Main Board
Trading summary for derivative warrants - June 2017

Code Stock Trading
currency		 This month Average monthly
turnover($)
Jan 2017 - Jun 2017 (*) 		This year (up to June 2017) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
14677 Bank of East Asia - AAC Tech European Warrants Aug 2018 A HKD 0.216   0.186   0.200   2,400,000 464,600 N/A 0.335   2017/05/02 0.186   2017/06/26 32,400,000 7,443,650 -   - -   -
14678 Bank of East Asia - AAC Tech European Warrants Oct 2017 A HKD 0.137   0.105   0.113   9,080,000 1,018,120 N/A 0.247   2017/05/02 0.066   2017/05/18 61,195,000 8,117,930 -   - -   -
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.010   0.010   0.010   110,000 1,100 43,833 0.042   2017/01/13 0.010   2017/06/14 7,050,000 263,000 0.145   2016/09/09 0.033   2016/12/28
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD 0.249   0.213   0.226   2,400,000 582,400 317,200 0.249   2017/06/14 0.199   2017/05/17 8,800,000 1,903,200 0.315   2016/08/30 0.260   2016/11/28
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD 0.136   0.105   0.114   29,435,000 3,413,645 693,968 0.136   2017/06/14 0.105   2017/06/12 36,025,000 4,163,805 0.174   2016/11/02 0.104   2016/12/28
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.134   0.097   0.106   24,800,000 2,867,150 3,206,683 0.134   2017/06/14 0.091   2017/05/24 171,450,000 19,240,100 0.220   2016/09/12 0.101   2016/12/28
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD 0.118   0.107   0.094   100,000 11,250 1,875 0.118   2017/06/14 0.107   2017/06/15 100,000 11,250 0.244   2016/09/07 0.140   2016/02/16
24934 Bank of East Asia - CGS European Warrants Jun 2017 A HKD -   -   0.016   0 0 4,137 0.050   2017/02/17 0.039   2017/02/13 580,000 24,820 0.181   2016/04/15 0.057   2016/11/03
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.162   0.149   0.146   400,000 62,200 329,592 0.275   2017/03/21 0.149   2017/06/26 9,210,000 1,977,550 0.250   2016/05/04 0.104   2016/10/11
29620 Bank of East Asia - Ch Comm Cons European Wts Nov 2018 A HKD 0.194   0.167   0.182   30,280,000 5,621,170 N/A 0.285   2017/03/23 0.167   2017/06/15 120,840,000 27,239,530 -   - -   -
17147 Bank of East Asia - Ch Mobile European Warrants Jan 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD -   -   0.160   0 0 1,205 0.182   2017/01/19 0.179   2017/01/19 40,000 7,230 0.290   2016/03/14 0.171   2016/05/12
17149 Bank of East Asia - CNBM European Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD -   -   0.032   0 0 1,229,684 1.000   2017/04/12 0.236   2017/05/19 13,800,000 7,378,106 0.440   2016/11/28 0.233   2016/12/28
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD -   -   0.010   0 0 66,627 0.048   2017/03/15 0.020   2017/02/10 11,460,000 399,760 0.037   2016/07/21 0.010   2016/09/12
29619 Bank of East Asia - CNBM European Warrants Oct 2017 A HKD 0.070   0.022   0.033   2,202,000 88,164 N/A 0.480   2017/03/16 0.022   2017/06/26 104,144,000 14,692,106 -   - -   -
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.091   0.081   0.086   6,320,000 547,840 236,783 0.111   2017/03/15 0.078   2017/05/23 15,520,000 1,420,700 0.127   2016/09/20 0.068   2016/12/14
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD 0.154   0.132   0.135   10,440,000 1,492,610 3,285,835 0.201   2017/04/07 0.132   2017/06/30 119,200,000 19,715,010 0.249   2016/06/07 0.119   2016/01/19
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD -   -   0.230   0 0 82,405 0.265   2017/04/25 0.241   2017/05/05 2,020,000 494,430 0.350   2016/04/21 0.170   2016/01/26
20566 Bank of East Asia - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 77,173 0.061   2017/01/06 0.017   2017/02/28 10,980,000 463,040 0.141   2016/04/21 0.033   2016/01/25
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.069   0.055   0.056   1,680,000 96,900 833,790 0.146   2017/01/13 0.055   2017/06/28 43,480,000 5,002,740 0.223   2016/04/21 0.093   2016/01/25
16783 Bank of East Asia - Evergrande European Warrants Feb 2018 A HKD 0.290   0.225   0.240   30,530,000 7,642,130 N/A 0.290   2017/06/21 0.225   2017/06/28 30,530,000 7,642,130 -   - -   -
14511 Bank of East Asia - Galaxy Ent European Warrants Jun 2017 A HKD -   -   0.380   0 0 303,208 0.370   2017/03/23 0.130   2017/01/03 6,700,000 1,819,250 0.400   2016/11/29 0.141   2016/12/28
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.610   0.450   0.780   1,700,000 903,250 7,390,842 0.610   2017/06/14 0.148   2017/01/06 197,900,000 44,345,050 0.215   2016/11/02 0.138   2016/11/17
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.480   0.235   0.340   3,175,000 1,211,325 686,546 0.480   2017/06/13 0.188   2017/05/16 12,730,000 4,119,275 0.310   2016/08/03 0.117   2016/05/16
16781 Bank of East Asia - Great Wall Motor European Wts Dec 2018 A HKD 0.206   0.174   0.174   12,820,000 2,408,090 N/A 0.206   2017/06/27 0.174   2017/06/23 12,820,000 2,408,090 -   - -   -
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.248   0.093   0.151   237,420,000 39,879,450 17,095,867 0.248   2017/06/13 0.070   2017/05/09 741,235,000 102,575,200 0.152   2016/11/02 0.088   2016/12/15
26626 Bank of East Asia - HKEX European Put Warrants Oct 2018 B HKD -   -   0.125   0 0 N/A 0.193   2017/02/14 0.144   2017/05/29 30,380,000 5,251,030 -   - -   -
26625 Bank of East Asia - HKEX European Warrants Oct 2018 A HKD 0.280   0.233   0.260   1,080,000 282,850 N/A 0.280   2017/06/05 0.203   2017/04/24 54,300,000 12,766,120 -   - -   -
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD 0.033   0.033   0.031   60,000 1,980 42,900 0.046   2017/02/15 0.030   2017/05/18 7,120,000 257,400 0.056   2016/09/09 0.020   2016/05/24
26624 Bank of East Asia - HSBC European Put Warrants Jan 2018 A HKD 0.045   0.022   0.030   1,228,000 41,480 N/A 0.246   2017/02/21 0.022   2017/06/29 25,096,000 4,331,916 -   - -   -
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD 1.150   1.150   1.300   200,000 230,000 1,037,947 1.150   2017/06/05 0.540   2017/04/20 8,400,000 6,227,680 1.020   2016/12/08 0.455   2016/10/13
19250 Bank of East Asia - HSBC European Warrants Oct 2017 A HKD 0.235   0.215   0.400   720,000 164,160 N/A 0.235   2017/06/06 0.063   2017/04/20 29,664,000 3,674,196 -   - -   -
17152 Bank of East Asia - IGG European Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD -   -   0.013   0 0 10,603 0.028   2017/01/12 0.014   2017/02/17 3,020,000 63,620 0.165   2016/01/13 0.022   2016/11/09
14680 Bank of East Asia - Lenovo European Warrants Jan 2018 A HKD 0.246   0.246   0.181   600,000 147,600 N/A 0.280   2017/05/02 0.173   2017/05/29 1,688,000 417,608 -   - -   -
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.185   0.161   0.184   435,000 74,470 584,039 0.280   2017/02/17 0.140   2017/05/08 17,900,000 3,504,235 0.285   2016/09/27 0.136   2016/02/15
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.360   0.270   0.270   6,920,000 2,200,200 835,050 0.360   2017/06/07 0.171   2017/01/03 18,160,000 5,010,300 0.310   2016/09/09 0.068   2016/02/03
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.390   0.365   0.345   140,000 52,100 589,932 0.420   2017/04/13 0.149   2017/01/03 10,832,000 3,539,592 0.485   2016/09/09 0.133   2016/12/29
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.101   0.036   0.041   76,804,000 4,977,428 4,440,103 0.137   2017/03/16 0.036   2017/06/28 326,296,000 26,640,620 0.270   2016/09/09 0.035   2016/12/28
17148 Bank of East Asia - Sino-Ocean Gp European Warrants Feb 18 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD 0.475   0.420   0.475   630,000 274,100 102,896 0.475   2017/06/30 0.380   2017/01/19 1,465,000 617,375 0.370   2016/09/05 0.195   2016/04/08
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD 0.570   0.570   0.570   10,000 5,700 278,260 0.570   2017/06/09 0.116   2017/01/05 12,150,000 1,669,560 0.275   2016/09/08 0.090   2016/12/20
26633 Bank of East Asia - Yanzhou Coal European Wts Aug 2017 A HKD 0.190   0.064   0.179   3,800,000 498,936 N/A 0.680   2017/04/12 0.064   2017/06/12 34,488,000 11,248,682 -   - -   -
17151 Bank of East Asia - Yanzhou Coal European Wts Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.335   0.238   0.330   440,000 123,460 194,221 0.360   2017/04/07 0.237   2017/01/06 3,952,000 1,165,324 0.320   2016/10/25 0.115   2016/01/07
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.040   0.031   0.032   5,540,000 179,990 5,479,728 0.142   2017/02/09 0.031   2017/06/20 333,495,000 32,878,370 0.270   2016/08/16 0.040   2016/11/10
12174 Bank of East Asia - Zhaojin Mining European Wts Jun 2017 A HKD -   -   0.010   0 0 32,133 0.039   2017/02/07 0.016   2017/03/16 5,890,000 192,795 0.227   2016/08/10 0.024   2016/12/20
26632 Bank of East Asia - Zhaojin Mining European Wts Sep 2018 A HKD 0.188   0.151   0.155   116,275,000 19,227,510 N/A 0.255   2017/03/17 0.151   2017/06/20 375,855,000 66,582,490 -   - -   -
19229 Bank of East Asia - ZTE European Warrants Dec 2017 A HKD 0.375   0.310   0.460   680,000 232,900 N/A 0.375   2017/06/14 0.164   2017/03/10 53,112,000 11,678,874 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD 0.510   0.435   0.620   200,000 100,500 4,834,977 0.510   2017/06/08 0.208   2017/03/07 115,322,000 29,009,860 0.242   2016/12/13 0.220   2016/12/19
16990 BNP Paribas Arbit Issu B.V. - New World Dev Eu Wt Apr 2018 A HKD 0.270   0.213   0.220   32,193,000 7,253,374 N/A 0.270   2017/06/27 0.213   2017/06/30 32,193,000 7,253,374 -   - -   -
12794 BNP Paribas Issuance B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.305   0.250   0.260   25,935,000 7,107,600 4,354,132 0.405   2017/05/02 0.155   2017/01/04 95,250,000 26,124,790 0.305   2016/08/30 0.135   2016/12/12
21969 BNP Paribas Issuance B.V. - A50 China Euro Wts Apr 2018 A HKD 0.430   0.295   0.430   40,641,800 15,154,413 N/A 0.430   2017/06/30 0.151   2017/05/09 60,354,600 21,766,675 -   - -   -
14240 BNP Paribas Issuance B.V. - A50 China Euro Wts Aug 2017 A HKD 0.320   0.222   0.315   1,710,800 472,397 695,490 0.340   2017/01/06 0.064   2017/05/11 17,016,800 4,172,938 0.600   2016/12/01 0.280   2016/12/30
21456 BNP Paribas Issuance B.V. - A50 China Euro Wts Dec 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.042   2016/01/06 0.012   2016/10/17
16460 BNP Paribas Issuance B.V. - A50 China Euro Wts Feb 2018 A HKD 0.425   0.285   0.420   19,053,200 6,513,168 N/A 0.425   2017/06/12 0.285   2017/06/21 19,053,200 6,513,168 -   - -   -
26188 BNP Paribas Issuance B.V. - A50 China Euro Wts Jan 2018 A HKD 0.290   0.226   0.285   53,215,000 12,937,694 2,713,532 0.290   2017/06/29 0.150   2017/05/05 70,488,000 16,281,191 0.225   2016/11/30 0.113   2016/06/28
17090 BNP Paribas Issuance B.V. - A50 China Euro Wts Jul 2018 A HKD 0.410   0.400   0.410   1,565,200 632,786 N/A 0.410   2017/06/30 0.400   2017/06/30 1,565,200 632,786 -   - -   -
28047 BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2017 A HKD -   -   0.415   0 0 N/A 0.355   2017/02/17 0.107   2017/05/05 7,383,000 2,266,913 -   - -   -
11253 BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2018 A HKD 0.113   0.077   0.110   60,531,000 5,501,824 2,213,165 0.113   2017/06/29 0.049   2017/05/09 167,455,000 13,278,988 0.152   2016/01/04 0.056   2016/09/26
15243 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Apr 2018 A HKD 0.170   0.127   0.130   64,900,000 9,217,795 N/A 0.194   2017/05/09 0.118   2017/05/15 76,705,000 11,048,060 -   - -   -
14667 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 A HKD 0.245   0.198   0.203   75,085,000 16,433,725 N/A 0.320   2017/05/02 0.174   2017/05/15 84,420,000 18,556,620 -   - -   -
15249 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 B HKD 0.166   0.126   0.127   68,165,000 9,764,475 N/A 0.166   2017/06/09 0.115   2017/05/15 81,975,000 11,784,765 -   - -   -
16151 BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Feb 2018 A HKD 1.310   0.870   0.970   1,374,000 1,571,480 N/A 1.410   2017/05/29 0.870   2017/06/15 6,452,000 7,647,060 -   - -   -
12676 BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.135   0.071   0.108   10,474,000 1,064,804 1,326,062 0.137   2017/05/29 0.013   2017/02/10 134,620,000 7,956,372 0.055   2016/04/18 0.011   2016/12/19
14037 BNP Paribas Issuance B.V. - Agricultural Bank Eu Wt Dec17A HKD 0.140   0.133   0.106   6,760,000 925,407 N/A 0.140   2017/06/05 0.133   2017/06/05 6,760,000 925,407 -   - -   -
12382 BNP Paribas Issuance B.V. - Agricultural Bank Eu Wt Jun17A HKD -   -   0.460   0 0 324,066 0.520   2017/02/16 0.250   2017/05/04 4,815,000 1,944,395 0.315   2016/09/02 0.241   2016/08/16
13300 BNP Paribas Issuance B.V. - AIA European Wts Dec 2017 A HKD 0.125   0.073   0.091   716,074,000 70,245,246 19,113,476 0.125   2017/06/22 0.036   2017/01/04 1,321,350,000 114,680,858 0.295   2016/10/11 0.039   2016/12/29
14496 BNP Paribas Issuance B.V. - AIA European Wts Jan 2018 A HKD 0.475   0.335   0.420   74,192,000 27,199,470 48,983,719 0.475   2017/06/28 0.106   2017/01/03 1,353,396,000 293,902,314 0.255   2016/11/28 0.113   2016/12/09
21916 BNP Paribas Issuance B.V. - AIA European Wts Jan 2019 A HKD 0.590   0.450   0.520   123,752,000 59,508,660 N/A 0.590   2017/06/22 0.241   2017/04/19 325,902,000 129,984,602 -   - -   -
16989 BNP Paribas Issuance B.V. - AIA European Wts Jul 2018 A HKD 0.270   0.233   0.239   58,148,000 14,442,320 N/A 0.270   2017/06/28 0.233   2017/06/30 58,148,000 14,442,320 -   - -   -
27244 BNP Paribas Issuance B.V. - AIA European Wts Jun 2017 A HKD -   -   0.580   0 0 5,374,324 0.660   2017/05/16 0.076   2017/01/04 151,642,000 32,245,944 0.700   2016/10/06 0.076   2016/12/29
22359 BNP Paribas Issuance B.V. - AIA European Wts Mar 2018 A HKD 0.590   0.485   0.570   4,056,000 2,088,340 N/A 0.590   2017/06/20 0.204   2017/02/08 961,374,000 249,253,828 -   - -   -
15059 BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 A HKD 0.600   0.440   0.520   5,686,000 2,934,260 64,094,720 0.600   2017/06/20 0.146   2017/01/04 1,805,742,000 384,568,320 0.207   2016/12/13 0.150   2016/12/29
15422 BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 B HKD 1.070   0.850   0.940   2,122,000 2,242,960 29,722,353 1.070   2017/06/22 0.214   2017/01/04 569,532,000 178,334,116 0.255   2016/12/28 0.217   2016/12/29
11565 BNP Paribas Issuance B.V. - AIA European Wts Oct 2018 A HKD 0.560   0.425   0.485   189,922,000 87,747,570 N/A 0.560   2017/06/22 0.232   2017/04/19 382,098,000 153,358,762 -   - -   -
29054 BNP Paribas Issuance B.V. - BOCHK European Wts Apr 2018 A HKD 0.520   0.240   0.460   26,945,000 8,085,425 N/A 0.520   2017/06/29 0.151   2017/04/20 306,570,000 67,872,150 -   - -   -
16154 BNP Paribas Issuance B.V. - BOCHK European Wts Aug 2018 A HKD 0.365   0.176   0.300   74,555,000 15,468,560 N/A 0.365   2017/06/29 0.176   2017/06/21 81,195,000 16,842,780 -   - -   -
27227 BNP Paribas Issuance B.V. - BOCL European Wts Apr 2018 A HKD 0.340   0.245   0.260   40,606,000 10,845,140 N/A 0.510   2017/03/21 0.238   2017/05/09 220,047,000 63,103,131 -   - -   -
26140 BNP Paribas Issuance B.V. - BOCL European Wts Aug 2017 A HKD 0.400   0.248   0.285   2,994,000 901,550 836,868 0.610   2017/02/16 0.209   2017/02/03 17,127,000 5,021,205 0.520   2016/09/09 0.126   2016/05/13
27721 BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 A HKD 0.305   0.165   0.184   14,810,000 3,144,780 2,972,020 0.520   2017/02/16 0.164   2017/05/05 70,957,000 17,832,120 0.405   2016/09/08 0.138   2016/05/10
13304 BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 B HKD 0.086   0.050   0.045   11,670,000 884,050 1,004,977 0.206   2017/02/23 0.050   2017/06/23 55,806,000 6,029,863 0.131   2016/10/27 0.127   2016/10/27
16743 BNP Paribas Issuance B.V. - BOCL European Wts Jan 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11451 BNP Paribas Issuance B.V. - BOCL European Wts Jun 2017 A HKD -   -   0.610   0 0 2,228,248 0.750   2017/02/24 0.375   2017/01/06 23,223,000 13,369,485 0.670   2016/09/09 0.275   2016/07/14
29000 BNP Paribas Issuance B.V. - BOCL European Wts Jun 2018 A HKD 0.148   0.105   0.106   13,120,000 1,570,502 N/A 0.228   2017/03/21 0.096   2017/04/19 57,130,000 8,149,588 -   - -   -
12963 BNP Paribas Issuance B.V. - BOCL European Wts Sep 2018 A HKD 0.219   0.173   0.169   1,954,000 373,899 11,178,021 0.345   2017/02/16 0.139   2017/04/19 235,668,000 67,068,125 0.360   2016/09/09 0.155   2016/12/23
16373 BNP Paribas Issuance B.V. - BYD European Wts Apr 2018 A HKD 0.890   0.590   0.720   16,030,000 10,541,500 N/A 0.890   2017/06/14 0.590   2017/06/12 16,030,000 10,541,500 -   - -   -
29001 BNP Paribas Issuance B.V. - BYD European Wts Jan 2018 A HKD 0.420   0.232   0.305   22,740,000 6,245,475 N/A 0.500   2017/02/28 0.219   2017/05/19 89,250,000 32,116,355 -   - -   -
29013 BNP Paribas Issuance B.V. - BYD European Wts Oct 2017 A HKD 0.048   0.024   0.030   88,500,000 3,364,450 2,018,600 0.065   2017/02/09 0.022   2017/05/25 256,650,000 12,111,600 0.155   2016/08/31 0.051   2016/12/29
25257 BNP Paribas Issuance B.V. - BYD European Wts Sep 2017 A HKD 0.110   0.072   0.083   3,350,000 301,200 2,039,725 0.113   2017/02/09 0.064   2017/05/19 129,200,000 12,238,350 0.212   2016/09/08 0.092   2016/12/12
12250 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.139   0.060   0.106   226,406,000 21,126,600 5,607,316 0.139   2017/06/27 0.025   2017/05/11 479,580,000 33,643,896 0.315   2016/08/15 0.104   2016/12/30
12546 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD 0.019   0.018   0.017   600,000 10,950 753,552 0.060   2017/01/05 0.010   2017/05/05 112,940,000 4,521,312 0.119   2016/09/07 0.048   2016/12/30
17098 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Jul 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22420 BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 A HKD 0.305   0.209   0.213   36,569,000 9,332,263 N/A 0.460   2017/02/16 0.200   2017/05/05 946,023,000 314,092,409 -   - -   -
27229 BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 B HKD 0.500   0.325   0.325   343,801,000 139,287,715 N/A 0.630   2017/02/23 0.290   2017/04/20 1,137,174,000 453,286,075 -   - -   -
26138 BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 A HKD 0.890   0.890   0.710   30,000 26,700 1,094,628 0.970   2017/02/24 0.440   2017/02/08 8,792,000 6,567,770 0.850   2016/09/22 0.123   2016/05/19
11349 BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.480   0.173   0.181   19,543,000 7,279,705 10,493,712 0.540   2017/03/21 0.173   2017/06/30 207,887,000 62,962,271 0.580   2016/09/09 0.176   2016/12/23
27716 BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.870   0.570   0.580   592,000 397,580 4,084,161 0.910   2017/02/24 0.460   2017/02/03 50,100,000 24,504,965 0.810   2016/09/22 0.161   2016/05/19
12961 BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.125   0.051   0.052   81,108,000 6,285,583 8,779,602 0.220   2017/02/16 0.051   2017/06/30 564,771,000 52,677,613 0.255   2016/09/09 0.084   2016/11/17
12567 BNP Paribas Issuance B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.315   0.171   0.177   24,435,000 5,698,173 32,854,243 0.410   2017/02/16 0.171   2017/06/30 666,419,000 197,125,455 0.455   2016/09/09 0.167   2016/11/18
21673 BNP Paribas Issuance B.V. - CC Bank Euro Wts Jan 2019 A HKD 0.265   0.210   0.210   84,224,000 20,132,807 N/A 0.350   2017/02/24 0.170   2017/05/09 477,717,000 122,189,232 -   - -   -
15926 BNP Paribas Issuance B.V. - CC Bank Euro Wts Jun 2018 A HKD 0.350   0.244   0.226   85,152,000 26,074,923 N/A 0.350   2017/06/05 0.237   2017/05/24 100,262,000 30,332,288 -   - -   -
21656 BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 A HKD 0.310   0.245   0.237   74,186,000 21,018,630 N/A 0.395   2017/02/24 0.186   2017/05/09 330,733,000 97,317,574 -   - -   -
17030 BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 B HKD 0.330   0.285   0.285   15,188,000 4,646,370 N/A 0.330   2017/06/28 0.285   2017/06/30 15,188,000 4,646,370 -   - -   -
13301 BNP Paribas Issuance B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.072   0.010   0.012   43,143,000 2,022,877 7,480,630 0.149   2017/02/16 0.010   2017/06/29 812,101,000 44,883,779 0.232   2016/09/22 0.065   2016/12/23
28058 BNP Paribas Issuance B.V. - Ch Comm Cons Eur Wt Dec 2017 A HKD 0.103   0.061   0.073   49,040,000 3,976,180 N/A 0.196   2017/04/06 0.061   2017/06/15 87,390,000 8,727,970 -   - -   -
12666 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Apr 2018 A HKD 0.255   0.153   0.153   91,900,000 19,058,375 N/A 0.395   2017/03/28 0.153   2017/06/30 260,625,000 64,530,075 -   - -   -
15425 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Aug 2017 A HKD 0.105   0.014   0.014   85,135,000 6,140,635 7,217,132 0.475   2017/03/21 0.014   2017/06/29 227,490,000 43,302,790 0.330   2016/12/30 0.290   2016/12/28
27306 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.052   0.039   0.039   32,200,000 1,424,050 3,251,608 0.091   2017/03/21 0.039   2017/06/30 325,450,000 19,509,650 0.182   2016/09/09 0.063   2016/12/23
26765 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 A HKD 0.127   0.063   0.064   140,285,000 14,419,625 N/A 0.350   2017/03/20 0.063   2017/06/30 464,175,000 86,834,325 -   - -   -
16916 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 B HKD 0.285   0.217   0.222   21,890,000 5,608,160 N/A 0.285   2017/06/23 0.217   2017/06/30 21,890,000 5,608,160 -   - -   -
21531 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.046   2016/08/01 0.014   2016/11/04
13892 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jul 2017 B HKD -   -   0.010   0 0 20,965,105 0.159   2017/01/06 0.010   2017/05/17 1,003,850,000 125,790,630 0.550   2016/10/20 0.127   2016/12/28
14243 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.112   0.038   0.039   194,400,000 13,517,040 12,452,745 0.385   2017/03/23 0.038   2017/06/30 428,520,000 74,716,470 0.470   2016/11/16 0.260   2016/12/28
19603 BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.038   0.013   0.013   21,220,000 443,280 13,159,013 0.093   2017/03/23 0.013   2017/06/30 1,095,260,000 78,954,080 0.125   2016/04/21 0.051   2016/10/05
13480 BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 B HKD 0.109   0.073   0.073   205,505,000 18,212,226 N/A 0.460   2017/04/10 0.073   2017/06/30 251,174,000 32,207,449 -   - -   -
16544 BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Apr 2018 A HKD 0.192   0.124   0.180   111,355,000 15,889,885 N/A 0.192   2017/06/30 0.124   2017/06/16 111,355,000 15,889,885 -   - -   -
13755 BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Jan 2018 A HKD 0.229   0.156   0.219   23,280,000 4,318,530 N/A 0.229   2017/06/30 0.120   2017/05/05 316,110,000 46,312,030 -   - -   -
11871 BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Jun 2017 A HKD -   -   0.260   0 0 1,998,903 0.285   2017/03/20 0.056   2017/03/10 101,410,000 11,993,415 0.265   2016/11/10 0.068   2016/12/29
16528 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Feb 2018 A HKD 0.690   0.495   0.445   24,442,000 14,554,480 N/A 0.690   2017/06/23 0.495   2017/06/28 24,442,000 14,554,480 -   - -   -
25380 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.235   0.216   0.212   330,000 71,470 11,180,115 0.235   2017/06/23 0.076   2017/03/08 665,334,000 67,080,688 0.201   2016/03/30 0.066   2016/07/11
12675 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 B HKD 0.830   0.540   0.660   72,960,000 49,304,580 N/A 0.830   2017/06/01 0.290   2017/05/09 216,902,000 122,725,480 -   - -   -
28057 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Oct 2017 A HKD 0.940   0.660   0.890   48,000 39,380 N/A 0.940   2017/06/07 0.320   2017/05/09 321,940,000 186,339,640 -   - -   -
28031 BNP Paribas Issuance B.V. - Chi Res Land Eu Wt Jan 2018 A HKD 0.231   0.165   0.193   12,540,000 2,425,500 N/A 0.243   2017/04/13 0.153   2017/05/22 55,880,000 11,107,700 -   - -   -
29292 BNP Paribas Issuance B.V. - China Life Eu Put Wt Jul 2018A HKD 0.175   0.140   0.173   19,890,000 3,147,840 N/A 0.260   2017/04/19 0.130   2017/05/31 179,490,000 36,308,060 -   - -   -
14495 BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 A HKD 0.460   0.340   0.340   1,770,000 679,400 4,806,262 0.485   2017/02/21 0.249   2017/01/04 101,220,000 28,837,570 0.390   2016/11/28 0.212   2016/12/20
28294 BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 B HKD 0.187   0.146   0.149   132,970,000 21,993,590 N/A 0.265   2017/03/17 0.124   2017/05/05 498,360,000 90,746,620 -   - -   -
27249 BNP Paribas Issuance B.V. - China Life Euro Wts Aug 2017 A HKD 0.510   0.500   0.465   600,000 303,000 922,808 0.650   2017/05/31 0.240   2017/01/03 14,100,000 5,536,850 0.410   2016/11/30 0.107   2016/07/08
13238 BNP Paribas Issuance B.V. - China Life Euro Wts Dec 2018 A HKD 0.315   0.249   0.255   52,970,000 14,348,100 38,487,868 0.365   2017/02/15 0.176   2017/01/03 856,350,000 230,927,210 0.290   2016/11/28 0.111   2016/11/09
15927 BNP Paribas Issuance B.V. - China Life Euro Wts Feb 2018 A HKD 0.242   0.139   0.142   98,280,000 15,936,310 N/A 0.255   2017/05/31 0.139   2017/06/30 128,080,000 22,916,520 -   - -   -
14599 BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2018 A HKD 0.280   0.180   0.181   1,850,000 436,370 9,195,768 0.335   2017/03/17 0.143   2017/01/03 204,150,000 55,174,610 0.265   2016/11/28 0.127   2016/12/20
21648 BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2019 A HKD 0.227   0.181   0.186   109,790,000 21,533,190 N/A 0.295   2017/02/21 0.142   2017/05/05 643,500,000 134,127,880 -   - -   -
25775 BNP Paribas Issuance B.V. - China Life Euro Wts Jul 2017 A HKD 0.270   0.107   0.175   3,640,000 746,350 4,157,667 0.295   2017/05/31 0.063   2017/05/05 189,960,000 24,946,000 0.250   2016/01/25 0.039   2016/07/08
21983 BNP Paribas Issuance B.V. - China Life Euro Wts May 2018 A HKD 0.190   0.124   0.125   29,740,000 4,678,930 N/A 0.243   2017/02/15 0.103   2017/05/05 553,760,000 101,577,670 -   - -   -
20425 BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2017 A HKD 0.385   0.320   0.265   170,000 59,100 N/A 0.385   2017/06/08 0.221   2017/01/17 36,440,000 10,228,150 -   - -   -
12731 BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2018 A HKD 0.480   0.345   0.355   11,680,000 4,460,600 23,424,882 0.500   2017/03/17 0.232   2017/01/03 437,050,000 140,549,290 0.380   2016/11/28 0.150   2016/11/09
14242 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 A HKD 0.580   0.400   0.410   41,420,000 22,108,800 14,699,075 0.600   2017/05/31 0.235   2017/01/03 202,700,000 88,194,450 0.400   2016/11/25 0.200   2016/11/15
15103 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 B HKD 0.310   0.187   0.176   3,210,000 790,890 8,896,440 0.350   2017/03/17 0.134   2017/01/03 238,450,000 53,378,640 0.171   2016/12/15 0.127   2016/12/23
29295 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 C HKD 0.145   0.056   0.061   101,270,000 9,971,790 N/A 0.205   2017/03/17 0.056   2017/06/30 381,700,000 46,252,630 -   - -   -
17031 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2018 A HKD 0.244   0.230   0.234   3,600,000 854,000 N/A 0.244   2017/06/29 0.230   2017/06/30 3,600,000 854,000 -   - -   -
11405 BNP Paribas Issuance B.V. - China Life Euro Wts Sep 2017 A HKD 0.800   0.750   0.700   160,000 125,000 10,789,658 0.810   2017/05/23 0.420   2017/01/03 97,790,000 64,737,950 0.630   2016/11/28 0.238   2016/08/04
12926 BNP Paribas Issuance B.V. - China Overseas Eu Wt Dec 2017A HKD 0.037   0.019   0.019   46,614,000 1,393,396 5,262,635 0.085   2017/03/17 0.014   2017/05/11 548,894,000 31,575,810 0.325   2016/09/09 0.038   2016/12/30
15256 BNP Paribas Issuance B.V. - China Overseas Eu Wt Jan 2018A HKD 0.132   0.070   0.073   19,896,000 2,172,084 11,863,080 0.255   2017/03/17 0.059   2017/05/08 449,018,000 71,178,478 0.124   2016/12/20 0.113   2016/12/30
16529 BNP Paribas Issuance B.V. - China Overseas Eu Wt Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13557 BNP Paribas Issuance B.V. - China Tel Euro Wts Apr 2018 A HKD 0.152   0.106   0.104   30,162,000 3,679,812 N/A 0.216   2017/04/12 0.106   2017/06/30 35,862,000 4,665,762 -   - -   -
11071 BNP Paribas Issuance B.V. - China Tel Euro Wts Feb 2018 A HKD 0.275   0.198   0.190   3,170,000 806,940 N/A 0.370   2017/03/20 0.198   2017/06/29 208,800,000 61,655,980 -   - -   -
11557 BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Jul 2018 A HKD 0.164   0.129   0.139   5,364,000 781,054 N/A 0.275   2017/03/29 0.129   2017/06/16 27,168,000 4,882,145 -   - -   -
15260 BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Oct 2017 A HKD 0.067   0.041   0.045   6,540,000 280,690 2,414,571 0.385   2017/02/16 0.041   2017/06/22 62,114,000 14,487,424 0.232   2016/12/19 0.203   2016/12/20
28746 BNP Paribas Issuance B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.179   0.135   0.129   3,920,000 657,900 398,260 0.179   2017/06/19 0.081   2017/04/20 17,060,000 2,389,560 0.270   2016/01/12 0.143   2016/12/22
15787 BNP Paribas Issuance B.V. - CITIC Euro Warrants Oct 2017 A HKD 0.370   0.162   0.162   912,000 245,155 1,525,296 0.600   2017/01/12 0.162   2017/06/30 21,111,000 9,151,775 -   - -   -
13102 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.022   0.014   0.019   14,845,000 292,225 3,020,475 0.098   2017/02/17 0.014   2017/06/13 325,380,000 18,122,850 0.220   2016/09/22 0.082   2016/12/29
14031 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 B HKD 0.086   0.056   0.068   111,980,000 8,314,185 N/A 0.101   2017/05/26 0.056   2017/06/13 436,330,000 35,065,980 -   - -   -
16995 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jan 2018 A HKD 0.840   0.650   0.690   5,188,000 3,802,120 N/A 0.840   2017/06/27 0.650   2017/06/30 5,188,000 3,802,120 -   - -   -
15102 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jul 2018 A HKD 0.055   0.048   0.051   1,750,000 86,700 10,211,381 0.190   2017/01/11 0.042   2017/05/09 409,835,000 61,268,285 0.215   2016/12/14 0.152   2016/12/23
12426 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jun 2017 A HKD -   -   0.010   0 0 429,806 0.067   2017/02/17 0.010   2017/04/06 80,645,000 2,578,835 0.260   2016/09/09 0.039   2016/12/29
28044 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Oct 2018 A HKD 0.105   0.081   0.089   77,770,000 6,901,940 N/A 0.275   2017/02/17 0.071   2017/05/24 886,265,000 131,763,300 -   - -   -
11249 BNP Paribas Issuance B.V. - CKH Euro Wts Apr 2018 A HKD 0.305   0.265   0.265   365,000 107,725 425,104 0.330   2017/05/25 0.207   2017/01/04 9,830,000 2,550,625 0.365   2016/09/09 0.143   2016/07/06
16625 BNP Paribas Issuance B.V. - CKH European Wts Apr 2018 B HKD 0.440   0.385   0.375   19,260,000 7,837,625 N/A 0.440   2017/06/14 0.385   2017/06/29 19,260,000 7,837,625 -   - -   -
15843 BNP Paribas Issuance B.V. - CKH European Wts Feb 2018 A HKD 0.290   0.239   0.209   2,800,000 734,210 N/A 0.300   2017/05/25 0.239   2017/06/12 4,060,000 1,071,760 -   - -   -
28032 BNP Paribas Issuance B.V. - CKH European Wts Jan 2018 A HKD 0.610   0.520   0.500   1,395,000 779,900 N/A 0.720   2017/05/24 0.390   2017/04/20 80,995,000 45,086,250 -   - -   -
14571 BNP Paribas Issuance B.V. - CKH European Wts Jun 2017 A HKD -   -   0.018   0 0 2,119,329 0.152   2017/02/27 0.018   2017/05/11 143,420,000 12,715,975 0.233   2016/11/25 0.079   2016/12/30
15050 BNP Paribas Issuance B.V. - CKH European Wts Oct 2017 A HKD 0.234   0.119   0.119   85,030,000 13,736,245 23,228,217 0.285   2017/02/28 0.102   2017/04/20 721,480,000 139,369,300 0.270   2016/12/13 0.188   2016/12/29
29412 BNP Paribas Issuance B.V. - CKI Holdings Euro Wts Jan 18 A HKD 0.345   0.217   0.213   13,190,000 3,994,530 N/A 0.395   2017/05/10 0.217   2017/06/21 44,140,000 13,837,780 -   - -   -
16628 BNP Paribas Issuance B.V. - CKP European Wts Apr 2018 A HKD 0.340   0.246   0.305   7,665,000 2,349,625 N/A 0.340   2017/06/26 0.246   2017/06/15 7,665,000 2,349,625 -   - -   -
13559 BNP Paribas Issuance B.V. - CKP European Wts Jan 2018 A HKD 0.445   0.285   0.415   6,260,000 2,082,575 N/A 0.445   2017/06/07 0.207   2017/05/09 41,950,000 10,710,505 -   - -   -
15051 BNP Paribas Issuance B.V. - CKP European Wts Oct 2017 A HKD 0.475   0.265   0.380   57,760,000 22,906,125 8,562,549 0.475   2017/06/07 0.141   2017/01/03 192,430,000 51,375,295 0.275   2016/12/14 0.137   2016/12/29
29401 BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 A HKD 0.260   0.144   0.240   50,550,000 10,248,795 N/A 0.260   2017/06/29 0.085   2017/05/09 330,280,000 55,589,770 -   - -   -
16370 BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 B HKD 0.232   0.178   0.218   83,935,000 16,389,000 N/A 0.232   2017/06/28 0.178   2017/06/12 83,935,000 16,389,000 -   - -   -
14917 BNP Paribas Issuance B.V. - CNBM European Wts Jan 2018 A HKD 0.227   0.110   0.144   147,734,000 28,323,368 N/A 0.340   2017/05/04 0.110   2017/06/28 152,502,000 29,338,884 -   - -   -
16674 BNP Paribas Issuance B.V. - CNOOC European Wts Feb 2018 A HKD 0.385   0.245   0.255   29,552,000 8,994,885 N/A 0.385   2017/06/15 0.245   2017/06/30 29,552,000 8,994,885 -   - -   -
12674 BNP Paribas Issuance B.V. - CNOOC European Wts Jan 2018 A HKD 0.174   0.087   0.089   115,958,000 11,094,752 N/A 0.510   2017/04/07 0.087   2017/06/30 173,560,000 32,336,650 -   - -   -
13828 BNP Paribas Issuance B.V. - CNOOC European Wts Jul 2017 A HKD -   -   0.010   0 0 2,772,270 0.235   2017/01/06 0.019   2017/04/10 143,765,000 16,633,622 0.510   2016/10/24 0.157   2016/11/09
11870 BNP Paribas Issuance B.V. - CNOOC European Wts Jun 2018 A HKD 0.039   0.019   0.019   18,420,000 565,110 5,545,495 0.133   2017/01/09 0.019   2017/06/30 423,880,000 33,272,970 0.208   2016/10/11 0.099   2016/11/09
15308 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 A HKD -   -   0.019   0 0 2,123,955 0.335   2017/01/06 0.020   2017/05/22 90,993,000 12,743,729 0.320   2016/12/21 0.265   2016/12/29
26128 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 B HKD 0.050   0.012   0.012   24,454,000 912,039 N/A 0.495   2017/02/10 0.012   2017/06/29 59,089,000 15,439,094 -   - -   -
15929 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 C HKD 0.105   0.041   0.044   39,946,000 1,959,604 N/A 0.207   2017/05/22 0.041   2017/06/30 44,586,000 2,642,544 -   - -   -
20211 BNP Paribas Issuance B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.051   0.026   0.036   78,648,000 3,011,822 2,051,161 0.076   2017/02/28 0.026   2017/06/30 264,894,000 12,306,966 0.159   2016/04/12 0.052   2016/12/30
21388 BNP Paribas Issuance B.V. - COSCO Sh Hold Euro Wt Aug2017A HKD 0.010   0.010   0.010   700,000 7,000 15,967 0.020   2017/02/24 0.010   2017/06/30 6,134,500 95,800 0.054   2016/01/05 0.017   2016/09/28
20659 BNP Paribas Issuance B.V. - COSCO Ship Euro Wts Sep 2017A HKD -   -   0.010   0 0 281,505 0.025   2017/02/23 0.010   2017/05/05 88,204,000 1,689,032 0.144   2016/01/08 0.022   2016/12/29
16152 BNP Paribas Issuance B.V. - Country Garden Eu Wt Feb 2018A HKD 1.640   0.760   0.970   981,000 1,301,350 N/A 1.640   2017/06/06 0.760   2017/06/22 3,681,000 4,310,880 -   - -   -
17502 BNP Paribas Issuance B.V. - CRCC European Wts Dec 2017 A HKD 0.184   0.132   0.138   11,765,000 1,760,040 4,552,493 0.315   2017/03/24 0.132   2017/06/21 111,730,000 27,314,955 0.350   2016/11/29 0.112   2016/01/26
11251 BNP Paribas Issuance B.V. - CRRC European Wts Dec 2018 A HKD 0.044   0.031   0.034   8,673,000 340,485 313,069 0.090   2017/02/15 0.031   2017/06/30 30,915,000 1,878,414 0.310   2016/01/04 0.067   2016/11/03
28166 BNP Paribas Issuance B.V. - CSDC European Warrants Jan18 A HKD -   -   0.137   0 0 N/A 0.290   2017/02/23 0.212   2017/03/31 4,674,000 1,250,855 -   - -   -
21974 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Apr 2018 A HKD 0.375   0.265   0.350   34,720,000 11,275,483 N/A 0.375   2017/06/12 0.120   2017/05/11 48,987,600 14,081,050 -   - -   -
21463 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.057   2016/01/05 0.016   2016/10/14
13888 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 0.740   0.355   0.720   4,261,800 1,985,920 794,753 0.740   2017/06/29 0.091   2017/05/08 15,949,000 4,768,516 0.740   2016/11/30 0.335   2016/12/30
16458 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Feb 2018 A HKD 0.450   0.310   0.465   24,761,600 8,947,004 N/A 0.450   2017/06/29 0.310   2017/06/19 24,761,600 8,947,004 -   - -   -
28048 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jan 2018 A HKD 0.720   0.470   0.710   30,650,000 18,655,773 N/A 0.720   2017/06/30 0.197   2017/05/09 40,899,400 22,241,662 -   - -   -
17089 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jul 2018 A HKD 0.380   0.365   0.380   2,652,400 991,555 N/A 0.380   2017/06/30 0.365   2017/06/29 2,652,400 991,555 -   - -   -
28908 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD 0.355   0.285   0.355   5,960,000 1,868,250 420,591 0.355   2017/06/30 0.189   2017/05/09 8,848,000 2,523,548 0.265   2016/11/29 0.183   2016/06/28
11252 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.166   0.125   0.166   19,072,000 2,776,642 2,959,252 0.166   2017/06/30 0.073   2017/05/09 160,118,000 17,755,510 0.228   2016/01/04 0.099   2016/12/30
28904 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.155   0.123   0.155   6,240,000 817,330 4,948,655 0.155   2017/06/28 0.075   2017/05/09 299,644,000 29,691,932 0.144   2016/08/16 0.100   2016/12/30
19818 BNP Paribas Issuance B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.070   0 0 0 -   - -   - 0 0 0.141   2016/02/22 0.109   2016/02/15
15771 BNP Paribas Issuance B.V. - Esprit European Wts Oct 2017 A HKD 0.087   0.019   0.020   11,411,600 635,713 5,107,077 0.920   2017/02/27 0.019   2017/06/27 81,348,500 30,642,462 0.490   2016/12/30 0.465   2016/12/30
10456 BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Dec 2017 B HKD 0.055   0.028   0.029   4,610,000 170,810 N/A 0.180   2017/04/11 0.028   2017/06/29 9,110,000 602,980 -   - -   -
10446 BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Jun 2017 B HKD -   -   0.010   0 0 996,235 0.203   2017/01/04 0.010   2017/05/23 69,960,000 5,977,410 0.209   2016/12/23 0.181   2016/12/30
10455 BNP Paribas Issuance B.V. - EUR/USD Euro Wts Dec 2017 A HKD 0.455   0.420   0.455   660,000 289,300 N/A 0.455   2017/06/30 0.290   2017/04/25 1,620,000 621,400 -   - -   -
10430 BNP Paribas Issuance B.V. - EUR/USD Euro Wts Jun 2017 A HKD 0.165   0.165   0.163   500,000 82,500 1,446,928 0.265   2017/05/23 0.107   2017/04/10 50,100,000 8,681,570 -   - -   -
16626 BNP Paribas Issuance B.V. - Evergrande Euro Wts Apr 2018 A HKD 0.355   0.265   0.275   830,000 266,050 N/A 0.355   2017/06/14 0.265   2017/06/28 830,000 266,050 -   - -   -
29407 BNP Paribas Issuance B.V. - Evergrande Euro Wts Feb 2018 A HKD 9.960   6.930   7.130   354,000 3,219,330 N/A 9.960   2017/06/12 0.650   2017/03/27 31,656,000 37,404,950 -   - -   -
14912 BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 A HKD 7.020   3.430   3.800   4,328,000 22,713,200 N/A 7.020   2017/06/07 0.425   2017/05/09 38,161,000 58,673,515 -   - -   -
16375 BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 B HKD 0.730   0.385   0.420   29,250,000 18,431,700 N/A 0.730   2017/06/07 0.385   2017/06/29 29,250,000 18,431,700 -   - -   -
14022 BNP Paribas Issuance B.V. - Evergrande Euro Wts May 2018 A HKD 0.970   0.510   0.540   27,340,000 18,854,700 N/A 0.970   2017/06/07 0.083   2017/05/04 210,610,000 72,744,890 -   - -   -
28170 BNP Paribas Issuance B.V. - Fosun Intl European Wts Apr18A HKD 0.220   0.127   0.153   3,555,000 646,040 N/A 0.221   2017/02/20 0.127   2017/06/22 109,155,000 17,655,790 -   - -   -
28169 BNP Paribas Issuance B.V. - GAC European Warrants Apr 18 A HKD 0.295   0.194   0.242   9,320,000 2,337,260 N/A 0.315   2017/03/16 0.177   2017/04/18 255,280,000 53,133,280 -   - -   -
20657 BNP Paribas Issuance B.V. - GAC European Warrants Dec 17 A HKD -   -   0.540   0 0 43,775 0.460   2017/05/05 0.390   2017/04/18 600,000 262,650 0.495   2016/09/09 0.168   2016/01/20
13836 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.840   0.495   0.740   8,930,000 6,208,800 19,191,065 0.840   2017/06/13 0.136   2017/02/08 420,040,000 115,146,390 0.460   2016/12/01 0.150   2016/10/24
13104 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 1.420   1.170   1.270   320,000 393,000 6,692,950 1.420   2017/06/20 0.415   2017/02/08 77,560,000 40,157,700 0.740   2016/11/29 0.295   2016/09/12
15110 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 A HKD 0.435   0.223   0.315   235,880,000 68,921,440 61,128,533 0.435   2017/06/20 0.112   2017/02/08 1,728,810,000 366,771,200 0.209   2016/12/14 0.153   2016/12/16
11584 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 B HKD 0.550   0.320   0.460   8,080,000 3,292,150 N/A 0.550   2017/06/20 0.164   2017/05/18 555,350,000 164,740,410 -   - -   -
16973 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jul 2018 A HKD 0.365   0.310   0.330   54,410,000 18,494,050 N/A 0.365   2017/06/27 0.310   2017/06/28 54,410,000 18,494,050 -   - -   -
13561 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts May 2018 A HKD 0.415   0.295   0.315   155,670,000 56,938,800 N/A 0.415   2017/06/14 0.144   2017/05/22 673,220,000 173,091,840 -   - -   -
14573 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.520   0.235   0.370   20,680,000 6,412,900 24,261,220 0.520   2017/06/14 0.088   2017/05/18 749,160,000 145,567,320 0.335   2016/12/01 0.145   2016/12/23
10467 BNP Paribas Issuance B.V. - GBP/USD European Put Wt Mar 18 A HKD 0.223   0.207   0.208   40,000 8,440 N/A 0.223   2017/06/29 0.207   2017/06/30 40,000 8,440 -   - -   -
10447 BNP Paribas Issuance B.V. - GBP/USD European Put Wt Sep17A HKD 0.043   0.015   0.015   44,220,000 1,510,600 1,063,498 0.330   2017/01/16 0.015   2017/06/30 80,700,000 6,380,990 -   - -   -
10454 BNP Paribas Issuance B.V. - GBP/USD European Wts Dec 2017A HKD 0.243   0.159   0.239   5,000,000 945,890 N/A 0.295   2017/04/28 0.159   2017/06/13 5,850,000 1,183,540 -   - -   -
10421 BNP Paribas Issuance B.V. - GBP/USD European Wts Jun 2017A HKD 0.061   0.010   0.010   3,350,000 136,820 300,195 0.231   2017/02/02 0.010   2017/06/19 15,890,000 1,801,170 0.330   2016/12/06 0.213   2016/12/20
13839 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Aug 2017 A HKD 7.200   2.980   6.870   6,190,000 26,979,150 11,674,950 7.200   2017/06/29 0.510   2017/01/03 35,610,000 70,049,700 1.390   2016/10/25 0.390   2016/12/19
13746 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Dec 2017 A HKD 0.600   0.265   0.570   32,110,000 10,933,400 N/A 0.600   2017/06/29 0.129   2017/04/28 87,625,000 19,568,535 -   - -   -
14659 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Feb 2018 A HKD 0.530   0.221   0.490   129,800,000 45,212,500 N/A 0.530   2017/06/29 0.108   2017/05/05 209,300,000 55,447,150 -   - -   -
28996 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 A HKD 0.630   0.305   0.590   28,775,000 12,161,425 N/A 0.630   2017/06/29 0.162   2017/05/05 295,920,000 73,109,085 -   - -   -
16527 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 B HKD 0.380   0.203   0.350   120,145,000 32,322,870 N/A 0.380   2017/06/29 0.203   2017/06/16 120,145,000 32,322,870 -   - -   -
15286 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 A HKD 0.970   0.540   0.910   44,725,000 33,859,850 6,867,567 0.970   2017/06/29 0.172   2017/01/03 69,855,000 41,205,400 0.164   2016/12/20 0.163   2016/12/20
16526 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 B HKD 0.415   0.224   0.385   111,970,000 35,269,020 N/A 0.415   2017/06/29 0.224   2017/06/16 111,970,000 35,269,020 -   - -   -
13738 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 A HKD 0.510   0.295   0.600   7,250,000 2,985,250 N/A 0.510   2017/06/12 0.164   2017/04/27 77,100,000 17,060,200 -   - -   -
16917 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14660 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Oct 2018 A HKD 0.600   0.295   0.570   31,025,000 12,267,775 N/A 0.600   2017/06/29 0.179   2017/04/27 33,630,000 12,838,900 -   - -   -
10432 BNP Paribas Issuance B.V. - Gold Euro Put Wts Dec 2017 B HKD 0.139   0.123   0.135   3,020,000 393,130 230,693 0.255   2017/01/12 0.123   2017/06/07 7,700,000 1,384,160 0.315   2016/12/23 0.290   2016/12/06
10443 BNP Paribas Issuance B.V. - Gold Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10431 BNP Paribas Issuance B.V. - Gold European Wts Dec 2017 A HKD 0.237   0.174   0.174   3,590,000 766,960 968,847 0.275   2017/02/27 0.174   2017/06/30 25,360,000 5,813,080 -   - -   -
10442 BNP Paribas Issuance B.V. - Gold European Wts Sep 2017 A HKD 0.285   0.196   0.197   8,470,000 1,921,040 3,078,445 0.335   2017/02/27 0.196   2017/06/30 67,150,000 18,470,670 0.270   2016/12/30 0.265   2016/12/30
14772 BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 17 A HKD 1.230   0.330   0.430   9,497,500 6,149,925 N/A 1.230   2017/06/13 0.310   2017/05/24 35,240,500 16,062,371 -   - -   -
28028 BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 18 A HKD 0.248   0.135   0.170   4,250,000 884,740 N/A 0.260   2017/02/23 0.100   2017/05/08 435,655,000 78,525,425 -   - -   -
14035 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Dec 2017 A HKD 0.305   0.160   0.171   79,295,600 15,473,363 N/A 0.460   2017/04/26 0.160   2017/06/30 292,852,000 87,334,089 -   - -   -
28045 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Oct 2018 A HKD 0.064   0.053   0.056   102,456,000 5,896,804 N/A 0.236   2017/02/17 0.053   2017/06/16 527,504,000 51,717,392 -   - -   -
13305 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Sep 2017 A HKD -   -   0.016   0 0 1,130,208 0.077   2017/02/17 0.019   2017/04/06 144,164,000 6,781,248 0.148   2016/09/22 0.046   2016/12/29
15781 BNP Paribas Issuance B.V. - Hang Lung Ppt Eu Wt Oct 2017 A HKD 1.590   0.670   0.670   1,331,000 1,533,230 1,544,414 1.590   2017/06/08 0.375   2017/01/03 13,238,000 9,266,485 0.350   2016/12/30 0.310   2016/12/30
15780 BNP Paribas Issuance B.V. - HK Gas European Wts Jan 2018 A HKD 1.120   0.860   0.950   2,052,000 2,052,640 2,734,203 1.120   2017/06/26 0.390   2017/01/05 28,548,000 16,405,220 0.490   2016/12/30 0.415   2016/12/30
29290 BNP Paribas Issuance B.V. - HKEX Euro Put Wts Jan 2018 B HKD 0.081   0.051   0.065   1,773,040,000 118,111,380 N/A 0.156   2017/03/10 0.051   2017/06/05 3,874,520,000 345,235,330 -   - -   -
11021 BNP Paribas Issuance B.V. - HKEX Euro Put Wts Jun 2017 C HKD -   -   0.010   0 0 3,942,945 0.090   2017/01/04 0.010   2017/04/20 443,100,000 23,657,670 0.275   2016/06/24 0.050   2016/12/05
13691 BNP Paribas Issuance B.V. - HKEX Euro Put Wts Jun 2017 D HKD -   -   0.035   0 0 1,886,523 0.225   2017/01/05 0.035   2017/05/25 86,030,000 11,319,140 0.280   2016/12/28 0.141   2016/11/28
27035 BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 A HKD 0.115   0.044   0.056   102,780,000 8,191,190 11,272,160 0.142   2017/02/16 0.030   2017/05/05 937,780,000 67,632,960 0.305   2016/04/28 0.068   2016/12/29
13636 BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 B HKD 0.034   0.010   0.018   73,110,000 1,915,420 659,503 0.067   2017/02/21 0.010   2017/06/23 128,580,000 3,957,020 0.187   2016/10/11 0.033   2016/12/29
21139 BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 A HKD 0.012   0.012   0.010   1,600,000 19,200 4,617 0.019   2017/02/23 0.012   2017/06/09 2,050,000 27,700 0.083   2016/01/04 0.015   2016/12/19
12468 BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 B HKD 0.105   0.061   0.080   48,040,000 3,957,230 24,650,405 0.156   2017/02/16 0.044   2017/05/09 1,774,730,000 147,902,430 0.300   2016/09/22 0.087   2016/12/28
13542 BNP Paribas Issuance B.V. - HKEX European Wts Feb 2018 A HKD 0.185   0.123   0.158   224,910,000 32,941,160 N/A 0.185   2017/06/05 0.096   2017/05/08 701,130,000 87,475,890 -   - -   -
15885 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 A HKD 0.225   0.151   0.190   39,180,000 7,351,680 45,149,107 0.275   2017/02/16 0.116   2017/05/08 1,605,850,000 270,894,640 -   - -   -
16524 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 C HKD 0.770   0.455   0.560   41,378,000 23,816,075 N/A 0.770   2017/06/12 0.455   2017/06/16 41,378,000 23,816,075 -   - -   -
15101 BNP Paribas Issuance B.V. - HKEX European Wts Jul 2017 A HKD 0.061   0.013   0.010   17,508,000 537,714 9,666,509 0.470   2017/02/16 0.013   2017/06/12 352,290,000 57,999,056 0.365   2016/12/14 0.224   2016/12/23
24396 BNP Paribas Issuance B.V. - HKEX European Wts Jun 2017 A HKD -   -   0.010   0 0 1,455,715 0.081   2017/02/16 0.010   2017/05/16 223,150,000 8,734,290 0.265   2016/01/04 0.034   2016/12/29
27732 BNP Paribas Issuance B.V. - HKEX European Wts Jun 2017 B HKD -   -   0.010   0 0 3,217 0.021   2017/02/16 0.012   2017/02/09 1,200,000 19,300 0.126   2016/09/09 0.019   2016/12/14
27499 BNP Paribas Issuance B.V. - HKEX European Wts Jun 2018 A HKD 0.129   0.077   0.106   1,011,230,000 111,697,240 N/A 0.169   2017/02/17 0.059   2017/05/05 3,156,530,000 330,367,660 -   - -   -
13009 BNP Paribas Issuance B.V. - HKEX European Wts Mar 2018 A HKD 0.126   0.070   0.103   414,040,000 45,457,980 50,049,703 0.166   2017/02/16 0.053   2017/05/08 2,886,420,000 300,298,220 0.305   2016/09/22 0.102   2016/12/28
13637 BNP Paribas Issuance B.V. - HKEX European Wts Oct 2017 A HKD 0.047   0.017   0.019   148,850,000 4,259,500 3,571,607 0.078   2017/02/16 0.012   2017/05/09 426,790,000 21,429,640 0.179   2016/10/11 0.040   2016/12/29
17099 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Apr 2018 A HKD 0.247   0.225   0.231   8,520,000 1,987,558 N/A 0.247   2017/06/29 0.225   2017/06/30 8,520,000 1,987,558 -   - -   -
28054 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jan 2018 A HKD 0.305   0.255   0.198   16,830,000 4,878,100 N/A 0.520   2017/02/23 0.202   2017/04/19 118,418,000 48,638,510 -   - -   -
16459 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jul 2018 A HKD 0.375   0.275   0.285   38,976,000 12,411,700 N/A 0.375   2017/06/09 0.275   2017/06/30 38,976,000 12,411,700 -   - -   -
11590 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Oct 2017 A HKD 0.395   0.247   0.205   44,810,000 13,742,400 N/A 0.580   2017/03/21 0.247   2017/06/27 59,492,000 20,581,230 -   - -   -
13306 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD -   -   0.024   0 0 19,930 0.143   2017/03/17 0.129   2017/03/27 888,000 119,580 0.185   2016/12/02 0.129   2016/11/17
15884 BNP Paribas Issuance B.V. - HSBC Euro Put Wts Oct 2017 B HKD 0.034   0.015   0.015   130,348,000 3,652,092 18,776,937 0.415   2017/01/03 0.015   2017/06/29 813,364,000 112,661,620 -   - -   -
11499 BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 A HKD 1.910   1.480   1.930   604,000 925,040 1,224,247 1.910   2017/06/30 0.980   2017/04/05 5,960,000 7,345,480 1.330   2016/12/08 0.380   2016/07/20
12966 BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 B HKD 0.660   0.250   0.560   68,868,000 24,774,160 20,314,007 0.660   2017/06/30 0.137   2017/04/21 401,216,000 121,884,044 0.460   2016/12/08 0.146   2016/11/09
15841 BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 A HKD 0.345   0.175   0.310   64,432,000 14,802,088 N/A 0.345   2017/06/30 0.175   2017/06/21 64,632,000 14,840,488 -   - -   -
26750 BNP Paribas Issuance B.V. - HSBC European Wts Jan 2018 A HKD 0.435   0.186   0.385   78,664,000 18,186,680 N/A 0.435   2017/06/30 0.105   2017/04/20 198,292,000 38,884,196 -   - -   -
21606 BNP Paribas Issuance B.V. - HSBC European Wts Jan 2019 A HKD 0.345   0.224   0.310   57,692,000 14,919,400 N/A 0.350   2017/02/21 0.138   2017/04/24 562,928,000 111,326,412 -   - -   -
25776 BNP Paribas Issuance B.V. - HSBC European Wts Jul 2017 A HKD 0.620   0.460   0.550   13,536,000 7,431,480 6,523,338 0.620   2017/06/09 0.106   2017/04/19 101,532,000 39,140,028 0.520   2016/12/08 0.052   2016/07/06
20406 BNP Paribas Issuance B.V. - HSBC European Wts Jul 2018 A HKD 0.425   0.228   0.380   65,940,000 18,057,840 N/A 0.425   2017/06/30 0.130   2017/04/24 396,356,000 87,032,784 -   - -   -
27245 BNP Paribas Issuance B.V. - HSBC European Wts Jun 2017 A HKD -   -   1.730   0 0 827,800 1.820   2017/05/16 1.100   2017/04/19 3,240,000 4,966,800 1.550   2016/12/08 0.208   2016/06/24
15842 BNP Paribas Issuance B.V. - HSBC European Wts Jun 2018 A HKD 0.320   0.208   0.275   16,208,000 4,119,160 N/A 0.320   2017/06/30 0.208   2017/06/06 16,208,000 4,119,160 -   - -   -
13022 BNP Paribas Issuance B.V. - HSBC European Wts Mar 2018 A HKD 0.590   0.270   0.520   111,504,000 35,143,600 24,497,211 0.590   2017/06/30 0.159   2017/04/21 475,484,000 146,983,268 0.475   2016/12/08 0.151   2016/11/09
15424 BNP Paribas Issuance B.V. - HSBC European Wts Oct 2017 A HKD 0.810   0.370   0.790   9,852,000 4,826,680 40,886,886 0.810   2017/06/30 0.157   2017/04/20 711,488,000 245,321,316 0.350   2016/12/22 0.305   2016/12/29
26125 BNP Paribas Issuance B.V. - HSBC European Wts Sep 2017 A HKD 0.440   0.106   0.350   156,596,000 31,579,380 N/A 0.440   2017/06/30 0.064   2017/04/20 654,364,000 85,492,872 -   - -   -
13206 BNP Paribas Issuance B.V. - HSCEI European Wts Dec 2017 A HKD 0.078   0.062   0.064   53,650,000 4,000,320 3,852,183 0.137   2017/02/16 0.042   2017/05/09 268,120,000 23,113,100 0.116   2016/11/28 0.059   2016/12/23
27040 BNP Paribas Issuance B.V. - HSCEI European Wts Jun 2017 A HKD 0.140   0.094   0.094   4,270,000 543,520 799,337 0.167   2017/02/23 0.037   2017/05/05 44,340,000 4,796,020 0.168   2016/08/16 0.057   2016/12/23
20396 BNP Paribas Issuance B.V. - HSI Euro Put Wts Aug 2017 D HKD -   -   0.010   0 0 N/A 0.175   2017/01/23 0.011   2017/05/24 2,534,690,000 267,791,640 -   - -   -
28877 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 A HKD 0.079   0.061   0.067   360,510,000 25,275,260 N/A 0.280   2017/03/09 0.061   2017/06/27 3,979,920,000 671,482,620 -   - -   -
12323 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 B HKD 0.117   0.088   0.095   828,200,000 82,257,760 N/A 0.270   2017/04/12 0.088   2017/06/29 3,389,350,000 550,577,300 -   - -   -
16720 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 D HKD 0.203   0.164   0.176   972,520,000 179,594,860 N/A 0.203   2017/06/21 0.164   2017/06/29 972,520,000 179,594,860 -   - -   -
14050 BNP Paribas Issuance B.V. - HSI Euro Put Wts Feb 2018 A HKD 0.122   0.098   0.105   776,320,000 84,569,810 N/A 0.245   2017/04/24 0.098   2017/06/29 2,560,120,000 380,849,580 -   - -   -
14494 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jul 2017 B HKD -   -   0.010   0 0 44,450,268 0.174   2017/01/03 0.010   2017/05/05 2,595,070,000 266,701,610 0.203   2016/12/28 0.168   2016/12/30
12730 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jun 2017 A HKD -   -   0.010   0 0 29,797,588 0.181   2017/01/03 0.010   2017/05/12 2,507,030,000 178,785,530 0.235   2016/11/09 0.120   2016/12/08
13841 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jun 2017 D HKD -   -   0.010   0 0 99,268,577 0.219   2017/01/05 0.010   2017/05/26 4,672,260,000 595,611,460 -   - -   -
15906 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jun 2018 B HKD 0.238   0.205   0.213   1,120,960,000 246,416,110 N/A 0.248   2017/05/25 0.205   2017/06/26 1,381,190,000 309,345,220 -   - -   -
12335 BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 C HKD 0.118   0.096   0.103   875,780,000 92,615,880 N/A 0.247   2017/03/27 0.096   2017/06/29 2,824,360,000 438,661,710 -   - -   -
15905 BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 D HKD 0.207   0.168   0.179   1,449,850,000 267,888,450 N/A 0.238   2017/05/23 0.168   2017/06/29 1,863,470,000 359,776,470 -   - -   -
15374 BNP Paribas Issuance B.V. - HSI Euro Put Wts Oct 2017 B HKD 0.014   0.010   0.014   1,640,000 21,370 23,357,090 0.137   2017/01/23 0.010   2017/06/12 1,727,970,000 140,142,540 -   - -   -
14885 BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 B HKD 0.014   0.011   0.013   5,250,000 68,640 44,634,767 0.173   2017/01/23 0.011   2017/06/07 2,526,630,000 267,808,600 -   - -   -
28875 BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 C HKD 0.046   0.027   0.031   140,330,000 4,734,530 N/A 0.280   2017/03/09 0.027   2017/06/29 4,107,110,000 724,834,280 -   - -   -
12627 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 A HKD 0.248   0.182   0.220   11,110,000 2,387,150 127,481,600 0.248   2017/06/08 0.054   2017/01/03 6,881,790,000 764,889,600 0.270   2016/09/09 0.046   2016/12/28
13308 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 B HKD 0.130   0.079   0.103   520,200,000 58,586,320 49,278,780 0.130   2017/06/08 0.029   2017/04/19 3,853,300,000 295,672,680 -   - -   -
15371 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 C HKD -   -   0.485   0 0 113,273,790 0.430   2017/05/29 0.164   2017/01/09 3,476,390,000 679,642,740 -   - -   -
16361 BNP Paribas Issuance B.V. - HSI European Wts Dec 2017 C HKD 0.180   0.127   0.145   1,175,600,000 175,679,200 N/A 0.180   2017/06/07 0.127   2017/06/21 1,175,600,000 175,679,200 -   - -   -
15901 BNP Paribas Issuance B.V. - HSI European Wts Dec 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28872 BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 A HKD 0.248   0.230   0.247   2,260,000 551,140 N/A 0.248   2017/06/05 0.103   2017/03/09 2,870,900,000 458,339,620 -   - -   -
16359 BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 B HKD 0.162   0.110   0.127   1,477,350,000 195,956,100 N/A 0.162   2017/06/07 0.110   2017/06/21 1,477,350,000 195,956,100 -   - -   -
14493 BNP Paribas Issuance B.V. - HSI European Wts Jul 2017 A HKD -   -   0.350   0 0 59,908,553 0.206   2017/03/21 0.096   2017/03/09 2,421,070,000 359,451,320 -   - -   -
13202 BNP Paribas Issuance B.V. - HSI European Wts Jun 2017 B HKD 0.150   0.082   0.105   22,960,000 2,887,510 36,743,998 0.150   2017/06/08 0.020   2017/04/24 4,294,730,000 220,463,990 0.167   2016/10/11 0.022   2016/12/28
13840 BNP Paribas Issuance B.V. - HSI European Wts Jun 2017 C HKD 0.270   0.270   0.290   10,000 2,700 116,765,192 0.270   2017/06/15 0.067   2017/04/19 5,821,360,000 700,591,150 -   - -   -
14045 BNP Paribas Issuance B.V. - HSI European Wts Jun 2018 A HKD -   -   0.395   0 0 N/A 0.242   2017/04/25 0.219   2017/04/24 104,900,000 24,904,080 -   - -   -
15903 BNP Paribas Issuance B.V. - HSI European Wts Jun 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28871 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 A HKD 0.335   0.300   0.305   440,000 143,550 N/A 0.335   2017/06/08 0.143   2017/04/19 2,609,550,000 518,634,180 -   - -   -
12320 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 B HKD 0.195   0.157   0.177   1,738,410,000 308,453,390 N/A 0.195   2017/06/09 0.084   2017/04/19 3,410,310,000 537,088,080 -   - -   -
16363 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 E HKD 0.180   0.127   0.142   1,081,230,000 159,194,770 N/A 0.180   2017/06/07 0.127   2017/06/21 1,081,230,000 159,194,770 -   - -   -
13310 BNP Paribas Issuance B.V. - HSI European Wts Oct 2017 A HKD 0.131   0.086   0.103   1,395,780,000 156,633,620 66,422,418 0.131   2017/06/09 0.033   2017/04/19 5,061,310,000 398,534,510 0.182   2016/09/22 0.033   2016/12/23
14882 BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 A HKD 0.445   0.375   0.410   13,080,000 5,535,300 129,962,742 0.445   2017/06/08 0.153   2017/02/03 3,777,900,000 779,776,450 -   - -   -
12291 BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 D HKD 0.192   0.133   0.165   1,804,190,000 304,268,160 N/A 0.192   2017/06/08 0.056   2017/04/19 4,725,640,000 645,100,610 -   - -   -
15902 BNP Paribas Issuance B.V. - HSI European Wts Sep 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22421 BNP Paribas Issuance B.V. - ICBC European Wts Apr 2018 A HKD 0.295   0.188   0.222   33,460,000 8,648,618 N/A 0.365   2017/02/27 0.166   2017/05/05 168,052,000 49,304,978 -   - -   -
26139 BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 A HKD 0.620   0.395   0.510   695,000 329,805 909,556 0.620   2017/06/05 0.295   2017/02/03 11,305,000 5,457,335 0.740   2016/09/09 0.120   2016/05/18
11350 BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 B HKD 0.280   0.080   0.147   16,479,000 2,517,972 3,629,748 0.330   2017/02/16 0.080   2017/06/21 106,441,000 21,778,487 0.500   2016/09/22 0.126   2016/12/22
12425 BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 A HKD 0.315   0.164   0.219   72,945,000 19,105,945 27,003,946 0.400   2017/02/23 0.155   2017/05/05 525,037,000 162,023,677 0.520   2016/09/09 0.159   2016/12/23
12962 BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 B HKD 0.078   0.037   0.042   148,103,000 7,088,984 12,880,975 0.125   2017/02/23 0.031   2017/05/05 1,247,009,000 77,285,848 0.224   2016/09/09 0.064   2016/12/23
27219 BNP Paribas Issuance B.V. - ICBC European Wts Feb 2018 A HKD 0.330   0.194   0.240   121,637,000 33,724,021 N/A 0.410   2017/02/23 0.178   2017/04/20 528,990,000 163,800,837 -   - -   -
16741 BNP Paribas Issuance B.V. - ICBC European Wts Jan 2019 A HKD 0.265   0.221   0.260   7,022,000 1,691,737 N/A 0.265   2017/06/29 0.221   2017/06/21 7,022,000 1,691,737 -   - -   -
12569 BNP Paribas Issuance B.V. - ICBC European Wts Mar 2018 A HKD 0.206   0.136   0.166   4,961,000 889,345 4,110,168 0.285   2017/02/23 0.111   2017/05/05 129,291,000 24,661,005 0.380   2016/09/22 0.121   2016/12/23
17033 BNP Paribas Issuance B.V. - ICBC European Wts Oct 2018 A HKD 0.265   0.260   0.265   910,000 241,025 N/A 0.265   2017/06/30 0.260   2017/06/30 910,000 241,025 -   - -   -
11068 BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Jan 2018A HKD 0.079   0.046   0.074   150,750,000 9,289,410 N/A 0.164   2017/03/16 0.046   2017/06/06 499,430,000 49,620,760 -   - -   -
15774 BNP Paribas Issuance B.V. - KECL European Wts Oct 2017 A HKD 0.335   0.212   0.275   3,390,000 824,100 4,539,395 1.290   2017/04/10 0.210   2017/02/07 63,170,000 27,236,372 0.305   2016/12/30 0.300   2016/12/30
18073 BNP Paribas Issuance B.V. - KECL European Wts Sep 2017 A HKD 0.010   0.010   0.010   740,000 7,400 209,400 0.065   2017/04/07 0.010   2017/06/08 50,620,000 1,256,400 0.095   2016/04/13 0.016   2016/11/10
14773 BNP Paribas Issuance B.V. - Kingsoft Euro Wts Jan 2018 A HKD 0.242   0.136   0.139   90,330,000 15,510,600 N/A 0.345   2017/04/28 0.136   2017/06/28 132,550,000 27,109,290 -   - -   -
16374 BNP Paribas Issuance B.V. - Kingsoft Euro Wts May 2018 A HKD 0.234   0.146   0.148   11,800,000 2,256,170 N/A 0.234   2017/06/09 0.146   2017/06/28 11,800,000 2,256,170 -   - -   -
12679 BNP Paribas Issuance B.V. - Lenovo European Wts Apr 2018 A HKD 0.260   0.176   0.166   11,780,000 2,805,848 N/A 0.455   2017/04/07 0.166   2017/05/29 321,434,000 106,261,230 -   - -   -
21726 BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2018 A HKD 0.120   0.070   0.070   9,156,000 827,450 N/A 0.325   2017/01/18 0.070   2017/06/30 156,260,000 28,525,602 -   - -   -
21780 BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2019 A HKD 0.147   0.113   0.109   1,804,000 243,734 N/A 0.380   2017/01/17 0.104   2017/05/29 107,124,000 23,666,446 -   - -   -
11589 BNP Paribas Issuance B.V. - Lenovo European Wts Jun 2017 A HKD -   -   0.010   0 0 4,790,443 0.183   2017/01/18 0.010   2017/05/10 310,460,000 28,742,658 0.940   2016/08/18 0.080   2016/12/29
16977 BNP Paribas Issuance B.V. - Lenovo European Wts Mar 2018 A HKD 0.280   0.235   0.235   7,392,000 1,896,420 N/A 0.280   2017/06/27 0.235   2017/06/30 7,392,000 1,896,420 -   - -   -
15259 BNP Paribas Issuance B.V. - Lenovo European Wts Oct 2017 A HKD 0.128   0.055   0.056   27,552,000 2,623,546 10,981,192 0.410   2017/01/18 0.055   2017/06/28 297,450,000 65,887,154 0.275   2016/12/30 0.224   2016/12/29
11581 BNP Paribas Issuance B.V. - Li & Fung Euro Wts Jul 2018 A HKD 0.075   0.040   0.042   9,954,000 468,346 N/A 0.390   2017/03/20 0.040   2017/06/27 146,594,000 35,753,262 -   - -   -
15293 BNP Paribas Issuance B.V. - Meitu European Warrants Jan18A HKD 0.170   0.109   0.100   3,450,000 517,885 N/A 0.242   2017/05/10 0.109   2017/06/15 68,910,000 13,797,765 -   - -   -
15294 BNP Paribas Issuance B.V. - Meitu European Warrants Jul18A HKD 0.255   0.183   0.183   4,365,000 1,063,745 N/A 0.320   2017/05/10 0.183   2017/06/30 6,015,000 1,496,155 -   - -   -
15997 BNP Paribas Issuance B.V. - Meitu European Warrants Nov17A HKD 0.175   0.139   0.101   60,000 9,420 N/A 0.175   2017/06/01 0.139   2017/06/12 49,800,000 7,688,870 -   - -   -
10458 BNP Paribas Issuance B.V. - Oil Futures Eu Put Wt May 18 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10457 BNP Paribas Issuance B.V. - Oil Futures Euro Wt May 2018 A HKD 0.148   0.094   0.117   2,990,000 358,200 N/A 0.190   2017/04/20 0.094   2017/06/22 7,580,000 1,118,590 -   - -   -
28040 BNP Paribas Issuance B.V. - PetroCh Euro Wts Apr 2018 A HKD 0.088   0.034   0.034   21,602,000 959,574 N/A 0.590   2017/02/21 0.034   2017/06/30 213,140,000 69,698,490 -   - -   -
13830 BNP Paribas Issuance B.V. - PetroCh Euro Wts Aug 2017 A HKD -   -   0.019   0 0 3,917,586 0.360   2017/01/18 0.047   2017/04/12 84,286,000 23,505,514 0.295   2016/12/14 0.100   2016/11/14
15304 BNP Paribas Issuance B.V. - PetroCh Euro Wts Jan 2018 A HKD 0.030   0.022   0.019   764,000 21,170 4,984,765 0.475   2017/01/09 0.022   2017/06/16 89,928,000 29,908,590 0.405   2016/12/21 0.365   2016/12/22
15844 BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 A HKD 0.165   0.072   0.070   26,116,000 3,919,442 N/A 0.165   2017/06/09 0.072   2017/06/29 26,116,000 3,919,442 -   - -   -
16675 BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 B HKD 0.129   0.125   0.126   1,800,000 229,700 N/A 0.129   2017/06/30 0.125   2017/06/30 1,800,000 229,700 -   - -   -
14689 BNP Paribas Issuance B.V. - PetroCh Euro Wts Oct 2017 A HKD 0.015   0.015   0.015   100,000 1,500 2,974,814 0.600   2017/01/13 0.015   2017/06/13 52,524,000 17,848,886 0.510   2016/12/21 0.255   2016/11/30
16153 BNP Paribas Issuance B.V. - PICC European Wts Feb 2018 A HKD 0.415   0.305   0.415   35,908,000 12,345,980 N/A 0.465   2017/05/29 0.305   2017/06/14 37,528,000 13,092,250 -   - -   -
29291 BNP Paribas Issuance B.V. - Ping An Eur Put Wts Jan 2018 B HKD 0.044   0.021   0.028   57,715,000 1,668,240 N/A 0.236   2017/03/07 0.021   2017/06/12 459,830,000 51,957,730 -   - -   -
14685 BNP Paribas Issuance B.V. - Ping An European Wt Apr 2018 A HKD 0.410   0.275   0.325   151,165,000 47,977,725 20,133,587 0.410   2017/06/26 0.082   2017/04/20 739,660,000 120,801,520 0.231   2016/11/30 0.107   2016/12/23
19068 BNP Paribas Issuance B.V. - Ping An European Wt Aug 2017 A HKD 0.270   0.206   0.241   13,395,000 3,091,500 3,376,249 0.270   2017/06/26 0.056   2017/04/20 172,730,000 20,257,495 0.174   2016/01/04 0.036   2016/06/28
15800 BNP Paribas Issuance B.V. - Ping An European Wt Dec 2017 A HKD 0.540   0.395   0.445   48,305,000 20,982,025 N/A 0.540   2017/06/09 0.213   2017/05/18 96,905,000 35,391,680 -   - -   -
20407 BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 A HKD 0.850   0.600   0.730   3,300,000 2,440,600 N/A 0.850   2017/06/22 0.163   2017/04/20 325,625,000 89,316,905 -   - -   -
16915 BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 C HKD 0.420   0.305   0.305   261,995,000 97,560,725 N/A 0.420   2017/06/26 0.305   2017/06/30 261,995,000 97,560,725 -   - -   -
13891 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2017 A HKD 1.200   0.920   1.190   355,000 391,600 8,451,345 1.200   2017/06/12 0.165   2017/02/03 176,115,000 50,708,070 0.550   2016/11/28 0.192   2016/12/23
15100 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2017 B HKD 0.680   0.415   0.660   2,860,000 1,675,825 9,362,508 0.680   2017/06/26 0.042   2017/04/20 441,710,000 56,175,050 0.210   2016/12/14 0.092   2016/12/23
26751 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 A HKD 0.820   0.620   0.710   10,870,000 7,595,450 N/A 0.820   2017/06/26 0.249   2017/04/21 462,920,000 164,071,690 -   - -   -
16217 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 B HKD 0.390   0.280   0.305   86,160,000 29,887,925 N/A 0.390   2017/06/09 0.280   2017/06/15 94,920,000 32,637,000 -   - -   -
25770 BNP Paribas Issuance B.V. - Ping An European Wt Jun 2017 A HKD -   -   0.710   0 0 7,190,223 0.710   2017/05/26 0.043   2017/04/19 223,170,000 43,141,335 0.485   2016/09/09 0.097   2016/06/28
15807 BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 A HKD 0.550   0.380   0.445   196,260,000 86,339,800 N/A 0.550   2017/06/26 0.242   2017/05/19 234,630,000 98,601,625 -   - -   -
15803 BNP Paribas Issuance B.V. - Ping An European Wt Nov 2017 A HKD 0.390   0.250   0.280   61,920,000 19,282,750 N/A 0.390   2017/06/12 0.135   2017/05/18 133,550,000 34,226,430 -   - -   -
14241 BNP Paribas Issuance B.V. - Ping An European Wt Oct 2017 A HKD 0.570   0.380   0.445   220,000 96,650 15,979,618 0.570   2017/06/09 0.082   2017/04/19 650,710,000 95,877,710 0.315   2016/11/28 0.115   2016/12/22
15084 BNP Paribas Issuance B.V. - Sands China Euro Wt Apr 2018 A HKD 0.310   0.195   0.223   41,512,000 10,286,960 N/A 0.310   2017/06/19 0.163   2017/05/18 176,620,000 36,217,852 -   - -   -
28030 BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2018 A HKD 0.395   0.235   0.270   30,792,000 11,130,588 N/A 0.395   2017/06/14 0.205   2017/05/19 115,156,000 34,406,188 -   - -   -
13775 BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2019 A HKD 0.019   0.012   0.019   976,000 14,036 9,641 0.026   2017/01/23 0.012   2017/06/05 2,912,000 57,848 0.035   2016/03/31 0.019   2016/08/29
13690 BNP Paribas Issuance B.V. - Sands China Euro Wt Jul 2017 A HKD 0.012   0.012   0.010   160,000 1,920 411,461 0.160   2017/01/11 0.012   2017/06/06 35,096,000 2,468,768 0.330   2016/11/29 0.120   2016/12/29
13835 BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2017 A HKD 0.077   0.037   0.039   34,392,000 1,459,664 3,213,923 0.185   2017/01/11 0.035   2017/05/22 182,124,000 19,283,536 0.325   2016/12/01 0.178   2016/12/09
17034 BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2018 A HKD 0.310   0.290   0.300   5,208,000 1,572,080 N/A 0.310   2017/06/29 0.290   2017/06/28 5,208,000 1,572,080 -   - -   -
29397 BNP Paribas Issuance B.V. - SHK Ppt Euro Warrants Jan 18 A HKD 0.420   0.164   0.167   19,750,000 6,616,500 N/A 0.420   2017/06/07 0.164   2017/06/28 106,430,000 33,487,540 -   - -   -
13833 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD 0.025   0.010   0.010   18,412,000 387,518 8,442,912 0.235   2017/01/18 0.010   2017/06/22 460,778,000 50,657,470 0.345   2016/10/24 0.120   2016/11/21
15311 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Jan 2018 A HKD 0.138   0.050   0.052   97,272,000 7,448,368 24,854,123 0.305   2017/01/18 0.050   2017/06/30 834,990,000 149,124,736 0.220   2016/12/21 0.171   2016/12/29
16371 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Mar 2018 A HKD 0.310   0.137   0.138   120,844,000 26,513,414 N/A 0.310   2017/06/08 0.137   2017/06/30 120,844,000 26,513,414 -   - -   -
13558 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Nov 2017 A HKD 0.181   0.061   0.063   121,564,000 15,873,944 N/A 0.285   2017/04/13 0.061   2017/06/28 320,168,000 56,964,442 -   - -   -
26145 BNP Paribas Issuance B.V. - Stanchart Euro Wts Jan 2018 A HKD 0.325   0.209   0.330   450,000 120,450 N/A 0.670   2017/02/10 0.209   2017/06/23 16,369,000 8,343,050 -   - -   -
14914 BNP Paribas Issuance B.V. - Stanchart Euro Wts May 2018 A HKD 0.650   0.500   0.680   360,000 185,600 N/A 0.670   2017/05/18 0.465   2017/05/05 8,672,000 4,471,728 -   - -   -
15261 BNP Paribas Issuance B.V. - Stanchart Euro Wts Oct 2017 A HKD 0.580   0.325   0.540   3,174,500 1,591,058 6,312,287 0.970   2017/02/10 0.270   2017/04/21 81,944,500 37,873,722 0.430   2016/12/19 0.325   2016/12/28
26120 BNP Paribas Issuance B.V. - SUNAC European Warrants Apr19A HKD 0.860   0.580   0.840   2,730,000 1,944,400 N/A 0.860   2017/06/13 0.211   2017/02/14 57,610,000 16,809,220 -   - -   -
16414 BNP Paribas Issuance B.V. - SUNAC European Warrants Jul18A HKD 0.380   0.375   0.415   600,000 226,500 N/A 0.380   2017/06/13 0.375   2017/06/13 600,000 226,500 -   - -   -
14023 BNP Paribas Issuance B.V. - SUNAC European Warrants Oct18A HKD 0.490   0.320   0.490   3,570,000 1,263,750 N/A 0.490   2017/06/29 0.121   2017/05/05 162,870,000 32,947,240 -   - -   -
14670 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jan 2018 A HKD 1.020   0.345   0.770   6,780,000 4,463,500 N/A 1.020   2017/06/27 0.345   2017/06/06 13,130,000 9,219,850 -   - -   -
15790 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 A HKD 2.860   2.020   3.190   100,000 245,800 3,595,183 2.960   2017/05/10 0.495   2017/01/03 18,300,000 21,571,100 0.520   2016/12/30 0.475   2016/12/30
28997 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 B HKD 0.900   0.242   0.650   42,040,000 22,320,700 N/A 0.900   2017/06/27 0.242   2017/06/06 126,550,000 58,465,200 -   - -   -
15883 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 A HKD 0.019   0.013   0.014   610,000 8,920 50,614,562 0.187   2017/01/04 0.013   2017/06/29 3,309,440,000 303,687,370 -   - -   -
16283 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 B HKD 0.190   0.112   0.138   374,050,000 56,916,480 N/A 0.190   2017/06/05 0.112   2017/06/27 374,050,000 56,916,480 -   - -   -
15083 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2019 C HKD 0.167   0.110   0.121   206,470,000 26,097,750 N/A 0.239   2017/05/08 0.110   2017/06/27 769,070,000 138,724,120 -   - -   -
13893 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Nov 2017 A HKD -   -   0.010   0 0 48,412,252 0.199   2017/01/04 0.013   2017/05/02 2,979,540,000 290,473,510 0.237   2016/12/23 0.154   2016/10/25
10463 BNP Paribas Issuance B.V. - USD/CAD European Wts Dec 2017A HKD 0.141   0.127   0.094   540,000 70,360 N/A 0.141   2017/06/22 0.127   2017/06/26 540,000 70,360 -   - -   -
10459 BNP Paribas Issuance B.V. - USD/CNH European Wts Dec 2017A HKD 0.166   0.136   0.135   5,270,000 851,730 N/A 0.218   2017/05/19 0.136   2017/06/29 5,490,000 899,200 -   - -   -
10461 BNP Paribas Issuance B.V. - USD/CNH European Wts Mar 2018A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10429 BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Jun 2017 B HKD 0.010   0.010   0.010   630,000 6,300 1,764,997 0.145   2017/01/17 0.010   2017/06/19 102,040,000 10,589,980 0.181   2016/12/05 0.107   2016/12/15
10466 BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Mar 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10445 BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Sep 2017 B HKD 0.209   0.097   0.108   12,170,000 1,861,940 2,249,330 0.325   2017/01/24 0.097   2017/06/29 62,620,000 13,495,980 -   - -   -
10428 BNP Paribas Issuance B.V. - USD/YEN Euro Wts Jun 2017 A HKD 0.016   0.010   0.010   620,000 7,390 1,055,970 0.380   2017/01/09 0.010   2017/06/15 55,070,000 6,335,820 0.435   2016/12/16 0.290   2016/12/05
10465 BNP Paribas Issuance B.V. - USD/YEN Euro Wts Mar 2018 A HKD 0.325   0.300   0.330   2,450,000 755,400 N/A 0.325   2017/06/30 0.300   2017/06/21 2,450,000 755,400 -   - -   -
10444 BNP Paribas Issuance B.V. - USD/YEN Euro Wts Sep 2017 A HKD 0.018   0.011   0.015   5,130,000 74,750 584,163 0.220   2017/01/09 0.011   2017/06/06 56,270,000 3,504,980 0.237   2016/12/28 0.213   2016/12/29
20248 BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Aug 2018 A HKD 0.020   0.012   0.014   802,000 13,140 14,847 0.022   2017/02/15 0.012   2017/06/26 5,034,000 89,080 0.068   2016/04/14 0.017   2016/11/16
15782 BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Oct 2017 A HKD 0.430   0.141   0.170   6,165,000 2,077,286 2,406,492 0.540   2017/02/16 0.141   2017/06/27 43,707,000 14,438,952 0.315   2016/12/30 0.310   2016/12/30
29762 BNP Paribas Issuance B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.137   0.085   0.137   108,448,000 12,745,796 11,718,857 0.168   2017/04/13 0.082   2017/05/16 612,266,000 70,313,142 0.157   2016/10/24 0.034   2016/01/22
15258 BNP Paribas Issuance B.V. - Zijin Mining Eu Wts Oct 2017 A HKD 0.101   0.080   0.053   376,000 34,648 4,350,420 0.410   2017/03/24 0.080   2017/06/19 84,476,000 26,102,522 0.230   2016/12/19 0.229   2016/12/19
15241 BNP Paribas Issuance B.V. - ZTE European Wts Feb 2018 B HKD 0.415   0.255   0.380   25,688,000 7,896,260 N/A 0.415   2017/06/27 0.169   2017/05/11 78,640,000 17,516,232 -   - -   -
10452 BNP Paribas Issuance B.V. -AUD/USD European Wts Dec 2017 A HKD 0.151   0.090   0.147   2,830,000 329,650 N/A 0.220   2017/03/21 0.090   2017/06/02 5,080,000 674,640 -   - -   -
14572 BNP Paribas Issuance B.V. -SHK Ppt Euro Wts Jun 2017 A HKD -   -   0.350   0 0 1,443,908 0.770   2017/04/18 0.300   2017/01/03 15,130,000 8,663,450 0.520   2016/12/12 0.250   2016/12/22
13547 BNP Paribas Issuance B.V. -Tencent European Wts Dec 2017 A HKD 0.355   0.215   0.310   11,910,000 3,440,930 13,659,300 0.355   2017/06/27 0.049   2017/01/24 831,880,000 81,955,800 0.192   2016/10/06 0.039   2016/12/20
12351 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Apr 2019 A HKD 0.445   0.335   0.400   3,230,000 1,259,150 N/A 0.445   2017/06/27 0.194   2017/04/11 1,786,140,000 387,584,140 -   - -   -
13541 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Apr 2019 B HKD 0.530   0.425   0.475   1,610,000 802,550 N/A 0.530   2017/06/27 0.280   2017/04/19 74,370,000 25,457,350 -   - -   -
13204 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Aug 2017 A HKD 0.650   0.500   0.600   160,000 98,600 40,922,203 0.650   2017/06/29 0.069   2017/01/24 2,368,590,000 245,533,220 0.280   2016/09/23 0.050   2016/12/20
12571 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Aug 2018 A HKD 0.670   0.570   0.640   6,710,000 4,264,500 4,701,917 0.670   2017/06/28 0.170   2017/01/24 79,820,000 28,211,500 0.355   2016/09/23 0.131   2016/12/28
14305 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Aug 2018 B HKD 0.260   0.181   0.244   37,360,000 8,736,470 N/A 0.260   2017/06/27 0.133   2017/05/05 1,444,290,000 233,161,650 -   - -   -
15809 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Aug 2018 C HKD 0.415   0.310   0.400   7,080,000 2,551,000 N/A 0.415   2017/06/20 0.310   2017/06/01 21,800,000 7,857,000 -   - -   -
14304 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Dec 2017 B HKD 0.480   0.415   0.465   900,000 407,000 N/A 0.480   2017/06/22 0.206   2017/04/25 21,200,000 5,967,710 -   - -   -
13010 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Dec 2018 A HKD 0.660   0.500   0.610   6,060,000 3,549,200 7,891,025 0.660   2017/06/27 0.040   2017/02/16 199,210,000 47,346,150 0.395   2016/09/23 0.150   2016/12/23
16971 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Feb 2018 A HKD 0.180   0.145   0.144   129,180,000 21,225,010 N/A 0.180   2017/06/27 0.145   2017/06/30 129,180,000 21,225,010 -   - -   -
14880 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2018 A HKD 0.820   0.600   0.730   5,870,000 4,477,600 34,389,433 0.820   2017/06/27 0.173   2017/01/04 1,028,960,000 206,336,600 0.215   2016/12/08 0.141   2016/12/23
15423 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2018 B HKD 1.100   0.940   1.030   1,580,000 1,589,900 4,095,033 1.100   2017/06/27 0.300   2017/01/04 55,340,000 24,570,200 0.310   2016/12/30 0.249   2016/12/28
15233 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2018 C HKD 2.500   1.490   2.030   7,489,000 14,792,540 N/A 2.500   2017/06/27 1.080   2017/05/10 68,988,000 91,127,590 -   - -   -
15908 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2018 D HKD 1.040   0.630   0.740   293,286,000 248,852,240 N/A 1.040   2017/06/09 0.630   2017/06/01 332,141,000 283,231,770 -   - -   -
19467 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2019 A HKD 0.510   0.510   0.550   500,000 255,000 N/A 0.540   2017/05/29 0.209   2017/03/01 459,900,000 114,103,060 -   - -   -
26732 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2019 B HKD 0.790   0.630   0.740   2,690,000 1,887,400 N/A 0.790   2017/06/27 0.310   2017/03/01 93,490,000 40,675,750 -   - -   -
16109 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jan 2019 C HKD 0.204   0.161   0.161   545,280,000 98,573,200 N/A 0.217   2017/05/26 0.161   2017/06/30 688,510,000 126,294,650 -   - -   -
25777 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2017 A HKD 1.370   1.230   1.370   27,000,000 34,046,500 8,072,592 1.370   2017/06/28 0.420   2017/01/04 45,090,000 48,435,550 0.740   2016/09/23 0.181   2016/02/12
13890 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2017 B HKD 0.760   0.570   0.740   260,000 159,600 6,503,247 0.760   2017/06/27 0.012   2017/01/06 358,580,000 39,019,480 0.250   2016/10/20 0.052   2016/12/19
15099 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2017 C HKD 5.020   2.630   4.570   11,930,000 47,353,350 123,478,174 5.020   2017/06/27 0.335   2017/03/03 1,363,008,000 740,869,045 0.485   2016/12/30 0.305   2016/12/19
15301 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2017 D HKD 0.860   0.850   0.900   800,000 687,000 5,342,357 0.860   2017/06/22 0.131   2017/01/04 182,380,000 32,054,140 0.139   2016/12/30 0.099   2016/12/23
19442 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2017 E HKD 0.300   0.010   0.010   140,382,000 16,541,872 N/A 0.490   2017/05/23 0.010   2017/06/27 1,908,093,000 191,169,520 -   - -   -
15049 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2018 A HKD 0.810   0.560   0.740   3,460,000 2,492,900 43,072,777 0.810   2017/06/27 0.209   2017/01/04 1,076,970,000 258,436,660 0.224   2016/12/14 0.178   2016/12/23
16150 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jul 2018 B HKD 0.232   0.175   0.195   735,770,000 150,153,060 N/A 0.232   2017/06/09 0.175   2017/06/01 820,660,000 168,357,040 -   - -   -
27037 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Jun 2017 A HKD -   -   0.950   0 0 3,960,298 0.630   2017/04/26 0.182   2017/01/03 104,340,000 23,761,790 0.450   2016/09/23 0.109   2016/05/06
13150 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Mar 2018 A HKD 0.460   0.325   0.410   13,790,000 5,614,150 11,570,352 0.460   2017/06/27 0.084   2017/01/24 563,480,000 69,422,110 0.255   2016/09/23 0.069   2016/12/23
15793 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Mar 2018 B HKD 0.330   0.265   0.300   400,000 113,400 N/A 0.330   2017/06/20 0.221   2017/05/18 49,860,000 11,784,480 -   - -   -
15794 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt May 2018 A HKD 0.335   0.238   0.305   100,040,000 27,428,880 N/A 0.335   2017/06/27 0.224   2017/05/18 173,720,000 47,229,950 -   - -   -
15799 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Nov 2018 A HKD 0.315   0.231   0.280   136,550,000 36,469,570 N/A 0.320   2017/05/23 0.231   2017/06/01 181,270,000 47,958,470 -   - -   -
12889 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Oct 2017 A HKD 0.770   0.680   0.750   520,000 368,600 17,390,507 0.770   2017/06/09 0.129   2017/01/04 656,720,000 104,343,040 0.350   2016/09/08 0.096   2016/12/23
16108 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Oct 2018 A HKD 0.207   0.160   0.173   734,380,000 135,660,240 N/A 0.218   2017/05/26 0.160   2017/06/01 868,800,000 161,836,640 -   - -   -
13626 BNP Paribas Issuance B.V. -Tencent Hldgs Eu Wt Sep 2017 A HKD 0.550   0.390   0.550   6,720,000 2,834,600 14,667,903 0.550   2017/06/27 0.057   2017/01/24 1,062,030,000 88,007,420 0.228   2016/10/06 0.045   2016/12/20
10464 BNP Paribas Issuance B.V. -USD/CAD European Put Wts Dec17B HKD -   -   0.465   0 0 N/A 0.280   2017/05/17 0.260   2017/05/15 600,000 161,000 -   - -   -
10460 BNP Paribas Issuance B.V. -USD/CNH European Put Wts Dec17B HKD 0.325   0.275   0.315   630,000 189,150 N/A 0.325   2017/06/08 0.229   2017/05/24 1,090,000 308,550 -   - -   -
10462 BNP Paribas Issuance B.V. -USD/CNH European Put Wts Mar18B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10453 BNP Paribas Issuance B.V.- AUD/USD Euro Put Wts Dec 2017 B HKD 0.182   0.099   0.099   1,310,000 206,460 N/A 0.222   2017/03/10 0.099   2017/06/29 6,190,000 1,159,370 -   - -   -
16993 BNP Paribas Issuance B.V.-Dongfeng Motor Eur Wt Mar 2018 A HKD 0.600   0.415   0.415   26,400,000 13,700,380 N/A 0.600   2017/06/27 0.415   2017/06/30 26,400,000 13,700,380 -   - -   -
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD 0.280   0.280   0.280   250,000 71,500 196,579 0.280   2017/06/12 0.187   2017/01/03 5,539,000 1,179,476 0.219   2016/11/11 0.118   2016/02/29
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.485   0 0 5,267 0.395   2017/05/12 0.395   2017/05/12 80,000 31,600 0.410   2016/12/09 0.192   2016/02/15
16654 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 C HKD 0.400   0.285   0.395   55,336,600 20,255,286 N/A 0.400   2017/06/30 0.285   2017/06/15 55,336,600 20,255,286 -   - -   -
14830 BOCI Asia Ltd. - A50 China European Warrants Jul 2017 A HKD 0.095   0.011   0.023   6,170,100 316,309 405,201 0.255   2017/02/13 0.011   2017/06/21 26,085,200 2,431,205 0.510   2016/12/09 0.227   2016/12/20
14400 BOCI Asia Ltd. - A50 China European Warrants Sep 2017 A HKD 0.385   0.230   0.380   112,686,600 34,771,269 N/A 0.385   2017/06/12 0.098   2017/05/08 215,355,100 60,620,107 -   - -   -
16043 BOCI Asia Ltd. - AAC Tech European Warrants Apr 2018 A HKD 0.355   0.315   0.340   12,600,000 4,466,750 N/A 0.355   2017/06/07 0.315   2017/06/07 12,600,000 4,466,750 -   - -   -
13496 BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 A HKD 0.190   0.160   0.174   3,540,000 613,915 N/A 0.275   2017/05/02 0.105   2017/05/18 154,525,000 28,880,595 -   - -   -
16039 BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14569 BOCI Asia Ltd. - AAC Tech European Warrants Jan 2018 A HKD 0.198   0.154   0.178   20,205,000 3,526,990 N/A 0.305   2017/05/10 0.118   2017/05/18 1,185,935,000 252,731,705 -   - -   -
11783 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 A HKD 0.186   0.135   0.174   5,605,000 932,795 N/A 0.315   2017/04/28 0.100   2017/05/18 242,255,000 44,316,180 -   - -   -
14646 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 B HKD 0.184   0.106   0.147   231,410,000 35,624,400 N/A 0.265   2017/04/28 0.089   2017/05/18 546,885,000 73,617,175 -   - -   -
14645 BOCI Asia Ltd. - AAC Tech European Warrants Sep 2018 A HKD 0.220   0.175   0.203   10,600,000 2,161,950 N/A 0.350   2017/05/02 0.142   2017/05/18 340,700,000 91,517,550 -   - -   -
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.107   0.025   0.035   31,648,000 2,951,122 4,857,726 0.207   2017/02/20 0.025   2017/06/23 275,467,000 29,146,356 0.175   2016/09/13 0.102   2016/11/24
15211 BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A HKD -   -   0.020   0 0 84,228 0.300   2017/01/03 0.021   2017/04/27 5,184,000 505,370 0.305   2016/12/19 0.275   2016/12/28
15553 BOCI Asia Ltd. - AIA European Put Warrants Nov 2017 A HKD 0.185   0.176   0.112   820,000 150,800 N/A 0.227   2017/05/18 0.176   2017/06/01 7,208,000 1,498,560 -   - -   -
16966 BOCI Asia Ltd. - AIA European Warrants Dec 2017 A HKD 0.206   0.153   0.166   271,736,000 51,391,568 N/A 0.206   2017/06/28 0.153   2017/06/30 271,736,000 51,391,568 -   - -   -
14996 BOCI Asia Ltd. - AIA European Warrants Jul 2017 A HKD -   -   0.840   0 0 137,661,187 0.550   2017/05/04 0.168   2017/01/04 3,625,890,000 825,967,120 0.240   2016/12/14 0.166   2016/12/29
16378 BOCI Asia Ltd. - AIA European Warrants Jul 2017 B HKD -   -   1.050   0 0 N/A 0.700   2017/05/08 0.234   2017/01/05 491,360,000 142,662,856 -   - -   -
28903 BOCI Asia Ltd. - AIA European Warrants Oct 2017 A HKD 0.370   0.240   0.275   23,882,000 6,423,212 N/A 0.370   2017/06/22 0.129   2017/04/25 2,137,594,000 518,999,200 -   - -   -
15540 BOCI Asia Ltd. - AIA European Warrants Oct 2017 B HKD 0.295   0.185   0.217   1,857,398,000 399,007,122 N/A 0.295   2017/06/22 0.184   2017/05/29 3,826,476,000 816,841,814 -   - -   -
27345 BOCI Asia Ltd. - AIA European Warrants Sep 2017 A HKD 0.650   0.490   0.580   88,000 53,720 N/A 0.650   2017/06/22 0.152   2017/04/19 6,076,874,000 1,364,501,536 -   - -   -
24863 BOCI Asia Ltd. - BOC HK European Warrants Dec 2017 A HKD 0.610   0.355   0.590   510,000 238,950 N/A 0.610   2017/06/29 0.173   2017/04/19 21,580,000 5,436,115 -   - -   -
15619 BOCI Asia Ltd. - BOC HK European Warrants Jan 2018 A HKD 0.425   0.192   0.360   23,395,000 7,433,800 N/A 0.425   2017/06/29 0.181   2017/05/17 38,705,000 10,524,590 -   - -   -
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   1.160   0 0 16,667 0.520   2017/02/14 0.480   2017/03/09 200,000 100,000 0.420   2016/09/09 0.155   2016/06/24
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD -   -   0.028   0 0 0 -   - -   - 0 0 0.211   2016/06/24 0.034   2016/09/09
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.400   0.400   0.300   365,000 146,000 1,528,426 0.570   2017/02/16 0.215   2017/02/01 30,386,000 9,170,555 0.375   2016/08/17 0.160   2016/06/28
27846 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 C HKD 0.086   0.022   0.023   11,090,000 449,372 N/A 0.255   2017/02/17 0.022   2017/06/30 2,121,210,000 205,264,717 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.320   0.208   0.215   4,883,000 1,280,468 7,432,099 0.450   2017/02/16 0.172   2017/05/05 203,133,000 44,592,593 0.425   2016/09/09 0.144   2016/06/27
28518 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 B HKD 0.053   0.017   0.017   20,660,000 754,820 N/A 0.166   2017/02/22 0.017   2017/06/28 63,554,000 3,667,069 -   - -   -
17117 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 C HKD 0.164   0.160   0.164   950,000 154,060 N/A 0.164   2017/06/30 0.160   2017/06/30 950,000 154,060 -   - -   -
15586 BOCI Asia Ltd. - BOCL European Warrants Jan 2018 A HKD 0.211   0.110   0.112   348,833,000 50,895,887 N/A 0.228   2017/05/17 0.110   2017/06/30 629,906,000 105,261,934 -   - -   -
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD 0.103   0.070   0.079   3,650,000 309,950 377,708 0.103   2017/06/14 0.058   2017/05/23 27,100,000 2,266,250 0.197   2016/07/15 0.072   2016/12/23
16860 BOCI Asia Ltd. - BYD European Warrants Dec 2017 A HKD 0.395   0.290   0.290   6,715,000 2,531,550 N/A 0.395   2017/06/27 0.290   2017/06/30 6,715,000 2,531,550 -   - -   -
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.038   0.026   0.025   550,000 16,850 7,692,158 0.053   2017/01/13 0.015   2017/05/18 1,124,400,000 46,152,950 0.173   2016/09/07 0.040   2016/12/28
16657 BOCI Asia Ltd. - CC Bank European Put Warrants Oct 2017 C HKD 0.260   0.197   0.240   20,798,000 4,456,056 N/A 0.260   2017/06/15 0.197   2017/06/20 20,798,000 4,456,056 -   - -   -
28665 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 A HKD 0.043   0.010   0.010   34,414,000 812,453 N/A 0.164   2017/02/23 0.010   2017/06/30 3,046,464,000 306,331,837 -   - -   -
11297 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 B HKD 0.210   0.045   0.045   138,845,000 18,937,221 N/A 0.370   2017/03/21 0.045   2017/06/30 3,925,482,000 518,205,808 -   - -   -
14647 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 D HKD 0.390   0.162   0.169   2,289,000 601,690 N/A 0.390   2017/06/05 0.162   2017/06/30 5,850,000 1,389,466 -   - -   -
15605 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 A HKD -   -   0.600   0 0 10,825 0.510   2017/02/10 0.395   2017/02/08 140,000 64,950 0.620   2016/12/30 0.490   2016/12/29
18330 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 B HKD 0.107   0.010   0.010   112,726,000 6,264,261 N/A 0.228   2017/02/24 0.010   2017/06/29 4,335,620,000 595,478,148 -   - -   -
25278 BOCI Asia Ltd. - CC Bank European Warrants Jun 2017 A HKD -   -   0.205   0 0 N/A 0.440   2017/02/23 0.111   2017/05/05 125,786,000 22,903,052 -   - -   -
28521 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 A HKD 0.119   0.047   0.048   27,786,000 2,336,797 N/A 0.226   2017/02/23 0.047   2017/06/30 105,080,000 11,403,933 -   - -   -
16778 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 B HKD 0.223   0.138   0.139   18,144,000 3,286,673 N/A 0.223   2017/06/20 0.138   2017/06/30 18,144,000 3,286,673 -   - -   -
13469 BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.134   0.050   0.052   3,770,814,000 281,396,203 N/A 0.145   2017/04/26 0.050   2017/06/30 6,507,592,000 553,220,806 -   - -   -
16655 BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 B HKD 0.247   0.147   0.151   1,287,695,000 251,955,120 N/A 0.247   2017/06/20 0.147   2017/06/30 1,287,695,000 251,955,120 -   - -   -
15585 BOCI Asia Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.207   0.059   0.060   2,157,251,000 278,844,123 N/A 0.218   2017/05/15 0.059   2017/06/30 3,375,823,000 438,963,568 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.109   0.087   0.095   19,970,000 1,935,315 1,922,914 0.171   2017/02/17 0.085   2017/05/12 100,640,000 11,537,485 0.231   2016/11/28 0.150   2016/12/29
15716 BOCI Asia Ltd. - Ch Comm Cons European Warrants Nov 2018 A HKD -   -   0.123   0 0 N/A 0.189   2017/05/17 0.174   2017/05/19 74,350,000 13,569,970 -   - -   -
15043 BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A HKD -   -   0.147   0 0 1,997,467 0.290   2017/03/27 0.135   2017/01/03 58,900,000 11,984,800 0.154   2016/12/14 0.124   2016/12/20
16660 BOCI Asia Ltd. - Ch Overseas European Warrants Feb 2018 A HKD 0.177   0.159   0.168   1,520,000 254,380 N/A 0.177   2017/06/19 0.159   2017/06/30 1,520,000 254,380 -   - -   -
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD -   -   0.020   0 0 3,251,280 0.102   2017/02/09 0.014   2017/03/30 267,060,000 19,507,680 0.380   2016/09/05 0.037   2016/12/29
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.138   0.066   0.071   61,600,000 6,561,360 11,800,220 0.235   2017/03/16 0.062   2017/05/08 526,900,000 70,801,320 0.255   2016/11/28 0.113   2016/12/29
20121 BOCI Asia Ltd. - Chi Res Land European Warrants Oct 2017 A HKD -   -   0.520   0 0 N/A 0.500   2017/03/22 0.285   2017/01/10 56,140,000 22,231,000 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD 0.013   0.013   0.013   300,000 3,900 59,960,000 0.190   2017/01/03 0.013   2017/06/21 4,457,190,000 359,760,000 0.204   2016/12/23 0.136   2016/12/08
28180 BOCI Asia Ltd. - China Life European Put Warrants Sep 2017 B HKD 0.056   0.053   0.067   200,000 10,900 N/A 0.167   2017/03/01 0.053   2017/06/07 870,180,000 112,634,790 -   - -   -
28171 BOCI Asia Ltd. - China Life European Warrants Apr 2018 A HKD 0.237   0.198   0.163   940,000 202,500 N/A 0.255   2017/02/21 0.124   2017/04/19 53,980,000 9,729,200 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD -   -   0.510   0 0 214,333 0.580   2017/03/21 0.420   2017/04/10 2,440,000 1,286,000 0.380   2016/09/19 0.265   2016/09/14
15212 BOCI Asia Ltd. - China Life European Warrants Aug 2017 B HKD 0.185   0.068   0.072   46,720,000 5,888,650 479,397,702 0.240   2017/02/15 0.068   2017/06/30 18,924,940,000 2,876,386,210 0.095   2016/12/16 0.071   2016/12/20
16488 BOCI Asia Ltd. - China Life European Warrants Aug 2017 C HKD -   -   0.385   0 0 N/A 0.215   2017/01/05 0.201   2017/01/05 530,000 111,510 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD -   -   0.495   0 0 78,225 0.495   2017/03/29 0.260   2017/01/03 1,070,000 469,350 0.435   2016/11/28 0.178   2016/11/09
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.320   0.197   0.202   10,360,000 2,492,190 2,623,228 0.340   2017/05/31 0.131   2017/01/05 73,400,000 15,739,370 0.249   2016/11/30 0.104   2016/12/20
28528 BOCI Asia Ltd. - China Life European Warrants Dec 2017 C HKD 0.164   0.051   0.055   11,014,810,000 893,460,060 N/A 0.234   2017/02/22 0.051   2017/06/30 11,030,030,000 895,971,450 -   - -   -
27004 BOCI Asia Ltd. - China Life European Warrants Jan 2018 A HKD 0.204   0.120   0.124   3,280,810,000 589,435,590 N/A 0.270   2017/02/15 0.106   2017/04/19 18,098,950,000 3,370,967,460 -   - -   -
24879 BOCI Asia Ltd. - China Life European Warrants Jun 2017 A HKD -   -   0.280   0 0 N/A 0.295   2017/02/15 0.096   2017/02/03 3,081,320,000 355,555,720 -   - -   -
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.420   0.305   0.290   1,260,000 435,800 71,100,623 0.420   2017/06/09 0.162   2017/01/03 2,230,360,000 426,603,740 0.310   2016/11/28 0.108   2016/11/09
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD -   -   0.600   0 0 291,225 0.720   2017/05/25 0.330   2017/01/09 3,850,000 1,747,350 0.490   2016/11/28 0.189   2016/06/24
29379 BOCI Asia Ltd. - China Life European Warrants Sep 2017 C HKD 0.089   0.039   0.039   9,760,000 567,380 N/A 0.183   2017/03/17 0.039   2017/06/29 18,909,060,000 1,755,656,190 -   - -   -
14558 BOCI Asia Ltd. - China Life European Warrants Sep 2017 D HKD 0.350   0.330   0.236   760,000 259,400 N/A 0.375   2017/05/31 0.194   2017/05/05 15,380,000 4,080,400 -   - -   -
15603 BOCI Asia Ltd. - China Mobile European Put Wts Jul 2017 B HKD -   -   0.020   0 0 410,014 0.300   2017/01/03 0.021   2017/05/17 25,640,000 2,460,085 0.335   2016/12/29 0.300   2016/12/30
16520 BOCI Asia Ltd. - China Mobile European Put Wts Nov 2017 A HKD 0.360   0.335   0.360   1,640,000 569,325 N/A 0.360   2017/06/30 0.335   2017/06/14 1,640,000 569,325 -   - -   -
26941 BOCI Asia Ltd. - China Mobile European Warrants Aug 2017 A HKD 0.036   0.010   0.010   31,110,000 444,375 N/A 0.290   2017/02/13 0.010   2017/06/23 28,322,350,000 4,257,115,975 -   - -   -
16519 BOCI Asia Ltd. - China Mobile European Warrants Dec 2017 A HKD 0.310   0.235   0.241   2,150,000 532,980 N/A 0.310   2017/06/12 0.235   2017/06/30 2,150,000 532,980 -   - -   -
15601 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 A HKD -   -   0.034   0 0 80,171 0.610   2017/02/20 0.255   2017/05/15 1,345,000 481,025 0.490   2016/12/30 0.420   2016/12/29
26942 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 C HKD -   -   0.020   25,000 1,225 N/A 0.335   2017/03/21 0.044   2017/05/15 4,887,825,000 433,474,360 -   - -   -
15042 BOCI Asia Ltd. - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 276,721,615 0.350   2017/01/27 0.030   2017/05/22 5,728,340,000 1,660,329,690 0.335   2016/12/14 0.217   2016/12/28
14095 BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 A HKD 0.214   0.060   0.061   10,087,060,000 971,415,850 N/A 0.235   2017/05/08 0.060   2017/06/30 10,105,380,000 975,337,410 -   - -   -
16651 BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 B HKD 0.238   0.125   0.129   1,605,725,000 222,759,295 N/A 0.238   2017/06/16 0.125   2017/06/30 1,605,725,000 222,759,295 -   - -   -
13111 BOCI Asia Ltd. - China Mobile European Warrants Sep 2017 A HKD 0.157   0.046   0.048   5,126,695,000 615,208,520 N/A 0.405   2017/04/05 0.046   2017/06/30 19,209,735,000 2,980,221,165 -   - -   -
21347 BOCI Asia Ltd. - China Shenhua European Warrants Oct 2017 A HKD -   -   0.435   0 0 N/A 0.415   2017/03/20 0.132   2017/03/10 184,925,000 36,202,570 -   - -   -
20120 BOCI Asia Ltd. - China Tel European Warrants Oct 2017 A HKD 0.270   0.125   0.125   67,534,000 11,838,172 N/A 0.360   2017/02/10 0.125   2017/06/30 556,244,000 117,131,282 -   - -   -
14945 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A HKD -   -   0.204   0 0 41,884,463 0.190   2017/05/29 0.071   2017/03/06 3,057,400,000 251,306,780 0.139   2016/12/12 0.083   2016/12/23
23229 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 B HKD 0.295   0.285   0.295   160,000 46,400 N/A 0.295   2017/06/01 0.130   2017/03/07 31,640,000 5,134,780 -   - -   -
17119 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 C HKD 0.620   0.580   0.610   216,000 131,340 N/A 0.620   2017/06/30 0.580   2017/06/30 216,000 131,340 -   - -   -
29268 BOCI Asia Ltd. - China Unicom European Warrants Oct 2017 A HKD 1.100   0.620   0.750   34,838,000 30,417,900 N/A 1.100   2017/06/23 0.310   2017/03/06 428,976,000 229,541,150 -   - -   -
18052 BOCI Asia Ltd. - China Vanke European Warrants Jul 2017 A HKD 0.235   0.152   0.186   8,728,000 1,790,163 N/A 0.310   2017/03/17 0.152   2017/06/22 154,922,000 30,532,619 -   - -   -
15044 BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A HKD 0.111   0.059   0.087   44,159,000 3,740,993 7,030,274 0.235   2017/03/16 0.041   2017/05/08 362,448,000 42,181,644 0.186   2016/12/13 0.091   2016/12/23
20114 BOCI Asia Ltd. - CITIC European Warrants Oct 2017 A HKD -   -   0.130   0 0 N/A 0.179   2017/02/14 0.077   2017/04/20 69,580,000 8,831,810 -   - -   -
17118 BOCI Asia Ltd. - CITIC Sec European Warrants Jul 2018 A HKD 0.193   0.185   0.192   490,000 93,955 N/A 0.193   2017/06/30 0.185   2017/06/30 490,000 93,955 -   - -   -
18234 BOCI Asia Ltd. - CITIC Sec European Warrants Nov 2017 A HKD 0.151   0.115   0.132   86,065,000 11,525,420 N/A 0.285   2017/02/20 0.115   2017/06/16 261,930,000 43,992,810 -   - -   -
28672 BOCI Asia Ltd. - CKH European Warrants Aug 2017 A HKD -   -   0.142   0 0 N/A 0.380   2017/05/25 0.151   2017/04/18 29,570,000 8,541,985 -   - -   -
14482 BOCI Asia Ltd. - CKH European Warrants Jun 2017 A HKD -   -   0.029   0 0 2,524,553 0.179   2017/02/28 0.024   2017/04/20 123,660,000 15,147,320 0.385   2016/11/24 0.117   2016/12/21
16036 BOCI Asia Ltd. - CKH European Warrants Nov 2017 A HKD 0.290   0.244   0.237   300,000 80,700 N/A 0.430   2017/05/25 0.244   2017/06/27 2,990,000 1,163,850 -   - -   -
16456 BOCI Asia Ltd. - CKP European Warrants Aug 2017 A HKD 0.970   0.730   0.950   1,515,000 1,468,000 N/A 0.970   2017/06/19 0.305   2017/03/09 58,025,000 25,344,375 -   - -   -
16963 BOCI Asia Ltd. - CKP European Warrants Dec 2017 A HKD 0.275   0.241   0.249   1,110,000 276,475 N/A 0.275   2017/06/27 0.241   2017/06/30 1,110,000 276,475 -   - -   -
13672 BOCI Asia Ltd. - CKP European Warrants Oct 2017 A HKD 0.455   0.345   0.410   5,880,000 2,399,750 N/A 0.455   2017/06/26 0.153   2017/04/19 26,810,000 6,311,505 -   - -   -
16349 BOCI Asia Ltd. - CM Bank European Warrants Dec 2017 A HKD 1.080   0.500   0.830   9,935,500 7,701,035 N/A 1.080   2017/06/09 0.500   2017/06/22 9,935,500 7,701,035 -   - -   -
12924 BOCI Asia Ltd. - CM Bank European Warrants Jun 2017 A HKD -   -   0.390   0 0 720,395 0.320   2017/05/23 0.090   2017/04/27 27,230,000 4,322,370 0.280   2016/09/05 0.208   2016/09/15
15620 BOCI Asia Ltd. - CM Bank European Warrants Mar 2018 A HKD -   -   0.365   0 0 N/A 0.375   2017/05/25 0.213   2017/05/18 13,630,000 3,392,930 -   - -   -
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD -   -   0.073   0 0 423,648 0.107   2017/03/10 0.073   2017/04/07 27,810,000 2,541,890 0.162   2016/08/03 0.086   2016/12/02
14999 BOCI Asia Ltd. - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 93,984,007 0.370   2017/01/06 0.010   2017/05/16 2,672,284,000 563,904,042 0.560   2016/12/14 0.249   2016/12/28
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD -   -   0.036   0 0 484,378 0.127   2017/01/06 0.040   2017/05/05 42,470,000 2,906,270 0.176   2016/07/13 0.100   2016/12/23
15613 BOCI Asia Ltd. - CNOOC European Warrants Nov 2017 B HKD 0.365   0.197   0.207   163,466,000 38,215,287 N/A 0.560   2017/05/16 0.197   2017/06/27 179,256,000 45,370,837 -   - -   -
29019 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 A HKD 0.027   0.025   0.020   160,000 4,160 N/A 0.300   2017/03/02 0.025   2017/06/19 1,755,398,000 342,627,176 -   - -   -
12137 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 B HKD 0.168   0.052   0.052   1,058,114,000 135,863,815 N/A 0.560   2017/04/07 0.052   2017/06/28 2,955,785,000 709,857,278 -   - -   -
14395 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.610   0.370   0.600   169,865,200 79,813,484 N/A 0.610   2017/06/29 0.198   2017/05/05 292,850,000 125,102,111 -   - -   -
16652 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 B HKD 0.395   0.285   0.380   63,109,800 22,203,261 N/A 0.395   2017/06/30 0.285   2017/06/21 63,109,800 22,203,261 -   - -   -
14831 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.236   0.060   0.149   13,706,000 2,254,936 669,584 0.320   2017/02/21 0.057   2017/04/28 27,965,200 4,017,502 0.500   2016/12/09 0.202   2016/12/30
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.315   0.315   0.340   1,000,000 315,000 52,798 0.315   2017/06/08 0.315   2017/06/08 1,008,000 316,788 0.217   2016/04/21 0.165   2016/02/16
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.133   0.132   0.139   188,000 24,490 435,005 0.133   2017/06/13 0.083   2017/05/08 25,628,000 2,610,032 0.146   2016/11/30 0.110   2016/09/26
15047 BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A HKD -   -   7.890   0 0 4,004,176 2.840   2017/04/18 0.460   2017/01/17 38,455,000 24,025,055 0.680   2016/12/13 0.420   2016/12/23
13493 BOCI Asia Ltd. - Evergrande European Warrants Oct 2017 A HKD 9.320   5.310   5.690   1,355,000 9,675,590 N/A 9.320   2017/06/07 0.880   2017/05/08 8,679,000 22,227,430 -   - -   -
29585 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Aug 2017 C HKD -   -   0.020   0 0 N/A 0.207   2017/03/09 0.042   2017/05/02 99,800,000 11,603,440 -   - -   -
14550 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Jun 2017 A HKD -   -   0.012   0 0 383,780 0.355   2017/01/03 0.043   2017/03/16 12,110,000 2,302,680 0.365   2016/12/28 0.184   2016/12/01
15614 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Nov 2017 B HKD 0.100   0.088   0.062   1,200,000 91,700 N/A 0.255   2017/05/18 0.088   2017/06/07 17,350,000 3,296,860 -   - -   -
27338 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 A HKD -   -   0.930   0 0 N/A 0.650   2017/04/18 0.300   2017/02/22 9,030,000 3,493,600 -   - -   -
29565 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 B HKD 0.500   0.245   0.350   46,120,000 15,899,240 N/A 0.500   2017/06/13 0.108   2017/05/18 1,899,410,000 382,595,540 -   - -   -
16351 BOCI Asia Ltd. - Galaxy Ent European Warrants Dec 2017 A HKD 0.400   0.370   0.450   720,000 274,400 N/A 0.400   2017/06/05 0.370   2017/06/05 720,000 274,400 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.630   0.385   0.640   3,700,000 1,809,800 58,705,668 0.630   2017/06/28 0.121   2017/02/08 1,702,840,000 352,234,010 0.410   2016/12/01 0.150   2016/12/29
15538 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 A HKD 0.520   0.495   0.600   20,000 10,150 N/A 0.520   2017/06/05 0.244   2017/05/18 25,490,000 8,538,880 -   - -   -
16715 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 C HKD 0.270   0.181   0.195   207,070,000 41,756,240 N/A 0.270   2017/06/20 0.181   2017/06/28 207,070,000 41,756,240 -   - -   -
13504 BOCI Asia Ltd. - Galaxy Ent European Warrants Oct 2017 A HKD 0.320   0.155   0.210   755,910,000 173,834,200 N/A 0.320   2017/06/20 0.066   2017/05/22 1,597,340,000 315,726,000 -   - -   -
28380 BOCI Asia Ltd. - Geely Auto European Put Warrants Aug 2017 B HKD 0.156   0.012   0.010   46,905,000 3,295,315 N/A 1.190   2017/03/01 0.012   2017/06/21 100,690,000 29,888,910 -   - -   -
16517 BOCI Asia Ltd. - Geely Auto European Put Warrants Mar 2018 A HKD 0.218   0.145   0.127   24,775,000 5,115,805 N/A 0.218   2017/06/12 0.145   2017/06/27 24,775,000 5,115,805 -   - -   -
27847 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 A HKD 6.540   4.510   7.250   920,000 5,201,400 N/A 6.540   2017/06/27 1.990   2017/05/10 6,000,000 18,482,900 -   - -   -
14385 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 C HKD 4.180   1.340   4.150   1,885,000 3,913,700 N/A 4.180   2017/06/29 0.430   2017/05/04 91,330,000 61,148,450 -   - -   -
15206 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A HKD 0.780   0.460   0.780   1,660,000 1,161,100 73,578,392 0.780   2017/06/29 0.151   2017/01/06 2,150,190,000 441,470,350 0.193   2016/12/16 0.138   2016/12/28
14826 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A HKD 0.750   0.730   1.060   120,000 88,800 191,836 0.750   2017/06/08 0.223   2017/01/03 3,090,000 1,151,015 0.295   2016/12/07 0.189   2016/12/23
14390 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 B HKD 0.320   0.320   0.610   200,000 64,000 N/A 0.320   2017/06/02 0.141   2017/05/05 72,400,000 12,719,250 -   - -   -
15208 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A HKD 0.810   0.475   0.800   2,900,000 1,810,750 107,165,850 0.810   2017/06/29 0.126   2017/01/03 1,947,700,000 642,995,100 0.153   2016/12/16 0.121   2016/12/23
26100 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 A HKD 0.860   0.600   0.840   70,000 49,000 N/A 0.860   2017/06/29 0.295   2017/02/07 1,760,000 655,500 -   - -   -
11542 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 B HKD 0.470   0.196   0.440   45,300,000 11,724,900 N/A 0.470   2017/06/29 0.089   2017/05/05 198,550,000 37,263,050 -   - -   -
16516 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 C HKD 0.395   0.231   0.365   286,925,000 75,236,905 N/A 0.395   2017/06/29 0.231   2017/06/16 286,925,000 75,236,905 -   - -   -
26938 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2017 A HKD 4.020   1.810   5.600   6,065,000 17,047,500 N/A 4.020   2017/06/09 0.560   2017/05/04 119,850,000 194,760,100 -   - -   -
14827 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A HKD -   -   0.980   0 0 219,017 0.510   2017/03/31 0.207   2017/01/03 4,855,000 1,314,100 0.295   2016/12/09 0.194   2016/12/28
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD 0.880   0.550   0.860   4,880,000 3,838,350 4,783,432 0.880   2017/06/29 0.076   2017/01/03 157,320,000 28,700,590 0.157   2016/11/28 0.067   2016/12/28
16777 BOCI Asia Ltd. - Greatwall Motor European Warrants Aug 2018A HKD 0.196   0.150   0.138   11,750,000 2,143,725 N/A 0.196   2017/06/20 0.150   2017/06/28 11,750,000 2,143,725 -   - -   -
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.227   0.051   0.093   52,200,000 7,510,890 8,410,991 0.227   2017/06/13 0.038   2017/05/05 477,015,000 50,465,945 0.126   2016/10/27 0.066   2016/12/29
18254 BOCI Asia Ltd. - Haitong Sec European Warrants Oct 2017 A HKD 0.050   0.028   0.032   81,576,000 2,689,748 N/A 0.186   2017/01/18 0.028   2017/06/16 279,796,000 22,158,040 -   - -   -
14946 BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A HKD -   -   0.020   0 0 317,159 0.100   2017/02/17 0.025   2017/04/11 28,732,000 1,902,956 0.123   2016/12/09 0.066   2016/12/29
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.090   0.060   0.070   1,317,200,000 96,768,640 230,041,863 0.247   2017/01/03 0.060   2017/06/29 11,105,690,000 1,380,251,180 0.280   2016/12/28 0.191   2016/11/28
15609 BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.025   0.018   0.018   1,000,000 21,500 130,207,242 0.136   2017/01/04 0.018   2017/06/19 7,864,490,000 781,243,450 0.155   2016/12/29 0.133   2016/12/30
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.124   0.082   0.093   678,100,000 63,248,570 11,298,772 0.142   2017/02/16 0.052   2017/05/08 732,610,000 67,792,630 0.295   2016/09/22 0.090   2016/12/28
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.146   0.089   0.115   60,390,000 7,373,290 298,960,613 0.200   2017/02/21 0.085   2017/05/25 18,500,910,000 1,793,763,680 0.325   2016/09/13 0.133   2016/12/30
14545 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 D HKD 0.255   0.198   0.226   12,660,000 2,936,740 N/A 0.255   2017/06/08 0.156   2017/05/05 22,960,000 4,659,500 -   - -   -
27825 BOCI Asia Ltd. - HKEX European Warrants Feb 2018 A HKD 0.140   0.078   0.104   20,520,190,000 2,237,146,840 N/A 0.212   2017/02/17 0.067   2017/05/24 20,532,530,000 2,238,663,650 -   - -   -
26952 BOCI Asia Ltd. - HKEX European Warrants Jan 2018 A HKD 0.203   0.163   0.175   8,810,000 1,591,110 N/A 0.250   2017/02/16 0.123   2017/04/24 13,040,000 2,450,210 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.023   0.010   0.010   10,450,000 153,080 163,602 0.061   2017/02/20 0.010   2017/06/29 37,450,000 981,610 0.188   2016/10/11 0.023   2016/12/23
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD 0.034   0.010   0.010   29,320,000 552,860 691,432 0.077   2017/02/16 0.010   2017/06/02 117,770,000 4,148,590 0.176   2016/11/11 0.032   2016/12/29
15607 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 C HKD 0.215   0.145   0.159   21,760,000 3,791,320 153,418,580 0.215   2017/06/05 0.103   2017/01/25 6,252,810,000 920,511,480 0.150   2016/12/30 0.128   2016/12/29
29030 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 589,680 0.082   2017/02/16 0.010   2017/05/22 84,880,000 3,538,080 0.220   2016/09/09 0.034   2016/12/29
12612 BOCI Asia Ltd. - HKEX European Warrants Jun 2017 B HKD -   -   0.010   0 0 1,260,593 0.250   2017/02/16 0.010   2017/04/24 57,955,000 7,563,558 1.150   2016/09/09 0.164   2016/12/30
16514 BOCI Asia Ltd. - HKEX European Warrants May 2018 A HKD 0.148   0.137   0.131   2,500,000 365,850 N/A 0.148   2017/06/12 0.137   2017/06/12 2,500,000 365,850 -   - -   -
27823 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 A HKD 0.121   0.068   0.085   3,107,170,000 235,642,860 N/A 0.204   2017/02/17 0.062   2017/05/24 55,642,590,000 5,977,449,440 -   - -   -
28673 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 B HKD 0.060   0.038   0.050   1,300,000 68,300 N/A 0.113   2017/02/23 0.038   2017/06/01 6,820,000 570,290 -   - -   -
14993 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A HKD 0.051   0.020   0.027   70,870,000 2,567,490 591,897,118 0.106   2017/02/16 0.019   2017/05/05 39,851,040,000 3,551,382,710 0.112   2016/12/12 0.068   2016/12/23
15280 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B HKD 0.120   0.047   0.073   120,070,000 9,982,190 510,623,267 0.160   2017/02/16 0.039   2017/05/08 34,433,750,000 3,063,739,600 0.117   2016/12/20 0.093   2016/12/28
12123 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 C HKD 0.460   0.212   0.255   27,671,000 8,354,809 N/A 0.495   2017/03/28 0.212   2017/06/01 38,999,000 12,071,914 -   - -   -
14405 BOCI Asia Ltd. - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.217   0 0 N/A 0.335   2017/04/25 0.320   2017/04/25 320,000 104,800 -   - -   -
14487 BOCI Asia Ltd. - HS H-SHARE European Warrants Jun 2017 A HKD -   -   0.097   0 0 3,110,412 0.700   2017/02/16 0.083   2017/05/08 53,140,000 18,662,474 0.640   2016/11/28 0.275   2016/12/28
15204 BOCI Asia Ltd. - HSBC European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 134,418,282 0.440   2017/01/03 0.020   2017/05/19 3,484,088,000 806,509,692 0.520   2016/12/28 0.410   2016/12/16
14554 BOCI Asia Ltd. - HSBC European Put Warrants Jun 2017 A HKD -   -   0.020   0 0 62,125,791 0.238   2017/01/03 0.034   2017/04/18 2,153,880,000 372,754,744 0.355   2016/11/29 0.161   2016/12/08
15536 BOCI Asia Ltd. - HSBC European Put Warrants Nov 2017 A HKD 0.193   0.060   0.074   454,312,000 49,020,980 N/A 0.231   2017/05/19 0.060   2017/06/30 578,716,000 74,382,536 -   - -   -
28668 BOCI Asia Ltd. - HSBC European Warrants Aug 2017 A HKD 0.092   0.014   0.069   7,824,000 351,032 N/A 0.092   2017/06/30 0.014   2017/06/29 44,876,000 2,112,908 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.650   0.113   0.530   53,128,000 12,446,476 933,647,958 0.650   2017/06/30 0.036   2017/04/24 40,920,428,000 5,601,887,748 0.400   2016/12/08 0.165   2016/12/28
15085 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 B HKD 0.400   0.295   0.385   388,000 137,360 5,630,375 0.400   2017/06/06 0.077   2017/04/20 158,188,000 33,782,252 0.385   2016/12/14 0.240   2016/12/23
15203 BOCI Asia Ltd. - HSBC European Warrants Jun 2017 C HKD 0.066   0.010   0.010   47,080,000 1,262,568 366,157,861 0.197   2017/02/20 0.010   2017/06/12 16,342,372,000 2,196,947,168 0.179   2016/12/16 0.103   2016/12/28
15719 BOCI Asia Ltd. - HSBC European Warrants Nov 2017 B HKD 0.285   0.107   0.243   1,232,004,000 239,026,048 N/A 0.285   2017/06/30 0.107   2017/06/22 1,237,572,000 239,774,064 -   - -   -
16650 BOCI Asia Ltd. - HSBC European Warrants Nov 2017 C HKD 0.380   0.154   0.310   7,645,980,000 1,325,772,432 N/A 0.380   2017/06/30 0.154   2017/06/22 7,645,980,000 1,325,772,432 -   - -   -
15089 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A HKD 0.300   0.056   0.230   117,884,000 12,758,372 417,117,080 0.300   2017/06/30 0.036   2017/04/24 14,736,280,000 2,502,702,480 0.218   2016/12/14 0.150   2016/12/21
29018 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 B HKD 0.380   0.080   0.290   7,136,376,000 973,324,964 N/A 0.380   2017/06/30 0.047   2017/04/20 21,538,700,000 2,930,045,164 -   - -   -
13004 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 C HKD 0.540   0.163   0.430   145,084,000 35,399,768 N/A 0.540   2017/06/30 0.075   2017/04/24 20,322,688,000 2,490,897,684 -   - -   -
14538 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 D HKD 0.830   0.365   0.750   628,000 299,500 N/A 0.830   2017/06/30 0.198   2017/05/02 53,820,000 17,024,188 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.021   0.021   0.015   980,000 20,580 9,057,682 0.187   2017/01/03 0.021   2017/06/05 554,620,000 54,346,090 0.201   2016/12/28 0.138   2016/12/01
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.116   0.084   0.085   6,850,000 749,130 10,286,700 0.198   2017/02/23 0.061   2017/05/05 482,220,000 61,720,200 0.218   2016/09/22 0.099   2016/12/23
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD -   -   0.149   0 0 7,357,162 0.249   2017/02/23 0.096   2017/05/05 277,170,000 44,142,970 0.213   2016/12/01 0.111   2016/12/28
27357 BOCI Asia Ltd. - HSI European Put Warrants Aug 2017 B HKD -   -   0.015   0 0 N/A 0.134   2017/03/10 0.023   2017/05/16 47,380,000 4,610,140 -   - -   -
29646 BOCI Asia Ltd. - HSI European Put Warrants Oct 2017 A HKD 0.029   0.017   0.018   930,000 21,860 N/A 0.150   2017/03/10 0.017   2017/06/27 13,322,520,000 1,298,697,290 -   - -   -
16372 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 A HKD 0.020   0.020   0.020   30,000 600 N/A 0.150   2017/01/05 0.020   2017/06/12 1,116,020,000 132,789,870 -   - -   -
14748 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 C HKD 0.041   0.021   0.021   23,860,000 782,100 N/A 0.121   2017/05/05 0.021   2017/06/30 7,588,220,000 610,238,060 -   - -   -
15726 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 D HKD 0.096   0.062   0.066   414,480,000 34,756,570 N/A 0.130   2017/05/17 0.062   2017/06/29 1,937,190,000 208,991,120 -   - -   -
15724 BOCI Asia Ltd. - HSI European Warrants Apr 2018 A HKD 0.202   0.187   0.184   28,520,000 5,425,580 N/A 0.202   2017/06/09 0.184   2017/05/17 28,540,000 5,429,280 -   - -   -
16362 BOCI Asia Ltd. - HSI European Warrants Aug 2017 A HKD -   -   0.480   0 0 N/A 0.270   2017/02/10 0.175   2017/01/05 865,860,000 185,701,230 -   - -   -
27355 BOCI Asia Ltd. - HSI European Warrants Jan 2018 A HKD 0.255   0.249   0.255   2,000,000 500,800 N/A 0.255   2017/06/12 0.135   2017/04/19 41,040,000 7,210,470 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.320   0.320   0.325   3,280,000 1,049,600 35,242,023 0.320   2017/06/30 0.090   2017/01/03 1,443,070,000 211,452,140 0.191   2016/11/28 0.080   2016/12/28
16355 BOCI Asia Ltd. - HSI European Warrants Jun 2017 A HKD -   -   0.480   0 0 N/A 0.425   2017/05/24 0.161   2017/01/05 101,320,000 19,785,260 -   - -   -
29637 BOCI Asia Ltd. - HSI European Warrants Nov 2017 A HKD 0.210   0.184   0.197   880,000 173,390 N/A 0.210   2017/06/02 0.163   2017/05/19 944,940,000 167,435,870 -   - -   -
14743 BOCI Asia Ltd. - HSI European Warrants Oct 2017 B HKD -   -   0.290   0 0 N/A 0.201   2017/04/28 0.199   2017/04/28 10,140,000 2,038,020 -   - -   -
29635 BOCI Asia Ltd. - HSI European Warrants Sep 2017 B HKD 0.186   0.186   0.181   80,000 14,880 N/A 0.186   2017/06/14 0.072   2017/04/19 19,702,710,000 2,173,213,650 -   - -   -
14825 BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A HKD 0.216   0.084   0.099   23,640,000 3,858,155 19,271,618 0.300   2017/02/22 0.077   2017/05/09 735,261,000 115,629,710 0.280   2016/12/08 0.102   2016/12/28
16513 BOCI Asia Ltd. - ICBC European Warrants Feb 2018 A HKD 0.197   0.131   0.145   207,688,000 29,801,264 N/A 0.197   2017/06/12 0.131   2017/06/28 207,688,000 29,801,264 -   - -   -
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.680   0.445   0.510   3,050,000 1,707,150 1,094,908 0.680   2017/06/05 0.325   2017/01/04 14,932,000 6,569,445 0.680   2016/08/23 0.172   2016/06/16
14651 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 A HKD 0.325   0.190   0.233   17,130,000 3,933,269 N/A 0.325   2017/06/02 0.179   2017/05/05 374,780,000 84,103,807 -   - -   -
17016 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 B HKD 0.204   0.182   0.192   36,314,000 6,927,801 N/A 0.204   2017/06/29 0.182   2017/06/28 36,314,000 6,927,801 -   - -   -
28381 BOCI Asia Ltd. - ICBC European Warrants Oct 2017 A HKD 0.109   0.036   0.045   907,621,000 61,138,347 N/A 0.243   2017/02/22 0.036   2017/06/21 3,315,359,000 383,185,500 -   - -   -
21316 BOCI Asia Ltd. - JIANC European Warrants Nov 2017 A HKD 0.135   0.125   0.160   180,000 23,800 N/A 0.300   2017/02/09 0.101   2017/05/09 279,150,000 58,210,490 -   - -   -
21326 BOCI Asia Ltd. - KECL European Warrants Sep 2017 A HKD 0.395   0.340   0.315   52,000 18,890 N/A 1.310   2017/04/05 0.340   2017/06/23 6,686,000 4,670,170 -   - -   -
12156 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.310   0.207   0.203   4,980,000 1,271,550 N/A 0.420   2017/04/28 0.207   2017/06/28 78,140,000 23,991,800 -   - -   -
13669 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 B HKD 0.181   0.089   0.095   25,440,000 3,001,920 N/A 0.290   2017/04/28 0.089   2017/06/30 86,480,000 14,985,000 -   - -   -
18160 BOCI Asia Ltd. - Kingsoft European Warrants Sep 2017 A HKD 0.490   0.335   0.335   1,000,000 410,150 N/A 0.580   2017/05/10 0.192   2017/03/09 120,910,000 29,871,030 -   - -   -
16437 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.205   0.092   0.086   11,360,000 1,820,050 N/A 0.520   2017/01/18 0.092   2017/06/28 330,512,000 77,184,978 -   - -   -
13668 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 B HKD -   -   0.023   0 0 N/A 0.113   2017/04/13 0.042   2017/05/26 8,212,000 574,548 -   - -   -
16350 BOCI Asia Ltd. - Lenovo European Warrants Dec 2017 A HKD 0.310   0.215   0.219   152,772,000 40,071,336 N/A 0.310   2017/06/08 0.215   2017/06/28 152,772,000 40,071,336 -   - -   -
16780 BOCI Asia Ltd. - Lenovo European Warrants Oct 2017 A HKD 0.129   0.089   0.089   10,796,000 1,218,036 N/A 0.129   2017/06/22 0.089   2017/06/30 10,796,000 1,218,036 -   - -   -
23168 BOCI Asia Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.098   0.044   0.044   9,546,000 778,606 N/A 0.310   2017/02/15 0.044   2017/06/30 662,732,000 112,519,946 -   - -   -
20234 BOCI Asia Ltd. - Link REIT European Warrants Oct 2017 A HKD 0.810   0.810   0.650   30,000 23,700 N/A 0.810   2017/06/15 0.260   2017/03/13 22,685,000 8,861,175 -   - -   -
16038 BOCI Asia Ltd. - Meitu European Warrants Nov 2017 A HKD 0.188   0.101   0.105   63,290,000 8,281,710 N/A 0.188   2017/06/01 0.101   2017/06/28 72,770,000 9,817,920 -   - -   -
16502 BOCI Asia Ltd. - Minsheng Bank European Warrants Aug 2017 A HKD 0.096   0.049   0.065   5,520,000 343,200 N/A 1.020   2017/02/16 0.049   2017/06/16 35,650,500 6,441,422 -   - -   -
16859 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2017 A HKD 0.345   0.325   0.325   185,500 62,038 N/A 0.345   2017/06/22 0.325   2017/06/22 185,500 62,038 -   - -   -
12136 BOCI Asia Ltd. - PetroChina European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.250   2017/03/23 0.015   2017/05/19 2,174,916,000 248,037,178 -   - -   -
14995 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 25,270,625 0.690   2017/01/18 0.013   2017/05/22 322,618,000 151,623,750 0.590   2016/12/14 0.335   2016/12/12
24858 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 B HKD -   -   0.020   0 0 N/A 0.238   2017/01/27 0.233   2017/01/27 440,000 103,640 -   - -   -
22007 BOCI Asia Ltd. - PetroChina European Warrants Jun 2017 A HKD -   -   0.010   0 0 N/A 0.395   2017/01/18 0.017   2017/04/18 2,435,124,000 434,406,578 -   - -   -
15539 BOCI Asia Ltd. - PetroChina European Warrants Oct 2017 A HKD 0.157   0.034   0.036   316,628,000 29,274,196 N/A 0.250   2017/05/16 0.034   2017/06/30 840,514,000 145,833,916 -   - -   -
20267 BOCI Asia Ltd. - PICC European Warrants Jul 2018 A HKD 0.109   0.075   0.105   14,060,000 1,307,500 N/A 0.192   2017/01/11 0.054   2017/04/19 633,880,000 72,319,920 -   - -   -
16354 BOCI Asia Ltd. - Ping An European Put Warrants Dec 2017 B HKD 0.255   0.168   0.180   85,935,000 19,210,325 N/A 0.255   2017/06/05 0.168   2017/06/22 85,935,000 19,210,325 -   - -   -
14682 BOCI Asia Ltd. - Ping An European Put Warrants Jun 2017 A HKD -   -   0.020   0 0 808,195 0.370   2017/01/04 0.041   2017/04/27 29,875,000 4,849,170 0.430   2016/12/23 0.236   2016/11/30
13011 BOCI Asia Ltd. - Ping An European Put Warrants Oct 2017 B HKD 0.036   0.019   0.020   2,650,000 76,625 N/A 0.260   2017/04/12 0.019   2017/06/09 91,310,000 16,940,130 -   - -   -
16410 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 A HKD 1.050   0.830   1.000   610,000 573,100 N/A 1.050   2017/06/28 0.190   2017/02/03 1,434,390,000 403,724,165 -   - -   -
22285 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 B HKD 0.830   0.580   0.750   2,055,000 1,343,550 N/A 0.830   2017/06/27 0.106   2017/04/20 5,868,230,000 1,304,468,100 -   - -   -
16353 BOCI Asia Ltd. - Ping An European Warrants Dec 2017 A HKD 0.290   0.169   0.191   8,001,020,000 1,798,395,415 N/A 0.290   2017/06/09 0.169   2017/06/15 8,001,020,000 1,798,395,415 -   - -   -
16967 BOCI Asia Ltd. - Ping An European Warrants Dec 2017 C HKD 0.209   0.159   0.160   15,640,000 2,799,880 N/A 0.209   2017/06/27 0.159   2017/06/30 15,640,000 2,799,880 -   - -   -
15618 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 A HKD -   -   0.800   0 0 N/A 0.475   2017/05/16 0.435   2017/05/16 3,200,000 1,459,650 -   - -   -
15718 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 B HKD 0.370   0.212   0.295   591,935,000 170,326,485 N/A 0.370   2017/06/12 0.144   2017/05/18 5,549,400,000 1,176,754,520 -   - -   -
16716 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 C HKD 0.167   0.107   0.113   4,010,890,000 519,670,635 N/A 0.167   2017/06/20 0.107   2017/06/30 4,010,890,000 519,670,635 -   - -   -
27006 BOCI Asia Ltd. - Ping An European Warrants Oct 2017 A HKD 0.780   0.550   0.670   3,745,000 2,466,000 N/A 0.780   2017/06/26 0.152   2017/04/19 1,604,960,000 321,895,410 -   - -   -
28525 BOCI Asia Ltd. - Ping An European Warrants Sep 2017 A HKD 0.560   0.325   0.420   99,880,000 45,701,225 N/A 0.560   2017/06/26 0.069   2017/05/08 43,027,970,000 5,211,888,470 -   - -   -
29586 BOCI Asia Ltd. - Sands China European Put Wts Aug 2017 A HKD -   -   0.020   0 0 N/A 0.167   2017/03/09 0.080   2017/05/17 7,784,000 1,235,132 -   - -   -
15717 BOCI Asia Ltd. - Sands China European Put Wts Nov 2017 B HKD 0.164   0.108   0.147   1,520,000 232,180 N/A 0.290   2017/05/18 0.108   2017/06/20 5,808,000 1,369,756 -   - -   -
14832 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 A HKD -   -   0.020   0 0 77,043 0.093   2017/04/07 0.076   2017/04/07 5,544,000 462,260 0.270   2016/12/06 0.108   2016/12/23
16379 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 B HKD 0.248   0.130   0.114   17,916,000 3,118,240 N/A 0.330   2017/04/10 0.104   2017/05/23 295,712,000 55,253,488 -   - -   -
13505 BOCI Asia Ltd. - Sands China European Warrants Nov 2017 A HKD 0.201   0.107   0.116   65,320,000 11,178,076 N/A 0.246   2017/04/11 0.095   2017/05/17 513,756,000 87,213,280 -   - -   -
27834 BOCI Asia Ltd. - Sands China European Warrants Oct 2017 A HKD 0.325   0.196   0.201   135,680,000 35,845,336 N/A 0.370   2017/04/07 0.136   2017/05/18 719,860,000 174,347,852 -   - -   -
14484 BOCI Asia Ltd. - SHK Ppt European Warrants Jun 2017 A HKD -   -   0.490   0 0 3,846,800 0.880   2017/02/23 0.290   2017/01/03 31,990,000 23,080,800 0.590   2016/12/12 0.233   2016/12/29
29020 BOCI Asia Ltd. - SHK Ppt European Warrants Sep 2017 A HKD 0.550   0.156   0.171   19,790,000 6,848,930 N/A 0.550   2017/06/06 0.156   2017/06/28 49,610,000 18,878,980 -   - -   -
14991 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 A HKD 0.400   0.167   0.138   2,608,000 437,072 6,745,370 0.620   2017/01/18 0.167   2017/06/23 103,548,000 40,472,218 0.530   2016/12/14 0.295   2016/12/28
21994 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 B HKD 0.130   0.026   0.010   794,000 78,908 N/A 0.425   2017/01/26 0.026   2017/06/21 763,368,000 220,653,128 -   - -   -
14563 BOCI Asia Ltd. - Sinopec Corp European Warrants Oct 2017 A HKD 0.144   0.096   0.065   38,810,000 5,483,394 N/A 0.265   2017/04/26 0.096   2017/06/21 91,692,000 15,463,852 -   - -   -
12119 BOCI Asia Ltd. - Sinopec Corp European Warrants Sep 2017 A HKD 0.290   0.153   0.119   3,272,000 812,374 N/A 0.480   2017/04/07 0.153   2017/06/22 159,774,000 41,582,772 -   - -   -
23186 BOCI Asia Ltd. - Sunny Optical European Warrants Jul 2017 A HKD 1.960   1.960   2.430   10,000 19,600 N/A 2.130   2017/05/10 0.420   2017/01/23 18,640,000 12,750,750 -   - -   -
16659 BOCI Asia Ltd. - Sunny Optical European Warrants Nov 2017 A HKD 0.740   0.415   0.510   76,560,000 44,690,550 N/A 0.740   2017/06/27 0.415   2017/06/16 76,560,000 44,690,550 -   - -   -
28824 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 A HKD 1.220   0.325   0.910   18,740,000 13,792,400 N/A 1.220   2017/06/27 0.320   2017/04/07 275,900,000 145,538,650 -   - -   -
12690 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 B HKD 0.630   0.169   0.440   71,130,000 25,817,810 N/A 0.680   2017/05/02 0.169   2017/06/06 304,340,000 135,607,440 -   - -   -
15584 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2018 A HKD 0.370   0.305   0.330   1,110,000 374,800 N/A 0.395   2017/05/23 0.305   2017/06/05 1,910,000 674,050 -   - -   -
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.500   0.290   0.415   13,040,000 5,210,800 347,818,857 0.500   2017/06/27 0.046   2017/01/04 18,590,720,000 2,086,913,140 0.225   2016/09/29 0.037   2016/12/20
14998 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B HKD 0.610   0.610   0.730   30,000 18,300 517,586,882 0.660   2017/05/22 0.119   2017/01/24 20,281,790,000 3,105,521,290 0.139   2016/12/14 0.101   2016/12/28
14332 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 C HKD 1.130   0.560   0.750   51,202,000 44,791,310 N/A 1.400   2017/05/23 0.350   2017/05/08 8,802,682,000 4,408,767,515 -   - -   -
16499 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 B HKD -   -   1.000   0 0 N/A 0.510   2017/03/30 0.315   2017/01/05 1,680,000 632,400 -   - -   -
16208 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 E HKD 0.224   0.157   0.159   28,621,690,000 5,154,649,970 N/A 0.249   2017/05/31 0.157   2017/06/30 29,067,700,000 5,253,240,180 -   - -   -
17053 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 F HKD 0.173   0.141   0.142   4,120,000 671,900 N/A 0.173   2017/06/29 0.141   2017/06/30 4,120,000 671,900 -   - -   -
15581 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 A HKD 0.375   0.270   0.330   3,140,000 992,700 N/A 0.375   2017/06/27 0.270   2017/06/01 28,650,000 9,170,400 -   - -   -
17059 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 A HKD 0.173   0.143   0.145   3,820,000 626,370 N/A 0.173   2017/06/29 0.143   2017/06/30 3,820,000 626,370 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 0.950   0.810   0.910   2,140,000 1,961,000 6,615,923 0.950   2017/06/26 0.156   2017/01/04 97,150,000 39,695,540 0.425   2016/09/23 0.120   2016/12/23
28336 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 A HKD -   -   0.950   0 0 2,117,802 0.950   2017/05/25 0.210   2017/01/05 26,930,000 12,706,810 0.440   2016/09/23 0.141   2016/06/28
11003 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 B HKD 1.140   1.010   1.130   2,640,000 2,834,000 1,953,592 1.140   2017/06/22 0.280   2017/01/04 19,400,000 11,721,550 0.540   2016/10/20 0.230   2016/12/23
12770 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 C HKD 0.760   0.700   0.760   670,000 493,700 8,296,568 0.760   2017/06/22 0.081   2017/01/04 262,950,000 49,779,410 0.310   2016/09/23 0.057   2016/12/23
14324 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2017 D HKD -   -   0.610   0 0 943,975,043 0.650   2017/05/23 0.058   2017/01/04 69,107,550,000 5,663,850,260 0.132   2016/11/18 0.041   2016/12/23
16077 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2018 A HKD 0.280   0.221   0.241   4,685,650,000 1,177,614,560 N/A 0.315   2017/05/26 0.221   2017/06/12 9,407,630,000 2,593,401,510 -   - -   -
16211 BOCI Asia Ltd. - Tencent Holdings European Wts Mar 2018 A HKD 1.340   0.950   1.120   3,667,000 4,549,830 N/A 1.340   2017/06/27 0.950   2017/06/12 3,747,000 4,646,630 -   - -   -
13138 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 A HKD 0.520   0.400   0.465   1,430,000 635,500 N/A 0.520   2017/06/27 0.156   2017/04/07 29,540,000 6,618,850 -   - -   -
15587 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 B HKD 1.180   0.680   0.890   13,873,000 13,633,000 N/A 1.300   2017/05/23 0.680   2017/06/01 2,151,035,000 2,355,355,640 -   - -   -
16078 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 C HKD 0.840   0.430   0.425   3,347,687,000 2,005,146,475 N/A 0.970   2017/05/26 0.430   2017/06/30 3,349,367,000 2,006,594,935 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.610   0.420   0.550   2,970,000 1,533,750 810,921,820 0.610   2017/06/27 0.081   2017/01/04 40,633,770,000 4,865,530,920 0.295   2016/09/23 0.064   2016/12/23
12434 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 D HKD 0.430   0.265   0.375   15,500,000 5,699,000 N/A 0.430   2017/06/27 0.107   2017/04/12 32,210,340,000 4,210,687,150 -   - -   -
14733 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 E HKD 0.320   0.255   0.305   3,900,000 1,153,100 N/A 0.320   2017/06/20 0.157   2017/05/08 1,225,810,000 247,824,500 -   - -   -
16210 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 G HKD 1.410   0.930   1.070   2,802,000 3,392,140 N/A 1.440   2017/05/31 0.930   2017/06/12 2,934,000 3,578,620 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 0.900   0.720   0.890   5,000,000 4,229,800 202,418,655 0.900   2017/06/26 0.170   2017/01/03 6,435,310,000 1,214,511,930 0.415   2016/09/23 0.136   2016/12/23
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 0.830   0.730   0.830   190,000 148,000 2,052,040 0.830   2017/06/26 0.155   2017/01/03 56,240,000 12,312,240 0.385   2016/09/23 0.112   2016/12/23
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.690   0.500   0.600   21,010,000 12,017,500 980,853,420 0.690   2017/06/27 0.107   2017/01/05 41,343,240,000 5,885,120,520 0.290   2016/09/19 0.075   2016/12/23
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD -   -   0.335   0 0 349,633 0.330   2017/05/25 0.182   2017/01/04 9,080,000 2,097,800 0.245   2016/11/10 0.119   2016/05/13
14402 BOCI Asia Ltd. - Tracker Fund European Warrants Jul 2018 A HKD 0.234   0.234   0.234   90,000 21,060 N/A 0.234   2017/06/30 0.175   2017/04/25 18,050,000 3,310,650 -   - -   -
26861 BOCI Asia Ltd. - Tracker Fund European Warrants Jun 2017 A HKD -   -   0.480   0 0 828 0.249   2017/01/17 0.248   2017/01/17 20,000 4,970 0.260   2016/04/21 0.152   2016/05/13
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.150   0.124   0.149   6,148,000 802,294 2,331,663 0.225   2017/04/12 0.118   2017/01/03 87,146,000 13,989,978 0.187   2016/10/27 0.116   2016/12/28
15046 BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A HKD -   -   0.105   0 0 881,085 0.510   2017/03/17 0.270   2017/01/03 13,702,000 5,286,510 0.295   2016/12/13 0.205   2016/12/23
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD 0.010   0.010   0.010   20,000 200 77,922,168 0.180   2017/01/03 0.010   2017/06/21 4,170,720,000 467,533,010 0.210   2016/12/16 0.174   2016/12/30
15847 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 C HKD 0.091   0.046   0.054   15,520,000 1,047,850 N/A 0.120   2017/05/19 0.046   2017/06/27 48,070,000 4,071,480 -   - -   -
16080 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 D HKD 0.238   0.087   0.105   12,658,560,000 1,426,448,400 N/A 0.238   2017/06/01 0.087   2017/06/27 12,679,260,000 1,430,840,570 -   - -   -
16212 BOCI Asia Ltd. -Tencent Holdings European Put Wts Nov 2017 D HKD 0.270   0.155   0.180   47,510,000 9,442,930 N/A 0.295   2017/05/31 0.155   2017/06/27 47,550,000 9,454,330 -   - -   -
26515 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 B HKD -   -   0.010   0 0 N/A 0.147   2017/02/13 0.020   2017/04/25 6,588,250,000 623,971,050 -   - -   -
12154 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 C HKD 0.012   0.010   0.010   8,920,000 104,970 N/A 0.140   2017/03/23 0.010   2017/06/13 2,290,960,000 202,110,920 -   - -   -
15848 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 F HKD 0.092   0.025   0.033   2,364,200,000 133,469,810 N/A 0.120   2017/05/19 0.025   2017/06/27 8,538,630,000 612,234,250 -   - -   -
14382 BOCI Asia Ltd. -Tencent Holdings European Put Wts Sep 2017 D HKD 0.024   0.010   0.010   43,840,000 633,100 N/A 0.149   2017/04/25 0.010   2017/06/23 3,176,200,000 209,675,690 -   - -   -
16320 Credit Suisse AG - A50 China European Warrants Dec 2017 A HKD 0.375   0.216   0.350   383,896,900 108,493,010 N/A 0.375   2017/06/12 0.216   2017/06/21 383,896,900 108,493,010 -   - -   -
15219 Credit Suisse AG - A50 China European Warrants Nov 2017 A HKD 0.680   0.410   0.680   5,045,100 2,505,730 N/A 0.680   2017/06/30 0.192   2017/05/09 40,206,500 15,390,929 -   - -   -
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.115   0.080   0.115   52,345,000 5,035,442 1,315,695 0.116   2017/02/20 0.056   2017/05/10 86,710,000 7,894,172 0.196   2016/01/04 0.091   2016/06/27
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.184   0.142   0.160   595,000 92,000 5,984,109 0.300   2017/05/02 0.091   2017/01/03 221,990,000 35,904,655 0.300   2016/08/30 0.080   2016/12/13
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.130   0.065   0.082   3,500,000 333,820 11,215,285 0.210   2017/05/02 0.063   2017/03/10 626,995,000 67,291,710 0.247   2016/09/08 0.050   2016/12/13
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.275   0.230   0.244   40,500,000 10,095,300 7,256,650 0.380   2017/04/21 0.122   2017/01/04 174,350,000 43,539,900 0.186   2016/11/01 0.104   2016/12/12
13164 Credit Suisse AG - AAC Tech European Warrants Aug 2018 A HKD 0.270   0.184   0.233   18,305,000 4,340,035 N/A 0.310   2017/04/28 0.118   2017/05/18 113,860,000 29,058,770 -   - -   -
14585 Credit Suisse AG - AAC Tech European Warrants Dec 2017 B HKD 0.188   0.145   0.169   9,505,000 1,552,815 N/A 0.325   2017/05/02 0.096   2017/05/18 169,555,000 37,650,780 -   - -   -
14584 Credit Suisse AG - AAC Tech European Warrants Feb 2018 A HKD 0.220   0.156   0.189   23,425,000 4,502,105 N/A 0.285   2017/05/02 0.090   2017/05/18 449,635,000 69,131,745 -   - -   -
14799 Credit Suisse AG - AAC Tech European Warrants Mar 2018 A HKD 0.155   0.108   0.135   21,450,000 2,865,885 N/A 0.295   2017/05/02 0.074   2017/05/18 335,450,000 62,107,445 -   - -   -
15336 Credit Suisse AG - AAC Tech European Warrants Mar 2018 B HKD 0.170   0.143   0.147   16,290,000 2,479,105 N/A 0.204   2017/05/11 0.074   2017/05/18 55,210,000 7,308,135 -   - -   -
15487 Credit Suisse AG - AAC Tech European Warrants Nov 2018 A HKD 0.390   0.305   0.315   1,600,000 574,750 N/A 0.390   2017/06/14 0.192   2017/05/18 14,680,000 3,449,425 -   - -   -
14691 Credit Suisse AG - AAC Tech European Warrants Oct 2017 C HKD 0.187   0.137   0.162   34,200,000 5,510,150 N/A 0.310   2017/05/02 0.079   2017/05/18 362,300,000 85,033,750 -   - -   -
26208 Credit Suisse AG - AIA European Put Warrants Aug 2017 B HKD 0.015   0.010   0.010   100,000 1,250 N/A 0.270   2017/02/06 0.010   2017/06/05 906,514,000 108,316,350 -   - -   -
17104 Credit Suisse AG - AIA European Put Warrants Dec 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15932 Credit Suisse AG - AIA European Put Warrants Jul 2017 A HKD -   -   0.011   0 0 13,529,704 0.233   2017/01/03 0.022   2017/03/20 910,234,000 81,178,222 -   - -   -
15106 Credit Suisse AG - AIA European Put Warrants Nov 2017 A HKD 0.153   0.048   0.058   100,668,000 6,841,722 N/A 0.184   2017/05/11 0.048   2017/06/29 125,086,000 10,748,986 -   - -   -
25718 Credit Suisse AG - AIA European Warrants Aug 2017 A HKD 0.365   0.320   0.415   1,600,000 548,000 N/A 0.385   2017/05/16 0.088   2017/04/19 5,496,176,000 839,762,220 -   - -   -
23146 Credit Suisse AG - AIA European Warrants Dec 2017 A HKD 0.430   0.375   0.435   548,000 216,190 N/A 0.460   2017/05/16 0.157   2017/04/19 36,832,000 7,603,714 -   - -   -
15165 Credit Suisse AG - AIA European Warrants Dec 2017 B HKD 0.128   0.114   0.107   890,000 103,240 N/A 0.130   2017/05/15 0.091   2017/05/29 257,348,000 30,082,038 -   - -   -
15588 Credit Suisse AG - AIA European Warrants Jan 2018 A HKD 0.224   0.152   0.168   630,040,000 123,047,532 N/A 0.260   2017/05/15 0.152   2017/06/30 633,080,000 123,727,604 -   - -   -
14984 Credit Suisse AG - AIA European Warrants Jun 2017 A HKD -   -   0.650   0 0 30,298,948 0.690   2017/05/16 0.109   2017/01/03 1,196,180,000 181,793,686 0.184   2016/12/14 0.115   2016/12/29
15338 Credit Suisse AG - AIA European Warrants Jun 2017 B HKD 1.140   1.010   1.170   4,000 4,300 3,515,344 1.140   2017/06/21 0.208   2017/01/04 69,162,000 21,092,062 0.290   2016/12/21 0.218   2016/12/29
16207 Credit Suisse AG - AIA European Warrants Oct 2017 A HKD 0.710   0.660   0.660   162,000 112,580 N/A 0.710   2017/06/29 0.169   2017/01/04 68,856,000 15,707,540 -   - -   -
28851 Credit Suisse AG - AIA European Warrants Oct 2017 B HKD 0.430   0.300   0.395   1,028,000 346,480 N/A 0.430   2017/06/20 0.119   2017/04/19 584,410,000 86,056,882 -   - -   -
29240 Credit Suisse AG - AIA European Warrants Oct 2017 C HKD 0.265   0.175   0.217   109,588,000 23,837,308 N/A 0.265   2017/06/22 0.073   2017/04/19 6,773,358,000 1,039,091,466 -   - -   -
26380 Credit Suisse AG - Angang Steel European Warrants Aug 2017 A HKD 0.068   0.024   0.064   19,914,000 974,632 N/A 0.760   2017/02/22 0.024   2017/06/23 134,964,000 27,744,836 -   - -   -
15500 Credit Suisse AG - Angang Steel European Warrants Nov 2017 A HKD 0.670   0.405   0.670   22,488,000 12,082,070 N/A 0.670   2017/06/30 0.370   2017/05/18 27,512,000 14,351,170 -   - -   -
26663 Credit Suisse AG - Angang Steel European Warrants Nov 2018 A HKD 0.143   0.107   0.145   5,598,000 668,912 N/A 0.255   2017/02/23 0.102   2017/05/11 55,202,000 10,167,356 -   - -   -
15510 Credit Suisse AG - Anhui Conch European Warrants Dec 2017 A HKD 0.260   0.166   0.234   88,590,000 18,453,315 N/A 0.260   2017/06/08 0.166   2017/06/23 115,390,000 24,130,740 -   - -   -
25355 Credit Suisse AG - Anhui Conch European Warrants Jul 2017 A HKD 0.022   0.010   0.010   1,485,000 22,620 N/A 0.202   2017/03/16 0.010   2017/06/13 447,730,000 61,124,310 -   - -   -
12383 Credit Suisse AG - Anhui Conch European Warrants Oct 2017 A HKD 0.100   0.047   0.079   16,670,000 1,237,090 N/A 0.206   2017/04/13 0.047   2017/06/23 49,945,000 5,069,620 -   - -   -
15339 Credit Suisse AG - ASM Pacific European Warrants Dec 2017 A HKD 0.200   0.115   0.122   27,769,000 4,384,058 N/A 0.247   2017/05/12 0.115   2017/06/30 46,268,000 8,537,035 -   - -   -
15218 Credit Suisse AG - BAIC Motor European Warrants Dec 2018 A HKD 0.241   0.191   0.203   58,830,000 12,712,595 N/A 0.241   2017/06/14 0.186   2017/05/11 79,480,000 16,930,070 -   - -   -
28440 Credit Suisse AG - BAIC Motor European Warrants Mar 2018 A HKD 0.109   0.072   0.080   52,765,000 4,945,435 N/A 0.240   2017/02/23 0.067   2017/05/11 214,335,000 27,250,690 -   - -   -
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.650   0.300   0.560   3,760,000 1,583,900 16,505,168 0.650   2017/06/29 0.137   2017/01/03 460,500,000 99,031,005 0.217   2016/12/09 0.121   2016/11/09
16126 Credit Suisse AG - BOC HK European Warrants Feb 2018 A HKD 0.360   0.135   0.280   34,445,000 6,926,785 N/A 0.360   2017/06/29 0.135   2017/06/19 34,445,000 6,926,785 -   - -   -
27765 Credit Suisse AG - BOC HK European Warrants Jan 2018 A HKD 0.400   0.147   0.320   91,015,000 19,509,575 N/A 0.400   2017/06/29 0.123   2017/04/19 172,475,000 33,602,585 -   - -   -
18874 Credit Suisse AG - BOC HK European Warrants Jul 2017 A HKD 0.800   0.410   0.760   1,660,000 1,122,450 N/A 0.800   2017/06/29 0.156   2017/04/19 181,745,000 41,292,645 -   - -   -
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.410   0.241   0.275   5,452,000 1,625,861 7,916,791 0.540   2017/02/16 0.192   2017/04/20 176,768,000 47,500,745 0.455   2016/09/22 0.113   2016/05/24
13950 Credit Suisse AG - BOCL European Warrants Jan 2018 A HKD 0.185   0.101   0.114   368,455,000 56,960,114 N/A 0.187   2017/04/21 0.101   2017/06/21 1,233,445,000 192,597,548 -   - -   -
27274 Credit Suisse AG - BOCL European Warrants Jul 2017 A HKD 0.180   0.080   0.093   10,187,000 1,615,700 N/A 0.415   2017/02/16 0.080   2017/06/22 320,562,000 46,144,017 -   - -   -
28572 Credit Suisse AG - BOCL European Warrants Oct 2017 A HKD 0.053   0.020   0.022   12,028,000 530,306 N/A 0.224   2017/02/23 0.020   2017/06/21 1,319,482,000 112,568,194 -   - -   -
13352 Credit Suisse AG - Brilliance Chi European Wts Dec 2017 A HKD 0.228   0.162   0.173   18,144,000 3,522,964 N/A 0.228   2017/06/09 0.132   2017/04/19 35,128,000 6,604,524 -   - -   -
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.082   0.051   0.059   57,505,000 4,118,690 2,880,493 0.087   2017/02/09 0.042   2017/05/24 282,860,000 17,282,960 0.238   2016/01/06 0.072   2016/12/28
16833 Credit Suisse AG - BYD European Warrants Dec 2017 B HKD 0.285   0.197   0.209   15,940,000 3,706,130 N/A 0.285   2017/06/27 0.197   2017/06/30 15,940,000 3,706,130 -   - -   -
13027 Credit Suisse AG - BYD European Warrants Oct 2017 A HKD 0.340   0.180   0.218   153,620,000 38,571,885 N/A 0.340   2017/06/14 0.158   2017/05/12 204,725,000 48,446,510 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.075   0.053   0.068   38,510,000 2,422,950 4,298,763 0.154   2017/01/04 0.053   2017/06/12 249,060,000 25,792,580 0.280   2016/09/09 0.148   2016/12/20
28445 Credit Suisse AG - Car Inc European Warrants May 2018 A HKD 0.081   0.063   0.079   17,020,000 1,210,760 N/A 0.150   2017/02/21 0.063   2017/06/12 54,570,000 4,506,530 -   - -   -
11067 Credit Suisse AG - Cathay Pacific European Warrants Oct 17 A HKD 0.730   0.300   0.340   5,265,000 2,791,855 N/A 0.730   2017/06/08 0.190   2017/05/16 20,326,000 8,479,338 -   - -   -
28204 Credit Suisse AG - CC Bank European Put Warrants Aug 2017 A HKD 0.049   0.023   0.036   5,484,000 191,290 N/A 0.183   2017/03/10 0.023   2017/06/05 135,577,000 15,617,639 -   - -   -
16395 Credit Suisse AG - CC Bank European Put Warrants Dec 2017 A HKD 0.275   0.214   0.270   8,150,000 1,968,286 N/A 0.275   2017/06/30 0.214   2017/06/05 8,150,000 1,968,286 -   - -   -
28565 Credit Suisse AG - CC Bank European Warrants Aug 2017 B HKD 0.103   0.010   0.010   604,351,000 47,500,541 N/A 0.300   2017/02/23 0.010   2017/06/28 4,209,980,000 420,659,317 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.320   0.058   0.063   50,468,000 8,837,143 28,563,220 0.430   2017/03/21 0.058   2017/06/30 837,086,000 171,379,321 0.280   2016/12/01 0.130   2016/12/23
16278 Credit Suisse AG - CC Bank European Warrants Jul 2017 B HKD 0.580   0.290   0.315   1,554,000 566,720 N/A 0.600   2017/02/16 0.265   2017/02/08 30,175,000 10,941,135 -   - -   -
14791 Credit Suisse AG - CC Bank European Warrants Jun 2017 A HKD -   -   0.010   0 0 62,438,355 0.231   2017/02/16 0.010   2017/05/12 2,600,708,000 374,630,127 0.219   2016/12/06 0.080   2016/12/23
27801 Credit Suisse AG - CC Bank European Warrants Jun 2017 B HKD -   -   0.211   0 0 N/A 0.455   2017/02/16 0.076   2017/05/09 315,540,000 54,753,691 -   - -   -
16044 Credit Suisse AG - CC Bank European Warrants Nov 2017 A HKD 0.285   0.112   0.122   1,324,416,000 221,812,764 N/A 0.285   2017/06/05 0.112   2017/06/28 1,324,416,000 221,812,764 -   - -   -
16552 Credit Suisse AG - CC Bank European Warrants Oct 2017 A HKD 0.126   0.067   0.071   3,659,816,000 367,827,762 N/A 0.126   2017/06/12 0.067   2017/06/30 3,659,816,000 367,827,762 -   - -   -
13955 Credit Suisse AG - CC Bank European Warrants Sep 2017 A HKD 0.177   0.035   0.038   80,807,000 9,556,172 N/A 0.208   2017/04/26 0.035   2017/06/30 2,884,213,000 382,769,060 -   - -   -
12411 Credit Suisse AG - CGS European Warrants Aug 2017 A HKD 0.088   0.053   0.036   200,000 14,050 N/A 0.375   2017/03/27 0.053   2017/06/14 6,289,000 1,143,856 -   - -   -
14795 Credit Suisse AG - CGS European Warrants Jun 2017 A HKD -   -   0.017   0 0 5,928,307 0.440   2017/02/17 0.059   2017/04/07 170,345,000 35,569,840 0.510   2016/12/09 0.237   2016/12/29
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.171   0.130   0.148   3,110,000 491,150 4,098,460 0.280   2017/03/21 0.130   2017/06/15 133,860,000 24,590,760 0.225   2016/11/11 0.136   2016/12/23
29617 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 B HKD 0.177   0.081   0.088   73,700,000 8,473,323 N/A 0.830   2017/03/23 0.081   2017/06/21 129,960,000 23,120,448 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.065   0.036   0.041   23,950,000 1,096,670 7,662,343 0.164   2017/03/24 0.036   2017/06/16 439,670,000 45,974,060 0.156   2016/06/08 0.057   2016/12/23
25738 Credit Suisse AG - Ch Molybdenum European Warrants Aug 2017A HKD 0.355   0.067   0.310   110,757,000 24,649,320 N/A 0.720   2017/02/23 0.067   2017/06/05 330,207,000 76,217,814 -   - -   -
16798 Credit Suisse AG - Ch Molybdenum European Warrants Dec 2017A HKD 0.315   0.215   0.320   6,312,000 1,546,062 N/A 0.315   2017/06/20 0.215   2017/06/28 6,312,000 1,546,062 -   - -   -
23453 Credit Suisse AG - Ch Molybdenum European Warrants Jul 2017A HKD 0.740   0.315   0.760   399,000 206,385 N/A 1.030   2017/02/23 0.300   2017/05/05 23,565,000 10,409,295 -   - -   -
15503 Credit Suisse AG - Ch Molybdenum European Warrants Nov 2017A HKD 0.520   0.237   0.510   59,448,000 23,696,463 N/A 0.520   2017/06/30 0.237   2017/06/07 69,591,000 27,070,233 -   - -   -
29196 Credit Suisse AG - Ch Molybdenum European Warrants Sep 2017A HKD 0.078   0.021   0.060   15,435,000 928,062 N/A 0.260   2017/03/16 0.021   2017/06/02 148,737,000 20,552,883 -   - -   -
28200 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 A HKD 0.123   0.065   0.072   9,360,000 920,300 N/A 0.217   2017/02/20 0.055   2017/05/18 88,880,000 13,002,640 -   - -   -
13182 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 B HKD 0.142   0.072   0.073   45,870,000 4,870,116 N/A 0.185   2017/04/20 0.072   2017/06/30 111,798,000 12,768,474 -   - -   -
15937 Credit Suisse AG - Ch Overseas European Warrants Nov 2017 A HKD 0.270   0.193   0.210   4,180,000 957,520 5,608,970 0.420   2017/03/14 0.157   2017/05/18 165,780,000 33,653,820 -   - -   -
25746 Credit Suisse AG - CHALCO European Wts Aug 2017 A HKD 0.060   0.017   0.034   12,194,000 444,606 N/A 0.470   2017/02/02 0.017   2017/06/06 285,662,000 58,598,702 -   - -   -
23711 Credit Suisse AG - CHALCO European Wts Jul 2017 A HKD 0.219   0.052   0.123   60,616,000 6,733,152 N/A 0.710   2017/03/02 0.052   2017/06/06 329,538,000 85,659,744 -   - -   -
15417 Credit Suisse AG - CHALCO European Wts Nov 2017 A HKD 0.395   0.207   0.335   24,560,000 6,241,762 N/A 0.395   2017/06/20 0.179   2017/05/19 61,048,000 14,211,638 -   - -   -
27468 Credit Suisse AG - Chi Res Land European Warrants Dec 2017 A HKD 0.204   0.111   0.172   66,520,000 9,327,280 N/A 0.226   2017/02/22 0.100   2017/05/12 138,920,000 21,908,420 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD 0.226   0.083   0.162   8,120,000 1,014,180 15,660,310 0.248   2017/03/17 0.042   2017/05/08 610,480,000 93,961,860 0.210   2016/11/09 0.064   2016/12/29
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.010   0 0 85,662 0.024   2017/02/23 0.011   2017/04/26 40,810,000 513,970 0.049   2016/01/04 0.017   2016/12/21
15490 Credit Suisse AG - China Cinda European Warrants Dec 2017 B HKD 0.208   0.105   0.113   51,034,000 7,901,062 N/A 0.260   2017/05/16 0.105   2017/06/16 84,137,000 14,454,341 -   - -   -
15946 Credit Suisse AG - China Cinda European Warrants Jun 2017 A HKD -   -   0.028   0 0 4,967,144 0.415   2017/03/20 0.024   2017/05/25 137,177,000 29,802,862 -   - -   -
28590 Credit Suisse AG - China Cinda European Warrants Sep 2017 A HKD 0.058   0.017   0.017   29,947,000 1,193,453 N/A 0.320   2017/02/23 0.017   2017/06/30 262,303,000 29,386,815 -   - -   -
12185 Credit Suisse AG - China Cinda European Warrants Sep 2017 B HKD 0.049   0.022   0.017   2,546,000 103,438 N/A 0.205   2017/03/23 0.022   2017/06/16 36,822,000 2,816,952 -   - -   -
25879 Credit Suisse AG - China Coal European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.280   2017/02/23 0.017   2017/05/08 109,679,000 18,588,922 -   - -   -
15116 Credit Suisse AG - China Coal European Warrants Nov 2017 A HKD 0.213   0.101   0.194   115,905,000 19,775,857 N/A 0.213   2017/06/20 0.101   2017/06/12 161,076,000 26,426,413 -   - -   -
11947 Credit Suisse AG - China EB Ltd European Warrants Jun 2017 A HKD 0.125   0.027   0.015   42,014,000 3,414,574 3,371,191 0.126   2017/03/21 0.027   2017/06/21 226,708,000 20,227,146 0.330   2016/09/09 0.092   2016/12/28
12429 Credit Suisse AG - China EB Ltd European Warrants Mar 2018 A HKD 0.250   0.162   0.180   20,684,000 4,171,236 N/A 0.250   2017/06/09 0.162   2017/06/01 46,476,000 9,165,768 -   - -   -
28223 Credit Suisse AG - China Life European Put Wts Aug 2017 B HKD 0.089   0.044   0.070   151,310,000 9,021,870 N/A 0.249   2017/02/20 0.044   2017/06/09 1,392,570,000 136,940,930 -   - -   -
17138 Credit Suisse AG - China Life European Put Wts Jan 2018 B HKD 0.165   0.158   0.158   420,000 67,090 N/A 0.165   2017/06/30 0.158   2017/06/30 420,000 67,090 -   - -   -
23164 Credit Suisse AG - China Life European Put Wts Jul 2017 A HKD -   -   0.010   0 0 N/A 0.143   2017/01/18 0.010   2017/05/08 3,879,830,000 258,929,990 -   - -   -
16642 Credit Suisse AG - China Life European Put Wts Nov 2017 B HKD 0.265   0.200   0.255   21,900,000 4,953,110 N/A 0.265   2017/06/30 0.200   2017/06/14 21,900,000 4,953,110 -   - -   -
27251 Credit Suisse AG - China Life European Put Wts Sep 2017 C HKD 0.048   0.024   0.036   81,570,000 2,681,060 N/A 0.186   2017/02/14 0.024   2017/06/09 2,800,920,000 322,469,190 -   - -   -
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD 0.580   0.580   0.465   480,000 278,400 444,558 0.580   2017/06/01 0.237   2017/01/03 6,540,000 2,667,350 0.425   2016/11/28 0.141   2016/07/08
12592 Credit Suisse AG - China Life European Warrants Dec 2017 A HKD 0.112   0.053   0.053   310,600,000 32,474,390 N/A 0.128   2017/03/27 0.053   2017/06/30 345,100,000 35,706,880 -   - -   -
27782 Credit Suisse AG - China Life European Warrants Jan 2018 A HKD 0.165   0.093   0.099   8,033,080,000 1,121,075,510 N/A 0.255   2017/02/16 0.093   2017/06/30 11,444,800,000 1,624,975,200 -   - -   -
13551 Credit Suisse AG - China Life European Warrants Jun 2017 A HKD -   -   0.310   0 0 231,425,480 0.310   2017/05/26 0.067   2017/04/19 12,731,810,000 1,388,552,880 0.225   2016/11/28 0.060   2016/11/09
27088 Credit Suisse AG - China Life European Warrants Jun 2017 B HKD -   -   0.012   0 0 N/A 1.100   2017/02/15 0.010   2017/05/24 49,231,000 14,020,676 -   - -   -
27101 Credit Suisse AG - China Life European Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.750   2017/02/15 0.010   2017/05/17 2,250,401,000 1,267,867,001 -   - -   -
15334 Credit Suisse AG - China Life European Warrants Nov 2017 A HKD 0.163   0.085   0.094   6,821,360,000 742,850,690 N/A 0.175   2017/05/31 0.085   2017/06/30 11,602,720,000 1,385,342,870 -   - -   -
16921 Credit Suisse AG - China Life European Warrants Nov 2017 C HKD 0.172   0.135   0.138   7,660,000 1,206,240 N/A 0.172   2017/06/27 0.135   2017/06/30 7,660,000 1,206,240 -   - -   -
22176 Credit Suisse AG - China Life European Warrants Oct 2017 A HKD 0.255   0.178   0.179   4,280,000 875,430 N/A 0.320   2017/02/13 0.144   2017/02/03 61,400,000 12,598,570 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.193   0.070   0.078   124,990,000 16,551,280 426,958,612 0.240   2017/03/17 0.070   2017/06/30 21,402,440,000 2,561,751,670 0.233   2016/09/22 0.064   2016/10/31
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.340   0.340   0.340   10,000 3,400 2,151,525 0.480   2017/03/17 0.177   2017/01/03 55,420,000 12,909,150 0.355   2016/11/30 0.137   2016/11/14
29343 Credit Suisse AG - China Life European Warrants Sep 2017 D HKD 0.126   0.049   0.050   97,720,000 9,136,810 N/A 0.188   2017/03/17 0.049   2017/06/30 15,952,510,000 1,843,192,500 -   - -   -
28069 Credit Suisse AG - China Mengniu European Wts Dec 2017 A HKD 0.132   0.083   0.093   14,960,000 1,570,130 N/A 0.226   2017/02/20 0.083   2017/06/28 90,960,000 14,401,140 -   - -   -
12470 Credit Suisse AG - China Mengniu European Wts Jun 2017 A HKD -   -   0.066   0 0 7,954,212 0.181   2017/01/04 0.040   2017/05/15 331,590,000 47,725,270 0.310   2016/08/26 0.145   2016/12/28
16835 Credit Suisse AG - China Mobile European Put Wts Dec 2017 A HKD 0.265   0.243   0.270   2,840,000 717,490 N/A 0.265   2017/06/28 0.243   2017/06/23 2,840,000 717,490 -   - -   -
15920 Credit Suisse AG - China Mobile European Put Wts Jul 2017 A HKD -   -   0.012   0 0 4,176,974 0.205   2017/01/04 0.025   2017/05/15 201,330,000 25,061,845 -   - -   -
26202 Credit Suisse AG - China Mobile European Put Wts Jul 2017 C HKD 0.053   0.019   0.017   630,000 28,955 N/A 0.265   2017/03/15 0.019   2017/06/19 564,140,000 97,139,915 -   - -   -
16324 Credit Suisse AG - China Mobile European Put Wts Oct 2017 D HKD 0.460   0.365   0.455   5,590,000 2,349,525 N/A 0.460   2017/06/30 0.365   2017/06/06 5,590,000 2,349,525 -   - -   -
13127 Credit Suisse AG - China Mobile European Warrants Aug 2017 A HKD 0.063   0.013   0.019   24,645,000 1,086,840 N/A 0.170   2017/04/05 0.013   2017/06/27 26,638,560,000 2,198,204,160 -   - -   -
23125 Credit Suisse AG - China Mobile European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.250   2017/02/01 0.010   2017/05/17 9,449,760,000 1,335,530,920 -   - -   -
29100 Credit Suisse AG - China Mobile European Warrants Jul 2017 D HKD 0.025   0.018   0.010   1,275,000 26,295 N/A 0.350   2017/03/21 0.017   2017/05/05 3,867,375,000 908,044,010 -   - -   -
22263 Credit Suisse AG - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 167 0.010   2017/03/23 0.010   2017/03/23 100,000 1,000 0.047   2016/04/27 0.010   2016/11/24
16179 Credit Suisse AG - China Mobile European Warrants Jun 2017 B HKD 0.010   0.010   0.010   610,000 6,100 N/A 0.350   2017/03/21 0.010   2017/06/05 5,346,360,000 806,666,615 -   - -   -
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.040   0.024   0.027   167,265,000 5,558,950 62,940,917 0.092   2017/02/07 0.024   2017/06/30 6,434,550,000 377,645,500 0.183   2016/08/12 0.052   2016/12/28
14829 Credit Suisse AG - China Mobile European Warrants Nov 2017 C HKD 0.280   0.167   0.161   22,595,000 4,612,550 N/A 0.320   2017/05/16 0.167   2017/06/28 25,870,000 5,489,810 -   - -   -
12633 Credit Suisse AG - China Mobile European Warrants Oct 2017 A HKD 0.088   0.043   0.033   1,550,000 104,370 N/A 0.135   2017/04/05 0.043   2017/06/22 10,070,000 1,017,360 -   - -   -
14208 Credit Suisse AG - China Mobile European Warrants Oct 2017 B HKD 0.101   0.026   0.030   53,785,000 3,245,750 N/A 0.207   2017/04/21 0.026   2017/06/30 12,970,135,000 1,826,419,635 -   - -   -
16286 Credit Suisse AG - China Mobile European Warrants Oct 2017 C HKD 0.163   0.050   0.058   16,400,355,000 1,750,548,490 N/A 0.163   2017/06/01 0.050   2017/06/21 16,400,355,000 1,750,548,490 -   - -   -
28849 Credit Suisse AG - China Mobile European Warrants Sep 2017 A HKD 0.063   0.035   0.026   2,990,000 157,350 N/A 0.265   2017/03/20 0.025   2017/05/09 13,783,085,000 1,881,562,440 -   - -   -
16753 Credit Suisse AG - China Mobile European Warrants Sep 2017 B HKD 0.140   0.076   0.081   9,855,770,000 1,048,325,195 N/A 0.140   2017/06/19 0.076   2017/06/30 9,855,770,000 1,048,325,195 -   - -   -
28209 Credit Suisse AG - China Railway European Warrants Aug 2017A HKD 0.048   0.035   0.012   800,000 33,700 N/A 0.500   2017/03/24 0.035   2017/06/08 30,670,000 6,673,789 -   - -   -
18759 Credit Suisse AG - China Railway European Warrants Jul 2017A HKD 0.029   0.027   0.010   144,000 4,048 N/A 0.800   2017/03/24 0.027   2017/06/05 137,356,000 36,375,601 -   - -   -
15118 Credit Suisse AG - China Railway European Warrants Nov 2017A HKD 0.270   0.133   0.143   72,700,000 11,680,066 N/A 0.425   2017/05/15 0.133   2017/06/28 78,922,000 13,979,481 -   - -   -
18783 Credit Suisse AG - China Re European Warrants Jul 2017 A HKD 0.046   0.018   0.018   2,240,000 67,400 N/A 0.249   2017/01/09 0.018   2017/06/30 43,232,000 7,300,953 -   - -   -
16250 Credit Suisse AG - China Re European Warrants Mar 2018 A HKD 0.238   0.218   0.219   1,024,000 229,966 N/A 0.238   2017/06/22 0.218   2017/06/28 1,024,000 229,966 -   - -   -
11592 Credit Suisse AG - China Shenhua European Wts Jun 2017 A HKD 0.305   0.232   0.305   1,290,000 314,830 17,059,713 0.335   2017/03/20 0.053   2017/03/10 888,930,000 102,358,280 0.270   2016/11/10 0.066   2016/12/28
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.249   0.177   0.233   14,430,000 2,910,985 6,422,607 0.270   2017/03/20 0.065   2017/03/13 264,150,000 38,535,640 0.221   2016/11/14 0.083   2016/12/28
11379 Credit Suisse AG - China Shenhua European Wts Oct 2017 B HKD 0.445   0.435   0.480   190,000 84,050 N/A 0.445   2017/06/05 0.196   2017/03/17 4,570,000 1,294,890 -   - -   -
16495 Credit Suisse AG - China South Air European Warrants Dec 18A HKD 0.203   0.170   0.188   18,520,000 3,427,300 N/A 0.203   2017/06/26 0.170   2017/06/13 18,520,000 3,427,300 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.172   0.111   0.156   41,388,000 5,944,324 13,834,560 0.255   2017/03/24 0.111   2017/06/26 427,360,000 83,007,360 0.265   2016/11/25 0.144   2016/12/28
15117 Credit Suisse AG - China State Con European Warrants Mar18 A HKD 0.151   0.102   0.134   10,272,000 1,337,322 N/A 0.229   2017/05/10 0.102   2017/06/26 25,356,000 3,968,698 -   - -   -
27442 Credit Suisse AG - China Taiping European Warrants Sep 2017A HKD 0.177   0.094   0.105   76,788,000 10,716,654 N/A 0.255   2017/03/21 0.094   2017/06/21 206,888,000 33,840,450 -   - -   -
15955 Credit Suisse AG - China Tel European Warrants Jul 2017 A HKD 0.017   0.017   0.010   60,000 1,020 2,581,448 0.182   2017/01/06 0.017   2017/06/05 210,372,000 15,488,686 -   - -   -
12178 Credit Suisse AG - China Tel European Warrants Nov 2017 A HKD 0.130   0.070   0.070   6,444,000 631,098 N/A 0.250   2017/03/24 0.070   2017/06/30 141,096,000 28,541,020 -   - -   -
15846 Credit Suisse AG - China Vanke European Warrants Dec 2017 A HKD 0.209   0.120   0.184   186,841,000 31,614,759 N/A 0.209   2017/06/26 0.100   2017/05/23 205,514,000 34,109,227 -   - -   -
16492 Credit Suisse AG - Chinares Pharma European Warrants Aug 18A HKD 0.270   0.243   0.275   475,000 119,055 N/A 0.270   2017/06/26 0.243   2017/06/12 475,000 119,055 -   - -   -
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.228   0.161   0.188   18,530,000 3,512,410 18,257,511 0.228   2017/06/23 0.065   2017/01/16 1,172,182,000 109,545,064 0.204   2016/03/30 0.057   2016/11/15
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD 1.200   0.470   0.970   4,172,000 3,244,350 45,845,151 1.200   2017/06/23 0.191   2017/05/09 747,966,000 275,070,906 0.730   2016/12/01 0.310   2016/11/28
28434 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 B HKD 0.800   0.310   0.465   13,634,000 6,776,690 N/A 0.800   2017/06/23 0.148   2017/05/09 2,976,548,000 895,474,810 -   - -   -
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.260   0.225   0.255   10,000,000 2,470,700 20,009,783 0.260   2017/06/06 0.087   2017/01/16 976,500,000 120,058,700 0.171   2016/10/11 0.079   2016/11/14
15002 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 B HKD 1.370   0.850   1.120   56,854,000 66,314,440 N/A 1.370   2017/06/23 0.500   2017/05/09 180,798,000 157,548,220 -   - -   -
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.076   0.043   0.051   3,207,120,000 188,656,480 55,853,407 0.076   2017/06/01 0.030   2017/05/09 5,872,020,000 335,120,440 0.146   2016/01/04 0.021   2016/07/20
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.047   0.026   0.032   33,140,000 1,240,980 418,527 0.048   2017/04/06 0.020   2017/05/05 70,200,000 2,511,160 0.107   2016/01/04 0.023   2016/11/29
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.085   0.053   0.075   20,940,000 1,489,200 2,763,940 0.176   2017/02/24 0.053   2017/06/08 128,236,000 16,583,640 0.209   2016/11/29 0.153   2016/12/15
16259 Credit Suisse AG - CITIC European Warrants Dec 2017 A HKD 0.560   0.330   0.370   4,712,000 2,233,290 N/A 0.560   2017/06/07 0.330   2017/06/01 4,964,000 2,327,940 -   - -   -
15965 Credit Suisse AG - CITIC European Warrants Jul 2017 A HKD 0.445   0.088   0.098   2,009,000 691,108 3,544,598 0.710   2017/02/15 0.088   2017/06/30 50,959,000 21,267,585 -   - -   -
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 2,186,367 0.060   2017/02/17 0.012   2017/04/24 265,030,000 13,118,200 0.211   2016/09/22 0.041   2016/12/28
16295 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 A HKD 0.126   0.092   0.118   142,405,000 15,660,045 N/A 0.265   2017/02/17 0.092   2017/06/15 617,815,000 108,709,090 -   - -   -
11401 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 B HKD 0.077   0.050   0.063   16,830,000 1,096,740 N/A 0.170   2017/03/21 0.050   2017/06/16 37,830,000 3,138,535 -   - -   -
18474 Credit Suisse AG - CKH European Put Warrants Jul 2017 B HKD -   -   0.015   0 0 N/A 0.233   2017/01/09 0.043   2017/03/14 154,350,000 20,582,910 -   - -   -
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD 0.510   0.510   0.510   5,000 2,550 140,642 0.510   2017/06/29 0.400   2017/04/24 2,015,000 843,850 0.520   2016/09/12 0.290   2016/07/06
15028 Credit Suisse AG - CKH European Warrants Jun 2017 A HKD -   -   0.250   0 0 1,401,383 0.300   2017/05/25 0.163   2017/02/13 41,350,000 8,408,300 0.250   2016/05/03 0.125   2016/07/06
25352 Credit Suisse AG - CKH Holdings European Warrants Aug 2017 B HKD 0.172   0.035   0.024   15,965,000 2,133,845 N/A 0.255   2017/03/02 0.035   2017/06/26 1,057,705,000 202,853,840 -   - -   -
15508 Credit Suisse AG - CKH Holdings European Warrants Dec 2017 A HKD 0.455   0.239   0.255   16,455,000 4,992,485 N/A 0.485   2017/05/25 0.239   2017/06/27 25,255,000 8,686,685 -   - -   -
18471 Credit Suisse AG - CKH Holdings European Warrants Jul 2017 A HKD 0.860   0.550   0.540   695,000 554,300 N/A 0.860   2017/06/05 0.275   2017/04/20 127,240,000 62,844,600 -   - -   -
12385 Credit Suisse AG - CKH Holdings European Warrants Oct 2017 A HKD 0.146   0.065   0.070   102,765,000 11,148,725 N/A 0.240   2017/03/27 0.065   2017/06/26 206,115,000 24,539,410 -   - -   -
27102 Credit Suisse AG - CKI Holdings European Warrants Aug 2017 A HKD 0.171   0.045   0.045   101,540,000 10,043,980 N/A 0.238   2017/02/15 0.045   2017/06/30 240,600,000 33,023,910 -   - -   -
15111 Credit Suisse AG - CKI Holdings European Warrants Nov 2017 A HKD 0.180   0.072   0.072   20,220,000 2,003,860 N/A 0.216   2017/05/10 0.072   2017/06/30 30,720,000 3,830,890 -   - -   -
16690 Credit Suisse AG - CKP European Warrants Dec 2017 A HKD 0.249   0.163   0.164   14,155,000 2,758,200 N/A 0.249   2017/06/16 0.163   2017/06/30 14,155,000 2,758,200 -   - -   -
15426 Credit Suisse AG - CKP European Warrants Jun 2017 A HKD 0.590   0.440   0.690   20,000 10,300 19,564,463 0.590   2017/06/09 0.126   2017/03/09 571,325,000 117,386,775 0.190   2016/12/22 0.130   2016/12/29
13975 Credit Suisse AG - CKP European Warrants Oct 2017 A HKD 0.350   0.232   0.295   37,340,000 10,661,095 N/A 0.350   2017/06/21 0.162   2017/05/09 95,730,000 22,024,885 -   - -   -
12409 Credit Suisse AG - CM Bank European Warrants Jun 2017 A HKD -   -   0.360   0 0 5,422,292 0.435   2017/05/26 0.071   2017/01/03 239,010,000 32,533,750 0.246   2016/09/08 0.061   2016/12/23
14789 Credit Suisse AG - CM Bank European Warrants Jun 2017 B HKD -   -   0.355   0 0 4,466,997 1.180   2017/05/25 0.035   2017/05/22 72,803,500 26,801,982 0.690   2016/12/09 0.196   2016/12/28
15488 Credit Suisse AG - CM Bank European Warrants Mar 2018 A HKD 0.285   0.190   0.315   16,085,000 3,824,275 N/A 0.300   2017/05/31 0.174   2017/05/12 49,765,000 10,770,325 -   - -   -
25875 Credit Suisse AG - CNBM European Warrants Aug 2017 A HKD 0.127   0.020   0.045   5,250,000 397,608 N/A 0.980   2017/02/23 0.020   2017/06/28 145,138,000 39,876,396 -   - -   -
27778 Credit Suisse AG - CNBM European Warrants Aug 2017 B HKD 0.053   0.023   0.019   6,200,000 284,760 N/A 0.620   2017/03/02 0.022   2017/05/31 61,034,000 17,841,816 -   - -   -
16188 Credit Suisse AG - CNBM European Warrants Dec 2017 A HKD 0.405   0.217   0.300   30,198,000 7,591,640 N/A 0.405   2017/06/08 0.217   2017/06/26 30,362,000 7,644,800 -   - -   -
15954 Credit Suisse AG - CNBM European Warrants Jul 2017 A HKD 0.380   0.045   0.037   12,420,000 2,195,178 3,694,400 1.440   2017/02/23 0.045   2017/06/27 52,110,000 22,166,402 -   - -   -
25731 Credit Suisse AG - CNOOC European Warrants Aug 2017 A HKD 0.014   0.014   0.010   1,400,000 19,600 N/A 0.440   2017/02/06 0.014   2017/06/02 2,252,179,000 340,063,939 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.092   0.064   0.068   5,550,000 419,230 13,894,180 0.206   2017/01/05 0.064   2017/06/27 789,690,000 83,365,080 0.265   2016/10/25 0.089   2016/01/21
16167 Credit Suisse AG - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 N/A 0.380   2017/01/06 0.015   2017/03/15 2,961,953,000 621,802,389 -   - -   -
11242 Credit Suisse AG - CNOOC European Warrants Jul 2017 B HKD 0.049   0.017   0.017   744,000 27,084 N/A 0.365   2017/04/07 0.017   2017/06/16 1,587,846,000 302,633,019 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.035   0.026   0.026   5,040,000 150,110 8,177,227 0.132   2017/01/06 0.026   2017/06/28 777,600,000 49,063,360 0.167   2016/10/24 0.084   2016/08/03
15141 Credit Suisse AG - CNOOC European Warrants Nov 2017 A HKD 0.140   0.073   0.080   13,370,000 1,392,727 N/A 0.230   2017/05/16 0.073   2017/06/27 109,918,000 20,614,368 -   - -   -
15138 Credit Suisse AG - CNOOC European Warrants Sep 2017 A HKD 0.196   0.061   0.065   1,492,941,000 179,832,073 N/A 0.265   2017/05/18 0.061   2017/06/30 1,634,558,000 208,877,715 -   - -   -
16323 Credit Suisse AG - Country Garden European Warrants Dec 17 A HKD 1.250   0.485   0.630   12,485,000 9,161,090 N/A 1.250   2017/06/06 0.485   2017/06/22 12,485,000 9,161,090 -   - -   -
16245 Credit Suisse AG - CPIC European Warrants Jul 2017 A HKD 0.227   0.081   0.191   84,306,000 13,376,988 N/A 0.285   2017/01/06 0.066   2017/05/05 511,814,000 86,258,026 -   - -   -
27259 Credit Suisse AG - CPIC European Warrants Sep 2017 A HKD 0.150   0.067   0.135   78,766,000 8,646,850 N/A 0.265   2017/02/14 0.061   2017/05/19 160,860,000 21,639,796 -   - -   -
16396 Credit Suisse AG - CRCC European Warrants Dec 2018 A HKD 0.194   0.128   0.131   10,470,000 1,570,460 N/A 0.194   2017/06/07 0.128   2017/06/30 10,470,000 1,570,460 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD 0.027   0.016   0.010   1,450,000 34,100 3,963,600 0.158   2017/03/23 0.016   2017/06/09 217,050,000 23,781,600 0.196   2016/11/28 0.073   2016/09/20
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.026   0.015   0.016   3,020,000 59,600 3,465,834 0.116   2017/02/10 0.015   2017/06/21 240,715,000 20,795,005 0.192   2016/11/28 0.077   2016/12/22
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 159,665 0.049   2017/01/24 0.010   2017/05/05 26,190,000 957,990 0.236   2016/04/14 0.040   2016/12/29
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.043   0.024   0.024   17,260,000 505,190 2,285,827 0.102   2017/01/27 0.024   2017/06/30 179,250,000 13,714,960 0.137   2016/11/29 0.084   2016/12/28
27779 Credit Suisse AG - CRRC Times European Warrants Aug 2017 A HKD 0.062   0.013   0.014   3,696,000 167,876 N/A 0.340   2017/02/20 0.013   2017/06/21 76,363,000 13,296,154 -   - -   -
16319 Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.420   0.265   0.390   586,699,800 197,977,522 N/A 0.420   2017/06/12 0.265   2017/06/21 586,699,800 197,977,522 -   - -   -
16352 Credit Suisse AG - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.630   0.201   0.620   11,197,800 4,277,222 N/A 0.630   2017/06/28 0.053   2017/05/08 97,054,400 21,333,247 -   - -   -
17136 Credit Suisse AG - CSOP A50 ETF European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15220 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.840   0.475   0.810   12,759,600 8,781,860 N/A 0.840   2017/06/29 0.185   2017/05/09 147,611,000 48,927,876 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.184   0.135   0.180   11,248,000 1,831,026 400,573 0.184   2017/06/29 0.088   2017/05/18 15,768,000 2,403,436 0.305   2016/01/04 0.122   2016/12/15
16792 Credit Suisse AG - Dongfeng Motor European Warrants Dec 17 A HKD 0.650   0.440   0.445   944,000 454,290 N/A 0.650   2017/06/20 0.440   2017/06/30 944,000 454,290 -   - -   -
24850 Credit Suisse AG - Dongfeng Motor European Warrants Jul 17 A HKD 0.470   0.115   0.115   9,898,000 3,009,492 N/A 0.690   2017/02/10 0.115   2017/06/30 42,482,000 12,444,100 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.149   0.059   0.083   46,615,000 4,665,425 3,259,494 0.194   2017/02/09 0.059   2017/06/22 154,500,000 19,556,965 0.260   2016/09/20 0.114   2016/12/28
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.340   0.205   0.305   12,440,000 3,289,240 13,433,573 0.340   2017/06/15 0.080   2017/01/03 424,460,000 80,601,440 0.260   2016/08/09 0.077   2016/12/29
29095 Credit Suisse AG - GAC European Warrants Dec 2017 A HKD 0.167   0.092   0.127   120,140,000 16,221,900 N/A 0.221   2017/03/14 0.083   2017/04/25 303,580,000 40,823,260 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.193   0.093   0.134   226,560,000 34,085,420 19,194,167 0.218   2017/03/14 0.063   2017/01/03 800,260,000 115,165,000 0.234   2016/09/15 0.063   2016/12/30
16799 Credit Suisse AG - Galaxy Ent European Put Wts Dec 2017 A HKD 0.310   0.249   0.295   2,200,000 603,150 N/A 0.310   2017/06/23 0.249   2017/06/20 2,200,000 603,150 -   - -   -
14515 Credit Suisse AG - Galaxy Ent European Put Wts Jun 2017 A HKD -   -   0.010   0 0 8,845,588 0.240   2017/01/03 0.010   2017/05/05 483,360,000 53,073,530 0.285   2016/12/16 0.127   2016/12/07
13462 Credit Suisse AG - Galaxy Ent European Put Wts Oct 2017 B HKD 0.129   0.050   0.076   157,230,000 12,649,680 N/A 0.315   2017/04/24 0.050   2017/06/20 309,240,000 46,097,220 -   - -   -
29434 Credit Suisse AG - Galaxy Ent European Put Wts Sep 2017 A HKD 0.034   0.010   0.011   19,290,000 394,060 N/A 0.250   2017/03/09 0.010   2017/06/23 458,690,000 43,086,240 -   - -   -
13194 Credit Suisse AG - Galaxy Ent European Warrants Aug 2017 A HKD 0.500   0.219   0.340   104,890,000 34,085,460 N/A 0.500   2017/06/20 0.100   2017/05/18 547,230,000 110,951,860 -   - -   -
17141 Credit Suisse AG - Galaxy Ent European Warrants Dec 2017 B HKD 0.237   0.235   0.238   140,000 33,090 N/A 0.237   2017/06/30 0.235   2017/06/30 140,000 33,090 -   - -   -
14793 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 B HKD -   -   0.010   0 0 13,299,107 0.178   2017/04/11 0.010   2017/05/29 770,810,000 79,794,640 0.233   2016/12/07 0.072   2016/12/29
28444 Credit Suisse AG - Galaxy Ent European Warrants Jun 2017 C HKD 0.670   0.250   0.660   14,400,000 5,858,150 N/A 0.670   2017/06/20 0.073   2017/05/18 674,330,000 137,763,170 -   - -   -
16439 Credit Suisse AG - Galaxy Ent European Warrants Nov 2017 A HKD 0.255   0.129   0.152   633,220,000 116,565,480 N/A 0.255   2017/06/14 0.129   2017/06/28 633,220,000 116,565,480 -   - -   -
29618 Credit Suisse AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.345   0.179   0.223   214,840,000 53,038,520 N/A 0.345   2017/06/20 0.076   2017/05/19 877,500,000 159,778,300 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD -   -   0.011   0 0 794,365 0.130   2017/02/15 0.011   2017/05/26 59,228,000 4,766,192 0.103   2016/12/28 0.097   2016/12/28
16692 Credit Suisse AG - GCL-Poly Energy European Wts Dec 2018 A HKD 0.208   0.151   0.208   12,333,000 2,212,714 N/A 0.208   2017/06/30 0.151   2017/06/23 12,333,000 2,212,714 -   - -   -
13268 Credit Suisse AG - GCL-Poly Energy European Wts Jun 2017 A HKD -   -   0.013   0 0 280,091 0.065   2017/02/15 0.013   2017/04/13 34,380,000 1,680,546 0.221   2016/09/19 0.052   2016/12/28
15121 Credit Suisse AG - GCL-Poly Energy European Wts Sep 2018 A HKD 0.113   0.076   0.110   10,490,000 982,999 N/A 0.158   2017/05/15 0.076   2017/06/16 12,962,000 1,326,934 -   - -   -
16834 Credit Suisse AG - Geely Auto European Put Warrants Jan 18 A HKD 0.246   0.161   0.174   22,560,000 4,352,405 N/A 0.246   2017/06/23 0.161   2017/06/29 22,560,000 4,352,405 -   - -   -
25024 Credit Suisse AG - Geely Auto European Put Warrants Jul 17 B HKD -   -   0.010   50,000 500 N/A 0.710   2017/02/02 0.029   2017/05/31 66,620,000 30,376,900 -   - -   -
16551 Credit Suisse AG - Geely Auto European Warrants Apr 2018 A HKD 0.395   0.203   0.355   329,490,000 81,648,385 N/A 0.395   2017/06/29 0.203   2017/06/16 329,490,000 81,648,385 -   - -   -
27803 Credit Suisse AG - Geely Auto European Warrants Aug 2017 A HKD -   -   7.600   0 0 N/A 3.460   2017/03/27 2.030   2017/04/18 19,170,000 50,790,650 -   - -   -
29107 Credit Suisse AG - Geely Auto European Warrants Aug 2017 B HKD 4.620   1.240   4.070   87,815,000 185,286,400 N/A 4.620   2017/06/29 0.430   2017/05/05 205,005,000 304,201,300 -   - -   -
18747 Credit Suisse AG - Geely Auto European Warrants Aug 2018 A HKD 0.800   0.480   0.800   3,580,000 2,132,600 N/A 0.800   2017/06/29 0.153   2017/01/09 885,825,000 223,516,055 -   - -   -
27233 Credit Suisse AG - Geely Auto European Warrants Aug 2018 B HKD 0.600   0.320   0.590   12,315,000 5,541,250 N/A 0.600   2017/06/30 0.168   2017/05/04 791,815,000 188,825,735 -   - -   -
11609 Credit Suisse AG - Geely Auto European Warrants Feb 2018 A HKD 0.425   0.180   0.385   467,940,000 117,366,865 N/A 0.425   2017/06/29 0.087   2017/05/04 525,590,000 126,102,725 -   - -   -
25001 Credit Suisse AG - Geely Auto European Warrants Jul 2017 A HKD 5.020   2.030   5.540   1,805,000 6,611,600 N/A 5.020   2017/06/28 0.600   2017/02/02 416,635,000 406,091,550 -   - -   -
13820 Credit Suisse AG - Geely Auto European Warrants Nov 2017 A HKD 0.590   0.229   0.540   36,480,000 11,000,960 N/A 0.590   2017/06/29 0.112   2017/05/05 405,755,000 62,848,790 -   - -   -
25028 Credit Suisse AG - Geely Auto European Warrants Nov 2018 A HKD 0.750   0.400   0.670   10,445,000 6,090,000 N/A 0.750   2017/06/29 0.195   2017/02/02 523,610,000 139,003,950 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD 0.730   0.700   0.830   60,000 42,900 13,935,959 0.730   2017/06/27 0.102   2017/01/03 435,280,000 83,615,755 0.167   2016/11/28 0.092   2016/12/28
16258 Credit Suisse AG - GF Sec European Warrants Apr 2018 A HKD 0.239   0.195   0.171   15,080,000 3,134,920 N/A 0.239   2017/06/02 0.195   2017/06/22 15,080,000 3,134,920 -   - -   -
15951 Credit Suisse AG - GF Sec European Warrants Jun 2017 A HKD -   -   0.010   0 0 2,843,237 0.174   2017/02/17 0.022   2017/05/22 123,630,000 17,059,422 -   - -   -
14786 Credit Suisse AG - GF Sec European Warrants Sep 2017 A HKD 0.035   0.016   0.017   3,800,000 86,100 515,686 0.125   2017/01/03 0.016   2017/06/30 43,860,000 3,094,114 0.201   2016/12/08 0.121   2016/12/29
29105 Credit Suisse AG - Greatwall Motor European Wts Aug 2017 A HKD 0.950   0.205   0.201   27,941,000 13,510,034 N/A 0.950   2017/06/13 0.084   2017/05/17 64,682,000 27,278,796 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.520   0.234   0.360   23,930,000 9,102,935 18,196,341 0.520   2017/06/13 0.158   2017/01/03 478,375,000 109,178,045 0.310   2016/10/25 0.123   2016/05/19
25751 Credit Suisse AG - Greatwall Motor European Wts Feb 2018 A HKD 0.265   0.084   0.134   629,610,000 113,175,265 N/A 0.265   2017/06/13 0.063   2017/05/09 1,045,975,000 169,222,960 -   - -   -
16797 Credit Suisse AG - Greatwall Motor European Wts Oct 2018 A HKD 0.209   0.160   0.158   12,400,000 2,199,220 N/A 0.209   2017/06/20 0.160   2017/06/30 12,400,000 2,199,220 -   - -   -
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.011   0 0 2,423,553 0.094   2017/02/17 0.011   2017/05/05 183,760,000 14,541,320 0.199   2016/09/22 0.053   2016/12/28
17037 Credit Suisse AG - Haitong Sec European Warrants Aug 2018 A HKD 0.134   0.123   0.128   832,000 107,016 N/A 0.134   2017/06/29 0.123   2017/06/30 832,000 107,016 -   - -   -
16292 Credit Suisse AG - Haitong Sec European Warrants Oct 2017 A HKD 0.051   0.024   0.027   14,800,000 506,224 N/A 0.193   2017/01/06 0.024   2017/06/16 211,752,000 26,674,044 -   - -   -
16636 Credit Suisse AG - Hang Lung Ppt European Warrants Jun 2018A HKD 0.182   0.107   0.131   1,652,000 217,187 N/A 0.182   2017/06/16 0.107   2017/06/28 1,652,000 217,187 -   - -   -
14080 Credit Suisse AG - Henderson Land European Warrants Dec 17 A HKD 0.224   0.112   0.094   18,480,000 3,588,140 N/A 0.224   2017/06/06 0.112   2017/06/27 29,710,000 5,527,880 -   - -   -
28852 Credit Suisse AG - Henganintl European Warrants Aug 2017 A HKD 0.014   0.014   0.015   50,000 700 N/A 0.360   2017/02/24 0.013   2017/05/31 35,415,000 4,223,365 -   - -   -
15412 Credit Suisse AG - Henganintl European Warrants Nov 2017 A HKD 0.310   0.129   0.200   172,170,000 38,972,670 N/A 0.310   2017/06/22 0.129   2017/06/13 183,210,000 41,396,855 -   - -   -
27429 Credit Suisse AG - HKEX European Put Warrants Aug 2017 A HKD 0.038   0.012   0.016   28,120,000 691,860 N/A 0.131   2017/03/03 0.012   2017/06/29 3,011,280,000 150,407,430 -   - -   -
12556 Credit Suisse AG - HKEX European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 52,915,210 0.099   2017/01/04 0.010   2017/05/04 5,201,520,000 317,491,260 0.168   2016/08/22 0.062   2016/12/01
16209 Credit Suisse AG - HKEX European Put Warrants Oct 2017 B HKD 0.025   0.016   0.015   1,320,000 26,040 N/A 0.131   2017/01/04 0.016   2017/06/27 110,900,000 8,579,600 -   - -   -
16836 Credit Suisse AG - HKEX European Put Warrants Oct 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16244 Credit Suisse AG - HKEX European Warrants Dec 2017 A HKD 0.161   0.092   0.109   21,556,580,000 2,390,663,150 N/A 0.195   2017/02/16 0.077   2017/05/08 21,921,210,000 2,444,925,530 -   - -   -
28061 Credit Suisse AG - HKEX European Warrants Dec 2017 B HKD 0.119   0.060   0.077   4,859,800,000 336,195,850 N/A 0.176   2017/02/17 0.052   2017/05/23 75,299,040,000 4,833,166,840 -   - -   -
14688 Credit Suisse AG - HKEX European Warrants Dec 2017 C HKD 0.243   0.162   0.187   94,110,000 18,810,110 N/A 0.243   2017/06/05 0.130   2017/05/08 278,720,000 48,080,470 -   - -   -
13023 Credit Suisse AG - HKEX European Warrants Feb 2018 A HKD 0.145   0.093   0.116   9,358,750,000 1,166,354,450 N/A 0.145   2017/06/05 0.084   2017/05/08 9,365,130,000 1,166,987,870 -   - -   -
14583 Credit Suisse AG - HKEX European Warrants Jan 2018 A HKD 0.193   0.122   0.168   42,980,000 6,746,190 N/A 0.193   2017/06/05 0.110   2017/05/24 61,280,000 9,078,560 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD 0.022   0.010   0.010   173,330,000 2,206,120 668,003,207 0.085   2017/02/16 0.010   2017/06/21 85,681,390,000 4,008,019,240 0.154   2016/10/24 0.031   2016/12/28
15135 Credit Suisse AG - HKEX European Warrants Jul 2017 B HKD 0.113   0.040   0.061   269,190,000 20,374,780 1,404,693,127 0.140   2017/02/16 0.030   2017/05/08 113,277,000,000 8,428,158,760 0.133   2016/12/14 0.078   2016/12/28
21260 Credit Suisse AG - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.064   2016/08/16 0.014   2016/12/14
26744 Credit Suisse AG - HKEX European Warrants Jun 2017 B HKD -   -   0.010   0 0 216,173,973 0.082   2017/02/16 0.010   2017/05/11 45,433,940,000 1,297,043,840 0.242   2016/04/28 0.030   2016/12/28
14663 Credit Suisse AG - HKEX European Warrants Jun 2017 D HKD 0.026   0.010   0.010   26,710,000 438,850 307,105,230 0.079   2017/02/16 0.010   2017/06/14 28,945,370,000 1,842,631,380 0.146   2016/11/29 0.044   2016/12/28
25346 Credit Suisse AG - HKEX European Warrants Jun 2017 E HKD 0.217   0.125   0.156   14,040,000 2,143,150 N/A 0.217   2017/06/05 0.072   2017/05/08 462,550,000 70,363,980 -   - -   -
27784 Credit Suisse AG - HKEX European Warrants Jun 2017 F HKD -   -   0.025   0 0 N/A 0.375   2017/02/16 0.093   2017/04/10 677,192,000 236,084,360 -   - -   -
16578 Credit Suisse AG - HKEX European Warrants May 2018 A HKD 0.131   0.104   0.129   14,550,000 1,695,210 N/A 0.131   2017/06/30 0.104   2017/06/28 14,550,000 1,695,210 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.054   0.027   0.029   49,278,300,000 1,629,595,360 674,656,730 0.093   2017/02/16 0.023   2017/05/24 84,085,420,000 4,047,940,380 0.174   2016/10/11 0.043   2016/12/28
15811 Credit Suisse AG - HKEX European Warrants Oct 2017 C HKD 0.620   0.234   0.285   2,849,051,000 1,456,074,102 N/A 0.620   2017/06/05 0.234   2017/06/28 2,851,507,000 1,456,864,447 -   - -   -
16497 Credit Suisse AG - HKEX European Warrants Oct 2017 D HKD 0.430   0.237   0.260   3,484,000 1,023,770 N/A 0.430   2017/06/09 0.237   2017/06/28 3,484,000 1,023,770 -   - -   -
16936 Credit Suisse AG - HKEX European Warrants Oct 2017 E HKD 0.530   0.430   0.480   2,262,000 1,054,700 N/A 0.530   2017/06/29 0.430   2017/06/28 2,262,000 1,054,700 -   - -   -
26910 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 A HKD 0.390   0.219   0.230   934,000 290,204 N/A 0.670   2017/02/23 0.195   2017/05/05 19,888,000 5,731,364 -   - -   -
12406 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 B HKD 0.052   0.052   0.012   200,000 10,400 N/A 0.167   2017/03/24 0.043   2017/05/22 11,208,000 1,181,728 -   - -   -
16321 Credit Suisse AG - HS H-SHARE European Warrants Dec 2017 A HKD 0.246   0.201   0.189   21,992,000 4,762,766 N/A 0.246   2017/06/20 0.201   2017/06/21 21,992,000 4,762,766 -   - -   -
15950 Credit Suisse AG - HS H-SHARE European Warrants Jun 2017 A HKD -   -   0.790   0 0 1,498,743 1.050   2017/02/23 0.330   2017/05/08 9,544,000 8,992,460 -   - -   -
28586 Credit Suisse AG - HSBC European Put Warrants Aug 2017 B HKD 0.072   0.010   0.011   128,528,000 5,826,432 N/A 0.485   2017/03/01 0.010   2017/06/30 1,463,132,000 195,771,680 -   - -   -
16347 Credit Suisse AG - HSBC European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 N/A 0.211   2017/01/04 0.010   2017/05/02 4,605,104,000 351,873,996 -   - -   -
15186 Credit Suisse AG - HSBC European Put Warrants Jun 2017 C HKD 0.010   0.010   0.010   100,000 1,000 59,285,487 0.450   2017/01/03 0.010   2017/06/09 3,278,504,000 355,712,920 0.460   2016/12/30 0.375   2016/12/21
15930 Credit Suisse AG - HSBC European Put Warrants Nov 2017 B HKD 0.305   0.113   0.140   617,340,000 119,745,892 N/A 0.305   2017/06/22 0.113   2017/06/30 617,340,000 119,745,892 -   - -   -
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.520   0.082   0.415   68,112,000 11,957,228 149,444,845 0.520   2017/06/30 0.061   2017/05/02 11,197,484,000 896,669,068 0.370   2016/12/08 0.158   2016/12/29
14217 Credit Suisse AG - HSBC European Wts Aug 2017 C HKD 0.305   0.236   0.570   6,160,000 1,579,344 N/A 0.305   2017/06/12 0.103   2017/04/24 53,268,000 10,465,216 -   - -   -
18684 Credit Suisse AG - HSBC European Wts Jul 2017 B HKD 0.530   0.079   0.530   36,216,000 6,032,928 N/A 0.530   2017/06/29 0.040   2017/04/24 31,662,368,000 2,725,623,804 -   - -   -
15137 Credit Suisse AG - HSBC European Wts Jun 2017 A HKD 0.034   0.010   0.010   20,512,000 433,632 645,435,227 0.193   2017/01/04 0.010   2017/06/19 31,631,408,000 3,872,611,360 0.234   2016/12/14 0.115   2016/12/28
15182 Credit Suisse AG - HSBC European Wts Jun 2017 B HKD 0.010   0.010   0.010   200,000 2,000 212,237,841 0.125   2017/01/05 0.010   2017/06/02 13,729,472,000 1,273,427,044 0.137   2016/12/15 0.085   2016/12/28
29096 Credit Suisse AG - HSBC European Wts Jun 2017 D HKD -   -   0.060   0 0 N/A 0.150   2017/05/16 0.013   2017/04/21 41,537,100,000 3,480,460,340 -   - -   -
29270 Credit Suisse AG - HSBC European Wts Jun 2017 E HKD 0.355   0.355   0.380   1,204,000 427,420 N/A 0.355   2017/06/02 0.072   2017/04/20 3,985,288,000 367,782,116 -   - -   -
29008 Credit Suisse AG - HSBC European Wts Nov 2017 A HKD 0.150   0.054   0.139   813,340,000 91,778,224 N/A 0.150   2017/06/30 0.054   2017/06/26 821,700,000 92,383,340 -   - -   -
16576 Credit Suisse AG - HSBC European Wts Nov 2017 C HKD 0.238   0.093   0.234   484,208,000 87,371,092 N/A 0.238   2017/06/30 0.093   2017/06/26 484,208,000 87,371,092 -   - -   -
17105 Credit Suisse AG - HSBC European Wts Nov 2017 D HKD 0.510   0.420   0.580   228,000 105,160 N/A 0.510   2017/06/29 0.420   2017/06/29 228,000 105,160 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.310   0.060   0.230   5,435,060,000 592,081,268 768,847,903 0.310   2017/06/30 0.048   2017/04/19 38,159,448,000 4,613,087,416 0.315   2016/12/08 0.132   2016/12/29
16577 Credit Suisse AG - HSBC European Wts Oct 2017 B HKD 0.260   0.083   0.206   2,897,544,000 383,678,316 N/A 0.260   2017/06/30 0.083   2017/06/26 2,897,544,000 383,678,316 -   - -   -
15185 Credit Suisse AG - HSBC European Wts Sep 2017 A HKD 0.122   0.025   0.094   83,652,000 6,202,632 86,709,978 0.155   2017/02/20 0.017   2017/04/19 3,976,040,000 520,259,868 0.126   2016/12/30 0.110   2016/12/29
29007 Credit Suisse AG - HSBC European Wts Sep 2017 B HKD 0.153   0.026   0.110   14,435,744,000 922,490,096 N/A 0.153   2017/06/30 0.026   2017/06/27 18,577,108,000 1,201,040,004 -   - -   -
14433 Credit Suisse AG - HSBC European Wts Sep 2017 C HKD 1.070   0.710   0.960   1,664,000 1,308,080 N/A 1.070   2017/06/30 0.385   2017/05/04 1,816,000 1,375,560 -   - -   -
15485 Credit Suisse AG - HSBC European Wts Sep 2017 D HKD 0.365   0.082   0.295   24,483,152,000 2,641,596,704 N/A 0.365   2017/06/30 0.082   2017/06/26 24,531,448,000 2,648,689,316 -   - -   -
18456 Credit Suisse AG - HSI European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.109   2017/01/23 0.012   2017/05/18 321,040,000 28,470,070 -   - -   -
18438 Credit Suisse AG - HSI European Warrants Aug 2017 A HKD -   -   0.500   0 0 N/A 0.209   2017/01/16 0.209   2017/01/16 40,000 8,360 -   - -   -
18437 Credit Suisse AG - HSI European Warrants Jul 2017 A HKD 0.440   0.440   0.440   4,330,000 1,905,200 N/A 0.440   2017/06/20 0.198   2017/01/16 4,370,000 1,913,180 -   - -   -
23154 Credit Suisse AG - HSI European Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18421 Credit Suisse AG - HSI European Warrants Jun 2017 A HKD -   -   0.480   0 0 N/A 0.415   2017/05/16 0.410   2017/05/15 13,480,000 5,571,150 -   - -   -
15499 Credit Suisse AG - HTSC European Warrants Apr 2018 A HKD 0.195   0.153   0.169   55,532,000 9,749,426 N/A 0.245   2017/05/15 0.153   2017/06/19 80,764,000 14,922,864 -   - -   -
13856 Credit Suisse AG - HTSC European Warrants Jun 2017 A HKD -   -   0.010   0 0 1,950,104 0.105   2017/02/15 0.011   2017/05/09 157,502,000 11,700,622 0.255   2016/10/25 0.070   2016/12/29
28570 Credit Suisse AG - Huaneng Power European Warrants Aug 2017A HKD 0.305   0.121   0.108   59,284,000 11,235,836 N/A 0.325   2017/05/31 0.082   2017/05/08 171,678,000 33,584,268 -   - -   -
14798 Credit Suisse AG - Huaneng Power European Warrants Jun 2017A HKD -   -   0.460   0 0 4,742,612 0.475   2017/03/21 0.100   2017/04/26 110,146,000 28,455,672 0.380   2016/12/08 0.300   2016/12/23
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.530   0.530   0.600   300,000 159,000 394,957 0.570   2017/02/16 0.315   2017/02/03 6,260,000 2,369,740 0.710   2016/09/09 0.132   2016/06/17
16277 Credit Suisse AG - ICBC European Warrants Jul 2017 B HKD 0.250   0.094   0.143   13,583,000 2,128,177 N/A 0.335   2017/03/21 0.087   2017/05/05 613,355,000 105,566,533 -   - -   -
28581 Credit Suisse AG - ICBC European Warrants Nov 2017 A HKD 0.103   0.045   0.050   17,330,000 1,256,710 N/A 0.221   2017/02/23 0.039   2017/05/08 75,925,000 6,653,819 -   - -   -
14797 Credit Suisse AG - ICBC European Warrants Nov 2017 B HKD 0.350   0.169   0.229   67,636,000 14,865,028 N/A 0.350   2017/06/02 0.153   2017/05/08 133,744,000 28,607,175 -   - -   -
27444 Credit Suisse AG - ICBC European Warrants Oct 2017 A HKD 0.182   0.080   0.100   325,288,000 45,270,344 N/A 0.290   2017/02/16 0.080   2017/06/21 1,670,969,000 260,443,361 -   - -   -
25649 Credit Suisse AG - Jiangxi Copper European Wts Aug 2017 A HKD 0.120   0.022   0.101   3,815,000 323,434 N/A 1.600   2017/02/13 0.022   2017/06/27 122,609,000 100,669,462 -   - -   -
28589 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 A HKD 0.062   0.048   0.074   3,000,000 163,100 N/A 0.246   2017/02/23 0.048   2017/06/16 54,370,000 7,756,180 -   - -   -
15107 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 B HKD 0.132   0.073   0.131   13,040,000 1,239,590 N/A 0.132   2017/06/30 0.073   2017/06/06 27,280,000 2,713,990 -   - -   -
14408 Credit Suisse AG - Jiangxi Copper European Wts Jun 2017 A HKD 0.018   0.010   0.010   4,930,000 56,780 10,932,038 0.245   2017/02/13 0.010   2017/06/14 450,600,000 65,592,230 0.208   2016/11/25 0.080   2016/12/23
22761 Credit Suisse AG - KECL European Warrants Jul 2017 A HKD 0.365   0.104   0.130   5,192,000 956,854 N/A 1.280   2017/04/10 0.104   2017/06/27 64,004,000 29,173,994 -   - -   -
29870 Credit Suisse AG - KECL European Warrants Sep 2017 A HKD 0.113   0.031   0.034   8,646,000 646,642 N/A 0.600   2017/04/10 0.031   2017/06/20 65,998,000 11,526,996 -   - -   -
13531 Credit Suisse AG - Kingsoft European Warrants Dec 2017 A HKD 0.142   0.076   0.081   32,670,000 3,722,000 N/A 0.245   2017/04/28 0.076   2017/06/30 170,090,000 27,781,180 -   - -   -
27260 Credit Suisse AG - Kingsoft European Warrants Jul 2017 A HKD 0.255   0.078   0.146   7,280,000 1,018,740 N/A 0.380   2017/04/28 0.078   2017/06/23 406,960,000 78,740,260 -   - -   -
12380 Credit Suisse AG - Kingsoft European Warrants Nov 2017 A HKD 0.242   0.150   0.159   124,260,000 25,026,420 N/A 0.390   2017/03/24 0.150   2017/06/30 233,000,000 53,955,690 -   - -   -
23710 Credit Suisse AG - Lenovo European Warrants Aug 2017 A HKD 0.032   0.010   0.010   4,512,000 87,618 N/A 0.235   2017/01/23 0.010   2017/06/21 491,160,000 54,053,970 -   - -   -
28861 Credit Suisse AG - Lenovo European Warrants Aug 2017 B HKD 0.325   0.120   0.124   141,620,000 28,621,202 N/A 0.590   2017/04/07 0.120   2017/06/30 439,264,000 120,363,100 -   - -   -
12181 Credit Suisse AG - Lenovo European Warrants Aug 2017 C HKD 0.136   0.027   0.028   42,868,000 3,528,224 N/A 0.325   2017/04/07 0.027   2017/06/30 929,550,000 165,049,470 -   - -   -
16421 Credit Suisse AG - Lenovo European Warrants Dec 2017 A HKD 0.485   0.305   0.305   5,098,000 2,209,610 N/A 0.485   2017/06/08 0.305   2017/06/28 5,098,000 2,209,610 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.028   0.017   0.017   48,500,000 1,099,000 3,004,490 0.043   2017/01/17 0.017   2017/06/28 564,980,000 18,026,940 0.189   2016/04/19 0.024   2016/12/29
15877 Credit Suisse AG - Lenovo European Warrants Nov 2017 A HKD 0.295   0.125   0.127   49,208,000 9,068,958 N/A 0.315   2017/05/31 0.125   2017/06/30 124,346,000 22,914,298 -   - -   -
13604 Credit Suisse AG - Lenovo European Warrants Oct 2017 A HKD 0.088   0.044   0.042   4,620,000 286,380 N/A 0.209   2017/04/13 0.043   2017/05/29 50,512,000 5,653,560 -   - -   -
13528 Credit Suisse AG - Lenovo European Warrants Sep 2017 A HKD 0.113   0.044   0.046   118,338,000 10,220,314 N/A 0.233   2017/04/11 0.044   2017/06/30 1,044,794,000 153,839,730 -   - -   -
28573 Credit Suisse AG - Li & Fung European Warrants Aug 2017 A HKD 0.034   0.021   0.013   482,000 13,272 N/A 0.310   2017/03/20 0.021   2017/06/09 185,920,000 32,876,234 -   - -   -
16830 Credit Suisse AG - Li & Fung European Warrants Dec 2017 A HKD 0.208   0.175   0.199   2,488,000 475,136 N/A 0.208   2017/06/21 0.175   2017/06/27 2,488,000 475,136 -   - -   -
15938 Credit Suisse AG - Li & Fung European Warrants Jul 2017 A HKD -   -   0.010   130,000 1,430 7,649,867 0.241   2017/01/04 0.011   2017/05/31 372,798,000 45,899,202 -   - -   -
16255 Credit Suisse AG - Li & Fung European Warrants Nov 2017 A HKD 0.172   0.054   0.066   26,042,000 2,104,616 N/A 0.172   2017/06/02 0.054   2017/06/28 26,042,000 2,104,616 -   - -   -
16420 Credit Suisse AG - Link REIT European Warrants Dec 2017 A HKD 0.216   0.109   0.098   18,585,000 3,375,545 N/A 0.216   2017/06/07 0.109   2017/06/29 18,585,000 3,375,545 -   - -   -
15943 Credit Suisse AG - Link REIT European Warrants Jun 2017 A HKD -   -   0.620   0 0 2,936,630 0.540   2017/05/17 0.146   2017/03/15 72,130,000 17,619,780 -   - -   -
14690 Credit Suisse AG - Link REIT European Warrants Oct 2017 A HKD 0.540   0.345   0.345   10,965,000 5,014,675 N/A 0.540   2017/06/19 0.214   2017/05/08 26,375,000 9,646,290 -   - -   -
16918 Credit Suisse AG - Meitu European Warrants Dec 2017 A HKD 0.241   0.190   0.203   21,440,000 4,439,100 N/A 0.241   2017/06/23 0.190   2017/06/28 21,440,000 4,439,100 -   - -   -
15411 Credit Suisse AG - Meitu European Warrants Nov 2017 A HKD 0.173   0.079   0.085   103,060,000 13,571,240 N/A 0.249   2017/05/16 0.079   2017/06/28 302,720,000 51,130,975 -   - -   -
16053 Credit Suisse AG - Meitu European Warrants Nov 2017 B HKD 0.247   0.124   0.135   196,680,000 36,762,430 N/A 0.247   2017/06/01 0.124   2017/06/28 220,190,000 41,850,325 -   - -   -
16285 Credit Suisse AG - MTRC European Warrants Dec 2017 A HKD 0.260   0.148   0.150   11,830,000 2,175,410 N/A 0.260   2017/06/01 0.148   2017/06/26 11,830,000 2,175,410 -   - -   -
16249 Credit Suisse AG - NCI European Warrants Nov 2017 A HKD 0.260   0.140   0.146   54,956,000 9,649,836 N/A 0.285   2017/05/31 0.140   2017/06/28 54,958,000 9,650,401 -   - -   -
14221 Credit Suisse AG - New World Dev European Wts Aug 2017 A HKD 0.800   0.148   0.171   7,330,000 2,885,723 N/A 0.800   2017/06/07 0.148   2017/06/30 12,314,000 4,603,706 -   - -   -
16638 Credit Suisse AG - New World Dev European Wts Dec 2017 A HKD 0.340   0.166   0.175   3,436,000 783,129 N/A 0.340   2017/06/14 0.166   2017/06/30 3,436,000 783,129 -   - -   -
29208 Credit Suisse AG - New World Dev European Wts Sep 2017 A HKD 0.415   0.030   0.036   74,338,000 14,307,901 N/A 0.465   2017/03/02 0.030   2017/06/30 91,146,000 18,151,849 -   - -   -
26907 Credit Suisse AG - PCCW European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.180   2017/03/01 0.035   2017/05/22 21,166,000 2,934,663 -   - -   -
16253 Credit Suisse AG - PCCW European Warrants Dec 2017 A HKD 0.237   0.131   0.143   8,052,000 1,239,739 N/A 0.237   2017/06/02 0.131   2017/06/20 8,052,000 1,239,739 -   - -   -
11402 Credit Suisse AG - PetroChina European Warrants Aug 2017 A HKD -   -   0.014   0 0 N/A 0.280   2017/03/21 0.019   2017/05/18 1,055,302,000 159,248,190 -   - -   -
16870 Credit Suisse AG - PetroChina European Warrants Dec 2017 A HKD 0.188   0.128   0.134   8,996,000 1,429,708 N/A 0.188   2017/06/26 0.128   2017/06/30 8,996,000 1,429,708 -   - -   -
15337 Credit Suisse AG - PetroChina European Warrants Jun 2017 A HKD -   -   0.010   0 0 9,407,869 0.285   2017/01/09 0.012   2017/04/19 331,868,000 56,447,212 0.237   2016/12/22 0.182   2016/12/29
16204 Credit Suisse AG - PetroChina European Warrants Jun 2017 B HKD -   -   0.010   0 0 N/A 0.385   2017/01/09 0.010   2017/04/26 1,754,610,000 447,589,224 -   - -   -
15406 Credit Suisse AG - PetroChina European Warrants Nov 2017 A HKD 0.115   0.025   0.025   39,612,000 2,477,130 N/A 0.220   2017/05/11 0.025   2017/06/30 88,412,000 10,497,134 -   - -   -
13967 Credit Suisse AG - PetroChina European Warrants Oct 2017 A HKD 0.028   0.018   0.015   1,680,000 39,760 N/A 0.219   2017/04/21 0.018   2017/06/12 183,274,000 11,671,440 -   - -   -
14354 Credit Suisse AG - PICC European Warrants Jun 2017 A HKD -   -   0.010   0 0 15,759,028 0.485   2017/01/06 0.010   2017/05/16 462,578,000 94,554,170 1.130   2016/11/28 0.370   2016/12/29
12378 Credit Suisse AG - PICC European Warrants Sep 2017 A HKD 0.430   0.212   0.375   7,382,000 2,287,650 N/A 0.430   2017/06/28 0.157   2017/04/19 38,760,000 9,777,590 -   - -   -
16186 Credit Suisse AG - PICC Group European Warrants Jan 2018 A HKD 0.169   0.111   0.124   53,896,000 7,643,153 N/A 0.170   2017/05/31 0.111   2017/06/15 57,978,000 8,332,971 -   - -   -
14787 Credit Suisse AG - PICC Group European Warrants Jun 2017 A HKD -   -   0.015   0 0 981,613 0.102   2017/01/05 0.021   2017/04/06 73,200,000 5,889,677 0.174   2016/12/08 0.087   2016/12/29
18864 Credit Suisse AG - PICC Group European Warrants Jun 2017 B HKD -   -   0.010   0 0 N/A 0.200   2017/01/10 0.010   2017/05/23 88,884,000 12,842,137 -   - -   -
16297 Credit Suisse AG - Ping An European Put Warrants Aug 2017 A HKD -   -   0.013   0 0 N/A 0.199   2017/01/04 0.015   2017/04/26 310,710,000 32,367,200 -   - -   -
16721 Credit Suisse AG - Ping An European Put Warrants Dec 2017 A HKD 0.241   0.172   0.201   29,150,000 5,788,015 N/A 0.241   2017/06/16 0.172   2017/06/26 29,150,000 5,788,015 -   - -   -
14609 Credit Suisse AG - Ping An European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 21,997,794 0.305   2017/01/04 0.010   2017/05/08 1,372,275,000 131,986,765 0.355   2016/12/23 0.166   2016/11/30
16190 Credit Suisse AG - Ping An European Put Warrants Nov 2017 A HKD 0.167   0.065   0.075   1,514,045,000 138,977,410 N/A 0.183   2017/05/29 0.065   2017/06/29 1,615,320,000 152,865,690 -   - -   -
12594 Credit Suisse AG - Ping An European Put Warrants Oct 2017 B HKD 0.046   0.010   0.014   91,175,000 2,678,250 N/A 0.345   2017/04/20 0.010   2017/06/28 1,171,260,000 124,550,945 -   - -   -
28063 Credit Suisse AG - Ping An European Warrants Aug 2017 B HKD 0.370   0.210   0.285   11,825,000 3,208,965 N/A 0.370   2017/06/27 0.025   2017/04/19 17,037,980,000 1,506,203,965 -   - -   -
14580 Credit Suisse AG - Ping An European Warrants Aug 2017 C HKD -   -   0.840   0 0 N/A 0.520   2017/05/23 0.204   2017/05/05 36,750,000 15,418,640 -   - -   -
16725 Credit Suisse AG - Ping An European Warrants Dec 2017 B HKD 0.191   0.102   0.102   9,061,850,000 1,196,967,415 N/A 0.191   2017/06/19 0.102   2017/06/30 9,061,850,000 1,196,967,415 -   - -   -
16246 Credit Suisse AG - Ping An European Warrants Jan 2018 A HKD 0.270   0.161   0.174   68,980,000 14,486,550 N/A 0.300   2017/05/31 0.161   2017/06/15 68,990,000 14,489,525 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.124   0.080   0.106   4,555,000 449,660 2,812,126 0.124   2017/06/27 0.015   2017/04/19 684,530,000 16,872,755 0.113   2016/01/04 0.024   2016/12/23
15482 Credit Suisse AG - Ping An European Warrants Jul 2017 B HKD 0.800   0.520   0.730   32,710,000 22,849,450 737,437,228 0.800   2017/06/27 0.052   2017/05/05 34,577,335,000 4,424,623,365 0.153   2016/12/28 0.124   2016/12/29
26638 Credit Suisse AG - Ping An European Warrants Jul 2017 C HKD -   -   1.200   0 0 N/A 0.620   2017/05/17 0.229   2017/04/19 12,760,000 5,137,510 -   - -   -
24056 Credit Suisse AG - Ping An European Warrants Jun 2017 A HKD -   -   0.014   0 0 0 -   - -   - 0 0 0.096   2016/01/04 0.020   2016/10/19
13227 Credit Suisse AG - Ping An European Warrants Jun 2017 B HKD -   -   0.017   0 0 12,083 0.019   2017/03/23 0.013   2017/03/16 4,500,000 72,500 0.198   2016/09/22 0.078   2016/11/02
16242 Credit Suisse AG - Ping An European Warrants Nov 2017 B HKD 0.242   0.129   0.136   16,415,915,000 2,943,208,755 N/A 0.325   2017/05/31 0.129   2017/06/15 16,415,925,000 2,943,211,980 -   - -   -
16871 Credit Suisse AG - Ping An European Warrants Nov 2017 C HKD 0.310   0.209   0.217   807,460,000 192,863,210 N/A 0.310   2017/06/26 0.209   2017/06/30 807,460,000 192,863,210 -   - -   -
27428 Credit Suisse AG - Ping An European Warrants Oct 2017 A HKD 0.540   0.340   0.400   16,615,000 6,413,550 N/A 0.540   2017/06/26 0.070   2017/04/21 23,588,605,000 2,505,980,050 -   - -   -
14919 Credit Suisse AG - Ping An European Warrants Oct 2017 C HKD 0.350   0.210   0.248   893,415,000 245,928,390 N/A 0.350   2017/06/09 0.111   2017/05/09 8,773,305,000 1,467,197,125 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.190   0.130   0.165   14,100,000 2,117,150 39,882,392 0.190   2017/06/26 0.034   2017/04/21 5,004,700,000 239,294,350 0.158   2016/01/04 0.041   2016/12/23
12722 Credit Suisse AG - Ping An European Warrants Sep 2017 B HKD 0.210   0.113   0.134   329,315,000 53,827,595 N/A 0.210   2017/06/12 0.049   2017/05/08 4,201,915,000 531,326,440 -   - -   -
26655 Credit Suisse AG - PSBC European Warrants Aug 2017 A HKD 0.062   0.015   0.012   898,000 25,016 N/A 0.285   2017/03/07 0.015   2017/06/26 83,748,000 13,662,139 -   - -   -
11961 Credit Suisse AG - R&F Ppt European Warrants Aug 2017 A HKD 0.083   0.027   0.030   44,436,000 2,887,960 N/A 0.129   2017/03/23 0.027   2017/06/28 184,188,000 15,297,052 -   - -   -
16123 Credit Suisse AG - R&F Ppt European Warrants Nov 2017 A HKD 0.990   0.560   0.580   2,536,800 1,985,596 N/A 0.990   2017/06/07 0.560   2017/06/26 2,940,800 2,321,436 -   - -   -
15914 Credit Suisse AG - Sands China European Put Wts Jul 2017 A HKD -   -   0.014   0 0 9,975,351 0.255   2017/01/03 0.019   2017/05/23 381,412,000 59,852,108 -   - -   -
12587 Credit Suisse AG - Sands China European Put Wts Sep 2017 B HKD 0.235   0.090   0.142   313,108,000 43,507,824 N/A 0.395   2017/03/27 0.090   2017/06/20 340,228,000 51,354,148 -   - -   -
15933 Credit Suisse AG - Sands China European Warrants Jul 2017 B HKD 0.137   0.017   0.017   10,544,000 987,364 18,036,459 0.285   2017/01/11 0.017   2017/06/26 681,760,000 108,218,756 -   - -   -
12626 Credit Suisse AG - Sands China European Warrants Oct 2017 A HKD 0.087   0.037   0.038   88,448,000 5,666,940 N/A 0.164   2017/04/07 0.033   2017/05/17 158,608,000 11,981,616 -   - -   -
28439 Credit Suisse AG - Sands China European Warrants Sep 2017 A HKD 0.201   0.085   0.100   474,464,000 70,637,604 N/A 0.325   2017/04/07 0.072   2017/05/19 844,320,000 128,647,964 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.024   0.010   0.018   10,630,000 199,590 4,369,582 0.181   2017/01/03 0.010   2017/06/06 347,930,000 26,217,490 0.390   2016/02/11 0.094   2016/09/09
27430 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 B HKD 0.580   0.167   0.107   8,780,000 2,667,950 N/A 0.630   2017/04/13 0.167   2017/06/26 164,920,000 71,487,780 -   - -   -
12432 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 C HKD 0.455   0.039   0.049   23,280,000 4,315,010 N/A 0.640   2017/04/18 0.039   2017/06/30 47,400,000 11,399,380 -   - -   -
16462 Credit Suisse AG - SHK Ppt European Warrants Dec 2017 A HKD 0.415   0.183   0.192   7,260,000 2,020,620 N/A 0.415   2017/06/13 0.183   2017/06/30 7,260,000 2,020,620 -   - -   -
15335 Credit Suisse AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.037   0.025   0.010   1,750,000 54,990 23,284,521 0.242   2017/01/27 0.020   2017/05/05 1,005,762,000 139,707,126 -   - -   -
14352 Credit Suisse AG - Sinopec Corp European Warrants Jun 2017 A HKD -   -   0.145   0 0 24,721,751 0.485   2017/01/27 0.070   2017/05/05 551,020,000 148,330,504 0.380   2016/12/14 0.144   2016/11/21
13539 Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 A HKD 0.135   0.039   0.042   160,252,000 13,127,186 N/A 0.255   2017/04/26 0.039   2017/06/28 232,950,000 25,583,130 -   - -   -
15509 Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 B HKD 0.234   0.061   0.067   158,796,000 20,458,800 N/A 0.275   2017/05/16 0.061   2017/06/28 204,754,000 29,614,540 -   - -   -
13460 Credit Suisse AG - SMIC European Warrants Mar 2018 A HKD 0.127   0.064   0.127   89,085,000 9,261,775 N/A 0.228   2017/04/10 0.064   2017/06/13 152,790,000 17,544,900 -   - -   -
22757 Credit Suisse AG - SMIC European Warrants Oct 2017 A HKD 0.027   0.017   0.025   970,000 19,745 N/A 0.226   2017/01/17 0.017   2017/06/22 494,715,000 54,271,120 -   - -   -
15942 Credit Suisse AG - SPDR Gold Trust European Wts Jul 2017 A HKD 0.260   0.035   0.037   183,000 23,457 1,071,292 0.590   2017/02/09 0.035   2017/06/23 20,846,000 6,427,753 -   - -   -
15109 Credit Suisse AG - SPDR Gold Trust European Wts Nov 2017 A HKD 0.280   0.246   0.242   1,089,000 271,083 N/A 0.345   2017/05/26 0.246   2017/06/27 1,109,000 277,983 -   - -   -
15949 Credit Suisse AG - Stanchart European Warrants Jun 2017 A HKD -   -   0.440   0 0 1,045,357 1.190   2017/02/06 0.320   2017/01/03 11,439,500 6,272,140 -   - -   -
14833 Credit Suisse AG - Stanchart European Warrants Nov 2017 A HKD 0.480   0.305   0.425   30,211,000 12,214,956 N/A 0.500   2017/05/16 0.305   2017/06/21 38,960,000 15,833,136 -   - -   -
16218 Credit Suisse AG - Sunny Optical European Warrants Jul 2017A HKD 2.590   2.590   3.170   10,000 25,900 N/A 2.900   2017/05/02 0.355   2017/01/04 10,120,000 10,021,800 -   - -   -
15875 Credit Suisse AG - Sunny Optical European Warrants Sep 2017A HKD 0.960   0.270   0.720   71,260,000 36,117,000 N/A 0.960   2017/06/27 0.270   2017/06/06 128,930,000 60,442,450 -   - -   -
16639 Credit Suisse AG - SwireProperties European Warrants Feb18A HKD 0.174   0.107   0.126   7,856,000 1,143,896 N/A 0.174   2017/06/14 0.107   2017/06/28 7,856,000 1,143,896 -   - -   -
24411 Credit Suisse AG - Techtronic European Warrants Aug 2017 A HKD 0.510   0.480   0.485   350,000 173,700 N/A 0.520   2017/05/25 0.172   2017/02/06 37,890,000 10,476,165 -   - -   -
15810 Credit Suisse AG - Techtronic European Warrants Nov 2017 A HKD 0.290   0.227   0.237   11,520,000 2,798,160 N/A 0.290   2017/06/02 0.225   2017/05/24 14,680,000 3,567,815 -   - -   -
18785 Credit Suisse AG - Tencent Holdings Euro Put Wts Aug 2017 A HKD -   -   0.010   0 0 N/A 0.139   2017/01/06 0.010   2017/04/21 31,618,400,000 2,791,251,470 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.187   2016/05/13 0.053   2016/10/03
15922 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 B HKD -   -   0.016   0 0 135,208,048 0.179   2017/01/03 0.016   2017/05/18 6,965,920,000 811,248,290 -   - -   -
25884 Credit Suisse AG - Tencent Holdings Euro Put Wts Jun 2017 D HKD -   -   0.010   0 0 N/A 0.117   2017/02/08 0.010   2017/04/13 15,780,070,000 940,434,380 -   - -   -
25880 Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 A HKD -   -   0.020   0 0 N/A 0.138   2017/02/03 0.030   2017/05/10 32,740,000 3,139,480 -   - -   -
12584 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 A HKD 0.032   0.010   0.014   77,930,000 1,648,400 N/A 0.184   2017/04/11 0.010   2017/06/28 18,023,370,000 1,540,843,630 -   - -   -
15743 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 C HKD 0.126   0.045   0.061   11,281,320,000 1,076,987,770 N/A 0.133   2017/05/18 0.045   2017/06/27 24,608,030,000 2,371,532,590 -   - -   -
16093 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 D HKD 0.191   0.070   0.095   27,133,940,000 2,817,479,340 N/A 0.191   2017/06/01 0.070   2017/06/27 27,137,710,000 2,818,075,170 -   - -   -
16724 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 F HKD 0.183   0.107   0.132   24,000,000 3,345,560 N/A 0.183   2017/06/16 0.107   2017/06/27 24,000,000 3,345,560 -   - -   -
28762 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 C HKD 0.022   0.010   0.010   12,570,000 173,340 N/A 0.260   2017/03/01 0.010   2017/06/20 13,738,490,000 1,403,548,550 -   - -   -
15401 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 F HKD 0.070   0.024   0.033   141,980,000 6,864,310 N/A 0.125   2017/05/11 0.024   2017/06/27 18,860,900,000 1,548,620,870 -   - -   -
23121 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 B HKD -   -   0.780   0 0 N/A 0.650   2017/05/22 0.130   2017/01/24 350,280,000 59,892,290 -   - -   -
15486 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 C HKD 2.290   1.160   1.590   79,994,000 120,759,450 N/A 2.290   2017/06/27 0.940   2017/05/16 179,166,000 299,052,810 -   - -   -
15657 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 D HKD 0.700   0.310   0.360   41,747,000 21,845,785 N/A 0.850   2017/05/23 0.310   2017/06/30 4,270,329,000 2,460,819,340 -   - -   -
15396 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 C HKD 0.355   0.234   0.310   10,760,000 3,106,850 N/A 0.355   2017/06/29 0.212   2017/05/16 22,840,000 6,229,720 -   - -   -
16684 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 D HKD 0.198   0.145   0.147   13,978,070,000 2,392,323,100 N/A 0.198   2017/06/20 0.145   2017/06/30 13,978,070,000 2,392,323,100 -   - -   -
16723 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15216 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 A HKD 0.355   0.235   0.305   5,100,000 1,522,710 N/A 0.355   2017/06/27 0.200   2017/05/11 26,990,000 6,626,350 -   - -   -
15398 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 B HKD 0.350   0.221   0.290   7,130,000 1,989,460 N/A 0.350   2017/06/27 0.206   2017/05/17 20,130,000 5,134,630 -   - -   -
15742 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 C HKD 0.305   0.196   0.250   70,710,000 16,860,450 N/A 0.305   2017/06/27 0.196   2017/06/01 124,410,000 29,925,530 -   - -   -
14918 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 A HKD 0.435   0.285   0.375   109,400,000 38,389,550 N/A 0.435   2017/06/27 0.248   2017/05/04 185,360,000 65,200,850 -   - -   -
15998 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 B HKD 0.227   0.167   0.196   1,293,120,000 242,189,420 N/A 0.247   2017/05/26 0.167   2017/06/01 5,842,070,000 1,245,329,910 -   - -   -
16095 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 C HKD 0.216   0.149   0.166   1,467,980,000 251,157,160 N/A 0.216   2017/06/27 0.149   2017/06/01 1,469,700,000 251,457,530 -   - -   -
16247 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 D HKD 0.181   0.122   0.123   42,051,760,000 6,091,818,560 N/A 0.181   2017/06/09 0.122   2017/06/30 42,051,760,000 6,091,818,560 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 0.930   0.810   0.940   830,000 756,500 21,281,827 0.930   2017/06/26 0.158   2017/01/04 547,210,000 127,690,960 0.405   2016/09/23 0.128   2016/12/23
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD 0.590   0.345   0.550   53,280,000 25,083,000 593,422,915 0.590   2017/06/27 0.040   2017/03/03 53,768,630,000 3,560,537,490 0.224   2016/09/13 0.029   2016/12/20
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.560   0.520   0.650   590,000 310,400 544,275,617 0.560   2017/06/16 0.079   2017/01/04 31,310,250,000 3,265,653,700 0.136   2016/11/29 0.062   2016/12/28
14982 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 D HKD 0.760   0.600   0.800   2,310,000 1,501,500 680,544,257 0.760   2017/06/20 0.097   2017/01/04 32,874,430,000 4,083,265,540 0.123   2016/12/09 0.076   2016/12/23
15240 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 E HKD 0.950   0.730   0.900   4,050,000 3,390,500 192,744,732 0.950   2017/06/09 0.120   2017/01/04 8,363,670,000 1,156,468,390 0.136   2016/12/30 0.094   2016/12/23
16197 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 F HKD 7.220   7.050   8.060   160,000 1,141,600 N/A 7.220   2017/06/07 1.180   2017/01/23 33,391,000 64,542,080 -   - -   -
26635 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 G HKD 4.560   2.540   4.840   5,319,000 19,066,530 N/A 4.560   2017/06/26 0.355   2017/03/03 2,992,962,000 1,984,466,960 -   - -   -
12184 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 H HKD 1.620   0.410   1.580   14,996,000 11,962,710 N/A 1.620   2017/06/27 0.144   2017/05/08 7,259,057,000 2,073,276,762 -   - -   -
13003 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 I HKD 0.900   0.340   0.465   40,938,000 24,162,060 N/A 0.900   2017/06/09 0.260   2017/04/07 4,411,027,000 1,633,614,060 -   - -   -
13368 Credit Suisse AG - Tencent Holdings European Wts Jul 2018 A HKD 0.265   0.207   0.248   99,580,000 23,405,400 N/A 0.305   2017/05/23 0.144   2017/04/07 10,552,440,000 2,824,960,790 -   - -   -
28233 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 A HKD -   -   0.950   0 0 7,442,253 0.960   2017/05/26 0.174   2017/01/04 148,640,000 44,653,520 0.455   2016/09/23 0.042   2016/06/08
12749 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 B HKD -   -   0.630   0 0 649,844,427 0.650   2017/05/23 0.046   2017/01/04 51,383,620,000 3,899,066,560 0.236   2016/09/09 0.030   2016/12/19
14378 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 C HKD -   -   0.800   0 0 17,326,965 0.830   2017/05/23 0.085   2017/01/04 548,030,000 103,961,790 0.188   2016/11/29 0.064   2016/12/23
28767 Credit Suisse AG - Tencent Holdings European Wts Jun 2017 E HKD -   -   2.590   0 0 N/A 2.780   2017/05/23 0.127   2017/04/11 3,539,551,000 1,271,571,180 -   - -   -
15217 Credit Suisse AG - Tencent Holdings European Wts Jun 2018 A HKD 0.285   0.200   0.248   186,540,000 44,741,680 N/A 0.295   2017/05/23 0.192   2017/05/11 14,988,830,000 3,232,744,200 -   - -   -
16129 Credit Suisse AG - Tencent Holdings European Wts Jun 2018 B HKD 0.235   0.181   0.182   6,290,000 1,262,550 N/A 0.235   2017/06/09 0.181   2017/06/30 6,290,000 1,262,550 -   - -   -
16254 Credit Suisse AG - Tencent Holdings European Wts Mar 2018 B HKD 0.198   0.153   0.155   6,000,000 1,060,700 N/A 0.198   2017/06/09 0.153   2017/06/12 6,000,000 1,060,700 -   - -   -
14220 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 B HKD 0.435   0.435   0.490   40,000 17,400 N/A 0.435   2017/06/14 0.170   2017/04/27 24,810,000 5,933,260 -   - -   -
16094 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 E HKD 0.200   0.139   0.149   21,222,160,000 3,459,949,150 N/A 0.200   2017/06/02 0.139   2017/06/16 21,226,900,000 3,460,791,070 -   - -   -
16881 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 G HKD 0.167   0.115   0.116   11,038,550,000 1,446,509,890 N/A 0.167   2017/06/27 0.115   2017/06/30 11,038,550,000 1,446,509,890 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.395   0.220   0.325   27,620,000 8,807,260 1,155,458,753 0.395   2017/06/27 0.065   2017/03/03 72,494,800,000 6,932,752,520 0.224   2016/10/03 0.101   2016/11/15
26660 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 B HKD 0.600   0.520   0.580   500,000 292,000 N/A 0.600   2017/06/27 0.102   2017/03/03 350,200,000 57,579,240 -   - -   -
12916 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 D HKD 0.430   0.245   0.360   49,970,000 17,072,190 N/A 0.430   2017/06/27 0.103   2017/04/03 22,609,990,000 3,206,838,700 -   - -   -
14726 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 E HKD 0.335   0.190   0.275   188,850,000 49,798,300 N/A 0.335   2017/06/27 0.115   2017/05/08 18,601,770,000 2,542,067,240 -   - -   -
16128 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 G HKD 0.850   0.490   0.495   298,986,000 226,020,660 N/A 0.850   2017/06/09 0.490   2017/06/30 299,018,000 226,043,620 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 0.880   0.880   0.910   300,000 264,000 14,242,288 0.880   2017/06/20 0.176   2017/01/04 378,570,000 85,453,730 0.430   2016/09/23 0.142   2016/12/28
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.810   0.690   0.740   1,630,000 1,189,900 17,556,468 0.810   2017/06/27 0.129   2017/01/04 556,300,000 105,338,810 0.350   2016/09/23 0.105   2016/12/23
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.500   0.300   0.430   10,140,000 4,319,500 720,433,558 0.500   2017/06/27 0.054   2017/03/09 50,012,250,000 4,322,601,350 0.235   2016/09/23 0.038   2016/12/23
16160 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 D HKD -   -   0.860   0 0 N/A 0.730   2017/05/22 0.172   2017/01/24 259,220,000 54,774,630 -   - -   -
29131 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 E HKD 0.465   0.315   0.410   5,950,000 2,620,800 N/A 0.465   2017/06/27 0.080   2017/03/23 38,443,870,000 3,763,546,810 -   - -   -
16096 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 F HKD 0.750   0.247   0.290   2,034,799,000 1,130,394,100 N/A 0.850   2017/05/26 0.247   2017/06/30 3,404,492,000 2,124,014,170 -   - -   -
16257 Credit Suisse AG - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.485   0 0 N/A 0.300   2017/04/18 0.213   2017/01/04 166,050,000 39,284,795 -   - -   -
13021 Credit Suisse AG - WH Group European Warrants Oct 2017 A HKD 0.510   0.395   0.510   6,394,000 2,969,955 N/A 0.510   2017/06/29 0.300   2017/05/18 10,594,000 4,653,846 -   - -   -
16637 Credit Suisse AG - Wharf European Warrants Dec 2017 A HKD 0.305   0.143   0.145   5,934,000 1,149,001 N/A 0.305   2017/06/14 0.143   2017/06/30 5,934,000 1,149,001 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.139   0.083   0.136   86,516,000 9,396,668 5,116,521 0.183   2017/04/11 0.077   2017/05/18 270,214,000 30,699,126 0.173   2016/10/24 0.060   2016/01/14
14232 Credit Suisse AG - Yanzhou Coal European Warrants Nov 2017 A HKD 0.195   0.135   0.203   846,000 145,480 N/A 0.360   2017/04/26 0.089   2017/05/24 7,380,000 1,567,948 -   - -   -
11197 Credit Suisse AG - Yuexiu Property European Wts Feb 2018 A HKD 0.147   0.108   0.115   14,270,000 1,915,808 N/A 0.255   2017/03/15 0.094   2017/05/18 24,766,000 3,448,354 -   - -   -
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.156   0.105   0.115   23,636,000 3,027,874 5,602,352 0.233   2017/03/16 0.079   2017/05/23 206,510,000 33,614,112 0.305   2016/09/09 0.133   2016/12/28
26913 Credit Suisse AG - Zhaojin Mining European Warrants Aug 17 A HKD 0.098   0.029   0.017   1,794,000 130,348 N/A 0.860   2017/02/27 0.029   2017/06/21 41,210,500 8,419,848 -   - -   -
15416 Credit Suisse AG - Zhaojin Mining European Warrants Nov 17 A HKD 0.630   0.415   0.400   1,785,000 832,820 N/A 0.680   2017/05/18 0.415   2017/06/16 3,036,500 1,501,185 -   - -   -
28213 Credit Suisse AG - Zijin Mining European Warrants Aug 2017 A HKD 0.020   0.015   0.012   2,200,000 39,000 N/A 0.250   2017/03/20 0.015   2017/06/15 105,346,000 17,621,070 -   - -   -
16689 Credit Suisse AG - Zijin Mining European Warrants Dec 2017 A HKD 0.241   0.206   0.207   7,384,000 1,670,996 N/A 0.241   2017/06/26 0.206   2017/06/29 7,384,000 1,670,996 -   - -   -
15964 Credit Suisse AG - Zijin Mining European Warrants Jul 2017 A HKD 0.083   0.041   0.027   8,556,000 629,954 3,683,778 0.495   2017/03/17 0.041   2017/06/23 111,670,000 22,102,668 -   - -   -
15114 Credit Suisse AG - Zijin Mining European Warrants Sep 2017 A HKD 0.090   0.049   0.049   6,734,000 496,030 N/A 0.132   2017/05/18 0.049   2017/06/29 20,506,000 1,985,952 -   - -   -
11889 Credit Suisse AG - ZTE European Warrants Dec 2017 A HKD 0.435   0.234   0.415   7,850,000 1,971,964 N/A 0.435   2017/06/27 0.195   2017/05/11 131,944,000 31,361,480 -   - -   -
16685 Credit Suisse AG - ZTE European Warrants Feb 2018 A HKD 0.290   0.227   0.260   25,416,000 6,432,164 N/A 0.290   2017/06/27 0.227   2017/06/15 25,416,000 6,432,164 -   - -   -
17145 Credit Suisse AG - ZTE European Warrants Feb 2018 B HKD 0.250   0.248   0.250   408,000 101,802 N/A 0.250   2017/06/30 0.248   2017/06/30 408,000 101,802 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD 0.460   0.415   0.560   300,000 131,500 6,160,245 0.460   2017/06/08 0.180   2017/03/10 165,738,000 36,961,468 0.305   2016/12/29 0.207   2016/12/19
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD -   -   0.011   0 0 68,633 0.078   2017/01/03 0.011   2017/05/25 9,374,000 411,800 0.243   2016/02/12 0.080   2016/12/30
16127 Goldman Sachs SP (Asia) - A50 China European Wts Aug 2017 A HKD 0.670   0.320   0.670   22,218,400 8,952,422 N/A 0.670   2017/06/30 0.131   2017/05/09 414,368,600 137,105,473 -   - -   -
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.285   0.218   0.280   18,227,000 4,726,619 10,952,665 0.285   2017/06/26 0.144   2017/01/03 362,749,000 65,715,992 0.234   2016/01/05 0.111   2016/06/24
16398 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 C HKD 0.500   0.330   0.480   32,786,300 13,871,643 N/A 0.500   2017/06/29 0.330   2017/06/06 32,786,300 13,871,643 -   - -   -
16802 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 A HKD 0.345   0.244   0.300   5,868,000 1,815,688 N/A 0.345   2017/06/29 0.244   2017/06/23 5,868,000 1,815,688 -   - -   -
17163 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 B HKD 0.640   0.620   0.640   32,200 20,126 N/A 0.640   2017/06/30 0.620   2017/06/30 32,200 20,126 -   - -   -
14631 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 A HKD 0.800   0.560   0.980   1,772,000 1,202,645 N/A 0.800   2017/06/23 0.280   2017/05/05 13,155,000 6,660,142 -   - -   -
17162 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 B HKD 0.345   0.325   0.350   336,000 110,930 N/A 0.345   2017/06/30 0.325   2017/06/30 336,000 110,930 -   - -   -
14854 Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Dec 2017 A HKD 0.250   0.210   0.220   4,405,000 1,004,870 N/A 0.380   2017/05/02 0.166   2017/05/18 7,140,000 1,577,800 -   - -   -
14868 Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Sep 2017 A HKD 0.140   0.099   0.112   37,560,000 4,673,440 N/A 0.275   2017/05/02 0.076   2017/05/18 75,775,000 11,040,245 -   - -   -
15987 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2017 A HKD 0.330   0.188   0.241   48,043,000 10,554,634 6,434,717 0.415   2017/02/16 0.185   2017/05/05 144,287,000 38,608,300 -   - -   -
25982 Goldman Sachs SP (Asia) - AIA European Warrants Aug 2017 A HKD 0.480   0.248   0.405   492,000 136,900 N/A 0.480   2017/06/22 0.069   2017/04/19 8,355,186,000 1,109,602,908 -   - -   -
16927 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 A HKD 0.465   0.390   0.410   7,668,000 3,296,940 N/A 0.465   2017/06/27 0.390   2017/06/30 7,668,000 3,296,940 -   - -   -
17047 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 B HKD 0.275   0.203   0.212   5,008,000 1,167,654 N/A 0.275   2017/06/29 0.203   2017/06/30 5,008,000 1,167,654 -   - -   -
14633 Goldman Sachs SP (Asia) - AIA European Warrants Jul 2017 A HKD -   -   0.880   0 0 N/A 0.710   2017/05/11 0.295   2017/04/26 3,790,000 2,148,940 -   - -   -
15170 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 A HKD -   -   1.150   0 0 13,339,493 0.790   2017/04/27 0.183   2017/01/04 349,522,000 80,036,956 0.260   2016/12/15 0.189   2016/12/29
28560 Goldman Sachs SP (Asia) - AIA European Warrants Jun 2017 B HKD 0.600   0.600   0.770   2,000 1,200 N/A 0.600   2017/06/01 0.101   2017/04/19 2,358,518,000 395,374,366 -   - -   -
15744 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2017 A HKD 0.178   0.099   0.122   105,346,000 14,045,926 N/A 0.216   2017/05/17 0.099   2017/06/16 117,350,000 15,997,564 -   - -   -
15149 Goldman Sachs SP (Asia) - AIA European Warrants Oct 2017 A HKD 0.247   0.138   0.184   281,974,000 52,528,570 N/A 0.247   2017/06/22 0.138   2017/06/16 421,852,000 78,552,856 -   - -   -
29242 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 A HKD 0.435   0.248   0.320   25,922,000 7,981,174 N/A 0.435   2017/06/22 0.094   2017/04/19 303,352,000 60,284,788 -   - -   -
11310 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 B HKD -   -   0.610   0 0 N/A 0.440   2017/04/27 0.148   2017/04/19 138,894,000 27,094,198 -   - -   -
14822 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A HKD 0.077   0.012   0.016   72,128,000 3,590,752 40,033,702 0.241   2017/02/16 0.012   2017/06/28 2,096,322,000 240,202,212 0.144   2016/12/08 0.069   2016/12/28
29459 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 B HKD 0.040   0.010   0.010   22,995,000 584,780 N/A 0.129   2017/03/17 0.010   2017/06/19 1,947,784,000 173,451,423 -   - -   -
17113 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2018 A HKD 0.165   0.148   0.152   710,000 108,665 N/A 0.165   2017/06/29 0.148   2017/06/30 710,000 108,665 -   - -   -
15514 Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2017 A HKD 0.232   0.115   0.129   164,116,000 25,440,744 N/A 0.232   2017/06/05 0.115   2017/06/26 240,973,000 40,237,629 -   - -   -
15606 Goldman Sachs SP (Asia) - BOCL European Warrants Jan 2018 A HKD 0.181   0.080   0.088   161,375,000 17,999,965 N/A 0.191   2017/05/15 0.080   2017/06/30 201,789,000 24,262,398 -   - -   -
15493 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 A HKD 0.196   0.051   0.056   41,440,000 3,005,565 10,764,471 0.375   2017/02/16 0.051   2017/06/28 524,090,000 64,586,825 0.150   2016/12/30 0.111   2016/12/28
27566 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 B HKD 0.103   0.012   0.014   99,282,000 3,884,284 N/A 0.340   2017/02/16 0.012   2017/06/30 1,201,888,000 111,587,191 -   - -   -
16928 Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 A HKD 0.255   0.175   0.179   3,194,000 664,286 N/A 0.255   2017/06/23 0.175   2017/06/30 3,194,000 664,286 -   - -   -
17003 Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 B HKD 0.139   0.089   0.093   1,942,000 213,879 N/A 0.139   2017/06/27 0.089   2017/06/30 1,942,000 213,879 -   - -   -
28563 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 A HKD 0.075   0.025   0.025   15,972,000 752,932 N/A 0.206   2017/02/24 0.025   2017/06/29 305,638,000 39,729,334 -   - -   -
17111 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 B HKD 0.190   0.170   0.188   6,202,000 1,125,776 N/A 0.190   2017/06/29 0.170   2017/06/30 6,202,000 1,125,776 -   - -   -
16820 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 A HKD 0.240   0.103   0.118   121,966,000 15,695,542 N/A 0.450   2017/02/23 0.103   2017/06/28 318,223,000 51,259,500 -   - -   -
11898 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 B HKD 0.038   0.010   0.012   14,816,000 338,998 N/A 0.159   2017/03/21 0.010   2017/06/21 75,363,000 3,629,495 -   - -   -
14274 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 C HKD 0.134   0.039   0.041   188,820,000 15,592,462 N/A 0.146   2017/05/17 0.039   2017/06/30 393,854,000 37,798,935 -   - -   -
12740 Goldman Sachs SP (Asia) - BYD European Warrants Sep 2017 A HKD 0.530   0.225   0.345   24,320,000 9,762,525 N/A 0.530   2017/06/27 0.206   2017/05/23 89,160,000 31,951,785 -   - -   -
16803 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Apr 2018 A HKD 0.200   0.142   0.199   3,092,000 562,662 N/A 0.200   2017/06/29 0.142   2017/06/21 3,092,000 562,662 -   - -   -
16369 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2018 A HKD 0.315   0.205   0.300   7,548,000 1,757,592 N/A 0.315   2017/06/09 0.205   2017/06/15 7,548,000 1,757,592 -   - -   -
14010 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jun 2017 A HKD 0.020   0.012   0.018   642,000 10,272 2,064,565 0.125   2017/01/26 0.012   2017/06/19 126,446,000 12,387,388 0.249   2016/11/03 0.086   2016/12/30
15829 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Sep 2017 A HKD 0.270   0.168   0.275   47,088,000 9,151,262 5,349,117 0.290   2017/02/23 0.093   2017/05/11 184,916,000 32,094,700 -   - -   -
16340 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Dec 2017 A HKD 0.215   0.152   0.193   142,190,000 26,235,458 N/A 0.215   2017/06/16 0.152   2017/06/05 142,190,000 26,235,458 -   - -   -
16888 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Oct 2017 B HKD 0.270   0.229   0.260   21,876,000 5,271,205 N/A 0.270   2017/06/30 0.229   2017/06/27 21,876,000 5,271,205 -   - -   -
26714 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 A HKD 0.250   0.067   0.071   127,341,000 16,428,712 N/A 0.405   2017/02/28 0.067   2017/06/30 561,147,000 93,454,858 -   - -   -
28768 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 B HKD 0.067   0.011   0.011   35,914,000 1,316,132 N/A 0.241   2017/02/23 0.011   2017/06/29 3,150,447,000 332,629,168 -   - -   -
11627 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 C HKD 0.210   0.046   0.049   205,800,000 21,211,371 N/A 0.340   2017/03/21 0.046   2017/06/30 772,832,000 95,541,648 -   - -   -
17112 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 B HKD 0.244   0.211   0.217   5,971,000 1,330,902 N/A 0.244   2017/06/29 0.211   2017/06/30 5,971,000 1,330,902 -   - -   -
15489 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 A HKD -   -   0.420   0 0 3,084,630 0.750   2017/02/23 0.315   2017/02/08 43,278,000 18,507,780 0.500   2016/12/30 0.305   2016/12/23
26794 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 B HKD 0.450   0.222   0.203   1,875,000 630,173 N/A 0.540   2017/03/21 0.197   2017/05/24 44,284,000 14,178,854 -   - -   -
28922 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 C HKD 0.096   0.011   0.010   147,344,000 6,141,708 N/A 0.255   2017/02/27 0.011   2017/06/27 4,203,239,000 535,884,600 -   - -   -
11616 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 D HKD 0.280   0.051   0.051   53,555,000 7,899,229 N/A 0.405   2017/03/21 0.051   2017/06/30 184,968,000 31,791,834 -   - -   -
14938 Goldman Sachs SP (Asia) - CC Bank European Wts Jun 2017 A HKD 0.200   0.200   0.200   95,000 19,000 35,771,230 0.410   2017/02/20 0.088   2017/05/24 1,168,039,000 214,627,379 0.310   2016/12/12 0.136   2016/12/22
16476 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 A HKD 0.211   0.105   0.107   67,937,000 10,623,668 N/A 0.211   2017/06/08 0.105   2017/06/30 67,937,000 10,623,668 -   - -   -
16521 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 B HKD 0.099   0.046   0.046   9,122,000 593,859 N/A 0.099   2017/06/12 0.046   2017/06/30 9,122,000 593,859 -   - -   -
14375 Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2017 A HKD 0.141   0.046   0.047   136,278,000 12,801,311 N/A 0.141   2017/06/05 0.046   2017/06/30 192,242,000 17,981,893 -   - -   -
14728 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A HKD 0.220   0.049   0.056   355,808,000 43,837,998 37,424,166 0.325   2017/03/21 0.049   2017/06/09 1,388,151,000 224,544,996 0.241   2016/12/30 0.122   2016/12/23
16339 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 B HKD 0.320   0.095   0.099   133,505,000 21,488,289 N/A 0.320   2017/06/05 0.095   2017/06/30 133,505,000 21,488,289 -   - -   -
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.022   0.010   0.012   21,060,000 301,550 7,656,873 0.108   2017/03/23 0.010   2017/06/21 649,670,000 45,941,240 0.239   2016/04/22 0.042   2016/12/22
16587 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 B HKD -   -   1.380   0 0 N/A 2.360   2017/03/24 0.930   2017/02/03 14,863,000 22,013,440 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.168   0.119   0.142   3,510,000 474,790 1,623,803 0.300   2017/03/23 0.087   2017/01/04 60,060,000 9,742,820 0.218   2016/08/15 0.080   2016/12/20
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.174   0.174   0.145   20,000 3,480 2,151,527 0.275   2017/03/23 0.116   2017/01/04 86,910,000 12,909,160 0.175   2016/11/29 0.107   2016/12/23
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD 0.229   0.229   0.238   20,000 4,580 1,157,747 0.365   2017/04/06 0.156   2017/01/03 33,920,000 6,946,480 0.275   2016/03/30 0.132   2016/01/21
17114 Goldman Sachs SP (Asia) - Ch Overseas European Wts Feb 2018A HKD 0.144   0.112   0.119   2,040,000 263,460 N/A 0.144   2017/06/29 0.112   2017/06/30 2,040,000 263,460 -   - -   -
14517 Goldman Sachs SP (Asia) - Ch Overseas European Wts Jul 2017A HKD 0.148   0.035   0.046   18,480,000 2,108,640 7,616,777 0.260   2017/03/17 0.035   2017/06/30 358,400,000 45,700,660 0.250   2016/11/30 0.086   2016/12/29
16293 Goldman Sachs SP (Asia) - Ch Overseas European Wts Nov 2017A HKD 0.250   0.133   0.150   217,660,000 38,188,940 N/A 0.250   2017/06/07 0.133   2017/06/30 217,660,000 38,188,940 -   - -   -
15985 Goldman Sachs SP (Asia) - Ch Overseas European Wts Oct 2017A HKD 0.131   0.047   0.057   110,220,000 9,156,460 17,063,230 0.250   2017/03/16 0.044   2017/05/11 730,040,000 102,379,380 -   - -   -
28273 Goldman Sachs SP (Asia) - China Life Euro Put Wts Aug 2017 B HKD 0.023   0.012   0.013   5,110,000 86,230 N/A 0.148   2017/02/21 0.012   2017/06/08 2,223,580,000 188,583,820 -   - -   -
25973 Goldman Sachs SP (Asia) - China Life Euro Put Wts Jun 2017 C HKD -   -   0.010   0 0 N/A 0.124   2017/02/06 0.013   2017/03/20 2,769,200,000 125,196,200 -   - -   -
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD -   -   0.340   0 0 3,226,728 0.470   2017/03/21 0.176   2017/01/03 80,710,000 19,360,370 0.360   2016/11/28 0.134   2016/11/14
27500 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 A HKD 0.159   0.090   0.096   131,910,000 16,190,070 N/A 0.290   2017/02/15 0.077   2017/05/05 1,191,690,000 186,053,990 -   - -   -
16341 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 B HKD 0.135   0.048   0.051   37,360,000 3,046,300 N/A 0.135   2017/06/02 0.048   2017/06/30 37,360,000 3,046,300 -   - -   -
16504 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 C HKD 0.132   0.063   0.067   63,674,000 5,720,985 N/A 0.132   2017/06/12 0.063   2017/06/30 63,674,000 5,720,985 -   - -   -
27104 Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 A HKD 0.195   0.107   0.115   306,780,000 44,394,260 N/A 0.270   2017/02/15 0.100   2017/04/19 832,210,000 137,495,910 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.490   0.490   0.475   10,000 4,900 646,802 0.590   2017/03/17 0.218   2017/01/03 11,930,000 3,880,810 0.420   2016/11/30 0.109   2016/07/08
13403 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 A HKD 0.250   0.114   0.130   390,000 89,680 61,835,528 0.260   2017/03/20 0.074   2017/05/08 3,317,470,000 371,013,170 0.218   2016/09/23 0.050   2016/11/09
14622 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 B HKD 0.120   0.015   0.032   9,430,000 466,100 138,552,027 0.192   2017/02/15 0.015   2017/06/16 10,477,620,000 831,312,160 0.217   2016/11/28 0.054   2016/12/28
28564 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 D HKD -   -   0.051   0 0 N/A 0.540   2017/02/22 0.031   2017/05/08 51,173,000 13,160,322 -   - -   -
29056 Goldman Sachs SP (Asia) - China Life Euro Wts Jun 2017 E HKD -   -   0.032   0 0 N/A 0.550   2017/03/20 0.067   2017/05/11 41,714,000 11,161,283 -   - -   -
15250 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 A HKD 0.157   0.074   0.081   238,680,000 27,147,700 N/A 0.159   2017/05/24 0.074   2017/06/30 295,800,000 34,808,140 -   - -   -
16505 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 B HKD 0.166   0.059   0.065   76,740,000 6,867,840 N/A 0.166   2017/06/09 0.059   2017/06/30 76,740,000 6,867,840 -   - -   -
16885 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 C HKD 0.174   0.112   0.127   61,890,000 8,744,160 N/A 0.174   2017/06/22 0.112   2017/06/30 61,890,000 8,744,160 -   - -   -
15621 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A HKD 0.260   0.260   0.260   300,000 78,000 4,749,493 0.425   2017/02/15 0.158   2017/01/03 121,080,000 28,496,960 0.172   2016/12/30 0.153   2016/12/29
15947 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 B HKD 0.125   0.051   0.056   222,070,000 18,610,010 N/A 0.138   2017/05/23 0.051   2017/06/30 268,750,000 24,047,620 -   - -   -
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.185   0.068   0.075   22,080,000 2,418,030 99,514,828 0.228   2017/02/15 0.067   2017/05/05 3,852,760,000 597,088,970 0.270   2016/09/22 0.057   2016/11/09
26464 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 B HKD 0.216   0.167   0.173   2,280,000 421,450 N/A 0.315   2017/02/16 0.167   2017/06/30 40,240,000 9,174,910 -   - -   -
29115 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 C HKD 0.080   0.030   0.030   66,130,000 3,823,320 N/A 0.141   2017/03/17 0.030   2017/06/30 6,774,730,000 661,085,800 -   - -   -
11304 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 D HKD 0.133   0.052   0.053   79,120,000 7,449,150 N/A 0.218   2017/03/17 0.052   2017/06/30 1,672,130,000 171,363,560 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.107   0.097   0.109   2,000,000 203,800 4,406,008 0.147   2017/01/03 0.089   2017/03/21 229,650,000 26,436,050 0.209   2016/02/11 0.088   2016/10/11
11641 Goldman Sachs SP (Asia) - China Mobile Euro Wts Aug 2017 A HKD 0.033   0.011   0.011   1,090,000 18,490 N/A 0.330   2017/03/21 0.011   2017/06/19 5,149,075,000 645,849,325 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD 0.011   0.011   0.010   200,000 2,200 738,400 0.027   2017/02/01 0.011   2017/06/09 204,250,000 4,430,400 0.094   2016/07/21 0.017   2016/12/29
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.051   2016/09/09 0.016   2016/11/10
29621 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 B HKD 0.018   0.010   0.010   1,940,000 26,550 N/A 0.335   2017/03/23 0.010   2017/06/14 1,775,815,000 326,416,880 -   - -   -
11637 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 C HKD 0.084   0.010   0.010   79,550,000 3,671,500 N/A 0.510   2017/03/20 0.010   2017/06/27 356,545,000 43,467,530 -   - -   -
14259 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 D HKD 0.237   0.022   0.025   139,200,000 12,669,420 N/A 0.260   2017/04/21 0.022   2017/06/30 290,080,000 43,416,090 -   - -   -
15292 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 A HKD 0.051   0.010   0.010   17,520,000 533,550 253,429,357 0.510   2017/02/02 0.010   2017/06/19 7,733,350,000 1,520,576,140 0.340   2016/12/21 0.270   2016/12/28
15646 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 B HKD 0.410   0.195   0.195   1,130,000 405,375 16,216,079 0.910   2017/03/21 0.180   2017/05/02 222,520,000 97,296,475 0.530   2016/12/30 0.475   2016/12/29
28918 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jun 2017 C HKD -   -   0.010   0 0 N/A 0.166   2017/03/21 0.010   2017/05/17 2,320,645,000 268,730,380 -   - -   -
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.013   0.010   0.010   32,150,000 384,300 46,753,933 0.044   2017/02/02 0.010   2017/06/29 8,544,550,000 280,523,600 0.124   2016/09/09 0.027   2016/12/28
16738 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 B HKD 0.290   0.178   0.185   31,510,000 6,701,270 N/A 0.290   2017/06/19 0.178   2017/06/30 31,510,000 6,701,270 -   - -   -
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.055   0.037   0.039   107,750,000 4,600,650 36,540,442 0.096   2017/02/02 0.037   2017/06/30 3,279,650,000 219,242,650 0.172   2016/09/09 0.066   2016/12/28
15515 Goldman Sachs SP (Asia) - China Mobile Euro Wts Oct 2017 A HKD 0.255   0.098   0.103   114,860,000 17,892,235 N/A 0.315   2017/05/23 0.098   2017/06/30 129,640,000 21,544,925 -   - -   -
14845 Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 A HKD 0.136   0.033   0.033   50,220,000 4,693,485 N/A 0.152   2017/05/05 0.033   2017/06/30 124,690,000 14,151,015 -   - -   -
16260 Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 B HKD 0.123   0.027   0.027   12,770,000 850,960 N/A 0.123   2017/06/02 0.027   2017/06/30 12,770,000 850,960 -   - -   -
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD -   -   0.011   0 0 1,384,682 0.061   2017/03/21 0.011   2017/05/29 189,890,000 8,308,090 0.165   2016/04/20 0.030   2016/12/29
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.022   0.015   0.015   5,620,000 99,160 1,366,257 0.106   2017/03/21 0.015   2017/06/29 104,510,000 8,197,540 0.128   2016/06/16 0.047   2016/10/04
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD 0.610   0.610   0.790   5,000 3,050 2,884,425 0.800   2017/03/20 0.335   2017/01/03 36,590,000 17,306,550 0.520   2016/11/10 0.159   2016/01/21
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.340   0.340   0.450   100,000 34,000 9,118,373 0.365   2017/05/26 0.129   2017/01/03 287,835,000 54,710,240 0.310   2016/11/01 0.117   2016/12/29
16882 Goldman Sachs SP (Asia) - China Tel European Wts Dec 2017 A HKD 0.260   0.209   0.216   5,704,000 1,318,774 N/A 0.260   2017/06/27 0.209   2017/06/30 5,704,000 1,318,774 -   - -   -
15819 Goldman Sachs SP (Asia) - China Tel European Wts Jun 2017 A HKD -   -   0.010   0 0 1,998,246 0.200   2017/01/06 0.014   2017/05/05 141,124,000 11,989,476 -   - -   -
11241 Goldman Sachs SP (Asia) - China Tel European Wts Sep 2017 A HKD 0.135   0.056   0.058   54,860,000 4,994,970 N/A 0.255   2017/03/20 0.056   2017/06/30 541,004,000 90,337,170 -   - -   -
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.228   0.220   0.213   160,000 35,840 2,186,322 0.228   2017/06/23 0.083   2017/03/02 116,980,000 13,117,932 0.208   2016/04/15 0.062   2016/08/05
17159 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 B HKD 0.485   0.450   0.465   832,000 390,010 N/A 0.485   2017/06/30 0.450   2017/06/30 832,000 390,010 -   - -   -
15075 Goldman Sachs SP (Asia) - China Unicom Euro Wts Jun 2017 A HKD -   -   0.720   0 0 25,179,733 0.890   2017/05/25 0.166   2017/05/09 327,416,000 151,078,396 0.710   2016/12/13 0.420   2016/12/23
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.270   0.270   0.270   200,000 54,000 11,468,877 0.270   2017/06/27 0.093   2017/01/16 644,200,000 68,813,260 0.176   2016/10/11 0.083   2016/08/04
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.069   0.038   0.047   134,140,000 7,273,840 17,134,120 0.069   2017/06/23 0.024   2017/05/09 1,960,240,000 102,804,720 0.121   2016/03/30 0.027   2016/11/14
16294 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 B HKD 0.970   0.540   0.630   23,532,000 16,871,360 N/A 0.970   2017/06/23 0.540   2017/06/14 23,532,000 16,871,360 -   - -   -
16853 Goldman Sachs SP (Asia) - China Unicom Euro Wts Sep 2017 A HKD -   -   1.440   0 0 N/A 1.410   2017/04/06 0.510   2017/03/08 421,544,000 276,232,960 -   - -   -
16124 Goldman Sachs SP (Asia) - CITIC Bank European Wts Dec 2017 A HKD 0.168   0.108   0.114   68,299,000 8,686,871 N/A 0.610   2017/02/23 0.108   2017/06/21 166,582,000 32,478,141 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.060   0.025   0.025   26,945,000 1,244,460 786,572 0.082   2017/02/15 0.025   2017/06/30 80,252,000 4,719,433 0.160   2016/07/26 0.058   2016/12/29
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.057   0.014   0.015   67,296,000 2,464,328 5,502,788 0.075   2017/02/15 0.014   2017/06/30 665,061,000 33,016,726 0.221   2016/01/20 0.057   2016/12/29
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.165   0.111   0.110   6,480,000 929,770 3,104,638 0.165   2017/06/07 0.058   2017/04/19 164,230,000 18,627,830 0.260   2016/08/15 0.110   2016/12/23
16555 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 B HKD 0.660   0.315   0.330   12,004,000 6,477,545 N/A 0.950   2017/01/12 0.265   2017/04/20 27,963,000 15,159,820 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.045   0.036   0.036   1,610,000 64,815 616,278 0.068   2017/01/05 0.015   2017/02/06 81,155,000 3,697,665 0.174   2016/11/30 0.045   2016/12/23
15832 Goldman Sachs SP (Asia) - CITIC Sec European Wts Dec 2017 A HKD 0.109   0.080   0.089   41,550,000 3,856,520 8,500,429 0.260   2017/01/11 0.080   2017/06/15 320,350,000 51,002,575 -   - -   -
16337 Goldman Sachs SP (Asia) - CKH European Wts Dec 2017 A HKD 0.420   0.245   0.245   13,860,000 4,092,050 N/A 0.420   2017/06/02 0.245   2017/06/30 13,860,000 4,092,050 -   - -   -
11294 Goldman Sachs SP (Asia) - CKH European Wts Jun 2017 A HKD -   -   0.260   0 0 1,220,642 0.270   2017/05/11 0.148   2017/01/17 42,350,000 7,323,850 0.330   2016/09/02 0.136   2016/12/30
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.103   0.088   0.086   785,000 76,270 11,906,699 0.113   2017/05/25 0.058   2017/04/18 988,785,000 71,440,195 0.164   2016/09/09 0.054   2016/07/06
16146 Goldman Sachs SP (Asia) - CKH European Wts Oct 2017 A HKD 0.650   0.390   0.395   3,045,000 1,343,950 N/A 0.700   2017/05/25 0.295   2017/04/21 124,140,000 60,077,675 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.027   0.011   0.020   21,460,000 443,865 81,996 0.027   2017/06/07 0.010   2017/03/28 24,010,000 491,975 0.060   2016/04/28 0.016   2016/12/28
16883 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 B HKD 0.260   0.220   0.241   1,390,000 339,690 N/A 0.260   2017/06/26 0.220   2017/06/23 1,390,000 339,690 -   - -   -
16779 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2017 A HKD 1.030   0.960   1.020   210,000 212,600 N/A 1.030   2017/06/20 0.440   2017/03/09 6,410,000 3,486,500 -   - -   -
11039 Goldman Sachs SP (Asia) - CM Bank European Wts Jun 2017 A HKD -   -   0.600   0 0 889,913 0.610   2017/03/27 0.305   2017/01/09 13,955,000 5,339,475 0.500   2016/09/09 0.198   2016/06/27
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.167   0.142   0.149   8,360,000 1,259,960 6,843,133 0.330   2017/01/09 0.142   2017/06/27 191,670,000 41,058,800 0.385   2016/10/20 0.112   2016/01/21
28315 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 A HKD 0.039   0.039   0.039   10,000 390 N/A 0.158   2017/02/22 0.034   2017/05/23 117,481,000 13,527,152 -   - -   -
11075 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 B HKD 0.015   0.010   0.010   1,299,000 13,735 N/A 0.213   2017/03/29 0.010   2017/06/08 1,882,810,000 296,310,777 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.082   0.058   0.062   119,650,000 8,264,020 17,138,628 0.210   2017/01/18 0.058   2017/06/30 950,730,000 102,831,770 0.260   2016/10/20 0.149   2016/08/03
15070 Goldman Sachs SP (Asia) - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 69,601,383 0.385   2017/01/06 0.025   2017/03/22 2,059,930,000 417,608,295 0.610   2016/12/14 0.265   2016/12/29
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.027   0.013   0.014   26,230,000 502,250 56,970,317 0.122   2017/01/06 0.013   2017/06/28 5,959,450,000 341,821,900 0.168   2016/10/24 0.084   2016/11/09
16590 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 A HKD 0.242   0.117   0.132   30,296,000 5,572,829 N/A 0.242   2017/06/13 0.117   2017/06/30 30,296,000 5,572,829 -   - -   -
16961 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 B HKD 0.320   0.275   0.305   4,038,000 1,196,815 N/A 0.320   2017/06/26 0.275   2017/06/30 4,038,000 1,196,815 -   - -   -
15254 Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2017 A HKD 0.119   0.021   0.021   23,851,000 2,022,134 N/A 0.214   2017/05/16 0.021   2017/06/30 49,223,000 6,065,614 -   - -   -
11528 Goldman Sachs SP (Asia) - CNOOC European Warrants Sep 2017 A HKD 0.129   0.028   0.033   72,236,000 6,042,641 N/A 0.450   2017/04/07 0.028   2017/06/28 274,128,000 53,783,082 -   - -   -
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD -   -   0.232   0 0 1,690,342 0.390   2017/03/21 0.270   2017/01/16 30,090,000 10,142,050 0.375   2016/12/07 0.206   2016/03/01
28035 Goldman Sachs SP (Asia) - CRCC European Warrants Jun 2017 A HKD 0.032   0.017   0.010   910,000 20,020 1,547,857 0.145   2017/03/24 0.017   2017/06/08 100,190,000 9,287,140 0.191   2016/06/07 0.070   2016/12/20
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 835,612 0.057   2017/01/23 0.010   2017/05/10 113,880,000 5,013,670 0.178   2016/06/07 0.040   2016/12/29
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD -   -   0.040   0 0 74,825 0.082   2017/03/02 0.041   2017/05/12 6,730,000 448,950 0.246   2016/01/19 0.060   2016/12/30
17161 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2017 A HKD 0.590   0.570   0.580   98,800 57,060 N/A 0.590   2017/06/30 0.570   2017/06/30 98,800 57,060 -   - -   -
15966 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jul 2017 A HKD 1.080   0.580   1.160   544,800 463,500 33,643,316 1.080   2017/06/12 0.168   2017/05/08 496,377,400 201,859,898 -   - -   -
14860 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jun 2017 A HKD -   -   0.010   0 0 727,757 0.141   2017/01/06 0.014   2017/04/12 58,607,000 4,366,539 0.260   2016/12/09 0.090   2016/12/30
16801 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Nov 2017 A HKD 0.375   0.238   0.370   8,608,000 2,539,523 N/A 0.375   2017/06/30 0.238   2017/06/20 8,608,000 2,539,523 -   - -   -
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.340   0.300   0.345   940,000 297,500 3,684,142 0.340   2017/06/30 0.172   2017/01/03 107,618,000 22,104,854 0.270   2016/08/16 0.172   2016/05/30
14624 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 B HKD 1.190   0.770   1.190   29,349,200 31,091,248 N/A 1.190   2017/06/30 0.325   2017/05/09 43,244,600 37,677,684 -   - -   -
16397 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 C HKD 0.500   0.275   0.460   45,012,800 17,627,607 N/A 0.500   2017/06/12 0.275   2017/06/16 45,012,800 17,627,607 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.164   0.118   0.164   26,082,000 3,779,832 2,015,634 0.164   2017/06/30 0.070   2017/05/08 113,130,000 12,093,804 0.176   2016/03/03 0.095   2016/12/20
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.139   0.103   0.138   47,684,000 5,546,620 2,131,966 0.139   2017/06/30 0.062   2017/05/09 123,572,000 12,791,796 0.142   2016/08/15 0.089   2016/12/29
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD 1.040   0.710   0.720   4,370,000 3,885,600 3,704,918 1.040   2017/06/06 0.017   2017/03/06 98,510,000 22,229,510 0.164   2016/04/25 0.020   2016/11/14
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.350   0.192   0.250   1,325,000 352,800 2,850,628 0.350   2017/06/09 0.178   2017/04/19 73,115,000 17,103,770 0.460   2016/09/21 0.230   2016/12/29
14972 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Aug 2017 A HKD 0.435   0.180   0.285   20,530,000 5,140,110 N/A 0.435   2017/06/14 0.071   2017/05/18 125,660,000 17,891,770 -   - -   -
14823 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 A HKD -   -   0.265   0 0 25,266,750 0.330   2017/04/10 0.029   2017/05/17 1,270,980,000 151,600,500 0.315   2016/12/07 0.102   2016/12/23
29388 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jun 2017 B HKD 0.570   0.275   0.570   3,960,000 1,416,100 N/A 0.570   2017/06/08 0.062   2017/05/22 280,620,000 64,452,540 -   - -   -
15158 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 A HKD 0.305   0.143   0.194   208,650,000 48,730,140 N/A 0.305   2017/06/20 0.068   2017/05/19 258,460,000 54,767,640 -   - -   -
16808 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 B HKD 0.204   0.129   0.144   74,930,000 12,216,060 N/A 0.204   2017/06/21 0.129   2017/06/28 74,930,000 12,216,060 -   - -   -
16145 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2017 A HKD -   -   0.930   0 0 N/A 0.710   2017/04/26 0.265   2017/02/08 143,170,000 52,834,750 -   - -   -
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD 0.500   0.500   0.560   13,100,000 6,806,000 7,775,137 0.500   2017/06/13 0.105   2017/01/04 276,910,000 46,650,820 0.199   2016/11/03 0.089   2016/12/28
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.229   0.036   0.084   42,415,000 3,993,090 7,411,418 0.229   2017/06/13 0.022   2017/05/05 592,675,000 44,468,505 0.173   2016/08/09 0.047   2016/12/28
16103 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Jan 2018 A HKD 2.770   0.940   1.720   9,654,500 14,893,025 N/A 2.770   2017/06/13 0.870   2017/05/29 11,570,500 16,733,725 -   - -   -
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD -   -   0.012   0 0 1,403,458 0.076   2017/01/13 0.010   2017/04/28 143,588,000 8,420,748 0.152   2016/09/22 0.049   2016/12/23
16104 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Jan 2018 A HKD 0.890   0.580   0.700   6,885,600 5,088,444 N/A 0.930   2017/05/31 0.580   2017/06/16 7,723,200 5,824,412 -   - -   -
16155 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Oct 2017 A HKD 0.042   0.020   0.023   7,876,000 237,480 N/A 0.193   2017/01/13 0.020   2017/06/15 201,368,000 20,163,544 -   - -   -
29335 Goldman Sachs SP (Asia) - HKEX European Put Wts Aug 2017 B HKD 0.031   0.010   0.010   39,120,000 615,240 N/A 0.152   2017/03/07 0.010   2017/06/26 702,850,000 52,405,580 -   - -   -
15759 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C HKD -   -   0.010   0 0 27,906,787 0.141   2017/01/04 0.010   2017/05/11 3,662,940,000 167,440,720 0.147   2016/12/30 0.137   2016/12/30
15608 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 D HKD 0.060   0.029   0.034   93,280,000 3,765,220 N/A 0.112   2017/05/16 0.029   2017/06/29 107,980,000 5,051,460 -   - -   -
27992 Goldman Sachs SP (Asia) - HKEX European Warrants Aug 2017 A HKD 0.117   0.039   0.056   170,100,000 10,654,040 N/A 0.170   2017/02/17 0.029   2017/05/09 6,540,880,000 545,481,010 -   - -   -
24927 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 A HKD 0.231   0.148   0.189   3,640,000 650,610 N/A 0.265   2017/02/17 0.116   2017/05/09 682,900,000 124,997,980 -   - -   -
11303 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 B HKD 0.146   0.079   0.109   374,940,000 40,501,440 N/A 0.183   2017/03/17 0.065   2017/05/09 545,470,000 58,650,130 -   - -   -
27820 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 A HKD 0.112   0.076   0.095   175,920,000 16,652,370 N/A 0.177   2017/02/17 0.060   2017/05/08 372,620,000 40,484,490 -   - -   -
14256 Goldman Sachs SP (Asia) - HKEX European Warrants Jan 2018 A HKD 0.185   0.117   0.148   140,740,000 20,664,680 N/A 0.185   2017/06/05 0.097   2017/05/09 166,500,000 23,616,550 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD 0.021   0.010   0.010   30,070,000 371,790 302,340,383 0.073   2017/02/16 0.010   2017/06/19 35,724,090,000 1,814,042,300 0.174   2016/10/11 0.036   2016/12/28
13684 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 A HKD 0.030   0.010   0.010   223,960,000 3,387,250 166,968,668 0.079   2017/02/16 0.010   2017/06/20 15,939,640,000 1,001,812,010 0.199   2016/10/11 0.039   2016/12/28
15282 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 B HKD 0.137   0.035   0.058   141,060,000 13,113,790 213,028,985 0.149   2017/02/16 0.025   2017/05/08 17,618,800,000 1,278,173,910 0.117   2016/12/21 0.082   2016/12/28
15825 Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2017 C HKD 0.206   0.110   0.154   35,620,000 5,281,610 30,010,933 0.206   2017/06/08 0.057   2017/05/08 1,548,570,000 180,065,600 -   - -   -
16522 Goldman Sachs SP (Asia) - HKEX European Warrants May 2018 A HKD 0.143   0.080   0.104   82,710,000 8,082,960 N/A 0.143   2017/06/12 0.080   2017/06/16 82,710,000 8,082,960 -   - -   -
21511 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 A HKD 0.117   0.065   0.088   258,980,000 23,310,980 N/A 0.172   2017/02/16 0.051   2017/05/09 1,048,540,000 116,962,990 -   - -   -
27567 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 B HKD 0.112   0.060   0.078   321,800,000 26,896,340 N/A 0.182   2017/02/16 0.046   2017/05/09 1,051,990,000 103,780,710 -   - -   -
11522 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 A HKD 0.270   0.170   0.219   87,360,000 19,605,950 N/A 0.270   2017/06/05 0.127   2017/05/09 436,750,000 83,252,070 -   - -   -
17004 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 B HKD 0.540   0.405   0.450   3,238,000 1,462,120 N/A 0.540   2017/06/29 0.405   2017/06/28 3,238,000 1,462,120 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.116   0.048   0.068   314,930,000 23,344,200 26,502,038 0.160   2017/02/16 0.036   2017/05/09 1,857,700,000 159,012,230 0.295   2016/04/25 0.080   2016/12/28
14942 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B HKD 0.056   0.023   0.025   16,340,000 662,730 3,203,908 0.086   2017/02/16 0.019   2017/05/05 305,050,000 19,223,450 0.112   2016/12/09 0.062   2016/12/28
15948 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 E HKD 0.560   0.221   0.241   30,789,000 10,186,687 N/A 0.560   2017/06/05 0.221   2017/06/28 30,791,000 10,187,212 -   - -   -
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.018   0.012   0.013   2,400,000 38,800 162,487 0.037   2017/02/15 0.011   2017/05/26 45,800,000 974,920 0.050   2016/09/22 0.015   2016/05/16
26701 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 B HKD -   -   0.495   0 0 N/A 0.810   2017/02/22 0.590   2017/02/09 820,000 602,140 -   - -   -
17002 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2018 A HKD 0.365   0.320   0.325   164,000 54,150 N/A 0.365   2017/06/27 0.320   2017/06/30 164,000 54,150 -   - -   -
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.107   0.095   0.100   4,800,000 503,400 1,442,617 0.125   2017/03/21 0.070   2017/05/09 91,980,000 8,655,700 0.113   2016/01/04 0.040   2016/05/16
15093 Goldman Sachs SP (Asia) - HSBC European Put Wts Jun 2017 C HKD -   -   0.010   0 0 65,443,436 0.375   2017/01/03 0.012   2017/05/10 2,868,460,000 392,660,616 0.425   2016/12/28 0.315   2016/12/15
16588 Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2017 C HKD 0.230   0.082   0.107   91,320,000 16,909,564 N/A 0.230   2017/06/15 0.082   2017/06/30 91,320,000 16,909,564 -   - -   -
15827 Goldman Sachs SP (Asia) - HSBC European Put Wts Oct 2017 B HKD 0.085   0.021   0.027   13,576,000 849,596 N/A 0.117   2017/05/18 0.021   2017/06/29 19,328,000 1,436,908 -   - -   -
29562 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 A HKD 0.380   0.068   0.290   308,132,000 37,933,336 N/A 0.380   2017/06/30 0.055   2017/04/24 489,392,000 56,370,496 -   - -   -
14269 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 B HKD 0.590   0.199   0.590   56,288,000 13,331,064 N/A 0.590   2017/06/30 0.087   2017/04/24 129,668,000 27,054,444 -   - -   -
14847 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 C HKD -   -   0.780   0 0 N/A 0.360   2017/05/12 0.172   2017/05/02 1,776,000 344,256 -   - -   -
16518 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 A HKD 0.460   0.460   0.870   64,000 29,440 N/A 0.460   2017/06/06 0.141   2017/04/24 223,328,000 52,008,656 -   - -   -
26929 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 B HKD 0.470   0.081   0.425   201,576,000 26,631,696 N/A 0.470   2017/06/30 0.045   2017/04/24 1,817,404,000 229,762,160 -   - -   -
14367 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 A HKD 0.133   0.086   0.133   9,200,000 1,036,348 290,794,843 0.270   2017/02/16 0.014   2017/04/24 14,976,060,000 1,744,769,060 0.345   2016/12/08 0.136   2016/12/28
15092 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 B HKD 0.030   0.017   0.017   1,832,000 39,572 180,229,678 0.159   2017/02/16 0.017   2017/06/06 9,575,608,000 1,081,378,068 0.247   2016/12/14 0.098   2016/12/29
26305 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 D HKD 0.010   0.010   0.010   60,000 600 N/A 0.135   2017/02/20 0.010   2017/06/07 6,236,860,000 753,044,120 -   - -   -
29336 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 E HKD 0.400   0.330   0.350   172,000 62,160 N/A 0.400   2017/06/06 0.067   2017/04/24 349,288,000 50,340,864 -   - -   -
29527 Goldman Sachs SP (Asia) - HSBC European Warrants Jun 2017 F HKD 0.260   0.130   0.156   3,484,000 774,128 N/A 0.260   2017/06/12 0.044   2017/04/24 14,726,728,000 1,795,618,852 -   - -   -
15355 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 A HKD 0.660   0.239   0.590   18,168,000 5,873,560 N/A 0.660   2017/06/30 0.239   2017/06/21 23,916,000 7,561,820 -   - -   -
16262 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 B HKD 0.230   0.067   0.181   48,304,000 6,245,052 N/A 0.230   2017/06/30 0.067   2017/06/23 48,304,000 6,245,052 -   - -   -
16848 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 D HKD 0.355   0.125   0.325   24,196,000 4,617,312 N/A 0.355   2017/06/30 0.125   2017/06/26 24,196,000 4,617,312 -   - -   -
15775 Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2017 A HKD 0.280   0.073   0.236   79,264,000 10,724,592 N/A 0.280   2017/06/30 0.073   2017/06/26 86,968,000 11,571,152 -   - -   -
28561 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 A HKD 0.152   0.025   0.104   104,308,000 9,101,684 N/A 0.152   2017/06/30 0.025   2017/06/26 153,568,000 12,036,788 -   - -   -
29564 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 B HKD 0.290   0.070   0.237   106,580,000 11,676,824 N/A 0.290   2017/06/30 0.044   2017/04/21 246,296,000 25,575,256 -   - -   -
14260 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 C HKD 0.520   0.158   0.460   169,064,000 33,816,872 N/A 0.520   2017/06/30 0.088   2017/04/24 239,956,000 46,230,288 -   - -   -
14852 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 D HKD 0.420   0.325   0.710   2,976,000 1,060,660 N/A 0.420   2017/06/07 0.184   2017/05/02 11,864,000 3,277,160 -   - -   -
16697 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 E HKD 0.395   0.128   0.395   66,204,000 11,059,740 N/A 0.395   2017/06/30 0.128   2017/06/26 66,204,000 11,059,740 -   - -   -
27895 Goldman Sachs SP (Asia) - HSCEI European Warrants Jun 2017 A HKD -   -   0.093   0 0 18,574,150 0.189   2017/02/23 0.046   2017/05/05 948,570,000 111,444,900 0.232   2016/09/09 0.059   2016/12/23
27810 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 A HKD 0.010   0.010   0.010   400,000 4,000 N/A 0.122   2017/03/03 0.010   2017/06/15 3,886,970,000 336,436,190 -   - -   -
28923 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 C HKD 0.025   0.011   0.015   33,080,000 571,280 N/A 0.168   2017/03/10 0.011   2017/06/29 3,581,360,000 424,421,920 -   - -   -
29247 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 D HKD 0.014   0.010   0.010   19,540,000 216,000 N/A 0.168   2017/03/03 0.010   2017/06/16 4,337,230,000 388,274,150 -   - -   -
14283 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 F HKD 0.032   0.016   0.020   42,690,000 981,460 N/A 0.119   2017/04/26 0.016   2017/06/29 144,940,000 6,092,670 -   - -   -
15828 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 B HKD 0.115   0.093   0.096   2,240,000 233,560 N/A 0.161   2017/05/19 0.093   2017/06/20 3,900,000 474,260 -   - -   -
15830 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 C HKD 0.080   0.064   0.067   7,900,000 565,780 N/A 0.115   2017/05/19 0.064   2017/06/29 10,120,000 783,170 -   - -   -
16649 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 E HKD 0.249   0.179   0.195   2,270,000 448,320 N/A 0.249   2017/06/14 0.179   2017/06/29 2,270,000 448,320 -   - -   -
16956 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2018 B HKD 0.147   0.130   0.123   790,000 107,980 N/A 0.147   2017/06/28 0.130   2017/06/30 790,000 107,980 -   - -   -
23875 Goldman Sachs SP (Asia) - HSI European Put Wts Jul 2017 C HKD -   -   0.010   0 0 N/A 0.140   2017/01/24 0.011   2017/05/09 2,583,800,000 123,861,650 -   - -   -
15495 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 E HKD -   -   0.010   0 0 64,548,628 0.181   2017/01/03 0.011   2017/04/25 5,763,440,000 387,291,770 0.175   2016/12/30 0.171   2016/12/30
16019 Goldman Sachs SP (Asia) - HSI European Put Wts Jun 2017 F HKD -   -   0.010   0 0 N/A 0.169   2017/01/04 0.010   2017/05/09 7,117,590,000 421,139,320 -   - -   -
14964 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 B HKD 0.054   0.045   0.044   2,160,000 107,470 N/A 0.116   2017/05/05 0.045   2017/06/23 5,720,000 413,460 -   - -   -
16142 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 C HKD 0.109   0.086   0.088   6,360,000 635,280 N/A 0.121   2017/05/26 0.086   2017/06/22 7,200,000 730,250 -   - -   -
16335 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 D HKD 0.126   0.089   0.098   28,850,000 2,962,360 N/A 0.126   2017/06/02 0.089   2017/06/29 28,850,000 2,962,360 -   - -   -
11492 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2017 A HKD 0.026   0.020   0.022   13,790,000 330,370 N/A 0.117   2017/03/17 0.020   2017/06/27 1,460,990,000 141,331,760 -   - -   -
29285 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 B HKD 0.025   0.016   0.018   29,730,000 588,360 N/A 0.157   2017/03/06 0.016   2017/06/27 3,760,090,000 385,576,760 -   - -   -
11283 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 D HKD 0.014   0.010   0.011   5,390,000 64,890 N/A 0.116   2017/03/17 0.010   2017/06/26 1,863,140,000 134,892,060 -   - -   -
15677 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 E HKD 0.068   0.040   0.046   47,690,000 2,410,510 N/A 0.121   2017/05/17 0.040   2017/06/29 58,360,000 3,221,000 -   - -   -
28116 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 B HKD 0.237   0.175   0.206   64,730,000 13,250,730 N/A 0.237   2017/06/08 0.063   2017/04/19 8,515,090,000 956,840,310 -   - -   -
11481 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 E HKD 0.350   0.350   0.350   50,000 17,500 N/A 0.350   2017/06/30 0.146   2017/04/19 471,690,000 96,073,080 -   - -   -
14962 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 A HKD 0.198   0.184   0.193   140,000 26,870 N/A 0.198   2017/06/13 0.107   2017/05/04 9,580,000 1,517,610 -   - -   -
16005 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 D HKD 0.172   0.124   0.142   4,320,000 628,180 N/A 0.172   2017/06/07 0.124   2017/06/21 10,580,000 1,633,100 -   - -   -
16849 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 F HKD 0.237   0.164   0.167   2,340,000 518,070 N/A 0.237   2017/06/27 0.164   2017/06/30 2,340,000 518,070 -   - -   -
16948 Goldman Sachs SP (Asia) - HSI European Warrants Feb 2018 A HKD 0.154   0.120   0.122   1,300,000 172,420 N/A 0.154   2017/06/27 0.120   2017/06/30 1,300,000 172,420 -   - -   -
16336 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2018 A HKD 0.164   0.107   0.120   4,680,000 621,790 N/A 0.164   2017/06/02 0.107   2017/06/28 4,680,000 621,790 -   - -   -
16013 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 A HKD 0.435   0.415   0.440   80,000 34,000 N/A 0.435   2017/06/05 0.171   2017/01/04 607,000,000 117,559,200 -   - -   -
22863 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 B HKD -   -   0.335   0 0 N/A 0.231   2017/05/18 0.101   2017/02/03 3,686,940,000 541,796,830 -   - -   -
29141 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 A HKD 0.470   0.445   0.440   170,000 77,600 147,326,957 0.470   2017/06/14 0.089   2017/01/03 5,908,030,000 883,961,740 0.340   2016/09/22 0.076   2016/12/28
13142 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 B HKD 0.148   0.081   0.104   2,980,000 343,420 64,628,548 0.148   2017/06/09 0.020   2017/04/24 7,724,840,000 387,771,290 0.178   2016/09/22 0.022   2016/12/28
14990 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 C HKD -   -   0.275   0 0 137,840,312 0.199   2017/05/15 0.058   2017/01/04 7,910,250,000 827,041,870 0.154   2016/12/09 0.048   2016/12/23
15458 Goldman Sachs SP (Asia) - HSI European Warrants Jun 2017 D HKD -   -   0.390   0 0 13,720,320 0.246   2017/04/28 0.139   2017/02/03 488,940,000 82,321,920 -   - -   -
14278 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16953 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 B HKD 0.142   0.097   0.099   2,320,000 279,070 N/A 0.142   2017/06/27 0.097   2017/06/30 2,320,000 279,070 -   - -   -
12364 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2017 A HKD 0.182   0.130   0.150   10,950,000 1,749,470 N/A 0.182   2017/06/09 0.058   2017/04/19 1,988,050,000 176,255,680 -   - -   -
14282 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16011 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 A HKD -   -   0.435   0 0 N/A 0.290   2017/02/23 0.172   2017/01/16 1,352,190,000 282,783,500 -   - -   -
11115 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 C HKD 0.190   0.145   0.165   6,390,000 1,011,500 N/A 0.190   2017/06/06 0.056   2017/04/19 2,800,270,000 260,462,150 -   - -   -
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD -   -   0.031   0 0 150,720 0.072   2017/02/15 0.023   2017/03/30 19,600,000 904,320 0.109   2016/04/25 0.032   2016/08/05
11234 Goldman Sachs Sp (Asia) - ICBC European Warrants Aug 2017 A HKD 0.136   0.031   0.039   237,847,000 15,530,273 N/A 0.218   2017/03/16 0.031   2017/06/28 478,041,000 36,794,906 -   - -   -
16925 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2018 A HKD 0.152   0.128   0.143   17,406,000 2,444,501 N/A 0.152   2017/06/27 0.128   2017/06/30 17,406,000 2,444,501 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.485   0.485   0.510   60,000 29,100 2,357,647 0.590   2017/02/20 0.300   2017/05/05 36,882,000 14,145,880 0.740   2016/09/22 0.101   2016/05/23
15494 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 B HKD 0.249   0.199   0.285   600,000 138,100 1,679,633 0.460   2017/02/24 0.194   2017/02/08 37,028,000 10,077,797 0.255   2016/12/30 0.247   2016/12/30
26448 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 C HKD 0.145   0.021   0.034   200,732,000 9,654,009 N/A 0.270   2017/02/16 0.021   2017/06/21 1,270,876,000 169,119,535 -   - -   -
28558 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 D HKD 0.053   0.010   0.010   41,521,000 1,248,807 N/A 0.153   2017/02/23 0.010   2017/06/26 2,981,677,000 224,957,682 -   - -   -
15349 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 A HKD 0.154   0.049   0.060   41,777,000 3,824,041 N/A 0.154   2017/06/05 0.049   2017/06/21 55,786,000 5,247,796 -   - -   -
15873 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 B HKD 0.275   0.122   0.168   266,274,000 45,090,331 N/A 0.275   2017/06/05 0.122   2017/06/21 320,612,000 55,209,969 -   - -   -
17115 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 C HKD 0.231   0.197   0.208   11,024,000 2,380,272 N/A 0.231   2017/06/29 0.197   2017/06/30 11,024,000 2,380,272 -   - -   -
11900 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 A HKD 0.106   0.028   0.041   10,015,000 615,851 N/A 0.174   2017/03/21 0.028   2017/06/21 40,599,000 3,042,119 -   - -   -
14976 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 B HKD 0.184   0.058   0.082   81,135,000 8,291,937 N/A 0.184   2017/06/05 0.058   2017/06/21 128,206,000 13,107,962 -   - -   -
16553 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 C HKD 0.092   0.035   0.051   20,154,000 1,053,486 N/A 0.092   2017/06/12 0.035   2017/06/21 20,154,000 1,053,486 -   - -   -
14270 Goldman Sachs Sp (Asia) - ICBC European Warrants Sep 2017 A HKD 0.136   0.035   0.046   111,937,000 7,559,997 N/A 0.136   2017/06/05 0.035   2017/06/23 148,976,000 10,566,897 -   - -   -
15820 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2017 A HKD 0.470   0.320   0.330   6,980,000 2,967,150 5,799,740 0.580   2017/04/28 0.195   2017/02/24 115,320,000 34,798,440 -   - -   -
16101 Goldman Sachs SP (Asia) - Kingsoft European Wts Oct 2017 A HKD 0.149   0.064   0.068   41,580,000 4,047,810 N/A 0.149   2017/06/09 0.064   2017/06/30 48,200,000 4,923,050 -   - -   -
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.024   0.014   0.014   6,200,000 115,600 155,913 0.032   2017/02/15 0.013   2017/02/21 43,520,000 935,480 0.162   2016/03/18 0.025   2016/12/13
14374 Goldman Sachs SP (Asia) - Lenovo European Wts Aug 2017 A HKD 0.134   0.047   0.047   73,134,000 7,033,434 N/A 0.225   2017/04/24 0.047   2017/06/30 229,330,000 27,464,118 -   - -   -
16845 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 A HKD 0.172   0.145   0.111   9,416,000 1,492,772 N/A 0.460   2017/01/16 0.111   2017/05/29 569,390,000 135,415,384 -   - -   -
15247 Goldman Sachs SP (Asia) - Lenovo European Wts Jun 2017 A HKD 0.080   0.012   0.010   14,036,000 553,790 50,170,109 0.390   2017/01/17 0.012   2017/06/14 1,487,484,000 301,020,654 0.305   2016/12/16 0.223   2016/12/29
16887 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2017 A HKD 0.148   0.115   0.116   7,560,000 1,024,362 N/A 0.148   2017/06/22 0.115   2017/06/30 7,560,000 1,024,362 -   - -   -
16099 Goldman Sachs SP (Asia) - Lenovo European Wts Sep 2017 A HKD 0.109   0.049   0.050   22,578,000 1,908,794 N/A 0.128   2017/05/25 0.049   2017/06/30 33,664,000 3,046,996 -   - -   -
16840 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Jul 2017 A HKD 0.039   0.022   0.019   379,000 10,992 N/A 0.900   2017/02/16 0.016   2017/05/09 26,478,000 7,983,298 -   - -   -
11536 Goldman Sachs SP (Asia) - NCI European Warrants Jun 2017 A HKD -   -   0.920   0 0 1,029,640 0.990   2017/02/10 0.510   2017/04/19 7,541,000 6,177,840 1.000   2016/12/01 0.360   2016/07/25
14706 Goldman Sachs SP (Asia) - PetroChina European Wts Aug 2017 A HKD 0.015   0.013   0.014   500,000 7,100 N/A 0.100   2017/04/27 0.011   2017/05/31 37,268,000 1,487,296 -   - -   -
16591 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2017 A HKD 0.199   0.071   0.075   54,368,000 6,765,022 N/A 0.199   2017/06/13 0.071   2017/06/30 54,368,000 6,765,022 -   - -   -
25938 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 A HKD -   -   0.020   0 0 N/A 0.245   2017/02/13 0.019   2017/04/20 104,380,000 12,492,688 -   - -   -
11529 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 B HKD -   -   0.010   0 0 N/A 0.201   2017/03/21 0.011   2017/05/04 2,087,580,000 206,091,628 -   - -   -
16131 Goldman Sachs SP (Asia) - PetroChina European Wts Jun 2017 A HKD -   -   0.010   0 0 N/A 0.385   2017/01/09 0.010   2017/05/15 2,145,440,000 273,413,094 -   - -   -
17005 Goldman Sachs SP (Asia) - PetroChina European Wts Nov 2017 A HKD 0.200   0.132   0.140   5,276,000 907,602 N/A 0.200   2017/06/27 0.132   2017/06/30 5,276,000 907,602 -   - -   -
15674 Goldman Sachs SP (Asia) - PetroChina European Wts Oct 2017 A HKD 0.071   0.013   0.018   78,396,000 3,326,008 N/A 0.154   2017/05/16 0.013   2017/06/28 124,766,000 8,527,588 -   - -   -
16296 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 C HKD 0.089   0.040   0.049   79,580,000 4,784,035 N/A 0.089   2017/06/05 0.040   2017/06/27 79,580,000 4,784,035 -   - -   -
16695 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 F HKD 0.255   0.142   0.182   138,880,000 25,502,610 N/A 0.255   2017/06/15 0.142   2017/06/27 138,880,000 25,502,610 -   - -   -
14771 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A HKD 0.270   0.205   0.255   13,175,000 3,472,950 91,453,718 0.270   2017/06/27 0.055   2017/02/03 7,005,645,000 548,722,305 0.136   2016/12/09 0.067   2016/12/29
14442 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 B HKD 0.550   0.550   0.720   15,000 8,250 N/A 0.550   2017/06/02 0.131   2017/05/05 106,290,000 19,215,005 -   - -   -
16193 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 A HKD 0.285   0.169   0.223   270,985,000 62,403,290 N/A 0.285   2017/06/12 0.142   2017/05/29 288,000,000 65,748,950 -   - -   -
16960 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 B HKD 0.143   0.090   0.097   13,275,000 1,438,690 N/A 0.143   2017/06/26 0.090   2017/06/30 13,275,000 1,438,690 -   - -   -
16533 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 A HKD -   -   0.820   0 0 N/A 0.730   2017/05/31 0.088   2017/04/21 437,515,000 69,320,575 -   - -   -
28458 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 B HKD 0.370   0.030   0.239   37,225,000 8,332,165 N/A 0.370   2017/06/12 0.027   2017/04/20 2,824,630,000 283,285,565 -   - -   -
27149 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 A HKD -   -   0.700   0 0 N/A 0.560   2017/05/25 0.053   2017/04/20 353,630,000 49,589,885 -   - -   -
29278 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 B HKD 0.630   0.425   0.560   380,000 212,650 N/A 0.630   2017/06/08 0.036   2017/04/21 2,549,720,000 305,738,205 -   - -   -
11511 Goldman Sachs SP (Asia) - Ping An European Wts Jun 2017 C HKD -   -   0.870   0 0 N/A 0.460   2017/05/12 0.138   2017/04/19 103,245,000 22,433,115 -   - -   -
28277 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 A HKD 0.520   0.375   0.420   16,900,000 7,331,200 N/A 0.520   2017/06/26 0.079   2017/04/21 431,020,000 76,412,685 -   - -   -
15148 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 B HKD 0.520   0.480   0.560   800,000 401,000 N/A 0.520   2017/06/16 0.144   2017/05/08 14,140,000 3,338,845 -   - -   -
16457 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 D HKD 0.285   0.157   0.186   266,220,000 59,517,120 N/A 0.285   2017/06/09 0.157   2017/06/15 266,220,000 59,517,120 -   - -   -
16694 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 E HKD 0.196   0.120   0.127   132,850,000 21,724,430 N/A 0.196   2017/06/20 0.120   2017/06/30 132,850,000 21,724,430 -   - -   -
16771 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 G HKD 0.163   0.096   0.100   91,510,000 11,794,345 N/A 0.163   2017/06/20 0.096   2017/06/30 91,510,000 11,794,345 -   - -   -
14443 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 A HKD 0.740   0.610   0.630   250,000 181,400 N/A 0.740   2017/06/22 0.149   2017/05/05 64,815,000 14,093,415 -   - -   -
14875 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 B HKD 0.375   0.210   0.246   87,270,000 24,026,730 N/A 0.375   2017/06/12 0.106   2017/05/12 229,370,000 50,540,530 -   - -   -
27150 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 A HKD 0.465   0.350   0.430   1,355,000 537,950 N/A 0.465   2017/06/14 0.067   2017/04/20 343,135,000 52,166,370 -   - -   -
16261 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 B HKD 0.232   0.110   0.129   491,795,000 82,891,005 N/A 0.232   2017/06/12 0.110   2017/06/15 502,340,000 84,848,960 -   - -   -
16809 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2017 A HKD 0.210   0.102   0.105   10,592,000 1,278,008 N/A 0.210   2017/06/21 0.102   2017/06/30 10,592,000 1,278,008 -   - -   -
11298 Goldman Sachs SP (Asia) - Sands China Euro Wts Jul 2017 A HKD 0.126   0.027   0.031   83,400,000 7,338,324 N/A 0.211   2017/03/20 0.027   2017/06/30 404,412,000 49,572,060 -   - -   -
15968 Goldman Sachs SP (Asia) - Sands China Euro Wts Jun 2017 A HKD 0.150   0.021   0.038   20,880,000 1,591,044 37,110,647 0.295   2017/01/11 0.016   2017/05/18 1,666,088,000 222,663,884 -   - -   -
15164 Goldman Sachs SP (Asia) - Sands China Euro Wts Nov 2017 A HKD 0.205   0.106   0.111   204,720,000 31,033,624 N/A 0.205   2017/06/20 0.081   2017/05/18 242,440,000 35,565,384 -   - -   -
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD -   -   0.395   0 0 612,623 0.375   2017/05/10 0.217   2017/01/03 14,330,000 3,675,740 0.445   2016/09/09 0.145   2016/05/18
16589 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2017 A HKD 1.000   0.750   1.030   100,500 84,200 N/A 1.300   2017/02/02 0.610   2017/04/18 80,914,000 71,807,810 -   - -   -
14824 Goldman Sachs SP (Asia) - Stanchart European Wts Jun 2017 A HKD -   -   0.600   0 0 9,331,778 1.200   2017/02/06 0.260   2017/04/21 77,451,500 55,990,667 0.570   2016/12/08 0.375   2016/12/30
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD -   -   0.013   0 0 80,255 0.052   2017/01/03 0.014   2017/03/09 14,340,000 481,530 0.095   2016/07/07 0.033   2016/09/06
16844 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 D HKD 0.226   0.162   0.204   120,150,000 22,608,890 N/A 0.226   2017/06/21 0.162   2017/06/27 120,150,000 22,608,890 -   - -   -
24956 Goldman Sachs SP (Asia) - Tencent European Put Wt Jun 2017 F HKD -   -   0.010   0 0 N/A 0.119   2017/02/01 0.010   2017/04/11 11,313,500,000 681,259,810 -   - -   -
16100 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 E HKD 0.160   0.057   0.076   328,800,000 31,358,280 N/A 0.198   2017/05/25 0.057   2017/06/27 353,470,000 34,996,170 -   - -   -
16107 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 F HKD 0.112   0.037   0.049   144,390,000 9,219,680 N/A 0.116   2017/05/29 0.037   2017/06/27 167,730,000 11,552,000 -   - -   -
16739 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 H HKD 0.168   0.095   0.124   112,710,000 14,135,090 N/A 0.168   2017/06/16 0.095   2017/06/27 112,710,000 14,135,090 -   - -   -
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.060   0.010   0.010   2,320,000 24,500 40,520,508 0.204   2017/01/03 0.010   2017/06/30 2,444,000,000 243,123,050 0.245   2016/12/23 0.195   2016/12/30
15353 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 E HKD 0.063   0.018   0.025   252,260,000 9,154,800 N/A 0.145   2017/05/10 0.018   2017/06/27 699,440,000 36,750,410 -   - -   -
15664 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 F HKD 0.062   0.019   0.026   155,920,000 6,593,650 N/A 0.124   2017/05/16 0.019   2017/06/27 304,120,000 13,985,220 -   - -   -
11614 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 E HKD 0.025   0.010   0.010   10,920,000 124,320 N/A 0.139   2017/03/23 0.010   2017/06/30 3,364,170,000 347,774,810 -   - -   -
14446 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 G HKD 0.022   0.010   0.010   19,880,000 291,220 N/A 0.118   2017/04/25 0.010   2017/06/21 357,250,000 16,746,530 -   - -   -
15823 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2018 A HKD 0.330   0.225   0.285   13,780,000 3,744,220 N/A 0.330   2017/06/27 0.225   2017/06/01 18,240,000 5,010,370 -   - -   -
17065 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 B HKD 0.710   0.620   0.730   360,000 235,200 N/A 0.710   2017/06/26 0.145   2017/03/03 176,740,000 35,280,270 -   - -   -
29524 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 C HKD 0.650   0.550   0.610   500,000 295,000 N/A 0.650   2017/06/26 0.150   2017/03/15 174,850,000 33,162,630 -   - -   -
14264 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 D HKD 0.500   0.500   0.495   20,000 10,000 N/A 0.500   2017/06/22 0.159   2017/04/25 80,260,000 15,685,850 -   - -   -
14371 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 E HKD 2.190   1.130   1.560   15,056,000 23,534,380 N/A 2.190   2017/06/27 0.510   2017/04/24 37,862,000 50,326,300 -   - -   -
14965 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 F HKD 0.950   0.510   0.600   67,786,000 48,931,600 N/A 1.050   2017/05/23 0.275   2017/05/05 171,645,000 119,566,945 -   - -   -
16003 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 G HKD 0.710   0.345   0.355   96,951,000 47,546,250 N/A 0.820   2017/05/23 0.345   2017/06/30 109,757,000 55,732,485 -   - -   -
16415 Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 B HKD 0.195   0.136   0.145   321,140,000 51,652,840 N/A 0.195   2017/06/09 0.136   2017/06/13 321,140,000 51,652,840 -   - -   -
16477 Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 C HKD 0.166   0.100   0.101   297,970,000 35,621,800 N/A 0.166   2017/06/09 0.100   2017/06/30 297,970,000 35,621,800 -   - -   -
12199 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 A HKD 0.470   0.330   0.440   1,990,000 816,850 N/A 0.470   2017/06/27 0.151   2017/04/07 161,610,000 33,007,700 -   - -   -
15748 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 B HKD 0.340   0.240   0.295   11,740,000 3,466,770 N/A 0.340   2017/06/27 0.219   2017/05/18 25,800,000 7,052,420 -   - -   -
15872 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 C HKD 0.265   0.183   0.220   327,060,000 73,307,640 N/A 0.340   2017/05/23 0.183   2017/06/01 335,170,000 75,465,780 -   - -   -
16891 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 D HKD 0.234   0.190   0.194   14,320,000 3,114,260 N/A 0.234   2017/06/27 0.190   2017/06/30 14,320,000 3,114,260 -   - -   -
15871 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 A HKD 0.295   0.194   0.247   78,830,000 18,360,270 N/A 0.330   2017/05/23 0.194   2017/06/01 82,560,000 19,326,920 -   - -   -
16770 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 B HKD 0.180   0.116   0.117   57,920,000 7,836,130 N/A 0.180   2017/06/20 0.116   2017/06/30 57,920,000 7,836,130 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD 0.620   0.520   0.610   150,000 89,800 629,965,675 0.620   2017/06/09 0.073   2017/01/04 37,671,590,000 3,779,794,050 0.095   2016/12/12 0.055   2016/12/28
15604 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2018 A HKD 0.280   0.200   0.243   289,650,000 66,949,200 N/A 0.280   2017/06/27 0.178   2017/05/16 581,630,000 134,795,600 -   - -   -
14420 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 D HKD -   -   0.700   0 0 500,811,258 0.510   2017/05/12 0.089   2017/01/04 25,648,000,000 3,004,867,550 0.150   2016/11/23 0.066   2016/12/28
15268 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 E HKD -   -   0.840   0 0 159,232,682 0.490   2017/04/26 0.122   2017/01/04 7,122,190,000 955,396,090 0.137   2016/12/30 0.094   2016/12/28
27148 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 G HKD -   -   0.700   0 0 N/A 0.405   2017/05/10 0.093   2017/03/01 191,910,000 23,971,440 -   - -   -
29055 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2017 H HKD 4.400   2.550   4.070   259,000 969,500 N/A 4.400   2017/06/09 0.365   2017/03/03 426,992,000 283,115,280 -   - -   -
17214 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 A HKD -   -   0.730   0 0 N/A 0.465   2017/05/11 0.177   2017/03/01 159,210,000 33,220,930 -   - -   -
29522 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 B HKD -   -   0.470   0 0 N/A 0.315   2017/05/16 0.132   2017/03/09 139,860,000 27,903,260 -   - -   -
14717 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 C HKD 0.340   0.240   0.315   2,270,000 625,170 N/A 0.340   2017/06/26 0.130   2017/05/05 76,480,000 16,696,830 -   - -   -
15870 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 D HKD 0.335   0.213   0.280   11,250,000 2,811,480 N/A 0.345   2017/05/23 0.213   2017/06/01 13,200,000 3,402,980 -   - -   -
16416 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 G HKD 0.194   0.134   0.148   646,640,000 103,623,120 N/A 0.194   2017/06/09 0.134   2017/06/12 646,640,000 103,623,120 -   - -   -
28920 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 B HKD 0.440   0.310   0.360   1,700,000 621,700 N/A 0.440   2017/06/27 0.091   2017/04/11 16,878,410,000 2,072,097,420 -   - -   -
29435 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 C HKD 0.690   0.520   0.610   2,640,000 1,735,500 N/A 0.690   2017/06/27 0.131   2017/03/10 180,480,000 36,268,690 -   - -   -
14716 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 D HKD 0.340   0.197   0.280   17,240,000 4,844,110 N/A 0.340   2017/06/27 0.110   2017/05/05 366,420,000 66,970,240 -   - -   -
15826 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 G HKD 0.700   0.415   0.410   18,771,000 10,121,585 N/A 0.990   2017/05/23 0.415   2017/06/30 22,959,000 13,176,060 -   - -   -
14961 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C HKD 0.800   0.770   0.820   120,000 94,200 10,660,882 0.800   2017/06/09 0.153   2017/01/04 291,890,000 63,965,290 0.171   2016/12/09 0.121   2016/12/23
26928 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 D HKD 0.540   0.540   0.540   20,000 10,800 N/A 0.540   2017/06/09 0.089   2017/03/03 294,890,000 45,617,160 -   - -   -
12194 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 F HKD 0.450   0.285   0.395   4,590,000 1,780,900 N/A 0.450   2017/06/28 0.094   2017/04/11 16,484,840,000 1,901,847,310 -   - -   -
14971 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 H HKD 0.385   0.310   0.310   2,040,000 726,650 N/A 0.385   2017/06/27 0.106   2017/05/05 77,820,000 12,061,730 -   - -   -
15824 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 I HKD 0.680   0.355   0.355   46,618,000 22,221,565 N/A 0.840   2017/05/23 0.355   2017/06/30 55,052,000 27,563,900 -   - -   -
16450 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 J HKD 1.560   1.010   1.100   5,492,000 7,023,780 N/A 1.560   2017/06/27 1.010   2017/06/12 5,492,000 7,023,780 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD -   -   0.345   0 0 4,279,322 0.290   2017/05/11 0.172   2017/02/03 120,435,000 25,675,930 0.290   2016/09/09 0.117   2016/06/28
11532 Goldman Sachs SP (Asia) -Sinopec Corp European Wts Sep 2017A HKD 0.280   0.087   0.088   52,468,000 7,406,342 N/A 0.405   2017/04/11 0.087   2017/06/30 206,262,000 51,765,594 -   - -   -
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.490   0.280   0.420   35,760,000 14,712,850 800,932,940 0.490   2017/06/27 0.053   2017/01/04 51,210,850,000 4,805,597,640 0.199   2016/09/29 0.040   2016/12/23
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 0.980   0.820   0.920   12,340,000 11,435,200 22,470,997 0.980   2017/06/27 0.162   2017/01/04 577,810,000 134,825,980 0.420   2016/09/23 0.125   2016/12/28
28291 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 A HKD -   -   1.130   0 0 4,445,358 0.970   2017/05/31 0.260   2017/01/04 78,820,000 26,672,150 0.540   2016/10/06 0.185   2016/06/28
13096 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 B HKD -   -   0.560   0 0 207,240,690 0.620   2017/05/25 0.061   2017/01/04 14,542,080,000 1,243,444,140 0.260   2016/09/23 0.043   2016/12/23
13429 Goldman Sachs SP (Asia) -Tencent European Wt Jun 2017 C HKD 0.520   0.400   0.530   8,870,000 4,438,300 474,756,737 0.520   2017/06/09 0.040   2017/03/03 42,616,270,000 2,848,540,420 0.226   2016/09/23 0.033   2016/12/28
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 0.930   0.790   0.880   470,000 420,500 8,243,927 0.930   2017/06/27 0.174   2017/01/04 201,650,000 49,463,560 0.420   2016/09/23 0.142   2016/12/28
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 0.820   0.820   0.770   20,000 16,400 8,245,620 0.820   2017/06/27 0.137   2017/01/04 266,650,000 49,473,720 0.340   2016/09/29 0.108   2016/12/23
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD -   -   0.015   0 0 20,753 0.062   2017/01/05 0.015   2017/05/10 4,052,000 124,516 0.173   2016/05/16 0.042   2016/11/29
14124 Haitong Int'l Sec - A50 China European Warrants Aug 2017 A HKD 0.740   0.390   0.730   24,974,700 15,054,258 N/A 0.740   2017/06/30 0.200   2017/04/21 26,714,900 15,433,968 -   - -   -
17072 Haitong Int'l Sec - A50 China European Warrants Dec 2017 B HKD 0.480   0.430   0.480   829,800 384,174 N/A 0.480   2017/06/30 0.430   2017/06/29 829,800 384,174 -   - -   -
20961 Haitong Int'l Sec - A50 China European Warrants Jul 2017 A HKD 0.930   0.860   1.240   520,000 469,700 N/A 0.930   2017/06/13 0.230   2017/05/04 46,689,000 19,987,078 -   - -   -
29320 Haitong Int'l Sec - A50 China European Warrants Jul 2017 B HKD 0.248   0.175   0.290   9,810,300 2,305,852 N/A 0.248   2017/06/09 0.054   2017/05/11 111,091,200 18,702,899 -   - -   -
14131 Haitong Int'l Sec - A50 China European Warrants Mar 2018 A HKD 0.400   0.242   0.395   55,112,400 17,070,898 N/A 0.400   2017/06/30 0.185   2017/04/21 59,426,200 18,320,839 -   - -   -
17073 Haitong Int'l Sec - A50 China European Warrants Mar 2018 B HKD 0.345   0.345   0.355   20,000 6,900 N/A 0.345   2017/06/30 0.345   2017/06/30 20,000 6,900 -   - -   -
14512 Haitong Int'l Sec - AAC Tech European Warrants Feb 2018 A HKD 0.208   0.159   0.173   166,185,000 30,067,775 N/A 0.290   2017/04/28 0.100   2017/05/18 294,255,000 58,010,150 -   - -   -
14513 Haitong Int'l Sec - AAC Tech European Warrants Jan 2018 A HKD 0.265   0.187   0.232   212,030,000 48,974,590 N/A 0.325   2017/04/26 0.136   2017/05/18 233,515,000 53,486,735 -   - -   -
14507 Haitong Int'l Sec - AAC Tech European Warrants Nov 2017 A HKD 0.159   0.127   0.130   1,930,000 269,745 N/A 0.280   2017/05/02 0.082   2017/05/18 169,045,000 36,169,280 -   - -   -
27937 Haitong Int'l Sec - Agile Ppt European Warrants Sep 2017 A HKD 2.590   1.790   2.250   934,000 1,842,580 N/A 2.990   2017/05/29 0.395   2017/02/21 30,848,000 22,984,280 -   - -   -
29793 Haitong Int'l Sec - Agricultural Bk European Warrants Dec17A HKD 0.227   0.150   0.168   1,880,000 409,750 N/A 0.285   2017/03/16 0.150   2017/06/07 30,578,000 6,309,445 -   - -   -
29780 Haitong Int'l Sec - Agricultural Bk European Warrants Jan18A HKD 0.113   0.111   0.113   770,000 86,165 N/A 0.149   2017/03/31 0.111   2017/06/26 2,908,000 393,831 -   - -   -
29266 Haitong Int'l Sec - AIA European Put Warrants Aug 2017 B HKD -   -   0.015   0 0 N/A 0.188   2017/03/14 0.035   2017/04/27 168,798,000 27,271,880 -   - -   -
28909 Haitong Int'l Sec - AIA European Warrants Aug 2017 A HKD 0.500   0.280   0.385   38,694,000 12,256,590 N/A 0.500   2017/06/22 0.062   2017/04/19 2,152,312,000 254,439,358 -   - -   -
15571 Haitong Int'l Sec - AIA European Warrants Jun 2017 A HKD -   -   0.950   0 0 74,102,174 0.620   2017/04/27 0.159   2017/01/03 1,807,256,000 444,613,042 0.201   2016/12/30 0.163   2016/12/29
28910 Haitong Int'l Sec - AIA European Warrants Jun 2017 B HKD -   -   0.760   0 0 N/A 0.580   2017/05/11 0.120   2017/04/19 360,196,000 67,877,278 -   - -   -
28958 Haitong Int'l Sec - AIA European Warrants Oct 2017 A HKD 0.360   0.217   0.270   113,990,000 29,060,086 N/A 0.360   2017/06/22 0.120   2017/03/13 578,400,000 129,378,326 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.174   0.124   0.156   94,480,000 13,891,880 3,299,573 0.174   2017/06/08 0.049   2017/03/09 162,280,000 19,797,440 0.072   2016/12/02 0.061   2016/12/14
24148 Haitong Int'l Sec - Ali Pictures European Warrants Oct 2017A HKD 0.120   0.082   0.082   8,670,000 892,440 N/A 0.300   2017/01/25 0.082   2017/06/30 12,570,000 1,564,450 -   - -   -
26584 Haitong Int'l Sec - Angang Steel European Warrants Dec 2018A HKD 0.135   0.105   0.141   61,504,000 6,894,572 N/A 0.255   2017/02/22 0.104   2017/05/19 172,010,000 23,519,716 -   - -   -
17926 Haitong Int'l Sec - Anhui Conch European Warrants Oct 2017 A HKD 0.550   0.380   0.540   8,790,000 4,022,150 N/A 0.650   2017/03/15 0.295   2017/01/10 32,520,000 12,991,875 -   - -   -
25515 Haitong Int'l Sec - Anhui Conch European Warrants Sep 2017 A HKD 0.088   0.033   0.067   99,905,000 6,351,000 N/A 0.280   2017/02/23 0.033   2017/06/21 351,645,000 48,785,275 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.016   0.012   0.012   1,680,000 24,160 1,245,558 0.103   2017/01/23 0.012   2017/06/06 109,655,000 7,473,348 0.270   2016/04/12 0.077   2016/12/28
28657 Haitong Int'l Sec - BAIC Motor European Warrants Mar 2018 A HKD 0.111   0.073   0.080   9,255,000 844,065 N/A 0.219   2017/02/24 0.067   2017/05/11 83,495,000 12,301,295 -   - -   -
14189 Haitong Int'l Sec - Baiyunshan Ph European Warrants Jun 17 A HKD 0.072   0.069   0.019   400,000 28,100 2,511,853 0.315   2017/03/13 0.069   2017/06/13 91,400,000 15,071,120 0.280   2016/11/17 0.280   2016/11/17
25520 Haitong Int'l Sec - BBMG European Warrants Aug 2017 A HKD 0.560   0.250   0.280   34,797,000 12,793,860 N/A 1.440   2017/04/06 0.199   2017/03/31 146,745,000 99,187,303 -   - -   -
13515 Haitong Int'l Sec - BBMG European Warrants Dec 2018 A HKD 0.121   0.095   0.098   80,960,000 8,743,200 N/A 0.280   2017/04/11 0.095   2017/06/23 188,050,000 25,517,580 -   - -   -
23527 Haitong Int'l Sec - BEA European Put Warrants Dec 2017 A HKD 0.120   0.057   0.062   86,902,000 7,034,010 N/A 0.211   2017/02/07 0.057   2017/06/29 257,010,000 35,916,830 -   - -   -
28886 Haitong Int'l Sec - BEA European Warrants Oct 2017 A HKD 0.112   0.100   0.101   1,232,000 130,320 N/A 0.215   2017/03/02 0.086   2017/05/29 66,450,000 8,590,240 -   - -   -
29297 Haitong Int'l Sec - BJ Ent Water European Warrants Aug 2019A HKD 0.209   0.178   0.194   73,180,000 14,333,784 N/A 0.255   2017/04/10 0.178   2017/06/14 128,152,000 25,626,958 -   - -   -
11681 Haitong Int'l Sec - BOC HK European Put Warrants Jun 2017 A HKD -   -   0.022   0 0 0 -   - -   - 0 0 0.083   2016/09/29 0.013   2016/11/25
29943 Haitong Int'l Sec - BOC HK European Put Warrants Mar 2018 A HKD 0.057   0.016   0.018   46,220,000 1,780,975 N/A 0.224   2017/03/14 0.016   2017/06/29 171,615,000 16,102,520 -   - -   -
29944 Haitong Int'l Sec - BOC HK European Warrants Nov 2017 A HKD 0.630   0.260   0.560   32,725,000 11,789,925 N/A 0.630   2017/06/29 0.137   2017/04/24 134,905,000 34,062,505 -   - -   -
11059 Haitong Int'l Sec - BOCL European Warrants Aug 2018 A HKD 0.221   0.197   0.160   1,652,000 350,651 N/A 0.285   2017/03/21 0.180   2017/05/11 96,074,000 23,996,052 -   - -   -
14501 Haitong Int'l Sec - BOCL European Warrants Dec 2017 A HKD 0.232   0.224   0.147   1,500,000 344,710 N/A 0.232   2017/06/02 0.184   2017/04/26 4,702,000 956,681 -   - -   -
14115 Haitong Int'l Sec - BOCL European Warrants Jan 2018 A HKD 0.203   0.197   0.131   2,604,000 518,738 N/A 0.203   2017/06/02 0.160   2017/05/10 123,882,000 20,386,239 -   - -   -
28659 Haitong Int'l Sec - BOCL European Warrants Nov 2017 A HKD 0.072   0.031   0.034   49,764,000 2,128,612 N/A 0.205   2017/02/23 0.031   2017/06/21 1,795,258,000 170,015,574 -   - -   -
20967 Haitong Int'l Sec - BOCL European Warrants Sep 2017 A HKD 0.285   0.219   0.154   7,478,000 1,784,309 N/A 0.415   2017/02/24 0.186   2017/05/10 87,176,000 21,614,652 -   - -   -
24162 Haitong Int'l Sec - Brilliance Chi European Warrants Jan 18A HKD 0.315   0.250   0.265   13,940,000 3,997,300 N/A 0.320   2017/03/28 0.178   2017/04/24 87,500,000 19,864,800 -   - -   -
14933 Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A HKD 0.285   0.152   0.187   39,725,000 8,260,595 5,682,737 0.660   2017/01/04 0.152   2017/06/27 101,265,000 34,096,420 0.720   2016/12/28 0.600   2016/12/09
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.107   0.107   0.119   10,000 1,070 382,526 0.107   2017/06/21 0.074   2017/01/24 27,760,000 2,295,155 0.230   2016/09/07 0.080   2016/12/29
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD 0.081   0.081   0.078   500,000 40,500 22,637 0.081   2017/06/22 0.053   2017/04/07 2,055,000 135,820 0.138   2016/11/08 0.064   2016/12/23
16597 Haitong Int'l Sec - BYD European Warrants Mar 2018 A HKD 0.600   0.375   0.400   33,160,000 15,995,200 N/A 0.600   2017/06/14 0.375   2017/06/30 33,160,000 15,995,200 -   - -   -
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.031   0.020   0.021   9,450,000 239,500 1,066,767 0.048   2017/02/09 0.013   2017/05/17 159,450,000 6,400,600 0.181   2016/09/07 0.031   2016/12/28
29159 Haitong Int'l Sec - BYD European Warrants Sep 2017 B HKD 0.215   0.082   0.088   153,260,000 20,787,880 N/A 0.295   2017/03/02 0.074   2017/05/25 364,180,000 55,272,060 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.285   0.222   0.260   164,000 37,140 248,988 0.385   2017/02/03 0.176   2017/04/25 6,741,000 1,493,929 0.455   2016/11/28 0.179   2016/06/13
17074 Haitong Int'l Sec - CAM CSI300 European Warrants Apr 2018 A HKD 0.270   0.265   0.265   296,000 78,530 N/A 0.270   2017/06/30 0.265   2017/06/30 296,000 78,530 -   - -   -
17078 Haitong Int'l Sec - CAM CSI300 European Warrants Jun 2018 A HKD 0.227   0.222   0.224   3,352,000 752,642 N/A 0.227   2017/06/30 0.222   2017/06/30 3,352,000 752,642 -   - -   -
23649 Haitong Int'l Sec - Car Inc European Warrants Dec 2017 A HKD 0.075   0.053   0.063   33,890,000 2,119,110 N/A 0.143   2017/02/09 0.053   2017/06/12 86,560,000 7,477,010 -   - -   -
28639 Haitong Int'l Sec - Car Inc European Warrants May 2018 A HKD 0.084   0.066   0.083   14,800,000 1,162,900 N/A 0.137   2017/02/23 0.066   2017/06/12 63,760,000 6,798,890 -   - -   -
29774 Haitong Int'l Sec - Cathay Pacific European Warrants Dec18 A HKD 0.255   0.194   0.222   121,814,000 27,338,947 N/A 0.255   2017/06/08 0.153   2017/05/16 223,604,000 48,264,794 -   - -   -
13792 Haitong Int'l Sec - CC Bank European Warrants Aug 2017 A HKD 0.204   0.049   0.051   65,211,000 7,768,574 N/A 0.204   2017/06/05 0.049   2017/06/30 2,552,359,000 336,529,892 -   - -   -
14112 Haitong Int'l Sec - CC Bank European Warrants Dec 2017 A HKD 0.305   0.137   0.142   33,695,000 6,768,861 N/A 0.305   2017/06/05 0.137   2017/06/30 57,990,000 11,441,177 -   - -   -
28905 Haitong Int'l Sec - CC Bank European Warrants Nov 2017 A HKD 0.116   0.041   0.042   82,952,000 6,278,481 N/A 0.212   2017/02/28 0.041   2017/06/30 4,612,379,000 605,783,795 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.207   0.068   0.071   67,263,000 8,172,504 58,985,613 0.340   2017/02/24 0.068   2017/06/30 1,912,594,000 353,913,679 0.340   2016/09/22 0.086   2016/12/23
15468 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B HKD 0.385   0.178   0.171   3,176,000 839,704 55,082,314 0.490   2017/02/28 0.178   2017/06/28 1,202,265,000 330,493,882 0.340   2016/12/30 0.176   2016/12/23
28891 Haitong Int'l Sec - CGN Power European Warrants Aug 2017 A HKD 0.067   0.026   0.026   22,570,000 1,033,504 N/A 0.300   2017/02/27 0.026   2017/06/30 77,196,000 12,001,468 -   - -   -
14478 Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2017A HKD 0.103   0.067   0.072   119,380,000 9,533,260 N/A 0.146   2017/04/26 0.067   2017/06/16 209,380,000 19,708,550 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.166   0.166   0.159   10,000 1,660 5,821,202 0.250   2017/03/02 0.116   2017/01/04 187,660,000 34,927,210 0.295   2016/04/29 0.104   2016/12/23
29312 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2019A HKD 0.221   0.183   0.199   124,430,000 24,914,110 N/A 0.295   2017/04/06 0.183   2017/06/15 280,950,000 61,071,960 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.056   0.031   0.035   171,080,000 7,095,440 11,099,763 0.153   2017/03/23 0.031   2017/06/15 790,590,000 66,598,580 0.174   2016/08/15 0.048   2016/12/22
29795 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017B HKD 0.096   0.044   0.045   457,000 34,898 N/A 0.570   2017/03/23 0.044   2017/06/15 91,835,000 25,774,545 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.135   0.107   0.108   48,430,000 5,734,180 3,531,052 0.207   2017/03/08 0.107   2017/06/16 143,650,000 21,186,310 0.255   2016/09/07 0.148   2016/12/23
29307 Haitong Int'l Sec - Ch LongYuan European Warrants May 2019 A HKD 0.144   0.119   0.122   20,254,000 2,654,936 N/A 0.280   2017/03/07 0.119   2017/06/28 41,570,000 5,945,250 -   - -   -
25519 Haitong Int'l Sec - Ch Molybdenum European Warrants Aug 17 A HKD 0.400   0.193   0.400   14,775,000 4,321,767 N/A 0.710   2017/02/23 0.180   2017/04/28 49,791,000 20,385,111 -   - -   -
29163 Haitong Int'l Sec - Ch Molybdenum European Warrants Sep 17 A HKD 0.163   0.087   0.136   38,001,000 5,145,315 N/A 0.345   2017/03/02 0.070   2017/04/19 74,646,000 11,093,772 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.139   0.099   0.103   53,660,000 6,468,780 2,251,853 0.305   2017/01/26 0.099   2017/06/28 97,560,000 13,511,120 0.315   2016/10/05 0.226   2016/09/06
17509 Haitong Int'l Sec - Ch Overseas European Warrants Aug 2017 A HKD 0.330   0.290   0.248   220,000 67,900 N/A 0.455   2017/03/16 0.174   2017/05/08 99,140,000 30,865,100 -   - -   -
29149 Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 A HKD 0.157   0.093   0.094   57,466,000 7,053,546 N/A 0.250   2017/03/17 0.065   2017/05/18 208,880,000 30,393,640 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.010   0.010   0.010   40,000 400 4,882,040 0.096   2017/02/23 0.010   2017/06/07 449,280,000 29,292,240 0.146   2016/11/29 0.032   2016/12/29
29146 Haitong Int'l Sec - Ch Overseas European Warrants Oct 2017 A HKD 0.132   0.059   0.064   86,200,000 7,909,840 N/A 0.250   2017/03/17 0.053   2017/05/18 247,700,000 27,348,080 -   - -   -
22926 Haitong Int'l Sec - Ch South City European Warrants Jan 18 A HKD 0.109   0.081   0.086   7,270,000 740,430 N/A 0.410   2017/01/18 0.081   2017/06/19 15,632,000 2,082,990 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.211   0.163   0.195   147,380,000 27,052,080 7,065,610 0.211   2017/06/26 0.096   2017/02/07 264,240,000 42,393,660 0.186   2016/08/29 0.102   2016/12/19
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.221   0.178   0.192   1,100,000 225,040 27,007,383 0.221   2017/06/23 0.060   2017/01/16 1,715,300,000 162,044,300 0.148   2016/09/23 0.061   2016/11/16
14107 Haitong Int'l Sec - Ch Unicom European Warrants Sep 2017 A HKD 0.760   0.360   0.520   21,118,000 11,567,510 N/A 0.760   2017/06/23 0.199   2017/05/09 168,212,000 60,908,838 -   - -   -
25556 Haitong Int'l Sec - CHALCO European Warrants Aug 2017 A HKD 0.074   0.022   0.036   44,878,000 1,637,484 N/A 0.500   2017/02/15 0.022   2017/06/27 116,052,000 21,200,012 -   - -   -
27924 Haitong Int'l Sec - Chi Res Land European Warrants Nov 2017A HKD 0.216   0.144   0.159   35,540,000 6,439,140 N/A 0.235   2017/02/22 0.082   2017/05/05 135,560,000 22,551,000 -   - -   -
12969 Haitong Int'l Sec - Chi Res Power European Warrants Jun 17 A HKD 0.056   0.021   0.021   840,000 44,020 601,307 0.125   2017/01/19 0.021   2017/06/12 50,080,000 3,607,840 0.285   2016/09/09 0.083   2016/12/28
22642 Haitong Int'l Sec - China Agri European Warrants Aug 2017 A HKD 0.119   0.051   0.046   45,524,000 4,196,521 N/A 0.730   2017/02/15 0.051   2017/06/21 71,789,000 16,061,048 -   - -   -
28363 Haitong Int'l Sec - China Cinda European Warrants Aug 2017 A HKD 0.144   0.068   0.064   2,110,000 235,760 N/A 0.390   2017/02/24 0.068   2017/06/16 78,592,000 23,124,289 -   - -   -
29160 Haitong Int'l Sec - China Cinda European Warrants Sep 2017 A HKD 0.082   0.042   0.034   36,660,000 2,463,371 N/A 0.295   2017/03/17 0.042   2017/06/12 79,308,000 10,253,594 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD -   -   0.018   0 0 49,003 0.108   2017/03/14 0.046   2017/04/18 3,374,000 294,019 0.211   2016/11/18 0.201   2016/11/23
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.062   0.046   0.062   11,460,000 638,360 244,583 0.086   2017/03/23 0.044   2017/05/04 25,060,000 1,467,500 0.163   2016/04/20 0.042   2016/11/02
22568 Haitong Int'l Sec - China EB Ltd European Warrants Dec 2017A HKD 0.255   0.161   0.171   21,368,000 4,622,780 N/A 0.255   2017/06/09 0.147   2017/03/31 150,844,000 30,014,396 -   - -   -
24012 Haitong Int'l Sec - China Gas Hold European Warrants Dec 17A HKD 0.475   0.245   0.435   23,904,000 7,364,114 N/A 0.475   2017/06/29 0.214   2017/02/16 40,228,000 11,178,480 -   - -   -
29939 Haitong Int'l Sec - China Gas Hold European Warrants Nov 17A HKD 0.280   0.090   0.260   71,060,000 10,680,860 N/A 0.280   2017/06/29 0.048   2017/05/15 128,040,000 16,330,280 -   - -   -
26603 Haitong Int'l Sec - China Hongqiao European Warrants Dec18A HKD -   -   0.200   0 0 N/A 0.270   2017/02/20 0.228   2017/03/09 870,000 206,140 -   - -   -
16511 Haitong Int'l Sec - China Life European Put Warrants Jan18A HKD 0.237   0.187   0.222   92,160,000 19,835,000 N/A 0.237   2017/06/15 0.187   2017/06/22 92,160,000 19,835,000 -   - -   -
27411 Haitong Int'l Sec - China Life European Put Warrants Oct 17A HKD 0.058   0.030   0.049   93,190,000 4,552,420 N/A 0.176   2017/02/17 0.030   2017/06/08 1,874,940,000 215,286,590 -   - -   -
28373 Haitong Int'l Sec - China Life European Put Warrants Sep 17B HKD 0.044   0.021   0.036   33,080,000 1,134,370 N/A 0.118   2017/03/01 0.020   2017/05/26 116,680,000 8,122,880 -   - -   -
13077 Haitong Int'l Sec - China Life European Warrants Aug 2017 A HKD 0.186   0.067   0.070   65,110,000 6,473,350 N/A 0.196   2017/05/31 0.066   2017/05/05 10,956,260,000 1,051,759,780 -   - -   -
15465 Haitong Int'l Sec - China Life European Warrants Dec 2017 A HKD 0.203   0.118   0.123   74,300,000 11,314,150 412,703,032 0.265   2017/02/21 0.112   2017/02/03 14,927,960,000 2,476,218,190 0.114   2016/12/30 0.105   2016/12/29
28366 Haitong Int'l Sec - China Life European Warrants Dec 2017 B HKD 0.133   0.057   0.059   201,474,000 16,793,797 N/A 0.195   2017/02/21 0.057   2017/06/30 4,866,083,000 629,131,760 -   - -   -
14485 Haitong Int'l Sec - China Life European Warrants Dec 2017 C HKD 0.285   0.163   0.167   12,760,000 2,882,300 N/A 0.300   2017/05/31 0.147   2017/05/05 43,730,000 8,819,480 -   - -   -
29415 Haitong Int'l Sec - China Life European Warrants Jun 2017 A HKD 0.147   0.022   0.022   2,290,000 264,640 N/A 0.207   2017/03/17 0.022   2017/06/19 5,964,580,000 612,954,330 -   - -   -
16509 Haitong Int'l Sec - China Life European Warrants Mar 2018 A HKD 0.151   0.075   0.078   71,120,000 7,092,560 N/A 0.151   2017/06/12 0.075   2017/06/30 71,120,000 7,092,560 -   - -   -
16510 Haitong Int'l Sec - China Life European Warrants Mar 2018 B HKD 0.246   0.124   0.126   125,811,000 20,676,277 N/A 0.246   2017/06/12 0.124   2017/06/30 125,811,000 20,676,277 -   - -   -
27392 Haitong Int'l Sec - China Life European Warrants Nov 2017 A HKD 0.173   0.082   0.085   64,600,000 7,660,980 N/A 0.265   2017/02/15 0.082   2017/06/30 8,230,250,000 1,507,866,890 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.400   0.385   0.390   1,660,000 658,850 13,970,325 0.475   2017/02/15 0.260   2017/01/04 284,040,000 83,821,950 0.375   2016/11/30 0.181   2016/10/31
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD -   -   0.680   0 0 63,217 0.650   2017/03/14 0.395   2017/01/04 760,000 379,300 0.485   2016/12/12 0.209   2016/08/04
11675 Haitong Int'l Sec - China Mobile European Put Wts Jun 2017 B HKD -   -   0.016   0 0 13,428,832 0.305   2017/01/03 0.016   2017/03/21 1,311,995,000 80,572,990 0.375   2016/11/14 0.162   2016/09/09
29158 Haitong Int'l Sec - China Mobile European Warrants Aug 2017A HKD 0.045   0.016   0.016   8,660,000 328,470 N/A 0.270   2017/03/21 0.016   2017/06/16 20,291,515,000 2,475,388,105 -   - -   -
13485 Haitong Int'l Sec - China Mobile European Warrants Jul 2017A HKD 0.032   0.022   0.022   5,490,000 152,645 N/A 0.099   2017/04/11 0.022   2017/06/08 8,745,120,000 613,860,105 -   - -   -
11674 Haitong Int'l Sec - China Mobile European Warrants Jun 2017A HKD -   -   0.017   0 0 24,717 0.044   2017/03/21 0.019   2017/01/04 4,410,000 148,300 0.320   2016/09/22 0.021   2016/12/29
15467 Haitong Int'l Sec - China Mobile European Warrants Jun 2017C HKD 0.046   0.020   0.010   1,280,000 44,130 298,322,227 0.450   2017/03/21 0.020   2017/06/08 17,821,585,000 1,789,933,360 0.275   2016/12/30 0.236   2016/12/28
16806 Haitong Int'l Sec - China Mobile European Warrants Oct 2017A HKD 0.234   0.133   0.142   88,970,000 15,212,560 N/A 0.234   2017/06/22 0.133   2017/06/30 88,970,000 15,212,560 -   - -   -
26989 Haitong Int'l Sec - China Mobile European Warrants Sep 2017A HKD 0.038   0.017   0.017   3,090,000 85,235 N/A 0.241   2017/02/13 0.017   2017/06/19 10,049,225,000 1,639,798,030 -   - -   -
14476 Haitong Int'l Sec - China Mobile European Warrants Sep 2017B HKD 0.130   0.040   0.042   119,385,000 9,291,735 N/A 0.153   2017/04/26 0.040   2017/06/30 5,184,200,000 640,933,820 -   - -   -
22964 Haitong Int'l Sec - China Power European Warrants Dec 2017 A HKD 0.305   0.248   0.241   4,894,000 1,339,565 N/A 0.430   2017/03/21 0.248   2017/06/28 16,773,000 5,594,040 -   - -   -
29463 Haitong Int'l Sec - China Power European Warrants Jun 2017 A HKD -   -   0.010   0 0 119,154 0.057   2017/02/15 0.010   2017/03/30 18,510,000 714,925 0.370   2016/07/28 0.050   2016/12/30
14932 Haitong Int'l Sec - China Railway European Warrants Dec 17 A HKD 0.031   0.019   0.019   9,870,000 259,010 4,463,885 0.093   2017/03/24 0.019   2017/06/15 496,790,000 26,783,310 0.115   2016/12/09 0.078   2016/12/23
28630 Haitong Int'l Sec - China Railway European Warrants Oct 17 A HKD 0.156   0.068   0.071   75,532,000 6,021,353 N/A 0.650   2017/03/24 0.068   2017/06/28 116,941,000 22,956,125 -   - -   -
29298 Haitong Int'l Sec - China Railway European Warrants Oct 19 A HKD 0.202   0.172   0.175   92,570,000 17,082,450 N/A 0.260   2017/03/10 0.172   2017/06/20 108,250,000 20,236,310 -   - -   -
26600 Haitong Int'l Sec - China Shenhua European Put Wts Dec17A HKD 0.129   0.075   0.079   102,035,000 10,676,700 N/A 0.241   2017/02/09 0.075   2017/06/30 308,725,000 54,269,335 -   - -   -
13593 Haitong Int'l Sec - China Shenhua European Warrants Dec 17 B HKD 0.217   0.143   0.199   330,640,000 55,951,910 N/A 0.217   2017/06/30 0.121   2017/05/11 539,275,000 93,033,000 -   - -   -
29309 Haitong Int'l Sec - China Shenhua European Warrants Oct 17 A HKD 0.430   0.390   0.495   13,500,000 5,547,125 N/A 0.450   2017/03/21 0.138   2017/03/10 50,030,000 12,289,420 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.244   0.164   0.250   83,915,000 15,561,865 8,672,438 0.250   2017/03/30 0.055   2017/03/10 430,490,000 52,034,630 0.270   2016/11/04 0.067   2016/12/23
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.285   0.225   0.275   69,628,000 16,513,296 2,827,711 0.390   2017/04/03 0.225   2017/06/26 71,096,000 16,966,266 0.350   2016/11/23 0.157   2016/08/22
21304 Haitong Int'l Sec - China State Con European Warrants Dec17B HKD 0.162   0.108   0.153   123,484,000 15,990,400 N/A 0.250   2017/03/24 0.108   2017/06/15 193,952,000 30,219,236 -   - -   -
27378 Haitong Int'l Sec - China Taiping European Warrants Sep 17 A HKD 0.189   0.096   0.097   111,234,000 13,355,150 N/A 0.270   2017/03/21 0.096   2017/06/28 212,392,000 31,761,668 -   - -   -
13568 Haitong Int'l Sec - China Telecom European Warrants Jan 18 A HKD 0.206   0.171   0.154   2,712,000 509,348 N/A 0.229   2017/04/12 0.171   2017/06/21 3,716,000 722,700 -   - -   -
29265 Haitong Int'l Sec - China Telecom European Warrants Sep 17 A HKD 0.153   0.075   0.076   25,584,000 2,919,456 N/A 0.209   2017/03/21 0.075   2017/06/30 91,428,000 14,922,530 -   - -   -
22624 Haitong Int'l Sec - China Travel HK European Warrants Dec17A HKD 0.200   0.176   0.182   1,942,000 366,868 N/A 0.405   2017/02/15 0.176   2017/06/15 17,370,000 5,412,310 -   - -   -
15573 Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A HKD 0.210   0.126   0.210   158,759,000 27,314,637 10,812,186 0.380   2017/03/17 0.109   2017/05/16 359,518,000 64,873,116 0.182   2016/12/30 0.176   2016/12/29
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.360   0.280   0.290   13,092,000 4,232,190 3,048,830 0.360   2017/06/12 0.197   2017/01/04 75,538,000 18,292,982 0.245   2016/12/06 0.169   2016/11/22
24319 Haitong Int'l Sec - CICC European Warrants Aug 2017 A HKD 0.083   0.052   0.070   75,224,000 5,204,768 N/A 0.180   2017/02/23 0.052   2017/06/08 138,468,000 13,982,344 -   - -   -
28362 Haitong Int'l Sec - CITIC Bank European Warrants Nov 2017 A HKD 0.050   0.050   0.031   500,000 23,000 N/A 0.305   2017/02/23 0.028   2017/05/05 87,690,000 12,036,835 -   - -   -
28403 Haitong Int'l Sec - CITIC Sec European Warrants Jul 2018 A HKD 0.101   0.074   0.092   64,640,000 5,807,880 N/A 0.206   2017/02/21 0.074   2017/06/12 321,290,000 32,472,055 -   - -   -
20713 Haitong Int'l Sec - CKH European Warrants Jul 2017 A HKD 0.360   0.032   0.033   75,020,000 10,496,695 N/A 0.475   2017/05/25 0.032   2017/06/30 424,670,000 89,459,470 -   - -   -
29261 Haitong Int'l Sec - CKH European Warrants Oct 2017 A HKD 0.206   0.073   0.073   76,345,000 8,715,620 N/A 0.235   2017/03/06 0.068   2017/04/21 250,065,000 39,509,755 -   - -   -
27944 Haitong Int'l Sec - CM Bank European Warrants Mar 2018 A HKD 0.315   0.185   0.310   56,835,000 13,058,050 N/A 0.320   2017/05/25 0.093   2017/05/08 216,495,000 43,713,215 -   - -   -
24024 Haitong Int'l Sec - CMS European Warrants Mar 2018 A HKD 0.194   0.143   0.147   117,990,000 19,987,350 N/A 0.280   2017/02/02 0.143   2017/06/30 230,630,000 42,280,870 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 0.365   0.116   0.218   74,638,000 15,773,198 7,348,889 1.250   2017/03/15 0.116   2017/06/23 129,126,000 44,093,336 0.450   2016/11/14 0.209   2016/12/28
27951 Haitong Int'l Sec - CNBM European Warrants Nov 2017 A HKD 0.202   0.105   0.141   68,376,000 10,464,020 N/A 0.850   2017/03/02 0.105   2017/06/28 133,622,000 45,778,814 -   - -   -
29317 Haitong Int'l Sec - CNBM European Warrants Sep 2017 A HKD 0.046   0.019   0.014   8,188,000 302,204 N/A 0.420   2017/03/16 0.019   2017/06/19 100,468,000 26,200,712 -   - -   -
16172 Haitong Int'l Sec - CNOOC European Warrants Dec 2017 A HKD 0.183   0.061   0.068   130,714,000 14,826,685 N/A 0.220   2017/05/29 0.061   2017/06/27 130,994,000 14,888,005 -   - -   -
16592 Haitong Int'l Sec - CNOOC European Warrants Dec 2017 B HKD 0.315   0.159   0.163   45,784,000 9,346,181 N/A 0.315   2017/06/13 0.159   2017/06/30 45,784,000 9,346,181 -   - -   -
11129 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 A HKD 0.022   0.016   0.016   4,000 76 N/A 0.151   2017/04/07 0.010   2017/05/10 2,710,830,000 314,418,346 -   - -   -
14109 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 B HKD 0.021   0.010   0.010   830,000 12,850 N/A 0.107   2017/04/21 0.010   2017/06/16 2,534,589,000 156,420,603 -   - -   -
29416 Haitong Int'l Sec - CNOOC European Warrants Jul 2018 A HKD 0.088   0.069   0.071   22,360,000 1,779,960 N/A 0.141   2017/04/07 0.069   2017/06/16 1,610,920,000 195,527,740 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.027   0.022   0.022   10,480,000 258,710 26,676,235 0.108   2017/01/05 0.022   2017/06/27 2,094,350,000 160,057,410 0.171   2016/04/22 0.085   2016/08/03
11141 Haitong Int'l Sec - CNOOC European Warrants Sep 2017 A HKD 0.032   0.018   0.019   4,622,000 118,659 N/A 0.177   2017/03/16 0.018   2017/06/08 357,278,000 46,907,269 -   - -   -
28892 Haitong Int'l Sec - COSCO Sh Hold European Warrants Aug 17 A HKD 0.137   0.078   0.115   18,917,000 1,959,393 N/A 0.470   2017/02/27 0.078   2017/06/28 52,915,500 12,710,699 -   - -   -
24198 Haitong Int'l Sec - COSCO Ship European Warrants Nov 2017 A HKD 0.295   0.247   0.280   1,718,000 474,022 N/A 0.670   2017/02/23 0.229   2017/05/25 17,200,000 7,883,426 -   - -   -
28890 Haitong Int'l Sec - COSCO Ship Port European Warrants Dec18A HKD 0.195   0.170   0.187   59,520,000 10,736,480 N/A 0.233   2017/02/27 0.155   2017/04/20 72,320,000 12,913,540 -   - -   -
27376 Haitong Int'l Sec - CPIC European Warrants Sep 2017 A HKD 0.116   0.050   0.094   106,912,000 7,954,294 N/A 0.214   2017/02/15 0.048   2017/05/24 282,872,000 30,929,918 -   - -   -
29318 Haitong Int'l Sec - CQRC Bank European Warrants Jan 2018 A HKD 0.520   0.380   0.385   43,404,000 19,279,540 N/A 0.730   2017/03/17 0.380   2017/06/28 61,198,000 28,399,545 -   - -   -
29310 Haitong Int'l Sec - CRCC European Warrants Dec 2018 A HKD 0.184   0.149   0.155   69,310,000 11,548,005 N/A 0.265   2017/03/24 0.149   2017/06/21 129,860,000 24,796,680 -   - -   -
28191 Haitong Int'l Sec - CRCC European Warrants Jun 2017 A HKD -   -   0.019   0 0 3,013,750 0.146   2017/03/23 0.028   2017/05/24 187,250,000 18,082,500 0.200   2016/06/08 0.073   2016/10/13
28953 Haitong Int'l Sec - Crphoenixhealth European Warrants Feb18A HKD 0.131   0.084   0.073   78,865,000 8,827,060 N/A 0.185   2017/03/21 0.084   2017/06/21 136,135,000 17,062,375 -   - -   -
29311 Haitong Int'l Sec - CRRC European Warrants Dec 2019 A HKD 0.187   0.173   0.176   20,456,000 3,695,774 N/A 0.250   2017/03/27 0.173   2017/06/21 59,152,000 11,828,972 -   - -   -
28186 Haitong Int'l Sec - CRRC European Warrants Jun 2017 A HKD -   -   0.010   0 0 863,655 0.061   2017/01/23 0.010   2017/05/15 123,400,000 5,181,930 0.190   2016/05/30 0.042   2016/12/23
15971 Haitong Int'l Sec - CRRC European Warrants Nov 2017 A HKD 0.410   0.305   0.310   33,682,000 12,388,140 N/A 0.440   2017/05/31 0.305   2017/06/30 39,840,000 14,935,615 -   - -   -
12684 Haitong Int'l Sec - CSDC European Warrants Aug 2017 A HKD 0.019   0.019   0.019   400,000 7,600 851,447 0.131   2017/02/13 0.019   2017/06/16 50,682,000 5,108,680 0.355   2016/09/09 0.097   2016/12/30
17569 Haitong Int'l Sec - CSDC European Warrants Dec 2017 A HKD 0.179   0.148   0.161   4,183,000 696,529 N/A 0.330   2017/02/22 0.148   2017/06/30 35,328,000 8,656,838 -   - -   -
17068 Haitong Int'l Sec - CSOP A50 ETF European Warrants Dec 2017A HKD 0.405   0.380   0.395   3,676,400 1,443,014 N/A 0.405   2017/06/30 0.380   2017/06/30 3,676,400 1,443,014 -   - -   -
14119 Haitong Int'l Sec - CSOP A50 ETF European Warrants Jul 2017A HKD 0.790   0.395   0.740   40,050,800 24,907,688 N/A 0.790   2017/06/29 0.124   2017/05/18 59,397,200 27,721,927 -   - -   -
14118 Haitong Int'l Sec - CSOP A50 ETF European Warrants Mar 2018A HKD 0.650   0.405   0.640   8,107,400 3,806,739 N/A 0.650   2017/06/29 0.214   2017/05/09 12,151,200 5,046,956 -   - -   -
17069 Haitong Int'l Sec - CSOP A50 ETF European Warrants Nov 2017A HKD 0.315   0.315   0.310   40,000 12,600 N/A 0.315   2017/06/30 0.315   2017/06/30 40,000 12,600 -   - -   -
20900 Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2018A HKD 0.162   0.127   0.178   80,672,000 11,293,418 N/A 0.162   2017/06/09 0.073   2017/05/09 197,648,000 21,998,956 -   - -   -
29325 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2017A HKD 0.275   0.108   0.187   24,867,800 4,721,012 N/A 0.275   2017/06/12 0.046   2017/05/10 210,273,600 30,586,275 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD 0.166   0.120   0.161   170,440,000 23,991,290 5,562,213 0.166   2017/06/26 0.063   2017/05/08 266,864,000 33,373,278 0.249   2016/03/30 0.107   2016/12/22
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.425   0.350   0.350   4,220,000 1,692,600 2,469,913 0.425   2017/06/02 0.208   2017/01/03 55,580,000 14,819,480 0.255   2016/09/07 0.205   2016/12/29
23617 Haitong Int'l Sec - Dongfeng European Warrants Dec 2017 A HKD 0.161   0.082   0.115   53,440,000 7,440,420 N/A 0.176   2017/02/24 0.061   2017/05/08 231,640,000 30,641,100 -   - -   -
23682 Haitong Int'l Sec - ENN Energy European Warrants Dec 2017 A HKD 0.890   0.700   0.870   3,760,000 2,980,290 N/A 0.890   2017/06/30 0.400   2017/05/15 13,094,000 7,699,365 -   - -   -
14113 Haitong Int'l Sec - Evergrande European Warrants Apr 2018 A HKD 0.940   0.700   0.650   20,000 16,400 N/A 0.940   2017/06/09 0.120   2017/05/08 89,920,000 16,068,590 -   - -   -
27915 Haitong Int'l Sec - Evergrande European Warrants Aug 2017 A HKD -   -   6.820   0 0 N/A 8.260   2017/05/29 0.249   2017/03/06 33,347,000 24,778,384 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 1.040   0.900   0.850   1,200,000 1,167,900 1,706,685 1.040   2017/06/06 0.047   2017/01/04 77,490,000 10,240,110 0.114   2016/09/09 0.039   2016/12/29
17713 Haitong Int'l Sec - Evergrande European Warrants Jul 2017 A HKD 12.120   9.050   8.680   108,000 1,284,400 N/A 12.120   2017/06/07 0.590   2017/01/06 45,128,000 63,864,180 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.043   0.042   0.062   200,000 8,500 27,283 0.097   2017/02/06 0.042   2017/06/30 2,300,000 163,700 0.305   2016/04/20 0.075   2016/12/20
22755 Haitong Int'l Sec - Fosun Intl European Put Warrants Jul 18A HKD 0.151   0.107   0.125   68,690,000 8,387,615 N/A 0.204   2017/02/07 0.107   2017/06/09 105,920,000 14,194,720 -   - -   -
22646 Haitong Int'l Sec - Fosun Intl European Warrants Nov 2017 A HKD 0.156   0.083   0.104   112,250,000 12,580,735 N/A 0.179   2017/02/23 0.080   2017/05/23 266,740,000 31,511,275 -   - -   -
26618 Haitong Int'l Sec - Foxconn European Warrants Sep 2017 A HKD 0.141   0.100   0.106   7,934,000 1,022,437 N/A 0.550   2017/03/08 0.100   2017/06/19 30,128,000 9,639,782 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.248   0.185   0.208   20,080,000 4,406,120 3,735,107 0.305   2017/03/13 0.103   2017/01/03 122,640,000 22,410,640 0.270   2016/09/13 0.097   2016/12/23
29169 Haitong Int'l Sec - GAC European Warrants Dec 2017 A HKD 0.182   0.104   0.128   250,432,000 36,243,926 N/A 0.224   2017/03/14 0.093   2017/04/24 386,856,000 56,710,630 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD -   -   0.600   0 0 585,390 0.510   2017/05/09 0.248   2017/01/03 8,020,000 3,512,340 0.425   2016/08/09 0.200   2016/03/17
13482 Haitong Int'l Sec - Galaxy Ent European Put Warrants Sep 17B HKD 0.066   0.025   0.029   2,350,000 103,060 N/A 0.183   2017/05/09 0.025   2017/06/22 205,160,000 29,974,190 -   - -   -
28338 Haitong Int'l Sec - Galaxy Ent European Warrants Aug 2017 A HKD 0.510   0.250   0.355   46,770,000 18,363,600 N/A 0.510   2017/06/20 0.094   2017/05/18 1,278,870,000 244,238,870 -   - -   -
29754 Haitong Int'l Sec - Galaxy Ent European Warrants Dec 2017 A HKD 0.445   0.275   0.340   66,340,000 24,232,350 N/A 0.445   2017/06/20 0.123   2017/05/09 111,150,000 33,147,730 -   - -   -
14475 Haitong Int'l Sec - Galaxy Ent European Warrants Oct 2017 A HKD 0.415   0.213   0.290   83,290,000 25,815,360 N/A 0.415   2017/06/20 0.101   2017/05/18 411,470,000 86,897,340 -   - -   -
29753 Haitong Int'l Sec - Galaxy Ent European Warrants Sep 2017 A HKD 0.710   0.650   0.660   2,000,000 1,348,100 N/A 0.710   2017/06/19 0.232   2017/05/19 126,880,000 45,824,440 -   - -   -
28796 Haitong Int'l Sec - GCL-Poly European Warrants Jun 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.234   2016/09/09 0.117   2016/11/07
21305 Haitong Int'l Sec - GCL-Poly European Warrants Sep 2017 A HKD 0.028   0.014   0.027   1,115,000 22,940 N/A 0.164   2017/02/16 0.014   2017/06/08 6,696,000 622,899 -   - -   -
26981 Haitong Int'l Sec - Geely Auto European Put Warrants Apr 18A HKD 0.084   0.033   0.032   32,750,000 1,993,450 N/A 0.191   2017/02/13 0.033   2017/06/28 988,600,000 159,117,500 -   - -   -
28949 Haitong Int'l Sec - Geely Auto European Put Warrants Dec17 A HKD 0.080   0.023   0.022   28,300,000 1,537,100 N/A 0.202   2017/03/01 0.023   2017/06/28 736,700,000 116,065,250 -   - -   -
26980 Haitong Int'l Sec - Geely Auto European Warrants Aug 2018 A HKD 0.690   0.360   0.690   4,910,000 2,064,250 N/A 0.690   2017/06/30 0.209   2017/05/04 1,586,470,000 452,246,335 -   - -   -
28947 Haitong Int'l Sec - Geely Auto European Warrants Jul 2018 A HKD 0.550   0.320   0.620   14,880,000 5,741,650 N/A 0.550   2017/06/28 0.174   2017/05/04 1,008,365,000 287,342,095 -   - -   -
17847 Haitong Int'l Sec - Geely Auto European Warrants Jun 2018 A HKD -   -   1.000   0 0 N/A 0.500   2017/04/03 0.175   2017/01/06 65,710,000 14,389,935 -   - -   -
13057 Haitong Int'l Sec - Geely Auto European Warrants Nov 2017 A HKD 0.490   0.250   0.560   8,180,000 2,858,225 N/A 0.490   2017/06/28 0.114   2017/05/05 1,193,175,000 183,671,165 -   - -   -
24302 Haitong Int'l Sec - GJ Int'l European Warrants Jan 18 A HKD 0.265   0.181   0.180   10,502,000 2,304,590 N/A 0.660   2017/02/17 0.178   2017/05/24 37,302,000 14,715,080 -   - -   -
16854 Haitong Int'l Sec - Goldwind European Warrants Apr 2018 A HKD 0.225   0.197   0.205   13,452,000 2,790,698 N/A 0.225   2017/06/22 0.197   2017/06/28 13,452,000 2,790,698 -   - -   -
22954 Haitong Int'l Sec - Goldwind European Warrants Sep 2017 A HKD 0.046   0.016   0.023   24,884,000 996,950 N/A 0.238   2017/01/18 0.016   2017/06/16 80,996,000 5,459,378 -   - -   -
29144 Haitong Int'l Sec - Gome European Warrants Aug 2018 A HKD 0.199   0.189   0.175   31,000 6,159 N/A 0.300   2017/03/31 0.189   2017/06/14 5,843,000 1,618,830 -   - -   -
29940 Haitong Int'l Sec - Gome European Warrants May 2018 A HKD 0.129   0.127   0.127   268,000 34,369 N/A 0.218   2017/03/30 0.127   2017/06/29 1,070,000 168,798 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.120   0.080   0.080   9,254,000 926,677 2,852,566 0.265   2017/02/24 0.080   2017/06/30 94,911,000 17,115,396 0.300   2016/09/09 0.157   2016/12/22
29770 Haitong Int'l Sec - Guangdong Inv European Warrants Dec 18 A HKD 0.237   0.205   0.205   644,000 140,468 N/A 0.295   2017/04/13 0.205   2017/06/29 3,710,000 954,820 -   - -   -
22750 Haitong Int'l Sec - Guangshen Rail European Warrants Dec 18A HKD 0.082   0.062   0.063   13,900,000 975,942 N/A 0.246   2017/01/17 0.062   2017/06/28 80,752,000 8,963,936 -   - -   -
17527 Haitong Int'l Sec - GWMC European Warrants Jul 2018 A HKD 0.425   0.295   0.340   780,000 317,250 N/A 0.425   2017/06/13 0.185   2017/05/08 11,125,000 2,684,380 -   - -   -
29010 Haitong Int'l Sec - GWMC European Warrants Oct 2018 A HKD 0.285   0.132   0.184   160,100,000 31,175,750 N/A 0.285   2017/06/13 0.106   2017/05/08 662,940,000 120,316,300 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.226   0.030   0.082   119,140,000 14,065,930 8,662,138 0.226   2017/06/13 0.023   2017/05/08 577,835,000 51,972,830 0.158   2016/10/19 0.038   2016/12/28
16855 Haitong Int'l Sec - GWMC European Warrants Sep 2018 A HKD 0.213   0.173   0.169   27,440,000 5,332,485 N/A 0.213   2017/06/27 0.173   2017/06/30 27,440,000 5,332,485 -   - -   -
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.500   0.500   0.510   80,000 40,000 804,030 0.500   2017/06/28 0.145   2017/01/03 20,760,000 4,824,180 0.305   2016/10/04 0.144   2016/12/30
24371 Haitong Int'l Sec - Haitong Sec European Warrants Oct 2017 A HKD 0.034   0.017   0.022   70,688,000 2,071,120 N/A 0.175   2017/02/17 0.017   2017/06/19 834,876,000 58,005,756 -   - -   -
28907 Haitong Int'l Sec - Henganintl European Warrants Aug 2017 A HKD -   -   0.018   0 0 N/A 0.270   2017/03/07 0.030   2017/05/12 49,569,000 6,865,589 -   - -   -
11044 Haitong Int'l Sec - HKEX European Put Warrants Mar 2019 A HKD 0.111   0.083   0.096   52,570,000 4,982,860 N/A 0.201   2017/03/14 0.083   2017/06/05 1,890,770,000 360,488,750 -   - -   -
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.119   0.051   0.077   68,870,000 5,141,680 14,753,098 0.146   2017/02/16 0.034   2017/05/08 1,329,110,000 88,518,590 0.295   2016/09/22 0.064   2016/12/23
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.225   0.144   0.186   30,570,000 5,603,190 644,313,152 0.244   2017/02/21 0.128   2017/05/08 23,777,950,000 3,865,878,910 0.385   2016/09/09 0.148   2016/12/28
27936 Haitong Int'l Sec - HKEX European Warrants Dec 2017 B HKD 0.110   0.058   0.087   51,510,000 4,356,440 N/A 0.186   2017/02/17 0.054   2017/05/23 30,061,340,000 3,569,000,240 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.122   0.077   0.094   162,530,000 15,409,370 287,309,622 0.170   2017/02/16 0.072   2017/05/05 12,271,850,000 1,723,857,730 0.280   2016/09/22 0.103   2016/12/22
16171 Haitong Int'l Sec - HKEX European Warrants Jan 2018 A HKD 0.190   0.123   0.148   116,450,000 18,454,100 N/A 0.190   2017/06/05 0.123   2017/06/16 119,390,000 18,855,450 -   - -   -
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD 0.016   0.013   0.014   180,000 2,490 683,923 0.065   2017/02/17 0.010   2017/05/10 84,880,000 4,103,540 0.200   2016/09/20 0.023   2016/12/28
12795 Haitong Int'l Sec - HKEX European Warrants Jun 2017 A HKD 0.015   0.010   0.010   3,970,000 41,200 103,625,315 0.088   2017/02/16 0.010   2017/06/05 10,145,310,000 621,751,890 0.232   2016/09/09 0.027   2016/12/28
16593 Haitong Int'l Sec - HKEX European Warrants Mar 2019 B HKD 0.228   0.190   0.208   67,300,000 13,982,090 N/A 0.228   2017/06/20 0.190   2017/06/15 67,300,000 13,982,090 -   - -   -
13771 Haitong Int'l Sec - HKEX European Warrants May 2018 A HKD 0.120   0.076   0.102   97,510,000 9,817,070 N/A 0.120   2017/06/20 0.067   2017/05/08 1,302,610,000 129,307,410 -   - -   -
29164 Haitong Int'l Sec - HKEX European Warrants Nov 2017 A HKD 0.102   0.051   0.072   250,850,000 20,748,200 N/A 0.125   2017/03/02 0.047   2017/05/25 53,876,540,000 4,409,809,120 -   - -   -
28660 Haitong Int'l Sec - HKEX European Warrants Sep 2017 A HKD 0.058   0.019   0.019   11,579,000 485,635 N/A 0.355   2017/02/23 0.019   2017/06/29 2,800,319,000 908,745,666 -   - -   -
16507 Haitong Int'l Sec - HKEX European Warrants Sep 2017 B HKD 0.229   0.149   0.181   27,256,000 4,783,718 N/A 0.229   2017/06/20 0.149   2017/06/28 27,256,000 4,783,718 -   - -   -
17902 Haitong Int'l Sec - HN Renewables European Wts Aug 2017 A HKD 0.112   0.051   0.052   41,262,000 2,830,558 N/A 0.430   2017/01/11 0.051   2017/06/30 45,174,000 4,120,300 -   - -   -
28885 Haitong Int'l Sec - HS Bank European Put Warrants Jun 2019 A HKD 0.199   0.180   0.174   21,359,000 4,102,149 N/A 0.275   2017/02/27 0.180   2017/06/26 33,603,000 6,804,592 -   - -   -
29174 Haitong Int'l Sec - HSBC European Put Warrants Dec 2017 A HKD 0.063   0.018   0.020   24,272,000 1,198,924 N/A 0.231   2017/03/03 0.018   2017/06/30 613,392,000 110,575,116 -   - -   -
11666 Haitong Int'l Sec - HSBC European Put Warrants Jun 2017 A HKD -   -   0.027   0 0 0 -   - -   - 0 0 0.151   2016/08/08 0.027   2016/11/21
29922 Haitong Int'l Sec - HSBC European Put Warrants Jun 2018 A HKD 0.113   0.048   0.055   500,000 42,060 N/A 0.275   2017/03/14 0.048   2017/06/30 141,964,000 28,386,596 -   - -   -
15969 Haitong Int'l Sec - HSBC European Warrants Jan 2018 A HKD 0.290   0.087   0.226   235,952,000 34,125,152 N/A 0.290   2017/06/30 0.087   2017/06/28 262,312,000 37,896,792 -   - -   -
15464 Haitong Int'l Sec - HSBC European Warrants Jun 2017 B HKD 0.280   0.150   0.129   9,008,000 1,980,536 854,819,484 0.345   2017/02/20 0.040   2017/04/20 45,121,608,000 5,128,916,904 0.193   2016/12/23 0.159   2016/12/28
15970 Haitong Int'l Sec - HSBC European Warrants Jun 2018 B HKD 0.237   0.100   0.195   150,348,000 25,362,632 N/A 0.237   2017/06/30 0.100   2017/06/26 167,296,000 28,084,684 -   - -   -
14456 Haitong Int'l Sec - HSBC European Warrants Nov 2017 A HKD 0.620   0.255   0.560   50,000,000 17,258,440 N/A 0.620   2017/06/30 0.176   2017/05/02 121,292,000 34,089,520 -   - -   -
20747 Haitong Int'l Sec - HSBC European Warrants Oct 2017 A HKD 0.480   0.118   0.390   303,744,000 52,335,712 N/A 0.480   2017/06/30 0.061   2017/04/24 11,547,388,000 2,597,455,524 -   - -   -
28337 Haitong Int'l Sec - HSBC European Warrants Sep 2017 A HKD 0.201   0.020   0.130   251,716,000 22,563,264 N/A 0.201   2017/06/30 0.019   2017/04/21 15,306,508,000 1,364,739,960 -   - -   -
29170 Haitong Int'l Sec - HSBC European Warrants Sep 2017 B HKD 0.300   0.057   0.228   364,528,000 40,563,660 N/A 0.300   2017/06/30 0.035   2017/04/24 18,140,640,000 1,669,313,704 -   - -   -
29262 Haitong Int'l Sec - HSBC European Warrants Sep 2017 C HKD 0.720   0.227   0.610   25,316,000 7,627,492 N/A 0.720   2017/06/30 0.084   2017/04/19 12,702,300,000 2,069,770,500 -   - -   -
29921 Haitong Int'l Sec - HSBC European Warrants Sep 2017 D HKD 0.650   0.540   0.950   2,404,000 1,421,920 N/A 0.650   2017/06/08 0.206   2017/04/20 523,136,000 201,897,768 -   - -   -
14455 Haitong Int'l Sec - HSBC European Warrants Sep 2017 E HKD 0.750   0.420   0.750   1,952,000 1,032,820 N/A 0.750   2017/06/29 0.199   2017/04/27 771,464,000 174,485,296 -   - -   -
13416 Haitong Int'l Sec - HSI European Put Warrants Aug 2017 B HKD 0.033   0.016   0.020   6,800,000 140,560 N/A 0.150   2017/04/12 0.016   2017/06/29 30,900,000 2,064,880 -   - -   -
29729 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 A HKD 0.044   0.043   0.047   2,600,000 113,100 N/A 0.202   2017/03/10 0.043   2017/06/09 4,314,650,000 637,826,520 -   - -   -
15858 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 B HKD 0.087   0.076   0.065   2,100,000 160,650 N/A 0.125   2017/05/19 0.076   2017/06/20 2,120,000 163,150 -   - -   -
15865 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 C HKD 0.117   0.115   0.099   80,000 9,260 N/A 0.161   2017/05/19 0.115   2017/06/12 100,000 12,480 -   - -   -
15560 Haitong Int'l Sec - HSI European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 192,474,507 0.165   2017/01/03 0.010   2017/05/23 17,307,800,000 1,154,847,040 0.193   2016/12/29 0.130   2016/12/30
15860 Haitong Int'l Sec - HSI European Put Warrants Mar 2018 C HKD 0.098   0.098   0.097   80,000 7,840 N/A 0.148   2017/05/19 0.098   2017/06/07 100,000 10,790 -   - -   -
28828 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 A HKD 0.020   0.020   0.020   40,000 800 N/A 0.153   2017/03/03 0.020   2017/06/30 8,104,350,000 927,573,830 -   - -   -
13414 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 D HKD 0.060   0.047   0.043   550,000 28,870 N/A 0.211   2017/04/19 0.047   2017/06/06 891,160,000 152,869,830 -   - -   -
15855 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 E HKD 0.076   0.048   0.051   24,010,000 1,675,240 N/A 0.120   2017/05/19 0.048   2017/06/29 24,040,000 1,678,530 -   - -   -
28826 Haitong Int'l Sec - HSI European Warrants Aug 2017 A HKD 0.227   0.190   0.205   14,620,000 3,064,440 N/A 0.227   2017/06/09 0.061   2017/04/19 34,585,670,000 4,315,479,250 -   - -   -
29698 Haitong Int'l Sec - HSI European Warrants Dec 2018 A HKD 0.330   0.330   0.330   20,000 6,600 N/A 0.330   2017/06/30 0.193   2017/04/19 19,380,000 4,448,120 -   - -   -
29702 Haitong Int'l Sec - HSI European Warrants Jan 2018 A HKD -   -   0.242   0 0 N/A 0.189   2017/03/21 0.113   2017/04/19 4,380,000 650,880 -   - -   -
13391 Haitong Int'l Sec - HSI European Warrants Jan 2018 B HKD -   -   0.234   0 0 N/A 0.155   2017/04/06 0.125   2017/04/12 820,000 113,240 -   - -   -
15866 Haitong Int'l Sec - HSI European Warrants Jan 2018 C HKD -   -   0.145   0 0 N/A 0.125   2017/05/19 0.124   2017/05/19 20,000 2,490 -   - -   -
15556 Haitong Int'l Sec - HSI European Warrants Jul 2017 A HKD 0.440   0.395   0.435   7,550,000 3,122,850 94,937,762 0.440   2017/06/26 0.121   2017/01/03 3,830,040,000 569,626,570 0.130   2016/12/30 0.112   2016/12/29
14863 Haitong Int'l Sec - HSI European Warrants Jun 2017 A HKD 0.290   0.285   0.290   400,000 115,000 2,888,088 0.290   2017/06/22 0.068   2017/04/24 154,130,000 17,328,530 0.131   2016/12/08 0.062   2016/12/20
29716 Haitong Int'l Sec - HSI European Warrants Mar 2018 A HKD 0.305   0.290   0.295   3,140,000 911,200 N/A 0.305   2017/06/05 0.139   2017/04/19 105,020,000 19,688,240 -   - -   -
13409 Haitong Int'l Sec - HSI European Warrants Mar 2018 B HKD 0.185   0.174   0.178   70,000 12,300 N/A 0.185   2017/06/27 0.100   2017/04/12 490,000 57,590 -   - -   -
15867 Haitong Int'l Sec - HSI European Warrants Mar 2018 D HKD 0.154   0.154   0.148   100,000 15,400 N/A 0.154   2017/06/20 0.128   2017/05/19 530,000 74,550 -   - -   -
13410 Haitong Int'l Sec - HSI European Warrants Nov 2017 A HKD 0.180   0.172   0.160   100,000 17,400 N/A 0.180   2017/06/08 0.075   2017/04/12 580,000 60,270 -   - -   -
29719 Haitong Int'l Sec - HSI European Warrants Sep 2017 B HKD -   -   0.405   0 0 N/A 0.290   2017/05/18 0.164   2017/04/19 40,080,000 8,564,890 -   - -   -
13407 Haitong Int'l Sec - HSI European Warrants Sep 2017 C HKD 0.199   0.180   0.185   200,000 37,540 N/A 0.199   2017/06/20 0.087   2017/04/11 11,460,000 1,073,080 -   - -   -
28378 Haitong Int'l Sec - HTSC European Warrants Feb 2018 A HKD 0.125   0.089   0.115   84,454,000 8,975,558 N/A 0.270   2017/02/21 0.089   2017/06/16 124,544,000 14,328,240 -   - -   -
16144 Haitong Int'l Sec - Huadian Fuxin European Warrants Aug 18 A HKD 0.355   0.285   0.285   11,436,000 3,739,630 N/A 0.355   2017/06/05 0.285   2017/06/16 13,512,000 4,392,010 -   - -   -
14188 Haitong Int'l Sec - Huadian Fuxin European Warrants Jun 17 A HKD 0.038   0.033   0.010   2,400,000 85,200 379,488 0.275   2017/02/23 0.033   2017/06/05 30,254,000 2,276,928 0.330   2016/12/07 0.290   2016/11/17
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD -   -   0.010   0 0 237,861 0.110   2017/01/06 0.017   2017/03/30 24,424,000 1,427,166 0.395   2016/08/24 0.096   2016/11/21
28349 Haitong Int'l Sec - Huaneng European Warrants Aug 2017 A HKD 0.315   0.080   0.081   60,798,000 10,131,108 N/A 0.350   2017/05/31 0.057   2017/04/26 208,776,000 29,766,840 -   - -   -
11160 Haitong Int'l Sec - Huaneng European Warrants Sep 2017 A HKD 0.520   0.285   0.285   38,274,000 14,622,700 N/A 0.580   2017/05/31 0.205   2017/04/24 117,258,000 43,074,904 -   - -   -
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.660   0.460   0.500   1,104,000 580,920 2,405,853 0.660   2017/06/02 0.295   2017/02/03 33,158,000 14,435,120 0.700   2016/09/09 0.165   2016/06/15
20858 Haitong Int'l Sec - ICBC European Warrants Jul 2017 B HKD 0.229   0.080   0.087   25,295,000 4,391,965 N/A 0.270   2017/02/16 0.080   2017/06/15 963,427,000 170,997,806 -   - -   -
28651 Haitong Int'l Sec - ICBC European Warrants Nov 2017 A HKD 0.151   0.062   0.077   55,339,000 5,451,450 N/A 0.237   2017/02/23 0.062   2017/06/21 904,071,000 142,147,296 -   - -   -
14477 Haitong Int'l Sec - ICBC European Warrants Nov 2017 B HKD 0.325   0.190   0.232   10,610,000 2,615,806 N/A 0.325   2017/06/05 0.190   2017/06/15 13,150,000 3,203,260 -   - -   -
15786 Haitong Int'l Sec - IGG European Warrants Nov 2017 A HKD 0.285   0.177   0.219   269,419,000 61,477,003 N/A 0.370   2017/05/18 0.177   2017/06/07 447,886,000 110,548,384 -   - -   -
28346 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17B HKD 0.060   0.031   0.060   45,810,000 1,955,670 N/A 0.170   2017/02/23 0.031   2017/06/06 253,120,000 23,206,610 -   - -   -
13563 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17C HKD 0.124   0.067   0.122   145,940,000 12,804,550 N/A 0.145   2017/04/12 0.067   2017/06/05 265,910,000 24,478,540 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.182   0.108   0.182   118,280,000 15,562,190 7,218,227 0.365   2017/02/14 0.108   2017/06/06 291,490,000 43,309,360 0.310   2016/11/29 0.201   2016/12/16
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.335   0.227   0.335   15,690,000 4,016,650 1,045,617 0.455   2017/02/23 0.227   2017/06/01 22,250,000 6,273,700 0.365   2016/11/25 0.119   2016/11/03
22089 Haitong Int'l Sec - KECL European Warrants Aug 2017 A HKD 0.200   0.028   0.048   68,124,000 5,011,148 N/A 0.800   2017/04/10 0.028   2017/06/28 167,464,000 37,752,302 -   - -   -
22731 Haitong Int'l Sec - Kingdee Int'l European Warrants Dec 17 A HKD 0.330   0.248   0.325   19,570,000 5,658,166 N/A 0.640   2017/03/20 0.248   2017/06/07 45,586,000 16,844,536 -   - -   -
28887 Haitong Int'l Sec - Kingdee Int'l European Warrants Jun 18 A HKD 0.500   0.410   0.495   10,194,000 4,679,100 N/A 0.800   2017/03/20 0.410   2017/06/07 15,060,000 7,404,740 -   - -   -
28901 Haitong Int'l Sec - Kingsoft European Warrants Jan 2018 A HKD 0.248   0.146   0.152   48,040,000 10,300,910 N/A 0.365   2017/04/03 0.146   2017/06/30 147,280,000 35,650,950 -   - -   -
15973 Haitong Int'l Sec - Kingsoft European Warrants Mar 2018 A HKD -   -   0.157   0 0 N/A 0.270   2017/05/23 0.220   2017/05/24 3,000,000 705,080 -   - -   -
28899 Haitong Int'l Sec - Kingsoft European Warrants Oct 2017 A HKD 0.270   0.213   0.221   38,570,000 9,085,650 N/A 0.375   2017/05/10 0.155   2017/03/09 115,480,000 28,096,560 -   - -   -
28361 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 A HKD 0.010   0.010   0.010   1,864,000 18,640 N/A 0.107   2017/04/05 0.010   2017/06/19 325,860,000 21,631,024 -   - -   -
28906 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 B HKD 0.203   0.085   0.081   53,706,000 7,463,642 N/A 0.375   2017/04/07 0.085   2017/06/28 167,120,000 31,446,080 -   - -   -
13584 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 C HKD 0.083   0.036   0.029   20,648,000 1,445,436 N/A 0.141   2017/04/12 0.031   2017/05/29 128,484,000 9,349,394 -   - -   -
21212 Haitong Int'l Sec - Lenovo European Warrants Dec 2017 A HKD 0.210   0.124   0.126   34,394,000 5,696,072 N/A 0.375   2017/01/16 0.119   2017/03/10 268,620,000 66,625,174 -   - -   -
11163 Haitong Int'l Sec - Lenovo European Warrants Jul 2017 A HKD 0.300   0.023   0.024   68,224,000 8,811,746 N/A 0.400   2017/04/07 0.023   2017/06/30 161,520,000 29,062,834 -   - -   -
28347 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 A HKD 0.106   0.084   0.039   4,656,000 425,782 N/A 0.385   2017/03/20 0.084   2017/06/08 38,104,000 7,007,774 -   - -   -
11162 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 B HKD 0.035   0.029   0.026   760,000 24,640 N/A 0.315   2017/03/21 0.029   2017/06/21 13,820,000 1,521,226 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD 2.380   2.010   2.190   69,500 157,295 2,978,775 2.380   2017/06/16 1.180   2017/03/31 11,929,000 17,872,650 2.430   2016/10/20 0.800   2016/06/20
22083 Haitong Int'l Sec - Link REIT European Put Warrants Jul 17 A HKD -   -   0.020   0 0 N/A 0.250   2017/01/16 0.015   2017/05/15 100,370,000 13,673,890 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.041   0.030   0.018   820,000 24,820 3,701,623 0.450   2017/02/23 0.030   2017/06/13 84,916,000 22,209,736 0.400   2016/11/29 0.255   2016/11/08
15791 Haitong Int'l Sec - Meitu European Warrants Mar 2018 A HKD 0.330   0.210   0.220   151,520,000 35,302,540 N/A 0.350   2017/05/18 0.210   2017/06/28 435,250,000 130,310,615 -   - -   -
15789 Haitong Int'l Sec - Meitu European Warrants Nov 2017 A HKD 0.168   0.077   0.082   75,885,000 7,898,990 N/A 0.206   2017/05/18 0.077   2017/06/30 527,305,000 95,785,100 -   - -   -
21284 Haitong Int'l Sec - Mengniu Dairy European Wts Feb 2018 A HKD 0.181   0.110   0.121   143,476,000 21,236,547 N/A 0.229   2017/01/12 0.110   2017/06/28 237,716,000 37,063,633 -   - -   -
12607 Haitong Int'l Sec - Mengniu Dairy European Wts Jun 2017 A HKD -   -   0.049   0 0 2,488,018 0.182   2017/01/04 0.021   2017/05/18 136,800,000 14,928,110 0.310   2016/08/26 0.146   2016/12/23
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.123   0.102   0.117   44,025,000 5,027,360 5,489,151 0.245   2017/02/16 0.097   2017/05/09 206,415,000 32,934,905 0.249   2016/11/04 0.171   2016/12/23
11916 Haitong Int'l Sec - MTRC European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 527,538 0.223   2017/01/05 0.019   2017/05/22 48,575,000 3,165,225 0.325   2016/08/10 0.199   2016/11/10
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.350   0.250   0.330   3,150,000 905,850 3,596,557 0.380   2017/02/23 0.147   2017/01/04 93,120,000 21,579,340 0.222   2016/09/23 0.123   2016/11/11
15974 Haitong Int'l Sec - ND Paper European Warrants Dec 2018 A HKD 0.260   0.194   0.244   134,250,000 30,190,060 N/A 0.260   2017/06/30 0.194   2017/06/27 181,030,000 40,366,200 -   - -   -
20816 Haitong Int'l Sec - PetroChina European Warrants Aug 2017 A HKD -   -   0.018   0 0 N/A 0.630   2017/01/18 0.022   2017/05/19 1,521,502,000 347,793,382 -   - -   -
22090 Haitong Int'l Sec - PetroChina European Warrants Jul 2017 A HKD -   -   0.016   0 0 N/A 0.280   2017/01/16 0.024   2017/04/03 678,168,000 35,426,884 -   - -   -
14108 Haitong Int'l Sec - PetroChina European Warrants Sep 2017 A HKD 0.018   0.015   0.017   450,000 7,500 N/A 0.100   2017/04/21 0.015   2017/06/01 2,721,524,000 103,587,982 -   - -   -
14190 Haitong Int'l Sec - Phoenixhealth European Warrants Jun 17 A HKD -   -   0.010   0 0 148,855 0.090   2017/01/19 0.010   2017/04/28 24,440,000 893,130 0.226   2016/11/29 0.074   2016/12/29
28893 Haitong Int'l Sec - PICC European Warrants Jul 2018 A HKD 0.117   0.093   0.115   70,940,000 7,300,700 N/A 0.126   2017/02/27 0.064   2017/04/19 244,760,000 25,643,940 -   - -   -
12802 Haitong Int'l Sec - PICC Group European Warrants Jun 2017 A HKD -   -   0.015   0 0 770,063 0.091   2017/02/15 0.030   2017/03/30 76,134,000 4,620,380 0.380   2016/09/09 0.065   2016/12/23
28399 Haitong Int'l Sec - Ping An European Put Warrants Dec 2017 A HKD 0.026   0.015   0.015   22,190,000 406,550 N/A 0.223   2017/03/03 0.015   2017/06/20 173,530,000 17,290,370 -   - -   -
15466 Haitong Int'l Sec - Ping An European Warrants Aug 2017 A HKD 0.820   0.820   0.750   500,000 410,000 295,750,989 0.820   2017/06/22 0.094   2017/04/20 10,947,695,000 1,774,505,935 0.172   2016/12/30 0.143   2016/12/29
27390 Haitong Int'l Sec - Ping An European Warrants Jun 2017 A HKD -   -   0.800   0 0 N/A 0.248   2017/05/15 0.055   2017/04/20 14,917,935,000 1,732,724,755 -   - -   -
16598 Haitong Int'l Sec - Ping An European Warrants Mar 2018 A HKD 0.385   0.255   0.265   28,690,000 9,052,225 N/A 0.385   2017/06/13 0.255   2017/06/30 28,690,000 9,052,225 -   - -   -
20872 Haitong Int'l Sec - Ping An European Warrants Nov 2017 A HKD 0.520   0.335   0.410   75,770,000 31,728,300 N/A 0.520   2017/06/09 0.094   2017/05/08 12,947,730,000 2,026,575,985 -   - -   -
16599 Haitong Int'l Sec - Ping An European Warrants Nov 2017 B HKD 0.290   0.173   0.203   221,035,000 50,208,055 N/A 0.290   2017/06/26 0.173   2017/06/15 221,035,000 50,208,055 -   - -   -
28365 Haitong Int'l Sec - Ping An European Warrants Oct 2017 A HKD 0.370   0.216   0.270   177,995,000 46,218,505 N/A 0.370   2017/06/26 0.046   2017/04/20 9,688,915,000 1,157,329,365 -   - -   -
29941 Haitong Int'l Sec - Ping An European Warrants Oct 2017 B HKD 0.760   0.530   0.630   14,675,000 9,444,650 N/A 0.760   2017/06/09 0.121   2017/04/20 2,481,310,000 613,494,060 -   - -   -
26992 Haitong Int'l Sec - Ping An European Warrants Sep 2017 A HKD 1.110   0.920   1.040   95,000 95,100 N/A 1.110   2017/06/09 0.255   2017/04/20 442,870,000 159,439,475 -   - -   -
13088 Haitong Int'l Sec - Ping An European Warrants Sep 2017 B HKD 0.560   0.335   0.440   16,170,000 6,813,600 N/A 0.560   2017/06/27 0.063   2017/04/20 13,704,915,000 1,282,052,800 -   - -   -
22534 Haitong Int'l Sec - Poly Property European Warrants Dec 17 A HKD 0.680   0.490   0.630   2,416,000 1,460,900 N/A 0.920   2017/03/16 0.395   2017/05/08 38,646,000 24,391,175 -   - -   -
29132 Haitong Int'l Sec - Poly Property European Warrants Dec 17 B HKD 0.420   0.260   0.315   46,586,000 15,551,530 N/A 0.590   2017/03/16 0.238   2017/05/05 83,913,000 29,763,595 -   - -   -
26607 Haitong Int'l Sec - PSBC European Warrants Aug 2017 A HKD 0.039   0.039   0.015   200,000 7,800 N/A 0.290   2017/04/25 0.035   2017/05/24 71,028,000 14,472,191 -   - -   -
28894 Haitong Int'l Sec - R&F Ppt European Warrants Mar 2018 A HKD 0.280   0.157   0.165   30,736,000 6,781,276 N/A 0.280   2017/06/06 0.153   2017/05/08 223,752,000 43,681,360 -   - -   -
26990 Haitong Int'l Sec - Sands China European Warrants Aug 2017 A HKD 0.163   0.062   0.071   56,644,000 7,063,628 N/A 0.242   2017/04/10 0.038   2017/05/18 690,892,000 80,225,096 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD 0.022   0.022   0.015   80,000 1,760 3,760,549 0.116   2017/01/10 0.014   2017/05/08 394,672,000 22,563,296 0.249   2016/11/28 0.075   2016/12/29
28656 Haitong Int'l Sec - Sands China European Warrants Nov 2017 A HKD 0.340   0.209   0.216   38,904,000 10,288,656 N/A 0.430   2017/04/07 0.144   2017/05/18 194,672,000 46,275,312 -   - -   -
14481 Haitong Int'l Sec - Sands China European Warrants Nov 2017 B HKD 0.168   0.075   0.094   44,644,000 5,074,668 N/A 0.197   2017/04/26 0.075   2017/06/06 99,184,000 10,103,128 -   - -   -
11045 Haitong Int'l Sec - Sh Electric European Warrants Feb 2018 A HKD 0.440   0.240   0.330   258,000 70,520 N/A 0.700   2017/03/16 0.226   2017/05/23 13,082,000 6,333,582 -   - -   -
21286 Haitong Int'l Sec - Sh Electric European Warrants Mar 2018 A HKD 0.600   0.350   0.460   6,470,000 3,145,900 N/A 0.880   2017/03/16 0.335   2017/05/29 20,914,000 12,191,930 -   - -   -
29134 Haitong Int'l Sec - Sh Petrochem European Warrants Dec 2017A HKD 0.229   0.142   0.160   3,772,000 639,592 N/A 0.475   2017/03/02 0.142   2017/06/28 14,470,000 3,920,184 -   - -   -
11989 Haitong Int'l Sec - Sh Petrochem European Warrants Jun 2017A HKD 0.038   0.032   0.032   718,000 23,412 3,132,806 0.570   2017/02/06 0.032   2017/06/02 77,124,000 18,796,838 0.560   2016/09/09 0.275   2016/11/11
16506 Haitong Int'l Sec - Sh Petrochem European Warrants May 2018A HKD 0.620   0.520   0.650   1,600,000 934,800 N/A 0.620   2017/06/21 0.520   2017/06/19 1,600,000 934,800 -   - -   -
28957 Haitong Int'l Sec - Sh Pharma European Warrants Jun 2018 A HKD 0.465   0.345   0.445   20,904,000 8,947,325 N/A 0.465   2017/06/08 0.310   2017/05/02 46,234,000 19,457,505 -   - -   -
23559 Haitong Int'l Sec - Shenzhen Int'l European Warrants Dec 18A HKD 0.395   0.280   0.375   19,434,000 7,004,668 N/A 0.395   2017/06/27 0.210   2017/03/10 34,439,000 10,625,321 -   - -   -
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.085   0.038   0.026   610,000 39,910 1,623,412 0.100   2017/03/23 0.020   2017/05/12 147,240,000 9,740,470 0.159   2016/08/18 0.061   2016/12/13
14463 Haitong Int'l Sec - SHK Ppt European Warrants Aug 2017 A HKD 0.460   0.067   0.082   85,860,000 20,429,790 N/A 0.460   2017/06/06 0.067   2017/06/28 115,960,000 27,966,560 -   - -   -
13592 Haitong Int'l Sec - Sihuan Pharm European Warrants Jun 2018A HKD 0.770   0.590   0.660   2,190,000 1,493,280 N/A 0.970   2017/05/09 0.590   2017/06/12 9,338,000 7,219,790 -   - -   -
23605 Haitong Int'l Sec - Sihuan Pharm European Warrants May 2018A HKD 1.240   0.990   1.150   199,000 226,230 N/A 1.490   2017/05/16 0.740   2017/03/29 14,107,000 14,377,660 -   - -   -
28952 Haitong Int'l Sec - Sino Biopharm European Warrants Jul 19 A HKD 0.250   0.206   0.208   104,628,000 23,476,223 N/A 0.265   2017/03/13 0.193   2017/05/11 217,458,000 47,738,912 -   - -   -
29809 Haitong Int'l Sec - Sino-Ocean Gp European Warrants Apr2018A HKD 0.600   0.375   0.385   27,173,000 11,545,990 N/A 0.860   2017/03/16 0.375   2017/06/19 42,492,000 21,112,323 -   - -   -
14102 Haitong Int'l Sec - Sinopec Corp European Wts Nov 2017 A HKD 0.094   0.021   0.023   89,556,000 5,713,254 N/A 0.136   2017/04/26 0.021   2017/06/28 214,262,000 16,272,744 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.144   0.033   0.036   105,604,000 9,175,242 7,169,270 0.320   2017/01/25 0.033   2017/06/28 276,482,000 43,015,618 0.475   2016/10/11 0.197   2016/12/23
28626 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 B HKD 0.178   0.047   0.051   58,718,000 7,114,416 N/A 0.355   2017/02/23 0.047   2017/06/30 299,374,000 65,688,104 -   - -   -
20805 Haitong Int'l Sec - Sinopec Corp European Wts Sep 2017 A HKD 0.395   0.148   0.153   67,406,000 16,841,808 N/A 0.600   2017/01/26 0.148   2017/06/30 369,176,000 144,448,406 -   - -   -
29775 Haitong Int'l Sec - Sinotrans European Warrants Aug 2018 A HKD 0.760   0.620   0.720   4,116,000 2,845,400 N/A 0.760   2017/06/26 0.395   2017/04/25 9,674,000 5,786,130 -   - -   -
16630 Haitong Int'l Sec - SkyworthDigital European Wts Mar18A HKD 0.950   0.790   0.860   7,864,000 6,795,740 N/A 0.950   2017/06/27 0.790   2017/06/14 7,864,000 6,795,740 -   - -   -
16892 Haitong Int'l Sec - SMIC European Warrants Dec 2018 A HKD 0.247   0.209   0.250   35,670,000 7,854,755 N/A 0.247   2017/06/30 0.209   2017/06/30 35,670,000 7,854,755 -   - -   -
22923 Haitong Int'l Sec - SMIC European Warrants Nov 2017 A HKD 0.053   0.037   0.047   31,540,000 1,444,245 N/A 0.217   2017/02/09 0.028   2017/05/26 191,195,000 23,327,415 -   - -   -
22719 Haitong Int'l Sec - Stanchart European Warrants Jun 2017 A HKD 0.120   0.010   0.010   9,722,000 555,528 N/A 0.630   2017/02/06 0.010   2017/06/16 412,875,000 86,270,565 -   - -   -
23679 Haitong Int'l Sec - SUNAC European Warrants Nov 2018 A HKD -   -   0.860   0 0 N/A 0.315   2017/03/14 0.163   2017/02/07 81,420,000 16,502,580 -   - -   -
15972 Haitong Int'l Sec - Sunny Optical European Warrants Dec 17 A HKD 0.990   0.345   0.760   6,940,000 4,736,300 N/A 0.990   2017/06/27 0.345   2017/06/06 9,260,000 5,965,650 -   - -   -
11167 Haitong Int'l Sec - Sunny Optical European Warrants Sep 17 A HKD 1.370   0.430   1.060   29,440,000 26,698,200 N/A 1.370   2017/06/27 0.430   2017/06/06 109,690,000 85,775,800 -   - -   -
24021 Haitong Int'l Sec - Techtronic European Warrants Aug 2017 A HKD 0.550   0.445   0.460   7,980,000 3,957,825 N/A 0.550   2017/06/22 0.207   2017/02/10 29,630,000 11,248,200 -   - -   -
15896 Haitong Int'l Sec - Tencent European Put Warrants Dec 2017 A HKD 0.100   0.040   0.052   131,550,000 8,936,680 N/A 0.100   2017/06/01 0.040   2017/06/27 286,590,000 19,978,120 -   - -   -
15900 Haitong Int'l Sec - Tencent European Put Warrants Dec 2018 A HKD 0.167   0.112   0.126   137,450,000 19,027,510 N/A 0.167   2017/06/01 0.112   2017/06/27 162,580,000 22,689,530 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.015   0.010   0.012   2,990,000 32,510 265,768,843 0.187   2017/01/04 0.010   2017/06/09 15,100,170,000 1,594,613,060 0.227   2016/12/20 0.178   2016/09/08
16147 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 B HKD 0.238   0.123   0.143   261,430,000 44,332,450 N/A 0.238   2017/06/01 0.123   2017/06/27 275,710,000 47,292,140 -   - -   -
13483 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 C HKD 0.015   0.010   0.010   4,840,000 49,780 N/A 0.113   2017/04/11 0.010   2017/06/09 9,861,100,000 385,085,480 -   - -   -
13796 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 D HKD 0.011   0.010   0.010   8,970,000 91,550 N/A 0.098   2017/04/18 0.010   2017/06/15 17,554,340,000 872,293,140 -   - -   -
15899 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 E HKD 0.086   0.025   0.033   109,420,000 6,276,030 N/A 0.086   2017/06/01 0.025   2017/06/27 3,172,960,000 188,912,610 -   - -   -
25581 Haitong Int'l Sec - Tencent European Warrants Aug 2017 A HKD 0.640   0.600   0.730   90,000 55,600 N/A 0.640   2017/06/08 0.135   2017/03/03 21,942,470,000 3,350,634,780 -   - -   -
28753 Haitong Int'l Sec - Tencent European Warrants Aug 2017 B HKD 1.160   0.500   0.720   61,039,000 48,471,890 N/A 1.160   2017/06/27 0.090   2017/05/19 4,693,038,000 2,047,015,560 -   - -   -
15784 Haitong Int'l Sec - Tencent European Warrants Aug 2018 A HKD 0.425   0.310   0.370   27,270,000 10,047,750 N/A 0.425   2017/06/27 0.310   2017/06/01 190,820,000 70,503,650 -   - -   -
16805 Haitong Int'l Sec - Tencent European Warrants Dec 2017 B HKD 0.160   0.110   0.114   63,760,000 8,466,220 N/A 0.160   2017/06/22 0.110   2017/06/30 63,760,000 8,466,220 -   - -   -
29264 Haitong Int'l Sec - Tencent European Warrants Jan 2018 A HKD -   -   0.650   0 0 N/A 0.610   2017/05/23 0.184   2017/03/09 5,064,970,000 988,658,530 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD 0.930   0.820   0.940   950,000 793,500 2,040,568 0.930   2017/06/09 0.164   2017/01/04 50,690,000 12,243,410 0.405   2016/09/29 0.125   2016/12/23
14154 Haitong Int'l Sec - Tencent European Warrants Jul 2017 B HKD 3.810   1.860   2.980   9,134,000 28,088,590 N/A 3.810   2017/06/27 0.670   2017/04/21 174,287,000 176,622,620 -   - -   -
13784 Haitong Int'l Sec - Tencent European Warrants Jul 2018 A HKD 0.290   0.204   0.240   221,500,000 53,576,590 N/A 0.290   2017/06/27 0.126   2017/04/19 2,513,460,000 429,447,490 -   - -   -
13361 Haitong Int'l Sec - Tencent European Warrants Jun 2017 A HKD -   -   0.405   0 0 889,452 0.475   2017/05/25 0.036   2017/01/20 35,260,000 5,336,710 0.221   2016/09/23 0.020   2016/12/28
20813 Haitong Int'l Sec - Tencent European Warrants Jun 2017 B HKD -   -   0.840   0 0 N/A 0.335   2017/03/29 0.147   2017/01/24 1,816,150,000 339,428,380 -   - -   -
29269 Haitong Int'l Sec - Tencent European Warrants Jun 2017 C HKD 0.700   0.700   0.690   80,000 56,000 N/A 0.700   2017/06/20 0.105   2017/03/09 4,060,620,000 451,972,650 -   - -   -
15785 Haitong Int'l Sec - Tencent European Warrants Jun 2018 A HKD 0.305   0.234   0.255   141,700,000 35,308,670 N/A 0.305   2017/06/27 0.222   2017/05/18 1,391,960,000 360,059,200 -   - -   -
16173 Haitong Int'l Sec - Tencent European Warrants Jun 2018 B HKD 0.201   0.150   0.151   250,590,000 43,649,470 N/A 0.218   2017/05/29 0.150   2017/06/30 264,610,000 46,418,540 -   - -   -
16174 Haitong Int'l Sec - Tencent European Warrants Mar 2018 C HKD 0.203   0.152   0.153   199,940,000 35,177,700 N/A 0.222   2017/05/29 0.152   2017/06/30 219,780,000 39,140,360 -   - -   -
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.390   0.300   0.385   4,230,000 1,510,400 624,389,687 0.390   2017/06/09 0.066   2017/01/05 32,784,940,000 3,746,338,120 0.231   2016/09/23 0.042   2016/12/28
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.520   0.350   0.470   43,040,000 18,768,950 521,624,672 0.520   2017/06/09 0.091   2017/03/03 24,594,430,000 3,129,748,030 0.147   2016/11/16 0.103   2016/12/02
16804 Haitong Int'l Sec - Tencent European Warrants Nov 2017 C HKD 0.197   0.148   0.153   86,120,000 14,820,020 N/A 0.197   2017/06/27 0.148   2017/06/30 86,120,000 14,820,020 -   - -   -
27939 Haitong Int'l Sec - Tencent European Warrants Oct 2017 A HKD 0.650   0.620   0.620   500,000 318,000 N/A 0.650   2017/06/20 0.114   2017/03/03 8,274,760,000 1,329,648,080 -   - -   -
28348 Haitong Int'l Sec - Tencent European Warrants Oct 2017 B HKD 0.520   0.450   0.540   40,000 19,400 N/A 0.520   2017/06/09 0.098   2017/03/03 27,326,580,000 3,780,994,640 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 0.730   0.730   0.900   200,000 146,000 3,303,788 0.780   2017/05/18 0.166   2017/01/04 98,260,000 19,822,730 0.430   2016/10/06 0.128   2016/12/23
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.830   0.760   0.780   60,000 47,400 360,936,098 0.830   2017/06/27 0.128   2017/01/04 13,136,310,000 2,165,616,590 0.370   2016/09/23 0.096   2016/12/20
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD 0.810   0.810   0.820   80,000 64,800 345,801,727 0.810   2017/06/23 0.142   2017/01/04 11,871,750,000 2,074,810,360 0.410   2016/09/23 0.113   2016/12/23
29155 Haitong Int'l Sec - Tencent European Warrants Sep 2017 D HKD -   -   0.630   0 0 N/A 0.510   2017/05/18 0.110   2017/03/03 11,411,730,000 1,533,266,050 -   - -   -
26983 Haitong Int'l Sec - Tianneng Power European Warrants Aug 18A HKD 0.123   0.094   0.105   57,226,000 6,287,396 N/A 0.232   2017/03/03 0.089   2017/05/24 128,226,000 17,424,658 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.365   0.315   0.345   15,200,000 5,287,150 1,657,840 0.365   2017/06/08 0.204   2017/03/03 33,360,000 9,947,040 0.201   2016/12/01 0.171   2016/11/17
25530 Haitong Int'l Sec - Travelsky Tech European Warrants Dec17 A HKD 0.420   0.290   0.360   41,040,000 14,987,900 N/A 0.420   2017/06/05 0.170   2017/03/06 95,110,000 27,161,960 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.270   0.123   0.123   46,250,000 9,361,270 4,160,577 0.510   2017/02/09 0.123   2017/06/30 91,214,000 24,963,464 0.540   2016/10/12 0.280   2016/12/21
29765 Haitong Int'l Sec - Want Want China European Warrants Dec17A HKD 0.410   0.225   0.245   7,798,000 2,125,554 N/A 0.510   2017/04/06 0.225   2017/06/21 30,847,000 10,359,184 -   - -   -
12373 Haitong Int'l Sec - Want Want China European Warrants Jun17A HKD 0.050   0.033   0.026   250,000 10,380 1,046,660 0.330   2017/01/27 0.032   2017/05/11 57,279,000 6,279,959 0.550   2016/08/26 0.169   2016/12/30
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD 0.300   0.223   0.345   19,220,000 4,591,120 1,216,377 0.500   2017/02/13 0.219   2017/05/08 28,520,000 7,298,260 0.455   2016/12/02 0.171   2016/07/13
28950 Haitong Int'l Sec - Weigao Group European Warrants Dec 2018A HKD 0.244   0.192   0.208   86,108,000 19,284,508 N/A 0.244   2017/06/09 0.173   2017/03/22 143,104,000 31,666,812 -   - -   -
22622 Haitong Int'l Sec - WH Group European Warrants Jan 2019 A HKD 0.208   0.176   0.206   43,760,000 8,193,675 N/A 0.208   2017/06/29 0.142   2017/05/22 136,930,000 23,213,830 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.184   0.159   0.187   39,340,000 6,791,880 3,352,050 0.217   2017/02/27 0.133   2017/04/20 117,100,000 20,112,300 0.330   2016/09/08 0.184   2016/12/14
26587 Haitong Int'l Sec - Xinyi Solar European Warrants Dec 2017 A HKD 0.116   0.095   0.081   200,000 22,780 N/A 0.560   2017/02/13 0.095   2017/06/27 8,960,000 3,776,960 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.177   0.133   0.130   12,530,000 1,996,290 700,746 0.214   2017/04/13 0.097   2017/05/11 26,888,000 4,204,476 0.248   2016/09/12 0.123   2016/12/28
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD 0.022   0.014   0.014   2,095,000 43,390 380,923 0.098   2017/02/07 0.012   2017/05/31 33,455,000 2,285,535 0.210   2016/09/07 0.051   2016/12/23
17659 Haitong Int'l Sec - Zhaojin Mining European Wts Dec 2018 A HKD 0.202   0.178   0.185   27,605,000 5,178,620 N/A 0.315   2017/02/14 0.178   2017/06/20 38,425,000 7,419,905 -   - -   -
22991 Haitong Int'l Sec - Zijin Mining European Warrants Aug 2017A HKD 0.055   0.027   0.028   2,652,000 108,852 N/A 0.355   2017/03/17 0.027   2017/06/28 39,672,000 8,419,438 -   - -   -
15788 Haitong Int'l Sec - Zoomlion European Warrants Dec 2017 A HKD 0.610   0.375   0.520   30,907,200 14,511,677 N/A 0.610   2017/06/27 0.325   2017/05/18 34,680,800 16,051,924 -   - -   -
29422 Haitong Int'l Sec - ZTE European Warrants Jul 2017 A HKD 0.405   0.250   0.560   840,000 288,700 N/A 0.405   2017/06/08 0.122   2017/03/10 185,372,000 30,022,324 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.650   0.580   0.620   236,000 144,420 2,102,102 0.650   2017/06/26 0.191   2017/03/07 54,598,000 12,612,612 0.315   2016/12/30 0.236   2016/12/16
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD -   -   0.290   0 0 37,546 0.246   2017/05/31 0.158   2017/05/08 1,200,000 225,275 0.232   2016/12/08 0.128   2016/06/15
16313 HK Bank - A50 China European Warrants Dec 2017 B HKD 0.500   0.305   0.460   69,245,700 28,634,200 N/A 0.500   2017/06/12 0.305   2017/06/16 69,245,700 28,634,200 -   - -   -
21416 HK Bank - A50 China European Warrants Jul 2017 A HKD 0.750   0.285   0.750   26,035,900 12,934,213 N/A 0.750   2017/06/30 0.108   2017/05/05 230,025,900 56,821,000 -   - -   -
14837 HK Bank - A50 China European Warrants Jun 2017 A HKD 0.081   0.010   0.010   4,164,200 186,019 118,889 0.270   2017/01/06 0.010   2017/06/15 8,652,800 713,334 0.265   2016/12/19 0.248   2016/12/15
21384 HK Bank - A50 China European Warrants Jun 2017 B HKD 1.260   1.030   1.210   39,300 44,279 N/A 1.260   2017/06/22 0.248   2017/05/05 11,954,300 5,139,864 -   - -   -
16111 HK Bank - A50 China European Warrants Oct 2017 A HKD 0.850   0.550   0.870   3,292,700 2,381,995 N/A 0.850   2017/06/12 0.550   2017/06/16 3,583,600 2,571,171 -   - -   -
15376 HK Bank - AAC Tech European Put Warrants Feb 2018 B HKD 0.280   0.206   0.218   1,850,000 465,600 N/A 0.325   2017/05/18 0.206   2017/06/27 26,900,000 7,151,050 -   - -   -
15373 HK Bank - AAC Tech European Put Warrants Jun 2018 B HKD 0.260   0.165   0.175   36,650,000 6,649,040 N/A 0.285   2017/05/18 0.165   2017/06/27 74,200,000 15,323,955 -   - -   -
15213 HK Bank - AAC Tech European Warrants Apr 2018 A HKD -   -   0.120   0 0 N/A 0.225   2017/05/10 0.119   2017/05/15 74,900,000 13,551,300 -   - -   -
14653 HK Bank - AAC Tech European Warrants Dec 2017 A HKD -   -   0.325   0 0 N/A 0.440   2017/04/28 0.260   2017/05/15 550,000 167,000 -   - -   -
15568 HK Bank - AAC Tech European Warrants Dec 2017 B HKD 0.206   0.190   0.212   1,310,000 264,860 N/A 0.206   2017/06/08 0.126   2017/05/18 37,740,000 6,734,065 -   - -   -
13160 HK Bank - AAC Tech European Warrants Feb 2018 A HKD 0.186   0.140   0.165   75,730,000 12,409,550 N/A 0.280   2017/05/02 0.099   2017/05/18 504,725,000 92,863,680 -   - -   -
14586 HK Bank - AAC Tech European Warrants Jan 2018 A HKD 0.181   0.134   0.163   1,650,000 251,700 N/A 0.300   2017/04/26 0.108   2017/05/18 205,900,000 42,125,050 -   - -   -
15561 HK Bank - AAC Tech European Warrants Jan 2018 B HKD 0.155   0.125   0.130   114,080,000 15,315,685 N/A 0.155   2017/06/27 0.087   2017/05/18 165,430,000 21,648,405 -   - -   -
14687 HK Bank - AAC Tech European Warrants Jun 2018 A HKD 0.157   0.157   0.152   50,000 7,850 N/A 0.270   2017/04/27 0.117   2017/05/18 152,250,000 29,368,500 -   - -   -
14750 HK Bank - AAC Tech European Warrants Mar 2018 A HKD 0.120   0.074   0.109   10,800,000 1,155,550 N/A 0.275   2017/04/28 0.070   2017/05/18 377,300,000 64,368,900 -   - -   -
14524 HK Bank - AAC Tech European Warrants Nov 2017 A HKD 0.230   0.210   0.214   300,000 65,000 N/A 0.325   2017/04/26 0.149   2017/05/18 13,200,000 3,565,150 -   - -   -
15567 HK Bank - AAC Tech European Warrants Nov 2017 B HKD 0.187   0.138   0.146   18,915,000 3,122,535 N/A 0.187   2017/06/09 0.083   2017/05/18 101,530,000 13,202,035 -   - -   -
14521 HK Bank - AAC Tech European Warrants Oct 2017 A HKD 0.290   0.227   0.270   900,000 228,650 N/A 0.395   2017/05/02 0.195   2017/05/18 4,900,000 1,317,200 -   - -   -
14529 HK Bank - AAC Tech European Warrants Oct 2017 B HKD 0.185   0.130   0.161   14,300,000 2,186,850 N/A 0.300   2017/04/28 0.085   2017/05/18 320,700,000 57,777,150 -   - -   -
14532 HK Bank - AAC Tech European Warrants Oct 2017 C HKD 0.118   0.065   0.091   24,430,000 2,322,145 N/A 0.241   2017/05/02 0.054   2017/05/18 475,375,000 75,952,590 -   - -   -
28145 HK Bank - Agricultural Bank European Warrants Dec 2017 A HKD 0.320   0.195   0.238   7,260,000 1,600,580 N/A 0.360   2017/02/20 0.195   2017/06/15 26,862,000 6,902,096 -   - -   -
16309 HK Bank - Agricultural Bank European Warrants Dec 2017 B HKD 0.250   0.102   0.120   28,413,000 3,746,828 N/A 0.250   2017/06/02 0.102   2017/06/22 28,413,000 3,746,828 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.242   0.108   0.147   10,885,000 1,666,450 5,715,023 0.325   2017/02/16 0.092   2017/02/03 194,143,000 34,290,139 0.295   2016/10/06 0.105   2016/12/28
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.079   0.011   0.015   17,677,000 691,557 3,395,169 0.189   2017/02/16 0.011   2017/06/15 220,969,000 20,371,011 0.181   2016/09/09 0.058   2016/12/23
28727 HK Bank - Agricultural Bank European Warrants Oct 2017 A HKD 0.096   0.041   0.047   77,327,000 4,238,693 N/A 0.150   2017/03/02 0.041   2017/06/21 474,028,000 37,535,633 -   - -   -
15222 HK Bank - AIA European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 5,453,287 0.202   2017/01/04 0.013   2017/04/20 333,722,000 32,719,722 0.216   2016/12/29 0.177   2016/12/30
16067 HK Bank - AIA European Put Warrants Nov 2017 A HKD 0.232   0.118   0.134   241,246,000 34,016,668 N/A 0.265   2017/05/25 0.118   2017/06/22 244,790,000 34,903,244 -   - -   -
13320 HK Bank - AIA European Put Warrants Oct 2017 A HKD 0.050   0.014   0.018   10,046,000 337,882 N/A 0.285   2017/04/19 0.014   2017/06/22 342,542,000 35,530,850 -   - -   -
28150 HK Bank - AIA European Warrants Aug 2017 A HKD 0.495   0.300   0.410   13,522,000 4,620,530 N/A 0.495   2017/06/22 0.096   2017/04/19 1,227,756,000 187,620,614 -   - -   -
17019 HK Bank - AIA European Warrants Dec 2017 A HKD 0.255   0.242   0.219   1,172,000 289,820 N/A 0.255   2017/06/29 0.242   2017/06/29 1,172,000 289,820 -   - -   -
15214 HK Bank - AIA European Warrants Jun 2017 A HKD -   -   1.080   0 0 3,915,842 0.810   2017/05/17 0.162   2017/01/04 106,032,000 23,495,050 0.235   2016/12/16 0.165   2016/12/29
23010 HK Bank - AIA European Warrants Jun 2017 C HKD -   -   0.780   0 0 N/A 0.455   2017/04/27 0.122   2017/04/19 302,422,000 58,080,066 -   - -   -
16063 HK Bank - AIA European Warrants Oct 2017 B HKD 0.265   0.168   0.218   251,392,000 49,216,364 N/A 0.265   2017/06/22 0.168   2017/06/16 317,600,000 61,942,380 -   - -   -
13678 HK Bank - Anhui Conch European Warrants Sep 2017 A HKD 0.083   0.036   0.061   266,070,000 15,904,485 N/A 0.221   2017/04/13 0.036   2017/06/23 555,720,000 35,928,185 -   - -   -
14157 HK Bank - BBMG European Warrants Dec 2018 A HKD 0.099   0.076   0.078   121,640,000 10,507,920 N/A 0.125   2017/04/25 0.076   2017/06/28 259,830,000 23,741,660 -   - -   -
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.630   0.370   0.590   80,000 43,100 7,561,321 0.630   2017/06/29 0.148   2017/01/09 206,315,000 45,367,925 0.213   2016/12/09 0.129   2016/12/19
28812 HK Bank - BOC HK European Warrants Jan 2018 A HKD 0.400   0.143   0.325   96,345,000 20,215,750 N/A 0.400   2017/06/29 0.090   2017/04/24 449,765,000 66,399,440 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD -   -   1.190   0 0 261,308 0.830   2017/05/26 0.275   2017/01/03 3,540,000 1,567,850 0.355   2016/09/09 0.160   2016/08/03
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.084   0.020   0.021   33,106,000 1,673,230 13,775,343 0.239   2017/02/23 0.020   2017/06/28 721,254,000 82,652,055 0.195   2016/10/06 0.087   2016/11/09
19198 HK Bank - BOCL European Warrants Aug 2017 B HKD 0.350   0.209   0.224   1,410,000 330,225 N/A 0.520   2017/02/23 0.194   2017/05/05 17,864,000 4,475,380 -   - -   -
28730 HK Bank - BOCL European Warrants Aug 2017 C HKD 0.044   0.014   0.010   15,086,000 542,569 N/A 0.230   2017/02/23 0.014   2017/06/19 165,742,000 13,721,479 -   - -   -
16427 HK Bank - BOCL European Warrants Dec 2017 A HKD 0.255   0.163   0.180   26,794,000 4,931,279 N/A 0.255   2017/06/07 0.163   2017/06/21 26,794,000 4,931,279 -   - -   -
16235 HK Bank - BOCL European Warrants Jan 2018 A HKD 0.192   0.110   0.121   28,980,000 4,307,965 N/A 0.192   2017/06/05 0.110   2017/06/21 34,850,000 5,311,075 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.116   0.018   0.022   26,701,000 1,586,584 2,383,774 0.290   2017/02/16 0.018   2017/06/28 133,798,000 14,302,644 0.255   2016/09/09 0.065   2016/12/23
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.275   0.143   0.157   5,617,000 1,067,164 4,402,320 0.430   2017/02/16 0.142   2017/05/05 124,418,000 26,413,917 0.228   2016/12/08 0.157   2016/12/22
28153 HK Bank - BOCL European Warrants Sep 2017 B HKD 0.156   0.059   0.067   126,917,000 10,202,366 N/A 0.335   2017/02/20 0.059   2017/06/21 533,404,000 57,892,949 -   - -   -
28724 HK Bank - BOCL European Warrants Sep 2017 C HKD 0.040   0.028   0.010   2,160,000 71,740 N/A 0.208   2017/02/24 0.023   2017/04/19 49,488,000 4,889,289 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.078   0.047   0.060   85,840,000 5,424,545 3,126,521 0.088   2017/02/09 0.043   2017/05/24 286,185,000 18,759,125 0.116   2016/11/21 0.065   2016/12/28
16810 HK Bank - BYD European Warrants Dec 2017 B HKD 0.425   0.340   0.330   4,430,000 1,700,575 N/A 0.425   2017/06/27 0.340   2017/06/30 4,430,000 1,700,575 -   - -   -
13622 HK Bank - BYD European Warrants Dec 2018 A HKD 0.050   0.050   0.056   100,000 5,000 1,213 0.058   2017/04/25 0.050   2017/06/06 140,000 7,280 0.162   2016/10/11 0.093   2016/11/21
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.036   0.014   0.023   11,050,000 289,700 246,075 0.042   2017/02/09 0.010   2017/05/12 66,150,000 1,476,450 0.141   2016/04/13 0.031   2016/12/28
16314 HK Bank - CAM CSI300 European Warrants Apr 2018 A HKD 0.295   0.210   0.295   11,724,000 2,889,432 N/A 0.295   2017/06/30 0.210   2017/06/02 11,724,000 2,889,432 -   - -   -
13795 HK Bank - CAM CSI300 European Warrants Aug 2017 A HKD 0.121   0.057   0.109   45,902,000 4,111,338 N/A 0.121   2017/06/27 0.035   2017/05/24 216,210,000 15,492,384 -   - -   -
16158 HK Bank - CAM CSI300 European Warrants Sep 2017 A HKD 0.350   0.233   0.345   14,976,000 4,540,610 N/A 0.350   2017/06/30 0.210   2017/05/31 19,864,000 5,674,474 -   - -   -
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD 0.760   0.660   0.610   315,000 236,400 121,067 0.760   2017/06/19 0.475   2017/02/02 1,185,000 726,400 0.550   2016/11/25 0.365   2016/12/23
15253 HK Bank - CC Bank European Warrants Aug 2017 B HKD 0.425   0.180   0.193   2,378,000 557,949 12,517,586 0.540   2017/02/16 0.180   2017/06/30 251,099,000 75,105,514 0.380   2016/12/30 0.198   2016/12/23
27863 HK Bank - CC Bank European Warrants Aug 2017 C HKD 0.255   0.058   0.061   84,844,000 11,125,906 N/A 0.395   2017/02/20 0.058   2017/06/30 739,006,000 108,111,196 -   - -   -
28722 HK Bank - CC Bank European Warrants Aug 2017 D HKD 0.088   0.012   0.013   121,937,000 7,573,323 N/A 0.241   2017/02/24 0.012   2017/06/28 404,848,000 42,771,612 -   - -   -
16367 HK Bank - CC Bank European Warrants Dec 2017 A HKD 0.295   0.113   0.117   33,788,000 6,220,703 N/A 0.295   2017/06/05 0.113   2017/06/30 33,788,000 6,220,703 -   - -   -
17026 HK Bank - CC Bank European Warrants Dec 2017 B HKD 0.245   0.230   0.223   2,568,000 616,180 N/A 0.245   2017/06/28 0.230   2017/06/28 2,568,000 616,180 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.580   0.355   0.300   2,062,000 879,150 3,011,000 0.640   2017/03/21 0.233   2017/02/08 46,119,000 18,066,000 0.590   2016/09/08 0.197   2016/12/23
15255 HK Bank - CC Bank European Warrants Jul 2017 B HKD 0.095   0.010   0.010   38,258,000 1,995,381 7,339,199 0.250   2017/02/16 0.010   2017/06/29 297,166,000 44,035,191 0.188   2016/12/30 0.112   2016/12/19
16365 HK Bank - CC Bank European Warrants Sep 2017 A HKD 0.295   0.115   0.120   66,761,000 13,336,819 N/A 0.295   2017/06/05 0.115   2017/06/30 66,761,000 13,336,819 -   - -   -
27199 HK Bank - CGS European Warrants Dec 2018 A HKD 0.103   0.083   0.090   49,845,000 4,657,970 N/A 0.184   2017/02/14 0.080   2017/05/12 251,665,000 31,797,300 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.126   0.112   0.115   825,000 97,985 76,238 0.200   2017/02/20 0.101   2017/05/05 2,890,000 457,425 0.250   2016/03/21 0.178   2016/03/11
14873 HK Bank - Ch Comm Cons European Warrants Nov 2017 A HKD 0.083   0.049   0.055   186,280,000 12,384,790 16,130,113 0.187   2017/03/23 0.049   2017/06/19 927,130,000 96,780,680 0.106   2016/12/30 0.087   2016/12/23
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.162   0.122   0.141   3,620,000 524,960 1,349,045 0.265   2017/04/05 0.117   2017/01/04 56,820,000 8,094,270 0.183   2016/11/11 0.109   2016/12/23
26967 HK Bank - CHALCO European Warrants Aug 2017 A HKD 0.180   0.075   0.130   66,598,000 7,774,826 N/A 0.600   2017/02/15 0.075   2017/06/06 156,796,000 37,441,754 -   - -   -
28162 HK Bank - Chi Res Land European Warrants Dec 2017 A HKD 0.203   0.145   0.178   51,980,000 8,860,300 N/A 0.265   2017/02/22 0.107   2017/05/05 276,480,000 52,127,960 -   - -   -
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.181   0.070   0.074   25,030,000 2,536,800 79,175,407 0.230   2017/03/21 0.069   2017/05/05 3,926,940,000 475,052,440 0.183   2016/11/28 0.076   2016/12/23
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.212   0.133   0.134   48,810,000 8,607,450 9,324,765 0.260   2017/02/15 0.117   2017/05/05 276,910,000 55,948,590 0.187   2016/11/28 0.129   2016/10/03
11960 HK Bank - China Life European Warrants Jul 2017 A HKD -   -   0.470   0 0 46,017 0.480   2017/03/02 0.246   2017/01/03 950,000 276,100 0.250   2016/12/21 0.156   2016/08/08
13415 HK Bank - China Life European Warrants Jun 2017 A HKD 0.230   0.225   0.238   100,000 22,750 14,913,082 0.300   2017/03/17 0.081   2017/05/05 859,920,000 89,478,490 0.209   2016/11/30 0.059   2016/11/11
14641 HK Bank - China Life European Warrants Jun 2017 B HKD 0.180   0.020   0.040   16,890,000 1,682,510 32,866,027 0.215   2017/03/17 0.020   2017/06/20 2,087,170,000 197,196,160 0.175   2016/11/30 0.056   2016/12/23
28322 HK Bank - China Life European Warrants Nov 2017 A HKD 0.138   0.071   0.074   339,390,000 35,021,760 N/A 0.235   2017/02/21 0.063   2017/05/05 1,639,810,000 208,640,660 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD -   -   0.350   0 0 206,375 0.390   2017/05/17 0.240   2017/01/10 4,800,000 1,238,250 0.360   2016/11/25 0.157   2016/10/31
15638 HK Bank - China Life European Warrants Oct 2017 B HKD -   -   0.275   0 0 172,418 0.255   2017/04/12 0.201   2017/01/16 4,420,000 1,034,510 0.175   2016/12/29 0.171   2016/12/29
12989 HK Bank - China Life European Warrants Oct 2017 C HKD 0.129   0.057   0.062   2,086,320,000 195,010,830 N/A 0.144   2017/03/29 0.057   2017/06/30 3,808,240,000 380,120,900 -   - -   -
21819 HK Bank - China Life European Warrants Sep 2017 A HKD 0.295   0.165   0.170   10,630,000 2,051,070 N/A 0.325   2017/03/17 0.161   2017/05/08 30,950,000 6,468,270 -   - -   -
28141 HK Bank - China Life European Warrants Sep 2017 B HKD 0.139   0.056   0.058   36,820,000 3,498,020 N/A 0.227   2017/02/21 0.056   2017/06/30 4,172,020,000 471,338,970 -   - -   -
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.115   0.099   0.114   109,850,000 11,919,150 14,594,075 0.138   2017/01/05 0.092   2017/03/21 768,750,000 87,564,450 0.231   2016/01/21 0.097   2016/10/11
16907 HK Bank - China Mobile European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16048 HK Bank - China Mobile European Warrants Jul 2017 A HKD 0.420   0.120   0.124   3,545,000 893,265 N/A 0.920   2017/03/21 0.120   2017/06/27 52,440,000 16,842,030 -   - -   -
23001 HK Bank - China Mobile European Warrants Jun 2017 A HKD -   -   0.010   0 0 198 0.017   2017/03/06 0.011   2017/03/20 85,000 1,185 0.039   2016/07/27 0.010   2016/11/02
14136 HK Bank - China Mobile European Warrants Jun 2017 B HKD 0.015   0.014   0.010   210,000 3,140 43,230,817 0.325   2017/02/01 0.014   2017/06/05 946,625,000 259,384,900 0.570   2016/11/10 0.179   2016/12/28
14732 HK Bank - China Mobile European Warrants Jun 2017 C HKD 0.084   0.010   0.010   6,910,000 356,335 106,284,953 0.530   2017/02/10 0.010   2017/06/19 1,975,240,000 637,709,720 0.570   2016/12/02 0.305   2016/12/28
14173 HK Bank - China Mobile European Warrants Oct 2017 A HKD 0.375   0.168   0.175   70,440,000 17,864,950 N/A 0.390   2017/05/22 0.168   2017/06/30 119,125,000 34,336,200 -   - -   -
25851 HK Bank - China Mobile European Warrants Sep 2017 A HKD 0.088   0.057   0.033   21,540,000 1,694,065 N/A 0.340   2017/03/21 0.057   2017/06/12 338,425,000 68,156,915 -   - -   -
28822 HK Bank - China Mobile European Warrants Sep 2017 B HKD 0.169   0.059   0.062   3,553,255,000 390,564,710 N/A 0.550   2017/03/21 0.059   2017/06/30 12,901,265,000 2,292,466,485 -   - -   -
27853 HK Bank - China Overseas European Warrants Dec 2017 A HKD 0.103   0.058   0.063   77,680,000 6,331,520 N/A 0.212   2017/02/22 0.051   2017/05/09 325,800,000 29,448,300 -   - -   -
16429 HK Bank - China Overseas European Warrants Feb 2018 A HKD 0.193   0.119   0.128   73,800,000 12,379,840 N/A 0.193   2017/06/07 0.119   2017/06/30 73,800,000 12,379,840 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD -   -   0.010   0 0 23,760 0.065   2017/02/09 0.010   2017/04/26 3,980,000 142,560 0.207   2016/10/19 0.021   2016/12/28
14498 HK Bank - China Overseas European Warrants Jun 2017 A HKD -   -   0.010   0 0 5,494,227 0.135   2017/02/22 0.010   2017/05/29 374,820,000 32,965,360 0.133   2016/11/24 0.042   2016/12/30
18400 HK Bank - China Overseas European Warrants Nov 2017 A HKD 0.249   0.182   0.173   5,140,000 1,179,380 N/A 0.370   2017/02/09 0.137   2017/05/18 136,620,000 25,138,000 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.029   0.020   0.017   4,560,000 116,870 4,277,097 0.101   2017/03/27 0.020   2017/06/15 323,080,000 25,662,580 0.162   2016/04/14 0.059   2016/01/21
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.075   0.040   0.045   26,400,000 1,401,930 572,558 0.174   2017/03/22 0.040   2017/06/21 49,250,000 3,435,350 0.193   2016/04/13 0.096   2016/10/13
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.400   0.310   0.430   760,000 288,350 2,787,486 0.400   2017/06/26 0.103   2017/01/03 115,810,000 16,724,915 0.280   2016/07/15 0.092   2016/12/23
13998 HK Bank - China Shenhua European Warrants Oct 2017 A HKD 0.174   0.091   0.156   205,965,000 22,442,105 N/A 0.174   2017/06/30 0.083   2017/05/05 670,370,000 71,470,895 -   - -   -
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.290   0.178   0.270   6,395,000 1,361,110 18,775,555 0.290   2017/06/30 0.074   2017/03/10 897,360,000 112,653,330 0.219   2016/11/02 0.083   2016/12/20
14734 HK Bank - China Tel European Warrants Jun 2017 A HKD 0.089   0.010   0.010   10,480,000 370,942 4,783,576 0.275   2017/01/06 0.010   2017/06/22 224,608,000 28,701,456 0.325   2016/12/02 0.194   2016/12/29
29386 HK Bank - China Tel European Warrants Sep 2017 A HKD 0.305   0.166   0.166   21,682,000 4,981,940 N/A 0.350   2017/03/20 0.166   2017/06/30 85,166,000 21,658,050 -   - -   -
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.228   0.187   0.207   6,284,000 1,234,776 15,693,416 0.228   2017/06/23 0.070   2017/01/16 951,490,000 94,160,498 0.192   2016/04/19 0.059   2016/07/11
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.072   0.039   0.051   284,200,000 15,482,720 11,020,277 0.072   2017/06/23 0.023   2017/05/09 1,534,220,000 66,121,660 0.114   2016/03/30 0.027   2016/11/17
13878 HK Bank - China Vanke European Warrants Dec 2017 A HKD 0.169   0.093   0.147   37,229,000 5,037,209 N/A 0.225   2017/04/19 0.092   2017/05/16 198,933,000 24,954,431 -   - -   -
15496 HK Bank - China Vanke European Warrants Jul 2017 A HKD 0.143   0.045   0.100   57,139,000 5,516,903 6,024,346 0.325   2017/03/17 0.045   2017/06/05 260,820,000 36,146,075 0.168   2016/12/28 0.136   2016/12/29
28325 HK Bank - CITIC Bank European Warrants Aug 2017 A HKD 0.028   0.018   0.014   2,080,000 53,940 N/A 0.300   2017/02/23 0.018   2017/06/07 94,729,000 13,000,443 -   - -   -
16811 HK Bank - CITIC Bank European Warrants Dec 2017 A HKD 0.275   0.236   0.234   25,226,000 6,462,793 N/A 0.275   2017/06/26 0.236   2017/06/21 25,226,000 6,462,793 -   - -   -
13793 HK Bank - CITIC Bank European Warrants Oct 2017 A HKD 0.101   0.056   0.057   50,457,000 4,072,714 N/A 0.218   2017/04/18 0.056   2017/06/28 174,310,000 19,842,291 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.078   0.055   0.051   32,846,000 2,291,238 2,522,739 0.095   2017/02/15 0.039   2017/04/20 196,930,000 15,136,431 0.188   2016/08/16 0.074   2016/12/23
27724 HK Bank - CITIC Sec European Warrants Dec 2017 A HKD 0.107   0.075   0.090   187,185,000 17,688,870 N/A 0.236   2017/02/17 0.075   2017/06/16 704,650,000 93,116,420 -   - -   -
16310 HK Bank - CKH European Warrants Dec 2017 A HKD 0.345   0.211   0.200   13,085,000 3,610,160 N/A 0.345   2017/06/02 0.211   2017/06/15 13,085,000 3,610,160 -   - -   -
16766 HK Bank - CKH European Warrants Jul 2017 A HKD 0.620   0.235   0.270   175,000 68,925 N/A 0.680   2017/05/25 0.165   2017/04/21 195,280,000 60,041,680 -   - -   -
22787 HK Bank - CKH European Warrants Jun 2017 A HKD -   -   0.010   0 0 25 0.010   2017/03/24 0.010   2017/03/24 15,000 150 0.075   2016/01/05 0.010   2016/12/30
13649 HK Bank - CKH European Warrants Jun 2017 B HKD 0.014   0.014   0.010   180,000 1,840 87,378 0.113   2017/02/28 0.014   2017/06/02 10,810,000 524,270 0.330   2016/10/11 0.070   2016/12/22
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.113   0.088   0.084   2,710,000 289,195 3,623,009 0.115   2017/05/26 0.059   2017/04/21 304,420,000 21,738,055 0.166   2016/03/16 0.050   2016/07/06
28960 HK Bank - CKH European Warrants Sep 2017 A HKD 0.465   0.243   0.236   31,275,000 10,507,130 N/A 0.495   2017/05/29 0.184   2017/04/21 174,375,000 62,896,975 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD 0.015   0.014   0.014   5,850,000 85,250 14,642 0.015   2017/06/23 0.013   2017/01/27 6,050,000 87,850 0.038   2016/11/02 0.011   2016/12/28
14891 HK Bank - CKP European Warrants Jun 2017 A HKD 0.320   0.111   0.290   5,215,000 781,800 1,534,260 0.320   2017/06/07 0.057   2017/04/03 85,175,000 9,205,560 0.249   2016/12/09 0.101   2016/12/30
14893 HK Bank - CKP European Warrants Jun 2017 B HKD 0.500   0.500   0.770   4,300,000 2,150,000 7,256,886 0.500   2017/06/01 0.121   2017/04/03 198,945,000 43,541,315 0.405   2016/12/09 0.152   2016/12/28
12982 HK Bank - CKP European Warrants Oct 2017 A HKD 0.620   0.370   0.550   4,785,000 2,135,975 N/A 0.620   2017/06/07 0.185   2017/03/31 113,375,000 29,247,650 -   - -   -
26079 HK Bank - CM Bank European Warrants Aug 2017 A HKD 0.320   0.114   0.290   33,230,000 7,251,255 N/A 0.320   2017/06/29 0.049   2017/05/08 218,210,000 29,021,775 -   - -   -
16894 HK Bank - CM Bank European Warrants Jan 2018 A HKD 0.226   0.187   0.202   43,140,000 8,846,675 N/A 0.226   2017/06/29 0.187   2017/06/23 43,140,000 8,846,675 -   - -   -
16113 HK Bank - CM Bank European Warrants Mar 2018 A HKD 0.325   0.206   0.325   23,910,000 5,998,885 N/A 0.350   2017/05/31 0.206   2017/06/16 25,770,000 6,634,585 -   - -   -
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.058   0.049   0.051   88,600,000 4,760,060 8,182,880 0.082   2017/01/03 0.046   2017/05/25 772,010,000 49,097,280 0.198   2016/03/29 0.057   2016/12/14
16902 HK Bank - CNOOC European Warrants Dec 2017 A HKD 0.300   0.270   0.295   6,960,000 2,011,290 N/A 0.300   2017/06/30 0.270   2017/06/27 6,960,000 2,011,290 -   - -   -
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD 0.163   0.135   0.137   1,650,000 240,210 118,258 0.255   2017/01/10 0.135   2017/06/28 4,060,000 709,550 0.350   2016/10/20 0.111   2016/01/21
25265 HK Bank - CNOOC European Warrants Jul 2017 A HKD 0.016   0.016   0.010   200,000 3,200 N/A 0.630   2017/02/02 0.016   2017/06/01 493,291,000 135,799,281 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.083   0.063   0.067   82,270,000 6,199,180 5,969,153 0.193   2017/01/16 0.063   2017/06/27 350,790,000 35,814,920 0.260   2016/10/11 0.073   2016/01/21
23806 HK Bank - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 10,604,410 0.053   2017/01/06 0.010   2017/03/08 2,013,840,000 63,626,460 0.099   2016/10/20 0.020   2016/01/21
14735 HK Bank - CNOOC European Warrants Jun 2017 B HKD -   -   0.012   0 0 18,449,833 0.440   2017/01/05 0.044   2017/03/09 349,714,000 110,699,000 0.680   2016/12/14 0.315   2016/12/28
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.030   0.022   0.022   820,000 23,200 7,968,503 0.122   2017/01/06 0.022   2017/06/29 541,630,000 47,811,020 0.173   2016/04/22 0.093   2016/11/14
13677 HK Bank - CNOOC European Warrants Oct 2017 A HKD 0.134   0.052   0.052   2,499,000 297,856 N/A 0.350   2017/04/13 0.052   2017/06/29 200,505,000 51,240,529 -   - -   -
29825 HK Bank - CNOOC European Warrants Sep 2017 A HKD 0.197   0.060   0.066   157,324,000 18,967,655 N/A 0.620   2017/04/07 0.060   2017/06/29 673,184,000 194,646,415 -   - -   -
27873 HK Bank - Country Garden European Warrants Dec 2017 A HKD 3.980   2.640   3.120   848,000 2,725,690 N/A 3.980   2017/06/06 0.670   2017/02/17 19,367,000 24,776,240 -   - -   -
16812 HK Bank - CRCC European Warrants Dec 2018 A HKD 0.154   0.121   0.123   26,840,000 3,719,815 N/A 0.154   2017/06/22 0.121   2017/06/30 26,840,000 3,719,815 -   - -   -
12691 HK Bank - CRCC European Warrants Jun 2017 A HKD 0.016   0.014   0.016   500,000 7,200 3,440,920 0.153   2017/03/21 0.014   2017/06/08 202,675,000 20,645,520 0.211   2016/11/28 0.078   2016/10/12
14872 HK Bank - CRCC European Warrants Nov 2017 A HKD 0.027   0.016   0.014   1,250,000 31,400 4,775,250 0.110   2017/02/10 0.016   2017/06/22 334,170,000 28,651,500 0.138   2016/12/07 0.078   2016/12/22
16368 HK Bank - CRRC European Warrants Dec 2017 A HKD 0.660   0.445   0.450   4,901,000 2,538,780 N/A 0.660   2017/06/06 0.445   2017/06/30 4,901,000 2,538,780 -   - -   -
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 97,677 0.039   2017/01/23 0.014   2017/04/12 19,860,000 586,060 0.235   2016/03/22 0.031   2016/12/29
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.018   0.010   0.010   21,624,000 284,240 1,752,068 0.058   2017/02/15 0.010   2017/06/28 291,773,000 10,512,410 0.160   2016/08/15 0.040   2016/12/28
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD -   -   0.011   0 0 87,725 0.052   2017/01/27 0.021   2017/05/09 12,500,000 526,350 0.187   2016/01/04 0.039   2016/11/21
14557 HK Bank - CSOP A50 ETF European Warrants Jun 2017 A HKD 1.360   0.810   1.330   6,207,600 6,440,546 14,983,385 1.360   2017/06/26 0.194   2017/05/09 200,829,800 89,900,308 1.060   2016/11/29 0.495   2016/12/30
14838 HK Bank - CSOP A50 ETF European Warrants Jun 2017 B HKD 0.098   0.010   0.010   24,083,600 1,535,212 695,117 0.123   2017/03/06 0.010   2017/06/26 62,222,600 4,170,699 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.360   0 0 16,667 0.250   2017/05/23 0.250   2017/05/23 400,000 100,000 0.280   2016/03/07 0.211   2016/07/08
16312 HK Bank - CSOP A50 ETF European Warrants Oct 2017 B HKD 0.540   0.305   0.475   130,468,600 56,577,870 N/A 0.540   2017/06/12 0.305   2017/06/20 130,468,600 56,577,870 -   - -   -
29834 HK Bank - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.790   0.475   0.840   10,674,200 6,734,317 N/A 0.790   2017/06/09 0.175   2017/05/08 185,331,000 51,430,046 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.144   0.107   0.141   153,110,000 19,488,912 12,152,463 0.144   2017/06/29 0.065   2017/05/11 712,928,000 72,914,780 0.146   2016/08/16 0.096   2016/12/20
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.150   0.072   0.104   69,840,000 6,926,240 9,240,837 0.150   2017/06/14 0.057   2017/05/09 577,640,000 55,445,020 0.143   2016/11/01 0.074   2016/12/29
16838 HK Bank - Dongfeng Motor European Warrants Dec 2018 A HKD 0.213   0.188   0.193   45,520,000 9,255,560 N/A 0.213   2017/06/27 0.188   2017/06/30 45,520,000 9,255,560 -   - -   -
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.058   0.018   0.026   71,560,000 2,961,580 820,430 0.058   2017/06/14 0.016   2017/05/31 126,440,000 4,922,580 0.224   2016/08/04 0.026   2016/12/28
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD -   -   0.011   0 0 11,983 0.037   2017/02/24 0.010   2017/04/05 3,650,000 71,900 0.187   2016/02/23 0.028   2016/12/23
13794 HK Bank - Evergrande European Warrants Apr 2018 A HKD 0.870   0.530   0.550   7,150,000 4,334,900 N/A 0.870   2017/06/06 0.100   2017/05/08 429,690,000 67,683,500 -   - -   -
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD 0.910   0.820   0.820   1,660,000 1,393,900 5,958,222 0.910   2017/06/14 0.028   2017/01/04 284,650,000 35,749,330 0.135   2016/05/09 0.025   2016/12/30
15210 HK Bank - Evergrande European Warrants Nov 2018 A HKD 0.820   0.460   0.520   21,470,000 12,290,950 N/A 0.820   2017/06/06 0.140   2017/05/09 110,300,000 28,154,230 -   - -   -
13440 HK Bank - Evergrande European Warrants Oct 2017 A HKD 8.900   5.730   5.780   144,000 1,020,280 N/A 8.900   2017/06/06 0.850   2017/05/09 15,204,000 23,134,240 -   - -   -
19218 HK Bank - Evergrande European Warrants Sep 2017 A HKD 8.910   8.910   8.370   65,000 579,150 N/A 8.910   2017/06/01 0.600   2017/01/16 7,870,000 11,329,510 -   - -   -
13155 HK Bank - Foxconn European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,299,927 0.345   2017/03/08 0.012   2017/05/22 113,708,000 19,799,561 0.330   2016/09/20 0.107   2016/12/15
13679 HK Bank - Foxconn European Warrants Oct 2017 A HKD 0.164   0.101   0.104   8,700,000 1,183,540 N/A 0.265   2017/05/16 0.101   2017/06/16 54,038,000 11,303,524 -   - -   -
28815 HK Bank - Galaxy Ent European Put Warrants Aug 2017 A HKD 0.016   0.016   0.013   200,000 3,200 N/A 0.275   2017/02/24 0.016   2017/06/01 417,300,000 55,798,330 -   - -   -
16481 HK Bank - Galaxy Ent European Put Warrants Dec 2017 A HKD 0.270   0.204   0.224   19,800,000 4,656,770 N/A 0.270   2017/06/09 0.204   2017/06/26 19,800,000 4,656,770 -   - -   -
13341 HK Bank - Galaxy Ent European Put Warrants Sep 2017 A HKD 0.089   0.028   0.030   33,430,000 2,086,680 N/A 0.219   2017/05/18 0.028   2017/06/27 463,220,000 68,452,800 -   - -   -
16677 HK Bank - Galaxy Ent European Warrants Jul 2017 A HKD -   -   1.120   0 0 N/A 0.850   2017/05/31 0.215   2017/02/08 305,520,000 99,319,240 -   - -   -
27864 HK Bank - Galaxy Ent European Warrants Jul 2017 B HKD 0.820   0.485   0.750   940,000 521,450 N/A 0.820   2017/06/26 0.189   2017/02/21 222,590,000 66,219,990 -   - -   -
14890 HK Bank - Galaxy Ent European Warrants Jun 2017 A HKD 0.470   0.189   0.385   16,900,000 5,389,720 23,792,375 0.470   2017/06/13 0.037   2017/05/18 904,100,000 142,754,250 0.260   2016/12/08 0.096   2016/12/28
15558 HK Bank - Galaxy Ent European Warrants Nov 2017 A HKD 0.720   0.510   0.640   610,000 411,400 N/A 0.720   2017/06/26 0.275   2017/05/19 29,690,000 10,829,150 -   - -   -
12984 HK Bank - Galaxy Ent European Warrants Oct 2017 A HKD 0.520   0.320   0.400   26,160,000 9,619,650 N/A 0.520   2017/06/20 0.148   2017/05/18 392,730,000 99,691,340 -   - -   -
16311 HK Bank - Galaxy Ent European Warrants Oct 2017 B HKD 0.395   0.219   0.280   133,790,000 41,568,220 N/A 0.395   2017/06/14 0.219   2017/06/06 133,790,000 41,568,220 -   - -   -
16666 HK Bank - Galaxy Ent European Warrants Oct 2017 C HKD 0.224   0.140   0.144   421,070,000 74,572,910 N/A 0.224   2017/06/20 0.140   2017/06/30 421,070,000 74,572,910 -   - -   -
25863 HK Bank - Geely Auto European Put Warrants Apr 2018 A HKD 0.078   0.033   0.034   63,350,000 3,429,350 N/A 0.225   2017/02/03 0.033   2017/06/28 1,025,100,000 147,852,700 -   - -   -
27307 HK Bank - Geely Auto European Put Warrants Dec 2017 B HKD 0.077   0.021   0.022   141,950,000 7,303,350 N/A 0.206   2017/02/17 0.021   2017/06/30 1,158,300,000 158,555,200 -   - -   -
11366 HK Bank - Geely Auto European Put Warrants Dec 2017 D HKD 0.136   0.036   0.040   310,950,000 27,444,150 N/A 0.255   2017/04/11 0.036   2017/06/29 408,350,000 45,137,450 -   - -   -
16484 HK Bank - Geely Auto European Put Warrants Mar 2018 A HKD 0.206   0.114   0.119   375,550,000 62,349,550 N/A 0.206   2017/06/16 0.114   2017/06/29 375,550,000 62,349,550 -   - -   -
25459 HK Bank - Geely Auto European Warrants Aug 2017 A HKD 6.790   4.160   8.130   4,375,000 25,737,600 N/A 6.790   2017/06/09 1.410   2017/02/02 13,405,000 51,255,000 -   - -   -
25499 HK Bank - Geely Auto European Warrants Aug 2017 B HKD 7.680   3.460   7.470   1,890,000 8,063,650 N/A 7.680   2017/06/29 1.260   2017/02/02 50,020,000 126,214,000 -   - -   -
27086 HK Bank - Geely Auto European Warrants Dec 2017 A HKD 0.740   0.360   0.710   7,400,000 3,880,000 N/A 0.740   2017/06/29 0.213   2017/04/11 64,200,000 19,895,000 -   - -   -
28794 HK Bank - Geely Auto European Warrants Dec 2017 C HKD 0.530   0.295   0.620   6,100,000 2,025,750 N/A 0.530   2017/06/28 0.124   2017/05/04 416,300,000 75,657,550 -   - -   -
13675 HK Bank - Geely Auto European Warrants Dec 2017 E HKD 0.400   0.206   0.520   14,850,000 4,109,350 N/A 0.400   2017/06/09 0.092   2017/05/05 636,350,000 90,151,700 -   - -   -
28318 HK Bank - Geely Auto European Warrants Feb 2018 A HKD 0.600   0.248   0.580   11,600,000 3,928,700 N/A 0.600   2017/06/29 0.123   2017/05/05 703,900,000 127,448,450 -   - -   -
16238 HK Bank - Geely Auto European Warrants Feb 2018 B HKD 0.470   0.196   0.435   169,250,000 43,281,550 N/A 0.470   2017/06/29 0.181   2017/05/31 170,750,000 43,554,550 -   - -   -
11544 HK Bank - Geely Auto European Warrants Jan 2018 A HKD 0.425   0.170   0.430   22,250,000 5,472,200 N/A 0.425   2017/06/30 0.082   2017/05/04 483,200,000 72,664,950 -   - -   -
25263 HK Bank - Geely Auto European Warrants Jul 2017 A HKD 5.830   2.480   6.400   5,275,000 22,887,200 N/A 5.830   2017/06/27 0.840   2017/02/02 57,280,000 103,465,750 -   - -   -
15404 HK Bank - Geely Auto European Warrants Jun 2017 A HKD 7.950   6.040   7.700   1,815,000 12,394,800 13,796,875 7.950   2017/06/12 0.970   2017/01/03 34,865,000 82,781,250 0.980   2016/12/29 0.820   2016/12/28
24726 HK Bank - Geely Auto European Warrants Jun 2018 A HKD 0.680   0.450   0.820   3,700,000 2,227,250 N/A 0.680   2017/06/13 0.207   2017/02/02 45,700,000 12,675,400 -   - -   -
16489 HK Bank - Geely Auto European Warrants Mar 2018 B HKD 0.410   0.223   0.375   107,150,000 27,677,650 N/A 0.410   2017/06/29 0.223   2017/06/16 107,150,000 27,677,650 -   - -   -
27172 HK Bank - Geely Auto European Warrants Nov 2017 A HKD 0.780   0.365   0.740   7,200,000 3,941,000 N/A 0.780   2017/06/29 0.190   2017/05/04 25,000,000 9,146,050 -   - -   -
14409 HK Bank - Geely Auto European Warrants Nov 2017 B HKD 0.570   0.228   0.560   16,105,000 5,112,445 N/A 0.570   2017/06/29 0.099   2017/05/04 366,040,000 50,976,620 -   - -   -
16161 HK Bank - Geely Auto European Warrants Nov 2017 C HKD 0.650   0.410   0.790   5,700,000 2,994,750 N/A 0.650   2017/06/09 0.410   2017/06/01 5,700,000 2,994,750 -   - -   -
22782 HK Bank - Geely Auto European Warrants Oct 2017 A HKD 0.830   0.830   0.840   100,000 83,000 N/A 0.830   2017/06/30 0.144   2017/01/17 206,195,000 52,460,170 -   - -   -
25456 HK Bank - Geely Auto European Warrants Oct 2017 B HKD -   -   0.920   0 0 N/A 0.520   2017/03/14 0.227   2017/02/02 8,000,000 2,642,100 -   - -   -
27176 HK Bank - Geely Auto European Warrants Sep 2017 A HKD 0.590   0.495   0.800   8,800,000 4,720,750 N/A 0.590   2017/06/12 0.223   2017/04/10 46,700,000 15,510,950 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.217   0.041   0.084   31,255,000 2,794,105 7,017,622 0.217   2017/06/13 0.035   2017/05/09 511,050,000 42,105,730 0.102   2016/10/27 0.050   2016/12/28
28713 HK Bank - Greatwall Motor European Warrants Feb 2018 A HKD 0.248   0.092   0.147   110,395,000 12,726,470 N/A 0.248   2017/06/13 0.069   2017/05/08 630,040,000 78,221,575 -   - -   -
14163 HK Bank - Greatwall Motor European Warrants Jun 2017 A HKD 2.840   0.580   2.070   2,158,500 1,946,885 3,415,139 2.840   2017/06/13 0.365   2017/05/08 24,957,000 20,490,831 1.000   2016/12/08 0.580   2016/12/23
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD 0.048   0.022   0.024   30,600,000 1,211,500 201,917 0.048   2017/06/13 0.022   2017/06/23 30,600,000 1,211,500 0.032   2016/08/04 0.012   2016/11/25
28965 HK Bank - Greatwall Motor European Warrants Oct 2018 A HKD 0.247   0.170   0.160   3,950,000 815,795 N/A 0.247   2017/06/14 0.160   2017/03/02 4,510,000 906,305 -   - -   -
27195 HK Bank - Haitong Sec European Warrants Oct 2017 A HKD 0.046   0.026   0.028   42,820,000 1,559,708 N/A 0.177   2017/02/17 0.026   2017/06/30 365,028,000 38,601,884 -   - -   -
14911 HK Bank - HKEX European Put Warrants Dec 2017 C HKD 0.083   0.051   0.065   346,410,000 22,994,410 N/A 0.128   2017/05/05 0.051   2017/06/06 572,290,000 42,640,510 -   - -   -
17029 HK Bank - HKEX European Put Warrants Mar 2018 A HKD 0.211   0.190   0.202   39,370,000 7,942,150 N/A 0.211   2017/06/28 0.190   2017/06/29 39,370,000 7,942,150 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD 0.010   0.010   0.010   100,000 1,000 9,733,345 0.107   2017/01/04 0.010   2017/06/02 830,210,000 58,400,070 0.143   2016/09/01 0.081   2016/11/28
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.068   0.034   0.042   2,820,880,000 127,873,460 68,864,240 0.188   2017/02/03 0.034   2017/06/29 5,434,230,000 413,185,440 0.240   2016/12/22 0.158   2016/12/02
29742 HK Bank - HKEX European Warrants Dec 2017 A HKD 0.143   0.086   0.116   204,380,000 22,333,100 N/A 0.154   2017/03/21 0.071   2017/05/08 1,130,510,000 123,262,820 -   - -   -
14518 HK Bank - HKEX European Warrants Dec 2017 B HKD 0.206   0.190   0.202   3,180,000 627,300 N/A 0.206   2017/06/02 0.135   2017/05/09 18,010,000 2,877,420 -   - -   -
12987 HK Bank - HKEX European Warrants Feb 2018 A HKD 0.128   0.080   0.102   4,350,370,000 462,441,200 N/A 0.128   2017/06/05 0.064   2017/05/08 4,564,750,000 481,268,630 -   - -   -
16503 HK Bank - HKEX European Warrants Jan 2018 A HKD 0.186   0.138   0.156   234,320,000 35,949,970 N/A 0.186   2017/06/09 0.138   2017/06/16 234,320,000 35,949,970 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.027   0.012   0.013   550,000 8,150 4,004,313 0.076   2017/02/16 0.012   2017/06/26 448,050,000 24,025,880 0.174   2016/10/11 0.044   2016/12/30
14158 HK Bank - HKEX European Warrants Jun 2017 A HKD 0.035   0.010   0.010   5,860,000 108,240 149,316,082 0.086   2017/02/16 0.010   2017/06/12 21,952,790,000 895,896,490 0.168   2016/11/11 0.039   2016/12/28
15408 HK Bank - HKEX European Warrants Jun 2017 B HKD 0.137   0.038   0.055   111,300,000 8,987,970 166,439,132 0.152   2017/02/16 0.024   2017/05/08 13,103,580,000 998,634,790 0.097   2016/12/23 0.079   2016/12/28
15634 HK Bank - HKEX European Warrants Jun 2017 C HKD 0.221   0.104   0.156   114,110,000 16,593,840 17,457,048 0.221   2017/06/05 0.054   2017/05/08 912,240,000 104,742,290 0.130   2016/12/30 0.119   2016/12/30
13325 HK Bank - HKEX European Warrants May 2018 A HKD 0.132   0.085   0.116   201,230,000 22,497,200 N/A 0.132   2017/06/29 0.071   2017/05/08 317,810,000 32,971,270 -   - -   -
27689 HK Bank - HKEX European Warrants Nov 2017 A HKD 0.105   0.064   0.080   525,880,000 41,025,710 N/A 0.164   2017/02/17 0.051   2017/05/08 3,992,090,000 303,369,290 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.043   0.019   0.026   45,280,000 1,435,010 3,032,450 0.082   2017/02/16 0.014   2017/05/05 323,490,000 18,194,700 0.170   2016/10/11 0.052   2016/12/20
27729 HK Bank - HKEX European Warrants Sep 2017 D HKD 0.118   0.057   0.078   160,430,000 12,563,590 N/A 0.170   2017/02/16 0.041   2017/05/08 10,676,460,000 715,173,550 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.016   0 0 7,027 0.034   2017/02/21 0.014   2017/05/09 1,760,000 42,160 0.051   2016/01/04 0.018   2016/05/05
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.121   0.103   0.109   96,740,000 10,729,080 17,028,793 0.133   2017/03/21 0.074   2017/05/05 967,180,000 102,172,760 0.137   2016/09/09 0.057   2016/06/16
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD 0.016   0.011   0.010   66,250,000 995,670 62,162,243 0.175   2017/01/03 0.011   2017/06/22 4,747,540,000 372,973,460 0.237   2016/11/09 0.131   2016/12/09
13882 HK Bank - HSCEI European Put Warrants Dec 2017 C HKD 0.086   0.063   0.072   2,879,110,000 206,857,560 N/A 0.164   2017/04/20 0.063   2017/06/27 4,848,010,000 413,504,860 -   - -   -
13333 HK Bank - HSCEI European Put Warrants Nov 2017 A HKD 0.151   0.115   0.128   2,156,260,000 277,382,060 N/A 0.206   2017/04/27 0.115   2017/06/27 4,009,180,000 589,301,330 -   - -   -
28474 HK Bank - HSCEI European Put Warrants Sep 2017 B HKD 0.066   0.041   0.049   3,522,180,000 182,616,200 N/A 0.158   2017/03/10 0.041   2017/06/26 10,044,640,000 902,960,940 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.077   0.046   0.050   2,600,590,000 153,891,630 115,574,845 0.141   2017/02/23 0.038   2017/05/05 8,968,670,000 693,449,070 0.132   2016/10/26 0.062   2016/12/23
28476 HK Bank - HSCEI European Warrants Dec 2017 B HKD 0.095   0.059   0.067   3,126,270,000 233,997,830 N/A 0.150   2017/03/21 0.049   2017/05/08 8,985,830,000 793,084,370 -   - -   -
17060 HK Bank - HSCEI European Warrants Dec 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.194   0.127   0.147   2,610,000 442,260 33,867,375 0.237   2017/02/23 0.082   2017/05/05 1,565,660,000 203,204,250 0.255   2016/09/09 0.089   2016/12/23
26735 HK Bank - HSCEI European Warrants Jun 2017 A HKD 0.120   0.068   0.092   480,000 40,850 1,371,782 0.172   2017/03/21 0.036   2017/05/05 74,400,000 8,230,690 0.210   2016/09/09 0.055   2016/12/23
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.081   0.044   0.050   56,970,000 3,365,400 69,699,310 0.150   2017/02/23 0.034   2017/05/08 4,531,300,000 418,195,860 0.197   2016/09/09 0.054   2016/12/23
28733 HK Bank - HSI European Put Warrants Aug 2017 B HKD 0.029   0.010   0.014   130,820,000 3,267,600 N/A 0.203   2017/03/03 0.010   2017/06/29 9,545,280,000 1,011,839,000 -   - -   -
13002 HK Bank - HSI European Put Warrants Aug 2017 C HKD 0.033   0.012   0.017   119,920,000 2,907,210 N/A 0.150   2017/04/19 0.012   2017/06/29 3,597,810,000 309,459,260 -   - -   -
15653 HK Bank - HSI European Put Warrants Dec 2017 C HKD 0.090   0.063   0.070   4,436,430,000 330,377,970 N/A 0.129   2017/05/18 0.063   2017/06/29 6,307,340,000 525,534,500 -   - -   -
16673 HK Bank - HSI European Put Warrants Dec 2017 E HKD 0.166   0.133   0.144   2,823,360,000 424,547,070 N/A 0.166   2017/06/21 0.133   2017/06/29 2,823,360,000 424,547,070 -   - -   -
16910 HK Bank - HSI European Put Warrants Jan 2018 B HKD 0.123   0.103   0.110   1,124,440,000 128,280,110 N/A 0.123   2017/06/28 0.103   2017/06/29 1,124,440,000 128,280,110 -   - -   -
21452 HK Bank - HSI European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.119   2017/01/12 0.010   2017/05/09 7,196,900,000 475,386,560 -   - -   -
24011 HK Bank - HSI European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.090   2017/02/01 0.010   2017/04/28 890,700,000 53,353,000 -   - -   -
26628 HK Bank - HSI European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 58,543 0.014   2017/01/05 0.010   2017/03/01 30,810,000 351,260 0.167   2016/03/09 0.013   2016/12/16
15637 HK Bank - HSI European Put Warrants Jun 2017 F HKD -   -   0.010   0 0 43,106,845 0.156   2017/01/03 0.014   2017/03/21 3,196,450,000 258,641,070 -   - -   -
21450 HK Bank - HSI European Put Warrants Jun 2017 I HKD -   -   0.010   0 0 N/A 0.123   2017/01/16 0.010   2017/04/25 8,050,160,000 524,498,160 -   - -   -
26096 HK Bank - HSI European Put Warrants Jun 2017 J HKD 0.010   0.010   0.010   20,000 200 N/A 0.153   2017/02/06 0.010   2017/06/12 10,700,940,000 853,570,650 -   - -   -
16275 HK Bank - HSI European Put Warrants Nov 2017 B HKD 0.125   0.092   0.102   5,275,590,000 570,946,110 N/A 0.125   2017/06/15 0.092   2017/06/29 5,275,590,000 570,946,110 -   - -   -
16276 HK Bank - HSI European Put Warrants Nov 2017 C HKD 0.122   0.092   0.100   4,755,380,000 512,406,980 N/A 0.122   2017/06/15 0.092   2017/06/29 4,755,380,000 512,406,980 -   - -   -
29385 HK Bank - HSI European Put Warrants Oct 2017 A HKD 0.032   0.017   0.020   795,060,000 21,400,720 N/A 0.153   2017/03/08 0.017   2017/06/29 7,937,400,000 680,551,210 -   - -   -
16047 HK Bank - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 N/A 0.130   2017/01/06 0.020   2017/05/05 437,420,000 45,680,470 -   - -   -
28738 HK Bank - HSI European Put Warrants Sep 2017 B HKD 0.029   0.016   0.018   992,030,000 21,493,100 N/A 0.154   2017/03/03 0.016   2017/06/29 10,327,960,000 859,121,780 -   - -   -
15652 HK Bank - HSI European Put Warrants Sep 2017 D HKD 0.071   0.042   0.048   6,292,840,000 342,554,180 N/A 0.115   2017/05/18 0.042   2017/06/29 9,711,910,000 656,148,960 -   - -   -
15648 HK Bank - HSI European Warrants Apr 2018 A HKD 0.192   0.155   0.171   5,377,010,000 901,430,450 N/A 0.192   2017/06/08 0.145   2017/05/18 7,658,350,000 1,268,514,350 -   - -   -
28464 HK Bank - HSI European Warrants Aug 2017 A HKD 0.238   0.200   0.211   4,700,000 1,020,820 N/A 0.238   2017/06/09 0.066   2017/04/19 14,045,990,000 1,455,389,220 -   - -   -
15650 HK Bank - HSI European Warrants Dec 2017 A HKD -   -   0.199   0 0 N/A 0.183   2017/05/25 0.155   2017/05/18 1,499,240,000 250,355,420 -   - -   -
15651 HK Bank - HSI European Warrants Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16273 HK Bank - HSI European Warrants Dec 2017 D HKD 0.172   0.121   0.135   10,114,080,000 1,442,731,940 N/A 0.172   2017/06/02 0.121   2017/06/21 10,114,080,000 1,442,731,940 -   - -   -
17061 HK Bank - HSI European Warrants Dec 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16274 HK Bank - HSI European Warrants Jan 2018 A HKD 0.162   0.112   0.123   7,073,710,000 910,559,810 N/A 0.162   2017/06/02 0.112   2017/06/21 7,073,710,000 910,559,810 -   - -   -
14839 HK Bank - HSI European Warrants Jul 2017 A HKD 0.355   0.310   0.335   450,000 148,400 240,636,863 0.355   2017/06/09 0.080   2017/01/03 11,397,740,000 1,443,821,180 0.102   2016/12/16 0.071   2016/12/23
26656 HK Bank - HSI European Warrants Jun 2017 B HKD 0.465   0.440   0.445   520,000 232,800 107,762,707 0.465   2017/06/22 0.093   2017/01/03 4,750,610,000 646,576,240 0.350   2016/09/09 0.065   2016/05/24
13097 HK Bank - HSI European Warrants Jun 2017 C HKD 0.138   0.065   0.090   71,730,000 7,331,060 157,558,827 0.138   2017/06/08 0.019   2017/04/19 18,674,170,000 945,352,960 0.184   2016/09/22 0.021   2016/12/28
14842 HK Bank - HSI European Warrants Jun 2017 D HKD 0.320   0.290   0.275   120,000 35,400 345,668,635 0.320   2017/06/09 0.056   2017/01/03 20,913,590,000 2,074,011,810 0.112   2016/12/12 0.048   2016/12/23
15636 HK Bank - HSI European Warrants Jun 2017 E HKD -   -   0.470   0 0 1,491,297 0.205   2017/01/18 0.130   2017/01/03 67,380,000 8,947,780 0.140   2016/12/30 0.130   2016/12/29
16041 HK Bank - HSI European Warrants Jun 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21431 HK Bank - HSI European Warrants Jun 2017 H HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13327 HK Bank - HSI European Warrants Mar 2018 A HKD 0.213   0.176   0.193   2,249,770,000 423,924,040 N/A 0.213   2017/06/08 0.094   2017/04/19 7,979,330,000 1,233,331,160 -   - -   -
16913 HK Bank - HSI European Warrants Mar 2018 B HKD 0.131   0.092   0.097   1,051,500,000 114,895,740 N/A 0.131   2017/06/26 0.092   2017/06/30 1,051,500,000 114,895,740 -   - -   -
29384 HK Bank - HSI European Warrants Nov 2017 A HKD 0.180   0.134   0.153   10,465,020,000 1,592,212,280 N/A 0.180   2017/06/09 0.057   2017/04/19 23,896,290,000 2,997,815,060 -   - -   -
14175 HK Bank - HSI European Warrants Oct 2017 B HKD 0.265   0.265   0.270   100,000 26,500 N/A 0.265   2017/06/27 0.131   2017/04/24 1,088,370,000 159,497,020 -   - -   -
29383 HK Bank - HSI European Warrants Sep 2017 C HKD 0.196   0.162   0.172   3,850,000 690,480 N/A 0.196   2017/06/08 0.057   2017/04/19 11,411,660,000 1,144,267,440 -   - -   -
14836 HK Bank - ICBC European Warrants Aug 2017 A HKD 0.420   0.220   0.300   1,052,000 351,170 4,890,298 0.475   2017/02/16 0.195   2017/05/05 105,367,000 29,341,790 0.270   2016/12/30 0.200   2016/12/28
28716 HK Bank - ICBC European Warrants Aug 2017 B HKD 0.138   0.029   0.048   39,718,000 3,004,600 N/A 0.265   2017/02/24 0.029   2017/06/22 595,096,000 61,286,442 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.750   0.560   0.650   311,000 200,250 386,213 0.750   2017/06/05 0.380   2017/02/03 4,478,000 2,317,275 0.710   2016/09/21 0.310   2016/12/23
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.198   0.038   0.067   62,965,000 6,101,626 10,213,463 0.285   2017/02/22 0.038   2017/06/21 473,933,000 61,280,777 0.375   2016/09/23 0.102   2016/12/28
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.065   0.010   0.010   51,802,000 1,955,656 3,353,951 0.165   2017/02/16 0.010   2017/06/23 257,990,000 20,123,708 0.227   2016/10/06 0.062   2016/12/22
16040 HK Bank - ICBC European Warrants Jul 2017 D HKD -   -   0.455   0 0 N/A 0.340   2017/01/05 0.315   2017/01/04 1,008,000 334,370 -   - -   -
16234 HK Bank - ICBC European Warrants Nov 2017 A HKD 0.280   0.127   0.171   107,608,000 20,629,151 N/A 0.280   2017/06/02 0.127   2017/06/21 110,008,000 21,095,051 -   - -   -
16565 HK Bank - ICBC European Warrants Nov 2017 B HKD 0.102   0.079   0.088   15,144,000 1,413,981 N/A 0.102   2017/06/13 0.079   2017/06/23 15,144,000 1,413,981 -   - -   -
16566 HK Bank - ICBC European Warrants Oct 2017 A HKD 0.108   0.070   0.096   94,310,000 8,597,398 N/A 0.108   2017/06/13 0.070   2017/06/21 94,310,000 8,597,398 -   - -   -
16115 HK Bank - IGG European Warrants Nov 2017 A HKD 0.330   0.224   0.260   66,710,000 18,447,550 N/A 0.330   2017/06/22 0.224   2017/06/07 129,730,000 33,238,530 -   - -   -
25437 HK Bank - Jiangxi Copper European Warrants Dec 2017 A HKD 0.106   0.062   0.105   156,690,000 12,886,960 N/A 0.260   2017/02/14 0.062   2017/06/06 695,150,000 87,848,220 -   - -   -
28140 HK Bank - Jiangxi Copper European Warrants Dec 2017 B HKD 0.063   0.035   0.065   5,410,000 262,620 N/A 0.197   2017/02/20 0.035   2017/06/06 432,090,000 53,123,780 -   - -   -
14339 HK Bank - Jiangxi Copper European Warrants Jun 2017 A HKD 0.013   0.010   0.010   980,000 10,620 4,657,747 0.227   2017/02/23 0.010   2017/06/20 314,010,000 27,946,480 0.176   2016/11/25 0.052   2016/12/28
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.265   0.229   0.320   1,330,000 321,450 589,668 0.490   2017/02/22 0.202   2017/05/08 11,360,000 3,538,010 0.390   2016/11/25 0.113   2016/10/12
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.154   0.123   0.135   620,000 88,400 836,900 0.241   2017/04/07 0.102   2017/01/03 38,900,000 5,021,400 0.208   2016/03/31 0.093   2016/11/18
29739 HK Bank - KECL European Warrants Sep 2017 A HKD 0.270   0.105   0.141   35,204,000 5,926,978 N/A 0.900   2017/04/10 0.105   2017/06/28 102,482,000 33,611,968 -   - -   -
13154 HK Bank - Kingsoft European Warrants Oct 2017 A HKD 0.154   0.075   0.075   41,560,000 5,502,020 N/A 0.275   2017/04/03 0.075   2017/06/30 302,200,000 55,006,760 -   - -   -
27702 HK Bank - Kingsoft European Warrants Sep 2017 A HKD 0.315   0.238   0.246   3,780,000 1,005,740 N/A 0.400   2017/03/22 0.173   2017/02/24 77,070,000 16,766,940 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.020   0.013   0.013   16,140,000 268,520 563,247 0.050   2017/03/24 0.013   2017/06/30 142,520,000 3,379,480 0.147   2016/04/19 0.026   2016/12/21
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD -   -   0.027   0 0 2,627 0.026   2017/04/05 0.013   2017/02/07 820,000 15,760 0.154   2016/01/05 0.014   2016/12/08
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD 0.010   0.010   0.010   160,000 1,600 6,190 0.015   2017/01/19 0.010   2017/06/15 2,800,000 37,140 0.150   2016/01/08 0.015   2016/11/10
16357 HK Bank - Lenovo European Warrants Dec 2017 C HKD 0.227   0.126   0.124   49,456,000 9,236,864 N/A 0.227   2017/06/08 0.126   2017/06/28 49,456,000 9,236,864 -   - -   -
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.161   0.030   0.036   5,208,000 492,862 13,966,707 0.480   2017/01/17 0.030   2017/06/30 308,644,000 83,800,242 0.415   2016/12/01 0.270   2016/12/29
24706 HK Bank - Lenovo European Warrants Sep 2017 A HKD 0.121   0.070   0.057   15,148,000 1,633,922 N/A 0.325   2017/02/09 0.065   2017/05/29 291,170,000 54,031,332 -   - -   -
28964 HK Bank - Lenovo European Warrants Sep 2017 B HKD 0.200   0.090   0.090   52,448,000 7,908,354 N/A 0.480   2017/04/10 0.090   2017/06/28 494,168,000 115,996,346 -   - -   -
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 3,333 0.010   2017/03/27 0.010   2017/03/27 2,000,000 20,000 0.027   2016/01/04 0.010   2016/11/18
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.600   0.485   0.350   400,000 226,100 8,010,299 0.600   2017/06/08 0.087   2017/03/15 256,895,000 48,061,795 0.405   2016/12/09 0.150   2016/12/29
16112 HK Bank - Meitu European Warrants Nov 2017 A HKD 0.234   0.117   0.126   343,110,000 62,306,835 N/A 0.234   2017/06/01 0.117   2017/06/28 412,080,000 76,541,260 -   - -   -
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.167   0.144   0.158   15,940,000 2,454,000 1,296,989 0.270   2017/02/15 0.128   2017/05/08 49,485,000 7,781,935 0.280   2016/10/05 0.170   2016/03/11
16767 HK Bank - Minsheng Bank European Warrants Jul 2017 A HKD 0.060   0.014   0.015   6,356,500 233,174 N/A 0.910   2017/02/15 0.014   2017/06/29 72,078,000 20,061,791 -   - -   -
16159 HK Bank - Minsheng Bank European Warrants Nov 2017 A HKD 0.530   0.340   0.465   41,033,500 18,545,087 N/A 0.640   2017/05/29 0.340   2017/06/15 41,589,500 18,870,167 -   - -   -
16480 HK Bank - PetroChina European Warrants Dec 2017 A HKD 0.229   0.096   0.101   55,716,000 9,470,936 N/A 0.229   2017/06/09 0.096   2017/06/30 55,716,000 9,470,936 -   - -   -
17018 HK Bank - PetroChina European Warrants Dec 2017 B HKD 0.244   0.203   0.206   13,870,000 3,271,510 N/A 0.244   2017/06/28 0.203   2017/06/30 13,870,000 3,271,510 -   - -   -
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD 0.010   0.010   0.010   20,000 200 153,107 0.037   2017/02/15 0.010   2017/06/01 29,980,000 918,640 0.049   2016/04/28 0.022   2016/01/21
14386 HK Bank - PetroChina European Warrants Jun 2017 A HKD 0.055   0.010   0.010   58,646,000 1,730,644 4,869,175 1.010   2017/01/25 0.010   2017/06/14 314,176,000 29,215,050 0.870   2016/12/14 0.400   2016/11/21
15405 HK Bank - PetroChina European Warrants Jun 2017 B HKD -   -   0.010   0 0 29,409,397 0.435   2017/01/18 0.010   2017/05/04 538,762,000 176,456,384 0.345   2016/12/22 0.265   2016/12/29
14406 HK Bank - PetroChina European Warrants Oct 2017 A HKD 0.095   0.024   0.025   40,232,000 2,775,874 N/A 0.330   2017/04/26 0.024   2017/06/27 340,338,000 62,415,344 -   - -   -
28728 HK Bank - PetroChina European Warrants Sep 2017 A HKD 0.030   0.010   0.012   3,524,000 56,694 N/A 0.630   2017/02/23 0.010   2017/06/26 491,956,000 138,845,636 -   - -   -
16050 HK Bank - PICC European Warrants Jul 2018 A HKD 0.126   0.096   0.121   90,400,000 9,986,280 N/A 0.160   2017/01/05 0.077   2017/04/24 676,520,000 82,548,860 -   - -   -
17027 HK Bank - Ping An European Put Warrants Dec 2017 A HKD 0.280   0.247   0.275   1,680,000 452,450 N/A 0.280   2017/06/30 0.247   2017/06/28 1,680,000 452,450 -   - -   -
16072 HK Bank - Ping An European Put Warrants Nov 2017 C HKD 0.128   0.060   0.072   313,230,000 29,066,265 N/A 0.164   2017/05/25 0.060   2017/06/27 426,190,000 44,642,540 -   - -   -
14161 HK Bank - Ping An European Warrants Aug 2017 A HKD 0.770   0.640   0.700   150,000 99,400 N/A 0.770   2017/06/12 0.130   2017/04/21 62,320,000 12,290,410 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.133   0.081   0.105   40,980,000 4,489,830 5,555,186 0.133   2017/06/26 0.011   2017/05/08 1,043,770,000 33,331,115 0.096   2016/01/05 0.020   2016/12/23
16049 HK Bank - Ping An European Warrants Jul 2017 B HKD -   -   1.320   0 0 N/A 1.000   2017/05/25 0.213   2017/02/03 38,895,000 11,523,040 -   - -   -
26537 HK Bank - Ping An European Warrants Jul 2017 C HKD 0.750   0.600   0.760   200,000 135,000 N/A 0.750   2017/06/08 0.107   2017/04/20 1,921,150,000 333,999,210 -   - -   -
26798 HK Bank - Ping An European Warrants Jun 2017 A HKD -   -   1.110   0 0 N/A 0.355   2017/03/24 0.159   2017/04/19 124,715,000 29,756,940 -   - -   -
27912 HK Bank - Ping An European Warrants Jun 2017 B HKD 0.485   0.455   0.650   120,000 57,350 N/A 0.485   2017/06/07 0.046   2017/05/08 6,367,025,000 536,173,435 -   - -   -
15207 HK Bank - Ping An European Warrants Nov 2017 A HKD 0.650   0.650   0.650   150,000 97,500 N/A 0.650   2017/06/30 0.193   2017/05/09 5,060,000 1,398,775 -   - -   -
16069 HK Bank - Ping An European Warrants Nov 2017 B HKD 0.520   0.345   0.420   27,825,000 11,739,900 N/A 0.520   2017/06/12 0.345   2017/06/05 50,985,000 20,327,450 -   - -   -
16668 HK Bank - Ping An European Warrants Nov 2017 D HKD 0.209   0.139   0.150   497,520,000 90,379,815 N/A 0.209   2017/06/26 0.139   2017/06/15 497,520,000 90,379,815 -   - -   -
14166 HK Bank - Ping An European Warrants Oct 2017 A HKD 1.020   0.980   0.950   205,000 201,100 N/A 1.020   2017/06/29 0.270   2017/04/24 3,685,000 1,554,875 -   - -   -
15209 HK Bank - Ping An European Warrants Oct 2017 B HKD 0.400   0.255   0.295   75,190,000 23,529,125 N/A 0.400   2017/06/12 0.081   2017/05/09 546,355,000 105,693,530 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.186   0.134   0.168   32,050,000 5,262,250 8,669,775 0.186   2017/06/26 0.037   2017/05/08 489,850,000 52,018,650 0.130   2016/01/04 0.030   2016/06/27
28149 HK Bank - Ping An European Warrants Sep 2017 B HKD 0.500   0.440   0.455   400,000 187,500 N/A 0.500   2017/06/08 0.085   2017/04/20 615,075,000 100,677,645 -   - -   -
16237 HK Bank - Ping An European Warrants Sep 2017 C HKD 0.239   0.142   0.153   1,207,250,000 219,616,760 N/A 0.239   2017/06/09 0.142   2017/06/15 1,263,540,000 231,298,810 -   - -   -
16813 HK Bank - Sands China European Put Warrants Dec 2017 A HKD 0.270   0.238   0.260   14,016,000 3,499,860 N/A 0.270   2017/06/28 0.238   2017/06/22 14,016,000 3,499,860 -   - -   -
28163 HK Bank - Sands China European Put Warrants Sep 2017 A HKD 0.034   0.033   0.014   104,000 3,484 N/A 0.220   2017/02/20 0.033   2017/06/01 157,856,000 21,815,900 -   - -   -
13343 HK Bank - Sands China European Put Warrants Sep 2017 B HKD 0.116   0.039   0.048   338,096,000 25,093,732 N/A 0.202   2017/05/18 0.039   2017/06/20 741,348,000 88,950,992 -   - -   -
27879 HK Bank - Sands China European Warrants Aug 2017 A HKD 0.460   0.248   0.320   6,264,000 2,032,200 N/A 0.510   2017/04/07 0.182   2017/05/18 120,384,000 30,536,648 -   - -   -
28323 HK Bank - Sands China European Warrants Aug 2017 B HKD 0.285   0.140   0.155   4,676,000 899,816 N/A 0.355   2017/04/10 0.104   2017/05/18 289,108,000 57,115,952 -   - -   -
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD -   -   0.010   0 0 818,207 0.124   2017/01/11 0.019   2017/04/27 86,208,000 4,909,240 0.250   2016/12/01 0.078   2016/12/28
16708 HK Bank - Sands China European Warrants Jul 2017 B HKD 0.290   0.078   0.117   15,132,000 2,366,332 N/A 0.320   2017/01/11 0.053   2017/05/18 699,888,000 93,614,960 -   - -   -
23012 HK Bank - Sands China European Warrants Jul 2017 C HKD 0.121   0.028   0.030   9,400,000 688,708 N/A 0.223   2017/01/23 0.028   2017/06/30 1,213,168,000 144,635,456 -   - -   -
16166 HK Bank - Sands China European Warrants Nov 2017 A HKD 0.420   0.270   0.330   13,888,000 4,401,180 N/A 0.420   2017/06/15 0.270   2017/06/06 14,416,000 4,561,780 -   - -   -
13441 HK Bank - Sands China European Warrants Oct 2017 A HKD 0.213   0.103   0.119   178,372,000 28,970,304 N/A 0.310   2017/04/10 0.080   2017/05/18 631,052,000 88,138,944 -   - -   -
15559 HK Bank - Sands China European Warrants Oct 2017 B HKD 0.249   0.129   0.152   244,828,000 43,391,560 N/A 0.249   2017/06/14 0.112   2017/05/18 510,736,000 79,609,488 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.023   0.010   0.017   29,690,000 487,430 3,506,682 0.157   2017/01/05 0.010   2017/06/08 424,110,000 21,040,090 0.185   2016/12/28 0.099   2016/11/01
16671 HK Bank - SHK Ppt European Warrants Dec 2017 A HKD 0.192   0.120   0.122   6,580,000 1,193,780 N/A 0.192   2017/06/20 0.120   2017/06/29 6,580,000 1,193,780 -   - -   -
24715 HK Bank - SHK Ppt European Warrants Jul 2017 A HKD 0.960   0.220   0.255   6,760,000 3,511,530 N/A 0.960   2017/06/06 0.220   2017/06/29 73,640,000 33,971,880 -   - -   -
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD 0.445   0.430   0.370   80,000 35,000 31,267 0.445   2017/06/06 0.260   2017/01/06 580,000 187,600 0.415   2016/09/09 0.142   2016/06/16
29006 HK Bank - SHK Ppt European Warrants Sep 2017 A HKD 0.740   0.203   0.229   69,220,000 25,892,630 N/A 0.740   2017/06/06 0.203   2017/06/30 166,060,000 70,598,180 -   - -   -
16898 HK Bank - Sinopec Corp European Warrants Dec 2017 A HKD 0.231   0.181   0.186   55,948,000 11,487,500 N/A 0.231   2017/06/27 0.181   2017/06/30 55,948,000 11,487,500 -   - -   -
14130 HK Bank - Sinopec Corp European Warrants Jun 2017 A HKD 0.250   0.014   0.010   7,824,000 1,319,356 32,744,566 0.465   2017/01/26 0.014   2017/06/22 671,350,000 196,467,398 0.365   2016/12/14 0.152   2016/11/21
14461 HK Bank - Sinopec Corp European Warrants Jun 2017 B HKD -   -   0.380   0 0 6,455,825 0.780   2017/04/10 0.310   2017/03/15 103,992,000 38,734,950 0.590   2016/12/14 0.320   2016/11/25
28804 HK Bank - Sinopec Corp European Warrants Sep 2017 A HKD 0.123   0.036   0.037   138,816,000 11,721,116 N/A 0.310   2017/04/07 0.036   2017/06/30 624,416,000 104,277,954 -   - -   -
29833 HK Bank - Sinopec Corp European Warrants Sep 2017 B HKD 0.390   0.171   0.176   20,022,000 4,125,212 N/A 0.550   2017/03/29 0.171   2017/06/28 59,174,000 20,281,602 -   - -   -
16563 HK Bank - SMIC European Warrants Apr 2018 A HKD 0.194   0.157   0.196   11,995,000 2,084,615 N/A 0.194   2017/06/16 0.157   2017/06/26 11,995,000 2,084,615 -   - -   -
26522 HK Bank - SMIC European Warrants Nov 2017 A HKD 0.029   0.016   0.027   4,070,000 93,305 N/A 0.214   2017/02/09 0.016   2017/06/05 506,705,000 67,044,400 -   - -   -
22056 HK Bank - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 667 0.010   2017/02/06 0.010   2017/02/06 400,000 4,000 0.015   2016/01/06 0.015   2016/01/06
22879 HK Bank - Stanchart European Warrants Jun 2017 B HKD -   -   0.010   0 0 1,407,476 0.062   2017/02/06 0.010   2017/05/12 253,700,000 8,444,855 0.055   2016/01/04 0.013   2016/02/12
14340 HK Bank - Stanchart European Warrants Jun 2017 C HKD 0.410   0.010   0.010   5,130,500 1,080,752 10,518,569 0.880   2017/02/06 0.010   2017/06/26 192,682,500 63,111,416 0.440   2016/12/08 0.260   2016/12/30
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.114   0.071   0.107   19,445,000 1,785,275 4,050,917 0.145   2017/02/06 0.058   2017/01/03 286,605,000 24,305,500 0.128   2016/01/04 0.022   2016/02/12
16118 HK Bank - Stanchart European Warrants Nov 2017 B HKD 0.650   0.300   0.520   30,912,000 13,849,790 N/A 0.650   2017/06/12 0.300   2017/06/27 33,012,000 14,792,980 -   - -   -
26075 HK Bank - Stanchart European Warrants Sep 2017 A HKD 0.270   0.102   0.202   12,335,000 2,269,721 N/A 0.590   2017/02/07 0.102   2017/06/22 65,192,000 20,058,919 -   - -   -
27713 HK Bank - SUNAC European Warrants Nov 2018 A HKD 0.860   0.590   0.850   15,530,000 10,639,600 N/A 0.860   2017/06/30 0.190   2017/02/16 138,660,000 42,030,360 -   - -   -
25238 HK Bank - Sunny Optical European Warrants Jul 2017 A HKD 2.650   1.450   2.310   420,000 854,300 N/A 2.650   2017/06/26 0.590   2017/02/01 10,330,000 11,166,500 -   - -   -
15378 HK Bank - Sunny Optical European Warrants Nov 2017 A HKD 1.050   0.390   0.800   53,710,000 41,558,900 N/A 1.050   2017/06/27 0.390   2017/06/06 61,710,000 47,794,500 -   - -   -
14978 HK Bank - Sunny Optical European Warrants Oct 2018 A HKD 0.305   0.178   0.270   7,900,000 2,091,800 N/A 0.305   2017/06/27 0.178   2017/06/06 16,400,000 4,035,200 -   - -   -
28818 HK Bank - Sunny Optical European Warrants Sep 2017 A HKD 1.630   0.520   1.310   2,780,000 2,488,000 N/A 1.630   2017/06/27 0.390   2017/02/28 66,940,000 42,088,200 -   - -   -
12252 HK Bank - Sunny Optical European Warrants Sep 2017 B HKD 1.080   0.315   0.860   46,870,000 25,726,900 N/A 1.080   2017/06/26 0.315   2017/06/06 121,060,000 70,476,750 -   - -   -
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD -   -   0.010   0 0 46,110 0.040   2017/01/05 0.010   2017/05/24 16,310,000 276,660 0.200   2016/03/30 0.045   2016/10/27
18404 HK Bank - Tencent European Put Warrants Dec 2017 B HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.152   2017/01/06 0.010   2017/06/05 470,610,000 55,447,300 -   - -   -
26523 HK Bank - Tencent European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.148   2017/02/10 0.010   2017/04/20 2,448,620,000 217,221,420 -   - -   -
16061 HK Bank - Tencent European Put Warrants Nov 2017 B HKD 0.110   0.037   0.050   3,632,750,000 254,752,570 N/A 0.110   2017/06/01 0.037   2017/06/27 5,206,550,000 390,363,940 -   - -   -
16165 HK Bank - Tencent European Put Warrants Nov 2017 D HKD 0.183   0.079   0.103   1,745,260,000 215,228,300 N/A 0.183   2017/06/01 0.079   2017/06/27 1,795,080,000 223,282,770 -   - -   -
16407 HK Bank - Tencent European Put Warrants Nov 2017 F HKD 0.146   0.065   0.086   393,970,000 40,155,970 N/A 0.146   2017/06/06 0.065   2017/06/27 393,970,000 40,155,970 -   - -   -
16411 HK Bank - Tencent European Put Warrants Nov 2017 G HKD 0.191   0.108   0.134   333,380,000 48,027,790 N/A 0.191   2017/06/06 0.108   2017/06/27 333,380,000 48,027,790 -   - -   -
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD -   -   0.010   0 0 60,694,843 0.209   2017/01/03 0.010   2017/05/16 2,638,400,000 364,169,060 0.233   2016/12/29 0.166   2016/11/10
14749 HK Bank - Tencent European Put Warrants Oct 2017 C HKD 0.026   0.010   0.010   44,520,000 710,840 N/A 0.084   2017/04/28 0.010   2017/06/30 2,982,160,000 130,360,950 -   - -   -
12229 HK Bank - Tencent European Put Warrants Sep 2017 E HKD 0.018   0.010   0.010   2,160,000 25,650 N/A 0.134   2017/03/24 0.010   2017/06/19 2,765,970,000 205,283,820 -   - -   -
22466 HK Bank - Tencent European Warrants Aug 2017 A HKD -   -   0.730   0 0 N/A 0.232   2017/03/17 0.131   2017/01/24 528,560,000 84,005,370 -   - -   -
14979 HK Bank - Tencent European Warrants Aug 2017 B HKD 2.170   1.170   1.620   55,584,000 84,248,450 N/A 2.170   2017/06/27 0.530   2017/05/05 382,780,000 395,897,900 -   - -   -
16073 HK Bank - Tencent European Warrants Dec 2017 C HKD 0.280   0.176   0.226   434,820,000 91,916,500 N/A 0.280   2017/06/27 0.176   2017/06/01 950,380,000 221,796,190 -   - -   -
16402 HK Bank - Tencent European Warrants Dec 2017 D HKD 0.203   0.142   0.156   725,600,000 124,095,090 N/A 0.203   2017/06/27 0.142   2017/06/12 725,600,000 124,095,090 -   - -   -
16428 HK Bank - Tencent European Warrants Dec 2017 E HKD 0.172   0.107   0.108   1,263,830,000 172,318,640 N/A 0.172   2017/06/09 0.107   2017/06/30 1,263,830,000 172,318,640 -   - -   -
16431 HK Bank - Tencent European Warrants Jan 2018 A HKD 0.176   0.120   0.124   444,480,000 62,276,430 N/A 0.176   2017/06/09 0.120   2017/06/13 444,480,000 62,276,430 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD -   -   0.920   0 0 519,712 0.810   2017/05/18 0.172   2017/01/04 11,770,000 3,118,270 0.390   2016/09/08 0.128   2016/12/23
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD -   -   0.610   0 0 207,665,433 0.540   2017/05/22 0.080   2017/01/03 12,223,230,000 1,245,992,600 0.137   2016/11/29 0.056   2016/12/23
12994 HK Bank - Tencent European Warrants Jul 2018 A HKD 0.300   0.196   0.260   85,050,000 20,201,020 N/A 0.300   2017/06/27 0.105   2017/04/11 986,390,000 211,898,710 -   - -   -
14909 HK Bank - Tencent European Warrants Jul 2018 B HKD 0.435   0.305   0.380   33,590,000 12,437,800 N/A 0.435   2017/06/27 0.209   2017/05/05 147,760,000 42,179,530 -   - -   -
14460 HK Bank - Tencent European Warrants Jun 2017 A HKD -   -   0.710   0 0 61,553,403 0.560   2017/05/18 0.087   2017/01/04 3,443,580,000 369,320,420 0.160   2016/11/29 0.064   2016/12/23
15407 HK Bank - Tencent European Warrants Jun 2017 B HKD -   -   0.880   0 0 3,662,960 0.520   2017/05/09 0.125   2017/01/04 148,950,000 21,977,760 0.141   2016/12/30 0.100   2016/12/28
16404 HK Bank - Tencent European Warrants Mar 2018 A HKD 0.165   0.124   0.131   369,900,000 52,450,300 N/A 0.165   2017/06/09 0.124   2017/06/13 369,900,000 52,450,300 -   - -   -
12232 HK Bank - Tencent European Warrants Nov 2017 A HKD 0.510   0.360   0.455   280,000 120,450 N/A 0.510   2017/06/29 0.141   2017/04/11 411,180,000 69,783,230 -   - -   -
16068 HK Bank - Tencent European Warrants Nov 2017 C HKD 1.350   0.800   0.980   189,478,000 210,006,670 N/A 1.350   2017/06/20 0.800   2017/06/01 377,175,000 426,521,210 -   - -   -
16406 HK Bank - Tencent European Warrants Nov 2017 E HKD 0.198   0.142   0.148   1,857,870,000 298,413,370 N/A 0.198   2017/06/27 0.142   2017/06/12 1,857,870,000 298,413,370 -   - -   -
19040 HK Bank - Tencent European Warrants Oct 2017 B HKD 0.540   0.540   0.560   20,000 10,800 N/A 0.540   2017/06/09 0.105   2017/01/24 1,032,470,000 160,138,030 -   - -   -
14908 HK Bank - Tencent European Warrants Oct 2017 D HKD 0.360   0.213   0.300   30,900,000 8,482,620 N/A 0.360   2017/06/27 0.111   2017/05/05 572,380,000 97,780,500 -   - -   -
16236 HK Bank - Tencent European Warrants Oct 2017 E HKD 0.720   0.375   0.400   295,963,000 156,917,915 N/A 0.720   2017/06/09 0.375   2017/06/01 298,157,000 157,999,175 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.830   0.820   0.880   20,000 16,500 368,867 0.860   2017/05/23 0.177   2017/01/04 8,570,000 2,213,200 0.420   2016/09/23 0.136   2016/12/23
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD -   -   0.770   0 0 878,240 0.660   2017/05/19 0.142   2017/01/05 26,370,000 5,269,440 0.345   2016/09/23 0.100   2016/12/23
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.435   0.395   0.420   640,000 269,500 56,976,265 0.435   2017/06/20 0.071   2017/01/24 2,857,230,000 341,857,590 0.226   2016/09/23 0.054   2016/12/22
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.350   0.206   0.315   9,240,000 2,533,880 200,843,185 0.350   2017/06/26 0.053   2017/03/03 13,204,400,000 1,205,059,110 0.174   2016/10/11 0.046   2016/12/16
14980 HK Bank - Tencent European Warrants Sep 2017 F HKD 1.540   0.860   1.090   718,436,000 866,159,620 N/A 1.550   2017/05/23 0.430   2017/05/05 1,329,745,000 1,606,123,330 -   - -   -
28721 HK Bank - Yanzhou Coal European Warrants Aug 2018 A HKD 0.143   0.077   0.140   112,920,000 13,140,276 N/A 0.196   2017/04/12 0.077   2017/06/01 377,562,000 45,238,948 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.124   0.061   0.124   103,540,000 8,665,340 6,399,963 0.172   2017/04/11 0.061   2017/06/01 454,740,000 38,399,780 0.151   2016/10/24 0.065   2016/09/07
26975 HK Bank - Zhaojin Mining European Warrants Dec 2017 A HKD 0.041   0.025   0.025   3,695,000 114,460 N/A 0.150   2017/02/13 0.025   2017/06/28 99,760,000 9,607,110 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.111   0.044   0.044   8,980,000 646,940 2,530,793 0.495   2017/04/07 0.044   2017/06/30 53,820,000 15,184,760 0.485   2016/11/11 0.193   2016/12/23
27720 HK Bank - Zijin Mining European Warrants Sep 2017 A HKD 0.096   0.052   0.052   14,948,000 1,119,026 N/A 0.410   2017/03/20 0.052   2017/06/29 129,322,000 27,082,902 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.067   0.063   0.082   3,000,000 197,150 492,667 0.089   2017/02/27 0.060   2017/05/04 40,250,000 2,956,000 0.204   2016/09/07 0.069   2016/12/28
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD 0.350   0.340   0.380   16,000 5,520 2,039,843 0.435   2017/04/12 0.165   2017/02/23 56,040,000 12,239,060 0.485   2016/11/29 0.115   2016/07/06
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD 0.600   0.600   0.650   20,000 12,000 27,283 0.620   2017/05/26 0.430   2017/02/09 300,000 163,700 0.710   2016/12/01 0.181   2016/02/26
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.226   0.138   0.181   64,404,000 11,313,072 8,050,426 0.275   2017/04/10 0.098   2017/02/22 254,396,000 48,302,556 0.355   2016/11/30 0.185   2016/10/25
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD -   -   0.022   0 0 47,726 0.086   2017/01/03 0.041   2017/05/15 4,486,000 286,357 0.174   2016/05/20 0.069   2016/12/01
28937 J P Morgan SP BV - A50 China European Warrants Aug 2017 A HKD 0.305   0.099   0.235   181,079,300 33,493,871 N/A 0.305   2017/06/12 0.051   2017/05/08 329,539,400 61,898,924 -   - -   -
16419 J P Morgan SP BV - A50 China European Warrants Dec 2017 C HKD 0.430   0.255   0.430   534,182,900 181,838,110 N/A 0.430   2017/06/30 0.255   2017/06/06 534,182,900 181,838,110 -   - -   -
14857 J P Morgan SP BV - A50 China European Warrants Jun 2017 A HKD -   -   0.013   0 0 1,817 0.064   2017/03/01 0.045   2017/03/06 200,000 10,900 0.200   2016/12/06 0.158   2016/12/13
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.147   0.113   0.147   55,450,000 7,408,676 3,495,120 0.147   2017/06/30 0.079   2017/05/05 187,741,000 20,970,719 0.185   2016/01/05 0.094   2016/12/30
14087 J P Morgan SP BV - A50 China European Warrants Sep 2017 A HKD 0.660   0.320   0.660   21,896,400 9,773,870 N/A 0.660   2017/06/29 0.143   2017/05/09 207,265,000 49,137,164 -   - -   -
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.280   0.227   0.275   2,145,000 556,195 12,295,269 0.400   2017/05/02 0.196   2017/01/05 286,420,000 73,771,615 0.360   2016/09/08 0.162   2016/12/12
14453 J P Morgan SP BV - AAC Acoustic European Warrants Jan 2018 A HKD 0.260   0.200   0.247   11,760,000 2,726,770 N/A 0.365   2017/05/02 0.142   2017/05/18 946,955,000 290,483,650 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.194   0.125   0.167   211,690,000 35,175,890 61,538,162 0.290   2017/05/02 0.096   2017/03/09 2,400,290,000 369,228,970 0.260   2016/09/08 0.102   2016/12/30
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD -   -   0.174   0 0 17,139,033 0.300   2017/05/02 0.101   2017/03/22 804,650,000 102,834,200 0.132   2016/11/02 0.096   2016/12/07
14803 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 B HKD 0.135   0.077   0.104   104,315,000 11,116,025 N/A 0.246   2017/05/02 0.060   2017/05/18 792,405,000 119,619,015 -   - -   -
13128 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2018 A HKD -   -   0.290   0 0 N/A 0.285   2017/04/27 0.165   2017/05/18 164,600,000 44,125,400 -   - -   -
15851 J P Morgan SP BV - AAC Tech European Put Warrants Dec 2017 A HKD 0.242   0.217   0.207   5,785,000 1,328,910 N/A 0.242   2017/06/07 0.217   2017/06/09 5,785,000 1,328,910 -   - -   -
14638 J P Morgan SP BV - AAC Tech European Put Warrants Jul 2018 B HKD 0.246   0.190   0.197   45,680,000 9,849,560 N/A 0.290   2017/05/18 0.190   2017/06/27 145,180,000 34,458,955 -   - -   -
14694 J P Morgan SP BV - AAC Tech European Warrants Aug 2018 B HKD -   -   0.249   0 0 N/A 0.280   2017/05/02 0.137   2017/05/18 54,630,000 13,839,765 -   - -   -
14634 J P Morgan SP BV - AAC Tech European Warrants Jul 2018 A HKD 0.345   0.285   0.315   924,490,000 291,097,925 N/A 0.345   2017/06/09 0.196   2017/05/17 934,610,000 293,422,200 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.091   0.018   0.020   154,619,000 6,235,190 22,402,889 0.210   2017/02/16 0.018   2017/06/30 1,450,121,000 134,417,336 0.201   2016/09/22 0.060   2016/12/28
28546 J P Morgan SP BV - Agricultural Bk Euro Warrants Jan 2018 A HKD 0.169   0.090   0.116   213,473,000 25,540,015 N/A 0.231   2017/02/22 0.090   2017/06/15 558,991,000 74,595,708 -   - -   -
15127 J P Morgan SP BV - AIA European Put Warrants Dec 2017 B HKD 0.197   0.097   0.117   188,452,000 25,016,744 N/A 0.243   2017/05/09 0.097   2017/06/22 276,488,000 43,895,676 -   - -   -
14985 J P Morgan SP BV - AIA European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 11,311,684 0.229   2017/01/03 0.010   2017/05/08 626,408,000 67,870,102 0.300   2016/12/09 0.182   2016/12/14
15056 J P Morgan SP BV - AIA European Put Warrants Oct 2017 A HKD 0.050   0.013   0.018   4,226,000 154,094 N/A 0.095   2017/05/08 0.013   2017/06/27 95,998,000 6,033,660 -   - -   -
25920 J P Morgan SP BV - AIA European Put Warrants Sep 2017 A HKD 0.015   0.010   0.010   4,016,000 48,400 N/A 0.305   2017/02/08 0.010   2017/06/30 817,248,000 112,353,998 -   - -   -
25408 J P Morgan SP BV - AIA European Warrants Aug 2017 A HKD 0.590   0.395   0.500   872,000 393,610 N/A 0.590   2017/06/22 0.104   2017/04/19 6,722,408,000 1,125,353,638 -   - -   -
29358 J P Morgan SP BV - AIA European Warrants Aug 2017 B HKD 0.405   0.275   0.360   17,586,000 5,549,270 N/A 0.405   2017/06/29 0.057   2017/04/19 6,935,866,000 804,231,352 -   - -   -
15169 J P Morgan SP BV - AIA European Warrants Dec 2017 A HKD 0.510   0.355   0.430   13,160,000 5,543,970 139,151,301 0.510   2017/06/22 0.100   2017/01/04 3,752,782,000 834,907,808 0.137   2016/12/16 0.101   2016/12/29
15520 J P Morgan SP BV - AIA European Warrants Jan 2018 A HKD 0.250   0.164   0.178   715,808,000 151,135,214 N/A 0.250   2017/06/22 0.159   2017/05/18 752,746,000 158,110,442 -   - -   -
15143 J P Morgan SP BV - AIA European Warrants Jul 2017 B HKD -   -   0.980   0 0 19,532,127 0.405   2017/03/10 0.143   2017/01/03 543,866,000 117,192,764 0.236   2016/12/14 0.143   2016/12/29
14277 J P Morgan SP BV - AIA European Warrants Jun 2017 A HKD -   -   0.410   0 0 98,750,329 0.500   2017/05/16 0.045   2017/04/19 5,654,798,000 592,501,974 0.255   2016/11/16 0.065   2016/12/29
15242 J P Morgan SP BV - AIA European Warrants Jun 2017 B HKD -   -   1.260   0 0 3,088,557 0.810   2017/04/27 0.234   2017/01/03 41,144,000 18,531,340 0.320   2016/12/16 0.230   2016/12/29
15126 J P Morgan SP BV - AIA European Warrants Oct 2017 B HKD 0.255   0.159   0.180   1,066,804,000 196,840,064 N/A 0.255   2017/06/22 0.159   2017/06/13 3,925,954,000 750,704,500 -   - -   -
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.163   0.122   0.148   27,520,000 4,021,740 4,563,153 0.163   2017/06/08 0.057   2017/03/09 334,780,000 27,378,920 0.179   2016/08/17 0.070   2016/12/28
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD -   -   0.019   0 0 37,720 0.048   2017/01/06 0.020   2017/05/09 6,320,000 226,320 0.131   2016/01/04 0.068   2016/10/25
23828 J P Morgan SP BV - Ali Pictures European Warrants Nov 2017 A HKD 0.223   0.166   0.168   49,080,000 9,600,800 N/A 0.395   2017/03/21 0.166   2017/06/30 94,100,000 20,146,700 -   - -   -
26418 J P Morgan SP BV - Angang Steel European Warrants Dec 2018 A HKD 0.153   0.125   0.156   7,744,000 1,102,394 N/A 0.255   2017/02/14 0.110   2017/05/09 180,348,000 29,125,138 -   - -   -
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD 0.119   0.051   0.016   2,720,000 226,530 5,751,057 0.330   2017/02/23 0.051   2017/06/15 161,635,000 34,506,340 0.171   2016/12/14 0.116   2016/12/15
26433 J P Morgan SP BV - Anhui Conch European Warrants Oct 2017 A HKD 0.145   0.077   0.125   37,470,000 4,477,705 N/A 0.320   2017/02/23 0.077   2017/06/21 392,730,000 81,286,180 -   - -   -
16001 J P Morgan SP BV - Anta Sports European Warrants Aug 2017 A HKD 0.158   0.072   0.157   25,440,000 2,769,920 3,631,532 0.410   2017/01/26 0.072   2017/06/26 118,190,000 21,789,190 -   - -   -
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD 0.012   0.012   0.012   20,000 240 721,143 0.118   2017/01/23 0.012   2017/06/07 50,180,000 4,326,860 0.237   2016/01/05 0.096   2016/12/30
15023 J P Morgan SP BV - BankComm European Warrants Dec 2017 A HKD 0.840   0.091   0.091   89,311,000 12,800,024 N/A 0.840   2017/06/02 0.091   2017/06/30 211,907,000 35,116,608 -   - -   -
28788 J P Morgan SP BV - BankComm European Warrants Sep 2017 A HKD 0.026   0.026   0.013   100,000 2,600 N/A 0.242   2017/02/23 0.026   2017/06/07 72,984,000 10,195,377 -   - -   -
14255 J P Morgan SP BV - BBMG European Warrants Dec 2018 A HKD 0.175   0.149   0.156   48,216,000 7,934,688 N/A 0.219   2017/04/25 0.149   2017/06/02 97,763,000 16,057,840 -   - -   -
24839 J P Morgan SP BV - BEA European Warrants Dec 2017 A HKD 0.265   0.217   0.243   28,876,000 6,906,362 N/A 0.355   2017/02/15 0.171   2017/04/24 282,126,000 70,364,008 -   - -   -
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.036   0.033   0.033   210,000 7,270 303,378 0.062   2017/02/21 0.018   2017/04/06 41,310,000 1,820,270 0.172   2016/01/05 0.039   2016/12/12
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD 0.198   0.198   0.199   180,000 35,640 726,373 0.208   2017/02/21 0.127   2017/04/07 27,500,000 4,358,240 0.153   2016/11/08 0.140   2016/12/14
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD -   -   0.010   0 0 59,613 0.030   2017/03/30 0.010   2017/05/08 27,700,000 357,680 0.126   2016/01/04 0.010   2016/12/23
29483 J P Morgan SP BV - BJ Ent Water European Warrants Mar 2019 A HKD 0.208   0.181   0.189   5,460,000 1,067,820 N/A 0.265   2017/04/10 0.181   2017/06/14 32,080,000 7,451,080 -   - -   -
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.620   0.370   0.550   11,795,000 5,507,075 11,854,623 0.620   2017/06/30 0.148   2017/01/03 320,570,000 71,127,740 0.232   2016/12/08 0.131   2016/12/29
27515 J P Morgan SP BV - BOC HK European Warrants May 2018 A HKD 0.540   0.270   0.455   33,380,000 14,993,700 N/A 0.540   2017/06/29 0.146   2017/04/19 437,910,000 96,952,595 -   - -   -
27808 J P Morgan SP BV - BOCL European Put Wts Sep 2017 B HKD 0.101   0.056   0.070   44,328,000 3,540,697 N/A 0.222   2017/04/19 0.056   2017/06/05 654,088,000 98,273,102 -   - -   -
27302 J P Morgan SP BV - BOCL European Warrants Dec 2017 A HKD 0.221   0.123   0.130   32,809,000 5,374,284 N/A 0.410   2017/02/16 0.123   2017/06/21 404,275,000 89,767,893 -   - -   -
28538 J P Morgan SP BV - BOCL European Warrants Dec 2017 B HKD 0.074   0.031   0.035   206,657,000 9,840,254 N/A 0.213   2017/02/23 0.031   2017/06/21 3,681,687,000 315,755,957 -   - -   -
15961 J P Morgan SP BV - BOCL European Warrants Jan 2018 A HKD 0.196   0.111   0.117   406,936,000 50,990,893 N/A 0.196   2017/06/05 0.111   2017/06/30 459,488,000 59,890,293 -   - -   -
27297 J P Morgan SP BV - BOCL European Warrants Sep 2017 A HKD 0.248   0.142   0.148   1,831,000 324,659 N/A 0.445   2017/02/16 0.136   2017/05/08 238,023,000 48,302,466 -   - -   -
28939 J P Morgan SP BV - BOCL European Warrants Sep 2017 C HKD 0.055   0.010   0.010   1,100,019,000 34,161,134 N/A 0.065   2017/05/16 0.010   2017/06/30 2,454,373,000 100,665,707 -   - -   -
16852 J P Morgan SP BV - BYD European Warrants Jan 2018 A HKD 0.285   0.197   0.210   27,720,000 6,427,755 N/A 0.285   2017/06/27 0.197   2017/06/30 27,720,000 6,427,755 -   - -   -
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.100   0.061   0.078   1,346,650,000 94,421,300 108,257,125 0.113   2017/02/09 0.053   2017/05/12 8,831,200,000 649,542,750 0.280   2016/04/29 0.098   2016/12/28
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.035   0.014   0.018   156,950,000 4,012,050 35,922,950 0.044   2017/02/09 0.012   2017/05/12 6,313,900,000 215,537,700 0.156   2016/06/10 0.029   2016/12/28
29089 J P Morgan SP BV - BYD European Warrants Sep 2017 B HKD 0.231   0.077   0.094   323,210,000 51,694,590 N/A 0.275   2017/03/02 0.075   2017/05/12 947,735,000 169,853,475 -   - -   -
15592 J P Morgan SP BV - CAM CSI300 European Warrants Apr 2018 A HKD 0.335   0.222   0.330   43,602,000 11,657,310 N/A 0.335   2017/06/30 0.179   2017/05/24 73,380,000 17,915,838 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.130   0.074   0.115   490,366,000 50,427,280 13,775,180 0.146   2017/02/20 0.053   2017/05/08 801,812,000 82,651,078 0.255   2016/11/30 0.104   2016/12/30
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.115   0.100   0.110   2,910,000 322,070 1,380,175 0.221   2017/01/04 0.100   2017/06/07 60,020,000 8,281,050 0.320   2016/09/09 0.209   2016/12/29
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.054   0.021   0.040   19,090,000 846,680 230,957 0.054   2017/06/08 0.019   2017/05/31 33,730,000 1,385,740 0.280   2016/08/09 0.036   2016/12/23
15758 J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A HKD 0.325   0.255   0.290   12,290,000 3,351,050 27,135,890 0.325   2017/06/09 0.192   2017/05/16 625,340,000 162,815,340 0.231   2016/12/29 0.230   2016/12/29
28785 J P Morgan SP BV - CC Bank European Put Wts Nov 2017 A HKD 0.260   0.185   0.219   433,970,000 94,551,809 N/A 0.540   2017/03/10 0.185   2017/06/05 663,873,000 176,233,087 -   - -   -
27506 J P Morgan SP BV - CC Bank European Put Wts Sep 2017 A HKD 0.025   0.010   0.017   2,690,000 46,840 N/A 0.215   2017/02/15 0.010   2017/06/27 949,532,000 109,409,482 -   - -   -
16946 J P Morgan SP BV - CC Bank European Wts Aug 2017 B HKD 0.104   0.010   0.010   158,799,000 9,097,152 N/A 0.235   2017/02/16 0.010   2017/06/28 8,165,726,000 737,706,776 -   - -   -
13632 J P Morgan SP BV - CC Bank European Wts Aug 2017 C HKD 0.233   0.066   0.068   136,506,000 17,836,696 N/A 0.233   2017/06/05 0.066   2017/06/30 427,570,000 60,605,628 -   - -   -
28782 J P Morgan SP BV - CC Bank European Wts Dec 2017 A HKD 0.129   0.056   0.057   1,537,006,000 147,753,672 N/A 0.228   2017/02/23 0.056   2017/06/28 3,253,476,000 435,419,517 -   - -   -
16560 J P Morgan SP BV - CC Bank European Wts Dec 2017 B HKD 0.211   0.135   0.141   55,149,000 9,566,138 N/A 0.211   2017/06/12 0.135   2017/06/30 55,149,000 9,566,138 -   - -   -
14536 J P Morgan SP BV - CC Bank European Wts Jun 2017 A HKD -   -   0.245   0 0 64,224,215 0.485   2017/02/24 0.116   2017/05/09 1,522,962,000 385,345,287 0.350   2016/12/01 0.143   2016/12/23
28536 J P Morgan SP BV - CC Bank European Wts Oct 2017 A HKD 0.145   0.052   0.058   599,228,000 68,348,896 N/A 0.295   2017/02/24 0.052   2017/06/30 7,514,599,000 932,717,041 -   - -   -
16714 J P Morgan SP BV - CC Bank European Wts Sep 2017 B HKD 0.165   0.072   0.078   2,198,786,000 279,542,228 N/A 0.165   2017/06/20 0.072   2017/06/30 2,198,786,000 279,542,228 -   - -   -
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.010   0 0 915 0.019   2017/02/15 0.010   2017/05/04 459,000 5,490 0.066   2016/01/13 0.032   2016/06/30
25432 J P Morgan SP BV - CGN Power European Warrants Sep 2017 A HKD 0.164   0.096   0.092   9,502,000 1,429,741 N/A 0.415   2017/02/16 0.096   2017/06/29 101,424,000 24,487,973 -   - -   -
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.097   0.079   0.088   1,876,650,000 167,161,855 64,127,447 0.207   2017/01/04 0.073   2017/05/08 3,913,495,000 384,764,680 0.260   2016/11/28 0.213   2016/10/13
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD 0.099   0.067   0.074   85,720,000 6,875,390 9,495,998 0.190   2017/03/23 0.067   2017/06/15 455,930,000 56,975,990 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD 0.166   0.166   0.162   60,000 9,960 2,003,415 0.280   2017/03/21 0.152   2017/01/03 53,870,000 12,020,490 0.350   2016/04/13 0.117   2016/01/21
16850 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2018 A HKD 0.138   0.124   0.126   620,000 80,510 N/A 0.138   2017/06/27 0.124   2017/06/30 620,000 80,510 -   - -   -
29495 J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2017 A HKD 0.245   0.153   0.134   729,000 139,760 N/A 0.900   2017/03/23 0.153   2017/06/14 381,327,000 185,697,630 -   - -   -
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.145   0.114   0.111   5,430,000 732,240 1,900,022 0.222   2017/03/06 0.114   2017/06/19 59,900,000 11,400,130 0.177   2016/12/12 0.156   2016/11/21
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD -   -   0.013   0 0 435 0.051   2017/01/11 0.018   2017/05/24 90,000 2,610 0.111   2016/08/17 0.029   2016/02/11
25925 J P Morgan SP BV - Ch Molybdenum European Warrants Aug 2017A HKD 0.370   0.094   0.310   45,690,000 8,558,319 N/A 0.720   2017/02/23 0.094   2017/06/05 286,203,000 58,135,371 -   - -   -
16879 J P Morgan SP BV - Ch Molybdenum European Warrants Jul 2017A HKD 0.720   0.430   0.830   315,000 145,050 N/A 1.100   2017/02/23 0.305   2017/01/10 43,386,000 21,309,540 -   - -   -
29090 J P Morgan SP BV - Ch Molybdenum European Warrants Oct 2017A HKD 0.145   0.043   0.135   16,923,000 1,594,806 N/A 0.325   2017/03/02 0.043   2017/06/07 116,079,000 17,773,356 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.097   0.062   0.064   8,120,000 587,040 2,008,267 0.275   2017/01/26 0.062   2017/06/29 86,500,000 12,049,600 0.280   2016/10/24 0.154   2016/08/31
27516 J P Morgan SP BV - Ch Overseas European Put Wts Oct 2017 A HKD 0.138   0.100   0.118   24,440,000 3,001,200 N/A 0.247   2017/05/08 0.100   2017/06/06 246,400,000 45,606,940 -   - -   -
13196 J P Morgan SP BV - Ch Overseas European Warrants Dec 2017 A HKD 0.177   0.113   0.126   104,032,000 14,626,792 N/A 0.182   2017/04/13 0.097   2017/05/08 369,328,000 47,794,668 -   - -   -
13713 J P Morgan SP BV - Ch Overseas European Warrants Jun 2017 A HKD -   -   0.010   0 0 12,898,949 0.088   2017/02/09 0.010   2017/04/13 2,152,904,000 77,393,692 0.188   2016/10/18 0.023   2016/12/28
29093 J P Morgan SP BV - Ch Overseas European Warrants Mar 2018 A HKD 0.122   0.092   0.083   1,340,000 149,440 N/A 0.219   2017/03/17 0.062   2017/05/09 205,060,000 22,710,500 -   - -   -
15710 J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A HKD 0.265   0.213   0.213   3,240,000 739,020 6,199,897 0.435   2017/03/17 0.160   2017/05/08 161,660,000 37,199,380 -   - -   -
14859 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A HKD 0.039   0.021   0.024   266,640,000 8,921,560 19,964,081 0.123   2017/02/10 0.021   2017/06/29 1,913,260,000 119,784,485 0.121   2016/12/07 0.072   2016/12/23
17109 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2018 A HKD 0.163   0.153   0.156   710,000 112,870 N/A 0.163   2017/06/29 0.153   2017/06/30 710,000 112,870 -   - -   -
28245 J P Morgan SP BV - Ch Railway Cons European Wts Jun 2017 A HKD 0.011   0.011   0.011   1,500,000 16,500 3,260,228 0.164   2017/02/23 0.011   2017/06/12 146,675,000 19,561,370 0.206   2016/11/28 0.078   2016/09/20
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.170   0.144   0.149   220,000 35,150 449,579 0.320   2017/03/21 0.144   2017/06/15 10,330,000 2,697,475 0.415   2016/04/14 0.174   2016/09/20
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD 0.016   0.015   0.015   4,000,000 62,000 35,907 0.021   2017/01/10 0.010   2017/03/31 12,620,000 215,440 0.153   2016/01/07 0.026   2016/11/24
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD 0.231   0.203   0.226   24,720,000 5,278,560 3,780,117 0.231   2017/06/08 0.136   2017/03/10 135,420,000 22,680,700 0.145   2016/12/21 0.142   2016/12/22
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.275   0.237   0.280   142,000 34,904 375,734 0.400   2017/04/06 0.234   2017/01/05 7,142,000 2,254,406 0.350   2016/11/22 0.170   2016/08/29
14315 J P Morgan SP BV - CHALCO European Warrants Jun 2017 A HKD -   -   0.010   0 0 18,116,064 0.740   2017/03/02 0.016   2017/05/23 318,802,000 108,696,382 0.460   2016/11/25 0.143   2016/12/29
25815 J P Morgan SP BV - CHALCO European Warrants Sep 2017 A HKD 0.184   0.082   0.122   143,034,000 18,108,682 N/A 0.600   2017/03/02 0.082   2017/06/02 432,636,000 81,755,930 -   - -   -
27517 J P Morgan SP BV - Chi Res Land European Warrants Dec 2017 A HKD 0.236   0.160   0.196   65,360,000 13,084,820 N/A 0.285   2017/02/15 0.112   2017/05/09 421,020,000 84,032,660 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD 0.226   0.101   0.163   14,840,000 2,590,360 22,315,730 0.255   2017/03/17 0.056   2017/05/08 769,840,000 133,894,380 0.500   2016/09/09 0.077   2016/12/29
25073 J P Morgan SP BV - China Agri European Warrants Jul 2017 A HKD -   -   0.024   0 0 N/A 0.610   2017/02/23 0.164   2017/05/25 25,600,000 10,526,612 -   - -   -
16645 J P Morgan SP BV - China Cinda European Warrants Feb 2018 A HKD 0.185   0.154   0.167   13,216,000 2,236,527 N/A 0.185   2017/06/14 0.154   2017/06/16 13,216,000 2,236,527 -   - -   -
12171 J P Morgan SP BV - China Cinda European Warrants Oct 2017 A HKD 0.063   0.063   0.041   1,600,000 100,800 N/A 0.218   2017/03/23 0.063   2017/06/06 16,672,000 2,137,462 -   - -   -
25431 J P Morgan SP BV - China Cinda European Warrants Sep 2017 A HKD 0.177   0.076   0.077   74,321,000 9,167,247 N/A 0.410   2017/03/17 0.076   2017/06/30 300,198,000 55,821,647 -   - -   -
25816 J P Morgan SP BV - China Coal European Warrants Aug 2017 A HKD 0.013   0.010   0.010   80,000 1,025 N/A 0.290   2017/02/21 0.010   2017/06/30 193,472,000 33,126,978 -   - -   -
15034 J P Morgan SP BV - China Coal European Warrants Dec 2017 A HKD 0.245   0.126   0.213   127,939,000 25,616,530 N/A 0.245   2017/06/19 0.126   2017/06/01 175,407,000 34,317,555 -   - -   -
25065 J P Morgan SP BV - China East Air European Warrants Nov 17 A HKD 0.800   0.610   0.720   6,958,000 4,717,620 N/A 1.060   2017/03/23 0.510   2017/02/02 26,056,000 17,257,760 -   - -   -
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.195   0.163   0.169   1,189,000 205,599 2,240,003 0.285   2017/03/14 0.163   2017/06/14 58,384,000 13,440,020 0.255   2016/11/10 0.164   2016/12/29
11808 J P Morgan SP BV - China Everbright European Wts Jun 2017 A HKD 0.051   0.014   0.014   10,660,000 427,420 356,450 0.082   2017/02/08 0.014   2017/06/13 37,300,000 2,138,700 0.270   2016/08/16 0.082   2016/12/30
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.450   0.215   0.495   10,960,000 3,571,680 2,412,480 0.450   2017/06/27 0.145   2017/05/15 54,980,000 14,474,880 0.390   2016/08/17 0.173   2016/12/12
11265 J P Morgan SP BV - China Gas Hold European Wts Nov 2017 A HKD 0.255   0.094   0.246   61,380,000 12,516,100 N/A 0.255   2017/06/29 0.044   2017/05/15 112,760,000 18,974,640 -   - -   -
28084 J P Morgan SP BV - China Life European Put Wts Dec 2017 D HKD 0.143   0.085   0.133   896,900,000 102,765,020 N/A 0.249   2017/04/20 0.085   2017/06/09 2,386,090,000 342,280,380 -   - -   -
16264 J P Morgan SP BV - China Life European Put Wts Feb 2018 A HKD 0.250   0.174   0.239   500,720,000 114,813,750 N/A 0.250   2017/06/30 0.174   2017/06/09 514,690,000 117,612,230 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD -   -   0.010   0 0 5,573,442 0.186   2017/01/03 0.010   2017/05/04 494,920,000 33,440,650 0.240   2016/11/03 0.093   2016/11/28
17108 J P Morgan SP BV - China Life European Put Wts Jun 2018 A HKD 0.168   0.157   0.165   1,720,000 281,740 N/A 0.168   2017/06/30 0.157   2017/06/29 1,720,000 281,740 -   - -   -
27106 J P Morgan SP BV - China Life European Put Wts Sep 2017 B HKD 0.027   0.011   0.022   14,020,000 284,730 N/A 0.114   2017/03/01 0.010   2017/05/31 2,487,530,000 204,645,040 -   - -   -
14812 J P Morgan SP BV - China Life European Warrants Apr 2018 A HKD 0.208   0.129   0.132   4,740,000 719,040 5,747,073 0.250   2017/03/17 0.102   2017/01/03 194,630,000 34,482,440 0.177   2016/12/07 0.100   2016/12/23
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.295   0.177   0.185   47,110,000 9,785,250 11,109,133 0.335   2017/03/17 0.125   2017/01/03 344,060,000 66,654,800 0.247   2016/09/22 0.097   2016/10/31
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD -   -   0.430   0 0 1,762,980 0.490   2017/02/16 0.240   2017/01/03 29,680,000 10,577,880 0.410   2016/12/01 0.230   2016/11/21
27107 J P Morgan SP BV - China Life European Warrants Dec 2017 C HKD 0.238   0.122   0.128   197,100,000 35,074,900 N/A 0.270   2017/03/21 0.119   2017/05/08 514,880,000 93,843,830 -   - -   -
12796 J P Morgan SP BV - China Life European Warrants Dec 2017 E HKD 0.142   0.063   0.067   7,584,342,000 596,675,968 N/A 0.153   2017/05/31 0.063   2017/06/30 7,731,816,000 614,237,544 -   - -   -
14725 J P Morgan SP BV - China Life European Warrants Jan 2018 A HKD 0.216   0.118   0.126   234,170,000 35,006,960 75,157,110 0.250   2017/03/17 0.102   2017/01/03 2,234,860,000 450,942,660 0.203   2016/12/01 0.100   2016/12/23
15769 J P Morgan SP BV - China Life European Warrants Jan 2018 B HKD 0.105   0.050   0.054   13,171,590,000 1,090,196,270 N/A 0.119   2017/05/31 0.050   2017/06/21 16,986,860,000 1,511,204,790 -   - -   -
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD -   -   0.465   0 0 215,403 0.490   2017/02/17 0.235   2017/01/03 4,860,000 1,292,420 0.420   2016/11/30 0.129   2016/06/24
12900 J P Morgan SP BV - China Life European Warrants Jul 2017 C HKD 0.019   0.016   0.016   150,000 2,700 N/A 0.249   2017/03/28 0.016   2017/06/12 41,514,000 7,324,324 -   - -   -
14673 J P Morgan SP BV - China Life European Warrants Jun 2017 A HKD 0.285   0.093   0.141   17,630,000 3,408,550 346,361,823 0.285   2017/06/09 0.079   2017/02/03 19,712,290,000 2,078,170,940 0.216   2016/11/30 0.075   2016/12/23
27108 J P Morgan SP BV - China Life European Warrants Jun 2017 B HKD -   -   0.010   0 0 N/A 1.040   2017/02/15 0.010   2017/05/23 5,086,120,000 2,645,948,470 -   - -   -
16325 J P Morgan SP BV - China Life European Warrants Mar 2018 A HKD 0.133   0.076   0.081   3,140,000 329,860 N/A 0.133   2017/06/02 0.076   2017/06/30 3,140,000 329,860 -   - -   -
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.405   0.285   0.285   360,000 124,050 3,199,360 0.425   2017/03/17 0.185   2017/01/03 76,950,000 19,196,160 0.315   2016/11/28 0.105   2016/11/09
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD -   -   0.370   0 0 2,329,372 0.410   2017/02/07 0.211   2017/01/03 57,880,000 13,976,230 0.238   2016/11/21 0.160   2016/11/09
28933 J P Morgan SP BV - China Life European Warrants Oct 2017 A HKD 0.131   0.057   0.060   287,040,000 28,908,540 N/A 0.182   2017/03/17 0.055   2017/05/05 38,904,360,000 4,016,138,710 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.188   0.068   0.076   184,130,000 23,994,160 322,967,487 0.230   2017/02/21 0.068   2017/06/30 15,054,770,000 1,937,804,920 0.187   2016/11/30 0.074   2016/12/20
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.101   0.041   0.050   16,830,000 1,191,150 9,713,332 0.189   2017/01/04 0.041   2017/06/28 474,130,000 58,279,990 0.300   2016/11/28 0.152   2016/12/28
19552 J P Morgan SP BV - China Mob European Put Wts Aug 2017 A HKD -   -   0.013   0 0 N/A 0.240   2017/01/10 0.030   2017/05/12 75,980,000 10,403,885 -   - -   -
14925 J P Morgan SP BV - China Mob European Put Wts Jun 2017 B HKD -   -   0.010   0 0 16,276,310 0.350   2017/01/03 0.010   2017/05/18 929,150,000 97,657,860 0.415   2016/12/19 0.295   2016/12/08
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.118   0.104   0.117   5,500,000 616,400 2,234,925 0.152   2017/01/03 0.091   2017/03/20 130,000,000 13,409,550 0.159   2016/12/19 0.104   2016/09/05
12547 J P Morgan SP BV - China Mob European Put Wts Oct 2017 A HKD 0.385   0.295   0.370   163,970,000 57,251,550 N/A 0.560   2017/05/02 0.295   2017/06/01 522,805,000 209,545,675 -   - -   -
13251 J P Morgan SP BV - China Mob European Wts Aug 2017 B HKD 0.055   0.013   0.013   910,000 24,960 N/A 0.179   2017/04/05 0.013   2017/06/23 13,049,940,000 1,414,232,045 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.066   0.044   0.044   611,500,000 35,617,350 125,547,425 0.103   2017/03/21 0.044   2017/06/30 11,564,800,000 753,284,550 0.175   2016/07/27 0.071   2016/12/13
16065 J P Morgan SP BV - China Mob European Wts Jul 2017 A HKD 0.250   0.066   0.073   58,800,000 8,132,020 N/A 0.780   2017/03/23 0.066   2017/06/30 272,330,000 66,923,400 -   - -   -
14592 J P Morgan SP BV - China Mob European Wts Jun 2017 A HKD 0.040   0.010   0.010   16,310,000 534,350 232,091,927 0.440   2017/02/01 0.010   2017/06/09 17,793,710,000 1,392,551,560 0.450   2016/12/01 0.220   2016/12/28
29222 J P Morgan SP BV - China Mob European Wts Jun 2017 C HKD -   -   0.010   0 0 N/A 0.285   2017/03/23 0.010   2017/05/22 13,780,920,000 1,387,627,670 -   - -   -
12550 J P Morgan SP BV - China Mob European Wts Nov 2017 A HKD 0.071   0.052   0.030   105,000 7,360 N/A 0.137   2017/03/27 0.052   2017/06/09 2,660,000 311,920 -   - -   -
16731 J P Morgan SP BV - China Mob European Wts Nov 2017 B HKD 0.204   0.115   0.124   7,186,060,000 1,123,162,420 N/A 0.204   2017/06/19 0.115   2017/06/30 7,186,060,000 1,123,162,420 -   - -   -
14834 J P Morgan SP BV - China Mob European Wts Oct 2017 B HKD 0.148   0.042   0.045   7,767,950,000 920,288,620 N/A 0.158   2017/05/22 0.042   2017/06/30 28,016,240,000 3,537,352,390 -   - -   -
15956 J P Morgan SP BV - China Mob European Wts Oct 2017 C HKD 0.152   0.063   0.058   5,412,875,000 500,852,045 N/A 0.155   2017/05/25 0.063   2017/06/27 5,426,600,000 502,729,595 -   - -   -
26695 J P Morgan SP BV - China Mob European Wts Sep 2017 A HKD 0.050   0.010   0.011   5,960,000 145,560 N/A 0.250   2017/02/10 0.010   2017/06/30 14,744,745,000 2,436,925,640 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD -   -   0.010   0 0 10,651,588 0.068   2017/02/10 0.010   2017/05/23 1,695,690,000 63,909,530 0.154   2016/04/27 0.037   2016/10/13
17156 J P Morgan SP BV - China Railway European Wts Nov 2017 A HKD 0.149   0.145   0.146   1,502,000 219,255 N/A 0.149   2017/06/30 0.145   2017/06/30 1,502,000 219,255 -   - -   -
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.101   0.071   0.072   4,190,000 352,110 773,978 0.178   2017/02/15 0.071   2017/06/28 30,990,000 4,643,870 0.219   2016/04/14 0.100   2016/01/22
16554 J P Morgan SP BV - China Shenhua European Wts Apr 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD 0.840   0.710   0.840   25,000 19,100 2,839,392 0.840   2017/06/30 0.310   2017/01/03 37,640,000 17,036,350 0.570   2016/11/10 0.155   2016/02/11
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.236   0.147   0.215   177,405,000 34,882,045 21,431,255 0.280   2017/03/20 0.074   2017/03/10 775,730,000 128,587,530 0.243   2016/11/08 0.089   2016/12/23
27118 J P Morgan SP BV - China Taiping European Wts Oct 2017 A HKD 0.243   0.145   0.153   106,154,000 20,863,756 N/A 0.310   2017/03/21 0.145   2017/06/21 272,974,000 56,623,938 -   - -   -
13400 J P Morgan SP BV - China Tel European Put Warrants Jul 2017A HKD -   -   0.016   0 0 6,208,310 0.360   2017/01/03 0.041   2017/05/25 221,054,000 37,249,862 0.375   2016/12/28 0.239   2016/11/01
13766 J P Morgan SP BV - China Tel European Warrants Dec 2017 A HKD 0.165   0.081   0.083   55,388,000 6,482,170 N/A 0.188   2017/04/13 0.081   2017/06/30 196,228,000 26,030,288 -   - -   -
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD 0.024   0.010   0.010   5,246,000 85,106 10,145,947 0.150   2017/01/06 0.010   2017/06/06 845,070,000 60,875,682 0.232   2016/12/01 0.105   2016/12/23
11088 J P Morgan SP BV - China Tel European Warrants Nov 2017 A HKD 0.228   0.120   0.121   91,298,000 14,585,922 N/A 0.255   2017/04/13 0.120   2017/06/30 606,394,000 117,133,032 -   - -   -
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD -   -   0.280   0 0 1,131,390 0.207   2017/04/13 0.109   2017/01/23 45,420,000 6,788,340 0.193   2016/12/01 0.123   2016/12/23
14986 J P Morgan SP BV - China Unicom European Warrants Jun 2017 A HKD 0.485   0.188   0.193   4,154,000 1,149,608 29,127,807 0.530   2017/04/06 0.035   2017/05/09 1,100,920,000 174,766,842 0.500   2016/12/12 0.234   2016/12/23
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.238   0.161   0.198   56,760,000 11,394,180 166,277,077 0.238   2017/06/23 0.062   2017/01/16 12,250,820,000 997,662,460 0.146   2016/10/11 0.066   2016/11/15
12170 J P Morgan SP BV - China Unicom European Warrants Oct 2017 A HKD 0.770   0.440   0.550   292,574,000 173,154,150 N/A 0.770   2017/06/23 0.211   2017/05/09 1,381,974,000 584,228,678 -   - -   -
25768 J P Morgan SP BV - China Vanke European Put Warrants Aug17 B HKD 0.108   0.014   0.014   90,053,000 4,743,352 N/A 0.250   2017/02/03 0.014   2017/06/30 342,753,000 42,380,717 -   - -   -
23469 J P Morgan SP BV - China Vanke European Warrants Aug 2017 A HKD 0.057   0.018   0.029   58,744,000 2,372,299 N/A 0.196   2017/03/16 0.014   2017/05/17 737,237,000 69,590,369 -   - -   -
16643 J P Morgan SP BV - China Vanke European Warrants Jan 2018 A HKD 0.175   0.122   0.156   179,502,000 26,409,271 N/A 0.175   2017/06/26 0.122   2017/06/23 179,502,000 26,409,271 -   - -   -
14581 J P Morgan SP BV - China Vanke European Warrants Jun 2017 A HKD -   -   0.010   0 0 2,113,988 0.077   2017/03/17 0.010   2017/04/13 243,750,000 12,683,927 0.196   2016/11/28 0.022   2016/12/30
15035 J P Morgan SP BV - China Vanke European Warrants Oct 2017 A HKD 0.186   0.097   0.150   326,894,000 47,914,889 N/A 0.186   2017/06/26 0.091   2017/05/24 435,158,000 60,881,273 -   - -   -
15528 J P Morgan SP BV - CITIC Bank European Warrants Dec 2017 A HKD 0.212   0.140   0.146   110,828,000 18,797,986 N/A 0.219   2017/05/29 0.140   2017/06/21 174,038,000 30,378,409 -   - -   -
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD -   -   0.010   0 0 5,580,092 0.237   2017/02/23 0.010   2017/05/26 249,995,000 33,480,550 0.242   2016/11/23 0.081   2016/12/28
28255 J P Morgan SP BV - CITIC Bank European Warrants Nov 2017 A HKD -   -   0.053   0 0 N/A 0.280   2017/02/23 0.085   2017/04/26 152,394,000 28,249,383 -   - -   -
13267 J P Morgan SP BV - CITIC Bank European Warrants Sep 2017 A HKD 0.028   0.028   0.013   600,000 16,800 N/A 0.124   2017/04/03 0.010   2017/05/18 72,134,000 4,876,021 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.081   0.050   0.051   313,218,000 20,815,154 6,907,883 0.085   2017/02/15 0.031   2017/04/19 649,181,000 41,447,299 0.176   2016/03/17 0.056   2016/12/23
11259 J P Morgan SP BV - CITIC Sec European Warrants Dec 2017 A HKD 0.075   0.049   0.065   1,478,455,000 91,847,835 N/A 0.160   2017/03/16 0.049   2017/06/15 4,722,745,000 357,197,810 -   - -   -
14769 J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A HKD 0.010   0.010   0.010   100,000 1,000 28,829,021 0.088   2017/02/17 0.010   2017/06/09 3,984,950,000 172,974,125 0.136   2016/12/02 0.056   2016/12/23
24581 J P Morgan SP BV - CKH European Put Warrants Jun 2017 B HKD -   -   0.014   0 0 N/A 0.192   2017/01/25 0.014   2017/04/24 158,245,000 14,956,230 -   - -   -
12103 J P Morgan SP BV - CKH European Put Warrants Oct 2017 A HKD 0.159   0.125   0.132   8,980,000 1,242,370 N/A 0.455   2017/04/20 0.120   2017/05/25 250,310,000 74,253,875 -   - -   -
28260 J P Morgan SP BV - CKH European Warrants Aug 2017 A HKD 0.500   0.228   0.231   45,945,000 14,819,465 N/A 0.580   2017/05/25 0.200   2017/04/21 322,510,000 107,340,945 -   - -   -
15660 J P Morgan SP BV - CKH European Warrants Dec 2017 A HKD 0.450   0.275   0.275   12,695,000 4,383,550 N/A 0.485   2017/05/25 0.275   2017/06/30 52,335,000 21,072,000 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD 0.246   0.246   0.246   250,000 61,500 13,917 0.246   2017/06/21 0.220   2017/03/28 350,000 83,500 0.330   2016/09/05 0.130   2016/07/06
14089 J P Morgan SP BV - CKH European Warrants Jun 2017 A HKD -   -   0.014   0 0 13,351,200 0.146   2017/01/11 0.010   2017/05/26 837,690,000 80,107,200 0.395   2016/11/09 0.078   2016/12/23
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.130   0.097   0.098   12,130,000 1,323,280 17,006,748 0.137   2017/05/25 0.071   2017/01/17 1,170,280,000 102,040,490 0.167   2016/09/05 0.066   2016/07/08
18875 J P Morgan SP BV - CKI Holdings European Warrants Aug 2017 A HKD 0.285   0.092   0.092   57,840,000 9,427,550 N/A 0.330   2017/05/16 0.092   2017/06/30 374,950,000 72,781,380 -   - -   -
13271 J P Morgan SP BV - CKI Holdings European Warrants Dec 2017 A HKD 0.470   0.315   0.315   10,650,000 3,983,550 N/A 0.490   2017/05/17 0.233   2017/04/03 27,610,000 9,504,090 -   - -   -
19928 J P Morgan SP BV - CKP European Warrants Aug 2017 A HKD 0.770   0.480   0.710   3,180,000 2,008,275 N/A 0.770   2017/06/07 0.162   2017/03/09 485,145,000 117,424,935 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.034   0.024   0.028   8,850,000 275,200 100,550 0.034   2017/06/07 0.014   2017/03/31 26,250,000 603,300 0.060   2016/07/28 0.014   2016/12/23
14697 J P Morgan SP BV - CKP European Warrants Sep 2017 A HKD 0.425   0.265   0.390   13,545,000 4,713,250 N/A 0.425   2017/06/21 0.159   2017/04/27 293,400,000 64,773,010 -   - -   -
27809 J P Morgan SP BV - CM Bank European Warrants Apr 2018 A HKD 0.330   0.270   0.335   2,620,000 782,625 N/A 0.335   2017/05/31 0.121   2017/05/08 418,810,000 80,324,780 -   - -   -
16301 J P Morgan SP BV - CM Bank European Warrants Aug 2018 A HKD 0.221   0.131   0.201   237,840,000 43,820,095 N/A 0.221   2017/06/29 0.131   2017/06/16 237,840,000 43,820,095 -   - -   -
11716 J P Morgan SP BV - CM Bank European Warrants Jun 2017 A HKD -   -   0.375   0 0 6,150,977 0.350   2017/05/25 0.050   2017/05/05 249,825,000 36,905,860 0.241   2016/09/07 0.060   2016/12/23
15526 J P Morgan SP BV - CNBM European Warrants Dec 2017 A HKD 0.360   0.192   0.270   209,088,000 50,848,518 N/A 0.370   2017/05/15 0.192   2017/06/23 250,468,000 62,010,378 -   - -   -
14320 J P Morgan SP BV - CNBM European Warrants Jun 2017 A HKD -   -   0.010   0 0 6,781,421 0.930   2017/02/23 0.012   2017/05/22 99,730,000 40,688,528 0.320   2016/11/28 0.152   2016/12/23
28432 J P Morgan SP BV - CNBM European Warrants Sep 2017 A HKD 0.049   0.010   0.025   7,050,000 181,194 N/A 0.485   2017/03/02 0.010   2017/06/29 359,014,000 93,612,732 -   - -   -
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.059   0.053   0.051   130,000 7,430 2,117 0.062   2017/01/20 0.046   2017/04/10 220,000 12,700 0.180   2016/02/12 0.062   2016/12/08
14924 J P Morgan SP BV - CNOOC European Put Warrants May 2018 B HKD -   -   0.221   0 0 3,037,858 0.235   2017/03/10 0.170   2017/01/18 92,020,000 18,227,150 0.196   2016/12/29 0.158   2016/12/14
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.064   0.051   0.056   1,364,780,000 77,336,110 56,936,433 0.088   2017/03/10 0.044   2017/04/07 5,945,300,000 341,618,600 0.171   2016/05/24 0.056   2016/12/14
25771 J P Morgan SP BV - CNOOC European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.280   2017/02/02 0.010   2017/05/10 1,001,234,000 179,824,226 -   - -   -
29482 J P Morgan SP BV - CNOOC European Warrants Aug 2017 B HKD 0.023   0.010   0.010   24,203,000 269,620 N/A 0.224   2017/04/07 0.010   2017/06/14 2,844,252,000 435,680,467 -   - -   -
16092 J P Morgan SP BV - CNOOC European Warrants Dec 2017 A HKD 0.191   0.088   0.093   647,027,000 85,848,138 N/A 0.245   2017/05/25 0.088   2017/06/30 661,135,000 88,877,551 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.192   0.185   0.178   150,000 28,450 180,678 0.245   2017/04/07 0.185   2017/06/20 4,890,000 1,084,070 0.390   2016/10/20 0.112   2016/01/21
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.100   0.082   0.077   240,000 20,400 6,870,537 0.212   2017/01/06 0.082   2017/06/27 287,710,000 41,223,220 0.285   2016/10/24 0.068   2016/01/21
19770 J P Morgan SP BV - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 2,164,950 0.052   2017/01/06 0.010   2017/03/24 461,190,000 12,989,700 0.113   2016/04/22 0.024   2016/01/21
14770 J P Morgan SP BV - CNOOC European Warrants May 2018 A HKD 0.039   0.028   0.029   49,450,000 1,806,930 89,017,448 0.128   2017/01/18 0.028   2017/06/28 9,836,060,000 534,104,690 0.125   2016/12/21 0.105   2016/12/28
11254 J P Morgan SP BV - CNOOC European Warrants Oct 2017 A HKD 0.205   0.041   0.050   571,074,000 74,975,920 N/A 0.630   2017/04/07 0.041   2017/06/30 1,625,674,000 388,123,181 -   - -   -
28097 J P Morgan SP BV - COSCO Sh Hold European Warrants Sep 2017A HKD 0.173   0.097   0.145   51,514,500 7,585,420 N/A 0.570   2017/02/23 0.097   2017/06/30 210,921,500 43,587,493 -   - -   -
28112 J P Morgan SP BV - COSCO Ship Port Euro Wts Dec 2018 A HKD -   -   0.181   0 0 N/A 0.217   2017/02/24 0.165   2017/05/22 1,180,000 208,100 -   - -   -
16609 J P Morgan SP BV - Country Garden European Warrants Dec 18 A HKD 0.213   0.153   0.171   198,050,000 35,219,810 N/A 0.213   2017/06/13 0.153   2017/06/23 198,050,000 35,219,810 -   - -   -
28086 J P Morgan SP BV - Country Garden European Warrants Oct 17 A HKD 3.790   2.380   2.780   443,000 1,324,640 N/A 3.790   2017/06/07 0.345   2017/02/17 38,281,000 31,520,825 -   - -   -
11612 J P Morgan SP BV - Country Garden European Warrants Oct 17 B HKD 2.370   1.040   1.490   11,152,000 20,084,460 N/A 2.370   2017/06/06 0.320   2017/03/20 90,500,000 80,696,350 -   - -   -
27122 J P Morgan SP BV - CPIC European Warrants Oct 2017 A HKD 0.209   0.121   0.185   152,626,000 26,742,400 N/A 0.260   2017/02/13 0.119   2017/04/18 327,674,000 58,840,294 -   - -   -
25175 J P Morgan SP BV - CRPH European Warrants Feb 2018 A HKD 0.129   0.095   0.083   11,225,000 1,174,265 N/A 0.236   2017/02/03 0.095   2017/06/21 52,345,000 7,603,250 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.093   0.078   0.082   680,334,000 57,991,289 25,397,469 0.172   2017/01/23 0.078   2017/06/21 1,476,588,000 152,384,815 0.440   2016/01/08 0.139   2016/12/23
28113 J P Morgan SP BV - CSDC European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.148   2017/02/23 0.010   2017/05/26 123,815,000 10,090,803 -   - -   -
13373 J P Morgan SP BV - CSDC European Warrants Jan 2018 A HKD 0.156   0.156   0.155   30,000 4,680 N/A 0.156   2017/06/30 0.156   2017/06/30 30,000 4,680 -   - -   -
14092 J P Morgan SP BV - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.740   0.295   0.660   37,372,800 16,573,360 N/A 0.740   2017/06/29 0.083   2017/05/09 248,628,400 47,794,219 -   - -   -
16418 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.430   0.290   0.425   89,802,800 36,825,471 N/A 0.430   2017/06/29 0.290   2017/06/06 89,802,800 36,825,471 -   - -   -
14858 J P Morgan SP BV - CSOP A50 ETF European Warrants Jun 2017 A HKD -   -   0.013   0 0 19,502 0.108   2017/01/18 0.047   2017/03/03 1,430,000 117,010 0.207   2016/12/09 0.099   2016/12/23
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD 0.196   0.165   0.197   91,826,000 16,635,128 2,772,695 0.196   2017/06/30 0.130   2017/03/16 91,834,000 16,636,168 0.235   2016/01/07 0.150   2016/02/26
28426 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.440   0.220   0.400   538,660,800 172,005,844 N/A 0.440   2017/06/12 0.070   2017/05/04 832,011,200 239,879,427 -   - -   -
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.156   0.134   0.161   600,000 82,600 235,980 0.156   2017/06/28 0.091   2017/04/11 11,460,000 1,415,880 0.153   2016/09/07 0.129   2016/11/03
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.085   0.037   0.046   763,940,000 39,606,880 14,068,930 0.091   2017/02/24 0.031   2017/05/04 1,702,060,000 84,413,580 0.144   2016/09/07 0.042   2016/12/29
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD -   -   0.013   100,000 3,000 1,399,318 0.088   2017/02/27 0.016   2017/04/26 148,102,000 8,395,905 0.300   2016/02/23 0.063   2016/12/29
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 1.130   0.670   0.750   9,280,000 8,614,100 18,161,600 1.130   2017/06/06 0.045   2017/01/03 1,009,670,000 108,969,600 0.122   2016/10/04 0.040   2016/12/28
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD 1.100   0.720   0.760   13,290,000 12,128,800 28,523,185 1.100   2017/06/06 0.017   2017/01/18 946,650,000 171,139,110 0.340   2016/01/04 0.018   2016/12/29
11098 J P Morgan SP BV - Evergrande European Warrants Sep 2017 A HKD 10.120   6.440   6.800   1,209,000 10,209,600 N/A 10.120   2017/06/07 0.375   2017/03/27 259,747,000 238,347,620 -   - -   -
14879 J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A HKD 0.116   0.042   0.059   533,765,000 37,060,680 17,044,793 0.179   2017/02/09 0.042   2017/06/22 1,368,045,000 102,268,755 0.161   2016/12/07 0.125   2016/12/19
29880 J P Morgan SP BV - Foxconn European Warrants Dec 2017 A HKD 0.081   0.051   0.057   52,000 3,457 N/A 0.290   2017/03/13 0.051   2017/06/16 22,790,000 4,010,252 -   - -   -
25168 J P Morgan SP BV - Foxconn European Warrants Oct 2017 A HKD 0.159   0.100   0.104   51,820,000 6,851,146 N/A 0.660   2017/03/08 0.100   2017/06/16 156,948,000 33,452,651 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.335   0.230   0.305   7,420,000 2,125,500 11,540,623 0.375   2017/03/14 0.105   2017/01/05 294,880,000 69,243,740 0.310   2016/09/09 0.101   2016/12/29
13137 J P Morgan SP BV - GAC European Warrants Dec 2017 A HKD 0.181   0.102   0.131   888,640,000 128,684,000 N/A 0.181   2017/06/13 0.091   2017/04/18 3,316,680,000 413,535,400 -   - -   -
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD -   -   0.580   0 0 226,493 0.490   2017/05/05 0.249   2017/01/05 3,920,000 1,358,960 0.370   2016/10/13 0.173   2016/02/25
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD -   -   0.010   0 0 27,565,985 0.380   2017/01/03 0.013   2017/05/04 1,059,830,000 165,395,910 0.390   2016/12/28 0.200   2016/12/01
14944 J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 A HKD 0.128   0.079   0.071   19,700,000 2,108,630 N/A 0.255   2017/05/09 0.079   2017/06/08 78,510,000 15,005,610 -   - -   -
16709 J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 D HKD 0.340   0.275   0.315   7,100,000 2,195,600 N/A 0.340   2017/06/28 0.275   2017/06/26 7,100,000 2,195,600 -   - -   -
13858 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 B HKD -   -   0.010   0 0 1,775,470 0.176   2017/01/03 0.010   2017/03/15 155,130,000 10,652,820 0.355   2016/10/24 0.076   2016/12/01
14672 J P Morgan SP BV - Galaxy Ent European Put Wts Jun 2017 D HKD -   -   0.010   0 0 46,290,963 0.490   2017/01/03 0.010   2017/05/17 1,337,300,000 277,745,780 0.500   2016/12/28 0.260   2016/12/01
13370 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2017 B HKD 0.207   0.089   0.111   373,680,000 44,515,830 N/A 0.435   2017/05/05 0.089   2017/06/26 573,690,000 117,515,760 -   - -   -
29480 J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2017 A HKD 0.082   0.026   0.034   431,990,000 23,539,800 N/A 0.380   2017/03/09 0.026   2017/06/26 1,048,660,000 125,953,510 -   - -   -
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.425   0.156   0.260   301,350,000 79,979,970 71,341,995 0.425   2017/06/20 0.049   2017/05/22 2,487,620,000 428,051,970 0.315   2016/12/01 0.092   2016/12/28
23327 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 C HKD 0.890   0.630   0.810   170,000 132,200 N/A 0.890   2017/06/14 0.160   2017/02/08 1,879,410,000 519,917,560 -   - -   -
15345 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 B HKD 0.530   0.350   0.465   25,130,000 12,110,400 N/A 0.530   2017/06/26 0.175   2017/05/18 131,640,000 35,027,330 -   - -   -
16474 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 C HKD 0.280   0.178   0.193   267,890,000 60,447,190 N/A 0.280   2017/06/20 0.178   2017/06/28 267,890,000 60,447,190 -   - -   -
13262 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 A HKD -   -   0.830   0 0 7,723,820 0.860   2017/03/30 0.242   2017/02/08 122,750,000 46,342,920 0.690   2016/12/01 0.169   2016/09/27
14526 J P Morgan SP BV - Galaxy Ent European Warrants Jun 2017 C HKD 0.760   0.360   0.660   5,910,000 2,647,900 51,956,350 0.760   2017/06/13 0.090   2017/02/08 1,745,230,000 311,738,100 0.395   2016/12/01 0.121   2016/12/28
29465 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2017 A HKD 0.440   0.233   0.305   281,800,000 96,941,100 N/A 0.440   2017/06/20 0.105   2017/05/18 1,965,380,000 424,585,900 -   - -   -
16269 J P Morgan SP BV - Galaxy Ent European Warrants Sep 2017 A HKD 0.530   0.285   0.390   185,110,000 76,626,650 N/A 0.530   2017/06/20 0.285   2017/06/07 203,470,000 82,772,800 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD -   -   0.010   0 0 405,009 0.068   2017/02/15 0.010   2017/04/21 55,400,000 2,430,055 0.096   2016/11/07 0.043   2016/12/30
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.030   0.010   0.025   5,280,000 91,425 4,848,467 0.120   2017/02/15 0.010   2017/06/07 377,113,000 29,090,800 0.146   2016/12/01 0.081   2016/12/28
15959 J P Morgan SP BV - GCL-Poly European Warrants Sep 2018 A HKD 0.112   0.073   0.111   17,669,000 1,686,849 N/A 0.137   2017/05/22 0.073   2017/06/15 18,419,000 1,768,760 -   - -   -
28429 J P Morgan SP BV - Geely Auto European Put Warrants Apr 18 B HKD 0.112   0.048   0.048   12,900,000 1,139,750 N/A 0.198   2017/04/11 0.048   2017/06/29 276,200,000 47,217,850 -   - -   -
11473 J P Morgan SP BV - Geely Auto European Put Warrants Dec 17 B HKD 0.109   0.028   0.029   983,050,000 66,511,200 N/A 0.217   2017/04/11 0.028   2017/06/29 1,115,950,000 89,583,450 -   - -   -
16711 J P Morgan SP BV - Geely Auto European Put Warrants Mar 18 B HKD 0.204   0.166   0.174   61,300,000 11,708,500 N/A 0.204   2017/06/28 0.166   2017/06/29 61,300,000 11,708,500 -   - -   -
25419 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 A HKD 0.640   0.460   0.810   750,000 403,250 N/A 0.640   2017/06/14 0.255   2017/02/07 2,611,950,000 836,799,250 -   - -   -
16736 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 C HKD 0.330   0.183   0.305   13,300,000 3,093,500 N/A 0.330   2017/06/29 0.183   2017/06/16 13,300,000 3,093,500 -   - -   -
28771 J P Morgan SP BV - Geely Auto European Warrants Dec 2017 A HKD 0.510   0.305   0.610   40,250,000 16,793,250 N/A 0.510   2017/06/27 0.148   2017/05/04 1,054,650,000 237,910,500 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.830   0.480   0.810   6,200,000 4,081,250 59,200,200 0.830   2017/06/30 0.134   2017/01/03 1,895,200,000 355,201,200 0.198   2016/11/01 0.117   2016/12/23
25217 J P Morgan SP BV - Geely Auto European Warrants Jul 2017 A HKD 6.200   2.140   5.900   8,715,000 25,218,450 N/A 6.200   2017/06/29 0.670   2017/02/02 400,420,000 475,271,050 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD -   -   0.930   0 0 26,271,653 0.550   2017/05/31 0.161   2017/01/03 661,310,000 157,629,915 0.220   2016/12/09 0.140   2016/12/23
16455 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 B HKD 0.420   0.186   0.390   1,343,700,000 397,349,750 N/A 0.420   2017/06/29 0.186   2017/06/07 1,343,700,000 397,349,750 -   - -   -
11466 J P Morgan SP BV - Geely Auto European Warrants Mar 2018 A HKD 0.500   0.218   0.455   1,350,100,000 455,641,550 N/A 0.500   2017/06/29 0.110   2017/05/04 1,874,950,000 546,115,800 -   - -   -
24604 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 A HKD 0.660   0.660   0.860   50,000 33,000 N/A 0.660   2017/06/14 0.185   2017/02/02 513,225,000 106,366,390 -   - -   -
27135 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 B HKD 4.650   1.360   4.200   77,855,000 184,103,150 N/A 4.650   2017/06/29 0.490   2017/05/04 716,610,000 899,221,625 -   - -   -
27127 J P Morgan SP BV - Geely Auto European Warrants Sep 2018 A HKD 0.490   0.415   0.670   350,000 154,000 N/A 0.490   2017/06/05 0.236   2017/02/13 2,728,950,000 800,975,750 -   - -   -
20028 J P Morgan SP BV - GF Sec European Warrants Jun 2017 A HKD -   -   0.013   0 0 N/A 0.189   2017/02/17 0.062   2017/04/11 40,402,000 6,009,916 -   - -   -
25099 J P Morgan SP BV - GJ Int'l European Warrants Dec 2017A HKD 0.360   0.244   0.255   468,000 129,180 N/A 0.720   2017/02/17 0.244   2017/06/16 58,624,000 31,121,182 -   - -   -
14808 J P Morgan SP BV - Goldwind European Warrants Jun 2017 A HKD -   -   0.015   0 0 836,708 0.161   2017/01/04 0.057   2017/03/24 41,060,000 5,020,248 0.169   2016/12/30 0.128   2016/12/06
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.460   0.350   0.350   925,000 360,275 1,479,067 0.460   2017/06/13 0.207   2017/01/03 35,355,000 8,874,400 0.375   2016/10/25 0.165   2016/02/12
29014 J P Morgan SP BV - Greatwall Motor European Wts Oct 2018 A HKD 0.265   0.115   0.168   243,190,000 47,476,150 N/A 0.265   2017/06/13 0.093   2017/05/09 2,727,745,000 410,990,330 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.228   0.039   0.090   639,545,000 62,377,995 96,020,078 0.228   2017/06/13 0.027   2017/05/08 8,054,045,000 576,120,470 0.091   2016/12/08 0.058   2016/12/23
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 12,794,379 0.105   2017/02/17 0.010   2017/05/15 1,213,328,000 76,766,276 0.155   2016/11/30 0.066   2016/12/28
15593 J P Morgan SP BV - Haitong Sec European Warrants Aug 2018 A HKD 0.126   0.098   0.101   4,040,000 440,616 N/A 0.135   2017/05/26 0.098   2017/06/28 5,268,000 594,712 -   - -   -
16905 J P Morgan SP BV - Haitong Sec European Warrants Nov 2017 A HKD 0.046   0.024   0.027   1,520,784,000 44,657,892 N/A 0.201   2017/02/17 0.024   2017/06/29 3,271,508,000 145,735,144 -   - -   -
13036 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2018 A HKD 0.242   0.106   0.111   100,130,000 19,085,980 N/A 0.242   2017/06/07 0.106   2017/06/30 212,000,000 38,669,880 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD 0.355   0.086   0.086   15,350,000 3,763,330 12,250,372 0.355   2017/06/06 0.086   2017/06/27 413,960,000 73,502,230 0.201   2016/11/23 0.095   2016/12/29
15658 J P Morgan SP BV - HKEX European Put Wts Dec 2017 B HKD 0.077   0.050   0.057   377,660,000 22,855,960 N/A 0.077   2017/06/16 0.050   2017/06/29 377,660,000 22,855,960 -   - -   -
13285 J P Morgan SP BV - HKEX European Put Wts Jun 2017 A HKD -   -   0.043   0 0 3,606,497 0.230   2017/01/03 0.043   2017/05/25 175,820,000 21,638,980 0.250   2016/12/28 0.138   2016/11/28
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.016   0.013   0.013   410,000 6,130 29,905,342 0.119   2017/01/03 0.013   2017/06/21 3,060,370,000 179,432,050 0.234   2016/06/21 0.079   2016/09/09
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.064   0.030   0.038   3,689,430,000 162,677,010 79,715,245 0.219   2017/01/03 0.030   2017/06/29 7,214,730,000 478,291,470 0.247   2016/12/28 0.151   2016/11/28
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.035   0.010   0.014   103,310,000 1,848,420 556,654,513 0.087   2017/02/16 0.010   2017/06/29 98,904,250,000 3,339,927,080 0.221   2016/09/22 0.039   2016/12/28
16062 J P Morgan SP BV - HKEX European Warrants Aug 2017 B HKD 0.217   0.172   0.189   4,800,000 952,150 N/A 0.242   2017/02/16 0.115   2017/01/25 148,810,000 23,633,710 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.024   0.015   0.020   8,370,000 167,710 51,117 0.039   2017/01/03 0.015   2017/06/29 13,670,000 306,700 0.185   2016/01/04 0.034   2016/12/20
15288 J P Morgan SP BV - HKEX European Warrants Dec 2017 A HKD 0.119   0.061   0.083   3,483,680,000 245,998,700 479,145,928 0.170   2017/02/16 0.055   2017/05/24 40,686,040,000 2,874,875,570 0.117   2016/12/30 0.095   2016/12/28
15432 J P Morgan SP BV - HKEX European Warrants Feb 2018 A HKD 0.200   0.143   0.154   77,180,000 13,075,370 N/A 0.200   2017/06/05 0.143   2017/06/28 77,180,000 13,075,370 -   - -   -
15025 J P Morgan SP BV - HKEX European Warrants Jul 2017 A HKD 0.115   0.040   0.053   835,020,000 63,364,670 1,040,612,397 0.154   2017/02/16 0.028   2017/05/08 98,773,550,000 6,243,674,380 0.136   2016/12/12 0.072   2016/12/28
15554 J P Morgan SP BV - HKEX European Warrants Jun 2017 B HKD 0.130   0.041   0.070   101,240,000 8,629,360 142,829,050 0.158   2017/02/16 0.035   2017/05/08 11,966,690,000 856,974,300 -   - -   -
26922 J P Morgan SP BV - HKEX European Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.870   2017/02/16 0.010   2017/05/19 237,627,000 70,499,484 -   - -   -
28548 J P Morgan SP BV - HKEX European Warrants Jun 2017 D HKD 0.062   0.010   0.010   2,917,000 71,416 N/A 0.410   2017/02/22 0.010   2017/06/12 264,054,000 61,707,027 -   - -   -
27543 J P Morgan SP BV - HKEX European Warrants Jun 2018 A HKD 0.149   0.104   0.113   3,592,690,000 423,072,320 N/A 0.188   2017/02/16 0.102   2017/05/08 3,815,360,000 451,664,310 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.140   0.089   0.102   37,002,050,000 3,919,317,280 657,443,500 0.187   2017/02/16 0.089   2017/06/16 37,190,790,000 3,944,661,000 0.280   2016/10/11 0.110   2016/12/28
16491 J P Morgan SP BV - HKEX European Warrants Nov 2017 A HKD 0.670   0.420   0.455   4,982,000 2,414,325 N/A 0.670   2017/06/09 0.420   2017/06/28 4,982,000 2,414,325 -   - -   -
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.052   0.024   0.026   6,063,640,000 254,654,850 83,315,733 0.089   2017/02/16 0.024   2017/06/28 9,306,810,000 499,894,400 0.186   2016/10/11 0.044   2016/12/28
15764 J P Morgan SP BV - HKEX European Warrants Oct 2017 D HKD 0.465   0.201   0.250   32,552,000 8,163,014 N/A 0.465   2017/06/05 0.193   2017/05/25 128,368,000 29,515,219 -   - -   -
15031 J P Morgan SP BV - HKEX European Warrants Sep 2017 A HKD 0.051   0.021   0.027   68,430,000 2,549,620 1,305,193,570 0.108   2017/02/16 0.017   2017/05/08 119,216,350,000 7,831,161,420 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.071   0.067   0.063   950,000 66,850 1,032,473 0.139   2017/02/02 0.067   2017/06/13 56,790,000 6,194,840 0.260   2016/07/19 0.090   2016/12/22
15804 J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A HKD 0.265   0.265   0.265   1,000,000 265,000 456,983 0.300   2017/01/16 0.242   2017/01/04 9,840,000 2,741,900 0.246   2016/12/30 0.245   2016/12/30
24844 J P Morgan SP BV - HS Bank European Warrants Aug 2017 A HKD 0.530   0.161   0.214   82,278,000 18,720,839 N/A 0.760   2017/02/17 0.161   2017/06/28 166,370,000 68,681,629 -   - -   -
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.024   0.016   0.015   319,020,000 6,224,100 3,617,900 0.037   2017/02/24 0.016   2017/06/29 941,140,000 21,707,400 0.038   2016/04/21 0.019   2016/05/13
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.107   0.104   0.105   180,000 18,780 5,973,177 0.140   2017/03/21 0.089   2017/05/05 373,920,000 35,839,060 0.135   2016/09/09 0.052   2016/02/12
15343 J P Morgan SP BV - HSBC European Put Warrants Dec 2017 C HKD 0.108   0.028   0.035   40,592,000 3,356,292 N/A 0.146   2017/05/10 0.028   2017/06/30 78,788,000 7,988,832 -   - -   -
16268 J P Morgan SP BV - HSBC European Put Warrants Jan 2018 A HKD 0.345   0.128   0.164   872,032,000 240,366,140 N/A 0.355   2017/05/31 0.128   2017/06/30 872,040,000 240,368,960 -   - -   -
15079 J P Morgan SP BV - HSBC European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 153,208,799 0.365   2017/01/03 0.010   2017/05/31 6,667,960,000 919,252,792 0.410   2016/12/28 0.270   2016/12/14
24528 J P Morgan SP BV - HSBC European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 N/A 0.135   2017/01/25 0.015   2017/04/25 14,637,024,000 973,501,104 -   - -   -
28095 J P Morgan SP BV - HSBC European Put Warrants Sep 2017 B HKD 0.072   0.011   0.013   431,884,000 20,870,156 N/A 0.440   2017/02/28 0.011   2017/06/30 2,638,924,000 694,582,456 -   - -   -
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.570   0.097   0.415   520,444,000 90,946,048 469,499,177 0.570   2017/06/30 0.044   2017/04/24 28,840,360,000 2,816,995,064 0.330   2016/12/08 0.081   2016/11/09
28926 J P Morgan SP BV - HSBC European Warrants Dec 2017 A HKD 0.170   0.058   0.146   906,268,000 124,223,364 N/A 0.170   2017/06/30 0.058   2017/06/21 912,732,000 124,712,080 -   - -   -
15136 J P Morgan SP BV - HSBC European Warrants Dec 2017 B HKD 0.540   0.280   0.540   19,872,000 7,915,260 N/A 0.540   2017/06/30 0.255   2017/05/09 27,344,000 10,156,460 -   - -   -
16730 J P Morgan SP BV - HSBC European Warrants Dec 2017 D HKD 0.460   0.201   0.400   81,960,000 25,473,696 N/A 0.460   2017/06/30 0.201   2017/06/21 81,960,000 25,473,696 -   - -   -
16601 J P Morgan SP BV - HSBC European Warrants Jan 2018 B HKD 0.345   0.140   0.290   285,776,000 64,838,588 N/A 0.345   2017/06/30 0.140   2017/06/21 285,776,000 64,838,588 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD 0.600   0.490   0.550   2,024,000 1,056,280 34,616,289 0.600   2017/06/06 0.139   2017/04/24 1,216,884,000 207,697,736 0.550   2016/12/08 0.129   2016/08/16
28094 J P Morgan SP BV - HSBC European Warrants Jul 2017 C HKD 0.032   0.010   0.010   16,648,000 390,712 N/A 0.179   2017/02/21 0.010   2017/06/19 23,148,260,000 1,759,155,872 -   - -   -
15746 J P Morgan SP BV - HSBC European Warrants Jun 2017 A HKD 0.010   0.010   0.010   20,000 200 469,794,211 0.193   2017/02/20 0.010   2017/06/02 22,567,728,000 2,818,765,268 0.117   2016/12/30 0.110   2016/12/30
29086 J P Morgan SP BV - HSBC European Warrants Jun 2017 C HKD -   -   0.074   0 0 N/A 0.163   2017/05/16 0.017   2017/04/19 56,925,612,000 4,423,793,820 -   - -   -
15167 J P Morgan SP BV - HSBC European Warrants Nov 2017 A HKD 0.150   0.047   0.119   2,985,940,000 239,509,968 40,593,930 0.150   2017/06/30 0.044   2017/04/24 3,025,076,000 243,563,580 0.105   2016/12/20 0.088   2016/12/28
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.300   0.060   0.222   8,211,388,000 893,792,004 928,524,574 0.300   2017/06/30 0.050   2017/04/20 45,641,916,000 5,571,147,444 0.280   2016/12/08 0.124   2016/11/30
13259 J P Morgan SP BV - HSBC European Warrants Oct 2017 B HKD 0.810   0.335   0.750   12,556,000 4,915,720 N/A 0.810   2017/06/30 0.154   2017/04/20 6,279,732,000 1,281,815,548 -   - -   -
15140 J P Morgan SP BV - HSBC European Warrants Sep 2017 A HKD 0.153   0.027   0.120   4,546,660,000 354,580,876 342,321,584 0.158   2017/02/20 0.023   2017/04/24 17,402,832,000 2,053,929,504 0.101   2016/12/20 0.093   2016/12/23
16300 J P Morgan SP BV - HSBC European Warrants Sep 2017 C HKD 0.385   0.079   0.285   23,991,100,000 2,567,617,784 N/A 0.385   2017/06/30 0.079   2017/06/21 23,991,100,000 2,567,617,784 -   - -   -
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD 0.020   0.010   0.010   3,440,000 54,560 66,749,168 0.183   2017/01/03 0.010   2017/06/30 6,569,020,000 400,495,010 0.221   2016/11/14 0.138   2016/11/30
27598 J P Morgan SP BV - HSCEI European Put Warrants Dec 2017 A HKD 0.082   0.072   0.075   690,000 52,530 N/A 0.169   2017/04/19 0.072   2017/06/29 18,860,000 2,568,950 -   - -   -
11099 J P Morgan SP BV - HSCEI European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 27,508,987 0.055   2017/01/03 0.010   2017/02/24 4,463,630,000 165,053,920 0.089   2016/11/09 0.038   2016/12/08
16330 J P Morgan SP BV - HSCEI European Put Warrants Nov 2017 A HKD 0.166   0.141   0.145   4,180,000 641,410 N/A 0.166   2017/06/21 0.141   2017/06/02 4,180,000 641,410 -   - -   -
28535 J P Morgan SP BV - HSCEI European Put Warrants Sep 2017 B HKD 0.080   0.048   0.054   2,531,310,000 153,780,620 N/A 0.169   2017/03/10 0.048   2017/06/29 4,300,010,000 324,915,240 -   - -   -
28531 J P Morgan SP BV - HSCEI European Wts Dec 2017 B HKD 0.095   0.056   0.058   2,307,220,000 160,852,130 N/A 0.138   2017/02/22 0.056   2017/06/30 2,370,760,000 166,763,460 -   - -   -
27696 J P Morgan SP BV - HSCEI European Wts Jun 2017 A HKD 0.147   0.072   0.095   52,030,000 6,143,680 128,076,680 0.180   2017/03/21 0.044   2017/05/05 7,838,520,000 768,460,080 0.231   2016/09/09 0.058   2016/12/23
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.106   0.062   0.065   27,330,000 2,368,570 100,625,552 0.162   2017/02/23 0.045   2017/05/05 5,423,030,000 603,753,310 0.201   2016/09/22 0.070   2016/12/29
27576 J P Morgan SP BV - HSI European Put Warrants Aug 2017 B HKD 0.014   0.010   0.010   100,260,000 1,060,280 N/A 0.140   2017/03/10 0.010   2017/06/29 26,917,660,000 2,156,243,760 -   - -   -
28529 J P Morgan SP BV - HSI European Put Warrants Aug 2017 D HKD 0.040   0.015   0.019   1,306,910,000 34,588,050 N/A 0.196   2017/02/23 0.015   2017/06/29 12,467,590,000 665,018,310 -   - -   -
14954 J P Morgan SP BV - HSI European Put Warrants Dec 2017 B HKD 0.058   0.049   0.045   520,000 26,710 N/A 0.090   2017/05/09 0.049   2017/06/12 740,000 40,500 -   - -   -
15767 J P Morgan SP BV - HSI European Put Warrants Dec 2017 D HKD 0.086   0.062   0.068   18,468,300,000 1,329,686,240 N/A 0.116   2017/05/17 0.062   2017/06/29 21,467,950,000 1,600,013,120 -   - -   -
16203 J P Morgan SP BV - HSI European Put Warrants Dec 2017 E HKD 0.136   0.105   0.113   9,350,470,000 1,115,833,910 N/A 0.136   2017/06/15 0.105   2017/06/29 9,350,470,000 1,115,833,910 -   - -   -
16614 J P Morgan SP BV - HSI European Put Warrants Feb 2018 B HKD 0.117   0.116   0.116   20,000 2,330 N/A 0.117   2017/06/30 0.116   2017/06/30 20,000 2,330 -   - -   -
16329 J P Morgan SP BV - HSI European Put Warrants Jan 2018 C HKD 0.165   0.135   0.143   5,860,000 873,710 N/A 0.165   2017/06/15 0.135   2017/06/29 5,860,000 873,710 -   - -   -
16610 J P Morgan SP BV - HSI European Put Warrants Jan 2018 D HKD 0.112   0.111   0.111   20,000 2,230 N/A 0.112   2017/06/30 0.111   2017/06/30 20,000 2,230 -   - -   -
16102 J P Morgan SP BV - HSI European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.097   2017/01/10 0.011   2017/04/27 5,588,830,000 420,442,280 -   - -   -
22877 J P Morgan SP BV - HSI European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.124   2017/01/18 0.010   2017/05/31 30,671,720,000 1,427,706,700 -   - -   -
15797 J P Morgan SP BV - HSI European Put Warrants Jun 2017 E HKD -   -   0.010   0 0 119,433,800 0.113   2017/01/09 0.010   2017/04/27 13,173,350,000 716,602,800 -   - -   -
21604 J P Morgan SP BV - HSI European Put Warrants Jun 2017 F HKD -   -   0.011   0 0 N/A 0.083   2017/01/17 0.011   2017/04/05 15,680,000 195,320 -   - -   -
24592 J P Morgan SP BV - HSI European Put Warrants Jun 2017 G HKD 0.010   0.010   0.010   10,000 100 N/A 0.108   2017/02/01 0.010   2017/06/12 33,270,100,000 2,008,294,750 -   - -   -
16328 J P Morgan SP BV - HSI European Put Warrants Mar 2018 B HKD 0.104   0.104   0.094   20,000 2,080 N/A 0.104   2017/06/07 0.104   2017/06/07 20,000 2,080 -   - -   -
11981 J P Morgan SP BV - HSI European Put Warrants May 2018 A HKD 0.053   0.047   0.046   3,300,000 166,460 N/A 0.113   2017/03/22 0.047   2017/06/09 5,820,000 341,640 -   - -   -
12528 J P Morgan SP BV - HSI European Put Warrants Nov 2017 B HKD 0.063   0.043   0.047   14,461,350,000 756,847,700 N/A 0.167   2017/04/20 0.043   2017/06/29 22,490,840,000 1,385,981,890 -   - -   -
15659 J P Morgan SP BV - HSI European Put Warrants Nov 2017 C HKD 0.136   0.098   0.105   3,957,810,000 470,479,050 N/A 0.211   2017/05/16 0.098   2017/06/29 3,969,720,000 472,241,180 -   - -   -
27546 J P Morgan SP BV - HSI European Put Warrants Oct 2017 A HKD 0.018   0.011   0.011   580,000 6,840 N/A 0.106   2017/02/15 0.011   2017/06/29 1,490,000 78,560 -   - -   -
11108 J P Morgan SP BV - HSI European Put Warrants Oct 2017 C HKD 0.033   0.023   0.022   1,752,930,000 50,317,270 N/A 0.130   2017/03/15 0.023   2017/06/30 8,939,960,000 476,857,290 -   - -   -
26267 J P Morgan SP BV - HSI European Put Warrants Sep 2017 A HKD 0.013   0.010   0.010   4,600,000 55,400 N/A 0.091   2017/02/10 0.010   2017/06/15 9,838,410,000 574,812,640 -   - -   -
27590 J P Morgan SP BV - HSI European Put Warrants Sep 2017 B HKD 0.028   0.013   0.017   451,060,000 8,340,240 N/A 0.193   2017/02/17 0.013   2017/06/29 23,412,960,000 1,989,504,830 -   - -   -
15129 J P Morgan SP BV - HSI European Put Warrants Sep 2017 D HKD 0.082   0.048   0.055   20,642,700,000 1,269,432,660 N/A 0.145   2017/05/09 0.039   2017/05/31 27,193,020,000 1,953,022,140 -   - -   -
11979 J P Morgan SP BV - HSI European Put Warrants Sep 2018 A HKD 0.068   0.062   0.065   2,670,000 174,870 N/A 0.120   2017/03/22 0.062   2017/06/29 4,250,000 329,620 -   - -   -
15128 J P Morgan SP BV - HSI European Warrants Apr 2018 A HKD 0.174   0.166   0.157   150,000 25,300 N/A 0.174   2017/06/09 0.126   2017/05/10 270,000 41,330 -   - -   -
15451 J P Morgan SP BV - HSI European Warrants Aug 2017 A HKD -   -   0.360   0 0 72,017 0.222   2017/03/27 0.114   2017/01/04 2,670,000 432,100 0.111   2016/12/30 0.111   2016/12/30
28271 J P Morgan SP BV - HSI European Warrants Aug 2017 C HKD 0.245   0.179   0.210   27,950,000 5,912,110 N/A 0.245   2017/06/09 0.067   2017/04/19 26,083,630,000 2,536,196,020 -   - -   -
12786 J P Morgan SP BV - HSI European Warrants Dec 2017 A HKD 0.176   0.135   0.150   6,916,950,000 1,071,248,920 N/A 0.176   2017/06/09 0.079   2017/04/24 11,956,040,000 1,741,118,590 -   - -   -
14955 J P Morgan SP BV - HSI European Warrants Dec 2017 C HKD -   -   0.192   0 0 N/A 0.132   2017/05/09 0.132   2017/05/09 20,000 2,640 -   - -   -
16205 J P Morgan SP BV - HSI European Warrants Feb 2018 A HKD 0.142   0.110   0.121   4,986,000,000 606,128,120 N/A 0.142   2017/06/09 0.110   2017/06/28 4,986,000,000 606,128,120 -   - -   -
15552 J P Morgan SP BV - HSI European Warrants Jan 2018 A HKD 0.244   0.242   0.241   2,800,000 681,100 214,820 0.244   2017/06/13 0.098   2017/01/04 6,880,000 1,288,920 -   - -   -
15768 J P Morgan SP BV - HSI European Warrants Jan 2018 B HKD 0.167   0.126   0.140   9,138,940,000 1,328,136,210 N/A 0.167   2017/06/09 0.126   2017/06/28 9,985,700,000 1,447,759,120 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD -   -   0.345   0 0 392,378,133 0.194   2017/03/23 0.100   2017/01/05 19,642,750,000 2,354,268,800 0.141   2016/11/24 0.075   2016/12/23
16000 J P Morgan SP BV - HSI European Warrants Jul 2017 B HKD 0.445   0.420   0.435   5,950,000 2,598,250 584,965 0.445   2017/06/09 0.147   2017/01/03 9,990,000 3,509,790 -   - -   -
12748 J P Morgan SP BV - HSI European Warrants Jun 2017 A HKD 0.158   0.081   0.107   225,780,000 27,172,500 211,295,540 0.158   2017/06/09 0.022   2017/04/19 26,171,680,000 1,267,773,240 0.204   2016/09/09 0.022   2016/12/28
13578 J P Morgan SP BV - HSI European Warrants Jun 2017 B HKD 0.039   0.010   0.010   38,210,000 924,560 43,138,358 0.039   2017/06/08 0.010   2017/06/22 7,825,250,000 258,830,150 0.109   2016/10/06 0.016   2016/12/30
14272 J P Morgan SP BV - HSI European Warrants Jun 2017 C HKD 0.365   0.285   0.315   56,900,000 18,531,950 447,515,342 0.365   2017/06/09 0.069   2017/01/03 27,613,040,000 2,685,092,050 0.127   2016/11/25 0.051   2016/12/28
14291 J P Morgan SP BV - HSI European Warrants Jun 2017 D HKD 0.405   0.405   0.405   100,000 40,500 3,006,173 0.405   2017/06/02 0.110   2017/01/04 90,160,000 18,037,040 0.163   2016/11/24 0.085   2016/12/28
11985 J P Morgan SP BV - HSI European Warrants Mar 2018 A HKD 0.191   0.174   0.192   6,060,000 1,129,550 N/A 0.191   2017/06/23 0.153   2017/03/22 6,080,000 1,132,610 -   - -   -
16620 J P Morgan SP BV - HSI European Warrants Mar 2018 C HKD 0.093   0.093   0.093   20,000 1,860 N/A 0.093   2017/06/30 0.093   2017/06/30 20,000 1,860 -   - -   -
28941 J P Morgan SP BV - HSI European Warrants Nov 2017 A HKD 0.188   0.143   0.160   255,330,000 40,627,060 N/A 0.188   2017/06/09 0.066   2017/04/19 20,936,470,000 2,347,159,270 -   - -   -
11244 J P Morgan SP BV - HSI European Warrants Oct 2017 D HKD 0.260   0.250   0.270   60,000 15,300 N/A 0.260   2017/06/01 0.118   2017/04/19 3,340,000 527,590 -   - -   -
13273 J P Morgan SP BV - HSI European Warrants Sep 2017 C HKD 0.190   0.147   0.168   15,620,000 2,608,590 N/A 0.190   2017/06/05 0.059   2017/04/19 9,564,320,000 868,018,540 -   - -   -
26924 J P Morgan SP BV - HTSC European Warrants Mar 2018 A HKD 0.153   0.134   0.135   5,774,000 828,444 N/A 0.295   2017/02/17 0.133   2017/05/11 28,492,000 6,146,794 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.570   0.211   0.234   1,884,000 677,448 9,736,114 0.620   2017/05/31 0.154   2017/05/08 175,472,000 58,416,682 0.420   2016/12/30 0.285   2016/11/21
29748 J P Morgan SP BV - Huaneng Power European Wts Dec 2017 A HKD 0.405   0.209   0.244   18,420,000 4,679,388 N/A 0.405   2017/06/05 0.176   2017/04/24 84,340,000 20,279,568 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.013   0 0 6,000 0.019   2017/04/05 0.017   2017/04/05 2,000,000 36,000 0.167   2016/04/14 0.050   2016/09/14
23790 J P Morgan SP BV - ICBC European Put Wts Aug 2017 A HKD 0.018   0.010   0.010   3,073,000 39,532 N/A 0.305   2017/01/25 0.010   2017/06/22 900,327,000 104,618,804 -   - -   -
15134 J P Morgan SP BV - ICBC European Put Wts Nov 2017 B HKD 0.206   0.127   0.141   390,447,000 66,774,703 N/A 0.275   2017/05/11 0.127   2017/06/05 505,338,000 92,438,844 -   - -   -
27294 J P Morgan SP BV - ICBC European Warrants Dec 2017 A HKD 0.350   0.184   0.235   76,611,000 17,552,655 N/A 0.440   2017/02/23 0.166   2017/05/08 1,245,170,000 297,186,734 -   - -   -
15960 J P Morgan SP BV - ICBC European Warrants Feb 2018 A HKD 0.244   0.135   0.169   88,696,000 15,751,102 N/A 0.244   2017/06/05 0.135   2017/06/21 112,524,000 19,620,037 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD -   -   0.510   0 0 2,150,397 0.600   2017/02/22 0.340   2017/02/03 30,690,000 12,902,380 0.700   2016/09/09 0.128   2016/06/17
15711 J P Morgan SP BV - ICBC European Warrants Jul 2017 B HKD 0.229   0.059   0.093   32,851,000 5,014,494 8,090,979 0.310   2017/02/16 0.059   2017/06/21 283,682,000 48,545,871 0.170   2016/12/30 0.140   2016/12/29
13175 J P Morgan SP BV - ICBC European Warrants Jun 2017 A HKD -   -   0.010   0 0 41,463,502 0.094   2017/02/16 0.010   2017/04/13 5,607,271,000 248,781,012 0.250   2016/09/22 0.034   2016/12/23
12814 J P Morgan SP BV - ICBC European Warrants Nov 2017 A HKD 0.115   0.098   0.058   892,000 95,231 N/A 0.124   2017/03/29 0.054   2017/04/19 71,256,000 5,986,803 -   - -   -
14949 J P Morgan SP BV - ICBC European Warrants Oct 2017 A HKD 0.142   0.046   0.065   1,371,304,000 113,396,857 N/A 0.142   2017/06/05 0.046   2017/06/21 2,637,317,000 231,047,133 -   - -   -
15854 J P Morgan SP BV - IGG European Warrants Mar 2018 A HKD 0.425   0.325   0.355   4,960,000 1,838,050 N/A 0.425   2017/06/22 0.325   2017/06/08 4,980,000 1,845,250 -   - -   -
15298 J P Morgan SP BV - IGG European Warrants Nov 2017 A HKD 0.340   0.227   0.265   379,297,000 108,184,949 N/A 0.385   2017/05/18 0.220   2017/05/24 848,277,000 248,769,251 -   - -   -
26435 J P Morgan SP BV - JX Copper European Warrants Aug 2018 A HKD 0.093   0.092   0.122   400,000 37,000 N/A 0.250   2017/02/13 0.092   2017/06/28 27,000,000 5,685,750 -   - -   -
14341 J P Morgan SP BV - JX Copper European Warrants Jun 2017 A HKD 0.027   0.010   0.010   12,300,000 205,030 11,105,863 0.246   2017/02/13 0.010   2017/06/15 513,810,000 66,635,180 0.204   2016/11/25 0.073   2016/12/23
25812 J P Morgan SP BV - JX Copper European Warrants Mar 2018 A HKD 0.128   0.086   0.127   31,150,000 3,296,650 N/A 0.265   2017/02/14 0.084   2017/05/05 432,610,000 74,553,480 -   - -   -
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD -   -   0.335   0 0 17,667 0.440   2017/02/02 0.244   2017/05/12 320,000 106,000 0.370   2016/11/11 0.139   2016/10/13
29347 J P Morgan SP BV - JX Copper European Warrants Sep 2017 A HKD 0.149   0.083   0.149   212,000 25,186 N/A 0.730   2017/03/16 0.083   2017/06/05 68,936,000 35,575,856 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.016   0.013   0.010   113,320,000 1,687,520 9,448,663 0.076   2017/04/10 0.013   2017/06/07 1,691,980,000 56,691,980 0.103   2016/04/14 0.019   2016/11/17
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.150   0.150   0.144   60,000 9,000 1,141,427 0.248   2017/04/06 0.129   2017/01/10 38,740,000 6,848,560 0.243   2016/04/28 0.121   2016/11/25
13987 J P Morgan SP BV - KECL European Warrants Nov 2017 A HKD -   -   0.032   0 0 N/A 0.201   2017/04/19 0.137   2017/04/24 23,468,000 4,029,030 -   - -   -
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.020   0.013   0.019   3,020,000 44,500 461,363 0.044   2017/02/07 0.013   2017/06/15 81,040,000 2,768,180 0.169   2016/01/04 0.042   2016/12/29
24837 J P Morgan SP BV - Kingdee Intl European Warrants Sep 2017 A HKD 0.239   0.171   0.225   84,250,000 17,246,940 N/A 0.560   2017/03/20 0.171   2017/06/20 199,032,000 57,802,476 -   - -   -
13264 J P Morgan SP BV - Kingsoft European Warrants Jan 2018 A HKD 0.200   0.111   0.119   387,290,000 59,444,500 N/A 0.300   2017/04/28 0.111   2017/06/30 836,770,000 157,899,980 -   - -   -
27291 J P Morgan SP BV - Kingsoft European Warrants Nov 2017 A HKD 0.330   0.200   0.206   25,660,000 6,672,620 N/A 0.410   2017/04/28 0.181   2017/03/13 276,000,000 72,770,740 -   - -   -
14452 J P Morgan SP BV - Lenovo European Warrants Dec 2017 A HKD 0.305   0.170   0.175   32,280,000 6,631,968 N/A 0.335   2017/04/26 0.164   2017/05/29 491,222,000 116,136,348 -   - -   -
28863 J P Morgan SP BV - Lenovo European Warrants Jul 2017 A HKD 0.190   0.052   0.052   11,838,000 1,661,548 N/A 0.405   2017/04/05 0.052   2017/06/29 337,956,000 56,892,306 -   - -   -
15447 J P Morgan SP BV - Lenovo European Warrants Jun 2017 A HKD -   -   0.010   0 0 37,882,708 0.365   2017/01/17 0.010   2017/05/25 1,530,688,000 227,296,248 0.260   2016/12/30 0.200   2016/12/29
13665 J P Morgan SP BV - Lenovo European Warrants Nov 2017 A HKD 0.145   0.075   0.075   1,125,300,000 129,023,684 N/A 0.188   2017/04/12 0.073   2017/05/29 1,903,358,000 237,393,850 -   - -   -
28252 J P Morgan SP BV - Lenovo European Warrants Sep 2017 A HKD 0.060   0.023   0.023   2,076,000 89,418 N/A 0.236   2017/04/05 0.023   2017/06/27 907,314,000 137,635,292 -   - -   -
19670 J P Morgan SP BV - Li & Fung European Warrants Dec 2017 A HKD 0.144   0.054   0.061   11,156,000 1,317,370 N/A 0.445   2017/03/20 0.054   2017/06/26 177,158,000 40,262,728 -   - -   -
16851 J P Morgan SP BV - Li & Fung European Warrants Mar 2018 A HKD 0.200   0.168   0.192   19,176,000 3,607,162 N/A 0.200   2017/06/21 0.168   2017/06/27 19,176,000 3,607,162 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 3,433 0.010   2017/04/06 0.010   2017/04/06 2,060,000 20,600 0.043   2016/01/04 0.010   2016/12/15
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.158   0.128   0.138   21,630,000 2,940,490 1,119,421 0.158   2017/06/16 0.080   2017/03/31 56,605,000 6,716,525 0.186   2016/10/20 0.105   2016/12/19
14636 J P Morgan SP BV - Link REIT European Warrants Nov 2017 A HKD 0.610   0.420   0.390   1,025,000 535,400 N/A 0.610   2017/06/14 0.235   2017/05/08 17,240,000 5,800,945 -   - -   -
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD 0.050   0.017   0.015   3,875,000 130,548 2,447,131 0.470   2017/04/06 0.017   2017/06/27 67,841,000 14,682,783 0.445   2016/12/30 0.240   2016/12/20
16644 J P Morgan SP BV - MCC European Warrants Feb 2018 A HKD 0.320   0.280   0.285   4,306,000 1,335,310 N/A 0.320   2017/06/22 0.280   2017/06/28 4,306,000 1,335,310 -   - -   -
15297 J P Morgan SP BV - Meitu European Warrants Nov 2017 A HKD 0.181   0.090   0.095   583,055,000 86,993,875 N/A 0.285   2017/05/16 0.090   2017/06/28 1,714,785,000 299,363,085 -   - -   -
16924 J P Morgan SP BV - Meitu European Warrants Nov 2017 B HKD 0.157   0.133   0.144   137,770,000 19,803,455 N/A 0.157   2017/06/27 0.133   2017/06/28 137,770,000 19,803,455 -   - -   -
13371 J P Morgan SP BV - Melco Int'l Dev European Wts Apr 2018 A HKD 0.710   0.540   0.650   50,780,000 31,070,300 N/A 0.710   2017/06/27 0.238   2017/04/07 135,660,000 67,724,940 -   - -   -
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 1.020   0.750   0.930   2,770,000 2,515,500 11,644,258 1.020   2017/06/27 0.174   2017/01/03 224,940,000 69,865,550 0.330   2016/11/22 0.163   2016/12/29
15770 J P Morgan SP BV - Melco Int'l Dev European Wts Jan 2018 A HKD 0.415   0.315   0.350   45,020,000 16,869,300 N/A 0.415   2017/06/27 0.234   2017/05/18 48,760,000 18,159,050 -   - -   -
28547 J P Morgan SP BV - Minsheng Bank European Wts Aug 2017 A HKD -   -   0.015   0 0 N/A 0.285   2017/02/22 0.013   2017/05/29 58,317,000 9,885,926 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD 0.185   0.185   0.177   20,000 3,700 1,750 0.185   2017/06/01 0.157   2017/05/09 60,000 10,500 0.300   2016/10/24 0.170   2016/02/12
15806 J P Morgan SP BV - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.013   0 0 3,711,820 0.850   2017/02/16 0.053   2017/04/27 58,918,000 22,270,921 0.470   2016/12/30 0.455   2016/12/30
15024 J P Morgan SP BV - Minsheng Bank European Wts Nov 2017 A HKD 0.305   0.192   0.208   103,396,000 23,951,605 N/A 0.385   2017/05/26 0.192   2017/06/21 165,132,000 39,166,841 -   - -   -
25424 J P Morgan SP BV - MTRC European Warrants Aug 2017 A HKD 0.490   0.400   0.425   305,000 127,900 N/A 0.650   2017/05/17 0.143   2017/02/01 143,665,000 31,283,195 -   - -   -
16206 J P Morgan SP BV - MTRC European Warrants Feb 2018 A HKD 0.167   0.126   0.129   3,870,000 577,745 N/A 0.179   2017/05/29 0.126   2017/06/23 16,050,000 2,645,225 -   - -   -
10451 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2017 B HKD 0.099   0.072   0.073   4,910,000 414,860 N/A 0.239   2017/01/20 0.072   2017/06/26 8,630,000 864,930 -   - -   -
10449 J P Morgan SP BV - N225 Idx Euro Put Wts Sep 2017 B HKD 0.031   0.029   0.020   200,000 6,000 N/A 0.157   2017/01/24 0.029   2017/06/05 86,960,000 10,294,730 -   - -   -
10450 J P Morgan SP BV - N225 Index Euro Wts Dec 2017 A HKD 0.158   0.134   0.126   30,340,000 4,521,440 N/A 0.209   2017/01/20 0.088   2017/04/13 40,520,000 6,088,730 -   - -   -
10448 J P Morgan SP BV - N225 Index Euro Wts Sep 2017 A HKD 0.032   0.026   0.020   50,000 1,520 N/A 0.115   2017/01/20 0.021   2017/04/13 45,190,000 3,160,940 -   - -   -
13762 J P Morgan SP BV - NCI European Warrants Dec 2017 A HKD 0.455   0.244   0.260   86,837,000 29,317,419 N/A 0.455   2017/06/09 0.191   2017/04/18 133,417,000 44,267,362 -   - -   -
14765 J P Morgan SP BV - NCI European Warrants Jul 2017 A HKD 0.074   0.013   0.010   13,054,000 810,043 5,797,454 0.249   2017/02/13 0.013   2017/06/14 224,690,000 34,784,726 0.305   2016/12/02 0.142   2016/12/29
16737 J P Morgan SP BV - NCI European Warrants Mar 2018 A HKD 0.183   0.139   0.142   4,592,000 702,486 N/A 0.183   2017/06/19 0.139   2017/06/30 4,592,000 702,486 -   - -   -
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.380   0.285   0.285   270,000 87,250 70,472 0.380   2017/06/07 0.175   2017/01/04 1,740,000 422,830 0.325   2016/09/23 0.070   2016/02/03
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD 1.000   0.214   0.219   12,208,000 4,593,266 7,537,097 1.000   2017/06/07 0.187   2017/01/03 128,948,000 45,222,581 0.380   2016/11/30 0.158   2016/12/29
16605 J P Morgan SP BV - New World Dev European Wts Mar 2018 A HKD 0.350   0.159   0.172   44,962,000 9,682,190 N/A 0.350   2017/06/13 0.159   2017/06/28 44,962,000 9,682,190 -   - -   -
29091 J P Morgan SP BV - New World Dev European Wts Oct 2017 A HKD 0.425   0.074   0.085   227,667,000 48,120,088 N/A 0.425   2017/06/07 0.074   2017/06/30 355,479,000 72,599,042 -   - -   -
25934 J P Morgan SP BV - Nine Dragons European Warrants Dec 2018 A HKD 0.265   0.202   0.244   104,210,000 24,197,980 N/A 0.335   2017/02/23 0.184   2017/05/08 323,840,000 72,576,460 -   - -   -
16303 J P Morgan SP BV - PCCW European Warrants Dec 2017 A HKD 0.198   0.127   0.143   12,642,000 1,868,046 N/A 0.198   2017/06/02 0.127   2017/06/20 12,642,000 1,868,046 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD 0.045   0.034   0.010   3,560,000 134,200 4,574,319 0.370   2017/02/08 0.034   2017/06/05 145,262,000 27,445,911 0.290   2016/12/12 0.158   2016/12/20
15953 J P Morgan SP BV - PetroChina European Put Warrants Dec 17 A HKD 0.405   0.260   0.395   94,834,000 29,322,040 N/A 0.405   2017/06/30 0.207   2017/05/25 140,878,000 39,645,772 -   - -   -
15364 J P Morgan SP BV - PetroChina European Put Warrants Jul 17 B HKD 0.660   0.660   0.660   8,000 5,280 27,334,247 0.660   2017/06/23 0.145   2017/04/10 752,828,000 164,005,480 0.400   2016/12/23 0.325   2016/12/21
12101 J P Morgan SP BV - PetroChina European Warrants Aug 2017 A HKD 0.013   0.010   0.010   1,950,000 23,200 N/A 0.270   2017/03/23 0.010   2017/06/09 995,170,000 97,626,766 -   - -   -
16734 J P Morgan SP BV - PetroChina European Warrants Jan 2018 A HKD 0.188   0.109   0.118   748,658,000 102,173,726 N/A 0.188   2017/06/19 0.109   2017/06/30 748,658,000 102,173,726 -   - -   -
15361 J P Morgan SP BV - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 70,165,691 0.280   2017/01/18 0.010   2017/04/21 2,907,654,000 420,994,144 0.231   2016/12/21 0.159   2016/12/28
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.017   0.012   0.012   2,520,000 31,140 1,249,613 0.048   2017/01/18 0.010   2017/05/05 273,960,000 7,497,680 0.050   2016/04/28 0.017   2016/09/28
15523 J P Morgan SP BV - PetroChina European Warrants Nov 2017 A HKD 0.118   0.027   0.030   623,284,000 44,921,550 N/A 0.192   2017/05/15 0.027   2017/06/30 685,756,000 55,103,160 -   - -   -
11102 J P Morgan SP BV - PetroChina European Warrants Oct 2017 A HKD 0.017   0.010   0.012   2,482,000 29,670 N/A 0.223   2017/03/16 0.010   2017/06/08 697,684,000 114,124,016 -   - -   -
15168 J P Morgan SP BV - PetroChina European Warrants Oct 2017 B HKD 0.032   0.010   0.010   8,964,000 174,946 N/A 0.090   2017/05/11 0.010   2017/06/28 3,240,992,000 196,802,400 -   - -   -
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD -   -   0.010   0 0 239,220 0.021   2017/01/06 0.010   2017/04/05 97,800,000 1,435,320 0.221   2016/04/21 0.017   2016/12/29
25817 J P Morgan SP BV - PICC European Warrants Jul 2018 A HKD 0.149   0.115   0.141   11,500,000 1,497,600 N/A 0.156   2017/02/10 0.090   2017/04/19 449,640,000 61,360,940 -   - -   -
11266 J P Morgan SP BV - PICC Group European Warrants Dec 2017 A HKD 0.205   0.152   0.170   59,855,000 11,033,550 N/A 0.300   2017/03/20 0.143   2017/05/05 186,429,000 35,968,626 -   - -   -
15808 J P Morgan SP BV - PICC Group European Warrants Jun 2017 A HKD -   -   0.010   0 0 10,562,157 0.170   2017/02/15 0.010   2017/05/23 612,100,000 63,372,943 0.160   2016/12/30 0.151   2016/12/30
27117 J P Morgan SP BV - Ping An European Put Warrants Aug 2017 B HKD -   -   0.011   0 0 N/A 0.118   2017/02/13 0.013   2017/05/10 113,795,000 9,029,775 -   - -   -
16195 J P Morgan SP BV - Ping An European Put Warrants Dec 2017 B HKD 0.116   0.049   0.064   590,665,000 46,220,340 N/A 0.120   2017/05/29 0.049   2017/06/27 631,245,000 50,100,915 -   - -   -
16327 J P Morgan SP BV - Ping An European Put Warrants Feb 2018 B HKD 0.295   0.160   0.186   779,545,000 148,058,330 N/A 0.295   2017/06/05 0.160   2017/06/27 779,545,000 148,058,330 -   - -   -
13335 J P Morgan SP BV - Ping An European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 31,791,561 0.345   2017/01/04 0.010   2017/05/08 2,490,960,000 190,749,365 0.405   2016/12/23 0.196   2016/11/28
15821 J P Morgan SP BV - Ping An European Put Warrants Nov 2017 B HKD 0.040   0.027   0.021   4,590,000 141,885 N/A 0.108   2017/05/18 0.027   2017/06/21 455,245,000 23,871,010 -   - -   -
13377 J P Morgan SP BV - Ping An European Put Warrants Oct 2017 A HKD 0.042   0.015   0.018   22,575,000 747,540 N/A 0.300   2017/04/19 0.015   2017/06/29 1,160,735,000 110,357,455 -   - -   -
15747 J P Morgan SP BV - Ping An European Warrants Aug 2017 A HKD 0.390   0.190   0.248   225,960,000 64,547,400 577,856,225 0.390   2017/06/12 0.020   2017/05/08 50,726,540,000 3,467,137,350 -   - -   -
15037 J P Morgan SP BV - Ping An European Warrants Dec 2017 A HKD 0.560   0.370   0.450   28,790,000 13,658,775 N/A 0.560   2017/06/26 0.118   2017/05/08 7,243,685,000 1,457,978,285 -   - -   -
16712 J P Morgan SP BV - Ping An European Warrants Dec 2017 C HKD 0.146   0.092   0.099   5,990,675,000 764,269,665 N/A 0.146   2017/06/26 0.092   2017/06/30 5,990,675,000 764,269,665 -   - -   -
17046 J P Morgan SP BV - Ping An European Warrants Dec 2017 D HKD 0.138   0.100   0.106   2,855,755,000 325,474,250 N/A 0.138   2017/06/28 0.100   2017/06/30 2,855,755,000 325,474,250 -   - -   -
16194 J P Morgan SP BV - Ping An European Warrants Feb 2018 A HKD 0.325   0.203   0.238   4,539,980,000 1,116,054,495 N/A 0.325   2017/06/12 0.203   2017/06/15 4,665,070,000 1,152,256,420 -   - -   -
16326 J P Morgan SP BV - Ping An European Warrants Jan 2018 A HKD 0.225   0.139   0.150   854,410,000 163,517,990 N/A 0.225   2017/06/12 0.139   2017/06/15 854,410,000 163,517,990 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD 0.020   0.010   0.010   39,750,000 489,650 205,442 0.020   2017/06/08 0.010   2017/06/14 102,000,000 1,232,650 0.043   2016/01/07 0.010   2016/12/20
16066 J P Morgan SP BV - Ping An European Warrants Jul 2017 B HKD 0.780   0.600   0.750   3,350,000 2,276,500 N/A 0.780   2017/06/08 0.100   2017/04/19 2,450,750,000 416,824,745 -   - -   -
23630 J P Morgan SP BV - Ping An European Warrants Jun 2017 A HKD -   -   0.010   0 0 182 0.018   2017/05/12 0.010   2017/05/22 105,000 1,090 0.022   2016/01/14 0.010   2016/11/28
14284 J P Morgan SP BV - Ping An European Warrants Jun 2017 C HKD -   -   0.750   0 0 177,262,831 0.750   2017/05/25 0.092   2017/02/03 8,723,195,000 1,063,576,985 0.445   2016/11/28 0.140   2016/12/23
26351 J P Morgan SP BV - Ping An European Warrants Jun 2017 D HKD 0.710   0.570   0.780   120,000 71,800 N/A 0.710   2017/06/08 0.058   2017/04/19 37,774,170,000 4,823,019,335 -   - -   -
17155 J P Morgan SP BV - Ping An European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27116 J P Morgan SP BV - Ping An European Warrants Nov 2017 A HKD 0.400   0.241   0.300   527,655,000 159,341,175 N/A 0.400   2017/06/12 0.068   2017/05/08 8,652,270,000 1,004,768,600 -   - -   -
16475 J P Morgan SP BV - Ping An European Warrants Nov 2017 C HKD 0.233   0.123   0.128   10,926,565,000 1,935,168,265 N/A 0.233   2017/06/09 0.123   2017/06/30 10,926,565,000 1,935,168,265 -   - -   -
14766 J P Morgan SP BV - Ping An European Warrants Sep 2017 A HKD 0.244   0.125   0.140   1,372,470,000 259,854,945 182,115,423 0.244   2017/06/09 0.052   2017/05/04 6,844,705,000 1,092,692,535 0.148   2016/12/02 0.065   2016/12/28
27292 J P Morgan SP BV - Ping An European Warrants Sep 2017 B HKD 0.630   0.415   0.490   9,335,000 4,512,225 N/A 0.630   2017/06/26 0.073   2017/04/21 14,046,290,000 1,379,090,435 -   - -   -
26427 J P Morgan SP BV - PSBC European Warrants Aug 2017 A HKD 0.039   0.013   0.013   410,000 12,450 N/A 0.360   2017/03/07 0.013   2017/06/30 60,884,000 14,700,630 -   - -   -
15531 J P Morgan SP BV - PSBC European Warrants Jan 2018 A HKD 0.193   0.115   0.120   10,464,000 1,651,797 N/A 0.295   2017/05/12 0.115   2017/06/15 44,861,000 7,400,536 -   - -   -
11228 J P Morgan SP BV - PSBC European Warrants Oct 2017 A HKD -   -   0.032   0 0 N/A 0.220   2017/04/25 0.040   2017/05/24 9,364,000 1,773,470 -   - -   -
13272 J P Morgan SP BV - PWR Assets European Warrants Dec 2017 A HKD 0.470   0.400   0.330   500,000 218,675 N/A 0.470   2017/06/02 0.285   2017/04/03 4,380,000 1,532,700 -   - -   -
14926 J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A HKD 0.128   0.034   0.034   1,980,000 165,690 4,092,079 0.230   2017/02/10 0.034   2017/06/30 168,510,000 24,552,475 0.199   2016/12/09 0.080   2016/12/29
27534 J P Morgan SP BV - R&F Ppt European Warrants Mar 2018 A HKD 0.234   0.156   0.160   79,456,000 15,320,540 N/A 0.270   2017/04/13 0.131   2017/02/22 332,792,000 63,736,760 -   - -   -
14947 J P Morgan SP BV - Sands China European Put Wts Dec 2017 B HKD 0.235   0.121   0.160   271,748,000 42,486,616 N/A 0.235   2017/06/06 0.121   2017/06/20 271,748,000 42,486,616 -   - -   -
14530 J P Morgan SP BV - Sands China European Put Wts Jun 2017 A HKD 0.082   0.010   0.010   47,768,000 2,023,708 93,889,898 0.500   2017/01/03 0.010   2017/06/15 2,092,716,000 563,339,388 0.540   2016/12/19 0.270   2016/12/01
28410 J P Morgan SP BV - Sands China European Put Wts Oct 2017 B HKD 0.062   0.020   0.027   72,164,000 3,671,052 N/A 0.260   2017/02/23 0.020   2017/06/14 407,876,000 44,755,368 -   - -   -
26410 J P Morgan SP BV - Sands China European Warrants Aug 2017 A HKD 0.233   0.082   0.096   194,712,000 26,723,852 N/A 0.300   2017/04/10 0.024   2017/02/21 1,491,472,000 227,161,900 -   - -   -
29481 J P Morgan SP BV - Sands China European Warrants Dec 2017 A HKD 0.190   0.104   0.106   834,944,000 119,333,648 N/A 0.260   2017/04/10 0.077   2017/05/18 1,723,884,000 231,344,376 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.013   0.010   0.010   33,416,000 363,572 523,749 0.022   2017/01/03 0.010   2017/06/29 232,284,000 3,142,496 0.029   2016/09/09 0.010   2016/05/19
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD 0.012   0.010   0.010   32,396,000 324,952 13,107,065 0.135   2017/01/11 0.010   2017/06/20 1,017,268,000 78,642,392 0.310   2016/12/01 0.082   2016/12/29
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD 0.072   0.028   0.029   8,080,000 436,816 5,962,797 0.160   2017/01/11 0.021   2017/05/18 417,752,000 35,776,784 0.247   2016/12/06 0.143   2016/12/09
23310 J P Morgan SP BV - Sands China European Warrants Sep 2017 A HKD 0.175   0.068   0.077   341,340,000 37,017,040 N/A 0.245   2017/01/23 0.046   2017/05/18 2,371,120,000 296,264,476 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.082   0.037   0.019   14,545,000 905,470 1,315,355 0.123   2017/03/23 0.029   2017/05/05 95,570,000 7,892,130 0.260   2016/03/17 0.075   2016/12/14
19609 J P Morgan SP BV - Shimao Property European Wts Jun 2018 A HKD -   -   0.340   0 0 N/A 0.405   2017/03/23 0.195   2017/01/19 37,160,000 8,964,640 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.032   0.013   0.025   11,450,000 280,550 2,923,958 0.185   2017/01/03 0.013   2017/06/06 229,480,000 17,543,750 0.385   2016/01/26 0.093   2016/09/09
16604 J P Morgan SP BV - SHK Ppt European Warrants Feb 2018 A HKD 0.375   0.175   0.215   43,630,000 10,362,110 N/A 0.375   2017/06/14 0.175   2017/06/28 43,630,000 10,362,110 -   - -   -
29011 J P Morgan SP BV - SHK Ppt European Warrants Sep 2017 A HKD 0.580   0.147   0.174   81,480,000 20,938,120 N/A 0.580   2017/06/06 0.147   2017/06/30 241,650,000 82,778,570 -   - -   -
15365 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jul 2017 A HKD -   -   0.010   0 0 21,822,078 0.450   2017/01/04 0.020   2017/04/27 868,376,000 130,932,468 0.475   2016/12/29 0.385   2016/12/21
13658 J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2017 A HKD 0.300   0.187   0.290   280,388,000 62,227,754 N/A 0.465   2017/05/05 0.187   2017/06/14 551,344,000 146,715,180 -   - -   -
15291 J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A HKD 0.127   0.010   0.013   414,730,000 34,205,182 83,249,128 0.435   2017/01/26 0.010   2017/06/28 2,275,262,000 499,494,770 0.270   2016/12/20 0.188   2016/12/28
13977 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 A HKD 0.127   0.052   0.052   94,082,000 9,352,646 N/A 0.175   2017/04/26 0.052   2017/06/30 277,990,000 32,064,884 -   - -   -
15525 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 B HKD 0.465   0.207   0.217   284,970,000 78,918,692 N/A 0.470   2017/05/16 0.207   2017/06/30 293,082,000 82,044,752 -   - -   -
25800 J P Morgan SP BV - Sinopec Corp European Warrants Jun 2017 A HKD 0.010   0.010   0.010   494,000 4,940 N/A 0.194   2017/02/02 0.010   2017/06/05 939,948,000 80,211,770 -   - -   -
15166 J P Morgan SP BV - Sinopec Corp European Warrants Oct 2017 B HKD 0.157   0.031   0.030   452,152,000 47,520,686 N/A 0.188   2017/05/16 0.031   2017/06/28 603,322,000 68,256,120 -   - -   -
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.150   0.082   0.129   187,930,000 20,014,670 6,984,398 0.150   2017/06/20 0.048   2017/03/09 480,650,000 41,906,390 0.133   2016/02/23 0.047   2016/06/28
16558 J P Morgan SP BV - SMIC European Wts Apr 2018 A HKD 0.206   0.153   0.203   251,740,000 42,016,050 N/A 0.206   2017/06/30 0.153   2017/06/30 251,740,000 42,016,050 -   - -   -
15818 J P Morgan SP BV - SMIC European Wts Dec 2017 A HKD 0.041   0.021   0.039   1,560,265,000 41,372,095 30,560,129 0.325   2017/01/03 0.021   2017/06/30 3,617,220,000 183,360,775 0.345   2016/12/30 0.330   2016/12/30
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.350   0.248   0.350   2,744,500 820,470 500,694 0.620   2017/01/03 0.248   2017/06/13 7,184,000 3,004,163 0.640   2016/12/30 0.248   2016/08/05
15822 J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2017 A HKD 0.570   0.405   0.400   1,176,000 548,435 N/A 0.570   2017/06/05 0.405   2017/06/27 1,184,000 552,575 -   - -   -
15798 J P Morgan SP BV - SPDR Gold Trust European Wts Jul 2017 A HKD 0.455   0.455   0.129   25,000 11,375 773,638 0.690   2017/04/13 0.335   2017/05/11 11,229,000 4,641,830 0.480   2016/12/30 0.475   2016/12/30
28930 J P Morgan SP BV - Stanchart European Warrants Aug 2017 A HKD 0.153   0.031   0.092   14,997,000 1,797,070 N/A 0.247   2017/03/02 0.031   2017/06/26 168,332,500 28,934,954 -   - -   -
23044 J P Morgan SP BV - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 42,495,865 0.070   2017/02/06 0.010   2017/05/24 9,011,615,000 254,975,190 0.076   2016/01/04 0.012   2016/02/29
14285 J P Morgan SP BV - Stanchart European Warrants Jun 2017 B HKD -   -   0.480   0 0 9,891,383 1.250   2017/02/06 0.310   2017/04/21 82,365,500 59,348,300 0.590   2016/12/08 0.330   2016/12/30
14454 J P Morgan SP BV - Stanchart European Warrants Nov 2017 A HKD 0.710   0.420   0.680   137,964,500 72,794,871 N/A 0.720   2017/04/27 0.420   2017/06/23 281,766,000 152,775,817 -   - -   -
26286 J P Morgan SP BV - Stanchart European Warrants Sep 2017 A HKD 0.115   0.058   0.109   15,156,000 1,525,687 N/A 0.430   2017/02/10 0.058   2017/06/21 346,180,000 92,476,695 -   - -   -
16454 J P Morgan SP BV - SUNAC European Warrants Aug 2018 A HKD 0.460   0.305   0.440   24,160,000 9,380,300 N/A 0.460   2017/06/30 0.305   2017/06/16 24,160,000 9,380,300 -   - -   -
25045 J P Morgan SP BV - SUNAC European Warrants Nov 2018 A HKD 0.870   0.610   0.880   710,000 551,300 N/A 0.870   2017/06/30 0.184   2017/01/27 49,020,000 12,823,020 -   - -   -
28773 J P Morgan SP BV - Sunny Optical European Warrants Dec 2017A HKD 1.660   0.680   1.320   43,460,000 46,861,600 N/A 1.660   2017/06/27 0.435   2017/02/24 383,180,000 375,898,250 -   - -   -
14635 J P Morgan SP BV - Sunny Optical European Warrants Nov 2017A HKD 1.160   0.420   0.920   6,430,000 5,377,450 N/A 1.160   2017/06/26 0.420   2017/06/06 88,000,000 73,338,250 -   - -   -
15215 J P Morgan SP BV - Sunny Optical European Warrants Oct 2017A HKD 0.760   0.163   0.520   161,280,000 69,341,140 N/A 0.760   2017/06/27 0.163   2017/06/06 309,590,000 140,319,590 -   - -   -
27276 J P Morgan SP BV - Sunny Optical European Warrants Sep 2017A HKD 1.830   0.530   1.420   3,280,000 4,442,400 N/A 1.830   2017/06/27 0.390   2017/02/28 344,080,000 228,125,400 -   - -   -
16302 J P Morgan SP BV - Techtronic European Warrants Feb 2018 A HKD 0.395   0.385   0.325   10,000 3,900 N/A 0.395   2017/06/01 0.385   2017/06/01 10,000 3,900 -   - -   -
13089 J P Morgan SP BV - Techtronic European Warrants Jul 2017 A HKD 0.226   0.078   0.095   56,720,000 8,869,605 7,910,848 0.226   2017/06/02 0.055   2017/02/03 309,040,000 47,465,090 0.325   2016/09/09 0.119   2016/12/29
23461 J P Morgan SP BV - Techtronic European Warrants Oct 2017 A HKD 0.620   0.620   0.580   210,000 130,200 N/A 0.660   2017/05/29 0.190   2017/02/03 25,390,000 6,940,555 -   - -   -
15133 J P Morgan SP BV - Tencent European Put Warrants Apr 2018 B HKD 0.110   0.056   0.070   422,880,000 30,339,290 N/A 0.110   2017/06/01 0.056   2017/06/27 428,040,000 30,814,860 -   - -   -
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD -   -   0.013   0 0 28,383 0.033   2017/01/16 0.015   2017/02/22 6,400,000 170,300 0.125   2016/06/24 0.044   2016/09/06
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD 0.010   0.010   0.010   780,000 7,800 294,522,863 0.179   2017/01/04 0.010   2017/06/07 15,030,290,000 1,767,137,180 0.214   2016/12/23 0.171   2016/12/30
16086 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 E HKD 0.134   0.065   0.083   32,843,380,000 2,879,635,410 N/A 0.134   2017/06/12 0.065   2017/06/27 32,843,380,000 2,879,635,410 -   - -   -
16198 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 F HKD 0.246   0.123   0.151   77,750,000 12,867,670 N/A 0.246   2017/06/05 0.123   2017/06/27 77,750,000 12,867,670 -   - -   -
14941 J P Morgan SP BV - Tencent European Put Warrants Jan 2018 B HKD 0.091   0.038   0.049   324,700,000 18,381,850 N/A 0.147   2017/05/10 0.038   2017/06/27 16,507,950,000 1,352,038,250 -   - -   -
22876 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.110   2017/01/24 0.010   2017/04/25 36,812,530,000 1,975,511,020 -   - -   -
28772 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.123   2017/03/03 0.010   2017/05/16 4,381,800,000 153,801,580 -   - -   -
12760 J P Morgan SP BV - Tencent European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 24,500,823 0.218   2017/01/10 0.010   2017/05/04 3,841,650,000 147,004,940 0.335   2016/12/23 0.170   2016/10/26
26275 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 A HKD 0.014   0.011   0.012   310,000 3,620 N/A 0.098   2017/03/03 0.011   2017/06/15 775,710,000 64,448,760 -   - -   -
16199 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 E HKD 0.158   0.100   0.118   1,513,200,000 194,414,290 N/A 0.158   2017/06/12 0.100   2017/06/27 1,513,200,000 194,414,290 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD -   -   0.010   0 0 2,280 0.051   2017/01/03 0.030   2017/01/10 320,000 13,680 0.177   2016/05/06 0.037   2016/09/06
14370 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 B HKD 0.034   0.010   0.012   140,080,000 2,757,910 N/A 0.110   2017/04/24 0.010   2017/06/27 15,996,900,000 1,091,477,250 -   - -   -
15816 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 E HKD 0.080   0.022   0.028   13,758,360,000 776,218,210 N/A 0.106   2017/05/18 0.022   2017/06/27 25,224,170,000 1,454,597,950 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD -   -   0.010   0 0 27,110,247 0.208   2017/01/03 0.011   2017/05/12 1,346,920,000 162,661,480 0.250   2016/12/23 0.151   2016/10/25
12537 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 D HKD 0.013   0.010   0.010   25,360,000 265,250 N/A 0.128   2017/03/27 0.010   2017/06/30 11,138,360,000 693,423,430 -   - -   -
15131 J P Morgan SP BV - Tencent European Warrants Apr 2018 A HKD 0.385   0.246   0.330   7,400,000 2,411,800 N/A 0.385   2017/06/27 0.226   2017/05/18 17,050,000 5,258,990 -   - -   -
16089 J P Morgan SP BV - Tencent European Warrants Apr 2018 C HKD 0.233   0.184   0.204   1,690,000 361,930 N/A 0.233   2017/06/28 0.184   2017/06/12 1,690,000 361,930 -   - -   -
12564 J P Morgan SP BV - Tencent European Warrants Aug 2018 A HKD 0.280   0.202   0.238   390,680,000 93,297,540 N/A 0.280   2017/06/09 0.117   2017/04/11 11,857,560,000 2,784,994,340 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.495   0.360   0.475   13,630,000 5,925,850 5,220,817 0.495   2017/06/20 0.095   2017/03/03 180,790,000 31,324,900 0.255   2016/09/23 0.073   2016/12/23
15763 J P Morgan SP BV - Tencent European Warrants Dec 2017 D HKD 1.510   0.810   1.160   10,705,000 11,394,420 N/A 1.510   2017/06/27 0.810   2017/06/01 210,230,000 260,264,000 -   - -   -
16201 J P Morgan SP BV - Tencent European Warrants Dec 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16451 J P Morgan SP BV - Tencent European Warrants Dec 2017 H HKD 0.175   0.114   0.117   30,602,020,000 3,993,806,400 N/A 0.175   2017/06/09 0.114   2017/06/30 30,602,020,000 3,993,806,400 -   - -   -
29221 J P Morgan SP BV - Tencent European Warrants Jan 2018 A HKD 0.570   0.570   0.640   150,000 85,500 N/A 0.610   2017/05/23 0.163   2017/03/03 40,500,000 10,025,520 -   - -   -
16733 J P Morgan SP BV - Tencent European Warrants Jan 2018 C HKD 0.162   0.117   0.122   34,893,500,000 5,055,193,130 N/A 0.162   2017/06/20 0.117   2017/06/30 34,893,500,000 5,055,193,130 -   - -   -
16769 J P Morgan SP BV - Tencent European Warrants Jan 2018 D HKD 0.214   0.161   0.166   3,371,100,000 627,960,100 N/A 0.214   2017/06/27 0.161   2017/06/30 3,371,100,000 627,960,100 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 0.990   0.830   0.930   640,000 547,000 3,057,307 0.990   2017/06/27 0.171   2017/01/04 71,730,000 18,343,840 0.400   2016/09/23 0.129   2016/06/28
28087 J P Morgan SP BV - Tencent European Warrants Jul 2017 C HKD 4.900   2.620   4.900   14,877,000 58,872,330 N/A 4.900   2017/06/27 0.290   2017/03/03 5,566,501,000 3,101,965,260 -   - -   -
13976 J P Morgan SP BV - Tencent European Warrants Jul 2017 E HKD 3.820   1.830   3.040   7,083,000 20,554,540 N/A 3.820   2017/06/27 0.550   2017/04/19 77,196,000 95,250,410 -   - -   -
23312 J P Morgan SP BV - Tencent European Warrants Jun 2017 A HKD -   -   0.950   0 0 1,930,585 0.960   2017/05/23 0.184   2017/01/04 39,220,000 11,583,510 0.450   2016/09/23 0.080   2016/02/12
14373 J P Morgan SP BV - Tencent European Warrants Jun 2017 C HKD 0.710   0.500   0.710   1,120,000 653,600 1,386,174,755 0.710   2017/06/26 0.075   2017/01/04 87,432,840,000 8,317,048,530 0.139   2016/11/29 0.054   2016/12/23
14615 J P Morgan SP BV - Tencent European Warrants Jun 2017 D HKD -   -   0.760   0 0 201,740,148 0.760   2017/05/22 0.097   2017/01/04 11,238,500,000 1,210,440,890 0.167   2016/12/01 0.068   2016/12/23
14619 J P Morgan SP BV - Tencent European Warrants Jun 2017 E HKD -   -   0.690   0 0 66,446,552 0.670   2017/05/22 0.088   2017/01/04 3,543,220,000 398,679,310 0.145   2016/11/28 0.062   2016/12/23
29218 J P Morgan SP BV - Tencent European Warrants Jun 2017 F HKD -   -   2.600   0 0 N/A 2.950   2017/05/23 0.125   2017/03/03 2,139,601,000 680,153,426 -   - -   -
29626 J P Morgan SP BV - Tencent European Warrants Jun 2017 G HKD 5.240   3.500   5.240   254,000 1,121,560 N/A 5.240   2017/06/20 0.490   2017/03/10 4,062,397,000 2,432,017,045 -   - -   -
12367 J P Morgan SP BV - Tencent European Warrants Jun 2017 H HKD 1.380   0.420   1.300   42,364,000 39,374,750 N/A 1.390   2017/05/23 0.143   2017/04/19 2,021,449,000 572,850,226 -   - -   -
16088 J P Morgan SP BV - Tencent European Warrants Jun 2018 A HKD 0.206   0.193   0.181   620,000 126,160 N/A 0.206   2017/06/29 0.193   2017/06/28 620,000 126,160 -   - -   -
16732 J P Morgan SP BV - Tencent European Warrants Jun 2018 B HKD 0.225   0.181   0.192   2,010,000 409,730 N/A 0.225   2017/06/27 0.181   2017/06/16 2,010,000 409,730 -   - -   -
29219 J P Morgan SP BV - Tencent European Warrants Mar 2018 B HKD 0.500   0.355   0.435   9,270,000 4,036,200 N/A 0.500   2017/06/27 0.107   2017/03/03 97,470,000 20,953,690 -   - -   -
15736 J P Morgan SP BV - Tencent European Warrants Mar 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15952 J P Morgan SP BV - Tencent European Warrants Mar 2018 D HKD 0.236   0.166   0.188   11,742,860,000 2,324,807,820 N/A 0.241   2017/05/26 0.166   2017/06/01 20,764,540,000 4,364,456,480 -   - -   -
15171 J P Morgan SP BV - Tencent European Warrants Mar 2019 A HKD 0.455   0.345   0.415   16,350,000 6,422,600 N/A 0.455   2017/06/27 0.270   2017/05/09 1,603,040,000 519,879,300 -   - -   -
14722 J P Morgan SP BV - Tencent European Warrants Nov 2017 C HKD 0.345   0.196   0.285   112,780,000 29,931,950 N/A 0.345   2017/06/27 0.117   2017/05/05 15,287,760,000 2,062,150,280 -   - -   -
14840 J P Morgan SP BV - Tencent European Warrants Nov 2017 D HKD 2.290   1.300   1.750   64,801,000 120,115,740 N/A 2.290   2017/06/27 0.670   2017/05/05 407,590,000 405,977,470 -   - -   -
16138 J P Morgan SP BV - Tencent European Warrants Nov 2017 F HKD 0.800   0.465   0.530   18,677,000 12,200,805 N/A 0.810   2017/05/26 0.465   2017/06/01 19,457,000 12,769,365 -   - -   -
16453 J P Morgan SP BV - Tencent European Warrants Nov 2017 G HKD 0.200   0.134   0.153   5,181,060,000 795,366,180 N/A 0.200   2017/06/27 0.134   2017/06/12 5,181,060,000 795,366,180 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.495   0.390   0.560   2,780,000 1,263,250 985,864,335 0.495   2017/06/14 0.089   2017/03/03 54,641,900,000 5,915,186,010 0.275   2016/09/23 0.077   2016/12/23
29220 J P Morgan SP BV - Tencent European Warrants Oct 2017 C HKD 0.480   0.325   0.420   750,000 275,250 N/A 0.480   2017/06/27 0.095   2017/03/23 37,874,690,000 4,507,836,450 -   - -   -
16202 J P Morgan SP BV - Tencent European Warrants Oct 2017 E HKD 0.810   0.400   0.405   1,413,054,000 789,480,315 N/A 0.810   2017/06/09 0.400   2017/06/30 1,413,054,000 789,480,315 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 0.900   0.770   0.880   200,000 165,700 950,102 0.900   2017/06/29 0.187   2017/01/04 20,560,000 5,700,610 0.420   2016/09/23 0.149   2016/12/28
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.830   0.650   0.770   990,000 773,400 10,134,308 0.830   2017/06/27 0.141   2017/01/04 293,160,000 60,805,850 0.360   2016/09/23 0.111   2016/12/23
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.660   0.480   0.620   2,380,000 1,384,900 186,006,378 0.660   2017/06/27 0.082   2017/01/04 9,132,910,000 1,116,038,270 0.290   2016/09/23 0.060   2016/12/23
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.380   0.209   0.310   172,720,000 50,970,820 728,532,182 0.380   2017/06/27 0.050   2017/03/03 47,216,810,000 4,371,193,090 0.172   2016/10/06 0.043   2016/12/23
12797 J P Morgan SP BV - Tencent European Warrants Sep 2017 E HKD 1.280   0.600   0.840   47,004,000 43,157,170 N/A 1.280   2017/06/27 0.290   2017/04/12 5,050,937,000 3,364,732,760 -   - -   -
16137 J P Morgan SP BV - Tencent European Warrants Sep 2017 F HKD 0.850   0.425   0.500   630,582,000 378,685,080 N/A 0.940   2017/05/26 0.425   2017/06/01 925,107,000 599,605,010 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD -   -   0.021   0 0 118,233 0.078   2017/04/05 0.034   2017/02/21 13,686,000 709,398 0.199   2016/01/04 0.031   2016/08/05
12830 J P Morgan SP BV - Tracker Fund European Put Warrants Aug18B HKD 0.122   0.105   0.108   11,465,000 1,294,315 N/A 0.189   2017/04/24 0.105   2017/06/29 20,660,000 2,514,970 -   - -   -
13177 J P Morgan SP BV - Tracker Fund European Put Warrants Jun17A HKD -   -   0.010   0 0 572,120 0.111   2017/01/03 0.010   2017/03/22 63,160,000 3,432,720 0.137   2016/12/23 0.077   2016/12/08
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.019   0.011   0.015   1,320,000 18,590 846,327 0.126   2017/01/03 0.011   2017/06/05 96,375,000 5,077,960 0.158   2016/08/11 0.093   2016/09/09
12824 J P Morgan SP BV - Tracker Fund European Warrants Aug 2018 A HKD 0.205   0.176   0.190   227,310,000 43,376,715 N/A 0.205   2017/06/09 0.117   2017/04/20 273,115,000 51,195,090 -   - -   -
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.330   0.305   0.330   170,000 53,450 47,764,309 0.330   2017/06/19 0.132   2017/01/03 1,354,920,000 286,585,855 0.305   2016/09/09 0.077   2016/02/12
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD -   -   0.530   0 0 668,489 0.375   2017/02/16 0.231   2017/01/03 15,990,000 4,010,935 0.395   2016/10/03 0.137   2016/02/12
25142 J P Morgan SP BV - Travelsky Tech European Warrants Dec 17 A HKD 0.540   0.405   0.465   1,080,000 518,700 N/A 0.540   2017/06/02 0.216   2017/02/24 50,820,000 13,802,440 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD -   -   0.335   0 0 179,675 0.485   2017/02/07 0.365   2017/01/04 2,650,000 1,078,050 0.480   2016/12/02 0.168   2016/07/06
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.113   0.084   0.091   2,640,000 262,040 407,253 0.114   2017/01/24 0.053   2017/03/06 37,680,000 2,443,520 0.204   2016/01/08 0.107   2016/07/21
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.250   0.215   0.246   2,650,000 608,445 921,336 0.250   2017/06/30 0.149   2017/03/22 29,780,000 5,528,015 0.240   2016/11/10 0.207   2016/12/21
16603 J P Morgan SP BV - Wharf European Warrants Mar 2018 A HKD 0.405   0.405   0.280   20,000 8,100 N/A 0.405   2017/06/13 0.405   2017/06/13 20,000 8,100 -   - -   -
11472 J P Morgan SP BV - Wharf European Warrants Oct 2017 A HKD 0.215   0.031   0.033   199,010,000 27,796,400 N/A 0.335   2017/03/17 0.031   2017/06/30 436,850,000 63,763,890 -   - -   -
15036 J P Morgan SP BV - Wynn Macau European Warrants Feb 2018 A HKD 0.238   0.189   0.204   10,072,000 2,135,724 N/A 0.238   2017/06/14 0.147   2017/05/16 10,676,000 2,226,384 -   - -   -
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.260   0.172   0.218   32,420,000 7,084,408 21,475,551 0.260   2017/06/20 0.099   2017/02/23 741,184,000 128,853,308 0.147   2016/11/25 0.071   2016/11/14
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.142   0.074   0.138   80,880,000 8,826,360 10,223,420 0.203   2017/04/12 0.074   2017/06/01 475,220,000 61,340,520 0.179   2016/10/24 0.070   2016/08/29
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.345   0 0 13,113 0.250   2017/05/17 0.241   2017/01/04 320,000 78,680 0.248   2016/06/29 0.156   2016/03/29
28864 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 B HKD 0.315   0.098   0.275   154,458,000 29,392,560 N/A 0.880   2017/04/12 0.098   2017/06/01 378,848,000 80,679,898 -   - -   -
26337 J P Morgan SP BV - Zall Group European Warrants Dec 2018 A HKD 0.233   0.178   0.198   2,640,000 529,260 N/A 0.239   2017/02/07 0.151   2017/05/17 13,800,000 3,014,640 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.057   0.043   0.038   18,120,000 843,820 4,630,027 0.152   2017/02/09 0.043   2017/06/12 325,245,000 27,780,160 0.137   2016/11/22 0.081   2016/12/22
11982 J P Morgan SP BV - Zhaojin Mining European Wts Jun 2017 A HKD -   -   0.010   0 0 986,593 0.055   2017/02/07 0.010   2017/05/10 181,890,000 5,919,560 0.238   2016/08/08 0.027   2016/12/23
28078 J P Morgan SP BV - Zijin Mining European Warrants Dec 2017 A HKD 0.094   0.072   0.072   2,558,000 209,284 N/A 0.330   2017/03/17 0.072   2017/06/30 78,408,000 15,087,162 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD 0.010   0.010   0.010   20,000 200 14,244,492 0.315   2017/03/17 0.010   2017/06/02 452,050,000 85,466,954 0.370   2016/11/09 0.040   2016/11/28
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.540   0.470   0.680   702,000 337,330 23,628,315 0.540   2017/06/08 0.228   2017/03/07 488,794,000 141,769,892 0.375   2016/12/30 0.260   2016/12/23
29496 J P Morgan SP BV - ZTE European Warrants Dec 2017 B HKD 0.450   0.220   0.410   98,218,000 32,640,370 N/A 0.450   2017/06/26 0.130   2017/03/10 556,986,000 116,930,174 -   - -   -
14700 J P Morgan SP BV - ZTE European Warrants Feb 2018 A HKD 0.420   0.330   0.400   532,000 210,830 N/A 0.420   2017/06/26 0.190   2017/05/10 1,092,000 323,028 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.050   0.035   0.046   15,880,000 690,440 243,053 0.125   2017/02/13 0.035   2017/06/05 27,660,000 1,458,320 0.235   2016/07/11 0.089   2016/12/15
14052 Macquarie Bank Ltd-Skyworth Digital European Wts Mar 2018 A HKD 0.940   0.760   0.900   4,510,000 3,771,600 N/A 0.940   2017/06/27 0.760   2017/06/13 4,570,000 3,824,700 -   - -   -
15760 Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A HKD 0.640   0.405   0.540   14,780,000 7,675,450 2,032,993 1.580   2017/02/14 0.405   2017/06/06 20,232,000 12,197,960 -   - -   -
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD 0.017   0.017   0.017   1,000 17 95,594 0.053   2017/01/06 0.017   2017/06/21 17,339,000 573,565 0.225   2016/02/11 0.047   2016/12/12
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.285   0.250   0.270   480,000 128,800 168,377 0.285   2017/06/12 0.197   2017/04/19 4,328,000 1,010,263 0.260   2016/12/05 0.129   2016/02/03
26181 Macquarie Bank Ltd. - A50 China European Warrants Oct 2017 A HKD 0.355   0.180   0.340   106,576,600 25,414,031 N/A 0.435   2017/02/21 0.069   2017/05/08 183,011,700 35,570,415 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD -   -   0.320   0 0 2,827,550 0.345   2017/04/25 0.211   2017/02/01 56,700,000 16,965,300 0.238   2016/10/17 0.182   2016/11/11
13047 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2019 A HKD 0.265   0.216   0.240   114,650,000 27,615,900 N/A 0.340   2017/05/10 0.162   2017/05/18 139,300,000 32,706,950 -   - -   -
11713 Macquarie Bank Ltd. - AAC Acoustic European Wts Jun 2017 A HKD 0.260   0.029   0.032   24,970,000 2,390,915 6,925,294 1.920   2017/04/28 0.029   2017/06/12 57,805,000 41,551,765 1.950   2016/08/30 0.510   2016/12/15
15073 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2018 A HKD 0.255   0.165   0.235   21,000,000 4,791,800 N/A 0.285   2017/05/11 0.141   2017/05/18 102,100,000 20,222,300 -   - -   -
14681 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2019 A HKD 0.255   0.205   0.213   140,600,000 31,296,150 N/A 0.255   2017/06/09 0.145   2017/05/18 192,700,000 41,413,800 -   - -   -
14576 Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 A HKD 0.255   0.199   0.206   165,100,000 36,924,050 N/A 0.255   2017/06/09 0.143   2017/05/18 227,100,000 48,717,150 -   - -   -
15175 Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 B HKD -   -   0.335   0 0 N/A 0.330   2017/05/12 0.315   2017/05/12 200,000 64,750 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD -   -   0.012   0 0 809,187 0.181   2017/01/04 0.012   2017/05/25 100,656,000 4,855,123 0.255   2016/11/14 0.167   2016/12/09
15068 Macquarie Bank Ltd. - AIA European Put Warrants Dec 2017 A HKD 0.152   0.077   0.098   126,942,000 11,508,522 N/A 0.280   2017/05/08 0.077   2017/06/28 230,110,000 32,142,876 -   - -   -
14597 Macquarie Bank Ltd. - AIA European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 8,969,594 0.234   2017/01/03 0.020   2017/03/23 404,766,000 53,817,566 0.280   2016/12/09 0.199   2016/12/21
13124 Macquarie Bank Ltd. - AIA European Put Warrants Sep 2017 A HKD 0.013   0.010   0.010   1,010,000 10,130 N/A 0.229   2017/03/31 0.010   2017/06/22 353,606,000 30,607,048 -   - -   -
20104 Macquarie Bank Ltd. - AIA European Warrants Aug 2017 A HKD 1.040   1.040   1.040   4,000 4,160 N/A 1.040   2017/06/22 0.275   2017/02/08 68,192,000 22,949,510 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.125   0.086   0.089   263,530,000 26,890,952 7,824,337 0.125   2017/06/22 0.035   2017/04/19 523,158,000 46,946,020 0.255   2016/10/13 0.035   2016/12/29
17010 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 B HKD 0.345   0.255   0.270   8,700,000 2,702,570 N/A 0.345   2017/06/28 0.255   2017/06/30 8,700,000 2,702,570 -   - -   -
15061 Macquarie Bank Ltd. - AIA European Warrants Jul 2017 A HKD 0.600   0.365   0.600   1,512,000 614,700 15,524,345 0.600   2017/06/22 0.071   2017/04/20 801,380,000 93,146,072 0.141   2016/12/14 0.070   2016/12/29
13948 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 A HKD -   -   0.010   0 0 970,253 0.055   2017/02/27 0.010   2017/05/18 170,562,000 5,821,516 0.197   2016/10/26 0.026   2016/12/08
14085 Macquarie Bank Ltd. - AIA European Warrants Jun 2017 B HKD -   -   0.570   0 0 15,346,872 0.660   2017/05/15 0.088   2017/01/03 530,528,000 92,081,234 0.415   2016/11/08 0.088   2016/12/29
15702 Macquarie Bank Ltd. - AIA European Warrants Mar 2018 A HKD 0.335   0.255   0.255   101,280,000 28,257,070 N/A 0.335   2017/06/22 0.240   2017/05/22 190,426,000 51,153,374 -   - -   -
13125 Macquarie Bank Ltd. - AIA European Warrants Nov 2017 A HKD 0.270   0.183   0.200   199,000,000 43,045,366 N/A 0.270   2017/06/22 0.074   2017/04/19 2,097,478,000 341,956,780 -   - -   -
27505 Macquarie Bank Ltd. - AIA European Warrants Oct 2017 A HKD 0.520   0.370   0.410   1,966,000 890,510 N/A 0.520   2017/06/22 0.113   2017/04/18 2,776,388,000 524,518,266 -   - -   -
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.162   0.122   0.138   5,500,000 790,180 1,694,900 0.162   2017/06/08 0.051   2017/01/09 129,480,000 10,169,400 0.222   2016/04/14 0.050   2016/12/30
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.148   2016/01/04 0.038   2016/09/27
15737 Macquarie Bank Ltd. - Air China European Warrants Jun 2018 A HKD 1.500   1.070   1.280   25,410,000 32,318,840 N/A 1.500   2017/06/01 0.970   2017/05/24 35,806,000 44,179,300 -   - -   -
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.095   2016/01/06 0.023   2016/12/09
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.055   0 0 0 -   - -   - 0 0 -   - -   -
29071 Macquarie Bank Ltd. - Angang Steel European Wts Jan 2019 A HKD 0.172   0.138   0.166   47,660,000 7,543,160 N/A 0.231   2017/03/06 0.122   2017/05/05 119,740,000 20,047,040 -   - -   -
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD -   -   0.020   0 0 10,136,513 0.234   2017/02/23 0.023   2017/05/15 429,875,000 60,819,080 0.176   2016/10/25 0.079   2016/12/29
14432 Macquarie Bank Ltd. - Anhui Conch European Wts Mar 2018 A HKD 0.216   0.145   0.172   71,920,000 13,153,205 N/A 0.285   2017/04/25 0.145   2017/06/23 102,830,000 18,578,520 -   - -   -
29296 Macquarie Bank Ltd. - Anta Sports European Wts Jan 2018 A HKD 0.270   0.195   0.270   54,800,000 11,756,070 N/A 0.370   2017/03/14 0.174   2017/05/24 100,700,000 22,195,390 -   - -   -
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.300   0.255   0.246   1,610,000 447,150 847,325 0.400   2017/05/02 0.255   2017/06/29 14,180,000 5,083,950 0.265   2016/10/28 0.153   2016/01/21
15740 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2019 A HKD 0.395   0.305   0.320   18,180,000 6,617,000 N/A 0.420   2017/05/17 0.305   2017/06/30 25,220,000 9,336,450 -   - -   -
29604 Macquarie Bank Ltd. - ASM Pacific European Wts Oct 2018 A HKD 0.425   0.290   0.305   15,590,000 5,821,850 N/A 0.470   2017/05/12 0.290   2017/06/30 23,960,000 9,304,450 -   - -   -
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD 0.066   0.055   0.055   3,780,000 224,520 1,778,655 0.203   2017/01/17 0.055   2017/06/30 73,660,000 10,671,930 0.260   2016/07/20 0.205   2016/10/18
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD 0.222   0.160   0.134   3,160,000 589,880 1,268,523 0.480   2017/03/21 0.160   2017/06/27 24,500,000 7,611,140 -   - -   -
13337 Macquarie Bank Ltd. - Bank of EA European Wts Feb 2018 A HKD 0.227   0.189   0.204   35,500,000 7,281,564 N/A 0.243   2017/04/05 0.160   2017/04/24 80,594,000 16,097,806 -   - -   -
11395 Macquarie Bank Ltd. - Bank of EA European Wts Jun 2017 A HKD -   -   0.010   0 0 189,864 0.139   2017/02/15 0.010   2017/04/28 22,336,000 1,139,184 0.315   2016/08/19 0.055   2016/12/22
29040 Macquarie Bank Ltd. - BankComm European Warrants Mar 2018 A HKD 0.187   0.123   0.137   22,172,000 3,554,842 N/A 0.370   2017/03/02 0.123   2017/06/21 69,198,000 14,823,616 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD 0.024   0.010   0.010   8,507,000 182,224 1,598,745 0.224   2017/02/16 0.010   2017/06/22 68,412,000 9,592,469 0.470   2016/09/22 0.129   2016/12/28
15074 Macquarie Bank Ltd. - BBMG European Warrants Apr 2018 A HKD 0.630   0.475   0.510   19,958,000 10,548,875 N/A 0.630   2017/06/07 0.475   2017/06/28 26,643,000 14,097,035 -   - -   -
12680 Macquarie Bank Ltd. - BBMG European Warrants Dec 2017 A HKD 0.375   0.238   0.250   486,000 141,519 N/A 1.250   2017/04/05 0.238   2017/06/06 21,956,000 17,750,349 -   - -   -
21307 Macquarie Bank Ltd. - BBMG European Warrants Jun 2017 A HKD -   -   0.010   0 0 801,232 0.102   2017/04/05 0.010   2017/05/16 75,550,000 4,807,390 0.109   2016/04/13 0.023   2016/12/01
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.620   0.350   0.400   587,000 256,705 3,991,893 1.650   2017/04/05 0.350   2017/06/28 33,971,000 23,951,360 0.840   2016/08/16 0.370   2016/12/29
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD -   -   0.375   0 0 470,787 0.440   2017/04/12 0.184   2017/01/23 8,700,000 2,824,720 0.375   2016/04/13 0.228   2016/02/12
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD 0.330   0.305   0.305   200,000 63,500 75,617 0.375   2017/05/11 0.184   2017/01/20 1,680,000 453,700 0.207   2016/12/29 0.205   2016/12/29
14200 Macquarie Bank Ltd. - Beijing Air European Wts Aug 2018 A HKD 0.260   0.250   0.255   4,200,000 1,066,700 N/A 0.295   2017/04/21 0.250   2017/06/30 4,360,000 1,113,700 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.125   0.125   0.125   10,000 1,250 3,132,638 0.185   2017/05/02 0.111   2017/01/16 138,430,000 18,795,830 0.247   2016/08/08 0.104   2016/12/29
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.027   0 0 200,635 0.038   2017/02/21 0.029   2017/03/02 32,210,000 1,203,810 0.126   2016/01/06 0.039   2016/06/16
21860 Macquarie Bank Ltd. - BJ Ent Water European Wts Jun 2017 A HKD -   -   0.022   0 0 84,740 0.052   2017/02/10 0.020   2017/04/07 14,180,000 508,440 0.108   2016/01/04 0.019   2016/07/08
12454 Macquarie Bank Ltd. - BOCHK European Warrants May 2018 A HKD 0.465   0.280   0.465   49,540,000 16,685,750 N/A 0.465   2017/06/27 0.239   2017/03/30 124,250,000 38,491,780 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 2.310   0.640   1.730   13,448,000 14,771,500 6,126,047 2.310   2017/06/29 0.500   2017/01/09 39,895,000 36,756,280 0.990   2016/12/08 0.450   2016/12/28
16434 Macquarie Bank Ltd. - BOCHK European Warrants Oct 2018 A HKD 0.375   0.202   0.315   71,690,000 19,333,115 N/A 0.375   2017/06/29 0.202   2017/06/23 71,690,000 19,333,115 -   - -   -
15180 Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A HKD 0.085   0.017   0.024   4,290,000 156,834 12,562,904 0.255   2017/02/16 0.017   2017/06/21 674,175,000 75,377,426 0.140   2016/12/16 0.088   2016/12/28
28799 Macquarie Bank Ltd. - BOCL European Warrants Dec 2017 A HKD 0.073   0.033   0.040   61,704,000 3,088,809 N/A 0.204   2017/02/24 0.033   2017/06/21 778,034,000 93,037,149 -   - -   -
16282 Macquarie Bank Ltd. - BOCL European Warrants Feb 2018 A HKD 0.218   0.123   0.125   9,598,000 1,300,474 N/A 0.218   2017/06/02 0.123   2017/06/28 9,598,000 1,300,474 -   - -   -
28242 Macquarie Bank Ltd. - BOCL European Warrants Jun 2017 A HKD -   -   0.610   0 0 205,362 0.630   2017/05/16 0.335   2017/01/03 3,240,000 1,232,170 0.570   2016/09/07 0.255   2016/06/28
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.630   0.530   0.540   8,300,000 4,844,200 1,931,633 0.630   2017/06/12 0.325   2017/02/03 23,000,000 11,589,800 0.365   2016/11/30 0.233   2016/10/04
19440 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2018 A HKD 0.410   0.315   0.340   27,900,000 10,522,200 N/A 0.420   2017/05/23 0.234   2017/02/03 52,380,000 19,535,740 -   - -   -
11848 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Jun 2018 A HKD 0.320   0.250   0.265   33,080,000 9,497,900 N/A 0.320   2017/06/12 0.193   2017/04/19 71,360,000 18,207,920 -   - -   -
13819 Macquarie Bank Ltd. - BYD European Put Warrants Dec 2017 A HKD 0.445   0.275   0.335   61,300,000 21,917,575 N/A 0.550   2017/05/24 0.275   2017/06/27 69,250,000 25,819,525 -   - -   -
14343 Macquarie Bank Ltd. - BYD European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 6,511,476 0.420   2017/01/04 0.018   2017/05/02 342,780,000 39,068,855 0.485   2016/12/23 0.355   2016/11/30
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD -   -   0.082   0 0 77,142 0.088   2017/01/03 0.050   2017/05/17 8,850,000 462,850 0.190   2016/09/07 0.087   2016/12/22
16869 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 B HKD 0.600   0.500   0.510   5,700,000 3,215,700 N/A 0.600   2017/06/27 0.500   2017/06/30 5,700,000 3,215,700 -   - -   -
20552 Macquarie Bank Ltd. - BYD European Warrants Aug 2017 A HKD 0.181   0.030   0.026   241,290,000 23,051,570 N/A 0.460   2017/02/09 0.030   2017/06/30 516,930,000 65,017,780 -   - -   -
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.260   0.225   0.226   33,400,000 7,835,100 2,432,183 0.260   2017/06/14 0.202   2017/05/08 64,450,000 14,593,100 0.330   2016/07/21 0.212   2016/02/15
15654 Macquarie Bank Ltd. - BYD European Warrants Jan 2018 A HKD 0.580   0.295   0.300   47,565,000 18,499,325 N/A 0.580   2017/06/14 0.285   2017/05/24 66,255,000 24,679,975 -   - -   -
14387 Macquarie Bank Ltd. - BYD European Warrants Jun 2017 B HKD -   -   0.010   0 0 13,874,125 0.380   2017/02/09 0.010   2017/05/10 490,715,000 83,244,750 0.730   2016/11/28 0.290   2016/12/30
29082 Macquarie Bank Ltd. - BYD European Warrants Oct 2017 A HKD 0.590   0.255   0.275   54,360,000 22,302,250 N/A 0.590   2017/06/14 0.255   2017/06/30 101,340,000 41,257,050 -   - -   -
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.087   0.068   0.075   38,340,000 2,924,470 2,364,258 0.154   2017/02/09 0.068   2017/06/12 157,850,000 14,185,550 0.290   2016/09/09 0.142   2016/12/20
25388 Macquarie Bank Ltd. - Cathay Pacific European Wts Jan 2019 A HKD 0.275   0.206   0.238   60,570,000 14,122,450 N/A 0.290   2017/03/06 0.161   2017/05/16 179,320,000 39,532,820 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.100   0.079   0.092   6,560,000 565,600 1,627,708 0.107   2017/03/06 0.041   2017/05/16 130,340,000 9,766,250 0.194   2016/10/12 0.066   2016/12/28
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD 0.018   0.018   0.018   100,000 1,800 42,437 0.040   2017/03/07 0.018   2017/06/08 8,760,000 254,620 0.244   2016/03/31 0.026   2016/12/30
13014 Macquarie Bank Ltd. - CC Bank European Put Wts Nov 2017 A HKD 0.300   0.197   0.295   31,821,000 8,344,217 N/A 0.540   2017/04/20 0.197   2017/06/05 68,317,000 23,297,110 -   - -   -
15967 Macquarie Bank Ltd. - CC Bank European Warrants Dec 2017 A HKD 0.260   0.124   0.126   654,649,000 114,615,792 N/A 0.260   2017/06/05 0.124   2017/06/30 875,018,000 159,931,412 -   - -   -
17007 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2018 A HKD 0.156   0.137   0.137   4,072,000 598,200 N/A 0.156   2017/06/28 0.137   2017/06/30 4,072,000 598,200 -   - -   -
14777 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 A HKD -   -   0.010   0 0 37,923,255 0.305   2017/02/23 0.010   2017/05/23 1,415,236,000 227,539,527 0.237   2016/12/08 0.094   2016/12/23
17405 Macquarie Bank Ltd. - CC Bank European Warrants Jun 2017 B HKD -   -   0.425   0 0 N/A 0.560   2017/02/16 0.209   2017/02/08 292,398,000 81,015,559 -   - -   -
13013 Macquarie Bank Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.275   0.116   0.117   271,000,000 38,606,605 N/A 0.380   2017/03/30 0.116   2017/06/30 1,163,577,000 209,066,044 -   - -   -
28690 Macquarie Bank Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.087   0.025   0.025   58,220,000 2,765,240 N/A 0.243   2017/02/23 0.025   2017/06/30 2,347,780,000 322,521,117 -   - -   -
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD -   -   0.023   0 0 768,185 0.275   2017/01/23 0.041   2017/05/19 28,660,000 4,609,111 0.490   2016/09/06 0.275   2016/11/21
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.024   0 0 3,833 0.025   2017/02/17 0.020   2017/02/16 1,000,000 23,000 0.073   2016/01/05 0.013   2016/11/18
16861 Macquarie Bank Ltd. - CGN Power European Warrants Jul 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15516 Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A HKD 0.058   0.030   0.030   10,995,000 454,375 1,820,217 0.315   2017/02/15 0.030   2017/06/27 64,885,000 10,921,303 -   - -   -
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.113   0.099   0.101   27,500,000 2,865,630 2,119,948 0.177   2017/02/17 0.090   2017/05/08 98,215,000 12,719,690 0.241   2016/08/11 0.116   2016/12/29
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD -   -   0.011   0 0 18,498 0.036   2017/02/17 0.021   2017/02/08 3,550,000 110,990 0.255   2016/01/06 0.021   2016/12/05
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.107   0.082   0.101   8,470,000 862,930 2,477,027 0.204   2017/04/06 0.082   2017/06/12 97,510,000 14,862,160 0.310   2016/04/19 0.099   2016/12/23
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.020   0 0 620 0.028   2017/02/28 0.026   2017/02/27 140,000 3,720 0.071   2016/08/17 0.018   2016/02/11
14929 Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A HKD 0.213   0.177   0.181   6,860,000 1,334,780 647,233 0.246   2017/03/15 0.177   2017/06/16 19,200,000 3,883,400 -   - -   -
16413 Macquarie Bank Ltd. - Ch Molybdenum European Wts Aug 2018 A HKD 0.540   0.310   0.480   35,532,000 15,705,720 N/A 0.540   2017/06/19 0.310   2017/06/06 35,532,000 15,705,720 -   - -   -
24383 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2018 A HKD 0.470   0.198   0.470   10,155,000 2,904,666 N/A 0.920   2017/02/23 0.198   2017/06/05 66,600,000 33,923,526 -   - -   -
29079 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2019 A HKD 0.530   0.290   0.500   23,934,000 9,932,415 N/A 0.960   2017/03/02 0.290   2017/06/05 46,509,000 21,378,300 -   - -   -
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.255   0.203   0.206   16,560,000 3,687,840 620,307 0.340   2017/03/10 0.203   2017/06/27 16,660,000 3,721,840 0.390   2016/10/28 0.243   2016/06/28
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.155   0.120   0.124   24,880,000 3,342,220 2,022,153 0.320   2017/01/26 0.120   2017/06/22 71,840,000 12,132,920 0.315   2016/10/11 0.234   2016/11/09
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.090   0.064   0.070   13,520,000 981,980 236,777 0.090   2017/06/26 0.033   2017/01/18 21,660,000 1,420,660 0.192   2016/01/04 0.026   2016/12/20
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.238   0.192   0.209   14,280,000 3,110,000 5,537,970 0.238   2017/06/26 0.115   2017/02/08 205,480,000 33,227,820 0.249   2016/08/15 0.116   2016/12/30
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD 0.184   0.143   0.183   19,480,000 3,173,980 832,670 0.270   2017/04/19 0.143   2017/06/26 26,920,000 4,996,020 0.208   2016/12/29 0.193   2016/12/29
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.325   0.280   0.330   160,000 48,200 203,817 0.440   2017/03/23 0.280   2017/06/14 3,000,000 1,222,900 0.375   2016/11/29 0.191   2016/09/12
25865 Macquarie Bank Ltd. - CHALCO European Warrants Jan 2018 A HKD 0.355   0.214   0.275   27,658,000 7,978,674 N/A 0.770   2017/03/02 0.203   2017/05/23 85,276,000 34,987,738 -   - -   -
14055 Macquarie Bank Ltd. - CHALCO European Warrants Jun 2017 A HKD -   -   0.097   0 0 1,248,436 0.920   2017/03/02 0.097   2017/05/10 15,582,000 7,490,614 0.630   2016/11/25 0.280   2016/12/29
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD -   -   0.010   0 0 2,800,267 0.275   2017/01/05 0.010   2017/05/25 176,780,000 16,801,600 0.300   2016/12/30 0.223   2016/11/10
15234 Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A HKD 0.245   0.187   0.242   51,160,000 11,261,900 9,325,710 0.280   2017/02/09 0.130   2017/05/09 268,960,000 55,954,260 0.218   2016/12/16 0.193   2016/12/29
25592 Macquarie Bank Ltd. - Chi Res Land European Wts Jul 2018 A HKD 0.290   0.290   0.295   300,000 87,000 N/A 0.420   2017/02/09 0.219   2017/05/09 107,700,000 33,424,740 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.045   0.012   0.014   11,700,000 257,400 2,786,527 0.099   2017/02/09 0.012   2017/06/22 295,700,000 16,719,160 0.237   2016/09/29 0.035   2016/12/30
16816 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2018 A HKD 0.229   0.191   0.209   26,560,000 5,774,760 N/A 0.229   2017/06/26 0.191   2017/06/21 26,560,000 5,774,760 -   - -   -
11957 Macquarie Bank Ltd. - Chi Res Power European Wts Jul 2018 A HKD 0.295   0.224   0.275   38,920,000 9,768,580 N/A 0.310   2017/05/29 0.210   2017/05/08 57,960,000 14,441,020 -   - -   -
24387 Macquarie Bank Ltd. - China Agri European Wts Apr 2018 A HKD -   -   0.420   0 0 N/A 1.040   2017/02/15 0.680   2017/05/04 2,012,000 1,952,720 -   - -   -
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD -   -   0.013   0 0 1,970,164 0.198   2017/02/23 0.013   2017/05/18 93,696,000 11,820,984 0.320   2016/09/09 0.095   2016/12/28
15776 Macquarie Bank Ltd. - China Cinda European Wts Mar 2018 A HKD 0.355   0.260   0.280   9,906,000 2,725,400 N/A 0.355   2017/06/08 0.260   2017/06/16 11,146,000 3,114,600 -   - -   -
21490 Macquarie Bank Ltd. - China Coal European Wts Dec 2017 A HKD 0.144   0.092   0.142   11,082,000 1,424,302 N/A 0.540   2017/02/16 0.092   2017/06/13 31,170,000 9,663,913 -   - -   -
14901 Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A HKD 0.910   0.630   0.870   21,580,000 16,856,120 6,875,127 1.250   2017/03/23 0.580   2017/05/08 49,582,000 41,250,760 0.720   2016/12/22 0.610   2016/12/28
12139 Macquarie Bank Ltd. - China East Air European Wts Feb 2018 A HKD 0.480   0.330   0.410   22,216,000 8,730,270 N/A 0.860   2017/03/23 0.330   2017/06/23 29,688,000 12,236,740 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.038   0.030   0.038   3,620,000 112,240 127,063 0.070   2017/03/23 0.024   2017/05/23 18,520,000 762,380 0.157   2016/04/14 0.018   2016/12/13
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD -   -   0.110   0 0 99,275 0.237   2017/03/15 0.154   2017/01/04 2,940,000 595,650 0.216   2016/10/27 0.142   2016/12/29
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD 0.066   0.026   0.020   21,180,000 1,011,700 1,586,710 0.101   2017/03/21 0.022   2017/05/31 166,860,000 9,520,260 0.265   2016/09/09 0.082   2016/12/28
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.220   0.061   0.197   62,960,000 7,330,540 2,430,867 0.220   2017/06/29 0.035   2017/05/15 132,340,000 14,585,200 0.228   2016/10/11 0.098   2016/12/22
17121 Macquarie Bank Ltd. - China Gas Hold Euro Wts Nov 2018 A HKD 0.330   0.325   0.325   480,000 156,800 N/A 0.330   2017/06/30 0.325   2017/06/30 480,000 156,800 -   - -   -
21816 Macquarie Bank Ltd. - China Life European Wts Aug 2017 A HKD 1.340   0.175   0.212   21,623,000 15,506,704 N/A 1.650   2017/05/31 0.175   2017/06/30 34,414,000 29,281,634 -   - -   -
16122 Macquarie Bank Ltd. - China Life European Wts Dec 2017 A HKD 1.490   0.700   0.750   17,853,000 17,325,920 N/A 1.620   2017/05/31 0.700   2017/06/30 20,367,000 20,958,520 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.275   0.173   0.181   73,360,000 15,449,100 6,964,505 0.375   2017/02/14 0.161   2017/05/05 183,720,000 41,787,030 0.305   2016/11/30 0.159   2016/12/29
15162 Macquarie Bank Ltd. - China Life European Wts Feb 2018 B HKD 0.270   0.165   0.170   61,840,000 12,913,340 6,805,445 0.365   2017/02/21 0.159   2017/01/03 176,820,000 40,832,670 0.174   2016/12/16 0.148   2016/12/23
16567 Macquarie Bank Ltd. - China Life European Wts Jan 2018 B HKD 0.800   0.435   0.460   18,453,000 10,737,680 N/A 0.800   2017/06/14 0.435   2017/06/30 18,453,000 10,737,680 -   - -   -
15459 Macquarie Bank Ltd. - China Life European Wts Jul 2017 A HKD -   -   0.495   0 0 157,753 0.520   2017/02/21 0.221   2017/01/03 3,550,000 946,520 0.215   2016/12/30 0.195   2016/12/23
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.485   0.425   0.370   7,430,000 3,391,900 4,322,092 0.540   2017/03/21 0.270   2017/01/03 62,870,000 25,932,550 0.405   2016/12/08 0.223   2016/11/11
13296 Macquarie Bank Ltd. - China Life European Wts Jun 2017 A HKD 0.023   0.010   0.010   5,049,000 62,670 8,461,762 0.670   2017/02/15 0.010   2017/06/16 518,835,000 50,770,574 0.830   2016/09/22 0.141   2016/11/09
14435 Macquarie Bank Ltd. - China Life European Wts Jun 2017 B HKD -   -   0.010   0 0 8,341,938 1.150   2017/02/15 0.010   2017/05/25 224,817,000 50,051,626 0.680   2016/12/14 0.335   2016/12/29
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.660   0.580   0.520   240,000 146,300 225,533 0.660   2017/06/08 0.370   2017/01/03 2,640,000 1,353,200 0.480   2016/09/22 0.265   2016/11/09
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.435   0.300   0.300   24,240,000 9,150,950 3,408,895 0.470   2017/02/21 0.218   2017/01/04 57,670,000 20,453,370 0.340   2016/12/01 0.152   2016/11/09
28139 Macquarie Bank Ltd. - China Life European Wts May 2018 A HKD 0.232   0.155   0.157   51,760,000 10,312,720 N/A 0.315   2017/03/21 0.155   2017/06/30 188,620,000 39,801,660 -   - -   -
13884 Macquarie Bank Ltd. - China Life European Wts Nov 2017 A HKD 2.970   1.750   1.770   2,570,000 5,443,600 N/A 2.970   2017/06/08 1.750   2017/06/21 3,504,000 7,469,150 -   - -   -
11907 Macquarie Bank Ltd. - China Life European Wts Oct 2017 A HKD 0.360   0.075   0.086   200,584,000 34,507,863 N/A 0.710   2017/03/22 0.075   2017/06/30 365,412,000 87,648,925 -   - -   -
26161 Macquarie Bank Ltd. - China Life European Wts Sep 2017 A HKD 0.710   0.169   0.192   48,818,000 16,271,630 N/A 1.310   2017/03/21 0.169   2017/06/30 74,698,000 34,223,705 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.108   0.054   0.054   90,770,000 6,944,310 5,910,942 0.218   2017/02/13 0.054   2017/06/27 262,020,000 35,465,650 0.290   2016/12/09 0.199   2016/12/28
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD 0.246   0.160   0.171   20,810,000 3,960,500 3,088,418 0.330   2017/03/31 0.160   2017/06/28 83,440,000 18,530,510 -   - -   -
11904 Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2018 A HKD 0.090   0.071   0.077   37,460,000 3,035,465 N/A 0.231   2017/03/24 0.071   2017/06/02 1,027,335,000 172,207,520 -   - -   -
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.115   0.105   0.110   32,650,000 3,640,350 2,533,358 0.143   2017/01/16 0.096   2017/03/23 126,500,000 15,200,150 0.250   2016/01/11 0.101   2016/09/22
20113 Macquarie Bank Ltd. - China Mobile European Wts Aug 2017 A HKD 0.039   0.010   0.010   1,090,000 25,490 N/A 0.360   2017/01/27 0.010   2017/06/21 3,015,000,000 425,390,700 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD -   -   0.020   0 0 9,402,192 0.049   2017/03/20 0.018   2017/05/16 1,409,650,000 56,413,150 0.125   2016/09/09 0.027   2016/12/28
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD -   -   0.018   0 0 163,667 0.043   2017/03/20 0.018   2017/05/23 32,400,000 982,000 0.085   2016/07/21 0.027   2016/12/28
15174 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 C HKD 0.415   0.211   0.219   233,375,000 56,113,020 N/A 0.430   2017/05/10 0.211   2017/06/30 308,455,000 87,187,395 -   - -   -
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.010   0 0 83 0.010   2017/02/20 0.010   2017/02/20 50,000 500 0.053   2016/04/22 0.017   2016/06/24
15060 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 B HKD 0.039   0.010   0.010   10,500,000 244,205 40,338,190 0.495   2017/02/07 0.010   2017/06/09 1,562,785,000 242,029,140 0.410   2016/12/14 0.280   2016/12/28
29338 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 A HKD -   -   0.010   0 0 93,659 0.044   2017/01/26 0.010   2017/05/05 17,135,000 561,955 0.315   2016/07/21 0.019   2016/12/13
14244 Macquarie Bank Ltd. - China Mobile European Wts Jun 2017 B HKD -   -   0.010   0 0 2,408,757 0.124   2017/01/12 0.018   2017/03/30 187,955,000 14,452,540 0.207   2016/11/16 0.073   2016/12/19
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.069   0.035   0.036   5,000,000 306,450 4,016,544 0.135   2017/02/02 0.035   2017/06/21 227,140,000 24,099,265 0.255   2016/10/11 0.059   2016/11/14
12641 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 A HKD 0.058   0.021   0.021   50,460,000 1,996,230 N/A 0.210   2017/03/28 0.021   2017/06/26 1,253,535,000 168,515,860 -   - -   -
15382 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 B HKD 0.177   0.061   0.062   603,340,000 56,452,860 N/A 0.191   2017/05/22 0.061   2017/06/30 2,214,855,000 325,031,810 -   - -   -
29049 Macquarie Bank Ltd. - China Overseas European Put Wts Jan18A HKD 0.197   0.154   0.166   34,500,000 6,012,580 N/A 0.335   2017/05/08 0.154   2017/06/06 109,160,000 22,677,380 -   - -   -
16281 Macquarie Bank Ltd. - China Overseas European Wts Apr 2018 A HKD 0.320   0.220   0.227   27,740,000 7,127,700 N/A 0.320   2017/06/06 0.220   2017/06/21 27,740,000 7,127,700 -   - -   -
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD -   -   0.021   0 0 14,657 0.035   2017/02/09 0.021   2017/03/17 3,560,000 87,940 0.305   2016/08/10 0.015   2016/12/21
15178 Macquarie Bank Ltd. - China Overseas European Wts Jul 2017 A HKD 0.048   0.010   0.010   17,210,000 595,176 6,177,577 0.870   2017/02/22 0.010   2017/06/12 142,550,000 37,065,464 0.570   2016/12/15 0.310   2016/12/29
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.207   0.134   0.134   59,980,000 9,513,020 9,632,043 0.345   2017/03/16 0.134   2017/06/29 274,600,000 57,792,260 0.310   2016/12/09 0.185   2016/12/29
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.034   0.021   0.020   10,100,000 278,220 2,260,557 0.089   2017/02/08 0.020   2017/05/10 232,100,000 13,563,340 0.305   2016/09/23 0.030   2016/12/29
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.036   0.022   0.025   66,400,000 1,806,570 1,573,907 0.106   2017/03/21 0.022   2017/06/20 177,410,000 9,443,440 0.187   2016/04/15 0.055   2016/09/21
29842 Macquarie Bank Ltd. - China Res Gas European Wts Feb 2018 A HKD 0.445   0.295   0.400   13,960,000 5,611,400 N/A 0.640   2017/04/05 0.250   2017/05/15 31,900,000 12,233,700 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD 0.265   0.193   0.260   15,890,000 3,460,835 11,310,663 0.310   2017/03/20 0.112   2017/03/13 329,145,000 67,863,980 0.275   2016/11/01 0.158   2016/11/21
15980 Macquarie Bank Ltd. - China Shenhua European Wts Jul 2018 A HKD 0.365   0.270   0.350   57,730,000 17,180,425 N/A 0.365   2017/06/30 0.270   2017/06/13 70,880,000 20,991,700 -   - -   -
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.445   0.355   0.445   1,775,000 743,425 1,520,866 0.445   2017/06/30 0.171   2017/03/10 37,800,000 9,125,195 0.360   2016/11/10 0.162   2016/12/23
29039 Macquarie Bank Ltd. - China Taiping European Wts Nov 2017 A HKD 0.229   0.141   0.142   34,150,000 5,195,620 N/A 0.300   2017/03/21 0.141   2017/06/30 190,584,000 34,812,956 -   - -   -
26186 Macquarie Bank Ltd. - China Tel European Warrants May 2018 A HKD 0.229   0.166   0.166   10,640,000 1,959,120 N/A 0.340   2017/02/10 0.166   2017/06/29 102,736,000 22,728,978 -   - -   -
16307 Macquarie Bank Ltd. - China Tel European Warrants May 2018 B HKD 0.255   0.192   0.195   10,828,000 2,291,394 N/A 0.255   2017/06/02 0.192   2017/06/30 10,828,000 2,291,394 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD 0.044   0.023   0.022   700,000 25,000 663,620 0.105   2017/01/06 0.023   2017/06/16 72,218,000 3,981,718 0.226   2016/11/10 0.090   2016/12/21
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.235   0.167   0.196   41,980,000 8,235,060 23,862,203 0.235   2017/06/23 0.065   2017/01/16 1,288,560,000 143,173,220 0.160   2016/10/11 0.073   2016/11/17
16423 Macquarie Bank Ltd. - China Unicom European Wts Jan 2018 A HKD 1.170   0.740   0.900   82,290,000 78,236,660 N/A 1.170   2017/06/23 0.740   2017/06/12 82,290,000 78,236,660 -   - -   -
14902 Macquarie Bank Ltd. - China Unicom European Wts Jul 2017 A HKD 0.350   0.010   0.010   32,984,000 6,333,964 21,749,299 0.390   2017/04/03 0.010   2017/06/28 699,612,000 130,495,792 0.490   2016/12/08 0.200   2016/12/23
13471 Macquarie Bank Ltd. - China Unicom European Wts Mar 2018 A HKD 0.620   0.355   0.485   55,224,000 25,610,920 N/A 0.620   2017/06/23 0.214   2017/05/09 258,866,000 91,123,500 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.035   0.019   0.030   3,520,000 103,620 32,633 0.035   2017/06/01 0.011   2017/01/25 8,000,000 195,800 0.111   2016/03/17 0.026   2016/11/16
14903 Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A HKD 0.040   0.019   0.028   3,530,000 85,304 1,512,333 0.149   2017/03/17 0.019   2017/06/15 128,064,000 9,073,995 0.110   2016/12/13 0.041   2016/12/29
13853 Macquarie Bank Ltd. - China Vanke European Wts Jan 2018 A HKD 0.187   0.110   0.146   278,178,000 42,500,845 N/A 0.208   2017/04/21 0.102   2017/05/18 320,125,000 48,830,393 -   - -   -
15835 Macquarie Bank Ltd. - China Vanke European Wts Oct 2017 A HKD 0.265   0.149   0.230   26,596,000 4,734,579 4,065,955 0.450   2017/03/16 0.142   2017/05/24 118,820,000 24,395,727 -   - -   -
27336 Macquarie Bank Ltd. - Chinares Cement European Wt Jun 2017 A HKD 0.720   0.510   0.740   36,000 24,780 1,275,063 1.230   2017/03/21 0.234   2017/01/09 11,456,000 7,650,380 0.610   2016/11/15 0.189   2016/06/16
25555 Macquarie Bank Ltd. - Chinares Cement European Wt Mar 2018 A HKD 0.530   0.290   0.330   39,930,000 15,812,550 N/A 0.900   2017/03/21 0.290   2017/06/28 79,950,000 39,145,500 -   - -   -
13280 Macquarie Bank Ltd. - Chinasoft Int'l European Wt Mar 2018 A HKD 0.610   0.400   0.425   38,340,000 19,082,770 N/A 0.870   2017/04/06 0.400   2017/06/30 44,360,000 23,178,230 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.420   0.335   0.340   8,180,000 3,131,800 642,059 0.420   2017/06/12 0.214   2017/01/03 11,000,000 3,852,354 0.260   2016/12/06 0.183   2016/10/18
13338 Macquarie Bank Ltd. - Chow Tai Fook European Wts Jul 2019 A HKD 0.345   0.280   0.285   5,676,000 1,793,200 N/A 0.345   2017/06/12 0.280   2017/06/05 6,024,000 1,893,500 -   - -   -
16387 Macquarie Bank Ltd. - CITIC Bank European Wts Jan 2018 A HKD 0.216   0.174   0.203   5,300,000 1,044,400 N/A 0.216   2017/06/27 0.174   2017/06/21 5,300,000 1,044,400 -   - -   -
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 537,430 0.081   2017/02/16 0.026   2017/03/22 56,165,000 3,224,579 0.380   2016/09/27 0.054   2016/12/28
15632 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A HKD 0.098   0.056   0.064   13,290,000 1,049,185 1,691,543 0.350   2017/02/16 0.056   2017/06/21 75,600,000 10,149,255 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.265   0.124   0.124   27,098,000 5,407,311 1,641,584 0.490   2017/02/17 0.124   2017/06/30 41,236,000 9,849,501 0.670   2016/12/01 0.345   2016/12/29
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.270   0.130   0.130   17,732,000 3,757,566 1,376,933 0.510   2017/01/11 0.130   2017/06/30 32,608,000 8,261,596 0.710   2016/11/28 0.420   2016/12/29
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD 0.195   0.195   0.189   10,000 1,950 7,495 0.197   2017/05/31 0.183   2017/05/23 230,000 44,970 0.320   2016/08/12 0.168   2016/02/17
16893 Macquarie Bank Ltd. - CITIC Sec European Put Warrants Jul18A HKD 0.214   0.179   0.200   28,900,000 5,723,770 N/A 0.214   2017/06/23 0.179   2017/06/29 28,900,000 5,723,770 -   - -   -
16787 Macquarie Bank Ltd. - CITIC Sec European Warrants Apr 2018 A HKD 0.365   0.340   0.355   315,000 113,150 N/A 0.365   2017/06/22 0.340   2017/06/21 315,000 113,150 -   - -   -
13848 Macquarie Bank Ltd. - CITIC Sec European Warrants Aug 2018 A HKD 0.197   0.160   0.166   116,565,000 20,591,245 N/A 0.246   2017/04/26 0.160   2017/06/28 151,415,000 28,107,040 -   - -   -
16683 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2018 A HKD 0.970   0.790   0.910   8,874,000 7,997,205 N/A 0.970   2017/06/26 0.790   2017/06/16 8,874,000 7,997,205 -   - -   -
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD 0.011   0.011   0.015   150,000 1,650 1,965,453 0.134   2017/01/09 0.011   2017/06/06 135,105,000 11,792,715 0.196   2016/12/07 0.103   2016/12/29
16388 Macquarie Bank Ltd. - CKH European Put Warrants Apr 2018 A HKD 0.580   0.480   0.520   12,215,000 6,243,950 N/A 0.580   2017/06/09 0.480   2017/06/28 12,215,000 6,243,950 -   - -   -
15273 Macquarie Bank Ltd. - CKH European Warrants Dec 2017 A HKD 0.840   0.530   0.530   11,770,000 8,134,750 N/A 0.890   2017/05/25 0.530   2017/06/30 27,065,000 20,271,150 -   - -   -
16432 Macquarie Bank Ltd. - CKH European Warrants Feb 2018 A HKD 0.540   0.365   0.365   38,060,000 16,413,175 N/A 0.540   2017/06/07 0.365   2017/06/30 38,060,000 16,413,175 -   - -   -
15274 Macquarie Bank Ltd. - CKH European Warrants Jan 2018 A HKD 0.335   0.195   0.203   91,185,000 21,622,155 N/A 0.385   2017/05/11 0.195   2017/06/27 120,415,000 31,403,705 -   - -   -
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD -   -   0.010   0 0 933 0.018   2017/01/19 0.010   2017/05/18 450,000 5,600 0.099   2016/01/05 0.010   2016/07/06
15460 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 B HKD 0.330   0.011   0.010   44,600,000 6,481,890 9,935,297 0.445   2017/02/28 0.011   2017/06/27 264,485,000 59,611,780 -   - -   -
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.047   2016/04/07 0.020   2016/10/27
15279 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar18A HKD 0.380   0.260   0.310   29,920,000 10,155,300 N/A 0.420   2017/05/17 0.260   2017/06/13 35,240,000 12,078,850 -   - -   -
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD 0.059   0.048   0.051   40,150,000 2,188,350 433,625 0.059   2017/06/07 0.035   2017/04/18 49,750,000 2,601,750 0.130   2016/09/09 0.090   2016/05/30
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD 0.041   0.017   0.020   28,780,000 937,000 1,270,108 0.057   2017/03/20 0.017   2017/06/05 180,240,000 7,620,645 0.300   2016/10/03 0.029   2016/12/29
16542 Macquarie Bank Ltd. - CLP European Warrants Aug 2018 A HKD 0.360   0.305   0.305   15,350,000 5,100,750 N/A 0.360   2017/06/20 0.305   2017/06/30 15,350,000 5,100,750 -   - -   -
29665 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 B HKD 0.120   0.050   0.059   232,505,000 22,506,145 N/A 0.249   2017/04/11 0.050   2017/06/29 418,710,000 53,291,170 -   - -   -
16389 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 C HKD 0.395   0.270   0.275   17,635,000 5,926,500 N/A 0.395   2017/06/16 0.270   2017/06/30 17,635,000 5,926,500 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD 0.024   0.024   0.010   100,000 2,400 40,968 0.071   2017/01/03 0.010   2017/03/10 5,600,000 245,810 0.255   2016/06/14 0.049   2016/12/08
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.275   0.275   0.315   1,000,000 275,000 8,175,325 0.310   2017/02/21 0.118   2017/05/08 260,955,000 49,051,950 0.320   2016/09/23 0.152   2016/12/23
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.600   0.510   0.580   620,000 323,200 810,991 0.600   2017/06/30 0.242   2017/01/03 14,995,000 4,865,945 0.420   2016/09/07 0.225   2016/12/23
16221 Macquarie Bank Ltd. - CM Bank European Warrants Dec 2018 A HKD 0.285   0.194   0.275   91,750,000 22,249,950 N/A 0.285   2017/06/30 0.194   2017/06/16 93,220,000 22,639,875 -   - -   -
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD 0.700   0.660   0.750   30,000 20,300 99,650 0.750   2017/05/25 0.400   2017/04/27 1,200,000 597,900 0.500   2016/09/07 0.110   2016/06/08
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.330   0.116   0.310   4,455,000 885,295 5,804,050 0.330   2017/06/29 0.044   2017/05/08 266,400,000 34,824,300 0.246   2016/10/12 0.108   2016/12/23
28739 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2018 A HKD 0.270   0.166   0.255   146,465,000 33,615,310 N/A 0.305   2017/05/25 0.138   2017/05/09 252,065,000 57,051,095 -   - -   -
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.285   0.244   0.246   5,260,000 1,346,740 721,165 0.375   2017/02/13 0.244   2017/06/30 15,040,000 4,326,990 0.490   2016/08/11 0.395   2016/11/09
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD 0.310   0.265   0.265   2,440,000 716,150 164,358 0.315   2017/05/24 0.265   2017/06/30 3,320,000 986,150 -   - -   -
16629 Macquarie Bank Ltd. - CNBM European Put Warrants Jan 2018 B HKD 0.790   0.630   0.640   2,120,000 1,538,000 N/A 0.790   2017/06/26 0.630   2017/06/30 2,120,000 1,538,000 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD 0.010   0.010   0.010   40,000 400 56,607 0.056   2017/03/01 0.010   2017/06/08 9,180,000 339,640 0.024   2016/01/18 0.010   2016/10/24
12285 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 B HKD 0.066   0.021   0.032   50,164,000 2,312,800 N/A 0.305   2017/04/03 0.021   2017/06/27 115,640,000 9,719,470 -   - -   -
15380 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 C HKD 0.435   0.236   0.340   58,902,000 20,043,520 N/A 0.520   2017/05/15 0.236   2017/06/26 87,408,000 31,115,240 -   - -   -
16530 Macquarie Bank Ltd. - CNBM European Warrants Jan 2018 A HKD 0.710   0.520   0.680   10,522,000 6,694,000 N/A 0.710   2017/06/14 0.520   2017/06/26 10,522,000 6,694,000 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD 0.455   0.400   0.395   4,000 1,710 978,812 1.430   2017/02/09 0.350   2017/01/17 9,020,000 5,872,870 0.830   2016/11/14 0.345   2016/12/28
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD -   -   0.020   0 0 87,927 0.050   2017/02/09 0.026   2017/03/31 13,120,000 527,560 0.070   2016/04/21 0.018   2016/09/20
27648 Macquarie Bank Ltd. - CNBM European Warrants Oct 2017 A HKD -   -   0.021   0 0 N/A 0.610   2017/03/02 0.029   2017/05/17 117,280,000 35,689,314 -   - -   -
15513 Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A HKD 0.144   0.033   0.072   7,336,000 803,974 9,314,860 0.990   2017/02/23 0.033   2017/06/27 215,588,000 55,889,158 0.260   2016/12/30 0.240   2016/12/28
23897 Macquarie Bank Ltd. - CNOOC European Put Warrants Aug 2017 A HKD 0.550   0.390   0.485   17,538,000 8,081,315 N/A 0.880   2017/03/10 0.390   2017/06/05 109,462,000 57,108,030 -   - -   -
15325 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A HKD 1.240   1.060   1.230   2,644,000 3,018,830 25,338,660 1.510   2017/03/10 0.990   2017/01/18 129,334,000 152,031,960 1.290   2016/12/23 1.170   2016/12/21
23234 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2017 B HKD 0.295   0.198   0.216   132,544,000 31,240,928 N/A 0.550   2017/03/09 0.198   2017/06/14 277,170,000 81,439,566 -   - -   -
16170 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2018 A HKD 0.600   0.530   0.540   2,960,000 1,647,500 N/A 0.600   2017/06/08 0.530   2017/06/13 2,962,000 1,648,630 -   - -   -
13736 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2018 A HKD 0.216   0.084   0.115   53,354,000 7,443,336 N/A 0.285   2017/05/08 0.084   2017/06/29 135,106,000 25,460,016 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.089   0.066   0.070   34,540,000 2,651,270 6,061,552 0.167   2017/02/20 0.066   2017/06/30 311,760,000 36,369,310 0.265   2016/10/25 0.080   2016/01/20
27667 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2017 B HKD 0.102   0.031   0.035   121,572,000 9,685,194 N/A 0.500   2017/02/16 0.031   2017/06/27 219,210,000 34,483,473 -   - -   -
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD -   -   0.213   0 0 42,937 0.280   2017/04/11 0.230   2017/05/26 1,020,000 257,620 0.410   2016/10/20 0.167   2016/01/21
28683 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2018 A HKD 0.123   0.033   0.043   57,672,000 4,957,232 N/A 0.500   2017/02/23 0.033   2017/06/28 377,704,000 69,429,567 -   - -   -
15986 Macquarie Bank Ltd. - CNOOC European Warrants Jan 2018 A HKD 0.237   0.083   0.092   138,344,000 22,213,323 N/A 0.315   2017/05/23 0.083   2017/06/27 187,718,000 34,004,214 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 223,253 0.051   2017/01/18 0.010   2017/04/11 36,080,000 1,339,520 0.112   2016/04/21 0.014   2016/01/21
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.023   0.021   0.021   1,800,000 39,150 902,347 0.118   2017/01/06 0.021   2017/06/28 76,100,000 5,414,080 0.171   2016/04/22 0.056   2016/01/21
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD -   -   0.010   0 0 50,847 0.040   2017/03/23 0.010   2017/05/25 14,080,000 305,080 0.075   2016/04/22 0.010   2016/12/28
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD 0.023   0.023   0.023   3,000 69 6,127,589 0.246   2017/01/12 0.023   2017/06/09 323,544,000 36,765,535 0.375   2016/12/01 0.137   2016/11/11
14724 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A HKD 0.040   0.010   0.010   13,678,000 412,982 35,310,606 0.540   2017/01/13 0.010   2017/06/27 1,347,891,000 211,863,636 0.800   2016/12/01 0.475   2016/12/22
11370 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 C HKD 0.109   0.031   0.034   59,180,000 4,340,026 N/A 0.410   2017/03/31 0.031   2017/06/28 206,136,000 39,930,246 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD -   -   0.020   0 0 5,040,590 0.227   2017/01/18 0.025   2017/04/19 182,516,000 30,243,540 0.450   2016/10/20 0.153   2016/11/14
29254 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Dec 2017 A HKD 0.325   0.241   0.320   14,344,000 4,054,590 N/A 0.530   2017/03/08 0.241   2017/06/14 35,555,500 12,053,417 -   - -   -
21102 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.058   2016/01/06 0.020   2016/05/13
11554 Macquarie Bank Ltd. - Country Garden European Wts Dec 2017 A HKD 2.190   1.120   1.410   14,135,000 23,906,030 N/A 2.190   2017/06/07 0.390   2017/03/20 66,509,000 74,280,480 -   - -   -
16534 Macquarie Bank Ltd. - Country Garden European Wts Jun 2018 A HKD 1.020   0.650   0.790   31,544,000 26,708,400 N/A 1.020   2017/06/13 0.650   2017/06/28 31,544,000 26,708,400 -   - -   -
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD -   -   0.030   0 0 454,515 0.086   2017/02/15 0.028   2017/04/03 42,514,000 2,727,090 0.320   2016/09/22 0.080   2016/12/21
26622 Macquarie Bank Ltd. - CPIC European Warrants Dec 2017 A HKD 0.320   0.207   0.315   17,448,000 4,576,020 N/A 0.370   2017/02/22 0.141   2017/05/18 247,668,000 60,904,430 -   - -   -
16538 Macquarie Bank Ltd. - CPIC European Warrants Dec 2018 A HKD 0.310   0.210   0.295   88,430,000 22,531,052 N/A 0.310   2017/06/27 0.210   2017/06/15 88,430,000 22,531,052 -   - -   -
15739 Macquarie Bank Ltd. - CPIC European Warrants Jun 2018 A HKD 0.305   0.192   0.275   37,850,000 9,271,976 N/A 0.310   2017/05/31 0.192   2017/06/21 87,054,000 21,947,024 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.029   0.020   0.020   13,460,000 340,160 2,114,483 0.149   2017/01/12 0.020   2017/06/22 154,540,000 12,686,895 0.260   2016/01/11 0.110   2016/10/12
16537 Macquarie Bank Ltd. - CRCC European Warrants Jun 2018 A HKD 0.740   0.590   0.690   11,952,000 8,220,880 N/A 0.740   2017/06/22 0.590   2017/06/21 11,952,000 8,220,880 -   - -   -
24813 Macquarie Bank Ltd. - CRPH European Warrants Apr 2018 A HKD 0.168   0.109   0.110   12,220,000 1,903,460 N/A 0.249   2017/01/27 0.109   2017/06/30 48,350,000 9,505,420 -   - -   -
13850 Macquarie Bank Ltd. - CRRC European Warrants Jul 2018 A HKD 0.860   0.740   0.750   4,820,000 3,892,920 N/A 1.110   2017/04/19 0.740   2017/06/30 7,424,000 6,129,600 -   - -   -
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD 0.038   0.023   0.024   5,670,000 189,640 2,125,932 0.127   2017/01/24 0.023   2017/06/22 139,220,000 12,755,590 0.350   2016/03/14 0.104   2016/12/30
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.022   0.020   0.020   1,000,000 20,400 424,017 0.065   2017/01/27 0.020   2017/06/26 50,400,000 2,544,100 0.208   2016/01/04 0.047   2016/11/17
15628 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B HKD 0.350   0.181   0.185   58,682,000 14,779,317 3,708,672 0.720   2017/02/20 0.181   2017/06/30 78,552,000 22,252,032 0.520   2016/12/29 0.500   2016/12/29
17110 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Feb 2018 A HKD 0.380   0.325   0.350   14,958,000 5,139,955 N/A 0.380   2017/06/29 0.325   2017/06/30 14,958,000 5,139,955 -   - -   -
16424 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2018 A HKD 0.670   0.425   0.660   24,966,600 14,252,342 N/A 0.670   2017/06/30 0.425   2017/06/16 24,966,600 14,252,342 -   - -   -
14101 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Nov 2017 A HKD 0.495   0.300   0.495   31,229,800 10,907,322 N/A 0.495   2017/06/29 0.115   2017/05/09 109,884,600 23,238,486 -   - -   -
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.143   0.105   0.143   84,620,000 10,051,870 3,119,909 0.143   2017/06/29 0.063   2017/05/09 190,176,000 18,719,454 0.182   2016/08/15 0.081   2016/12/29
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.051   0.051   0.041   50,000 2,550 28,593 0.163   2017/02/17 0.051   2017/06/15 1,460,000 171,560 0.320   2016/03/31 0.081   2016/12/13
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD 0.188   0.166   0.167   7,760,000 1,369,600 1,057,060 0.305   2017/01/12 0.166   2017/06/30 31,580,000 6,342,360 0.380   2016/10/19 0.235   2016/12/30
16814 Macquarie Bank Ltd. - Dongfeng Motor European Wts Apr 2018 A HKD 0.900   0.620   0.630   10,448,000 7,084,520 N/A 0.900   2017/06/21 0.620   2017/06/30 10,448,000 7,084,520 -   - -   -
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.053   0.027   0.031   18,340,000 684,020 1,142,540 0.083   2017/02/24 0.026   2017/05/31 104,120,000 6,855,240 0.260   2016/08/01 0.071   2016/12/14
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.169   0.091   0.134   51,360,000 5,794,180 2,099,177 0.177   2017/02/09 0.030   2017/01/11 97,020,000 12,595,060 0.370   2016/07/25 0.133   2016/12/29
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD 0.020   0.020   0.020   250,000 5,000 580,537 0.110   2017/02/27 0.020   2017/06/02 51,268,000 3,483,221 0.285   2016/03/31 0.055   2016/12/30
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 1.120   0.770   0.770   6,530,000 6,790,000 5,627,267 1.120   2017/06/07 0.053   2017/01/04 98,420,000 33,763,600 0.224   2016/01/05 0.046   2016/12/29
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 0.990   0.475   0.620   17,350,000 12,025,600 4,644,525 0.990   2017/06/07 0.026   2017/02/27 139,460,000 27,867,150 0.162   2016/01/04 0.029   2016/12/22
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.240   0.134   0.148   76,985,000 14,599,745 5,108,215 0.265   2017/02/16 0.134   2017/06/22 157,275,000 30,649,290 0.345   2016/09/21 0.188   2016/12/28
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.147   0.079   0.097   26,375,000 2,527,145 3,925,619 0.231   2017/02/09 0.079   2017/06/22 157,195,000 23,553,715 0.243   2016/10/12 0.155   2016/12/28
29393 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2017 A HKD 0.024   0.012   0.019   840,000 19,065 N/A 0.390   2017/03/08 0.012   2017/06/16 18,178,000 2,443,886 -   - -   -
13817 Macquarie Bank Ltd. - Foxconn European Warrants Jan 2018 A HKD 0.192   0.121   0.128   37,981,000 5,683,046 N/A 0.355   2017/04/21 0.121   2017/06/16 68,327,000 13,823,921 -   - -   -
12527 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,514,641 0.141   2017/02/15 0.010   2017/05/17 287,756,000 21,087,847 0.219   2016/09/20 0.062   2016/12/29
16464 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2018 A HKD 0.340   0.280   0.285   12,035,000 3,716,235 N/A 0.340   2017/06/23 0.280   2017/06/29 12,035,000 3,716,235 -   - -   -
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.021   0.010   0.010   1,240,000 20,000 3,762,585 0.450   2017/03/08 0.010   2017/06/30 163,262,000 22,575,512 0.475   2016/10/20 0.165   2016/12/29
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.345   0.157   0.161   39,680,000 9,116,184 2,320,352 0.345   2017/06/12 0.157   2017/06/30 64,220,000 13,922,112 0.320   2016/11/29 0.241   2016/12/29
13478 Macquarie Bank Ltd. - GAC European Put Warrants May 2018 A HKD 0.236   0.171   0.181   114,040,000 21,968,640 N/A 0.244   2017/05/12 0.171   2017/06/14 145,480,000 29,414,020 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD 0.590   0.590   0.570   100,000 59,000 59,533 0.590   2017/06/15 0.395   2017/04/25 820,000 357,200 0.500   2016/09/08 0.203   2016/01/14
29615 Macquarie Bank Ltd. - GAC European Wts Apr 2018 B HKD 0.220   0.149   0.158   188,200,000 35,256,860 N/A 0.295   2017/03/14 0.143   2017/04/19 307,300,000 57,618,060 -   - -   -
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD 0.600   0.540   0.570   480,000 274,400 91,430 0.600   2017/06/14 0.239   2017/01/03 1,160,000 548,580 0.430   2016/08/16 0.165   2016/02/25
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.236   0.140   0.178   136,180,000 24,681,740 8,955,033 0.270   2017/02/13 0.108   2017/01/05 306,040,000 53,730,200 0.255   2016/09/19 0.111   2016/12/29
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.315   0.260   0.305   3,780,000 1,012,700 1,014,623 0.315   2017/06/08 0.086   2017/01/06 41,940,000 6,087,740 0.290   2016/09/07 0.081   2016/12/29
15231 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A HKD -   -   0.022   0 0 5,823,920 0.245   2017/01/12 0.022   2017/05/22 250,550,000 34,943,520 -   - -   -
13724 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2017 A HKD 0.335   0.205   0.208   179,410,000 44,661,260 N/A 0.335   2017/06/14 0.097   2017/05/19 327,770,000 65,359,250 -   - -   -
16279 Macquarie Bank Ltd. - Galaxy Ent European Wts Feb 2018 A HKD 0.440   0.300   0.340   134,170,000 50,127,850 N/A 0.440   2017/06/14 0.300   2017/06/07 134,170,000 50,127,850 -   - -   -
28844 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2018 A HKD 0.740   0.430   0.590   17,240,000 10,646,550 N/A 0.740   2017/06/14 0.241   2017/05/18 180,010,000 77,628,010 -   - -   -
13459 Macquarie Bank Ltd. - Galaxy Ent European Wts Jun 2017 A HKD -   -   0.680   0 0 756,478 0.790   2017/04/26 0.205   2017/02/08 11,630,000 4,538,870 0.480   2016/11/29 0.209   2016/10/17
15228 Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A HKD 0.420   0.228   0.305   29,480,000 10,055,280 25,498,660 0.420   2017/06/20 0.106   2017/02/08 717,770,000 152,991,960 0.187   2016/12/16 0.126   2016/12/28
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.630   0.530   0.700   170,000 92,100 8,669,773 0.630   2017/06/09 0.168   2017/02/08 176,370,000 52,018,640 0.460   2016/11/29 0.180   2016/11/09
15834 Macquarie Bank Ltd. - Geely Auto European Put Ws Dec 2017 B HKD 0.445   0.040   0.127   34,590,000 9,103,560 N/A 0.880   2017/05/19 0.040   2017/06/16 45,160,000 15,614,210 -   - -   -
25406 Macquarie Bank Ltd. - Geely Auto European Wts Dec 2017 A HKD 4.620   1.710   4.220   10,685,000 28,042,200 N/A 4.620   2017/06/29 0.700   2017/05/04 472,565,000 623,312,550 -   - -   -
17122 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2018 A HKD 0.380   0.360   0.360   3,100,000 1,152,250 N/A 0.380   2017/06/30 0.360   2017/06/30 3,100,000 1,152,250 -   - -   -
15160 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A HKD 0.700   0.485   0.700   2,700,000 1,556,750 36,052,342 0.700   2017/06/26 0.177   2017/01/04 900,800,000 216,314,050 0.189   2016/12/15 0.148   2016/12/28
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD 4.650   1.130   4.650   4,075,000 10,087,800 34,110,062 4.650   2017/06/28 0.143   2017/01/03 296,745,000 204,660,370 1.160   2016/10/25 0.127   2016/12/23
15512 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 B HKD 7.600   5.370   7.510   435,000 2,855,050 10,018,758 7.600   2017/06/28 0.840   2017/01/03 55,560,000 60,112,550 0.920   2016/12/29 0.750   2016/12/28
11841 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2018 A HKD 0.405   0.163   0.370   347,950,000 76,953,250 N/A 0.405   2017/06/29 0.100   2017/05/04 826,850,000 153,677,350 -   - -   -
16483 Macquarie Bank Ltd. - Geely Auto European Wts May 2018 A HKD 0.465   0.280   0.445   292,200,000 93,763,500 N/A 0.465   2017/06/30 0.280   2017/06/16 292,200,000 93,763,500 -   - -   -
16680 Macquarie Bank Ltd. - Geely Auto European Wts May 2018 B HKD 0.310   0.192   0.290   507,350,000 124,875,200 N/A 0.310   2017/06/29 0.192   2017/06/16 507,350,000 124,875,200 -   - -   -
27164 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 A HKD 0.560   0.405   0.550   6,450,000 2,953,750 N/A 0.560   2017/06/05 0.223   2017/04/11 143,700,000 44,051,200 -   - -   -
13016 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 B HKD 5.290   1.970   4.820   4,950,000 19,616,350 N/A 5.290   2017/06/29 0.760   2017/05/04 364,300,000 435,030,950 -   - -   -
23926 Macquarie Bank Ltd. - GJ Int'l European Warrants Feb18A HKD 0.485   0.370   0.375   42,762,000 18,560,050 N/A 0.860   2017/02/09 0.370   2017/06/15 56,532,000 25,775,840 -   - -   -
24293 Macquarie Bank Ltd. - GJ Int'l European Warrants Oct17A HKD -   -   0.010   0 0 21,110 0.021   2017/02/17 0.010   2017/03/09 6,940,000 126,660 0.127   2016/01/04 0.020   2016/12/30
12809 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2017 A HKD -   -   0.020   0 0 271,961 0.224   2017/01/03 0.023   2017/05/16 14,680,000 1,631,768 0.231   2016/10/12 0.143   2016/10/31
13418 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2018 A HKD 0.213   0.174   0.211   5,098,000 980,326 N/A 0.260   2017/05/16 0.174   2017/06/16 12,308,000 2,687,276 -   - -   -
16749 Macquarie Bank Ltd. - Greatwall Motor European Put Wt Feb18A HKD 0.770   0.560   0.690   23,635,500 15,966,490 N/A 0.770   2017/06/23 0.560   2017/06/27 23,635,500 15,966,490 -   - -   -
14193 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2018 A HKD 0.485   0.360   0.380   15,210,000 6,312,950 N/A 0.485   2017/06/05 0.345   2017/05/05 18,180,000 7,477,600 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD 0.420   0.300   0.330   7,480,000 2,610,350 1,181,545 0.420   2017/06/05 0.149   2017/01/03 21,980,000 7,089,270 0.241   2016/10/18 0.211   2016/10/13
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD 0.028   0.028   0.020   48,000 1,344 1,395,823 0.148   2017/02/17 0.028   2017/06/01 70,940,000 8,374,936 0.241   2016/08/15 0.098   2016/12/23
13028 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2018 A HKD 0.198   0.164   0.173   85,384,000 15,271,372 N/A 0.242   2017/04/10 0.164   2017/06/16 120,792,000 22,345,424 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD -   -   0.590   0 0 23,933 0.620   2017/04/18 0.370   2017/01/03 250,000 143,600 0.550   2016/09/08 0.305   2016/04/05
25542 Macquarie Bank Ltd. - Hang Seng Bank European Wts Jan 2018 A HKD 0.770   0.490   0.600   18,316,000 11,514,960 N/A 0.940   2017/02/17 0.490   2017/06/21 31,397,000 20,438,700 -   - -   -
12952 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Mar 2018 A HKD 0.270   0.127   0.131   64,360,000 12,386,950 N/A 0.270   2017/06/06 0.127   2017/06/30 81,020,000 15,337,800 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.330   0.118   0.126   38,410,000 6,902,120 4,138,565 0.400   2017/03/22 0.118   2017/06/30 99,620,000 24,831,390 0.280   2016/11/22 0.158   2016/12/28
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.250   0.133   0.181   13,985,000 2,477,110 2,185,503 0.650   2017/02/20 0.133   2017/06/12 41,820,000 13,113,020 0.720   2016/11/29 0.340   2016/12/29
16532 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2018 A HKD 0.290   0.250   0.265   20,720,000 5,531,700 N/A 0.290   2017/06/15 0.250   2017/06/29 20,720,000 5,531,700 -   - -   -
17124 Macquarie Bank Ltd. - HKEX European Put Warrants Jan 2018 D HKD 0.810   0.780   0.790   1,076,000 854,400 N/A 0.810   2017/06/30 0.780   2017/06/30 1,076,000 854,400 -   - -   -
15098 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2017 B HKD -   -   0.020   0 0 6,550,472 0.700   2017/01/04 0.028   2017/05/09 229,363,000 39,302,831 0.860   2016/12/28 0.670   2016/12/30
14430 Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2017 D HKD 0.500   0.245   0.290   82,760,000 28,868,245 N/A 0.580   2017/05/15 0.245   2017/06/29 103,108,000 39,093,720 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.091   0.046   0.055   179,100,000 11,121,430 11,759,462 0.275   2017/01/03 0.046   2017/06/29 582,340,000 70,556,770 0.300   2016/12/28 0.224   2016/11/23
16935 Macquarie Bank Ltd. - HKEX European Warrants Apr 2018 B HKD 0.255   0.231   0.236   23,540,000 5,610,040 N/A 0.255   2017/06/29 0.231   2017/06/30 23,540,000 5,610,040 -   - -   -
22160 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 A HKD 0.077   0.010   0.019   52,162,000 2,435,029 N/A 0.440   2017/02/15 0.010   2017/06/26 158,262,000 9,502,675 -   - -   -
23230 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 B HKD 0.740   0.218   0.270   51,823,000 21,172,776 N/A 1.390   2017/02/16 0.218   2017/06/28 116,766,000 46,493,921 -   - -   -
15741 Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 A HKD 0.520   0.285   0.310   41,495,000 15,809,720 N/A 0.520   2017/06/05 0.265   2017/05/25 73,927,000 25,411,490 -   - -   -
15812 Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 B HKD 1.080   0.720   0.810   9,256,000 7,766,460 N/A 1.080   2017/06/05 0.690   2017/05/24 19,272,000 15,449,160 -   - -   -
16682 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16752 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
17011 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 C HKD 1.670   1.630   1.740   82,000 135,320 N/A 1.670   2017/06/28 1.630   2017/06/28 82,000 135,320 -   - -   -
14931 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 A HKD -   -   0.020   0 0 400,978 0.194   2017/02/09 0.027   2017/04/18 32,886,000 2,405,866 -   - -   -
15199 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 C HKD 0.098   0.010   0.010   25,900,000 1,405,948 5,299,896 0.510   2017/03/20 0.010   2017/06/21 294,189,000 31,799,377 -   - -   -
15200 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 D HKD 0.219   0.119   0.149   7,230,000 1,140,600 5,322,583 0.219   2017/06/05 0.092   2017/04/24 227,230,000 31,935,500 0.179   2016/12/30 0.152   2016/12/28
13989 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 6,784 0.044   2017/01/03 0.027   2017/02/20 1,180,000 40,706 0.315   2016/11/01 0.036   2016/12/29
14245 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 B HKD -   -   0.020   0 0 2,128,909 0.235   2017/02/16 0.020   2017/04/13 203,740,000 12,773,453 0.770   2016/11/15 0.165   2016/12/28
14425 Macquarie Bank Ltd. - HKEX European Warrants Jun 2017 C HKD -   -   0.010   0 0 4,977,615 1.180   2017/02/16 0.010   2017/05/19 150,344,000 29,865,688 1.340   2016/12/07 0.730   2016/12/28
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.145   0.109   0.111   125,230,000 15,223,250 5,292,637 0.186   2017/02/16 0.108   2017/05/08 240,330,000 31,755,820 0.260   2016/11/11 0.149   2016/12/21
13602 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 A HKD 0.360   0.190   0.191   24,218,000 6,777,447 N/A 0.360   2017/06/05 0.190   2017/06/23 59,080,000 15,117,205 -   - -   -
14182 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 B HKD 0.740   0.410   0.455   4,557,000 2,822,565 N/A 0.740   2017/06/05 0.400   2017/05/08 36,620,000 18,211,770 -   - -   -
14325 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 C HKD 1.960   1.210   1.360   8,094,000 12,502,080 N/A 1.960   2017/06/05 1.210   2017/06/28 12,799,000 19,278,750 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.059   0.024   0.025   107,500,000 4,564,300 3,054,795 0.096   2017/02/16 0.024   2017/06/21 304,020,000 18,328,770 0.250   2016/09/22 0.058   2016/12/28
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD 0.039   0.029   0.020   5,129,000 177,115 535,404 0.174   2017/02/16 0.029   2017/06/02 39,671,000 3,212,423 0.350   2016/10/20 0.106   2016/12/29
29175 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 D HKD 0.177   0.062   0.077   110,960,000 11,279,847 N/A 0.255   2017/04/05 0.062   2017/06/28 272,914,000 34,137,269 -   - -   -
29256 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 E HKD 1.340   0.610   0.670   40,398,000 37,663,600 N/A 1.340   2017/06/05 0.610   2017/06/28 52,128,000 49,412,040 -   - -   -
11042 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 F HKD 0.345   0.134   0.151   385,249,000 69,057,956 N/A 0.520   2017/03/21 0.134   2017/06/28 477,019,000 94,039,840 -   - -   -
26581 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 A HKD 0.430   0.180   0.194   185,293,000 45,961,534 N/A 0.880   2017/02/21 0.180   2017/06/30 221,139,000 57,859,121 -   - -   -
26766 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 B HKD 2.230   1.490   1.630   6,167,000 10,239,350 N/A 2.230   2017/06/05 1.490   2017/06/28 6,187,000 10,274,150 -   - -   -
28137 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 C HKD 0.142   0.055   0.064   95,349,000 7,863,816 N/A 0.450   2017/02/21 0.055   2017/06/28 203,074,000 21,156,277 -   - -   -
29946 Macquarie Bank Ltd. - HN Renewables European Wts Jan 2018 A HKD 0.310   0.201   0.232   2,664,000 678,664 N/A 0.570   2017/03/21 0.201   2017/06/20 6,808,000 2,451,094 -   - -   -
11376 Macquarie Bank Ltd. - HN Renewables European Wts Jun 2017 A HKD -   -   0.020   0 0 312,770 0.218   2017/01/11 0.088   2017/03/30 11,748,000 1,876,622 0.630   2016/09/09 0.221   2016/11/18
26799 Macquarie Bank Ltd. - HSBC European Put Warrants Jul 2018 A HKD 0.118   0.043   0.050   140,424,000 10,992,088 N/A 0.315   2017/02/28 0.043   2017/06/30 331,056,000 41,760,060 -   - -   -
13442 Macquarie Bank Ltd. - HSBC European Put Warrants Nov 2017 C HKD 0.107   0.027   0.028   404,860,000 23,625,016 N/A 0.380   2017/04/07 0.027   2017/06/30 605,464,000 54,916,616 -   - -   -
15113 Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A HKD -   -   0.019   0 0 8,498,203 0.234   2017/01/06 0.019   2017/05/18 369,288,000 50,989,216 0.290   2016/12/28 0.213   2016/12/14
20300 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 A HKD 0.435   0.320   0.800   15,608,000 5,507,320 N/A 0.485   2017/02/17 0.138   2017/04/20 129,060,000 34,549,420 -   - -   -
20351 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 B HKD 1.200   0.089   0.840   66,287,200 19,193,789 N/A 1.700   2017/02/20 0.089   2017/06/15 204,669,200 89,153,659 -   - -   -
15119 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A HKD 0.275   0.103   0.224   94,536,000 15,219,084 3,422,346 0.275   2017/06/30 0.075   2017/04/19 128,312,000 20,534,076 0.220   2016/12/14 0.125   2016/12/28
15753 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 B HKD 1.200   0.440   0.980   68,752,800 47,724,092 N/A 1.200   2017/06/30 0.440   2017/06/26 84,145,600 58,913,732 -   - -   -
15010 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A HKD 0.430   0.201   0.380   79,888,000 21,972,736 9,498,737 0.430   2017/06/30 0.159   2017/04/20 231,228,000 56,992,420 0.325   2016/12/12 0.183   2016/12/29
16539 Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 A HKD 0.660   0.300   0.590   76,428,000 30,474,980 N/A 0.660   2017/06/30 0.300   2017/06/22 76,428,000 30,474,980 -   - -   -
16541 Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 B HKD 0.430   0.190   0.355   153,228,000 38,702,244 N/A 0.430   2017/06/30 0.190   2017/06/22 153,228,000 38,702,244 -   - -   -
22519 Macquarie Bank Ltd. - HSBC European Warrants Jan 2019 A HKD 0.350   0.195   0.320   211,840,000 47,018,332 N/A 0.350   2017/06/30 0.189   2017/04/20 355,120,000 80,762,788 -   - -   -
21349 Macquarie Bank Ltd. - HSBC European Warrants Jul 2017 A HKD 0.019   0.010   0.010   5,964,000 90,860 N/A 0.152   2017/02/20 0.010   2017/06/15 226,416,000 15,140,864 -   - -   -
12342 Macquarie Bank Ltd. - HSBC European Warrants Jun 2017 A HKD -   -   0.355   0 0 4,249,293 0.425   2017/05/16 0.054   2017/04/20 149,640,000 25,495,760 0.460   2016/12/08 0.094   2016/08/24
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 0.660   0.280   0.600   38,088,000 14,458,980 5,404,776 0.660   2017/06/30 0.197   2017/04/20 94,648,000 32,428,656 0.510   2016/12/08 0.181   2016/11/09
11809 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 B HKD 0.280   0.076   0.234   190,748,000 27,099,152 N/A 0.280   2017/06/30 0.076   2017/06/22 378,400,000 59,247,488 -   - -   -
14959 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 D HKD 1.390   0.470   1.140   50,643,200 37,273,014 N/A 1.390   2017/06/30 0.470   2017/06/23 72,815,600 54,067,226 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 1.820   0.500   1.440   41,955,200 30,329,524 13,784,003 2.080   2017/02/20 0.500   2017/06/13 99,207,600 82,704,020 2.230   2016/12/08 0.420   2016/11/09
28846 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 B HKD 0.610   0.206   0.465   96,652,400 33,868,887 N/A 0.640   2017/02/24 0.206   2017/06/26 183,664,000 67,259,965 -   - -   -
29288 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 C HKD 0.455   0.176   0.455   186,648,000 44,938,964 N/A 0.455   2017/06/30 0.118   2017/04/24 586,092,000 124,051,608 -   - -   -
15616 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B HKD 0.380   0.077   0.310   68,196,000 10,187,972 12,767,378 0.385   2017/02/20 0.066   2017/04/20 551,256,000 76,604,268 0.199   2016/12/30 0.177   2016/12/29
26189 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 C HKD 0.480   0.098   0.355   159,530,800 31,622,792 N/A 0.880   2017/02/17 0.098   2017/06/26 254,254,000 66,336,644 -   - -   -
13837 Macquarie Bank Ltd. - Huadian Fuxin European Warrants May18A HKD 0.420   0.335   0.375   10,496,000 4,108,480 N/A 0.420   2017/06/01 0.330   2017/04/20 20,508,000 7,906,710 -   - -   -
28136 Macquarie Bank Ltd. - Huaneng Power European Wts Dec 2017 A HKD 0.440   0.188   0.188   30,862,000 7,785,440 N/A 0.580   2017/03/17 0.188   2017/06/30 125,902,000 45,422,670 -   - -   -
28230 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2017 A HKD -   -   0.010   0 0 2,373,928 0.175   2017/03/17 0.022   2017/04/18 127,076,000 14,243,570 0.500   2016/06/24 0.145   2016/12/15
17135 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2018 A HKD 0.420   0.410   0.415   1,136,000 472,160 N/A 0.420   2017/06/30 0.410   2017/06/30 1,136,000 472,160 -   - -   -
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD 0.010   0.010   0.010   640,000 6,400 37,257 0.029   2017/05/16 0.010   2017/06/29 16,660,000 223,540 0.224   2016/01/06 0.015   2016/07/22
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD -   -   0.015   0 0 1,280,384 0.174   2017/01/04 0.012   2017/05/17 136,076,000 7,682,304 0.310   2016/09/14 0.168   2016/12/01
15329 Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B HKD 0.199   0.045   0.068   81,017,000 10,977,682 4,629,710 0.325   2017/02/16 0.045   2017/06/22 193,221,000 27,778,257 0.195   2016/12/29 0.168   2016/12/28
16568 Macquarie Bank Ltd. - ICBC European Warrants Feb 2018 A HKD 0.255   0.205   0.249   8,672,000 2,066,510 N/A 0.255   2017/06/29 0.205   2017/06/21 8,672,000 2,066,510 -   - -   -
26710 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 A HKD -   -   0.010   0 0 5,840,676 0.197   2017/02/16 0.010   2017/05/15 298,962,000 35,044,053 0.365   2016/09/22 0.056   2016/05/09
13804 Macquarie Bank Ltd. - ICBC European Warrants Jun 2017 B HKD -   -   0.020   0 0 489,591 0.093   2017/02/16 0.020   2017/04/05 65,178,000 2,937,545 0.162   2016/10/19 0.041   2016/12/15
28708 Macquarie Bank Ltd. - ICBC European Warrants Nov 2017 A HKD 0.122   0.043   0.057   40,406,000 3,232,135 N/A 0.145   2017/04/03 0.043   2017/06/21 93,842,000 7,495,048 -   - -   -
29613 Macquarie Bank Ltd. - ICBC European Warrants Oct 2017 A HKD 0.174   0.056   0.079   77,620,000 7,314,063 N/A 0.300   2017/03/21 0.056   2017/06/21 197,786,000 22,697,799 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.590   0.365   0.460   6,554,000 2,821,215 1,228,343 0.670   2017/03/21 0.290   2017/05/05 17,296,000 7,370,055 0.760   2016/09/09 0.250   2016/06/10
15836 Macquarie Bank Ltd. - IGG European Warrants Dec 2017 A HKD 0.420   0.295   0.335   100,400,000 36,199,950 N/A 0.445   2017/05/22 0.295   2017/06/07 241,880,000 92,020,650 -   - -   -
16035 Macquarie Bank Ltd. - IGG European Warrants Mar 2018 A HKD 0.370   0.260   0.295   81,720,000 26,140,800 N/A 0.370   2017/06/22 0.255   2017/05/24 96,120,000 30,172,200 -   - -   -
15448 Macquarie Bank Ltd. - IGG European Warrants May 2018 A HKD 0.420   0.295   0.370   24,790,000 8,706,200 N/A 0.495   2017/05/17 0.295   2017/06/07 95,890,000 39,666,750 -   - -   -
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD 0.031   0.017   0.017   620,000 17,220 1,613,973 0.235   2017/02/23 0.017   2017/06/16 68,450,000 9,683,840 0.191   2016/11/28 0.060   2016/09/21
28711 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2018 A HKD 0.150   0.104   0.141   135,530,000 16,671,990 N/A 0.265   2017/02/23 0.104   2017/06/06 175,030,000 23,134,570 -   - -   -
12467 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2017 A HKD 0.315   0.255   0.225   1,120,000 315,000 N/A 0.405   2017/04/10 0.255   2017/06/23 6,180,000 1,928,900 -   - -   -
12486 Macquarie Bank Ltd. - JNCEC European Warrants Jun 2017 A HKD -   -   0.022   0 0 53,148 0.260   2017/01/03 0.061   2017/04/26 1,688,000 318,886 0.570   2016/08/22 0.255   2016/12/23
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.142   0.124   0.124   800,000 110,900 206,270 0.229   2017/04/05 0.091   2017/02/03 9,520,000 1,237,620 0.226   2016/04/19 0.099   2016/11/09
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 0.710   0.365   0.400   10,600,000 4,373,250 4,281,170 1.520   2017/04/05 0.365   2017/06/22 37,854,000 25,687,020 0.690   2016/12/01 0.530   2016/12/29
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.025   0.021   0.020   5,720,000 129,080 842,703 0.079   2017/04/10 0.021   2017/06/07 120,880,000 5,056,220 0.122   2016/04/14 0.031   2016/12/22
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD -   -   0.029   0 0 10,090 0.050   2017/04/05 0.029   2017/04/18 1,360,000 60,540 0.070   2016/06/30 0.050   2016/07/21
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD -   -   0.023   0 0 36,433 0.034   2017/02/17 0.013   2017/03/10 9,240,000 218,600 0.112   2016/01/05 0.017   2016/12/16
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD -   -   0.015   0 0 873 0.013   2017/02/16 0.010   2017/01/25 480,000 5,240 0.086   2016/01/05 0.017   2016/09/21
29228 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 B HKD 0.290   0.215   0.265   19,372,000 4,987,308 N/A 0.660   2017/03/20 0.215   2017/06/15 75,210,000 27,400,558 -   - -   -
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD -   -   0.010   0 0 4,409,503 0.280   2017/02/14 0.010   2017/05/29 171,608,000 26,457,020 0.570   2016/09/22 0.204   2016/12/28
16004 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2017 A HKD 0.540   0.420   0.490   4,704,000 2,228,320 N/A 0.930   2017/03/20 0.420   2017/06/21 9,274,000 5,402,820 -   - -   -
14810 Macquarie Bank Ltd. - Kingsoft European Put Warrants Dec 17B HKD 0.246   0.167   0.197   77,460,000 16,116,130 N/A 0.295   2017/05/05 0.167   2017/06/27 151,470,000 33,483,670 -   - -   -
21964 Macquarie Bank Ltd. - Kingsoft European Warrants Aug 2017 A HKD 0.385   0.230   0.255   10,840,000 3,323,320 N/A 0.485   2017/04/28 0.160   2017/02/24 169,650,000 38,881,450 -   - -   -
11807 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2017 A HKD 0.385   0.270   0.275   11,640,000 3,560,700 N/A 0.485   2017/05/10 0.270   2017/06/30 42,660,000 15,812,650 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.243   0.161   0.160   2,360,000 451,380 7,175,027 0.410   2017/03/24 0.161   2017/06/27 168,940,000 43,050,160 0.430   2016/10/11 0.184   2016/12/23
15179 Macquarie Bank Ltd. - Kingsoft European Warrants Jan 2018 A HKD 0.170   0.100   0.102   93,780,000 12,394,830 N/A 0.237   2017/05/10 0.100   2017/06/30 165,240,000 25,784,920 -   - -   -
12343 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 A HKD -   -   0.390   0 0 5,812,210 0.510   2017/04/28 0.072   2017/02/24 250,350,000 34,873,260 0.470   2016/10/11 0.117   2016/12/28
13431 Macquarie Bank Ltd. - Kingsoft European Warrants Jun 2017 B HKD -   -   0.016   0 0 6,729,410 0.222   2017/04/28 0.016   2017/05/26 406,970,000 40,376,460 0.255   2016/10/26 0.088   2016/12/28
17087 Macquarie Bank Ltd. - Kingsoft European Warrants Mar 2018 A HKD 0.290   0.265   0.275   2,120,000 595,300 N/A 0.290   2017/06/29 0.265   2017/06/30 2,120,000 595,300 -   - -   -
13051 Macquarie Bank Ltd. - Kingsoft European Warrants Nov 2017 A HKD 0.135   0.064   0.069   201,110,000 19,117,780 N/A 0.305   2017/04/03 0.064   2017/06/30 578,360,000 83,830,810 -   - -   -
27074 Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.455   0.455   0.430   30,000 13,650 N/A 0.640   2017/05/18 0.455   2017/06/19 660,000 336,850 -   - -   -
13492 Macquarie Bank Ltd. - Lenovo European Put Warrants Dec 2017A HKD 0.390   0.335   0.380   10,384,000 3,802,150 N/A 0.560   2017/04/18 0.335   2017/06/08 62,864,000 27,605,840 -   - -   -
15853 Macquarie Bank Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.410   0.240   0.240   1,038,000 394,000 1,356,925 0.790   2017/02/13 0.240   2017/06/30 15,312,000 8,141,550 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD -   -   0.010   0 0 20,133 0.017   2017/02/15 0.010   2017/04/26 11,600,000 120,800 0.188   2016/02/02 0.020   2016/11/03
15656 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2018 B HKD 0.315   0.202   0.204   8,228,000 2,269,010 N/A 0.320   2017/05/31 0.171   2017/05/29 25,776,000 6,679,402 -   - -   -
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.022   2016/01/08 0.013   2016/02/03
14479 Macquarie Bank Ltd. - Lenovo European Warrants Jun 2017 A HKD -   -   0.010   0 0 7,301,768 0.420   2017/01/17 0.010   2017/05/23 261,114,000 43,810,606 0.395   2016/11/28 0.218   2016/12/29
16290 Macquarie Bank Ltd. - Lenovo European Warrants Mar 2018 A HKD 0.720   0.570   0.580   3,076,000 2,031,800 N/A 0.720   2017/06/12 0.570   2017/06/28 3,076,000 2,031,800 -   - -   -
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.026   0.015   0.020   3,020,000 63,780 48,010 0.040   2017/01/18 0.015   2017/06/05 12,420,000 288,060 0.255   2016/01/11 0.025   2016/12/30
11290 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2017 A HKD 0.355   0.192   0.195   23,024,000 6,167,794 N/A 0.590   2017/04/07 0.192   2017/06/30 116,014,000 40,058,548 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 -   - -   - 0 0 0.079   2016/01/04 0.025   2016/04/05
23700 Macquarie Bank Ltd. - Lenovo European Warrants Sep 2017 A HKD -   -   0.021   0 0 N/A 0.229   2017/02/15 0.038   2017/05/23 179,010,000 16,458,854 -   - -   -
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.084   2016/01/04 0.029   2016/08/08
14981 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B HKD 0.091   0.030   0.035   12,286,000 674,728 1,282,377 0.420   2017/03/20 0.030   2017/06/27 48,258,000 7,694,262 0.550   2016/12/14 0.315   2016/12/29
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.102   0.061   0.089   980,000 85,060 24,500 0.102   2017/06/16 0.038   2017/04/25 1,800,000 147,000 0.175   2016/01/06 0.056   2016/06/02
27198 Macquarie Bank Ltd. - Li Ning European Warrants Jan 2018 A HKD 1.160   0.910   1.010   2,949,500 3,106,985 N/A 1.160   2017/06/19 0.890   2017/03/23 3,871,500 4,008,225 -   - -   -
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD 2.330   2.320   2.490   70,000 162,750 45,308 2.330   2017/06/09 1.900   2017/01/19 127,000 271,850 2.810   2016/10/20 1.000   2016/06/15
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD 0.265   0.211   0.255   21,795,000 5,247,230 1,559,718 0.265   2017/06/19 0.176   2017/04/03 41,725,000 9,358,310 0.206   2016/12/30 0.206   2016/12/30
16634 Macquarie Bank Ltd. - Link REIT European Warrants Aug 2018 A HKD 0.500   0.355   0.375   19,710,000 8,847,225 N/A 0.500   2017/06/14 0.355   2017/06/30 19,710,000 8,847,225 -   - -   -
24386 Macquarie Bank Ltd. - Link REIT European Warrants Jan 2018 A HKD 0.570   0.405   0.410   4,805,000 2,202,650 N/A 0.570   2017/06/19 0.247   2017/03/15 23,740,000 8,605,775 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.370   0.370   0.430   30,000 11,100 2,771,799 0.370   2017/06/07 0.118   2017/01/03 84,420,000 16,630,795 0.360   2016/09/07 0.105   2016/12/29
16543 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2018 A HKD 0.280   0.210   0.270   78,070,000 18,457,335 N/A 0.280   2017/06/26 0.210   2017/06/15 78,070,000 18,457,335 -   - -   -
27757 Macquarie Bank Ltd. - Longfor PPT European Wts Feb 2018 A HKD 0.370   0.230   0.335   1,300,000 394,250 N/A 0.370   2017/06/29 0.197   2017/05/10 77,775,000 19,094,210 -   - -   -
15777 Macquarie Bank Ltd. - Meitu European Warrants Dec 2017 A HKD 0.225   0.123   0.127   221,950,000 39,708,475 N/A 0.255   2017/05/18 0.123   2017/06/30 417,580,000 79,923,955 -   - -   -
16867 Macquarie Bank Ltd. - Meitu European Warrants Feb 2018 A HKD 0.275   0.241   0.250   27,445,000 6,894,890 N/A 0.275   2017/06/27 0.241   2017/06/28 27,445,000 6,894,890 -   - -   -
15290 Macquarie Bank Ltd. - Meitu European Warrants May 2018 A HKD 0.215   0.125   0.130   173,250,000 30,243,430 N/A 0.280   2017/05/16 0.125   2017/06/28 505,280,000 98,641,245 -   - -   -
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD 0.900   0.860   0.950   70,000 62,100 467,888 0.900   2017/06/01 0.230   2017/01/17 6,900,000 2,807,330 0.360   2016/12/09 0.238   2016/12/29
17049 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts May 2018 A HKD 0.295   0.275   0.275   2,460,000 705,200 N/A 0.295   2017/06/29 0.275   2017/06/30 2,460,000 705,200 -   - -   -
14778 Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A HKD 0.091   0.043   0.047   115,312,000 6,286,752 2,169,064 0.129   2017/01/12 0.043   2017/06/28 189,436,000 13,014,384 0.224   2016/12/05 0.092   2016/12/29
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD 0.485   0.420   0.510   160,000 74,380 68,785 0.540   2017/04/28 0.226   2017/02/22 1,036,000 412,708 0.570   2016/11/28 0.105   2016/03/01
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.189   0.097   0.140   67,360,000 9,278,512 5,711,256 0.234   2017/01/11 0.085   2017/02/22 227,828,000 34,267,536 0.385   2016/11/28 0.177   2016/12/29
16785 Macquarie Bank Ltd. - Minsheng Bank European Put Wts Apr18A HKD 0.910   0.780   0.800   2,370,000 1,944,970 N/A 0.910   2017/06/21 0.780   2017/06/26 2,370,000 1,944,970 -   - -   -
16933 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2018 B HKD 0.830   0.770   0.790   2,229,000 1,783,320 N/A 0.830   2017/06/26 0.770   2017/06/28 2,229,000 1,783,320 -   - -   -
20485 Macquarie Bank Ltd. - Minsheng Bank European Wts Aug 2017 A HKD 0.015   0.015   0.016   1,000,000 15,000 N/A 0.530   2017/02/16 0.015   2017/06/01 70,176,000 12,302,458 -   - -   -
14992 Macquarie Bank Ltd. - Minsheng Bank European Wts Jan 2018 A HKD 0.315   0.238   0.280   35,248,000 9,966,701 N/A 0.415   2017/05/26 0.238   2017/06/15 63,499,000 19,512,275 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/01/08 0.019   2016/01/08
14596 Macquarie Bank Ltd. - Minsheng Bank European Wts Jun 2017 A HKD -   -   0.020   0 0 2,902,985 0.880   2017/02/15 0.019   2017/04/27 49,481,000 17,417,911 0.960   2016/12/09 0.420   2016/12/23
28842 Macquarie Bank Ltd. - Minsheng Bank European Wts Oct 2017 A HKD 0.069   0.038   0.042   37,415,000 1,869,352 N/A 0.450   2017/02/24 0.038   2017/06/21 92,787,000 8,046,670 -   - -   -
29550 Macquarie Bank Ltd. - MTRC European Warrants Jun 2017 A HKD -   -   0.218   0 0 437,417 0.550   2017/05/18 0.052   2017/01/23 20,575,000 2,624,500 0.430   2016/07/29 0.051   2016/12/30
13895 Macquarie Bank Ltd. - MTRC European Warrants Mar 2018 A HKD 0.197   0.159   0.169   13,360,000 2,402,560 N/A 0.350   2017/05/18 0.155   2017/05/26 45,035,000 10,048,885 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.055   0.012   0.013   15,120,000 642,790 1,845,763 0.158   2017/05/18 0.012   2017/06/30 151,435,000 11,074,580 0.157   2016/11/14 0.059   2016/12/21
28685 Macquarie Bank Ltd. - NCI European Warrants Dec 2017 A HKD 0.142   0.064   0.064   235,017,000 23,031,450 N/A 0.265   2017/02/23 0.064   2017/06/30 499,754,000 59,293,998 -   - -   -
15978 Macquarie Bank Ltd. - NCI European Warrants Jun 2018 A HKD 0.300   0.147   0.152   126,580,000 27,915,030 N/A 0.300   2017/06/09 0.147   2017/06/28 197,558,000 46,193,486 -   - -   -
14195 Macquarie Bank Ltd. - NCI European Warrants Mar 2018 A HKD 0.480   0.265   0.280   74,290,000 30,282,630 N/A 0.530   2017/05/12 0.265   2017/06/28 156,879,000 63,249,455 -   - -   -
14712 Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A HKD 0.086   0.015   0.015   18,119,000 688,810 11,604,623 0.255   2017/02/13 0.015   2017/06/30 495,052,000 69,627,740 0.320   2016/12/01 0.122   2016/12/23
17125 Macquarie Bank Ltd. - NCI European Warrants Sep 2018 A HKD 0.340   0.330   0.340   1,178,000 397,025 N/A 0.340   2017/06/30 0.330   2017/06/30 1,178,000 397,025 -   - -   -
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD 0.050   0.010   0.010   8,730,000 253,632 517,977 0.082   2017/02/24 0.010   2017/06/12 63,949,000 3,107,864 0.395   2016/09/09 0.020   2016/12/21
25586 Macquarie Bank Ltd. - New World Dev European Wts Aug 2018 A HKD 1.560   0.970   0.990   4,714,000 5,441,240 N/A 1.590   2017/02/24 0.900   2017/05/24 21,738,000 25,450,520 -   - -   -
15161 Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A HKD 0.530   0.192   0.212   73,675,000 22,111,365 6,243,620 0.630   2017/02/28 0.192   2017/06/28 114,633,000 37,461,720 0.430   2016/12/15 0.290   2016/12/29
29076 Macquarie Bank Ltd. - Nine Dragons European Wts May 2018 A HKD 0.183   0.129   0.169   63,330,000 10,121,250 N/A 0.250   2017/03/07 0.129   2017/06/23 84,530,000 13,431,990 -   - -   -
15403 Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A HKD 0.265   0.184   0.204   11,972,000 2,605,520 1,455,686 0.485   2017/02/10 0.184   2017/06/20 31,745,000 8,734,115 0.360   2016/12/23 0.295   2016/12/29
17088 Macquarie Bank Ltd. - PetroChina European Put Wts Jul 2018 B HKD 0.285   0.260   0.270   2,808,000 779,890 N/A 0.285   2017/06/30 0.260   2017/06/29 2,808,000 779,890 -   - -   -
13456 Macquarie Bank Ltd. - PetroChina European Put Wts Nov 2017 B HKD 0.780   0.650   0.860   4,810,000 3,314,540 N/A 0.780   2017/06/16 0.450   2017/04/10 25,764,000 15,696,760 -   - -   -
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 -   - -   -
15575 Macquarie Bank Ltd. - PetroChina European Wts Dec 2017 A HKD 0.460   0.188   0.195   31,252,000 9,316,454 N/A 0.580   2017/05/16 0.188   2017/06/30 43,656,000 16,067,044 -   - -   -
16914 Macquarie Bank Ltd. - PetroChina European Wts Feb 2018 A HKD 0.220   0.186   0.191   11,180,000 2,248,720 N/A 0.220   2017/06/26 0.186   2017/06/30 11,180,000 2,248,720 -   - -   -
15284 Macquarie Bank Ltd. - PetroChina European Wts Jul 2017 B HKD -   -   0.019   0 0 2,533,635 0.435   2017/01/18 0.021   2017/04/24 105,876,000 15,201,812 0.335   2016/12/21 0.255   2016/12/29
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD -   -   0.019   0 0 20,530 0.042   2017/01/13 0.020   2017/05/29 4,360,000 123,180 0.073   2016/04/28 0.020   2016/01/18
14474 Macquarie Bank Ltd. - PetroChina European Wts Jun 2017 A HKD -   -   0.010   0 0 3,658,923 0.670   2017/01/26 0.010   2017/05/08 153,492,000 21,953,538 0.610   2016/12/14 0.265   2016/11/30
12965 Macquarie Bank Ltd. - PetroChina European Wts Nov 2017 A HKD 0.141   0.038   0.040   83,320,000 7,957,992 N/A 0.540   2017/04/10 0.038   2017/06/30 216,818,000 41,313,938 -   - -   -
15323 Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A HKD -   -   0.020   0 0 4,761,582 0.375   2017/01/18 0.020   2017/05/31 228,612,000 28,569,492 -   - -   -
28383 Macquarie Bank Ltd. - PetroChina European Wts Sep 2017 A HKD 0.032   0.021   0.020   3,000,000 80,000 N/A 0.610   2017/02/23 0.021   2017/06/09 316,694,000 43,376,222 -   - -   -
16786 Macquarie Bank Ltd. - PICC Group European Put Wts Jan18B HKD 0.365   0.320   0.335   4,002,000 1,352,015 N/A 0.365   2017/06/20 0.320   2017/06/26 4,002,000 1,352,015 -   - -   -
16862 Macquarie Bank Ltd. - PICC Group European Wts Apr 2018 A HKD 0.420   0.385   0.390   6,172,000 2,442,785 N/A 0.420   2017/06/22 0.385   2017/06/28 6,172,000 2,442,785 -   - -   -
28678 Macquarie Bank Ltd. - PICC Group European Wts Jan 2018 A HKD 0.153   0.110   0.119   42,189,000 5,088,846 N/A 0.300   2017/02/23 0.110   2017/06/15 95,657,000 13,396,839 -   - -   -
12392 Macquarie Bank Ltd. - PICC Group European Wts Jun 2017 A HKD -   -   0.019   0 0 487,317 0.130   2017/01/03 0.019   2017/05/02 40,844,000 2,923,900 0.405   2016/09/09 0.121   2016/12/30
15856 Macquarie Bank Ltd. - PICC Group European Wts Oct 2017 A HKD 0.240   0.176   0.177   5,534,000 1,239,194 3,374,427 0.445   2017/01/06 0.147   2017/05/08 74,307,000 20,246,559 -   - -   -
13899 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2017 A HKD 0.550   0.330   0.485   37,506,000 16,678,600 N/A 1.150   2017/05/11 0.290   2017/04/19 106,276,000 46,868,130 -   - -   -
17131 Macquarie Bank Ltd. - PICC P&C European Warrants Mar 2018 A HKD 0.390   0.355   0.370   2,630,000 988,270 N/A 0.390   2017/06/30 0.355   2017/06/30 2,630,000 988,270 -   - -   -
26367 Macquarie Bank Ltd. - PICC P&C European Warrants Sep 2017 A HKD 0.510   0.270   0.430   5,124,000 2,123,290 N/A 0.920   2017/02/10 0.270   2017/06/12 80,958,000 46,910,420 -   - -   -
16754 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 18 C HKD 0.280   0.166   0.185   201,485,000 43,507,175 N/A 0.280   2017/06/19 0.166   2017/06/29 201,485,000 43,507,175 -   - -   -
11447 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 18 B HKD 0.064   0.030   0.037   129,720,000 6,562,380 N/A 0.204   2017/04/12 0.030   2017/06/26 344,660,000 33,098,590 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD -   -   0.021   0 0 259,878 0.076   2017/01/04 0.016   2017/02/16 37,640,000 1,559,270 0.212   2016/08/11 0.045   2016/11/28
13069 Macquarie Bank Ltd. - Ping An European Put Warrants Jun 17 A HKD -   -   0.015   0 0 4,664,248 0.184   2017/01/03 0.015   2017/03/20 343,720,000 27,985,490 0.285   2016/09/30 0.115   2016/11/30
11461 Macquarie Bank Ltd. - Ping An European Put Warrants Oct 17 B HKD 0.020   0.010   0.010   1,905,000 23,100 N/A 0.200   2017/03/17 0.010   2017/06/22 339,050,000 35,367,210 -   - -   -
15577 Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 A HKD 0.590   0.440   0.445   85,535,000 42,181,000 N/A 0.590   2017/06/26 0.300   2017/05/19 323,385,000 135,296,950 -   - -   -
16465 Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 B HKD 0.320   0.183   0.183   258,900,000 61,096,975 N/A 0.320   2017/06/12 0.183   2017/06/30 258,900,000 61,096,975 -   - -   -
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.280   0.049   0.050   58,977,000 7,809,959 7,775,408 0.480   2017/02/13 0.049   2017/06/30 184,695,000 46,652,450 1.600   2016/09/22 0.231   2016/12/22
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.415   0.213   0.265   6,485,000 1,834,245 11,798,917 0.415   2017/06/12 0.036   2017/05/08 711,485,000 70,793,500 0.280   2016/11/28 0.093   2016/12/23
12450 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 A HKD 0.680   0.560   0.730   4,395,000 2,701,200 N/A 0.680   2017/06/19 0.204   2017/04/20 229,820,000 74,222,720 -   - -   -
16169 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 B HKD 2.920   1.550   1.700   90,579,000 198,213,700 N/A 2.920   2017/06/09 1.550   2017/06/30 102,260,000 222,615,570 -   - -   -
16168 Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 A HKD 0.425   0.290   0.340   315,390,000 114,586,750 N/A 0.425   2017/06/12 0.290   2017/06/15 354,475,000 128,354,300 -   - -   -
16466 Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 B HKD 0.310   0.176   0.180   303,290,000 70,087,355 N/A 0.310   2017/06/12 0.176   2017/06/30 303,290,000 70,087,355 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 1.660   0.830   0.860   74,035,500 89,807,290 39,184,113 1.660   2017/06/12 0.400   2017/05/05 245,579,000 235,104,678 2.020   2016/09/22 0.460   2016/11/09
15481 Macquarie Bank Ltd. - Ping An European Warrants Jul 2017 B HKD 1.030   0.860   1.080   10,000 9,450 12,331,232 1.030   2017/06/12 0.166   2017/02/03 282,410,000 73,987,390 0.310   2016/12/30 0.270   2016/12/29
17130 Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 A HKD 0.385   0.340   0.340   8,140,000 2,956,300 N/A 0.385   2017/06/30 0.340   2017/06/30 8,140,000 2,956,300 -   - -   -
16755 Macquarie Bank Ltd. - Ping An European Warrants Jun 2018 A HKD 0.300   0.205   0.205   68,090,000 16,659,020 N/A 0.300   2017/06/22 0.205   2017/06/30 68,090,000 16,659,020 -   - -   -
16240 Macquarie Bank Ltd. - Ping An European Warrants Mar 2018 A HKD 0.350   0.236   0.255   133,000,000 38,986,345 N/A 0.350   2017/06/09 0.236   2017/06/15 139,730,000 40,949,095 -   - -   -
14974 Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A HKD 0.415   0.285   0.370   12,930,000 4,068,925 49,871,291 0.415   2017/06/22 0.091   2017/02/01 1,668,885,000 299,227,745 0.295   2016/12/09 0.123   2016/12/23
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.275   0.155   0.188   46,670,000 9,745,310 19,173,936 0.275   2017/06/09 0.044   2017/05/08 1,017,565,000 115,043,615 0.194   2016/11/28 0.078   2016/12/23
11917 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 C HKD 1.000   0.800   1.000   760,000 697,700 N/A 1.000   2017/06/09 0.250   2017/04/25 129,380,000 54,185,025 -   - -   -
26623 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 A HKD 0.930   0.720   0.960   3,240,000 2,499,950 N/A 0.930   2017/06/20 0.209   2017/04/19 251,935,000 72,077,635 -   - -   -
26997 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 B HKD 0.810   0.580   0.830   12,800,000 8,102,650 N/A 0.810   2017/06/20 0.166   2017/04/20 412,790,000 112,763,660 -   - -   -
11941 Macquarie Bank Ltd. - PSBC European Warrants Dec 2017 A HKD 0.107   0.051   0.055   19,743,000 1,234,682 N/A 0.290   2017/04/25 0.051   2017/06/30 39,444,000 3,547,835 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.040   0.023   0.030   5,260,000 154,660 3,985,676 0.244   2017/01/05 0.023   2017/06/12 178,550,000 23,914,055 0.265   2016/12/23 0.172   2016/11/23
15006 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A HKD 0.157   0.082   0.082   43,665,000 5,072,750 6,424,215 0.275   2017/02/01 0.082   2017/06/29 238,445,000 38,545,290 0.280   2016/12/12 0.178   2016/12/22
15177 Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A HKD 0.270   0.178   0.188   45,436,000 9,875,452 5,264,310 0.295   2017/03/13 0.160   2017/05/09 144,340,000 31,585,860 0.212   2016/12/30 0.200   2016/12/29
13432 Macquarie Bank Ltd. - R&F Ppt European Warrants Dec 2017 A HKD 1.080   0.590   0.620   11,047,200 9,661,940 N/A 1.380   2017/04/13 0.530   2017/05/09 23,565,600 22,649,764 -   - -   -
12290 Macquarie Bank Ltd. - Samsonite European Warrants May 2018 A HKD 0.670   0.570   0.670   7,059,000 4,307,100 N/A 0.670   2017/06/30 0.465   2017/04/05 13,431,000 7,581,660 -   - -   -
15778 Macquarie Bank Ltd. - Sands China European Wts Dec 2017 A HKD 0.315   0.187   0.193   154,748,000 34,834,196 N/A 0.315   2017/06/20 0.187   2017/06/30 198,960,000 45,181,132 -   - -   -
16632 Macquarie Bank Ltd. - Sands China European Wts Jan 2018 A HKD 2.080   1.120   1.150   2,606,400 3,721,992 N/A 2.080   2017/06/14 1.120   2017/06/28 2,606,400 3,721,992 -   - -   -
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD -   -   0.020   0 0 416,782 0.070   2017/01/10 0.017   2017/02/24 53,796,000 2,500,692 0.192   2016/10/03 0.043   2016/12/28
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD 0.024   0.010   0.010   664,000 8,588 4,015,076 0.186   2017/01/11 0.010   2017/06/22 260,484,000 24,090,456 0.375   2016/12/01 0.110   2016/12/29
21501 Macquarie Bank Ltd. - Sands China European Wts Oct 2017 A HKD 0.075   0.027   0.027   162,680,000 7,870,908 N/A 0.260   2017/01/12 0.027   2017/06/30 440,324,000 39,389,576 -   - -   -
27057 Macquarie Bank Ltd. - Sands China European Wts Sep 2017 B HKD 0.228   0.098   0.110   119,680,000 17,517,604 N/A 0.335   2017/04/10 0.079   2017/05/18 396,696,000 66,984,240 -   - -   -
28694 Macquarie Bank Ltd. - Sh Electric European Wts Feb 2018 A HKD 0.455   0.300   0.310   23,000,000 7,725,220 N/A 0.770   2017/03/15 0.300   2017/06/20 24,688,000 8,845,830 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.220   0.147   0.190   12,235,000 2,353,635 2,679,453 0.220   2017/06/30 0.136   2017/03/27 90,735,000 16,076,715 0.230   2016/10/12 0.156   2016/12/02
11548 Macquarie Bank Ltd. - Shimao Ppt European Wts Nov 2018 A HKD 0.265   0.200   0.210   27,115,000 5,935,060 N/A 0.265   2017/06/06 0.144   2017/05/09 78,915,000 16,485,050 -   - -   -
24767 Macquarie Bank Ltd. - SHK Ppt European Put Wts Dec 2017 A HKD 0.152   0.083   0.143   9,110,000 1,098,790 N/A 0.520   2017/02/08 0.083   2017/06/06 103,340,000 29,131,150 -   - -   -
17050 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2018 A HKD 0.760   0.730   0.730   980,000 730,000 N/A 0.760   2017/06/29 0.730   2017/06/30 980,000 730,000 -   - -   -
15224 Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A HKD 0.680   0.086   0.110   23,260,000 7,760,720 19,973,977 0.680   2017/06/06 0.086   2017/06/28 272,780,000 119,843,860 0.275   2016/12/21 0.227   2016/12/29
12138 Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2017 B HKD 0.325   0.103   0.115   70,160,000 11,190,320 N/A 0.345   2017/04/13 0.103   2017/06/28 117,880,000 23,148,750 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD 0.023   0.022   0.019   820,000 18,340 369,500 0.091   2017/02/24 0.019   2017/05/10 38,320,000 2,217,000 0.330   2016/01/07 0.033   2016/12/22
13295 Macquarie Bank Ltd. - Sino Biopharm European Wts Jan 2020 A HKD 0.290   0.260   0.265   4,500,000 1,218,050 N/A 0.290   2017/06/07 0.223   2017/05/08 23,960,000 5,966,000 -   - -   -
11864 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Dec 2017 A HKD 0.151   0.086   0.123   156,322,000 16,835,980 N/A 0.275   2017/04/19 0.086   2017/06/08 298,012,000 47,548,030 -   - -   -
13900 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Jun 2017 A HKD -   -   0.010   0 0 2,269,941 0.220   2017/01/04 0.016   2017/03/27 191,988,000 13,619,644 0.360   2016/11/18 0.137   2016/12/14
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD 0.039   0.018   0.028   29,788,000 776,574 4,634,992 0.250   2017/01/26 0.018   2017/06/14 264,862,000 27,809,950 0.225   2016/12/14 0.106   2016/12/29
19291 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 B HKD 0.440   0.151   0.153   472,000 165,172 N/A 0.670   2017/04/07 0.151   2017/06/28 31,500,000 13,003,052 -   - -   -
16573 Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2018 A HKD 0.265   0.111   0.114   37,312,000 6,513,488 N/A 0.265   2017/06/14 0.111   2017/06/28 37,312,000 6,513,488 -   - -   -
15331 Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2017 B HKD -   -   0.031   0 0 6,584,164 0.425   2017/01/27 0.018   2017/05/26 197,864,000 39,504,982 0.260   2016/12/21 0.161   2016/12/29
21483 Macquarie Bank Ltd. - Sinopec Corp European Wts Oct 2017 A HKD 0.265   0.092   0.093   75,528,000 13,082,330 N/A 0.520   2017/01/26 0.092   2017/06/30 199,628,000 52,599,278 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD -   -   0.133   0 0 150,193 0.250   2017/03/23 0.081   2017/01/18 6,410,000 901,160 0.182   2016/07/12 0.096   2016/02/29
26845 Macquarie Bank Ltd. - Sinopec Seg European Wts Dec 2019 A HKD 0.280   0.243   0.239   12,310,000 3,168,415 N/A 0.280   2017/06/09 0.223   2017/05/19 29,260,000 7,359,265 -   - -   -
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD 0.039   0.032   0.027   1,380,000 48,200 874,358 0.101   2017/03/21 0.032   2017/06/23 77,350,000 5,246,150 0.159   2016/02/16 0.079   2016/11/18
28943 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2018 A HKD 0.630   0.580   0.580   512,000 304,160 N/A 0.870   2017/03/24 0.580   2017/06/19 640,000 409,280 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.300   0.228   0.280   1,380,000 337,895 510,052 0.485   2017/01/17 0.228   2017/06/12 9,516,000 3,060,313 0.560   2016/12/29 0.255   2016/05/30
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.157   0.111   0.154   164,972,000 22,756,212 7,091,263 0.405   2017/02/09 0.111   2017/06/12 270,073,500 42,547,578 0.380   2016/11/10 0.285   2016/12/09
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.092   0.053   0.091   9,369,500 690,880 1,283,417 0.315   2017/01/03 0.053   2017/06/12 45,412,500 7,700,499 0.340   2016/12/30 0.169   2016/12/09
14811 Macquarie Bank Ltd. - Stanchart European Warrants Dec 2017 A HKD 0.620   0.380   0.590   5,444,000 2,575,744 N/A 0.640   2017/05/16 0.380   2017/06/23 34,513,000 16,691,029 -   - -   -
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/04/15 0.010   2016/04/15
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD 0.174   0.010   0.010   6,988,000 711,297 6,790,566 0.740   2017/02/10 0.010   2017/06/21 224,378,500 40,743,396 0.420   2016/11/11 0.246   2016/12/30
25864 Macquarie Bank Ltd. - Stanchart European Warrants Sep 2017 A HKD 0.104   0.030   0.082   20,129,500 1,408,706 N/A 0.510   2017/02/06 0.030   2017/06/26 459,393,000 58,998,680 -   - -   -
16807 Macquarie Bank Ltd. - SUNAC European Warrants Apr 2018 A HKD 0.255   0.174   0.250   29,570,000 6,186,540 N/A 0.255   2017/06/30 0.174   2017/06/23 29,570,000 6,186,540 -   - -   -
29184 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2017 A HKD 5.770   2.880   5.640   1,318,000 5,743,280 N/A 5.770   2017/06/30 0.710   2017/03/06 18,263,000 29,627,190 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 0.780   0.610   0.800   700,000 485,100 1,269,497 0.780   2017/06/13 0.150   2017/02/07 37,940,000 7,616,980 0.215   2016/12/16 0.172   2016/12/29
13797 Macquarie Bank Ltd. - SUNAC European Warrants Oct 2018 A HKD 0.410   0.250   0.410   16,620,000 5,162,850 N/A 0.410   2017/06/30 0.130   2017/05/05 125,710,000 24,328,040 -   - -   -
14707 Macquarie Bank Ltd. - Sunny Optical European Warrants Dec17A HKD 0.870   0.275   0.670   107,790,000 59,118,900 N/A 0.870   2017/06/27 0.275   2017/06/06 261,670,000 156,996,050 -   - -   -
27163 Macquarie Bank Ltd. - Sunny Optical European Warrants Jan18A HKD 1.850   0.800   1.720   23,340,000 26,133,500 N/A 1.850   2017/06/26 0.700   2017/04/11 195,680,000 187,792,100 -   - -   -
12321 Macquarie Bank Ltd. - Sunny Optical European Warrants Jun17A HKD 1.780   1.480   1.480   160,000 272,800 3,135,255 1.860   2017/05/10 0.126   2017/01/03 40,210,000 18,811,530 0.800   2016/08/31 0.132   2016/12/30
15296 Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A HKD 2.490   2.490   2.490   10,000 24,900 7,520,975 2.490   2017/06/19 0.465   2017/01/03 40,360,000 45,125,850 0.510   2016/12/28 0.450   2016/12/23
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.123   0.061   0.066   77,100,000 6,663,680 4,405,433 0.260   2017/02/10 0.061   2017/06/30 213,860,000 26,432,600 0.247   2016/12/14 0.166   2016/12/28
29868 Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2018 A HKD 0.500   0.410   0.420   10,890,000 4,927,650 N/A 0.500   2017/06/05 0.242   2017/03/14 32,100,000 13,087,270 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.202   0.106   0.111   25,630,000 3,903,990 2,240,128 0.236   2017/03/16 0.106   2017/06/30 81,320,000 13,440,770 0.490   2016/08/30 0.285   2016/11/28
16304 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2018 A HKD 0.380   0.270   0.300   56,630,000 18,023,200 N/A 0.380   2017/06/05 0.270   2017/06/27 56,630,000 18,023,200 -   - -   -
19037 Macquarie Bank Ltd. - Tencent European Put Wts Aug 2017 B HKD -   -   0.010   0 0 N/A 0.770   2017/01/25 0.014   2017/05/09 366,842,000 57,954,891 -   - -   -
15379 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 B HKD 0.455   0.160   0.211   358,613,000 93,585,619 N/A 0.810   2017/05/11 0.160   2017/06/27 443,227,000 126,507,449 -   - -   -
15911 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 F HKD 0.225   0.102   0.129   452,060,000 74,422,570 N/A 0.225   2017/06/01 0.102   2017/06/27 767,740,000 133,854,040 -   - -   -
16220 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 B HKD 0.380   0.233   0.265   60,680,000 16,240,560 N/A 0.380   2017/06/01 0.233   2017/06/27 61,080,000 16,376,560 -   - -   -
17015 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 G HKD 0.980   0.820   0.970   2,582,000 2,278,740 N/A 0.980   2017/06/30 0.820   2017/06/29 2,582,000 2,278,740 -   - -   -
15040 Macquarie Bank Ltd. - Tencent European Put Wts Jul 2017 E HKD -   -   0.020   0 0 2,451,500 0.250   2017/01/10 0.030   2017/03/20 135,086,000 14,708,997 -   - -   -
14294 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 D HKD -   -   0.011   0 0 4,947,142 1.380   2017/01/03 0.010   2017/04/12 223,370,000 29,682,852 1.490   2016/11/17 1.460   2016/11/17
14595 Macquarie Bank Ltd. - Tencent European Put Wts Jun 2017 G HKD -   -   0.023   0 0 3,003,032 0.485   2017/01/03 0.025   2017/04/07 140,273,000 18,018,194 0.480   2016/12/30 0.480   2016/12/30
13737 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 B HKD 0.102   0.044   0.052   66,128,000 4,900,364 N/A 0.485   2017/04/13 0.044   2017/06/29 370,307,000 45,820,539 -   - -   -
14729 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 G HKD 0.098   0.036   0.050   170,590,000 10,903,420 N/A 0.224   2017/04/28 0.036   2017/06/27 452,390,000 42,474,380 -   - -   -
12282 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2017 E HKD 0.023   0.010   0.010   3,600,000 52,950 N/A 0.240   2017/03/24 0.010   2017/06/27 441,460,000 58,749,070 -   - -   -
26568 Macquarie Bank Ltd. - Tencent European Put Wts Sep 2017 E HKD 0.046   0.010   0.014   10,658,000 276,533 N/A 1.440   2017/02/28 0.010   2017/06/30 266,228,000 45,143,612 -   - -   -
16305 Macquarie Bank Ltd. - Tencent European Warrants Apr 2018 B HKD 0.370   0.295   0.315   21,410,000 6,897,400 N/A 0.370   2017/06/09 0.295   2017/06/07 21,410,000 6,897,400 -   - -   -
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.440   0.365   0.395   2,490,000 989,100 6,755,910 0.470   2017/05/23 0.184   2017/01/03 150,350,000 40,535,460 0.325   2016/10/25 0.160   2016/12/23
17248 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 A HKD 0.990   0.440   0.495   155,756,000 105,586,770 N/A 1.270   2017/05/23 0.330   2017/03/03 335,673,000 246,541,400 -   - -   -
19038 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22509 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 D HKD 7.080   7.080   6.960   10,000 70,800 N/A 7.080   2017/06/09 1.630   2017/03/03 174,000 680,160 -   - -   -
23996 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 E HKD -   -   9.980   0 0 N/A 6.050   2017/04/25 3.770   2017/02/27 96,000 501,810 -   - -   -
14318 Macquarie Bank Ltd. - Tencent European Warrants Aug 2018 A HKD 0.500   0.410   0.475   25,700,000 12,067,150 N/A 0.500   2017/06/28 0.365   2017/05/16 35,280,000 16,309,350 -   - -   -
14997 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 A HKD 0.620   0.495   0.530   333,000 176,020 N/A 0.670   2017/05/25 0.285   2017/05/08 5,715,000 2,368,690 -   - -   -
15449 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 C HKD 0.900   0.680   0.710   348,000 263,060 N/A 0.900   2017/06/09 0.500   2017/05/17 2,040,000 1,451,370 -   - -   -
15450 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 D HKD 1.440   1.030   1.190   80,000 98,400 N/A 1.440   2017/06/09 1.030   2017/06/12 80,000 98,400 -   - -   -
15576 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 E HKD 2.610   1.690   2.270   4,721,000 10,860,720 N/A 2.610   2017/06/09 1.450   2017/05/16 9,765,000 18,930,490 -   - -   -
15917 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 G HKD 0.420   0.305   0.390   3,910,000 1,354,900 N/A 0.420   2017/06/09 0.305   2017/06/01 9,020,000 3,222,150 -   - -   -
16121 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 H HKD 0.380   0.222   0.285   35,740,000 10,000,647 N/A 0.395   2017/05/26 0.222   2017/06/01 48,702,000 14,264,012 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.420   0.330   0.365   35,180,000 13,092,550 9,431,523 0.425   2017/05/23 0.148   2017/01/04 245,550,000 56,589,140 0.244   2016/11/07 0.128   2016/12/23
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.570   0.350   0.415   876,000 445,845 879,864 0.620   2017/05/23 0.143   2017/01/05 17,112,000 5,279,185 0.600   2016/09/06 0.126   2016/12/12
16463 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 C HKD 0.820   0.760   0.830   76,000 60,840 N/A 0.820   2017/06/15 0.760   2017/06/13 76,000 60,840 -   - -   -
16467 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 D HKD 1.580   1.190   1.340   284,000 400,220 N/A 1.580   2017/06/09 1.190   2017/06/12 284,000 400,220 -   - -   -
16745 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16998 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 F HKD 0.315   0.249   0.250   8,706,000 2,395,945 N/A 0.315   2017/06/27 0.249   2017/06/30 8,706,000 2,395,945 -   - -   -
16288 Macquarie Bank Ltd. - Tencent European Warrants Jan 2019 A HKD 0.335   0.246   0.305   24,880,000 7,156,070 N/A 0.335   2017/06/27 0.246   2017/06/01 24,880,000 7,156,070 -   - -   -
26777 Macquarie Bank Ltd. - Tencent European Warrants Jan 2020 A HKD 0.620   0.510   0.570   4,720,000 2,696,000 N/A 0.640   2017/05/23 0.380   2017/04/19 14,750,000 7,624,900 -   - -   -
14711 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 A HKD 1.700   0.450   1.200   6,382,000 6,015,125 23,514,954 1.700   2017/06/27 0.255   2017/05/08 303,845,000 141,089,725 -   - -   -
14843 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 B HKD 0.250   0.010   0.010   52,137,000 6,048,478 16,822,180 0.360   2017/05/23 0.010   2017/06/27 492,111,000 100,933,079 0.255   2016/12/30 0.225   2016/12/29
14877 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 C HKD 4.010   3.990   5.340   40,000 160,000 1,140,392 4.120   2017/05/31 1.360   2017/04/19 4,052,000 6,842,350 -   - -   -
15033 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 D HKD -   -   9.340   0 0 326,233 7.290   2017/05/18 2.780   2017/01/27 332,000 1,957,400 -   - -   -
16002 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 F HKD -   -   12.360   0 0 N/A 11.260   2017/05/22 4.010   2017/01/05 1,190,000 8,362,160 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.630   0.460   0.550   2,506,000 1,331,705 1,166,435 0.650   2017/05/26 0.151   2017/01/03 20,048,000 6,998,611 0.500   2016/09/06 0.123   2016/12/23
16219 Macquarie Bank Ltd. - Tencent European Warrants Jul 2019 A HKD 0.310   0.223   0.275   51,470,000 12,867,410 N/A 0.310   2017/06/27 0.223   2017/06/01 55,930,000 13,951,130 -   - -   -
21222 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 A HKD -   -   0.010   0 0 8,813 0.019   2017/01/03 0.010   2017/05/23 4,340,000 52,880 0.086   2016/01/04 0.010   2016/12/07
14038 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 B HKD -   -   0.010   0 0 443,515 0.110   2017/01/06 0.020   2017/04/05 49,758,000 2,661,090 0.207   2016/11/08 0.054   2016/12/28
14156 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 C HKD -   -   0.010   0 0 3,740,461 0.213   2017/01/11 0.010   2017/05/25 312,709,000 22,442,765 0.485   2016/11/10 0.118   2016/12/21
14295 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 E HKD -   -   2.550   0 0 27,954,554 2.930   2017/05/23 0.188   2017/04/11 453,864,000 167,727,324 -   - -   -
14342 Macquarie Bank Ltd. - Tencent European Warrants Jun 2017 F HKD -   -   6.430   0 0 1,841,115 6.430   2017/05/25 0.910   2017/03/01 5,283,000 11,046,690 1.580   2016/11/23 0.800   2016/12/28
13486 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 A HKD 1.980   1.200   1.590   19,013,000 30,400,130 N/A 1.980   2017/06/27 1.200   2017/06/01 22,799,000 36,288,880 -   - -   -
13886 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 C HKD 3.200   2.180   2.700   4,854,000 13,953,620 N/A 3.200   2017/06/27 1.910   2017/05/17 6,200,000 16,683,400 -   - -   -
14417 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 D HKD 5.670   4.170   5.260   380,000 2,026,900 N/A 5.670   2017/06/09 2.840   2017/04/26 654,000 3,190,200 -   - -   -
14577 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 E HKD 0.630   0.620   0.760   100,000 62,900 N/A 0.630   2017/06/12 0.370   2017/05/08 2,320,000 999,850 -   - -   -
14684 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 F HKD 0.990   0.660   0.680   13,624,000 10,769,990 N/A 0.990   2017/06/09 0.570   2017/05/17 15,396,000 12,150,220 -   - -   -
28944 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 A HKD 1.910   1.110   1.460   31,181,000 44,824,070 N/A 1.920   2017/05/26 0.550   2017/03/13 57,547,000 86,057,770 -   - -   -
29259 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 B HKD 3.850   3.850   3.650   10,000 38,500 N/A 3.850   2017/06/20 2.030   2017/05/02 84,000 283,020 -   - -   -
29694 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 C HKD 7.820   6.680   7.020   530,000 3,895,350 N/A 7.820   2017/06/27 2.570   2017/03/23 636,000 4,329,250 -   - -   -
11794 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 D HKD 1.070   0.540   0.550   45,367,000 36,066,930 N/A 1.340   2017/05/23 0.540   2017/06/30 60,806,000 51,476,830 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 0.980   0.740   0.860   12,346,000 10,397,110 3,287,716 1.000   2017/05/23 0.355   2017/02/13 27,537,000 19,726,295 0.510   2016/10/20 0.340   2016/10/13
24695 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 A HKD 2.530   1.430   2.000   9,840,000 18,724,140 N/A 2.530   2017/06/27 0.530   2017/01/27 17,092,000 29,867,650 -   - -   -
25500 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 B HKD 5.440   4.240   5.070   1,224,000 5,533,820 N/A 5.440   2017/06/20 1.800   2017/04/10 2,504,000 10,737,440 -   - -   -
25503 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 C HKD 8.890   7.620   8.480   772,000 6,182,440 N/A 8.890   2017/06/28 2.770   2017/03/09 809,000 6,326,170 -   - -   -
26172 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 D HKD 0.890   0.495   0.530   146,338,000 102,406,535 N/A 1.260   2017/05/23 0.495   2017/06/12 213,800,000 161,443,195 -   - -   -
24789 Macquarie Bank Ltd. - Towngas China European Wts Nov 2017 A HKD 0.640   0.385   0.510   13,163,000 6,024,405 N/A 0.640   2017/06/23 0.305   2017/05/16 42,063,000 17,723,880 -   - -   -
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.168   0.078   0.099   63,580,000 6,876,090 2,686,105 0.168   2017/06/02 0.072   2017/03/13 146,800,000 16,116,630 0.190   2016/10/27 0.134   2016/12/30
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD 0.137   0.113   0.121   5,040,000 630,600 224,933 0.143   2017/01/03 0.113   2017/06/21 10,640,000 1,349,600 0.203   2016/02/17 0.165   2016/09/12
11913 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2020 A HKD 0.355   0.315   0.330   1,600,000 536,600 N/A 0.355   2017/06/26 0.305   2017/04/03 2,480,000 817,400 -   - -   -
11324 Macquarie Bank Ltd. - Wharf European Warrants Feb 2018 A HKD 0.550   0.270   0.275   11,230,000 3,598,600 N/A 0.550   2017/06/06 0.270   2017/06/30 18,040,000 6,245,700 -   - -   -
12444 Macquarie Bank Ltd. - Wharf European Warrants Jun 2017 A HKD -   -   0.101   0 0 2,081,867 0.485   2017/03/10 0.079   2017/01/03 64,820,000 12,491,200 0.460   2016/08/18 0.048   2016/12/28
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.209   0.156   0.161   69,768,000 12,215,868 5,558,243 0.211   2017/04/12 0.077   2017/01/04 196,600,000 33,349,456 0.172   2016/08/08 0.068   2016/09/01
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.132   0.128   0.116   120,000 15,600 1,025,020 0.187   2017/01/25 0.100   2017/05/23 41,420,000 6,150,120 0.219   2016/10/18 0.087   2016/11/30
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.275   0.244   0.270   23,800,000 6,003,560 1,351,943 0.275   2017/06/30 0.201   2017/05/04 32,860,000 8,111,660 0.236   2016/12/30 0.205   2016/11/10
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD -   -   0.010   0 0 98,674 0.109   2017/02/10 0.019   2017/03/30 7,914,000 592,046 0.480   2016/09/20 0.089   2016/12/19
23031 Macquarie Bank Ltd. - Xinyi Solar European Warrants May 18 A HKD 0.325   0.260   0.237   2,058,000 600,330 N/A 0.650   2017/02/10 0.260   2017/06/27 6,044,000 2,032,420 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.174   0.130   0.168   28,280,000 4,190,740 2,657,130 0.189   2017/04/13 0.093   2017/01/03 118,900,000 15,942,780 0.244   2016/07/04 0.076   2016/08/25
15277 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 B HKD 0.740   0.340   0.720   57,130,000 28,511,370 N/A 0.740   2017/06/30 0.340   2017/06/02 67,296,000 32,790,320 -   - -   -
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD 0.212   0.174   0.188   420,000 76,040 72,155 0.270   2017/04/13 0.165   2017/05/25 1,970,000 432,930 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD 0.015   0.015   0.015   100,000 1,500 119,540 0.074   2017/03/16 0.015   2017/06/02 14,816,000 717,242 0.169   2016/09/09 0.046   2016/12/28
15574 Macquarie Bank Ltd. - Zhaojin Mining Euro Wts May 2018 A HKD 1.370   1.030   1.090   10,586,000 12,601,925 N/A 1.440   2017/05/18 1.030   2017/06/27 19,809,500 24,430,010 -   - -   -
14975 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A HKD -   -   0.122   0 0 3,180,162 0.455   2017/03/17 0.143   2017/05/31 57,192,000 19,080,970 0.247   2016/12/15 0.199   2016/12/28
11921 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2017 A HKD -   -   0.012   0 0 347,213 0.056   2017/02/13 0.015   2017/03/27 49,374,000 2,083,276 0.280   2016/08/11 0.035   2016/12/07
16385 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2018 A HKD 0.295   0.240   0.240   3,710,000 1,012,900 N/A 0.295   2017/06/07 0.240   2017/06/20 3,710,000 1,012,900 -   - -   -
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.014   0.010   0.014   460,000 5,240 72,054 0.060   2017/02/10 0.010   2017/06/16 12,826,000 432,324 0.065   2016/11/29 0.010   2016/05/23
14892 Macquarie Bank Ltd. - ZTE European Warrants Apr 2018 A HKD 0.365   0.246   0.365   33,054,000 10,033,958 N/A 0.365   2017/06/26 0.198   2017/05/12 102,634,000 26,315,582 -   - -   -
29396 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 A HKD 0.465   0.300   0.465   28,708,000 10,875,180 N/A 0.465   2017/06/27 0.187   2017/03/10 246,484,000 63,753,490 -   - -   -
16968 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 B HKD 0.260   0.225   0.233   31,840,000 7,679,320 N/A 0.260   2017/06/27 0.225   2017/06/28 31,840,000 7,679,320 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.600   0.410   0.600   1,320,000 653,640 6,252,929 0.600   2017/06/21 0.177   2017/03/10 159,522,000 37,517,576 0.325   2016/12/30 0.219   2016/12/16
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.057   0.041   0.048   148,890,000 7,199,850 6,224,383 0.226   2017/01/03 0.041   2017/06/12 480,310,000 37,346,300 0.241   2016/11/18 0.151   2016/11/30
16433 Macquarie Bank Ltd. -China Life European Put Warrants Apr18B HKD 0.445   0.365   0.430   28,820,000 11,681,700 N/A 0.445   2017/06/21 0.365   2017/06/13 28,820,000 11,681,700 -   - -   -
27647 Macquarie Bank Ltd. -China Life European Put Warrants Jan18A HKD 0.158   0.111   0.151   59,400,000 8,154,090 N/A 0.290   2017/03/03 0.111   2017/06/09 284,060,000 50,720,820 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD -   -   0.020   0 0 357,252 0.111   2017/02/15 0.022   2017/04/18 31,174,000 2,143,510 0.310   2016/09/09 0.089   2016/12/28
15976 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Dec 2018 A HKD 0.186   0.178   0.206   320,000 57,120 N/A 0.186   2017/06/27 0.178   2017/06/08 320,000 57,120 -   - -   -
16996 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Jul 2019 A HKD 0.335   0.335   0.335   30,000 10,050 N/A 0.335   2017/06/30 0.335   2017/06/30 30,000 10,050 -   - -   -
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.033   0.015   0.033   6,926,000 168,383 490,388 0.200   2017/02/15 0.015   2017/06/28 33,134,000 2,942,329 0.325   2016/10/14 0.161   2016/12/28
12686 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2018 A HKD 0.110   0.072   0.106   7,670,000 697,140 N/A 0.174   2017/05/05 0.072   2017/06/16 9,810,000 1,023,220 -   - -   -
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.395   0.247   0.375   720,000 224,000 323,270 0.395   2017/06/13 0.209   2017/05/18 6,370,000 1,939,620 0.310   2016/10/11 0.141   2016/05/16
28945 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2018 A HKD 0.240   0.081   0.152   68,880,000 9,788,105 N/A 0.248   2017/02/28 0.070   2017/05/18 518,070,000 80,959,115 -   - -   -
16747 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2019 A HKD 0.280   0.192   0.193   147,650,000 33,905,745 N/A 0.280   2017/06/19 0.192   2017/06/30 147,650,000 33,905,745 -   - -   -
16306 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2018 A HKD 2.220   0.700   1.160   79,993,500 85,868,235 N/A 2.220   2017/06/13 0.700   2017/06/08 79,993,500 85,868,235 -   - -   -
16750 Macquarie Bank Ltd. -Greatwall Motor European Wts May 2018 A HKD 1.290   0.760   0.770   67,433,000 63,961,165 N/A 1.290   2017/06/19 0.760   2017/06/30 67,433,000 63,961,165 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.200   0.076   0.117   14,010,000 2,253,240 16,143,944 0.231   2017/02/22 0.071   2017/05/15 637,250,000 96,863,665 0.250   2016/10/25 0.106   2016/11/17
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.220   0.037   0.088   15,350,000 1,989,185 4,474,969 0.220   2017/06/13 0.028   2017/05/09 297,725,000 26,849,815 0.247   2016/03/14 0.050   2016/12/23
15008 Macquarie Bank Ltd. -PetroChina European Put Warrants Jul17A HKD 0.205   0.117   0.148   35,652,000 4,985,986 9,378,085 0.290   2017/01/04 0.093   2017/05/25 386,010,000 56,268,512 0.395   2016/12/12 0.237   2016/12/28
16633 Macquarie Bank Ltd. -Sands China European Put Wts Feb 2018 A HKD 0.181   0.147   0.172   73,664,000 12,187,816 N/A 0.181   2017/06/14 0.147   2017/06/20 73,664,000 12,187,816 -   - -   -
21379 Macquarie Bank Ltd. -Sands China European Put Wts Sep 2017 A HKD 0.033   0.020   0.020   29,604,000 796,668 N/A 0.280   2017/02/09 0.020   2017/06/07 399,652,000 45,455,252 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.480   0.207   0.242   28,805,000 11,174,870 4,870,991 0.600   2017/04/05 0.207   2017/06/30 74,984,000 29,225,945 0.480   2016/11/28 0.325   2016/12/23
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.114   0.071   0.038   1,600,000 156,700 2,441,894 0.248   2017/02/16 0.054   2017/05/09 108,030,000 14,651,361 0.212   2016/09/23 0.072   2016/12/23
28712 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Dec 2017 A HKD 0.140   0.062   0.076   35,378,000 2,975,384 N/A 0.140   2017/06/01 0.062   2017/06/15 62,362,000 5,926,411 -   - -   -
27929 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Jun 2017 A HKD -   -   0.560   0 0 4,033 0.620   2017/02/21 0.590   2017/02/22 40,000 24,200 0.370   2016/09/02 0.192   2016/06/16
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD -   -   0.690   0 0 22,600 0.600   2017/02/15 0.570   2017/01/04 230,000 135,600 0.660   2016/11/10 0.410   2016/01/26
14401 SG Issuer - A50 China European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 209,269 0.470   2017/01/06 0.010   2017/05/19 9,128,500 1,255,616 0.660   2016/12/29 0.335   2016/11/29
16317 SG Issuer - A50 China European Warrants Dec 2017 A HKD 0.425   0.340   0.430   3,990,400 1,562,394 N/A 0.425   2017/06/28 0.340   2017/06/23 3,990,400 1,562,394 -   - -   -
16763 SG Issuer - A50 China European Warrants Feb 2018 A HKD 0.280   0.260   0.275   10,200 2,804 N/A 0.280   2017/06/19 0.260   2017/06/19 10,200 2,804 -   - -   -
15444 SG Issuer - A50 China European Warrants Jul 2017 B HKD 1.330   0.990   1.520   300,300 340,307 116,844 1.330   2017/06/22 0.395   2017/05/02 782,600 701,065 0.620   2016/12/22 0.590   2016/12/22
14096 SG Issuer - A50 China European Warrants Jun 2017 A HKD -   -   0.010   0 0 1,173,822 0.280   2017/01/05 0.010   2017/05/26 69,563,500 7,042,933 0.510   2016/11/30 0.250   2016/12/21
13940 SG Issuer - A50 China European Warrants Nov 2017 A HKD 0.830   0.600   0.870   2,860,000 2,026,300 N/A 0.830   2017/06/28 0.335   2017/04/28 2,912,200 2,050,915 -   - -   -
27739 SG Issuer - A50 China European Warrants Sep 2017 A HKD 0.285   0.158   0.275   5,841,100 1,252,419 N/A 0.305   2017/02/16 0.081   2017/05/09 6,321,300 1,334,839 -   - -   -
14502 SG Issuer - AAC Tech European Warrants Apr 2018 A HKD 0.315   0.242   0.295   7,365,000 2,043,360 N/A 0.380   2017/04/26 0.187   2017/05/18 25,315,000 6,088,145 -   - -   -
15181 SG Issuer - AAC Tech European Warrants Apr 2018 B HKD 0.156   0.140   0.144   8,300,000 1,206,430 N/A 0.230   2017/05/09 0.140   2017/06/30 8,310,000 1,208,690 -   - -   -
14692 SG Issuer - AAC Tech European Warrants Aug 2018 A HKD 0.204   0.173   0.188   17,180,000 3,236,340 N/A 0.270   2017/04/27 0.109   2017/05/18 28,830,000 4,959,950 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.156   0.103   0.106   345,000 37,690 4,402,061 0.249   2017/05/02 0.099   2017/01/10 156,980,000 26,412,365 0.244   2016/09/07 0.071   2016/12/13
14589 SG Issuer - AAC Tech European Warrants Dec 2018 A HKD 0.248   0.190   0.229   15,470,000 3,502,345 N/A 0.320   2017/05/02 0.137   2017/05/18 56,820,000 11,392,875 -   - -   -
14813 SG Issuer - AAC Tech European Warrants Feb 2018 A HKD 0.172   0.119   0.149   25,130,000 3,898,610 N/A 0.290   2017/05/02 0.085   2017/05/18 52,800,000 8,188,750 -   - -   -
15555 SG Issuer - AAC Tech European Warrants Jan 2018 A HKD 0.215   0.156   0.190   16,805,000 3,185,740 N/A 0.215   2017/06/09 0.108   2017/05/18 43,975,000 7,204,350 -   - -   -
15569 SG Issuer - AAC Tech European Warrants Jan 2018 B HKD 0.177   0.144   0.153   10,540,000 1,649,780 N/A 0.177   2017/06/09 0.102   2017/05/18 26,670,000 3,871,760 -   - -   -
14516 SG Issuer - AAC Tech European Warrants Mar 2018 A HKD 0.194   0.138   0.176   12,770,000 2,241,565 N/A 0.295   2017/05/02 0.093   2017/05/18 185,390,000 39,515,335 -   - -   -
14977 SG Issuer - AAC Tech European Warrants Nov 2017 A HKD 0.201   0.131   0.174   28,300,000 5,115,150 N/A 0.270   2017/05/10 0.088   2017/05/18 211,250,000 43,717,050 -   - -   -
14814 SG Issuer - AAC Tech European Warrants Oct 2017 A HKD 0.131   0.060   0.098   312,440,000 32,734,455 N/A 0.239   2017/05/02 0.047   2017/05/18 837,035,000 123,120,030 -   - -   -
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD 0.105   0.083   0.030   15,600,000 1,427,100 1,058,520 0.222   2017/02/16 0.073   2017/05/12 45,294,000 6,351,122 0.191   2016/09/09 0.150   2016/08/30
28502 SG Issuer - AGBK European Warrants Dec 2017 A HKD 0.138   0.075   0.086   4,768,000 489,456 N/A 0.208   2017/02/27 0.075   2017/06/15 5,308,000 591,006 -   - -   -
16478 SG Issuer - AGBK European Warrants Dec 2017 B HKD 0.105   0.097   0.050   2,000 202 N/A 0.105   2017/06/09 0.097   2017/06/09 2,000 202 -   - -   -
26892 SG Issuer - AGBK European Warrants Jan 2018 A HKD -   -   0.265   0 0 N/A 0.405   2017/02/20 0.222   2017/02/10 10,154,000 2,780,195 -   - -   -
15004 SG Issuer - AIA European Put Warrants Jul 2017 B HKD -   -   0.011   0 0 344,902 0.231   2017/01/03 0.011   2017/04/25 35,550,000 2,069,410 0.275   2016/12/12 0.203   2016/12/21
13688 SG Issuer - AIA European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 10,402,566 0.390   2017/01/03 0.010   2017/04/26 889,286,000 62,415,396 0.430   2016/12/09 0.152   2016/10/25
15682 SG Issuer - AIA European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 375,079 0.241   2017/01/04 0.016   2017/04/26 21,492,000 2,250,476 -   - -   -
15062 SG Issuer - AIA European Put Warrants Dec 2017 B HKD 0.119   0.054   0.065   69,840,000 6,185,670 N/A 0.180   2017/05/08 0.054   2017/06/22 181,096,000 21,061,080 -   - -   -
16932 SG Issuer - AIA European Put Warrants Jan 2018 B HKD 0.236   0.200   0.225   19,746,000 4,203,704 N/A 0.236   2017/06/30 0.200   2017/06/29 19,746,000 4,203,704 -   - -   -
28847 SG Issuer - AIA European Put Warrants Sep 2017 B HKD 0.019   0.010   0.010   13,000,000 171,270 N/A 0.239   2017/02/24 0.010   2017/06/20 370,932,000 40,135,784 -   - -   -
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.015   0.010   0.013   10,292,000 121,064 397,421 0.041   2017/04/27 0.010   2017/06/20 98,478,000 2,384,526 0.305   2016/10/06 0.015   2016/12/09
28741 SG Issuer - AIA European Warrants Aug 2017 B HKD 0.500   0.280   0.375   28,786,000 10,966,130 N/A 0.500   2017/06/22 0.068   2017/04/19 181,928,000 38,461,130 -   - -   -
23476 SG Issuer - AIA European Warrants Dec 2017 A HKD 0.550   0.380   0.450   26,834,000 11,797,310 N/A 0.550   2017/06/22 0.147   2017/04/19 574,324,000 129,670,144 -   - -   -
15172 SG Issuer - AIA European Warrants Jan 2018 A HKD 0.243   0.163   0.182   223,070,000 49,173,530 N/A 0.260   2017/05/09 0.163   2017/06/16 229,002,000 50,585,682 -   - -   -
17120 SG Issuer - AIA European Warrants Jan 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14953 SG Issuer - AIA European Warrants Jul 2017 A HKD 0.830   0.560   0.810   830,000 507,560 19,504,098 0.830   2017/06/22 0.104   2017/01/03 564,160,000 117,024,586 0.164   2016/12/14 0.104   2016/12/29
15152 SG Issuer - AIA European Warrants Jul 2017 C HKD -   -   1.160   0 0 5,940,347 0.900   2017/05/17 0.194   2017/01/03 88,432,000 35,642,080 0.275   2016/12/14 0.207   2016/12/29
28879 SG Issuer - AIA European Warrants Jul 2017 D HKD 0.400   0.355   0.510   1,600,000 604,000 N/A 0.420   2017/05/16 0.064   2017/04/19 574,010,000 80,011,926 -   - -   -
14074 SG Issuer - AIA European Warrants Jun 2017 B HKD -   -   0.192   0 0 21,804,026 0.275   2017/05/16 0.013   2017/04/19 1,366,110,000 130,824,158 0.224   2016/11/08 0.036   2016/12/29
14258 SG Issuer - AIA European Warrants Jun 2017 C HKD -   -   0.700   0 0 19,686,936 0.750   2017/05/10 0.096   2017/01/03 560,606,000 118,121,618 0.360   2016/11/16 0.094   2016/12/29
29289 SG Issuer - AIA European Warrants Nov 2017 A HKD 0.295   0.183   0.223   58,528,000 12,925,052 N/A 0.295   2017/06/22 0.074   2017/04/19 213,938,000 43,782,810 -   - -   -
15122 SG Issuer - AIA European Warrants Oct 2017 A HKD 0.730   0.550   0.640   2,020,000 1,227,920 6,941,632 0.730   2017/06/27 0.152   2017/01/04 170,518,000 41,649,790 0.236   2016/12/14 0.228   2016/12/14
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.148   0.061   0.098   9,765,000 1,142,535 1,776,577 0.335   2017/03/16 0.061   2017/06/26 45,670,000 10,659,460 0.214   2016/11/25 0.134   2016/12/15
15570 SG Issuer - Anhui Conch European Warrants Jan 2018 A HKD 0.330   0.242   0.320   5,345,000 1,570,135 N/A 0.330   2017/06/30 0.242   2017/06/20 8,530,000 2,426,305 -   - -   -
15475 SG Issuer - Anhui Conch European Warrants Jul 2017 A HKD 0.380   0.237   0.335   1,945,000 591,450 835,492 0.500   2017/04/05 0.237   2017/06/22 12,625,000 5,012,950 0.203   2016/12/23 0.201   2016/12/23
14906 SG Issuer - Anhui Conch European Warrants Nov 2017 A HKD 0.156   0.082   0.142   100,810,000 11,891,675 N/A 0.167   2017/05/04 0.082   2017/06/21 209,375,000 24,510,320 -   - -   -
14848 SG Issuer - BOCHK European Warrants Aug 2017 A HKD 0.890   0.425   0.780   6,325,000 3,300,100 1,592,195 0.890   2017/06/29 0.194   2017/01/13 25,445,000 9,553,170 0.265   2016/12/08 0.208   2016/12/13
28882 SG Issuer - BOCHK European Warrants Feb 2018 A HKD 0.450   0.180   0.360   41,030,000 11,615,545 N/A 0.450   2017/06/29 0.152   2017/02/27 45,730,000 12,470,065 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.670   0.310   0.580   28,650,000 13,408,200 5,712,048 0.670   2017/06/29 0.147   2017/01/03 120,300,000 34,272,285 0.163   2016/12/23 0.130   2016/12/19
15428 SG Issuer - BOCHK European Warrants Sep 2017 A HKD 1.070   0.610   0.950   5,325,000 3,997,550 1,577,288 1.070   2017/06/29 0.255   2017/01/03 17,915,000 9,463,725 0.255   2016/12/23 0.237   2016/12/22
23401 SG Issuer - BOCL European Put Warrants Aug 2017 B HKD 0.023   0.011   0.011   19,415,000 271,453 N/A 0.260   2017/01/20 0.011   2017/06/28 46,413,000 2,564,750 -   - -   -
15988 SG Issuer - BOCL European Put Warrants Jan 2018 B HKD 0.171   0.154   0.147   3,080,000 485,950 N/A 0.250   2017/05/23 0.154   2017/06/12 3,222,000 509,618 -   - -   -
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.195   0.089   0.093   1,420,000 157,890 1,247,765 0.365   2017/02/15 0.089   2017/06/21 32,165,000 7,486,590 0.270   2016/11/30 0.115   2016/12/23
28001 SG Issuer - BOCL European Warrants Dec 2017 A HKD 0.085   0.035   0.034   5,362,000 320,598 N/A 0.218   2017/02/17 0.035   2017/06/29 12,144,000 827,096 -   - -   -
15360 SG Issuer - BOCL European Warrants Jan 2018 A HKD 0.182   0.175   0.182   500,000 89,600 N/A 0.315   2017/05/16 0.175   2017/06/28 2,502,000 703,645 -   - -   -
15989 SG Issuer - BOCL European Warrants Jun 2018 A HKD -   -   0.082   0 0 N/A 0.140   2017/05/23 0.136   2017/05/23 4,000 552 -   - -   -
29188 SG Issuer - BOCL European Warrants Oct 2017 A HKD 0.042   0.019   0.013   2,202,000 70,745 N/A 0.131   2017/03/02 0.019   2017/06/16 6,171,000 201,512 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD 0.096   0.020   0.023   8,180,000 546,100 594,480 0.246   2017/02/16 0.020   2017/06/30 25,590,000 3,566,880 0.237   2016/08/30 0.095   2016/11/24
15535 SG Issuer - BOCom European Warrants Aug 2017 A HKD 0.207   0.061   0.049   1,208,000 165,732 3,706,434 0.610   2017/02/21 0.061   2017/06/28 46,565,000 22,238,606 0.460   2016/12/30 0.445   2016/12/30
16818 SG Issuer - BOCom European Warrants Jan 2018 A HKD 0.360   0.300   0.285   1,202,000 415,605 N/A 0.360   2017/06/23 0.300   2017/06/21 1,202,000 415,605 -   - -   -
14696 SG Issuer - BOCom European Warrants Jun 2017 A HKD -   -   0.010   0 0 568,283 0.295   2017/02/16 0.034   2017/04/27 14,774,000 3,409,696 0.435   2016/11/30 0.154   2016/12/23
28505 SG Issuer - BOCom European Warrants Oct 2017 A HKD -   -   0.037   0 0 N/A 0.450   2017/02/22 0.265   2017/03/28 602,000 161,395 -   - -   -
28975 SG Issuer - BOCom European Warrants Sep 2017 A HKD 0.049   0.029   0.014   535,000 25,415 N/A 0.290   2017/02/28 0.029   2017/06/09 857,000 45,185 -   - -   -
15011 SG Issuer - BYD European Warrants Aug 2017 A HKD 0.660   0.315   0.375   59,570,000 28,568,675 15,204,346 0.720   2017/02/09 0.270   2017/05/23 183,395,000 91,226,075 0.640   2016/12/12 0.485   2016/12/28
16435 SG Issuer - BYD European Warrants Jan 2018 A HKD 0.480   0.305   0.320   27,215,000 11,210,575 N/A 0.480   2017/06/14 0.305   2017/06/30 27,215,000 11,210,575 -   - -   -
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD 0.162   0.010   0.010   52,295,000 4,683,995 10,765,233 0.315   2017/02/09 0.010   2017/06/26 361,325,000 64,591,400 0.520   2016/11/28 0.221   2016/12/28
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD 0.066   0.025   0.038   10,366,000 435,168 167,940 0.105   2017/02/15 0.010   2017/05/11 20,152,000 1,007,638 0.213   2016/12/02 0.103   2016/12/20
15436 SG Issuer - CAM CSI300 European Warrants Jul 2017 B HKD 0.420   0.195   0.430   1,062,000 247,732 613,488 0.420   2017/06/28 0.081   2017/05/11 19,562,000 3,680,928 0.238   2016/12/22 0.193   2016/12/30
14314 SG Issuer - CAM CSI300 European Warrants May 2018 A HKD 0.225   0.192   0.209   9,240,000 1,940,948 N/A 0.225   2017/06/26 0.137   2017/05/16 11,620,000 2,298,128 -   - -   -
14643 SG Issuer - CCB European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 555,622 0.146   2017/01/04 0.010   2017/04/11 104,447,000 3,333,731 0.255   2016/12/22 0.119   2016/12/30
15302 SG Issuer - CCB European Put Warrants Nov 2017 A HKD 0.300   0.207   0.275   33,052,000 8,089,322 N/A 0.365   2017/05/10 0.207   2017/06/05 44,519,000 11,620,497 -   - -   -
28009 SG Issuer - CCB European Put Warrants Sep 2017 A HKD 0.083   0.039   0.053   26,113,000 1,318,689 N/A 0.300   2017/03/10 0.039   2017/06/26 36,561,000 3,049,635 -   - -   -
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.112   0.010   0.014   75,379,000 4,602,352 10,307,386 0.270   2017/02/23 0.010   2017/06/29 612,108,000 61,844,315 0.295   2016/12/01 0.162   2016/12/29
15431 SG Issuer - CCB European Warrants Aug 2017 B HKD 0.650   0.485   0.425   400,000 231,500 2,151,969 0.750   2017/02/20 0.350   2017/02/06 26,281,000 12,911,815 0.530   2016/12/30 0.280   2016/12/23
28010 SG Issuer - CCB European Warrants Dec 2017 A HKD 0.119   0.044   0.045   55,443,000 4,484,466 N/A 0.260   2017/02/20 0.044   2017/06/30 83,097,000 7,730,598 -   - -   -
16031 SG Issuer - CCB European Warrants Dec 2017 B HKD 0.255   0.130   0.124   12,902,000 2,673,495 N/A 0.255   2017/06/02 0.130   2017/06/29 14,404,000 3,021,687 -   - -   -
14306 SG Issuer - CCB European Warrants Jun 2017 A HKD -   -   0.310   0 0 13,352,680 0.470   2017/03/21 0.094   2017/05/09 314,838,000 80,116,077 0.325   2016/12/01 0.153   2016/12/22
28461 SG Issuer - CCB European Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.242   2017/03/21 0.013   2017/05/25 83,765,000 13,806,934 -   - -   -
16479 SG Issuer - CCB European Warrants Nov 2017 B HKD 0.133   0.129   0.065   2,000 262 N/A 0.133   2017/06/09 0.129   2017/06/09 2,000 262 -   - -   -
15300 SG Issuer - CCB European Warrants Oct 2017 A HKD 0.305   0.110   0.112   134,587,000 29,582,831 N/A 0.305   2017/06/05 0.110   2017/06/30 213,853,000 46,578,730 -   - -   -
28511 SG Issuer - CCB European Warrants Sep 2017 B HKD 0.121   0.024   0.021   79,856,000 7,310,569 N/A 0.315   2017/02/22 0.024   2017/06/28 194,275,000 18,065,231 -   - -   -
28005 SG Issuer - CCCCL European Warrants Dec 2017 A HKD 0.455   0.219   0.222   8,962,000 2,563,350 N/A 1.260   2017/03/23 0.219   2017/06/16 25,430,000 16,714,480 -   - -   -
14739 SG Issuer - CCCCL European Warrants Jun 2017 A HKD -   -   0.700   0 0 6,848,815 1.960   2017/03/23 0.610   2017/01/16 36,374,000 41,092,890 0.930   2016/12/02 0.495   2016/12/22
15686 SG Issuer - CCCCL European Warrants Nov 2017 A HKD 0.173   0.132   0.144   10,560,000 1,717,150 893,435 0.250   2017/03/02 0.132   2017/06/15 28,570,000 5,360,610 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.069   0.041   0.043   18,180,000 1,022,940 2,880,225 0.174   2017/03/23 0.041   2017/06/16 144,860,000 17,281,350 0.246   2016/04/18 0.078   2016/09/28
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD -   -   0.011   0 0 74,015 0.145   2017/02/15 0.012   2017/04/21 5,820,000 444,092 0.310   2016/11/08 0.109   2016/12/19
25637 SG Issuer - CCoal European Warrants Sep 2017 A HKD 0.051   0.013   0.022   36,515,000 1,034,637 N/A 0.440   2017/02/16 0.013   2017/06/13 65,104,000 5,538,716 -   - -   -
15086 SG Issuer - CCoal European Warrants Dec 2017 A HKD 0.260   0.171   0.250   4,928,000 1,027,246 N/A 0.275   2017/05/08 0.171   2017/06/07 4,930,000 1,027,796 -   - -   -
15886 SG Issuer - CGS European Warrants Aug 2017 A HKD 0.129   0.015   0.018   54,982,000 3,353,168 2,841,087 0.850   2017/02/17 0.015   2017/06/30 117,682,500 17,046,522 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.089   0.068   0.077   8,460,000 670,930 646,586 0.154   2017/02/17 0.068   2017/06/15 40,145,000 3,879,515 0.211   2016/08/18 0.117   2016/12/30
15631 SG Issuer - CGS European Warrants Jan 2018 A HKD 0.780   0.610   0.610   2,850,000 2,021,200 N/A 0.890   2017/05/26 0.610   2017/06/29 3,443,000 2,475,955 -   - -   -
28742 SG Issuer - CGS European Warrants Oct 2017 A HKD 0.224   0.138   0.138   1,080,000 201,720 N/A 0.730   2017/02/23 0.138   2017/06/30 6,229,000 1,511,090 -   - -   -
28911 SG Issuer - Ch Mob European Warrants Aug 2017 B HKD 0.055   0.010   0.010   20,660,000 603,335 N/A 0.330   2017/03/21 0.010   2017/06/26 2,063,475,000 322,235,355 -   - -   -
15918 SG Issuer - Ch Mob European Warrants Jan 2018 A HKD 0.141   0.082   0.079   1,100,000 123,150 N/A 0.168   2017/05/22 0.082   2017/06/28 1,210,000 139,395 -   - -   -
15235 SG Issuer - Ch Mob European Warrants Jul 2017 C HKD 0.045   0.010   0.010   8,460,000 233,550 41,972,608 0.435   2017/03/21 0.010   2017/06/12 3,169,785,000 251,835,650 0.285   2016/12/22 0.239   2016/12/28
15887 SG Issuer - Ch Mob European Warrants Jul 2017 D HKD 0.310   0.024   0.021   11,705,000 1,959,395 18,898,646 0.840   2017/03/21 0.024   2017/06/29 381,405,000 113,391,875 -   - -   -
23409 SG Issuer - Ch Mob European Warrants Jul 2017 E HKD 0.014   0.013   0.013   400,000 5,300 N/A 0.183   2017/03/21 0.010   2017/05/09 2,371,990,000 344,713,200 -   - -   -
14307 SG Issuer - Ch Mob European Warrants Jun 2017 A HKD -   -   0.010   0 0 18,339,181 0.270   2017/01/18 0.010   2017/05/10 620,995,000 110,035,085 0.345   2016/12/01 0.152   2016/12/28
14505 SG Issuer - Ch Mob European Warrants Nov 2017 A HKD 0.355   0.166   0.176   286,565,000 56,857,150 N/A 0.365   2017/05/22 0.166   2017/06/30 296,460,000 60,051,300 -   - -   -
13458 SG Issuer - Ch Mob European Warrants Oct 2017 B HKD 0.163   0.053   0.057   473,300,000 56,134,545 N/A 0.219   2017/04/07 0.053   2017/06/30 2,660,700,000 348,794,885 -   - -   -
12485 SG Issuer - Ch Mob European Warrants Sep 2017 A HKD 0.056   0.015   0.013   4,280,000 165,150 N/A 0.138   2017/03/27 0.015   2017/06/27 34,740,000 3,077,330 -   - -   -
15472 SG Issuer - CHALCO European Warrants Aug 2017 A HKD 0.700   0.470   0.740   150,000 92,100 2,417,868 1.200   2017/02/09 0.470   2017/06/01 14,920,000 14,507,210 0.440   2016/12/23 0.440   2016/12/23
14896 SG Issuer - CHALCO European Warrants Dec 2017 A HKD 0.320   0.219   0.275   25,380,000 6,467,820 N/A 0.320   2017/06/20 0.212   2017/05/11 29,920,000 7,486,320 -   - -   -
15385 SG Issuer - CHALCO European Warrants Jan 2018 A HKD 0.640   0.375   0.520   24,236,000 12,108,650 N/A 0.640   2017/06/20 0.375   2017/06/05 30,540,000 14,833,280 -   - -   -
14333 SG Issuer - CHALCO European Warrants Jun 2017 A HKD -   -   0.022   0 0 3,741,250 0.750   2017/03/02 0.148   2017/05/04 45,380,000 22,447,498 0.520   2016/11/28 0.255   2016/12/19
25615 SG Issuer - CHALCO European Warrants Sep 2017 A HKD 0.207   0.108   0.154   11,214,000 1,709,986 N/A 0.650   2017/03/02 0.091   2017/05/19 148,186,000 49,111,550 -   - -   -
16120 SG Issuer - China Cinda European Warrants Dec 2017 A HKD -   -   0.181   0 0 N/A 0.231   2017/05/26 0.225   2017/05/26 20,000 4,560 -   - -   -
14815 SG Issuer - China Cinda European Warrants Jun 2017 A HKD -   -   0.031   0 0 1,828,540 0.405   2017/03/16 0.033   2017/05/29 50,807,000 10,971,237 0.260   2016/12/30 0.197   2016/12/15
12204 SG Issuer - China Cinda European Warrants Oct 2017 A HKD -   -   0.045   0 0 N/A 0.226   2017/03/24 0.177   2017/03/28 13,140,000 2,610,690 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.120   0.120   0.056   200,000 24,000 6,157,258 0.335   2017/03/17 0.087   2017/05/09 234,518,000 36,943,548 0.415   2016/09/09 0.146   2016/12/22
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.255   0.108   0.128   46,260,000 8,603,080 4,127,243 0.255   2017/06/09 0.108   2017/06/28 144,120,000 24,763,460 0.385   2016/08/15 0.155   2016/12/30
28830 SG Issuer - China EB Ltd European Warrants Mar 2018 A HKD 0.265   0.185   0.199   6,540,000 1,475,180 N/A 0.265   2017/06/09 0.185   2017/06/27 14,060,000 3,108,040 -   - -   -
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.020   0.015   0.018   1,240,000 22,350 190,307 0.148   2017/01/03 0.015   2017/06/12 16,580,000 1,141,840 0.178   2016/11/21 0.134   2016/12/13
16214 SG Issuer - China Life European Put Warrants Dec 2017 D HKD 0.260   0.178   0.247   47,550,000 11,102,880 N/A 0.260   2017/06/21 0.178   2017/06/09 47,550,000 11,102,880 -   - -   -
15772 SG Issuer - China Life European Put Warrants Jan 2018 A HKD 0.111   0.067   0.098   32,850,000 2,865,710 N/A 0.152   2017/05/18 0.067   2017/06/09 62,930,000 5,703,600 -   - -   -
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 194,705 0.154   2017/01/03 0.010   2017/04/25 35,540,000 1,168,230 0.249   2016/11/09 0.099   2016/11/25
26955 SG Issuer - China Life European Put Warrants Oct 2017 C HKD 0.066   0.038   0.053   9,570,000 482,750 N/A 0.166   2017/02/13 0.032   2017/05/31 111,240,000 13,168,560 -   - -   -
15859 SG Issuer - China Life European Put Warrants Sep 2017 B HKD 0.010   0.010   0.010   2,000,000 20,000 1,380,213 0.241   2017/01/03 0.010   2017/06/16 110,600,000 8,281,280 -   - -   -
28188 SG Issuer - China Life European Put Warrants Sep 2017 C HKD 0.130   0.062   0.119   130,710,000 13,228,180 N/A 0.265   2017/04/19 0.062   2017/06/09 375,190,000 53,654,600 -   - -   -
29229 SG Issuer - China Life European Warrants Apr 2018 A HKD 0.137   0.081   0.081   12,040,000 1,251,080 N/A 0.190   2017/03/17 0.080   2017/05/08 59,350,000 6,844,430 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.243   0.134   0.141   31,850,000 5,497,670 7,288,313 0.270   2017/03/21 0.118   2017/05/05 218,450,000 43,729,880 0.250   2016/09/22 0.075   2016/11/09
15305 SG Issuer - China Life European Warrants Dec 2017 C HKD 1.140   0.570   0.590   44,765,000 38,219,930 N/A 1.260   2017/05/31 0.570   2017/06/30 59,887,000 53,637,720 -   - -   -
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.214   0.137   0.138   15,500,000 2,766,400 4,836,690 0.260   2017/03/17 0.103   2017/01/03 143,410,000 29,020,140 0.201   2016/11/25 0.069   2016/11/09
15792 SG Issuer - China Life European Warrants Jan 2018 B HKD 0.111   0.059   0.059   10,500,000 962,820 N/A 0.149   2017/05/23 0.059   2017/06/30 33,020,000 4,000,070 -   - -   -
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD 0.280   0.095   0.106   18,940,000 3,075,140 5,898,490 0.295   2017/05/31 0.079   2017/05/05 219,160,000 35,390,940 0.205   2016/11/30 0.056   2016/11/09
15857 SG Issuer - China Life European Warrants Jul 2017 C HKD 1.000   0.011   0.010   57,289,000 20,874,004 38,066,643 1.800   2017/02/21 0.011   2017/06/28 305,368,000 228,399,855 -   - -   -
28187 SG Issuer - China Life European Warrants Jul 2017 D HKD 0.020   0.012   0.012   2,724,000 37,016 N/A 0.600   2017/02/21 0.012   2017/06/09 69,992,000 21,032,708 -   - -   -
14741 SG Issuer - China Life European Warrants Jun 2017 C HKD -   -   0.014   0 0 4,074,209 0.650   2017/02/13 0.013   2017/05/16 82,773,000 24,445,251 0.610   2016/12/07 0.185   2016/12/20
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.214   0.136   0.138   21,310,000 3,641,860 6,260,028 0.250   2017/03/17 0.123   2017/04/19 185,970,000 37,560,170 0.202   2016/11/28 0.071   2016/11/09
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.425   0.335   0.345   180,000 63,800 101,367 0.500   2017/03/17 0.232   2017/01/03 1,950,000 608,200 0.350   2016/11/30 0.143   2016/11/09
28194 SG Issuer - China Life European Warrants Nov 2017 B HKD 0.143   0.069   0.074   487,740,000 37,337,100 N/A 0.192   2017/03/17 0.063   2017/05/05 1,035,690,000 100,982,630 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD -   -   0.550   0 0 226,650 0.630   2017/02/13 0.355   2017/01/09 2,670,000 1,359,900 0.495   2016/11/25 0.217   2016/08/08
26953 SG Issuer - China Life European Warrants Oct 2017 B HKD 0.246   0.218   0.178   1,100,000 253,800 N/A 0.335   2017/02/21 0.145   2017/05/05 144,040,000 29,952,440 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.440   0.315   0.325   13,900,000 5,040,500 2,127,178 0.450   2017/03/20 0.228   2017/01/03 37,080,000 12,763,070 0.290   2016/11/24 0.155   2016/11/09
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.196   0.080   0.085   23,780,000 3,582,740 15,121,567 0.247   2017/02/21 0.080   2017/06/30 510,640,000 90,729,400 0.192   2016/11/30 0.056   2016/11/09
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.100   0.062   0.063   960,000 80,560 1,091,787 0.250   2017/01/26 0.062   2017/06/30 34,960,000 6,550,720 0.260   2016/10/20 0.140   2016/09/20
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD 0.109   0.076   0.078   2,700,000 261,080 435,803 0.235   2017/01/26 0.076   2017/06/28 16,760,000 2,614,820 0.232   2016/11/29 0.231   2016/11/29
15452 SG Issuer - China Oilfield European Warrants Oct 2018 A HKD 0.161   0.115   0.119   13,760,000 1,959,260 N/A 0.187   2017/05/23 0.115   2017/06/28 38,120,000 6,214,580 -   - -   -
15545 SG Issuer - China Overseas European Put Warrants Aug 2017 C HKD 0.010   0.010   0.010   440,000 4,400 891,720 0.165   2017/01/09 0.010   2017/06/15 107,860,000 5,350,320 -   - -   -
16393 SG Issuer - China Overseas European Put Warrants Jan 2018 B HKD 0.175   0.173   0.143   40,000 6,960 N/A 0.175   2017/06/05 0.173   2017/06/05 40,000 6,960 -   - -   -
11541 SG Issuer - China Overseas European Put Warrants Oct 2017 A HKD 0.238   0.118   0.208   1,480,000 340,580 N/A 0.365   2017/05/08 0.118   2017/06/07 5,360,000 1,383,280 -   - -   -
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD -   -   0.012   0 0 10,977 0.027   2017/03/17 0.012   2017/03/27 3,780,000 65,860 0.140   2016/10/07 0.025   2016/11/21
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.099   0.016   0.025   68,920,000 3,886,980 10,261,937 0.231   2017/03/16 0.016   2017/06/30 455,680,000 61,571,620 0.233   2016/11/30 0.071   2016/12/29
12258 SG Issuer - China Overseas European Warrants Dec 2017 A HKD 0.102   0.051   0.058   25,380,000 1,942,480 N/A 0.134   2017/04/12 0.051   2017/06/30 47,680,000 4,074,160 -   - -   -
15623 SG Issuer - China Overseas European Warrants Dec 2017 B HKD 0.250   0.165   0.177   31,760,000 6,382,100 N/A 0.250   2017/06/06 0.165   2017/06/30 79,040,000 16,689,240 -   - -   -
15543 SG Issuer - China Overseas European Warrants Jan 2018 A HKD 0.152   0.084   0.093   13,360,000 1,658,980 4,089,627 0.260   2017/03/17 0.084   2017/06/30 123,846,000 24,537,764 0.150   2016/12/30 0.143   2016/12/28
14057 SG Issuer - China Overseas European Warrants Jun 2017 A HKD -   -   0.010   0 0 406,641 0.074   2017/02/09 0.012   2017/03/27 50,318,000 2,439,848 0.150   2016/11/04 0.023   2016/12/30
15497 SG Issuer - China Overseas European Warrants Sep 2017 A HKD 0.335   0.221   0.234   10,480,000 3,195,640 1,968,593 0.425   2017/02/09 0.198   2017/05/09 37,000,000 11,811,560 0.225   2016/12/30 0.211   2016/12/28
16819 SG Issuer - China Railway European Warrants Feb 2018 A HKD 0.460   0.420   0.420   526,000 226,885 N/A 0.460   2017/06/26 0.420   2017/06/21 526,000 226,885 -   - -   -
28014 SG Issuer - China Railway European Warrants Oct 2017 A HKD -   -   0.035   0 0 N/A 0.610   2017/03/23 0.128   2017/05/18 10,774,000 4,931,055 -   - -   -
27734 SG Issuer - China Res Land European Warrants Dec 2017 A HKD 0.198   0.122   0.157   25,620,000 3,992,000 N/A 0.250   2017/02/22 0.122   2017/06/21 134,220,000 23,932,920 -   - -   -
14989 SG Issuer - China Res Land European Warrants Jan 2018 A HKD 0.280   0.201   0.244   10,280,000 2,510,660 N/A 0.280   2017/06/06 0.151   2017/05/05 24,020,000 4,971,500 -   - -   -
15501 SG Issuer - China Res Land European Warrants Sep 2017 A HKD 0.600   0.465   0.560   3,760,000 2,079,600 1,652,373 0.600   2017/06/06 0.230   2017/01/04 23,320,000 9,914,240 0.233   2016/12/28 0.217   2016/12/28
15088 SG Issuer - China Tel European Warrants Dec 2017 A HKD -   -   0.130   0 0 N/A 0.217   2017/05/24 0.207   2017/05/24 4,000 848 -   - -   -
13842 SG Issuer - China Tel European Warrants Jul 2017 A HKD 0.034   0.013   0.013   1,136,000 29,792 436,295 0.167   2017/01/11 0.013   2017/06/08 35,318,000 2,617,768 0.435   2016/10/19 0.157   2016/12/19
15316 SG Issuer - China Tel European Warrants Sep 2017 A HKD 0.265   0.113   0.113   5,686,000 1,305,094 3,203,610 0.390   2017/01/06 0.113   2017/06/30 73,072,000 19,221,658 0.320   2016/12/23 0.305   2016/12/28
15014 SG Issuer - China Vanke European Warrants Aug 2017 A HKD 0.075   0.022   0.027   152,243,000 7,119,488 4,631,238 0.239   2017/03/16 0.022   2017/06/28 293,973,000 27,787,427 0.212   2016/12/12 0.087   2016/12/29
15184 SG Issuer - China Vanke European Warrants Jan 2018 A HKD 0.228   0.146   0.192   82,147,000 16,620,558 N/A 0.228   2017/06/13 0.123   2017/05/22 154,068,000 27,263,444 -   - -   -
12697 SG Issuer - China Vanke European Warrants Jun 2017 A HKD -   -   0.013   0 0 438,566 0.105   2017/03/17 0.016   2017/04/18 35,074,000 2,631,396 0.247   2016/12/01 0.036   2016/12/30
15546 SG Issuer - China Vanke European Warrants Oct 2017 A HKD 0.365   0.226   0.315   58,141,000 17,297,105 5,281,483 0.520   2017/03/17 0.210   2017/05/19 106,496,000 31,688,895 0.237   2016/12/30 0.217   2016/12/29
14913 SG Issuer - ChiUnicom European Warrants Aug 2017 A HKD 0.940   0.480   0.530   23,930,000 14,812,720 9,082,667 0.940   2017/06/23 0.090   2017/05/25 112,848,000 54,496,004 0.630   2016/12/08 0.355   2016/12/23
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.320   0.236   0.285   8,240,000 2,223,760 5,015,660 0.320   2017/06/23 0.114   2017/01/23 168,980,000 30,093,960 0.232   2016/04/21 0.084   2016/07/21
15090 SG Issuer - ChiUnicom European Warrants Dec 2017 C HKD 1.430   0.870   1.140   65,182,000 72,255,840 N/A 1.430   2017/06/23 0.620   2017/05/22 107,774,000 111,629,720 -   - -   -
16291 SG Issuer - ChiUnicom European Warrants Jan 2018 A HKD 0.750   0.455   0.500   18,810,000 10,039,350 N/A 0.750   2017/06/01 0.455   2017/06/30 18,810,000 10,039,350 -   - -   -
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD 1.990   1.540   2.030   1,260,000 2,141,940 20,143,480 1.990   2017/06/22 0.355   2017/03/06 168,192,000 120,860,880 1.110   2016/12/01 0.560   2016/12/23
14910 SG Issuer - ChiUnicom European Warrants Sep 2017 A HKD 1.920   1.230   1.510   12,802,000 19,660,540 23,370,753 1.920   2017/06/23 0.500   2017/03/10 152,430,000 140,224,520 1.010   2016/12/08 0.590   2016/12/23
15363 SG Issuer - CITIC Bank European Warrants Dec 2017 A HKD 0.290   0.207   0.216   7,809,000 1,896,403 N/A 0.305   2017/05/11 0.207   2017/06/21 14,131,000 3,498,768 -   - -   -
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD 0.015   0.010   0.010   2,529,000 27,018 3,841,069 0.385   2017/02/15 0.010   2017/06/22 132,113,000 23,046,415 0.390   2016/11/28 0.188   2016/12/28
28829 SG Issuer - CITIC Bank European Warrants Nov 2017 A HKD 0.103   0.056   0.053   2,222,000 161,247 N/A 0.355   2017/02/24 0.056   2017/06/21 7,338,000 630,609 -   - -   -
28506 SG Issuer - CITIC Bank European Warrants Oct 2017 A HKD 0.061   0.028   0.027   5,904,000 243,000 N/A 0.270   2017/02/22 0.028   2017/06/21 11,700,000 610,481 -   - -   -
15013 SG Issuer - CITIC Bank European Warrants Sep 2017 A HKD 0.065   0.033   0.037   2,925,000 142,341 1,146,181 0.385   2017/02/16 0.033   2017/06/16 37,473,000 6,877,088 0.335   2016/12/12 0.330   2016/12/12
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.078   0.026   0.027   4,092,000 271,951 342,618 0.087   2017/02/15 0.023   2017/05/09 37,076,000 2,055,710 0.172   2016/04/28 0.070   2016/12/21
15888 SG Issuer - CITIC Sec European Warrants Dec 2017 A HKD 0.142   0.094   0.102   110,400,000 13,243,225 3,534,427 0.280   2017/02/17 0.094   2017/06/30 149,705,000 21,206,560 -   - -   -
28831 SG Issuer - CITIC Sec European Warrants Jan 2018 A HKD 0.102   0.064   0.068   29,600,000 2,602,535 N/A 0.223   2017/02/24 0.064   2017/06/30 65,760,000 6,892,990 -   - -   -
14867 SG Issuer - CITIC Sec European Warrants Oct 2017 A HKD -   -   0.011   0 0 38,519 0.065   2017/01/06 0.014   2017/05/19 5,380,000 231,115 0.109   2016/12/07 0.061   2016/12/23
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.013   0.012   0.012   230,000 2,930 44,233 0.083   2017/01/06 0.012   2017/06/01 4,990,000 265,400 0.179   2016/10/05 0.075   2016/12/23
15309 SG Issuer - CKH European Put Warrants Dec 2017 C HKD 0.295   0.238   0.249   8,285,000 2,278,375 N/A 0.435   2017/05/10 0.238   2017/06/22 12,120,000 3,376,100 -   - -   -
14394 SG Issuer - CKH European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 73,629 0.300   2017/01/05 0.011   2017/04/24 9,995,000 441,775 0.395   2016/12/28 0.248   2016/11/21
15550 SG Issuer - CKH European Warrants Aug 2017 A HKD 1.180   0.920   0.840   55,000 63,600 4,386,908 1.250   2017/05/25 0.520   2017/04/21 33,135,000 26,321,450 -   - -   -
25362 SG Issuer - CKH European Warrants Aug 2017 B HKD 0.122   0.109   0.038   920,000 106,780 N/A 0.265   2017/02/28 0.109   2017/06/12 18,450,000 3,864,125 -   - -   -
15307 SG Issuer - CKH European Warrants Dec 2017 B HKD 0.445   0.350   0.350   590,000 227,050 N/A 0.485   2017/05/10 0.350   2017/06/30 600,000 231,800 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD 0.285   0.016   0.016   4,700,000 574,420 3,816,310 0.375   2017/05/24 0.016   2017/06/28 97,930,000 22,897,860 0.540   2016/11/21 0.223   2016/12/23
13020 SG Issuer - CKH European Warrants Oct 2017 A HKD 0.167   0.160   0.085   300,000 48,930 N/A 0.227   2017/03/30 0.118   2017/04/18 5,780,000 1,233,670 -   - -   -
25219 SG Issuer - CKI Holdings European Warrants Aug 2017 A HKD 0.480   0.242   0.233   25,600,000 8,282,400 N/A 0.510   2017/05/17 0.217   2017/03/31 46,560,000 16,756,730 -   - -   -
15183 SG Issuer - CKI Holdings European Warrants Dec 2017 A HKD 0.415   0.295   0.290   2,100,000 728,800 N/A 0.415   2017/06/07 0.295   2017/06/30 2,920,000 1,050,500 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD 0.033   0.029   0.014   360,000 10,680 242,625 0.151   2017/02/03 0.029   2017/06/01 16,300,000 1,455,750 0.385   2016/09/26 0.114   2016/12/19
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD 0.075   0.014   0.010   30,040,000 1,402,950 307,277 0.084   2017/01/19 0.014   2017/06/21 42,380,000 1,843,660 0.207   2016/11/08 0.105   2016/12/05
15542 SG Issuer - CKP European Warrants Jul 2017 B HKD 0.910   0.780   0.890   1,065,000 922,050 2,474,143 0.910   2017/06/07 0.190   2017/03/06 45,910,000 14,844,855 0.221   2016/12/28 0.200   2016/12/28
15299 SG Issuer - CKP European Warrants Nov 2017 A HKD 0.400   0.310   0.310   5,740,000 2,055,450 N/A 0.400   2017/06/07 0.228   2017/05/10 6,390,000 2,209,465 -   - -   -
28977 SG Issuer - CKP European Warrants Sep 2017 A HKD 0.480   0.300   0.390   14,940,000 5,957,875 N/A 0.480   2017/06/07 0.160   2017/03/29 30,915,000 9,477,465 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.560   0.485   0.475   130,000 69,650 136,825 0.600   2017/05/25 0.260   2017/01/03 1,840,000 820,950 0.435   2016/11/28 0.117   2016/06/24
15368 SG Issuer - CMB European Warrants Apr 2018 A HKD 0.385   0.260   0.360   14,220,000 4,930,550 N/A 0.385   2017/06/29 0.162   2017/05/11 20,180,000 6,602,620 -   - -   -
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD 1.530   0.330   1.230   29,234,000 27,162,785 8,532,492 1.600   2017/05/25 0.185   2017/05/08 56,223,500 51,194,950 1.100   2016/12/01 1.070   2016/11/30
16232 SG Issuer - CMB European Warrants Dec 2017 A HKD 1.400   0.680   1.290   1,784,000 1,958,705 N/A 1.400   2017/06/29 0.680   2017/06/16 1,786,000 1,961,145 -   - -   -
16399 SG Issuer - CMB European Warrants Feb 2018 A HKD 0.244   0.163   0.207   25,710,000 5,528,160 N/A 0.244   2017/06/07 0.163   2017/06/14 25,710,000 5,528,160 -   - -   -
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD 0.660   0.460   0.620   10,820,000 6,124,350 1,927,096 0.660   2017/06/29 0.234   2017/05/08 25,830,000 11,562,575 0.330   2016/08/23 0.216   2016/08/04
28011 SG Issuer - CMB European Warrants Sep 2017 B HKD 0.330   0.255   0.315   1,410,000 364,950 N/A 0.330   2017/06/27 0.076   2017/05/08 11,210,000 2,001,140 -   - -   -
15287 SG Issuer - CMob European Put Warrants Aug 2017 A HKD -   -   0.012   0 0 1,322,541 0.183   2017/01/03 0.015   2017/04/27 107,570,000 7,935,245 0.244   2016/12/20 0.171   2016/12/30
15392 SG Issuer - CMob European Put Warrants Dec 2017 B HKD 0.239   0.196   0.224   4,170,000 931,500 N/A 0.295   2017/05/15 0.196   2017/06/01 33,530,000 7,899,935 -   - -   -
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD 0.023   0.010   0.010   24,615,000 367,395 29,752,964 0.490   2017/01/03 0.010   2017/06/08 1,318,815,000 178,517,785 0.540   2016/12/19 0.375   2016/12/01
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.115   0.101   0.114   6,100,000 647,200 447,217 0.147   2017/01/03 0.092   2017/03/20 23,600,000 2,683,300 0.153   2016/12/19 0.093   2016/10/11
12489 SG Issuer - CMob European Put Warrants Oct 2017 A HKD 0.445   0.330   0.435   5,625,000 2,215,750 N/A 0.660   2017/04/24 0.330   2017/06/01 9,495,000 4,020,150 -   - -   -
15461 SG Issuer - CNBM European Warrants Aug 2017 A HKD 0.600   0.330   0.510   6,784,000 3,637,670 2,080,715 1.730   2017/02/23 0.330   2017/06/27 14,154,000 12,484,290 0.415   2016/12/29 0.405   2016/12/23
14907 SG Issuer - CNBM European Warrants Dec 2017 A HKD 0.247   0.152   0.186   4,550,000 922,250 N/A 0.345   2017/05/04 0.152   2017/06/02 34,006,000 7,544,828 -   - -   -
15393 SG Issuer - CNBM European Warrants Jan 2018 A HKD 0.450   0.265   0.355   101,396,000 34,754,880 N/A 0.480   2017/05/15 0.265   2017/06/28 144,064,000 50,977,140 -   - -   -
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD 0.123   0.010   0.010   26,012,000 2,189,370 6,922,693 1.030   2017/02/23 0.010   2017/06/21 144,534,000 41,536,156 0.305   2016/11/22 0.300   2016/11/21
27502 SG Issuer - CNBM European Warrants Sep 2017 A HKD 0.114   0.035   0.064   23,574,000 1,869,018 N/A 0.800   2017/03/02 0.035   2017/06/27 161,470,000 67,779,146 -   - -   -
15318 SG Issuer - CNOOC European Put Warrants Jul 2017 B HKD 1.020   0.710   0.960   2,780,000 2,520,910 1,127,680 1.050   2017/03/10 0.610   2017/05/16 7,820,000 6,766,080 0.920   2016/12/23 0.890   2016/12/22
15862 SG Issuer - CNOOC European Warrants Aug 2017 A HKD 0.038   0.010   0.010   7,603,000 199,399 10,373,453 1.060   2017/01/06 0.010   2017/06/19 314,033,000 62,240,719 -   - -   -
15439 SG Issuer - CNOOC European Warrants Dec 2017 B HKD 0.580   0.300   0.325   12,624,000 5,200,075 N/A 0.770   2017/05/15 0.300   2017/06/27 16,148,000 7,658,675 -   - -   -
15502 SG Issuer - CNOOC European Warrants Jul 2017 C HKD -   -   0.011   0 0 563,836 0.370   2017/01/06 0.015   2017/04/20 25,160,000 3,383,014 0.260   2016/12/28 0.235   2016/12/28
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.036   0.025   0.026   1,510,000 45,930 105,465 0.131   2017/01/05 0.025   2017/06/27 11,190,000 632,790 0.171   2016/10/24 0.094   2016/11/09
11229 SG Issuer - CNOOC European Warrants Oct 2017 A HKD 0.203   0.065   0.074   18,950,000 2,558,864 N/A 0.600   2017/04/07 0.065   2017/06/30 52,986,000 14,936,710 -   - -   -
13863 SG Issuer - CNOOC European Warrants Oct 2017 B HKD 0.049   0.013   0.013   5,260,000 94,462 N/A 0.146   2017/04/19 0.013   2017/06/30 9,524,000 575,450 -   - -   -
16400 SG Issuer - Country Garden European Warrants Dec 2018 A HKD 0.305   0.204   0.234   12,510,000 3,040,410 N/A 0.305   2017/06/06 0.204   2017/06/22 12,510,000 3,040,410 -   - -   -
25383 SG Issuer - CP&CC European Put Warrants Aug 2017 B HKD 0.057   0.024   0.048   7,276,000 250,532 N/A 0.330   2017/02/01 0.024   2017/06/19 91,850,000 11,515,736 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD -   -   0.011   0 0 771,545 0.315   2017/01/03 0.015   2017/04/25 38,468,000 4,629,268 0.340   2016/12/29 0.199   2016/12/14
15320 SG Issuer - CP&CC European Warrants Aug 2017 A HKD -   -   0.013   0 0 2,341,751 0.260   2017/01/27 0.058   2017/03/10 70,694,000 14,050,504 0.159   2016/12/21 0.148   2016/12/21
28195 SG Issuer - CP&CC European Warrants Aug 2017 C HKD 0.182   0.019   0.019   37,560,000 3,302,322 N/A 0.370   2017/04/07 0.019   2017/06/30 216,698,000 38,657,468 -   - -   -
15438 SG Issuer - CP&CC European Warrants Dec 2017 A HKD 0.510   0.245   0.260   23,376,000 9,064,250 N/A 0.540   2017/05/16 0.245   2017/06/30 33,520,000 13,631,200 -   - -   -
13845 SG Issuer - CP&CC European Warrants Jun 2017 A HKD -   -   0.027   0 0 4,430,761 0.440   2017/01/26 0.025   2017/05/29 113,468,000 26,584,568 0.420   2016/10/20 0.171   2016/12/29
15306 SG Issuer - CP&CC European Warrants Nov 2017 A HKD 0.192   0.168   0.070   60,000 10,860 N/A 0.192   2017/06/07 0.165   2017/05/19 744,000 134,178 -   - -   -
14849 SG Issuer - CPIC Eur Wt Jun 2017 A HKD -   -   0.010   0 0 277,354 0.115   2017/01/05 0.015   2017/04/13 26,028,000 1,664,126 0.238   2016/12/08 0.109   2016/12/30
14742 SG Issuer - CRail Eu Wt Jun 2017 A HKD -   -   0.013   0 0 1,307,039 0.370   2017/02/10 0.041   2017/04/18 33,382,000 7,842,235 0.520   2016/12/02 0.510   2016/12/02
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.035   0.019   0.018   9,200,000 227,950 570,808 0.118   2017/02/10 0.019   2017/06/21 49,785,000 3,424,845 0.193   2016/11/29 0.076   2016/12/23
16772 SG Issuer - CRCC European Warrants Jan 2018 A HKD 0.840   0.540   0.560   3,001,000 2,221,545 N/A 0.840   2017/06/22 0.540   2017/06/30 3,001,000 2,221,545 -   - -   -
27387 SG Issuer - CRCC European Warrants Jul 2017 A HKD 0.030   0.017   0.016   1,050,000 21,910 484,130 0.155   2017/03/21 0.017   2017/06/09 23,760,000 2,904,780 0.250   2016/04/27 0.091   2016/12/28
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.136   0.112   0.113   4,405,000 522,650 263,412 0.270   2017/02/10 0.112   2017/06/15 8,620,000 1,580,470 0.265   2016/11/10 0.158   2016/09/21
15190 SG Issuer - CRRC European Warrants Dec 2017 A HKD 0.355   0.350   0.295   80,000 28,200 N/A 0.520   2017/05/15 0.350   2017/06/26 122,000 49,930 -   - -   -
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 462,227 0.065   2017/01/20 0.023   2017/04/28 53,550,000 2,773,360 0.243   2016/04/11 0.048   2016/12/23
15690 SG Issuer - CRRC European Warrants Sep 2017 A HKD 0.280   0.141   0.147   8,133,000 1,625,791 7,772,400 1.070   2017/01/23 0.141   2017/06/30 72,437,000 46,634,401 -   - -   -
15705 SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A HKD 1.790   1.120   1.760   26,732,800 40,226,596 14,028,755 1.790   2017/06/30 0.355   2017/05/09 90,064,400 84,172,528 -   - -   -
15457 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 A HKD 1.300   1.090   1.400   1,201,000 1,561,226 N/A 1.300   2017/06/26 0.580   2017/05/12 2,183,400 2,306,740 -   - -   -
16315 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 B HKD 0.500   0.370   0.500   1,348,000 602,160 N/A 0.500   2017/06/30 0.370   2017/06/21 1,348,000 602,160 -   - -   -
16761 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 C HKD 0.249   0.228   0.210   22,000 5,267 N/A 0.249   2017/06/19 0.228   2017/06/19 22,000 5,267 -   - -   -
15839 SG Issuer - CSOP A50 ETF European Warrants Feb 2018 A HKD 0.520   0.335   0.425   5,431,600 2,243,318 N/A 0.520   2017/06/12 0.320   2017/05/19 5,892,000 2,411,347 -   - -   -
15443 SG Issuer - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.780   0.240   0.770   38,031,800 18,246,716 9,047,547 0.780   2017/06/28 0.045   2017/05/09 191,968,200 54,285,280 0.375   2016/12/22 0.360   2016/12/22
14781 SG Issuer - CSOP A50 ETF European Warrants Jun 2017 B HKD -   -   0.012   0 0 14,606 0.070   2017/01/18 0.042   2017/02/08 1,410,000 87,635 0.224   2016/12/09 0.067   2016/12/28
13930 SG Issuer - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.840   0.500   0.830   3,478,800 2,306,708 N/A 0.840   2017/06/29 0.265   2017/04/28 3,480,800 2,307,243 -   - -   -
27993 SG Issuer - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.255   0.168   0.249   5,534,800 1,240,608 N/A 0.375   2017/02/17 0.087   2017/04/18 5,635,200 1,249,505 -   - -   -
14399 SG Issuer - CSOP A50 Eu Put Wt Jun 2017 A HKD -   -   0.010   0 0 4,886,845 0.690   2017/01/03 0.012   2017/05/12 135,558,800 29,321,067 0.790   2016/12/29 0.390   2016/11/29
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.062   0.029   0.028   24,360,000 1,195,880 325,553 0.069   2017/02/24 0.025   2017/05/12 41,120,000 1,953,320 0.225   2016/08/04 0.032   2016/12/29
23998 SG Issuer - Evergrande Eu Wt Aug 2017 A HKD 8.690   8.550   8.210   3,000 25,790 N/A 9.600   2017/05/29 0.405   2017/01/25 5,844,000 7,675,710 -   - -   -
15615 SG Issuer - Evergrande Eu Wt Jan 2018 A HKD 10.180   8.840   8.030   8,000 75,830 2,176,555 10.180   2017/06/13 0.520   2017/01/06 6,519,000 13,059,330 -   - -   -
15462 SG Issuer - Evergrande Eu Wt Oct 2017 A HKD 11.500   8.850   8.320   444,000 4,316,070 6,386,138 11.500   2017/06/06 0.510   2017/01/03 27,114,000 38,316,830 0.465   2016/12/30 0.440   2016/12/28
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 10.120   6.630   6.950   1,825,000 15,681,850 14,339,543 10.120   2017/06/06 0.206   2017/01/05 65,564,000 86,037,255 0.485   2016/11/30 0.204   2016/12/19
14693 SG Issuer - Evergrande European Warrants Dec 2018 A HKD 0.840   0.600   0.560   890,000 617,800 N/A 0.840   2017/06/06 0.172   2017/05/10 28,230,000 10,940,040 -   - -   -
14014 SG Issuer - Evergrande European Warrants Jun 2018 A HKD 0.950   0.710   0.690   4,950,000 3,689,200 N/A 0.950   2017/06/06 0.218   2017/05/05 11,400,000 5,464,810 -   - -   -
14062 SG Issuer - Evergrande European Warrants May 2018 A HKD 0.870   0.530   0.570   15,290,000 10,610,100 N/A 0.870   2017/06/07 0.122   2017/05/10 51,930,000 22,309,900 -   - -   -
11603 SG Issuer - Evergrande European Warrants Oct 2017 B HKD 8.530   8.530   6.080   1,000 8,530 N/A 8.530   2017/06/12 0.260   2017/03/29 11,981,000 11,422,825 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.198   0.085   0.121   38,760,000 5,221,070 1,722,928 0.215   2017/01/20 0.085   2017/06/22 73,310,000 10,337,570 0.300   2016/09/22 0.179   2016/12/15
16461 SG Issuer - Fosun Intl European Warrants Mar 2018 A HKD 0.179   0.132   0.135   1,880,000 291,820 N/A 0.179   2017/06/12 0.132   2017/06/22 1,880,000 291,820 -   - -   -
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.092   0.025   0.039   65,530,000 3,586,290 1,055,676 0.139   2017/02/09 0.025   2017/06/22 101,630,000 6,334,055 0.236   2016/09/27 0.133   2016/12/15
16550 SG Issuer - GAC European Warrants Dec 2017 A HKD 0.198   0.133   0.133   9,964,000 1,700,714 N/A 0.198   2017/06/13 0.133   2017/06/30 9,964,000 1,700,714 -   - -   -
14876 SG Issuer - GAC European Warrants May 2018 A HKD 0.410   0.290   0.320   9,440,000 3,330,800 N/A 0.410   2017/06/14 0.280   2017/05/26 17,320,000 5,734,100 -   - -   -
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.186   0.099   0.128   146,660,000 21,554,540 6,114,830 0.234   2017/02/22 0.068   2017/01/03 253,340,000 36,688,980 0.143   2016/10/27 0.063   2016/12/29
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.445   0.370   0.405   5,720,000 2,449,600 2,479,110 0.480   2017/03/15 0.191   2017/01/05 38,860,000 14,874,660 0.315   2016/08/05 0.181   2016/12/28
25370 SG Issuer - Galaxy Ent European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 N/A 0.255   2017/02/01 0.012   2017/05/26 388,230,000 38,474,860 -   - -   -
16318 SG Issuer - Galaxy Ent European Put Warrants Dec 2017 B HKD 0.195   0.098   0.114   29,490,000 4,155,780 N/A 0.195   2017/06/06 0.098   2017/06/20 29,490,000 4,155,780 -   - -   -
16663 SG Issuer - Galaxy Ent European Put Warrants Jan 2018 A HKD 0.280   0.233   0.265   3,590,000 902,380 N/A 0.280   2017/06/28 0.233   2017/06/26 3,590,000 902,380 -   - -   -
14492 SG Issuer - Galaxy Ent European Put Warrants Jun 2017 A HKD -   -   0.012   0 0 4,321,532 0.227   2017/01/03 0.014   2017/03/15 203,410,000 25,929,190 0.235   2016/12/28 0.111   2016/12/01
12214 SG Issuer - Galaxy Ent European Put Warrants Oct 2017 A HKD 0.068   0.025   0.032   124,160,000 5,287,610 N/A 0.234   2017/03/27 0.025   2017/06/26 519,880,000 67,833,420 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD 1.380   1.020   1.240   2,700,000 2,950,500 4,565,350 1.380   2017/06/13 0.330   2017/02/08 37,040,000 27,392,100 0.630   2016/11/29 0.234   2016/09/27
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.335   0.129   0.191   236,120,000 54,727,920 30,284,377 0.335   2017/06/20 0.044   2017/05/18 1,037,810,000 181,706,260 0.360   2016/12/01 0.178   2016/12/12
15440 SG Issuer - Galaxy Ent European Warrants Dec 2017 A HKD 0.760   0.480   0.620   7,490,000 4,506,050 N/A 0.760   2017/06/20 0.270   2017/05/19 44,270,000 18,416,600 -   - -   -
16678 SG Issuer - Galaxy Ent European Warrants Jan 2018 B HKD 0.285   0.164   0.178   80,320,000 17,671,050 N/A 0.285   2017/06/20 0.164   2017/06/28 80,320,000 17,671,050 -   - -   -
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD 0.860   0.460   0.750   18,140,000 11,554,550 27,728,377 0.860   2017/06/20 0.142   2017/02/08 560,620,000 166,370,260 0.460   2016/12/01 0.174   2016/10/31
12492 SG Issuer - Galaxy Ent European Warrants Nov 2017 A HKD 0.265   0.156   0.169   148,900,000 31,795,400 N/A 0.300   2017/04/05 0.079   2017/05/19 192,660,000 38,587,410 -   - -   -
15091 SG Issuer - Galaxy Ent European Warrants Nov 2017 B HKD 0.455   0.255   0.315   49,410,000 18,108,800 N/A 0.455   2017/06/14 0.125   2017/05/18 193,070,000 44,541,110 -   - -   -
15557 SG Issuer - Galaxy Ent European Warrants Sep 2017 A HKD 0.550   0.300   0.395   46,750,000 19,174,200 N/A 0.550   2017/06/20 0.123   2017/05/18 95,240,000 29,032,920 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD -   -   0.011   0 0 70 0.014   2017/05/08 0.014   2017/05/08 30,000 420 0.199   2016/10/20 0.123   2016/11/10
16562 SG Issuer - Geely Auto European Warrants Apr 2018 A HKD 0.390   0.231   0.355   7,025,000 2,031,690 N/A 0.390   2017/06/29 0.231   2017/06/21 7,025,000 2,031,690 -   - -   -
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 6.350   4.740   8.030   230,000 1,360,450 7,515,100 6.350   2017/06/09 0.630   2017/01/03 42,120,000 45,090,600 1.640   2016/10/25 0.485   2016/12/23
27504 SG Issuer - Geely Auto European Warrants Aug 2017 B HKD 5.730   3.920   7.060   1,500,000 7,458,600 N/A 5.730   2017/06/09 1.350   2017/05/05 36,870,000 88,149,950 -   - -   -
11188 SG Issuer - Geely Auto European Warrants Aug 2017 C HKD 4.550   1.200   4.030   18,460,000 47,084,900 N/A 4.550   2017/06/29 0.380   2017/05/05 72,210,000 111,764,475 -   - -   -
14886 SG Issuer - Geely Auto European Warrants Dec 2017 A HKD 1.020   0.810   1.010   700,000 588,000 1,501,616 1.020   2017/06/29 0.195   2017/01/03 27,465,000 9,009,695 0.280   2016/12/08 0.170   2016/12/23
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 0.790   0.730   1.080   350,000 266,500 128,875 0.790   2017/06/08 0.380   2017/01/06 1,400,000 773,250 0.370   2016/10/26 0.220   2016/11/17
24679 SG Issuer - Geely Auto European Warrants Dec 2018 B HKD 0.770   0.415   0.740   5,600,000 3,166,500 N/A 0.770   2017/06/29 0.200   2017/02/02 18,100,000 7,060,900 -   - -   -
24881 SG Issuer - Geely Auto European Warrants Feb 2018 A HKD 0.680   0.445   0.830   4,210,000 2,206,950 N/A 0.680   2017/06/26 0.211   2017/02/02 24,710,000 8,336,925 -   - -   -
16229 SG Issuer - Geely Auto European Warrants Feb 2018 B HKD 0.490   0.206   0.475   57,750,000 14,318,600 N/A 0.490   2017/06/30 0.168   2017/05/31 76,200,000 18,159,800 -   - -   -
16823 SG Issuer - Geely Auto European Warrants Jan 2018 A HKD 2.190   1.190   1.830   65,545,000 112,388,150 N/A 2.190   2017/06/29 1.190   2017/06/23 65,545,000 112,388,150 -   - -   -
14915 SG Issuer - Geely Auto European Warrants Jul 2017 A HKD 7.020   4.800   9.120   1,830,000 11,582,700 19,372,150 7.020   2017/06/12 0.910   2017/01/03 61,655,000 116,232,900 1.570   2016/12/08 0.740   2016/12/23
28197 SG Issuer - Geely Auto European Warrants Jul 2017 B HKD 4.200   1.680   5.530   1,125,000 2,992,800 N/A 4.200   2017/06/09 0.510   2017/05/19 62,635,000 87,752,550 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 0.930   0.540   0.890   23,245,000 17,758,700 4,553,084 0.930   2017/06/29 0.138   2017/01/03 51,500,000 27,318,505 0.300   2016/10/25 0.116   2016/12/23
16436 SG Issuer - Geely Auto European Warrants Mar 2018 A HKD 0.425   0.198   0.400   43,370,000 12,304,805 N/A 0.425   2017/06/29 0.198   2017/06/07 43,370,000 12,304,805 -   - -   -
14956 SG Issuer - Geely Auto European Warrants May 2018 A HKD 0.850   0.670   1.000   355,000 247,500 3,189,375 0.850   2017/06/09 0.208   2017/01/03 58,235,000 19,136,250 0.285   2016/12/09 0.183   2016/12/28
24905 SG Issuer - Geely Auto European Warrants May 2018 B HKD 0.650   0.425   0.780   2,930,000 1,397,000 N/A 0.650   2017/06/09 0.222   2017/02/02 33,230,000 11,338,925 -   - -   -
27165 SG Issuer - Geely Auto European Warrants Nov 2017 A HKD 0.690   0.445   0.840   1,960,000 1,093,850 N/A 0.690   2017/06/12 0.270   2017/05/02 20,600,000 7,162,200 -   - -   -
12261 SG Issuer - Geely Auto European Warrants Nov 2017 B HKD 0.570   0.233   0.560   24,725,000 7,881,540 N/A 0.570   2017/06/30 0.110   2017/05/05 215,330,000 36,645,505 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.880   0.465   0.820   7,630,000 4,389,550 5,033,246 0.880   2017/06/29 0.080   2017/01/03 159,985,000 30,199,475 0.158   2016/12/08 0.069   2016/12/23
15124 SG Issuer - Geely Auto European Warrants Sep 2017 A HKD 7.980   4.210   7.740   410,000 2,256,850 20,058,292 7.980   2017/06/29 0.750   2017/01/03 67,210,000 120,349,750 1.000   2016/12/14 0.620   2016/12/23
28390 SG Issuer - Geely Auto European Warrants Sep 2017 B HKD 4.820   2.660   6.520   10,260,000 34,010,250 N/A 4.820   2017/06/09 1.210   2017/05/08 67,205,000 161,287,950 -   - -   -
11193 SG Issuer - Geely Auto European Warrants Sep 2017 C HKD 3.200   1.010   2.780   44,290,000 77,359,800 N/A 3.200   2017/06/29 0.370   2017/05/04 67,350,000 102,914,350 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 1.020   0.590   0.980   2,870,000 2,580,900 9,254,678 1.020   2017/06/29 0.206   2017/01/03 175,360,000 55,528,065 0.270   2016/12/08 0.184   2016/12/23
15015 SG Issuer - GF Sec European Warrants Jul 2017 A HKD 0.013   0.013   0.013   200,000 2,600 128,647 0.192   2017/02/17 0.013   2017/06/01 8,462,000 771,880 0.260   2016/12/12 0.183   2016/12/20
15991 SG Issuer - GF Sec European Warrants May 2018 A HKD 0.236   0.171   0.171   2,416,000 513,348 N/A 0.255   2017/05/26 0.171   2017/06/30 3,070,000 673,692 -   - -   -
14817 SG Issuer - GF Sec European Warrants Sep 2017 A HKD 0.032   0.018   0.014   3,020,000 71,950 100,328 0.149   2017/02/17 0.018   2017/06/15 12,306,000 601,968 0.223   2016/12/05 0.204   2016/12/09
15193 SG Issuer - Greatwall Motor European Warrants Dec 2017 A HKD 2.350   0.730   1.140   10,623,500 15,492,255 N/A 2.350   2017/06/13 0.540   2017/05/09 10,864,500 15,636,055 -   - -   -
16764 SG Issuer - Greatwall Motor European Warrants Jan 2018 B HKD 1.120   0.670   0.650   5,011,000 4,360,220 N/A 1.120   2017/06/19 0.670   2017/06/30 5,011,000 4,360,220 -   - -   -
16824 SG Issuer - Greatwall Motor European Warrants May 2018 A HKD 0.207   0.149   0.148   21,450,000 3,902,165 N/A 0.207   2017/06/21 0.149   2017/06/30 21,450,000 3,902,165 -   - -   -
28392 SG Issuer - Greatwall Motor European Warrants Oct 2017 A HKD 1.520   0.380   0.475   16,286,500 16,272,515 N/A 1.520   2017/06/13 0.212   2017/05/09 25,226,000 22,483,511 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.450   0.206   0.325   36,115,000 10,060,490 3,394,604 0.450   2017/06/13 0.160   2017/05/08 82,985,000 20,367,625 0.345   2016/10/25 0.147   2016/11/18
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD 3.100   0.425   1.580   9,329,500 10,223,020 12,357,657 3.100   2017/06/13 0.242   2017/05/08 69,402,000 74,145,940 1.020   2016/12/08 0.660   2016/12/29
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.217   0.041   0.102   53,335,000 4,870,655 3,073,561 0.217   2017/06/13 0.028   2017/05/09 215,330,000 18,441,365 0.185   2016/10/25 0.054   2016/12/23
14288 SG Issuer - Haitong Sec European Warrants Dec 2017 A HKD 1.170   0.740   0.750   2,760,400 2,660,940 N/A 1.230   2017/05/26 0.740   2017/06/28 4,930,800 5,059,000 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD 0.035   0.010   0.010   12,516,000 256,644 2,613,415 0.233   2017/02/17 0.010   2017/06/26 120,348,000 15,680,488 0.330   2016/08/15 0.156   2016/12/23
15064 SG Issuer - Haitong Sec European Warrants Nov 2017 A HKD 0.050   0.027   0.029   9,996,000 354,292 464,797 0.183   2017/02/17 0.027   2017/06/30 28,200,000 2,788,780 0.218   2016/12/13 0.134   2016/12/29
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD -   -   0.011   0 0 116,599 0.102   2017/02/17 0.012   2017/05/11 11,420,000 699,596 0.185   2016/09/09 0.070   2016/12/29
15633 SG Issuer - Haitong Sec European Warrants Sep 2018 A HKD 0.191   0.104   0.108   15,232,000 2,237,252 N/A 0.198   2017/05/25 0.104   2017/06/30 26,368,000 4,304,184 -   - -   -
15909 SG Issuer - Henganintl Eu Wt Dec 2017 A HKD 0.580   0.305   0.415   5,955,000 2,785,000 N/A 0.580   2017/06/22 0.305   2017/06/13 6,445,000 3,003,300 -   - -   -
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.131   0.035   0.053   28,485,000 2,334,955 1,963,417 0.800   2017/02/20 0.035   2017/06/13 67,415,000 11,780,500 0.910   2016/11/29 0.385   2016/12/29
15445 SG Issuer - HKEX European Put Warrants Aug 2017 C HKD 0.036   0.011   0.011   36,810,000 740,840 2,699,598 0.172   2017/01/09 0.011   2017/06/30 223,880,000 16,197,590 -   - -   -
15639 SG Issuer - HKEX European Put Warrants Jan 2018 A HKD 0.084   0.048   0.063   42,110,000 2,624,320 N/A 0.130   2017/05/18 0.048   2017/06/08 60,450,000 4,331,370 -   - -   -
12645 SG Issuer - HKEX European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 667,273 0.093   2017/01/04 0.011   2017/04/05 77,320,000 4,003,640 0.178   2016/08/30 0.061   2016/11/28
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD -   -   0.015   0 0 53,162 0.105   2017/01/04 0.027   2017/04/05 4,770,000 318,970 0.127   2016/09/14 0.084   2016/11/24
28462 SG Issuer - HKEX European Put Warrants Oct 2017 C HKD 0.069   0.036   0.044   47,580,000 2,362,270 N/A 0.149   2017/02/27 0.036   2017/06/29 92,370,000 6,054,750 -   - -   -
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.025   0.010   0.010   39,170,000 637,760 117,328,740 0.086   2017/02/16 0.010   2017/06/30 9,825,210,000 703,972,440 0.236   2016/09/22 0.037   2016/12/28
15248 SG Issuer - HKEX European Warrants Aug 2017 B HKD 0.244   0.153   0.187   22,520,000 4,140,800 5,643,183 0.244   2017/06/05 0.093   2017/05/05 177,860,000 33,859,100 -   - -   -
28398 SG Issuer - HKEX European Warrants Aug 2017 D HKD 0.061   0.017   0.022   1,831,000 48,918 N/A 0.450   2017/02/21 0.017   2017/06/29 1,994,000 116,268 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.117   0.011   0.089   119,560,000 11,024,490 4,523,988 0.169   2017/02/16 0.011   2017/06/23 255,430,000 27,143,930 0.295   2016/09/22 0.096   2016/12/28
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.070   0.042   0.048   17,310,000 968,470 274,533 0.113   2017/02/16 0.033   2017/05/24 28,820,000 1,647,200 0.235   2016/09/22 0.070   2016/12/22
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.082   0.063   0.077   6,180,000 456,080 320,998 0.125   2017/02/16 0.050   2017/05/05 23,150,000 1,925,990 0.159   2016/11/17 0.079   2016/12/23
15837 SG Issuer - HKEX European Warrants Dec 2018 B HKD 0.270   0.217   0.230   15,730,000 3,774,120 N/A 0.270   2017/06/05 0.217   2017/06/16 18,490,000 4,399,740 -   - -   -
15251 SG Issuer - HKEX European Warrants Feb 2018 A HKD 0.192   0.127   0.154   85,120,000 14,372,070 4,177,588 0.229   2017/02/15 0.094   2017/05/08 162,470,000 25,065,530 0.146   2016/12/30 0.144   2016/12/30
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD 0.038   0.010   0.010   99,350,000 2,285,960 114,798,702 0.090   2017/02/16 0.010   2017/06/19 10,283,710,000 688,792,210 0.233   2016/09/22 0.033   2016/12/28
15016 SG Issuer - HKEX European Warrants Jul 2017 C HKD 0.135   0.041   0.079   97,030,000 8,368,950 211,765,570 0.172   2017/02/16 0.030   2017/05/05 15,531,880,000 1,270,593,420 0.090   2016/12/22 0.073   2016/12/28
28016 SG Issuer - HKEX European Warrants Jul 2017 D HKD 0.081   0.010   0.010   19,169,000 946,882 N/A 0.495   2017/02/17 0.010   2017/06/19 65,261,000 7,475,025 -   - -   -
27388 SG Issuer - HKEX European Warrants Jun 2017 B HKD -   -   0.010   0 0 19,428,943 0.089   2017/02/16 0.010   2017/05/11 2,604,030,000 116,573,660 0.241   2016/04/25 0.035   2016/12/28
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.130   0.087   0.113   24,950,000 2,925,230 1,591,822 0.182   2017/02/16 0.071   2017/05/09 73,270,000 9,550,930 0.285   2016/09/13 0.105   2016/12/28
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.129   0.076   0.105   1,022,110,000 119,203,970 20,698,820 0.180   2017/02/16 0.065   2017/05/09 1,078,390,000 124,192,920 0.285   2016/09/09 0.106   2016/12/28
15881 SG Issuer - HKEX European Warrants Nov 2017 A HKD 0.280   0.206   0.226   48,320,000 11,486,010 5,705,175 0.285   2017/02/16 0.147   2017/04/24 155,900,000 34,231,050 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.046   0.021   0.023   17,720,000 626,060 159,472 0.084   2017/02/16 0.018   2017/05/18 23,820,000 956,830 0.188   2016/10/07 0.048   2016/12/30
15727 SG Issuer - HKEX European Warrants Oct 2017 D HKD 0.590   0.280   0.310   112,536,000 47,803,115 N/A 0.590   2017/06/05 0.224   2017/05/24 115,212,000 48,636,466 -   - -   -
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.066   0.028   0.030   36,580,000 1,555,400 129,213,745 0.113   2017/02/16 0.022   2017/05/24 12,089,800,000 775,282,470 0.202   2016/10/24 0.060   2016/12/23
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.365   0.096   0.103   9,460,000 2,938,420 3,679,610 0.365   2017/06/06 0.096   2017/06/30 101,020,000 22,077,660 0.380   2016/11/01 0.099   2016/12/28
15992 SG Issuer - HLand European Warrants Dec 2017 A HKD 0.290   0.132   0.106   14,740,000 3,006,100 N/A 0.290   2017/06/06 0.132   2017/06/27 21,280,000 4,291,930 -   - -   -
15891 SG Issuer - HS H-SH European Put Warrants Aug 2017 C HKD -   -   0.013   0 0 3,600 0.045   2017/05/19 0.045   2017/05/19 480,000 21,600 -   - -   -
14783 SG Issuer - HS H-SHARE European Warrants Aug 2017 A HKD 0.039   0.012   0.012   1,890,000 49,820 1,784,544 0.207   2017/02/23 0.012   2017/06/15 85,768,000 10,707,262 0.248   2016/12/09 0.227   2016/12/05
15889 SG Issuer - HS H-SHARE European Warrants Aug 2017 B HKD 0.970   0.710   0.830   3,958,000 3,567,260 3,509,407 1.090   2017/03/20 0.480   2017/05/05 29,522,000 21,056,440 -   - -   -
15469 SG Issuer - HS H-SHARE European Warrants Dec 2017 A HKD 0.730   0.500   0.540   4,160,000 2,601,700 N/A 0.730   2017/06/05 0.500   2017/06/21 4,484,000 2,818,300 -   - -   -
16545 SG Issuer - HS H-SHARE European Warrants Feb 2018 A HKD 0.365   0.280   0.280   4,044,000 1,265,110 N/A 0.365   2017/06/13 0.280   2017/06/21 4,044,000 1,265,110 -   - -   -
14093 SG Issuer - HS H-SHARE European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,993,824 0.330   2017/02/21 0.010   2017/05/25 126,868,000 23,962,946 0.260   2016/11/25 0.097   2016/12/23
14347 SG Issuer - HS H-SHARE European Warrants Jun 2017 B HKD -   -   0.790   0 0 875,210 0.950   2017/03/21 0.395   2017/02/03 7,482,000 5,251,260 0.670   2016/12/02 0.355   2016/12/22
27997 SG Issuer - HS H-SHARE European Warrants Sep 2017 A HKD 0.265   0.148   0.130   21,000,000 4,987,930 N/A 0.520   2017/02/17 0.104   2017/05/05 54,542,000 12,041,688 -   - -   -
15919 SG Issuer - HSBC European Put Warrants Dec 2017 D HKD 0.245   0.086   0.113   142,320,000 26,946,232 N/A 0.280   2017/05/23 0.086   2017/06/30 149,488,000 28,768,480 -   - -   -
15159 SG Issuer - HSBC European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 9,345,242 0.365   2017/01/03 0.010   2017/05/16 405,848,000 56,071,452 0.440   2016/12/28 0.290   2016/12/14
14301 SG Issuer - HSBC European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 298,049 0.103   2017/01/03 0.010   2017/04/18 56,696,000 1,788,296 0.175   2016/11/17 0.053   2016/12/08
14650 SG Issuer - HSBC European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 5,048,423 0.234   2017/01/04 0.010   2017/05/02 390,756,000 30,290,540 0.360   2016/11/29 0.138   2016/12/08
15395 SG Issuer - HSBC European Put Warrants Nov 2017 A HKD 0.085   0.027   0.037   7,972,000 491,404 N/A 0.111   2017/05/11 0.027   2017/06/30 16,900,000 1,337,704 -   - -   -
28744 SG Issuer - HSBC European Put Warrants Sep 2017 B HKD 0.085   0.011   0.020   64,492,000 3,154,840 N/A 0.425   2017/04/19 0.011   2017/06/30 136,576,000 13,275,444 -   - -   -
12696 SG Issuer - HSBC European Put Warrants Sep 2017 C HKD 0.032   0.017   0.014   28,420,000 756,836 N/A 0.208   2017/04/19 0.017   2017/06/28 115,628,000 9,429,596 -   - -   -
15176 SG Issuer - HSBC European Warrants Apr 2018 A HKD 0.290   0.132   0.245   32,984,000 6,918,444 4,196,395 0.290   2017/06/30 0.079   2017/04/20 147,588,000 25,178,372 0.207   2016/12/15 0.140   2016/12/28
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.550   0.090   0.410   421,000,000 92,352,180 90,798,355 0.550   2017/06/30 0.046   2017/04/20 4,409,820,000 544,790,132 0.335   2016/12/08 0.153   2016/11/30
15130 SG Issuer - HSBC European Warrants Dec 2017 A HKD 0.160   0.059   0.130   1,246,032,000 155,753,800 26,238,091 0.160   2017/06/30 0.045   2017/04/18 1,263,136,000 157,428,548 0.233   2016/12/14 0.112   2016/12/30
28984 SG Issuer - HSBC European Warrants Dec 2017 B HKD 0.300   0.106   0.218   1,342,684,000 202,224,580 N/A 0.300   2017/06/30 0.063   2017/04/20 1,404,676,000 209,163,416 -   - -   -
15094 SG Issuer - HSBC European Warrants Dec 2017 C HKD 0.650   0.280   0.590   24,164,000 9,904,420 N/A 0.650   2017/06/30 0.265   2017/05/09 30,276,000 11,800,920 -   - -   -
16631 SG Issuer - HSBC European Warrants Jan 2018 A HKD 0.250   0.108   0.225   41,084,000 8,842,708 N/A 0.250   2017/06/30 0.108   2017/06/28 41,084,000 8,842,708 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD 0.600   0.470   0.900   1,044,000 588,520 11,201,285 0.600   2017/06/06 0.128   2017/04/20 229,256,000 67,207,708 0.560   2016/12/08 0.150   2016/11/09
15125 SG Issuer - HSBC European Warrants Jul 2017 B HKD 0.022   0.010   0.010   18,788,000 310,748 80,725,203 0.152   2017/02/20 0.010   2017/06/29 5,207,636,000 484,351,216 0.235   2016/12/14 0.211   2016/12/15
28985 SG Issuer - HSBC European Warrants Jul 2018 A HKD 0.220   0.109   0.178   43,156,000 7,011,344 N/A 0.220   2017/06/30 0.077   2017/04/19 82,400,000 12,067,984 -   - -   -
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 0.710   0.270   0.610   102,056,000 40,530,820 55,374,638 0.710   2017/06/30 0.115   2017/04/19 1,582,776,000 332,247,828 0.435   2016/12/08 0.124   2016/11/09
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.310   0.085   0.247   918,848,000 137,476,584 87,836,485 0.310   2017/06/30 0.046   2017/04/20 4,634,224,000 527,018,912 0.260   2016/12/08 0.067   2016/11/09
28017 SG Issuer - HSBC European Warrants Sep 2017 A HKD 0.178   0.034   0.122   101,052,000 8,383,192 N/A 0.179   2017/02/20 0.026   2017/04/24 1,646,596,000 102,872,188 -   - -   -
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD 0.019   0.015   0.012   1,620,000 28,160 413,078 0.181   2017/01/03 0.015   2017/06/12 39,970,000 2,478,470 0.229   2016/11/09 0.137   2016/12/08
15703 SG Issuer - HSCEI European Put Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14297 SG Issuer - HSCEI European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 815,197 0.173   2017/01/03 0.010   2017/05/24 91,760,000 4,891,180 0.204   2016/12/23 0.121   2016/12/08
12498 SG Issuer - HSCEI European Put Warrants Nov 2017 A HKD 0.167   0.138   0.143   3,120,000 460,470 N/A 0.260   2017/05/05 0.138   2017/06/05 25,240,000 4,903,570 -   - -   -
27419 SG Issuer - HSCEI European Put Warrants Sep 2017 C HKD 0.077   0.052   0.055   2,580,000 164,620 N/A 0.167   2017/04/19 0.052   2017/06/29 79,290,000 10,017,190 -   - -   -
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.110   0.083   0.077   4,700,000 477,120 937,000 0.154   2017/03/21 0.056   2017/05/05 51,540,000 5,622,000 0.221   2016/08/25 0.101   2016/11/14
27440 SG Issuer - HSCEI European Warrants Jun 2017 A HKD 0.152   0.120   0.093   3,640,000 500,000 2,281,847 0.187   2017/02/23 0.049   2017/05/09 110,510,000 13,691,080 0.218   2016/09/22 0.065   2016/12/23
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.104   0.070   0.066   10,870,000 977,690 2,120,068 0.167   2017/02/23 0.045   2017/05/05 123,090,000 12,720,410 0.190   2016/09/07 0.068   2016/12/23
15478 SG Issuer - HSCEI European Warrants Sep 2017 B HKD 0.295   0.235   0.260   3,140,000 816,610 2,619,298 0.335   2017/03/21 0.169   2017/05/05 67,110,000 15,715,790 -   - -   -
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD 0.010   0.010   0.010   300,000 3,000 241,155 0.159   2017/01/03 0.010   2017/06/28 21,080,000 1,446,930 0.192   2016/12/28 0.118   2016/12/08
28125 SG Issuer - HSI European Put Warrants Aug 2017 D HKD 0.032   0.016   0.019   18,730,000 422,830 N/A 0.202   2017/03/03 0.016   2017/06/29 105,630,000 10,508,260 -   - -   -
28913 SG Issuer - HSI European Put Warrants Aug 2017 E HKD 0.015   0.010   0.010   5,160,000 60,970 N/A 0.106   2017/04/19 0.010   2017/06/07 83,680,000 3,778,180 -   - -   -
15272 SG Issuer - HSI European Put Warrants Dec 2017 E HKD 0.078   0.061   0.064   2,380,000 165,320 N/A 0.099   2017/05/24 0.061   2017/06/27 2,400,000 167,290 -   - -   -
16148 SG Issuer - HSI European Put Warrants Dec 2017 F HKD 0.169   0.128   0.140   3,950,000 591,250 N/A 0.169   2017/06/01 0.128   2017/06/29 3,950,000 591,250 -   - -   -
16621 SG Issuer - HSI European Put Warrants Dec 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15594 SG Issuer - HSI European Put Warrants Feb 2018 A HKD 0.036   0.027   0.030   9,520,000 315,450 696,268 0.172   2017/01/09 0.027   2017/06/29 59,410,000 4,177,610 -   - -   -
16623 SG Issuer - HSI European Put Warrants Feb 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16149 SG Issuer - HSI European Put Warrants Jan 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD 0.010   0.010   0.010   10,000 100 98,597 0.158   2017/01/03 0.010   2017/06/21 13,750,000 591,580 0.177   2016/12/29 0.115   2016/12/08
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 1,074,680 0.168   2017/01/03 0.011   2017/05/09 122,370,000 6,448,080 0.202   2016/12/23 0.122   2016/12/08
14546 SG Issuer - HSI European Put Warrants Jun 2017 F HKD -   -   0.010   0 0 509,505 0.156   2017/01/05 0.010   2017/05/29 127,610,000 3,057,030 0.217   2016/12/23 0.143   2016/12/12
15680 SG Issuer - HSI European Put Warrants Jun 2018 A HKD 0.055   0.047   0.048   2,530,000 131,100 443,023 0.184   2017/01/09 0.047   2017/06/29 24,240,000 2,658,140 -   - -   -
15712 SG Issuer - HSI European Put Warrants Mar 2018 C HKD 0.109   0.093   0.091   8,020,000 800,130 N/A 0.123   2017/05/25 0.093   2017/06/09 8,040,000 802,580 -   - -   -
15591 SG Issuer - HSI European Put Warrants May 2018 A HKD 0.057   0.052   0.048   1,200,000 66,600 278,493 0.188   2017/01/06 0.052   2017/06/02 14,140,000 1,670,960 -   - -   -
15257 SG Issuer - HSI European Put Warrants Nov 2017 B HKD 0.069   0.061   0.065   140,000 9,150 N/A 0.102   2017/05/24 0.061   2017/06/29 310,000 24,670 -   - -   -
15708 SG Issuer - HSI European Put Warrants Nov 2017 C HKD 0.115   0.088   0.094   11,540,000 1,148,150 N/A 0.132   2017/05/25 0.088   2017/06/29 11,970,000 1,199,530 -   - -   -
28135 SG Issuer - HSI European Put Warrants Oct 2017 B HKD 0.028   0.025   0.022   140,000 3,710 N/A 0.108   2017/04/12 0.025   2017/06/23 3,140,000 294,880 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 421,435 0.152   2017/01/03 0.010   2017/05/25 64,940,000 2,528,610 0.173   2016/12/28 0.119   2016/12/12
15600 SG Issuer - HSI European Put Warrants Sep 2017 B HKD 0.011   0.011   0.011   200,000 2,200 317,893 0.161   2017/01/09 0.011   2017/06/01 24,700,000 1,907,360 -   - -   -
23705 SG Issuer - HSI European Put Warrants Sep 2017 C HKD 0.015   0.012   0.011   1,990,000 28,360 N/A 0.153   2017/02/03 0.012   2017/06/08 26,500,000 2,050,330 -   - -   -
28126 SG Issuer - HSI European Put Warrants Sep 2017 D HKD 0.033   0.021   0.023   14,990,000 414,530 N/A 0.188   2017/03/03 0.021   2017/06/29 111,660,000 10,689,810 -   - -   -
12505 SG Issuer - HSI European Put Warrants Sep 2017 E HKD 0.074   0.045   0.051   216,980,000 12,563,480 N/A 0.230   2017/04/19 0.045   2017/06/29 294,320,000 21,119,410 -   - -   -
15679 SG Issuer - HSI European Put Warrants Sep 2018 A HKD 0.068   0.064   0.065   380,000 25,180 1,156,035 0.189   2017/01/09 0.064   2017/06/29 63,110,000 6,936,210 -   - -   -
12941 SG Issuer - HSI European Warrants Apr 2018 A HKD 0.164   0.146   0.152   2,060,000 318,460 N/A 0.164   2017/06/20 0.093   2017/04/18 7,210,000 846,590 -   - -   -
14969 SG Issuer - HSI European Warrants Aug 2017 B HKD 0.375   0.375   0.360   60,000 22,500 3,522,637 0.375   2017/06/29 0.106   2017/01/03 107,830,000 21,135,820 0.115   2016/12/19 0.088   2016/12/23
15670 SG Issuer - HSI European Warrants Aug 2017 C HKD -   -   0.590   0 0 5,640,342 0.475   2017/05/11 0.260   2017/01/10 89,890,000 33,842,050 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.073   0.048   0.053   83,640,000 4,892,450 1,711,008 0.073   2017/06/09 0.024   2017/04/19 206,970,000 10,266,050 0.105   2016/10/24 0.025   2016/12/22
15578 SG Issuer - HSI European Warrants Dec 2017 B HKD 0.455   0.455   0.475   10,000 4,550 17,813 0.455   2017/06/01 0.234   2017/01/06 380,000 106,880 -   - -   -
23478 SG Issuer - HSI European Warrants Dec 2017 C HKD 0.300   0.265   0.290   3,400,000 924,000 N/A 0.300   2017/06/08 0.137   2017/04/19 20,640,000 3,821,200 -   - -   -
12273 SG Issuer - HSI European Warrants Dec 2017 D HKD 0.216   0.181   0.199   290,000 55,340 N/A 0.244   2017/03/24 0.087   2017/04/19 3,330,000 443,190 -   - -   -
15676 SG Issuer - HSI European Warrants Dec 2018 A HKD 0.345   0.330   0.335   80,000 26,700 771,915 0.345   2017/06/02 0.199   2017/01/09 20,100,000 4,631,490 -   - -   -
15783 SG Issuer - HSI European Warrants Feb 2018 B HKD 0.183   0.182   0.185   20,000 3,650 N/A 0.183   2017/06/01 0.182   2017/06/01 20,000 3,650 -   - -   -
15975 SG Issuer - HSI European Warrants Feb 2018 C HKD 0.158   0.149   0.148   430,000 64,940 N/A 0.158   2017/06/01 0.149   2017/06/23 430,000 64,940 -   - -   -
16600 SG Issuer - HSI European Warrants Feb 2018 D HKD 0.138   0.117   0.123   90,000 11,930 N/A 0.138   2017/06/13 0.117   2017/06/21 90,000 11,930 -   - -   -
14970 SG Issuer - HSI European Warrants Jan 2018 A HKD 0.270   0.247   0.255   740,000 196,560 608,178 0.270   2017/06/07 0.105   2017/01/03 23,870,000 3,649,070 0.108   2016/12/19 0.092   2016/12/23
12932 SG Issuer - HSI European Warrants Jan 2018 B HKD -   -   0.201   0 0 N/A 0.173   2017/05/22 0.126   2017/05/02 180,000 29,220 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.167   0.110   0.134   53,440,000 7,053,400 2,574,333 0.167   2017/06/09 0.034   2017/04/19 173,350,000 15,446,000 0.238   2016/08/25 0.028   2016/12/23
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD -   -   0.455   0 0 65,368 0.275   2017/03/30 0.150   2017/01/03 2,030,000 392,210 0.204   2016/12/06 0.118   2016/12/23
14851 SG Issuer - HSI European Warrants Jul 2017 E HKD -   -   0.350   0 0 251,777 0.197   2017/03/20 0.115   2017/01/17 8,760,000 1,510,660 0.148   2016/12/06 0.071   2016/12/22
14968 SG Issuer - HSI European Warrants Jul 2017 F HKD -   -   0.440   0 0 34,950 0.237   2017/04/07 0.229   2017/04/07 900,000 209,700 0.127   2016/12/19 0.124   2016/12/19
15590 SG Issuer - HSI European Warrants Jul 2018 A HKD 0.390   0.375   0.385   330,000 127,350 378,648 0.390   2017/06/09 0.212   2017/01/09 9,480,000 2,271,890 -   - -   -
27920 SG Issuer - HSI European Warrants Jun 2017 A HKD -   -   0.670   0 0 1,046,875 0.630   2017/05/22 0.300   2017/01/03 14,350,000 6,281,250 0.530   2016/09/09 0.186   2016/05/24
29322 SG Issuer - HSI European Warrants Jun 2017 B HKD 0.460   0.455   0.445   20,000 9,150 1,975,078 0.460   2017/06/14 0.090   2017/01/03 80,110,000 11,850,470 0.345   2016/09/22 0.071   2016/12/23
13374 SG Issuer - HSI European Warrants Jun 2017 C HKD 0.038   0.010   0.010   231,630,000 5,371,220 2,105,657 0.038   2017/06/08 0.010   2017/06/22 579,250,000 12,633,940 0.144   2016/09/26 0.012   2016/12/29
14445 SG Issuer - HSI European Warrants Jun 2017 D HKD -   -   0.290   0 0 2,003,080 0.167   2017/03/21 0.062   2017/01/03 120,210,000 12,018,480 0.167   2016/11/22 0.056   2016/12/22
14464 SG Issuer - HSI European Warrants Jun 2017 E HKD -   -   0.405   0 0 979,117 0.227   2017/04/25 0.109   2017/01/04 30,010,000 5,874,700 0.182   2016/11/23 0.083   2016/12/23
14967 SG Issuer - HSI European Warrants Jun 2017 G HKD -   -   0.480   0 0 365,018 0.300   2017/03/27 0.147   2017/01/03 9,420,000 2,190,110 0.138   2016/12/19 0.114   2016/12/23
15668 SG Issuer - HSI European Warrants Jun 2017 H HKD -   -   0.630   0 0 32,467 0.435   2017/03/29 0.285   2017/01/06 460,000 194,800 -   - -   -
15673 SG Issuer - HSI European Warrants Mar 2018 A HKD -   -   0.430   0 0 10,445 0.300   2017/03/02 0.226   2017/01/06 220,000 62,670 -   - -   -
29195 SG Issuer - HSI European Warrants Mar 2018 B HKD -   -   0.183   0 0 N/A 0.140   2017/03/20 0.103   2017/04/12 2,820,000 341,970 -   - -   -
16868 SG Issuer - HSI European Warrants Mar 2018 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28396 SG Issuer - HSI European Warrants Nov 2017 A HKD -   -   0.260   0 0 N/A 0.175   2017/03/21 0.113   2017/04/19 4,280,000 644,590 -   - -   -
15831 SG Issuer - HSI European Warrants Nov 2017 D HKD 0.166   0.138   0.152   21,240,000 3,085,340 N/A 0.166   2017/06/09 0.138   2017/06/28 23,260,000 3,386,950 -   - -   -
15672 SG Issuer - HSI European Warrants Oct 2017 A HKD 0.540   0.485   0.530   9,430,000 4,762,200 2,286,300 0.540   2017/06/08 0.249   2017/01/10 30,170,000 13,717,800 -   - -   -
15675 SG Issuer - HSI European Warrants Oct 2018 A HKD 0.370   0.345   0.365   980,000 351,400 461,915 0.370   2017/06/19 0.207   2017/01/09 11,180,000 2,771,490 -   - -   -
15993 SG Issuer - HTSC European Warrants Feb 2018 A HKD 0.152   0.089   0.089   1,156,000 119,574 N/A 0.155   2017/05/29 0.089   2017/06/30 1,756,000 210,774 -   - -   -
15477 SG Issuer - HTSC European Warrants Jun 2017 A HKD -   -   0.011   0 0 130,365 0.116   2017/01/06 0.034   2017/03/30 9,388,000 782,188 -   - -   -
14818 SG Issuer - HTSC European Warrants Nov 2017 A HKD 0.028   0.019   0.019   3,640,000 73,750 77,031 0.130   2017/02/15 0.019   2017/06/30 12,944,000 462,188 0.217   2016/12/05 0.175   2016/12/13
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.375   0.154   0.100   3,446,000 1,060,768 1,786,835 0.450   2017/02/15 0.104   2017/05/05 40,422,000 10,721,012 0.355   2016/10/19 0.340   2016/11/30
15642 SG Issuer - Huaneng Power European Warrants Dec 2017 A HKD 0.750   0.440   0.440   10,660,000 6,718,560 N/A 0.780   2017/05/29 0.440   2017/06/30 13,896,000 8,726,080 -   - -   -
14745 SG Issuer - Huaneng Power European Warrants Jun 2017 A HKD -   -   1.120   0 0 1,091,375 0.920   2017/05/22 0.400   2017/03/30 9,576,000 6,548,250 0.620   2016/12/30 0.480   2016/12/12
28745 SG Issuer - Huaneng Power European Warrants Nov 2017 A HKD 0.410   0.250   0.205   2,492,000 819,710 N/A 0.435   2017/05/31 0.250   2017/06/22 6,504,000 2,278,950 -   - -   -
28198 SG Issuer - ICBC European Put Wt Aug 2017 B HKD 0.011   0.011   0.012   100,000 1,100 N/A 0.187   2017/03/03 0.011   2017/06/15 17,157,000 1,928,991 -   - -   -
15572 SG Issuer - ICBC European Put Wt Dec 2017 C HKD 0.165   0.110   0.123   3,832,000 479,838 N/A 0.208   2017/05/16 0.110   2017/06/05 3,859,000 485,452 -   - -   -
14654 SG Issuer - ICBC European Put Wt Jun 2017 B HKD -   -   0.010   0 0 523,729 0.153   2017/01/04 0.010   2017/04/07 53,519,000 3,142,373 0.215   2016/12/22 0.127   2016/12/12
15390 SG Issuer - ICBC European Warrants Aug 2017 A HKD 0.260   0.084   0.134   14,410,000 2,735,080 4,792,120 0.365   2017/02/16 0.084   2017/06/21 152,968,000 28,752,722 0.195   2016/12/30 0.158   2016/12/28
28914 SG Issuer - ICBC European Warrants Aug 2017 C HKD 0.061   0.010   0.010   84,219,000 3,272,648 N/A 0.151   2017/02/27 0.010   2017/06/30 97,879,000 3,734,298 -   - -   -
28615 SG Issuer - ICBC European Warrants Dec 2017 A HKD 0.080   0.028   0.036   14,376,000 694,139 N/A 0.162   2017/02/23 0.028   2017/06/21 22,818,000 1,312,042 -   - -   -
15372 SG Issuer - ICBC European Warrants Dec 2017 B HKD 0.390   0.218   0.275   10,863,000 2,850,160 N/A 0.390   2017/06/05 0.218   2017/06/21 13,770,000 3,613,905 -   - -   -
16356 SG Issuer - ICBC European Warrants Dec 2017 D HKD 0.196   0.191   0.083   400,000 77,400 N/A 0.196   2017/06/05 0.191   2017/06/05 400,000 77,400 -   - -   -
12746 SG Issuer - ICBC European Warrants Jun 2017 A HKD -   -   0.010   0 0 141,596 0.103   2017/02/16 0.011   2017/04/07 11,484,000 849,573 0.255   2016/08/31 0.050   2016/12/15
28463 SG Issuer - ICBC European Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.219   2017/02/22 0.010   2017/05/22 47,018,000 5,328,657 -   - -   -
28019 SG Issuer - ICBC European Warrants Nov 2017 A HKD 0.147   0.052   0.072   35,220,000 4,271,279 N/A 0.315   2017/02/20 0.052   2017/06/21 50,070,000 6,328,563 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.310   0.250   0.340   3,600,000 1,039,500 702,925 0.480   2017/02/09 0.244   2017/05/24 14,080,000 4,217,550 0.405   2016/11/24 0.151   2016/10/20
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.141   0.090   0.139   69,580,000 8,114,340 5,232,620 0.310   2017/02/13 0.090   2017/06/12 195,350,000 31,395,720 0.270   2016/11/24 0.136   2016/12/23
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD 1.360   0.750   1.280   238,000 264,160 771,387 3.590   2017/02/14 0.750   2017/06/16 1,970,000 4,628,320 3.010   2016/11/25 0.760   2016/10/19
15132 SG Issuer - JIANC European Warrants Mar 2018 A HKD 0.136   0.093   0.136   37,590,000 3,966,610 3,881,992 0.265   2017/02/09 0.093   2017/06/23 137,710,000 23,291,950 0.236   2016/12/14 0.147   2016/12/29
15441 SG Issuer - JIANC European Warrants May 2018 A HKD 0.295   0.213   0.285   43,280,000 10,095,040 N/A 0.295   2017/06/30 0.213   2017/06/06 62,580,000 14,671,660 -   - -   -
26241 SG Issuer - JIANC European Warrants Sep 2017 A HKD 0.096   0.071   0.142   140,000 10,940 N/A 1.410   2017/02/13 0.071   2017/06/23 80,115,000 76,422,190 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD 0.420   0.305   0.295   104,000 42,560 5,815,312 1.710   2017/04/10 0.295   2017/02/03 64,652,000 34,891,870 0.485   2016/12/14 0.345   2016/12/29
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.161   0.121   0.136   7,580,000 1,049,840 1,719,287 0.255   2017/04/10 0.121   2017/06/20 53,460,000 10,315,720 0.147   2016/08/19 0.110   2016/11/11
13997 SG Issuer - KECL European Warrants Nov 2017 A HKD 0.208   0.078   0.095   382,000 52,792 N/A 0.385   2017/04/20 0.078   2017/06/29 7,044,000 1,948,200 -   - -   -
15504 SG Issuer - KECL European Warrants Oct 2017 A HKD 0.390   0.142   0.185   23,362,000 4,902,842 4,186,849 0.850   2017/04/11 0.142   2017/06/28 65,390,000 25,121,092 0.400   2016/12/28 0.385   2016/12/28
15237 SG Issuer - Kingsoft European Warrants Aug 2017 A HKD -   -   0.420   0 0 11,390,667 0.670   2017/04/28 0.189   2017/02/24 207,530,000 68,344,000 0.255   2016/12/16 0.228   2016/12/22
12525 SG Issuer - Kingsoft European Warrants Dec 2017 A HKD 0.227   0.146   0.146   1,230,000 222,410 N/A 0.345   2017/03/29 0.146   2017/06/28 21,890,000 5,996,970 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD 0.275   0.095   0.116   6,910,000 1,433,100 3,746,910 0.380   2017/04/28 0.083   2017/02/24 104,510,000 22,481,460 0.420   2016/09/22 0.126   2016/12/20
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD 0.021   0.010   0.010   15,310,000 204,830 1,256,407 0.130   2017/04/03 0.010   2017/06/09 135,380,000 7,538,440 0.242   2016/09/29 0.103   2016/11/09
11196 SG Issuer - Kingsoft European Warrants Nov 2017 A HKD 0.280   0.160   0.165   13,340,000 3,049,040 N/A 0.405   2017/04/28 0.160   2017/06/30 151,870,000 45,652,830 -   - -   -
14881 SG Issuer - Kingsoft European Warrants Nov 2017 B HKD 0.083   0.082   0.078   160,000 13,200 N/A 0.248   2017/05/04 0.082   2017/06/23 5,800,000 1,096,060 -   - -   -
28915 SG Issuer - Lenovo European Warrants Aug 2017 A HKD 0.241   0.226   0.098   336,000 77,508 N/A 0.470   2017/04/05 0.154   2017/05/26 20,630,000 6,948,926 -   - -   -
14746 SG Issuer - Lenovo European Warrants Jun 2017 A HKD -   -   0.020   0 0 5,460,941 0.530   2017/04/05 0.025   2017/05/26 105,462,000 32,765,648 0.440   2016/12/02 0.330   2016/12/23
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.036   0.012   0.019   27,480,000 484,220 1,691,980 0.045   2017/01/18 0.012   2017/06/07 433,520,000 10,151,880 0.170   2016/04/20 0.034   2016/12/22
22357 SG Issuer - Lenovo European Warrants Oct 2017 A HKD 0.124   0.108   0.063   3,652,000 437,846 N/A 0.375   2017/01/17 0.087   2017/03/10 35,344,000 5,978,102 -   - -   -
28834 SG Issuer - Lenovo European Warrants Oct 2017 B HKD 0.270   0.153   0.153   2,506,000 622,464 N/A 0.510   2017/04/05 0.153   2017/06/30 42,784,000 13,815,832 -   - -   -
15693 SG Issuer - Lenovo European Warrants Sep 2017 A HKD 0.206   0.102   0.092   800,000 144,000 5,262,390 0.450   2017/01/17 0.102   2017/06/28 148,484,000 31,574,338 0.325   2016/12/30 0.320   2016/12/30
13434 SG Issuer - Li & Fung European Warrants Dec 2017 A HKD 0.160   0.063   0.072   1,352,000 111,714 N/A 0.285   2017/04/07 0.063   2017/06/28 1,766,000 195,674 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD -   -   0.012   0 0 160,566 0.160   2017/01/05 0.024   2017/04/10 14,322,000 963,396 0.350   2016/10/26 0.120   2016/12/29
11063 SG Issuer - Li & Fung European Warrants Nov 2017 A HKD 0.031   0.025   0.021   480,000 13,840 N/A 0.265   2017/03/14 0.025   2017/06/22 1,088,000 99,660 -   - -   -
15463 SG Issuer - Li & Fung European Warrants Oct 2017 A HKD 0.042   0.010   0.010   5,658,000 122,680 3,612,312 0.420   2017/01/05 0.010   2017/06/14 112,834,000 21,673,872 0.390   2016/12/23 0.305   2016/12/29
16033 SG Issuer - Link REIT European Warrants Jan 2018 A HKD 0.530   0.255   0.260   27,380,000 12,231,275 N/A 0.530   2017/06/08 0.255   2017/06/30 31,465,000 14,047,775 -   - -   -
14753 SG Issuer - Link REIT European Warrants Jun 2017 A HKD -   -   0.720   0 0 2,680,173 0.630   2017/05/26 0.087   2017/03/14 73,965,000 16,081,040 0.480   2016/12/07 0.157   2016/12/29
29051 SG Issuer - Link REIT European Warrants Nov 2017 A HKD 0.580   0.350   0.360   23,530,000 11,725,100 N/A 0.580   2017/06/14 0.200   2017/03/15 48,715,000 20,655,875 -   - -   -
15454 SG Issuer - Meitu European Warrants Nov 2017 A HKD 0.193   0.097   0.101   34,685,000 5,523,375 N/A 0.275   2017/05/16 0.097   2017/06/30 81,550,000 14,958,190 -   - -   -
16181 SG Issuer - Meitu European Warrants Nov 2017 B HKD 0.270   0.149   0.155   34,795,000 7,151,965 N/A 0.270   2017/06/05 0.149   2017/06/30 41,850,000 8,797,035 -   - -   -
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.236   0.142   0.191   43,520,000 7,931,868 8,374,240 0.275   2017/05/02 0.105   2017/02/22 268,524,000 50,245,440 0.340   2016/11/30 0.141   2016/10/31
15063 SG Issuer - MGM China European Warrants Mar 2018 A HKD 0.221   0.163   0.186   18,556,000 3,527,240 N/A 0.248   2017/05/08 0.163   2017/06/07 37,496,000 7,549,660 -   - -   -
15312 SG Issuer - Minsheng Bank European Warrants Aug 2017 A HKD 0.077   0.023   0.024   20,437,000 1,122,617 1,594,345 0.920   2017/02/16 0.023   2017/06/30 58,717,000 9,566,067 0.560   2016/12/22 0.550   2016/12/22
16390 SG Issuer - Minsheng Bank European Warrants Dec 2017 B HKD 0.385   0.265   0.295   11,314,000 3,679,630 N/A 0.385   2017/06/05 0.265   2017/06/22 11,314,000 3,679,630 -   - -   -
15369 SG Issuer - Minsheng Bank European Warrants Jan 2018 A HKD 0.570   0.415   0.495   13,565,000 6,439,833 N/A 0.670   2017/05/29 0.415   2017/06/15 16,519,000 8,029,733 -   - -   -
15688 SG Issuer - Minsheng Bank European Warrants Sep 2017 A HKD 0.315   0.186   0.238   42,938,500 10,364,931 4,945,293 1.500   2017/02/15 0.186   2017/06/15 94,487,500 29,671,757 0.980   2016/12/30 0.980   2016/12/30
28517 SG Issuer - Minsheng Bank European Warrants Sep 2017 B HKD 0.058   0.058   0.029   90,000 5,220 N/A 0.640   2017/02/22 0.047   2017/05/04 832,000 104,840 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.520   0.405   0.420   6,995,000 3,324,775 2,006,583 0.740   2017/05/18 0.111   2017/01/16 31,550,000 12,039,495 0.227   2016/11/25 0.126   2016/12/28
15310 SG Issuer - MTRC European Warrants Jan 2018 A HKD 0.350   0.247   0.247   12,035,000 3,517,780 N/A 0.550   2017/05/18 0.247   2017/06/30 46,960,000 15,900,330 -   - -   -
15506 SG Issuer - MTRC European Warrants Oct 2017 A HKD 0.900   0.790   0.810   2,765,000 2,340,750 2,205,804 1.130   2017/05/18 0.330   2017/01/13 16,530,000 13,234,825 0.310   2016/12/28 0.305   2016/12/28
15096 SG Issuer - NCI European Warrants Dec 2017 A HKD 0.385   0.239   0.232   5,310,000 1,663,750 N/A 0.400   2017/05/31 0.212   2017/05/08 18,836,000 6,132,184 -   - -   -
14821 SG Issuer - NCI European Warrants Jun 2017 A HKD -   -   0.010   0 0 352,815 0.285   2017/02/13 0.010   2017/05/23 41,106,000 2,116,892 0.320   2016/12/06 0.161   2016/12/28
15391 SG Issuer - NewWorld Dev Eu Wt Aug 2017 A HKD 2.110   1.070   1.210   2,566,000 4,376,400 4,213,022 2.110   2017/06/07 0.700   2017/01/10 20,319,000 25,278,130 0.580   2016/12/22 0.570   2016/12/22
15313 SG Issuer - NewWorld Dev Eu Wt Jan 2018 A HKD 1.100   0.500   0.510   6,967,000 6,309,920 N/A 1.100   2017/06/07 0.500   2017/06/29 7,019,000 6,346,320 -   - -   -
14204 SG Issuer - NewWorld Dev Eu Wt Jun 2017 A HKD -   -   0.460   0 0 4,309,176 1.070   2017/02/28 0.340   2017/01/06 34,377,000 25,855,055 0.475   2016/11/16 0.415   2016/11/24
28986 SG Issuer - NewWorld Dev Eu Wt Sep 2017 A HKD 1.130   0.395   0.410   5,968,000 5,359,820 N/A 1.130   2017/06/07 0.395   2017/06/30 10,092,000 8,265,210 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD 0.041   0.039   0.040   810,000 32,350 101,638 0.139   2017/02/06 0.039   2017/06/28 5,790,000 609,830 0.145   2016/12/12 0.128   2016/12/28
10420 SG Issuer - Nikkei 225 European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 174,320 0.056   2017/01/18 0.010   2017/04/24 32,430,000 1,045,920 0.241   2016/11/09 0.040   2016/12/20
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.036   0.017   0.019   1,650,000 44,780 1,180,443 0.155   2017/01/18 0.017   2017/06/28 68,900,000 7,082,660 0.241   2016/12/02 0.134   2016/12/28
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD 0.227   0.207   0.207   80,000 17,310 41,732 0.227   2017/06/06 0.141   2017/04/13 1,370,000 250,390 0.265   2016/11/29 0.260   2016/11/29
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD -   -   0.114   0 0 5,763 0.194   2017/01/04 0.142   2017/01/18 230,000 34,580 0.255   2016/11/29 0.194   2016/12/20
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.270   0 0 15,233 0.240   2017/05/05 0.159   2017/04/18 500,000 91,400 0.218   2016/11/25 0.146   2016/11/03
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD 0.265   0.248   0.250   110,000 28,640 5,813 0.265   2017/06/28 0.208   2017/04/27 140,000 34,880 0.260   2016/11/29 0.255   2016/11/29
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD 0.159   0.106   0.110   1,130,000 138,630 318,972 0.200   2017/01/26 0.076   2017/04/13 14,320,000 1,913,830 0.255   2016/11/29 0.210   2016/12/20
15507 SG Issuer - Petch European Warrants Aug 2017 A HKD -   -   0.010   0 0 3,698,459 0.540   2017/01/18 0.017   2017/05/22 125,006,000 22,190,754 0.390   2016/12/28 0.345   2016/12/28
23450 SG Issuer - Petch European Warrants Aug 2017 B HKD -   -   0.012   0 0 N/A 0.224   2017/01/20 0.013   2017/04/19 8,148,000 930,978 -   - -   -
15314 SG Issuer - Petch European Warrants Dec 2017 A HKD 0.076   0.027   0.028   2,480,000 116,650 N/A 0.198   2017/05/10 0.027   2017/06/30 2,564,000 129,980 -   - -   -
15442 SG Issuer - Petch European Warrants Jan 2018 A HKD 0.275   0.105   0.111   58,202,000 10,022,002 N/A 0.385   2017/05/16 0.105   2017/06/30 69,478,000 13,873,772 -   - -   -
13875 SG Issuer - Petch European Warrants Nov 2017 A HKD 0.029   0.022   0.011   140,000 3,640 N/A 0.173   2017/04/19 0.022   2017/06/19 4,820,000 393,040 -   - -   -
25372 SG Issuer - PetroChina European Put Warrants Aug 2017 C HKD 0.830   0.580   0.870   522,000 362,360 N/A 0.830   2017/06/26 0.280   2017/02/22 2,496,000 1,128,500 -   - -   -
15994 SG Issuer - PetroChina European Put Warrants Dec 2017 B HKD 0.445   0.305   0.430   3,894,000 1,433,510 N/A 0.445   2017/06/30 0.275   2017/05/23 7,058,000 2,339,900 -   - -   -
14916 SG Issuer - PetroChina European Put Warrants Jul 2017 B HKD -   -   0.360   0 0 920,955 0.310   2017/01/04 0.086   2017/04/10 38,872,000 5,525,730 0.390   2016/12/12 0.231   2016/12/14
14396 SG Issuer - PetroChina European Warrants Jul 2017 A HKD 0.041   0.011   0.010   1,080,000 29,060 2,848,084 1.040   2017/01/18 0.011   2017/06/12 36,806,000 17,088,506 0.830   2016/12/14 0.375   2016/11/21
15319 SG Issuer - PetroChina European Warrants Jul 2017 C HKD -   -   0.011   0 0 844,158 0.300   2017/01/09 0.027   2017/04/11 27,972,000 5,064,950 0.220   2016/12/21 0.216   2016/12/21
16233 SG Issuer - PICC European Warrants Dec 2017 A HKD 0.163   0.147   0.149   3,000,000 463,000 N/A 0.210   2017/05/31 0.147   2017/06/26 3,002,000 463,415 -   - -   -
11112 SG Issuer - PICC European Warrants Oct 2017 A HKD 0.219   0.165   0.170   7,139,000 1,372,614 N/A 0.360   2017/03/20 0.149   2017/05/08 37,218,000 8,539,859 -   - -   -
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD -   -   0.010   0 0 14,947 0.029   2017/01/05 0.013   2017/03/23 5,020,000 89,680 0.117   2016/09/23 0.026   2016/12/29
24690 SG Issuer - PICC P&C European Warrants Aug 2017 B HKD 0.335   0.138   0.260   2,968,000 710,644 N/A 0.840   2017/01/26 0.138   2017/06/14 21,946,000 9,500,736 -   - -   -
14853 SG Issuer - PICC P&C European Warrants Aug 2018 A HKD 0.135   0.098   0.128   18,400,000 2,191,280 2,155,867 0.170   2017/01/10 0.088   2017/04/24 101,800,000 12,935,200 0.245   2016/12/07 0.156   2016/12/23
14021 SG Issuer - PICC P&C European Warrants Nov 2017 A HKD 1.140   0.930   1.110   30,000 30,000 N/A 1.190   2017/04/26 0.880   2017/04/25 2,124,000 2,443,380 -   - -   -
23090 SG Issuer - Ping An European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 N/A 0.243   2017/02/01 0.010   2017/05/10 77,460,000 3,101,700 -   - -   -
15728 SG Issuer - Ping An European Put Warrants Dec 2017 B HKD 0.115   0.057   0.068   36,015,000 3,362,655 N/A 0.221   2017/05/19 0.057   2017/06/27 114,910,000 12,933,170 -   - -   -
16215 SG Issuer - Ping An European Put Warrants Dec 2017 C HKD 0.305   0.163   0.199   151,965,000 32,363,580 N/A 0.305   2017/06/05 0.163   2017/06/27 164,685,000 35,521,270 -   - -   -
14656 SG Issuer - Ping An European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 713,767 0.370   2017/01/04 0.010   2017/05/09 73,160,000 4,282,600 0.435   2016/12/23 0.225   2016/11/29
12650 SG Issuer - Ping An European Put Warrants Oct 2017 B HKD 0.051   0.017   0.023   27,360,000 783,470 N/A 0.290   2017/04/12 0.017   2017/06/27 66,140,000 5,762,770 -   - -   -
15892 SG Issuer - Ping An European Warrants Aug 2017 B HKD 1.300   1.010   1.170   7,260,000 8,373,800 11,091,683 1.300   2017/06/27 0.244   2017/02/03 137,430,000 66,550,100 -   - -   -
26486 SG Issuer - Ping An European Warrants Aug 2017 D HKD 0.850   0.810   0.750   1,100,000 902,000 N/A 0.850   2017/06/12 0.113   2017/04/24 1,352,675,000 185,240,800 -   - -   -
27007 SG Issuer - Ping An European Warrants Dec 2017 A HKD 0.550   0.385   0.445   55,920,000 26,366,050 N/A 0.550   2017/06/27 0.108   2017/04/19 85,780,000 35,228,515 -   - -   -
16334 SG Issuer - Ping An European Warrants Dec 2017 D HKD 0.285   0.095   0.101   5,818,070,000 793,409,850 N/A 0.285   2017/06/09 0.095   2017/06/30 5,818,070,000 793,409,850 -   - -   -
16230 SG Issuer - Ping An European Warrants Jan 2018 A HKD 0.290   0.204   0.188   28,220,000 6,944,425 N/A 0.325   2017/05/31 0.204   2017/06/14 29,960,000 7,459,300 -   - -   -
27744 SG Issuer - Ping An European Warrants Jul 2017 A HKD 0.680   0.445   0.610   2,640,000 1,560,950 N/A 0.680   2017/06/27 0.046   2017/04/20 657,285,000 93,618,660 -   - -   -
13213 SG Issuer - Ping An European Warrants Jun 2017 B HKD -   -   0.010   0 0 59,508 0.033   2017/02/16 0.012   2017/03/16 14,430,000 357,045 0.189   2016/09/15 0.019   2016/12/23
14757 SG Issuer - Ping An European Warrants Jun 2017 D HKD -   -   0.510   0 0 178,347,627 0.580   2017/05/26 0.022   2017/04/20 10,019,680,000 1,070,085,760 0.243   2016/12/02 0.105   2016/12/30
27036 SG Issuer - Ping An European Warrants Nov 2017 B HKD 0.395   0.250   0.280   112,840,000 37,033,150 N/A 0.395   2017/06/12 0.064   2017/05/05 212,045,000 57,337,050 -   - -   -
14804 SG Issuer - Ping An European Warrants Nov 2017 C HKD 0.980   0.730   0.840   11,915,000 10,675,700 N/A 0.980   2017/06/26 0.345   2017/05/02 25,255,000 17,904,850 -   - -   -
27750 SG Issuer - Ping An European Warrants Oct 2017 A HKD 0.570   0.380   0.455   71,950,000 32,786,175 N/A 0.570   2017/06/09 0.085   2017/04/24 849,010,000 185,495,945 -   - -   -
15921 SG Issuer - Ping An European Warrants Oct 2017 C HKD 0.260   0.136   0.159   597,780,000 118,730,810 N/A 0.260   2017/06/09 0.136   2017/06/15 690,670,000 138,453,355 -   - -   -
16060 SG Issuer - PSBC European Warrants Dec 2017 A HKD 0.184   0.146   0.155   288,000 47,406 N/A 0.184   2017/06/13 0.146   2017/06/15 290,000 47,742 -   - -   -
16664 SG Issuer - Sands China European Put Warrants Jan 2018 A HKD 0.235   0.194   0.223   3,240,000 660,424 N/A 0.235   2017/06/28 0.194   2017/06/19 3,240,000 660,424 -   - -   -
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD 0.010   0.010   0.010   280,000 2,800 3,567,919 0.305   2017/01/03 0.010   2017/06/01 163,260,000 21,407,512 0.325   2016/12/16 0.163   2016/11/24
12216 SG Issuer - Sands China European Put Warrants Oct 2017 A HKD 0.137   0.052   0.072   59,084,000 4,346,520 N/A 0.221   2017/05/17 0.052   2017/06/20 61,500,000 4,827,124 -   - -   -
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD 0.025   0.010   0.011   21,148,000 365,888 755,571 0.135   2017/01/11 0.010   2017/06/05 78,668,000 4,533,428 0.315   2016/11/29 0.091   2016/12/29
15097 SG Issuer - Sands China European Warrants Dec 2017 A HKD 0.210   0.115   0.119   123,508,000 19,943,664 N/A 0.210   2017/06/20 0.110   2017/05/25 130,264,000 20,757,904 -   - -   -
15238 SG Issuer - Sands China European Warrants Jul 2017 B HKD 0.170   0.011   0.012   165,296,000 13,844,696 18,122,345 0.285   2017/01/10 0.011   2017/06/29 905,192,000 108,734,068 0.255   2016/12/30 0.203   2016/12/29
15446 SG Issuer - Sands China European Warrants Nov 2017 A HKD 0.325   0.183   0.198   107,176,000 24,601,144 N/A 0.325   2017/06/20 0.139   2017/05/18 187,528,000 38,730,332 -   - -   -
26504 SG Issuer - Sands China European Warrants Sep 2017 A HKD 0.188   0.076   0.079   187,960,000 24,523,584 N/A 0.260   2017/04/07 0.056   2017/05/18 619,216,000 96,554,356 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.236   0.134   0.220   14,755,000 2,670,945 1,985,546 0.236   2017/06/30 0.082   2017/03/10 73,265,000 11,913,275 0.244   2016/11/03 0.067   2016/12/23
16546 SG Issuer - Shenhua European Warrants Jan 2018 A HKD 0.205   0.129   0.188   19,050,000 3,390,265 N/A 0.205   2017/06/30 0.129   2017/06/21 19,050,000 3,390,265 -   - -   -
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.495   0.310   0.480   22,210,000 8,572,300 3,501,296 0.495   2017/06/30 0.145   2017/03/10 72,830,000 21,007,775 0.280   2016/10/11 0.128   2016/12/23
15697 SG Issuer - Shimao Ppt Eu Wt Jul 2018 A HKD 0.395   0.315   0.315   2,520,000 844,050 745,506 0.395   2017/06/07 0.232   2017/05/04 16,020,000 4,473,035 0.242   2016/12/29 0.241   2016/12/29
15394 SG Issuer - SHK P European Warrants Aug 2017 A HKD 1.860   0.930   0.970   10,610,000 17,854,400 4,511,117 1.860   2017/06/06 0.770   2017/01/24 18,180,000 27,066,700 0.570   2016/12/22 0.550   2016/12/22
14211 SG Issuer - SHK P European Warrants Jun 2017 A HKD -   -   0.510   0 0 2,311,192 1.010   2017/04/13 0.340   2017/01/04 19,470,000 13,867,150 0.550   2016/12/12 0.260   2016/12/19
28995 SG Issuer - SHK P European Warrants Nov 2017 A HKD 0.670   0.249   0.270   14,540,000 7,348,500 N/A 0.680   2017/04/13 0.249   2017/06/29 26,410,000 13,258,400 -   - -   -
26906 SG Issuer - SHK P European Warrants Sep 2017 A HKD 0.830   0.310   0.315   9,780,000 6,449,200 N/A 0.910   2017/04/13 0.310   2017/06/29 36,920,000 25,534,450 -   - -   -
14212 SG Issuer - SHKP European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 560,530 0.365   2017/01/03 0.010   2017/04/27 67,430,000 3,363,180 0.460   2016/11/14 0.260   2016/12/12
29869 SG Issuer - SMIC European Warrants Aug 2017 A HKD 0.075   0.015   0.058   74,795,000 3,722,745 N/A 0.211   2017/03/13 0.015   2017/06/12 147,195,000 10,497,660 -   - -   -
15624 SG Issuer - SMIC European Warrants Mar 2018 A HKD 0.152   0.084   0.150   8,340,000 1,048,550 N/A 0.152   2017/06/16 0.084   2017/06/12 11,710,000 1,449,580 -   - -   -
23999 SG Issuer - SMIC European Warrants Nov 2017 A HKD 0.042   0.016   0.041   8,065,000 246,375 N/A 0.220   2017/02/10 0.016   2017/06/13 34,000,000 3,529,755 -   - -   -
15701 SG Issuer - Stanchart European Warrants Aug 2017 A HKD 1.330   0.940   1.310   1,521,500 1,832,095 2,060,655 1.610   2017/02/10 0.680   2017/04/24 10,875,000 12,363,930 -   - -   -
25872 SG Issuer - Stanchart European Warrants Aug 2017 B HKD 0.187   0.045   0.098   27,469,000 3,108,622 N/A 0.680   2017/02/06 0.045   2017/06/27 74,216,000 12,009,508 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.270   0.222   0.265   12,240,000 2,959,335 2,241,783 0.290   2017/02/06 0.189   2017/01/12 58,575,000 13,450,695 0.229   2016/07/28 0.152   2016/11/09
16032 SG Issuer - Stanchart European Warrants Dec 2017 B HKD 0.620   0.370   0.540   2,860,500 1,359,930 N/A 0.620   2017/06/12 0.370   2017/06/27 8,420,500 4,024,883 -   - -   -
24006 SG Issuer - Stanchart European Warrants Jul 2017 A HKD 0.167   0.020   0.022   1,400,000 120,516 N/A 0.810   2017/02/06 0.020   2017/06/29 135,655,000 49,676,363 -   - -   -
14761 SG Issuer - Stanchart European Warrants Jun 2017 A HKD -   -   0.385   0 0 1,425,170 1.170   2017/02/10 0.205   2017/04/24 17,630,000 8,551,018 0.490   2016/12/02 0.485   2016/12/02
11322 SG Issuer - Stanchart European Warrants Oct 2017 A HKD 0.700   0.470   0.660   10,391,000 6,421,550 N/A 0.730   2017/05/16 0.385   2017/04/24 98,891,000 52,832,893 -   - -   -
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.017   0.012   0.013   11,830,000 164,590 159,312 0.154   2017/01/05 0.011   2017/05/23 49,250,000 955,870 0.198   2016/11/15 0.176   2016/11/17
15838 SG Issuer - Tencent European Put Warrants Apr 2018 C HKD 0.116   0.058   0.073   44,260,000 3,739,950 N/A 0.126   2017/05/19 0.058   2017/06/27 64,510,000 5,616,140 -   - -   -
15611 SG Issuer - Tencent European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 6,030,303 0.143   2017/01/06 0.010   2017/05/02 330,680,000 36,181,820 -   - -   -
14889 SG Issuer - Tencent European Put Warrants Dec 2017 C HKD 0.092   0.036   0.047   199,440,000 11,922,030 N/A 0.211   2017/05/04 0.036   2017/06/27 2,840,630,000 199,110,620 -   - -   -
15924 SG Issuer - Tencent European Put Warrants Dec 2017 D HKD 0.188   0.068   0.089   122,420,000 15,338,230 N/A 0.191   2017/05/24 0.068   2017/06/27 152,090,000 20,409,410 -   - -   -
16717 SG Issuer - Tencent European Put Warrants Dec 2017 H HKD 0.179   0.108   0.137   34,820,000 4,504,680 N/A 0.179   2017/06/16 0.108   2017/06/27 34,820,000 4,504,680 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD -   -   0.010   4,200,000 42,000 1,946,982 0.255   2017/01/04 0.010   2017/05/11 291,810,000 11,681,890 0.280   2016/12/29 0.169   2016/10/27
14657 SG Issuer - Tencent European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 1,197,885 0.390   2017/01/03 0.010   2017/03/23 100,653,000 7,187,309 0.630   2016/12/23 0.390   2016/12/30
23114 SG Issuer - Tencent European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.620   2017/01/24 0.010   2017/05/10 51,598,000 3,660,808 -   - -   -
16718 SG Issuer - Tencent European Put Warrants Mar 2018 D HKD 0.145   0.109   0.116   1,480,000 175,350 N/A 0.145   2017/06/16 0.109   2017/06/22 1,480,000 175,350 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD -   -   0.010   0 0 253,575 0.041   2017/01/03 0.010   2017/04/24 72,590,000 1,521,450 0.191   2016/05/06 0.034   2016/09/06
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD -   -   0.010   0 0 781,447 0.206   2017/01/04 0.012   2017/05/12 64,870,000 4,688,680 0.246   2016/12/23 0.198   2016/11/16
14316 SG Issuer - Tencent European Put Warrants Nov 2017 D HKD 0.037   0.010   0.013   176,420,000 3,630,390 N/A 0.128   2017/04/24 0.010   2017/06/27 5,001,780,000 432,454,850 -   - -   -
15630 SG Issuer - Tencent European Put Warrants Nov 2017 E HKD 0.080   0.027   0.035   137,700,000 6,330,470 N/A 0.105   2017/05/16 0.027   2017/06/27 195,900,000 9,824,290 -   - -   -
28618 SG Issuer - Tencent European Put Warrants Oct 2017 E HKD 0.015   0.010   0.010   10,220,000 119,760 N/A 0.249   2017/03/03 0.010   2017/06/15 1,226,630,000 109,142,550 -   - -   -
15732 SG Issuer - Tencent European Warrants Apr 2018 B HKD 0.285   0.218   0.243   72,860,000 17,428,790 N/A 0.315   2017/05/23 0.218   2017/06/15 78,040,000 18,835,280 -   - -   -
16183 SG Issuer - Tencent European Warrants Apr 2018 D HKD 0.228   0.131   0.133   58,510,000 9,720,470 N/A 0.239   2017/05/31 0.131   2017/06/30 70,430,000 12,460,990 -   - -   -
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 0.970   0.830   0.930   1,110,000 989,600 3,176,785 0.970   2017/06/28 0.171   2017/01/04 53,710,000 19,060,710 0.430   2016/09/23 0.135   2016/12/23
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.640   0.470   0.620   3,000,000 1,677,300 243,555,002 0.640   2017/06/22 0.074   2017/01/04 14,180,370,000 1,461,330,010 0.247   2016/09/23 0.050   2016/12/23
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.305   0.205   0.265   102,580,000 25,989,080 56,264,548 0.305   2017/06/27 0.078   2017/02/13 1,519,380,000 337,587,290 0.162   2016/10/20 0.051   2016/12/23
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.550   0.415   0.480   10,090,000 4,573,050 3,818,867 0.550   2017/06/27 0.099   2017/03/03 107,240,000 22,913,200 0.260   2016/09/23 0.070   2016/12/23
14957 SG Issuer - Tencent European Warrants Dec 2017 B HKD 0.770   0.610   0.740   1,060,000 729,000 840,667 0.770   2017/06/28 0.158   2017/01/04 16,450,000 5,044,000 0.166   2016/12/30 0.122   2016/12/23
16034 SG Issuer - Tencent European Warrants Dec 2017 E HKD 0.310   0.228   0.260   10,880,000 2,947,850 N/A 0.330   2017/05/26 0.228   2017/06/13 13,080,000 3,631,350 -   - -   -
16231 SG Issuer - Tencent European Warrants Dec 2017 F HKD 0.177   0.110   0.120   8,423,900,000 1,143,615,790 N/A 0.207   2017/05/31 0.110   2017/06/12 8,424,660,000 1,143,765,910 -   - -   -
16438 SG Issuer - Tencent European Warrants Dec 2017 G HKD 0.206   0.151   0.157   6,520,200,000 1,114,447,960 N/A 0.206   2017/06/27 0.151   2017/06/30 6,520,200,000 1,114,447,960 -   - -   -
15729 SG Issuer - Tencent European Warrants Feb 2018 A HKD 0.325   0.241   0.275   5,840,000 1,575,800 N/A 0.325   2017/06/27 0.241   2017/06/12 9,950,000 2,734,450 -   - -   -
16308 SG Issuer - Tencent European Warrants Feb 2018 B HKD 0.203   0.145   0.156   8,486,000,000 1,432,983,730 N/A 0.203   2017/06/09 0.145   2017/06/12 8,486,000,000 1,432,983,730 -   - -   -
16773 SG Issuer - Tencent European Warrants Feb 2018 C HKD 0.193   0.121   0.125   1,882,760,000 273,879,870 N/A 0.193   2017/06/20 0.121   2017/06/30 1,882,760,000 273,879,870 -   - -   -
16074 SG Issuer - Tencent European Warrants Jan 2018 A HKD 0.217   0.144   0.163   53,520,000 9,740,170 N/A 0.217   2017/06/01 0.144   2017/06/12 53,520,000 9,740,170 -   - -   -
16271 SG Issuer - Tencent European Warrants Jan 2019 A HKD 0.240   0.143   0.146   47,370,000 8,788,800 N/A 0.240   2017/06/09 0.143   2017/06/30 47,370,000 8,788,800 -   - -   -
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD 0.790   0.650   0.780   14,960,000 10,825,200 252,328,550 0.790   2017/06/29 0.097   2017/01/03 12,039,180,000 1,513,971,300 0.305   2016/09/23 0.071   2016/12/20
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD 0.570   0.420   0.550   870,000 439,400 6,922,507 0.570   2017/06/29 0.035   2017/01/24 372,270,000 41,535,040 0.222   2016/09/23 0.026   2016/12/19
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD 0.890   0.760   0.880   160,000 132,400 43,617,085 0.890   2017/06/28 0.125   2017/01/04 1,919,430,000 261,702,510 0.175   2016/12/05 0.090   2016/12/23
28837 SG Issuer - Tencent European Warrants Jul 2017 G HKD 1.730   0.590   1.210   4,581,000 4,756,430 N/A 1.730   2017/06/27 0.139   2017/03/10 192,685,000 55,559,591 -   - -   -
12280 SG Issuer - Tencent European Warrants Jul 2017 H HKD 4.880   2.800   4.520   1,778,000 6,925,730 N/A 4.880   2017/06/27 0.610   2017/04/11 75,495,000 104,285,990 -   - -   -
27218 SG Issuer - Tencent European Warrants Jun 2017 A HKD -   -   0.980   0 0 2,002,595 0.880   2017/05/19 0.182   2017/01/04 40,090,000 12,015,570 0.430   2016/09/08 0.117   2016/05/19
26619 SG Issuer - Tencent European Warrants Jun 2017 D HKD -   -   2.480   0 0 N/A 2.960   2017/05/23 0.118   2017/03/10 472,516,000 163,159,057 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.740   0.540   0.680   19,710,000 12,909,900 8,972,702 0.740   2017/06/27 0.165   2017/01/04 133,830,000 53,836,210 0.345   2016/09/26 0.127   2016/12/23
29118 SG Issuer - Tencent European Warrants Mar 2018 B HKD 0.495   0.340   0.435   7,630,000 3,256,200 N/A 0.495   2017/06/27 0.124   2017/03/02 161,630,000 35,374,000 -   - -   -
15645 SG Issuer - Tencent European Warrants Mar 2018 C HKD 0.365   0.250   0.315   8,570,000 2,682,150 N/A 0.365   2017/06/27 0.220   2017/05/18 656,770,000 161,924,110 -   - -   -
15315 SG Issuer - Tencent European Warrants May 2018 A HKD 0.340   0.238   0.295   8,790,000 2,595,800 N/A 0.340   2017/06/27 0.233   2017/05/18 12,410,000 3,638,580 -   - -   -
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.355   0.203   0.300   56,790,000 15,586,100 91,707,272 0.355   2017/06/27 0.055   2017/01/24 4,094,000,000 550,243,630 0.165   2016/10/11 0.042   2016/12/23
15643 SG Issuer - Tencent European Warrants Nov 2017 F HKD 1.400   0.830   1.000   26,910,000 30,202,680 N/A 1.400   2017/06/20 0.830   2017/06/01 34,645,000 39,459,330 -   - -   -
16182 SG Issuer - Tencent European Warrants Nov 2017 G HKD 0.740   0.410   0.420   18,038,000 9,960,390 N/A 0.740   2017/06/20 0.410   2017/06/30 31,794,000 18,810,580 -   - -   -
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 0.960   0.790   0.880   630,000 532,400 790,658 0.960   2017/06/27 0.187   2017/01/03 12,330,000 4,743,950 0.425   2016/09/23 0.149   2016/12/22
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 0.910   0.740   0.830   1,670,000 1,328,100 5,150,237 0.910   2017/06/27 0.162   2017/01/04 109,080,000 30,901,420 0.380   2016/09/29 0.127   2016/12/23
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.600   0.410   0.550   3,180,000 1,572,450 477,372,602 0.600   2017/06/27 0.096   2017/01/23 22,210,460,000 2,864,235,610 0.275   2016/09/23 0.072   2016/12/28
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.380   0.211   0.310   55,200,000 16,304,270 461,568,058 0.380   2017/06/27 0.054   2017/01/23 29,082,860,000 2,769,408,350 0.163   2016/10/20 0.038   2016/12/16
12217 SG Issuer - Tencent European Warrants Oct 2017 F HKD 0.470   0.350   0.415   540,000 228,350 N/A 0.470   2017/06/28 0.108   2017/04/12 6,050,470,000 745,036,330 -   - -   -
15923 SG Issuer - Tencent European Warrants Oct 2017 G HKD 0.750   0.405   0.440   260,314,000 131,254,090 N/A 0.840   2017/05/22 0.405   2017/06/30 494,048,000 282,917,460 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD 0.800   0.640   0.720   1,320,000 921,200 4,903,722 0.800   2017/06/27 0.120   2017/01/04 146,210,000 29,422,330 0.152   2016/12/02 0.099   2016/12/21
12655 SG Issuer - Tencent European Warrants Sep 2017 B HKD 0.540   0.420   0.495   800,000 379,000 N/A 0.540   2017/06/26 0.129   2017/04/11 132,880,000 28,808,650 -   - -   -
14299 SG Issuer - Tencent European Warrants Sep 2017 C HKD 1.190   0.590   0.810   105,563,000 91,558,070 N/A 1.290   2017/05/23 0.370   2017/05/09 2,655,168,000 2,028,847,930 -   - -   -
16075 SG Issuer - Tencent European Warrants Sep 2018 A HKD 0.227   0.157   0.160   8,070,000 1,424,870 N/A 0.270   2017/05/25 0.157   2017/06/30 8,370,000 1,505,120 -   - -   -
11939 SG Issuer - Tracker Fund European Put Warrants Jun 2017 A HKD -   -   0.010   0 0 103,828 0.099   2017/01/03 0.010   2017/03/02 32,805,000 622,970 0.247   2016/08/05 0.077   2016/12/08
23486 SG Issuer - Tracker Fund European Warrants Apr 2018 A HKD -   -   0.330   0 0 N/A 0.244   2017/02/01 0.185   2017/02/08 20,370,000 4,719,730 -   - -   -
13944 SG Issuer - Tracker Fund European Warrants Aug 2018 A HKD 0.174   0.174   0.181   400,000 69,600 N/A 0.174   2017/06/23 0.132   2017/04/20 5,520,000 782,420 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.335   0.300   0.325   450,000 141,675 1,266,912 0.335   2017/06/29 0.130   2017/01/03 39,215,000 7,601,470 0.248   2016/09/22 0.108   2016/12/23
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.500   0 0 20,183 0.420   2017/05/15 0.275   2017/02/13 380,000 121,100 0.260   2016/07/26 0.122   2016/06/24
15707 SG Issuer - Tracker Fund European Warrants Mar 2018 A HKD 0.430   0.430   0.415   5,000 2,150 57,158 0.430   2017/06/29 0.215   2017/01/16 1,355,000 342,950 0.248   2016/12/29 0.247   2016/12/29
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD 0.560   0.375   0.540   3,670,000 1,660,400 664,425 0.560   2017/06/29 0.375   2017/06/15 8,750,000 3,986,550 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD 0.280   0.139   0.249   34,230,000 6,564,020 1,434,777 0.435   2017/03/21 0.139   2017/06/15 42,140,000 8,608,660 0.232   2016/05/27 0.175   2016/06/24
15996 SG Issuer - Wharf European Warrants Dec 2017 A HKD 0.610   0.270   0.255   3,230,000 1,108,950 N/A 0.610   2017/06/06 0.270   2017/06/29 3,230,000 1,108,950 -   - -   -
15321 SG Issuer - Wharf European Warrants Jul 2017 A HKD 1.130   0.560   0.570   1,130,000 1,035,700 5,042,183 1.130   2017/06/06 0.290   2017/01/03 44,810,000 30,253,100 0.250   2016/12/21 0.200   2016/12/28
15456 SG Issuer - Wynn European Warrants Jan 2018 A HKD 0.410   0.320   0.330   6,080,000 2,058,220 N/A 0.410   2017/06/20 0.248   2017/05/12 7,328,000 2,425,992 -   - -   -
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.185   0.123   0.142   14,208,000 2,270,672 1,305,881 0.185   2017/06/13 0.076   2017/01/13 56,720,000 7,835,284 0.172   2016/12/01 0.068   2016/12/28
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.650   0.520   0.620   5,336,000 3,090,400 2,894,020 0.650   2017/06/14 0.230   2017/01/17 38,288,000 17,364,120 0.410   2016/09/15 0.188   2016/11/09
15104 SG Issuer - Yanzhou Coal Eu Wt Dec 2017 A HKD 0.485   0.350   0.460   6,838,000 2,748,720 N/A 0.485   2017/06/14 0.260   2017/05/31 7,092,000 2,848,090 -   - -   -
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.126   0.061   0.122   116,500,000 10,731,480 3,371,103 0.179   2017/04/11 0.061   2017/06/12 212,000,000 20,226,620 0.139   2016/10/19 0.072   2016/12/23
15551 SG Issuer - Zijin Mining European Warrants Aug 2017 A HKD 0.183   0.084   0.086   14,114,000 2,339,824 4,230,591 0.620   2017/04/07 0.084   2017/06/30 68,412,000 25,383,544 0.345   2016/12/30 0.275   2016/12/28
15202 SG Issuer - Zijin Mining European Warrants Dec 2017 A HKD 0.215   0.197   0.177   160,000 32,960 N/A 0.265   2017/05/18 0.197   2017/06/19 520,000 125,374 -   - -   -
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD 0.010   0.010   0.011   140,000 1,400 1,558,549 0.280   2017/03/20 0.010   2017/06/07 59,320,000 9,351,292 0.255   2016/11/29 0.123   2016/12/28
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.560   0.238   0.510   15,670,000 5,777,820 9,598,856 0.560   2017/06/27 0.114   2017/03/10 299,222,000 57,593,136 0.260   2016/11/23 0.174   2016/12/28
14960 SG Issuer - ZTE European Warrants Dec 2017 A HKD 0.420   0.225   0.375   55,714,000 17,010,610 4,512,343 0.420   2017/06/27 0.145   2017/03/10 99,886,000 27,074,058 0.238   2016/12/30 0.175   2016/12/23
15105 SG Issuer - ZTE European Warrants Feb 2018 A HKD 0.415   0.231   0.380   16,700,000 5,284,450 N/A 0.415   2017/06/26 0.185   2017/05/08 17,900,000 5,546,450 -   - -   -
16719 SG Issuer - ZTE European Warrants Jan 2018 A HKD 0.310   0.227   0.270   13,920,000 3,871,110 N/A 0.310   2017/06/26 0.227   2017/06/16 13,920,000 3,871,110 -   - -   -
11064 SG Issuer - ZTE European Warrants Sep 2017 A HKD 0.670   0.440   0.660   3,058,000 1,550,910 N/A 0.670   2017/06/26 0.290   2017/04/13 19,432,000 7,946,770 -   - -   -
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD 1.130   0.770   0.790   19,900,000 17,751,600 11,231,680 1.130   2017/06/07 0.020   2017/02/07 575,130,000 67,390,080 0.102   2016/08/25 0.022   2016/12/23
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.024   0.012   0.012   7,020,000 146,240 218,860 0.033   2017/02/22 0.012   2017/06/30 53,080,000 1,313,160 0.053   2016/07/29 0.014   2016/12/23
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.116   0.101   0.106   1,340,000 145,260 431,000 0.135   2017/02/22 0.088   2017/02/01 26,500,000 2,586,000 0.122   2016/01/04 0.055   2016/05/16
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.093   0.062   0.077   16,110,000 1,233,085 648,086 0.097   2017/02/09 0.054   2017/05/24 51,000,000 3,888,515 0.196   2016/09/07 0.070   2016/12/28
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.043   0.020   0.029   22,350,000 737,250 428,158 0.054   2017/02/09 0.019   2017/05/25 66,550,000 2,568,950 0.191   2016/01/05 0.037   2016/12/28
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.104   0.049   0.076   198,500,000 15,421,250 5,732,750 0.104   2017/06/14 0.046   2017/05/19 483,650,000 34,396,500 0.200   2016/09/07 0.061   2016/12/23
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.120   0.092   0.103   15,400,000 1,668,610 2,936,908 0.195   2017/02/17 0.084   2017/05/08 121,240,000 17,621,445 0.280   2016/04/14 0.129   2016/12/23
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD -   -   0.010   0 0 65,697 0.032   2017/02/17 0.011   2017/03/24 20,280,000 394,180 0.196   2016/04/14 0.028   2016/12/21
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.019   0.011   0.012   80,200,000 1,089,100 434,475 0.050   2017/03/21 0.011   2017/06/29 144,050,000 2,606,850 0.124   2016/01/04 0.029   2016/12/19
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.049   2016/02/02 0.013   2016/11/09
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD 0.073   0.042   0.038   3,250,000 156,620 51,830 0.083   2017/02/13 0.042   2017/06/28 5,850,000 310,979 0.255   2016/01/04 0.076   2016/10/13
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.166   0.113   0.113   12,760,000 1,917,090 1,540,033 0.166   2017/06/07 0.066   2017/04/19 79,040,000 9,240,200 0.340   2016/01/04 0.103   2016/12/29
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD 0.280   0.280   0.250   150,000 42,000 774,417 0.300   2017/05/25 0.156   2017/02/08 23,100,000 4,646,500 0.330   2016/03/31 0.115   2016/07/06
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.115   0.094   0.089   935,000 98,810 270,293 0.125   2017/05/24 0.068   2017/01/03 16,900,000 1,621,760 0.211   2016/01/05 0.057   2016/07/06
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD 0.019   0.013   0.015   12,800,000 219,850 50,067 0.019   2017/06/21 0.010   2017/04/11 18,950,000 300,400 0.043   2016/08/31 0.027   2016/03/04
26578 SGA Societe Generale Acceptance N.V. - CMB Eu Wts Jun 2017 A HKD -   -   0.900   0 0 580,767 0.660   2017/03/16 0.430   2017/02/08 6,080,000 3,484,600 0.450   2016/08/16 0.219   2016/06/17
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.077   0.072   0.076   2,180,000 161,870 649,850 0.220   2017/01/19 0.072   2017/06/27 29,050,000 3,899,100 0.265   2016/12/14 0.075   2016/01/21
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.181   0.157   0.163   9,910,000 1,643,170 1,281,190 0.325   2017/01/06 0.157   2017/06/27 37,300,000 7,687,140 0.370   2016/10/24 0.161   2016/02/03
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD -   -   0.010   0 0 886,682 0.058   2017/01/09 0.010   2017/04/07 185,640,000 5,320,090 0.121   2016/04/21 0.024   2016/01/21
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.027   0.011   0.011   47,480,000 853,310 941,298 0.113   2017/03/23 0.011   2017/06/30 142,580,000 5,647,790 0.126   2016/04/18 0.049   2016/09/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.084   0.052   0.053   15,040,000 869,860 1,200,762 0.177   2017/03/21 0.052   2017/06/30 61,800,000 7,204,570 0.180   2016/04/14 0.065   2016/01/21
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.099   0.084   0.085   5,880,000 550,460 354,824 0.162   2017/02/10 0.084   2017/06/30 17,640,000 2,128,944 0.370   2016/04/13 0.170   2016/12/12
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD -   -   0.010   0 0 633 0.010   2017/02/15 0.010   2017/02/15 380,000 3,800 0.095   2016/01/08 0.011   2016/12/12
11588 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jun 2017 A HKD -   -   0.010   0 0 118,032 0.023   2017/02/16 0.010   2017/05/09 48,880,000 708,190 0.141   2016/01/08 0.010   2016/12/28
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.122   0.051   0.070   301,630,000 25,078,090 146,371,855 0.173   2017/02/16 0.041   2017/05/08 11,017,460,000 878,231,130 0.310   2016/09/09 0.086   2016/12/28
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.011   0.010   0.010   6,620,000 72,520 573,907 0.057   2017/04/10 0.010   2017/06/01 139,520,000 3,443,440 0.097   2016/04/28 0.011   2016/11/14
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD -   -   0.010   0 0 30,667 0.017   2017/01/16 0.010   2017/02/17 13,000,000 184,000 0.164   2016/01/04 0.013   2016/12/30
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD 0.010   0.010   0.010   20,000 200 52,420 0.028   2017/01/23 0.010   2017/06/23 29,420,000 314,520 0.015   2016/01/25 0.010   2016/12/16
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.171   0.098   0.150   14,820,000 2,033,660 1,019,082 0.171   2017/06/20 0.061   2017/03/15 56,060,000 6,114,490 0.124   2016/03/30 0.057   2016/08/03
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.168   0.107   0.136   13,900,000 1,871,420 5,177,125 0.290   2017/03/27 0.094   2017/01/04 168,230,000 31,062,750 0.300   2016/04/13 0.078   2016/12/23
27068 SGA Societe Generale Acceptance N.V. -CLife Eu Wt Jun 2017 A HKD -   -   0.295   0 0 6,107,888 0.325   2017/03/21 0.071   2017/05/05 263,100,000 36,647,330 0.225   2016/04/01 0.048   2016/06/28
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.061   0.051   0.052   15,690,000 850,910 819,220 0.081   2017/03/09 0.049   2017/05/22 81,130,000 4,915,320 0.315   2016/01/21 0.053   2016/12/14
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD 0.400   0.330   0.400   1,524,000 516,660 1,739,169 0.440   2017/05/02 0.172   2017/02/22 32,400,000 10,435,012 0.475   2016/11/29 0.116   2016/07/06
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.133   0.082   0.102   8,205,000 837,400 1,042,633 0.133   2017/06/26 0.015   2017/04/20 128,490,000 6,255,795 0.105   2016/01/04 0.021   2016/12/23
21960 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Jun 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.036   2016/01/04 0.010   2016/08/16
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD 0.010   0.010   0.010   200,000 2,000 333 0.010   2017/06/08 0.010   2017/06/08 200,000 2,000 0.027   2016/01/04 0.010   2016/06/07
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD 0.010   0.010   0.010   200,000 2,000 333 0.010   2017/06/12 0.010   2017/06/12 200,000 2,000 0.033   2016/01/04 0.011   2016/02/11
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD 1.140   1.000   1.140   270,000 288,000 1,146,467 1.140   2017/06/28 0.270   2017/01/03 14,310,000 6,878,800 0.540   2016/09/23 0.114   2016/02/12
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.415   0.395   0.440   390,000 157,500 335,912 0.415   2017/06/22 0.305   2017/04/27 5,865,000 2,015,470 0.335   2016/12/08 0.180   2016/02/29
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.270   0.235   0.280   6,460,000 1,656,665 1,108,036 0.270   2017/06/12 0.147   2017/05/08 33,583,000 6,648,215 0.206   2016/12/01 0.110   2016/06/24
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.013   2016/01/07 0.013   2016/01/07
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.124   0.090   0.124   26,745,000 2,875,312 1,156,243 0.124   2017/06/30 0.062   2017/05/05 73,074,000 6,937,455 0.153   2016/01/05 0.066   2016/08/08
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.013   0.010   0.010   1,194,000 12,030 173,587 0.051   2017/01/03 0.010   2017/06/30 38,557,000 1,041,522 0.235   2016/02/12 0.033   2016/11/30
22684 SGA Societe Generale Acceptance N.V.-CGN Power Eu Wts Jun17A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.068   2016/01/06 0.012   2016/09/21
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.237   0.168   0.201   50,620,000 10,236,840 10,468,803 0.237   2017/06/23 0.066   2017/03/06 530,700,000 62,812,820 0.189   2016/04/06 0.052   2016/11/14
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.088   0.050   0.063   33,900,000 2,298,400 640,663 0.088   2017/06/23 0.031   2017/05/22 64,340,000 3,843,980 0.114   2016/03/17 0.032   2016/11/24
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.079   0.022   0.019   17,460,000 1,032,880 339,979 0.096   2017/03/21 0.022   2017/06/29 35,380,000 2,039,875 0.225   2016/03/16 0.066   2016/11/25
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.121   0.081   0.119   17,850,000 1,869,645 1,257,255 0.165   2017/02/06 0.070   2017/04/21 70,925,000 7,543,530 0.131   2016/01/04 0.029   2016/02/25
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.455   0.410   0.465   1,150,000 489,750 925,147 0.455   2017/06/26 0.295   2017/01/16 16,922,000 5,550,880 0.405   2016/01/04 0.270   2016/06/28
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.365   0.300   0.365   396,000 131,420 181,507 0.365   2017/06/29 0.185   2017/05/08 4,708,000 1,089,040 0.260   2016/11/29 0.170   2016/06/28
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.165   0.130   0.166   10,960,000 1,525,482 1,666,656 0.165   2017/06/30 0.083   2017/05/09 85,046,000 9,999,936 0.226   2016/01/08 0.093   2016/11/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD -   -   0.011   0 0 84,536 0.053   2017/02/16 0.011   2017/04/21 19,300,000 507,215 0.073   2016/10/06 0.028   2016/12/23
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD -   -   0.010   0 0 96,203 0.018   2017/02/15 0.010   2017/04/07 42,900,000 577,220 0.043   2016/10/24 0.010   2016/12/28
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.275   0.275   0.370   120,000 33,000 275,677 0.420   2017/04/12 0.218   2017/01/03 5,332,000 1,654,060 0.310   2016/11/11 0.076   2016/02/03
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.130   0.069   0.125   34,214,000 3,458,224 1,228,134 0.176   2017/04/12 0.069   2017/06/01 68,458,000 7,368,802 0.145   2016/10/24 0.035   2016/02/03
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD 0.440   0.420   0.440   400,000 171,800 2,375,040 0.440   2017/06/27 0.290   2017/02/01 44,141,000 14,250,240 0.375   2016/01/04 0.213   2016/01/28
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.149   0 0 5,517 0.111   2017/01/04 0.110   2017/01/04 300,000 33,100 0.141   2016/03/02 0.128   2016/02/29
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD -   -   0.010   0 0 42 0.050   2017/02/08 0.050   2017/02/08 5,000 250 0.110   2016/07/18 0.031   2016/12/05
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD 0.078   0.077   0.078   445,000 34,465 5,744 0.078   2017/06/26 0.077   2017/06/26 445,000 34,465 0.154   2016/03/29 0.095   2016/12/05
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD -   -   0.010   0 0 3,933 0.010   2017/03/21 0.010   2017/03/21 2,360,000 23,600 0.049   2016/01/08 0.020   2016/10/11
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.010   0 0 1,075 0.015   2017/03/21 0.015   2017/03/21 430,000 6,450 0.028   2016/03/04 0.013   2016/03/08
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.048   0 0 0 -   - -   - 0 0 0.120   2016/04/01 0.120   2016/04/01
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD -   -   0.044   0 0 2,333 0.035   2017/04/28 0.035   2017/04/28 400,000 14,000 0.206   2016/01/12 0.084   2016/11/09
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD 0.470   0.465   0.480   35,000 16,400 76,567 0.530   2017/05/25 0.410   2017/03/20 1,035,000 459,400 0.420   2016/11/04 0.246   2016/07/06
23059 Standard Chartered Bank - CKH European Warrants Jun 2017 A HKD -   -   0.010   0 0 59 0.025   2017/03/02 0.021   2017/03/14 15,000 355 0.055   2016/03/23 0.010   2016/11/07
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.019   0.013   0.020   370,000 6,190 3,087 0.019   2017/06/26 0.010   2017/05/22 1,340,000 18,520 0.049   2016/03/17 0.018   2016/11/11
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.030   0 0 0 -   - -   - 0 0 -   - -   -
24525 Standard Chartered Bank - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 1,303 0.028   2017/01/26 0.010   2017/03/24 680,000 7,820 0.101   2016/10/20 0.030   2016/01/19
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.039   0 0 3,433 0.100   2017/02/23 0.100   2017/02/23 206,000 20,600 -   - -   -
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD -   -   0.420   0 0 683 0.410   2017/05/15 0.410   2017/05/15 10,000 4,100 0.375   2016/03/09 0.375   2016/03/09
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD -   -   0.010   0 0 17 0.010   2017/05/02 0.010   2017/05/02 10,000 100 0.011   2016/05/11 0.010   2016/05/11
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD 0.045   0.045   0.047   170,000 7,650 1,275 0.045   2017/06/09 0.045   2017/06/09 170,000 7,650 0.118   2016/01/18 0.085   2016/07/14
17591 Standard Chartered Bank - HKEX European Warrants Jun 2017 A HKD 0.010   0.010   0.010   120,000 1,200 1,117 0.015   2017/01/06 0.010   2017/06/05 520,000 6,700 0.095   2016/01/04 0.014   2016/11/11
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD -   -   0.018   0 0 68,867 0.072   2017/04/07 0.010   2017/03/13 17,040,000 413,200 0.084   2016/03/30 0.037   2016/01/20
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD 0.160   0.160   0.144   1,795,000 287,200 52,657 0.160   2017/06/26 0.045   2017/04/26 2,275,000 315,940 0.133   2016/01/05 0.067   2016/02/04
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD 0.035   0.032   0.040   1,340,000 43,000 91,180 0.146   2017/01/18 0.032   2017/06/15 8,450,000 547,080 0.365   2016/01/27 0.166   2016/07/28
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD 0.415   0.415   0.360   30,000 12,450 11,925 0.415   2017/06/14 0.300   2017/02/16 200,000 71,550 0.390   2016/09/08 0.117   2016/02/03
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.235   0.232   0.320   80,000 18,680 107,725 0.315   2017/03/20 0.232   2017/06/02 2,126,000 646,350 0.280   2016/10/20 0.088   2016/01/21
14068 UBS AG - A50 China European Warrants Aug 2017 A HKD 0.325   0.205   0.275   219,726,400 59,465,253 N/A 0.325   2017/06/12 0.100   2017/05/09 225,686,000 60,322,916 -   - -   -
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.470   0 0 0 -   - -   - 0 0 0.320   2016/10/05 0.270   2016/01/11
15351 UBS AG - A50 China European Warrants Dec 2017 A HKD -   -   0.290   0 0 284,365 0.200   2017/01/26 0.160   2017/01/03 9,640,000 1,706,188 0.166   2016/12/22 0.153   2016/12/29
16376 UBS AG - A50 China European Warrants Dec 2017 B HKD 0.355   0.265   0.335   1,834,800 576,724 N/A 0.355   2017/06/12 0.265   2017/06/21 1,834,800 576,724 -   - -   -
16449 UBS AG - A50 China European Warrants Dec 2017 C HKD 0.710   0.510   0.700   1,050,000 612,750 N/A 0.710   2017/06/29 0.510   2017/06/19 1,050,000 612,750 -   - -   -
21331 UBS AG - A50 China European Warrants Jun 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 -   - -   -
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.119   0.092   0.114   2,728,035,000 287,891,319 74,105,067 0.119   2017/06/29 0.066   2017/05/09 4,404,312,000 444,630,399 0.157   2016/01/06 0.081   2016/02/03
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.191   0.110   0.165   32,650,000 5,290,750 23,494,017 0.300   2017/05/02 0.077   2017/01/13 1,337,350,000 140,964,100 0.250   2016/09/23 0.057   2016/12/20
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.265   0.265   0.275   100,000 24,700 2,654,242 0.265   2017/06/07 0.106   2017/01/03 95,850,000 15,925,450 0.195   2016/11/10 0.094   2016/12/13
15944 UBS AG - AAC Tech European Put Warrants Jan 2018 A HKD 0.247   0.203   0.204   124,000,000 29,269,750 N/A 0.247   2017/06/07 0.203   2017/06/27 124,000,000 29,269,750 -   - -   -
15081 UBS AG - AAC Tech European Put Warrants Mar 2018 A HKD 0.260   0.208   0.212   78,050,000 17,384,250 N/A 0.290   2017/05/18 0.208   2017/06/27 435,000,000 107,592,500 -   - -   -
14618 UBS AG - AAC Tech European Warrants Aug 2018 A HKD 0.260   0.187   0.195   782,200,000 160,444,100 N/A 0.340   2017/05/02 0.117   2017/05/18 1,858,100,000 445,910,050 -   - -   -
15879 UBS AG - AAC Tech European Warrants Dec 2017 A HKD 0.290   0.239   0.260   105,700,000 28,738,690 N/A 0.290   2017/06/09 0.239   2017/06/23 105,700,000 28,738,690 -   - -   -
14079 UBS AG - AAC Tech European Warrants Feb 2018 A HKD 0.165   0.114   0.135   61,790,000 8,504,910 N/A 0.275   2017/05/02 0.093   2017/05/18 1,536,540,000 258,619,875 -   - -   -
16098 UBS AG - AAC Tech European Warrants Jan 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15225 UBS AG - AAC Tech European Warrants Mar 2018 B HKD 0.238   0.190   0.200   14,100,000 2,991,500 N/A 0.238   2017/06/09 0.124   2017/05/18 36,700,000 6,889,100 -   - -   -
28311 UBS AG - AAC Tech European Warrants Nov 2017 A HKD 0.146   0.092   0.120   7,495,000 835,310 N/A 0.225   2017/05/02 0.072   2017/05/18 890,745,000 114,179,465 -   - -   -
15890 UBS AG - AAC Tech European Warrants Nov 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14606 UBS AG - AAC Tech European Warrants Oct 2017 C HKD 0.120   0.082   0.087   133,515,000 13,513,040 N/A 0.209   2017/04/26 0.061   2017/05/18 1,021,185,000 95,411,860 -   - -   -
16930 UBS AG - Agile Ppt European Warrants Jan 2018 A HKD 0.810   0.720   0.760   590,000 454,600 N/A 0.810   2017/06/27 0.720   2017/06/27 590,000 454,600 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.060   0.012   0.016   19,671,000 430,727 14,652,883 0.197   2017/02/16 0.012   2017/06/16 956,273,000 87,917,300 0.153   2016/12/01 0.102   2016/12/19
16523 UBS AG - Agricultural Bank European Warrants Nov 2017 A HKD 0.117   0.102   0.108   12,392,000 1,354,505 N/A 0.117   2017/06/20 0.102   2017/06/21 12,392,000 1,354,505 -   - -   -
11888 UBS AG - Agricultural Bank European Warrants Oct 2017 A HKD 0.100   0.034   0.041   622,170,000 32,938,151 N/A 0.143   2017/04/05 0.034   2017/06/15 680,856,000 38,207,816 -   - -   -
29225 UBS AG - AIA European Put Warrants Aug 2017 B HKD -   -   0.011   0 0 N/A 0.200   2017/03/03 0.011   2017/05/17 3,416,382,000 381,347,288 -   - -   -
16579 UBS AG - AIA European Put Warrants Oct 2017 B HKD 0.150   0.052   0.060   538,904,000 49,356,468 N/A 0.150   2017/06/13 0.052   2017/06/29 538,904,000 49,356,468 -   - -   -
15038 UBS AG - AIA European Put Warrants Sep 2017 B HKD 0.060   0.025   0.025   203,546,000 10,043,890 N/A 0.129   2017/05/08 0.025   2017/06/30 687,896,000 44,725,090 -   - -   -
27085 UBS AG - AIA European Warrants Aug 2017 A HKD 0.485   0.240   0.335   13,798,000 4,560,266 N/A 0.485   2017/06/22 0.058   2017/04/19 8,833,086,000 1,218,405,874 -   - -   -
28758 UBS AG - AIA European Warrants Dec 2017 A HKD 0.445   0.375   0.425   476,000 192,050 N/A 0.445   2017/06/20 0.128   2017/04/19 3,907,520,000 955,982,296 -   - -   -
15602 UBS AG - AIA European Warrants Dec 2017 B HKD 0.280   0.142   0.146   1,880,300,000 377,620,178 N/A 0.315   2017/05/15 0.142   2017/06/30 1,880,572,000 377,699,978 -   - -   -
17062 UBS AG - AIA European Warrants Dec 2017 C HKD 0.119   0.116   0.117   2,872,000 337,864 N/A 0.119   2017/06/30 0.116   2017/06/30 2,872,000 337,864 -   - -   -
14266 UBS AG - AIA European Warrants Jun 2017 A HKD -   -   0.390   0 0 71,445,956 0.450   2017/05/10 0.038   2017/04/19 4,581,518,000 428,675,738 0.280   2016/11/16 0.056   2016/12/29
15188 UBS AG - AIA European Warrants Jun 2017 B HKD -   -   0.590   0 0 165,589,084 0.640   2017/05/16 0.102   2017/04/19 6,260,916,000 993,534,504 0.175   2016/12/16 0.112   2016/12/29
15409 UBS AG - AIA European Warrants Jun 2017 C HKD -   -   1.100   0 0 152,168 0.255   2017/01/03 0.236   2017/01/03 3,720,000 913,010 0.285   2016/12/22 0.250   2016/12/29
28407 UBS AG - AIA European Warrants Jun 2017 D HKD -   -   0.760   0 0 N/A 0.570   2017/05/16 0.100   2017/04/19 3,699,034,000 634,672,450 -   - -   -
15078 UBS AG - AIA European Warrants Oct 2017 A HKD 0.231   0.140   0.167   3,058,306,000 512,799,634 N/A 0.260   2017/05/09 0.140   2017/06/16 7,247,076,000 1,375,837,618 -   - -   -
12899 UBS AG - AIA European Warrants Sep 2017 A HKD 0.390   0.260   0.340   4,730,000 1,362,700 N/A 0.390   2017/06/26 0.096   2017/04/24 2,468,042,000 299,515,088 -   - -   -
26889 UBS AG - Anhui Conch European Warrants Jun 2017 A HKD -   -   0.010   0 0 N/A 0.195   2017/02/23 0.014   2017/05/10 356,200,000 38,851,450 -   - -   -
13625 UBS AG - Anhui Conch European Warrants Sep 2017 A HKD 0.076   0.035   0.055   23,640,000 1,211,840 N/A 0.196   2017/04/13 0.035   2017/06/23 276,690,000 17,928,920 -   - -   -
28967 UBS AG - BankComm European Warrants Aug 2017 A HKD -   -   0.018   0 0 N/A 0.255   2017/02/28 0.020   2017/05/23 270,848,000 35,539,614 -   - -   -
16383 UBS AG - BankComm European Warrants Nov 2017 A HKD 0.211   0.198   0.138   1,060,000 219,960 N/A 0.211   2017/06/06 0.198   2017/06/07 1,060,000 219,960 -   - -   -
28250 UBS AG - BEA European Warrants Oct 2017 A HKD 0.099   0.098   0.104   400,000 39,400 N/A 0.246   2017/02/22 0.098   2017/06/01 36,652,000 5,853,340 -   - -   -
21092 UBS AG - BOC HK European Warrants Dec 2017 A HKD 0.690   0.420   0.590   60,000 32,700 N/A 0.690   2017/06/29 0.172   2017/04/19 241,605,000 56,066,700 -   - -   -
13522 UBS AG - BOC HK European Warrants Jan 2018 A HKD 0.440   0.187   0.365   15,970,000 3,715,295 N/A 0.440   2017/06/29 0.130   2017/04/19 104,210,000 19,208,890 -   - -   -
28454 UBS AG - BOCL European Put Warrants Aug 2017 B HKD 0.075   0.038   0.040   102,152,000 5,601,305 N/A 0.255   2017/03/10 0.038   2017/06/29 432,215,000 48,583,283 -   - -   -
14806 UBS AG - BOCL European Warrants Aug 2017 A HKD 0.078   0.013   0.017   53,775,000 2,136,962 41,875,720 0.290   2017/02/16 0.013   2017/06/30 2,270,516,000 251,254,318 -   - -   -
11865 UBS AG - BOCL European Warrants Aug 2017 C HKD 0.045   0.017   0.017   493,994,000 17,086,551 N/A 0.078   2017/04/10 0.017   2017/06/27 1,030,458,000 38,945,007 -   - -   -
15596 UBS AG - BOCL European Warrants Dec 2017 A HKD 0.260   0.241   0.177   1,620,000 395,860 N/A 0.260   2017/06/02 0.220   2017/05/23 5,035,000 1,185,060 -   - -   -
16381 UBS AG - BOCL European Warrants Jan 2018 A HKD 0.207   0.138   0.141   19,172,000 2,886,097 N/A 0.207   2017/06/06 0.138   2017/06/21 19,172,000 2,886,097 -   - -   -
15198 UBS AG - BOCL European Warrants Jul 2017 A HKD 0.066   0.034   0.034   1,810,000 87,280 8,728,282 0.300   2017/02/16 0.034   2017/06/29 366,712,000 52,369,690 0.140   2016/12/16 0.127   2016/12/16
28478 UBS AG - BOCL European Warrants Nov 2017 A HKD 0.073   0.041   0.041   113,488,000 7,372,619 N/A 0.152   2017/03/03 0.041   2017/06/30 137,640,000 9,375,025 -   - -   -
12846 UBS AG - BOCL European Warrants Sep 2017 A HKD 0.034   0.022   0.022   3,500,000 96,400 N/A 0.086   2017/04/05 0.022   2017/06/30 6,516,000 299,466 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.108   0.068   0.085   9,500,000 724,800 13,763,325 0.108   2017/06/14 0.052   2017/05/16 1,116,300,000 82,579,950 0.250   2016/08/30 0.074   2016/12/28
14754 UBS AG - BYD European Warrants Aug 2017 B HKD 0.127   0.054   0.039   198,365,000 17,472,695 N/A 0.161   2017/04/28 0.054   2017/06/28 297,765,000 26,125,395 -   - -   -
16839 UBS AG - BYD European Warrants Dec 2017 A HKD 0.335   0.300   0.280   1,520,000 482,900 N/A 0.335   2017/06/21 0.300   2017/06/22 1,520,000 482,900 -   - -   -
28971 UBS AG - BYD European Warrants Jun 2017 A HKD 0.058   0.010   0.010   10,050,000 302,025 N/A 0.213   2017/03/02 0.010   2017/06/16 296,355,000 24,680,035 -   - -   -
16012 UBS AG - BYD European Warrants Oct 2017 A HKD 0.455   0.246   0.255   376,140,000 127,012,940 N/A 0.455   2017/06/14 0.246   2017/06/12 549,725,000 173,813,440 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.045   0.020   0.026   1,814,350,000 64,671,600 21,447,808 0.045   2017/06/14 0.013   2017/05/24 3,576,800,000 128,686,850 0.206   2016/03/29 0.029   2016/12/23
16384 UBS AG - CAM CSI300 European Warrants Apr 2018 A HKD 0.270   0.221   0.260   3,524,000 857,676 N/A 0.270   2017/06/27 0.221   2017/06/06 3,524,000 857,676 -   - -   -
14078 UBS AG - CAM CSI300 European Warrants Aug 2017 A HKD 0.107   0.076   0.084   646,816,000 57,046,278 N/A 0.126   2017/04/20 0.060   2017/05/11 674,184,000 59,090,466 -   - -   -
14604 UBS AG - CAM CSI300 European Warrants Jun 2017 A HKD -   -   0.017   0 0 86,401 0.057   2017/04/21 0.021   2017/05/25 13,964,000 518,406 -   - -   -
16299 UBS AG - Cathay Pacific European Warrants Dec 2017 A HKD 0.860   0.600   0.600   3,789,000 2,957,360 N/A 0.860   2017/06/14 0.600   2017/06/29 3,789,000 2,957,360 -   - -   -
14923 UBS AG - Cathay Pacific European Warrants Feb 2019 A HKD 0.236   0.173   0.188   121,370,000 25,090,500 N/A 0.236   2017/06/08 0.172   2017/05/31 352,460,000 71,966,240 -   - -   -
28500 UBS AG - CC Bank European Put Warrants Aug 2017 A HKD 0.046   0.020   0.025   106,625,000 3,579,464 N/A 0.236   2017/03/10 0.020   2017/06/26 849,898,000 105,352,155 -   - -   -
16469 UBS AG - CC Bank European Put Warrants Oct 2017 B HKD 0.295   0.227   0.236   2,983,000 786,585 N/A 0.295   2017/06/09 0.227   2017/06/21 2,983,000 786,585 -   - -   -
28612 UBS AG - CC Bank European Warrants Aug 2017 B HKD 0.040   0.010   0.010   26,032,000 732,264 N/A 0.222   2017/02/23 0.010   2017/06/26 3,689,500,000 376,756,097 -   - -   -
13831 UBS AG - CC Bank European Warrants Aug 2017 C HKD 0.210   0.046   0.047   23,806,000 2,791,796 N/A 0.210   2017/06/05 0.046   2017/06/30 2,123,170,000 240,954,354 -   - -   -
27638 UBS AG - CC Bank European Warrants Jul 2017 A HKD 0.249   0.043   0.043   7,087,000 1,051,821 N/A 0.435   2017/02/24 0.043   2017/06/30 13,507,000 2,386,311 -   - -   -
11728 UBS AG - CC Bank European Warrants Jul 2017 B HKD 0.105   0.010   0.010   173,987,000 9,255,206 N/A 0.249   2017/03/21 0.010   2017/06/28 3,434,258,000 276,541,433 -   - -   -
16658 UBS AG - CC Bank European Warrants Jun 2017 A HKD -   -   0.010   0 0 N/A 0.275   2017/02/23 0.010   2017/05/29 7,474,214,000 709,150,191 -   - -   -
12832 UBS AG - CC Bank European Warrants Nov 2017 A HKD -   -   0.066   0 0 N/A 0.140   2017/04/10 0.131   2017/04/13 846,000 114,149 -   - -   -
16342 UBS AG - CC Bank European Warrants Nov 2017 B HKD 0.290   0.255   0.138   358,000 101,185 N/A 0.290   2017/06/05 0.255   2017/06/05 358,000 101,185 -   - -   -
15021 UBS AG - CC Bank European Warrants Oct 2017 A HKD 0.144   0.048   0.050   2,609,982,000 272,002,456 N/A 0.144   2017/06/05 0.048   2017/06/30 3,141,585,000 336,065,594 -   - -   -
15223 UBS AG - CC Bank European Warrants Sep 2017 A HKD 0.176   0.065   0.068   4,446,021,000 417,768,806 N/A 0.184   2017/05/15 0.065   2017/06/30 6,830,693,000 711,087,805 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.018   0 0 12,833 0.025   2017/03/02 0.018   2017/03/22 3,600,000 77,000 0.083   2016/01/06 0.038   2016/09/15
28916 UBS AG - CGS European Warrants Aug 2017 A HKD 0.037   0.013   0.013   10,433,500 260,677 N/A 0.580   2017/03/02 0.013   2017/06/23 39,633,000 4,310,257 -   - -   -
17017 UBS AG - CGS European Warrants Nov 2017 A HKD 0.148   0.141   0.145   250,000 36,650 57,080 0.242   2017/02/16 0.141   2017/06/23 1,715,000 342,480 0.305   2016/04/14 0.165   2016/02/15
15813 UBS AG - CGS European Warrants Nov 2017 B HKD 0.580   0.395   0.395   38,359,000 18,061,373 N/A 0.630   2017/05/26 0.395   2017/06/30 40,040,000 18,996,498 -   - -   -
16938 UBS AG - Ch Comm Cons European Warrants Nov 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
13605 UBS AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.174   0.080   0.080   45,375,000 5,092,006 N/A 0.660   2017/04/13 0.080   2017/06/30 220,702,000 65,048,656 -   - -   -
23452 UBS AG - Ch LongYuan European Warrants Jun 2018 A HKD 0.148   0.108   0.110   24,370,000 3,022,980 N/A 0.260   2017/02/16 0.108   2017/06/30 167,130,000 35,400,650 -   - -   -
16344 UBS AG - Ch Railway Cons European Warrants Dec 2018 A HKD 0.173   0.161   0.163   8,310,000 1,384,510 N/A 0.173   2017/06/14 0.161   2017/06/30 8,310,000 1,384,510 -   - -   -
17927 UBS AG - Ch Railway Cons European Warrants Jun 2017 A HKD 0.117   0.117   0.117   40,000 4,680 19,860 0.300   2017/02/15 0.117   2017/06/05 450,000 119,160 0.355   2016/11/14 0.187   2016/01/21
26316 UBS AG - CHALCO European Warrants Aug 2017 A HKD 0.052   0.014   0.026   62,148,000 2,331,850 N/A 0.415   2017/02/15 0.014   2017/06/06 271,700,000 55,598,732 -   - -   -
17042 UBS AG - CHALCO European Warrants Dec 2017 A HKD 0.350   0.270   0.320   636,000 207,580 N/A 0.350   2017/06/29 0.270   2017/06/28 636,000 207,580 -   - -   -
23397 UBS AG - CHALCO European Warrants Jul 2017 A HKD 0.122   0.039   0.065   75,938,000 5,111,152 N/A 0.610   2017/02/15 0.039   2017/06/28 245,398,000 63,518,360 -   - -   -
27210 UBS AG - Chi Res Land European Warrants Mar 2018 A HKD 0.236   0.162   0.210   41,420,000 8,257,020 N/A 0.365   2017/03/17 0.159   2017/05/05 239,200,000 59,778,420 -   - -   -
20532 UBS AG - China Cinda European Warrants Aug 2017 A HKD 0.053   0.019   0.019   45,680,000 1,647,050 N/A 0.325   2017/02/23 0.019   2017/06/30 243,357,000 37,852,004 -   - -   -
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.026   2016/01/11 0.015   2016/09/12
12141 UBS AG - China Cinda European Warrants Jul 2017 A HKD -   -   0.016   0 0 N/A 0.125   2017/03/27 0.021   2017/05/22 24,242,000 1,241,631 -   - -   -
15324 UBS AG - China Coal European Warrants Aug 2018 A HKD 0.530   0.380   0.520   39,004,000 16,654,455 N/A 0.590   2017/05/10 0.380   2017/06/12 40,540,000 17,354,915 -   - -   -
16136 UBS AG - China East Air European Warrants Jan 2018 A HKD 0.850   0.540   0.710   18,632,000 14,404,540 N/A 0.850   2017/06/01 0.540   2017/06/19 18,832,000 14,553,140 -   - -   -
23713 UBS AG - China EB Int'l European Warrants Dec 2017 A HKD 0.138   0.103   0.105   6,120,000 699,220 N/A 0.215   2017/03/15 0.103   2017/06/21 30,820,000 4,972,460 -   - -   -
23036 UBS AG - China Life European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.166   2017/02/03 0.010   2017/05/24 10,829,560,000 808,520,410 -   - -   -
12890 UBS AG - China Life European Put Warrants Nov 2017 A HKD 0.136   0.076   0.127   575,620,000 55,611,250 N/A 0.214   2017/03/28 0.076   2017/06/08 2,244,670,000 291,614,480 -   - -   -
16471 UBS AG - China Life European Put Warrants Nov 2017 C HKD 0.247   0.175   0.244   1,100,000 225,330 N/A 0.247   2017/06/20 0.175   2017/06/09 1,100,000 225,330 -   - -   -
28235 UBS AG - China Life European Put Warrants Sep 2017 A HKD 0.024   0.012   0.021   4,320,000 72,950 N/A 0.155   2017/03/06 0.012   2017/06/12 5,159,950,000 458,665,210 -   - -   -
15913 UBS AG - China Life European Warrants Aug 2017 A HKD -   -   0.345   0 0 11,833 0.255   2017/01/10 0.250   2017/01/10 280,000 71,000 -   - -   -
24667 UBS AG - China Life European Warrants Aug 2017 C HKD 0.175   0.053   0.060   148,020,000 14,816,710 N/A 0.239   2017/02/15 0.053   2017/06/30 21,496,500,000 2,953,456,700 -   - -   -
12867 UBS AG - China Life European Warrants Dec 2017 A HKD 0.099   0.050   0.049   8,385,300,000 675,211,840 N/A 0.139   2017/03/28 0.050   2017/06/21 8,389,940,000 675,628,090 -   - -   -
16646 UBS AG - China Life European Warrants Dec 2017 B HKD 0.154   0.153   0.108   200,000 30,700 N/A 0.154   2017/06/14 0.153   2017/06/14 200,000 30,700 -   - -   -
14713 UBS AG - China Life European Warrants Jan 2018 A HKD 0.210   0.171   0.129   2,560,000 464,720 17,354,297 0.260   2017/02/15 0.123   2017/05/05 451,300,000 104,125,780 0.161   2016/12/14 0.152   2016/12/14
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.620   0.510   0.460   230,000 131,800 44,333 0.620   2017/06/09 0.380   2017/02/06 540,000 266,000 0.380   2016/12/09 0.174   2016/11/09
14805 UBS AG - China Life European Warrants Jul 2017 B HKD 0.224   0.135   0.127   510,000 112,850 44,890,345 0.290   2017/03/20 0.101   2017/02/03 1,670,140,000 269,342,070 0.163   2016/12/14 0.117   2016/12/16
13533 UBS AG - China Life European Warrants Jun 2017 A HKD 0.175   0.016   0.017   38,230,000 4,088,760 6,315,592 0.195   2017/03/17 0.016   2017/06/20 340,450,000 37,893,550 0.200   2016/09/29 0.052   2016/12/29
27209 UBS AG - China Life European Warrants Jun 2017 B HKD -   -   0.027   0 0 N/A 0.810   2017/02/15 0.033   2017/05/09 1,658,718,000 1,083,316,600 -   - -   -
14930 UBS AG - China Life European Warrants Nov 2017 B HKD 0.207   0.119   0.123   6,762,150,000 957,582,570 N/A 0.243   2017/05/31 0.119   2017/06/30 12,416,830,000 1,902,551,370 -   - -   -
24919 UBS AG - China Life European Warrants Oct 2017 A HKD -   -   0.290   0 0 N/A 0.260   2017/02/06 0.250   2017/01/27 280,000 72,150 -   - -   -
28494 UBS AG - China Life European Warrants Oct 2017 B HKD 0.083   0.028   0.029   35,160,000 2,144,930 N/A 0.180   2017/03/17 0.028   2017/06/30 29,112,860,000 2,517,534,560 -   - -   -
15945 UBS AG - China Life European Warrants Oct 2017 C HKD 0.125   0.049   0.052   4,150,970,000 433,134,420 N/A 0.146   2017/05/23 0.049   2017/06/28 9,483,580,000 1,149,375,280 -   - -   -
23072 UBS AG - China Mengniu European Warrants Dec 2017 A HKD 0.128   0.076   0.082   31,500,000 3,454,260 N/A 0.234   2017/02/13 0.076   2017/06/28 246,040,000 41,475,820 -   - -   -
14898 UBS AG - China Mobile European Put Warrants Jun 2017 A HKD -   -   0.018   0 0 90,352,462 0.600   2017/01/03 0.036   2017/05/17 3,553,815,000 542,114,770 0.660   2016/12/19 0.495   2016/12/08
15518 UBS AG - China Mobile European Put Warrants Jun 2017 C HKD -   -   0.012   0 0 25,818,276 0.310   2017/01/03 0.017   2017/05/08 947,305,000 154,909,655 0.345   2016/12/28 0.305   2016/12/30
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD -   -   0.114   0 0 402,600 0.111   2017/05/16 0.091   2017/03/21 24,900,000 2,415,600 0.155   2016/07/28 0.088   2016/10/11
15678 UBS AG - China Mobile European Put Warrants Nov 2017 B HKD 0.280   0.242   0.250   107,095,000 27,342,170 N/A 0.350   2017/05/18 0.242   2017/06/01 794,540,000 239,917,945 -   - -   -
14369 UBS AG - China Mobile European Warrants Aug 2017 A HKD 0.070   0.010   0.010   16,970,000 420,625 N/A 0.131   2017/04/27 0.010   2017/06/29 14,490,435,000 1,316,420,925 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD -   -   0.010   0 0 1,167 0.011   2017/03/20 0.010   2017/01/13 650,000 7,000 0.054   2016/07/21 0.013   2016/12/01
12513 UBS AG - China Mobile European Warrants Jul 2017 B HKD 0.028   0.010   0.010   1,895,000 35,025 N/A 0.183   2017/03/27 0.010   2017/06/13 24,199,620,000 2,460,180,470 -   - -   -
15187 UBS AG - China Mobile European Warrants Jun 2017 B HKD 0.030   0.010   0.010   1,030,000 16,135 358,156,781 0.435   2017/01/27 0.010   2017/06/01 20,671,695,000 2,148,940,685 0.400   2016/12/15 0.320   2016/12/28
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.016   0.010   0.014   7,900,000 94,400 161,243,575 0.043   2017/02/15 0.010   2017/06/15 27,020,150,000 967,461,450 0.108   2016/02/02 0.026   2016/12/28
15332 UBS AG - China Mobile European Warrants Oct 2017 A HKD 0.255   0.104   0.105   10,443,270,000 1,548,653,930 N/A 0.325   2017/05/11 0.104   2017/06/30 13,005,220,000 2,231,024,155 -   - -   -
28917 UBS AG - China Mobile European Warrants Sep 2017 A HKD 0.054   0.021   0.021   2,000,000 84,460 N/A 0.260   2017/03/21 0.021   2017/06/27 6,403,920,000 1,144,043,545 -   - -   -
16025 UBS AG - China Mobile European Warrants Sep 2017 B HKD 0.166   0.039   0.042   13,183,780,000 1,390,524,565 N/A 0.220   2017/05/23 0.039   2017/06/28 17,756,695,000 2,222,699,230 -   - -   -
25513 UBS AG - China National Building European Wts Aug 2017 A HKD 0.100   0.019   0.031   33,374,000 1,853,320 N/A 0.950   2017/03/02 0.019   2017/06/28 353,070,000 85,849,804 -   - -   -
11270 UBS AG - China National Building European Wts Aug 2017 B HKD 0.041   0.015   0.019   10,298,000 281,988 N/A 0.495   2017/03/16 0.015   2017/06/23 348,902,000 46,574,236 -   - -   -
21023 UBS AG - China National Building European Wts Jun 2017 A HKD 0.162   0.047   0.031   2,602,000 321,640 N/A 1.250   2017/03/20 0.047   2017/06/15 41,582,000 14,962,850 -   - -   -
16705 UBS AG - China National Building European Wts Nov 2017 A HKD 0.350   0.248   0.290   26,012,000 7,654,410 N/A 0.350   2017/06/15 0.248   2017/06/28 26,012,000 7,654,410 -   - -   -
13195 UBS AG - China Overseas European Warrants Dec 2017 A HKD 0.092   0.059   0.060   87,840,000 6,447,140 N/A 0.131   2017/04/03 0.059   2017/06/30 323,400,000 26,974,780 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD 0.010   0.010   0.010   1,340,000 13,400 15,923,757 0.111   2017/02/09 0.010   2017/06/07 1,537,880,000 95,542,540 0.120   2016/11/30 0.118   2016/11/30
14756 UBS AG - China Railway European Warrants Oct 2017 A HKD 0.247   0.116   0.116   18,608,000 2,545,605 N/A 0.490   2017/05/02 0.116   2017/06/30 123,024,000 37,828,270 -   - -   -
16016 UBS AG - China Shenhua European Warrants Dec 2017 A HKD 0.195   0.155   0.197   86,685,000 15,330,580 N/A 0.195   2017/06/05 0.155   2017/06/20 90,265,000 15,928,105 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.300   0.163   0.295   1,440,000 317,615 13,339,004 0.300   2017/06/30 0.057   2017/03/10 619,835,000 80,034,025 0.325   2016/11/08 0.105   2016/12/23
26881 UBS AG - China Tel European Warrants Jun 2017 A HKD 0.018   0.013   0.011   944,000 13,592 N/A 0.210   2017/02/13 0.013   2017/06/02 1,109,430,000 66,452,082 -   - -   -
15814 UBS AG - China Tel European Warrants Nov 2017 A HKD 0.189   0.145   0.124   2,548,000 434,436 N/A 0.192   2017/05/25 0.145   2017/06/12 6,544,000 1,141,742 -   - -   -
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.220   0.187   0.211   508,000 98,060 85,581,339 0.220   2017/06/26 0.079   2017/01/17 5,381,054,000 513,488,032 0.152   2016/10/11 0.070   2016/07/20
12147 UBS AG - China Unicom European Warrants Jul 2017 A HKD 0.710   0.445   0.550   636,000 352,360 N/A 0.770   2017/04/06 0.214   2017/05/19 144,532,000 55,422,024 -   - -   -
12105 UBS AG - China Unicom European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.073   0.042   0.048   1,499,060,000 90,244,580 36,417,813 0.073   2017/06/23 0.027   2017/05/08 4,288,660,000 218,506,880 0.102   2016/03/30 0.029   2016/07/15
15534 UBS AG - China Vanke European Warrants Aug 2017 A HKD 0.155   0.069   0.123   26,686,000 2,995,304 3,844,787 0.280   2017/03/13 0.056   2017/05/18 189,922,000 23,068,721 0.208   2016/12/30 0.192   2016/12/29
29227 UBS AG - China Vanke European Warrants Aug 2017 B HKD 0.060   0.021   0.026   27,764,000 970,463 N/A 0.280   2017/03/17 0.021   2017/06/21 373,902,000 26,864,482 -   - -   -
16443 UBS AG - China Vanke European Warrants Dec 2017 A HKD 0.211   0.138   0.163   179,769,000 30,529,387 N/A 0.211   2017/06/13 0.138   2017/06/21 179,769,000 30,529,387 -   - -   -
16648 UBS AG - China Vanke European Warrants Mar 2018 A HKD 0.255   0.247   0.237   100,000 25,100 N/A 0.255   2017/06/26 0.247   2017/06/26 100,000 25,100 -   - -   -
28310 UBS AG - CITIC Bank European Warrants Aug 2017 A HKD -   -   0.015   0 0 N/A 0.300   2017/02/23 0.021   2017/05/23 34,268,000 2,221,775 -   - -   -
15598 UBS AG - CITIC Bank European Warrants Dec 2017 A HKD 0.244   0.176   0.179   35,948,000 7,475,681 N/A 0.249   2017/05/31 0.176   2017/06/21 39,382,000 8,226,592 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.065   0.036   0.036   79,183,000 4,466,942 3,197,655 0.083   2017/02/15 0.028   2017/04/20 314,366,000 19,185,929 0.196   2016/08/15 0.042   2016/12/23
20494 UBS AG - CITIC Sec European Warrants Aug 2017 A HKD 0.024   0.010   0.010   2,155,000 45,040 N/A 0.167   2017/02/17 0.010   2017/06/30 73,345,000 6,387,745 -   - -   -
15681 UBS AG - CITIC Sec European Warrants Jul 2018 A HKD 0.208   0.165   0.181   106,995,000 19,344,415 N/A 0.229   2017/05/26 0.165   2017/06/16 115,895,000 21,246,400 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD -   -   0.012   0 0 423,001 0.074   2017/01/06 0.022   2017/04/10 50,020,000 2,538,005 0.206   2016/09/05 0.062   2016/12/23
15001 UBS AG - CKH European Warrants Jun 2017 A HKD -   -   0.249   0 0 93,100 0.233   2017/03/23 0.181   2017/02/21 2,600,000 558,600 0.310   2016/09/12 0.142   2016/07/12
11632 UBS AG - CKH European Warrants Jun 2017 B HKD -   -   0.010   0 0 50 0.010   2017/02/16 0.010   2017/02/16 30,000 300 0.076   2016/01/04 0.010   2016/12/08
29361 UBS AG - CKH European Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.158   2017/03/08 0.017   2017/04/20 235,170,000 13,601,735 -   - -   -
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.101   0.088   0.086   615,000 57,115 279,673 0.123   2017/05/25 0.051   2017/01/17 22,100,000 1,678,035 0.160   2016/09/09 0.048   2016/12/30
14610 UBS AG - CKH European Warrants Sep 2017 A HKD 0.138   0.071   0.064   24,430,000 2,404,350 N/A 0.219   2017/04/26 0.071   2017/06/21 216,520,000 36,703,955 -   - -   -
26859 UBS AG - CKI Holdings European Warrants Aug 2017 A HKD 0.155   0.025   0.025   73,810,000 5,012,600 N/A 0.300   2017/02/15 0.025   2017/06/30 288,500,000 52,654,640 -   - -   -
16757 UBS AG - CKI Holdings European Warrants Nov 2017 A HKD 0.395   0.340   0.335   2,190,000 831,700 N/A 0.395   2017/06/23 0.340   2017/06/30 2,190,000 831,700 -   - -   -
22961 UBS AG - CKP European Warrants Dec 2017 A HKD 0.035   0.028   0.034   168,850,000 5,073,650 871,267 0.035   2017/06/28 0.016   2017/03/17 177,250,000 5,227,600 0.058   2016/09/09 0.024   2016/05/20
11339 UBS AG - CKP European Warrants Sep 2017 A HKD 0.440   0.275   0.380   5,075,000 1,833,450 N/A 0.440   2017/06/07 0.180   2017/04/24 191,720,000 42,606,845 -   - -   -
17084 UBS AG - CLP European Warrants Dec 2017 A HKD 0.330   0.295   0.295   6,290,000 2,061,900 N/A 0.330   2017/06/29 0.295   2017/06/30 6,290,000 2,061,900 -   - -   -
15005 UBS AG - CM Bank European Warrants Aug 2018 A HKD 0.275   0.213   0.265   7,640,000 1,809,740 N/A 0.280   2017/05/25 0.158   2017/05/08 54,980,000 13,823,865 -   - -   -
21572 UBS AG - CNOOC European Put Warrants Jul 2017 B HKD 0.184   0.077   0.054   47,909,000 6,415,564 N/A 0.520   2017/03/15 0.077   2017/06/14 404,534,000 95,541,859 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD -   -   0.229   0 0 9,071,270 0.219   2017/03/01 0.179   2017/01/18 276,380,000 54,427,620 0.270   2016/11/11 0.180   2016/12/14
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.227   0 0 1,800 0.270   2017/03/14 0.270   2017/03/14 40,000 10,800 0.420   2016/04/25 0.168   2016/01/22
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   0.157   0 0 3,750 0.231   2017/03/16 0.219   2017/03/15 100,000 22,500 -   - -   -
28299 UBS AG - CNOOC European Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.140   2017/02/22 0.013   2017/04/25 1,718,672,000 93,491,655 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.105   0.071   0.075   1,617,100,000 146,576,680 24,701,072 0.211   2017/01/26 0.071   2017/06/23 1,630,340,000 148,206,430 0.305   2016/04/21 0.082   2016/01/19
27772 UBS AG - CNOOC European Warrants Jun 2017 A HKD -   -   0.010   0 0 9,643,110 0.055   2017/01/06 0.010   2017/03/27 1,641,030,000 57,858,660 0.139   2016/06/08 0.035   2016/11/09
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.030   0.019   0.020   122,860,000 3,128,800 132,592,232 0.118   2017/01/06 0.019   2017/06/27 12,904,600,000 795,553,390 0.165   2016/11/10 0.096   2016/12/29
15003 UBS AG - CNOOC European Warrants Sep 2017 A HKD 0.100   0.029   0.029   41,160,000 2,877,495 N/A 0.240   2017/05/08 0.029   2017/06/30 400,507,000 66,750,233 -   - -   -
15327 UBS AG - Country Garden European Warrants Dec 2017 A HKD 1.840   0.800   1.070   6,065,000 8,366,050 N/A 1.840   2017/06/06 0.620   2017/05/18 34,088,000 39,989,460 -   - -   -
16440 UBS AG - Country Garden European Warrants Dec 2017 B HKD 1.200   0.440   0.530   32,893,000 24,124,450 N/A 1.200   2017/06/07 0.440   2017/06/22 32,893,000 24,124,450 -   - -   -
14762 UBS AG - CPIC European Warrants Sep 2017 A HKD 0.132   0.061   0.103   48,020,000 5,071,384 N/A 0.170   2017/05/02 0.061   2017/06/23 55,596,000 5,956,082 -   - -   -
16380 UBS AG - CSDC European Warrants Aug 2018 A HKD 0.330   0.305   0.315   2,942,000 929,445 N/A 0.330   2017/06/22 0.305   2017/06/28 2,942,000 929,445 -   - -   -
14077 UBS AG - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.340   0.165   0.330   424,513,200 117,814,501 N/A 0.340   2017/06/30 0.093   2017/05/18 465,835,200 122,675,209 -   - -   -
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.630   0 0 0 -   - -   - 0 0 -   - -   -
16448 UBS AG - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.315   0.250   0.290   426,902,200 120,280,257 N/A 0.315   2017/06/12 0.250   2017/06/15 426,902,200 120,280,257 -   - -   -
14869 UBS AG - CSOP A50 ETF European Warrants Jun 2017 A HKD -   -   0.012   0 0 18,502 0.074   2017/03/06 0.068   2017/03/16 1,564,000 111,013 0.132   2016/12/15 0.127   2016/12/16
17045 UBS AG - CSOP A50 ETF European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16345 UBS AG - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.260   0.181   0.225   73,478,400 16,194,596 N/A 0.260   2017/06/22 0.181   2017/06/21 73,478,400 16,194,596 -   - -   -
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.195   0 0 200,429 0.175   2017/02/21 0.107   2017/05/09 8,532,000 1,202,574 0.236   2016/01/26 0.154   2016/02/12
15194 UBS AG - CSOP A50 ETF European Warrants Sep 2018 B HKD 0.154   0.114   0.155   933,280,000 117,365,488 35,834,991 0.154   2017/06/30 0.078   2017/05/09 1,868,284,000 215,009,946 0.126   2016/12/15 0.108   2016/12/29
13926 UBS AG - Evergrande European Warrants Apr 2018 A HKD 0.840   0.530   0.540   4,630,000 3,113,700 N/A 0.840   2017/06/07 0.107   2017/05/08 428,130,000 77,281,430 -   - -   -
15151 UBS AG - Evergrande European Warrants Jul 2017 A HKD 10.940   7.540   7.530   358,000 3,078,590 36,222,671 10.940   2017/06/06 0.127   2017/03/03 469,148,000 217,336,028 0.265   2016/12/14 0.130   2016/12/23
13624 UBS AG - Evergrande European Warrants Oct 2017 A HKD 8.580   5.720   5.450   719,000 5,639,960 N/A 8.580   2017/06/09 0.910   2017/05/09 30,542,000 50,329,520 -   - -   -
11211 UBS AG - Evergrande European Warrants Sep 2017 A HKD 9.830   6.550   6.650   414,000 3,543,430 N/A 9.830   2017/06/06 0.420   2017/03/27 91,473,000 100,029,815 -   - -   -
11718 UBS AG - Evergrande European Warrants Sep 2017 B HKD 9.420   5.500   5.720   7,830,000 54,946,860 N/A 9.420   2017/06/07 0.250   2017/03/28 126,203,000 252,060,480 -   - -   -
17085 UBS AG - Fosun Intl European Warrants Dec 2017 A HKD 0.151   0.150   0.153   760,000 114,180 N/A 0.151   2017/06/29 0.150   2017/06/29 760,000 114,180 -   - -   -
16017 UBS AG - Fosun Intl European Warrants Feb 2018 A HKD 0.197   0.136   0.153   14,790,000 2,651,635 N/A 0.197   2017/06/09 0.136   2017/06/22 17,810,000 3,121,240 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.100   0.038   0.048   612,285,000 37,783,685 19,192,649 0.181   2017/02/09 0.038   2017/06/22 1,311,430,000 115,155,895 0.295   2016/09/22 0.141   2016/12/29
13523 UBS AG - GAC European Warrants Dec 2017 A HKD 0.164   0.091   0.111   559,900,000 70,075,320 N/A 0.193   2017/04/21 0.089   2017/05/26 2,861,700,000 387,305,560 -   - -   -
16842 UBS AG - GAC European Warrants Dec 2017 B HKD 0.151   0.132   0.132   41,464,000 6,125,114 N/A 0.151   2017/06/27 0.132   2017/06/30 41,464,000 6,125,114 -   - -   -
13307 UBS AG - Galaxy Ent European Put Warrants Aug 2017 A HKD 0.040   0.020   0.017   6,330,000 224,190 N/A 0.145   2017/05/08 0.020   2017/06/09 82,040,000 8,498,900 -   - -   -
16700 UBS AG - Galaxy Ent European Put Warrants Dec 2017 B HKD 0.405   0.335   0.320   4,040,000 1,518,200 N/A 0.405   2017/06/15 0.335   2017/06/20 4,040,000 1,518,200 -   - -   -
12257 UBS AG - Galaxy Ent European Put Warrants Oct 2017 B HKD 0.074   0.027   0.032   200,880,000 9,978,480 N/A 0.260   2017/03/27 0.027   2017/06/20 948,970,000 132,178,160 -   - -   -
16470 UBS AG - Galaxy Ent European Put Warrants Oct 2017 D HKD 0.158   0.098   0.111   257,250,000 31,463,350 N/A 0.158   2017/06/08 0.098   2017/06/26 257,250,000 31,463,350 -   - -   -
15471 UBS AG - Galaxy Ent European Warrants Aug 2017 B HKD 0.455   0.280   0.390   18,270,000 6,202,800 N/A 0.455   2017/06/08 0.136   2017/05/19 293,590,000 58,516,360 -   - -   -
16699 UBS AG - Galaxy Ent European Warrants Dec 2017 A HKD 0.305   0.171   0.176   890,000 238,450 N/A 0.305   2017/06/20 0.171   2017/06/28 890,000 238,450 -   - -   -
13829 UBS AG - Galaxy Ent European Warrants Jul 2017 A HKD 0.305   0.113   0.165   142,520,000 27,647,140 N/A 0.305   2017/06/20 0.043   2017/05/18 1,356,850,000 165,682,170 -   - -   -
13753 UBS AG - Galaxy Ent European Warrants Jun 2017 A HKD 0.800   0.415   0.700   4,020,000 2,256,650 44,319,692 0.800   2017/06/20 0.102   2017/02/08 1,503,820,000 265,918,150 0.435   2016/12/01 0.121   2016/12/28
11879 UBS AG - Galaxy Ent European Warrants Jun 2017 B HKD 0.470   0.131   0.360   25,430,000 5,778,790 N/A 0.470   2017/06/14 0.036   2017/05/22 331,960,000 34,068,070 -   - -   -
29502 UBS AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.355   0.192   0.219   703,370,000 182,663,230 N/A 0.355   2017/06/20 0.094   2017/05/18 1,157,010,000 285,689,410 -   - -   -
16441 UBS AG - Galaxy Ent European Warrants Oct 2017 C HKD 0.290   0.185   0.183   61,870,000 14,704,740 N/A 0.290   2017/06/13 0.185   2017/06/29 61,870,000 14,704,740 -   - -   -
15473 UBS AG - Galaxy Ent European Warrants Sep 2017 A HKD -   -   0.670   0 0 N/A 0.380   2017/05/23 0.255   2017/05/18 4,940,000 1,480,150 -   - -   -
28240 UBS AG - Geely Auto European Put Warrants Apr 2018 A HKD 0.095   0.038   0.039   531,250,000 33,154,300 N/A 0.197   2017/02/27 0.038   2017/06/29 1,486,200,000 199,710,850 -   - -   -
28481 UBS AG - Geely Auto European Put Warrants Aug 2017 A HKD 0.060   0.010   0.010   28,275,000 707,810 N/A 0.730   2017/03/01 0.010   2017/06/30 73,665,000 16,588,650 -   - -   -
16704 UBS AG - Geely Auto European Put Warrants Dec 2017 A HKD 1.550   0.770   0.810   48,215,000 68,022,500 N/A 1.550   2017/06/16 0.770   2017/06/29 48,215,000 68,022,500 -   - -   -
24730 UBS AG - Geely Auto European Put Warrants Jul 2017 A HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.640   2017/02/01 0.010   2017/06/01 527,070,000 170,452,915 -   - -   -
13904 UBS AG - Geely Auto European Put Warrants Jun 2017 A HKD 0.010   0.010   0.010   200,000 2,000 7,463,188 0.500   2017/01/03 0.010   2017/06/02 228,270,000 44,779,130 0.630   2016/12/23 0.310   2016/12/08
16485 UBS AG - Geely Auto European Warrants Feb 2018 A HKD 0.430   0.246   0.395   933,980,000 285,660,115 N/A 0.430   2017/06/29 0.246   2017/06/16 933,980,000 285,660,115 -   - -   -
24741 UBS AG - Geely Auto European Warrants Jul 2017 B HKD 5.300   1.300   4.790   15,695,000 39,448,550 N/A 5.300   2017/06/29 0.435   2017/05/05 939,740,000 727,714,550 -   - -   -
15414 UBS AG - Geely Auto European Warrants Jul 2018 A HKD -   -   1.080   0 0 12,425 0.250   2017/01/10 0.247   2017/01/10 300,000 74,550 0.205   2016/12/22 0.184   2016/12/28
28249 UBS AG - Geely Auto European Warrants Jul 2018 B HKD 0.410   0.250   0.520   211,850,000 61,588,000 N/A 0.410   2017/06/09 0.152   2017/05/05 1,325,850,000 338,114,300 -   - -   -
15077 UBS AG - Geely Auto European Warrants Nov 2017 A HKD 0.420   0.255   0.580   2,000,000 594,950 N/A 0.420   2017/06/14 0.142   2017/05/19 266,085,000 43,953,365 -   - -   -
11439 UBS AG - Geely Auto European Warrants Sep 2017 B HKD 2.320   0.630   1.990   99,950,000 109,263,750 N/A 2.320   2017/06/29 0.280   2017/04/28 344,380,000 261,554,925 -   - -   -
28969 UBS AG - Greatwall Motor European Warrants Aug 2017 A HKD 0.800   0.111   0.109   135,767,000 47,805,508 N/A 0.800   2017/06/13 0.107   2017/05/26 279,135,500 109,930,367 -   - -   -
16843 UBS AG - Greatwall Motor European Warrants Dec 2017 A HKD 0.610   0.510   0.470   920,000 525,650 N/A 0.610   2017/06/21 0.510   2017/06/23 920,000 525,650 -   - -   -
25284 UBS AG - Greatwall Motor European Warrants Feb 2018 A HKD 0.222   0.082   0.124   262,705,000 30,211,635 N/A 0.222   2017/06/13 0.065   2017/05/08 2,820,020,000 348,699,950 -   - -   -
15895 UBS AG - Greatwall Motor European Warrants Jul 2017 A HKD 2.350   0.125   1.190   9,897,500 9,107,344 19,761,771 2.350   2017/06/13 0.120   2017/05/24 190,790,000 118,570,627 -   - -   -
16759 UBS AG - Greatwall Motor European Warrants Oct 2018 A HKD 0.187   0.160   0.157   205,460,000 35,808,420 N/A 0.187   2017/06/27 0.160   2017/06/23 205,460,000 35,808,420 -   - -   -
14899 UBS AG - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 1,052,039 0.091   2017/01/06 0.026   2017/03/29 90,900,000 6,312,232 0.128   2016/12/08 0.067   2016/12/23
13909 UBS AG - Haitong Sec European Warrants Aug 2018 A HKD 0.145   0.109   0.109   86,916,000 10,538,260 N/A 0.230   2017/04/19 0.109   2017/06/30 104,980,000 13,555,176 -   - -   -
15330 UBS AG - Hang Seng Bank European Warrants Dec 2017 A HKD 0.780   0.465   0.520   1,970,000 1,162,500 N/A 0.920   2017/05/10 0.465   2017/06/28 4,500,000 3,261,270 -   - -   -
15012 UBS AG - Henderson Land Dev European Warrants Dec 2017 A HKD 0.226   0.090   0.090   93,240,000 18,092,690 N/A 0.265   2017/05/08 0.090   2017/06/30 101,260,000 19,706,210 -   - -   -
15317 UBS AG - Henganintl European Warrants Feb 2018 A HKD 0.430   0.241   0.325   5,070,000 1,736,040 N/A 0.530   2017/05/10 0.241   2017/06/13 10,685,000 3,764,690 -   - -   -
16931 UBS AG - HK & China Gas European Warrants Dec 2017 A HKD 0.600   0.520   0.520   782,000 428,800 N/A 0.600   2017/06/23 0.520   2017/06/30 782,000 428,800 -   - -   -
17040 UBS AG - HKEX European Put Warrants Apr 2018 A HKD 0.241   0.220   0.231   3,040,000 703,930 N/A 0.241   2017/06/28 0.220   2017/06/29 3,040,000 703,930 -   - -   -
16472 UBS AG - HKEX European Put Warrants Dec 2017 D HKD 0.490   0.280   0.340   14,896,000 5,527,995 N/A 0.490   2017/06/15 0.280   2017/06/29 14,896,000 5,527,995 -   - -   -
13467 UBS AG - HKEX European Put Warrants Oct 2017 A HKD 0.061   0.028   0.037   1,964,550,000 77,412,690 N/A 0.159   2017/04/19 0.028   2017/06/29 6,613,150,000 394,358,640 -   - -   -
15524 UBS AG - HKEX European Put Warrants Sep 2017 B HKD 0.011   0.011   0.010   500,000 5,600 184,146,357 0.137   2017/01/04 0.011   2017/06/01 14,189,360,000 1,104,878,140 0.159   2016/12/28 0.140   2016/12/30
28238 UBS AG - HKEX European Warrants Aug 2017 A HKD 0.047   0.014   0.014   1,004,000 25,595 N/A 0.370   2017/02/21 0.014   2017/06/20 15,984,000 1,454,999 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD -   -   0.011   0 0 1,450 0.018   2017/03/21 0.010   2017/01/25 700,000 8,700 0.134   2016/01/04 0.010   2016/12/09
11363 UBS AG - HKEX European Warrants Dec 2017 B HKD 0.150   0.080   0.104   3,211,490,000 282,676,760 N/A 0.199   2017/03/20 0.068   2017/05/08 56,420,570,000 4,543,721,560 -   - -   -
14602 UBS AG - HKEX European Warrants Dec 2017 C HKD 0.207   0.207   0.205   320,000 66,240 N/A 0.207   2017/06/02 0.159   2017/04/27 9,060,000 1,508,470 -   - -   -
16486 UBS AG - HKEX European Warrants Dec 2017 E HKD 0.450   0.290   0.310   15,455,000 5,358,585 N/A 0.450   2017/06/09 0.290   2017/06/28 15,455,000 5,358,585 -   - -   -
27611 UBS AG - HKEX European Warrants Feb 2018 A HKD 0.120   0.078   0.097   36,856,150,000 3,518,348,730 N/A 0.226   2017/02/16 0.065   2017/05/24 41,069,940,000 3,814,750,480 -   - -   -
16084 UBS AG - HKEX European Warrants Jan 2018 A HKD 0.201   0.149   0.162   5,120,000 809,310 N/A 0.201   2017/06/05 0.149   2017/06/01 9,940,000 1,564,650 -   - -   -
15150 UBS AG - HKEX European Warrants Jul 2017 A HKD 0.116   0.032   0.054   1,344,790,000 96,242,170 1,329,785,625 0.138   2017/02/16 0.022   2017/05/08 121,985,580,000 7,978,713,750 0.137   2016/12/14 0.080   2016/12/28
20585 UBS AG - HKEX European Warrants Jun 2017 A HKD -   -   0.010   0 0 3,133 0.010   2017/04/25 0.010   2017/04/25 1,880,000 18,800 0.093   2016/01/06 0.010   2016/12/12
14564 UBS AG - HKEX European Warrants Jun 2017 B HKD 0.030   0.010   0.010   168,790,000 2,627,770 483,475,312 0.078   2017/02/16 0.010   2017/06/09 49,200,010,000 2,900,851,870 0.173   2016/11/28 0.039   2016/12/28
27472 UBS AG - HKEX European Warrants Jun 2017 C HKD 0.029   0.010   0.010   2,087,000 39,712 N/A 0.480   2017/02/16 0.010   2017/06/08 5,068,352,000 1,969,839,006 -   - -   -
16945 UBS AG - HKEX European Warrants May 2018 A HKD 0.178   0.151   0.153   2,606,830,000 417,371,910 N/A 0.178   2017/06/29 0.151   2017/06/30 2,606,830,000 417,371,910 -   - -   -
14800 UBS AG - HKEX European Warrants Sep 2017 A HKD 0.030   0.014   0.015   50,590,000 1,043,480 745,512,075 0.090   2017/01/06 0.014   2017/06/28 66,740,630,000 4,473,072,450 0.145   2016/12/05 0.080   2016/12/29
28598 UBS AG - HKEX European Warrants Sep 2017 C HKD 0.055   0.020   0.031   86,520,000 3,104,750 N/A 0.146   2017/02/23 0.016   2017/05/24 125,857,190,000 6,412,163,790 -   - -   -
15689 UBS AG - HKEX European Warrants Sep 2017 D HKD 0.540   0.182   0.186   4,249,162,000 1,515,757,114 N/A 0.540   2017/06/05 0.182   2017/06/30 4,253,436,000 1,517,417,129 -   - -   -
13922 UBS AG - HS H-SHARE European Warrants Dec 2017 A HKD 0.300   0.197   0.187   11,136,000 3,047,320 N/A 0.355   2017/04/26 0.197   2017/06/29 25,022,000 6,955,410 -   - -   -
29108 UBS AG - HSBC European Put Warrants Aug 2017 B HKD 0.023   0.012   0.010   7,860,000 121,000 N/A 0.214   2017/04/19 0.012   2017/06/14 3,033,836,000 178,137,920 -   - -   -
15479 UBS AG - HSBC European Put Warrants Aug 2017 D HKD 0.065   0.012   0.012   954,848,000 40,909,880 N/A 0.140   2017/05/12 0.012   2017/06/30 2,148,848,000 142,291,780 -   - -   -
15517 UBS AG - HSBC European Put Warrants Jul 2017 A HKD -   -   0.013   0 0 72,547 0.168   2017/01/05 0.013   2017/05/08 3,432,000 435,284 0.255   2016/12/29 0.221   2016/12/30
26073 UBS AG - HSBC European Put Warrants Jun 2017 C HKD -   -   0.010   0 0 N/A 0.201   2017/02/06 0.012   2017/05/10 11,583,480,000 1,329,600,812 -   - -   -
15936 UBS AG - HSBC European Put Warrants Nov 2017 B HKD 0.255   0.097   0.110   1,260,148,000 173,105,608 N/A 0.420   2017/05/23 0.097   2017/06/30 1,261,220,000 173,546,748 -   - -   -
26330 UBS AG - HSBC European Warrants Aug 2017 A HKD 0.090   0.010   0.061   158,360,000 6,656,080 N/A 0.120   2017/02/16 0.010   2017/06/26 11,198,684,000 1,189,056,252 -   - -   -
13920 UBS AG - HSBC European Warrants Aug 2017 C HKD 0.610   0.203   0.580   19,588,000 5,669,344 N/A 0.610   2017/06/30 0.120   2017/04/24 11,936,148,000 1,817,261,976 -   - -   -
28114 UBS AG - HSBC European Warrants Jul 2017 B HKD 0.017   0.010   0.010   11,056,000 153,468 N/A 0.157   2017/02/21 0.010   2017/06/19 27,593,884,000 1,220,483,928 -   - -   -
11696 UBS AG - HSBC European Warrants Jul 2017 C HKD 0.660   0.071   0.530   137,244,000 23,691,136 N/A 0.660   2017/06/30 0.038   2017/04/24 39,632,724,000 3,238,342,132 -   - -   -
14438 UBS AG - HSBC European Warrants Jul 2017 D HKD 0.630   0.375   0.780   940,000 417,000 N/A 0.630   2017/06/29 0.208   2017/04/26 2,532,000 854,588 -   - -   -
12979 UBS AG - HSBC European Warrants Jun 2017 A HKD -   -   0.360   0 0 67,101,751 0.435   2017/05/16 0.062   2017/04/24 4,768,164,000 402,610,508 0.420   2016/12/08 0.089   2016/11/09
15144 UBS AG - HSBC European Warrants Jun 2017 B HKD -   -   0.010   0 0 487,314,517 0.120   2017/02/20 0.010   2017/05/18 35,819,736,000 2,923,887,100 0.146   2016/12/21 0.110   2016/12/28
29016 UBS AG - HSBC European Warrants Jun 2017 D HKD -   -   0.050   0 0 N/A 0.146   2017/05/16 0.017   2017/04/24 39,860,060,000 3,304,650,060 -   - -   -
15931 UBS AG - HSBC European Warrants Nov 2017 A HKD 0.214   0.119   0.172   3,969,592,000 567,149,304 N/A 0.214   2017/06/30 0.119   2017/06/29 3,969,976,000 567,217,368 -   - -   -
16022 UBS AG - HSBC European Warrants Nov 2017 C HKD 0.315   0.202   0.365   688,000 191,820 N/A 0.315   2017/06/29 0.202   2017/06/16 688,000 191,820 -   - -   -
15435 UBS AG - HSBC European Warrants Sep 2017 A HKD 0.365   0.074   0.270   8,589,596,000 885,080,972 N/A 0.365   2017/06/30 0.074   2017/06/26 24,919,380,000 2,775,042,428 -   - -   -
16487 UBS AG - HSBC European Warrants Sep 2017 B HKD 0.310   0.077   0.229   31,584,240,000 3,229,568,928 N/A 0.310   2017/06/30 0.077   2017/06/26 31,584,240,000 3,229,568,928 -   - -   -
14871 UBS AG - HSCEI European Put Warrants Aug 2017 A HKD 0.018   0.012   0.012   13,040,000 200,720 19,303,800 0.193   2017/01/04 0.012   2017/06/23 1,444,540,000 115,822,800 0.198   2016/12/15 0.197   2016/12/15
16473 UBS AG - HSCEI European Put Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28117 UBS AG - HSCEI European Put Warrants Sep 2017 B HKD 0.069   0.044   0.047   2,234,820,000 113,152,220 N/A 0.212   2017/03/10 0.044   2017/06/29 3,795,730,000 286,463,760 -   - -   -
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD 0.094   0.056   0.056   3,460,010,000 227,577,920 44,300,135 0.165   2017/02/23 0.052   2017/05/05 3,857,250,000 265,800,810 -   - -   -
27476 UBS AG - HSCEI European Warrants Jun 2017 A HKD -   -   0.092   0 0 26,311,998 0.175   2017/02/22 0.066   2017/01/03 1,770,900,000 157,871,990 0.233   2016/09/22 0.054   2016/12/23
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.096   0.057   0.059   12,540,000 877,150 26,387,357 0.161   2017/02/22 0.045   2017/05/08 1,573,820,000 158,324,140 0.255   2016/09/07 0.058   2016/12/23
27601 UBS AG - HSI European Put Warrants Aug 2017 A HKD 0.019   0.010   0.010   35,830,000 419,960 N/A 0.200   2017/03/03 0.010   2017/06/29 18,191,840,000 1,507,953,510 -   - -   -
27990 UBS AG - HSI European Put Warrants Aug 2017 B HKD 0.027   0.010   0.013   125,480,000 2,098,340 N/A 0.215   2017/03/03 0.010   2017/06/29 16,572,880,000 1,162,888,990 -   - -   -
14939 UBS AG - HSI European Put Warrants Aug 2017 C HKD 0.038   0.014   0.018   197,340,000 4,520,690 N/A 0.096   2017/05/10 0.014   2017/06/29 14,655,300,000 935,886,240 -   - -   -
15882 UBS AG - HSI European Put Warrants Dec 2017 A HKD 0.094   0.092   0.086   400,000 37,200 N/A 0.226   2017/05/22 0.092   2017/06/12 420,000 41,710 -   - -   -
16020 UBS AG - HSI European Put Warrants Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16444 UBS AG - HSI European Put Warrants Dec 2017 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16110 UBS AG - HSI European Put Warrants Jul 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16018 UBS AG - HSI European Put Warrants Nov 2017 B HKD 0.140   0.092   0.099   24,818,920,000 2,671,371,240 N/A 0.156   2017/05/25 0.092   2017/06/29 25,028,350,000 2,700,577,490 -   - -   -
16343 UBS AG - HSI European Put Warrants Nov 2017 C HKD 0.118   0.115   0.115   702,940,000 82,763,620 N/A 0.118   2017/06/30 0.115   2017/06/30 702,940,000 82,763,620 -   - -   -
27979 UBS AG - HSI European Put Warrants Sep 2017 A HKD 0.015   0.010   0.015   8,270,000 88,240 N/A 0.130   2017/03/01 0.010   2017/06/20 23,203,310,000 2,067,417,890 -   - -   -
16058 UBS AG - HSI European Put Warrants Sep 2017 C HKD 0.102   0.044   0.049   31,642,930,000 1,953,313,580 N/A 0.129   2017/05/25 0.044   2017/06/29 34,953,040,000 2,322,564,400 -   - -   -
15700 UBS AG - HSI European Warrants Apr 2018 A HKD -   -   0.168   0 0 N/A 0.188   2017/05/16 0.166   2017/05/18 1,058,840,000 185,998,710 -   - -   -
16021 UBS AG - HSI European Warrants Dec 2017 C HKD 0.188   0.187   0.167   100,000 17,280 N/A 0.188   2017/06/02 0.187   2017/06/02 100,000 17,280 -   - -   -
16581 UBS AG - HSI European Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
27955 UBS AG - HSI European Warrants Jan 2018 A HKD -   -   0.270   0 0 N/A 0.209   2017/03/21 0.143   2017/04/18 10,499,130,000 1,726,068,330 -   - -   -
15880 UBS AG - HSI European Warrants Jan 2018 B HKD 0.203   0.118   0.125   11,737,300,000 1,674,962,420 N/A 0.203   2017/06/02 0.118   2017/06/28 11,737,300,000 1,674,962,420 -   - -   -
15267 UBS AG - HSI European Warrants Jul 2017 A HKD 0.340   0.340   0.350   100,000 34,000 529,927,008 0.340   2017/06/02 0.101   2017/02/03 25,194,790,000 3,179,562,050 0.134   2016/12/19 0.133   2016/12/19
14237 UBS AG - HSI European Warrants Jun 2017 A HKD 0.315   0.285   0.290   1,010,000 303,100 186,744,490 0.315   2017/06/06 0.049   2017/01/03 11,233,780,000 1,120,466,940 0.153   2016/11/23 0.040   2016/12/23
15386 UBS AG - HSI European Warrants Jun 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
23755 UBS AG - HSI European Warrants Jun 2017 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14937 UBS AG - HSI European Warrants Mar 2018 A HKD 0.185   0.185   0.189   10,000 1,850 N/A 0.188   2017/05/29 0.151   2017/05/18 4,931,920,000 797,898,430 -   - -   -
15751 UBS AG - HSI European Warrants Nov 2017 A HKD 0.177   0.146   0.151   426,320,000 71,684,590 N/A 0.181   2017/05/17 0.144   2017/05/24 3,905,810,000 625,436,360 -   - -   -
16580 UBS AG - HSI European Warrants Oct 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28750 UBS AG - HSI European Warrants Sep 2017 B HKD 0.214   0.170   0.187   600,000 118,610 N/A 0.214   2017/06/06 0.064   2017/04/19 36,755,470,000 3,924,777,350 -   - -   -
14614 UBS AG - Huaneng Power European Warrants Dec 2017 A HKD 0.405   0.212   0.211   22,054,000 7,203,198 N/A 0.430   2017/05/31 0.212   2017/06/16 109,680,000 37,028,978 -   - -   -
23933 UBS AG - ICBC European Put Warrants Aug 2017 A HKD 0.026   0.017   0.017   3,399,000 74,118 N/A 0.300   2017/01/25 0.017   2017/06/02 379,025,000 46,602,764 -   - -   -
16468 UBS AG - ICBC European Put Warrants Nov 2017 C HKD 0.212   0.128   0.129   72,236,000 12,563,478 N/A 0.212   2017/06/12 0.128   2017/06/29 72,236,000 12,563,478 -   - -   -
15420 UBS AG - ICBC European Warrants Jun 2017 A HKD 0.600   0.570   0.410   50,000 29,500 89,242 0.630   2017/02/16 0.325   2017/01/03 1,130,000 535,450 0.330   2016/12/30 0.300   2016/12/29
15595 UBS AG - ICBC European Warrants Nov 2017 A HKD -   -   0.238   0 0 N/A 0.275   2017/05/15 0.192   2017/05/22 60,940,000 14,669,620 -   - -   -
15963 UBS AG - ICBC European Warrants Nov 2017 B HKD 0.171   0.056   0.063   1,227,733,000 109,840,287 N/A 0.171   2017/06/02 0.056   2017/06/30 1,462,095,000 145,087,029 -   - -   -
11694 UBS AG - ICBC European Warrants Oct 2017 A HKD 0.089   0.036   0.038   5,933,000 329,725 N/A 0.208   2017/03/20 0.036   2017/06/30 934,797,000 138,351,352 -   - -   -
12836 UBS AG - ICBC European Warrants Oct 2017 B HKD 0.054   0.054   0.039   100,000 5,400 N/A 0.143   2017/03/29 0.045   2017/05/22 17,104,000 1,214,525 -   - -   -
16382 UBS AG - ICBC European Warrants Oct 2017 C HKD 0.217   0.154   0.154   1,176,000 225,228 N/A 0.217   2017/06/06 0.154   2017/06/13 1,176,000 225,228 -   - -   -
15429 UBS AG - IGG European Warrants Nov 2017 A HKD 0.275   0.182   0.183   176,301,000 37,306,198 N/A 0.380   2017/05/18 0.182   2017/06/30 521,960,000 145,306,405 -   - -   -
15065 UBS AG - Jiangxi Copper European Warrants Dec 2017 A HKD 0.121   0.071   0.121   82,940,000 6,994,740 32,034,332 0.275   2017/02/13 0.071   2017/06/06 1,072,710,000 192,205,990 0.270   2016/12/14 0.176   2016/12/30
26679 UBS AG - Jiangxi Copper European Warrants Jan 2018 A HKD 0.079   0.049   0.080   15,410,000 953,960 N/A 0.270   2017/02/14 0.049   2017/06/06 320,190,000 45,927,170 -   - -   -
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.016   0.016   0.011   100,000 1,600 18,158,603 0.072   2017/04/05 0.015   2017/05/09 2,777,320,000 108,951,620 0.128   2016/01/04 0.024   2016/12/20
13524 UBS AG - KECL European Warrants Oct 2017 A HKD 0.117   0.031   0.032   29,772,000 2,877,798 N/A 0.510   2017/04/11 0.031   2017/06/29 178,630,000 54,077,706 -   - -   -
15020 UBS AG - Kingsoft European Warrants Dec 2017 A HKD 0.119   0.058   0.065   251,970,000 19,574,360 N/A 0.207   2017/05/10 0.058   2017/06/28 557,830,000 65,682,150 -   - -   -
13490 UBS AG - Kingsoft European Warrants Jun 2017 A HKD -   -   0.010   0 0 4,174,958 0.090   2017/03/29 0.010   2017/05/29 548,220,000 25,049,750 0.236   2016/10/11 0.032   2016/12/20
14351 UBS AG - Kingsoft European Warrants Nov 2017 A HKD 0.159   0.080   0.082   112,800,000 12,912,510 N/A 0.244   2017/04/27 0.080   2017/06/30 455,390,000 80,933,150 -   - -   -
11678 UBS AG - Kingsoft European Warrants Oct 2017 A HKD -   -   0.214   0 0 N/A 0.370   2017/04/03 0.206   2017/03/22 10,480,000 3,026,940 -   - -   -
25340 UBS AG - Kingsoft European Warrants Sep 2017 A HKD -   -   0.360   0 0 N/A 0.470   2017/03/23 0.234   2017/03/03 2,600,000 693,830 -   - -   -
23746 UBS AG - Lenovo European Put Warrants Aug 2017 A HKD 0.108   0.058   0.058   494,992,000 47,794,102 N/A 0.560   2017/02/20 0.058   2017/06/28 1,302,722,000 292,666,204 -   - -   -
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.010   0.010   0.010   1,000,000 10,000 10,433 0.019   2017/01/05 0.010   2017/06/07 5,500,000 62,600 0.184   2016/02/02 0.015   2016/11/07
21129 UBS AG - Lenovo European Warrants Jul 2017 A HKD 0.169   0.024   0.024   24,820,000 3,220,610 N/A 0.520   2017/02/15 0.024   2017/06/30 708,484,000 157,657,182 -   - -   -
23334 UBS AG - Lenovo European Warrants Jul 2017 B HKD 0.033   0.010   0.010   13,032,000 239,384 N/A 0.260   2017/01/23 0.010   2017/06/19 1,456,968,000 250,263,198 -   - -   -
13424 UBS AG - Lenovo European Warrants Jul 2017 C HKD 0.062   0.010   0.010   4,856,000 180,170 N/A 0.300   2017/04/07 0.010   2017/06/22 483,810,000 79,641,194 -   - -   -
16054 UBS AG - Lenovo European Warrants Sep 2017 A HKD 0.182   0.087   0.085   697,938,000 93,024,610 N/A 0.201   2017/05/25 0.087   2017/06/28 1,040,376,000 149,801,734 -   - -   -
26863 UBS AG - Li & Fung European Warrants Sep 2017 A HKD 0.059   0.023   0.024   16,212,000 663,212 N/A 0.435   2017/03/20 0.023   2017/06/30 169,438,000 30,661,964 -   - -   -
22082 UBS AG - Link REIT European Put Warrants Jul 2017 B HKD -   -   0.015   0 0 N/A 0.255   2017/02/02 0.017   2017/05/12 37,210,000 4,098,325 -   - -   -
16056 UBS AG - Link REIT European Warrants Dec 2017 A HKD 0.335   0.137   0.116   97,435,000 24,956,200 N/A 0.335   2017/06/01 0.137   2017/06/28 138,805,000 37,408,650 -   - -   -
20551 UBS AG - Link REIT European Warrants Jul 2017 A HKD 0.600   0.330   0.330   7,075,000 3,355,250 N/A 0.600   2017/06/09 0.082   2017/03/14 360,490,000 70,505,320 -   - -   -
16024 UBS AG - Meitu European Warrants Dec 2017 A HKD -   -   0.124   0 0 N/A 0.174   2017/05/25 0.165   2017/05/26 7,420,000 1,266,370 -   - -   -
15483 UBS AG - Meitu European Warrants Nov 2017 A HKD 0.155   0.085   0.086   25,725,000 3,407,285 N/A 0.375   2017/05/12 0.085   2017/06/30 1,568,575,000 249,671,845 -   - -   -
16176 UBS AG - Meitu European Warrants Nov 2017 B HKD 0.260   0.166   0.159   193,250,000 43,001,120 N/A 0.260   2017/06/01 0.166   2017/06/15 220,810,000 49,096,795 -   - -   -
16789 UBS AG - Melco European Warrants Dec 2017 A HKD 0.280   0.244   0.247   12,680,000 3,259,710 N/A 0.280   2017/06/27 0.244   2017/06/26 12,680,000 3,259,710 -   - -   -
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD 0.224   0.198   0.224   1,200,000 250,640 41,773 0.224   2017/06/22 0.198   2017/06/15 1,200,000 250,640 0.235   2016/06/08 0.195   2016/05/18
15665 UBS AG - Minsheng Bank European Warrants Jul 2017 A HKD -   -   0.012   0 0 3,977,762 0.430   2017/02/16 0.012   2017/05/31 171,271,000 23,866,571 -   - -   -
15684 UBS AG - Minsheng Bank European Warrants Oct 2017 A HKD 0.280   0.151   0.162   58,651,500 12,320,582 N/A 0.360   2017/05/26 0.151   2017/06/19 74,083,500 16,331,568 -   - -   -
16228 UBS AG - MTRC European Put Warrants Dec 2017 A HKD 0.246   0.181   0.186   78,925,000 17,354,255 N/A 0.246   2017/06/05 0.181   2017/06/29 109,315,000 24,581,175 -   - -   -
14590 UBS AG - MTRC European Warrants Feb 2018 A HKD 0.154   0.058   0.060   49,065,000 5,176,975 N/A 0.385   2017/04/26 0.058   2017/06/30 387,560,000 74,157,110 -   - -   -
16175 UBS AG - MTRC European Warrants Nov 2017 A HKD 0.241   0.127   0.131   114,700,000 22,414,200 N/A 0.270   2017/05/31 0.127   2017/06/30 165,795,000 34,958,575 -   - -   -
15009 UBS AG - NCI European Warrants Dec 2017 A HKD 0.280   0.133   0.129   162,957,000 32,714,260 N/A 0.315   2017/05/12 0.133   2017/06/28 315,828,000 75,419,403 -   - -   -
26855 UBS AG - New World European Warrants Aug 2017 A HKD 0.710   0.123   0.140   15,768,000 6,796,377 N/A 0.710   2017/06/07 0.123   2017/06/29 95,305,000 43,598,277 -   - -   -
16586 UBS AG - New World European Warrants Dec 2017 A HKD 0.325   0.244   0.182   11,982,000 3,626,170 N/A 0.325   2017/06/14 0.244   2017/06/22 11,982,000 3,626,170 -   - -   -
10439 UBS AG - Nikkei 225 European Put Warrants Dec 2017 B HKD -   -   0.047   0 0 4,435 0.156   2017/01/16 0.117   2017/04/06 220,000 26,610 -   - -   -
10440 UBS AG - Nikkei 225 European Put Warrants Sep 2017 D HKD -   -   0.021   0 0 30,152 0.153   2017/01/16 0.113   2017/04/20 1,420,000 180,910 -   - -   -
10441 UBS AG - Nikkei 225 European Put Warrants Sep 2017 E HKD 0.083   0.062   0.066   1,380,000 102,210 49,970 0.238   2017/01/05 0.062   2017/06/27 2,730,000 299,820 -   - -   -
10437 UBS AG - Nikkei 225 European Warrants Dec 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10412 UBS AG - Nikkei 225 European Warrants Jun 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10435 UBS AG - Nikkei 225 European Warrants Sep 2017 A HKD 0.110   0.096   0.082   200,000 20,600 137,122 0.184   2017/01/16 0.061   2017/04/13 12,060,000 822,730 -   - -   -
10436 UBS AG - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.017   10,000 260 592 0.165   2017/01/16 0.164   2017/01/16 30,000 3,550 -   - -   -
10438 UBS AG - Nikkei 225 European Warrants Sep 2017 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
16561 UBS AG - Nine Dragons European Warrants May 2018 A HKD 0.227   0.182   0.221   69,140,000 14,915,040 N/A 0.227   2017/06/30 0.182   2017/06/27 69,140,000 14,915,040 -   - -   -
27960 UBS AG - PetroChina European Put Warrants Jun 2017 B HKD 0.480   0.470   0.540   200,000 95,000 N/A 0.480   2017/06/12 0.119   2017/04/10 438,280,000 78,747,640 -   - -   -
11268 UBS AG - PetroChina European Warrants Aug 2017 A HKD 0.010   0.010   0.010   230,000 2,300 N/A 0.285   2017/03/16 0.010   2017/06/07 2,175,316,000 284,800,156 -   - -   -
16756 UBS AG - PetroChina European Warrants Dec 2017 A HKD 0.234   0.086   0.091   1,065,796,000 123,571,538 N/A 0.234   2017/06/19 0.086   2017/06/30 1,065,796,000 123,571,538 -   - -   -
26383 UBS AG - PetroChina European Warrants Jul 2017 A HKD -   -   0.011   0 0 N/A 0.182   2017/02/10 0.013   2017/04/19 1,019,352,000 149,095,912 -   - -   -
15418 UBS AG - PetroChina European Warrants Jun 2017 A HKD -   -   0.010   0 0 106,768,928 0.360   2017/01/18 0.010   2017/04/27 4,109,672,000 640,613,568 0.325   2016/12/22 0.255   2016/12/30
13029 UBS AG - PetroChina European Warrants Jun 2017 C HKD 0.010   0.010   0.010   300,000 3,000 N/A 0.170   2017/03/31 0.010   2017/06/01 1,731,524,000 153,798,178 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD 0.012   0.012   0.012   1,800,000 21,600 94,503 0.052   2017/01/13 0.012   2017/06/05 19,520,000 567,020 0.069   2016/04/28 0.025   2016/11/09
16929 UBS AG - PetroChina European Warrants Nov 2017 A HKD 0.255   0.250   0.190   532,000 135,390 N/A 0.255   2017/06/27 0.250   2017/06/27 532,000 135,390 -   - -   -
15333 UBS AG - PetroChina European Warrants Oct 2017 A HKD 0.082   0.022   0.022   822,948,000 39,917,480 N/A 0.242   2017/05/10 0.022   2017/06/27 2,472,992,000 270,969,224 -   - -   -
13834 UBS AG - PetroChina European Warrants Sep 2017 A HKD 0.029   0.021   0.013   5,040,000 125,250 N/A 0.109   2017/04/19 0.021   2017/06/12 233,044,000 10,676,876 -   - -   -
15041 UBS AG - PetroChina European Warrants Sep 2017 B HKD 0.040   0.032   0.012   1,060,000 28,600 N/A 0.127   2017/05/08 0.032   2017/06/08 230,422,000 23,345,844 -   - -   -
21048 UBS AG - PICC European Warrants Jul 2018 A HKD 0.124   0.088   0.118   33,380,000 3,440,060 N/A 0.194   2017/01/11 0.084   2017/04/18 445,960,000 60,488,580 -   - -   -
27213 UBS AG - PICC Group European Warrants Aug 2017 A HKD 0.159   0.090   0.091   23,996,000 3,096,983 N/A 0.355   2017/02/14 0.090   2017/06/30 36,686,000 5,437,855 -   - -   -
16227 UBS AG - Ping An European Put Warrants Dec 2017 A HKD 0.260   0.122   0.156   1,946,275,000 314,877,695 N/A 0.275   2017/05/31 0.122   2017/06/27 1,946,765,000 315,004,745 -   - -   -
15941 UBS AG - Ping An European Put Warrants Nov 2017 B HKD 0.092   0.038   0.048   905,395,000 63,370,190 N/A 0.226   2017/05/22 0.038   2017/06/27 1,909,715,000 189,985,620 -   - -   -
12886 UBS AG - Ping An European Put Warrants Sep 2017 C HKD 0.041   0.014   0.013   109,880,000 3,025,365 N/A 0.340   2017/03/28 0.014   2017/06/27 2,713,490,000 303,578,155 -   - -   -
15080 UBS AG - Ping An European Warrants Aug 2017 A HKD 0.810   0.580   0.690   360,000 242,000 N/A 0.810   2017/06/20 0.162   2017/05/08 1,230,000 418,675 -   - -   -
16348 UBS AG - Ping An European Warrants Dec 2017 B HKD 0.255   0.113   0.113   17,172,810,000 2,505,630,985 N/A 0.255   2017/06/06 0.113   2017/06/30 17,172,810,000 2,505,630,985 -   - -   -
16707 UBS AG - Ping An European Warrants Dec 2017 C HKD 0.193   0.191   0.141   10,000 1,920 N/A 0.193   2017/06/19 0.191   2017/06/19 10,000 1,920 -   - -   -
16937 UBS AG - Ping An European Warrants Dec 2017 D HKD 0.197   0.191   0.124   400,000 77,600 N/A 0.197   2017/06/26 0.191   2017/06/26 400,000 77,600 -   - -   -
16790 UBS AG - Ping An European Warrants Jan 2018 A HKD 0.345   0.345   0.260   260,000 89,700 N/A 0.345   2017/06/20 0.345   2017/06/20 260,000 89,700 -   - -   -
29111 UBS AG - Ping An European Warrants Jul 2017 A HKD 0.400   0.162   0.239   178,090,000 47,845,355 N/A 0.400   2017/06/26 0.023   2017/05/05 26,095,195,000 1,666,164,660 -   - -   -
27143 UBS AG - Ping An European Warrants Jun 2017 A HKD 0.800   0.510   0.710   23,155,000 14,527,300 N/A 0.800   2017/06/20 0.046   2017/05/08 33,331,660,000 3,401,857,385 -   - -   -
15221 UBS AG - Ping An European Warrants Nov 2017 A HKD 0.540   0.390   0.445   460,000 214,050 N/A 0.540   2017/06/09 0.150   2017/05/09 733,145,000 125,720,215 -   - -   -
16177 UBS AG - Ping An European Warrants Nov 2017 C HKD 0.285   0.177   0.200   11,757,250,000 2,606,158,950 N/A 0.320   2017/05/29 0.177   2017/06/15 12,511,685,000 2,801,948,790 -   - -   -
15698 UBS AG - Ping An European Warrants Oct 2017 A HKD 0.350   0.212   0.255   148,675,000 40,733,665 N/A 0.350   2017/06/26 0.150   2017/05/19 2,537,170,000 601,659,565 -   - -   -
27144 UBS AG - Ping An European Warrants Sep 2017 A HKD 0.540   0.340   0.435   11,150,000 4,763,750 N/A 0.540   2017/06/26 0.075   2017/05/08 17,307,225,000 2,080,070,210 -   - -   -
12863 UBS AG - Ping An European Warrants Sep 2017 B HKD 0.214   0.114   0.144   420,420,000 66,187,545 N/A 0.214   2017/06/12 0.067   2017/05/19 21,994,260,000 1,827,506,695 -   - -   -
14927 UBS AG - PWR Assets European Warrants Dec 2017 A HKD 0.385   0.255   0.228   7,630,000 2,268,850 N/A 0.485   2017/05/08 0.255   2017/06/28 9,160,000 2,881,775 -   - -   -
15532 UBS AG - Sands China European Put Warrants Jul 2017 B HKD -   -   0.014   0 0 26,287,821 0.270   2017/01/03 0.014   2017/05/24 1,532,360,000 157,726,928 0.295   2016/12/29 0.255   2016/12/30
13621 UBS AG - Sands China European Put Warrants Sep 2017 A HKD 0.110   0.041   0.059   574,708,000 39,308,188 N/A 0.198   2017/04/19 0.041   2017/06/20 855,496,000 84,321,464 -   - -   -
16703 UBS AG - Sands China European Put Warrants Sep 2017 D HKD 0.198   0.164   0.165   4,288,000 799,572 N/A 0.198   2017/06/28 0.164   2017/06/28 4,288,000 799,572 -   - -   -
11885 UBS AG - Sands China European Warrants Aug 2017 A HKD 0.132   0.054   0.060   28,940,000 2,486,120 N/A 0.260   2017/04/10 0.035   2017/05/18 1,452,112,000 122,773,868 -   - -   -
14718 UBS AG - Sands China European Warrants Jul 2017 A HKD -   -   0.010   0 0 39,190 0.073   2017/01/23 0.019   2017/03/27 9,324,000 235,140 0.206   2016/12/01 0.077   2016/12/14
27991 UBS AG - Sands China European Warrants Jul 2017 C HKD 0.285   0.058   0.100   58,056,000 7,385,796 N/A 0.305   2017/04/07 0.043   2017/05/18 1,637,332,000 243,148,084 -   - -   -
29363 UBS AG - Sands China European Warrants Jul 2017 D HKD 0.147   0.040   0.043   8,700,000 711,120 N/A 0.275   2017/04/07 0.040   2017/06/26 92,892,000 7,561,340 -   - -   -
14084 UBS AG - Sands China European Warrants Jun 2017 A HKD -   -   0.010   0 0 19,992,601 0.134   2017/01/11 0.010   2017/05/02 2,721,852,000 119,955,608 0.290   2016/11/29 0.089   2016/12/21
25987 UBS AG - Sands China European Warrants Jun 2017 B HKD 0.111   0.019   0.034   15,020,000 853,072 N/A 0.188   2017/04/07 0.014   2017/05/19 1,796,356,000 176,835,508 -   - -   -
16701 UBS AG - Sands China European Warrants Nov 2017 A HKD 0.220   0.220   0.137   480,000 105,600 N/A 0.220   2017/06/19 0.220   2017/06/19 480,000 105,600 -   - -   -
16791 UBS AG - Sands China European Warrants Nov 2017 B HKD 0.370   0.255   0.231   5,632,000 1,656,280 N/A 0.370   2017/06/20 0.255   2017/06/28 5,632,000 1,656,280 -   - -   -
13916 UBS AG - Sands China European Warrants Sep 2017 B HKD 0.070   0.025   0.025   396,208,000 20,213,684 N/A 0.108   2017/04/21 0.025   2017/06/30 398,008,000 20,374,684 -   - -   -
15480 UBS AG - Sands China European Warrants Sep 2017 C HKD 0.244   0.106   0.118   807,200,000 120,814,964 N/A 0.244   2017/06/20 0.086   2017/05/18 1,121,560,000 156,323,864 -   - -   -
13422 UBS AG - SHK Ppt European Put Warrants Oct 2017 B HKD 0.192   0.075   0.083   205,440,000 28,879,040 N/A 0.340   2017/04/12 0.075   2017/06/27 213,380,000 31,156,270 -   - -   -
29109 UBS AG - SHK Ppt European Warrants Aug 2017 A HKD 0.495   0.030   0.032   76,560,000 12,793,480 N/A 0.495   2017/06/07 0.030   2017/06/30 196,590,000 47,313,100 -   - -   -
16582 UBS AG - SHK Ppt European Warrants Dec 2017 A HKD 0.440   0.217   0.221   13,460,000 3,851,450 N/A 0.440   2017/06/14 0.217   2017/06/28 13,460,000 3,851,450 -   - -   -
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.365   0 0 2,750 0.330   2017/02/16 0.330   2017/02/16 50,000 16,500 0.365   2016/08/05 0.360   2016/08/05
11326 UBS AG - Sinopec Corp European Warrants Jul 2017 A HKD 0.110   0.068   0.019   460,000 40,120 N/A 0.335   2017/04/07 0.058   2017/05/05 199,916,000 30,247,390 -   - -   -
13034 UBS AG - Sinopec Corp European Warrants Jul 2017 B HKD 0.022   0.013   0.013   650,000 12,550 N/A 0.216   2017/04/07 0.013   2017/06/15 159,494,000 13,372,718 -   - -   -
17044 UBS AG - Sinopec Corp European Warrants Nov 2017 A HKD 0.255   0.250   0.238   1,640,000 418,020 N/A 0.255   2017/06/29 0.250   2017/06/28 1,640,000 418,020 -   - -   -
16178 UBS AG - Sinopec Corp European Warrants Oct 2017 A HKD 0.182   0.124   0.066   3,396,000 564,556 N/A 0.182   2017/06/07 0.124   2017/06/09 3,396,000 564,556 -   - -   -
15687 UBS AG - Sinopec Corp European Warrants Sep 2017 A HKD 0.177   0.037   0.040   457,852,000 36,229,838 N/A 0.210   2017/05/18 0.037   2017/06/30 495,856,000 42,487,442 -   - -   -
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.161   0.088   0.143   11,290,000 1,253,870 3,410,608 0.161   2017/06/20 0.059   2017/03/09 207,790,000 20,463,650 0.195   2016/02/18 0.077   2016/11/09
16727 UBS AG - SJM Holdings European Warrants Dec 2017 B HKD 0.760   0.660   0.660   2,554,000 1,839,870 N/A 0.760   2017/06/22 0.660   2017/06/30 2,554,000 1,839,870 -   - -   -
15878 UBS AG - SMIC European Warrants Apr 2018 A HKD 0.198   0.140   0.153   351,465,000 55,566,535 N/A 0.203   2017/05/22 0.140   2017/06/13 354,825,000 56,229,590 -   - -   -
29015 UBS AG - SMIC European Warrants Aug 2017 A HKD 0.059   0.018   0.051   137,805,000 5,722,790 N/A 0.231   2017/02/28 0.018   2017/06/13 718,370,000 53,566,275 -   - -   -
22238 UBS AG - SMIC European Warrants Dec 2017 A HKD -   -   0.035   0 0 N/A 0.227   2017/02/13 0.044   2017/05/23 26,960,000 4,876,640 -   - -   -
22249 UBS AG - SMIC European Warrants Jul 2017 A HKD -   -   0.010   0 0 N/A 0.231   2017/01/17 0.010   2017/05/18 600,245,000 69,067,630 -   - -   -
15893 UBS AG - SMIC European Warrants Mar 2018 A HKD 0.124   0.107   0.122   9,790,000 1,107,540 N/A 0.147   2017/05/23 0.107   2017/06/06 16,510,000 2,039,625 -   - -   -
16117 UBS AG - SMIC European Warrants Nov 2017 A HKD 0.032   0.010   0.020   19,760,000 416,400 N/A 0.305   2017/01/04 0.010   2017/06/30 734,830,000 93,550,960 -   - -   -
28970 UBS AG - SMIC European Warrants Oct 2017 A HKD -   -   0.023   0 0 N/A 0.140   2017/03/08 0.031   2017/05/18 54,560,000 5,572,335 -   - -   -
11347 UBS AG - SPDR Gold Trust European Warrants Sep 2017 A HKD 0.187   0.073   0.073   29,684,000 3,404,246 N/A 0.340   2017/04/13 0.073   2017/06/30 38,567,000 5,433,576 -   - -   -
26029 UBS AG - Stanchart European Put Warrants Aug 2017 A HKD 0.131   0.035   0.035   14,023,500 833,703 N/A 0.580   2017/02/27 0.035   2017/06/29 160,848,000 41,901,302 -   - -   -
27083 UBS AG - Stanchart European Warrants Aug 2017 B HKD 0.136   0.095   0.096   3,180,000 385,375 N/A 0.490   2017/02/15 0.095   2017/06/30 14,666,000 2,779,567 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.106   0.071   0.106   5,390,000 490,190 1,730,998 0.149   2017/02/06 0.060   2017/01/04 105,260,000 10,385,985 0.180   2016/01/04 0.039   2016/02/25
21649 UBS AG - Stanchart European Warrants Jun 2017 A HKD -   -   0.010   0 0 17,586,245 0.070   2017/02/06 0.010   2017/05/18 2,918,550,000 105,517,470 0.071   2016/05/03 0.012   2016/02/12
16055 UBS AG - Stanchart European Warrants Nov 2017 A HKD 0.455   0.370   0.420   18,288,000 7,622,205 N/A 0.455   2017/06/29 0.370   2017/06/01 19,168,000 7,986,705 -   - -   -
12117 UBS AG - Stanchart European Warrants Sep 2017 A HKD 0.435   0.219   0.400   64,246,500 21,322,817 N/A 0.580   2017/04/03 0.219   2017/06/27 235,467,000 90,165,885 -   - -   -
28228 UBS AG - Sunny Optical European Warrants Aug 2017 A HKD 1.280   0.350   0.980   6,790,000 6,312,450 N/A 1.280   2017/06/26 0.350   2017/06/06 357,360,000 201,749,700 -   - -   -
21536 UBS AG - Sunny Optical European Warrants Jul 2017 A HKD -   -   2.650   0 0 N/A 2.150   2017/04/28 0.480   2017/01/23 39,120,000 23,201,250 -   - -   -
15227 UBS AG - Sunny Optical European Warrants Nov 2017 A HKD 0.640   0.350   0.465   265,140,000 134,754,400 N/A 0.660   2017/05/10 0.350   2017/06/07 331,010,000 175,868,550 -   - -   -
15230 UBS AG - Sunny Optical European Warrants Nov 2018 A HKD 0.320   0.186   0.265   77,000,000 14,825,400 N/A 0.320   2017/06/27 0.186   2017/06/06 98,500,000 19,545,200 -   - -   -
11342 UBS AG - Sunny Optical European Warrants Sep 2017 A HKD 0.650   0.171   0.440   24,080,000 10,752,350 N/A 0.650   2017/06/27 0.171   2017/06/06 369,460,000 165,990,050 -   - -   -
14617 UBS AG - Sunny Optical European Warrants Sep 2017 B HKD 1.190   0.345   0.950   8,130,000 4,521,950 N/A 1.190   2017/06/26 0.345   2017/06/06 215,190,000 150,233,450 -   - -   -
14897 UBS AG - Tencent Holdings European Put Warrants Jun 2017 B HKD -   -   0.010   0 0 448,729,848 0.260   2017/01/03 0.010   2017/05/15 25,807,410,000 2,692,379,090 0.315   2016/12/28 0.255   2016/12/30
14936 UBS AG - Tencent Holdings European Put Warrants Nov 2017 A HKD 0.059   0.020   0.024   170,860,000 6,110,270 N/A 0.166   2017/05/05 0.020   2017/06/27 11,903,300,000 1,026,005,560 -   - -   -
15699 UBS AG - Tencent Holdings European Put Warrants Nov 2017 B HKD 0.099   0.036   0.042   374,450,000 23,745,630 N/A 0.227   2017/05/16 0.036   2017/06/29 14,656,670,000 1,325,679,940 -   - -   -
16081 UBS AG - Tencent Holdings European Put Warrants Nov 2017 C HKD 0.118   0.054   0.062   490,000 32,880 N/A 0.118   2017/06/01 0.054   2017/06/27 1,140,000 100,480 -   - -   -
16083 UBS AG - Tencent Holdings European Put Warrants Nov 2017 D HKD 0.181   0.071   0.088   34,537,080,000 3,719,497,790 N/A 0.182   2017/05/25 0.071   2017/06/27 36,477,960,000 4,002,992,270 -   - -   -
16726 UBS AG - Tencent Holdings European Put Warrants Nov 2017 F HKD 0.198   0.150   0.144   3,720,000 691,940 N/A 0.198   2017/06/16 0.150   2017/06/20 3,720,000 691,940 -   - -   -
15264 UBS AG - Tencent Holdings European Put Warrants Oct 2017 B HKD -   -   0.013   0 0 23,889,702 0.210   2017/01/03 0.018   2017/04/27 3,089,160,000 143,338,210 0.260   2016/12/23 0.204   2016/12/30
12161 UBS AG - Tencent Holdings European Put Warrants Sep 2017 A HKD 0.015   0.010   0.010   37,870,000 396,400 N/A 0.170   2017/03/23 0.010   2017/06/23 17,708,580,000 1,577,747,880 -   - -   -
14359 UBS AG - Tencent Holdings European Put Warrants Sep 2017 C HKD 0.022   0.010   0.010   167,620,000 2,265,090 N/A 0.120   2017/04/24 0.010   2017/06/23 15,374,380,000 1,117,280,870 -   - -   -
15749 UBS AG - Tencent Holdings European Warrants Apr 2018 A HKD 0.255   0.182   0.218   565,600,000 121,730,590 N/A 0.290   2017/05/17 0.182   2017/06/01 15,322,210,000 3,682,691,490 -   - -   -
16027 UBS AG - Tencent Holdings European Warrants Apr 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15381 UBS AG - Tencent Holdings European Warrants Aug 2017 A HKD 0.790   0.600   0.740   2,550,000 1,799,100 1,137,806,390 0.790   2017/06/27 0.113   2017/01/24 52,676,030,000 6,826,838,340 0.143   2016/12/28 0.122   2016/12/29
14348 UBS AG - Tencent Holdings European Warrants Aug 2017 B HKD 0.435   0.435   0.440   80,000 34,800 N/A 0.435   2017/06/09 0.181   2017/05/09 1,300,000 257,900 -   - -   -
14920 UBS AG - Tencent Holdings European Warrants Aug 2017 C HKD 0.670   0.350   0.380   199,102,000 100,080,505 N/A 0.830   2017/05/23 0.255   2017/05/05 4,044,172,000 2,361,844,180 -   - -   -
15082 UBS AG - Tencent Holdings European Warrants Aug 2017 D HKD 0.980   0.450   0.620   51,364,000 37,075,900 N/A 1.050   2017/05/23 0.335   2017/05/10 7,190,880,000 3,374,642,620 -   - -   -
16225 UBS AG - Tencent Holdings European Warrants Dec 2017 A HKD 0.169   0.106   0.111   55,345,160,000 7,275,377,280 N/A 0.217   2017/05/31 0.106   2017/06/30 55,345,580,000 7,275,467,580 -   - -   -
15691 UBS AG - Tencent Holdings European Warrants Feb 2018 A HKD 0.270   0.260   0.280   120,000 31,800 N/A 0.275   2017/05/22 0.242   2017/05/18 2,520,000 669,320 -   - -   -
16969 UBS AG - Tencent Holdings European Warrants Jan 2018 A HKD 0.169   0.124   0.126   7,792,750,000 1,068,574,410 N/A 0.169   2017/06/27 0.124   2017/06/30 7,792,750,000 1,068,574,410 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.590   0.380   0.540   10,860,000 5,423,250 672,004,208 0.590   2017/06/27 0.050   2017/01/24 59,580,820,000 4,032,025,250 0.247   2016/09/13 0.032   2016/12/23
28751 UBS AG - Tencent Holdings European Warrants Jul 2017 B HKD 0.680   0.500   0.630   480,000 284,200 N/A 0.680   2017/06/27 0.083   2017/03/03 39,685,630,000 4,027,762,830 -   - -   -
27475 UBS AG - Tencent Holdings European Warrants Jun 2017 A HKD -   -   0.940   0 0 2,877,142 0.910   2017/05/24 0.175   2017/01/04 53,900,000 17,262,850 0.440   2016/09/23 0.100   2016/05/06
15667 UBS AG - Tencent Holdings European Warrants Jun 2017 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
27623 UBS AG - Tencent Holdings European Warrants Jun 2017 D HKD 4.410   3.050   4.160   345,000 1,243,820 N/A 4.410   2017/06/09 0.385   2017/03/09 2,778,605,000 1,726,345,955 -   - -   -
12157 UBS AG - Tencent Holdings European Warrants Jun 2017 E HKD 1.380   0.450   0.750   19,281,000 14,799,205 N/A 1.390   2017/05/23 0.106   2017/05/05 5,894,862,000 1,226,505,531 -   - -   -
16133 UBS AG - Tencent Holdings European Warrants Nov 2017 E HKD 0.191   0.132   0.155   19,747,110,000 3,137,891,820 N/A 0.219   2017/05/31 0.132   2017/06/12 19,748,910,000 3,138,263,260 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD -   -   0.900   0 0 5,583 0.730   2017/05/18 0.230   2017/01/16 60,000 33,500 0.425   2016/09/23 0.147   2016/06/17
15357 UBS AG - Tencent Holdings European Warrants Oct 2017 C HKD 0.445   0.445   0.560   50,000 22,250 229,066,402 0.530   2017/05/26 0.117   2017/02/10 8,341,010,000 1,374,398,410 0.124   2016/12/21 0.124   2016/12/21
14338 UBS AG - Tencent Holdings European Warrants Oct 2017 D HKD 0.430   0.265   0.385   5,970,000 2,155,400 N/A 0.430   2017/06/27 0.150   2017/05/05 8,935,990,000 1,458,659,650 -   - -   -
14940 UBS AG - Tencent Holdings European Warrants Oct 2017 E HKD 0.350   0.208   0.290   3,460,000 916,680 N/A 0.350   2017/06/27 0.144   2017/05/10 2,303,220,000 390,770,260 -   - -   -
16015 UBS AG - Tencent Holdings European Warrants Oct 2017 F HKD 0.810   0.540   0.520   40,000 24,850 N/A 0.980   2017/05/23 0.540   2017/06/01 55,091,000 44,597,810 -   - -   -
12256 UBS AG - Tencent Holdings European Warrants Sep 2017 B HKD 0.475   0.270   0.395   73,120,000 27,267,150 N/A 0.475   2017/06/27 0.095   2017/04/11 55,969,570,000 6,383,983,820 -   - -   -
16226 UBS AG - Tencent Holdings European Warrants Sep 2017 D HKD 0.840   0.450   0.460   1,895,646,000 1,325,098,410 N/A 0.840   2017/06/09 0.450   2017/06/30 1,895,726,000 1,325,156,410 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD -   -   0.340   0 0 2,892,711 0.290   2017/05/16 0.155   2017/01/03 100,665,000 17,356,265 0.250   2016/10/13 0.119   2016/06/16
14844 UBS AG - Tracker Fund European Warrants Jul 2018 A HKD 0.249   0.220   0.233   11,550,000 2,727,690 N/A 0.249   2017/06/09 0.189   2017/05/05 58,770,000 12,806,130 -   - -   -
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD 0.550   0.550   0.530   5,000 2,750 13,925 0.550   2017/06/05 0.305   2017/01/18 265,000 83,550 0.320   2016/08/24 0.128   2016/05/13
16729 UBS AG - Tracker Fund European Warrants Sep 2018 A HKD 0.225   0.216   0.217   420,000 93,415 N/A 0.225   2017/06/30 0.216   2017/06/30 420,000 93,415 -   - -   -
15019 UBS AG - Wynn Macau European Put Warrants Dec 2017 A HKD 0.228   0.162   0.167   60,576,000 11,630,608 N/A 0.295   2017/05/08 0.162   2017/06/20 62,200,000 12,025,860 -   - -   -
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD 0.017   0.014   0.011   232,000 3,808 6,082,031 0.220   2017/01/03 0.014   2017/06/13 273,860,000 36,492,188 0.275   2016/11/03 0.167   2016/12/01
23042 UBS AG - Wynn Macau European Warrants Jan 2018 A HKD 0.550   0.450   0.530   136,000 66,280 N/A 0.550   2017/06/14 0.236   2017/01/20 8,848,000 2,499,420 -   - -   -
15018 UBS AG - Wynn Macau European Warrants Jan 2018 B HKD 0.220   0.174   0.185   68,576,000 13,630,604 N/A 0.220   2017/06/14 0.143   2017/05/19 131,416,000 24,118,292 -   - -   -
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.265   0.167   0.219   4,368,000 925,528 12,842,019 0.265   2017/06/20 0.071   2017/01/17 737,060,000 77,052,116 0.226   2016/09/29 0.071   2016/11/14
12523 UBS AG - Wynn Macau European Warrants Sep 2017 B HKD 0.143   0.082   0.115   121,012,000 12,587,456 N/A 0.185   2017/04/10 0.055   2017/05/10 639,752,000 75,990,608 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.125   0.072   0.125   134,646,000 13,476,348 11,716,851 0.166   2017/04/12 0.072   2017/06/01 678,558,000 70,301,108 0.184   2016/10/25 0.076   2016/12/28
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.133   0.063   0.128   2,480,000 223,880 5,958,937 0.164   2017/04/10 0.063   2017/06/01 372,980,000 35,753,620 0.165   2016/03/18 0.061   2016/12/28
13917 UBS AG - Zijin Mining European Warrants Dec 2017 A HKD 0.103   0.076   0.076   16,972,000 1,532,750 N/A 0.340   2017/04/19 0.076   2017/06/30 40,794,000 4,733,620 -   - -   -
14752 UBS AG - ZTE European Warrants Dec 2017 A HKD 0.380   0.228   0.335   100,034,000 27,735,504 N/A 0.380   2017/06/27 0.215   2017/05/10 105,962,000 29,132,672 -   - -   -
16728 UBS AG - ZTE European Warrants Dec 2017 B HKD 0.335   0.242   0.305   18,280,000 5,779,842 N/A 0.335   2017/06/27 0.242   2017/06/16 18,280,000 5,779,842 -   - -   -
29497 UBS AG - ZTE European Warrants Jul 2017 A HKD 0.480   0.370   0.510   40,000 17,560 N/A 0.480   2017/06/23 0.120   2017/03/10 429,588,000 61,843,764 -   - -   -
11679 UBS AG - ZTE European Warrants Nov 2017 A HKD 0.385   0.191   0.385   61,334,000 13,823,740 N/A 0.385   2017/06/22 0.127   2017/04/19 325,982,000 60,379,240 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.