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Trading summary for derivative warrants - July 2017

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currency		 This month Average monthly
turnover($)
Feb 2017 - Jul 2017 (*) 		This year (up to July 2017) Previous year
High Low Close Turnover (unit) Turnover ($) High High date Low Low date Turnover (unit) Turnover ($) High High date Low Low date
14677 Bank of East Asia - AAC Tech European Warrants Aug 2018 A HKD 0.290   0.191   0.209   2,400,000 486,450 N/A 0.335   2017/05/02 0.186   2017/06/26 34,800,000 7,930,100 -   - -   -
14678 Bank of East Asia - AAC Tech European Warrants Oct 2017 A HKD 0.250   0.101   0.136   22,610,000 2,584,130 N/A 0.250   2017/07/20 0.066   2017/05/18 83,805,000 10,702,060 -   - -   -
17773 Bank of East Asia - BYD European Warrants Aug 2017 A HKD 0.010   0.010   0.010   30,000 300 1,387 0.042   2017/01/13 0.010   2017/07/06 7,080,000 263,300 0.145   2016/09/09 0.033   2016/12/28
26837 Bank of East Asia - BYD European Warrants Dec 2018 A HKD 0.249   0.222   0.227   5,500,000 1,257,750 526,825 0.249   2017/07/21 0.199   2017/05/17 14,300,000 3,160,950 0.315   2016/08/30 0.260   2016/11/28
14026 Bank of East Asia - BYD European Warrants Dec 2018 B HKD 0.135   0.112   0.114   24,010,000 2,842,530 1,043,484 0.136   2017/06/14 0.105   2017/06/12 60,035,000 7,006,335 0.174   2016/11/02 0.104   2016/12/28
24348 Bank of East Asia - BYD European Warrants Mar 2018 A HKD 0.127   0.101   0.101   54,500,000 5,945,850 3,051,008 0.134   2017/06/14 0.091   2017/05/24 225,950,000 25,185,950 0.220   2016/09/12 0.101   2016/12/28
25509 Bank of East Asia - BYD European Warrants Sep 2017 A HKD -   -   0.088   0 0 1,875 0.118   2017/06/14 0.107   2017/06/15 100,000 11,250 0.244   2016/09/07 0.140   2016/02/16
25522 Bank of East Asia - Ch Comm Cons European Wts Jul 2017 A HKD 0.176   0.134   0.212   600,000 97,200 344,517 0.275   2017/03/21 0.134   2017/07/10 9,810,000 2,074,750 0.250   2016/05/04 0.104   2016/10/11
29620 Bank of East Asia - Ch Comm Cons European Wts Nov 2018 A HKD 0.209   0.198   0.183   3,680,000 749,880 N/A 0.285   2017/03/23 0.167   2017/06/15 124,520,000 27,989,410 -   - -   -
17147 Bank of East Asia - Ch Mobile European Warrants Jan 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26424 Bank of East Asia - CITIC European Warrants Nov 2017 A HKD -   -   0.149   0 0 0 0.182   2017/01/19 0.179   2017/01/19 40,000 7,230 0.290   2016/03/14 0.171   2016/05/12
17149 Bank of East Asia - CNBM European Warrants Feb 2018 A HKD 0.560   0.405   0.435   2,000,000 950,740 N/A 0.560   2017/07/19 0.405   2017/07/07 2,000,000 950,740 -   - -   -
13586 Bank of East Asia - CNBM European Warrants Jul 2017 A HKD -   -   0.032   0 0 1,016,850 1.000   2017/04/12 0.236   2017/05/19 13,800,000 7,378,106 0.440   2016/11/28 0.233   2016/12/28
24713 Bank of East Asia - CNBM European Warrants Nov 2017 A HKD -   -   0.015   0 0 63,627 0.048   2017/03/15 0.020   2017/02/10 11,460,000 399,760 0.037   2016/07/21 0.010   2016/09/12
29619 Bank of East Asia - CNBM European Warrants Oct 2017 A HKD 0.046   0.022   0.022   980,000 34,780 N/A 0.480   2017/03/16 0.022   2017/07/24 105,124,000 14,726,886 -   - -   -
12212 Bank of East Asia - CNOOC European Put Warrants Dec 2017 A HKD 0.088   0.072   0.069   16,580,000 1,290,780 444,663 0.111   2017/03/15 0.072   2017/07/17 32,100,000 2,711,480 0.127   2016/09/20 0.068   2016/12/14
12265 Bank of East Asia - CNOOC European Warrants Aug 2018 A HKD 0.151   0.129   0.108   12,140,000 1,663,900 3,563,152 0.201   2017/04/07 0.129   2017/07/11 131,340,000 21,378,910 0.249   2016/06/07 0.119   2016/01/19
25827 Bank of East Asia - CNOOC European Warrants Dec 2018 A HKD -   -   0.239   0 0 82,405 0.265   2017/04/25 0.241   2017/05/05 2,020,000 494,430 0.350   2016/04/21 0.170   2016/01/26
23152 Bank of East Asia - CNOOC European Warrants May 2018 A HKD 0.065   0.053   0.058   6,320,000 376,280 653,360 0.146   2017/01/13 0.053   2017/07/24 49,800,000 5,379,020 0.223   2016/04/21 0.093   2016/01/25
16783 Bank of East Asia - Evergrande European Warrants Feb 2018 A HKD 0.710   0.244   0.630   21,720,000 7,588,710 N/A 0.710   2017/07/27 0.225   2017/06/28 52,250,000 15,230,840 -   - -   -
17685 Bank of East Asia - Evergrande European Warrants Jan 2018 A HKD 0.760   0.325   0.690   14,720,000 5,492,700 N/A 0.760   2017/07/27 0.325   2017/07/19 14,720,000 5,492,700 -   - -   -
14027 Bank of East Asia - Geely Auto European Warrants Dec 2018 A HKD 0.890   0.890   0.890   10,000 8,900 1,704,292 0.890   2017/07/27 0.148   2017/01/06 197,910,000 44,353,950 0.215   2016/11/02 0.138   2016/11/17
26423 Bank of East Asia - Great Wall Motor European Wts Dec 2017 A HKD 0.320   0.320   0.350   20,000 6,400 648,916 0.480   2017/06/13 0.188   2017/05/16 12,750,000 4,125,675 0.310   2016/08/03 0.117   2016/05/16
16781 Bank of East Asia - Great Wall Motor European Wts Dec 2018 A HKD 0.218   0.163   0.178   66,490,000 13,278,085 N/A 0.218   2017/07/06 0.163   2017/07/20 79,310,000 15,686,175 -   - -   -
14012 Bank of East Asia - Great Wall Motor European Wts Feb 2018 A HKD 0.208   0.134   0.163   116,925,000 19,407,365 18,475,474 0.248   2017/06/13 0.070   2017/05/09 858,160,000 121,982,565 0.152   2016/11/02 0.088   2016/12/15
26626 Bank of East Asia - HKEX European Put Warrants Oct 2018 B HKD 0.100   0.095   0.077   120,000 11,450 N/A 0.193   2017/02/14 0.095   2017/07/17 30,500,000 5,262,480 -   - -   -
26625 Bank of East Asia - HKEX European Warrants Oct 2018 A HKD 0.375   0.238   0.355   7,780,000 2,614,330 N/A 0.375   2017/07/21 0.203   2017/04/24 62,080,000 15,380,450 -   - -   -
27412 Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A HKD -   -   0.043   0 0 40,900 0.046   2017/02/15 0.030   2017/05/18 7,120,000 257,400 0.056   2016/09/09 0.020   2016/05/24
26624 Bank of East Asia - HSBC European Put Warrants Jan 2018 A HKD 0.017   0.017   0.017   88,000 1,496 N/A 0.246   2017/02/21 0.017   2017/07/06 25,184,000 4,333,412 -   - -   -
12218 Bank of East Asia - HSBC European Warrants Jul 2017 A HKD -   -   1.300   0 0 916,453 1.150   2017/06/05 0.540   2017/04/20 8,400,000 6,227,680 1.020   2016/12/08 0.455   2016/10/13
19250 Bank of East Asia - HSBC European Warrants Oct 2017 A HKD 0.560   0.400   0.770   1,112,000 528,400 572,366 0.560   2017/07/12 0.063   2017/04/20 30,776,000 4,202,596 -   - -   -
17152 Bank of East Asia - IGG European Warrants Jan 2018 A HKD 0.385   0.280   0.300   67,530,000 22,755,500 N/A 0.385   2017/07/20 0.280   2017/07/05 67,530,000 22,755,500 -   - -   -
24871 Bank of East Asia - Lenovo European Warrants Dec 2017 A HKD -   -   0.010   0 0 3,093 0.028   2017/01/12 0.014   2017/02/17 3,020,000 63,620 0.165   2016/01/13 0.022   2016/11/09
14680 Bank of East Asia - Lenovo European Warrants Jan 2018 A HKD 0.210   0.169   0.169   100,000 18,950 N/A 0.280   2017/05/02 0.169   2017/07/28 1,788,000 436,558 -   - -   -
24938 Bank of East Asia - Minsheng Bank European Warrants Dec2018A HKD 0.196   0.185   0.190   1,300,000 245,600 617,157 0.280   2017/02/17 0.140   2017/05/08 19,200,000 3,749,835 0.285   2016/09/27 0.136   2016/02/15
12266 Bank of East Asia - New World Dev European Wts Apr 2018 A HKD 0.325   0.270   0.320   7,900,000 2,303,500 1,158,478 0.360   2017/06/07 0.171   2017/01/03 26,060,000 7,313,800 0.310   2016/09/09 0.068   2016/02/03
25511 Bank of East Asia - R&F Ppt European Warrants Jul 2017 A HKD 0.590   0.425   0.570   128,000 59,020 579,265 0.590   2017/07/20 0.149   2017/01/03 10,960,000 3,598,612 0.485   2016/09/09 0.133   2016/12/29
12875 Bank of East Asia - R&F Ppt European Warrants Sep 2017 A HKD 0.123   0.036   0.080   27,796,000 2,175,308 4,801,108 0.137   2017/03/16 0.036   2017/07/06 354,092,000 28,815,928 0.270   2016/09/09 0.035   2016/12/28
17148 Bank of East Asia - Sino-Ocean Gp European Warrants Feb 18 A HKD 0.395   0.238   0.375   9,721,000 3,421,450 N/A 0.395   2017/07/27 0.238   2017/07/14 9,721,000 3,421,450 -   - -   -
26834 Bank of East Asia - Stanchart European Warrants Dec 2018 A HKD 0.540   0.485   0.540   305,000 154,450 107,438 0.540   2017/07/31 0.380   2017/01/19 1,770,000 771,825 0.370   2016/09/05 0.195   2016/04/08
12876 Bank of East Asia - Tencent Holdings European Wts Oct 2017 A HKD -   -   0.810   0 0 19,052 0.570   2017/06/09 0.116   2017/01/05 12,150,000 1,669,560 0.275   2016/09/08 0.090   2016/12/20
26633 Bank of East Asia - Yanzhou Coal European Wts Aug 2017 A HKD 0.500   0.140   0.220   3,908,000 865,794 N/A 0.680   2017/04/12 0.064   2017/06/12 38,396,000 12,114,476 -   - -   -
17151 Bank of East Asia - Yanzhou Coal European Wts Jan 2018 A HKD 1.230   0.770   1.010   1,192,000 1,128,020 N/A 1.230   2017/07/19 0.770   2017/07/11 1,192,000 1,128,020 -   - -   -
22030 Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A HKD 0.430   0.425   0.430   40,000 17,100 148,671 0.430   2017/07/31 0.237   2017/01/06 3,992,000 1,182,424 0.320   2016/10/25 0.115   2016/01/07
12201 Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A HKD 0.028   0.022   0.025   5,660,000 148,170 4,647,926 0.142   2017/02/09 0.022   2017/07/11 339,155,000 33,026,540 0.270   2016/08/16 0.040   2016/11/10
26632 Bank of East Asia - Zhaojin Mining European Wts Sep 2018 A HKD 0.158   0.138   0.152   44,300,000 6,445,290 N/A 0.255   2017/03/17 0.138   2017/07/18 420,155,000 73,027,780 -   - -   -
19229 Bank of East Asia - ZTE European Warrants Dec 2017 A HKD 0.560   0.400   0.560   150,000 76,000 1,681,891 0.560   2017/07/26 0.164   2017/03/10 53,262,000 11,754,874 -   - -   -
14508 Bank of East Asia - ZTE European Warrants Oct 2017 A HKD 0.800   0.770   0.770   40,000 31,400 3,327,875 0.800   2017/07/25 0.208   2017/03/07 115,362,000 29,041,260 0.242   2016/12/13 0.220   2016/12/19
12794 BNP Paribas Issuance B.V. - AAC Acoustic Euro Wts Sep18A HKD 0.470   0.240   0.295   42,615,000 12,257,790 6,252,930 0.470   2017/07/20 0.155   2017/01/04 137,865,000 38,382,580 0.305   2016/08/30 0.135   2016/12/12
21969 BNP Paribas Issuance B.V. - A50 China Euro Wts Apr 2018 A HKD 0.570   0.330   0.560   14,267,400 6,012,331 4,461,297 0.570   2017/07/31 0.151   2017/05/09 74,622,000 27,779,006 -   - -   -
14240 BNP Paribas Issuance B.V. - A50 China Euro Wts Aug 2017 A HKD 0.690   0.156   0.640   908,200 263,938 480,532 0.690   2017/07/24 0.064   2017/05/11 17,925,000 4,436,876 0.600   2016/12/01 0.280   2016/12/30
21456 BNP Paribas Issuance B.V. - A50 China Euro Wts Dec 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.042   2016/01/06 0.012   2016/10/17
16460 BNP Paribas Issuance B.V. - A50 China Euro Wts Feb 2018 A HKD 0.600   0.325   0.590   29,962,500 16,185,988 N/A 0.600   2017/07/31 0.285   2017/06/21 49,015,700 22,699,156 -   - -   -
26188 BNP Paribas Issuance B.V. - A50 China Euro Wts Jan 2018 A HKD 0.360   0.265   0.360   11,985,000 3,858,825 3,356,669 0.360   2017/07/31 0.150   2017/05/05 82,473,000 20,140,016 0.225   2016/11/30 0.113   2016/06/28
17090 BNP Paribas Issuance B.V. - A50 China Euro Wts Jul 2018 A HKD 0.500   0.325   0.475   45,869,200 19,479,254 N/A 0.500   2017/07/20 0.325   2017/07/04 47,434,400 20,112,040 -   - -   -
28047 BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2017 A HKD 0.690   0.275   0.690   232,000 139,775 N/A 0.690   2017/07/31 0.107   2017/05/05 7,615,000 2,406,688 -   - -   -
11253 BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2018 A HKD 0.156   0.097   0.156   17,979,000 2,343,351 2,376,015 0.156   2017/07/31 0.049   2017/05/09 185,434,000 15,622,339 0.152   2016/01/04 0.056   2016/09/26
15243 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Apr 2018 A HKD 0.280   0.112   0.148   143,490,000 22,887,840 N/A 0.280   2017/07/20 0.112   2017/07/05 220,195,000 33,935,900 -   - -   -
14667 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 A HKD 0.390   0.182   0.226   122,385,000 30,859,330 N/A 0.390   2017/07/20 0.174   2017/05/15 206,805,000 49,415,950 -   - -   -
15249 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 B HKD 0.260   0.113   0.143   140,735,000 22,173,595 N/A 0.260   2017/07/20 0.113   2017/07/05 222,710,000 33,958,360 -   - -   -
24941 BNP Paribas Issuance B.V. - AAC Tech Euro Wts Oct 2018 A HKD 0.224   0.209   0.197   4,940,000 1,079,520 N/A 0.224   2017/07/25 0.209   2017/07/26 4,940,000 1,079,520 -   - -   -
16151 BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Feb 2018 A HKD 2.160   0.990   1.970   3,452,000 5,011,380 N/A 2.160   2017/07/28 0.870   2017/06/15 9,904,000 12,658,440 -   - -   -
25793 BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Feb 2018 B HKD 0.540   0.455   0.460   18,884,000 9,277,570 N/A 0.540   2017/07/27 0.455   2017/07/27 18,884,000 9,277,570 -   - -   -
12676 BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Nov 2018 A HKD 0.345   0.122   0.280   45,428,000 8,650,098 2,767,257 0.345   2017/07/28 0.013   2017/02/10 180,048,000 16,606,470 0.055   2016/04/18 0.011   2016/12/19
14037 BNP Paribas Issuance B.V. - Agricultural Bank Eu Wt Dec17A HKD -   -   0.121   0 0 N/A 0.140   2017/06/05 0.133   2017/06/05 6,760,000 925,407 -   - -   -
26729 BNP Paribas Issuance B.V. - AIA European Wts Apr 2018 A HKD 0.340   0.290   0.340   3,340,000 1,044,100 N/A 0.340   2017/07/31 0.290   2017/07/31 3,340,000 1,044,100 -   - -   -
13300 BNP Paribas Issuance B.V. - AIA European Wts Dec 2017 A HKD 0.200   0.059   0.198   295,400,000 35,332,100 24,484,420 0.200   2017/07/31 0.036   2017/01/04 1,616,750,000 150,012,958 0.295   2016/10/11 0.039   2016/12/29
23297 BNP Paribas Issuance B.V. - AIA European Wts Feb 2018 A HKD 0.370   0.265   0.370   133,386,000 41,689,620 N/A 0.370   2017/07/31 0.265   2017/07/21 133,386,000 41,689,620 -   - -   -
14496 BNP Paribas Issuance B.V. - AIA European Wts Jan 2018 A HKD 0.640   0.295   0.660   64,194,000 22,134,730 48,277,638 0.640   2017/07/31 0.106   2017/01/03 1,417,590,000 316,037,044 0.255   2016/11/28 0.113   2016/12/09
21916 BNP Paribas Issuance B.V. - AIA European Wts Jan 2019 A HKD 0.700   0.445   0.700   60,238,000 31,616,610 25,922,200 0.700   2017/07/31 0.241   2017/04/19 386,140,000 161,601,212 -   - -   -
16989 BNP Paribas Issuance B.V. - AIA European Wts Jul 2018 A HKD 0.360   0.182   0.355   292,918,000 77,920,950 N/A 0.360   2017/07/31 0.182   2017/07/04 351,066,000 92,363,270 -   - -   -
22359 BNP Paribas Issuance B.V. - AIA European Wts Mar 2018 A HKD 0.850   0.425   0.830   1,040,000 781,080 37,824,867 0.850   2017/07/28 0.204   2017/02/08 962,414,000 250,034,908 -   - -   -
15059 BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 A HKD 0.830   0.375   0.900   4,988,000 2,848,210 56,621,502 0.830   2017/07/27 0.146   2017/01/04 1,810,730,000 387,416,530 0.207   2016/12/13 0.150   2016/12/29
15422 BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 B HKD 1.200   0.760   1.350   170,000 161,900 9,730,140 1.200   2017/07/26 0.214   2017/01/04 569,702,000 178,496,016 0.255   2016/12/28 0.217   2016/12/29
11565 BNP Paribas Issuance B.V. - AIA European Wts Oct 2018 A HKD 0.690   0.415   0.690   82,540,000 44,498,610 N/A 0.690   2017/07/31 0.232   2017/04/19 464,638,000 197,857,372 -   - -   -
17303 BNP Paribas Issuance B.V. - BankComm Euro Wts Feb 2018 A HKD 0.305   0.203   0.239   65,788,000 17,214,934 N/A 0.305   2017/07/17 0.203   2017/07/10 65,788,000 17,214,934 -   - -   -
29054 BNP Paribas Issuance B.V. - BOCHK European Wts Apr 2018 A HKD 0.540   0.380   0.480   10,800,000 4,507,600 N/A 0.540   2017/07/03 0.151   2017/04/20 317,370,000 72,379,750 -   - -   -
22065 BNP Paribas Issuance B.V. - BOCHK European Wts Apr 2018 B HKD 0.194   0.156   0.186   13,375,000 2,318,530 N/A 0.194   2017/07/31 0.156   2017/07/19 13,375,000 2,318,530 -   - -   -
16154 BNP Paribas Issuance B.V. - BOCHK European Wts Aug 2018 A HKD 0.355   0.237   0.300   50,105,000 13,628,640 N/A 0.365   2017/06/29 0.176   2017/06/21 131,300,000 30,471,420 -   - -   -
17416 BNP Paribas Issuance B.V. - BOCHK European Wts Nov 2018 A HKD 0.199   0.168   0.201   34,580,000 6,398,185 N/A 0.199   2017/07/10 0.168   2017/07/07 34,580,000 6,398,185 -   - -   -
27227 BNP Paribas Issuance B.V. - BOCL European Wts Apr 2018 A HKD 0.335   0.210   0.320   6,690,000 1,752,372 N/A 0.510   2017/03/21 0.210   2017/07/10 226,737,000 64,855,503 -   - -   -
26140 BNP Paribas Issuance B.V. - BOCL European Wts Aug 2017 A HKD -   -   0.380   0 0 432,810 0.610   2017/02/16 0.209   2017/02/03 17,127,000 5,021,205 0.520   2016/09/09 0.126   2016/05/13
27721 BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 A HKD 0.270   0.148   0.270   26,958,000 5,300,870 3,800,576 0.520   2017/02/16 0.148   2017/07/07 97,915,000 23,132,990 0.405   2016/09/08 0.138   2016/05/10
13304 BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 B HKD 0.070   0.036   0.061   27,094,000 1,427,888 1,240,659 0.206   2017/02/23 0.036   2017/07/07 82,900,000 7,457,751 0.131   2016/10/27 0.127   2016/10/27
16743 BNP Paribas Issuance B.V. - BOCL European Wts Jan 2019 A HKD 0.285   0.255   0.285   11,914,000 3,219,920 N/A 0.285   2017/07/13 0.255   2017/07/24 11,914,000 3,219,920 -   - -   -
29000 BNP Paribas Issuance B.V. - BOCL European Wts Jun 2018 A HKD 0.136   0.098   0.117   6,984,000 760,130 N/A 0.228   2017/03/21 0.096   2017/04/19 64,114,000 8,909,718 -   - -   -
23284 BNP Paribas Issuance B.V. - BOCL European Wts Jun 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12963 BNP Paribas Issuance B.V. - BOCL European Wts Sep 2018 A HKD 0.227   0.150   0.206   6,823,000 1,362,735 11,294,582 0.345   2017/02/16 0.139   2017/04/19 242,491,000 68,430,860 0.360   2016/09/09 0.155   2016/12/23
16373 BNP Paribas Issuance B.V. - BYD European Wts Apr 2018 A HKD 0.920   0.670   0.700   41,035,000 31,149,650 N/A 0.920   2017/07/21 0.590   2017/06/12 57,065,000 41,691,150 -   - -   -
29001 BNP Paribas Issuance B.V. - BYD European Wts Jan 2018 A HKD 0.400   0.255   0.255   44,580,000 14,464,675 N/A 0.500   2017/02/28 0.219   2017/05/19 133,830,000 46,581,030 -   - -   -
17741 BNP Paribas Issuance B.V. - BYD European Wts May 2018 A HKD 0.570   0.380   0.400   94,680,000 42,591,525 N/A 0.570   2017/07/21 0.380   2017/07/28 94,680,000 42,591,525 -   - -   -
29013 BNP Paribas Issuance B.V. - BYD European Wts Oct 2017 A HKD 0.043   0.020   0.022   68,600,000 2,079,450 1,366,650 0.065   2017/02/09 0.020   2017/07/28 325,250,000 14,191,050 0.155   2016/08/31 0.051   2016/12/29
25257 BNP Paribas Issuance B.V. - BYD European Wts Sep 2017 A HKD -   -   0.083   0 0 2,039,725 0.113   2017/02/09 0.064   2017/05/19 129,200,000 12,238,350 0.212   2016/09/08 0.092   2016/12/12
26715 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Apr 2018 A HKD 0.179   0.170   0.175   3,200,000 562,000 N/A 0.179   2017/07/31 0.170   2017/07/31 3,200,000 562,000 -   - -   -
12250 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 A HKD 0.235   0.060   0.209   129,368,000 17,796,036 8,504,123 0.235   2017/07/25 0.025   2017/05/11 608,948,000 51,439,932 0.315   2016/08/15 0.104   2016/12/30
12546 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 B HKD -   -   0.010   0 0 367,988 0.060   2017/01/05 0.010   2017/05/05 112,940,000 4,521,312 0.119   2016/09/07 0.048   2016/12/30
17098 BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Jul 2018 A HKD 0.195   0.157   0.191   24,288,000 4,337,448 N/A 0.195   2017/07/31 0.157   2017/07/28 24,288,000 4,337,448 -   - -   -
22420 BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 A HKD 0.355   0.187   0.325   345,377,000 106,041,840 68,600,894 0.460   2017/02/16 0.187   2017/07/06 1,291,400,000 420,134,249 -   - -   -
27229 BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 B HKD 0.570   0.270   0.520   56,857,000 22,193,415 N/A 0.630   2017/02/23 0.270   2017/07/10 1,194,031,000 475,479,490 -   - -   -
26138 BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 A HKD 1.010   0.980   1.050   30,000 29,700 941,902 1.010   2017/07/13 0.440   2017/02/08 8,822,000 6,597,470 0.850   2016/09/22 0.123   2016/05/19
11349 BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 B HKD 0.590   0.105   0.590   31,170,000 11,850,415 8,389,397 0.590   2017/07/27 0.105   2017/07/07 239,057,000 74,812,686 0.580   2016/09/09 0.176   2016/12/23
27716 BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 A HKD 0.960   0.485   0.890   3,707,000 2,830,230 4,554,133 0.960   2017/07/27 0.460   2017/02/03 53,807,000 27,335,195 0.810   2016/09/22 0.161   2016/05/19
12961 BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 B HKD 0.106   0.039   0.093   119,897,000 7,254,584 9,912,346 0.220   2017/02/16 0.039   2017/07/07 684,668,000 59,932,197 0.255   2016/09/09 0.084   2016/11/17
12567 BNP Paribas Issuance B.V. - CC Bank Euro Wts Feb 2018 A HKD 0.320   0.141   0.290   153,599,000 41,089,743 35,861,972 0.410   2017/02/16 0.141   2017/07/07 820,018,000 238,215,198 0.455   2016/09/09 0.167   2016/11/18
21673 BNP Paribas Issuance B.V. - CC Bank Euro Wts Jan 2019 A HKD 0.300   0.179   0.290   54,111,000 13,823,308 20,777,662 0.350   2017/02/24 0.170   2017/05/09 531,828,000 136,012,540 -   - -   -
15926 BNP Paribas Issuance B.V. - CC Bank Euro Wts Jun 2018 A HKD 0.355   0.211   0.325   67,180,000 21,411,805 N/A 0.355   2017/07/13 0.211   2017/07/10 167,442,000 51,744,093 -   - -   -
21656 BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 A HKD 0.330   0.203   0.315   62,780,000 18,787,527 17,153,668 0.395   2017/02/24 0.186   2017/05/09 393,513,000 116,105,101 -   - -   -
17030 BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 B HKD 0.410   0.255   0.370   82,389,000 29,920,050 N/A 0.410   2017/07/13 0.255   2017/07/10 97,577,000 34,566,420 -   - -   -
13301 BNP Paribas Issuance B.V. - CC Bank Euro Wts Sep 2017 A HKD 0.039   0.015   0.024   95,263,000 2,484,976 5,849,562 0.149   2017/02/16 0.010   2017/06/29 907,364,000 47,368,755 0.232   2016/09/22 0.065   2016/12/23
28058 BNP Paribas Issuance B.V. - Ch Comm Cons Eur Wt Dec 2017 A HKD 0.120   0.066   0.077   50,080,000 4,081,510 N/A 0.196   2017/04/06 0.061   2017/06/15 137,470,000 12,809,480 -   - -   -
12666 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Apr 2018 A HKD 0.195   0.102   0.152   176,450,000 25,906,005 N/A 0.395   2017/03/28 0.102   2017/07/06 437,075,000 90,436,080 -   - -   -
15425 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Aug 2017 A HKD 0.013   0.010   0.011   2,200,000 23,300 4,404,948 0.475   2017/03/21 0.010   2017/07/24 229,690,000 43,326,090 0.330   2016/12/30 0.290   2016/12/28
27306 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Dec 2018 A HKD 0.057   0.030   0.045   10,650,000 434,550 2,037,508 0.091   2017/03/21 0.030   2017/07/05 336,100,000 19,944,200 0.182   2016/09/09 0.063   2016/12/23
26765 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 A HKD 0.081   0.034   0.059   170,380,000 9,961,590 N/A 0.350   2017/03/20 0.034   2017/07/06 634,555,000 96,795,915 -   - -   -
16916 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 B HKD 0.265   0.139   0.207   134,780,000 26,109,585 N/A 0.285   2017/06/23 0.139   2017/07/06 156,670,000 31,717,745 -   - -   -
21531 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.046   2016/08/01 0.014   2016/11/04
13892 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jul 2017 B HKD -   -   0.010   0 0 12,320,679 0.159   2017/01/06 0.010   2017/05/17 1,003,850,000 125,790,630 0.550   2016/10/20 0.127   2016/12/28
14243 BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Oct 2017 A HKD 0.050   0.019   0.024   155,515,000 4,760,495 8,054,448 0.385   2017/03/23 0.019   2017/07/07 584,035,000 79,476,965 0.470   2016/11/16 0.260   2016/12/28
19603 BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 A HKD 0.022   0.012   0.018   6,970,000 120,030 9,026,617 0.093   2017/03/23 0.012   2017/07/13 1,102,230,000 79,074,110 0.125   2016/04/21 0.051   2016/10/05
13480 BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 B HKD 0.103   0.055   0.055   6,468,000 572,158 N/A 0.460   2017/04/10 0.055   2017/07/31 257,642,000 32,779,607 -   - -   -
16544 BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Apr 2018 A HKD 0.275   0.161   0.260   43,095,000 8,818,265 N/A 0.275   2017/07/26 0.124   2017/06/16 154,450,000 24,708,150 -   - -   -
13755 BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Jan 2018 A HKD 0.355   0.187   0.330   62,050,000 17,226,980 N/A 0.355   2017/07/26 0.120   2017/05/05 378,160,000 63,539,010 -   - -   -
16528 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Feb 2018 A HKD 0.455   0.202   0.385   79,206,000 21,899,476 N/A 0.690   2017/06/23 0.202   2017/07/05 103,648,000 36,453,956 -   - -   -
21923 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Feb 2018 B HKD 1.080   0.940   0.880   1,980,000 2,013,980 N/A 1.080   2017/07/25 0.940   2017/07/25 1,980,000 2,013,980 -   - -   -
25380 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 A HKD 0.193   0.123   0.187   460,000 72,230 8,068,693 0.235   2017/06/23 0.076   2017/03/08 665,794,000 67,152,918 0.201   2016/03/30 0.066   2016/07/11
12675 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 B HKD 0.690   0.295   0.510   228,046,000 130,778,590 N/A 0.830   2017/06/01 0.290   2017/05/09 444,948,000 253,504,070 -   - -   -
28057 BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Oct 2017 A HKD 0.870   0.290   0.680   41,242,000 21,365,490 N/A 0.940   2017/06/07 0.290   2017/07/07 363,182,000 207,705,130 -   - -   -
28031 BNP Paribas Issuance B.V. - Chi Res Land Eu Wt Jan 2018 A HKD 0.295   0.187   0.290   21,900,000 4,965,200 N/A 0.295   2017/07/27 0.153   2017/05/22 77,780,000 16,072,900 -   - -   -
29292 BNP Paribas Issuance B.V. - China Life Eu Put Wt Jul 2018A HKD 0.171   0.116   0.130   51,340,000 7,626,380 N/A 0.260   2017/04/19 0.116   2017/07/17 230,830,000 43,934,440 -   - -   -
14495 BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 A HKD 0.420   0.330   0.385   2,060,000 768,850 1,666,125 0.485   2017/02/21 0.249   2017/01/04 103,280,000 29,606,420 0.390   2016/11/28 0.212   2016/12/20
28294 BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 B HKD 0.234   0.138   0.154   135,450,000 22,837,000 N/A 0.265   2017/03/17 0.124   2017/05/05 633,810,000 113,583,620 -   - -   -
27249 BNP Paribas Issuance B.V. - China Life Euro Wts Aug 2017 A HKD 0.570   0.470   0.610   1,000,000 518,000 751,725 0.650   2017/05/31 0.240   2017/01/03 15,100,000 6,054,850 0.410   2016/11/30 0.107   2016/07/08
13238 BNP Paribas Issuance B.V. - China Life Euro Wts Dec 2018 A HKD 0.365   0.241   0.270   129,100,000 37,995,170 36,254,383 0.365   2017/07/17 0.176   2017/01/03 985,450,000 268,922,380 0.290   2016/11/28 0.111   2016/11/09
15927 BNP Paribas Issuance B.V. - China Life Euro Wts Feb 2018 A HKD 0.235   0.130   0.150   108,660,000 17,226,820 N/A 0.255   2017/05/31 0.130   2017/07/04 236,740,000 40,143,340 -   - -   -
14599 BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2018 A HKD 0.305   0.159   0.202   19,820,000 4,322,350 9,641,173 0.335   2017/03/17 0.143   2017/01/03 223,970,000 59,496,960 0.265   2016/11/28 0.127   2016/12/20
23244 BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2018 B HKD 0.163   0.118   0.121   36,880,000 5,229,710 N/A 0.163   2017/07/24 0.118   2017/07/31 36,880,000 5,229,710 -   - -   -
21648 BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2019 A HKD 0.270   0.177   0.201   178,040,000 39,758,820 28,636,527 0.295   2017/02/21 0.142   2017/05/05 821,540,000 173,886,700 -   - -   -
25775 BNP Paribas Issuance B.V. - China Life Euro Wts Jul 2017 A HKD -   -   0.175   0 0 3,678,105 0.295   2017/05/31 0.063   2017/05/05 189,960,000 24,946,000 0.250   2016/01/25 0.039   2016/07/08
21983 BNP Paribas Issuance B.V. - China Life Euro Wts May 2018 A HKD 0.202   0.119   0.134   57,700,000 9,668,010 18,411,447 0.243   2017/02/15 0.103   2017/05/05 611,460,000 111,245,680 -   - -   -
23252 BNP Paribas Issuance B.V. - China Life Euro Wts May 2018 B HKD 0.189   0.137   0.137   19,520,000 3,333,860 N/A 0.189   2017/07/20 0.137   2017/07/31 19,520,000 3,333,860 -   - -   -
20425 BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2017 A HKD 0.410   0.350   0.315   1,050,000 400,000 1,425,725 0.410   2017/07/17 0.221   2017/01/17 37,490,000 10,628,150 -   - -   -
12731 BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2018 A HKD 0.500   0.345   0.390   6,660,000 2,634,400 13,888,892 0.500   2017/07/17 0.232   2017/01/03 443,710,000 143,183,690 0.380   2016/11/28 0.150   2016/11/09
14242 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 A HKD 0.600   0.410   0.475   1,120,000 579,100 12,226,083 0.600   2017/07/17 0.235   2017/01/03 203,820,000 88,773,550 0.400   2016/11/25 0.200   2016/11/15
15103 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 B HKD 0.345   0.214   0.213   760,000 204,340 6,218,068 0.350   2017/03/17 0.134   2017/01/03 239,210,000 53,582,980 0.171   2016/12/15 0.127   2016/12/23
29295 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 C HKD 0.145   0.047   0.063   196,340,000 18,349,600 N/A 0.205   2017/03/17 0.047   2017/07/05 578,040,000 64,602,230 -   - -   -
17031 BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2018 A HKD 0.330   0.215   0.242   68,700,000 18,850,700 N/A 0.330   2017/07/17 0.215   2017/07/05 72,300,000 19,704,700 -   - -   -
11405 BNP Paribas Issuance B.V. - China Life Euro Wts Sep 2017 A HKD 0.890   0.750   0.770   2,110,000 1,697,300 10,028,208 0.890   2017/07/17 0.420   2017/01/03 99,900,000 66,435,250 0.630   2016/11/28 0.238   2016/08/04
12926 BNP Paribas Issuance B.V. - China Overseas Eu Wt Dec 2017A HKD 0.068   0.019   0.056   77,086,000 3,131,060 5,356,620 0.085   2017/03/17 0.014   2017/05/11 625,980,000 34,706,870 0.325   2016/09/09 0.038   2016/12/30
15256 BNP Paribas Issuance B.V. - China Overseas Eu Wt Jan 2018A HKD 0.260   0.077   0.225   71,696,000 12,473,442 10,515,097 0.260   2017/07/27 0.059   2017/05/08 520,714,000 83,651,920 0.124   2016/12/20 0.113   2016/12/30
24859 BNP Paribas Issuance B.V. - China Overseas Eu Wt Jun 2018 A HKD 0.198   0.145   0.177   38,410,000 6,930,370 N/A 0.198   2017/07/27 0.145   2017/07/25 38,410,000 6,930,370 -   - -   -
16529 BNP Paribas Issuance B.V. - China Overseas Eu Wt Mar 2018 A HKD 2.000   1.020   1.900   10,868,000 17,123,940 N/A 2.000   2017/07/27 1.020   2017/07/14 10,868,000 17,123,940 -   - -   -
25845 BNP Paribas Issuance B.V. - China Overseas Eu Wt Nov 2018 A HKD 0.208   0.179   0.188   23,580,000 4,562,380 N/A 0.208   2017/07/27 0.179   2017/07/27 23,580,000 4,562,380 -   - -   -
13557 BNP Paribas Issuance B.V. - China Tel Euro Wts Apr 2018 A HKD 0.102   0.076   0.076   37,480,000 3,353,760 N/A 0.216   2017/04/12 0.076   2017/07/28 73,342,000 8,019,522 -   - -   -
11071 BNP Paribas Issuance B.V. - China Tel Euro Wts Feb 2018 A HKD 0.171   0.146   0.144   362,000 58,034 N/A 0.370   2017/03/20 0.146   2017/07/12 209,162,000 61,714,014 -   - -   -
25855 BNP Paribas Issuance B.V. - China Vanke Euro Wts Aug 2018 A HKD 0.241   0.219   0.242   5,200,000 1,202,000 N/A 0.241   2017/07/31 0.219   2017/07/27 5,200,000 1,202,000 -   - -   -
24836 BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Apr 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11557 BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Jul 2018 A HKD 0.208   0.144   0.189   1,284,000 220,506 N/A 0.275   2017/03/29 0.129   2017/06/16 28,452,000 5,102,651 -   - -   -
15260 BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Oct 2017 A HKD 0.087   0.037   0.067   38,410,000 2,559,230 1,358,397 0.385   2017/02/16 0.037   2017/07/11 100,524,000 17,046,654 0.232   2016/12/19 0.203   2016/12/20
28746 BNP Paribas Issuance B.V. - CITIC Euro Warrants Nov 2017 A HKD 0.117   0.106   0.120   1,200,000 136,600 280,717 0.179   2017/06/19 0.081   2017/04/20 18,260,000 2,526,160 0.270   2016/01/12 0.143   2016/12/22
15787 BNP Paribas Issuance B.V. - CITIC Euro Warrants Oct 2017 A HKD 0.152   0.091   0.099   5,235,000 626,710 637,846 0.600   2017/01/12 0.091   2017/07/28 26,346,000 9,778,485 -   - -   -
26731 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Aug 2018 A HKD 0.112   0.105   0.106   10,290,000 1,117,965 N/A 0.112   2017/07/31 0.105   2017/07/31 10,290,000 1,117,965 -   - -   -
13102 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 A HKD 0.022   0.015   0.019   36,935,000 726,055 2,325,154 0.098   2017/02/17 0.014   2017/06/13 362,315,000 18,848,905 0.220   2016/09/22 0.082   2016/12/29
14031 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 B HKD 0.098   0.052   0.063   145,800,000 10,380,310 N/A 0.101   2017/05/26 0.052   2017/07/18 582,130,000 45,446,290 -   - -   -
16995 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jan 2018 A HKD 0.770   0.470   0.490   43,718,500 28,782,395 N/A 0.840   2017/06/27 0.470   2017/07/31 48,906,500 32,584,515 -   - -   -
15102 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jul 2018 A HKD 0.050   0.040   0.042   4,110,000 183,420 5,652,114 0.190   2017/01/11 0.040   2017/07/07 413,945,000 61,451,705 0.215   2016/12/14 0.152   2016/12/23
28044 BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Oct 2018 A HKD 0.094   0.076   0.074   41,835,000 3,726,650 N/A 0.275   2017/02/17 0.071   2017/05/24 928,100,000 135,489,950 -   - -   -
11249 BNP Paribas Issuance B.V. - CKH Euro Wts Apr 2018 A HKD 0.330   0.235   0.320   2,085,000 540,775 504,293 0.330   2017/07/31 0.207   2017/01/04 11,915,000 3,091,400 0.365   2016/09/09 0.143   2016/07/06
16625 BNP Paribas Issuance B.V. - CKH European Wts Apr 2018 B HKD 0.450   0.320   0.420   52,430,000 20,797,350 N/A 0.450   2017/07/31 0.320   2017/07/05 71,690,000 28,634,975 -   - -   -
15843 BNP Paribas Issuance B.V. - CKH European Wts Feb 2018 A HKD 0.255   0.203   0.238   3,640,000 897,330 N/A 0.300   2017/05/25 0.203   2017/07/03 7,700,000 1,969,090 -   - -   -
28032 BNP Paribas Issuance B.V. - CKH European Wts Jan 2018 A HKD 0.610   0.405   0.600   15,195,000 8,288,375 N/A 0.720   2017/05/24 0.390   2017/04/20 96,190,000 53,374,625 -   - -   -
15050 BNP Paribas Issuance B.V. - CKH European Wts Oct 2017 A HKD 0.152   0.080   0.135   61,915,000 7,355,860 22,487,210 0.285   2017/02/28 0.080   2017/07/05 783,395,000 146,725,160 0.270   2016/12/13 0.188   2016/12/29
29412 BNP Paribas Issuance B.V. - CKI Holdings Euro Wts Jan 18 A HKD 0.460   0.182   0.430   18,015,000 6,641,840 N/A 0.460   2017/07/28 0.182   2017/07/19 62,155,000 20,479,620 -   - -   -
16628 BNP Paribas Issuance B.V. - CKP European Wts Apr 2018 A HKD 0.325   0.249   0.310   24,325,000 7,254,795 N/A 0.340   2017/06/26 0.246   2017/06/15 31,990,000 9,604,420 -   - -   -
13559 BNP Paribas Issuance B.V. - CKP European Wts Jan 2018 A HKD 0.450   0.375   0.450   220,000 87,400 N/A 0.450   2017/07/31 0.207   2017/05/09 42,170,000 10,797,905 -   - -   -
15051 BNP Paribas Issuance B.V. - CKP European Wts Oct 2017 A HKD 0.440   0.290   0.435   1,645,000 663,550 7,692,699 0.475   2017/06/07 0.141   2017/01/03 194,075,000 52,038,845 0.275   2016/12/14 0.137   2016/12/29
29401 BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 A HKD 0.400   0.215   0.345   17,115,000 5,227,580 N/A 0.400   2017/07/25 0.085   2017/05/09 347,395,000 60,817,350 -   - -   -
16370 BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 B HKD 0.340   0.190   0.300   162,245,000 46,716,210 N/A 0.340   2017/07/25 0.178   2017/06/12 246,180,000 63,105,210 -   - -   -
14917 BNP Paribas Issuance B.V. - CNBM European Wts Jan 2018 A HKD 0.212   0.105   0.113   21,950,000 3,524,852 N/A 0.340   2017/05/04 0.105   2017/07/31 174,452,000 32,863,736 -   - -   -
16674 BNP Paribas Issuance B.V. - CNOOC European Wts Feb 2018 A HKD 0.360   0.245   0.275   38,057,000 11,509,680 N/A 0.385   2017/06/15 0.245   2017/07/10 67,609,000 20,504,565 -   - -   -
17754 BNP Paribas Issuance B.V. - CNOOC European Wts Feb 2018 B HKD 0.510   0.350   0.410   181,019,000 78,605,410 N/A 0.510   2017/07/27 0.350   2017/07/25 181,019,000 78,605,410 -   - -   -
12674 BNP Paribas Issuance B.V. - CNOOC European Wts Jan 2018 A HKD 0.133   0.079   0.094   43,649,000 4,345,774 N/A 0.510   2017/04/07 0.079   2017/07/25 217,209,000 36,682,424 -   - -   -
13828 BNP Paribas Issuance B.V. - CNOOC European Wts Jul 2017 A HKD -   -   0.010   0 0 986,983 0.235   2017/01/06 0.019   2017/04/10 143,765,000 16,633,622 0.510   2016/10/24 0.157   2016/11/09
11870 BNP Paribas Issuance B.V. - CNOOC European Wts Jun 2018 A HKD 0.030   0.021   0.024   36,660,000 860,610 3,212,848 0.133   2017/01/09 0.019   2017/06/30 460,540,000 34,133,580 0.208   2016/10/11 0.099   2016/11/09
15308 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 A HKD -   -   0.019   0 0 332,966 0.335   2017/01/06 0.020   2017/05/22 90,993,000 12,743,729 0.320   2016/12/21 0.265   2016/12/29
26128 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 B HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.495   2017/02/10 0.010   2017/07/27 59,189,000 15,440,094 -   - -   -
15929 BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 C HKD 0.067   0.028   0.031   98,236,000 4,276,340 N/A 0.207   2017/05/22 0.028   2017/07/25 142,822,000 6,918,884 -   - -   -
20211 BNP Paribas Issuance B.V. - COSCO Pacific Eu Wt Aug 2017 A HKD 0.090   0.018   0.046   58,938,000 2,999,142 2,442,041 0.090   2017/07/18 0.018   2017/07/12 323,832,000 15,306,108 0.159   2016/04/12 0.052   2016/12/30
21388 BNP Paribas Issuance B.V. - COSCO Sh Hold Euro Wt Aug2017A HKD 0.010   0.010   0.010   3,200,000 32,000 21,300 0.020   2017/02/24 0.010   2017/07/19 9,334,500 127,800 0.054   2016/01/05 0.017   2016/09/28
20659 BNP Paribas Issuance B.V. - COSCO Ship Euro Wts Sep 2017A HKD 0.010   0.010   0.010   1,500,000 15,000 233,891 0.025   2017/02/23 0.010   2017/07/26 89,704,000 1,704,032 0.144   2016/01/08 0.022   2016/12/29
25778 BNP Paribas Issuance B.V. - Country Garden Eu Wt Feb 2018 B HKD 0.910   0.720   0.900   17,118,000 13,090,650 N/A 0.910   2017/07/31 0.720   2017/07/27 17,118,000 13,090,650 -   - -   -
16152 BNP Paribas Issuance B.V. - Country Garden Eu Wt Feb 2018A HKD 1.830   0.840   1.830   16,416,000 19,393,080 N/A 1.830   2017/07/31 0.760   2017/06/22 20,097,000 23,703,960 -   - -   -
17305 BNP Paribas Issuance B.V. - CPIC European Wts Feb 2018 A HKD 0.320   0.195   0.310   111,906,000 30,979,340 N/A 0.320   2017/07/19 0.195   2017/07/05 111,906,000 30,979,340 -   - -   -
17502 BNP Paribas Issuance B.V. - CRCC European Wts Dec 2017 A HKD 0.230   0.139   0.161   14,100,000 2,378,760 3,017,559 0.315   2017/03/24 0.132   2017/06/21 125,830,000 29,693,715 0.350   2016/11/29 0.112   2016/01/26
24983 BNP Paribas Issuance B.V. - CRRC European Wts Apr 2018 A HKD 0.640   0.490   0.550   5,848,000 3,359,270 N/A 0.640   2017/07/26 0.490   2017/07/31 5,848,000 3,359,270 -   - -   -
11251 BNP Paribas Issuance B.V. - CRRC European Wts Dec 2018 A HKD 0.040   0.025   0.033   30,221,000 964,437 441,859 0.090   2017/02/15 0.025   2017/07/28 61,136,000 2,842,851 0.310   2016/01/04 0.067   2016/11/03
28166 BNP Paribas Issuance B.V. - CSDC European Warrants Jan18 A HKD 0.156   0.143   0.157   4,004,000 624,582 N/A 0.290   2017/02/23 0.143   2017/07/04 8,678,000 1,875,437 -   - -   -
21974 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Apr 2018 A HKD 0.445   0.265   0.410   28,819,600 10,483,239 4,042,658 0.445   2017/07/19 0.120   2017/05/11 77,807,200 24,564,289 -   - -   -
21463 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.057   2016/01/05 0.016   2016/10/14
13888 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 B HKD 1.390   0.445   1.270   5,634,400 5,444,410 1,545,344 1.390   2017/07/25 0.091   2017/05/08 21,583,400 10,212,926 0.740   2016/11/30 0.335   2016/12/30
16458 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Feb 2018 A HKD 0.660   0.355   0.600   31,470,000 17,952,675 N/A 0.660   2017/07/20 0.310   2017/06/19 56,231,600 26,899,679 -   - -   -
28048 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jan 2018 A HKD 0.970   0.530   0.940   13,863,400 8,948,344 N/A 0.970   2017/07/19 0.197   2017/05/09 54,762,800 31,190,006 -   - -   -
17089 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jul 2018 A HKD 0.475   0.300   0.435   47,161,600 19,457,313 N/A 0.475   2017/07/20 0.300   2017/07/04 49,814,000 20,448,868 -   - -   -
26721 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Mar 2018 A HKD 0.270   0.265   0.265   1,125,200 301,288 N/A 0.270   2017/07/31 0.265   2017/07/31 1,125,200 301,288 -   - -   -
28908 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Nov 2017 A HKD 0.425   0.345   0.420   3,776,000 1,534,290 676,174 0.425   2017/07/25 0.189   2017/05/09 12,624,000 4,057,838 0.265   2016/11/29 0.183   2016/06/28
11252 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 A HKD 0.215   0.150   0.209   9,240,000 1,723,706 2,038,780 0.215   2017/07/20 0.073   2017/05/09 169,358,000 19,479,216 0.228   2016/01/04 0.099   2016/12/30
28904 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 B HKD 0.199   0.154   0.194   498,000 89,612 4,280,884 0.199   2017/07/21 0.075   2017/05/09 300,142,000 29,781,544 0.144   2016/08/16 0.100   2016/12/30
25739 BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 C HKD 0.345   0.320   0.340   5,398,800 1,770,047 N/A 0.345   2017/07/31 0.320   2017/07/28 5,398,800 1,770,047 -   - -   -
19818 BNP Paribas Issuance B.V. - Esprit European Wts Aug 2017 A HKD -   -   0.060   0 0 0 -   - -   - 0 0 0.141   2016/02/22 0.109   2016/02/15
15771 BNP Paribas Issuance B.V. - Esprit European Wts Oct 2017 A HKD 0.023   0.019   0.019   1,000,000 20,199 2,683,100 0.920   2017/02/27 0.019   2017/07/17 82,348,500 30,662,661 0.490   2016/12/30 0.465   2016/12/30
10456 BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Dec 2017 B HKD 0.028   0.015   0.015   16,050,000 300,690 N/A 0.180   2017/04/11 0.015   2017/07/31 25,160,000 903,670 -   - -   -
10469 BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Mar 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10455 BNP Paribas Issuance B.V. - EUR/USD Euro Wts Dec 2017 A HKD 0.610   0.475   0.600   350,000 185,400 N/A 0.610   2017/07/27 0.290   2017/04/25 1,970,000 806,800 -   - -   -
10468 BNP Paribas Issuance B.V. - EUR/USD Euro Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16626 BNP Paribas Issuance B.V. - Evergrande Euro Wts Apr 2018 A HKD 0.760   0.305   0.610   6,200,000 3,040,750 N/A 0.760   2017/07/28 0.265   2017/06/28 7,030,000 3,306,800 -   - -   -
29407 BNP Paribas Issuance B.V. - Evergrande Euro Wts Feb 2018 A HKD 16.340   8.280   15.060   427,000 4,561,150 N/A 16.340   2017/07/27 0.650   2017/03/27 32,083,000 41,966,100 -   - -   -
25792 BNP Paribas Issuance B.V. - Evergrande Euro Wts Feb 2018 B HKD 0.690   0.460   0.510   16,990,000 8,693,650 N/A 0.690   2017/07/28 0.460   2017/07/31 16,990,000 8,693,650 -   - -   -
14912 BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 A HKD 12.080   3.950   10.580   4,091,000 25,544,030 N/A 12.080   2017/07/27 0.425   2017/05/09 42,252,000 84,217,545 -   - -   -
16375 BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 B HKD 1.100   0.420   0.930   5,420,000 3,501,000 N/A 1.100   2017/07/27 0.385   2017/06/29 34,670,000 21,932,700 -   - -   -
14022 BNP Paribas Issuance B.V. - Evergrande Euro Wts May 2018 A HKD 1.460   0.610   1.300   12,800,000 14,487,100 N/A 1.460   2017/07/27 0.083   2017/05/04 223,410,000 87,231,990 -   - -   -
28170 BNP Paribas Issuance B.V. - Fosun Intl European Wts Apr18A HKD 0.150   0.118   0.124   145,000 18,985 N/A 0.221   2017/02/20 0.118   2017/07/27 109,300,000 17,674,775 -   - -   -
28169 BNP Paribas Issuance B.V. - GAC European Warrants Apr 18 A HKD -   -   0.425   0 0 N/A 0.315   2017/03/16 0.177   2017/04/18 255,280,000 53,133,280 -   - -   -
24946 BNP Paribas Issuance B.V. - GAC European Warrants Apr 2018 B HKD 0.248   0.199   0.200   86,260,000 19,063,100 N/A 0.248   2017/07/25 0.199   2017/07/27 86,260,000 19,063,100 -   - -   -
20657 BNP Paribas Issuance B.V. - GAC European Warrants Dec 17 A HKD 0.860   0.730   0.840   260,000 199,600 77,042 0.860   2017/07/18 0.390   2017/04/18 860,000 462,250 0.495   2016/09/09 0.168   2016/01/20
17661 BNP Paribas Issuance B.V. - GAC European Warrants Dec 2018 A HKD 0.550   0.415   0.480   21,200,000 9,898,500 N/A 0.550   2017/07/17 0.415   2017/07/11 21,200,000 9,898,500 -   - -   -
13836 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Aug 2017 A HKD 0.780   0.470   0.780   1,220,000 895,650 18,070,832 0.840   2017/06/13 0.136   2017/02/08 421,260,000 116,042,040 0.460   2016/12/01 0.150   2016/10/24
13104 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Dec 2017 A HKD 1.380   1.030   1.320   410,000 481,500 3,907,917 1.420   2017/06/20 0.415   2017/02/08 77,970,000 40,639,200 0.740   2016/11/29 0.295   2016/09/12
23261 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Feb 2018 A HKD 0.275   0.241   0.295   22,550,000 5,647,660 N/A 0.275   2017/07/24 0.241   2017/07/21 22,550,000 5,647,660 -   - -   -
15110 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 A HKD 0.360   0.186   0.335   110,590,000 28,145,290 58,628,958 0.435   2017/06/20 0.112   2017/02/08 1,839,400,000 394,916,490 0.209   2016/12/14 0.153   2016/12/16
11584 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 B HKD 0.500   0.310   0.480   258,660,000 106,644,600 N/A 0.550   2017/06/20 0.164   2017/05/18 814,010,000 271,385,010 -   - -   -
16973 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jul 2018 A HKD 0.375   0.227   0.355   276,990,000 84,934,790 N/A 0.375   2017/07/25 0.227   2017/07/04 331,400,000 103,428,840 -   - -   -
13561 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts May 2018 A HKD 0.355   0.210   0.330   192,900,000 54,105,890 N/A 0.415   2017/06/14 0.144   2017/05/22 866,120,000 227,197,730 -   - -   -
14573 BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Sep 2017 A HKD 0.425   0.191   0.370   29,190,000 8,849,460 25,306,462 0.520   2017/06/14 0.088   2017/05/18 778,350,000 154,416,780 0.335   2016/12/01 0.145   2016/12/23
10467 BNP Paribas Issuance B.V. - GBP/USD European Put Wt Mar 18 A HKD 0.233   0.168   0.170   3,620,000 787,130 N/A 0.233   2017/07/12 0.168   2017/07/31 3,660,000 795,570 -   - -   -
10447 BNP Paribas Issuance B.V. - GBP/USD European Put Wt Sep17A HKD 0.015   0.010   0.010   6,600,000 80,120 757,445 0.330   2017/01/16 0.010   2017/07/27 87,300,000 6,461,110 -   - -   -
10454 BNP Paribas Issuance B.V. - GBP/USD European Wts Dec 2017A HKD 0.242   0.195   0.230   600,000 129,820 N/A 0.295   2017/04/28 0.159   2017/06/13 6,450,000 1,313,360 -   - -   -
13839 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Aug 2017 A HKD 8.700   6.720   8.510   5,575,000 42,280,800 17,360,408 8.700   2017/07/18 0.510   2017/01/03 41,185,000 112,330,500 1.390   2016/10/25 0.390   2016/12/19
13746 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Dec 2017 A HKD 0.680   0.550   0.650   1,886,000 1,219,040 N/A 0.680   2017/07/20 0.129   2017/04/28 89,511,000 20,787,575 -   - -   -
14659 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Feb 2018 A HKD 0.650   0.475   0.570   20,600,000 11,063,250 N/A 0.650   2017/07/13 0.108   2017/05/05 229,900,000 66,510,400 -   - -   -
28996 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 A HKD 0.750   0.560   0.670   21,600,000 14,225,150 N/A 0.750   2017/07/13 0.162   2017/05/05 317,520,000 87,334,235 -   - -   -
16527 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 B HKD 0.485   0.320   0.390   63,418,000 25,154,135 N/A 0.485   2017/07/13 0.203   2017/06/16 183,563,000 57,477,005 -   - -   -
17866 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 C HKD 0.355   0.250   0.285   39,348,000 12,431,995 N/A 0.355   2017/07/13 0.250   2017/07/24 39,348,000 12,431,995 -   - -   -
15286 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 A HKD 1.110   0.890   1.020   47,798,000 47,515,990 14,232,257 1.110   2017/07/13 0.172   2017/01/03 117,653,000 88,721,390 0.164   2016/12/20 0.163   2016/12/20
16526 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 B HKD 0.530   0.365   0.425   14,777,000 5,959,395 N/A 0.530   2017/07/13 0.224   2017/06/16 126,747,000 41,228,415 -   - -   -
13738 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 A HKD 0.780   0.580   0.680   13,390,000 9,085,100 N/A 0.780   2017/07/13 0.164   2017/04/27 90,490,000 26,145,300 -   - -   -
16917 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 B HKD 0.560   0.400   0.485   45,720,000 22,155,075 N/A 0.560   2017/07/24 0.400   2017/07/05 45,720,000 22,155,075 -   - -   -
24824 BNP Paribas Issuance B.V. - Geely Auto Euro Wts May 2018 A HKD 0.255   0.223   0.225   15,270,000 3,601,430 N/A 0.255   2017/07/25 0.223   2017/07/27 15,270,000 3,601,430 -   - -   -
14660 BNP Paribas Issuance B.V. - Geely Auto Euro Wts Oct 2018 A HKD 0.690   0.530   0.640   5,359,000 3,374,560 N/A 0.690   2017/07/13 0.179   2017/04/27 38,989,000 16,213,460 -   - -   -
10432 BNP Paribas Issuance B.V. - Gold Euro Put Wts Dec 2017 B HKD 0.152   0.101   0.102   2,150,000 289,960 237,378 0.255   2017/01/12 0.101   2017/07/31 9,850,000 1,674,120 0.315   2016/12/23 0.290   2016/12/06
10443 BNP Paribas Issuance B.V. - Gold Euro Put Wts Sep 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10431 BNP Paribas Issuance B.V. - Gold European Wts Dec 2017 A HKD 0.168   0.138   0.166   6,050,000 946,810 1,093,182 0.275   2017/02/27 0.138   2017/07/10 31,410,000 6,759,890 -   - -   -
10442 BNP Paribas Issuance B.V. - Gold European Wts Sep 2017 A HKD 0.188   0.145   0.185   20,780,000 3,566,010 3,186,605 0.335   2017/02/27 0.145   2017/07/10 87,930,000 22,036,680 0.270   2016/12/30 0.265   2016/12/30
21930 BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt May 2018 A HKD 0.170   0.142   0.152   54,480,000 8,533,430 N/A 0.170   2017/07/18 0.142   2017/07/24 54,480,000 8,533,430 -   - -   -
14772 BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 17 A HKD 0.650   0.320   0.360   27,323,500 12,429,403 N/A 1.230   2017/06/13 0.310   2017/05/24 62,564,000 28,491,774 -   - -   -
28028 BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 18 A HKD 0.204   0.170   0.179   20,885,000 3,696,990 N/A 0.260   2017/02/23 0.100   2017/05/08 456,540,000 82,222,415 -   - -   -
14035 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Dec 2017 A HKD 0.222   0.122   0.124   79,826,000 13,104,440 N/A 0.460   2017/04/26 0.122   2017/07/31 372,678,000 100,438,529 -   - -   -
28045 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Oct 2018 A HKD 0.065   0.048   0.052   117,908,000 6,469,676 N/A 0.236   2017/02/17 0.048   2017/07/11 645,412,000 58,187,068 -   - -   -
13305 BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Sep 2017 A HKD -   -   0.010   0 0 627,799 0.077   2017/02/17 0.019   2017/04/06 144,164,000 6,781,248 0.148   2016/09/22 0.046   2016/12/29
15781 BNP Paribas Issuance B.V. - Hang Lung Ppt Eu Wt Oct 2017 A HKD 0.740   0.430   0.435   1,213,000 583,610 1,130,805 1.590   2017/06/08 0.375   2017/01/03 14,451,000 9,850,095 0.350   2016/12/30 0.310   2016/12/30
15780 BNP Paribas Issuance B.V. - HK Gas European Wts Jan 2018 A HKD 1.000   0.730   0.720   789,000 678,450 1,849,020 1.120   2017/06/26 0.390   2017/01/05 29,337,000 17,083,670 0.490   2016/12/30 0.415   2016/12/30
29290 BNP Paribas Issuance B.V. - HKEX Euro Put Wts Jan 2018 B HKD 0.077   0.027   0.027   629,740,000 34,724,710 N/A 0.156   2017/03/10 0.027   2017/07/31 4,504,260,000 379,960,040 -   - -   -
27035 BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 A HKD 0.225   0.030   0.225   36,300,000 4,061,840 6,161,705 0.225   2017/07/27 0.030   2017/07/07 974,080,000 71,694,800 0.305   2016/04/28 0.068   2016/12/29
13636 BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 B HKD 0.030   0.010   0.010   29,880,000 548,040 580,503 0.067   2017/02/21 0.010   2017/07/27 158,460,000 4,505,060 0.187   2016/10/11 0.033   2016/12/29
21139 BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 A HKD 0.025   0.011   0.012   3,555,000 53,220 13,487 0.025   2017/07/13 0.011   2017/07/24 5,605,000 80,920 0.083   2016/01/04 0.015   2016/12/19
12468 BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 B HKD 0.180   0.063   0.169   40,490,000 5,111,720 13,949,417 0.180   2017/07/31 0.044   2017/05/09 1,815,220,000 153,014,150 0.300   2016/09/22 0.087   2016/12/28
13542 BNP Paribas Issuance B.V. - HKEX European Wts Feb 2018 A HKD 0.295   0.139   0.285   115,440,000 23,828,200 N/A 0.295   2017/07/31 0.096   2017/05/08 816,570,000 111,304,090 -   - -   -
15885 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 A HKD 0.365   0.166   0.355   69,260,000 17,942,880 33,962,075 0.365   2017/07/31 0.116   2017/05/08 1,675,110,000 288,837,520 -   - -   -
16524 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 C HKD 1.090   0.420   1.050   111,571,000 82,510,715 N/A 1.090   2017/07/27 0.420   2017/07/11 152,949,000 106,326,790 -   - -   -
17411 BNP Paribas Issuance B.V. - HKEX European Wts Jan 2019 A HKD 0.315   0.222   0.305   31,490,000 8,248,260 N/A 0.315   2017/07/31 0.222   2017/07/13 31,490,000 8,248,260 -   - -   -
15101 BNP Paribas Issuance B.V. - HKEX European Wts Jul 2017 A HKD -   -   0.010   0 0 8,192,788 0.470   2017/02/16 0.013   2017/06/12 352,290,000 57,999,056 0.365   2016/12/14 0.224   2016/12/23
27499 BNP Paribas Issuance B.V. - HKEX European Wts Jun 2018 A HKD 0.193   0.094   0.186   312,950,000 40,140,450 N/A 0.193   2017/07/31 0.059   2017/05/05 3,469,480,000 370,508,110 -   - -   -
13009 BNP Paribas Issuance B.V. - HKEX European Wts Mar 2018 A HKD 0.192   0.090   0.178   99,840,000 12,479,000 40,125,890 0.192   2017/07/27 0.053   2017/05/08 2,986,260,000 312,777,220 0.305   2016/09/22 0.102   2016/12/28
13637 BNP Paribas Issuance B.V. - HKEX European Wts Oct 2017 A HKD 0.057   0.011   0.050   136,560,000 4,864,340 4,199,253 0.078   2017/02/16 0.011   2017/07/05 563,350,000 26,293,980 0.179   2016/10/11 0.040   2016/12/29
24708 BNP Paribas Issuance B.V. - HKEX European Wts Oct 2018 A HKD 0.238   0.217   0.232   48,220,000 10,958,280 N/A 0.238   2017/07/27 0.217   2017/07/27 48,220,000 10,958,280 -   - -   -
17099 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Apr 2018 A HKD 0.345   0.206   0.290   40,156,000 11,482,460 N/A 0.345   2017/07/20 0.206   2017/07/05 48,676,000 13,470,018 -   - -   -
28054 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jan 2018 A HKD 0.340   0.265   0.290   32,140,000 9,726,600 N/A 0.520   2017/02/23 0.202   2017/04/19 150,558,000 58,365,110 -   - -   -
16459 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jul 2018 A HKD 0.410   0.250   0.345   32,780,000 11,142,700 N/A 0.410   2017/07/20 0.250   2017/07/05 71,756,000 23,554,400 -   - -   -
11590 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Oct 2017 A HKD 0.370   0.210   0.405   11,500,000 3,030,860 N/A 0.580   2017/03/21 0.210   2017/07/05 70,992,000 23,612,090 -   - -   -
13306 BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Sep 2017 A HKD 0.022   0.021   0.019   240,000 5,100 20,780 0.143   2017/03/17 0.021   2017/07/25 1,128,000 124,680 0.185   2016/12/02 0.129   2016/11/17
15884 BNP Paribas Issuance B.V. - HSBC Euro Put Wts Oct 2017 B HKD 0.015   0.015   0.014   200,000 3,000 8,571,139 0.415   2017/01/03 0.015   2017/07/12 813,564,000 112,664,620 -   - -   -
17413 BNP Paribas Issuance B.V. - HSBC European Wts Apr 2018 A HKD 0.550   0.310   0.520   103,928,000 43,727,880 N/A 0.550   2017/07/31 0.310   2017/07/07 103,928,000 43,727,880 -   - -   -
11499 BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 A HKD 2.550   1.920   2.500   2,604,000 5,722,880 2,137,973 2.550   2017/07/31 0.980   2017/04/05 8,564,000 13,068,360 1.330   2016/12/08 0.380   2016/07/20
12966 BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 B HKD 0.960   0.520   0.960   9,016,000 5,762,200 16,031,234 0.960   2017/07/31 0.137   2017/04/21 410,232,000 127,646,244 0.460   2016/12/08 0.146   2016/11/09
22674 BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 C HKD 0.315   0.205   0.300   25,184,000 6,902,056 N/A 0.315   2017/07/31 0.205   2017/07/21 25,184,000 6,902,056 -   - -   -
15841 BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 A HKD 0.540   0.280   0.530   156,496,000 57,015,920 N/A 0.540   2017/07/31 0.175   2017/06/21 221,128,000 71,856,408 -   - -   -
17723 BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 B HKD 0.485   0.285   0.465   99,860,000 38,150,940 N/A 0.485   2017/07/31 0.285   2017/07/10 99,860,000 38,150,940 -   - -   -
22730 BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 C HKD 0.260   0.180   0.255   64,160,000 13,760,632 N/A 0.260   2017/07/31 0.180   2017/07/20 64,160,000 13,760,632 -   - -   -
26750 BNP Paribas Issuance B.V. - HSBC European Wts Jan 2018 A HKD 0.600   0.350   0.700   25,216,000 11,620,200 N/A 0.600   2017/07/26 0.105   2017/04/20 223,508,000 50,504,396 -   - -   -
21606 BNP Paribas Issuance B.V. - HSBC European Wts Jan 2019 A HKD 0.500   0.300   0.490   234,776,000 96,523,640 34,170,354 0.500   2017/07/31 0.138   2017/04/24 797,704,000 207,850,052 -   - -   -
25776 BNP Paribas Issuance B.V. - HSBC European Wts Jul 2017 A HKD -   -   0.550   0 0 6,414,305 0.620   2017/06/09 0.106   2017/04/19 101,532,000 39,140,028 0.520   2016/12/08 0.052   2016/07/06
20406 BNP Paribas Issuance B.V. - HSBC European Wts Jul 2018 A HKD 0.630   0.355   0.610   263,628,000 126,984,760 33,783,340 0.630   2017/07/31 0.130   2017/04/24 659,984,000 214,017,544 -   - -   -
22680 BNP Paribas Issuance B.V. - HSBC European Wts Jul 2019 A HKD 0.255   0.200   0.250   59,800,000 13,332,052 N/A 0.255   2017/07/31 0.200   2017/07/24 59,800,000 13,332,052 -   - -   -
15842 BNP Paribas Issuance B.V. - HSBC European Wts Jun 2018 A HKD 0.465   0.245   0.455   85,464,000 31,085,840 N/A 0.465   2017/07/31 0.208   2017/06/06 101,672,000 35,205,000 -   - -   -
13022 BNP Paribas Issuance B.V. - HSBC European Wts Mar 2018 A HKD 0.870   0.485   0.870   15,176,000 8,944,160 23,687,621 0.870   2017/07/31 0.159   2017/04/21 490,660,000 155,927,428 0.475   2016/12/08 0.151   2016/11/09
15424 BNP Paribas Issuance B.V. - HSBC European Wts Oct 2017 A HKD 1.140   0.770   1.260   2,284,000 2,262,000 22,819,686 1.140   2017/07/27 0.157   2017/04/20 713,772,000 247,583,316 0.350   2016/12/22 0.305   2016/12/29
17734 BNP Paribas Issuance B.V. - HSBC European Wts Oct 2018 A HKD 0.435   0.300   0.420   50,384,000 18,392,720 N/A 0.435   2017/07/31 0.300   2017/07/10 50,384,000 18,392,720 -   - -   -
26125 BNP Paribas Issuance B.V. - HSBC European Wts Sep 2017 A HKD 0.820   0.290   0.780   113,444,000 56,315,780 N/A 0.820   2017/07/31 0.064   2017/04/20 767,808,000 141,808,652 -   - -   -
13206 BNP Paribas Issuance B.V. - HSCEI European Wts Dec 2017 A HKD 0.104   0.058   0.101   1,520,000 108,530 3,800,255 0.137   2017/02/16 0.042   2017/05/09 269,640,000 23,221,630 0.116   2016/11/28 0.059   2016/12/23
20396 BNP Paribas Issuance B.V. - HSI Euro Put Wts Aug 2017 D HKD -   -   0.010   0 0 31,700,145 0.175   2017/01/23 0.011   2017/05/24 2,534,690,000 267,791,640 -   - -   -
28877 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 A HKD 0.079   0.026   0.026   78,310,000 3,183,060 N/A 0.280   2017/03/09 0.026   2017/07/31 4,058,230,000 674,665,680 -   - -   -
12323 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 B HKD 0.110   0.036   0.036   95,150,000 7,559,250 N/A 0.270   2017/04/12 0.036   2017/07/31 3,484,500,000 558,136,550 -   - -   -
16720 BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 D HKD 0.204   0.071   0.072   1,485,200,000 221,459,350 N/A 0.204   2017/07/05 0.071   2017/07/31 2,457,720,000 401,054,210 -   - -   -
14050 BNP Paribas Issuance B.V. - HSI Euro Put Wts Feb 2018 A HKD 0.124   0.050   0.050   890,500,000 78,131,360 N/A 0.245   2017/04/24 0.050   2017/07/31 3,450,620,000 458,980,940 -   - -   -
26726 BNP Paribas Issuance B.V. - HSI Euro Put Wts Feb 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14494 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jul 2017 B HKD -   -   0.010   0 0 6,962,662 0.174   2017/01/03 0.010   2017/05/05 2,595,070,000 266,701,610 0.203   2016/12/28 0.168   2016/12/30
15906 BNP Paribas Issuance B.V. - HSI Euro Put Wts Jun 2018 B HKD 0.234   0.122   0.122   1,058,330,000 194,881,430 N/A 0.248   2017/05/25 0.122   2017/07/31 2,439,520,000 504,226,650 -   - -   -
12335 BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 C HKD 0.114   0.053   0.053   490,560,000 36,776,880 N/A 0.247   2017/03/27 0.053   2017/07/31 3,314,920,000 475,438,590 -   - -   -
15905 BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 D HKD 0.204   0.091   0.091   1,373,610,000 216,418,640 N/A 0.238   2017/05/23 0.091   2017/07/31 3,237,080,000 576,195,110 -   - -   -
15374 BNP Paribas Issuance B.V. - HSI Euro Put Wts Oct 2017 B HKD 0.012   0.010   0.010   2,800,000 30,600 18,170,563 0.137   2017/01/23 0.010   2017/07/12 1,730,770,000 140,173,140 -   - -   -
14885 BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 B HKD 0.013   0.010   0.010   960,000 10,730 35,955,262 0.173   2017/01/23 0.010   2017/07/11 2,527,590,000 267,819,330 -   - -   -
28875 BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 C HKD 0.042   0.010   0.010   89,610,000 1,671,890 N/A 0.280   2017/03/09 0.010   2017/07/21 4,196,720,000 726,506,170 -   - -   -
12627 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 A HKD 0.445   0.160   0.450   4,120,000 1,227,790 112,325,975 0.445   2017/07/31 0.054   2017/01/03 6,885,910,000 766,117,390 0.270   2016/09/09 0.046   2016/12/28
13308 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 B HKD 0.295   0.058   0.295   114,380,000 15,397,620 50,992,377 0.295   2017/07/31 0.029   2017/04/19 3,967,680,000 311,070,300 -   - -   -
15371 BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 C HKD -   -   0.720   0 0 46,616,808 0.430   2017/05/29 0.164   2017/01/09 3,476,390,000 679,642,740 -   - -   -
16361 BNP Paribas Issuance B.V. - HSI European Wts Dec 2017 C HKD 0.265   0.105   0.265   1,554,130,000 271,085,920 N/A 0.265   2017/07/31 0.105   2017/07/05 2,729,730,000 446,765,120 -   - -   -
15901 BNP Paribas Issuance B.V. - HSI European Wts Dec 2018 A HKD 0.370   0.370   0.430   10,000 3,700 N/A 0.370   2017/07/13 0.370   2017/07/13 10,000 3,700 -   - -   -
28872 BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 A HKD 0.250   0.222   0.375   180,000 40,240 N/A 0.250   2017/07/11 0.103   2017/03/09 2,871,080,000 458,379,860 -   - -   -
16359 BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 B HKD 0.220   0.096   0.227   1,187,420,000 181,731,140 N/A 0.220   2017/07/31 0.096   2017/07/05 2,664,770,000 377,687,240 -   - -   -
14493 BNP Paribas Issuance B.V. - HSI European Wts Jul 2017 A HKD -   -   0.460   0 0 49,777,838 0.206   2017/03/21 0.096   2017/03/09 2,421,070,000 359,451,320 -   - -   -
14045 BNP Paribas Issuance B.V. - HSI European Wts Jun 2018 A HKD 0.455   0.455   0.530   40,000 18,200 N/A 0.455   2017/07/13 0.219   2017/04/24 104,940,000 24,922,280 -   - -   -
26724 BNP Paribas Issuance B.V. - HSI European Wts Jun 2018 C HKD 0.209   0.209   0.218   44,200,000 9,237,800 N/A 0.209   2017/07/31 0.209   2017/07/31 44,200,000 9,237,800 -   - -   -
15903 BNP Paribas Issuance B.V. - HSI European Wts Jun 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28871 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 A HKD 0.380   0.380   0.465   50,000 19,000 N/A 0.380   2017/07/18 0.143   2017/04/19 2,609,600,000 518,653,180 -   - -   -
12320 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 B HKD 0.270   0.144   0.270   1,088,270,000 213,896,900 N/A 0.270   2017/07/31 0.084   2017/04/19 4,498,580,000 750,984,980 -   - -   -
16363 BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 E HKD 0.242   0.113   0.240   1,199,610,000 203,656,900 N/A 0.242   2017/07/31 0.113   2017/07/10 2,280,840,000 362,851,670 -   - -   -
13310 BNP Paribas Issuance B.V. - HSI European Wts Oct 2017 A HKD 0.242   0.067   0.240   81,520,000 11,114,710 59,293,742 0.242   2017/07/31 0.033   2017/04/19 5,142,830,000 409,649,220 0.182   2016/09/22 0.033   2016/12/23
14882 BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 A HKD 0.640   0.365   0.650   13,820,000 5,631,250 113,051,350 0.640   2017/07/31 0.153   2017/02/03 3,791,720,000 785,407,700 -   - -   -
12291 BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 D HKD 0.315   0.116   0.345   9,810,000 1,752,050 N/A 0.315   2017/07/27 0.056   2017/04/19 4,735,450,000 646,852,660 -   - -   -
15902 BNP Paribas Issuance B.V. - HSI European Wts Sep 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
22421 BNP Paribas Issuance B.V. - ICBC European Wts Apr 2018 A HKD 0.370   0.184   0.340   127,846,000 43,320,530 15,248,785 0.370   2017/07/27 0.166   2017/05/05 295,898,000 92,625,508 -   - -   -
26139 BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 A HKD 0.650   0.450   0.900   1,625,000 754,185 947,646 0.650   2017/07/12 0.295   2017/02/03 12,930,000 6,211,520 0.740   2016/09/09 0.120   2016/05/18
11350 BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 B HKD 0.495   0.050   0.495   28,471,000 7,085,371 4,121,468 0.495   2017/07/27 0.050   2017/07/10 134,912,000 28,863,858 0.500   2016/09/22 0.126   2016/12/22
12425 BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 A HKD 0.460   0.155   0.435   12,693,000 3,805,933 27,558,427 0.460   2017/07/27 0.155   2017/07/07 537,730,000 165,829,610 0.520   2016/09/09 0.159   2016/12/23
12962 BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 B HKD 0.079   0.029   0.074   109,300,000 5,534,196 8,062,569 0.125   2017/02/23 0.029   2017/07/10 1,356,309,000 82,820,044 0.224   2016/09/09 0.064   2016/12/23
27219 BNP Paribas Issuance B.V. - ICBC European Wts Feb 2018 A HKD 0.445   0.175   0.420   26,262,000 6,420,796 N/A 0.445   2017/07/27 0.175   2017/07/07 555,252,000 170,221,633 -   - -   -
16741 BNP Paribas Issuance B.V. - ICBC European Wts Jan 2019 A HKD 0.375   0.249   0.370   59,199,000 20,904,590 N/A 0.375   2017/07/31 0.221   2017/06/21 66,221,000 22,596,327 -   - -   -
12569 BNP Paribas Issuance B.V. - ICBC European Wts Mar 2018 A HKD 0.295   0.124   0.275   193,447,000 50,202,870 11,930,138 0.295   2017/07/27 0.111   2017/05/05 322,738,000 74,863,875 0.380   2016/09/22 0.121   2016/12/23
17033 BNP Paribas Issuance B.V. - ICBC European Wts Oct 2018 A HKD 0.385   0.225   0.360   90,277,000 31,536,402 N/A 0.385   2017/07/27 0.225   2017/07/07 91,187,000 31,777,427 -   - -   -
11068 BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Jan 2018A HKD 0.116   0.053   0.111   267,110,000 19,341,920 N/A 0.164   2017/03/16 0.046   2017/06/06 766,540,000 68,962,680 -   - -   -
24955 BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Mar 2018 A HKD 0.155   0.099   0.145   172,650,000 22,222,290 N/A 0.155   2017/07/27 0.099   2017/07/25 172,650,000 22,222,290 -   - -   -
15774 BNP Paribas Issuance B.V. - KECL European Wts Oct 2017 A HKD 0.890   0.270   0.860   13,824,000 8,945,500 3,903,750 1.290   2017/04/10 0.210   2017/02/07 76,994,000 36,181,872 0.305   2016/12/30 0.300   2016/12/30
18073 BNP Paribas Issuance B.V. - KECL European Wts Sep 2017 A HKD 0.030   0.014   0.020   8,140,000 164,140 205,187 0.065   2017/04/07 0.010   2017/06/08 58,760,000 1,420,540 0.095   2016/04/13 0.016   2016/11/10
14773 BNP Paribas Issuance B.V. - Kingsoft Euro Wts Jan 2018 A HKD 0.198   0.108   0.124   101,990,000 16,071,880 N/A 0.345   2017/04/28 0.108   2017/07/07 234,540,000 43,181,170 -   - -   -
24957 BNP Paribas Issuance B.V. - Kingsoft Euro Wts Jul 2018 A HKD 0.345   0.270   0.275   39,670,000 11,909,600 N/A 0.345   2017/07/25 0.270   2017/07/28 39,670,000 11,909,600 -   - -   -
16374 BNP Paribas Issuance B.V. - Kingsoft Euro Wts May 2018 A HKD 0.190   0.120   0.146   48,390,000 7,358,890 N/A 0.234   2017/06/09 0.120   2017/07/10 60,190,000 9,615,060 -   - -   -
12679 BNP Paribas Issuance B.V. - Lenovo European Wts Apr 2018 A HKD 0.203   0.156   0.166   16,516,000 2,952,850 N/A 0.455   2017/04/07 0.156   2017/07/04 337,950,000 109,214,080 -   - -   -
21726 BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2018 A HKD 0.083   0.063   0.068   130,414,000 9,304,254 4,767,468 0.325   2017/01/18 0.063   2017/07/19 286,674,000 37,829,856 -   - -   -
21780 BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2019 A HKD 0.122   0.090   0.091   68,726,000 7,242,986 4,474,740 0.380   2017/01/17 0.090   2017/07/31 175,850,000 30,909,432 -   - -   -
16977 BNP Paribas Issuance B.V. - Lenovo European Wts Mar 2018 A HKD 0.320   0.241   0.250   50,060,000 13,602,910 N/A 0.320   2017/07/21 0.235   2017/06/30 57,452,000 15,499,330 -   - -   -
24841 BNP Paribas Issuance B.V. - Lenovo European Wts May 2018 A HKD 0.285   0.255   0.255   7,332,000 1,962,650 N/A 0.285   2017/07/25 0.255   2017/07/31 7,332,000 1,962,650 -   - -   -
15259 BNP Paribas Issuance B.V. - Lenovo European Wts Oct 2017 A HKD 0.101   0.037   0.050   9,828,000 574,106 7,298,677 0.410   2017/01/18 0.037   2017/07/18 307,278,000 66,461,260 0.275   2016/12/30 0.224   2016/12/29
11581 BNP Paribas Issuance B.V. - Li & Fung Euro Wts Jul 2018 A HKD 0.045   0.038   0.037   1,392,000 58,116 N/A 0.390   2017/03/20 0.038   2017/07/27 147,986,000 35,811,378 -   - -   -
15293 BNP Paribas Issuance B.V. - Meitu European Warrants Jan18A HKD 0.219   0.105   0.162   25,780,000 4,582,220 N/A 0.242   2017/05/10 0.105   2017/07/03 94,690,000 18,379,985 -   - -   -
15294 BNP Paribas Issuance B.V. - Meitu European Warrants Jul18A HKD 0.315   0.244   0.270   26,065,000 7,247,605 N/A 0.320   2017/05/10 0.183   2017/06/30 32,080,000 8,743,760 -   - -   -
15997 BNP Paribas Issuance B.V. - Meitu European Warrants Nov17A HKD 0.218   0.145   0.156   43,815,000 7,858,440 N/A 0.218   2017/07/21 0.139   2017/06/12 93,615,000 15,547,310 -   - -   -
24952 BNP Paribas Issuance B.V. - Meitu European Wts Apr 2018 A HKD 0.350   0.305   0.325   18,810,000 6,148,400 N/A 0.350   2017/07/26 0.305   2017/07/28 18,810,000 6,148,400 -   - -   -
17287 BNP Paribas Issuance B.V. - Minsheng Bk Euro Wt Feb 2018 A HKD 0.375   0.215   0.227   214,899,000 66,830,275 N/A 0.375   2017/07/18 0.215   2017/07/28 214,899,000 66,830,275 -   - -   -
24947 BNP Paribas Issuance B.V. - NCI European Wts Apr 2018 A HKD 0.345   0.275   0.300   97,295,000 28,958,035 N/A 0.345   2017/07/25 0.275   2017/07/28 97,295,000 28,958,035 -   - -   -
16990 BNP Paribas Issuance B.V. - New World Dev Eu Wt Apr 2018 A HKD 0.340   0.191   0.325   115,851,000 29,577,574 N/A 0.340   2017/07/28 0.191   2017/07/04 148,044,000 36,830,948 -   - -   -
25846 BNP Paribas Issuance B.V. - New World Dev Eu Wt Aug 2018 A HKD 0.325   0.260   0.305   18,880,000 5,774,515 N/A 0.325   2017/07/28 0.260   2017/07/27 18,880,000 5,774,515 -   - -   -
10458 BNP Paribas Issuance B.V. - Oil Futures Eu Put Wt May 18 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10457 BNP Paribas Issuance B.V. - Oil Futures Euro Wt May 2018 A HKD 0.132   0.105   0.133   8,800,000 1,092,370 N/A 0.190   2017/04/20 0.094   2017/06/22 16,380,000 2,210,960 -   - -   -
28040 BNP Paribas Issuance B.V. - PetroCh Euro Wts Apr 2018 A HKD 0.087   0.037   0.067   38,942,000 1,887,460 N/A 0.590   2017/02/21 0.034   2017/06/30 252,082,000 71,585,950 -   - -   -
13830 BNP Paribas Issuance B.V. - PetroCh Euro Wts Aug 2017 A HKD -   -   0.010   0 0 562,686 0.360   2017/01/18 0.047   2017/04/12 84,286,000 23,505,514 0.295   2016/12/14 0.100   2016/11/14
15304 BNP Paribas Issuance B.V. - PetroCh Euro Wts Jan 2018 A HKD 0.028   0.014   0.020   10,710,000 240,840 3,403,588 0.475   2017/01/09 0.014   2017/07/13 100,638,000 30,149,430 0.405   2016/12/21 0.365   2016/12/22
15844 BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 A HKD 0.167   0.076   0.125   51,650,000 5,821,562 N/A 0.167   2017/07/27 0.072   2017/06/29 77,766,000 9,741,004 -   - -   -
16675 BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 B HKD 0.270   0.132   0.208   53,226,000 9,950,442 N/A 0.270   2017/07/27 0.125   2017/06/30 55,026,000 10,180,142 -   - -   -
14689 BNP Paribas Issuance B.V. - PetroCh Euro Wts Oct 2017 A HKD -   -   0.015   0 0 2,135,291 0.600   2017/01/13 0.015   2017/06/13 52,524,000 17,848,886 0.510   2016/12/21 0.255   2016/11/30
16153 BNP Paribas Issuance B.V. - PICC European Wts Feb 2018 A HKD 1.230   0.475   0.900   5,526,000 4,210,420 N/A 1.230   2017/07/11 0.305   2017/06/14 43,054,000 17,302,670 -   - -   -
24948 BNP Paribas Issuance B.V. - PICC Group Euro Wts Apr 2018 A HKD 0.275   0.228   0.219   5,512,000 1,408,735 N/A 0.275   2017/07/25 0.228   2017/07/26 5,512,000 1,408,735 -   - -   -
29291 BNP Paribas Issuance B.V. - Ping An Eur Put Wts Jan 2018 B HKD 0.027   0.019   0.019   2,010,000 39,620 N/A 0.236   2017/03/07 0.019   2017/07/24 461,840,000 51,997,350 -   - -   -
14685 BNP Paribas Issuance B.V. - Ping An European Wt Apr 2018 A HKD 0.760   0.315   0.650   78,575,000 38,324,425 25,645,539 0.760   2017/07/19 0.082   2017/04/20 818,235,000 159,125,945 0.231   2016/11/30 0.107   2016/12/23
22793 BNP Paribas Issuance B.V. - Ping An European Wt Apr 2018 B HKD 0.485   0.350   0.390   140,525,000 58,443,125 N/A 0.485   2017/07/19 0.350   2017/07/26 140,525,000 58,443,125 -   - -   -
19068 BNP Paribas Issuance B.V. - Ping An European Wt Aug 2017 A HKD 0.400   0.235   0.375   6,740,000 2,086,060 3,720,039 0.400   2017/07/21 0.056   2017/04/20 179,470,000 22,343,555 0.174   2016/01/04 0.036   2016/06/28
15800 BNP Paribas Issuance B.V. - Ping An European Wt Dec 2017 A HKD 1.050   1.050   0.930   110,000 115,500 N/A 1.050   2017/07/19 0.213   2017/05/18 97,015,000 35,507,180 -   - -   -
22778 BNP Paribas Issuance B.V. - Ping An European Wt Dec 2017 B HKD 0.455   0.315   0.350   134,660,000 50,687,000 N/A 0.455   2017/07/19 0.315   2017/07/31 134,660,000 50,687,000 -   - -   -
20407 BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 A HKD 1.450   0.710   1.300   4,295,000 4,771,700 12,656,797 1.450   2017/07/17 0.163   2017/04/20 329,920,000 94,088,605 -   - -   -
16915 BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 C HKD 0.810   0.290   0.690   28,515,000 10,487,750 N/A 0.810   2017/07/17 0.290   2017/07/05 290,510,000 108,048,475 -   - -   -
13891 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2017 A HKD -   -   1.190   0 0 4,904,963 1.200   2017/06/12 0.165   2017/02/03 176,115,000 50,708,070 0.550   2016/11/28 0.192   2016/12/23
15100 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2017 B HKD -   -   0.660   0 0 8,329,540 0.680   2017/06/26 0.042   2017/04/20 441,710,000 56,175,050 0.210   2016/12/14 0.092   2016/12/23
26751 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 A HKD 1.310   0.850   1.170   2,215,000 2,399,050 N/A 1.310   2017/07/17 0.249   2017/04/21 465,135,000 166,470,740 -   - -   -
16217 BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 B HKD 0.680   0.350   0.560   27,785,000 13,989,475 N/A 0.680   2017/07/18 0.280   2017/06/15 122,705,000 46,626,475 -   - -   -
15807 BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 A HKD 0.830   0.430   0.810   36,480,000 20,167,000 N/A 0.830   2017/07/17 0.242   2017/05/19 271,110,000 118,768,625 -   - -   -
17739 BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 B HKD 0.610   0.345   0.500   181,230,000 80,983,375 N/A 0.610   2017/07/17 0.345   2017/07/10 181,230,000 80,983,375 -   - -   -
24703 BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 C HKD 0.300   0.250   0.265   21,930,000 5,854,125 N/A 0.300   2017/07/24 0.250   2017/07/31 21,930,000 5,854,125 -   - -   -
24668 BNP Paribas Issuance B.V. - Ping An European Wt Mar 2018 A HKD 0.300   0.236   0.260   34,700,000 9,376,225 N/A 0.300   2017/07/24 0.236   2017/07/26 34,700,000 9,376,225 -   - -   -
15803 BNP Paribas Issuance B.V. - Ping An European Wt Nov 2017 A HKD 0.790   0.280   0.720   23,780,000 7,563,225 N/A 0.790   2017/07/18 0.135   2017/05/18 157,330,000 41,789,655 -   - -   -
14241 BNP Paribas Issuance B.V. - Ping An European Wt Oct 2017 A HKD 1.180   0.670   1.020   2,290,000 2,536,450 11,850,818 1.180   2017/07/18 0.082   2017/04/19 653,000,000 98,414,160 0.315   2016/11/28 0.115   2016/12/22
25857 BNP Paribas Issuance B.V. - R&F Ppt Euro Wts May 2018 A HKD 0.219   0.207   0.199   27,724,000 5,877,412 N/A 0.219   2017/07/27 0.207   2017/07/27 27,724,000 5,877,412 -   - -   -
15084 BNP Paribas Issuance B.V. - Sands China Euro Wt Apr 2018 A HKD 0.255   0.167   0.226   29,128,000 5,967,996 N/A 0.310   2017/06/19 0.163   2017/05/18 205,748,000 42,185,848 -   - -   -
28030 BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2018 A HKD 0.305   0.189   0.260   71,940,000 19,573,236 N/A 0.395   2017/06/14 0.189   2017/07/07 187,096,000 53,979,424 -   - -   -
13775 BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2019 A HKD 0.020   0.013   0.016   296,000 4,740 6,901 0.026   2017/01/23 0.012   2017/06/05 3,208,000 62,588 0.035   2016/03/31 0.019   2016/08/29
13690 BNP Paribas Issuance B.V. - Sands China Euro Wt Jul 2017 A HKD -   -   0.010   0 0 277,407 0.160   2017/01/11 0.012   2017/06/06 35,096,000 2,468,768 0.330   2016/11/29 0.120   2016/12/29
22096 BNP Paribas Issuance B.V. - Sands China Euro Wt Jul 2018 A HKD 0.420   0.335   0.410   12,352,000 4,657,560 N/A 0.420   2017/07/24 0.335   2017/07/18 12,352,000 4,657,560 -   - -   -
13835 BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2017 A HKD 0.040   0.020   0.027   117,744,000 3,415,872 2,713,194 0.185   2017/01/11 0.020   2017/07/12 299,868,000 22,699,408 0.325   2016/12/01 0.178   2016/12/09
17034 BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2018 A HKD 0.335   0.238   0.305   73,712,000 20,716,520 N/A 0.335   2017/07/25 0.238   2017/07/07 78,920,000 22,288,600 -   - -   -
29397 BNP Paribas Issuance B.V. - SHK Ppt Euro Warrants Jan 18 A HKD 0.205   0.147   0.208   480,000 84,230 N/A 0.420   2017/06/07 0.147   2017/07/04 106,910,000 33,571,770 -   - -   -
17648 BNP Paribas Issuance B.V. - SHK Ppt Euro Warrants Jun 2018 A HKD 0.730   0.590   0.720   5,320,000 3,340,000 N/A 0.730   2017/07/14 0.590   2017/07/07 5,320,000 3,340,000 -   - -   -
13833 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Aug 2017 A HKD -   -   0.010   0 0 4,633,016 0.235   2017/01/18 0.010   2017/06/22 460,778,000 50,657,470 0.345   2016/10/24 0.120   2016/11/21
15311 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Jan 2018 A HKD 0.066   0.034   0.039   153,272,000 8,069,052 19,487,646 0.305   2017/01/18 0.034   2017/07/25 988,262,000 157,193,788 0.220   2016/12/21 0.171   2016/12/29
23729 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Jun 2018 A HKD 0.300   0.225   0.249   28,448,000 7,627,210 N/A 0.300   2017/07/27 0.225   2017/07/24 28,448,000 7,627,210 -   - -   -
16371 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Mar 2018 A HKD 0.172   0.110   0.126   160,280,000 22,238,422 N/A 0.310   2017/06/08 0.110   2017/07/25 281,124,000 48,751,836 -   - -   -
13558 BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Nov 2017 A HKD 0.087   0.035   0.039   143,750,000 7,673,344 N/A 0.285   2017/04/13 0.035   2017/07/25 463,918,000 64,637,786 -   - -   -
26145 BNP Paribas Issuance B.V. - Stanchart Euro Wts Jan 2018 A HKD 0.530   0.315   0.520   1,232,000 618,360 N/A 0.670   2017/02/10 0.209   2017/06/23 17,601,000 8,961,410 -   - -   -
14914 BNP Paribas Issuance B.V. - Stanchart Euro Wts May 2018 A HKD 0.980   0.650   0.960   3,390,500 2,345,840 N/A 0.980   2017/07/27 0.465   2017/05/05 12,062,500 6,817,568 -   - -   -
15261 BNP Paribas Issuance B.V. - Stanchart Euro Wts Oct 2017 A HKD 0.930   0.520   0.910   10,576,500 6,478,460 5,163,464 0.970   2017/02/10 0.270   2017/04/21 92,521,000 44,352,182 0.430   2016/12/19 0.325   2016/12/28
26120 BNP Paribas Issuance B.V. - SUNAC European Warrants Apr19A HKD 1.420   0.820   1.330   5,340,000 5,647,100 N/A 1.420   2017/07/28 0.211   2017/02/14 62,950,000 22,456,320 -   - -   -
16414 BNP Paribas Issuance B.V. - SUNAC European Warrants Jul18A HKD 0.760   0.320   0.690   12,750,000 5,919,800 N/A 0.760   2017/07/28 0.320   2017/07/18 13,350,000 6,146,300 -   - -   -
22155 BNP Paribas Issuance B.V. - SUNAC European Warrants Mar 18 A HKD 0.500   0.160   0.420   123,060,000 36,449,910 N/A 0.500   2017/07/27 0.160   2017/07/18 123,060,000 36,449,910 -   - -   -
14023 BNP Paribas Issuance B.V. - SUNAC European Warrants Oct18A HKD 0.890   0.460   0.890   1,590,000 1,049,350 N/A 0.890   2017/07/27 0.121   2017/05/05 164,460,000 33,996,590 -   - -   -
25752 BNP Paribas Issuance B.V. - SUNAC European Wts Jul 2018 B HKD 0.375   0.315   0.340   19,360,000 6,908,350 N/A 0.375   2017/07/28 0.315   2017/07/28 19,360,000 6,908,350 -   - -   -
25748 BNP Paribas Issuance B.V. - SUNAC European Wts May 2018 A HKD 0.380   0.315   0.345   18,300,000 6,391,550 N/A 0.380   2017/07/28 0.315   2017/07/28 18,300,000 6,391,550 -   - -   -
25743 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Feb 2018 A HKD 0.920   0.770   0.890   8,030,000 6,879,500 N/A 0.920   2017/07/31 0.770   2017/07/27 8,030,000 6,879,500 -   - -   -
14670 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jan 2018 A HKD 2.810   0.650   2.330   6,240,000 13,540,700 N/A 2.810   2017/07/19 0.345   2017/06/06 19,370,000 22,760,550 -   - -   -
24942 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jan 2019 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15790 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 A HKD -   -   5.510   0 0 2,560,850 2.960   2017/05/10 0.495   2017/01/03 18,300,000 21,571,100 0.520   2016/12/30 0.475   2016/12/30
28997 BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 B HKD 2.980   0.500   2.360   7,690,000 12,123,800 N/A 2.980   2017/07/19 0.242   2017/06/06 134,240,000 70,589,000 -   - -   -
15883 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 A HKD 0.019   0.018   0.018   500,000 9,370 41,387,060 0.187   2017/01/04 0.013   2017/06/29 3,309,940,000 303,696,740 -   - -   -
16283 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 B HKD 0.198   0.064   0.065   493,590,000 61,233,170 N/A 0.198   2017/07/05 0.064   2017/07/31 867,640,000 118,149,650 -   - -   -
15083 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2019 C HKD 0.157   0.079   0.079   391,760,000 52,495,930 N/A 0.239   2017/05/08 0.079   2017/07/31 1,160,830,000 191,220,050 -   - -   -
13893 BNP Paribas Issuance B.V. - Tencent Eu Put Wt Nov 2017 A HKD -   -   0.010   0 0 25,304,028 0.199   2017/01/04 0.013   2017/05/02 2,979,540,000 290,473,510 0.237   2016/12/23 0.154   2016/10/25
24826 BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2018 C HKD 0.270   0.205   0.260   636,240,000 149,561,400 N/A 0.270   2017/07/31 0.205   2017/07/26 636,240,000 149,561,400 -   - -   -
12351 BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2019 A HKD 0.570   0.320   0.560   13,590,000 6,003,750 N/A 0.570   2017/07/27 0.194   2017/04/11 1,799,730,000 393,587,890 -   - -   -
13541 BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2019 B HKD 0.680   0.390   0.670   4,220,000 2,336,250 N/A 0.680   2017/07/31 0.280   2017/04/19 78,590,000 27,793,600 -   - -   -
13204 BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2017 A HKD 0.520   0.490   0.790   2,110,000 1,035,700 32,939,500 0.650   2017/06/29 0.069   2017/01/24 2,370,700,000 246,568,920 0.280   2016/09/23 0.050   2016/12/20
12571 BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 A HKD 0.910   0.490   0.910   15,710,000 9,733,350 6,170,080 0.910   2017/07/31 0.170   2017/01/24 95,530,000 37,944,850 0.355   2016/09/23 0.131   2016/12/28
14305 BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 B HKD 0.400   0.193   0.400   7,430,000 2,312,220 N/A 0.400   2017/07/31 0.133   2017/05/05 1,451,720,000 235,473,870 -   - -   -
15809 BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 C HKD 0.610   0.320   0.610   66,510,000 29,923,150 N/A 0.610   2017/07/31 0.310   2017/06/01 88,310,000 37,780,150 -   - -   -
13547 BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 A HKD 0.560   0.193   0.560   71,590,000 19,251,190 14,832,622 0.560   2017/07/31 0.049   2017/01/24 903,470,000 101,206,990 0.192   2016/10/06 0.039   2016/12/20
14304 BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 B HKD 0.630   0.370   0.740   1,160,000 475,400 N/A 0.630   2017/07/19 0.206   2017/04/25 22,360,000 6,443,110 -   - -   -
17412 BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 C HKD 0.255   0.086   0.243   297,020,000 45,335,500 N/A 0.255   2017/07/31 0.086   2017/07/07 297,020,000 45,335,500 -   - -   -
13010 BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2018 A HKD 0.840   0.495   0.850   4,760,000 3,335,800 4,796,387 0.840   2017/07/31 0.040   2017/02/16 203,970,000 50,681,950 0.395   2016/09/23 0.150   2016/12/23
16971 BNP Paribas Issuance B.V. - Tencent Euro Wts Feb 2018 A HKD 0.270   0.112   0.260   889,430,000 158,147,100 N/A 0.270   2017/07/31 0.112   2017/07/04 1,018,610,000 179,372,110 -   - -   -
14880 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 A HKD 1.050   0.600   1.050   6,760,000 4,492,100 5,701,640 1.050   2017/07/31 0.173   2017/01/04 1,035,720,000 210,828,700 0.215   2016/12/08 0.141   2016/12/23
15423 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 B HKD 1.080   0.870   1.340   1,770,000 1,686,300 3,100,133 1.100   2017/06/27 0.300   2017/01/04 57,110,000 26,256,500 0.310   2016/12/30 0.249   2016/12/28
15233 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 C HKD 4.290   1.250   4.140   9,436,000 22,983,520 N/A 4.290   2017/07/31 1.080   2017/05/10 78,424,000 114,111,110 -   - -   -
15908 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 D HKD 1.550   0.435   1.470   391,393,000 369,606,495 N/A 1.550   2017/07/31 0.435   2017/07/05 723,534,000 652,838,265 -   - -   -
19467 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 A HKD 0.710   0.475   0.760   15,090,000 8,745,800 15,599,983 0.710   2017/07/24 0.209   2017/03/01 474,990,000 122,848,860 -   - -   -
26732 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 B HKD 0.960   0.610   0.990   1,350,000 980,700 N/A 0.960   2017/07/28 0.310   2017/03/01 94,840,000 41,656,450 -   - -   -
16109 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 C HKD 0.241   0.129   0.238   1,757,640,000 352,685,200 N/A 0.241   2017/07/31 0.129   2017/07/05 2,446,150,000 478,979,850 -   - -   -
26782 BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 D HKD 0.260   0.242   0.260   25,180,000 6,261,030 N/A 0.260   2017/07/31 0.242   2017/07/31 25,180,000 6,261,030 -   - -   -
25777 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2017 A HKD -   -   1.370   0 0 7,933,117 1.370   2017/06/28 0.420   2017/01/04 45,090,000 48,435,550 0.740   2016/09/23 0.181   2016/02/12
13890 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2017 B HKD -   -   0.740   0 0 4,440,658 0.760   2017/06/27 0.012   2017/01/06 358,580,000 39,019,480 0.250   2016/10/20 0.052   2016/12/19
15099 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2017 C HKD -   -   4.570   0 0 103,665,150 5.020   2017/06/27 0.335   2017/03/03 1,363,008,000 740,869,045 0.485   2016/12/30 0.305   2016/12/19
15301 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2017 D HKD -   -   0.900   0 0 2,035,687 0.860   2017/06/22 0.131   2017/01/04 182,380,000 32,054,140 0.139   2016/12/30 0.099   2016/12/23
19442 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2017 E HKD -   -   0.010   0 0 25,841,813 0.490   2017/05/23 0.010   2017/06/27 1,908,093,000 191,169,520 -   - -   -
15049 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 A HKD 1.020   0.580   1.020   3,760,000 3,123,100 17,405,302 1.020   2017/07/31 0.209   2017/01/04 1,080,730,000 261,559,760 0.224   2016/12/14 0.178   2016/12/23
16150 BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 B HKD 0.330   0.141   0.320   1,083,980,000 223,174,590 N/A 0.330   2017/07/31 0.141   2017/07/05 1,904,640,000 391,531,630 -   - -   -
13150 BNP Paribas Issuance B.V. - Tencent Euro Wts Mar 2018 A HKD 0.680   0.280   0.680   27,330,000 13,984,700 7,053,272 0.680   2017/07/31 0.084   2017/01/24 590,810,000 83,406,810 0.255   2016/09/23 0.069   2016/12/23
15793 BNP Paribas Issuance B.V. - Tencent Euro Wts Mar 2018 B HKD 0.440   0.221   0.500   42,140,000 15,136,990 N/A 0.440   2017/07/25 0.221   2017/07/05 92,000,000 26,921,470 -   - -   -
15794 BNP Paribas Issuance B.V. - Tencent Euro Wts May 2018 A HKD 0.425   0.233   0.485   47,200,000 14,266,950 N/A 0.425   2017/07/24 0.224   2017/05/18 220,920,000 61,496,900 -   - -   -
26776 BNP Paribas Issuance B.V. - Tencent Euro Wts May 2018 B HKD 0.240   0.218   0.234   183,670,000 42,454,910 N/A 0.240   2017/07/31 0.218   2017/07/31 183,670,000 42,454,910 -   - -   -
15799 BNP Paribas Issuance B.V. - Tencent Euro Wts Nov 2018 A HKD 0.445   0.210   0.435   335,660,000 106,832,060 N/A 0.445   2017/07/31 0.210   2017/07/05 516,930,000 154,790,530 -   - -   -
12889 BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2017 A HKD 1.030   0.560   1.050   1,760,000 1,410,300 4,760,672 1.030   2017/07/27 0.129   2017/01/04 658,480,000 105,753,340 0.350   2016/09/08 0.096   2016/12/23
16108 BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2018 A HKD 0.270   0.153   0.260   1,775,280,000 399,682,270 N/A 0.270   2017/07/31 0.153   2017/07/07 2,644,080,000 561,518,910 -   - -   -
13626 BNP Paribas Issuance B.V. - Tencent Euro Wts Sep 2017 A HKD 0.700   0.385   0.780   840,000 389,800 4,210,537 0.700   2017/07/24 0.057   2017/01/24 1,062,870,000 88,397,220 0.228   2016/10/06 0.045   2016/12/20
17307 BNP Paribas Issuance B.V. - Tracker Fund Euro Wts Jan 19 A HKD 0.199   0.146   0.216   9,450,000 1,461,800 N/A 0.199   2017/07/21 0.146   2017/07/05 9,450,000 1,461,800 -   - -   -
10463 BNP Paribas Issuance B.V. - USD/CAD European Wts Dec 2017A HKD 0.079   0.040   0.040   530,000 24,530 N/A 0.141   2017/06/22 0.040   2017/07/31 1,070,000 94,890 -   - -   -
10459 BNP Paribas Issuance B.V. - USD/CNH European Wts Dec 2017A HKD 0.124   0.085   0.085   4,370,000 391,740 N/A 0.218   2017/05/19 0.085   2017/07/31 9,860,000 1,290,940 -   - -   -
10461 BNP Paribas Issuance B.V. - USD/CNH European Wts Mar 2018A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10466 BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Mar 2018 B HKD 0.203   0.197   0.229   100,000 20,240 N/A 0.203   2017/07/18 0.197   2017/07/06 100,000 20,240 -   - -   -
10445 BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Sep 2017 B HKD 0.107   0.060   0.101   19,540,000 1,642,500 1,948,635 0.325   2017/01/24 0.060   2017/07/11 82,160,000 15,138,480 -   - -   -
10465 BNP Paribas Issuance B.V. - USD/YEN Euro Wts Mar 2018 A HKD 0.400   0.280   0.275   3,090,000 1,143,900 N/A 0.400   2017/07/10 0.280   2017/07/28 5,540,000 1,899,300 -   - -   -
10444 BNP Paribas Issuance B.V. - USD/YEN Euro Wts Sep 2017 A HKD 0.020   0.010   0.010   12,710,000 216,880 493,268 0.220   2017/01/09 0.010   2017/07/27 68,980,000 3,721,860 0.237   2016/12/28 0.213   2016/12/29
20248 BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Aug 2018 A HKD -   -   0.014   0 0 14,053 0.022   2017/02/15 0.012   2017/06/26 5,034,000 89,080 0.068   2016/04/14 0.017   2016/11/16
15782 BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Oct 2017 A HKD 0.178   0.114   0.114   2,048,000 304,156 1,862,728 0.540   2017/02/16 0.114   2017/07/31 45,755,000 14,743,108 0.315   2016/12/30 0.310   2016/12/30
29762 BNP Paribas Issuance B.V. - Yanzhou Coal Eur Wt Sep 2018 A HKD 0.210   0.133   0.185   4,028,000 619,762 7,835,032 0.210   2017/07/24 0.082   2017/05/16 616,294,000 70,932,904 0.157   2016/10/24 0.034   2016/01/22
15258 BNP Paribas Issuance B.V. - Zijin Mining Eu Wts Oct 2017 A HKD 0.133   0.049   0.122   9,026,000 898,662 3,937,652 0.410   2017/03/24 0.049   2017/07/13 93,502,000 27,001,184 0.230   2016/12/19 0.229   2016/12/19
15241 BNP Paribas Issuance B.V. - ZTE European Wts Feb 2018 B HKD 0.560   0.310   0.480   41,702,000 18,206,360 N/A 0.560   2017/07/25 0.169   2017/05/11 120,342,000 35,722,592 -   - -   -
25832 BNP Paribas Issuance B.V. - ZTE European Wts Mar 2018 A HKD 0.206   0.182   0.189   50,336,000 9,844,844 N/A 0.206   2017/07/27 0.182   2017/07/31 50,336,000 9,844,844 -   - -   -
10452 BNP Paribas Issuance B.V. -AUD/USD European Wts Dec 2017 A HKD 0.280   0.119   0.247   29,900,000 6,845,560 N/A 0.280   2017/07/27 0.090   2017/06/02 34,980,000 7,520,200 -   - -   -
10464 BNP Paribas Issuance B.V. -USD/CAD European Put Wts Dec17B HKD -   -   0.710   0 0 N/A 0.280   2017/05/17 0.260   2017/05/15 600,000 161,000 -   - -   -
10460 BNP Paribas Issuance B.V. -USD/CNH European Put Wts Dec17B HKD 0.310   0.310   0.365   10,000 3,100 N/A 0.325   2017/06/08 0.229   2017/05/24 1,100,000 311,650 -   - -   -
10462 BNP Paribas Issuance B.V. -USD/CNH European Put Wts Mar18B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
10453 BNP Paribas Issuance B.V.- AUD/USD Euro Put Wts Dec 2017 B HKD 0.112   0.041   0.049   10,670,000 593,030 N/A 0.222   2017/03/10 0.041   2017/07/27 16,860,000 1,752,400 -   - -   -
16993 BNP Paribas Issuance B.V.-Dongfeng Motor Eur Wt Mar 2018 A HKD 0.490   0.335   0.350   17,832,000 7,293,400 N/A 0.600   2017/06/27 0.335   2017/07/28 44,232,000 20,993,780 -   - -   -
25710 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A HKD 0.360   0.280   0.360   123,000 40,040 146,303 0.360   2017/07/31 0.187   2017/01/03 5,662,000 1,219,516 0.219   2016/11/11 0.118   2016/02/29
26297 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B HKD -   -   0.540   0 0 5,267 0.395   2017/05/12 0.395   2017/05/12 80,000 31,600 0.410   2016/12/09 0.192   2016/02/15
16654 BOCI Asia Ltd. - A50 China European Warrants Dec 2017 C HKD 0.560   0.290   0.530   60,482,600 29,143,029 N/A 0.560   2017/07/25 0.285   2017/06/15 115,819,200 49,398,315 -   - -   -
14830 BOCI Asia Ltd. - A50 China European Warrants Jul 2017 A HKD 0.010   0.010   0.010   13,000 130 339,877 0.255   2017/02/13 0.010   2017/07/03 26,098,200 2,431,335 0.510   2016/12/09 0.227   2016/12/20
17212 BOCI Asia Ltd. - A50 China European Warrants Mar 2018 A HKD 0.500   0.330   0.510   2,878,000 1,263,710 N/A 0.500   2017/07/26 0.330   2017/07/04 2,878,000 1,263,710 -   - -   -
14400 BOCI Asia Ltd. - A50 China European Warrants Sep 2017 A HKD 0.650   0.280   0.610   960,200 413,358 N/A 0.650   2017/07/25 0.098   2017/05/08 216,315,300 61,033,465 -   - -   -
16043 BOCI Asia Ltd. - AAC Tech European Warrants Apr 2018 A HKD 0.450   0.340   0.345   2,000,000 761,750 N/A 0.450   2017/07/18 0.315   2017/06/07 14,600,000 5,228,500 -   - -   -
13496 BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 A HKD 0.340   0.159   0.188   11,920,000 2,624,140 N/A 0.340   2017/07/20 0.105   2017/05/18 166,445,000 31,504,735 -   - -   -
16039 BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 B HKD 0.470   0.345   0.350   36,005,000 14,132,325 N/A 0.470   2017/07/19 0.345   2017/07/31 36,005,000 14,132,325 -   - -   -
14569 BOCI Asia Ltd. - AAC Tech European Warrants Jan 2018 A HKD 0.370   0.156   0.217   9,830,000 2,344,005 N/A 0.370   2017/07/20 0.118   2017/05/18 1,195,765,000 255,075,710 -   - -   -
25733 BOCI Asia Ltd. - AAC Tech European Warrants Jul 2018 A HKD 0.172   0.165   0.165   3,740,000 628,455 N/A 0.172   2017/07/27 0.165   2017/07/31 3,740,000 628,455 -   - -   -
17221 BOCI Asia Ltd. - AAC Tech European Warrants Mar 2018 A HKD 0.310   0.143   0.157   239,100,000 46,139,420 N/A 0.310   2017/07/20 0.143   2017/07/31 239,100,000 46,139,420 -   - -   -
24918 BOCI Asia Ltd. - AAC Tech European Warrants Mar 2018 B HKD 0.196   0.169   0.180   6,310,000 1,101,635 N/A 0.196   2017/07/25 0.169   2017/07/27 6,310,000 1,101,635 -   - -   -
11783 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 A HKD 0.305   0.162   0.193   110,790,000 22,841,895 N/A 0.315   2017/04/28 0.100   2017/05/18 353,045,000 67,158,075 -   - -   -
14646 BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 B HKD 0.335   0.129   0.171   11,970,000 2,511,465 N/A 0.335   2017/07/20 0.089   2017/05/18 558,855,000 76,128,640 -   - -   -
14645 BOCI Asia Ltd. - AAC Tech European Warrants Sep 2018 A HKD 0.365   0.188   0.223   110,900,000 33,462,050 N/A 0.365   2017/07/20 0.142   2017/05/18 451,600,000 124,979,600 -   - -   -
13146 BOCI Asia Ltd. - Agricultural Bk European Wts Jul 2017 A HKD 0.042   0.013   0.028   250,000 8,950 4,856,354 0.207   2017/02/20 0.013   2017/07/07 275,717,000 29,155,306 0.175   2016/09/13 0.102   2016/11/24
15211 BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A HKD -   -   0.020   0 0 68,525 0.300   2017/01/03 0.021   2017/04/27 5,184,000 505,370 0.305   2016/12/19 0.275   2016/12/28
15553 BOCI Asia Ltd. - AIA European Put Warrants Nov 2017 A HKD 0.164   0.081   0.041   268,000 41,682 N/A 0.227   2017/05/18 0.081   2017/07/12 7,476,000 1,540,242 -   - -   -
16966 BOCI Asia Ltd. - AIA European Warrants Dec 2017 A HKD 0.285   0.109   0.280   1,732,630,000 376,613,426 N/A 0.285   2017/07/28 0.109   2017/07/04 2,004,366,000 428,004,994 -   - -   -
14996 BOCI Asia Ltd. - AIA European Warrants Jul 2017 A HKD -   -   0.930   0 0 69,679,099 0.550   2017/05/04 0.168   2017/01/04 3,625,890,000 825,967,120 0.240   2016/12/14 0.166   2016/12/29
16378 BOCI Asia Ltd. - AIA European Warrants Jul 2017 B HKD -   -   1.200   0 0 723,275 0.700   2017/05/08 0.234   2017/01/05 491,360,000 142,662,856 -   - -   -
28903 BOCI Asia Ltd. - AIA European Warrants Oct 2017 A HKD 0.540   0.210   0.540   5,028,000 1,486,724 N/A 0.540   2017/07/31 0.129   2017/04/25 2,142,622,000 520,485,924 -   - -   -
15540 BOCI Asia Ltd. - AIA European Warrants Oct 2017 B HKD 0.390   0.137   0.390   465,438,000 83,875,154 N/A 0.390   2017/07/27 0.137   2017/07/04 4,291,914,000 900,716,968 -   - -   -
27345 BOCI Asia Ltd. - AIA European Warrants Sep 2017 A HKD 0.670   0.620   0.900   120,000 77,600 N/A 0.670   2017/07/19 0.152   2017/04/19 6,076,994,000 1,364,579,136 -   - -   -
24863 BOCI Asia Ltd. - BOC HK European Warrants Dec 2017 A HKD 0.580   0.510   0.610   4,820,000 2,651,150 1,347,878 0.610   2017/06/29 0.173   2017/04/19 26,400,000 8,087,265 -   - -   -
15619 BOCI Asia Ltd. - BOC HK European Warrants Jan 2018 A HKD 0.435   0.275   0.405   15,835,000 5,801,225 N/A 0.435   2017/07/03 0.181   2017/05/17 54,540,000 16,325,815 -   - -   -
28704 BOCI Asia Ltd. - BOC HK European Warrants Jul 2017 A HKD -   -   1.110   0 0 16,667 0.520   2017/02/14 0.480   2017/03/09 200,000 100,000 0.420   2016/09/09 0.155   2016/06/24
17206 BOCI Asia Ltd. - BOC HK European Warrants Mar 2018 A HKD 0.246   0.202   0.248   34,420,000 7,677,100 N/A 0.246   2017/07/12 0.202   2017/07/07 34,420,000 7,677,100 -   - -   -
28740 BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B HKD -   -   0.028   0 0 0 -   - -   - 0 0 0.211   2016/06/24 0.034   2016/09/09
28707 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A HKD 0.450   0.400   0.450   635,000 191,875 1,155,865 0.570   2017/02/16 0.215   2017/02/01 31,021,000 9,362,430 0.375   2016/08/17 0.160   2016/06/28
27846 BOCI Asia Ltd. - BOCL European Warrants Aug 2017 C HKD 0.040   0.022   0.036   17,553,000 491,670 N/A 0.255   2017/02/17 0.022   2017/07/12 2,138,763,000 205,756,387 -   - -   -
28737 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A HKD 0.290   0.163   0.290   19,015,000 4,612,268 3,841,603 0.450   2017/02/16 0.163   2017/07/10 222,148,000 49,204,861 0.425   2016/09/09 0.144   2016/06/27
28518 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 B HKD 0.032   0.018   0.027   7,531,000 182,499 N/A 0.166   2017/02/22 0.017   2017/06/28 71,085,000 3,849,568 -   - -   -
17117 BOCI Asia Ltd. - BOCL European Warrants Dec 2017 C HKD 0.218   0.125   0.217   16,356,000 2,887,632 N/A 0.218   2017/07/31 0.125   2017/07/10 17,306,000 3,041,692 -   - -   -
15586 BOCI Asia Ltd. - BOCL European Warrants Jan 2018 A HKD 0.151   0.083   0.148   306,337,000 34,571,923 N/A 0.228   2017/05/17 0.083   2017/07/10 936,243,000 139,833,857 -   - -   -
22671 BOCI Asia Ltd. - BOCL European Warrants May 2018 A HKD 0.192   0.163   0.189   3,344,000 596,023 N/A 0.192   2017/07/19 0.163   2017/07/24 3,344,000 596,023 -   - -   -
25633 BOCI Asia Ltd. - BYD European Warrants Aug 2017 A HKD 0.085   0.078   0.079   850,000 68,150 276,392 0.103   2017/06/14 0.058   2017/05/23 27,950,000 2,334,400 0.197   2016/07/15 0.072   2016/12/23
16860 BOCI Asia Ltd. - BYD European Warrants Dec 2017 A HKD 0.370   0.270   0.255   865,000 262,825 N/A 0.395   2017/06/27 0.270   2017/07/11 7,580,000 2,794,375 -   - -   -
27662 BOCI Asia Ltd. - BYD European Warrants Sep 2017 A HKD 0.037   0.013   0.013   7,550,000 218,600 1,514,908 0.053   2017/01/13 0.013   2017/07/27 1,131,950,000 46,371,550 0.173   2016/09/07 0.040   2016/12/28
17205 BOCI Asia Ltd. - CAM CSI300 European Warrants Feb 2018 A HKD 0.236   0.190   0.230   210,142,000 45,450,048 N/A 0.236   2017/07/25 0.190   2017/07/10 210,142,000 45,450,048 -   - -   -
16657 BOCI Asia Ltd. - CC Bank European Put Warrants Oct 2017 C HKD 0.275   0.056   0.058   284,962,000 31,684,801 N/A 0.275   2017/07/05 0.056   2017/07/31 305,760,000 36,140,857 -   - -   -
28665 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 A HKD 0.025   0.010   0.014   46,481,000 613,226 N/A 0.164   2017/02/23 0.010   2017/07/31 3,092,945,000 306,945,063 -   - -   -
11297 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 B HKD 0.200   0.020   0.140   93,923,000 11,890,426 N/A 0.370   2017/03/21 0.020   2017/07/10 4,019,405,000 530,096,234 -   - -   -
14647 BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 D HKD 0.420   0.094   0.370   185,424,000 23,561,429 N/A 0.420   2017/07/27 0.094   2017/07/10 191,274,000 24,950,895 -   - -   -
18146 BOCI Asia Ltd. - CC Bank European Warrants Jan 2018 A HKD 0.600   0.540   0.630   357,000 207,680 N/A 0.600   2017/07/26 0.540   2017/07/18 357,000 207,680 -   - -   -
22640 BOCI Asia Ltd. - CC Bank European Warrants Jan 2018 B HKD 0.210   0.156   0.187   1,017,489,000 193,040,929 N/A 0.210   2017/07/27 0.156   2017/07/21 1,017,489,000 193,040,929 -   - -   -
15605 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 A HKD -   -   0.870   0 0 10,825 0.510   2017/02/10 0.395   2017/02/08 140,000 64,950 0.620   2016/12/30 0.490   2016/12/29
18330 BOCI Asia Ltd. - CC Bank European Warrants Jul 2017 B HKD 0.033   0.010   0.010   37,709,000 609,247 99,273,594 0.228   2017/02/24 0.010   2017/07/20 4,373,329,000 596,087,395 -   - -   -
28521 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 A HKD 0.113   0.037   0.094   252,222,000 23,731,319 N/A 0.226   2017/02/23 0.037   2017/07/04 357,302,000 35,135,252 -   - -   -
16778 BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 B HKD 0.250   0.095   0.217   2,470,668,000 494,756,374 N/A 0.250   2017/07/27 0.095   2017/07/10 2,488,812,000 498,043,047 -   - -   -
13469 BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.105   0.023   0.085   165,406,000 9,484,957 N/A 0.145   2017/04/26 0.023   2017/07/10 6,672,998,000 562,705,763 -   - -   -
16655 BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 B HKD 0.300   0.086   0.270   1,244,090,000 165,431,126 N/A 0.300   2017/07/27 0.086   2017/07/10 2,531,785,000 417,386,246 -   - -   -
15585 BOCI Asia Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.165   0.022   0.129   121,995,000 10,743,513 N/A 0.218   2017/05/15 0.022   2017/07/10 3,497,818,000 449,707,081 -   - -   -
12923 BOCI Asia Ltd. - CGS European Warrants Aug 2018 A HKD 0.104   0.085   0.085   6,370,000 582,490 1,973,366 0.171   2017/02/17 0.085   2017/07/31 107,010,000 12,119,975 0.231   2016/11/28 0.150   2016/12/29
15716 BOCI Asia Ltd. - Ch Comm Cons European Warrants Nov 2018 A HKD 0.119   0.118   0.129   1,410,000 166,390 N/A 0.189   2017/05/17 0.118   2017/07/10 75,760,000 13,736,360 -   - -   -
15043 BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A HKD 0.223   0.152   0.167   2,720,000 507,890 1,830,938 0.290   2017/03/27 0.135   2017/01/03 61,620,000 12,492,690 0.154   2016/12/14 0.124   2016/12/20
16660 BOCI Asia Ltd. - Ch Overseas European Warrants Feb 2018 A HKD 0.255   0.165   0.194   130,580,000 26,373,140 N/A 0.255   2017/07/17 0.159   2017/06/30 132,100,000 26,627,520 -   - -   -
12920 BOCI Asia Ltd. - Ch Overseas European Warrants Jul 2017 A HKD 0.065   0.019   0.021   440,000 16,280 3,198,353 0.102   2017/02/09 0.014   2017/03/30 267,500,000 19,523,960 0.380   2016/09/05 0.037   2016/12/29
14551 BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A HKD 0.300   0.073   0.285   28,340,000 4,233,200 9,071,850 0.300   2017/07/27 0.062   2017/05/08 555,240,000 75,034,520 0.255   2016/11/28 0.113   2016/12/29
17225 BOCI Asia Ltd. - Chi Res Land European Warrants Dec 2017 A HKD 0.270   0.146   0.255   43,580,000 8,440,340 N/A 0.270   2017/07/27 0.146   2017/07/10 43,580,000 8,440,340 -   - -   -
20121 BOCI Asia Ltd. - Chi Res Land European Warrants Oct 2017 A HKD -   -   0.690   0 0 2,502,200 0.500   2017/03/22 0.285   2017/01/10 56,140,000 22,231,000 -   - -   -
14552 BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A HKD -   -   0.010   0 0 59,917,138 0.190   2017/01/03 0.013   2017/06/21 4,457,190,000 359,760,000 0.204   2016/12/23 0.136   2016/12/08
28180 BOCI Asia Ltd. - China Life European Put Warrants Sep 2017 B HKD 0.033   0.020   0.030   320,000 10,160 N/A 0.167   2017/03/01 0.020   2017/07/17 870,500,000 112,644,950 -   - -   -
28171 BOCI Asia Ltd. - China Life European Warrants Apr 2018 A HKD 0.225   0.196   0.177   1,150,000 243,570 N/A 0.255   2017/02/21 0.124   2017/04/19 55,130,000 9,972,770 -   - -   -
12996 BOCI Asia Ltd. - China Life European Warrants Aug 2017 A HKD -   -   0.610   0 0 214,333 0.580   2017/03/21 0.420   2017/04/10 2,440,000 1,286,000 0.380   2016/09/19 0.265   2016/09/14
15212 BOCI Asia Ltd. - China Life European Warrants Aug 2017 B HKD 0.194   0.050   0.075   81,980,000 10,011,210 481,054,302 0.240   2017/02/15 0.050   2017/07/05 19,006,920,000 2,886,397,420 0.095   2016/12/16 0.071   2016/12/20
16488 BOCI Asia Ltd. - China Life European Warrants Aug 2017 C HKD 0.520   0.520   0.455   20,000 10,400 1,733 0.520   2017/07/19 0.201   2017/01/05 550,000 121,910 -   - -   -
14073 BOCI Asia Ltd. - China Life European Warrants Dec 2017 A HKD 0.650   0.610   0.540   120,000 76,200 78,742 0.650   2017/07/17 0.260   2017/01/03 1,190,000 545,550 0.435   2016/11/28 0.178   2016/11/09
14679 BOCI Asia Ltd. - China Life European Warrants Dec 2017 B HKD 0.315   0.203   0.226   4,420,000 1,093,170 2,493,933 0.340   2017/05/31 0.131   2017/01/05 77,820,000 16,832,540 0.249   2016/11/30 0.104   2016/12/20
28528 BOCI Asia Ltd. - China Life European Warrants Dec 2017 C HKD 0.106   0.045   0.066   3,858,100,000 309,207,460 N/A 0.234   2017/02/22 0.045   2017/07/05 14,888,130,000 1,205,178,910 -   - -   -
24800 BOCI Asia Ltd. - China Life European Warrants Dec 2017 D HKD 0.127   0.096   0.096   1,327,212,000 149,081,122 N/A 0.127   2017/07/26 0.096   2017/07/31 1,327,212,000 149,081,122 -   - -   -
27004 BOCI Asia Ltd. - China Life European Warrants Jan 2018 A HKD 0.213   0.110   0.142   3,143,910,000 483,828,000 N/A 0.270   2017/02/15 0.106   2017/04/19 21,242,860,000 3,854,795,460 -   - -   -
13685 BOCI Asia Ltd. - China Life European Warrants Nov 2017 A HKD 0.385   0.315   0.335   430,000 144,250 1,164,842 0.420   2017/06/09 0.162   2017/01/03 2,230,790,000 426,747,990 0.310   2016/11/28 0.108   2016/11/09
28438 BOCI Asia Ltd. - China Life European Warrants Sep 2017 A HKD 0.690   0.690   0.660   150,000 103,500 199,158 0.720   2017/05/25 0.330   2017/01/09 4,000,000 1,850,850 0.490   2016/11/28 0.189   2016/06/24
29379 BOCI Asia Ltd. - China Life European Warrants Sep 2017 C HKD 0.080   0.031   0.031   23,780,000 1,241,920 N/A 0.183   2017/03/17 0.031   2017/07/31 18,932,840,000 1,756,898,110 -   - -   -
14558 BOCI Asia Ltd. - China Life European Warrants Sep 2017 D HKD -   -   0.255   0 0 N/A 0.375   2017/05/31 0.194   2017/05/05 15,380,000 4,080,400 -   - -   -
15603 BOCI Asia Ltd. - China Mobile European Put Wts Jul 2017 B HKD -   -   0.020   0 0 245,448 0.300   2017/01/03 0.021   2017/05/17 25,640,000 2,460,085 0.335   2016/12/29 0.300   2016/12/30
16520 BOCI Asia Ltd. - China Mobile European Put Wts Nov 2017 A HKD 0.405   0.265   0.275   2,060,000 638,775 N/A 0.405   2017/07/07 0.265   2017/07/25 3,700,000 1,208,100 -   - -   -
26941 BOCI Asia Ltd. - China Mobile European Warrants Aug 2017 A HKD 0.010   0.010   0.010   150,000 1,500 N/A 0.290   2017/02/13 0.010   2017/07/03 28,322,500,000 4,257,117,475 -   - -   -
16519 BOCI Asia Ltd. - China Mobile European Warrants Dec 2017 A HKD 0.237   0.126   0.128   3,192,890,000 462,982,230 N/A 0.310   2017/06/12 0.126   2017/07/31 3,195,040,000 463,515,210 -   - -   -
15601 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 A HKD -   -   0.034   0 0 46,825 0.610   2017/02/20 0.255   2017/05/15 1,345,000 481,025 0.490   2016/12/30 0.420   2016/12/29
26942 BOCI Asia Ltd. - China Mobile European Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.335   2017/03/21 0.044   2017/05/15 4,887,825,000 433,474,360 -   - -   -
18473 BOCI Asia Ltd. - China Mobile European Warrants Nov 2017 B HKD 0.249   0.179   0.185   2,986,690,000 613,803,155 N/A 0.249   2017/07/21 0.179   2017/07/31 2,986,690,000 613,803,155 -   - -   -
14095 BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 A HKD 0.059   0.026   0.027   65,620,000 2,302,535 N/A 0.235   2017/05/08 0.026   2017/07/12 10,171,000,000 977,639,945 -   - -   -
16651 BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 B HKD 0.126   0.057   0.076   5,824,130,000 447,702,465 N/A 0.238   2017/06/16 0.057   2017/07/12 7,429,855,000 670,461,760 -   - -   -
13111 BOCI Asia Ltd. - China Mobile European Warrants Sep 2017 A HKD 0.058   0.018   0.038   52,255,000 1,815,780 N/A 0.405   2017/04/05 0.018   2017/07/06 19,261,990,000 2,982,036,945 -   - -   -
21347 BOCI Asia Ltd. - China Shenhua European Warrants Oct 2017 A HKD -   -   0.640   0 0 2,759,098 0.415   2017/03/20 0.132   2017/03/10 184,925,000 36,202,570 -   - -   -
20120 BOCI Asia Ltd. - China Tel European Warrants Oct 2017 A HKD 0.130   0.087   0.091   68,726,000 7,205,172 19,411,797 0.360   2017/02/10 0.087   2017/07/12 624,970,000 124,336,454 -   - -   -
14945 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A HKD -   -   0.177   0 0 27,916,597 0.190   2017/05/29 0.071   2017/03/06 3,057,400,000 251,306,780 0.139   2016/12/12 0.083   2016/12/23
23229 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 B HKD 0.260   0.245   0.270   80,000 20,200 826,583 0.295   2017/06/01 0.130   2017/03/07 31,720,000 5,154,980 -   - -   -
17119 BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 C HKD 0.580   0.285   0.425   6,560,000 2,791,120 N/A 0.620   2017/06/30 0.285   2017/07/07 6,776,000 2,922,460 -   - -   -
29268 BOCI Asia Ltd. - China Unicom European Warrants Oct 2017 A HKD 0.780   0.325   0.530   40,212,000 19,730,020 N/A 1.100   2017/06/23 0.310   2017/03/06 469,188,000 249,271,170 -   - -   -
20992 BOCI Asia Ltd. - China Vanke European Warrants Dec 2017 A HKD 0.192   0.122   0.160   52,219,000 8,428,479 N/A 0.192   2017/07/19 0.122   2017/07/25 52,219,000 8,428,479 -   - -   -
18052 BOCI Asia Ltd. - China Vanke European Warrants Jul 2017 A HKD 0.275   0.230   0.248   420,000 114,380 898,058 0.310   2017/03/17 0.152   2017/06/22 155,342,000 30,646,999 -   - -   -
15044 BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A HKD 0.129   0.059   0.090   45,523,000 5,076,952 6,255,574 0.235   2017/03/16 0.041   2017/05/08 407,971,000 47,258,596 0.186   2016/12/13 0.091   2016/12/23
20114 BOCI Asia Ltd. - CITIC European Warrants Oct 2017 A HKD 0.122   0.122   0.121   500,000 59,500 1,290,653 0.179   2017/02/14 0.077   2017/04/20 70,080,000 8,891,310 -   - -   -
17118 BOCI Asia Ltd. - CITIC Sec European Warrants Jul 2018 A HKD 0.196   0.149   0.152   20,035,000 3,398,390 N/A 0.196   2017/07/03 0.149   2017/07/31 20,525,000 3,492,345 -   - -   -
18234 BOCI Asia Ltd. - CITIC Sec European Warrants Nov 2017 A HKD 0.131   0.082   0.083   85,965,000 9,313,285 6,999,276 0.285   2017/02/20 0.082   2017/07/31 347,895,000 53,306,095 -   - -   -
28672 BOCI Asia Ltd. - CKH European Warrants Aug 2017 A HKD 0.210   0.113   0.152   8,280,000 1,436,860 N/A 0.380   2017/05/25 0.113   2017/07/10 37,850,000 9,978,845 -   - -   -
16036 BOCI Asia Ltd. - CKH European Warrants Nov 2017 A HKD 0.335   0.202   0.305   8,530,000 2,194,535 N/A 0.430   2017/05/25 0.202   2017/07/10 11,520,000 3,358,385 -   - -   -
16456 BOCI Asia Ltd. - CKP European Warrants Aug 2017 A HKD 0.900   0.840   1.060   400,000 347,000 3,665,200 0.970   2017/06/19 0.305   2017/03/09 58,425,000 25,691,375 -   - -   -
16963 BOCI Asia Ltd. - CKP European Warrants Dec 2017 A HKD 0.275   0.185   0.265   7,480,000 1,755,000 N/A 0.275   2017/07/27 0.185   2017/07/06 8,590,000 2,031,475 -   - -   -
13672 BOCI Asia Ltd. - CKP European Warrants Oct 2017 A HKD 0.455   0.260   0.430   9,265,000 3,676,550 N/A 0.455   2017/07/27 0.153   2017/04/19 36,075,000 9,988,055 -   - -   -
16349 BOCI Asia Ltd. - CM Bank European Warrants Dec 2017 A HKD 1.410   0.520   1.130   10,594,000 10,359,765 N/A 1.410   2017/07/25 0.500   2017/06/22 20,529,500 18,060,800 -   - -   -
15620 BOCI Asia Ltd. - CM Bank European Warrants Mar 2018 A HKD -   -   0.485   0 0 N/A 0.375   2017/05/25 0.213   2017/05/18 13,630,000 3,392,930 -   - -   -
11269 BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A HKD 0.068   0.050   0.053   8,530,000 481,130 503,372 0.107   2017/03/10 0.050   2017/07/27 36,340,000 3,023,020 0.162   2016/08/03 0.086   2016/12/02
14999 BOCI Asia Ltd. - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 31,072,308 0.370   2017/01/06 0.010   2017/05/16 2,672,284,000 563,904,042 0.560   2016/12/14 0.249   2016/12/28
29514 BOCI Asia Ltd. - CNOOC European Warrants May 2018 A HKD 0.041   0.034   0.029   400,000 15,000 344,917 0.127   2017/01/06 0.034   2017/07/06 42,870,000 2,921,270 0.176   2016/07/13 0.100   2016/12/23
15613 BOCI Asia Ltd. - CNOOC European Warrants Nov 2017 B HKD 0.275   0.155   0.183   532,671,000 114,817,759 N/A 0.560   2017/05/16 0.155   2017/07/25 711,927,000 160,188,596 -   - -   -
29019 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 A HKD -   -   0.020   0 0 N/A 0.300   2017/03/02 0.025   2017/06/19 1,755,398,000 342,627,176 -   - -   -
12137 BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 B HKD 0.082   0.022   0.030   21,655,000 955,616 N/A 0.560   2017/04/07 0.022   2017/07/24 2,977,440,000 710,812,894 -   - -   -
14395 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.910   0.480   0.840   5,052,600 3,008,078 N/A 0.910   2017/07/24 0.198   2017/05/05 297,902,600 128,110,189 -   - -   -
16652 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 B HKD 0.530   0.280   0.470   179,616,400 81,214,374 N/A 0.530   2017/07/25 0.280   2017/07/04 242,726,200 103,417,635 -   - -   -
14831 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Jul 2017 A HKD 0.113   0.045   0.045   1,057,000 78,228 655,023 0.320   2017/02/21 0.045   2017/07/11 29,022,200 4,095,730 0.500   2016/12/09 0.202   2016/12/30
17209 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Mar 2018 A HKD 0.510   0.246   0.445   7,617,400 3,321,184 N/A 0.510   2017/07/20 0.246   2017/07/04 7,617,400 3,321,184 -   - -   -
26353 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A HKD 0.350   0.350   0.400   200,000 70,000 64,465 0.350   2017/07/10 0.315   2017/06/08 1,208,000 386,788 0.217   2016/04/21 0.165   2016/02/16
13246 BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.178   0.155   0.178   620,000 100,760 441,390 0.178   2017/07/31 0.083   2017/05/08 26,248,000 2,710,792 0.146   2016/11/30 0.110   2016/09/26
15047 BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A HKD -   -   15.880   0 0 1,739,423 2.840   2017/04/18 0.460   2017/01/17 38,455,000 24,025,055 0.680   2016/12/13 0.420   2016/12/23
13493 BOCI Asia Ltd. - Evergrande European Warrants Oct 2017 A HKD 13.460   5.870   13.460   1,169,000 7,283,350 N/A 13.460   2017/07/31 0.880   2017/05/08 9,848,000 29,510,780 -   - -   -
29585 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Aug 2017 C HKD -   -   0.020   0 0 N/A 0.207   2017/03/09 0.042   2017/05/02 99,800,000 11,603,440 -   - -   -
15614 BOCI Asia Ltd. - Galaxy Ent European Put Warrants Nov 2017 B HKD 0.107   0.059   0.036   5,430,000 422,580 N/A 0.255   2017/05/18 0.059   2017/07/21 22,780,000 3,719,440 -   - -   -
27338 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 A HKD 0.810   0.780   0.950   40,000 31,500 N/A 0.810   2017/07/17 0.300   2017/02/22 9,070,000 3,525,100 -   - -   -
29565 BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 B HKD 0.420   0.175   0.360   28,710,000 7,510,470 N/A 0.500   2017/06/13 0.108   2017/05/18 1,928,120,000 390,106,010 -   - -   -
16351 BOCI Asia Ltd. - Galaxy Ent European Warrants Dec 2017 A HKD 0.485   0.305   0.435   4,720,000 1,783,250 N/A 0.485   2017/07/25 0.305   2017/07/04 5,440,000 2,057,650 -   - -   -
18172 BOCI Asia Ltd. - Galaxy Ent European Warrants Dec 2017 B HKD 0.375   0.241   0.350   26,410,000 7,537,060 N/A 0.375   2017/07/25 0.241   2017/07/17 26,410,000 7,537,060 -   - -   -
14676 BOCI Asia Ltd. - Galaxy Ent European Warrants Jul 2017 A HKD 0.540   0.485   0.440   550,000 271,500 54,018,653 0.630   2017/06/28 0.121   2017/02/08 1,703,390,000 352,505,510 0.410   2016/12/01 0.150   2016/12/29
15538 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 A HKD -   -   0.580   0 0 N/A 0.520   2017/06/05 0.244   2017/05/18 25,490,000 8,538,880 -   - -   -
16715 BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 C HKD 0.201   0.081   0.183   982,420,000 151,052,740 N/A 0.270   2017/06/20 0.081   2017/07/11 1,189,490,000 192,808,980 -   - -   -
13504 BOCI Asia Ltd. - Galaxy Ent European Warrants Oct 2017 A HKD 0.230   0.104   0.194   141,450,000 22,815,300 N/A 0.320   2017/06/20 0.066   2017/05/22 1,738,790,000 338,541,300 -   - -   -
28380 BOCI Asia Ltd. - Geely Auto European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 1.190   2017/03/01 0.012   2017/06/21 100,690,000 29,888,910 -   - -   -
21024 BOCI Asia Ltd. - Geely Auto European Put Warrants Jan 2018 A HKD 0.218   0.163   0.175   41,790,000 7,951,850 N/A 0.218   2017/07/24 0.163   2017/07/25 41,790,000 7,951,850 -   - -   -
16517 BOCI Asia Ltd. - Geely Auto European Put Warrants Mar 2018 A HKD 0.122   0.083   0.090   11,114,000 1,107,697 N/A 0.218   2017/06/12 0.083   2017/07/24 35,889,000 6,223,502 -   - -   -
27847 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 A HKD -   -   8.460   0 0 N/A 6.540   2017/06/27 1.990   2017/05/10 6,000,000 18,482,900 -   - -   -
14385 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 C HKD 6.070   4.360   5.260   1,070,000 5,088,730 N/A 6.070   2017/07/13 0.430   2017/05/04 92,400,000 66,237,180 -   - -   -
15206 BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A HKD 0.940   0.830   0.910   200,000 177,100 13,349,467 0.940   2017/07/14 0.151   2017/01/06 2,150,390,000 441,647,450 0.193   2016/12/16 0.138   2016/12/28
14826 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A HKD -   -   1.180   0 0 124,704 0.750   2017/06/08 0.223   2017/01/03 3,090,000 1,151,015 0.295   2016/12/07 0.189   2016/12/23
14390 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 B HKD 0.700   0.700   0.700   100,000 70,000 N/A 0.700   2017/07/27 0.141   2017/05/05 72,500,000 12,789,250 -   - -   -
15208 BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A HKD 0.910   0.910   0.890   250,000 225,000 103,369,625 0.910   2017/07/19 0.126   2017/01/03 1,947,950,000 643,220,100 0.153   2016/12/16 0.121   2016/12/23
26100 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 A HKD -   -   0.960   0 0 N/A 0.860   2017/06/29 0.295   2017/02/07 1,760,000 655,500 -   - -   -
11542 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 B HKD 0.560   0.420   0.530   4,600,000 2,400,500 N/A 0.560   2017/07/28 0.089   2017/05/05 203,150,000 39,663,550 -   - -   -
16516 BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 C HKD 0.470   0.350   0.440   8,997,000 3,846,865 N/A 0.470   2017/07/14 0.231   2017/06/16 295,922,000 79,083,770 -   - -   -
26938 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2017 A HKD 6.920   5.970   7.050   1,145,000 7,353,000 N/A 6.920   2017/07/11 0.560   2017/05/04 120,995,000 202,113,100 -   - -   -
14827 BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A HKD -   -   1.100   0 0 70,742 0.510   2017/03/31 0.207   2017/01/03 4,855,000 1,314,100 0.295   2016/12/09 0.194   2016/12/28
17213 BOCI Asia Ltd. - Geely Auto European Warrants Mar 2018 B HKD 0.390   0.270   0.310   1,280,560,000 424,601,500 N/A 0.390   2017/07/13 0.270   2017/07/24 1,280,560,000 424,601,500 -   - -   -
14323 BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A HKD 1.100   0.870   0.950   1,015,000 946,650 2,154,061 1.100   2017/07/13 0.076   2017/01/03 158,335,000 29,647,240 0.157   2016/11/28 0.067   2016/12/28
16777 BOCI Asia Ltd. - Greatwall Motor European Warrants Aug 2018A HKD 0.174   0.119   0.137   170,340,000 23,242,795 N/A 0.196   2017/06/20 0.119   2017/07/24 182,090,000 25,386,520 -   - -   -
13962 BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A HKD 0.157   0.068   0.096   44,600,000 5,808,015 8,687,571 0.227   2017/06/13 0.038   2017/05/05 521,615,000 56,273,960 0.126   2016/10/27 0.066   2016/12/29
18254 BOCI Asia Ltd. - Haitong Sec European Warrants Oct 2017 A HKD 0.034   0.023   0.020   6,596,000 180,504 2,030,539 0.186   2017/01/18 0.023   2017/07/18 286,392,000 22,338,544 -   - -   -
14946 BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A HKD -   -   0.020   0 0 288,259 0.100   2017/02/17 0.025   2017/04/11 28,732,000 1,902,956 0.123   2016/12/09 0.066   2016/12/29
23838 BOCI Asia Ltd. - HKEX European Put Warrants Apr 2018 A HKD 0.160   0.141   0.143   258,940,000 39,703,770 N/A 0.160   2017/07/24 0.141   2017/07/27 258,940,000 39,703,770 -   - -   -
13144 BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C HKD 0.082   0.022   0.024   127,280,000 7,255,830 231,117,998 0.247   2017/01/03 0.022   2017/07/27 11,232,970,000 1,387,507,010 0.280   2016/12/28 0.191   2016/11/28
15609 BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.022   0.022   0.020   60,000 1,320 49,171,247 0.136   2017/01/04 0.018   2017/06/19 7,864,550,000 781,244,770 0.155   2016/12/29 0.133   2016/12/30
12774 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A HKD 0.190   0.078   0.176   7,793,790,000 715,922,850 130,489,517 0.190   2017/07/28 0.052   2017/05/08 8,526,400,000 783,715,480 0.295   2016/09/22 0.090   2016/12/28
13143 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B HKD 0.244   0.099   0.229   21,950,000 3,850,870 299,595,668 0.244   2017/07/27 0.085   2017/05/25 18,522,860,000 1,797,614,550 0.325   2016/09/13 0.133   2016/12/30
14545 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 D HKD 0.375   0.335   0.360   320,000 114,500 N/A 0.375   2017/07/21 0.156   2017/05/05 23,280,000 4,774,000 -   - -   -
23817 BOCI Asia Ltd. - HKEX European Warrants Dec 2017 E HKD 0.880   0.680   0.770   234,881,000 176,337,430 N/A 0.880   2017/07/21 0.680   2017/07/26 234,881,000 176,337,430 -   - -   -
27825 BOCI Asia Ltd. - HKEX European Warrants Feb 2018 A HKD 0.200   0.087   0.190   2,915,780,000 313,138,230 N/A 0.212   2017/02/17 0.067   2017/05/24 23,448,310,000 2,551,801,880 -   - -   -
26952 BOCI Asia Ltd. - HKEX European Warrants Jan 2018 A HKD 0.300   0.187   0.295   990,000 247,670 N/A 0.300   2017/07/28 0.123   2017/04/24 14,030,000 2,697,880 -   - -   -
13501 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 A HKD 0.020   0.010   0.010   8,940,000 108,580 141,282 0.061   2017/02/20 0.010   2017/07/21 46,390,000 1,090,190 0.188   2016/10/11 0.023   2016/12/23
14072 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 B HKD -   -   0.010   0 0 628,465 0.077   2017/02/16 0.010   2017/06/02 117,770,000 4,148,590 0.176   2016/11/11 0.032   2016/12/29
15607 BOCI Asia Ltd. - HKEX European Warrants Jul 2017 C HKD -   -   0.148   0 0 1,276,727 0.215   2017/06/05 0.103   2017/01/25 6,252,810,000 920,511,480 0.150   2016/12/30 0.128   2016/12/29
25730 BOCI Asia Ltd. - HKEX European Warrants Jun 2018 A HKD 0.208   0.191   0.200   1,260,470,000 252,064,240 N/A 0.208   2017/07/31 0.191   2017/07/27 1,260,470,000 252,064,240 -   - -   -
16514 BOCI Asia Ltd. - HKEX European Warrants May 2018 A HKD 0.203   0.138   0.190   4,064,490,000 641,466,260 N/A 0.203   2017/07/21 0.137   2017/06/12 4,066,990,000 641,832,110 -   - -   -
27823 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 A HKD 0.203   0.065   0.186   73,360,000 9,461,670 N/A 0.204   2017/02/17 0.062   2017/05/24 55,715,950,000 5,986,911,110 -   - -   -
28673 BOCI Asia Ltd. - HKEX European Warrants Nov 2017 B HKD 0.110   0.043   0.101   7,063,870,000 642,304,420 N/A 0.113   2017/02/23 0.038   2017/06/01 7,070,690,000 642,874,710 -   - -   -
14993 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A HKD 0.098   0.015   0.080   200,850,000 11,996,020 593,885,518 0.106   2017/02/16 0.015   2017/07/11 40,051,890,000 3,563,378,730 0.112   2016/12/12 0.068   2016/12/23
15280 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B HKD 0.225   0.054   0.216   157,290,000 21,705,120 227,373,012 0.225   2017/07/31 0.039   2017/05/08 34,591,040,000 3,085,444,720 0.117   2016/12/20 0.093   2016/12/28
12123 BOCI Asia Ltd. - HKEX European Warrants Sep 2017 C HKD 0.840   0.181   0.650   28,100,000 10,668,835 N/A 0.840   2017/07/27 0.181   2017/07/11 67,099,000 22,740,749 -   - -   -
14405 BOCI Asia Ltd. - HS H-SHARE European Warrants Dec 2017 A HKD 0.380   0.194   0.340   580,000 159,250 N/A 0.380   2017/07/26 0.194   2017/07/07 900,000 264,050 -   - -   -
17607 BOCI Asia Ltd. - HSBC European Put Warrants Jan 2018 A HKD 0.250   0.103   0.105   2,395,044,000 428,891,952 N/A 0.250   2017/07/07 0.103   2017/07/31 2,395,044,000 428,891,952 -   - -   -
26451 BOCI Asia Ltd. - HSBC European Put Warrants Jan 2018 D HKD 0.280   0.216   0.227   94,296,000 25,685,300 N/A 0.280   2017/07/28 0.216   2017/07/31 94,296,000 25,685,300 -   - -   -
15204 BOCI Asia Ltd. - HSBC European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 130,894,495 0.440   2017/01/03 0.020   2017/05/19 3,484,088,000 806,509,692 0.520   2016/12/28 0.410   2016/12/16
15536 BOCI Asia Ltd. - HSBC European Put Warrants Nov 2017 A HKD 0.078   0.021   0.021   20,372,000 1,174,600 N/A 0.231   2017/05/19 0.021   2017/07/31 599,088,000 75,557,136 -   - -   -
28668 BOCI Asia Ltd. - HSBC European Warrants Aug 2017 A HKD 0.202   0.053   0.175   137,996,000 15,006,752 N/A 0.202   2017/07/31 0.014   2017/06/29 182,872,000 17,119,660 -   - -   -
17420 BOCI Asia Ltd. - HSBC European Warrants Dec 2017 A HKD 0.420   0.205   0.415   623,236,000 141,988,096 N/A 0.420   2017/07/31 0.205   2017/07/07 623,236,000 141,988,096 -   - -   -
26447 BOCI Asia Ltd. - HSBC European Warrants Feb 2018 A HKD 0.445   0.445   0.500   64,000 28,480 N/A 0.445   2017/07/28 0.445   2017/07/28 64,000 28,480 -   - -   -
18479 BOCI Asia Ltd. - HSBC European Warrants Jan 2018 B HKD 0.280   0.178   0.255   9,007,240,000 1,840,010,132 N/A 0.280   2017/07/31 0.178   2017/07/24 9,007,240,000 1,840,010,132 -   - -   -
22591 BOCI Asia Ltd. - HSBC European Warrants Jan 2018 C HKD 0.265   0.225   0.229   768,744,000 182,779,600 N/A 0.265   2017/07/31 0.225   2017/07/31 768,744,000 182,779,600 -   - -   -
14675 BOCI Asia Ltd. - HSBC European Warrants Jul 2017 A HKD 0.800   0.560   0.750   15,532,000 10,050,880 644,896,545 0.800   2017/07/11 0.036   2017/04/24 40,935,960,000 5,611,938,628 0.400   2016/12/08 0.165   2016/12/28
15719 BOCI Asia Ltd. - HSBC European Warrants Nov 2017 B HKD 0.450   0.210   0.415   952,324,000 251,603,700 N/A 0.450   2017/07/31 0.107   2017/06/22 2,189,896,000 491,377,764 -   - -   -
16650 BOCI Asia Ltd. - HSBC European Warrants Nov 2017 C HKD 0.640   0.285   0.620   24,080,000 8,935,700 N/A 0.640   2017/07/31 0.154   2017/06/22 7,670,060,000 1,334,708,132 -   - -   -
17603 BOCI Asia Ltd. - HSBC European Warrants Nov 2017 D HKD 0.285   0.144   0.265   8,241,832,000 1,429,470,456 N/A 0.285   2017/07/31 0.144   2017/07/07 8,241,832,000 1,429,470,456 -   - -   -
15089 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A HKD 0.570   0.195   0.540   64,336,000 19,676,488 420,392,167 0.570   2017/07/31 0.036   2017/04/24 14,800,616,000 2,522,378,968 0.218   2016/12/14 0.150   2016/12/21
29018 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 B HKD 0.730   0.255   0.680   130,984,000 60,458,020 N/A 0.730   2017/07/31 0.047   2017/04/20 21,669,684,000 2,990,503,184 -   - -   -
13004 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 C HKD 0.920   0.385   0.890   12,912,000 7,069,940 N/A 0.920   2017/07/31 0.075   2017/04/24 20,335,600,000 2,497,967,624 -   - -   -
14538 BOCI Asia Ltd. - HSBC European Warrants Sep 2017 D HKD 0.970   0.800   1.180   104,000 90,120 N/A 0.970   2017/07/11 0.198   2017/05/02 53,924,000 17,114,308 -   - -   -
14491 BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A HKD 0.010   0.010   0.010   100,000 1,000 3,684,672 0.187   2017/01/03 0.010   2017/07/05 554,720,000 54,347,090 0.201   2016/12/28 0.138   2016/12/01
25715 BOCI Asia Ltd. - HSCEI European Put Warrants Jun 2018 B HKD 0.270   0.270   0.219   20,000 5,400 N/A 0.270   2017/07/27 0.270   2017/07/27 20,000 5,400 -   - -   -
13250 BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A HKD 0.147   0.090   0.130   650,000 74,400 10,199,637 0.198   2017/02/23 0.061   2017/05/05 482,870,000 61,794,600 0.218   2016/09/22 0.099   2016/12/23
14490 BOCI Asia Ltd. - HSCEI European Warrants Jul 2017 A HKD -   -   0.275   0 0 961,715 0.249   2017/02/23 0.096   2017/05/05 277,170,000 44,142,970 0.213   2016/12/01 0.111   2016/12/28
25526 BOCI Asia Ltd. - HSCEI European Warrants Jun 2018 A HKD 0.270   0.265   0.216   20,000 5,350 N/A 0.270   2017/07/26 0.265   2017/07/26 20,000 5,350 -   - -   -
27357 BOCI Asia Ltd. - HSI European Put Warrants Aug 2017 B HKD -   -   0.015   0 0 N/A 0.134   2017/03/10 0.023   2017/05/16 47,380,000 4,610,140 -   - -   -
25517 BOCI Asia Ltd. - HSI European Put Warrants Dec 2017 A HKD 0.149   0.108   0.108   270,000 32,570 N/A 0.149   2017/07/26 0.108   2017/07/31 270,000 32,570 -   - -   -
29646 BOCI Asia Ltd. - HSI European Put Warrants Oct 2017 A HKD 0.020   0.017   0.014   8,910,000 153,020 N/A 0.150   2017/03/10 0.017   2017/07/11 13,331,430,000 1,298,850,310 -   - -   -
16372 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 282,013 0.150   2017/01/05 0.020   2017/06/12 1,116,020,000 132,789,870 -   - -   -
14748 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 C HKD 0.030   0.010   0.010   4,540,000 123,480 N/A 0.121   2017/05/05 0.010   2017/07/13 7,592,760,000 610,361,540 -   - -   -
15726 BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 D HKD 0.081   0.011   0.011   6,480,000 260,690 N/A 0.130   2017/05/17 0.011   2017/07/31 1,943,670,000 209,251,810 -   - -   -
15724 BOCI Asia Ltd. - HSI European Warrants Apr 2018 A HKD 0.185   0.163   0.265   60,000 10,660 N/A 0.202   2017/06/09 0.163   2017/07/04 28,600,000 5,439,940 -   - -   -
16362 BOCI Asia Ltd. - HSI European Warrants Aug 2017 A HKD -   -   0.720   0 0 282,717 0.270   2017/02/10 0.175   2017/01/05 865,860,000 185,701,230 -   - -   -
27355 BOCI Asia Ltd. - HSI European Warrants Jan 2018 A HKD -   -   0.375   0 0 N/A 0.255   2017/06/12 0.135   2017/04/19 41,040,000 7,210,470 -   - -   -
14488 BOCI Asia Ltd. - HSI European Warrants Jul 2017 A HKD 0.480   0.480   0.485   590,000 283,200 10,940,462 0.480   2017/07/19 0.090   2017/01/03 1,443,660,000 211,735,340 0.191   2016/11/28 0.080   2016/12/28
25510 BOCI Asia Ltd. - HSI European Warrants Mar 2018 A HKD 0.181   0.180   0.199   20,000 3,610 N/A 0.181   2017/07/26 0.180   2017/07/26 20,000 3,610 -   - -   -
29637 BOCI Asia Ltd. - HSI European Warrants Nov 2017 A HKD 0.260   0.179   0.315   60,000 13,170 N/A 0.260   2017/07/17 0.163   2017/05/19 945,000,000 167,449,040 -   - -   -
14743 BOCI Asia Ltd. - HSI European Warrants Oct 2017 B HKD -   -   0.450   0 0 N/A 0.201   2017/04/28 0.199   2017/04/28 10,140,000 2,038,020 -   - -   -
29635 BOCI Asia Ltd. - HSI European Warrants Sep 2017 B HKD 0.305   0.154   0.350   730,000 183,240 N/A 0.305   2017/07/25 0.072   2017/04/19 19,703,440,000 2,173,396,890 -   - -   -
14825 BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A HKD 0.410   0.057   0.370   9,670,000 1,902,664 13,421,677 0.410   2017/07/27 0.057   2017/07/11 744,931,000 117,532,374 0.280   2016/12/08 0.102   2016/12/28
16513 BOCI Asia Ltd. - ICBC European Warrants Feb 2018 A HKD 0.270   0.095   0.255   474,176,000 94,146,477 N/A 0.270   2017/07/27 0.095   2017/07/10 681,864,000 123,947,741 -   - -   -
22648 BOCI Asia Ltd. - ICBC European Warrants Jan 2018 A HKD 0.340   0.280   0.320   344,809,000 101,294,545 N/A 0.340   2017/07/27 0.280   2017/07/21 344,809,000 101,294,545 -   - -   -
29037 BOCI Asia Ltd. - ICBC European Warrants Jul 2017 A HKD 0.455   0.440   0.405   147,000 65,385 824,063 0.680   2017/06/05 0.325   2017/01/04 15,079,000 6,634,830 0.680   2016/08/23 0.172   2016/06/16
14651 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 A HKD 0.390   0.154   0.450   1,128,000 288,480 N/A 0.390   2017/07/20 0.154   2017/07/10 375,908,000 84,392,287 -   - -   -
17016 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 B HKD 0.370   0.114   0.355   506,180,000 88,194,846 N/A 0.370   2017/07/27 0.114   2017/07/10 542,494,000 95,122,647 -   - -   -
18155 BOCI Asia Ltd. - ICBC European Warrants Nov 2017 C HKD 0.510   0.335   0.510   2,950,000 1,055,200 N/A 0.510   2017/07/28 0.335   2017/07/12 2,950,000 1,055,200 -   - -   -
28381 BOCI Asia Ltd. - ICBC European Warrants Oct 2017 A HKD 0.154   0.025   0.141   44,025,000 4,035,425 N/A 0.243   2017/02/22 0.025   2017/07/07 3,359,384,000 387,220,925 -   - -   -
21316 BOCI Asia Ltd. - JIANC European Warrants Nov 2017 A HKD 0.219   0.127   0.214   740,000 137,900 3,575,553 0.300   2017/02/09 0.101   2017/05/09 279,890,000 58,348,390 -   - -   -
21326 BOCI Asia Ltd. - KECL European Warrants Sep 2017 A HKD 0.990   0.420   0.880   2,302,000 1,576,600 983,630 1.310   2017/04/05 0.340   2017/06/23 8,988,000 6,246,770 -   - -   -
12156 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.290   0.191   0.200   900,000 235,400 N/A 0.420   2017/04/28 0.191   2017/07/03 79,040,000 24,227,200 -   - -   -
13669 BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 B HKD 0.121   0.059   0.063   146,850,000 13,896,570 N/A 0.290   2017/04/28 0.059   2017/07/28 233,330,000 28,881,570 -   - -   -
18160 BOCI Asia Ltd. - Kingsoft European Warrants Sep 2017 A HKD 0.460   0.265   0.345   1,780,000 592,600 3,270,790 0.580   2017/05/10 0.192   2017/03/09 122,690,000 30,463,630 -   - -   -
16437 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.147   0.044   0.044   9,824,000 945,374 12,839,382 0.520   2017/01/18 0.044   2017/07/31 340,336,000 78,130,352 -   - -   -
13668 BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 B HKD -   -   0.020   0 0 N/A 0.113   2017/04/13 0.042   2017/05/26 8,212,000 574,548 -   - -   -
16350 BOCI Asia Ltd. - Lenovo European Warrants Dec 2017 A HKD 0.228   0.138   0.138   111,468,000 22,175,138 N/A 0.310   2017/06/08 0.138   2017/07/31 264,240,000 62,246,474 -   - -   -
16780 BOCI Asia Ltd. - Lenovo European Warrants Oct 2017 A HKD 0.091   0.056   0.061   13,136,000 915,288 N/A 0.129   2017/06/22 0.056   2017/07/19 23,932,000 2,133,324 -   - -   -
23168 BOCI Asia Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.046   0.025   0.025   3,050,000 120,130 18,746,763 0.310   2017/02/15 0.025   2017/07/31 665,782,000 112,640,076 -   - -   -
20234 BOCI Asia Ltd. - Link REIT European Warrants Oct 2017 A HKD -   -   0.920   0 0 988,708 0.810   2017/06/15 0.260   2017/03/13 22,685,000 8,861,175 -   - -   -
16038 BOCI Asia Ltd. - Meitu European Warrants Nov 2017 A HKD 0.195   0.104   0.142   40,045,000 5,841,170 N/A 0.195   2017/07/21 0.101   2017/06/28 112,815,000 15,659,090 -   - -   -
16502 BOCI Asia Ltd. - Minsheng Bank European Warrants Aug 2017 A HKD 0.063   0.041   0.026   2,200,000 102,240 1,034,590 1.020   2017/02/16 0.041   2017/07/19 37,850,500 6,543,662 -   - -   -
16859 BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2017 A HKD 0.400   0.260   0.270   4,728,000 1,559,505 N/A 0.400   2017/07/17 0.260   2017/07/11 4,913,500 1,621,543 -   - -   -
12136 BOCI Asia Ltd. - PetroChina European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.250   2017/03/23 0.015   2017/05/19 2,174,916,000 248,037,178 -   - -   -
14995 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 4,278,285 0.690   2017/01/18 0.013   2017/05/22 322,618,000 151,623,750 0.590   2016/12/14 0.335   2016/12/12
24858 BOCI Asia Ltd. - PetroChina European Warrants Jul 2017 B HKD -   -   0.020   0 0 0 0.238   2017/01/27 0.233   2017/01/27 440,000 103,640 -   - -   -
15539 BOCI Asia Ltd. - PetroChina European Warrants Oct 2017 A HKD 0.082   0.031   0.055   501,008,000 27,615,148 N/A 0.250   2017/05/16 0.031   2017/07/11 1,341,522,000 173,449,064 -   - -   -
20267 BOCI Asia Ltd. - PICC European Warrants Jul 2018 A HKD 0.223   0.110   0.174   16,960,000 3,119,600 10,068,260 0.223   2017/07/11 0.054   2017/04/19 650,840,000 75,439,520 -   - -   -
16354 BOCI Asia Ltd. - Ping An European Put Warrants Dec 2017 B HKD 0.126   0.074   0.046   1,600,000 145,200 N/A 0.255   2017/06/05 0.074   2017/07/14 87,535,000 19,355,525 -   - -   -
26768 BOCI Asia Ltd. - Ping An European Put Warrants Jan 2018 C HKD 0.206   0.193   0.193   6,250,000 1,246,400 N/A 0.206   2017/07/31 0.193   2017/07/31 6,250,000 1,246,400 -   - -   -
13011 BOCI Asia Ltd. - Ping An European Put Warrants Oct 2017 B HKD -   -   0.020   0 0 N/A 0.260   2017/04/12 0.019   2017/06/09 91,310,000 16,940,130 -   - -   -
16410 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 A HKD 1.740   1.740   1.630   15,000 26,100 7,007,124 1.740   2017/07/19 0.190   2017/02/03 1,434,405,000 403,750,265 -   - -   -
22285 BOCI Asia Ltd. - Ping An European Warrants Aug 2017 B HKD 1.530   1.530   1.360   10,000 15,300 217,118,628 1.530   2017/07/17 0.106   2017/04/20 5,868,240,000 1,304,483,400 -   - -   -
16353 BOCI Asia Ltd. - Ping An European Warrants Dec 2017 A HKD 0.620   0.174   0.475   30,105,000 9,526,650 N/A 0.620   2017/07/19 0.169   2017/06/15 8,031,125,000 1,807,922,065 -   - -   -
16967 BOCI Asia Ltd. - Ping An European Warrants Dec 2017 C HKD 0.315   0.150   0.236   5,795,245,000 1,327,822,865 N/A 0.315   2017/07/17 0.150   2017/07/04 5,810,885,000 1,330,622,745 -   - -   -
24216 BOCI Asia Ltd. - Ping An European Warrants Jan 2018 A HKD 0.210   0.163   0.180   2,855,400,000 537,762,495 N/A 0.210   2017/07/25 0.163   2017/07/31 2,855,400,000 537,762,495 -   - -   -
26760 BOCI Asia Ltd. - Ping An European Warrants Jan 2018 B HKD 0.305   0.290   0.305   316,940,000 93,029,800 N/A 0.305   2017/07/31 0.290   2017/07/31 316,940,000 93,029,800 -   - -   -
15618 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 A HKD -   -   1.380   0 0 N/A 0.475   2017/05/16 0.435   2017/05/16 3,200,000 1,459,650 -   - -   -
15718 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 B HKD 0.860   0.295   0.700   12,845,000 6,141,625 N/A 0.860   2017/07/19 0.144   2017/05/18 5,562,245,000 1,182,896,145 -   - -   -
16716 BOCI Asia Ltd. - Ping An European Warrants Nov 2017 C HKD 0.410   0.095   0.315   4,828,385,000 640,383,405 N/A 0.410   2017/07/17 0.095   2017/07/04 8,839,275,000 1,160,054,040 -   - -   -
27006 BOCI Asia Ltd. - Ping An European Warrants Oct 2017 A HKD 1.390   0.650   1.240   1,420,000 1,644,650 N/A 1.390   2017/07/17 0.152   2017/04/19 1,606,380,000 323,540,060 -   - -   -
28525 BOCI Asia Ltd. - Ping An European Warrants Sep 2017 A HKD 1.180   0.450   0.990   32,880,000 32,364,800 N/A 1.180   2017/07/19 0.069   2017/05/08 43,060,850,000 5,244,253,270 -   - -   -
29586 BOCI Asia Ltd. - Sands China European Put Wts Aug 2017 A HKD -   -   0.020   0 0 N/A 0.167   2017/03/09 0.080   2017/05/17 7,784,000 1,235,132 -   - -   -
15717 BOCI Asia Ltd. - Sands China European Put Wts Nov 2017 B HKD 0.122   0.122   0.106   460,000 56,120 N/A 0.290   2017/05/18 0.108   2017/06/20 6,268,000 1,425,876 -   - -   -
18174 BOCI Asia Ltd. - Sands China European Warrants Dec 2017 A HKD 0.270   0.181   0.242   10,496,000 2,272,452 N/A 0.270   2017/07/24 0.181   2017/07/12 10,496,000 2,272,452 -   - -   -
14832 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 A HKD -   -   0.020   0 0 77,043 0.093   2017/04/07 0.076   2017/04/07 5,544,000 462,260 0.270   2016/12/06 0.108   2016/12/23
16379 BOCI Asia Ltd. - Sands China European Warrants Jul 2017 B HKD 0.033   0.033   0.033   16,000 528 6,163,276 0.330   2017/04/10 0.033   2017/07/05 295,728,000 55,254,016 -   - -   -
13505 BOCI Asia Ltd. - Sands China European Warrants Nov 2017 A HKD 0.116   0.066   0.095   1,344,000 129,432 N/A 0.246   2017/04/11 0.066   2017/07/07 515,100,000 87,342,712 -   - -   -
27834 BOCI Asia Ltd. - Sands China European Warrants Oct 2017 A HKD 0.205   0.116   0.169   170,612,000 29,158,848 N/A 0.370   2017/04/07 0.116   2017/07/07 890,472,000 203,506,700 -   - -   -
29020 BOCI Asia Ltd. - SHK Ppt European Warrants Sep 2017 A HKD 0.241   0.158   0.224   10,920,000 2,220,500 N/A 0.550   2017/06/06 0.156   2017/06/28 60,530,000 21,099,480 -   - -   -
18145 BOCI Asia Ltd. - Sinopec Corp European Warrants Jan 2018 A HKD 0.315   0.193   0.194   12,836,000 2,864,752 N/A 0.315   2017/07/20 0.193   2017/07/28 12,836,000 2,864,752 -   - -   -
14991 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 A HKD 0.194   0.021   0.021   3,508,000 342,666 1,926,707 0.620   2017/01/18 0.021   2017/07/24 107,056,000 40,814,884 0.530   2016/12/14 0.295   2016/12/28
21994 BOCI Asia Ltd. - Sinopec Corp European Warrants Jul 2017 B HKD -   -   0.010   0 0 20,210,290 0.425   2017/01/26 0.026   2017/06/21 763,368,000 220,653,128 -   - -   -
14563 BOCI Asia Ltd. - Sinopec Corp European Warrants Oct 2017 A HKD 0.094   0.067   0.050   6,498,000 556,166 N/A 0.265   2017/04/26 0.067   2017/07/18 98,190,000 16,020,018 -   - -   -
12119 BOCI Asia Ltd. - Sinopec Corp European Warrants Sep 2017 A HKD 0.162   0.091   0.083   9,344,000 1,283,254 N/A 0.480   2017/04/07 0.091   2017/07/11 169,118,000 42,866,026 -   - -   -
24917 BOCI Asia Ltd. - Sunny Optical European Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
24231 BOCI Asia Ltd. - Sunny Optical European Warrants Jan 2018 A HKD 1.630   1.380   1.430   360,000 543,800 N/A 1.630   2017/07/24 1.380   2017/07/24 360,000 543,800 -   - -   -
23186 BOCI Asia Ltd. - Sunny Optical European Warrants Jul 2017 A HKD -   -   2.940   0 0 1,565,133 2.130   2017/05/10 0.420   2017/01/23 18,640,000 12,750,750 -   - -   -
16659 BOCI Asia Ltd. - Sunny Optical European Warrants Nov 2017 A HKD 2.070   0.395   1.580   78,900,000 57,413,600 N/A 2.070   2017/07/19 0.395   2017/07/07 155,460,000 102,104,150 -   - -   -
28824 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 A HKD 3.560   0.760   2.990   3,170,000 4,587,600 N/A 3.560   2017/07/19 0.320   2017/04/07 279,070,000 150,126,250 -   - -   -
12690 BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 B HKD 2.530   0.300   2.000   13,100,000 14,611,600 N/A 2.530   2017/07/19 0.169   2017/06/06 317,440,000 150,219,040 -   - -   -
15584 BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2018 A HKD 0.420   0.226   0.480   63,420,000 15,885,990 N/A 0.420   2017/07/20 0.226   2017/07/05 65,330,000 16,560,040 -   - -   -
13502 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A HKD 0.760   0.285   0.740   7,740,000 4,563,600 348,445,413 0.760   2017/07/31 0.046   2017/01/04 18,598,460,000 2,091,476,740 0.225   2016/09/29 0.037   2016/12/20
14998 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B HKD -   -   1.000   60,000 52,800 1,246,807 0.660   2017/05/22 0.119   2017/01/24 20,281,850,000 3,105,574,090 0.139   2016/12/14 0.101   2016/12/28
14332 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 C HKD 2.700   0.265   2.550   41,372,000 44,391,885 N/A 2.700   2017/07/31 0.265   2017/07/05 8,844,054,000 4,453,159,400 -   - -   -
25535 BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2018 A HKD 0.290   0.255   0.290   3,220,000 893,150 N/A 0.290   2017/07/31 0.255   2017/07/26 3,220,000 893,150 -   - -   -
16499 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 B HKD -   -   1.270   0 0 29,108 0.510   2017/03/30 0.315   2017/01/05 1,680,000 632,400 -   - -   -
16208 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 E HKD 0.335   0.092   0.325   266,760,000 47,354,950 N/A 0.335   2017/07/31 0.092   2017/07/05 29,334,460,000 5,300,595,130 -   - -   -
17053 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 F HKD 0.255   0.075   0.240   36,822,090,000 4,813,188,140 N/A 0.255   2017/07/31 0.075   2017/07/05 36,826,210,000 4,813,860,040 -   - -   -
17613 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 G HKD 0.405   0.185   0.405   4,374,700,000 844,191,550 N/A 0.405   2017/07/31 0.185   2017/07/07 4,374,700,000 844,191,550 -   - -   -
25534 BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 H HKD 0.900   0.710   0.900   786,000 633,780 N/A 0.900   2017/07/31 0.710   2017/07/26 786,000 633,780 -   - -   -
15581 BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 A HKD 0.500   0.226   0.510   1,800,000 474,080 N/A 0.500   2017/07/31 0.226   2017/07/05 30,450,000 9,644,480 -   - -   -
17059 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 A HKD 0.265   0.088   0.260   2,736,250,000 619,344,500 N/A 0.265   2017/07/31 0.088   2017/07/05 2,740,070,000 619,970,870 -   - -   -
26752 BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 C HKD 0.770   0.680   0.770   100,000 73,110 N/A 0.770   2017/07/31 0.680   2017/07/31 100,000 73,110 -   - -   -
11007 BOCI Asia Ltd. - Tencent Holdings European Wts Jul 2017 A HKD 1.140   0.810   1.130   4,830,000 4,692,500 6,714,560 1.140   2017/07/25 0.156   2017/01/04 101,980,000 44,388,040 0.425   2016/09/23 0.120   2016/12/23
16077 BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2018 A HKD 0.405   0.165   0.405   31,640,000 8,179,310 N/A 0.405   2017/07/31 0.165   2017/07/05 9,439,270,000 2,601,580,820 -   - -   -
16211 BOCI Asia Ltd. - Tencent Holdings European Wts Mar 2018 A HKD 1.810   0.660   1.780   594,941,000 861,896,230 N/A 1.810   2017/07/31 0.660   2017/07/05 598,688,000 866,542,860 -   - -   -
25537 BOCI Asia Ltd. - Tencent Holdings European Wts Mar 2018 C HKD 0.244   0.221   0.255   8,870,000 2,091,830 N/A 0.244   2017/07/27 0.221   2017/07/26 8,870,000 2,091,830 -   - -   -
13138 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 A HKD 0.670   0.410   0.720   420,000 234,100 N/A 0.670   2017/07/25 0.156   2017/04/07 29,960,000 6,852,950 -   - -   -
15587 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 B HKD 1.910   0.445   1.960   2,794,000 3,094,085 N/A 1.910   2017/07/31 0.445   2017/07/05 2,153,829,000 2,358,449,725 -   - -   -
16078 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 C HKD 1.150   0.190   1.080   1,737,171,000 1,433,202,209 N/A 1.150   2017/07/31 0.190   2017/07/05 5,086,538,000 3,439,797,144 -   - -   -
18158 BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 E HKD 0.400   0.280   0.485   2,390,000 729,800 N/A 0.400   2017/07/21 0.280   2017/07/12 2,390,000 729,800 -   - -   -
13145 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A HKD 0.830   0.445   0.830   7,520,000 5,349,750 811,530,385 0.830   2017/07/31 0.081   2017/01/04 40,641,290,000 4,870,880,670 0.295   2016/09/23 0.064   2016/12/23
12434 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 D HKD 0.640   0.240   0.640   8,600,000 3,477,750 N/A 0.640   2017/07/31 0.107   2017/04/12 32,218,940,000 4,214,164,900 -   - -   -
14733 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 E HKD 0.455   0.280   0.520   3,300,000 1,336,000 N/A 0.455   2017/07/24 0.157   2017/05/08 1,229,110,000 249,160,500 -   - -   -
16210 BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 G HKD 2.360   0.610   2.360   2,527,000 3,104,910 N/A 2.360   2017/07/31 0.610   2017/07/05 5,461,000 6,683,530 -   - -   -
11433 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A HKD 1.140   0.840   1.150   690,000 769,900 3,338,488 1.140   2017/07/27 0.170   2017/01/03 6,436,000,000 1,215,281,830 0.415   2016/09/23 0.136   2016/12/23
11687 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B HKD 1.040   0.700   1.090   1,010,000 947,100 1,020,657 1.040   2017/07/25 0.155   2017/01/03 57,250,000 13,259,340 0.385   2016/09/23 0.112   2016/12/23
12771 BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C HKD 0.930   0.510   0.930   4,000,000 2,511,700 980,978,968 0.930   2017/07/31 0.107   2017/01/05 41,347,240,000 5,887,632,220 0.290   2016/09/19 0.075   2016/12/23
27569 BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A HKD 0.420   0.405   0.460   60,000 24,650 209,812 0.420   2017/07/19 0.182   2017/01/04 9,140,000 2,122,450 0.245   2016/11/10 0.119   2016/05/13
14402 BOCI Asia Ltd. - Tracker Fund European Warrants Jul 2018 A HKD 0.290   0.235   0.310   70,000 18,550 N/A 0.290   2017/07/19 0.175   2017/04/25 18,120,000 3,329,200 -   - -   -
13960 BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A HKD 0.194   0.150   0.198   5,664,000 933,256 2,114,111 0.225   2017/04/12 0.118   2017/01/03 92,810,000 14,923,234 0.187   2016/10/27 0.116   2016/12/28
15046 BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A HKD 0.148   0.090   0.153   200,000 23,900 804,190 0.510   2017/03/17 0.090   2017/07/05 13,902,000 5,310,410 0.295   2016/12/13 0.205   2016/12/23
14683 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A HKD -   -   0.010   0 0 16,261,788 0.180   2017/01/03 0.010   2017/06/21 4,170,720,000 467,533,010 0.210   2016/12/16 0.174   2016/12/30
15847 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 C HKD 0.080   0.017   0.017   11,530,000 652,480 N/A 0.120   2017/05/19 0.017   2017/07/27 59,600,000 4,723,960 -   - -   -
16080 BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 D HKD 0.166   0.025   0.025   11,525,590,000 1,154,787,140 N/A 0.238   2017/06/01 0.025   2017/07/31 24,204,850,000 2,585,627,710 -   - -   -
25539 BOCI Asia Ltd. -Tencent Holdings European Put Wts Jan 2018 B HKD 0.241   0.164   0.168   441,740,000 79,279,640 N/A 0.241   2017/07/26 0.164   2017/07/31 441,740,000 79,279,640 -   - -   -
24816 BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2018 B HKD 0.116   0.085   0.085   4,880,000 490,640 N/A 0.116   2017/07/26 0.085   2017/07/31 4,880,000 490,640 -   - -   -
16212 BOCI Asia Ltd. -Tencent Holdings European Put Wts Nov 2017 D HKD 0.260   0.047   0.048   10,714,680,000 959,692,790 N/A 0.295   2017/05/31 0.047   2017/07/31 10,762,230,000 969,147,120 -   - -   -
26515 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 B HKD -   -   0.010   0 0 N/A 0.147   2017/02/13 0.020   2017/04/25 6,588,250,000 623,971,050 -   - -   -
12154 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 C HKD -   -   0.010   10,000 100 N/A 0.140   2017/03/23 0.010   2017/06/13 2,290,970,000 202,111,020 -   - -   -
15848 BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 F HKD 0.066   0.011   0.013   20,810,000 801,510 N/A 0.120   2017/05/19 0.011   2017/07/19 8,559,440,000 613,035,760 -   - -   -
14382 BOCI Asia Ltd. -Tencent Holdings European Put Wts Sep 2017 D HKD 0.021   0.010   0.010   19,620,000 240,330 N/A 0.149   2017/04/25 0.010   2017/07/05 3,195,820,000 209,916,020 -   - -   -
16320 Credit Suisse AG - A50 China European Warrants Dec 2017 A HKD 0.550   0.290   0.550   9,517,600 3,298,009 N/A 0.550   2017/07/25 0.216   2017/06/21 393,414,500 111,791,019 -   - -   -
17384 Credit Suisse AG - A50 China European Warrants Jan 2018 A HKD 0.265   0.214   0.285   1,370,800 324,694 N/A 0.265   2017/07/26 0.214   2017/07/10 1,370,800 324,694 -   - -   -
15219 Credit Suisse AG - A50 China European Warrants Nov 2017 A HKD 1.120   0.540   1.110   538,000 458,700 N/A 1.120   2017/07/31 0.192   2017/05/09 40,744,500 15,849,629 -   - -   -
17845 Credit Suisse AG - A50 China European Warrants Sep 2018 A HKD 0.159   0.100   0.161   31,162,000 4,318,709 1,981,696 0.159   2017/07/28 0.056   2017/05/10 117,872,000 12,212,881 0.196   2016/01/04 0.091   2016/06/27
12551 Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A HKD 0.295   0.152   0.199   112,540,000 24,112,055 9,987,901 0.300   2017/05/02 0.091   2017/01/03 334,530,000 60,016,710 0.300   2016/08/30 0.080   2016/12/13
12954 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.280   0.085   0.096   95,730,000 12,135,630 13,237,498 0.280   2017/07/20 0.063   2017/03/10 722,725,000 79,427,340 0.247   2016/09/08 0.050   2016/12/13
14009 Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.520   0.220   0.300   116,350,000 38,770,500 12,916,417 0.520   2017/07/20 0.122   2017/01/04 290,700,000 82,310,400 0.186   2016/11/01 0.104   2016/12/12
26391 Credit Suisse AG - AAC Tech European Put Warrants Feb 2018 B HKD 0.211   0.191   0.192   5,200,000 1,057,550 N/A 0.211   2017/07/27 0.191   2017/07/31 5,200,000 1,057,550 -   - -   -
26364 Credit Suisse AG - AAC Tech European Warrants Apr 2018 A HKD 0.154   0.139   0.151   3,640,000 533,520 N/A 0.154   2017/07/28 0.139   2017/07/31 3,640,000 533,520 -   - -   -
13164 Credit Suisse AG - AAC Tech European Warrants Aug 2018 A HKD 0.410   0.212   0.241   51,285,000 12,861,535 N/A 0.410   2017/07/20 0.118   2017/05/18 165,145,000 41,920,305 -   - -   -
14585 Credit Suisse AG - AAC Tech European Warrants Dec 2017 B HKD 0.380   0.149   0.164   292,965,000 65,656,690 N/A 0.380   2017/07/20 0.096   2017/05/18 462,520,000 103,307,470 -   - -   -
14584 Credit Suisse AG - AAC Tech European Warrants Feb 2018 A HKD 0.370   0.167   0.200   84,675,000 18,616,545 N/A 0.370   2017/07/20 0.090   2017/05/18 534,310,000 87,748,290 -   - -   -
14799 Credit Suisse AG - AAC Tech European Warrants Mar 2018 A HKD 0.290   0.118   0.150   182,375,000 31,886,870 N/A 0.295   2017/05/02 0.074   2017/05/18 517,825,000 93,994,315 -   - -   -
15336 Credit Suisse AG - AAC Tech European Warrants Mar 2018 B HKD 0.247   0.112   0.123   147,390,000 24,497,540 N/A 0.247   2017/07/20 0.074   2017/05/18 202,600,000 31,805,675 -   - -   -
15487 Credit Suisse AG - AAC Tech European Warrants Nov 2018 A HKD 0.520   0.295   0.330   17,290,000 6,428,200 N/A 0.520   2017/07/20 0.192   2017/05/18 31,970,000 9,877,625 -   - -   -
14691 Credit Suisse AG - AAC Tech European Warrants Oct 2017 C HKD 0.385   0.138   0.191   248,500,000 52,838,200 N/A 0.385   2017/07/20 0.079   2017/05/18 610,800,000 137,871,950 -   - -   -
26208 Credit Suisse AG - AIA European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.270   2017/02/06 0.010   2017/06/05 906,514,000 108,316,350 -   - -   -
17104 Credit Suisse AG - AIA European Put Warrants Dec 2017 C HKD 0.305   0.100   0.103   175,276,000 30,730,544 N/A 0.305   2017/07/04 0.100   2017/07/31 175,276,000 30,730,544 -   - -   -
26356 Credit Suisse AG - AIA European Put Warrants Jan 2018 C HKD 0.330   0.260   0.260   2,120,000 640,060 N/A 0.330   2017/07/27 0.260   2017/07/31 2,120,000 640,060 -   - -   -
15932 Credit Suisse AG - AIA European Put Warrants Jul 2017 A HKD -   -   0.011   0 0 3,376,993 0.233   2017/01/03 0.022   2017/03/20 910,234,000 81,178,222 -   - -   -
15106 Credit Suisse AG - AIA European Put Warrants Nov 2017 A HKD 0.110   0.030   0.029   35,420,000 2,227,496 N/A 0.184   2017/05/11 0.030   2017/07/31 160,506,000 12,976,482 -   - -   -
25718 Credit Suisse AG - AIA European Warrants Aug 2017 A HKD 0.660   0.350   0.770   3,474,000 1,877,220 N/A 0.660   2017/07/31 0.088   2017/04/19 5,499,650,000 841,639,440 -   - -   -
23146 Credit Suisse AG - AIA European Warrants Dec 2017 A HKD 0.480   0.320   0.680   1,012,000 349,880 1,118,767 0.480   2017/07/14 0.157   2017/04/19 37,844,000 7,953,594 -   - -   -
15165 Credit Suisse AG - AIA European Warrants Dec 2017 B HKD 0.168   0.065   0.160   2,612,652,000 362,266,410 N/A 0.168   2017/07/28 0.065   2017/07/04 2,870,000,000 392,348,448 -   - -   -
15588 Credit Suisse AG - AIA European Warrants Jan 2018 A HKD 0.300   0.109   0.290   2,484,116,000 495,704,616 N/A 0.300   2017/07/28 0.109   2017/07/04 3,117,196,000 619,432,220 -   - -   -
26352 Credit Suisse AG - AIA European Warrants Jan 2018 B HKD 0.246   0.159   0.208   18,546,000 3,711,650 N/A 0.246   2017/07/27 0.159   2017/07/28 18,546,000 3,711,650 -   - -   -
26360 Credit Suisse AG - AIA European Warrants Nov 2017 B HKD 0.231   0.163   0.216   519,932,000 97,384,096 N/A 0.231   2017/07/27 0.163   2017/07/28 519,932,000 97,384,096 -   - -   -
16207 Credit Suisse AG - AIA European Warrants Oct 2017 A HKD 1.030   0.550   1.030   2,278,000 2,157,680 1,809,898 1.030   2017/07/31 0.169   2017/01/04 71,134,000 17,865,220 -   - -   -
28851 Credit Suisse AG - AIA European Warrants Oct 2017 B HKD 0.650   0.249   0.660   1,012,000 305,658 N/A 0.650   2017/07/31 0.119   2017/04/19 585,422,000 86,362,540 -   - -   -
29240 Credit Suisse AG - AIA European Warrants Oct 2017 C HKD 0.430   0.142   0.430   7,038,000 1,738,382 N/A 0.430   2017/07/31 0.073   2017/04/19 6,780,396,000 1,040,829,848 -   - -   -
26380 Credit Suisse AG - Angang Steel European Warrants Aug 2017 A HKD 0.091   0.024   0.024   14,262,000 804,702 N/A 0.760   2017/02/22 0.024   2017/07/21 149,226,000 28,549,538 -   - -   -
25572 Credit Suisse AG - Angang Steel European Warrants Jan 2018 A HKD 0.485   0.480   0.530   52,000 25,090 N/A 0.485   2017/07/31 0.480   2017/07/31 52,000 25,090 -   - -   -
15500 Credit Suisse AG - Angang Steel European Warrants Nov 2017 A HKD 0.990   0.600   0.910   32,750,000 24,716,660 N/A 0.990   2017/07/31 0.370   2017/05/18 60,262,000 39,067,830 -   - -   -
26663 Credit Suisse AG - Angang Steel European Warrants Nov 2018 A HKD 0.176   0.139   0.168   15,880,000 2,503,784 N/A 0.255   2017/02/23 0.102   2017/05/11 71,082,000 12,671,140 -   - -   -
15510 Credit Suisse AG - Anhui Conch European Warrants Dec 2017 A HKD 0.330   0.217   0.305   80,145,000 20,305,470 N/A 0.330   2017/07/20 0.166   2017/06/23 195,535,000 44,436,210 -   - -   -
25543 Credit Suisse AG - Anhui Conch European Warrants Feb 2018 A HKD 0.226   0.188   0.222   9,780,000 2,009,930 N/A 0.226   2017/07/31 0.188   2017/07/27 9,780,000 2,009,930 -   - -   -
25355 Credit Suisse AG - Anhui Conch European Warrants Jul 2017 A HKD -   -   0.010   0 0 10,187,385 0.202   2017/03/16 0.010   2017/06/13 447,730,000 61,124,310 -   - -   -
12383 Credit Suisse AG - Anhui Conch European Warrants Oct 2017 A HKD 0.121   0.075   0.084   11,785,000 1,061,605 N/A 0.206   2017/04/13 0.047   2017/06/23 61,730,000 6,131,225 -   - -   -
15339 Credit Suisse AG - ASM Pacific European Warrants Dec 2017 A HKD 0.203   0.070   0.082   426,126,000 55,060,295 N/A 0.247   2017/05/12 0.070   2017/07/26 472,394,000 63,597,330 -   - -   -
15218 Credit Suisse AG - BAIC Motor European Warrants Dec 2018 A HKD 0.243   0.153   0.154   31,165,000 6,448,345 N/A 0.243   2017/07/13 0.153   2017/07/31 110,645,000 23,378,415 -   - -   -
28440 Credit Suisse AG - BAIC Motor European Warrants Mar 2018 A HKD 0.104   0.048   0.048   27,540,000 2,034,215 N/A 0.240   2017/02/23 0.048   2017/07/31 241,875,000 29,284,905 -   - -   -
26375 Credit Suisse AG - BJ Ent Water European Warrants Jan 2018 A HKD 0.680   0.660   0.600   68,000 45,580 N/A 0.680   2017/07/27 0.660   2017/07/27 68,000 45,580 -   - -   -
14098 Credit Suisse AG - BOC HK European Warrants Dec 2017 A HKD 0.670   0.460   0.640   11,210,000 6,183,800 14,736,762 0.670   2017/07/03 0.137   2017/01/03 471,710,000 105,214,805 0.217   2016/12/09 0.121   2016/11/09
16126 Credit Suisse AG - BOC HK European Warrants Feb 2018 A HKD 0.355   0.205   0.275   131,760,000 33,677,875 N/A 0.360   2017/06/29 0.135   2017/06/19 166,205,000 40,604,660 -   - -   -
27765 Credit Suisse AG - BOC HK European Warrants Jan 2018 A HKD 0.410   0.260   0.390   22,555,000 7,526,525 N/A 0.410   2017/07/03 0.123   2017/04/19 195,030,000 41,129,110 -   - -   -
18874 Credit Suisse AG - BOC HK European Warrants Jul 2017 A HKD -   -   0.760   0 0 4,281,319 0.800   2017/06/29 0.156   2017/04/19 181,745,000 41,292,645 -   - -   -
17260 Credit Suisse AG - BOC HK European Warrants Mar 2018 A HKD 0.242   0.148   0.176   56,800,000 9,796,290 N/A 0.242   2017/07/04 0.148   2017/07/07 56,800,000 9,796,290 -   - -   -
28101 Credit Suisse AG - BOCL European Warrants Aug 2017 A HKD 0.430   0.201   0.430   9,739,000 2,933,990 5,150,127 0.540   2017/02/16 0.192   2017/04/20 186,507,000 50,434,735 0.455   2016/09/22 0.113   2016/05/24
13950 Credit Suisse AG - BOCL European Warrants Jan 2018 A HKD 0.161   0.084   0.156   169,038,000 21,828,920 N/A 0.187   2017/04/21 0.084   2017/07/10 1,402,483,000 214,426,468 -   - -   -
27274 Credit Suisse AG - BOCL European Warrants Jul 2017 A HKD 0.161   0.100   0.096   2,205,000 284,174 N/A 0.415   2017/02/16 0.080   2017/06/22 322,767,000 46,428,191 -   - -   -
23495 Credit Suisse AG - BOCL European Warrants May 2018 A HKD 0.214   0.183   0.202   4,354,000 859,746 N/A 0.214   2017/07/26 0.183   2017/07/24 4,354,000 859,746 -   - -   -
28572 Credit Suisse AG - BOCL European Warrants Oct 2017 A HKD 0.026   0.024   0.021   400,000 10,000 N/A 0.224   2017/02/23 0.020   2017/06/21 1,319,882,000 112,578,194 -   - -   -
13352 Credit Suisse AG - Brilliance Chi European Wts Dec 2017 A HKD 0.425   0.154   0.425   78,558,000 19,337,808 N/A 0.425   2017/07/31 0.132   2017/04/19 113,686,000 25,942,332 -   - -   -
24367 Credit Suisse AG - Brilliance Chi European Wts Feb 2018 A HKD 0.350   0.265   0.350   13,136,000 3,897,240 N/A 0.350   2017/07/31 0.265   2017/07/26 13,136,000 3,897,240 -   - -   -
24913 Credit Suisse AG - BYD European Warrants Dec 2017 A HKD 0.083   0.057   0.058   47,690,000 3,088,600 3,256,075 0.087   2017/02/09 0.042   2017/05/24 330,550,000 20,371,560 0.238   2016/01/06 0.072   2016/12/28
16833 Credit Suisse AG - BYD European Warrants Dec 2017 B HKD 0.305   0.183   0.194   78,340,000 16,270,200 N/A 0.305   2017/07/21 0.183   2017/07/11 94,280,000 19,976,330 -   - -   -
13027 Credit Suisse AG - BYD European Warrants Oct 2017 A HKD 0.300   0.148   0.149   159,930,000 34,169,250 N/A 0.340   2017/06/14 0.148   2017/07/31 364,655,000 82,615,760 -   - -   -
12892 Credit Suisse AG - Car Inc European Warrants Dec 2017 A HKD 0.076   0.046   0.044   36,070,000 2,094,790 3,760,517 0.154   2017/01/04 0.046   2017/07/31 285,130,000 27,887,370 0.280   2016/09/09 0.148   2016/12/20
28445 Credit Suisse AG - Car Inc European Warrants May 2018 A HKD 0.086   0.064   0.057   25,400,000 1,844,520 N/A 0.150   2017/02/21 0.063   2017/06/12 79,970,000 6,351,050 -   - -   -
11067 Credit Suisse AG - Cathay Pacific European Warrants Oct 17 A HKD 0.530   0.176   0.189   23,599,000 5,592,934 N/A 0.730   2017/06/08 0.176   2017/07/31 43,925,000 14,072,272 -   - -   -
26311 Credit Suisse AG - Cathay Pacific European Wts Dec 2017 A HKD 0.495   0.440   0.470   342,000 158,950 N/A 0.495   2017/07/28 0.440   2017/07/28 342,000 158,950 -   - -   -
28204 Credit Suisse AG - CC Bank European Put Warrants Aug 2017 A HKD 0.037   0.010   0.010   861,000 29,360 N/A 0.183   2017/03/10 0.010   2017/07/26 136,438,000 15,646,999 -   - -   -
16395 Credit Suisse AG - CC Bank European Put Warrants Dec 2017 A HKD 0.305   0.078   0.084   38,578,000 5,070,077 N/A 0.305   2017/07/10 0.078   2017/07/27 46,728,000 7,038,363 -   - -   -
23487 Credit Suisse AG - CC Bank European Put Warrants Jan 2018 B HKD 0.340   0.231   0.247   6,934,000 1,771,010 N/A 0.340   2017/07/21 0.231   2017/07/27 6,934,000 1,771,010 -   - -   -
28565 Credit Suisse AG - CC Bank European Warrants Aug 2017 B HKD 0.037   0.010   0.018   45,150,000 981,071 N/A 0.300   2017/02/23 0.010   2017/07/11 4,255,130,000 421,640,388 -   - -   -
19732 Credit Suisse AG - CC Bank European Warrants Dec 2017 B HKD 0.415   0.330   0.380   4,252,000 1,533,795 N/A 0.415   2017/07/27 0.330   2017/07/21 4,252,000 1,533,795 -   - -   -
23483 Credit Suisse AG - CC Bank European Warrants Jan 2018 A HKD 0.236   0.189   0.196   16,890,000 3,468,501 N/A 0.236   2017/07/25 0.189   2017/07/26 16,890,000 3,468,501 -   - -   -
14349 Credit Suisse AG - CC Bank European Warrants Jul 2017 A HKD 0.280   0.022   0.238   65,205,000 12,332,950 21,891,127 0.430   2017/03/21 0.022   2017/07/07 902,291,000 183,712,271 0.280   2016/12/01 0.130   2016/12/23
16278 Credit Suisse AG - CC Bank European Warrants Jul 2017 B HKD 0.640   0.223   0.620   1,768,000 520,237 1,079,849 0.640   2017/07/17 0.223   2017/07/05 31,943,000 11,461,372 -   - -   -
16044 Credit Suisse AG - CC Bank European Warrants Nov 2017 A HKD 0.214   0.077   0.184   566,969,000 78,675,066 N/A 0.285   2017/06/05 0.077   2017/07/10 1,891,385,000 300,487,830 -   - -   -
16552 Credit Suisse AG - CC Bank European Warrants Oct 2017 A HKD 0.139   0.041   0.108   854,478,000 94,852,276 N/A 0.139   2017/07/13 0.041   2017/07/10 4,514,294,000 462,680,038 -   - -   -
13955 Credit Suisse AG - CC Bank European Warrants Sep 2017 A HKD 0.160   0.020   0.125   51,220,000 5,241,687 N/A 0.208   2017/04/26 0.020   2017/07/07 2,935,433,000 388,010,747 -   - -   -
26347 Credit Suisse AG - CGN Power European Warrants Apr 2018 A HKD 0.238   0.186   0.186   760,000 170,900 N/A 0.238   2017/07/27 0.186   2017/07/31 760,000 170,900 -   - -   -
12411 Credit Suisse AG - CGS European Warrants Aug 2017 A HKD 0.028   0.024   0.013   577,500 14,490 N/A 0.375   2017/03/27 0.024   2017/07/13 6,866,500 1,158,346 -   - -   -
17508 Credit Suisse AG - CGS European Warrants Nov 2017 A HKD 0.405   0.218   0.223   5,708,000 1,719,927 N/A 0.405   2017/07/13 0.218   2017/07/31 5,708,000 1,719,927 -   - -   -
17470 Credit Suisse AG - Ch Comm Cons European Warrants Jan 2018 A HKD 0.780   0.415   0.540   1,322,000 663,045 N/A 0.780   2017/07/20 0.415   2017/07/11 1,322,000 663,045 -   - -   -
13855 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.215   0.143   0.166   8,180,000 1,469,180 3,197,032 0.280   2017/03/21 0.130   2017/06/15 142,040,000 26,059,940 0.225   2016/11/11 0.136   2016/12/23
29617 Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 B HKD 0.098   0.063   0.056   6,370,000 598,770 N/A 0.830   2017/03/23 0.063   2017/07/11 136,330,000 23,719,218 -   - -   -
28756 Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A HKD 0.075   0.034   0.039   82,870,000 4,683,040 8,114,730 0.164   2017/03/24 0.034   2017/07/11 522,540,000 50,657,100 0.156   2016/06/08 0.057   2016/12/23
25738 Credit Suisse AG - Ch Molybdenum European Warrants Aug 2017A HKD 1.150   0.310   1.080   15,156,000 8,638,320 N/A 1.150   2017/07/19 0.067   2017/06/05 345,363,000 84,856,134 -   - -   -
16798 Credit Suisse AG - Ch Molybdenum European Warrants Dec 2017A HKD 0.970   0.335   0.950   35,097,000 18,363,465 N/A 0.970   2017/07/31 0.215   2017/06/28 41,409,000 19,909,527 -   - -   -
19679 Credit Suisse AG - Ch Molybdenum European Warrants Jan 2018A HKD 0.670   0.350   0.660   45,270,000 22,195,440 N/A 0.670   2017/07/31 0.350   2017/07/14 45,270,000 22,195,440 -   - -   -
25576 Credit Suisse AG - Ch Molybdenum European Warrants Jan 2018B HKD 0.510   0.250   0.490   1,434,000 556,905 N/A 0.510   2017/07/31 0.250   2017/07/27 1,434,000 556,905 -   - -   -
23453 Credit Suisse AG - Ch Molybdenum European Warrants Jul 2017A HKD 1.600   1.140   1.570   210,000 269,550 1,276,170 1.600   2017/07/19 0.300   2017/05/05 23,775,000 10,678,845 -   - -   -
15503 Credit Suisse AG - Ch Molybdenum European Warrants Nov 2017A HKD 1.410   0.520   1.420   15,171,000 11,684,700 N/A 1.410   2017/07/31 0.237   2017/06/07 84,762,000 38,754,933 -   - -   -
29196 Credit Suisse AG - Ch Molybdenum European Warrants Sep 2017A HKD 0.570   0.059   0.510   74,100,000 15,475,683 N/A 0.570   2017/07/31 0.021   2017/06/02 222,837,000 36,028,566 -   - -   -
28200 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 A HKD 0.186   0.069   0.177   89,920,000 13,723,400 N/A 0.217   2017/02/20 0.055   2017/05/18 178,800,000 26,726,040 -   - -   -
13182 Credit Suisse AG - Ch Overseas European Warrants Dec 2017 B HKD 0.246   0.075   0.216   70,548,000 8,776,770 N/A 0.246   2017/07/27 0.072   2017/06/30 182,346,000 21,545,244 -   - -   -
15937 Credit Suisse AG - Ch Overseas European Warrants Nov 2017 A HKD 0.520   0.219   0.480   15,000,000 6,299,040 6,327,587 0.520   2017/07/27 0.157   2017/05/18 180,780,000 39,952,860 -   - -   -
25746 Credit Suisse AG - CHALCO European Wts Aug 2017 A HKD 0.225   0.019   0.184   40,162,000 3,637,588 N/A 0.470   2017/02/02 0.017   2017/06/06 325,824,000 62,236,290 -   - -   -
25573 Credit Suisse AG - CHALCO European Wts Feb 2018 A HKD 0.305   0.234   0.305   2,100,000 556,886 N/A 0.305   2017/07/31 0.234   2017/07/28 2,100,000 556,886 -   - -   -
24051 Credit Suisse AG - CHALCO European Wts Jan 2018 A HKD 0.570   0.395   0.530   5,180,000 2,350,370 N/A 0.570   2017/07/31 0.395   2017/07/24 5,180,000 2,350,370 -   - -   -
23711 Credit Suisse AG - CHALCO European Wts Jul 2017 A HKD 0.540   0.085   0.540   32,814,000 6,119,342 9,481,128 0.710   2017/03/02 0.052   2017/06/06 362,352,000 91,779,086 -   - -   -
15417 Credit Suisse AG - CHALCO European Wts Nov 2017 A HKD 0.840   0.320   0.790   26,594,000 12,713,990 N/A 0.840   2017/07/31 0.179   2017/05/19 87,642,000 26,925,628 -   - -   -
26322 Credit Suisse AG - Chi Res Land European Warrants Apr 2018 A HKD 0.265   0.255   0.260   60,000 15,600 N/A 0.265   2017/07/28 0.255   2017/07/27 60,000 15,600 -   - -   -
27468 Credit Suisse AG - Chi Res Land European Warrants Dec 2017 A HKD 0.270   0.147   0.248   58,260,000 12,375,740 N/A 0.270   2017/07/27 0.100   2017/05/12 197,180,000 34,284,160 -   - -   -
14099 Credit Suisse AG - Chi Res Land European Warrants Jul 2017 A HKD -   -   0.162   0 0 14,473,847 0.248   2017/03/17 0.042   2017/05/08 610,480,000 93,961,860 0.210   2016/11/09 0.064   2016/12/29
14627 Credit Suisse AG - China Cinda European Warrants Dec 2017 A HKD 0.012   0.012   0.012   80,000 960 84,105 0.024   2017/02/23 0.011   2017/04/26 40,890,000 514,930 0.049   2016/01/04 0.017   2016/12/21
15490 Credit Suisse AG - China Cinda European Warrants Dec 2017 B HKD 0.330   0.107   0.295   92,173,000 21,324,485 N/A 0.330   2017/07/24 0.105   2017/06/16 176,310,000 35,778,826 -   - -   -
17504 Credit Suisse AG - China Cinda European Warrants Mar 2018 A HKD 0.330   0.214   0.320   2,357,000 686,805 N/A 0.330   2017/07/25 0.214   2017/07/19 2,357,000 686,805 -   - -   -
28590 Credit Suisse AG - China Cinda European Warrants Sep 2017 A HKD 0.110   0.019   0.057   19,195,000 1,210,471 N/A 0.320   2017/02/23 0.017   2017/06/30 281,498,000 30,597,286 -   - -   -
12185 Credit Suisse AG - China Cinda European Warrants Sep 2017 B HKD 0.075   0.035   0.047   3,369,000 169,115 N/A 0.205   2017/03/23 0.022   2017/06/16 40,191,000 2,986,067 -   - -   -
25879 Credit Suisse AG - China Coal European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.280   2017/02/23 0.017   2017/05/08 109,679,000 18,588,922 -   - -   -
25553 Credit Suisse AG - China Coal European Warrants Jan 2018 A HKD 0.177   0.129   0.149   2,902,000 448,822 N/A 0.177   2017/07/26 0.129   2017/07/28 2,902,000 448,822 -   - -   -
15116 Credit Suisse AG - China Coal European Warrants Nov 2017 A HKD 0.340   0.128   0.175   74,375,000 13,563,639 N/A 0.340   2017/07/19 0.101   2017/06/12 235,451,000 39,990,052 -   - -   -
12429 Credit Suisse AG - China EB Ltd European Warrants Mar 2018 A HKD 0.216   0.170   0.199   36,252,000 7,233,122 N/A 0.250   2017/06/09 0.162   2017/06/01 82,728,000 16,398,890 -   - -   -
26826 Credit Suisse AG - China Huarong European Warrants Jan 2018A HKD 0.238   0.230   0.242   500,000 117,250 N/A 0.238   2017/07/31 0.230   2017/07/31 500,000 117,250 -   - -   -
28223 Credit Suisse AG - China Life European Put Wts Aug 2017 B HKD 0.082   0.015   0.028   38,500,000 1,353,920 N/A 0.249   2017/02/20 0.015   2017/07/19 1,431,070,000 138,294,850 -   - -   -
17138 Credit Suisse AG - China Life European Put Wts Jan 2018 B HKD 0.152   0.062   0.082   299,260,000 21,769,170 N/A 0.165   2017/06/30 0.062   2017/07/19 299,680,000 21,836,260 -   - -   -
23164 Credit Suisse AG - China Life European Put Wts Jul 2017 A HKD -   -   0.010   0 0 34,250,250 0.143   2017/01/18 0.010   2017/05/08 3,879,830,000 258,929,990 -   - -   -
16642 Credit Suisse AG - China Life European Put Wts Nov 2017 B HKD 0.275   0.140   0.177   58,740,000 11,386,910 N/A 0.275   2017/07/05 0.140   2017/07/17 80,640,000 16,340,020 -   - -   -
27251 Credit Suisse AG - China Life European Put Wts Sep 2017 C HKD 0.044   0.010   0.010   6,050,000 118,160 N/A 0.186   2017/02/14 0.010   2017/07/28 2,806,970,000 322,587,350 -   - -   -
29811 Credit Suisse AG - China Life European Warrants Aug 2017 A HKD -   -   0.600   0 0 385,883 0.580   2017/06/01 0.237   2017/01/03 6,540,000 2,667,350 0.425   2016/11/28 0.141   2016/07/08
12592 Credit Suisse AG - China Life European Warrants Dec 2017 A HKD 0.116   0.045   0.070   5,403,830,000 495,662,050 N/A 0.128   2017/03/27 0.045   2017/07/05 5,748,930,000 531,368,930 -   - -   -
27782 Credit Suisse AG - China Life European Warrants Jan 2018 A HKD 0.189   0.082   0.112   193,370,000 24,302,730 N/A 0.255   2017/02/16 0.082   2017/07/05 11,638,170,000 1,649,277,930 -   - -   -
24307 Credit Suisse AG - China Life European Warrants Mar 2018 A HKD 0.141   0.122   0.113   1,040,000 143,000 N/A 0.141   2017/07/24 0.122   2017/07/27 1,040,000 143,000 -   - -   -
15334 Credit Suisse AG - China Life European Warrants Nov 2017 A HKD 0.177   0.080   0.098   5,194,970,000 578,978,360 N/A 0.177   2017/07/17 0.080   2017/07/05 16,797,690,000 1,964,321,230 -   - -   -
16921 Credit Suisse AG - China Life European Warrants Nov 2017 C HKD 0.250   0.114   0.163   97,000,000 18,706,950 N/A 0.250   2017/07/19 0.114   2017/07/05 104,660,000 19,913,190 -   - -   -
22176 Credit Suisse AG - China Life European Warrants Oct 2017 A HKD 0.320   0.157   0.214   5,540,000 1,288,370 1,847,552 0.320   2017/07/17 0.144   2017/02/03 66,940,000 13,886,940 -   - -   -
13347 Credit Suisse AG - China Life European Warrants Sep 2017 A HKD 0.218   0.050   0.096   126,540,000 17,521,800 301,281,213 0.240   2017/03/17 0.050   2017/07/05 21,528,980,000 2,579,273,470 0.233   2016/09/22 0.064   2016/10/31
14032 Credit Suisse AG - China Life European Warrants Sep 2017 B HKD 0.370   0.370   0.430   10,000 3,700 607,690 0.480   2017/03/17 0.177   2017/01/03 55,430,000 12,912,850 0.355   2016/11/30 0.137   2016/11/14
29343 Credit Suisse AG - China Life European Warrants Sep 2017 D HKD 0.142   0.042   0.058   75,770,000 6,935,090 N/A 0.188   2017/03/17 0.042   2017/07/05 16,028,280,000 1,850,127,590 -   - -   -
28069 Credit Suisse AG - China Mengniu European Wts Dec 2017 A HKD 0.140   0.064   0.083   37,890,000 3,926,210 N/A 0.226   2017/02/20 0.064   2017/07/12 128,850,000 18,327,350 -   - -   -
16835 Credit Suisse AG - China Mobile European Put Wts Dec 2017 A HKD 0.335   0.158   0.181   54,535,000 11,542,635 N/A 0.335   2017/07/07 0.158   2017/07/21 57,375,000 12,260,125 -   - -   -
23481 Credit Suisse AG - China Mobile European Put Wts Feb 2018 A HKD 0.153   0.139   0.148   4,500,000 653,370 N/A 0.153   2017/07/21 0.139   2017/07/21 4,500,000 653,370 -   - -   -
26637 Credit Suisse AG - China Mobile European Put Wts Jan 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15920 Credit Suisse AG - China Mobile European Put Wts Jul 2017 A HKD -   -   0.012   0 0 678,288 0.205   2017/01/04 0.025   2017/05/15 201,330,000 25,061,845 -   - -   -
26202 Credit Suisse AG - China Mobile European Put Wts Jul 2017 C HKD -   -   0.017   0 0 N/A 0.265   2017/03/15 0.019   2017/06/19 564,140,000 97,139,915 -   - -   -
16324 Credit Suisse AG - China Mobile European Put Wts Oct 2017 D HKD 0.610   0.315   0.350   13,210,000 5,688,775 N/A 0.610   2017/07/06 0.315   2017/07/24 18,800,000 8,038,300 -   - -   -
13127 Credit Suisse AG - China Mobile European Warrants Aug 2017 A HKD -   -   0.010   5,000 95 N/A 0.170   2017/04/05 0.013   2017/06/27 26,638,565,000 2,198,204,255 -   - -   -
17322 Credit Suisse AG - China Mobile European Warrants Jan 2018 A HKD 0.239   0.169   0.237   40,120,000 8,030,980 N/A 0.239   2017/07/21 0.169   2017/07/17 40,120,000 8,030,980 -   - -   -
18621 Credit Suisse AG - China Mobile European Warrants Jan 2018 B HKD 0.420   0.330   0.335   6,440,000 2,406,825 N/A 0.420   2017/07/24 0.330   2017/07/31 6,440,000 2,406,825 -   - -   -
23125 Credit Suisse AG - China Mobile European Warrants Jul 2017 B HKD -   -   0.010   0 0 222,549,882 0.250   2017/02/01 0.010   2017/05/17 9,449,760,000 1,335,530,920 -   - -   -
29100 Credit Suisse AG - China Mobile European Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.350   2017/03/21 0.017   2017/05/05 3,867,375,000 908,044,010 -   - -   -
17567 Credit Suisse AG - China Mobile European Warrants Nov 2017 B HKD 0.036   0.017   0.029   1,152,050,000 32,165,830 26,001,134 0.092   2017/02/07 0.017   2017/07/06 7,586,600,000 409,811,330 0.183   2016/08/12 0.052   2016/12/28
14829 Credit Suisse AG - China Mobile European Warrants Nov 2017 C HKD 0.147   0.068   0.105   6,841,340,000 614,975,540 N/A 0.320   2017/05/16 0.068   2017/07/07 6,867,210,000 620,465,350 -   - -   -
12633 Credit Suisse AG - China Mobile European Warrants Oct 2017 A HKD 0.033   0.033   0.033   1,400,000 46,200 N/A 0.135   2017/04/05 0.033   2017/07/13 11,470,000 1,063,560 -   - -   -
14208 Credit Suisse AG - China Mobile European Warrants Oct 2017 B HKD 0.052   0.012   0.024   46,250,000 1,314,015 N/A 0.207   2017/04/21 0.012   2017/07/12 13,016,385,000 1,827,733,650 -   - -   -
16286 Credit Suisse AG - China Mobile European Warrants Oct 2017 C HKD 0.058   0.027   0.060   24,165,000 971,405 N/A 0.163   2017/06/01 0.027   2017/07/06 16,424,520,000 1,751,519,895 -   - -   -
28849 Credit Suisse AG - China Mobile European Warrants Sep 2017 A HKD 0.023   0.010   0.010   1,285,000 17,955 N/A 0.265   2017/03/20 0.010   2017/07/21 13,784,370,000 1,881,580,395 -   - -   -
16753 Credit Suisse AG - China Mobile European Warrants Sep 2017 B HKD 0.106   0.043   0.071   15,355,890,000 1,111,635,790 N/A 0.140   2017/06/19 0.043   2017/07/07 25,211,660,000 2,159,960,985 -   - -   -
28209 Credit Suisse AG - China Railway European Warrants Aug 2017A HKD -   -   0.024   0 0 N/A 0.500   2017/03/24 0.035   2017/06/08 30,670,000 6,673,789 -   - -   -
18759 Credit Suisse AG - China Railway European Warrants Jul 2017A HKD -   -   0.010   0 0 5,259,412 0.800   2017/03/24 0.027   2017/06/05 137,356,000 36,375,601 -   - -   -
15118 Credit Suisse AG - China Railway European Warrants Nov 2017A HKD 0.230   0.120   0.129   123,014,000 20,092,874 N/A 0.425   2017/05/15 0.120   2017/07/07 201,936,000 34,072,355 -   - -   -
18783 Credit Suisse AG - China Re European Warrants Jul 2017 A HKD 0.013   0.012   0.010   2,600,000 32,500 1,144,731 0.249   2017/01/09 0.012   2017/07/07 45,832,000 7,333,453 -   - -   -
16250 Credit Suisse AG - China Re European Warrants Mar 2018 A HKD 0.280   0.214   0.245   8,843,000 2,103,154 N/A 0.280   2017/07/20 0.214   2017/07/10 9,867,000 2,333,120 -   - -   -
14222 Credit Suisse AG - China Shenhua European Wts Oct 2017 A HKD 0.335   0.192   0.345   72,105,000 16,296,315 8,398,877 0.335   2017/07/24 0.065   2017/03/13 336,255,000 54,831,955 0.221   2016/11/14 0.083   2016/12/28
11379 Credit Suisse AG - China Shenhua European Wts Oct 2017 B HKD 0.570   0.450   0.670   190,000 95,000 N/A 0.570   2017/07/19 0.196   2017/03/17 4,760,000 1,389,890 -   - -   -
16495 Credit Suisse AG - China South Air European Warrants Dec 18A HKD 0.190   0.144   0.148   10,820,000 1,799,020 N/A 0.203   2017/06/26 0.144   2017/07/31 29,340,000 5,226,320 -   - -   -
14018 Credit Suisse AG - China State Con European Warrants Dec17 A HKD 0.153   0.095   0.100   29,942,000 3,941,812 11,935,820 0.255   2017/03/24 0.095   2017/07/31 457,302,000 86,949,172 0.265   2016/11/25 0.144   2016/12/28
15117 Credit Suisse AG - China State Con European Warrants Mar18 A HKD 0.130   0.092   0.093   5,410,000 606,160 N/A 0.229   2017/05/10 0.092   2017/07/28 30,766,000 4,574,858 -   - -   -
23022 Credit Suisse AG - China Taiping European Warrants Feb 2018A HKD 0.355   0.295   0.310   1,536,000 485,790 N/A 0.355   2017/07/19 0.295   2017/07/31 1,536,000 485,790 -   - -   -
27442 Credit Suisse AG - China Taiping European Warrants Sep 2017A HKD 0.285   0.079   0.230   62,898,000 11,003,388 N/A 0.285   2017/07/20 0.079   2017/07/05 269,786,000 44,843,838 -   - -   -
15955 Credit Suisse AG - China Tel European Warrants Jul 2017 A HKD -   -   0.010   0 0 2,233,597 0.182   2017/01/06 0.017   2017/06/05 210,372,000 15,488,686 -   - -   -
12178 Credit Suisse AG - China Tel European Warrants Nov 2017 A HKD 0.068   0.048   0.051   16,282,000 923,212 N/A 0.250   2017/03/24 0.048   2017/07/12 157,378,000 29,464,232 -   - -   -
15846 Credit Suisse AG - China Vanke European Warrants Dec 2017 A HKD 0.244   0.183   0.222   158,088,000 34,315,394 N/A 0.244   2017/07/12 0.100   2017/05/23 363,602,000 68,424,621 -   - -   -
17261 Credit Suisse AG - China Vanke European Warrants Mar 2018 A HKD 0.260   0.176   0.227   76,194,000 16,690,744 N/A 0.260   2017/07/11 0.176   2017/07/25 76,194,000 16,690,744 -   - -   -
16492 Credit Suisse AG - Chinares Pharma European Warrants Aug 18A HKD 0.280   0.243   0.240   5,685,000 1,473,650 N/A 0.280   2017/07/26 0.243   2017/07/31 6,160,000 1,592,705 -   - -   -
25399 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A HKD 0.208   0.114   0.169   19,750,000 2,656,762 13,919,702 0.228   2017/06/23 0.065   2017/01/16 1,191,932,000 112,201,826 0.204   2016/03/30 0.057   2016/11/15
17326 Credit Suisse AG - ChiUnicom European Warrants Dec 2017 B HKD 0.500   0.188   0.385   21,848,000 7,405,946 N/A 0.500   2017/07/25 0.188   2017/07/05 21,848,000 7,405,946 -   - -   -
14611 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 A HKD -   -   0.970   0 0 36,531,244 1.200   2017/06/23 0.191   2017/05/09 747,966,000 275,070,906 0.730   2016/12/01 0.310   2016/11/28
28434 Credit Suisse AG - ChiUnicom European Warrants Jul 2017 B HKD 0.490   0.070   0.210   35,206,000 5,335,988 N/A 0.800   2017/06/23 0.070   2017/07/07 3,011,754,000 900,810,798 -   - -   -
29536 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A HKD 0.275   0.159   0.243   21,080,000 4,446,700 13,546,683 0.275   2017/07/24 0.087   2017/01/16 997,580,000 124,505,400 0.171   2016/10/11 0.079   2016/11/14
15002 Credit Suisse AG - ChiUnicom European Warrants Nov 2017 B HKD 1.150   0.520   0.880   60,442,000 47,625,600 N/A 1.370   2017/06/23 0.500   2017/05/09 241,240,000 205,173,820 -   - -   -
24793 Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A HKD 0.051   0.016   0.034   415,460,000 14,570,280 58,234,237 0.076   2017/06/01 0.016   2017/07/07 6,287,480,000 349,690,720 0.146   2016/01/04 0.021   2016/07/20
21981 Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A HKD 0.045   0.010   0.045   490,100,000 7,366,900 1,643,863 0.048   2017/04/06 0.010   2017/07/11 560,300,000 9,878,060 0.107   2016/01/04 0.023   2016/11/29
13723 Credit Suisse AG - CICC European Warrants Aug 2017 A HKD 0.167   0.065   0.094   7,616,000 811,608 2,271,398 0.176   2017/02/24 0.053   2017/06/08 135,852,000 17,395,248 0.209   2016/11/29 0.153   2016/12/15
16259 Credit Suisse AG - CITIC European Warrants Dec 2017 A HKD 0.365   0.285   0.305   784,000 252,750 N/A 0.560   2017/06/07 0.285   2017/07/07 5,748,000 2,580,690 -   - -   -
15965 Credit Suisse AG - CITIC European Warrants Jul 2017 A HKD 0.057   0.044   0.017   40,000 2,020 2,879,228 0.710   2017/02/15 0.044   2017/07/12 50,999,000 21,269,605 -   - -   -
13351 Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 1,925,314 0.060   2017/02/17 0.012   2017/04/24 265,030,000 13,118,200 0.211   2016/09/22 0.041   2016/12/28
16295 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 A HKD 0.124   0.091   0.097   190,310,000 20,639,985 20,191,055 0.265   2017/02/17 0.091   2017/07/18 808,125,000 129,349,075 -   - -   -
11401 Credit Suisse AG - CITIC Sec European Warrants Dec 2017 B HKD 0.070   0.045   0.051   56,945,000 3,450,020 N/A 0.170   2017/03/21 0.045   2017/07/18 94,775,000 6,588,555 -   - -   -
18474 Credit Suisse AG - CKH European Put Warrants Jul 2017 B HKD -   -   0.015   0 0 1,290,389 0.233   2017/01/09 0.043   2017/03/14 154,350,000 20,582,910 -   - -   -
18530 Credit Suisse AG - CKH European Warrants Aug 2017 A HKD -   -   0.540   0 0 140,642 0.510   2017/06/29 0.400   2017/04/24 2,015,000 843,850 0.520   2016/09/12 0.290   2016/07/06
25352 Credit Suisse AG - CKH Holdings European Warrants Aug 2017 B HKD 0.028   0.010   0.010   3,800,000 81,225 33,822,511 0.255   2017/03/02 0.010   2017/07/24 1,061,505,000 202,935,065 -   - -   -
15508 Credit Suisse AG - CKH Holdings European Warrants Dec 2017 A HKD 0.385   0.196   0.350   44,735,000 10,902,255 N/A 0.485   2017/05/25 0.196   2017/07/04 69,990,000 19,588,940 -   - -   -
18471 Credit Suisse AG - CKH Holdings European Warrants Jul 2017 A HKD -   -   0.540   0 0 9,046,525 0.860   2017/06/05 0.275   2017/04/20 127,240,000 62,844,600 -   - -   -
12385 Credit Suisse AG - CKH Holdings European Warrants Oct 2017 A HKD 0.104   0.049   0.088   45,265,000 3,513,035 N/A 0.240   2017/03/27 0.049   2017/07/04 251,380,000 28,052,445 -   - -   -
27102 Credit Suisse AG - CKI Holdings European Warrants Aug 2017 A HKD 0.231   0.015   0.183   167,000,000 17,889,235 N/A 0.238   2017/02/15 0.015   2017/07/19 407,600,000 50,913,145 -   - -   -
15111 Credit Suisse AG - CKI Holdings European Warrants Nov 2017 A HKD 0.208   0.051   0.187   194,090,000 31,307,290 N/A 0.216   2017/05/10 0.051   2017/07/19 224,810,000 35,138,180 -   - -   -
26368 Credit Suisse AG - CKI Holdings European Warrants Nov 2017 B HKD 0.480   0.415   0.470   4,925,000 2,240,875 N/A 0.480   2017/07/28 0.415   2017/07/27 4,925,000 2,240,875 -   - -   -
16690 Credit Suisse AG - CKP European Warrants Dec 2017 A HKD 0.175   0.114   0.170   13,145,000 2,038,310 N/A 0.249   2017/06/16 0.114   2017/07/05 27,300,000 4,796,510 -   - -   -
13975 Credit Suisse AG - CKP European Warrants Oct 2017 A HKD 0.330   0.193   0.315   124,140,000 30,482,880 N/A 0.350   2017/06/21 0.162   2017/05/09 219,870,000 52,507,765 -   - -   -
15488 Credit Suisse AG - CM Bank European Warrants Mar 2018 A HKD 0.455   0.310   0.460   5,385,000 2,006,225 N/A 0.455   2017/07/27 0.174   2017/05/12 55,150,000 12,776,550 -   - -   -
25875 Credit Suisse AG - CNBM European Warrants Aug 2017 A HKD 0.052   0.017   0.025   2,916,000 94,588 N/A 0.980   2017/02/23 0.017   2017/07/13 148,054,000 39,970,984 -   - -   -
27778 Credit Suisse AG - CNBM European Warrants Aug 2017 B HKD 0.028   0.015   0.010   3,960,000 79,876 N/A 0.620   2017/03/02 0.015   2017/07/17 64,994,000 17,921,692 -   - -   -
16188 Credit Suisse AG - CNBM European Warrants Dec 2017 A HKD 0.470   0.270   0.310   7,238,000 2,702,650 N/A 0.470   2017/07/20 0.217   2017/06/26 37,600,000 10,347,450 -   - -   -
25546 Credit Suisse AG - CNBM European Warrants Jan 2018 A HKD 0.249   0.189   0.242   14,830,000 3,229,376 N/A 0.249   2017/07/26 0.189   2017/07/28 14,830,000 3,229,376 -   - -   -
15954 Credit Suisse AG - CNBM European Warrants Jul 2017 A HKD -   -   0.037   0 0 2,925,050 1.440   2017/02/23 0.045   2017/06/27 52,110,000 22,166,402 -   - -   -
25731 Credit Suisse AG - CNOOC European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.440   2017/02/06 0.014   2017/06/02 2,252,179,000 340,063,939 -   - -   -
24854 Credit Suisse AG - CNOOC European Warrants Aug 2018 A HKD 0.084   0.064   0.073   341,220,000 26,088,580 18,106,633 0.206   2017/01/05 0.064   2017/07/11 1,130,910,000 109,453,660 0.265   2016/10/25 0.089   2016/01/21
17346 Credit Suisse AG - CNOOC European Warrants Jan 2018 A HKD 0.275   0.140   0.171   59,736,000 11,259,895 N/A 0.275   2017/07/05 0.140   2017/07/25 59,736,000 11,259,895 -   - -   -
16167 Credit Suisse AG - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 32,633,468 0.380   2017/01/06 0.015   2017/03/15 2,961,953,000 621,802,389 -   - -   -
11242 Credit Suisse AG - CNOOC European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.365   2017/04/07 0.017   2017/06/16 1,587,846,000 302,633,019 -   - -   -
27959 Credit Suisse AG - CNOOC European Warrants Jun 2018 A HKD 0.035   0.024   0.026   9,080,000 249,250 6,158,482 0.132   2017/01/06 0.024   2017/07/25 786,680,000 49,312,610 0.167   2016/10/24 0.084   2016/08/03
15141 Credit Suisse AG - CNOOC European Warrants Nov 2017 A HKD 0.106   0.050   0.060   29,430,000 2,409,097 N/A 0.230   2017/05/16 0.050   2017/07/25 139,348,000 23,023,465 -   - -   -
15138 Credit Suisse AG - CNOOC European Warrants Sep 2017 A HKD 0.095   0.035   0.048   445,963,000 32,526,497 N/A 0.265   2017/05/18 0.035   2017/07/25 2,080,521,000 241,404,212 -   - -   -
16323 Credit Suisse AG - Country Garden European Warrants Dec 17 A HKD 1.430   0.590   1.390   49,944,000 50,269,590 N/A 1.430   2017/07/31 0.485   2017/06/22 62,429,000 59,430,680 -   - -   -
17468 Credit Suisse AG - CPIC European Warrants Jan 2018 A HKD 0.310   0.226   0.275   1,092,000 282,974 N/A 0.310   2017/07/24 0.226   2017/07/07 1,092,000 282,974 -   - -   -
16245 Credit Suisse AG - CPIC European Warrants Jul 2017 A HKD 0.380   0.143   0.380   25,608,000 5,603,010 13,199,296 0.380   2017/07/24 0.066   2017/05/05 537,422,000 91,861,036 -   - -   -
27259 Credit Suisse AG - CPIC European Warrants Sep 2017 A HKD 0.218   0.101   0.193   133,336,000 19,980,232 N/A 0.265   2017/02/14 0.061   2017/05/19 294,196,000 41,620,028 -   - -   -
16396 Credit Suisse AG - CRCC European Warrants Dec 2018 A HKD 0.168   0.126   0.131   25,340,000 3,632,440 N/A 0.194   2017/06/07 0.126   2017/07/31 35,810,000 5,202,900 -   - -   -
12894 Credit Suisse AG - CRCC European Warrants Jul 2017 A HKD -   -   0.010   0 0 3,117,541 0.158   2017/03/23 0.016   2017/06/09 217,050,000 23,781,600 0.196   2016/11/28 0.073   2016/09/20
14407 Credit Suisse AG - CRCC European Warrants Nov 2017 A HKD 0.031   0.013   0.014   29,315,000 656,895 2,940,285 0.116   2017/02/10 0.013   2017/07/31 270,030,000 21,451,900 0.192   2016/11/28 0.077   2016/12/22
26964 Credit Suisse AG - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 85,340 0.049   2017/01/24 0.010   2017/05/05 26,190,000 957,990 0.236   2016/04/14 0.040   2016/12/29
17471 Credit Suisse AG - CRRC European Warrants Nov 2017 A HKD 0.290   0.193   0.233   10,706,000 2,341,335 N/A 0.290   2017/07/14 0.193   2017/07/31 10,706,000 2,341,335 -   - -   -
13849 Credit Suisse AG - CRRC European Warrants Sep 2017 A HKD 0.025   0.013   0.015   18,940,000 331,160 1,718,178 0.102   2017/01/27 0.013   2017/07/31 198,190,000 14,046,120 0.137   2016/11/29 0.084   2016/12/28
27779 Credit Suisse AG - CRRC Times European Warrants Aug 2017 A HKD -   -   0.014   0 0 N/A 0.340   2017/02/20 0.013   2017/06/21 76,363,000 13,296,154 -   - -   -
17474 Credit Suisse AG - CRRC Times European Warrants Dec 2017 A HKD 0.214   0.118   0.126   6,531,000 958,324 N/A 0.214   2017/07/07 0.118   2017/07/28 6,531,000 958,324 -   - -   -
16319 Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.640   0.280   0.570   120,135,800 46,051,231 N/A 0.640   2017/07/25 0.265   2017/06/21 706,835,600 244,028,753 -   - -   -
16352 Credit Suisse AG - CSOP A50 ETF European Warrants Jul 2017 A HKD -   -   0.620   0 0 2,959,851 0.630   2017/06/28 0.053   2017/05/08 97,054,400 21,333,247 -   - -   -
17136 Credit Suisse AG - CSOP A50 ETF European Warrants Nov 2017 A HKD 0.330   0.137   0.290   35,584,400 7,399,791 N/A 0.330   2017/07/20 0.137   2017/07/04 35,584,400 7,399,791 -   - -   -
15220 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2017 A HKD 1.350   0.590   1.260   9,153,200 10,654,846 N/A 1.350   2017/07/24 0.185   2017/05/09 156,764,200 59,582,722 -   - -   -
17995 Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.232   0.175   0.228   10,896,000 2,350,664 746,760 0.232   2017/07/25 0.088   2017/05/18 26,664,000 4,754,100 0.305   2016/01/04 0.122   2016/12/15
16792 Credit Suisse AG - Dongfeng Motor European Warrants Dec 17 A HKD 0.540   0.415   0.435   1,212,000 555,850 N/A 0.650   2017/06/20 0.415   2017/07/05 2,156,000 1,010,140 -   - -   -
24850 Credit Suisse AG - Dongfeng Motor European Warrants Jul 17 A HKD 0.171   0.036   0.042   7,182,000 916,882 2,194,470 0.690   2017/02/10 0.036   2017/07/21 49,664,000 13,360,982 -   - -   -
13171 Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A HKD 0.082   0.052   0.063   35,610,000 2,176,510 3,235,467 0.194   2017/02/09 0.052   2017/07/26 190,110,000 21,733,475 0.260   2016/09/20 0.114   2016/12/28
27692 Credit Suisse AG - GAC European Warrants Aug 2017 A HKD 0.600   0.465   0.590   520,000 244,500 11,129,397 0.600   2017/07/25 0.080   2017/01/03 424,980,000 80,845,940 0.260   2016/08/09 0.077   2016/12/29
29095 Credit Suisse AG - GAC European Warrants Dec 2017 A HKD 0.350   0.126   0.270   123,960,000 27,606,200 N/A 0.350   2017/07/17 0.083   2017/04/25 427,540,000 68,429,460 -   - -   -
24018 Credit Suisse AG - GAC European Warrants Feb 2018 A HKD 0.243   0.200   0.220   27,340,000 6,030,740 N/A 0.243   2017/07/25 0.200   2017/07/27 27,340,000 6,030,740 -   - -   -
17375 Credit Suisse AG - GAC European Warrants Mar 2018 A HKD 0.365   0.177   0.310   15,840,000 4,643,440 N/A 0.365   2017/07/18 0.177   2017/07/05 15,840,000 4,643,440 -   - -   -
13269 Credit Suisse AG - GAC European Warrants Sep 2017 A HKD 0.430   0.131   0.360   87,780,000 22,024,340 22,285,503 0.430   2017/07/17 0.063   2017/01/03 888,040,000 137,189,340 0.234   2016/09/15 0.063   2016/12/30
16799 Credit Suisse AG - Galaxy Ent European Put Wts Dec 2017 A HKD 0.400   0.197   0.206   63,190,000 15,095,060 N/A 0.400   2017/07/04 0.197   2017/07/31 65,390,000 15,698,210 -   - -   -
26597 Credit Suisse AG - Galaxy Ent European Put Wts Feb 2018 A HKD 0.223   0.195   0.199   7,120,000 1,465,910 N/A 0.223   2017/07/28 0.195   2017/07/31 7,120,000 1,465,910 -   - -   -
13462 Credit Suisse AG - Galaxy Ent European Put Wts Oct 2017 B HKD 0.115   0.031   0.033   139,390,000 10,220,480 N/A 0.315   2017/04/24 0.031   2017/07/31 448,630,000 56,317,700 -   - -   -
29434 Credit Suisse AG - Galaxy Ent European Put Wts Sep 2017 A HKD 0.018   0.010   0.010   2,890,000 41,290 N/A 0.250   2017/03/09 0.010   2017/07/17 461,580,000 43,127,530 -   - -   -
13194 Credit Suisse AG - Galaxy Ent European Warrants Aug 2017 A HKD 0.415   0.164   0.350   106,740,000 28,602,380 N/A 0.500   2017/06/20 0.100   2017/05/18 653,970,000 139,554,240 -   - -   -
17141 Credit Suisse AG - Galaxy Ent European Warrants Dec 2017 B HKD 0.220   0.118   0.180   188,590,000 31,209,930 N/A 0.237   2017/06/30 0.118   2017/07/17 188,730,000 31,243,020 -   - -   -
18078 Credit Suisse AG - Galaxy Ent European Warrants Dec 2017 C HKD 0.385   0.230   0.355   36,610,000 10,261,340 N/A 0.385   2017/07/25 0.230   2017/07/17 36,610,000 10,261,340 -   - -   -
16439 Credit Suisse AG - Galaxy Ent European Warrants Nov 2017 A HKD 0.165   0.080   0.145   199,500,000 22,587,050 N/A 0.255   2017/06/14 0.080   2017/07/17 832,720,000 139,152,530 -   - -   -
29618 Credit Suisse AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.260   0.118   0.222   130,910,000 23,624,110 N/A 0.345   2017/06/20 0.076   2017/05/19 1,008,410,000 183,402,410 -   - -   -
14059 Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A HKD 0.014   0.014   0.014   12,000 124 747,254 0.130   2017/02/15 0.011   2017/05/26 59,240,000 4,766,316 0.103   2016/12/28 0.097   2016/12/28
16692 Credit Suisse AG - GCL-Poly Energy European Wts Dec 2018 A HKD 0.260   0.180   0.181   32,886,000 7,420,094 N/A 0.260   2017/07/24 0.151   2017/06/23 45,219,000 9,632,808 -   - -   -
15121 Credit Suisse AG - GCL-Poly Energy European Wts Sep 2018 A HKD 0.144   0.090   0.090   58,724,000 6,531,203 N/A 0.158   2017/05/15 0.076   2017/06/16 71,686,000 7,858,137 -   - -   -
16834 Credit Suisse AG - Geely Auto European Put Warrants Jan 18 A HKD 0.180   0.112   0.122   156,859,000 22,505,293 N/A 0.246   2017/06/23 0.112   2017/07/25 179,419,000 26,857,698 -   - -   -
17957 Credit Suisse AG - Geely Auto European Put Warrants Jan 18 B HKD 0.260   0.184   0.201   71,615,000 14,896,331 N/A 0.260   2017/07/11 0.184   2017/07/25 71,615,000 14,896,331 -   - -   -
25024 Credit Suisse AG - Geely Auto European Put Warrants Jul 17 B HKD -   -   0.010   0 0 3,003,683 0.710   2017/02/02 0.029   2017/05/31 66,620,000 30,376,900 -   - -   -
25591 Credit Suisse AG - Geely Auto European Put Wts Feb 2018 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16551 Credit Suisse AG - Geely Auto European Warrants Apr 2018 A HKD 0.485   0.340   0.415   67,389,000 28,563,745 N/A 0.485   2017/07/13 0.203   2017/06/16 396,879,000 110,212,130 -   - -   -
27803 Credit Suisse AG - Geely Auto European Warrants Aug 2017 A HKD 8.900   8.060   8.850   444,000 3,843,360 N/A 8.900   2017/07/28 2.030   2017/04/18 19,614,000 54,634,010 -   - -   -
29107 Credit Suisse AG - Geely Auto European Warrants Aug 2017 B HKD 6.130   3.890   5.120   8,726,000 41,157,950 N/A 6.130   2017/07/13 0.430   2017/05/05 213,731,000 345,359,250 -   - -   -
18747 Credit Suisse AG - Geely Auto European Warrants Aug 2018 A HKD 0.800   0.800   0.880   40,000 32,000 19,999,965 0.800   2017/07/10 0.153   2017/01/09 885,865,000 223,548,055 -   - -   -
27233 Credit Suisse AG - Geely Auto European Warrants Aug 2018 B HKD 0.780   0.600   0.780   985,000 653,800 N/A 0.780   2017/07/26 0.168   2017/05/04 792,800,000 189,479,535 -   - -   -
11609 Credit Suisse AG - Geely Auto European Warrants Feb 2018 A HKD 0.540   0.390   0.480   182,320,000 88,583,215 N/A 0.540   2017/07/25 0.087   2017/05/04 707,910,000 214,685,940 -   - -   -
17363 Credit Suisse AG - Geely Auto European Warrants Feb 2018 B HKD 0.350   0.227   0.265   164,642,000 51,945,412 N/A 0.350   2017/07/13 0.227   2017/07/24 164,642,000 51,945,412 -   - -   -
24999 Credit Suisse AG - Geely Auto European Warrants Feb 2018 C HKD 0.250   0.201   0.212   30,308,000 6,685,819 N/A 0.250   2017/07/26 0.201   2017/07/31 30,308,000 6,685,819 -   - -   -
21123 Credit Suisse AG - Geely Auto European Warrants Jan 2018 C HKD 4.710   3.500   4.140   2,490,000 10,311,950 N/A 4.710   2017/07/25 3.500   2017/07/24 2,490,000 10,311,950 -   - -   -
25001 Credit Suisse AG - Geely Auto European Warrants Jul 2017 A HKD 7.110   5.740   7.100   4,960,000 29,114,100 70,609,867 7.110   2017/07/19 0.600   2017/02/02 421,595,000 435,205,650 -   - -   -
13820 Credit Suisse AG - Geely Auto European Warrants Nov 2017 A HKD 0.720   0.520   0.640   9,902,000 6,595,580 N/A 0.720   2017/07/13 0.112   2017/05/05 415,657,000 69,444,370 -   - -   -
25028 Credit Suisse AG - Geely Auto European Warrants Nov 2018 A HKD 0.910   0.760   0.900   350,000 278,700 23,186,046 0.910   2017/07/25 0.195   2017/02/02 523,960,000 139,282,650 -   - -   -
14613 Credit Suisse AG - Geely Auto European Warrants Sep 2017 A HKD 1.000   0.860   0.970   40,000 37,200 10,263,838 1.000   2017/07/12 0.102   2017/01/03 435,320,000 83,652,955 0.167   2016/11/28 0.092   2016/12/28
16258 Credit Suisse AG - GF Sec European Warrants Apr 2018 A HKD 0.193   0.154   0.167   4,010,000 695,326 N/A 0.239   2017/06/02 0.154   2017/07/10 19,090,000 3,830,246 -   - -   -
14786 Credit Suisse AG - GF Sec European Warrants Sep 2017 A HKD -   -   0.014   0 0 426,522 0.125   2017/01/03 0.016   2017/06/30 43,860,000 3,094,114 0.201   2016/12/08 0.121   2016/12/29
29105 Credit Suisse AG - Greatwall Motor European Wts Aug 2017 A HKD 0.420   0.075   0.088   60,690,500 12,776,233 N/A 0.950   2017/06/13 0.075   2017/07/24 125,372,500 40,055,029 -   - -   -
26272 Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A HKD 0.450   0.350   0.385   21,455,000 8,486,050 10,081,980 0.520   2017/06/13 0.158   2017/01/03 499,830,000 117,664,095 0.310   2016/10/25 0.123   2016/05/19
25751 Credit Suisse AG - Greatwall Motor European Wts Feb 2018 A HKD 0.200   0.133   0.153   427,055,000 67,518,850 N/A 0.265   2017/06/13 0.063   2017/05/09 1,473,030,000 236,741,810 -   - -   -
23019 Credit Suisse AG - Greatwall Motor European Wts Jan 2018 A HKD 1.060   0.830   0.980   4,761,500 4,427,835 N/A 1.060   2017/07/27 0.830   2017/07/24 4,761,500 4,427,835 -   - -   -
16797 Credit Suisse AG - Greatwall Motor European Wts Oct 2018 A HKD 0.203   0.147   0.162   59,950,000 10,462,790 N/A 0.209   2017/06/20 0.147   2017/07/26 72,350,000 12,662,010 -   - -   -
13346 Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 2,101,279 0.094   2017/02/17 0.011   2017/05/05 183,760,000 14,541,320 0.199   2016/09/22 0.053   2016/12/28
17037 Credit Suisse AG - Haitong Sec European Warrants Aug 2018 A HKD 0.122   0.093   0.093   20,436,000 2,212,424 N/A 0.134   2017/06/29 0.093   2017/07/31 21,268,000 2,319,440 -   - -   -
16292 Credit Suisse AG - Haitong Sec European Warrants Oct 2017 A HKD 0.032   0.020   0.021   13,316,000 336,368 3,310,081 0.193   2017/01/06 0.020   2017/07/11 225,068,000 27,010,412 -   - -   -
16636 Credit Suisse AG - Hang Lung Ppt European Warrants Jun 2018A HKD 0.151   0.106   0.111   12,061,000 1,424,674 N/A 0.182   2017/06/16 0.106   2017/07/25 13,713,000 1,641,861 -   - -   -
14080 Credit Suisse AG - Henderson Land European Warrants Dec 17 A HKD 0.132   0.072   0.093   15,290,000 1,602,170 N/A 0.224   2017/06/06 0.072   2017/07/11 45,000,000 7,130,050 -   - -   -
28852 Credit Suisse AG - Henganintl European Warrants Aug 2017 A HKD -   -   0.015   0 0 N/A 0.360   2017/02/24 0.013   2017/05/31 35,415,000 4,223,365 -   - -   -
15412 Credit Suisse AG - Henganintl European Warrants Nov 2017 A HKD 0.340   0.163   0.265   84,880,000 16,713,220 N/A 0.340   2017/07/25 0.129   2017/06/13 268,090,000 58,110,075 -   - -   -
27429 Credit Suisse AG - HKEX European Put Warrants Aug 2017 A HKD 0.021   0.010   0.010   7,060,000 108,370 N/A 0.131   2017/03/03 0.010   2017/07/10 3,018,340,000 150,515,800 -   - -   -
26288 Credit Suisse AG - HKEX European Put Warrants Feb 2018 B HKD 0.187   0.183   0.183   520,000 96,030 N/A 0.187   2017/07/31 0.183   2017/07/31 520,000 96,030 -   - -   -
23479 Credit Suisse AG - HKEX European Put Warrants May 2018 B HKD 0.134   0.108   0.110   282,300,000 35,903,910 N/A 0.134   2017/07/24 0.108   2017/07/31 282,300,000 35,903,910 -   - -   -
16209 Credit Suisse AG - HKEX European Put Warrants Oct 2017 B HKD 0.017   0.011   0.011   2,290,000 32,080 489,232 0.131   2017/01/04 0.011   2017/07/12 113,190,000 8,611,680 -   - -   -
16836 Credit Suisse AG - HKEX European Put Warrants Oct 2018 A HKD 0.090   0.051   0.052   32,440,000 2,031,940 N/A 0.090   2017/07/11 0.051   2017/07/31 32,440,000 2,031,940 -   - -   -
16244 Credit Suisse AG - HKEX European Warrants Dec 2017 A HKD 0.235   0.087   0.222   364,490,000 50,384,940 415,037,928 0.235   2017/07/31 0.077   2017/05/08 22,285,700,000 2,495,310,470 -   - -   -
28061 Credit Suisse AG - HKEX European Warrants Dec 2017 B HKD 0.184   0.059   0.166   710,310,000 89,273,090 N/A 0.184   2017/07/27 0.052   2017/05/23 76,009,350,000 4,922,439,930 -   - -   -
14688 Credit Suisse AG - HKEX European Warrants Dec 2017 C HKD 0.365   0.169   0.340   90,530,000 19,245,210 N/A 0.365   2017/07/27 0.130   2017/05/08 369,250,000 67,325,680 -   - -   -
13023 Credit Suisse AG - HKEX European Warrants Feb 2018 A HKD 0.190   0.096   0.180   14,929,620,000 1,651,421,060 N/A 0.190   2017/07/21 0.084   2017/05/08 24,294,750,000 2,818,408,930 -   - -   -
14583 Credit Suisse AG - HKEX European Warrants Jan 2018 A HKD 0.260   0.144   0.275   39,490,000 6,938,380 N/A 0.260   2017/07/21 0.110   2017/05/24 100,770,000 16,016,940 -   - -   -
26394 Credit Suisse AG - HKEX European Warrants Jan 2018 B HKD 0.730   0.650   0.700   646,000 441,890 N/A 0.730   2017/07/31 0.650   2017/07/31 646,000 441,890 -   - -   -
13897 Credit Suisse AG - HKEX European Warrants Jul 2017 A HKD -   -   0.010   0 0 667,835,242 0.085   2017/02/16 0.010   2017/06/21 85,681,390,000 4,008,019,240 0.154   2016/10/24 0.031   2016/12/28
15135 Credit Suisse AG - HKEX European Warrants Jul 2017 B HKD 0.235   0.033   0.181   164,030,000 20,000,610 747,794,605 0.235   2017/07/21 0.030   2017/05/08 113,441,030,000 8,448,159,370 0.133   2016/12/14 0.078   2016/12/28
26392 Credit Suisse AG - HKEX European Warrants Jun 2018 A HKD 0.250   0.221   0.221   8,660,000 2,087,960 N/A 0.250   2017/07/27 0.221   2017/07/28 8,660,000 2,087,960 -   - -   -
16578 Credit Suisse AG - HKEX European Warrants May 2018 A HKD 0.204   0.113   0.190   1,467,440,000 229,193,360 N/A 0.204   2017/07/21 0.104   2017/06/28 1,481,990,000 230,888,570 -   - -   -
13527 Credit Suisse AG - HKEX European Warrants Oct 2017 A HKD 0.073   0.020   0.055   35,880,300,000 1,826,361,420 978,940,588 0.093   2017/02/16 0.020   2017/07/11 119,965,720,000 5,874,301,800 0.174   2016/10/11 0.043   2016/12/28
15811 Credit Suisse AG - HKEX European Warrants Oct 2017 C HKD 0.830   0.192   0.700   16,740,000 7,229,485 N/A 0.830   2017/07/27 0.192   2017/07/07 2,868,247,000 1,464,093,932 -   - -   -
16497 Credit Suisse AG - HKEX European Warrants Oct 2017 D HKD 0.570   0.184   0.490   1,471,059,000 704,024,325 N/A 0.570   2017/07/21 0.184   2017/07/11 1,474,543,000 705,048,095 -   - -   -
16936 Credit Suisse AG - HKEX European Warrants Oct 2017 E HKD 1.060   0.375   0.970   2,118,417,000 1,469,974,395 N/A 1.060   2017/07/27 0.375   2017/07/10 2,120,679,000 1,471,029,095 -   - -   -
26308 Credit Suisse AG - HKEX European Warrants Oct 2017 F HKD 0.520   0.425   0.480   4,804,000 2,280,245 N/A 0.520   2017/07/27 0.425   2017/07/31 4,804,000 2,280,245 -   - -   -
26910 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 A HKD 0.490   0.204   0.390   24,000 7,688 N/A 0.670   2017/02/23 0.195   2017/05/05 19,912,000 5,739,052 -   - -   -
12406 Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 B HKD -   -   0.012   0 0 N/A 0.167   2017/03/24 0.043   2017/05/22 11,208,000 1,181,728 -   - -   -
16321 Credit Suisse AG - HS H-SHARE European Warrants Dec 2017 A HKD 0.325   0.166   0.290   55,640,000 13,431,948 N/A 0.325   2017/07/19 0.166   2017/07/05 77,632,000 18,194,714 -   - -   -
23014 Credit Suisse AG - HS H-SHARE European Warrants Jan 2018 A HKD 0.265   0.221   0.229   10,152,000 2,399,068 N/A 0.265   2017/07/27 0.221   2017/07/31 10,152,000 2,399,068 -   - -   -
28586 Credit Suisse AG - HSBC European Put Warrants Aug 2017 B HKD 0.010   0.010   0.010   300,000 3,000 N/A 0.485   2017/03/01 0.010   2017/07/21 1,463,432,000 195,774,680 -   - -   -
17694 Credit Suisse AG - HSBC European Put Warrants Jan 2018 A HKD 0.335   0.177   0.181   738,596,000 177,349,016 N/A 0.335   2017/07/19 0.177   2017/07/31 738,596,000 177,349,016 -   - -   -
25590 Credit Suisse AG - HSBC European Put Warrants Jan 2018 D HKD 0.520   0.455   0.465   448,000 206,560 N/A 0.520   2017/07/31 0.455   2017/07/31 448,000 206,560 -   - -   -
16347 Credit Suisse AG - HSBC European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 44,396,967 0.211   2017/01/04 0.010   2017/05/02 4,605,104,000 351,873,996 -   - -   -
15930 Credit Suisse AG - HSBC European Put Warrants Nov 2017 B HKD 0.144   0.029   0.030   2,707,764,000 264,265,292 N/A 0.305   2017/06/22 0.029   2017/07/31 3,325,104,000 384,011,184 -   - -   -
14309 Credit Suisse AG - HSBC European Wts Aug 2017 A HKD 0.850   0.395   0.770   12,272,000 6,941,120 148,172,999 0.850   2017/07/26 0.061   2017/05/02 11,209,756,000 903,610,188 0.370   2016/12/08 0.158   2016/12/29
14217 Credit Suisse AG - HSBC European Wts Aug 2017 C HKD -   -   1.050   0 0 N/A 0.305   2017/06/12 0.103   2017/04/24 53,268,000 10,465,216 -   - -   -
17695 Credit Suisse AG - HSBC European Wts Jan 2018 B HKD 0.315   0.178   0.295   1,827,792,000 457,763,888 N/A 0.315   2017/07/31 0.178   2017/07/19 1,827,792,000 457,763,888 -   - -   -
21065 Credit Suisse AG - HSBC European Wts Jan 2018 C HKD 0.235   0.157   0.207   1,228,372,000 270,592,176 N/A 0.235   2017/07/31 0.157   2017/07/21 1,228,372,000 270,592,176 -   - -   -
18684 Credit Suisse AG - HSBC European Wts Jul 2017 B HKD 0.610   0.560   0.610   80,000 45,800 452,456,485 0.610   2017/07/03 0.040   2017/04/24 31,662,448,000 2,725,669,604 -   - -   -
29008 Credit Suisse AG - HSBC European Wts Nov 2017 A HKD 0.275   0.116   0.240   16,430,548,000 2,719,757,980 N/A 0.275   2017/07/31 0.054   2017/06/26 17,252,248,000 2,812,141,320 -   - -   -
16576 Credit Suisse AG - HSBC European Wts Nov 2017 C HKD 0.395   0.206   0.455   63,028,000 15,446,976 N/A 0.395   2017/07/27 0.093   2017/06/26 547,236,000 102,818,068 -   - -   -
17105 Credit Suisse AG - HSBC European Wts Nov 2017 D HKD 0.800   0.600   0.960   796,000 557,760 N/A 0.800   2017/07/25 0.420   2017/06/29 1,024,000 662,920 -   - -   -
26376 Credit Suisse AG - HSBC European Wts Nov 2017 E HKD 0.350   0.280   0.325   94,836,000 27,634,500 N/A 0.350   2017/07/31 0.280   2017/07/31 94,836,000 27,634,500 -   - -   -
14579 Credit Suisse AG - HSBC European Wts Oct 2017 A HKD 0.560   0.206   0.540   90,888,000 27,862,360 506,585,071 0.560   2017/07/31 0.048   2017/04/19 38,250,336,000 4,640,949,776 0.315   2016/12/08 0.132   2016/12/29
16577 Credit Suisse AG - HSBC European Wts Oct 2017 B HKD 0.490   0.158   0.455   238,404,000 58,498,040 N/A 0.490   2017/07/31 0.083   2017/06/26 3,135,948,000 442,176,356 -   - -   -
17602 Credit Suisse AG - HSBC European Wts Oct 2017 C HKD 0.260   0.140   0.225   16,851,796,000 3,008,534,116 N/A 0.260   2017/07/26 0.140   2017/07/07 16,851,796,000 3,008,534,116 -   - -   -
15185 Credit Suisse AG - HSBC European Wts Sep 2017 A HKD 0.190   0.059   0.172   5,053,384,000 505,487,264 170,558,362 0.190   2017/07/31 0.017   2017/04/19 9,029,424,000 1,025,747,132 0.126   2016/12/30 0.110   2016/12/29
29007 Credit Suisse AG - HSBC European Wts Sep 2017 B HKD 0.250   0.075   0.225   419,972,000 60,194,360 N/A 0.250   2017/07/31 0.026   2017/06/27 18,997,080,000 1,261,234,364 -   - -   -
14433 Credit Suisse AG - HSBC European Wts Sep 2017 C HKD 1.370   0.970   1.430   2,048,000 2,086,960 N/A 1.370   2017/07/27 0.385   2017/05/04 3,864,000 3,462,520 -   - -   -
15485 Credit Suisse AG - HSBC European Wts Sep 2017 D HKD 0.720   0.249   0.710   17,816,000 7,536,720 N/A 0.720   2017/07/31 0.082   2017/06/26 24,549,264,000 2,656,226,036 -   - -   -
18456 Credit Suisse AG - HSI European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 4,537,800 0.109   2017/01/23 0.012   2017/05/18 321,040,000 28,470,070 -   - -   -
18438 Credit Suisse AG - HSI European Warrants Aug 2017 A HKD -   -   0.740   0 0 0 0.209   2017/01/16 0.209   2017/01/16 40,000 8,360 -   - -   -
18437 Credit Suisse AG - HSI European Warrants Jul 2017 A HKD -   -   0.570   0 0 317,533 0.440   2017/06/20 0.198   2017/01/16 4,370,000 1,913,180 -   - -   -
23154 Credit Suisse AG - HSI European Warrants Jul 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
15499 Credit Suisse AG - HTSC European Warrants Apr 2018 A HKD 0.246   0.161   0.200   80,226,000 16,577,106 N/A 0.246   2017/07/20 0.153   2017/06/19 160,990,000 31,499,970 -   - -   -
17469 Credit Suisse AG - HTSC European Warrants Feb 2018 A HKD 0.202   0.119   0.126   5,136,000 772,452 N/A 0.202   2017/07/20 0.119   2017/07/28 5,136,000 772,452 -   - -   -
28570 Credit Suisse AG - Huaneng Power European Warrants Aug 2017A HKD 0.108   0.025   0.025   7,618,000 451,288 N/A 0.325   2017/05/31 0.025   2017/07/31 179,296,000 34,035,556 -   - -   -
28599 Credit Suisse AG - ICBC European Warrants Jul 2017 A HKD 0.430   0.430   0.450   500,000 215,000 168,207 0.570   2017/02/16 0.315   2017/02/03 6,760,000 2,584,740 0.710   2016/09/09 0.132   2016/06/17
16277 Credit Suisse AG - ICBC European Warrants Jul 2017 B HKD 0.365   0.046   0.385   8,193,000 1,218,314 15,165,480 0.365   2017/07/21 0.046   2017/07/11 621,548,000 106,784,847 -   - -   -
28581 Credit Suisse AG - ICBC European Warrants Nov 2017 A HKD 0.115   0.025   0.101   168,274,000 15,823,251 N/A 0.221   2017/02/23 0.025   2017/07/10 244,199,000 22,477,070 -   - -   -
14797 Credit Suisse AG - ICBC European Warrants Nov 2017 B HKD 0.430   0.126   0.415   76,703,000 14,578,436 N/A 0.430   2017/07/27 0.126   2017/07/10 210,447,000 43,185,611 -   - -   -
27444 Credit Suisse AG - ICBC European Warrants Oct 2017 A HKD 0.233   0.047   0.220   139,116,000 16,468,053 N/A 0.290   2017/02/16 0.047   2017/07/10 1,810,085,000 276,911,414 -   - -   -
25649 Credit Suisse AG - Jiangxi Copper European Wts Aug 2017 A HKD 0.085   0.015   0.017   6,662,000 245,018 N/A 1.600   2017/02/13 0.015   2017/07/26 129,271,000 100,914,480 -   - -   -
28589 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 A HKD 0.107   0.060   0.105   15,220,000 1,319,350 N/A 0.246   2017/02/23 0.048   2017/06/16 69,590,000 9,075,530 -   - -   -
15107 Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 B HKD 0.196   0.094   0.178   105,050,000 16,336,060 N/A 0.196   2017/07/27 0.073   2017/06/06 132,330,000 19,050,050 -   - -   -
17475 Credit Suisse AG - Jiangxi Copper European Wts Jan 2018 A HKD 1.540   0.840   1.500   9,762,000 12,106,620 N/A 1.540   2017/07/31 0.840   2017/07/12 9,762,000 12,106,620 -   - -   -
17348 Credit Suisse AG - KECL European Warrants Jan 2018 A HKD 1.050   0.480   0.960   1,470,000 1,296,040 N/A 1.050   2017/07/31 0.480   2017/07/05 1,470,000 1,296,040 -   - -   -
22761 Credit Suisse AG - KECL European Warrants Jul 2017 A HKD 0.800   0.146   0.850   3,706,000 957,480 4,659,487 1.280   2017/04/10 0.104   2017/06/27 67,710,000 30,131,474 -   - -   -
29870 Credit Suisse AG - KECL European Warrants Sep 2017 A HKD 0.220   0.065   0.144   43,884,000 7,147,788 N/A 0.600   2017/04/10 0.031   2017/06/20 109,882,000 18,674,784 -   - -   -
13531 Credit Suisse AG - Kingsoft European Warrants Dec 2017 A HKD 0.125   0.054   0.075   30,090,000 2,637,890 N/A 0.245   2017/04/28 0.054   2017/07/07 200,180,000 30,419,070 -   - -   -
27260 Credit Suisse AG - Kingsoft European Warrants Jul 2017 A HKD -   -   0.146   0 0 N/A 0.380   2017/04/28 0.078   2017/06/23 406,960,000 78,740,260 -   - -   -
12380 Credit Suisse AG - Kingsoft European Warrants Nov 2017 A HKD 0.231   0.114   0.151   97,280,000 16,224,960 N/A 0.390   2017/03/24 0.114   2017/07/10 330,280,000 70,180,650 -   - -   -
23710 Credit Suisse AG - Lenovo European Warrants Aug 2017 A HKD 0.010   0.010   0.010   30,000 300 8,683,433 0.235   2017/01/23 0.010   2017/07/21 491,190,000 54,054,270 -   - -   -
28861 Credit Suisse AG - Lenovo European Warrants Aug 2017 B HKD 0.245   0.091   0.091   59,294,000 8,998,906 N/A 0.590   2017/04/07 0.091   2017/07/31 498,558,000 129,362,006 -   - -   -
12181 Credit Suisse AG - Lenovo European Warrants Aug 2017 C HKD 0.063   0.013   0.013   34,318,000 1,323,038 N/A 0.325   2017/04/07 0.013   2017/07/31 963,868,000 166,372,508 -   - -   -
16421 Credit Suisse AG - Lenovo European Warrants Dec 2017 A HKD 0.430   0.265   0.265   70,338,000 24,401,370 N/A 0.485   2017/06/08 0.265   2017/07/31 75,436,000 26,610,980 -   - -   -
17351 Credit Suisse AG - Lenovo European Warrants Jan 2018 A HKD 0.260   0.186   0.187   17,472,000 3,723,440 N/A 0.260   2017/07/21 0.186   2017/07/31 17,472,000 3,723,440 -   - -   -
27235 Credit Suisse AG - Lenovo European Warrants May 2018 A HKD 0.022   0.016   0.017   30,660,000 551,300 2,376,627 0.043   2017/01/17 0.016   2017/07/28 595,640,000 18,578,240 0.189   2016/04/19 0.024   2016/12/29
15877 Credit Suisse AG - Lenovo European Warrants Nov 2017 A HKD 0.176   0.103   0.104   422,558,000 55,882,138 N/A 0.315   2017/05/31 0.103   2017/07/31 546,904,000 78,796,436 -   - -   -
13604 Credit Suisse AG - Lenovo European Warrants Oct 2017 A HKD 0.072   0.039   0.039   3,980,000 254,850 N/A 0.209   2017/04/13 0.039   2017/07/31 54,492,000 5,908,410 -   - -   -
13528 Credit Suisse AG - Lenovo European Warrants Sep 2017 A HKD 0.067   0.032   0.032   44,968,000 2,261,056 N/A 0.233   2017/04/11 0.032   2017/07/31 1,089,762,000 156,100,786 -   - -   -
28573 Credit Suisse AG - Li & Fung European Warrants Aug 2017 A HKD -   -   0.013   0 0 N/A 0.310   2017/03/20 0.021   2017/06/09 185,920,000 32,876,234 -   - -   -
16830 Credit Suisse AG - Li & Fung European Warrants Dec 2017 A HKD 0.206   0.166   0.177   19,130,000 3,498,362 N/A 0.208   2017/06/21 0.166   2017/07/24 21,618,000 3,973,498 -   - -   -
15938 Credit Suisse AG - Li & Fung European Warrants Jul 2017 A HKD -   -   0.010   0 0 5,705,408 0.241   2017/01/04 0.011   2017/05/31 372,798,000 45,899,202 -   - -   -
16255 Credit Suisse AG - Li & Fung European Warrants Nov 2017 A HKD 0.076   0.048   0.049   24,476,000 1,422,200 N/A 0.172   2017/06/02 0.048   2017/07/24 50,518,000 3,526,816 -   - -   -
16420 Credit Suisse AG - Link REIT European Warrants Dec 2017 A HKD 0.166   0.087   0.144   48,595,000 6,229,690 N/A 0.216   2017/06/07 0.087   2017/07/05 67,180,000 9,605,235 -   - -   -
14690 Credit Suisse AG - Link REIT European Warrants Oct 2017 A HKD 0.590   0.280   0.540   12,750,000 5,200,300 N/A 0.590   2017/07/28 0.214   2017/05/08 39,125,000 14,846,590 -   - -   -
16918 Credit Suisse AG - Meitu European Warrants Dec 2017 A HKD 0.375   0.197   0.300   174,385,000 43,102,655 N/A 0.375   2017/07/21 0.190   2017/06/28 195,825,000 47,541,755 -   - -   -
15411 Credit Suisse AG - Meitu European Warrants Nov 2017 A HKD 0.203   0.081   0.145   636,555,000 97,928,740 N/A 0.249   2017/05/16 0.079   2017/06/28 939,275,000 149,059,715 -   - -   -
16053 Credit Suisse AG - Meitu European Warrants Nov 2017 B HKD 0.295   0.132   0.228   500,340,000 109,091,005 N/A 0.295   2017/07/21 0.124   2017/06/28 720,530,000 150,941,330 -   - -   -
16285 Credit Suisse AG - MTRC European Warrants Dec 2017 A HKD 0.165   0.118   0.143   27,320,000 3,760,680 N/A 0.260   2017/06/01 0.118   2017/07/20 39,150,000 5,936,090 -   - -   -
26627 Credit Suisse AG - NCI European Warrants Jan 2018 A HKD 0.350   0.310   0.340   1,840,000 597,890 N/A 0.350   2017/07/31 0.310   2017/07/31 1,840,000 597,890 -   - -   -
16249 Credit Suisse AG - NCI European Warrants Nov 2017 A HKD 0.640   0.126   0.590   118,122,000 28,915,441 N/A 0.640   2017/07/24 0.126   2017/07/05 173,080,000 38,565,842 -   - -   -
14221 Credit Suisse AG - New World Dev European Wts Aug 2017 A HKD 0.217   0.063   0.125   9,647,000 1,448,119 N/A 0.800   2017/06/07 0.063   2017/07/27 21,961,000 6,051,825 -   - -   -
16638 Credit Suisse AG - New World Dev European Wts Dec 2017 A HKD 0.217   0.148   0.198   19,290,000 3,712,271 N/A 0.340   2017/06/14 0.148   2017/07/10 22,726,000 4,495,400 -   - -   -
29208 Credit Suisse AG - New World Dev European Wts Sep 2017 A HKD 0.072   0.017   0.052   38,658,000 1,619,147 N/A 0.465   2017/03/02 0.017   2017/07/12 129,804,000 19,770,996 -   - -   -
26907 Credit Suisse AG - PCCW European Warrants Aug 2017 A HKD -   -   0.012   0 0 N/A 0.180   2017/03/01 0.035   2017/05/22 21,166,000 2,934,663 -   - -   -
16253 Credit Suisse AG - PCCW European Warrants Dec 2017 A HKD 0.117   0.094   0.095   5,678,000 576,659 N/A 0.237   2017/06/02 0.094   2017/07/31 13,730,000 1,816,398 -   - -   -
11402 Credit Suisse AG - PetroChina European Warrants Aug 2017 A HKD 0.010   0.010   0.010   500,000 5,000 N/A 0.280   2017/03/21 0.010   2017/07/27 1,055,802,000 159,253,190 -   - -   -
16870 Credit Suisse AG - PetroChina European Warrants Dec 2017 A HKD 0.177   0.081   0.141   1,046,250,000 125,400,428 N/A 0.188   2017/06/26 0.081   2017/07/10 1,055,246,000 126,830,136 -   - -   -
15406 Credit Suisse AG - PetroChina European Warrants Nov 2017 A HKD 0.064   0.021   0.047   187,724,000 7,839,030 N/A 0.220   2017/05/11 0.021   2017/07/11 276,136,000 18,336,164 -   - -   -
13967 Credit Suisse AG - PetroChina European Warrants Oct 2017 A HKD -   -   0.015   0 0 N/A 0.219   2017/04/21 0.018   2017/06/12 183,274,000 11,671,440 -   - -   -
17506 Credit Suisse AG - PICC European Warrants Jan 2018 A HKD 1.220   0.650   1.000   11,078,000 11,395,520 N/A 1.220   2017/07/20 0.650   2017/07/06 11,078,000 11,395,520 -   - -   -
23023 Credit Suisse AG - PICC European Warrants Jan 2018 B HKD 0.570   0.410   0.445   5,466,000 2,636,870 N/A 0.570   2017/07/26 0.410   2017/07/28 5,466,000 2,636,870 -   - -   -
12378 Credit Suisse AG - PICC European Warrants Sep 2017 A HKD 1.060   0.370   0.660   37,612,000 29,581,250 N/A 1.060   2017/07/11 0.157   2017/04/19 76,372,000 39,358,840 -   - -   -
16186 Credit Suisse AG - PICC Group European Warrants Jan 2018 A HKD 0.280   0.119   0.209   76,369,000 16,237,887 N/A 0.280   2017/07/17 0.111   2017/06/15 134,347,000 24,570,858 -   - -   -
16297 Credit Suisse AG - Ping An European Put Warrants Aug 2017 A HKD -   -   0.013   0 0 482,122 0.199   2017/01/04 0.015   2017/04/26 310,710,000 32,367,200 -   - -   -
16721 Credit Suisse AG - Ping An European Put Warrants Dec 2017 A HKD 0.192   0.029   0.033   1,746,745,000 146,609,895 N/A 0.241   2017/06/16 0.029   2017/07/19 1,775,895,000 152,397,910 -   - -   -
24344 Credit Suisse AG - Ping An European Put Warrants Feb 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21108 Credit Suisse AG - Ping An European Put Warrants Jan 2018 D HKD 0.200   0.137   0.164   517,880,000 79,998,290 N/A 0.200   2017/07/25 0.137   2017/07/19 517,880,000 79,998,290 -   - -   -
24341 Credit Suisse AG - Ping An European Put Warrants Jan 2018 G HKD 0.405   0.360   0.365   3,240,000 1,220,350 N/A 0.405   2017/07/26 0.360   2017/07/31 3,240,000 1,220,350 -   - -   -
25589 Credit Suisse AG - Ping An European Put Warrants Jul 2018 A HKD 0.490   0.405   0.415   3,400,000 1,507,650 N/A 0.490   2017/07/28 0.405   2017/07/27 3,400,000 1,507,650 -   - -   -
16190 Credit Suisse AG - Ping An European Put Warrants Nov 2017 A HKD 0.080   0.012   0.015   124,995,000 5,563,265 N/A 0.183   2017/05/29 0.012   2017/07/25 1,740,315,000 158,428,955 -   - -   -
12594 Credit Suisse AG - Ping An European Put Warrants Oct 2017 B HKD 0.012   0.010   0.010   2,745,000 29,640 N/A 0.345   2017/04/20 0.010   2017/07/12 1,174,005,000 124,580,585 -   - -   -
28063 Credit Suisse AG - Ping An European Warrants Aug 2017 B HKD 1.040   0.233   0.800   6,585,000 5,296,000 N/A 1.040   2017/07/19 0.025   2017/04/19 17,044,565,000 1,511,499,965 -   - -   -
14580 Credit Suisse AG - Ping An European Warrants Aug 2017 C HKD 1.090   1.090   1.460   500,000 545,000 N/A 1.090   2017/07/06 0.204   2017/05/05 37,250,000 15,963,640 -   - -   -
16725 Credit Suisse AG - Ping An European Warrants Dec 2017 B HKD 0.330   0.101   0.246   12,527,495,000 1,937,923,540 N/A 0.330   2017/07/18 0.101   2017/07/04 21,589,345,000 3,134,890,955 -   - -   -
16246 Credit Suisse AG - Ping An European Warrants Jan 2018 A HKD 0.470   0.167   0.400   186,770,000 57,070,705 N/A 0.470   2017/07/18 0.161   2017/06/15 255,760,000 71,560,230 -   - -   -
18629 Credit Suisse AG - Ping An European Warrants Jan 2018 B HKD 0.295   0.194   0.210   10,089,795,000 2,424,312,150 N/A 0.295   2017/07/18 0.194   2017/07/31 10,089,795,000 2,424,312,150 -   - -   -
21106 Credit Suisse AG - Ping An European Warrants Jan 2018 C HKD 0.320   0.144   0.156   74,670,000 15,015,060 N/A 0.320   2017/07/17 0.144   2017/07/26 74,670,000 15,015,060 -   - -   -
22348 Credit Suisse AG - Ping An European Warrants Jan 2018 E HKD 0.435   0.247   0.290   9,635,000 2,904,225 N/A 0.435   2017/07/19 0.247   2017/07/26 9,635,000 2,904,225 -   - -   -
24316 Credit Suisse AG - Ping An European Warrants Jan 2018 F HKD 0.202   0.180   0.159   1,600,000 314,150 N/A 0.202   2017/07/24 0.180   2017/07/24 1,600,000 314,150 -   - -   -
19264 Credit Suisse AG - Ping An European Warrants Jul 2017 A HKD 0.260   0.100   0.235   3,295,000 594,550 2,896,818 0.260   2017/07/17 0.015   2017/04/19 687,825,000 17,467,305 0.113   2016/01/04 0.024   2016/12/23
15482 Credit Suisse AG - Ping An European Warrants Jul 2017 B HKD -   -   0.730   0 0 470,141,598 0.800   2017/06/27 0.052   2017/05/05 34,577,335,000 4,424,623,365 0.153   2016/12/28 0.124   2016/12/29
26638 Credit Suisse AG - Ping An European Warrants Jul 2017 C HKD -   -   1.200   0 0 N/A 0.620   2017/05/17 0.229   2017/04/19 12,760,000 5,137,510 -   - -   -
16242 Credit Suisse AG - Ping An European Warrants Nov 2017 B HKD 0.500   0.110   0.395   103,855,000 23,033,005 N/A 0.500   2017/07/19 0.110   2017/07/04 16,519,780,000 2,966,244,985 -   - -   -
16871 Credit Suisse AG - Ping An European Warrants Nov 2017 C HKD 0.600   0.169   0.495   185,990,000 47,152,685 N/A 0.600   2017/07/19 0.169   2017/07/04 993,450,000 240,015,895 -   - -   -
17946 Credit Suisse AG - Ping An European Warrants Nov 2017 D HKD 0.490   0.201   0.345   38,450,000 12,396,030 N/A 0.490   2017/07/18 0.201   2017/07/10 38,450,000 12,396,030 -   - -   -
27428 Credit Suisse AG - Ping An European Warrants Oct 2017 A HKD 1.160   0.390   1.010   12,390,000 9,739,625 N/A 1.160   2017/07/18 0.070   2017/04/21 23,600,995,000 2,515,719,675 -   - -   -
14919 Credit Suisse AG - Ping An European Warrants Oct 2017 C HKD 0.850   0.238   0.710   59,880,000 29,635,575 N/A 0.850   2017/07/17 0.111   2017/05/09 8,833,185,000 1,496,832,700 -   - -   -
24058 Credit Suisse AG - Ping An European Warrants Sep 2017 A HKD 0.315   0.158   0.295   11,000,000 2,772,750 40,116,958 0.315   2017/07/17 0.034   2017/04/21 5,015,700,000 242,067,100 0.158   2016/01/04 0.041   2016/12/23
12722 Credit Suisse AG - Ping An European Warrants Sep 2017 B HKD 0.680   0.110   0.520   181,405,000 55,641,070 N/A 0.680   2017/07/17 0.049   2017/05/08 4,383,320,000 586,967,510 -   - -   -
26655 Credit Suisse AG - PSBC European Warrants Aug 2017 A HKD 0.019   0.010   0.012   1,394,000 22,389 N/A 0.285   2017/03/07 0.010   2017/07/12 85,142,000 13,684,528 -   - -   -
11961 Credit Suisse AG - R&F Ppt European Warrants Aug 2017 A HKD 0.120   0.028   0.055   81,528,000 5,345,284 N/A 0.129   2017/03/23 0.027   2017/06/28 265,716,000 20,642,336 -   - -   -
16123 Credit Suisse AG - R&F Ppt European Warrants Nov 2017 A HKD 1.370   0.540   1.040   13,129,200 13,314,108 N/A 1.370   2017/07/20 0.540   2017/07/07 16,070,000 15,635,544 -   - -   -
15914 Credit Suisse AG - Sands China European Put Wts Jul 2017 A HKD -   -   0.014   0 0 5,700,432 0.255   2017/01/03 0.019   2017/05/23 381,412,000 59,852,108 -   - -   -
12587 Credit Suisse AG - Sands China European Put Wts Sep 2017 B HKD 0.214   0.072   0.086   367,596,000 52,166,216 N/A 0.395   2017/03/27 0.072   2017/07/24 707,824,000 103,520,364 -   - -   -
15933 Credit Suisse AG - Sands China European Warrants Jul 2017 B HKD -   -   0.017   0 0 10,473,886 0.285   2017/01/11 0.017   2017/06/26 681,760,000 108,218,756 -   - -   -
24023 Credit Suisse AG - Sands China European Warrants Mar 2018 A HKD 0.260   0.167   0.168   23,260,000 4,510,472 N/A 0.260   2017/07/25 0.167   2017/07/31 23,260,000 4,510,472 -   - -   -
17467 Credit Suisse AG - Sands China European Warrants Nov 2017 A HKD 0.170   0.099   0.136   175,320,000 22,682,900 N/A 0.170   2017/07/14 0.099   2017/07/18 175,320,000 22,682,900 -   - -   -
12626 Credit Suisse AG - Sands China European Warrants Oct 2017 A HKD 0.034   0.016   0.022   70,900,000 1,685,688 N/A 0.164   2017/04/07 0.016   2017/07/18 229,508,000 13,667,304 -   - -   -
28439 Credit Suisse AG - Sands China European Warrants Sep 2017 A HKD 0.101   0.035   0.067   147,644,000 9,639,116 N/A 0.325   2017/04/07 0.035   2017/07/07 991,964,000 138,287,080 -   - -   -
18726 Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A HKD 0.012   0.010   0.010   1,070,000 12,040 2,515,587 0.181   2017/01/03 0.010   2017/07/04 349,000,000 26,229,530 0.390   2016/02/11 0.094   2016/09/09
27430 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 B HKD 0.231   0.030   0.038   10,910,000 1,989,490 N/A 0.630   2017/04/13 0.030   2017/07/27 175,830,000 73,477,270 -   - -   -
12432 Credit Suisse AG - SHK Ppt European Warrants Aug 2017 C HKD 0.151   0.042   0.091   52,150,000 6,216,740 N/A 0.640   2017/04/18 0.039   2017/06/30 99,550,000 17,616,120 -   - -   -
16462 Credit Suisse AG - SHK Ppt European Warrants Dec 2017 A HKD 0.245   0.169   0.213   120,110,000 24,018,670 N/A 0.415   2017/06/13 0.169   2017/07/04 127,370,000 26,039,290 -   - -   -
17335 Credit Suisse AG - Sinopec Corp European Warrants Jan 2018 A HKD 0.238   0.117   0.142   169,572,000 27,269,184 N/A 0.238   2017/07/05 0.117   2017/07/10 169,572,000 27,269,184 -   - -   -
15335 Credit Suisse AG - Sinopec Corp European Warrants Jul 2017 A HKD -   -   0.010   0 0 13,737,698 0.242   2017/01/27 0.020   2017/05/05 1,005,762,000 139,707,126 -   - -   -
13539 Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 A HKD 0.058   0.023   0.031   23,400,000 941,310 N/A 0.255   2017/04/26 0.023   2017/07/10 256,350,000 26,524,440 -   - -   -
15509 Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 B HKD 0.083   0.036   0.046   184,742,000 11,152,492 N/A 0.275   2017/05/16 0.036   2017/07/10 389,496,000 40,767,032 -   - -   -
13460 Credit Suisse AG - SMIC European Warrants Mar 2018 A HKD 0.135   0.085   0.087   385,585,000 43,735,300 N/A 0.228   2017/04/10 0.064   2017/06/13 538,375,000 61,280,200 -   - -   -
22757 Credit Suisse AG - SMIC European Warrants Oct 2017 A HKD 0.022   0.020   0.016   115,000 2,370 8,237,649 0.226   2017/01/17 0.017   2017/06/22 494,830,000 54,273,490 -   - -   -
15942 Credit Suisse AG - SPDR Gold Trust European Wts Jul 2017 A HKD -   -   0.037   0 0 948,199 0.590   2017/02/09 0.035   2017/06/23 20,846,000 6,427,753 -   - -   -
15109 Credit Suisse AG - SPDR Gold Trust European Wts Nov 2017 A HKD 0.255   0.166   0.250   5,014,000 1,129,440 N/A 0.345   2017/05/26 0.166   2017/07/10 6,123,000 1,407,423 -   - -   -
22291 Credit Suisse AG - Stanchart European Warrants Dec 2017 A HKD 0.520   0.420   0.465   7,096,000 3,604,070 N/A 0.520   2017/07/31 0.420   2017/07/21 7,096,000 3,604,070 -   - -   -
14833 Credit Suisse AG - Stanchart European Warrants Nov 2017 A HKD 0.810   0.400   0.800   18,824,500 11,061,099 N/A 0.810   2017/07/31 0.305   2017/06/21 57,784,500 26,894,235 -   - -   -
17354 Credit Suisse AG - Sunny Optical European Warrants Jan 2018A HKD 2.050   0.395   1.580   17,760,000 20,010,050 N/A 2.050   2017/07/19 0.395   2017/07/05 17,760,000 20,010,050 -   - -   -
16218 Credit Suisse AG - Sunny Optical European Warrants Jul 2017A HKD -   -   3.170   0 0 1,080,617 2.900   2017/05/02 0.355   2017/01/04 10,120,000 10,021,800 -   - -   -
25601 Credit Suisse AG - Sunny Optical European Warrants Jun 2018A HKD 0.210   0.184   0.187   11,030,000 2,163,210 N/A 0.210   2017/07/26 0.184   2017/07/31 11,030,000 2,163,210 -   - -   -
15875 Credit Suisse AG - Sunny Optical European Warrants Sep 2017A HKD 2.940   0.560   2.360   23,410,000 21,676,600 N/A 2.940   2017/07/19 0.270   2017/06/06 152,340,000 82,119,050 -   - -   -
16639 Credit Suisse AG - SwireProperties European Warrants Feb18A HKD 0.167   0.118   0.146   6,304,000 890,476 N/A 0.174   2017/06/14 0.107   2017/06/28 14,160,000 2,034,372 -   - -   -
24411 Credit Suisse AG - Techtronic European Warrants Aug 2017 A HKD 0.340   0.340   0.335   50,000 17,000 1,748,861 0.520   2017/05/25 0.172   2017/02/06 37,940,000 10,493,165 -   - -   -
15810 Credit Suisse AG - Techtronic European Warrants Nov 2017 A HKD 0.280   0.146   0.158   22,320,000 4,424,105 N/A 0.290   2017/06/02 0.146   2017/07/31 37,000,000 7,991,920 -   - -   -
18785 Credit Suisse AG - Tencent Holdings Euro Put Wts Aug 2017 A HKD -   -   0.010   0 0 172,236,435 0.139   2017/01/06 0.010   2017/04/21 31,618,400,000 2,791,251,470 -   - -   -
27152 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A HKD -   -   0.018   0 0 0 -   - -   - 0 0 0.187   2016/05/13 0.053   2016/10/03
15922 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 B HKD -   -   0.020   0 0 1,000,070 0.179   2017/01/03 0.016   2017/05/18 6,965,920,000 811,248,290 -   - -   -
23474 Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 G HKD 0.139   0.083   0.087   2,730,810,000 271,572,380 N/A 0.139   2017/07/21 0.083   2017/07/31 2,730,810,000 271,572,380 -   - -   -
25582 Credit Suisse AG - Tencent Holdings Euro Put Wts Jan 2018 E HKD 0.228   0.218   0.155   500,000 110,000 N/A 0.228   2017/07/26 0.218   2017/07/26 500,000 110,000 -   - -   -
25880 Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 A HKD -   -   0.020   0 0 N/A 0.138   2017/02/03 0.030   2017/05/10 32,740,000 3,139,480 -   - -   -
12584 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 A HKD 0.028   0.010   0.010   17,120,000 265,730 N/A 0.184   2017/04/11 0.010   2017/07/17 18,040,490,000 1,541,109,360 -   - -   -
15743 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 C HKD 0.108   0.018   0.015   193,720,000 14,431,690 N/A 0.133   2017/05/18 0.018   2017/07/25 24,801,750,000 2,385,964,280 -   - -   -
16093 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 D HKD 0.160   0.025   0.026   7,675,390,000 820,845,160 N/A 0.191   2017/06/01 0.025   2017/07/31 34,813,100,000 3,638,920,330 -   - -   -
16724 Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 F HKD 0.193   0.042   0.043   3,114,020,000 238,625,420 N/A 0.193   2017/07/05 0.042   2017/07/31 3,138,020,000 241,970,980 -   - -   -
28762 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 C HKD 0.010   0.010   0.010   3,230,000 32,300 N/A 0.260   2017/03/01 0.010   2017/07/05 13,741,720,000 1,403,580,850 -   - -   -
15401 Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 F HKD 0.063   0.013   0.013   12,740,000 374,680 N/A 0.125   2017/05/11 0.013   2017/07/31 18,873,640,000 1,548,995,550 -   - -   -
23121 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 B HKD 0.580   0.580   1.020   300,000 174,000 9,322,592 0.650   2017/05/22 0.130   2017/01/24 350,580,000 60,066,290 -   - -   -
15486 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 C HKD 4.230   0.670   4.190   29,129,000 75,032,550 N/A 4.230   2017/07/31 0.670   2017/07/05 208,295,000 374,085,360 -   - -   -
15657 Credit Suisse AG - Tencent Holdings European Wts Aug 2017 D HKD 1.610   0.109   1.500   50,114,000 38,710,363 N/A 1.610   2017/07/31 0.109   2017/07/05 4,320,443,000 2,499,529,703 -   - -   -
15396 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 C HKD 0.470   0.226   0.530   3,790,000 1,707,480 N/A 0.470   2017/07/24 0.212   2017/05/16 26,630,000 7,937,200 -   - -   -
16684 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 D HKD 0.315   0.097   0.305   16,864,980,000 2,177,203,960 N/A 0.315   2017/07/31 0.097   2017/07/05 30,843,050,000 4,569,527,060 -   - -   -
16723 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 E HKD 0.850   0.295   0.820   3,340,743,000 2,165,022,940 N/A 0.850   2017/07/31 0.295   2017/07/04 3,340,743,000 2,165,022,940 -   - -   -
18067 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 F HKD 0.340   0.148   0.330   31,100,000 6,572,240 N/A 0.340   2017/07/31 0.148   2017/07/11 31,100,000 6,572,240 -   - -   -
24345 Credit Suisse AG - Tencent Holdings European Wts Dec 2017 H HKD 0.255   0.221   0.260   12,280,000 2,820,710 N/A 0.255   2017/07/31 0.221   2017/07/28 12,280,000 2,820,710 -   - -   -
15216 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 A HKD 0.415   0.227   0.500   1,580,000 447,540 N/A 0.415   2017/07/19 0.200   2017/05/11 28,570,000 7,073,890 -   - -   -
15398 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 B HKD 0.390   0.193   0.485   1,610,000 409,830 N/A 0.390   2017/07/19 0.193   2017/07/05 21,740,000 5,544,460 -   - -   -
15742 Credit Suisse AG - Tencent Holdings European Wts Feb 2018 C HKD 0.390   0.169   0.440   9,510,000 2,245,590 N/A 0.390   2017/07/25 0.169   2017/07/05 133,920,000 32,171,120 -   - -   -
14918 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 A HKD 0.660   0.247   0.660   10,950,000 4,396,930 N/A 0.660   2017/07/31 0.247   2017/07/05 196,310,000 69,597,780 -   - -   -
15998 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 B HKD 0.385   0.128   0.375   58,950,000 13,660,560 N/A 0.385   2017/07/31 0.128   2017/07/05 5,901,020,000 1,258,990,470 -   - -   -
16095 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 C HKD 0.310   0.115   0.305   122,450,000 23,076,660 N/A 0.310   2017/07/31 0.115   2017/07/05 1,592,150,000 274,534,190 -   - -   -
16247 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 D HKD 0.246   0.078   0.235   19,201,700,000 3,221,141,710 N/A 0.246   2017/07/31 0.078   2017/07/05 61,253,460,000 9,312,960,270 -   - -   -
25596 Credit Suisse AG - Tencent Holdings European Wts Jan 2018 F HKD 0.248   0.240   0.250   210,000 51,400 N/A 0.248   2017/07/27 0.240   2017/07/26 210,000 51,400 -   - -   -
11116 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 A HKD 1.140   0.760   1.140   3,990,000 4,048,200 10,102,068 1.140   2017/07/25 0.158   2017/01/04 551,200,000 131,739,160 0.405   2016/09/23 0.128   2016/12/23
13170 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 B HKD -   -   0.550   0 0 593,008,725 0.590   2017/06/27 0.040   2017/03/03 53,768,630,000 3,560,537,490 0.224   2016/09/13 0.029   2016/12/20
14376 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 C HKD 0.660   0.510   0.800   440,000 269,400 431,428,270 0.660   2017/07/18 0.079   2017/01/04 31,310,690,000 3,265,923,100 0.136   2016/11/29 0.062   2016/12/28
14982 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 D HKD -   -   0.800   0 0 28,619,007 0.760   2017/06/20 0.097   2017/01/04 32,874,430,000 4,083,265,540 0.123   2016/12/09 0.076   2016/12/23
15240 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 E HKD -   -   0.900   0 0 24,051,963 0.950   2017/06/09 0.120   2017/01/04 8,363,670,000 1,156,468,390 0.136   2016/12/30 0.094   2016/12/23
16197 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 F HKD -   -   8.060   0 0 8,738,363 7.220   2017/06/07 1.180   2017/01/23 33,391,000 64,542,080 -   - -   -
26635 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 G HKD -   -   4.840   0 0 N/A 4.560   2017/06/26 0.355   2017/03/03 2,992,962,000 1,984,466,960 -   - -   -
12184 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 H HKD -   -   1.580   0 0 N/A 1.620   2017/06/27 0.144   2017/05/08 7,259,057,000 2,073,276,762 -   - -   -
13003 Credit Suisse AG - Tencent Holdings European Wts Jul 2017 I HKD 1.780   0.090   1.600   73,151,000 42,989,008 N/A 1.780   2017/07/25 0.090   2017/07/10 4,484,178,000 1,676,603,068 -   - -   -
13368 Credit Suisse AG - Tencent Holdings European Wts Jul 2018 A HKD 0.420   0.190   0.415   17,110,000 5,299,800 N/A 0.420   2017/07/31 0.144   2017/04/07 10,569,550,000 2,830,260,590 -   - -   -
15217 Credit Suisse AG - Tencent Holdings European Wts Jun 2018 A HKD 0.450   0.194   0.445   47,300,000 13,256,340 N/A 0.450   2017/07/31 0.192   2017/05/11 15,036,130,000 3,246,000,540 -   - -   -
16129 Credit Suisse AG - Tencent Holdings European Wts Jun 2018 B HKD 0.290   0.177   0.285   29,450,000 7,355,200 N/A 0.290   2017/07/31 0.177   2017/07/03 35,740,000 8,617,750 -   - -   -
16254 Credit Suisse AG - Tencent Holdings European Wts Mar 2018 B HKD 0.250   0.095   0.245   591,050,000 133,315,220 N/A 0.250   2017/07/31 0.095   2017/07/05 597,050,000 134,375,920 -   - -   -
14220 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 B HKD -   -   0.740   0 0 N/A 0.435   2017/06/14 0.170   2017/04/27 24,810,000 5,933,260 -   - -   -
16094 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 E HKD 0.340   0.090   0.330   198,060,000 34,636,290 N/A 0.340   2017/07/31 0.090   2017/07/05 21,424,960,000 3,495,427,360 -   - -   -
16881 Credit Suisse AG - Tencent Holdings European Wts Nov 2017 G HKD 0.320   0.067   0.248   10,190,340,000 1,145,438,050 N/A 0.320   2017/07/28 0.067   2017/07/05 21,228,890,000 2,591,947,940 -   - -   -
13576 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A HKD 0.620   0.180   0.620   24,080,000 8,604,350 1,156,892,812 0.620   2017/07/31 0.065   2017/03/03 72,518,880,000 6,941,356,870 0.224   2016/10/03 0.101   2016/11/15
26660 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 B HKD 0.770   0.410   0.810   1,270,000 622,100 N/A 0.770   2017/07/28 0.102   2017/03/03 351,470,000 58,201,340 -   - -   -
12916 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 D HKD 0.670   0.215   0.660   21,680,000 9,734,750 N/A 0.670   2017/07/31 0.103   2017/04/03 22,631,670,000 3,216,573,450 -   - -   -
14726 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 E HKD 0.570   0.165   0.550   211,310,000 74,619,360 N/A 0.570   2017/07/31 0.115   2017/05/08 18,813,080,000 2,616,686,600 -   - -   -
16128 Credit Suisse AG - Tencent Holdings European Wts Oct 2017 G HKD 1.270   0.275   1.210   7,093,000 4,219,985 N/A 1.270   2017/07/31 0.275   2017/07/04 306,111,000 230,263,605 -   - -   -
11364 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A HKD 1.050   1.050   1.160   10,000 10,500 6,589,418 1.050   2017/07/26 0.176   2017/01/04 378,580,000 85,464,230 0.430   2016/09/23 0.142   2016/12/28
12347 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B HKD 0.970   0.620   1.050   620,000 483,100 12,738,288 0.970   2017/07/25 0.129   2017/01/04 556,920,000 105,821,910 0.350   2016/09/23 0.105   2016/12/23
13344 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C HKD 0.750   0.250   0.750   9,640,000 4,008,900 720,647,097 0.750   2017/07/31 0.054   2017/03/09 50,021,890,000 4,326,610,250 0.235   2016/09/23 0.038   2016/12/23
16160 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 D HKD -   -   1.110   0 0 6,203,913 0.730   2017/05/22 0.172   2017/01/24 259,220,000 54,774,630 -   - -   -
29131 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 E HKD 0.610   0.244   0.700   2,870,000 1,080,100 N/A 0.610   2017/07/26 0.080   2017/03/23 38,446,740,000 3,764,626,910 -   - -   -
16096 Credit Suisse AG - Tencent Holdings European Wts Sep 2017 F HKD 1.130   0.115   1.000   46,548,000 21,077,511 N/A 1.130   2017/07/31 0.115   2017/07/05 3,451,040,000 2,145,091,681 -   - -   -
23004 Credit Suisse AG - Tracker Fund European Warrants Aug 2018 A HKD 0.250   0.206   0.214   6,070,000 1,431,620 N/A 0.250   2017/07/24 0.206   2017/07/31 6,070,000 1,431,620 -   - -   -
16257 Credit Suisse AG - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.485   0 0 20,050 0.300   2017/04/18 0.213   2017/01/04 166,050,000 39,284,795 -   - -   -
13021 Credit Suisse AG - WH Group European Warrants Oct 2017 A HKD 0.500   0.210   0.209   7,046,000 2,332,829 N/A 0.510   2017/06/29 0.210   2017/07/31 17,640,000 6,986,675 -   - -   -
16637 Credit Suisse AG - Wharf European Warrants Dec 2017 A HKD 0.163   0.113   0.143   13,508,000 1,881,083 N/A 0.305   2017/06/14 0.113   2017/07/12 19,442,000 3,030,084 -   - -   -
20015 Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A HKD 0.216   0.127   0.184   60,598,000 9,921,056 6,089,356 0.216   2017/07/20 0.077   2017/05/18 330,812,000 40,620,182 0.173   2016/10/24 0.060   2016/01/14
14232 Credit Suisse AG - Yanzhou Coal European Warrants Nov 2017 A HKD 0.470   0.175   0.350   9,128,000 2,852,306 N/A 0.470   2017/07/19 0.089   2017/05/24 16,508,000 4,420,254 -   - -   -
11197 Credit Suisse AG - Yuexiu Property European Wts Feb 2018 A HKD 0.181   0.117   0.156   22,188,000 3,425,894 N/A 0.255   2017/03/15 0.094   2017/05/18 46,954,000 6,874,248 -   - -   -
12477 Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A HKD 0.250   0.121   0.215   33,352,000 5,517,574 6,496,514 0.250   2017/07/20 0.079   2017/05/23 239,862,000 39,131,686 0.305   2016/09/09 0.133   2016/12/28
26913 Credit Suisse AG - Zhaojin Mining European Warrants Aug 17 A HKD -   -   0.010   0 0 N/A 0.860   2017/02/27 0.029   2017/06/21 41,210,500 8,419,848 -   - -   -
15416 Credit Suisse AG - Zhaojin Mining European Warrants Nov 17 A HKD 0.380   0.260   0.305   3,855,500 1,202,060 N/A 0.680   2017/05/18 0.260   2017/07/28 6,892,000 2,703,245 -   - -   -
28213 Credit Suisse AG - Zijin Mining European Warrants Aug 2017 A HKD 0.018   0.010   0.010   2,790,000 37,436 N/A 0.250   2017/03/20 0.010   2017/07/26 108,136,000 17,658,506 -   - -   -
16689 Credit Suisse AG - Zijin Mining European Warrants Dec 2017 A HKD 0.335   0.179   0.285   50,376,000 12,297,144 N/A 0.335   2017/07/19 0.179   2017/07/12 57,760,000 13,968,140 -   - -   -
15964 Credit Suisse AG - Zijin Mining European Warrants Jul 2017 A HKD 0.090   0.015   0.010   23,508,000 1,150,854 3,392,959 0.495   2017/03/17 0.015   2017/07/21 135,178,000 23,253,522 -   - -   -
26345 Credit Suisse AG - Zijin Mining European Warrants Mar 2018 A HKD 0.247   0.198   0.242   3,148,000 700,338 N/A 0.247   2017/07/31 0.198   2017/07/28 3,148,000 700,338 -   - -   -
15114 Credit Suisse AG - Zijin Mining European Warrants Sep 2017 A HKD 0.107   0.036   0.088   19,040,000 1,628,606 N/A 0.132   2017/05/18 0.036   2017/07/14 39,546,000 3,614,558 -   - -   -
11889 Credit Suisse AG - ZTE European Warrants Dec 2017 A HKD 0.560   0.485   0.510   808,000 402,500 N/A 0.560   2017/07/24 0.195   2017/05/11 132,752,000 31,763,980 -   - -   -
16685 Credit Suisse AG - ZTE European Warrants Feb 2018 A HKD 0.360   0.196   0.295   107,378,000 26,214,640 N/A 0.360   2017/07/25 0.196   2017/07/05 132,794,000 32,646,804 -   - -   -
17145 Credit Suisse AG - ZTE European Warrants Feb 2018 B HKD 0.350   0.205   0.295   46,948,000 13,677,706 N/A 0.350   2017/07/25 0.205   2017/07/18 47,356,000 13,779,508 -   - -   -
14248 Credit Suisse AG - ZTE European Warrants Oct 2017 A HKD 0.740   0.510   0.730   370,000 234,100 5,379,325 0.740   2017/07/25 0.180   2017/03/10 166,108,000 37,195,568 0.305   2016/12/29 0.207   2016/12/19
25671 Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B HKD -   -   0.010   0 0 42,595 0.078   2017/01/03 0.011   2017/05/25 9,374,000 411,800 0.243   2016/02/12 0.080   2016/12/30
16127 Goldman Sachs SP (Asia) - A50 China European Wts Aug 2017 A HKD 1.280   0.500   1.280   1,031,000 1,032,605 22,879,378 1.280   2017/07/31 0.131   2017/05/09 415,399,600 138,138,078 -   - -   -
25958 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A HKD 0.350   0.270   0.350   9,878,000 3,276,515 9,613,740 0.350   2017/07/24 0.144   2017/01/03 372,627,000 68,992,507 0.234   2016/01/05 0.111   2016/06/24
16398 Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 C HKD 0.800   0.355   0.790   53,294,400 33,612,458 N/A 0.800   2017/07/31 0.330   2017/06/06 86,080,700 47,484,101 -   - -   -
23803 Goldman Sachs SP (Asia) - A50 China European Wts Jan 2018 A HKD 0.325   0.270   0.320   24,197,600 7,139,693 N/A 0.325   2017/07/31 0.270   2017/07/24 24,197,600 7,139,693 -   - -   -
16802 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 A HKD 0.415   0.219   0.400   108,213,800 38,496,945 N/A 0.415   2017/07/17 0.219   2017/07/04 114,081,800 40,312,633 -   - -   -
17163 Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 B HKD 0.870   0.480   1.060   960,000 538,395 N/A 0.870   2017/07/14 0.480   2017/07/05 992,200 558,521 -   - -   -
14631 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 A HKD -   -   1.520   0 0 N/A 0.800   2017/06/23 0.280   2017/05/05 13,155,000 6,660,142 -   - -   -
17162 Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 B HKD 0.600   0.234   0.600   26,896,800 12,112,450 N/A 0.600   2017/07/31 0.234   2017/07/05 27,232,800 12,223,380 -   - -   -
17275 Goldman Sachs SP (Asia) - A50 China European Wts Sep 2018 A HKD 0.175   0.134   0.174   60,196,000 9,902,295 N/A 0.175   2017/07/31 0.134   2017/07/06 60,196,000 9,902,295 -   - -   -
14854 Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Dec 2017 A HKD 0.400   0.196   0.275   1,020,000 289,850 N/A 0.400   2017/07/20 0.166   2017/05/18 8,160,000 1,867,650 -   - -   -
26396 Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Mar 2018 A HKD 0.148   0.127   0.143   30,165,000 4,181,710 N/A 0.148   2017/07/27 0.127   2017/07/28 30,165,000 4,181,710 -   - -   -
14868 Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Sep 2017 A HKD 0.270   0.087   0.138   48,910,000 6,612,110 N/A 0.275   2017/05/02 0.076   2017/05/18 124,685,000 17,652,355 -   - -   -
15987 Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2017 A HKD 0.350   0.163   0.295   17,819,000 4,154,396 7,118,101 0.415   2017/02/16 0.163   2017/07/10 162,106,000 42,762,696 -   - -   -
17191 Goldman Sachs SP (Asia) - Agri Bk European Wts Nov 2017 A HKD 0.173   0.072   0.135   75,804,000 10,121,219 N/A 0.173   2017/07/17 0.072   2017/07/10 75,804,000 10,121,219 -   - -   -
25982 Goldman Sachs SP (Asia) - AIA European Warrants Aug 2017 A HKD 0.700   0.500   0.740   126,000 78,300 N/A 0.700   2017/07/27 0.069   2017/04/19 8,355,312,000 1,109,681,208 -   - -   -
16927 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 A HKD 0.650   0.315   0.680   15,684,000 6,294,110 N/A 0.650   2017/07/31 0.315   2017/07/10 23,352,000 9,591,050 -   - -   -
17047 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 B HKD 0.350   0.138   0.345   137,368,000 32,550,328 N/A 0.350   2017/07/31 0.138   2017/07/07 142,376,000 33,717,982 -   - -   -
17192 Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 C HKD 0.136   0.065   0.136   135,988,000 14,301,894 N/A 0.136   2017/07/31 0.065   2017/07/10 135,988,000 14,301,894 -   - -   -
26646 Goldman Sachs SP (Asia) - AIA European Warrants Jan 2018 A HKD 0.247   0.199   0.214   15,828,000 3,476,590 N/A 0.247   2017/07/28 0.199   2017/07/31 15,828,000 3,476,590 -   - -   -
14633 Goldman Sachs SP (Asia) - AIA European Warrants Jul 2017 A HKD 0.660   0.660   1.030   10,000 6,600 N/A 0.710   2017/05/11 0.295   2017/04/26 3,800,000 2,155,540 -   - -   -
15744 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2017 A HKD 0.250   0.079   0.246   300,226,000 52,694,576 N/A 0.250   2017/07/31 0.079   2017/07/04 417,576,000 68,692,140 -   - -   -
26658 Goldman Sachs SP (Asia) - AIA European Warrants Nov 2017 B HKD 0.202   0.146   0.202   18,866,000 3,288,132 N/A 0.202   2017/07/31 0.146   2017/07/28 18,866,000 3,288,132 -   - -   -
15149 Goldman Sachs SP (Asia) - AIA European Warrants Oct 2017 A HKD 0.390   0.115   0.390   244,488,000 51,435,022 N/A 0.390   2017/07/31 0.115   2017/07/04 666,340,000 129,987,878 -   - -   -
29242 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 A HKD 0.630   0.193   0.630   61,406,000 17,744,012 N/A 0.630   2017/07/31 0.094   2017/04/19 364,758,000 78,028,800 -   - -   -
11310 Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 B HKD 0.860   0.560   0.900   44,000 27,800 N/A 0.860   2017/07/31 0.148   2017/04/19 138,938,000 27,121,998 -   - -   -
14822 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A HKD 0.048   0.010   0.035   19,359,000 548,164 39,083,029 0.241   2017/02/16 0.010   2017/07/10 2,115,681,000 240,750,376 0.144   2016/12/08 0.069   2016/12/28
29459 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 B HKD 0.018   0.010   0.010   7,104,000 95,939 N/A 0.129   2017/03/17 0.010   2017/07/19 1,954,888,000 173,547,362 -   - -   -
17113 Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2018 A HKD 0.204   0.123   0.186   36,416,000 6,300,412 N/A 0.204   2017/07/17 0.123   2017/07/07 37,126,000 6,409,077 -   - -   -
15514 Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2017 A HKD 0.197   0.083   0.178   228,955,000 33,732,462 N/A 0.232   2017/06/05 0.083   2017/07/10 469,928,000 73,970,091 -   - -   -
15606 Goldman Sachs SP (Asia) - BOCL European Warrants Jan 2018 A HKD 0.150   0.066   0.138   175,628,000 19,191,022 N/A 0.191   2017/05/15 0.066   2017/07/10 377,417,000 43,453,420 -   - -   -
15493 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 A HKD 0.155   0.017   0.100   5,978,000 524,293 8,872,550 0.375   2017/02/16 0.017   2017/07/10 530,068,000 65,111,118 0.150   2016/12/30 0.111   2016/12/28
27566 Goldman Sachs SP (Asia) - BOCL European Warrants Jul 2017 B HKD 0.069   0.010   0.010   90,320,000 2,972,093 N/A 0.340   2017/02/16 0.010   2017/07/18 1,292,208,000 114,559,284 -   - -   -
20542 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2018 A HKD 0.330   0.244   0.295   8,674,000 2,493,559 N/A 0.330   2017/07/17 0.244   2017/07/25 8,674,000 2,493,559 -   - -   -
22474 Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2018 B HKD 0.315   0.260   0.310   4,174,000 1,191,110 N/A 0.315   2017/07/31 0.260   2017/07/25 4,174,000 1,191,110 -   - -   -
16928 Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 A HKD 0.200   0.120   0.185   33,740,000 5,598,686 N/A 0.255   2017/06/23 0.120   2017/07/07 36,934,000 6,262,972 -   - -   -
17003 Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 B HKD 0.111   0.062   0.086   33,090,000 2,984,202 N/A 0.139   2017/06/27 0.062   2017/07/10 35,032,000 3,198,081 -   - -   -
28563 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 A HKD 0.057   0.019   0.044   27,973,000 1,193,811 N/A 0.206   2017/02/24 0.019   2017/07/10 333,611,000 40,923,145 -   - -   -
17111 Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 B HKD 0.260   0.120   0.250   102,329,000 17,638,060 N/A 0.260   2017/07/27 0.120   2017/07/10 108,531,000 18,763,836 -   - -   -
16820 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 A HKD 0.265   0.077   0.239   90,096,000 15,275,477 10,876,334 0.450   2017/02/23 0.077   2017/07/10 408,319,000 66,534,977 -   - -   -
11898 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 B HKD 0.021   0.010   0.013   3,696,000 62,071 N/A 0.159   2017/03/21 0.010   2017/07/31 79,059,000 3,691,566 -   - -   -
14274 Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 C HKD 0.102   0.025   0.094   137,110,000 9,860,065 N/A 0.146   2017/05/17 0.025   2017/07/10 530,964,000 47,659,000 -   - -   -
12740 Goldman Sachs SP (Asia) - BYD European Warrants Sep 2017 A HKD 0.415   0.300   0.305   14,195,000 5,093,175 N/A 0.530   2017/06/27 0.206   2017/05/23 103,355,000 37,044,960 -   - -   -
16803 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Apr 2018 A HKD 0.197   0.142   0.172   100,946,000 16,934,308 N/A 0.200   2017/06/29 0.142   2017/07/12 104,038,000 17,496,970 -   - -   -
22462 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2017 A HKD 0.255   0.199   0.236   103,442,000 23,651,896 N/A 0.255   2017/07/20 0.199   2017/07/18 103,442,000 23,651,896 -   - -   -
16369 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2018 A HKD 0.360   0.270   0.360   28,584,000 9,101,680 N/A 0.360   2017/07/31 0.205   2017/06/15 36,132,000 10,859,272 -   - -   -
26430 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2018 B HKD 0.148   0.114   0.143   15,896,000 2,030,898 N/A 0.148   2017/07/31 0.114   2017/07/27 15,896,000 2,030,898 -   - -   -
15829 Goldman Sachs SP (Asia) - CAM CSI300 European Wts Sep 2017 A HKD 0.435   0.234   0.435   3,124,000 1,018,060 5,068,353 0.435   2017/07/31 0.093   2017/05/11 188,040,000 33,112,760 -   - -   -
16340 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Dec 2017 A HKD 0.219   0.063   0.064   121,694,000 16,403,310 N/A 0.219   2017/07/07 0.063   2017/07/31 263,884,000 42,638,768 -   - -   -
16888 Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Oct 2017 B HKD 0.305   0.071   0.081   115,233,000 14,152,993 N/A 0.305   2017/07/05 0.071   2017/07/27 137,109,000 19,424,198 -   - -   -
26714 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 A HKD 0.335   0.034   0.248   246,136,000 44,194,170 N/A 0.405   2017/02/28 0.034   2017/07/10 807,283,000 137,649,028 -   - -   -
28768 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 B HKD 0.044   0.010   0.023   15,791,000 473,871 N/A 0.241   2017/02/23 0.010   2017/07/11 3,166,238,000 333,103,039 -   - -   -
11627 Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 C HKD 0.219   0.022   0.154   168,056,000 19,934,928 N/A 0.340   2017/03/21 0.022   2017/07/10 940,888,000 115,476,576 -   - -   -
17112 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 B HKD 0.370   0.144   0.350   100,374,000 24,697,755 N/A 0.370   2017/07/13 0.144   2017/07/10 106,345,000 26,028,657 -   - -   -
18862 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 C HKD 0.510   0.360   0.440   40,498,000 16,536,550 N/A 0.510   2017/07/27 0.360   2017/07/18 40,498,000 16,536,550 -   - -   -
22499 Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 D HKD 0.280   0.176   0.240   74,415,000 15,960,839 N/A 0.280   2017/07/27 0.176   2017/07/18 74,415,000 15,960,839 -   - -   -
18816 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2018 A HKD 0.600   0.510   0.590   3,256,000 1,772,670 N/A 0.600   2017/07/26 0.510   2017/07/21 3,256,000 1,772,670 -   - -   -
23108 Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2018 B HKD 0.212   0.147   0.189   50,352,000 8,692,736 N/A 0.212   2017/07/27 0.147   2017/07/26 50,352,000 8,692,736 -   - -   -
15489 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 A HKD 0.720   0.610   0.720   4,000 2,660 1,717,438 0.750   2017/02/23 0.315   2017/02/08 43,282,000 18,510,440 0.500   2016/12/30 0.305   2016/12/23
26794 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 B HKD 0.420   0.360   0.435   124,000 48,840 N/A 0.540   2017/03/21 0.197   2017/05/24 44,408,000 14,227,694 -   - -   -
28922 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 C HKD 0.026   0.010   0.010   8,952,000 155,974 N/A 0.255   2017/02/27 0.010   2017/07/12 4,212,191,000 536,040,574 -   - -   -
11616 Goldman Sachs SP (Asia) - CC Bank European Wts Jul 2017 D HKD 0.255   0.010   0.156   81,462,000 9,468,144 N/A 0.405   2017/03/21 0.010   2017/07/10 266,430,000 41,259,978 -   - -   -
16476 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 A HKD 0.209   0.071   0.181   205,312,000 33,295,646 N/A 0.211   2017/06/08 0.071   2017/07/10 273,249,000 43,919,314 -   - -   -
16521 Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 B HKD 0.094   0.028   0.080   58,546,000 4,102,912 N/A 0.099   2017/06/12 0.028   2017/07/10 67,668,000 4,696,771 -   - -   -
14375 Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2017 A HKD 0.110   0.026   0.090   104,058,000 8,083,125 N/A 0.141   2017/06/05 0.026   2017/07/10 296,300,000 26,065,018 -   - -   -
14728 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A HKD 0.180   0.027   0.160   71,680,000 6,188,668 36,575,223 0.325   2017/03/21 0.027   2017/07/10 1,459,831,000 230,733,664 0.241   2016/12/30 0.122   2016/12/23
16339 Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 B HKD 0.280   0.057   0.245   210,032,000 35,247,247 N/A 0.320   2017/06/05 0.057   2017/07/10 343,537,000 56,735,536 -   - -   -
27467 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A HKD 0.029   0.010   0.010   16,070,000 286,470 7,684,248 0.108   2017/03/23 0.010   2017/07/31 665,740,000 46,227,710 0.239   2016/04/22 0.042   2016/12/22
16587 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 B HKD -   -   1.450   0 0 2,783,253 2.360   2017/03/24 0.930   2017/02/03 14,863,000 22,013,440 -   - -   -
11325 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Jul 2017 A HKD 0.225   0.130   0.219   11,250,000 2,226,260 1,715,723 0.300   2017/03/23 0.087   2017/01/04 71,310,000 11,969,080 0.218   2016/08/15 0.080   2016/12/20
14426 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A HKD 0.170   0.155   0.160   1,280,000 204,280 805,465 0.275   2017/03/23 0.116   2017/01/04 88,190,000 13,113,440 0.175   2016/11/29 0.107   2016/12/23
25173 Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A HKD -   -   0.270   0 0 522,730 0.365   2017/04/06 0.156   2017/01/03 33,920,000 6,946,480 0.275   2016/03/30 0.132   2016/01/21
17114 Goldman Sachs SP (Asia) - Ch Overseas European Wts Feb 2018A HKD 0.280   0.118   0.255   177,180,000 34,608,760 N/A 0.280   2017/07/27 0.112   2017/06/30 179,220,000 34,872,220 -   - -   -
14517 Goldman Sachs SP (Asia) - Ch Overseas European Wts Jul 2017A HKD 0.325   0.046   0.275   15,100,000 3,029,040 5,337,343 0.325   2017/07/20 0.035   2017/06/30 373,500,000 48,729,700 0.250   2016/11/30 0.086   2016/12/29
16293 Goldman Sachs SP (Asia) - Ch Overseas European Wts Nov 2017A HKD 0.465   0.152   0.415   3,140,000 950,060 N/A 0.465   2017/07/27 0.133   2017/06/30 220,800,000 39,139,000 -   - -   -
26397 Goldman Sachs SP (Asia) - Ch Overseas European Wts Nov 2017B HKD 0.173   0.134   0.156   70,740,000 11,161,600 N/A 0.173   2017/07/27 0.134   2017/07/28 70,740,000 11,161,600 -   - -   -
15985 Goldman Sachs SP (Asia) - Ch Overseas European Wts Oct 2017A HKD 0.300   0.057   0.249   108,060,000 15,151,280 17,743,913 0.300   2017/07/27 0.044   2017/05/11 838,100,000 117,530,660 -   - -   -
28273 Goldman Sachs SP (Asia) - China Life Euro Put Wts Aug 2017 B HKD 0.015   0.010   0.010   1,550,000 20,150 N/A 0.148   2017/02/21 0.010   2017/07/10 2,225,130,000 188,603,970 -   - -   -
14228 Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A HKD 0.500   0.360   0.420   200,000 80,800 1,322,583 0.500   2017/07/17 0.176   2017/01/03 80,910,000 19,441,170 0.360   2016/11/28 0.134   2016/11/14
27500 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 A HKD 0.179   0.077   0.109   228,410,000 29,129,220 N/A 0.290   2017/02/15 0.077   2017/07/05 1,420,100,000 215,183,210 -   - -   -
16341 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 B HKD 0.103   0.042   0.058   75,020,000 5,700,990 N/A 0.135   2017/06/02 0.042   2017/07/05 112,380,000 8,747,290 -   - -   -
16504 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 C HKD 0.131   0.052   0.069   161,017,000 14,803,614 N/A 0.132   2017/06/12 0.052   2017/07/05 224,691,000 20,524,599 -   - -   -
17408 Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 D HKD 0.285   0.142   0.197   137,240,000 25,897,000 N/A 0.285   2017/07/17 0.142   2017/07/05 137,240,000 25,897,000 -   - -   -
27104 Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 A HKD 0.204   0.097   0.133   110,230,000 14,796,510 N/A 0.270   2017/02/15 0.097   2017/07/05 942,440,000 152,292,420 -   - -   -
11017 Goldman Sachs SP (Asia) - China Life Euro Wts Jul 2017 A HKD 0.680   0.620   0.640   20,000 13,000 283,167 0.680   2017/07/17 0.218   2017/01/03 11,950,000 3,893,810 0.420   2016/11/30 0.109   2016/07/08
24714 Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2018 A HKD 0.129   0.094   0.100   29,210,000 3,237,710 N/A 0.129   2017/07/24 0.094   2017/07/28 29,210,000 3,237,710 -   - -   -
15250 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 A HKD 0.175   0.064   0.091   240,030,000 25,560,480 N/A 0.175   2017/07/17 0.064   2017/07/05 535,830,000 60,368,620 -   - -   -
16505 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 B HKD 0.132   0.049   0.073   180,090,000 17,173,980 N/A 0.166   2017/06/09 0.049   2017/07/05 256,830,000 24,041,820 -   - -   -
16885 Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 C HKD 0.220   0.098   0.138   244,120,000 35,311,100 N/A 0.220   2017/07/18 0.098   2017/07/05 306,010,000 44,055,260 -   - -   -
15621 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A HKD 0.340   0.249   0.310   1,150,000 337,070 1,868,337 0.425   2017/02/15 0.158   2017/01/03 122,230,000 28,834,030 0.172   2016/12/30 0.153   2016/12/29
15947 Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 B HKD 0.120   0.043   0.058   125,770,000 8,244,570 N/A 0.138   2017/05/23 0.043   2017/07/05 394,520,000 32,292,190 -   - -   -
13355 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A HKD 0.202   0.055   0.087   21,980,000 2,370,050 98,630,375 0.228   2017/02/15 0.055   2017/07/05 3,874,740,000 599,459,020 0.270   2016/09/22 0.057   2016/11/09
26464 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 B HKD 0.187   0.139   0.206   3,540,000 559,960 N/A 0.315   2017/02/16 0.139   2017/07/05 43,780,000 9,734,870 -   - -   -
29115 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 C HKD 0.084   0.024   0.027   38,280,000 1,943,660 N/A 0.141   2017/03/17 0.024   2017/07/31 6,813,010,000 663,029,460 -   - -   -
11304 Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 D HKD 0.140   0.039   0.053   90,950,000 7,291,760 N/A 0.218   2017/03/17 0.039   2017/07/05 1,763,080,000 178,655,320 -   - -   -
25691 Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A HKD 0.107   0.102   0.106   500,000 52,500 3,591,725 0.147   2017/01/03 0.089   2017/03/21 230,150,000 26,488,550 0.209   2016/02/11 0.088   2016/10/11
11641 Goldman Sachs SP (Asia) - China Mobile Euro Wts Aug 2017 A HKD -   -   0.011   0 0 N/A 0.330   2017/03/21 0.011   2017/06/19 5,149,075,000 645,849,325 -   - -   -
22482 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A HKD -   -   0.010   0 0 633,675 0.027   2017/02/01 0.011   2017/06/09 204,250,000 4,430,400 0.094   2016/07/21 0.017   2016/12/29
17550 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 B HKD 0.138   0.080   0.109   31,710,000 3,638,925 N/A 0.138   2017/07/24 0.080   2017/07/07 31,710,000 3,638,925 -   - -   -
22517 Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 C HKD 0.243   0.179   0.187   98,260,000 20,405,520 N/A 0.243   2017/07/21 0.179   2017/07/20 98,260,000 20,405,520 -   - -   -
18127 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jan 2018 A HKD 0.465   0.305   0.375   51,125,000 19,690,325 N/A 0.465   2017/07/24 0.305   2017/07/12 51,125,000 19,690,325 -   - -   -
26839 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jan 2018 B HKD 0.192   0.180   0.183   3,040,000 554,250 N/A 0.192   2017/07/31 0.180   2017/07/31 3,040,000 554,250 -   - -   -
23233 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 A HKD -   -   0.015   0 0 0 -   - -   - 0 0 0.051   2016/09/09 0.016   2016/11/10
29621 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 B HKD -   -   0.010   0 0 N/A 0.335   2017/03/23 0.010   2017/06/14 1,775,815,000 326,416,880 -   - -   -
11637 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 C HKD -   -   0.010   0 0 N/A 0.510   2017/03/20 0.010   2017/06/27 356,545,000 43,467,530 -   - -   -
14259 Goldman Sachs SP (Asia) - China Mobile Euro Wts Jul 2017 D HKD 0.022   0.010   0.010   19,220,000 287,390 N/A 0.260   2017/04/21 0.010   2017/07/18 309,300,000 43,703,480 -   - -   -
24460 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A HKD 0.015   0.010   0.011   55,850,000 635,750 46,341,783 0.044   2017/02/02 0.010   2017/07/31 8,600,400,000 281,159,350 0.124   2016/09/09 0.027   2016/12/28
16738 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 B HKD 0.224   0.088   0.176   278,240,000 47,425,570 N/A 0.290   2017/06/19 0.088   2017/07/13 309,750,000 54,126,840 -   - -   -
24459 Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A HKD 0.046   0.029   0.041   247,050,000 8,360,250 32,146,900 0.096   2017/02/02 0.029   2017/07/05 3,526,700,000 227,602,900 0.172   2016/09/09 0.066   2016/12/28
15515 Goldman Sachs SP (Asia) - China Mobile Euro Wts Oct 2017 A HKD 0.118   0.053   0.089   115,225,000 8,420,270 N/A 0.315   2017/05/23 0.053   2017/07/06 244,865,000 29,965,195 -   - -   -
14845 Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 A HKD 0.065   0.022   0.035   10,280,000 374,220 N/A 0.152   2017/05/05 0.022   2017/07/12 134,970,000 14,525,235 -   - -   -
16260 Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 B HKD 0.043   0.016   0.031   5,640,000 172,990 N/A 0.123   2017/06/02 0.016   2017/07/06 18,410,000 1,023,950 -   - -   -
27447 Goldman Sachs SP (Asia) - China Railway Euro Wts Jul 2017 A HKD -   -   0.010   0 0 1,316,203 0.061   2017/03/21 0.011   2017/05/29 189,890,000 8,308,090 0.165   2016/04/20 0.030   2016/12/29
29113 Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A HKD 0.027   0.016   0.015   19,180,000 431,150 1,330,662 0.106   2017/03/21 0.015   2017/06/29 123,690,000 8,628,690 0.128   2016/06/16 0.047   2016/10/04
25440 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A HKD -   -   1.040   0 0 2,148,192 0.800   2017/03/20 0.335   2017/01/03 36,590,000 17,306,550 0.520   2016/11/10 0.159   2016/01/21
11041 Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A HKD 0.460   0.460   0.680   750,000 345,000 5,030,218 0.460   2017/07/04 0.129   2017/01/03 288,585,000 55,055,240 0.310   2016/11/01 0.117   2016/12/29
16882 Goldman Sachs SP (Asia) - China Tel European Wts Dec 2017 A HKD 0.220   0.159   0.164   15,256,000 2,851,138 N/A 0.260   2017/06/27 0.159   2017/07/25 20,960,000 4,169,912 -   - -   -
11241 Goldman Sachs SP (Asia) - China Tel European Wts Sep 2017 A HKD 0.060   0.027   0.027   23,894,000 1,129,162 N/A 0.255   2017/03/20 0.027   2017/07/31 564,898,000 91,466,332 -   - -   -
23235 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A HKD 0.208   0.178   0.181   690,000 135,560 2,208,915 0.228   2017/06/23 0.083   2017/03/02 117,670,000 13,253,492 0.208   2016/04/15 0.062   2016/08/05
17159 Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 B HKD 0.465   0.190   0.320   30,048,000 10,281,560 N/A 0.485   2017/06/30 0.190   2017/07/07 30,880,000 10,671,570 -   - -   -
28456 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A HKD 0.280   0.190   0.245   2,840,000 709,660 1,913,963 0.280   2017/07/03 0.093   2017/01/16 647,040,000 69,522,920 0.176   2016/10/11 0.083   2016/08/04
20587 Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 B HKD 1.120   0.790   0.830   11,572,000 10,965,480 N/A 1.120   2017/07/25 0.790   2017/07/31 11,572,000 10,965,480 -   - -   -
19418 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A HKD 0.048   0.015   0.032   113,340,000 3,860,320 17,697,793 0.069   2017/06/23 0.015   2017/07/07 2,073,580,000 106,665,040 0.121   2016/03/30 0.027   2016/11/14
16294 Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 B HKD 0.700   0.202   0.435   63,028,000 27,728,490 N/A 0.970   2017/06/23 0.202   2017/07/07 86,560,000 44,599,850 -   - -   -
16853 Goldman Sachs SP (Asia) - China Unicom Euro Wts Sep 2017 A HKD 1.410   0.620   1.160   5,116,000 4,077,560 46,531,027 1.410   2017/07/24 0.510   2017/03/08 426,660,000 280,310,520 -   - -   -
16124 Goldman Sachs SP (Asia) - CITIC Bank European Wts Dec 2017 A HKD 0.240   0.105   0.197   49,303,000 7,537,653 6,061,112 0.610   2017/02/23 0.105   2017/07/10 215,885,000 40,015,794 -   - -   -
11703 Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A HKD 0.029   0.021   0.024   11,544,000 292,760 458,729 0.082   2017/02/15 0.021   2017/07/18 91,796,000 5,012,193 0.160   2016/07/26 0.058   2016/12/29
25675 Goldman Sachs SP (Asia) - CITIC European Warrants Jul 2017 A HKD 0.029   0.010   0.010   12,845,000 196,508 3,316,978 0.075   2017/02/15 0.010   2017/07/20 677,906,000 33,213,234 0.221   2016/01/20 0.057   2016/12/29
28050 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A HKD 0.111   0.084   0.105   11,870,000 1,149,910 2,160,332 0.165   2017/06/07 0.058   2017/04/19 176,100,000 19,777,740 0.260   2016/08/15 0.110   2016/12/23
16555 Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 B HKD 0.340   0.223   0.260   9,918,000 2,541,540 2,511,322 0.950   2017/01/12 0.223   2017/07/10 37,881,000 17,701,360 -   - -   -
14623 Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A HKD 0.036   0.030   0.030   225,000 7,485 393,742 0.068   2017/01/05 0.015   2017/02/06 81,380,000 3,705,150 0.174   2016/11/30 0.045   2016/12/23
15832 Goldman Sachs SP (Asia) - CITIC Sec European Wts Dec 2017 A HKD 0.095   0.067   0.072   59,935,000 4,840,105 7,384,062 0.260   2017/01/11 0.067   2017/07/18 380,285,000 55,842,680 -   - -   -
16337 Goldman Sachs SP (Asia) - CKH European Wts Dec 2017 A HKD 0.340   0.198   0.290   35,140,000 9,289,365 N/A 0.420   2017/06/02 0.198   2017/07/05 49,000,000 13,381,415 -   - -   -
28491 Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A HKD 0.105   0.093   0.106   1,300,000 132,900 5,117,565 0.113   2017/05/25 0.058   2017/04/18 990,085,000 71,573,095 0.164   2016/09/09 0.054   2016/07/06
16146 Goldman Sachs SP (Asia) - CKH European Wts Oct 2017 A HKD 0.640   0.300   0.610   3,640,000 1,700,450 9,564,163 0.700   2017/05/25 0.295   2017/04/21 127,780,000 61,778,125 -   - -   -
23181 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A HKD 0.020   0.014   0.017   6,335,000 122,335 95,177 0.027   2017/06/07 0.010   2017/03/28 30,345,000 614,310 0.060   2016/04/28 0.016   2016/12/28
16883 Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 B HKD 0.255   0.171   0.209   76,550,000 16,609,660 N/A 0.260   2017/06/26 0.171   2017/07/05 77,940,000 16,949,350 -   - -   -
16779 Goldman Sachs SP (Asia) - CKP European Warrants Nov 2017 A HKD -   -   1.000   0 0 581,083 1.030   2017/06/20 0.440   2017/03/09 6,410,000 3,486,500 -   - -   -
25492 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2017 A HKD 0.325   0.265   0.265   7,375,000 2,088,720 N/A 0.325   2017/07/27 0.265   2017/07/31 7,375,000 2,088,720 -   - -   -
26642 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2017 B HKD 0.168   0.151   0.155   13,320,000 2,092,570 N/A 0.168   2017/07/31 0.151   2017/07/28 13,320,000 2,092,570 -   - -   -
24833 Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A HKD 0.169   0.143   0.157   16,700,000 2,587,300 6,725,000 0.330   2017/01/09 0.142   2017/06/27 208,370,000 43,646,100 0.385   2016/10/20 0.112   2016/01/21
28315 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 A HKD -   -   0.039   0 0 N/A 0.158   2017/02/22 0.034   2017/05/23 117,481,000 13,527,152 -   - -   -
11075 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.213   2017/03/29 0.010   2017/06/08 1,882,810,000 296,310,777 -   - -   -
26379 Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A HKD 0.076   0.056   0.068   134,980,000 8,965,920 17,182,838 0.210   2017/01/18 0.056   2017/07/25 1,085,710,000 111,797,690 0.260   2016/10/20 0.149   2016/08/03
28480 Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A HKD 0.022   0.016   0.019   19,330,000 348,760 44,543,630 0.122   2017/01/06 0.013   2017/06/28 5,978,780,000 342,170,660 0.168   2016/10/24 0.084   2016/11/09
16590 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 A HKD 0.175   0.095   0.117   136,233,000 17,392,552 N/A 0.242   2017/06/13 0.095   2017/07/25 166,529,000 22,965,381 -   - -   -
16961 Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 B HKD 0.410   0.228   0.275   50,999,000 15,420,600 N/A 0.410   2017/07/04 0.228   2017/07/25 55,037,000 16,617,415 -   - -   -
15254 Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2017 A HKD 0.063   0.025   0.038   22,558,000 783,409 N/A 0.214   2017/05/16 0.021   2017/06/30 71,781,000 6,849,023 -   - -   -
11528 Goldman Sachs SP (Asia) - CNOOC European Warrants Sep 2017 A HKD 0.050   0.022   0.026   13,150,000 477,413 N/A 0.450   2017/04/07 0.022   2017/07/24 287,278,000 54,260,495 -   - -   -
26281 Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A HKD -   -   0.255   0 0 1,462,883 0.390   2017/03/21 0.270   2017/01/16 30,090,000 10,142,050 0.375   2016/12/07 0.206   2016/03/01
28574 Goldman Sachs SP (Asia) - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 592,432 0.057   2017/01/23 0.010   2017/05/10 113,880,000 5,013,670 0.178   2016/06/07 0.040   2016/12/29
25178 Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A HKD -   -   0.031   0 0 57,382 0.082   2017/03/02 0.041   2017/05/12 6,730,000 448,950 0.246   2016/01/19 0.060   2016/12/30
17161 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2017 A HKD 0.920   0.430   0.870   55,499,800 41,967,979 N/A 0.920   2017/07/25 0.430   2017/07/04 55,598,600 42,025,039 -   - -   -
23786 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jan 2018 A HKD 0.385   0.320   0.350   46,098,800 16,415,804 N/A 0.385   2017/07/25 0.320   2017/07/26 46,098,800 16,415,804 -   - -   -
15966 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jul 2017 A HKD 1.820   1.130   1.820   290,000 460,500 33,455,459 1.820   2017/07/24 0.168   2017/05/08 496,667,400 202,320,398 -   - -   -
16801 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Nov 2017 A HKD 0.550   0.260   0.500   75,956,000 34,986,966 N/A 0.550   2017/07/25 0.238   2017/06/20 84,564,000 37,526,489 -   - -   -
28036 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A HKD 0.410   0.360   0.410   5,310,000 2,171,800 2,568,943 0.410   2017/07/28 0.172   2017/01/03 112,928,000 24,276,654 0.270   2016/08/16 0.172   2016/05/30
14624 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 B HKD 1.790   0.940   1.720   24,247,000 35,926,844 N/A 1.790   2017/07/24 0.325   2017/05/09 67,491,600 73,604,528 -   - -   -
16397 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 C HKD 0.780   0.315   0.710   50,959,200 29,051,276 N/A 0.780   2017/07/25 0.275   2017/06/16 95,972,000 46,678,883 -   - -   -
26512 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A HKD 0.216   0.141   0.211   14,846,000 2,748,176 2,115,955 0.216   2017/07/25 0.070   2017/05/08 127,976,000 14,841,980 0.176   2016/03/03 0.095   2016/12/20
28835 Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B HKD 0.184   0.122   0.178   20,572,000 3,065,340 2,453,876 0.184   2017/07/25 0.062   2017/05/09 144,144,000 15,857,136 0.142   2016/08/15 0.089   2016/12/29
27532 Goldman Sachs SP (Asia) - Evergrande European Wts Jul 2017 A HKD -   -   0.720   0 0 3,676,163 1.040   2017/06/06 0.017   2017/03/06 98,510,000 22,229,510 0.164   2016/04/25 0.020   2016/11/14
11271 Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A HKD 0.238   0.200   0.233   695,000 149,925 1,688,226 0.350   2017/06/09 0.178   2017/04/19 73,810,000 17,253,695 0.460   2016/09/21 0.230   2016/12/29
14972 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Aug 2017 A HKD 0.270   0.118   0.200   4,840,000 809,920 N/A 0.435   2017/06/14 0.071   2017/05/18 130,500,000 18,701,690 -   - -   -
25497 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2017 A HKD 0.179   0.139   0.162   48,340,000 7,837,270 N/A 0.179   2017/07/31 0.139   2017/07/26 48,340,000 7,837,270 -   - -   -
24754 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Nov 2017 A HKD 0.510   0.400   0.455   13,440,000 5,900,400 N/A 0.510   2017/07/25 0.400   2017/07/26 13,440,000 5,900,400 -   - -   -
15158 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 A HKD 0.216   0.098   0.182   252,450,000 38,247,800 N/A 0.305   2017/06/20 0.068   2017/05/19 510,910,000 93,015,440 -   - -   -
16808 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 B HKD 0.161   0.072   0.127   220,090,000 24,850,580 N/A 0.204   2017/06/21 0.072   2017/07/04 295,020,000 37,066,640 -   - -   -
17928 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 C HKD 0.315   0.180   0.280   136,030,000 31,342,090 N/A 0.315   2017/07/25 0.180   2017/07/17 136,030,000 31,342,090 -   - -   -
16145 Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2017 A HKD -   -   0.930   0 0 6,242,333 0.710   2017/04/26 0.265   2017/02/08 143,170,000 52,834,750 -   - -   -
14011 Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A HKD 0.900   0.560   0.940   2,530,000 2,168,600 3,379,651 0.900   2017/07/18 0.105   2017/01/04 279,440,000 48,819,420 0.199   2016/11/03 0.089   2016/12/28
26841 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Apr 2018 A HKD 0.132   0.121   0.124   27,860,000 3,532,270 N/A 0.132   2017/07/31 0.121   2017/07/31 27,860,000 3,532,270 -   - -   -
11974 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A HKD 0.152   0.067   0.086   79,210,000 7,598,550 7,990,195 0.229   2017/06/13 0.022   2017/05/05 671,885,000 52,067,055 0.173   2016/08/09 0.047   2016/12/28
16103 Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Jan 2018 A HKD 2.400   1.680   2.060   5,106,500 9,460,105 N/A 2.770   2017/06/13 0.870   2017/05/29 16,677,000 26,193,830 -   - -   -
13354 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A HKD -   -   0.012   0 0 449,997 0.076   2017/01/13 0.010   2017/04/28 143,588,000 8,420,748 0.152   2016/09/22 0.049   2016/12/23
16104 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Jan 2018 A HKD 0.800   0.485   0.530   11,896,000 7,763,496 N/A 0.930   2017/05/31 0.485   2017/07/27 19,619,200 13,587,908 -   - -   -
16155 Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Oct 2017 A HKD 0.024   0.014   0.016   1,800,000 34,336 2,801,595 0.193   2017/01/13 0.014   2017/07/04 203,168,000 20,197,880 -   - -   -
29335 Goldman Sachs SP (Asia) - HKEX European Put Wts Aug 2017 B HKD 0.010   0.010   0.010   170,000 1,700 N/A 0.152   2017/03/07 0.010   2017/07/05 703,020,000 52,407,280 -   - -   -
23613 Goldman Sachs SP (Asia) - HKEX European Put Wts Mar 2018 B HKD 0.135   0.110   0.119   80,640,000 9,848,760 N/A 0.135   2017/07/20 0.110   2017/07/27 80,640,000 9,848,760 -   - -   -
15759 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C HKD 0.010   0.010   0.010   1,410,000 14,100 25,542,563 0.141   2017/01/04 0.010   2017/07/13 3,664,350,000 167,454,820 0.147   2016/12/30 0.137   2016/12/30
15608 Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 D HKD 0.046   0.011   0.011   51,200,000 1,302,900 N/A 0.112   2017/05/16 0.011   2017/07/31 159,180,000 6,354,360 -   - -   -
27992 Goldman Sachs SP (Asia) - HKEX European Warrants Aug 2017 A HKD 0.230   0.027   0.183   89,730,000 9,271,080 N/A 0.230   2017/07/21 0.027   2017/07/07 6,630,610,000 554,752,090 -   - -   -
24927 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 A HKD -   -   0.360   0 0 20,797,520 0.265   2017/02/17 0.116   2017/05/09 682,900,000 124,997,980 -   - -   -
11303 Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 B HKD 0.240   0.084   0.240   408,130,000 49,086,110 N/A 0.240   2017/07/31 0.065   2017/05/09 953,600,000 107,736,240 -   - -   -
27820 Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 A HKD 0.203   0.082   0.194   233,420,000 31,981,180 N/A 0.203   2017/07/31 0.060   2017/05/08 606,040,000 72,465,670 -   - -   -
14256 Goldman Sachs SP (Asia) - HKEX European Warrants Jan 2018 A HKD 0.280   0.122   0.285   89,320,000 14,171,500 N/A 0.280   2017/07/31 0.097   2017/05/09 255,820,000 37,788,050 -   - -   -
13473 Goldman Sachs SP (Asia) - HKEX European Warrants Jul 2017 A HKD -   -   0.010   0 0 302,049,995 0.073   2017/02/16 0.010   2017/06/19 35,724,090,000 1,814,042,300 0.174   2016/10/11 0.036   2016/12/28
17274 Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2018 A HKD 0.315   0.150   0.315   38,790,000 7,692,750 N/A 0.315   2017/07/31 0.150   2017/07/07 38,790,000 7,692,750 -   - -   -
16522 Goldman Sachs SP (Asia) - HKEX European Warrants May 2018 A HKD 0.187   0.093   0.178   316,390,000 48,722,120 N/A 0.187   2017/07/27 0.080   2017/06/16 399,100,000 56,805,080 -   - -   -
21511 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 A HKD 0.209   0.069   0.202   360,780,000 42,047,070 25,766,692 0.209   2017/07/21 0.051   2017/05/09 1,409,320,000 159,010,060 -   - -   -
27567 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 B HKD 0.194   0.060   0.186   279,260,000 27,086,390 N/A 0.194   2017/07/31 0.046   2017/05/09 1,331,250,000 130,867,100 -   - -   -
23603 Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 C HKD 0.790   0.560   0.620   10,716,000 7,068,000 N/A 0.790   2017/07/27 0.560   2017/07/20 10,716,000 7,068,000 -   - -   -
11522 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 A HKD 0.420   0.178   0.415   208,820,000 59,708,800 N/A 0.420   2017/07/31 0.127   2017/05/09 645,570,000 142,960,870 -   - -   -
17004 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 B HKD 1.000   0.315   0.910   28,950,000 20,502,355 N/A 1.000   2017/07/27 0.315   2017/07/10 32,188,000 21,964,475 -   - -   -
26640 Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 C HKD 0.350   0.290   0.325   1,860,000 587,800 N/A 0.350   2017/07/31 0.290   2017/07/31 1,860,000 587,800 -   - -   -
26991 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A HKD 0.230   0.046   0.221   196,740,000 24,521,290 26,443,975 0.230   2017/07/31 0.036   2017/05/09 2,054,440,000 183,533,520 0.295   2016/04/25 0.080   2016/12/28
14942 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B HKD 0.075   0.019   0.059   180,780,000 9,027,310 4,249,662 0.086   2017/02/16 0.019   2017/07/07 485,830,000 28,250,760 0.112   2016/12/09 0.062   2016/12/28
15948 Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 E HKD 0.810   0.181   0.710   109,667,000 48,004,166 N/A 0.810   2017/07/21 0.181   2017/07/11 140,458,000 58,191,378 -   - -   -
23797 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A HKD 0.022   0.010   0.018   4,360,000 79,660 153,213 0.037   2017/02/15 0.010   2017/07/05 50,160,000 1,054,580 0.050   2016/09/22 0.015   2016/05/16
26701 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 B HKD 0.810   0.700   0.720   6,560,000 4,998,800 N/A 0.810   2017/07/20 0.590   2017/02/09 7,380,000 5,600,940 -   - -   -
17002 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2018 A HKD 0.500   0.300   0.440   15,036,000 7,085,230 N/A 0.500   2017/07/19 0.300   2017/07/10 15,200,000 7,139,380 -   - -   -
25878 Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A HKD 0.135   0.103   0.129   4,000,000 479,660 1,093,983 0.135   2017/07/17 0.070   2017/05/09 95,980,000 9,135,360 0.113   2016/01/04 0.040   2016/05/16
21577 Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2017 B HKD 0.249   0.131   0.138   140,656,000 29,095,260 N/A 0.249   2017/07/17 0.131   2017/07/31 140,656,000 29,095,260 -   - -   -
16588 Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2017 C HKD 0.110   0.032   0.034   69,076,000 4,908,200 N/A 0.230   2017/06/15 0.032   2017/07/31 160,396,000 21,817,764 -   - -   -
15827 Goldman Sachs SP (Asia) - HSBC European Put Wts Oct 2017 B HKD 0.025   0.019   0.013   476,000 10,704 N/A 0.117   2017/05/18 0.019   2017/07/04 19,804,000 1,447,612 -   - -   -
29562 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 A HKD 0.750   0.242   0.720   130,312,000 56,362,576 N/A 0.750   2017/07/31 0.055   2017/04/24 619,704,000 112,733,072 -   - -   -
14269 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 B HKD 0.950   0.690   1.060   728,000 633,600 N/A 0.950   2017/07/27 0.087   2017/04/24 130,396,000 27,688,044 -   - -   -
14847 Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 C HKD -   -   1.170   0 0 N/A 0.360   2017/05/12 0.172   2017/05/02 1,776,000 344,256 -   - -   -
17619 Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2017 A HKD 0.455   0.226   0.435   37,136,000 11,914,012 N/A 0.455   2017/07/31 0.226   2017/07/07 37,136,000 11,914,012 -   - -   -
21624 Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 A HKD 0.270   0.166   0.246   64,752,000 13,015,060 N/A 0.270   2017/07/31 0.166   2017/07/21 64,752,000 13,015,060 -   - -   -
23735 Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 B HKD 0.235   0.168   0.196   27,812,000 5,645,684 N/A 0.235   2017/07/26 0.168   2017/07/24 27,812,000 5,645,684 -   - -   -
16518 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 A HKD -   -   1.100   0 0 7,443,459 0.460   2017/06/06 0.141   2017/04/24 223,328,000 52,008,656 -   - -   -
26929 Goldman Sachs SP (Asia) - HSBC European Warrants Jul 2017 B HKD 0.680   0.450   0.610   7,132,000 4,259,120 N/A 0.680   2017/07/11 0.045   2017/04/24 1,824,536,000 234,021,280 -   - -   -
15355 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 A HKD -   -   0.970   0 0 N/A 0.660   2017/06/30 0.239   2017/06/21 23,916,000 7,561,820 -   - -   -
16262 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 B HKD 0.395   0.152   0.350   371,076,000 82,852,612 N/A 0.395   2017/07/31 0.067   2017/06/23 419,380,000 89,097,664 -   - -   -
16848 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 D HKD 0.700   0.325   0.680   35,908,000 14,107,280 N/A 0.700   2017/07/31 0.125   2017/06/26 60,104,000 18,724,592 -   - -   -
17621 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 E HKD 0.280   0.140   0.255   241,004,000 47,804,672 N/A 0.280   2017/07/31 0.140   2017/07/07 241,004,000 47,804,672 -   - -   -
18117 Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 F HKD 0.210   0.126   0.193   215,404,000 35,101,400 N/A 0.210   2017/07/31 0.126   2017/07/12 215,404,000 35,101,400 -   - -   -
15775 Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2017 A HKD 0.510   0.199   0.495   161,168,000 44,025,240 N/A 0.510   2017/07/31 0.073   2017/06/26 248,136,000 55,596,392 -   - -   -
17769 Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2017 C HKD 0.245   0.144   0.225   314,524,000 55,448,736 N/A 0.245   2017/07/31 0.144   2017/07/10 314,524,000 55,448,736 -   - -   -
28561 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 A HKD 0.300   0.078   0.275   328,720,000 59,685,592 N/A 0.300   2017/07/31 0.025   2017/06/26 482,288,000 71,722,380 -   - -   -
29564 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 B HKD 0.530   0.204   0.530   8,784,000 3,442,180 N/A 0.530   2017/07/31 0.044   2017/04/21 255,080,000 29,017,436 -   - -   -
14260 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 C HKD 0.920   0.430   0.920   1,452,000 949,600 N/A 0.920   2017/07/31 0.088   2017/04/24 241,408,000 47,179,888 -   - -   -
14852 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 D HKD -   -   1.190   0 0 N/A 0.420   2017/06/07 0.184   2017/05/02 11,864,000 3,277,160 -   - -   -
16697 Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 E HKD 0.690   0.680   0.790   900,000 615,320 N/A 0.690   2017/07/26 0.128   2017/06/26 67,104,000 11,675,060 -   - -   -
27810 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 A HKD -   -   0.010   0 0 N/A 0.122   2017/03/03 0.010   2017/06/15 3,886,970,000 336,436,190 -   - -   -
28923 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 C HKD 0.022   0.010   0.010   17,260,000 291,570 N/A 0.168   2017/03/10 0.010   2017/07/11 3,598,620,000 424,713,490 -   - -   -
29247 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 D HKD 0.012   0.010   0.010   4,430,000 47,980 N/A 0.168   2017/03/03 0.010   2017/07/07 4,341,660,000 388,322,130 -   - -   -
14283 Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 F HKD 0.030   0.010   0.010   32,230,000 696,960 N/A 0.119   2017/04/26 0.010   2017/07/21 177,170,000 6,789,630 -   - -   -
15828 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 B HKD 0.107   0.035   0.035   10,760,000 464,620 N/A 0.161   2017/05/19 0.035   2017/07/31 14,660,000 938,880 -   - -   -
15830 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 C HKD 0.081   0.025   0.025   39,280,000 1,099,620 N/A 0.115   2017/05/19 0.025   2017/07/31 49,400,000 1,882,790 -   - -   -
16649 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 E HKD 0.223   0.082   0.084   30,250,000 3,622,080 N/A 0.249   2017/06/14 0.082   2017/07/31 32,520,000 4,070,400 -   - -   -
17169 Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 G HKD 0.235   0.059   0.059   8,250,000 770,130 N/A 0.235   2017/07/05 0.059   2017/07/31 8,250,000 770,130 -   - -   -
16956 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2018 B HKD 0.122   0.044   0.044   3,540,000 310,100 N/A 0.147   2017/06/28 0.044   2017/07/31 4,330,000 418,080 -   - -   -
24932 Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2018 D HKD 0.122   0.115   0.115   120,000 13,930 N/A 0.122   2017/07/31 0.115   2017/07/31 120,000 13,930 -   - -   -
23875 Goldman Sachs SP (Asia) - HSI European Put Wts Jul 2017 C HKD -   -   0.010   0 0 19,918,103 0.140   2017/01/24 0.011   2017/05/09 2,583,800,000 123,861,650 -   - -   -
14964 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 B HKD 0.054   0.013   0.013   34,900,000 597,520 N/A 0.116   2017/05/05 0.013   2017/07/31 40,620,000 1,010,980 -   - -   -
16142 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 C HKD 0.105   0.029   0.029   37,720,000 2,369,660 N/A 0.121   2017/05/26 0.029   2017/07/31 44,920,000 3,099,910 -   - -   -
16335 Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 D HKD 0.119   0.033   0.034   89,170,000 5,192,090 N/A 0.126   2017/06/02 0.033   2017/07/31 118,020,000 8,154,450 -   - -   -
11492 Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2017 A HKD 0.027   0.011   0.011   26,060,000 531,020 N/A 0.117   2017/03/17 0.011   2017/07/14 1,487,050,000 141,862,780 -   - -   -
29285 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 B HKD 0.023   0.010   0.010   54,900,000 593,090 N/A 0.157   2017/03/06 0.010   2017/07/13 3,814,990,000 386,169,850 -   - -   -
11283 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 D HKD 0.014   0.010   0.010   1,660,000 18,480 N/A 0.116   2017/03/17 0.010   2017/07/26 1,864,800,000 134,910,540 -   - -   -
15677 Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 E HKD 0.062   0.011   0.011   51,350,000 1,917,280 N/A 0.121   2017/05/17 0.011   2017/07/28 109,710,000 5,138,280 -   - -   -
28116 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 B HKD 0.335   0.161   0.430   40,560,000 8,381,220 N/A 0.335   2017/07/19 0.063   2017/04/19 8,555,650,000 965,221,530 -   - -   -
11481 Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 E HKD 0.385   0.385   0.530   50,000 19,250 N/A 0.385   2017/07/12 0.146   2017/04/19 471,740,000 96,092,330 -   - -   -
14962 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 A HKD 0.202   0.160   0.310   1,780,000 298,700 N/A 0.202   2017/07/11 0.107   2017/05/04 11,360,000 1,816,310 -   - -   -
16005 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 D HKD 0.225   0.103   0.255   9,570,000 1,568,420 N/A 0.225   2017/07/24 0.103   2017/07/05 20,150,000 3,201,520 -   - -   -
16849 Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 F HKD 0.214   0.110   0.241   4,520,000 643,580 N/A 0.237   2017/06/27 0.110   2017/07/05 6,860,000 1,161,650 -   - -   -
16948 Goldman Sachs SP (Asia) - HSI European Warrants Feb 2018 A HKD 0.192   0.089   0.192   10,610,000 1,466,350 N/A 0.192   2017/07/31 0.089   2017/07/05 11,910,000 1,638,770 -   - -   -
16336 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2018 A HKD 0.208   0.086   0.208   12,450,000 1,848,100 N/A 0.208   2017/07/31 0.086   2017/07/05 17,130,000 2,469,890 -   - -   -
24790 Goldman Sachs SP (Asia) - HSI European Warrants Jan 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16013 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 A HKD -   -   0.550   0 0 8,149,985 0.435   2017/06/05 0.171   2017/01/04 607,000,000 117,559,200 -   - -   -
22863 Goldman Sachs SP (Asia) - HSI European Warrants Jul 2017 B HKD -   -   0.500   0 0 87,032,292 0.231   2017/05/18 0.101   2017/02/03 3,686,940,000 541,796,830 -   - -   -
14278 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16953 Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 B HKD 0.139   0.066   0.139   12,610,000 1,248,310 N/A 0.142   2017/06/27 0.066   2017/07/05 14,930,000 1,527,380 -   - -   -
12364 Goldman Sachs SP (Asia) - HSI European Warrants Nov 2017 A HKD 0.231   0.112   0.280   8,460,000 1,166,990 N/A 0.231   2017/07/19 0.058   2017/04/19 1,996,510,000 177,422,670 -   - -   -
14282 Goldman Sachs SP (Asia) - HSI European Warrants Oct 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16011 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 A HKD -   -   0.660   0 0 30,641,525 0.290   2017/02/23 0.172   2017/01/16 1,352,190,000 282,783,500 -   - -   -
11115 Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 C HKD 0.325   0.121   0.350   3,770,000 612,390 N/A 0.325   2017/07/27 0.056   2017/04/19 2,804,040,000 261,074,540 -   - -   -
27533 Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A HKD -   -   0.031   0 0 146,587 0.072   2017/02/15 0.023   2017/03/30 19,600,000 904,320 0.109   2016/04/25 0.032   2016/08/05
11234 Goldman Sachs Sp (Asia) - ICBC European Warrants Aug 2017 A HKD 0.238   0.015   0.200   184,279,000 25,560,959 N/A 0.238   2017/07/27 0.015   2017/07/10 662,320,000 62,355,865 -   - -   -
16925 Goldman Sachs Sp (Asia) - ICBC European Warrants Feb 2018 A HKD 0.255   0.088   0.246   181,988,000 37,253,900 N/A 0.255   2017/07/31 0.088   2017/07/10 199,394,000 39,698,401 -   - -   -
23777 Goldman Sachs Sp (Asia) - ICBC European Warrants Jan 2018 A HKD 0.320   0.265   0.290   25,055,000 7,186,085 N/A 0.320   2017/07/27 0.265   2017/07/24 25,055,000 7,186,085 -   - -   -
25171 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 A HKD 0.530   0.480   0.500   178,000 88,200 1,186,833 0.590   2017/02/20 0.300   2017/05/05 37,060,000 14,234,080 0.740   2016/09/22 0.101   2016/05/23
15494 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 B HKD -   -   0.600   0 0 1,033,378 0.460   2017/02/24 0.194   2017/02/08 37,028,000 10,077,797 0.255   2016/12/30 0.247   2016/12/30
26448 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 C HKD 0.200   0.012   0.195   60,228,000 5,455,507 N/A 0.270   2017/02/16 0.012   2017/07/11 1,331,104,000 174,575,042 -   - -   -
28558 Goldman Sachs Sp (Asia) - ICBC European Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.153   2017/02/23 0.010   2017/06/26 2,981,677,000 224,957,682 -   - -   -
15349 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 A HKD 0.159   0.037   0.132   143,265,000 17,875,038 N/A 0.159   2017/07/27 0.037   2017/07/10 199,051,000 23,122,834 -   - -   -
15873 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 B HKD 0.380   0.096   0.350   146,588,000 30,369,066 N/A 0.380   2017/07/27 0.096   2017/07/10 467,200,000 85,579,035 -   - -   -
17115 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 C HKD 0.415   0.119   0.405   109,439,000 21,583,806 N/A 0.415   2017/07/31 0.119   2017/07/10 120,463,000 23,964,078 -   - -   -
18809 Goldman Sachs Sp (Asia) - ICBC European Warrants Nov 2017 D HKD 0.520   0.365   0.520   4,286,000 1,723,760 N/A 0.520   2017/07/31 0.365   2017/07/17 4,286,000 1,723,760 -   - -   -
11900 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 A HKD 0.089   0.023   0.076   91,414,000 6,352,227 N/A 0.174   2017/03/21 0.023   2017/07/10 132,013,000 9,394,346 -   - -   -
14976 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 B HKD 0.210   0.046   0.179   287,428,000 40,452,330 N/A 0.210   2017/07/27 0.046   2017/07/10 415,634,000 53,560,292 -   - -   -
16553 Goldman Sachs Sp (Asia) - ICBC European Warrants Oct 2017 C HKD 0.152   0.025   0.133   210,508,000 24,499,543 N/A 0.152   2017/07/27 0.025   2017/07/10 230,662,000 25,553,029 -   - -   -
14270 Goldman Sachs Sp (Asia) - ICBC European Warrants Sep 2017 A HKD 0.152   0.023   0.135   55,269,000 3,948,668 N/A 0.152   2017/07/27 0.023   2017/07/11 204,245,000 14,515,565 -   - -   -
15820 Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2017 A HKD 0.445   0.265   0.355   2,770,000 912,650 5,094,148 0.580   2017/04/28 0.195   2017/02/24 118,090,000 35,711,090 -   - -   -
16101 Goldman Sachs SP (Asia) - Kingsoft European Wts Oct 2017 A HKD 0.091   0.040   0.053   40,750,000 2,704,220 N/A 0.149   2017/06/09 0.040   2017/07/05 88,950,000 7,627,270 -   - -   -
26824 Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A HKD 0.016   0.014   0.016   5,060,000 77,840 153,393 0.032   2017/02/15 0.013   2017/02/21 48,580,000 1,013,320 0.162   2016/03/18 0.025   2016/12/13
14374 Goldman Sachs SP (Asia) - Lenovo European Wts Aug 2017 A HKD 0.062   0.018   0.022   19,486,000 890,312 N/A 0.225   2017/04/24 0.018   2017/07/31 248,816,000 28,354,430 -   - -   -
16845 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 A HKD 0.114   0.094   0.099   3,040,000 318,470 21,974,169 0.460   2017/01/16 0.094   2017/07/28 572,430,000 135,733,854 -   - -   -
22552 Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 B HKD 0.430   0.255   0.255   21,918,000 6,865,700 N/A 0.430   2017/07/21 0.255   2017/07/31 21,918,000 6,865,700 -   - -   -
16887 Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2017 A HKD 0.162   0.094   0.095   56,746,000 6,977,214 N/A 0.162   2017/07/21 0.094   2017/07/28 64,306,000 8,001,576 -   - -   -
16099 Goldman Sachs SP (Asia) - Lenovo European Wts Sep 2017 A HKD 0.055   0.034   0.034   14,168,000 649,704 N/A 0.128   2017/05/25 0.034   2017/07/28 47,832,000 3,696,700 -   - -   -
16840 Goldman Sachs SP (Asia) - Minsheng Bank Euro Wts Jul 2017 A HKD -   -   0.019   0 0 1,232,668 0.900   2017/02/16 0.016   2017/05/09 26,478,000 7,983,298 -   - -   -
14706 Goldman Sachs SP (Asia) - PetroChina European Wts Aug 2017 A HKD -   -   0.014   0 0 N/A 0.100   2017/04/27 0.011   2017/05/31 37,268,000 1,487,296 -   - -   -
16591 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2017 A HKD 0.172   0.068   0.143   215,518,000 24,827,068 N/A 0.199   2017/06/13 0.068   2017/07/03 269,886,000 31,592,090 -   - -   -
20576 Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2017 B HKD 0.380   0.209   0.280   50,188,000 13,236,116 N/A 0.380   2017/07/27 0.209   2017/07/25 50,188,000 13,236,116 -   - -   -
23601 Goldman Sachs SP (Asia) - PetroChina European Wts Jan 2018 A HKD 0.365   0.217   0.315   17,938,000 5,245,660 N/A 0.365   2017/07/27 0.217   2017/07/25 17,938,000 5,245,660 -   - -   -
25938 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 A HKD -   -   0.020   0 0 N/A 0.245   2017/02/13 0.019   2017/04/20 104,380,000 12,492,688 -   - -   -
11529 Goldman Sachs SP (Asia) - PetroChina European Wts Jul 2017 B HKD 0.010   0.010   0.010   420,000 4,200 N/A 0.201   2017/03/21 0.010   2017/07/04 2,088,000,000 206,095,828 -   - -   -
17005 Goldman Sachs SP (Asia) - PetroChina European Wts Nov 2017 A HKD 0.205   0.096   0.151   333,822,000 46,963,766 N/A 0.205   2017/07/27 0.096   2017/07/25 339,098,000 47,871,368 -   - -   -
15674 Goldman Sachs SP (Asia) - PetroChina European Wts Oct 2017 A HKD 0.055   0.017   0.037   39,872,000 1,377,588 N/A 0.154   2017/05/16 0.013   2017/06/28 164,638,000 9,905,176 -   - -   -
20804 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2018 A HKD 0.196   0.128   0.158   156,640,000 24,280,280 N/A 0.196   2017/07/14 0.128   2017/07/19 156,640,000 24,280,280 -   - -   -
24784 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2018 C HKD 0.370   0.305   0.310   19,925,000 6,628,550 N/A 0.370   2017/07/26 0.305   2017/07/24 19,925,000 6,628,550 -   - -   -
16296 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 C HKD 0.051   0.010   0.010   8,905,000 258,380 N/A 0.089   2017/06/05 0.010   2017/07/21 88,485,000 5,042,415 -   - -   -
16695 Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 F HKD 0.187   0.034   0.045   162,865,000 14,729,060 N/A 0.255   2017/06/15 0.034   2017/07/18 301,745,000 40,231,670 -   - -   -
14771 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A HKD 0.410   0.240   0.370   10,415,000 3,128,725 15,933,813 0.410   2017/07/19 0.055   2017/02/03 7,016,060,000 551,851,030 0.136   2016/12/09 0.067   2016/12/29
14442 Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 B HKD 1.040   1.040   1.310   50,000 52,000 N/A 1.040   2017/07/10 0.131   2017/05/05 106,340,000 19,267,005 -   - -   -
16193 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 A HKD 0.670   0.193   0.560   68,995,000 20,600,990 N/A 0.670   2017/07/18 0.142   2017/05/29 356,995,000 86,349,940 -   - -   -
16960 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 B HKD 0.310   0.087   0.223   214,005,000 45,537,740 N/A 0.310   2017/07/19 0.087   2017/07/04 227,280,000 46,976,430 -   - -   -
21630 Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 C HKD 0.380   0.245   0.285   52,265,000 15,785,305 N/A 0.380   2017/07/19 0.245   2017/07/26 52,265,000 15,785,305 -   - -   -
22493 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 B HKD 0.325   0.175   0.198   82,415,000 17,293,460 N/A 0.325   2017/07/19 0.175   2017/07/26 82,415,000 17,293,460 -   - -   -
25092 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 D HKD 0.207   0.151   0.165   48,260,000 8,281,975 N/A 0.207   2017/07/25 0.151   2017/07/31 48,260,000 8,281,975 -   - -   -
25468 Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 E HKD 0.171   0.127   0.139   6,610,000 1,007,050 N/A 0.171   2017/07/26 0.127   2017/07/31 6,610,000 1,007,050 -   - -   -
16533 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 A HKD -   -   1.450   0 0 10,281,045 0.730   2017/05/31 0.088   2017/04/21 437,515,000 69,320,575 -   - -   -
28458 Goldman Sachs SP (Asia) - Ping An European Wts Jul 2017 B HKD 0.640   0.248   0.940   1,680,000 670,790 N/A 0.640   2017/07/13 0.027   2017/04/20 2,826,310,000 283,956,355 -   - -   -
28277 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 A HKD 0.870   0.405   0.930   1,940,000 1,344,800 N/A 0.870   2017/07/21 0.079   2017/04/21 432,960,000 77,757,485 -   - -   -
15148 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 B HKD 1.050   1.050   1.100   400,000 420,000 N/A 1.050   2017/07/21 0.144   2017/05/08 14,540,000 3,758,845 -   - -   -
16457 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 D HKD 0.550   0.166   0.490   81,550,000 18,584,145 N/A 0.550   2017/07/18 0.157   2017/06/15 347,770,000 78,101,265 -   - -   -
16694 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 E HKD 0.510   0.119   0.385   106,175,000 20,631,665 N/A 0.510   2017/07/17 0.119   2017/07/04 239,025,000 42,356,095 -   - -   -
16771 Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 G HKD 0.410   0.088   0.305   208,070,000 51,500,730 N/A 0.410   2017/07/18 0.088   2017/07/04 299,580,000 63,295,075 -   - -   -
14443 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 A HKD 0.870   0.870   1.210   30,000 26,100 N/A 0.870   2017/07/06 0.149   2017/05/05 64,845,000 14,119,515 -   - -   -
14875 Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 B HKD 0.700   0.236   0.700   4,210,000 1,603,450 N/A 0.700   2017/07/31 0.106   2017/05/12 233,580,000 52,143,980 -   - -   -
27150 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 A HKD 1.090   0.980   1.000   700,000 706,000 N/A 1.090   2017/07/19 0.067   2017/04/20 343,835,000 52,872,370 -   - -   -
16261 Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 B HKD 0.650   0.107   0.500   163,995,000 43,550,985 N/A 0.650   2017/07/19 0.107   2017/07/04 666,335,000 128,399,945 -   - -   -
16809 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2017 A HKD 0.104   0.058   0.078   98,624,000 7,817,344 N/A 0.210   2017/06/21 0.058   2017/07/18 109,216,000 9,095,352 -   - -   -
24728 Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2017 B HKD 0.260   0.199   0.211   71,932,000 16,255,644 N/A 0.260   2017/07/24 0.199   2017/07/28 71,932,000 16,255,644 -   - -   -
11298 Goldman Sachs SP (Asia) - Sands China Euro Wts Jul 2017 A HKD 0.016   0.010   0.010   1,112,000 13,420 N/A 0.211   2017/03/20 0.010   2017/07/14 405,524,000 49,585,480 -   - -   -
15164 Goldman Sachs SP (Asia) - Sands China Euro Wts Nov 2017 A HKD 0.123   0.059   0.102   147,428,000 13,089,124 N/A 0.205   2017/06/20 0.059   2017/07/07 389,868,000 48,654,508 -   - -   -
17935 Goldman Sachs SP (Asia) - Sands China Euro Wts Nov 2017 B HKD 0.194   0.103   0.160   172,812,000 26,295,360 N/A 0.194   2017/07/25 0.103   2017/07/18 172,812,000 26,295,360 -   - -   -
25495 Goldman Sachs SP (Asia) - Sands China Euro Wts Oct 2017 A HKD 0.213   0.146   0.151   50,476,000 8,483,228 N/A 0.213   2017/07/26 0.146   2017/07/31 50,476,000 8,483,228 -   - -   -
26162 Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A HKD -   -   0.410   0 0 122,883 0.375   2017/05/10 0.217   2017/01/03 14,330,000 3,675,740 0.445   2016/09/09 0.145   2016/05/18
24747 Goldman Sachs SP (Asia) - Sinopec Corp Euro Wts Nov 2017 A HKD 0.188   0.125   0.142   70,868,000 11,103,684 N/A 0.188   2017/07/26 0.125   2017/07/25 70,868,000 11,103,684 -   - -   -
16589 Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2017 A HKD -   -   1.480   0 0 11,966,143 1.300   2017/02/02 0.610   2017/04/18 80,914,000 71,807,810 -   - -   -
28292 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A HKD -   -   0.013   0 0 15,048 0.052   2017/01/03 0.014   2017/03/09 14,340,000 481,530 0.095   2016/07/07 0.033   2016/09/06
16844 Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 D HKD 0.310   0.076   0.080   415,200,000 61,061,840 N/A 0.310   2017/07/05 0.076   2017/07/31 535,350,000 83,670,730 -   - -   -
25448 Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2018 D HKD 0.235   0.142   0.147   98,110,000 18,092,610 N/A 0.235   2017/07/26 0.142   2017/07/31 98,110,000 18,092,610 -   - -   -
16100 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 E HKD 0.141   0.027   0.028   227,560,000 18,332,570 N/A 0.198   2017/05/25 0.027   2017/07/31 581,030,000 53,328,740 -   - -   -
16107 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 F HKD 0.094   0.016   0.017   39,430,000 2,071,710 N/A 0.116   2017/05/29 0.016   2017/07/31 207,160,000 13,623,710 -   - -   -
16739 Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 H HKD 0.213   0.037   0.038   316,340,000 35,576,020 N/A 0.213   2017/07/05 0.037   2017/07/31 429,050,000 49,711,110 -   - -   -
14434 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A HKD 0.012   0.011   0.012   320,000 3,700 15,022,330 0.204   2017/01/03 0.010   2017/06/30 2,444,320,000 243,126,750 0.245   2016/12/23 0.195   2016/12/30
15353 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 E HKD 0.052   0.010   0.010   103,160,000 2,934,710 N/A 0.145   2017/05/10 0.010   2017/07/27 802,600,000 39,685,120 -   - -   -
15664 Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 F HKD 0.055   0.010   0.010   25,930,000 824,170 N/A 0.124   2017/05/16 0.010   2017/07/24 330,050,000 14,809,390 -   - -   -
11614 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 E HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.139   2017/03/23 0.010   2017/07/21 3,364,270,000 347,775,810 -   - -   -
14446 Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 G HKD 0.012   0.010   0.010   14,900,000 154,260 N/A 0.118   2017/04/25 0.010   2017/07/13 372,150,000 16,900,790 -   - -   -
15823 Goldman Sachs SP (Asia) - Tencent European Wt Apr 2018 A HKD 0.480   0.209   0.490   24,710,000 6,249,590 N/A 0.480   2017/07/31 0.209   2017/07/05 42,950,000 11,259,960 -   - -   -
17065 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 B HKD 0.990   0.920   1.020   14,670,000 14,119,700 8,100,855 0.990   2017/07/31 0.145   2017/03/03 191,410,000 49,399,970 -   - -   -
29524 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 C HKD 0.810   0.810   0.920   130,000 105,300 N/A 0.810   2017/07/26 0.150   2017/03/15 174,980,000 33,267,930 -   - -   -
14264 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 D HKD 0.820   0.520   0.820   1,110,000 743,400 N/A 0.820   2017/07/31 0.159   2017/04/25 81,370,000 16,429,250 -   - -   -
14371 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 E HKD 4.360   0.720   4.210   6,322,000 14,058,550 N/A 4.360   2017/07/31 0.510   2017/04/24 44,184,000 64,384,850 -   - -   -
14965 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 F HKD 2.620   0.185   2.580   23,715,000 20,946,859 N/A 2.620   2017/07/31 0.185   2017/07/05 195,360,000 140,513,804 -   - -   -
16003 Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 G HKD 1.660   0.125   1.510   49,436,000 31,475,601 N/A 1.660   2017/07/31 0.125   2017/07/05 159,193,000 87,208,086 -   - -   -
16415 Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 B HKD 0.330   0.090   0.320   490,650,000 88,408,830 N/A 0.330   2017/07/31 0.090   2017/07/05 811,790,000 140,061,670 -   - -   -
16477 Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 C HKD 0.248   0.059   0.235   874,490,000 147,010,920 N/A 0.248   2017/07/31 0.059   2017/07/05 1,172,460,000 182,632,720 -   - -   -
18080 Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 E HKD 0.340   0.194   0.420   16,360,000 3,906,560 N/A 0.340   2017/07/24 0.194   2017/07/11 16,360,000 3,906,560 -   - -   -
12199 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 A HKD 0.700   0.300   0.700   3,210,000 1,491,200 N/A 0.700   2017/07/31 0.151   2017/04/07 164,820,000 34,498,900 -   - -   -
15748 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 B HKD 0.520   0.216   0.520   50,310,000 13,917,180 N/A 0.520   2017/07/31 0.216   2017/07/05 76,110,000 20,969,600 -   - -   -
15872 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 C HKD 0.425   0.145   0.425   149,200,000 32,214,590 N/A 0.425   2017/07/31 0.145   2017/07/05 484,370,000 107,680,370 -   - -   -
16891 Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 D HKD 0.375   0.127   0.380   101,670,000 21,827,620 N/A 0.375   2017/07/31 0.127   2017/07/05 115,990,000 24,941,880 -   - -   -
15871 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 A HKD 0.445   0.160   0.455   72,690,000 15,512,740 N/A 0.445   2017/07/31 0.160   2017/07/05 155,250,000 34,839,660 -   - -   -
16770 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 B HKD 0.243   0.072   0.233   543,810,000 97,933,390 N/A 0.243   2017/07/31 0.072   2017/07/05 601,730,000 105,769,520 -   - -   -
18081 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 C HKD 0.395   0.185   0.400   37,600,000 9,150,250 N/A 0.395   2017/07/31 0.185   2017/07/11 37,600,000 9,150,250 -   - -   -
26446 Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 E HKD 0.290   0.249   0.290   4,940,000 1,342,140 N/A 0.290   2017/07/31 0.249   2017/07/27 4,940,000 1,342,140 -   - -   -
14431 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2017 B HKD 0.750   0.610   0.760   400,000 261,000 628,232,030 0.750   2017/07/19 0.073   2017/01/04 37,671,990,000 3,780,055,050 0.095   2016/12/12 0.055   2016/12/28
15604 Goldman Sachs SP (Asia) - Tencent European Wt Jul 2018 A HKD 0.435   0.174   0.430   150,840,000 35,849,420 N/A 0.435   2017/07/31 0.174   2017/07/05 732,470,000 170,645,020 -   - -   -
17582 Goldman Sachs SP (Asia) - Tencent European Wt Jun 2018 A HKD 0.250   0.115   0.243   222,580,000 44,732,860 N/A 0.250   2017/07/31 0.115   2017/07/10 222,580,000 44,732,860 -   - -   -
17276 Goldman Sachs SP (Asia) - Tencent European Wt Mar 2018 A HKD 0.247   0.079   0.237   249,960,000 47,200,880 N/A 0.247   2017/07/31 0.079   2017/07/05 249,960,000 47,200,880 -   - -   -
17214 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 A HKD -   -   1.020   0 0 4,256,812 0.465   2017/05/11 0.177   2017/03/01 159,210,000 33,220,930 -   - -   -
29522 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 B HKD -   -   0.740   0 0 N/A 0.315   2017/05/16 0.132   2017/03/09 139,860,000 27,903,260 -   - -   -
14717 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 C HKD 0.270   0.226   0.570   1,440,000 347,070 N/A 0.340   2017/06/26 0.130   2017/05/05 77,920,000 17,043,900 -   - -   -
15870 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 D HKD 0.315   0.195   0.510   9,890,000 2,177,240 N/A 0.345   2017/05/23 0.195   2017/07/05 23,090,000 5,580,220 -   - -   -
16416 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 G HKD 0.350   0.085   0.340   352,310,000 52,358,250 N/A 0.350   2017/07/31 0.085   2017/07/05 998,950,000 155,981,370 -   - -   -
18114 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 I HKD 0.280   0.221   0.485   720,000 171,710 N/A 0.280   2017/07/14 0.221   2017/07/11 720,000 171,710 -   - -   -
23759 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 J HKD 1.080   0.660   1.020   8,452,000 6,939,480 N/A 1.080   2017/07/31 0.660   2017/07/26 8,452,000 6,939,480 -   - -   -
26415 Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 K HKD 0.590   0.415   0.570   4,742,000 2,250,450 N/A 0.590   2017/07/31 0.415   2017/07/28 4,742,000 2,250,450 -   - -   -
28920 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 B HKD 0.590   0.270   0.650   4,550,000 1,734,650 N/A 0.590   2017/07/28 0.091   2017/04/11 16,882,960,000 2,073,832,070 -   - -   -
29435 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 C HKD 0.870   0.510   0.920   4,140,000 2,815,600 N/A 0.870   2017/07/28 0.131   2017/03/10 184,620,000 39,084,290 -   - -   -
14716 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 D HKD 0.590   0.160   0.560   22,550,000 5,758,900 N/A 0.590   2017/07/31 0.110   2017/05/05 388,970,000 72,729,140 -   - -   -
15826 Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 G HKD 1.010   0.220   0.940   30,264,000 18,501,375 N/A 1.010   2017/07/31 0.220   2017/07/05 53,223,000 31,677,435 -   - -   -
14961 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C HKD 1.080   0.630   1.110   13,950,000 14,214,600 7,902,445 1.080   2017/07/27 0.153   2017/01/04 305,840,000 78,179,890 0.171   2016/12/09 0.121   2016/12/23
26928 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 D HKD 0.800   0.740   0.840   7,110,000 5,529,100 N/A 0.800   2017/07/31 0.089   2017/03/03 302,000,000 51,146,260 -   - -   -
12194 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 F HKD 0.580   0.290   0.710   6,320,000 2,030,300 N/A 0.580   2017/07/20 0.094   2017/04/11 16,491,160,000 1,903,877,610 -   - -   -
14971 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 H HKD 0.500   0.215   0.600   6,790,000 1,801,380 N/A 0.500   2017/07/25 0.106   2017/05/05 84,610,000 13,863,110 -   - -   -
15824 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 I HKD 1.250   0.203   1.150   50,313,000 36,890,472 N/A 1.250   2017/07/31 0.203   2017/07/05 105,365,000 64,454,372 -   - -   -
16450 Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 J HKD 2.480   0.520   3.000   23,935,000 23,770,380 N/A 2.480   2017/07/27 0.520   2017/07/05 29,427,000 30,794,160 -   - -   -
28645 Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A HKD -   -   0.470   0 0 3,742,684 0.290   2017/05/11 0.172   2017/02/03 120,435,000 25,675,930 0.290   2016/09/09 0.117   2016/06/28
17272 Goldman Sachs SP (Asia) -Sinopec Corp European Wts Jan 2018A HKD 0.260   0.135   0.171   74,954,000 14,183,062 N/A 0.260   2017/07/04 0.135   2017/07/25 74,954,000 14,183,062 -   - -   -
11532 Goldman Sachs SP (Asia) -Sinopec Corp European Wts Sep 2017A HKD 0.130   0.040   0.050   58,030,000 4,522,424 N/A 0.405   2017/04/11 0.040   2017/07/25 264,292,000 56,288,018 -   - -   -
13444 Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A HKD 0.750   0.285   0.750   31,470,000 19,950,350 803,997,278 0.750   2017/07/31 0.053   2017/01/04 51,242,320,000 4,825,547,990 0.199   2016/09/29 0.040   2016/12/23
11157 Goldman Sachs SP (Asia) -Tencent European Wt Jul 2017 A HKD 1.040   0.790   1.090   4,970,000 4,533,300 6,788,133 1.040   2017/07/19 0.162   2017/01/04 582,780,000 139,359,280 0.420   2016/09/23 0.125   2016/12/28
11154 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A HKD 1.200   0.730   1.200   3,770,000 3,879,600 3,143,680 1.200   2017/07/31 0.174   2017/01/04 205,420,000 53,343,160 0.420   2016/09/23 0.142   2016/12/28
12531 Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B HKD 1.040   0.870   1.070   1,380,000 1,416,800 4,041,592 1.040   2017/07/31 0.137   2017/01/04 268,030,000 50,890,520 0.340   2016/09/29 0.108   2016/12/23
27807 Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A HKD -   -   0.015   0 0 19,642 0.062   2017/01/05 0.015   2017/05/10 4,052,000 124,516 0.173   2016/05/16 0.042   2016/11/29
14124 Haitong Int'l Sec - A50 China European Warrants Aug 2017 A HKD 1.220   0.550   1.300   25,830,200 19,097,172 N/A 1.220   2017/07/28 0.200   2017/04/21 52,545,100 34,531,140 -   - -   -
17072 Haitong Int'l Sec - A50 China European Warrants Dec 2017 B HKD 0.670   0.375   0.660   23,398,000 13,984,350 N/A 0.670   2017/07/31 0.375   2017/07/05 24,227,800 14,368,524 -   - -   -
20961 Haitong Int'l Sec - A50 China European Warrants Jul 2017 A HKD -   -   1.150   0 0 3,251,130 0.930   2017/06/13 0.230   2017/05/04 46,689,000 19,987,078 -   - -   -
29320 Haitong Int'l Sec - A50 China European Warrants Jul 2017 B HKD -   -   0.540   0 0 N/A 0.248   2017/06/09 0.054   2017/05/11 111,091,200 18,702,899 -   - -   -
14131 Haitong Int'l Sec - A50 China European Warrants Mar 2018 A HKD 0.550   0.325   0.570   40,515,000 19,713,794 N/A 0.550   2017/07/26 0.185   2017/04/21 99,941,200 38,034,633 -   - -   -
17073 Haitong Int'l Sec - A50 China European Warrants Mar 2018 B HKD 0.465   0.300   0.455   22,703,800 9,675,502 N/A 0.465   2017/07/31 0.300   2017/07/04 22,723,800 9,682,402 -   - -   -
14512 Haitong Int'l Sec - AAC Tech European Warrants Feb 2018 A HKD 0.345   0.153   0.204   257,615,000 51,856,245 N/A 0.345   2017/07/20 0.100   2017/05/18 551,870,000 109,866,395 -   - -   -
14513 Haitong Int'l Sec - AAC Tech European Warrants Jan 2018 A HKD 0.380   0.208   0.270   125,570,000 30,824,860 N/A 0.380   2017/07/18 0.136   2017/05/18 359,085,000 84,311,595 -   - -   -
14507 Haitong Int'l Sec - AAC Tech European Warrants Nov 2017 A HKD 0.285   0.120   0.154   105,330,000 16,826,405 N/A 0.285   2017/07/20 0.082   2017/05/18 274,375,000 52,995,685 -   - -   -
27937 Haitong Int'l Sec - Agile Ppt European Warrants Sep 2017 A HKD 3.830   2.700   4.290   180,000 622,240 N/A 3.830   2017/07/26 0.395   2017/02/21 31,028,000 23,606,520 -   - -   -
29793 Haitong Int'l Sec - Agricultural Bk European Warrants Dec17A HKD 0.224   0.136   0.209   2,746,000 553,722 N/A 0.285   2017/03/16 0.136   2017/07/10 33,324,000 6,863,167 -   - -   -
29780 Haitong Int'l Sec - Agricultural Bk European Warrants Jan18A HKD 0.155   0.082   0.129   17,801,000 2,263,811 N/A 0.155   2017/07/17 0.082   2017/07/10 20,709,000 2,657,642 -   - -   -
29266 Haitong Int'l Sec - AIA European Put Warrants Aug 2017 B HKD -   -   0.015   0 0 N/A 0.188   2017/03/14 0.035   2017/04/27 168,798,000 27,271,880 -   - -   -
28909 Haitong Int'l Sec - AIA European Warrants Aug 2017 A HKD 0.465   0.201   0.570   11,656,000 2,702,058 N/A 0.500   2017/06/22 0.062   2017/04/19 2,163,968,000 257,141,416 -   - -   -
22213 Haitong Int'l Sec - AIA European Warrants Dec 2017 A HKD 0.260   0.177   0.260   235,500,000 51,793,254 N/A 0.260   2017/07/31 0.177   2017/07/21 235,500,000 51,793,254 -   - -   -
28958 Haitong Int'l Sec - AIA European Warrants Oct 2017 A HKD 0.530   0.164   0.530   100,436,000 30,149,782 N/A 0.530   2017/07/31 0.120   2017/03/13 678,836,000 159,528,108 -   - -   -
12673 Haitong Int'l Sec - Air China European Warrants Nov 2017 A HKD 0.161   0.069   0.076   118,500,000 13,881,220 5,590,117 0.174   2017/06/08 0.049   2017/03/09 280,780,000 33,678,660 0.072   2016/12/02 0.061   2016/12/14
24148 Haitong Int'l Sec - Ali Pictures European Warrants Oct 2017A HKD 0.081   0.063   0.063   7,080,000 524,360 347,168 0.300   2017/01/25 0.063   2017/07/31 19,650,000 2,088,810 -   - -   -
26584 Haitong Int'l Sec - Angang Steel European Warrants Dec 2018A HKD 0.174   0.131   0.167   87,346,000 13,235,848 N/A 0.255   2017/02/22 0.104   2017/05/19 259,356,000 36,755,564 -   - -   -
17926 Haitong Int'l Sec - Anhui Conch European Warrants Oct 2017 A HKD 0.640   0.550   0.650   1,065,000 630,350 1,424,804 0.650   2017/03/15 0.295   2017/01/10 33,585,000 13,622,225 -   - -   -
25515 Haitong Int'l Sec - Anhui Conch European Warrants Sep 2017 A HKD 0.131   0.069   0.094   69,905,000 6,886,090 N/A 0.280   2017/02/23 0.033   2017/06/21 421,550,000 55,671,365 -   - -   -
26266 Haitong Int'l Sec - Avichina European Warrants Jun 2020 A HKD 0.247   0.234   0.235   11,630,000 2,757,120 N/A 0.247   2017/07/27 0.234   2017/07/31 11,630,000 2,757,120 -   - -   -
27232 Haitong Int'l Sec - Avichina European Warrants Sep 2017 A HKD 0.012   0.011   0.010   1,315,000 15,700 882,364 0.103   2017/01/23 0.011   2017/07/27 110,970,000 7,489,048 0.270   2016/04/12 0.077   2016/12/28
28657 Haitong Int'l Sec - BAIC Motor European Warrants Mar 2018 A HKD 0.105   0.057   0.050   8,870,000 782,600 N/A 0.219   2017/02/24 0.057   2017/07/27 92,365,000 13,083,895 -   - -   -
25520 Haitong Int'l Sec - BBMG European Warrants Aug 2017 A HKD 0.380   0.065   0.072   23,485,000 5,020,829 N/A 1.440   2017/04/06 0.065   2017/07/27 170,230,000 104,208,132 -   - -   -
13515 Haitong Int'l Sec - BBMG European Warrants Dec 2018 A HKD 0.107   0.090   0.090   9,920,000 970,500 N/A 0.280   2017/04/11 0.090   2017/07/21 197,970,000 26,488,080 -   - -   -
23527 Haitong Int'l Sec - BEA European Put Warrants Dec 2017 A HKD 0.083   0.046   0.052   35,560,000 2,103,256 6,336,681 0.211   2017/02/07 0.046   2017/07/26 292,570,000 38,020,086 -   - -   -
28886 Haitong Int'l Sec - BEA European Warrants Oct 2017 A HKD 0.089   0.056   0.061   67,192,000 4,638,686 N/A 0.215   2017/03/02 0.056   2017/07/31 133,642,000 13,228,926 -   - -   -
29297 Haitong Int'l Sec - BJ Ent Water European Warrants Aug 2019A HKD 0.230   0.188   0.218   141,170,000 30,193,286 N/A 0.255   2017/04/10 0.178   2017/06/14 269,322,000 55,820,244 -   - -   -
29943 Haitong Int'l Sec - BOC HK European Put Warrants Mar 2018 A HKD 0.024   0.013   0.016   1,655,000 35,020 N/A 0.224   2017/03/14 0.013   2017/07/11 173,270,000 16,137,540 -   - -   -
17974 Haitong Int'l Sec - BOC HK European Warrants Mar 2018 B HKD 0.213   0.162   0.195   97,100,000 17,431,020 N/A 0.213   2017/07/12 0.162   2017/07/21 97,100,000 17,431,020 -   - -   -
29944 Haitong Int'l Sec - BOC HK European Warrants Nov 2017 A HKD 0.640   0.440   0.640   2,925,000 1,495,700 N/A 0.640   2017/07/31 0.137   2017/04/24 137,830,000 35,558,205 -   - -   -
11059 Haitong Int'l Sec - BOCL European Warrants Aug 2018 A HKD 0.202   0.143   0.200   9,206,000 1,778,984 N/A 0.285   2017/03/21 0.143   2017/07/07 105,280,000 25,775,036 -   - -   -
14501 Haitong Int'l Sec - BOCL European Warrants Dec 2017 A HKD 0.209   0.162   0.203   9,462,000 1,802,757 N/A 0.232   2017/06/02 0.162   2017/07/21 14,164,000 2,759,438 -   - -   -
14115 Haitong Int'l Sec - BOCL European Warrants Jan 2018 A HKD 0.180   0.142   0.180   5,082,000 782,682 N/A 0.203   2017/06/02 0.142   2017/07/24 128,964,000 21,168,921 -   - -   -
28659 Haitong Int'l Sec - BOCL European Warrants Nov 2017 A HKD 0.051   0.025   0.045   658,455,000 24,354,756 N/A 0.205   2017/02/23 0.025   2017/07/10 2,453,713,000 194,370,330 -   - -   -
20967 Haitong Int'l Sec - BOCL European Warrants Sep 2017 A HKD 0.240   0.183   0.227   29,445,000 6,440,449 3,655,330 0.415   2017/02/24 0.183   2017/07/25 116,621,000 28,055,101 -   - -   -
24162 Haitong Int'l Sec - Brilliance Chi European Warrants Jan 18A HKD 0.680   0.280   0.680   11,500,000 5,944,200 4,257,360 0.680   2017/07/31 0.178   2017/04/24 99,000,000 25,809,000 -   - -   -
14933 Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A HKD 0.175   0.090   0.114   28,780,000 3,447,080 6,035,742 0.660   2017/01/04 0.090   2017/07/24 130,045,000 37,543,500 0.720   2016/12/28 0.600   2016/12/09
11677 Haitong Int'l Sec - BYD European Warrants Dec 2018 A HKD 0.149   0.136   0.149   15,000 2,230 347,973 0.149   2017/07/21 0.074   2017/01/24 27,775,000 2,297,385 0.230   2016/09/07 0.080   2016/12/29
14034 Haitong Int'l Sec - BYD European Warrants Feb 2018 A HKD 0.077   0.075   0.077   1,050,000 78,850 34,288 0.081   2017/06/22 0.053   2017/04/07 3,105,000 214,670 0.138   2016/11/08 0.064   2016/12/23
16597 Haitong Int'l Sec - BYD European Warrants Mar 2018 A HKD 0.540   0.375   0.380   98,195,000 41,843,125 N/A 0.600   2017/06/14 0.375   2017/07/31 131,355,000 57,838,325 -   - -   -
28884 Haitong Int'l Sec - BYD European Warrants Sep 2017 A HKD 0.039   0.024   0.023   4,050,000 97,950 1,023,700 0.048   2017/02/09 0.013   2017/05/17 163,500,000 6,498,550 0.181   2016/09/07 0.031   2016/12/28
29159 Haitong Int'l Sec - BYD European Warrants Sep 2017 B HKD 0.139   0.027   0.028   69,740,000 5,036,470 N/A 0.295   2017/03/02 0.027   2017/07/31 433,920,000 60,308,530 -   - -   -
27136 Haitong Int'l Sec - C Transmission European Wts Jan 2018 A HKD 0.249   0.249   0.243   10,000 2,490 224,092 0.385   2017/02/03 0.176   2017/04/25 6,751,000 1,496,419 0.455   2016/11/28 0.179   2016/06/13
17074 Haitong Int'l Sec - CAM CSI300 European Warrants Apr 2018 A HKD 0.280   0.219   0.275   35,606,000 8,682,886 N/A 0.280   2017/07/31 0.219   2017/07/12 35,902,000 8,761,416 -   - -   -
17078 Haitong Int'l Sec - CAM CSI300 European Warrants Jun 2018 A HKD 0.245   0.220   0.233   41,804,000 10,000,348 N/A 0.245   2017/07/31 0.220   2017/07/18 45,156,000 10,752,990 -   - -   -
23649 Haitong Int'l Sec - Car Inc European Warrants Dec 2017 A HKD 0.071   0.037   0.037   83,530,000 3,927,500 1,900,303 0.143   2017/02/09 0.037   2017/07/31 170,090,000 11,404,510 -   - -   -
28639 Haitong Int'l Sec - Car Inc European Warrants May 2018 A HKD 0.091   0.060   0.061   50,260,000 3,966,940 N/A 0.137   2017/02/23 0.060   2017/07/31 114,020,000 10,765,830 -   - -   -
29774 Haitong Int'l Sec - Cathay Pacific European Warrants Dec18 A HKD 0.260   0.200   0.209   65,664,000 14,880,116 N/A 0.260   2017/07/11 0.153   2017/05/16 289,268,000 63,144,910 -   - -   -
13792 Haitong Int'l Sec - CC Bank European Warrants Aug 2017 A HKD 0.212   0.027   0.148   63,161,000 8,320,605 N/A 0.212   2017/07/27 0.027   2017/07/05 2,615,520,000 344,850,497 -   - -   -
14112 Haitong Int'l Sec - CC Bank European Warrants Dec 2017 A HKD 0.305   0.107   0.247   393,583,000 94,164,411 N/A 0.305   2017/07/27 0.107   2017/07/07 451,573,000 105,605,588 -   - -   -
28905 Haitong Int'l Sec - CC Bank European Warrants Nov 2017 A HKD 0.097   0.027   0.076   1,260,799,000 97,668,761 N/A 0.212   2017/02/28 0.027   2017/07/10 5,873,178,000 703,452,556 -   - -   -
11673 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A HKD 0.217   0.045   0.168   134,816,000 22,527,791 60,329,619 0.340   2017/02/24 0.045   2017/07/10 2,047,410,000 376,441,470 0.340   2016/09/22 0.086   2016/12/23
15468 Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B HKD 0.480   0.110   0.385   39,463,000 15,651,992 39,080,761 0.490   2017/02/28 0.110   2017/07/07 1,241,728,000 346,145,874 0.340   2016/12/30 0.176   2016/12/23
28891 Haitong Int'l Sec - CGN Power European Warrants Aug 2017 A HKD 0.020   0.010   0.010   1,810,000 28,600 N/A 0.300   2017/02/27 0.010   2017/07/31 79,006,000 12,030,068 -   - -   -
14478 Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2017A HKD 0.114   0.063   0.075   90,780,000 7,342,360 N/A 0.146   2017/04/26 0.063   2017/07/10 300,160,000 27,050,910 -   - -   -
26233 Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2018A HKD 0.162   0.144   0.147   30,800,000 4,672,460 N/A 0.162   2017/07/27 0.144   2017/07/31 30,800,000 4,672,460 -   - -   -
26780 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A HKD 0.225   0.195   0.173   3,850,000 843,350 5,273,710 0.250   2017/03/02 0.116   2017/01/04 191,510,000 35,770,560 0.295   2016/04/29 0.104   2016/12/23
29312 Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2019A HKD 0.248   0.188   0.208   187,790,000 41,175,630 N/A 0.295   2017/04/06 0.183   2017/06/15 468,740,000 102,247,590 -   - -   -
28192 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A HKD 0.071   0.026   0.038   50,550,000 2,203,380 11,389,127 0.153   2017/03/23 0.026   2017/07/11 841,140,000 68,801,960 0.174   2016/08/15 0.048   2016/12/22
29795 Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017B HKD 0.066   0.029   0.022   7,700,000 327,900 N/A 0.570   2017/03/23 0.029   2017/07/25 99,535,000 26,102,445 -   - -   -
28670 Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A HKD 0.110   0.096   0.106   36,080,000 3,752,550 3,506,725 0.207   2017/03/08 0.096   2017/07/12 179,730,000 24,938,860 0.255   2016/09/07 0.148   2016/12/23
29307 Haitong Int'l Sec - Ch LongYuan European Warrants May 2019 A HKD -   -   0.120   0 0 N/A 0.280   2017/03/07 0.119   2017/06/28 41,570,000 5,945,250 -   - -   -
25519 Haitong Int'l Sec - Ch Molybdenum European Warrants Aug 17 A HKD 1.580   0.600   1.580   6,270,000 7,286,130 N/A 1.580   2017/07/31 0.180   2017/04/28 56,061,000 27,671,241 -   - -   -
29163 Haitong Int'l Sec - Ch Molybdenum European Warrants Sep 17 A HKD 0.780   0.160   0.760   79,560,000 31,788,621 N/A 0.780   2017/07/31 0.070   2017/04/19 154,206,000 42,882,393 -   - -   -
12689 Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A HKD 0.132   0.105   0.120   29,960,000 3,475,780 2,776,967 0.305   2017/01/26 0.099   2017/06/28 127,520,000 16,986,900 0.315   2016/10/05 0.226   2016/09/06
17509 Haitong Int'l Sec - Ch Overseas European Warrants Aug 2017 A HKD 0.630   0.280   0.580   2,100,000 1,311,800 4,365,750 0.630   2017/07/27 0.174   2017/05/08 101,240,000 32,176,900 -   - -   -
29149 Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 A HKD 0.265   0.101   0.236   263,752,000 51,428,730 N/A 0.265   2017/07/27 0.065   2017/05/18 472,632,000 81,822,370 -   - -   -
14640 Haitong Int'l Sec - Ch Overseas European Warrants Jul 2017 A HKD 0.045   0.010   0.010   2,120,000 28,680 3,675,190 0.096   2017/02/23 0.010   2017/07/20 451,400,000 29,320,920 0.146   2016/11/29 0.032   2016/12/29
29146 Haitong Int'l Sec - Ch Overseas European Warrants Oct 2017 A HKD 0.300   0.063   0.250   155,260,000 26,745,500 N/A 0.300   2017/07/27 0.053   2017/05/18 402,960,000 54,093,580 -   - -   -
22926 Haitong Int'l Sec - Ch South City European Warrants Jan 18 A HKD 0.194   0.097   0.174   21,722,000 3,978,104 1,005,329 0.410   2017/01/18 0.081   2017/06/19 37,354,000 6,061,094 -   - -   -
12678 Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A HKD 0.195   0.146   0.150   130,620,000 22,232,600 10,769,193 0.211   2017/06/26 0.096   2017/02/07 394,860,000 64,626,260 0.186   2016/08/29 0.102   2016/12/19
27591 Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A HKD 0.199   0.105   0.163   42,960,000 7,436,160 27,873,530 0.221   2017/06/23 0.060   2017/01/16 1,758,260,000 169,480,460 0.148   2016/09/23 0.061   2016/11/16
14107 Haitong Int'l Sec - Ch Unicom European Warrants Sep 2017 A HKD 0.510   0.157   0.295   80,226,000 24,295,712 N/A 0.760   2017/06/23 0.157   2017/07/07 248,438,000 85,204,550 -   - -   -
25556 Haitong Int'l Sec - CHALCO European Warrants Aug 2017 A HKD 0.230   0.042   0.090   19,610,000 1,718,738 N/A 0.500   2017/02/15 0.022   2017/06/27 135,662,000 22,918,750 -   - -   -
27924 Haitong Int'l Sec - Chi Res Land European Warrants Nov 2017A HKD 0.260   0.133   0.233   44,000,000 8,761,520 N/A 0.260   2017/07/27 0.082   2017/05/05 179,560,000 31,312,520 -   - -   -
22642 Haitong Int'l Sec - China Agri European Warrants Aug 2017 A HKD 0.127   0.036   0.027   20,250,000 1,390,072 2,842,973 0.730   2017/02/15 0.036   2017/07/18 92,039,000 17,451,120 -   - -   -
28363 Haitong Int'l Sec - China Cinda European Warrants Aug 2017 A HKD 0.248   0.057   0.194   13,546,000 1,649,970 N/A 0.390   2017/02/24 0.057   2017/07/11 92,138,000 24,774,259 -   - -   -
26564 Haitong Int'l Sec - China Cinda European Warrants Mar 2018 A HKD 0.340   0.325   0.325   886,000 294,410 N/A 0.340   2017/07/31 0.325   2017/07/31 886,000 294,410 -   - -   -
26565 Haitong Int'l Sec - China Cinda European Warrants May 2018 A HKD 0.315   0.295   0.295   1,156,000 345,280 N/A 0.315   2017/07/28 0.295   2017/07/31 1,156,000 345,280 -   - -   -
29160 Haitong Int'l Sec - China Cinda European Warrants Sep 2017 A HKD 0.143   0.041   0.108   65,627,000 6,188,943 N/A 0.295   2017/03/17 0.041   2017/07/20 144,935,000 16,442,537 -   - -   -
14194 Haitong Int'l Sec - China Dongxiang European Warrants Aug17A HKD -   -   0.018   0 0 49,003 0.108   2017/03/14 0.046   2017/04/18 3,374,000 294,019 0.211   2016/11/18 0.201   2016/11/23
27333 Haitong Int'l Sec - China East Air European Warrants Apr18 A HKD 0.063   0.041   0.038   14,300,000 727,920 365,903 0.086   2017/03/23 0.041   2017/07/25 39,360,000 2,195,420 0.163   2016/04/20 0.042   2016/11/02
22568 Haitong Int'l Sec - China EB Ltd European Warrants Dec 2017A HKD 0.220   0.172   0.198   12,384,000 2,469,368 5,358,789 0.255   2017/06/09 0.147   2017/03/31 163,228,000 32,483,764 -   - -   -
24012 Haitong Int'l Sec - China Gas Hold European Warrants Dec 17A HKD 0.530   0.530   0.690   32,000 16,960 1,819,204 0.530   2017/07/07 0.214   2017/02/16 40,260,000 11,195,440 -   - -   -
29939 Haitong Int'l Sec - China Gas Hold European Warrants Nov 17A HKD 0.455   0.350   0.450   80,000 32,700 N/A 0.455   2017/07/19 0.048   2017/05/15 128,120,000 16,362,980 -   - -   -
26603 Haitong Int'l Sec - China Hongqiao European Warrants Dec18A HKD -   -   0.200   0 0 N/A 0.270   2017/02/20 0.228   2017/03/09 870,000 206,140 -   - -   -
16511 Haitong Int'l Sec - China Life European Put Warrants Jan18A HKD 0.240   0.126   0.170   209,400,000 35,152,680 N/A 0.240   2017/07/05 0.126   2017/07/17 301,560,000 54,987,680 -   - -   -
27411 Haitong Int'l Sec - China Life European Put Warrants Oct 17A HKD 0.054   0.010   0.030   19,550,000 502,480 N/A 0.176   2017/02/17 0.010   2017/07/17 1,894,490,000 215,789,070 -   - -   -
28373 Haitong Int'l Sec - China Life European Put Warrants Sep 17B HKD 0.041   0.021   0.035   22,960,000 725,260 N/A 0.118   2017/03/01 0.020   2017/05/26 139,640,000 8,848,140 -   - -   -
13077 Haitong Int'l Sec - China Life European Warrants Aug 2017 A HKD 0.200   0.054   0.086   517,090,000 46,737,940 N/A 0.200   2017/07/17 0.054   2017/07/05 11,473,350,000 1,098,497,720 -   - -   -
15465 Haitong Int'l Sec - China Life European Warrants Dec 2017 A HKD 0.241   0.106   0.155   630,510,000 100,292,160 282,640,737 0.265   2017/02/21 0.106   2017/07/05 15,558,470,000 2,576,510,350 0.114   2016/12/30 0.105   2016/12/29
28366 Haitong Int'l Sec - China Life European Warrants Dec 2017 B HKD 0.128   0.048   0.081   137,322,000 12,196,368 N/A 0.195   2017/02/21 0.048   2017/07/05 5,003,405,000 641,328,128 -   - -   -
14485 Haitong Int'l Sec - China Life European Warrants Dec 2017 C HKD 0.275   0.147   0.192   100,480,000 19,816,830 N/A 0.300   2017/05/31 0.147   2017/07/05 144,210,000 28,636,310 -   - -   -
16509 Haitong Int'l Sec - China Life European Warrants Mar 2018 A HKD 0.135   0.065   0.093   127,630,000 12,398,890 N/A 0.151   2017/06/12 0.065   2017/07/05 198,750,000 19,491,450 -   - -   -
16510 Haitong Int'l Sec - China Life European Warrants Mar 2018 B HKD 0.224   0.113   0.166   127,629,000 23,535,291 N/A 0.246   2017/06/12 0.113   2017/07/04 253,440,000 44,211,568 -   - -   -
27392 Haitong Int'l Sec - China Life European Warrants Nov 2017 A HKD 0.177   0.073   0.098   160,800,000 20,262,360 N/A 0.265   2017/02/15 0.073   2017/07/05 8,391,050,000 1,528,129,250 -   - -   -
12942 Haitong Int'l Sec - China Life European Warrants Oct 2018 A HKD 0.540   0.360   0.450   26,000,000 11,898,850 5,778,808 0.540   2017/07/17 0.260   2017/01/04 310,040,000 95,720,800 0.375   2016/11/30 0.181   2016/10/31
11432 Haitong Int'l Sec - China Life European Warrants Sep 2017 A HKD -   -   0.760   0 0 33,267 0.650   2017/03/14 0.395   2017/01/04 760,000 379,300 0.485   2016/12/12 0.209   2016/08/04
29158 Haitong Int'l Sec - China Mobile European Warrants Aug 2017A HKD 0.012   0.012   0.014   520,000 6,240 N/A 0.270   2017/03/21 0.012   2017/07/27 20,292,035,000 2,475,394,345 -   - -   -
13485 Haitong Int'l Sec - China Mobile European Warrants Jul 2017A HKD -   -   0.015   0 0 N/A 0.099   2017/04/11 0.022   2017/06/08 8,745,120,000 613,860,105 -   - -   -
16806 Haitong Int'l Sec - China Mobile European Warrants Oct 2017A HKD 0.161   0.064   0.101   469,695,000 48,568,065 N/A 0.234   2017/06/22 0.064   2017/07/07 558,665,000 63,780,625 -   - -   -
26989 Haitong Int'l Sec - China Mobile European Warrants Sep 2017A HKD -   -   0.017   0 0 N/A 0.241   2017/02/13 0.017   2017/06/19 10,049,225,000 1,639,798,030 -   - -   -
14476 Haitong Int'l Sec - China Mobile European Warrants Sep 2017B HKD 0.070   0.019   0.034   1,360,920,000 56,146,320 N/A 0.153   2017/04/26 0.019   2017/07/05 6,545,120,000 697,080,140 -   - -   -
24893 Haitong Int'l Sec - China Mobile European Wts Jan 2018 A HKD 0.315   0.250   0.280   229,145,000 61,439,100 N/A 0.315   2017/07/26 0.250   2017/07/31 229,145,000 61,439,100 -   - -   -
24897 Haitong Int'l Sec - China Mobile European Wts Jan 2018 B HKD 0.219   0.191   0.194   811,700,000 161,822,375 N/A 0.219   2017/07/25 0.191   2017/07/31 811,700,000 161,822,375 -   - -   -
22964 Haitong Int'l Sec - China Power European Warrants Dec 2017 A HKD 0.233   0.162   0.162   233,000 45,365 915,554 0.430   2017/03/21 0.162   2017/07/25 17,006,000 5,639,405 -   - -   -
14932 Haitong Int'l Sec - China Railway European Warrants Dec 17 A HKD 0.025   0.019   0.018   3,050,000 66,740 4,273,638 0.093   2017/03/24 0.019   2017/07/27 499,840,000 26,850,050 0.115   2016/12/09 0.078   2016/12/23
28630 Haitong Int'l Sec - China Railway European Warrants Oct 17 A HKD 0.112   0.061   0.050   79,390,000 6,585,465 N/A 0.650   2017/03/24 0.061   2017/07/10 196,331,000 29,541,590 -   - -   -
29298 Haitong Int'l Sec - China Railway European Warrants Oct 19 A HKD 0.202   0.173   0.176   72,540,000 13,602,720 N/A 0.260   2017/03/10 0.172   2017/06/20 180,790,000 33,839,030 -   - -   -
26600 Haitong Int'l Sec - China Shenhua European Put Wts Dec17A HKD 0.087   0.036   0.037   97,410,000 6,605,910 N/A 0.241   2017/02/09 0.036   2017/07/31 406,135,000 60,875,245 -   - -   -
13593 Haitong Int'l Sec - China Shenhua European Warrants Dec 17 B HKD 0.325   0.161   0.315   238,470,000 55,268,505 N/A 0.325   2017/07/31 0.121   2017/05/11 777,745,000 148,301,505 -   - -   -
29309 Haitong Int'l Sec - China Shenhua European Warrants Oct 17 A HKD 0.700   0.600   0.690   4,680,000 2,997,200 N/A 0.700   2017/07/26 0.138   2017/03/10 54,710,000 15,286,620 -   - -   -
14036 Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A HKD 0.435   0.220   0.455   9,020,000 2,704,760 7,858,735 0.435   2017/07/25 0.055   2017/03/10 439,510,000 54,739,390 0.270   2016/11/04 0.067   2016/12/23
29436 Haitong Int'l Sec - China State Con European Warrants Dec17A HKD 0.275   0.204   0.214   43,708,000 9,862,180 4,421,154 0.390   2017/04/03 0.204   2017/07/10 114,804,000 26,828,446 0.350   2016/11/23 0.157   2016/08/22
21304 Haitong Int'l Sec - China State Con European Warrants Dec17B HKD 0.152   0.092   0.095   152,990,000 19,184,110 8,156,466 0.250   2017/03/24 0.092   2017/07/10 346,942,000 49,403,346 -   - -   -
27378 Haitong Int'l Sec - China Taiping European Warrants Sep 17 A HKD 0.315   0.072   0.249   57,738,000 11,367,110 N/A 0.315   2017/07/19 0.072   2017/07/04 270,130,000 43,128,778 -   - -   -
13568 Haitong Int'l Sec - China Telecom European Warrants Jan 18 A HKD 0.149   0.128   0.130   2,924,000 400,202 N/A 0.229   2017/04/12 0.128   2017/07/25 6,640,000 1,122,902 -   - -   -
29265 Haitong Int'l Sec - China Telecom European Warrants Sep 17 A HKD 0.076   0.050   0.051   28,108,000 1,778,478 N/A 0.209   2017/03/21 0.050   2017/07/25 119,536,000 16,701,008 -   - -   -
22624 Haitong Int'l Sec - China Travel HK European Warrants Dec17A HKD 0.219   0.164   0.173   3,828,000 691,668 962,090 0.405   2017/02/15 0.164   2017/07/07 21,198,000 6,103,978 -   - -   -
15573 Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A HKD 0.295   0.149   0.217   36,231,000 7,987,163 11,282,243 0.380   2017/03/17 0.109   2017/05/16 395,749,000 72,860,279 0.182   2016/12/30 0.176   2016/12/29
14192 Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A HKD 0.310   0.280   0.305   2,888,000 829,220 3,178,450 0.360   2017/06/12 0.197   2017/01/04 78,426,000 19,122,202 0.245   2016/12/06 0.169   2016/11/22
24319 Haitong Int'l Sec - CICC European Warrants Aug 2017 A HKD 0.136   0.056   0.091   61,888,000 4,606,584 3,098,155 0.180   2017/02/23 0.052   2017/06/08 200,356,000 18,588,928 -   - -   -
28362 Haitong Int'l Sec - CITIC Bank European Warrants Nov 2017 A HKD 0.060   0.050   0.048   600,000 33,300 N/A 0.305   2017/02/23 0.028   2017/05/05 88,290,000 12,070,135 -   - -   -
28403 Haitong Int'l Sec - CITIC Sec European Warrants Jul 2018 A HKD 0.094   0.071   0.073   66,075,000 5,280,670 N/A 0.206   2017/02/21 0.071   2017/07/31 387,365,000 37,752,725 -   - -   -
26210 Haitong Int'l Sec - CKH European Warrants Dec 2017 A HKD 0.260   0.223   0.243   75,840,000 18,420,410 N/A 0.260   2017/07/31 0.223   2017/07/27 75,840,000 18,420,410 -   - -   -
20713 Haitong Int'l Sec - CKH European Warrants Jul 2017 A HKD 0.033   0.033   0.033   60,000 1,980 13,710,787 0.475   2017/05/25 0.032   2017/06/30 424,730,000 89,461,450 -   - -   -
29261 Haitong Int'l Sec - CKH European Warrants Oct 2017 A HKD 0.100   0.046   0.086   272,515,000 22,110,305 N/A 0.235   2017/03/06 0.046   2017/07/05 522,580,000 61,620,060 -   - -   -
27944 Haitong Int'l Sec - CM Bank European Warrants Mar 2018 A HKD 0.495   0.250   0.460   67,020,000 28,149,375 N/A 0.495   2017/07/25 0.093   2017/05/08 283,515,000 71,862,590 -   - -   -
24024 Haitong Int'l Sec - CMS European Warrants Mar 2018 A HKD 0.150   0.095   0.124   138,240,000 17,464,910 9,957,630 0.280   2017/02/02 0.095   2017/07/10 368,870,000 59,745,780 -   - -   -
11993 Haitong Int'l Sec - CNBM European Warrants Aug 2017 A HKD 0.410   0.062   0.110   38,594,000 7,763,518 7,437,157 1.250   2017/03/15 0.062   2017/07/31 167,720,000 51,856,854 0.450   2016/11/14 0.209   2016/12/28
22195 Haitong Int'l Sec - CNBM European Warrants Feb 2018 A HKD 0.600   0.375   0.435   33,356,000 14,858,950 N/A 0.600   2017/07/19 0.375   2017/07/28 33,356,000 14,858,950 -   - -   -
27951 Haitong Int'l Sec - CNBM European Warrants Nov 2017 A HKD 0.214   0.090   0.119   23,208,000 3,776,260 N/A 0.850   2017/03/02 0.090   2017/07/28 156,830,000 49,555,074 -   - -   -
29317 Haitong Int'l Sec - CNBM European Warrants Sep 2017 A HKD 0.015   0.015   0.014   114,000 1,710 N/A 0.420   2017/03/16 0.015   2017/07/05 100,582,000 26,202,422 -   - -   -
16172 Haitong Int'l Sec - CNOOC European Warrants Dec 2017 A HKD 0.097   0.049   0.061   76,428,000 5,166,923 N/A 0.220   2017/05/29 0.049   2017/07/25 207,422,000 20,054,928 -   - -   -
16592 Haitong Int'l Sec - CNOOC European Warrants Dec 2017 B HKD 0.203   0.118   0.135   352,471,000 52,715,738 N/A 0.315   2017/06/13 0.118   2017/07/25 398,255,000 62,061,919 -   - -   -
26219 Haitong Int'l Sec - CNOOC European Warrants Jan 2018 A HKD 0.270   0.244   0.247   122,494,000 31,027,295 N/A 0.270   2017/07/31 0.244   2017/07/31 122,494,000 31,027,295 -   - -   -
11129 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   4,000 44 N/A 0.151   2017/04/07 0.010   2017/05/10 2,710,834,000 314,418,390 -   - -   -
14109 Haitong Int'l Sec - CNOOC European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.107   2017/04/21 0.010   2017/06/16 2,534,589,000 156,420,603 -   - -   -
29416 Haitong Int'l Sec - CNOOC European Warrants Jul 2018 A HKD 0.081   0.066   0.071   51,330,000 3,822,740 N/A 0.141   2017/04/07 0.066   2017/07/11 1,662,250,000 199,350,480 -   - -   -
26778 Haitong Int'l Sec - CNOOC European Warrants May 2018 A HKD 0.025   0.019   0.021   350,000 6,950 16,779,602 0.108   2017/01/05 0.019   2017/07/20 2,094,700,000 160,064,360 0.171   2016/04/22 0.085   2016/08/03
11141 Haitong Int'l Sec - CNOOC European Warrants Sep 2017 A HKD 0.025   0.024   0.010   1,040,000 25,320 N/A 0.177   2017/03/16 0.018   2017/06/08 358,318,000 46,932,589 -   - -   -
28892 Haitong Int'l Sec - COSCO Sh Hold European Warrants Aug 17 A HKD 0.960   0.086   0.570   59,151,500 18,129,878 N/A 0.960   2017/07/25 0.078   2017/06/28 112,067,000 30,840,577 -   - -   -
24198 Haitong Int'l Sec - COSCO Ship European Warrants Nov 2017 A HKD 0.330   0.207   0.235   3,046,000 839,856 1,401,444 0.670   2017/02/23 0.207   2017/07/19 20,246,000 8,723,282 -   - -   -
28890 Haitong Int'l Sec - COSCO Ship Port European Warrants Dec18A HKD 0.229   0.169   0.200   121,720,000 24,638,480 N/A 0.233   2017/02/27 0.155   2017/04/20 194,040,000 37,552,020 -   - -   -
27376 Haitong Int'l Sec - CPIC European Warrants Sep 2017 A HKD 0.203   0.078   0.168   94,744,000 13,660,648 N/A 0.214   2017/02/15 0.048   2017/05/24 377,616,000 44,590,566 -   - -   -
29318 Haitong Int'l Sec - CQRC Bank European Warrants Jan 2018 A HKD 0.680   0.375   0.500   42,138,000 19,261,390 N/A 0.730   2017/03/17 0.375   2017/07/10 103,336,000 47,660,935 -   - -   -
29310 Haitong Int'l Sec - CRCC European Warrants Dec 2018 A HKD 0.209   0.153   0.164   144,755,000 25,733,850 N/A 0.265   2017/03/24 0.149   2017/06/21 274,615,000 50,530,530 -   - -   -
28953 Haitong Int'l Sec - Crphoenixhealth European Warrants Feb18A HKD 0.083   0.066   0.068   17,420,000 1,294,965 N/A 0.185   2017/03/21 0.066   2017/07/31 153,555,000 18,357,340 -   - -   -
29311 Haitong Int'l Sec - CRRC European Warrants Dec 2019 A HKD 0.184   0.159   0.167   48,617,000 8,293,710 N/A 0.250   2017/03/27 0.159   2017/07/31 107,769,000 20,122,682 -   - -   -
15971 Haitong Int'l Sec - CRRC European Warrants Nov 2017 A HKD 0.325   0.197   0.231   17,782,000 4,540,410 N/A 0.440   2017/05/31 0.197   2017/07/31 57,622,000 19,476,025 -   - -   -
12684 Haitong Int'l Sec - CSDC European Warrants Aug 2017 A HKD 0.010   0.010   0.010   800,000 8,000 759,820 0.131   2017/02/13 0.010   2017/07/26 51,482,000 5,116,680 0.355   2016/09/09 0.097   2016/12/30
17569 Haitong Int'l Sec - CSDC European Warrants Dec 2017 A HKD 0.217   0.153   0.206   16,153,000 3,056,905 1,932,146 0.330   2017/02/22 0.148   2017/06/30 51,481,000 11,713,743 -   - -   -
17068 Haitong Int'l Sec - CSOP A50 ETF European Warrants Dec 2017A HKD 0.530   0.295   0.465   50,978,800 20,635,071 N/A 0.530   2017/07/26 0.295   2017/07/04 54,655,200 22,078,085 -   - -   -
14119 Haitong Int'l Sec - CSOP A50 ETF European Warrants Jul 2017A HKD 1.360   0.485   1.280   44,306,000 48,107,341 N/A 1.360   2017/07/25 0.124   2017/05/18 103,703,200 75,829,268 -   - -   -
14118 Haitong Int'l Sec - CSOP A50 ETF European Warrants Mar 2018A HKD 0.890   0.540   0.850   2,332,800 1,796,496 N/A 0.890   2017/07/20 0.214   2017/05/09 14,484,000 6,843,452 -   - -   -
17069 Haitong Int'l Sec - CSOP A50 ETF European Warrants Nov 2017A HKD 0.395   0.245   0.380   18,204,800 6,674,484 N/A 0.395   2017/07/26 0.245   2017/07/12 18,244,800 6,687,084 -   - -   -
20900 Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2018A HKD 0.195   0.167   0.221   1,472,000 259,040 3,657,312 0.195   2017/07/12 0.073   2017/05/09 199,120,000 22,257,996 -   - -   -
29325 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2017A HKD 0.400   0.113   0.340   34,947,600 9,799,761 N/A 0.400   2017/07/25 0.046   2017/05/10 245,221,200 40,386,036 -   - -   -
26886 Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A HKD -   -   0.205   0 0 5,486,873 0.166   2017/06/26 0.063   2017/05/08 266,864,000 33,373,278 0.249   2016/03/30 0.107   2016/12/22
12970 Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A HKD 0.495   0.330   0.460   18,600,000 8,071,600 3,635,000 0.495   2017/07/25 0.208   2017/01/03 74,180,000 22,891,080 0.255   2016/09/07 0.205   2016/12/29
23617 Haitong Int'l Sec - Dongfeng European Warrants Dec 2017 A HKD 0.155   0.109   0.121   32,460,000 4,166,700 5,787,970 0.176   2017/02/24 0.061   2017/05/08 264,100,000 34,807,800 -   - -   -
23682 Haitong Int'l Sec - ENN Energy European Warrants Dec 2017 A HKD 1.410   0.840   1.160   28,911,000 32,768,710 6,744,679 1.410   2017/07/13 0.400   2017/05/15 42,005,000 40,468,075 -   - -   -
14113 Haitong Int'l Sec - Evergrande European Warrants Apr 2018 A HKD 1.570   1.310   1.370   2,720,000 3,902,800 N/A 1.570   2017/07/27 0.120   2017/05/08 92,640,000 19,971,390 -   - -   -
27915 Haitong Int'l Sec - Evergrande European Warrants Aug 2017 A HKD -   -   14.720   0 0 N/A 8.260   2017/05/29 0.249   2017/03/06 33,347,000 24,778,384 -   - -   -
12372 Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A HKD 1.540   0.870   1.580   2,150,000 1,970,600 1,993,310 1.540   2017/07/27 0.047   2017/01/04 79,640,000 12,210,710 0.114   2016/09/09 0.039   2016/12/29
22219 Haitong Int'l Sec - Evergrande European Warrants Jan 2018 A HKD 0.800   0.320   0.670   60,900,000 33,591,000 N/A 0.800   2017/07/27 0.320   2017/07/19 60,900,000 33,591,000 -   - -   -
17713 Haitong Int'l Sec - Evergrande European Warrants Jul 2017 A HKD 11.760   10.480   12.000   105,000 1,106,800 9,723,845 12.120   2017/06/07 0.590   2017/01/06 45,233,000 64,970,980 -   - -   -
27329 Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A HKD 0.057   0.037   0.041   2,090,000 88,950 42,108 0.097   2017/02/06 0.037   2017/07/03 4,390,000 252,650 0.305   2016/04/20 0.075   2016/12/20
22755 Haitong Int'l Sec - Fosun Intl European Put Warrants Jul 18A HKD 0.123   0.123   0.123   5,000 615 2,365,889 0.204   2017/02/07 0.107   2017/06/09 105,925,000 14,195,335 -   - -   -
22646 Haitong Int'l Sec - Fosun Intl European Warrants Nov 2017 A HKD 0.105   0.070   0.075   139,290,000 12,504,305 7,083,872 0.179   2017/02/23 0.070   2017/07/28 406,030,000 44,015,580 -   - -   -
26618 Haitong Int'l Sec - Foxconn European Warrants Sep 2017 A HKD 0.166   0.124   0.133   5,875,000 835,668 N/A 0.550   2017/03/08 0.100   2017/06/19 36,003,000 10,475,450 -   - -   -
12724 Haitong Int'l Sec - GAC European Warrants Aug 2017 A HKD 0.490   0.215   0.490   1,040,000 363,200 2,939,723 0.490   2017/07/27 0.103   2017/01/03 123,680,000 22,773,840 0.270   2016/09/13 0.097   2016/12/23
29169 Haitong Int'l Sec - GAC European Warrants Dec 2017 A HKD 0.345   0.129   0.285   86,300,000 18,320,554 N/A 0.345   2017/07/17 0.093   2017/04/24 473,156,000 75,031,184 -   - -   -
26815 Haitong Int'l Sec - GAC European Warrants Nov 2017 A HKD 0.880   0.870   0.890   400,000 350,000 608,717 0.880   2017/07/17 0.248   2017/01/03 8,420,000 3,862,340 0.425   2016/08/09 0.200   2016/03/17
13482 Haitong Int'l Sec - Galaxy Ent European Put Warrants Sep 17B HKD 0.053   0.027   0.013   1,220,000 59,790 N/A 0.183   2017/05/09 0.025   2017/06/22 206,380,000 30,033,980 -   - -   -
26217 Haitong Int'l Sec - Galaxy Ent European Put Wts Jan 2018 A HKD 0.219   0.188   0.194   35,930,000 7,290,450 N/A 0.219   2017/07/27 0.188   2017/07/31 35,930,000 7,290,450 -   - -   -
28338 Haitong Int'l Sec - Galaxy Ent European Warrants Aug 2017 A HKD 0.435   0.181   0.360   100,050,000 28,397,950 N/A 0.510   2017/06/20 0.094   2017/05/18 1,378,920,000 272,636,820 -   - -   -
29754 Haitong Int'l Sec - Galaxy Ent European Warrants Dec 2017 A HKD 0.375   0.213   0.345   93,060,000 27,205,340 N/A 0.445   2017/06/20 0.123   2017/05/09 204,210,000 60,353,070 -   - -   -
26214 Haitong Int'l Sec - Galaxy Ent European Warrants Nov 2017 A HKD 0.218   0.175   0.210   151,420,000 31,401,040 N/A 0.218   2017/07/31 0.175   2017/07/27 151,420,000 31,401,040 -   - -   -
14475 Haitong Int'l Sec - Galaxy Ent European Warrants Oct 2017 A HKD 0.300   0.171   0.275   58,690,000 12,549,280 N/A 0.415   2017/06/20 0.101   2017/05/18 470,160,000 99,446,620 -   - -   -
29753 Haitong Int'l Sec - Galaxy Ent European Warrants Sep 2017 A HKD 0.710   0.475   0.680   3,480,000 2,033,350 N/A 0.710   2017/07/25 0.232   2017/05/19 130,360,000 47,857,790 -   - -   -
21305 Haitong Int'l Sec - GCL-Poly European Warrants Sep 2017 A HKD 0.050   0.020   0.020   2,322,000 83,940 113,664 0.164   2017/02/16 0.014   2017/06/08 9,018,000 706,839 -   - -   -
26981 Haitong Int'l Sec - Geely Auto European Put Warrants Apr 18A HKD -   -   0.020   0 0 N/A 0.191   2017/02/13 0.033   2017/06/28 988,600,000 159,117,500 -   - -   -
28949 Haitong Int'l Sec - Geely Auto European Put Warrants Dec17 A HKD 0.017   0.014   0.014   1,300,000 20,300 N/A 0.202   2017/03/01 0.014   2017/07/11 738,000,000 116,085,550 -   - -   -
26980 Haitong Int'l Sec - Geely Auto European Warrants Aug 2018 A HKD -   -   0.790   0 0 N/A 0.690   2017/06/30 0.209   2017/05/04 1,586,470,000 452,246,335 -   - -   -
17991 Haitong Int'l Sec - Geely Auto European Warrants Jan 2018 A HKD 0.330   0.209   0.240   288,090,000 71,418,820 N/A 0.330   2017/07/13 0.209   2017/07/24 288,090,000 71,418,820 -   - -   -
28947 Haitong Int'l Sec - Geely Auto European Warrants Jul 2018 A HKD 0.750   0.620   0.710   395,000 252,750 N/A 0.750   2017/07/11 0.174   2017/05/04 1,008,760,000 287,594,845 -   - -   -
17847 Haitong Int'l Sec - Geely Auto European Warrants Jun 2018 A HKD -   -   1.150   0 0 498,667 0.500   2017/04/03 0.175   2017/01/06 65,710,000 14,389,935 -   - -   -
13057 Haitong Int'l Sec - Geely Auto European Warrants Nov 2017 A HKD 0.660   0.530   0.650   3,225,000 2,051,300 N/A 0.660   2017/07/18 0.114   2017/05/05 1,196,400,000 185,722,465 -   - -   -
24302 Haitong Int'l Sec - GJ Int'l European Warrants Jan 18 A HKD 0.191   0.138   0.144   840,000 139,482 2,458,007 0.660   2017/02/17 0.138   2017/07/11 38,142,000 14,854,562 -   - -   -
16854 Haitong Int'l Sec - Goldwind European Warrants Apr 2018 A HKD 0.243   0.167   0.196   71,560,000 13,948,362 N/A 0.243   2017/07/03 0.167   2017/07/27 85,012,000 16,739,060 -   - -   -
22954 Haitong Int'l Sec - Goldwind European Warrants Sep 2017 A HKD 0.037   0.016   0.020   1,450,000 30,484 891,160 0.238   2017/01/18 0.016   2017/07/14 82,446,000 5,489,862 -   - -   -
29144 Haitong Int'l Sec - Gome European Warrants Aug 2018 A HKD 0.171   0.155   0.156   959,000 153,028 N/A 0.300   2017/03/31 0.155   2017/07/19 6,802,000 1,771,858 -   - -   -
29940 Haitong Int'l Sec - Gome European Warrants May 2018 A HKD 0.123   0.106   0.107   1,146,000 131,793 N/A 0.218   2017/03/30 0.106   2017/07/11 2,216,000 300,591 -   - -   -
28880 Haitong Int'l Sec - Gome European Warrants Nov 2017 A HKD 0.077   0.061   0.064   15,606,000 1,060,314 2,790,992 0.265   2017/02/24 0.061   2017/07/17 110,517,000 18,175,710 0.300   2016/09/09 0.157   2016/12/22
29770 Haitong Int'l Sec - Guangdong Inv European Warrants Dec 18 A HKD 0.230   0.212   0.211   3,008,000 654,098 N/A 0.295   2017/04/13 0.205   2017/06/29 6,718,000 1,608,918 -   - -   -
22750 Haitong Int'l Sec - Guangshen Rail European Warrants Dec 18A HKD 0.069   0.060   0.065   13,570,000 880,002 1,632,012 0.246   2017/01/17 0.060   2017/07/04 94,322,000 9,843,938 -   - -   -
17527 Haitong Int'l Sec - GWMC European Warrants Jul 2018 A HKD 0.405   0.335   0.350   2,335,000 876,000 417,944 0.425   2017/06/13 0.185   2017/05/08 13,460,000 3,560,380 -   - -   -
29010 Haitong Int'l Sec - GWMC European Warrants Oct 2018 A HKD 0.250   0.179   0.202   60,490,000 12,333,525 N/A 0.285   2017/06/13 0.106   2017/05/08 723,430,000 132,649,825 -   - -   -
12683 Haitong Int'l Sec - GWMC European Warrants Sep 2017 A HKD 0.160   0.070   0.095   56,115,000 6,118,020 8,484,784 0.226   2017/06/13 0.023   2017/05/08 633,950,000 58,090,850 0.158   2016/10/19 0.038   2016/12/28
16855 Haitong Int'l Sec - GWMC European Warrants Sep 2018 A HKD 0.214   0.133   0.145   259,570,000 39,756,395 N/A 0.214   2017/07/06 0.133   2017/07/27 287,010,000 45,088,880 -   - -   -
11991 Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A HKD 0.630   0.495   0.490   150,000 77,900 784,290 0.630   2017/07/21 0.145   2017/01/03 20,910,000 4,902,080 0.305   2016/10/04 0.144   2016/12/30
24371 Haitong Int'l Sec - Haitong Sec European Warrants Oct 2017 A HKD 0.010   0.010   0.010   408,000 4,080 9,324,507 0.175   2017/02/17 0.010   2017/07/28 835,284,000 58,009,836 -   - -   -
28907 Haitong Int'l Sec - Henganintl European Warrants Aug 2017 A HKD -   -   0.018   0 0 N/A 0.270   2017/03/07 0.030   2017/05/12 49,569,000 6,865,589 -   - -   -
11044 Haitong Int'l Sec - HKEX European Put Warrants Mar 2019 A HKD 0.100   0.060   0.062   120,000 8,820 N/A 0.201   2017/03/14 0.060   2017/07/28 1,890,890,000 360,497,570 -   - -   -
12968 Haitong Int'l Sec - HKEX European Warrants Aug 2017 A HKD 0.225   0.049   0.203   108,050,000 13,782,320 16,822,562 0.225   2017/07/31 0.034   2017/05/08 1,437,160,000 102,300,910 0.295   2016/09/22 0.064   2016/12/23
11420 Haitong Int'l Sec - HKEX European Warrants Dec 2017 A HKD 0.380   0.166   0.360   14,940,000 3,708,030 167,878,285 0.380   2017/07/27 0.128   2017/05/08 23,792,890,000 3,869,586,940 0.385   2016/09/09 0.148   2016/12/28
27936 Haitong Int'l Sec - HKEX European Warrants Dec 2017 B HKD 0.201   0.071   0.193   44,740,000 6,117,920 N/A 0.201   2017/07/31 0.054   2017/05/23 30,106,080,000 3,575,118,160 -   - -   -
22166 Haitong Int'l Sec - HKEX European Warrants Dec 2018 A HKD 0.340   0.265   0.325   11,000,000 3,430,100 N/A 0.340   2017/07/31 0.265   2017/07/19 11,000,000 3,430,100 -   - -   -
13061 Haitong Int'l Sec - HKEX European Warrants Feb 2018 A HKD 0.197   0.080   0.188   368,950,000 49,173,900 295,290,277 0.197   2017/07/31 0.072   2017/05/05 12,640,800,000 1,773,031,630 0.280   2016/09/22 0.103   2016/12/22
16171 Haitong Int'l Sec - HKEX European Warrants Jan 2018 A HKD 0.290   0.123   0.280   124,290,000 22,010,500 N/A 0.290   2017/07/21 0.123   2017/07/07 243,680,000 40,865,950 -   - -   -
13360 Haitong Int'l Sec - HKEX European Warrants Jul 2017 A HKD -   -   0.011   0 0 655,655 0.065   2017/02/17 0.010   2017/05/10 84,880,000 4,103,540 0.200   2016/09/20 0.023   2016/12/28
16593 Haitong Int'l Sec - HKEX European Warrants Mar 2019 B HKD 0.315   0.196   0.295   91,070,000 21,935,200 N/A 0.315   2017/07/27 0.190   2017/06/15 158,370,000 35,917,290 -   - -   -
13771 Haitong Int'l Sec - HKEX European Warrants May 2018 A HKD 0.192   0.091   0.183   363,600,000 57,272,190 N/A 0.192   2017/07/27 0.067   2017/05/08 1,666,210,000 186,579,600 -   - -   -
24211 Haitong Int'l Sec - HKEX European Warrants May 2019 A HKD 0.192   0.170   0.187   66,480,000 11,893,560 N/A 0.192   2017/07/27 0.170   2017/07/26 66,480,000 11,893,560 -   - -   -
29164 Haitong Int'l Sec - HKEX European Warrants Nov 2017 A HKD 0.220   0.061   0.179   150,650,000 17,802,510 N/A 0.220   2017/07/31 0.047   2017/05/25 54,027,190,000 4,427,611,630 -   - -   -
24134 Haitong Int'l Sec - HKEX European Warrants Nov 2017 B HKD 0.880   0.700   0.790   7,444,000 5,830,320 N/A 0.880   2017/07/21 0.700   2017/07/26 7,444,000 5,830,320 -   - -   -
24096 Haitong Int'l Sec - HKEX European Warrants Oct 2018 A HKD 0.315   0.275   0.300   8,440,000 2,488,550 N/A 0.315   2017/07/27 0.275   2017/07/26 8,440,000 2,488,550 -   - -   -
28660 Haitong Int'l Sec - HKEX European Warrants Sep 2017 A HKD 0.019   0.019   0.024   232,000 4,408 N/A 0.355   2017/02/23 0.019   2017/07/03 2,800,551,000 908,750,074 -   - -   -
16507 Haitong Int'l Sec - HKEX European Warrants Sep 2017 B HKD 0.410   0.143   0.340   342,146,000 106,318,763 N/A 0.410   2017/07/21 0.143   2017/07/11 369,402,000 111,102,481 -   - -   -
17902 Haitong Int'l Sec - HN Renewables European Wts Aug 2017 A HKD 0.053   0.028   0.018   9,662,000 407,640 614,010 0.430   2017/01/11 0.028   2017/07/20 54,836,000 4,527,940 -   - -   -
28885 Haitong Int'l Sec - HS Bank European Put Warrants Jun 2019 A HKD 0.174   0.150   0.151   826,000 137,628 N/A 0.275   2017/02/27 0.150   2017/07/31 34,429,000 6,942,220 -   - -   -
29174 Haitong Int'l Sec - HSBC European Put Warrants Dec 2017 A HKD -   -   0.019   0 0 N/A 0.231   2017/03/03 0.018   2017/06/30 613,392,000 110,575,116 -   - -   -
29922 Haitong Int'l Sec - HSBC European Put Warrants Jun 2018 A HKD 0.057   0.034   0.028   1,244,000 56,092 N/A 0.275   2017/03/14 0.034   2017/07/25 143,208,000 28,442,688 -   - -   -
17667 Haitong Int'l Sec - HSBC European Warrants Dec 2017 B HKD 0.310   0.145   0.290   481,540,000 94,887,404 N/A 0.310   2017/07/31 0.145   2017/07/07 481,540,000 94,887,404 -   - -   -
15969 Haitong Int'l Sec - HSBC European Warrants Jan 2018 A HKD 0.490   0.214   0.490   106,324,000 29,351,924 N/A 0.490   2017/07/31 0.087   2017/06/28 368,636,000 67,248,716 -   - -   -
15970 Haitong Int'l Sec - HSBC European Warrants Jun 2018 B HKD 0.405   0.174   0.390   325,788,000 72,676,012 N/A 0.405   2017/07/31 0.100   2017/06/26 493,084,000 100,760,696 -   - -   -
14456 Haitong Int'l Sec - HSBC European Warrants Nov 2017 A HKD 0.950   0.550   0.960   10,144,000 7,172,640 N/A 0.950   2017/07/31 0.176   2017/05/02 131,436,000 41,262,160 -   - -   -
17662 Haitong Int'l Sec - HSBC European Warrants Nov 2017 B HKD 0.400   0.192   0.375   233,704,000 57,490,196 N/A 0.400   2017/07/31 0.192   2017/07/07 233,704,000 57,490,196 -   - -   -
22201 Haitong Int'l Sec - HSBC European Warrants Nov 2017 C HKD 0.249   0.140   0.219   1,139,420,000 214,509,304 N/A 0.249   2017/07/31 0.140   2017/07/24 1,139,420,000 214,509,304 -   - -   -
20747 Haitong Int'l Sec - HSBC European Warrants Oct 2017 A HKD 0.860   0.355   0.830   4,972,000 2,690,420 318,913,685 0.860   2017/07/31 0.061   2017/04/24 11,552,360,000 2,600,145,944 -   - -   -
28337 Haitong Int'l Sec - HSBC European Warrants Sep 2017 A HKD 0.295   0.071   0.270   406,260,000 62,188,876 N/A 0.295   2017/07/31 0.019   2017/04/21 15,712,768,000 1,426,928,836 -   - -   -
29170 Haitong Int'l Sec - HSBC European Warrants Sep 2017 B HKD 0.560   0.220   0.540   66,816,000 26,776,332 N/A 0.560   2017/07/31 0.035   2017/04/24 18,207,456,000 1,696,090,036 -   - -   -
29262 Haitong Int'l Sec - HSBC European Warrants Sep 2017 C HKD 1.040   0.750   1.070   9,380,000 7,654,960 N/A 1.040   2017/07/31 0.084   2017/04/19 12,711,680,000 2,077,425,460 -   - -   -
29921 Haitong Int'l Sec - HSBC European Warrants Sep 2017 D HKD 1.340   1.120   1.460   68,000 78,920 N/A 1.340   2017/07/26 0.206   2017/04/20 523,204,000 201,976,688 -   - -   -
14455 Haitong Int'l Sec - HSBC European Warrants Sep 2017 E HKD 1.110   0.900   1.210   7,336,000 7,201,320 N/A 1.110   2017/07/27 0.199   2017/04/27 778,800,000 181,686,616 -   - -   -
13416 Haitong Int'l Sec - HSI European Put Warrants Aug 2017 B HKD 0.029   0.012   0.010   3,910,000 57,090 N/A 0.150   2017/04/12 0.012   2017/07/11 34,810,000 2,121,970 -   - -   -
29729 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 A HKD 0.033   0.021   0.021   380,000 10,530 N/A 0.202   2017/03/10 0.021   2017/07/31 4,315,030,000 637,837,050 -   - -   -
15858 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 B HKD 0.054   0.033   0.032   4,080,000 177,480 N/A 0.125   2017/05/19 0.033   2017/07/20 6,200,000 340,630 -   - -   -
15865 Haitong Int'l Sec - HSI European Put Warrants Dec 2017 C HKD 0.066   0.059   0.038   240,000 15,460 N/A 0.161   2017/05/19 0.059   2017/07/17 340,000 27,940 -   - -   -
15560 Haitong Int'l Sec - HSI European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 103,706,493 0.165   2017/01/03 0.010   2017/05/23 17,307,800,000 1,154,847,040 0.193   2016/12/29 0.130   2016/12/30
15860 Haitong Int'l Sec - HSI European Put Warrants Mar 2018 C HKD 0.079   0.054   0.055   4,120,000 294,780 N/A 0.148   2017/05/19 0.054   2017/07/27 4,220,000 305,570 -   - -   -
28828 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 A HKD 0.024   0.010   0.010   340,000 6,600 N/A 0.153   2017/03/03 0.010   2017/07/17 8,104,690,000 927,580,430 -   - -   -
13414 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 D HKD 0.056   0.014   0.016   920,000 35,700 N/A 0.211   2017/04/19 0.014   2017/07/25 892,080,000 152,905,530 -   - -   -
15855 Haitong Int'l Sec - HSI European Put Warrants Sep 2017 E HKD 0.072   0.010   0.011   7,560,000 144,140 N/A 0.120   2017/05/19 0.010   2017/07/31 31,600,000 1,822,670 -   - -   -
28826 Haitong Int'l Sec - HSI European Warrants Aug 2017 A HKD 0.390   0.173   0.430   12,350,000 3,827,090 N/A 0.390   2017/07/28 0.061   2017/04/19 34,598,020,000 4,319,306,340 -   - -   -
29698 Haitong Int'l Sec - HSI European Warrants Dec 2018 A HKD 0.395   0.310   0.450   120,000 43,750 N/A 0.395   2017/07/17 0.193   2017/04/19 19,500,000 4,491,870 -   - -   -
29702 Haitong Int'l Sec - HSI European Warrants Jan 2018 A HKD -   -   0.380   0 0 N/A 0.189   2017/03/21 0.113   2017/04/19 4,380,000 650,880 -   - -   -
13391 Haitong Int'l Sec - HSI European Warrants Jan 2018 B HKD 0.214   0.213   0.370   100,000 21,350 N/A 0.214   2017/07/06 0.125   2017/04/12 920,000 134,590 -   - -   -
15866 Haitong Int'l Sec - HSI European Warrants Jan 2018 C HKD -   -   0.250   0 0 N/A 0.125   2017/05/19 0.124   2017/05/19 20,000 2,490 -   - -   -
15556 Haitong Int'l Sec - HSI European Warrants Jul 2017 A HKD 0.570   0.570   0.570   900,000 513,000 3,001,523 0.570   2017/07/20 0.121   2017/01/03 3,830,940,000 570,139,570 0.130   2016/12/30 0.112   2016/12/29
29716 Haitong Int'l Sec - HSI European Warrants Mar 2018 A HKD 0.300   0.300   0.480   3,020,000 906,000 N/A 0.305   2017/06/05 0.139   2017/04/19 108,040,000 20,594,240 -   - -   -
13409 Haitong Int'l Sec - HSI European Warrants Mar 2018 B HKD 0.250   0.156   0.315   550,000 116,850 N/A 0.250   2017/07/20 0.100   2017/04/12 1,040,000 174,440 -   - -   -
15867 Haitong Int'l Sec - HSI European Warrants Mar 2018 D HKD 0.207   0.167   0.245   960,000 179,120 N/A 0.207   2017/07/20 0.128   2017/05/19 1,490,000 253,670 -   - -   -
13410 Haitong Int'l Sec - HSI European Warrants Nov 2017 A HKD 0.224   0.130   0.315   320,000 60,630 N/A 0.224   2017/07/18 0.075   2017/04/12 900,000 120,900 -   - -   -
29719 Haitong Int'l Sec - HSI European Warrants Sep 2017 B HKD 0.520   0.350   0.640   380,000 187,400 N/A 0.520   2017/07/14 0.164   2017/04/19 40,460,000 8,752,290 -   - -   -
13407 Haitong Int'l Sec - HSI European Warrants Sep 2017 C HKD -   -   0.365   0 0 N/A 0.199   2017/06/20 0.087   2017/04/11 11,460,000 1,073,080 -   - -   -
28378 Haitong Int'l Sec - HTSC European Warrants Feb 2018 A HKD 0.161   0.092   0.129   115,028,000 13,720,988 N/A 0.270   2017/02/21 0.089   2017/06/16 239,572,000 28,049,228 -   - -   -
16144 Haitong Int'l Sec - Huadian Fuxin European Warrants Aug 18 A HKD 0.290   0.225   0.225   4,696,000 1,254,894 N/A 0.355   2017/06/05 0.225   2017/07/31 18,208,000 5,646,904 -   - -   -
28684 Haitong Int'l Sec - Huadian Power European Warrants Jul 17 A HKD -   -   0.010   0 0 214,884 0.110   2017/01/06 0.017   2017/03/30 24,424,000 1,427,166 0.395   2016/08/24 0.096   2016/11/21
28349 Haitong Int'l Sec - Huaneng European Warrants Aug 2017 A HKD 0.114   0.026   0.033   41,200,000 2,656,580 N/A 0.350   2017/05/31 0.026   2017/07/28 249,976,000 32,423,420 -   - -   -
11160 Haitong Int'l Sec - Huaneng European Warrants Sep 2017 A HKD 0.335   0.199   0.248   27,678,000 7,425,678 N/A 0.580   2017/05/31 0.199   2017/07/28 144,936,000 50,500,582 -   - -   -
28688 Haitong Int'l Sec - ICBC European Warrants Jul 2017 A HKD 0.770   0.460   0.840   51,000 23,770 1,980,148 0.770   2017/07/19 0.295   2017/02/03 33,209,000 14,458,890 0.700   2016/09/09 0.165   2016/06/15
20858 Haitong Int'l Sec - ICBC European Warrants Jul 2017 B HKD 0.300   0.049   0.270   6,702,000 1,376,543 28,140,374 0.300   2017/07/21 0.049   2017/07/05 970,129,000 172,374,349 -   - -   -
28651 Haitong Int'l Sec - ICBC European Warrants Nov 2017 A HKD 0.183   0.072   0.178   31,632,000 5,099,822 N/A 0.237   2017/02/23 0.062   2017/06/21 935,703,000 147,247,118 -   - -   -
14477 Haitong Int'l Sec - ICBC European Warrants Nov 2017 B HKD 0.460   0.184   0.445   117,689,000 44,152,105 N/A 0.460   2017/07/27 0.184   2017/07/11 130,839,000 47,355,365 -   - -   -
15786 Haitong Int'l Sec - IGG European Warrants Nov 2017 A HKD 0.310   0.182   0.220   308,820,000 70,792,105 N/A 0.370   2017/05/18 0.177   2017/06/07 756,706,000 181,340,489 -   - -   -
28346 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17B HKD 0.088   0.042   0.083   193,030,000 12,132,420 N/A 0.170   2017/02/23 0.031   2017/06/06 446,150,000 35,339,030 -   - -   -
13563 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17C HKD 0.165   0.076   0.163   327,250,000 36,653,930 N/A 0.165   2017/07/31 0.067   2017/06/05 593,160,000 61,132,470 -   - -   -
14639 Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A HKD 0.270   0.138   0.270   58,450,000 11,394,190 8,279,725 0.365   2017/02/14 0.108   2017/06/06 349,940,000 54,703,550 0.310   2016/11/29 0.201   2016/12/16
11990 Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A HKD 0.420   0.280   0.425   1,360,000 394,750 1,097,800 0.455   2017/02/23 0.227   2017/06/01 23,610,000 6,668,450 0.365   2016/11/25 0.119   2016/11/03
22089 Haitong Int'l Sec - KECL European Warrants Aug 2017 A HKD 0.460   0.055   0.330   63,010,000 8,759,036 7,751,722 0.800   2017/04/10 0.028   2017/06/28 230,474,000 46,511,338 -   - -   -
22731 Haitong Int'l Sec - Kingdee Int'l European Warrants Dec 17 A HKD 0.410   0.260   0.270   29,030,000 9,747,030 4,303,431 0.640   2017/03/20 0.248   2017/06/07 74,616,000 26,591,566 -   - -   -
28887 Haitong Int'l Sec - Kingdee Int'l European Warrants Jun 18 A HKD 0.620   0.445   0.455   7,946,000 3,949,540 N/A 0.800   2017/03/20 0.410   2017/06/07 23,006,000 11,354,280 -   - -   -
28901 Haitong Int'l Sec - Kingsoft European Warrants Jan 2018 A HKD 0.232   0.112   0.148   106,720,000 19,278,600 N/A 0.365   2017/04/03 0.112   2017/07/05 254,000,000 54,929,550 -   - -   -
15973 Haitong Int'l Sec - Kingsoft European Warrants Mar 2018 A HKD 0.209   0.148   0.147   43,200,000 8,340,530 N/A 0.270   2017/05/23 0.148   2017/07/18 46,200,000 9,045,610 -   - -   -
28899 Haitong Int'l Sec - Kingsoft European Warrants Oct 2017 A HKD 0.280   0.163   0.185   204,340,000 41,800,280 N/A 0.375   2017/05/10 0.155   2017/03/09 319,820,000 69,896,840 -   - -   -
28361 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.107   2017/04/05 0.010   2017/06/19 325,860,000 21,631,024 -   - -   -
28906 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 B HKD 0.120   0.034   0.034   43,074,000 3,663,532 N/A 0.375   2017/04/07 0.034   2017/07/28 210,194,000 35,109,612 -   - -   -
13584 Haitong Int'l Sec - Lenovo European Warrants Aug 2017 C HKD -   -   0.017   0 0 N/A 0.141   2017/04/12 0.031   2017/05/29 128,484,000 9,349,394 -   - -   -
21212 Haitong Int'l Sec - Lenovo European Warrants Dec 2017 A HKD 0.156   0.086   0.096   97,822,000 10,847,994 10,024,053 0.375   2017/01/16 0.086   2017/07/10 366,442,000 77,473,168 -   - -   -
11163 Haitong Int'l Sec - Lenovo European Warrants Jul 2017 A HKD 0.027   0.012   0.011   690,000 14,930 N/A 0.400   2017/04/07 0.012   2017/07/07 162,210,000 29,077,764 -   - -   -
28347 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 A HKD -   -   0.028   0 0 N/A 0.385   2017/03/20 0.084   2017/06/08 38,104,000 7,007,774 -   - -   -
11162 Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 B HKD -   -   0.019   0 0 N/A 0.315   2017/03/21 0.029   2017/06/21 13,820,000 1,521,226 -   - -   -
26258 Haitong Int'l Sec - Li Ning European Warrants Mar 2019 A HKD 0.237   0.224   0.224   9,960,000 2,302,650 N/A 0.237   2017/07/28 0.224   2017/07/31 9,960,000 2,302,650 -   - -   -
28895 Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A HKD 2.490   2.070   2.330   11,000 25,290 2,982,990 2.490   2017/07/25 1.180   2017/03/31 11,940,000 17,897,940 2.430   2016/10/20 0.800   2016/06/20
22083 Haitong Int'l Sec - Link REIT European Put Warrants Jul 17 A HKD -   -   0.020   0 0 2,239,622 0.250   2017/01/16 0.015   2017/05/15 100,370,000 13,673,890 -   - -   -
12681 Haitong Int'l Sec - MCC European Warrants Aug 2017 A HKD 0.038   0.038   0.030   50,000 1,900 3,555,016 0.450   2017/02/23 0.030   2017/06/13 84,966,000 22,211,636 0.400   2016/11/29 0.255   2016/11/08
15791 Haitong Int'l Sec - Meitu European Warrants Mar 2018 A HKD 0.395   0.217   0.340   103,360,000 29,784,000 N/A 0.395   2017/07/21 0.210   2017/06/28 538,610,000 160,094,615 -   - -   -
15789 Haitong Int'l Sec - Meitu European Warrants Nov 2017 A HKD 0.197   0.080   0.139   310,945,000 45,692,350 N/A 0.206   2017/05/18 0.077   2017/06/30 838,250,000 141,477,450 -   - -   -
21284 Haitong Int'l Sec - Mengniu Dairy European Wts Feb 2018 A HKD 0.169   0.087   0.100   185,626,000 24,318,199 10,029,455 0.229   2017/01/12 0.087   2017/07/13 423,342,000 61,381,832 -   - -   -
13376 Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A HKD 0.141   0.109   0.113   88,025,000 10,955,575 6,461,528 0.245   2017/02/16 0.097   2017/05/09 294,440,000 43,890,480 0.249   2016/11/04 0.171   2016/12/23
29432 Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A HKD 0.410   0.325   0.410   510,000 204,600 3,171,783 0.410   2017/07/19 0.147   2017/01/04 93,630,000 21,783,940 0.222   2016/09/23 0.123   2016/11/11
15974 Haitong Int'l Sec - ND Paper European Warrants Dec 2018 A HKD 0.315   0.239   0.315   19,690,000 5,267,020 N/A 0.315   2017/07/31 0.194   2017/06/27 200,720,000 45,633,220 -   - -   -
20816 Haitong Int'l Sec - PetroChina European Warrants Aug 2017 A HKD -   -   0.016   0 0 45,699,580 0.630   2017/01/18 0.022   2017/05/19 1,521,502,000 347,793,382 -   - -   -
18041 Haitong Int'l Sec - PetroChina European Warrants Dec 2017 A HKD 0.243   0.103   0.169   127,290,000 22,788,432 N/A 0.243   2017/07/27 0.103   2017/07/11 127,290,000 22,788,432 -   - -   -
22090 Haitong Int'l Sec - PetroChina European Warrants Jul 2017 A HKD -   -   0.016   0 0 5,693,178 0.280   2017/01/16 0.024   2017/04/03 678,168,000 35,426,884 -   - -   -
14108 Haitong Int'l Sec - PetroChina European Warrants Sep 2017 A HKD -   -   0.010   0 0 N/A 0.100   2017/04/21 0.015   2017/06/01 2,721,524,000 103,587,982 -   - -   -
28893 Haitong Int'l Sec - PICC European Warrants Jul 2018 A HKD 0.234   0.122   0.189   86,540,000 16,805,160 N/A 0.234   2017/07/11 0.064   2017/04/19 331,300,000 42,449,100 -   - -   -
28399 Haitong Int'l Sec - Ping An European Put Warrants Dec 2017 A HKD 0.010   0.010   0.010   500,000 5,000 N/A 0.223   2017/03/03 0.010   2017/07/11 174,030,000 17,295,370 -   - -   -
15466 Haitong Int'l Sec - Ping An European Warrants Aug 2017 A HKD 1.400   1.400   1.380   6,000,000 8,400,000 151,229,624 1.400   2017/07/17 0.094   2017/04/20 10,953,695,000 1,782,905,935 0.172   2016/12/30 0.143   2016/12/29
17684 Haitong Int'l Sec - Ping An European Warrants Dec 2017 B HKD 0.440   0.174   0.325   254,505,000 76,192,270 N/A 0.440   2017/07/19 0.174   2017/07/07 254,505,000 76,192,270 -   - -   -
24086 Haitong Int'l Sec - Ping An European Warrants Dec 2017 C HKD 0.275   0.212   0.244   45,890,000 11,111,100 N/A 0.275   2017/07/24 0.212   2017/07/26 45,890,000 11,111,100 -   - -   -
24094 Haitong Int'l Sec - Ping An European Warrants Feb 2018 A HKD 0.265   0.226   0.249   6,140,000 1,523,805 N/A 0.265   2017/07/21 0.226   2017/07/26 6,140,000 1,523,805 -   - -   -
24088 Haitong Int'l Sec - Ping An European Warrants Jan 2018 A HKD 0.305   0.242   0.275   44,100,000 11,957,935 N/A 0.305   2017/07/24 0.242   2017/07/26 44,100,000 11,957,935 -   - -   -
16598 Haitong Int'l Sec - Ping An European Warrants Mar 2018 A HKD 0.670   0.248   0.560   103,135,000 45,245,605 N/A 0.670   2017/07/19 0.248   2017/07/04 131,825,000 54,297,830 -   - -   -
20872 Haitong Int'l Sec - Ping An European Warrants Nov 2017 A HKD 1.080   0.400   0.920   5,740,000 4,513,800 288,380,767 1.080   2017/07/19 0.094   2017/05/08 12,953,470,000 2,031,089,785 -   - -   -
16599 Haitong Int'l Sec - Ping An European Warrants Nov 2017 B HKD 0.710   0.183   0.550   299,265,000 103,240,950 N/A 0.710   2017/07/19 0.173   2017/06/15 520,300,000 153,449,005 -   - -   -
28365 Haitong Int'l Sec - Ping An European Warrants Oct 2017 A HKD 0.870   0.246   0.720   75,725,000 41,012,935 N/A 0.870   2017/07/19 0.046   2017/04/20 9,764,640,000 1,198,342,300 -   - -   -
29941 Haitong Int'l Sec - Ping An European Warrants Oct 2017 B HKD 1.310   0.710   1.240   180,000 149,850 N/A 1.310   2017/07/20 0.121   2017/04/20 2,481,490,000 613,643,910 -   - -   -
26992 Haitong Int'l Sec - Ping An European Warrants Sep 2017 A HKD 1.500   1.300   1.640   200,000 280,000 N/A 1.500   2017/07/13 0.255   2017/04/20 443,070,000 159,719,475 -   - -   -
13088 Haitong Int'l Sec - Ping An European Warrants Sep 2017 B HKD 1.180   0.420   1.050   3,940,000 3,231,150 N/A 1.180   2017/07/18 0.063   2017/04/20 13,708,855,000 1,285,283,950 -   - -   -
22534 Haitong Int'l Sec - Poly Property European Warrants Dec 17 A HKD 1.060   0.670   1.040   12,862,000 10,557,370 5,669,869 1.060   2017/07/28 0.395   2017/05/08 51,508,000 34,948,545 -   - -   -
29132 Haitong Int'l Sec - Poly Property European Warrants Dec 17 B HKD 0.570   0.310   0.510   45,743,000 18,684,700 N/A 0.590   2017/03/16 0.238   2017/05/05 129,656,000 48,448,295 -   - -   -
26607 Haitong Int'l Sec - PSBC European Warrants Aug 2017 A HKD 0.016   0.016   0.013   30,000 480 N/A 0.290   2017/04/25 0.016   2017/07/04 71,058,000 14,472,671 -   - -   -
28894 Haitong Int'l Sec - R&F Ppt European Warrants Mar 2018 A HKD 0.325   0.162   0.285   93,068,000 23,416,732 N/A 0.325   2017/07/20 0.153   2017/05/08 316,820,000 67,098,092 -   - -   -
26990 Haitong Int'l Sec - Sands China European Warrants Aug 2017 A HKD 0.049   0.018   0.032   25,732,000 831,948 N/A 0.242   2017/04/10 0.018   2017/07/18 716,624,000 81,057,044 -   - -   -
13367 Haitong Int'l Sec - Sands China European Warrants Jul 2017 A HKD -   -   0.015   0 0 3,345,778 0.116   2017/01/10 0.014   2017/05/08 394,672,000 22,563,296 0.249   2016/11/28 0.075   2016/12/29
28656 Haitong Int'l Sec - Sands China European Warrants Nov 2017 A HKD 0.224   0.129   0.190   157,860,000 28,420,768 N/A 0.430   2017/04/07 0.129   2017/07/07 352,532,000 74,696,080 -   - -   -
14481 Haitong Int'l Sec - Sands China European Warrants Nov 2017 B HKD 0.093   0.049   0.076   81,120,000 5,166,992 N/A 0.197   2017/04/26 0.049   2017/07/07 180,304,000 15,270,120 -   - -   -
26249 Haitong Int'l Sec - Sands China European Warrants Nov 2017 C HKD 0.202   0.173   0.179   11,752,000 2,168,876 N/A 0.202   2017/07/27 0.173   2017/07/27 11,752,000 2,168,876 -   - -   -
11045 Haitong Int'l Sec - Sh Electric European Warrants Feb 2018 A HKD 0.231   0.193   0.207   932,000 191,292 N/A 0.700   2017/03/16 0.193   2017/07/26 14,014,000 6,524,874 -   - -   -
21286 Haitong Int'l Sec - Sh Electric European Warrants Mar 2018 A HKD 0.435   0.330   0.370   11,088,000 3,980,230 2,653,113 0.880   2017/03/16 0.330   2017/07/26 32,002,000 16,172,160 -   - -   -
29134 Haitong Int'l Sec - Sh Petrochem European Warrants Dec 2017A HKD 0.212   0.160   0.175   1,020,000 208,478 N/A 0.475   2017/03/02 0.142   2017/06/28 15,490,000 4,128,662 -   - -   -
16506 Haitong Int'l Sec - Sh Petrochem European Warrants May 2018A HKD 0.780   0.600   0.730   7,250,000 5,080,400 N/A 0.780   2017/07/14 0.520   2017/06/19 8,850,000 6,015,200 -   - -   -
28957 Haitong Int'l Sec - Sh Pharma European Warrants Jun 2018 A HKD 0.450   0.290   0.300   47,301,000 16,896,680 N/A 0.465   2017/06/08 0.290   2017/07/31 93,535,000 36,354,185 -   - -   -
23559 Haitong Int'l Sec - Shenzhen Int'l European Warrants Dec 18A HKD 0.375   0.300   0.300   9,028,000 3,002,425 2,253,004 0.395   2017/06/27 0.210   2017/03/10 43,467,000 13,627,746 -   - -   -
12368 Haitong Int'l Sec - Shimao Property European Warrants Jul17A HKD 0.082   0.033   0.034   1,860,000 123,665 1,644,023 0.100   2017/03/23 0.020   2017/05/12 149,100,000 9,864,135 0.159   2016/08/18 0.061   2016/12/13
14463 Haitong Int'l Sec - SHK Ppt European Warrants Aug 2017 A HKD 0.151   0.050   0.095   125,610,000 13,094,010 N/A 0.460   2017/06/06 0.050   2017/07/26 241,570,000 41,060,570 -   - -   -
13592 Haitong Int'l Sec - Sihuan Pharm European Warrants Jun 2018A HKD 0.720   0.570   0.630   2,750,000 1,768,500 N/A 0.970   2017/05/09 0.570   2017/07/12 12,088,000 8,988,290 -   - -   -
23605 Haitong Int'l Sec - Sihuan Pharm European Warrants May 2018A HKD 1.170   1.040   1.130   49,000 53,110 2,404,782 1.490   2017/05/16 0.740   2017/03/29 14,156,000 14,430,770 -   - -   -
28952 Haitong Int'l Sec - Sino Biopharm European Warrants Jul 19 A HKD 0.215   0.191   0.198   71,532,000 14,324,722 N/A 0.265   2017/03/13 0.191   2017/07/18 288,990,000 62,063,634 -   - -   -
29809 Haitong Int'l Sec - Sino-Ocean Gp European Warrants Apr2018A HKD 0.630   0.395   0.590   40,685,000 18,434,931 N/A 0.860   2017/03/16 0.375   2017/06/19 83,177,000 39,547,254 -   - -   -
14102 Haitong Int'l Sec - Sinopec Corp European Wts Nov 2017 A HKD 0.022   0.022   0.019   74,000 1,628 N/A 0.136   2017/04/26 0.021   2017/06/28 214,336,000 16,274,372 -   - -   -
12935 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A HKD 0.023   0.023   0.022   782,000 17,986 6,361,882 0.320   2017/01/25 0.023   2017/07/11 277,264,000 43,033,604 0.475   2016/10/11 0.197   2016/12/23
28626 Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 B HKD 0.075   0.020   0.021   17,452,000 734,198 N/A 0.355   2017/02/23 0.020   2017/07/25 316,826,000 66,422,302 -   - -   -
20805 Haitong Int'l Sec - Sinopec Corp European Wts Sep 2017 A HKD 0.208   0.079   0.085   49,718,000 7,078,940 24,209,726 0.600   2017/01/26 0.079   2017/07/28 418,894,000 151,527,346 -   - -   -
29775 Haitong Int'l Sec - Sinotrans European Warrants Aug 2018 A HKD 0.760   0.550   0.640   8,477,000 5,687,450 N/A 0.760   2017/07/03 0.395   2017/04/25 18,151,000 11,473,580 -   - -   -
16630 Haitong Int'l Sec - SkyworthDigital European Wts Mar18A HKD 0.850   0.520   0.520   8,996,000 5,941,820 N/A 0.950   2017/06/27 0.520   2017/07/31 16,860,000 12,737,560 -   - -   -
16892 Haitong Int'l Sec - SMIC European Warrants Dec 2018 A HKD 0.275   0.208   0.212   93,820,000 21,985,320 N/A 0.275   2017/07/19 0.208   2017/07/28 129,490,000 29,840,075 -   - -   -
22923 Haitong Int'l Sec - SMIC European Warrants Nov 2017 A HKD 0.043   0.026   0.022   16,180,000 538,920 3,299,767 0.217   2017/02/09 0.026   2017/07/27 207,375,000 23,866,335 -   - -   -
17989 Haitong Int'l Sec - Stanchart European Warrants Mar 2018 A HKD 0.490   0.380   0.475   20,265,000 8,835,333 N/A 0.490   2017/07/31 0.380   2017/07/19 20,265,000 8,835,333 -   - -   -
23679 Haitong Int'l Sec - SUNAC European Warrants Nov 2018 A HKD 1.270   0.820   1.270   11,830,000 11,467,300 4,661,072 1.270   2017/07/28 0.163   2017/02/07 93,250,000 27,969,880 -   - -   -
15972 Haitong Int'l Sec - Sunny Optical European Warrants Dec 17 A HKD 2.740   0.660   2.180   21,900,000 33,294,700 N/A 2.740   2017/07/19 0.345   2017/06/06 31,160,000 39,260,350 -   - -   -
11167 Haitong Int'l Sec - Sunny Optical European Warrants Sep 17 A HKD 3.660   0.850   2.980   33,760,000 63,237,200 N/A 3.660   2017/07/19 0.430   2017/06/06 143,450,000 149,013,000 -   - -   -
25029 Haitong Int'l Sec - Sunny Optical European Wts Aug 2018 A HKD 0.260   0.229   0.232   63,370,000 15,023,290 N/A 0.260   2017/07/26 0.229   2017/07/31 63,370,000 15,023,290 -   - -   -
24997 Haitong Int'l Sec - Sunny Optical European Wts Jan 2018 A HKD 1.300   1.170   1.210   8,660,000 10,633,800 N/A 1.300   2017/07/25 1.170   2017/07/27 8,660,000 10,633,800 -   - -   -
24021 Haitong Int'l Sec - Techtronic European Warrants Aug 2017 A HKD 0.630   0.385   0.340   19,880,000 9,099,075 3,367,713 0.630   2017/07/17 0.207   2017/02/10 49,510,000 20,347,275 -   - -   -
15896 Haitong Int'l Sec - Tencent European Put Warrants Dec 2017 A HKD 0.084   0.031   0.033   37,520,000 2,202,970 N/A 0.100   2017/06/01 0.031   2017/07/26 324,110,000 22,181,090 -   - -   -
15900 Haitong Int'l Sec - Tencent European Put Warrants Dec 2018 A HKD 0.163   0.072   0.072   99,670,000 12,429,850 N/A 0.167   2017/06/01 0.072   2017/07/31 262,250,000 35,119,380 -   - -   -
12938 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A HKD 0.014   0.010   0.010   1,690,000 20,440 131,595,010 0.187   2017/01/04 0.010   2017/07/04 15,101,860,000 1,594,633,500 0.227   2016/12/20 0.178   2016/09/08
16147 Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 B HKD 0.205   0.067   0.068   193,220,000 26,486,120 N/A 0.238   2017/06/01 0.067   2017/07/31 468,930,000 73,778,260 -   - -   -
17679 Haitong Int'l Sec - Tencent European Put Warrants Nov 2017 D HKD 0.144   0.036   0.042   85,350,000 6,773,730 N/A 0.144   2017/07/07 0.036   2017/07/31 85,350,000 6,773,730 -   - -   -
13483 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 C HKD 0.020   0.010   0.010   36,570,000 665,700 N/A 0.113   2017/04/11 0.010   2017/07/13 9,897,670,000 385,751,180 -   - -   -
13796 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 D HKD 0.010   0.010   0.010   730,000 7,300 N/A 0.098   2017/04/18 0.010   2017/07/04 17,555,070,000 872,300,440 -   - -   -
15899 Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 E HKD 0.073   0.016   0.016   36,850,000 1,807,110 N/A 0.086   2017/06/01 0.016   2017/07/19 3,209,810,000 190,719,720 -   - -   -
25581 Haitong Int'l Sec - Tencent European Warrants Aug 2017 A HKD -   -   1.000   0 0 N/A 0.640   2017/06/08 0.135   2017/03/03 21,942,470,000 3,350,634,780 -   - -   -
28753 Haitong Int'l Sec - Tencent European Warrants Aug 2017 B HKD 2.570   0.210   2.540   22,457,000 18,425,353 N/A 2.570   2017/07/31 0.090   2017/05/19 4,715,495,000 2,065,440,913 -   - -   -
15784 Haitong Int'l Sec - Tencent European Warrants Aug 2018 A HKD 0.540   0.260   0.570   27,760,000 11,362,850 N/A 0.540   2017/07/27 0.260   2017/07/05 218,580,000 81,866,500 -   - -   -
16805 Haitong Int'l Sec - Tencent European Warrants Dec 2017 B HKD 0.280   0.066   0.270   426,400,000 70,225,880 N/A 0.280   2017/07/31 0.066   2017/07/05 490,160,000 78,692,100 -   - -   -
29264 Haitong Int'l Sec - Tencent European Warrants Jan 2018 A HKD 0.810   0.490   0.890   2,960,000 2,365,600 N/A 0.810   2017/07/24 0.184   2017/03/09 5,067,930,000 991,024,130 -   - -   -
11427 Haitong Int'l Sec - Tencent European Warrants Jul 2017 A HKD -   -   1.020   0 0 904,817 0.930   2017/06/09 0.164   2017/01/04 50,690,000 12,243,410 0.405   2016/09/29 0.125   2016/12/23
14154 Haitong Int'l Sec - Tencent European Warrants Jul 2017 B HKD 5.230   1.250   5.090   16,094,000 68,625,920 N/A 5.230   2017/07/25 0.670   2017/04/21 190,381,000 245,248,540 -   - -   -
13784 Haitong Int'l Sec - Tencent European Warrants Jul 2018 A HKD 0.420   0.165   0.415   159,730,000 37,919,700 N/A 0.420   2017/07/31 0.126   2017/04/19 2,673,190,000 467,367,190 -   - -   -
15785 Haitong Int'l Sec - Tencent European Warrants Jun 2018 A HKD 0.445   0.173   0.435   134,010,000 34,802,670 N/A 0.445   2017/07/31 0.173   2017/07/05 1,525,970,000 394,861,870 -   - -   -
16173 Haitong Int'l Sec - Tencent European Warrants Jun 2018 B HKD 0.265   0.100   0.260   740,150,000 164,828,120 N/A 0.265   2017/07/31 0.100   2017/07/05 1,004,760,000 211,246,660 -   - -   -
16174 Haitong Int'l Sec - Tencent European Warrants Mar 2018 C HKD 0.295   0.097   0.280   832,260,000 196,749,740 N/A 0.295   2017/07/31 0.097   2017/07/05 1,052,040,000 235,890,100 -   - -   -
13362 Haitong Int'l Sec - Tencent European Warrants Nov 2017 A HKD 0.610   0.238   0.620   3,610,000 1,023,100 624,494,115 0.610   2017/07/27 0.066   2017/01/05 32,788,550,000 3,747,361,220 0.231   2016/09/23 0.042   2016/12/28
14202 Haitong Int'l Sec - Tencent European Warrants Nov 2017 B HKD 0.700   0.380   0.740   3,740,000 1,621,800 487,348,692 0.700   2017/07/27 0.091   2017/03/03 24,598,170,000 3,131,369,830 0.147   2016/11/16 0.103   2016/12/02
16804 Haitong Int'l Sec - Tencent European Warrants Nov 2017 C HKD 0.320   0.085   0.320   396,300,000 64,598,380 N/A 0.320   2017/07/31 0.085   2017/07/05 482,420,000 79,418,400 -   - -   -
27939 Haitong Int'l Sec - Tencent European Warrants Oct 2017 A HKD 0.680   0.650   0.900   80,000 53,200 N/A 0.680   2017/07/17 0.114   2017/03/03 8,274,840,000 1,329,701,280 -   - -   -
28348 Haitong Int'l Sec - Tencent European Warrants Oct 2017 B HKD 0.840   0.520   0.840   4,380,000 3,061,900 N/A 0.840   2017/07/31 0.098   2017/03/03 27,330,960,000 3,784,056,540 -   - -   -
28569 Haitong Int'l Sec - Tencent European Warrants Sep 2017 A HKD 1.110   1.030   1.150   20,000 21,400 374,508 1.110   2017/07/27 0.166   2017/01/04 98,280,000 19,844,130 0.430   2016/10/06 0.128   2016/12/23
11910 Haitong Int'l Sec - Tencent European Warrants Sep 2017 B HKD 0.910   0.560   1.040   40,000 29,400 4,314,045 0.910   2017/07/19 0.128   2017/01/04 13,136,350,000 2,165,645,990 0.370   2016/09/23 0.096   2016/12/20
12366 Haitong Int'l Sec - Tencent European Warrants Sep 2017 C HKD -   -   1.110   0 0 2,657,310 0.810   2017/06/23 0.142   2017/01/04 11,871,750,000 2,074,810,360 0.410   2016/09/23 0.113   2016/12/23
29155 Haitong Int'l Sec - Tencent European Warrants Sep 2017 D HKD -   -   0.910   0 0 N/A 0.510   2017/05/18 0.110   2017/03/03 11,411,730,000 1,533,266,050 -   - -   -
26983 Haitong Int'l Sec - Tianneng Power European Warrants Aug 18A HKD 0.117   0.086   0.088   46,928,000 4,690,940 N/A 0.232   2017/03/03 0.086   2017/07/31 175,154,000 22,115,598 -   - -   -
14209 Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A HKD 0.480   0.310   0.480   14,520,000 5,437,200 2,564,040 0.480   2017/07/27 0.204   2017/03/03 47,880,000 15,384,240 0.201   2016/12/01 0.171   2016/11/17
25530 Haitong Int'l Sec - Travelsky Tech European Warrants Dec17 A HKD 0.375   0.196   0.204   73,010,000 19,810,800 N/A 0.420   2017/06/05 0.170   2017/03/06 168,120,000 46,972,760 -   - -   -
12721 Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A HKD 0.133   0.034   0.021   1,926,000 212,438 4,059,424 0.510   2017/02/09 0.034   2017/07/25 93,140,000 25,175,902 0.540   2016/10/12 0.280   2016/12/21
29765 Haitong Int'l Sec - Want Want China European Warrants Dec17A HKD 0.250   0.197   0.192   6,958,000 1,515,366 N/A 0.510   2017/04/06 0.197   2017/07/25 37,805,000 11,874,550 -   - -   -
28896 Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A HKD -   -   0.455   0 0 1,198,777 0.500   2017/02/13 0.219   2017/05/08 28,520,000 7,298,260 0.455   2016/12/02 0.171   2016/07/13
28950 Haitong Int'l Sec - Weigao Group European Warrants Dec 2018A HKD 0.236   0.200   0.219   6,968,000 1,569,608 N/A 0.244   2017/06/09 0.173   2017/03/22 150,072,000 33,236,420 -   - -   -
22622 Haitong Int'l Sec - WH Group European Warrants Jan 2019 A HKD 0.210   0.171   0.167   69,465,000 13,312,710 6,070,157 0.210   2017/07/07 0.142   2017/05/22 206,395,000 36,526,540 -   - -   -
12799 Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A HKD 0.225   0.193   0.199   8,340,000 1,747,600 3,563,400 0.225   2017/07/19 0.133   2017/04/20 125,440,000 21,859,900 0.330   2016/09/08 0.184   2016/12/14
26587 Haitong Int'l Sec - Xinyi Solar European Warrants Dec 2017 A HKD 0.107   0.068   0.102   32,994,000 2,697,644 N/A 0.560   2017/02/13 0.068   2017/07/24 41,954,000 6,474,604 -   - -   -
12593 Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A HKD 0.222   0.151   0.189   13,258,000 2,490,800 1,115,879 0.222   2017/07/27 0.097   2017/05/11 40,146,000 6,695,276 0.248   2016/09/12 0.123   2016/12/28
11992 Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A HKD -   -   0.011   0 0 348,413 0.098   2017/02/07 0.012   2017/05/31 33,455,000 2,285,535 0.210   2016/09/07 0.051   2016/12/23
17659 Haitong Int'l Sec - Zhaojin Mining European Wts Dec 2018 A HKD 0.187   0.167   0.182   65,370,000 11,533,490 3,147,145 0.315   2017/02/14 0.167   2017/07/11 103,795,000 18,953,395 -   - -   -
22991 Haitong Int'l Sec - Zijin Mining European Warrants Aug 2017A HKD -   -   0.016   0 0 1,403,061 0.355   2017/03/17 0.027   2017/06/28 39,672,000 8,419,438 -   - -   -
15788 Haitong Int'l Sec - Zoomlion European Warrants Dec 2017 A HKD 0.690   0.450   0.500   16,653,200 9,305,439 N/A 0.690   2017/07/20 0.325   2017/05/18 51,334,000 25,357,363 -   - -   -
29422 Haitong Int'l Sec - ZTE European Warrants Jul 2017 A HKD -   -   0.710   0 0 N/A 0.405   2017/06/08 0.122   2017/03/10 185,372,000 30,022,324 -   - -   -
14186 Haitong Int'l Sec - ZTE European Warrants Sep 2017 A HKD 0.840   0.560   0.790   320,000 201,900 1,976,409 0.840   2017/07/25 0.191   2017/03/07 54,918,000 12,814,512 0.315   2016/12/30 0.236   2016/12/16
26659 HK Bank - A50 China European Warrants Dec 2017 A HKD -   -   0.365   0 0 32,655 0.246   2017/05/31 0.158   2017/05/08 1,200,000 225,275 0.232   2016/12/08 0.128   2016/06/15
16313 HK Bank - A50 China European Warrants Dec 2017 B HKD 0.700   0.355   0.690   51,230,900 25,635,120 N/A 0.700   2017/07/31 0.305   2017/06/16 120,476,600 54,269,320 -   - -   -
23026 HK Bank - A50 China European Warrants Jan 2018 A HKD 0.430   0.375   0.425   45,300,800 18,404,144 N/A 0.430   2017/07/31 0.375   2017/07/26 45,300,800 18,404,144 -   - -   -
21416 HK Bank - A50 China European Warrants Jul 2017 A HKD 1.410   0.490   1.400   2,189,900 1,869,307 9,375,566 1.410   2017/07/25 0.108   2017/05/05 232,215,800 58,690,307 -   - -   -
16111 HK Bank - A50 China European Warrants Oct 2017 A HKD 0.820   0.810   1.370   30,000 24,450 N/A 0.850   2017/06/12 0.550   2017/06/16 3,613,600 2,595,621 -   - -   -
26068 HK Bank - A50 China European Warrants Sep 2018 A HKD 0.178   0.171   0.178   1,200,000 208,300 N/A 0.178   2017/07/31 0.171   2017/07/27 1,200,000 208,300 -   - -   -
15376 HK Bank - AAC Tech European Put Warrants Feb 2018 B HKD 0.219   0.112   0.162   134,500,000 18,561,950 N/A 0.325   2017/05/18 0.112   2017/07/20 161,400,000 25,713,000 -   - -   -
15373 HK Bank - AAC Tech European Put Warrants Jun 2018 B HKD 0.182   0.098   0.129   123,935,000 18,135,120 N/A 0.285   2017/05/18 0.098   2017/07/20 198,135,000 33,459,075 -   - -   -
15213 HK Bank - AAC Tech European Warrants Apr 2018 A HKD 0.237   0.121   0.127   97,450,000 17,328,950 N/A 0.237   2017/07/20 0.119   2017/05/15 172,350,000 30,880,250 -   - -   -
14653 HK Bank - AAC Tech European Warrants Dec 2017 A HKD 0.370   0.320   0.370   200,000 66,750 N/A 0.440   2017/04/28 0.260   2017/05/15 750,000 233,750 -   - -   -
15568 HK Bank - AAC Tech European Warrants Dec 2017 B HKD 0.425   0.207   0.250   57,230,000 15,802,015 N/A 0.425   2017/07/20 0.126   2017/05/18 94,970,000 22,536,080 -   - -   -
26500 HK Bank - AAC Tech European Warrants Dec 2017 C HKD 0.140   0.137   0.139   1,480,000 204,960 N/A 0.140   2017/07/28 0.137   2017/07/28 1,480,000 204,960 -   - -   -
26502 HK Bank - AAC Tech European Warrants Dec 2017 D HKD 0.194   0.194   0.195   200,000 38,800 N/A 0.194   2017/07/28 0.194   2017/07/28 200,000 38,800 -   - -   -
13160 HK Bank - AAC Tech European Warrants Feb 2018 A HKD 0.345   0.158   0.196   24,475,000 5,748,035 N/A 0.345   2017/07/20 0.099   2017/05/18 529,200,000 98,611,715 -   - -   -
14586 HK Bank - AAC Tech European Warrants Jan 2018 A HKD 0.380   0.156   0.175   223,150,000 49,786,000 N/A 0.380   2017/07/20 0.108   2017/05/18 429,050,000 91,911,050 -   - -   -
15561 HK Bank - AAC Tech European Warrants Jan 2018 B HKD 0.300   0.113   0.162   110,245,000 15,306,630 N/A 0.300   2017/07/20 0.087   2017/05/18 275,675,000 36,955,035 -   - -   -
26520 HK Bank - AAC Tech European Warrants Jan 2018 C HKD 0.195   0.189   0.191   4,400,000 843,350 N/A 0.195   2017/07/28 0.189   2017/07/28 4,400,000 843,350 -   - -   -
14687 HK Bank - AAC Tech European Warrants Jun 2018 A HKD 0.305   0.216   0.183   1,050,000 265,200 N/A 0.305   2017/07/20 0.117   2017/05/18 153,300,000 29,633,700 -   - -   -
14750 HK Bank - AAC Tech European Warrants Mar 2018 A HKD 0.290   0.103   0.164   8,050,000 1,566,350 N/A 0.290   2017/07/20 0.070   2017/05/18 385,350,000 65,935,250 -   - -   -
14524 HK Bank - AAC Tech European Warrants Nov 2017 A HKD 0.410   0.210   0.249   298,350,000 76,043,900 N/A 0.410   2017/07/21 0.149   2017/05/18 311,550,000 79,609,050 -   - -   -
15567 HK Bank - AAC Tech European Warrants Nov 2017 B HKD 0.350   0.123   0.148   368,620,000 84,562,510 N/A 0.350   2017/07/20 0.083   2017/05/18 470,150,000 97,764,545 -   - -   -
14521 HK Bank - AAC Tech European Warrants Oct 2017 A HKD 0.365   0.242   0.300   300,000 88,200 N/A 0.395   2017/05/02 0.195   2017/05/18 5,200,000 1,405,400 -   - -   -
14529 HK Bank - AAC Tech European Warrants Oct 2017 B HKD 0.375   0.158   0.195   18,700,000 4,165,850 N/A 0.375   2017/07/20 0.085   2017/05/18 339,400,000 61,943,000 -   - -   -
14532 HK Bank - AAC Tech European Warrants Oct 2017 C HKD 0.300   0.070   0.110   166,560,000 21,120,535 N/A 0.300   2017/07/20 0.054   2017/05/18 641,935,000 97,073,125 -   - -   -
28145 HK Bank - Agricultural Bank European Warrants Dec 2017 A HKD 0.340   0.190   0.300   9,252,000 2,300,925 N/A 0.360   2017/02/20 0.190   2017/07/11 36,114,000 9,203,021 -   - -   -
16309 HK Bank - Agricultural Bank European Warrants Dec 2017 B HKD 0.184   0.087   0.156   53,133,000 7,450,236 N/A 0.250   2017/06/02 0.087   2017/07/11 81,546,000 11,197,064 -   - -   -
12811 HK Bank - Agricultural Bank European Warrants Jul 2017 A HKD 0.300   0.121   0.250   7,528,000 1,419,259 5,162,886 0.325   2017/02/16 0.092   2017/02/03 201,671,000 35,709,398 0.295   2016/10/06 0.105   2016/12/28
12853 HK Bank - Agricultural Bank European Warrants Jul 2017 B HKD 0.035   0.010   0.010   12,023,000 195,884 3,423,912 0.189   2017/02/16 0.010   2017/07/18 232,992,000 20,566,895 0.181   2016/09/09 0.058   2016/12/23
28727 HK Bank - Agricultural Bank European Warrants Oct 2017 A HKD 0.081   0.028   0.059   52,065,000 2,852,943 N/A 0.150   2017/03/02 0.028   2017/07/10 526,093,000 40,388,576 -   - -   -
16067 HK Bank - AIA European Put Warrants Nov 2017 A HKD 0.177   0.053   0.052   272,616,000 28,992,196 N/A 0.265   2017/05/25 0.053   2017/07/31 517,406,000 63,895,440 -   - -   -
13320 HK Bank - AIA European Put Warrants Oct 2017 A HKD 0.026   0.010   0.010   5,024,000 88,034 N/A 0.285   2017/04/19 0.010   2017/07/14 347,566,000 35,618,884 -   - -   -
28150 HK Bank - AIA European Warrants Aug 2017 A HKD 0.520   0.240   0.770   558,000 168,570 N/A 0.520   2017/07/18 0.096   2017/04/19 1,228,314,000 187,789,184 -   - -   -
17019 HK Bank - AIA European Warrants Dec 2017 A HKD 0.380   0.150   0.375   119,926,000 28,180,820 N/A 0.380   2017/07/31 0.150   2017/07/04 121,098,000 28,470,640 -   - -   -
16063 HK Bank - AIA European Warrants Oct 2017 B HKD 0.420   0.136   0.420   100,244,000 19,739,430 N/A 0.420   2017/07/31 0.136   2017/07/04 417,844,000 81,681,810 -   - -   -
13678 HK Bank - Anhui Conch European Warrants Sep 2017 A HKD 0.120   0.059   0.093   92,840,000 7,890,235 N/A 0.221   2017/04/13 0.036   2017/06/23 648,560,000 43,818,420 -   - -   -
14157 HK Bank - BBMG European Warrants Dec 2018 A HKD 0.085   0.068   0.072   87,300,000 6,587,340 N/A 0.125   2017/04/25 0.068   2017/07/27 347,130,000 30,329,000 -   - -   -
14207 HK Bank - BOC HK European Warrants Dec 2017 A HKD 0.630   0.530   0.650   195,000 107,650 6,216,927 0.630   2017/07/28 0.148   2017/01/09 206,510,000 45,475,575 0.213   2016/12/09 0.129   2016/12/19
28812 HK Bank - BOC HK European Warrants Jan 2018 A HKD 0.395   0.240   0.350   18,790,000 5,666,845 N/A 0.400   2017/06/29 0.090   2017/04/24 468,555,000 72,066,285 -   - -   -
11877 HK Bank - BOC HK European Warrants Jul 2017 A HKD -   -   1.180   0 0 137,458 0.830   2017/05/26 0.275   2017/01/03 3,540,000 1,567,850 0.355   2016/09/09 0.160   2016/08/03
17230 HK Bank - BOC HK European Warrants Jul 2018 A HKD 0.241   0.168   0.198   118,750,000 21,792,810 N/A 0.241   2017/07/04 0.168   2017/07/21 118,750,000 21,792,810 -   - -   -
13543 HK Bank - BOCL European Warrants Aug 2017 A HKD 0.047   0.015   0.034   8,013,000 220,976 13,811,997 0.239   2017/02/23 0.015   2017/07/11 729,267,000 82,873,031 0.195   2016/10/06 0.087   2016/11/09
19198 HK Bank - BOCL European Warrants Aug 2017 B HKD 0.370   0.148   0.370   11,066,000 2,306,670 774,069 0.520   2017/02/23 0.148   2017/07/10 28,930,000 6,782,050 -   - -   -
28730 HK Bank - BOCL European Warrants Aug 2017 C HKD 0.015   0.010   0.017   1,402,000 18,030 N/A 0.230   2017/02/23 0.010   2017/07/26 167,144,000 13,739,509 -   - -   -
16427 HK Bank - BOCL European Warrants Dec 2017 A HKD 0.265   0.140   0.265   20,716,000 4,058,874 N/A 0.265   2017/07/13 0.140   2017/07/10 47,510,000 8,990,153 -   - -   -
16235 HK Bank - BOCL European Warrants Jan 2018 A HKD 0.171   0.090   0.171   24,824,000 3,302,544 N/A 0.192   2017/06/05 0.090   2017/07/10 59,674,000 8,613,619 -   - -   -
12619 HK Bank - BOCL European Warrants Jul 2017 A HKD 0.085   0.010   0.010   51,788,000 1,857,370 2,607,689 0.290   2017/02/16 0.010   2017/07/25 185,586,000 16,160,014 0.255   2016/09/09 0.065   2016/12/23
14206 HK Bank - BOCL European Warrants Sep 2017 A HKD 0.295   0.104   0.250   97,615,000 21,483,817 5,970,620 0.430   2017/02/16 0.104   2017/07/10 222,033,000 47,897,734 0.228   2016/12/08 0.157   2016/12/22
28153 HK Bank - BOCL European Warrants Sep 2017 B HKD 0.200   0.043   0.109   189,941,000 15,808,170 N/A 0.335   2017/02/20 0.043   2017/07/10 723,345,000 73,701,119 -   - -   -
28724 HK Bank - BOCL European Warrants Sep 2017 C HKD -   -   0.017   0 0 N/A 0.208   2017/02/24 0.023   2017/04/19 49,488,000 4,889,289 -   - -   -
14303 HK Bank - BYD European Warrants Dec 2017 A HKD 0.077   0.052   0.054   64,940,000 4,148,840 3,224,583 0.088   2017/02/09 0.043   2017/05/24 351,125,000 22,907,965 0.116   2016/11/21 0.065   2016/12/28
16810 HK Bank - BYD European Warrants Dec 2017 B HKD 0.375   0.231   0.233   78,460,000 19,654,665 N/A 0.425   2017/06/27 0.231   2017/07/31 82,890,000 21,355,240 -   - -   -
13622 HK Bank - BYD European Warrants Dec 2018 A HKD -   -   0.056   0 0 1,213 0.058   2017/04/25 0.050   2017/06/06 140,000 7,280 0.162   2016/10/11 0.093   2016/11/21
27139 HK Bank - BYD European Warrants Sep 2017 A HKD 0.036   0.017   0.019   1,250,000 26,800 200,125 0.042   2017/02/09 0.010   2017/05/12 67,400,000 1,503,250 0.141   2016/04/13 0.031   2016/12/28
16314 HK Bank - CAM CSI300 European Warrants Apr 2018 A HKD 0.330   0.260   0.330   7,074,000 2,041,130 N/A 0.330   2017/07/31 0.210   2017/06/02 18,798,000 4,930,562 -   - -   -
13795 HK Bank - CAM CSI300 European Warrants Aug 2017 A HKD 0.146   0.080   0.134   38,002,000 3,943,734 N/A 0.146   2017/07/24 0.035   2017/05/24 254,212,000 19,436,118 -   - -   -
26076 HK Bank - CAM CSI300 European Warrants Aug 2018 A HKD 0.232   0.217   0.230   30,636,000 6,881,424 N/A 0.232   2017/07/31 0.217   2017/07/28 30,636,000 6,881,424 -   - -   -
16158 HK Bank - CAM CSI300 European Warrants Sep 2017 A HKD 0.450   0.280   0.440   24,736,000 9,194,480 N/A 0.450   2017/07/31 0.210   2017/05/31 44,600,000 14,868,954 -   - -   -
14384 HK Bank - CC Bank European Warrants Aug 2017 A HKD 0.560   0.560   1.010   20,000 11,200 77,183 0.760   2017/06/19 0.475   2017/02/02 1,205,000 737,600 0.550   2016/11/25 0.365   2016/12/23
15253 HK Bank - CC Bank European Warrants Aug 2017 B HKD 0.500   0.110   0.440   50,727,000 13,399,756 7,236,951 0.540   2017/02/16 0.110   2017/07/10 301,826,000 88,505,270 0.380   2016/12/30 0.198   2016/12/23
27863 HK Bank - CC Bank European Warrants Aug 2017 C HKD 0.228   0.030   0.176   69,363,000 7,812,155 N/A 0.395   2017/02/20 0.030   2017/07/10 808,369,000 115,923,351 -   - -   -
28722 HK Bank - CC Bank European Warrants Aug 2017 D HKD 0.037   0.010   0.025   15,407,000 374,768 N/A 0.241   2017/02/24 0.010   2017/07/11 420,255,000 43,146,380 -   - -   -
16367 HK Bank - CC Bank European Warrants Dec 2017 A HKD 0.270   0.084   0.237   94,362,000 14,198,295 N/A 0.295   2017/06/05 0.084   2017/07/10 128,150,000 20,418,998 -   - -   -
17026 HK Bank - CC Bank European Warrants Dec 2017 B HKD 0.380   0.163   0.320   54,460,000 15,385,678 N/A 0.380   2017/07/27 0.163   2017/07/07 57,028,000 16,001,858 -   - -   -
11962 HK Bank - CC Bank European Warrants Jul 2017 A HKD 0.650   0.174   0.620   2,538,000 797,812 2,796,472 0.650   2017/07/17 0.174   2017/07/10 48,657,000 18,863,812 0.590   2016/09/08 0.197   2016/12/23
15255 HK Bank - CC Bank European Warrants Jul 2017 B HKD 0.019   0.010   0.010   9,470,000 126,740 6,779,154 0.250   2017/02/16 0.010   2017/07/17 306,636,000 44,161,931 0.188   2016/12/30 0.112   2016/12/19
18506 HK Bank - CC Bank European Warrants Jul 2018 A HKD 0.590   0.590   0.650   80,000 47,200 N/A 0.590   2017/07/21 0.590   2017/07/21 80,000 47,200 -   - -   -
16365 HK Bank - CC Bank European Warrants Sep 2017 A HKD 0.290   0.067   0.248   99,996,000 10,762,320 N/A 0.295   2017/06/05 0.067   2017/07/10 166,757,000 24,099,139 -   - -   -
27199 HK Bank - CGS European Warrants Dec 2018 A HKD 0.095   0.077   0.078   19,090,000 1,625,325 N/A 0.184   2017/02/14 0.077   2017/07/28 270,755,000 33,422,625 -   - -   -
26671 HK Bank - CGS European Warrants Nov 2017 A HKD 0.125   0.094   0.096   9,050,000 982,105 222,258 0.200   2017/02/20 0.094   2017/07/28 11,940,000 1,439,530 0.250   2016/03/21 0.178   2016/03/11
14873 HK Bank - Ch Comm Cons European Warrants Nov 2017 A HKD 0.089   0.046   0.055   144,320,000 8,644,630 16,673,510 0.187   2017/03/23 0.046   2017/07/10 1,071,450,000 105,425,310 0.106   2016/12/30 0.087   2016/12/23
17286 HK Bank - Ch Comm Cons European Warrants Nov 2018 A HKD 0.167   0.121   0.133   141,380,000 20,082,050 N/A 0.167   2017/07/19 0.121   2017/07/10 141,380,000 20,082,050 -   - -   -
13801 HK Bank - Ch Comm Cons European Warrants Oct 2017 A HKD 0.215   0.156   0.159   10,690,000 1,994,820 825,673 0.265   2017/04/05 0.117   2017/01/04 67,510,000 10,089,090 0.183   2016/11/11 0.109   2016/12/23
26967 HK Bank - CHALCO European Warrants Aug 2017 A HKD 0.510   0.123   0.510   12,472,000 2,162,172 N/A 0.600   2017/02/15 0.075   2017/06/06 169,268,000 39,603,926 -   - -   -
28162 HK Bank - Chi Res Land European Warrants Dec 2017 A HKD 0.335   0.157   0.295   29,360,000 5,625,460 N/A 0.335   2017/07/27 0.107   2017/05/05 305,840,000 57,753,420 -   - -   -
20818 HK Bank - China Life European Warrants Apr 2018 A HKD 0.217   0.150   0.155   28,850,000 5,068,450 N/A 0.217   2017/07/17 0.150   2017/07/28 28,850,000 5,068,450 -   - -   -
13512 HK Bank - China Life European Warrants Aug 2017 A HKD 0.194   0.054   0.086   48,920,000 4,168,190 77,704,250 0.230   2017/03/21 0.054   2017/07/05 3,975,860,000 479,220,630 0.183   2016/11/28 0.076   2016/12/23
13513 HK Bank - China Life European Warrants Jan 2018 A HKD 0.229   0.126   0.156   51,300,000 8,900,460 10,808,175 0.260   2017/02/15 0.117   2017/05/05 328,210,000 64,849,050 0.187   2016/11/28 0.129   2016/10/03
11960 HK Bank - China Life European Warrants Jul 2017 A HKD -   -   0.640   0 0 15,858 0.480   2017/03/02 0.246   2017/01/03 950,000 276,100 0.250   2016/12/21 0.156   2016/08/08
28322 HK Bank - China Life European Warrants Nov 2017 A HKD 0.137   0.062   0.082   1,244,830,000 124,867,790 N/A 0.235   2017/02/21 0.062   2017/07/05 2,884,640,000 333,508,450 -   - -   -
20834 HK Bank - China Life European Warrants Nov 2017 B HKD 0.220   0.205   0.156   1,160,000 243,800 N/A 0.220   2017/07/17 0.205   2017/07/17 1,160,000 243,800 -   - -   -
13156 HK Bank - China Life European Warrants Oct 2017 A HKD 0.345   0.315   0.410   40,000 13,200 16,458 0.390   2017/05/17 0.240   2017/01/10 4,840,000 1,251,450 0.360   2016/11/25 0.157   2016/10/31
15638 HK Bank - China Life European Warrants Oct 2017 B HKD -   -   0.325   0 0 137,578 0.255   2017/04/12 0.201   2017/01/16 4,420,000 1,034,510 0.175   2016/12/29 0.171   2016/12/29
12989 HK Bank - China Life European Warrants Oct 2017 C HKD 0.130   0.047   0.072   811,350,000 54,126,880 N/A 0.144   2017/03/29 0.047   2017/07/05 4,619,590,000 434,247,780 -   - -   -
21819 HK Bank - China Life European Warrants Sep 2017 A HKD 0.300   0.146   0.212   16,740,000 3,204,760 1,403,990 0.325   2017/03/17 0.146   2017/07/05 47,690,000 9,673,030 -   - -   -
28141 HK Bank - China Life European Warrants Sep 2017 B HKD 0.139   0.045   0.061   65,430,000 5,521,200 N/A 0.227   2017/02/21 0.045   2017/07/05 4,237,450,000 476,860,170 -   - -   -
25621 HK Bank - China Mobile European Put Warrants Jun 2018 A HKD 0.130   0.102   0.109   82,000,000 9,592,700 15,147,292 0.138   2017/01/05 0.092   2017/03/21 850,750,000 97,157,150 0.231   2016/01/21 0.097   2016/10/11
16907 HK Bank - China Mobile European Warrants Dec 2017 A HKD 0.240   0.138   0.199   2,721,775,000 476,585,085 N/A 0.240   2017/07/24 0.138   2017/07/07 2,721,775,000 476,585,085 -   - -   -
19146 HK Bank - China Mobile European Warrants Jan 2018 A HKD 0.450   0.350   0.405   17,870,000 7,284,900 N/A 0.450   2017/07/24 0.350   2017/07/17 17,870,000 7,284,900 -   - -   -
16048 HK Bank - China Mobile European Warrants Jul 2017 A HKD -   -   0.124   0 0 2,448,855 0.920   2017/03/21 0.120   2017/06/27 52,440,000 16,842,030 -   - -   -
19301 HK Bank - China Mobile European Warrants Nov 2017 A HKD 0.249   0.171   0.208   65,580,000 13,164,560 N/A 0.249   2017/07/21 0.171   2017/07/14 65,580,000 13,164,560 -   - -   -
14173 HK Bank - China Mobile European Warrants Oct 2017 A HKD 0.190   0.083   0.131   1,246,565,000 140,818,725 N/A 0.390   2017/05/22 0.083   2017/07/12 1,365,690,000 175,154,925 -   - -   -
25851 HK Bank - China Mobile European Warrants Sep 2017 A HKD 0.028   0.017   0.021   3,735,000 73,565 N/A 0.340   2017/03/21 0.017   2017/07/12 342,160,000 68,230,480 -   - -   -
28822 HK Bank - China Mobile European Warrants Sep 2017 B HKD 0.060   0.025   0.033   354,500,000 20,272,050 N/A 0.550   2017/03/21 0.025   2017/07/07 13,255,765,000 2,312,738,535 -   - -   -
27853 HK Bank - China Overseas European Warrants Dec 2017 A HKD 0.176   0.058   0.159   47,900,000 4,617,820 N/A 0.212   2017/02/22 0.051   2017/05/09 373,700,000 34,066,120 -   - -   -
16429 HK Bank - China Overseas European Warrants Feb 2018 A HKD 0.295   0.128   0.295   14,320,000 2,504,440 N/A 0.295   2017/07/28 0.119   2017/06/30 88,120,000 14,884,280 -   - -   -
13822 HK Bank - China Overseas European Warrants Jul 2017 A HKD -   -   0.010   0 0 19,260 0.065   2017/02/09 0.010   2017/04/26 3,980,000 142,560 0.207   2016/10/19 0.021   2016/12/28
18400 HK Bank - China Overseas European Warrants Nov 2017 A HKD 0.380   0.173   0.430   6,700,000 1,686,120 3,730,273 0.380   2017/07/24 0.137   2017/05/18 143,320,000 26,824,120 -   - -   -
20319 HK Bank - China Railway European Warrants Dec 2017 A HKD 0.025   0.017   0.016   5,390,000 122,860 3,633,173 0.101   2017/03/27 0.017   2017/07/11 328,470,000 25,785,440 0.162   2016/04/14 0.059   2016/01/21
27138 HK Bank - China Railway European Warrants Oct 2017 A HKD 0.070   0.043   0.045   57,900,000 3,196,410 1,064,893 0.174   2017/03/22 0.040   2017/06/21 107,150,000 6,631,760 0.193   2016/04/13 0.096   2016/10/13
11443 HK Bank - China Shenhua European Warrants Jul 2017 A HKD 0.600   0.465   0.610   50,000 25,625 1,642,978 0.600   2017/07/21 0.103   2017/01/03 115,860,000 16,750,540 0.280   2016/07/15 0.092   2016/12/23
17841 HK Bank - China Shenhua European Warrants Jul 2018 A HKD 0.248   0.180   0.240   74,280,000 14,784,380 N/A 0.248   2017/07/26 0.180   2017/07/12 74,280,000 14,784,380 -   - -   -
13998 HK Bank - China Shenhua European Warrants Oct 2017 A HKD 0.315   0.125   0.285   86,425,000 16,552,430 N/A 0.315   2017/07/31 0.083   2017/05/05 756,795,000 88,023,325 -   - -   -
14015 HK Bank - China Shenhua European Warrants Sep 2017 A HKD 0.425   0.238   0.465   620,000 185,440 15,428,015 0.425   2017/07/26 0.074   2017/03/10 897,980,000 112,838,770 0.219   2016/11/02 0.083   2016/12/20
24295 HK Bank - China Tel European Warrants Jan 2018 A HKD 0.260   0.172   0.171   98,306,000 20,306,712 N/A 0.260   2017/07/24 0.172   2017/07/31 98,306,000 20,306,712 -   - -   -
29386 HK Bank - China Tel European Warrants Sep 2017 A HKD 0.156   0.108   0.116   64,962,000 8,634,908 N/A 0.350   2017/03/20 0.108   2017/07/17 150,128,000 30,292,958 -   - -   -
24061 HK Bank - China Unicom European Warrants Dec 2017 A HKD 0.214   0.122   0.181   27,644,000 4,369,738 12,721,912 0.228   2017/06/23 0.070   2017/01/16 979,134,000 98,530,236 0.192   2016/04/19 0.059   2016/07/11
24303 HK Bank - China Unicom European Warrants Jan 2018 A HKD 0.680   0.570   0.530   13,676,000 8,395,840 N/A 0.680   2017/07/24 0.570   2017/07/25 13,676,000 8,395,840 -   - -   -
22432 HK Bank - China Unicom European Warrants Oct 2017 A HKD 0.049   0.015   0.033   195,020,000 7,499,460 12,000,047 0.072   2017/06/23 0.015   2017/07/07 1,729,240,000 73,621,120 0.114   2016/03/30 0.027   2016/11/17
13878 HK Bank - China Vanke European Warrants Dec 2017 A HKD 0.224   0.159   0.206   32,800,000 5,890,319 N/A 0.225   2017/04/19 0.092   2017/05/16 231,733,000 30,844,750 -   - -   -
26032 HK Bank - China Vanke European Warrants Feb 2018 A HKD 0.211   0.189   0.204   38,263,000 7,769,400 N/A 0.211   2017/07/28 0.189   2017/07/27 38,263,000 7,769,400 -   - -   -
15496 HK Bank - China Vanke European Warrants Jul 2017 A HKD 0.235   0.111   0.127   15,846,000 2,580,106 4,632,946 0.325   2017/03/17 0.045   2017/06/05 276,666,000 38,726,181 0.168   2016/12/28 0.136   2016/12/29
28325 HK Bank - CITIC Bank European Warrants Aug 2017 A HKD 0.038   0.018   0.019   3,000,000 92,900 N/A 0.300   2017/02/23 0.018   2017/07/12 97,729,000 13,093,343 -   - -   -
16811 HK Bank - CITIC Bank European Warrants Dec 2017 A HKD 0.390   0.204   0.350   46,475,000 12,415,797 N/A 0.390   2017/07/17 0.204   2017/07/10 71,701,000 18,878,590 -   - -   -
23306 HK Bank - CITIC Bank European Warrants Jan 2018 A HKD 0.260   0.238   0.248   30,424,000 7,572,612 N/A 0.260   2017/07/27 0.238   2017/07/25 30,424,000 7,572,612 -   - -   -
13793 HK Bank - CITIC Bank European Warrants Oct 2017 A HKD 0.132   0.044   0.105   23,827,000 2,317,853 N/A 0.218   2017/04/18 0.044   2017/07/10 198,137,000 22,160,144 -   - -   -
26864 HK Bank - CITIC European Warrants Dec 2017 A HKD 0.051   0.037   0.041   21,160,000 912,965 1,726,003 0.095   2017/02/15 0.037   2017/07/11 218,090,000 16,049,396 0.188   2016/08/16 0.074   2016/12/23
27724 HK Bank - CITIC Sec European Warrants Dec 2017 A HKD 0.096   0.063   0.065   154,715,000 12,243,680 N/A 0.236   2017/02/17 0.063   2017/07/31 859,365,000 105,360,100 -   - -   -
16310 HK Bank - CKH European Warrants Dec 2017 A HKD 0.275   0.155   0.265   58,870,000 12,329,340 N/A 0.345   2017/06/02 0.155   2017/07/07 71,955,000 15,939,500 -   - -   -
16766 HK Bank - CKH European Warrants Jul 2017 A HKD -   -   0.270   0 0 7,120,718 0.680   2017/05/25 0.165   2017/04/21 195,280,000 60,041,680 -   - -   -
26673 HK Bank - CKH European Warrants Nov 2017 A HKD 0.115   0.070   0.109   24,245,000 2,090,545 2,464,763 0.115   2017/07/31 0.059   2017/04/21 328,665,000 23,828,600 0.166   2016/03/16 0.050   2016/07/06
28960 HK Bank - CKH European Warrants Sep 2017 A HKD 0.365   0.168   0.330   24,480,000 6,841,540 N/A 0.495   2017/05/29 0.168   2017/07/04 198,855,000 69,738,515 -   - -   -
22760 HK Bank - CKP European Warrants Dec 2017 A HKD 0.016   0.012   0.016   12,200,000 178,600 43,975 0.016   2017/07/31 0.012   2017/07/28 18,250,000 266,450 0.038   2016/11/02 0.011   2016/12/28
17285 HK Bank - CKP European Warrants Jan 2018 A HKD 0.300   0.182   0.295   18,795,000 4,092,705 N/A 0.300   2017/07/31 0.182   2017/07/05 18,795,000 4,092,705 -   - -   -
12982 HK Bank - CKP European Warrants Oct 2017 A HKD 0.660   0.380   0.660   945,000 491,750 N/A 0.660   2017/07/31 0.185   2017/03/31 114,320,000 29,739,400 -   - -   -
26079 HK Bank - CM Bank European Warrants Aug 2017 A HKD 0.550   0.236   0.470   11,325,000 3,782,700 N/A 0.550   2017/07/25 0.049   2017/05/08 229,535,000 32,804,475 -   - -   -
16894 HK Bank - CM Bank European Warrants Jan 2018 A HKD 0.320   0.150   0.285   82,855,000 16,465,205 N/A 0.320   2017/07/25 0.150   2017/07/10 125,995,000 25,311,880 -   - -   -
16113 HK Bank - CM Bank European Warrants Mar 2018 A HKD 0.415   0.285   0.490   510,000 158,600 N/A 0.415   2017/07/17 0.206   2017/06/16 26,280,000 6,793,185 -   - -   -
26812 HK Bank - CNOOC European Put Warrants Nov 2017 A HKD 0.055   0.032   0.037   90,470,000 3,978,810 5,355,892 0.082   2017/01/03 0.032   2017/07/26 862,480,000 53,076,090 0.198   2016/03/29 0.057   2016/12/14
16902 HK Bank - CNOOC European Warrants Dec 2017 A HKD 0.340   0.232   0.270   278,507,000 76,427,651 N/A 0.340   2017/07/04 0.232   2017/07/11 285,467,000 78,438,941 -   - -   -
25348 HK Bank - CNOOC European Warrants Dec 2018 A HKD -   -   0.150   0 0 111,458 0.255   2017/01/10 0.135   2017/06/28 4,060,000 709,550 0.350   2016/10/20 0.111   2016/01/21
25265 HK Bank - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 22,633,214 0.630   2017/02/02 0.016   2017/06/01 493,291,000 135,799,281 -   - -   -
11776 HK Bank - CNOOC European Warrants Jul 2018 A HKD 0.076   0.064   0.070   78,780,000 5,580,520 6,898,597 0.193   2017/01/16 0.063   2017/06/27 429,570,000 41,395,440 0.260   2016/10/11 0.073   2016/01/21
27527 HK Bank - CNOOC European Warrants May 2018 A HKD 0.026   0.020   0.022   2,700,000 63,500 3,640,805 0.122   2017/01/06 0.020   2017/07/25 544,330,000 47,874,520 0.173   2016/04/22 0.093   2016/11/14
13677 HK Bank - CNOOC European Warrants Oct 2017 A HKD 0.047   0.037   0.030   1,250,000 52,200 N/A 0.350   2017/04/13 0.037   2017/07/21 201,755,000 51,292,729 -   - -   -
29825 HK Bank - CNOOC European Warrants Sep 2017 A HKD 0.081   0.033   0.052   45,648,000 2,644,238 N/A 0.620   2017/04/07 0.033   2017/07/25 718,832,000 197,290,653 -   - -   -
27873 HK Bank - Country Garden European Warrants Dec 2017 A HKD 4.420   2.950   4.800   517,000 1,659,250 N/A 4.420   2017/07/28 0.670   2017/02/17 19,884,000 26,435,490 -   - -   -
16812 HK Bank - CRCC European Warrants Dec 2018 A HKD 0.160   0.118   0.123   83,820,000 11,247,055 N/A 0.160   2017/07/20 0.118   2017/07/31 110,660,000 14,966,870 -   - -   -
14872 HK Bank - CRCC European Warrants Nov 2017 A HKD 0.025   0.011   0.012   16,440,000 310,300 4,015,410 0.110   2017/02/10 0.011   2017/07/28 350,610,000 28,961,800 0.138   2016/12/07 0.078   2016/12/22
16368 HK Bank - CRRC European Warrants Dec 2017 A HKD 0.455   0.250   0.305   13,267,000 4,673,495 N/A 0.660   2017/06/06 0.250   2017/07/31 18,168,000 7,212,275 -   - -   -
26862 HK Bank - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 50,742 0.039   2017/01/23 0.014   2017/04/12 19,860,000 586,060 0.235   2016/03/22 0.031   2016/12/29
11559 HK Bank - CRRC European Warrants Sep 2017 A HKD 0.010   0.010   0.010   1,100,000 11,000 1,529,378 0.058   2017/02/15 0.010   2017/07/20 292,873,000 10,523,410 0.160   2016/08/15 0.040   2016/12/28
23985 HK Bank - CRRC Times European Warrants Dec 2017 A HKD 0.011   0.010   0.010   300,000 3,200 61,425 0.052   2017/01/27 0.010   2017/07/20 12,800,000 529,550 0.187   2016/01/04 0.039   2016/11/21
17795 HK Bank - CSOP A50 ETF European Warrants Jan 2018 A HKD 0.530   0.365   0.465   131,166,000 61,312,115 N/A 0.530   2017/07/20 0.365   2017/07/12 131,166,000 61,312,115 -   - -   -
26557 HK Bank - CSOP A50 ETF European Warrants Jan 2018 B HKD 0.280   0.270   0.280   1,300,000 359,950 N/A 0.280   2017/07/31 0.270   2017/07/31 1,300,000 359,950 -   - -   -
26657 HK Bank - CSOP A50 ETF European Warrants Oct 2017 A HKD -   -   0.425   0 0 16,667 0.250   2017/05/23 0.250   2017/05/23 400,000 100,000 0.280   2016/03/07 0.211   2016/07/08
16312 HK Bank - CSOP A50 ETF European Warrants Oct 2017 B HKD 0.740   0.335   0.680   66,754,000 28,061,470 N/A 0.740   2017/07/25 0.305   2017/06/20 197,222,600 84,639,340 -   - -   -
29834 HK Bank - CSOP A50 ETF European Warrants Sep 2017 A HKD 1.400   0.640   1.300   13,864,200 16,769,356 N/A 1.400   2017/07/25 0.175   2017/05/08 199,195,200 68,199,402 -   - -   -
11721 HK Bank - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.191   0.121   0.183   75,006,000 10,533,970 12,043,473 0.191   2017/07/25 0.065   2017/05/11 787,934,000 83,448,750 0.146   2016/08/16 0.096   2016/12/20
13965 HK Bank - Dongfeng Motor European Warrants Dec 2017 A HKD 0.143   0.099   0.118   3,420,000 415,960 8,363,340 0.150   2017/06/14 0.057   2017/05/09 581,060,000 55,860,980 0.143   2016/11/01 0.074   2016/12/29
16838 HK Bank - Dongfeng Motor European Warrants Dec 2018 A HKD 0.206   0.167   0.169   112,360,000 21,276,900 N/A 0.213   2017/06/27 0.167   2017/07/31 157,880,000 30,532,460 -   - -   -
11875 HK Bank - Dongfeng Motor European Warrants Sep 2017 A HKD 0.044   0.021   0.021   28,920,000 860,480 931,030 0.058   2017/06/14 0.016   2017/05/31 155,360,000 5,783,060 0.224   2016/08/04 0.026   2016/12/28
21907 HK Bank - Esprit European Warrants Jul 2017 A HKD -   -   0.010   0 0 3,817 0.037   2017/02/24 0.010   2017/04/05 3,650,000 71,900 0.187   2016/02/23 0.028   2016/12/23
13794 HK Bank - Evergrande European Warrants Apr 2018 A HKD 1.300   0.700   1.270   150,000 137,600 N/A 1.300   2017/07/28 0.100   2017/05/08 429,840,000 67,821,100 -   - -   -
27813 HK Bank - Evergrande European Warrants Jul 2017 A HKD -   -   0.900   0 0 5,914,580 0.910   2017/06/14 0.028   2017/01/04 284,650,000 35,749,330 0.135   2016/05/09 0.025   2016/12/30
15210 HK Bank - Evergrande European Warrants Nov 2018 A HKD 1.420   0.600   1.270   5,640,000 5,125,900 N/A 1.420   2017/07/27 0.140   2017/05/09 115,940,000 33,280,130 -   - -   -
13440 HK Bank - Evergrande European Warrants Oct 2017 A HKD 9.310   6.670   13.580   408,000 3,024,640 N/A 9.310   2017/07/21 0.850   2017/05/09 15,612,000 26,158,880 -   - -   -
19218 HK Bank - Evergrande European Warrants Sep 2017 A HKD 10.340   9.850   16.320   200,000 2,019,000 1,992,858 10.340   2017/07/14 0.600   2017/01/16 8,070,000 13,348,510 -   - -   -
13679 HK Bank - Foxconn European Warrants Oct 2017 A HKD 0.182   0.079   0.153   20,980,000 3,199,380 N/A 0.265   2017/05/16 0.079   2017/07/13 75,018,000 14,502,904 -   - -   -
28815 HK Bank - Galaxy Ent European Put Warrants Aug 2017 A HKD -   -   0.013   0 0 N/A 0.275   2017/02/24 0.016   2017/06/01 417,300,000 55,798,330 -   - -   -
16481 HK Bank - Galaxy Ent European Put Warrants Dec 2017 A HKD 0.305   0.203   0.192   13,660,000 3,735,050 N/A 0.305   2017/07/04 0.203   2017/07/27 33,460,000 8,391,820 -   - -   -
13341 HK Bank - Galaxy Ent European Put Warrants Sep 2017 A HKD 0.056   0.012   0.012   14,220,000 511,250 N/A 0.219   2017/05/18 0.012   2017/07/24 477,440,000 68,964,050 -   - -   -
19371 HK Bank - Galaxy Ent European Warrants Dec 2017 B HKD 0.395   0.275   0.375   39,930,000 13,911,750 N/A 0.395   2017/07/25 0.275   2017/07/17 39,930,000 13,911,750 -   - -   -
16677 HK Bank - Galaxy Ent European Warrants Jul 2017 A HKD -   -   1.120   0 0 5,075,723 0.850   2017/05/31 0.215   2017/02/08 305,520,000 99,319,240 -   - -   -
27864 HK Bank - Galaxy Ent European Warrants Jul 2017 B HKD 0.680   0.415   0.720   660,000 293,100 N/A 0.820   2017/06/26 0.189   2017/02/21 223,250,000 66,513,090 -   - -   -
15558 HK Bank - Galaxy Ent European Warrants Nov 2017 A HKD 0.710   0.540   0.700   570,000 360,800 N/A 0.720   2017/06/26 0.275   2017/05/19 30,260,000 11,189,950 -   - -   -
12984 HK Bank - Galaxy Ent European Warrants Oct 2017 A HKD 0.435   0.228   0.405   6,990,000 2,056,390 N/A 0.520   2017/06/20 0.148   2017/05/18 399,720,000 101,747,730 -   - -   -
16311 HK Bank - Galaxy Ent European Warrants Oct 2017 B HKD 0.305   0.170   0.247   96,090,000 21,329,740 N/A 0.395   2017/06/14 0.170   2017/07/04 229,880,000 62,897,960 -   - -   -
16666 HK Bank - Galaxy Ent European Warrants Oct 2017 C HKD 0.160   0.078   0.137   296,360,000 32,334,040 N/A 0.224   2017/06/20 0.078   2017/07/04 717,430,000 106,906,950 -   - -   -
25863 HK Bank - Geely Auto European Put Warrants Apr 2018 A HKD 0.031   0.021   0.025   6,900,000 173,100 N/A 0.225   2017/02/03 0.021   2017/07/26 1,032,000,000 148,025,800 -   - -   -
27307 HK Bank - Geely Auto European Put Warrants Dec 2017 B HKD 0.023   0.012   0.014   6,300,000 105,500 N/A 0.206   2017/02/17 0.012   2017/07/24 1,164,600,000 158,660,700 -   - -   -
11366 HK Bank - Geely Auto European Put Warrants Dec 2017 D HKD 0.039   0.020   0.021   46,330,000 1,272,590 N/A 0.255   2017/04/11 0.020   2017/07/31 454,680,000 46,410,040 -   - -   -
17830 HK Bank - Geely Auto European Put Warrants Jan 2018 D HKD 0.260   0.165   0.175   533,650,000 97,018,520 N/A 0.260   2017/07/10 0.165   2017/07/25 533,650,000 97,018,520 -   - -   -
16484 HK Bank - Geely Auto European Put Warrants Mar 2018 A HKD 0.118   0.077   0.082   291,990,000 26,372,780 N/A 0.206   2017/06/16 0.077   2017/07/25 667,540,000 88,722,330 -   - -   -
25459 HK Bank - Geely Auto European Warrants Aug 2017 A HKD -   -   9.550   0 0 N/A 6.790   2017/06/09 1.410   2017/02/02 13,405,000 51,255,000 -   - -   -
25499 HK Bank - Geely Auto European Warrants Aug 2017 B HKD 9.100   8.120   8.610   12,495,000 109,165,360 N/A 9.100   2017/07/25 1.260   2017/02/02 62,515,000 235,379,360 -   - -   -
27086 HK Bank - Geely Auto European Warrants Dec 2017 A HKD 0.790   0.750   0.840   700,000 529,000 N/A 0.790   2017/07/03 0.213   2017/04/11 64,900,000 20,424,000 -   - -   -
28794 HK Bank - Geely Auto European Warrants Dec 2017 C HKD 0.750   0.610   0.730   6,750,000 4,622,800 N/A 0.750   2017/07/17 0.124   2017/05/04 423,050,000 80,280,350 -   - -   -
13675 HK Bank - Geely Auto European Warrants Dec 2017 E HKD 0.620   0.590   0.620   3,300,000 1,976,000 N/A 0.620   2017/07/31 0.092   2017/05/05 639,650,000 92,127,700 -   - -   -
28318 HK Bank - Geely Auto European Warrants Feb 2018 A HKD 0.730   0.570   0.680   3,730,000 2,474,600 N/A 0.730   2017/07/18 0.123   2017/05/05 707,630,000 129,923,050 -   - -   -
16238 HK Bank - Geely Auto European Warrants Feb 2018 B HKD 0.600   0.445   0.520   90,180,000 48,769,650 N/A 0.600   2017/07/24 0.181   2017/05/31 260,930,000 92,324,200 -   - -   -
11544 HK Bank - Geely Auto European Warrants Jan 2018 A HKD 0.630   0.520   0.550   4,060,000 2,217,500 N/A 0.630   2017/07/13 0.082   2017/05/04 487,260,000 74,882,450 -   - -   -
17229 HK Bank - Geely Auto European Warrants Jan 2018 B HKD 0.375   0.270   0.325   66,300,000 21,517,100 N/A 0.375   2017/07/25 0.270   2017/07/24 66,300,000 21,517,100 -   - -   -
17807 HK Bank - Geely Auto European Warrants Jan 2018 C HKD 0.290   0.186   0.222   137,590,000 32,065,880 N/A 0.290   2017/07/13 0.186   2017/07/24 137,590,000 32,065,880 -   - -   -
26528 HK Bank - Geely Auto European Warrants Jan 2018 E HKD 0.400   0.380   0.385   8,140,000 3,180,250 N/A 0.400   2017/07/28 0.380   2017/07/31 8,140,000 3,180,250 -   - -   -
26529 HK Bank - Geely Auto European Warrants Jan 2018 F HKD 0.475   0.455   0.460   7,380,000 3,429,000 N/A 0.475   2017/07/28 0.455   2017/07/31 7,380,000 3,429,000 -   - -   -
25263 HK Bank - Geely Auto European Warrants Jul 2017 A HKD -   -   8.000   0 0 17,244,292 5.830   2017/06/27 0.840   2017/02/02 57,280,000 103,465,750 -   - -   -
24726 HK Bank - Geely Auto European Warrants Jun 2018 A HKD -   -   0.930   0 0 1,872,733 0.680   2017/06/13 0.207   2017/02/02 45,700,000 12,675,400 -   - -   -
16489 HK Bank - Geely Auto European Warrants Mar 2018 B HKD 0.520   0.375   0.445   151,030,000 72,523,650 N/A 0.520   2017/07/25 0.223   2017/06/16 258,180,000 100,201,300 -   - -   -
27172 HK Bank - Geely Auto European Warrants Nov 2017 A HKD 0.810   0.770   0.860   1,100,000 858,000 N/A 0.810   2017/07/03 0.190   2017/05/04 26,100,000 10,004,050 -   - -   -
14409 HK Bank - Geely Auto European Warrants Nov 2017 B HKD 0.710   0.620   0.640   5,325,000 3,419,500 N/A 0.710   2017/07/24 0.099   2017/05/04 371,365,000 54,396,120 -   - -   -
16161 HK Bank - Geely Auto European Warrants Nov 2017 C HKD -   -   0.910   0 0 N/A 0.650   2017/06/09 0.410   2017/06/01 5,700,000 2,994,750 -   - -   -
22782 HK Bank - Geely Auto European Warrants Oct 2017 A HKD 1.040   1.040   0.990   1,000 1,040 7,851,730 1.040   2017/07/18 0.144   2017/01/17 206,196,000 52,461,210 -   - -   -
25456 HK Bank - Geely Auto European Warrants Oct 2017 B HKD -   -   1.040   0 0 N/A 0.520   2017/03/14 0.227   2017/02/02 8,000,000 2,642,100 -   - -   -
27176 HK Bank - Geely Auto European Warrants Sep 2017 A HKD 0.880   0.880   0.930   2,000,000 1,760,000 N/A 0.880   2017/07/18 0.223   2017/04/10 48,700,000 17,270,950 -   - -   -
13968 HK Bank - Greatwall Motor European Warrants Aug 2017 A HKD 0.151   0.074   0.092   4,795,000 588,300 6,589,993 0.217   2017/06/13 0.035   2017/05/09 515,845,000 42,694,030 0.102   2016/10/27 0.050   2016/12/28
28713 HK Bank - Greatwall Motor European Warrants Feb 2018 A HKD 0.190   0.148   0.159   510,000 81,595 N/A 0.248   2017/06/13 0.069   2017/05/08 630,550,000 78,303,170 -   - -   -
22546 HK Bank - Greatwall Motor European Warrants Jun 2018 A HKD 0.032   0.022   0.022   2,350,000 62,350 212,308 0.048   2017/06/13 0.022   2017/07/27 32,950,000 1,273,850 0.032   2016/08/04 0.012   2016/11/25
28965 HK Bank - Greatwall Motor European Warrants Oct 2018 A HKD 0.196   0.133   0.156   70,410,000 11,301,365 N/A 0.247   2017/06/14 0.133   2017/07/24 74,920,000 12,207,670 -   - -   -
27195 HK Bank - Haitong Sec European Warrants Oct 2017 A HKD 0.032   0.015   0.016   29,456,000 715,676 N/A 0.177   2017/02/17 0.015   2017/07/31 394,484,000 39,317,560 -   - -   -
14911 HK Bank - HKEX European Put Warrants Dec 2017 C HKD 0.076   0.024   0.026   1,098,330,000 43,930,090 N/A 0.128   2017/05/05 0.024   2017/07/27 1,670,620,000 86,570,600 -   - -   -
17029 HK Bank - HKEX European Put Warrants Mar 2018 A HKD 0.206   0.115   0.118   729,320,000 96,279,010 N/A 0.211   2017/06/28 0.115   2017/07/31 768,690,000 104,221,160 -   - -   -
12854 HK Bank - HKEX European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 3,825,625 0.107   2017/01/04 0.010   2017/06/02 830,210,000 58,400,070 0.143   2016/09/01 0.081   2016/11/28
14159 HK Bank - HKEX European Put Warrants Sep 2017 C HKD 0.056   0.010   0.010   158,840,000 6,272,280 69,800,643 0.188   2017/02/03 0.010   2017/07/26 5,593,070,000 419,457,720 0.240   2016/12/22 0.158   2016/12/02
29742 HK Bank - HKEX European Warrants Dec 2017 A HKD 0.242   0.098   0.231   152,260,000 16,483,380 N/A 0.242   2017/07/27 0.071   2017/05/08 1,282,770,000 139,746,200 -   - -   -
14518 HK Bank - HKEX European Warrants Dec 2017 B HKD 0.330   0.245   0.360   550,000 150,800 N/A 0.330   2017/07/25 0.135   2017/05/09 18,560,000 3,028,220 -   - -   -
12987 HK Bank - HKEX European Warrants Feb 2018 A HKD 0.192   0.085   0.185   1,386,690,000 158,593,760 N/A 0.192   2017/07/27 0.064   2017/05/08 5,951,440,000 639,862,390 -   - -   -
16503 HK Bank - HKEX European Warrants Jan 2018 A HKD 0.295   0.130   0.290   168,370,000 24,131,560 N/A 0.295   2017/07/31 0.130   2017/07/07 402,690,000 60,081,530 -   - -   -
13510 HK Bank - HKEX European Warrants Jul 2017 A HKD 0.013   0.013   0.012   2,250,000 29,250 3,656,567 0.076   2017/02/16 0.012   2017/06/26 450,300,000 24,055,130 0.174   2016/10/11 0.044   2016/12/30
13325 HK Bank - HKEX European Warrants May 2018 A HKD 0.193   0.099   0.189   2,472,260,000 360,371,590 N/A 0.193   2017/07/31 0.071   2017/05/08 2,790,070,000 393,342,860 -   - -   -
27689 HK Bank - HKEX European Warrants Nov 2017 A HKD 0.188   0.068   0.181   1,131,190,000 85,438,980 N/A 0.188   2017/07/27 0.051   2017/05/08 5,123,280,000 388,808,270 -   - -   -
13509 HK Bank - HKEX European Warrants Sep 2017 B HKD 0.063   0.016   0.051   2,432,430,000 97,320,140 19,160,340 0.082   2017/02/16 0.014   2017/05/05 2,755,920,000 115,514,840 0.170   2016/10/11 0.052   2016/12/20
27729 HK Bank - HKEX European Warrants Sep 2017 D HKD 0.226   0.058   0.222   54,210,000 7,863,090 N/A 0.226   2017/07/31 0.041   2017/05/08 10,730,670,000 723,036,640 -   - -   -
24264 HK Bank - HKEX European Warrants Sep 2018 A HKD 0.237   0.215   0.221   127,490,000 28,586,540 N/A 0.237   2017/07/26 0.215   2017/07/31 127,490,000 28,586,540 -   - -   -
25025 HK Bank - HS H-SHARE European Warrants Dec 2017 A HKD 0.025   0.016   0.022   31,860,000 703,060 124,203 0.034   2017/02/21 0.014   2017/05/09 33,620,000 745,220 0.051   2016/01/04 0.018   2016/05/05
24896 HK Bank - HS H-SHARE European Warrants Sep 2018 A HKD 0.143   0.106   0.140   84,980,000 10,035,700 16,215,670 0.143   2017/07/17 0.074   2017/05/05 1,052,160,000 112,208,460 0.137   2016/09/09 0.057   2016/06/16
14132 HK Bank - HSCEI European Put Warrants Aug 2017 A HKD -   -   0.010   0 0 36,730,523 0.175   2017/01/03 0.011   2017/06/22 4,747,540,000 372,973,460 0.237   2016/11/09 0.131   2016/12/09
13882 HK Bank - HSCEI European Put Warrants Dec 2017 C HKD 0.072   0.032   0.033   2,504,940,000 123,414,220 N/A 0.164   2017/04/20 0.032   2017/07/27 7,352,950,000 536,919,080 -   - -   -
22264 HK Bank - HSCEI European Put Warrants Jan 2018 A HKD 0.102   0.072   0.073   347,360,000 29,608,690 N/A 0.102   2017/07/19 0.072   2017/07/31 347,360,000 29,608,690 -   - -   -
13333 HK Bank - HSCEI European Put Warrants Nov 2017 A HKD 0.128   0.054   0.059   3,102,610,000 238,321,780 N/A 0.206   2017/04/27 0.054   2017/07/27 7,111,790,000 827,623,110 -   - -   -
28474 HK Bank - HSCEI European Put Warrants Sep 2017 B HKD 0.051   0.011   0.012   1,672,960,000 51,020,820 N/A 0.158   2017/03/10 0.011   2017/07/27 11,717,600,000 953,981,760 -   - -   -
13879 HK Bank - HSCEI European Warrants Dec 2017 A HKD 0.087   0.041   0.075   1,120,460,000 64,823,500 118,485,613 0.141   2017/02/23 0.038   2017/05/05 10,089,130,000 758,272,570 0.132   2016/10/26 0.062   2016/12/23
28476 HK Bank - HSCEI European Warrants Dec 2017 B HKD 0.116   0.055   0.103   1,420,760,000 108,081,680 N/A 0.150   2017/03/21 0.049   2017/05/08 10,406,590,000 901,166,050 -   - -   -
17060 HK Bank - HSCEI European Warrants Dec 2017 D HKD 0.238   0.158   0.250   271,190,000 47,512,920 N/A 0.238   2017/07/28 0.158   2017/07/10 271,190,000 47,512,920 -   - -   -
12449 HK Bank - HSCEI European Warrants Jul 2017 A HKD 0.290   0.136   0.270   1,290,000 279,350 8,641,982 0.290   2017/07/17 0.082   2017/05/05 1,566,950,000 203,483,600 0.255   2016/09/09 0.089   2016/12/23
22254 HK Bank - HSCEI European Warrants Jul 2018 A HKD 0.220   0.186   0.192   489,120,000 101,512,990 N/A 0.220   2017/07/27 0.186   2017/07/28 489,120,000 101,512,990 -   - -   -
22236 HK Bank - HSCEI European Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26461 HK Bank - HSCEI European Warrants Mar 2018 B HKD 0.176   0.174   0.175   9,800,000 1,708,140 N/A 0.176   2017/07/31 0.174   2017/07/31 9,800,000 1,708,140 -   - -   -
13064 HK Bank - HSCEI European Warrants Sep 2017 A HKD 0.130   0.041   0.107   64,690,000 6,090,040 62,881,228 0.150   2017/02/23 0.034   2017/05/08 4,595,990,000 424,285,900 0.197   2016/09/09 0.054   2016/12/23
28733 HK Bank - HSI European Put Warrants Aug 2017 B HKD 0.018   0.010   0.010   2,960,000 37,730 N/A 0.203   2017/03/03 0.010   2017/07/11 9,548,240,000 1,011,876,730 -   - -   -
13002 HK Bank - HSI European Put Warrants Aug 2017 C HKD 0.027   0.010   0.010   12,370,000 194,080 N/A 0.150   2017/04/19 0.010   2017/07/14 3,610,180,000 309,653,340 -   - -   -
15653 HK Bank - HSI European Put Warrants Dec 2017 C HKD 0.085   0.027   0.027   3,740,120,000 224,699,440 N/A 0.129   2017/05/18 0.027   2017/07/31 10,047,460,000 750,233,940 -   - -   -
16673 HK Bank - HSI European Put Warrants Dec 2017 E HKD 0.167   0.060   0.061   4,373,990,000 439,307,410 N/A 0.167   2017/07/05 0.060   2017/07/31 7,197,350,000 863,854,480 -   - -   -
16910 HK Bank - HSI European Put Warrants Jan 2018 B HKD 0.124   0.046   0.046   4,748,710,000 395,789,330 N/A 0.124   2017/07/05 0.046   2017/07/31 5,873,150,000 524,069,440 -   - -   -
21452 HK Bank - HSI European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 56,720,765 0.119   2017/01/12 0.010   2017/05/09 7,196,900,000 475,386,560 -   - -   -
24011 HK Bank - HSI European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 8,892,167 0.090   2017/02/01 0.010   2017/04/28 890,700,000 53,353,000 -   - -   -
16275 HK Bank - HSI European Put Warrants Nov 2017 B HKD 0.125   0.033   0.034   5,984,170,000 484,990,190 N/A 0.125   2017/07/05 0.033   2017/07/31 11,259,760,000 1,055,936,300 -   - -   -
16276 HK Bank - HSI European Put Warrants Nov 2017 C HKD 0.122   0.034   0.036   4,126,230,000 283,929,100 N/A 0.122   2017/07/05 0.034   2017/07/31 8,881,610,000 796,336,080 -   - -   -
29385 HK Bank - HSI European Put Warrants Oct 2017 A HKD 0.024   0.010   0.011   1,360,000 23,440 N/A 0.153   2017/03/08 0.010   2017/07/24 7,938,760,000 680,574,650 -   - -   -
16047 HK Bank - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 1,138,035 0.130   2017/01/06 0.020   2017/05/05 437,420,000 45,680,470 -   - -   -
28738 HK Bank - HSI European Put Warrants Sep 2017 B HKD 0.024   0.010   0.010   193,930,000 3,762,730 N/A 0.154   2017/03/03 0.010   2017/07/14 10,521,890,000 862,884,510 -   - -   -
15652 HK Bank - HSI European Put Warrants Sep 2017 D HKD 0.064   0.010   0.010   1,404,700,000 66,907,230 N/A 0.115   2017/05/18 0.010   2017/07/28 11,116,610,000 723,056,190 -   - -   -
15648 HK Bank - HSI European Warrants Apr 2018 A HKD 0.270   0.138   0.270   3,053,530,000 498,379,140 N/A 0.270   2017/07/31 0.138   2017/07/05 10,711,880,000 1,766,893,490 -   - -   -
28464 HK Bank - HSI European Warrants Aug 2017 A HKD 0.232   0.196   0.435   40,000 8,290 N/A 0.238   2017/06/09 0.066   2017/04/19 14,046,030,000 1,455,397,510 -   - -   -
15650 HK Bank - HSI European Warrants Dec 2017 A HKD 0.249   0.209   0.325   240,000 55,860 N/A 0.249   2017/07/14 0.155   2017/05/18 1,499,480,000 250,411,280 -   - -   -
15651 HK Bank - HSI European Warrants Dec 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16273 HK Bank - HSI European Warrants Dec 2017 D HKD 0.246   0.101   0.244   3,227,810,000 387,176,390 N/A 0.246   2017/07/31 0.101   2017/07/05 13,341,890,000 1,829,908,330 -   - -   -
17061 HK Bank - HSI European Warrants Dec 2017 F HKD 0.248   0.140   0.285   1,509,090,000 231,410,350 N/A 0.248   2017/07/20 0.140   2017/07/07 1,509,090,000 231,410,350 -   - -   -
23034 HK Bank - HSI European Warrants Dec 2017 G HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23030 HK Bank - HSI European Warrants Feb 2018 A HKD 0.204   0.163   0.201   2,325,200,000 409,240,390 N/A 0.204   2017/07/31 0.163   2017/07/24 2,325,200,000 409,240,390 -   - -   -
16274 HK Bank - HSI European Warrants Jan 2018 A HKD 0.221   0.092   0.217   7,890,020,000 1,243,014,330 N/A 0.221   2017/07/31 0.092   2017/07/05 14,963,730,000 2,153,574,140 -   - -   -
26533 HK Bank - HSI European Warrants Jan 2018 C HKD 0.170   0.153   0.163   613,670,000 98,711,850 N/A 0.170   2017/07/31 0.153   2017/07/28 613,670,000 98,711,850 -   - -   -
14839 HK Bank - HSI European Warrants Jul 2017 A HKD -   -   0.500   0 0 159,247,495 0.355   2017/06/09 0.080   2017/01/03 11,397,740,000 1,443,821,180 0.102   2016/12/16 0.071   2016/12/23
13327 HK Bank - HSI European Warrants Mar 2018 A HKD 0.295   0.161   0.295   723,320,000 127,638,640 N/A 0.295   2017/07/31 0.094   2017/04/19 8,702,650,000 1,360,969,800 -   - -   -
16913 HK Bank - HSI European Warrants Mar 2018 B HKD 0.160   0.068   0.158   6,131,430,000 665,788,390 N/A 0.160   2017/07/31 0.068   2017/07/05 7,182,930,000 780,684,130 -   - -   -
29384 HK Bank - HSI European Warrants Nov 2017 A HKD 0.265   0.107   0.280   4,297,120,000 567,343,940 N/A 0.265   2017/07/31 0.057   2017/04/19 28,193,410,000 3,565,159,000 -   - -   -
14175 HK Bank - HSI European Warrants Oct 2017 B HKD 0.340   0.340   0.440   100,000 34,000 N/A 0.340   2017/07/14 0.131   2017/04/24 1,088,470,000 159,531,020 -   - -   -
29383 HK Bank - HSI European Warrants Sep 2017 C HKD 0.295   0.134   0.350   458,410,000 64,161,770 N/A 0.295   2017/07/24 0.057   2017/04/19 11,870,070,000 1,208,429,210 -   - -   -
14836 HK Bank - ICBC European Warrants Aug 2017 A HKD 0.680   0.182   0.680   8,865,000 2,526,865 1,968,343 0.680   2017/07/31 0.182   2017/07/10 114,232,000 31,868,655 0.270   2016/12/30 0.200   2016/12/28
28716 HK Bank - ICBC European Warrants Aug 2017 B HKD 0.260   0.027   0.206   97,782,000 18,682,120 N/A 0.265   2017/02/24 0.027   2017/07/10 692,878,000 79,968,562 -   - -   -
11722 HK Bank - ICBC European Warrants Jul 2017 A HKD 0.750   0.750   0.990   100,000 75,000 339,282 0.750   2017/07/12 0.380   2017/02/03 4,578,000 2,392,275 0.710   2016/09/21 0.310   2016/12/23
13405 HK Bank - ICBC European Warrants Jul 2017 B HKD 0.340   0.016   0.320   31,819,000 4,920,158 9,253,844 0.340   2017/07/25 0.016   2017/07/10 505,752,000 66,200,935 0.375   2016/09/23 0.102   2016/12/28
13575 HK Bank - ICBC European Warrants Jul 2017 C HKD 0.016   0.010   0.010   11,354,000 137,738 3,355,123 0.165   2017/02/16 0.010   2017/07/21 269,344,000 20,261,446 0.227   2016/10/06 0.062   2016/12/22
16040 HK Bank - ICBC European Warrants Jul 2017 D HKD 0.450   0.450   0.780   86,000 38,700 6,450 0.450   2017/07/03 0.315   2017/01/04 1,094,000 373,070 -   - -   -
16234 HK Bank - ICBC European Warrants Nov 2017 A HKD 0.390   0.115   0.370   66,522,000 15,881,795 N/A 0.390   2017/07/27 0.115   2017/07/10 176,530,000 36,976,846 -   - -   -
16565 HK Bank - ICBC European Warrants Nov 2017 B HKD 0.185   0.049   0.172   64,354,000 6,984,849 N/A 0.185   2017/07/27 0.049   2017/07/10 79,498,000 8,398,830 -   - -   -
16566 HK Bank - ICBC European Warrants Oct 2017 A HKD 0.236   0.051   0.217   131,310,000 18,550,871 N/A 0.236   2017/07/27 0.051   2017/07/10 225,620,000 27,148,269 -   - -   -
16115 HK Bank - IGG European Warrants Nov 2017 A HKD 0.360   0.228   0.280   21,620,000 6,505,990 N/A 0.360   2017/07/19 0.224   2017/06/07 151,350,000 39,744,520 -   - -   -
25437 HK Bank - Jiangxi Copper European Warrants Dec 2017 A HKD 0.165   0.077   0.162   242,760,000 24,871,240 N/A 0.260   2017/02/14 0.062   2017/06/06 937,910,000 112,719,460 -   - -   -
28140 HK Bank - Jiangxi Copper European Warrants Dec 2017 B HKD 0.085   0.047   0.078   116,810,000 7,075,470 N/A 0.197   2017/02/20 0.035   2017/06/06 548,900,000 60,199,250 -   - -   -
25892 HK Bank - Jiangxi Copper European Warrants Nov 2017 A HKD 0.435   0.350   0.440   3,170,000 1,252,400 637,118 0.490   2017/02/22 0.202   2017/05/08 14,530,000 4,790,410 0.390   2016/11/25 0.113   2016/10/12
25887 HK Bank - KECL European Warrants Jun 2018 A HKD 0.230   0.159   0.221   2,520,000 494,300 528,097 0.241   2017/04/07 0.102   2017/01/03 41,420,000 5,515,700 0.208   2016/03/31 0.093   2016/11/18
29739 HK Bank - KECL European Warrants Sep 2017 A HKD 0.480   0.127   0.465   26,206,000 6,550,912 N/A 0.900   2017/04/10 0.105   2017/06/28 128,688,000 40,162,880 -   - -   -
18510 HK Bank - Kingsoft European Warrants Feb 2018 A HKD 0.335   0.231   0.242   37,700,000 9,744,990 N/A 0.335   2017/07/19 0.231   2017/07/13 37,700,000 9,744,990 -   - -   -
13154 HK Bank - Kingsoft European Warrants Oct 2017 A HKD 0.117   0.048   0.060   21,620,000 1,810,270 N/A 0.275   2017/04/03 0.048   2017/07/28 323,820,000 56,817,030 -   - -   -
27702 HK Bank - Kingsoft European Warrants Sep 2017 A HKD 0.370   0.206   0.244   4,020,000 940,180 N/A 0.400   2017/03/22 0.173   2017/02/24 81,090,000 17,707,120 -   - -   -
27110 HK Bank - Lenovo European Warrants Apr 2018 A HKD 0.023   0.010   0.012   10,860,000 151,500 448,397 0.050   2017/03/24 0.010   2017/07/05 153,380,000 3,530,980 0.147   2016/04/19 0.026   2016/12/21
24782 HK Bank - Lenovo European Warrants Dec 2017 A HKD -   -   0.027   0 0 650 0.026   2017/04/05 0.013   2017/02/07 820,000 15,760 0.154   2016/01/05 0.014   2016/12/08
28662 HK Bank - Lenovo European Warrants Dec 2017 B HKD 0.012   0.012   0.010   200,000 2,400 2,930 0.015   2017/01/19 0.010   2017/06/15 3,000,000 39,540 0.150   2016/01/08 0.015   2016/11/10
16357 HK Bank - Lenovo European Warrants Dec 2017 C HKD 0.171   0.114   0.117   112,864,000 15,425,354 N/A 0.227   2017/06/08 0.114   2017/07/31 162,320,000 24,662,218 -   - -   -
22161 HK Bank - Lenovo European Warrants Jan 2018 A HKD 0.345   0.270   0.270   7,520,000 2,294,010 N/A 0.345   2017/07/21 0.270   2017/07/28 7,520,000 2,294,010 -   - -   -
14497 HK Bank - Lenovo European Warrants Jul 2017 A HKD 0.044   0.010   0.010   4,214,000 86,448 8,536,563 0.480   2017/01/17 0.010   2017/07/24 312,858,000 83,886,690 0.415   2016/12/01 0.270   2016/12/29
24706 HK Bank - Lenovo European Warrants Sep 2017 A HKD 0.050   0.048   0.039   200,000 9,800 8,977,409 0.325   2017/02/09 0.048   2017/07/18 291,370,000 54,041,132 -   - -   -
28964 HK Bank - Lenovo European Warrants Sep 2017 B HKD 0.124   0.052   0.052   45,788,000 3,992,856 N/A 0.480   2017/04/10 0.052   2017/07/31 539,956,000 119,989,202 -   - -   -
22737 HK Bank - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 3,333 0.010   2017/03/27 0.010   2017/03/27 2,000,000 20,000 0.027   2016/01/04 0.010   2016/11/18
14556 HK Bank - Link REIT European Warrants Jul 2017 A HKD 0.320   0.290   0.580   200,000 61,000 6,707,218 0.600   2017/06/08 0.087   2017/03/15 257,095,000 48,122,795 0.405   2016/12/09 0.150   2016/12/29
20924 HK Bank - Meitu European Warrants Jan 2018 A HKD 0.325   0.235   0.248   30,290,000 8,229,155 N/A 0.325   2017/07/21 0.235   2017/07/28 30,290,000 8,229,155 -   - -   -
16112 HK Bank - Meitu European Warrants Nov 2017 A HKD 0.270   0.126   0.208   374,945,000 73,029,155 N/A 0.270   2017/07/21 0.117   2017/06/28 787,025,000 149,570,415 -   - -   -
26674 HK Bank - Minsheng Bank European Warrants Dec 2018 A HKD 0.187   0.151   0.177   13,970,000 2,434,730 1,687,928 0.270   2017/02/15 0.128   2017/05/08 63,455,000 10,216,665 0.280   2016/10/05 0.170   2016/03/11
23303 HK Bank - Minsheng Bank European Warrants Jan 2018 A HKD 0.380   0.300   0.305   20,773,000 7,287,305 N/A 0.380   2017/07/24 0.300   2017/07/28 20,773,000 7,287,305 -   - -   -
16767 HK Bank - Minsheng Bank European Warrants Jul 2017 A HKD 0.025   0.015   0.010   157,000 2,755 2,503,294 0.910   2017/02/15 0.014   2017/06/29 72,235,000 20,064,546 -   - -   -
16159 HK Bank - Minsheng Bank European Warrants Nov 2017 A HKD 0.520   0.320   0.385   26,702,500 11,359,317 N/A 0.640   2017/05/29 0.320   2017/07/10 68,292,000 30,229,484 -   - -   -
16480 HK Bank - PetroChina European Warrants Dec 2017 A HKD 0.185   0.098   0.152   576,022,000 72,749,004 N/A 0.229   2017/06/09 0.096   2017/06/30 631,738,000 82,219,940 -   - -   -
17018 HK Bank - PetroChina European Warrants Dec 2017 B HKD 0.345   0.197   0.285   59,844,000 14,861,084 N/A 0.345   2017/07/27 0.197   2017/07/03 73,714,000 18,132,594 -   - -   -
24617 HK Bank - PetroChina European Warrants Jul 2018 A HKD -   -   0.010   0 0 16,583 0.037   2017/02/15 0.010   2017/06/01 29,980,000 918,640 0.049   2016/04/28 0.022   2016/01/21
14406 HK Bank - PetroChina European Warrants Oct 2017 A HKD 0.064   0.019   0.043   27,236,000 1,098,094 N/A 0.330   2017/04/26 0.019   2017/07/10 367,574,000 63,513,438 -   - -   -
28728 HK Bank - PetroChina European Warrants Sep 2017 A HKD 0.020   0.011   0.020   2,388,000 34,314 N/A 0.630   2017/02/23 0.010   2017/06/26 494,344,000 138,879,950 -   - -   -
20944 HK Bank - PICC European Warrants Jan 2018 A HKD 0.910   0.630   0.680   32,050,000 24,215,920 N/A 0.910   2017/07/17 0.630   2017/07/31 32,050,000 24,215,920 -   - -   -
16050 HK Bank - PICC European Warrants Jul 2018 A HKD 0.241   0.126   0.206   46,080,000 7,655,520 12,059,217 0.241   2017/07/11 0.077   2017/04/24 722,600,000 90,204,380 -   - -   -
20817 HK Bank - PICC Group European Warrants Jan 2018 A HKD 0.345   0.224   0.241   105,414,000 28,952,723 N/A 0.345   2017/07/17 0.224   2017/07/28 105,414,000 28,952,723 -   - -   -
17027 HK Bank - Ping An European Put Warrants Dec 2017 A HKD 0.280   0.079   0.092   387,995,000 44,309,740 N/A 0.280   2017/07/04 0.079   2017/07/19 389,675,000 44,762,190 -   - -   -
16072 HK Bank - Ping An European Put Warrants Nov 2017 C HKD 0.071   0.012   0.020   24,010,000 1,271,245 N/A 0.164   2017/05/25 0.012   2017/07/19 450,200,000 45,913,785 -   - -   -
14161 HK Bank - Ping An European Warrants Aug 2017 A HKD -   -   1.350   0 0 N/A 0.770   2017/06/12 0.130   2017/04/21 62,320,000 12,290,410 -   - -   -
18267 HK Bank - Ping An European Warrants Dec 2017 B HKD 0.390   0.201   0.290   356,095,000 109,174,250 N/A 0.390   2017/07/18 0.201   2017/07/12 356,095,000 109,174,250 -   - -   -
19361 HK Bank - Ping An European Warrants Jan 2018 A HKD 0.720   0.550   0.640   1,590,000 999,800 N/A 0.720   2017/07/19 0.550   2017/07/14 1,590,000 999,800 -   - -   -
24261 HK Bank - Ping An European Warrants Jan 2018 B HKD 0.227   0.165   0.194   302,060,000 59,287,100 N/A 0.227   2017/07/24 0.165   2017/07/26 302,060,000 59,287,100 -   - -   -
25006 HK Bank - Ping An European Warrants Jan 2018 C HKD 0.220   0.170   0.206   291,650,000 57,459,400 N/A 0.220   2017/07/25 0.170   2017/07/26 291,650,000 57,459,400 -   - -   -
19507 HK Bank - Ping An European Warrants Jul 2017 A HKD 0.260   0.097   0.236   4,030,000 539,045 5,233,798 0.260   2017/07/17 0.011   2017/05/08 1,047,800,000 33,870,160 0.096   2016/01/05 0.020   2016/12/23
16049 HK Bank - Ping An European Warrants Jul 2017 B HKD -   -   1.320   0 0 762,869 1.000   2017/05/25 0.213   2017/02/03 38,895,000 11,523,040 -   - -   -
26537 HK Bank - Ping An European Warrants Jul 2017 C HKD -   -   1.450   0 0 N/A 0.750   2017/06/08 0.107   2017/04/20 1,921,150,000 333,999,210 -   - -   -
15207 HK Bank - Ping An European Warrants Nov 2017 A HKD 1.210   1.050   1.210   190,000 213,900 N/A 1.210   2017/07/31 0.193   2017/05/09 5,250,000 1,612,675 -   - -   -
16069 HK Bank - Ping An European Warrants Nov 2017 B HKD 0.970   0.460   0.930   1,090,000 768,750 N/A 0.970   2017/07/20 0.345   2017/06/05 52,075,000 21,096,200 -   - -   -
16668 HK Bank - Ping An European Warrants Nov 2017 D HKD 0.510   0.140   0.405   382,805,000 72,386,280 N/A 0.510   2017/07/19 0.139   2017/06/15 880,325,000 162,766,095 -   - -   -
14166 HK Bank - Ping An European Warrants Oct 2017 A HKD 1.650   1.420   1.570   35,000 52,500 N/A 1.650   2017/07/17 0.270   2017/04/24 3,720,000 1,607,375 -   - -   -
15209 HK Bank - Ping An European Warrants Oct 2017 B HKD 0.870   0.285   0.740   6,115,000 2,004,075 N/A 0.870   2017/07/18 0.081   2017/05/09 552,470,000 107,697,605 -   - -   -
19041 HK Bank - Ping An European Warrants Sep 2017 A HKD 0.315   0.156   0.285   28,500,000 7,030,350 9,516,642 0.315   2017/07/17 0.037   2017/05/08 518,350,000 59,049,000 0.130   2016/01/04 0.030   2016/06/27
28149 HK Bank - Ping An European Warrants Sep 2017 B HKD 1.010   0.990   1.030   30,000 29,900 N/A 1.010   2017/07/26 0.085   2017/04/20 615,105,000 100,707,545 -   - -   -
16237 HK Bank - Ping An European Warrants Sep 2017 C HKD 0.630   0.131   0.520   95,175,000 20,881,495 N/A 0.630   2017/07/19 0.131   2017/07/04 1,358,715,000 252,180,305 -   - -   -
16813 HK Bank - Sands China European Put Warrants Dec 2017 A HKD 0.335   0.189   0.207   42,864,000 10,111,932 N/A 0.335   2017/07/07 0.189   2017/07/25 56,880,000 13,611,792 -   - -   -
28163 HK Bank - Sands China European Put Warrants Sep 2017 A HKD 0.020   0.020   0.011   200,000 4,000 N/A 0.220   2017/02/20 0.020   2017/07/07 158,056,000 21,819,900 -   - -   -
13343 HK Bank - Sands China European Put Warrants Sep 2017 B HKD 0.079   0.021   0.024   135,112,000 7,760,196 N/A 0.202   2017/05/18 0.021   2017/07/28 876,460,000 96,711,188 -   - -   -
27879 HK Bank - Sands China European Warrants Aug 2017 A HKD 0.360   0.170   0.310   15,380,000 3,526,564 N/A 0.510   2017/04/07 0.170   2017/07/07 135,764,000 34,063,212 -   - -   -
28323 HK Bank - Sands China European Warrants Aug 2017 B HKD 0.161   0.069   0.124   15,560,000 1,641,676 N/A 0.355   2017/04/10 0.069   2017/07/12 304,668,000 58,757,628 -   - -   -
19427 HK Bank - Sands China European Warrants Dec 2017 B HKD 0.255   0.163   0.230   91,036,000 20,655,152 N/A 0.255   2017/07/24 0.163   2017/07/18 91,036,000 20,655,152 -   - -   -
23304 HK Bank - Sands China European Warrants Feb 2018 A HKD 0.355   0.275   0.315   15,480,000 5,035,060 N/A 0.355   2017/07/24 0.275   2017/07/20 15,480,000 5,035,060 -   - -   -
14594 HK Bank - Sands China European Warrants Jul 2017 A HKD -   -   0.010   0 0 721,819 0.124   2017/01/11 0.019   2017/04/27 86,208,000 4,909,240 0.250   2016/12/01 0.078   2016/12/28
16708 HK Bank - Sands China European Warrants Jul 2017 B HKD -   -   0.117   0 0 13,718,490 0.320   2017/01/11 0.053   2017/05/18 699,888,000 93,614,960 -   - -   -
23012 HK Bank - Sands China European Warrants Jul 2017 C HKD 0.015   0.011   0.010   208,000 2,948 22,942,139 0.223   2017/01/23 0.011   2017/07/13 1,213,376,000 144,638,404 -   - -   -
23309 HK Bank - Sands China European Warrants Mar 2018 A HKD 0.213   0.160   0.189   7,048,000 1,289,688 N/A 0.213   2017/07/24 0.160   2017/07/20 7,048,000 1,289,688 -   - -   -
16166 HK Bank - Sands China European Warrants Nov 2017 A HKD 0.310   0.203   0.300   56,656,000 13,398,272 N/A 0.420   2017/06/15 0.203   2017/07/18 71,072,000 17,960,052 -   - -   -
13441 HK Bank - Sands China European Warrants Oct 2017 A HKD 0.118   0.061   0.098   240,256,000 19,081,656 N/A 0.310   2017/04/10 0.061   2017/07/07 871,308,000 107,220,600 -   - -   -
15559 HK Bank - Sands China European Warrants Oct 2017 B HKD 0.159   0.084   0.127   55,680,000 6,456,536 N/A 0.249   2017/06/14 0.084   2017/07/12 566,416,000 86,066,024 -   - -   -
13800 HK Bank - SHK Ppt European Put Warrants Aug 2017 A HKD 0.019   0.010   0.010   3,050,000 49,850 3,389,223 0.157   2017/01/05 0.010   2017/07/24 427,160,000 21,089,940 0.185   2016/12/28 0.099   2016/11/01
16671 HK Bank - SHK Ppt European Warrants Dec 2017 A HKD 0.178   0.125   0.164   7,070,000 1,198,970 N/A 0.192   2017/06/20 0.120   2017/06/29 13,650,000 2,392,750 -   - -   -
24715 HK Bank - SHK Ppt European Warrants Jul 2017 A HKD 0.480   0.249   0.410   3,570,000 1,409,860 5,802,673 0.960   2017/06/06 0.220   2017/06/29 77,210,000 35,381,740 -   - -   -
26602 HK Bank - SHK Ppt European Warrants Oct 2017 A HKD 0.420   0.420   0.420   10,000 4,200 23,100 0.445   2017/06/06 0.260   2017/01/06 590,000 191,800 0.415   2016/09/09 0.142   2016/06/16
29006 HK Bank - SHK Ppt European Warrants Sep 2017 A HKD 0.370   0.215   0.340   34,000,000 9,599,100 N/A 0.740   2017/06/06 0.203   2017/06/30 200,060,000 80,197,280 -   - -   -
16898 HK Bank - Sinopec Corp European Warrants Dec 2017 A HKD 0.215   0.123   0.153   81,790,000 13,959,770 N/A 0.231   2017/06/27 0.123   2017/07/25 137,738,000 25,447,270 -   - -   -
22159 HK Bank - Sinopec Corp European Warrants Jan 2018 A HKD 0.440   0.320   0.335   4,702,000 1,837,790 N/A 0.440   2017/07/19 0.320   2017/07/25 4,702,000 1,837,790 -   - -   -
28804 HK Bank - Sinopec Corp European Warrants Sep 2017 A HKD 0.051   0.014   0.015   39,930,000 1,258,982 N/A 0.310   2017/04/07 0.014   2017/07/26 664,346,000 105,536,936 -   - -   -
29833 HK Bank - Sinopec Corp European Warrants Sep 2017 B HKD 0.245   0.094   0.104   108,200,000 16,854,296 N/A 0.550   2017/03/29 0.094   2017/07/25 167,374,000 37,135,898 -   - -   -
16563 HK Bank - SMIC European Warrants Apr 2018 A HKD 0.206   0.149   0.150   1,990,000 334,230 N/A 0.206   2017/07/19 0.149   2017/07/28 13,985,000 2,418,845 -   - -   -
26522 HK Bank - SMIC European Warrants Nov 2017 A HKD 0.029   0.020   0.013   1,970,000 52,210 N/A 0.214   2017/02/09 0.016   2017/06/05 508,675,000 67,096,610 -   - -   -
18480 HK Bank - Stanchart European Warrants Jan 2018 A HKD 0.710   0.485   0.690   2,219,500 1,363,380 N/A 0.710   2017/07/31 0.485   2017/07/13 2,219,500 1,363,380 -   - -   -
24669 HK Bank - Stanchart European Warrants Nov 2017 A HKD 0.173   0.102   0.169   11,065,000 1,587,105 3,586,029 0.173   2017/07/31 0.058   2017/01/03 297,670,000 25,892,605 0.128   2016/01/04 0.022   2016/02/12
16118 HK Bank - Stanchart European Warrants Nov 2017 B HKD 0.810   0.530   0.940   3,724,000 2,315,550 N/A 0.810   2017/07/21 0.300   2017/06/27 36,736,000 17,108,530 -   - -   -
26075 HK Bank - Stanchart European Warrants Sep 2017 A HKD 0.355   0.189   0.335   17,666,500 4,448,890 N/A 0.590   2017/02/07 0.102   2017/06/22 82,858,500 24,507,809 -   - -   -
27713 HK Bank - SUNAC European Warrants Nov 2018 A HKD 1.400   0.830   1.340   990,000 1,109,100 N/A 1.400   2017/07/24 0.190   2017/02/16 139,650,000 43,139,460 -   - -   -
17283 HK Bank - Sunny Optical European Warrants Jan 2018 A HKD 2.480   0.650   2.050   25,090,000 36,347,800 N/A 2.480   2017/07/20 0.650   2017/07/05 25,090,000 36,347,800 -   - -   -
25015 HK Bank - Sunny Optical European Warrants Jan 2018 B HKD 1.270   1.100   1.140   14,330,000 16,628,900 N/A 1.270   2017/07/26 1.100   2017/07/27 14,330,000 16,628,900 -   - -   -
25238 HK Bank - Sunny Optical European Warrants Jul 2017 A HKD 5.170   5.160   4.530   120,000 619,400 1,964,317 5.170   2017/07/19 0.590   2017/02/01 10,450,000 11,785,900 -   - -   -
25717 HK Bank - Sunny Optical European Warrants Jun 2018 A HKD 0.208   0.184   0.188   46,000,000 8,955,600 N/A 0.208   2017/07/27 0.184   2017/07/31 46,000,000 8,955,600 -   - -   -
25719 HK Bank - Sunny Optical European Warrants Mar 2018 A HKD 0.206   0.195   0.192   37,800,000 7,602,700 N/A 0.206   2017/07/27 0.195   2017/07/28 37,800,000 7,602,700 -   - -   -
15378 HK Bank - Sunny Optical European Warrants Nov 2017 A HKD 2.770   0.670   2.350   20,030,000 16,202,700 N/A 2.770   2017/07/19 0.390   2017/06/06 81,740,000 63,997,200 -   - -   -
14978 HK Bank - Sunny Optical European Warrants Oct 2018 A HKD 0.540   0.260   0.460   7,400,000 2,661,500 N/A 0.540   2017/07/19 0.178   2017/06/06 23,800,000 6,696,700 -   - -   -
28818 HK Bank - Sunny Optical European Warrants Sep 2017 A HKD 4.020   1.130   3.460   540,000 1,333,800 N/A 4.020   2017/07/19 0.390   2017/02/28 67,480,000 43,422,000 -   - -   -
12252 HK Bank - Sunny Optical European Warrants Sep 2017 B HKD 3.420   0.700   2.790   3,530,000 5,976,600 N/A 3.420   2017/07/19 0.315   2017/06/06 124,590,000 76,453,350 -   - -   -
26923 HK Bank - Tencent European Put Warrants Dec 2017 A HKD -   -   0.010   0 0 30,267 0.040   2017/01/05 0.010   2017/05/24 16,310,000 276,660 0.200   2016/03/30 0.045   2016/10/27
18404 HK Bank - Tencent European Put Warrants Dec 2017 B HKD -   -   0.010   0 0 3,058,462 0.152   2017/01/06 0.010   2017/06/05 470,610,000 55,447,300 -   - -   -
17234 HK Bank - Tencent European Put Warrants Dec 2017 F HKD 0.265   0.079   0.083   267,640,000 30,869,020 N/A 0.265   2017/07/10 0.079   2017/07/31 267,640,000 30,869,020 -   - -   -
26030 HK Bank - Tencent European Put Warrants Jan 2018 B HKD 0.180   0.138   0.144   76,050,000 12,121,440 N/A 0.180   2017/07/27 0.138   2017/07/31 76,050,000 12,121,440 -   - -   -
16061 HK Bank - Tencent European Put Warrants Nov 2017 B HKD 0.093   0.011   0.012   100,000,000 6,042,100 N/A 0.110   2017/06/01 0.011   2017/07/27 5,306,550,000 396,406,040 -   - -   -
16165 HK Bank - Tencent European Put Warrants Nov 2017 D HKD 0.170   0.022   0.024   2,701,940,000 252,138,890 N/A 0.183   2017/06/01 0.022   2017/07/31 4,497,020,000 475,421,660 -   - -   -
16407 HK Bank - Tencent European Put Warrants Nov 2017 F HKD 0.145   0.029   0.021   233,970,000 19,618,990 N/A 0.146   2017/06/06 0.029   2017/07/28 627,940,000 59,774,960 -   - -   -
16411 HK Bank - Tencent European Put Warrants Nov 2017 G HKD 0.219   0.035   0.038   803,920,000 72,435,140 N/A 0.219   2017/07/05 0.035   2017/07/31 1,137,300,000 120,462,930 -   - -   -
14160 HK Bank - Tencent European Put Warrants Oct 2017 A HKD -   -   0.010   0 0 12,073,415 0.209   2017/01/03 0.010   2017/05/16 2,638,400,000 364,169,060 0.233   2016/12/29 0.166   2016/11/10
14749 HK Bank - Tencent European Put Warrants Oct 2017 C HKD 0.019   0.010   0.010   22,500,000 283,550 N/A 0.084   2017/04/28 0.010   2017/07/06 3,004,660,000 130,644,500 -   - -   -
12229 HK Bank - Tencent European Put Warrants Sep 2017 E HKD -   -   0.010   0 0 N/A 0.134   2017/03/24 0.010   2017/06/19 2,765,970,000 205,283,820 -   - -   -
22466 HK Bank - Tencent European Warrants Aug 2017 A HKD -   -   1.030   0 0 11,259,818 0.232   2017/03/17 0.131   2017/01/24 528,560,000 84,005,370 -   - -   -
14979 HK Bank - Tencent European Warrants Aug 2017 B HKD 4.250   0.640   4.210   10,736,000 23,574,400 N/A 4.250   2017/07/31 0.530   2017/05/05 393,516,000 419,472,300 -   - -   -
24279 HK Bank - Tencent European Warrants Aug 2018 A HKD 0.290   0.230   0.290   54,380,000 13,420,630 N/A 0.290   2017/07/31 0.230   2017/07/26 54,380,000 13,420,630 -   - -   -
16073 HK Bank - Tencent European Warrants Dec 2017 C HKD 0.415   0.140   0.420   313,470,000 56,571,940 N/A 0.415   2017/07/31 0.140   2017/07/05 1,263,850,000 278,368,130 -   - -   -
16402 HK Bank - Tencent European Warrants Dec 2017 D HKD 0.305   0.091   0.315   2,368,710,000 329,555,000 N/A 0.305   2017/07/31 0.091   2017/07/05 3,094,310,000 453,650,090 -   - -   -
16428 HK Bank - Tencent European Warrants Dec 2017 E HKD 0.250   0.062   0.250   327,640,000 37,157,020 N/A 0.250   2017/07/31 0.062   2017/07/05 1,591,470,000 209,475,660 -   - -   -
16431 HK Bank - Tencent European Warrants Jan 2018 A HKD 0.250   0.074   0.249   644,490,000 107,823,360 N/A 0.250   2017/07/31 0.074   2017/07/05 1,088,970,000 170,099,790 -   - -   -
11227 HK Bank - Tencent European Warrants Jul 2017 A HKD -   -   1.130   0 0 272,945 0.810   2017/05/18 0.172   2017/01/04 11,770,000 3,118,270 0.390   2016/09/08 0.128   2016/12/23
14459 HK Bank - Tencent European Warrants Jul 2017 B HKD -   -   0.820   0 0 163,234,172 0.540   2017/05/22 0.080   2017/01/03 12,223,230,000 1,245,992,600 0.137   2016/11/29 0.056   2016/12/23
12994 HK Bank - Tencent European Warrants Jul 2018 A HKD 0.385   0.185   0.425   167,950,000 37,612,530 N/A 0.385   2017/07/27 0.105   2017/04/11 1,154,340,000 249,511,240 -   - -   -
14909 HK Bank - Tencent European Warrants Jul 2018 B HKD 0.600   0.290   0.600   19,650,000 8,415,300 N/A 0.600   2017/07/31 0.209   2017/05/05 167,410,000 50,594,830 -   - -   -
17236 HK Bank - Tencent European Warrants Jun 2018 A HKD 0.255   0.106   0.255   316,950,000 64,347,430 N/A 0.255   2017/07/31 0.106   2017/07/05 316,950,000 64,347,430 -   - -   -
16404 HK Bank - Tencent European Warrants Mar 2018 A HKD 0.255   0.083   0.255   414,120,000 68,207,730 N/A 0.255   2017/07/31 0.083   2017/07/05 784,020,000 120,658,030 -   - -   -
12232 HK Bank - Tencent European Warrants Nov 2017 A HKD 0.700   0.345   0.740   190,000 98,700 N/A 0.700   2017/07/27 0.141   2017/04/11 411,370,000 69,881,930 -   - -   -
16068 HK Bank - Tencent European Warrants Nov 2017 C HKD 2.200   0.485   2.140   630,018,000 562,175,905 N/A 2.200   2017/07/31 0.485   2017/07/05 1,007,193,000 988,697,115 -   - -   -
16406 HK Bank - Tencent European Warrants Nov 2017 E HKD 0.320   0.082   0.325   322,840,000 40,656,200 N/A 0.320   2017/07/31 0.082   2017/07/05 2,180,710,000 339,069,570 -   - -   -
18486 HK Bank - Tencent European Warrants Nov 2017 H HKD 0.440   0.390   0.485   1,220,000 505,600 N/A 0.440   2017/07/28 0.390   2017/07/26 1,220,000 505,600 -   - -   -
19040 HK Bank - Tencent European Warrants Oct 2017 B HKD 0.730   0.720   0.850   90,000 65,400 25,099,478 0.730   2017/07/24 0.105   2017/01/24 1,032,560,000 160,203,430 -   - -   -
14908 HK Bank - Tencent European Warrants Oct 2017 D HKD 0.510   0.174   0.550   3,750,000 1,332,150 N/A 0.510   2017/07/27 0.111   2017/05/05 576,130,000 99,112,650 -   - -   -
16236 HK Bank - Tencent European Warrants Oct 2017 E HKD 0.960   0.178   0.920   722,948,000 363,629,358 N/A 0.960   2017/07/31 0.178   2017/07/05 1,021,105,000 521,628,533 -   - -   -
29424 HK Bank - Tencent European Warrants Sep 2017 A HKD 0.880   0.800   1.180   80,000 67,200 267,240 0.880   2017/07/12 0.177   2017/01/04 8,650,000 2,280,400 0.420   2016/09/23 0.136   2016/12/23
12310 HK Bank - Tencent European Warrants Sep 2017 B HKD -   -   1.070   0 0 680,830 0.660   2017/05/19 0.142   2017/01/05 26,370,000 5,269,440 0.345   2016/09/23 0.100   2016/12/23
13193 HK Bank - Tencent European Warrants Sep 2017 C HKD 0.710   0.340   0.710   310,000 182,600 56,238,388 0.710   2017/07/31 0.071   2017/01/24 2,857,540,000 342,040,190 0.226   2016/09/23 0.054   2016/12/22
13650 HK Bank - Tencent European Warrants Sep 2017 D HKD 0.630   0.200   0.620   4,960,000 1,937,590 201,001,217 0.630   2017/07/31 0.053   2017/03/03 13,209,360,000 1,206,996,700 0.174   2016/10/11 0.046   2016/12/16
14980 HK Bank - Tencent European Warrants Sep 2017 F HKD 2.990   0.485   2.930   52,750,000 49,327,550 N/A 2.990   2017/07/31 0.430   2017/05/05 1,382,495,000 1,655,450,880 -   - -   -
28721 HK Bank - Yanzhou Coal European Warrants Aug 2018 A HKD 0.216   0.132   0.188   32,624,000 5,194,116 N/A 0.216   2017/07/19 0.077   2017/06/01 410,186,000 50,433,064 -   - -   -
24737 HK Bank - Yanzhou Coal European Warrants Dec 2017 A HKD 0.218   0.118   0.182   21,400,000 3,556,160 4,841,797 0.218   2017/07/19 0.061   2017/06/01 476,140,000 41,955,940 0.151   2016/10/24 0.065   2016/09/07
26975 HK Bank - Zhaojin Mining European Warrants Dec 2017 A HKD 0.023   0.017   0.020   4,175,000 82,380 N/A 0.150   2017/02/13 0.017   2017/07/26 103,935,000 9,689,490 -   - -   -
26038 HK Bank - Zijin Mining European Warrants Jan 2018 A HKD 0.270   0.213   0.270   61,978,000 14,218,944 N/A 0.270   2017/07/31 0.213   2017/07/31 61,978,000 14,218,944 -   - -   -
13774 HK Bank - Zijin Mining European Warrants Jul 2017 A HKD 0.165   0.010   0.012   6,098,000 393,962 1,306,634 0.495   2017/04/07 0.010   2017/07/25 59,918,000 15,578,722 0.485   2016/11/11 0.193   2016/12/23
27720 HK Bank - Zijin Mining European Warrants Sep 2017 A HKD 0.107   0.043   0.093   35,972,000 2,951,772 N/A 0.410   2017/03/20 0.043   2017/07/13 165,294,000 30,034,674 -   - -   -
25550 HK Bank -BYD European Warrants Aug 2017 A HKD 0.085   0.085   0.082   200,000 17,000 265,583 0.089   2017/02/27 0.060   2017/05/04 40,450,000 2,973,000 0.204   2016/09/07 0.069   2016/12/28
17997 J P Morgan SP BV - MGM China European Warrants Jul 2017 A HKD -   -   0.380   0 0 1,715,707 0.435   2017/04/12 0.165   2017/02/23 56,040,000 12,239,060 0.485   2016/11/29 0.115   2016/07/06
26541 J P Morgan SP BV - MGM China European Warrants Oct 2017 A HKD 0.520   0.485   0.455   280,000 142,800 46,333 0.620   2017/05/26 0.430   2017/02/09 580,000 306,500 0.710   2016/12/01 0.181   2016/02/26
13760 J P Morgan SP BV - MGM China European Warrants Sep 2017 A HKD 0.151   0.055   0.059   45,048,000 3,979,384 5,517,847 0.275   2017/04/10 0.055   2017/07/28 299,444,000 52,281,940 0.355   2016/11/30 0.185   2016/10/25
27650 J P Morgan SP BV - A50 China European Put Wts Dec 2017 B HKD -   -   0.013   0 0 38,722 0.086   2017/01/03 0.041   2017/05/15 4,486,000 286,357 0.174   2016/05/20 0.069   2016/12/01
28937 J P Morgan SP BV - A50 China European Warrants Aug 2017 A HKD 0.740   0.109   0.660   19,367,500 4,945,485 N/A 0.740   2017/07/25 0.051   2017/05/08 348,906,900 66,844,409 -   - -   -
16419 J P Morgan SP BV - A50 China European Warrants Dec 2017 C HKD 0.610   0.330   0.600   179,870,600 76,689,716 N/A 0.610   2017/07/31 0.255   2017/06/06 714,053,500 258,527,826 -   - -   -
25681 J P Morgan SP BV - A50 China European Warrants Feb 2018 A HKD 0.315   0.280   0.300   400,200 115,062 N/A 0.315   2017/07/26 0.280   2017/07/28 400,200 115,062 -   - -   -
17722 J P Morgan SP BV - A50 China European Warrants Nov 2017 A HKD 0.450   0.270   0.450   81,754,100 34,735,766 N/A 0.450   2017/07/31 0.270   2017/07/07 81,754,100 34,735,766 -   - -   -
14076 J P Morgan SP BV - A50 China European Warrants Oct 2018 A HKD 0.186   0.131   0.186   14,686,000 2,569,966 2,952,688 0.186   2017/07/31 0.079   2017/05/05 202,427,000 23,540,685 0.185   2016/01/05 0.094   2016/12/30
14087 J P Morgan SP BV - A50 China European Warrants Sep 2017 A HKD 1.280   0.465   1.280   2,307,300 1,999,341 N/A 1.280   2017/07/31 0.143   2017/05/09 209,572,300 51,136,505 -   - -   -
11799 J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A HKD 0.425   0.250   0.305   1,275,000 449,375 10,847,623 0.425   2017/07/21 0.196   2017/01/05 287,695,000 74,220,990 0.360   2016/09/08 0.162   2016/12/12
14453 J P Morgan SP BV - AAC Acoustic European Warrants Jan 2018 A HKD 0.290   0.223   0.280   65,000 17,645 N/A 0.365   2017/05/02 0.142   2017/05/18 947,020,000 290,501,295 -   - -   -
12944 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A HKD 0.355   0.146   0.202   311,475,000 57,648,850 71,126,053 0.355   2017/07/20 0.096   2017/03/09 2,711,765,000 426,877,820 0.260   2016/09/08 0.102   2016/12/30
25094 J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 B HKD 0.150   0.148   0.139   10,000 1,490 N/A 0.150   2017/07/25 0.148   2017/07/25 10,000 1,490 -   - -   -
14028 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A HKD 0.375   0.177   0.173   84,050,000 17,085,200 19,891,958 0.375   2017/07/20 0.101   2017/03/22 888,700,000 119,919,400 0.132   2016/11/02 0.096   2016/12/07
14803 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 B HKD 0.325   0.087   0.132   73,680,000 13,283,650 N/A 0.325   2017/07/20 0.060   2017/05/18 866,085,000 132,902,665 -   - -   -
13128 J P Morgan SP BV - AAC Acoustic European Warrants Oct 2018 A HKD 0.410   0.248   0.265   614,850,000 193,382,650 N/A 0.410   2017/07/20 0.165   2017/05/18 779,450,000 237,508,050 -   - -   -
15851 J P Morgan SP BV - AAC Tech European Put Warrants Dec 2017 A HKD 0.212   0.091   0.114   6,430,000 796,285 N/A 0.242   2017/06/07 0.091   2017/07/20 12,215,000 2,125,195 -   - -   -
14638 J P Morgan SP BV - AAC Tech European Put Warrants Jul 2018 B HKD 0.207   0.120   0.167   69,870,000 11,615,615 N/A 0.290   2017/05/18 0.120   2017/07/20 215,050,000 46,074,570 -   - -   -
26167 J P Morgan SP BV - AAC Tech European Put Warrants May 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14694 J P Morgan SP BV - AAC Tech European Warrants Aug 2018 B HKD 0.390   0.219   0.234   153,500,000 37,608,700 N/A 0.390   2017/07/20 0.137   2017/05/18 208,130,000 51,448,465 -   - -   -
14634 J P Morgan SP BV - AAC Tech European Warrants Jul 2018 A HKD 0.495   0.285   0.305   99,120,000 33,693,175 N/A 0.495   2017/07/20 0.196   2017/05/17 1,033,730,000 327,115,375 -   - -   -
12884 J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A HKD 0.055   0.010   0.010   61,915,000 1,451,828 22,054,798 0.210   2017/02/16 0.010   2017/07/26 1,512,036,000 135,869,164 0.201   2016/09/22 0.060   2016/12/28
28546 J P Morgan SP BV - Agricultural Bk Euro Warrants Jan 2018 A HKD 0.156   0.084   0.132   163,147,000 20,681,661 N/A 0.231   2017/02/22 0.084   2017/07/10 722,138,000 95,277,369 -   - -   -
23073 J P Morgan SP BV - Agricultural Bk Euro Warrants Nov 2017 A HKD 0.170   0.145   0.155   30,686,000 4,948,246 N/A 0.170   2017/07/27 0.145   2017/07/28 30,686,000 4,948,246 -   - -   -
15127 J P Morgan SP BV - AIA European Put Warrants Dec 2017 B HKD 0.170   0.035   0.035   181,734,000 20,400,422 N/A 0.243   2017/05/09 0.035   2017/07/31 458,222,000 64,296,098 -   - -   -
23097 J P Morgan SP BV - AIA European Put Warrants Feb 2018 A HKD 0.237   0.148   0.153   103,974,000 19,499,004 N/A 0.237   2017/07/19 0.148   2017/07/31 103,974,000 19,499,004 -   - -   -
14985 J P Morgan SP BV - AIA European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 2,434,083 0.229   2017/01/03 0.010   2017/05/08 626,408,000 67,870,102 0.300   2016/12/09 0.182   2016/12/14
15056 J P Morgan SP BV - AIA European Put Warrants Oct 2017 A HKD 0.032   0.013   0.013   500,000 8,400 N/A 0.095   2017/05/08 0.013   2017/07/11 96,498,000 6,042,060 -   - -   -
25920 J P Morgan SP BV - AIA European Put Warrants Sep 2017 A HKD 0.010   0.010   0.010   1,380,000 13,800 N/A 0.305   2017/02/08 0.010   2017/07/03 818,628,000 112,367,798 -   - -   -
25408 J P Morgan SP BV - AIA European Warrants Aug 2017 A HKD 0.790   0.330   0.830   2,002,000 1,163,640 187,752,880 0.790   2017/07/31 0.104   2017/04/19 6,724,410,000 1,126,517,278 -   - -   -
29358 J P Morgan SP BV - AIA European Warrants Aug 2017 B HKD 0.510   0.213   0.560   1,574,000 458,578 N/A 0.510   2017/07/24 0.057   2017/04/19 6,937,440,000 804,689,930 -   - -   -
15169 J P Morgan SP BV - AIA European Warrants Dec 2017 A HKD 0.700   0.305   0.700   35,334,000 13,924,870 135,852,823 0.700   2017/07/31 0.100   2017/01/04 3,788,116,000 848,832,678 0.137   2016/12/16 0.101   2016/12/29
23088 J P Morgan SP BV - AIA European Warrants Dec 2017 C HKD 0.200   0.130   0.196   2,106,008,000 314,396,028 N/A 0.200   2017/07/28 0.130   2017/07/21 2,106,008,000 314,396,028 -   - -   -
15520 J P Morgan SP BV - AIA European Warrants Jan 2018 A HKD 0.320   0.115   0.300   1,130,758,000 192,011,684 N/A 0.320   2017/07/28 0.115   2017/07/07 1,883,504,000 350,122,126 -   - -   -
26194 J P Morgan SP BV - AIA European Warrants Jan 2018 B HKD 0.182   0.132   0.179   1,821,048,000 280,783,004 N/A 0.182   2017/07/31 0.132   2017/07/28 1,821,048,000 280,783,004 -   - -   -
15126 J P Morgan SP BV - AIA European Warrants Oct 2017 B HKD 0.395   0.105   0.395   83,054,000 14,886,654 N/A 0.395   2017/07/31 0.105   2017/07/04 4,009,008,000 765,591,154 -   - -   -
11805 J P Morgan SP BV - Air China European Warrants Nov 2017 A HKD 0.124   0.070   0.076   2,260,000 209,220 4,595,360 0.163   2017/06/08 0.057   2017/03/09 337,040,000 27,588,140 0.179   2016/08/17 0.070   2016/12/28
22921 J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A HKD -   -   0.015   0 0 10,423 0.048   2017/01/06 0.020   2017/05/09 6,320,000 226,320 0.131   2016/01/04 0.068   2016/10/25
23828 J P Morgan SP BV - Ali Pictures European Warrants Nov 2017 A HKD 0.178   0.137   0.144   68,830,000 10,764,420 5,125,695 0.395   2017/03/21 0.137   2017/07/28 162,930,000 30,911,120 -   - -   -
26418 J P Morgan SP BV - Angang Steel European Warrants Dec 2018 A HKD 0.193   0.150   0.185   52,880,000 9,391,802 N/A 0.255   2017/02/14 0.110   2017/05/09 233,228,000 38,516,940 -   - -   -
14319 J P Morgan SP BV - Anhui Conch European Warrants Jul 2017 A HKD -   -   0.016   0 0 3,932,368 0.330   2017/02/23 0.051   2017/06/15 161,635,000 34,506,340 0.171   2016/12/14 0.116   2016/12/15
26433 J P Morgan SP BV - Anhui Conch European Warrants Oct 2017 A HKD 0.204   0.116   0.161   155,910,000 23,955,030 N/A 0.320   2017/02/23 0.077   2017/06/21 548,640,000 105,241,210 -   - -   -
16001 J P Morgan SP BV - Anta Sports European Warrants Aug 2017 A HKD 0.250   0.104   0.161   56,890,000 10,508,330 5,196,128 0.410   2017/01/26 0.072   2017/06/26 175,080,000 32,297,520 -   - -   -
28221 J P Morgan SP BV - AviChina European Warrants Sep 2017 A HKD -   -   0.012   0 0 607,602 0.118   2017/01/23 0.012   2017/06/07 50,180,000 4,326,860 0.237   2016/01/05 0.096   2016/12/30
15023 J P Morgan SP BV - BankComm European Warrants Dec 2017 A HKD 0.135   0.082   0.106   56,449,000 6,320,076 N/A 0.840   2017/06/02 0.082   2017/07/07 268,356,000 41,436,684 -   - -   -
28788 J P Morgan SP BV - BankComm European Warrants Sep 2017 A HKD -   -   0.010   0 0 N/A 0.242   2017/02/23 0.026   2017/06/07 72,984,000 10,195,377 -   - -   -
14255 J P Morgan SP BV - BBMG European Warrants Dec 2018 A HKD 0.165   0.147   0.148   13,840,000 2,076,722 N/A 0.219   2017/04/25 0.147   2017/07/28 111,603,000 18,134,562 -   - -   -
24839 J P Morgan SP BV - BEA European Warrants Dec 2017 A HKD 0.244   0.182   0.200   85,186,000 17,939,576 14,712,473 0.355   2017/02/15 0.171   2017/04/24 367,312,000 88,303,584 -   - -   -
23654 J P Morgan SP BV - Belle Int'l European Warrants Dec 2017 A HKD 0.032   0.030   0.032   1,450,000 44,200 305,552 0.062   2017/02/21 0.018   2017/04/06 42,760,000 1,864,470 0.172   2016/01/05 0.039   2016/12/12
14064 J P Morgan SP BV - Belle Int'l European Warrants Jun 2019 B HKD -   -   0.201   0 0 376,167 0.208   2017/02/21 0.127   2017/04/07 27,500,000 4,358,240 0.153   2016/11/08 0.140   2016/12/14
21607 J P Morgan SP BV - BJ Ent Water European Warrants Jul 2017 A HKD -   -   0.010   0 0 47,580 0.030   2017/03/30 0.010   2017/05/08 27,700,000 357,680 0.126   2016/01/04 0.010   2016/12/23
29483 J P Morgan SP BV - BJ Ent Water European Warrants Mar 2019 A HKD 0.227   0.192   0.212   21,780,000 4,591,660 N/A 0.265   2017/04/10 0.181   2017/06/14 53,860,000 12,042,740 -   - -   -
17267 J P Morgan SP BV - BOC HK European Put Warrants Apr 2018 A HKD 0.234   0.132   0.136   37,210,000 7,564,890 N/A 0.234   2017/07/07 0.132   2017/07/31 37,210,000 7,564,890 -   - -   -
13995 J P Morgan SP BV - BOC HK European Warrants Dec 2017 A HKD 0.650   0.530   0.620   180,000 114,000 6,371,418 0.650   2017/07/03 0.148   2017/01/03 320,750,000 71,241,740 0.232   2016/12/08 0.131   2016/12/29
17183 J P Morgan SP BV - BOC HK European Warrants Jun 2018 A HKD 0.315   0.212   0.255   334,465,000 81,637,410 N/A 0.315   2017/07/03 0.212   2017/07/07 334,465,000 81,637,410 -   - -   -
27515 J P Morgan SP BV - BOC HK European Warrants May 2018 A HKD 0.530   0.370   0.490   48,370,000 20,906,950 N/A 0.540   2017/06/29 0.146   2017/04/19 486,280,000 117,859,545 -   - -   -
27808 J P Morgan SP BV - BOCL European Put Wts Sep 2017 B HKD 0.091   0.011   0.012   44,087,000 1,975,324 N/A 0.222   2017/04/19 0.011   2017/07/27 698,175,000 100,248,426 -   - -   -
27302 J P Morgan SP BV - BOCL European Warrants Dec 2017 A HKD 0.218   0.105   0.218   15,097,000 2,150,682 N/A 0.410   2017/02/16 0.105   2017/07/07 419,372,000 91,918,575 -   - -   -
28538 J P Morgan SP BV - BOCL European Warrants Dec 2017 B HKD 0.053   0.020   0.049   11,452,000 505,755 N/A 0.213   2017/02/23 0.020   2017/07/10 3,693,139,000 316,261,712 -   - -   -
15961 J P Morgan SP BV - BOCL European Warrants Jan 2018 A HKD 0.165   0.085   0.163   745,174,000 100,528,790 N/A 0.196   2017/06/05 0.085   2017/07/10 1,204,662,000 160,419,083 -   - -   -
23068 J P Morgan SP BV - BOCL European Warrants May 2018 A HKD 0.215   0.188   0.213   25,766,000 5,223,664 N/A 0.215   2017/07/31 0.188   2017/07/28 25,766,000 5,223,664 -   - -   -
27297 J P Morgan SP BV - BOCL European Warrants Sep 2017 A HKD 0.232   0.124   0.226   106,907,000 21,816,946 N/A 0.445   2017/02/16 0.124   2017/07/07 344,930,000 70,119,412 -   - -   -
28939 J P Morgan SP BV - BOCL European Warrants Sep 2017 C HKD 0.016   0.010   0.012   18,135,000 213,103 N/A 0.065   2017/05/16 0.010   2017/07/24 2,472,508,000 100,878,810 -   - -   -
16852 J P Morgan SP BV - BYD European Warrants Jan 2018 A HKD 0.265   0.171   0.172   129,195,000 27,859,665 N/A 0.285   2017/06/27 0.171   2017/07/26 156,915,000 34,287,420 -   - -   -
23768 J P Morgan SP BV - BYD European Warrants Mar 2018 A HKD 0.104   0.076   0.078   33,950,000 2,776,000 106,014,658 0.113   2017/02/09 0.053   2017/05/12 8,865,150,000 652,318,750 0.280   2016/04/29 0.098   2016/12/28
28841 J P Morgan SP BV - BYD European Warrants Sep 2017 A HKD 0.030   0.010   0.010   46,350,000 964,300 5,073,933 0.044   2017/02/09 0.010   2017/07/28 6,360,250,000 216,502,000 0.156   2016/06/10 0.029   2016/12/28
29089 J P Morgan SP BV - BYD European Warrants Sep 2017 B HKD 0.133   0.042   0.042   182,960,000 18,480,830 N/A 0.275   2017/03/02 0.042   2017/07/31 1,130,695,000 188,334,305 -   - -   -
15592 J P Morgan SP BV - CAM CSI300 European Warrants Apr 2018 A HKD 0.395   0.295   0.370   25,828,000 8,659,070 N/A 0.395   2017/07/25 0.179   2017/05/24 99,208,000 26,574,908 -   - -   -
17268 J P Morgan SP BV - CAM CSI300 European Warrants Apr 2018 B HKD 0.233   0.181   0.229   187,920,000 40,676,298 N/A 0.233   2017/07/31 0.181   2017/07/18 187,920,000 40,676,298 -   - -   -
13991 J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A HKD 0.149   0.086   0.123   310,792,000 35,014,720 17,481,170 0.149   2017/07/24 0.053   2017/05/08 1,112,604,000 117,665,798 0.255   2016/11/30 0.104   2016/12/30
12872 J P Morgan SP BV - Car Inc European Warrants Jun 2018 A HKD 0.120   0.085   0.085   35,820,000 3,384,750 1,940,313 0.221   2017/01/04 0.085   2017/07/31 95,840,000 11,665,800 0.320   2016/09/09 0.209   2016/12/29
11263 J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A HKD 0.060   0.026   0.035   9,030,000 444,210 293,423 0.060   2017/07/10 0.019   2017/05/31 42,760,000 1,829,950 0.280   2016/08/09 0.036   2016/12/23
15758 J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A HKD 0.330   0.280   0.285   28,960,000 8,872,350 26,462,900 0.330   2017/07/13 0.192   2017/05/16 654,300,000 171,687,690 0.231   2016/12/29 0.230   2016/12/29
28785 J P Morgan SP BV - CC Bank European Put Wts Nov 2017 A HKD 0.248   0.059   0.070   392,825,000 51,791,410 N/A 0.540   2017/03/10 0.059   2017/07/27 1,056,698,000 228,024,497 -   - -   -
27506 J P Morgan SP BV - CC Bank European Put Wts Sep 2017 A HKD 0.019   0.013   0.010   1,140,000 19,209 N/A 0.215   2017/02/15 0.010   2017/06/27 950,672,000 109,428,691 -   - -   -
16946 J P Morgan SP BV - CC Bank European Wts Aug 2017 B HKD 0.040   0.010   0.010   64,938,000 1,207,691 121,785,306 0.235   2017/02/16 0.010   2017/07/19 8,230,664,000 738,914,467 -   - -   -
13632 J P Morgan SP BV - CC Bank European Wts Aug 2017 C HKD 0.210   0.036   0.179   209,181,000 29,555,985 N/A 0.233   2017/06/05 0.036   2017/07/10 636,751,000 90,161,613 -   - -   -
28782 J P Morgan SP BV - CC Bank European Wts Dec 2017 A HKD 0.107   0.039   0.090   43,149,000 3,956,466 N/A 0.228   2017/02/23 0.039   2017/07/05 3,296,625,000 439,375,983 -   - -   -
16560 J P Morgan SP BV - CC Bank European Wts Dec 2017 B HKD 0.244   0.102   0.211   1,350,400,000 267,397,383 N/A 0.244   2017/07/27 0.102   2017/07/10 1,405,549,000 276,963,521 -   - -   -
23043 J P Morgan SP BV - CC Bank European Wts Feb 2018 A HKD 0.275   0.207   0.246   53,112,000 12,604,426 N/A 0.275   2017/07/27 0.207   2017/07/21 53,112,000 12,604,426 -   - -   -
18797 J P Morgan SP BV - CC Bank European Wts Jan 2018 A HKD 0.550   0.445   0.510   9,632,000 4,725,045 N/A 0.550   2017/07/27 0.445   2017/07/24 9,632,000 4,725,045 -   - -   -
28536 J P Morgan SP BV - CC Bank European Wts Oct 2017 A HKD 0.128   0.034   0.106   28,954,000 2,930,324 N/A 0.295   2017/02/24 0.034   2017/07/10 7,543,553,000 935,647,365 -   - -   -
16714 J P Morgan SP BV - CC Bank European Wts Sep 2017 B HKD 0.185   0.044   0.157   1,812,050,000 135,509,096 N/A 0.185   2017/07/27 0.044   2017/07/10 4,010,836,000 415,051,324 -   - -   -
22360 J P Morgan SP BV - CGN Power European Warrants Dec 2017 A HKD -   -   0.010   0 0 915 0.019   2017/02/15 0.010   2017/05/04 459,000 5,490 0.066   2016/01/13 0.032   2016/06/30
25432 J P Morgan SP BV - CGN Power European Warrants Sep 2017 A HKD 0.091   0.032   0.032   2,761,000 214,501 4,117,079 0.415   2017/02/16 0.032   2017/07/31 104,185,000 24,702,474 -   - -   -
13571 J P Morgan SP BV - CGS European Warrants Dec 2018 A HKD 0.100   0.074   0.077   1,211,370,000 102,577,425 80,844,008 0.207   2017/01/04 0.073   2017/05/08 5,124,865,000 487,342,105 0.260   2016/11/28 0.213   2016/10/13
14449 J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A HKD 0.117   0.067   0.080   118,180,000 10,982,160 10,621,137 0.190   2017/03/23 0.067   2017/07/10 574,110,000 67,958,150 -   - -   -
24241 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A HKD -   -   0.177   0 0 1,930,958 0.280   2017/03/21 0.152   2017/01/03 53,870,000 12,020,490 0.350   2016/04/13 0.117   2016/01/21
16850 J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2018 A HKD 0.157   0.134   0.135   18,360,000 2,558,110 N/A 0.157   2017/07/26 0.124   2017/06/30 18,980,000 2,638,620 -   - -   -
29495 J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2017 A HKD 0.230   0.105   0.095   306,000 34,730 N/A 0.900   2017/03/23 0.105   2017/07/11 381,633,000 185,732,360 -   - -   -
14412 J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A HKD 0.110   0.103   0.108   440,000 46,960 1,902,515 0.222   2017/03/06 0.103   2017/07/13 60,340,000 11,447,090 0.177   2016/12/12 0.156   2016/11/21
20013 J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A HKD -   -   0.013   0 0 180 0.051   2017/01/11 0.018   2017/05/24 90,000 2,610 0.111   2016/08/17 0.029   2016/02/11
25925 J P Morgan SP BV - Ch Molybdenum European Warrants Aug 2017A HKD 1.110   0.350   1.030   1,899,000 1,242,990 N/A 1.110   2017/07/19 0.094   2017/06/05 288,102,000 59,378,361 -   - -   -
16879 J P Morgan SP BV - Ch Molybdenum European Warrants Jul 2017A HKD 1.510   0.950   1.710   33,000 41,190 2,108,390 1.510   2017/07/18 0.305   2017/01/10 43,419,000 21,350,730 -   - -   -
29090 J P Morgan SP BV - Ch Molybdenum European Warrants Oct 2017A HKD 0.800   0.137   0.770   47,646,000 14,712,051 N/A 0.800   2017/07/31 0.043   2017/06/07 163,725,000 32,485,407 -   - -   -
11806 J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A HKD 0.089   0.063   0.075   15,660,000 1,144,060 1,998,447 0.275   2017/01/26 0.062   2017/06/29 102,160,000 13,193,660 0.280   2016/10/24 0.154   2016/08/31
27516 J P Morgan SP BV - Ch Overseas European Put Wts Oct 2017 A HKD 0.114   0.016   0.017   33,320,000 1,834,060 N/A 0.247   2017/05/08 0.016   2017/07/27 279,720,000 47,441,000 -   - -   -
13196 J P Morgan SP BV - Ch Overseas European Warrants Dec 2017 A HKD 0.325   0.123   0.295   55,826,000 8,857,042 N/A 0.325   2017/07/27 0.097   2017/05/08 425,154,000 56,651,710 -   - -   -
29093 J P Morgan SP BV - Ch Overseas European Warrants Mar 2018 A HKD 0.212   0.120   0.187   150,080,000 26,637,760 N/A 0.219   2017/03/17 0.062   2017/05/09 355,140,000 49,348,260 -   - -   -
15710 J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A HKD 0.380   0.214   0.470   31,360,000 7,521,680 6,762,110 0.435   2017/03/17 0.160   2017/05/08 193,020,000 44,721,060 -   - -   -
14859 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A HKD 0.039   0.019   0.022   4,415,000 140,605 19,914,006 0.123   2017/02/10 0.019   2017/07/07 1,917,675,000 119,925,090 0.121   2016/12/07 0.072   2016/12/23
17109 J P Morgan SP BV - Ch Railway Cons European Wts Dec 2018 A HKD 0.200   0.148   0.157   86,470,000 14,454,925 N/A 0.200   2017/07/20 0.148   2017/07/07 87,180,000 14,567,795 -   - -   -
17340 J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A HKD 0.159   0.141   0.149   1,500,000 232,900 269,679 0.320   2017/03/21 0.141   2017/07/07 11,830,000 2,930,375 0.415   2016/04/14 0.174   2016/09/20
20397 J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A HKD -   -   0.015   0 0 12,570 0.021   2017/01/10 0.010   2017/03/31 12,620,000 215,440 0.153   2016/01/07 0.026   2016/11/24
14457 J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A HKD 0.223   0.165   0.168   24,680,000 4,686,460 4,546,070 0.231   2017/06/08 0.136   2017/03/10 160,100,000 27,367,160 0.145   2016/12/21 0.142   2016/12/22
12839 J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A HKD 0.241   0.203   0.213   410,000 91,930 285,057 0.400   2017/04/06 0.203   2017/07/10 7,552,000 2,346,336 0.350   2016/11/22 0.170   2016/08/29
25815 J P Morgan SP BV - CHALCO European Warrants Sep 2017 A HKD 0.580   0.123   0.530   123,370,000 25,915,874 N/A 0.600   2017/03/02 0.082   2017/06/02 556,006,000 107,671,804 -   - -   -
27517 J P Morgan SP BV - Chi Res Land European Warrants Dec 2017 A HKD 0.285   0.165   0.280   142,720,000 31,783,780 N/A 0.285   2017/07/27 0.112   2017/05/09 563,740,000 115,816,440 -   - -   -
11096 J P Morgan SP BV - Chi Res Land European Warrants Jul 2017 A HKD -   -   0.163   0 0 21,458,740 0.255   2017/03/17 0.056   2017/05/08 769,840,000 133,894,380 0.500   2016/09/09 0.077   2016/12/29
25683 J P Morgan SP BV - Chi Res Land European Warrants Sep 2018 A HKD 0.270   0.227   0.265   22,100,000 5,922,840 N/A 0.270   2017/07/31 0.227   2017/07/26 22,100,000 5,922,840 -   - -   -
25073 J P Morgan SP BV - China Agri European Warrants Jul 2017 A HKD 0.030   0.015   0.015   84,000 1,774 1,754,583 0.610   2017/02/23 0.015   2017/07/20 25,684,000 10,528,386 -   - -   -
16645 J P Morgan SP BV - China Cinda European Warrants Feb 2018 A HKD 0.375   0.158   0.325   46,422,000 9,592,244 N/A 0.375   2017/07/24 0.154   2017/06/16 59,638,000 11,828,771 -   - -   -
12171 J P Morgan SP BV - China Cinda European Warrants Oct 2017 A HKD 0.107   0.032   0.084   3,040,000 292,800 N/A 0.218   2017/03/23 0.032   2017/07/11 19,712,000 2,430,262 -   - -   -
25431 J P Morgan SP BV - China Cinda European Warrants Sep 2017 A HKD 0.300   0.059   0.222   179,265,000 24,616,332 13,406,330 0.410   2017/03/17 0.059   2017/07/10 479,463,000 80,437,979 -   - -   -
25816 J P Morgan SP BV - China Coal European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.290   2017/02/21 0.010   2017/06/30 193,472,000 33,126,978 -   - -   -
15034 J P Morgan SP BV - China Coal European Warrants Dec 2017 A HKD 0.385   0.149   0.199   158,854,000 33,417,577 N/A 0.385   2017/07/19 0.126   2017/06/01 334,261,000 67,735,132 -   - -   -
25065 J P Morgan SP BV - China East Air European Warrants Nov 17 A HKD 0.780   0.395   0.425   11,770,000 6,107,330 3,893,818 1.060   2017/03/23 0.395   2017/07/26 37,826,000 23,365,090 -   - -   -
13667 J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A HKD 0.191   0.141   0.176   18,654,000 3,339,616 2,718,568 0.285   2017/03/14 0.141   2017/07/12 77,038,000 16,779,636 0.255   2016/11/10 0.164   2016/12/29
26093 J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A HKD 0.810   0.810   0.760   40,000 32,400 2,206,593 0.810   2017/07/13 0.145   2017/05/15 55,020,000 14,507,280 0.390   2016/08/17 0.173   2016/12/12
11265 J P Morgan SP BV - China Gas Hold European Wts Nov 2017 A HKD 0.520   0.237   0.440   8,420,000 2,218,540 N/A 0.520   2017/07/14 0.044   2017/05/15 121,180,000 21,193,180 -   - -   -
28084 J P Morgan SP BV - China Life European Put Wts Dec 2017 D HKD 0.146   0.057   0.089   683,780,000 57,509,220 N/A 0.249   2017/04/20 0.057   2017/07/17 3,069,870,000 399,789,600 -   - -   -
16264 J P Morgan SP BV - China Life European Put Wts Feb 2018 A HKD 0.255   0.137   0.184   716,220,000 149,239,490 N/A 0.255   2017/07/05 0.137   2017/07/17 1,230,910,000 266,851,720 -   - -   -
13287 J P Morgan SP BV - China Life European Put Wts Jul 2017 B HKD -   -   0.010   0 0 3,072,138 0.186   2017/01/03 0.010   2017/05/04 494,920,000 33,440,650 0.240   2016/11/03 0.093   2016/11/28
17108 J P Morgan SP BV - China Life European Put Wts Jun 2018 A HKD 0.177   0.100   0.132   228,540,000 28,740,940 N/A 0.177   2017/07/05 0.100   2017/07/17 230,260,000 29,022,680 -   - -   -
27106 J P Morgan SP BV - China Life European Put Wts Sep 2017 B HKD 0.013   0.011   0.010   120,000 1,440 N/A 0.114   2017/03/01 0.010   2017/05/31 2,487,650,000 204,646,480 -   - -   -
14812 J P Morgan SP BV - China Life European Warrants Apr 2018 A HKD 0.217   0.121   0.156   36,870,000 6,358,290 6,545,937 0.250   2017/03/17 0.102   2017/01/03 231,500,000 40,840,730 0.177   2016/12/07 0.100   2016/12/23
24390 J P Morgan SP BV - China Life European Warrants Apr 2018 B HKD 0.133   0.128   0.132   600,000 78,500 N/A 0.133   2017/07/31 0.128   2017/07/31 600,000 78,500 -   - -   -
13265 J P Morgan SP BV - China Life European Warrants Dec 2017 A HKD 0.310   0.163   0.203   79,400,000 17,768,650 10,223,138 0.335   2017/03/17 0.125   2017/01/03 423,460,000 84,423,450 0.247   2016/09/22 0.097   2016/10/31
14280 J P Morgan SP BV - China Life European Warrants Dec 2017 B HKD -   -   0.490   0 0 1,176,700 0.490   2017/02/16 0.240   2017/01/03 29,680,000 10,577,880 0.410   2016/12/01 0.230   2016/11/21
27107 J P Morgan SP BV - China Life European Warrants Dec 2017 C HKD 0.240   0.114   0.151   119,530,000 21,581,210 N/A 0.270   2017/03/21 0.114   2017/07/04 634,410,000 115,425,040 -   - -   -
12796 J P Morgan SP BV - China Life European Warrants Dec 2017 E HKD 0.130   0.054   0.070   5,841,648,000 452,693,791 N/A 0.153   2017/05/31 0.054   2017/07/05 13,573,464,000 1,066,931,335 -   - -   -
14725 J P Morgan SP BV - China Life European Warrants Jan 2018 A HKD 0.223   0.108   0.147   252,190,000 40,842,520 81,836,848 0.250   2017/03/17 0.102   2017/01/03 2,487,050,000 491,785,180 0.203   2016/12/01 0.100   2016/12/23
15769 J P Morgan SP BV - China Life European Warrants Jan 2018 B HKD 0.113   0.047   0.062   8,388,160,000 706,076,060 N/A 0.119   2017/05/31 0.047   2017/07/04 25,375,020,000 2,217,280,850 -   - -   -
11087 J P Morgan SP BV - China Life European Warrants Jul 2017 A HKD -   -   0.630   0 0 43,167 0.490   2017/02/17 0.235   2017/01/03 4,860,000 1,292,420 0.420   2016/11/30 0.129   2016/06/24
12900 J P Morgan SP BV - China Life European Warrants Jul 2017 C HKD -   -   0.016   0 0 N/A 0.249   2017/03/28 0.016   2017/06/12 41,514,000 7,324,324 -   - -   -
16325 J P Morgan SP BV - China Life European Warrants Mar 2018 A HKD 0.146   0.077   0.100   61,750,000 7,900,370 N/A 0.146   2017/07/17 0.076   2017/06/30 64,890,000 8,230,230 -   - -   -
13230 J P Morgan SP BV - China Life European Warrants Nov 2017 A HKD 0.420   0.320   0.320   800,000 309,500 1,727,412 0.425   2017/03/17 0.185   2017/01/03 77,750,000 19,505,660 0.315   2016/11/28 0.105   2016/11/09
14047 J P Morgan SP BV - China Life European Warrants Nov 2017 B HKD -   -   0.425   0 0 454,778 0.410   2017/02/07 0.211   2017/01/03 57,880,000 13,976,230 0.238   2016/11/21 0.160   2016/11/09
28933 J P Morgan SP BV - China Life European Warrants Oct 2017 A HKD 0.136   0.049   0.074   893,900,000 77,826,160 N/A 0.182   2017/03/17 0.049   2017/07/05 39,798,260,000 4,093,964,870 -   - -   -
14674 J P Morgan SP BV - China Life European Warrants Sep 2017 A HKD 0.204   0.052   0.087   317,240,000 38,321,790 328,227,340 0.230   2017/02/21 0.052   2017/07/05 15,372,010,000 1,976,126,710 0.187   2016/11/30 0.074   2016/12/20
12898 J P Morgan SP BV - China Mengniu European Wts Sep 2017 A HKD 0.083   0.021   0.022   55,540,000 2,404,100 8,261,915 0.189   2017/01/04 0.021   2017/07/31 529,670,000 60,684,090 0.300   2016/11/28 0.152   2016/12/28
19552 J P Morgan SP BV - China Mob European Put Wts Aug 2017 A HKD -   -   0.013   0 0 703,604 0.240   2017/01/10 0.030   2017/05/12 75,980,000 10,403,885 -   - -   -
25680 J P Morgan SP BV - China Mob European Put Wts Feb 2018 A HKD 0.255   0.237   0.244   18,960,000 4,667,985 N/A 0.255   2017/07/27 0.237   2017/07/28 18,960,000 4,667,985 -   - -   -
11643 J P Morgan SP BV - China Mob European Put Wts Jun 2018 A HKD 0.134   0.105   0.109   43,950,000 5,148,350 2,943,858 0.152   2017/01/03 0.091   2017/03/20 173,950,000 18,557,900 0.159   2016/12/19 0.104   2016/09/05
12547 J P Morgan SP BV - China Mob European Put Wts Oct 2017 A HKD 0.520   0.235   0.270   439,850,000 161,777,580 N/A 0.560   2017/05/02 0.235   2017/07/21 962,655,000 371,323,255 -   - -   -
13251 J P Morgan SP BV - China Mob European Wts Aug 2017 B HKD -   -   0.010   0 0 N/A 0.179   2017/04/05 0.013   2017/06/23 13,049,940,000 1,414,232,045 -   - -   -
18332 J P Morgan SP BV - China Mob European Wts Dec 2017 A HKD 0.255   0.162   0.189   3,836,250,000 748,172,650 N/A 0.255   2017/07/21 0.162   2017/07/12 3,836,250,000 748,172,650 -   - -   -
15029 J P Morgan SP BV - China Mob European Wts Dec 2018 A HKD 0.050   0.036   0.044   232,500,000 9,620,250 126,831,350 0.103   2017/03/21 0.036   2017/07/07 11,797,300,000 762,904,800 0.175   2016/07/27 0.071   2016/12/13
25676 J P Morgan SP BV - China Mob European Wts Jan 2018 A HKD 0.229   0.203   0.213   13,420,000 2,846,695 N/A 0.229   2017/07/26 0.203   2017/07/31 13,420,000 2,846,695 -   - -   -
16065 J P Morgan SP BV - China Mob European Wts Jul 2017 A HKD 0.069   0.010   0.010   92,645,000 2,656,765 11,406,869 0.780   2017/03/23 0.010   2017/07/25 364,975,000 69,580,165 -   - -   -
12550 J P Morgan SP BV - China Mob European Wts Nov 2017 A HKD 0.041   0.022   0.031   175,000 4,720 N/A 0.137   2017/03/27 0.022   2017/07/14 2,835,000 316,640 -   - -   -
16731 J P Morgan SP BV - China Mob European Wts Nov 2017 B HKD 0.143   0.061   0.099   7,436,425,000 679,908,445 N/A 0.204   2017/06/19 0.061   2017/07/07 14,622,485,000 1,803,070,865 -   - -   -
14834 J P Morgan SP BV - China Mob European Wts Oct 2017 B HKD 0.049   0.017   0.032   61,565,000 1,981,745 N/A 0.158   2017/05/22 0.017   2017/07/12 28,077,805,000 3,539,334,135 -   - -   -
15956 J P Morgan SP BV - China Mob European Wts Oct 2017 C HKD 0.064   0.028   0.056   1,400,000 66,800 N/A 0.155   2017/05/25 0.028   2017/07/12 5,428,000,000 502,796,395 -   - -   -
26695 J P Morgan SP BV - China Mob European Wts Sep 2017 A HKD 0.010   0.010   0.010   670,000 6,700 N/A 0.250   2017/02/10 0.010   2017/07/21 14,745,415,000 2,436,932,340 -   - -   -
29135 J P Morgan SP BV - China Railway European Wts Aug 2017 A HKD -   -   0.010   0 0 10,045,525 0.068   2017/02/10 0.010   2017/05/23 1,695,690,000 63,909,530 0.154   2016/04/27 0.037   2016/10/13
17156 J P Morgan SP BV - China Railway European Wts Nov 2017 A HKD 0.199   0.127   0.108   4,530,000 690,867 N/A 0.199   2017/07/19 0.127   2017/07/27 6,032,000 910,122 -   - -   -
24989 J P Morgan SP BV - China Railway European Wts Oct 2017 A HKD 0.093   0.067   0.068   45,840,000 3,462,710 1,217,727 0.178   2017/02/15 0.067   2017/07/31 76,830,000 8,106,580 0.219   2016/04/14 0.100   2016/01/22
16554 J P Morgan SP BV - China Shenhua European Wts Apr 2018 A HKD 0.335   0.213   0.320   183,815,000 52,914,310 N/A 0.335   2017/07/26 0.213   2017/07/13 183,815,000 52,914,310 -   - -   -
25237 J P Morgan SP BV - China Shenhua European Wts Aug 2017 A HKD -   -   1.050   0 0 1,931,971 0.840   2017/06/30 0.310   2017/01/03 37,640,000 17,036,350 0.570   2016/11/10 0.155   2016/02/11
14123 J P Morgan SP BV - China Shenhua European Wts Nov 2017 A HKD 0.365   0.168   0.345   258,640,000 56,170,910 29,740,618 0.365   2017/07/26 0.074   2017/03/10 1,034,370,000 184,758,440 0.243   2016/11/08 0.089   2016/12/23
22266 J P Morgan SP BV - China Taiping European Wts Mar 2018 A HKD 0.355   0.255   0.300   85,120,000 25,347,280 N/A 0.355   2017/07/19 0.255   2017/07/18 85,120,000 25,347,280 -   - -   -
27118 J P Morgan SP BV - China Taiping European Wts Oct 2017 A HKD 0.375   0.119   0.320   159,954,000 34,721,208 N/A 0.375   2017/07/19 0.119   2017/07/05 432,928,000 91,345,146 -   - -   -
13766 J P Morgan SP BV - China Tel European Warrants Dec 2017 A HKD 0.088   0.055   0.056   35,072,000 2,352,126 N/A 0.188   2017/04/13 0.055   2017/07/12 231,300,000 28,382,414 -   - -   -
14451 J P Morgan SP BV - China Tel European Warrants Jul 2017 B HKD -   -   0.010   0 0 7,054,202 0.150   2017/01/06 0.010   2017/06/06 845,070,000 60,875,682 0.232   2016/12/01 0.105   2016/12/23
11088 J P Morgan SP BV - China Tel European Warrants Nov 2017 A HKD 0.125   0.094   0.095   26,058,000 2,831,166 N/A 0.255   2017/04/13 0.094   2017/07/28 632,452,000 119,964,198 -   - -   -
14587 J P Morgan SP BV - China Unicom European Warrants Dec 2017 A HKD 0.209   0.209   0.265   100,000 20,900 1,128,220 0.209   2017/07/06 0.109   2017/01/23 45,520,000 6,809,240 0.193   2016/12/01 0.123   2016/12/23
18282 J P Morgan SP BV - China Unicom European Warrants Dec 2017 B HKD 1.150   0.670   0.900   40,448,000 38,914,800 N/A 1.150   2017/07/24 0.670   2017/07/12 40,448,000 38,914,800 -   - -   -
27627 J P Morgan SP BV - China Unicom European Warrants Nov 2017 A HKD 0.203   0.117   0.169   34,240,000 5,617,080 121,154,393 0.238   2017/06/23 0.062   2017/01/16 12,285,060,000 1,003,279,540 0.146   2016/10/11 0.066   2016/11/15
12170 J P Morgan SP BV - China Unicom European Warrants Oct 2017 A HKD 0.540   0.163   0.325   179,838,000 57,054,890 N/A 0.770   2017/06/23 0.163   2017/07/07 1,561,812,000 641,283,568 -   - -   -
25768 J P Morgan SP BV - China Vanke European Put Warrants Aug17 B HKD 0.014   0.010   0.010   355,000 3,690 N/A 0.250   2017/02/03 0.010   2017/07/10 343,108,000 42,384,407 -   - -   -
23469 J P Morgan SP BV - China Vanke European Warrants Aug 2017 A HKD 0.065   0.010   0.010   84,173,000 3,123,967 11,958,790 0.196   2017/03/16 0.010   2017/07/24 821,410,000 72,714,336 -   - -   -
16643 J P Morgan SP BV - China Vanke European Warrants Jan 2018 A HKD 0.214   0.136   0.180   367,371,000 65,766,938 N/A 0.214   2017/07/07 0.122   2017/06/23 546,873,000 92,176,209 -   - -   -
15035 J P Morgan SP BV - China Vanke European Warrants Oct 2017 A HKD 0.242   0.140   0.207   135,747,000 26,464,037 N/A 0.242   2017/07/18 0.091   2017/05/24 570,905,000 87,345,310 -   - -   -
26888 J P Morgan SP BV - Chsouthcity European Warrants Jan 2018 A HKD 0.189   0.189   0.178   4,000 756 N/A 0.189   2017/07/31 0.189   2017/07/31 4,000 756 -   - -   -
15528 J P Morgan SP BV - CITIC Bank European Warrants Dec 2017 A HKD 0.275   0.131   0.209   224,081,000 47,032,382 N/A 0.275   2017/07/17 0.131   2017/07/10 398,119,000 77,410,791 -   - -   -
14416 J P Morgan SP BV - CITIC Bank European Warrants Jul 2017 A HKD -   -   0.010   0 0 4,549,658 0.237   2017/02/23 0.010   2017/05/26 249,995,000 33,480,550 0.242   2016/11/23 0.081   2016/12/28
28255 J P Morgan SP BV - CITIC Bank European Warrants Nov 2017 A HKD -   -   0.072   0 0 N/A 0.280   2017/02/23 0.085   2017/04/26 152,394,000 28,249,383 -   - -   -
13267 J P Morgan SP BV - CITIC Bank European Warrants Sep 2017 A HKD 0.032   0.017   0.018   1,172,000 26,749 N/A 0.124   2017/04/03 0.010   2017/05/18 73,306,000 4,902,770 -   - -   -
26808 J P Morgan SP BV - CITIC European Warrants Dec 2017 A HKD 0.053   0.039   0.044   473,185,000 21,615,210 9,733,259 0.085   2017/02/15 0.031   2017/04/19 1,122,366,000 63,062,509 0.176   2016/03/17 0.056   2016/12/23
23642 J P Morgan SP BV - CITIC Sec European Warrants Aug 2018 A HKD 0.180   0.147   0.149   20,620,000 3,320,215 N/A 0.180   2017/07/20 0.147   2017/07/31 20,620,000 3,320,215 -   - -   -
11259 J P Morgan SP BV - CITIC Sec European Warrants Dec 2017 A HKD 0.067   0.038   0.040   1,583,055,000 82,764,740 N/A 0.160   2017/03/16 0.038   2017/07/31 6,305,800,000 439,962,550 -   - -   -
14769 J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A HKD -   -   0.010   0 0 28,756,301 0.088   2017/02/17 0.010   2017/06/09 3,984,950,000 172,974,125 0.136   2016/12/02 0.056   2016/12/23
12103 J P Morgan SP BV - CKH European Put Warrants Oct 2017 A HKD 0.164   0.042   0.033   6,675,000 879,030 N/A 0.455   2017/04/20 0.042   2017/07/28 256,985,000 75,132,905 -   - -   -
28260 J P Morgan SP BV - CKH European Warrants Aug 2017 A HKD 0.445   0.154   0.440   62,740,000 19,839,910 N/A 0.580   2017/05/25 0.154   2017/07/05 385,250,000 127,180,855 -   - -   -
15660 J P Morgan SP BV - CKH European Warrants Dec 2017 A HKD 0.400   0.220   0.365   61,750,000 16,461,985 N/A 0.485   2017/05/25 0.220   2017/07/05 114,085,000 37,533,985 -   - -   -
14120 J P Morgan SP BV - CKH European Warrants Jul 2017 A HKD -   -   0.246   0 0 13,917 0.246   2017/06/21 0.220   2017/03/28 350,000 83,500 0.330   2016/09/05 0.130   2016/07/06
28360 J P Morgan SP BV - CKH European Warrants Nov 2017 A HKD 0.125   0.086   0.125   12,450,000 1,352,255 11,893,453 0.137   2017/05/25 0.071   2017/01/17 1,182,730,000 103,392,745 0.167   2016/09/05 0.066   2016/07/08
26887 J P Morgan SP BV - CKI Holdings European Warrants Apr 2018 A HKD 0.325   0.310   0.320   9,620,000 3,078,350 N/A 0.325   2017/07/31 0.310   2017/07/31 9,620,000 3,078,350 -   - -   -
18875 J P Morgan SP BV - CKI Holdings European Warrants Aug 2017 A HKD 0.500   0.038   0.310   11,645,000 1,818,315 9,987,334 0.500   2017/07/24 0.038   2017/07/20 386,595,000 74,599,695 -   - -   -
13271 J P Morgan SP BV - CKI Holdings European Warrants Dec 2017 A HKD 0.650   0.270   0.620   25,520,000 10,605,625 N/A 0.650   2017/07/28 0.233   2017/04/03 53,130,000 20,109,715 -   - -   -
19928 J P Morgan SP BV - CKP European Warrants Aug 2017 A HKD 0.820   0.475   0.820   825,000 617,875 14,718,899 0.820   2017/07/26 0.162   2017/03/09 485,970,000 118,042,810 -   - -   -
22934 J P Morgan SP BV - CKP European Warrants Dec 2017 A HKD 0.030   0.020   0.030   67,700,000 1,959,750 418,967 0.034   2017/06/07 0.014   2017/03/31 93,950,000 2,563,050 0.060   2016/07/28 0.014   2016/12/23
14697 J P Morgan SP BV - CKP European Warrants Sep 2017 A HKD 0.370   0.242   0.455   420,000 122,100 N/A 0.425   2017/06/21 0.159   2017/04/27 293,820,000 64,895,110 -   - -   -
27809 J P Morgan SP BV - CM Bank European Warrants Apr 2018 A HKD 0.500   0.300   0.470   4,010,000 1,651,800 N/A 0.500   2017/07/25 0.121   2017/05/08 422,820,000 81,976,580 -   - -   -
16301 J P Morgan SP BV - CM Bank European Warrants Aug 2018 A HKD 0.325   0.165   0.295   313,410,000 73,252,520 N/A 0.325   2017/07/25 0.131   2017/06/16 551,250,000 117,072,615 -   - -   -
15526 J P Morgan SP BV - CNBM European Warrants Dec 2017 A HKD 0.410   0.209   0.270   110,968,000 29,834,850 N/A 0.410   2017/07/20 0.192   2017/06/23 361,436,000 91,845,228 -   - -   -
28432 J P Morgan SP BV - CNBM European Warrants Sep 2017 A HKD 0.030   0.010   0.010   6,748,000 118,920 N/A 0.485   2017/03/02 0.010   2017/07/24 365,762,000 93,731,652 -   - -   -
26059 J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B HKD 0.048   0.045   0.045   140,000 6,330 2,862 0.062   2017/01/20 0.045   2017/07/04 360,000 19,030 0.180   2016/02/12 0.062   2016/12/08
14924 J P Morgan SP BV - CNOOC European Put Warrants May 2018 B HKD -   -   0.205   0 0 2,334,990 0.235   2017/03/10 0.170   2017/01/18 92,020,000 18,227,150 0.196   2016/12/29 0.158   2016/12/14
28164 J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A HKD 0.059   0.036   0.041   1,967,410,000 91,611,370 66,189,697 0.088   2017/03/10 0.036   2017/07/27 7,912,710,000 433,229,970 0.171   2016/05/24 0.056   2016/12/14
25771 J P Morgan SP BV - CNOOC European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.280   2017/02/02 0.010   2017/05/10 1,001,234,000 179,824,226 -   - -   -
29482 J P Morgan SP BV - CNOOC European Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.224   2017/04/07 0.010   2017/06/14 2,844,252,000 435,680,467 -   - -   -
16092 J P Morgan SP BV - CNOOC European Warrants Dec 2017 A HKD 0.125   0.077   0.093   4,260,000 414,265 N/A 0.245   2017/05/25 0.077   2017/07/24 665,395,000 89,291,816 -   - -   -
25315 J P Morgan SP BV - CNOOC European Warrants Dec 2018 A HKD 0.197   0.173   0.185   3,520,000 665,280 291,558 0.245   2017/04/07 0.173   2017/07/10 8,410,000 1,749,350 0.390   2016/10/20 0.112   2016/01/21
17187 J P Morgan SP BV - CNOOC European Warrants Feb 2018 A HKD 0.265   0.175   0.206   798,946,000 175,918,308 N/A 0.265   2017/07/05 0.175   2017/07/25 798,946,000 175,918,308 -   - -   -
12231 J P Morgan SP BV - CNOOC European Warrants Jul 2018 A HKD 0.091   0.074   0.080   9,740,000 775,290 5,388,242 0.212   2017/01/06 0.074   2017/07/25 297,450,000 41,998,510 0.285   2016/10/24 0.068   2016/01/21
14770 J P Morgan SP BV - CNOOC European Warrants May 2018 A HKD 0.035   0.026   0.030   9,510,000 283,690 88,399,738 0.128   2017/01/18 0.026   2017/07/25 9,845,570,000 534,388,380 0.125   2016/12/21 0.105   2016/12/28
11254 J P Morgan SP BV - CNOOC European Warrants Oct 2017 A HKD 0.094   0.039   0.056   110,263,000 7,231,579 N/A 0.630   2017/04/07 0.039   2017/07/10 1,735,937,000 395,354,760 -   - -   -
28097 J P Morgan SP BV - COSCO Sh Hold European Warrants Sep 2017A HKD 0.790   0.117   0.650   3,635,000 1,121,870 N/A 0.790   2017/07/26 0.097   2017/06/30 214,556,500 44,709,363 -   - -   -
28112 J P Morgan SP BV - COSCO Ship Port Euro Wts Dec 2018 A HKD 0.213   0.173   0.199   3,000,000 591,580 N/A 0.217   2017/02/24 0.165   2017/05/22 4,180,000 799,680 -   - -   -
16609 J P Morgan SP BV - Country Garden European Warrants Dec 18 A HKD 0.260   0.158   0.255   404,050,000 75,578,510 N/A 0.260   2017/07/31 0.153   2017/06/23 602,100,000 110,798,320 -   - -   -
28086 J P Morgan SP BV - Country Garden European Warrants Oct 17 A HKD 4.210   2.660   4.560   558,000 1,765,060 N/A 4.210   2017/07/28 0.345   2017/02/17 38,839,000 33,285,885 -   - -   -
11612 J P Morgan SP BV - Country Garden European Warrants Oct 17 B HKD 3.050   1.360   2.960   8,152,000 15,666,390 N/A 3.050   2017/07/31 0.320   2017/03/20 98,652,000 96,362,740 -   - -   -
18361 J P Morgan SP BV - CPIC European Warrants Feb 2018 A HKD 0.330   0.223   0.300   66,012,000 18,307,084 N/A 0.330   2017/07/19 0.223   2017/07/12 66,012,000 18,307,084 -   - -   -
27122 J P Morgan SP BV - CPIC European Warrants Oct 2017 A HKD 0.255   0.145   0.210   435,690,000 86,560,554 N/A 0.260   2017/02/13 0.119   2017/04/18 763,364,000 145,400,848 -   - -   -
25175 J P Morgan SP BV - CRPH European Warrants Feb 2018 A HKD 0.090   0.063   0.077   3,470,000 281,095 1,313,667 0.236   2017/02/03 0.063   2017/07/25 55,815,000 7,884,345 -   - -   -
23087 J P Morgan SP BV - CRRC European Warrants Dec 2019 A HKD 0.155   0.141   0.149   8,104,000 1,143,198 N/A 0.155   2017/07/19 0.141   2017/07/31 8,104,000 1,143,198 -   - -   -
17075 J P Morgan SP BV - CRRC European Warrants Nov 2018 A HKD 0.087   0.071   0.077   457,515,000 36,117,166 30,681,572 0.172   2017/01/23 0.071   2017/07/31 1,934,103,000 188,501,981 0.440   2016/01/08 0.139   2016/12/23
28113 J P Morgan SP BV - CSDC European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.148   2017/02/23 0.010   2017/05/26 123,815,000 10,090,803 -   - -   -
13373 J P Morgan SP BV - CSDC European Warrants Jan 2018 A HKD 0.195   0.143   0.179   70,762,000 12,035,308 N/A 0.195   2017/07/10 0.143   2017/07/12 70,792,000 12,039,988 -   - -   -
14092 J P Morgan SP BV - CSOP A50 ETF European Warrants Aug 2017 A HKD 1.360   0.425   1.220   2,995,600 3,104,542 N/A 1.360   2017/07/25 0.083   2017/05/09 251,624,000 50,898,761 -   - -   -
16418 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.640   0.340   0.560   218,048,200 100,240,185 N/A 0.640   2017/07/19 0.290   2017/06/06 307,851,000 137,065,656 -   - -   -
17270 J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2017 B HKD 0.355   0.166   0.295   211,155,400 67,532,906 N/A 0.355   2017/07/25 0.166   2017/07/05 211,155,400 67,532,906 -   - -   -
25114 J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2018 A HKD 0.315   0.315   0.290   400 126 N/A 0.315   2017/07/25 0.315   2017/07/25 400 126 -   - -   -
14071 J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A HKD 0.245   0.182   0.237   27,068,000 6,279,470 3,819,273 0.245   2017/07/25 0.130   2017/03/16 118,902,000 22,915,638 0.235   2016/01/07 0.150   2016/02/26
28426 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.720   0.250   0.630   78,588,600 33,565,333 N/A 0.720   2017/07/25 0.070   2017/05/04 910,599,800 273,444,760 -   - -   -
28770 J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A HKD 0.205   0.179   0.198   42,738,000 8,294,552 1,618,405 0.205   2017/07/25 0.091   2017/04/11 54,198,000 9,710,432 0.153   2016/09/07 0.129   2016/11/03
12790 J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A HKD 0.069   0.042   0.045   228,440,000 12,030,720 15,762,470 0.091   2017/02/24 0.031   2017/05/04 1,930,500,000 96,444,300 0.144   2016/09/07 0.042   2016/12/29
12264 J P Morgan SP BV - Esprit European Wts Oct 2017 A HKD -   -   0.013   0 0 1,119,051 0.088   2017/02/27 0.016   2017/04/26 148,102,000 8,395,905 0.300   2016/02/23 0.063   2016/12/29
13229 J P Morgan SP BV - Evergrande European Warrants Jan 2018 A HKD 1.570   0.890   1.500   11,010,000 14,378,700 17,934,927 1.570   2017/07/28 0.045   2017/01/03 1,020,680,000 123,348,300 0.122   2016/10/04 0.040   2016/12/28
20166 J P Morgan SP BV - Evergrande European Warrants Jul 2017 A HKD -   -   0.760   0 0 28,424,012 1.100   2017/06/06 0.017   2017/01/18 946,650,000 171,139,110 0.340   2016/01/04 0.018   2016/12/29
11098 J P Morgan SP BV - Evergrande European Warrants Sep 2017 A HKD 12.980   7.050   14.700   404,000 3,936,850 N/A 12.980   2017/07/26 0.375   2017/03/27 260,151,000 242,284,470 -   - -   -
14879 J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A HKD 0.057   0.028   0.028   37,435,000 1,726,260 16,895,165 0.179   2017/02/09 0.028   2017/07/26 1,405,480,000 103,995,015 0.161   2016/12/07 0.125   2016/12/19
29880 J P Morgan SP BV - Foxconn European Warrants Dec 2017 A HKD 0.104   0.039   0.107   277,000 19,980 N/A 0.290   2017/03/13 0.039   2017/07/13 23,067,000 4,030,232 -   - -   -
25168 J P Morgan SP BV - Foxconn European Warrants Oct 2017 A HKD 0.192   0.076   0.157   75,109,000 10,465,210 7,319,544 0.660   2017/03/08 0.076   2017/07/13 232,057,000 43,917,861 -   - -   -
11414 J P Morgan SP BV - GAC European Warrants Aug 2017 A HKD 0.470   0.330   0.610   1,020,000 406,400 10,345,790 0.470   2017/07/07 0.105   2017/01/05 295,900,000 69,650,140 0.310   2016/09/09 0.101   2016/12/29
13137 J P Morgan SP BV - GAC European Warrants Dec 2017 A HKD 0.350   0.132   0.270   209,380,000 39,792,180 N/A 0.350   2017/07/17 0.091   2017/04/18 3,526,060,000 453,327,580 -   - -   -
19871 J P Morgan SP BV - GAC European Warrants Mar 2018 A HKD 0.335   0.255   0.265   247,880,000 68,880,000 N/A 0.335   2017/07/17 0.255   2017/07/24 247,880,000 68,880,000 -   - -   -
26232 J P Morgan SP BV - GAC European Warrants Nov 2017 A HKD -   -   0.870   0 0 51,117 0.490   2017/05/05 0.249   2017/01/05 3,920,000 1,358,960 0.370   2016/10/13 0.173   2016/02/25
14528 J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A HKD -   -   0.010   0 0 21,086,645 0.380   2017/01/03 0.013   2017/05/04 1,059,830,000 165,395,910 0.390   2016/12/28 0.200   2016/12/01
14944 J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 A HKD 0.105   0.057   0.047   320,000 20,700 N/A 0.255   2017/05/09 0.057   2017/07/24 78,830,000 15,026,310 -   - -   -
16709 J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 D HKD 0.420   0.240   0.248   195,330,000 62,767,410 N/A 0.420   2017/07/04 0.240   2017/07/31 202,430,000 64,963,010 -   - -   -
13370 J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2017 B HKD 0.177   0.058   0.063   441,480,000 45,840,360 N/A 0.435   2017/05/05 0.058   2017/07/31 1,015,170,000 163,356,120 -   - -   -
29480 J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2017 A HKD 0.065   0.013   0.014   30,070,000 919,760 N/A 0.380   2017/03/09 0.013   2017/07/31 1,078,730,000 126,873,270 -   - -   -
14671 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B HKD 0.320   0.088   0.150   120,400,000 20,948,860 73,841,200 0.425   2017/06/20 0.049   2017/05/22 2,608,020,000 449,000,830 0.315   2016/12/01 0.092   2016/12/28
23327 J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 C HKD 0.820   0.570   0.810   550,000 397,400 67,143,310 0.890   2017/06/14 0.160   2017/02/08 1,879,960,000 520,314,960 -   - -   -
15345 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 B HKD 0.530   0.300   0.470   313,700,000 126,499,450 N/A 0.530   2017/07/25 0.175   2017/05/18 445,340,000 161,526,780 -   - -   -
16474 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 C HKD 0.218   0.101   0.181   687,120,000 115,088,550 N/A 0.280   2017/06/20 0.101   2017/07/04 955,010,000 175,535,740 -   - -   -
24401 J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 E HKD 0.400   0.315   0.370   8,760,000 3,144,750 N/A 0.400   2017/07/25 0.315   2017/07/26 8,760,000 3,144,750 -   - -   -
17189 J P Morgan SP BV - Galaxy Ent European Warrants Jan 2018 A HKD 0.154   0.069   0.134   73,460,000 8,552,140 N/A 0.154   2017/07/25 0.069   2017/07/04 73,460,000 8,552,140 -   - -   -
29465 J P Morgan SP BV - Galaxy Ent European Warrants Nov 2017 A HKD 0.380   0.165   0.295   167,380,000 39,471,610 N/A 0.440   2017/06/20 0.105   2017/05/18 2,132,760,000 464,057,510 -   - -   -
16269 J P Morgan SP BV - Galaxy Ent European Warrants Sep 2017 A HKD 0.410   0.207   0.375   56,370,000 16,908,230 N/A 0.530   2017/06/20 0.207   2017/07/04 259,840,000 99,681,030 -   - -   -
13988 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A HKD 0.010   0.010   0.010   3,110,000 31,100 365,836 0.068   2017/02/15 0.010   2017/07/19 58,510,000 2,461,155 0.096   2016/11/07 0.043   2016/12/30
14292 J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B HKD 0.050   0.010   0.010   2,416,000 26,277 4,132,806 0.120   2017/02/15 0.010   2017/07/17 379,529,000 29,117,077 0.146   2016/12/01 0.081   2016/12/28
15959 J P Morgan SP BV - GCL-Poly European Warrants Sep 2018 A HKD 0.138   0.093   0.093   27,183,000 2,885,721 N/A 0.138   2017/07/21 0.073   2017/06/15 45,602,000 4,654,481 -   - -   -
28429 J P Morgan SP BV - Geely Auto European Put Warrants Apr 18 B HKD 0.041   0.030   0.034   1,330,000 43,930 N/A 0.198   2017/04/11 0.030   2017/07/19 277,530,000 47,261,780 -   - -   -
11473 J P Morgan SP BV - Geely Auto European Put Warrants Dec 17 B HKD 0.034   0.013   0.015   11,900,000 261,500 N/A 0.217   2017/04/11 0.013   2017/07/25 1,127,850,000 89,844,950 -   - -   -
16711 J P Morgan SP BV - Geely Auto European Put Warrants Mar 18 B HKD 0.175   0.109   0.120   191,440,000 25,996,670 N/A 0.204   2017/06/28 0.109   2017/07/25 252,740,000 37,705,170 -   - -   -
25419 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 A HKD -   -   0.920   0 0 139,466,542 0.640   2017/06/14 0.255   2017/02/07 2,611,950,000 836,799,250 -   - -   -
16736 J P Morgan SP BV - Geely Auto European Warrants Apr 2018 C HKD 0.410   0.285   0.325   1,391,580,000 473,735,300 N/A 0.410   2017/07/13 0.183   2017/06/16 1,404,880,000 476,828,800 -   - -   -
28771 J P Morgan SP BV - Geely Auto European Warrants Dec 2017 A HKD 0.730   0.620   0.690   13,460,000 9,237,500 N/A 0.730   2017/07/19 0.148   2017/05/04 1,068,110,000 247,148,000 -   - -   -
13986 J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A HKD 0.920   0.790   0.910   670,000 550,900 5,097,625 0.920   2017/07/24 0.134   2017/01/03 1,895,870,000 355,752,100 0.198   2016/11/01 0.117   2016/12/23
25217 J P Morgan SP BV - Geely Auto European Warrants Jul 2017 A HKD 7.780   6.210   7.420   1,635,000 10,622,000 79,583,550 7.780   2017/07/12 0.670   2017/02/02 402,055,000 485,893,050 -   - -   -
14472 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A HKD -   -   1.040   0 0 9,636,504 0.550   2017/05/31 0.161   2017/01/03 661,310,000 157,629,915 0.220   2016/12/09 0.140   2016/12/23
16455 J P Morgan SP BV - Geely Auto European Warrants Jun 2018 B HKD 0.510   0.385   0.440   142,230,000 60,496,450 N/A 0.510   2017/07/13 0.186   2017/06/07 1,485,930,000 457,846,200 -   - -   -
11466 J P Morgan SP BV - Geely Auto European Warrants Mar 2018 A HKD 0.620   0.450   0.520   140,150,000 73,938,050 N/A 0.620   2017/07/13 0.110   2017/05/04 2,015,100,000 620,053,850 -   - -   -
26164 J P Morgan SP BV - Geely Auto European Warrants Mar 2018 C HKD 0.239   0.218   0.224   16,510,000 3,710,400 N/A 0.239   2017/07/27 0.218   2017/07/31 16,510,000 3,710,400 -   - -   -
24604 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 A HKD -   -   0.990   0 0 11,842,058 0.660   2017/06/14 0.185   2017/02/02 513,225,000 106,366,390 -   - -   -
27135 J P Morgan SP BV - Geely Auto European Warrants Sep 2017 B HKD 6.240   4.080   5.220   7,460,000 35,341,170 N/A 6.240   2017/07/13 0.490   2017/05/04 724,070,000 934,562,795 -   - -   -
27127 J P Morgan SP BV - Geely Auto European Warrants Sep 2018 A HKD 0.730   0.730   0.760   50,000 36,500 N/A 0.730   2017/07/03 0.236   2017/02/13 2,729,000,000 801,012,250 -   - -   -
26183 J P Morgan SP BV - GF Sec European Warrants Apr 2018 A HKD 0.167   0.156   0.162   13,356,000 2,123,688 N/A 0.167   2017/07/27 0.156   2017/07/28 13,356,000 2,123,688 -   - -   -
25099 J P Morgan SP BV - GJ Int'l European Warrants Dec 2017A HKD 0.255   0.194   0.204   93,976,000 21,485,256 8,767,558 0.720   2017/02/17 0.194   2017/07/28 152,600,000 52,606,438 -   - -   -
26242 J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A HKD 0.425   0.365   0.385   610,000 236,550 520,114 0.460   2017/06/13 0.207   2017/01/03 35,965,000 9,110,950 0.375   2016/10/25 0.165   2016/02/12
29014 J P Morgan SP BV - Greatwall Motor European Wts Oct 2018 A HKD 0.215   0.151   0.179   385,725,000 70,898,380 N/A 0.265   2017/06/13 0.093   2017/05/09 3,113,470,000 481,888,710 -   - -   -
14013 J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A HKD 0.158   0.063   0.100   60,210,000 7,421,490 77,584,383 0.228   2017/06/13 0.027   2017/05/08 8,114,255,000 583,541,960 0.091   2016/12/08 0.058   2016/12/23
12469 J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 11,429,209 0.105   2017/02/17 0.010   2017/05/15 1,213,328,000 76,766,276 0.155   2016/11/30 0.066   2016/12/28
15593 J P Morgan SP BV - Haitong Sec European Warrants Aug 2018 A HKD 0.109   0.083   0.085   382,520,000 36,961,688 N/A 0.135   2017/05/26 0.083   2017/07/31 387,788,000 37,556,400 -   - -   -
16905 J P Morgan SP BV - Haitong Sec European Warrants Nov 2017 A HKD 0.029   0.013   0.013   738,716,000 18,359,804 27,227,037 0.201   2017/02/17 0.013   2017/07/28 4,010,224,000 164,094,948 -   - -   -
13036 J P Morgan SP BV - Henderson Land Dev European Wt Jan 2018 A HKD 0.165   0.098   0.125   7,200,000 873,660 N/A 0.242   2017/06/07 0.098   2017/07/11 219,200,000 39,543,540 -   - -   -
14231 J P Morgan SP BV - Henderson Land Dev European Wt Jul 2017 A HKD -   -   0.086   0 0 11,794,075 0.355   2017/06/06 0.086   2017/06/27 413,960,000 73,502,230 0.201   2016/11/23 0.095   2016/12/29
15658 J P Morgan SP BV - HKEX European Put Wts Dec 2017 B HKD 0.073   0.020   0.021   942,310,000 44,747,100 N/A 0.077   2017/06/16 0.020   2017/07/27 1,319,970,000 67,603,060 -   - -   -
26090 J P Morgan SP BV - HKEX European Put Wts Jul 2018 A HKD 0.205   0.185   0.190   8,090,000 1,570,950 N/A 0.205   2017/07/27 0.185   2017/07/31 8,090,000 1,570,950 -   - -   -
23641 J P Morgan SP BV - HKEX European Put Wts May 2018 A HKD 0.124   0.101   0.108   1,233,370,000 141,115,950 N/A 0.124   2017/07/24 0.101   2017/07/31 1,233,370,000 141,115,950 -   - -   -
29957 J P Morgan SP BV - HKEX European Put Wts Oct 2017 A HKD 0.010   0.010   0.010   600,000 6,000 18,647,850 0.119   2017/01/03 0.010   2017/07/05 3,060,970,000 179,438,050 0.234   2016/06/21 0.079   2016/09/09
13284 J P Morgan SP BV - HKEX European Put Wts Oct 2017 B HKD 0.052   0.010   0.010   1,144,200,000 43,191,130 82,006,657 0.219   2017/01/03 0.010   2017/07/31 8,358,930,000 521,482,600 0.247   2016/12/28 0.151   2016/11/28
13381 J P Morgan SP BV - HKEX European Warrants Aug 2017 A HKD 0.056   0.010   0.010   536,510,000 13,793,710 558,005,905 0.087   2017/02/16 0.010   2017/07/27 99,440,760,000 3,353,720,790 0.221   2016/09/22 0.039   2016/12/28
16062 J P Morgan SP BV - HKEX European Warrants Aug 2017 B HKD 0.280   0.148   0.310   10,550,000 2,035,500 2,934,897 0.280   2017/07/19 0.115   2017/01/25 159,360,000 25,669,210 -   - -   -
12314 J P Morgan SP BV - HKEX European Warrants Aug 2018 A HKD 0.043   0.017   0.039   39,130,000 1,146,330 233,672 0.043   2017/07/27 0.015   2017/06/29 52,800,000 1,453,030 0.185   2016/01/04 0.034   2016/12/20
26133 J P Morgan SP BV - HKEX European Warrants Aug 2018 B HKD 0.205   0.196   0.198   460,000 92,900 N/A 0.205   2017/07/31 0.196   2017/07/31 460,000 92,900 -   - -   -
15288 J P Morgan SP BV - HKEX European Warrants Dec 2017 A HKD 0.190   0.066   0.180   477,700,000 56,545,500 487,930,473 0.190   2017/07/31 0.055   2017/05/24 41,163,740,000 2,931,421,070 0.117   2016/12/30 0.095   2016/12/28
23640 J P Morgan SP BV - HKEX European Warrants Dec 2017 C HKD 0.870   0.620   0.760   1,560,011,000 1,127,456,190 N/A 0.870   2017/07/21 0.620   2017/07/20 1,560,011,000 1,127,456,190 -   - -   -
26113 J P Morgan SP BV - HKEX European Warrants Dec 2017 D HKD 0.690   0.660   0.730   2,000 1,350 N/A 0.690   2017/07/27 0.660   2017/07/27 2,000 1,350 -   - -   -
15432 J P Morgan SP BV - HKEX European Warrants Feb 2018 A HKD 0.290   0.130   0.285   48,130,000 8,089,120 N/A 0.290   2017/07/27 0.130   2017/07/05 125,310,000 21,164,490 -   - -   -
26119 J P Morgan SP BV - HKEX European Warrants Jan 2018 A HKD 0.650   0.610   0.690   2,000 1,260 N/A 0.650   2017/07/27 0.610   2017/07/27 2,000 1,260 -   - -   -
15025 J P Morgan SP BV - HKEX European Warrants Jul 2017 A HKD 0.235   0.026   0.181   345,670,000 38,916,840 466,991,447 0.235   2017/07/21 0.026   2017/07/10 99,119,220,000 6,282,591,220 0.136   2016/12/12 0.072   2016/12/28
27543 J P Morgan SP BV - HKEX European Warrants Jun 2018 A HKD 0.202   0.098   0.194   16,533,910,000 2,055,681,620 N/A 0.202   2017/07/27 0.098   2017/07/11 20,349,270,000 2,507,345,930 -   - -   -
13139 J P Morgan SP BV - HKEX European Warrants Mar 2018 A HKD 0.198   0.088   0.188   292,940,000 35,118,320 662,703,268 0.198   2017/07/31 0.088   2017/07/11 37,483,730,000 3,979,779,320 0.280   2016/10/11 0.110   2016/12/28
23638 J P Morgan SP BV - HKEX European Warrants May 2019 A HKD 0.206   0.177   0.197   38,960,000 7,529,910 N/A 0.206   2017/07/27 0.177   2017/07/20 38,960,000 7,529,910 -   - -   -
16491 J P Morgan SP BV - HKEX European Warrants Nov 2017 A HKD 1.030   0.350   0.930   554,239,000 366,670,790 N/A 1.030   2017/07/21 0.350   2017/07/05 559,221,000 369,085,115 -   - -   -
13332 J P Morgan SP BV - HKEX European Warrants Oct 2017 C HKD 0.070   0.018   0.055   894,410,000 37,939,800 88,245,445 0.089   2017/02/16 0.018   2017/07/05 10,201,220,000 537,834,200 0.186   2016/10/11 0.044   2016/12/28
15764 J P Morgan SP BV - HKEX European Warrants Oct 2017 D HKD 0.950   0.199   0.770   1,241,185,000 666,061,892 N/A 0.950   2017/07/21 0.193   2017/05/25 1,369,553,000 695,577,111 -   - -   -
23619 J P Morgan SP BV - HKEX European Warrants Oct 2018 A HKD 0.234   0.219   0.221   14,750,000 3,324,310 N/A 0.234   2017/07/27 0.219   2017/07/31 14,750,000 3,324,310 -   - -   -
15031 J P Morgan SP BV - HKEX European Warrants Sep 2017 A HKD 0.097   0.014   0.082   277,860,000 18,644,370 1,308,300,965 0.108   2017/02/16 0.014   2017/07/10 119,494,210,000 7,849,805,790 -   - -   -
27785 J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A HKD 0.053   0.052   0.053   170,000 8,910 273,538 0.139   2017/02/02 0.052   2017/07/12 56,960,000 6,203,750 0.260   2016/07/19 0.090   2016/12/22
15804 J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A HKD -   -   0.260   0 0 250,100 0.300   2017/01/16 0.242   2017/01/04 9,840,000 2,741,900 0.246   2016/12/30 0.245   2016/12/30
24844 J P Morgan SP BV - HS Bank European Warrants Aug 2017 A HKD 0.219   0.033   0.035   47,475,000 7,554,865 12,705,909 0.760   2017/02/17 0.033   2017/07/25 213,845,000 76,236,494 -   - -   -
24901 J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A HKD 0.025   0.019   0.021   3,771,660,000 82,797,080 17,417,413 0.037   2017/02/24 0.016   2017/06/29 4,712,800,000 104,504,480 0.038   2016/04/21 0.019   2016/05/13
12235 J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A HKD 0.140   0.130   0.136   5,180,000 702,400 1,176,327 0.140   2017/07/27 0.089   2017/05/05 379,100,000 36,541,460 0.135   2016/09/09 0.052   2016/02/12
15343 J P Morgan SP BV - HSBC European Put Warrants Dec 2017 C HKD 0.031   0.016   0.013   4,572,000 117,644 N/A 0.146   2017/05/10 0.016   2017/07/17 83,360,000 8,106,476 -   - -   -
17938 J P Morgan SP BV - HSBC European Put Warrants Feb 2018 B HKD 0.345   0.159   0.168   467,524,000 116,271,824 N/A 0.345   2017/07/10 0.159   2017/07/31 467,524,000 116,271,824 -   - -   -
16268 J P Morgan SP BV - HSBC European Put Warrants Jan 2018 A HKD 0.164   0.050   0.061   478,384,000 58,393,632 N/A 0.355   2017/05/31 0.050   2017/07/31 1,350,424,000 298,762,592 -   - -   -
15079 J P Morgan SP BV - HSBC European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 104,757,767 0.365   2017/01/03 0.010   2017/05/31 6,667,960,000 919,252,792 0.410   2016/12/28 0.270   2016/12/14
17514 J P Morgan SP BV - HSBC European Put Warrants Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28095 J P Morgan SP BV - HSBC European Put Warrants Sep 2017 B HKD 0.013   0.010   0.010   3,680,000 39,900 N/A 0.440   2017/02/28 0.010   2017/07/10 2,642,604,000 694,622,356 -   - -   -
17721 J P Morgan SP BV - HSBC European Warrants Apr 2018 A HKD 0.285   0.181   0.275   1,402,156,000 336,041,324 N/A 0.285   2017/07/31 0.181   2017/07/24 1,402,156,000 336,041,324 -   - -   -
13052 J P Morgan SP BV - HSBC European Warrants Aug 2017 A HKD 0.920   0.385   0.900   36,308,000 19,673,780 467,796,153 0.920   2017/07/31 0.044   2017/04/24 28,876,668,000 2,836,668,844 0.330   2016/12/08 0.081   2016/11/09
28926 J P Morgan SP BV - HSBC European Warrants Dec 2017 A HKD 0.295   0.126   0.275   19,344,656,000 3,482,695,868 N/A 0.295   2017/07/31 0.058   2017/06/21 20,257,388,000 3,607,407,948 -   - -   -
15136 J P Morgan SP BV - HSBC European Warrants Dec 2017 B HKD 0.950   0.495   0.960   8,432,000 4,722,760 N/A 0.950   2017/07/31 0.255   2017/05/09 35,776,000 14,879,220 -   - -   -
16730 J P Morgan SP BV - HSBC European Warrants Dec 2017 D HKD 0.670   0.385   0.720   1,852,000 882,100 N/A 0.670   2017/07/26 0.201   2017/06/21 83,812,000 26,355,796 -   - -   -
17521 J P Morgan SP BV - HSBC European Warrants Feb 2018 A HKD 0.310   0.193   0.295   2,997,016,000 655,417,136 N/A 0.310   2017/07/31 0.193   2017/07/10 2,997,016,000 655,417,136 -   - -   -
16601 J P Morgan SP BV - HSBC European Warrants Jan 2018 B HKD 0.590   0.275   0.570   112,216,000 37,423,660 N/A 0.590   2017/07/31 0.140   2017/06/21 397,992,000 102,262,248 -   - -   -
12374 J P Morgan SP BV - HSBC European Warrants Jul 2017 A HKD -   -   0.550   0 0 34,545,116 0.600   2017/06/06 0.139   2017/04/24 1,216,884,000 207,697,736 0.550   2016/12/08 0.129   2016/08/16
28094 J P Morgan SP BV - HSBC European Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.179   2017/02/21 0.010   2017/06/19 23,148,260,000 1,759,155,872 -   - -   -
17540 J P Morgan SP BV - HSBC European Warrants Jun 2018 A HKD 0.300   0.198   0.300   37,008,000 8,082,496 N/A 0.300   2017/07/31 0.198   2017/07/20 37,008,000 8,082,496 -   - -   -
15167 J P Morgan SP BV - HSBC European Warrants Nov 2017 A HKD 0.295   0.103   0.260   6,164,420,000 1,108,022,420 225,104,524 0.295   2017/07/31 0.044   2017/04/24 9,189,496,000 1,351,586,000 0.105   2016/12/20 0.088   2016/12/28
17546 J P Morgan SP BV - HSBC European Warrants Nov 2017 B HKD 0.445   0.208   0.430   65,280,000 16,118,840 N/A 0.445   2017/07/31 0.208   2017/07/07 65,280,000 16,118,840 -   - -   -
26109 J P Morgan SP BV - HSBC European Warrants Nov 2017 C HKD 0.250   0.187   0.213   5,043,812,000 1,004,576,344 N/A 0.250   2017/07/31 0.187   2017/07/28 5,043,812,000 1,004,576,344 -   - -   -
14469 J P Morgan SP BV - HSBC European Warrants Oct 2017 A HKD 0.580   0.208   0.550   186,736,000 58,104,928 919,295,055 0.580   2017/07/31 0.050   2017/04/20 45,828,652,000 5,629,252,372 0.280   2016/12/08 0.124   2016/11/30
13259 J P Morgan SP BV - HSBC European Warrants Oct 2017 B HKD 1.180   0.750   1.200   716,000 654,760 N/A 1.180   2017/07/31 0.154   2017/04/20 6,280,448,000 1,282,470,308 -   - -   -
15140 J P Morgan SP BV - HSBC European Warrants Sep 2017 A HKD 0.310   0.088   0.270   1,053,348,000 186,977,788 373,436,915 0.310   2017/07/31 0.023   2017/04/24 18,456,180,000 2,240,907,292 0.101   2016/12/20 0.093   2016/12/23
16300 J P Morgan SP BV - HSBC European Warrants Sep 2017 C HKD 0.760   0.250   0.700   1,159,400,000 511,475,340 N/A 0.760   2017/07/31 0.079   2017/06/21 25,150,500,000 3,079,093,124 -   - -   -
14125 J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A HKD -   -   0.010   0 0 66,520,387 0.183   2017/01/03 0.010   2017/06/30 6,569,020,000 400,495,010 0.221   2016/11/14 0.138   2016/11/30
27598 J P Morgan SP BV - HSCEI European Put Warrants Dec 2017 A HKD 0.076   0.036   0.036   700,000 40,400 N/A 0.169   2017/04/19 0.036   2017/07/27 19,560,000 2,609,350 -   - -   -
16330 J P Morgan SP BV - HSCEI European Put Warrants Nov 2017 A HKD 0.134   0.065   0.067   584,030,000 40,743,060 N/A 0.166   2017/06/21 0.065   2017/07/31 588,210,000 41,384,470 -   - -   -
28535 J P Morgan SP BV - HSCEI European Put Warrants Sep 2017 B HKD 0.059   0.012   0.013   3,598,510,000 116,714,710 N/A 0.169   2017/03/10 0.012   2017/07/27 7,898,520,000 441,629,950 -   - -   -
28531 J P Morgan SP BV - HSCEI European Wts Dec 2017 B HKD 0.105   0.050   0.092   5,169,430,000 431,097,820 N/A 0.138   2017/02/22 0.050   2017/07/10 7,540,190,000 597,861,280 -   - -   -
13084 J P Morgan SP BV - HSCEI European Wts Sep 2017 A HKD 0.142   0.056   0.123   66,190,000 5,091,130 101,322,600 0.162   2017/02/23 0.045   2017/05/05 5,489,220,000 608,844,440 0.201   2016/09/22 0.070   2016/12/29
27576 J P Morgan SP BV - HSI European Put Warrants Aug 2017 B HKD 0.010   0.010   0.010   2,190,000 21,900 N/A 0.140   2017/03/10 0.010   2017/07/07 26,919,850,000 2,156,265,660 -   - -   -
28529 J P Morgan SP BV - HSI European Put Warrants Aug 2017 D HKD 0.031   0.010   0.010   431,800,000 7,849,660 N/A 0.196   2017/02/23 0.010   2017/07/21 12,899,390,000 672,867,970 -   - -   -
14954 J P Morgan SP BV - HSI European Put Warrants Dec 2017 B HKD 0.036   0.019   0.019   1,450,000 38,330 N/A 0.090   2017/05/09 0.019   2017/07/31 2,190,000 78,830 -   - -   -
15767 J P Morgan SP BV - HSI European Put Warrants Dec 2017 D HKD 0.084   0.024   0.024   9,896,820,000 599,209,310 N/A 0.116   2017/05/17 0.024   2017/07/31 31,364,770,000 2,199,222,430 -   - -   -
16203 J P Morgan SP BV - HSI European Put Warrants Dec 2017 E HKD 0.136   0.044   0.047   7,436,390,000 577,386,190 N/A 0.136   2017/07/05 0.044   2017/07/31 16,786,860,000 1,693,220,100 -   - -   -
23689 J P Morgan SP BV - HSI European Put Warrants Dec 2017 F HKD 0.123   0.091   0.093   4,256,380,000 470,164,510 N/A 0.123   2017/07/21 0.091   2017/07/31 4,256,380,000 470,164,510 -   - -   -
16614 J P Morgan SP BV - HSI European Put Warrants Feb 2018 B HKD -   -   0.055   0 0 N/A 0.117   2017/06/30 0.116   2017/06/30 20,000 2,330 -   - -   -
23685 J P Morgan SP BV - HSI European Put Warrants Feb 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25685 J P Morgan SP BV - HSI European Put Warrants Feb 2018 D HKD 0.156   0.156   0.156   100,000 15,600 N/A 0.156   2017/07/31 0.156   2017/07/31 100,000 15,600 -   - -   -
16329 J P Morgan SP BV - HSI European Put Warrants Jan 2018 C HKD 0.162   0.069   0.070   6,349,560,000 559,073,770 N/A 0.165   2017/06/15 0.069   2017/07/31 6,355,420,000 559,947,480 -   - -   -
16610 J P Morgan SP BV - HSI European Put Warrants Jan 2018 D HKD 0.095   0.047   0.048   5,438,720,000 387,594,680 N/A 0.112   2017/06/30 0.047   2017/07/31 5,438,740,000 387,596,910 -   - -   -
16102 J P Morgan SP BV - HSI European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 441,952 0.097   2017/01/10 0.011   2017/04/27 5,588,830,000 420,442,280 -   - -   -
22877 J P Morgan SP BV - HSI European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 237,950,703 0.124   2017/01/18 0.010   2017/05/31 30,671,720,000 1,427,706,700 -   - -   -
16328 J P Morgan SP BV - HSI European Put Warrants Mar 2018 B HKD 0.073   0.048   0.048   2,450,000 151,940 N/A 0.104   2017/06/07 0.048   2017/07/31 2,470,000 154,020 -   - -   -
23688 J P Morgan SP BV - HSI European Put Warrants Mar 2018 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11981 J P Morgan SP BV - HSI European Put Warrants May 2018 A HKD 0.049   0.027   0.027   6,740,000 227,830 N/A 0.113   2017/03/22 0.027   2017/07/31 12,560,000 569,470 -   - -   -
12528 J P Morgan SP BV - HSI European Put Warrants Nov 2017 B HKD 0.061   0.015   0.015   7,076,900,000 322,083,600 N/A 0.167   2017/04/20 0.015   2017/07/31 29,567,740,000 1,708,065,490 -   - -   -
15659 J P Morgan SP BV - HSI European Put Warrants Nov 2017 C HKD 0.129   0.039   0.040   8,217,270,000 506,428,720 N/A 0.211   2017/05/16 0.039   2017/07/31 12,186,990,000 978,669,900 -   - -   -
27546 J P Morgan SP BV - HSI European Put Warrants Oct 2017 A HKD -   -   0.011   0 0 N/A 0.106   2017/02/15 0.011   2017/06/29 1,490,000 78,560 -   - -   -
11108 J P Morgan SP BV - HSI European Put Warrants Oct 2017 C HKD 0.029   0.010   0.017   91,970,000 1,351,050 N/A 0.130   2017/03/15 0.010   2017/07/27 9,031,930,000 478,208,340 -   - -   -
26267 J P Morgan SP BV - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 N/A 0.091   2017/02/10 0.010   2017/06/15 9,838,410,000 574,812,640 -   - -   -
27590 J P Morgan SP BV - HSI European Put Warrants Sep 2017 B HKD 0.023   0.010   0.010   106,310,000 1,835,920 N/A 0.193   2017/02/17 0.010   2017/07/17 23,519,270,000 1,991,340,750 -   - -   -
15129 J P Morgan SP BV - HSI European Put Warrants Sep 2017 D HKD 0.077   0.010   0.010   7,219,250,000 401,825,700 N/A 0.145   2017/05/09 0.010   2017/07/31 34,412,270,000 2,354,847,840 -   - -   -
11979 J P Morgan SP BV - HSI European Put Warrants Sep 2018 A HKD 0.071   0.041   0.041   3,800,000 207,910 N/A 0.120   2017/03/22 0.041   2017/07/31 8,050,000 537,530 -   - -   -
15128 J P Morgan SP BV - HSI European Warrants Apr 2018 A HKD 0.237   0.142   0.246   490,000 101,410 N/A 0.237   2017/07/31 0.126   2017/05/10 760,000 142,740 -   - -   -
15451 J P Morgan SP BV - HSI European Warrants Aug 2017 A HKD -   -   0.540   0 0 52,663 0.222   2017/03/27 0.114   2017/01/04 2,670,000 432,100 0.111   2016/12/30 0.111   2016/12/30
28271 J P Morgan SP BV - HSI European Warrants Aug 2017 C HKD 0.440   0.148   0.440   102,040,000 35,150,590 N/A 0.440   2017/07/31 0.067   2017/04/19 26,185,670,000 2,571,346,610 -   - -   -
12786 J P Morgan SP BV - HSI European Warrants Dec 2017 A HKD 0.270   0.113   0.270   3,720,050,000 517,644,420 N/A 0.270   2017/07/31 0.079   2017/04/24 15,676,090,000 2,258,763,010 -   - -   -
14955 J P Morgan SP BV - HSI European Warrants Dec 2017 C HKD 0.239   0.218   0.315   30,000 6,960 N/A 0.239   2017/07/14 0.132   2017/05/09 50,000 9,600 -   - -   -
16205 J P Morgan SP BV - HSI European Warrants Feb 2018 A HKD 0.211   0.098   0.209   4,648,690,000 779,337,530 N/A 0.211   2017/07/31 0.098   2017/07/05 9,634,690,000 1,385,465,650 -   - -   -
26165 J P Morgan SP BV - HSI European Warrants Feb 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15552 J P Morgan SP BV - HSI European Warrants Jan 2018 A HKD 0.335   0.285   0.370   20,000 6,200 190,162 0.335   2017/07/24 0.098   2017/01/04 6,900,000 1,295,120 -   - -   -
15768 J P Morgan SP BV - HSI European Warrants Jan 2018 B HKD 0.246   0.104   0.243   7,424,120,000 988,719,420 N/A 0.246   2017/07/31 0.104   2017/07/05 17,409,820,000 2,436,478,540 -   - -   -
23717 J P Morgan SP BV - HSI European Warrants Jan 2018 E HKD 0.149   0.149   0.157   100,000 14,900 N/A 0.149   2017/07/31 0.149   2017/07/31 100,000 14,900 -   - -   -
14276 J P Morgan SP BV - HSI European Warrants Jul 2017 A HKD 0.485   0.345   0.520   4,970,000 1,867,250 88,353,957 0.485   2017/07/19 0.100   2017/01/05 19,647,720,000 2,356,136,050 0.141   2016/11/24 0.075   2016/12/23
16000 J P Morgan SP BV - HSI European Warrants Jul 2017 B HKD 0.520   0.510   0.550   3,150,000 1,633,100 820,935 0.520   2017/07/17 0.147   2017/01/03 13,140,000 5,142,890 -   - -   -
11985 J P Morgan SP BV - HSI European Warrants Mar 2018 A HKD 0.260   0.164   0.295   6,300,000 1,250,140 N/A 0.260   2017/07/20 0.153   2017/03/22 12,380,000 2,382,750 -   - -   -
16620 J P Morgan SP BV - HSI European Warrants Mar 2018 C HKD 0.156   0.120   0.154   8,693,730,000 1,159,676,210 N/A 0.156   2017/07/31 0.093   2017/06/30 8,693,750,000 1,159,678,070 -   - -   -
28941 J P Morgan SP BV - HSI European Warrants Nov 2017 A HKD 0.290   0.120   0.300   2,389,670,000 328,933,320 N/A 0.290   2017/07/31 0.066   2017/04/19 23,326,140,000 2,676,092,590 -   - -   -
11244 J P Morgan SP BV - HSI European Warrants Oct 2017 D HKD 0.410   0.345   0.450   80,000 30,200 N/A 0.410   2017/07/28 0.118   2017/04/19 3,420,000 557,790 -   - -   -
13273 J P Morgan SP BV - HSI European Warrants Sep 2017 C HKD 0.350   0.119   0.350   11,230,000 2,279,880 N/A 0.350   2017/07/31 0.059   2017/04/19 9,575,550,000 870,298,420 -   - -   -
26924 J P Morgan SP BV - HTSC European Warrants Mar 2018 A HKD 0.204   0.138   0.163   123,392,000 21,113,216 N/A 0.295   2017/02/17 0.133   2017/05/11 151,884,000 27,260,010 -   - -   -
14413 J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A HKD 0.250   0.174   0.100   990,000 187,098 9,375,838 0.620   2017/05/31 0.154   2017/05/08 176,462,000 58,603,780 0.420   2016/12/30 0.285   2016/11/21
29748 J P Morgan SP BV - Huaneng Power European Wts Dec 2017 A HKD 0.255   0.185   0.215   102,012,000 23,323,676 N/A 0.405   2017/06/05 0.176   2017/04/24 186,352,000 43,603,244 -   - -   -
22581 J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A HKD -   -   0.010   0 0 6,000 0.019   2017/04/05 0.017   2017/04/05 2,000,000 36,000 0.167   2016/04/14 0.050   2016/09/14
23790 J P Morgan SP BV - ICBC European Put Wts Aug 2017 A HKD -   -   0.010   0 0 17,424,872 0.305   2017/01/25 0.010   2017/06/22 900,327,000 104,618,804 -   - -   -
25711 J P Morgan SP BV - ICBC European Put Wts Feb 2018 B HKD 0.191   0.152   0.159   22,700,000 3,812,006 N/A 0.191   2017/07/26 0.152   2017/07/31 22,700,000 3,812,006 -   - -   -
15134 J P Morgan SP BV - ICBC European Put Wts Nov 2017 B HKD 0.198   0.032   0.036   218,502,000 22,971,338 N/A 0.275   2017/05/11 0.032   2017/07/27 723,840,000 115,410,182 -   - -   -
27294 J P Morgan SP BV - ICBC European Warrants Dec 2017 A HKD 0.465   0.174   0.455   22,020,000 6,836,370 N/A 0.465   2017/07/27 0.166   2017/05/08 1,267,190,000 304,023,104 -   - -   -
15960 J P Morgan SP BV - ICBC European Warrants Feb 2018 A HKD 0.295   0.117   0.285   328,571,000 69,752,002 N/A 0.295   2017/07/31 0.117   2017/07/10 441,095,000 89,372,039 -   - -   -
28544 J P Morgan SP BV - ICBC European Warrants Jul 2017 A HKD 0.620   0.355   0.640   181,000 89,870 971,565 0.620   2017/07/12 0.340   2017/02/03 30,871,000 12,992,250 0.700   2016/09/09 0.128   2016/06/17
15711 J P Morgan SP BV - ICBC European Warrants Jul 2017 B HKD 0.310   0.020   0.310   12,108,000 1,259,893 5,980,904 0.310   2017/07/25 0.020   2017/07/10 295,790,000 49,805,764 0.170   2016/12/30 0.140   2016/12/29
12814 J P Morgan SP BV - ICBC European Warrants Nov 2017 A HKD 0.103   0.068   0.090   616,132,000 51,197,378 N/A 0.124   2017/03/29 0.054   2017/04/19 687,388,000 57,184,181 -   - -   -
26144 J P Morgan SP BV - ICBC European Warrants Nov 2017 C HKD 0.210   0.169   0.195   45,196,000 8,582,591 N/A 0.210   2017/07/27 0.169   2017/07/28 45,196,000 8,582,591 -   - -   -
14949 J P Morgan SP BV - ICBC European Warrants Oct 2017 A HKD 0.180   0.025   0.158   734,513,000 51,877,441 N/A 0.180   2017/07/27 0.025   2017/07/10 3,371,830,000 282,924,574 -   - -   -
15854 J P Morgan SP BV - IGG European Warrants Mar 2018 A HKD 0.465   0.320   0.380   123,310,000 51,527,100 N/A 0.465   2017/07/20 0.320   2017/07/05 128,290,000 53,372,350 -   - -   -
15298 J P Morgan SP BV - IGG European Warrants Nov 2017 A HKD 0.365   0.223   0.280   377,734,000 114,160,415 N/A 0.385   2017/05/18 0.220   2017/05/24 1,226,011,000 362,929,666 -   - -   -
26435 J P Morgan SP BV - JX Copper European Warrants Aug 2018 A HKD 0.163   0.116   0.160   32,690,000 4,535,370 N/A 0.250   2017/02/13 0.092   2017/06/28 59,690,000 10,221,120 -   - -   -
25812 J P Morgan SP BV - JX Copper European Warrants Mar 2018 A HKD 0.171   0.098   0.169   163,760,000 23,204,260 N/A 0.265   2017/02/14 0.084   2017/05/05 596,370,000 97,757,740 -   - -   -
25239 J P Morgan SP BV - JX Copper European Warrants Nov 2017 A HKD 0.445   0.315   0.445   280,000 108,450 35,742 0.445   2017/07/31 0.244   2017/05/12 600,000 214,450 0.370   2016/11/11 0.139   2016/10/13
29347 J P Morgan SP BV - JX Copper European Warrants Sep 2017 A HKD 0.169   0.062   0.146   5,807,000 796,587 N/A 0.730   2017/03/16 0.062   2017/07/21 74,743,000 36,372,443 -   - -   -
17664 J P Morgan SP BV - KECL European Warrants Aug 2017 A HKD 0.032   0.010   0.025   55,300,000 1,416,020 9,347,640 0.076   2017/04/10 0.010   2017/07/10 1,747,280,000 58,108,000 0.103   2016/04/14 0.019   2016/11/17
25825 J P Morgan SP BV - KECL European Warrants Jul 2018 A HKD 0.207   0.160   0.227   5,120,000 1,049,140 1,285,520 0.248   2017/04/06 0.129   2017/01/10 43,860,000 7,897,700 0.243   2016/04/28 0.121   2016/11/25
13987 J P Morgan SP BV - KECL European Warrants Nov 2017 A HKD -   -   0.118   0 0 N/A 0.201   2017/04/19 0.137   2017/04/24 23,468,000 4,029,030 -   - -   -
18725 J P Morgan SP BV - Kingboard Chem European Warrants Apr 18 A HKD 0.440   0.335   0.350   34,235,000 13,066,525 N/A 0.440   2017/07/19 0.335   2017/07/13 34,235,000 13,066,525 -   - -   -
21898 J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A HKD 0.022   0.022   0.018   40,000 880 241,063 0.044   2017/02/07 0.013   2017/06/15 81,080,000 2,769,060 0.169   2016/01/04 0.042   2016/12/29
24837 J P Morgan SP BV - Kingdee Intl European Warrants Sep 2017 A HKD 0.310   0.138   0.147   161,958,000 34,491,512 15,382,088 0.560   2017/03/20 0.138   2017/07/31 360,990,000 92,293,988 -   - -   -
13264 J P Morgan SP BV - Kingsoft European Warrants Jan 2018 A HKD 0.171   0.084   0.106   266,680,000 35,504,470 N/A 0.300   2017/04/28 0.084   2017/07/07 1,103,450,000 193,404,450 -   - -   -
27291 J P Morgan SP BV - Kingsoft European Warrants Nov 2017 A HKD 0.295   0.148   0.200   55,680,000 12,723,890 N/A 0.410   2017/04/28 0.148   2017/07/07 331,680,000 85,494,630 -   - -   -
14452 J P Morgan SP BV - Lenovo European Warrants Dec 2017 A HKD 0.207   0.130   0.130   334,642,000 53,543,142 N/A 0.335   2017/04/26 0.130   2017/07/31 825,864,000 169,679,490 -   - -   -
28863 J P Morgan SP BV - Lenovo European Warrants Jul 2017 A HKD 0.060   0.015   0.010   4,592,000 170,378 N/A 0.405   2017/04/05 0.015   2017/07/18 342,548,000 57,062,684 -   - -   -
13665 J P Morgan SP BV - Lenovo European Warrants Nov 2017 A HKD 0.100   0.063   0.063   1,300,000 96,900 N/A 0.188   2017/04/12 0.063   2017/07/31 1,904,658,000 237,490,750 -   - -   -
28252 J P Morgan SP BV - Lenovo European Warrants Sep 2017 A HKD 0.034   0.012   0.014   3,016,000 69,562 N/A 0.236   2017/04/05 0.012   2017/07/12 910,330,000 137,704,854 -   - -   -
19670 J P Morgan SP BV - Li & Fung European Warrants Dec 2017 A HKD 0.066   0.045   0.050   860,000 47,860 6,422,731 0.445   2017/03/20 0.045   2017/07/24 178,018,000 40,310,588 -   - -   -
16851 J P Morgan SP BV - Li & Fung European Warrants Mar 2018 A HKD 0.208   0.164   0.172   52,354,000 9,377,130 N/A 0.208   2017/07/04 0.164   2017/07/24 71,530,000 12,984,292 -   - -   -
22484 J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A HKD -   -   0.010   0 0 2,600 0.010   2017/04/06 0.010   2017/04/06 2,060,000 20,600 0.043   2016/01/04 0.010   2016/12/15
12945 J P Morgan SP BV - Li Ning European Warrants Apr 2018 A HKD 0.155   0.142   0.143   130,000 19,330 717,712 0.158   2017/06/16 0.080   2017/03/31 56,735,000 6,735,855 0.186   2016/10/20 0.105   2016/12/19
14636 J P Morgan SP BV - Link REIT European Warrants Nov 2017 A HKD 0.650   0.325   0.640   2,890,000 1,279,950 N/A 0.650   2017/07/28 0.235   2017/05/08 20,130,000 7,080,895 -   - -   -
14321 J P Morgan SP BV - MCC European Warrants Aug 2017 A HKD -   -   0.014   0 0 2,045,896 0.470   2017/04/06 0.017   2017/06/27 67,841,000 14,682,783 0.445   2016/12/30 0.240   2016/12/20
16644 J P Morgan SP BV - MCC European Warrants Feb 2018 A HKD 0.390   0.260   0.285   12,858,000 4,202,555 N/A 0.390   2017/07/17 0.260   2017/07/28 17,164,000 5,537,865 -   - -   -
15297 J P Morgan SP BV - Meitu European Warrants Nov 2017 A HKD 0.217   0.102   0.155   544,770,000 91,089,830 N/A 0.285   2017/05/16 0.090   2017/06/28 2,259,555,000 390,452,915 -   - -   -
16924 J P Morgan SP BV - Meitu European Warrants Nov 2017 B HKD 0.310   0.142   0.235   266,745,000 53,600,050 N/A 0.310   2017/07/21 0.133   2017/06/28 404,515,000 73,403,505 -   - -   -
13371 J P Morgan SP BV - Melco Int'l Dev European Wts Apr 2018 A HKD 0.600   0.405   0.420   2,350,000 1,162,200 N/A 0.710   2017/06/27 0.238   2017/04/07 138,010,000 68,887,140 -   - -   -
14145 J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A HKD 0.830   0.600   0.670   2,130,000 1,462,200 10,752,767 1.020   2017/06/27 0.174   2017/01/03 227,070,000 71,327,750 0.330   2016/11/22 0.163   2016/12/29
15770 J P Morgan SP BV - Melco Int'l Dev European Wts Jan 2018 A HKD 0.325   0.154   0.182   165,700,000 35,192,690 N/A 0.415   2017/06/27 0.154   2017/07/28 214,460,000 53,351,740 -   - -   -
28547 J P Morgan SP BV - Minsheng Bank European Wts Aug 2017 A HKD -   -   0.015   0 0 N/A 0.285   2017/02/22 0.013   2017/05/29 58,317,000 9,885,926 -   - -   -
26012 J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A HKD -   -   0.179   0 0 1,750 0.185   2017/06/01 0.157   2017/05/09 60,000 10,500 0.300   2016/10/24 0.170   2016/02/12
15806 J P Morgan SP BV - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.013   0 0 3,620,749 0.850   2017/02/16 0.053   2017/04/27 58,918,000 22,270,921 0.470   2016/12/30 0.455   2016/12/30
15024 J P Morgan SP BV - Minsheng Bank European Wts Nov 2017 A HKD 0.300   0.148   0.155   198,148,000 41,484,678 N/A 0.385   2017/05/26 0.148   2017/07/10 363,280,000 80,651,519 -   - -   -
25424 J P Morgan SP BV - MTRC European Warrants Aug 2017 A HKD 0.490   0.330   0.450   410,000 187,050 5,245,041 0.650   2017/05/17 0.143   2017/02/01 144,075,000 31,470,245 -   - -   -
16206 J P Morgan SP BV - MTRC European Warrants Feb 2018 A HKD 0.147   0.117   0.128   26,985,000 3,419,325 N/A 0.179   2017/05/29 0.117   2017/07/20 43,035,000 6,064,550 -   - -   -
10451 J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2017 B HKD 0.071   0.062   0.060   60,000 4,070 140,222 0.239   2017/01/20 0.062   2017/07/25 8,690,000 869,000 -   - -   -
10449 J P Morgan SP BV - N225 Idx Euro Put Wts Sep 2017 B HKD 0.020   0.020   0.012   500,000 10,000 1,313,238 0.157   2017/01/24 0.020   2017/07/05 87,460,000 10,304,730 -   - -   -
10450 J P Morgan SP BV - N225 Index Euro Wts Dec 2017 A HKD 0.117   0.116   0.107   20,000 2,330 1,014,482 0.209   2017/01/20 0.088   2017/04/13 40,540,000 6,091,060 -   - -   -
10448 J P Morgan SP BV - N225 Index Euro Wts Sep 2017 A HKD 0.019   0.010   0.010   4,620,000 57,460 369,238 0.115   2017/01/20 0.010   2017/07/27 49,810,000 3,218,400 -   - -   -
13762 J P Morgan SP BV - NCI European Warrants Dec 2017 A HKD 0.950   0.229   0.940   43,631,000 16,847,815 N/A 0.950   2017/07/25 0.191   2017/04/18 177,048,000 61,115,177 -   - -   -
14765 J P Morgan SP BV - NCI European Warrants Jul 2017 A HKD -   -   0.010   0 0 4,484,435 0.249   2017/02/13 0.013   2017/06/14 224,690,000 34,784,726 0.305   2016/12/02 0.142   2016/12/29
25674 J P Morgan SP BV - NCI European Warrants Jun 2018 A HKD 0.520   0.445   0.500   5,722,000 2,675,110 N/A 0.520   2017/07/31 0.445   2017/07/28 5,722,000 2,675,110 -   - -   -
16737 J P Morgan SP BV - NCI European Warrants Mar 2018 A HKD 0.590   0.120   0.560   160,164,000 47,616,893 N/A 0.590   2017/07/31 0.120   2017/07/04 164,756,000 48,319,379 -   - -   -
24644 J P Morgan SP BV - New World Dev European Wts Apr 2018 A HKD 0.300   0.260   0.325   60,000 17,100 52,278 0.380   2017/06/07 0.175   2017/01/04 1,800,000 439,930 0.325   2016/09/23 0.070   2016/02/03
14234 J P Morgan SP BV - New World Dev European Wts Jul 2017 A HKD -   -   0.219   0 0 5,831,651 1.000   2017/06/07 0.187   2017/01/03 128,948,000 45,222,581 0.380   2016/11/30 0.158   2016/12/29
16605 J P Morgan SP BV - New World Dev European Wts Mar 2018 A HKD 0.280   0.147   0.275   215,575,000 47,170,588 N/A 0.350   2017/06/13 0.147   2017/07/04 260,537,000 56,852,778 -   - -   -
29091 J P Morgan SP BV - New World Dev European Wts Oct 2017 A HKD 0.157   0.064   0.148   83,139,000 9,363,768 N/A 0.425   2017/06/07 0.064   2017/07/04 438,618,000 81,962,810 -   - -   -
25934 J P Morgan SP BV - Nine Dragons European Warrants Dec 2018 A HKD 0.290   0.245   0.295   6,050,000 1,524,520 N/A 0.335   2017/02/23 0.184   2017/05/08 329,890,000 74,100,980 -   - -   -
16303 J P Morgan SP BV - PCCW European Warrants Dec 2017 A HKD 0.129   0.095   0.097   7,910,000 845,062 N/A 0.198   2017/06/02 0.095   2017/07/19 20,552,000 2,713,108 -   - -   -
14415 J P Morgan SP BV - PCCW European Warrants Jul 2017 A HKD -   -   0.010   0 0 3,765,524 0.370   2017/02/08 0.034   2017/06/05 145,262,000 27,445,911 0.290   2016/12/12 0.158   2016/12/20
15953 J P Morgan SP BV - PetroChina European Put Warrants Dec 17 A HKD 0.405   0.202   0.248   105,616,000 31,137,078 N/A 0.405   2017/07/11 0.202   2017/07/27 246,494,000 70,782,850 -   - -   -
15364 J P Morgan SP BV - PetroChina European Put Warrants Jul 17 B HKD -   -   0.660   0 0 22,844,487 0.660   2017/06/23 0.145   2017/04/10 752,828,000 164,005,480 0.400   2016/12/23 0.325   2016/12/21
12101 J P Morgan SP BV - PetroChina European Warrants Aug 2017 A HKD -   -   0.010   0 0 N/A 0.270   2017/03/23 0.010   2017/06/09 995,170,000 97,626,766 -   - -   -
19735 J P Morgan SP BV - PetroChina European Warrants Dec 2017 B HKD 0.255   0.160   0.201   60,850,000 12,972,620 N/A 0.255   2017/07/27 0.160   2017/07/25 60,850,000 12,972,620 -   - -   -
16734 J P Morgan SP BV - PetroChina European Warrants Jan 2018 A HKD 0.216   0.102   0.162   1,241,292,000 177,145,664 N/A 0.216   2017/07/27 0.102   2017/07/11 1,989,950,000 279,319,390 -   - -   -
15361 J P Morgan SP BV - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 40,850,571 0.280   2017/01/18 0.010   2017/04/21 2,907,654,000 420,994,144 0.231   2016/12/21 0.159   2016/12/28
25190 J P Morgan SP BV - PetroChina European Warrants Jun 2018 A HKD 0.016   0.010   0.010   5,420,000 58,500 699,023 0.048   2017/01/18 0.010   2017/07/31 279,380,000 7,556,180 0.050   2016/04/28 0.017   2016/09/28
25682 J P Morgan SP BV - PetroChina European Warrants Mar 2018 A HKD 0.232   0.164   0.190   25,742,000 5,177,964 N/A 0.232   2017/07/27 0.164   2017/07/26 25,742,000 5,177,964 -   - -   -
15523 J P Morgan SP BV - PetroChina European Warrants Nov 2017 A HKD 0.080   0.025   0.047   122,520,000 5,756,256 N/A 0.192   2017/05/15 0.025   2017/07/10 808,276,000 60,859,416 -   - -   -
11102 J P Morgan SP BV - PetroChina European Warrants Oct 2017 A HKD 0.010   0.010   0.010   600,000 6,000 N/A 0.223   2017/03/16 0.010   2017/07/27 698,284,000 114,130,016 -   - -   -
15168 J P Morgan SP BV - PetroChina European Warrants Oct 2017 B HKD 0.028   0.010   0.016   13,740,000 228,954 N/A 0.090   2017/05/11 0.010   2017/07/31 3,254,732,000 197,031,354 -   - -   -
25038 J P Morgan SP BV - PICC European Warrants Aug 2017 A HKD 0.010   0.010   0.010   10,000,000 100,000 152,577 0.021   2017/01/06 0.010   2017/07/11 107,800,000 1,535,320 0.221   2016/04/21 0.017   2016/12/29
25817 J P Morgan SP BV - PICC European Warrants Jul 2018 A HKD 0.265   0.143   0.217   138,700,000 31,786,680 N/A 0.265   2017/07/12 0.090   2017/04/19 588,340,000 93,147,620 -   - -   -
21153 J P Morgan SP BV - PICC European Warrants May 2019 A HKD 0.249   0.184   0.197   34,860,000 7,502,380 N/A 0.249   2017/07/17 0.184   2017/07/28 34,860,000 7,502,380 -   - -   -
11266 J P Morgan SP BV - PICC Group European Warrants Dec 2017 A HKD 0.375   0.169   0.285   62,052,000 17,026,918 N/A 0.375   2017/07/17 0.143   2017/05/05 248,481,000 52,995,544 -   - -   -
22267 J P Morgan SP BV - PICC Group European Warrants Mar 2018 A HKD 0.265   0.205   0.220   106,948,000 25,162,951 N/A 0.265   2017/07/25 0.205   2017/07/28 106,948,000 25,162,951 -   - -   -
27117 J P Morgan SP BV - Ping An European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.118   2017/02/13 0.013   2017/05/10 113,795,000 9,029,775 -   - -   -
16195 J P Morgan SP BV - Ping An European Put Warrants Dec 2017 B HKD 0.065   0.010   0.013   28,505,000 1,277,735 N/A 0.120   2017/05/29 0.010   2017/07/19 659,750,000 51,378,650 -   - -   -
16327 J P Morgan SP BV - Ping An European Put Warrants Feb 2018 B HKD 0.193   0.055   0.069   423,880,000 49,913,925 N/A 0.295   2017/06/05 0.055   2017/07/19 1,203,425,000 197,972,255 -   - -   -
24054 J P Morgan SP BV - Ping An European Put Warrants Feb 2018 D HKD 0.325   0.280   0.280   4,590,000 1,358,550 N/A 0.325   2017/07/26 0.280   2017/07/25 4,590,000 1,358,550 -   - -   -
18395 J P Morgan SP BV - Ping An European Put Warrants Jan 2018 B HKD 0.155   0.068   0.091   1,000,200,000 85,969,020 N/A 0.155   2017/07/12 0.068   2017/07/17 1,000,200,000 85,969,020 -   - -   -
15821 J P Morgan SP BV - Ping An European Put Warrants Nov 2017 B HKD 0.014   0.014   0.014   1,000,000 14,000 N/A 0.108   2017/05/18 0.014   2017/07/06 456,245,000 23,885,010 -   - -   -
13377 J P Morgan SP BV - Ping An European Put Warrants Oct 2017 A HKD 0.016   0.010   0.010   950,000 10,100 N/A 0.300   2017/04/19 0.010   2017/07/07 1,161,685,000 110,367,555 -   - -   -
24377 J P Morgan SP BV - Ping An European Warrants Apr 2018 A HKD 0.214   0.166   0.194   59,830,000 11,765,260 N/A 0.214   2017/07/24 0.166   2017/07/26 59,830,000 11,765,260 -   - -   -
15747 J P Morgan SP BV - Ping An European Warrants Aug 2017 A HKD 1.000   0.217   0.840   43,755,000 21,261,955 580,930,253 1.000   2017/07/19 0.020   2017/05/08 50,770,295,000 3,488,399,305 -   - -   -
15037 J P Morgan SP BV - Ping An European Warrants Dec 2017 A HKD 1.110   0.425   0.970   17,880,000 14,403,700 N/A 1.110   2017/07/18 0.118   2017/05/08 7,261,565,000 1,472,381,985 -   - -   -
16712 J P Morgan SP BV - Ping An European Warrants Dec 2017 C HKD 0.350   0.088   0.270   5,731,350,000 1,091,588,330 N/A 0.350   2017/07/19 0.088   2017/07/04 11,722,025,000 1,855,857,995 -   - -   -
17046 J P Morgan SP BV - Ping An European Warrants Dec 2017 D HKD 0.370   0.093   0.295   6,053,725,000 793,692,605 N/A 0.370   2017/07/19 0.093   2017/07/04 8,909,480,000 1,119,166,855 -   - -   -
16194 J P Morgan SP BV - Ping An European Warrants Feb 2018 A HKD 0.680   0.219   0.560   49,865,000 16,539,115 N/A 0.680   2017/07/19 0.203   2017/06/15 4,714,935,000 1,168,795,535 -   - -   -
23680 J P Morgan SP BV - Ping An European Warrants Feb 2018 C HKD 0.249   0.189   0.219   6,523,585,000 1,380,434,000 N/A 0.249   2017/07/24 0.189   2017/07/26 6,523,585,000 1,380,434,000 -   - -   -
16326 J P Morgan SP BV - Ping An European Warrants Jan 2018 A HKD 0.495   0.139   0.395   896,585,000 226,386,210 N/A 0.495   2017/07/19 0.139   2017/07/04 1,750,995,000 389,904,200 -   - -   -
21259 J P Morgan SP BV - Ping An European Warrants Jan 2018 C HKD 0.400   0.260   0.305   768,430,000 258,362,125 N/A 0.400   2017/07/17 0.260   2017/07/26 768,430,000 258,362,125 -   - -   -
20931 J P Morgan SP BV - Ping An European Warrants Jul 2017 A HKD -   -   0.010   0 0 204,225 0.020   2017/06/08 0.010   2017/06/14 102,000,000 1,232,650 0.043   2016/01/07 0.010   2016/12/20
16066 J P Morgan SP BV - Ping An European Warrants Jul 2017 B HKD 1.350   1.350   1.390   50,000 67,500 69,371,912 1.350   2017/07/21 0.100   2017/04/19 2,450,800,000 416,892,245 -   - -   -
17155 J P Morgan SP BV - Ping An European Warrants Mar 2018 A HKD 0.345   0.171   0.265   5,373,620,000 1,586,057,905 N/A 0.345   2017/07/19 0.171   2017/07/07 5,373,620,000 1,586,057,905 -   - -   -
27116 J P Morgan SP BV - Ping An European Warrants Nov 2017 A HKD 0.830   0.260   0.720   22,525,000 11,210,950 N/A 0.830   2017/07/19 0.068   2017/05/08 8,674,795,000 1,015,979,550 -   - -   -
16475 J P Morgan SP BV - Ping An European Warrants Nov 2017 C HKD 0.510   0.119   0.410   167,485,000 37,605,570 N/A 0.510   2017/07/19 0.119   2017/07/04 11,094,050,000 1,972,773,835 -   - -   -
14766 J P Morgan SP BV - Ping An European Warrants Sep 2017 A HKD 0.660   0.119   0.520   970,610,000 343,162,605 239,297,857 0.660   2017/07/19 0.052   2017/05/04 7,815,315,000 1,435,855,140 0.148   2016/12/02 0.065   2016/12/28
27292 J P Morgan SP BV - Ping An European Warrants Sep 2017 B HKD 1.200   0.830   1.130   1,950,000 1,768,500 N/A 1.200   2017/07/18 0.073   2017/04/21 14,048,240,000 1,380,858,935 -   - -   -
26427 J P Morgan SP BV - PSBC European Warrants Aug 2017 A HKD 0.013   0.013   0.014   81,000 1,053 N/A 0.360   2017/03/07 0.013   2017/07/04 60,965,000 14,701,683 -   - -   -
15531 J P Morgan SP BV - PSBC European Warrants Jan 2018 A HKD 0.202   0.104   0.105   35,632,000 5,624,053 N/A 0.295   2017/05/12 0.104   2017/07/28 80,493,000 13,024,589 -   - -   -
11228 J P Morgan SP BV - PSBC European Warrants Oct 2017 A HKD 0.057   0.046   0.016   540,000 27,970 N/A 0.220   2017/04/25 0.040   2017/05/24 9,904,000 1,801,440 -   - -   -
13272 J P Morgan SP BV - PWR Assets European Warrants Dec 2017 A HKD 0.880   0.290   0.860   895,000 495,775 N/A 0.880   2017/07/25 0.285   2017/04/03 5,275,000 2,028,475 -   - -   -
26876 J P Morgan SP BV - PWR Assets European Warrants Mar 2018 A HKD 0.250   0.245   0.250   6,690,000 1,641,940 N/A 0.250   2017/07/31 0.245   2017/07/31 6,690,000 1,641,940 -   - -   -
14926 J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A HKD 0.335   0.020   0.300   12,760,000 3,178,075 2,864,772 0.335   2017/07/25 0.020   2017/07/07 181,270,000 27,730,550 0.199   2016/12/09 0.080   2016/12/29
27534 J P Morgan SP BV - R&F Ppt European Warrants Mar 2018 A HKD 0.270   0.155   0.247   84,588,000 16,322,932 N/A 0.270   2017/07/27 0.131   2017/02/22 417,380,000 80,059,692 -   - -   -
14947 J P Morgan SP BV - Sands China European Put Wts Dec 2017 B HKD 0.208   0.101   0.108   141,332,000 24,089,780 N/A 0.235   2017/06/06 0.101   2017/07/27 413,080,000 66,576,396 -   - -   -
28410 J P Morgan SP BV - Sands China European Put Wts Oct 2017 B HKD 0.036   0.013   0.013   720,000 17,320 N/A 0.260   2017/02/23 0.013   2017/07/27 408,596,000 44,772,688 -   - -   -
25127 J P Morgan SP BV - Sands China European Warrants Apr 2018 A HKD 0.222   0.221   0.221   200,000 44,300 N/A 0.222   2017/07/31 0.221   2017/07/31 200,000 44,300 -   - -   -
26410 J P Morgan SP BV - Sands China European Warrants Aug 2017 A HKD 0.095   0.021   0.023   51,468,000 2,481,192 N/A 0.300   2017/04/10 0.021   2017/07/31 1,542,940,000 229,643,092 -   - -   -
29481 J P Morgan SP BV - Sands China European Warrants Dec 2017 A HKD 0.112   0.059   0.088   429,732,000 35,549,272 N/A 0.260   2017/04/10 0.059   2017/07/07 2,153,616,000 266,893,648 -   - -   -
16284 J P Morgan SP BV - Sands China European Warrants Dec 2018 A HKD 0.015   0.010   0.010   4,548,000 52,808 455,882 0.022   2017/01/03 0.010   2017/07/26 236,832,000 3,195,304 0.029   2016/09/09 0.010   2016/05/19
13260 J P Morgan SP BV - Sands China European Warrants Jul 2017 A HKD -   -   0.010   0 0 2,516,701 0.135   2017/01/11 0.010   2017/06/20 1,017,268,000 78,642,392 0.310   2016/12/01 0.082   2016/12/29
14531 J P Morgan SP BV - Sands China European Warrants Oct 2017 A HKD 0.023   0.010   0.016   2,812,000 50,636 5,828,394 0.160   2017/01/11 0.010   2017/07/28 420,564,000 35,827,420 0.247   2016/12/06 0.143   2016/12/09
18045 J P Morgan SP BV - Sands China European Warrants Oct 2017 C HKD 0.204   0.109   0.170   226,028,000 34,507,284 N/A 0.204   2017/07/25 0.109   2017/07/12 226,028,000 34,507,284 -   - -   -
23310 J P Morgan SP BV - Sands China European Warrants Sep 2017 A HKD 0.077   0.027   0.044   121,484,000 5,610,360 47,257,418 0.245   2017/01/23 0.027   2017/07/07 2,492,604,000 301,874,836 -   - -   -
25427 J P Morgan SP BV - Shimao Property European Wts Aug 2017 A HKD 0.069   0.023   0.034   26,620,000 1,309,485 1,523,606 0.123   2017/03/23 0.023   2017/07/03 122,190,000 9,201,615 0.260   2016/03/17 0.075   2016/12/14
19609 J P Morgan SP BV - Shimao Property European Wts Jun 2018 A HKD -   -   0.510   0 0 1,479,597 0.405   2017/03/23 0.195   2017/01/19 37,160,000 8,964,640 -   - -   -
19207 J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A HKD 0.026   0.014   0.010   280,000 6,000 2,120,675 0.185   2017/01/03 0.013   2017/06/06 229,760,000 17,549,750 0.385   2016/01/26 0.093   2016/09/09
16604 J P Morgan SP BV - SHK Ppt European Warrants Feb 2018 A HKD 0.295   0.192   0.275   77,990,000 18,243,220 N/A 0.375   2017/06/14 0.175   2017/06/28 121,620,000 28,605,330 -   - -   -
29011 J P Morgan SP BV - SHK Ppt European Warrants Sep 2017 A HKD 0.250   0.125   0.192   296,370,000 55,091,830 N/A 0.580   2017/06/06 0.125   2017/07/25 538,020,000 137,870,400 -   - -   -
15365 J P Morgan SP BV - Sinopec Corp Eu Put Wt Jul 2017 A HKD -   -   0.010   0 0 11,595,023 0.450   2017/01/04 0.020   2017/04/27 868,376,000 130,932,468 0.475   2016/12/29 0.385   2016/12/21
13658 J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2017 A HKD 0.345   0.188   0.226   224,730,000 50,636,550 N/A 0.465   2017/05/05 0.187   2017/06/14 776,074,000 197,351,730 -   - -   -
15291 J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A HKD 0.023   0.010   0.010   8,358,000 123,038 59,194,730 0.435   2017/01/26 0.010   2017/07/14 2,283,620,000 499,617,808 0.270   2016/12/20 0.188   2016/12/28
13977 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 A HKD 0.063   0.033   0.034   3,380,000 157,120 N/A 0.175   2017/04/26 0.033   2017/07/28 281,370,000 32,222,004 -   - -   -
15525 J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 B HKD 0.250   0.126   0.139   625,644,000 107,133,428 N/A 0.470   2017/05/16 0.126   2017/07/25 918,726,000 189,178,180 -   - -   -
22270 J P Morgan SP BV - Sinopec Corp European Warrants Jan 2018 A HKD 0.185   0.117   0.130   78,368,000 11,965,358 N/A 0.185   2017/07/19 0.117   2017/07/25 78,368,000 11,965,358 -   - -   -
15166 J P Morgan SP BV - Sinopec Corp European Warrants Oct 2017 B HKD 0.049   0.020   0.023   9,724,000 279,690 N/A 0.188   2017/05/16 0.020   2017/07/25 613,046,000 68,535,810 -   - -   -
22982 J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A HKD 0.125   0.084   0.088   36,490,000 3,670,290 7,316,143 0.150   2017/06/20 0.048   2017/03/09 517,140,000 45,576,680 0.133   2016/02/23 0.047   2016/06/28
16558 J P Morgan SP BV - SMIC European Wts Apr 2018 A HKD 0.210   0.152   0.155   489,270,000 88,361,115 N/A 0.210   2017/07/19 0.152   2017/07/31 741,010,000 130,377,165 -   - -   -
15818 J P Morgan SP BV - SMIC European Wts Dec 2017 A HKD 0.039   0.015   0.017   156,775,000 4,760,415 29,842,206 0.325   2017/01/03 0.015   2017/07/31 3,773,995,000 188,121,190 0.345   2016/12/30 0.330   2016/12/30
11415 J P Morgan SP BV - SMIC European Wts Dec 2018 A HKD 0.355   0.290   0.295   1,880,500 600,411 397,410 0.620   2017/01/03 0.248   2017/06/13 9,064,500 3,604,574 0.640   2016/12/30 0.248   2016/08/05
15822 J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2017 A HKD 0.390   0.290   0.390   1,873,000 642,370 N/A 0.570   2017/06/05 0.290   2017/07/10 3,057,000 1,194,945 -   - -   -
15798 J P Morgan SP BV - SPDR Gold Trust European Wts Jul 2017 A HKD -   -   0.129   0 0 662,325 0.690   2017/04/13 0.335   2017/05/11 11,229,000 4,641,830 0.480   2016/12/30 0.475   2016/12/30
28930 J P Morgan SP BV - Stanchart European Warrants Aug 2017 A HKD 0.145   0.036   0.085   30,008,500 2,991,327 N/A 0.247   2017/03/02 0.031   2017/06/26 198,341,000 31,926,281 -   - -   -
20307 J P Morgan SP BV - Stanchart European Warrants Feb 2018 A HKD 0.500   0.380   0.490   32,957,500 14,005,114 N/A 0.500   2017/07/26 0.380   2017/07/19 32,957,500 14,005,114 -   - -   -
14454 J P Morgan SP BV - Stanchart European Warrants Nov 2017 A HKD 1.120   0.660   1.090   4,873,000 4,177,175 N/A 1.120   2017/07/31 0.420   2017/06/23 286,639,000 156,952,992 -   - -   -
26286 J P Morgan SP BV - Stanchart European Warrants Sep 2017 A HKD 0.206   0.097   0.180   50,501,500 7,634,154 N/A 0.430   2017/02/10 0.058   2017/06/21 396,681,500 100,110,849 -   - -   -
25103 J P Morgan SP BV - SUNAC European Warrants Apr 2018 A HKD 0.540   0.335   0.465   20,380,000 7,348,150 N/A 0.540   2017/07/28 0.335   2017/07/25 20,380,000 7,348,150 -   - -   -
16454 J P Morgan SP BV - SUNAC European Warrants Aug 2018 A HKD 0.830   0.325   0.700   136,380,000 60,183,550 N/A 0.830   2017/07/28 0.305   2017/06/16 160,540,000 69,563,850 -   - -   -
25045 J P Morgan SP BV - SUNAC European Warrants Nov 2018 A HKD 1.410   0.780   1.360   820,000 777,100 2,266,072 1.410   2017/07/28 0.184   2017/01/27 49,840,000 13,600,120 -   - -   -
28773 J P Morgan SP BV - Sunny Optical European Warrants Dec 2017A HKD 3.750   1.190   3.200   1,770,000 3,748,800 N/A 3.750   2017/07/19 0.435   2017/02/24 384,950,000 379,647,050 -   - -   -
17185 J P Morgan SP BV - Sunny Optical European Warrants Jan 2018A HKD 2.060   0.430   1.590   234,690,000 181,489,200 N/A 2.060   2017/07/19 0.430   2017/07/04 234,690,000 181,489,200 -   - -   -
25098 J P Morgan SP BV - Sunny Optical European Warrants Jun 2018A HKD 0.218   0.190   0.196   84,290,000 16,484,190 N/A 0.218   2017/07/26 0.190   2017/07/31 84,290,000 16,484,190 -   - -   -
24456 J P Morgan SP BV - Sunny Optical European Warrants Mar 2018A HKD 1.580   1.270   1.360   12,010,000 17,077,100 N/A 1.580   2017/07/26 1.270   2017/07/24 12,010,000 17,077,100 -   - -   -
14635 J P Morgan SP BV - Sunny Optical European Warrants Nov 2017A HKD 3.200   0.800   2.610   10,530,000 20,607,300 N/A 3.200   2017/07/19 0.420   2017/06/06 98,530,000 93,945,550 -   - -   -
15215 J P Morgan SP BV - Sunny Optical European Warrants Oct 2017A HKD 2.600   0.400   1.960   49,820,000 48,054,500 N/A 2.600   2017/07/19 0.163   2017/06/06 359,410,000 188,374,090 -   - -   -
27276 J P Morgan SP BV - Sunny Optical European Warrants Sep 2017A HKD 3.690   1.220   3.690   950,000 2,259,300 N/A 3.690   2017/07/27 0.390   2017/02/28 345,030,000 230,384,700 -   - -   -
16302 J P Morgan SP BV - Techtronic European Warrants Feb 2018 A HKD 0.390   0.232   0.247   14,920,000 3,640,620 N/A 0.395   2017/06/01 0.232   2017/07/31 14,930,000 3,644,520 -   - -   -
23461 J P Morgan SP BV - Techtronic European Warrants Oct 2017 A HKD 0.550   0.550   0.430   40,000 22,000 1,159,543 0.660   2017/05/29 0.190   2017/02/03 25,430,000 6,962,555 -   - -   -
15133 J P Morgan SP BV - Tencent European Put Warrants Apr 2018 B HKD 0.103   0.024   0.024   375,260,000 26,696,060 N/A 0.110   2017/06/01 0.024   2017/07/31 803,300,000 57,510,920 -   - -   -
28530 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A HKD -   -   0.013   0 0 14,833 0.033   2017/01/16 0.015   2017/02/22 6,400,000 170,300 0.125   2016/06/24 0.044   2016/09/06
14411 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C HKD 0.010   0.010   0.010   1,800,000 18,000 20,832,650 0.179   2017/01/04 0.010   2017/07/17 15,032,090,000 1,767,155,180 0.214   2016/12/23 0.171   2016/12/30
16086 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 E HKD 0.140   0.020   0.021   13,535,510,000 925,312,830 N/A 0.140   2017/07/05 0.020   2017/07/31 46,378,890,000 3,804,948,240 -   - -   -
16198 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 F HKD 0.223   0.039   0.041   12,484,930,000 835,012,570 N/A 0.246   2017/06/05 0.039   2017/07/31 12,562,680,000 847,880,240 -   - -   -
25630 J P Morgan SP BV - Tencent European Put Warrants Dec 2017 J HKD 0.132   0.085   0.089   852,490,000 85,918,190 N/A 0.132   2017/07/26 0.085   2017/07/31 852,490,000 85,918,190 -   - -   -
25632 J P Morgan SP BV - Tencent European Put Warrants Feb 2018 A HKD 0.203   0.148   0.151   5,860,000 1,043,900 N/A 0.203   2017/07/26 0.148   2017/07/31 5,860,000 1,043,900 -   - -   -
14941 J P Morgan SP BV - Tencent European Put Warrants Jan 2018 B HKD 0.080   0.015   0.016   161,540,000 8,318,200 N/A 0.147   2017/05/10 0.015   2017/07/28 16,669,490,000 1,360,356,450 -   - -   -
22876 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 B HKD 0.010   0.010   0.010   100,000 1,000 301,972,788 0.110   2017/01/24 0.010   2017/07/25 36,812,630,000 1,975,512,020 -   - -   -
28772 J P Morgan SP BV - Tencent European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.123   2017/03/03 0.010   2017/05/16 4,381,800,000 153,801,580 -   - -   -
26275 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 A HKD 0.011   0.010   0.010   900,000 9,090 N/A 0.098   2017/03/03 0.010   2017/07/21 776,610,000 64,457,850 -   - -   -
16199 J P Morgan SP BV - Tencent European Put Warrants Mar 2018 E HKD 0.174   0.041   0.042   6,575,720,000 820,971,720 N/A 0.174   2017/07/05 0.041   2017/07/31 8,088,920,000 1,015,386,010 -   - -   -
26940 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A HKD -   -   0.010   0 0 0 0.051   2017/01/03 0.030   2017/01/10 320,000 13,680 0.177   2016/05/06 0.037   2016/09/06
14370 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 B HKD 0.023   0.010   0.010   38,630,000 510,250 N/A 0.110   2017/04/24 0.010   2017/07/24 16,035,530,000 1,091,987,500 -   - -   -
15816 J P Morgan SP BV - Tencent European Put Warrants Nov 2017 E HKD 0.058   0.010   0.010   195,380,000 5,785,460 N/A 0.106   2017/05/18 0.010   2017/07/28 25,419,550,000 1,460,383,410 -   - -   -
13384 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B HKD -   -   0.010   0 0 3,643,465 0.208   2017/01/03 0.011   2017/05/12 1,346,920,000 162,661,480 0.250   2016/12/23 0.151   2016/10/25
12537 J P Morgan SP BV - Tencent European Put Warrants Oct 2017 D HKD 0.010   0.010   0.010   1,200,000 12,000 N/A 0.128   2017/03/27 0.010   2017/07/07 11,139,560,000 693,435,430 -   - -   -
15131 J P Morgan SP BV - Tencent European Warrants Apr 2018 A HKD 0.510   0.218   0.540   26,480,000 9,171,430 N/A 0.510   2017/07/27 0.218   2017/07/05 43,530,000 14,430,420 -   - -   -
16089 J P Morgan SP BV - Tencent European Warrants Apr 2018 C HKD 0.340   0.138   0.340   30,320,000 6,625,490 N/A 0.340   2017/07/31 0.138   2017/07/05 32,010,000 6,987,420 -   - -   -
12564 J P Morgan SP BV - Tencent European Warrants Aug 2018 A HKD 0.425   0.171   0.420   76,170,000 19,555,120 N/A 0.425   2017/07/31 0.117   2017/04/11 11,933,730,000 2,804,549,460 -   - -   -
24430 J P Morgan SP BV - Tencent European Warrants Aug 2018 B HKD 0.255   0.222   0.270   23,800,000 5,818,310 N/A 0.255   2017/07/28 0.222   2017/07/26 23,800,000 5,818,310 -   - -   -
13179 J P Morgan SP BV - Tencent European Warrants Dec 2017 B HKD 0.740   0.375   0.740   2,460,000 1,368,400 4,971,872 0.740   2017/07/31 0.095   2017/03/03 183,250,000 32,693,300 0.255   2016/09/23 0.073   2016/12/23
15763 J P Morgan SP BV - Tencent European Warrants Dec 2017 D HKD 2.350   0.620   2.250   602,281,000 489,000,600 N/A 2.350   2017/07/31 0.620   2017/07/05 812,511,000 749,264,600 -   - -   -
16201 J P Morgan SP BV - Tencent European Warrants Dec 2017 G HKD 0.990   0.670   1.040   5,048,000 4,160,830 N/A 0.990   2017/07/31 0.670   2017/07/21 5,048,000 4,160,830 -   - -   -
16451 J P Morgan SP BV - Tencent European Warrants Dec 2017 H HKD 0.260   0.065   0.249   8,643,840,000 984,632,930 N/A 0.260   2017/07/31 0.065   2017/07/05 39,245,860,000 4,978,439,330 -   - -   -
18048 J P Morgan SP BV - Tencent European Warrants Dec 2017 I HKD 0.355   0.147   0.355   41,420,000 9,815,830 N/A 0.355   2017/07/31 0.147   2017/07/11 41,420,000 9,815,830 -   - -   -
29221 J P Morgan SP BV - Tencent European Warrants Jan 2018 A HKD -   -   0.890   0 0 N/A 0.610   2017/05/23 0.163   2017/03/03 40,500,000 10,025,520 -   - -   -
16733 J P Morgan SP BV - Tencent European Warrants Jan 2018 C HKD 0.260   0.070   0.248   4,122,150,000 870,256,890 N/A 0.260   2017/07/31 0.070   2017/07/05 39,015,650,000 5,925,450,020 -   - -   -
16769 J P Morgan SP BV - Tencent European Warrants Jan 2018 D HKD 0.325   0.091   0.325   3,753,970,000 631,441,540 N/A 0.325   2017/07/31 0.091   2017/07/05 7,125,070,000 1,259,401,640 -   - -   -
29243 J P Morgan SP BV - Tencent European Warrants Jul 2017 A HKD 1.090   0.830   1.110   7,020,000 7,419,800 3,027,320 1.090   2017/07/20 0.171   2017/01/04 78,750,000 25,763,640 0.400   2016/09/23 0.129   2016/06/28
28087 J P Morgan SP BV - Tencent European Warrants Jul 2017 C HKD -   -   4.900   0 0 N/A 4.900   2017/06/27 0.290   2017/03/03 5,566,501,000 3,101,965,260 -   - -   -
13976 J P Morgan SP BV - Tencent European Warrants Jul 2017 E HKD 5.280   1.590   5.120   5,864,000 21,845,600 N/A 5.280   2017/07/25 0.550   2017/04/19 83,060,000 117,096,010 -   - -   -
16088 J P Morgan SP BV - Tencent European Warrants Jun 2018 A HKD 0.310   0.117   0.310   41,280,000 7,677,060 N/A 0.310   2017/07/31 0.117   2017/07/05 41,900,000 7,803,220 -   - -   -
16732 J P Morgan SP BV - Tencent European Warrants Jun 2018 B HKD 0.295   0.131   0.290   25,320,000 5,222,050 N/A 0.295   2017/07/31 0.131   2017/07/05 27,330,000 5,631,780 -   - -   -
29219 J P Morgan SP BV - Tencent European Warrants Mar 2018 B HKD 0.580   0.310   0.660   9,140,000 3,939,550 N/A 0.580   2017/07/24 0.107   2017/03/03 106,610,000 24,893,240 -   - -   -
15736 J P Morgan SP BV - Tencent European Warrants Mar 2018 C HKD 0.400   0.176   0.445   31,180,000 7,477,580 N/A 0.400   2017/07/25 0.176   2017/07/05 31,180,000 7,477,580 -   - -   -
15952 J P Morgan SP BV - Tencent European Warrants Mar 2018 D HKD 0.370   0.128   0.365   123,920,000 25,353,650 N/A 0.370   2017/07/31 0.128   2017/07/05 20,888,460,000 4,389,810,130 -   - -   -
17401 J P Morgan SP BV - Tencent European Warrants Mar 2018 F HKD 0.275   0.114   0.265   20,200,010,000 4,098,018,420 N/A 0.275   2017/07/31 0.114   2017/07/05 20,200,010,000 4,098,018,420 -   - -   -
15171 J P Morgan SP BV - Tencent European Warrants Mar 2019 A HKD 0.590   0.315   0.600   12,510,000 5,854,750 N/A 0.590   2017/07/31 0.270   2017/05/09 1,615,550,000 525,734,050 -   - -   -
25672 J P Morgan SP BV - Tencent European Warrants May 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14722 J P Morgan SP BV - Tencent European Warrants Nov 2017 C HKD 0.560   0.158   0.550   99,840,000 34,653,660 N/A 0.560   2017/07/31 0.117   2017/05/05 15,387,600,000 2,096,803,940 -   - -   -
14840 J P Morgan SP BV - Tencent European Warrants Nov 2017 D HKD 3.800   0.880   3.740   17,832,000 26,360,140 N/A 3.800   2017/07/31 0.670   2017/05/05 425,422,000 432,337,610 -   - -   -
16138 J P Morgan SP BV - Tencent European Warrants Nov 2017 F HKD 1.100   0.227   1.040   1,893,069,000 1,523,884,535 N/A 1.100   2017/07/31 0.227   2017/07/05 1,912,526,000 1,536,653,900 -   - -   -
16453 J P Morgan SP BV - Tencent European Warrants Nov 2017 G HKD 0.340   0.089   0.330   19,565,650,000 2,463,856,980 N/A 0.340   2017/07/31 0.089   2017/07/05 24,746,710,000 3,259,223,160 -   - -   -
18403 J P Morgan SP BV - Tencent European Warrants Nov 2017 H HKD 2.540   1.140   2.450   7,018,000 13,196,000 N/A 2.540   2017/07/31 1.140   2017/07/12 7,018,000 13,196,000 -   - -   -
25666 J P Morgan SP BV - Tencent European Warrants Nov 2017 I HKD 0.640   0.405   0.600   50,302,000 28,085,350 N/A 0.640   2017/07/31 0.405   2017/07/26 50,302,000 28,085,350 -   - -   -
13140 J P Morgan SP BV - Tencent European Warrants Oct 2017 A HKD 0.850   0.380   0.850   5,440,000 2,435,000 986,124,080 0.850   2017/07/31 0.089   2017/03/03 54,647,340,000 5,917,621,010 0.275   2016/09/23 0.077   2016/12/23
29220 J P Morgan SP BV - Tencent European Warrants Oct 2017 C HKD 0.570   0.246   0.680   7,020,000 2,460,900 N/A 0.570   2017/07/21 0.095   2017/03/23 37,881,710,000 4,510,297,350 -   - -   -
16202 J P Morgan SP BV - Tencent European Warrants Oct 2017 E HKD 1.250   0.153   1.250   162,062,000 65,454,891 N/A 1.250   2017/07/31 0.153   2017/07/05 1,575,116,000 854,935,206 -   - -   -
29024 J P Morgan SP BV - Tencent European Warrants Sep 2017 A HKD 1.140   0.770   1.160   3,970,000 4,044,200 1,422,123 1.140   2017/07/27 0.187   2017/01/04 24,530,000 9,744,810 0.420   2016/09/23 0.149   2016/12/28
12304 J P Morgan SP BV - Tencent European Warrants Sep 2017 B HKD 0.680   0.660   1.050   600,000 402,000 8,684,858 0.830   2017/06/27 0.141   2017/01/04 293,760,000 61,207,850 0.360   2016/09/23 0.111   2016/12/23
12837 J P Morgan SP BV - Tencent European Warrants Sep 2017 C HKD 0.870   0.470   0.900   1,600,000 1,040,600 184,251,018 0.870   2017/07/27 0.082   2017/01/04 9,134,510,000 1,117,078,870 0.290   2016/09/23 0.060   2016/12/23
13570 J P Morgan SP BV - Tencent European Warrants Sep 2017 D HKD 0.620   0.175   0.610   73,950,000 26,519,980 732,907,540 0.620   2017/07/31 0.050   2017/03/03 47,290,760,000 4,397,713,070 0.172   2016/10/06 0.043   2016/12/23
12797 J P Morgan SP BV - Tencent European Warrants Sep 2017 E HKD 2.720   0.290   2.640   37,903,000 38,015,680 N/A 2.720   2017/07/31 0.290   2017/07/05 5,088,840,000 3,402,748,440 -   - -   -
16137 J P Morgan SP BV - Tencent European Warrants Sep 2017 F HKD 1.780   0.157   1.650   165,182,000 87,844,932 N/A 1.780   2017/07/31 0.157   2017/07/05 1,090,289,000 687,449,942 -   - -   -
23255 J P Morgan SP BV - Tingyi European Warrants Dec 2017 A HKD -   -   0.025   0 0 56,580 0.078   2017/04/05 0.034   2017/02/21 13,686,000 709,398 0.199   2016/01/04 0.031   2016/08/05
12830 J P Morgan SP BV - Tracker Fund European Put Warrants Aug18B HKD 0.119   0.065   0.065   7,650,000 684,455 N/A 0.189   2017/04/24 0.065   2017/07/31 28,310,000 3,199,425 -   - -   -
11954 J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A HKD 0.010   0.010   0.010   100,000 1,000 567,854 0.126   2017/01/03 0.010   2017/07/05 96,475,000 5,078,960 0.158   2016/08/11 0.093   2016/09/09
12824 J P Morgan SP BV - Tracker Fund European Warrants Aug 2018 A HKD 0.270   0.165   0.275   239,555,000 52,748,625 N/A 0.270   2017/07/27 0.117   2017/04/20 512,670,000 103,943,715 -   - -   -
12279 J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A HKD 0.440   0.300   0.465   170,000 68,100 44,149,863 0.440   2017/07/28 0.132   2017/01/03 1,355,090,000 286,653,955 0.305   2016/09/09 0.077   2016/02/12
25684 J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A HKD 0.520   0.520   0.680   15,000 7,800 17,892 0.520   2017/07/06 0.231   2017/01/03 16,005,000 4,018,735 0.395   2016/10/03 0.137   2016/02/12
19850 J P Morgan SP BV - Tracker Fund European Warrants Sep 2018 A HKD 0.157   0.143   0.156   28,495,000 4,201,900 N/A 0.157   2017/07/31 0.143   2017/07/26 28,495,000 4,201,900 -   - -   -
25142 J P Morgan SP BV - Travelsky Tech European Warrants Dec 17 A HKD 0.465   0.310   0.315   16,390,000 7,524,000 3,553,498 0.540   2017/06/02 0.216   2017/02/24 67,210,000 21,326,440 -   - -   -
28839 J P Morgan SP BV - Weichai Power European Wts Aug 2017 A HKD -   -   0.430   0 0 48,075 0.485   2017/02/07 0.365   2017/01/04 2,650,000 1,078,050 0.480   2016/12/02 0.168   2016/07/06
22938 J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A HKD 0.105   0.081   0.093   400,000 39,480 409,293 0.114   2017/01/24 0.053   2017/03/06 38,080,000 2,483,000 0.204   2016/01/08 0.107   2016/07/21
14063 J P Morgan SP BV - WH Group European Warrants Dec 2018 A HKD 0.250   0.206   0.206   30,655,000 7,167,445 2,090,103 0.250   2017/07/07 0.149   2017/03/22 60,435,000 12,695,460 0.240   2016/11/10 0.207   2016/12/21
16603 J P Morgan SP BV - Wharf European Warrants Mar 2018 A HKD 0.290   0.247   0.270   3,460,000 868,840 N/A 0.405   2017/06/13 0.247   2017/07/04 3,480,000 876,940 -   - -   -
11472 J P Morgan SP BV - Wharf European Warrants Oct 2017 A HKD 0.037   0.021   0.028   15,730,000 409,570 N/A 0.335   2017/03/17 0.021   2017/07/27 452,580,000 64,173,460 -   - -   -
15036 J P Morgan SP BV - Wynn Macau European Warrants Feb 2018 A HKD 0.183   0.134   0.145   43,216,000 6,331,920 N/A 0.238   2017/06/14 0.134   2017/07/21 53,892,000 8,558,304 -   - -   -
13430 J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A HKD 0.188   0.108   0.115   62,564,000 8,619,800 22,796,550 0.260   2017/06/20 0.099   2017/02/23 803,748,000 137,473,108 0.147   2016/11/25 0.071   2016/11/14
11485 J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A HKD 0.229   0.127   0.190   44,060,000 6,810,920 9,024,793 0.229   2017/07/19 0.074   2017/06/01 519,280,000 68,151,440 0.179   2016/10/24 0.070   2016/08/29
26713 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A HKD -   -   0.425   0 0 8,283 0.250   2017/05/17 0.241   2017/01/04 320,000 78,680 0.248   2016/06/29 0.156   2016/03/29
28864 J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 B HKD 0.710   0.215   0.500   22,576,000 6,405,318 N/A 0.880   2017/04/12 0.098   2017/06/01 401,424,000 87,085,216 -   - -   -
26337 J P Morgan SP BV - Zall Group European Warrants Dec 2018 A HKD 0.168   0.163   0.163   90,000 14,940 N/A 0.239   2017/02/07 0.151   2017/05/17 13,890,000 3,029,580 -   - -   -
14450 J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A HKD 0.036   0.034   0.027   150,000 5,240 4,147,591 0.152   2017/02/09 0.034   2017/07/04 325,395,000 27,785,400 0.137   2016/11/22 0.081   2016/12/22
20410 J P Morgan SP BV - Zhaojin Mining European Wts Sep 2018 A HKD 0.158   0.148   0.154   6,760,000 1,059,875 N/A 0.158   2017/07/19 0.148   2017/07/14 6,760,000 1,059,875 -   - -   -
28078 J P Morgan SP BV - Zijin Mining European Warrants Dec 2017 A HKD 0.135   0.063   0.120   9,844,000 1,057,906 N/A 0.330   2017/03/17 0.063   2017/07/13 88,252,000 16,145,068 -   - -   -
13789 J P Morgan SP BV - Zijin Mining European Warrants Jul 2017 A HKD -   -   0.010   0 0 10,684,697 0.315   2017/03/17 0.010   2017/06/02 452,050,000 85,466,954 0.370   2016/11/09 0.040   2016/11/28
17402 J P Morgan SP BV - Zijin Mining European Warrants Mar 2018 A HKD 0.385   0.221   0.370   55,480,000 14,809,826 N/A 0.385   2017/07/31 0.221   2017/07/12 55,480,000 14,809,826 -   - -   -
14235 J P Morgan SP BV - ZTE European Warrants Dec 2017 A HKD 0.630   0.630   0.830   2,000 1,260 8,106,375 0.630   2017/07/18 0.228   2017/03/07 488,796,000 141,771,152 0.375   2016/12/30 0.260   2016/12/23
29496 J P Morgan SP BV - ZTE European Warrants Dec 2017 B HKD 0.590   0.365   0.550   4,738,000 2,152,350 N/A 0.590   2017/07/24 0.130   2017/03/10 561,724,000 119,082,524 -   - -   -
14700 J P Morgan SP BV - ZTE European Warrants Feb 2018 A HKD 0.580   0.355   0.495   5,510,000 2,537,050 N/A 0.580   2017/07/25 0.190   2017/05/10 6,602,000 2,860,078 -   - -   -
26177 J P Morgan SP BV - ZTE European Warrants Mar 2018 A HKD 0.218   0.191   0.204   47,602,000 9,540,420 N/A 0.218   2017/07/27 0.191   2017/07/28 47,602,000 9,540,420 -   - -   -
22268 Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A HKD 0.044   0.028   0.020   1,440,000 51,100 243,570 0.125   2017/02/13 0.028   2017/07/19 29,100,000 1,509,420 0.235   2016/07/11 0.089   2016/12/15
14052 Macquarie Bank Ltd-Skyworth Digital European Wts Mar 2018 A HKD 0.870   0.600   0.560   180,000 119,300 N/A 0.940   2017/06/27 0.600   2017/07/21 4,750,000 3,944,000 -   - -   -
15760 Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A HKD 0.495   0.166   0.168   7,596,000 2,141,870 2,225,048 1.580   2017/02/14 0.166   2017/07/28 27,828,000 14,339,830 -   - -   -
25955 Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A HKD -   -   0.017   0 0 44,782 0.053   2017/01/06 0.017   2017/06/21 17,339,000 573,565 0.225   2016/02/11 0.047   2016/12/12
25742 Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B HKD 0.365   0.285   0.350   3,296,000 1,146,260 343,781 0.365   2017/07/25 0.197   2017/04/19 7,624,000 2,156,523 0.260   2016/12/05 0.129   2016/02/03
26181 Macquarie Bank Ltd. - A50 China European Warrants Oct 2017 A HKD 0.590   0.238   0.580   24,108,200 9,137,491 N/A 0.590   2017/07/19 0.069   2017/05/08 207,119,900 44,707,906 -   - -   -
13730 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A HKD -   -   0.320   0 0 2,772,142 0.345   2017/04/25 0.211   2017/02/01 56,700,000 16,965,300 0.238   2016/10/17 0.182   2016/11/11
13047 Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2019 A HKD 0.415   0.227   0.260   86,400,000 24,095,300 N/A 0.415   2017/07/20 0.162   2017/05/18 225,700,000 56,802,250 -   - -   -
25026 Macquarie Bank Ltd. - AAC Tech European Wts Feb 2018 A HKD 0.600   0.560   0.560   1,770,000 1,024,600 N/A 0.600   2017/07/28 0.560   2017/07/27 1,770,000 1,024,600 -   - -   -
15073 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2018 A HKD 0.445   0.214   0.270   56,950,000 17,861,100 N/A 0.445   2017/07/20 0.141   2017/05/18 159,050,000 38,083,400 -   - -   -
14681 Macquarie Bank Ltd. - AAC Tech European Wts Jan 2019 A HKD 0.375   0.199   0.231   188,350,000 45,083,400 N/A 0.375   2017/07/20 0.145   2017/05/18 381,050,000 86,497,200 -   - -   -
14576 Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 A HKD 0.350   0.183   0.194   186,950,000 41,523,500 N/A 0.350   2017/07/20 0.143   2017/05/18 414,050,000 90,240,650 -   - -   -
15175 Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 B HKD 0.520   0.305   0.320   22,050,000 8,911,000 N/A 0.520   2017/07/20 0.305   2017/07/31 22,250,000 8,975,750 -   - -   -
13898 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B HKD 0.012   0.012   0.010   9,000 108 713,430 0.181   2017/01/04 0.012   2017/07/06 100,665,000 4,855,231 0.255   2016/11/14 0.167   2016/12/09
26684 Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Dec 2018 A HKD 0.290   0.285   0.285   386,000 110,575 N/A 0.290   2017/07/31 0.285   2017/07/31 386,000 110,575 -   - -   -
15068 Macquarie Bank Ltd. - AIA European Put Warrants Dec 2017 A HKD 0.127   0.044   0.049   80,264,000 4,275,310 N/A 0.280   2017/05/08 0.044   2017/07/31 310,374,000 36,418,186 -   - -   -
13124 Macquarie Bank Ltd. - AIA European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 N/A 0.229   2017/03/31 0.010   2017/06/22 353,606,000 30,607,048 -   - -   -
20104 Macquarie Bank Ltd. - AIA European Warrants Aug 2017 A HKD -   -   1.040   0 0 1,871,542 1.040   2017/06/22 0.275   2017/02/08 68,192,000 22,949,510 -   - -   -
23732 Macquarie Bank Ltd. - AIA European Warrants Dec 2017 B HKD 0.265   0.169   0.250   525,422,000 108,713,516 N/A 0.265   2017/07/27 0.169   2017/07/21 525,422,000 108,713,516 -   - -   -
13715 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A HKD 0.170   0.061   0.164   1,032,060,000 124,566,012 28,269,278 0.170   2017/07/31 0.035   2017/04/19 1,555,218,000 171,512,032 0.255   2016/10/13 0.035   2016/12/29
17010 Macquarie Bank Ltd. - AIA European Warrants Jan 2018 B HKD 0.450   0.199   0.440   364,808,000 92,099,970 N/A 0.450   2017/07/28 0.199   2017/07/07 373,508,000 94,802,540 -   - -   -
15061 Macquarie Bank Ltd. - AIA European Warrants Jul 2017 A HKD -   -   0.600   0 0 8,673,458 0.600   2017/06/22 0.071   2017/04/20 801,380,000 93,146,072 0.141   2016/12/14 0.070   2016/12/29
15702 Macquarie Bank Ltd. - AIA European Warrants Mar 2018 A HKD 0.430   0.200   0.430   101,012,000 31,863,888 N/A 0.430   2017/07/31 0.200   2017/07/04 291,438,000 83,017,262 -   - -   -
13125 Macquarie Bank Ltd. - AIA European Warrants Nov 2017 A HKD 0.385   0.135   0.385   89,520,000 18,184,040 N/A 0.385   2017/07/31 0.074   2017/04/19 2,186,998,000 360,140,820 -   - -   -
27505 Macquarie Bank Ltd. - AIA European Warrants Oct 2017 A HKD 0.690   0.330   0.720   10,090,000 5,364,630 N/A 0.690   2017/07/27 0.113   2017/04/18 2,786,478,000 529,882,896 -   - -   -
18610 Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A HKD 0.115   0.076   0.076   4,660,000 511,280 1,710,033 0.162   2017/06/08 0.051   2017/01/09 134,140,000 10,680,680 0.222   2016/04/14 0.050   2016/12/30
20760 Macquarie Bank Ltd. - Air China European Warrants Jul 2017 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.148   2016/01/04 0.038   2016/09/27
15737 Macquarie Bank Ltd. - Air China European Warrants Jun 2018 A HKD 1.060   0.590   0.660   17,808,000 14,426,300 N/A 1.500   2017/06/01 0.590   2017/07/27 53,614,000 58,605,600 -   - -   -
23231 Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A HKD -   -   0.020   0 0 0 -   - -   - 0 0 0.095   2016/01/06 0.023   2016/12/09
22142 Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A HKD -   -   0.035   0 0 0 -   - -   - 0 0 -   - -   -
29071 Macquarie Bank Ltd. - Angang Steel European Wts Jan 2019 A HKD 0.195   0.167   0.189   30,300,000 5,675,000 N/A 0.231   2017/03/06 0.122   2017/05/05 150,040,000 25,722,040 -   - -   -
13742 Macquarie Bank Ltd. - Anhui Conch European Wts Jul 2017 A HKD -   -   0.020   0 0 6,924,775 0.234   2017/02/23 0.023   2017/05/15 429,875,000 60,819,080 0.176   2016/10/25 0.079   2016/12/29
14432 Macquarie Bank Ltd. - Anhui Conch European Wts Mar 2018 A HKD 0.207   0.160   0.198   58,130,000 11,034,970 N/A 0.285   2017/04/25 0.145   2017/06/23 160,960,000 29,613,490 -   - -   -
29296 Macquarie Bank Ltd. - Anta Sports European Wts Jan 2018 A HKD 0.380   0.260   0.285   37,290,000 11,589,650 N/A 0.380   2017/07/06 0.174   2017/05/24 137,990,000 33,785,040 -   - -   -
21796 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A HKD 0.345   0.205   0.215   8,010,000 2,006,050 1,177,525 0.400   2017/05/02 0.205   2017/07/04 22,190,000 7,090,000 0.265   2016/10/28 0.153   2016/01/21
15740 Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2019 A HKD 0.435   0.275   0.275   34,650,000 12,031,100 N/A 0.435   2017/07/20 0.275   2017/07/31 59,870,000 21,367,550 -   - -   -
29604 Macquarie Bank Ltd. - ASM Pacific European Wts Oct 2018 A HKD 0.420   0.240   0.246   21,890,000 6,858,780 N/A 0.470   2017/05/12 0.240   2017/07/31 45,850,000 16,163,230 -   - -   -
11134 Macquarie Bank Ltd. - Avichina European Warrants May 2018 A HKD 0.065   0.051   0.055   21,630,000 1,291,770 1,929,408 0.203   2017/01/17 0.051   2017/07/07 95,290,000 11,963,700 0.260   2016/07/20 0.205   2016/10/18
20958 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Jun18A HKD 0.445   0.390   0.390   2,800,000 1,190,700 N/A 0.445   2017/07/21 0.390   2017/07/27 2,800,000 1,190,700 -   - -   -
14214 Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A HKD 0.126   0.060   0.059   2,360,000 241,360 1,306,700 0.480   2017/03/21 0.060   2017/07/31 26,860,000 7,852,500 -   - -   -
13337 Macquarie Bank Ltd. - Bank of EA European Wts Feb 2018 A HKD 0.204   0.160   0.165   5,322,000 936,652 N/A 0.243   2017/04/05 0.160   2017/07/04 85,916,000 17,034,458 -   - -   -
29040 Macquarie Bank Ltd. - BankComm European Warrants Mar 2018 A HKD 0.167   0.129   0.140   4,631,000 699,606 N/A 0.370   2017/03/02 0.123   2017/06/21 73,829,000 15,523,222 -   - -   -
12946 Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A HKD -   -   0.010   0 0 1,575,047 0.224   2017/02/16 0.010   2017/06/22 68,412,000 9,592,469 0.470   2016/09/22 0.129   2016/12/28
15074 Macquarie Bank Ltd. - BBMG European Warrants Apr 2018 A HKD 0.550   0.430   0.430   14,432,000 6,823,875 N/A 0.630   2017/06/07 0.430   2017/07/28 41,075,000 20,920,910 -   - -   -
12680 Macquarie Bank Ltd. - BBMG European Warrants Dec 2017 A HKD 0.305   0.189   0.230   7,749,000 1,712,864 N/A 1.250   2017/04/05 0.189   2017/07/27 29,705,000 19,463,213 -   - -   -
11937 Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A HKD 0.455   0.310   0.360   361,000 141,390 3,537,768 1.650   2017/04/05 0.310   2017/07/18 34,332,000 24,092,750 0.840   2016/08/16 0.370   2016/12/29
18585 Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A HKD 0.450   0.370   0.450   80,000 34,400 408,273 0.450   2017/07/26 0.184   2017/01/23 8,780,000 2,859,120 0.375   2016/04/13 0.228   2016/02/12
13744 Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A HKD 0.375   0.370   0.370   200,000 74,500 72,393 0.375   2017/07/12 0.184   2017/01/20 1,880,000 528,200 0.207   2016/12/29 0.205   2016/12/29
14200 Macquarie Bank Ltd. - Beijing Air European Wts Aug 2018 A HKD 0.255   0.243   0.310   8,840,000 2,200,720 N/A 0.295   2017/04/21 0.243   2017/07/05 13,200,000 3,314,420 -   - -   -
11930 Macquarie Bank Ltd. - Belle Int'l European Wts Jul 2019 A HKD 0.127   0.100   0.100   110,000 11,270 2,910,242 0.185   2017/05/02 0.100   2017/07/17 138,540,000 18,807,100 0.247   2016/08/08 0.104   2016/12/29
21890 Macquarie Bank Ltd. - Belle Int'l European Wts Oct 2017 A HKD -   -   0.027   0 0 200,635 0.038   2017/02/21 0.029   2017/03/02 32,210,000 1,203,810 0.126   2016/01/06 0.039   2016/06/16
26026 Macquarie Bank Ltd. - BOCHK European Warrants Apr 2018 A HKD 0.290   0.255   0.275   21,740,000 5,664,850 N/A 0.290   2017/07/31 0.255   2017/07/31 21,740,000 5,664,850 -   - -   -
17901 Macquarie Bank Ltd. - BOCHK European Warrants Apr 2019 A HKD 0.280   0.237   0.290   14,120,000 3,696,605 N/A 0.280   2017/07/12 0.237   2017/07/13 14,120,000 3,696,605 -   - -   -
12454 Macquarie Bank Ltd. - BOCHK European Warrants May 2018 A HKD 0.540   0.410   0.520   7,040,000 3,109,500 N/A 0.540   2017/07/03 0.239   2017/03/30 131,290,000 41,601,280 -   - -   -
14001 Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A HKD 2.300   1.180   1.790   7,724,500 14,280,475 8,260,399 2.310   2017/06/29 0.500   2017/01/09 47,619,500 51,036,755 0.990   2016/12/08 0.450   2016/12/28
16434 Macquarie Bank Ltd. - BOCHK European Warrants Oct 2018 A HKD 0.365   0.255   0.310   19,025,000 6,213,325 N/A 0.375   2017/06/29 0.202   2017/06/23 90,715,000 25,546,440 -   - -   -
15180 Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A HKD 0.060   0.010   0.010   1,142,000 42,004 10,152,771 0.255   2017/02/16 0.010   2017/07/21 675,317,000 75,419,430 0.140   2016/12/16 0.088   2016/12/28
28799 Macquarie Bank Ltd. - BOCL European Warrants Dec 2017 A HKD 0.064   0.032   0.049   6,284,000 305,599 N/A 0.204   2017/02/24 0.032   2017/07/11 784,318,000 93,342,748 -   - -   -
16282 Macquarie Bank Ltd. - BOCL European Warrants Feb 2018 A HKD 0.170   0.101   0.162   168,371,000 25,638,608 N/A 0.218   2017/06/02 0.101   2017/07/11 177,969,000 26,939,082 -   - -   -
19135 Macquarie Bank Ltd. - BOCL European Warrants Jan 2018 A HKD 0.280   0.218   0.250   44,332,000 10,754,180 N/A 0.280   2017/07/17 0.218   2017/07/28 44,332,000 10,754,180 -   - -   -
11279 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A HKD 0.970   0.600   1.080   1,400,000 983,400 1,985,933 0.970   2017/07/25 0.325   2017/02/03 24,400,000 12,573,200 0.365   2016/11/30 0.233   2016/10/04
19440 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2018 A HKD 0.750   0.355   0.750   3,960,000 2,413,000 3,645,390 0.750   2017/07/31 0.234   2017/02/03 56,340,000 21,948,740 -   - -   -
11848 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Jun 2018 A HKD 0.540   0.250   0.540   14,160,000 4,598,500 N/A 0.540   2017/07/31 0.193   2017/04/19 85,520,000 22,806,420 -   - -   -
26741 Macquarie Bank Ltd. - Brilliance Chi Euro Wts Nov 2018 A HKD 0.430   0.385   0.435   3,000,000 1,242,600 N/A 0.430   2017/07/31 0.385   2017/07/31 3,000,000 1,242,600 -   - -   -
13819 Macquarie Bank Ltd. - BYD European Put Warrants Dec 2017 A HKD 0.315   0.172   0.232   144,520,000 33,571,050 N/A 0.550   2017/05/24 0.172   2017/07/21 213,770,000 59,390,575 -   - -   -
21546 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A HKD 0.090   0.073   0.078   2,600,000 214,600 109,975 0.090   2017/07/21 0.050   2017/05/17 11,450,000 677,450 0.190   2016/09/07 0.087   2016/12/22
16869 Macquarie Bank Ltd. - BYD European Warrants Apr 2018 B HKD 0.650   0.460   0.460   29,830,000 15,482,925 N/A 0.650   2017/07/21 0.460   2017/07/28 35,530,000 18,698,625 -   - -   -
20552 Macquarie Bank Ltd. - BYD European Warrants Aug 2017 A HKD 0.026   0.010   0.010   90,000 1,220 10,336,083 0.460   2017/02/09 0.010   2017/07/07 517,020,000 65,019,000 -   - -   -
25545 Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A HKD 0.250   0.218   0.221   8,800,000 2,040,100 2,770,317 0.260   2017/06/14 0.202   2017/05/08 73,250,000 16,633,200 0.330   2016/07/21 0.212   2016/02/15
15654 Macquarie Bank Ltd. - BYD European Warrants Jan 2018 A HKD 0.420   0.231   0.238   32,635,000 9,802,300 N/A 0.580   2017/06/14 0.231   2017/07/28 98,890,000 34,482,275 -   - -   -
26708 Macquarie Bank Ltd. - BYD European Warrants Mar 2018 A HKD 0.610   0.600   0.610   1,900,000 1,157,300 N/A 0.610   2017/07/31 0.600   2017/07/31 1,900,000 1,157,300 -   - -   -
29082 Macquarie Bank Ltd. - BYD European Warrants Oct 2017 A HKD 0.405   0.168   0.185   56,360,000 16,087,875 N/A 0.590   2017/06/14 0.168   2017/07/28 157,700,000 57,344,925 -   - -   -
12904 Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A HKD 0.096   0.059   0.059   37,420,000 2,710,920 2,782,388 0.154   2017/02/09 0.059   2017/07/31 195,270,000 16,896,470 0.290   2016/09/09 0.142   2016/12/20
25388 Macquarie Bank Ltd. - Cathay Pacific European Wts Jan 2019 A HKD 0.290   0.213   0.229   22,160,000 5,511,500 7,507,387 0.290   2017/07/11 0.161   2017/05/16 201,480,000 45,044,320 -   - -   -
13411 Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A HKD 0.128   0.083   0.092   13,950,000 1,427,800 682,828 0.128   2017/07/10 0.041   2017/05/16 144,290,000 11,194,050 0.194   2016/10/12 0.066   2016/12/28
26800 Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A HKD -   -   0.010   0 0 31,060 0.040   2017/03/07 0.018   2017/06/08 8,760,000 254,620 0.244   2016/03/31 0.026   2016/12/30
13014 Macquarie Bank Ltd. - CC Bank European Put Wts Nov 2017 A HKD 0.335   0.089   0.089   227,143,000 36,657,895 N/A 0.540   2017/04/20 0.089   2017/07/31 295,460,000 59,955,005 -   - -   -
15967 Macquarie Bank Ltd. - CC Bank European Warrants Dec 2017 A HKD 0.270   0.098   0.222   956,870,000 195,666,707 N/A 0.270   2017/07/27 0.098   2017/07/10 1,831,888,000 355,598,119 -   - -   -
17007 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2018 A HKD 0.234   0.109   0.205   109,073,000 19,627,510 N/A 0.234   2017/07/27 0.109   2017/07/06 113,145,000 20,225,710 -   - -   -
18177 Macquarie Bank Ltd. - CC Bank European Warrants Feb 2018 B HKD 0.630   0.550   0.590   3,282,000 1,952,110 N/A 0.630   2017/07/17 0.550   2017/07/12 3,282,000 1,952,110 -   - -   -
23163 Macquarie Bank Ltd. - CC Bank European Warrants Mar 2018 A HKD 0.395   0.315   0.380   8,412,000 2,974,785 N/A 0.395   2017/07/27 0.315   2017/07/21 8,412,000 2,974,785 -   - -   -
13013 Macquarie Bank Ltd. - CC Bank European Warrants Oct 2017 A HKD 0.300   0.072   0.242   344,850,000 36,895,562 N/A 0.380   2017/03/30 0.072   2017/07/10 1,508,427,000 245,961,606 -   - -   -
28690 Macquarie Bank Ltd. - CC Bank European Warrants Sep 2017 A HKD 0.095   0.020   0.051   78,778,000 5,391,905 N/A 0.243   2017/02/23 0.020   2017/07/25 2,426,558,000 327,913,022 -   - -   -
12812 Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A HKD -   -   0.020   0 0 721,510 0.275   2017/01/23 0.041   2017/05/19 28,660,000 4,609,111 0.490   2016/09/06 0.275   2016/11/21
22245 Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A HKD -   -   0.024   0 0 3,833 0.025   2017/02/17 0.020   2017/02/16 1,000,000 23,000 0.073   2016/01/05 0.013   2016/11/18
16861 Macquarie Bank Ltd. - CGN Power European Warrants Jul 2018 A HKD 0.247   0.146   0.146   1,842,000 389,286 N/A 0.247   2017/07/21 0.146   2017/07/31 1,842,000 389,286 -   - -   -
15516 Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A HKD 0.022   0.020   0.020   2,400,000 48,500 1,828,301 0.315   2017/02/15 0.020   2017/07/10 67,285,000 10,969,803 -   - -   -
11766 Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A HKD 0.098   0.096   0.091   30,000 2,910 1,936,313 0.177   2017/02/17 0.090   2017/05/08 98,245,000 12,722,600 0.241   2016/08/11 0.116   2016/12/29
24025 Macquarie Bank Ltd. - CGS European Warrants Jul 2017 A HKD -   -   0.011   0 0 18,498 0.036   2017/02/17 0.021   2017/02/08 3,550,000 110,990 0.255   2016/01/06 0.021   2016/12/05
18496 Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A HKD 0.133   0.108   0.110   670,000 85,360 2,360,245 0.204   2017/04/06 0.082   2017/06/12 98,180,000 14,947,520 0.310   2016/04/19 0.099   2016/12/23
21798 Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A HKD -   -   0.020   0 0 620 0.028   2017/02/28 0.026   2017/02/27 140,000 3,720 0.071   2016/08/17 0.018   2016/02/11
14929 Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A HKD 0.182   0.165   0.179   10,780,000 1,890,150 957,548 0.246   2017/03/15 0.165   2017/07/07 29,980,000 5,773,550 -   - -   -
16413 Macquarie Bank Ltd. - Ch Molybdenum European Wts Aug 2018 A HKD 1.230   0.580   1.230   15,489,000 14,965,560 N/A 1.230   2017/07/31 0.310   2017/06/06 51,021,000 30,671,280 -   - -   -
24383 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2018 A HKD 1.450   0.495   1.450   8,649,000 8,219,445 6,997,466 1.450   2017/07/31 0.198   2017/06/05 75,249,000 42,142,971 -   - -   -
29079 Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2019 A HKD 1.240   0.520   1.240   10,362,000 8,728,320 N/A 1.240   2017/07/31 0.290   2017/06/05 56,871,000 30,106,620 -   - -   -
25944 Macquarie Bank Ltd. - Ch Molybdenum European Wts May 2018 A HKD 0.690   0.460   0.660   17,739,000 9,441,570 N/A 0.690   2017/07/31 0.460   2017/07/28 17,739,000 9,441,570 -   - -   -
26176 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A HKD 0.219   0.218   0.218   4,000,000 874,000 765,973 0.340   2017/03/10 0.203   2017/06/27 20,660,000 4,595,840 0.390   2016/10/28 0.243   2016/06/28
13639 Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B HKD 0.153   0.120   0.135   41,100,000 5,623,360 2,957,247 0.320   2017/01/26 0.120   2017/07/25 112,940,000 17,756,280 0.315   2016/10/11 0.234   2016/11/09
20652 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A HKD 0.067   0.047   0.047   4,360,000 235,340 274,900 0.090   2017/06/26 0.033   2017/01/18 26,020,000 1,656,000 0.192   2016/01/04 0.026   2016/12/20
11596 Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A HKD 0.214   0.172   0.172   56,340,000 10,979,260 6,962,587 0.238   2017/06/26 0.115   2017/02/08 261,820,000 44,207,080 0.249   2016/08/15 0.116   2016/12/30
17171 Macquarie Bank Ltd. - Ch Southern Air Euro Wts May 2018 A HKD 1.030   0.690   0.710   8,240,000 6,855,560 N/A 1.030   2017/07/19 0.690   2017/07/31 8,240,000 6,855,560 -   - -   -
13990 Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A HKD 0.157   0.150   0.120   520,000 79,200 826,810 0.270   2017/04/19 0.143   2017/06/26 27,440,000 5,075,220 0.208   2016/12/29 0.193   2016/12/29
12882 Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A HKD 0.310   0.270   0.260   120,000 35,400 209,717 0.440   2017/03/23 0.270   2017/07/27 3,120,000 1,258,300 0.375   2016/11/29 0.191   2016/09/12
25865 Macquarie Bank Ltd. - CHALCO European Warrants Jan 2018 A HKD 0.640   0.270   0.640   32,660,000 12,197,810 N/A 0.770   2017/03/02 0.203   2017/05/23 117,936,000 47,185,548 -   - -   -
25252 Macquarie Bank Ltd. - CHALCO European Warrants Mar 2018 A HKD 0.700   0.550   0.650   8,104,000 5,087,360 N/A 0.700   2017/07/31 0.550   2017/07/28 8,104,000 5,087,360 -   - -   -
13923 Macquarie Bank Ltd. - Chi Res Land European Put Wts Jul17A HKD -   -   0.010   0 0 1,784,487 0.275   2017/01/05 0.010   2017/05/25 176,780,000 16,801,600 0.300   2016/12/30 0.223   2016/11/10
15234 Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A HKD 0.355   0.229   0.325   51,760,000 15,390,400 11,496,587 0.355   2017/07/27 0.130   2017/05/09 320,720,000 71,344,660 0.218   2016/12/16 0.193   2016/12/29
25592 Macquarie Bank Ltd. - Chi Res Land European Wts Jul 2018 A HKD 0.450   0.330   0.450   540,000 238,200 N/A 0.450   2017/07/27 0.219   2017/05/09 108,240,000 33,662,940 -   - -   -
13148 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A HKD 0.049   0.010   0.021   12,900,000 265,220 2,583,113 0.099   2017/02/09 0.010   2017/07/04 308,600,000 16,984,380 0.237   2016/09/29 0.035   2016/12/30
16816 Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2018 A HKD 0.320   0.196   0.310   47,800,000 13,124,980 N/A 0.320   2017/07/28 0.191   2017/06/21 74,360,000 18,899,740 -   - -   -
11957 Macquarie Bank Ltd. - Chi Res Power European Wts Jul 2018 A HKD 0.285   0.226   0.235   13,760,000 3,371,300 N/A 0.310   2017/05/29 0.210   2017/05/08 71,720,000 17,812,320 -   - -   -
24387 Macquarie Bank Ltd. - China Agri European Wts Apr 2018 A HKD 0.600   0.470   0.465   925,000 476,120 404,807 1.040   2017/02/15 0.470   2017/07/17 2,937,000 2,428,840 -   - -   -
11396 Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A HKD 0.014   0.014   0.012   600,000 8,400 1,805,844 0.198   2017/02/23 0.013   2017/05/18 94,296,000 11,829,384 0.320   2016/09/09 0.095   2016/12/28
15776 Macquarie Bank Ltd. - China Cinda European Wts Mar 2018 A HKD 0.465   0.295   0.395   19,261,000 7,179,365 N/A 0.465   2017/07/21 0.260   2017/06/16 30,407,000 10,293,965 -   - -   -
21490 Macquarie Bank Ltd. - China Coal European Wts Dec 2017 A HKD 0.265   0.098   0.111   39,227,000 5,977,643 2,372,538 0.540   2017/02/16 0.092   2017/06/13 70,397,000 15,641,556 -   - -   -
14901 Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A HKD 0.910   0.495   0.495   12,208,000 8,416,350 7,954,568 1.250   2017/03/23 0.495   2017/07/31 61,790,000 49,667,110 0.720   2016/12/22 0.610   2016/12/28
12139 Macquarie Bank Ltd. - China East Air European Wts Feb 2018 A HKD 0.390   0.205   0.213   19,020,000 5,381,368 N/A 0.860   2017/03/23 0.205   2017/07/31 48,708,000 17,618,108 -   - -   -
22141 Macquarie Bank Ltd. - China East Air European Wts May18A HKD 0.048   0.027   0.027   2,300,000 81,540 90,537 0.070   2017/03/23 0.024   2017/05/23 20,820,000 843,920 0.157   2016/04/14 0.018   2016/12/13
13081 Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A HKD 0.126   0.107   0.111   4,270,000 482,920 164,623 0.237   2017/03/15 0.107   2017/07/17 7,210,000 1,078,570 0.216   2016/10/27 0.142   2016/12/29
11586 Macquarie Bank Ltd. - China EB Ltd Euro Warrants Jul 2017 A HKD -   -   0.020   0 0 1,542,250 0.101   2017/03/21 0.022   2017/05/31 166,860,000 9,520,260 0.265   2016/09/09 0.082   2016/12/28
13611 Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A HKD 0.500   0.182   0.380   13,680,000 3,403,680 2,952,640 0.500   2017/07/14 0.035   2017/05/15 146,020,000 17,988,880 0.228   2016/10/11 0.098   2016/12/22
23117 Macquarie Bank Ltd. - China Gas Hold Euro Wts Feb 2019 A HKD 0.365   0.320   0.340   1,520,000 529,800 N/A 0.365   2017/07/19 0.320   2017/07/27 1,520,000 529,800 -   - -   -
17121 Macquarie Bank Ltd. - China Gas Hold Euro Wts Nov 2018 A HKD 0.570   0.400   0.425   7,400,000 3,537,200 N/A 0.570   2017/07/14 0.325   2017/06/30 7,880,000 3,694,000 -   - -   -
21816 Macquarie Bank Ltd. - China Life European Wts Aug 2017 A HKD 0.990   0.025   0.025   45,507,000 12,755,879 7,006,252 1.650   2017/05/31 0.025   2017/07/27 79,921,000 42,037,513 -   - -   -
16122 Macquarie Bank Ltd. - China Life European Wts Dec 2017 A HKD 1.420   0.700   0.790   23,693,000 23,770,170 N/A 1.620   2017/05/31 0.700   2017/07/07 44,060,000 44,728,690 -   - -   -
14642 Macquarie Bank Ltd. - China Life European Wts Feb 2018 A HKD 0.300   0.182   0.205   78,310,000 17,014,470 9,520,467 0.375   2017/02/14 0.161   2017/05/05 262,030,000 58,801,500 0.305   2016/11/30 0.159   2016/12/29
15162 Macquarie Bank Ltd. - China Life European Wts Feb 2018 B HKD 0.275   0.159   0.181   181,500,000 37,852,820 13,107,768 0.365   2017/02/21 0.159   2017/07/04 358,320,000 78,685,490 0.174   2016/12/16 0.148   2016/12/23
17894 Macquarie Bank Ltd. - China Life European Wts Feb 2018 C HKD 2.980   2.980   2.450   20,000 59,600 N/A 2.980   2017/07/20 2.980   2017/07/20 20,000 59,600 -   - -   -
16567 Macquarie Bank Ltd. - China Life European Wts Jan 2018 B HKD 0.860   0.400   0.530   79,710,000 50,843,010 N/A 0.860   2017/07/17 0.400   2017/07/04 98,163,000 61,580,690 -   - -   -
15459 Macquarie Bank Ltd. - China Life European Wts Jul 2017 A HKD -   -   0.495   0 0 15,292 0.520   2017/02/21 0.221   2017/01/03 3,550,000 946,520 0.215   2016/12/30 0.195   2016/12/23
14176 Macquarie Bank Ltd. - China Life European Wts Jul 2018 A HKD 0.500   0.400   0.400   6,080,000 2,816,400 4,371,983 0.540   2017/03/21 0.270   2017/01/03 68,950,000 28,748,950 0.405   2016/12/08 0.223   2016/11/11
12000 Macquarie Bank Ltd. - China Life European Wts Mar 2018 A HKD 0.690   0.560   0.570   1,260,000 728,000 344,208 0.690   2017/07/17 0.370   2017/01/03 3,900,000 2,081,200 0.480   2016/09/22 0.265   2016/11/09
13996 Macquarie Bank Ltd. - China Life European Wts Mar 2018 B HKD 0.415   0.330   0.335   410,000 150,300 3,217,543 0.470   2017/02/21 0.218   2017/01/04 58,080,000 20,603,670 0.340   2016/12/01 0.152   2016/11/09
24251 Macquarie Bank Ltd. - China Life European Wts Mar 2018 C HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
28139 Macquarie Bank Ltd. - China Life European Wts May 2018 A HKD 0.237   0.157   0.173   101,000,000 19,655,000 N/A 0.315   2017/03/21 0.155   2017/06/30 289,620,000 59,456,660 -   - -   -
13884 Macquarie Bank Ltd. - China Life European Wts Nov 2017 A HKD 2.310   1.620   2.020   90,000 161,700 N/A 2.970   2017/06/08 1.620   2017/07/05 3,594,000 7,630,850 -   - -   -
11907 Macquarie Bank Ltd. - China Life European Wts Oct 2017 A HKD 0.285   0.055   0.078   40,792,000 5,457,669 N/A 0.710   2017/03/22 0.055   2017/07/05 406,204,000 93,106,594 -   - -   -
26161 Macquarie Bank Ltd. - China Life European Wts Sep 2017 A HKD 0.425   0.073   0.107   229,457,000 46,296,122 N/A 1.310   2017/03/21 0.073   2017/07/31 304,155,000 80,519,827 -   - -   -
19435 Macquarie Bank Ltd. - China Life European Wts Sep 2018 A HKD 0.365   0.265   0.270   32,190,000 10,271,500 N/A 0.365   2017/07/17 0.265   2017/07/28 32,190,000 10,271,500 -   - -   -
13806 Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A HKD 0.090   0.042   0.046   82,620,000 5,480,780 6,778,628 0.218   2017/02/13 0.042   2017/07/12 344,640,000 40,946,430 0.290   2016/12/09 0.199   2016/12/28
12701 Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A HKD 0.229   0.130   0.161   36,930,000 5,773,720 3,959,848 0.330   2017/03/31 0.130   2017/07/12 120,370,000 24,304,230 -   - -   -
25939 Macquarie Bank Ltd. - China Mobile Euro Put Wts Apr 2018 A HKD 0.380   0.345   0.355   3,560,000 1,276,875 N/A 0.380   2017/07/27 0.345   2017/07/28 3,560,000 1,276,875 -   - -   -
11904 Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2018 A HKD 0.108   0.034   0.036   133,770,000 7,311,300 N/A 0.231   2017/03/24 0.034   2017/07/21 1,161,105,000 179,518,820 -   - -   -
26150 Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A HKD 0.127   0.101   0.107   33,400,000 3,595,050 2,791,517 0.143   2017/01/16 0.096   2017/03/23 159,900,000 18,795,200 0.250   2016/01/11 0.101   2016/09/22
20113 Macquarie Bank Ltd. - China Mobile European Wts Aug 2017 A HKD -   -   0.010   0 0 65,990,129 0.360   2017/01/27 0.010   2017/06/21 3,015,000,000 425,390,700 -   - -   -
19516 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A HKD -   -   0.019   0 0 9,015,342 0.049   2017/03/20 0.018   2017/05/16 1,409,650,000 56,413,150 0.125   2016/09/09 0.027   2016/12/28
19768 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B HKD -   -   0.018   0 0 108,808 0.043   2017/03/20 0.018   2017/05/23 32,400,000 982,000 0.085   2016/07/21 0.027   2016/12/28
15174 Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 C HKD 0.242   0.117   0.213   238,620,000 37,792,850 N/A 0.430   2017/05/10 0.117   2017/07/06 547,075,000 124,980,245 -   - -   -
18039 Macquarie Bank Ltd. - China Mobile European Wts Feb 2018 A HKD 0.360   0.223   0.315   36,720,000 11,394,065 N/A 0.360   2017/07/24 0.223   2017/07/12 36,720,000 11,394,065 -   - -   -
21296 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 A HKD -   -   0.010   0 0 83 0.010   2017/02/20 0.010   2017/02/20 50,000 500 0.053   2016/04/22 0.017   2016/06/24
15060 Macquarie Bank Ltd. - China Mobile European Wts Jul 2017 B HKD -   -   0.010   0 0 28,340,261 0.495   2017/02/07 0.010   2017/06/09 1,562,785,000 242,029,140 0.410   2016/12/14 0.280   2016/12/28
24903 Macquarie Bank Ltd. - China Mobile European Wts Jul 2018 B HKD 0.340   0.310   0.315   20,700,000 6,673,250 N/A 0.340   2017/07/25 0.310   2017/07/31 20,700,000 6,673,250 -   - -   -
18035 Macquarie Bank Ltd. - China Mobile European Wts Mar 2018 A HKD 1.920   1.570   1.710   187,500 322,440 N/A 1.920   2017/07/21 1.570   2017/07/18 187,500 322,440 -   - -   -
24909 Macquarie Bank Ltd. - China Mobile European Wts Mar 2018 B HKD 0.660   0.610   0.620   6,180,000 3,896,200 N/A 0.660   2017/07/25 0.610   2017/07/31 6,180,000 3,896,200 -   - -   -
13612 Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A HKD 0.035   0.027   0.032   200,000 6,350 3,334,194 0.135   2017/02/02 0.027   2017/07/05 227,340,000 24,105,615 0.255   2016/10/11 0.059   2016/11/14
12641 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 A HKD 0.020   0.020   0.020   1,000,000 20,000 N/A 0.210   2017/03/28 0.020   2017/07/05 1,254,535,000 168,535,860 -   - -   -
15382 Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 B HKD 0.082   0.033   0.050   351,205,000 18,970,845 N/A 0.191   2017/05/22 0.033   2017/07/06 2,566,060,000 344,002,655 -   - -   -
29049 Macquarie Bank Ltd. - China Overseas European Put Wts Jan18A HKD 0.146   0.052   0.058   57,000,000 5,062,360 N/A 0.335   2017/05/08 0.052   2017/07/27 166,160,000 27,739,740 -   - -   -
16281 Macquarie Bank Ltd. - China Overseas European Wts Apr 2018 A HKD 0.265   0.218   0.430   17,240,000 4,152,260 N/A 0.320   2017/06/06 0.218   2017/07/05 44,980,000 11,279,960 -   - -   -
11922 Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A HKD -   -   0.021   0 0 12,790 0.035   2017/02/09 0.021   2017/03/17 3,560,000 87,940 0.305   2016/08/10 0.015   2016/12/21
15178 Macquarie Bank Ltd. - China Overseas European Wts Jul 2017 A HKD -   -   0.010   0 0 5,613,246 0.870   2017/02/22 0.010   2017/06/12 142,550,000 37,065,464 0.570   2016/12/15 0.310   2016/12/29
19525 Macquarie Bank Ltd. - China Overseas European Wts Jun 2018 A HKD 3.090   2.370   2.820   2,508,000 6,569,940 N/A 3.090   2017/07/27 2.370   2017/07/14 2,508,000 6,569,940 -   - -   -
14480 Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A HKD 0.320   0.154   0.300   43,960,000 10,060,580 10,729,003 0.345   2017/03/16 0.134   2017/06/29 318,560,000 67,852,840 0.310   2016/12/09 0.185   2016/12/29
12856 Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A HKD 0.043   0.035   0.037   205,100,000 7,742,780 3,416,263 0.089   2017/02/08 0.020   2017/05/10 437,200,000 21,306,120 0.305   2016/09/23 0.030   2016/12/29
19033 Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A HKD 0.035   0.020   0.020   109,470,000 3,244,010 1,860,173 0.106   2017/03/21 0.020   2017/07/31 286,880,000 12,687,450 0.187   2016/04/15 0.055   2016/09/21
29842 Macquarie Bank Ltd. - China Res Gas European Wts Feb 2018 A HKD 0.660   0.380   0.510   44,360,000 22,028,900 N/A 0.660   2017/07/14 0.250   2017/05/15 76,260,000 34,262,600 -   - -   -
13979 Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A HKD 0.435   0.244   0.355   35,220,000 11,488,880 13,225,477 0.435   2017/07/26 0.112   2017/03/13 364,365,000 79,352,860 0.275   2016/11/01 0.158   2016/11/21
25954 Macquarie Bank Ltd. - China Shenhua European Wts Jan 2019 A HKD 0.290   0.249   0.280   21,540,000 6,030,215 N/A 0.290   2017/07/31 0.249   2017/07/28 21,540,000 6,030,215 -   - -   -
15980 Macquarie Bank Ltd. - China Shenhua European Wts Jul 2018 A HKD 0.425   0.305   0.375   61,050,000 22,662,750 N/A 0.425   2017/07/20 0.270   2017/06/13 131,930,000 43,654,450 -   - -   -
11763 Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A HKD 0.670   0.460   0.670   30,000 16,950 1,432,490 0.670   2017/07/31 0.171   2017/03/10 37,830,000 9,142,145 0.360   2016/11/10 0.162   2016/12/23
25930 Macquarie Bank Ltd. - China Taiping European Wts Apr 2018 A HKD 0.280   0.265   0.265   2,200,000 601,900 N/A 0.280   2017/07/27 0.265   2017/07/31 2,200,000 601,900 -   - -   -
29039 Macquarie Bank Ltd. - China Taiping European Wts Nov 2017 A HKD 0.320   0.115   0.285   44,884,000 9,400,218 N/A 0.320   2017/07/19 0.115   2017/07/05 235,468,000 44,213,174 -   - -   -
26186 Macquarie Bank Ltd. - China Tel European Warrants May 2018 A HKD 0.152   0.145   0.135   1,560,000 231,060 N/A 0.340   2017/02/10 0.145   2017/07/14 104,296,000 22,960,038 -   - -   -
16307 Macquarie Bank Ltd. - China Tel European Warrants May 2018 B HKD 0.190   0.154   0.159   7,116,000 1,238,192 N/A 0.255   2017/06/02 0.154   2017/07/12 17,944,000 3,529,586 -   - -   -
14121 Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A HKD -   -   0.022   0 0 522,270 0.105   2017/01/06 0.023   2017/06/16 72,218,000 3,981,718 0.226   2016/11/10 0.090   2016/12/21
28012 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A HKD 0.200   0.109   0.178   49,840,000 6,660,480 17,989,447 0.235   2017/06/23 0.065   2017/01/16 1,338,400,000 149,833,700 0.160   2016/10/11 0.073   2016/11/17
21913 Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 B HKD 1.220   0.870   0.890   14,924,000 15,931,560 N/A 1.220   2017/07/24 0.870   2017/07/31 14,924,000 15,931,560 -   - -   -
16423 Macquarie Bank Ltd. - China Unicom European Wts Jan 2018 A HKD 0.900   0.400   0.630   30,852,000 17,882,310 N/A 1.170   2017/06/23 0.400   2017/07/10 113,142,000 96,118,970 -   - -   -
14902 Macquarie Bank Ltd. - China Unicom European Wts Jul 2017 A HKD -   -   0.010   0 0 16,861,413 0.390   2017/04/03 0.010   2017/06/28 699,612,000 130,495,792 0.490   2016/12/08 0.200   2016/12/23
13471 Macquarie Bank Ltd. - China Unicom European Wts Mar 2018 A HKD 0.430   0.212   0.295   27,584,000 9,008,352 N/A 0.620   2017/06/23 0.212   2017/07/07 286,450,000 100,131,852 -   - -   -
24010 Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A HKD 0.029   0.010   0.014   3,080,000 60,680 39,333 0.035   2017/06/01 0.010   2017/07/05 11,080,000 256,480 0.111   2016/03/17 0.026   2016/11/16
14903 Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A HKD 0.042   0.042   0.022   120,000 5,040 931,927 0.149   2017/03/17 0.019   2017/06/15 128,184,000 9,079,035 0.110   2016/12/13 0.041   2016/12/29
13853 Macquarie Bank Ltd. - China Vanke European Wts Jan 2018 A HKD 0.213   0.138   0.183   94,146,000 16,924,916 N/A 0.213   2017/07/07 0.102   2017/05/18 414,271,000 65,755,309 -   - -   -
17463 Macquarie Bank Ltd. - China Vanke European Wts Jun 2018 A HKD 0.315   0.249   0.285   2,438,000 692,675 N/A 0.315   2017/07/07 0.249   2017/07/10 2,438,000 692,675 -   - -   -
15835 Macquarie Bank Ltd. - China Vanke European Wts Oct 2017 A HKD 0.340   0.239   0.305   4,911,000 1,387,475 3,259,356 0.450   2017/03/16 0.142   2017/05/24 123,731,000 25,783,202 -   - -   -
25555 Macquarie Bank Ltd. - Chinares Cement European Wt Mar 2018 A HKD 0.650   0.325   0.580   20,970,000 8,402,400 N/A 0.900   2017/03/21 0.290   2017/06/28 100,920,000 47,547,900 -   - -   -
25316 Macquarie Bank Ltd. - Chinares Cement European Wt Oct 2018 A HKD 0.730   0.670   0.730   698,000 488,460 N/A 0.730   2017/07/31 0.670   2017/07/26 698,000 488,460 -   - -   -
13280 Macquarie Bank Ltd. - Chinasoft Int'l European Wt Mar 2018 A HKD 0.510   0.330   0.340   24,254,000 9,804,620 N/A 0.870   2017/04/06 0.330   2017/07/07 68,614,000 32,982,850 -   - -   -
11931 Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A HKD 0.355   0.345   0.345   178,000 61,810 569,825 0.420   2017/06/12 0.214   2017/01/03 11,178,000 3,914,164 0.260   2016/12/06 0.183   2016/10/18
13338 Macquarie Bank Ltd. - Chow Tai Fook European Wts Jul 2019 A HKD 0.280   0.275   0.285   28,000 7,800 N/A 0.345   2017/06/12 0.275   2017/07/11 6,052,000 1,901,300 -   - -   -
16387 Macquarie Bank Ltd. - CITIC Bank European Wts Jan 2018 A HKD 0.280   0.177   0.220   38,510,000 8,973,990 N/A 0.280   2017/07/17 0.174   2017/06/21 43,810,000 10,018,390 -   - -   -
13436 Macquarie Bank Ltd. - CITIC Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 472,739 0.081   2017/02/16 0.026   2017/03/22 56,165,000 3,224,579 0.380   2016/09/27 0.054   2016/12/28
15632 Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A HKD 0.126   0.046   0.077   26,188,000 2,221,684 1,948,435 0.350   2017/02/16 0.046   2017/07/10 101,788,000 12,370,939 -   - -   -
14122 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A HKD 0.136   0.086   0.094   12,176,000 1,361,030 1,819,304 0.490   2017/02/17 0.086   2017/07/11 53,412,000 11,210,531 0.670   2016/12/01 0.345   2016/12/29
14177 Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B HKD 0.130   0.087   0.103   14,232,000 1,595,218 1,587,703 0.510   2017/01/11 0.087   2017/07/11 46,840,000 9,856,814 0.710   2016/11/28 0.420   2016/12/29
26369 Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A HKD 0.153   0.144   0.144   350,000 51,700 16,112 0.197   2017/05/31 0.144   2017/07/17 580,000 96,670 0.320   2016/08/12 0.168   2016/02/17
16893 Macquarie Bank Ltd. - CITIC Sec European Put Warrants Jul18A HKD 0.224   0.184   0.215   79,040,000 15,661,955 N/A 0.224   2017/07/18 0.179   2017/06/29 107,940,000 21,385,725 -   - -   -
16787 Macquarie Bank Ltd. - CITIC Sec European Warrants Apr 2018 A HKD 0.360   0.345   0.330   510,000 182,750 N/A 0.365   2017/06/22 0.340   2017/06/21 825,000 295,900 -   - -   -
13848 Macquarie Bank Ltd. - CITIC Sec European Warrants Aug 2018 A HKD 0.173   0.141   0.125   4,445,000 725,190 N/A 0.246   2017/04/26 0.141   2017/07/19 155,860,000 28,832,230 -   - -   -
16683 Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2018 A HKD 1.040   0.710   0.690   10,272,000 8,257,870 N/A 1.040   2017/07/13 0.710   2017/07/27 19,146,000 16,255,075 -   - -   -
14250 Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A HKD -   -   0.015   0 0 1,784,182 0.134   2017/01/09 0.011   2017/06/06 135,105,000 11,792,715 0.196   2016/12/07 0.103   2016/12/29
16388 Macquarie Bank Ltd. - CKH European Put Warrants Apr 2018 A HKD 0.560   0.285   0.300   49,170,000 20,056,575 N/A 0.580   2017/06/09 0.285   2017/07/31 61,385,000 26,300,525 -   - -   -
15273 Macquarie Bank Ltd. - CKH European Warrants Dec 2017 A HKD 0.730   0.470   0.670   16,645,000 10,039,450 N/A 0.890   2017/05/25 0.470   2017/07/04 43,710,000 30,310,600 -   - -   -
16432 Macquarie Bank Ltd. - CKH European Warrants Feb 2018 A HKD 0.495   0.325   0.450   46,455,000 19,153,050 N/A 0.540   2017/06/07 0.325   2017/07/05 84,515,000 35,566,225 -   - -   -
15274 Macquarie Bank Ltd. - CKH European Warrants Jan 2018 A HKD 0.270   0.167   0.260   102,885,000 21,849,125 N/A 0.385   2017/05/11 0.167   2017/07/05 223,300,000 53,252,830 -   - -   -
23779 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 A HKD -   -   0.010   0 0 783 0.018   2017/01/19 0.010   2017/05/18 450,000 5,600 0.099   2016/01/05 0.010   2016/07/06
15460 Macquarie Bank Ltd. - CKH European Warrants Jul 2017 B HKD -   -   0.010   0 0 9,562,913 0.445   2017/02/28 0.011   2017/06/27 264,485,000 59,611,780 -   - -   -
22827 Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A HKD -   -   0.019   0 0 0 -   - -   - 0 0 0.047   2016/04/07 0.020   2016/10/27
15279 Macquarie Bank Ltd. - CKI Holdings European Warrants Mar18A HKD 0.540   0.270   0.530   26,930,000 10,397,425 N/A 0.540   2017/07/28 0.260   2017/06/13 62,170,000 22,476,275 -   - -   -
22949 Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A HKD 0.050   0.040   0.050   27,700,000 1,239,750 640,250 0.059   2017/06/07 0.035   2017/04/18 77,450,000 3,841,500 0.130   2016/09/09 0.090   2016/05/30
17601 Macquarie Bank Ltd. - CKP European Warrants Jul 2018 A HKD 0.750   0.630   0.740   9,960,000 6,985,200 N/A 0.750   2017/07/27 0.630   2017/07/06 9,960,000 6,985,200 -   - -   -
12340 Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A HKD -   -   0.018   0 0 1,136,983 0.057   2017/03/20 0.017   2017/06/05 180,240,000 7,620,645 0.300   2016/10/03 0.029   2016/12/29
16542 Macquarie Bank Ltd. - CLP European Warrants Aug 2018 A HKD 0.305   0.265   0.285   4,840,000 1,321,450 N/A 0.360   2017/06/20 0.265   2017/07/11 20,190,000 6,422,200 -   - -   -
29665 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 B HKD 0.070   0.017   0.017   23,900,000 1,130,655 N/A 0.249   2017/04/11 0.017   2017/07/31 442,610,000 54,421,825 -   - -   -
16389 Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 C HKD 0.285   0.170   0.180   14,840,000 3,159,560 N/A 0.395   2017/06/16 0.170   2017/07/25 32,475,000 9,086,060 -   - -   -
28024 Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A HKD -   -   0.010   0 0 5,905 0.071   2017/01/03 0.010   2017/03/10 5,600,000 245,810 0.255   2016/06/14 0.049   2016/12/08
12635 Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A HKD 0.485   0.485   0.470   300,000 145,500 7,704,755 0.485   2017/07/25 0.118   2017/05/08 261,255,000 49,197,450 0.320   2016/09/23 0.152   2016/12/23
11130 Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A HKD 0.750   0.520   0.700   1,660,000 1,099,300 568,067 0.750   2017/07/25 0.242   2017/01/03 16,655,000 5,965,245 0.420   2016/09/07 0.225   2016/12/23
16221 Macquarie Bank Ltd. - CM Bank European Warrants Dec 2018 A HKD 0.385   0.241   0.350   62,070,000 19,987,920 N/A 0.385   2017/07/25 0.194   2017/06/16 155,290,000 42,627,795 -   - -   -
26263 Macquarie Bank Ltd. - CM Bank European Warrants Jul 2017 A HKD -   -   0.750   0 0 99,650 0.750   2017/05/25 0.400   2017/04/27 1,200,000 597,900 0.500   2016/09/07 0.110   2016/06/08
13613 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A HKD 0.510   0.220   0.480   1,900,000 695,300 4,873,460 0.510   2017/07/27 0.044   2017/05/08 268,300,000 35,519,600 0.246   2016/10/12 0.108   2016/12/23
28739 Macquarie Bank Ltd. - CM Bank European Warrants Sep 2018 A HKD 0.385   0.213   0.350   81,025,000 23,788,125 N/A 0.385   2017/07/25 0.138   2017/05/09 333,090,000 80,839,220 -   - -   -
26137 Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A HKD 0.250   0.168   0.213   4,570,000 967,210 882,367 0.375   2017/02/13 0.168   2017/07/10 19,610,000 5,294,200 0.490   2016/08/11 0.395   2016/11/09
13484 Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A HKD 0.265   0.208   0.239   6,160,000 1,436,780 403,822 0.315   2017/05/24 0.208   2017/07/10 9,480,000 2,422,930 -   - -   -
16629 Macquarie Bank Ltd. - CNBM European Put Warrants Jan 2018 B HKD 0.650   0.445   0.610   8,984,000 4,564,530 N/A 0.790   2017/06/26 0.445   2017/07/19 11,104,000 6,102,530 -   - -   -
18538 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A HKD -   -   0.015   0 0 56,497 0.056   2017/03/01 0.010   2017/06/08 9,180,000 339,640 0.024   2016/01/18 0.010   2016/10/24
12285 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 B HKD 0.042   0.034   0.021   1,000,000 37,200 N/A 0.305   2017/04/03 0.021   2017/06/27 116,640,000 9,756,670 -   - -   -
15380 Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 C HKD 0.460   0.237   0.280   43,488,000 14,971,802 N/A 0.520   2017/05/15 0.236   2017/06/26 130,896,000 46,087,042 -   - -   -
20962 Macquarie Bank Ltd. - CNBM European Warrants Feb 2018 A HKD 0.650   0.400   0.425   30,968,000 15,538,270 N/A 0.650   2017/07/19 0.400   2017/07/28 30,968,000 15,538,270 -   - -   -
16530 Macquarie Bank Ltd. - CNBM European Warrants Jan 2018 A HKD 0.900   0.590   0.690   6,002,000 4,345,480 N/A 0.900   2017/07/19 0.520   2017/06/26 16,524,000 11,039,480 -   - -   -
13803 Macquarie Bank Ltd. - CNBM European Warrants Jul 2017 A HKD -   -   0.395   0 0 434,772 1.430   2017/02/09 0.350   2017/01/17 9,020,000 5,872,870 0.830   2016/11/14 0.345   2016/12/28
21099 Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A HKD -   -   0.020   0 0 87,927 0.050   2017/02/09 0.026   2017/03/31 13,120,000 527,560 0.070   2016/04/21 0.018   2016/09/20
27648 Macquarie Bank Ltd. - CNBM European Warrants Oct 2017 A HKD 0.027   0.018   0.020   910,000 17,376 N/A 0.610   2017/03/02 0.018   2017/07/05 118,190,000 35,706,690 -   - -   -
15513 Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A HKD 0.128   0.027   0.028   24,868,000 1,770,590 8,812,508 0.990   2017/02/23 0.027   2017/07/31 240,456,000 57,659,748 0.260   2016/12/30 0.240   2016/12/28
23897 Macquarie Bank Ltd. - CNOOC European Put Warrants Aug 2017 A HKD 0.410   0.260   0.265   13,828,000 4,229,940 10,218,728 0.880   2017/03/10 0.260   2017/07/21 123,290,000 61,337,970 -   - -   -
15325 Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A HKD 1.250   0.990   1.060   16,630,000 17,862,550 22,620,288 1.510   2017/03/10 0.990   2017/07/27 145,964,000 169,894,510 1.290   2016/12/23 1.170   2016/12/21
23234 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2017 B HKD 0.238   0.094   0.099   130,210,000 21,192,832 16,672,434 0.550   2017/03/09 0.094   2017/07/27 407,380,000 102,632,398 -   - -   -
16170 Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2018 A HKD 0.550   0.405   0.450   25,262,000 11,810,865 N/A 0.600   2017/06/08 0.405   2017/07/05 28,224,000 13,459,495 -   - -   -
13736 Macquarie Bank Ltd. - CNOOC European Warrants Apr 2018 A HKD 0.147   0.073   0.080   94,338,000 9,140,103 N/A 0.285   2017/05/08 0.073   2017/07/10 229,444,000 34,600,119 -   - -   -
25233 Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A HKD 0.082   0.064   0.068   32,580,000 2,371,350 6,456,777 0.167   2017/02/20 0.064   2017/07/07 344,340,000 38,740,660 0.265   2016/10/25 0.080   2016/01/20
27667 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2017 B HKD 0.049   0.027   0.037   58,236,000 2,182,276 N/A 0.500   2017/02/16 0.027   2017/07/25 277,446,000 36,665,749 -   - -   -
24405 Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A HKD 0.217   0.205   0.209   14,620,000 3,118,870 562,748 0.280   2017/04/11 0.205   2017/07/19 15,640,000 3,376,490 0.410   2016/10/20 0.167   2016/01/21
28683 Macquarie Bank Ltd. - CNOOC European Warrants Feb 2018 A HKD 0.047   0.036   0.042   2,120,000 93,180 N/A 0.500   2017/02/23 0.033   2017/06/28 379,824,000 69,522,747 -   - -   -
15986 Macquarie Bank Ltd. - CNOOC European Warrants Jan 2018 A HKD 0.159   0.058   0.077   220,505,000 20,774,315 N/A 0.315   2017/05/23 0.058   2017/07/25 408,223,000 54,778,529 -   - -   -
18810 Macquarie Bank Ltd. - CNOOC European Warrants Jul 2017 A HKD -   -   0.010   0 0 75,458 0.051   2017/01/18 0.010   2017/04/11 36,080,000 1,339,520 0.112   2016/04/21 0.014   2016/01/21
17094 Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A HKD 0.024   0.023   0.023   430,000 10,080 801,773 0.118   2017/01/06 0.021   2017/06/28 76,530,000 5,424,160 0.171   2016/04/22 0.056   2016/01/21
21360 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A HKD -   -   0.010   0 0 50,493 0.040   2017/03/23 0.010   2017/05/25 14,080,000 305,080 0.075   2016/04/22 0.010   2016/12/28
17177 Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 B HKD 0.680   0.355   0.385   67,883,000 29,312,405 N/A 0.680   2017/07/04 0.355   2017/07/25 67,883,000 29,312,405 -   - -   -
17176 Macquarie Bank Ltd. - CNOOC European Warrants May 2018 A HKD 0.375   0.226   0.260   67,010,000 17,510,589 N/A 0.375   2017/07/04 0.226   2017/07/10 67,010,000 17,510,589 -   - -   -
14040 Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A HKD -   -   0.023   0 0 4,287,422 0.246   2017/01/12 0.023   2017/06/09 323,544,000 36,765,535 0.375   2016/12/01 0.137   2016/11/11
14724 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A HKD -   -   0.010   0 0 33,087,805 0.540   2017/01/13 0.010   2017/06/27 1,347,891,000 211,863,636 0.800   2016/12/01 0.475   2016/12/22
11370 Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 C HKD 0.051   0.020   0.023   600,402,000 22,448,913 N/A 0.410   2017/03/31 0.020   2017/07/11 806,538,000 62,379,159 -   - -   -
13704 Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A HKD -   -   0.020   0 0 1,822,849 0.227   2017/01/18 0.025   2017/04/19 182,516,000 30,243,540 0.450   2016/10/20 0.153   2016/11/14
29254 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Dec 2017 A HKD 0.930   0.270   0.840   17,145,000 7,682,551 N/A 0.930   2017/07/31 0.241   2017/06/14 52,700,500 19,735,968 -   - -   -
21102 Macquarie Bank Ltd. - COSCO Sh Hold European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.058   2016/01/06 0.020   2016/05/13
11554 Macquarie Bank Ltd. - Country Garden European Wts Dec 2017 A HKD 2.380   1.230   2.260   10,538,000 15,258,450 N/A 2.380   2017/07/27 0.390   2017/03/20 77,047,000 89,538,930 -   - -   -
16534 Macquarie Bank Ltd. - Country Garden European Wts Jun 2018 A HKD 1.130   0.570   1.130   16,976,000 13,761,290 N/A 1.130   2017/07/31 0.570   2017/07/13 48,520,000 40,469,690 -   - -   -
25966 Macquarie Bank Ltd. - Country Garden European Wts Jun 2019 A HKD 0.285   0.234   0.265   65,090,000 17,758,190 N/A 0.285   2017/07/27 0.234   2017/07/28 65,090,000 17,758,190 -   - -   -
13293 Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A HKD -   -   0.030   0 0 355,403 0.086   2017/02/15 0.028   2017/04/03 42,514,000 2,727,090 0.320   2016/09/22 0.080   2016/12/21
26622 Macquarie Bank Ltd. - CPIC European Warrants Dec 2017 A HKD 0.500   0.280   0.415   4,954,000 1,807,120 N/A 0.500   2017/07/18 0.141   2017/05/18 252,622,000 62,711,550 -   - -   -
16538 Macquarie Bank Ltd. - CPIC European Warrants Dec 2018 A HKD 0.395   0.295   0.400   46,752,000 15,056,890 N/A 0.395   2017/07/25 0.210   2017/06/15 135,182,000 37,587,942 -   - -   -
15739 Macquarie Bank Ltd. - CPIC European Warrants Jun 2018 A HKD 0.480   0.234   0.470   33,760,000 12,020,820 N/A 0.480   2017/07/25 0.192   2017/06/21 120,814,000 33,967,844 -   - -   -
19458 Macquarie Bank Ltd. - CPIC European Warrants Sep 2018 A HKD 0.350   0.285   0.315   28,264,000 9,154,430 N/A 0.350   2017/07/19 0.285   2017/07/14 28,264,000 9,154,430 -   - -   -
18611 Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A HKD 0.022   0.021   0.025   380,000 8,170 1,766,503 0.149   2017/01/12 0.020   2017/06/22 154,920,000 12,695,065 0.260   2016/01/11 0.110   2016/10/12
16537 Macquarie Bank Ltd. - CRCC European Warrants Jun 2018 A HKD 0.840   0.540   0.560   13,132,000 8,875,565 N/A 0.840   2017/07/20 0.540   2017/07/31 25,084,000 17,096,445 -   - -   -
24813 Macquarie Bank Ltd. - CRPH European Warrants Apr 2018 A HKD 0.112   0.081   0.090   6,700,000 652,090 1,678,028 0.249   2017/01/27 0.081   2017/07/20 55,050,000 10,157,510 -   - -   -
13850 Macquarie Bank Ltd. - CRRC European Warrants Jul 2018 A HKD 0.770   0.690   0.690   1,200,000 884,500 N/A 1.110   2017/04/19 0.690   2017/07/11 8,624,000 7,014,100 -   - -   -
17137 Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A HKD -   -   0.017   0 0 1,886,678 0.127   2017/01/24 0.023   2017/06/22 139,220,000 12,755,590 0.350   2016/03/14 0.104   2016/12/30
18934 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A HKD 0.020   0.020   0.020   200,000 4,000 214,858 0.065   2017/01/27 0.020   2017/07/27 50,600,000 2,548,100 0.208   2016/01/04 0.047   2016/11/17
15628 Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B HKD 0.225   0.125   0.126   18,236,000 3,528,243 4,296,713 0.720   2017/02/20 0.125   2017/07/27 96,788,000 25,780,275 0.520   2016/12/29 0.500   2016/12/29
26465 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Dec 2017 A HKD 0.570   0.530   0.540   6,150,400 3,349,290 N/A 0.570   2017/07/31 0.530   2017/07/31 6,150,400 3,349,290 -   - -   -
17110 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Feb 2018 A HKD 0.445   0.265   0.355   41,372,400 14,517,232 N/A 0.445   2017/07/17 0.265   2017/07/04 56,330,400 19,657,187 -   - -   -
16424 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2018 A HKD 1.030   0.500   0.960   27,972,600 21,364,340 N/A 1.030   2017/07/26 0.425   2017/06/16 52,939,200 35,616,682 -   - -   -
14101 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Nov 2017 A HKD 0.760   0.365   0.760   1,464,800 917,407 N/A 0.760   2017/07/25 0.115   2017/05/09 111,349,400 24,155,893 -   - -   -
11686 Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A HKD 0.188   0.127   0.180   5,678,000 924,226 3,031,356 0.188   2017/07/24 0.063   2017/05/09 195,854,000 19,643,680 0.182   2016/08/15 0.081   2016/12/29
22687 Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A HKD 0.028   0.010   0.020   1,780,000 19,600 19,910 0.163   2017/02/17 0.010   2017/07/31 3,240,000 191,160 0.320   2016/03/31 0.081   2016/12/13
11051 Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A HKD 0.169   0.095   0.111   14,050,000 1,914,820 1,350,930 0.305   2017/01/12 0.095   2017/07/24 45,630,000 8,257,180 0.380   2016/10/19 0.235   2016/12/30
16814 Macquarie Bank Ltd. - Dongfeng Motor European Wts Apr 2018 A HKD 0.800   0.580   0.600   25,762,000 17,840,520 N/A 0.900   2017/06/21 0.580   2017/07/28 36,210,000 24,925,040 -   - -   -
11818 Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A HKD 0.041   0.027   0.027   46,680,000 1,634,120 1,366,280 0.083   2017/02/24 0.026   2017/05/31 150,800,000 8,489,360 0.260   2016/08/01 0.071   2016/12/14
11454 Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A HKD 0.153   0.153   0.153   160,000 24,480 1,537,460 0.177   2017/02/09 0.030   2017/01/11 97,180,000 12,619,540 0.370   2016/07/25 0.133   2016/12/29
22221 Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A HKD -   -   0.018   0 0 579,620 0.110   2017/02/27 0.020   2017/06/02 51,268,000 3,483,221 0.285   2016/03/31 0.055   2016/12/30
29763 Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A HKD 1.880   1.380   1.880   470,000 777,200 5,701,890 1.880   2017/07/27 0.053   2017/01/04 98,890,000 34,540,800 0.224   2016/01/05 0.046   2016/12/29
22001 Macquarie Bank Ltd. - Evergrande European Wts May 2018 A HKD 1.450   0.630   1.350   19,340,000 20,492,900 8,056,488 1.450   2017/07/27 0.026   2017/02/27 158,800,000 48,360,050 0.162   2016/01/04 0.029   2016/12/22
11517 Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A HKD 0.153   0.112   0.127   18,430,000 2,392,710 4,455,208 0.265   2017/02/16 0.112   2017/07/26 175,705,000 33,042,000 0.345   2016/09/21 0.188   2016/12/28
13425 Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A HKD 0.092   0.071   0.071   21,310,000 1,727,095 4,085,060 0.231   2017/02/09 0.071   2017/07/21 178,505,000 25,280,810 0.243   2016/10/12 0.155   2016/12/28
29393 Macquarie Bank Ltd. - Foxconn European Warrants Dec 2017 A HKD 0.031   0.010   0.024   1,433,000 39,729 N/A 0.390   2017/03/08 0.010   2017/07/21 19,611,000 2,483,615 -   - -   -
13817 Macquarie Bank Ltd. - Foxconn European Warrants Jan 2018 A HKD 0.222   0.102   0.185   126,683,000 20,799,092 N/A 0.355   2017/04/21 0.102   2017/07/13 195,010,000 34,623,013 -   - -   -
26016 Macquarie Bank Ltd. - Foxconn European Warrants Jun 2018 A HKD 0.330   0.280   0.310   1,448,000 439,400 N/A 0.330   2017/07/28 0.280   2017/07/27 1,448,000 439,400 -   - -   -
16464 Macquarie Bank Ltd. - Foxconn European Warrants Mar 2018 A HKD 0.410   0.250   0.365   18,211,000 5,952,030 N/A 0.410   2017/07/27 0.250   2017/07/13 30,246,000 9,668,265 -   - -   -
13455 Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A HKD 0.060   0.010   0.023   8,907,000 325,383 3,328,168 0.450   2017/03/08 0.010   2017/07/06 172,169,000 22,900,895 0.475   2016/10/20 0.165   2016/12/29
13807 Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A HKD 0.149   0.033   0.020   20,140,000 2,159,924 2,642,163 0.345   2017/06/12 0.033   2017/07/19 84,360,000 16,082,036 0.320   2016/11/29 0.241   2016/12/29
13478 Macquarie Bank Ltd. - GAC European Put Warrants May 2018 A HKD 0.153   0.099   0.099   13,540,000 1,580,100 N/A 0.244   2017/05/12 0.099   2017/07/25 159,020,000 30,994,120 -   - -   -
23540 Macquarie Bank Ltd. - GAC European Wts Apr 2018 A HKD 0.850   0.680   0.830   800,000 622,000 163,200 0.850   2017/07/19 0.395   2017/04/25 1,620,000 979,200 0.500   2016/09/08 0.203   2016/01/14
29615 Macquarie Bank Ltd. - GAC European Wts Apr 2018 B HKD 0.340   0.163   0.275   56,400,000 13,930,660 N/A 0.340   2017/07/17 0.143   2017/04/19 363,700,000 71,548,720 -   - -   -
19128 Macquarie Bank Ltd. - GAC European Wts Dec 2017 A HKD -   -   0.870   0 0 82,667 0.600   2017/06/14 0.239   2017/01/03 1,160,000 548,580 0.430   2016/08/16 0.165   2016/02/25
24257 Macquarie Bank Ltd. - GAC European Wts May 2018 B HKD 0.234   0.218   0.210   420,000 94,940 N/A 0.234   2017/07/25 0.218   2017/07/27 420,000 94,940 -   - -   -
11820 Macquarie Bank Ltd. - GAC European Wts Nov 2017 A HKD 0.380   0.275   0.360   3,860,000 1,243,500 8,568,667 0.380   2017/07/13 0.108   2017/01/05 309,900,000 54,973,700 0.255   2016/09/19 0.111   2016/12/29
11457 Macquarie Bank Ltd. - GAC European Wts Sep 2017 A HKD 0.600   0.380   0.620   200,000 110,600 564,507 0.600   2017/07/21 0.086   2017/01/06 42,140,000 6,198,340 0.290   2016/09/07 0.081   2016/12/29
17430 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Mar 2018 A HKD 0.345   0.184   0.184   50,900,000 13,836,060 N/A 0.345   2017/07/06 0.184   2017/07/31 50,900,000 13,836,060 -   - -   -
15231 Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A HKD -   -   0.022   0 0 4,088,308 0.245   2017/01/12 0.022   2017/05/22 250,550,000 34,943,520 -   - -   -
13724 Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2017 A HKD 0.229   0.132   0.204   217,470,000 40,070,710 N/A 0.335   2017/06/14 0.097   2017/05/19 545,240,000 105,429,960 -   - -   -
16279 Macquarie Bank Ltd. - Galaxy Ent European Wts Feb 2018 A HKD 0.360   0.244   0.330   70,830,000 20,878,810 N/A 0.440   2017/06/14 0.244   2017/07/04 205,000,000 71,006,660 -   - -   -
28844 Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2018 A HKD 0.640   0.440   0.580   15,910,000 8,642,700 N/A 0.740   2017/06/14 0.241   2017/05/18 195,920,000 86,270,710 -   - -   -
15228 Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A HKD 0.320   0.203   0.270   132,490,000 34,108,820 28,729,825 0.420   2017/06/20 0.106   2017/02/08 850,260,000 187,100,780 0.187   2016/12/16 0.126   2016/12/28
14002 Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A HKD 0.580   0.465   0.465   1,990,000 1,050,100 5,991,075 0.630   2017/06/09 0.168   2017/02/08 178,360,000 53,068,740 0.460   2016/11/29 0.180   2016/11/09
15834 Macquarie Bank Ltd. - Geely Auto European Put Ws Dec 2017 B HKD 0.140   0.090   0.134   589,000 67,856 N/A 0.880   2017/05/19 0.040   2017/06/16 45,749,000 15,682,066 -   - -   -
25406 Macquarie Bank Ltd. - Geely Auto European Wts Dec 2017 A HKD 5.830   4.370   5.240   1,715,000 9,036,170 105,391,453 5.830   2017/07/13 0.700   2017/05/04 474,280,000 632,348,720 -   - -   -
17122 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2018 A HKD 0.490   0.335   0.420   256,940,000 113,959,350 N/A 0.490   2017/07/25 0.335   2017/07/04 260,040,000 115,111,600 -   - -   -
25269 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2018 B HKD 1.630   1.320   1.410   22,907,000 33,210,740 N/A 1.630   2017/07/26 1.320   2017/07/28 22,907,000 33,210,740 -   - -   -
15160 Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A HKD 0.900   0.850   0.900   110,000 94,000 8,758,117 0.900   2017/07/31 0.177   2017/01/04 900,910,000 216,408,050 0.189   2016/12/15 0.148   2016/12/28
17278 Macquarie Bank Ltd. - Geely Auto European Wts Jan 2018 A HKD 2.740   1.650   1.990   164,807,000 352,887,120 N/A 2.740   2017/07/13 1.650   2017/07/24 164,807,000 352,887,120 -   - -   -
13918 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 A HKD -   -   4.650   0 0 28,119,150 4.650   2017/06/28 0.143   2017/01/03 296,745,000 204,660,370 1.160   2016/10/25 0.127   2016/12/23
15512 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2017 B HKD -   -   7.510   0 0 1,668,400 7.600   2017/06/28 0.840   2017/01/03 55,560,000 60,112,550 0.920   2016/12/29 0.750   2016/12/28
11841 Macquarie Bank Ltd. - Geely Auto European Wts Jul 2018 A HKD 0.450   0.360   0.405   16,350,000 6,439,250 N/A 0.450   2017/07/17 0.100   2017/05/04 843,200,000 160,116,600 -   - -   -
16483 Macquarie Bank Ltd. - Geely Auto European Wts May 2018 A HKD 0.630   0.445   0.520   63,280,000 33,773,050 N/A 0.630   2017/07/13 0.280   2017/06/16 355,480,000 127,536,550 -   - -   -
16680 Macquarie Bank Ltd. - Geely Auto European Wts May 2018 B HKD 0.410   0.270   0.335   111,550,000 36,988,900 N/A 0.410   2017/07/13 0.192   2017/06/16 618,900,000 161,864,100 -   - -   -
27164 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 A HKD 1.030   0.740   0.990   500,000 472,000 N/A 1.030   2017/07/14 0.223   2017/04/11 144,200,000 44,523,200 -   - -   -
13016 Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 B HKD 6.840   5.080   6.820   3,313,000 20,228,100 N/A 6.840   2017/07/13 0.760   2017/05/04 367,613,000 455,259,050 -   - -   -
23926 Macquarie Bank Ltd. - GJ Int'l European Warrants Feb18A HKD 0.390   0.290   0.295   8,072,000 2,927,550 4,759,465 0.860   2017/02/09 0.290   2017/07/31 64,604,000 28,703,390 -   - -   -
24293 Macquarie Bank Ltd. - GJ Int'l European Warrants Oct17A HKD 0.012   0.012   0.010   200,000 2,400 15,690 0.021   2017/02/17 0.010   2017/03/09 7,140,000 129,060 0.127   2016/01/04 0.020   2016/12/30
13418 Macquarie Bank Ltd. - Goldwind European Warrants Jun 2018 A HKD 0.205   0.168   0.197   16,288,000 3,047,548 N/A 0.260   2017/05/16 0.168   2017/07/26 28,596,000 5,734,824 -   - -   -
16749 Macquarie Bank Ltd. - Greatwall Motor European Put Wt Feb18A HKD 0.690   0.310   0.355   74,869,000 30,105,728 N/A 0.770   2017/06/23 0.310   2017/07/28 98,504,500 46,072,218 -   - -   -
14193 Macquarie Bank Ltd. - Haier Elec European Wts Mar 2018 A HKD 0.410   0.310   0.315   18,950,000 6,684,800 N/A 0.485   2017/06/05 0.310   2017/07/11 37,130,000 14,162,400 -   - -   -
13481 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A HKD 0.360   0.246   0.246   5,560,000 1,611,610 1,435,933 0.420   2017/06/05 0.149   2017/01/03 27,540,000 8,700,880 0.241   2016/10/18 0.211   2016/10/13
23844 Macquarie Bank Ltd. - Haier Elec European Wts Sep 2018 A HKD 0.435   0.385   0.365   2,420,000 991,550 N/A 0.435   2017/07/21 0.385   2017/07/26 2,420,000 991,550 -   - -   -
11761 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A HKD -   -   0.020   0 0 1,267,038 0.148   2017/02/17 0.028   2017/06/01 70,940,000 8,374,936 0.241   2016/08/15 0.098   2016/12/23
13028 Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2018 A HKD 0.171   0.157   0.159   9,992,000 1,652,280 N/A 0.242   2017/04/10 0.157   2017/07/11 130,784,000 23,997,704 -   - -   -
26273 Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A HKD 0.570   0.570   0.570   50,000 28,500 28,067 0.620   2017/04/18 0.370   2017/01/03 300,000 172,100 0.550   2016/09/08 0.305   2016/04/05
25542 Macquarie Bank Ltd. - Hang Seng Bank European Wts Jan 2018 A HKD 0.640   0.500   0.680   461,000 254,690 N/A 0.940   2017/02/17 0.490   2017/06/21 31,858,000 20,693,390 -   - -   -
12952 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Mar 2018 A HKD 0.192   0.131   0.150   5,420,000 867,580 N/A 0.270   2017/06/06 0.127   2017/06/30 86,440,000 16,205,380 -   - -   -
14252 Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A HKD 0.231   0.104   0.150   46,950,000 7,617,980 5,252,525 0.400   2017/03/22 0.104   2017/07/04 146,570,000 32,449,370 0.280   2016/11/22 0.158   2016/12/28
14174 Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A HKD 0.210   0.144   0.166   15,520,000 2,887,290 2,374,335 0.650   2017/02/20 0.133   2017/06/12 57,340,000 16,000,310 0.720   2016/11/29 0.340   2016/12/29
16532 Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2018 A HKD 0.280   0.154   0.152   15,290,000 3,868,940 N/A 0.290   2017/06/15 0.154   2017/07/31 36,010,000 9,400,640 -   - -   -
17124 Macquarie Bank Ltd. - HKEX European Put Warrants Jan 2018 D HKD 0.890   0.550   0.300   12,826,000 10,559,010 N/A 0.890   2017/07/05 0.550   2017/07/14 13,902,000 11,413,410 -   - -   -
15098 Macquarie Bank Ltd. - HKEX European Put Warrants Jul 2017 B HKD -   -   0.020   0 0 5,414,312 0.700   2017/01/04 0.028   2017/05/09 229,363,000 39,302,831 0.860   2016/12/28 0.670   2016/12/30
14430 Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2017 D HKD 0.330   0.059   0.085   28,882,000 8,179,046 N/A 0.580   2017/05/15 0.059   2017/07/21 131,990,000 47,272,766 -   - -   -
13321 Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A HKD 0.061   0.020   0.012   14,930,000 610,500 9,520,347 0.275   2017/01/03 0.020   2017/07/21 597,270,000 71,167,270 0.300   2016/12/28 0.224   2016/11/23
16935 Macquarie Bank Ltd. - HKEX European Warrants Apr 2018 B HKD 0.260   0.232   0.335   17,640,000 4,364,720 N/A 0.260   2017/07/13 0.231   2017/06/30 41,180,000 9,974,760 -   - -   -
22160 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 A HKD 0.019   0.018   0.010   13,000 246 1,583,820 0.440   2017/02/15 0.010   2017/06/26 158,275,000 9,502,921 -   - -   -
23230 Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 B HKD 1.300   0.095   1.160   78,846,000 44,865,848 15,226,628 1.390   2017/02/16 0.095   2017/07/11 195,612,000 91,359,769 -   - -   -
15741 Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 A HKD 0.840   0.236   0.850   4,852,000 3,391,710 N/A 0.840   2017/07/27 0.236   2017/07/10 78,779,000 28,803,200 -   - -   -
15812 Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 B HKD 1.660   0.660   1.650   6,807,000 8,777,770 N/A 1.660   2017/07/27 0.660   2017/07/04 26,079,000 24,226,930 -   - -   -
17259 Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 A HKD 1.280   0.700   1.200   2,798,000 3,187,150 N/A 1.280   2017/07/27 0.700   2017/07/11 2,798,000 3,187,150 -   - -   -
17314 Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 B HKD 2.200   1.420   2.160   1,408,000 2,577,440 N/A 2.200   2017/07/20 1.420   2017/07/10 1,408,000 2,577,440 -   - -   -
23158 Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 C HKD 0.720   0.460   0.670   4,455,000 2,447,220 N/A 0.720   2017/07/21 0.460   2017/07/19 4,455,000 2,447,220 -   - -   -
16682 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 A HKD 0.760   0.350   0.740   2,624,000 1,560,610 N/A 0.760   2017/07/21 0.350   2017/07/05 2,624,000 1,560,610 -   - -   -
16752 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 B HKD 1.510   0.850   1.540   946,000 1,179,930 N/A 1.510   2017/07/20 0.850   2017/07/11 946,000 1,179,930 -   - -   -
17011 Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 C HKD 2.720   1.860   2.830   105,000 227,380 N/A 2.720   2017/07/20 1.630   2017/06/28 187,000 362,700 -   - -   -
14931 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 A HKD -   -   0.020   0 0 397,691 0.194   2017/02/09 0.027   2017/04/18 32,886,000 2,405,866 -   - -   -
15199 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 C HKD -   -   0.010   0 0 5,299,896 0.510   2017/03/20 0.010   2017/06/21 294,189,000 31,799,377 -   - -   -
15200 Macquarie Bank Ltd. - HKEX European Warrants Jul 2017 D HKD -   -   0.149   0 0 3,495,452 0.219   2017/06/05 0.092   2017/04/24 227,230,000 31,935,500 0.179   2016/12/30 0.152   2016/12/28
14086 Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A HKD 0.145   0.100   0.138   11,490,000 1,348,280 5,417,063 0.186   2017/02/16 0.100   2017/07/10 251,820,000 33,104,100 0.260   2016/11/11 0.149   2016/12/21
26010 Macquarie Bank Ltd. - HKEX European Warrants Mar 2018 A HKD 0.580   0.510   0.580   244,000 136,400 N/A 0.580   2017/07/28 0.510   2017/07/27 244,000 136,400 -   - -   -
13602 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 A HKD 0.510   0.139   0.455   17,605,000 5,134,372 N/A 0.510   2017/07/21 0.139   2017/07/10 76,685,000 20,251,577 -   - -   -
14182 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 B HKD 1.140   0.355   1.030   31,206,000 29,718,350 N/A 1.140   2017/07/21 0.355   2017/07/07 67,826,000 47,930,120 -   - -   -
14325 Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 C HKD 2.760   1.040   2.590   8,319,000 14,319,110 N/A 2.760   2017/07/27 1.040   2017/07/05 21,118,000 33,597,860 -   - -   -
13322 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B HKD 0.059   0.021   0.052   62,490,000 2,929,490 3,432,998 0.096   2017/02/16 0.021   2017/07/13 366,510,000 21,258,260 0.250   2016/09/22 0.058   2016/12/28
13777 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C HKD -   -   0.020   0 0 513,048 0.174   2017/02/16 0.029   2017/06/02 39,671,000 3,212,423 0.350   2016/10/20 0.106   2016/12/29
29175 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 D HKD 0.184   0.051   0.114   90,853,000 9,938,629 N/A 0.255   2017/04/05 0.051   2017/07/05 363,767,000 44,075,898 -   - -   -
29256 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 E HKD 1.540   0.480   1.500   16,990,000 15,128,475 N/A 1.540   2017/07/21 0.480   2017/07/05 69,118,000 64,540,515 -   - -   -
11042 Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 F HKD 0.405   0.103   0.320   74,606,000 17,786,480 N/A 0.520   2017/03/21 0.103   2017/07/07 551,625,000 111,826,320 -   - -   -
26581 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 A HKD 0.590   0.118   0.425   152,255,000 35,856,809 N/A 0.880   2017/02/21 0.118   2017/07/11 373,394,000 93,715,930 -   - -   -
26766 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 B HKD 3.160   1.370   3.030   8,109,000 21,360,760 N/A 3.160   2017/07/31 1.370   2017/07/05 14,296,000 31,634,910 -   - -   -
28137 Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 C HKD 0.168   0.041   0.059   45,738,000 3,899,849 N/A 0.450   2017/02/21 0.041   2017/07/10 248,812,000 25,056,126 -   - -   -
29946 Macquarie Bank Ltd. - HN Renewables European Wts Jan 2018 A HKD 0.234   0.181   0.181   1,932,000 414,908 N/A 0.570   2017/03/21 0.181   2017/07/31 8,740,000 2,866,002 -   - -   -
23315 Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2018 A HKD 0.760   0.570   0.580   13,544,000 9,035,440 N/A 0.760   2017/07/20 0.570   2017/07/31 13,544,000 9,035,440 -   - -   -
17422 Macquarie Bank Ltd. - HSBC European Put Warrants Feb 2018 B HKD 0.365   0.165   0.168   56,440,000 14,912,332 N/A 0.365   2017/07/06 0.165   2017/07/31 56,440,000 14,912,332 -   - -   -
26799 Macquarie Bank Ltd. - HSBC European Put Warrants Jul 2018 A HKD 0.051   0.036   0.026   1,300,000 62,232 N/A 0.315   2017/02/28 0.036   2017/07/17 332,356,000 41,822,292 -   - -   -
13442 Macquarie Bank Ltd. - HSBC European Put Warrants Nov 2017 C HKD 0.026   0.018   0.018   268,000 6,424 N/A 0.380   2017/04/07 0.018   2017/07/11 605,732,000 54,923,040 -   - -   -
15113 Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 4,841,891 0.234   2017/01/06 0.019   2017/05/18 369,288,000 50,989,216 0.290   2016/12/28 0.213   2016/12/14
24915 Macquarie Bank Ltd. - HSBC European Warrants Apr 2018 B HKD 0.560   0.405   0.540   37,864,000 18,329,060 N/A 0.560   2017/07/31 0.405   2017/07/25 37,864,000 18,329,060 -   - -   -
20300 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 A HKD 1.070   0.930   1.200   176,000 164,240 5,517,203 1.070   2017/07/11 0.138   2017/04/20 129,236,000 34,713,660 -   - -   -
20351 Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 B HKD 1.290   0.020   0.065   44,735,600 16,065,929 16,732,247 1.700   2017/02/20 0.020   2017/07/24 249,404,800 105,219,588 -   - -   -
15119 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A HKD 0.450   0.209   0.450   65,876,000 16,265,336 5,977,262 0.450   2017/07/31 0.075   2017/04/19 194,188,000 36,799,412 0.220   2016/12/14 0.125   2016/12/28
15753 Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 B HKD 1.570   0.900   1.790   23,072,000 24,468,320 N/A 1.570   2017/07/26 0.440   2017/06/26 107,217,600 83,382,052 -   - -   -
15010 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A HKD 0.650   0.345   0.630   211,188,000 91,721,900 24,395,003 0.650   2017/07/31 0.159   2017/04/20 442,416,000 148,714,320 0.325   2016/12/12 0.183   2016/12/29
18014 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 C HKD 0.410   0.290   0.390   96,152,000 32,509,920 N/A 0.410   2017/07/31 0.290   2017/07/25 96,152,000 32,509,920 -   - -   -
18018 Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 D HKD 1.650   1.430   2.340   142,400 217,880 N/A 1.650   2017/07/11 1.430   2017/07/11 142,400 217,880 -   - -   -
16539 Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 A HKD 0.880   0.550   0.940   26,640,000 17,246,080 N/A 0.880   2017/07/26 0.300   2017/06/22 103,068,000 47,721,060 -   - -   -
16541 Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 B HKD 0.620   0.335   0.600   137,444,000 58,743,960 N/A 0.620   2017/07/31 0.190   2017/06/22 290,672,000 97,446,204 -   - -   -
22519 Macquarie Bank Ltd. - HSBC European Warrants Jan 2019 A HKD 0.410   0.280   0.400   48,768,000 16,175,040 16,096,605 0.410   2017/07/31 0.189   2017/04/20 403,888,000 96,937,828 -   - -   -
21349 Macquarie Bank Ltd. - HSBC European Warrants Jul 2017 A HKD -   -   0.010   0 0 2,222,433 0.152   2017/02/20 0.010   2017/06/15 226,416,000 15,140,864 -   - -   -
23321 Macquarie Bank Ltd. - HSBC European Warrants Jul 2018 B HKD 0.330   0.238   0.320   14,728,000 3,990,328 N/A 0.330   2017/07/31 0.238   2017/07/20 14,728,000 3,990,328 -   - -   -
24916 Macquarie Bank Ltd. - HSBC European Warrants Mar 2018 A HKD 1.040   0.810   1.030   6,216,000 5,744,000 N/A 1.040   2017/07/31 0.810   2017/07/25 6,216,000 5,744,000 -   - -   -
14111 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A HKD 1.120   0.640   1.080   36,180,000 26,036,080 9,143,309 1.120   2017/07/31 0.197   2017/04/20 130,828,000 58,464,736 0.510   2016/12/08 0.181   2016/11/09
11809 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 B HKD 0.550   0.220   0.550   9,924,000 3,028,232 N/A 0.550   2017/07/31 0.076   2017/06/22 388,324,000 62,275,720 -   - -   -
14959 Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 D HKD 2.250   1.120   2.140   18,996,000 23,009,844 N/A 2.250   2017/07/31 0.470   2017/06/23 91,811,600 77,077,070 -   - -   -
13457 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A HKD 2.860   1.190   2.710   19,250,400 29,965,088 18,130,694 2.860   2017/07/31 0.500   2017/06/13 118,458,000 112,669,108 2.230   2016/12/08 0.420   2016/11/09
28846 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 B HKD 0.810   0.340   0.740   207,364,800 96,233,290 N/A 0.810   2017/07/31 0.206   2017/06/26 391,028,800 163,493,255 -   - -   -
29288 Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 C HKD 0.970   0.475   0.960   11,620,000 6,940,080 N/A 0.970   2017/07/31 0.118   2017/04/24 597,712,000 130,991,688 -   - -   -
15616 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B HKD 0.680   0.305   0.720   5,692,000 2,408,260 11,564,751 0.680   2017/07/31 0.066   2017/04/20 556,948,000 79,012,528 0.199   2016/12/30 0.177   2016/12/29
26189 Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 C HKD 0.495   0.188   0.460   96,196,400 30,502,159 N/A 0.880   2017/02/17 0.098   2017/06/26 350,450,400 96,838,803 -   - -   -
13837 Macquarie Bank Ltd. - Huadian Fuxin European Warrants May18A HKD 0.370   0.255   0.255   3,704,000 1,241,570 N/A 0.420   2017/06/01 0.255   2017/07/31 24,212,000 9,148,280 -   - -   -
28136 Macquarie Bank Ltd. - Huaneng Power European Wts Dec 2017 A HKD 0.230   0.157   0.193   4,106,000 793,708 N/A 0.580   2017/03/17 0.157   2017/07/28 130,008,000 46,216,378 -   - -   -
17135 Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2018 A HKD 0.440   0.330   0.330   22,272,000 9,170,580 N/A 0.440   2017/07/20 0.330   2017/07/28 23,408,000 9,642,740 -   - -   -
24740 Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A HKD -   -   0.010   0 0 20,340 0.029   2017/05/16 0.010   2017/06/29 16,660,000 223,540 0.224   2016/01/06 0.015   2016/07/22
12860 Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A HKD -   -   0.010   0 0 1,064,699 0.174   2017/01/04 0.012   2017/05/17 136,076,000 7,682,304 0.310   2016/09/14 0.168   2016/12/01
15329 Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B HKD 0.300   0.018   0.295   61,872,000 9,202,753 6,059,968 0.325   2017/02/16 0.018   2017/07/07 255,093,000 36,981,010 0.195   2016/12/29 0.168   2016/12/28
16568 Macquarie Bank Ltd. - ICBC European Warrants Feb 2018 A HKD 0.375   0.320   0.355   4,892,000 1,798,945 N/A 0.375   2017/07/27 0.205   2017/06/21 13,564,000 3,865,455 -   - -   -
28708 Macquarie Bank Ltd. - ICBC European Warrants Nov 2017 A HKD 0.131   0.033   0.128   18,246,000 1,481,141 N/A 0.145   2017/04/03 0.033   2017/07/10 112,088,000 8,976,189 -   - -   -
29613 Macquarie Bank Ltd. - ICBC European Warrants Oct 2017 A HKD 0.212   0.042   0.190   36,342,000 6,589,057 N/A 0.300   2017/03/21 0.042   2017/07/10 234,128,000 29,286,856 -   - -   -
28752 Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A HKD 0.820   0.300   0.840   5,303,000 2,118,985 1,278,846 0.820   2017/07/25 0.290   2017/05/05 22,599,000 9,489,040 0.760   2016/09/09 0.250   2016/06/10
15836 Macquarie Bank Ltd. - IGG European Warrants Dec 2017 A HKD 0.440   0.290   0.345   71,550,000 24,878,600 N/A 0.445   2017/05/22 0.290   2017/07/05 313,430,000 116,899,250 -   - -   -
16035 Macquarie Bank Ltd. - IGG European Warrants Mar 2018 A HKD 0.385   0.255   0.305   78,300,000 24,967,600 N/A 0.385   2017/07/20 0.255   2017/07/05 174,420,000 55,139,800 -   - -   -
15448 Macquarie Bank Ltd. - IGG European Warrants May 2018 A HKD 0.455   0.325   0.405   5,790,000 2,050,450 N/A 0.495   2017/05/17 0.295   2017/06/07 101,680,000 41,717,200 -   - -   -
20675 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2017 A HKD -   -   0.017   0 0 859,122 0.235   2017/02/23 0.017   2017/06/16 68,450,000 9,683,840 0.191   2016/11/28 0.060   2016/09/21
28711 Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2018 A HKD 0.183   0.121   0.157   190,250,000 29,243,940 N/A 0.265   2017/02/23 0.104   2017/06/06 365,280,000 52,378,510 -   - -   -
12467 Macquarie Bank Ltd. - JNCEC European Warrants Dec 2017 A HKD 0.232   0.222   0.204   272,000 60,728 N/A 0.405   2017/04/10 0.222   2017/07/10 6,452,000 1,989,628 -   - -   -
11368 Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A HKD 0.188   0.152   0.208   800,000 143,200 230,137 0.229   2017/04/05 0.091   2017/02/03 10,320,000 1,380,820 0.226   2016/04/19 0.099   2016/11/09
14388 Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A HKD 1.100   0.420   1.060   5,570,000 3,338,040 4,787,575 1.520   2017/04/05 0.365   2017/06/22 43,424,000 29,025,060 0.690   2016/12/01 0.530   2016/12/29
17924 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A HKD 0.051   0.021   0.045   170,060,000 7,577,340 2,092,160 0.079   2017/04/10 0.021   2017/07/18 290,940,000 12,633,560 0.122   2016/04/14 0.031   2016/12/22
21956 Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B HKD -   -   0.029   0 0 10,090 0.050   2017/04/05 0.029   2017/04/18 1,360,000 60,540 0.070   2016/06/30 0.050   2016/07/21
21760 Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A HKD 0.024   0.011   0.026   140,000 3,100 31,023 0.034   2017/02/17 0.011   2017/07/04 9,380,000 221,700 0.112   2016/01/05 0.017   2016/12/16
22253 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A HKD -   -   0.015   0 0 640 0.013   2017/02/16 0.010   2017/01/25 480,000 5,240 0.086   2016/01/05 0.017   2016/09/21
29228 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 B HKD 0.340   0.185   0.191   42,452,000 11,455,090 N/A 0.660   2017/03/20 0.185   2017/07/28 117,662,000 38,855,648 -   - -   -
12735 Macquarie Bank Ltd. - Kingdee Int'l European Wts Jul 2017 A HKD -   -   0.010   0 0 3,940,037 0.280   2017/02/14 0.010   2017/05/29 171,608,000 26,457,020 0.570   2016/09/22 0.204   2016/12/28
22216 Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2018 A HKD 0.485   0.325   0.335   5,000,000 2,119,540 N/A 0.485   2017/07/19 0.325   2017/07/28 5,000,000 2,119,540 -   - -   -
16004 Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2017 A HKD 0.620   0.415   0.415   2,562,000 1,362,170 1,055,945 0.930   2017/03/20 0.415   2017/07/28 11,836,000 6,764,990 -   - -   -
14810 Macquarie Bank Ltd. - Kingsoft European Put Warrants Dec 17B HKD 0.233   0.116   0.156   39,050,000 6,474,570 N/A 0.295   2017/05/05 0.116   2017/07/19 190,520,000 39,958,240 -   - -   -
26011 Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2018 A HKD 0.217   0.187   0.187   9,180,000 1,857,000 N/A 0.217   2017/07/27 0.187   2017/07/28 9,180,000 1,857,000 -   - -   -
21964 Macquarie Bank Ltd. - Kingsoft European Warrants Aug 2017 A HKD 0.350   0.169   0.240   23,550,000 5,300,150 7,284,990 0.485   2017/04/28 0.160   2017/02/24 193,200,000 44,181,600 -   - -   -
11807 Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2017 A HKD 0.345   0.216   0.265   44,750,000 10,930,870 N/A 0.485   2017/05/10 0.216   2017/07/07 87,410,000 26,743,520 -   - -   -
13007 Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A HKD 0.230   0.110   0.155   1,040,000 151,370 7,016,708 0.410   2017/03/24 0.110   2017/07/05 169,980,000 43,201,530 0.430   2016/10/11 0.184   2016/12/23
15179 Macquarie Bank Ltd. - Kingsoft European Warrants Jan 2018 A HKD 0.145   0.074   0.091   71,920,000 7,535,380 N/A 0.237   2017/05/10 0.074   2017/07/07 237,160,000 33,320,300 -   - -   -
17087 Macquarie Bank Ltd. - Kingsoft European Warrants Mar 2018 A HKD 0.335   0.212   0.235   80,030,000 20,614,640 N/A 0.335   2017/07/25 0.212   2017/07/07 82,150,000 21,209,940 -   - -   -
13051 Macquarie Bank Ltd. - Kingsoft European Warrants Nov 2017 A HKD 0.108   0.042   0.042   101,640,000 6,919,530 N/A 0.305   2017/04/03 0.042   2017/07/31 680,000,000 90,750,340 -   - -   -
27074 Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2017 A HKD 0.550   0.500   0.450   260,000 133,300 N/A 0.640   2017/05/18 0.455   2017/06/19 920,000 470,150 -   - -   -
13492 Macquarie Bank Ltd. - Lenovo European Put Warrants Dec 2017A HKD 0.380   0.244   0.295   10,300,000 3,100,690 N/A 0.560   2017/04/18 0.244   2017/07/21 73,164,000 30,706,530 -   - -   -
15853 Macquarie Bank Ltd. - Lenovo European Warrants Aug 2017 A HKD 0.450   0.260   0.330   6,966,000 2,454,730 1,667,870 0.790   2017/02/13 0.240   2017/06/30 22,278,000 10,596,280 -   - -   -
24851 Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A HKD -   -   0.010   0 0 20,133 0.017   2017/02/15 0.010   2017/04/26 11,600,000 120,800 0.188   2016/02/02 0.020   2016/11/03
15656 Macquarie Bank Ltd. - Lenovo European Warrants Jan 2018 B HKD 0.255   0.188   0.188   8,436,000 1,838,290 N/A 0.320   2017/05/31 0.171   2017/05/29 34,212,000 8,517,692 -   - -   -
21219 Macquarie Bank Ltd. - Lenovo European Warrants Jul 2017 A HKD -   -   0.013   0 0 0 -   - -   - 0 0 0.022   2016/01/08 0.013   2016/02/03
16290 Macquarie Bank Ltd. - Lenovo European Warrants Mar 2018 A HKD 0.680   0.550   0.560   5,030,000 3,014,860 N/A 0.720   2017/06/12 0.550   2017/07/05 8,106,000 5,046,660 -   - -   -
11714 Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A HKD 0.022   0.022   0.020   200,000 4,400 36,257 0.040   2017/01/18 0.015   2017/06/05 12,620,000 292,460 0.255   2016/01/11 0.025   2016/12/30
11290 Macquarie Bank Ltd. - Lenovo European Warrants Nov 2017 A HKD 0.260   0.173   0.173   26,236,000 5,734,766 N/A 0.590   2017/04/07 0.173   2017/07/31 142,250,000 45,793,314 -   - -   -
23537 Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A HKD -   -   0.038   0 0 0 -   - -   - 0 0 0.079   2016/01/04 0.025   2016/04/05
23700 Macquarie Bank Ltd. - Lenovo European Warrants Sep 2017 A HKD 0.020   0.010   0.010   3,282,000 35,640 2,736,049 0.229   2017/02/15 0.010   2017/07/10 182,292,000 16,494,494 -   - -   -
21895 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.084   2016/01/04 0.029   2016/08/08
14981 Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B HKD 0.038   0.038   0.025   8,000 304 1,255,666 0.420   2017/03/20 0.030   2017/06/27 48,266,000 7,694,566 0.550   2016/12/14 0.315   2016/12/29
22071 Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A HKD 0.100   0.100   0.090   60,000 6,000 25,500 0.102   2017/06/16 0.038   2017/04/25 1,860,000 153,000 0.175   2016/01/06 0.056   2016/06/02
27198 Macquarie Bank Ltd. - Li Ning European Warrants Jan 2018 A HKD 1.180   0.930   1.010   2,440,500 2,528,180 N/A 1.180   2017/07/25 0.890   2017/03/23 6,312,000 6,536,405 -   - -   -
28698 Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A HKD -   -   2.670   0 0 28,842 2.330   2017/06/09 1.900   2017/01/19 127,000 271,850 2.810   2016/10/20 1.000   2016/06/15
13907 Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A HKD 0.270   0.242   0.255   7,925,000 2,019,600 1,874,132 0.270   2017/07/19 0.176   2017/04/03 49,650,000 11,377,910 0.206   2016/12/30 0.206   2016/12/30
16634 Macquarie Bank Ltd. - Link REIT European Warrants Aug 2018 A HKD 0.490   0.370   0.460   1,410,000 612,250 N/A 0.500   2017/06/14 0.355   2017/06/30 21,120,000 9,459,475 -   - -   -
24386 Macquarie Bank Ltd. - Link REIT European Warrants Jan 2018 A HKD 0.600   0.395   0.590   1,060,000 514,850 1,497,971 0.600   2017/07/31 0.247   2017/03/15 24,800,000 9,120,625 -   - -   -
25559 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A HKD 0.520   0.520   0.660   65,000 33,800 2,681,237 0.520   2017/07/03 0.118   2017/01/03 84,485,000 16,664,595 0.360   2016/09/07 0.105   2016/12/29
16543 Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2018 A HKD 0.425   0.300   0.370   38,920,000 13,590,400 N/A 0.425   2017/07/21 0.210   2017/06/15 116,990,000 32,047,735 -   - -   -
27757 Macquarie Bank Ltd. - Longfor PPT European Wts Feb 2018 A HKD 0.600   0.360   0.580   900,000 471,000 N/A 0.600   2017/07/27 0.197   2017/05/10 78,675,000 19,565,210 -   - -   -
19434 Macquarie Bank Ltd. - Meitu European Warrants Aug 2018 A HKD 0.380   0.290   0.315   25,450,000 8,407,425 N/A 0.380   2017/07/21 0.290   2017/07/17 25,450,000 8,407,425 -   - -   -
15777 Macquarie Bank Ltd. - Meitu European Warrants Dec 2017 A HKD 0.270   0.123   0.210   119,095,000 24,866,260 N/A 0.270   2017/07/20 0.123   2017/07/03 536,675,000 104,790,215 -   - -   -
16867 Macquarie Bank Ltd. - Meitu European Warrants Feb 2018 A HKD 0.430   0.265   0.350   18,010,000 6,365,100 N/A 0.430   2017/07/21 0.241   2017/06/28 45,455,000 13,259,990 -   - -   -
15290 Macquarie Bank Ltd. - Meitu European Warrants May 2018 A HKD 0.265   0.129   0.212   149,140,000 30,647,510 N/A 0.280   2017/05/16 0.125   2017/06/28 654,420,000 129,288,755 -   - -   -
13082 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A HKD 0.810   0.790   0.790   30,000 24,000 310,575 0.900   2017/06/01 0.230   2017/01/17 6,930,000 2,831,330 0.360   2016/12/09 0.238   2016/12/29
17049 Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts May 2018 A HKD 0.260   0.140   0.152   58,500,000 11,479,930 N/A 0.295   2017/06/29 0.140   2017/07/28 60,960,000 12,185,130 -   - -   -
26746 Macquarie Bank Ltd. - MGM China European Put Warrants Dec18A HKD 0.247   0.246   0.246   736,000 181,424 N/A 0.247   2017/07/31 0.246   2017/07/31 736,000 181,424 -   - -   -
14778 Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A HKD 0.037   0.010   0.018   19,944,000 613,500 2,202,153 0.129   2017/01/12 0.010   2017/07/31 209,380,000 13,627,884 0.224   2016/12/05 0.092   2016/12/29
12833 Macquarie Bank Ltd. - MGM China European Warrants Jul 2017 A HKD -   -   0.510   0 0 45,098 0.540   2017/04/28 0.226   2017/02/22 1,036,000 412,708 0.570   2016/11/28 0.105   2016/03/01
18211 Macquarie Bank Ltd. - MGM China European Warrants Nov 2018 A HKD 0.265   0.260   0.234   800,000 210,800 N/A 0.265   2017/07/19 0.260   2017/07/18 800,000 210,800 -   - -   -
13426 Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A HKD 0.103   0.040   0.040   18,780,000 1,266,220 5,116,229 0.234   2017/01/11 0.040   2017/07/31 246,608,000 35,533,756 0.385   2016/11/28 0.177   2016/12/29
16785 Macquarie Bank Ltd. - Minsheng Bank European Put Wts Apr18A HKD 0.850   0.670   0.730   2,626,000 1,895,910 N/A 0.910   2017/06/21 0.670   2017/07/17 4,996,000 3,840,880 -   - -   -
16933 Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2018 B HKD 0.940   0.680   0.750   16,991,000 13,877,455 N/A 0.940   2017/07/17 0.680   2017/07/10 19,220,000 15,660,775 -   - -   -
20485 Macquarie Bank Ltd. - Minsheng Bank European Wts Aug 2017 A HKD -   -   0.016   0 0 1,766,457 0.530   2017/02/16 0.015   2017/06/01 70,176,000 12,302,458 -   - -   -
14992 Macquarie Bank Ltd. - Minsheng Bank European Wts Jan 2018 A HKD 0.330   0.206   0.222   64,668,500 16,983,110 N/A 0.415   2017/05/26 0.206   2017/07/10 128,167,500 36,495,385 -   - -   -
21544 Macquarie Bank Ltd. - Minsheng Bank European Wts Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.019   2016/01/08 0.019   2016/01/08
28842 Macquarie Bank Ltd. - Minsheng Bank European Wts Oct 2017 A HKD 0.042   0.026   0.026   27,108,000 884,048 N/A 0.450   2017/02/24 0.026   2017/07/25 119,895,000 8,930,718 -   - -   -
13895 Macquarie Bank Ltd. - MTRC European Warrants Mar 2018 A HKD 0.192   0.143   0.182   1,075,000 187,180 N/A 0.350   2017/05/18 0.143   2017/07/04 46,110,000 10,236,065 -   - -   -
13908 Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A HKD 0.013   0.010   0.010   4,510,000 46,710 1,835,063 0.158   2017/05/18 0.010   2017/07/27 155,945,000 11,121,290 0.157   2016/11/14 0.059   2016/12/21
23141 Macquarie Bank Ltd. - MTRC European Warrants Sep 2018 A HKD 0.275   0.242   0.265   8,850,000 2,299,420 N/A 0.275   2017/07/27 0.242   2017/07/20 8,850,000 2,299,420 -   - -   -
17421 Macquarie Bank Ltd. - NCI European Put Warrants Feb 2018 A HKD 0.210   0.049   0.050   122,976,000 19,638,674 N/A 0.210   2017/07/06 0.049   2017/07/31 122,976,000 19,638,674 -   - -   -
28685 Macquarie Bank Ltd. - NCI European Warrants Dec 2017 A HKD 0.440   0.070   0.385   68,794,000 16,696,665 N/A 0.440   2017/07/24 0.064   2017/06/30 568,548,000 75,990,663 -   - -   -
15978 Macquarie Bank Ltd. - NCI European Warrants Jun 2018 A HKD 0.540   0.141   0.510   67,718,000 17,305,228 N/A 0.540   2017/07/24 0.141   2017/07/05 265,276,000 63,498,714 -   - -   -
14195 Macquarie Bank Ltd. - NCI European Warrants Mar 2018 A HKD 0.880   0.260   0.920   4,333,000 1,941,485 N/A 0.880   2017/07/26 0.260   2017/07/04 161,212,000 65,190,940 -   - -   -
14712 Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A HKD 0.395   0.024   0.300   47,184,000 9,763,834 11,836,382 0.395   2017/07/24 0.015   2017/06/30 542,236,000 79,391,574 0.320   2016/12/01 0.122   2016/12/23
17125 Macquarie Bank Ltd. - NCI European Warrants Sep 2018 A HKD 0.920   0.305   0.900   24,166,000 9,513,570 N/A 0.920   2017/07/24 0.305   2017/07/04 25,344,000 9,910,595 -   - -   -
12741 Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A HKD -   -   0.010   0 0 502,547 0.082   2017/02/24 0.010   2017/06/12 63,949,000 3,107,864 0.395   2016/09/09 0.020   2016/12/21
25586 Macquarie Bank Ltd. - New World Dev European Wts Aug 2018 A HKD 1.180   0.960   1.100   1,169,000 1,268,600 N/A 1.590   2017/02/24 0.900   2017/05/24 22,907,000 26,719,120 -   - -   -
15161 Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A HKD 0.305   0.169   0.280   12,046,000 2,649,352 6,446,410 0.630   2017/02/28 0.169   2017/07/04 126,679,000 40,111,072 0.430   2016/12/15 0.290   2016/12/29
29076 Macquarie Bank Ltd. - Nine Dragons European Wts May 2018 A HKD 0.224   0.173   0.193   35,290,000 7,006,900 N/A 0.250   2017/03/07 0.129   2017/06/23 119,820,000 20,438,890 -   - -   -
15403 Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A HKD 0.184   0.134   0.137   12,086,000 1,838,152 1,663,236 0.485   2017/02/10 0.134   2017/07/31 43,831,000 10,572,267 0.360   2016/12/23 0.295   2016/12/29
17088 Macquarie Bank Ltd. - PetroChina European Put Wts Jul 2018 B HKD 0.280   0.175   0.208   42,308,000 9,251,620 N/A 0.285   2017/06/30 0.175   2017/07/27 45,116,000 10,031,510 -   - -   -
13456 Macquarie Bank Ltd. - PetroChina European Put Wts Nov 2017 B HKD 0.790   0.700   0.660   84,000 59,440 N/A 0.790   2017/07/06 0.450   2017/04/10 25,848,000 15,756,200 -   - -   -
21823 Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A HKD -   -   0.057   0 0 0 -   - -   - 0 0 -   - -   -
15575 Macquarie Bank Ltd. - PetroChina European Wts Dec 2017 A HKD 0.300   0.166   0.241   102,420,000 23,319,404 N/A 0.580   2017/05/16 0.166   2017/07/11 146,076,000 39,386,448 -   - -   -
16914 Macquarie Bank Ltd. - PetroChina European Wts Feb 2018 A HKD 0.290   0.169   0.235   43,228,000 9,508,600 N/A 0.290   2017/07/27 0.169   2017/07/11 54,408,000 11,757,320 -   - -   -
15284 Macquarie Bank Ltd. - PetroChina European Wts Jul 2017 B HKD -   -   0.019   0 0 1,668,754 0.435   2017/01/18 0.021   2017/04/24 105,876,000 15,201,812 0.335   2016/12/21 0.255   2016/12/29
23977 Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A HKD -   -   0.019   0 0 20,263 0.042   2017/01/13 0.020   2017/05/29 4,360,000 123,180 0.073   2016/04/28 0.020   2016/01/18
12965 Macquarie Bank Ltd. - PetroChina European Wts Nov 2017 A HKD 0.070   0.028   0.048   54,330,000 2,124,324 N/A 0.540   2017/04/10 0.028   2017/07/11 271,148,000 43,438,262 -   - -   -
15323 Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A HKD -   -   0.019   0 0 4,463,697 0.375   2017/01/18 0.020   2017/05/31 228,612,000 28,569,492 -   - -   -
28383 Macquarie Bank Ltd. - PetroChina European Wts Sep 2017 A HKD -   -   0.020   0 0 N/A 0.610   2017/02/23 0.021   2017/06/09 316,694,000 43,376,222 -   - -   -
16786 Macquarie Bank Ltd. - PICC Group European Put Wts Jan18B HKD 0.325   0.166   0.188   12,210,000 2,892,631 N/A 0.365   2017/06/20 0.166   2017/07/17 16,212,000 4,244,646 -   - -   -
16862 Macquarie Bank Ltd. - PICC Group European Wts Apr 2018 A HKD 0.670   0.390   0.550   8,756,000 4,985,660 N/A 0.670   2017/07/13 0.385   2017/06/28 14,928,000 7,428,445 -   - -   -
23871 Macquarie Bank Ltd. - PICC Group European Wts Apr 2018 B HKD 0.255   0.198   0.216   28,520,000 6,477,170 N/A 0.255   2017/07/25 0.198   2017/07/28 28,520,000 6,477,170 -   - -   -
28678 Macquarie Bank Ltd. - PICC Group European Wts Jan 2018 A HKD 0.275   0.116   0.193   119,623,000 25,129,759 N/A 0.300   2017/02/23 0.110   2017/06/15 215,280,000 38,526,598 -   - -   -
15856 Macquarie Bank Ltd. - PICC Group European Wts Oct 2017 A HKD 0.540   0.185   0.390   9,389,000 3,190,615 3,641,560 0.540   2017/07/13 0.147   2017/05/08 83,696,000 23,437,174 -   - -   -
13899 Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2017 A HKD 1.650   0.500   1.200   14,682,000 10,530,660 N/A 1.650   2017/07/17 0.290   2017/04/19 120,958,000 57,398,790 -   - -   -
19542 Macquarie Bank Ltd. - PICC P&C European Warrants Jun 2018 A HKD 0.960   0.530   0.530   19,042,000 13,419,780 N/A 0.960   2017/07/17 0.530   2017/07/31 19,042,000 13,419,780 -   - -   -
17131 Macquarie Bank Ltd. - PICC P&C European Warrants Mar 2018 A HKD 1.310   0.380   0.770   43,512,000 39,706,070 N/A 1.310   2017/07/12 0.355   2017/06/30 46,142,000 40,694,340 -   - -   -
26367 Macquarie Bank Ltd. - PICC P&C European Warrants Sep 2017 A HKD 1.880   0.450   1.340   6,384,000 8,647,580 N/A 1.880   2017/07/17 0.270   2017/06/12 87,342,000 55,558,000 -   - -   -
16754 Macquarie Bank Ltd. - Ping An European Put Warrants Apr 18 C HKD 0.193   0.069   0.105   364,500,000 40,907,915 N/A 0.280   2017/06/19 0.069   2017/07/19 565,985,000 84,415,090 -   - -   -
11447 Macquarie Bank Ltd. - Ping An European Put Warrants Jan 18 B HKD 0.038   0.030   0.020   2,655,000 91,070 N/A 0.204   2017/04/12 0.030   2017/07/05 347,315,000 33,189,660 -   - -   -
12104 Macquarie Bank Ltd. - Ping An European Put Warrants Jul 17A HKD -   -   0.021   0 0 58,743 0.076   2017/01/04 0.016   2017/02/16 37,640,000 1,559,270 0.212   2016/08/11 0.045   2016/11/28
11461 Macquarie Bank Ltd. - Ping An European Put Warrants Oct 17 B HKD -   -   0.010   0 0 N/A 0.200   2017/03/17 0.010   2017/06/22 339,050,000 35,367,210 -   - -   -
15577 Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 A HKD 0.930   0.455   0.780   1,235,000 691,550 N/A 0.930   2017/07/17 0.300   2017/05/19 324,620,000 135,988,500 -   - -   -
16465 Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 B HKD 0.500   0.190   0.410   289,900,000 117,311,290 N/A 0.500   2017/07/19 0.183   2017/06/30 548,800,000 178,408,265 -   - -   -
13398 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A HKD 0.350   0.014   0.010   30,330,500 4,136,359 7,737,406 0.480   2017/02/13 0.014   2017/07/24 215,025,500 50,788,809 1.600   2016/09/22 0.231   2016/12/22
13705 Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B HKD 0.810   0.255   0.820   3,585,000 1,946,575 9,788,541 0.810   2017/07/21 0.036   2017/05/08 715,070,000 72,740,075 0.280   2016/11/28 0.093   2016/12/23
12450 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 A HKD 1.290   0.820   1.140   450,000 393,550 N/A 1.290   2017/07/17 0.204   2017/04/20 230,270,000 74,616,270 -   - -   -
16169 Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 B HKD 4.110   1.690   3.280   7,110,000 16,938,985 N/A 4.110   2017/07/17 1.550   2017/06/30 109,370,000 239,554,555 -   - -   -
16168 Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 A HKD 0.740   0.305   0.700   25,085,000 8,895,575 N/A 0.740   2017/07/19 0.290   2017/06/15 379,560,000 137,249,875 -   - -   -
16466 Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 B HKD 0.490   0.169   0.375   65,300,000 17,131,155 N/A 0.490   2017/07/19 0.169   2017/07/04 368,590,000 87,218,510 -   - -   -
26690 Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 C HKD 0.270   0.246   0.255   99,030,000 26,303,875 N/A 0.270   2017/07/31 0.246   2017/07/31 99,030,000 26,303,875 -   - -   -
26691 Macquarie Bank Ltd. - Ping An European Warrants Feb 2019 A HKD 0.310   0.285   0.295   88,690,000 26,270,350 N/A 0.310   2017/07/31 0.285   2017/07/31 88,690,000 26,270,350 -   - -   -
13161 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A HKD 2.670   0.780   1.800   30,385,500 58,986,005 46,345,645 2.670   2017/07/17 0.400   2017/05/05 275,964,500 294,090,683 2.020   2016/09/22 0.460   2016/11/09
25298 Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 C HKD 0.335   0.260   0.305   218,845,000 63,324,525 N/A 0.335   2017/07/27 0.260   2017/07/28 218,845,000 63,324,525 -   - -   -
15481 Macquarie Bank Ltd. - Ping An European Warrants Jul 2017 B HKD -   -   1.080   0 0 7,993,347 1.030   2017/06/12 0.166   2017/02/03 282,410,000 73,987,390 0.310   2016/12/30 0.270   2016/12/29
17130 Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 A HKD 0.760   0.340   0.640   61,680,000 31,619,875 N/A 0.760   2017/07/17 0.340   2017/07/04 69,820,000 34,576,175 -   - -   -
16755 Macquarie Bank Ltd. - Ping An European Warrants Jun 2018 A HKD 0.485   0.199   0.360   256,290,000 91,083,245 N/A 0.485   2017/07/17 0.199   2017/07/04 324,380,000 107,742,265 -   - -   -
16240 Macquarie Bank Ltd. - Ping An European Warrants Mar 2018 A HKD 0.550   0.215   0.510   8,085,000 2,261,230 N/A 0.550   2017/07/18 0.215   2017/07/04 147,815,000 43,210,325 -   - -   -
17898 Macquarie Bank Ltd. - Ping An European Warrants Mar 2018 B HKD 3.350   1.890   2.840   50,925,000 143,038,315 N/A 3.350   2017/07/19 1.890   2017/07/11 50,925,000 143,038,315 -   - -   -
25295 Macquarie Bank Ltd. - Ping An European Warrants May 2018 A HKD 0.285   0.224   0.235   265,750,000 64,321,720 N/A 0.285   2017/07/26 0.224   2017/07/28 265,750,000 64,321,720 -   - -   -
14974 Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A HKD 0.890   0.370   0.750   300,000 166,700 47,038,892 0.890   2017/07/19 0.091   2017/02/01 1,669,185,000 299,394,445 0.295   2016/12/09 0.123   2016/12/23
13743 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A HKD 0.650   0.170   0.570   6,750,000 2,176,820 18,866,890 0.650   2017/07/18 0.044   2017/05/08 1,024,315,000 117,220,435 0.194   2016/11/28 0.078   2016/12/23
11917 Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 C HKD 1.520   1.250   1.520   500,000 662,500 N/A 1.520   2017/07/27 0.250   2017/04/25 129,880,000 54,847,525 -   - -   -
26623 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 A HKD -   -   1.160   0 0 N/A 0.930   2017/06/20 0.209   2017/04/19 251,935,000 72,077,635 -   - -   -
26997 Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 B HKD 1.520   1.380   1.470   6,270,000 9,079,900 N/A 1.520   2017/07/27 0.166   2017/04/20 419,060,000 121,843,560 -   - -   -
26005 Macquarie Bank Ltd. - Poly HK Inv European Wts May 2018 A HKD 0.640   0.510   0.600   17,469,000 10,866,300 N/A 0.640   2017/07/28 0.510   2017/07/27 17,469,000 10,866,300 -   - -   -
11941 Macquarie Bank Ltd. - PSBC European Warrants Dec 2017 A HKD 0.091   0.039   0.038   38,785,000 2,472,111 N/A 0.290   2017/04/25 0.039   2017/07/28 78,229,000 6,019,946 -   - -   -
13947 Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A HKD 0.036   0.020   0.020   1,985,000 53,785 2,041,528 0.244   2017/01/05 0.020   2017/07/21 180,535,000 23,967,840 0.265   2016/12/23 0.172   2016/11/23
17903 Macquarie Bank Ltd. - PWR Assets European Wts May 2018 A HKD 0.570   0.315   0.550   6,360,000 2,839,300 N/A 0.570   2017/07/25 0.315   2017/07/20 6,360,000 2,839,300 -   - -   -
15006 Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A HKD 0.203   0.044   0.165   19,775,000 3,095,850 4,483,928 0.275   2017/02/01 0.044   2017/07/17 258,220,000 41,641,140 0.280   2016/12/12 0.178   2016/12/22
15177 Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A HKD 0.270   0.177   0.255   24,788,000 5,094,796 6,061,709 0.295   2017/03/13 0.160   2017/05/09 169,128,000 36,680,656 0.212   2016/12/30 0.200   2016/12/29
13432 Macquarie Bank Ltd. - R&F Ppt European Warrants Dec 2017 A HKD 1.240   0.580   0.930   21,003,200 18,570,608 N/A 1.380   2017/04/13 0.530   2017/05/09 44,568,800 41,220,372 -   - -   -
12290 Macquarie Bank Ltd. - Samsonite European Warrants May 2018 A HKD 0.790   0.600   0.640   2,562,000 1,733,730 N/A 0.790   2017/07/03 0.465   2017/04/05 15,993,000 9,315,390 -   - -   -
15778 Macquarie Bank Ltd. - Sands China European Wts Dec 2017 A HKD 0.221   0.118   0.179   71,072,000 10,940,144 N/A 0.315   2017/06/20 0.118   2017/07/07 270,032,000 56,121,276 -   - -   -
24995 Macquarie Bank Ltd. - Sands China European Wts Feb 2018 B HKD 3.260   2.840   2.780   196,800 600,216 N/A 3.260   2017/07/25 2.840   2017/07/26 196,800 600,216 -   - -   -
16632 Macquarie Bank Ltd. - Sands China European Wts Jan 2018 A HKD 1.290   0.690   1.230   4,204,000 3,797,452 N/A 2.080   2017/06/14 0.690   2017/07/10 6,810,400 7,519,444 -   - -   -
13427 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 A HKD -   -   0.020   0 0 13,012 0.070   2017/01/10 0.017   2017/02/24 53,796,000 2,500,692 0.192   2016/10/03 0.043   2016/12/28
14042 Macquarie Bank Ltd. - Sands China European Wts Jul 2017 B HKD -   -   0.010   0 0 2,768,791 0.186   2017/01/11 0.010   2017/06/22 260,484,000 24,090,456 0.375   2016/12/01 0.110   2016/12/29
21501 Macquarie Bank Ltd. - Sands China European Wts Oct 2017 A HKD 0.029   0.010   0.025   1,896,000 42,836 6,263,601 0.260   2017/01/12 0.010   2017/07/07 442,220,000 39,432,412 -   - -   -
27057 Macquarie Bank Ltd. - Sands China European Wts Sep 2017 B HKD 0.123   0.047   0.094   18,644,000 1,510,744 N/A 0.335   2017/04/10 0.047   2017/07/18 415,340,000 68,494,984 -   - -   -
28694 Macquarie Bank Ltd. - Sh Electric European Wts Feb 2018 A HKD 0.365   0.201   0.217   26,694,000 6,944,770 N/A 0.770   2017/03/15 0.201   2017/07/26 51,382,000 15,790,600 -   - -   -
13638 Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A HKD 0.188   0.050   0.122   13,740,000 1,946,040 2,952,983 0.220   2017/06/30 0.050   2017/07/26 104,475,000 18,022,755 0.230   2016/10/12 0.156   2016/12/02
11548 Macquarie Bank Ltd. - Shimao Ppt European Wts Nov 2018 A HKD 0.300   0.221   0.300   23,175,000 5,443,310 N/A 0.300   2017/07/28 0.144   2017/05/09 102,090,000 21,928,360 -   - -   -
24767 Macquarie Bank Ltd. - SHK Ppt European Put Wts Dec 2017 A HKD 0.129   0.083   0.081   1,320,000 157,350 4,881,417 0.520   2017/02/08 0.083   2017/07/13 104,660,000 29,288,500 -   - -   -
17050 Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2018 A HKD 0.750   0.440   0.445   13,580,000 8,226,100 N/A 0.760   2017/06/29 0.440   2017/07/28 14,560,000 8,956,100 -   - -   -
15224 Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A HKD 0.221   0.010   0.010   13,420,000 1,496,690 16,825,900 0.680   2017/06/06 0.010   2017/07/27 286,200,000 121,340,550 0.275   2016/12/21 0.227   2016/12/29
12138 Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2017 B HKD 0.149   0.091   0.109   92,690,000 10,505,880 N/A 0.345   2017/04/13 0.091   2017/07/26 210,570,000 33,654,630 -   - -   -
21705 Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A HKD -   -   0.015   0 0 334,133 0.091   2017/02/24 0.019   2017/05/10 38,320,000 2,217,000 0.330   2016/01/07 0.033   2016/12/22
13295 Macquarie Bank Ltd. - Sino Biopharm European Wts Jan 2020 A HKD 0.270   0.249   0.260   6,460,000 1,682,090 N/A 0.290   2017/06/07 0.223   2017/05/08 30,420,000 7,648,090 -   - -   -
11864 Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Dec 2017 A HKD 0.134   0.083   0.096   3,940,000 453,604 N/A 0.275   2017/04/19 0.083   2017/07/19 301,952,000 48,001,634 -   - -   -
14162 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A HKD -   -   0.028   0 0 3,724,447 0.250   2017/01/26 0.018   2017/06/14 264,862,000 27,809,950 0.225   2016/12/14 0.106   2016/12/29
19291 Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 B HKD 0.168   0.019   0.030   40,494,000 4,619,834 2,878,244 0.670   2017/04/07 0.019   2017/07/25 71,994,000 17,622,886 -   - -   -
16573 Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2018 A HKD 0.134   0.074   0.076   21,844,000 2,107,544 N/A 0.265   2017/06/14 0.074   2017/07/28 59,156,000 8,621,032 -   - -   -
25276 Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2018 A HKD 0.255   0.217   0.217   1,584,000 392,144 N/A 0.255   2017/07/26 0.217   2017/07/31 1,584,000 392,144 -   - -   -
25282 Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21483 Macquarie Bank Ltd. - Sinopec Corp European Wts Oct 2017 A HKD 0.122   0.055   0.064   14,732,000 1,234,568 7,611,911 0.520   2017/01/26 0.055   2017/07/25 214,360,000 53,833,846 -   - -   -
17703 Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A HKD 0.139   0.103   0.103   1,890,000 240,590 163,035 0.250   2017/03/23 0.081   2017/01/18 8,300,000 1,141,750 0.182   2016/07/12 0.096   2016/02/29
26845 Macquarie Bank Ltd. - Sinopec Seg European Wts Dec 2019 A HKD 0.255   0.212   0.219   8,790,000 2,039,500 N/A 0.280   2017/06/09 0.212   2017/07/28 38,050,000 9,398,765 -   - -   -
22008 Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A HKD -   -   0.021   0 0 874,358 0.101   2017/03/21 0.032   2017/06/23 77,350,000 5,246,150 0.159   2016/02/16 0.079   2016/11/18
28943 Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2018 A HKD 0.580   0.560   0.450   8,000 4,560 N/A 0.870   2017/03/24 0.560   2017/07/14 648,000 413,840 -   - -   -
28089 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A HKD 0.320   0.238   0.255   300,000 85,865 507,880 0.485   2017/01/17 0.228   2017/06/12 9,816,000 3,146,178 0.560   2016/12/29 0.255   2016/05/30
14138 Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B HKD 0.149   0.112   0.112   175,295,000 23,522,210 11,007,006 0.405   2017/02/09 0.111   2017/06/12 445,368,500 66,069,788 0.380   2016/11/10 0.285   2016/12/09
12947 Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A HKD 0.098   0.066   0.067   9,914,500 835,416 865,148 0.315   2017/01/03 0.053   2017/06/12 55,327,000 8,535,915 0.340   2016/12/30 0.169   2016/12/09
23339 Macquarie Bank Ltd. - Stanchart European Warrants Aug 2018 A HKD 0.700   0.580   0.680   6,640,000 4,417,400 N/A 0.700   2017/07/26 0.580   2017/07/24 6,640,000 4,417,400 -   - -   -
14811 Macquarie Bank Ltd. - Stanchart European Warrants Dec 2017 A HKD 0.930   0.580   0.890   20,448,000 15,995,535 N/A 0.930   2017/07/31 0.380   2017/06/23 54,961,000 32,686,564 -   - -   -
21791 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.010   2016/04/15 0.010   2016/04/15
14139 Macquarie Bank Ltd. - Stanchart European Warrants Jul 2017 B HKD -   -   0.010   0 0 6,454,795 0.740   2017/02/10 0.010   2017/06/21 224,378,500 40,743,396 0.420   2016/11/11 0.246   2016/12/30
18201 Macquarie Bank Ltd. - Stanchart European Warrants Mar 2018 A HKD 0.580   0.450   0.560   30,139,500 14,737,208 N/A 0.580   2017/07/31 0.450   2017/07/19 30,139,500 14,737,208 -   - -   -
23333 Macquarie Bank Ltd. - Stanchart European Warrants May 2018 A HKD 0.850   0.700   0.820   8,235,000 6,542,120 N/A 0.850   2017/07/31 0.700   2017/07/24 8,235,000 6,542,120 -   - -   -
25864 Macquarie Bank Ltd. - Stanchart European Warrants Sep 2017 A HKD 0.200   0.066   0.130   87,662,500 8,539,411 N/A 0.510   2017/02/06 0.030   2017/06/26 547,055,500 67,538,091 -   - -   -
16807 Macquarie Bank Ltd. - SUNAC European Warrants Apr 2018 A HKD 0.420   0.160   0.410   10,870,000 2,212,950 N/A 0.420   2017/07/20 0.160   2017/07/05 40,440,000 8,399,490 -   - -   -
29184 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2017 A HKD 10.500   4.380   9.880   2,071,000 13,265,400 N/A 10.500   2017/07/24 0.710   2017/03/06 20,334,000 42,892,590 -   - -   -
13598 Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A HKD 1.270   0.760   1.270   390,000 431,000 614,240 1.270   2017/07/25 0.150   2017/02/07 38,330,000 8,047,980 0.215   2016/12/16 0.172   2016/12/29
13797 Macquarie Bank Ltd. - SUNAC European Warrants Oct 2018 A HKD 0.760   0.350   0.720   1,300,000 725,450 N/A 0.760   2017/07/28 0.130   2017/05/05 127,010,000 25,053,490 -   - -   -
14707 Macquarie Bank Ltd. - Sunny Optical European Warrants Dec17A HKD 2.240   0.590   2.000   19,890,000 20,751,600 N/A 2.240   2017/07/19 0.275   2017/06/06 281,560,000 177,747,650 -   - -   -
17170 Macquarie Bank Ltd. - Sunny Optical European Warrants Feb18A HKD 2.060   0.570   1.660   63,450,000 67,229,000 N/A 2.060   2017/07/19 0.570   2017/07/04 63,450,000 67,229,000 -   - -   -
27163 Macquarie Bank Ltd. - Sunny Optical European Warrants Jan18A HKD 4.150   1.500   3.380   560,000 1,375,300 N/A 4.150   2017/07/19 0.700   2017/04/11 196,240,000 189,167,400 -   - -   -
15296 Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A HKD 5.850   5.850   5.850   10,000 58,500 5,505,133 5.850   2017/07/19 0.465   2017/01/03 40,370,000 45,184,350 0.510   2016/12/28 0.450   2016/12/23
24898 Macquarie Bank Ltd. - Sunny Optical European Wts Apr 2018 A HKD 1.850   1.580   1.620   16,230,000 27,075,800 N/A 1.850   2017/07/26 1.580   2017/07/31 16,230,000 27,075,800 -   - -   -
14404 Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A HKD 0.089   0.046   0.046   41,680,000 2,761,195 4,721,333 0.260   2017/02/10 0.046   2017/07/31 255,540,000 29,193,795 0.247   2016/12/14 0.166   2016/12/28
26685 Macquarie Bank Ltd. - Swire Pacific A European Wts Jun18A HKD 0.370   0.360   0.360   1,740,000 640,050 N/A 0.370   2017/07/31 0.360   2017/07/31 1,740,000 640,050 -   - -   -
29868 Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2018 A HKD 0.495   0.320   0.315   8,450,000 3,432,275 N/A 0.500   2017/06/05 0.242   2017/03/14 40,550,000 16,519,545 -   - -   -
29583 Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A HKD 0.115   0.031   0.035   18,610,000 1,391,470 2,362,446 0.236   2017/03/16 0.031   2017/07/31 99,930,000 14,832,240 0.490   2016/08/30 0.285   2016/11/28
16304 Macquarie Bank Ltd. - Tencent European Put Wts Apr 2018 A HKD 0.390   0.150   0.151   284,940,000 61,997,430 N/A 0.390   2017/07/05 0.150   2017/07/31 341,570,000 80,020,630 -   - -   -
19037 Macquarie Bank Ltd. - Tencent European Put Wts Aug 2017 B HKD 0.010   0.010   0.010   11,000 110 9,651,617 0.770   2017/01/25 0.010   2017/07/10 366,853,000 57,955,001 -   - -   -
15379 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 B HKD 0.420   0.043   0.043   247,867,000 33,835,462 N/A 0.810   2017/05/11 0.043   2017/07/31 691,094,000 160,342,911 -   - -   -
15911 Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 F HKD 0.198   0.041   0.042   243,660,000 26,078,830 N/A 0.225   2017/06/01 0.041   2017/07/31 1,011,400,000 159,932,870 -   - -   -
17639 Macquarie Bank Ltd. - Tencent European Put Wts Feb 2018 D HKD 1.850   0.890   0.920   12,999,000 18,000,960 N/A 1.850   2017/07/12 0.890   2017/07/31 12,999,000 18,000,960 -   - -   -
23127 Macquarie Bank Ltd. - Tencent European Put Wts Feb 2018 G HKD 0.290   0.191   0.191   96,020,000 21,651,570 N/A 0.290   2017/07/19 0.191   2017/07/31 96,020,000 21,651,570 -   - -   -
16220 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 B HKD 0.300   0.088   0.091   453,730,000 72,680,290 N/A 0.380   2017/06/01 0.088   2017/07/31 514,810,000 89,056,850 -   - -   -
17015 Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 G HKD 1.440   0.260   0.270   132,701,000 91,443,305 N/A 1.440   2017/07/05 0.260   2017/07/31 135,283,000 93,722,045 -   - -   -
15040 Macquarie Bank Ltd. - Tencent European Put Wts Jul 2017 E HKD -   -   0.020   0 0 1,532,698 0.250   2017/01/10 0.030   2017/03/20 135,086,000 14,708,997 -   - -   -
26740 Macquarie Bank Ltd. - Tencent European Put Wts Mar 2018 A HKD 1.750   1.540   1.560   2,944,000 4,853,460 N/A 1.750   2017/07/31 1.540   2017/07/31 2,944,000 4,853,460 -   - -   -
13737 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 B HKD 0.082   0.010   0.012   5,803,000 311,795 N/A 0.485   2017/04/13 0.010   2017/07/26 376,110,000 46,132,334 -   - -   -
14729 Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 G HKD 0.086   0.015   0.015   54,720,000 2,445,870 N/A 0.224   2017/04/28 0.015   2017/07/26 507,110,000 44,920,250 -   - -   -
12282 Macquarie Bank Ltd. - Tencent European Put Wts Oct 2017 E HKD 0.024   0.010   0.010   5,180,000 72,900 N/A 0.240   2017/03/24 0.010   2017/07/11 446,640,000 58,821,970 -   - -   -
26568 Macquarie Bank Ltd. - Tencent European Put Wts Sep 2017 E HKD 0.030   0.010   0.010   8,065,000 108,298 N/A 1.440   2017/02/28 0.010   2017/07/28 274,293,000 45,251,910 -   - -   -
16305 Macquarie Bank Ltd. - Tencent European Warrants Apr 2018 B HKD 0.500   0.250   0.500   12,290,000 4,240,650 N/A 0.500   2017/07/31 0.250   2017/07/07 33,700,000 11,138,050 -   - -   -
12999 Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A HKD 0.570   0.330   0.560   2,600,000 1,267,750 6,606,323 0.570   2017/07/31 0.184   2017/01/03 152,950,000 41,803,210 0.325   2016/10/25 0.160   2016/12/23
17248 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 A HKD 2.110   0.117   2.050   46,845,000 36,386,931 47,150,447 2.110   2017/07/27 0.117   2017/07/10 382,518,000 282,928,331 -   - -   -
19038 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
22509 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 D HKD 5.990   5.900   9.630   80,000 475,400 192,593 7.080   2017/06/09 1.630   2017/03/03 254,000 1,155,560 -   - -   -
23996 Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 E HKD -   -   12.660   0 0 83,635 6.050   2017/04/25 3.770   2017/02/27 96,000 501,810 -   - -   -
14318 Macquarie Bank Ltd. - Tencent European Warrants Aug 2018 A HKD 0.610   0.405   0.620   4,620,000 2,041,300 N/A 0.610   2017/07/27 0.365   2017/05/16 39,900,000 18,350,650 -   - -   -
14997 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 A HKD 0.880   0.350   0.880   8,038,000 5,506,680 N/A 0.880   2017/07/31 0.285   2017/05/08 13,753,000 7,875,370 -   - -   -
15449 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 C HKD 1.210   0.510   1.090   11,210,000 11,514,000 N/A 1.210   2017/07/27 0.500   2017/05/17 13,250,000 12,965,370 -   - -   -
15450 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 D HKD 2.370   0.790   2.370   8,436,000 15,465,030 N/A 2.370   2017/07/31 0.790   2017/07/05 8,516,000 15,563,430 -   - -   -
15576 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 E HKD 2.300   1.710   3.640   258,000 499,290 N/A 2.610   2017/06/09 1.450   2017/05/16 10,023,000 19,429,780 -   - -   -
15917 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 G HKD 0.540   0.310   0.570   340,000 128,650 N/A 0.540   2017/07/26 0.305   2017/06/01 9,360,000 3,350,800 -   - -   -
16121 Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 H HKD 0.450   0.250   0.430   22,821,000 8,517,855 N/A 0.450   2017/07/27 0.222   2017/06/01 71,523,000 22,781,867 -   - -   -
17179 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 A HKD 0.810   0.600   0.790   8,895,000 6,305,230 N/A 0.810   2017/07/27 0.600   2017/07/19 8,895,000 6,305,230 -   - -   -
17182 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
17256 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 C HKD 0.335   0.151   0.315   101,610,000 21,953,170 N/A 0.335   2017/07/27 0.151   2017/07/07 101,610,000 21,953,170 -   - -   -
17893 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
19454 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
26021 Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 H HKD 0.500   0.405   0.495   5,693,000 2,466,430 N/A 0.500   2017/07/31 0.405   2017/07/27 5,693,000 2,466,430 -   - -   -
14075 Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A HKD 0.500   0.280   0.510   26,200,000 11,216,350 10,830,380 0.500   2017/07/27 0.148   2017/01/04 271,750,000 67,805,490 0.244   2016/11/07 0.128   2016/12/23
12769 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A HKD 0.760   0.255   0.700   4,303,000 2,656,570 1,322,055 0.760   2017/07/27 0.143   2017/01/05 21,415,000 7,935,755 0.600   2016/09/06 0.126   2016/12/12
16463 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 C HKD 1.160   1.160   1.270   20,000 23,200 N/A 1.160   2017/07/20 0.760   2017/06/13 96,000 84,040 -   - -   -
16467 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 D HKD 2.510   1.090   2.510   88,000 181,540 N/A 2.510   2017/07/31 1.090   2017/07/05 372,000 581,760 -   - -   -
16745 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 E HKD 2.110   1.850   3.770   508,000 1,016,490 N/A 2.110   2017/07/05 1.850   2017/07/05 508,000 1,016,490 -   - -   -
16998 Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 F HKD 0.450   0.121   0.445   49,988,000 14,694,462 N/A 0.450   2017/07/27 0.121   2017/07/05 58,694,000 17,090,407 -   - -   -
16288 Macquarie Bank Ltd. - Tencent European Warrants Jan 2019 A HKD 0.420   0.255   0.405   21,940,000 7,991,400 N/A 0.420   2017/07/27 0.246   2017/06/01 46,820,000 15,147,470 -   - -   -
26777 Macquarie Bank Ltd. - Tencent European Warrants Jan 2020 A HKD 0.710   0.480   0.690   3,440,000 2,137,650 N/A 0.710   2017/07/25 0.380   2017/04/19 18,190,000 9,762,550 -   - -   -
14711 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 A HKD -   -   1.200   0 0 23,514,954 1.700   2017/06/27 0.255   2017/05/08 303,845,000 141,089,725 -   - -   -
14843 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 B HKD -   -   0.010   0 0 16,809,740 0.360   2017/05/23 0.010   2017/06/27 492,111,000 100,933,079 0.255   2016/12/30 0.225   2016/12/29
14877 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 C HKD -   -   5.340   0 0 1,140,392 4.120   2017/05/31 1.360   2017/04/19 4,052,000 6,842,350 -   - -   -
15033 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 D HKD -   -   9.340   0 0 324,380 7.290   2017/05/18 2.780   2017/01/27 332,000 1,957,400 -   - -   -
16002 Macquarie Bank Ltd. - Tencent European Warrants Jul 2017 F HKD -   -   12.360   0 0 1,205,033 11.260   2017/05/22 4.010   2017/01/05 1,190,000 8,362,160 -   - -   -
12855 Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A HKD 0.750   0.455   0.800   360,000 206,700 1,183,752 0.750   2017/07/24 0.151   2017/01/03 20,408,000 7,205,311 0.500   2016/09/06 0.123   2016/12/23
16219 Macquarie Bank Ltd. - Tencent European Warrants Jul 2019 A HKD 0.365   0.231   0.365   32,630,000 9,848,800 N/A 0.365   2017/07/31 0.223   2017/06/01 88,560,000 23,799,930 -   - -   -
13486 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 A HKD 2.560   1.110   2.460   6,105,000 9,776,920 N/A 2.560   2017/07/28 1.110   2017/07/10 28,904,000 46,065,800 -   - -   -
13886 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 C HKD 4.650   1.650   4.580   7,154,000 16,059,480 N/A 4.650   2017/07/31 1.650   2017/07/05 13,354,000 32,742,880 -   - -   -
14417 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 D HKD 7.770   4.240   7.770   408,000 2,436,380 N/A 7.770   2017/07/31 2.840   2017/04/26 1,062,000 5,626,580 -   - -   -
14577 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 E HKD -   -   1.000   0 0 N/A 0.630   2017/06/12 0.370   2017/05/08 2,320,000 999,850 -   - -   -
14684 Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 F HKD 1.390   0.420   1.390   22,016,000 18,158,965 N/A 1.390   2017/07/31 0.420   2017/07/10 37,412,000 30,309,185 -   - -   -
28944 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 A HKD 3.000   0.710   3.000   14,941,000 21,269,690 N/A 3.000   2017/07/31 0.550   2017/03/13 72,488,000 107,327,460 -   - -   -
29259 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 B HKD 6.000   2.500   6.000   12,000 50,050 N/A 6.000   2017/07/31 2.030   2017/05/02 96,000 333,070 -   - -   -
29694 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 C HKD 6.490   5.990   9.500   85,000 532,960 N/A 7.820   2017/06/27 2.570   2017/03/23 721,000 4,862,210 -   - -   -
11794 Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 D HKD 1.340   0.218   1.300   285,679,000 216,631,302 N/A 1.340   2017/07/31 0.218   2017/07/05 346,485,000 268,108,132 -   - -   -
13706 Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A HKD 1.180   0.650   1.120   3,130,000 3,123,480 3,808,296 1.180   2017/07/27 0.355   2017/02/13 30,667,000 22,849,775 0.510   2016/10/20 0.340   2016/10/13
24695 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 A HKD 3.780   1.290   3.780   3,789,000 6,990,850 6,141,300 3.780   2017/07/31 0.530   2017/01/27 20,881,000 36,858,500 -   - -   -
25500 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 B HKD 6.920   5.930   7.490   100,000 663,400 N/A 6.920   2017/07/20 1.800   2017/04/10 2,604,000 11,400,840 -   - -   -
25503 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 C HKD 7.570   7.420   11.020   80,000 597,400 N/A 8.890   2017/06/28 2.770   2017/03/09 889,000 6,923,570 -   - -   -
26172 Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 D HKD 1.690   0.214   1.690   255,638,000 166,192,513 N/A 1.690   2017/07/31 0.214   2017/07/05 469,438,000 327,635,708 -   - -   -
24789 Macquarie Bank Ltd. - Towngas China European Wts Nov 2017 A HKD 0.760   0.520   0.650   1,746,000 992,930 3,114,598 0.760   2017/07/14 0.305   2017/05/16 43,809,000 18,716,810 -   - -   -
13812 Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A HKD 0.107   0.026   0.028   76,280,000 4,798,670 3,432,442 0.168   2017/06/02 0.026   2017/07/31 223,080,000 20,915,300 0.190   2016/10/27 0.134   2016/12/30
20676 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A HKD 0.125   0.108   0.116   7,600,000 873,720 366,767 0.143   2017/01/03 0.108   2017/07/05 18,240,000 2,223,320 0.203   2016/02/17 0.165   2016/09/12
11913 Macquarie Bank Ltd. - Weigao Group European Wts Feb 2020 A HKD 0.360   0.325   0.345   1,120,000 380,800 N/A 0.360   2017/07/27 0.305   2017/04/03 3,600,000 1,198,200 -   - -   -
11324 Macquarie Bank Ltd. - Wharf European Warrants Feb 2018 A HKD 0.285   0.242   0.255   18,000,000 4,646,870 N/A 0.550   2017/06/06 0.242   2017/07/05 36,040,000 10,892,570 -   - -   -
11842 Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A HKD 0.141   0.074   0.078   17,132,000 1,907,592 5,798,658 0.211   2017/04/12 0.074   2017/07/31 213,732,000 35,257,048 0.172   2016/08/08 0.068   2016/09/01
13609 Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A HKD 0.158   0.131   0.139   40,680,000 5,867,400 1,862,120 0.187   2017/01/25 0.100   2017/05/23 82,100,000 12,017,520 0.219   2016/10/18 0.087   2016/11/30
11890 Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A HKD 0.295   0.275   0.285   10,180,000 2,883,500 1,746,560 0.295   2017/07/19 0.201   2017/05/04 43,040,000 10,995,160 0.236   2016/12/30 0.205   2016/11/10
12888 Macquarie Bank Ltd. - Xinyi Solar European Warrants Jul 17 A HKD -   -   0.010   0 0 96,212 0.109   2017/02/10 0.019   2017/03/30 7,914,000 592,046 0.480   2016/09/20 0.089   2016/12/19
23031 Macquarie Bank Ltd. - Xinyi Solar European Warrants May 18 A HKD 0.290   0.201   0.280   15,462,000 3,864,400 981,957 0.650   2017/02/10 0.201   2017/07/05 21,506,000 5,896,820 -   - -   -
26493 Macquarie Bank Ltd. - Yanzhou Coal European Wts Apr 2018 A HKD 0.770   0.650   0.760   3,036,000 2,107,380 N/A 0.770   2017/07/31 0.650   2017/07/28 3,036,000 2,107,380 -   - -   -
24248 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A HKD 0.255   0.153   0.208   21,100,000 4,195,800 2,236,987 0.255   2017/07/20 0.093   2017/01/03 140,000,000 20,138,580 0.244   2016/07/04 0.076   2016/08/25
15277 Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 B HKD 1.230   0.660   0.890   22,410,000 21,569,640 N/A 1.230   2017/07/21 0.340   2017/06/02 89,706,000 54,359,960 -   - -   -
13070 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A HKD -   -   0.237   0 0 72,155 0.270   2017/04/13 0.165   2017/05/25 1,970,000 432,930 -   - -   -
26239 Macquarie Bank Ltd. - Yuexiu Property Euro Wts Jul 2017 A HKD -   -   0.015   0 0 110,589 0.074   2017/03/16 0.015   2017/06/02 14,816,000 717,242 0.169   2016/09/09 0.046   2016/12/28
15574 Macquarie Bank Ltd. - Zhaojin Mining Euro Wts May 2018 A HKD 1.080   0.940   1.000   1,924,000 1,911,535 N/A 1.440   2017/05/18 0.940   2017/07/10 21,733,500 26,341,545 -   - -   -
14975 Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A HKD 0.177   0.085   0.149   33,038,000 4,544,516 3,662,789 0.455   2017/03/17 0.085   2017/07/13 90,230,000 23,625,486 0.247   2016/12/15 0.199   2016/12/28
16385 Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2018 A HKD 0.325   0.201   0.295   25,496,000 6,420,210 N/A 0.325   2017/07/19 0.201   2017/07/17 29,206,000 7,433,110 -   - -   -
21547 Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A HKD 0.020   0.014   0.022   3,224,000 61,330 75,726 0.060   2017/02/10 0.010   2017/06/16 16,050,000 493,654 0.065   2016/11/29 0.010   2016/05/23
14892 Macquarie Bank Ltd. - ZTE European Warrants Apr 2018 A HKD 0.420   0.315   0.420   600,000 235,500 N/A 0.420   2017/07/27 0.198   2017/05/12 103,234,000 26,551,082 -   - -   -
26008 Macquarie Bank Ltd. - ZTE European Warrants Apr 2018 B HKD 0.260   0.231   0.242   27,300,000 6,706,642 N/A 0.260   2017/07/27 0.231   2017/07/31 27,300,000 6,706,642 -   - -   -
29396 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 A HKD -   -   0.480   0 0 N/A 0.465   2017/06/27 0.187   2017/03/10 246,484,000 63,753,490 -   - -   -
16968 Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 B HKD 0.315   0.185   0.280   124,166,000 29,122,160 N/A 0.315   2017/07/24 0.185   2017/07/18 156,006,000 36,801,480 -   - -   -
14216 Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A HKD 0.690   0.690   0.690   70,000 48,300 4,410,891 0.690   2017/07/26 0.177   2017/03/10 159,592,000 37,565,876 0.325   2016/12/30 0.219   2016/12/16
13980 Macquarie Bank Ltd. -China Life European Put Warrants Apr18A HKD 0.048   0.030   0.043   97,000,000 3,793,040 5,906,217 0.226   2017/01/03 0.030   2017/07/17 577,310,000 41,139,340 0.241   2016/11/18 0.151   2016/11/30
16433 Macquarie Bank Ltd. -China Life European Put Warrants Apr18B HKD 0.420   0.315   0.375   17,050,000 6,016,000 N/A 0.445   2017/06/21 0.315   2017/07/17 45,870,000 17,697,700 -   - -   -
26699 Macquarie Bank Ltd. -China Life European Put Warrants Feb18D HKD 1.060   1.030   1.060   888,000 924,600 N/A 1.060   2017/07/31 1.030   2017/07/31 888,000 924,600 -   - -   -
27647 Macquarie Bank Ltd. -China Life European Put Warrants Jan18A HKD 0.147   0.086   0.117   113,620,000 11,879,890 N/A 0.290   2017/03/03 0.086   2017/07/17 397,680,000 62,600,710 -   - -   -
29605 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A HKD -   -   0.020   0 0 310,493 0.111   2017/02/15 0.022   2017/04/18 31,174,000 2,143,510 0.310   2016/09/09 0.089   2016/12/28
15976 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Dec 2018 A HKD 0.250   0.144   0.145   54,142,000 11,440,610 N/A 0.250   2017/07/20 0.144   2017/07/31 54,462,000 11,497,730 -   - -   -
16996 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Jul 2019 A HKD 0.355   0.280   0.275   4,465,000 1,484,900 N/A 0.355   2017/07/19 0.280   2017/07/26 4,495,000 1,494,950 -   - -   -
13701 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A HKD 0.059   0.010   0.022   27,883,000 911,297 575,642 0.200   2017/02/15 0.010   2017/07/13 61,017,000 3,853,626 0.325   2016/10/14 0.161   2016/12/28
12686 Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2018 A HKD 0.134   0.084   0.081   18,558,000 2,144,059 N/A 0.174   2017/05/05 0.072   2017/06/16 28,368,000 3,167,279 -   - -   -
26234 Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A HKD 0.440   0.340   0.365   5,455,000 2,220,400 671,587 0.440   2017/07/21 0.209   2017/05/18 11,825,000 4,160,020 0.310   2016/10/11 0.141   2016/05/16
28945 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2018 A HKD 0.174   0.125   0.144   10,355,000 1,496,800 N/A 0.248   2017/02/28 0.070   2017/05/18 528,425,000 82,455,915 -   - -   -
16747 Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2019 A HKD 0.241   0.157   0.195   266,185,000 53,140,310 N/A 0.280   2017/06/19 0.157   2017/07/24 413,835,000 87,046,055 -   - -   -
16306 Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2018 A HKD 1.580   1.060   1.230   15,346,500 18,727,165 N/A 2.220   2017/06/13 0.700   2017/06/08 95,340,000 104,595,400 -   - -   -
16750 Macquarie Bank Ltd. -Greatwall Motor European Wts May 2018 A HKD 0.970   0.540   0.650   69,783,500 50,792,265 N/A 1.290   2017/06/19 0.540   2017/07/20 137,216,500 114,753,430 -   - -   -
13941 Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A HKD 0.155   0.104   0.135   6,565,000 840,965 12,119,813 0.231   2017/02/22 0.071   2017/05/15 643,815,000 97,704,630 0.250   2016/10/25 0.106   2016/11/17
26762 Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A HKD 0.148   0.075   0.119   6,495,000 791,715 3,719,048 0.220   2017/06/13 0.028   2017/05/09 304,220,000 27,641,530 0.247   2016/03/14 0.050   2016/12/23
15008 Macquarie Bank Ltd. -PetroChina European Put Warrants Jul17A HKD -   -   0.148   0 0 8,230,988 0.290   2017/01/04 0.093   2017/05/25 386,010,000 56,268,512 0.395   2016/12/12 0.237   2016/12/28
16633 Macquarie Bank Ltd. -Sands China European Put Wts Feb 2018 A HKD 0.221   0.138   0.143   60,104,000 11,657,596 N/A 0.221   2017/07/07 0.138   2017/07/24 133,768,000 23,845,412 -   - -   -
21379 Macquarie Bank Ltd. -Sands China European Put Wts Sep 2017 A HKD -   -   0.018   0 0 7,228,189 0.280   2017/02/09 0.020   2017/06/07 399,652,000 45,455,252 -   - -   -
14170 Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A HKD 0.265   0.188   0.188   18,776,000 4,046,886 5,420,149 0.600   2017/04/05 0.188   2017/07/31 93,760,000 33,272,831 0.480   2016/11/28 0.325   2016/12/23
12624 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A HKD 0.075   0.010   0.010   7,934,000 507,658 2,463,082 0.248   2017/02/16 0.010   2017/07/27 115,964,000 15,159,019 0.212   2016/09/23 0.072   2016/12/23
28712 Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Dec 2017 A HKD 0.091   0.055   0.082   4,134,000 335,007 N/A 0.140   2017/06/01 0.055   2017/07/11 66,496,000 6,261,418 -   - -   -
26057 Nomura Int'l plc - CMS European Warrants Jul 2017 A HKD -   -   0.610   0 0 15,000 0.600   2017/02/15 0.570   2017/01/04 230,000 135,600 0.660   2016/11/10 0.410   2016/01/26
16317 SG Issuer - A50 China European Warrants Dec 2017 A HKD 0.660   0.320   0.650   5,454,600 3,170,168 N/A 0.660   2017/07/25 0.320   2017/07/05 9,445,000 4,732,562 -   - -   -
16763 SG Issuer - A50 China European Warrants Feb 2018 A HKD 0.345   0.270   0.335   410,000 130,700 N/A 0.345   2017/07/17 0.260   2017/06/19 420,200 133,504 -   - -   -
25364 SG Issuer - A50 China European Warrants Feb 2018 B HKD 0.260   0.255   0.255   200 52 N/A 0.260   2017/07/26 0.255   2017/07/26 200 52 -   - -   -
15444 SG Issuer - A50 China European Warrants Jul 2017 B HKD -   -   1.520   0 0 116,844 1.330   2017/06/22 0.395   2017/05/02 782,600 701,065 0.620   2016/12/22 0.590   2016/12/22
13940 SG Issuer - A50 China European Warrants Nov 2017 A HKD 1.420   0.710   1.400   6,135,900 7,440,094 N/A 1.420   2017/07/31 0.335   2017/04/28 9,048,100 9,491,009 -   - -   -
27739 SG Issuer - A50 China European Warrants Sep 2017 A HKD 0.550   0.197   0.530   3,519,600 1,225,664 N/A 0.550   2017/07/31 0.081   2017/05/09 9,840,900 2,560,503 -   - -   -
14502 SG Issuer - AAC Tech European Warrants Apr 2018 A HKD 0.520   0.275   0.335   19,950,000 7,239,775 N/A 0.520   2017/07/20 0.187   2017/05/18 45,265,000 13,327,920 -   - -   -
15181 SG Issuer - AAC Tech European Warrants Apr 2018 B HKD 0.300   0.128   0.163   139,150,000 28,772,630 N/A 0.300   2017/07/20 0.128   2017/07/05 147,460,000 29,981,320 -   - -   -
14692 SG Issuer - AAC Tech European Warrants Aug 2018 A HKD 0.350   0.170   0.215   54,805,000 12,233,900 N/A 0.350   2017/07/20 0.109   2017/05/18 83,635,000 17,193,850 -   - -   -
12960 SG Issuer - AAC Tech European Warrants Dec 2017 A HKD 0.250   0.089   0.146   116,690,000 18,379,135 7,464,755 0.250   2017/07/20 0.089   2017/07/06 273,670,000 44,791,500 0.244   2016/09/07 0.071   2016/12/13
14589 SG Issuer - AAC Tech European Warrants Dec 2018 A HKD 0.405   0.211   0.260   28,455,000 7,377,355 N/A 0.405   2017/07/20 0.137   2017/05/18 85,275,000 18,770,230 -   - -   -
14813 SG Issuer - AAC Tech European Warrants Feb 2018 A HKD 0.310   0.133   0.160   91,150,000 18,825,645 N/A 0.310   2017/07/20 0.085   2017/05/18 143,950,000 27,014,395 -   - -   -
15555 SG Issuer - AAC Tech European Warrants Jan 2018 A HKD 0.390   0.169   0.223   123,440,000 29,472,215 N/A 0.390   2017/07/20 0.108   2017/05/18 167,415,000 36,676,565 -   - -   -
15569 SG Issuer - AAC Tech European Warrants Jan 2018 B HKD 0.320   0.134   0.163   158,660,000 33,872,930 N/A 0.320   2017/07/20 0.102   2017/05/18 185,330,000 37,744,690 -   - -   -
25247 SG Issuer - AAC Tech European Warrants Jul 2018 A HKD 0.140   0.120   0.131   12,000,000 1,524,055 N/A 0.140   2017/07/26 0.120   2017/07/31 12,000,000 1,524,055 -   - -   -
14516 SG Issuer - AAC Tech European Warrants Mar 2018 A HKD 0.360   0.156   0.200   74,790,000 16,494,220 N/A 0.360   2017/07/20 0.093   2017/05/18 260,180,000 56,009,555 -   - -   -
14977 SG Issuer - AAC Tech European Warrants Nov 2017 A HKD 0.390   0.152   0.199   253,000,000 57,216,200 N/A 0.390   2017/07/20 0.088   2017/05/18 464,250,000 100,933,250 -   - -   -
14814 SG Issuer - AAC Tech European Warrants Oct 2017 A HKD 0.300   0.079   0.122   373,540,000 55,262,105 N/A 0.300   2017/07/20 0.047   2017/05/18 1,210,575,000 178,382,135 -   - -   -
12861 SG Issuer - AGBK European Warrants Aug 2017 A HKD 0.053   0.015   0.035   3,960,000 161,248 1,085,395 0.222   2017/02/16 0.015   2017/07/11 49,254,000 6,512,370 0.191   2016/09/09 0.150   2016/08/30
28502 SG Issuer - AGBK European Warrants Dec 2017 A HKD 0.123   0.056   0.105   12,150,000 1,299,600 N/A 0.208   2017/02/27 0.056   2017/07/10 17,458,000 1,890,606 -   - -   -
16478 SG Issuer - AGBK European Warrants Dec 2017 B HKD 0.073   0.032   0.062   1,840,000 115,800 N/A 0.105   2017/06/09 0.032   2017/07/10 1,842,000 116,002 -   - -   -
25176 SG Issuer - AGBK European Warrants Feb 2018 A HKD 0.270   0.239   0.249   480,000 119,000 N/A 0.270   2017/07/25 0.239   2017/07/28 480,000 119,000 -   - -   -
26892 SG Issuer - AGBK European Warrants Jan 2018 A HKD 0.340   0.242   0.315   8,668,000 2,540,925 N/A 0.405   2017/02/20 0.222   2017/02/10 18,822,000 5,321,120 -   - -   -
15004 SG Issuer - AIA European Put Warrants Jul 2017 B HKD -   -   0.011   0 0 114,042 0.231   2017/01/03 0.011   2017/04/25 35,550,000 2,069,410 0.275   2016/12/12 0.203   2016/12/21
15682 SG Issuer - AIA European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 52,890 0.241   2017/01/04 0.016   2017/04/26 21,492,000 2,250,476 -   - -   -
15062 SG Issuer - AIA European Put Warrants Dec 2017 B HKD 0.097   0.021   0.019   27,036,000 1,369,192 N/A 0.180   2017/05/08 0.021   2017/07/31 208,132,000 22,430,272 -   - -   -
16932 SG Issuer - AIA European Put Warrants Jan 2018 B HKD 0.285   0.077   0.080   110,410,000 14,990,588 N/A 0.285   2017/07/04 0.077   2017/07/31 130,156,000 19,194,292 -   - -   -
28847 SG Issuer - AIA European Put Warrants Sep 2017 B HKD 0.010   0.010   0.010   100,000 1,000 N/A 0.239   2017/02/24 0.010   2017/07/07 371,032,000 40,136,784 -   - -   -
13591 SG Issuer - AIA European Warrants Aug 2017 A HKD 0.010   0.010   0.010   1,010,000 10,100 389,688 0.041   2017/04/27 0.010   2017/07/26 99,488,000 2,394,626 0.305   2016/10/06 0.015   2016/12/09
28741 SG Issuer - AIA European Warrants Aug 2017 B HKD 0.510   0.197   0.630   17,284,000 6,025,320 N/A 0.510   2017/07/13 0.068   2017/04/19 199,212,000 44,486,450 -   - -   -
23476 SG Issuer - AIA European Warrants Dec 2017 A HKD 0.730   0.320   0.720   93,490,000 49,394,980 29,763,251 0.730   2017/07/31 0.147   2017/04/19 667,814,000 179,065,124 -   - -   -
15172 SG Issuer - AIA European Warrants Jan 2018 A HKD 0.330   0.117   0.325   392,994,000 79,534,798 N/A 0.330   2017/07/31 0.117   2017/07/04 621,996,000 130,120,480 -   - -   -
17120 SG Issuer - AIA European Warrants Jan 2018 C HKD 0.177   0.122   0.180   1,126,606,000 167,872,678 N/A 0.177   2017/07/31 0.122   2017/07/25 1,126,606,000 167,872,678 -   - -   -
14953 SG Issuer - AIA European Warrants Jul 2017 A HKD -   -   0.810   0 0 18,076,905 0.830   2017/06/22 0.104   2017/01/03 564,160,000 117,024,586 0.164   2016/12/14 0.104   2016/12/29
15152 SG Issuer - AIA European Warrants Jul 2017 C HKD -   -   1.160   0 0 5,289,048 0.900   2017/05/17 0.194   2017/01/03 88,432,000 35,642,080 0.275   2016/12/14 0.207   2016/12/29
29289 SG Issuer - AIA European Warrants Nov 2017 A HKD 0.425   0.144   0.420   178,590,000 53,199,568 N/A 0.425   2017/07/31 0.074   2017/04/19 392,528,000 96,982,378 -   - -   -
15122 SG Issuer - AIA European Warrants Oct 2017 A HKD 0.990   0.475   1.030   14,138,000 11,502,280 6,838,832 0.990   2017/07/27 0.152   2017/01/04 184,656,000 53,152,070 0.236   2016/12/14 0.228   2016/12/14
14379 SG Issuer - Anhui Conch European Warrants Aug 2017 A HKD 0.186   0.055   0.069   29,560,000 3,307,230 2,076,618 0.335   2017/03/16 0.055   2017/07/28 75,230,000 13,966,690 0.214   2016/11/25 0.134   2016/12/15
15570 SG Issuer - Anhui Conch European Warrants Jan 2018 A HKD 0.430   0.310   0.370   26,645,000 9,781,275 N/A 0.430   2017/07/20 0.242   2017/06/20 35,175,000 12,207,580 -   - -   -
15475 SG Issuer - Anhui Conch European Warrants Jul 2017 A HKD -   -   0.335   0 0 450,675 0.500   2017/04/05 0.237   2017/06/22 12,625,000 5,012,950 0.203   2016/12/23 0.201   2016/12/23
24516 SG Issuer - Anhui Conch European Warrants Mar 2018 A HKD 0.242   0.202   0.211   2,010,000 449,445 N/A 0.242   2017/07/24 0.202   2017/07/25 2,010,000 449,445 -   - -   -
14906 SG Issuer - Anhui Conch European Warrants Nov 2017 A HKD 0.222   0.133   0.176   92,055,000 15,797,845 N/A 0.222   2017/07/20 0.082   2017/06/21 301,430,000 40,308,165 -   - -   -
14848 SG Issuer - BOCHK European Warrants Aug 2017 A HKD 0.820   0.690   0.790   2,330,000 1,771,200 1,871,421 0.890   2017/06/29 0.194   2017/01/13 27,775,000 11,324,370 0.265   2016/12/08 0.208   2016/12/13
28882 SG Issuer - BOCHK European Warrants Feb 2018 A HKD 0.440   0.275   0.390   51,220,000 18,939,150 N/A 0.450   2017/06/29 0.152   2017/02/27 96,950,000 31,409,215 -   - -   -
14127 SG Issuer - BOCHK European Warrants Jan 2018 A HKD 0.680   0.475   0.640   6,240,000 3,633,725 5,264,709 0.680   2017/07/03 0.147   2017/01/03 126,540,000 37,906,010 0.163   2016/12/23 0.130   2016/12/19
17201 SG Issuer - BOCHK European Warrants Mar 2018 A HKD 0.350   0.217   0.260   46,470,000 11,254,220 N/A 0.350   2017/07/03 0.217   2017/07/21 46,470,000 11,254,220 -   - -   -
15428 SG Issuer - BOCHK European Warrants Sep 2017 A HKD 1.080   0.890   1.060   8,180,000 7,798,400 2,773,842 1.080   2017/07/31 0.255   2017/01/03 26,095,000 17,262,125 0.255   2016/12/23 0.237   2016/12/22
23401 SG Issuer - BOCL European Put Warrants Aug 2017 B HKD -   -   0.010   1,000 17 427,375 0.260   2017/01/20 0.011   2017/06/28 46,414,000 2,564,767 -   - -   -
15988 SG Issuer - BOCL European Put Warrants Jan 2018 B HKD 0.163   0.074   0.075   34,279,000 3,799,197 N/A 0.250   2017/05/23 0.074   2017/07/31 37,501,000 4,308,815 -   - -   -
14695 SG Issuer - BOCL European Warrants Aug 2017 A HKD 0.182   0.056   0.150   15,638,000 1,444,572 1,452,827 0.365   2017/02/15 0.056   2017/07/07 47,803,000 8,931,162 0.270   2016/11/30 0.115   2016/12/23
28001 SG Issuer - BOCL European Warrants Dec 2017 A HKD 0.057   0.019   0.057   8,992,000 385,030 N/A 0.218   2017/02/17 0.019   2017/07/10 21,136,000 1,212,126 -   - -   -
22891 SG Issuer - BOCL European Warrants Feb 2018 A HKD 0.149   0.148   0.160   2,000 297 N/A 0.149   2017/07/19 0.148   2017/07/19 2,000 297 -   - -   -
15360 SG Issuer - BOCL European Warrants Jan 2018 A HKD 0.250   0.193   0.248   3,185,000 756,710 N/A 0.315   2017/05/16 0.175   2017/06/28 5,687,000 1,460,355 -   - -   -
15989 SG Issuer - BOCL European Warrants Jun 2018 A HKD -   -   0.100   0 0 N/A 0.140   2017/05/23 0.136   2017/05/23 4,000 552 -   - -   -
29188 SG Issuer - BOCL European Warrants Oct 2017 A HKD 0.021   0.012   0.015   5,260,000 76,580 N/A 0.131   2017/03/02 0.012   2017/07/21 11,431,000 278,092 -   - -   -
12864 SG Issuer - BOCL European Warrants Sep 2017 A HKD 0.055   0.013   0.044   29,488,000 991,953 759,806 0.246   2017/02/16 0.013   2017/07/07 55,078,000 4,558,833 0.237   2016/08/30 0.095   2016/11/24
15535 SG Issuer - BOCom European Warrants Aug 2017 A HKD 0.070   0.021   0.024   483,000 25,966 3,538,129 0.610   2017/02/21 0.021   2017/07/10 47,048,000 22,264,572 0.460   2016/12/30 0.445   2016/12/30
16818 SG Issuer - BOCom European Warrants Jan 2018 A HKD 0.360   0.255   0.295   3,920,000 1,180,250 N/A 0.360   2017/07/17 0.255   2017/07/07 5,122,000 1,595,855 -   - -   -
28505 SG Issuer - BOCom European Warrants Oct 2017 A HKD 0.050   0.041   0.035   1,100,000 50,940 N/A 0.450   2017/02/22 0.041   2017/07/21 1,702,000 212,335 -   - -   -
28975 SG Issuer - BOCom European Warrants Sep 2017 A HKD -   -   0.012   0 0 N/A 0.290   2017/02/28 0.029   2017/06/09 857,000 45,185 -   - -   -
15011 SG Issuer - BYD European Warrants Aug 2017 A HKD 0.670   0.350   0.360   17,455,000 8,771,100 16,340,488 0.720   2017/02/09 0.270   2017/05/23 200,850,000 99,997,175 0.640   2016/12/12 0.485   2016/12/28
25204 SG Issuer - BYD European Warrants Feb 2018 A HKD 0.580   0.470   0.480   3,000,000 1,475,550 N/A 0.580   2017/07/25 0.470   2017/07/28 3,000,000 1,475,550 -   - -   -
16435 SG Issuer - BYD European Warrants Jan 2018 A HKD 0.435   0.255   0.265   45,925,000 15,815,050 N/A 0.480   2017/06/14 0.255   2017/07/28 73,140,000 27,025,625 -   - -   -
14437 SG Issuer - BYD European Warrants Jul 2017 A HKD -   -   0.010   0 0 7,411,475 0.315   2017/02/09 0.010   2017/06/26 361,325,000 64,591,400 0.520   2016/11/28 0.221   2016/12/28
17850 SG Issuer - CAM CSI300 European Warrants Feb 2018 A HKD 0.166   0.133   0.147   29,976,000 4,548,160 N/A 0.166   2017/07/20 0.133   2017/07/27 29,976,000 4,548,160 -   - -   -
17239 SG Issuer - CAM CSI300 European Warrants Jan 2018 A HKD 0.275   0.223   0.260   4,096,000 1,022,008 N/A 0.275   2017/07/21 0.223   2017/07/06 4,096,000 1,022,008 -   - -   -
14140 SG Issuer - CAM CSI300 European Warrants Jul 2017 A HKD -   -   0.038   0 0 167,940 0.105   2017/02/15 0.010   2017/05/11 20,152,000 1,007,638 0.213   2016/12/02 0.103   2016/12/20
15436 SG Issuer - CAM CSI300 European Warrants Jul 2017 B HKD -   -   0.430   0 0 547,006 0.420   2017/06/28 0.081   2017/05/11 19,562,000 3,680,928 0.238   2016/12/22 0.193   2016/12/30
17454 SG Issuer - CAM CSI300 European Warrants Jul 2018 A HKD 0.166   0.143   0.158   9,586,000 1,485,566 N/A 0.166   2017/07/17 0.143   2017/07/27 9,586,000 1,485,566 -   - -   -
14314 SG Issuer - CAM CSI300 European Warrants May 2018 A HKD 0.228   0.185   0.225   18,962,000 3,873,298 N/A 0.228   2017/07/24 0.137   2017/05/16 30,582,000 6,171,426 -   - -   -
23196 SG Issuer - CCB European Put Warrants Feb 2018 A HKD 0.228   0.228   0.181   2,000 456 N/A 0.228   2017/07/21 0.228   2017/07/21 2,000 456 -   - -   -
15302 SG Issuer - CCB European Put Warrants Nov 2017 A HKD 0.310   0.098   0.111   41,064,000 7,494,915 N/A 0.365   2017/05/10 0.098   2017/07/27 85,583,000 19,115,412 -   - -   -
28009 SG Issuer - CCB European Put Warrants Sep 2017 A HKD 0.067   0.010   0.010   40,187,000 950,005 N/A 0.300   2017/03/10 0.010   2017/07/25 76,748,000 3,999,640 -   - -   -
14698 SG Issuer - CCB European Warrants Aug 2017 A HKD 0.088   0.010   0.010   87,401,000 2,229,378 10,625,291 0.270   2017/02/23 0.010   2017/07/27 699,509,000 64,073,693 0.295   2016/12/01 0.162   2016/12/29
15431 SG Issuer - CCB European Warrants Aug 2017 B HKD 0.740   0.310   0.830   6,695,000 4,132,375 1,997,337 0.750   2017/02/20 0.310   2017/07/07 32,976,000 17,044,190 0.530   2016/12/30 0.280   2016/12/23
28010 SG Issuer - CCB European Warrants Dec 2017 A HKD 0.105   0.031   0.087   22,024,000 1,513,570 N/A 0.260   2017/02/20 0.031   2017/07/07 105,121,000 9,244,168 -   - -   -
16031 SG Issuer - CCB European Warrants Dec 2017 B HKD 0.242   0.091   0.213   152,138,000 30,660,445 N/A 0.255   2017/06/02 0.091   2017/07/06 166,542,000 33,682,132 -   - -   -
23399 SG Issuer - CCB European Warrants Feb 2018 B HKD 0.230   0.175   0.204   5,662,000 1,215,706 N/A 0.230   2017/07/27 0.175   2017/07/21 5,662,000 1,215,706 -   - -   -
17279 SG Issuer - CCB European Warrants Jan 2018 A HKD 0.500   0.239   0.470   42,707,000 18,545,065 N/A 0.500   2017/07/27 0.239   2017/07/10 42,707,000 18,545,065 -   - -   -
16479 SG Issuer - CCB European Warrants Nov 2017 B HKD 0.150   0.109   0.127   27,567,000 3,554,889 N/A 0.150   2017/07/27 0.109   2017/07/17 27,569,000 3,555,151 -   - -   -
15300 SG Issuer - CCB European Warrants Oct 2017 A HKD 0.290   0.067   0.247   240,809,000 45,291,620 N/A 0.305   2017/06/05 0.067   2017/07/10 454,662,000 91,870,350 -   - -   -
28511 SG Issuer - CCB European Warrants Sep 2017 B HKD 0.063   0.010   0.047   64,170,000 2,835,024 N/A 0.315   2017/02/22 0.010   2017/07/05 258,445,000 20,900,255 -   - -   -
28005 SG Issuer - CCCCL European Warrants Dec 2017 A HKD 0.370   0.195   0.201   11,422,000 3,001,800 N/A 1.260   2017/03/23 0.195   2017/07/10 36,852,000 19,716,280 -   - -   -
19553 SG Issuer - CCCCL European Warrants Feb 2018 A HKD 1.260   0.870   0.860   602,000 662,560 N/A 1.260   2017/07/19 0.870   2017/07/31 602,000 662,560 -   - -   -
15686 SG Issuer - CCCCL European Warrants Nov 2017 A HKD 0.219   0.143   0.166   5,810,000 1,169,810 1,074,332 0.250   2017/03/02 0.132   2017/06/15 34,380,000 6,530,420 -   - -   -
27364 SG Issuer - CCCCL European Warrants Oct 2017 A HKD 0.079   0.036   0.043   72,160,000 4,573,640 3,639,528 0.174   2017/03/23 0.036   2017/07/10 217,020,000 21,854,990 0.246   2016/04/18 0.078   2016/09/28
14110 SG Issuer - CCoal European Warrants Jul 2017 A HKD -   -   0.011   0 0 44,176 0.145   2017/02/15 0.012   2017/04/21 5,820,000 444,092 0.310   2016/11/08 0.109   2016/12/19
25637 SG Issuer - CCoal European Warrants Sep 2017 A HKD 0.065   0.011   0.022   44,129,000 1,185,789 N/A 0.440   2017/02/16 0.011   2017/07/04 109,233,000 6,724,505 -   - -   -
15086 SG Issuer - CCoal European Warrants Dec 2017 A HKD 0.435   0.202   0.231   13,225,000 3,599,155 N/A 0.435   2017/07/19 0.171   2017/06/07 18,155,000 4,626,951 -   - -   -
25205 SG Issuer - CCoal European Warrants Feb 2018 A HKD 0.360   0.234   0.260   1,684,000 456,194 N/A 0.360   2017/07/25 0.234   2017/07/28 1,684,000 456,194 -   - -   -
15886 SG Issuer - CGS European Warrants Aug 2017 A HKD 0.029   0.010   0.010   8,693,000 130,326 2,843,875 0.850   2017/02/17 0.010   2017/07/21 126,375,500 17,176,848 -   - -   -
12398 SG Issuer - CGS European Warrants Aug 2018 A HKD 0.084   0.064   0.067   12,090,000 906,080 795,633 0.154   2017/02/17 0.064   2017/07/31 52,235,000 4,785,595 0.211   2016/08/18 0.117   2016/12/30
23402 SG Issuer - CGS European Warrants Feb 2018 A HKD 0.425   0.335   0.345   641,000 246,013 N/A 0.425   2017/07/24 0.335   2017/07/28 641,000 246,013 -   - -   -
15631 SG Issuer - CGS European Warrants Jan 2018 A HKD 0.660   0.445   0.465   3,257,000 1,900,122 N/A 0.890   2017/05/26 0.445   2017/07/28 6,700,000 4,376,077 -   - -   -
28742 SG Issuer - CGS European Warrants Oct 2017 A HKD 0.141   0.053   0.053   3,902,000 330,536 N/A 0.730   2017/02/23 0.053   2017/07/31 10,131,000 1,841,626 -   - -   -
28911 SG Issuer - Ch Mob European Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.330   2017/03/21 0.010   2017/06/26 2,063,475,000 322,235,355 -   - -   -
17242 SG Issuer - Ch Mob European Warrants Dec 2017 C HKD 0.143   0.080   0.111   145,760,000 14,307,115 N/A 0.143   2017/07/21 0.080   2017/07/12 145,760,000 14,307,115 -   - -   -
19639 SG Issuer - Ch Mob European Warrants Dec 2017 D HKD 0.270   0.166   0.208   34,480,000 8,383,250 N/A 0.270   2017/07/21 0.166   2017/07/14 34,480,000 8,383,250 -   - -   -
18144 SG Issuer - Ch Mob European Warrants Feb 2018 A HKD 0.275   0.202   0.234   19,870,000 4,745,510 N/A 0.275   2017/07/21 0.202   2017/07/12 19,870,000 4,745,510 -   - -   -
15918 SG Issuer - Ch Mob European Warrants Jan 2018 A HKD 0.089   0.055   0.073   660,000 48,630 N/A 0.168   2017/05/22 0.055   2017/07/13 1,870,000 188,025 -   - -   -
15235 SG Issuer - Ch Mob European Warrants Jul 2017 C HKD -   -   0.010   0 0 41,168,788 0.435   2017/03/21 0.010   2017/06/12 3,169,785,000 251,835,650 0.285   2016/12/22 0.239   2016/12/28
15887 SG Issuer - Ch Mob European Warrants Jul 2017 D HKD -   -   0.021   0 0 17,981,363 0.840   2017/03/21 0.024   2017/06/29 381,405,000 113,391,875 -   - -   -
23409 SG Issuer - Ch Mob European Warrants Jul 2017 E HKD -   -   0.013   0 0 57,416,504 0.183   2017/03/21 0.010   2017/05/09 2,371,990,000 344,713,200 -   - -   -
14505 SG Issuer - Ch Mob European Warrants Nov 2017 A HKD 0.193   0.088   0.142   1,228,825,000 147,548,070 N/A 0.365   2017/05/22 0.088   2017/07/07 1,525,285,000 207,599,370 -   - -   -
13458 SG Issuer - Ch Mob European Warrants Oct 2017 B HKD 0.060   0.024   0.037   86,325,000 3,613,470 N/A 0.219   2017/04/07 0.024   2017/07/06 2,747,025,000 352,408,355 -   - -   -
12485 SG Issuer - Ch Mob European Warrants Sep 2017 A HKD -   -   0.013   0 0 N/A 0.138   2017/03/27 0.015   2017/06/27 34,740,000 3,077,330 -   - -   -
15472 SG Issuer - CHALCO European Warrants Aug 2017 A HKD 1.100   0.920   1.500   860,000 890,660 1,963,328 1.200   2017/02/09 0.470   2017/06/01 15,780,000 15,397,870 0.440   2016/12/23 0.440   2016/12/23
14896 SG Issuer - CHALCO European Warrants Dec 2017 A HKD 0.690   0.280   0.640   63,230,000 28,225,040 N/A 0.690   2017/07/31 0.212   2017/05/11 93,150,000 35,711,360 -   - -   -
18554 SG Issuer - CHALCO European Warrants Feb 2018 A HKD 1.010   0.540   0.950   48,078,000 41,563,560 N/A 1.010   2017/07/31 0.540   2017/07/13 48,078,000 41,563,560 -   - -   -
15385 SG Issuer - CHALCO European Warrants Jan 2018 A HKD 1.150   0.510   1.110   9,220,000 6,557,660 N/A 1.150   2017/07/31 0.375   2017/06/05 39,760,000 21,390,940 -   - -   -
25179 SG Issuer - CHALCO European Warrants Mar 2018 A HKD 0.600   0.455   0.570   7,604,000 3,722,430 N/A 0.600   2017/07/31 0.455   2017/07/25 7,604,000 3,722,430 -   - -   -
25615 SG Issuer - CHALCO European Warrants Sep 2017 A HKD 0.670   0.150   0.610   27,610,000 8,278,508 N/A 0.670   2017/07/31 0.091   2017/05/19 175,796,000 57,390,058 -   - -   -
16120 SG Issuer - China Cinda European Warrants Dec 2017 A HKD 0.385   0.250   0.330   2,120,000 641,200 N/A 0.385   2017/07/24 0.225   2017/05/26 2,140,000 645,760 -   - -   -
26571 SG Issuer - China Cinda European Warrants Feb 2018 A HKD 0.290   0.244   0.280   1,402,000 357,425 N/A 0.290   2017/07/31 0.244   2017/07/28 1,402,000 357,425 -   - -   -
12204 SG Issuer - China Cinda European Warrants Oct 2017 A HKD 0.089   0.081   0.091   54,000 4,628 N/A 0.226   2017/03/24 0.081   2017/07/25 13,194,000 2,615,318 -   - -   -
12325 SG Issuer - China Cinda European Warrants Sep 2017 A HKD 0.155   0.078   0.139   2,294,000 304,986 6,207,789 0.335   2017/03/17 0.078   2017/07/17 236,812,000 37,248,534 0.415   2016/09/09 0.146   2016/12/22
28092 SG Issuer - China EB Ltd European Warrants Aug 2017 A HKD 0.215   0.138   0.200   16,620,000 2,891,780 4,579,013 0.255   2017/06/09 0.108   2017/06/28 160,740,000 27,655,240 0.385   2016/08/15 0.155   2016/12/30
28830 SG Issuer - China EB Ltd European Warrants Mar 2018 A HKD 0.236   0.184   0.220   2,220,000 482,340 N/A 0.265   2017/06/09 0.184   2017/07/04 16,280,000 3,590,380 -   - -   -
14296 SG Issuer - China Life European Put Warrants Dec 2017 B HKD 0.020   0.010   0.010   460,000 6,130 64,805 0.148   2017/01/03 0.010   2017/07/12 17,040,000 1,147,970 0.178   2016/11/21 0.134   2016/12/13
16214 SG Issuer - China Life European Put Warrants Dec 2017 D HKD 0.270   0.135   0.178   102,550,000 19,812,980 N/A 0.270   2017/07/05 0.135   2017/07/17 150,100,000 30,915,860 -   - -   -
15772 SG Issuer - China Life European Put Warrants Jan 2018 A HKD 0.110   0.045   0.060   44,330,000 3,115,420 N/A 0.152   2017/05/18 0.045   2017/07/17 107,260,000 8,819,020 -   - -   -
13279 SG Issuer - China Life European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 171,972 0.154   2017/01/03 0.010   2017/04/25 35,540,000 1,168,230 0.249   2016/11/09 0.099   2016/11/25
26955 SG Issuer - China Life European Put Warrants Oct 2017 C HKD 0.064   0.016   0.021   8,800,000 309,480 N/A 0.166   2017/02/13 0.016   2017/07/20 120,040,000 13,478,040 -   - -   -
15859 SG Issuer - China Life European Put Warrants Sep 2017 B HKD -   -   0.010   0 0 778,973 0.241   2017/01/03 0.010   2017/06/16 110,600,000 8,281,280 -   - -   -
28188 SG Issuer - China Life European Put Warrants Sep 2017 C HKD 0.136   0.028   0.050   54,500,000 3,975,820 N/A 0.265   2017/04/19 0.028   2017/07/17 429,690,000 57,630,420 -   - -   -
29229 SG Issuer - China Life European Warrants Apr 2018 A HKD 0.153   0.070   0.099   36,620,000 4,459,120 N/A 0.190   2017/03/17 0.070   2017/07/05 95,970,000 11,303,550 -   - -   -
13328 SG Issuer - China Life European Warrants Dec 2017 A HKD 0.239   0.126   0.155   113,910,000 21,874,890 10,720,800 0.270   2017/03/21 0.118   2017/05/05 332,360,000 65,604,770 0.250   2016/09/22 0.075   2016/11/09
15305 SG Issuer - China Life European Warrants Dec 2017 C HKD 1.170   0.490   0.650   112,127,000 86,453,735 N/A 1.260   2017/05/31 0.490   2017/07/05 172,014,000 140,091,455 -   - -   -
13369 SG Issuer - China Life European Warrants Feb 2018 A HKD 0.237   0.125   0.151   107,310,000 22,552,800 8,395,193 0.260   2017/03/17 0.103   2017/01/03 250,720,000 51,572,940 0.201   2016/11/25 0.069   2016/11/09
15792 SG Issuer - China Life European Warrants Jan 2018 B HKD 0.112   0.051   0.065   22,680,000 1,748,290 N/A 0.149   2017/05/23 0.051   2017/07/04 55,700,000 5,748,360 -   - -   -
22971 SG Issuer - China Life European Warrants Jan 2018 C HKD 0.189   0.115   0.118   316,290,000 39,289,840 N/A 0.189   2017/07/19 0.115   2017/07/31 316,290,000 39,289,840 -   - -   -
26792 SG Issuer - China Life European Warrants Jan 2018 D HKD 0.550   0.520   0.540   260,000 138,600 N/A 0.550   2017/07/31 0.520   2017/07/31 260,000 138,600 -   - -   -
13252 SG Issuer - China Life European Warrants Jul 2017 A HKD -   -   0.106   0 0 4,814,943 0.295   2017/05/31 0.079   2017/05/05 219,160,000 35,390,940 0.205   2016/11/30 0.056   2016/11/09
15857 SG Issuer - China Life European Warrants Jul 2017 C HKD -   -   0.010   0 0 36,225,263 1.800   2017/02/21 0.011   2017/06/28 305,368,000 228,399,855 -   - -   -
28187 SG Issuer - China Life European Warrants Jul 2017 D HKD -   -   0.012   0 0 N/A 0.600   2017/02/21 0.012   2017/06/09 69,992,000 21,032,708 -   - -   -
13372 SG Issuer - China Life European Warrants May 2018 A HKD 0.229   0.121   0.151   60,550,000 11,956,700 8,252,812 0.250   2017/03/17 0.121   2017/07/05 246,520,000 49,516,870 0.202   2016/11/28 0.071   2016/11/09
12742 SG Issuer - China Life European Warrants Nov 2017 A HKD 0.540   0.325   0.410   2,070,000 948,750 214,767 0.540   2017/07/17 0.232   2017/01/03 4,020,000 1,556,950 0.350   2016/11/30 0.143   2016/11/09
28194 SG Issuer - China Life European Warrants Nov 2017 B HKD 0.150   0.060   0.079   207,240,000 24,381,600 N/A 0.192   2017/03/17 0.060   2017/07/05 1,242,930,000 125,364,230 -   - -   -
11692 SG Issuer - China Life European Warrants Oct 2017 A HKD -   -   0.650   0 0 213,783 0.630   2017/02/13 0.355   2017/01/09 2,670,000 1,359,900 0.495   2016/11/25 0.217   2016/08/08
26953 SG Issuer - China Life European Warrants Oct 2017 B HKD 0.320   0.205   0.208   2,660,000 620,010 N/A 0.335   2017/02/21 0.145   2017/05/05 146,700,000 30,572,450 -   - -   -
13108 SG Issuer - China Life European Warrants Oct 2018 A HKD 0.460   0.300   0.365   20,050,000 7,630,200 3,058,942 0.460   2017/07/17 0.228   2017/01/03 57,130,000 20,393,270 0.290   2016/11/24 0.155   2016/11/09
13537 SG Issuer - China Life European Warrants Sep 2017 A HKD 0.206   0.063   0.093   76,290,000 12,099,510 17,099,795 0.247   2017/02/21 0.063   2017/07/05 586,930,000 102,828,910 0.192   2016/11/30 0.056   2016/11/09
29458 SG Issuer - China Oilfield European Warrants Dec 2017 A HKD 0.091   0.063   0.074   3,560,000 254,500 745,163 0.250   2017/01/26 0.062   2017/06/30 38,520,000 6,805,220 0.260   2016/10/20 0.140   2016/09/20
14648 SG Issuer - China Oilfield European Warrants Jun 2018 A HKD 0.101   0.078   0.089   2,800,000 233,220 394,210 0.235   2017/01/26 0.076   2017/06/28 19,560,000 2,848,040 0.232   2016/11/29 0.231   2016/11/29
15452 SG Issuer - China Oilfield European Warrants Oct 2018 A HKD 0.151   0.119   0.136   8,960,000 1,152,900 N/A 0.187   2017/05/23 0.115   2017/06/28 47,080,000 7,367,480 -   - -   -
15545 SG Issuer - China Overseas European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 857,180 0.165   2017/01/09 0.010   2017/06/15 107,860,000 5,350,320 -   - -   -
16393 SG Issuer - China Overseas European Put Warrants Jan 2018 B HKD 0.130   0.036   0.040   44,880,000 2,422,120 N/A 0.175   2017/06/05 0.036   2017/07/27 44,920,000 2,429,080 -   - -   -
11541 SG Issuer - China Overseas European Put Warrants Oct 2017 A HKD 0.123   0.035   0.038   6,820,000 476,660 N/A 0.365   2017/05/08 0.035   2017/07/27 12,180,000 1,859,940 -   - -   -
13653 SG Issuer - China Overseas European Warrants Aug 2017 A HKD -   -   0.010   0 0 10,977 0.027   2017/03/17 0.012   2017/03/27 3,780,000 65,860 0.140   2016/10/07 0.025   2016/11/21
14702 SG Issuer - China Overseas European Warrants Aug 2017 B HKD 0.310   0.020   0.265   84,020,000 11,573,840 11,180,850 0.310   2017/07/27 0.016   2017/06/30 539,700,000 73,145,460 0.233   2016/11/30 0.071   2016/12/29
12258 SG Issuer - China Overseas European Warrants Dec 2017 A HKD 0.187   0.056   0.156   221,780,000 30,158,600 N/A 0.187   2017/07/27 0.051   2017/06/30 269,460,000 34,232,760 -   - -   -
15623 SG Issuer - China Overseas European Warrants Dec 2017 B HKD 0.440   0.179   0.405   72,280,000 20,179,100 N/A 0.440   2017/07/27 0.165   2017/06/30 151,320,000 36,868,340 -   - -   -
15543 SG Issuer - China Overseas European Warrants Jan 2018 A HKD 0.260   0.093   0.234   201,884,000 36,842,896 10,173,399 0.260   2017/07/27 0.084   2017/06/30 325,730,000 61,380,660 0.150   2016/12/30 0.143   2016/12/28
24549 SG Issuer - China Overseas European Warrants Mar 2018 A HKD 0.193   0.155   0.165   27,360,000 4,970,660 N/A 0.193   2017/07/27 0.155   2017/07/28 27,360,000 4,970,660 -   - -   -
15497 SG Issuer - China Overseas European Warrants Sep 2017 A HKD 0.530   0.246   0.580   15,400,000 5,646,420 2,737,630 0.530   2017/07/21 0.198   2017/05/09 52,400,000 17,457,980 0.225   2016/12/30 0.211   2016/12/28
16819 SG Issuer - China Railway European Warrants Feb 2018 A HKD 0.520   0.395   0.365   9,835,000 4,668,620 N/A 0.520   2017/07/19 0.395   2017/07/27 10,361,000 4,895,505 -   - -   -
28014 SG Issuer - China Railway European Warrants Oct 2017 A HKD 0.039   0.026   0.012   1,200,000 39,000 N/A 0.610   2017/03/23 0.026   2017/07/21 11,974,000 4,970,055 -   - -   -
27734 SG Issuer - China Res Land European Warrants Dec 2017 A HKD 0.248   0.126   0.192   159,020,000 30,958,380 N/A 0.250   2017/02/22 0.122   2017/06/21 293,240,000 54,891,300 -   - -   -
14989 SG Issuer - China Res Land European Warrants Jan 2018 A HKD 0.330   0.231   0.350   33,120,000 8,417,620 N/A 0.330   2017/07/20 0.151   2017/05/05 57,140,000 13,389,120 -   - -   -
15501 SG Issuer - China Res Land European Warrants Sep 2017 A HKD 0.830   0.510   0.780   13,640,000 9,180,600 3,028,683 0.830   2017/07/27 0.230   2017/01/04 36,960,000 19,094,840 0.233   2016/12/28 0.217   2016/12/28
15088 SG Issuer - China Tel European Warrants Dec 2017 A HKD -   -   0.103   0 0 N/A 0.217   2017/05/24 0.207   2017/05/24 4,000 848 -   - -   -
24550 SG Issuer - China Tel European Warrants Feb 2018 A HKD 0.270   0.229   0.229   3,164,000 750,490 N/A 0.270   2017/07/24 0.229   2017/07/31 3,164,000 750,490 -   - -   -
15316 SG Issuer - China Tel European Warrants Sep 2017 A HKD 0.109   0.067   0.066   9,376,000 769,324 3,293,949 0.390   2017/01/06 0.067   2017/07/28 82,448,000 19,990,982 0.320   2016/12/23 0.305   2016/12/28
15014 SG Issuer - China Vanke European Warrants Aug 2017 A HKD 0.067   0.010   0.010   69,052,000 2,834,920 4,738,733 0.239   2017/03/16 0.010   2017/07/26 363,025,000 30,622,347 0.212   2016/12/12 0.087   2016/12/29
15184 SG Issuer - China Vanke European Warrants Jan 2018 A HKD 0.270   0.187   0.242   32,122,000 7,649,227 N/A 0.270   2017/07/18 0.123   2017/05/22 186,190,000 34,912,671 -   - -   -
17202 SG Issuer - China Vanke European Warrants Mar 2018 A HKD 0.300   0.218   0.270   13,703,000 3,384,941 N/A 0.300   2017/07/18 0.218   2017/07/25 13,703,000 3,384,941 -   - -   -
15546 SG Issuer - China Vanke European Warrants Oct 2017 A HKD 0.460   0.330   0.420   8,531,000 3,518,380 5,401,963 0.520   2017/03/17 0.210   2017/05/19 115,027,000 35,207,275 0.237   2016/12/30 0.217   2016/12/29
14913 SG Issuer - ChiUnicom European Warrants Aug 2017 A HKD 0.510   0.050   0.064   50,822,000 11,112,196 10,883,512 0.940   2017/06/23 0.050   2017/07/07 163,670,000 65,608,200 0.630   2016/12/08 0.355   2016/12/23
27310 SG Issuer - ChiUnicom European Warrants Dec 2017 B HKD 0.290   0.184   0.255   30,840,000 6,996,740 6,065,873 0.320   2017/06/23 0.114   2017/01/23 199,820,000 37,090,700 0.232   2016/04/21 0.084   2016/07/21
15090 SG Issuer - ChiUnicom European Warrants Dec 2017 C HKD 1.130   0.540   0.880   51,712,000 43,834,860 N/A 1.430   2017/06/23 0.540   2017/07/07 159,486,000 155,464,580 -   - -   -
16291 SG Issuer - ChiUnicom European Warrants Jan 2018 A HKD 0.495   0.203   0.340   32,244,000 11,460,176 N/A 0.750   2017/06/01 0.203   2017/07/07 51,054,000 21,499,526 -   - -   -
14334 SG Issuer - ChiUnicom European Warrants Jul 2017 A HKD -   -   2.030   0 0 19,850,633 1.990   2017/06/22 0.355   2017/03/06 168,192,000 120,860,880 1.110   2016/12/01 0.560   2016/12/23
14910 SG Issuer - ChiUnicom European Warrants Sep 2017 A HKD 1.580   0.750   1.200   8,296,000 10,567,440 23,447,017 1.920   2017/06/23 0.500   2017/03/10 160,726,000 150,791,960 1.010   2016/12/08 0.590   2016/12/23
15363 SG Issuer - CITIC Bank European Warrants Dec 2017 A HKD 0.375   0.217   0.315   23,404,000 7,128,270 N/A 0.375   2017/07/17 0.207   2017/06/21 37,535,000 10,627,038 -   - -   -
22911 SG Issuer - CITIC Bank European Warrants Feb 2018 A HKD 0.340   0.285   0.285   922,000 274,880 N/A 0.340   2017/07/19 0.285   2017/07/31 922,000 274,880 -   - -   -
14261 SG Issuer - CITIC Bank European Warrants Jul 2017 A HKD -   -   0.010   0 0 3,196,839 0.385   2017/02/15 0.010   2017/06/22 132,113,000 23,046,415 0.390   2016/11/28 0.188   2016/12/28
24539 SG Issuer - CITIC Bank European Warrants Mar 2018 A HKD 0.216   0.210   0.205   220,000 47,240 N/A 0.216   2017/07/24 0.210   2017/07/24 220,000 47,240 -   - -   -
28829 SG Issuer - CITIC Bank European Warrants Nov 2017 A HKD 0.111   0.042   0.082   8,142,000 632,743 N/A 0.355   2017/02/24 0.042   2017/07/10 15,480,000 1,263,352 -   - -   -
28506 SG Issuer - CITIC Bank European Warrants Oct 2017 A HKD 0.058   0.022   0.028   14,740,000 498,736 N/A 0.270   2017/02/22 0.022   2017/07/07 26,440,000 1,109,217 -   - -   -
15013 SG Issuer - CITIC Bank European Warrants Sep 2017 A HKD 0.082   0.024   0.030   29,744,000 1,262,651 1,356,623 0.385   2017/02/16 0.024   2017/07/10 67,217,000 8,139,739 0.335   2016/12/12 0.330   2016/12/12
27300 SG Issuer - CITIC European Warrants Aug 2017 A HKD 0.026   0.010   0.010   10,214,000 146,610 361,587 0.087   2017/02/15 0.010   2017/07/19 47,290,000 2,202,320 0.172   2016/04/28 0.070   2016/12/21
15888 SG Issuer - CITIC Sec European Warrants Dec 2017 A HKD 0.113   0.072   0.075   176,805,000 16,728,045 6,228,703 0.280   2017/02/17 0.072   2017/07/18 326,510,000 37,934,605 -   - -   -
28831 SG Issuer - CITIC Sec European Warrants Jan 2018 A HKD 0.074   0.047   0.048   43,070,000 2,674,925 N/A 0.223   2017/02/24 0.047   2017/07/31 108,830,000 9,567,915 -   - -   -
14867 SG Issuer - CITIC Sec European Warrants Oct 2017 A HKD -   -   0.011   0 0 37,547 0.065   2017/01/06 0.014   2017/05/19 5,380,000 231,115 0.109   2016/12/07 0.061   2016/12/23
13603 SG Issuer - CITIC Sec European Warrants Sep 2017 A HKD 0.010   0.010   0.010   5,000 50 32,538 0.083   2017/01/06 0.010   2017/07/31 4,995,000 265,450 0.179   2016/10/05 0.075   2016/12/23
15309 SG Issuer - CKH European Put Warrants Dec 2017 C HKD 0.295   0.098   0.107   2,155,000 442,210 N/A 0.435   2017/05/10 0.098   2017/07/31 14,275,000 3,818,310 -   - -   -
15550 SG Issuer - CKH European Warrants Aug 2017 A HKD 1.200   0.660   1.190   1,050,000 1,019,600 4,370,617 1.250   2017/05/25 0.520   2017/04/21 34,185,000 27,341,050 -   - -   -
25362 SG Issuer - CKH European Warrants Aug 2017 B HKD 0.037   0.010   0.010   4,100,000 68,900 655,504 0.265   2017/02/28 0.010   2017/07/21 22,550,000 3,933,025 -   - -   -
15307 SG Issuer - CKH European Warrants Dec 2017 B HKD 0.480   0.280   0.440   7,730,000 3,296,850 N/A 0.485   2017/05/10 0.280   2017/07/04 8,330,000 3,528,650 -   - -   -
24569 SG Issuer - CKH European Warrants Feb 2018 A HKD 0.285   0.237   0.260   1,600,000 439,265 N/A 0.285   2017/07/31 0.237   2017/07/24 1,600,000 439,265 -   - -   -
14393 SG Issuer - CKH European Warrants Jul 2017 B HKD -   -   0.016   0 0 3,655,404 0.375   2017/05/24 0.016   2017/06/28 97,930,000 22,897,860 0.540   2016/11/21 0.223   2016/12/23
13020 SG Issuer - CKH European Warrants Oct 2017 A HKD 0.111   0.064   0.091   3,020,000 263,720 N/A 0.227   2017/03/30 0.064   2017/07/06 8,800,000 1,497,390 -   - -   -
25219 SG Issuer - CKI Holdings European Warrants Aug 2017 A HKD 0.770   0.157   0.760   32,245,000 14,218,545 5,162,546 0.770   2017/07/24 0.157   2017/07/04 78,805,000 30,975,275 -   - -   -
15183 SG Issuer - CKI Holdings European Warrants Dec 2017 A HKD 0.570   0.249   0.550   12,015,000 4,943,325 N/A 0.570   2017/07/28 0.249   2017/07/04 14,935,000 5,993,825 -   - -   -
12532 SG Issuer - CKI Holdings European Warrants Jul 2017 A HKD -   -   0.014   0 0 173,178 0.151   2017/02/03 0.029   2017/06/01 16,300,000 1,455,750 0.385   2016/09/26 0.114   2016/12/19
14106 SG Issuer - CKP European Warrants Jul 2017 A HKD -   -   0.010   0 0 301,933 0.084   2017/01/19 0.014   2017/06/21 42,380,000 1,843,660 0.207   2016/11/08 0.105   2016/12/05
15542 SG Issuer - CKP European Warrants Jul 2017 B HKD -   -   0.890   0 0 2,354,136 0.910   2017/06/07 0.190   2017/03/06 45,910,000 14,844,855 0.221   2016/12/28 0.200   2016/12/28
15299 SG Issuer - CKP European Warrants Nov 2017 A HKD 0.375   0.248   0.365   2,125,000 693,800 N/A 0.400   2017/06/07 0.228   2017/05/10 8,515,000 2,903,265 -   - -   -
28977 SG Issuer - CKP European Warrants Sep 2017 A HKD 0.485   0.238   0.475   18,535,000 7,316,995 N/A 0.485   2017/07/27 0.160   2017/03/29 49,450,000 16,794,460 -   - -   -
28263 SG Issuer - CLife European Warrants Aug 2017 A HKD 0.620   0.610   0.650   40,000 24,600 129,300 0.620   2017/07/17 0.260   2017/01/03 1,880,000 845,550 0.435   2016/11/28 0.117   2016/06/24
15368 SG Issuer - CMB European Warrants Apr 2018 A HKD 0.540   0.305   0.490   20,715,000 8,299,175 N/A 0.540   2017/07/27 0.162   2017/05/11 40,895,000 14,901,795 -   - -   -
14699 SG Issuer - CMB European Warrants Aug 2017 A HKD 3.400   0.660   2.780   12,679,500 19,559,390 11,628,838 3.400   2017/07/25 0.185   2017/05/08 68,903,000 70,754,340 1.100   2016/12/01 1.070   2016/11/30
16232 SG Issuer - CMB European Warrants Dec 2017 A HKD 2.180   1.120   1.870   7,728,000 12,762,135 N/A 2.180   2017/07/25 0.680   2017/06/16 9,514,000 14,723,280 -   - -   -
25329 SG Issuer - CMB European Warrants Dec 2018 A HKD 0.270   0.247   0.255   1,380,000 354,275 N/A 0.270   2017/07/27 0.247   2017/07/26 1,380,000 354,275 -   - -   -
16399 SG Issuer - CMB European Warrants Feb 2018 A HKD 0.350   0.180   0.300   28,900,000 7,195,310 N/A 0.350   2017/07/25 0.163   2017/06/14 54,610,000 12,723,470 -   - -   -
11787 SG Issuer - CMB European Warrants Sep 2017 A HKD 0.850   0.590   0.840   2,635,000 1,763,800 2,218,958 0.850   2017/07/25 0.234   2017/05/08 28,465,000 13,326,375 0.330   2016/08/23 0.216   2016/08/04
28011 SG Issuer - CMB European Warrants Sep 2017 B HKD 0.540   0.340   0.495   5,345,000 2,268,200 N/A 0.540   2017/07/25 0.076   2017/05/08 16,555,000 4,269,340 -   - -   -
15287 SG Issuer - CMob European Put Warrants Aug 2017 A HKD -   -   0.012   0 0 389,064 0.183   2017/01/03 0.015   2017/04/27 107,570,000 7,935,245 0.244   2016/12/20 0.171   2016/12/30
15392 SG Issuer - CMob European Put Warrants Dec 2017 B HKD 0.265   0.142   0.160   6,645,000 1,349,955 N/A 0.295   2017/05/15 0.142   2017/07/21 40,175,000 9,249,890 -   - -   -
14165 SG Issuer - CMob European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 29,317,789 0.490   2017/01/03 0.010   2017/06/08 1,318,815,000 178,517,785 0.540   2016/12/19 0.375   2016/12/01
11795 SG Issuer - CMob European Put Warrants Jul 2018 A HKD 0.129   0.101   0.107   5,000,000 569,000 465,517 0.147   2017/01/03 0.092   2017/03/20 28,600,000 3,252,300 0.153   2016/12/19 0.093   2016/10/11
12489 SG Issuer - CMob European Put Warrants Oct 2017 A HKD 0.580   0.290   0.340   11,160,000 4,300,300 N/A 0.660   2017/04/24 0.290   2017/07/21 20,655,000 8,320,450 -   - -   -
15461 SG Issuer - CNBM European Warrants Aug 2017 A HKD 0.830   0.400   0.430   10,072,000 5,691,800 2,842,692 1.730   2017/02/23 0.330   2017/06/27 24,226,000 18,176,090 0.415   2016/12/29 0.405   2016/12/23
14907 SG Issuer - CNBM European Warrants Dec 2017 A HKD 0.250   0.138   0.152   18,810,000 3,730,440 N/A 0.345   2017/05/04 0.138   2017/07/27 52,816,000 11,275,268 -   - -   -
15393 SG Issuer - CNBM European Warrants Jan 2018 A HKD 0.500   0.275   0.330   198,550,000 71,316,820 N/A 0.500   2017/07/17 0.265   2017/06/28 342,614,000 122,293,960 -   - -   -
14380 SG Issuer - CNBM European Warrants Jul 2017 A HKD -   -   0.010   0 0 6,356,068 1.030   2017/02/23 0.010   2017/06/21 144,534,000 41,536,156 0.305   2016/11/22 0.300   2016/11/21
27502 SG Issuer - CNBM European Warrants Sep 2017 A HKD 0.092   0.013   0.021   90,798,000 5,508,014 N/A 0.800   2017/03/02 0.013   2017/07/28 252,268,000 73,287,160 -   - -   -
15318 SG Issuer - CNOOC European Put Warrants Jul 2017 B HKD -   -   0.960   0 0 1,104,547 1.050   2017/03/10 0.610   2017/05/16 7,820,000 6,766,080 0.920   2016/12/23 0.890   2016/12/22
15862 SG Issuer - CNOOC European Warrants Aug 2017 A HKD 0.010   0.010   0.010   198,000 1,980 9,693,468 1.060   2017/01/06 0.010   2017/07/26 314,231,000 62,242,699 -   - -   -
15439 SG Issuer - CNOOC European Warrants Dec 2017 B HKD 0.430   0.255   0.305   60,338,000 21,397,730 N/A 0.770   2017/05/15 0.255   2017/07/25 76,486,000 29,056,405 -   - -   -
18230 SG Issuer - CNOOC European Warrants Jan 2018 A HKD 0.255   0.163   0.184   1,326,000 261,916 N/A 0.255   2017/07/14 0.163   2017/07/25 1,326,000 261,916 -   - -   -
15502 SG Issuer - CNOOC European Warrants Jul 2017 C HKD -   -   0.011   0 0 426,657 0.370   2017/01/06 0.015   2017/04/20 25,160,000 3,383,014 0.260   2016/12/28 0.235   2016/12/28
27550 SG Issuer - CNOOC European Warrants Jun 2018A HKD 0.031   0.024   0.028   4,800,000 132,460 97,723 0.131   2017/01/05 0.024   2017/07/10 15,990,000 765,250 0.171   2016/10/24 0.094   2016/11/09
11229 SG Issuer - CNOOC European Warrants Oct 2017 A HKD 0.107   0.048   0.052   56,640,000 4,559,665 N/A 0.600   2017/04/07 0.048   2017/07/11 109,626,000 19,496,375 -   - -   -
13863 SG Issuer - CNOOC European Warrants Oct 2017 B HKD 0.012   0.011   0.012   800,000 9,000 N/A 0.146   2017/04/19 0.011   2017/07/13 10,324,000 584,450 -   - -   -
16400 SG Issuer - Country Garden European Warrants Dec 2018 A HKD 0.345   0.224   0.345   24,240,000 6,374,830 N/A 0.345   2017/07/31 0.204   2017/06/22 36,750,000 9,415,240 -   - -   -
25383 SG Issuer - CP&CC European Put Warrants Aug 2017 B HKD 0.057   0.022   0.013   3,846,000 120,384 1,939,353 0.330   2017/02/01 0.022   2017/07/04 95,696,000 11,636,120 -   - -   -
14708 SG Issuer - CP&CC European Put Warrants Jul 2017 A HKD -   -   0.011   0 0 291,487 0.315   2017/01/03 0.015   2017/04/25 38,468,000 4,629,268 0.340   2016/12/29 0.199   2016/12/14
15320 SG Issuer - CP&CC European Warrants Aug 2017 A HKD -   -   0.013   0 0 401,370 0.260   2017/01/27 0.058   2017/03/10 70,694,000 14,050,504 0.159   2016/12/21 0.148   2016/12/21
28195 SG Issuer - CP&CC European Warrants Aug 2017 C HKD 0.040   0.017   0.010   7,352,000 204,684 N/A 0.370   2017/04/07 0.017   2017/07/06 224,050,000 38,862,152 -   - -   -
15438 SG Issuer - CP&CC European Warrants Dec 2017 A HKD 0.320   0.186   0.209   69,918,000 16,300,656 N/A 0.540   2017/05/16 0.186   2017/07/25 103,438,000 29,931,856 -   - -   -
18556 SG Issuer - CP&CC European Warrants Feb 2018 A HKD 0.248   0.214   0.171   1,004,000 229,462 N/A 0.248   2017/07/17 0.214   2017/07/13 1,004,000 229,462 -   - -   -
15306 SG Issuer - CP&CC European Warrants Nov 2017 A HKD 0.061   0.050   0.046   324,000 18,164 N/A 0.192   2017/06/07 0.050   2017/07/11 1,068,000 152,342 -   - -   -
25335 SG Issuer - CPIC Eur Wt Feb 2018 A HKD 0.265   0.241   0.265   684,000 169,160 N/A 0.265   2017/07/28 0.241   2017/07/26 684,000 169,160 -   - -   -
14308 SG Issuer - CRCC European Warrants Dec 2017 A HKD 0.034   0.015   0.016   12,425,000 306,750 606,828 0.118   2017/02/10 0.015   2017/07/31 62,210,000 3,731,595 0.193   2016/11/29 0.076   2016/12/23
16772 SG Issuer - CRCC European Warrants Jan 2018 A HKD 0.980   0.540   0.570   7,934,000 6,050,965 N/A 0.980   2017/07/20 0.540   2017/07/31 10,935,000 8,272,510 -   - -   -
11464 SG Issuer - CRCC European Warrants Oct 2017 A HKD 0.197   0.114   0.126   11,650,000 1,852,490 569,567 0.270   2017/02/10 0.112   2017/06/15 20,270,000 3,432,960 0.265   2016/11/10 0.158   2016/09/21
15190 SG Issuer - CRRC European Warrants Dec 2017 A HKD 0.290   0.219   0.228   800,000 201,000 N/A 0.520   2017/05/15 0.219   2017/07/25 922,000 250,930 -   - -   -
25221 SG Issuer - CRRC European Warrants Feb 2018 A HKD 0.540   0.495   0.530   140,000 70,705 N/A 0.540   2017/07/25 0.495   2017/07/27 140,000 70,705 -   - -   -
27120 SG Issuer - CRRC European Warrants Jul 2017 A HKD -   -   0.010   0 0 444,450 0.065   2017/01/20 0.023   2017/04/28 53,550,000 2,773,360 0.243   2016/04/11 0.048   2016/12/23
15690 SG Issuer - CRRC European Warrants Sep 2017 A HKD 0.157   0.041   0.062   8,972,000 822,003 7,378,209 1.070   2017/01/23 0.041   2017/07/28 81,409,000 47,456,404 -   - -   -
15705 SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A HKD 2.490   1.450   2.380   9,914,400 18,244,688 16,545,453 2.490   2017/07/25 0.355   2017/05/09 99,978,800 102,417,216 -   - -   -
15457 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 A HKD 1.560   1.190   1.930   21,000 25,860 N/A 1.560   2017/07/12 0.580   2017/05/12 2,204,400 2,332,600 -   - -   -
16315 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 B HKD 0.800   0.370   0.760   1,346,800 785,496 N/A 0.800   2017/07/24 0.370   2017/07/04 2,694,800 1,387,656 -   - -   -
16761 SG Issuer - CSOP A50 ETF European Warrants Dec 2017 C HKD 0.300   0.255   0.270   460,000 134,400 N/A 0.300   2017/07/20 0.228   2017/06/19 482,000 139,667 -   - -   -
15839 SG Issuer - CSOP A50 ETF European Warrants Feb 2018 A HKD 0.620   0.350   0.570   16,917,600 8,799,038 N/A 0.620   2017/07/25 0.320   2017/05/19 22,809,600 11,210,385 -   - -   -
23398 SG Issuer - CSOP A50 ETF European Warrants Feb 2018 B HKD 0.385   0.295   0.300   1,550,000 548,650 N/A 0.385   2017/07/20 0.295   2017/07/28 1,550,000 548,650 -   - -   -
15443 SG Issuer - CSOP A50 ETF European Warrants Jul 2017 A HKD -   -   0.770   0 0 9,046,622 0.780   2017/06/28 0.045   2017/05/09 191,968,200 54,285,280 0.375   2016/12/22 0.360   2016/12/22
13930 SG Issuer - CSOP A50 ETF European Warrants Oct 2017 A HKD 1.390   0.640   1.300   70,459,600 81,064,926 N/A 1.390   2017/07/25 0.265   2017/04/28 73,940,400 83,372,169 -   - -   -
27993 SG Issuer - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.500   0.139   0.420   74,943,800 29,038,660 N/A 0.500   2017/07/25 0.087   2017/04/18 80,579,000 30,288,165 -   - -   -
11923 SG Issuer - Dongfeng European Warrants Dec 2017 A HKD 0.041   0.025   0.025   7,940,000 270,840 351,550 0.069   2017/02/24 0.025   2017/07/28 49,060,000 2,224,160 0.225   2016/08/04 0.032   2016/12/29
23998 SG Issuer - Evergrande Eu Wt Aug 2017 A HKD 10.160   10.160   10.300   2,000 20,320 1,254,040 10.160   2017/07/05 0.405   2017/01/25 5,846,000 7,696,030 -   - -   -
15615 SG Issuer - Evergrande Eu Wt Jan 2018 A HKD 17.480   9.460   15.720   203,000 1,987,470 2,505,788 17.480   2017/07/27 0.520   2017/01/06 6,722,000 15,046,800 -   - -   -
15462 SG Issuer - Evergrande Eu Wt Oct 2017 A HKD 16.480   9.940   16.180   124,000 1,660,840 6,288,153 16.480   2017/07/27 0.510   2017/01/03 27,238,000 39,977,670 0.465   2016/12/30 0.440   2016/12/28
14703 SG Issuer - Evergrande Eu Wt Sep 2017 A HKD 14.880   7.350   14.720   597,000 6,749,730 15,438,058 14.880   2017/07/27 0.206   2017/01/05 66,161,000 92,786,985 0.485   2016/11/30 0.204   2016/12/19
14693 SG Issuer - Evergrande European Warrants Dec 2018 A HKD 1.330   0.720   1.240   330,000 365,800 N/A 1.330   2017/07/28 0.172   2017/05/10 28,560,000 11,305,840 -   - -   -
14014 SG Issuer - Evergrande European Warrants Jun 2018 A HKD 1.510   0.800   1.430   10,700,000 12,485,000 N/A 1.510   2017/07/28 0.218   2017/05/05 22,100,000 17,949,810 -   - -   -
14062 SG Issuer - Evergrande European Warrants May 2018 A HKD 1.450   0.690   1.240   6,620,000 6,647,400 N/A 1.450   2017/07/27 0.122   2017/05/10 58,550,000 28,957,300 -   - -   -
11603 SG Issuer - Evergrande European Warrants Oct 2017 B HKD 15.680   8.100   13.840   5,000 58,080 N/A 15.680   2017/07/27 0.260   2017/03/29 11,986,000 11,480,905 -   - -   -
12928 SG Issuer - Fosun Intl European Warrants Dec 2017 A HKD 0.121   0.071   0.088   62,260,000 5,577,350 2,470,470 0.215   2017/01/20 0.071   2017/07/26 135,570,000 15,914,920 0.300   2016/09/22 0.179   2016/12/15
16461 SG Issuer - Fosun Intl European Warrants Mar 2018 A HKD 0.127   0.085   0.094   3,310,000 340,710 N/A 0.179   2017/06/12 0.085   2017/07/26 5,190,000 632,530 -   - -   -
13453 SG Issuer - Fosun Intl European Warrants Oct 2017 A HKD 0.037   0.015   0.017   37,930,000 802,945 1,181,700 0.139   2017/02/09 0.015   2017/07/27 139,560,000 7,137,000 0.236   2016/09/27 0.133   2016/12/15
16550 SG Issuer - GAC European Warrants Dec 2017 A HKD 0.360   0.136   0.295   35,424,000 9,463,164 N/A 0.360   2017/07/17 0.133   2017/06/30 45,388,000 11,163,878 -   - -   -
23413 SG Issuer - GAC European Warrants Feb 2018 A HKD 0.265   0.216   0.229   31,620,000 7,512,440 N/A 0.265   2017/07/25 0.216   2017/07/27 31,620,000 7,512,440 -   - -   -
14876 SG Issuer - GAC European Warrants May 2018 A HKD 0.475   0.325   0.570   3,600,000 1,393,800 N/A 0.475   2017/07/06 0.280   2017/05/26 20,920,000 7,127,900 -   - -   -
13964 SG Issuer - GAC European Warrants Sep 2017 A HKD 0.435   0.134   0.370   78,300,000 24,938,120 10,236,467 0.435   2017/07/17 0.068   2017/01/03 331,640,000 61,627,100 0.143   2016/10/27 0.063   2016/12/29
11409 SG Issuer - GAC European Warrantss Mar 2018 A HKD 0.740   0.490   0.710   8,160,000 5,335,600 3,302,317 0.740   2017/07/17 0.191   2017/01/05 47,020,000 20,210,260 0.315   2016/08/05 0.181   2016/12/28
25370 SG Issuer - Galaxy Ent European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 6,412,477 0.255   2017/02/01 0.012   2017/05/26 388,230,000 38,474,860 -   - -   -
16318 SG Issuer - Galaxy Ent European Put Warrants Dec 2017 B HKD 0.166   0.062   0.063   84,130,000 8,646,410 N/A 0.195   2017/06/06 0.062   2017/07/31 113,620,000 12,802,190 -   - -   -
16663 SG Issuer - Galaxy Ent European Put Warrants Jan 2018 A HKD 0.360   0.198   0.195   14,600,000 3,678,760 N/A 0.360   2017/07/04 0.198   2017/07/25 18,190,000 4,581,140 -   - -   -
12214 SG Issuer - Galaxy Ent European Put Warrants Oct 2017 A HKD 0.052   0.010   0.013   58,160,000 2,119,290 N/A 0.234   2017/03/27 0.010   2017/07/25 578,040,000 69,952,710 -   - -   -
13211 SG Issuer - Galaxy Ent European Warrants Aug 2017 A HKD -   -   1.130   0 0 4,540,417 1.380   2017/06/13 0.330   2017/02/08 37,040,000 27,392,100 0.630   2016/11/29 0.234   2016/09/27
14559 SG Issuer - Galaxy Ent European Warrants Aug 2017 B HKD 0.207   0.043   0.095   103,710,000 10,948,760 32,109,170 0.335   2017/06/20 0.043   2017/07/20 1,141,520,000 192,655,020 0.360   2016/12/01 0.178   2016/12/12
15440 SG Issuer - Galaxy Ent European Warrants Dec 2017 A HKD 0.700   0.425   0.640   9,130,000 4,688,600 N/A 0.760   2017/06/20 0.270   2017/05/19 53,400,000 23,105,200 -   - -   -
23236 SG Issuer - Galaxy Ent European Warrants Feb 2018 A HKD 0.310   0.218   0.285   4,360,000 1,082,960 N/A 0.310   2017/07/25 0.218   2017/07/20 4,360,000 1,082,960 -   - -   -
16678 SG Issuer - Galaxy Ent European Warrants Jan 2018 B HKD 0.180   0.109   0.155   137,480,000 19,891,450 N/A 0.285   2017/06/20 0.109   2017/07/04 217,800,000 37,562,500 -   - -   -
13740 SG Issuer - Galaxy Ent European Warrants Jul 2017 A HKD -   -   0.750   0 0 27,059,913 0.860   2017/06/20 0.142   2017/02/08 560,620,000 166,370,260 0.460   2016/12/01 0.174   2016/10/31
12492 SG Issuer - Galaxy Ent European Warrants Nov 2017 A HKD 0.189   0.088   0.155   194,580,000 27,406,020 N/A 0.300   2017/04/05 0.079   2017/05/19 387,240,000 65,993,430 -   - -   -
15091 SG Issuer - Galaxy Ent European Warrants Nov 2017 B HKD 0.345   0.185   0.310   281,070,000 70,615,090 N/A 0.455   2017/06/14 0.125   2017/05/18 474,140,000 115,156,200 -   - -   -
15557 SG Issuer - Galaxy Ent European Warrants Sep 2017 A HKD 0.385   0.214   0.390   42,840,000 13,265,400 N/A 0.550   2017/06/20 0.123   2017/05/18 138,080,000 42,298,320 -   - -   -
13814 SG Issuer - GCL-Poly Eu Wt Aug 2017 A HKD -   -   0.011   0 0 70 0.014   2017/05/08 0.014   2017/05/08 30,000 420 0.199   2016/10/20 0.123   2016/11/10
16562 SG Issuer - Geely Auto European Warrants Apr 2018 A HKD 0.495   0.345   0.435   44,446,000 19,541,665 N/A 0.495   2017/07/25 0.231   2017/06/21 51,471,000 21,573,355 -   - -   -
13815 SG Issuer - Geely Auto European Warrants Aug 2017 A HKD 9.740   8.400   9.280   3,620,000 31,239,950 6,788,975 9.740   2017/07/18 0.630   2017/01/03 45,740,000 76,330,550 1.640   2016/10/25 0.485   2016/12/23
27504 SG Issuer - Geely Auto European Warrants Aug 2017 B HKD 8.070   7.660   8.830   260,000 2,062,700 N/A 8.070   2017/07/03 1.350   2017/05/05 37,130,000 90,212,650 -   - -   -
11188 SG Issuer - Geely Auto European Warrants Aug 2017 C HKD 6.130   3.970   5.210   3,463,000 16,520,120 N/A 6.130   2017/07/13 0.380   2017/05/05 75,673,000 128,284,595 -   - -   -
14886 SG Issuer - Geely Auto European Warrants Dec 2017 A HKD 1.140   1.130   1.140   900,000 1,020,000 1,071,179 1.140   2017/07/18 0.195   2017/01/03 28,365,000 10,029,695 0.280   2016/12/08 0.170   2016/12/23
13633 SG Issuer - Geely Auto European Warrants Dec 2018 A HKD 1.200   1.120   1.200   350,000 400,000 188,625 1.200   2017/07/20 0.380   2017/01/06 1,750,000 1,173,250 0.370   2016/10/26 0.220   2016/11/17
24679 SG Issuer - Geely Auto European Warrants Dec 2018 B HKD 0.940   0.740   0.880   5,560,000 4,809,000 1,938,633 0.940   2017/07/13 0.200   2017/02/02 23,660,000 11,869,900 -   - -   -
24881 SG Issuer - Geely Auto European Warrants Feb 2018 A HKD 1.010   0.860   0.940   3,080,000 2,919,580 1,875,694 1.010   2017/07/24 0.211   2017/02/02 27,790,000 11,256,505 -   - -   -
16229 SG Issuer - Geely Auto European Warrants Feb 2018 B HKD 0.650   0.500   0.590   1,820,000 1,073,000 N/A 0.650   2017/07/13 0.168   2017/05/31 78,020,000 19,232,800 -   - -   -
17872 SG Issuer - Geely Auto European Warrants Feb 2018 C HKD 1.670   0.980   1.340   45,058,000 62,198,460 N/A 1.670   2017/07/13 0.980   2017/07/24 45,058,000 62,198,460 -   - -   -
16823 SG Issuer - Geely Auto European Warrants Jan 2018 A HKD 2.820   1.680   2.180   93,190,000 204,874,240 N/A 2.820   2017/07/13 1.190   2017/06/23 158,735,000 317,262,390 -   - -   -
14915 SG Issuer - Geely Auto European Warrants Jul 2017 A HKD -   -   9.120   0 0 8,276,050 7.020   2017/06/12 0.910   2017/01/03 61,655,000 116,232,900 1.570   2016/12/08 0.740   2016/12/23
28197 SG Issuer - Geely Auto European Warrants Jul 2017 B HKD 7.210   5.850   6.900   2,800,000 16,757,550 N/A 7.210   2017/07/13 0.510   2017/05/19 65,435,000 104,510,100 -   - -   -
13929 SG Issuer - Geely Auto European Warrants Jun 2018 A HKD 1.080   0.890   1.010   2,405,000 2,381,160 4,691,439 1.080   2017/07/13 0.138   2017/01/03 53,905,000 29,699,665 0.300   2016/10/25 0.116   2016/12/23
16436 SG Issuer - Geely Auto European Warrants Mar 2018 A HKD 0.570   0.390   0.510   19,270,000 9,209,025 N/A 0.570   2017/07/25 0.198   2017/06/07 62,640,000 21,513,830 -   - -   -
17317 SG Issuer - Geely Auto European Warrants Mar 2018 B HKD 0.305   0.225   0.260   8,542,000 2,285,220 N/A 0.305   2017/07/25 0.225   2017/07/24 8,542,000 2,285,220 -   - -   -
14956 SG Issuer - Geely Auto European Warrants May 2018 A HKD -   -   1.130   0 0 717,050 0.850   2017/06/09 0.208   2017/01/03 58,235,000 19,136,250 0.285   2016/12/09 0.183   2016/12/28
24905 SG Issuer - Geely Auto European Warrants May 2018 B HKD 0.950   0.840   0.910   12,000 10,750 1,891,218 0.950   2017/07/25 0.222   2017/02/02 33,242,000 11,349,675 -   - -   -
27165 SG Issuer - Geely Auto European Warrants Nov 2017 A HKD 1.030   0.950   0.960   60,000 59,400 N/A 1.030   2017/07/13 0.270   2017/05/02 20,660,000 7,221,600 -   - -   -
12261 SG Issuer - Geely Auto European Warrants Nov 2017 B HKD 0.710   0.540   0.640   11,905,000 7,756,900 N/A 0.710   2017/07/12 0.110   2017/05/05 227,235,000 44,402,405 -   - -   -
14167 SG Issuer - Geely Auto European Warrants Oct 2017 A HKD 0.900   0.900   0.980   210,000 189,000 3,401,572 0.900   2017/07/07 0.080   2017/01/03 160,195,000 30,388,475 0.158   2016/12/08 0.069   2016/12/23
15124 SG Issuer - Geely Auto European Warrants Sep 2017 A HKD 9.350   8.440   8.950   6,310,000 58,374,800 23,564,808 9.350   2017/07/20 0.750   2017/01/03 73,520,000 178,724,550 1.000   2016/12/14 0.620   2016/12/23
28390 SG Issuer - Geely Auto European Warrants Sep 2017 B HKD 7.920   6.750   7.350   2,867,000 21,016,080 N/A 7.920   2017/07/24 1.210   2017/05/08 70,072,000 182,304,030 -   - -   -
11193 SG Issuer - Geely Auto European Warrants Sep 2017 C HKD 4.450   2.570   3.550   23,295,000 78,949,130 N/A 4.450   2017/07/13 0.370   2017/05/04 90,645,000 181,863,480 -   - -   -
14649 SG Issuer - Geely Auto European Warrants Sep 2018 A HKD 1.130   1.010   1.100   915,000 952,450 2,905,146 1.130   2017/07/17 0.206   2017/01/03 176,275,000 56,480,515 0.270   2016/12/08 0.184   2016/12/23
15015 SG Issuer - GF Sec European Warrants Jul 2017 A HKD -   -   0.013   0 0 105,440 0.192   2017/02/17 0.013   2017/06/01 8,462,000 771,880 0.260   2016/12/12 0.183   2016/12/20
15991 SG Issuer - GF Sec European Warrants May 2018 A HKD 0.192   0.156   0.161   2,736,000 474,764 N/A 0.255   2017/05/26 0.156   2017/07/28 5,806,000 1,148,456 -   - -   -
14817 SG Issuer - GF Sec European Warrants Sep 2017 A HKD 0.012   0.010   0.010   700,000 8,000 101,661 0.149   2017/02/17 0.010   2017/07/13 13,006,000 609,968 0.223   2016/12/05 0.204   2016/12/09
15193 SG Issuer - Greatwall Motor European Warrants Dec 2017 A HKD 1.730   1.170   1.300   147,000 203,360 N/A 2.350   2017/06/13 0.540   2017/05/09 11,011,500 15,839,415 -   - -   -
16764 SG Issuer - Greatwall Motor European Warrants Jan 2018 B HKD 1.020   0.520   0.650   24,162,000 18,371,565 N/A 1.120   2017/06/19 0.520   2017/07/24 29,173,000 22,731,785 -   - -   -
16824 SG Issuer - Greatwall Motor European Warrants May 2018 A HKD 0.193   0.125   0.147   68,045,000 10,953,435 N/A 0.207   2017/06/21 0.125   2017/07/24 89,495,000 14,855,600 -   - -   -
28392 SG Issuer - Greatwall Motor European Warrants Oct 2017 A HKD 0.890   0.325   0.440   15,968,000 9,450,178 N/A 1.520   2017/06/13 0.212   2017/05/09 41,194,000 31,933,689 -   - -   -
27909 SG Issuer - GWMC European Warrants Jan 2018 A HKD 0.395   0.310   0.355   7,585,000 2,683,425 3,483,771 0.450   2017/06/13 0.160   2017/05/08 90,570,000 23,051,050 0.345   2016/10/25 0.147   2016/11/18
14439 SG Issuer - GWMC European Warrants Jul 2017 A HKD -   -   1.580   0 0 11,615,183 3.100   2017/06/13 0.242   2017/05/08 69,402,000 74,145,940 1.020   2016/12/08 0.660   2016/12/29
13924 SG Issuer - GWMC European Warrants Sep 2017 A HKD 0.166   0.091   0.103   3,640,000 522,235 3,061,353 0.217   2017/06/13 0.028   2017/05/09 218,970,000 18,963,600 0.185   2016/10/25 0.054   2016/12/23
14288 SG Issuer - Haitong Sec European Warrants Dec 2017 A HKD 0.870   0.530   0.550   7,642,800 5,826,400 N/A 1.230   2017/05/26 0.530   2017/07/31 12,573,600 10,885,400 -   - -   -
28225 SG Issuer - Haitong Sec European Warrants Jul 2017 A HKD -   -   0.010   0 0 2,564,367 0.233   2017/02/17 0.010   2017/06/26 120,348,000 15,680,488 0.330   2016/08/15 0.156   2016/12/23
15064 SG Issuer - Haitong Sec European Warrants Nov 2017 A HKD 0.032   0.016   0.016   14,116,000 345,484 481,590 0.183   2017/02/17 0.016   2017/07/28 42,316,000 3,134,264 0.218   2016/12/13 0.134   2016/12/29
12781 SG Issuer - Haitong Sec European Warrants Sep 2017 A HKD -   -   0.011   0 0 108,243 0.102   2017/02/17 0.012   2017/05/11 11,420,000 699,596 0.185   2016/09/09 0.070   2016/12/29
15633 SG Issuer - Haitong Sec European Warrants Sep 2018 A HKD 0.120   0.093   0.093   38,032,000 4,073,492 N/A 0.198   2017/05/25 0.093   2017/07/31 64,400,000 8,377,676 -   - -   -
15909 SG Issuer - Henganintl Eu Wt Dec 2017 A HKD 0.530   0.400   0.430   2,505,000 1,153,125 N/A 0.580   2017/06/22 0.305   2017/06/13 8,950,000 4,156,425 -   - -   -
14046 SG Issuer - Henganintl Eu Wt Sep 2017 A HKD 0.076   0.024   0.024   34,455,000 1,707,375 2,073,288 0.800   2017/02/20 0.024   2017/07/31 101,870,000 13,487,875 0.910   2016/11/29 0.385   2016/12/29
23446 SG Issuer - HKEX European Put Warrants Apr 2018 A HKD 0.132   0.110   0.114   3,440,000 426,280 N/A 0.132   2017/07/26 0.110   2017/07/31 3,440,000 426,280 -   - -   -
15445 SG Issuer - HKEX European Put Warrants Aug 2017 C HKD 0.016   0.011   0.010   2,130,000 28,630 2,612,092 0.172   2017/01/09 0.011   2017/07/03 226,010,000 16,226,220 -   - -   -
24215 SG Issuer - HKEX European Put Warrants Feb 2018 B HKD 0.211   0.157   0.163   2,580,000 497,490 N/A 0.211   2017/07/24 0.157   2017/07/31 2,580,000 497,490 -   - -   -
15639 SG Issuer - HKEX European Put Warrants Jan 2018 A HKD 0.073   0.024   0.025   26,420,000 1,153,080 N/A 0.130   2017/05/18 0.024   2017/07/31 86,870,000 5,484,450 -   - -   -
12953 SG Issuer - HKEX European Put Warrants Oct 2017 A HKD -   -   0.015   0 0 29,025 0.105   2017/01/04 0.027   2017/04/05 4,770,000 318,970 0.127   2016/09/14 0.084   2016/11/24
28462 SG Issuer - HKEX European Put Warrants Oct 2017 C HKD 0.054   0.011   0.012   46,840,000 1,518,110 N/A 0.149   2017/02/27 0.011   2017/07/21 139,210,000 7,572,860 -   - -   -
24883 SG Issuer - HKEX European Warrants Apr 2018 B HKD 0.305   0.275   0.290   640,000 184,100 N/A 0.305   2017/07/27 0.275   2017/07/26 640,000 184,100 -   - -   -
13375 SG Issuer - HKEX European Warrants Aug 2017 A HKD 0.030   0.010   0.010   40,410,000 702,520 117,426,773 0.086   2017/02/16 0.010   2017/07/28 9,865,620,000 704,674,960 0.236   2016/09/22 0.037   2016/12/28
15248 SG Issuer - HKEX European Warrants Aug 2017 B HKD 0.355   0.152   0.375   29,720,000 6,620,060 6,664,198 0.355   2017/07/20 0.093   2017/05/05 207,580,000 40,479,160 -   - -   -
28398 SG Issuer - HKEX European Warrants Aug 2017 D HKD 0.029   0.015   0.012   1,008,000 25,820 N/A 0.450   2017/02/21 0.015   2017/07/04 3,002,000 142,088 -   - -   -
12698 SG Issuer - HKEX European Warrants Dec 2017 A HKD 0.201   0.071   0.192   115,990,000 15,480,020 7,000,887 0.201   2017/07/27 0.011   2017/06/23 371,420,000 42,623,950 0.295   2016/09/22 0.096   2016/12/28
13312 SG Issuer - HKEX European Warrants Dec 2017 B HKD 0.118   0.040   0.103   3,928,240,000 399,702,260 66,885,053 0.118   2017/07/21 0.033   2017/05/24 3,957,060,000 401,349,460 0.235   2016/09/22 0.070   2016/12/22
23436 SG Issuer - HKEX European Warrants Dec 2017 C HKD 0.700   0.510   0.630   7,064,000 4,302,880 N/A 0.700   2017/07/21 0.510   2017/07/20 7,064,000 4,302,880 -   - -   -
24878 SG Issuer - HKEX European Warrants Dec 2017 D HKD 0.205   0.177   0.196   2,020,000 400,470 N/A 0.205   2017/07/31 0.177   2017/07/25 2,020,000 400,470 -   - -   -
13648 SG Issuer - HKEX European Warrants Dec 2018 A HKD 0.135   0.070   0.131   29,710,000 2,986,800 760,912 0.135   2017/07/27 0.050   2017/05/05 52,860,000 4,912,790 0.159   2016/11/17 0.079   2016/12/23
15837 SG Issuer - HKEX European Warrants Dec 2018 B HKD 0.365   0.213   0.355   18,450,000 5,221,250 N/A 0.365   2017/07/27 0.213   2017/07/07 36,940,000 9,620,990 -   - -   -
15251 SG Issuer - HKEX European Warrants Feb 2018 A HKD 0.280   0.136   0.270   155,110,000 32,180,900 9,541,072 0.280   2017/07/27 0.094   2017/05/08 317,580,000 57,246,430 0.146   2016/12/30 0.144   2016/12/30
23440 SG Issuer - HKEX European Warrants Jan 2018 B HKD 1.000   0.770   0.940   15,756,000 14,241,240 N/A 1.000   2017/07/21 0.770   2017/07/20 15,756,000 14,241,240 -   - -   -
13311 SG Issuer - HKEX European Warrants Jul 2017 B HKD -   -   0.010   0 0 114,665,283 0.090   2017/02/16 0.010   2017/06/19 10,283,710,000 688,792,210 0.233   2016/09/22 0.033   2016/12/28
15016 SG Issuer - HKEX European Warrants Jul 2017 C HKD -   -   0.079   0 0 138,283,392 0.172   2017/02/16 0.030   2017/05/05 15,531,880,000 1,270,593,420 0.090   2016/12/22 0.073   2016/12/28
28016 SG Issuer - HKEX European Warrants Jul 2017 D HKD -   -   0.010   0 0 N/A 0.495   2017/02/17 0.010   2017/06/19 65,261,000 7,475,025 -   - -   -
13163 SG Issuer - HKEX European Warrants Jun 2018 A HKD 0.204   0.104   0.195   173,430,000 30,678,430 6,566,587 0.204   2017/07/31 0.071   2017/05/09 246,700,000 40,229,360 0.285   2016/09/13 0.105   2016/12/28
25813 SG Issuer - HKEX European Warrants Jun 2018 B HKD 0.247   0.245   0.244   760,000 186,700 N/A 0.247   2017/07/31 0.245   2017/07/31 760,000 186,700 -   - -   -
12643 SG Issuer - HKEX European Warrants Mar 2018 A HKD 0.205   0.091   0.194   490,520,000 71,704,110 32,629,127 0.205   2017/07/27 0.065   2017/05/09 1,568,910,000 195,897,030 0.285   2016/09/09 0.106   2016/12/28
15881 SG Issuer - HKEX European Warrants Nov 2017 A HKD 0.420   0.194   0.410   46,420,000 13,473,380 7,940,912 0.420   2017/07/31 0.147   2017/04/24 202,320,000 47,704,430 -   - -   -
17874 SG Issuer - HKEX European Warrants Nov 2017 B HKD 1.030   0.360   0.910   595,071,000 435,337,335 N/A 1.030   2017/07/21 0.360   2017/07/10 595,071,000 435,337,335 -   - -   -
26282 SG Issuer - HKEX European Warrants Nov 2017 C HKD 0.425   0.335   0.375   4,047,000 1,519,985 N/A 0.425   2017/07/27 0.335   2017/07/27 4,047,000 1,519,985 -   - -   -
13657 SG Issuer - HKEX European Warrants Oct 2017 B HKD 0.068   0.019   0.058   12,389,830,000 687,757,780 114,781,348 0.084   2017/02/16 0.018   2017/05/18 12,413,650,000 688,714,610 0.188   2016/10/07 0.048   2016/12/30
15727 SG Issuer - HKEX European Warrants Oct 2017 D HKD 0.890   0.223   0.790   134,499,000 69,027,661 N/A 0.890   2017/07/21 0.223   2017/07/04 249,711,000 117,664,127 -   - -   -
13656 SG Issuer - HKEX European Warrants Sep 2017 B HKD 0.099   0.019   0.082   531,550,000 39,711,120 135,819,923 0.113   2017/02/16 0.019   2017/07/05 12,621,350,000 814,993,590 0.202   2016/10/24 0.060   2016/12/23
13816 SG Issuer - HLand European Warrants Aug 2017 A HKD 0.225   0.064   0.084   4,940,000 681,800 3,780,402 0.365   2017/06/06 0.064   2017/07/28 105,960,000 22,759,460 0.380   2016/11/01 0.099   2016/12/28
15992 SG Issuer - HLand European Warrants Dec 2017 A HKD 0.167   0.093   0.108   18,740,000 2,633,100 N/A 0.290   2017/06/06 0.093   2017/07/12 40,020,000 6,925,030 -   - -   -
15891 SG Issuer - HS H-SH European Put Warrants Aug 2017 C HKD -   -   0.013   0 0 3,600 0.045   2017/05/19 0.045   2017/05/19 480,000 21,600 -   - -   -
14783 SG Issuer - HS H-SHARE European Warrants Aug 2017 A HKD -   -   0.012   0 0 1,773,059 0.207   2017/02/23 0.012   2017/06/15 85,768,000 10,707,262 0.248   2016/12/09 0.227   2016/12/05
15889 SG Issuer - HS H-SHARE European Warrants Aug 2017 B HKD 1.350   1.350   1.380   20,000 27,000 3,513,437 1.350   2017/07/17 0.480   2017/05/05 29,542,000 21,083,440 -   - -   -
15469 SG Issuer - HS H-SHARE European Warrants Dec 2017 A HKD 0.890   0.495   0.830   7,244,000 5,748,700 N/A 0.890   2017/07/27 0.495   2017/07/05 11,728,000 8,567,000 -   - -   -
16545 SG Issuer - HS H-SHARE European Warrants Feb 2018 A HKD 0.450   0.247   0.425   6,798,000 2,635,400 N/A 0.450   2017/07/27 0.247   2017/07/05 10,842,000 3,900,510 -   - -   -
25360 SG Issuer - HS H-SHARE European Warrants Feb 2018 B HKD 0.320   0.280   0.300   964,000 280,980 N/A 0.320   2017/07/26 0.280   2017/07/28 964,000 280,980 -   - -   -
27997 SG Issuer - HS H-SHARE European Warrants Sep 2017 A HKD 0.345   0.103   0.290   3,852,000 949,300 N/A 0.520   2017/02/17 0.103   2017/07/10 58,394,000 12,990,988 -   - -   -
15919 SG Issuer - HSBC European Put Warrants Dec 2017 D HKD 0.110   0.026   0.028   74,492,000 5,583,820 N/A 0.280   2017/05/23 0.026   2017/07/31 223,980,000 34,352,300 -   - -   -
21783 SG Issuer - HSBC European Put Warrants Feb 2018 B HKD 0.300   0.164   0.171   18,068,000 3,971,240 N/A 0.300   2017/07/17 0.164   2017/07/31 18,068,000 3,971,240 -   - -   -
19134 SG Issuer - HSBC European Put Warrants Jan 2018 B HKD 0.167   0.079   0.085   37,088,000 4,886,400 N/A 0.167   2017/07/13 0.079   2017/07/31 37,088,000 4,886,400 -   - -   -
15159 SG Issuer - HSBC European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 8,905,813 0.365   2017/01/03 0.010   2017/05/16 405,848,000 56,071,452 0.440   2016/12/28 0.290   2016/12/14
15395 SG Issuer - HSBC European Put Warrants Nov 2017 A HKD 0.035   0.011   0.011   12,536,000 303,692 N/A 0.111   2017/05/11 0.011   2017/07/31 29,436,000 1,641,396 -   - -   -
28744 SG Issuer - HSBC European Put Warrants Sep 2017 B HKD 0.022   0.010   0.010   43,036,000 692,412 N/A 0.425   2017/04/19 0.010   2017/07/24 179,612,000 13,967,856 -   - -   -
12696 SG Issuer - HSBC European Put Warrants Sep 2017 C HKD -   -   0.011   0 0 N/A 0.208   2017/04/19 0.017   2017/06/28 115,628,000 9,429,596 -   - -   -
15176 SG Issuer - HSBC European Warrants Apr 2018 A HKD 0.475   0.229   0.445   33,344,000 10,183,560 5,750,325 0.475   2017/07/31 0.079   2017/04/20 180,932,000 35,361,932 0.207   2016/12/15 0.140   2016/12/28
21793 SG Issuer - HSBC European Warrants Apr 2018 B HKD 0.260   0.226   0.244   7,772,000 1,930,640 N/A 0.260   2017/07/31 0.226   2017/07/26 7,772,000 1,930,640 -   - -   -
14312 SG Issuer - HSBC European Warrants Aug 2017 A HKD 0.830   0.380   0.760   91,396,000 47,803,300 97,719,765 0.830   2017/07/26 0.046   2017/04/20 4,501,216,000 592,593,432 0.335   2016/12/08 0.153   2016/11/30
15130 SG Issuer - HSBC European Warrants Dec 2017 A HKD 0.310   0.108   0.290   1,576,380,000 231,039,992 64,694,677 0.310   2017/07/31 0.045   2017/04/18 2,839,516,000 388,468,540 0.233   2016/12/14 0.112   2016/12/30
28984 SG Issuer - HSBC European Warrants Dec 2017 B HKD 0.455   0.210   0.420   379,952,000 111,938,612 N/A 0.455   2017/07/31 0.063   2017/04/20 1,784,628,000 321,102,028 -   - -   -
15094 SG Issuer - HSBC European Warrants Dec 2017 C HKD 1.000   0.610   0.990   5,048,000 3,789,440 N/A 1.000   2017/07/31 0.265   2017/05/09 35,324,000 15,590,360 -   - -   -
17596 SG Issuer - HSBC European Warrants Dec 2017 E HKD 0.435   0.202   0.410   1,122,940,000 246,345,384 N/A 0.435   2017/07/31 0.202   2017/07/07 1,122,940,000 246,345,384 -   - -   -
17846 SG Issuer - HSBC European Warrants Dec 2017 F HKD 0.238   0.120   0.208   9,552,752,000 1,726,555,556 N/A 0.238   2017/07/31 0.120   2017/07/10 9,552,752,000 1,726,555,556 -   - -   -
17597 SG Issuer - HSBC European Warrants Feb 2018 A HKD 0.295   0.212   0.270   24,032,000 6,187,792 N/A 0.295   2017/07/31 0.212   2017/07/20 24,032,000 6,187,792 -   - -   -
16631 SG Issuer - HSBC European Warrants Jan 2018 A HKD 0.445   0.211   0.415   293,308,000 76,890,124 N/A 0.445   2017/07/31 0.108   2017/06/28 334,392,000 85,732,832 -   - -   -
12500 SG Issuer - HSBC European Warrants Jul 2017 A HKD -   -   0.900   0 0 10,787,798 0.600   2017/06/06 0.128   2017/04/20 229,256,000 67,207,708 0.560   2016/12/08 0.150   2016/11/09
15125 SG Issuer - HSBC European Warrants Jul 2017 B HKD -   -   0.010   0 0 80,676,697 0.152   2017/02/20 0.010   2017/06/29 5,207,636,000 484,351,216 0.235   2016/12/14 0.211   2016/12/15
28985 SG Issuer - HSBC European Warrants Jul 2018 A HKD 0.325   0.149   0.310   1,123,384,000 220,155,720 N/A 0.325   2017/07/31 0.077   2017/04/19 1,205,784,000 232,223,704 -   - -   -
22231 SG Issuer - HSBC European Warrants May 2018 A HKD 0.237   0.175   0.203   39,572,000 8,084,052 N/A 0.237   2017/07/18 0.175   2017/07/25 39,572,000 8,084,052 -   - -   -
17843 SG Issuer - HSBC European Warrants Nov 2017 B HKD 0.290   0.163   0.255   4,635,468,000 888,363,296 N/A 0.290   2017/07/31 0.163   2017/07/10 4,635,468,000 888,363,296 -   - -   -
12931 SG Issuer - HSBC European Warrants Oct 2017 A HKD 1.150   0.560   1.110   20,944,000 15,802,000 57,706,521 1.150   2017/07/31 0.115   2017/04/19 1,603,720,000 348,049,828 0.435   2016/12/08 0.124   2016/11/09
13114 SG Issuer - HSBC European Warrants Oct 2017 B HKD 0.580   0.211   0.530   392,780,000 152,905,728 112,618,141 0.580   2017/07/31 0.046   2017/04/20 5,027,004,000 679,924,640 0.260   2016/12/08 0.067   2016/11/09
28017 SG Issuer - HSBC European Warrants Sep 2017 A HKD 0.305   0.102   0.275   427,596,000 76,832,248 N/A 0.305   2017/07/31 0.026   2017/04/24 2,074,192,000 179,704,436 -   - -   -
13931 SG Issuer - HSCEI European Put Warrants Aug 2017 A HKD -   -   0.012   0 0 371,478 0.181   2017/01/03 0.015   2017/06/12 39,970,000 2,478,470 0.229   2016/11/09 0.137   2016/12/08
15703 SG Issuer - HSCEI European Put Warrants Jan 2018 A HKD 0.085   0.082   0.080   420,000 35,650 N/A 0.085   2017/07/28 0.082   2017/07/24 420,000 35,650 -   - -   -
12498 SG Issuer - HSCEI European Put Warrants Nov 2017 A HKD 0.148   0.075   0.073   1,310,000 110,130 N/A 0.260   2017/05/05 0.075   2017/07/24 26,550,000 5,013,700 -   - -   -
27419 SG Issuer - HSCEI European Put Warrants Sep 2017 C HKD 0.057   0.022   0.019   920,000 30,320 N/A 0.167   2017/04/19 0.022   2017/07/24 80,210,000 10,047,510 -   - -   -
17966 SG Issuer - HSCEI European Warrants Aug 2018 A HKD 0.247   0.239   0.234   120,000 28,840 N/A 0.247   2017/07/24 0.239   2017/07/25 120,000 28,840 -   - -   -
12743 SG Issuer - HSCEI European Warrants Dec 2017 A HKD 0.133   0.068   0.116   4,230,000 403,200 1,000,647 0.154   2017/03/21 0.056   2017/05/05 55,770,000 6,025,200 0.221   2016/08/25 0.101   2016/11/14
12827 SG Issuer - HSCEI European Warrants Sep 2017 A HKD 0.136   0.056   0.122   109,870,000 11,947,030 3,922,447 0.167   2017/02/23 0.045   2017/05/05 232,960,000 24,667,440 0.190   2016/09/07 0.068   2016/12/23
15478 SG Issuer - HSCEI European Warrants Sep 2017 B HKD 0.395   0.244   0.385   6,370,000 2,147,380 2,384,303 0.395   2017/07/19 0.169   2017/05/05 73,480,000 17,863,170 -   - -   -
14541 SG Issuer - HSI European Put Warrants Aug 2017 A HKD -   -   0.010   0 0 110,420 0.159   2017/01/03 0.010   2017/06/28 21,080,000 1,446,930 0.192   2016/12/28 0.118   2016/12/08
28125 SG Issuer - HSI European Put Warrants Aug 2017 D HKD 0.029   0.014   0.010   6,310,000 135,940 N/A 0.202   2017/03/03 0.014   2017/07/12 111,940,000 10,644,200 -   - -   -
28913 SG Issuer - HSI European Put Warrants Aug 2017 E HKD 0.011   0.011   0.010   100,000 1,100 N/A 0.106   2017/04/19 0.010   2017/06/07 83,780,000 3,779,280 -   - -   -
15272 SG Issuer - HSI European Put Warrants Dec 2017 E HKD 0.073   0.024   0.024   2,180,000 101,560 N/A 0.099   2017/05/24 0.024   2017/07/31 4,580,000 268,850 -   - -   -
16148 SG Issuer - HSI European Put Warrants Dec 2017 F HKD 0.164   0.060   0.058   17,150,000 2,092,290 N/A 0.169   2017/06/01 0.060   2017/07/31 21,100,000 2,683,540 -   - -   -
16621 SG Issuer - HSI European Put Warrants Dec 2017 G HKD 0.147   0.077   0.077   4,970,000 499,590 N/A 0.147   2017/07/12 0.077   2017/07/31 4,970,000 499,590 -   - -   -
15594 SG Issuer - HSI European Put Warrants Feb 2018 A HKD 0.033   0.017   0.017   5,840,000 134,440 612,727 0.172   2017/01/09 0.017   2017/07/31 65,250,000 4,312,050 -   - -   -
16623 SG Issuer - HSI European Put Warrants Feb 2018 E HKD 0.126   0.075   0.074   460,000 46,140 N/A 0.126   2017/07/12 0.075   2017/07/31 460,000 46,140 -   - -   -
25339 SG Issuer - HSI European Put Warrants Feb 2018 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16149 SG Issuer - HSI European Put Warrants Jan 2018 C HKD 0.058   0.057   0.048   20,000 1,150 N/A 0.058   2017/07/24 0.057   2017/07/24 20,000 1,150 -   - -   -
14298 SG Issuer - HSI European Put Warrants Jul 2017 B HKD -   -   0.010   0 0 74,052 0.158   2017/01/03 0.010   2017/06/21 13,750,000 591,580 0.177   2016/12/29 0.115   2016/12/08
14543 SG Issuer - HSI European Put Warrants Jul 2017 D HKD -   -   0.010   0 0 770,020 0.168   2017/01/03 0.011   2017/05/09 122,370,000 6,448,080 0.202   2016/12/23 0.122   2016/12/08
15680 SG Issuer - HSI European Put Warrants Jun 2018 A HKD 0.052   0.036   0.034   1,440,000 58,690 311,593 0.184   2017/01/09 0.036   2017/07/24 25,680,000 2,716,830 -   - -   -
15712 SG Issuer - HSI European Put Warrants Mar 2018 C HKD 0.094   0.053   0.049   6,290,000 479,970 N/A 0.123   2017/05/25 0.053   2017/07/28 14,330,000 1,282,550 -   - -   -
21764 SG Issuer - HSI European Put Warrants Mar 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25344 SG Issuer - HSI European Put Warrants Mar 2018 F HKD 0.226   0.226   0.206   10,000 2,260 N/A 0.226   2017/07/27 0.226   2017/07/27 10,000 2,260 -   - -   -
15591 SG Issuer - HSI European Put Warrants May 2018 A HKD 0.057   0.027   0.027   1,810,000 79,740 194,008 0.188   2017/01/06 0.027   2017/07/31 15,950,000 1,750,700 -   - -   -
15257 SG Issuer - HSI European Put Warrants Nov 2017 B HKD 0.078   0.021   0.021   13,060,000 419,820 N/A 0.102   2017/05/24 0.021   2017/07/31 13,370,000 444,490 -   - -   -
15708 SG Issuer - HSI European Put Warrants Nov 2017 C HKD 0.119   0.035   0.033   5,670,000 501,990 N/A 0.132   2017/05/25 0.035   2017/07/31 17,640,000 1,701,520 -   - -   -
28135 SG Issuer - HSI European Put Warrants Oct 2017 B HKD 0.028   0.012   0.012   2,320,000 29,290 N/A 0.108   2017/04/12 0.012   2017/07/17 5,460,000 324,170 -   - -   -
14540 SG Issuer - HSI European Put Warrants Sep 2017 A HKD -   -   0.010   0 0 310,243 0.152   2017/01/03 0.010   2017/05/25 64,940,000 2,528,610 0.173   2016/12/28 0.119   2016/12/12
15600 SG Issuer - HSI European Put Warrants Sep 2017 B HKD -   -   0.010   0 0 180,010 0.161   2017/01/09 0.011   2017/06/01 24,700,000 1,907,360 -   - -   -
23705 SG Issuer - HSI European Put Warrants Sep 2017 C HKD 0.014   0.013   0.010   3,700,000 48,300 349,772 0.153   2017/02/03 0.012   2017/06/08 30,200,000 2,098,630 -   - -   -
28126 SG Issuer - HSI European Put Warrants Sep 2017 D HKD 0.033   0.011   0.011   1,780,000 30,470 N/A 0.188   2017/03/03 0.011   2017/07/14 113,440,000 10,720,280 -   - -   -
12505 SG Issuer - HSI European Put Warrants Sep 2017 E HKD 0.069   0.010   0.010   161,610,000 6,676,690 N/A 0.230   2017/04/19 0.010   2017/07/31 455,930,000 27,796,100 -   - -   -
15679 SG Issuer - HSI European Put Warrants Sep 2018 A HKD 0.070   0.044   0.043   9,520,000 465,460 1,130,583 0.189   2017/01/09 0.044   2017/07/31 72,630,000 7,401,670 -   - -   -
12941 SG Issuer - HSI European Warrants Apr 2018 A HKD 0.224   0.162   0.245   8,840,000 1,916,680 N/A 0.224   2017/07/24 0.093   2017/04/18 16,050,000 2,763,270 -   - -   -
14969 SG Issuer - HSI European Warrants Aug 2017 B HKD 0.480   0.480   0.550   60,000 28,800 3,305,557 0.480   2017/07/19 0.106   2017/01/03 107,890,000 21,164,620 0.115   2016/12/19 0.088   2016/12/23
15670 SG Issuer - HSI European Warrants Aug 2017 C HKD 0.770   0.690   0.780   30,000 21,500 5,334,383 0.770   2017/07/27 0.260   2017/01/10 89,920,000 33,863,550 -   - -   -
13773 SG Issuer - HSI European Warrants Dec 2017 A HKD 0.105   0.035   0.103   160,420,000 11,957,320 3,608,345 0.105   2017/07/31 0.024   2017/04/19 367,390,000 22,223,370 0.105   2016/10/24 0.025   2016/12/22
15578 SG Issuer - HSI European Warrants Dec 2017 B HKD 0.640   0.430   0.640   2,330,000 1,443,200 254,592 0.640   2017/07/31 0.234   2017/01/06 2,710,000 1,550,080 -   - -   -
23478 SG Issuer - HSI European Warrants Dec 2017 C HKD 0.415   0.250   0.435   1,630,000 466,150 714,558 0.415   2017/07/27 0.137   2017/04/19 22,270,000 4,287,350 -   - -   -
12273 SG Issuer - HSI European Warrants Dec 2017 D HKD 0.290   0.168   0.330   3,070,000 860,990 N/A 0.290   2017/07/20 0.087   2017/04/19 6,400,000 1,304,180 -   - -   -
15676 SG Issuer - HSI European Warrants Dec 2018 A HKD 0.410   0.315   0.450   50,000 19,000 510,870 0.410   2017/07/19 0.199   2017/01/09 20,150,000 4,650,490 -   - -   -
15783 SG Issuer - HSI European Warrants Feb 2018 B HKD 0.172   0.156   0.285   400,000 65,600 N/A 0.183   2017/06/01 0.156   2017/07/05 420,000 69,250 -   - -   -
15975 SG Issuer - HSI European Warrants Feb 2018 C HKD 0.222   0.120   0.238   4,460,000 821,590 N/A 0.222   2017/07/27 0.120   2017/07/04 4,890,000 886,530 -   - -   -
16600 SG Issuer - HSI European Warrants Feb 2018 D HKD 0.200   0.154   0.202   870,000 152,380 N/A 0.200   2017/07/31 0.117   2017/06/21 960,000 164,310 -   - -   -
14970 SG Issuer - HSI European Warrants Jan 2018 A HKD -   -   0.380   0 0 491,480 0.270   2017/06/07 0.105   2017/01/03 23,870,000 3,649,070 0.108   2016/12/19 0.092   2016/12/23
12932 SG Issuer - HSI European Warrants Jan 2018 B HKD 0.247   0.169   0.325   400,000 81,900 N/A 0.247   2017/07/13 0.126   2017/05/02 580,000 111,120 -   - -   -
24059 SG Issuer - HSI European Warrants Jan 2018 D HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
12711 SG Issuer - HSI European Warrants Jul 2017 A HKD 0.320   0.077   0.310   128,750,000 21,431,250 5,885,023 0.320   2017/07/24 0.034   2017/04/19 302,100,000 36,877,250 0.238   2016/08/25 0.028   2016/12/23
14519 SG Issuer - HSI European Warrants Jul 2017 C HKD -   -   0.560   0 0 34,022 0.275   2017/03/30 0.150   2017/01/03 2,030,000 392,210 0.204   2016/12/06 0.118   2016/12/23
14851 SG Issuer - HSI European Warrants Jul 2017 E HKD 0.290   0.280   0.520   3,080,000 881,350 387,233 0.290   2017/07/04 0.115   2017/01/17 11,840,000 2,392,010 0.148   2016/12/06 0.071   2016/12/22
14968 SG Issuer - HSI European Warrants Jul 2017 F HKD -   -   0.560   0 0 34,950 0.237   2017/04/07 0.229   2017/04/07 900,000 209,700 0.127   2016/12/19 0.124   2016/12/19
15590 SG Issuer - HSI European Warrants Jul 2018 A HKD -   -   0.500   0 0 138,540 0.390   2017/06/09 0.212   2017/01/09 9,480,000 2,271,890 -   - -   -
15673 SG Issuer - HSI European Warrants Mar 2018 A HKD 0.470   0.395   0.580   20,000 8,650 11,133 0.470   2017/07/12 0.226   2017/01/06 240,000 71,320 -   - -   -
29195 SG Issuer - HSI European Warrants Mar 2018 B HKD 0.280   0.205   0.280   220,000 51,670 N/A 0.280   2017/07/31 0.103   2017/04/12 3,040,000 393,640 -   - -   -
16868 SG Issuer - HSI European Warrants Mar 2018 D HKD 0.135   0.099   0.151   270,000 32,440 N/A 0.135   2017/07/28 0.099   2017/07/12 270,000 32,440 -   - -   -
28396 SG Issuer - HSI European Warrants Nov 2017 A HKD 0.370   0.315   0.405   200,000 68,500 N/A 0.370   2017/07/28 0.113   2017/04/19 4,480,000 713,090 -   - -   -
15831 SG Issuer - HSI European Warrants Nov 2017 D HKD 0.248   0.111   0.285   14,740,000 2,281,130 N/A 0.248   2017/07/24 0.111   2017/07/05 38,000,000 5,668,080 -   - -   -
15672 SG Issuer - HSI European Warrants Oct 2017 A HKD 0.630   0.495   0.710   2,340,000 1,176,000 2,445,875 0.630   2017/07/17 0.249   2017/01/10 32,510,000 14,893,800 -   - -   -
15675 SG Issuer - HSI European Warrants Oct 2018 A HKD 0.450   0.335   0.480   1,440,000 594,450 330,513 0.450   2017/07/26 0.207   2017/01/09 12,620,000 3,365,940 -   - -   -
15993 SG Issuer - HTSC European Warrants Feb 2018 A HKD 0.149   0.092   0.115   6,372,000 838,568 N/A 0.155   2017/05/29 0.089   2017/06/30 8,128,000 1,049,342 -   - -   -
14818 SG Issuer - HTSC European Warrants Nov 2017 A HKD 0.040   0.019   0.022   30,228,000 935,314 231,604 0.130   2017/02/15 0.019   2017/07/28 43,172,000 1,397,502 0.217   2016/12/05 0.175   2016/12/13
13843 SG Issuer - Huaneng Power European Warrants Aug 2017 A HKD 0.066   0.060   0.026   200,000 12,600 1,788,935 0.450   2017/02/15 0.060   2017/07/13 40,622,000 10,733,612 0.355   2016/10/19 0.340   2016/11/30
15642 SG Issuer - Huaneng Power European Warrants Dec 2017 A HKD 0.450   0.335   0.380   2,838,000 1,157,060 N/A 0.780   2017/05/29 0.335   2017/07/28 16,734,000 9,883,140 -   - -   -
28745 SG Issuer - Huaneng Power European Warrants Nov 2017 A HKD 0.205   0.187   0.165   2,220,000 444,180 N/A 0.435   2017/05/31 0.187   2017/07/25 8,724,000 2,723,130 -   - -   -
28198 SG Issuer - ICBC European Put Wt Aug 2017 B HKD -   -   0.012   0 0 N/A 0.187   2017/03/03 0.011   2017/06/15 17,157,000 1,928,991 -   - -   -
15572 SG Issuer - ICBC European Put Wt Dec 2017 C HKD 0.157   0.064   0.038   2,922,000 361,138 N/A 0.208   2017/05/16 0.064   2017/07/13 6,781,000 846,590 -   - -   -
22604 SG Issuer - ICBC European Put Wt Feb 2018 A HKD 0.186   0.127   0.128   302,000 41,272 N/A 0.186   2017/07/19 0.127   2017/07/31 302,000 41,272 -   - -   -
15390 SG Issuer - ICBC European Warrants Aug 2017 A HKD 0.470   0.045   0.430   48,278,000 10,263,224 6,488,058 0.470   2017/07/27 0.045   2017/07/10 201,246,000 39,015,946 0.195   2016/12/30 0.158   2016/12/28
28914 SG Issuer - ICBC European Warrants Aug 2017 C HKD 0.032   0.010   0.010   17,334,000 320,635 N/A 0.151   2017/02/27 0.010   2017/07/27 115,213,000 4,054,933 -   - -   -
28615 SG Issuer - ICBC European Warrants Dec 2017 A HKD 0.085   0.019   0.078   31,627,000 2,021,862 N/A 0.162   2017/02/23 0.019   2017/07/10 54,445,000 3,333,904 -   - -   -
15372 SG Issuer - ICBC European Warrants Dec 2017 B HKD 0.540   0.209   0.510   59,248,000 20,500,174 N/A 0.540   2017/07/27 0.209   2017/07/07 73,018,000 24,114,079 -   - -   -
16356 SG Issuer - ICBC European Warrants Dec 2017 D HKD 0.179   0.150   0.173   18,536,000 2,968,560 N/A 0.196   2017/06/05 0.150   2017/07/24 18,936,000 3,045,960 -   - -   -
25226 SG Issuer - ICBC European Warrants Feb 2018 B HKD 0.300   0.265   0.285   2,022,000 594,935 N/A 0.300   2017/07/27 0.265   2017/07/28 2,022,000 594,935 -   - -   -
28019 SG Issuer - ICBC European Warrants Nov 2017 A HKD 0.190   0.045   0.176   55,835,000 7,747,496 N/A 0.315   2017/02/20 0.045   2017/07/05 105,905,000 14,076,059 -   - -   -
28083 SG Issuer - JIANC European Warrants Dec 2017 A HKD 0.435   0.315   0.445   3,380,000 1,175,850 898,900 0.480   2017/02/09 0.244   2017/05/24 17,460,000 5,393,400 0.405   2016/11/24 0.151   2016/10/20
14335 SG Issuer - JIANC European Warrants Dec 2017 B HKD 0.186   0.085   0.179   278,290,000 38,983,400 10,754,348 0.310   2017/02/13 0.085   2017/07/12 473,640,000 70,379,120 0.270   2016/11/24 0.136   2016/12/23
24576 SG Issuer - JIANC European Warrants Feb 2018 A HKD 1.280   0.920   1.240   1,192,000 1,429,960 N/A 1.280   2017/07/27 0.920   2017/07/24 1,192,000 1,429,960 -   - -   -
13818 SG Issuer - JIANC European Warrants Jul 2017 A HKD -   -   1.280   0 0 368,022 3.590   2017/02/14 0.750   2017/06/16 1,970,000 4,628,320 3.010   2016/11/25 0.760   2016/10/19
15132 SG Issuer - JIANC European Warrants Mar 2018 A HKD 0.180   0.105   0.175   74,790,000 10,931,030 5,246,372 0.265   2017/02/09 0.093   2017/06/23 212,500,000 34,222,980 0.236   2016/12/14 0.147   2016/12/29
15441 SG Issuer - JIANC European Warrants May 2018 A HKD 0.375   0.245   0.375   17,890,000 5,802,760 N/A 0.375   2017/07/31 0.213   2017/06/06 80,470,000 20,474,420 -   - -   -
26241 SG Issuer - JIANC European Warrants Sep 2017 A HKD 0.208   0.036   0.129   99,792,000 11,105,508 N/A 1.410   2017/02/13 0.036   2017/07/24 179,907,000 87,527,698 -   - -   -
24584 SG Issuer - KECL European Warrants Feb 2018 A HKD 0.475   0.420   0.355   344,000 146,680 N/A 0.475   2017/07/24 0.420   2017/07/26 344,000 146,680 -   - -   -
14655 SG Issuer - KECL European Warrants Jul 2017 A HKD -   -   0.295   0 0 4,823,977 1.710   2017/04/10 0.295   2017/02/03 64,652,000 34,891,870 0.485   2016/12/14 0.345   2016/12/29
11585 SG Issuer - KECL European Warrants Jul 2018 A HKD 0.236   0.151   0.225   35,340,000 7,316,160 2,936,397 0.255   2017/04/10 0.121   2017/06/20 88,800,000 17,631,880 0.147   2016/08/19 0.110   2016/11/11
13997 SG Issuer - KECL European Warrants Nov 2017 A HKD 0.400   0.128   0.350   1,990,000 579,910 N/A 0.400   2017/07/24 0.078   2017/06/29 9,034,000 2,528,110 -   - -   -
15504 SG Issuer - KECL European Warrants Oct 2017 A HKD 0.790   0.168   0.710   42,274,000 16,971,404 6,943,026 0.850   2017/04/11 0.142   2017/06/28 107,664,000 42,092,496 0.400   2016/12/28 0.385   2016/12/28
15237 SG Issuer - Kingsoft European Warrants Aug 2017 A HKD 0.340   0.310   0.465   20,000 6,500 11,243,040 0.670   2017/04/28 0.189   2017/02/24 207,550,000 68,350,500 0.255   2016/12/16 0.228   2016/12/22
12525 SG Issuer - Kingsoft European Warrants Dec 2017 A HKD 0.205   0.108   0.132   9,910,000 1,720,860 N/A 0.345   2017/03/29 0.108   2017/07/10 31,800,000 7,717,830 -   - -   -
26586 SG Issuer - Kingsoft European Warrants Jan 2018 A HKD 0.116   0.112   0.109   20,000 2,280 N/A 0.116   2017/07/28 0.112   2017/07/28 20,000 2,280 -   - -   -
12840 SG Issuer - Kingsoft European Warrants Jul 2017 A HKD -   -   0.116   0 0 3,734,707 0.380   2017/04/28 0.083   2017/02/24 104,510,000 22,481,460 0.420   2016/09/22 0.126   2016/12/20
13519 SG Issuer - Kingsoft European Warrants Jul 2017 B HKD -   -   0.010   0 0 1,250,573 0.130   2017/04/03 0.010   2017/06/09 135,380,000 7,538,440 0.242   2016/09/29 0.103   2016/11/09
11196 SG Issuer - Kingsoft European Warrants Nov 2017 A HKD 0.290   0.114   0.174   16,020,000 3,562,330 N/A 0.405   2017/04/28 0.114   2017/07/05 167,890,000 49,215,160 -   - -   -
14881 SG Issuer - Kingsoft European Warrants Nov 2017 B HKD 0.118   0.051   0.062   9,610,000 881,990 N/A 0.248   2017/05/04 0.051   2017/07/07 15,410,000 1,978,050 -   - -   -
28915 SG Issuer - Lenovo European Warrants Aug 2017 A HKD 0.097   0.079   0.048   20,000 1,760 N/A 0.470   2017/04/05 0.079   2017/07/04 20,650,000 6,950,686 -   - -   -
24623 SG Issuer - Lenovo European Warrants Feb 2018 A HKD 0.420   0.350   0.350   1,700,000 648,100 N/A 0.420   2017/07/24 0.350   2017/07/28 1,700,000 648,100 -   - -   -
27441 SG Issuer - Lenovo European Warrants May 2018 A HKD 0.026   0.010   0.014   13,840,000 169,380 1,553,210 0.045   2017/01/18 0.010   2017/07/19 447,360,000 10,321,260 0.170   2016/04/20 0.034   2016/12/22
22357 SG Issuer - Lenovo European Warrants Oct 2017 A HKD 0.085   0.048   0.047   4,148,000 289,654 1,012,393 0.375   2017/01/17 0.048   2017/07/31 39,492,000 6,267,756 -   - -   -
28834 SG Issuer - Lenovo European Warrants Oct 2017 B HKD 0.232   0.134   0.129   26,872,000 5,309,672 N/A 0.510   2017/04/05 0.134   2017/07/31 69,656,000 19,125,504 -   - -   -
15693 SG Issuer - Lenovo European Warrants Sep 2017 A HKD 0.119   0.051   0.051   3,264,000 326,218 4,919,809 0.450   2017/01/17 0.051   2017/07/31 151,748,000 31,900,556 0.325   2016/12/30 0.320   2016/12/30
13434 SG Issuer - Li & Fung European Warrants Dec 2017 A HKD 0.083   0.060   0.058   1,398,000 106,764 N/A 0.285   2017/04/07 0.060   2017/07/19 3,164,000 302,438 -   - -   -
13844 SG Issuer - Li & Fung European Warrants Jul 2017 A HKD -   -   0.012   0 0 156,204 0.160   2017/01/05 0.024   2017/04/10 14,322,000 963,396 0.350   2016/10/26 0.120   2016/12/29
11063 SG Issuer - Li & Fung European Warrants Nov 2017 A HKD 0.026   0.021   0.012   1,000,000 23,500 N/A 0.265   2017/03/14 0.021   2017/07/05 2,088,000 123,160 -   - -   -
15463 SG Issuer - Li & Fung European Warrants Oct 2017 A HKD 0.013   0.010   0.010   222,000 2,250 3,469,597 0.420   2017/01/05 0.010   2017/07/31 113,056,000 21,676,122 0.390   2016/12/23 0.305   2016/12/29
16033 SG Issuer - Link REIT European Warrants Jan 2018 A HKD 0.450   0.212   0.400   44,630,000 14,334,555 N/A 0.530   2017/06/08 0.212   2017/07/04 76,095,000 28,382,330 -   - -   -
29051 SG Issuer - Link REIT European Warrants Nov 2017 A HKD 0.720   0.290   0.630   44,670,000 21,630,300 N/A 0.720   2017/07/28 0.200   2017/03/15 93,385,000 42,286,175 -   - -   -
26588 SG Issuer - Meitu European Warrants Feb 2018 A HKD 0.204   0.186   0.200   13,140,000 2,534,240 N/A 0.204   2017/07/31 0.186   2017/07/28 13,140,000 2,534,240 -   - -   -
15454 SG Issuer - Meitu European Warrants Nov 2017 A HKD 0.224   0.098   0.158   77,355,000 13,316,850 N/A 0.275   2017/05/16 0.097   2017/06/30 158,905,000 28,275,040 -   - -   -
16181 SG Issuer - Meitu European Warrants Nov 2017 B HKD 0.315   0.157   0.238   40,025,000 9,573,920 N/A 0.315   2017/07/21 0.149   2017/06/30 81,875,000 18,370,955 -   - -   -
13606 SG Issuer - MGM China European Warrants Oct 2017 A HKD 0.161   0.065   0.064   8,740,000 1,052,084 6,563,828 0.275   2017/05/02 0.065   2017/07/28 277,264,000 51,297,524 0.340   2016/11/30 0.141   2016/10/31
15063 SG Issuer - MGM China European Warrants Mar 2018 A HKD 0.156   0.090   0.093   6,504,000 751,088 N/A 0.248   2017/05/08 0.090   2017/07/31 44,000,000 8,300,748 -   - -   -
15312 SG Issuer - Minsheng Bank European Warrants Aug 2017 A HKD 0.025   0.010   0.010   5,749,500 88,358 1,597,971 0.920   2017/02/16 0.010   2017/07/18 64,466,500 9,654,425 0.560   2016/12/22 0.550   2016/12/22
16390 SG Issuer - Minsheng Bank European Warrants Dec 2017 B HKD 0.395   0.229   0.249   32,416,000 9,583,240 N/A 0.395   2017/07/17 0.229   2017/07/10 43,730,000 13,262,870 -   - -   -
15369 SG Issuer - Minsheng Bank European Warrants Jan 2018 A HKD 0.650   0.415   0.480   3,240,000 1,673,100 N/A 0.670   2017/05/29 0.415   2017/07/10 19,759,000 9,702,833 -   - -   -
15688 SG Issuer - Minsheng Bank European Warrants Sep 2017 A HKD 0.345   0.136   0.142   58,213,500 13,440,487 6,704,657 1.500   2017/02/15 0.136   2017/07/28 152,701,000 43,112,244 0.980   2016/12/30 0.980   2016/12/30
28517 SG Issuer - Minsheng Bank European Warrants Sep 2017 B HKD 0.032   0.017   0.012   1,180,000 26,520 N/A 0.640   2017/02/22 0.017   2017/07/20 2,012,000 131,360 -   - -   -
14549 SG Issuer - MTRC European Warrants Aug 2017 A HKD 0.540   0.350   0.520   14,250,000 6,693,525 3,019,693 0.740   2017/05/18 0.111   2017/01/16 45,800,000 18,733,020 0.227   2016/11/25 0.126   2016/12/28
15310 SG Issuer - MTRC European Warrants Jan 2018 A HKD 0.295   0.211   0.275   22,415,000 6,027,520 N/A 0.550   2017/05/18 0.211   2017/07/04 69,375,000 21,927,850 -   - -   -
15506 SG Issuer - MTRC European Warrants Oct 2017 A HKD 0.930   0.740   0.910   1,010,000 847,550 2,341,563 1.130   2017/05/18 0.330   2017/01/13 17,540,000 14,082,375 0.310   2016/12/28 0.305   2016/12/28
15096 SG Issuer - NCI European Warrants Dec 2017 A HKD 0.800   0.229   0.750   31,068,000 14,968,515 N/A 0.800   2017/07/24 0.212   2017/05/08 49,904,000 21,100,699 -   - -   -
25234 SG Issuer - NCI European Warrants Feb 2018 A HKD 0.570   0.480   0.540   3,734,000 1,865,280 N/A 0.570   2017/07/31 0.480   2017/07/31 3,734,000 1,865,280 -   - -   -
15391 SG Issuer - NewWorld Dev Eu Wt Aug 2017 A HKD 1.790   1.070   1.760   1,196,000 1,715,920 4,291,775 2.110   2017/06/07 0.700   2017/01/10 21,515,000 26,994,050 0.580   2016/12/22 0.570   2016/12/22
15313 SG Issuer - NewWorld Dev Eu Wt Jan 2018 A HKD 0.700   0.470   0.700   3,236,000 1,958,570 N/A 1.100   2017/06/07 0.470   2017/07/07 10,255,000 8,304,890 -   - -   -
28986 SG Issuer - NewWorld Dev Eu Wt Sep 2017 A HKD 0.710   0.440   0.690   2,868,000 1,784,910 N/A 1.130   2017/06/07 0.395   2017/06/30 12,960,000 10,050,120 -   - -   -
10426 SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C HKD 0.038   0.030   0.030   1,540,000 56,490 60,900 0.139   2017/02/06 0.030   2017/07/28 7,330,000 666,320 0.145   2016/12/12 0.128   2016/12/28
10427 SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.019   0.011   0.011   2,200,000 33,230 662,105 0.155   2017/01/18 0.011   2017/07/24 71,100,000 7,115,890 0.241   2016/12/02 0.134   2016/12/28
10423 SG Issuer - Nikkei 225 European Warrants Dec 2017 A HKD 0.211   0.190   0.188   240,000 47,770 28,743 0.227   2017/06/06 0.141   2017/04/13 1,610,000 298,160 0.265   2016/11/29 0.260   2016/11/29
10425 SG Issuer - Nikkei 225 European Warrants Dec 2017 B HKD 0.106   0.095   0.076   4,000,000 402,000 67,245 0.194   2017/01/04 0.095   2017/07/20 4,230,000 436,580 0.255   2016/11/29 0.194   2016/12/20
10419 SG Issuer - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.249   0 0 15,233 0.240   2017/05/05 0.159   2017/04/18 500,000 91,400 0.218   2016/11/25 0.146   2016/11/03
10422 SG Issuer - Nikkei 225 European Warrants Sep 2017 B HKD 0.255   0.243   0.241   40,000 9,960 7,473 0.265   2017/06/28 0.208   2017/04/27 180,000 44,840 0.260   2016/11/29 0.255   2016/11/29
10424 SG Issuer - Nikkei 225 European Warrants Sep 2017 C HKD -   -   0.077   0 0 247,623 0.200   2017/01/26 0.076   2017/04/13 14,320,000 1,913,830 0.255   2016/11/29 0.210   2016/12/20
15507 SG Issuer - Petch European Warrants Aug 2017 A HKD -   -   0.010   0 0 3,108,107 0.540   2017/01/18 0.017   2017/05/22 125,006,000 22,190,754 0.390   2016/12/28 0.345   2016/12/28
23450 SG Issuer - Petch European Warrants Aug 2017 B HKD -   -   0.012   0 0 34,054 0.224   2017/01/20 0.013   2017/04/19 8,148,000 930,978 -   - -   -
15314 SG Issuer - Petch European Warrants Dec 2017 A HKD 0.069   0.027   0.061   27,290,000 1,483,020 N/A 0.198   2017/05/10 0.027   2017/07/10 29,854,000 1,613,000 -   - -   -
17282 SG Issuer - Petch European Warrants Dec 2017 C HKD 0.270   0.199   0.213   49,780,000 11,548,470 N/A 0.270   2017/07/27 0.199   2017/07/26 49,780,000 11,548,470 -   - -   -
15442 SG Issuer - Petch European Warrants Jan 2018 A HKD 0.192   0.094   0.153   66,178,000 10,357,000 N/A 0.385   2017/05/16 0.094   2017/07/10 135,656,000 24,230,772 -   - -   -
13875 SG Issuer - Petch European Warrants Nov 2017 A HKD 0.030   0.010   0.021   62,348,000 1,550,086 N/A 0.173   2017/04/19 0.010   2017/07/20 67,168,000 1,943,126 -   - -   -
25372 SG Issuer - PetroChina European Put Warrants Aug 2017 C HKD 0.820   0.690   0.770   1,354,000 997,560 354,343 0.830   2017/06/26 0.280   2017/02/22 3,850,000 2,126,060 -   - -   -
15994 SG Issuer - PetroChina European Put Warrants Dec 2017 B HKD 0.450   0.231   0.270   14,666,000 4,780,338 N/A 0.450   2017/07/11 0.231   2017/07/27 21,724,000 7,120,238 -   - -   -
14396 SG Issuer - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 1,129,234 1.040   2017/01/18 0.011   2017/06/12 36,806,000 17,088,506 0.830   2016/12/14 0.375   2016/11/21
15319 SG Issuer - PetroChina European Warrants Jul 2017 C HKD -   -   0.011   0 0 172,967 0.300   2017/01/09 0.027   2017/04/11 27,972,000 5,064,950 0.220   2016/12/21 0.216   2016/12/21
16233 SG Issuer - PICC European Warrants Dec 2017 A HKD 0.360   0.161   0.260   12,756,000 3,256,505 N/A 0.360   2017/07/17 0.147   2017/06/26 15,758,000 3,719,920 -   - -   -
18564 SG Issuer - PICC European Warrants Feb 2018 A HKD 0.365   0.265   0.270   7,952,000 2,433,745 N/A 0.365   2017/07/13 0.265   2017/07/28 7,952,000 2,433,745 -   - -   -
11112 SG Issuer - PICC European Warrants Oct 2017 A HKD 0.470   0.177   0.325   24,510,000 7,362,656 N/A 0.470   2017/07/13 0.149   2017/05/08 61,728,000 15,902,515 -   - -   -
13212 SG Issuer - PICC P&C European Warrants Aug 2017 A HKD 0.011   0.011   0.010   40,000 440 8,703 0.029   2017/01/05 0.011   2017/07/13 5,060,000 90,120 0.117   2016/09/23 0.026   2016/12/29
24690 SG Issuer - PICC P&C European Warrants Aug 2017 B HKD 1.770   0.310   1.080   11,772,000 15,146,330 4,107,298 1.770   2017/07/11 0.138   2017/06/14 33,718,000 24,647,066 -   - -   -
14853 SG Issuer - PICC P&C European Warrants Aug 2018 A HKD 0.248   0.133   0.209   94,880,000 20,550,880 5,396,513 0.248   2017/07/12 0.088   2017/04/24 196,680,000 33,486,080 0.245   2016/12/07 0.156   2016/12/23
18240 SG Issuer - PICC P&C European Warrants Feb 2018 A HKD 1.490   0.980   1.040   2,234,000 2,771,500 N/A 1.490   2017/07/12 0.980   2017/07/28 2,234,000 2,771,500 -   - -   -
21821 SG Issuer - PICC P&C European Warrants Mar 2018 A HKD 0.820   0.560   0.610   10,180,000 6,966,540 N/A 0.820   2017/07/17 0.560   2017/07/31 10,180,000 6,966,540 -   - -   -
14021 SG Issuer - PICC P&C European Warrants Nov 2017 A HKD 2.760   1.340   2.180   10,294,000 21,723,200 N/A 2.760   2017/07/12 0.880   2017/04/25 12,418,000 24,166,580 -   - -   -
23090 SG Issuer - Ping An European Put Warrants Aug 2017 C HKD -   -   0.010   2,500,000 25,000 308,292 0.243   2017/02/01 0.010   2017/05/10 79,960,000 3,126,700 -   - -   -
15728 SG Issuer - Ping An European Put Warrants Dec 2017 B HKD 0.071   0.013   0.027   7,460,000 188,140 N/A 0.221   2017/05/19 0.013   2017/07/17 122,370,000 13,121,310 -   - -   -
16215 SG Issuer - Ping An European Put Warrants Dec 2017 C HKD 0.207   0.034   0.047   158,755,000 11,611,255 N/A 0.305   2017/06/05 0.034   2017/07/19 323,440,000 47,132,525 -   - -   -
18589 SG Issuer - Ping An European Put Warrants Feb 2018 B HKD 0.189   0.111   0.146   32,530,000 4,654,080 N/A 0.189   2017/07/13 0.111   2017/07/17 32,530,000 4,654,080 -   - -   -
24631 SG Issuer - Ping An European Put Warrants Feb 2018 D HKD 0.380   0.315   0.320   3,010,000 1,021,250 N/A 0.380   2017/07/26 0.315   2017/07/24 3,010,000 1,021,250 -   - -   -
12650 SG Issuer - Ping An European Put Warrants Oct 2017 B HKD 0.024   0.010   0.010   2,735,000 37,420 N/A 0.290   2017/04/12 0.010   2017/07/06 68,875,000 5,800,190 -   - -   -
15892 SG Issuer - Ping An European Warrants Aug 2017 B HKD 1.540   1.160   1.950   550,000 701,100 10,952,354 1.540   2017/07/11 0.244   2017/02/03 137,980,000 67,251,200 -   - -   -
26486 SG Issuer - Ping An European Warrants Aug 2017 D HKD 1.560   0.800   1.510   1,850,000 2,684,500 N/A 1.560   2017/07/18 0.113   2017/04/24 1,354,525,000 187,925,300 -   - -   -
27007 SG Issuer - Ping An European Warrants Dec 2017 A HKD 1.080   0.420   0.960   36,540,000 25,906,250 N/A 1.080   2017/07/17 0.108   2017/04/19 122,320,000 61,134,765 -   - -   -
16334 SG Issuer - Ping An European Warrants Dec 2017 D HKD 0.415   0.093   0.320   1,151,675,000 144,708,520 N/A 0.415   2017/07/18 0.093   2017/07/04 6,969,745,000 938,118,370 -   - -   -
18413 SG Issuer - Ping An European Warrants Feb 2018 A HKD 0.410   0.215   0.255   3,436,270,000 821,379,610 N/A 0.410   2017/07/17 0.215   2017/07/26 3,436,270,000 821,379,610 -   - -   -
24085 SG Issuer - Ping An European Warrants Feb 2018 C HKD 0.255   0.186   0.206   24,060,000 5,052,745 N/A 0.255   2017/07/24 0.186   2017/07/31 24,060,000 5,052,745 -   - -   -
26793 SG Issuer - Ping An European Warrants Feb 2018 E HKD 0.139   0.124   0.139   7,220,000 931,660 N/A 0.139   2017/07/31 0.124   2017/07/31 7,220,000 931,660 -   - -   -
16230 SG Issuer - Ping An European Warrants Jan 2018 A HKD 0.580   0.183   0.475   68,400,000 27,590,080 N/A 0.580   2017/07/19 0.183   2017/07/04 98,360,000 35,049,380 -   - -   -
17245 SG Issuer - Ping An European Warrants Jan 2018 B HKD 0.335   0.108   0.255   6,973,225,000 1,398,997,750 N/A 0.335   2017/07/18 0.108   2017/07/04 6,973,225,000 1,398,997,750 -   - -   -
27744 SG Issuer - Ping An European Warrants Jul 2017 A HKD -   -   0.610   0 0 N/A 0.680   2017/06/27 0.046   2017/04/20 657,285,000 93,618,660 -   - -   -
24643 SG Issuer - Ping An European Warrants Mar 2018 A HKD 0.360   0.290   0.335   3,680,000 1,185,050 N/A 0.360   2017/07/24 0.290   2017/07/26 3,680,000 1,185,050 -   - -   -
27036 SG Issuer - Ping An European Warrants Nov 2017 B HKD 0.870   0.260   0.730   95,300,000 40,352,925 N/A 0.870   2017/07/17 0.064   2017/05/05 307,345,000 97,689,975 -   - -   -
14804 SG Issuer - Ping An European Warrants Nov 2017 C HKD 1.540   0.810   1.490   27,175,000 30,305,850 N/A 1.540   2017/07/17 0.345   2017/05/02 52,430,000 48,210,700 -   - -   -
27750 SG Issuer - Ping An European Warrants Oct 2017 A HKD 1.230   0.430   1.060   63,180,000 48,451,500 N/A 1.230   2017/07/18 0.085   2017/04/24 912,190,000 233,947,445 -   - -   -
15921 SG Issuer - Ping An European Warrants Oct 2017 C HKD 0.660   0.145   0.530   1,462,945,000 360,922,600 N/A 0.660   2017/07/19 0.136   2017/06/15 2,153,615,000 499,375,955 -   - -   -
16060 SG Issuer - PSBC European Warrants Dec 2017 A HKD 0.248   0.153   0.143   1,672,000 376,194 N/A 0.248   2017/07/17 0.146   2017/06/15 1,962,000 423,936 -   - -   -
16664 SG Issuer - Sands China European Put Warrants Jan 2018 A HKD 0.275   0.171   0.189   7,288,000 1,616,324 N/A 0.275   2017/07/12 0.171   2017/07/27 10,528,000 2,276,748 -   - -   -
14520 SG Issuer - Sands China European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 2,690,195 0.305   2017/01/03 0.010   2017/06/01 163,260,000 21,407,512 0.325   2016/12/16 0.163   2016/11/24
12216 SG Issuer - Sands China European Put Warrants Oct 2017 A HKD 0.112   0.032   0.038   98,620,000 6,162,912 N/A 0.221   2017/05/17 0.032   2017/07/24 160,120,000 10,990,036 -   - -   -
14560 SG Issuer - Sands China European Warrants Aug 2017 A HKD -   -   0.010   0 0 415,549 0.135   2017/01/11 0.010   2017/06/05 78,668,000 4,533,428 0.315   2016/11/29 0.091   2016/12/29
15097 SG Issuer - Sands China European Warrants Dec 2017 A HKD 0.132   0.068   0.107   116,208,000 11,584,576 N/A 0.210   2017/06/20 0.068   2017/07/07 246,472,000 32,342,480 -   - -   -
23468 SG Issuer - Sands China European Warrants Feb 2018 A HKD 0.275   0.238   0.260   2,256,000 578,760 N/A 0.275   2017/07/25 0.238   2017/07/21 2,256,000 578,760 -   - -   -
15238 SG Issuer - Sands China European Warrants Jul 2017 B HKD -   -   0.012   0 0 17,303,551 0.285   2017/01/10 0.011   2017/06/29 905,192,000 108,734,068 0.255   2016/12/30 0.203   2016/12/29
15446 SG Issuer - Sands China European Warrants Nov 2017 A HKD 0.206   0.121   0.175   88,192,000 14,912,816 N/A 0.325   2017/06/20 0.121   2017/07/07 275,720,000 53,643,148 -   - -   -
26504 SG Issuer - Sands China European Warrants Sep 2017 A HKD 0.080   0.031   0.046   98,400,000 5,545,924 N/A 0.260   2017/04/07 0.031   2017/07/07 717,616,000 102,100,280 -   - -   -
25208 SG Issuer - Shenhua European Warrants Apr 2018 A HKD 0.255   0.210   0.250   8,800,000 2,123,200 N/A 0.255   2017/07/31 0.210   2017/07/28 8,800,000 2,123,200 -   - -   -
14044 SG Issuer - Shenhua European Warrants Dec 2017 A HKD 0.385   0.192   0.370   19,005,000 5,125,175 2,786,765 0.385   2017/07/31 0.082   2017/03/10 92,270,000 17,038,450 0.244   2016/11/03 0.067   2016/12/23
16546 SG Issuer - Shenhua European Warrants Jan 2018 A HKD 0.325   0.160   0.305   28,585,000 6,535,720 N/A 0.325   2017/07/26 0.129   2017/06/21 47,635,000 9,925,985 -   - -   -
27531 SG Issuer - Shenhua European Warrants Oct 2017 A HKD 0.640   0.430   0.690   1,900,000 996,900 3,110,361 0.640   2017/07/21 0.145   2017/03/10 74,730,000 22,004,675 0.280   2016/10/11 0.128   2016/12/23
15697 SG Issuer - Shimao Ppt Eu Wt Jul 2018 A HKD 0.510   0.345   0.500   5,645,000 2,609,900 1,180,489 0.510   2017/07/27 0.232   2017/05/04 21,665,000 7,082,935 0.242   2016/12/29 0.241   2016/12/29
24665 SG Issuer - Shimao Ppt Eu Wt Jul 2018 B HKD 0.320   0.275   0.320   85,000 23,600 N/A 0.320   2017/07/31 0.275   2017/07/26 85,000 23,600 -   - -   -
15394 SG Issuer - SHK P European Warrants Aug 2017 A HKD 1.450   0.930   1.490   5,690,000 7,105,800 5,522,467 1.860   2017/06/06 0.770   2017/01/24 23,870,000 34,172,500 0.570   2016/12/22 0.550   2016/12/22
28995 SG Issuer - SHK P European Warrants Nov 2017 A HKD 0.375   0.245   0.355   18,020,000 5,674,900 N/A 0.680   2017/04/13 0.245   2017/07/04 44,430,000 18,933,300 -   - -   -
26906 SG Issuer - SHK P European Warrants Sep 2017 A HKD 0.465   0.285   0.495   260,000 80,700 N/A 0.910   2017/04/13 0.285   2017/07/04 37,180,000 25,615,150 -   - -   -
29869 SG Issuer - SMIC European Warrants Aug 2017 A HKD 0.054   0.010   0.012   49,140,000 1,444,250 N/A 0.211   2017/03/13 0.010   2017/07/28 196,335,000 11,941,910 -   - -   -
15624 SG Issuer - SMIC European Warrants Mar 2018 A HKD 0.156   0.110   0.110   11,265,000 1,583,675 N/A 0.156   2017/07/19 0.084   2017/06/12 22,975,000 3,033,255 -   - -   -
23999 SG Issuer - SMIC European Warrants Nov 2017 A HKD 0.038   0.034   0.018   660,000 23,000 419,806 0.220   2017/02/10 0.016   2017/06/13 34,660,000 3,552,755 -   - -   -
15701 SG Issuer - Stanchart European Warrants Aug 2017 A HKD 1.570   1.230   1.640   543,000 711,030 1,972,608 1.610   2017/02/10 0.680   2017/04/24 11,418,000 13,074,960 -   - -   -
25872 SG Issuer - Stanchart European Warrants Aug 2017 B HKD 0.177   0.051   0.057   12,408,000 1,384,838 N/A 0.680   2017/02/06 0.045   2017/06/27 86,624,000 13,394,346 -   - -   -
11186 SG Issuer - Stanchart European Warrants Aug 2018 A HKD 0.325   0.260   0.320   1,555,000 459,500 1,815,813 0.325   2017/07/31 0.189   2017/01/12 60,130,000 13,910,195 0.229   2016/07/28 0.152   2016/11/09
16032 SG Issuer - Stanchart European Warrants Dec 2017 B HKD 0.810   0.490   0.790   1,701,500 1,135,080 N/A 0.810   2017/07/31 0.370   2017/06/27 10,122,000 5,159,963 -   - -   -
17598 SG Issuer - Stanchart European Warrants Jan 2018 A HKD 0.570   0.380   0.550   2,836,000 1,432,180 N/A 0.570   2017/07/31 0.380   2017/07/06 2,836,000 1,432,180 -   - -   -
24006 SG Issuer - Stanchart European Warrants Jul 2017 A HKD -   -   0.022   0 0 8,279,303 0.810   2017/02/06 0.020   2017/06/29 135,655,000 49,676,363 -   - -   -
11322 SG Issuer - Stanchart European Warrants Oct 2017 A HKD 1.150   0.630   1.110   1,462,000 1,052,180 N/A 1.150   2017/07/31 0.385   2017/04/24 100,353,000 53,885,073 -   - -   -
14238 SG Issuer - Tencent European Put Warrants Apr 2018 A HKD 0.022   0.010   0.015   6,760,000 88,990 165,150 0.154   2017/01/05 0.010   2017/07/21 56,010,000 1,044,860 0.198   2016/11/15 0.176   2016/11/17
15838 SG Issuer - Tencent European Put Warrants Apr 2018 C HKD 0.109   0.038   0.038   42,190,000 2,783,530 N/A 0.126   2017/05/19 0.038   2017/07/31 106,700,000 8,399,670 -   - -   -
15611 SG Issuer - Tencent European Put Warrants Aug 2017 C HKD -   -   0.010   0 0 100,602 0.143   2017/01/06 0.010   2017/05/02 330,680,000 36,181,820 -   - -   -
14889 SG Issuer - Tencent European Put Warrants Dec 2017 C HKD 0.086   0.010   0.010   288,830,000 12,144,100 N/A 0.211   2017/05/04 0.010   2017/07/31 3,129,460,000 211,254,720 -   - -   -
15924 SG Issuer - Tencent European Put Warrants Dec 2017 D HKD 0.150   0.026   0.027   135,480,000 13,729,030 N/A 0.191   2017/05/24 0.026   2017/07/31 287,570,000 34,138,440 -   - -   -
16717 SG Issuer - Tencent European Put Warrants Dec 2017 H HKD 0.225   0.042   0.044   161,470,000 24,558,940 N/A 0.225   2017/07/05 0.042   2017/07/31 196,290,000 29,063,620 -   - -   -
26796 SG Issuer - Tencent European Put Warrants Feb 2018 E HKD 0.214   0.188   0.194   2,040,000 410,430 N/A 0.214   2017/07/31 0.188   2017/07/31 2,040,000 410,430 -   - -   -
25349 SG Issuer - Tencent European Put Warrants Jan 2018 C HKD 0.143   0.100   0.098   9,440,000 1,150,170 N/A 0.143   2017/07/26 0.100   2017/07/31 9,440,000 1,150,170 -   - -   -
13117 SG Issuer - Tencent European Put Warrants Jul 2017 C HKD -   -   0.010   0 0 1,917,745 0.255   2017/01/04 0.010   2017/05/11 291,810,000 11,681,890 0.280   2016/12/29 0.169   2016/10/27
16718 SG Issuer - Tencent European Put Warrants Mar 2018 D HKD 0.178   0.049   0.050   12,100,000 1,732,770 N/A 0.178   2017/07/05 0.049   2017/07/31 13,580,000 1,908,120 -   - -   -
27151 SG Issuer - Tencent European Put Warrants Nov 2017 A HKD -   -   0.010   0 0 103,870 0.041   2017/01/03 0.010   2017/04/24 72,590,000 1,521,450 0.191   2016/05/06 0.034   2016/09/06
14239 SG Issuer - Tencent European Put Warrants Nov 2017 C HKD -   -   0.010   0 0 474,983 0.206   2017/01/04 0.012   2017/05/12 64,870,000 4,688,680 0.246   2016/12/23 0.198   2016/11/16
14316 SG Issuer - Tencent European Put Warrants Nov 2017 D HKD 0.028   0.010   0.010   27,770,000 421,770 N/A 0.128   2017/04/24 0.010   2017/07/20 5,029,550,000 432,876,620 -   - -   -
15630 SG Issuer - Tencent European Put Warrants Nov 2017 E HKD 0.064   0.010   0.010   65,790,000 1,841,640 N/A 0.105   2017/05/16 0.010   2017/07/24 261,690,000 11,665,930 -   - -   -
28618 SG Issuer - Tencent European Put Warrants Oct 2017 E HKD -   -   0.010   0 0 N/A 0.249   2017/03/03 0.010   2017/06/15 1,226,630,000 109,142,550 -   - -   -
15732 SG Issuer - Tencent European Warrants Apr 2018 B HKD 0.425   0.170   0.425   90,840,000 21,131,570 N/A 0.425   2017/07/31 0.170   2017/07/05 168,880,000 39,966,850 -   - -   -
16183 SG Issuer - Tencent European Warrants Apr 2018 D HKD 0.265   0.094   0.255   5,408,340,000 1,205,939,890 N/A 0.265   2017/07/31 0.094   2017/07/05 5,478,770,000 1,218,400,880 -   - -   -
26900 SG Issuer - Tencent European Warrants Apr 2018 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
11027 SG Issuer - Tencent European Warrants Aug 2017 A HKD 1.200   0.810   1.190   530,000 499,200 2,656,958 1.200   2017/07/27 0.171   2017/01/04 54,240,000 19,559,910 0.430   2016/09/23 0.135   2016/12/23
12868 SG Issuer - Tencent European Warrants Aug 2017 B HKD 0.910   0.530   0.870   5,390,000 4,346,100 243,823,380 0.910   2017/07/27 0.074   2017/01/04 14,185,760,000 1,465,676,110 0.247   2016/09/23 0.050   2016/12/23
13644 SG Issuer - Tencent European Warrants Aug 2018 A HKD 0.435   0.182   0.430   137,880,000 35,569,770 62,109,805 0.435   2017/07/31 0.078   2017/02/13 1,657,260,000 373,157,060 0.162   2016/10/20 0.051   2016/12/23
13116 SG Issuer - Tencent European Warrants Dec 2017 A HKD 0.760   0.340   0.760   12,020,000 5,950,350 4,785,772 0.760   2017/07/31 0.099   2017/03/03 119,260,000 28,863,550 0.260   2016/09/23 0.070   2016/12/23
14957 SG Issuer - Tencent European Warrants Dec 2017 B HKD 1.060   0.620   1.050   1,200,000 943,200 835,142 1.060   2017/07/31 0.158   2017/01/04 17,650,000 5,987,200 0.166   2016/12/30 0.122   2016/12/23
16034 SG Issuer - Tencent European Warrants Dec 2017 E HKD 0.480   0.158   0.485   36,020,000 8,900,540 N/A 0.480   2017/07/31 0.158   2017/07/05 49,100,000 12,531,890 -   - -   -
16231 SG Issuer - Tencent European Warrants Dec 2017 F HKD 0.270   0.066   0.265   3,036,510,000 353,543,110 N/A 0.270   2017/07/31 0.066   2017/07/05 11,461,170,000 1,497,309,020 -   - -   -
16438 SG Issuer - Tencent European Warrants Dec 2017 G HKD 0.355   0.090   0.345   5,543,690,000 719,758,350 N/A 0.355   2017/07/31 0.090   2017/07/05 12,063,890,000 1,834,206,310 -   - -   -
17254 SG Issuer - Tencent European Warrants Dec 2017 I HKD 0.660   0.222   0.640   23,619,000 7,622,120 N/A 0.660   2017/07/31 0.222   2017/07/04 23,619,000 7,622,120 -   - -   -
15729 SG Issuer - Tencent European Warrants Feb 2018 A HKD 0.410   0.221   0.480   5,530,000 1,647,920 N/A 0.410   2017/07/21 0.221   2017/07/04 15,480,000 4,382,370 -   - -   -
16308 SG Issuer - Tencent European Warrants Feb 2018 B HKD 0.330   0.095   0.325   148,280,000 23,912,600 N/A 0.330   2017/07/31 0.095   2017/07/05 8,634,280,000 1,456,896,330 -   - -   -
16773 SG Issuer - Tencent European Warrants Feb 2018 C HKD 0.265   0.088   0.265   3,144,600,000 650,543,590 N/A 0.265   2017/07/31 0.088   2017/07/05 5,027,360,000 924,423,460 -   - -   -
25811 SG Issuer - Tencent European Warrants Feb 2018 D HKD 0.295   0.260   0.290   1,360,000 370,700 N/A 0.295   2017/07/31 0.260   2017/07/31 1,360,000 370,700 -   - -   -
16074 SG Issuer - Tencent European Warrants Jan 2018 A HKD 0.340   0.107   0.340   1,071,550,000 215,345,530 N/A 0.340   2017/07/31 0.107   2017/07/05 1,125,070,000 225,085,700 -   - -   -
17875 SG Issuer - Tencent European Warrants Jan 2018 B HKD 0.580   0.260   0.510   26,778,000 12,205,410 N/A 0.580   2017/07/20 0.260   2017/07/10 26,778,000 12,205,410 -   - -   -
16271 SG Issuer - Tencent European Warrants Jan 2019 A HKD 0.250   0.107   0.246   75,650,000 13,884,100 N/A 0.250   2017/07/31 0.107   2017/07/05 123,020,000 22,672,900 -   - -   -
12747 SG Issuer - Tencent European Warrants Jul 2017 B HKD -   -   0.780   0 0 11,625,750 0.790   2017/06/29 0.097   2017/01/03 12,039,180,000 1,513,971,300 0.305   2016/09/23 0.071   2016/12/20
13255 SG Issuer - Tencent European Warrants Jul 2017 D HKD -   -   0.550   0 0 6,410,723 0.570   2017/06/29 0.035   2017/01/24 372,270,000 41,535,040 0.222   2016/09/23 0.026   2016/12/19
14561 SG Issuer - Tencent European Warrants Jul 2017 E HKD -   -   0.880   0 0 1,291,300 0.890   2017/06/28 0.125   2017/01/04 1,919,430,000 261,702,510 0.175   2016/12/05 0.090   2016/12/23
28837 SG Issuer - Tencent European Warrants Jul 2017 G HKD -   -   1.210   0 0 N/A 1.730   2017/06/27 0.139   2017/03/10 192,685,000 55,559,591 -   - -   -
12280 SG Issuer - Tencent European Warrants Jul 2017 H HKD -   -   4.520   0 0 N/A 4.880   2017/06/27 0.610   2017/04/11 75,495,000 104,285,990 -   - -   -
12648 SG Issuer - Tencent European Warrants Mar 2018 A HKD 0.980   0.520   0.970   26,110,000 18,588,500 11,773,127 0.980   2017/07/31 0.165   2017/01/04 159,940,000 72,424,710 0.345   2016/09/26 0.127   2016/12/23
29118 SG Issuer - Tencent European Warrants Mar 2018 B HKD 0.700   0.325   0.690   8,880,000 4,663,150 N/A 0.700   2017/07/31 0.124   2017/03/02 170,510,000 40,037,150 -   - -   -
15645 SG Issuer - Tencent European Warrants Mar 2018 C HKD 0.465   0.249   0.520   9,980,000 3,298,600 N/A 0.465   2017/07/27 0.220   2017/05/18 666,750,000 165,222,710 -   - -   -
15315 SG Issuer - Tencent European Warrants May 2018 A HKD 0.510   0.208   0.500   13,940,000 4,209,770 N/A 0.510   2017/07/31 0.208   2017/07/05 26,350,000 7,848,350 -   - -   -
13550 SG Issuer - Tencent European Warrants Nov 2017 B HKD 0.510   0.170   0.550   25,910,000 7,181,960 92,898,810 0.510   2017/07/27 0.055   2017/01/24 4,119,910,000 557,425,590 0.165   2016/10/11 0.042   2016/12/23
15643 SG Issuer - Tencent European Warrants Nov 2017 F HKD 2.440   0.455   2.290   101,660,000 107,375,020 N/A 2.440   2017/07/31 0.455   2017/07/05 136,305,000 146,834,350 -   - -   -
16182 SG Issuer - Tencent European Warrants Nov 2017 G HKD 1.140   0.188   1.070   102,470,000 65,926,317 N/A 1.140   2017/07/31 0.188   2017/07/05 134,264,000 84,736,897 -   - -   -
11048 SG Issuer - Tencent European Warrants Oct 2017 A HKD 1.200   0.710   1.200   800,000 766,600 888,510 1.200   2017/07/31 0.187   2017/01/03 13,130,000 5,510,550 0.425   2016/09/23 0.149   2016/12/22
12158 SG Issuer - Tencent European Warrants Oct 2017 B HKD 1.130   0.650   1.140   1,060,000 934,500 4,251,490 1.130   2017/07/31 0.162   2017/01/04 110,140,000 31,835,920 0.380   2016/09/29 0.127   2016/12/23
13115 SG Issuer - Tencent European Warrants Oct 2017 C HKD 0.780   0.410   0.840   1,410,000 835,600 477,504,322 0.780   2017/07/28 0.096   2017/01/23 22,211,870,000 2,865,071,210 0.275   2016/09/23 0.072   2016/12/28
13887 SG Issuer - Tencent European Warrants Oct 2017 D HKD 0.630   0.173   0.610   44,890,000 17,418,910 464,458,682 0.630   2017/07/31 0.054   2017/01/23 29,127,750,000 2,786,827,260 0.163   2016/10/20 0.038   2016/12/16
12217 SG Issuer - Tencent European Warrants Oct 2017 F HKD 0.650   0.270   0.700   1,340,000 771,950 N/A 0.650   2017/07/28 0.108   2017/04/12 6,051,810,000 745,808,280 -   - -   -
15923 SG Issuer - Tencent European Warrants Oct 2017 G HKD 1.380   0.203   1.300   80,121,000 50,306,731 N/A 1.380   2017/07/31 0.203   2017/07/05 574,169,000 333,224,191 -   - -   -
14381 SG Issuer - Tencent European Warrants Sep 2017 A HKD 1.030   0.590   1.030   600,000 458,800 4,813,640 1.030   2017/07/31 0.120   2017/01/04 146,810,000 29,881,130 0.152   2016/12/02 0.099   2016/12/21
12655 SG Issuer - Tencent European Warrants Sep 2017 B HKD 0.650   0.390   0.800   2,100,000 843,500 N/A 0.650   2017/07/19 0.129   2017/04/11 134,980,000 29,652,150 -   - -   -
14299 SG Issuer - Tencent European Warrants Sep 2017 C HKD 2.730   0.260   2.600   82,938,000 95,326,820 N/A 2.730   2017/07/31 0.260   2017/07/05 2,738,106,000 2,124,174,750 -   - -   -
16075 SG Issuer - Tencent European Warrants Sep 2018 A HKD 0.275   0.119   0.275   65,970,000 13,363,040 N/A 0.275   2017/07/31 0.119   2017/07/05 74,340,000 14,868,160 -   - -   -
23486 SG Issuer - Tracker Fund European Warrants Apr 2018 A HKD -   -   0.460   0 0 622,422 0.244   2017/02/01 0.185   2017/02/08 20,370,000 4,719,730 -   - -   -
13944 SG Issuer - Tracker Fund European Warrants Aug 2018 A HKD 0.224   0.224   0.275   400,000 89,600 N/A 0.224   2017/07/13 0.132   2017/04/20 5,920,000 872,020 -   - -   -
11690 SG Issuer - Tracker Fund European Warrants Jan 2018 A HKD 0.455   0.305   0.465   870,000 356,750 1,187,704 0.455   2017/07/27 0.130   2017/01/03 40,085,000 7,958,220 0.248   2016/09/22 0.108   2016/12/23
28284 SG Issuer - Tracker Fund European Warrants Jul 2017 A HKD -   -   0.500   0 0 20,183 0.420   2017/05/15 0.275   2017/02/13 380,000 121,100 0.260   2016/07/26 0.122   2016/06/24
15707 SG Issuer - Tracker Fund European Warrants Mar 2018 A HKD 0.520   0.385   0.560   130,000 52,025 46,063 0.520   2017/07/20 0.215   2017/01/16 1,485,000 394,975 0.248   2016/12/29 0.247   2016/12/29
11497 SG Issuer - Weichai Power European Warrants Nov 2017 A HKD 0.760   0.510   0.660   3,030,000 1,958,800 990,892 0.760   2017/07/20 0.375   2017/06/15 11,780,000 5,945,350 -   - -   -
27965 SG Issuer - Weichai Power European Warrants Sep 2017 A HKD 0.435   0.230   0.335   15,820,000 5,607,950 2,269,993 0.435   2017/07/17 0.139   2017/06/15 57,960,000 14,216,610 0.232   2016/05/27 0.175   2016/06/24
15996 SG Issuer - Wharf European Warrants Dec 2017 A HKD 0.265   0.204   0.224   7,620,000 1,817,700 N/A 0.610   2017/06/06 0.204   2017/07/28 10,850,000 2,926,650 -   - -   -
15321 SG Issuer - Wharf European Warrants Jul 2017 A HKD -   -   0.570   0 0 4,662,408 1.130   2017/06/06 0.290   2017/01/03 44,810,000 30,253,100 0.250   2016/12/21 0.200   2016/12/28
15456 SG Issuer - Wynn European Warrants Jan 2018 A HKD 0.300   0.223   0.234   4,980,000 1,274,092 N/A 0.410   2017/06/20 0.223   2017/07/27 12,308,000 3,700,084 -   - -   -
13461 SG Issuer - Wynn European Warrants Oct 2017 A HKD 0.119   0.062   0.062   756,000 58,528 1,310,535 0.185   2017/06/13 0.062   2017/07/28 57,476,000 7,893,812 0.172   2016/12/01 0.068   2016/12/28
12918 SG Issuer - Wynn European Warrants Sep 2017 A HKD 0.580   0.495   0.495   388,000 207,980 2,891,553 0.650   2017/06/14 0.230   2017/01/17 38,676,000 17,572,100 0.410   2016/09/15 0.188   2016/11/09
15104 SG Issuer - Yanzhou Coal Eu Wt Dec 2017 A HKD 0.940   0.420   0.700   10,898,000 7,648,820 N/A 0.940   2017/07/19 0.260   2017/05/31 17,990,000 10,496,910 -   - -   -
25235 SG Issuer - Yanzhou Coal Eu Wt Feb 2018 A HKD 0.770   0.600   0.680   100,000 67,120 N/A 0.770   2017/07/25 0.600   2017/07/27 100,000 67,120 -   - -   -
11523 SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A HKD 0.220   0.120   0.183   33,340,000 4,821,380 4,054,367 0.220   2017/07/19 0.061   2017/06/12 245,340,000 25,048,000 0.139   2016/10/19 0.072   2016/12/23
25359 SG Issuer - Zijin Mining European Warrants Apr 2018 A HKD 0.300   0.260   0.290   220,000 60,560 N/A 0.300   2017/07/31 0.260   2017/07/31 220,000 60,560 -   - -   -
15551 SG Issuer - Zijin Mining European Warrants Aug 2017 A HKD 0.285   0.030   0.112   37,214,000 5,056,626 3,648,495 0.620   2017/04/07 0.030   2017/07/17 105,626,000 30,440,170 0.345   2016/12/30 0.275   2016/12/28
15202 SG Issuer - Zijin Mining European Warrants Dec 2017 A HKD 0.275   0.164   0.265   156,000 36,434 N/A 0.275   2017/07/31 0.164   2017/07/17 676,000 161,808 -   - -   -
18598 SG Issuer - Zijin Mining European Warrants Feb 2018 A HKD 0.475   0.275   0.450   21,822,000 8,524,620 N/A 0.475   2017/07/19 0.275   2017/07/13 21,822,000 8,524,620 -   - -   -
14523 SG Issuer - Zijin Mining European Warrants Jul 2017 A HKD -   -   0.011   0 0 1,523,957 0.280   2017/03/20 0.010   2017/06/07 59,320,000 9,351,292 0.255   2016/11/29 0.123   2016/12/28
14398 SG Issuer - ZTE European Warrants Aug 2017 A HKD 0.710   0.400   0.680   1,400,000 725,640 9,506,209 0.710   2017/07/24 0.114   2017/03/10 300,622,000 58,318,776 0.260   2016/11/23 0.174   2016/12/28
14960 SG Issuer - ZTE European Warrants Dec 2017 A HKD 0.560   0.295   0.500   15,914,000 6,631,240 5,541,700 0.560   2017/07/26 0.145   2017/03/10 115,800,000 33,705,298 0.238   2016/12/30 0.175   2016/12/23
15105 SG Issuer - ZTE European Warrants Feb 2018 A HKD 0.530   0.310   0.465   46,780,000 21,436,790 N/A 0.530   2017/07/25 0.185   2017/05/08 64,680,000 26,983,240 -   - -   -
26593 SG Issuer - ZTE European Warrants Feb 2018 B HKD 0.249   0.224   0.235   29,992,000 7,055,188 N/A 0.249   2017/07/28 0.224   2017/07/31 29,992,000 7,055,188 -   - -   -
16719 SG Issuer - ZTE European Warrants Jan 2018 A HKD 0.385   0.224   0.315   14,184,000 4,043,040 N/A 0.385   2017/07/25 0.224   2017/07/18 28,104,000 7,914,150 -   - -   -
11064 SG Issuer - ZTE European Warrants Sep 2017 A HKD 0.870   0.550   0.800   960,000 764,300 N/A 0.870   2017/07/26 0.290   2017/04/13 20,392,000 8,711,070 -   - -   -
22310 SGA Societe Generale Acceptance N.V-Evergrande Eu Wt Jul17 A HKD -   -   0.790   0 0 10,891,908 1.130   2017/06/07 0.020   2017/02/07 575,130,000 67,390,080 0.102   2016/08/25 0.022   2016/12/23
24805 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A HKD 0.023   0.011   0.020   15,960,000 306,520 210,897 0.033   2017/02/22 0.011   2017/07/05 69,040,000 1,619,680 0.053   2016/07/29 0.014   2016/12/23
12687 SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A HKD 0.142   0.102   0.138   6,660,000 859,180 250,017 0.142   2017/07/24 0.088   2017/02/01 33,160,000 3,445,180 0.122   2016/01/04 0.055   2016/05/16
23407 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A HKD 0.098   0.074   0.076   20,030,000 1,584,320 829,536 0.098   2017/07/21 0.054   2017/05/24 71,030,000 5,472,835 0.196   2016/09/07 0.070   2016/12/28
23547 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A HKD 0.041   0.023   0.023   71,650,000 2,198,350 734,292 0.054   2017/02/09 0.019   2017/05/25 138,200,000 4,767,300 0.191   2016/01/05 0.037   2016/12/28
24565 SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A HKD 0.106   0.071   0.081   16,600,000 1,374,450 5,317,783 0.106   2017/07/21 0.046   2017/05/19 500,250,000 35,770,950 0.200   2016/09/07 0.061   2016/12/23
28483 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A HKD 0.120   0.084   0.087   32,860,000 3,330,530 3,204,213 0.195   2017/02/17 0.084   2017/07/28 154,100,000 20,951,975 0.280   2016/04/14 0.129   2016/12/23
26998 SGA Societe Generale Acceptance N.V. - CGS Euro Wts Jul 17 A HKD -   -   0.010   0 0 65,697 0.032   2017/02/17 0.011   2017/03/24 20,280,000 394,180 0.196   2016/04/14 0.028   2016/12/21
24410 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A HKD 0.018   0.010   0.010   45,850,000 552,150 493,758 0.050   2017/03/21 0.010   2017/07/31 189,900,000 3,159,000 0.124   2016/01/04 0.029   2016/12/19
22387 SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Jul 17 A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.049   2016/02/02 0.013   2016/11/09
20468 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A HKD 0.038   0.026   0.031   12,826,000 409,810 115,298 0.083   2017/02/13 0.026   2017/07/11 18,676,000 720,789 0.255   2016/01/04 0.076   2016/10/13
13827 SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A HKD 0.117   0.092   0.109   23,940,000 2,546,270 1,647,835 0.166   2017/06/07 0.066   2017/04/19 102,980,000 11,786,470 0.340   2016/01/04 0.103   2016/12/29
14286 SGA Societe Generale Acceptance N.V. - CKH Eur Wt Jul 2017 A HKD -   -   0.250   0 0 727,133 0.300   2017/05/25 0.156   2017/02/08 23,100,000 4,646,500 0.330   2016/03/31 0.115   2016/07/06
26312 SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A HKD 0.123   0.077   0.117   13,010,000 1,526,310 501,230 0.125   2017/05/24 0.068   2017/01/03 29,910,000 3,148,070 0.211   2016/01/05 0.057   2016/07/06
22920 SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A HKD 0.017   0.011   0.017   8,500,000 118,350 69,358 0.019   2017/06/21 0.010   2017/04/11 27,450,000 418,750 0.043   2016/08/31 0.027   2016/03/04
12685 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A HKD 0.087   0.072   0.080   14,340,000 1,160,540 795,535 0.220   2017/01/19 0.072   2017/07/10 43,390,000 5,059,640 0.265   2016/12/14 0.075   2016/01/21
25810 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A HKD 0.179   0.155   0.167   58,100,000 9,914,360 2,870,783 0.325   2017/01/06 0.155   2017/07/11 95,400,000 17,601,500 0.370   2016/10/24 0.161   2016/02/03
28427 SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jul 2017A HKD -   -   0.010   0 0 441,735 0.058   2017/01/09 0.010   2017/04/07 185,640,000 5,320,090 0.121   2016/04/21 0.024   2016/01/21
20456 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A HKD 0.020   0.011   0.011   89,220,000 1,367,400 1,164,477 0.113   2017/03/23 0.011   2017/07/28 231,800,000 7,015,190 0.126   2016/04/18 0.049   2016/09/15
18905 SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A HKD 0.080   0.054   0.054   12,380,000 848,740 1,217,248 0.177   2017/03/21 0.052   2017/06/30 74,180,000 8,053,310 0.180   2016/04/14 0.065   2016/01/21
15278 SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A HKD 0.089   0.075   0.081   1,600,000 132,400 347,970 0.162   2017/02/10 0.075   2017/07/31 19,240,000 2,261,344 0.370   2016/04/13 0.170   2016/12/12
21275 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Jul 2017 A HKD -   -   0.010   0 0 633 0.010   2017/02/15 0.010   2017/02/15 380,000 3,800 0.095   2016/01/08 0.011   2016/12/12
25972 SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A HKD 0.227   0.046   0.212   460,480,000 62,111,790 156,572,158 0.227   2017/07/31 0.041   2017/05/08 11,477,940,000 940,342,920 0.310   2016/09/09 0.086   2016/12/28
18100 SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A HKD 0.030   0.010   0.021   48,320,000 1,004,020 734,290 0.057   2017/04/10 0.010   2017/07/13 187,840,000 4,447,460 0.097   2016/04/28 0.011   2016/11/14
25361 SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A HKD 0.010   0.010   0.010   200,000 2,000 7,033 0.017   2017/01/16 0.010   2017/07/21 13,200,000 186,000 0.164   2016/01/04 0.013   2016/12/30
21873 SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A HKD 0.010   0.010   0.010   20,000 200 42,273 0.028   2017/01/23 0.010   2017/07/04 29,440,000 314,720 0.015   2016/01/25 0.010   2016/12/16
20757 SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A HKD 0.146   0.108   0.112   4,570,000 558,280 1,090,678 0.171   2017/06/20 0.061   2017/03/15 60,630,000 6,672,770 0.124   2016/03/30 0.057   2016/08/03
24568 SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A HKD 0.237   0.130   0.187   29,850,000 5,972,210 6,026,785 0.290   2017/03/27 0.094   2017/01/04 198,080,000 37,034,960 0.300   2016/04/13 0.078   2016/12/23
23901 SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A HKD 0.055   0.033   0.037   27,910,000 1,190,330 962,432 0.081   2017/03/09 0.033   2017/07/27 109,040,000 6,105,650 0.315   2016/01/21 0.053   2016/12/14
26948 SGA Societe Generale Acceptance N.V. -MGM China Eu Wt Jul17A HKD -   -   0.400   0 0 1,095,369 0.440   2017/05/02 0.172   2017/02/22 32,400,000 10,435,012 0.475   2016/11/29 0.116   2016/07/06
19487 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A HKD 0.250   0.127   0.231   1,790,000 367,230 1,063,551 0.250   2017/07/20 0.015   2017/04/20 130,280,000 6,623,025 0.105   2016/01/04 0.021   2016/12/23
21966 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A HKD 0.026   0.012   0.014   126,030,000 2,289,035 381,839 0.026   2017/07/18 0.010   2017/06/08 126,230,000 2,291,035 0.027   2016/01/04 0.010   2016/06/07
21961 SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A HKD 0.030   0.010   0.010   297,020,000 4,532,140 755,690 0.030   2017/07/17 0.010   2017/07/31 297,220,000 4,534,140 0.033   2016/01/04 0.011   2016/02/11
21179 SGA Societe Generale Acceptance N.V. -Tencent Eu Wt Jul 17 A HKD -   -   1.140   0 0 969,558 1.140   2017/06/28 0.270   2017/01/03 14,310,000 6,878,800 0.540   2016/09/23 0.114   2016/02/12
24175 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A HKD 0.510   0.440   0.510   120,000 59,200 293,957 0.510   2017/07/28 0.305   2017/04/27 5,985,000 2,074,670 0.335   2016/12/08 0.180   2016/02/29
26180 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B HKD 0.355   0.260   0.355   5,448,000 1,585,860 1,164,473 0.355   2017/07/17 0.147   2017/05/08 39,031,000 8,234,075 0.206   2016/12/01 0.110   2016/06/24
22448 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jul 2017A HKD -   -   0.010   0 0 0 -   - -   - 0 0 0.013   2016/01/07 0.013   2016/01/07
15048 SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A HKD 0.166   0.108   0.166   27,383,000 3,909,423 1,786,069 0.166   2017/07/31 0.062   2017/05/05 100,457,000 10,846,878 0.153   2016/01/05 0.066   2016/08/08
25267 SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A HKD 0.010   0.010   0.010   1,090,000 10,900 85,560 0.051   2017/01/03 0.010   2017/07/24 39,647,000 1,052,422 0.235   2016/02/12 0.033   2016/11/30
11336 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A HKD 0.208   0.114   0.173   76,280,000 12,881,260 12,248,717 0.237   2017/06/23 0.066   2017/03/06 606,980,000 75,694,080 0.189   2016/04/06 0.052   2016/11/14
22630 SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A HKD 0.063   0.024   0.046   32,580,000 1,570,540 902,420 0.088   2017/06/23 0.024   2017/07/07 96,920,000 5,414,520 0.114   2016/03/17 0.032   2016/11/24
26803 SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A HKD 0.096   0.018   0.095   27,260,000 1,266,485 550,883 0.096   2017/07/27 0.018   2017/07/11 62,640,000 3,306,360 0.225   2016/03/16 0.066   2016/11/25
21722 SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A HKD 0.178   0.115   0.172   6,665,000 1,017,945 1,316,869 0.178   2017/07/31 0.070   2017/04/21 77,590,000 8,561,475 0.131   2016/01/04 0.029   2016/02/25
23215 SGA Societe Generale Acceptance NV-Ali Pictures Eu Wt Jul17A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
17157 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A HKD 0.540   0.440   0.540   810,000 390,550 504,803 0.540   2017/07/20 0.295   2017/01/16 17,732,000 5,941,430 0.405   2016/01/04 0.270   2016/06/28
25991 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A HKD 0.410   0.350   0.425   250,000 96,300 121,058 0.410   2017/07/18 0.185   2017/05/08 4,958,000 1,185,340 0.260   2016/11/29 0.170   2016/06/28
12242 SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A HKD 0.218   0.157   0.214   8,802,000 1,813,494 1,474,237 0.218   2017/07/24 0.083   2017/05/09 93,848,000 11,813,430 0.226   2016/01/08 0.093   2016/11/09
18871 SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A HKD 0.010   0.010   0.010   1,570,000 15,700 83,153 0.053   2017/02/16 0.010   2017/07/31 20,870,000 522,915 0.073   2016/10/06 0.028   2016/12/23
20898 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A HKD -   -   0.010   0 0 82,297 0.018   2017/02/15 0.010   2017/04/07 42,900,000 577,220 0.043   2016/10/24 0.010   2016/12/28
11606 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A HKD 0.495   0.390   0.455   900,000 398,550 268,832 0.495   2017/07/19 0.218   2017/01/03 6,232,000 2,052,610 0.310   2016/11/11 0.076   2016/02/03
17071 SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A HKD 0.198   0.115   0.170   64,060,000 9,262,852 2,644,484 0.198   2017/07/19 0.069   2017/06/01 132,518,000 16,631,654 0.145   2016/10/24 0.035   2016/02/03
13566 Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A HKD 0.530   0.400   0.500   350,000 167,000 2,402,873 0.530   2017/07/17 0.290   2017/02/01 44,491,000 14,417,240 0.375   2016/01/04 0.213   2016/01/28
17834 Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A HKD -   -   0.193   0 0 0 0.111   2017/01/04 0.110   2017/01/04 300,000 33,100 0.141   2016/03/02 0.128   2016/02/29
23003 Standard Chartered Bank - BYD European Warrants Aug 2017 A HKD -   -   0.010   0 0 42 0.050   2017/02/08 0.050   2017/02/08 5,000 250 0.110   2016/07/18 0.031   2016/12/05
24269 Standard Chartered Bank - BYD European Warrants Feb 2018 A HKD -   -   0.079   0 0 5,744 0.078   2017/06/26 0.077   2017/06/26 445,000 34,465 0.154   2016/03/29 0.095   2016/12/05
22405 Standard Chartered Bank - CGN Power European Warrants Oct17A HKD -   -   0.010   0 0 3,433 0.010   2017/03/21 0.010   2017/03/21 2,360,000 23,600 0.049   2016/01/08 0.020   2016/10/11
14135 Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A HKD -   -   0.010   0 0 1,075 0.015   2017/03/21 0.015   2017/03/21 430,000 6,450 0.028   2016/03/04 0.013   2016/03/08
19122 Standard Chartered Bank - China Railway Euro Wts Dec 2017 A HKD -   -   0.045   0 0 0 -   - -   - 0 0 0.120   2016/04/01 0.120   2016/04/01
14230 Standard Chartered Bank - CITIC European Warrants Dec 2017 A HKD -   -   0.035   0 0 2,333 0.035   2017/04/28 0.035   2017/04/28 400,000 14,000 0.206   2016/01/12 0.084   2016/11/09
17055 Standard Chartered Bank - CKH European Warrants Aug 2017 A HKD 0.510   0.460   0.510   255,000 125,400 97,467 0.530   2017/05/25 0.410   2017/03/20 1,290,000 584,800 0.420   2016/11/04 0.246   2016/07/06
22756 Standard Chartered Bank - CKP European Warrants Dec 2017 A HKD 0.026   0.015   0.026   835,000 15,110 5,605 0.026   2017/07/31 0.010   2017/05/22 2,175,000 33,630 0.049   2016/03/17 0.018   2016/11/11
22287 Standard Chartered Bank - CNOOC European Warrants Feb 2018 A HKD -   -   0.030   0 0 0 -   - -   - 0 0 -   - -   -
17144 Standard Chartered Bank - CRRC European Warrants Sep 2017 A HKD -   -   0.032   0 0 3,433 0.100   2017/02/23 0.100   2017/02/23 206,000 20,600 -   - -   -
13567 Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A HKD 0.400   0.400   0.460   10,000 4,000 1,350 0.410   2017/05/15 0.400   2017/07/04 20,000 8,100 0.375   2016/03/09 0.375   2016/03/09
13112 Standard Chartered Bank - Galaxy Ent European Wts Jul 2017 A HKD 0.010   0.010   0.010   10,000 100 33 0.010   2017/07/19 0.010   2017/07/19 20,000 200 0.011   2016/05/11 0.010   2016/05/11
17592 Standard Chartered Bank - HKEX European Warrants Aug 2018 A HKD 0.046   0.026   0.060   800,000 28,800 6,075 0.046   2017/07/05 0.026   2017/07/05 970,000 36,450 0.118   2016/01/18 0.085   2016/07/14
19011 Standard Chartered Bank - KECL European Warrants Aug 2017 A HKD 0.029   0.018   0.018   720,000 15,160 66,693 0.072   2017/04/07 0.010   2017/03/13 17,760,000 428,360 0.084   2016/03/30 0.037   2016/01/20
19260 Standard Chartered Bank - Ping An European Wts Sep 2017 A HKD 0.255   0.188   0.255   430,000 83,280 66,537 0.255   2017/07/21 0.045   2017/04/26 2,705,000 399,220 0.133   2016/01/05 0.067   2016/02/04
17056 Standard Chartered Bank - SHK P European Put Wts Aug 2017 A HKD -   -   0.021   0 0 86,313 0.146   2017/01/18 0.032   2017/06/15 8,450,000 547,080 0.365   2016/01/27 0.166   2016/07/28
14366 Standard Chartered Bank - SHK P European Warrants Oct 2017 A HKD 0.380   0.380   0.390   30,000 11,400 13,825 0.415   2017/06/14 0.300   2017/02/16 230,000 82,950 0.390   2016/09/08 0.117   2016/02/03
14591 Standard Chartered Bank -YZ Coal European Wts Sep 2017 A HKD 0.420   0.390   0.420   70,000 28,020 112,395 0.420   2017/07/25 0.232   2017/06/02 2,196,000 674,370 0.280   2016/10/20 0.088   2016/01/21
14068 UBS AG - A50 China European Warrants Aug 2017 A HKD 0.520   0.181   0.520   91,152,300 19,893,565 N/A 0.520   2017/07/31 0.100   2017/05/09 316,838,300 80,216,481 -   - -   -
14883 UBS AG - A50 China European Warrants Aug 2018 A HKD -   -   0.530   0 0 0 -   - -   - 0 0 0.320   2016/10/05 0.270   2016/01/11
15351 UBS AG - A50 China European Warrants Dec 2017 A HKD -   -   0.360   0 0 0 0.200   2017/01/26 0.160   2017/01/03 9,640,000 1,706,188 0.166   2016/12/22 0.153   2016/12/29
16376 UBS AG - A50 China European Warrants Dec 2017 B HKD 0.435   0.265   0.430   212,513,700 68,549,722 N/A 0.435   2017/07/31 0.265   2017/07/05 214,348,500 69,126,446 -   - -   -
16449 UBS AG - A50 China European Warrants Dec 2017 C HKD 0.670   0.560   1.010   209,000 132,990 N/A 0.710   2017/06/29 0.510   2017/06/19 1,259,000 745,740 -   - -   -
25899 UBS AG - A50 China European Warrants Jan 2018 A HKD 0.280   0.270   0.280   15,947,000 4,464,620 N/A 0.280   2017/07/31 0.270   2017/07/27 15,947,000 4,464,620 -   - -   -
14658 UBS AG - A50 China European Warrants Sep 2018 A HKD 0.152   0.099   0.152   232,402,000 25,750,478 72,429,092 0.152   2017/07/31 0.066   2017/05/09 4,636,714,000 470,380,877 0.157   2016/01/06 0.081   2016/02/03
13421 UBS AG - AAC Acoustic European Warrants Oct 2017 A HKD 0.380   0.139   0.174   44,000,000 10,345,650 21,630,858 0.380   2017/07/20 0.077   2017/01/13 1,381,350,000 151,309,750 0.250   2016/09/23 0.057   2016/12/20
13683 UBS AG - AAC Acoustic European Warrants Oct 2017 B HKD 0.435   0.260   0.295   18,250,000 6,068,500 2,585,058 0.435   2017/07/21 0.106   2017/01/03 114,100,000 21,993,950 0.195   2016/11/10 0.094   2016/12/13
25158 UBS AG - AAC Tech European Put Warrants Feb 2018 B HKD 0.200   0.184   0.191   11,400,000 2,202,450 N/A 0.200   2017/07/27 0.184   2017/07/25 11,400,000 2,202,450 -   - -   -
15944 UBS AG - AAC Tech European Put Warrants Jan 2018 A HKD 0.198   0.121   0.159   20,800,000 3,257,250 N/A 0.247   2017/06/07 0.121   2017/07/20 144,800,000 32,527,000 -   - -   -
15081 UBS AG - AAC Tech European Put Warrants Mar 2018 A HKD 0.218   0.109   0.143   346,600,000 48,373,850 N/A 0.290   2017/05/18 0.109   2017/07/20 781,600,000 155,966,350 -   - -   -
14618 UBS AG - AAC Tech European Warrants Aug 2018 A HKD 0.330   0.164   0.175   438,300,000 92,007,600 N/A 0.340   2017/05/02 0.117   2017/05/18 2,296,400,000 537,917,650 -   - -   -
15879 UBS AG - AAC Tech European Warrants Dec 2017 A HKD 0.440   0.315   0.290   295,000 104,600 N/A 0.440   2017/07/20 0.239   2017/06/23 105,995,000 28,843,290 -   - -   -
14079 UBS AG - AAC Tech European Warrants Feb 2018 A HKD 0.305   0.121   0.168   54,610,000 10,439,645 N/A 0.305   2017/07/20 0.093   2017/05/18 1,591,150,000 269,059,520 -   - -   -
16098 UBS AG - AAC Tech European Warrants Jan 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
25174 UBS AG - AAC Tech European Warrants Jul 2018 A HKD 0.168   0.143   0.153   21,340,000 3,245,275 N/A 0.168   2017/07/25 0.143   2017/07/31 21,340,000 3,245,275 -   - -   -
15225 UBS AG - AAC Tech European Warrants Mar 2018 B HKD 0.280   0.124   0.132   461,500,000 96,604,500 N/A 0.280   2017/07/20 0.124   2017/07/31 498,200,000 103,493,600 -   - -   -
28311 UBS AG - AAC Tech European Warrants Nov 2017 A HKD 0.270   0.088   0.126   71,335,000 9,409,625 N/A 0.270   2017/07/20 0.072   2017/05/18 962,080,000 123,589,090 -   - -   -
15890 UBS AG - AAC Tech European Warrants Nov 2017 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
14606 UBS AG - AAC Tech European Warrants Oct 2017 C HKD 0.300   0.069   0.104   51,210,000 7,044,430 N/A 0.300   2017/07/20 0.061   2017/05/18 1,072,395,000 102,456,290 -   - -   -
16930 UBS AG - Agile Ppt European Warrants Jan 2018 A HKD 1.980   0.790   1.820   25,660,000 24,700,540 N/A 1.980   2017/07/27 0.720   2017/06/27 26,250,000 25,155,140 -   - -   -
22808 UBS AG - Agricultural Bank European Warrants Jan 2018 A HKD 0.190   0.158   0.166   51,400,000 9,254,278 N/A 0.190   2017/07/26 0.158   2017/07/28 51,400,000 9,254,278 -   - -   -
13861 UBS AG - Agricultural Bank European Warrants Jul 2017 A HKD 0.034   0.016   0.010   7,367,000 163,019 13,589,690 0.197   2017/02/16 0.012   2017/06/16 963,640,000 88,080,319 0.153   2016/12/01 0.102   2016/12/19
16523 UBS AG - Agricultural Bank European Warrants Nov 2017 A HKD 0.124   0.079   0.094   79,252,000 8,332,989 N/A 0.124   2017/07/04 0.079   2017/07/11 91,644,000 9,687,494 -   - -   -
11888 UBS AG - Agricultural Bank European Warrants Oct 2017 A HKD 0.068   0.025   0.059   122,166,000 4,738,447 N/A 0.143   2017/04/05 0.025   2017/07/10 803,022,000 42,946,263 -   - -   -
29225 UBS AG - AIA European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.200   2017/03/03 0.011   2017/05/17 3,416,382,000 381,347,288 -   - -   -
22368 UBS AG - AIA European Put Warrants Nov 2017 A HKD 0.127   0.079   0.075   192,180,000 19,214,998 N/A 0.127   2017/07/20 0.079   2017/07/31 192,180,000 19,214,998 -   - -   -
16579 UBS AG - AIA European Put Warrants Oct 2017 B HKD 0.067   0.018   0.018   646,856,000 30,195,770 N/A 0.150   2017/06/13 0.018   2017/07/31 1,185,760,000 79,552,238 -   - -   -
15038 UBS AG - AIA European Put Warrants Sep 2017 B HKD 0.029   0.026   0.010   900,000 25,600 N/A 0.129   2017/05/08 0.025   2017/06/30 688,796,000 44,750,690 -   - -   -
27085 UBS AG - AIA European Warrants Aug 2017 A HKD 0.620   0.183   0.580   12,692,000 5,525,804 N/A 0.620   2017/07/26 0.058   2017/04/19 8,845,778,000 1,223,931,678 -   - -   -
28758 UBS AG - AIA European Warrants Dec 2017 A HKD -   -   0.670   0 0 N/A 0.445   2017/06/20 0.128   2017/04/19 3,907,520,000 955,982,296 -   - -   -
15602 UBS AG - AIA European Warrants Dec 2017 B HKD 0.265   0.099   0.265   1,508,728,000 181,990,444 N/A 0.315   2017/05/15 0.099   2017/07/07 3,389,300,000 559,690,422 -   - -   -
17062 UBS AG - AIA European Warrants Dec 2017 C HKD 0.128   0.079   0.126   2,580,250,000 270,607,352 N/A 0.128   2017/07/13 0.079   2017/07/19 2,583,122,000 270,945,216 -   - -   -
21382 UBS AG - AIA European Warrants Jan 2018 A HKD 0.430   0.330   0.410   1,479,354,000 529,766,220 N/A 0.430   2017/07/28 0.330   2017/07/25 1,479,354,000 529,766,220 -   - -   -
26086 UBS AG - AIA European Warrants Mar 2018 A HKD 0.280   0.227   0.260   13,022,000 3,152,266 N/A 0.280   2017/07/27 0.227   2017/07/28 13,022,000 3,152,266 -   - -   -
25436 UBS AG - AIA European Warrants Nov 2017 B HKD 0.210   0.162   0.203   2,425,508,000 449,620,650 N/A 0.210   2017/07/28 0.162   2017/07/28 2,425,508,000 449,620,650 -   - -   -
15078 UBS AG - AIA European Warrants Oct 2017 A HKD 0.380   0.118   0.375   41,294,000 10,470,548 N/A 0.380   2017/07/31 0.118   2017/07/04 7,288,370,000 1,386,308,166 -   - -   -
12899 UBS AG - AIA European Warrants Sep 2017 A HKD 0.640   0.222   0.590   5,746,000 2,488,756 N/A 0.640   2017/07/31 0.096   2017/04/24 2,473,788,000 302,003,844 -   - -   -
13625 UBS AG - Anhui Conch European Warrants Sep 2017 A HKD 0.085   0.041   0.046   110,355,000 7,078,300 N/A 0.196   2017/04/13 0.035   2017/06/23 387,045,000 25,007,220 -   - -   -
28967 UBS AG - BankComm European Warrants Aug 2017 A HKD -   -   0.018   0 0 N/A 0.255   2017/02/28 0.020   2017/05/23 270,848,000 35,539,614 -   - -   -
16383 UBS AG - BankComm European Warrants Nov 2017 A HKD 0.165   0.134   0.140   26,820,000 3,970,258 N/A 0.211   2017/06/06 0.134   2017/07/28 27,880,000 4,190,218 -   - -   -
28250 UBS AG - BEA European Warrants Oct 2017 A HKD 0.114   0.063   0.084   11,084,000 955,476 N/A 0.246   2017/02/22 0.063   2017/07/04 47,736,000 6,808,816 -   - -   -
17921 UBS AG - BOC HK European Warrants Apr 2018 A HKD 0.201   0.157   0.179   41,065,000 7,625,120 N/A 0.201   2017/07/11 0.157   2017/07/31 41,065,000 7,625,120 -   - -   -
21092 UBS AG - BOC HK European Warrants Dec 2017 A HKD 0.650   0.650   0.650   50,000 32,500 6,694,641 0.690   2017/06/29 0.172   2017/04/19 241,655,000 56,099,200 -   - -   -
13522 UBS AG - BOC HK European Warrants Jan 2018 A HKD 0.430   0.350   0.415   330,000 134,125 N/A 0.440   2017/06/29 0.130   2017/04/19 104,540,000 19,343,015 -   - -   -
17263 UBS AG - BOC HK European Warrants Jan 2018 B HKD 0.290   0.174   0.215   170,365,000 33,209,870 N/A 0.290   2017/07/04 0.174   2017/07/21 170,365,000 33,209,870 -   - -   -
28454 UBS AG - BOCL European Put Warrants Aug 2017 B HKD 0.037   0.016   0.016   8,418,000 234,659 N/A 0.255   2017/03/10 0.016   2017/07/12 440,633,000 48,817,942 -   - -   -
22375 UBS AG - BOCL European Put Warrants Feb 2018 A HKD 0.202   0.173   0.173   10,874,000 2,121,702 N/A 0.202   2017/07/25 0.173   2017/07/31 10,874,000 2,121,702 -   - -   -
14806 UBS AG - BOCL European Warrants Aug 2017 A HKD 0.110   0.010   0.039   96,122,000 2,822,811 42,309,489 0.290   2017/02/16 0.010   2017/07/28 2,366,638,000 254,077,129 -   - -   -
11865 UBS AG - BOCL European Warrants Aug 2017 C HKD 0.018   0.012   0.012   1,159,000 18,479 N/A 0.078   2017/04/10 0.012   2017/07/31 1,031,617,000 38,963,486 -   - -   -
15596 UBS AG - BOCL European Warrants Dec 2017 A HKD 0.237   0.198   0.231   25,158,000 5,471,668 N/A 0.260   2017/06/02 0.198   2017/07/18 30,193,000 6,656,728 -   - -   -
16381 UBS AG - BOCL European Warrants Jan 2018 A HKD 0.187   0.123   0.169   288,875,000 47,963,750 N/A 0.207   2017/06/06 0.123   2017/07/11 308,047,000 50,849,847 -   - -   -
15198 UBS AG - BOCL European Warrants Jul 2017 A HKD 0.069   0.010   0.025   6,567,000 245,609 6,884,551 0.300   2017/02/16 0.010   2017/07/10 373,279,000 52,615,299 0.140   2016/12/16 0.127   2016/12/16
28478 UBS AG - BOCL European Warrants Nov 2017 A HKD 0.053   0.031   0.046   580,995,000 23,333,626 N/A 0.152   2017/03/03 0.031   2017/07/11 718,635,000 32,708,651 -   - -   -
12846 UBS AG - BOCL European Warrants Sep 2017 A HKD 0.024   0.013   0.019   1,492,000 31,234 N/A 0.086   2017/04/05 0.013   2017/07/10 8,008,000 330,700 -   - -   -
24182 UBS AG - BYD European Warrants Aug 2017 A HKD 0.107   0.085   0.084   1,250,000 119,750 4,392,225 0.108   2017/06/14 0.052   2017/05/16 1,117,550,000 82,699,700 0.250   2016/08/30 0.074   2016/12/28
14754 UBS AG - BYD European Warrants Aug 2017 B HKD 0.052   0.018   0.018   13,275,000 434,660 N/A 0.161   2017/04/28 0.018   2017/07/26 311,040,000 26,560,055 -   - -   -
16839 UBS AG - BYD European Warrants Dec 2017 A HKD 0.335   0.189   0.189   365,500,000 96,726,235 N/A 0.335   2017/07/06 0.189   2017/07/31 367,020,000 97,209,135 -   - -   -
16012 UBS AG - BYD European Warrants Oct 2017 A HKD 0.400   0.224   0.229   28,740,000 7,159,650 N/A 0.455   2017/06/14 0.224   2017/07/31 578,465,000 180,973,090 -   - -   -
23170 UBS AG - BYD European Warrants Sep 2017 A HKD 0.038   0.020   0.020   34,850,000 966,550 19,371,942 0.045   2017/06/14 0.013   2017/05/24 3,611,650,000 129,653,400 0.206   2016/03/29 0.029   2016/12/23
16384 UBS AG - CAM CSI300 European Warrants Apr 2018 A HKD 0.285   0.260   0.290   1,016,000 273,700 N/A 0.285   2017/07/17 0.221   2017/06/06 4,540,000 1,131,376 -   - -   -
14078 UBS AG - CAM CSI300 European Warrants Aug 2017 A HKD 0.150   0.058   0.095   147,754,000 14,167,418 N/A 0.150   2017/07/14 0.058   2017/07/05 821,938,000 73,257,884 -   - -   -
17200 UBS AG - CAM CSI300 European Warrants Feb 2018 A HKD 0.165   0.129   0.143   314,806,000 46,260,962 N/A 0.165   2017/07/20 0.129   2017/07/18 314,806,000 46,260,962 -   - -   -
25434 UBS AG - CAM CSI300 European Warrants Jun 2018 A HKD 0.162   0.157   0.165   1,160,000 185,860 N/A 0.162   2017/07/26 0.157   2017/07/26 1,160,000 185,860 -   - -   -
16299 UBS AG - Cathay Pacific European Warrants Dec 2017 A HKD 0.810   0.465   0.480   3,364,000 1,835,000 N/A 0.860   2017/06/14 0.465   2017/07/26 7,153,000 4,792,360 -   - -   -
14923 UBS AG - Cathay Pacific European Warrants Feb 2019 A HKD 0.225   0.175   0.181   12,910,000 2,362,230 N/A 0.236   2017/06/08 0.172   2017/05/31 365,370,000 74,328,470 -   - -   -
28500 UBS AG - CC Bank European Put Warrants Aug 2017 A HKD 0.031   0.014   0.015   1,216,000 27,725 N/A 0.236   2017/03/10 0.014   2017/07/11 851,114,000 105,379,880 -   - -   -
16469 UBS AG - CC Bank European Put Warrants Oct 2017 B HKD 0.275   0.059   0.065   299,448,000 33,335,987 N/A 0.295   2017/06/09 0.059   2017/07/27 302,431,000 34,122,572 -   - -   -
28612 UBS AG - CC Bank European Warrants Aug 2017 B HKD 0.028   0.010   0.016   22,006,000 359,951 N/A 0.222   2017/02/23 0.010   2017/07/26 3,711,506,000 377,116,048 -   - -   -
13831 UBS AG - CC Bank European Warrants Aug 2017 C HKD 0.300   0.025   0.148   81,892,000 11,351,096 N/A 0.300   2017/07/27 0.025   2017/07/07 2,205,062,000 252,305,450 -   - -   -
21422 UBS AG - CC Bank European Warrants Dec 2017 A HKD 0.530   0.490   0.495   1,260,000 638,690 N/A 0.530   2017/07/27 0.490   2017/07/26 1,260,000 638,690 -   - -   -
22378 UBS AG - CC Bank European Warrants Jan 2018 A HKD 0.238   0.189   0.198   179,827,000 39,351,536 N/A 0.238   2017/07/27 0.189   2017/07/28 179,827,000 39,351,536 -   - -   -
27638 UBS AG - CC Bank European Warrants Jul 2017 A HKD 0.215   0.030   0.160   3,540,000 464,593 N/A 0.435   2017/02/24 0.030   2017/07/11 17,047,000 2,850,904 -   - -   -
11728 UBS AG - CC Bank European Warrants Jul 2017 B HKD 0.018   0.010   0.010   22,204,000 249,172 N/A 0.249   2017/03/21 0.010   2017/07/18 3,456,462,000 276,790,605 -   - -   -
12832 UBS AG - CC Bank European Warrants Nov 2017 A HKD 0.091   0.068   0.082   1,636,921,000 137,289,161 N/A 0.140   2017/04/10 0.068   2017/07/21 1,637,767,000 137,403,310 -   - -   -
16342 UBS AG - CC Bank European Warrants Nov 2017 B HKD 0.215   0.120   0.188   2,023,076,000 341,926,066 N/A 0.290   2017/06/05 0.120   2017/07/11 2,023,434,000 342,027,251 -   - -   -
15021 UBS AG - CC Bank European Warrants Oct 2017 A HKD 0.110   0.034   0.084   957,473,000 86,423,029 N/A 0.144   2017/06/05 0.034   2017/07/07 4,099,058,000 422,488,623 -   - -   -
15223 UBS AG - CC Bank European Warrants Sep 2017 A HKD 0.162   0.038   0.130   1,299,848,000 72,070,026 N/A 0.184   2017/05/15 0.038   2017/07/07 8,130,541,000 783,157,831 -   - -   -
19704 UBS AG - CGN Power European Warrants Oct 2017 A HKD -   -   0.018   0 0 12,833 0.025   2017/03/02 0.018   2017/03/22 3,600,000 77,000 0.083   2016/01/06 0.038   2016/09/15
28916 UBS AG - CGS European Warrants Aug 2017 A HKD 0.013   0.013   0.013   220,500 2,871 N/A 0.580   2017/03/02 0.013   2017/07/19 39,853,500 4,313,128 -   - -   -
17017 UBS AG - CGS European Warrants Nov 2017 A HKD 0.128   0.119   0.120   380,000 46,660 29,690 0.242   2017/02/16 0.119   2017/07/28 2,095,000 389,140 0.305   2016/04/14 0.165   2016/02/15
15813 UBS AG - CGS European Warrants Nov 2017 B HKD 0.435   0.219   0.227   43,062,000 14,881,440 N/A 0.630   2017/05/26 0.219   2017/07/31 83,102,000 33,877,938 -   - -   -
16938 UBS AG - Ch Comm Cons European Warrants Nov 2018 A HKD 0.208   0.164   0.167   70,850,000 12,989,140 N/A 0.208   2017/07/19 0.164   2017/07/31 70,850,000 12,989,140 -   - -   -
13605 UBS AG - Ch Comm Cons European Warrants Oct 2017 A HKD 0.115   0.057   0.040   87,090,000 8,209,172 N/A 0.660   2017/04/13 0.057   2017/07/25 307,792,000 73,257,828 -   - -   -
23452 UBS AG - Ch LongYuan European Warrants Jun 2018 A HKD 0.112   0.099   0.101   16,300,000 1,680,700 4,517,723 0.260   2017/02/16 0.099   2017/07/28 183,430,000 37,081,350 -   - -   -
25869 UBS AG - Ch Molybdenum European Warrants Jan 2018 A HKD 0.440   0.255   0.425   41,454,000 12,519,495 N/A 0.440   2017/07/31 0.255   2017/07/27 41,454,000 12,519,495 -   - -   -
16344 UBS AG - Ch Railway Cons European Warrants Dec 2018 A HKD 0.194   0.147   0.147   28,610,000 4,897,180 N/A 0.194   2017/07/19 0.147   2017/07/31 36,920,000 6,281,690 -   - -   -
26316 UBS AG - CHALCO European Warrants Aug 2017 A HKD 0.141   0.014   0.075   44,304,000 3,087,188 N/A 0.415   2017/02/15 0.014   2017/07/12 316,004,000 58,685,920 -   - -   -
17042 UBS AG - CHALCO European Warrants Dec 2017 A HKD 0.710   0.305   0.670   72,018,000 33,557,480 N/A 0.710   2017/07/31 0.270   2017/06/28 72,654,000 33,765,060 -   - -   -
23397 UBS AG - CHALCO European Warrants Jul 2017 A HKD 0.550   0.054   0.450   14,098,000 3,190,312 5,393,120 0.610   2017/02/15 0.039   2017/06/28 259,496,000 66,708,672 -   - -   -
27210 UBS AG - Chi Res Land European Warrants Mar 2018 A HKD 0.335   0.197   0.335   6,380,000 1,353,920 N/A 0.365   2017/03/17 0.159   2017/05/05 245,580,000 61,132,340 -   - -   -
20532 UBS AG - China Cinda European Warrants Aug 2017 A HKD 0.146   0.019   0.095   47,596,000 2,430,592 6,285,993 0.325   2017/02/23 0.019   2017/07/03 290,953,000 40,282,596 -   - -   -
14436 UBS AG - China Cinda European Warrants Dec 2017 A HKD -   -   0.016   0 0 0 -   - -   - 0 0 0.026   2016/01/11 0.015   2016/09/12
23532 UBS AG - China Cinda European Warrants Jan 2018 A HKD 0.360   0.275   0.315   70,698,000 21,536,290 N/A 0.360   2017/07/24 0.275   2017/07/28 70,698,000 21,536,290 -   - -   -
26870 UBS AG - China Cinda European Warrants Jan 2018 B HKD 0.260   0.255   0.255   350,000 89,450 N/A 0.260   2017/07/31 0.255   2017/07/31 350,000 89,450 -   - -   -
12141 UBS AG - China Cinda European Warrants Jul 2017 A HKD -   -   0.016   0 0 N/A 0.125   2017/03/27 0.021   2017/05/22 24,242,000 1,241,631 -   - -   -
15324 UBS AG - China Coal European Warrants Aug 2018 A HKD 0.670   0.445   0.520   17,610,000 9,377,380 N/A 0.670   2017/07/24 0.380   2017/06/12 58,150,000 26,732,295 -   - -   -
16136 UBS AG - China East Air European Warrants Jan 2018 A HKD 0.740   0.405   0.405   7,064,000 4,047,310 N/A 0.850   2017/06/01 0.405   2017/07/31 25,896,000 18,600,450 -   - -   -
23713 UBS AG - China EB Int'l European Warrants Dec 2017 A HKD 0.120   0.079   0.094   45,390,000 4,737,130 1,615,523 0.215   2017/03/15 0.079   2017/07/12 76,210,000 9,709,590 -   - -   -
23036 UBS AG - China Life European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 115,918,477 0.166   2017/02/03 0.010   2017/05/24 10,829,560,000 808,520,410 -   - -   -
12890 UBS AG - China Life European Put Warrants Nov 2017 A HKD 0.145   0.057   0.083   1,737,580,000 134,945,670 N/A 0.214   2017/03/28 0.057   2017/07/17 3,982,250,000 426,560,150 -   - -   -
16471 UBS AG - China Life European Put Warrants Nov 2017 C HKD 0.221   0.219   0.181   680,000 149,600 N/A 0.247   2017/06/20 0.175   2017/06/09 1,780,000 374,930 -   - -   -
28235 UBS AG - China Life European Put Warrants Sep 2017 A HKD -   -   0.016   0 0 N/A 0.155   2017/03/06 0.012   2017/06/12 5,159,950,000 458,665,210 -   - -   -
18549 UBS AG - China Life European Warrants Apr 2018 A HKD 0.182   0.181   0.181   200,000 36,300 N/A 0.182   2017/07/31 0.181   2017/07/31 200,000 36,300 -   - -   -
15913 UBS AG - China Life European Warrants Aug 2017 A HKD -   -   0.415   0 0 0 0.255   2017/01/10 0.250   2017/01/10 280,000 71,000 -   - -   -
24667 UBS AG - China Life European Warrants Aug 2017 C HKD 0.193   0.030   0.072   243,950,000 23,352,290 496,134,832 0.239   2017/02/15 0.030   2017/07/04 21,740,450,000 2,976,808,990 -   - -   -
12867 UBS AG - China Life European Warrants Dec 2017 A HKD 0.091   0.044   0.063   3,650,000 282,440 N/A 0.139   2017/03/28 0.044   2017/07/04 8,393,590,000 675,910,530 -   - -   -
16646 UBS AG - China Life European Warrants Dec 2017 B HKD 0.154   0.077   0.079   4,280,618,000 491,866,701 N/A 0.154   2017/07/17 0.077   2017/07/31 4,280,818,000 491,897,401 -   - -   -
14713 UBS AG - China Life European Warrants Jan 2018 A HKD 0.216   0.136   0.152   2,039,240,000 361,599,450 77,620,872 0.260   2017/02/15 0.123   2017/05/05 2,490,540,000 465,725,230 0.161   2016/12/14 0.152   2016/12/14
12870 UBS AG - China Life European Warrants Jul 2017 A HKD 0.570   0.440   0.640   740,000 372,500 106,417 0.620   2017/06/09 0.380   2017/02/06 1,280,000 638,500 0.380   2016/12/09 0.174   2016/11/09
14805 UBS AG - China Life European Warrants Jul 2017 B HKD -   -   0.127   0 0 44,773,038 0.290   2017/03/20 0.101   2017/02/03 1,670,140,000 269,342,070 0.163   2016/12/14 0.117   2016/12/16
22638 UBS AG - China Life European Warrants Mar 2018 A HKD 0.185   0.182   0.145   180,000 33,030 N/A 0.185   2017/07/19 0.182   2017/07/19 180,000 33,030 -   - -   -
14930 UBS AG - China Life European Warrants Nov 2017 B HKD 0.226   0.104   0.140   2,700,200,000 355,751,570 N/A 0.243   2017/05/31 0.104   2017/07/05 15,117,030,000 2,258,302,940 -   - -   -
24919 UBS AG - China Life European Warrants Oct 2017 A HKD -   -   0.330   0 0 11,183 0.260   2017/02/06 0.250   2017/01/27 280,000 72,150 -   - -   -
28494 UBS AG - China Life European Warrants Oct 2017 B HKD 0.084   0.021   0.036   50,100,000 2,811,240 N/A 0.180   2017/03/17 0.021   2017/07/05 29,162,960,000 2,520,345,800 -   - -   -
15945 UBS AG - China Life European Warrants Oct 2017 C HKD 0.121   0.037   0.060   33,690,000 2,993,520 N/A 0.146   2017/05/23 0.037   2017/07/05 9,517,270,000 1,152,368,800 -   - -   -
23072 UBS AG - China Mengniu European Warrants Dec 2017 A HKD 0.125   0.057   0.064   50,570,000 4,569,590 5,975,985 0.234   2017/02/13 0.057   2017/07/13 296,610,000 46,045,410 -   - -   -
11779 UBS AG - China Mobile European Put Warrants Jun 2018 A HKD 0.127   0.104   0.106   3,600,000 441,800 476,233 0.127   2017/07/12 0.091   2017/03/21 28,500,000 2,857,400 0.155   2016/07/28 0.088   2016/10/11
15678 UBS AG - China Mobile European Put Warrants Nov 2017 B HKD 0.350   0.123   0.125   908,580,000 157,919,750 N/A 0.350   2017/07/07 0.123   2017/07/31 1,703,120,000 397,837,695 -   - -   -
14369 UBS AG - China Mobile European Warrants Aug 2017 A HKD 0.011   0.010   0.010   1,405,000 14,150 N/A 0.131   2017/04/27 0.010   2017/07/21 14,491,840,000 1,316,435,075 -   - -   -
23513 UBS AG - China Mobile European Warrants Dec 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
21272 UBS AG - China Mobile European Warrants Jan 2018 A HKD 0.440   0.375   0.395   1,180,000 461,025 N/A 0.440   2017/07/21 0.375   2017/07/18 1,180,000 461,025 -   - -   -
21035 UBS AG - China Mobile European Warrants Jul 2017 A HKD -   -   0.010   0 0 917 0.011   2017/03/20 0.010   2017/01/13 650,000 7,000 0.054   2016/07/21 0.013   2016/12/01
12513 UBS AG - China Mobile European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.183   2017/03/27 0.010   2017/06/13 24,199,620,000 2,460,180,470 -   - -   -
23734 UBS AG - China Mobile European Warrants Nov 2017 A HKD 0.018   0.010   0.013   11,550,000 158,000 161,233,558 0.043   2017/02/15 0.010   2017/07/20 27,031,700,000 967,619,450 0.108   2016/02/02 0.026   2016/12/28
18440 UBS AG - China Mobile European Warrants Nov 2017 C HKD 0.238   0.172   0.175   8,133,435,000 1,567,322,415 N/A 0.238   2017/07/21 0.172   2017/07/31 8,133,435,000 1,567,322,415 -   - -   -
15332 UBS AG - China Mobile European Warrants Oct 2017 A HKD 0.114   0.051   0.072   6,802,445,000 506,403,455 N/A 0.325   2017/05/11 0.051   2017/07/11 19,807,665,000 2,737,427,610 -   - -   -
28917 UBS AG - China Mobile European Warrants Sep 2017 A HKD 0.015   0.015   0.015   250,000 3,750 N/A 0.260   2017/03/21 0.015   2017/07/13 6,404,170,000 1,144,047,295 -   - -   -
16025 UBS AG - China Mobile European Warrants Sep 2017 B HKD 0.045   0.020   0.029   21,480,000 639,880 N/A 0.220   2017/05/23 0.020   2017/07/11 17,778,175,000 2,223,339,110 -   - -   -
25513 UBS AG - China National Building European Wts Aug 2017 A HKD 0.050   0.010   0.010   20,298,000 525,062 N/A 0.950   2017/03/02 0.010   2017/07/24 373,368,000 86,374,866 -   - -   -
11270 UBS AG - China National Building European Wts Aug 2017 B HKD 0.021   0.012   0.015   1,820,000 34,016 N/A 0.495   2017/03/16 0.012   2017/07/13 350,722,000 46,608,252 -   - -   -
16705 UBS AG - China National Building European Wts Nov 2017 A HKD 0.385   0.196   0.247   51,726,000 16,531,456 N/A 0.385   2017/07/20 0.196   2017/07/28 77,738,000 24,185,866 -   - -   -
13195 UBS AG - China Overseas European Warrants Dec 2017 A HKD 0.182   0.062   0.155   250,040,000 32,311,720 N/A 0.182   2017/07/27 0.059   2017/06/30 573,440,000 59,286,500 -   - -   -
14668 UBS AG - China Overseas European Warrants Jul 2017 A HKD -   -   0.010   0 0 15,923,757 0.111   2017/02/09 0.010   2017/06/07 1,537,880,000 95,542,540 0.120   2016/11/30 0.118   2016/11/30
14756 UBS AG - China Railway European Warrants Oct 2017 A HKD 0.127   0.041   0.041   129,337,000 11,651,696 N/A 0.490   2017/05/02 0.041   2017/07/31 252,361,000 49,479,966 -   - -   -
16016 UBS AG - China Shenhua European Warrants Dec 2017 A HKD 0.255   0.167   0.305   1,570,000 341,840 N/A 0.255   2017/07/19 0.155   2017/06/20 91,835,000 16,269,945 -   - -   -
25402 UBS AG - China Shenhua European Warrants Jan 2018 A HKD 0.290   0.244   0.270   132,065,000 35,301,455 N/A 0.290   2017/07/26 0.244   2017/07/28 132,065,000 35,301,455 -   - -   -
13748 UBS AG - China Shenhua European Warrants Sep 2017 A HKD 0.365   0.295   0.465   370,000 117,650 6,312,029 0.365   2017/07/19 0.057   2017/03/10 620,205,000 80,151,675 0.325   2016/11/08 0.105   2016/12/23
25373 UBS AG - China Taiping European Warrants Jan 2018 A HKD 0.226   0.199   0.196   8,000,000 1,712,610 N/A 0.226   2017/07/26 0.199   2017/07/31 8,000,000 1,712,610 -   - -   -
15814 UBS AG - China Tel European Warrants Nov 2017 A HKD 0.112   0.108   0.096   1,616,000 180,272 N/A 0.192   2017/05/25 0.108   2017/07/24 8,160,000 1,322,014 -   - -   -
28065 UBS AG - China Unicom European Warrants Dec 2017 A HKD 0.190   0.190   0.188   16,000 3,040 53,131,478 0.220   2017/06/26 0.079   2017/01/17 5,381,070,000 513,491,072 0.152   2016/10/11 0.070   2016/07/20
24489 UBS AG - China Unicom European Warrants Dec 2017 B HKD 0.530   0.390   0.400   65,936,000 31,209,470 N/A 0.530   2017/07/24 0.390   2017/07/31 65,936,000 31,209,470 -   - -   -
12147 UBS AG - China Unicom European Warrants Jul 2017 A HKD 0.209   0.127   0.194   484,000 69,010 N/A 0.770   2017/04/06 0.127   2017/07/11 145,016,000 55,491,034 -   - -   -
12105 UBS AG - China Unicom European Warrants Nov 2017 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
18472 UBS AG - China Unicom European Warrants Nov 2017 B HKD 0.980   0.660   0.840   9,032,000 6,786,580 N/A 0.980   2017/07/27 0.660   2017/07/12 9,032,000 6,786,580 -   - -   -
21963 UBS AG - China Unicom European Warrants Oct 2017 A HKD 0.052   0.021   0.035   547,180,000 18,428,940 39,434,837 0.073   2017/06/23 0.021   2017/07/07 4,835,840,000 236,935,820 0.102   2016/03/30 0.029   2016/07/15
15534 UBS AG - China Vanke European Warrants Aug 2017 A HKD 0.250   0.148   0.121   2,020,000 376,560 3,022,863 0.280   2017/03/13 0.056   2017/05/18 191,942,000 23,445,281 0.208   2016/12/30 0.192   2016/12/29
29227 UBS AG - China Vanke European Warrants Aug 2017 B HKD 0.062   0.010   0.010   30,347,000 1,041,577 N/A 0.280   2017/03/17 0.010   2017/07/31 404,249,000 27,906,059 -   - -   -
16443 UBS AG - China Vanke European Warrants Dec 2017 A HKD 0.255   0.174   0.220   40,068,000 8,127,306 N/A 0.255   2017/07/07 0.138   2017/06/21 219,837,000 38,656,693 -   - -   -
16648 UBS AG - China Vanke European Warrants Mar 2018 A HKD 0.285   0.215   0.240   38,308,000 9,465,468 N/A 0.285   2017/07/18 0.215   2017/07/25 38,408,000 9,490,568 -   - -   -
28310 UBS AG - CITIC Bank European Warrants Aug 2017 A HKD 0.020   0.020   0.010   200,000 4,000 N/A 0.300   2017/02/23 0.020   2017/07/17 34,468,000 2,225,775 -   - -   -
15598 UBS AG - CITIC Bank European Warrants Dec 2017 A HKD 0.245   0.181   0.217   100,666,000 20,473,220 N/A 0.249   2017/05/31 0.176   2017/06/21 140,048,000 28,699,812 -   - -   -
28066 UBS AG - CITIC European Warrants Dec 2017 A HKD 0.038   0.028   0.030   8,379,000 272,568 2,094,666 0.083   2017/02/15 0.028   2017/07/11 322,745,000 19,458,497 0.196   2016/08/15 0.042   2016/12/23
20494 UBS AG - CITIC Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 913,990 0.167   2017/02/17 0.010   2017/06/30 73,345,000 6,387,745 -   - -   -
15681 UBS AG - CITIC Sec European Warrants Jul 2018 A HKD 0.194   0.137   0.139   114,730,000 18,838,695 N/A 0.229   2017/05/26 0.137   2017/07/31 230,625,000 40,085,095 -   - -   -
12671 UBS AG - CITIC Sec European Warrants Sep 2017 A HKD -   -   0.012   0 0 279,255 0.074   2017/01/06 0.022   2017/04/10 50,020,000 2,538,005 0.206   2016/09/05 0.062   2016/12/23
27952 UBS AG - CKH European Warrants Nov 2017 A HKD 0.107   0.075   0.114   570,000 52,740 218,802 0.123   2017/05/25 0.051   2017/01/17 22,670,000 1,730,775 0.160   2016/09/09 0.048   2016/12/30
25405 UBS AG - CKH European Warrants Nov 2017 B HKD 0.315   0.275   0.295   3,205,000 958,050 N/A 0.315   2017/07/31 0.275   2017/07/26 3,205,000 958,050 -   - -   -
14610 UBS AG - CKH European Warrants Sep 2017 A HKD 0.078   0.053   0.069   50,520,000 3,710,630 N/A 0.219   2017/04/26 0.053   2017/07/06 267,040,000 40,414,585 -   - -   -
26859 UBS AG - CKI Holdings European Warrants Aug 2017 A HKD 0.240   0.010   0.198   33,685,000 3,989,945 N/A 0.300   2017/02/15 0.010   2017/07/12 322,185,000 56,644,585 -   - -   -
26842 UBS AG - CKI Holdings European Warrants Jan 2018 A HKD 0.435   0.425   0.435   4,800,000 2,046,975 N/A 0.435   2017/07/31 0.425   2017/07/31 4,800,000 2,046,975 -   - -   -
16757 UBS AG - CKI Holdings European Warrants Nov 2017 A HKD 0.590   0.285   0.540   84,505,000 40,845,050 N/A 0.590   2017/07/28 0.285   2017/07/19 86,695,000 41,676,750 -   - -   -
22961 UBS AG - CKP European Warrants Dec 2017 A HKD 0.033   0.026   0.031   5,300,000 160,500 885,625 0.035   2017/06/28 0.016   2017/03/17 182,550,000 5,388,100 0.058   2016/09/09 0.024   2016/05/20
25147 UBS AG - CKP European Warrants Dec 2017 B HKD 0.370   0.355   0.370   520,000 187,550 N/A 0.370   2017/07/31 0.355   2017/07/26 520,000 187,550 -   - -   -
11339 UBS AG - CKP European Warrants Sep 2017 A HKD 0.420   0.270   0.410   2,970,000 1,144,075 N/A 0.440   2017/06/07 0.180   2017/04/24 194,690,000 43,750,920 -   - -   -
17084 UBS AG - CLP European Warrants Dec 2017 A HKD 0.310   0.180   0.182   9,105,000 1,912,565 N/A 0.330   2017/06/29 0.180   2017/07/28 15,395,000 3,974,465 -   - -   -
15005 UBS AG - CM Bank European Warrants Aug 2018 A HKD 0.355   0.229   0.335   162,605,000 48,298,300 N/A 0.355   2017/07/25 0.158   2017/05/08 217,585,000 62,122,165 -   - -   -
22837 UBS AG - CNOOC European Put Warrants Jan 2018 B HKD 0.485   0.415   0.425   1,828,000 809,500 N/A 0.485   2017/07/25 0.415   2017/07/27 1,828,000 809,500 -   - -   -
21572 UBS AG - CNOOC European Put Warrants Jul 2017 B HKD 0.054   0.054   0.048   18,000 972 12,819,154 0.520   2017/03/15 0.054   2017/07/03 404,552,000 95,542,831 -   - -   -
13782 UBS AG - CNOOC European Put Warrants May 2018 A HKD -   -   0.213   0 0 1,473,182 0.219   2017/03/01 0.179   2017/01/18 276,380,000 54,427,620 0.270   2016/11/11 0.180   2016/12/14
25577 UBS AG - CNOOC European Warrants Dec 2018 A HKD -   -   0.232   0 0 1,800 0.270   2017/03/14 0.270   2017/03/14 40,000 10,800 0.420   2016/04/25 0.168   2016/01/22
18000 UBS AG - CNOOC European Warrants Jan 2018 A HKD 0.390   0.275   0.290   168,602,000 54,835,530 N/A 0.390   2017/07/12 0.275   2017/07/25 168,602,000 54,835,530 -   - -   -
26317 UBS AG - CNOOC European Warrants Jul 2017 A HKD -   -   0.159   0 0 3,750 0.231   2017/03/16 0.219   2017/03/15 100,000 22,500 -   - -   -
28299 UBS AG - CNOOC European Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.140   2017/02/22 0.013   2017/04/25 1,718,672,000 93,491,655 -   - -   -
29640 UBS AG - CNOOC European Warrants Jul 2018 A HKD 0.090   0.067   0.074   584,390,000 46,255,910 32,399,622 0.211   2017/01/26 0.067   2017/07/11 2,214,730,000 194,462,340 0.305   2016/04/21 0.082   2016/01/19
14149 UBS AG - CNOOC European Warrants May 2018 B HKD 0.025   0.019   0.023   11,780,000 253,380 90,102,982 0.118   2017/01/06 0.019   2017/07/11 12,916,380,000 795,806,770 0.165   2016/11/10 0.096   2016/12/29
15003 UBS AG - CNOOC European Warrants Sep 2017 A HKD 0.038   0.020   0.018   15,021,000 409,566 N/A 0.240   2017/05/08 0.020   2017/07/11 415,528,000 67,159,799 -   - -   -
15327 UBS AG - Country Garden European Warrants Dec 2017 A HKD 2.180   0.990   2.360   6,354,000 8,548,040 N/A 2.180   2017/07/28 0.620   2017/05/18 40,442,000 48,537,500 -   - -   -
16440 UBS AG - Country Garden European Warrants Dec 2017 B HKD 1.300   0.310   1.220   92,269,000 42,544,360 N/A 1.300   2017/07/31 0.310   2017/07/18 125,162,000 66,668,810 -   - -   -
18013 UBS AG - Country Garden European Warrants Dec 2018 A HKD 0.275   0.183   0.270   30,520,000 6,675,000 N/A 0.275   2017/07/31 0.183   2017/07/18 30,520,000 6,675,000 -   - -   -
21352 UBS AG - CPIC European Warrants Jan 2018 A HKD 0.300   0.250   0.270   33,872,000 9,415,910 N/A 0.300   2017/07/19 0.250   2017/07/26 33,872,000 9,415,910 -   - -   -
14762 UBS AG - CPIC European Warrants Sep 2017 A HKD 0.201   0.090   0.167   156,562,000 23,948,266 N/A 0.201   2017/07/19 0.061   2017/06/23 212,158,000 29,904,348 -   - -   -
23896 UBS AG - CRRC European Warrants Feb 2018 A HKD 0.470   0.425   0.430   1,222,000 552,560 N/A 0.470   2017/07/24 0.425   2017/07/31 1,222,000 552,560 -   - -   -
16380 UBS AG - CSDC European Warrants Aug 2018 A HKD 0.385   0.310   0.370   19,234,000 6,812,910 N/A 0.385   2017/07/26 0.305   2017/06/28 22,176,000 7,742,355 -   - -   -
14077 UBS AG - CSOP A50 ETF European Warrants Aug 2017 A HKD 0.710   0.192   0.600   73,531,400 20,949,498 N/A 0.710   2017/07/25 0.093   2017/05/18 539,366,600 143,624,707 -   - -   -
14884 UBS AG - CSOP A50 ETF European Warrants Aug 2018 A HKD -   -   0.700   0 0 0 -   - -   - 0 0 -   - -   -
16448 UBS AG - CSOP A50 ETF European Warrants Dec 2017 A HKD 0.305   0.202   0.212   363,449,600 92,315,649 N/A 0.315   2017/06/12 0.202   2017/07/31 790,351,800 212,595,906 -   - -   -
17045 UBS AG - CSOP A50 ETF European Warrants Nov 2017 A HKD 0.560   0.320   0.520   132,119,000 56,245,389 N/A 0.560   2017/07/20 0.320   2017/07/05 132,119,000 56,245,389 -   - -   -
16345 UBS AG - CSOP A50 ETF European Warrants Sep 2017 A HKD 0.405   0.185   0.335   2,891,200 735,649 N/A 0.405   2017/07/19 0.181   2017/06/21 76,369,600 16,930,245 -   - -   -
14171 UBS AG - CSOP A50 ETF European Warrants Sep 2018 A HKD -   -   0.241   0 0 200,429 0.175   2017/02/21 0.107   2017/05/09 8,532,000 1,202,574 0.236   2016/01/26 0.154   2016/02/12
15194 UBS AG - CSOP A50 ETF European Warrants Sep 2018 B HKD 0.195   0.138   0.189   3,720,000 612,856 35,915,380 0.195   2017/07/19 0.078   2017/05/09 1,872,004,000 215,622,802 0.126   2016/12/15 0.108   2016/12/29
13926 UBS AG - Evergrande European Warrants Apr 2018 A HKD 1.400   0.630   1.280   830,000 784,800 N/A 1.400   2017/07/27 0.107   2017/05/08 428,960,000 78,066,230 -   - -   -
15151 UBS AG - Evergrande European Warrants Jul 2017 A HKD 9.500   9.290   9.340   201,000 1,883,500 32,306,749 10.940   2017/06/06 0.127   2017/03/03 469,349,000 219,219,528 0.265   2016/12/14 0.130   2016/12/23
13624 UBS AG - Evergrande European Warrants Oct 2017 A HKD 14.100   6.840   13.180   537,000 4,040,650 N/A 14.100   2017/07/28 0.910   2017/05/09 31,079,000 54,370,170 -   - -   -
11211 UBS AG - Evergrande European Warrants Sep 2017 A HKD 8.600   7.010   14.460   173,000 1,333,750 N/A 9.830   2017/06/06 0.420   2017/03/27 91,646,000 101,363,565 -   - -   -
11718 UBS AG - Evergrande European Warrants Sep 2017 B HKD 15.800   5.910   13.880   3,078,000 31,037,210 N/A 15.800   2017/07/27 0.250   2017/03/28 129,281,000 283,097,690 -   - -   -
17085 UBS AG - Fosun Intl European Warrants Dec 2017 A HKD 0.153   0.099   0.111   186,845,000 23,117,660 N/A 0.153   2017/07/12 0.099   2017/07/26 187,605,000 23,231,840 -   - -   -
16017 UBS AG - Fosun Intl European Warrants Feb 2018 A HKD 0.142   0.086   0.094   20,770,000 2,446,800 N/A 0.197   2017/06/09 0.086   2017/07/26 38,580,000 5,568,040 -   - -   -
13188 UBS AG - Fosun Intl European Warrants Nov 2017 A HKD 0.047   0.022   0.026   22,870,000 760,075 18,029,898 0.181   2017/02/09 0.022   2017/07/26 1,334,300,000 115,915,970 0.295   2016/09/22 0.141   2016/12/29
13523 UBS AG - GAC European Warrants Dec 2017 A HKD 0.350   0.114   0.325   37,340,000 8,110,200 N/A 0.350   2017/07/17 0.089   2017/05/26 2,899,040,000 395,415,760 -   - -   -
16842 UBS AG - GAC European Warrants Dec 2017 B HKD 0.340   0.134   0.250   106,608,000 23,205,658 N/A 0.340   2017/07/17 0.132   2017/06/30 148,072,000 29,330,772 -   - -   -
24485 UBS AG - GAC European Warrants Jan 2018 A HKD 0.229   0.210   0.210   160,000 35,120 N/A 0.229   2017/07/25 0.210   2017/07/24 160,000 35,120 -   - -   -
18533 UBS AG - GAC European Warrants Mar 2018 A HKD 0.375   0.295   0.305   58,400,000 19,317,800 N/A 0.375   2017/07/17 0.295   2017/07/27 58,400,000 19,317,800 -   - -   -
13307 UBS AG - Galaxy Ent European Put Warrants Aug 2017 A HKD -   -   0.016   0 0 N/A 0.145   2017/05/08 0.020   2017/06/09 82,040,000 8,498,900 -   - -   -
16700 UBS AG - Galaxy Ent European Put Warrants Dec 2017 B HKD 0.380   0.255   0.255   18,880,000 6,303,850 N/A 0.405   2017/06/15 0.255   2017/07/31 22,920,000 7,822,050 -   - -   -
12257 UBS AG - Galaxy Ent European Put Warrants Oct 2017 B HKD 0.055   0.015   0.015   14,580,000 547,620 N/A 0.260   2017/03/27 0.015   2017/07/27 963,550,000 132,725,780 -   - -   -
16470 UBS AG - Galaxy Ent European Put Warrants Oct 2017 D HKD 0.178   0.053   0.055   307,820,000 30,099,800 N/A 0.178   2017/07/04 0.053   2017/07/31 565,070,000 61,563,150 -   - -   -
15471 UBS AG - Galaxy Ent European Warrants Aug 2017 B HKD 0.380   0.275   0.380   400,000 148,700 N/A 0.455   2017/06/08 0.136   2017/05/19 293,990,000 58,665,060 -   - -   -
16699 UBS AG - Galaxy Ent European Warrants Dec 2017 A HKD 0.156   0.118   0.148   30,590,000 4,479,680 N/A 0.305   2017/06/20 0.118   2017/07/17 31,480,000 4,718,130 -   - -   -
26851 UBS AG - Galaxy Ent European Warrants Jan 2018 A HKD 0.315   0.305   0.310   760,000 235,600 N/A 0.315   2017/07/31 0.305   2017/07/31 760,000 235,600 -   - -   -
13829 UBS AG - Galaxy Ent European Warrants Jul 2017 A HKD 0.137   0.010   0.010   41,940,000 2,657,460 N/A 0.305   2017/06/20 0.010   2017/07/21 1,398,790,000 168,339,630 -   - -   -
29502 UBS AG - Galaxy Ent European Warrants Oct 2017 A HKD 0.233   0.119   0.201   297,830,000 53,000,530 N/A 0.355   2017/06/20 0.094   2017/05/18 1,454,840,000 338,689,940 -   - -   -
16441 UBS AG - Galaxy Ent European Warrants Oct 2017 C HKD 0.160   0.090   0.130   1,190,420,000 145,508,500 N/A 0.290   2017/06/13 0.090   2017/07/04 1,252,290,000 160,213,240 -   - -   -
17992 UBS AG - Galaxy Ent European Warrants Oct 2017 E HKD 0.345   0.222   0.320   24,800,000 6,861,450 N/A 0.345   2017/07/25 0.222   2017/07/17 24,800,000 6,861,450 -   - -   -
15473 UBS AG - Galaxy Ent European Warrants Sep 2017 A HKD -   -   0.680   0 0 N/A 0.380   2017/05/23 0.255   2017/05/18 4,940,000 1,480,150 -   - -   -
28240 UBS AG - Geely Auto European Put Warrants Apr 2018 A HKD 0.040   0.024   0.025   4,350,000 134,500 N/A 0.197   2017/02/27 0.024   2017/07/28 1,490,550,000 199,845,350 -   - -   -
28481 UBS AG - Geely Auto European Put Warrants Aug 2017 A HKD 0.011   0.011   0.010   5,000 55 N/A 0.730   2017/03/01 0.010   2017/06/30 73,670,000 16,588,705 -   - -   -
16704 UBS AG - Geely Auto European Put Warrants Dec 2017 A HKD 0.700   0.410   0.455   71,608,000 36,069,105 N/A 1.550   2017/06/16 0.410   2017/07/25 119,823,000 104,091,605 -   - -   -
25133 UBS AG - Geely Auto European Put Warrants Jan 2018 A HKD 0.203   0.182   0.187   23,320,000 4,481,090 N/A 0.203   2017/07/26 0.182   2017/07/25 23,320,000 4,481,090 -   - -   -
24730 UBS AG - Geely Auto European Put Warrants Jul 2017 A HKD -   -   0.010   0 0 25,744,644 0.640   2017/02/01 0.010   2017/06/01 527,070,000 170,452,915 -   - -   -
16485 UBS AG - Geely Auto European Warrants Feb 2018 A HKD 0.560   0.385   0.510   13,775,000 6,638,950 N/A 0.560   2017/07/13 0.246   2017/06/16 947,755,000 292,299,065 -   - -   -
17265 UBS AG - Geely Auto European Warrants Feb 2018 B HKD 0.365   0.220   0.238   1,548,410,000 456,804,380 N/A 0.365   2017/07/13 0.220   2017/07/24 1,548,410,000 456,804,380 -   - -   -
25155 UBS AG - Geely Auto European Warrants Feb 2018 C HKD 0.275   0.220   0.222   33,550,000 7,859,290 N/A 0.275   2017/07/25 0.220   2017/07/31 33,550,000 7,859,290 -   - -   -
24741 UBS AG - Geely Auto European Warrants Jul 2017 B HKD 6.680   4.850   6.420   3,502,000 21,344,840 124,842,023 6.680   2017/07/17 0.435   2017/05/05 943,242,000 749,059,390 -   - -   -
15414 UBS AG - Geely Auto European Warrants Jul 2018 A HKD -   -   1.180   0 0 0 0.250   2017/01/10 0.247   2017/01/10 300,000 74,550 0.205   2016/12/22 0.184   2016/12/28
28249 UBS AG - Geely Auto European Warrants Jul 2018 B HKD 0.640   0.520   0.630   100,000 58,000 N/A 0.640   2017/07/14 0.152   2017/05/05 1,325,950,000 338,172,300 -   - -   -
15077 UBS AG - Geely Auto European Warrants Nov 2017 A HKD 0.700   0.700   0.680   5,000 3,500 N/A 0.700   2017/07/11 0.142   2017/05/19 266,090,000 43,956,865 -   - -   -
11439 UBS AG - Geely Auto European Warrants Sep 2017 B HKD 3.530   1.800   2.440   52,175,000 142,117,120 N/A 3.530   2017/07/13 0.280   2017/04/28 396,555,000 403,672,045 -   - -   -
17266 UBS AG - Greatwall Motor European Put Warrants May 2018 A HKD 0.250   0.187   0.195   105,825,000 21,968,465 N/A 0.250   2017/07/05 0.187   2017/07/27 105,825,000 21,968,465 -   - -   -
18531 UBS AG - Greatwall Motor European Warrants Apr 2018 A HKD 0.174   0.124   0.140   276,295,000 37,543,720 N/A 0.174   2017/07/18 0.124   2017/07/26 276,295,000 37,543,720 -   - -   -
28969 UBS AG - Greatwall Motor European Warrants Aug 2017 A HKD 0.400   0.060   0.080   73,146,000 13,285,179 N/A 0.800   2017/06/13 0.060   2017/07/31 352,281,500 123,215,546 -   - -   -
16843 UBS AG - Greatwall Motor European Warrants Dec 2017 A HKD 0.640   0.385   0.425   8,453,000 5,140,180 N/A 0.640   2017/07/06 0.385   2017/07/24 9,373,000 5,665,830 -   - -   -
25284 UBS AG - Greatwall Motor European Warrants Feb 2018 A HKD 0.180   0.120   0.147   4,300,000 598,585 58,216,423 0.222   2017/06/13 0.065   2017/05/08 2,824,320,000 349,298,535 -   - -   -
15895 UBS AG - Greatwall Motor European Warrants Jul 2017 A HKD -   -   1.190   0 0 14,923,449 2.350   2017/06/13 0.120   2017/05/24 190,790,000 118,570,627 -   - -   -
16759 UBS AG - Greatwall Motor European Warrants Oct 2018 A HKD 0.200   0.132   0.141   545,170,000 92,082,835 N/A 0.200   2017/07/06 0.132   2017/07/26 750,630,000 127,891,255 -   - -   -
14899 UBS AG - Haitong Sec European Warrants Aug 2017 A HKD -   -   0.010   0 0 364,319 0.091   2017/01/06 0.026   2017/03/29 90,900,000 6,312,232 0.128   2016/12/08 0.067   2016/12/23
13909 UBS AG - Haitong Sec European Warrants Aug 2018 A HKD 0.120   0.090   0.090   151,492,000 15,944,336 N/A 0.230   2017/04/19 0.090   2017/07/31 256,472,000 29,499,512 -   - -   -
15330 UBS AG - Hang Seng Bank European Warrants Dec 2017 A HKD 0.600   0.425   0.540   24,252,000 12,492,160 N/A 0.920   2017/05/10 0.425   2017/07/04 28,752,000 15,753,430 -   - -   -
15012 UBS AG - Henderson Land Dev European Warrants Dec 2017 A HKD 0.123   0.072   0.091   5,720,000 514,870 N/A 0.265   2017/05/08 0.072   2017/07/10 106,980,000 20,221,080 -   - -   -
15317 UBS AG - Henganintl European Warrants Feb 2018 A HKD 0.380   0.295   0.305   21,795,000 7,205,500 N/A 0.530   2017/05/10 0.241   2017/06/13 32,480,000 10,970,190 -   - -   -
16931 UBS AG - HK & China Gas European Warrants Dec 2017 A HKD 0.485   0.370   0.375   2,522,000 1,104,680 N/A 0.600   2017/06/23 0.370   2017/07/27 3,304,000 1,533,480 -   - -   -
17040 UBS AG - HKEX European Put Warrants Apr 2018 A HKD 0.248   0.108   0.108   2,241,500,000 289,269,720 N/A 0.248   2017/07/05 0.108   2017/07/31 2,244,540,000 289,973,650 -   - -   -
16472 UBS AG - HKEX European Put Warrants Dec 2017 D HKD 0.510   0.244   0.165   6,190,000 2,507,590 N/A 0.510   2017/07/05 0.244   2017/07/17 21,086,000 8,035,585 -   - -   -
13467 UBS AG - HKEX European Put Warrants Oct 2017 A HKD 0.045   0.012   0.013   29,730,000 641,850 N/A 0.159   2017/04/19 0.012   2017/07/20 6,642,880,000 395,000,490 -   - -   -
15524 UBS AG - HKEX European Put Warrants Sep 2017 B HKD -   -   0.010   0 0 56,078,300 0.137   2017/01/04 0.011   2017/06/01 14,189,360,000 1,104,878,140 0.159   2016/12/28 0.140   2016/12/30
28238 UBS AG - HKEX European Warrants Aug 2017 A HKD 0.034   0.022   0.016   404,000 11,625 N/A 0.370   2017/02/21 0.014   2017/06/20 16,388,000 1,466,624 -   - -   -
20795 UBS AG - HKEX European Warrants Dec 2017 A HKD 0.010   0.010   0.010   200,000 2,000 1,450 0.018   2017/03/21 0.010   2017/07/31 900,000 10,700 0.134   2016/01/04 0.010   2016/12/09
11363 UBS AG - HKEX European Warrants Dec 2017 B HKD 0.233   0.087   0.221   226,600,000 34,677,860 N/A 0.233   2017/07/31 0.068   2017/05/08 56,647,170,000 4,578,399,420 -   - -   -
14602 UBS AG - HKEX European Warrants Dec 2017 C HKD 0.242   0.217   0.355   620,000 144,500 N/A 0.242   2017/07/13 0.159   2017/04/27 9,680,000 1,652,970 -   - -   -
16486 UBS AG - HKEX European Warrants Dec 2017 E HKD 0.760   0.255   0.730   1,001,304,000 485,761,605 N/A 0.760   2017/07/27 0.255   2017/07/11 1,016,759,000 491,120,190 -   - -   -
27611 UBS AG - HKEX European Warrants Feb 2018 A HKD 0.183   0.089   0.176   10,952,690,000 1,066,615,950 N/A 0.226   2017/02/16 0.065   2017/05/24 52,022,630,000 4,881,366,430 -   - -   -
23932 UBS AG - HKEX European Warrants Feb 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16084 UBS AG - HKEX European Warrants Jan 2018 A HKD 0.178   0.170   0.300   120,000 20,880 N/A 0.201   2017/06/05 0.149   2017/06/01 10,060,000 1,585,530 -   - -   -
15150 UBS AG - HKEX European Warrants Jul 2017 A HKD 0.192   0.016   0.189   1,654,640,000 155,327,030 466,952,482 0.192   2017/07/20 0.016   2017/07/07 123,640,220,000 8,134,040,780 0.137   2016/12/14 0.080   2016/12/28
16945 UBS AG - HKEX European Warrants May 2018 A HKD 0.193   0.127   0.182   17,184,390,000 2,545,677,190 N/A 0.193   2017/07/21 0.127   2017/07/11 19,791,220,000 2,963,049,100 -   - -   -
23511 UBS AG - HKEX European Warrants Oct 2017 B HKD 1.060   0.800   0.940   863,392,000 800,187,330 N/A 1.060   2017/07/21 0.800   2017/07/20 863,392,000 800,187,330 -   - -   -
14800 UBS AG - HKEX European Warrants Sep 2017 A HKD 0.056   0.012   0.041   75,640,000 2,552,500 745,733,262 0.090   2017/01/06 0.012   2017/07/11 66,816,270,000 4,475,624,950 0.145   2016/12/05 0.080   2016/12/29
28598 UBS AG - HKEX European Warrants Sep 2017 C HKD 0.093   0.023   0.080   217,430,000 13,928,490 N/A 0.146   2017/02/23 0.016   2017/05/24 126,074,620,000 6,426,092,280 -   - -   -
15689 UBS AG - HKEX European Warrants Sep 2017 D HKD 0.530   0.142   0.435   51,698,000 12,726,717 N/A 0.540   2017/06/05 0.142   2017/07/11 4,305,134,000 1,530,143,846 -   - -   -
23993 UBS AG - HKEX European Warrants Sep 2018 A HKD 0.260   0.235   0.243   511,020,000 121,037,780 N/A 0.260   2017/07/27 0.235   2017/07/31 511,020,000 121,037,780 -   - -   -
13922 UBS AG - HS H-SHARE European Warrants Dec 2017 A HKD 0.345   0.155   0.280   138,250,000 37,385,596 N/A 0.355   2017/04/26 0.155   2017/07/10 163,272,000 44,341,006 -   - -   -
29108 UBS AG - HSBC European Put Warrants Aug 2017 B HKD -   -   0.010   0 0 N/A 0.214   2017/04/19 0.012   2017/06/14 3,033,836,000 178,137,920 -   - -   -
15479 UBS AG - HSBC European Put Warrants Aug 2017 D HKD -   -   0.010   0 0 N/A 0.140   2017/05/12 0.012   2017/06/30 2,148,848,000 142,291,780 -   - -   -
17452 UBS AG - HSBC European Put Warrants Jan 2018 A HKD 0.265   0.092   0.092   1,106,844,000 136,067,696 N/A 0.265   2017/07/07 0.092   2017/07/31 1,106,844,000 136,067,696 -   - -   -
15517 UBS AG - HSBC European Put Warrants Jul 2017 A HKD -   -   0.013   0 0 2,427 0.168   2017/01/05 0.013   2017/05/08 3,432,000 435,284 0.255   2016/12/29 0.221   2016/12/30
15936 UBS AG - HSBC European Put Warrants Nov 2017 B HKD 0.109   0.029   0.030   9,046,084,000 647,593,204 N/A 0.420   2017/05/23 0.029   2017/07/31 10,307,304,000 821,139,952 -   - -   -
26330 UBS AG - HSBC European Warrants Aug 2017 A HKD 0.210   0.054   0.192   5,313,652,000 436,504,148 N/A 0.210   2017/07/31 0.010   2017/06/26 16,512,336,000 1,625,560,400 -   - -   -
13920 UBS AG - HSBC European Warrants Aug 2017 C HKD 1.110   0.540   1.110   6,728,000 4,619,280 N/A 1.110   2017/07/31 0.120   2017/04/24 11,942,876,000 1,821,881,256 -   - -   -
23924 UBS AG - HSBC European Warrants Dec 2017 A HKD 0.325   0.255   0.295   1,166,424,000 331,206,620 N/A 0.325   2017/07/31 0.255   2017/07/28 1,166,424,000 331,206,620 -   - -   -
17908 UBS AG - HSBC European Warrants Jan 2018 B HKD 0.201   0.144   0.186   13,875,060,000 2,268,734,744 N/A 0.201   2017/07/31 0.144   2017/07/21 13,875,060,000 2,268,734,744 -   - -   -
25918 UBS AG - HSBC European Warrants Jan 2018 C HKD 0.177   0.176   0.176   8,000 1,412 N/A 0.177   2017/07/28 0.176   2017/07/28 8,000 1,412 -   - -   -
28114 UBS AG - HSBC European Warrants Jul 2017 B HKD -   -   0.010   0 0 N/A 0.157   2017/02/21 0.010   2017/06/19 27,593,884,000 1,220,483,928 -   - -   -
11696 UBS AG - HSBC European Warrants Jul 2017 C HKD 0.670   0.530   0.580   3,708,000 2,268,880 N/A 0.670   2017/07/04 0.038   2017/04/24 39,636,432,000 3,240,611,012 -   - -   -
14438 UBS AG - HSBC European Warrants Jul 2017 D HKD 1.020   0.920   1.020   732,000 691,960 N/A 1.020   2017/07/17 0.208   2017/04/26 3,264,000 1,546,548 -   - -   -
15931 UBS AG - HSBC European Warrants Nov 2017 A HKD 0.385   0.158   0.370   2,868,128,000 563,681,516 N/A 0.385   2017/07/31 0.119   2017/06/29 6,838,104,000 1,130,898,884 -   - -   -
16022 UBS AG - HSBC European Warrants Nov 2017 C HKD 0.435   0.435   0.670   80,000 34,800 N/A 0.435   2017/07/05 0.202   2017/06/16 768,000 226,620 -   - -   -
17453 UBS AG - HSBC European Warrants Nov 2017 D HKD 0.285   0.275   0.510   168,000 47,400 N/A 0.285   2017/07/10 0.275   2017/07/06 168,000 47,400 -   - -   -
17646 UBS AG - HSBC European Warrants Nov 2017 E HKD 0.214   0.122   0.203   12,238,596,000 1,876,663,924 N/A 0.214   2017/07/31 0.122   2017/07/19 12,238,596,000 1,876,663,924 -   - -   -
17905 UBS AG - HSBC European Warrants Nov 2017 F HKD 0.260   0.158   0.238   9,204,644,000 1,671,488,236 N/A 0.260   2017/07/31 0.158   2017/07/24 9,204,644,000 1,671,488,236 -   - -   -
15435 UBS AG - HSBC European Warrants Sep 2017 A HKD 0.720   0.241   0.680   118,496,000 51,786,596 N/A 0.720   2017/07/31 0.074   2017/06/26 25,037,876,000 2,826,829,024 -   - -   -
16487 UBS AG - HSBC European Warrants Sep 2017 B HKD 0.560   0.209   0.560   97,612,000 31,252,704 N/A 0.560   2017/07/31 0.077   2017/06/26 31,681,852,000 3,260,821,632 -   - -   -
14871 UBS AG - HSCEI European Put Warrants Aug 2017 A HKD -   -   0.012   0 0 12,927,112 0.193   2017/01/04 0.012   2017/06/23 1,444,540,000 115,822,800 0.198   2016/12/15 0.197   2016/12/15
16473 UBS AG - HSCEI European Put Warrants Nov 2017 A HKD 0.102   0.092   0.095   754,210,000 73,230,830 N/A 0.102   2017/07/28 0.092   2017/07/27 754,210,000 73,230,830 -   - -   -
28117 UBS AG - HSCEI European Put Warrants Sep 2017 B HKD 0.047   0.014   0.014   33,540,000 932,640 N/A 0.212   2017/03/10 0.014   2017/07/28 3,829,270,000 287,396,400 -   - -   -
13217 UBS AG - HSCEI European Warrants Dec 2017 A HKD 0.105   0.055   0.095   1,939,500,000 175,051,460 73,475,378 0.165   2017/02/23 0.052   2017/05/05 5,796,750,000 440,852,270 -   - -   -
12565 UBS AG - HSCEI European Warrants Sep 2017 A HKD 0.135   0.049   0.123   94,640,000 6,707,310 25,348,330 0.161   2017/02/22 0.045   2017/05/08 1,668,460,000 165,031,450 0.255   2016/09/07 0.058   2016/12/23
27601 UBS AG - HSI European Put Warrants Aug 2017 A HKD 0.010   0.010   0.010   4,850,000 48,500 N/A 0.200   2017/03/03 0.010   2017/07/05 18,196,690,000 1,508,002,010 -   - -   -
27990 UBS AG - HSI European Put Warrants Aug 2017 B HKD 0.020   0.010   0.010   40,630,000 594,270 N/A 0.215   2017/03/03 0.010   2017/07/11 16,613,510,000 1,163,483,260 -   - -   -
14939 UBS AG - HSI European Put Warrants Aug 2017 C HKD 0.027   0.010   0.010   89,400,000 1,599,950 N/A 0.096   2017/05/10 0.010   2017/07/14 14,744,700,000 937,486,190 -   - -   -
15882 UBS AG - HSI European Put Warrants Dec 2017 A HKD 0.055   0.055   0.044   100,000 5,500 N/A 0.226   2017/05/22 0.055   2017/07/20 520,000 47,210 -   - -   -
16020 UBS AG - HSI European Put Warrants Dec 2017 B HKD 0.084   0.054   0.038   160,000 9,150 N/A 0.084   2017/07/05 0.054   2017/07/14 160,000 9,150 -   - -   -
16444 UBS AG - HSI European Put Warrants Dec 2017 D HKD 0.147   0.073   0.074   8,615,060,000 908,164,750 N/A 0.147   2017/07/14 0.073   2017/07/31 8,615,060,000 908,164,750 -   - -   -
23560 UBS AG - HSI European Put Warrants Dec 2017 F HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
23531 UBS AG - HSI European Put Warrants Feb 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16110 UBS AG - HSI European Put Warrants Jul 2017 B HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
16018 UBS AG - HSI European Put Warrants Nov 2017 B HKD 0.120   0.041   0.041   3,880,910,000 309,629,390 N/A 0.156   2017/05/25 0.041   2017/07/31 28,909,260,000 3,010,206,880 -   - -   -
16343 UBS AG - HSI European Put Warrants Nov 2017 C HKD 0.133   0.037   0.038   20,514,370,000 1,754,673,110 N/A 0.133   2017/07/05 0.037   2017/07/31 21,217,310,000 1,837,436,730 -   - -   -
27979 UBS AG - HSI European Put Warrants Sep 2017 A HKD 0.011   0.011   0.010   100,000 1,100 N/A 0.130   2017/03/01 0.010   2017/06/20 23,203,410,000 2,067,418,990 -   - -   -
16058 UBS AG - HSI European Put Warrants Sep 2017 C HKD 0.064   0.010   0.010   2,739,000,000 122,832,120 N/A 0.129   2017/05/25 0.010   2017/07/31 37,692,040,000 2,445,396,520 -   - -   -
15700 UBS AG - HSI European Warrants Apr 2018 A HKD 0.255   0.148   0.260   120,000 25,380 N/A 0.255   2017/07/27 0.148   2017/07/04 1,058,960,000 186,024,090 -   - -   -
16021 UBS AG - HSI European Warrants Dec 2017 C HKD -   -   0.285   0 0 N/A 0.188   2017/06/02 0.187   2017/06/02 100,000 17,280 -   - -   -
18005 UBS AG - HSI European Warrants Dec 2017 E HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16581 UBS AG - HSI European Warrants Feb 2018 A HKD 0.212   0.172   0.212   5,795,360,000 1,066,013,430 N/A 0.212   2017/07/31 0.172   2017/07/18 5,795,360,000 1,066,013,430 -   - -   -
27955 UBS AG - HSI European Warrants Jan 2018 A HKD 0.285   0.285   0.400   100,000 28,500 N/A 0.285   2017/07/12 0.143   2017/04/18 10,499,230,000 1,726,096,830 -   - -   -
15880 UBS AG - HSI European Warrants Jan 2018 B HKD 0.228   0.093   0.225   12,955,760,000 1,781,420,380 N/A 0.228   2017/07/31 0.093   2017/07/05 24,693,060,000 3,456,382,800 -   - -   -
15267 UBS AG - HSI European Warrants Jul 2017 A HKD -   -   0.510   0 0 204,198,928 0.340   2017/06/02 0.101   2017/02/03 25,194,790,000 3,179,562,050 0.134   2016/12/19 0.133   2016/12/19
14937 UBS AG - HSI European Warrants Mar 2018 A HKD 0.285   0.161   0.290   200,000 35,680 N/A 0.285   2017/07/27 0.151   2017/05/18 4,932,120,000 797,934,110 -   - -   -
23501 UBS AG - HSI European Warrants Mar 2018 B HKD 0.189   0.170   0.187   2,845,650,000 512,304,840 N/A 0.189   2017/07/24 0.170   2017/07/28 2,845,650,000 512,304,840 -   - -   -
15751 UBS AG - HSI European Warrants Nov 2017 A HKD 0.234   0.120   0.295   2,825,260,000 371,901,910 N/A 0.234   2017/07/17 0.120   2017/07/05 6,731,070,000 997,338,270 -   - -   -
16580 UBS AG - HSI European Warrants Oct 2017 A HKD 0.194   0.116   0.250   100,000 17,820 N/A 0.194   2017/07/17 0.116   2017/07/07 100,000 17,820 -   - -   -
28750 UBS AG - HSI European Warrants Sep 2017 B HKD 0.290   0.144   0.360   1,440,000 351,300 N/A 0.290   2017/07/19 0.064   2017/04/19 36,756,910,000 3,925,128,650 -   - -   -
14614 UBS AG - Huaneng Power European Warrants Dec 2017 A HKD 0.242   0.181   0.194   994,000 201,002 N/A 0.430   2017/05/31 0.181   2017/07/04 110,674,000 37,229,980 -   - -   -
23933 UBS AG - ICBC European Put Warrants Aug 2017 A HKD 0.010   0.010   0.010   5,000 50 7,228,019 0.300   2017/01/25 0.010   2017/07/12 379,030,000 46,602,814 -   - -   -
25897 UBS AG - ICBC European Put Warrants Jan 2018 A HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
16468 UBS AG - ICBC European Put Warrants Nov 2017 C HKD 0.134   0.028   0.028   69,948,000 4,880,137 N/A 0.212   2017/06/12 0.028   2017/07/31 142,184,000 17,443,615 -   - -   -
22374 UBS AG - ICBC European Warrants Feb 2018 A HKD 0.350   0.290   0.340   2,346,000 756,970 N/A 0.350   2017/07/27 0.290   2017/07/18 2,346,000 756,970 -   - -   -
15595 UBS AG - ICBC European Warrants Nov 2017 A HKD -   -   0.455   0 0 N/A 0.275   2017/05/15 0.192   2017/05/22 60,940,000 14,669,620 -   - -   -
15963 UBS AG - ICBC European Warrants Nov 2017 B HKD 0.157   0.045   0.147   239,465,000 16,990,710 N/A 0.171   2017/06/02 0.045   2017/07/05 1,701,560,000 162,077,739 -   - -   -
11694 UBS AG - ICBC European Warrants Oct 2017 A HKD 0.131   0.022   0.117   137,853,000 9,111,268 N/A 0.208   2017/03/20 0.022   2017/07/07 1,072,650,000 147,462,620 -   - -   -
12836 UBS AG - ICBC European Warrants Oct 2017 B HKD 0.077   0.066   0.082   660,000 46,170 N/A 0.143   2017/03/29 0.045   2017/05/22 17,764,000 1,260,695 -   - -   -
16382 UBS AG - ICBC European Warrants Oct 2017 C HKD 0.205   0.152   0.176   416,681,000 71,135,175 N/A 0.217   2017/06/06 0.152   2017/07/24 417,857,000 71,360,403 -   - -   -
15429 UBS AG - IGG European Warrants Nov 2017 A HKD 0.248   0.151   0.157   32,752,000 6,298,206 N/A 0.380   2017/05/18 0.151   2017/07/31 554,712,000 151,604,611 -   - -   -
15065 UBS AG - Jiangxi Copper European Warrants Dec 2017 A HKD 0.174   0.103   0.168   93,160,000 12,049,040 14,581,713 0.275   2017/02/13 0.071   2017/06/06 1,165,870,000 204,255,030 0.270   2016/12/14 0.176   2016/12/30
26679 UBS AG - Jiangxi Copper European Warrants Jan 2018 A HKD 0.112   0.070   0.093   298,990,000 27,057,250 N/A 0.270   2017/02/14 0.049   2017/06/06 619,180,000 72,984,420 -   - -   -
18563 UBS AG - KECL European Warrants Aug 2017 A HKD 0.025   0.010   0.021   4,260,000 72,760 18,152,737 0.072   2017/04/05 0.010   2017/07/07 2,781,580,000 109,024,380 0.128   2016/01/04 0.024   2016/12/20
13524 UBS AG - KECL European Warrants Oct 2017 A HKD 0.142   0.035   0.110   30,346,000 3,037,626 N/A 0.510   2017/04/11 0.031   2017/06/29 208,976,000 57,115,332 -   - -   -
15020 UBS AG - Kingsoft European Warrants Dec 2017 A HKD 0.095   0.040   0.055   143,270,000 10,933,910 N/A 0.207   2017/05/10 0.040   2017/07/10 701,100,000 76,616,060 -   - -   -
14351 UBS AG - Kingsoft European Warrants Nov 2017 A HKD 0.122   0.059   0.075   123,040,000 9,848,310 N/A 0.244   2017/04/27 0.059   2017/07/10 578,430,000 90,781,460 -   - -   -
11678 UBS AG - Kingsoft European Warrants Oct 2017 A HKD 0.285   0.163   0.195   37,500,000 6,663,190 N/A 0.370   2017/04/03 0.163   2017/07/10 47,980,000 9,690,130 -   - -   -
25340 UBS AG - Kingsoft European Warrants Sep 2017 A HKD -   -   0.360   0 0 115,638 0.470   2017/03/23 0.234   2017/03/03 2,600,000 693,830 -   - -   -
23746 UBS AG - Lenovo European Put Warrants Aug 2017 A HKD 0.057   0.026   0.013   3,660,000 130,660 47,138,337 0.560   2017/02/20 0.026   2017/07/11 1,306,382,000 292,796,864 -   - -   -
12177 UBS AG - Lenovo European Warrants Dec 2017 A HKD 0.010   0.010   0.010   200,000 2,000 8,550 0.019   2017/01/05 0.010   2017/07/21 5,700,000 64,600 0.184   2016/02/02 0.015   2016/11/07
21129 UBS AG - Lenovo European Warrants Jul 2017 A HKD 0.010   0.010   0.010   200,000 2,000 26,143,674 0.520   2017/02/15 0.010   2017/07/13 708,684,000 157,659,182 -   - -   -
23334 UBS AG - Lenovo European Warrants Jul 2017 B HKD -   -   0.010   0 0 29,665,691 0.260   2017/01/23 0.010   2017/06/19 1,456,968,000 250,263,198 -   - -   -
13424 UBS AG - Lenovo European Warrants Jul 2017 C HKD -   -   0.010   0 0 N/A 0.300   2017/04/07 0.010   2017/06/22 483,810,000 79,641,194 -   - -   -
24478 UBS AG - Lenovo European Warrants Nov 2017 A HKD 0.236   0.160   0.160   81,316,000 14,272,420 N/A 0.236   2017/07/24 0.160   2017/07/31 81,316,000 14,272,420 -   - -   -
16054 UBS AG - Lenovo European Warrants Sep 2017 A HKD 0.084   0.053   0.053   252,766,000 19,658,062 N/A 0.201   2017/05/25 0.053   2017/07/31 1,293,142,000 169,459,796 -   - -   -
26863 UBS AG - Li & Fung European Warrants Sep 2017 A HKD 0.028   0.018   0.019   4,142,000 97,734 N/A 0.435   2017/03/20 0.018   2017/07/14 173,580,000 30,759,698 -   - -   -
22082 UBS AG - Link REIT European Put Warrants Jul 2017 B HKD -   -   0.015   0 0 673,114 0.255   2017/02/02 0.017   2017/05/12 37,210,000 4,098,325 -   - -   -
16056 UBS AG - Link REIT European Warrants Dec 2017 A HKD 0.189   0.088   0.162   161,410,000 20,386,800 N/A 0.335   2017/06/01 0.088   2017/07/05 300,215,000 57,795,450 -   - -   -
20551 UBS AG - Link REIT European Warrants Jul 2017 A HKD 0.480   0.233   0.490   1,815,000 584,295 9,130,888 0.600   2017/06/09 0.082   2017/03/14 362,305,000 71,089,615 -   - -   -
16024 UBS AG - Meitu European Warrants Dec 2017 A HKD 0.182   0.157   0.163   1,180,000 201,810 N/A 0.182   2017/07/18 0.157   2017/07/31 8,600,000 1,468,180 -   - -   -
15483 UBS AG - Meitu European Warrants Nov 2017 A HKD 0.180   0.088   0.107   346,050,000 47,115,740 N/A 0.375   2017/05/12 0.085   2017/06/30 1,914,625,000 296,787,585 -   - -   -
16176 UBS AG - Meitu European Warrants Nov 2017 B HKD 0.270   0.173   0.197   517,245,000 109,478,985 N/A 0.270   2017/07/21 0.166   2017/06/15 738,055,000 158,575,780 -   - -   -
16789 UBS AG - Melco European Warrants Dec 2017 A HKD 0.225   0.086   0.095   143,660,000 20,375,140 N/A 0.280   2017/06/27 0.086   2017/07/28 156,340,000 23,634,850 -   - -   -
19676 UBS AG - Minsheng Bank European Warrants Dec 2017 A HKD 0.360   0.250   0.250   3,828,000 1,142,640 N/A 0.360   2017/07/17 0.250   2017/07/31 3,828,000 1,142,640 -   - -   -
26438 UBS AG - Minsheng Bank European Warrants Dec 2018 A HKD -   -   0.227   0 0 41,773 0.224   2017/06/22 0.198   2017/06/15 1,200,000 250,640 0.235   2016/06/08 0.195   2016/05/18
15665 UBS AG - Minsheng Bank European Warrants Jul 2017 A HKD -   -   0.012   0 0 3,907,357 0.430   2017/02/16 0.012   2017/05/31 171,271,000 23,866,571 -   - -   -
15684 UBS AG - Minsheng Bank European Warrants Oct 2017 A HKD 0.255   0.133   0.134   93,606,500 15,647,389 N/A 0.360   2017/05/26 0.133   2017/07/31 167,690,000 31,978,957 -   - -   -
16228 UBS AG - MTRC European Put Warrants Dec 2017 A HKD 0.196   0.093   0.092   54,585,000 7,355,630 N/A 0.246   2017/06/05 0.093   2017/07/31 163,900,000 31,936,805 -   - -   -
14590 UBS AG - MTRC European Warrants Feb 2018 A HKD 0.080   0.047   0.069   33,000,000 2,022,105 N/A 0.385   2017/04/26 0.047   2017/07/04 420,560,000 76,179,215 -   - -   -
16175 UBS AG - MTRC European Warrants Nov 2017 A HKD 0.142   0.097   0.116   150,400,000 18,050,115 N/A 0.270   2017/05/31 0.097   2017/07/20 316,195,000 53,008,690 -   - -   -
15009 UBS AG - NCI European Warrants Dec 2017 A HKD 0.690   0.157   0.660   168,131,000 50,475,614 N/A 0.690   2017/07/24 0.133   2017/06/28 483,959,000 125,895,017 -   - -   -
25387 UBS AG - NCI European Warrants Feb 2018 A HKD 0.385   0.330   0.370   4,769,000 1,648,610 N/A 0.385   2017/07/31 0.330   2017/07/31 4,769,000 1,648,610 -   - -   -
24484 UBS AG - NCI European Warrants Jan 2018 A HKD 0.600   0.470   0.550   40,002,000 21,512,770 N/A 0.600   2017/07/24 0.470   2017/07/24 40,002,000 21,512,770 -   - -   -
26855 UBS AG - New World European Warrants Aug 2017 A HKD 0.250   0.081   0.211   10,131,000 1,669,091 N/A 0.710   2017/06/07 0.081   2017/07/26 105,436,000 45,267,368 -   - -   -
16586 UBS AG - New World European Warrants Dec 2017 A HKD -   -   0.224   0 0 N/A 0.325   2017/06/14 0.244   2017/06/22 11,982,000 3,626,170 -   - -   -
10439 UBS AG - Nikkei 225 European Put Warrants Dec 2017 B HKD -   -   0.038   0 0 3,917 0.156   2017/01/16 0.117   2017/04/06 220,000 26,610 -   - -   -
10440 UBS AG - Nikkei 225 European Put Warrants Sep 2017 D HKD 0.022   0.017   0.013   1,560,000 29,920 26,327 0.153   2017/01/16 0.017   2017/07/14 2,980,000 210,830 -   - -   -
10441 UBS AG - Nikkei 225 European Put Warrants Sep 2017 E HKD 0.062   0.042   0.045   1,820,000 90,700 61,120 0.238   2017/01/05 0.042   2017/07/27 4,550,000 390,520 -   - -   -
10437 UBS AG - Nikkei 225 European Warrants Dec 2017 A HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
10435 UBS AG - Nikkei 225 European Warrants Sep 2017 A HKD -   -   0.054   0 0 136,510 0.184   2017/01/16 0.061   2017/04/13 12,060,000 822,730 -   - -   -
10436 UBS AG - Nikkei 225 European Warrants Sep 2017 B HKD -   -   0.011   0 0 43 0.165   2017/01/16 0.164   2017/01/16 30,000 3,550 -   - -   -
10438 UBS AG - Nikkei 225 European Warrants Sep 2017 C HKD -   -   N/A   0 0 0 -   - -   - 0 0 -   - -   -
16561 UBS AG - Nine Dragons European Warrants May 2018 A HKD 0.242   0.184   0.224   83,100,000 17,576,940 N/A 0.242   2017/07/04 0.182   2017/06/27 152,240,000 32,491,980 -   - -   -
11268 UBS AG - PetroChina European Warrants Aug 2017 A HKD 0.010   0.010   0.010   500,000 5,000 N/A 0.285   2017/03/16 0.010   2017/07/27 2,175,816,000 284,805,156 -   - -   -
16756 UBS AG - PetroChina European Warrants Dec 2017 A HKD 0.173   0.075   0.129   200,834,000 25,433,266 N/A 0.234   2017/06/19 0.075   2017/07/11 1,266,630,000 149,004,804 -   - -   -
18415 UBS AG - PetroChina European Warrants Jan 2018 A HKD 0.189   0.129   0.138   418,522,000 64,523,610 N/A 0.189   2017/07/27 0.129   2017/07/28 418,522,000 64,523,610 -   - -   -
26383 UBS AG - PetroChina European Warrants Jul 2017 A HKD -   -   0.010   0 0 N/A 0.182   2017/02/10 0.013   2017/04/19 1,019,352,000 149,095,912 -   - -   -
25309 UBS AG - PetroChina European Warrants Jun 2018 A HKD -   -   0.012   0 0 74,270 0.052   2017/01/13 0.012   2017/06/05 19,520,000 567,020 0.069   2016/04/28 0.025   2016/11/09
16929 UBS AG - PetroChina European Warrants Nov 2017 A HKD 0.260   0.105   0.151   1,381,394,000 212,064,658 N/A 0.260   2017/07/04 0.105   2017/07/10 1,381,926,000 212,200,048 -   - -   -
15333 UBS AG - PetroChina European Warrants Oct 2017 A HKD 0.053   0.023   0.047   8,554,000 278,536 N/A 0.242   2017/05/10 0.022   2017/06/27 2,481,546,000 271,247,760 -   - -   -
13834 UBS AG - PetroChina European Warrants Sep 2017 A HKD 0.020   0.012   0.015   4,000 64 N/A 0.109   2017/04/19 0.012   2017/07/26 233,048,000 10,676,940 -   - -   -
15041 UBS AG - PetroChina European Warrants Sep 2017 B HKD 0.028   0.012   0.020   3,820,000 96,540 N/A 0.127   2017/05/08 0.012   2017/07/14 234,242,000 23,442,384 -   - -   -
19678 UBS AG - PICC European Warrants Jan 2018 A HKD 1.050   0.560   0.590   27,196,000 23,751,400 N/A 1.050   2017/07/17 0.560   2017/07/28 27,196,000 23,751,400 -   - -   -
21048 UBS AG - PICC European Warrants Jul 2018 A HKD 0.239   0.130   0.198   147,000,000 30,995,860 15,006,513 0.239   2017/07/19 0.084   2017/04/18 592,960,000 91,484,440 -   - -   -
27213 UBS AG - PICC Group European Warrants Aug 2017 A HKD 0.335   0.085   0.181   118,901,000 20,907,040 N/A 0.355   2017/02/14 0.085   2017/07/05 155,587,000 26,344,895 -   - -   -
18542 UBS AG - PICC Group European Warrants Dec 2017 A HKD 0.325   0.226   0.235   114,842,000 30,611,859 N/A 0.325   2017/07/17 0.226   2017/07/31 114,842,000 30,611,859 -   - -   -
16227 UBS AG - Ping An European Put Warrants Dec 2017 A HKD 0.153   0.029   0.036   1,757,755,000 153,818,505 N/A 0.275   2017/05/31 0.029   2017/07/19 3,704,520,000 468,823,250 -   - -   -
17439 UBS AG - Ping An European Put Warrants Dec 2017 E HKD 0.198   0.065   0.072   4,255,720,000 400,468,100 N/A 0.198   2017/07/06 0.065   2017/07/19 4,255,720,000 400,468,100 -   - -   -
21451 UBS AG - Ping An European Put Warrants Jan 2018 C HKD 0.255   0.143   0.159   1,010,225,000 183,037,135 N/A 0.255   2017/07/17 0.143   2017/07/19 1,010,225,000 183,037,135 -   - -   -
26873 UBS AG - Ping An European Put Warrants Jan 2018 F HKD 0.305   0.290   0.290   720,000 213,000 N/A 0.305   2017/07/31 0.290   2017/07/31 720,000 213,000 -   - -   -
15941 UBS AG - Ping An European Put Warrants Nov 2017 B HKD 0.046   0.013   0.013   20,240,000 523,830 N/A 0.226   2017/05/22 0.013   2017/07/31 1,929,955,000 190,509,450 -   - -   -
12886 UBS AG - Ping An European Put Warrants Sep 2017 C HKD 0.014   0.013   0.010   205,000 2,670 N/A 0.340   2017/03/28 0.013   2017/07/07 2,713,695,000 303,580,825 -   - -   -
15080 UBS AG - Ping An European Warrants Aug 2017 A HKD 1.430   0.830   1.320   520,000 568,600 N/A 1.430   2017/07/17 0.162   2017/05/08 1,750,000 987,275 -   - -   -
16348 UBS AG - Ping An European Warrants Dec 2017 B HKD 0.410   0.100   0.315   5,142,920,000 641,258,390 N/A 0.410   2017/07/19 0.100   2017/07/04 22,315,730,000 3,146,889,375 -   - -   -
16707 UBS AG - Ping An European Warrants Dec 2017 C HKD 0.365   0.150   0.295   3,564,270,000 595,485,725 N/A 0.365   2017/07/19 0.150   2017/07/05 3,564,280,000 595,487,645 -   - -   -
16937 UBS AG - Ping An European Warrants Dec 2017 D HKD 0.300   0.152   0.218   7,656,680,000 1,454,265,465 N/A 0.300   2017/07/18 0.152   2017/07/10 7,657,080,000 1,454,343,065 -   - -   -
16790 UBS AG - Ping An European Warrants Jan 2018 A HKD -   -   0.495   0 0 N/A 0.345   2017/06/20 0.345   2017/06/20 260,000 89,700 -   - -   -
21263 UBS AG - Ping An European Warrants Jan 2018 B HKD 0.360   0.169   0.173   14,067,275,000 2,784,584,590 N/A 0.360   2017/07/17 0.169   2017/07/28 14,067,275,000 2,784,584,590 -   - -   -
23506 UBS AG - Ping An European Warrants Jan 2018 D HKD 0.355   0.345   0.295   360,000 125,550 N/A 0.355   2017/07/20 0.345   2017/07/20 360,000 125,550 -   - -   -
24479 UBS AG - Ping An European Warrants Jan 2018 E HKD 0.181   0.175   0.183   1,820,000 324,480 N/A 0.181   2017/07/26 0.175   2017/07/26 1,820,000 324,480 -   - -   -
29111 UBS AG - Ping An European Warrants Jul 2017 A HKD 1.040   0.199   0.940   66,330,000 43,344,845 N/A 1.040   2017/07/19 0.023   2017/05/05 26,161,525,000 1,709,509,505 -   - -   -
15221 UBS AG - Ping An European Warrants Nov 2017 A HKD -   -   0.940   0 0 N/A 0.540   2017/06/09 0.150   2017/05/09 733,145,000 125,720,215 -   - -   -
16177 UBS AG - Ping An European Warrants Nov 2017 C HKD 0.670   0.186   0.520   57,355,000 18,348,685 N/A 0.670   2017/07/19 0.177   2017/06/15 12,569,040,000 2,820,297,475 -   - -   -
15698 UBS AG - Ping An European Warrants Oct 2017 A HKD 0.850   0.243   0.700   28,140,000 16,508,090 N/A 0.850   2017/07/17 0.150   2017/05/19 2,565,310,000 618,167,655 -   - -   -
27144 UBS AG - Ping An European Warrants Sep 2017 A HKD 1.180   0.400   1.000   7,270,000 6,237,600 N/A 1.180   2017/07/18 0.075   2017/05/08 17,314,495,000 2,086,307,810 -   - -   -
12863 UBS AG - Ping An European Warrants Sep 2017 B HKD 0.650   0.122   0.490   120,640,000 36,249,430 N/A 0.650   2017/07/18 0.067   2017/05/19 22,114,900,000 1,863,756,125 -   - -   -
14927 UBS AG - PWR Assets European Warrants Dec 2017 A HKD 0.580   0.168   0.550   66,705,000 27,888,355 N/A 0.580   2017/07/25 0.168   2017/07/20 75,865,000 30,770,130 -   - -   -
15532 UBS AG - Sands China European Put Warrants Jul 2017 B HKD -   -   0.014   0 0 26,273,555 0.270   2017/01/03 0.014   2017/05/24 1,532,360,000 157,726,928 0.295   2016/12/29 0.255   2016/12/30
13621 UBS AG - Sands China European Put Warrants Sep 2017 A HKD 0.095   0.032   0.031   183,912,000 8,923,440 N/A 0.198   2017/04/19 0.032   2017/07/24 1,039,408,000 93,244,904 -   - -   -
16703 UBS AG - Sands China European Put Warrants Sep 2017 D HKD 0.208   0.079   0.086   71,704,000 6,495,344 N/A 0.208   2017/07/11 0.079   2017/07/24 75,992,000 7,294,916 -   - -   -
11885 UBS AG - Sands China European Warrants Aug 2017 A HKD 0.052   0.020   0.028   8,216,000 239,560 N/A 0.260   2017/04/10 0.020   2017/07/19 1,460,328,000 123,013,428 -   - -   -
17996 UBS AG - Sands China European Warrants Dec 2017 A HKD 0.310   0.260   0.345   912,000 255,160 N/A 0.310   2017/07/13 0.260   2017/07/12 912,000 255,160 -   - -   -
14718 UBS AG - Sands China European Warrants Jul 2017 A HKD -   -   0.010   0 0 35,540 0.073   2017/01/23 0.019   2017/03/27 9,324,000 235,140 0.206   2016/12/01 0.077   2016/12/14
27991 UBS AG - Sands China European Warrants Jul 2017 C HKD -   -   0.100   0 0 N/A 0.305   2017/04/07 0.043   2017/05/18 1,637,332,000 243,148,084 -   - -   -
29363 UBS AG - Sands China European Warrants Jul 2017 D HKD -   -   0.043   0 0 N/A 0.275   2017/04/07 0.040   2017/06/26 92,892,000 7,561,340 -   - -   -
16701 UBS AG - Sands China European Warrants Nov 2017 A HKD 0.112   0.070   0.094   206,620,000 20,036,612 N/A 0.220   2017/06/19 0.070   2017/07/18 207,100,000 20,142,212 -   - -   -
16791 UBS AG - Sands China European Warrants Nov 2017 B HKD 0.204   0.115   0.172   670,572,000 98,056,072 N/A 0.370   2017/06/20 0.115   2017/07/12 676,204,000 99,712,352 -   - -   -
13916 UBS AG - Sands China European Warrants Sep 2017 B HKD 0.019   0.019   0.014   100,000 1,900 N/A 0.108   2017/04/21 0.019   2017/07/14 398,108,000 20,376,584 -   - -   -
15480 UBS AG - Sands China European Warrants Sep 2017 C HKD 0.124   0.051   0.083   268,468,000 23,011,576 N/A 0.244   2017/06/20 0.051   2017/07/07 1,390,028,000 179,335,440 -   - -   -
13422 UBS AG - SHK Ppt European Put Warrants Oct 2017 B HKD 0.083   0.022   0.023   20,620,000 1,197,410 N/A 0.340   2017/04/12 0.022   2017/07/28 234,000,000 32,353,680 -   - -   -
29109 UBS AG - SHK Ppt European Warrants Aug 2017 A HKD 0.056   0.025   0.040   11,060,000 409,340 N/A 0.495   2017/06/07 0.025   2017/07/26 207,650,000 47,722,440 -   - -   -
16582 UBS AG - SHK Ppt European Warrants Dec 2017 A HKD 0.260   0.182   0.245   32,220,000 6,789,930 N/A 0.440   2017/06/14 0.182   2017/07/27 45,680,000 10,641,380 -   - -   -
26371 UBS AG - SHK Ppt European Warrants Oct 2017 A HKD -   -   0.415   0 0 2,750 0.330   2017/02/16 0.330   2017/02/16 50,000 16,500 0.365   2016/08/05 0.360   2016/08/05
11326 UBS AG - Sinopec Corp European Warrants Jul 2017 A HKD -   -   0.019   0 0 N/A 0.335   2017/04/07 0.058   2017/05/05 199,916,000 30,247,390 -   - -   -
13034 UBS AG - Sinopec Corp European Warrants Jul 2017 B HKD -   -   0.013   0 0 N/A 0.216   2017/04/07 0.013   2017/06/15 159,494,000 13,372,718 -   - -   -
17044 UBS AG - Sinopec Corp European Warrants Nov 2017 A HKD 0.260   0.152   0.156   138,460,000 25,572,380 N/A 0.260   2017/07/04 0.152   2017/07/28 140,100,000 25,990,400 -   - -   -
16178 UBS AG - Sinopec Corp European Warrants Oct 2017 A HKD 0.074   0.032   0.032   258,428,000 17,205,160 N/A 0.182   2017/06/07 0.032   2017/07/31 261,824,000 17,769,716 -   - -   -
15687 UBS AG - Sinopec Corp European Warrants Sep 2017 A HKD 0.056   0.023   0.024   25,492,000 937,854 N/A 0.210   2017/05/18 0.023   2017/07/31 521,348,000 43,425,296 -   - -   -
19702 UBS AG - SJM Holdings European Warrants Dec 2017 A HKD 0.114   0.105   0.105   580,000 63,080 3,192,427 0.161   2017/06/20 0.059   2017/03/09 208,370,000 20,526,730 0.195   2016/02/18 0.077   2016/11/09
16727 UBS AG - SJM Holdings European Warrants Dec 2017 B HKD 0.600   0.335   0.335   26,858,000 11,388,975 N/A 0.760   2017/06/22 0.335   2017/07/31 29,412,000 13,228,845 -   - -   -
15878 UBS AG - SMIC European Warrants Apr 2018 A HKD 0.193   0.135   0.138   266,770,000 43,985,250 N/A 0.203   2017/05/22 0.135   2017/07/28 621,595,000 100,214,840 -   - -   -
29015 UBS AG - SMIC European Warrants Aug 2017 A HKD 0.050   0.010   0.010   64,130,000 2,133,775 N/A 0.231   2017/02/28 0.010   2017/07/31 782,500,000 55,700,050 -   - -   -
22238 UBS AG - SMIC European Warrants Dec 2017 A HKD -   -   0.027   0 0 739,092 0.227   2017/02/13 0.044   2017/05/23 26,960,000 4,876,640 -   - -   -
22249 UBS AG - SMIC European Warrants Jul 2017 A HKD -   -   0.010   0 0 11,076,378 0.231   2017/01/17 0.010   2017/05/18 600,245,000 69,067,630 -   - -   -
15893 UBS AG - SMIC European Warrants Mar 2018 A HKD 0.169   0.117   0.121   42,935,000 6,108,435 N/A 0.169   2017/07/19 0.107   2017/06/06 59,445,000 8,148,060 -   - -   -
16117 UBS AG - SMIC European Warrants Nov 2017 A HKD 0.033   0.013   0.015   3,170,000 73,510 9,702,814 0.305   2017/01/04 0.010   2017/06/30 738,000,000 93,624,470 -   - -   -
28970 UBS AG - SMIC European Warrants Oct 2017 A HKD -   -   0.015   0 0 N/A 0.140   2017/03/08 0.031   2017/05/18 54,560,000 5,572,335 -   - -   -
11347 UBS AG - SPDR Gold Trust European Warrants Sep 2017 A HKD 0.067   0.033   0.036   9,101,000 416,021 N/A 0.340   2017/04/13 0.033   2017/07/28 47,668,000 5,849,597 -   - -   -
26029 UBS AG - Stanchart European Put Warrants Aug 2017 A HKD 0.030   0.017   0.013   910,000 23,160 N/A 0.580   2017/02/27 0.017   2017/07/07 161,758,000 41,924,462 -   - -   -
17440 UBS AG - Stanchart European Put Warrants Jan 2018 A HKD 0.460   0.295   0.295   44,264,000 15,772,685 N/A 0.460   2017/07/06 0.295   2017/07/31 44,264,000 15,772,685 -   - -   -
27083 UBS AG - Stanchart European Warrants Aug 2017 B HKD 0.132   0.091   0.124   2,851,500 304,406 N/A 0.490   2017/02/15 0.091   2017/07/05 17,517,500 3,083,973 -   - -   -
24448 UBS AG - Stanchart European Warrants Dec 2017 A HKD 0.172   0.101   0.167   5,350,000 733,675 1,144,248 0.172   2017/07/26 0.060   2017/01/04 110,610,000 11,119,660 0.180   2016/01/04 0.039   2016/02/25
17441 UBS AG - Stanchart European Warrants Jan 2018 B HKD 0.530   0.365   0.500   45,873,000 22,576,770 N/A 0.530   2017/07/26 0.365   2017/07/06 45,873,000 22,576,770 -   - -   -
16055 UBS AG - Stanchart European Warrants Nov 2017 A HKD 0.660   0.405   0.650   60,263,000 28,447,206 N/A 0.660   2017/07/26 0.370   2017/06/01 79,431,000 36,433,911 -   - -   -
12117 UBS AG - Stanchart European Warrants Sep 2017 A HKD 0.850   0.365   0.810   6,642,000 3,908,498 N/A 0.850   2017/07/31 0.219   2017/06/27 242,109,000 94,074,383 -   - -   -
25157 UBS AG - Sunny Optical European Put Warrants Apr 2018 A HKD 0.260   0.246   0.255   33,900,000 8,643,300 N/A 0.260   2017/07/26 0.246   2017/07/26 33,900,000 8,643,300 -   - -   -
28228 UBS AG - Sunny Optical European Warrants Aug 2017 A HKD 3.830   0.870   3.310   1,250,000 2,055,200 N/A 3.830   2017/07/19 0.350   2017/06/06 358,610,000 203,804,900 -   - -   -
18414 UBS AG - Sunny Optical European Warrants Jan 2018 A HKD 1.870   0.660   1.250   101,140,000 103,443,100 N/A 1.870   2017/07/19 0.660   2017/07/12 101,140,000 103,443,100 -   - -   -
25128 UBS AG - Sunny Optical European Warrants Jan 2018 B HKD 1.150   0.970   0.970   280,000 302,300 N/A 1.150   2017/07/26 0.970   2017/07/31 280,000 302,300 -   - -   -
21536 UBS AG - Sunny Optical European Warrants Jul 2017 A HKD -   -   2.450   0 0 761,133 2.150   2017/04/28 0.480   2017/01/23 39,120,000 23,201,250 -   - -   -
25443 UBS AG - Sunny Optical European Warrants Jun 2018 A HKD 0.232   0.203   0.208   235,080,000 51,146,470 N/A 0.232   2017/07/26 0.203   2017/07/31 235,080,000 51,146,470 -   - -   -
15227 UBS AG - Sunny Optical European Warrants Nov 2017 A HKD 2.050   0.370   1.510   60,490,000 35,405,650 N/A 2.050   2017/07/19 0.350   2017/06/07 391,500,000 211,274,200 -   - -   -
15230 UBS AG - Sunny Optical European Warrants Nov 2018 A HKD -   -   0.530   0 0 N/A 0.320   2017/06/27 0.186   2017/06/06 98,500,000 19,545,200 -   - -   -
11342 UBS AG - Sunny Optical European Warrants Sep 2017 A HKD 2.700   0.340   2.100   12,370,000 11,018,450 N/A 2.700   2017/07/19 0.171   2017/06/06 381,830,000 177,008,500 -   - -   -
14617 UBS AG - Sunny Optical European Warrants Sep 2017 B HKD 3.000   0.790   2.940   1,100,000 1,375,000 N/A 3.000   2017/07/25 0.345   2017/06/06 216,290,000 151,608,450 -   - -   -
25366 UBS AG - Tencent Holdings European Put Warrants Dec 2017 C HKD 0.138   0.081   0.081   5,627,980,000 624,974,610 N/A 0.138   2017/07/26 0.081   2017/07/31 5,627,980,000 624,974,610 -   - -   -
17915 UBS AG - Tencent Holdings European Put Warrants Feb 2018 B HKD 0.156   0.076   0.062   440,000 56,840 N/A 0.156   2017/07/11 0.076   2017/07/25 440,000 56,840 -   - -   -
14936 UBS AG - Tencent Holdings European Put Warrants Nov 2017 A HKD 0.050   0.010   0.010   77,000,000 1,823,930 N/A 0.166   2017/05/05 0.010   2017/07/31 11,980,300,000 1,027,829,490 -   - -   -
15699 UBS AG - Tencent Holdings European Put Warrants Nov 2017 B HKD 0.085   0.012   0.015   128,750,000 5,106,050 N/A 0.227   2017/05/16 0.012   2017/07/31 14,785,420,000 1,330,785,990 -   - -   -
16081 UBS AG - Tencent Holdings European Put Warrants Nov 2017 C HKD 0.105   0.010   0.013   16,779,250,000 1,034,341,420 N/A 0.118   2017/06/01 0.010   2017/07/31 16,780,390,000 1,034,441,900 -   - -   -
16083 UBS AG - Tencent Holdings European Put Warrants Nov 2017 D HKD 0.155   0.026   0.027   7,168,900,000 486,758,880 N/A 0.182   2017/05/25 0.026   2017/07/31 43,646,860,000 4,489,751,150 -   - -   -
16726 UBS AG - Tencent Holdings European Put Warrants Nov 2017 F HKD 0.224   0.037   0.038   13,737,560,000 1,153,475,240 N/A 0.224   2017/07/05 0.037   2017/07/31 13,741,280,000 1,154,167,180 -   - -   -
15264 UBS AG - Tencent Holdings European Put Warrants Oct 2017 B HKD -   -   0.010   0 0 23,201,887 0.210   2017/01/03 0.018   2017/04/27 3,089,160,000 143,338,210 0.260   2016/12/23 0.204   2016/12/30
12161 UBS AG - Tencent Holdings European Put Warrants Sep 2017 A HKD 0.010   0.010   0.010   6,200,000 62,000 N/A 0.170   2017/03/23 0.010   2017/07/24 17,714,780,000 1,577,809,880 -   - -   -
14359 UBS AG - Tencent Holdings European Put Warrants Sep 2017 C HKD 0.015   0.010   0.010   43,900,000 491,500 N/A 0.120   2017/04/24 0.010   2017/07/27 15,418,280,000 1,117,772,370 -   - -   -
15749 UBS AG - Tencent Holdings European Warrants Apr 2018 A HKD 0.400   0.152   0.390   102,460,000 25,899,230 N/A 0.400   2017/07/31 0.152   2017/07/05 15,424,670,000 3,708,590,720 -   - -   -
16027 UBS AG - Tencent Holdings European Warrants Apr 2018 B HKD -   -   N/A   0 0 N/A -   - -   - 0 0 -   - -   -
15381 UBS AG - Tencent Holdings European Warrants Aug 2017 A HKD 0.990   0.620   1.010   940,000 770,400 8,534,735 0.990   2017/07/27 0.113   2017/01/24 52,676,970,000 6,827,608,740 0.143   2016/12/28 0.122   2016/12/29
14348 UBS AG - Tencent Holdings European Warrants Aug 2017 B HKD -   -   0.720   0 0 N/A 0.435   2017/06/09 0.181   2017/05/09 1,300,000 257,900 -   - -   -
14920 UBS AG - Tencent Holdings European Warrants Aug 2017 C HKD 1.690   0.140   1.500   53,888,000 34,753,824 N/A 1.690   2017/07/31 0.140   2017/07/05 4,098,060,000 2,396,598,004 -   - -   -
15082 UBS AG - Tencent Holdings European Warrants Aug 2017 D HKD 2.590   0.177   2.550   34,034,000 28,716,058 N/A 2.590   2017/07/31 0.177   2017/07/05 7,224,914,000 3,403,358,678 -   - -   -
16225 UBS AG - Tencent Holdings European Warrants Dec 2017 A HKD 0.247   0.064   0.236   1,111,040,000 160,578,180 N/A 0.247   2017/07/31 0.064   2017/07/05 56,456,620,000 7,436,045,760 -   - -   -
18723 UBS AG - Tencent Holdings European Warrants Dec 2017 B HKD 0.300   0.197   0.325   1,710,000 413,150 N/A 0.300   2017/07/27 0.197   2017/07/13 1,710,000 413,150 -   - -   -
15691 UBS AG - Tencent Holdings European Warrants Feb 2018 A HKD 0.217   0.198   0.475   2,400,000 480,800 N/A 0.275   2017/05/22 0.198   2017/07/05 4,920,000 1,150,120 -   - -   -
16969 UBS AG - Tencent Holdings European Warrants Jan 2018 A HKD 0.235   0.079   0.229   38,660,700,000 5,629,260,180 N/A 0.235   2017/07/31 0.079   2017/07/05 46,453,450,000 6,697,834,590 -   - -   -
26875 UBS AG - Tencent Holdings European Warrants Jan 2018 B HKD 0.285   0.285   0.285   80,000 22,800 N/A 0.285   2017/07/31 0.285   2017/07/31 80,000 22,800 -   - -   -
13186 UBS AG - Tencent Holdings European Warrants Jul 2017 A HKD 0.590   0.335   0.560   13,580,000 6,993,450 672,787,653 0.590   2017/07/17 0.050   2017/01/24 59,594,400,000 4,039,018,700 0.247   2016/09/13 0.032   2016/12/23
28751 UBS AG - Tencent Holdings European Warrants Jul 2017 B HKD 0.620   0.500   0.780   130,000 72,200 N/A 0.680   2017/06/27 0.083   2017/03/03 39,685,760,000 4,027,835,030 -   - -   -
25412 UBS AG - Tencent Holdings European Warrants Jun 2018 A HKD 0.285   0.280   0.244   240,000 67,600 N/A 0.285   2017/07/26 0.280   2017/07/26 240,000 67,600 -   - -   -
17999 UBS AG - Tencent Holdings European Warrants Mar 2018 A HKD 0.250   0.160   0.239   6,629,160,000 1,478,148,190 N/A 0.250   2017/07/31 0.160   2017/07/11 6,629,160,000 1,478,148,190 -   - -   -
16133 UBS AG - Tencent Holdings European Warrants Nov 2017 E HKD 0.335   0.099   0.325   15,689,170,000 1,946,714,620 N/A 0.335   2017/07/31 0.099   2017/07/05 35,438,080,000 5,084,977,880 -   - -   -
25418 UBS AG - Tencent Holdings European Warrants Nov 2017 G HKD 0.750   0.540   0.670   320,745,000 205,947,890 N/A 0.750   2017/07/26 0.540   2017/07/28 320,745,000 205,947,890 -   - -   -
28541 UBS AG - Tencent Holdings European Warrants Oct 2017 A HKD 1.100   1.090   1.180   600,000 657,000 114,700 1.100   2017/07/24 0.230   2017/01/16 660,000 690,500 0.425   2016/09/23 0.147   2016/06/17
15357 UBS AG - Tencent Holdings European Warrants Oct 2017 C HKD 0.455   0.450   0.830   1,200,000 541,500 229,156,652 0.530   2017/05/26 0.117   2017/02/10 8,342,210,000 1,374,939,910 0.124   2016/12/21 0.124   2016/12/21
14338 UBS AG - Tencent Holdings European Warrants Oct 2017 D HKD 0.650   0.265   0.650   2,560,000 1,146,000 N/A 0.650   2017/07/31 0.150   2017/05/05 8,938,550,000 1,459,805,650 -   - -   -
14940 UBS AG - Tencent Holdings European Warrants Oct 2017 E HKD 0.540   0.190   0.540   890,000 324,950 N/A 0.540   2017/07/31 0.144   2017/05/10 2,304,110,000 391,095,210 -   - -   -
16015 UBS AG - Tencent Holdings European Warrants Oct 2017 F HKD 0.980   0.960   1.170   60,000 58,200 N/A 0.980   2017/07/25 0.540   2017/06/01 55,151,000 44,656,010 -   - -   -
12256 UBS AG - Tencent Holdings European Warrants Sep 2017 B HKD 0.720   0.234   0.710   23,320,000 9,510,750 N/A 0.720   2017/07/31 0.095   2017/04/11 55,992,890,000 6,393,494,570 -   - -   -
16226 UBS AG - Tencent Holdings European Warrants Sep 2017 D HKD 1.270   0.189   1.130   2,257,446,000 1,857,095,372 N/A 1.270   2017/07/31 0.189   2017/07/05 4,153,172,000 3,182,251,782 -   - -   -
27597 UBS AG - Tracker Fund European Warrants Dec 2017 A HKD -   -   0.465   0 0 207,162 0.290   2017/05/16 0.155   2017/01/03 100,665,000 17,356,265 0.250   2016/10/13 0.119   2016/06/16
14844 UBS AG - Tracker Fund European Warrants Jul 2018 A HKD 0.241   0.226   0.310   540,000 123,310 N/A 0.249   2017/06/09 0.189   2017/05/05 59,310,000 12,929,440 -   - -   -
26173 UBS AG - Tracker Fund European Warrants Sep 2017 A HKD 0.510   0.510   0.680   5,000 2,550 4,183 0.550   2017/06/05 0.305   2017/01/18 270,000 86,100 0.320   2016/08/24 0.128   2016/05/13
16729 UBS AG - Tracker Fund European Warrants Sep 2018 A HKD 0.232   0.180   0.222   38,285,000 8,166,420 N/A 0.232   2017/07/26 0.180   2017/07/07 38,705,000 8,259,835 -   - -   -
15019 UBS AG - Wynn Macau European Put Warrants Dec 2017 A HKD 0.195   0.157   0.179   26,676,000 4,829,252 N/A 0.295   2017/05/08 0.157   2017/07/25 88,876,000 16,855,112 -   - -   -
13781 UBS AG - Wynn Macau European Put Warrants Oct 2017 A HKD -   -   0.011   0 0 1,954,331 0.220   2017/01/03 0.014   2017/06/13 273,860,000 36,492,188 0.275   2016/11/03 0.167   2016/12/01
17193 UBS AG - Wynn Macau European Warrants Feb 2018 A HKD 0.199   0.136   0.138   31,844,000 5,245,248 N/A 0.199   2017/07/12 0.136   2017/07/27 31,844,000 5,245,248 -   - -   -
23042 UBS AG - Wynn Macau European Warrants Jan 2018 A HKD -   -   0.380   0 0 187,790 0.550   2017/06/14 0.236   2017/01/20 8,848,000 2,499,420 -   - -   -
15018 UBS AG - Wynn Macau European Warrants Jan 2018 B HKD 0.167   0.101   0.102   335,032,000 42,763,016 N/A 0.220   2017/06/14 0.101   2017/07/31 466,448,000 66,881,308 -   - -   -
13491 UBS AG - Wynn Macau European Warrants Sep 2017 A HKD 0.183   0.107   0.111   960,000 112,328 9,654,265 0.265   2017/06/20 0.071   2017/01/17 738,020,000 77,164,444 0.226   2016/09/29 0.071   2016/11/14
12523 UBS AG - Wynn Macau European Warrants Sep 2017 B HKD 0.094   0.040   0.042   72,876,000 3,953,188 N/A 0.185   2017/04/10 0.040   2017/07/27 712,628,000 79,943,796 -   - -   -
23877 UBS AG - Xinyi Glass European Warrants Aug 2018 A HKD 0.155   0.138   0.138   6,600,000 976,040 N/A 0.155   2017/07/26 0.138   2017/07/31 6,600,000 976,040 -   - -   -
13745 UBS AG - Yanzhou Coal European Wts Aug 2018 A HKD 0.185   0.117   0.171   2,548,000 413,092 10,293,743 0.185   2017/07/25 0.072   2017/06/01 681,106,000 70,714,200 0.184   2016/10/25 0.076   2016/12/28
26830 UBS AG - Yanzhou Coal European Wts Dec 2017 A HKD 0.221   0.121   0.186   3,500,000 625,980 3,995,947 0.221   2017/07/19 0.063   2017/06/01 376,480,000 36,379,600 0.165   2016/03/18 0.061   2016/12/28
19675 UBS AG - Yanzhou Coal European Wts Jan 2018 A HKD 1.240   0.830   0.930   9,816,000 9,286,300 N/A 1.240   2017/07/20 0.830   2017/07/28 9,816,000 9,286,300 -   - -   -
13917 UBS AG - Zijin Mining European Warrants Dec 2017 A HKD 0.088   0.057   0.079   40,284,000 2,743,790 N/A 0.340   2017/04/19 0.057   2017/07/28 81,078,000 7,477,410 -   - -   -
14752 UBS AG - ZTE European Warrants Dec 2017 A HKD 0.470   0.280   0.430   6,736,000 2,100,080 N/A 0.470   2017/07/24 0.215   2017/05/10 112,698,000 31,232,752 -   - -   -
16728 UBS AG - ZTE European Warrants Dec 2017 B HKD 0.400   0.243   0.340   37,520,000 10,074,620 N/A 0.400   2017/07/24 0.242   2017/06/16 55,800,000 15,854,462 -   - -   -
25873 UBS AG - ZTE European Warrants Jan 2018 A HKD 0.255   0.207   0.208   69,036,000 15,740,526 N/A 0.255   2017/07/27 0.207   2017/07/31 69,036,000 15,740,526 -   - -   -
29497 UBS AG - ZTE European Warrants Jul 2017 A HKD -   -   0.700   0 0 N/A 0.480   2017/06/23 0.120   2017/03/10 429,588,000 61,843,764 -   - -   -
11679 UBS AG - ZTE European Warrants Nov 2017 A HKD 0.485   0.325   0.510   452,000 175,910 N/A 0.485   2017/07/20 0.127   2017/04/19 326,434,000 60,555,150 -   - -   -
A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.