000 5,962,864 0.217   2016/09/08 0.024   2016/12/29
14903 Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A HKD 0.071   0.042   0.026   19,060,000 1,120,565 N/A 0.149   2017/03/17 0.042   2017/04/19 121,578,000 8,925,313 0.110   2016/12/13 0.041   2016/12/29
13853 Macquarie Bank Ltd. - China Vanke European Wts Jan 2018 A HKD 0.208   0.150   0.158   13,658,000 2,329,196 N/A 0.208   2017/04/21 0.150   2017/04/27 13,658,000 2,329,196 -   - -   -
15835 Macquarie Bank Ltd. - China Vanke European Wts Oct 2017 A HKD 0.265   0.187   0.188   14,904,000 3,109,893 N/A 0.450   2017/03/16 0.187   2017/04/28 53,898,000 13,118,076 -   - -   -
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 1.140   0.840   0.960   3,700,000 3,445,440 2,033,068 1.230   2017/03/21 0.234   2017/01/09 11,008,000 7,264,300 0.610   2016/11/15 0.189   2016/06/16
25555 Macquarie Bank Ltd. - Chinares Cement European Wt Mar 2018 A HKD 0.840   0.610   0.650   9,902,000 7,139,880 N/A 0.900   2017/03/21 0.380   2017/02/06 28,442,000 17,970,400 -   - -   -
13280 Macquarie Bank Ltd. - Chinasoft Int'l European Wt Mar 2018 A HKD 0.870   0.770   0.810   1,006,000 821,000 N/A 0.870   2017/04/06 0.770   2017/04/27 1,006,000 821,000 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.385   0.360   0.370   288,000 105,000 250,323 0.385   2017/04/13 0.214   2017/01/03 2,500,000 609,304 0.260   2016/12/06 0.183   2016/10/18
13338 Macquarie Bank Ltd. - Chow Tai Fook European Wts Jul 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD -   -   0.020   0 0 1,906,138 0.081   2017/02/16 0.026   2017/03/22 56,165,000 3,224,579 0.380   2016/09/27 0.054   2016/12/28
15632 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A HKD 0.228   0.113   0.118   6,890,000 1,031,560 N/A 0.350   2017/02/16 0.113   2017/04/27 25,288,000 5,624,546 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.260   0.218   0.235   1,400,000 331,785 N/A 0.490   2017/02/17 0.218   2017/04/10 4,718,000 1,678,025 0.670   2016/12/01 0.345   2016/12/29
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.275   0.234   0.255   1,070,000 265,880 N/A 0.510   2017/01/11 0.234   2017/04/10 4,096,000 1,515,085 0.710   2016/11/28 0.420   2016/12/29
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD -   -   0.137   0 0 200,078 -   - -   - 0 0 0.320   2016/08/12 0.168   2016/02/17
13848 Macquarie Bank Ltd. - CITIC Sec European Warrants Aug 2018 A HKD 0.246   0.220   0.239   12,380,000 2,865,495 N/A 0.246   2017/04/26 0.220   2017/04/21 12,380,000 2,865,495 -   - -   -
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD 0.041   0.021   0.025   13,020,000 461,225 N/A 0.134   2017/01/09 0.021   2017/04/20 134,555,000 11,784,265 0.196   2016/12/07 0.103   2016/12/29
13071 Macquarie Bank Ltd. - CKH European Warrants Apr 2017 A HKD -   -   0.020   0 0 1,732,811 -   - -   - 0 0 0.490   2016/09/09 0.020   2016/12/22
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD -   -   0.017   0 0 6,600 0.018   2017/01/19 0.017   2017/03/30 150,000 2,600 0.099   2016/01/05 0.010   2016/07/06
15460 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 B HKD 0.241   0.105   0.168   101,315,000 17,141,550 N/A 0.445   2017/02/28 0.105   2017/04/21 164,255,000 39,137,575 -   - -   -
13938 Macquarie Bank Ltd. - CKH European Warrants May 2017 A HKD -   -   0.010   0 0 3,069,830 0.106   2017/01/12 0.016   2017/03/27 214,430,000 11,794,980 0.500   2016/10/25 0.064   2016/12/30
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.047   2016/04/07 0.020   2016/10/27
13572 Macquarie Bank Ltd. - CKI Holdings European Warrants Apr17 A HKD -   -   0.010   0 0 254,128 0.034   2017/02/03 0.020   2017/02/15 24,310,000 678,990 0.255   2016/10/03 0.023   2016/12/23
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD 0.035   0.035   0.035   400,000 14,000 15,167 0.041   2017/02/28 0.035   2017/04/18 2,400,000 91,000 0.130   2016/09/09 0.090   2016/05/30
11319 Macquarie Bank Ltd. - CKP European Warrants May 2017 A HKD 0.091   0.029   0.018   95,000 5,545 4,201,828 0.222   2017/01/18 0.029   2017/04/21 90,285,000 13,375,870 0.850   2016/08/11 0.080   2016/12/28
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.055   0.019   0.029   37,670,000 1,586,800 2,476,799 0.057   2017/03/20 0.019   2017/04/20 136,020,000 6,192,245 0.300   2016/10/03 0.029   2016/12/29
29665 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 B HKD 0.249   0.203   0.229   35,455,000 8,140,820 N/A 0.249   2017/04/11 0.203   2017/04/26 56,245,000 12,790,875 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD -   -   0.020   0 0 663,174 0.071   2017/01/03 0.010   2017/03/10 5,500,000 243,410 0.255   2016/06/14 0.049   2016/12/08
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.231   0.150   0.150   57,150,000 10,503,815 6,512,327 0.310   2017/02/21 0.150   2017/04/28 142,170,000 29,669,385 0.320   2016/09/23 0.152   2016/12/23
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.320   0.280   0.320   445,000 139,375 851,282 0.380   2017/02/21 0.242   2017/01/03 11,030,000 3,167,920 0.420   2016/09/07 0.225   2016/12/23
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD 0.400   0.400   0.400   400,000 160,000 49,067 0.550   2017/03/17 0.400   2017/04/27 670,000 294,400 0.500   2016/09/07 0.110   2016/06/08
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.113   0.076   0.077   39,215,000 3,768,015 8,126,353 0.201   2017/02/21 0.076   2017/04/24 230,040,000 30,762,740 0.246   2016/10/12 0.108   2016/12/23
28739 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2018 A HKD 0.203   0.156   0.175   16,280,000 2,934,775 N/A 0.248   2017/02/23 0.156   2017/04/21 39,520,000 8,055,885 -   - -   -
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.340   0.255   0.244   610,000 181,800 507,108 0.375   2017/02/13 0.255   2017/04/24 8,290,000 2,566,850 0.490   2016/08/11 0.395   2016/11/09
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD 0.042   0.016   0.016   1,820,000 47,340 61,323 0.056   2017/03/01 0.016   2017/04/27 9,060,000 338,360 0.024   2016/01/18 0.010   2016/10/24
12285 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 B HKD 0.305   0.150   0.151   17,578,000 3,760,428 N/A 0.305   2017/04/03 0.150   2017/04/27 20,518,000 4,400,958 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD -   -   1.170   0 0 2,000,087 1.430   2017/02/09 0.350   2017/01/17 9,016,000 5,871,160 0.830   2016/11/14 0.345   2016/12/28
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD 0.037   0.030   0.020   1,240,000 39,200 87,927 0.050   2017/02/09 0.026   2017/03/31 13,120,000 527,560 0.070   2016/04/21 0.018   2016/09/20
12874 Macquarie Bank Ltd. - CNBM European Warrants May 2017 A HKD 0.790   0.320   0.340   1,048,000 601,650 2,678,350 1.040   2017/03/02 0.181   2017/01/17 26,898,000 12,013,992 0.465   2016/11/14 0.180   2016/12/23
27648 Macquarie Bank Ltd. - CNBM European Warrants Oct 2017 A HKD 0.335   0.140   0.149   15,008,000 3,150,424 N/A 0.610   2017/03/02 0.140   2017/04/27 95,394,000 34,515,398 -   - -   -
15513 Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A HKD 0.730   0.360   0.385   10,668,000 5,376,260 N/A 0.990   2017/02/23 0.260   2017/01/03 60,688,000 36,044,340 0.260   2016/12/30 0.240   2016/12/28
23897 Macquarie Bank Ltd. - CNOOC European Put Warrants Aug 2017 A HKD 0.610   0.470   0.640   17,810,000 9,040,665 N/A 0.880   2017/03/10 0.470   2017/04/10 39,670,000 23,428,395 -   - -   -
15325 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A HKD 1.240   1.010   1.230   11,990,000 12,932,210 N/A 1.510   2017/03/10 0.990   2017/01/18 89,440,000 105,056,370 1.290   2016/12/23 1.170   2016/12/21
11844 Macquarie Bank Ltd. - CNOOC European Put Warrants May 2017 A HKD 0.080   0.020   0.028   38,552,000 1,414,828 9,419,927 0.360   2017/03/10 0.020   2017/04/21 257,819,000 47,519,457 1.180   2016/08/03 0.234   2016/12/14
23234 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2017 B HKD 0.370   0.285   0.385   14,574,000 4,659,035 N/A 0.550   2017/03/09 0.285   2017/04/07 77,946,000 30,861,980 -   - -   -
28420 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2017 A HKD -   -   0.010   0 0 6,786,588 0.221   2017/01/06 0.022   2017/02/20 400,174,000 29,224,613 1.010   2016/06/10 0.137   2016/12/28
13736 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.156   0.127   0.120   27,980,000 4,114,830 2,462,525 0.167   2017/02/20 0.125   2017/03/22 104,480,000 14,770,900 0.265   2016/10/25 0.080   2016/01/20
27667 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2017 B HKD 0.345   0.180   0.180   23,306,000 7,060,365 N/A 0.500   2017/02/16 0.180   2017/04/28 69,382,000 21,002,055 -   - -   -
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD 0.280   0.270   0.244   360,000 99,650 18,433 0.280   2017/04/11 0.270   2017/04/12 360,000 99,650 0.410   2016/10/20 0.167   2016/01/21
28683 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2018 A HKD 0.305   0.250   0.183   20,664,000 5,680,970 N/A 0.500   2017/02/23 0.195   2017/03/23 196,256,000 48,580,669 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD 0.010   0.010   0.010   3,030,000 30,300 478,302 0.051   2017/01/18 0.010   2017/04/11 36,080,000 1,339,520 0.112   2016/04/21 0.014   2016/01/21
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.064   0.043   0.043   8,050,000 487,660 1,417,158 0.118   2017/01/06 0.043   2017/04/25 68,580,000 5,200,250 0.171   2016/04/22 0.056   2016/01/21
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD 0.010   0.010   0.010   200,000 2,180 46,697 0.040   2017/03/23 0.010   2017/04/07 10,970,000 231,480 0.075   2016/04/22 0.010   2016/12/28
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD 0.080   0.045   0.031   66,540,000 4,327,854 N/A 0.246   2017/01/12 0.045   2017/04/18 309,679,000 36,296,373 0.375   2016/12/01 0.137   2016/11/11
14724 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A HKD 0.197   0.113   0.106   289,611,000 49,534,229 N/A 0.540   2017/01/13 0.113   2017/04/20 934,939,000 179,781,194 0.800   2016/12/01 0.475   2016/12/22
11370 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 C HKD 0.405   0.211   0.213   47,748,000 13,333,319 N/A 0.410   2017/03/31 0.211   2017/04/27 70,478,000 21,486,389 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.025   0.025   0.020   90,000 2,250 21,001,712 0.227   2017/01/18 0.025   2017/04/19 182,516,000 30,243,540 0.450   2016/10/20 0.153   2016/11/14
29254 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Dec 2017 A HKD 0.455   0.285   0.315   4,238,000 1,511,173 N/A 0.530   2017/03/08 0.285   2017/04/19 12,826,000 5,416,797 -   - -   -
21102 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.058   2016/01/06 0.020   2016/05/13
11553 Macquarie Bank Ltd. - COSCO Sh Hold European Wts May 2017 A HKD 0.132   0.010   0.010   1,637,000 94,959 2,291,543 0.400   2017/02/23 0.010   2017/04/18 51,380,500 8,585,159 0.435   2016/07/21 0.075   2016/12/28
11554 Macquarie Bank Ltd. - Country Garden European Wts Dec 2017 A HKD 1.060   0.640   0.880   16,015,000 12,409,770 N/A 1.060   2017/04/12 0.390   2017/03/20 29,494,000 21,877,570 -   - -   -
12857 Macquarie Bank Ltd. - CPIC European Warrants Apr 2017 A HKD -   -   0.020   0 0 2,908,560 0.040   2017/02/22 0.020   2017/02/27 65,304,000 2,119,564 0.370   2016/09/09 0.059   2016/12/19
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD 0.031   0.028   0.030   200,000 5,900 1,446,535 0.086   2017/02/15 0.028   2017/04/03 42,514,000 2,727,090 0.320   2016/09/22 0.080   2016/12/21
26622 Macquarie Bank Ltd. - CPIC European Warrants Dec 2017 A HKD 0.238   0.189   0.190   32,092,000 6,617,942 N/A 0.370   2017/02/22 0.189   2017/04/11 162,774,000 44,666,120 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.077   0.047   0.051   25,780,000 1,788,885 3,468,293 0.149   2017/01/12 0.047   2017/04/24 105,620,000 10,835,975 0.260   2016/01/11 0.110   2016/10/12
24813 Macquarie Bank Ltd. - CRPH European Warrants Apr 2018 A HKD 0.212   0.151   0.190   9,250,000 1,767,480 N/A 0.249   2017/01/27 0.142   2017/03/31 12,680,000 2,467,375 -   - -   -
13850 Macquarie Bank Ltd. - CRRC European Warrants Jul 2018 A HKD 1.110   1.110   1.070   20,000 22,200 N/A 1.110   2017/04/19 1.110   2017/04/19 20,000 22,200 -   - -   -
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.092   0.056   0.056   27,510,000 2,289,970 2,350,248 0.127   2017/01/24 0.056   2017/04/28 128,620,000 12,343,870 0.350   2016/03/14 0.104   2016/12/30
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.036   0.026   0.028   5,150,000 172,700 557,250 0.065   2017/01/27 0.026   2017/04/27 45,100,000 2,422,700 0.208   2016/01/04 0.047   2016/11/17
15628 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B HKD 0.490   0.350   0.375   2,080,000 930,050 N/A 0.720   2017/02/20 0.350   2017/04/27 2,730,000 1,327,150 0.520   2016/12/29 0.500   2016/12/29
11884 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Apr 2017 A HKD -   -   0.010   0 0 282,306 0.022   2017/01/05 0.010   2017/02/06 3,580,000 46,120 0.250   2016/08/15 0.022   2016/12/21
14000 Macquarie Bank Ltd. - CSOP A50 ETF European Wts May 2017 A HKD 0.023   0.022   0.022   770,000 17,090 552,904 0.131   2017/02/16 0.021   2017/03/31 16,201,600 663,416 0.530   2016/11/29 0.182   2016/12/30
14101 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Nov 2017 A HKD 0.166   0.146   0.149   2,400,000 376,650 N/A 0.166   2017/04/26 0.146   2017/04/28 2,400,000 376,650 -   - -   -
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.090   0.069   0.072   21,240,000 1,589,614 4,467,767 0.106   2017/02/20 0.066   2017/01/06 43,220,000 3,395,588 0.182   2016/08/15 0.081   2016/12/29
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.096   0.092   0.084   100,000 9,520 123,173 0.163   2017/02/17 0.092   2017/04/07 1,410,000 169,010 0.320   2016/03/31 0.081   2016/12/13
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD 0.255   0.205   0.212   8,840,000 1,978,970 414,503 0.305   2017/01/12 0.205   2017/04/27 10,260,000 2,372,220 0.380   2016/10/19 0.235   2016/12/30
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.028   0.028   0.028   80,000 2,240 1,280,840 0.083   2017/02/24 0.028   2017/04/27 81,580,000 6,052,720 0.260   2016/08/01 0.071   2016/12/14
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.107   0.076   0.076   800,000 82,200 2,116,847 0.177   2017/02/09 0.030   2017/01/11 43,640,000 6,639,700 0.370   2016/07/25 0.133   2016/12/29
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.052   0.030   0.030   7,489,000 323,960 817,850 0.110   2017/02/27 0.030   2017/04/27 51,018,000 3,478,221 0.285   2016/03/31 0.055   2016/12/30
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 0.340   0.188   0.295   17,970,000 5,180,820 1,670,765 0.340   2017/04/25 0.053   2017/01/04 57,580,000 8,670,020 0.224   2016/01/05 0.046   2016/12/29
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.181   0.073   0.125   45,720,000 5,480,970 1,293,280 0.181   2017/04/21 0.026   2017/02/27 94,700,000 7,577,500 0.162   2016/01/04 0.029   2016/12/22
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.184   0.160   0.169   8,050,000 1,357,980 3,663,189 0.265   2017/02/16 0.160   2017/04/18 62,090,000 12,763,835 0.345   2016/09/21 0.188   2016/12/28
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.141   0.122   0.134   25,800,000 3,425,860 2,625,438 0.231   2017/02/09 0.122   2017/04/24 85,240,000 15,221,705 0.243   2016/10/12 0.155   2016/12/28
29393 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2017 A HKD 0.221   0.074   0.074   11,063,000 1,103,292 N/A 0.390   2017/03/08 0.074   2017/04/26 16,394,000 2,364,013 -   - -   -
13817 Macquarie Bank Ltd. - Foxconn European Warrants Jan 2018 A HKD 0.355   0.295   0.300   5,610,000 1,854,645 N/A 0.355   2017/04/21 0.295   2017/04/28 5,610,000 1,854,645 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD 0.032   0.026   0.032   1,490,000 42,376 3,654,826 0.141   2017/02/15 0.010   2017/03/30 287,664,000 21,086,049 0.219   2016/09/20 0.062   2016/12/29
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.275   0.083   0.089   35,336,000 3,698,879 3,173,845 0.450   2017/03/08 0.083   2017/04/19 99,653,000 17,259,707 0.475   2016/10/20 0.165   2016/12/29
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.244   0.167   0.198   10,148,000 2,024,552 693,994 0.320   2017/03/27 0.167   2017/04/12 14,428,000 2,966,364 0.320   2016/11/29 0.241   2016/12/29
13478 Macquarie Bank Ltd. - GAC European Put Warrants May 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD 0.430   0.395   0.430   720,000 298,200 49,700 0.430   2017/04/26 0.395   2017/04/25 720,000 298,200 0.500   2016/09/08 0.203   2016/01/14
29615 Macquarie Bank Ltd. - GAC European Wts Apr 2018 B HKD 0.221   0.143   0.147   42,100,000 6,972,780 N/A 0.295   2017/03/14 0.143   2017/04/19 84,760,000 16,358,380 -   - -   -
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD -   -   0.395   0 0 43,780 0.530   2017/03/17 0.239   2017/01/03 520,000 201,080 0.430   2016/08/16 0.165   2016/02/25
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.227   0.123   0.147   83,740,000 12,941,820 5,398,290 0.270   2017/02/13 0.108   2017/01/05 163,700,000 28,050,320 0.255   2016/09/19 0.111   2016/12/29
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.201   0.201   0.167   2,000,000 402,000 2,654,230 0.300   2017/02/13 0.086   2017/01/06 38,120,000 5,065,720 0.290   2016/09/07 0.081   2016/12/29
12905 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Apr 2017 A HKD -   -   0.010   0 0 104,428 -   - -   - 0 0 0.216   2016/09/02 0.010   2016/11/21
15231 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A HKD 0.050   0.035   0.035   10,820,000 465,850 N/A 0.245   2017/01/12 0.035   2017/04/27 213,080,000 33,581,270 -   - -   -
13724 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2017 A HKD 0.238   0.194   0.203   11,580,000 2,606,620 N/A 0.238   2017/04/18 0.194   2017/04/19 11,580,000 2,606,620 -   - -   -
28844 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2018 A HKD 0.530   0.400   0.435   45,890,000 22,198,550 N/A 0.530   2017/04/05 0.305   2017/02/28 109,870,000 48,369,950 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD 0.790   0.650   0.750   1,170,000 875,400 7,068,017 0.790   2017/04/26 0.205   2017/02/08 11,580,000 4,508,470 0.480   2016/11/29 0.209   2016/10/17
15228 Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A HKD 0.320   0.244   0.260   44,950,000 12,864,780 N/A 0.325   2017/03/30 0.106   2017/02/08 500,400,000 109,013,180 0.187   2016/12/16 0.126   2016/12/28
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.490   0.490   0.460   30,000 14,700 18,083,318 0.520   2017/03/30 0.168   2017/02/08 171,240,000 50,249,590 0.460   2016/11/29 0.180   2016/11/09
14155 Macquarie Bank Ltd. - Geely Auto European Put Ws May17A HKD -   -   0.010   0 0 N/A 0.350   2017/01/03 0.011   2017/03/10 65,510,000 9,955,275 0.640   2016/11/16 0.280   2016/12/08
13257 Macquarie Bank Ltd. - Geely Auto European Wts Apr 2017 A HKD -   -   2.330   0 0 4,519,773 2.900   2017/03/16 0.163   2017/01/03 17,855,000 23,962,375 1.080   2016/10/25 0.108   2016/12/23
25406 Macquarie Bank Ltd. - Geely Auto European Wts Dec 2017 A HKD 1.600   0.780   0.970   14,870,000 17,054,550 N/A 1.930   2017/03/16 0.780   2017/04/11 367,025,000 483,047,500 -   - -   -
15160 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A HKD 0.405   0.305   0.315   7,600,000 2,635,750 N/A 0.465   2017/03/14 0.177   2017/01/04 884,200,000 209,297,300 0.189   2016/12/15 0.148   2016/12/28
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 1.290   0.420   0.480   3,840,000 2,859,350 63,976,273 1.730   2017/03/16 0.143   2017/01/03 289,755,000 192,725,870 1.160   2016/10/25 0.127   2016/12/23
15512 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 B HKD -   -   3.510   0 0 N/A 4.180   2017/03/15 0.840   2017/01/03 54,185,000 54,972,900 0.920   2016/12/29 0.750   2016/12/28
11841 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2018 A HKD 0.197   0.113   0.115   77,600,000 10,512,550 N/A 0.229   2017/03/27 0.113   2017/04/28 324,450,000 56,754,650 -   - -   -
27164 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 A HKD 0.345   0.223   0.260   10,600,000 2,774,600 N/A 0.420   2017/03/16 0.223   2017/04/11 113,400,000 33,643,100 -   - -   -
13016 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 B HKD 2.230   0.930   0.940   177,175,000 233,218,250 N/A 2.230   2017/04/03 0.930   2017/04/28 177,365,000 233,636,300 -   - -   -
23926 Macquarie Bank Ltd. - GJ Int'l European Warrants Feb18A HKD 0.500   0.445   0.475   1,816,000 873,790 N/A 0.860   2017/02/09 0.445   2017/04/21 5,762,000 3,791,310 -   - -   -
24293 Macquarie Bank Ltd. - GJ Int'l European Warrants Oct17A HKD -   -   0.011   0 0 126,468 0.021   2017/02/17 0.010   2017/03/09 6,840,000 125,560 0.127   2016/01/04 0.020   2016/12/30
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD 0.060   0.029   0.030   3,620,000 162,660 461,899 0.224   2017/01/03 0.029   2017/04/26 13,920,000 1,612,148 0.231   2016/10/12 0.143   2016/10/31
13418 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2018 A HKD 0.255   0.217   0.243   2,020,000 467,200 N/A 0.255   2017/04/28 0.217   2017/04/24 2,020,000 467,200 -   - -   -
14193 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2018 A HKD 0.375   0.375   0.345   80,000 30,000 N/A 0.375   2017/04/21 0.375   2017/04/21 80,000 30,000 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD 0.330   0.295   0.295   270,000 82,400 191,653 0.375   2017/03/28 0.149   2017/01/03 4,060,000 1,149,920 0.241   2016/10/18 0.211   2016/10/13
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD -   -   0.047   0 0 3,172,417 0.148   2017/02/17 0.096   2017/02/08 70,892,000 8,373,592 0.241   2016/08/15 0.098   2016/12/23
13028 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2018 A HKD 0.242   0.222   0.231   5,864,000 1,375,952 N/A 0.242   2017/04/10 0.222   2017/04/12 5,864,000 1,375,952 -   - -   -
21754 Macquarie Bank Ltd. - Hanergy TFP European Warrants May 17 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD 0.620   0.600   0.600   120,000 73,800 16,692 0.620   2017/04/18 0.370   2017/01/03 150,000 89,100 0.550   2016/09/08 0.305   2016/04/05
25542 Macquarie Bank Ltd. - Hang Seng Bank European Wts Jan 2018 A HKD 0.720   0.500   0.600   3,780,000 2,264,700 N/A 0.940   2017/02/17 0.500   2017/04/20 7,208,000 4,746,680 -   - -   -
12952 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.395   0.320   0.330   13,090,000 4,532,600 N/A 0.400   2017/03/22 0.202   2017/01/04 38,700,000 11,629,170 0.280   2016/11/22 0.158   2016/12/28
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.275   0.270   0.275   20,000 5,450 N/A 0.650   2017/02/20 0.270   2017/04/26 13,805,000 7,758,325 0.720   2016/11/29 0.340   2016/12/29
13590 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2017 D HKD -   -   0.019   0 0 5,947,313 1.120   2017/01/09 0.012   2017/03/15 212,991,000 30,099,996 1.500   2016/12/23 0.850   2016/11/11
15098 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2017 B HKD 0.077   0.042   0.044   38,863,000 2,286,388 N/A 0.700   2017/01/04 0.042   2017/04/28 227,163,000 39,222,611 0.860   2016/12/28 0.670   2016/12/30
14430 Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.150   0.118   0.128   52,790,000 7,143,530 11,493,403 0.275   2017/01/03 0.113   2017/03/20 320,720,000 51,221,060 0.300   2016/12/28 0.224   2016/11/23
21393 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.070   2016/01/05 0.061   2016/01/07
13588 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 B HKD -   -   0.010   0 0 4,607,925 0.540   2017/01/06 0.010   2017/03/27 85,211,000 24,778,105 1.850   2016/11/11 0.405   2016/12/28
13589 Macquarie Bank Ltd. - HKEX European Warrants Apr 2017 C HKD -   -   0.033   0 0 4,229,811 0.079   2017/01/11 0.020   2017/02/06 66,040,000 4,341,692 0.870   2016/10/11 0.048   2016/12/28
22160 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 A HKD -   -   0.092   0 0 N/A 0.440   2017/02/15 0.196   2017/03/09 530,000 152,330 -   - -   -
23230 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 B HKD 0.610   0.485   0.600   638,000 336,160 N/A 1.390   2017/02/16 0.485   2017/04/24 826,000 504,720 -   - -   -
14931 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 A HKD 0.058   0.027   0.020   9,362,000 416,880 N/A 0.194   2017/02/09 0.027   2017/04/18 32,886,000 2,405,866 -   - -   -
15199 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 C HKD 0.380   0.114   0.121   94,474,000 14,258,473 N/A 0.510   2017/03/20 0.114   2017/04/27 99,782,000 16,361,113 -   - -   -
15200 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 D HKD 0.149   0.092   0.115   30,180,000 3,432,480 N/A 0.210   2017/02/15 0.092   2017/04/24 180,780,000 25,795,250 0.179   2016/12/30 0.152   2016/12/28
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 999,383 0.044   2017/01/03 0.027   2017/02/20 1,180,000 40,706 0.315   2016/11/01 0.036   2016/12/29
14245 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 B HKD 0.031   0.020   0.020   10,292,000 263,500 N/A 0.235   2017/02/16 0.020   2017/04/13 203,740,000 12,773,453 0.770   2016/11/15 0.165   2016/12/28
14425 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 C HKD 0.375   0.072   0.093   79,684,000 10,952,531 N/A 1.180   2017/02/16 0.072   2017/04/24 110,800,000 27,765,411 1.340   2016/12/07 0.730   2016/12/28
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.143   0.111   0.117   12,630,000 1,610,580 N/A 0.186   2017/02/16 0.111   2017/04/24 84,070,000 12,758,600 0.260   2016/11/11 0.149   2016/12/21
13326 Macquarie Bank Ltd. - HKEX European Warrants May 2017 A HKD -   -   0.020   0 0 2,514,814 0.087   2017/01/11 0.021   2017/02/27 44,160,000 2,451,110 0.770   2016/09/21 0.067   2016/12/28
13614 Macquarie Bank Ltd. - HKEX European Warrants May 2017 B HKD -   -   0.027   0 0 1,951,012 0.111   2017/02/16 0.034   2017/02/28 140,834,000 10,651,464 0.600   2016/10/11 0.086   2016/12/22
13616 Macquarie Bank Ltd. - HKEX European Warrants May 2017 C HKD 0.013   0.013   0.010   80,000 1,040 5,261,172 0.400   2017/01/06 0.013   2017/04/03 288,551,000 30,570,666 0.400   2016/12/30 0.295   2016/12/28
13602 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14182 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 B HKD 0.500   0.460   0.485   1,256,000 606,150 N/A 0.500   2017/04/28 0.460   2017/04/27 1,256,000 606,150 -   - -   -
14325 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.060   0.038   0.042   5,530,000 263,740 10,932,940 0.096   2017/02/16 0.038   2017/04/20 157,370,000 12,218,280 0.250   2016/09/22 0.058   2016/12/28
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.070   0.055   0.038   6,142,000 378,052 546,394 0.174   2017/02/16 0.055   2017/04/10 34,542,000 3,035,308 0.350   2016/10/20 0.106   2016/12/29
29175 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 D HKD 0.255   0.127   0.136   69,848,000 11,323,033 N/A 0.255   2017/04/05 0.127   2017/04/27 69,848,000 11,323,033 -   - -   -
29256 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 E HKD 1.130   0.930   1.000   70,000 70,500 N/A 1.290   2017/03/27 0.930   2017/04/19 170,000 197,050 -   - -   -
11042 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 F HKD 0.415   0.330   0.275   3,366,000 1,226,625 N/A 0.520   2017/03/21 0.330   2017/04/11 19,969,000 8,837,895 -   - -   -
26581 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 A HKD 0.420   0.415   0.420   80,000 33,400 N/A 0.880   2017/02/21 0.415   2017/04/27 170,000 91,950 -   - -   -
26766 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 B HKD 1.740   1.740   1.560   20,000 34,800 N/A 1.740   2017/04/10 1.740   2017/04/10 20,000 34,800 -   - -   -
28137 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 C HKD 0.167   0.128   0.151   13,010,000 1,953,564 N/A 0.450   2017/02/21 0.128   2017/04/27 13,098,000 1,989,534 -   - -   -
29946 Macquarie Bank Ltd. - HN Renewables European Wts Jan 2018 A HKD 0.460   0.410   0.415   1,232,000 541,620 N/A 0.570   2017/03/21 0.410   2017/04/20 2,544,000 1,182,430 -   - -   -
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD -   -   0.053   0 0 313,034 0.218   2017/01/11 0.088   2017/03/30 11,748,000 1,876,622 0.630   2016/09/09 0.221   2016/11/18
13024 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2017 A HKD -   -   0.023   0 0 5,568,968 0.031   2017/01/03 0.023   2017/01/09 4,004,000 124,092 0.245   2016/09/14 0.019   2016/12/08
26799 Macquarie Bank Ltd. - HSBC European Put Warrants Jul 2018 A HKD 0.280   0.223   0.223   9,212,000 2,200,192 N/A 0.315   2017/02/28 0.223   2017/04/28 18,044,000 4,452,476 -   - -   -
12341 Macquarie Bank Ltd. - HSBC European Put Warrants May 2017 A HKD -   -   0.010   0 0 159,597 -   - -   - 0 0 0.138   2016/08/19 0.020   2016/12/20
13442 Macquarie Bank Ltd. - HSBC European Put Warrants Nov 2017 C HKD 0.380   0.233   0.242   15,564,000 4,168,836 N/A 0.380   2017/04/07 0.233   2017/04/27 15,564,000 4,168,836 -   - -   -
15113 Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A HKD 0.123   0.063   0.065   78,636,000 7,909,920 N/A 0.234   2017/01/06 0.063   2017/04/27 345,856,000 50,024,836 0.290   2016/12/28 0.213   2016/12/14
13026 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 B HKD -   -   0.051   0 0 12,714,113 0.290   2017/02/21 0.025   2017/03/10 192,304,000 26,053,148 0.355   2016/12/08 0.058   2016/11/09
13106 Macquarie Bank Ltd. - HSBC European Warrants Apr 2017 C HKD -   -   0.010   0 0 8,750,903 0.132   2017/02/20 0.010   2017/03/13 252,648,000 17,751,840 0.234   2016/12/08 0.033   2016/11/09
20300 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 A HKD 0.260   0.138   0.208   52,956,000 10,960,368 N/A 0.485   2017/02/17 0.138   2017/04/20 109,040,000 27,680,448 -   - -   -
20351 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 B HKD 0.540   0.285   0.485   10,034,400 3,966,486 N/A 1.700   2017/02/20 0.285   2017/04/20 37,332,800 28,038,494 -   - -   -
15119 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A HKD 0.150   0.075   0.095   7,712,000 1,022,884 N/A 0.234   2017/02/16 0.075   2017/04/19 20,616,000 3,233,928 0.220   2016/12/14 0.125   2016/12/28
15010 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A HKD 0.220   0.159   0.195   24,388,000 4,697,572 N/A 0.395   2017/02/20 0.159   2017/04/20 93,336,000 20,713,880 0.325   2016/12/12 0.183   2016/12/29
22519 Macquarie Bank Ltd. - HSBC European Warrants Jan 2019 A HKD 0.237   0.189   0.224   53,776,000 11,827,704 N/A 0.310   2017/02/17 0.189   2017/04/20 91,616,000 20,970,712 -   - -   -
21349 Macquarie Bank Ltd. - HSBC European Warrants Jul 2017 A HKD 0.030   0.016   0.024   6,600,000 129,300 N/A 0.152   2017/02/20 0.016   2017/04/21 146,724,000 12,175,272 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD 0.170   0.054   0.119   53,248,000 6,230,016 9,470,997 0.425   2017/02/20 0.054   2017/04/20 121,368,000 19,297,928 0.460   2016/12/08 0.094   2016/08/24
13399 Macquarie Bank Ltd. - HSBC European Warrants May 2017 B HKD 0.070   0.013   0.026   3,151,200 183,962 22,677,232 1.120   2017/01/05 0.013   2017/04/11 173,424,400 79,825,789 2.100   2016/12/08 0.270   2016/11/09
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 0.295   0.197   0.260   15,660,000 3,567,436 N/A 0.495   2017/02/17 0.197   2017/04/20 48,332,000 15,156,236 0.510   2016/12/08 0.181   2016/11/09
11809 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 B HKD 0.166   0.110   0.130   20,404,000 2,703,120 N/A 0.215   2017/03/21 0.110   2017/04/19 24,600,000 3,480,164 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 0.870   0.540   0.700   4,368,000 3,297,384 13,751,510 2.080   2017/02/20 0.540   2017/04/24 16,467,600 17,969,116 2.230   2016/12/08 0.420   2016/11/09
28846 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 B HKD 0.385   0.244   0.340   9,927,200 3,336,582 N/A 0.640   2017/02/24 0.244   2017/04/24 25,829,200 11,039,654 -   - -   -
29288 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 C HKD 0.220   0.118   0.164   22,324,000 3,166,512 N/A 0.310   2017/03/07 0.118   2017/04/24 33,388,000 5,893,404 -   - -   -
15616 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B HKD 0.147   0.066   0.099   31,664,000 3,474,988 N/A 0.385   2017/02/20 0.066   2017/04/20 234,112,000 42,455,760 0.199   2016/12/30 0.177   2016/12/29
26189 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 C HKD 0.385   0.239   0.350   9,093,600 2,954,282 N/A 0.880   2017/02/17 0.239   2017/04/18 35,812,000 15,483,816 -   - -   -
13837 Macquarie Bank Ltd. - Huadian Fuxin European Warrants May18A HKD 0.385   0.330   0.385   1,112,000 386,520 N/A 0.385   2017/04/27 0.330   2017/04/20 1,112,000 386,520 -   - -   -
28136 Macquarie Bank Ltd. - Huaneng Power European Wts Dec 2017 A HKD 0.345   0.248   0.280   3,348,000 1,047,340 N/A 0.580   2017/03/17 0.248   2017/04/24 37,884,000 15,859,990 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD 0.040   0.022   0.022   1,290,000 45,750 2,545,788 0.175   2017/03/17 0.022   2017/04/18 127,076,000 14,243,570 0.500   2016/06/24 0.145   2016/12/15
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD 0.020   0.010   0.015   2,160,000 23,160 38,100 0.021   2017/01/12 0.010   2017/04/18 15,780,000 213,200 0.224   2016/01/06 0.015   2016/07/22
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD 0.060   0.022   0.022   28,114,000 1,259,369 1,972,058 0.174   2017/01/04 0.022   2017/04/25 135,376,000 7,665,654 0.310   2016/09/14 0.168   2016/12/01
15329 Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B HKD 0.171   0.125   0.126   3,860,000 582,645 N/A 0.325   2017/02/16 0.125   2017/04/24 36,896,000 8,757,159 0.195   2016/12/29 0.168   2016/12/28
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD 0.103   0.035   0.038   51,472,000 3,281,182 6,499,023 0.197   2017/02/16 0.035   2017/04/20 296,674,000 34,959,148 0.365   2016/09/22 0.056   2016/05/09
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD 0.028   0.020   0.020   7,162,000 180,184 1,075,259 0.093   2017/02/16 0.020   2017/04/05 65,178,000 2,937,545 0.162   2016/10/19 0.041   2016/12/15
28708 Macquarie Bank Ltd. - ICBC European Warrants Nov 2017 A HKD 0.145   0.085   0.087   8,376,000 901,257 N/A 0.145   2017/04/03 0.085   2017/04/28 8,376,000 901,257 -   - -   -
29613 Macquarie Bank Ltd. - ICBC European Warrants Oct 2017 A HKD 0.191   0.103   0.118   31,976,000 4,433,309 N/A 0.300   2017/03/21 0.103   2017/04/20 46,824,000 7,886,830 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.460   0.305   0.395   4,284,000 1,761,560 766,463 0.670   2017/03/21 0.305   2017/04/19 9,760,000 4,206,800 0.760   2016/09/09 0.250   2016/06/10
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.128   0.090   0.090   1,510,000 174,880 5,279,668 0.235   2017/02/23 0.087   2017/01/03 62,090,000 9,340,890 0.191   2016/11/28 0.060   2016/09/21
28711 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2018 A HKD 0.168   0.132   0.133   12,360,000 1,842,810 N/A 0.265   2017/02/23 0.132   2017/04/24 32,280,000 5,519,300 -   - -   -
12467 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2017 A HKD 0.405   0.325   0.325   1,360,000 516,500 N/A 0.405   2017/04/10 0.325   2017/04/28 1,940,000 743,400 -   - -   -
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD 0.128   0.061   0.063   58,000 6,580 121,356 0.260   2017/01/03 0.061   2017/04/26 1,688,000 318,886 0.570   2016/08/22 0.255   2016/12/23
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.229   0.168   0.168   600,000 119,100 228,030 0.229   2017/04/05 0.091   2017/02/03 8,720,000 1,126,720 0.226   2016/04/19 0.099   2016/11/09
16922 Macquarie Bank Ltd. - KECL European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 1.520   1.070   1.460   1,760,000 2,204,760 N/A 1.520   2017/04/05 0.475   2017/02/06 26,254,000 20,581,830 0.690   2016/12/01 0.530   2016/12/29
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.079   0.033   0.033   34,600,000 1,806,240 730,280 0.079   2017/04/10 0.031   2017/01/18 96,580,000 4,356,080 0.122   2016/04/14 0.031   2016/12/22
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD 0.050   0.029   0.029   1,320,000 59,300 10,090 0.050   2017/04/05 0.029   2017/04/18 1,360,000 60,540 0.070   2016/06/30 0.050   2016/07/21
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD 0.029   0.015   0.024   5,520,000 118,260 102,143 0.034   2017/02/17 0.013   2017/03/10 8,440,000 199,340 0.112   2016/01/05 0.017   2016/12/16
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD -   -   0.015   0 0 3,977 0.013   2017/02/16 0.010   2017/01/25 480,000 5,240 0.086   2016/01/05 0.017   2016/09/21
29228 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 B HKD 0.520   0.345   0.445   9,262,000 3,981,690 N/A 0.660   2017/03/20 0.345   2017/04/19 22,286,000 10,961,690 -   - -   -
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD 0.131   0.052   0.073   36,832,000 2,989,196 5,417,088 0.280   2017/02/14 0.052   2017/04/19 154,838,000 25,910,048 0.570   2016/09/22 0.204   2016/12/28
16004 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2017 A HKD 0.710   0.560   0.630   756,000 499,640 N/A 0.930   2017/03/20 0.560   2017/04/19 3,906,000 2,792,320 -   - -   -
12927 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 A HKD -   -   0.550   0 0 688,507 0.540   2017/03/28 0.184   2017/02/24 13,990,000 3,554,260 0.560   2016/09/22 0.198   2016/12/22
13514 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2017 B HKD -   -   0.010   0 0 1,087,633 0.021   2017/01/05 0.010   2017/02/14 2,150,000 25,200 0.249   2016/10/07 0.013   2016/12/30
21964 Macquarie Bank Ltd. - Kingsoft European Warrants Aug 2017 A HKD 0.485   0.290   0.460   1,220,000 505,150 N/A 0.485   2017/04/28 0.160   2017/02/24 153,300,000 33,490,830 -   - -   -
11807 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2017 A HKD 0.475   0.285   0.445   14,430,000 5,129,450 N/A 0.475   2017/04/03 0.285   2017/04/19 21,390,000 7,914,100 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.380   0.188   0.320   86,840,000 22,498,900 6,978,842 0.410   2017/03/24 0.187   2017/02/24 152,730,000 39,269,620 0.430   2016/10/11 0.184   2016/12/23
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD 0.510   0.185   0.510   4,130,000 1,247,990 8,374,823 0.510   2017/04/28 0.072   2017/02/24 249,070,000 34,375,960 0.470   2016/10/11 0.117   2016/12/28
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD 0.222   0.065   0.182   33,230,000 4,247,370 6,599,803 0.222   2017/04/28 0.053   2017/02/24 314,910,000 32,108,220 0.255   2016/10/26 0.088   2016/12/28
13051 Macquarie Bank Ltd. - Kingsoft European Warrants Nov 2017 A HKD 0.305   0.165   0.229   90,560,000 19,621,010 N/A 0.305   2017/04/03 0.165   2017/04/19 90,560,000 19,621,010 -   - -   -
27074 Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2017 A HKD -   -   0.610   0 0 N/A 0.520   2017/03/22 0.485   2017/03/22 480,000 235,200 -   - -   -
13492 Macquarie Bank Ltd. - Lenovo European Put Warrants Dec 2017A HKD 0.560   0.460   0.500   7,572,000 3,706,260 N/A 0.560   2017/04/18 0.460   2017/04/27 7,572,000 3,706,260 -   - -   -
17400 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.031   2016/01/06 0.010   2016/05/13
13581 Macquarie Bank Ltd. - Lenovo European Warrants Apr 2017 B HKD -   -   0.010   0 0 1,446,118 0.111   2017/01/13 0.010   2017/02/17 69,072,000 4,572,170 0.385   2016/10/06 0.048   2016/12/29
15853 Macquarie Bank Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.720   0.400   0.400   3,540,000 2,272,700 N/A 0.790   2017/02/13 0.300   2017/03/10 13,888,000 7,576,880 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD 0.015   0.010   0.010   8,400,000 86,000 32,933 0.017   2017/02/15 0.010   2017/04/26 11,600,000 120,800 0.188   2016/02/02 0.020   2016/11/03
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.022   2016/01/08 0.013   2016/02/03
14479 Macquarie Bank Ltd. - Lenovo European Warrants Jun 2017 A HKD 0.335   0.050   0.050   43,636,000 7,973,936 N/A 0.420   2017/01/17 0.050   2017/04/28 254,218,000 43,597,106 0.395   2016/11/28 0.218   2016/12/29
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.025   0.024   0.025   400,000 9,700 35,473 0.040   2017/01/18 0.020   2017/03/29 6,600,000 177,180 0.255   2016/01/11 0.025   2016/12/30
11290 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2017 A HKD 0.590   0.325   0.365   36,532,000 15,933,570 N/A 0.590   2017/04/07 0.325   2017/04/20 42,304,000 18,519,490 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 -   - -   - 0 0 0.079   2016/01/04 0.025   2016/04/05
23700 Macquarie Bank Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.184   0.070   0.075   47,174,000 5,807,518 N/A 0.229   2017/02/15 0.070   2017/04/20 100,708,000 12,369,490 -   - -   -
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.084   2016/01/04 0.029   2016/08/08
14981 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B HKD 0.186   0.130   0.133   7,360,000 1,084,752 N/A 0.420   2017/03/20 0.130   2017/04/25 23,052,000 5,762,408 0.550   2016/12/14 0.315   2016/12/29
11516 Macquarie Bank Ltd. - Li & Fung European Warrants May 2017 A HKD -   -   0.020   0 0 154,315 -   - -   - 0 0 0.310   2016/09/08 0.010   2016/12/29
12622 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,224,350 0.183   2017/01/06 0.032   2017/02/27 47,555,500 4,163,501 0.770   2016/10/24 0.115   2016/12/19
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.038   0.038   0.046   100,000 3,800 127,342 0.098   2017/03/17 0.038   2017/04/25 620,000 49,900 0.175   2016/01/06 0.056   2016/06/02
27198 Macquarie Bank Ltd. - Li Ning European Warrants Jan 2018 A HKD -   -   0.770   0 0 N/A 1.020   2017/03/17 0.890   2017/03/23 922,000 901,240 -   - -   -
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD -   -   1.860   0 0 60,383 2.120   2017/02/07 1.900   2017/01/19 57,000 109,100 2.810   2016/10/20 1.000   2016/06/15
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD 0.207   0.176   0.201   2,610,000 499,080 151,520 0.233   2017/02/08 0.176   2017/04/03 4,390,000 884,400 0.206   2016/12/30 0.206   2016/12/30
13610 Macquarie Bank Ltd. - Link REIT European Warrants Apr 2017 A HKD -   -   0.020   0 0 70,537 0.026   2017/01/11 0.020   2017/01/18 150,000 3,450 0.231   2016/10/05 0.023   2016/12/16
24386 Macquarie Bank Ltd. - Link REIT European Warrants Jan 2018 A HKD 0.405   0.295   0.320   11,025,000 3,864,275 N/A 0.405   2017/04/05 0.247   2017/03/15 17,860,000 5,964,850 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.216   0.188   0.194   1,105,000 226,320 2,675,009 0.285   2017/03/23 0.118   2017/01/03 80,965,000 15,733,820 0.360   2016/09/07 0.105   2016/12/29
27757 Macquarie Bank Ltd. - Longfor PPT European Wts Feb 2018 A HKD 0.265   0.214   0.240   33,770,000 8,069,175 N/A 0.320   2017/03/23 0.214   2017/04/05 62,900,000 15,127,485 -   - -   -
11281 Macquarie Bank Ltd. - Luk Fook Hold European Wts May 2017 A HKD 0.440   0.280   0.440   1,750,000 609,850 657,507 0.440   2017/04/26 0.178   2017/03/10 4,900,000 1,368,820 0.475   2016/11/08 0.190   2016/12/29
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD 0.550   0.495   0.550   350,000 175,100 1,646,198 0.550   2017/04/12 0.230   2017/01/17 5,050,000 1,403,230 0.360   2016/12/09 0.238   2016/12/29
14778 Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A HKD 0.119   0.106   0.113   13,556,000 1,517,300 N/A 0.129   2017/01/12 0.053   2017/02/14 48,392,000 4,128,376 0.224   2016/12/05 0.092   2016/12/29
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD 0.540   0.500   0.530   120,000 62,200 55,851 0.540   2017/04/28 0.226   2017/02/22 812,000 308,808 0.570   2016/11/28 0.105   2016/03/01
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.223   0.152   0.219   23,204,000 3,798,600 3,691,940 0.234   2017/01/11 0.085   2017/02/22 131,188,000 20,388,344 0.385   2016/11/28 0.177   2016/12/29
24066 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2017 A HKD -   -   0.010   0 0 362,132 0.018   2017/02/21 0.010   2017/02/16 1,910,000 29,820 0.093   2016/01/04 0.026   2016/12/05
20485 Macquarie Bank Ltd. - Minsheng Bank European Wts Aug 2017 A HKD 0.146   0.027   0.042   12,099,000 803,701 N/A 0.530   2017/02/16 0.027   2017/04/27 43,759,000 11,579,006 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/01/08 0.019   2016/01/08
14596 Macquarie Bank Ltd. - Minsheng Bank European Wts Jun 2017 A HKD 0.285   0.019   0.032   19,011,000 2,019,469 N/A 0.880   2017/02/15 0.019   2017/04/27 48,820,000 17,403,549 0.960   2016/12/09 0.420   2016/12/23
28842 Macquarie Bank Ltd. - Minsheng Bank European Wts Oct 2017 A HKD 0.228   0.069   0.085   11,217,000 1,486,950 N/A 0.450   2017/02/24 0.069   2017/04/27 17,687,000 3,591,084 -   - -   -
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD 0.176   0.137   0.150   530,000 88,290 1,503,783 0.176   2017/04/13 0.052   2017/01/23 16,155,000 1,218,480 0.430   2016/07/29 0.051   2016/12/30
13895 Macquarie Bank Ltd. - MTRC European Warrants Mar 2018 A HKD 0.250   0.224   0.255   5,280,000 1,239,940 N/A 0.250   2017/04/26 0.224   2017/04/19 5,280,000 1,239,940 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.088   0.065   0.076   21,885,000 1,731,740 989,833 0.089   2017/03/30 0.047   2017/01/19 71,730,000 5,072,845 0.157   2016/11/14 0.059   2016/12/21
28685 Macquarie Bank Ltd. - NCI European Warrants Dec 2017 A HKD 0.165   0.095   0.165   33,481,000 4,221,269 N/A 0.265   2017/02/23 0.095   2017/04/19 67,680,000 9,598,932 -   - -   -
14195 Macquarie Bank Ltd. - NCI European Warrants Mar 2018 A HKD 0.445   0.325   0.410   2,580,000 1,043,050 N/A 0.445   2017/04/27 0.325   2017/04/24 2,580,000 1,043,050 -   - -   -
12529 Macquarie Bank Ltd. - NCI European Warrants May 2017 A HKD 0.035   0.010   0.010   553,000 8,974 7,348,233 0.330   2017/02/13 0.010   2017/04/26 120,331,000 25,211,071 0.445   2016/11/28 0.140   2016/12/23
14712 Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A HKD 0.103   0.053   0.099   15,083,000 1,147,072 N/A 0.255   2017/02/13 0.053   2017/04/12 332,066,000 56,568,786 0.320   2016/12/01 0.122   2016/12/23
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.033   0.010   0.010   9,073,000 218,760 1,195,043 0.082   2017/02/24 0.010   2017/04/28 54,799,000 2,850,032 0.395   2016/09/09 0.020   2016/12/21
25586 Macquarie Bank Ltd. - New World Dev European Wts Aug 2018 A HKD 1.320   1.120   1.150   712,000 845,720 N/A 1.590   2017/02/24 1.070   2017/02/03 8,988,000 11,904,050 -   - -   -
15161 Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A HKD 0.410   0.345   0.355   4,292,000 1,644,840 N/A 0.630   2017/02/28 0.305   2017/01/03 23,956,000 10,798,100 0.430   2016/12/15 0.290   2016/12/29
29076 Macquarie Bank Ltd. - Nine Dragons European Wts May 2018 A HKD 0.160   0.130   0.138   13,740,000 2,008,260 N/A 0.250   2017/03/07 0.130   2017/04/05 20,380,000 3,186,450 -   - -   -
12397 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.084   2016/08/18 0.020   2016/10/28
13058 Macquarie Bank Ltd. - PCCW European Warrants Apr 2017 B HKD -   -   0.010   0 0 107,565 0.034   2017/02/08 0.010   2017/02/20 334,000 9,830 0.219   2016/09/14 0.021   2016/11/15
15403 Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A HKD 0.370   0.235   0.235   6,573,000 2,018,185 N/A 0.485   2017/02/10 0.235   2017/04/27 13,424,000 4,494,005 0.360   2016/12/23 0.295   2016/12/29
13456 Macquarie Bank Ltd. - PetroChina European Put Wts Nov 2017 B HKD 0.590   0.450   0.570   6,172,000 3,136,380 N/A 0.590   2017/04/24 0.450   2017/04/10 6,172,000 3,136,380 -   - -   -
12548 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 A HKD -   -   0.010   0 0 7,656,340 0.219   2017/01/18 0.010   2017/02/28 242,540,000 23,199,542 0.260   2016/10/11 0.065   2016/11/18
12621 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 B HKD -   -   0.010   0 0 8,860,841 0.170   2017/01/18 0.010   2017/02/28 272,896,000 22,932,678 0.229   2016/10/11 0.051   2016/11/18
13435 Macquarie Bank Ltd. - PetroChina European Wts Apr 2017 C HKD -   -   0.225   0 0 5,878,153 0.780   2017/01/09 0.152   2017/03/15 8,228,000 2,340,918 0.650   2016/10/24 0.246   2016/11/14
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 -   - -   -
15284 Macquarie Bank Ltd. - PetroChina European Wts Jul 2017 B HKD 0.088   0.021   0.023   50,344,000 2,575,884 N/A 0.435   2017/01/18 0.021   2017/04/24 105,876,000 15,201,812 0.335   2016/12/21 0.255   2016/12/29
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD 0.024   0.021   0.020   620,000 12,080 22,630 0.042   2017/01/13 0.021   2017/04/27 4,160,000 119,180 0.073   2016/04/28 0.020   2016/01/18
14474 Macquarie Bank Ltd. - PetroChina European Wts Jun 2017 A HKD 0.198   0.029   0.030   123,294,000 11,329,522 N/A 0.670   2017/01/26 0.029   2017/04/28 151,942,000 21,926,938 0.610   2016/12/14 0.265   2016/11/30
12965 Macquarie Bank Ltd. - PetroChina European Wts Nov 2017 A HKD 0.540   0.310   0.310   32,672,000 12,919,500 N/A 0.540   2017/04/10 0.310   2017/04/28 32,892,000 13,032,400 -   - -   -
15323 Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A HKD 0.118   0.051   0.052   39,584,000 3,495,058 N/A 0.375   2017/01/18 0.051   2017/04/24 170,940,000 26,913,998 -   - -   -
28383 Macquarie Bank Ltd. - PetroChina European Wts Sep 2017 A HKD 0.330   0.161   0.171   52,188,000 10,881,584 N/A 0.610   2017/02/23 0.161   2017/04/24 77,192,000 20,698,134 -   - -   -
28678 Macquarie Bank Ltd. - PICC Group European Wts Jan 2018 A HKD 0.203   0.124   0.148   31,882,000 4,972,613 N/A 0.300   2017/02/23 0.124   2017/04/19 38,058,000 6,245,153 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD 0.040   0.019   0.023   9,640,000 250,120 610,606 0.130   2017/01/03 0.019   2017/04/19 40,364,000 2,914,300 0.405   2016/09/09 0.121   2016/12/30
15856 Macquarie Bank Ltd. - PICC Group European Wts Oct 2017 A HKD 0.233   0.171   0.195   5,040,000 1,095,820 N/A 0.445   2017/01/06 0.171   2017/04/19 49,322,000 15,070,391 -   - -   -
11359 Macquarie Bank Ltd. - PICC P&C European Warrants Apr 2017 A HKD -   -   0.010   0 0 898,832 0.081   2017/01/06 0.010   2017/02/20 8,646,000 440,370 1.200   2016/09/07 0.074   2016/12/30
13899 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2017 A HKD 0.570   0.290   0.495   21,132,000 7,977,560 N/A 0.570   2017/04/27 0.290   2017/04/19 21,132,000 7,977,560 -   - -   -
26367 Macquarie Bank Ltd. - PICC P&C European Warrants Sep 2017 A HKD 0.630   0.330   0.540   15,880,000 7,300,150 N/A 0.920   2017/02/10 0.330   2017/04/18 50,980,000 32,128,970 -   - -   -
26400 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 17 B HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.212   2016/02/29 0.019   2016/09/23
11447 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 18 B HKD 0.204   0.140   0.140   36,925,000 6,975,550 N/A 0.204   2017/04/12 0.140   2017/04/26 98,160,000 17,680,055 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD -   -   0.021   0 0 3,551,350 0.076   2017/01/04 0.016   2017/02/16 37,640,000 1,559,270 0.212   2016/08/11 0.045   2016/11/28
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD -   -   0.015   0 0 11,281,944 0.184   2017/01/03 0.015   2017/03/20 343,720,000 27,985,490 0.285   2016/09/30 0.115   2016/11/30
11461 Macquarie Bank Ltd. - Ping An European Put Warrants Oct 17 B HKD 0.184   0.106   0.107   36,190,000 6,020,195 N/A 0.200   2017/03/17 0.106   2017/04/27 133,480,000 21,608,350 -   - -   -
22847 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.018   2016/01/07 0.016   2016/01/07
27256 Macquarie Bank Ltd. - Ping An European Warrants Apr 2017 C HKD -   -   0.010   0 0 1,864,283 0.074   2017/02/15 0.010   2017/03/23 136,685,000 6,129,185 0.315   2016/09/08 0.050   2016/12/28
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.113   0.071   0.106   1,499,000 126,737 16,675,661 0.480   2017/02/13 0.071   2017/04/12 115,476,000 37,120,426 1.600   2016/09/22 0.231   2016/12/22
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.085   0.041   0.067   57,055,000 3,948,085 17,278,649 0.138   2017/03/23 0.041   2017/04/21 619,320,000 59,055,805 0.280   2016/11/28 0.093   2016/12/23
12450 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 A HKD 0.320   0.204   0.280   52,850,000 13,111,505 N/A 0.335   2017/03/31 0.204   2017/04/20 66,680,000 17,441,780 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 0.860   0.455   0.455   8,064,000 5,401,910 10,722,581 1.150   2017/03/23 0.455   2017/04/20 63,964,500 49,841,915 2.020   2016/09/22 0.460   2016/11/09
15481 Macquarie Bank Ltd. - Ping An European Warrants Jul 2017 B HKD 0.335   0.207   0.320   9,120,000 2,131,715 N/A 0.400   2017/03/21 0.166   2017/02/03 274,890,000 71,098,650 0.310   2016/12/30 0.270   2016/12/29
11515 Macquarie Bank Ltd. - Ping An European Warrants May 2017 A HKD 0.375   0.208   0.375   2,850,000 790,765 2,579,008 0.475   2017/03/23 0.154   2017/02/03 46,140,000 11,649,630 0.650   2016/09/08 0.195   2016/12/23
13068 Macquarie Bank Ltd. - Ping An European Warrants May 2017 B HKD -   -   0.010   0 0 10,691,196 0.198   2017/01/13 0.010   2017/03/31 101,381,000 11,146,007 1.820   2016/09/09 0.124   2016/12/20
22473 Macquarie Bank Ltd. - Ping An European Warrants May 2017 C HKD 0.137   0.071   0.132   3,200,000 355,200 N/A 0.265   2017/03/22 0.071   2017/04/24 286,460,000 44,731,425 -   - -   -
14974 Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A HKD 0.202   0.111   0.165   664,095,000 116,075,375 N/A 0.225   2017/03/23 0.091   2017/02/01 1,162,435,000 193,507,165 0.295   2016/12/09 0.123   2016/12/23
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.092   0.052   0.068   117,095,000 8,695,680 10,068,104 0.131   2017/03/23 0.052   2017/04/21 346,345,000 29,481,220 0.194   2016/11/28 0.078   2016/12/23
11917 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 C HKD 0.410   0.250   0.365   39,600,000 12,765,150 N/A 0.520   2017/03/23 0.250   2017/04/25 103,840,000 41,267,625 -   - -   -
26623 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 A HKD 0.325   0.209   0.305   101,550,000 24,964,775 N/A 0.390   2017/03/23 0.209   2017/04/19 201,715,000 55,588,640 -   - -   -
26997 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 B HKD 0.300   0.166   0.255   123,110,000 28,816,900 N/A 0.370   2017/03/23 0.166   2017/04/20 322,660,000 83,566,805 -   - -   -
11941 Macquarie Bank Ltd. - PSBC European Warrants Dec 2017 A HKD 0.290   0.250   0.250   360,000 97,300 N/A 0.290   2017/04/25 0.250   2017/04/27 360,000 97,300 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.140   0.100   0.125   31,670,000 3,799,240 5,706,975 0.244   2017/01/05 0.100   2017/04/06 150,850,000 22,550,955 0.265   2016/12/23 0.172   2016/11/23
11074 Macquarie Bank Ltd. - PWR Assets European Wts May 2017 A HKD -   -   0.010   0 0 29,570 0.020   2017/01/27 0.020   2017/01/27 60,000 1,200 0.275   2016/08/01 0.021   2016/12/13
15006 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A HKD 0.143   0.106   0.106   18,520,000 2,366,000 N/A 0.275   2017/02/01 0.106   2017/04/18 136,705,000 25,938,510 0.280   2016/12/12 0.178   2016/12/22
15177 Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A HKD 0.280   0.207   0.244   18,152,000 4,388,396 N/A 0.295   2017/03/13 0.188   2017/02/20 75,684,000 17,308,628 0.212   2016/12/30 0.200   2016/12/29
13432 Macquarie Bank Ltd. - R&F Ppt European Warrants Dec 2017 A HKD 1.380   0.940   0.960   9,282,400 10,666,936 N/A 1.380   2017/04/13 0.940   2017/04/28 9,282,400 10,666,936 -   - -   -
12879 Macquarie Bank Ltd. - R&F Ppt European Warrants May 2017 A HKD 0.455   0.430   0.430   16,000 7,180 2,364,837 0.455   2017/04/13 0.104   2017/01/05 37,588,000 6,282,688 0.520   2016/09/05 0.110   2016/12/23
12290 Macquarie Bank Ltd. - Samsonite European Warrants May 2018 A HKD 0.530   0.465   0.590   1,830,000 904,755 N/A 0.530   2017/04/20 0.465   2017/04/05 3,006,000 1,491,405 -   - -   -
16500 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
12975 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 C HKD -   -   0.023   0 0 8,482,630 1.420   2017/01/11 0.020   2017/03/24 130,193,600 30,537,566 3.630   2016/11/29 0.840   2016/12/29
13726 Macquarie Bank Ltd. - Sands China European Wts Apr 2017 D HKD -   -   0.010   0 0 6,769,813 0.060   2017/01/11 0.020   2017/02/03 98,868,000 3,999,028 0.219   2016/12/01 0.035   2016/12/29
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD -   -   0.020   0 0 3,836,465 0.070   2017/01/10 0.017   2017/02/24 53,796,000 2,500,692 0.192   2016/10/03 0.043   2016/12/28
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD 0.131   0.029   0.032   31,368,000 2,837,548 N/A 0.186   2017/01/11 0.029   2017/04/28 258,400,000 24,046,372 0.375   2016/12/01 0.110   2016/12/29
21501 Macquarie Bank Ltd. - Sands China European Wts Oct 2017 A HKD 0.187   0.071   0.076   95,260,000 12,897,876 N/A 0.260   2017/01/12 0.071   2017/04/28 225,384,000 28,580,788 -   - -   -
27057 Macquarie Bank Ltd. - Sands China European Wts Sep 2017 B HKD 0.335   0.160   0.168   71,604,000 15,140,712 N/A 0.335   2017/04/10 0.160   2017/04/28 164,172,000 35,925,296 -   - -   -
20171 Macquarie Bank Ltd. - SFCE European Warrants May 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/06/07 0.010   2016/06/07
28694 Macquarie Bank Ltd. - Sh Electric European Wts Feb 2018 A HKD 0.450   0.450   0.450   100,000 45,000 N/A 0.770   2017/03/15 0.450   2017/04/27 1,538,000 1,066,860 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.195   0.162   0.180   56,015,000 10,044,745 3,424,643 0.195   2017/04/21 0.136   2017/03/27 69,095,000 12,135,465 0.230   2016/10/12 0.156   2016/12/02
11548 Macquarie Bank Ltd. - Shimao Ppt European Wts Nov 2018 A HKD 0.231   0.182   0.208   24,510,000 5,030,430 N/A 0.255   2017/03/23 0.179   2017/03/31 48,260,000 10,019,595 -   - -   -
24767 Macquarie Bank Ltd. - SHK Ppt European Put Wts Dec 2017 A HKD 0.242   0.175   0.189   22,720,000 4,665,150 N/A 0.520   2017/02/08 0.175   2017/04/18 83,600,000 26,123,500 -   - -   -
29287 Macquarie Bank Ltd. - SHK Ppt European Warrants Apr 2017 A HKD -   -   0.420   0 0 20,596,720 0.610   2017/03/01 0.123   2017/01/03 51,000,000 13,246,050 1.290   2016/09/08 0.105   2016/12/29
15224 Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A HKD 0.620   0.375   0.460   15,400,000 7,438,500 N/A 0.620   2017/04/13 0.249   2017/02/16 240,720,000 109,097,870 0.275   2016/12/21 0.227   2016/12/29
12138 Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2017 B HKD 0.345   0.221   0.243   21,240,000 6,093,290 N/A 0.345   2017/04/13 0.221   2017/04/24 26,140,000 7,494,960 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.039   0.024   0.026   2,060,000 71,300 411,113 0.091   2017/02/24 0.024   2017/04/27 36,020,000 2,165,620 0.330   2016/01/07 0.033   2016/12/22
28350 Macquarie Bank Ltd. - Sino Biopharm European Warrants May17A HKD -   -   0.600   0 0 1,744,310 1.380   2017/02/24 0.570   2017/01/04 5,424,000 4,976,780 1.460   2016/07/12 0.550   2016/12/28
13295 Macquarie Bank Ltd. - Sino Biopharm European Wts Jan 2020 A HKD 0.250   0.232   0.239   6,060,000 1,450,880 N/A 0.250   2017/04/26 0.232   2017/04/21 6,060,000 1,450,880 -   - -   -
11864 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Dec 2017 A HKD 0.275   0.192   0.222   54,252,000 12,283,048 N/A 0.275   2017/04/19 0.192   2017/04/06 88,288,000 19,963,446 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD -   -   0.017   0 0 5,978,613 0.220   2017/01/04 0.016   2017/03/27 191,988,000 13,619,644 0.360   2016/11/18 0.137   2016/12/14
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD 0.179   0.066   0.066   37,356,000 4,709,426 N/A 0.250   2017/01/26 0.066   2017/04/28 161,666,000 23,910,670 0.225   2016/12/14 0.106   2016/12/29
19291 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 B HKD 0.670   0.380   0.430   1,746,000 902,750 N/A 0.670   2017/04/07 0.330   2017/03/15 16,918,000 7,560,630 -   - -   -
15331 Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2017 B HKD 0.270   0.152   0.156   2,156,000 356,900 N/A 0.425   2017/01/27 0.098   2017/03/15 157,462,000 36,491,690 0.260   2016/12/21 0.161   2016/12/29
21483 Macquarie Bank Ltd. - Sinopec Corp European Wts Oct 2017 A HKD 0.465   0.265   0.290   18,282,000 6,729,780 N/A 0.520   2017/01/26 0.234   2017/03/15 68,068,000 25,588,236 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.199   0.199   0.173   150,000 29,850 154,940 0.250   2017/03/23 0.081   2017/01/18 3,410,000 427,160 0.182   2016/07/12 0.096   2016/02/29
26845 Macquarie Bank Ltd. - Sinopec Seg European Wts Dec 2019 A HKD -   -   0.280   0 0 N/A 0.270   2017/03/15 0.236   2017/03/13 3,690,000 905,165 -   - -   -
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD 0.082   0.053   0.053   8,010,000 531,190 858,663 0.101   2017/03/21 0.053   2017/04/25 74,390,000 5,135,780 0.159   2016/02/16 0.079   2016/11/18
29332 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2017 A HKD -   -   0.025   0 0 332,295 0.194   2017/01/11 0.023   2017/03/06 13,676,000 1,259,940 0.720   2016/08/17 0.166   2016/12/19
28943 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2018 A HKD 0.750   0.750   0.640   12,000 9,000 N/A 0.870   2017/03/24 0.750   2017/04/05 120,000 100,200 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.375   0.330   0.375   163,000 57,315 370,086 0.485   2017/01/17 0.330   2017/04/25 2,580,000 1,073,048 0.560   2016/12/29 0.255   2016/05/30
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.244   0.203   0.233   23,204,000 4,984,646 N/A 0.405   2017/02/09 0.203   2017/04/19 25,645,500 5,754,916 0.380   2016/11/10 0.285   2016/12/09
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.157   0.121   0.152   5,170,000 719,536 2,796,083 0.315   2017/01/03 0.121   2017/04/24 28,160,000 6,150,846 0.340   2016/12/30 0.169   2016/12/09
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/04/15 0.010   2016/04/15
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD 0.335   0.110   0.199   36,382,500 6,327,948 N/A 0.740   2017/02/10 0.110   2017/04/21 52,791,500 13,058,855 0.420   2016/11/11 0.246   2016/12/30
12319 Macquarie Bank Ltd. - Stanchart European Warrants May 2017 A HKD -   -   0.010   0 0 7,855,350 0.260   2017/02/06 0.011   2017/03/06 124,925,500 17,810,777 0.455   2016/08/12 0.034   2016/12/30
25864 Macquarie Bank Ltd. - Stanchart European Warrants Sep 2017 A HKD 0.186   0.061   0.096   91,314,500 10,034,584 N/A 0.510   2017/02/06 0.061   2017/04/21 267,020,000 42,014,439 -   - -   -
29184 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2017 A HKD 2.200   1.280   1.280   3,456,000 5,829,590 N/A 2.200   2017/04/07 0.710   2017/03/06 13,572,000 18,623,470 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.485   0.325   0.415   690,000 257,600 1,420,572 0.485   2017/04/18 0.150   2017/02/07 36,580,000 6,850,980 0.215   2016/12/16 0.172   2016/12/29
13797 Macquarie Bank Ltd. - SUNAC European Warrants Oct 2018 A HKD 0.239   0.142   0.143   40,230,000 7,917,550 N/A 0.239   2017/04/18 0.142   2017/04/28 40,230,000 7,917,550 -   - -   -
14707 Macquarie Bank Ltd. - Sunny Optical European Warrants Dec17A HKD 0.690   0.580   0.670   9,060,000 6,186,900 N/A 0.690   2017/04/28 0.580   2017/04/28 9,060,000 6,186,900 -   - -   -
27163 Macquarie Bank Ltd. - Sunny Optical European Warrants Jan18A HKD 1.370   0.700   1.300   29,270,000 25,774,700 N/A 1.370   2017/04/28 0.700   2017/04/11 169,670,000 158,286,100 -   - -   -
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 1.660   1.090   1.590   1,340,000 1,779,900 11,635,232 1.660   2017/04/28 0.126   2017/01/03 39,700,000 17,994,030 0.800   2016/08/31 0.132   2016/12/30
15296 Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A HKD 2.300   1.500   2.250   4,680,000 9,384,600 N/A 2.300   2017/04/26 0.465   2017/01/03 40,310,000 45,023,350 0.510   2016/12/28 0.450   2016/12/23
11295 Macquarie Bank Ltd. - Swire Pacific A European Wts Apr17A HKD -   -   0.010   0 0 176,862 -   - -   - 0 0 0.670   2016/08/17 0.010   2016/12/08
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.215   0.140   0.156   15,840,000 2,444,405 N/A 0.260   2017/02/10 0.103   2017/03/24 63,275,000 9,824,650 0.247   2016/12/14 0.166   2016/12/28
29868 Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2018 A HKD 0.350   0.305   0.355   2,360,000 770,000 N/A 0.395   2017/03/16 0.242   2017/03/14 6,730,000 2,156,345 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.186   0.148   0.177   5,360,000 886,590 867,871 0.236   2017/03/16 0.116   2017/02/02 29,990,000 4,876,800 0.490   2016/08/30 0.285   2016/11/28
12948 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2017 A HKD -   -   0.010   0 0 8,190,866 1.650   2017/01/03 0.010   2017/03/17 226,345,000 41,274,723 2.230   2016/12/23 1.080   2016/10/25
19037 Macquarie Bank Ltd. - Tencent European Put Wts Aug 2017 B HKD 0.147   0.028   0.027   156,940,000 13,149,551 N/A 0.770   2017/01/25 0.028   2017/04/26 364,140,000 57,902,351 -   - -   -
15040 Macquarie Bank Ltd. - Tencent European Put Wts Jul 2017 E HKD 0.039   0.035   0.020   640,000 23,880 N/A 0.250   2017/01/10 0.030   2017/03/20 135,086,000 14,708,997 -   - -   -
14294 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 D HKD 0.049   0.010   0.014   16,290,000 536,681 N/A 1.380   2017/01/03 0.010   2017/04/12 223,370,000 29,682,852 1.490   2016/11/17 1.460   2016/11/17
14595 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 G HKD 0.025   0.025   0.023   520,000 13,000 N/A 0.485   2017/01/03 0.025   2017/04/07 140,273,000 18,018,194 0.480   2016/12/30 0.480   2016/12/30
13880 Macquarie Bank Ltd. - Tencent European Put Wts May 2017 D HKD -   -   0.010   0 0 2,511,699 0.640   2017/01/04 0.020   2017/03/06 149,362,000 13,699,183 0.930   2016/12/23 0.495   2016/10/26
13737 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 B HKD 0.485   0.255   0.260   9,291,000 3,485,265 N/A 0.485   2017/04/13 0.255   2017/04/27 9,291,000 3,485,265 -   - -   -
14729 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 G HKD 0.224   0.221   0.224   680,000 151,220 N/A 0.224   2017/04/28 0.221   2017/04/28 680,000 151,220 -   - -   -
12282 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2017 E HKD 0.234   0.095   0.098   251,490,000 40,509,160 N/A 0.240   2017/03/24 0.095   2017/04/28 286,410,000 48,246,350 -   - -   -
26568 Macquarie Bank Ltd. - Tencent European Put Wts Sep 2017 E HKD 0.800   0.260   0.275   27,274,000 10,986,130 N/A 1.440   2017/02/28 0.260   2017/04/27 33,883,000 16,406,790 -   - -   -
13472 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 B HKD -   -   0.018   0 0 344,525 0.018   2017/01/18 0.018   2017/01/18 1,000,000 18,000 0.660   2016/10/06 0.016   2016/12/22
13544 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 C HKD -   -   0.010   0 0 3,230,785 0.243   2017/01/11 0.010   2017/03/17 220,130,000 19,119,685 0.670   2016/11/09 0.179   2016/12/29
13545 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 D HKD -   -   0.015   0 0 43,345 0.025   2017/01/11 0.016   2017/01/04 1,308,000 25,050 0.315   2016/10/06 0.012   2016/12/28
13579 Macquarie Bank Ltd. - Tencent European Warrants Apr 2017 E HKD -   -   1.660   0 0 6,011,374 1.850   2017/03/21 0.330   2017/03/03 52,238,000 35,578,825 1.340   2016/11/16 0.450   2016/12/28
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.300   0.237   0.295   21,120,000 5,526,220 5,318,163 0.300   2017/04/27 0.184   2017/01/03 121,500,000 28,327,460 0.325   2016/10/25 0.160   2016/12/23
17248 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 A HKD 0.660   0.415   0.620   18,690,000 9,363,190 N/A 0.660   2017/04/27 0.330   2017/03/03 42,008,000 19,805,230 -   - -   -
19038 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22509 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 D HKD 2.420   2.420   3.750   10,000 24,200 N/A 2.680   2017/03/27 1.630   2017/03/03 100,000 212,700 -   - -   -
23996 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 E HKD 6.050   4.780   6.430   72,000 396,160 N/A 6.050   2017/04/25 3.770   2017/02/27 96,000 501,810 -   - -   -
14318 Macquarie Bank Ltd. - Tencent European Warrants Aug 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.255   0.205   0.270   20,970,000 4,804,780 N/A 0.255   2017/04/27 0.148   2017/01/04 196,090,000 38,038,690 0.244   2016/11/07 0.128   2016/12/23
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.310   0.205   0.300   1,796,000 452,760 446,912 0.310   2017/04/27 0.143   2017/01/05 9,094,000 2,048,940 0.600   2016/09/06 0.126   2016/12/12
26777 Macquarie Bank Ltd. - Tencent European Warrants Jan 2020 A HKD 0.455   0.380   0.450   3,880,000 1,571,700 N/A 0.455   2017/04/26 0.380   2017/04/19 4,680,000 1,892,700 -   - -   -
14711 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 A HKD 0.520   0.305   0.360   60,764,000 23,713,965 N/A 0.560   2017/03/22 0.305   2017/04/19 61,548,000 24,089,760 -   - -   -
14843 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 B HKD 0.295   0.181   0.255   71,696,000 16,440,422 N/A 0.330   2017/02/20 0.181   2017/04/19 72,032,000 16,520,122 0.255   2016/12/30 0.225   2016/12/29
14877 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 C HKD 2.170   1.360   2.170   3,932,000 6,355,950 N/A 2.170   2017/04/27 1.360   2017/04/19 3,932,000 6,355,950 -   - -   -
15033 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 D HKD 3.730   3.730   5.400   14,000 52,220 N/A 4.080   2017/03/27 2.780   2017/01/27 86,000 325,080 -   - -   -
16002 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 F HKD 7.490   6.790   8.280   517,000 3,634,320 N/A 7.490   2017/04/20 4.010   2017/01/05 959,000 5,909,100 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.350   0.229   0.340   7,528,000 1,923,416 480,438 0.350   2017/04/26 0.151   2017/01/03 11,248,000 2,751,696 0.500   2016/09/06 0.123   2016/12/23
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD 0.010   0.010   0.010   200,000 2,000 111,560 0.019   2017/01/03 0.010   2017/04/20 4,120,000 50,680 0.086   2016/01/04 0.010   2016/12/07
14038 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 B HKD 0.020   0.020   0.010   50,000 1,000 N/A 0.110   2017/01/06 0.020   2017/04/05 49,758,000 2,661,090 0.207   2016/11/08 0.054   2016/12/28
14156 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 C HKD 0.099   0.035   0.037   154,573,000 9,208,288 N/A 0.213   2017/01/11 0.035   2017/04/28 231,759,000 18,747,533 0.485   2016/11/10 0.118   2016/12/21
14295 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 E HKD 0.460   0.188   0.375   196,895,000 59,818,019 N/A 0.590   2017/02/17 0.188   2017/04/11 332,700,000 113,444,794 -   - -   -
14342 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 F HKD 3.320   1.550   3.320   1,200,000 3,453,750 N/A 3.320   2017/04/27 0.910   2017/03/01 4,824,000 8,659,310 1.580   2016/11/23 0.800   2016/12/28
13721 Macquarie Bank Ltd. - Tencent European Warrants May 2017 A HKD -   -   0.016   0 0 642,832 0.097   2017/01/12 0.015   2017/03/30 97,456,000 3,856,990 -   - -   -
13772 Macquarie Bank Ltd. - Tencent European Warrants May 2017 B HKD -   -   0.020   0 0 11,013,016 0.064   2017/01/11 0.020   2017/03/06 4,242,000 131,554 0.202   2016/10/19 0.034   2016/12/22
13813 Macquarie Bank Ltd. - Tencent European Warrants May 2017 C HKD 0.015   0.015   0.010   20,000 300 5,834,937 0.228   2017/01/11 0.015   2017/04/05 359,074,000 34,984,898 0.810   2016/10/19 0.116   2016/12/22
13919 Macquarie Bank Ltd. - Tencent European Warrants May 2017 E HKD 1.300   0.200   1.060   14,510,000 12,551,835 12,140,554 1.300   2017/04/26 0.160   2017/03/03 228,743,000 72,801,221 0.850   2016/11/23 0.375   2016/12/28
13486 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13886 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14417 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 D HKD 2.880   2.840   2.900   10,000 28,600 N/A 2.880   2017/04/26 2.840   2017/04/26 10,000 28,600 -   - -   -
14577 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14684 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28944 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 A HKD 1.040   0.680   1.040   404,000 389,800 N/A 1.040   2017/04/27 0.550   2017/03/13 494,000 442,050 -   - -   -
29259 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
29694 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 C HKD -   -   4.050   0 0 N/A 3.010   2017/03/27 2.570   2017/03/23 60,000 166,200 -   - -   -
11794 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 D HKD 0.560   0.560   0.560   60,000 33,600 N/A 0.560   2017/04/26 0.560   2017/04/26 60,000 33,600 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 0.600   0.450   0.610   2,692,000 1,286,775 683,376 0.600   2017/04/26 0.355   2017/02/13 8,981,000 3,950,725 0.510   2016/10/20 0.340   2016/10/13
24695 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 A HKD -   -   1.070   0 0 N/A 0.710   2017/03/27 0.530   2017/01/27 22,000 12,100 -   - -   -
25500 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 B HKD 1.910   1.800   2.700   60,000 111,750 N/A 1.910   2017/04/06 1.800   2017/04/10 60,000 111,750 -   - -   -
25503 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 C HKD 4.640   4.630   5.070   20,000 92,700 N/A 4.640   2017/04/21 2.770   2017/03/09 37,000 143,730 -   - -   -
26172 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 D HKD 0.570   0.510   0.560   86,000 44,990 N/A 0.570   2017/04/28 0.510   2017/04/21 212,000 109,880 -   - -   -
24789 Macquarie Bank Ltd. - Towngas China European Wts Nov 2017 A HKD 0.455   0.360   0.415   7,728,000 3,206,760 N/A 0.560   2017/03/09 0.355   2017/03/30 17,642,000 7,521,175 -   - -   -
11001 Macquarie Bank Ltd. - Travelsky Tech European Wts May17A HKD 0.136   0.038   0.060   11,020,000 915,160 1,603,220 0.136   2017/04/06 0.037   2017/03/30 90,520,000 7,987,520 0.350   2016/09/22 0.075   2016/12/21
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.136   0.079   0.119   31,230,000 3,301,370 1,067,210 0.149   2017/01/11 0.072   2017/03/13 61,360,000 6,196,340 0.190   2016/10/27 0.134   2016/12/30
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD 0.132   0.114   0.121   640,000 77,440 20,213 0.143   2017/01/03 0.114   2017/04/19 960,000 121,280 0.203   2016/02/17 0.165   2016/09/12
11913 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2020 A HKD 0.310   0.305   0.300   160,000 49,200 N/A 0.310   2017/04/03 0.305   2017/04/03 160,000 49,200 -   - -   -
11324 Macquarie Bank Ltd. - Wharf European Warrants Feb 2018 A HKD 0.550   0.495   0.530   560,000 282,000 N/A 0.550   2017/04/13 0.495   2017/04/07 560,000 282,000 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD 0.300   0.300   0.300   60,000 18,000 3,548,418 0.485   2017/03/10 0.079   2017/01/03 64,420,000 12,425,880 0.460   2016/08/18 0.048   2016/12/28
26958 Macquarie Bank Ltd. - Wynn Macau European Wts May 2017 A HKD -   -   0.365   0 0 2,208,170 0.305   2017/03/20 0.109   2017/01/04 6,080,000 1,022,620 0.370   2016/04/15 0.096   2016/11/14
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.211   0.140   0.168   54,144,000 9,164,744 4,104,769 0.211   2017/04/12 0.077   2017/01/04 122,748,000 20,590,048 0.172   2016/08/08 0.068   2016/09/01
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.131   0.112   0.117   2,000,000 239,960 1,307,333 0.187   2017/01/25 0.112   2017/04/27 29,580,000 4,807,720 0.219   2016/10/18 0.087   2016/11/30
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.231   0.218   0.218   2,380,000 534,280 373,787 0.265   2017/01/25 0.218   2017/04/10 8,060,000 1,893,180 0.236   2016/12/30 0.205   2016/11/10
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD -   -   0.010   0 0 198,940 0.109   2017/02/10 0.019   2017/03/30 7,914,000 592,046 0.480   2016/09/20 0.089   2016/12/19
23031 Macquarie Bank Ltd. - Xinyi Solar European Warrants May 18 A HKD 0.440   0.335   0.340   564,000 209,220 N/A 0.650   2017/02/10 0.335   2017/04/24 1,164,000 507,000 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.189   0.186   0.189   200,000 37,500 2,369,887 0.189   2017/04/13 0.093   2017/01/03 84,100,000 10,707,880 0.244   2016/07/04 0.076   2016/08/25
13939 Macquarie Bank Ltd. - Yanzhou Coal European Wts May 2017 A HKD 0.720   0.126   0.126   13,916,000 5,732,784 4,116,018 0.720   2017/04/12 0.099   2017/03/31 52,036,000 16,232,704 0.950   2016/10/25 0.226   2016/12/28
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD 0.270   0.220   0.213   288,000 70,430 54,432 0.270   2017/04/13 0.194   2017/03/06 1,408,000 326,590 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.055   0.028   0.026   5,718,000 242,898 136,459 0.074   2017/03/16 0.028   2017/04/26 14,650,000 712,682 0.169   2016/09/09 0.046   2016/12/28
14975 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A HKD 0.430   0.245   0.248   5,960,000 2,222,980 N/A 0.455   2017/03/17 0.239   2017/01/03 56,002,000 18,886,900 0.247   2016/12/15 0.199   2016/12/28
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD -   -   0.014   0 0 696,070 0.056   2017/02/13 0.015   2017/03/27 49,374,000 2,083,276 0.280   2016/08/11 0.035   2016/12/07
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.036   0.013   0.013   4,928,000 137,410 89,651 0.060   2017/02/10 0.013   2017/04/28 11,626,000 416,244 0.065   2016/11/29 0.010   2016/05/23
29396 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 A HKD 0.295   0.220   0.265   21,408,000 5,495,900 N/A 0.330   2017/03/24 0.187   2017/03/10 192,106,000 45,602,530 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.340   0.285   0.340   200,000 62,750 N/A 0.345   2017/03/20 0.177   2017/03/10 154,728,000 35,627,576 0.325   2016/12/30 0.219   2016/12/16
12912 Macquarie Bank Ltd. -China Life European Put Warrants Apr17B HKD -   -   0.010   0 0 4,733,171 0.260   2017/01/03 0.010   2017/02/08 158,927,000 12,624,874 1.090   2016/09/02 0.121   2016/11/28
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.110   0.075   0.081   37,480,000 3,359,700 6,101,252 0.226   2017/01/03 0.070   2017/03/17 203,890,000 22,228,960 0.241   2016/11/18 0.151   2016/11/30
27647 Macquarie Bank Ltd. -China Life European Put Warrants Jan18A HKD 0.255   0.196   0.196   34,760,000 7,890,280 N/A 0.290   2017/03/03 0.168   2017/03/21 124,140,000 27,397,100 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD 0.044   0.022   0.020   1,910,000 54,645 648,618 0.111   2017/02/15 0.022   2017/04/18 31,174,000 2,143,510 0.310   2016/09/09 0.089   2016/12/28
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.112   0.054   0.056   3,652,000 296,323 464,952 0.200   2017/02/15 0.054   2017/04/27 17,138,000 2,387,116 0.325   2016/10/14 0.161   2016/12/28
12686 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2018 A HKD 0.173   0.172   0.172   300,000 51,750 N/A 0.173   2017/04/25 0.172   2017/04/25 300,000 51,750 -   - -   -
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.365   0.285   0.290   4,800,000 1,509,000 365,534 0.365   2017/04/05 0.255   2017/01/17 5,300,000 1,639,500 0.310   2016/10/11 0.141   2016/05/16
28945 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2018 A HKD 0.197   0.105   0.109   80,225,000 13,044,870 N/A 0.248   2017/02/28 0.105   2017/04/28 339,185,000 62,462,875 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.171   0.118   0.122   75,205,000 10,527,845 15,464,258 0.231   2017/02/22 0.118   2017/04/10 520,680,000 86,700,950 0.250   2016/10/25 0.106   2016/11/17
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.094   0.045   0.045   2,510,000 187,780 4,293,632 0.167   2017/02/22 0.045   2017/04/28 268,430,000 24,328,960 0.247   2016/03/14 0.050   2016/12/23
15008 Macquarie Bank Ltd. -PetroChina European Put Warrants Jul17A HKD 0.167   0.108   0.132   81,800,000 11,565,154 N/A 0.290   2017/01/04 0.108   2017/04/10 277,912,000 41,908,914 0.395   2016/12/12 0.237   2016/12/28
12623 Macquarie Bank Ltd. -Sands China European Put Wts Apr 2017 B HKD -   -   0.028   0 0 11,013,722 0.270   2017/01/03 0.027   2017/03/14 235,524,000 25,709,108 0.570   2016/08/25 0.100   2016/11/29
21379 Macquarie Bank Ltd. -Sands China European Put Wts Sep 2017 A HKD 0.098   0.055   0.077   105,620,000 7,686,556 N/A 0.280   2017/02/09 0.055   2017/04/26 287,908,000 39,222,912 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.600   0.390   0.470   7,238,000 3,587,190 N/A 0.600   2017/04/05 0.320   2017/03/22 21,218,000 9,323,195 0.480   2016/11/28 0.325   2016/12/23
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.130   0.062   0.089   16,474,000 1,620,132 2,553,351 0.248   2017/02/16 0.062   2017/04/19 92,106,000 13,245,449 0.212   2016/09/23 0.072   2016/12/23
28712 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Dec 2017 A HKD 0.129   0.101   0.115   9,144,000 1,070,047 N/A 0.129   2017/04/26 0.101   2017/04/20 9,144,000 1,070,047 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.530   0 0 4,033 0.620   2017/02/21 0.590   2017/02/22 40,000 24,200 0.370   2016/09/02 0.192   2016/06/16
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD -   -   0.690   0 0 77,733 0.600   2017/02/15 0.570   2017/01/04 230,000 135,600 0.660   2016/11/10 0.410   2016/01/26
14401 SG Issuer - A50 China European Put Warrants Jun 2017 B HKD 0.059   0.036   0.036   1,814,900 82,989 N/A 0.470   2017/01/06 0.036   2017/04/27 8,322,500 1,222,685 0.660   2016/12/29 0.335   2016/11/29
15444 SG Issuer - A50 China European Warrants Jul 2017 B HKD 0.620   0.520   0.410   3,400 1,876 N/A 0.800   2017/02/23 0.510   2017/03/30 235,400 143,793 0.620   2016/12/22 0.590   2016/12/22
14096 SG Issuer - A50 China European Warrants Jun 2017 A HKD 0.090   0.013   0.013   23,995,000 777,173 N/A 0.280   2017/01/05 0.013   2017/04/28 60,279,800 6,907,176 0.510   2016/11/30 0.250   2016/12/21
14785 SG Issuer - A50 China European Warrants Jun 2017 C HKD -   -   0.012   0 0 N/A 0.080   2017/01/18 0.044   2017/02/03 488,800 34,357 0.213   2016/12/05 0.205   2016/12/05
14774 SG Issuer - A50 China European Warrants May 2017 A HKD -   -   0.010   0 0 N/A 0.082   2017/02/20 0.013   2017/03/24 524,000 19,390 0.236   2016/12/05 0.224   2016/12/05
13940 SG Issuer - A50 China European Warrants Nov 2017 A HKD 0.340   0.335   0.335   2,000 675 N/A 0.340   2017/04/28 0.335   2017/04/28 2,000 675 -   - -   -
27739 SG Issuer - A50 China European Warrants Sep 2017 A HKD -   -   0.089   0 0 N/A 0.305   2017/02/16 0.295   2017/02/16 200 60 -   - -   -
14502 SG Issuer - AAC Tech European Warrants Apr 2018 A HKD 0.380   0.375   0.415   10,000 3,775 N/A 0.380   2017/04/26 0.375   2017/04/26 10,000 3,775 -   - -   -
14692 SG Issuer - AAC Tech European Warrants Aug 2018 A HKD 0.270   0.260   0.305   10,000 2,650 N/A 0.270   2017/04/27 0.260   2017/04/27 10,000 2,650 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.241   0.119   0.238   106,760,000 18,871,800 4,328,269 0.241   2017/04/28 0.099   2017/01/10 154,775,000 25,948,445 0.244   2016/09/07 0.071   2016/12/13
14589 SG Issuer - AAC Tech European Warrants Dec 2018 A HKD 0.315   0.305   0.325   30,000 9,350 N/A 0.315   2017/04/28 0.305   2017/04/26 30,000 9,350 -   - -   -
14516 SG Issuer - AAC Tech European Warrants Mar 2018 A HKD 0.290   0.245   0.290   61,260,000 17,267,175 N/A 0.290   2017/04/28 0.245   2017/04/27 61,260,000 17,267,175 -   - -   -
13600 SG Issuer - AGBK European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 316,986 0.148   2017/01/05 0.010   2017/03/08 15,776,000 245,227 0.280   2016/10/13 0.163   2016/12/13
13209 SG Issuer - AGBK European Warrants Apr 2017 A HKD -   -   0.032   0 0 1,044,662 0.224   2017/02/16 0.025   2017/02/07 57,669,000 6,267,970 0.250   2016/09/22 0.190   2016/09/14
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD -   -   0.073   0 0 796,520 0.222   2017/02/16 0.103   2017/02/13 27,894,000 4,779,122 0.191   2016/09/09 0.150   2016/08/30
28502 SG Issuer - AGBK European Warrants Dec 2017 A HKD -   -   0.102   0 0 N/A 0.208   2017/02/27 0.165   2017/03/16 540,000 101,550 -   - -   -
26892 SG Issuer - AGBK European Warrants Jan 2018 A HKD 0.305   0.240   0.250   3,600,000 977,600 N/A 0.405   2017/02/20 0.222   2017/02/10 5,934,000 1,720,545 -   - -   -
28220 SG Issuer - AGBK European Warrants Jun 2017 A HKD 0.710   0.710   0.700   10,000 7,100 3,645,110 0.770   2017/02/15 0.435   2017/02/03 27,306,000 13,403,185 0.640   2016/09/08 0.240   2016/05/24
12495 SG Issuer - AGBK European Warrants Jun 2017 B HKD -   -   0.265   0 0 1,082,447 0.450   2017/02/20 0.260   2017/02/13 1,600,000 546,000 0.375   2016/09/29 0.199   2016/11/09
15004 SG Issuer - AIA European Put Warrants Jul 2017 B HKD 0.020   0.011   0.011   11,602,000 192,774 N/A 0.231   2017/01/03 0.011   2017/04/25 35,550,000 2,069,410 0.275   2016/12/12 0.203   2016/12/21
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD 0.035   0.010   0.010   200,130,000 4,803,802 12,878,586 0.390   2017/01/03 0.010   2017/04/26 889,286,000 62,415,396 0.430   2016/12/09 0.152   2016/10/25
15682 SG Issuer - AIA European Put Warrants Sep 2017 A HKD 0.032   0.016   0.016   2,696,000 66,990 N/A 0.241   2017/01/04 0.016   2017/04/26 21,492,000 2,250,476 -   - -   -
28847 SG Issuer - AIA European Put Warrants Sep 2017 B HKD 0.173   0.038   0.046   127,256,000 10,970,648 N/A 0.239   2017/02/24 0.038   2017/04/27 278,000,000 37,705,298 -   - -   -
13652 SG Issuer - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 1,844,732 0.027   2017/02/27 0.010   2017/03/08 17,254,000 219,522 0.330   2016/10/07 0.013   2016/12/16
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.041   0.013   0.028   21,192,000 658,816 424,887 0.041   2017/04/27 0.013   2017/04/25 44,108,000 1,186,248 0.305   2016/10/06 0.015   2016/12/09
28741 SG Issuer - AIA European Warrants Aug 2017 B HKD 0.290   0.068   0.239   53,276,000 7,464,560 N/A 0.290   2017/04/27 0.068   2017/04/19 129,076,000 20,543,420 -   - -   -
23476 SG Issuer - AIA European Warrants Dec 2017 A HKD 0.390   0.147   0.335   49,036,000 10,424,210 N/A 0.390   2017/04/27 0.147   2017/04/19 514,032,000 105,194,814 -   - -   -
14953 SG Issuer - AIA European Warrants Jul 2017 A HKD 0.510   0.114   0.420   260,364,000 49,634,758 N/A 0.510   2017/04/27 0.104   2017/01/03 548,658,000 108,993,796 0.164   2016/12/14 0.104   2016/12/29
15152 SG Issuer - AIA European Warrants Jul 2017 C HKD 0.770   0.290   0.730   20,554,000 9,142,500 N/A 0.770   2017/04/27 0.194   2017/01/03 86,648,000 34,071,920 0.275   2016/12/14 0.207   2016/12/29
28879 SG Issuer - AIA European Warrants Jul 2017 D HKD 0.340   0.064   0.260   41,892,000 7,581,814 N/A 0.340   2017/04/27 0.064   2017/04/19 561,502,000 75,735,536 -   - -   -
14074 SG Issuer - AIA European Warrants Jun 2017 B HKD 0.200   0.013   0.130   212,272,000 18,345,984 N/A 0.200   2017/04/27 0.013   2017/04/19 1,093,354,000 81,394,898 0.224   2016/11/08 0.036   2016/12/29
14258 SG Issuer - AIA European Warrants Jun 2017 C HKD 0.620   0.122   0.530   39,482,000 10,965,210 N/A 0.620   2017/04/27 0.096   2017/01/03 558,096,000 116,428,178 0.360   2016/11/16 0.094   2016/12/29
11851 SG Issuer - AIA European Warrants May 2017 A HKD 0.010   0.010   0.010   14,000 140 333,791 0.010   2017/04/10 0.010   2017/04/10 5,134,000 51,340 0.227   2016/10/06 0.010   2016/12/07
29289 SG Issuer - AIA European Warrants Nov 2017 A HKD 0.217   0.074   0.179   33,910,000 6,147,710 N/A 0.234   2017/03/08 0.074   2017/04/19 64,490,000 11,908,912 -   - -   -
15122 SG Issuer - AIA European Warrants Oct 2017 A HKD 0.510   0.181   0.450   47,242,000 11,910,696 N/A 0.510   2017/04/27 0.152   2017/01/04 167,796,000 40,058,940 0.236   2016/12/14 0.228   2016/12/14
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.295   0.200   0.207   5,885,000 1,564,130 N/A 0.335   2017/03/16 0.180   2017/02/08 35,905,000 9,516,925 0.214   2016/11/25 0.134   2016/12/15
15475 SG Issuer - Anhui Conch European Warrants Jul 2017 A HKD 0.500   0.455   0.410   20,000 9,575 N/A 0.500   2017/04/05 0.244   2017/01/16 10,640,000 4,410,775 0.203   2016/12/23 0.201   2016/12/23
14848 SG Issuer - BOCHK European Warrants Aug 2017 A HKD 0.305   0.234   0.255   1,600,000 433,100 N/A 0.325   2017/03/27 0.194   2017/01/13 7,520,000 2,047,745 0.265   2016/12/08 0.208   2016/12/13
28882 SG Issuer - BOCHK European Warrants Feb 2018 A HKD 0.162   0.160   0.144   280,000 45,080 N/A 0.181   2017/03/02 0.152   2017/02/27 3,300,000 549,120 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.280   0.181   0.231   16,570,000 3,576,790 N/A 0.280   2017/04/03 0.147   2017/01/03 73,630,000 15,495,970 0.163   2016/12/23 0.130   2016/12/19
12779 SG Issuer - BOCHK European Warrants Jun 2017 A HKD -   -   0.550   0 0 491,767 0.600   2017/02/16 0.365   2017/01/10 6,070,000 2,672,200 0.460   2016/12/08 0.238   2016/08/26
15428 SG Issuer - BOCHK European Warrants Sep 2017 A HKD 0.460   0.380   0.405   275,000 122,950 N/A 0.480   2017/03/27 0.255   2017/01/03 10,995,000 4,515,125 0.255   2016/12/23 0.237   2016/12/22
23401 SG Issuer - BOCL European Put Warrants Aug 2017 B HKD 0.124   0.061   0.064   5,445,000 572,878 N/A 0.260   2017/01/20 0.049   2017/03/21 21,951,000 2,142,633 -   - -   -
12496 SG Issuer - BOCL European Warrants Apr 2017 A HKD -   -   0.191   0 0 2,137,899 0.345   2017/02/16 0.051   2017/02/08 34,198,000 4,099,093 0.305   2016/09/22 0.065   2016/12/23
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.156   0.107   0.141   3,600,000 446,200 N/A 0.365   2017/02/15 0.107   2017/04/20 24,675,000 6,271,450 0.270   2016/11/30 0.115   2016/12/23
28001 SG Issuer - BOCL European Warrants Dec 2017 A HKD 0.072   0.068   0.064   4,800,000 336,000 N/A 0.218   2017/02/17 0.068   2017/04/12 4,902,000 354,078 -   - -   -
13210 SG Issuer - BOCL European Warrants May 2017 A HKD 0.010   0.010   0.010   4,470,000 44,700 2,816,261 0.133   2017/02/16 0.010   2017/04/12 240,412,000 15,163,463 0.211   2016/09/22 0.020   2016/12/23
29188 SG Issuer - BOCL European Warrants Oct 2017 A HKD 0.044   0.028   0.029   400,000 14,400 N/A 0.131   2017/03/02 0.028   2017/04/18 402,000 14,661 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD 0.092   0.051   0.066   900,000 65,400 481,033 0.246   2017/02/16 0.051   2017/04/20 15,040,000 2,857,700 0.237   2016/08/30 0.095   2016/11/24
15535 SG Issuer - BOCom European Warrants Aug 2017 A HKD 0.340   0.219   0.265   501,000 150,425 N/A 0.610   2017/02/21 0.219   2017/04/20 43,874,000 21,780,130 0.460   2016/12/30 0.445   2016/12/30
14696 SG Issuer - BOCom European Warrants Jun 2017 A HKD 0.034   0.034   0.026   500,000 17,000 N/A 0.295   2017/02/16 0.034   2017/04/27 14,774,000 3,409,696 0.435   2016/11/30 0.154   2016/12/23
28505 SG Issuer - BOCom European Warrants Oct 2017 A HKD -   -   0.142   0 0 N/A 0.450   2017/02/22 0.265   2017/03/28 602,000 161,395 -   - -   -
28975 SG Issuer - BOCom European Warrants Sep 2017 A HKD -   -   0.077   0 0 N/A 0.290   2017/02/28 0.280   2017/02/28 2,000 570 -   - -   -
12706 SG Issuer - BYD European Warrants Apr 2017 A HKD -   -   0.011   0 0 381,351 0.030   2017/01/06 0.013   2017/02/10 505,000 9,920 0.530   2016/08/31 0.025   2016/12/23
15011 SG Issuer - BYD European Warrants Aug 2017 A HKD 0.495   0.370   0.435   34,160,000 15,077,450 N/A 0.720   2017/02/09 0.345   2017/03/30 117,060,000 60,179,950 0.640   2016/12/12 0.485   2016/12/28
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD 0.149   0.097   0.098   54,060,000 6,130,000 N/A 0.315   2017/02/09 0.082   2017/03/30 308,650,000 59,891,155 0.520   2016/11/28 0.221   2016/12/28
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD 0.064   0.032   0.030   2,120,000 104,350 N/A 0.105   2017/02/15 0.032   2017/04/27 7,652,000 521,832 0.213   2016/12/02 0.103   2016/12/20
15436 SG Issuer - CAM CSI300 European Warrants Jul 2017 B HKD -   -   0.163   0 0 N/A 0.250   2017/02/21 0.168   2017/01/16 2,762,000 552,542 0.238   2016/12/22 0.193   2016/12/30
14314 SG Issuer - CAM CSI300 European Warrants May 2018 A HKD 0.217   0.217   0.214   100,000 21,700 N/A 0.217   2017/04/25 0.217   2017/04/25 100,000 21,700 -   - -   -
13198 SG Issuer - CCB European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 2,344,344 0.177   2017/01/06 0.010   2017/02/21 41,654,000 4,897,420 0.375   2016/11/14 0.139   2016/12/30
14643 SG Issuer - CCB European Put Warrants Jun 2017 B HKD 0.010   0.010   0.010   160,000 1,600 N/A 0.146   2017/01/04 0.010   2017/04/11 104,447,000 3,333,731 0.255   2016/12/22 0.119   2016/12/30
28009 SG Issuer - CCB European Put Warrants Sep 2017 A HKD 0.243   0.135   0.136   3,664,000 717,602 N/A 0.300   2017/03/10 0.135   2017/04/25 6,058,000 1,265,156 -   - -   -
12533 SG Issuer - CCB European Warrants Apr 2017 A HKD -   -   0.010   0 0 3,257,236 0.156   2017/02/16 0.010   2017/03/29 124,971,000 7,968,571 0.285   2016/09/09 0.050   2016/12/20
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.131   0.054   0.071   108,048,000 9,028,955 N/A 0.270   2017/02/23 0.054   2017/04/20 287,511,000 42,379,996 0.295   2016/12/01 0.162   2016/12/29
15431 SG Issuer - CCB European Warrants Aug 2017 B HKD 0.530   0.365   0.495   5,491,000 2,443,745 N/A 0.750   2017/02/20 0.350   2017/02/06 25,315,000 12,418,515 0.530   2016/12/30 0.280   2016/12/23
28010 SG Issuer - CCB European Warrants Dec 2017 A HKD 0.122   0.074   0.088   6,736,000 694,291 N/A 0.260   2017/02/20 0.074   2017/04/20 14,714,000 2,259,976 -   - -   -
14306 SG Issuer - CCB European Warrants Jun 2017 A HKD 0.290   0.135   0.227   45,929,000 9,561,860 N/A 0.470   2017/03/21 0.135   2017/04/20 236,210,000 64,170,090 0.325   2016/12/01 0.153   2016/12/22
28461 SG Issuer - CCB European Warrants Jun 2017 C HKD 0.131   0.040   0.062   11,041,000 1,037,614 N/A 0.242   2017/03/21 0.040   2017/04/20 75,768,000 13,441,962 -   - -   -
13072 SG Issuer - CCB European Warrants May 2017 A HKD 0.019   0.010   0.010   4,964,000 62,940 2,207,215 0.104   2017/02/16 0.010   2017/04/07 245,715,000 10,851,991 0.295   2016/09/09 0.036   2016/12/23
28511 SG Issuer - CCB European Warrants Sep 2017 B HKD 0.125   0.060   0.069   59,928,000 6,051,439 N/A 0.315   2017/02/22 0.060   2017/04/27 63,328,000 6,654,039 -   - -   -
28005 SG Issuer - CCCCL European Warrants Dec 2017 A HKD 1.150   0.660   0.670   4,166,000 4,152,890 N/A 1.260   2017/03/23 0.660   2017/04/28 11,363,000 11,052,680 -   - -   -
14739 SG Issuer - CCCCL European Warrants Jun 2017 A HKD 1.750   0.850   0.920   1,875,000 2,621,890 N/A 1.960   2017/03/23 0.610   2017/01/16 35,201,000 40,029,540 0.930   2016/12/02 0.495   2016/12/22
15686 SG Issuer - CCCCL European Warrants Nov 2017 A HKD -   -   0.212   0 0 N/A 0.250   2017/03/02 0.149   2017/01/18 18,010,000 3,643,460 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.162   0.093   0.100   10,860,000 1,374,990 2,584,627 0.174   2017/03/23 0.066   2017/01/04 105,820,000 14,419,340 0.246   2016/04/18 0.078   2016/09/28
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD 0.037   0.012   0.012   608,000 11,146 N/A 0.145   2017/02/15 0.012   2017/04/21 5,820,000 444,092 0.310   2016/11/08 0.109   2016/12/19
13630 SG Issuer - CCoal European Warrants May 2017 A HKD 0.036   0.014   0.010   2,802,000 65,412 1,783,064 0.212   2017/02/02 0.011   2017/03/31 64,391,000 7,972,135 0.740   2016/10/25 0.093   2016/12/23
25637 SG Issuer - CCoal European Warrants Sep 2017 A HKD 0.265   0.115   0.107   1,416,000 277,146 N/A 0.440   2017/02/16 0.115   2017/04/28 13,269,000 3,985,049 -   - -   -
15886 SG Issuer - CGS European Warrants Aug 2017 A HKD 0.350   0.193   0.214   5,387,500 1,438,528 N/A 0.850   2017/02/17 0.193   2017/04/24 16,066,000 7,041,313 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.104   0.095   0.092   80,000 8,085 734,239 0.154   2017/02/17 0.095   2017/04/11 11,565,000 1,479,345 0.211   2016/08/18 0.117   2016/12/30
13601 SG Issuer - CGS European Warrants May 2017 A HKD 0.039   0.011   0.010   1,002,000 23,827 5,581,324 0.325   2017/01/05 0.011   2017/04/12 142,318,000 25,081,354 0.810   2016/10/07 0.219   2016/12/23
28742 SG Issuer - CGS European Warrants Oct 2017 A HKD 0.385   0.385   0.290   200,000 77,000 N/A 0.730   2017/02/23 0.385   2017/04/06 1,001,000 492,730 -   - -   -
13031 SG Issuer - Ch Mob European Warrants Apr 2017 B HKD -   -   0.010   0 0 6,075,470 0.052   2017/01/06 0.010   2017/03/01 101,805,000 2,681,080 0.710   2016/09/09 0.036   2016/12/28
14056 SG Issuer - Ch Mob European Warrants Apr 2017 C HKD -   -   0.010   0 0 N/A 0.099   2017/01/12 0.010   2017/03/23 207,150,000 11,163,655 0.315   2016/11/08 0.058   2016/12/28
28911 SG Issuer - Ch Mob European Warrants Aug 2017 B HKD 0.161   0.053   0.050   446,610,000 64,356,080 N/A 0.330   2017/03/21 0.053   2017/04/27 2,016,005,000 320,075,085 -   - -   -
15235 SG Issuer - Ch Mob European Warrants Jul 2017 C HKD 0.207   0.045   0.048   2,734,530,000 190,213,840 N/A 0.435   2017/03/21 0.045   2017/04/28 2,944,735,000 239,107,365 0.285   2016/12/22 0.239   2016/12/28
15887 SG Issuer - Ch Mob European Warrants Jul 2017 D HKD 0.485   0.178   0.185   177,945,000 42,802,310 N/A 0.840   2017/03/21 0.178   2017/04/28 261,085,000 86,964,460 -   - -   -
23409 SG Issuer - Ch Mob European Warrants Jul 2017 E HKD 0.054   0.011   0.011   13,800,000 473,280 N/A 0.183   2017/03/21 0.011   2017/04/26 2,347,105,000 344,437,060 -   - -   -
14307 SG Issuer - Ch Mob European Warrants Jun 2017 A HKD 0.088   0.012   0.012   77,405,000 4,930,450 N/A 0.270   2017/01/18 0.012   2017/04/26 620,880,000 110,033,935 0.345   2016/12/01 0.152   2016/12/28
14644 SG Issuer - Ch Mob European Warrants May 2017 A HKD -   -   0.010   0 0 N/A 0.104   2017/01/18 0.010   2017/03/30 1,154,455,000 63,585,990 0.183   2016/12/01 0.070   2016/12/28
14505 SG Issuer - Ch Mob European Warrants Nov 2017 A HKD 0.325   0.305   0.295   770,000 239,875 N/A 0.325   2017/04/26 0.305   2017/04/27 770,000 239,875 -   - -   -
13458 SG Issuer - Ch Mob European Warrants Oct 2017 B HKD 0.219   0.120   0.123   5,005,000 817,290 N/A 0.219   2017/04/07 0.120   2017/04/28 5,005,000 817,290 -   - -   -
12485 SG Issuer - Ch Mob European Warrants Sep 2017 A HKD 0.117   0.043   0.041   3,370,000 268,325 N/A 0.138   2017/03/27 0.043   2017/04/27 21,980,000 2,493,535 -   - -   -
15472 SG Issuer - CHALCO European Warrants Aug 2017 A HKD 0.860   0.800   0.720   60,000 50,160 N/A 1.200   2017/02/09 0.570   2017/01/20 14,708,000 14,379,880 0.440   2016/12/23 0.440   2016/12/23
14333 SG Issuer - CHALCO European Warrants Jun 2017 A HKD 0.440   0.230   0.230   10,180,000 3,697,600 N/A 0.750   2017/03/02 0.230   2017/04/28 42,900,000 22,067,858 0.520   2016/11/28 0.255   2016/12/19
25615 SG Issuer - CHALCO European Warrants Sep 2017 A HKD 0.365   0.223   0.222   33,848,000 10,638,650 N/A 0.650   2017/03/02 0.223   2017/04/28 132,688,000 46,779,280 -   - -   -
14815 SG Issuer - China Cinda European Warrants Jun 2017 A HKD 0.260   0.114   0.135   18,506,000 3,261,664 N/A 0.405   2017/03/16 0.114   2017/04/19 50,212,000 10,925,452 0.260   2016/12/30 0.197   2016/12/15
12204 SG Issuer - China Cinda European Warrants Oct 2017 A HKD -   -   0.112   0 0 N/A 0.226   2017/03/24 0.177   2017/03/28 13,140,000 2,610,690 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.211   0.113   0.133   95,761,000 14,524,365 4,557,213 0.335   2017/03/17 0.113   2017/04/19 148,989,000 27,192,348 0.415   2016/09/09 0.146   2016/12/22
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.212   0.140   0.193   25,340,000 4,469,420 1,990,670 0.212   2017/04/26 0.116   2017/03/31 64,180,000 10,689,520 0.385   2016/08/15 0.155   2016/12/30
28830 SG Issuer - China EB Ltd European Warrants Mar 2018 A HKD 0.250   0.216   0.260   4,160,000 923,720 N/A 0.250   2017/04/13 0.196   2017/03/07 6,440,000 1,402,840 -   - -   -
13199 SG Issuer - China Life European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 2,364,375 0.120   2017/01/03 0.010   2017/02/17 19,440,000 1,033,710 0.250   2016/11/09 0.066   2016/12/08
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.067   0.039   0.040   820,000 40,740 N/A 0.148   2017/01/03 0.039   2017/04/27 10,540,000 1,031,390 0.178   2016/11/21 0.134   2016/12/13
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD 0.028   0.010   0.010   5,900,000 112,210 3,453,508 0.154   2017/01/03 0.010   2017/04/25 35,540,000 1,168,230 0.249   2016/11/09 0.099   2016/11/25
12915 SG Issuer - China Life European Put Warrants May 2017 A HKD -   -   0.010   0 0 1,263,407 0.060   2017/01/03 0.011   2017/03/24 5,860,000 220,110 0.173   2016/09/02 0.033   2016/11/28
13507 SG Issuer - China Life European Put Warrants May 2017 C HKD 0.030   0.010   0.010   6,220,000 93,360 5,326,245 0.233   2017/01/03 0.010   2017/04/07 378,750,000 16,884,630 0.345   2016/11/09 0.137   2016/11/30
26955 SG Issuer - China Life European Put Warrants Oct 2017 C HKD 0.163   0.091   0.099   24,230,000 3,540,870 N/A 0.166   2017/02/13 0.079   2017/03/21 81,920,000 11,203,600 -   - -   -
15859 SG Issuer - China Life European Put Warrants Sep 2017 B HKD 0.065   0.028   0.030   23,140,000 1,060,510 N/A 0.241   2017/01/03 0.028   2017/04/27 86,280,000 7,678,230 -   - -   -
28188 SG Issuer - China Life European Put Warrants Sep 2017 C HKD 0.265   0.164   0.179   93,810,000 19,751,530 N/A 0.265   2017/04/19 0.164   2017/04/27 108,620,000 22,742,020 -   - -   -
13452 SG Issuer - China Life European Warrants Apr 2017 B HKD -   -   0.242   0 0 7,419,965 0.380   2017/03/21 0.079   2017/02/03 211,600,000 30,286,500 0.245   2016/11/28 0.056   2016/11/09
14740 SG Issuer - China Life European Warrants Apr 2017 C HKD -   -   0.010   0 0 N/A 0.730   2017/02/15 0.010   2017/03/28 222,000,000 78,068,083 0.750   2016/12/08 0.169   2016/12/22
29229 SG Issuer - China Life European Warrants Apr 2018 A HKD 0.119   0.084   0.108   780,000 86,310 N/A 0.190   2017/03/17 0.084   2017/04/19 2,070,000 308,960 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.189   0.124   0.165   6,800,000 1,132,760 5,261,582 0.270   2017/03/21 0.120   2017/02/03 135,010,000 28,159,190 0.250   2016/09/22 0.075   2016/11/09
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.170   0.168   0.153   1,200,000 203,400 4,103,918 0.260   2017/03/17 0.103   2017/01/03 106,720,000 21,843,300 0.201   2016/11/25 0.069   2016/11/09
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.178   0.091   0.136   8,440,000 1,312,750 5,099,668 0.285   2017/02/21 0.088   2017/01/03 161,140,000 24,872,340 0.205   2016/11/30 0.056   2016/11/09
15857 SG Issuer - China Life European Warrants Jul 2017 C HKD 0.920   0.320   0.495   18,421,000 10,560,190 N/A 1.800   2017/02/21 0.320   2017/04/19 132,129,000 138,593,160 -   - -   -
28187 SG Issuer - China Life European Warrants Jul 2017 D HKD 0.175   0.050   0.061   2,540,000 369,830 N/A 0.600   2017/02/21 0.050   2017/04/24 60,199,000 20,542,866 -   - -   -
12825 SG Issuer - China Life European Warrants Jun 2017 B HKD -   -   0.440   0 0 733,028 0.660   2017/02/21 0.295   2017/01/03 8,910,000 4,044,550 0.500   2016/12/08 0.189   2016/11/09
14741 SG Issuer - China Life European Warrants Jun 2017 C HKD 0.152   0.020   0.042   13,155,000 857,150 N/A 0.650   2017/02/13 0.020   2017/04/19 75,548,000 24,276,899 0.610   2016/12/07 0.185   2016/12/20
13254 SG Issuer - China Life European Warrants May 2017 B HKD 0.116   0.015   0.074   34,920,000 1,363,560 6,415,330 0.260   2017/03/17 0.015   2017/04/21 197,300,000 28,642,650 0.184   2016/11/28 0.041   2016/11/09
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.181   0.123   0.157   15,880,000 2,532,540 5,713,157 0.250   2017/03/17 0.123   2017/04/19 139,940,000 29,569,270 0.202   2016/11/28 0.071   2016/11/09
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.315   0.315   0.360   20,000 6,300 3,180,382 0.500   2017/03/17 0.232   2017/01/03 1,690,000 510,000 0.350   2016/11/30 0.143   2016/11/09
28194 SG Issuer - China Life European Warrants Nov 2017 B HKD 0.110   0.078   0.097   2,520,000 244,790 N/A 0.192   2017/03/17 0.078   2017/04/18 25,380,000 4,120,180 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD 0.530   0.455   0.530   1,250,000 627,800 637,217 0.630   2017/02/13 0.355   2017/01/09 1,950,000 982,300 0.495   2016/11/25 0.217   2016/08/08
26953 SG Issuer - China Life European Warrants Oct 2017 B HKD 0.250   0.151   0.199   71,750,000 13,810,430 N/A 0.335   2017/02/21 0.151   2017/04/19 111,990,000 23,449,850 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.340   0.295   0.340   2,040,000 625,950 2,488,817 0.450   2017/03/20 0.228   2017/01/03 19,860,000 6,486,870 0.290   2016/11/24 0.155   2016/11/09
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.158   0.085   0.120   11,000,000 1,300,680 12,087,060 0.247   2017/02/21 0.082   2017/01/03 375,860,000 69,442,160 0.192   2016/11/30 0.056   2016/11/09
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.162   0.148   0.128   600,000 93,300 1,312,247 0.250   2017/01/26 0.148   2017/04/06 28,680,000 5,835,380 0.260   2016/10/20 0.140   2016/09/20
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD 0.163   0.133   0.133   2,760,000 396,800 N/A 0.235   2017/01/26 0.133   2017/04/25 9,760,000 1,827,220 0.232   2016/11/29 0.231   2016/11/29
15545 SG Issuer - China Overseas European Put Warrants Aug 2017 C HKD 0.066   0.034   0.043   28,560,000 1,307,420 N/A 0.165   2017/01/09 0.027   2017/03/17 75,940,000 3,960,740 -   - -   -
11541 SG Issuer - China Overseas European Put Warrants Oct 2017 A HKD 0.285   0.285   0.300   200,000 57,000 N/A 0.335   2017/03/31 0.244   2017/03/22 1,840,000 516,020 -   - -   -
11967 SG Issuer - China Overseas European Warrants Apr 2017 A HKD -   -   0.010   0 0 803 -   - -   - 0 0 0.198   2016/08/09 0.024   2016/11/07
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD -   -   0.012   0 0 20,340 0.027   2017/03/17 0.012   2017/03/27 3,780,000 65,860 0.140   2016/10/07 0.025   2016/11/21
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.120   0.070   0.068   53,520,000 4,935,980 N/A 0.231   2017/03/16 0.070   2017/04/28 327,400,000 53,699,340 0.233   2016/11/30 0.071   2016/12/29
12258 SG Issuer - China Overseas European Warrants Dec 2017 A HKD 0.134   0.103   0.095   5,540,000 669,200 N/A 0.134   2017/04/12 0.101   2017/03/30 10,500,000 1,207,440 -   - -   -
15543 SG Issuer - China Overseas European Warrants Jan 2018 A HKD 0.164   0.125   0.119   8,150,000 1,178,780 N/A 0.260   2017/03/17 0.120   2017/03/31 98,410,000 21,355,830 0.150   2016/12/30 0.143   2016/12/28
14057 SG Issuer - China Overseas European Warrants Jun 2017 A HKD -   -   0.010   0 0 N/A 0.074   2017/02/09 0.012   2017/03/27 50,318,000 2,439,848 0.150   2016/11/04 0.023   2016/12/30
13802 SG Issuer - China Overseas European Warrants May 2017 A HKD 0.010   0.010   0.010   700,000 7,000 5,906,080 0.105   2017/02/09 0.010   2017/04/06 331,300,000 20,172,100 0.265   2016/10/18 0.021   2016/12/29
15497 SG Issuer - China Overseas European Warrants Sep 2017 A HKD 0.295   0.249   0.244   2,820,000 775,820 N/A 0.425   2017/02/09 0.236   2017/03/30 19,360,000 6,646,880 0.225   2016/12/30 0.211   2016/12/28
28014 SG Issuer - China Railway European Warrants Oct 2017 A HKD 0.405   0.243   0.201   2,700,000 985,070 N/A 0.610   2017/03/23 0.243   2017/04/19 10,374,000 4,879,455 -   - -   -
13479 SG Issuer - China Res Land European Warrants Apr 2017 A HKD -   -   0.011   0 0 22,437 0.034   2017/02/09 0.013   2017/02/24 6,060,000 126,020 0.247   2016/09/28 0.034   2016/12/01
27734 SG Issuer - China Res Land European Warrants Dec 2017 A HKD 0.205   0.157   0.141   2,840,000 523,580 N/A 0.250   2017/02/22 0.142   2017/03/10 95,780,000 17,843,900 -   - -   -
14043 SG Issuer - China Res Land European Warrants Jun 2017 A HKD 0.335   0.227   0.275   3,000,000 925,040 N/A 0.335   2017/04/13 0.100   2017/01/04 32,520,000 6,585,040 0.198   2016/11/22 0.094   2016/12/20
15501 SG Issuer - China Res Land European Warrants Sep 2017 A HKD 0.530   0.440   0.435   360,000 179,200 N/A 0.550   2017/03/16 0.230   2017/01/04 17,580,000 6,989,940 0.233   2016/12/28 0.217   2016/12/28
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.085   0.045   0.038   16,250,000 1,152,352 471,683 0.167   2017/01/11 0.045   2017/04/19 31,148,000 2,511,900 0.435   2016/10/19 0.157   2016/12/19
15316 SG Issuer - China Tel European Warrants Sep 2017 A HKD 0.315   0.219   0.222   8,700,000 2,293,590 N/A 0.390   2017/01/06 0.192   2017/03/15 66,512,000 17,718,650 0.320   2016/12/23 0.305   2016/12/28
11968 SG Issuer - China Vanke European Warrants Apr 2017 A HKD -   -   0.010   0 0 2,217,441 0.132   2017/03/17 0.010   2017/03/29 3,880,000 246,377 0.405   2016/08/16 0.068   2016/12/20
15014 SG Issuer - China Vanke European Warrants Aug 2017 A HKD 0.123   0.099   0.053   40,000 4,440 N/A 0.239   2017/03/16 0.088   2017/01/04 125,112,000 19,799,073 0.212   2016/12/12 0.087   2016/12/29
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD 0.027   0.016   0.013   438,000 9,155 1,279,732 0.105   2017/03/17 0.016   2017/04/18 35,074,000 2,631,396 0.247   2016/12/01 0.036   2016/12/30
15546 SG Issuer - China Vanke European Warrants Oct 2017 A HKD 0.370   0.237   0.247   2,696,000 875,470 N/A 0.520   2017/03/17 0.223   2017/01/03 28,718,000 9,638,715 0.237   2016/12/30 0.217   2016/12/29
13549 SG Issuer - ChiUnicom European Warrants Apr 2017 A HKD -   -   0.010   0 0 8,480,244 0.171   2017/01/09 0.014   2017/03/06 103,330,000 7,418,316 0.690   2016/10/11 0.089   2016/11/14
14913 SG Issuer - ChiUnicom European Warrants Aug 2017 A HKD 0.670   0.239   0.224   48,076,000 23,883,156 N/A 0.670   2017/04/03 0.239   2017/04/24 68,396,000 32,683,196 0.630   2016/12/08 0.355   2016/12/23
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.238   0.197   0.169   8,340,000 1,869,500 4,983,657 0.238   2017/04/03 0.114   2017/01/23 159,260,000 27,488,200 0.232   2016/04/21 0.084   2016/07/21
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD 1.480   0.810   0.730   12,714,000 13,518,240 N/A 1.480   2017/04/06 0.355   2017/03/06 163,798,000 115,785,800 1.110   2016/12/01 0.560   2016/12/23
14910 SG Issuer - ChiUnicom European Warrants Sep 2017 A HKD 1.180   0.600   0.670   6,676,000 6,344,400 N/A 1.180   2017/04/03 0.500   2017/03/10 109,872,000 84,747,940 1.010   2016/12/08 0.590   2016/12/23
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD 0.133   0.035   0.039   17,421,000 1,408,225 N/A 0.385   2017/02/15 0.035   2017/04/27 96,066,000 21,840,322 0.390   2016/11/28 0.188   2016/12/28
12433 SG Issuer - CITIC Bank European Warrants May 2017 A HKD -   -   0.010   0 0 2,030,028 0.115   2017/02/15 0.010   2017/03/27 60,832,000 2,962,648 0.420   2016/08/17 0.016   2016/12/23
28829 SG Issuer - CITIC Bank European Warrants Nov 2017 A HKD 0.111   0.092   0.099   200,000 20,500 N/A 0.355   2017/02/24 0.092   2017/04/27 202,000 21,195 -   - -   -
28506 SG Issuer - CITIC Bank European Warrants Oct 2017 A HKD -   -   0.061   0 0 N/A 0.270   2017/02/22 0.260   2017/02/22 200,000 53,000 -   - -   -
15013 SG Issuer - CITIC Bank European Warrants Sep 2017 A HKD 0.157   0.068   0.068   1,365,000 122,255 N/A 0.385   2017/02/16 0.068   2017/04/27 29,320,000 6,432,982 0.335   2016/12/12 0.330   2016/12/12
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.028   0.024   0.033   1,060,000 29,340 82,917 0.087   2017/02/15 0.024   2017/04/24 8,159,000 451,950 0.172   2016/04/28 0.070   2016/12/21
15888 SG Issuer - CITIC Sec European Warrants Dec 2017 A HKD 0.163   0.135   0.154   1,355,000 205,340 N/A 0.280   2017/02/17 0.135   2017/04/20 31,675,000 6,926,105 -   - -   -
28831 SG Issuer - CITIC Sec European Warrants Jan 2018 A HKD 0.125   0.099   0.119   13,210,000 1,492,955 N/A 0.223   2017/02/24 0.099   2017/04/19 23,290,000 3,103,620 -   - -   -
12780 SG Issuer - CITIC Sec European Warrants May 2017 A HKD -   -   0.010   0 0 480,098 0.075   2017/02/17 0.010   2017/03/27 46,290,000 2,519,195 0.280   2016/09/09 0.055   2016/12/23
14867 SG Issuer - CITIC Sec European Warrants Oct 2017 A HKD 0.028   0.020   0.022   410,000 10,280 N/A 0.065   2017/01/06 0.020   2017/04/21 5,160,000 227,795 0.109   2016/12/07 0.061   2016/12/23
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.031   0.019   0.024   520,000 14,135 91,626 0.083   2017/01/06 0.019   2017/04/19 4,490,000 258,485 0.179   2016/10/05 0.075   2016/12/23
14394 SG Issuer - CKH European Put Warrants Jun 2017 A HKD 0.036   0.011   0.011   5,310,000 147,025 N/A 0.300   2017/01/05 0.011   2017/04/24 9,995,000 441,775 0.395   2016/12/28 0.248   2016/11/21
15550 SG Issuer - CKH European Warrants Aug 2017 A HKD 0.800   0.520   0.730   3,865,000 2,502,200 N/A 0.930   2017/02/28 0.520   2017/04/21 30,535,000 23,787,650 -   - -   -
25362 SG Issuer - CKH European Warrants Aug 2017 B HKD -   -   0.114   0 0 N/A 0.265   2017/02/28 0.162   2017/02/20 15,590,000 3,374,465 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD 0.218   0.117   0.174   14,160,000 2,464,645 N/A 0.335   2017/02/28 0.117   2017/04/21 85,125,000 19,886,990 0.540   2016/11/21 0.223   2016/12/23
13020 SG Issuer - CKH European Warrants Oct 2017 A HKD 0.118   0.118   0.129   40,000 4,720 N/A 0.227   2017/03/30 0.118   2017/04/18 5,480,000 1,184,740 -   - -   -
25219 SG Issuer - CKI Holdings European Warrants Aug 2017 A HKD 0.485   0.239   0.470   14,120,000 5,596,140 N/A 0.500   2017/02/03 0.217   2017/03/31 15,380,000 6,004,280 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD 0.075   0.037   0.071   6,580,000 402,620 862,805 0.151   2017/02/03 0.037   2017/04/03 14,680,000 1,368,050 0.385   2016/09/26 0.114   2016/12/19
13881 SG Issuer - CKI Holdings European Warrants May 2017 A HKD 0.218   0.011   0.201   20,970,000 2,024,440 3,904,028 0.242   2017/01/18 0.010   2017/03/31 163,020,000 22,987,270 0.580   2016/11/04 0.195   2016/12/22
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD 0.033   0.033   0.030   500,000 16,500 N/A 0.084   2017/01/19 0.031   2017/03/22 4,890,000 207,040 0.207   2016/11/08 0.105   2016/12/05
15542 SG Issuer - CKP European Warrants Jul 2017 B HKD 0.350   0.210   0.340   2,160,000 481,865 N/A 0.380   2017/02/22 0.190   2017/03/06 44,725,000 13,874,130 0.221   2016/12/28 0.200   2016/12/28
14210 SG Issuer - CKP European Warrants May 2017 A HKD 0.049   0.010   0.010   16,080,000 348,395 N/A 0.165   2017/01/18 0.010   2017/04/24 152,445,000 9,304,680 0.275   2016/12/09 0.063   2016/12/28
28977 SG Issuer - CKP European Warrants Sep 2017 A HKD 0.228   0.171   0.210   2,180,000 439,200 N/A 0.285   2017/02/28 0.160   2017/03/29 15,350,000 3,372,360 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.445   0.390   0.450   440,000 182,800 1,389,437 0.540   2017/02/13 0.260   2017/01/03 1,610,000 691,300 0.435   2016/11/28 0.117   2016/06/24
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD -   -   0.275   0 0 N/A 1.050   2017/02/16 0.495   2017/02/08 11,062,000 7,658,810 1.100   2016/12/01 1.070   2016/11/30
12499 SG Issuer - CMB European Warrants Jun 2017 B HKD -   -   0.108   0 0 830,079 0.199   2017/02/15 0.104   2017/01/09 33,390,000 4,831,735 0.241   2016/09/26 0.092   2016/12/22
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD 0.305   0.275   0.270   1,055,000 307,400 507,329 0.420   2017/02/22 0.235   2017/01/04 8,235,000 2,965,975 0.330   2016/08/23 0.216   2016/08/04
28011 SG Issuer - CMB European Warrants Sep 2017 B HKD 0.129   0.129   0.091   30,000 3,870 N/A 0.177   2017/03/15 0.129   2017/04/03 3,780,000 635,640 -   - -   -
15287 SG Issuer - CMob European Put Warrants Aug 2017 A HKD 0.035   0.015   0.015   19,855,000 498,470 N/A 0.183   2017/01/03 0.015   2017/04/27 107,570,000 7,935,245 0.244   2016/12/20 0.171   2016/12/30
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD 0.192   0.097   0.150   340,430,000 46,891,380 N/A 0.490   2017/01/03 0.059   2017/03/20 1,164,645,000 171,600,750 0.540   2016/12/19 0.375   2016/12/01
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.131   0.112   0.128   3,500,000 427,850 327,283 0.147   2017/01/03 0.092   2017/03/20 12,000,000 1,449,150 0.153   2016/12/19 0.093   2016/10/11
12489 SG Issuer - CMob European Put Warrants Oct 2017 A HKD 0.660   0.490   0.610   1,260,000 717,400 N/A 0.660   2017/04/24 0.490   2017/04/05 1,270,000 722,550 -   - -   -
15461 SG Issuer - CNBM European Warrants Aug 2017 A HKD 1.560   0.990   1.030   512,000 699,420 N/A 1.730   2017/02/23 0.420   2017/01/16 7,138,000 8,694,700 0.415   2016/12/29 0.405   2016/12/23
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD 0.860   0.490   0.475   3,446,000 2,445,780 N/A 1.030   2017/02/23 0.360   2017/01/24 47,226,000 27,052,010 0.305   2016/11/22 0.300   2016/11/21
13689 SG Issuer - CNBM European Warrants May 2017 A HKD 1.730   1.400   1.240   174,000 271,260 5,892,620 1.980   2017/02/23 0.320   2017/01/16 22,348,000 21,406,480 0.670   2016/11/14 0.275   2016/12/23
27502 SG Issuer - CNBM European Warrants Sep 2017 A HKD 0.520   0.225   0.239   20,368,000 8,610,540 N/A 0.800   2017/03/02 0.225   2017/04/27 127,104,000 64,791,260 -   - -   -
13617 SG Issuer - CNOOC European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 4,363,002 0.315   2017/01/03 0.022   2017/03/27 50,292,000 9,893,844 0.600   2016/11/09 0.164   2016/12/14
15318 SG Issuer - CNOOC European Put Warrants Jul 2017 B HKD 0.870   0.610   0.800   700,000 569,060 N/A 1.050   2017/03/10 0.610   2017/04/10 2,231,000 1,940,540 0.920   2016/12/23 0.890   2016/12/22
15862 SG Issuer - CNOOC European Warrants Aug 2017 A HKD 0.280   0.090   0.098   38,226,000 5,839,893 N/A 1.060   2017/01/06 0.090   2017/04/27 258,476,000 58,813,302 -   - -   -
15502 SG Issuer - CNOOC European Warrants Jul 2017 C HKD 0.048   0.015   0.011   2,950,000 103,977 N/A 0.370   2017/01/06 0.015   2017/04/20 25,160,000 3,383,014 0.260   2016/12/28 0.235   2016/12/28
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.069   0.045   0.045   1,820,000 87,870 715,025 0.131   2017/01/05 0.045   2017/04/28 4,960,000 390,980 0.171   2016/10/24 0.094   2016/11/09
13739 SG Issuer - CNOOC European Warrants May 2017 A HKD -   -   0.014   0 0 1,742,079 0.144   2017/01/06 0.018   2017/02/22 18,084,000 1,705,974 0.405   2016/10/24 0.114   2016/12/22
11229 SG Issuer - CNOOC European Warrants Oct 2017 A HKD 0.600   0.310   0.320   6,638,000 2,369,125 N/A 0.600   2017/04/07 0.310   2017/04/27 20,590,000 9,047,310 -   - -   -
13863 SG Issuer - CNOOC European Warrants Oct 2017 B HKD 0.146   0.116   0.122   2,230,000 289,929 N/A 0.146   2017/04/19 0.116   2017/04/27 2,230,000 289,929 -   - -   -
25383 SG Issuer - CP&CC European Put Warrants Aug 2017 B HKD 0.182   0.106   0.133   38,302,000 5,159,316 N/A 0.330   2017/02/01 0.106   2017/04/07 48,400,000 7,091,560 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD 0.027   0.015   0.014   98,000 2,414 N/A 0.315   2017/01/03 0.015   2017/04/25 38,038,000 4,620,668 0.340   2016/12/29 0.199   2016/12/14
13661 SG Issuer - CP&CC European Warrants Apr 2017 A HKD -   -   0.270   0 0 19,406,347 0.425   2017/01/26 0.036   2017/03/15 399,390,000 90,676,362 0.490   2016/10/11 0.131   2016/11/18
15320 SG Issuer - CP&CC European Warrants Aug 2017 A HKD 0.156   0.068   0.072   7,040,000 916,810 N/A 0.260   2017/01/27 0.058   2017/03/10 70,694,000 14,050,504 0.159   2016/12/21 0.148   2016/12/21
28195 SG Issuer - CP&CC European Warrants Aug 2017 C HKD 0.370   0.184   0.217   27,076,000 7,552,664 N/A 0.370   2017/04/07 0.148   2017/03/15 124,186,000 25,993,160 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD 0.360   0.140   0.161   13,958,000 3,457,630 5,728,090 0.440   2017/01/26 0.096   2017/03/10 95,038,000 24,952,686 0.420   2016/10/20 0.171   2016/12/29
14849 SG Issuer - CPIC Eur Wt Jun 2017 A HKD 0.026   0.015   0.012   160,000 3,200 N/A 0.115   2017/01/05 0.015   2017/04/13 26,028,000 1,664,126 0.238   2016/12/08 0.109   2016/12/30
14742 SG Issuer - CRail Eu Wt Jun 2017 A HKD 0.113   0.041   0.013   926,000 93,566 N/A 0.370   2017/02/10 0.041   2017/04/18 33,382,000 7,842,235 0.520   2016/12/02 0.510   2016/12/02
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.087   0.058   0.055   6,040,000 453,315 N/A 0.118   2017/02/10 0.058   2017/04/27 29,615,000 2,739,910 0.193   2016/11/29 0.076   2016/12/23
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.101   0.067   0.067   1,700,000 157,950 2,647,174 0.155   2017/03/21 0.067   2017/04/28 21,830,000 2,833,150 0.250   2016/04/27 0.091   2016/12/28
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.250   0.243   0.195   1,620,000 400,860 516,647 0.270   2017/02/10 0.193   2017/01/10 4,215,000 1,057,820 0.265   2016/11/10 0.158   2016/09/21
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD 0.045   0.023   0.024   5,880,000 215,390 1,025,090 0.065   2017/01/20 0.023   2017/04/28 53,550,000 2,773,360 0.243   2016/04/11 0.048   2016/12/23
15690 SG Issuer - CRRC European Warrants Sep 2017 A HKD 0.750   0.420   0.490   13,798,000 8,635,430 N/A 1.070   2017/01/23 0.420   2017/04/28 52,489,000 41,168,690 -   - -   -
13654 SG Issuer - CSOP A50 ETF European Warrants Apr 2017 A HKD -   -   0.089   0 0 3,311,625 0.540   2017/02/20 0.088   2017/03/30 30,472,600 10,661,649 0.800   2016/11/29 0.280   2016/12/29
15705 SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.670   0.500   0.500   1,475,000 858,650 N/A 0.930   2017/02/20 0.500   2017/04/27 10,546,000 8,074,940 -   - -   -
15443 SG Issuer - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.198   0.072   0.083   23,786,200 3,305,024 N/A 0.425   2017/02/21 0.072   2017/04/19 126,697,000 28,789,454 0.375   2016/12/22 0.360   2016/12/22
14781 SG Issuer - CSOP A50 ETF European Warrants Jun 2017 B HKD -   -   0.012   0 0 N/A 0.070   2017/01/18 0.042   2017/02/08 1,410,000 87,635 0.224   2016/12/09 0.067   2016/12/28
14091 SG Issuer - CSOP A50 ETF European Warrants May 2017 A HKD -   -   0.013   0 0 N/A 0.137   2017/01/05 0.010   2017/03/21 136,207,600 10,456,304 0.315   2016/11/29 0.095   2016/12/29
13930 SG Issuer - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.270   0.265   0.265   2,000 535 N/A 0.270   2017/04/28 0.265   2017/04/28 2,000 535 -   - -   -
27993 SG Issuer - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.088   0.087   0.080   100,000 8,750 N/A 0.375   2017/02/17 0.087   2017/04/18 100,400 8,897 -   - -   -
14399 SG Issuer - CSOP A50 Eu Put Wt Jun 2017 A HKD 0.112   0.085   0.057   375,600 37,256 N/A 0.690   2017/01/03 0.085   2017/04/03 135,155,200 29,312,714 0.790   2016/12/29 0.390   2016/11/29
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.031   0.031   0.023   200,000 6,200 104,340 0.069   2017/02/24 0.031   2017/04/07 10,580,000 586,280 0.225   2016/08/04 0.032   2016/12/29
23998 SG Issuer - Evergrande Eu Wt Aug 2017 A HKD 3.330   1.530   2.570   1,621,000 3,848,630 N/A 3.330   2017/04/25 0.405   2017/01/25 5,359,000 6,550,720 -   - -   -
15615 SG Issuer - Evergrande Eu Wt Jan 2018 A HKD 3.490   2.000   2.870   3,341,000 9,308,310 N/A 3.490   2017/04/26 0.520   2017/01/06 6,412,000 12,468,790 -   - -   -
15462 SG Issuer - Evergrande Eu Wt Oct 2017 A HKD 3.650   2.000   2.920   2,657,000 7,925,680 N/A 3.650   2017/04/21 0.510   2017/01/03 25,182,000 27,338,230 0.465   2016/12/30 0.440   2016/12/28
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 2.550   0.900   1.800   16,481,000 27,413,990 N/A 2.550   2017/04/21 0.206   2017/01/05 58,546,000 48,483,725 0.485   2016/11/30 0.204   2016/12/19
14693 SG Issuer - Evergrande European Warrants Dec 2018 A HKD 0.208   0.204   0.202   20,000 4,120 N/A 0.208   2017/04/27 0.204   2017/04/27 20,000 4,120 -   - -   -
14014 SG Issuer - Evergrande European Warrants Jun 2018 A HKD 0.290   0.270   0.234   800,000 225,500 N/A 0.290   2017/04/21 0.270   2017/04/20 800,000 225,500 -   - -   -
14062 SG Issuer - Evergrande European Warrants May 2018 A HKD 0.198   0.168   0.149   10,800,000 2,058,400 N/A 0.198   2017/04/20 0.168   2017/04/20 10,800,000 2,058,400 -   - -   -
11603 SG Issuer - Evergrande European Warrants Oct 2017 B HKD 1.840   0.830   1.240   6,860,000 8,607,380 N/A 1.840   2017/04/25 0.260   2017/03/29 11,176,000 10,510,185 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.143   0.110   0.123   3,245,000 394,840 529,827 0.215   2017/01/20 0.110   2017/04/19 17,670,000 3,029,520 0.300   2016/09/22 0.179   2016/12/15
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.062   0.059   0.049   3,145,000 188,740 384,940 0.139   2017/02/09 0.051   2017/03/29 25,915,000 2,240,640 0.236   2016/09/27 0.133   2016/12/15
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.158   0.086   0.102   6,000,000 672,000 1,276,480 0.234   2017/02/22 0.068   2017/01/03 48,100,000 7,587,060 0.143   2016/10/27 0.063   2016/12/29
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.345   0.345   0.315   1,500,000 517,500 1,772,953 0.480   2017/03/15 0.191   2017/01/05 27,140,000 10,085,060 0.315   2016/08/05 0.181   2016/12/28
13281 SG Issuer - Galaxy Ent European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 589,100 0.090   2017/01/03 0.012   2017/02/14 16,110,000 431,620 0.310   2016/09/20 0.037   2016/12/01
25370 SG Issuer - Galaxy Ent European Put Warrants Aug 2017 C HKD 0.049   0.022   0.028   63,930,000 2,461,160 N/A 0.255   2017/02/01 0.022   2017/04/26 313,230,000 35,868,130 -   - -   -
14492 SG Issuer - Galaxy Ent European Put Warrants Jun 2017 A HKD -   -   0.012   0 0 N/A 0.227   2017/01/03 0.014   2017/03/15 203,410,000 25,929,190 0.235   2016/12/28 0.111   2016/12/01
12214 SG Issuer - Galaxy Ent European Put Warrants Oct 2017 A HKD 0.195   0.115   0.136   161,560,000 26,002,280 N/A 0.234   2017/03/27 0.115   2017/04/26 202,370,000 34,022,070 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 0.960   0.800   0.870   15,920,000 14,362,800 5,087,575 0.960   2017/04/26 0.330   2017/02/08 34,240,000 24,372,500 0.630   2016/11/29 0.234   2016/09/27
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.240   0.115   0.158   326,940,000 61,410,830 N/A 0.242   2017/03/30 0.101   2017/02/21 532,460,000 101,905,660 0.360   2016/12/01 0.178   2016/12/12
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.540   0.330   0.450   60,920,000 27,605,950 18,013,978 0.540   2017/04/26 0.142   2017/02/08 267,700,000 83,593,420 0.460   2016/12/01 0.174   2016/10/31
13329 SG Issuer - Galaxy Ent European Warrants May 2017 A HKD 0.730   0.580   0.690   3,140,000 2,071,800 24,459,588 0.730   2017/04/26 0.136   2017/02/08 498,310,000 135,193,220 0.490   2016/11/29 0.150   2016/09/27
12492 SG Issuer - Galaxy Ent European Warrants Nov 2017 A HKD 0.300   0.147   0.179   10,020,000 2,168,480 N/A 0.300   2017/04/05 0.147   2017/04/24 12,220,000 2,720,080 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD -   -   0.018   0 0 615 -   - -   - 0 0 0.199   2016/10/20 0.123   2016/11/10
13438 SG Issuer - Geely Auto European Warrants Apr 2017 A HKD -   -   4.320   0 0 11,203,142 4.590   2017/03/13 0.570   2017/01/03 18,020,000 45,982,100 1.850   2016/10/25 0.570   2016/12/29
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 2.980   1.820   1.950   210,000 484,500 18,534,579 3.740   2017/03/16 0.630   2017/01/03 41,635,000 43,074,300 1.640   2016/10/25 0.485   2016/12/23
27504 SG Issuer - Geely Auto European Warrants Aug 2017 B HKD 2.580   1.880   1.510   1,800,000 3,830,300 N/A 3.250   2017/03/14 1.860   2017/03/06 30,660,000 72,136,500 -   - -   -
11188 SG Issuer - Geely Auto European Warrants Aug 2017 C HKD 1.440   0.490   0.485   13,110,000 13,288,900 N/A 1.830   2017/03/16 0.490   2017/04/28 38,920,000 53,297,600 -   - -   -
14886 SG Issuer - Geely Auto European Warrants Dec 2017 A HKD 0.520   0.410   0.395   625,000 283,050 N/A 0.560   2017/03/24 0.195   2017/01/03 26,415,000 8,271,245 0.280   2016/12/08 0.170   2016/12/23
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD -   -   0.580   0 0 6,385,125 0.550   2017/03/10 0.380   2017/01/06 1,050,000 506,750 0.370   2016/10/26 0.220   2016/11/17
24679 SG Issuer - Geely Auto European Warrants Dec 2018 B HKD 0.340   0.280   0.270   600,000 183,500 N/A 0.425   2017/03/16 0.200   2017/02/02 11,600,000 3,611,650 -   - -   -
24881 SG Issuer - Geely Auto European Warrants Feb 2018 A HKD -   -   0.270   0 0 N/A 0.450   2017/03/14 0.211   2017/02/02 12,970,000 3,631,475 -   - -   -
14915 SG Issuer - Geely Auto European Warrants Jul 2017 A HKD -   -   4.500   0 0 N/A 4.380   2017/03/13 0.910   2017/01/03 47,255,000 75,293,750 1.570   2016/12/08 0.740   2016/12/23
28197 SG Issuer - Geely Auto European Warrants Jul 2017 B HKD 1.480   0.770   1.090   1,565,000 1,584,800 N/A 2.300   2017/03/14 0.770   2017/04/10 52,855,000 78,926,700 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD -   -   0.480   0 0 4,380,239 0.500   2017/03/24 0.138   2017/01/03 24,240,000 7,824,305 0.300   2016/10/25 0.116   2016/12/23
14956 SG Issuer - Geely Auto European Warrants May 2018 A HKD 0.480   0.380   0.400   405,000 181,650 N/A 0.590   2017/03/14 0.208   2017/01/03 57,525,000 18,729,200 0.285   2016/12/09 0.183   2016/12/28
24905 SG Issuer - Geely Auto European Warrants May 2018 B HKD 0.410   0.265   0.265   6,315,000 2,055,050 N/A 0.430   2017/03/28 0.222   2017/02/02 23,745,000 7,801,275 -   - -   -
27165 SG Issuer - Geely Auto European Warrants Nov 2017 A HKD 0.390   0.275   0.255   1,200,000 369,250 N/A 0.440   2017/03/13 0.275   2017/04/11 15,495,000 5,164,450 -   - -   -
12261 SG Issuer - Geely Auto European Warrants Nov 2017 B HKD 0.260   0.136   0.125   11,880,000 2,271,120 N/A 0.295   2017/03/27 0.136   2017/04/27 15,915,000 3,415,795 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.335   0.270   0.244   30,000 9,000 N/A 0.420   2017/03/13 0.080   2017/01/03 145,050,000 23,667,575 0.158   2016/12/08 0.069   2016/12/23
15124 SG Issuer - Geely Auto European Warrants Sep 2017 A HKD -   -   3.630   0 0 N/A 2.640   2017/02/14 0.750   2017/01/03 56,830,000 92,762,700 1.000   2016/12/14 0.620   2016/12/23
28390 SG Issuer - Geely Auto European Warrants Sep 2017 B HKD 1.760   1.380   1.290   25,000 38,550 N/A 2.950   2017/03/14 1.380   2017/04/27 56,535,000 126,288,500 -   - -   -
11193 SG Issuer - Geely Auto European Warrants Sep 2017 C HKD 1.170   0.430   0.430   3,735,000 3,269,700 N/A 1.470   2017/03/16 0.430   2017/04/28 22,395,000 25,159,250 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 0.500   0.385   0.400   825,000 349,700 N/A 0.580   2017/03/14 0.206   2017/01/03 172,205,000 52,814,965 0.270   2016/12/08 0.184   2016/12/23
15015 SG Issuer - GF Sec European Warrants Jul 2017 A HKD 0.076   0.069   0.044   420,000 31,380 N/A 0.192   2017/02/17 0.069   2017/04/07 4,654,000 677,340 0.260   2016/12/12 0.183   2016/12/20
14817 SG Issuer - GF Sec European Warrants Sep 2017 A HKD -   -   0.045   0 0 N/A 0.149   2017/02/17 0.078   2017/03/27 2,320,000 262,570 0.223   2016/12/05 0.204   2016/12/09
28392 SG Issuer - Greatwall Motor European Warrants Oct 2017 A HKD 0.810   0.325   0.330   2,642,500 1,654,526 N/A 1.340   2017/02/22 0.325   2017/04/28 8,342,500 6,060,226 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.330   0.203   0.203   9,515,000 2,336,135 2,111,498 0.360   2017/02/22 0.172   2017/01/03 37,435,000 8,610,030 0.345   2016/10/25 0.147   2016/11/18
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD 1.580   0.510   0.510   11,119,500 10,996,350 N/A 1.980   2017/02/22 0.510   2017/04/28 54,401,500 62,048,165 1.020   2016/12/08 0.660   2016/12/29
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.126   0.067   0.048   46,460,000 3,898,915 2,126,838 0.169   2017/02/22 0.057   2017/01/03 128,815,000 12,357,710 0.185   2016/10/25 0.054   2016/12/23
14288 SG Issuer - Haitong Sec European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.069   0.033   0.040   6,796,000 337,140 2,761,711 0.233   2017/02/17 0.033   2017/04/20 94,820,000 15,000,848 0.330   2016/08/15 0.156   2016/12/23
15064 SG Issuer - Haitong Sec European Warrants Nov 2017 A HKD 0.074   0.055   0.056   372,000 21,824 N/A 0.183   2017/02/17 0.055   2017/04/27 14,708,000 2,255,456 0.218   2016/12/13 0.134   2016/12/29
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD 0.020   0.019   0.016   128,000 2,492 161,098 0.102   2017/02/17 0.019   2017/04/11 11,292,000 697,820 0.185   2016/09/09 0.070   2016/12/29
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.305   0.203   0.210   11,970,000 2,946,310 N/A 0.800   2017/02/20 0.203   2017/04/28 21,495,000 7,281,785 0.910   2016/11/29 0.385   2016/12/29
13282 SG Issuer - HKEX European Put Warrants Apr 2017 D HKD -   -   0.112   0 0 2,886,352 0.249   2017/01/04 0.075   2017/03/20 42,130,000 7,585,220 0.290   2016/12/28 0.138   2016/11/28
15445 SG Issuer - HKEX European Put Warrants Aug 2017 C HKD 0.090   0.062   0.065   46,410,000 3,369,700 N/A 0.172   2017/01/09 0.062   2017/04/28 156,310,000 14,205,610 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD 0.016   0.011   0.012   8,170,000 113,740 1,213,447 0.093   2017/01/04 0.011   2017/04/05 77,320,000 4,003,640 0.178   2016/08/30 0.061   2016/11/28
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD 0.027   0.027   0.021   500,000 13,500 113,465 0.105   2017/01/04 0.027   2017/04/05 4,770,000 318,970 0.127   2016/09/14 0.084   2016/11/24
28462 SG Issuer - HKEX European Put Warrants Oct 2017 C HKD 0.120   0.090   0.092   3,580,000 372,270 N/A 0.149   2017/02/27 0.090   2017/04/28 13,260,000 1,592,490 -   - -   -
12745 SG Issuer - HKEX European Warrants Apr 2017 B HKD -   -   0.050   0 0 294,717,610 0.155   2017/02/16 0.024   2017/03/10 1,765,890,000 121,631,700 0.305   2016/09/09 0.044   2016/12/28
13093 SG Issuer - HKEX European Warrants Apr 2017 C HKD -   -   0.021   0 0 972,437 0.155   2017/02/09 0.040   2017/01/25 12,711,000 1,135,955 1.210   2016/09/22 0.088   2016/12/23
13383 SG Issuer - HKEX European Warrants Apr 2017 E HKD -   -   0.010   0 0 31,930,782 0.067   2017/02/16 0.010   2017/03/22 154,780,000 5,332,510 0.290   2016/09/22 0.022   2016/12/28
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.021   0.011   0.012   35,830,000 500,300 295,142,727 0.086   2017/02/16 0.011   2017/04/27 9,761,390,000 702,980,500 0.236   2016/09/22 0.037   2016/12/28
15248 SG Issuer - HKEX European Warrants Aug 2017 B HKD -   -   0.116   0 0 N/A 0.230   2017/02/21 0.118   2017/01/25 153,940,000 29,517,880 -   - -   -
28398 SG Issuer - HKEX European Warrants Aug 2017 D HKD 0.055   0.055   0.058   1,000 55 N/A 0.450   2017/02/21 0.055   2017/04/24 163,000 67,350 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.097   0.063   0.068   4,210,000 339,100 3,477,453 0.169   2017/02/16 0.063   2017/04/24 124,110,000 15,296,510 0.295   2016/09/22 0.096   2016/12/28
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.055   0.045   0.038   240,000 11,300 422,000 0.113   2017/02/16 0.045   2017/04/18 5,750,000 479,000 0.235   2016/09/22 0.070   2016/12/22
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.084   0.057   0.057   810,000 56,760 358,053 0.125   2017/02/16 0.057   2017/04/28 16,650,000 1,452,550 0.159   2016/11/17 0.079   2016/12/23
15251 SG Issuer - HKEX European Warrants Feb 2018 A HKD 0.106   0.106   0.115   100,000 10,600 N/A 0.229   2017/02/15 0.106   2017/04/24 21,510,000 3,801,740 0.146   2016/12/30 0.144   2016/12/30
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.027   0.010   0.012   14,540,000 268,090 557,188,415 0.090   2017/02/16 0.010   2017/04/19 10,164,230,000 686,263,670 0.233   2016/09/22 0.033   2016/12/28
15016 SG Issuer - HKEX European Warrants Jul 2017 C HKD 0.081   0.033   0.043   57,970,000 3,146,340 N/A 0.172   2017/02/16 0.033   2017/04/19 15,367,390,000 1,258,628,700 0.090   2016/12/22 0.073   2016/12/28
28016 SG Issuer - HKEX European Warrants Jul 2017 D HKD 0.122   0.039   0.051   13,752,000 1,202,465 N/A 0.495   2017/02/17 0.039   2017/04/24 38,540,000 6,040,593 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD 0.023   0.010   0.010   32,590,000 506,690 21,123,302 0.089   2017/02/16 0.010   2017/04/26 2,599,270,000 116,525,860 0.241   2016/04/25 0.035   2016/12/28
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.115   0.084   0.085   2,070,000 193,680 1,348,000 0.182   2017/02/16 0.084   2017/04/24 44,280,000 6,283,230 0.285   2016/09/13 0.105   2016/12/28
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.106   0.079   0.080   6,450,000 582,500 300,962 0.180   2017/02/16 0.079   2017/04/20 14,420,000 1,621,630 0.285   2016/09/09 0.106   2016/12/28
15881 SG Issuer - HKEX European Warrants Nov 2017 A HKD 0.205   0.147   0.160   8,340,000 1,471,020 N/A 0.285   2017/02/16 0.147   2017/04/24 86,530,000 19,060,460 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.023   0.023   0.021   70,000 1,610 161,692 0.084   2017/02/16 0.023   2017/04/27 4,630,000 298,510 0.188   2016/10/07 0.048   2016/12/30
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.048   0.027   0.026   2,060,000 73,500 129,954,230 0.113   2017/02/16 0.027   2017/04/20 12,050,060,000 773,634,910 0.202   2016/10/24 0.060   2016/12/23
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.290   0.200   0.208   35,910,000 8,244,020 3,378,457 0.290   2017/04/11 0.107   2017/01/04 87,920,000 18,456,240 0.380   2016/11/01 0.099   2016/12/28
13883 SG Issuer - HN Renewables European Warrants May 2017 A HKD 0.032   0.011   0.010   3,938,000 77,342 2,022,339 0.204   2017/01/06 0.011   2017/04/11 69,894,000 8,027,304 0.365   2016/10/20 0.176   2016/11/18
15891 SG Issuer - HS H-SH European Put Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13925 SG Issuer - HS H-SH European Put Warrants May 2017 A HKD -   -   0.010   0 0 80,802 0.220   2017/01/03 0.019   2017/03/13 4,170,000 145,730 0.335   2016/11/07 0.152   2016/12/08
13380 SG Issuer - HS H-SHARE European Warrants Apr 2017 B HKD -   -   0.164   0 0 3,124,985 0.450   2017/02/15 0.116   2017/02/03 61,370,000 15,817,446 0.690   2016/09/22 0.107   2016/12/23
14783 SG Issuer - HS H-SHARE European Warrants Aug 2017 A HKD 0.093   0.037   0.045   21,284,000 1,083,298 N/A 0.207   2017/02/23 0.037   2017/04/24 83,436,000 10,646,540 0.248   2016/12/09 0.227   2016/12/05
15889 SG Issuer - HS H-SHARE European Warrants Aug 2017 B HKD 0.810   0.620   0.730   5,958,000 4,146,580 N/A 1.090   2017/03/20 0.590   2017/02/03 8,458,000 6,736,340 -   - -   -
14093 SG Issuer - HS H-SHARE European Warrants Jun 2017 A HKD 0.125   0.031   0.041   11,970,000 858,200 N/A 0.330   2017/02/21 0.031   2017/04/19 126,168,000 23,953,302 0.260   2016/11/25 0.097   2016/12/23
14347 SG Issuer - HS H-SHARE European Warrants Jun 2017 B HKD 0.650   0.445   0.520   370,000 214,550 N/A 0.950   2017/03/21 0.395   2017/02/03 7,312,000 5,156,460 0.670   2016/12/02 0.355   2016/12/22
27997 SG Issuer - HS H-SHARE European Warrants Sep 2017 A HKD 0.255   0.189   0.200   6,656,000 1,447,924 N/A 0.520   2017/02/17 0.189   2017/04/20 7,060,000 1,623,954 -   - -   -
13037 SG Issuer - HSBC European Put Warrants Apr 2017 E HKD -   -   0.011   0 0 2,883,537 0.053   2017/01/03 0.010   2017/02/28 5,232,000 122,448 0.300   2016/09/27 0.029   2016/12/08
13038 SG Issuer - HSBC European Put Warrants Apr 2017 F HKD -   -   0.010   0 0 8,731,170 0.130   2017/01/03 0.010   2017/02/21 174,988,000 7,129,440 0.495   2016/09/26 0.054   2016/12/08
15159 SG Issuer - HSBC European Put Warrants Jul 2017 C HKD 0.144   0.050   0.055   110,076,000 10,044,860 N/A 0.365   2017/01/03 0.050   2017/04/27 385,040,000 55,455,664 0.440   2016/12/28 0.290   2016/12/14
14301 SG Issuer - HSBC European Put Warrants Jun 2017 A HKD 0.010   0.010   0.010   500,000 5,000 N/A 0.103   2017/01/03 0.010   2017/04/18 56,696,000 1,788,296 0.175   2016/11/17 0.053   2016/12/08
14650 SG Issuer - HSBC European Put Warrants Jun 2017 B HKD 0.048   0.010   0.010   68,708,000 2,539,256 N/A 0.234   2017/01/04 0.010   2017/04/26 389,968,000 30,282,660 0.360   2016/11/29 0.138   2016/12/08
28744 SG Issuer - HSBC European Put Warrants Sep 2017 B HKD 0.425   0.290   0.285   2,960,000 1,056,360 N/A 0.425   2017/04/19 0.290   2017/04/26 3,512,000 1,269,920 -   - -   -
12696 SG Issuer - HSBC European Put Warrants Sep 2017 C HKD 0.208   0.113   0.115   27,712,000 4,834,664 N/A 0.208   2017/04/19 0.113   2017/04/27 34,032,000 6,001,516 -   - -   -
12390 SG Issuer - HSBC European Warrants Apr 2017 C HKD -   -   0.465   0 0 6,434,028 0.870   2017/02/21 0.400   2017/03/27 32,012,000 18,351,400 0.760   2016/12/08 0.190   2016/11/09
13033 SG Issuer - HSBC European Warrants Apr 2017 D HKD -   -   0.010   0 0 37,669,998 0.275   2017/02/20 0.010   2017/03/22 290,612,000 41,903,792 0.310   2016/12/08 0.062   2016/11/09
15156 SG Issuer - HSBC European Warrants Apr 2017 G HKD -   -   0.010   0 0 N/A 0.132   2017/02/20 0.010   2017/03/13 1,056,256,000 102,419,536 0.150   2016/12/14 0.069   2016/12/29
15176 SG Issuer - HSBC European Warrants Apr 2018 A HKD 0.111   0.079   0.110   6,592,000 647,700 N/A 0.247   2017/02/20 0.079   2017/04/20 57,244,000 9,614,008 0.207   2016/12/15 0.140   2016/12/28
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.104   0.046   0.078   1,149,088,000 94,822,980 N/A 0.330   2017/02/20 0.046   2017/04/20 2,914,524,000 355,549,024 0.335   2016/12/08 0.153   2016/11/30
15130 SG Issuer - HSBC European Warrants Dec 2017 A HKD 0.056   0.045   0.054   816,000 42,452 N/A 0.158   2017/02/20 0.045   2017/04/18 15,092,000 1,508,852 0.233   2016/12/14 0.112   2016/12/30
28984 SG Issuer - HSBC European Warrants Dec 2017 B HKD 0.104   0.063   0.088   14,892,000 1,197,908 N/A 0.146   2017/03/02 0.063   2017/04/20 33,576,000 3,447,100 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.255   0.128   0.226   50,936,000 10,230,448 12,664,635 0.580   2017/02/20 0.128   2017/04/20 200,136,000 57,006,124 0.560   2016/12/08 0.150   2016/11/09
15125 SG Issuer - HSBC European Warrants Jul 2017 B HKD 0.031   0.014   0.025   4,572,000 101,056 N/A 0.152   2017/02/20 0.014   2017/04/24 5,130,180,000 482,228,244 0.235   2016/12/14 0.211   2016/12/15
28985 SG Issuer - HSBC European Warrants Jul 2018 A HKD 0.108   0.077   0.102   6,672,000 640,404 N/A 0.163   2017/03/02 0.077   2017/04/19 18,620,000 2,218,048 -   - -   -
12829 SG Issuer - HSBC European Warrants May 2017 A HKD 0.210   0.059   0.205   3,192,000 400,212 8,661,170 0.520   2017/02/17 0.059   2017/04/19 28,756,000 9,901,972 0.550   2016/12/08 0.114   2016/11/09
13075 SG Issuer - HSBC European Warrants May 2017 B HKD -   -   0.010   0 0 33,471,231 0.149   2017/02/20 0.010   2017/03/30 270,756,000 20,335,960 0.249   2016/09/09 0.039   2016/11/09
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.201   0.115   0.166   161,496,000 25,438,884 48,955,260 0.460   2017/02/20 0.115   2017/04/19 1,395,648,000 272,333,144 0.435   2016/12/08 0.124   2016/11/09
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.084   0.046   0.066   8,640,000 605,036 56,330,257 0.250   2017/02/20 0.046   2017/04/20 3,055,364,000 318,959,108 0.260   2016/12/08 0.067   2016/11/09
28017 SG Issuer - HSBC European Warrants Sep 2017 A HKD 0.044   0.026   0.039   3,116,000 121,100 N/A 0.179   2017/02/20 0.026   2017/04/24 68,408,000 5,879,164 -   - -   -
13508 SG Issuer - HSCEI European Put Warrants Apr 2017 B HKD 0.039   0.014   0.022   117,590,000 2,562,060 4,379,178 0.223   2017/01/03 0.013   2017/03/21 491,370,000 20,511,290 0.260   2016/12/23 0.147   2016/12/08
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD 0.080   0.040   0.043   9,830,000 622,010 1,970,940 0.181   2017/01/03 0.040   2017/04/26 28,990,000 2,077,940 0.229   2016/11/09 0.137   2016/12/08
14297 SG Issuer - HSCEI European Put Warrants Jun 2017 B HKD 0.051   0.017   0.019   9,080,000 309,150 N/A 0.173   2017/01/03 0.017   2017/04/26 58,890,000 4,382,990 0.204   2016/12/23 0.121   2016/12/08
12498 SG Issuer - HSCEI European Put Warrants Nov 2017 A HKD 0.208   0.207   0.208   20,000 4,150 N/A 0.208   2017/04/28 0.207   2017/04/28 20,000 4,150 -   - -   -
27419 SG Issuer - HSCEI European Put Warrants Sep 2017 C HKD 0.167   0.105   0.117   14,750,000 1,999,260 N/A 0.167   2017/04/19 0.101   2017/03/21 56,210,000 7,735,360 -   - -   -
12707 SG Issuer - HSCEI European Warrants Apr 2017 A HKD 0.203   0.104   0.119   14,340,000 2,267,390 4,487,270 0.265   2017/02/23 0.101   2017/02/03 106,280,000 19,582,020 0.245   2016/10/11 0.084   2016/12/23
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.118   0.075   0.081   10,060,000 933,970 739,822 0.154   2017/03/21 0.075   2017/04/24 35,420,000 4,148,010 0.221   2016/08/25 0.101   2016/11/14
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.137   0.074   0.092   15,070,000 1,491,270 2,665,893 0.187   2017/02/23 0.073   2017/02/03 90,570,000 11,591,430 0.218   2016/09/22 0.065   2016/12/23
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.113   0.066   0.073   16,690,000 1,511,590 1,973,455 0.167   2017/02/23 0.066   2017/04/19 74,550,000 8,666,160 0.190   2016/09/07 0.068   2016/12/23
15478 SG Issuer - HSCEI European Warrants Sep 2017 B HKD 0.255   0.194   0.227   16,730,000 3,744,720 N/A 0.335   2017/03/21 0.194   2017/04/19 47,990,000 11,310,050 -   - -   -
13113 SG Issuer - HSI European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 2,188,810 0.182   2017/01/03 0.010   2017/03/22 123,300,000 4,176,440 0.221   2016/12/23 0.107   2016/12/08
13162 SG Issuer - HSI European Put Warrants Apr 2017 C HKD 0.038   0.011   0.015   153,480,000 3,542,610 3,005,917 0.191   2017/01/16 0.011   2017/04/21 445,580,000 17,190,970 0.295   2016/12/19 0.166   2016/10/11
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD 0.036   0.018   0.018   1,510,000 38,900 N/A 0.159   2017/01/03 0.018   2017/04/27 19,550,000 1,425,850 0.192   2016/12/28 0.118   2016/12/08
28125 SG Issuer - HSI European Put Warrants Aug 2017 D HKD 0.167   0.095   0.095   16,920,000 2,093,650 N/A 0.202   2017/03/03 0.095   2017/04/28 55,970,000 8,156,430 -   - -   -
28913 SG Issuer - HSI European Put Warrants Aug 2017 E HKD 0.106   0.051   0.051   11,670,000 687,390 N/A 0.106   2017/04/19 0.051   2017/04/28 14,590,000 935,040 -   - -   -
15594 SG Issuer - HSI European Put Warrants Feb 2018 A HKD 0.080   0.059   0.058   5,540,000 353,480 N/A 0.172   2017/01/09 0.059   2017/04/26 31,510,000 3,024,610 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD 0.037   0.015   0.015   1,640,000 39,460 N/A 0.158   2017/01/03 0.015   2017/04/28 11,470,000 561,960 0.177   2016/12/29 0.115   2016/12/08
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD 0.045   0.015   0.015   32,710,000 857,170 N/A 0.168   2017/01/03 0.015   2017/04/28 120,020,000 6,417,980 0.202   2016/12/23 0.122   2016/12/08
14546 SG Issuer - HSI European Put Warrants Jun 2017 F HKD 0.040   0.012   0.012   86,710,000 1,533,910 N/A 0.156   2017/01/05 0.012   2017/04/28 111,100,000 2,876,940 0.217   2016/12/23 0.143   2016/12/12
15680 SG Issuer - HSI European Put Warrants Jun 2018 A HKD 0.105   0.075   0.075   4,470,000 419,470 N/A 0.184   2017/01/09 0.075   2017/04/27 19,920,000 2,420,790 -   - -   -
14262 SG Issuer - HSI European Put Warrants May 2017 C HKD 0.011   0.011   0.010   700,000 7,700 N/A 0.129   2017/01/03 0.011   2017/04/19 65,800,000 2,264,430 0.175   2016/12/23 0.093   2016/12/08
14300 SG Issuer - HSI European Put Warrants May 2017 D HKD 0.032   0.010   0.010   206,480,000 4,056,870 N/A 0.193   2017/01/03 0.010   2017/04/27 522,980,000 18,007,600 0.225   2016/12/23 0.127   2016/12/08
14548 SG Issuer - HSI European Put Warrants May 2017 E HKD 0.029   0.010   0.010   152,020,000 2,831,080 N/A 0.156   2017/01/05 0.010   2017/04/25 261,800,000 8,017,100 0.150   2016/12/06 0.149   2016/12/06
15591 SG Issuer - HSI European Put Warrants May 2018 A HKD 0.101   0.078   0.077   2,380,000 223,060 N/A 0.188   2017/01/06 0.078   2017/04/28 12,220,000 1,557,320 -   - -   -
28135 SG Issuer - HSI European Put Warrants Oct 2017 B HKD 0.108   0.087   0.072   1,730,000 164,690 N/A 0.108   2017/04/12 0.087   2017/04/06 3,000,000 291,170 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD 0.040   0.018   0.018   19,140,000 483,930 N/A 0.152   2017/01/03 0.018   2017/04/28 47,020,000 2,249,610 0.173   2016/12/28 0.119   2016/12/12
15600 SG Issuer - HSI European Put Warrants Sep 2017 B HKD 0.066   0.033   0.032   5,000,000 248,380 N/A 0.161   2017/01/09 0.033   2017/04/27 20,750,000 1,810,980 -   - -   -
23705 SG Issuer - HSI European Put Warrants Sep 2017 C HKD 0.084   0.045   0.045   5,770,000 391,900 N/A 0.153   2017/02/03 0.045   2017/04/28 22,660,000 1,974,770 -   - -   -
28126 SG Issuer - HSI European Put Warrants Sep 2017 D HKD 0.146   0.089   0.085   29,570,000 4,016,320 N/A 0.188   2017/03/03 0.089   2017/04/26 61,280,000 8,345,210 -   - -   -
12505 SG Issuer - HSI European Put Warrants Sep 2017 E HKD 0.230   0.153   0.153   7,860,000 1,555,480 N/A 0.230   2017/04/19 0.153   2017/04/28 7,860,000 1,555,480 -   - -   -
15679 SG Issuer - HSI European Put Warrants Sep 2018 A HKD 0.114   0.082   0.086   22,270,000 2,198,960 N/A 0.189   2017/01/09 0.082   2017/04/28 59,080,000 6,627,490 -   - -   -
13109 SG Issuer - HSI European Warrants Apr 2017 A HKD 0.016   0.010   0.010   13,890,000 186,450 1,975,648 0.050   2017/03/21 0.010   2017/04/20 387,250,000 10,482,850 0.171   2016/09/22 0.014   2016/12/22
14128 SG Issuer - HSI European Warrants Apr 2017 D HKD 0.047   0.042   0.059   200,000 8,900 N/A 0.168   2017/03/21 0.042   2017/04/19 41,580,000 3,320,720 0.136   2016/11/10 0.039   2016/12/22
14441 SG Issuer - HSI European Warrants Apr 2017 E HKD -   -   0.186   0 0 N/A 0.209   2017/02/20 0.072   2017/01/03 24,440,000 3,375,240 0.169   2016/11/23 0.059   2016/12/23
12941 SG Issuer - HSI European Warrants Apr 2018 A HKD 0.110   0.093   0.109   3,740,000 349,740 N/A 0.110   2017/04/27 0.093   2017/04/18 3,740,000 349,740 -   - -   -
14969 SG Issuer - HSI European Warrants Aug 2017 B HKD 0.230   0.156   0.216   21,290,000 4,087,670 N/A 0.242   2017/03/21 0.106   2017/01/03 92,610,000 17,651,080 0.115   2016/12/19 0.088   2016/12/23
15670 SG Issuer - HSI European Warrants Aug 2017 C HKD 0.425   0.325   0.420   45,170,000 16,844,750 N/A 0.425   2017/04/27 0.260   2017/01/10 75,160,000 27,159,100 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.041   0.024   0.038   14,520,000 431,400 934,895 0.058   2017/02/21 0.024   2017/04/19 81,680,000 3,397,050 0.105   2016/10/24 0.025   2016/12/22
15578 SG Issuer - HSI European Warrants Dec 2017 B HKD 0.265   0.265   0.340   70,000 18,550 N/A 0.285   2017/02/10 0.234   2017/01/06 360,000 97,830 -   - -   -
23478 SG Issuer - HSI European Warrants Dec 2017 C HKD 0.180   0.137   0.188   6,460,000 1,067,150 N/A 0.204   2017/03/21 0.137   2017/04/19 17,120,000 2,870,240 -   - -   -
12273 SG Issuer - HSI European Warrants Dec 2017 D HKD 0.124   0.087   0.123   2,160,000 232,650 N/A 0.244   2017/03/24 0.087   2017/04/19 2,170,000 235,090 -   - -   -
15676 SG Issuer - HSI European Warrants Dec 2018 A HKD 0.255   0.208   0.260   1,890,000 452,770 N/A 0.265   2017/03/29 0.199   2017/01/09 19,660,000 4,499,090 -   - -   -
14970 SG Issuer - HSI European Warrants Jan 2018 A HKD 0.160   0.123   0.161   4,110,000 611,880 N/A 0.183   2017/03/21 0.105   2017/01/03 21,330,000 3,158,890 0.108   2016/12/19 0.092   2016/12/23
12932 SG Issuer - HSI European Warrants Jan 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.066   0.034   0.059   18,500,000 980,400 946,445 0.096   2017/03/21 0.034   2017/04/19 63,760,000 4,028,350 0.238   2016/08/25 0.028   2016/12/23
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD 0.265   0.243   0.300   220,000 53,930 N/A 0.275   2017/03/30 0.150   2017/01/03 2,030,000 392,210 0.204   2016/12/06 0.118   2016/12/23
14851 SG Issuer - HSI European Warrants Jul 2017 E HKD 0.175   0.166   0.183   3,000,000 515,500 N/A 0.197   2017/03/20 0.115   2017/01/17 8,760,000 1,510,660 0.148   2016/12/06 0.071   2016/12/22
14968 SG Issuer - HSI European Warrants Jul 2017 F HKD 0.237   0.229   0.275   900,000 209,700 N/A 0.237   2017/04/07 0.229   2017/04/07 900,000 209,700 0.127   2016/12/19 0.124   2016/12/19
15590 SG Issuer - HSI European Warrants Jul 2018 A HKD -   -   0.280   0 0 N/A 0.249   2017/03/07 0.212   2017/01/09 8,920,000 2,062,840 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD 0.510   0.460   0.540   2,250,000 1,110,750 3,467,517 0.510   2017/04/25 0.300   2017/01/03 13,980,000 6,064,950 0.530   2016/09/09 0.186   2016/05/24
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.255   0.159   0.250   1,550,000 326,400 5,570,503 0.255   2017/04/27 0.090   2017/01/03 78,060,000 11,269,970 0.345   2016/09/22 0.071   2016/12/23
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.017   0.010   0.011   60,830,000 797,550 960,840 0.037   2017/02/21 0.010   2017/04/25 184,860,000 3,713,200 0.144   2016/09/26 0.012   2016/12/29
14445 SG Issuer - HSI European Warrants Jun 2017 D HKD 0.132   0.080   0.137   77,400,000 7,527,870 N/A 0.167   2017/03/21 0.062   2017/01/03 118,770,000 11,848,650 0.167   2016/11/22 0.056   2016/12/22
14464 SG Issuer - HSI European Warrants Jun 2017 E HKD 0.227   0.192   0.255   14,940,000 3,047,610 N/A 0.227   2017/04/25 0.109   2017/01/04 30,010,000 5,874,700 0.182   2016/11/23 0.083   2016/12/23
14967 SG Issuer - HSI European Warrants Jun 2017 G HKD 0.295   0.295   0.330   10,000 2,950 N/A 0.300   2017/03/27 0.147   2017/01/03 9,420,000 2,190,110 0.138   2016/12/19 0.114   2016/12/23
15668 SG Issuer - HSI European Warrants Jun 2017 H HKD -   -   0.475   0 0 N/A 0.435   2017/03/29 0.285   2017/01/06 460,000 194,800 -   - -   -
15673 SG Issuer - HSI European Warrants Mar 2018 A HKD 0.280   0.270   0.315   20,000 5,500 N/A 0.300   2017/03/02 0.226   2017/01/06 220,000 62,670 -   - -   -
29195 SG Issuer - HSI European Warrants Mar 2018 B HKD 0.128   0.103   0.121   1,620,000 184,790 N/A 0.140   2017/03/20 0.103   2017/04/12 2,820,000 341,970 -   - -   -
11144 SG Issuer - HSI European Warrants May 2017 A HKD 0.510   0.510   0.510   40,000 20,400 1,026,557 0.510   2017/04/27 0.203   2017/01/03 8,830,000 2,442,030 0.540   2016/09/09 0.155   2016/12/23
13074 SG Issuer - HSI European Warrants May 2017 B HKD 0.067   0.024   0.059   68,950,000 3,355,620 2,427,435 0.103   2017/03/21 0.024   2017/04/19 208,790,000 12,420,510 0.210   2016/09/09 0.022   2016/12/23
28396 SG Issuer - HSI European Warrants Nov 2017 A HKD 0.151   0.113   0.160   2,040,000 275,640 N/A 0.175   2017/03/21 0.113   2017/04/19 4,280,000 644,590 -   - -   -
15672 SG Issuer - HSI European Warrants Oct 2017 A HKD 0.375   0.305   0.375   1,770,000 609,800 N/A 0.375   2017/04/28 0.249   2017/01/10 5,380,000 1,779,850 -   - -   -
15675 SG Issuer - HSI European Warrants Oct 2018 A HKD 0.275   0.235   0.275   760,000 193,190 N/A 0.295   2017/03/21 0.207   2017/01/09 9,710,000 2,265,840 -   - -   -
15477 SG Issuer - HTSC European Warrants Jun 2017 A HKD -   -   0.017   0 0 N/A 0.116   2017/01/06 0.034   2017/03/30 9,388,000 782,188 -   - -   -
14818 SG Issuer - HTSC European Warrants Nov 2017 A HKD 0.067   0.047   0.047   1,400,000 79,800 N/A 0.130   2017/02/15 0.047   2017/04/20 2,134,000 157,748 0.217   2016/12/05 0.175   2016/12/13
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.196   0.164   0.158   320,000 57,120 173,678 0.450   2017/02/15 0.164   2017/04/27 2,894,000 1,014,670 0.355   2016/10/19 0.340   2016/11/30
14745 SG Issuer - Huaneng Power European Warrants Jun 2017 A HKD 0.540   0.455   0.475   154,000 78,820 N/A 0.860   2017/03/17 0.400   2017/03/30 6,996,000 4,600,910 0.620   2016/12/30 0.480   2016/12/12
28745 SG Issuer - Huaneng Power European Warrants Nov 2017 A HKD -   -   0.193   0 0 N/A 0.395   2017/03/21 0.335   2017/03/16 352,000 128,690 -   - -   -
13200 SG Issuer - ICBC European Put Wt Apr 2017 A HKD -   -   0.010   0 0 348,864 0.220   2017/01/09 0.010   2017/03/08 28,476,000 754,881 0.395   2016/11/17 0.175   2016/12/08
28198 SG Issuer - ICBC European Put Wt Aug 2017 B HKD 0.156   0.059   0.067   7,943,000 944,950 N/A 0.187   2017/03/03 0.059   2017/04/27 12,927,000 1,728,151 -   - -   -
14654 SG Issuer - ICBC European Put Wt Jun 2017 B HKD 0.011   0.010   0.010   1,300,000 13,300 N/A 0.153   2017/01/04 0.010   2017/04/07 53,519,000 3,142,373 0.215   2016/12/22 0.127   2016/12/12
15390 SG Issuer - ICBC European Warrants Aug 2017 A HKD 0.229   0.133   0.149   29,114,000 5,193,905 N/A 0.365   2017/02/16 0.133   2017/04/20 74,467,000 16,844,244 0.195   2016/12/30 0.158   2016/12/28
28914 SG Issuer - ICBC European Warrants Aug 2017 C HKD 0.036   0.036   0.033   100,000 3,600 N/A 0.151   2017/02/27 0.036   2017/04/21 520,000 55,900 -   - -   -
28615 SG Issuer - ICBC European Warrants Dec 2017 A HKD 0.061   0.053   0.048   302,000 17,306 N/A 0.162   2017/02/23 0.053   2017/04/27 3,436,000 382,744 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD 0.015   0.011   0.010   791,000 10,329 337,649 0.103   2017/02/16 0.011   2017/04/07 11,484,000 849,573 0.255   2016/08/31 0.050   2016/12/15
28463 SG Issuer - ICBC European Warrants Jun 2017 C HKD 0.057   0.019   0.029   2,330,000 84,060 N/A 0.219   2017/02/22 0.019   2017/04/19 35,490,000 5,144,040 -   - -   -
27208 SG Issuer - ICBC European Warrants May 2017 A HKD 0.071   0.010   0.010   10,055,000 246,567 4,912,004 0.215   2017/02/23 0.010   2017/04/26 174,495,000 23,836,995 0.395   2016/09/22 0.049   2016/05/18
28019 SG Issuer - ICBC European Warrants Nov 2017 A HKD 0.112   0.109   0.087   1,800,000 199,500 N/A 0.315   2017/02/20 0.109   2017/04/13 10,450,000 1,663,490 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.370   0.365   0.300   80,000 29,400 204,487 0.480   2017/02/09 0.365   2017/04/07 2,020,000 920,950 0.405   2016/11/24 0.151   2016/10/20
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.202   0.137   0.140   15,470,000 2,666,590 N/A 0.310   2017/02/13 0.137   2017/04/24 100,370,000 20,352,590 0.270   2016/11/24 0.136   2016/12/23
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 1.350   1.350   1.380   1,000 1,350 4,016,897 3.590   2017/02/14 1.350   2017/04/20 1,725,000 4,357,930 3.010   2016/11/25 0.760   2016/10/19
15132 SG Issuer - JIANC European Warrants Mar 2018 A HKD 0.190   0.129   0.134   6,640,000 1,063,300 N/A 0.265   2017/02/09 0.129   2017/04/28 83,820,000 17,515,750 0.236   2016/12/14 0.147   2016/12/29
26241 SG Issuer - JIANC European Warrants Sep 2017 A HKD 0.510   0.375   0.212   11,584,000 5,082,825 N/A 1.410   2017/02/13 0.350   2017/03/30 79,330,000 76,336,505 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD 1.710   0.850   0.820   1,902,000 2,372,920 N/A 1.710   2017/04/10 0.295   2017/02/03 63,744,000 34,244,070 0.485   2016/12/14 0.345   2016/12/29
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.255   0.194   0.172   27,520,000 6,247,280 1,462,543 0.255   2017/04/10 0.127   2017/02/08 42,680,000 8,734,860 0.147   2016/08/19 0.110   2016/11/11
13538 SG Issuer - KECL European Warrants May 2017 A HKD 0.850   0.047   0.037   9,992,000 5,107,208 3,175,578 0.850   2017/04/10 0.047   2017/04/25 70,560,000 15,295,690 0.460   2016/10/06 0.086   2016/12/30
13997 SG Issuer - KECL European Warrants Nov 2017 A HKD 0.385   0.315   0.315   1,120,000 391,400 N/A 0.385   2017/04/20 0.315   2017/04/27 1,120,000 391,400 -   - -   -
15504 SG Issuer - KECL European Warrants Oct 2017 A HKD 0.850   0.600   0.510   2,876,000 2,087,160 N/A 0.850   2017/04/11 0.236   2017/02/03 29,246,000 14,148,830 0.400   2016/12/28 0.385   2016/12/28
15237 SG Issuer - Kingsoft European Warrants Aug 2017 A HKD 0.670   0.345   0.620   18,010,000 8,233,750 N/A 0.670   2017/04/28 0.189   2017/02/24 198,860,000 63,587,100 0.255   2016/12/16 0.228   2016/12/22
12525 SG Issuer - Kingsoft European Warrants Dec 2017 A HKD 0.330   0.213   0.305   10,560,000 2,815,570 N/A 0.345   2017/03/29 0.213   2017/04/19 16,760,000 4,739,020 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.380   0.150   0.325   15,580,000 3,974,410 2,689,248 0.380   2017/04/28 0.083   2017/02/24 71,910,000 14,197,520 0.420   2016/09/22 0.126   2016/12/20
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD 0.130   0.040   0.082   38,860,000 3,049,770 766,070 0.130   2017/04/03 0.040   2017/04/19 55,430,000 4,539,720 0.242   2016/09/29 0.103   2016/11/09
13454 SG Issuer - Kingsoft European Warrants May 2017 A HKD 0.200   0.016   0.167   142,600,000 14,987,110 5,192,238 0.200   2017/04/27 0.016   2017/04/19 362,600,000 30,185,640 0.320   2016/10/11 0.064   2016/12/29
11196 SG Issuer - Kingsoft European Warrants Nov 2017 A HKD 0.405   0.275   0.370   37,720,000 13,527,550 N/A 0.405   2017/04/28 0.209   2017/03/16 75,080,000 22,835,340 -   - -   -
28915 SG Issuer - Lenovo European Warrants Aug 2017 A HKD 0.470   0.320   0.250   10,982,000 4,490,020 N/A 0.470   2017/04/05 0.167   2017/03/10 18,262,000 6,393,830 -   - -   -
14746 SG Issuer - Lenovo European Warrants Jun 2017 A HKD 0.530   0.175   0.179   22,644,000 8,441,562 N/A 0.530   2017/04/05 0.143   2017/03/10 90,966,000 31,039,120 0.440   2016/12/02 0.330   2016/12/23
12782 SG Issuer - Lenovo European Warrants May 2017 A HKD 0.085   0.010   0.010   41,236,000 2,019,020 8,943,039 0.233   2017/01/16 0.010   2017/04/21 409,284,000 51,890,108 0.690   2016/09/05 0.110   2016/12/29
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.028   0.018   0.018   122,280,000 2,698,600 1,544,410 0.045   2017/01/18 0.017   2017/03/27 379,520,000 9,235,000 0.170   2016/04/20 0.034   2016/12/22
22357 SG Issuer - Lenovo European Warrants Oct 2017 A HKD 0.235   0.146   0.121   20,642,000 3,801,916 N/A 0.375   2017/01/17 0.087   2017/03/10 28,002,000 5,091,216 -   - -   -
28834 SG Issuer - Lenovo European Warrants Oct 2017 B HKD 0.510   0.320   0.320   10,572,000 4,812,530 N/A 0.510   2017/04/05 0.247   2017/03/07 12,236,000 5,350,360 -   - -   -
15693 SG Issuer - Lenovo European Warrants Sep 2017 A HKD 0.375   0.187   0.184   9,588,000 2,914,380 N/A 0.450   2017/01/17 0.134   2017/03/10 135,952,000 29,195,642 0.325   2016/12/30 0.320   2016/12/30
13434 SG Issuer - Li & Fung European Warrants Dec 2017 A HKD 0.285   0.249   0.239   44,000 11,090 N/A 0.285   2017/04/07 0.249   2017/04/27 44,000 11,090 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD 0.035   0.024   0.019   1,474,000 43,152 528,728 0.160   2017/01/05 0.024   2017/04/10 14,322,000 963,396 0.350   2016/10/26 0.120   2016/12/29
11063 SG Issuer - Li & Fung European Warrants Nov 2017 A HKD 0.140   0.139   0.119   600,000 83,700 N/A 0.265   2017/03/14 0.139   2017/04/07 608,000 85,820 -   - -   -
15463 SG Issuer - Li & Fung European Warrants Oct 2017 A HKD 0.122   0.078   0.078   5,192,000 470,788 N/A 0.420   2017/01/05 0.078   2017/04/28 96,678,000 20,997,772 0.390   2016/12/23 0.305   2016/12/29
14753 SG Issuer - Link REIT European Warrants Jun 2017 A HKD 0.325   0.194   0.232   21,960,000 5,181,365 N/A 0.325   2017/04/12 0.087   2017/03/14 62,520,000 12,921,415 0.480   2016/12/07 0.157   2016/12/29
12903 SG Issuer - Link REIT European Warrants May 2017 A HKD 0.018   0.010   0.010   300,000 4,195 1,069,605 0.098   2017/01/06 0.010   2017/04/12 18,870,000 1,108,735 0.365   2016/09/09 0.039   2016/12/23
29051 SG Issuer - Link REIT European Warrants Nov 2017 A HKD 0.365   0.275   0.275   6,860,000 2,184,775 N/A 0.365   2017/04/12 0.200   2017/03/15 10,195,000 3,013,415 -   - -   -
28072 SG Issuer - MGM China European Warrants May 2017 A HKD 0.670   0.580   0.600   20,000 12,880 1,402,173 0.670   2017/04/18 0.315   2017/02/22 15,980,000 7,436,760 0.670   2016/11/30 0.192   2016/08/30
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.255   0.189   0.250   33,732,000 7,694,404 7,910,037 0.255   2017/04/28 0.105   2017/02/22 185,488,000 34,401,056 0.340   2016/11/30 0.141   2016/10/31
15312 SG Issuer - Minsheng Bank European Warrants Aug 2017 A HKD 0.330   0.086   0.109   9,690,000 1,444,650 N/A 0.920   2017/02/16 0.086   2017/04/27 18,530,000 6,777,650 0.560   2016/12/22 0.550   2016/12/22
14701 SG Issuer - Minsheng Bank European Warrants Jun 2017 A HKD -   -   0.015   0 0 N/A 0.420   2017/02/16 0.166   2017/03/08 6,736,000 2,103,025 0.530   2016/11/30 0.270   2016/12/15
15688 SG Issuer - Minsheng Bank European Warrants Sep 2017 A HKD 0.445   0.320   0.330   24,500 8,368 N/A 1.500   2017/02/15 0.320   2017/04/27 4,503,500 5,082,603 0.980   2016/12/30 0.980   2016/12/30
28517 SG Issuer - Minsheng Bank European Warrants Sep 2017 B HKD -   -   0.075   0 0 N/A 0.640   2017/02/22 0.270   2017/03/30 202,000 55,260 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.335   0.260   0.330   630,000 195,050 N/A 0.335   2017/04/13 0.111   2017/01/16 11,455,000 2,003,720 0.227   2016/11/25 0.126   2016/12/28
12712 SG Issuer - MTRC European Warrants May 2017 A HKD 0.049   0.012   0.010   2,355,000 55,245 1,386,800 0.049   2017/04/12 0.012   2017/04/20 29,280,000 791,790 0.355   2016/09/09 0.014   2016/12/29
15506 SG Issuer - MTRC European Warrants Oct 2017 A HKD 0.620   0.620   0.680   50,000 31,000 N/A 0.620   2017/04/11 0.330   2017/01/13 3,025,000 1,468,875 0.310   2016/12/28 0.305   2016/12/28
14821 SG Issuer - NCI European Warrants Jun 2017 A HKD 0.060   0.021   0.032   11,658,000 391,380 N/A 0.285   2017/02/13 0.021   2017/04/21 19,012,000 1,151,615 0.320   2016/12/06 0.161   2016/12/28
12346 SG Issuer - NewWorld Dev Eu Wt Apr 2017 A HKD -   -   0.010   0 0 1,380,586 0.232   2017/02/24 0.010   2017/03/23 93,912,000 7,746,357 0.680   2016/09/09 0.036   2016/12/19
15391 SG Issuer - NewWorld Dev Eu Wt Aug 2017 A HKD 1.430   0.980   1.120   3,302,000 3,832,120 N/A 1.600   2017/03/02 0.700   2017/01/10 15,110,000 18,172,220 0.580   2016/12/22 0.570   2016/12/22
14204 SG Issuer - NewWorld Dev Eu Wt Jun 2017 A HKD 0.830   0.475   0.540   869,000 536,180 N/A 1.070   2017/02/28 0.340   2017/01/06 31,535,000 24,592,785 0.475   2016/11/16 0.415   2016/11/24
28986 SG Issuer - NewWorld Dev Eu Wt Sep 2017 A HKD 0.770   0.480   0.560   1,261,000 785,160 N/A 1.080   2017/02/28 0.480   2017/04/24 3,643,000 2,685,310 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD 0.117   0.078   0.079   340,000 38,070 N/A 0.139   2017/02/06 0.078   2017/04/26 4,370,000 538,130 0.145   2016/12/12 0.128   2016/12/28
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD 0.019   0.010   0.010   6,040,000 98,600 1,996,567 0.056   2017/01/18 0.010   2017/04/24 32,430,000 1,045,920 0.241   2016/11/09 0.040   2016/12/20
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.111   0.061   0.064   15,260,000 1,419,080 N/A 0.155   2017/01/18 0.061   2017/04/27 57,110,000 6,565,010 0.241   2016/12/02 0.134   2016/12/28
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD 0.189   0.141   0.174   600,000 89,920 N/A 0.213   2017/03/17 0.141   2017/04/13 1,260,000 227,290 0.265   2016/11/29 0.260   2016/11/29
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD -   -   0.103   0 0 N/A 0.194   2017/01/04 0.142   2017/01/18 230,000 34,580 0.255   2016/11/29 0.194   2016/12/20
10418 SG Issuer - Nikkei 225 European Warrants Jun 2017 A HKD -   -   0.270   0 0 17,733 0.310   2017/01/05 0.305   2017/02/15 100,000 30,750 0.164   2016/11/07 0.127   2016/11/09
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD 0.200   0.159   0.215   400,000 67,400 15,993 0.200   2017/04/25 0.159   2017/04/18 400,000 67,400 0.218   2016/11/25 0.146   2016/11/03
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD 0.208   0.208   0.200   30,000 6,240 N/A 0.208   2017/04/27 0.208   2017/04/27 30,000 6,240 0.260   2016/11/29 0.255   2016/11/29
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD 0.111   0.076   0.106   4,710,000 413,880 N/A 0.200   2017/01/26 0.076   2017/04/13 11,640,000 1,548,130 0.255   2016/11/29 0.210   2016/12/20
15507 SG Issuer - Petch European Warrants Aug 2017 A HKD 0.134   0.041   0.040   37,548,000 3,825,494 N/A 0.540   2017/01/18 0.041   2017/04/28 123,376,000 22,157,344 0.390   2016/12/28 0.345   2016/12/28
23450 SG Issuer - Petch European Warrants Aug 2017 B HKD 0.028   0.013   0.012   940,000 20,130 N/A 0.224   2017/01/20 0.013   2017/04/19 8,148,000 930,978 -   - -   -
13875 SG Issuer - Petch European Warrants Nov 2017 A HKD 0.173   0.170   0.130   600,000 102,800 N/A 0.173   2017/04/19 0.170   2017/04/19 600,000 102,800 -   - -   -
12934 SG Issuer - PetroChina European Put Warrants Apr 2017 A HKD -   -   0.013   0 0 641,481 0.074   2017/01/03 0.017   2017/01/26 8,546,000 282,910 0.330   2016/09/12 0.054   2016/12/14
25372 SG Issuer - PetroChina European Put Warrants Aug 2017 C HKD 0.425   0.300   0.415   694,000 237,360 N/A 0.425   2017/04/19 0.280   2017/02/22 1,566,000 547,700 -   - -   -
14916 SG Issuer - PetroChina European Put Warrants Jul 2017 B HKD 0.163   0.086   0.141   15,320,000 1,558,668 N/A 0.310   2017/01/04 0.086   2017/04/10 33,840,000 4,457,616 0.390   2016/12/12 0.231   2016/12/14
13741 SG Issuer - PetroChina European Warrants Apr 2017 B HKD -   -   0.010   0 0 3,626,669 0.160   2017/01/18 0.010   2017/03/02 137,520,000 14,358,550 0.128   2016/12/14 0.033   2016/11/18
14396 SG Issuer - PetroChina European Warrants Jul 2017 A HKD 0.455   0.221   0.224   6,596,000 2,055,508 N/A 1.040   2017/01/18 0.221   2017/04/28 23,964,000 15,870,138 0.830   2016/12/14 0.375   2016/11/21
15319 SG Issuer - PetroChina European Warrants Jul 2017 C HKD 0.040   0.027   0.011   1,008,000 34,452 N/A 0.300   2017/01/09 0.027   2017/04/11 27,972,000 5,064,950 0.220   2016/12/21 0.216   2016/12/21
13594 SG Issuer - PetroChina European Warrants May 2017 A HKD 0.061   0.010   0.010   12,958,000 440,444 7,972,266 0.590   2017/01/18 0.010   2017/04/13 76,478,000 20,799,552 0.450   2016/10/11 0.133   2016/11/09
14755 SG Issuer - PICC European Warrants Jun 2017 A HKD 0.080   0.050   0.035   16,000,000 1,046,000 N/A 0.225   2017/01/05 0.050   2017/04/12 24,280,000 1,949,120 0.315   2016/12/07 0.206   2016/12/20
11112 SG Issuer - PICC European Warrants Oct 2017 A HKD 0.231   0.159   0.190   8,671,000 1,691,418 N/A 0.360   2017/03/20 0.159   2017/04/21 28,862,000 6,962,734 -   - -   -
12976 SG Issuer - PICC P&C European Warrants Apr 2017 A HKD -   -   0.011   0 0 416,286 0.196   2017/01/05 0.027   2017/02/22 6,208,000 407,026 1.670   2016/09/09 0.154   2016/12/23
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD 0.014   0.014   0.014   60,000 1,000 25,443 0.029   2017/01/05 0.013   2017/03/23 5,020,000 89,680 0.117   2016/09/23 0.026   2016/12/29
24690 SG Issuer - PICC P&C European Warrants Aug 2017 B HKD 0.375   0.152   0.295   3,790,000 1,068,788 N/A 0.840   2017/01/26 0.152   2017/04/19 13,442,000 6,887,668 -   - -   -
14853 SG Issuer - PICC P&C European Warrants Aug 2018 A HKD 0.127   0.088   0.111   21,260,000 2,363,680 N/A 0.170   2017/01/10 0.088   2017/04/24 63,740,000 8,394,060 0.245   2016/12/07 0.156   2016/12/23
14021 SG Issuer - PICC P&C European Warrants Nov 2017 A HKD 1.190   0.880   1.060   2,064,000 2,379,680 N/A 1.190   2017/04/26 0.880   2017/04/25 2,064,000 2,379,680 -   - -   -
13079 SG Issuer - Ping An European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 10,970,844 0.265   2017/01/03 0.014   2017/03/15 58,320,000 8,909,005 0.335   2016/09/14 0.104   2016/11/28
23090 SG Issuer - Ping An European Put Warrants Aug 2017 C HKD 0.060   0.022   0.025   2,720,000 100,315 N/A 0.243   2017/02/01 0.022   2017/04/27 16,380,000 2,091,655 -   - -   -
14656 SG Issuer - Ping An European Put Warrants Jun 2017 C HKD 0.083   0.011   0.018   19,695,000 595,620 N/A 0.370   2017/01/04 0.011   2017/04/28 54,415,000 3,921,130 0.435   2016/12/23 0.225   2016/11/29
13720 SG Issuer - Ping An European Put Warrants May 2017 B HKD -   -   0.010   0 0 4,055,078 0.193   2017/01/03 0.010   2017/03/22 142,335,000 12,291,260 0.270   2016/10/17 0.096   2016/11/28
12650 SG Issuer - Ping An European Put Warrants Oct 2017 B HKD 0.290   0.153   0.179   5,960,000 1,246,430 N/A 0.290   2017/04/12 0.153   2017/04/28 13,130,000 2,919,345 -   - -   -
12808 SG Issuer - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 24,649,293 0.031   2017/01/03 0.011   2017/02/07 10,185,000 194,610 0.265   2016/09/05 0.022   2016/12/23
15892 SG Issuer - Ping An European Warrants Aug 2017 B HKD 0.490   0.300   0.430   12,480,000 5,133,950 N/A 0.530   2017/03/23 0.244   2017/02/03 114,135,000 47,338,475 -   - -   -
26486 SG Issuer - Ping An European Warrants Aug 2017 D HKD 0.199   0.113   0.172   1,290,665,000 164,670,115 N/A 0.255   2017/03/21 0.113   2017/04/24 1,315,960,000 170,502,385 -   - -   -
27007 SG Issuer - Ping An European Warrants Dec 2017 A HKD 0.160   0.108   0.142   4,440,000 659,540 N/A 0.219   2017/03/21 0.108   2017/04/19 10,060,000 1,710,710 -   - -   -
27744 SG Issuer - Ping An European Warrants Jul 2017 A HKD 0.106   0.046   0.087   37,720,000 2,696,210 N/A 0.187   2017/03/23 0.046   2017/04/20 608,165,000 84,170,710 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD -   -   0.013   0 0 924,208 0.033   2017/02/16 0.012   2017/03/16 14,430,000 357,045 0.189   2016/09/15 0.019   2016/12/23
14757 SG Issuer - Ping An European Warrants Jun 2017 D HKD 0.080   0.022   0.061   15,740,000 728,450 N/A 0.153   2017/02/15 0.022   2017/04/20 9,911,920,000 1,043,218,400 0.243   2016/12/02 0.105   2016/12/30
12538 SG Issuer - Ping An European Warrants May 2017 A HKD 0.017   0.010   0.010   6,960,000 85,660 2,076,149 0.079   2017/02/15 0.010   2017/04/06 205,735,000 8,807,910 0.290   2016/09/07 0.045   2016/12/23
15263 SG Issuer - Ping An European Warrants May 2017 C HKD 0.215   0.044   0.195   21,610,000 2,330,845 N/A 0.285   2017/03/23 0.044   2017/04/19 3,509,145,000 390,768,610 0.196   2016/12/19 0.125   2016/12/23
27036 SG Issuer - Ping An European Warrants Nov 2017 B HKD 0.105   0.074   0.085   2,200,000 175,400 N/A 0.188   2017/02/13 0.074   2017/04/25 9,610,000 1,126,590 -   - -   -
27750 SG Issuer - Ping An European Warrants Oct 2017 A HKD 0.157   0.085   0.121   34,320,000 3,934,265 N/A 0.191   2017/02/16 0.085   2017/04/24 37,680,000 4,457,205 -   - -   -
13283 SG Issuer - Sands China European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 10,432,699 0.280   2017/01/03 0.010   2017/03/16 223,896,000 33,517,268 0.440   2016/09/27 0.110   2016/11/29
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD 0.060   0.024   0.043   31,596,000 1,470,716 N/A 0.305   2017/01/03 0.024   2017/04/26 137,940,000 20,615,188 0.325   2016/12/16 0.163   2016/11/24
12216 SG Issuer - Sands China European Put Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13331 SG Issuer - Sands China European Warrants Apr 2017 C HKD -   -   0.010   0 0 5,820,610 0.060   2017/01/11 0.010   2017/03/09 69,136,000 2,082,520 0.221   2016/09/19 0.030   2016/12/29
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD 0.084   0.027   0.028   19,944,000 1,170,252 N/A 0.135   2017/01/11 0.027   2017/04/28 53,568,000 4,095,888 0.315   2016/11/29 0.091   2016/12/29
15238 SG Issuer - Sands China European Warrants Jul 2017 B HKD 0.260   0.094   0.104   197,984,000 36,599,108 N/A 0.285   2017/01/10 0.094   2017/04/28 475,956,000 81,147,316 0.255   2016/12/30 0.203   2016/12/29
12327 SG Issuer - Sands China European Warrants May 2017 A HKD 0.092   0.010   0.010   46,588,000 2,555,612 18,450,195 0.193   2017/01/11 0.010   2017/04/26 673,676,000 49,452,748 0.405   2016/12/01 0.109   2016/12/29
26504 SG Issuer - Sands China European Warrants Sep 2017 A HKD 0.260   0.120   0.120   125,188,000 25,794,896 N/A 0.260   2017/04/07 0.120   2017/04/28 336,108,000 64,042,808 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.192   0.139   0.152   3,940,000 690,235 N/A 0.225   2017/03/20 0.082   2017/03/10 26,235,000 4,205,665 0.244   2016/11/03 0.067   2016/12/23
13631 SG Issuer - Shenhua European Warrants Jun 2017 A HKD -   -   0.163   0 0 1,853,309 0.315   2017/03/20 0.058   2017/03/10 82,785,000 9,694,910 0.250   2016/11/07 0.060   2016/12/23
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.335   0.249   0.280   2,225,000 637,485 2,094,818 0.420   2017/03/20 0.145   2017/03/10 38,640,000 8,622,800 0.280   2016/10/11 0.128   2016/12/23
15697 SG Issuer - Shimao Ppt Eu Wt Jul 2018 A HKD 0.345   0.280   0.275   535,000 179,050 N/A 0.355   2017/03/22 0.233   2017/02/08 5,415,000 1,475,200 0.242   2016/12/29 0.241   2016/12/29
15394 SG Issuer - SHK P European Warrants Aug 2017 A HKD 1.580   1.510   1.300   180,000 277,900 N/A 1.580   2017/04/13 0.770   2017/01/24 7,530,000 9,172,500 0.570   2016/12/22 0.550   2016/12/22
14211 SG Issuer - SHK P European Warrants Jun 2017 A HKD 1.010   0.720   0.750   420,000 365,100 N/A 1.010   2017/04/13 0.340   2017/01/04 17,690,000 12,923,150 0.550   2016/12/12 0.260   2016/12/19
12714 SG Issuer - SHK P European Warrants May 2017 B HKD 0.086   0.010   0.010   10,610,000 401,790 396,825 0.212   2017/02/22 0.010   2017/04/20 26,170,000 2,126,690 0.840   2016/09/09 0.109   2016/11/14
13167 SG Issuer - SHK P European Warrants May 2017 C HKD -   -   0.010   0 0 305,130 0.020   2017/02/22 0.010   2017/02/21 7,400,000 86,250 0.360   2016/09/22 0.014   2016/12/13
28995 SG Issuer - SHK P European Warrants Nov 2017 A HKD 0.680   0.510   0.520   3,310,000 1,922,300 N/A 0.680   2017/04/13 0.425   2017/03/15 9,470,000 4,966,250 -   - -   -
26906 SG Issuer - SHK P European Warrants Sep 2017 A HKD 0.910   0.630   0.700   7,930,000 6,219,200 N/A 0.910   2017/04/13 0.590   2017/03/15 20,940,000 15,516,700 -   - -   -
14212 SG Issuer - SHKP European Put Warrants Jun 2017 B HKD 0.010   0.010   0.010   200,000 2,000 N/A 0.365   2017/01/03 0.010   2017/04/27 67,430,000 3,363,180 0.460   2016/11/14 0.260   2016/12/12
11919 SG Issuer - SHKP European Put Warrants May 2017 A HKD 0.017   0.010   0.010   740,000 10,000 378,285 0.160   2017/01/03 0.010   2017/04/24 15,790,000 763,190 0.182   2016/12/23 0.080   2016/09/09
29869 SG Issuer - SMIC European Warrants Aug 2017 A HKD 0.153   0.103   0.147   18,070,000 2,407,360 N/A 0.211   2017/03/13 0.103   2017/04/20 26,670,000 4,075,475 -   - -   -
23999 SG Issuer - SMIC European Warrants Nov 2017 A HKD 0.096   0.067   0.090   1,790,000 141,320 N/A 0.220   2017/02/10 0.067   2017/04/20 19,560,000 2,976,590 -   - -   -
13166 SG Issuer - Stanchart European Warrants Apr 2017 A HKD -   -   0.010   0 0 2,727,822 0.430   2017/02/06 0.010   2017/03/23 70,613,500 13,913,727 0.375   2016/09/13 0.109   2016/12/28
15701 SG Issuer - Stanchart European Warrants Aug 2017 A HKD 1.140   0.680   0.880   4,064,000 4,133,930 N/A 1.610   2017/02/10 0.680   2017/04/24 9,045,000 10,250,530 -   - -   -
25872 SG Issuer - Stanchart European Warrants Aug 2017 B HKD 0.250   0.165   0.169   4,710,000 1,108,130 N/A 0.680   2017/02/06 0.165   2017/04/26 5,702,000 1,478,995 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.247   0.191   0.221   3,385,000 779,835 1,914,927 0.290   2017/02/06 0.189   2017/01/12 26,040,000 5,954,260 0.229   2016/07/28 0.152   2016/11/09
24006 SG Issuer - Stanchart European Warrants Jul 2017 A HKD 0.285   0.083   0.165   1,536,000 208,716 N/A 0.810   2017/02/06 0.083   2017/04/20 132,418,000 49,224,399 -   - -   -
14761 SG Issuer - Stanchart European Warrants Jun 2017 A HKD 0.660   0.205   0.415   1,686,000 642,880 N/A 1.170   2017/02/10 0.205   2017/04/24 10,557,000 5,718,065 0.490   2016/12/02 0.485   2016/12/02
13885 SG Issuer - Stanchart European Warrants May 2017 A HKD 1.030   0.510   1.100   340,000 293,000 794,113 1.530   2017/02/16 0.495   2017/01/03 4,554,500 4,136,845 0.830   2016/10/20 0.465   2016/12/30
11322 SG Issuer - Stanchart European Warrants Oct 2017 A HKD 0.700   0.385   0.550   39,302,000 19,929,743 N/A 0.700   2017/04/27 0.385   2017/04/24 39,304,000 19,930,803 -   - -   -
11655 SG Issuer - Tencent European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 745,818 0.035   2017/01/04 0.012   2017/01/23 22,400,000 463,020 0.127   2016/08/04 0.027   2016/11/08
12784 SG Issuer - Tencent European Put Warrants Apr 2017 C HKD -   -   0.010   0 0 2,597,005 0.250   2017/01/04 0.011   2017/03/21 23,550,000 2,392,730 0.315   2016/12/28 0.136   2016/10/25
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.030   0.030   0.029   150,000 4,500 N/A 0.154   2017/01/05 0.030   2017/04/26 3,370,000 277,160 0.198   2016/11/15 0.176   2016/11/17
15611 SG Issuer - Tencent European Put Warrants Aug 2017 C HKD 0.022   0.014   0.012   260,000 3,990 N/A 0.143   2017/01/06 0.014   2017/04/19 330,660,000 36,181,620 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD 0.037   0.010   0.011   133,390,000 2,067,060 2,870,207 0.255   2017/01/04 0.010   2017/04/27 267,010,000 11,417,390 0.280   2016/12/29 0.169   2016/10/27
14657 SG Issuer - Tencent European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 N/A 0.390   2017/01/03 0.010   2017/03/23 100,653,000 7,187,309 0.630   2016/12/23 0.390   2016/12/30
23114 SG Issuer - Tencent European Put Warrants Jun 2017 C HKD 0.029   0.010   0.010   13,641,000 245,371 N/A 0.620   2017/01/24 0.010   2017/04/20 51,596,000 3,660,788 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD 0.010   0.010   0.010   50,000 500 515,338 0.041   2017/01/03 0.010   2017/04/24 72,590,000 1,521,450 0.191   2016/05/06 0.034   2016/09/06
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD 0.050   0.024   0.022   12,510,000 522,260 N/A 0.206   2017/01/04 0.024   2017/04/26 64,400,000 4,680,680 0.246   2016/12/23 0.198   2016/11/16
14316 SG Issuer - Tencent European Put Warrants Nov 2017 D HKD 0.128   0.095   0.098   2,352,800,000 234,952,550 N/A 0.128   2017/04/24 0.095   2017/04/27 2,352,800,000 234,952,550 -   - -   -
28618 SG Issuer - Tencent European Put Warrants Oct 2017 E HKD 0.117   0.042   0.044   138,500,000 9,562,830 N/A 0.249   2017/03/03 0.042   2017/04/28 993,380,000 104,474,810 -   - -   -
13573 SG Issuer - Tencent European Warrants Apr 2017 D HKD -   -   0.035   0 0 164,345,597 0.086   2017/03/21 0.010   2017/03/03 1,009,790,000 37,709,240 0.235   2016/10/03 0.010   2016/12/28
14522 SG Issuer - Tencent European Warrants Apr 2017 E HKD -   -   1.560   0 0 N/A 1.710   2017/03/20 0.390   2017/01/04 40,961,000 26,594,965 0.970   2016/11/29 0.265   2016/12/23
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.560   0.440   0.560   3,670,000 1,780,100 3,224,112 0.560   2017/04/28 0.171   2017/01/04 41,970,000 10,818,510 0.430   2016/09/23 0.135   2016/12/23
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.270   0.138   0.260   27,140,000 5,433,060 603,671,930 0.270   2017/04/27 0.074   2017/01/04 14,146,220,000 1,445,000,410 0.247   2016/09/23 0.050   2016/12/23
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.157   0.107   0.151   22,010,000 2,984,920 1,482,993 0.157   2017/04/26 0.078   2017/02/13 51,630,000 6,027,540 0.162   2016/10/20 0.051   2016/12/23
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.236   0.158   0.235   11,080,000 1,969,100 2,667,208 0.236   2017/04/26 0.099   2017/03/03 85,650,000 14,011,730 0.260   2016/09/23 0.070   2016/12/23
14957 SG Issuer - Tencent European Warrants Dec 2017 B HKD 0.395   0.290   0.410   720,000 239,600 N/A 0.395   2017/04/27 0.158   2017/01/04 13,410,000 2,997,000 0.166   2016/12/30 0.122   2016/12/23
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.400   0.215   0.385   28,210,000 8,184,280 514,770,585 0.400   2017/04/27 0.097   2017/01/03 12,006,330,000 1,493,917,800 0.305   2016/09/23 0.071   2016/12/20
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.185   0.080   0.173   69,000,000 9,009,140 10,794,960 0.185   2017/04/26 0.035   2017/01/24 322,920,000 27,085,740 0.222   2016/09/23 0.026   2016/12/19
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD 0.470   0.325   0.475   480,000 167,600 N/A 0.470   2017/04/28 0.125   2017/01/04 1,918,670,000 261,273,610 0.175   2016/12/05 0.090   2016/12/23
28837 SG Issuer - Tencent European Warrants Jul 2017 G HKD 0.265   0.168   0.227   82,425,000 19,049,464 N/A 0.340   2017/03/21 0.139   2017/03/10 107,567,000 24,557,845 -   - -   -
12280 SG Issuer - Tencent European Warrants Jul 2017 H HKD 1.320   0.610   1.210   42,758,000 41,105,720 N/A 1.320   2017/04/27 0.610   2017/04/11 43,856,000 41,929,290 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD 0.650   0.470   0.650   1,280,000 756,550 2,497,088 0.650   2017/04/26 0.182   2017/01/04 39,270,000 11,480,770 0.430   2016/09/08 0.117   2016/05/19
26619 SG Issuer - Tencent European Warrants Jun 2017 D HKD 0.405   0.138   0.345   38,425,000 10,491,841 N/A 0.405   2017/04/26 0.118   2017/03/10 400,678,000 84,872,257 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.385   0.255   0.375   11,220,000 3,260,800 9,395,788 0.385   2017/04/26 0.165   2017/01/04 68,420,000 16,008,560 0.345   2016/09/26 0.127   2016/12/23
29118 SG Issuer - Tencent European Warrants Mar 2018 B HKD 0.239   0.158   0.225   80,070,000 15,468,610 N/A 0.239   2017/04/27 0.124   2017/03/02 114,410,000 21,383,920 -   - -   -
12841 SG Issuer - Tencent European Warrants May 2017 A HKD 0.355   0.150   0.350   34,860,000 7,705,130 18,230,730 0.355   2017/04/26 0.050   2017/01/04 586,330,000 62,750,160 0.265   2016/09/23 0.033   2016/12/23
14397 SG Issuer - Tencent European Warrants May 2017 B HKD 1.330   0.235   1.290   41,557,000 20,904,433 N/A 1.330   2017/04/26 0.123   2017/03/03 2,679,055,000 818,630,943 0.610   2016/11/22 0.169   2016/12/19
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.132   0.084   0.122   32,530,000 3,601,520 988,850 0.132   2017/04/27 0.055   2017/01/24 52,750,000 5,507,390 0.165   2016/10/11 0.042   2016/12/23
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.500   0.375   0.520   3,210,000 1,293,250 1,385,782 0.500   2017/04/25 0.187   2017/01/03 11,110,000 3,802,250 0.425   2016/09/23 0.149   2016/12/22
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.450   0.310   0.470   2,710,000 970,350 10,227,990 0.450   2017/04/27 0.162   2017/01/04 95,040,000 21,522,020 0.380   2016/09/29 0.127   2016/12/23
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.250   0.137   0.247   61,010,000 11,603,390 476,053,392 0.250   2017/04/27 0.096   2017/01/23 22,173,800,000 2,851,105,010 0.275   2016/09/23 0.072   2016/12/28
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.133   0.078   0.122   11,606,790,000 1,055,616,370 449,873,038 0.133   2017/04/27 0.054   2017/01/23 28,746,130,000 2,698,876,330 0.163   2016/10/20 0.038   2016/12/16
12217 SG Issuer - Tencent European Warrants Oct 2017 F HKD 0.181   0.108   0.173   5,971,530,000 727,284,030 N/A 0.181   2017/04/27 0.108   2017/04/12 5,972,330,000 727,412,130 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD 0.360   0.245   0.380   740,000 210,900 N/A 0.360   2017/04/27 0.120   2017/01/04 143,670,000 27,777,430 0.152   2016/12/02 0.099   2016/12/21
12655 SG Issuer - Tencent European Warrants Sep 2017 B HKD 0.214   0.129   0.204   56,680,000 10,220,130 N/A 0.214   2017/04/27 0.129   2017/04/11 57,300,000 10,307,800 -   - -   -
14299 SG Issuer - Tencent European Warrants Sep 2017 C HKD 0.495   0.405   0.510   456,000 216,090 N/A 0.495   2017/04/25 0.405   2017/04/24 456,000 216,090 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 278,785 0.099   2017/01/03 0.010   2017/03/02 32,805,000 622,970 0.247   2016/08/05 0.077   2016/12/08
23486 SG Issuer - Tracker Fund European Warrants Apr 2018 A HKD -   -   0.246   0 0 N/A 0.244   2017/02/01 0.185   2017/02/08 20,370,000 4,719,730 -   - -   -
13944 SG Issuer - Tracker Fund European Warrants Aug 2018 A HKD 0.142   0.132   0.158   5,120,000 712,820 N/A 0.142   2017/04/21 0.132   2017/04/20 5,120,000 712,820 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.230   0.174   0.223   7,010,000 1,396,690 1,683,311 0.230   2017/04/27 0.130   2017/01/03 34,965,000 6,492,635 0.248   2016/09/22 0.108   2016/12/23
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.360   0 0 364,883 0.300   2017/03/16 0.275   2017/02/13 290,000 84,200 0.260   2016/07/26 0.122   2016/06/24
15707 SG Issuer - Tracker Fund European Warrants Mar 2018 A HKD 0.280   0.275   0.315   410,000 113,750 N/A 0.280   2017/04/21 0.215   2017/01/16 1,340,000 337,350 0.248   2016/12/29 0.247   2016/12/29
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD 0.275   0.228   0.228   490,000 116,980 193,705 0.435   2017/03/21 0.228   2017/04/28 3,560,000 1,162,230 0.232   2016/05/27 0.175   2016/06/24
15321 SG Issuer - Wharf European Warrants Jul 2017 A HKD 0.890   0.830   0.800   8,210,000 7,033,400 N/A 1.000   2017/03/16 0.290   2017/01/03 40,090,000 26,529,600 0.250   2016/12/21 0.200   2016/12/28
27445 SG Issuer - Wynn European Warrants May 2017 A HKD 0.214   0.090   0.190   34,312,000 5,640,272 2,348,323 0.214   2017/04/26 0.045   2017/02/22 130,440,000 12,363,944 0.241   2016/04/20 0.054   2016/12/20
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.168   0.103   0.128   30,860,000 4,332,244 909,885 0.168   2017/04/12 0.076   2017/01/13 32,768,000 4,548,120 0.172   2016/12/01 0.068   2016/12/28
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.530   0.390   0.490   12,140,000 5,804,360 1,289,975 0.530   2017/04/10 0.230   2017/01/17 14,700,000 6,713,180 0.410   2016/09/15 0.188   2016/11/09
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.179   0.116   0.125   20,480,000 3,106,780 1,032,163 0.179   2017/04/11 0.075   2017/01/03 44,060,000 5,609,020 0.139   2016/10/19 0.072   2016/12/23
13634 SG Issuer - Yanzhou Coal Eu Wt May 2017 A HKD 1.010   0.158   0.238   10,062,000 4,455,920 4,931,926 1.010   2017/04/12 0.116   2017/03/31 28,164,000 10,312,086 0.920   2016/10/24 0.195   2016/12/28
15551 SG Issuer - Zijin Mining European Warrants Aug 2017 A HKD 0.620   0.355   0.340   12,312,000 6,351,450 N/A 0.620   2017/04/07 0.345   2017/03/10 52,772,000 22,712,260 0.345   2016/12/30 0.275   2016/12/28
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD 0.275   0.108   0.087   26,452,000 4,763,828 N/A 0.280   2017/03/20 0.108   2017/04/24 46,780,000 8,904,902 0.255   2016/11/29 0.123   2016/12/28
13607 SG Issuer - Zijin Mining European Warrants May 2017 A HKD 0.330   0.010   0.010   6,188,000 1,487,004 1,528,345 0.420   2017/03/17 0.010   2017/04/27 33,258,000 7,617,910 0.400   2016/11/11 0.120   2016/12/22
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.218   0.128   0.201   54,278,000 9,996,336 N/A 0.246   2017/03/24 0.114   2017/03/10 229,812,000 40,186,530 0.260   2016/11/23 0.174   2016/12/28
14960 SG Issuer - ZTE European Warrants Dec 2017 A HKD 0.241   0.184   0.232   3,250,000 750,800 N/A 0.270   2017/03/24 0.145   2017/03/10 18,132,000 3,858,662 0.238   2016/12/30 0.175   2016/12/23
11064 SG Issuer - ZTE European Warrants Sep 2017 A HKD 0.370   0.290   0.360   1,930,000 657,100 N/A 0.395   2017/03/24 0.290   2017/04/13 2,474,000 847,310 -   - -   -
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD 0.325   0.138   0.232   89,820,000 21,486,590 7,007,575 0.325   2017/04/20 0.020   2017/02/07 532,400,000 40,162,470 0.102   2016/08/25 0.022   2016/12/23
21679 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Apr17A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.018   2016/02/04 0.010   2016/08/29
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.025   0.017   0.020   3,060,000 65,860 710,263 0.033   2017/02/22 0.017   2017/04/19 39,240,000 1,025,100 0.053   2016/07/29 0.014   2016/12/23
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.109   0.093   0.105   220,000 21,580 625,883 0.135   2017/02/22 0.088   2017/02/01 23,760,000 2,295,500 0.122   2016/01/04 0.055   2016/05/16
15157 SGA Societe Generale Acceptance N.V-Sands China Eu Wt Apr17A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/03/31 0.010   2016/03/31
22273 SGA Societe Generale Acceptance N.V. - BOCHK Eu Wt Apr 2017A HKD -   -   0.305   0 0 4,758,606 0.335   2017/03/27 0.135   2017/01/09 16,820,000 4,081,405 0.230   2016/09/13 0.035   2016/02/12
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.080   0.067   0.071   5,665,000 422,745 657,751 0.097   2017/02/09 0.065   2017/03/30 27,405,000 2,230,865 0.196   2016/09/07 0.070   2016/12/28
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.037   0.029   0.030   5,800,000 188,700 397,500 0.054   2017/02/09 0.026   2017/03/30 41,600,000 1,777,600 0.191   2016/01/05 0.037   2016/12/28
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.074   0.056   0.067   17,000,000 1,147,500 4,086,683 0.089   2017/02/09 0.051   2017/03/30 219,900,000 15,439,100 0.200   2016/09/07 0.061   2016/12/23
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.131   0.102   0.112   6,245,000 750,575 3,983,376 0.195   2017/02/17 0.102   2017/04/21 95,970,000 14,954,230 0.280   2016/04/14 0.129   2016/12/23
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD -   -   0.010   0 0 100,537 0.032   2017/02/17 0.011   2017/03/24 20,280,000 394,180 0.196   2016/04/14 0.028   2016/12/21
17652 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Apr 17 A HKD 0.033   0.010   0.010   25,300,000 471,100 4,326,267 0.077   2017/03/21 0.010   2017/04/13 396,000,000 17,910,500 0.166   2016/09/09 0.029   2016/12/28
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.028   0.015   0.015   7,150,000 152,100 180,275 0.050   2017/03/21 0.015   2017/04/24 27,200,000 886,700 0.124   2016/01/04 0.029   2016/12/19
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD -   -   0.012   0 0 2,675 -   - -   - 0 0 0.049   2016/02/02 0.013   2016/11/09
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD -   -   0.044   0 0 28,568 0.083   2017/02/13 0.052   2017/03/16 1,770,000 104,449 0.255   2016/01/04 0.076   2016/10/13
11546 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt May17 A HKD -   -   0.010   0 0 2,118 -   - -   - 0 0 0.114   2016/01/07 0.010   2016/12/21
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.091   0.066   0.087   10,900,000 828,630 1,852,692 0.149   2017/02/15 0.066   2017/04/19 52,200,000 5,770,540 0.340   2016/01/04 0.103   2016/12/29
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.196   0.196   0.211   50,000 9,800 597,500 0.216   2017/03/17 0.156   2017/02/08 17,050,000 3,038,000 0.330   2016/03/31 0.115   2016/07/06
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.090   0.071   0.087   3,090,000 248,085 416,784 0.103   2017/02/28 0.068   2017/01/03 11,295,000 983,110 0.211   2016/01/05 0.057   2016/07/06
22711 SGA Societe Generale Acceptance N.V. - CKH Euro Wt May 2017A HKD -   -   0.010   0 0 333 -   - -   - 0 0 0.081   2016/01/05 0.010   2016/11/10
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD 0.014   0.010   0.013   2,100,000 26,500 12,583 0.015   2017/02/23 0.010   2017/04/11 5,800,000 75,500 0.043   2016/08/31 0.027   2016/03/04
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD -   -   0.560   0 0 580,767 0.660   2017/03/16 0.430   2017/02/08 6,080,000 3,484,600 0.450   2016/08/16 0.219   2016/06/17
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.139   0.105   0.109   6,490,000 795,070 952,182 0.220   2017/01/19 0.105   2017/04/20 25,090,000 3,557,430 0.265   2016/12/14 0.075   2016/01/21
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.242   0.201   0.202   4,730,000 1,065,210 896,605 0.325   2017/01/06 0.201   2017/04/19 20,390,000 4,676,080 0.370   2016/10/24 0.161   2016/02/03
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD 0.010   0.010   0.010   200,000 2,000 2,863,985 0.058   2017/01/09 0.010   2017/04/07 185,640,000 5,320,090 0.121   2016/04/21 0.024   2016/01/21
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.063   0.063   0.051   600,000 37,800 289,732 0.113   2017/03/23 0.063   2017/04/18 13,910,000 1,277,230 0.126   2016/04/18 0.049   2016/09/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.143   0.107   0.102   3,600,000 439,640 2,310,230 0.177   2017/03/21 0.107   2017/04/21 42,690,000 5,966,720 0.180   2016/04/14 0.065   2016/01/21
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.143   0.117   0.124   2,800,000 373,200 639,361 0.162   2017/02/10 0.117   2017/04/27 9,360,000 1,343,284 0.370   2016/04/13 0.170   2016/12/12
21585 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/04/14 0.010   2016/09/26
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD -   -   0.010   0 0 61,235 0.010   2017/02/15 0.010   2017/02/15 380,000 3,800 0.095   2016/01/08 0.011   2016/12/12
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD -   -   0.010   0 0 680,160 0.023   2017/02/16 0.010   2017/03/31 48,630,000 705,690 0.141   2016/01/08 0.010   2016/12/28
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.091   0.049   0.055   1,341,860,000 109,782,850 86,994,993 0.173   2017/02/16 0.049   2017/04/24 5,181,910,000 519,914,750 0.310   2016/09/09 0.086   2016/12/28
28239 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.065   2016/06/20 0.010   2016/07/21
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.057   0.017   0.018   56,820,000 2,069,240 604,660 0.057   2017/04/10 0.010   2017/03/13 111,320,000 3,012,380 0.097   2016/04/28 0.011   2016/11/14
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD 0.012   0.012   0.012   2,000,000 24,000 33,027 0.017   2017/01/16 0.010   2017/02/17 13,000,000 184,000 0.164   2016/01/04 0.013   2016/12/30
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD -   -   0.011   2,000,000 22,000 51,320 0.028   2017/01/23 0.010   2017/02/17 28,400,000 303,320 0.015   2016/01/25 0.010   2016/12/16
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.121   0.080   0.113   30,630,000 3,245,810 696,182 0.121   2017/04/26 0.061   2017/03/15 38,290,000 3,826,050 0.124   2016/03/30 0.057   2016/08/03
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.285   0.195   0.204   15,570,000 3,644,720 7,986,350 0.290   2017/03/27 0.094   2017/01/04 146,810,000 27,745,400 0.300   2016/04/13 0.078   2016/12/23
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD 0.183   0.081   0.142   28,760,000 4,164,810 11,352,572 0.325   2017/03/21 0.076   2017/02/03 226,420,000 31,386,400 0.225   2016/04/01 0.048   2016/06/28
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.067   0.049   0.060   9,350,000 532,810 1,412,928 0.081   2017/03/09 0.049   2017/04/11 50,990,000 3,234,500 0.315   2016/01/21 0.053   2016/12/14
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.440   0.315   0.415   3,668,000 1,316,820 2,303,524 0.440   2017/04/10 0.172   2017/02/22 25,272,000 7,761,832 0.475   2016/11/29 0.116   2016/07/06
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.027   0.015   0.021   9,720,000 215,770 498,270 0.037   2017/03/23 0.015   2017/04/20 49,225,000 1,235,120 0.105   2016/01/04 0.021   2016/12/23
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.036   2016/01/04 0.010   2016/08/16
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.027   2016/01/04 0.010   2016/06/07
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD -   -   0.010   0 0 25 -   - -   - 0 0 0.033   2016/01/04 0.011   2016/02/11
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 0.730   0.580   0.740   790,000 540,700 1,615,472 0.730   2017/04/26 0.270   2017/01/03 13,000,000 5,553,700 0.540   2016/09/23 0.114   2016/02/12
24773 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Apr 2017A HKD -   -   0.010   0 0 739,713 0.017   2017/02/10 0.010   2017/03/10 125,255,000 1,607,692 0.109   2016/01/04 0.011   2016/12/30
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.325   0.305   0.310   826,000 267,930 491,947 0.345   2017/02/16 0.305   2017/04/27 3,537,000 1,135,420 0.335   2016/12/08 0.180   2016/02/29
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.170   0.162   0.163   2,400,000 396,500 2,523,931 0.208   2017/02/21 0.159   2017/01/03 14,956,000 2,625,866 0.206   2016/12/01 0.110   2016/06/24
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.013   2016/01/07 0.013   2016/01/07
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.087   0.068   0.068   2,056,000 163,952 481,288 0.111   2017/02/21 0.068   2017/04/28 20,487,000 2,081,863 0.153   2016/01/05 0.066   2016/08/08
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.017   0.013   0.014   3,846,000 56,999 302,171 0.051   2017/01/03 0.013   2017/04/27 32,623,000 968,092 0.235   2016/02/12 0.033   2016/11/30
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.011   0 0 20 -   - -   - 0 0 0.068   2016/01/06 0.012   2016/09/21
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.164   0.116   0.105   34,640,000 5,062,540 9,886,067 0.164   2017/04/07 0.066   2017/03/06 330,680,000 33,783,960 0.189   2016/04/06 0.052   2016/11/14
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.060   0.037   0.035   6,480,000 297,340 106,197 0.072   2017/03/27 0.037   2017/04/26 10,880,000 549,900 0.114   2016/03/17 0.032   2016/11/24
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.079   0.060   0.039   725,000 46,880 234,598 0.096   2017/03/21 0.041   2017/02/28 8,220,000 676,355 0.225   2016/03/16 0.066   2016/11/25
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.112   0.070   0.092   4,470,000 392,425 771,739 0.165   2017/02/06 0.070   2017/04/21 18,030,000 1,914,465 0.131   2016/01/04 0.029   2016/02/25
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.340   0.330   0.325   780,000 261,300 1,151,250 0.350   2017/03/16 0.295   2017/01/16 13,382,000 4,214,240 0.405   2016/01/04 0.270   2016/06/28
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.214   0.196   0.209   152,000 31,562 423,464 0.235   2017/02/24 0.190   2017/01/11 3,198,000 656,212 0.260   2016/11/29 0.170   2016/06/28
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.110   0.088   0.093   3,466,000 330,440 2,869,412 0.130   2017/02/21 0.088   2017/04/19 57,078,000 6,556,802 0.226   2016/01/08 0.093   2016/11/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.015   0.011   0.011   6,120,000 83,800 134,694 0.053   2017/02/16 0.011   2017/04/21 19,300,000 507,215 0.073   2016/10/06 0.028   2016/12/23
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD 0.016   0.010   0.012   7,440,000 96,760 448,233 0.018   2017/02/15 0.010   2017/04/07 42,800,000 576,120 0.043   2016/10/24 0.010   2016/12/28
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.420   0.315   0.350   2,280,000 849,090 410,437 0.420   2017/04/12 0.218   2017/01/03 4,992,000 1,559,260 0.310   2016/11/11 0.076   2016/02/03
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.176   0.112   0.123   10,010,000 1,501,002 770,633 0.176   2017/04/12 0.084   2017/01/03 26,664,000 3,287,448 0.145   2016/10/24 0.035   2016/02/03
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD -   -   0.325   0 0 2,375,680 0.345   2017/02/01 0.290   2017/02/01 43,721,000 14,071,840 0.375   2016/01/04 0.213   2016/01/28
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.092   0 0 6,390 0.111   2017/01/04 0.110   2017/01/04 300,000 33,100 0.141   2016/03/02 0.128   2016/02/29
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD -   -   0.040   0 0 2,235 0.050   2017/02/08 0.050   2017/02/08 5,000 250 0.110   2016/07/18 0.031   2016/12/05
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD -   -   0.066   0 0 7,254 -   - -   - 0 0 0.154   2016/03/29 0.095   2016/12/05
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD -   -   0.010   0 0 3,933 0.010   2017/03/21 0.010   2017/03/21 2,360,000 23,600 0.049   2016/01/08 0.020   2016/10/11
25750 Standard Chartered Bank - China Cinda Euro Wts Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.015   0 0 1,075 0.015   2017/03/21 0.015   2017/03/21 430,000 6,450 0.028   2016/03/04 0.013   2016/03/08
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.076   0 0 0 -   - -   - 0 0 0.120   2016/04/01 0.120   2016/04/01
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD 0.035   0.035   0.035   400,000 14,000 5,450 0.035   2017/04/28 0.035   2017/04/28 400,000 14,000 0.206   2016/01/12 0.084   2016/11/09
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD 0.430   0.430   0.430   10,000 4,300 32,750 0.430   2017/04/25 0.410   2017/03/20 270,000 112,500 0.420   2016/11/04 0.246   2016/07/06
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD -   -   0.013   0 0 268 0.025   2017/03/02 0.021   2017/03/14 15,000 355 0.055   2016/03/23 0.010   2016/11/07
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.010   0.010   0.010   100,000 1,000 6,950 0.014   2017/02/23 0.010   2017/04/28 550,000 6,200 0.049   2016/03/17 0.018   2016/11/11
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.030   0 0 0 -   - -   - 0 0 -   - -   -
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 1,475 0.028   2017/01/26 0.010   2017/03/24 680,000 7,820 0.101   2016/10/20 0.030   2016/01/19
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.085   0 0 3,433 0.100   2017/02/23 0.100   2017/02/23 206,000 20,600 -   - -   -
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.380   0 0 0 -   - -   - 0 0 0.375   2016/03/09 0.375   2016/03/09
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.011   2016/05/11 0.010   2016/05/11
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD -   -   0.032   0 0 0 -   - -   - 0 0 0.118   2016/01/18 0.085   2016/07/14
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,283 0.015   2017/01/06 0.015   2017/01/06 300,000 4,500 0.095   2016/01/04 0.014   2016/11/11
17319 Standard Chartered Bank - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.014   2016/02/02 0.014   2016/02/02
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD 0.072   0.032   0.028   4,280,000 244,860 68,667 0.072   2017/04/07 0.010   2017/03/13 16,940,000 412,000 0.084   2016/03/30 0.037   2016/01/20
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD 0.058   0.045   0.053   220,000 11,720 3,110 0.062   2017/03/23 0.045   2017/04/26 340,000 18,660 0.133   2016/01/05 0.067   2016/02/04
15474 Standard Chartered Bank - Sands China Euro Wts Apr 2017 A HKD -   -   0.010   0 0 167 -   - -   - 0 0 0.010   2016/11/16 0.010   2016/11/16
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD 0.077   0.053   0.061   2,660,000 170,280 62,855 0.146   2017/01/18 0.053   2017/04/18 4,360,000 363,480 0.365   2016/01/27 0.166   2016/07/28
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD 0.400   0.380   0.380   70,000 27,600 15,227 0.400   2017/04/13 0.300   2017/02/16 170,000 59,100 0.390   2016/09/08 0.117   2016/02/03
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.290   0.290   0.345   2,000 580 139,079 0.315   2017/03/20 0.265   2017/02/21 2,016,000 619,420 0.280   2016/10/20 0.088   2016/01/21
18730 UBS AG - A50 China European Warrants Apr 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.032   2016/01/21 0.017   2016/05/12
14870 UBS AG - A50 China European Warrants Apr 2017 B HKD -   -   0.015   0 0 N/A 0.117   2017/01/06 0.019   2017/03/22 23,085,000 2,043,948 0.171   2016/12/14 0.086   2016/12/30
14068 UBS AG - A50 China European Warrants Aug 2017 A HKD 0.150   0.130   0.130   716,000 98,264 N/A 0.150   2017/04/26 0.130   2017/04/28 716,000 98,264 -   - -   -
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.380   0 0 0 -   - -   - 0 0 0.320   2016/10/05 0.270   2016/01/11
15351 UBS AG - A50 China European Warrants Dec 2017 A HKD -   -   0.196   0 0 N/A 0.200   2017/01/26 0.160   2017/01/03 9,640,000 1,706,188 0.166   2016/12/22 0.153   2016/12/29
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 -   - -   -
15356 UBS AG - A50 China European Warrants May 2017 A HKD 0.012   0.012   0.012   5,700 68 N/A 0.076   2017/01/06 0.012   2017/04/06 37,136,400 2,042,146 0.075   2016/12/21 0.058   2016/12/29
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.093   0.074   0.074   479,644,000 37,448,191 32,268,230 0.107   2017/01/18 0.074   2017/04/28 1,291,274,000 118,460,328 0.157   2016/01/06 0.081   2016/02/03
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.260   0.082   0.260   37,450,000 5,310,550 27,830,833 0.260   2017/04/28 0.077   2017/01/13 1,090,100,000 104,852,250 0.250   2016/09/23 0.057   2016/12/20
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.249   0.240   0.395   9,000,000 2,208,000 7,637,467 0.260   2017/03/24 0.106   2017/01/03 89,450,000 14,063,050 0.195   2016/11/10 0.094   2016/12/13
14618 UBS AG - AAC Tech European Warrants Aug 2018 A HKD 0.330   0.270   0.320   242,200,000 70,286,250 N/A 0.330   2017/04/28 0.270   2017/04/27 242,200,000 70,286,250 -   - -   -
14079 UBS AG - AAC Tech European Warrants Feb 2018 A HKD 0.265   0.200   0.265   269,815,000 60,641,730 N/A 0.265   2017/04/28 0.200   2017/04/20 269,815,000 60,641,730 -   - -   -
28311 UBS AG - AAC Tech European Warrants Nov 2017 A HKD 0.218   0.100   0.218   489,425,000 58,871,900 N/A 0.218   2017/04/28 0.095   2017/03/22 862,100,000 110,433,610 -   - -   -
14606 UBS AG - AAC Tech European Warrants Oct 2017 C HKD 0.209   0.208   0.249   400,000 83,400 N/A 0.209   2017/04/26 0.208   2017/04/26 400,000 83,400 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.106   0.048   0.056   63,281,000 4,126,270 15,022,239 0.197   2017/02/16 0.048   2017/04/24 879,914,000 84,720,859 0.153   2016/12/01 0.102   2016/12/19
11888 UBS AG - Agricultural Bank European Warrants Oct 2017 A HKD 0.143   0.080   0.085   16,676,000 1,727,764 N/A 0.143   2017/04/05 0.080   2017/04/24 16,676,000 1,727,764 -   - -   -
29225 UBS AG - AIA European Put Warrants Aug 2017 B HKD 0.124   0.030   0.033   1,349,712,000 103,887,958 N/A 0.200   2017/03/03 0.030   2017/04/27 3,223,182,000 376,483,092 -   - -   -
14807 UBS AG - AIA European Put Warrants May 2017 A HKD -   -   0.010   0 0 N/A 0.255   2017/01/03 0.010   2017/03/27 4,126,532,000 241,827,302 0.305   2016/12/09 0.211   2016/12/05
13319 UBS AG - AIA European Warrants Apr 2017 A HKD -   -   0.010   0 0 16,464,291 0.010   2017/02/21 0.010   2017/02/21 1,026,000 10,260 0.280   2016/10/06 0.010   2016/12/13
27085 UBS AG - AIA European Warrants Aug 2017 A HKD 0.255   0.058   0.193   31,422,000 5,077,412 N/A 0.255   2017/04/27 0.058   2017/04/19 8,786,390,000 1,205,689,850 -   - -   -
28758 UBS AG - AIA European Warrants Dec 2017 A HKD 0.355   0.128   0.305   679,816,000 212,534,554 N/A 0.355   2017/04/27 0.128   2017/04/19 3,291,782,000 754,684,216 -   - -   -
14266 UBS AG - AIA European Warrants Jun 2017 A HKD 0.350   0.038   0.250   93,856,000 14,801,616 N/A 0.350   2017/04/27 0.038   2017/04/19 4,547,210,000 416,571,978 0.280   2016/11/16 0.056   2016/12/29
15188 UBS AG - AIA European Warrants Jun 2017 B HKD 0.500   0.102   0.455   18,516,000 4,131,074 N/A 0.500   2017/04/27 0.102   2017/04/19 6,259,170,000 992,637,144 0.175   2016/12/16 0.112   2016/12/29
15409 UBS AG - AIA European Warrants Jun 2017 C HKD -   -   0.890   0 0 N/A 0.255   2017/01/03 0.236   2017/01/03 3,720,000 913,010 0.285   2016/12/22 0.250   2016/12/29
28407 UBS AG - AIA European Warrants Jun 2017 D HKD 0.435   0.100   0.400   2,918,434,000 485,437,268 N/A 0.435   2017/04/28 0.100   2017/04/19 3,697,510,000 633,873,550 -   - -   -
12899 UBS AG - AIA European Warrants Sep 2017 A HKD 0.236   0.096   0.200   2,421,794,000 287,626,634 N/A 0.236   2017/04/27 0.096   2017/04/24 2,422,074,000 287,673,674 -   - -   -
26889 UBS AG - Anhui Conch European Warrants Jun 2017 A HKD 0.135   0.040   0.049   130,315,000 12,320,435 N/A 0.195   2017/02/23 0.040   2017/04/27 348,890,000 38,652,470 -   - -   -
13625 UBS AG - Anhui Conch European Warrants Sep 2017 A HKD 0.196   0.116   0.123   7,490,000 1,119,955 N/A 0.196   2017/04/13 0.116   2017/04/28 7,490,000 1,119,955 -   - -   -
28967 UBS AG - BankComm European Warrants Aug 2017 A HKD 0.125   0.043   0.043   21,214,000 1,484,009 N/A 0.255   2017/02/28 0.043   2017/04/28 251,256,000 34,991,862 -   - -   -
28250 UBS AG - BEA European Warrants Oct 2017 A HKD 0.169   0.099   0.143   17,836,000 2,198,692 N/A 0.246   2017/02/22 0.099   2017/04/19 31,004,000 5,241,604 -   - -   -
21092 UBS AG - BOC HK European Warrants Dec 2017 A HKD 0.265   0.172   0.216   91,890,000 20,821,895 N/A 0.270   2017/01/27 0.172   2017/04/19 238,615,000 55,369,640 -   - -   -
13522 UBS AG - BOC HK European Warrants Jan 2018 A HKD 0.162   0.130   0.155   10,610,000 1,593,635 N/A 0.162   2017/04/26 0.130   2017/04/19 10,610,000 1,593,635 -   - -   -
28454 UBS AG - BOCL European Put Warrants Aug 2017 B HKD 0.231   0.150   0.150   60,326,000 12,764,604 N/A 0.255   2017/03/10 0.147   2017/03/21 103,984,000 19,957,703 -   - -   -
14806 UBS AG - BOCL European Warrants Aug 2017 A HKD 0.095   0.045   0.056   1,039,099,000 78,612,949 N/A 0.290   2017/02/16 0.045   2017/04/24 2,048,289,000 239,539,730 -   - -   -
11865 UBS AG - BOCL European Warrants Aug 2017 C HKD 0.078   0.044   0.044   13,896,000 822,122 N/A 0.078   2017/04/10 0.044   2017/04/28 13,896,000 822,122 -   - -   -
15198 UBS AG - BOCL European Warrants Jul 2017 A HKD 0.120   0.059   0.084   16,695,000 1,449,234 N/A 0.300   2017/02/16 0.059   2017/04/19 352,146,000 51,377,828 0.140   2016/12/16 0.127   2016/12/16
12562 UBS AG - BOCL European Warrants May 2017 A HKD 0.028   0.010   0.010   12,441,000 244,470 5,382,180 0.174   2017/02/16 0.010   2017/04/27 71,654,000 5,792,426 0.183   2016/09/21 0.039   2016/12/28
28478 UBS AG - BOCL European Warrants Nov 2017 A HKD 0.096   0.073   0.091   2,130,000 176,241 N/A 0.152   2017/03/03 0.073   2017/04/20 3,450,000 363,621 -   - -   -
12846 UBS AG - BOCL European Warrants Sep 2017 A HKD 0.086   0.074   0.071   716,000 56,916 N/A 0.086   2017/04/05 0.074   2017/04/25 716,000 56,916 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.085   0.074   0.079   1,100,000 88,150 23,625,100 0.102   2017/02/09 0.066   2017/03/29 750,100,000 60,603,650 0.250   2016/08/30 0.074   2016/12/28
14754 UBS AG - BYD European Warrants Aug 2017 B HKD 0.161   0.161   0.161   430,000 69,230 N/A 0.161   2017/04/28 0.161   2017/04/28 430,000 69,230 -   - -   -
28971 UBS AG - BYD European Warrants Jun 2017 A HKD 0.113   0.055   0.056   207,140,000 15,739,480 N/A 0.213   2017/03/02 0.055   2017/04/28 270,800,000 23,893,140 -   - -   -
15894 UBS AG - BYD European Warrants May 2017 A HKD 0.123   0.061   0.061   6,715,000 661,415 N/A 0.340   2017/02/09 0.058   2017/03/29 855,310,000 201,282,450 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.030   0.023   0.023   52,650,000 1,359,050 33,111,700 0.045   2017/02/09 0.020   2017/03/29 1,727,350,000 63,391,650 0.206   2016/03/29 0.029   2016/12/23
12563 UBS AG - CAM CSI300 European Warrants Apr 2017 A HKD -   -   0.012   0 0 933,567 -   - -   - 0 0 0.120   2016/08/26 0.024   2016/12/13
14078 UBS AG - CAM CSI300 European Warrants Aug 2017 A HKD 0.126   0.088   0.093   4,192,000 446,106 N/A 0.126   2017/04/20 0.088   2017/04/27 4,192,000 446,106 -   - -   -
14604 UBS AG - CAM CSI300 European Warrants Jun 2017 A HKD 0.057   0.033   0.038   7,464,000 331,206 N/A 0.057   2017/04/21 0.033   2017/04/27 7,464,000 331,206 -   - -   -
28500 UBS AG - CC Bank European Put Warrants Aug 2017 A HKD 0.160   0.081   0.086   72,618,000 8,014,121 N/A 0.236   2017/03/10 0.081   2017/04/26 665,929,000 96,248,553 -   - -   -
19538 UBS AG - CC Bank European Put Warrants May 2017 C HKD -   -   0.010   0 0 N/A 0.156   2017/01/09 0.010   2017/03/31 541,261,000 28,863,983 -   - -   -
13860 UBS AG - CC Bank European Warrants Apr 2017 A HKD 0.054   0.010   0.010   19,297,000 548,276 103,151,419 0.248   2017/02/16 0.010   2017/04/10 4,384,110,000 328,276,098 0.260   2016/10/24 0.059   2016/12/23
28612 UBS AG - CC Bank European Warrants Aug 2017 B HKD 0.069   0.032   0.033   79,855,000 3,600,322 N/A 0.222   2017/02/23 0.032   2017/04/27 3,624,756,000 375,042,746 -   - -   -
13831 UBS AG - CC Bank European Warrants Aug 2017 C HKD 0.185   0.145   0.164   196,997,000 34,175,588 N/A 0.185   2017/04/28 0.145   2017/04/20 196,997,000 34,175,588 -   - -   -
27638 UBS AG - CC Bank European Warrants Jul 2017 A HKD -   -   0.219   0 0 N/A 0.435   2017/02/24 0.435   2017/02/24 30,000 13,050 -   - -   -
11728 UBS AG - CC Bank European Warrants Jul 2017 B HKD 0.121   0.043   0.051   2,587,641,000 199,398,103 N/A 0.249   2017/03/21 0.043   2017/04/19 3,106,586,000 260,607,572 -   - -   -
16658 UBS AG - CC Bank European Warrants Jun 2017 A HKD 0.122   0.037   0.039   4,378,339,000 259,774,584 N/A 0.275   2017/02/23 0.037   2017/04/20 7,403,469,000 707,686,420 -   - -   -
14664 UBS AG - CC Bank European Warrants May 2017 A HKD 0.385   0.177   0.330   9,433,000 2,551,308 N/A 0.560   2017/03/21 0.169   2017/02/08 1,777,355,000 469,402,781 0.460   2016/11/30 0.174   2016/12/23
15265 UBS AG - CC Bank European Warrants May 2017 B HKD 0.050   0.012   0.015   38,106,000 1,126,859 N/A 0.214   2017/02/16 0.012   2017/04/27 5,496,263,000 664,255,996 0.185   2016/12/28 0.093   2016/12/23
12832 UBS AG - CC Bank European Warrants Nov 2017 A HKD 0.140   0.131   0.124   846,000 114,149 N/A 0.140   2017/04/10 0.131   2017/04/13 846,000 114,149 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.018   0 0 12,833 0.025   2017/03/02 0.018   2017/03/22 3,600,000 77,000 0.083   2016/01/06 0.038   2016/09/15
28916 UBS AG - CGS European Warrants Aug 2017 A HKD 0.325   0.133   0.122   816,000 224,605 N/A 0.580   2017/03/02 0.133   2017/04/27 6,709,000 2,878,465 -   - -   -
17017 UBS AG - CGS European Warrants Nov 2017 A HKD 0.181   0.181   0.162   100,000 18,100 49,688 0.242   2017/02/16 0.181   2017/04/03 1,415,000 298,130 0.305   2016/04/14 0.165   2016/02/15
13605 UBS AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.660   0.405   0.415   12,240,000 5,234,925 N/A 0.660   2017/04/13 0.405   2017/04/28 12,240,000 5,234,925 -   - -   -
23452 UBS AG - Ch LongYuan European Warrants Jun 2018 A HKD 0.185   0.170   0.164   430,000 76,720 N/A 0.260   2017/02/16 0.170   2017/04/26 136,860,000 31,513,380 -   - -   -
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD -   -   0.204   0 0 57,875 0.300   2017/02/15 0.300   2017/02/15 350,000 105,000 0.355   2016/11/14 0.187   2016/01/21
26316 UBS AG - CHALCO European Warrants Aug 2017 A HKD 0.167   0.077   0.077   22,798,000 2,887,318 N/A 0.415   2017/02/15 0.077   2017/04/28 199,018,000 52,874,438 -   - -   -
23397 UBS AG - CHALCO European Warrants Jul 2017 A HKD 0.340   0.187   0.187   21,376,000 5,672,280 N/A 0.610   2017/02/15 0.179   2017/03/27 120,820,000 53,903,230 -   - -   -
27210 UBS AG - Chi Res Land European Warrants Mar 2018 A HKD 0.330   0.226   0.223   47,560,000 14,659,860 N/A 0.365   2017/03/17 0.226   2017/04/28 122,360,000 35,338,960 -   - -   -
20532 UBS AG - China Cinda European Warrants Aug 2017 A HKD 0.153   0.072   0.073   36,807,000 3,830,462 N/A 0.325   2017/02/23 0.072   2017/04/28 161,955,000 34,329,360 -   - -   -
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.026   2016/01/11 0.015   2016/09/12
12141 UBS AG - China Cinda European Warrants Jul 2017 A HKD 0.097   0.039   0.040   14,494,000 782,658 N/A 0.125   2017/03/27 0.039   2017/04/28 16,942,000 1,032,471 -   - -   -
23713 UBS AG - China EB Int'l European Warrants Dec 2017 A HKD 0.187   0.172   0.183   620,000 108,910 N/A 0.215   2017/03/15 0.157   2017/02/08 23,220,000 4,068,640 -   - -   -
23036 UBS AG - China Life European Put Warrants Aug 2017 B HKD 0.057   0.030   0.031   34,660,000 1,339,790 N/A 0.166   2017/02/03 0.027   2017/03/21 10,816,450,000 808,136,920 -   - -   -
12890 UBS AG - China Life European Put Warrants Nov 2017 A HKD -   -   0.211   0 0 N/A 0.214   2017/03/28 0.211   2017/03/28 540,000 114,750 -   - -   -
28235 UBS AG - China Life European Put Warrants Sep 2017 A HKD 0.118   0.056   0.058   2,201,150,000 196,241,650 N/A 0.155   2017/03/06 0.056   2017/04/27 4,957,470,000 446,349,450 -   - -   -
15913 UBS AG - China Life European Warrants Aug 2017 A HKD -   -   0.350   0 0 N/A 0.255   2017/01/10 0.250   2017/01/10 280,000 71,000 -   - -   -
24667 UBS AG - China Life European Warrants Aug 2017 C HKD 0.152   0.070   0.089   8,212,170,000 692,567,170 N/A 0.239   2017/02/15 0.070   2017/04/19 21,265,160,000 2,928,887,190 -   - -   -
12867 UBS AG - China Life European Warrants Dec 2017 A HKD -   -   0.115   0 0 N/A 0.139   2017/03/28 0.138   2017/03/28 180,000 24,930 -   - -   -
14713 UBS AG - China Life European Warrants Jan 2018 A HKD 0.190   0.164   0.166   12,060,000 2,083,480 N/A 0.260   2017/02/15 0.164   2017/04/28 364,190,000 90,036,860 0.161   2016/12/14 0.152   2016/12/14
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.420   0.420   0.440   50,000 21,000 543,512 0.510   2017/02/13 0.380   2017/02/06 310,000 134,200 0.380   2016/12/09 0.174   2016/11/09
14805 UBS AG - China Life European Warrants Jul 2017 B HKD 0.151   0.112   0.151   110,000 12,710 N/A 0.290   2017/03/20 0.101   2017/02/03 1,667,350,000 268,710,390 0.163   2016/12/14 0.117   2016/12/16
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.110   0.037   0.070   28,180,000 1,972,080 242,000,685 0.195   2017/03/17 0.037   2017/04/20 206,900,000 22,335,890 0.200   2016/09/29 0.052   2016/12/29
27209 UBS AG - China Life European Warrants Jun 2017 B HKD -   -   0.087   0 0 N/A 0.810   2017/02/15 0.340   2017/03/13 1,658,628,000 1,083,312,930 -   - -   -
13215 UBS AG - China Life European Warrants May 2017 A HKD 0.179   0.058   0.135   18,290,000 2,182,470 429,750,543 0.305   2017/03/20 0.058   2017/04/19 23,413,640,000 2,559,480,610 0.238   2016/09/22 0.048   2016/11/09
24919 UBS AG - China Life European Warrants Oct 2017 A HKD -   -   0.300   0 0 N/A 0.260   2017/02/06 0.250   2017/01/27 280,000 72,150 -   - -   -
28494 UBS AG - China Life European Warrants Oct 2017 B HKD 0.096   0.044   0.056   12,314,010,000 871,213,990 N/A 0.180   2017/03/17 0.044   2017/04/24 24,221,990,000 2,294,165,910 -   - -   -
23072 UBS AG - China Mengniu European Warrants Dec 2017 A HKD 0.180   0.104   0.107   57,890,000 7,947,650 N/A 0.234   2017/02/13 0.104   2017/04/27 192,150,000 35,589,730 -   - -   -
14898 UBS AG - China Mobile European Put Warrants Jun 2017 A HKD 0.224   0.111   0.184   1,941,970,000 290,607,695 N/A 0.600   2017/01/03 0.067   2017/03/23 3,545,895,000 541,278,300 0.660   2016/12/19 0.495   2016/12/08
15518 UBS AG - China Mobile European Put Warrants Jun 2017 C HKD 0.060   0.039   0.042   2,800,000 133,450 N/A 0.310   2017/01/03 0.034   2017/03/20 944,905,000 154,841,305 0.345   2016/12/28 0.305   2016/12/30
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD -   -   0.127   0 0 404,267 0.104   2017/03/23 0.091   2017/03/21 24,500,000 2,371,600 0.155   2016/07/28 0.088   2016/10/11
17461 UBS AG - China Mobile European Warrants Apr 2017 A HKD -   -   0.020   0 0 193,920,975 0.074   2017/03/21 0.015   2017/03/15 12,741,400,000 511,296,550 0.171   2016/07/21 0.032   2016/12/28
13928 UBS AG - China Mobile European Warrants Apr 2017 B HKD -   -   0.010   0 0 86,865,479 0.102   2017/02/01 0.010   2017/03/24 3,994,720,000 265,267,245 0.420   2016/10/25 0.066   2016/12/30
14003 UBS AG - China Mobile European Warrants Apr 2017 C HKD -   -   0.017   0 0 309,446 0.037   2017/01/05 0.031   2017/01/05 1,800,000 60,600 0.182   2016/11/02 0.031   2016/12/28
14369 UBS AG - China Mobile European Warrants Aug 2017 A HKD 0.131   0.107   0.107   1,380,725,000 152,469,040 N/A 0.131   2017/04/27 0.107   2017/04/28 1,380,725,000 152,469,040 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD -   -   0.010   0 0 4,925 0.011   2017/03/20 0.010   2017/01/13 650,000 7,000 0.054   2016/07/21 0.013   2016/12/01
12513 UBS AG - China Mobile European Warrants Jul 2017 B HKD 0.140   0.023   0.025   17,363,240,000 1,482,001,820 N/A 0.183   2017/03/27 0.023   2017/04/28 24,184,935,000 2,459,807,815 -   - -   -
15187 UBS AG - China Mobile European Warrants Jun 2017 B HKD 0.200   0.022   0.025   16,526,215,000 809,969,710 N/A 0.435   2017/01/27 0.022   2017/04/28 20,627,910,000 2,147,856,540 0.400   2016/12/15 0.320   2016/12/28
14265 UBS AG - China Mobile European Warrants May 2017 A HKD 0.032   0.010   0.010   4,655,000 108,655 N/A 0.212   2017/01/20 0.010   2017/04/12 17,920,180,000 1,624,559,045 0.365   2016/11/16 0.140   2016/12/22
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.020   0.012   0.013   20,700,000 325,400 161,243,900 0.043   2017/02/15 0.012   2017/04/24 27,001,950,000 967,208,450 0.108   2016/02/02 0.026   2016/12/28
28917 UBS AG - China Mobile European Warrants Sep 2017 A HKD 0.106   0.052   0.052   8,595,000 724,590 N/A 0.260   2017/03/21 0.052   2017/04/24 5,595,480,000 1,098,038,480 -   - -   -
25513 UBS AG - China National Building European Wts Aug 2017 A HKD 0.670   0.405   0.405   5,004,000 2,598,950 N/A 0.950   2017/03/02 0.305   2017/03/30 107,008,000 58,592,770 -   - -   -
11270 UBS AG - China National Building European Wts Aug 2017 B HKD 0.390   0.130   0.133   136,330,000 33,561,668 N/A 0.495   2017/03/16 0.130   2017/04/28 140,770,000 35,347,398 -   - -   -
21023 UBS AG - China National Building European Wts Jun 2017 A HKD 1.000   0.650   0.630   380,000 324,020 N/A 1.250   2017/03/20 0.270   2017/01/18 22,418,000 11,966,520 -   - -   -
13195 UBS AG - China Overseas European Warrants Dec 2017 A HKD 0.131   0.075   0.074   111,840,000 10,556,540 N/A 0.131   2017/04/03 0.075   2017/04/28 111,840,000 10,556,540 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD 0.025   0.016   0.014   4,000,000 77,240 N/A 0.111   2017/02/09 0.016   2017/04/25 1,535,740,000 95,521,140 0.120   2016/11/30 0.118   2016/11/30
14226 UBS AG - China Overseas European Warrants May 2017 A HKD 0.024   0.015   0.010   15,440,000 321,920 N/A 0.129   2017/03/17 0.015   2017/04/07 1,036,980,000 62,950,280 0.111   2016/11/16 0.032   2016/12/23
14756 UBS AG - China Railway European Warrants Oct 2017 A HKD 0.480   0.470   0.470   432,000 204,060 N/A 0.480   2017/04/28 0.470   2017/04/28 432,000 204,060 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.212   0.137   0.146   37,265,000 5,655,890 16,731,563 0.255   2017/03/20 0.057   2017/03/10 539,290,000 67,964,110 0.325   2016/11/08 0.105   2016/12/23
26881 UBS AG - China Tel European Warrants Jun 2017 A HKD 0.066   0.030   0.031   859,394,000 49,153,888 N/A 0.210   2017/02/13 0.030   2017/04/28 1,098,374,000 66,218,470 -   - -   -
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.173   0.162   0.121   100,000 16,850 95,252,951 0.173   2017/04/07 0.079   2017/01/17 5,374,714,000 512,665,668 0.152   2016/10/11 0.070   2016/07/20
12147 UBS AG - China Unicom European Warrants Jul 2017 A HKD 0.770   0.290   0.275   62,160,000 33,636,020 N/A 0.770   2017/04/06 0.290   2017/04/27 64,972,000 35,261,160 -   - -   -
12105 UBS AG - China Unicom European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.068   0.029   0.029   1,741,020,000 87,312,260 20,954,947 0.068   2017/04/06 0.027   2017/01/11 2,704,180,000 124,660,860 0.102   2016/03/30 0.029   2016/07/15
12669 UBS AG - China Vanke European Warrants Apr 2017 A HKD -   -   0.010   0 0 6,487,322 0.031   2017/01/13 0.017   2017/01/10 1,306,000 22,081 0.215   2016/08/23 0.017   2016/12/30
15534 UBS AG - China Vanke European Warrants Aug 2017 A HKD 0.132   0.114   0.116   5,084,000 611,762 N/A 0.280   2017/03/13 0.114   2017/04/28 58,934,000 11,617,489 0.208   2016/12/30 0.192   2016/12/29
29227 UBS AG - China Vanke European Warrants Aug 2017 B HKD 0.138   0.049   0.049   55,160,000 5,207,829 N/A 0.280   2017/03/17 0.049   2017/04/28 122,787,000 17,893,335 -   - -   -
28310 UBS AG - CITIC Bank European Warrants Aug 2017 A HKD 0.116   0.050   0.050   17,332,000 1,308,895 N/A 0.300   2017/02/23 0.050   2017/04/28 19,168,000 1,814,625 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.041   0.028   0.034   8,430,000 293,460 3,601,452 0.083   2017/02/15 0.028   2017/04/20 165,475,000 11,005,639 0.196   2016/08/15 0.042   2016/12/23
20494 UBS AG - CITIC Sec European Warrants Aug 2017 A HKD 0.083   0.040   0.040   19,515,000 1,131,055 N/A 0.167   2017/02/17 0.040   2017/04/28 53,750,000 5,808,020 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD 0.024   0.022   0.022   1,030,000 23,580 569,308 0.074   2017/01/06 0.022   2017/04/10 50,020,000 2,538,005 0.206   2016/09/05 0.062   2016/12/23
15001 UBS AG - CKH European Warrants Jun 2017 A HKD -   -   0.212   0 0 184,400 0.233   2017/03/23 0.181   2017/02/21 2,600,000 558,600 0.310   2016/09/12 0.142   2016/07/12
11632 UBS AG - CKH European Warrants Jun 2017 B HKD -   -   0.010   0 0 5,960 0.010   2017/02/16 0.010   2017/02/16 30,000 300 0.076   2016/01/04 0.010   2016/12/08
29361 UBS AG - CKH European Warrants Jun 2017 C HKD 0.041   0.017   0.022   16,365,000 460,170 N/A 0.158   2017/03/08 0.017   2017/04/20 182,820,000 11,818,905 -   - -   -
25506 UBS AG - CKH European Warrants May 2017 A HKD 0.030   0.010   0.011   1,410,000 24,100 N/A 0.174   2017/02/02 0.010   2017/04/25 378,965,000 39,353,905 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.081   0.062   0.078   3,100,000 211,540 311,733 0.092   2017/02/28 0.051   2017/01/17 16,705,000 1,137,495 0.160   2016/09/09 0.048   2016/12/30
14610 UBS AG - CKH European Warrants Sep 2017 A HKD 0.219   0.178   0.178   75,310,000 15,173,585 N/A 0.219   2017/04/26 0.178   2017/04/28 75,310,000 15,173,585 -   - -   -
26859 UBS AG - CKI Holdings European Warrants Aug 2017 A HKD 0.205   0.133   0.190   71,770,000 11,680,360 N/A 0.300   2017/02/15 0.133   2017/04/11 184,800,000 43,516,210 -   - -   -
15066 UBS AG - CKP European Warrants Apr 2017 A HKD -   -   0.018   0 0 N/A 0.096   2017/01/11 0.017   2017/03/10 642,035,000 42,403,510 0.182   2016/12/14 0.050   2016/12/29
22961 UBS AG - CKP European Warrants Dec 2017 A HKD -   -   0.017   0 0 30,492 0.021   2017/01/11 0.016   2017/03/17 8,400,000 153,950 0.058   2016/09/09 0.024   2016/05/20
11339 UBS AG - CKP European Warrants Sep 2017 A HKD 0.260   0.180   0.233   46,940,000 10,975,980 N/A 0.260   2017/04/13 0.180   2017/04/24 48,140,000 11,258,980 -   - -   -
21572 UBS AG - CNOOC European Put Warrants Jul 2017 B HKD 0.340   0.214   0.265   22,712,000 5,909,803 N/A 0.520   2017/03/15 0.214   2017/04/10 138,416,000 51,577,538 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD -   -   0.217   0 0 20,315,038 0.219   2017/03/01 0.179   2017/01/18 276,380,000 54,427,620 0.270   2016/11/11 0.180   2016/12/14
15191 UBS AG - CNOOC European Warrants Apr 2017 A HKD -   -   0.012   0 0 N/A 0.235   2017/01/06 0.020   2017/03/07 2,372,512,000 178,587,116 -   - -   -
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.275   0 0 1,800 0.270   2017/03/14 0.270   2017/03/14 40,000 10,800 0.420   2016/04/25 0.168   2016/01/22
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   0.217   0 0 3,750 0.231   2017/03/16 0.219   2017/03/15 100,000 22,500 -   - -   -
28299 UBS AG - CNOOC European Warrants Jul 2017 C HKD 0.053   0.013   0.013   571,852,000 26,591,925 N/A 0.140   2017/02/22 0.013   2017/04/25 1,718,672,000 93,491,655 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD -   -   0.138   0 0 334,422 0.211   2017/01/26 0.157   2017/03/24 2,090,000 373,960 0.305   2016/04/21 0.082   2016/01/19
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 37,163,217 0.055   2017/01/06 0.010   2017/03/27 1,641,030,000 57,858,660 0.139   2016/06/08 0.035   2016/11/09
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.062   0.038   0.041   1,375,510,000 71,176,370 N/A 0.118   2017/01/06 0.038   2017/04/27 11,110,840,000 738,022,680 0.165   2016/11/10 0.096   2016/12/29
14762 UBS AG - CPIC European Warrants Sep 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14077 UBS AG - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.159   0.130   0.130   6,573,600 894,614 N/A 0.159   2017/04/26 0.130   2017/04/28 6,573,600 894,614 -   - -   -
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.570   0 0 0 -   - -   - 0 0 -   - -   -
14869 UBS AG - CSOP A50 ETF European Warrants Jun 2017 A HKD -   -   0.012   0 0 N/A 0.074   2017/03/06 0.068   2017/03/16 1,564,000 111,013 0.132   2016/12/15 0.127   2016/12/16
14267 UBS AG - CSOP A50 ETF European Warrants May 2017 A HKD 0.042   0.022   0.014   23,736,000 781,135 N/A 0.202   2017/01/23 0.022   2017/04/10 384,627,600 54,318,948 0.480   2016/11/30 0.145   2016/12/30
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.142   0.135   0.135   1,956,000 270,334 145,421 0.175   2017/02/21 0.135   2017/04/28 5,732,000 872,524 0.236   2016/01/26 0.154   2016/02/12
15194 UBS AG - CSOP A50 ETF European Warrants Sep 2018 B HKD 0.115   0.088   0.089   213,012,000 20,220,290 N/A 0.123   2017/01/05 0.088   2017/04/28 214,124,000 20,350,810 0.126   2016/12/15 0.108   2016/12/29
13710 UBS AG - Evergrande European Warrants Apr 2017 A HKD 0.295   0.100   0.220   31,892,000 4,942,487 6,595,369 0.295   2017/04/05 0.010   2017/03/29 402,491,000 39,289,862 0.435   2016/10/12 0.201   2016/12/12
13926 UBS AG - Evergrande European Warrants Apr 2018 A HKD 0.223   0.150   0.155   264,590,000 51,802,270 N/A 0.223   2017/04/25 0.150   2017/04/27 264,590,000 51,802,270 -   - -   -
15151 UBS AG - Evergrande European Warrants Jul 2017 A HKD 2.990   1.210   2.000   36,985,000 90,006,660 N/A 2.990   2017/04/25 0.127   2017/03/03 464,728,000 198,095,888 0.265   2016/12/14 0.130   2016/12/23
13624 UBS AG - Evergrande European Warrants Oct 2017 A HKD 1.940   1.210   1.260   26,669,000 40,311,160 N/A 1.940   2017/04/25 1.210   2017/04/27 26,669,000 40,311,160 -   - -   -
11211 UBS AG - Evergrande European Warrants Sep 2017 A HKD 2.220   0.880   1.490   35,231,000 50,934,700 N/A 2.220   2017/04/25 0.420   2017/03/27 86,195,000 81,443,675 -   - -   -
11718 UBS AG - Evergrande European Warrants Sep 2017 B HKD 1.900   0.630   1.180   74,453,000 83,142,020 N/A 1.900   2017/04/25 0.250   2017/03/28 83,630,000 87,417,570 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.095   0.065   0.071   24,935,000 2,057,470 15,165,858 0.181   2017/02/09 0.065   2017/04/19 544,885,000 66,772,210 0.295   2016/09/22 0.141   2016/12/29
13523 UBS AG - GAC European Warrants Dec 2017 A HKD 0.193   0.120   0.135   642,800,000 96,022,060 N/A 0.193   2017/04/21 0.120   2017/04/28 642,800,000 96,022,060 -   - -   -
13307 UBS AG - Galaxy Ent European Put Warrants Aug 2017 A HKD 0.144   0.095   0.101   34,980,000 4,237,090 N/A 0.144   2017/04/07 0.095   2017/04/26 34,980,000 4,237,090 -   - -   -
14721 UBS AG - Galaxy Ent European Put Warrants May 2017 B HKD 0.022   0.012   0.012   4,500,000 76,130 N/A 0.510   2017/01/04 0.012   2017/04/28 946,650,000 94,487,950 0.520   2016/12/28 0.310   2016/12/01
15533 UBS AG - Galaxy Ent European Put Warrants May 2017 D HKD -   -   0.010   0 0 N/A 0.174   2017/01/03 0.012   2017/03/17 1,096,870,000 63,229,350 0.161   2016/12/30 0.156   2016/12/30
12257 UBS AG - Galaxy Ent European Put Warrants Oct 2017 B HKD 0.198   0.118   0.145   227,520,000 37,001,130 N/A 0.260   2017/03/27 0.118   2017/04/26 384,310,000 71,183,250 -   - -   -
13313 UBS AG - Galaxy Ent European Warrants Apr 2017 A HKD 0.900   0.780   0.830   1,360,000 1,101,900 14,642,677 0.900   2017/04/10 0.193   2017/02/08 40,920,000 13,080,560 0.600   2016/12/01 0.152   2016/10/24
13829 UBS AG - Galaxy Ent European Warrants Jul 2017 A HKD 0.227   0.124   0.139   498,750,000 80,354,290 N/A 0.227   2017/04/18 0.124   2017/04/25 498,750,000 80,354,290 -   - -   -
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.430   0.295   0.350   3,910,000 1,603,650 61,027,202 0.430   2017/04/26 0.102   2017/02/08 1,136,150,000 193,540,230 0.435   2016/12/01 0.121   2016/12/28
11879 UBS AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.315   0.127   0.177   29,320,000 5,345,370 N/A 0.315   2017/04/05 0.127   2017/04/24 35,680,000 6,929,810 -   - -   -
14720 UBS AG - Galaxy Ent European Warrants May 2017 A HKD 0.130   0.038   0.055   131,220,000 12,685,770 N/A 0.130   2017/04/03 0.038   2017/04/24 1,487,760,000 127,162,000 0.305   2016/12/01 0.064   2016/12/29
15348 UBS AG - Galaxy Ent European Warrants May 2017 C HKD 0.500   0.490   0.460   460,000 227,700 N/A 0.500   2017/04/20 0.114   2017/02/08 485,430,000 92,467,940 0.199   2016/12/30 0.154   2016/12/29
29502 UBS AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.320   0.145   0.195   281,060,000 67,891,450 N/A 0.325   2017/03/28 0.145   2017/04/24 287,360,000 69,446,850 -   - -   -
28240 UBS AG - Geely Auto European Put Warrants Apr 2018 A HKD 0.186   0.140   0.155   89,250,000 14,196,900 N/A 0.197   2017/02/27 0.140   2017/04/20 913,250,000 160,482,950 -   - -   -
28481 UBS AG - Geely Auto European Put Warrants Aug 2017 A HKD 0.640   0.315   0.385   27,255,000 10,140,475 N/A 0.730   2017/03/01 0.315   2017/04/26 29,535,000 11,522,425 -   - -   -
24730 UBS AG - Geely Auto European Put Warrants Jul 2017 A HKD 0.095   0.034   0.040   7,305,000 497,300 N/A 0.640   2017/02/01 0.034   2017/04/06 523,015,000 170,320,910 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.015   0.010   0.010   1,850,000 22,400 33,536,984 0.500   2017/01/03 0.010   2017/04/10 228,070,000 44,777,130 0.630   2016/12/23 0.310   2016/12/08
13958 UBS AG - Geely Auto European Warrants Apr 2017 A HKD 1.700   0.129   0.730   37,215,000 13,952,615 53,510,681 2.220   2017/03/13 0.108   2017/01/03 279,590,000 126,533,625 0.900   2016/10/26 0.073   2016/12/28
14607 UBS AG - Geely Auto European Warrants Apr 2017 B HKD 2.070   1.150   2.050   28,630,000 39,518,250 N/A 3.360   2017/03/16 0.305   2017/01/03 251,405,000 176,773,375 0.740   2016/11/28 0.218   2016/12/28
24741 UBS AG - Geely Auto European Warrants Jul 2017 B HKD 1.520   0.530   0.580   345,040,000 255,894,700 N/A 1.830   2017/03/27 0.530   2017/04/11 498,090,000 435,390,300 -   - -   -
15414 UBS AG - Geely Auto European Warrants Jul 2018 A HKD -   -   0.570   0 0 N/A 0.250   2017/01/10 0.247   2017/01/10 300,000 74,550 0.205   2016/12/22 0.184   2016/12/28
28249 UBS AG - Geely Auto European Warrants Jul 2018 B HKD 0.300   0.172   0.169   173,150,000 35,772,950 N/A 0.350   2017/03/14 0.172   2017/04/28 878,300,000 233,113,650 -   - -   -
11439 UBS AG - Geely Auto European Warrants Sep 2017 B HKD 0.940   0.280   0.280   171,385,000 89,788,925 N/A 1.110   2017/03/17 0.280   2017/04/28 240,940,000 150,310,775 -   - -   -
28969 UBS AG - Greatwall Motor European Warrants Aug 2017 A HKD 0.455   0.200   0.200   1,473,000 497,475 N/A 0.600   2017/03/02 0.200   2017/04/28 139,546,000 61,650,093 -   - -   -
25284 UBS AG - Greatwall Motor European Warrants Feb 2018 A HKD 0.152   0.086   0.086   961,745,000 119,744,285 N/A 0.190   2017/02/22 0.086   2017/04/28 2,130,860,000 287,026,080 -   - -   -
15895 UBS AG - Greatwall Motor European Warrants Jul 2017 A HKD 0.910   0.280   0.290   7,111,500 2,946,283 N/A 1.390   2017/02/22 0.280   2017/04/28 175,920,500 108,673,381 -   - -   -
14899 UBS AG - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.013   0 0 N/A 0.091   2017/01/06 0.026   2017/03/29 90,900,000 6,312,232 0.128   2016/12/08 0.067   2016/12/23
13909 UBS AG - Haitong Sec European Warrants Aug 2018 A HKD 0.230   0.198   0.204   1,392,000 290,584 N/A 0.230   2017/04/19 0.198   2017/04/27 1,392,000 290,584 -   - -   -
27615 UBS AG - HKEX European Put Warrants May 2017 B HKD 0.132   0.083   0.093   7,760,000 778,360 N/A 0.163   2017/03/03 0.078   2017/03/20 2,856,900,000 336,066,800 -   - -   -
13467 UBS AG - HKEX European Put Warrants Oct 2017 A HKD 0.159   0.117   0.119   17,660,000 2,437,260 N/A 0.159   2017/04/19 0.117   2017/04/26 17,660,000 2,437,260 -   - -   -
15524 UBS AG - HKEX European Put Warrants Sep 2017 B HKD 0.036   0.026   0.026   6,220,000 195,780 N/A 0.137   2017/01/04 0.026   2017/04/28 14,184,280,000 1,104,779,430 0.159   2016/12/28 0.140   2016/12/30
15389 UBS AG - HKEX European Warrants Apr 2017 A HKD 0.085   0.063   0.075   1,218,000 91,670 N/A 0.164   2017/02/16 0.045   2017/03/09 438,522,000 38,518,760 0.105   2016/12/22 0.085   2016/12/28
28238 UBS AG - HKEX European Warrants Aug 2017 A HKD 0.060   0.043   0.043   6,614,000 329,985 N/A 0.370   2017/02/21 0.043   2017/04/28 10,208,000 1,255,820 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD 0.012   0.012   0.012   150,000 1,800 8,888 0.018   2017/03/21 0.010   2017/01/25 500,000 6,500 0.134   2016/01/04 0.010   2016/12/09
11363 UBS AG - HKEX European Warrants Dec 2017 B HKD 0.169   0.088   0.088   9,081,500,000 857,028,740 N/A 0.199   2017/03/20 0.088   2017/04/28 9,090,440,000 858,660,310 -   - -   -
14602 UBS AG - HKEX European Warrants Dec 2017 C HKD 0.172   0.159   0.160   8,740,000 1,442,230 N/A 0.172   2017/04/26 0.159   2017/04/27 8,740,000 1,442,230 -   - -   -
27611 UBS AG - HKEX European Warrants Feb 2018 A HKD 0.089   0.089   0.095   500,000 44,500 N/A 0.226   2017/02/16 0.089   2017/04/24 5,340,000 962,130 -   - -   -
15150 UBS AG - HKEX European Warrants Jul 2017 A HKD 0.074   0.027   0.034   19,265,460,000 864,583,320 N/A 0.138   2017/02/16 0.027   2017/04/25 120,338,350,000 7,870,083,190 0.137   2016/12/14 0.080   2016/12/28
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD 0.010   0.010   0.010   910,000 9,100 15,317 0.010   2017/04/25 0.010   2017/04/25 1,880,000 18,800 0.093   2016/01/06 0.010   2016/12/12
14564 UBS AG - HKEX European Warrants Jun 2017 B HKD 0.022   0.010   0.010   21,750,000 318,300 N/A 0.078   2017/02/16 0.010   2017/04/26 48,990,770,000 2,897,806,300 0.173   2016/11/28 0.039   2016/12/28
27472 UBS AG - HKEX European Warrants Jun 2017 C HKD 0.132   0.020   0.023   48,859,000 2,964,474 N/A 0.480   2017/02/16 0.020   2017/04/24 5,059,613,000 1,969,662,644 -   - -   -
23591 UBS AG - HKEX European Warrants May 2017 A HKD -   -   0.010   0 0 424,817 0.020   2017/02/16 0.010   2017/03/22 41,510,000 516,960 0.150   2016/04/25 0.011   2016/12/28
14800 UBS AG - HKEX European Warrants Sep 2017 A HKD 0.032   0.018   0.019   12,440,000 285,040 N/A 0.090   2017/01/06 0.018   2017/04/24 66,664,760,000 4,471,598,680 0.145   2016/12/05 0.080   2016/12/29
28598 UBS AG - HKEX European Warrants Sep 2017 C HKD 0.044   0.019   0.020   22,860,350,000 869,066,740 N/A 0.146   2017/02/23 0.019   2017/04/24 125,737,840,000 6,408,408,900 -   - -   -
13922 UBS AG - HS H-SHARE European Warrants Dec 2017 A HKD 0.355   0.295   0.310   1,224,000 390,640 N/A 0.355   2017/04/26 0.295   2017/04/19 1,224,000 390,640 -   - -   -
15897 UBS AG - HS H-SHARE European Warrants May 2017 A HKD 0.340   0.239   0.195   1,812,000 529,964 N/A 0.650   2017/02/23 0.239   2017/04/11 19,364,000 8,267,304 -   - -   -
29108 UBS AG - HSBC European Put Warrants Aug 2017 B HKD 0.214   0.157   0.127   2,496,000 513,340 N/A 0.214   2017/04/19 0.157   2017/04/24 2,496,000 513,340 -   - -   -
15517 UBS AG - HSBC European Put Warrants Jul 2017 A HKD 0.042   0.036   0.024   240,000 9,360 N/A 0.168   2017/01/05 0.036   2017/04/21 3,032,000 430,084 0.255   2016/12/29 0.221   2016/12/30
26073 UBS AG - HSBC European Put Warrants Jun 2017 C HKD 0.112   0.034   0.037   2,096,440,000 135,314,464 N/A 0.201   2017/02/06 0.034   2017/04/27 11,574,172,000 1,329,431,968 -   - -   -
15146 UBS AG - HSBC European Put Warrants May 2017 B HKD 0.040   0.014   0.014   6,904,000 193,988 N/A 0.255   2017/01/03 0.014   2017/04/25 11,323,208,000 998,456,164 0.315   2016/12/28 0.239   2016/12/19
13676 UBS AG - HSBC European Warrants Apr 2017 A HKD -   -   0.027   0 0 170,909,821 0.385   2017/02/20 0.027   2017/03/30 14,060,000 2,499,700 1.080   2016/11/29 0.085   2016/11/09
14567 UBS AG - HSBC European Warrants Apr 2017 B HKD 0.041   0.010   0.010   6,852,000 120,284 N/A 0.365   2017/02/20 0.010   2017/04/12 13,843,764,000 2,028,401,960 0.390   2016/12/08 0.154   2016/12/05
26330 UBS AG - HSBC European Warrants Aug 2017 A HKD 0.018   0.011   0.014   5,788,000 96,468 N/A 0.120   2017/02/16 0.011   2017/04/25 10,977,356,000 1,181,430,284 -   - -   -
13920 UBS AG - HSBC European Warrants Aug 2017 C HKD 0.154   0.120   0.136   5,223,168,000 734,351,196 N/A 0.154   2017/04/25 0.120   2017/04/24 5,223,168,000 734,351,196 -   - -   -
28114 UBS AG - HSBC European Warrants Jul 2017 B HKD 0.030   0.025   0.028   3,080,000 88,200 N/A 0.157   2017/02/21 0.025   2017/04/20 1,209,632,000 182,177,032 -   - -   -
11696 UBS AG - HSBC European Warrants Jul 2017 C HKD 0.085   0.038   0.054   22,125,348,000 1,521,404,692 N/A 0.155   2017/03/20 0.038   2017/04/24 39,322,724,000 3,195,479,608 -   - -   -
14438 UBS AG - HSBC European Warrants Jul 2017 D HKD 0.217   0.208   0.198   620,000 131,248 N/A 0.217   2017/04/27 0.208   2017/04/26 620,000 131,248 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD 0.144   0.062   0.098   4,633,144,000 370,547,008 66,053,258 0.425   2017/02/20 0.062   2017/04/24 4,667,592,000 379,691,632 0.420   2016/12/08 0.089   2016/11/09
15144 UBS AG - HSBC European Warrants Jun 2017 B HKD 0.018   0.010   0.010   44,164,000 496,800 N/A 0.120   2017/02/20 0.010   2017/04/27 35,746,616,000 2,923,000,608 0.146   2016/12/21 0.110   2016/12/28
29016 UBS AG - HSBC European Warrants Jun 2017 D HKD 0.046   0.017   0.024   69,636,000 2,280,964 N/A 0.122   2017/03/02 0.017   2017/04/24 39,735,500,000 3,295,627,552 -   - -   -
14448 UBS AG - HSBC European Warrants May 2017 A HKD 0.026   0.010   0.010   33,044,000 497,908 N/A 0.201   2017/02/20 0.010   2017/04/27 35,978,800,000 3,732,476,788 0.290   2016/12/08 0.110   2016/12/20
14871 UBS AG - HSCEI European Put Warrants Aug 2017 A HKD 0.072   0.044   0.045   115,800,000 6,774,240 N/A 0.193   2017/01/04 0.044   2017/04/26 1,094,600,000 103,689,330 0.198   2016/12/15 0.197   2016/12/15
28117 UBS AG - HSCEI European Put Warrants Sep 2017 B HKD 0.174   0.123   0.126   110,740,000 17,080,310 N/A 0.212   2017/03/10 0.123   2017/04/26 401,100,000 69,875,570 -   - -   -
15388 UBS AG - HSCEI European Warrants Apr 2017 A HKD -   -   0.116   0 0 N/A 0.160   2017/01/26 0.123   2017/01/04 2,680,000 403,800 0.118   2016/12/30 0.117   2016/12/30
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD 0.108   0.071   0.075   91,220,000 7,935,120 4,762,482 0.165   2017/02/23 0.071   2017/04/24 259,600,000 28,574,890 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD 0.072   0.072   0.094   1,500,000 108,000 35,215,415 0.175   2017/02/22 0.066   2017/01/03 1,770,900,000 157,871,990 0.233   2016/09/22 0.054   2016/12/23
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.109   0.063   0.072   59,760,000 4,395,280 29,006,657 0.161   2017/02/22 0.063   2017/04/19 1,114,210,000 128,866,510 0.255   2016/09/07 0.058   2016/12/23
13396 UBS AG - HSI European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 591,158,968 0.132   2017/01/03 0.010   2017/03/14 204,300,000 9,932,380 0.187   2016/11/09 0.085   2016/12/08
13943 UBS AG - HSI European Put Warrants Apr 2017 D HKD -   -   0.010   0 0 562,582,042 0.166   2017/01/03 0.010   2017/03/16 112,970,000 6,441,720 0.214   2016/11/14 0.108   2016/12/08
27601 UBS AG - HSI European Put Warrants Aug 2017 A HKD 0.111   0.055   0.056   14,583,170,000 1,206,902,190 N/A 0.200   2017/03/03 0.055   2017/04/27 16,734,800,000 1,441,275,880 -   - -   -
27990 UBS AG - HSI European Put Warrants Aug 2017 B HKD 0.154   0.080   0.083   3,581,250,000 312,576,550 N/A 0.215   2017/03/03 0.080   2017/04/27 3,584,710,000 313,254,370 -   - -   -
16110 UBS AG - HSI European Put Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14263 UBS AG - HSI European Put Warrants May 2017 C HKD -   -   0.010   0 0 N/A 0.142   2017/01/03 0.010   2017/03/27 21,902,340,000 1,749,266,970 0.219   2016/11/18 0.135   2016/12/30
21591 UBS AG - HSI European Put Warrants May 2017 D HKD 0.034   0.012   0.013   81,470,000 1,581,410 N/A 0.186   2017/01/17 0.012   2017/04/27 35,521,010,000 3,328,377,820 -   - -   -
27979 UBS AG - HSI European Put Warrants Sep 2017 A HKD 0.074   0.038   0.038   3,727,100,000 246,044,830 N/A 0.130   2017/03/01 0.038   2017/04/26 23,160,720,000 2,066,481,860 -   - -   -
13468 UBS AG - HSI European Warrants Apr 2017 B HKD -   -   0.010   0 0 63,687,345 0.031   2017/02/20 0.010   2017/03/20 14,318,640,000 382,124,070 0.165   2016/09/29 0.077   2016/10/17
13903 UBS AG - HSI European Warrants Apr 2017 C HKD 0.220   0.146   0.178   6,380,000 1,133,240 655,583,510 0.260   2017/03/21 0.070   2017/01/03 17,161,930,000 1,632,226,920 0.241   2016/11/01 0.056   2016/12/28
27955 UBS AG - HSI European Warrants Jan 2018 A HKD 0.178   0.143   0.174   1,710,000 270,710 N/A 0.209   2017/03/21 0.143   2017/04/18 10,499,130,000 1,726,068,330 -   - -   -
15267 UBS AG - HSI European Warrants Jul 2017 A HKD -   -   0.190   0 0 N/A 0.210   2017/03/21 0.101   2017/02/03 25,194,590,000 3,179,501,550 0.134   2016/12/19 0.133   2016/12/19
14237 UBS AG - HSI European Warrants Jun 2017 A HKD 0.148   0.077   0.130   7,433,220,000 718,055,910 N/A 0.190   2017/03/21 0.049   2017/01/03 11,212,120,000 1,116,388,430 0.153   2016/11/23 0.040   2016/12/23
15386 UBS AG - HSI European Warrants Jun 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23755 UBS AG - HSI European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13189 UBS AG - HSI European Warrants May 2017 A HKD 0.033   0.010   0.012   999,070,000 25,788,470 243,030,877 0.058   2017/03/21 0.010   2017/04/27 12,720,410,000 472,506,400 0.243   2016/09/22 0.013   2016/12/23
14236 UBS AG - HSI European Warrants May 2017 B HKD 0.069   0.021   0.059   117,230,000 5,829,100 N/A 0.102   2017/03/21 0.021   2017/04/19 26,825,810,000 1,891,129,930 0.126   2016/11/23 0.022   2016/12/28
28750 UBS AG - HSI European Warrants Sep 2017 B HKD 0.121   0.064   0.095   20,403,030,000 1,790,420,140 N/A 0.187   2017/03/02 0.064   2017/04/19 28,369,660,000 2,990,273,160 -   - -   -
14614 UBS AG - Huaneng Power European Warrants Dec 2017 A HKD 0.375   0.340   0.360   1,320,000 473,640 N/A 0.375   2017/04/27 0.340   2017/04/26 1,320,000 473,640 -   - -   -
23933 UBS AG - ICBC European Put Warrants Aug 2017 A HKD 0.121   0.059   0.061   70,525,000 7,479,702 N/A 0.300   2017/01/25 0.059   2017/04/26 310,328,000 43,586,799 -   - -   -
15196 UBS AG - ICBC European Warrants Apr 2017 A HKD 0.086   0.086   0.027   40,000 3,440 N/A 0.225   2017/02/16 0.085   2017/01/25 588,357,000 68,838,757 0.120   2016/12/30 0.086   2016/12/28
15420 UBS AG - ICBC European Warrants Jun 2017 A HKD -   -   0.405   0 0 N/A 0.630   2017/02/16 0.325   2017/01/03 930,000 442,950 0.330   2016/12/30 0.300   2016/12/29
13039 UBS AG - ICBC European Warrants May 2017 A HKD -   -   0.014   0 0 12,290,991 0.078   2017/02/16 0.018   2017/03/22 1,218,429,000 73,742,148 0.265   2016/09/21 0.038   2016/12/28
11694 UBS AG - ICBC European Warrants Oct 2017 A HKD 0.139   0.065   0.065   151,676,000 12,326,528 N/A 0.208   2017/03/20 0.065   2017/04/28 864,189,000 134,820,518 -   - -   -
12836 UBS AG - ICBC European Warrants Oct 2017 B HKD 0.108   0.082   0.081   2,908,000 266,858 N/A 0.143   2017/03/29 0.082   2017/04/12 3,708,000 380,258 -   - -   -
15065 UBS AG - Jiangxi Copper European Warrants Dec 2017 A HKD 0.171   0.122   0.125   1,200,000 198,770 N/A 0.275   2017/02/13 0.122   2017/04/27 841,190,000 171,685,540 0.270   2016/12/14 0.176   2016/12/30
26679 UBS AG - Jiangxi Copper European Warrants Jan 2018 A HKD 0.153   0.092   0.092   136,310,000 18,037,230 N/A 0.270   2017/02/14 0.092   2017/04/28 288,100,000 43,828,600 -   - -   -
17418 UBS AG - KECL European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.026   2016/01/05 0.010   2016/01/21
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.072   0.021   0.022   2,087,220,000 83,734,340 18,208,803 0.072   2017/04/05 0.021   2017/04/27 2,769,700,000 108,815,660 0.128   2016/01/04 0.024   2016/12/20
13524 UBS AG - KECL European Warrants Oct 2017 A HKD 0.510   0.217   0.198   143,314,000 50,282,184 N/A 0.510   2017/04/11 0.217   2017/04/24 143,314,000 50,282,184 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD 0.083   0.016   0.053   244,530,000 10,170,140 5,045,878 0.090   2017/03/29 0.016   2017/04/19 455,130,000 22,410,840 0.236   2016/10/11 0.032   2016/12/20
14351 UBS AG - Kingsoft European Warrants Nov 2017 A HKD 0.244   0.202   0.236   81,000,000 18,003,330 N/A 0.244   2017/04/27 0.202   2017/04/24 81,000,000 18,003,330 -   - -   -
11678 UBS AG - Kingsoft European Warrants Oct 2017 A HKD 0.370   0.230   0.370   7,460,000 2,227,100 N/A 0.370   2017/04/03 0.206   2017/03/22 10,420,000 3,007,690 -   - -   -
25340 UBS AG - Kingsoft European Warrants Sep 2017 A HKD -   -   0.550   0 0 N/A 0.470   2017/03/23 0.234   2017/03/03 2,600,000 693,830 -   - -   -
23746 UBS AG - Lenovo European Put Warrants Aug 2017 A HKD 0.285   0.194   0.223   111,452,000 27,082,244 N/A 0.560   2017/02/20 0.194   2017/04/25 566,838,000 213,652,774 -   - -   -
14565 UBS AG - Lenovo European Warrants Apr 2017 A HKD -   -   0.010   0 0 N/A 0.107   2017/01/17 0.011   2017/02/28 754,780,000 55,474,512 0.181   2016/12/01 0.067   2016/12/16
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.010   0.010   0.010   420,000 4,200 10,697 0.019   2017/01/05 0.010   2017/04/24 4,500,000 52,600 0.184   2016/02/02 0.015   2016/11/07
21129 UBS AG - Lenovo European Warrants Jul 2017 A HKD 0.430   0.236   0.235   17,342,000 6,221,010 N/A 0.520   2017/02/15 0.159   2017/03/10 655,164,000 149,945,774 -   - -   -
23334 UBS AG - Lenovo European Warrants Jul 2017 B HKD 0.098   0.040   0.046   32,102,000 2,215,534 N/A 0.260   2017/01/23 0.037   2017/03/13 1,429,822,000 249,590,174 -   - -   -
13424 UBS AG - Lenovo European Warrants Jul 2017 C HKD 0.300   0.109   0.109   368,364,000 70,352,596 N/A 0.300   2017/04/07 0.109   2017/04/28 368,364,000 70,352,596 -   - -   -
15666 UBS AG - Lenovo European Warrants May 2017 A HKD 0.270   0.045   0.046   77,546,000 12,695,392 N/A 0.355   2017/01/17 0.045   2017/04/28 1,515,886,000 327,320,448 -   - -   -
26863 UBS AG - Li & Fung European Warrants Sep 2017 A HKD 0.179   0.099   0.101   25,768,000 3,281,936 N/A 0.435   2017/03/20 0.099   2017/04/28 105,462,000 26,598,070 -   - -   -
22082 UBS AG - Link REIT European Put Warrants Jul 2017 B HKD 0.113   0.040   0.040   18,560,000 1,351,265 N/A 0.255   2017/02/02 0.040   2017/04/28 31,190,000 3,921,325 -   - -   -
20551 UBS AG - Link REIT European Warrants Jul 2017 A HKD 0.212   0.131   0.164   112,100,000 19,501,335 N/A 0.248   2017/01/12 0.082   2017/03/14 320,825,000 60,000,420 -   - -   -
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.214   0 0 0 -   - -   - 0 0 0.235   2016/06/08 0.195   2016/05/18
15665 UBS AG - Minsheng Bank European Warrants Jul 2017 A HKD 0.088   0.019   0.018   99,029,000 3,769,539 N/A 0.430   2017/02/16 0.019   2017/04/27 170,671,000 23,859,371 -   - -   -
14590 UBS AG - MTRC European Warrants Feb 2018 A HKD 0.385   0.275   0.275   4,570,000 1,724,875 N/A 0.385   2017/04/26 0.275   2017/04/28 4,570,000 1,724,875 -   - -   -
26855 UBS AG - New World European Warrants Aug 2017 A HKD 0.495   0.300   0.300   6,730,000 2,481,325 N/A 0.710   2017/02/24 0.300   2017/04/28 64,962,000 33,715,855 -   - -   -
10439 UBS AG - Nikkei 225 European Put Warrants Dec 2017 B HKD 0.118   0.117   0.091   200,000 23,500 N/A 0.156   2017/01/16 0.117   2017/04/06 220,000 26,610 -   - -   -
10440 UBS AG - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.124   0.113   0.076   760,000 91,140 N/A 0.153   2017/01/16 0.113   2017/04/20 1,420,000 180,910 -   - -   -
10441 UBS AG - Nikkei 225 European Put Warrants Sep 2017 E HKD 0.179   0.179   0.145   20,000 3,580 N/A 0.238   2017/01/05 0.179   2017/04/10 520,000 105,180 -   - -   -
10437 UBS AG - Nikkei 225 European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10435 UBS AG - Nikkei 225 European Warrants Sep 2017 A HKD 0.079   0.061   0.085   11,840,000 798,460 N/A 0.184   2017/01/16 0.061   2017/04/13 11,860,000 802,130 -   - -   -
10436 UBS AG - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.040   0 0 N/A 0.165   2017/01/16 0.164   2017/01/16 20,000 3,290 -   - -   -
10438 UBS AG - Nikkei 225 European Warrants Sep 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13780 UBS AG - PetroChina European Put Warrants Apr 2017 A HKD -   -   0.010   0 0 13,745,232 0.137   2017/01/04 0.010   2017/03/17 546,746,000 29,467,310 0.495   2016/10/17 0.102   2016/12/21
27960 UBS AG - PetroChina European Put Warrants Jun 2017 B HKD 0.217   0.119   0.214   113,514,000 17,026,600 N/A 0.237   2017/03/10 0.119   2017/04/10 437,832,000 78,580,240 -   - -   -
14669 UBS AG - PetroChina European Warrants Apr 2017 B HKD 0.010   0.010   0.010   350,000 3,500 N/A 0.470   2017/01/18 0.010   2017/04/07 504,198,000 136,330,160 0.350   2016/12/22 0.139   2016/11/30
11268 UBS AG - PetroChina European Warrants Aug 2017 A HKD 0.145   0.048   0.048   1,384,488,000 141,605,986 N/A 0.285   2017/03/16 0.048   2017/04/28 2,151,944,000 284,286,860 -   - -   -
26383 UBS AG - PetroChina European Warrants Jul 2017 A HKD 0.019   0.013   0.013   7,102,000 130,438 N/A 0.182   2017/02/10 0.013   2017/04/19 1,019,352,000 149,095,912 -   - -   -
15418 UBS AG - PetroChina European Warrants Jun 2017 A HKD 0.038   0.010   0.010   62,432,000 1,536,012 N/A 0.360   2017/01/18 0.010   2017/04/27 4,109,658,000 640,613,428 0.325   2016/12/22 0.255   2016/12/30
13029 UBS AG - PetroChina European Warrants Jun 2017 C HKD 0.153   0.035   0.037   1,199,402,000 90,653,650 N/A 0.170   2017/03/31 0.035   2017/04/28 1,574,596,000 149,164,742 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.023   0.018   0.019   5,600,000 117,400 191,543 0.052   2017/01/13 0.018   2017/04/20 15,340,000 509,620 0.069   2016/04/28 0.025   2016/11/09
13834 UBS AG - PetroChina European Warrants Sep 2017 A HKD 0.109   0.095   0.079   1,392,000 143,060 N/A 0.109   2017/04/19 0.095   2017/04/25 1,392,000 143,060 -   - -   -
21048 UBS AG - PICC European Warrants Jul 2018 A HKD 0.121   0.084   0.109   10,820,000 1,204,200 N/A 0.194   2017/01/11 0.084   2017/04/18 364,460,000 51,637,480 -   - -   -
27213 UBS AG - PICC Group European Warrants Aug 2017 A HKD 0.234   0.219   0.215   1,850,000 423,825 N/A 0.355   2017/02/14 0.219   2017/04/28 2,302,000 571,435 -   - -   -
14802 UBS AG - Ping An European Put Warrants May 2017 B HKD 0.014   0.010   0.010   3,755,000 46,190 N/A 0.260   2017/01/03 0.010   2017/04/20 1,089,220,000 132,074,040 0.330   2016/12/23 0.250   2016/12/19
25833 UBS AG - Ping An European Put Warrants May 2017 D HKD -   -   0.012   0 0 N/A 0.071   2017/02/06 0.030   2017/02/15 2,262,000,000 93,462,520 -   - -   -
28966 UBS AG - Ping An European Put Warrants May 2017 E HKD 0.046   0.017   0.025   54,030,000 1,780,605 N/A 0.145   2017/03/02 0.017   2017/04/05 1,199,200,000 43,460,220 -   - -   -
12886 UBS AG - Ping An European Put Warrants Sep 2017 C HKD 0.310   0.160   0.180   389,510,000 73,681,925 N/A 0.340   2017/03/28 0.160   2017/04/28 445,125,000 86,353,235 -   - -   -
12656 UBS AG - Ping An European Warrants Apr 2017 A HKD -   -   0.010   0 0 948,103 0.035   2017/01/05 0.010   2017/03/30 55,765,000 1,061,355 0.265   2016/08/23 0.027   2016/12/23
13216 UBS AG - Ping An European Warrants Apr 2017 B HKD -   -   0.012   0 0 34,902,074 0.022   2017/01/05 0.018   2017/01/06 320,000 6,500 0.181   2016/09/14 0.017   2016/12/29
13707 UBS AG - Ping An European Warrants Apr 2017 C HKD -   -   0.010   0 0 342,144,849 0.040   2017/01/05 0.010   2017/03/21 31,470,000 796,130 0.162   2016/10/12 0.028   2016/12/23
14004 UBS AG - Ping An European Warrants Apr 2017 D HKD 0.190   0.037   0.052   26,145,000 2,378,215 562,050,754 0.295   2017/03/23 0.037   2017/04/13 24,230,015,000 2,943,033,485 0.355   2016/11/01 0.115   2016/12/23
23837 UBS AG - Ping An European Warrants Apr 2017 E HKD -   -   0.208   0 0 N/A 0.415   2017/03/24 0.161   2017/02/06 4,375,000 1,096,685 -   - -   -
29111 UBS AG - Ping An European Warrants Jul 2017 A HKD 0.069   0.028   0.033   15,535,665,000 756,002,330 N/A 0.116   2017/03/23 0.028   2017/04/24 25,789,820,000 1,598,952,890 -   - -   -
27143 UBS AG - Ping An European Warrants Jun 2017 A HKD 0.131   0.051   0.081   18,742,660,000 1,219,169,430 N/A 0.195   2017/02/15 0.051   2017/04/21 33,040,650,000 3,322,861,600 -   - -   -
14801 UBS AG - Ping An European Warrants May 2017 A HKD 0.019   0.010   0.010   2,200,000 25,150 N/A 0.069   2017/02/16 0.010   2017/04/27 18,474,740,000 970,089,965 0.124   2016/12/15 0.077   2016/12/21
22198 UBS AG - Ping An European Warrants May 2017 C HKD 0.140   0.028   0.098   59,215,000 4,857,645 N/A 0.220   2017/03/23 0.028   2017/04/19 29,181,655,000 2,603,429,815 -   - -   -
27144 UBS AG - Ping An European Warrants Sep 2017 A HKD 0.132   0.076   0.105   3,946,875,000 438,398,400 N/A 0.198   2017/02/15 0.076   2017/04/20 10,137,855,000 1,401,760,035 -   - -   -
12863 UBS AG - Ping An European Warrants Sep 2017 B HKD 0.097   0.092   0.066   830,000 78,765 N/A 0.097   2017/04/03 0.092   2017/04/03 1,180,000 111,850 -   - -   -
15532 UBS AG - Sands China European Put Warrants Jul 2017 B HKD 0.036   0.015   0.025   17,064,000 412,856 N/A 0.270   2017/01/03 0.015   2017/04/26 1,531,700,000 157,712,680 0.295   2016/12/29 0.255   2016/12/30
14719 UBS AG - Sands China European Put Warrants May 2017 A HKD 0.169   0.076   0.158   91,580,000 10,857,184 N/A 0.550   2017/02/10 0.076   2017/04/26 98,604,000 12,483,544 0.560   2016/12/09 0.355   2016/12/01
13621 UBS AG - Sands China European Put Warrants Sep 2017 A HKD 0.198   0.129   0.176   122,632,000 20,568,004 N/A 0.198   2017/04/19 0.129   2017/04/26 122,632,000 20,568,004 -   - -   -
16105 UBS AG - Sands China European Warrants Apr 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/10/03 0.010   2016/10/03
13927 UBS AG - Sands China European Warrants Apr 2017 B HKD 0.040   0.010   0.010   17,924,000 396,684 51,825,755 0.144   2017/01/11 0.010   2017/04/13 1,833,136,000 156,467,056 0.350   2016/11/28 0.094   2016/12/29
11885 UBS AG - Sands China European Warrants Aug 2017 A HKD 0.260   0.098   0.100   385,012,000 51,895,508 N/A 0.260   2017/04/10 0.098   2017/04/28 387,980,000 52,487,764 -   - -   -
14718 UBS AG - Sands China European Warrants Jul 2017 A HKD 0.024   0.024   0.015   1,004,000 24,096 N/A 0.073   2017/01/23 0.019   2017/03/27 9,324,000 235,140 0.206   2016/12/01 0.077   2016/12/14
27991 UBS AG - Sands China European Warrants Jul 2017 C HKD 0.305   0.132   0.135   52,712,000 11,859,480 N/A 0.305   2017/04/07 0.112   2017/02/27 1,364,576,000 217,541,384 -   - -   -
29363 UBS AG - Sands China European Warrants Jul 2017 D HKD 0.275   0.120   0.120   3,080,000 654,140 N/A 0.275   2017/04/07 0.120   2017/04/28 4,424,000 867,160 -   - -   -
14084 UBS AG - Sands China European Warrants Jun 2017 A HKD 0.056   0.013   0.013   1,538,304,000 64,672,096 N/A 0.134   2017/01/11 0.013   2017/04/28 2,719,052,000 119,927,108 0.290   2016/11/29 0.089   2016/12/21
25987 UBS AG - Sands China European Warrants Jun 2017 B HKD 0.188   0.066   0.067   65,356,000 8,531,572 N/A 0.188   2017/04/07 0.064   2017/02/23 1,725,056,000 174,235,420 -   - -   -
13916 UBS AG - Sands China European Warrants Sep 2017 B HKD 0.108   0.072   0.068   1,800,000 161,000 N/A 0.108   2017/04/21 0.072   2017/04/27 1,800,000 161,000 -   - -   -
19292 UBS AG - SHK Ppt European Put Warrants Apr 2017 A HKD 0.013   0.010   0.010   850,000 9,700 3,103,308 0.159   2017/01/04 0.010   2017/04/05 369,070,000 15,856,350 0.385   2016/01/21 0.078   2016/09/09
13422 UBS AG - SHK Ppt European Put Warrants Oct 2017 B HKD 0.340   0.241   0.249   6,690,000 1,973,800 N/A 0.340   2017/04/12 0.241   2017/04/28 6,690,000 1,973,800 -   - -   -
29109 UBS AG - SHK Ppt European Warrants Aug 2017 A HKD 0.340   0.195   0.218   29,640,000 7,577,600 N/A 0.430   2017/03/01 0.195   2017/04/24 89,990,000 29,681,600 -   - -   -
14225 UBS AG - SHK Ppt European Warrants May 2017 A HKD 0.610   0.610   0.455   10,000 6,100 N/A 0.640   2017/03/01 0.190   2017/01/03 153,100,000 60,923,610 0.410   2016/12/12 0.162   2016/12/29
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.385   0 0 2,750 0.330   2017/02/16 0.330   2017/02/16 50,000 16,500 0.365   2016/08/05 0.360   2016/08/05
11326 UBS AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.335   0.148   0.146   67,530,000 13,750,062 N/A 0.335   2017/04/07 0.148   2017/04/24 89,210,000 19,225,636 -   - -   -
13034 UBS AG - Sinopec Corp European Warrants Jul 2017 B HKD 0.216   0.052   0.053   129,092,000 12,217,216 N/A 0.216   2017/04/07 0.052   2017/04/28 129,092,000 12,217,216 -   - -   -
15796 UBS AG - Sinopec Corp European Warrants May 2017 A HKD 0.330   0.122   0.151   1,828,000 449,692 N/A 0.395   2017/01/26 0.077   2017/03/15 966,970,000 231,728,064 0.194   2016/12/30 0.190   2016/12/30
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.122   0.094   0.112   133,670,000 14,298,140 4,374,090 0.122   2017/04/26 0.059   2017/03/09 182,980,000 18,081,090 0.195   2016/02/18 0.077   2016/11/09
29015 UBS AG - SMIC European Warrants Aug 2017 A HKD 0.160   0.106   0.145   154,680,000 20,035,455 N/A 0.231   2017/02/28 0.106   2017/04/20 159,240,000 20,889,900 -   - -   -
22238 UBS AG - SMIC European Warrants Dec 2017 A HKD 0.094   0.083   0.095   2,510,000 219,035 N/A 0.227   2017/02/13 0.083   2017/04/27 26,560,000 4,858,740 -   - -   -
22249 UBS AG - SMIC European Warrants Jul 2017 A HKD 0.053   0.025   0.034   21,065,000 890,435 N/A 0.231   2017/01/17 0.025   2017/04/20 596,605,000 69,000,155 -   - -   -
16117 UBS AG - SMIC European Warrants Nov 2017 A HKD 0.084   0.052   0.076   137,340,000 9,761,830 N/A 0.305   2017/01/04 0.052   2017/04/19 651,310,000 90,166,215 -   - -   -
28970 UBS AG - SMIC European Warrants Oct 2017 A HKD 0.095   0.062   0.081   13,940,000 1,090,440 N/A 0.140   2017/03/08 0.062   2017/04/27 47,100,000 5,156,640 -   - -   -
13750 UBS AG - SPDR Gold Trust European Warrants Apr 2017 A HKD -   -   0.010   0 0 3,322,133 0.233   2017/01/18 0.019   2017/03/28 30,838,000 3,519,760 0.890   2016/11/09 0.162   2016/12/23
11347 UBS AG - SPDR Gold Trust European Warrants Sep 2017 A HKD 0.340   0.232   0.231   2,962,000 927,505 N/A 0.340   2017/04/13 0.232   2017/04/28 3,962,000 1,267,505 -   - -   -
26029 UBS AG - Stanchart European Put Warrants Aug 2017 A HKD 0.455   0.219   0.275   17,799,000 5,547,675 N/A 0.580   2017/02/27 0.219   2017/04/27 65,713,000 26,704,311 -   - -   -
27083 UBS AG - Stanchart European Warrants Aug 2017 B HKD 0.152   0.128   0.184   742,000 103,239 N/A 0.490   2017/02/15 0.128   2017/04/21 5,260,000 1,565,659 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.111   0.071   0.093   8,410,000 769,510 17,169,080 0.149   2017/02/06 0.060   2017/01/04 91,590,000 9,145,585 0.180   2016/01/04 0.039   2016/02/25
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD 0.020   0.010   0.011   11,415,000 174,580 17,615,783 0.070   2017/02/06 0.010   2017/04/24 2,915,240,000 105,479,030 0.071   2016/05/03 0.012   2016/02/12
14144 UBS AG - Stanchart European Warrants May 2017 A HKD 0.980   0.440   0.810   186,000 129,485 N/A 1.570   2017/02/06 0.425   2017/01/03 6,893,500 5,016,418 0.720   2016/12/08 0.385   2016/11/29
14183 UBS AG - Stanchart European Warrants May 2017 B HKD 0.295   0.024   0.070   10,037,500 1,353,848 N/A 0.870   2017/02/06 0.024   2017/04/20 367,674,500 103,331,928 0.370   2016/12/08 0.168   2016/12/30
12117 UBS AG - Stanchart European Warrants Sep 2017 A HKD 0.580   0.290   0.340   79,317,000 34,994,613 N/A 0.580   2017/04/03 0.290   2017/04/21 116,627,000 51,421,656 -   - -   -
23335 UBS AG - Sunny Optical European Warrants Apr 2017 A HKD 0.550   0.520   0.520   490,000 265,800 N/A 0.980   2017/03/13 0.098   2017/03/28 230,270,000 81,942,280 -   - -   -
28228 UBS AG - Sunny Optical European Warrants Aug 2017 A HKD 0.850   0.390   0.810   64,440,000 35,080,900 N/A 0.850   2017/04/28 0.390   2017/04/07 340,060,000 186,993,600 -   - -   -
21536 UBS AG - Sunny Optical European Warrants Jul 2017 A HKD 2.150   1.300   2.120   250,000 386,400 N/A 2.150   2017/04/28 0.480   2017/01/23 39,120,000 23,201,250 -   - -   -
11342 UBS AG - Sunny Optical European Warrants Sep 2017 A HKD 0.540   0.290   0.495   99,430,000 41,458,950 N/A 0.540   2017/04/28 0.290   2017/04/07 105,240,000 43,716,950 -   - -   -
14617 UBS AG - Sunny Optical European Warrants Sep 2017 B HKD 0.890   0.810   0.890   240,000 206,500 N/A 0.890   2017/04/28 0.810   2017/04/28 240,000 206,500 -   - -   -
14603 UBS AG - Tencent Holdings European Put Warrants Apr 2017 B HKD -   -   0.010   0 0 N/A 0.340   2017/01/03 0.010   2017/03/08 2,565,303,000 438,286,019 0.410   2016/12/29 0.320   2016/12/30
14897 UBS AG - Tencent Holdings European Put Warrants Jun 2017 B HKD 0.016   0.010   0.010   17,970,000 221,520 N/A 0.260   2017/01/03 0.010   2017/04/19 25,807,380,000 2,692,378,790 0.315   2016/12/28 0.255   2016/12/30
26058 UBS AG - Tencent Holdings European Put Warrants May 2017 D HKD -   -   0.015   0 0 N/A 0.580   2017/02/06 0.027   2017/03/21 5,340,000 258,260 -   - -   -
28613 UBS AG - Tencent Holdings European Put Warrants May 2017 E HKD 0.025   0.010   0.010   55,890,000 851,500 N/A 0.125   2017/03/03 0.010   2017/04/21 16,225,260,000 1,189,055,550 -   - -   -
15264 UBS AG - Tencent Holdings European Put Warrants Oct 2017 B HKD 0.032   0.018   0.018   9,100,000 215,350 N/A 0.210   2017/01/03 0.018   2017/04/27 3,089,160,000 143,338,210 0.260   2016/12/23 0.204   2016/12/30
12161 UBS AG - Tencent Holdings European Put Warrants Sep 2017 A HKD 0.116   0.032   0.032   11,892,010,000 928,375,430 N/A 0.170   2017/03/23 0.032   2017/04/28 17,390,270,000 1,571,700,280 -   - -   -
14359 UBS AG - Tencent Holdings European Put Warrants Sep 2017 C HKD 0.120   0.073   0.074   8,031,960,000 688,190,470 N/A 0.120   2017/04/24 0.073   2017/04/28 8,031,960,000 688,190,470 -   - -   -
23169 UBS AG - Tencent Holdings European Warrants Apr 2017 A HKD -   -   0.520   0 0 2,640,262 0.560   2017/03/21 0.185   2017/01/04 18,900,000 6,807,820 0.500   2016/09/23 0.098   2016/05/06
15381 UBS AG - Tencent Holdings European Warrants Aug 2017 A HKD 0.365   0.221   0.365   3,430,000 922,330 N/A 0.365   2017/04/28 0.113   2017/01/24 52,664,410,000 6,820,274,490 0.143   2016/12/28 0.122   2016/12/29
14348 UBS AG - Tencent Holdings European Warrants Aug 2017 B HKD 0.187   0.181   0.180   1,140,000 208,620 N/A 0.187   2017/04/25 0.181   2017/04/25 1,140,000 208,620 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.187   0.091   0.176   124,280,000 16,048,200 910,269,363 0.187   2017/04/28 0.050   2017/01/24 59,499,940,000 4,008,855,210 0.247   2016/09/13 0.032   2016/12/23
28751 UBS AG - Tencent Holdings European Warrants Jul 2017 B HKD 0.270   0.139   0.255   17,720,000 3,193,180 N/A 0.270   2017/04/27 0.083   2017/03/03 39,682,500,000 4,026,501,430 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD 0.600   0.455   0.610   3,030,000 1,596,900 119,013,753 0.600   2017/04/25 0.175   2017/01/04 50,490,000 14,689,950 0.440   2016/09/23 0.100   2016/05/06
15667 UBS AG - Tencent Holdings European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27623 UBS AG - Tencent Holdings European Warrants Jun 2017 D HKD 1.140   0.500   1.090   22,032,000 17,292,870 N/A 1.140   2017/04/27 0.385   2017/03/09 2,768,663,000 1,700,591,255 -   - -   -
12157 UBS AG - Tencent Holdings European Warrants Jun 2017 E HKD 0.290   0.161   0.170   4,600,006,000 917,038,693 N/A 0.450   2017/03/24 0.161   2017/04/25 4,601,500,000 917,617,813 -   - -   -
14184 UBS AG - Tencent Holdings European Warrants May 2017 A HKD 0.300   0.115   0.290   185,310,000 33,054,520 N/A 0.300   2017/04/27 0.048   2017/01/04 42,981,290,000 3,875,581,840 0.159   2016/11/11 0.034   2016/12/23
23943 UBS AG - Tencent Holdings European Warrants May 2017 B HKD 0.465   0.270   0.465   5,850,000 2,091,650 N/A 0.465   2017/04/27 0.136   2017/01/24 8,970,000 2,849,250 -   - -   -
26053 UBS AG - Tencent Holdings European Warrants May 2017 C HKD 1.330   0.195   1.300   28,178,000 12,582,169 N/A 1.330   2017/04/26 0.144   2017/03/03 9,141,405,000 3,314,009,436 -   - -   -
28757 UBS AG - Tencent Holdings European Warrants May 2017 F HKD 0.330   0.109   0.295   56,009,000 10,224,619 N/A 0.445   2017/03/21 0.109   2017/04/07 6,104,635,000 1,910,657,095 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD -   -   0.530   0 0 1,014,748 0.400   2017/03/27 0.230   2017/01/16 20,000 6,300 0.425   2016/09/23 0.147   2016/06/17
15357 UBS AG - Tencent Holdings European Warrants Oct 2017 C HKD 0.250   0.149   0.250   36,060,000 6,207,580 N/A 0.250   2017/04/28 0.117   2017/02/10 8,335,900,000 1,372,313,210 0.124   2016/12/21 0.124   2016/12/21
14338 UBS AG - Tencent Holdings European Warrants Oct 2017 D HKD 0.185   0.174   0.170   1,560,000 277,130 N/A 0.185   2017/04/25 0.174   2017/04/24 1,560,000 277,130 -   - -   -
12256 UBS AG - Tencent Holdings European Warrants Sep 2017 B HKD 0.153   0.095   0.143   40,725,140,000 4,493,501,520 N/A 0.156   2017/03/24 0.095   2017/04/11 55,598,650,000 6,287,985,080 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD 0.205   0.184   0.242   20,000 3,885 7,920,931 0.229   2017/02/20 0.155   2017/01/03 100,595,000 17,336,215 0.250   2016/10/13 0.119   2016/06/16
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD -   -   0.415   0 0 20,967 0.330   2017/02/09 0.305   2017/01/18 260,000 80,800 0.320   2016/08/24 0.128   2016/05/13
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.064   0.032   0.038   15,020,000 671,532 7,988,919 0.220   2017/01/03 0.032   2017/04/26 243,060,000 35,347,708 0.275   2016/11/03 0.167   2016/12/01
15346 UBS AG - Wynn Macau European Warrants Apr 2017 A HKD 0.335   0.335   0.385   20,000 6,700 N/A 0.335   2017/04/05 0.098   2017/01/17 182,408,000 22,857,308 0.129   2016/12/30 0.102   2016/12/29
23042 UBS AG - Wynn Macau European Warrants Jan 2018 A HKD 0.450   0.425   0.450   60,000 26,300 N/A 0.450   2017/04/06 0.236   2017/01/20 8,436,000 2,327,940 -   - -   -
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.233   0.149   0.174   65,144,000 11,531,352 22,816,103 0.233   2017/04/12 0.071   2017/01/17 686,240,000 70,575,804 0.226   2016/09/29 0.071   2016/11/14
12523 UBS AG - Wynn Macau European Warrants Sep 2017 B HKD 0.185   0.109   0.110   308,144,000 43,660,512 N/A 0.185   2017/04/10 0.109   2017/04/27 366,968,000 52,040,524 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.166   0.103   0.131   35,448,000 4,699,364 11,492,321 0.166   2017/04/12 0.077   2017/01/03 426,596,000 46,662,984 0.184   2016/10/25 0.076   2016/12/28
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.164   0.105   0.127   7,320,000 1,048,200 8,999,500 0.164   2017/04/10 0.064   2017/01/03 368,740,000 35,393,620 0.165   2016/03/18 0.061   2016/12/28
13864 UBS AG - Zijin Mining European Warrants Apr 2017 A HKD 0.295   0.195   0.044   1,346,000 324,504 6,660,733 0.395   2017/03/20 0.195   2017/04/18 9,314,000 2,507,088 0.375   2016/11/14 0.182   2016/12/16
13917 UBS AG - Zijin Mining European Warrants Dec 2017 A HKD 0.340   0.201   0.198   900,000 243,930 N/A 0.340   2017/04/19 0.201   2017/04/28 900,000 243,930 -   - -   -
14752 UBS AG - ZTE European Warrants Dec 2017 A HKD 0.244   0.239   0.243   1,180,000 285,282 N/A 0.244   2017/04/28 0.239   2017/04/28 1,180,000 285,282 -   - -   -
29497 UBS AG - ZTE European Warrants Jul 2017 A HKD 0.240   0.164   0.222   2,802,000 601,574 N/A 0.275   2017/03/24 0.120   2017/03/10 429,542,000 61,825,026 -   - -   -
11679 UBS AG - ZTE European Warrants Nov 2017 A HKD 0.207   0.127   0.174   172,694,000 29,189,948 N/A 0.270   2017/03/20 0.127   2017/04/19 201,332,000 36,183,304 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.