Code	Stock	Trading currency	This month					Average monthly turnover($) Mar 2017 - Aug 2017 (*)	This year (up to August 2017)						Previous year
Code	Stock	Trading currency	High	Low	Close	Turnover (unit)	Turnover ($)	Average monthly turnover($) Mar 2017 - Aug 2017 (*)	High	High date	Low	Low date	Turnover (unit)	Turnover ($)	High	High date	Low	Low date
14677	Bank of East Asia - AAC Tech European Warrants Aug 2018 A	HKD	0.440	0.239	0.450	8,450,000	2,201,200	N/A	0.440	2017/08/28	0.186	2017/06/26	43,250,000	10,131,300	-	-	-	-
28027	Bank of East Asia - AAC Tech European Warrants Feb 2019 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14678	Bank of East Asia - AAC Tech European Warrants Oct 2017 A	HKD	0.395	0.230	0.400	1,055,000	393,475	N/A	0.395	2017/08/31	0.066	2017/05/18	84,860,000	11,095,535	-	-	-	-
17773	Bank of East Asia - BYD European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,387	0.042	2017/01/13	0.010	2017/07/06	7,080,000	263,300	0.145	2016/09/09	0.033	2016/12/28
26837	Bank of East Asia - BYD European Warrants Dec 2018 A	HKD	-	-	0.206	0	0	519,158	0.249	2017/07/21	0.199	2017/05/17	14,300,000	3,160,950	0.315	2016/08/30	0.260	2016/11/28
14026	Bank of East Asia - BYD European Warrants Dec 2018 B	HKD	0.119	0.093	0.097	113,180,000	12,037,985	3,049,617	0.136	2017/06/14	0.093	2017/08/30	173,215,000	19,044,320	0.174	2016/11/02	0.104	2016/12/28
24348	Bank of East Asia - BYD European Warrants Mar 2018 A	HKD	0.107	0.078	0.082	52,300,000	5,022,950	3,567,833	0.134	2017/06/14	0.078	2017/08/30	278,250,000	30,208,900	0.220	2016/09/12	0.101	2016/12/28
25509	Bank of East Asia - BYD European Warrants Sep 2017 A	HKD	-	-	0.074	0	0	1,875	0.118	2017/06/14	0.107	2017/06/15	100,000	11,250	0.244	2016/09/07	0.140	2016/02/16
29620	Bank of East Asia - Ch Comm Cons European Wts Nov 2018 A	HKD	0.174	0.168	0.169	20,030,000	3,444,190	N/A	0.285	2017/03/23	0.167	2017/06/15	144,550,000	31,433,600	-	-	-	-
17147	Bank of East Asia - Ch Mobile European Warrants Jan 2019 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
26424	Bank of East Asia - CITIC European Warrants Nov 2017 A	HKD	0.160	0.125	0.139	1,220,000	176,450	29,408	0.182	2017/01/19	0.125	2017/08/24	1,260,000	183,680	0.290	2016/03/14	0.171	2016/05/12
29085	Bank of East Asia - CITIC Sec European Warrants Oct 2018 A	HKD	0.176	0.160	0.224	14,080,000	2,376,895	N/A	0.176	2017/08/25	0.160	2017/08/21	14,080,000	2,376,895	-	-	-	-
17149	Bank of East Asia - CNBM European Warrants Feb 2018 A	HKD	0.690	0.455	0.450	21,428,000	12,266,270	N/A	0.690	2017/08/09	0.405	2017/07/07	23,428,000	13,217,010	-	-	-	-
24713	Bank of East Asia - CNBM European Warrants Nov 2017 A	HKD	0.015	0.010	0.010	1,560,000	19,900	53,193	0.048	2017/03/15	0.010	2017/08/30	13,020,000	419,660	0.037	2016/07/21	0.010	2016/09/12
29619	Bank of East Asia - CNBM European Warrants Oct 2017 A	HKD	-	-	0.022	0	0	N/A	0.480	2017/03/16	0.022	2017/07/24	105,124,000	14,726,886	-	-	-	-
12212	Bank of East Asia - CNOOC European Put Warrants Dec 2017 A	HKD	0.051	0.036	0.036	610,000	23,010	448,498	0.111	2017/03/15	0.036	2017/08/30	32,710,000	2,734,490	0.127	2016/09/20	0.068	2016/12/14
12265	Bank of East Asia - CNOOC European Warrants Aug 2018 A	HKD	0.133	0.095	0.122	33,400,000	3,818,010	4,199,487	0.201	2017/04/07	0.095	2017/08/16	164,740,000	25,196,920	0.249	2016/06/07	0.119	2016/01/19
25827	Bank of East Asia - CNOOC European Warrants Dec 2018 A	HKD	-	-	0.255	0	0	82,405	0.265	2017/04/25	0.241	2017/05/05	2,020,000	494,430	0.350	2016/04/21	0.170	2016/01/26
23152	Bank of East Asia - CNOOC European Warrants May 2018 A	HKD	0.073	0.048	0.071	9,120,000	531,400	251,700	0.146	2017/01/13	0.048	2017/08/15	58,920,000	5,910,420	0.223	2016/04/21	0.093	2016/01/25
16783	Bank of East Asia - Evergrande European Warrants Feb 2018 A	HKD	0.830	0.380	0.670	49,540,000	30,515,100	N/A	0.830	2017/08/30	0.225	2017/06/28	101,790,000	45,745,940	-	-	-	-
17685	Bank of East Asia - Evergrande European Warrants Jan 2018 A	HKD	0.910	0.420	0.780	46,040,000	23,171,150	N/A	0.910	2017/08/30	0.325	2017/07/19	60,760,000	28,663,850	-	-	-	-
14027	Bank of East Asia - Geely Auto European Warrants Dec 2018 A	HKD	-	-	0.950	0	0	794,358	0.890	2017/07/27	0.148	2017/01/06	197,910,000	44,353,950	0.215	2016/11/02	0.138	2016/11/17
26423	Bank of East Asia - Great Wall Motor European Wts Dec 2017 A	HKD	-	-	0.350	0	0	285,320	0.480	2017/06/13	0.188	2017/05/16	12,750,000	4,125,675	0.310	2016/08/03	0.117	2016/05/16
16781	Bank of East Asia - Great Wall Motor European Wts Dec 2018 A	HKD	0.169	0.169	0.159	50,000	8,450	N/A	0.218	2017/07/06	0.163	2017/07/20	79,360,000	15,694,625	-	-	-	-
14012	Bank of East Asia - Great Wall Motor European Wts Feb 2018 A	HKD	0.190	0.131	0.134	22,765,000	3,573,505	17,074,159	0.248	2017/06/13	0.070	2017/05/09	880,925,000	125,556,070	0.152	2016/11/02	0.088	2016/12/15
26626	Bank of East Asia - HKEX European Put Warrants Oct 2018 B	HKD	0.098	0.074	0.083	11,260,000	1,040,040	867,505	0.193	2017/02/14	0.074	2017/08/28	41,760,000	6,302,520	-	-	-	-
26625	Bank of East Asia - HKEX European Warrants Oct 2018 A	HKD	0.390	0.275	0.300	3,340,000	1,036,650	2,434,593	0.390	2017/08/08	0.203	2017/04/24	65,420,000	16,417,100	-	-	-	-
27412	Bank of East Asia - HS H-SHARE European Warrants Dec 2017 A	HKD	0.069	0.058	0.062	140,000	8,520	40,480	0.069	2017/08/28	0.030	2017/05/18	7,260,000	265,920	0.056	2016/09/09	0.020	2016/05/24
26624	Bank of East Asia - HSBC European Put Warrants Jan 2018 A	HKD	-	-	0.017	0	0	503,259	0.246	2017/02/21	0.017	2017/07/06	25,184,000	4,333,412	-	-	-	-
19250	Bank of East Asia - HSBC European Warrants Oct 2017 A	HKD	0.600	0.600	0.610	12,000	7,200	556,706	0.600	2017/08/28	0.063	2017/04/20	30,788,000	4,209,796	-	-	-	-
17152	Bank of East Asia - IGG European Warrants Jan 2018 A	HKD	0.320	0.202	0.204	93,350,000	24,592,810	N/A	0.385	2017/07/20	0.202	2017/08/30	160,880,000	47,348,310	-	-	-	-
24871	Bank of East Asia - Lenovo European Warrants Dec 2017 A	HKD	-	-	0.010	0	0	0	0.028	2017/01/12	0.014	2017/02/17	3,020,000	63,620	0.165	2016/01/13	0.022	2016/11/09
14680	Bank of East Asia - Lenovo European Warrants Jan 2018 A	HKD	-	-	0.042	0	0	N/A	0.280	2017/05/02	0.169	2017/07/28	1,788,000	436,558	-	-	-	-
24938	Bank of East Asia - Minsheng Bank European Warrants Dec2018A	HKD	0.201	0.169	0.169	400,000	77,200	367,465	0.280	2017/02/17	0.140	2017/05/08	19,600,000	3,827,035	0.285	2016/09/27	0.136	2016/02/15
12266	Bank of East Asia - New World Dev European Wts Apr 2018 A	HKD	0.345	0.295	0.330	5,040,000	1,586,850	1,326,547	0.360	2017/06/07	0.171	2017/01/03	31,100,000	8,900,650	0.310	2016/09/09	0.068	2016/02/03
28026	Bank of East Asia - PetroChina European Warrants May 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
12875	Bank of East Asia - R&F Ppt European Warrants Sep 2017 A	HKD	0.400	0.054	0.400	16,172,000	2,403,144	5,165,900	0.400	2017/08/31	0.036	2017/07/06	370,264,000	31,219,072	0.270	2016/09/09	0.035	2016/12/28
17148	Bank of East Asia - Sino-Ocean Gp European Warrants Feb 18 A	HKD	0.710	0.237	0.710	23,118,000	8,929,935	N/A	0.710	2017/08/31	0.237	2017/08/11	32,839,000	12,351,385	-	-	-	-
26834	Bank of East Asia - Stanchart European Warrants Dec 2018 A	HKD	0.540	0.540	0.495	5,000	2,700	107,542	0.540	2017/08/02	0.380	2017/01/19	1,775,000	774,525	0.370	2016/09/05	0.195	2016/04/08
12876	Bank of East Asia - Tencent Holdings European Wts Oct 2017 A	HKD	1.000	0.880	0.980	70,000	63,600	29,652	1.000	2017/08/24	0.116	2017/01/05	12,220,000	1,733,160	0.275	2016/09/08	0.090	2016/12/20
26633	Bank of East Asia - Yanzhou Coal European Wts Aug 2017 A	HKD	0.430	0.122	0.025	4,750,000	1,278,644	2,036,187	0.680	2017/04/12	0.064	2017/06/12	43,146,000	13,393,120	-	-	-	-
29087	Bank of East Asia - Yanzhou Coal European Wts Dec 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
17151	Bank of East Asia - Yanzhou Coal European Wts Jan 2018 A	HKD	1.240	0.670	1.010	188,000	153,680	N/A	1.240	2017/08/08	0.670	2017/08/18	1,380,000	1,281,700	-	-	-	-
22030	Bank of East Asia - Yanzhou Coal European Wts Sep 2017 A	HKD	0.430	0.430	0.420	400,000	172,000	147,837	0.430	2017/08/10	0.237	2017/01/06	4,392,000	1,354,424	0.320	2016/10/25	0.115	2016/01/07
12201	Bank of East Asia - Zhaojin Mining European Wts Dec 2017 A	HKD	0.026	0.015	0.023	2,640,000	54,350	2,591,854	0.142	2017/02/09	0.015	2017/08/21	341,795,000	33,080,890	0.270	2016/08/16	0.040	2016/11/10
26632	Bank of East Asia - Zhaojin Mining European Wts Sep 2018 A	HKD	0.172	0.140	0.164	87,725,000	13,540,045	14,427,971	0.255	2017/03/17	0.138	2017/07/18	507,880,000	86,567,825	-	-	-	-
19229	Bank of East Asia - ZTE European Warrants Dec 2017 A	HKD	-	-	0.580	0	0	1,681,891	0.560	2017/07/26	0.164	2017/03/10	53,262,000	11,754,874	-	-	-	-
14508	Bank of East Asia - ZTE European Warrants Oct 2017 A	HKD	-	-	0.810	0	0	3,132,599	0.800	2017/07/25	0.208	2017/03/07	115,362,000	29,041,260	0.242	2016/12/13	0.220	2016/12/19
11400	Bank Vontobel - Ping An European Warrants Mar 2018 A	HKD	0.305	0.260	0.265	522,525,000	145,158,600	N/A	0.305	2017/08/30	0.260	2017/08/31	522,525,000	145,158,600	-	-	-	-
11394	Bank Vontobel - Tencent European Warrants Mar 2018 A	HKD	0.184	0.139	0.179	1,111,150,000	177,414,480	N/A	0.184	2017/08/31	0.139	2017/08/29	1,111,150,000	177,414,480	-	-	-	-
12794	BNP Paribas Issuance B.V. - AAC Acoustic Euro Wts Sep18A	HKD	0.620	0.290	0.600	6,820,000	3,021,350	6,491,280	0.620	2017/08/31	0.155	2017/01/04	144,685,000	41,403,930	0.305	2016/08/30	0.135	2016/12/12
21969	BNP Paribas Issuance B.V. - A50 China Euro Wts Apr 2018 A	HKD	0.840	0.485	0.780	14,928,700	9,480,480	5,450,402	0.840	2017/08/31	0.151	2017/05/09	89,550,700	37,259,486	-	-	-	-
14240	BNP Paribas Issuance B.V. - A50 China Euro Wts Aug 2017 A	HKD	-	-	0.640	0	0	219,370	0.690	2017/07/24	0.064	2017/05/11	17,925,000	4,436,876	0.600	2016/12/01	0.280	2016/12/30
21456	BNP Paribas Issuance B.V. - A50 China Euro Wts Dec 2017 A	HKD	-	-	0.015	0	0	0	-	-	-	-	0	0	0.042	2016/01/06	0.012	2016/10/17
16460	BNP Paribas Issuance B.V. - A50 China Euro Wts Feb 2018 A	HKD	0.950	0.460	0.860	19,879,600	11,572,433	N/A	0.950	2017/08/30	0.285	2017/06/21	68,895,300	34,271,589	-	-	-	-
26188	BNP Paribas Issuance B.V. - A50 China Euro Wts Jan 2018 A	HKD	0.435	0.335	0.425	9,886,000	3,580,525	3,865,935	0.435	2017/08/29	0.150	2017/05/05	92,359,000	23,720,541	0.225	2016/11/30	0.113	2016/06/28
17090	BNP Paribas Issuance B.V. - A50 China Euro Wts Jul 2018 A	HKD	0.700	0.360	0.650	32,836,100	15,653,455	N/A	0.700	2017/08/30	0.325	2017/07/04	80,270,500	35,765,495	-	-	-	-
28047	BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2017 A	HKD	1.280	0.445	1.140	1,559,000	1,137,600	327,226	1.280	2017/08/30	0.107	2017/05/05	9,174,000	3,544,288	-	-	-	-
11253	BNP Paribas Issuance B.V. - A50 China Euro Wts Oct 2018 A	HKD	0.215	0.131	0.205	14,931,000	2,634,854	2,627,388	0.215	2017/08/30	0.049	2017/05/09	200,365,000	18,257,193	0.152	2016/01/04	0.056	2016/09/26
15243	BNP Paribas Issuance B.V. - AAC Tech Euro Wts Apr 2018 A	HKD	0.395	0.145	0.365	54,460,000	13,207,200	N/A	0.395	2017/08/30	0.112	2017/07/05	274,655,000	47,143,100	-	-	-	-
14667	BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 A	HKD	0.530	0.233	0.510	75,200,000	26,431,015	N/A	0.530	2017/08/30	0.174	2017/05/15	282,005,000	75,846,965	-	-	-	-
15249	BNP Paribas Issuance B.V. - AAC Tech Euro Wts Jul 2018 B	HKD	0.365	0.143	0.340	47,015,000	14,547,395	N/A	0.365	2017/08/30	0.113	2017/07/05	269,725,000	48,505,755	-	-	-	-
24941	BNP Paribas Issuance B.V. - AAC Tech Euro Wts Oct 2018 A	HKD	0.445	0.223	0.425	67,795,000	22,933,020	N/A	0.445	2017/08/30	0.209	2017/07/26	72,735,000	24,012,540	-	-	-	-
16151	BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Feb 2018 A	HKD	1.990	1.060	1.800	4,944,000	8,646,940	N/A	2.160	2017/07/28	0.870	2017/06/15	14,848,000	21,305,380	-	-	-	-
25793	BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Feb 2018 B	HKD	0.440	0.210	0.275	78,478,000	24,405,072	N/A	0.540	2017/07/27	0.210	2017/08/15	97,362,000	33,682,642	-	-	-	-
12676	BNP Paribas Issuance B.V. - Agile Ppt Euro Wt Nov 2018 A	HKD	0.300	0.150	0.250	18,324,000	3,919,598	3,324,061	0.345	2017/07/28	0.013	2017/02/10	198,372,000	20,526,068	0.055	2016/04/18	0.011	2016/12/19
14037	BNP Paribas Issuance B.V. - Agricultural Bank Eu Wt Dec17A	HKD	0.146	0.101	0.108	550,000	59,200	N/A	0.146	2017/08/28	0.101	2017/08/15	7,310,000	984,607	-	-	-	-
26729	BNP Paribas Issuance B.V. - AIA European Wts Apr 2018 A	HKD	0.370	0.225	0.260	191,862,000	58,200,280	N/A	0.370	2017/08/01	0.225	2017/08/21	195,202,000	59,244,380	-	-	-	-
13300	BNP Paribas Issuance B.V. - AIA European Wts Dec 2017 A	HKD	0.221	0.094	0.121	249,380,000	36,618,862	29,902,892	0.221	2017/08/02	0.036	2017/01/04	1,866,130,000	186,631,820	0.295	2016/10/11	0.039	2016/12/29
23297	BNP Paribas Issuance B.V. - AIA European Wts Feb 2018 A	HKD	0.400	0.219	0.280	404,910,000	126,776,952	N/A	0.400	2017/08/02	0.219	2017/08/21	538,296,000	168,466,572	-	-	-	-
14496	BNP Paribas Issuance B.V. - AIA European Wts Jan 2018 A	HKD	0.700	0.580	0.580	470,000	299,060	38,080,576	0.700	2017/08/02	0.106	2017/01/03	1,418,060,000	316,336,104	0.255	2016/11/28	0.113	2016/12/09
21916	BNP Paribas Issuance B.V. - AIA European Wts Jan 2019 A	HKD	0.750	0.590	0.670	91,482,000	61,737,060	34,483,510	0.750	2017/08/02	0.241	2017/04/19	477,622,000	223,338,272	-	-	-	-
16989	BNP Paribas Issuance B.V. - AIA European Wts Jul 2018 A	HKD	0.390	0.270	0.305	258,316,000	85,154,660	N/A	0.390	2017/08/02	0.182	2017/07/04	609,382,000	177,517,930	-	-	-	-
27631	BNP Paribas Issuance B.V. - AIA European Wts Jul 2018 B	HKD	0.265	0.160	0.170	506,086,000	94,526,236	N/A	0.265	2017/08/03	0.160	2017/08/30	506,086,000	94,526,236	-	-	-	-
22359	BNP Paribas Issuance B.V. - AIA European Wts Mar 2018 A	HKD	-	-	0.720	0	0	23,743,032	0.850	2017/07/28	0.204	2017/02/08	962,414,000	250,034,908	-	-	-	-
15059	BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 A	HKD	0.940	0.730	0.770	482,000	395,120	37,263,833	0.940	2017/08/02	0.146	2017/01/04	1,811,212,000	387,811,650	0.207	2016/12/13	0.150	2016/12/29
15422	BNP Paribas Issuance B.V. - AIA European Wts Oct 2017 B	HKD	1.310	1.310	1.220	36,000	47,160	2,497,322	1.310	2017/08/08	0.214	2017/01/04	569,738,000	178,543,176	0.255	2016/12/28	0.217	2016/12/29
11565	BNP Paribas Issuance B.V. - AIA European Wts Oct 2018 A	HKD	0.730	0.540	0.610	144,262,000	92,799,360	N/A	0.730	2017/08/02	0.232	2017/04/19	608,900,000	290,656,732	-	-	-	-
28470	BNP Paribas Issuance B.V. - AIA European Wts Oct 2018 B	HKD	0.250	0.177	0.182	551,202,000	111,887,790	N/A	0.250	2017/08/08	0.177	2017/08/22	551,202,000	111,887,790	-	-	-	-
17303	BNP Paribas Issuance B.V. - BankComm Euro Wts Feb 2018 A	HKD	0.350	0.162	0.265	89,382,000	24,857,065	N/A	0.350	2017/08/28	0.162	2017/08/21	155,170,000	42,071,999	-	-	-	-
26943	BNP Paribas Issuance B.V. - BankComm Euro Wts Oct 2018 A	HKD	0.430	0.270	0.350	73,144,000	24,249,810	N/A	0.430	2017/08/28	0.270	2017/08/18	73,144,000	24,249,810	-	-	-	-
29054	BNP Paribas Issuance B.V. - BOCHK European Wts Apr 2018 A	HKD	0.620	0.450	0.600	610,000	314,900	12,115,775	0.620	2017/08/30	0.151	2017/04/20	317,980,000	72,694,650	-	-	-	-
22065	BNP Paribas Issuance B.V. - BOCHK European Wts Apr 2018 B	HKD	0.243	0.135	0.184	279,955,000	55,623,315	N/A	0.243	2017/08/02	0.135	2017/08/18	293,330,000	57,941,845	-	-	-	-
16154	BNP Paribas Issuance B.V. - BOCHK European Wts Aug 2018 A	HKD	0.400	0.255	0.355	136,155,000	44,815,975	N/A	0.400	2017/08/02	0.176	2017/06/21	267,455,000	75,287,395	-	-	-	-
17416	BNP Paribas Issuance B.V. - BOCHK European Wts Nov 2018 A	HKD	0.265	0.183	0.238	95,550,000	22,031,645	N/A	0.265	2017/08/30	0.168	2017/07/07	130,130,000	28,429,830	-	-	-	-
27227	BNP Paribas Issuance B.V. - BOCL European Wts Apr 2018 A	HKD	0.550	0.310	0.495	6,406,000	3,052,795	11,142,866	0.550	2017/08/30	0.210	2017/07/10	233,143,000	67,908,298	-	-	-	-
26140	BNP Paribas Issuance B.V. - BOCL European Wts Aug 2017 A	HKD	-	-	0.380	0	0	207,020	0.610	2017/02/16	0.209	2017/02/03	17,127,000	5,021,205	0.520	2016/09/09	0.126	2016/05/13
27721	BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 A	HKD	0.500	0.241	0.460	7,799,000	2,649,045	2,386,015	0.520	2017/02/16	0.148	2017/07/07	105,714,000	25,782,035	0.405	2016/09/08	0.138	2016/05/10
13304	BNP Paribas Issuance B.V. - BOCL European Wts Dec 2017 B	HKD	0.134	0.050	0.101	76,438,000	6,229,986	1,893,929	0.206	2017/02/23	0.036	2017/07/07	159,338,000	13,687,737	0.131	2016/10/27	0.127	2016/10/27
16743	BNP Paribas Issuance B.V. - BOCL European Wts Jan 2019 A	HKD	0.420	0.275	0.360	119,543,000	41,443,850	N/A	0.420	2017/08/28	0.255	2017/07/24	131,457,000	44,663,770	-	-	-	-
29000	BNP Paribas Issuance B.V. - BOCL European Wts Jun 2018 A	HKD	0.207	0.106	0.186	19,262,000	2,709,196	1,899,652	0.228	2017/03/21	0.096	2017/04/19	83,376,000	11,618,914	-	-	-	-
23284	BNP Paribas Issuance B.V. - BOCL European Wts Jun 2018 B	HKD	0.345	0.244	0.310	29,980,000	8,970,405	N/A	0.345	2017/08/30	0.244	2017/08/15	29,980,000	8,970,405	-	-	-	-
12963	BNP Paribas Issuance B.V. - BOCL European Wts Sep 2018 A	HKD	0.330	0.199	0.290	52,095,000	14,827,495	12,318,374	0.345	2017/02/16	0.139	2017/04/19	294,586,000	83,258,355	0.360	2016/09/09	0.155	2016/12/23
26918	BNP Paribas Issuance B.V. - Brilliance Chi Eu Wt Apr 2018A	HKD	0.475	0.320	0.340	11,952,000	4,123,900	N/A	0.475	2017/08/07	0.320	2017/08/29	11,952,000	4,123,900	-	-	-	-
28331	BNP Paribas Issuance B.V. - BYD Electronic Euro Wts Apr18A	HKD	0.425	0.249	0.375	3,000,000	1,022,580	N/A	0.425	2017/08/28	0.249	2017/08/11	3,000,000	1,022,580	-	-	-	-
16373	BNP Paribas Issuance B.V. - BYD European Wts Apr 2018 A	HKD	0.740	0.495	0.520	28,555,000	18,675,900	N/A	0.920	2017/07/21	0.495	2017/08/30	85,620,000	60,367,050	-	-	-	-
29001	BNP Paribas Issuance B.V. - BYD European Wts Jan 2018 A	HKD	0.280	0.138	0.147	45,810,000	7,242,150	8,777,497	0.500	2017/02/28	0.138	2017/08/30	179,640,000	53,823,180	-	-	-	-
17741	BNP Paribas Issuance B.V. - BYD European Wts May 2018 A	HKD	0.430	0.275	0.285	100,630,000	37,049,700	N/A	0.570	2017/07/21	0.275	2017/08/30	195,310,000	79,641,225	-	-	-	-
29013	BNP Paribas Issuance B.V. - BYD European Wts Oct 2017 A	HKD	0.023	0.018	0.010	15,550,000	317,900	1,104,842	0.065	2017/02/09	0.018	2017/08/07	340,800,000	14,508,950	0.155	2016/08/31	0.051	2016/12/29
25257	BNP Paribas Issuance B.V. - BYD European Wts Sep 2017 A	HKD	0.085	0.068	0.068	150,000	11,800	874,558	0.113	2017/02/09	0.064	2017/05/19	129,350,000	12,250,150	0.212	2016/09/08	0.092	2016/12/12
26715	BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Apr 2018 A	HKD	0.285	0.145	0.255	55,266,000	10,242,132	N/A	0.285	2017/08/28	0.145	2017/08/11	58,466,000	10,804,132	-	-	-	-
12250	BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 A	HKD	-	-	0.209	0	0	8,401,980	0.235	2017/07/25	0.025	2017/05/11	608,948,000	51,439,932	0.315	2016/08/15	0.104	2016/12/30
12546	BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Aug 2017 B	HKD	-	-	0.010	0	0	156,286	0.060	2017/01/05	0.010	2017/05/05	112,940,000	4,521,312	0.119	2016/09/07	0.048	2016/12/30
17098	BNP Paribas Issuance B.V. - CAM CSI300 Euro Wts Jul 2018 A	HKD	0.265	0.126	0.236	35,348,000	6,339,762	N/A	0.265	2017/08/28	0.126	2017/08/11	59,636,000	10,677,210	-	-	-	-
22420	BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 A	HKD	0.590	0.255	0.435	430,899,000	162,216,060	74,590,433	0.590	2017/08/28	0.187	2017/07/06	1,722,299,000	582,350,309	-	-	-	-
27229	BNP Paribas Issuance B.V. - CC Bank Euro Wts Apr 2018 B	HKD	0.850	0.455	0.720	63,297,000	36,473,200	80,015,430	0.850	2017/08/30	0.270	2017/07/10	1,257,328,000	511,952,690	-	-	-	-
26138	BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 A	HKD	-	-	1.050	0	0	435,542	1.010	2017/07/13	0.440	2017/02/08	8,822,000	6,597,470	0.850	2016/09/22	0.123	2016/05/19
11349	BNP Paribas Issuance B.V. - CC Bank Euro Wts Aug 2017 B	HKD	-	-	0.590	0	0	5,652,007	0.590	2017/07/27	0.105	2017/07/07	239,057,000	74,812,686	0.580	2016/09/09	0.176	2016/12/23
27716	BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 A	HKD	1.430	0.790	1.210	3,327,000	3,475,410	1,315,733	1.430	2017/08/28	0.460	2017/02/03	57,134,000	30,810,605	0.810	2016/09/22	0.161	2016/05/19
12961	BNP Paribas Issuance B.V. - CC Bank Euro Wts Dec 2017 B	HKD	0.213	0.059	0.130	162,275,000	20,641,554	11,086,409	0.220	2017/02/16	0.039	2017/07/07	846,943,000	80,573,751	0.255	2016/09/09	0.084	2016/11/17
12567	BNP Paribas Issuance B.V. - CC Bank Euro Wts Feb 2018 A	HKD	0.620	0.232	0.435	175,534,000	65,320,049	45,317,070	0.620	2017/08/28	0.141	2017/07/07	995,552,000	303,535,247	0.455	2016/09/09	0.167	2016/11/18
21673	BNP Paribas Issuance B.V. - CC Bank Euro Wts Jan 2019 A	HKD	0.460	0.260	0.370	266,617,000	92,264,660	34,277,544	0.460	2017/08/30	0.170	2017/05/09	798,445,000	228,277,200	-	-	-	-
15926	BNP Paribas Issuance B.V. - CC Bank Euro Wts Jun 2018 A	HKD	0.570	0.280	0.445	121,594,000	45,191,220	N/A	0.570	2017/08/28	0.211	2017/07/10	289,036,000	96,935,313	-	-	-	-
21656	BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 A	HKD	0.510	0.275	0.375	235,889,000	93,890,005	27,308,765	0.510	2017/08/28	0.186	2017/05/09	629,402,000	209,995,106	-	-	-	-
17030	BNP Paribas Issuance B.V. - CC Bank Euro Wts Oct 2018 B	HKD	0.590	0.340	0.465	196,518,000	81,794,445	N/A	0.590	2017/08/30	0.255	2017/07/10	294,095,000	116,360,865	-	-	-	-
13301	BNP Paribas Issuance B.V. - CC Bank Euro Wts Sep 2017 A	HKD	0.043	0.010	0.010	122,175,000	2,846,307	5,327,622	0.149	2017/02/16	0.010	2017/08/28	1,029,539,000	50,215,062	0.232	2016/09/22	0.065	2016/12/23
28058	BNP Paribas Issuance B.V. - Ch Comm Cons Eur Wt Dec 2017 A	HKD	0.088	0.060	0.062	92,790,000	6,728,620	3,004,288	0.196	2017/04/06	0.060	2017/08/18	230,260,000	19,538,100	-	-	-	-
12666	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Apr 2018 A	HKD	0.255	0.139	0.174	216,615,000	40,788,225	N/A	0.395	2017/03/28	0.102	2017/07/06	653,690,000	131,224,305	-	-	-	-
15425	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Aug 2017 A	HKD	-	-	0.011	0	0	3,221,603	0.475	2017/03/21	0.010	2017/07/24	229,690,000	43,326,090	0.330	2016/12/30	0.290	2016/12/28
27306	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Dec 2018 A	HKD	0.060	0.041	0.044	5,350,000	288,650	1,935,100	0.091	2017/03/21	0.030	2017/07/05	341,450,000	20,232,850	0.182	2016/09/09	0.063	2016/12/23
29879	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Feb 2018 A	HKD	0.239	0.201	0.202	70,340,000	15,667,365	N/A	0.239	2017/08/29	0.201	2017/08/31	70,340,000	15,667,365	-	-	-	-
26765	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 A	HKD	0.120	0.054	0.054	148,745,000	11,835,680	15,304,537	0.350	2017/03/20	0.034	2017/07/06	783,300,000	108,631,595	-	-	-	-
16916	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jan 2018 B	HKD	0.400	0.191	0.270	121,360,000	31,186,525	N/A	0.400	2017/08/10	0.139	2017/07/06	278,030,000	62,904,270	-	-	-	-
29116	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Jul 2018 A	HKD	0.164	0.132	0.132	104,395,000	14,998,045	N/A	0.164	2017/08/14	0.132	2017/08/15	104,395,000	14,998,045	-	-	-	-
14243	BNP Paribas Issuance B.V. - Ch Mobile Euro Wts Oct 2017 A	HKD	0.075	0.011	0.012	99,160,000	3,022,100	6,793,594	0.385	2017/03/23	0.011	2017/08/29	683,195,000	82,499,065	0.470	2016/11/16	0.260	2016/12/28
19603	BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 A	HKD	0.016	0.014	0.014	1,770,000	25,700	5,308,065	0.093	2017/03/23	0.012	2017/07/13	1,104,000,000	79,099,810	0.125	2016/04/21	0.051	2016/10/05
13480	BNP Paribas Issuance B.V. - Ch Railway Euro Wts Dec 2017 B	HKD	0.055	0.016	0.033	39,158,000	1,327,489	N/A	0.460	2017/04/10	0.016	2017/08/17	296,800,000	34,107,096	-	-	-	-
16544	BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Apr 2018 A	HKD	0.350	0.198	0.285	63,530,000	18,673,755	N/A	0.350	2017/08/02	0.124	2017/06/16	217,980,000	43,381,905	-	-	-	-
13755	BNP Paribas Issuance B.V. - Ch Shenhua Euro Wts Jan 2018 A	HKD	0.425	0.295	0.375	48,395,000	17,457,375	N/A	0.425	2017/08/03	0.120	2017/05/05	426,555,000	80,996,385	-	-	-	-
16528	BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Feb 2018 A	HKD	1.150	0.310	0.335	74,294,000	38,302,320	N/A	1.150	2017/08/21	0.202	2017/07/05	177,942,000	74,756,276	-	-	-	-
21923	BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Feb 2018 B	HKD	1.390	0.920	0.850	202,000	238,340	N/A	1.390	2017/08/24	0.920	2017/08/30	2,182,000	2,252,320	-	-	-	-
25380	BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 A	HKD	0.340	0.175	0.186	572,000	136,270	3,213,505	0.340	2017/08/21	0.076	2017/03/08	666,366,000	67,289,188	0.201	2016/03/30	0.066	2016/07/11
12675	BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Jan 2018 B	HKD	1.610	0.425	0.480	51,836,000	32,147,840	N/A	1.610	2017/08/21	0.290	2017/05/09	496,784,000	285,651,910	-	-	-	-
28057	BNP Paribas Issuance B.V. - Ch Unicom Euro Wt Oct 2017 A	HKD	1.960	0.500	0.560	24,030,000	25,743,080	35,839,203	1.960	2017/08/21	0.290	2017/07/07	387,212,000	233,448,210	-	-	-	-
28031	BNP Paribas Issuance B.V. - Chi Res Land Eu Wt Jan 2018 A	HKD	0.197	0.130	0.226	14,800,000	2,614,880	2,323,390	0.295	2017/07/27	0.130	2017/08/18	92,580,000	18,687,780	-	-	-	-
29676	BNP Paribas Issuance B.V. - China Cinda Eur Wts May 2018 A	HKD	0.280	0.144	0.140	28,252,000	7,045,604	N/A	0.280	2017/08/28	0.144	2017/08/31	28,252,000	7,045,604	-	-	-	-
29292	BNP Paribas Issuance B.V. - China Life Eu Put Wt Jul 2018A	HKD	0.184	0.105	0.127	28,110,000	4,246,870	N/A	0.260	2017/04/19	0.105	2017/08/25	258,940,000	48,181,310	-	-	-	-
14495	BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 A	HKD	0.470	0.260	0.410	5,690,000	1,774,700	668,400	0.485	2017/02/21	0.249	2017/01/04	108,970,000	31,381,120	0.390	2016/11/28	0.212	2016/12/20
28294	BNP Paribas Issuance B.V. - China Life Euro Wts Apr 2018 B	HKD	0.211	0.112	0.169	83,010,000	13,559,400	19,847,923	0.265	2017/03/17	0.112	2017/08/21	716,820,000	127,143,020	-	-	-	-
27249	BNP Paribas Issuance B.V. - China Life Euro Wts Aug 2017 A	HKD	-	-	0.610	0	0	549,808	0.650	2017/05/31	0.240	2017/01/03	15,100,000	6,054,850	0.410	2016/11/30	0.107	2016/07/08
13238	BNP Paribas Issuance B.V. - China Life Euro Wts Dec 2018 A	HKD	0.335	0.198	0.285	88,560,000	23,432,720	25,495,902	0.365	2017/07/17	0.176	2017/01/03	1,074,010,000	292,355,100	0.290	2016/11/28	0.111	2016/11/09
15927	BNP Paribas Issuance B.V. - China Life Euro Wts Feb 2018 A	HKD	0.200	0.090	0.153	69,620,000	9,556,330	N/A	0.255	2017/05/31	0.090	2017/08/18	306,360,000	49,699,670	-	-	-	-
14599	BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2018 A	HKD	0.280	0.112	0.213	78,750,000	15,024,140	9,622,077	0.335	2017/03/17	0.112	2017/08/18	302,720,000	74,521,100	0.265	2016/11/28	0.127	2016/12/20
23244	BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2018 B	HKD	0.168	0.066	0.119	146,570,000	15,300,920	N/A	0.168	2017/08/02	0.066	2017/08/18	183,450,000	20,530,630	-	-	-	-
21648	BNP Paribas Issuance B.V. - China Life Euro Wts Jan 2019 A	HKD	0.241	0.149	0.200	109,200,000	22,565,050	28,931,798	0.295	2017/02/21	0.142	2017/05/05	930,740,000	196,451,750	-	-	-	-
21983	BNP Paribas Issuance B.V. - China Life Euro Wts May 2018 A	HKD	0.178	0.083	0.139	118,530,000	15,761,260	13,853,337	0.243	2017/02/15	0.083	2017/08/18	729,990,000	127,006,940	-	-	-	-
23252	BNP Paribas Issuance B.V. - China Life Euro Wts May 2018 B	HKD	0.178	0.089	0.139	83,890,000	8,670,930	N/A	0.189	2017/07/20	0.089	2017/08/18	103,410,000	12,004,790	-	-	-	-
20425	BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2017 A	HKD	0.395	0.188	0.330	5,000,000	1,478,120	326,053	0.410	2017/07/17	0.188	2017/08/18	42,490,000	12,106,270	-	-	-	-
12731	BNP Paribas Issuance B.V. - China Life Euro Wts Nov 2018 A	HKD	0.460	0.290	0.415	2,960,000	1,131,300	9,271,017	0.500	2017/07/17	0.232	2017/01/03	446,670,000	144,314,990	0.380	2016/11/28	0.150	2016/11/09
14242	BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 A	HKD	0.590	0.345	0.500	1,800,000	854,050	6,604,483	0.600	2017/07/17	0.235	2017/01/03	205,620,000	89,627,600	0.400	2016/11/25	0.200	2016/11/15
15103	BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 B	HKD	0.275	0.097	0.222	13,880,000	2,557,580	6,239,362	0.350	2017/03/17	0.097	2017/08/18	253,090,000	56,140,560	0.171	2016/12/15	0.127	2016/12/23
29295	BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2017 C	HKD	0.115	0.017	0.043	410,570,000	19,168,790	N/A	0.205	2017/03/17	0.017	2017/08/18	988,610,000	83,771,020	-	-	-	-
17031	BNP Paribas Issuance B.V. - China Life Euro Wts Oct 2018 A	HKD	0.290	0.175	0.248	127,590,000	29,341,860	N/A	0.330	2017/07/17	0.175	2017/08/18	199,890,000	49,046,560	-	-	-	-
11405	BNP Paribas Issuance B.V. - China Life Euro Wts Sep 2017 A	HKD	-	-	0.700	0	0	659,717	0.890	2017/07/17	0.420	2017/01/03	99,900,000	66,435,250	0.630	2016/11/28	0.238	2016/08/04
12926	BNP Paribas Issuance B.V. - China Overseas Eu Wt Dec 2017A	HKD	0.107	0.032	0.063	314,668,000	15,436,882	6,788,042	0.107	2017/08/25	0.014	2017/05/11	940,648,000	50,143,752	0.325	2016/09/09	0.038	2016/12/30
15256	BNP Paribas Issuance B.V. - China Overseas Eu Wt Jan 2018A	HKD	0.325	0.141	0.270	28,012,000	6,495,392	9,262,936	0.325	2017/08/28	0.059	2017/05/08	548,726,000	90,147,312	0.124	2016/12/20	0.113	2016/12/30
24859	BNP Paribas Issuance B.V. - China Overseas Eu Wt Jun 2018 A	HKD	0.275	0.153	0.230	44,060,000	8,451,898	N/A	0.275	2017/08/28	0.145	2017/07/25	82,470,000	15,382,268	-	-	-	-
16529	BNP Paribas Issuance B.V. - China Overseas Eu Wt Mar 2018 A	HKD	2.880	1.290	2.300	40,066,000	77,493,040	N/A	2.880	2017/08/28	1.020	2017/07/14	50,934,000	94,616,980	-	-	-	-
25845	BNP Paribas Issuance B.V. - China Overseas Eu Wt Nov 2018 A	HKD	0.270	0.152	0.228	111,180,000	23,057,160	N/A	0.270	2017/08/28	0.152	2017/08/18	134,760,000	27,619,540	-	-	-	-
13557	BNP Paribas Issuance B.V. - China Tel Euro Wts Apr 2018 A	HKD	0.126	0.066	0.126	51,556,000	4,149,340	N/A	0.216	2017/04/12	0.066	2017/08/16	124,898,000	12,168,862	-	-	-	-
11071	BNP Paribas Issuance B.V. - China Tel Euro Wts Feb 2018 A	HKD	0.249	0.126	0.255	1,806,000	346,858	N/A	0.370	2017/03/20	0.126	2017/08/02	210,968,000	62,060,872	-	-	-	-
25855	BNP Paribas Issuance B.V. - China Vanke Euro Wts Aug 2018 A	HKD	0.245	0.184	0.205	10,200,000	2,386,900	N/A	0.245	2017/08/01	0.184	2017/08/28	15,400,000	3,588,900	-	-	-	-
24836	BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Apr 2018 A	HKD	0.280	0.234	0.250	13,444,000	3,538,676	N/A	0.280	2017/08/30	0.234	2017/08/31	13,444,000	3,538,676	-	-	-	-
11557	BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Jul 2018 A	HKD	0.230	0.163	0.209	9,037,000	1,734,199	N/A	0.275	2017/03/29	0.129	2017/06/16	37,489,000	6,836,850	-	-	-	-
15260	BNP Paribas Issuance B.V. - CITIC Bank Euro Wts Oct 2017 A	HKD	0.090	0.025	0.035	23,408,000	1,103,829	1,283,734	0.385	2017/02/16	0.025	2017/08/21	123,932,000	18,150,483	0.232	2016/12/19	0.203	2016/12/20
28746	BNP Paribas Issuance B.V. - CITIC Euro Warrants Nov 2017 A	HKD	0.159	0.091	0.130	6,150,000	807,640	385,462	0.179	2017/06/19	0.081	2017/04/20	24,410,000	3,333,800	0.270	2016/01/12	0.143	2016/12/22
15787	BNP Paribas Issuance B.V. - CITIC Euro Warrants Oct 2017 A	HKD	0.160	0.044	0.055	27,909,000	2,253,805	900,173	0.600	2017/01/12	0.044	2017/08/25	54,255,000	12,032,290	-	-	-	-
26731	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Aug 2018 A	HKD	0.159	0.086	0.142	497,720,000	61,582,225	N/A	0.159	2017/08/30	0.086	2017/08/24	508,010,000	62,700,190	-	-	-	-
13102	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 A	HKD	0.030	0.015	0.024	44,250,000	1,004,840	1,190,671	0.098	2017/02/17	0.014	2017/06/13	406,565,000	19,853,745	0.220	2016/09/22	0.082	2016/12/29
14031	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Dec 2017 B	HKD	0.132	0.041	0.105	47,235,000	4,340,685	N/A	0.132	2017/08/30	0.041	2017/08/18	629,365,000	49,786,975	-	-	-	-
16995	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jan 2018 A	HKD	1.000	0.415	0.920	59,281,000	41,938,838	N/A	1.000	2017/08/30	0.415	2017/08/22	108,187,500	74,523,353	-	-	-	-
15102	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Jul 2018 A	HKD	0.080	0.048	0.080	4,680,000	305,430	1,845,535	0.190	2017/01/11	0.040	2017/07/07	418,625,000	61,757,135	0.215	2016/12/14	0.152	2016/12/23
28044	BNP Paribas Issuance B.V. - CITIC Sec Euro Wts Oct 2018 A	HKD	0.138	0.074	0.135	50,400,000	5,357,225	20,916,588	0.275	2017/02/17	0.071	2017/05/24	978,500,000	140,847,175	-	-	-	-
11249	BNP Paribas Issuance B.V. - CKH Euro Wts Apr 2018 A	HKD	0.395	0.280	0.295	2,630,000	890,475	604,708	0.395	2017/08/03	0.207	2017/01/04	14,545,000	3,981,875	0.365	2016/09/09	0.143	2016/07/06
16625	BNP Paribas Issuance B.V. - CKH European Wts Apr 2018 B	HKD	0.630	0.315	0.325	14,415,000	8,295,125	N/A	0.630	2017/08/03	0.315	2017/08/21	86,105,000	36,930,100	-	-	-	-
15843	BNP Paribas Issuance B.V. - CKH European Wts Feb 2018 A	HKD	0.385	0.151	0.167	12,860,000	3,296,435	N/A	0.385	2017/08/03	0.151	2017/08/25	20,560,000	5,265,525	-	-	-	-
28032	BNP Paribas Issuance B.V. - CKH European Wts Jan 2018 A	HKD	0.920	0.430	0.510	2,550,000	1,562,600	8,570,254	0.920	2017/08/03	0.390	2017/04/20	98,740,000	54,937,225	-	-	-	-
15050	BNP Paribas Issuance B.V. - CKH European Wts Oct 2017 A	HKD	0.335	0.028	0.028	67,210,000	12,945,955	18,607,468	0.335	2017/08/03	0.028	2017/08/30	850,605,000	159,671,115	0.270	2016/12/13	0.188	2016/12/29
27932	BNP Paribas Issuance B.V. - CKI Holdings Euro Wts Apr 2018 A	HKD	0.380	0.300	0.310	41,120,000	13,955,100	N/A	0.380	2017/08/07	0.300	2017/08/11	41,120,000	13,955,100	-	-	-	-
29412	BNP Paribas Issuance B.V. - CKI Holdings Euro Wts Jan 18 A	HKD	0.450	0.395	0.325	545,000	222,925	N/A	0.460	2017/07/28	0.182	2017/07/19	62,700,000	20,702,545	-	-	-	-
16628	BNP Paribas Issuance B.V. - CKP European Wts Apr 2018 A	HKD	0.530	0.310	0.440	31,015,000	13,110,950	N/A	0.530	2017/08/09	0.246	2017/06/15	63,005,000	22,715,370	-	-	-	-
13559	BNP Paribas Issuance B.V. - CKP European Wts Jan 2018 A	HKD	0.750	0.445	0.680	11,545,000	6,941,050	N/A	0.750	2017/08/14	0.207	2017/05/09	53,715,000	17,738,955	-	-	-	-
15051	BNP Paribas Issuance B.V. - CKP European Wts Oct 2017 A	HKD	0.980	0.500	0.810	12,545,000	7,868,650	6,520,191	0.980	2017/08/09	0.141	2017/01/03	206,620,000	59,907,495	0.275	2016/12/14	0.137	2016/12/29
29127	BNP Paribas Issuance B.V. - CM Bank Euro Warrants Apr 2018 A	HKD	0.385	0.141	0.340	296,455,000	72,722,140	N/A	0.385	2017/08/30	0.141	2017/08/14	296,455,000	72,722,140	-	-	-	-
26911	BNP Paribas Issuance B.V. - CM Bank Euro Warrants Jan 2019 A	HKD	0.455	0.216	0.425	250,040,000	75,454,955	N/A	0.455	2017/08/30	0.216	2017/08/14	250,040,000	75,454,955	-	-	-	-
29401	BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 A	HKD	0.640	0.315	0.620	4,725,000	2,406,000	N/A	0.640	2017/08/30	0.085	2017/05/09	352,120,000	63,223,350	-	-	-	-
16370	BNP Paribas Issuance B.V. - CM Bank Euro Warrants Oct 18 B	HKD	0.550	0.260	0.500	290,640,000	103,447,150	N/A	0.550	2017/08/30	0.178	2017/06/12	536,820,000	166,552,360	-	-	-	-
14917	BNP Paribas Issuance B.V. - CNBM European Wts Jan 2018 A	HKD	0.260	0.078	0.085	64,556,000	9,534,938	N/A	0.340	2017/05/04	0.078	2017/08/30	239,008,000	42,398,674	-	-	-	-
16674	BNP Paribas Issuance B.V. - CNOOC European Wts Feb 2018 A	HKD	0.520	0.243	0.445	4,579,000	1,221,720	N/A	0.520	2017/08/25	0.243	2017/08/11	72,188,000	21,726,285	-	-	-	-
17754	BNP Paribas Issuance B.V. - CNOOC European Wts Feb 2018 B	HKD	0.720	0.320	0.670	34,479,000	16,575,495	N/A	0.720	2017/08/28	0.320	2017/08/17	215,498,000	95,180,905	-	-	-	-
12674	BNP Paribas Issuance B.V. - CNOOC European Wts Jan 2018 A	HKD	0.190	0.073	0.137	6,956,000	871,263	N/A	0.510	2017/04/07	0.073	2017/08/17	224,165,000	37,553,687	-	-	-	-
11870	BNP Paribas Issuance B.V. - CNOOC European Wts Jun 2018 A	HKD	0.033	0.018	0.029	20,580,000	448,550	2,634,773	0.133	2017/01/09	0.018	2017/08/17	481,120,000	34,582,130	0.208	2016/10/11	0.099	2016/11/09
15308	BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 A	HKD	-	-	0.019	0	0	262,664	0.335	2017/01/06	0.020	2017/05/22	90,993,000	12,743,729	0.320	2016/12/21	0.265	2016/12/29
26128	BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 B	HKD	0.023	0.020	0.019	1,880,000	41,580	240,513	0.495	2017/02/10	0.010	2017/07/27	61,069,000	15,481,674	-	-	-	-
15929	BNP Paribas Issuance B.V. - CNOOC European Wts Oct 2017 C	HKD	0.087	0.018	0.045	117,113,000	3,353,037	N/A	0.207	2017/05/22	0.018	2017/08/17	259,935,000	10,271,921	-	-	-	-
20211	BNP Paribas Issuance B.V. - COSCO Pacific Eu Wt Aug 2017 A	HKD	-	-	0.046	0	0	2,181,609	0.090	2017/07/18	0.018	2017/07/12	323,832,000	15,306,108	0.159	2016/04/12	0.052	2016/12/30
26917	BNP Paribas Issuance B.V. - COSCO Sh Hold Euro Wt Apr 2018 A	HKD	1.110	0.630	0.630	19,401,500	17,277,850	N/A	1.110	2017/08/08	0.630	2017/08/31	19,401,500	17,277,850	-	-	-	-
21388	BNP Paribas Issuance B.V. - COSCO Sh Hold Euro Wt Aug2017A	HKD	-	-	0.010	0	0	9,247	0.020	2017/02/24	0.010	2017/07/19	9,334,500	127,800	0.054	2016/01/05	0.017	2016/09/28
20659	BNP Paribas Issuance B.V. - COSCO Ship Euro Wts Sep 2017A	HKD	-	-	0.010	0	0	58,016	0.025	2017/02/23	0.010	2017/07/26	89,704,000	1,704,032	0.144	2016/01/08	0.022	2016/12/29
25778	BNP Paribas Issuance B.V. - Country Garden Eu Wt Feb 2018 B	HKD	0.860	0.310	0.475	13,971,000	6,870,215	N/A	0.910	2017/07/31	0.310	2017/08/21	31,089,000	19,960,865	-	-	-	-
16152	BNP Paribas Issuance B.V. - Country Garden Eu Wt Feb 2018A	HKD	1.760	0.800	1.350	22,764,000	25,770,610	N/A	1.830	2017/07/31	0.760	2017/06/22	42,861,000	49,474,570	-	-	-	-
17305	BNP Paribas Issuance B.V. - CPIC European Wts Feb 2018 A	HKD	0.600	0.280	0.455	16,858,000	8,838,440	N/A	0.600	2017/08/28	0.195	2017/07/05	128,764,000	39,817,780	-	-	-	-
17502	BNP Paribas Issuance B.V. - CRCC European Wts Dec 2017 A	HKD	0.163	0.125	0.146	6,340,000	896,015	1,217,415	0.315	2017/03/24	0.125	2017/08/24	132,170,000	30,589,730	0.350	2016/11/29	0.112	2016/01/26
24983	BNP Paribas Issuance B.V. - CRRC European Wts Apr 2018 A	HKD	0.590	0.380	0.390	65,202,000	30,477,390	N/A	0.640	2017/07/26	0.380	2017/08/30	71,050,000	33,836,660	-	-	-	-
11251	BNP Paribas Issuance B.V. - CRRC European Wts Dec 2018 A	HKD	0.050	0.020	0.033	50,553,000	1,212,426	575,514	0.090	2017/02/15	0.020	2017/08/28	111,689,000	4,055,277	0.310	2016/01/04	0.067	2016/11/03
28166	BNP Paribas Issuance B.V. - CSDC European Warrants Jan18 A	HKD	0.236	0.150	0.151	13,720,000	2,536,691	565,519	0.290	2017/02/23	0.143	2017/07/04	22,398,000	4,412,128	-	-	-	-
21974	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Apr 2018 A	HKD	0.670	0.300	0.580	33,027,800	13,132,385	6,077,406	0.670	2017/08/30	0.120	2017/05/11	110,835,000	37,696,674	-	-	-	-
21463	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 A	HKD	-	-	0.015	0	0	0	-	-	-	-	0	0	0.057	2016/01/05	0.016	2016/10/14
13888	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Aug 2017 B	HKD	-	-	1.270	0	0	1,521,647	1.390	2017/07/25	0.091	2017/05/08	21,583,400	10,212,926	0.740	2016/11/30	0.335	2016/12/30
16458	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Feb 2018 A	HKD	0.950	0.495	0.860	25,033,200	14,740,368	N/A	0.950	2017/08/30	0.310	2017/06/19	81,264,800	41,640,047	-	-	-	-
28048	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jan 2018 A	HKD	1.470	0.670	1.360	959,200	839,558	5,321,066	1.470	2017/08/30	0.197	2017/05/09	55,722,000	32,029,564	-	-	-	-
17089	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Jul 2018 A	HKD	0.620	0.330	0.560	55,486,800	23,747,039	N/A	0.620	2017/08/30	0.300	2017/07/04	105,300,800	44,195,907	-	-	-	-
26721	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Mar 2018 A	HKD	0.385	0.188	0.365	18,936,400	5,536,134	N/A	0.385	2017/08/28	0.188	2017/08/16	20,061,600	5,837,422	-	-	-	-
11403	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Mar 2018 B	HKD	0.750	0.650	0.660	13,062,200	9,107,564	N/A	0.750	2017/08/30	0.650	2017/08/31	13,062,200	9,107,564	-	-	-	-
28908	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Nov 2017 A	HKD	0.510	0.390	0.490	7,260,000	3,021,530	1,163,663	0.510	2017/08/30	0.189	2017/05/09	19,884,000	7,079,368	0.265	2016/11/29	0.183	2016/06/28
11252	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 A	HKD	0.285	0.180	0.265	18,322,000	4,164,114	2,254,122	0.285	2017/08/30	0.073	2017/05/09	187,680,000	23,643,330	0.228	2016/01/04	0.099	2016/12/30
28904	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 B	HKD	0.265	0.166	0.242	1,506,000	327,502	3,689,444	0.265	2017/08/30	0.075	2017/05/09	301,648,000	30,109,046	0.144	2016/08/16	0.100	2016/12/30
25739	BNP Paribas Issuance B.V. - CSOP A50 ETF Eu Wts Oct 2018 C	HKD	0.460	0.275	0.410	53,316,000	18,861,667	N/A	0.460	2017/08/30	0.275	2017/08/14	58,714,800	20,631,714	-	-	-	-
19818	BNP Paribas Issuance B.V. - Esprit European Wts Aug 2017 A	HKD	-	-	0.060	0	0	0	-	-	-	-	0	0	0.141	2016/02/22	0.109	2016/02/15
15771	BNP Paribas Issuance B.V. - Esprit European Wts Oct 2017 A	HKD	0.021	0.010	0.011	1,640,400	31,146	603,761	0.920	2017/02/27	0.010	2017/08/17	83,988,900	30,693,807	0.490	2016/12/30	0.465	2016/12/30
10456	BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Dec 2017 B	HKD	0.015	0.012	0.015	14,300,000	181,000	180,778	0.180	2017/04/11	0.012	2017/08/01	39,460,000	1,084,670	-	-	-	-
10469	BNP Paribas Issuance B.V. - EUR/USD Euro Put Wt Mar 2018 B	HKD	0.210	0.144	0.174	10,790,000	2,005,570	N/A	0.210	2017/08/16	0.144	2017/08/29	10,790,000	2,005,570	-	-	-	-
10455	BNP Paribas Issuance B.V. - EUR/USD Euro Wts Dec 2017 A	HKD	0.660	0.620	0.680	180,000	118,200	154,167	0.660	2017/08/03	0.290	2017/04/25	2,150,000	925,000	-	-	-	-
10468	BNP Paribas Issuance B.V. - EUR/USD Euro Wts Mar 2018 A	HKD	0.445	0.325	0.375	380,000	150,750	N/A	0.445	2017/08/29	0.325	2017/08/16	380,000	150,750	-	-	-	-
16626	BNP Paribas Issuance B.V. - Evergrande Euro Wts Apr 2018 A	HKD	0.770	0.410	0.630	4,770,000	2,900,900	N/A	0.770	2017/08/30	0.265	2017/06/28	11,800,000	6,207,700	-	-	-	-
29407	BNP Paribas Issuance B.V. - Evergrande Euro Wts Feb 2018 A	HKD	19.000	11.800	17.140	199,000	2,941,760	N/A	19.000	2017/08/30	0.650	2017/03/27	32,282,000	44,907,860	-	-	-	-
25792	BNP Paribas Issuance B.V. - Evergrande Euro Wts Feb 2018 B	HKD	0.730	0.255	0.560	108,220,000	48,829,950	N/A	0.730	2017/08/30	0.255	2017/08/11	125,210,000	57,523,600	-	-	-	-
14912	BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 A	HKD	14.500	7.020	12.680	1,852,000	19,030,170	N/A	14.500	2017/08/30	0.425	2017/05/09	44,104,000	103,247,715	-	-	-	-
16375	BNP Paribas Issuance B.V. - Evergrande Euro Wts Jan 2018 B	HKD	1.360	0.630	1.070	840,000	757,300	N/A	1.360	2017/08/30	0.385	2017/06/29	35,510,000	22,690,000	-	-	-	-
14022	BNP Paribas Issuance B.V. - Evergrande Euro Wts May 2018 A	HKD	1.730	0.940	1.520	6,740,000	8,390,100	N/A	1.730	2017/08/30	0.083	2017/05/04	230,150,000	95,622,090	-	-	-	-
28170	BNP Paribas Issuance B.V. - Fosun Intl European Wts Apr18A	HKD	0.213	0.117	0.191	3,230,000	549,460	2,927,423	0.221	2017/02/20	0.117	2017/08/11	112,530,000	18,224,235	-	-	-	-
28169	BNP Paribas Issuance B.V. - GAC European Warrants Apr 18 A	HKD	0.380	0.285	0.300	32,220,000	10,609,900	10,618,947	0.380	2017/08/02	0.177	2017/04/18	287,500,000	63,743,180	-	-	-	-
24946	BNP Paribas Issuance B.V. - GAC European Warrants Apr 2018 B	HKD	0.196	0.124	0.138	282,080,000	40,661,360	N/A	0.248	2017/07/25	0.124	2017/08/10	368,340,000	59,724,460	-	-	-	-
20657	BNP Paribas Issuance B.V. - GAC European Warrants Dec 17 A	HKD	-	-	0.690	0	0	77,042	0.860	2017/07/18	0.390	2017/04/18	860,000	462,250	0.495	2016/09/09	0.168	2016/01/20
17661	BNP Paribas Issuance B.V. - GAC European Warrants Dec 2018 A	HKD	-	-	0.385	0	0	N/A	0.550	2017/07/17	0.415	2017/07/11	21,200,000	9,898,500	-	-	-	-
13836	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Aug 2017 A	HKD	-	-	0.780	0	0	11,794,640	0.840	2017/06/13	0.136	2017/02/08	421,260,000	116,042,040	0.460	2016/12/01	0.150	2016/10/24
13104	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Dec 2017 A	HKD	1.420	1.170	1.350	4,290,000	5,248,300	1,221,083	1.420	2017/08/09	0.415	2017/02/08	82,260,000	45,887,500	0.740	2016/11/29	0.295	2016/09/12
23261	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Feb 2018 A	HKD	0.340	0.212	0.305	522,280,000	136,735,020	N/A	0.340	2017/08/09	0.212	2017/08/11	544,830,000	142,382,680	-	-	-	-
15110	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 A	HKD	0.380	0.228	0.330	179,580,000	49,854,930	56,331,097	0.435	2017/06/20	0.112	2017/02/08	2,018,980,000	444,771,420	0.209	2016/12/14	0.153	2016/12/16
11584	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jan 2018 B	HKD	0.550	0.355	0.485	275,140,000	115,213,550	N/A	0.550	2017/08/09	0.164	2017/05/18	1,089,150,000	386,598,560	-	-	-	-
16973	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Jul 2018 A	HKD	0.375	0.265	0.350	145,920,000	49,108,450	N/A	0.375	2017/08/01	0.227	2017/07/04	477,320,000	152,537,290	-	-	-	-
11413	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Mar 2018 A	HKD	0.285	0.237	0.285	50,680,000	13,289,020	N/A	0.285	2017/08/31	0.237	2017/08/29	50,680,000	13,289,020	-	-	-	-
13561	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts May 2018 A	HKD	0.360	0.246	0.340	91,210,000	29,783,640	N/A	0.415	2017/06/14	0.144	2017/05/22	957,330,000	256,981,370	-	-	-	-
14573	BNP Paribas Issuance B.V. - Galaxy Ent Euro Wts Sep 2017 A	HKD	0.455	0.150	0.260	55,020,000	15,122,520	22,309,460	0.520	2017/06/14	0.088	2017/05/18	833,370,000	169,539,300	0.335	2016/12/01	0.145	2016/12/23
10467	BNP Paribas Issuance B.V. - GBP/USD European Put Wt Mar 18 A	HKD	0.210	0.151	0.178	7,780,000	1,400,080	N/A	0.233	2017/07/12	0.151	2017/08/02	11,440,000	2,195,650	-	-	-	-
10447	BNP Paribas Issuance B.V. - GBP/USD European Put Wt Sep17A	HKD	0.010	0.010	0.010	1,590,000	15,900	598,960	0.330	2017/01/16	0.010	2017/08/31	88,890,000	6,477,010	-	-	-	-
10454	BNP Paribas Issuance B.V. - GBP/USD European Wts Dec 2017A	HKD	0.260	0.121	0.134	3,220,000	477,690	298,508	0.295	2017/04/28	0.121	2017/08/24	9,670,000	1,791,050	-	-	-	-
13839	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Aug 2017 A	HKD	-	-	8.510	0	0	14,919,975	8.700	2017/07/18	0.510	2017/01/03	41,185,000	112,330,500	1.390	2016/10/25	0.390	2016/12/19
27653	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Aug 2018 A	HKD	0.415	0.285	0.325	169,340,000	59,812,700	N/A	0.415	2017/08/09	0.285	2017/08/04	169,340,000	59,812,700	-	-	-	-
13746	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Dec 2017 A	HKD	0.780	0.620	0.720	19,000	12,940	N/A	0.780	2017/08/08	0.129	2017/04/28	89,530,000	20,800,515	-	-	-	-
14659	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Feb 2018 A	HKD	0.710	0.540	0.630	410,000	259,100	N/A	0.710	2017/08/08	0.108	2017/05/05	230,310,000	66,769,500	-	-	-	-
28996	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 A	HKD	0.830	0.740	0.750	326,000	258,770	14,493,834	0.830	2017/08/09	0.162	2017/05/05	317,846,000	87,593,005	-	-	-	-
16527	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 B	HKD	0.520	0.355	0.440	3,499,000	1,581,755	N/A	0.520	2017/08/08	0.203	2017/06/16	187,062,000	59,058,760	-	-	-	-
17866	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jul 2018 C	HKD	0.405	0.260	0.320	27,614,000	8,292,835	N/A	0.405	2017/08/09	0.250	2017/07/24	66,962,000	20,724,830	-	-	-	-
15286	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 A	HKD	1.200	1.060	1.090	774,000	868,800	13,858,057	1.200	2017/08/09	0.172	2017/01/03	118,427,000	89,590,190	0.164	2016/12/20	0.163	2016/12/20
16526	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Jun 2018 B	HKD	0.590	0.410	0.500	13,807,000	7,322,240	N/A	0.590	2017/08/09	0.224	2017/06/16	140,554,000	48,550,655	-	-	-	-
13738	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 A	HKD	0.800	0.640	0.740	2,240,000	1,661,000	N/A	0.800	2017/08/09	0.164	2017/04/27	92,730,000	27,806,300	-	-	-	-
16917	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 B	HKD	0.580	0.510	0.550	18,300,000	9,801,000	N/A	0.580	2017/08/31	0.400	2017/07/05	64,020,000	31,956,075	-	-	-	-
29125	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Mar 2018 C	HKD	0.325	0.244	0.265	9,780,000	2,870,600	N/A	0.325	2017/08/16	0.244	2017/08/30	9,780,000	2,870,600	-	-	-	-
24824	BNP Paribas Issuance B.V. - Geely Auto Euro Wts May 2018 A	HKD	0.320	0.210	0.244	131,300,000	35,052,720	N/A	0.320	2017/08/09	0.210	2017/08/01	146,570,000	38,654,150	-	-	-	-
14660	BNP Paribas Issuance B.V. - Geely Auto Euro Wts Oct 2018 A	HKD	0.770	0.600	0.710	1,720,000	1,129,280	N/A	0.770	2017/08/16	0.179	2017/04/27	40,709,000	17,342,740	-	-	-	-
10432	BNP Paribas Issuance B.V. - Gold Euro Put Wts Dec 2017 B	HKD	0.103	0.062	0.064	2,580,000	226,810	267,413	0.255	2017/01/12	0.062	2017/08/29	12,430,000	1,900,930	0.315	2016/12/23	0.290	2016/12/06
10443	BNP Paribas Issuance B.V. - Gold Euro Put Wts Sep 2017 B	HKD	-	-	N/A	0	0	0	-	-	-	-	0	0	-	-	-	-
10431	BNP Paribas Issuance B.V. - Gold European Wts Dec 2017 A	HKD	0.189	0.159	0.171	3,390,000	583,170	1,104,997	0.275	2017/02/27	0.138	2017/07/10	34,800,000	7,343,060	-	-	-	-
10442	BNP Paribas Issuance B.V. - Gold European Wts Sep 2017 A	HKD	0.214	0.162	0.185	14,730,000	2,713,010	2,650,490	0.335	2017/02/27	0.145	2017/07/10	102,660,000	24,749,690	0.270	2016/12/30	0.265	2016/12/30
29260	BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Mar 2018 A	HKD	0.700	0.410	0.420	40,466,000	21,938,546	N/A	0.700	2017/08/15	0.410	2017/08/31	40,466,000	21,938,546	-	-	-	-
21930	BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt May 2018 A	HKD	0.166	0.133	0.126	57,355,000	8,207,780	N/A	0.170	2017/07/18	0.133	2017/08/04	111,835,000	16,741,210	-	-	-	-
14772	BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 17 A	HKD	0.330	0.067	0.068	68,727,500	16,061,024	N/A	1.230	2017/06/13	0.067	2017/08/31	131,291,500	44,552,798	-	-	-	-
28028	BNP Paribas Issuance B.V. - Greatwall Motor Eu Wt Nov 18 A	HKD	0.191	0.152	0.148	93,185,000	15,938,860	14,770,949	0.260	2017/02/23	0.100	2017/05/08	549,725,000	98,161,275	-	-	-	-
14035	BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Dec 2017 A	HKD	0.405	0.123	0.275	39,825,200	9,164,402	N/A	0.460	2017/04/26	0.122	2017/07/31	412,503,200	109,602,931	-	-	-	-
28045	BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Oct 2018 A	HKD	0.094	0.054	0.085	104,220,000	6,939,716	9,541,359	0.236	2017/02/17	0.048	2017/07/11	749,632,000	65,126,784	-	-	-	-
13305	BNP Paribas Issuance B.V. - Haitong Sec Eu Wts Sep 2017 A	HKD	-	-	0.010	0	0	162,711	0.077	2017/02/17	0.019	2017/04/06	144,164,000	6,781,248	0.148	2016/09/22	0.046	2016/12/29
15781	BNP Paribas Issuance B.V. - Hang Lung Ppt Eu Wt Oct 2017 A	HKD	0.640	0.116	0.113	1,571,000	711,946	1,078,029	1.590	2017/06/08	0.116	2017/08/28	16,022,000	10,562,041	0.350	2016/12/30	0.310	2016/12/30
28679	BNP Paribas Issuance B.V. - Hang Seng Bank Eu Wt Apr 2018A	HKD	0.760	0.600	0.690	3,744,000	2,415,620	N/A	0.760	2017/08/10	0.600	2017/08/28	3,744,000	2,415,620	-	-	-	-
15780	BNP Paribas Issuance B.V. - HK Gas European Wts Jan 2018 A	HKD	0.890	0.570	0.670	1,319,000	971,330	1,065,560	1.120	2017/06/26	0.390	2017/01/05	30,656,000	18,055,000	0.490	2016/12/30	0.415	2016/12/30
29290	BNP Paribas Issuance B.V. - HKEX Euro Put Wts Jan 2018 B	HKD	0.044	0.015	0.021	135,390,000	3,696,300	N/A	0.156	2017/03/10	0.015	2017/08/28	4,639,650,000	383,656,340	-	-	-	-
29123	BNP Paribas Issuance B.V. - HKEX European Wts Apr 2018 A	HKD	0.135	0.115	0.117	6,490,000	815,200	N/A	0.135	2017/08/28	0.115	2017/08/31	6,490,000	815,200	-	-	-	-
27035	BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 A	HKD	-	-	0.225	0	0	3,255,645	0.225	2017/07/27	0.030	2017/07/07	974,080,000	71,694,800	0.305	2016/04/28	0.068	2016/12/29
13636	BNP Paribas Issuance B.V. - HKEX European Wts Aug 2017 B	HKD	-	-	0.010	0	0	468,142	0.067	2017/02/21	0.010	2017/07/27	158,460,000	4,505,060	0.187	2016/10/11	0.033	2016/12/29
21139	BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 A	HKD	0.020	0.010	0.010	29,053,000	525,007	99,571	0.025	2017/07/13	0.010	2017/08/30	34,658,000	605,927	0.083	2016/01/04	0.015	2016/12/19
12468	BNP Paribas Issuance B.V. - HKEX European Wts Dec 2017 B	HKD	0.245	0.076	0.108	69,560,000	9,165,210	13,364,580	0.245	2017/08/02	0.044	2017/05/09	1,884,780,000	162,179,360	0.300	2016/09/22	0.087	2016/12/28
28450	BNP Paribas Issuance B.V. - HKEX European Wts Dec 2018 A	HKD	0.186	0.101	0.118	518,900,000	66,818,150	N/A	0.186	2017/08/08	0.101	2017/08/25	518,900,000	66,818,150	-	-	-	-
13542	BNP Paribas Issuance B.V. - HKEX European Wts Feb 2018 A	HKD	0.370	0.168	0.210	53,320,000	17,260,680	N/A	0.370	2017/08/02	0.096	2017/05/08	869,890,000	128,564,770	-	-	-	-
15885	BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 A	HKD	0.450	0.224	0.280	54,400,000	16,563,960	27,182,967	0.450	2017/08/02	0.116	2017/05/08	1,729,510,000	305,401,480	-	-	-	-
16524	BNP Paribas Issuance B.V. - HKEX European Wts Jan 2018 C	HKD	1.330	0.370	0.510	102,153,000	101,783,385	N/A	1.330	2017/08/02	0.370	2017/08/21	255,102,000	208,110,175	-	-	-	-
17411	BNP Paribas Issuance B.V. - HKEX European Wts Jan 2019 A	HKD	0.360	0.229	0.255	92,750,000	28,641,940	N/A	0.360	2017/08/08	0.222	2017/07/13	124,240,000	36,890,200	-	-	-	-
27637	BNP Paribas Issuance B.V. - HKEX European Wts Jul 2018 A	HKD	0.221	0.114	0.132	220,600,000	42,749,430	N/A	0.221	2017/08/03	0.114	2017/08/25	220,600,000	42,749,430	-	-	-	-
27499	BNP Paribas Issuance B.V. - HKEX European Wts Jun 2018 A	HKD	0.239	0.116	0.137	216,480,000	41,832,410	59,147,093	0.239	2017/08/02	0.059	2017/05/05	3,685,960,000	412,340,520	-	-	-	-
13009	BNP Paribas Issuance B.V. - HKEX European Wts Mar 2018 A	HKD	0.240	0.102	0.130	47,530,000	7,131,220	29,509,303	0.240	2017/08/02	0.053	2017/05/08	3,033,790,000	319,908,440	0.305	2016/09/22	0.102	2016/12/28
29224	BNP Paribas Issuance B.V. - HKEX European Wts Mar 2018 B	HKD	0.520	0.455	0.425	17,754,000	8,724,530	N/A	0.520	2017/08/28	0.455	2017/08/16	17,754,000	8,724,530	-	-	-	-
13637	BNP Paribas Issuance B.V. - HKEX European Wts Oct 2017 A	HKD	0.084	0.010	0.015	85,660,000	3,879,010	2,278,153	0.084	2017/08/02	0.010	2017/08/30	649,010,000	30,172,990	0.179	2016/10/11	0.040	2016/12/29
24708	BNP Paribas Issuance B.V. - HKEX European Wts Oct 2018 A	HKD	0.280	0.153	0.180	78,060,000	16,555,290	N/A	0.280	2017/08/02	0.153	2017/08/22	126,280,000	27,513,570	-	-	-	-
28467	BNP Paribas Issuance B.V. - HKEX European Wts Oct 2018 B	HKD	0.215	0.117	0.133	210,050,000	42,512,600	N/A	0.215	2017/08/08	0.117	2017/08/22	210,050,000	42,512,600	-	-	-	-
17099	BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Apr 2018 A	HKD	0.475	0.243	0.425	120,780,000	45,416,016	N/A	0.475	2017/08/30	0.206	2017/07/05	169,456,000	58,886,034	-	-	-	-
28054	BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jan 2018 A	HKD	0.520	0.208	0.455	165,976,000	60,764,642	16,390,332	0.520	2017/08/30	0.202	2017/04/19	316,534,000	119,129,752	-	-	-	-
16459	BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Jul 2018 A	HKD	0.540	0.300	0.495	74,068,000	27,780,840	N/A	0.540	2017/08/30	0.250	2017/07/05	145,824,000	51,335,240	-	-	-	-
11590	BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Oct 2017 A	HKD	0.810	0.365	0.680	21,346,000	14,669,040	N/A	0.810	2017/08/28	0.210	2017/07/05	92,338,000	38,281,130	-	-	-	-
13306	BNP Paribas Issuance B.V. - HS H-SHARE Euro Wts Sep 2017 A	HKD	0.023	0.018	0.018	1,988,000	41,058	27,623	0.143	2017/03/17	0.018	2017/08/07	3,116,000	165,738	0.185	2016/12/02	0.129	2016/11/17
15884	BNP Paribas Issuance B.V. - HSBC Euro Put Wts Oct 2017 B	HKD	-	-	0.010	0	0	6,899,695	0.415	2017/01/03	0.015	2017/07/12	813,564,000	112,664,620	-	-	-	-
17413	BNP Paribas Issuance B.V. - HSBC European Wts Apr 2018 A	HKD	0.570	0.280	0.370	104,668,000	35,602,000	N/A	0.570	2017/08/02	0.280	2017/08/25	208,596,000	79,329,880	-	-	-	-
11499	BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 A	HKD	2.580	2.110	2.350	600,000	1,398,720	2,259,753	2.580	2017/08/07	0.980	2017/04/05	9,164,000	14,467,080	1.330	2016/12/08	0.380	2016/07/20
12966	BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 B	HKD	1.040	0.600	0.770	4,436,000	3,398,960	10,624,015	1.040	2017/08/03	0.137	2017/04/21	414,668,000	131,045,204	0.460	2016/12/08	0.146	2016/11/09
22674	BNP Paribas Issuance B.V. - HSBC European Wts Dec 2017 C	HKD	0.305	0.099	0.159	11,424,000	2,028,244	N/A	0.315	2017/07/31	0.099	2017/08/24	36,608,000	8,930,300	-	-	-	-
15841	BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 A	HKD	0.560	0.244	0.360	13,120,000	4,648,896	N/A	0.560	2017/08/02	0.175	2017/06/21	234,248,000	76,505,304	-	-	-	-
17723	BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 B	HKD	0.500	0.223	0.315	32,852,000	10,107,912	N/A	0.500	2017/08/02	0.223	2017/08/24	132,712,000	48,258,852	-	-	-	-
22730	BNP Paribas Issuance B.V. - HSBC European Wts Feb 2018 C	HKD	0.260	0.086	0.133	10,288,000	2,547,104	N/A	0.260	2017/08/01	0.086	2017/08/24	74,448,000	16,307,736	-	-	-	-
26750	BNP Paribas Issuance B.V. - HSBC European Wts Jan 2018 A	HKD	0.740	0.480	0.550	180,000	112,200	7,542,019	0.740	2017/08/01	0.105	2017/04/20	223,688,000	50,616,596	-	-	-	-
21606	BNP Paribas Issuance B.V. - HSBC European Wts Jan 2019 A	HKD	0.520	0.335	0.395	142,928,000	53,944,760	41,504,082	0.520	2017/08/10	0.138	2017/04/24	940,632,000	261,794,812	-	-	-	-
20406	BNP Paribas Issuance B.V. - HSBC European Wts Jul 2018 A	HKD	0.650	0.360	0.480	188,048,000	78,088,980	44,758,112	0.650	2017/08/03	0.130	2017/04/24	848,032,000	292,106,524	-	-	-	-
22680	BNP Paribas Issuance B.V. - HSBC European Wts Jul 2019 A	HKD	0.290	0.205	0.232	85,240,000	18,275,204	N/A	0.290	2017/08/10	0.200	2017/07/24	145,040,000	31,607,256	-	-	-	-
15842	BNP Paribas Issuance B.V. - HSBC European Wts Jun 2018 A	HKD	0.490	0.240	0.325	21,016,000	6,650,940	N/A	0.490	2017/08/02	0.208	2017/06/06	122,688,000	41,855,940	-	-	-	-
13022	BNP Paribas Issuance B.V. - HSBC European Wts Mar 2018 A	HKD	0.910	0.550	0.620	3,012,000	1,930,800	18,291,582	0.910	2017/08/02	0.159	2017/04/21	493,672,000	157,858,228	0.475	2016/12/08	0.151	2016/11/09
28436	BNP Paribas Issuance B.V. - HSBC European Wts Mar 2018 B	HKD	0.370	0.155	0.206	84,248,000	20,273,472	N/A	0.370	2017/08/10	0.155	2017/08/25	84,248,000	20,273,472	-	-	-	-
27621	BNP Paribas Issuance B.V. - HSBC European Wts May 2018 A	HKD	0.265	0.130	0.148	84,428,000	15,598,652	N/A	0.265	2017/08/03	0.130	2017/08/28	84,428,000	15,598,652	-	-	-	-
15424	BNP Paribas Issuance B.V. - HSBC European Wts Oct 2017 A	HKD	1.260	0.900	1.090	324,000	336,760	10,068,686	1.260	2017/08/01	0.157	2017/04/20	714,096,000	247,920,076	0.350	2016/12/22	0.305	2016/12/29
17734	BNP Paribas Issuance B.V. - HSBC European Wts Oct 2018 A	HKD	0.430	0.250	0.310	69,584,000	20,876,520	N/A	0.435	2017/07/31	0.250	2017/08/24	119,968,000	39,269,240	-	-	-	-
26125	BNP Paribas Issuance B.V. - HSBC European Wts Sep 2017 A	HKD	0.860	0.365	0.500	25,812,000	15,093,720	24,795,465	0.860	2017/08/02	0.064	2017/04/20	793,620,000	156,902,372	-	-	-	-
13206	BNP Paribas Issuance B.V. - HSCEI European Wts Dec 2017 A	HKD	0.187	0.086	0.167	4,890,000	579,980	2,370,253	0.187	2017/08/28	0.042	2017/05/09	274,530,000	23,801,610	0.116	2016/11/28	0.059	2016/12/23
20396	BNP Paribas Issuance B.V. - HSI Euro Put Wts Aug 2017 D	HKD	-	-	0.010	0	0	13,710,683	0.175	2017/01/23	0.011	2017/05/24	2,534,690,000	267,791,640	-	-	-	-
28877	BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 A	HKD	0.052	0.021	0.024	150,890,000	4,496,930	110,150,915	0.280	2017/03/09	0.021	2017/08/08	4,209,120,000	679,162,610	-	-	-	-
12323	BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 B	HKD	0.068	0.028	0.033	121,170,000	5,186,250	N/A	0.270	2017/04/12	0.028	2017/08/08	3,605,670,000	563,322,800	-	-	-	-
16720	BNP Paribas Issuance B.V. - HSI Euro Put Wts Dec 2017 D	HKD	0.114	0.056	0.059	155,360,000	11,192,580	N/A	0.204	2017/07/05	0.056	2017/08/30	2,613,080,000	412,246,790	-	-	-	-
14050	BNP Paribas Issuance B.V. - HSI Euro Put Wts Feb 2018 A	HKD	0.082	0.043	0.049	164,750,000	8,606,960	N/A	0.245	2017/04/24	0.043	2017/08/08	3,615,370,000	467,587,900	-	-	-	-
26726	BNP Paribas Issuance B.V. - HSI Euro Put Wts Feb 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15906	BNP Paribas Issuance B.V. - HSI Euro Put Wts Jun 2018 B	HKD	0.163	0.108	0.110	68,120,000	8,259,890	N/A	0.248	2017/05/25	0.108	2017/08/08	2,507,640,000	512,486,540	-	-	-	-
12335	BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 C	HKD	0.083	0.045	0.049	145,300,000	8,078,970	N/A	0.247	2017/03/27	0.045	2017/08/08	3,460,220,000	483,517,560	-	-	-	-
15905	BNP Paribas Issuance B.V. - HSI Euro Put Wts Mar 2018 D	HKD	0.132	0.077	0.080	91,010,000	8,520,540	N/A	0.238	2017/05/23	0.077	2017/08/08	3,328,090,000	584,715,650	-	-	-	-
15374	BNP Paribas Issuance B.V. - HSI Euro Put Wts Oct 2017 B	HKD	0.012	0.010	0.010	21,030,000	208,500	7,295,505	0.137	2017/01/23	0.010	2017/08/24	1,751,800,000	140,381,640	-	-	-	-
14885	BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 B	HKD	0.010	0.010	0.010	18,620,000	186,200	14,439,922	0.173	2017/01/23	0.010	2017/08/11	2,546,210,000	268,005,530	-	-	-	-
28875	BNP Paribas Issuance B.V. - HSI Euro Put Wts Sep 2017 C	HKD	0.021	0.010	0.010	34,100,000	606,870	113,518,752	0.280	2017/03/09	0.010	2017/08/18	4,230,820,000	727,113,040	-	-	-	-
12627	BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 A	HKD	0.550	0.445	0.500	940,000	494,850	90,476,775	0.550	2017/08/08	0.054	2017/01/03	6,886,850,000	766,612,240	0.270	2016/09/09	0.046	2016/12/28
13308	BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 B	HKD	0.380	0.248	0.335	5,370,000	1,805,620	45,730,528	0.380	2017/08/09	0.029	2017/04/19	3,973,050,000	312,875,920	-	-	-	-
15371	BNP Paribas Issuance B.V. - HSI European Wts Aug 2017 C	HKD	0.780	0.750	0.780	450,000	347,100	4,282,420	0.780	2017/08/03	0.164	2017/01/09	3,476,840,000	679,989,840	-	-	-	-
16361	BNP Paribas Issuance B.V. - HSI European Wts Dec 2017 C	HKD	0.380	0.244	0.370	8,730,000	2,520,330	N/A	0.380	2017/08/30	0.105	2017/07/05	2,738,460,000	449,285,450	-	-	-	-
15901	BNP Paribas Issuance B.V. - HSI European Wts Dec 2018 A	HKD	-	-	0.540	0	0	N/A	0.370	2017/07/13	0.370	2017/07/13	10,000	3,700	-	-	-	-
28872	BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 A	HKD	0.465	0.405	0.475	200,000	87,000	73,695,373	0.465	2017/08/30	0.103	2017/03/09	2,871,280,000	458,466,860	-	-	-	-
16359	BNP Paribas Issuance B.V. - HSI European Wts Jan 2018 B	HKD	0.295	0.209	0.325	9,740,000	2,395,910	N/A	0.295	2017/08/29	0.096	2017/07/05	2,674,510,000	380,083,150	-	-	-	-
14045	BNP Paribas Issuance B.V. - HSI European Wts Jun 2018 A	HKD	0.670	0.540	0.670	130,000	78,200	N/A	0.670	2017/08/30	0.219	2017/04/24	105,070,000	25,000,480	-	-	-	-
26724	BNP Paribas Issuance B.V. - HSI European Wts Jun 2018 C	HKD	0.285	0.204	0.285	5,910,000	1,465,860	N/A	0.285	2017/08/31	0.204	2017/08/18	50,110,000	10,703,660	-	-	-	-
15903	BNP Paribas Issuance B.V. - HSI European Wts Jun 2019 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28871	BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 A	HKD	0.570	0.470	0.590	80,000	42,600	82,287,867	0.570	2017/08/28	0.143	2017/04/19	2,609,680,000	518,695,780	-	-	-	-
12320	BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 B	HKD	0.360	0.275	0.370	2,960,000	902,250	N/A	0.360	2017/08/28	0.084	2017/04/19	4,501,540,000	751,887,230	-	-	-	-
16363	BNP Paribas Issuance B.V. - HSI European Wts Mar 2018 E	HKD	0.325	0.234	0.335	6,460,000	1,616,470	N/A	0.325	2017/08/30	0.113	2017/07/10	2,287,300,000	364,468,140	-	-	-	-
13310	BNP Paribas Issuance B.V. - HSI European Wts Oct 2017 A	HKD	0.355	0.212	0.345	26,560,000	7,333,980	55,582,225	0.355	2017/08/31	0.033	2017/04/19	5,169,390,000	416,983,200	0.182	2016/09/22	0.033	2016/12/23
14882	BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 A	HKD	0.750	0.620	0.790	3,080,000	2,156,400	54,333,090	0.750	2017/08/09	0.153	2017/02/03	3,794,800,000	787,564,100	-	-	-	-
12291	BNP Paribas Issuance B.V. - HSI European Wts Sep 2017 D	HKD	0.465	0.310	0.480	1,950,000	726,200	N/A	0.465	2017/08/30	0.056	2017/04/19	4,737,400,000	647,578,860	-	-	-	-
15902	BNP Paribas Issuance B.V. - HSI European Wts Sep 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
22421	BNP Paribas Issuance B.V. - ICBC European Wts Apr 2018 A	HKD	0.670	0.290	0.530	37,536,000	15,773,865	15,363,745	0.670	2017/08/28	0.166	2017/05/05	333,434,000	108,399,373	-	-	-	-
29674	BNP Paribas Issuance B.V. - ICBC European Wts Apr 2018 B	HKD	0.460	0.249	0.380	110,043,000	41,004,309	N/A	0.460	2017/08/30	0.249	2017/08/22	110,043,000	41,004,309	-	-	-	-
26139	BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 A	HKD	-	-	0.900	0	0	280,373	0.650	2017/07/12	0.295	2017/02/03	12,930,000	6,211,520	0.740	2016/09/09	0.120	2016/05/18
11350	BNP Paribas Issuance B.V. - ICBC European Wts Aug 2017 B	HKD	-	-	0.495	0	0	3,346,039	0.495	2017/07/27	0.050	2017/07/10	134,912,000	28,863,858	0.500	2016/09/22	0.126	2016/12/22
12425	BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 A	HKD	0.900	0.350	0.720	48,077,000	26,244,075	23,783,566	0.900	2017/08/28	0.155	2017/07/07	585,807,000	192,073,685	0.520	2016/09/09	0.159	2016/12/23
12962	BNP Paribas Issuance B.V. - ICBC European Wts Dec 2017 B	HKD	0.203	0.046	0.116	218,782,000	19,785,562	10,010,428	0.203	2017/08/28	0.029	2017/07/10	1,575,091,000	102,605,606	0.224	2016/09/09	0.064	2016/12/23
27219	BNP Paribas Issuance B.V. - ICBC European Wts Feb 2018 A	HKD	0.850	0.355	0.710	1,721,000	1,018,240	22,329,411	0.850	2017/08/28	0.175	2017/07/07	556,973,000	171,239,873	-	-	-	-
16741	BNP Paribas Issuance B.V. - ICBC European Wts Jan 2019 A	HKD	0.600	0.315	0.495	138,436,000	55,842,750	N/A	0.600	2017/08/30	0.221	2017/06/21	204,657,000	78,439,077	-	-	-	-
12569	BNP Paribas Issuance B.V. - ICBC European Wts Mar 2018 A	HKD	0.550	0.203	0.405	381,054,000	118,917,148	30,501,033	0.550	2017/08/28	0.111	2017/05/05	703,792,000	193,781,023	0.380	2016/09/22	0.121	2016/12/23
17033	BNP Paribas Issuance B.V. - ICBC European Wts Oct 2018 A	HKD	0.650	0.320	0.550	220,386,000	92,890,250	N/A	0.650	2017/08/28	0.225	2017/07/07	311,573,000	124,667,677	-	-	-	-
11407	BNP Paribas Issuance B.V. - ICBC European Wts Oct 2018 B	HKD	0.375	0.325	0.340	13,111,000	4,572,935	N/A	0.375	2017/08/30	0.325	2017/08/31	13,111,000	4,572,935	-	-	-	-
11068	BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Jan 2018A	HKD	0.141	0.062	0.082	23,200,000	2,220,130	N/A	0.164	2017/03/16	0.046	2017/06/06	789,740,000	71,182,810	-	-	-	-
24955	BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Mar 2018 A	HKD	0.177	0.093	0.115	4,940,000	704,750	N/A	0.177	2017/08/08	0.093	2017/08/16	177,590,000	22,927,040	-	-	-	-
29212	BNP Paribas Issuance B.V. - Jiangxi Copper Eu Wt Oct 2018 A	HKD	0.188	0.151	0.186	310,730,000	50,895,540	N/A	0.188	2017/08/30	0.151	2017/08/24	310,730,000	50,895,540	-	-	-	-
15774	BNP Paribas Issuance B.V. - KECL European Wts Oct 2017 A	HKD	0.690	0.325	0.660	606,000	279,020	3,402,260	1.290	2017/04/10	0.210	2017/02/07	77,600,000	36,460,892	0.305	2016/12/30	0.300	2016/12/30
18073	BNP Paribas Issuance B.V. - KECL European Wts Sep 2017 A	HKD	0.026	0.010	0.010	4,680,000	77,980	204,420	0.065	2017/04/07	0.010	2017/08/14	63,440,000	1,498,520	0.095	2016/04/13	0.016	2016/11/10
14773	BNP Paribas Issuance B.V. - Kingsoft Euro Wts Jan 2018 A	HKD	0.152	0.032	0.038	301,980,000	23,947,570	N/A	0.345	2017/04/28	0.032	2017/08/29	536,520,000	67,128,740	-	-	-	-
24957	BNP Paribas Issuance B.V. - Kingsoft Euro Wts Jul 2018 A	HKD	0.310	0.135	0.150	159,550,000	38,474,910	N/A	0.345	2017/07/25	0.135	2017/08/30	199,220,000	50,384,510	-	-	-	-
16374	BNP Paribas Issuance B.V. - Kingsoft Euro Wts May 2018 A	HKD	0.169	0.056	0.065	234,580,000	20,498,910	N/A	0.234	2017/06/09	0.056	2017/08/29	294,770,000	30,113,970	-	-	-	-
12679	BNP Paribas Issuance B.V. - Lenovo European Wts Apr 2018 A	HKD	0.167	0.048	0.048	112,652,000	8,850,660	N/A	0.455	2017/04/07	0.048	2017/08/31	450,602,000	118,064,740	-	-	-	-
21726	BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2018 A	HKD	0.069	0.018	0.019	63,996,000	2,957,390	3,842,421	0.325	2017/01/18	0.018	2017/08/30	350,670,000	40,787,246	-	-	-	-
21780	BNP Paribas Issuance B.V. - Lenovo European Wts Jan 2019 A	HKD	0.092	0.038	0.044	51,650,000	3,512,638	4,333,333	0.380	2017/01/17	0.038	2017/08/21	227,500,000	34,422,070	-	-	-	-
16977	BNP Paribas Issuance B.V. - Lenovo European Wts Mar 2018 A	HKD	0.255	0.076	0.074	49,226,000	5,463,388	N/A	0.320	2017/07/21	0.076	2017/08/31	106,678,000	20,962,718	-	-	-	-
24841	BNP Paribas Issuance B.V. - Lenovo European Wts May 2018 A	HKD	0.260	0.077	0.073	46,090,000	6,718,370	N/A	0.285	2017/07/25	0.077	2017/08/28	53,422,000	8,681,020	-	-	-	-
15259	BNP Paribas Issuance B.V. - Lenovo European Wts Oct 2017 A	HKD	0.051	0.051	0.019	58,000	2,958	4,090,521	0.410	2017/01/18	0.037	2017/07/18	307,336,000	66,464,218	0.275	2016/12/30	0.224	2016/12/29
11581	BNP Paribas Issuance B.V. - Li & Fung Euro Wts Jul 2018 A	HKD	0.145	0.031	0.129	8,396,000	865,588	N/A	0.390	2017/03/20	0.031	2017/08/17	156,382,000	36,676,966	-	-	-	-
15293	BNP Paribas Issuance B.V. - Meitu European Warrants Jan18A	HKD	0.270	0.148	0.172	29,555,000	7,259,235	N/A	0.270	2017/08/14	0.105	2017/07/03	124,245,000	25,639,220	-	-	-	-
15294	BNP Paribas Issuance B.V. - Meitu European Warrants Jul18A	HKD	0.415	0.280	0.305	100,890,000	36,692,225	N/A	0.415	2017/08/25	0.183	2017/06/30	132,970,000	45,435,985	-	-	-	-
15997	BNP Paribas Issuance B.V. - Meitu European Warrants Nov17A	HKD	0.265	0.138	0.156	14,245,000	3,337,470	N/A	0.265	2017/08/14	0.138	2017/08/04	107,860,000	18,884,780	-	-	-	-
24952	BNP Paribas Issuance B.V. - Meitu European Wts Apr 2018 A	HKD	0.465	0.295	0.370	37,645,000	13,183,525	N/A	0.465	2017/08/25	0.295	2017/08/04	56,455,000	19,331,925	-	-	-	-
17287	BNP Paribas Issuance B.V. - Minsheng Bk Euro Wt Feb 2018 A	HKD	0.305	0.139	0.164	232,017,000	47,465,773	N/A	0.375	2017/07/18	0.139	2017/08/18	446,916,000	114,296,048	-	-	-	-
24947	BNP Paribas Issuance B.V. - NCI European Wts Apr 2018 A	HKD	0.520	0.237	0.305	523,957,000	196,336,575	N/A	0.520	2017/08/02	0.237	2017/08/30	621,252,000	225,294,610	-	-	-	-
16990	BNP Paribas Issuance B.V. - New World Dev Eu Wt Apr 2018 A	HKD	0.385	0.260	0.360	38,535,000	12,899,025	N/A	0.385	2017/08/04	0.191	2017/07/04	186,579,000	49,729,973	-	-	-	-
25846	BNP Paribas Issuance B.V. - New World Dev Eu Wt Aug 2018 A	HKD	0.345	0.249	0.320	80,230,000	24,157,929	N/A	0.345	2017/08/04	0.249	2017/08/25	99,110,000	29,932,444	-	-	-	-
10458	BNP Paribas Issuance B.V. - Oil Futures Eu Put Wt May 18 B	HKD	-	-	N/A	0	0	0	-	-	-	-	0	0	-	-	-	-
10457	BNP Paribas Issuance B.V. - Oil Futures Euro Wt May 2018 A	HKD	0.140	0.103	0.103	2,230,000	279,170	415,022	0.190	2017/04/20	0.094	2017/06/22	18,610,000	2,490,130	-	-	-	-
28040	BNP Paribas Issuance B.V. - PetroCh Euro Wts Apr 2018 A	HKD	0.070	0.040	0.049	16,316,000	803,412	10,798,759	0.590	2017/02/21	0.034	2017/06/30	268,398,000	72,389,362	-	-	-	-
29660	BNP Paribas Issuance B.V. - PetroCh Euro Wts Apr 2018 B	HKD	0.300	0.225	0.280	34,534,000	9,557,490	N/A	0.300	2017/08/25	0.225	2017/08/24	34,534,000	9,557,490	-	-	-	-
13830	BNP Paribas Issuance B.V. - PetroCh Euro Wts Aug 2017 A	HKD	-	-	0.010	0	0	123,261	0.360	2017/01/18	0.047	2017/04/12	84,286,000	23,505,514	0.295	2016/12/14	0.100	2016/11/14
15304	BNP Paribas Issuance B.V. - PetroCh Euro Wts Jan 2018 A	HKD	0.022	0.011	0.015	5,706,000	114,410	394,515	0.475	2017/01/09	0.011	2017/08/17	106,344,000	30,263,840	0.405	2016/12/21	0.365	2016/12/22
15844	BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 A	HKD	0.140	0.069	0.092	8,172,000	770,516	N/A	0.167	2017/07/27	0.069	2017/08/17	85,938,000	10,511,520	-	-	-	-
16675	BNP Paribas Issuance B.V. - PetroCh Euro Wts Mar 2018 B	HKD	0.207	0.123	0.149	23,362,000	3,723,894	N/A	0.270	2017/07/27	0.123	2017/08/17	78,388,000	13,904,036	-	-	-	-
14689	BNP Paribas Issuance B.V. - PetroCh Euro Wts Oct 2017 A	HKD	-	-	0.015	0	0	1,696,438	0.600	2017/01/13	0.015	2017/06/13	52,524,000	17,848,886	0.510	2016/12/21	0.255	2016/11/30
16153	BNP Paribas Issuance B.V. - PICC European Wts Feb 2018 A	HKD	1.400	0.840	0.910	6,486,000	6,424,100	N/A	1.400	2017/08/24	0.305	2017/06/14	49,540,000	23,726,770	-	-	-	-
24948	BNP Paribas Issuance B.V. - PICC Group Euro Wts Apr 2018 A	HKD	0.270	0.146	0.175	25,345,000	5,604,645	N/A	0.275	2017/07/25	0.146	2017/08/25	30,857,000	7,013,380	-	-	-	-
29291	BNP Paribas Issuance B.V. - Ping An Eur Put Wts Jan 2018 B	HKD	0.022	0.022	0.019	50,000	1,100	N/A	0.236	2017/03/07	0.019	2017/07/24	461,890,000	51,998,450	-	-	-	-
14685	BNP Paribas Issuance B.V. - Ping An European Wt Apr 2018 A	HKD	1.070	0.690	0.940	1,250,000	1,167,450	24,586,958	1.070	2017/08/24	0.082	2017/04/20	819,485,000	160,293,395	0.231	2016/11/30	0.107	2016/12/23
22793	BNP Paribas Issuance B.V. - Ping An European Wt Apr 2018 B	HKD	0.680	0.305	0.540	138,055,000	71,305,675	N/A	0.680	2017/08/24	0.305	2017/08/11	278,580,000	129,748,800	-	-	-	-
19068	BNP Paribas Issuance B.V. - Ping An European Wt Aug 2017 A	HKD	-	-	0.375	0	0	3,672,209	0.400	2017/07/21	0.056	2017/04/20	179,470,000	22,343,555	0.174	2016/01/04	0.036	2016/06/28
15800	BNP Paribas Issuance B.V. - Ping An European Wt Dec 2017 A	HKD	1.450	0.970	1.330	1,025,000	1,281,200	N/A	1.450	2017/08/24	0.213	2017/05/18	98,040,000	36,788,380	-	-	-	-
22778	BNP Paribas Issuance B.V. - Ping An European Wt Dec 2017 B	HKD	0.650	0.248	0.510	132,725,000	52,128,775	N/A	0.650	2017/08/24	0.248	2017/08/11	267,385,000	102,815,775	-	-	-	-
11634	BNP Paribas Issuance B.V. - Ping An European Wt Feb 2018 A	HKD	0.164	0.151	0.154	7,500,000	1,166,100	N/A	0.164	2017/08/31	0.151	2017/08/31	7,500,000	1,166,100	-	-	-	-
11670	BNP Paribas Issuance B.V. - Ping An European Wt Feb 2018 B	HKD	0.265	0.243	0.249	7,070,000	1,781,000	N/A	0.265	2017/08/31	0.243	2017/08/31	7,070,000	1,781,000	-	-	-	-
20407	BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 A	HKD	1.890	1.120	1.740	3,310,000	4,887,300	9,796,209	1.890	2017/08/24	0.163	2017/04/20	333,230,000	98,975,905	-	-	-	-
16915	BNP Paribas Issuance B.V. - Ping An European Wt Jan 2018 C	HKD	1.040	0.550	1.040	170,000	119,300	N/A	1.040	2017/08/29	0.290	2017/07/05	290,680,000	108,167,775	-	-	-	-
26751	BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 A	HKD	1.680	1.040	1.550	7,480,000	9,914,300	20,954,323	1.680	2017/08/28	0.249	2017/04/21	472,615,000	176,385,040	-	-	-	-
16217	BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 B	HKD	0.890	0.470	0.830	2,675,000	2,075,350	N/A	0.890	2017/08/28	0.280	2017/06/15	125,380,000	48,701,825	-	-	-	-
28468	BNP Paribas Issuance B.V. - Ping An European Wt Jul 2018 C	HKD	0.295	0.140	0.218	233,765,000	49,438,705	N/A	0.295	2017/08/24	0.140	2017/08/11	233,765,000	49,438,705	-	-	-	-
15807	BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 A	HKD	1.160	0.670	1.150	1,895,000	1,436,500	N/A	1.160	2017/08/28	0.242	2017/05/19	273,005,000	120,205,125	-	-	-	-
17739	BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 B	HKD	0.850	0.415	0.710	63,935,000	43,883,600	N/A	0.850	2017/08/24	0.345	2017/07/10	245,165,000	124,866,975	-	-	-	-
24703	BNP Paribas Issuance B.V. - Ping An European Wt Jun 2018 C	HKD	0.450	0.201	0.345	138,755,000	44,696,670	N/A	0.450	2017/08/24	0.201	2017/08/11	160,685,000	50,550,795	-	-	-	-
24668	BNP Paribas Issuance B.V. - Ping An European Wt Mar 2018 A	HKD	0.435	0.260	0.350	59,450,000	18,900,500	N/A	0.435	2017/08/24	0.236	2017/07/26	94,150,000	28,276,725	-	-	-	-
11635	BNP Paribas Issuance B.V. - Ping An European Wt May 2018 A	HKD	0.165	0.161	0.161	2,130,000	351,190	N/A	0.165	2017/08/31	0.161	2017/08/31	2,130,000	351,190	-	-	-	-
15803	BNP Paribas Issuance B.V. - Ping An European Wt Nov 2017 A	HKD	1.230	0.600	1.110	2,110,000	1,920,600	N/A	1.230	2017/08/24	0.135	2017/05/18	159,440,000	43,710,255	-	-	-	-
14241	BNP Paribas Issuance B.V. - Ping An European Wt Oct 2017 A	HKD	1.290	0.850	1.460	3,485,000	4,127,750	7,511,974	1.290	2017/08/21	0.082	2017/04/19	656,485,000	102,541,910	0.315	2016/11/28	0.115	2016/12/22
25857	BNP Paribas Issuance B.V. - R&F Ppt Euro Wts May 2018 A	HKD	0.430	0.175	0.430	82,712,000	17,055,016	N/A	0.430	2017/08/31	0.175	2017/08/03	110,436,000	22,932,428	-	-	-	-
15084	BNP Paribas Issuance B.V. - Sands China Euro Wt Apr 2018 A	HKD	0.224	0.163	0.186	2,732,000	548,292	N/A	0.310	2017/06/19	0.163	2017/08/28	208,480,000	42,734,140	-	-	-	-
28030	BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2018 A	HKD	0.270	0.161	0.187	27,940,000	6,987,984	8,031,561	0.395	2017/06/14	0.161	2017/08/28	215,036,000	60,967,408	-	-	-	-
13775	BNP Paribas Issuance B.V. - Sands China Euro Wt Jan 2019 A	HKD	0.019	0.013	0.015	16,000	256	6,627	0.026	2017/01/23	0.012	2017/06/05	3,224,000	62,844	0.035	2016/03/31	0.019	2016/08/29
22096	BNP Paribas Issuance B.V. - Sands China Euro Wt Jul 2018 A	HKD	0.395	0.395	0.350	40,000	15,800	N/A	0.420	2017/07/24	0.335	2017/07/18	12,392,000	4,673,360	-	-	-	-
13835	BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2017 A	HKD	0.019	0.015	0.015	400,000	6,400	1,656,746	0.185	2017/01/11	0.015	2017/08/09	300,268,000	22,705,808	0.325	2016/12/01	0.178	2016/12/09
17034	BNP Paribas Issuance B.V. - Sands China Euro Wt Oct 2018 A	HKD	0.315	0.250	0.275	101,272,000	28,928,040	N/A	0.335	2017/07/25	0.238	2017/07/07	180,192,000	51,216,640	-	-	-	-
29397	BNP Paribas Issuance B.V. - SHK Ppt Euro Warrants Jan 18 A	HKD	0.360	0.201	0.395	560,000	123,030	N/A	0.420	2017/06/07	0.147	2017/07/04	107,470,000	33,694,800	-	-	-	-
17648	BNP Paribas Issuance B.V. - SHK Ppt Euro Warrants Jun 2018 A	HKD	0.930	0.700	1.120	7,900,000	6,478,200	N/A	0.930	2017/08/30	0.590	2017/07/07	13,220,000	9,818,200	-	-	-	-
29679	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Apr 2018 A	HKD	0.330	0.243	0.325	72,636,000	20,436,900	N/A	0.330	2017/08/31	0.243	2017/08/22	72,636,000	20,436,900	-	-	-	-
13833	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Aug 2017 A	HKD	-	-	0.010	0	0	2,430,396	0.235	2017/01/18	0.010	2017/06/22	460,778,000	50,657,470	0.345	2016/10/24	0.120	2016/11/21
15311	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Jan 2018 A	HKD	0.043	0.018	0.034	101,464,000	3,285,904	17,111,665	0.305	2017/01/18	0.018	2017/08/18	1,089,726,000	160,479,692	0.220	2016/12/21	0.171	2016/12/29
23729	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Jun 2018 A	HKD	0.239	0.143	0.210	116,118,000	20,960,960	N/A	0.300	2017/07/27	0.143	2017/08/18	144,566,000	28,588,170	-	-	-	-
16371	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Mar 2018 A	HKD	0.136	0.065	0.116	112,014,000	11,091,378	N/A	0.310	2017/06/08	0.065	2017/08/18	393,138,000	59,843,214	-	-	-	-
13558	BNP Paribas Issuance B.V. - Sinopec Corp Eu Wts Nov 2017 A	HKD	0.046	0.019	0.031	138,716,000	4,552,742	N/A	0.285	2017/04/13	0.019	2017/08/17	602,634,000	69,190,528	-	-	-	-
26145	BNP Paribas Issuance B.V. - Stanchart Euro Wts Jan 2018 A	HKD	0.640	0.186	0.193	3,260,000	1,671,751	624,702	0.670	2017/02/10	0.186	2017/08/18	20,861,000	10,633,161	-	-	-	-
14914	BNP Paribas Issuance B.V. - Stanchart Euro Wts May 2018 A	HKD	1.080	0.520	0.550	564,000	419,125	N/A	1.080	2017/08/02	0.465	2017/05/05	12,626,500	7,236,693	-	-	-	-
15261	BNP Paribas Issuance B.V. - Stanchart Euro Wts Oct 2017 A	HKD	1.140	0.229	0.275	8,360,000	6,043,185	5,350,955	1.140	2017/08/02	0.229	2017/08/18	100,881,000	50,395,367	0.430	2016/12/19	0.325	2016/12/28
26120	BNP Paribas Issuance B.V. - SUNAC European Warrants Apr19A	HKD	1.520	1.050	1.550	5,940,000	7,258,300	3,384,333	1.520	2017/08/30	0.211	2017/02/14	68,890,000	29,714,620	-	-	-	-
16414	BNP Paribas Issuance B.V. - SUNAC European Warrants Jul18A	HKD	0.760	0.485	0.840	880,000	513,500	N/A	0.760	2017/08/30	0.320	2017/07/18	14,230,000	6,659,800	-	-	-	-
22155	BNP Paribas Issuance B.V. - SUNAC European Warrants Mar 18 A	HKD	0.580	0.270	0.530	68,160,000	23,669,850	N/A	0.580	2017/08/31	0.160	2017/07/18	191,220,000	60,119,760	-	-	-	-
14023	BNP Paribas Issuance B.V. - SUNAC European Warrants Oct18A	HKD	1.120	0.650	1.050	6,520,000	5,913,800	N/A	1.120	2017/08/31	0.121	2017/05/05	170,980,000	39,910,390	-	-	-	-
25752	BNP Paribas Issuance B.V. - SUNAC European Wts Jul 2018 B	HKD	0.380	0.203	0.380	23,700,000	5,884,810	N/A	0.380	2017/08/31	0.203	2017/08/18	43,060,000	12,793,160	-	-	-	-
25748	BNP Paribas Issuance B.V. - SUNAC European Wts May 2018 A	HKD	0.390	0.194	0.385	32,430,000	8,219,850	N/A	0.390	2017/08/31	0.194	2017/08/18	50,730,000	14,611,400	-	-	-	-
29883	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Aug 2018 A	HKD	0.220	0.167	0.190	114,450,000	22,405,750	N/A	0.220	2017/08/24	0.167	2017/08/29	114,450,000	22,405,750	-	-	-	-
25743	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Feb 2018 A	HKD	1.750	0.760	1.470	38,830,000	43,379,900	N/A	1.750	2017/08/24	0.760	2017/08/03	46,860,000	50,259,400	-	-	-	-
14670	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jan 2018 A	HKD	3.830	2.150	3.830	3,450,000	7,781,900	N/A	3.830	2017/08/30	0.345	2017/06/06	22,820,000	30,542,450	-	-	-	-
24942	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jan 2019 A	HKD	0.410	0.285	0.385	12,810,000	4,057,300	N/A	0.410	2017/08/24	0.285	2017/08/11	12,810,000	4,057,300	-	-	-	-
29119	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Jul 2018 A	HKD	0.305	0.207	0.270	98,530,000	23,538,230	N/A	0.305	2017/08/24	0.207	2017/08/14	98,530,000	23,538,230	-	-	-	-
15790	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 A	HKD	-	-	5.890	0	0	175,483	2.960	2017/05/10	0.495	2017/01/03	18,300,000	21,571,100	0.520	2016/12/30	0.475	2016/12/30
28997	BNP Paribas Issuance B.V. - Sunny Optical Eu Wt Oct 2017 B	HKD	4.650	2.220	4.160	6,330,000	20,107,200	14,502,208	4.650	2017/08/24	0.242	2017/06/06	140,570,000	90,696,200	-	-	-	-
15883	BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 A	HKD	-	-	0.010	0	0	21,839,915	0.187	2017/01/04	0.013	2017/06/29	3,309,940,000	303,696,740	-	-	-	-
16283	BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2018 B	HKD	0.083	0.050	0.053	626,780,000	41,105,290	N/A	0.198	2017/07/05	0.050	2017/08/18	1,494,420,000	159,254,940	-	-	-	-
15083	BNP Paribas Issuance B.V. - Tencent Eu Put Wt Apr 2019 C	HKD	0.103	0.075	0.089	127,840,000	10,654,330	N/A	0.239	2017/05/08	0.075	2017/08/01	1,288,670,000	201,874,380	-	-	-	-
13893	BNP Paribas Issuance B.V. - Tencent Eu Put Wt Nov 2017 A	HKD	-	-	0.010	0	0	15,323,505	0.199	2017/01/04	0.013	2017/05/02	2,979,540,000	290,473,510	0.237	2016/12/23	0.154	2016/10/25
24826	BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2018 C	HKD	0.410	0.240	0.360	362,620,000	110,928,360	N/A	0.410	2017/08/17	0.205	2017/07/26	998,860,000	260,489,760	-	-	-	-
29126	BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2018 D	HKD	0.305	0.209	0.260	759,750,000	184,037,000	N/A	0.305	2017/08/17	0.209	2017/08/29	759,750,000	184,037,000	-	-	-	-
12351	BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2019 A	HKD	0.820	0.540	0.720	15,820,000	11,094,100	N/A	0.820	2017/08/17	0.194	2017/04/11	1,815,550,000	404,681,990	-	-	-	-
13541	BNP Paribas Issuance B.V. - Tencent Euro Wts Apr 2019 B	HKD	0.970	0.670	0.850	7,910,000	6,262,200	N/A	0.970	2017/08/17	0.280	2017/04/19	86,500,000	34,055,800	-	-	-	-
13204	BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2017 A	HKD	-	-	0.790	0	0	12,373,415	0.650	2017/06/29	0.069	2017/01/24	2,370,700,000	246,568,920	0.280	2016/09/23	0.050	2016/12/20
12571	BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 A	HKD	1.160	0.870	1.070	3,270,000	3,244,600	6,517,540	1.160	2017/08/17	0.170	2017/01/24	98,800,000	41,189,450	0.355	2016/09/23	0.131	2016/12/28
14305	BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 B	HKD	0.580	0.370	0.560	62,080,000	29,369,950	N/A	0.580	2017/08/31	0.133	2017/05/05	1,513,800,000	264,843,820	-	-	-	-
15809	BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 C	HKD	0.720	0.650	0.730	290,000	200,300	N/A	0.720	2017/08/10	0.310	2017/06/01	88,600,000	37,980,450	-	-	-	-
11149	BNP Paribas Issuance B.V. - Tencent Euro Wts Aug 2018 D	HKD	0.243	0.200	0.234	381,440,000	88,725,120	N/A	0.243	2017/08/31	0.200	2017/08/29	381,440,000	88,725,120	-	-	-	-
13547	BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 A	HKD	0.800	0.570	0.710	3,350,000	2,151,000	13,901,078	0.800	2017/08/17	0.049	2017/01/24	906,820,000	103,357,990	0.192	2016/10/06	0.039	2016/12/20
14304	BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 B	HKD	0.950	0.770	0.860	2,120,000	1,870,600	N/A	0.950	2017/08/17	0.206	2017/04/25	24,480,000	8,313,710	-	-	-	-
17412	BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2017 C	HKD	0.440	0.215	0.360	73,790,000	22,568,390	N/A	0.440	2017/08/17	0.086	2017/07/07	370,810,000	67,903,890	-	-	-	-
13010	BNP Paribas Issuance B.V. - Tencent Euro Wts Dec 2018 A	HKD	1.100	0.820	0.990	3,680,000	3,459,100	4,778,272	1.100	2017/08/17	0.040	2017/02/16	207,650,000	54,141,050	0.395	2016/09/23	0.150	2016/12/23
16971	BNP Paribas Issuance B.V. - Tencent Euro Wts Feb 2018 A	HKD	0.420	0.236	0.360	92,380,000	25,231,110	N/A	0.420	2017/08/15	0.112	2017/07/04	1,110,990,000	204,603,220	-	-	-	-
14880	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 A	HKD	1.200	1.040	1.160	2,040,000	2,254,500	5,264,763	1.200	2017/08/10	0.173	2017/01/04	1,037,760,000	213,083,200	0.215	2016/12/08	0.141	2016/12/23
15423	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 B	HKD	1.540	1.350	1.460	240,000	346,000	2,045,758	1.540	2017/08/17	0.300	2017/01/04	57,350,000	26,602,500	0.310	2016/12/30	0.249	2016/12/28
15233	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 C	HKD	6.350	3.810	5.560	5,695,000	28,054,320	N/A	6.350	2017/08/17	1.080	2017/05/10	84,119,000	142,165,430	-	-	-	-
15908	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2018 D	HKD	2.900	1.300	2.350	19,230,000	38,494,720	N/A	2.900	2017/08/17	0.435	2017/07/05	742,764,000	691,332,985	-	-	-	-
19467	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 A	HKD	0.940	0.790	0.960	190,000	163,800	5,557,530	0.940	2017/08/08	0.209	2017/03/01	475,180,000	123,012,660	-	-	-	-
26732	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 B	HKD	1.230	1.050	1.130	1,160,000	1,358,600	5,880,350	1.230	2017/08/17	0.310	2017/03/01	96,000,000	43,015,050	-	-	-	-
16109	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 C	HKD	0.385	0.224	0.360	513,080,000	140,470,710	N/A	0.385	2017/08/17	0.129	2017/07/05	2,959,230,000	619,450,560	-	-	-	-
26782	BNP Paribas Issuance B.V. - Tencent Euro Wts Jan 2019 D	HKD	0.370	0.250	0.360	247,140,000	81,475,600	N/A	0.370	2017/08/17	0.242	2017/07/31	272,320,000	87,736,630	-	-	-	-
15049	BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 A	HKD	1.220	0.950	1.150	1,150,000	1,295,700	5,246,523	1.220	2017/08/17	0.209	2017/01/04	1,081,880,000	262,855,460	0.224	2016/12/14	0.178	2016/12/23
16150	BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 B	HKD	0.480	0.310	0.460	245,730,000	93,240,950	N/A	0.480	2017/08/17	0.141	2017/07/05	2,150,370,000	484,772,580	-	-	-	-
27630	BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 C	HKD	0.340	0.223	0.310	542,180,000	149,483,330	N/A	0.340	2017/08/17	0.223	2017/08/03	542,180,000	149,483,330	-	-	-	-
29654	BNP Paribas Issuance B.V. - Tencent Euro Wts Jul 2018 D	HKD	0.255	0.200	0.238	824,670,000	194,836,800	N/A	0.255	2017/08/24	0.200	2017/08/29	824,670,000	194,836,800	-	-	-	-
13150	BNP Paribas Issuance B.V. - Tencent Euro Wts Mar 2018 A	HKD	0.910	0.640	0.850	120,990,000	90,803,000	20,467,222	0.910	2017/08/17	0.084	2017/01/24	711,800,000	174,209,810	0.255	2016/09/23	0.069	2016/12/23
15793	BNP Paribas Issuance B.V. - Tencent Euro Wts Mar 2018 B	HKD	0.640	0.495	0.640	120,000	67,400	N/A	0.640	2017/08/17	0.221	2017/07/05	92,120,000	26,988,870	-	-	-	-
11164	BNP Paribas Issuance B.V. - Tencent Euro Wts Mar 2018 C	HKD	0.205	0.152	0.193	336,400,000	63,897,390	N/A	0.205	2017/08/31	0.152	2017/08/29	336,400,000	63,897,390	-	-	-	-
15794	BNP Paribas Issuance B.V. - Tencent Euro Wts May 2018 A	HKD	0.620	0.500	0.590	370,000	197,700	N/A	0.620	2017/08/09	0.224	2017/05/18	221,290,000	61,694,600	-	-	-	-
26776	BNP Paribas Issuance B.V. - Tencent Euro Wts May 2018 B	HKD	0.400	0.201	0.320	1,545,500,000	382,111,210	N/A	0.400	2017/08/17	0.201	2017/08/03	1,729,170,000	424,566,120	-	-	-	-
29213	BNP Paribas Issuance B.V. - Tencent Euro Wts May 2018 C	HKD	0.242	0.148	0.187	1,368,170,000	284,967,410	N/A	0.242	2017/08/15	0.148	2017/08/29	1,368,170,000	284,967,410	-	-	-	-
15799	BNP Paribas Issuance B.V. - Tencent Euro Wts Nov 2018 A	HKD	0.580	0.415	0.570	85,840,000	38,201,300	N/A	0.580	2017/08/18	0.210	2017/07/05	602,770,000	192,991,830	-	-	-	-
12889	BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2017 A	HKD	1.160	1.040	1.200	5,880,000	6,723,000	4,003,530	1.160	2017/08/15	0.129	2017/01/04	664,360,000	112,476,340	0.350	2016/09/08	0.096	2016/12/23
16108	BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2018 A	HKD	0.420	0.255	0.410	370,390,000	134,314,700	N/A	0.420	2017/08/15	0.153	2017/07/07	3,014,470,000	695,833,610	-	-	-	-
28443	BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2018 B	HKD	0.345	0.249	0.320	200,940,000	60,267,480	N/A	0.345	2017/08/17	0.249	2017/08/11	200,940,000	60,267,480	-	-	-	-
29214	BNP Paribas Issuance B.V. - Tencent Euro Wts Oct 2018 C	HKD	0.255	0.181	0.214	1,423,010,000	315,743,020	N/A	0.255	2017/08/17	0.181	2017/08/29	1,423,010,000	315,743,020	-	-	-	-
13626	BNP Paribas Issuance B.V. - Tencent Euro Wts Sep 2017 A	HKD	1.000	0.780	0.880	26,280,000	23,859,400	7,185,863	1.000	2017/08/17	0.057	2017/01/24	1,089,150,000	112,256,620	0.228	2016/10/06	0.045	2016/12/20
17307	BNP Paribas Issuance B.V. - Tracker Fund Euro Wts Jan 19 A	HKD	0.270	0.230	0.270	7,505,000	1,998,250	N/A	0.270	2017/08/31	0.146	2017/07/05	16,955,000	3,460,050	-	-	-	-
10463	BNP Paribas Issuance B.V. - USD/CAD European Wts Dec 2017A	HKD	0.051	0.044	0.035	180,000	7,990	N/A	0.141	2017/06/22	0.040	2017/07/31	1,250,000	102,880	-	-	-	-
10481	BNP Paribas Issuance B.V. - USD/CNH European Put Wts Jun 18A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10459	BNP Paribas Issuance B.V. - USD/CNH European Wts Dec 2017A	HKD	0.085	0.040	0.045	53,050,000	3,560,470	N/A	0.218	2017/05/19	0.040	2017/08/29	62,910,000	4,851,410	-	-	-	-
10461	BNP Paribas Issuance B.V. - USD/CNH European Wts Mar 2018A	HKD	0.194	0.125	0.135	2,940,000	457,270	N/A	0.194	2017/08/02	0.125	2017/08/30	2,940,000	457,270	-	-	-	-
10466	BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Mar 2018 B	HKD	0.250	0.206	0.208	6,830,000	1,603,290	N/A	0.250	2017/08/29	0.197	2017/07/06	6,930,000	1,623,530	-	-	-	-
10445	BNP Paribas Issuance B.V. - USD/YEN Eur Put Wts Sep 2017 B	HKD	0.138	0.048	0.048	20,510,000	1,995,510	1,982,438	0.325	2017/01/24	0.048	2017/08/31	102,670,000	17,133,990	-	-	-	-
10465	BNP Paribas Issuance B.V. - USD/YEN Euro Wts Mar 2018 A	HKD	0.275	0.190	0.248	6,350,000	1,494,850	N/A	0.400	2017/07/10	0.190	2017/08/29	11,890,000	3,394,150	-	-	-	-
10444	BNP Paribas Issuance B.V. - USD/YEN Euro Wts Sep 2017 A	HKD	0.010	0.010	0.010	510,000	5,100	378,997	0.220	2017/01/09	0.010	2017/08/29	69,490,000	3,726,960	0.237	2016/12/28	0.213	2016/12/29
20248	BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Aug 2018 A	HKD	-	-	0.015	0	0	5,286	0.022	2017/02/15	0.012	2017/06/26	5,034,000	89,080	0.068	2016/04/14	0.017	2016/11/16
15782	BNP Paribas Issuance B.V. - Want Want Ch Eu Wts Oct 2017 A	HKD	0.209	0.052	0.054	5,401,000	677,268	1,523,017	0.540	2017/02/16	0.052	2017/08/31	51,156,000	15,420,376	0.315	2016/12/30	0.310	2016/12/30
29762	BNP Paribas Issuance B.V. - Yanzhou Coal Eur Wt Sep 2018 A	HKD	0.222	0.150	0.202	26,978,000	4,989,402	4,204,998	0.222	2017/08/09	0.082	2017/05/16	643,272,000	75,922,306	0.157	2016/10/24	0.034	2016/01/22
15258	BNP Paribas Issuance B.V. - Zijin Mining Eu Wts Oct 2017 A	HKD	0.217	0.078	0.080	20,276,000	2,549,878	1,920,860	0.410	2017/03/24	0.049	2017/07/13	113,778,000	29,551,062	0.230	2016/12/19	0.229	2016/12/19
15241	BNP Paribas Issuance B.V. - ZTE European Wts Feb 2018 B	HKD	0.540	0.375	0.540	5,642,000	2,650,650	N/A	0.560	2017/07/25	0.169	2017/05/11	125,984,000	38,373,242	-	-	-	-
25832	BNP Paribas Issuance B.V. - ZTE European Wts Mar 2018 A	HKD	0.198	0.118	0.197	40,720,000	6,956,552	N/A	0.206	2017/07/27	0.118	2017/08/11	91,056,000	16,801,396	-	-	-	-
28681	BNP Paribas Issuance B.V. - ZTE European Wts May 2018 A	HKD	0.207	0.130	0.210	113,368,000	18,419,026	N/A	0.207	2017/08/30	0.130	2017/08/11	113,368,000	18,419,026	-	-	-	-
29573	BNP Paribas Issuance B.V. - ZTE European Wts May 2018 B	HKD	0.350	0.235	0.345	94,410,000	24,911,854	N/A	0.350	2017/08/30	0.235	2017/08/21	94,410,000	24,911,854	-	-	-	-
10452	BNP Paribas Issuance B.V. -AUD/USD European Wts Dec 2017 A	HKD	0.270	0.185	0.187	3,630,000	829,020	1,391,537	0.280	2017/07/27	0.090	2017/06/02	38,610,000	8,349,220	-	-	-	-
10464	BNP Paribas Issuance B.V. -USD/CAD European Put Wts Dec17B	HKD	-	-	0.610	0	0	N/A	0.280	2017/05/17	0.260	2017/05/15	600,000	161,000	-	-	-	-
10460	BNP Paribas Issuance B.V. -USD/CNH European Put Wts Dec17B	HKD	-	-	0.520	0	0	N/A	0.325	2017/06/08	0.229	2017/05/24	1,100,000	311,650	-	-	-	-
10462	BNP Paribas Issuance B.V. -USD/CNH European Put Wts Mar18B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10453	BNP Paribas Issuance B.V.- AUD/USD Euro Put Wts Dec 2017 B	HKD	0.060	0.033	0.041	28,610,000	1,319,980	511,750	0.222	2017/03/10	0.033	2017/08/30	45,470,000	3,072,380	-	-	-	-
16993	BNP Paribas Issuance B.V.-Dongfeng Motor Eur Wt Mar 2018 A	HKD	0.750	0.425	0.435	17,544,000	9,570,690	N/A	0.750	2017/08/25	0.335	2017/07/28	61,776,000	30,564,470	-	-	-	-
29472	BNP Paribas Issurance B.V. - Wharf European Wts Apr 2018 A	HKD	0.325	0.219	0.330	37,700,000	9,553,640	N/A	0.325	2017/08/24	0.219	2017/08/18	37,700,000	9,553,640	-	-	-	-
25710	BOCI Asia Ltd. - A50 China European Warrants Dec 2017 A	HKD	0.360	0.360	0.415	250,000	93,500	48,008	0.360	2017/08/10	0.187	2017/01/03	5,912,000	1,313,016	0.219	2016/11/11	0.118	2016/02/29
26297	BOCI Asia Ltd. - A50 China European Warrants Dec 2017 B	HKD	-	-	0.630	0	0	5,267	0.395	2017/05/12	0.395	2017/05/12	80,000	31,600	0.410	2016/12/09	0.192	2016/02/15
16654	BOCI Asia Ltd. - A50 China European Warrants Dec 2017 C	HKD	0.940	0.380	0.800	32,615,300	18,203,260	N/A	0.940	2017/08/30	0.285	2017/06/15	148,434,500	67,601,575	-	-	-	-
28888	BOCI Asia Ltd. - A50 China European Warrants Jan 2018 A	HKD	0.270	0.134	0.216	134,907,200	32,503,894	N/A	0.270	2017/08/30	0.134	2017/08/10	134,907,200	32,503,894	-	-	-	-
17212	BOCI Asia Ltd. - A50 China European Warrants Mar 2018 A	HKD	0.820	0.425	0.730	1,552,000	767,900	N/A	0.820	2017/08/30	0.330	2017/07/04	4,430,000	2,031,610	-	-	-	-
14400	BOCI Asia Ltd. - A50 China European Warrants Sep 2017 A	HKD	1.110	0.400	1.020	320,700	177,493	N/A	1.110	2017/08/28	0.098	2017/05/08	216,636,000	61,210,958	-	-	-	-
16043	BOCI Asia Ltd. - AAC Tech European Warrants Apr 2018 A	HKD	0.410	0.370	0.620	800,000	303,000	N/A	0.450	2017/07/18	0.315	2017/06/07	15,400,000	5,531,500	-	-	-	-
13496	BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 A	HKD	0.475	0.194	0.475	11,230,000	3,673,430	N/A	0.475	2017/08/31	0.105	2017/05/18	177,675,000	35,178,165	-	-	-	-
16039	BOCI Asia Ltd. - AAC Tech European Warrants Feb 2018 B	HKD	0.425	0.355	0.650	1,920,000	743,050	N/A	0.470	2017/07/19	0.345	2017/07/31	37,925,000	14,875,375	-	-	-	-
14569	BOCI Asia Ltd. - AAC Tech European Warrants Jan 2018 A	HKD	0.520	0.236	0.520	4,940,000	1,631,900	N/A	0.520	2017/08/30	0.118	2017/05/18	1,200,705,000	256,707,610	-	-	-	-
25733	BOCI Asia Ltd. - AAC Tech European Warrants Jul 2018 A	HKD	0.355	0.167	0.335	55,895,000	14,319,270	N/A	0.355	2017/08/30	0.165	2017/07/31	59,635,000	14,947,725	-	-	-	-
17221	BOCI Asia Ltd. - AAC Tech European Warrants Mar 2018 A	HKD	0.420	0.149	0.390	449,550,000	79,985,510	N/A	0.420	2017/08/30	0.143	2017/07/31	688,650,000	126,124,930	-	-	-	-
24918	BOCI Asia Ltd. - AAC Tech European Warrants Mar 2018 B	HKD	0.340	0.153	0.310	160,570,000	31,832,660	N/A	0.340	2017/08/30	0.153	2017/08/18	166,880,000	32,934,295	-	-	-	-
11783	BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 A	HKD	0.540	0.196	0.540	18,195,000	6,392,430	N/A	0.540	2017/08/28	0.100	2017/05/18	371,240,000	73,550,505	-	-	-	-
14646	BOCI Asia Ltd. - AAC Tech European Warrants Nov 2017 B	HKD	0.465	0.245	0.465	590,000	191,390	N/A	0.465	2017/08/30	0.089	2017/05/18	559,445,000	76,320,030	-	-	-	-
14645	BOCI Asia Ltd. - AAC Tech European Warrants Sep 2018 A	HKD	0.500	0.214	0.480	15,000,000	4,592,500	N/A	0.500	2017/08/31	0.142	2017/05/18	466,600,000	129,572,100	-	-	-	-
27943	BOCI Asia Ltd. - Agricultural Bk European Wts Jan 2018 A	HKD	0.189	0.114	0.123	25,629,000	3,775,978	N/A	0.189	2017/08/07	0.114	2017/08/21	25,629,000	3,775,978	-	-	-	-
27935	BOCI Asia Ltd. - Agricultural Bk European Wts Nov 2017 A	HKD	0.204	0.116	0.128	146,235,000	22,803,907	N/A	0.204	2017/08/07	0.116	2017/08/21	146,235,000	22,803,907	-	-	-	-
15211	BOCI Asia Ltd. - AIA European Put Warrants Aug 2017 A	HKD	-	-	0.020	0	0	900	0.300	2017/01/03	0.021	2017/04/27	5,184,000	505,370	0.305	2016/12/19	0.275	2016/12/28
15553	BOCI Asia Ltd. - AIA European Put Warrants Nov 2017 A	HKD	0.058	0.036	0.031	1,040,000	54,780	N/A	0.227	2017/05/18	0.036	2017/08/02	8,516,000	1,595,022	-	-	-	-
16966	BOCI Asia Ltd. - AIA European Warrants Dec 2017 A	HKD	0.305	0.123	0.180	123,404,000	25,267,264	N/A	0.305	2017/08/01	0.109	2017/07/04	2,127,770,000	453,272,258	-	-	-	-
26954	BOCI Asia Ltd. - AIA European Warrants Feb 2018 A	HKD	0.335	0.176	0.226	2,510,220,000	604,803,622	N/A	0.335	2017/08/02	0.176	2017/08/21	2,510,220,000	604,803,622	-	-	-	-
27913	BOCI Asia Ltd. - AIA European Warrants Jan 2018 A	HKD	0.178	0.104	0.129	30,240,000	3,584,828	N/A	0.178	2017/08/04	0.104	2017/08/18	30,240,000	3,584,828	-	-	-	-
28903	BOCI Asia Ltd. - AIA European Warrants Oct 2017 A	HKD	0.480	0.415	0.395	88,000	40,040	86,665,340	0.540	2017/07/31	0.129	2017/04/25	2,142,710,000	520,525,964	-	-	-	-
15540	BOCI Asia Ltd. - AIA European Warrants Oct 2017 B	HKD	0.440	0.203	0.295	26,964,000	7,890,844	N/A	0.440	2017/08/02	0.137	2017/07/04	4,318,878,000	908,607,812	-	-	-	-
27345	BOCI Asia Ltd. - AIA European Warrants Sep 2017 A	HKD	-	-	0.770	0	0	210,191,675	0.670	2017/07/19	0.152	2017/04/19	6,076,994,000	1,364,579,136	-	-	-	-
24863	BOCI Asia Ltd. - BOC HK European Warrants Dec 2017 A	HKD	0.740	0.610	0.740	40,000	27,500	1,014,290	0.740	2017/08/31	0.173	2017/04/19	26,440,000	8,114,765	-	-	-	-
15619	BOCI Asia Ltd. - BOC HK European Warrants Jan 2018 A	HKD	0.500	0.355	0.510	4,260,000	1,910,650	N/A	0.500	2017/08/28	0.181	2017/05/17	58,800,000	18,236,465	-	-	-	-
17206	BOCI Asia Ltd. - BOC HK European Warrants Mar 2018 A	HKD	0.330	0.201	0.290	48,620,000	13,242,545	N/A	0.330	2017/08/02	0.201	2017/08/18	83,040,000	20,919,645	-	-	-	-
28740	BOCI Asia Ltd. - BOCL European Put Warrants Aug 2017 B	HKD	-	-	0.028	0	0	0	-	-	-	-	0	0	0.211	2016/06/24	0.034	2016/09/09
28707	BOCI Asia Ltd. - BOCL European Warrants Aug 2017 A	HKD	-	-	0.450	0	0	174,217	0.570	2017/02/16	0.215	2017/02/01	31,021,000	9,362,430	0.375	2016/08/17	0.160	2016/06/28
27846	BOCI Asia Ltd. - BOCL European Warrants Aug 2017 C	HKD	0.079	0.010	0.010	14,121,000	616,006	34,387,148	0.255	2017/02/17	0.010	2017/08/14	2,152,884,000	206,372,393	-	-	-	-
28737	BOCI Asia Ltd. - BOCL European Warrants Dec 2017 A	HKD	0.540	0.250	0.465	6,640,000	2,559,275	3,271,437	0.540	2017/08/28	0.163	2017/07/10	228,788,000	51,764,136	0.425	2016/09/09	0.144	2016/06/27
28518	BOCI Asia Ltd. - BOCL European Warrants Dec 2017 B	HKD	0.067	0.022	0.051	17,201,000	687,261	642,294	0.166	2017/02/22	0.017	2017/06/28	88,286,000	4,536,829	-	-	-	-
17117	BOCI Asia Ltd. - BOCL European Warrants Dec 2017 C	HKD	0.320	0.231	0.360	10,432,000	2,794,635	N/A	0.320	2017/08/25	0.125	2017/07/10	27,738,000	5,836,327	-	-	-	-
15586	BOCI Asia Ltd. - BOCL European Warrants Jan 2018 A	HKD	0.300	0.130	0.255	280,855,000	52,871,033	N/A	0.300	2017/08/30	0.083	2017/07/10	1,217,098,000	192,704,890	-	-	-	-
22671	BOCI Asia Ltd. - BOCL European Warrants May 2018 A	HKD	0.340	0.201	0.290	306,923,000	86,777,902	N/A	0.340	2017/08/31	0.163	2017/07/24	310,267,000	87,373,925	-	-	-	-
25633	BOCI Asia Ltd. - BYD European Warrants Aug 2017 A	HKD	0.072	0.072	0.072	50,000	3,600	74,717	0.103	2017/06/14	0.058	2017/05/23	28,000,000	2,338,000	0.197	2016/07/15	0.072	2016/12/23
16860	BOCI Asia Ltd. - BYD European Warrants Dec 2017 A	HKD	0.219	0.137	0.145	8,690,000	1,726,180	N/A	0.395	2017/06/27	0.137	2017/08/30	16,270,000	4,520,555	-	-	-	-
27662	BOCI Asia Ltd. - BYD European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	90,808	0.053	2017/01/13	0.013	2017/07/27	1,131,950,000	46,371,550	0.173	2016/09/07	0.040	2016/12/28
17205	BOCI Asia Ltd. - CAM CSI300 European Warrants Feb 2018 A	HKD	0.310	0.205	0.305	18,288,000	4,232,750	N/A	0.310	2017/08/31	0.190	2017/07/10	228,430,000	49,682,798	-	-	-	-
16657	BOCI Asia Ltd. - CC Bank European Put Warrants Oct 2017 C	HKD	0.114	0.019	0.025	21,903,000	1,197,659	N/A	0.275	2017/07/05	0.019	2017/08/31	327,663,000	37,338,516	-	-	-	-
28665	BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 A	HKD	0.020	0.010	0.010	11,724,000	185,370	50,991,665	0.164	2017/02/23	0.010	2017/08/17	3,104,669,000	307,130,433	-	-	-	-
11297	BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 B	HKD	0.237	0.030	0.070	54,296,000	8,714,618	N/A	0.370	2017/03/21	0.020	2017/07/10	4,073,701,000	538,810,852	-	-	-	-
14647	BOCI Asia Ltd. - CC Bank European Warrants Aug 2017 D	HKD	0.720	0.227	0.720	6,037,000	2,570,000	N/A	0.720	2017/08/25	0.094	2017/07/10	197,311,000	27,520,895	-	-	-	-
29355	BOCI Asia Ltd. - CC Bank European Warrants Feb 2018 A	HKD	0.300	0.168	0.197	1,181,322,000	294,435,769	N/A	0.300	2017/08/28	0.168	2017/08/21	1,181,322,000	294,435,769	-	-	-	-
29614	BOCI Asia Ltd. - CC Bank European Warrants Feb 2018 B	HKD	0.445	0.260	0.350	1,656,000	579,430	N/A	0.445	2017/08/25	0.260	2017/08/21	1,656,000	579,430	-	-	-	-
18146	BOCI Asia Ltd. - CC Bank European Warrants Jan 2018 A	HKD	0.920	0.540	0.890	900,000	624,340	N/A	0.920	2017/08/25	0.540	2017/08/11	1,257,000	832,020	-	-	-	-
22640	BOCI Asia Ltd. - CC Bank European Warrants Jan 2018 B	HKD	0.365	0.145	0.243	1,706,906,000	352,866,653	N/A	0.365	2017/08/30	0.145	2017/08/11	2,724,395,000	545,907,582	-	-	-	-
28521	BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 A	HKD	0.182	0.060	0.103	1,984,375,000	202,784,036	39,341,653	0.226	2017/02/23	0.037	2017/07/04	2,341,677,000	237,919,288	-	-	-	-
16778	BOCI Asia Ltd. - CC Bank European Warrants Nov 2017 B	HKD	0.510	0.177	0.360	97,293,000	22,137,820	N/A	0.510	2017/08/28	0.095	2017/07/10	2,586,105,000	520,180,867	-	-	-	-
13469	BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 A	HKD	0.275	0.058	0.150	85,513,000	10,739,703	N/A	0.275	2017/08/28	0.023	2017/07/10	6,758,511,000	573,445,466	-	-	-	-
16655	BOCI Asia Ltd. - CC Bank European Warrants Oct 2017 B	HKD	0.650	0.200	0.470	7,951,000	2,770,536	N/A	0.650	2017/08/30	0.086	2017/07/10	2,539,736,000	420,156,782	-	-	-	-
15585	BOCI Asia Ltd. - CC Bank European Warrants Sep 2017 A	HKD	0.455	0.072	0.235	78,531,000	14,824,863	N/A	0.455	2017/08/28	0.022	2017/07/10	3,576,349,000	464,531,944	-	-	-	-
12923	BOCI Asia Ltd. - CGS European Warrants Aug 2018 A	HKD	0.101	0.078	0.085	14,060,000	1,250,495	1,881,946	0.171	2017/02/17	0.078	2017/08/10	121,070,000	13,370,470	0.231	2016/11/28	0.150	2016/12/29
15716	BOCI Asia Ltd. - Ch Comm Cons European Warrants Nov 2018 A	HKD	0.132	0.118	0.119	22,830,000	2,739,820	N/A	0.189	2017/05/17	0.118	2017/08/31	98,590,000	16,476,180	-	-	-	-
15043	BOCI Asia Ltd. - Ch Comm Cons European Warrants Oct 2017 A	HKD	0.147	0.142	0.155	1,100,000	161,200	197,997	0.290	2017/03/27	0.135	2017/01/03	62,720,000	12,653,890	0.154	2016/12/14	0.124	2016/12/20
16660	BOCI Asia Ltd. - Ch Overseas European Warrants Feb 2018 A	HKD	0.232	0.132	0.204	102,540,000	19,329,060	N/A	0.255	2017/07/17	0.132	2017/08/11	234,640,000	45,956,580	-	-	-	-
28876	BOCI Asia Ltd. - Ch Overseas European Warrants Feb 2018 B	HKD	0.285	0.179	0.234	6,320,000	1,345,560	N/A	0.285	2017/08/25	0.179	2017/08/10	6,320,000	1,345,560	-	-	-	-
14551	BOCI Asia Ltd. - Ch Overseas European Warrants Oct 2017 A	HKD	0.360	0.137	0.310	9,180,000	2,400,940	7,485,280	0.360	2017/08/25	0.062	2017/05/08	564,420,000	77,435,460	0.255	2016/11/28	0.113	2016/12/29
27927	BOCI Asia Ltd. - Chi Res Land European Warrants Apr 2018 A	HKD	0.224	0.153	0.205	16,600,000	3,240,920	N/A	0.224	2017/08/04	0.153	2017/08/11	16,600,000	3,240,920	-	-	-	-
17225	BOCI Asia Ltd. - Chi Res Land European Warrants Dec 2017 A	HKD	0.197	0.116	0.194	37,400,000	5,202,340	N/A	0.270	2017/07/27	0.116	2017/08/18	80,980,000	13,642,680	-	-	-	-
20121	BOCI Asia Ltd. - Chi Res Land European Warrants Oct 2017 A	HKD	-	-	0.580	0	0	1,402,350	0.500	2017/03/22	0.285	2017/01/10	56,140,000	22,231,000	-	-	-	-
14552	BOCI Asia Ltd. - China Life European Put Warrants Oct 2017 A	HKD	-	-	0.010	0	0	248,392	0.190	2017/01/03	0.013	2017/06/21	4,457,190,000	359,760,000	0.204	2016/12/23	0.136	2016/12/08
28180	BOCI Asia Ltd. - China Life European Put Warrants Sep 2017 B	HKD	0.053	0.034	0.023	520,000	22,120	2,653,787	0.167	2017/03/01	0.020	2017/07/17	871,020,000	112,667,070	-	-	-	-
28171	BOCI Asia Ltd. - China Life European Warrants Apr 2018 A	HKD	-	-	0.171	0	0	1,433,740	0.255	2017/02/21	0.124	2017/04/19	55,130,000	9,972,770	-	-	-	-
12996	BOCI Asia Ltd. - China Life European Warrants Aug 2017 A	HKD	-	-	0.610	0	0	210,750	0.580	2017/03/21	0.420	2017/04/10	2,440,000	1,286,000	0.380	2016/09/19	0.265	2016/09/14
15212	BOCI Asia Ltd. - China Life European Warrants Aug 2017 B	HKD	0.164	0.010	0.010	59,890,000	5,324,400	259,644,197	0.240	2017/02/15	0.010	2017/08/22	19,066,810,000	2,891,721,820	0.095	2016/12/16	0.071	2016/12/20
16488	BOCI Asia Ltd. - China Life European Warrants Aug 2017 C	HKD	-	-	0.295	0	0	1,733	0.520	2017/07/19	0.201	2017/01/05	550,000	121,910	-	-	-	-
14073	BOCI Asia Ltd. - China Life European Warrants Dec 2017 A	HKD	-	-	0.540	0	0	78,033	0.650	2017/07/17	0.260	2017/01/03	1,190,000	545,550	0.435	2016/11/28	0.178	2016/11/09
14679	BOCI Asia Ltd. - China Life European Warrants Dec 2017 B	HKD	0.270	0.135	0.220	450,000	95,500	2,103,035	0.340	2017/05/31	0.131	2017/01/05	78,270,000	16,928,040	0.249	2016/11/30	0.104	2016/12/20
28528	BOCI Asia Ltd. - China Life European Warrants Dec 2017 C	HKD	0.094	0.032	0.051	60,710,000	3,837,170	201,356,938	0.234	2017/02/22	0.032	2017/08/21	14,948,840,000	1,209,016,080	-	-	-	-
24800	BOCI Asia Ltd. - China Life European Warrants Dec 2017 D	HKD	0.137	0.045	0.070	8,367,510,000	732,484,408	N/A	0.137	2017/08/02	0.045	2017/08/17	9,694,722,000	881,565,530	-	-	-	-
27004	BOCI Asia Ltd. - China Life European Warrants Jan 2018 A	HKD	0.193	0.077	0.132	7,269,560,000	700,592,040	574,419,062	0.270	2017/02/15	0.077	2017/08/18	28,512,420,000	4,555,387,500	-	-	-	-
11029	BOCI Asia Ltd. - China Life European Warrants Mar 2018 A	HKD	0.260	0.206	0.227	32,040,000	7,380,810	N/A	0.260	2017/08/28	0.206	2017/08/25	32,040,000	7,380,810	-	-	-	-
29616	BOCI Asia Ltd. - China Life European Warrants May 2018 A	HKD	0.360	0.237	0.325	81,560,000	20,064,490	N/A	0.360	2017/08/28	0.237	2017/08/21	81,560,000	20,064,490	-	-	-	-
13685	BOCI Asia Ltd. - China Life European Warrants Nov 2017 A	HKD	0.415	0.214	0.340	9,450,000	3,249,960	1,185,672	0.420	2017/06/09	0.162	2017/01/03	2,240,240,000	429,997,950	0.310	2016/11/28	0.108	2016/11/09
28438	BOCI Asia Ltd. - China Life European Warrants Sep 2017 A	HKD	-	-	0.670	0	0	122,858	0.720	2017/05/25	0.330	2017/01/09	4,000,000	1,850,850	0.490	2016/11/28	0.189	2016/06/24
29379	BOCI Asia Ltd. - China Life European Warrants Sep 2017 C	HKD	0.055	0.017	0.015	33,230,000	1,287,140	N/A	0.183	2017/03/17	0.017	2017/08/29	18,966,070,000	1,758,185,250	-	-	-	-
14558	BOCI Asia Ltd. - China Life European Warrants Sep 2017 D	HKD	-	-	0.231	0	0	N/A	0.375	2017/05/31	0.194	2017/05/05	15,380,000	4,080,400	-	-	-	-
16520	BOCI Asia Ltd. - China Mobile European Put Wts Nov 2017 A	HKD	0.260	0.094	0.099	28,560,000	5,801,625	N/A	0.405	2017/07/07	0.094	2017/08/31	32,260,000	7,009,725	-	-	-	-
26941	BOCI Asia Ltd. - China Mobile European Warrants Aug 2017 A	HKD	0.010	0.010	0.010	100,000	1,000	530,363,948	0.290	2017/02/13	0.010	2017/08/10	28,322,600,000	4,257,118,475	-	-	-	-
16519	BOCI Asia Ltd. - China Mobile European Warrants Dec 2017 A	HKD	0.238	0.107	0.128	9,812,325,000	1,412,789,550	N/A	0.310	2017/06/12	0.107	2017/08/07	13,007,365,000	1,876,304,760	-	-	-	-
28858	BOCI Asia Ltd. - China Mobile European Warrants Feb 2018 A	HKD	0.450	0.315	0.405	225,000	94,400	N/A	0.450	2017/08/10	0.315	2017/08/10	225,000	94,400	-	-	-	-
29612	BOCI Asia Ltd. - China Mobile European Warrants Mar 2018 A	HKD	0.355	0.345	0.345	330,000	115,850	N/A	0.355	2017/08/30	0.345	2017/08/29	330,000	115,850	-	-	-	-
18473	BOCI Asia Ltd. - China Mobile European Warrants Nov 2017 B	HKD	0.385	0.160	0.325	55,275,000	11,657,360	N/A	0.385	2017/08/14	0.160	2017/08/03	3,041,965,000	625,460,515	-	-	-	-
14095	BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 A	HKD	0.092	0.031	0.056	10,225,000	659,235	N/A	0.235	2017/05/08	0.026	2017/07/12	10,181,225,000	978,299,180	-	-	-	-
16651	BOCI Asia Ltd. - China Mobile European Warrants Oct 2017 B	HKD	0.224	0.072	0.152	23,340,000	3,269,930	N/A	0.238	2017/06/16	0.057	2017/07/12	7,453,195,000	673,731,690	-	-	-	-
13111	BOCI Asia Ltd. - China Mobile European Warrants Sep 2017 A	HKD	0.150	0.019	0.020	161,260,000	9,800,995	N/A	0.405	2017/04/05	0.018	2017/07/06	19,423,250,000	2,991,837,940	-	-	-	-
21347	BOCI Asia Ltd. - China Shenhua European Warrants Oct 2017 A	HKD	-	-	0.720	0	0	1,777,573	0.415	2017/03/20	0.132	2017/03/10	184,925,000	36,202,570	-	-	-	-
20120	BOCI Asia Ltd. - China Tel European Warrants Oct 2017 A	HKD	0.167	0.072	0.160	50,598,000	4,299,132	17,237,254	0.360	2017/02/10	0.072	2017/08/17	675,568,000	128,635,586	-	-	-	-
14945	BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 A	HKD	0.174	0.160	0.171	160,000	26,720	13,345,117	0.190	2017/05/29	0.071	2017/03/06	3,057,560,000	251,333,500	0.139	2016/12/12	0.083	2016/12/23
23229	BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 B	HKD	0.400	0.280	0.265	1,700,000	537,300	682,910	0.400	2017/08/21	0.130	2017/03/07	33,420,000	5,692,280	-	-	-	-
17119	BOCI Asia Ltd. - China Unicom European Warrants Dec 2017 C	HKD	0.920	0.335	0.335	157,200,000	85,536,840	N/A	0.920	2017/08/21	0.285	2017/07/07	163,976,000	88,459,300	-	-	-	-
11356	BOCI Asia Ltd. - China Unicom European Warrants Dec 2018 A	HKD	0.211	0.189	0.204	48,190,000	9,857,922	N/A	0.211	2017/08/30	0.189	2017/08/29	48,190,000	9,857,922	-	-	-	-
11361	BOCI Asia Ltd. - China Unicom European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29268	BOCI Asia Ltd. - China Unicom European Warrants Oct 2017 A	HKD	1.540	0.330	0.375	6,304,000	5,158,210	N/A	1.540	2017/08/21	0.310	2017/03/06	475,492,000	254,429,380	-	-	-	-
20992	BOCI Asia Ltd. - China Vanke European Warrants Dec 2017 A	HKD	0.172	0.098	0.160	39,227,000	5,918,542	N/A	0.192	2017/07/19	0.098	2017/08/17	91,446,000	14,347,021	-	-	-	-
15044	BOCI Asia Ltd. - China Vanke European Warrants Sep 2017 A	HKD	0.079	0.015	0.020	13,760,000	744,695	5,556,108	0.235	2017/03/16	0.015	2017/08/31	421,731,000	48,003,291	0.186	2016/12/13	0.091	2016/12/23
20114	BOCI Asia Ltd. - CITIC European Warrants Oct 2017 A	HKD	-	-	0.117	0	0	837,057	0.179	2017/02/14	0.077	2017/04/20	70,080,000	8,891,310	-	-	-	-
17118	BOCI Asia Ltd. - CITIC Sec European Warrants Jul 2018 A	HKD	0.208	0.148	0.201	59,245,000	11,260,180	N/A	0.208	2017/08/29	0.148	2017/08/11	79,770,000	14,752,525	-	-	-	-
18234	BOCI Asia Ltd. - CITIC Sec European Warrants Nov 2017 A	HKD	0.145	0.078	0.132	38,620,000	4,558,660	7,715,453	0.285	2017/02/20	0.078	2017/08/24	386,515,000	57,864,755	-	-	-	-
28672	BOCI Asia Ltd. - CKH European Warrants Aug 2017 A	HKD	0.470	0.010	0.010	28,180,000	6,192,660	2,594,443	0.470	2017/08/03	0.010	2017/08/22	66,030,000	16,171,505	-	-	-	-
16036	BOCI Asia Ltd. - CKH European Warrants Nov 2017 A	HKD	0.550	0.224	0.218	40,775,000	15,026,330	N/A	0.550	2017/08/03	0.202	2017/07/10	52,295,000	18,384,715	-	-	-	-
16456	BOCI Asia Ltd. - CKP European Warrants Aug 2017 A	HKD	1.570	1.570	1.570	1,500,000	2,355,000	1,987,179	1.570	2017/08/15	0.305	2017/03/09	59,925,000	28,046,375	-	-	-	-
16963	BOCI Asia Ltd. - CKP European Warrants Dec 2017 A	HKD	0.600	0.275	0.455	39,290,000	15,428,250	N/A	0.600	2017/08/09	0.185	2017/07/06	47,880,000	17,459,725	-	-	-	-
29365	BOCI Asia Ltd. - CKP European Warrants Feb 2018 A	HKD	0.260	0.206	0.243	28,670,000	6,742,330	N/A	0.260	2017/08/17	0.206	2017/08/21	28,670,000	6,742,330	-	-	-	-
13672	BOCI Asia Ltd. - CKP European Warrants Oct 2017 A	HKD	0.850	0.465	0.800	8,600,000	5,278,550	N/A	0.850	2017/08/08	0.153	2017/04/19	44,675,000	15,266,605	-	-	-	-
26982	BOCI Asia Ltd. - CM Bank European Warrants Aug 2018 A	HKD	0.450	0.260	0.405	105,975,000	33,962,325	N/A	0.450	2017/08/30	0.260	2017/08/21	105,975,000	33,962,325	-	-	-	-
16349	BOCI Asia Ltd. - CM Bank European Warrants Dec 2017 A	HKD	3.020	0.750	2.620	5,274,000	8,704,425	N/A	3.020	2017/08/30	0.500	2017/06/22	25,803,500	26,765,225	-	-	-	-
15620	BOCI Asia Ltd. - CM Bank European Warrants Mar 2018 A	HKD	-	-	0.790	0	0	N/A	0.375	2017/05/25	0.213	2017/05/18	13,630,000	3,392,930	-	-	-	-
11269	BOCI Asia Ltd. - CNOOC European Put Warrants Nov 2017 A	HKD	0.054	0.027	0.026	7,220,000	368,850	564,847	0.107	2017/03/10	0.027	2017/08/28	43,560,000	3,391,870	0.162	2016/08/03	0.086	2016/12/02
11365	BOCI Asia Ltd. - CNOOC European Warrants Jan 2018 A	HKD	0.435	0.375	0.385	58,387,000	22,242,695	N/A	0.435	2017/08/30	0.375	2017/08/31	58,387,000	22,242,695	-	-	-	-
29514	BOCI Asia Ltd. - CNOOC European Warrants May 2018 A	HKD	0.042	0.029	0.042	820,000	26,820	313,668	0.127	2017/01/06	0.029	2017/08/11	43,690,000	2,948,090	0.176	2016/07/13	0.100	2016/12/23
15613	BOCI Asia Ltd. - CNOOC European Warrants Nov 2017 B	HKD	0.330	0.116	0.275	682,574,000	155,173,844	N/A	0.560	2017/05/16	0.116	2017/08/16	1,394,501,000	315,362,440	-	-	-	-
29019	BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	57,104,529	0.300	2017/03/02	0.025	2017/06/19	1,755,398,000	342,627,176	-	-	-	-
12137	BOCI Asia Ltd. - CNOOC European Warrants Sep 2017 B	HKD	0.078	0.021	0.048	3,902,000	179,472	N/A	0.560	2017/04/07	0.021	2017/08/10	2,981,342,000	710,992,366	-	-	-	-
14395	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 A	HKD	1.490	0.630	1.230	1,958,600	2,025,088	N/A	1.490	2017/08/30	0.198	2017/05/05	299,861,200	130,135,277	-	-	-	-
16652	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Dec 2017 B	HKD	0.870	0.320	0.720	60,997,000	29,473,743	N/A	0.870	2017/08/30	0.280	2017/07/04	303,723,200	132,891,378	-	-	-	-
28881	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Feb 2018 A	HKD	0.415	0.177	0.340	90,124,800	33,238,127	N/A	0.415	2017/08/30	0.177	2017/08/10	90,124,800	33,238,127	-	-	-	-
17209	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Mar 2018 A	HKD	0.680	0.370	0.630	3,944,200	1,812,940	N/A	0.680	2017/08/31	0.246	2017/07/04	11,561,600	5,134,124	-	-	-	-
26353	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Oct 2017 A	HKD	-	-	0.485	0	0	64,465	0.350	2017/07/10	0.315	2017/06/08	1,208,000	386,788	0.217	2016/04/21	0.165	2016/02/16
13246	BOCI Asia Ltd. - CSOP A50 ETF European Warrants Sep 2018 A	HKD	0.235	0.180	0.216	3,510,000	773,566	474,622	0.235	2017/08/28	0.083	2017/05/08	29,758,000	3,484,358	0.146	2016/11/30	0.110	2016/09/26
15047	BOCI Asia Ltd. - Evergrande European Warrants Aug 2017 A	HKD	12.980	12.980	12.980	2,000	25,960	938,862	12.980	2017/08/15	0.460	2017/01/17	38,457,000	24,051,015	0.680	2016/12/13	0.420	2016/12/23
13493	BOCI Asia Ltd. - Evergrande European Warrants Oct 2017 A	HKD	18.120	10.300	15.760	1,031,000	16,052,560	N/A	18.120	2017/08/30	0.880	2017/05/08	10,879,000	45,563,340	-	-	-	-
28415	BOCI Asia Ltd. - GAC European Warrants Feb 2018 A	HKD	0.175	0.115	0.131	33,640,000	4,838,780	N/A	0.175	2017/08/24	0.115	2017/08/11	33,640,000	4,838,780	-	-	-	-
29585	BOCI Asia Ltd. - Galaxy Ent European Put Warrants Aug 2017 C	HKD	-	-	0.020	0	0	N/A	0.207	2017/03/09	0.042	2017/05/02	99,800,000	11,603,440	-	-	-	-
26984	BOCI Asia Ltd. - Galaxy Ent European Put Warrants Feb 2018 A	HKD	0.395	0.280	0.275	28,350,000	9,317,050	N/A	0.395	2017/08/11	0.280	2017/08/31	28,350,000	9,317,050	-	-	-	-
15614	BOCI Asia Ltd. - Galaxy Ent European Put Warrants Nov 2017 B	HKD	0.026	0.021	0.021	150,000	3,450	N/A	0.255	2017/05/18	0.021	2017/08/31	22,930,000	3,722,890	-	-	-	-
27338	BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 A	HKD	1.010	0.940	0.820	80,000	78,000	368,342	1.010	2017/08/08	0.300	2017/02/22	9,150,000	3,603,100	-	-	-	-
29565	BOCI Asia Ltd. - Galaxy Ent European Warrants Aug 2017 B	HKD	0.440	0.139	0.280	8,860,000	2,186,680	N/A	0.500	2017/06/13	0.108	2017/05/18	1,936,980,000	392,292,690	-	-	-	-
16351	BOCI Asia Ltd. - Galaxy Ent European Warrants Dec 2017 A	HKD	0.455	0.455	0.455	200,000	91,000	N/A	0.485	2017/07/25	0.305	2017/07/04	5,640,000	2,148,650	-	-	-	-
18172	BOCI Asia Ltd. - Galaxy Ent European Warrants Dec 2017 B	HKD	0.395	0.236	0.350	373,580,000	111,356,120	N/A	0.395	2017/08/09	0.236	2017/08/11	399,990,000	118,893,180	-	-	-	-
11373	BOCI Asia Ltd. - Galaxy Ent European Warrants Jan 2018 A	HKD	0.340	0.280	0.345	7,160,000	2,247,300	N/A	0.340	2017/08/31	0.280	2017/08/29	7,160,000	2,247,300	-	-	-	-
15538	BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 A	HKD	-	-	0.600	0	0	N/A	0.520	2017/06/05	0.244	2017/05/18	25,490,000	8,538,880	-	-	-	-
16715	BOCI Asia Ltd. - Galaxy Ent European Warrants Nov 2017 C	HKD	0.210	0.101	0.167	152,060,000	24,249,420	N/A	0.270	2017/06/20	0.081	2017/07/11	1,341,550,000	217,058,400	-	-	-	-
13504	BOCI Asia Ltd. - Galaxy Ent European Warrants Oct 2017 A	HKD	0.225	0.073	0.148	81,320,000	11,772,730	N/A	0.320	2017/06/20	0.066	2017/05/22	1,820,110,000	350,314,030	-	-	-	-
28380	BOCI Asia Ltd. - Geely Auto European Put Warrants Aug 2017 B	HKD	0.010	0.010	0.010	14,000	140	4,690,775	1.190	2017/03/01	0.010	2017/08/01	100,704,000	29,889,050	-	-	-	-
21024	BOCI Asia Ltd. - Geely Auto European Put Warrants Jan 2018 A	HKD	0.191	0.119	0.122	99,370,000	14,207,030	N/A	0.218	2017/07/24	0.119	2017/08/31	141,160,000	22,158,880	-	-	-	-
16517	BOCI Asia Ltd. - Geely Auto European Put Warrants Mar 2018 A	HKD	0.090	0.062	0.059	3,706,000	244,242	N/A	0.218	2017/06/12	0.062	2017/08/22	39,595,000	6,467,744	-	-	-	-
27847	BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 A	HKD	-	-	9.010	0	0	2,334,392	6.540	2017/06/27	1.990	2017/05/10	6,000,000	18,482,900	-	-	-	-
14385	BOCI Asia Ltd. - Geely Auto European Warrants Aug 2017 C	HKD	5.760	5.720	6.040	241,000	1,387,320	N/A	6.070	2017/07/13	0.430	2017/05/04	92,641,000	67,624,500	-	-	-	-
15206	BOCI Asia Ltd. - Geely Auto European Warrants Aug 2018 A	HKD	1.050	0.850	0.970	23,690,000	21,779,400	4,023,618	1.050	2017/08/08	0.151	2017/01/06	2,174,080,000	463,426,850	0.193	2016/12/16	0.138	2016/12/28
14826	BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 A	HKD	-	-	1.280	0	0	72,458	0.750	2017/06/08	0.223	2017/01/03	3,090,000	1,151,015	0.295	2016/12/07	0.189	2016/12/23
14390	BOCI Asia Ltd. - Geely Auto European Warrants Dec 2017 B	HKD	0.860	0.850	0.790	60,000	51,300	N/A	0.860	2017/08/09	0.141	2017/05/05	72,560,000	12,840,550	-	-	-	-
15208	BOCI Asia Ltd. - Geely Auto European Warrants Dec 2018 A	HKD	0.950	0.950	0.970	10,000	9,500	26,872,625	0.950	2017/08/29	0.126	2017/01/03	1,947,960,000	643,229,600	0.153	2016/12/16	0.121	2016/12/23
26100	BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 A	HKD	-	-	1.050	0	0	34,529	0.860	2017/06/29	0.295	2017/02/07	1,760,000	655,500	-	-	-	-
11542	BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 B	HKD	0.670	0.495	0.600	1,310,000	735,300	N/A	0.670	2017/08/09	0.089	2017/05/05	204,460,000	40,398,850	-	-	-	-
16516	BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 C	HKD	0.560	0.415	0.510	6,588,000	3,267,965	N/A	0.560	2017/08/09	0.231	2017/06/16	302,510,000	82,351,735	-	-	-	-
28856	BOCI Asia Ltd. - Geely Auto European Warrants Feb 2018 D	HKD	0.265	0.185	0.211	235,670,000	50,042,730	N/A	0.265	2017/08/10	0.185	2017/08/29	235,670,000	50,042,730	-	-	-	-
14827	BOCI Asia Ltd. - Geely Auto European Warrants Jul 2018 A	HKD	-	-	1.180	0	0	8,075	0.510	2017/03/31	0.207	2017/01/03	4,855,000	1,314,100	0.295	2016/12/09	0.194	2016/12/28
17213	BOCI Asia Ltd. - Geely Auto European Warrants Mar 2018 B	HKD	0.395	0.285	0.340	938,440,000	299,262,650	N/A	0.395	2017/08/09	0.270	2017/07/24	2,219,000,000	723,864,150	-	-	-	-
29600	BOCI Asia Ltd. - Geely Auto European Warrants May 2018 A	HKD	0.247	0.219	0.236	36,290,000	8,399,820	N/A	0.247	2017/08/21	0.219	2017/08/29	36,290,000	8,399,820	-	-	-	-
14323	BOCI Asia Ltd. - Geely Auto European Warrants Oct 2017 A	HKD	0.980	0.980	1.050	15,000	14,700	1,023,929	1.100	2017/07/13	0.076	2017/01/03	158,350,000	29,661,940	0.157	2016/11/28	0.067	2016/12/28
26965	BOCI Asia Ltd. - Greatwall Motor European Warrants Apr 2018A	HKD	0.164	0.120	0.124	61,370,000	8,923,980	N/A	0.164	2017/08/10	0.120	2017/08/31	61,370,000	8,923,980	-	-	-	-
16777	BOCI Asia Ltd. - Greatwall Motor European Warrants Aug 2018A	HKD	0.159	0.116	0.116	11,030,000	1,515,595	N/A	0.196	2017/06/20	0.116	2017/08/31	193,120,000	26,902,115	-	-	-	-
13962	BOCI Asia Ltd. - Greatwall Motor European Warrants Sep 2017A	HKD	0.120	0.066	0.065	5,100,000	468,885	5,832,007	0.227	2017/06/13	0.038	2017/05/05	526,715,000	56,742,845	0.126	2016/10/27	0.066	2016/12/29
18254	BOCI Asia Ltd. - Haitong Sec European Warrants Oct 2017 A	HKD	0.034	0.016	0.020	7,380,000	212,472	2,017,578	0.186	2017/01/18	0.016	2017/08/14	293,772,000	22,551,016	-	-	-	-
14946	BOCI Asia Ltd. - Haitong Sec European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	140,591	0.100	2017/02/17	0.025	2017/04/11	28,732,000	1,902,956	0.123	2016/12/09	0.066	2016/12/29
23838	BOCI Asia Ltd. - HKEX European Put Warrants Apr 2018 A	HKD	0.186	0.112	0.146	211,630,000	32,938,930	N/A	0.186	2017/08/18	0.112	2017/08/02	470,570,000	72,642,700	-	-	-	-
13144	BOCI Asia Ltd. - HKEX European Put Warrants Dec 2017 C	HKD	0.039	0.020	0.028	5,840,000	171,360	171,549,132	0.247	2017/01/03	0.020	2017/08/08	11,238,810,000	1,387,678,370	0.280	2016/12/28	0.191	2016/11/28
29370	BOCI Asia Ltd. - HKEX European Put Warrants Mar 2018 A	HKD	0.315	0.247	0.250	8,580,000	2,345,770	N/A	0.315	2017/08/18	0.247	2017/08/31	8,580,000	2,345,770	-	-	-	-
15609	BOCI Asia Ltd. - HKEX European Put Warrants Oct 2017 A	HKD	-	-	0.020	0	0	37,263,683	0.136	2017/01/04	0.018	2017/06/19	7,864,550,000	781,244,770	0.155	2016/12/29	0.133	2016/12/30
29369	BOCI Asia Ltd. - HKEX European Warrants Apr 2018 B	HKD	0.152	0.114	0.120	22,760,000	2,894,910	N/A	0.152	2017/08/16	0.114	2017/08/25	22,760,000	2,894,910	-	-	-	-
12774	BOCI Asia Ltd. - HKEX European Warrants Dec 2017 A	HKD	0.250	0.085	0.113	294,560,000	53,017,360	139,093,087	0.250	2017/08/02	0.052	2017/05/08	8,820,960,000	836,732,840	0.295	2016/09/22	0.090	2016/12/28
13143	BOCI Asia Ltd. - HKEX European Warrants Dec 2017 B	HKD	0.310	0.145	0.180	11,850,000	2,458,120	299,974,822	0.310	2017/08/02	0.085	2017/05/25	18,534,710,000	1,800,072,670	0.325	2016/09/13	0.133	2016/12/30
14545	BOCI Asia Ltd. - HKEX European Warrants Dec 2017 D	HKD	0.455	0.400	0.315	210,000	91,800	N/A	0.455	2017/08/02	0.156	2017/05/05	23,490,000	4,865,800	-	-	-	-
23817	BOCI Asia Ltd. - HKEX European Warrants Dec 2017 E	HKD	1.030	0.295	0.365	373,625,000	302,574,135	N/A	1.030	2017/08/02	0.295	2017/08/25	608,506,000	478,911,565	-	-	-	-
27825	BOCI Asia Ltd. - HKEX European Warrants Feb 2018 A	HKD	0.250	0.123	0.151	133,400,000	20,216,770	428,531,253	0.250	2017/08/02	0.067	2017/05/24	23,581,710,000	2,572,018,650	-	-	-	-
26952	BOCI Asia Ltd. - HKEX European Warrants Jan 2018 A	HKD	0.365	0.248	0.260	1,000,000	282,910	383,380	0.365	2017/08/02	0.123	2017/04/24	15,030,000	2,980,790	-	-	-	-
25730	BOCI Asia Ltd. - HKEX European Warrants Jun 2018 A	HKD	0.236	0.111	0.128	5,086,840,000	1,068,935,430	N/A	0.236	2017/08/02	0.111	2017/08/25	6,347,310,000	1,320,999,670	-	-	-	-
29579	BOCI Asia Ltd. - HKEX European Warrants Mar 2018 B	HKD	0.171	0.136	0.149	4,102,860,000	617,420,240	N/A	0.171	2017/08/28	0.136	2017/08/25	4,102,860,000	617,420,240	-	-	-	-
16514	BOCI Asia Ltd. - HKEX European Warrants May 2018 A	HKD	0.245	0.128	0.148	10,303,600,000	1,497,693,500	N/A	0.245	2017/08/02	0.128	2017/08/25	14,370,590,000	2,139,525,610	-	-	-	-
27823	BOCI Asia Ltd. - HKEX European Warrants Nov 2017 A	HKD	0.265	0.103	0.136	34,310,000	6,479,900	998,663,750	0.265	2017/08/02	0.062	2017/05/24	55,750,260,000	5,993,391,010	-	-	-	-
28673	BOCI Asia Ltd. - HKEX European Warrants Nov 2017 B	HKD	0.143	0.039	0.051	81,970,000	7,286,400	108,289,637	0.143	2017/08/02	0.038	2017/06/01	7,152,660,000	650,161,110	-	-	-	-
28661	BOCI Asia Ltd. - HKEX European Warrants Nov 2018 A	HKD	0.210	0.208	0.151	220,000	46,170	N/A	0.210	2017/08/09	0.208	2017/08/09	220,000	46,170	-	-	-	-
14993	BOCI Asia Ltd. - HKEX European Warrants Sep 2017 A	HKD	0.149	0.010	0.012	188,010,000	13,133,630	4,959,683	0.149	2017/08/02	0.010	2017/08/31	40,239,900,000	3,576,512,360	0.112	2016/12/12	0.068	2016/12/23
15280	BOCI Asia Ltd. - HKEX European Warrants Sep 2017 B	HKD	0.310	0.069	0.117	56,440,000	10,391,660	109,349,212	0.310	2017/08/02	0.039	2017/05/08	34,647,480,000	3,095,836,380	0.117	2016/12/20	0.093	2016/12/28
12123	BOCI Asia Ltd. - HKEX European Warrants Sep 2017 C	HKD	1.130	0.095	0.163	25,393,000	7,765,022	N/A	1.130	2017/08/02	0.095	2017/08/25	92,492,000	30,505,771	-	-	-	-
28667	BOCI Asia Ltd. - HKEX European Warrants Sep 2018 A	HKD	0.220	0.130	0.147	5,538,890,000	969,225,060	N/A	0.220	2017/08/09	0.130	2017/08/24	5,538,890,000	969,225,060	-	-	-	-
14405	BOCI Asia Ltd. - HS H-SHARE European Warrants Dec 2017 A	HKD	0.430	0.270	0.465	1,800,000	582,120	N/A	0.430	2017/08/25	0.194	2017/07/07	2,700,000	846,170	-	-	-	-
17607	BOCI Asia Ltd. - HSBC European Put Warrants Jan 2018 A	HKD	0.172	0.095	0.107	5,184,000	625,832	N/A	0.250	2017/07/07	0.095	2017/08/04	2,400,228,000	429,517,784	-	-	-	-
26451	BOCI Asia Ltd. - HSBC European Put Warrants Jan 2018 D	HKD	0.330	0.195	0.213	733,376,000	155,310,500	N/A	0.330	2017/08/18	0.195	2017/08/07	827,672,000	180,995,800	-	-	-	-
15536	BOCI Asia Ltd. - HSBC European Put Warrants Nov 2017 A	HKD	0.030	0.014	0.019	5,828,000	122,652	N/A	0.231	2017/05/19	0.014	2017/08/08	604,916,000	75,679,788	-	-	-	-
28668	BOCI Asia Ltd. - HSBC European Warrants Aug 2017 A	HKD	0.200	0.010	0.010	58,632,000	6,141,252	3,853,214	0.202	2017/07/31	0.010	2017/08/16	241,504,000	23,260,912	-	-	-	-
17420	BOCI Asia Ltd. - HSBC European Warrants Dec 2017 A	HKD	0.455	0.195	0.250	2,662,512,000	582,859,492	N/A	0.455	2017/08/02	0.195	2017/08/25	3,285,748,000	724,847,588	-	-	-	-
26447	BOCI Asia Ltd. - HSBC European Warrants Feb 2018 A	HKD	0.510	0.270	0.335	5,676,000	1,847,140	N/A	0.510	2017/08/01	0.270	2017/08/24	5,740,000	1,875,620	-	-	-	-
18479	BOCI Asia Ltd. - HSBC European Warrants Jan 2018 B	HKD	0.275	0.105	0.143	5,950,124,000	758,864,172	N/A	0.280	2017/07/31	0.105	2017/08/21	14,957,364,000	2,598,874,304	-	-	-	-
22591	BOCI Asia Ltd. - HSBC European Warrants Jan 2018 C	HKD	0.242	0.070	0.081	2,152,824,000	487,156,632	N/A	0.265	2017/07/31	0.070	2017/08/25	2,921,568,000	669,936,232	-	-	-	-
27446	BOCI Asia Ltd. - HSBC European Warrants Jan 2018 E	HKD	0.237	0.066	0.090	8,110,276,000	1,531,865,656	N/A	0.237	2017/08/02	0.066	2017/08/25	8,110,276,000	1,531,865,656	-	-	-	-
29597	BOCI Asia Ltd. - HSBC European Warrants Jan 2018 F	HKD	0.220	0.160	0.214	2,763,208,000	550,457,768	N/A	0.220	2017/08/31	0.160	2017/08/25	2,763,208,000	550,457,768	-	-	-	-
15719	BOCI Asia Ltd. - HSBC European Warrants Nov 2017 B	HKD	0.475	0.170	0.280	30,620,000	8,147,832	N/A	0.475	2017/08/02	0.107	2017/06/22	2,220,516,000	499,525,596	-	-	-	-
16650	BOCI Asia Ltd. - HSBC European Warrants Nov 2017 C	HKD	0.690	0.290	0.440	4,004,000	1,502,820	N/A	0.690	2017/08/02	0.154	2017/06/22	7,674,064,000	1,336,210,952	-	-	-	-
17603	BOCI Asia Ltd. - HSBC European Warrants Nov 2017 D	HKD	0.290	0.088	0.131	70,812,000	15,211,092	N/A	0.290	2017/08/02	0.088	2017/08/21	8,312,644,000	1,444,681,548	-	-	-	-
15089	BOCI Asia Ltd. - HSBC European Warrants Sep 2017 A	HKD	0.610	0.191	0.350	21,020,000	6,350,644	8,666,398	0.610	2017/08/02	0.036	2017/04/24	14,821,636,000	2,528,729,612	0.218	2016/12/14	0.150	2016/12/21
29018	BOCI Asia Ltd. - HSBC European Warrants Sep 2017 B	HKD	0.790	0.285	0.530	9,840,000	5,861,200	499,394,064	0.790	2017/08/02	0.047	2017/04/20	21,679,524,000	2,996,364,384	-	-	-	-
13004	BOCI Asia Ltd. - HSBC European Warrants Sep 2017 C	HKD	1.000	0.560	0.710	1,020,000	891,920	N/A	1.000	2017/08/02	0.075	2017/04/24	20,336,620,000	2,498,859,544	-	-	-	-
14538	BOCI Asia Ltd. - HSBC European Warrants Sep 2017 D	HKD	-	-	1.040	0	0	N/A	0.970	2017/07/11	0.198	2017/05/02	53,924,000	17,114,308	-	-	-	-
14491	BOCI Asia Ltd. - HSCEI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,628,815	0.187	2017/01/03	0.010	2017/07/05	554,720,000	54,347,090	0.201	2016/12/28	0.138	2016/12/01
25715	BOCI Asia Ltd. - HSCEI European Put Warrants Jun 2018 B	HKD	0.207	0.207	0.149	30,000	6,210	N/A	0.270	2017/07/27	0.207	2017/08/11	50,000	11,610	-	-	-	-
13250	BOCI Asia Ltd. - HSCEI European Warrants Dec 2017 A	HKD	0.141	0.114	0.182	250,000	30,650	6,102,740	0.198	2017/02/23	0.061	2017/05/05	483,120,000	61,825,250	0.218	2016/09/22	0.099	2016/12/23
25526	BOCI Asia Ltd. - HSCEI European Warrants Jun 2018 A	HKD	0.248	0.219	0.231	690,000	159,960	N/A	0.270	2017/07/26	0.219	2017/08/04	710,000	165,310	-	-	-	-
27357	BOCI Asia Ltd. - HSI European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	551,202	0.134	2017/03/10	0.023	2017/05/16	47,380,000	4,610,140	-	-	-	-
25517	BOCI Asia Ltd. - HSI European Put Warrants Dec 2017 A	HKD	0.114	0.078	0.067	900,000	87,000	N/A	0.149	2017/07/26	0.078	2017/08/25	1,170,000	119,570	-	-	-	-
29374	BOCI Asia Ltd. - HSI European Put Warrants Feb 2018 B	HKD	0.170	0.169	0.126	20,000	3,390	N/A	0.170	2017/08/16	0.169	2017/08/16	20,000	3,390	-	-	-	-
29646	BOCI Asia Ltd. - HSI European Put Warrants Oct 2017 A	HKD	0.014	0.012	0.010	440,000	5,480	N/A	0.150	2017/03/10	0.012	2017/08/18	13,331,870,000	1,298,855,790	-	-	-	-
16372	BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	97,865	0.150	2017/01/05	0.020	2017/06/12	1,116,020,000	132,789,870	-	-	-	-
14748	BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 C	HKD	0.012	0.010	0.010	540,000	6,060	N/A	0.121	2017/05/05	0.010	2017/08/22	7,593,300,000	610,367,600	-	-	-	-
15726	BOCI Asia Ltd. - HSI European Put Warrants Sep 2017 D	HKD	0.020	0.010	0.019	17,210,000	336,260	N/A	0.130	2017/05/17	0.010	2017/08/10	1,960,880,000	209,588,070	-	-	-	-
15724	BOCI Asia Ltd. - HSI European Warrants Apr 2018 A	HKD	0.330	0.330	0.330	20,000	6,600	N/A	0.330	2017/08/28	0.163	2017/07/04	28,620,000	5,446,540	-	-	-	-
16362	BOCI Asia Ltd. - HSI European Warrants Aug 2017 A	HKD	-	-	0.780	0	0	0	0.270	2017/02/10	0.175	2017/01/05	865,860,000	185,701,230	-	-	-	-
29371	BOCI Asia Ltd. - HSI European Warrants Feb 2018 A	HKD	0.157	0.156	0.198	20,000	3,130	N/A	0.157	2017/08/16	0.156	2017/08/16	20,000	3,130	-	-	-	-
27355	BOCI Asia Ltd. - HSI European Warrants Jan 2018 A	HKD	-	-	0.485	0	0	468,698	0.255	2017/06/12	0.135	2017/04/19	41,040,000	7,210,470	-	-	-	-
25510	BOCI Asia Ltd. - HSI European Warrants Mar 2018 A	HKD	-	-	0.247	0	0	N/A	0.181	2017/07/26	0.180	2017/07/26	20,000	3,610	-	-	-	-
29637	BOCI Asia Ltd. - HSI European Warrants Nov 2017 A	HKD	0.320	0.300	0.405	120,000	40,450	N/A	0.320	2017/08/14	0.163	2017/05/19	945,120,000	167,489,490	-	-	-	-
14743	BOCI Asia Ltd. - HSI European Warrants Oct 2017 B	HKD	-	-	0.590	0	0	N/A	0.201	2017/04/28	0.199	2017/04/28	10,140,000	2,038,020	-	-	-	-
29635	BOCI Asia Ltd. - HSI European Warrants Sep 2017 B	HKD	0.325	0.325	0.480	150,000	48,750	N/A	0.325	2017/08/21	0.072	2017/04/19	19,703,590,000	2,173,445,640	-	-	-	-
14825	BOCI Asia Ltd. - ICBC European Warrants Aug 2017 A	HKD	-	-	0.430	0	0	6,884,988	0.410	2017/07/27	0.057	2017/07/11	744,931,000	117,532,374	0.280	2016/12/08	0.102	2016/12/28
16513	BOCI Asia Ltd. - ICBC European Warrants Feb 2018 A	HKD	0.530	0.216	0.430	362,902,000	116,862,815	N/A	0.530	2017/08/30	0.095	2017/07/10	1,044,766,000	240,810,556	-	-	-	-
29357	BOCI Asia Ltd. - ICBC European Warrants Feb 2018 B	HKD	0.380	0.153	0.237	691,635,000	157,671,850	N/A	0.380	2017/08/28	0.153	2017/08/21	691,635,000	157,671,850	-	-	-	-
22648	BOCI Asia Ltd. - ICBC European Warrants Jan 2018 A	HKD	0.640	0.237	0.530	6,529,000	2,615,965	N/A	0.640	2017/08/30	0.237	2017/08/11	351,338,000	103,910,510	-	-	-	-
14651	BOCI Asia Ltd. - ICBC European Warrants Nov 2017 A	HKD	0.540	0.540	0.760	168,000	90,620	N/A	0.540	2017/08/02	0.154	2017/07/10	376,076,000	84,482,907	-	-	-	-
17016	BOCI Asia Ltd. - ICBC European Warrants Nov 2017 B	HKD	0.470	0.280	0.630	860,000	367,900	N/A	0.470	2017/08/16	0.114	2017/07/10	543,354,000	95,490,547	-	-	-	-
18155	BOCI Asia Ltd. - ICBC European Warrants Nov 2017 C	HKD	0.970	0.550	0.870	2,200,000	1,849,800	N/A	0.970	2017/08/28	0.335	2017/07/12	5,150,000	2,905,000	-	-	-	-
28381	BOCI Asia Ltd. - ICBC European Warrants Oct 2017 A	HKD	0.450	0.091	0.300	102,185,000	21,963,496	56,813,430	0.450	2017/08/28	0.025	2017/07/07	3,461,569,000	409,184,421	-	-	-	-
21316	BOCI Asia Ltd. - JIANC European Warrants Nov 2017 A	HKD	0.148	0.133	0.154	440,000	61,970	3,396,742	0.300	2017/02/09	0.101	2017/05/09	280,330,000	58,410,360	-	-	-	-
21326	BOCI Asia Ltd. - KECL European Warrants Sep 2017 A	HKD	0.940	0.670	0.610	190,000	160,700	978,205	1.310	2017/04/05	0.340	2017/06/23	9,178,000	6,407,470	-	-	-	-
29044	BOCI Asia Ltd. - Kingsoft European Warrants Jan 2018 A	HKD	0.170	0.050	0.064	207,210,000	28,975,130	N/A	0.170	2017/08/17	0.050	2017/08/29	207,210,000	28,975,130	-	-	-	-
29045	BOCI Asia Ltd. - Kingsoft European Warrants Mar 2018 A	HKD	0.155	0.068	0.080	27,560,000	2,822,690	N/A	0.155	2017/08/22	0.068	2017/08/29	27,560,000	2,822,690	-	-	-	-
12156	BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 A	HKD	0.171	0.133	0.060	800,000	107,450	N/A	0.420	2017/04/28	0.133	2017/08/24	79,840,000	24,334,650	-	-	-	-
13669	BOCI Asia Ltd. - Kingsoft European Warrants Oct 2017 B	HKD	0.085	0.016	0.016	43,740,000	2,835,620	N/A	0.290	2017/04/28	0.016	2017/08/25	277,070,000	31,717,190	-	-	-	-
18160	BOCI Asia Ltd. - Kingsoft European Warrants Sep 2017 A	HKD	0.430	0.144	0.130	1,960,000	562,400	3,014,308	0.580	2017/05/10	0.144	2017/08/25	124,650,000	31,026,030	-	-	-	-
16437	BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 A	HKD	0.036	0.023	0.012	800,000	23,500	6,390,279	0.520	2017/01/18	0.023	2017/08/09	341,136,000	78,153,852	-	-	-	-
13668	BOCI Asia Ltd. - Lenovo European Warrants Aug 2017 B	HKD	-	-	0.020	0	0	N/A	0.113	2017/04/13	0.042	2017/05/26	8,212,000	574,548	-	-	-	-
16350	BOCI Asia Ltd. - Lenovo European Warrants Dec 2017 A	HKD	0.136	0.018	0.020	128,878,000	14,972,834	N/A	0.310	2017/06/08	0.018	2017/08/30	393,118,000	77,219,308	-	-	-	-
11022	BOCI Asia Ltd. - Lenovo European Warrants Jan 2018 A	HKD	0.108	0.086	0.090	17,806,000	1,744,912	N/A	0.108	2017/08/25	0.086	2017/08/28	17,806,000	1,744,912	-	-	-	-
16780	BOCI Asia Ltd. - Lenovo European Warrants Oct 2017 A	HKD	-	-	0.020	0	0	N/A	0.129	2017/06/22	0.056	2017/07/19	23,932,000	2,133,324	-	-	-	-
23168	BOCI Asia Ltd. - Lenovo European Warrants Sep 2017 A	HKD	0.017	0.016	0.015	1,200,000	19,500	13,146,047	0.310	2017/02/15	0.016	2017/08/07	666,982,000	112,659,576	-	-	-	-
20234	BOCI Asia Ltd. - Link REIT European Warrants Oct 2017 A	HKD	-	-	0.960	0	0	419,492	0.810	2017/06/15	0.260	2017/03/13	22,685,000	8,861,175	-	-	-	-
16038	BOCI Asia Ltd. - Meitu European Warrants Nov 2017 A	HKD	0.250	0.119	0.147	258,045,000	47,693,255	N/A	0.250	2017/08/14	0.101	2017/06/28	370,860,000	63,352,345	-	-	-	-
16502	BOCI Asia Ltd. - Minsheng Bank European Warrants Aug 2017 A	HKD	-	-	0.024	0	0	975,234	1.020	2017/02/16	0.041	2017/07/19	37,850,500	6,543,662	-	-	-	-
16859	BOCI Asia Ltd. - Minsheng Bank European Warrants Dec 2017 A	HKD	0.350	0.114	0.122	97,116,500	16,240,659	N/A	0.400	2017/07/17	0.114	2017/08/31	102,030,000	17,862,202	-	-	-	-
28414	BOCI Asia Ltd. - NCI European Warrants Feb 2018 A	HKD	0.510	0.265	0.315	63,497,000	22,618,095	N/A	0.510	2017/08/28	0.265	2017/08/30	63,497,000	22,618,095	-	-	-	-
12136	BOCI Asia Ltd. - PetroChina European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.250	2017/03/23	0.015	2017/05/19	2,174,916,000	248,037,178	-	-	-	-
27907	BOCI Asia Ltd. - PetroChina European Warrants Feb 2018 A	HKD	0.138	0.135	0.105	800,000	109,400	N/A	0.138	2017/08/04	0.135	2017/08/04	800,000	109,400	-	-	-	-
27900	BOCI Asia Ltd. - PetroChina European Warrants Jan 2018 A	HKD	0.194	0.111	0.135	351,412,000	50,145,240	N/A	0.194	2017/08/04	0.111	2017/08/24	351,412,000	50,145,240	-	-	-	-
15539	BOCI Asia Ltd. - PetroChina European Warrants Oct 2017 A	HKD	0.078	0.020	0.026	7,224,000	331,506	N/A	0.250	2017/05/16	0.020	2017/08/21	1,348,746,000	173,780,570	-	-	-	-
20267	BOCI Asia Ltd. - PICC European Warrants Jul 2018 A	HKD	0.239	0.152	0.186	5,360,000	1,041,040	7,025,573	0.239	2017/08/24	0.054	2017/04/19	656,200,000	76,480,560	-	-	-	-
16354	BOCI Asia Ltd. - Ping An European Put Warrants Dec 2017 B	HKD	0.056	0.055	0.020	620,000	20,120	N/A	0.255	2017/06/05	0.055	2017/08/11	88,155,000	19,375,645	-	-	-	-
26768	BOCI Asia Ltd. - Ping An European Put Warrants Jan 2018 C	HKD	0.222	0.134	0.080	75,530,000	11,961,955	N/A	0.222	2017/08/11	0.134	2017/08/18	81,780,000	13,208,355	-	-	-	-
13011	BOCI Asia Ltd. - Ping An European Put Warrants Oct 2017 B	HKD	-	-	0.010	0	0	N/A	0.260	2017/04/12	0.019	2017/06/09	91,310,000	16,940,130	-	-	-	-
16410	BOCI Asia Ltd. - Ping An European Warrants Aug 2017 A	HKD	-	-	1.830	0	0	5,102,300	1.740	2017/07/19	0.190	2017/02/03	1,434,405,000	403,750,265	-	-	-	-
22285	BOCI Asia Ltd. - Ping An European Warrants Aug 2017 B	HKD	-	-	1.360	0	0	6,970,313	1.530	2017/07/17	0.106	2017/04/20	5,868,240,000	1,304,483,400	-	-	-	-
16353	BOCI Asia Ltd. - Ping An European Warrants Dec 2017 A	HKD	0.890	0.375	0.780	5,260,000	3,059,150	N/A	0.890	2017/08/28	0.169	2017/06/15	8,036,385,000	1,810,981,215	-	-	-	-
16967	BOCI Asia Ltd. - Ping An European Warrants Dec 2017 C	HKD	0.500	0.160	0.340	1,839,395,000	441,192,020	N/A	0.500	2017/08/24	0.150	2017/07/04	7,650,280,000	1,771,814,765	-	-	-	-
11026	BOCI Asia Ltd. - Ping An European Warrants Feb 2018 A	HKD	0.465	0.395	0.395	4,470,000	1,892,875	N/A	0.465	2017/08/25	0.395	2017/08/31	4,470,000	1,892,875	-	-	-	-
24216	BOCI Asia Ltd. - Ping An European Warrants Jan 2018 A	HKD	0.310	0.113	0.214	7,067,765,000	1,371,391,450	N/A	0.310	2017/08/24	0.113	2017/08/11	9,923,165,000	1,909,153,945	-	-	-	-
26760	BOCI Asia Ltd. - Ping An European Warrants Jan 2018 B	HKD	0.530	0.255	0.410	1,591,085,000	570,691,350	N/A	0.530	2017/08/24	0.255	2017/08/14	1,908,025,000	663,721,150	-	-	-	-
28658	BOCI Asia Ltd. - Ping An European Warrants Jan 2018 D	HKD	0.246	0.112	0.169	1,793,515,000	376,663,235	N/A	0.246	2017/08/24	0.112	2017/08/10	1,793,515,000	376,663,235	-	-	-	-
11028	BOCI Asia Ltd. - Ping An European Warrants Mar 2018 A	HKD	0.330	0.280	0.270	480,835,000	149,985,125	N/A	0.330	2017/08/28	0.280	2017/08/29	480,835,000	149,985,125	-	-	-	-
15618	BOCI Asia Ltd. - Ping An European Warrants Nov 2017 A	HKD	1.980	1.710	1.840	40,000	74,800	N/A	1.980	2017/08/24	0.435	2017/05/16	3,240,000	1,534,450	-	-	-	-
15718	BOCI Asia Ltd. - Ping An European Warrants Nov 2017 B	HKD	1.190	0.560	1.130	10,150,000	9,683,550	N/A	1.190	2017/08/24	0.144	2017/05/18	5,572,395,000	1,192,579,695	-	-	-	-
16716	BOCI Asia Ltd. - Ping An European Warrants Nov 2017 C	HKD	0.610	0.209	0.500	17,510,000	6,391,040	N/A	0.610	2017/08/24	0.095	2017/07/04	8,856,785,000	1,166,445,080	-	-	-	-
27006	BOCI Asia Ltd. - Ping An European Warrants Oct 2017 A	HKD	1.520	1.220	1.710	1,550,000	2,185,200	54,167,031	1.520	2017/08/18	0.152	2017/04/19	1,607,930,000	325,725,260	-	-	-	-
28525	BOCI Asia Ltd. - Ping An European Warrants Sep 2017 A	HKD	1.470	0.910	1.470	6,530,000	7,314,800	804,113,918	1.470	2017/08/22	0.069	2017/05/08	43,067,380,000	5,251,568,070	-	-	-	-
29586	BOCI Asia Ltd. - Sands China European Put Wts Aug 2017 A	HKD	-	-	0.020	0	0	N/A	0.167	2017/03/09	0.080	2017/05/17	7,784,000	1,235,132	-	-	-	-
15717	BOCI Asia Ltd. - Sands China European Put Wts Nov 2017 B	HKD	0.137	0.097	0.100	6,768,000	780,712	N/A	0.290	2017/05/18	0.097	2017/08/31	13,036,000	2,206,588	-	-	-	-
18174	BOCI Asia Ltd. - Sands China European Warrants Dec 2017 A	HKD	0.244	0.140	0.170	72,968,000	13,302,516	N/A	0.270	2017/07/24	0.140	2017/08/29	83,464,000	15,574,968	-	-	-	-
11369	BOCI Asia Ltd. - Sands China European Warrants Jan 2018 A	HKD	0.161	0.149	0.176	600,000	91,200	N/A	0.161	2017/08/29	0.149	2017/08/29	600,000	91,200	-	-	-	-
13505	BOCI Asia Ltd. - Sands China European Warrants Nov 2017 A	HKD	0.090	0.035	0.046	5,108,000	338,220	N/A	0.246	2017/04/11	0.035	2017/08/28	520,208,000	87,680,932	-	-	-	-
27834	BOCI Asia Ltd. - Sands China European Warrants Oct 2017 A	HKD	0.179	0.060	0.089	35,308,000	5,086,688	34,765,259	0.370	2017/04/07	0.060	2017/08/28	925,780,000	208,593,388	-	-	-	-
26946	BOCI Asia Ltd. - SHK Ppt European Warrants Feb 2018 A	HKD	0.600	0.390	0.730	12,210,000	5,591,850	N/A	0.600	2017/08/31	0.390	2017/08/11	12,210,000	5,591,850	-	-	-	-
29020	BOCI Asia Ltd. - SHK Ppt European Warrants Sep 2017 A	HKD	0.455	0.147	0.460	35,470,000	8,251,900	4,891,897	0.550	2017/06/06	0.147	2017/08/21	96,000,000	29,351,380	-	-	-	-
18145	BOCI Asia Ltd. - Sinopec Corp European Warrants Jan 2018 A	HKD	0.223	0.125	0.177	30,448,000	6,091,594	N/A	0.315	2017/07/20	0.125	2017/08/22	43,284,000	8,956,346	-	-	-	-
14563	BOCI Asia Ltd. - Sinopec Corp European Warrants Oct 2017 A	HKD	0.020	0.020	0.024	50,000	1,000	N/A	0.265	2017/04/26	0.020	2017/08/30	98,240,000	16,021,018	-	-	-	-
12119	BOCI Asia Ltd. - Sinopec Corp European Warrants Sep 2017 A	HKD	0.039	0.020	0.034	700,000	18,250	N/A	0.480	2017/04/07	0.020	2017/08/28	169,818,000	42,884,276	-	-	-	-
29934	BOCI Asia Ltd. - Sunny Optical European Warrants Aug 2018 A	HKD	0.285	0.234	0.265	2,820,000	725,450	N/A	0.285	2017/08/25	0.234	2017/08/29	2,820,000	725,450	-	-	-	-
24917	BOCI Asia Ltd. - Sunny Optical European Warrants Feb 2018 A	HKD	2.150	1.540	1.770	24,930,000	46,559,700	N/A	2.150	2017/08/24	1.540	2017/08/29	24,930,000	46,559,700	-	-	-	-
24231	BOCI Asia Ltd. - Sunny Optical European Warrants Jan 2018 A	HKD	2.420	1.330	2.440	1,760,000	3,455,300	N/A	2.420	2017/08/16	1.330	2017/08/01	2,120,000	3,999,100	-	-	-	-
28676	BOCI Asia Ltd. - Sunny Optical European Warrants Jun 2018 A	HKD	0.335	0.222	0.300	30,110,000	7,601,510	N/A	0.335	2017/08/24	0.222	2017/08/09	30,110,000	7,601,510	-	-	-	-
16659	BOCI Asia Ltd. - Sunny Optical European Warrants Nov 2017 A	HKD	3.290	1.420	2.920	23,340,000	50,916,700	N/A	3.290	2017/08/24	0.395	2017/07/07	178,800,000	153,020,850	-	-	-	-
28824	BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 A	HKD	4.760	2.890	4.820	250,000	930,000	23,776,083	4.760	2017/08/16	0.320	2017/04/07	279,320,000	151,056,250	-	-	-	-
12690	BOCI Asia Ltd. - Sunny Optical European Warrants Sep 2017 B	HKD	4.020	1.800	3.740	5,050,000	14,001,200	N/A	4.020	2017/08/24	0.169	2017/06/06	322,490,000	164,220,240	-	-	-	-
29364	BOCI Asia Ltd. - Tencent Holdings European Put Wts Feb 2018C	HKD	0.275	0.207	0.213	125,570,000	28,106,210	N/A	0.275	2017/08/16	0.207	2017/08/31	125,570,000	28,106,210	-	-	-	-
29931	BOCI Asia Ltd. - Tencent Holdings European Put Wts Mar 2018D	HKD	0.345	0.305	0.310	4,820,000	1,592,050	N/A	0.345	2017/08/25	0.305	2017/08/31	4,820,000	1,592,050	-	-	-	-
15584	BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2018 A	HKD	0.640	0.510	0.640	1,240,000	765,800	N/A	0.640	2017/08/09	0.226	2017/07/05	66,570,000	17,325,840	-	-	-	-
29362	BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2018 B	HKD	0.244	0.162	0.174	93,340,000	17,717,160	N/A	0.244	2017/08/17	0.162	2017/08/30	93,340,000	17,717,160	-	-	-	-
29928	BOCI Asia Ltd. - Tencent Holdings European Wts Apr 2018 C	HKD	0.240	0.196	0.203	25,630,000	5,373,640	N/A	0.240	2017/08/24	0.196	2017/08/30	25,630,000	5,373,640	-	-	-	-
13502	BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 A	HKD	0.910	0.770	0.870	6,620,000	5,499,600	348,348,770	0.910	2017/08/21	0.046	2017/01/04	18,605,080,000	2,096,976,340	0.225	2016/09/29	0.037	2016/12/20
14998	BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 B	HKD	-	-	1.190	60,000	60,000	228,813	0.660	2017/05/22	0.119	2017/01/24	20,281,910,000	3,105,634,090	0.139	2016/12/14	0.101	2016/12/28
14332	BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2017 C	HKD	4.900	2.240	3.740	26,175,000	92,094,130	N/A	4.900	2017/08/17	0.265	2017/07/05	8,870,229,000	4,545,253,530	-	-	-	-
25535	BOCI Asia Ltd. - Tencent Holdings European Wts Aug 2018 A	HKD	0.440	0.290	0.395	24,050,000	9,021,200	N/A	0.440	2017/08/17	0.255	2017/07/26	27,270,000	9,914,350	-	-	-	-
16499	BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 B	HKD	-	-	1.500	0	0	23,042	0.510	2017/03/30	0.315	2017/01/05	1,680,000	632,400	-	-	-	-
16208	BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 E	HKD	0.550	0.305	0.440	25,300,000	10,236,050	N/A	0.550	2017/08/17	0.092	2017/07/05	29,359,760,000	5,310,831,180	-	-	-	-
17053	BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 F	HKD	0.445	0.219	0.340	263,560,000	81,449,190	N/A	0.445	2017/08/17	0.075	2017/07/05	37,089,770,000	4,895,309,230	-	-	-	-
17613	BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 G	HKD	0.560	0.400	0.550	140,000	72,100	N/A	0.560	2017/08/08	0.185	2017/07/07	4,374,840,000	844,263,650	-	-	-	-
25534	BOCI Asia Ltd. - Tencent Holdings European Wts Dec 2017 H	HKD	1.420	0.640	1.000	1,589,659,000	1,540,797,670	N/A	1.420	2017/08/17	0.640	2017/08/29	1,590,445,000	1,541,431,450	-	-	-	-
15581	BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 A	HKD	0.660	0.660	0.700	120,000	74,500	N/A	0.660	2017/08/15	0.226	2017/07/05	30,570,000	9,718,980	-	-	-	-
29359	BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 B	HKD	0.250	0.140	0.181	25,736,290,000	4,740,399,620	N/A	0.250	2017/08/17	0.140	2017/08/29	25,736,290,000	4,740,399,620	-	-	-	-
29575	BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 D	HKD	0.295	0.260	0.285	4,610,000	1,264,450	N/A	0.295	2017/08/24	0.260	2017/08/30	4,610,000	1,264,450	-	-	-	-
29930	BOCI Asia Ltd. - Tencent Holdings European Wts Feb 2018 E	HKD	0.750	0.620	0.690	764,000	513,480	N/A	0.750	2017/08/24	0.620	2017/08/30	764,000	513,480	-	-	-	-
17059	BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 A	HKD	0.415	0.234	0.340	371,770,000	97,701,440	N/A	0.415	2017/08/17	0.088	2017/07/05	3,111,840,000	717,672,310	-	-	-	-
26752	BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 C	HKD	1.380	0.630	0.840	2,580,322,000	2,507,876,580	N/A	1.380	2017/08/17	0.630	2017/08/29	2,580,422,000	2,507,949,690	-	-	-	-
28416	BOCI Asia Ltd. - Tencent Holdings European Wts Jan 2018 D	HKD	0.315	0.190	0.249	5,416,270,000	1,245,002,380	N/A	0.315	2017/08/17	0.190	2017/08/29	5,416,270,000	1,245,002,380	-	-	-	-
16077	BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2018 A	HKD	0.590	0.390	0.510	5,120,000	2,467,150	N/A	0.590	2017/08/17	0.165	2017/07/05	9,444,390,000	2,604,047,970	-	-	-	-
29929	BOCI Asia Ltd. - Tencent Holdings European Wts Jun 2018 B	HKD	0.206	0.173	0.177	36,220,000	6,639,730	N/A	0.206	2017/08/24	0.173	2017/08/30	36,220,000	6,639,730	-	-	-	-
16211	BOCI Asia Ltd. - Tencent Holdings European Wts Mar 2018 A	HKD	3.180	1.590	2.650	9,005,000	19,487,480	N/A	3.180	2017/08/17	0.660	2017/07/05	607,693,000	886,030,340	-	-	-	-
25537	BOCI Asia Ltd. - Tencent Holdings European Wts Mar 2018 C	HKD	0.420	0.255	0.365	2,297,000,000	644,296,650	N/A	0.420	2017/08/17	0.221	2017/07/26	2,305,870,000	646,388,480	-	-	-	-
28423	BOCI Asia Ltd. - Tencent Holdings European Wts May 2018 A	HKD	0.390	0.205	0.255	5,613,190,000	1,490,018,070	N/A	0.390	2017/08/17	0.205	2017/08/29	5,613,190,000	1,490,018,070	-	-	-	-
13138	BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 A	HKD	0.740	0.740	0.910	220,000	166,400	N/A	0.740	2017/08/03	0.156	2017/04/07	30,180,000	7,019,350	-	-	-	-
15587	BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 B	HKD	3.420	1.860	2.840	2,085,000	5,572,890	N/A	3.420	2017/08/17	0.445	2017/07/05	2,155,914,000	2,364,022,615	-	-	-	-
16078	BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 C	HKD	2.400	0.890	1.560	839,891,000	948,497,150	N/A	2.400	2017/08/17	0.190	2017/07/05	5,926,429,000	4,388,294,294	-	-	-	-
18158	BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 E	HKD	-	-	0.640	0	0	N/A	0.400	2017/07/21	0.280	2017/07/12	2,390,000	729,800	-	-	-	-
28425	BOCI Asia Ltd. - Tencent Holdings European Wts Nov 2017 F	HKD	0.860	0.405	0.465	13,447,000	7,358,025	N/A	0.860	2017/08/17	0.405	2017/08/29	13,447,000	7,358,025	-	-	-	-
13145	BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 A	HKD	1.010	0.860	0.990	3,370,000	3,128,800	742,573,988	1.010	2017/08/15	0.081	2017/01/04	40,644,660,000	4,874,009,470	0.295	2016/09/23	0.064	2016/12/23
12434	BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 D	HKD	0.860	0.630	0.800	4,850,000	3,451,900	N/A	0.860	2017/08/17	0.107	2017/04/12	32,223,790,000	4,217,616,800	-	-	-	-
14733	BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 E	HKD	0.550	0.550	0.690	500,000	275,000	N/A	0.550	2017/08/02	0.157	2017/05/08	1,229,610,000	249,435,500	-	-	-	-
16210	BOCI Asia Ltd. - Tencent Holdings European Wts Oct 2017 G	HKD	3.700	2.400	3.350	784,000	2,253,260	N/A	3.700	2017/08/17	0.610	2017/07/05	6,245,000	8,936,790	-	-	-	-
11433	BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 A	HKD	1.400	1.280	1.320	1,430,000	1,923,800	2,922,545	1.400	2017/08/17	0.170	2017/01/03	6,437,430,000	1,217,205,630	0.415	2016/09/23	0.136	2016/12/23
11687	BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 B	HKD	1.260	1.200	1.270	150,000	183,000	694,410	1.260	2017/08/30	0.155	2017/01/03	57,400,000	13,442,340	0.385	2016/09/23	0.112	2016/12/23
12771	BOCI Asia Ltd. - Tencent Holdings European Wts Sep 2017 C	HKD	1.120	0.920	1.080	12,140,000	12,797,500	17,858,067	1.120	2017/08/09	0.107	2017/01/05	41,359,380,000	5,900,429,720	0.290	2016/09/19	0.075	2016/12/23
27569	BOCI Asia Ltd. - Tracker Fund European Warrants Dec 2017 A	HKD	0.475	0.475	0.540	65,000	30,875	213,008	0.475	2017/08/15	0.182	2017/01/04	9,205,000	2,153,325	0.245	2016/11/10	0.119	2016/05/13
14402	BOCI Asia Ltd. - Tracker Fund European Warrants Jul 2018 A	HKD	0.340	0.305	0.380	250,000	80,425	N/A	0.340	2017/08/17	0.175	2017/04/25	18,370,000	3,409,625	-	-	-	-
13960	BOCI Asia Ltd. - Yanzhou Coal European Warrants Sep 2018 A	HKD	0.230	0.200	0.210	5,816,000	1,236,016	1,377,483	0.230	2017/08/04	0.118	2017/01/03	98,626,000	16,159,250	0.187	2016/10/27	0.116	2016/12/28
15046	BOCI Asia Ltd. - Zijin Mining European Warrants Sep 2017 A	HKD	0.235	0.064	0.062	9,504,000	1,449,616	754,759	0.510	2017/03/17	0.064	2017/08/31	23,406,000	6,760,026	0.295	2016/12/13	0.205	2016/12/23
14683	BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 A	HKD	-	-	0.010	0	0	235,130	0.180	2017/01/03	0.010	2017/06/21	4,170,720,000	467,533,010	0.210	2016/12/16	0.174	2016/12/30
15847	BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 C	HKD	0.020	0.020	0.020	10,000	200	N/A	0.120	2017/05/19	0.017	2017/07/27	59,610,000	4,724,160	-	-	-	-
16080	BOCI Asia Ltd. -Tencent Holdings European Put Wts Dec 2017 D	HKD	0.034	0.010	0.010	67,210,000	1,285,100	N/A	0.238	2017/06/01	0.010	2017/08/31	24,272,060,000	2,586,912,810	-	-	-	-
25539	BOCI Asia Ltd. -Tencent Holdings European Put Wts Jan 2018 B	HKD	0.170	0.096	0.105	19,038,770,000	2,339,476,000	N/A	0.241	2017/07/26	0.096	2017/08/09	19,480,510,000	2,418,755,640	-	-	-	-
24816	BOCI Asia Ltd. -Tencent Holdings European Put Wts Mar 2018 B	HKD	0.086	0.053	0.050	6,620,000	522,890	N/A	0.116	2017/07/26	0.053	2017/08/15	11,500,000	1,013,530	-	-	-	-
16212	BOCI Asia Ltd. -Tencent Holdings European Put Wts Nov 2017 D	HKD	0.068	0.024	0.029	94,040,000	4,005,580	N/A	0.295	2017/05/31	0.024	2017/08/17	10,856,270,000	973,152,700	-	-	-	-
26515	BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 B	HKD	-	-	0.010	0	0	62,831,088	0.147	2017/02/13	0.020	2017/04/25	6,588,250,000	623,971,050	-	-	-	-
12154	BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 C	HKD	-	-	0.010	0	0	N/A	0.140	2017/03/23	0.010	2017/06/13	2,290,970,000	202,111,020	-	-	-	-
15848	BOCI Asia Ltd. -Tencent Holdings European Put Wts Oct 2017 F	HKD	0.015	0.010	0.010	1,670,000	24,200	N/A	0.120	2017/05/19	0.010	2017/08/11	8,561,110,000	613,059,960	-	-	-	-
14382	BOCI Asia Ltd. -Tencent Holdings European Put Wts Sep 2017 D	HKD	0.010	0.010	0.010	400,000	4,000	N/A	0.149	2017/04/25	0.010	2017/08/09	3,196,220,000	209,920,020	-	-	-	-
16320	Credit Suisse AG - A50 China European Warrants Dec 2017 A	HKD	0.870	0.400	0.720	1,010,900	578,051	N/A	0.870	2017/08/30	0.216	2017/06/21	394,425,400	112,369,070	-	-	-	-
17384	Credit Suisse AG - A50 China European Warrants Jan 2018 A	HKD	0.390	0.196	0.350	7,576,400	1,961,326	N/A	0.390	2017/08/28	0.196	2017/08/16	8,947,200	2,286,020	-	-	-	-
15219	Credit Suisse AG - A50 China European Warrants Nov 2017 A	HKD	1.720	0.830	1.600	1,014,000	1,351,253	N/A	1.720	2017/08/29	0.192	2017/05/09	41,758,500	17,200,882	-	-	-	-
17845	Credit Suisse AG - A50 China European Warrants Sep 2018 A	HKD	0.211	0.135	0.201	17,491,000	2,796,981	2,382,296	0.211	2017/08/30	0.056	2017/05/10	135,363,000	15,009,862	0.196	2016/01/04	0.091	2016/06/27
12551	Credit Suisse AG - AAC Acoustic European Warrants Dec 2017 A	HKD	0.560	0.207	0.540	7,225,000	1,892,775	9,809,708	0.560	2017/08/28	0.091	2017/01/03	341,755,000	61,909,485	0.300	2016/08/30	0.080	2016/12/13
12954	Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 A	HKD	0.455	0.089	0.455	41,545,000	7,240,135	14,411,316	0.455	2017/08/31	0.063	2017/03/10	764,270,000	86,667,475	0.247	2016/09/08	0.050	2016/12/13
14009	Credit Suisse AG - AAC Acoustic European Warrants Oct 2017 B	HKD	0.390	0.390	0.660	50,000	19,500	12,325,533	0.520	2017/07/20	0.122	2017/01/04	290,750,000	82,329,900	0.186	2016/11/01	0.104	2016/12/12
26391	Credit Suisse AG - AAC Tech European Put Warrants Feb 2018 B	HKD	0.196	0.070	0.076	51,900,000	7,158,300	N/A	0.211	2017/07/27	0.070	2017/08/30	57,100,000	8,215,850	-	-	-	-
26364	Credit Suisse AG - AAC Tech European Warrants Apr 2018 A	HKD	0.305	0.142	0.290	43,045,000	7,618,400	N/A	0.305	2017/08/30	0.139	2017/07/31	46,685,000	8,151,920	-	-	-	-
13164	Credit Suisse AG - AAC Tech European Warrants Aug 2018 A	HKD	0.510	0.232	0.490	28,515,000	8,232,560	N/A	0.510	2017/08/30	0.118	2017/05/18	193,660,000	50,152,865	-	-	-	-
14585	Credit Suisse AG - AAC Tech European Warrants Dec 2017 B	HKD	0.495	0.185	0.495	10,780,000	2,270,075	N/A	0.495	2017/08/30	0.096	2017/05/18	473,300,000	105,577,545	-	-	-	-
14584	Credit Suisse AG - AAC Tech European Warrants Feb 2018 A	HKD	0.237	0.185	0.445	13,470,000	2,653,380	N/A	0.370	2017/07/20	0.090	2017/05/18	547,780,000	90,401,670	-	-	-	-
14799	Credit Suisse AG - AAC Tech European Warrants Mar 2018 A	HKD	0.375	0.133	0.350	224,170,000	41,342,720	N/A	0.375	2017/08/30	0.074	2017/05/18	741,995,000	135,337,035	-	-	-	-
15336	Credit Suisse AG - AAC Tech European Warrants Mar 2018 B	HKD	0.310	0.111	0.300	154,680,000	24,781,270	N/A	0.310	2017/08/30	0.074	2017/05/18	357,280,000	56,586,945	-	-	-	-
15487	Credit Suisse AG - AAC Tech European Warrants Nov 2018 A	HKD	0.375	0.320	0.580	1,320,000	432,700	N/A	0.520	2017/07/20	0.192	2017/05/18	33,290,000	10,310,325	-	-	-	-
14691	Credit Suisse AG - AAC Tech European Warrants Oct 2017 C	HKD	0.435	0.173	0.485	35,250,000	7,883,650	N/A	0.435	2017/08/28	0.079	2017/05/18	646,050,000	145,755,600	-	-	-	-
26208	Credit Suisse AG - AIA European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	7,908,364	0.270	2017/02/06	0.010	2017/06/05	906,514,000	108,316,350	-	-	-	-
17104	Credit Suisse AG - AIA European Put Warrants Dec 2017 C	HKD	0.169	0.079	0.126	108,198,000	12,974,142	N/A	0.305	2017/07/04	0.079	2017/08/01	283,474,000	43,704,686	-	-	-	-
28604	Credit Suisse AG - AIA European Put Warrants Feb 2018 A	HKD	0.510	0.480	0.510	384,000	189,820	N/A	0.510	2017/08/16	0.480	2017/08/28	384,000	189,820	-	-	-	-
26356	Credit Suisse AG - AIA European Put Warrants Jan 2018 C	HKD	0.330	0.222	0.320	7,256,000	1,763,752	N/A	0.330	2017/08/11	0.222	2017/08/01	9,376,000	2,403,812	-	-	-	-
15106	Credit Suisse AG - AIA European Put Warrants Nov 2017 A	HKD	0.040	0.022	0.017	2,894,000	94,256	N/A	0.184	2017/05/11	0.022	2017/08/15	163,400,000	13,070,738	-	-	-	-
25718	Credit Suisse AG - AIA European Warrants Aug 2017 A	HKD	0.820	0.425	0.630	276,000	121,250	48,530,489	0.820	2017/08/02	0.088	2017/04/19	5,499,926,000	841,760,690	-	-	-	-
23146	Credit Suisse AG - AIA European Warrants Dec 2017 A	HKD	-	-	0.550	0	0	473,795	0.480	2017/07/14	0.157	2017/04/19	37,844,000	7,953,594	-	-	-	-
15165	Credit Suisse AG - AIA European Warrants Dec 2017 B	HKD	0.180	0.069	0.099	1,790,328,000	241,240,010	N/A	0.180	2017/08/02	0.065	2017/07/04	4,660,328,000	633,588,458	-	-	-	-
15588	Credit Suisse AG - AIA European Warrants Jan 2018 A	HKD	0.320	0.172	0.223	456,682,000	98,710,910	N/A	0.320	2017/08/01	0.109	2017/07/04	3,573,878,000	718,143,130	-	-	-	-
26352	Credit Suisse AG - AIA European Warrants Jan 2018 B	HKD	0.236	0.132	0.182	49,500,000	8,492,330	N/A	0.246	2017/07/27	0.132	2017/08/10	68,046,000	12,203,980	-	-	-	-
27982	Credit Suisse AG - AIA European Warrants Mar 2018 A	HKD	0.260	0.174	0.186	7,148,000	1,356,108	N/A	0.260	2017/08/08	0.174	2017/08/25	7,148,000	1,356,108	-	-	-	-
26360	Credit Suisse AG - AIA European Warrants Nov 2017 B	HKD	0.233	0.105	0.184	175,524,000	28,222,840	N/A	0.233	2017/08/01	0.105	2017/08/21	695,456,000	125,606,936	-	-	-	-
16207	Credit Suisse AG - AIA European Warrants Oct 2017 A	HKD	0.850	0.690	0.850	3,526,000	2,544,300	1,291,574	1.030	2017/07/31	0.169	2017/01/04	74,660,000	20,409,520	-	-	-	-
28851	Credit Suisse AG - AIA European Warrants Oct 2017 B	HKD	0.700	0.530	0.530	660,000	388,200	14,391,601	0.700	2017/08/03	0.119	2017/04/19	586,082,000	86,750,740	-	-	-	-
29240	Credit Suisse AG - AIA European Warrants Oct 2017 C	HKD	0.460	0.213	0.320	12,480,000	3,611,404	N/A	0.460	2017/08/01	0.073	2017/04/19	6,792,876,000	1,044,441,252	-	-	-	-
26380	Credit Suisse AG - Angang Steel European Warrants Aug 2017 A	HKD	-	-	0.020	0	0	3,444,603	0.760	2017/02/22	0.024	2017/07/21	149,226,000	28,549,538	-	-	-	-
25572	Credit Suisse AG - Angang Steel European Warrants Jan 2018 A	HKD	0.850	0.365	0.610	17,954,000	9,485,220	N/A	0.850	2017/08/08	0.365	2017/08/18	18,006,000	9,510,310	-	-	-	-
15500	Credit Suisse AG - Angang Steel European Warrants Nov 2017 A	HKD	1.510	0.670	1.190	13,374,000	15,201,400	N/A	1.510	2017/08/08	0.370	2017/05/18	73,636,000	54,269,230	-	-	-	-
26663	Credit Suisse AG - Angang Steel European Warrants Nov 2018 A	HKD	0.220	0.140	0.191	28,992,000	5,101,172	2,181,459	0.255	2017/02/23	0.102	2017/05/11	100,074,000	17,772,312	-	-	-	-
15510	Credit Suisse AG - Anhui Conch European Warrants Dec 2017 A	HKD	0.325	0.194	0.260	82,750,000	18,702,905	N/A	0.330	2017/07/20	0.166	2017/06/23	278,285,000	63,139,115	-	-	-	-
25543	Credit Suisse AG - Anhui Conch European Warrants Feb 2018 A	HKD	0.239	0.144	0.180	34,670,000	6,831,100	N/A	0.239	2017/08/01	0.144	2017/08/18	44,450,000	8,841,030	-	-	-	-
12383	Credit Suisse AG - Anhui Conch European Warrants Oct 2017 A	HKD	0.079	0.046	0.037	2,090,000	150,370	N/A	0.206	2017/04/13	0.046	2017/08/25	63,820,000	6,281,595	-	-	-	-
27794	Credit Suisse AG - ASM Pacific European Warrants Apr 2018 A	HKD	0.244	0.198	0.203	66,144,000	14,738,354	N/A	0.244	2017/08/08	0.198	2017/08/18	66,144,000	14,738,354	-	-	-	-
15339	Credit Suisse AG - ASM Pacific European Warrants Dec 2017 A	HKD	0.082	0.043	0.051	244,527,000	15,819,745	N/A	0.247	2017/05/12	0.043	2017/08/29	716,921,000	79,417,075	-	-	-	-
15218	Credit Suisse AG - BAIC Motor European Warrants Dec 2018 A	HKD	0.173	0.129	0.150	98,395,000	14,753,330	N/A	0.243	2017/07/13	0.129	2017/08/16	209,040,000	38,131,745	-	-	-	-
28440	Credit Suisse AG - BAIC Motor European Warrants Mar 2018 A	HKD	0.056	0.033	0.040	57,275,000	2,519,245	5,119,092	0.240	2017/02/23	0.033	2017/08/21	299,150,000	31,804,150	-	-	-	-
11480	Credit Suisse AG - BBMG European Warrants Feb 2018 A	HKD	0.550	0.530	0.510	20,000	10,700	N/A	0.550	2017/08/29	0.530	2017/08/29	20,000	10,700	-	-	-	-
26375	Credit Suisse AG - BJ Ent Water European Warrants Jan 2018 A	HKD	0.580	0.460	0.550	686,000	338,190	N/A	0.680	2017/07/27	0.460	2017/08/29	754,000	383,770	-	-	-	-
28607	Credit Suisse AG - BOC HK European Put Warrants Feb 2018 B	HKD	0.260	0.142	0.181	40,690,000	8,830,005	N/A	0.260	2017/08/18	0.142	2017/08/28	40,690,000	8,830,005	-	-	-	-
28606	Credit Suisse AG - BOC HK European Warrants Apr 2018 A	HKD	0.202	0.096	0.122	33,055,000	4,405,705	N/A	0.202	2017/08/08	0.096	2017/08/21	33,055,000	4,405,705	-	-	-	-
14098	Credit Suisse AG - BOC HK European Warrants Dec 2017 A	HKD	0.800	0.520	0.740	5,000,000	3,486,000	11,255,862	0.800	2017/08/28	0.137	2017/01/03	476,710,000	108,700,805	0.217	2016/12/09	0.121	2016/11/09
16126	Credit Suisse AG - BOC HK European Warrants Feb 2018 A	HKD	0.395	0.213	0.350	142,815,000	44,106,830	N/A	0.395	2017/08/30	0.135	2017/06/19	309,020,000	84,711,490	-	-	-	-
27765	Credit Suisse AG - BOC HK European Warrants Jan 2018 A	HKD	0.510	0.325	0.470	18,410,000	8,295,575	7,769,947	0.510	2017/08/30	0.123	2017/04/19	213,440,000	49,424,685	-	-	-	-
17260	Credit Suisse AG - BOC HK European Warrants Mar 2018 A	HKD	0.237	0.128	0.213	174,640,000	32,961,200	N/A	0.242	2017/07/04	0.128	2017/08/18	231,440,000	42,757,490	-	-	-	-
28101	Credit Suisse AG - BOCL European Warrants Aug 2017 A	HKD	-	-	0.430	0	0	2,195,677	0.540	2017/02/16	0.192	2017/04/20	186,507,000	50,434,735	0.455	2016/09/22	0.113	2016/05/24
13950	Credit Suisse AG - BOCL European Warrants Jan 2018 A	HKD	0.290	0.124	0.260	393,400,000	70,245,667	N/A	0.290	2017/08/28	0.084	2017/07/10	1,795,883,000	284,672,135	-	-	-	-
23495	Credit Suisse AG - BOCL European Warrants May 2018 A	HKD	0.310	0.153	0.250	87,433,000	19,008,554	N/A	0.310	2017/08/28	0.153	2017/08/11	91,787,000	19,868,300	-	-	-	-
28572	Credit Suisse AG - BOCL European Warrants Oct 2017 A	HKD	0.075	0.014	0.046	54,922,000	2,606,961	18,894,108	0.224	2017/02/23	0.014	2017/08/14	1,374,804,000	115,185,155	-	-	-	-
13352	Credit Suisse AG - Brilliance Chi European Wts Dec 2017 A	HKD	0.660	0.350	0.425	34,148,000	15,617,340	N/A	0.660	2017/08/07	0.132	2017/04/19	147,834,000	41,559,672	-	-	-	-
24367	Credit Suisse AG - Brilliance Chi European Wts Feb 2018 A	HKD	0.470	0.290	0.320	100,692,000	36,024,650	N/A	0.470	2017/08/07	0.265	2017/07/26	113,828,000	39,921,890	-	-	-	-
28591	Credit Suisse AG - Brilliance Chi European Wts Feb 2018 B	HKD	0.305	0.174	0.202	87,942,000	18,719,910	N/A	0.305	2017/08/08	0.174	2017/08/29	87,942,000	18,719,910	-	-	-	-
28592	Credit Suisse AG - BYD Electronic European Warrants Feb 18 A	HKD	0.395	0.178	0.300	89,205,000	25,842,730	N/A	0.395	2017/08/30	0.178	2017/08/11	89,205,000	25,842,730	-	-	-	-
11501	Credit Suisse AG - BYD Electronic European Warrants Feb 18 B	HKD	0.480	0.335	0.390	530,000	208,750	N/A	0.480	2017/08/30	0.335	2017/08/29	530,000	208,750	-	-	-	-
24913	Credit Suisse AG - BYD European Warrants Dec 2017 A	HKD	0.064	0.040	0.043	127,325,000	6,937,070	4,038,537	0.087	2017/02/09	0.040	2017/08/30	457,875,000	27,308,630	0.238	2016/01/06	0.072	2016/12/28
16833	Credit Suisse AG - BYD European Warrants Dec 2017 B	HKD	0.206	0.099	0.108	104,395,000	17,506,765	N/A	0.305	2017/07/21	0.099	2017/08/31	198,675,000	37,483,095	-	-	-	-
13027	Credit Suisse AG - BYD European Warrants Oct 2017 A	HKD	0.172	0.030	0.030	11,485,000	1,350,065	N/A	0.340	2017/06/14	0.030	2017/08/31	376,140,000	83,965,825	-	-	-	-
12892	Credit Suisse AG - Car Inc European Warrants Dec 2017 A	HKD	0.051	0.034	0.036	37,810,000	1,640,160	3,065,545	0.154	2017/01/04	0.034	2017/08/16	322,940,000	29,527,530	0.280	2016/09/09	0.148	2016/12/20
28445	Credit Suisse AG - Car Inc European Warrants May 2018 A	HKD	0.067	0.050	0.055	28,070,000	1,646,210	1,288,967	0.150	2017/02/21	0.050	2017/08/16	108,040,000	7,997,260	-	-	-	-
11067	Credit Suisse AG - Cathay Pacific European Warrants Oct 17 A	HKD	0.235	0.016	0.021	16,580,000	1,629,335	N/A	0.730	2017/06/08	0.016	2017/08/31	60,505,000	15,701,607	-	-	-	-
26311	Credit Suisse AG - Cathay Pacific European Wts Dec 2017 A	HKD	0.620	0.270	0.275	2,036,000	828,365	N/A	0.620	2017/08/01	0.270	2017/08/31	2,378,000	987,315	-	-	-	-
11730	Credit Suisse AG - Cathay Pacific European Wts Dec 2018 A	HKD	0.167	0.164	0.167	440,000	73,030	N/A	0.167	2017/08/31	0.164	2017/08/31	440,000	73,030	-	-	-	-
28204	Credit Suisse AG - CC Bank European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,826,858	0.183	2017/03/10	0.010	2017/07/26	136,438,000	15,646,999	-	-	-	-
16395	Credit Suisse AG - CC Bank European Put Warrants Dec 2017 A	HKD	0.120	0.046	0.071	10,050,000	795,416	N/A	0.305	2017/07/10	0.046	2017/08/25	56,778,000	7,833,779	-	-	-	-
28827	Credit Suisse AG - CC Bank European Put Warrants Feb 2018 B	HKD	0.485	0.203	0.260	36,852,000	8,774,413	N/A	0.485	2017/08/11	0.203	2017/08/30	36,852,000	8,774,413	-	-	-	-
23487	Credit Suisse AG - CC Bank European Put Warrants Jan 2018 B	HKD	0.255	0.102	0.128	106,070,000	17,603,316	N/A	0.340	2017/07/21	0.102	2017/08/30	113,004,000	19,374,326	-	-	-	-
28565	Credit Suisse AG - CC Bank European Warrants Aug 2017 B	HKD	0.037	0.010	0.010	18,046,000	402,282	70,235,423	0.300	2017/02/23	0.010	2017/08/15	4,273,176,000	422,042,670	-	-	-	-
19732	Credit Suisse AG - CC Bank European Warrants Dec 2017 B	HKD	0.700	0.330	0.530	3,790,000	1,685,540	N/A	0.700	2017/08/28	0.330	2017/08/10	8,042,000	3,219,335	-	-	-	-
23483	Credit Suisse AG - CC Bank European Warrants Jan 2018 A	HKD	0.350	0.138	0.226	1,648,717,000	391,886,669	N/A	0.350	2017/08/30	0.138	2017/08/11	1,665,607,000	395,355,170	-	-	-	-
29493	Credit Suisse AG - CC Bank European Warrants Jan 2018 C	HKD	0.490	0.243	0.360	4,232,000	1,523,911	N/A	0.490	2017/08/28	0.243	2017/08/21	4,232,000	1,523,911	-	-	-	-
16044	Credit Suisse AG - CC Bank European Warrants Nov 2017 A	HKD	0.480	0.160	0.305	165,978,000	40,398,459	N/A	0.480	2017/08/30	0.077	2017/07/10	2,057,363,000	340,886,289	-	-	-	-
16552	Credit Suisse AG - CC Bank European Warrants Oct 2017 A	HKD	0.255	0.045	0.123	637,702,000	81,315,096	N/A	0.255	2017/08/30	0.041	2017/07/10	5,151,996,000	543,995,134	-	-	-	-
13955	Credit Suisse AG - CC Bank European Warrants Sep 2017 A	HKD	0.445	0.059	0.233	142,514,000	25,544,284	N/A	0.445	2017/08/28	0.020	2017/07/07	3,077,947,000	413,555,031	-	-	-	-
26347	Credit Suisse AG - CGN Power European Warrants Apr 2018 A	HKD	0.188	0.133	0.164	9,291,000	1,521,975	N/A	0.238	2017/07/27	0.133	2017/08/28	10,051,000	1,692,875	-	-	-	-
12411	Credit Suisse AG - CGS European Warrants Aug 2017 A	HKD	-	-	0.013	0	0	N/A	0.375	2017/03/27	0.024	2017/07/13	6,866,500	1,158,346	-	-	-	-
17508	Credit Suisse AG - CGS European Warrants Nov 2017 A	HKD	0.330	0.117	0.155	125,433,000	23,335,769	N/A	0.405	2017/07/13	0.117	2017/08/21	131,141,000	25,055,696	-	-	-	-
17470	Credit Suisse AG - Ch Comm Cons European Warrants Jan 2018 A	HKD	0.590	0.385	0.420	17,406,000	7,730,295	N/A	0.780	2017/07/20	0.385	2017/08/15	18,728,000	8,393,340	-	-	-	-
13855	Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 A	HKD	0.180	0.130	0.153	3,240,000	517,030	743,830	0.280	2017/03/21	0.130	2017/08/11	145,280,000	26,576,970	0.225	2016/11/11	0.136	2016/12/23
29617	Credit Suisse AG - Ch Comm Cons European Warrants Oct 2017 B	HKD	0.022	0.016	0.014	370,000	6,940	N/A	0.830	2017/03/23	0.016	2017/08/28	136,700,000	23,726,158	-	-	-	-
28756	Credit Suisse AG - Ch Comm Cons European Warrants Sep 2017 A	HKD	0.045	0.016	0.018	156,530,000	4,302,240	6,751,497	0.164	2017/03/24	0.016	2017/08/31	679,070,000	54,959,340	0.156	2016/06/08	0.057	2016/12/23
27255	Credit Suisse AG - Ch LongYuan European Warrants Jan 2018 A	HKD	0.750	0.510	0.530	182,000	117,380	N/A	0.750	2017/08/07	0.510	2017/08/28	182,000	117,380	-	-	-	-
25738	Credit Suisse AG - Ch Molybdenum European Warrants Aug 2017A	HKD	-	-	1.080	0	0	12,382,361	1.150	2017/07/19	0.067	2017/06/05	345,363,000	84,856,134	-	-	-	-
16798	Credit Suisse AG - Ch Molybdenum European Warrants Dec 2017A	HKD	1.120	0.520	1.040	7,878,000	7,352,580	N/A	1.120	2017/08/08	0.215	2017/06/28	49,287,000	27,262,107	-	-	-	-
19679	Credit Suisse AG - Ch Molybdenum European Warrants Jan 2018A	HKD	0.800	0.315	0.630	129,459,000	67,260,420	N/A	0.800	2017/08/03	0.315	2017/08/16	174,729,000	89,455,860	-	-	-	-
25576	Credit Suisse AG - Ch Molybdenum European Warrants Jan 2018B	HKD	0.570	0.212	0.420	78,138,000	23,159,076	N/A	0.570	2017/08/03	0.212	2017/08/16	79,572,000	23,715,981	-	-	-	-
15503	Credit Suisse AG - Ch Molybdenum European Warrants Nov 2017A	HKD	1.690	0.900	1.460	7,368,000	10,586,130	N/A	1.690	2017/08/08	0.237	2017/06/07	92,130,000	49,341,063	-	-	-	-
29196	Credit Suisse AG - Ch Molybdenum European Warrants Sep 2017A	HKD	0.650	0.044	0.065	44,706,000	10,212,300	N/A	0.650	2017/08/08	0.021	2017/06/02	267,543,000	46,240,866	-	-	-	-
28617	Credit Suisse AG - Ch Overseas European Put Warrants Feb 18B	HKD	0.250	0.122	0.147	59,260,000	10,948,480	N/A	0.250	2017/08/15	0.122	2017/08/25	59,260,000	10,948,480	-	-	-	-
28200	Credit Suisse AG - Ch Overseas European Warrants Dec 2017 A	HKD	0.255	0.086	0.193	204,760,000	32,006,360	9,257,547	0.255	2017/08/25	0.055	2017/05/18	383,560,000	58,732,400	-	-	-	-
13182	Credit Suisse AG - Ch Overseas European Warrants Dec 2017 B	HKD	0.360	0.140	0.270	16,880,000	3,607,644	N/A	0.360	2017/08/25	0.072	2017/06/30	199,226,000	25,152,888	-	-	-	-
27831	Credit Suisse AG - Ch Overseas European Warrants Feb 2018 A	HKD	0.221	0.108	0.168	78,640,000	13,668,840	N/A	0.221	2017/08/03	0.108	2017/08/18	78,640,000	13,668,840	-	-	-	-
15937	Credit Suisse AG - Ch Overseas European Warrants Nov 2017 A	HKD	0.650	0.360	0.570	9,660,000	4,791,800	6,572,170	0.650	2017/08/25	0.157	2017/05/18	190,440,000	44,744,660	-	-	-	-
25746	Credit Suisse AG - CHALCO European Wts Aug 2017 A	HKD	-	-	0.184	0	0	6,430,243	0.470	2017/02/02	0.017	2017/06/06	325,824,000	62,236,290	-	-	-	-
25573	Credit Suisse AG - CHALCO European Wts Feb 2018 A	HKD	0.880	0.295	0.620	114,626,000	53,785,870	N/A	0.880	2017/08/09	0.234	2017/07/28	116,726,000	54,342,756	-	-	-	-
29334	Credit Suisse AG - CHALCO European Wts Feb 2018 B	HKD	0.440	0.230	0.405	46,372,000	13,528,606	N/A	0.440	2017/08/31	0.230	2017/08/24	46,372,000	13,528,606	-	-	-	-
24051	Credit Suisse AG - CHALCO European Wts Jan 2018 A	HKD	1.340	0.510	1.080	10,400,000	8,490,340	N/A	1.340	2017/08/09	0.395	2017/07/24	15,580,000	10,840,710	-	-	-	-
15417	Credit Suisse AG - CHALCO European Wts Nov 2017 A	HKD	1.760	0.760	1.500	9,270,000	9,411,380	N/A	1.760	2017/08/09	0.179	2017/05/19	96,912,000	36,337,008	-	-	-	-
26322	Credit Suisse AG - Chi Res Land European Warrants Apr 2018 A	HKD	0.250	0.121	0.172	24,540,000	4,559,720	N/A	0.265	2017/07/28	0.121	2017/08/25	24,600,000	4,575,320	-	-	-	-
27468	Credit Suisse AG - Chi Res Land European Warrants Dec 2017 A	HKD	0.255	0.108	0.190	81,640,000	14,860,240	7,770,310	0.270	2017/07/27	0.100	2017/05/12	278,820,000	49,144,400	-	-	-	-
14627	Credit Suisse AG - China Cinda European Warrants Dec 2017 A	HKD	0.025	0.015	0.016	270,000	5,440	65,587	0.025	2017/08/07	0.011	2017/04/26	41,160,000	520,370	0.049	2016/01/04	0.017	2016/12/21
15490	Credit Suisse AG - China Cinda European Warrants Dec 2017 B	HKD	0.435	0.102	0.109	126,044,000	33,787,934	N/A	0.435	2017/08/07	0.102	2017/08/31	302,354,000	69,566,760	-	-	-	-
27585	Credit Suisse AG - China Cinda European Warrants Feb 2018 A	HKD	0.310	0.067	0.068	210,322,000	34,058,256	N/A	0.310	2017/08/02	0.067	2017/08/31	210,322,000	34,058,256	-	-	-	-
17504	Credit Suisse AG - China Cinda European Warrants Mar 2018 A	HKD	0.425	0.150	0.152	14,044,000	4,063,631	N/A	0.425	2017/08/08	0.150	2017/08/31	16,401,000	4,750,436	-	-	-	-
28590	Credit Suisse AG - China Cinda European Warrants Sep 2017 A	HKD	0.165	0.012	0.010	63,204,000	6,154,666	6,053,089	0.320	2017/02/23	0.012	2017/08/29	344,702,000	36,751,952	-	-	-	-
12185	Credit Suisse AG - China Cinda European Warrants Sep 2017 B	HKD	0.085	0.015	0.010	15,367,000	944,535	N/A	0.205	2017/03/23	0.015	2017/08/22	55,558,000	3,930,602	-	-	-	-
25879	Credit Suisse AG - China Coal European Warrants Aug 2017 A	HKD	-	-	0.012	0	0	1,116,036	0.280	2017/02/23	0.017	2017/05/08	109,679,000	18,588,922	-	-	-	-
25553	Credit Suisse AG - China Coal European Warrants Jan 2018 A	HKD	0.227	0.101	0.121	60,193,000	9,149,096	N/A	0.227	2017/08/04	0.101	2017/08/24	63,095,000	9,597,918	-	-	-	-
15116	Credit Suisse AG - China Coal European Warrants Nov 2017 A	HKD	0.310	0.103	0.130	136,082,000	24,038,303	N/A	0.340	2017/07/19	0.101	2017/06/12	371,533,000	64,028,355	-	-	-	-
12429	Credit Suisse AG - China EB Ltd European Warrants Mar 2018 A	HKD	0.243	0.162	0.195	68,208,000	13,852,286	N/A	0.250	2017/06/09	0.162	2017/08/21	150,936,000	30,251,176	-	-	-	-
26826	Credit Suisse AG - China Huarong European Warrants Jan 2018A	HKD	0.260	0.184	0.223	94,646,000	21,277,511	N/A	0.260	2017/08/28	0.184	2017/08/21	95,146,000	21,394,761	-	-	-	-
28223	Credit Suisse AG - China Life European Put Wts Aug 2017 B	HKD	0.075	0.012	0.010	14,490,000	577,500	22,519,025	0.249	2017/02/20	0.012	2017/08/03	1,445,560,000	138,872,350	-	-	-	-
17138	Credit Suisse AG - China Life European Put Wts Jan 2018 B	HKD	0.118	0.046	0.054	164,240,000	12,941,200	N/A	0.165	2017/06/30	0.046	2017/08/28	463,920,000	34,777,460	-	-	-	-
16642	Credit Suisse AG - China Life European Put Wts Nov 2017 B	HKD	0.255	0.127	0.161	79,450,000	14,005,640	N/A	0.275	2017/07/05	0.127	2017/08/28	160,090,000	30,345,660	-	-	-	-
27251	Credit Suisse AG - China Life European Put Wts Sep 2017 C	HKD	0.039	0.012	0.010	13,120,000	339,860	44,161,617	0.186	2017/02/14	0.010	2017/07/28	2,820,090,000	322,927,210	-	-	-	-
29811	Credit Suisse AG - China Life European Warrants Aug 2017 A	HKD	-	-	0.600	0	0	301,442	0.580	2017/06/01	0.237	2017/01/03	6,540,000	2,667,350	0.425	2016/11/28	0.141	2016/07/08
12592	Credit Suisse AG - China Life European Warrants Dec 2017 A	HKD	0.098	0.034	0.059	1,447,920,000	107,155,120	N/A	0.128	2017/03/27	0.034	2017/08/18	7,196,850,000	638,524,050	-	-	-	-
27782	Credit Suisse AG - China Life European Warrants Jan 2018 A	HKD	0.159	0.068	0.106	12,271,000,000	1,246,150,510	481,794,758	0.255	2017/02/16	0.068	2017/08/18	23,909,170,000	2,895,428,440	-	-	-	-
29757	Credit Suisse AG - China Life European Warrants Jan 2018 C	HKD	0.196	0.121	0.168	17,610,000	2,846,810	N/A	0.196	2017/08/28	0.121	2017/08/24	17,610,000	2,846,810	-	-	-	-
24307	Credit Suisse AG - China Life European Warrants Mar 2018 A	HKD	0.138	0.066	0.096	351,680,000	44,277,270	N/A	0.141	2017/07/24	0.066	2017/08/16	352,720,000	44,420,270	-	-	-	-
15334	Credit Suisse AG - China Life European Warrants Nov 2017 A	HKD	0.146	0.039	0.078	631,300,000	63,510,070	N/A	0.177	2017/07/17	0.039	2017/08/18	17,428,990,000	2,027,831,300	-	-	-	-
16921	Credit Suisse AG - China Life European Warrants Nov 2017 C	HKD	0.205	0.076	0.133	5,389,960,000	516,986,710	N/A	0.250	2017/07/19	0.076	2017/08/21	5,494,620,000	536,899,900	-	-	-	-
22176	Credit Suisse AG - China Life European Warrants Oct 2017 A	HKD	0.270	0.098	0.210	73,910,000	11,627,700	3,692,578	0.320	2017/07/17	0.098	2017/08/21	140,850,000	25,514,640	-	-	-	-
13347	Credit Suisse AG - China Life European Warrants Sep 2017 A	HKD	0.174	0.020	0.065	158,870,000	13,706,750	149,744,207	0.240	2017/03/17	0.020	2017/08/18	21,687,850,000	2,592,980,220	0.233	2016/09/22	0.064	2016/10/31
14032	Credit Suisse AG - China Life European Warrants Sep 2017 B	HKD	0.445	0.425	0.455	400,000	174,000	190,667	0.480	2017/03/17	0.177	2017/01/03	55,830,000	13,086,850	0.355	2016/11/30	0.137	2016/11/14
29343	Credit Suisse AG - China Life European Warrants Sep 2017 D	HKD	0.104	0.015	0.033	86,470,000	4,257,370	N/A	0.188	2017/03/17	0.015	2017/08/18	16,114,750,000	1,854,384,960	-	-	-	-
28069	Credit Suisse AG - China Mengniu European Wts Dec 2017 A	HKD	0.228	0.073	0.221	81,140,000	10,793,990	4,256,837	0.228	2017/08/31	0.064	2017/07/12	209,990,000	29,121,340	-	-	-	-
16835	Credit Suisse AG - China Mobile European Put Wts Dec 2017 A	HKD	0.207	0.104	0.106	43,580,000	6,938,000	N/A	0.335	2017/07/07	0.104	2017/08/24	100,955,000	19,198,125	-	-	-	-
23481	Credit Suisse AG - China Mobile European Put Wts Feb 2018 A	HKD	0.152	0.075	0.083	9,760,000	1,164,690	N/A	0.153	2017/07/21	0.075	2017/08/29	14,260,000	1,818,060	-	-	-	-
26637	Credit Suisse AG - China Mobile European Put Wts Jan 2018 C	HKD	0.340	0.193	0.216	46,595,000	9,997,000	N/A	0.340	2017/08/10	0.193	2017/08/30	46,595,000	9,997,000	-	-	-	-
16324	Credit Suisse AG - China Mobile European Put Wts Oct 2017 D	HKD	0.350	0.075	0.099	49,780,000	7,326,870	N/A	0.610	2017/07/06	0.075	2017/08/30	68,580,000	15,365,170	-	-	-	-
13127	Credit Suisse AG - China Mobile European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.170	2017/04/05	0.013	2017/06/27	26,638,565,000	2,198,204,255	-	-	-	-
29327	Credit Suisse AG - China Mobile European Warrants Dec 2017 B	HKD	0.206	0.161	0.157	5,805,180,000	1,076,438,605	N/A	0.206	2017/08/22	0.161	2017/08/31	5,805,180,000	1,076,438,605	-	-	-	-
29980	Credit Suisse AG - China Mobile European Warrants Feb 2018 B	HKD	0.205	0.188	0.181	3,130,000	623,645	N/A	0.205	2017/08/29	0.188	2017/08/31	3,130,000	623,645	-	-	-	-
17322	Credit Suisse AG - China Mobile European Warrants Jan 2018 A	HKD	0.360	0.216	0.255	13,470,000	3,345,100	N/A	0.360	2017/08/10	0.169	2017/07/17	53,590,000	11,376,080	-	-	-	-
18621	Credit Suisse AG - China Mobile European Warrants Jan 2018 B	HKD	0.560	0.320	0.530	15,365,000	6,432,725	N/A	0.560	2017/08/28	0.320	2017/08/03	21,805,000	8,839,550	-	-	-	-
17567	Credit Suisse AG - China Mobile European Warrants Nov 2017 B	HKD	0.056	0.025	0.033	1,604,680,000	56,539,845	32,417,787	0.092	2017/02/07	0.017	2017/07/06	9,191,280,000	466,351,175	0.183	2016/08/12	0.052	2016/12/28
14829	Credit Suisse AG - China Mobile European Warrants Nov 2017 C	HKD	0.249	0.094	0.107	152,080,000	20,349,090	N/A	0.320	2017/05/16	0.068	2017/07/07	7,019,290,000	640,814,440	-	-	-	-
12633	Credit Suisse AG - China Mobile European Warrants Oct 2017 A	HKD	0.070	0.026	0.022	1,810,000	124,660	N/A	0.135	2017/04/05	0.026	2017/08/30	13,280,000	1,188,220	-	-	-	-
14208	Credit Suisse AG - China Mobile European Warrants Oct 2017 B	HKD	0.100	0.010	0.010	52,825,000	2,537,260	N/A	0.207	2017/04/21	0.010	2017/08/31	13,069,210,000	1,830,270,910	-	-	-	-
16286	Credit Suisse AG - China Mobile European Warrants Oct 2017 C	HKD	0.172	0.012	0.013	7,274,680,000	709,010,735	N/A	0.172	2017/08/10	0.012	2017/08/28	23,699,200,000	2,460,530,630	-	-	-	-
28849	Credit Suisse AG - China Mobile European Warrants Sep 2017 A	HKD	0.010	0.010	0.010	2,200,000	22,000	313,499,608	0.265	2017/03/20	0.010	2017/08/11	13,786,570,000	1,881,602,395	-	-	-	-
16753	Credit Suisse AG - China Mobile European Warrants Sep 2017 B	HKD	0.161	0.019	0.020	9,899,150,000	662,159,050	N/A	0.161	2017/08/10	0.019	2017/08/31	35,110,810,000	2,822,120,035	-	-	-	-
28209	Credit Suisse AG - China Railway European Warrants Aug 2017A	HKD	-	-	0.024	0	0	849,244	0.500	2017/03/24	0.035	2017/06/08	30,670,000	6,673,789	-	-	-	-
28983	Credit Suisse AG - China Railway European Warrants Jan 2018A	HKD	0.425	0.270	0.400	7,344,000	2,375,860	N/A	0.425	2017/08/31	0.270	2017/08/24	7,344,000	2,375,860	-	-	-	-
15118	Credit Suisse AG - China Railway European Warrants Nov 2017A	HKD	0.135	0.041	0.078	110,083,000	9,401,268	N/A	0.425	2017/05/15	0.041	2017/08/24	312,019,000	43,473,623	-	-	-	-
16250	Credit Suisse AG - China Re European Warrants Mar 2018 A	HKD	0.255	0.181	0.183	44,686,000	9,734,461	N/A	0.280	2017/07/20	0.181	2017/08/21	54,553,000	12,067,581	-	-	-	-
14222	Credit Suisse AG - China Shenhua European Wts Oct 2017 A	HKD	0.440	0.300	0.370	6,660,000	2,381,775	7,262,778	0.440	2017/08/02	0.065	2017/03/13	342,915,000	57,213,730	0.221	2016/11/14	0.083	2016/12/28
11379	Credit Suisse AG - China Shenhua European Wts Oct 2017 B	HKD	-	-	0.730	0	0	N/A	0.570	2017/07/19	0.196	2017/03/17	4,760,000	1,389,890	-	-	-	-
16495	Credit Suisse AG - China South Air European Warrants Dec 18A	HKD	0.160	0.133	0.152	11,660,000	1,707,260	N/A	0.203	2017/06/26	0.133	2017/08/25	41,000,000	6,933,580	-	-	-	-
14018	Credit Suisse AG - China State Con European Warrants Dec17 A	HKD	0.108	0.049	0.051	21,646,000	1,798,604	8,051,483	0.255	2017/03/24	0.049	2017/08/24	478,948,000	88,747,776	0.265	2016/11/25	0.144	2016/12/28
15117	Credit Suisse AG - China State Con European Warrants Mar18 A	HKD	0.098	0.049	0.051	12,596,000	962,120	N/A	0.229	2017/05/10	0.049	2017/08/28	43,362,000	5,536,978	-	-	-	-
23022	Credit Suisse AG - China Taiping European Warrants Feb 2018A	HKD	0.420	0.255	0.285	23,788,000	8,784,310	N/A	0.420	2017/08/02	0.255	2017/08/24	25,324,000	9,270,100	-	-	-	-
28823	Credit Suisse AG - China Taiping European Warrants Feb 2018B	HKD	0.229	0.103	0.120	41,848,000	6,310,196	N/A	0.229	2017/08/09	0.103	2017/08/24	41,848,000	6,310,196	-	-	-	-
27442	Credit Suisse AG - China Taiping European Warrants Sep 2017A	HKD	0.380	0.156	0.181	36,650,000	7,924,980	8,054,758	0.380	2017/08/02	0.079	2017/07/05	306,436,000	52,768,818	-	-	-	-
11708	Credit Suisse AG - China Tel European Warrants Jan 2018 A	HKD	0.203	0.190	0.195	6,832,000	1,334,984	N/A	0.203	2017/08/31	0.190	2017/08/31	6,832,000	1,334,984	-	-	-	-
12178	Credit Suisse AG - China Tel European Warrants Nov 2017 A	HKD	0.097	0.036	0.090	81,218,000	5,063,480	N/A	0.250	2017/03/24	0.036	2017/08/17	238,596,000	34,527,712	-	-	-	-
15846	Credit Suisse AG - China Vanke European Warrants Dec 2017 A	HKD	0.247	0.171	0.247	590,000	139,210	N/A	0.247	2017/08/22	0.100	2017/05/23	364,192,000	68,563,831	-	-	-	-
17261	Credit Suisse AG - China Vanke European Warrants Mar 2018 A	HKD	0.232	0.147	0.210	157,462,000	31,079,821	N/A	0.260	2017/07/11	0.147	2017/08/17	233,656,000	47,770,565	-	-	-	-
16492	Credit Suisse AG - Chinares Pharma European Warrants Aug 18A	HKD	0.248	0.221	0.248	5,570,000	1,311,850	N/A	0.280	2017/07/26	0.221	2017/08/15	11,730,000	2,904,555	-	-	-	-
29070	Credit Suisse AG - ChiUnicom European Put Warrants Feb 2018A	HKD	1.500	0.860	1.330	2,078,000	2,721,960	N/A	1.500	2017/08/29	0.860	2017/08/21	2,078,000	2,721,960	-	-	-	-
25399	Credit Suisse AG - ChiUnicom European Warrants Dec 2017 A	HKD	0.340	0.157	0.166	62,526,000	11,380,586	10,840,827	0.340	2017/08/21	0.065	2017/01/16	1,254,458,000	123,582,412	0.204	2016/03/30	0.057	2016/11/15
17326	Credit Suisse AG - ChiUnicom European Warrants Dec 2017 B	HKD	0.910	0.195	0.245	535,772,000	268,897,664	N/A	0.910	2017/08/21	0.188	2017/07/05	557,620,000	276,303,610	-	-	-	-
11706	Credit Suisse AG - ChiUnicom European Warrants Jan 2018 A	HKD	0.560	0.530	0.540	1,560,000	859,860	N/A	0.560	2017/08/31	0.530	2017/08/31	1,560,000	859,860	-	-	-	-
29536	Credit Suisse AG - ChiUnicom European Warrants Nov 2017 A	HKD	0.360	0.220	0.242	14,080,000	3,989,300	9,237,090	0.360	2017/08/22	0.087	2017/01/16	1,011,660,000	128,494,700	0.171	2016/10/11	0.079	2016/11/14
15002	Credit Suisse AG - ChiUnicom European Warrants Nov 2017 B	HKD	2.000	0.630	0.800	188,670,000	201,587,180	N/A	2.000	2017/08/21	0.500	2017/05/09	429,910,000	406,761,000	-	-	-	-
24793	Credit Suisse AG - ChiUnicom European Warrants Oct 2017 A	HKD	0.105	0.020	0.020	1,874,720,000	89,769,840	73,104,690	0.105	2017/08/21	0.016	2017/07/07	8,162,200,000	439,460,560	0.146	2016/01/04	0.021	2016/07/20
21981	Credit Suisse AG - ChiUnicom European Warrants Sep 2017 A	HKD	0.065	0.010	0.024	93,260,000	3,185,960	2,174,750	0.065	2017/08/14	0.010	2017/08/25	653,560,000	13,064,020	0.107	2016/01/04	0.023	2016/11/29
13723	Credit Suisse AG - CICC European Warrants Aug 2017 A	HKD	0.168	0.116	0.195	704,000	106,276	1,433,247	0.176	2017/02/24	0.053	2017/06/08	136,556,000	17,501,524	0.209	2016/11/29	0.153	2016/12/15
16259	Credit Suisse AG - CITIC European Warrants Dec 2017 A	HKD	0.400	0.158	0.241	38,401,000	8,794,614	N/A	0.560	2017/06/07	0.158	2017/08/21	44,149,000	11,375,304	-	-	-	-
13351	Credit Suisse AG - CITIC Sec European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	64,880	0.060	2017/02/17	0.012	2017/04/24	265,030,000	13,118,200	0.211	2016/09/22	0.041	2016/12/28
16295	Credit Suisse AG - CITIC Sec European Warrants Dec 2017 A	HKD	0.151	0.071	0.130	162,525,000	19,050,500	14,801,319	0.265	2017/02/17	0.071	2017/08/21	970,650,000	148,399,575	-	-	-	-
11401	Credit Suisse AG - CITIC Sec European Warrants Dec 2017 B	HKD	0.081	0.036	0.074	83,920,000	5,535,685	N/A	0.170	2017/03/21	0.036	2017/08/18	178,695,000	12,124,240	-	-	-	-
29340	Credit Suisse AG - CITIC Sec European Warrants Feb 2018 A	HKD	0.910	0.480	0.840	4,274,500	2,806,505	N/A	0.910	2017/08/30	0.480	2017/08/21	4,274,500	2,806,505	-	-	-	-
18530	Credit Suisse AG - CKH European Warrants Aug 2017 A	HKD	-	-	0.540	0	0	140,642	0.510	2017/06/29	0.400	2017/04/24	2,015,000	843,850	0.520	2016/09/12	0.290	2016/07/06
25352	Credit Suisse AG - CKH Holdings European Warrants Aug 2017 B	HKD	-	-	0.010	0	0	24,440,331	0.255	2017/03/02	0.010	2017/07/24	1,061,505,000	202,935,065	-	-	-	-
15508	Credit Suisse AG - CKH Holdings European Warrants Dec 2017 A	HKD	0.600	0.201	0.260	139,965,000	53,376,060	N/A	0.600	2017/08/03	0.196	2017/07/04	209,955,000	72,965,000	-	-	-	-
28023	Credit Suisse AG - CKH Holdings European Warrants Feb 2018 A	HKD	0.255	0.106	0.178	90,810,000	15,673,090	N/A	0.255	2017/08/04	0.106	2017/08/25	90,810,000	15,673,090	-	-	-	-
12385	Credit Suisse AG - CKH Holdings European Warrants Oct 2017 A	HKD	0.188	0.020	0.031	75,065,000	8,510,330	N/A	0.240	2017/03/27	0.020	2017/08/29	326,445,000	36,562,775	-	-	-	-
27102	Credit Suisse AG - CKI Holdings European Warrants Aug 2017 A	HKD	0.233	0.055	0.075	18,990,000	3,416,800	7,979,506	0.238	2017/02/15	0.015	2017/07/19	426,590,000	54,329,945	-	-	-	-
28013	Credit Suisse AG - CKI Holdings European Warrants Feb 2018 A	HKD	0.260	0.177	0.220	49,230,000	10,885,930	N/A	0.260	2017/08/10	0.177	2017/08/21	49,230,000	10,885,930	-	-	-	-
15111	Credit Suisse AG - CKI Holdings European Warrants Nov 2017 A	HKD	0.201	0.070	0.070	192,375,000	26,903,630	N/A	0.216	2017/05/10	0.051	2017/07/19	417,185,000	62,041,810	-	-	-	-
26368	Credit Suisse AG - CKI Holdings European Warrants Nov 2017 B	HKD	0.510	0.275	0.325	21,025,000	7,860,275	N/A	0.510	2017/08/02	0.275	2017/08/21	25,950,000	10,101,150	-	-	-	-
16690	Credit Suisse AG - CKP European Warrants Dec 2017 A	HKD	0.340	0.176	0.255	121,675,000	28,683,075	N/A	0.340	2017/08/09	0.114	2017/07/05	148,975,000	33,479,585	-	-	-	-
13975	Credit Suisse AG - CKP European Warrants Oct 2017 A	HKD	0.790	0.310	0.590	30,375,000	15,539,375	N/A	0.790	2017/08/09	0.162	2017/05/09	250,245,000	68,047,140	-	-	-	-
15488	Credit Suisse AG - CM Bank European Warrants Mar 2018 A	HKD	0.790	0.395	0.750	4,595,000	2,714,950	N/A	0.790	2017/08/30	0.174	2017/05/12	59,745,000	15,491,500	-	-	-	-
25875	Credit Suisse AG - CNBM European Warrants Aug 2017 A	HKD	-	-	0.025	0	0	4,536,786	0.980	2017/02/23	0.017	2017/07/13	148,054,000	39,970,984	-	-	-	-
27778	Credit Suisse AG - CNBM European Warrants Aug 2017 B	HKD	0.021	0.010	0.010	1,178,000	12,338	1,875,997	0.620	2017/03/02	0.010	2017/08/08	66,172,000	17,934,030	-	-	-	-
16188	Credit Suisse AG - CNBM European Warrants Dec 2017 A	HKD	0.570	0.270	0.315	20,408,000	8,116,340	N/A	0.570	2017/08/08	0.217	2017/06/26	58,008,000	18,463,790	-	-	-	-
25546	Credit Suisse AG - CNBM European Warrants Jan 2018 A	HKD	0.380	0.195	0.233	92,830,000	21,486,772	N/A	0.380	2017/08/09	0.189	2017/07/28	107,660,000	24,716,148	-	-	-	-
25731	Credit Suisse AG - CNOOC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	49,640,564	0.440	2017/02/06	0.014	2017/06/02	2,252,179,000	340,063,939	-	-	-	-
24854	Credit Suisse AG - CNOOC European Warrants Aug 2018 A	HKD	0.106	0.064	0.100	40,370,000	3,411,020	18,486,465	0.206	2017/01/05	0.064	2017/08/16	1,171,280,000	112,864,680	0.265	2016/10/25	0.089	2016/01/21
11470	Credit Suisse AG - CNOOC European Warrants Dec 2017 A	HKD	0.220	0.177	0.183	203,990,000	40,182,390	N/A	0.220	2017/08/29	0.177	2017/08/31	203,990,000	40,182,390	-	-	-	-
17346	Credit Suisse AG - CNOOC European Warrants Jan 2018 A	HKD	0.380	0.124	0.295	842,969,000	203,128,736	N/A	0.380	2017/08/28	0.124	2017/08/15	902,705,000	214,388,631	-	-	-	-
27959	Credit Suisse AG - CNOOC European Warrants Jun 2018 A	HKD	0.046	0.024	0.036	2,364,710,000	95,671,380	21,510,908	0.132	2017/01/06	0.024	2017/08/16	3,151,390,000	144,983,990	0.167	2016/10/24	0.084	2016/08/03
15141	Credit Suisse AG - CNOOC European Warrants Nov 2017 A	HKD	0.208	0.054	0.107	46,112,000	6,753,945	N/A	0.230	2017/05/16	0.050	2017/07/25	185,460,000	29,777,410	-	-	-	-
15138	Credit Suisse AG - CNOOC European Warrants Sep 2017 A	HKD	0.116	0.010	0.048	130,395,000	7,785,317	N/A	0.265	2017/05/18	0.010	2017/08/16	2,210,916,000	249,189,529	-	-	-	-
16323	Credit Suisse AG - Country Garden European Warrants Dec 17 A	HKD	1.450	0.450	0.810	79,928,000	61,404,760	N/A	1.450	2017/08/01	0.450	2017/08/18	142,357,000	120,835,440	-	-	-	-
27792	Credit Suisse AG - Country Garden European Warrants Feb 18 A	HKD	0.720	0.310	0.770	6,956,000	2,822,715	N/A	0.720	2017/08/04	0.310	2017/08/16	6,956,000	2,822,715	-	-	-	-
29328	Credit Suisse AG - Country Garden European Warrants Feb 18 B	HKD	1.270	0.710	1.220	6,254,000	6,704,650	N/A	1.270	2017/08/31	0.710	2017/08/15	6,254,000	6,704,650	-	-	-	-
17468	Credit Suisse AG - CPIC European Warrants Jan 2018 A	HKD	0.455	0.209	0.315	56,030,000	17,059,168	N/A	0.455	2017/08/28	0.209	2017/08/21	57,122,000	17,342,142	-	-	-	-
11802	Credit Suisse AG - CPIC European Warrants Mar 2018 A	HKD	0.250	0.231	0.233	2,620,000	627,010	N/A	0.250	2017/08/31	0.231	2017/08/31	2,620,000	627,010	-	-	-	-
27259	Credit Suisse AG - CPIC European Warrants Sep 2017 A	HKD	0.430	0.206	0.270	16,528,000	4,913,856	6,241,000	0.430	2017/08/28	0.061	2017/05/19	310,724,000	46,533,884	-	-	-	-
16396	Credit Suisse AG - CRCC European Warrants Dec 2018 A	HKD	0.140	0.105	0.121	16,720,000	1,982,865	N/A	0.194	2017/06/07	0.105	2017/08/21	52,530,000	7,185,765	-	-	-	-
14407	Credit Suisse AG - CRCC European Warrants Nov 2017 A	HKD	0.017	0.010	0.010	3,630,000	44,325	1,753,704	0.116	2017/02/10	0.010	2017/08/14	273,660,000	21,496,225	0.192	2016/11/28	0.077	2016/12/22
17471	Credit Suisse AG - CRRC European Warrants Nov 2017 A	HKD	0.234	0.133	0.156	34,388,000	6,666,982	N/A	0.290	2017/07/14	0.133	2017/08/25	45,094,000	9,008,317	-	-	-	-
13849	Credit Suisse AG - CRRC European Warrants Sep 2017 A	HKD	0.015	0.011	0.012	1,600,000	20,400	974,210	0.102	2017/01/27	0.011	2017/08/10	199,790,000	14,066,520	0.137	2016/11/29	0.084	2016/12/28
27779	Credit Suisse AG - CRRC Times European Warrants Aug 2017 A	HKD	-	-	0.014	0	0	1,472,329	0.340	2017/02/20	0.013	2017/06/21	76,363,000	13,296,154	-	-	-	-
17474	Credit Suisse AG - CRRC Times European Warrants Dec 2017 A	HKD	0.233	0.092	0.197	42,745,000	6,541,674	N/A	0.233	2017/08/29	0.092	2017/08/14	49,276,000	7,499,998	-	-	-	-
11760	Credit Suisse AG - CRRC Times European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16319	Credit Suisse AG - CSOP A50 ETF European Warrants Dec 2017 A	HKD	0.970	0.345	0.830	13,728,800	6,849,826	N/A	0.970	2017/08/30	0.265	2017/06/21	720,564,400	250,878,579	-	-	-	-
17136	Credit Suisse AG - CSOP A50 ETF European Warrants Nov 2017 A	HKD	0.450	0.152	0.345	60,091,000	13,951,752	N/A	0.450	2017/08/30	0.137	2017/07/04	95,675,400	21,351,543	-	-	-	-
15220	Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2017 A	HKD	2.060	0.850	1.870	35,201,000	47,302,484	N/A	2.060	2017/08/30	0.185	2017/05/09	191,965,200	106,885,206	-	-	-	-
17995	Credit Suisse AG - CSOP A50 ETF European Warrants Sep 2018 A	HKD	0.240	0.208	0.290	1,520,000	356,780	782,043	0.240	2017/08/22	0.088	2017/05/18	28,184,000	5,110,880	0.305	2016/01/04	0.122	2016/12/15
16792	Credit Suisse AG - Dongfeng Motor European Warrants Dec 17 A	HKD	0.890	0.325	0.500	3,922,000	2,160,680	N/A	0.890	2017/08/25	0.325	2017/08/10	6,078,000	3,170,820	-	-	-	-
11788	Credit Suisse AG - Fosun Intl European Warrants Mar 2018 A	HKD	0.231	0.181	0.181	2,260,000	452,650	N/A	0.231	2017/08/31	0.181	2017/08/31	2,260,000	452,650	-	-	-	-
13171	Credit Suisse AG - Fosun Intl European Warrants Nov 2017 A	HKD	0.145	0.051	0.120	97,495,000	10,109,640	3,580,656	0.194	2017/02/09	0.051	2017/08/17	287,605,000	31,843,115	0.260	2016/09/20	0.114	2016/12/28
27692	Credit Suisse AG - GAC European Warrants Aug 2017 A	HKD	0.510	0.400	0.510	4,220,000	2,042,000	4,837,170	0.600	2017/07/25	0.080	2017/01/03	429,200,000	82,887,940	0.260	2016/08/09	0.077	2016/12/29
29095	Credit Suisse AG - GAC European Warrants Dec 2017 A	HKD	0.265	0.139	0.159	291,840,000	53,417,700	20,307,860	0.350	2017/07/17	0.083	2017/04/25	719,380,000	121,847,160	-	-	-	-
24018	Credit Suisse AG - GAC European Warrants Feb 2018 A	HKD	0.218	0.123	0.135	77,440,000	12,467,000	N/A	0.243	2017/07/25	0.123	2017/08/11	104,780,000	18,497,740	-	-	-	-
17375	Credit Suisse AG - GAC European Warrants Mar 2018 A	HKD	0.295	0.186	0.205	119,880,000	26,386,200	N/A	0.365	2017/07/18	0.177	2017/07/05	135,720,000	31,029,640	-	-	-	-
13269	Credit Suisse AG - GAC European Warrants Sep 2017 A	HKD	0.370	0.185	0.195	28,320,000	6,867,980	18,603,660	0.430	2017/07/17	0.063	2017/01/03	916,360,000	144,057,320	0.234	2016/09/15	0.063	2016/12/30
16799	Credit Suisse AG - Galaxy Ent European Put Wts Dec 2017 A	HKD	0.248	0.150	0.156	255,100,000	49,789,610	N/A	0.400	2017/07/04	0.150	2017/08/31	320,490,000	65,487,820	-	-	-	-
26597	Credit Suisse AG - Galaxy Ent European Put Wts Feb 2018 A	HKD	0.238	0.151	0.152	202,630,000	39,069,150	N/A	0.238	2017/08/11	0.151	2017/08/31	209,750,000	40,535,060	-	-	-	-
13462	Credit Suisse AG - Galaxy Ent European Put Wts Oct 2017 B	HKD	0.044	0.012	0.014	191,600,000	5,297,650	N/A	0.315	2017/04/24	0.012	2017/08/25	640,230,000	61,615,350	-	-	-	-
29434	Credit Suisse AG - Galaxy Ent European Put Wts Sep 2017 A	HKD	-	-	0.010	0	0	N/A	0.250	2017/03/09	0.010	2017/07/17	461,580,000	43,127,530	-	-	-	-
13194	Credit Suisse AG - Galaxy Ent European Warrants Aug 2017 A	HKD	0.440	0.139	0.285	53,500,000	14,636,270	N/A	0.500	2017/06/20	0.100	2017/05/18	707,470,000	154,190,510	-	-	-	-
17141	Credit Suisse AG - Galaxy Ent European Warrants Dec 2017 B	HKD	0.202	0.111	0.153	334,570,000	48,844,890	N/A	0.237	2017/06/30	0.111	2017/08/28	523,300,000	80,087,910	-	-	-	-
18078	Credit Suisse AG - Galaxy Ent European Warrants Dec 2017 C	HKD	0.385	0.229	0.325	133,930,000	37,718,220	N/A	0.385	2017/08/01	0.229	2017/08/11	170,540,000	47,979,560	-	-	-	-
11710	Credit Suisse AG - Galaxy Ent European Warrants Jan 2018 A	HKD	0.242	0.230	0.238	5,050,000	1,190,100	N/A	0.242	2017/08/31	0.230	2017/08/31	5,050,000	1,190,100	-	-	-	-
16439	Credit Suisse AG - Galaxy Ent European Warrants Nov 2017 A	HKD	0.169	0.061	0.112	65,420,000	7,585,850	N/A	0.255	2017/06/14	0.061	2017/08/28	898,140,000	146,738,380	-	-	-	-
29618	Credit Suisse AG - Galaxy Ent European Warrants Oct 2017 A	HKD	0.260	0.084	0.165	97,200,000	16,780,310	N/A	0.345	2017/06/20	0.076	2017/05/19	1,105,610,000	200,182,720	-	-	-	-
14059	Credit Suisse AG - GCL-Poly Energy European Wts Aug 2017 A	HKD	-	-	0.010	0	0	320,314	0.130	2017/02/15	0.011	2017/05/26	59,240,000	4,766,316	0.103	2016/12/28	0.097	2016/12/28
16692	Credit Suisse AG - GCL-Poly Energy European Wts Dec 2018 A	HKD	0.241	0.181	0.194	23,070,000	4,907,364	N/A	0.260	2017/07/24	0.151	2017/06/23	68,289,000	14,540,172	-	-	-	-
15121	Credit Suisse AG - GCL-Poly Energy European Wts Sep 2018 A	HKD	0.129	0.087	0.097	87,413,000	9,544,429	N/A	0.158	2017/05/15	0.076	2017/06/16	159,099,000	17,402,566	-	-	-	-
16834	Credit Suisse AG - Geely Auto European Put Warrants Jan 18 A	HKD	0.129	0.077	0.082	75,440,000	7,245,465	N/A	0.246	2017/06/23	0.077	2017/08/30	254,859,000	34,103,163	-	-	-	-
17957	Credit Suisse AG - Geely Auto European Put Warrants Jan 18 B	HKD	0.214	0.139	0.145	124,312,000	21,161,991	N/A	0.260	2017/07/11	0.139	2017/08/31	195,927,000	36,058,322	-	-	-	-
25591	Credit Suisse AG - Geely Auto European Put Wts Feb 2018 D	HKD	0.335	0.249	0.280	27,117,000	7,521,080	N/A	0.335	2017/08/04	0.249	2017/08/09	27,117,000	7,521,080	-	-	-	-
16551	Credit Suisse AG - Geely Auto European Warrants Apr 2018 A	HKD	0.540	0.375	0.465	132,027,000	60,272,555	N/A	0.540	2017/08/09	0.203	2017/06/16	528,906,000	170,484,685	-	-	-	-
27803	Credit Suisse AG - Geely Auto European Warrants Aug 2017 A	HKD	-	-	9.640	0	0	3,101,735	8.900	2017/07/28	2.030	2017/04/18	19,614,000	54,634,010	-	-	-	-
29107	Credit Suisse AG - Geely Auto European Warrants Aug 2017 B	HKD	7.160	4.900	5.890	10,657,000	62,280,900	67,940,025	7.160	2017/08/09	0.430	2017/05/05	224,388,000	407,640,150	-	-	-	-
18747	Credit Suisse AG - Geely Auto European Warrants Aug 2018 A	HKD	-	-	0.940	0	0	892,646	0.800	2017/07/10	0.153	2017/01/09	885,865,000	223,548,055	-	-	-	-
27233	Credit Suisse AG - Geely Auto European Warrants Aug 2018 B	HKD	0.890	0.730	0.840	56,000	42,400	23,867,886	0.890	2017/08/10	0.168	2017/05/04	792,856,000	189,521,935	-	-	-	-
11609	Credit Suisse AG - Geely Auto European Warrants Feb 2018 A	HKD	0.620	0.450	0.530	6,844,000	3,828,550	N/A	0.620	2017/08/09	0.087	2017/05/04	714,754,000	218,514,490	-	-	-	-
17363	Credit Suisse AG - Geely Auto European Warrants Feb 2018 B	HKD	0.365	0.244	0.300	85,004,000	24,824,521	N/A	0.365	2017/08/09	0.227	2017/07/24	249,646,000	76,769,933	-	-	-	-
24999	Credit Suisse AG - Geely Auto European Warrants Feb 2018 C	HKD	0.275	0.181	0.221	260,037,000	55,048,742	N/A	0.275	2017/08/09	0.181	2017/08/03	290,345,000	61,734,561	-	-	-	-
21123	Credit Suisse AG - Geely Auto European Warrants Jan 2018 C	HKD	5.710	4.460	4.840	20,267,000	98,743,080	N/A	5.710	2017/08/09	3.500	2017/07/24	22,757,000	109,055,030	-	-	-	-
27265	Credit Suisse AG - Geely Auto European Warrants Jan 2018 D	HKD	0.640	0.540	0.600	48,090,000	28,560,400	N/A	0.640	2017/08/16	0.540	2017/08/29	48,090,000	28,560,400	-	-	-	-
13820	Credit Suisse AG - Geely Auto European Warrants Nov 2017 A	HKD	0.780	0.590	0.750	20,984,000	13,667,920	N/A	0.780	2017/08/09	0.112	2017/05/05	436,641,000	83,112,290	-	-	-	-
25028	Credit Suisse AG - Geely Auto European Warrants Nov 2018 A	HKD	1.000	0.870	0.960	415,000	393,300	3,639,223	1.000	2017/08/08	0.195	2017/02/02	524,375,000	139,675,950	-	-	-	-
14613	Credit Suisse AG - Geely Auto European Warrants Sep 2017 A	HKD	1.030	0.970	1.080	70,000	71,800	43,504	1.030	2017/08/30	0.102	2017/01/03	435,390,000	83,724,755	0.167	2016/11/28	0.092	2016/12/28
16258	Credit Suisse AG - GF Sec European Warrants Apr 2018 A	HKD	0.199	0.141	0.186	32,450,000	5,508,942	N/A	0.239	2017/06/02	0.141	2017/08/18	51,540,000	9,339,188	-	-	-	-
14786	Credit Suisse AG - GF Sec European Warrants Sep 2017 A	HKD	0.014	0.014	0.013	1,000,000	14,000	176,076	0.125	2017/01/03	0.014	2017/08/02	44,860,000	3,108,114	0.201	2016/12/08	0.121	2016/12/29
29105	Credit Suisse AG - Greatwall Motor European Wts Aug 2017 A	HKD	0.108	0.019	0.010	5,937,000	405,483	6,743,419	0.950	2017/06/13	0.019	2017/08/15	131,309,500	40,460,512	-	-	-	-
26272	Credit Suisse AG - Greatwall Motor European Wts Dec 2017 A	HKD	0.430	0.350	0.355	4,420,000	1,722,450	5,738,576	0.520	2017/06/13	0.158	2017/01/03	504,250,000	119,386,545	0.310	2016/10/25	0.123	2016/05/19
25751	Credit Suisse AG - Greatwall Motor European Wts Feb 2018 A	HKD	0.179	0.124	0.132	245,245,000	36,589,365	42,886,973	0.265	2017/06/13	0.063	2017/05/09	1,718,275,000	273,331,175	-	-	-	-
23019	Credit Suisse AG - Greatwall Motor European Wts Jan 2018 A	HKD	1.130	0.710	0.760	10,465,000	9,489,720	N/A	1.130	2017/08/09	0.710	2017/08/31	15,226,500	13,917,555	-	-	-	-
16797	Credit Suisse AG - Greatwall Motor European Wts Oct 2018 A	HKD	0.182	0.138	0.144	36,550,000	5,786,760	N/A	0.209	2017/06/20	0.138	2017/08/31	108,900,000	18,448,770	-	-	-	-
13346	Credit Suisse AG - Haitong Sec European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	86,321	0.094	2017/02/17	0.011	2017/05/05	183,760,000	14,541,320	0.199	2016/09/22	0.053	2016/12/28
17037	Credit Suisse AG - Haitong Sec European Warrants Aug 2018 A	HKD	0.131	0.084	0.107	38,536,000	4,122,636	N/A	0.134	2017/06/29	0.084	2017/08/21	59,804,000	6,442,076	-	-	-	-
16292	Credit Suisse AG - Haitong Sec European Warrants Oct 2017 A	HKD	0.043	0.012	0.019	49,584,000	1,195,304	927,061	0.193	2017/01/06	0.012	2017/08/25	274,652,000	28,205,716	-	-	-	-
16636	Credit Suisse AG - Hang Lung Ppt European Warrants Jun 2018A	HKD	0.135	0.084	0.090	16,211,000	1,871,461	N/A	0.182	2017/06/16	0.084	2017/08/30	29,924,000	3,513,322	-	-	-	-
14080	Credit Suisse AG - Henderson Land European Warrants Dec 17 A	HKD	0.219	0.092	0.197	96,850,000	15,488,520	N/A	0.224	2017/06/06	0.072	2017/07/11	141,850,000	22,618,570	-	-	-	-
28852	Credit Suisse AG - Henganintl European Warrants Aug 2017 A	HKD	-	-	0.015	0	0	675,269	0.360	2017/02/24	0.013	2017/05/31	35,415,000	4,223,365	-	-	-	-
11796	Credit Suisse AG - Henganintl European Warrants Mar 2018 A	HKD	0.450	0.435	0.430	120,000	53,250	N/A	0.450	2017/08/31	0.435	2017/08/31	120,000	53,250	-	-	-	-
15412	Credit Suisse AG - Henganintl European Warrants Nov 2017 A	HKD	0.470	0.255	0.390	28,420,000	11,823,750	N/A	0.470	2017/08/24	0.129	2017/06/13	296,510,000	69,933,825	-	-	-	-
27429	Credit Suisse AG - HKEX European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	23,925,365	0.131	2017/03/03	0.010	2017/07/10	3,018,340,000	150,515,800	-	-	-	-
26288	Credit Suisse AG - HKEX European Put Warrants Feb 2018 B	HKD	0.210	0.133	0.151	74,320,000	11,932,690	N/A	0.210	2017/08/11	0.133	2017/08/09	74,840,000	12,028,720	-	-	-	-
28702	Credit Suisse AG - HKEX European Put Warrants Feb 2018 C	HKD	0.260	0.230	0.249	8,050,000	1,953,380	N/A	0.260	2017/08/30	0.230	2017/08/28	8,050,000	1,953,380	-	-	-	-
23479	Credit Suisse AG - HKEX European Put Warrants May 2018 B	HKD	0.170	0.087	0.130	596,830,000	71,161,730	N/A	0.170	2017/08/18	0.087	2017/08/08	879,130,000	107,065,640	-	-	-	-
16209	Credit Suisse AG - HKEX European Put Warrants Oct 2017 B	HKD	-	-	0.011	0	0	191,767	0.131	2017/01/04	0.011	2017/07/12	113,190,000	8,611,680	-	-	-	-
16836	Credit Suisse AG - HKEX European Put Warrants Oct 2018 A	HKD	0.074	0.046	0.062	2,820,000	166,380	N/A	0.090	2017/07/11	0.046	2017/08/02	35,260,000	2,198,320	-	-	-	-
16244	Credit Suisse AG - HKEX European Warrants Dec 2017 A	HKD	0.310	0.115	0.159	105,620,000	21,660,830	413,151,520	0.310	2017/08/02	0.077	2017/05/08	22,391,320,000	2,516,971,300	-	-	-	-
28061	Credit Suisse AG - HKEX European Warrants Dec 2017 B	HKD	0.248	0.075	0.112	166,490,000	28,269,580	824,090,210	0.248	2017/08/02	0.052	2017/05/23	76,175,840,000	4,950,709,510	-	-	-	-
14688	Credit Suisse AG - HKEX European Warrants Dec 2017 C	HKD	0.405	0.216	0.270	24,250,000	5,788,480	N/A	0.405	2017/08/02	0.130	2017/05/08	393,500,000	73,114,160	-	-	-	-
29492	Credit Suisse AG - HKEX European Warrants Dec 2017 D	HKD	0.650	0.465	0.590	5,946,000	3,327,875	N/A	0.650	2017/08/31	0.465	2017/08/18	5,946,000	3,327,875	-	-	-	-
13023	Credit Suisse AG - HKEX European Warrants Feb 2018 A	HKD	0.240	0.098	0.127	59,780,000	10,391,350	N/A	0.240	2017/08/02	0.084	2017/05/08	24,354,530,000	2,828,800,280	-	-	-	-
29570	Credit Suisse AG - HKEX European Warrants Feb 2018 D	HKD	0.192	0.148	0.172	68,710,000	11,805,080	N/A	0.192	2017/08/28	0.148	2017/08/25	68,710,000	11,805,080	-	-	-	-
14583	Credit Suisse AG - HKEX European Warrants Jan 2018 A	HKD	0.355	0.230	0.231	8,590,000	2,882,730	N/A	0.355	2017/08/08	0.110	2017/05/24	109,360,000	18,899,670	-	-	-	-
26394	Credit Suisse AG - HKEX European Warrants Jan 2018 B	HKD	0.930	0.410	0.405	24,847,000	18,855,505	N/A	0.930	2017/08/02	0.410	2017/08/11	25,493,000	19,297,395	-	-	-	-
26392	Credit Suisse AG - HKEX European Warrants Jun 2018 A	HKD	0.238	0.095	0.125	17,378,170,000	3,222,819,850	N/A	0.250	2017/07/27	0.095	2017/08/18	17,386,830,000	3,224,907,810	-	-	-	-
28714	Credit Suisse AG - HKEX European Warrants Jun 2018 B	HKD	0.125	0.100	0.109	12,040,000	1,357,550	N/A	0.125	2017/08/14	0.100	2017/08/22	12,040,000	1,357,550	-	-	-	-
28978	Credit Suisse AG - HKEX European Warrants Mar 2018 A	HKD	0.175	0.084	0.090	17,060,000	1,733,300	N/A	0.175	2017/08/10	0.084	2017/08/30	17,060,000	1,733,300	-	-	-	-
29778	Credit Suisse AG - HKEX European Warrants Mar 2018 B	HKD	0.120	0.106	0.111	13,470,000	1,497,490	N/A	0.120	2017/08/31	0.106	2017/08/30	13,470,000	1,497,490	-	-	-	-
16578	Credit Suisse AG - HKEX European Warrants May 2018 A	HKD	0.237	0.115	0.145	8,015,990,000	1,508,618,390	N/A	0.237	2017/08/02	0.104	2017/06/28	9,497,980,000	1,739,506,960	-	-	-	-
29072	Credit Suisse AG - HKEX European Warrants Nov 2017 A	HKD	0.077	0.045	0.048	38,310,810,000	2,216,509,510	N/A	0.077	2017/08/15	0.045	2017/08/30	38,310,810,000	2,216,509,510	-	-	-	-
27998	Credit Suisse AG - HKEX European Warrants Nov 2018 A	HKD	0.179	0.111	0.121	49,560,000	7,524,790	N/A	0.179	2017/08/08	0.111	2017/08/14	49,560,000	7,524,790	-	-	-	-
13527	Credit Suisse AG - HKEX European Warrants Oct 2017 A	HKD	0.081	0.010	0.010	2,117,480,000	115,258,420	684,691,408	0.093	2017/02/16	0.010	2017/08/31	122,083,200,000	5,989,560,220	0.174	2016/10/11	0.043	2016/12/28
15811	Credit Suisse AG - HKEX European Warrants Oct 2017 C	HKD	1.130	0.086	0.203	40,349,000	11,790,701	N/A	1.130	2017/08/02	0.086	2017/08/25	2,908,596,000	1,475,884,633	-	-	-	-
16497	Credit Suisse AG - HKEX European Warrants Oct 2017 D	HKD	0.680	0.034	0.050	2,278,244,000	1,131,758,226	N/A	0.680	2017/08/02	0.034	2017/08/24	3,752,787,000	1,836,806,321	-	-	-	-
16936	Credit Suisse AG - HKEX European Warrants Oct 2017 E	HKD	1.300	0.184	0.320	89,013,000	73,410,893	N/A	1.300	2017/08/02	0.184	2017/08/24	2,209,692,000	1,544,439,988	-	-	-	-
26308	Credit Suisse AG - HKEX European Warrants Oct 2017 F	HKD	0.670	0.181	0.213	25,622,000	10,666,162	N/A	0.670	2017/08/02	0.181	2017/08/18	30,426,000	12,946,407	-	-	-	-
26910	Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 A	HKD	0.550	0.550	0.610	1,694,000	931,700	1,036,559	0.670	2017/02/23	0.195	2017/05/05	21,606,000	6,670,752	-	-	-	-
12406	Credit Suisse AG - HS H-SHARE European Warrants Aug 2017 B	HKD	-	-	0.012	0	0	N/A	0.167	2017/03/24	0.043	2017/05/22	11,208,000	1,181,728	-	-	-	-
16321	Credit Suisse AG - HS H-SHARE European Warrants Dec 2017 A	HKD	0.450	0.187	0.370	47,840,000	11,863,362	N/A	0.450	2017/08/28	0.166	2017/07/05	125,472,000	30,058,076	-	-	-	-
23014	Credit Suisse AG - HS H-SHARE European Warrants Jan 2018 A	HKD	0.300	0.137	0.255	67,612,000	13,695,384	N/A	0.300	2017/08/28	0.137	2017/08/11	77,764,000	16,094,452	-	-	-	-
28586	Credit Suisse AG - HSBC European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	32,629,113	0.485	2017/03/01	0.010	2017/07/21	1,463,432,000	195,774,680	-	-	-	-
17694	Credit Suisse AG - HSBC European Put Warrants Jan 2018 A	HKD	0.260	0.140	0.149	104,020,000	19,876,152	N/A	0.335	2017/07/19	0.140	2017/08/31	842,616,000	197,225,168	-	-	-	-
25590	Credit Suisse AG - HSBC European Put Warrants Jan 2018 D	HKD	0.560	0.350	0.420	11,336,000	4,783,860	N/A	0.560	2017/08/18	0.350	2017/08/07	11,784,000	4,990,420	-	-	-	-
27295	Credit Suisse AG - HSBC European Put Warrants Jan 2018 F	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15930	Credit Suisse AG - HSBC European Put Warrants Nov 2017 B	HKD	0.065	0.026	0.030	5,924,000	227,812	N/A	0.305	2017/06/22	0.026	2017/08/04	3,331,028,000	384,238,996	-	-	-	-
14309	Credit Suisse AG - HSBC European Wts Aug 2017 A	HKD	-	-	0.770	0	0	146,153,791	0.850	2017/07/26	0.061	2017/05/02	11,209,756,000	903,610,188	0.370	2016/12/08	0.158	2016/12/29
14217	Credit Suisse AG - HSBC European Wts Aug 2017 C	HKD	-	-	0.740	0	0	N/A	0.305	2017/06/12	0.103	2017/04/24	53,268,000	10,465,216	-	-	-	-
17695	Credit Suisse AG - HSBC European Wts Jan 2018 B	HKD	0.280	0.114	0.160	583,580,000	151,795,224	N/A	0.315	2017/07/31	0.114	2017/08/21	2,411,372,000	609,559,112	-	-	-	-
21065	Credit Suisse AG - HSBC European Wts Jan 2018 C	HKD	0.210	0.065	0.087	9,875,032,000	1,753,806,640	N/A	0.235	2017/07/31	0.065	2017/08/29	11,103,404,000	2,024,398,816	-	-	-	-
27269	Credit Suisse AG - HSBC European Wts Jan 2018 E	HKD	0.249	0.096	0.139	15,600,000	2,453,988	N/A	0.249	2017/08/03	0.096	2017/08/21	15,600,000	2,453,988	-	-	-	-
29981	Credit Suisse AG - HSBC European Wts Jan 2018 G	HKD	0.480	0.385	0.475	160,000	71,780	N/A	0.480	2017/08/31	0.385	2017/08/29	160,000	71,780	-	-	-	-
27288	Credit Suisse AG - HSBC European Wts Mar 2018 A	HKD	0.228	0.139	0.090	1,688,000	370,688	N/A	0.228	2017/08/03	0.139	2017/08/09	1,688,000	370,688	-	-	-	-
29008	Credit Suisse AG - HSBC European Wts Nov 2017 A	HKD	0.249	0.059	0.080	10,983,420,000	1,159,867,520	662,001,473	0.275	2017/07/31	0.054	2017/06/26	28,235,668,000	3,972,008,840	-	-	-	-
16576	Credit Suisse AG - HSBC European Wts Nov 2017 C	HKD	0.495	0.187	0.255	180,852,000	48,564,844	N/A	0.495	2017/08/02	0.093	2017/06/26	728,088,000	151,382,912	-	-	-	-
17105	Credit Suisse AG - HSBC European Wts Nov 2017 D	HKD	0.770	0.740	0.810	160,000	120,800	N/A	0.800	2017/07/25	0.420	2017/06/29	1,184,000	783,720	-	-	-	-
26376	Credit Suisse AG - HSBC European Wts Nov 2017 E	HKD	0.345	0.110	0.146	14,707,304,000	2,170,661,276	N/A	0.350	2017/07/31	0.110	2017/08/25	14,802,140,000	2,198,295,776	-	-	-	-
14579	Credit Suisse AG - HSBC European Wts Oct 2017 A	HKD	0.630	0.196	0.360	29,280,000	7,934,808	500,666,705	0.630	2017/08/01	0.048	2017/04/19	38,279,616,000	4,648,884,584	0.315	2016/12/08	0.132	2016/12/29
16577	Credit Suisse AG - HSBC European Wts Oct 2017 B	HKD	0.510	0.183	0.285	42,724,000	11,497,560	N/A	0.510	2017/08/02	0.083	2017/06/26	3,178,672,000	453,673,916	-	-	-	-
17602	Credit Suisse AG - HSBC European Wts Oct 2017 C	HKD	0.265	0.049	0.098	294,388,000	46,113,424	N/A	0.265	2017/08/02	0.049	2017/08/21	17,146,184,000	3,054,647,540	-	-	-	-
15185	Credit Suisse AG - HSBC European Wts Sep 2017 A	HKD	0.204	0.010	0.010	311,312,000	35,699,516	91,622,549	0.204	2017/08/01	0.010	2017/08/30	9,340,736,000	1,061,446,648	0.126	2016/12/30	0.110	2016/12/29
29007	Credit Suisse AG - HSBC European Wts Sep 2017 B	HKD	0.300	0.010	0.016	211,992,000	23,531,220	214,124,775	0.300	2017/08/02	0.010	2017/08/31	19,209,072,000	1,284,765,584	-	-	-	-
14433	Credit Suisse AG - HSBC European Wts Sep 2017 C	HKD	1.320	1.320	1.280	72,000	95,040	N/A	1.370	2017/07/27	0.385	2017/05/04	3,936,000	3,557,560	-	-	-	-
15485	Credit Suisse AG - HSBC European Wts Sep 2017 D	HKD	0.770	0.335	0.500	8,924,000	4,703,160	N/A	0.770	2017/08/02	0.082	2017/06/26	24,558,188,000	2,660,929,196	-	-	-	-
18456	Credit Suisse AG - HSI European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	107,717	0.109	2017/01/23	0.012	2017/05/18	321,040,000	28,470,070	-	-	-	-
18438	Credit Suisse AG - HSI European Warrants Aug 2017 A	HKD	-	-	0.780	0	0	0	0.209	2017/01/16	0.209	2017/01/16	40,000	8,360	-	-	-	-
15499	Credit Suisse AG - HTSC European Warrants Apr 2018 A	HKD	0.310	0.173	0.280	9,002,000	2,167,850	N/A	0.310	2017/08/30	0.153	2017/06/19	169,992,000	33,667,820	-	-	-	-
17469	Credit Suisse AG - HTSC European Warrants Feb 2018 A	HKD	0.195	0.109	0.182	66,964,000	10,771,342	N/A	0.202	2017/07/20	0.109	2017/08/22	72,100,000	11,543,794	-	-	-	-
28570	Credit Suisse AG - Huaneng Power European Warrants Aug 2017A	HKD	0.021	0.021	0.010	700,000	14,700	5,307,352	0.325	2017/05/31	0.021	2017/08/01	179,996,000	34,050,256	-	-	-	-
11736	Credit Suisse AG - Huaneng Power European Warrants Jan 2018A	HKD	0.185	0.167	0.181	420,000	73,590	N/A	0.185	2017/08/31	0.167	2017/08/31	420,000	73,590	-	-	-	-
28018	Credit Suisse AG - ICBC European Warrants Feb 2018 A	HKD	0.335	0.105	0.226	276,066,000	52,509,778	N/A	0.335	2017/08/28	0.105	2017/08/11	276,066,000	52,509,778	-	-	-	-
28581	Credit Suisse AG - ICBC European Warrants Nov 2017 A	HKD	0.265	0.042	0.172	356,539,000	43,524,413	10,796,948	0.265	2017/08/30	0.025	2017/07/10	600,738,000	66,001,483	-	-	-	-
14797	Credit Suisse AG - ICBC European Warrants Nov 2017 B	HKD	0.850	0.315	0.730	10,796,000	5,861,830	N/A	0.850	2017/08/28	0.126	2017/07/10	221,243,000	49,047,441	-	-	-	-
27444	Credit Suisse AG - ICBC European Warrants Oct 2017 A	HKD	0.570	0.126	0.420	44,104,000	10,995,298	43,150,491	0.570	2017/08/28	0.047	2017/07/10	1,854,189,000	287,906,712	-	-	-	-
29571	Credit Suisse AG - IGG European Warrants Feb 2018 A	HKD	0.260	0.225	0.239	93,740,000	22,556,630	N/A	0.260	2017/08/21	0.225	2017/08/31	93,740,000	22,556,630	-	-	-	-
25649	Credit Suisse AG - Jiangxi Copper European Wts Aug 2017 A	HKD	-	-	0.017	0	0	1,319,067	1.600	2017/02/13	0.015	2017/07/26	129,271,000	100,914,480	-	-	-	-
28589	Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 A	HKD	0.115	0.052	0.070	79,570,000	7,027,750	2,090,477	0.246	2017/02/23	0.048	2017/06/16	149,160,000	16,103,280	-	-	-	-
15107	Credit Suisse AG - Jiangxi Copper European Wts Dec 2017 B	HKD	0.195	0.093	0.121	558,130,000	85,494,170	N/A	0.196	2017/07/27	0.073	2017/06/06	690,460,000	104,544,220	-	-	-	-
29329	Credit Suisse AG - Jiangxi Copper European Wts Feb 2018 A	HKD	0.690	0.500	0.630	170,000	92,390	N/A	0.690	2017/08/17	0.500	2017/08/16	170,000	92,390	-	-	-	-
17475	Credit Suisse AG - Jiangxi Copper European Wts Jan 2018 A	HKD	1.580	0.800	1.050	40,945,000	51,442,430	N/A	1.580	2017/08/09	0.800	2017/08/16	50,707,000	63,549,050	-	-	-	-
11704	Credit Suisse AG - KB Laminates European Warrants May 2018 A	HKD	0.340	0.335	0.335	10,000	3,375	N/A	0.340	2017/08/31	0.335	2017/08/31	10,000	3,375	-	-	-	-
17348	Credit Suisse AG - KECL European Warrants Jan 2018 A	HKD	1.030	0.680	0.780	1,538,000	1,289,440	N/A	1.050	2017/07/31	0.480	2017/07/05	3,008,000	2,585,480	-	-	-	-
28982	Credit Suisse AG - KECL European Warrants Jan 2018 B	HKD	0.310	0.150	0.280	15,440,000	2,798,918	N/A	0.310	2017/08/31	0.150	2017/08/24	15,440,000	2,798,918	-	-	-	-
29870	Credit Suisse AG - KECL European Warrants Sep 2017 A	HKD	0.179	0.010	0.020	13,246,000	1,755,260	N/A	0.600	2017/04/10	0.010	2017/08/31	123,128,000	20,430,044	-	-	-	-
13531	Credit Suisse AG - Kingsoft European Warrants Dec 2017 A	HKD	0.091	0.015	0.020	57,330,000	3,733,700	N/A	0.245	2017/04/28	0.015	2017/08/29	257,510,000	34,152,770	-	-	-	-
11701	Credit Suisse AG - Kingsoft European Warrants Mar 2018 A	HKD	0.137	0.134	0.136	720,000	97,050	N/A	0.137	2017/08/31	0.134	2017/08/31	720,000	97,050	-	-	-	-
12380	Credit Suisse AG - Kingsoft European Warrants Nov 2017 A	HKD	0.171	0.034	0.051	183,900,000	21,702,460	N/A	0.390	2017/03/24	0.034	2017/08/29	514,180,000	91,883,110	-	-	-	-
23710	Credit Suisse AG - Lenovo European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	7,027,350	0.235	2017/01/23	0.010	2017/07/21	491,190,000	54,054,270	-	-	-	-
28861	Credit Suisse AG - Lenovo European Warrants Aug 2017 B	HKD	0.095	0.010	0.010	3,604,000	171,290	21,582,189	0.590	2017/04/07	0.010	2017/08/16	502,162,000	129,533,296	-	-	-	-
12181	Credit Suisse AG - Lenovo European Warrants Aug 2017 C	HKD	0.017	0.010	0.010	3,596,000	44,796	N/A	0.325	2017/04/07	0.010	2017/08/09	967,464,000	166,417,304	-	-	-	-
16421	Credit Suisse AG - Lenovo European Warrants Dec 2017 A	HKD	0.270	0.058	0.062	306,006,000	49,419,844	N/A	0.485	2017/06/08	0.058	2017/08/29	381,442,000	76,030,824	-	-	-	-
11467	Credit Suisse AG - Lenovo European Warrants Feb 2018 A	HKD	0.260	0.226	0.234	8,164,000	1,951,578	N/A	0.260	2017/08/30	0.226	2017/08/29	8,164,000	1,951,578	-	-	-	-
17351	Credit Suisse AG - Lenovo European Warrants Jan 2018 A	HKD	0.187	0.045	0.052	18,276,000	2,493,190	N/A	0.260	2017/07/21	0.045	2017/08/28	35,748,000	6,216,630	-	-	-	-
11091	Credit Suisse AG - Lenovo European Warrants Jan 2018 B	HKD	0.132	0.107	0.110	3,412,000	393,100	N/A	0.132	2017/08/25	0.107	2017/08/31	3,412,000	393,100	-	-	-	-
27235	Credit Suisse AG - Lenovo European Warrants May 2018 A	HKD	0.016	0.010	0.010	27,280,000	348,200	1,618,277	0.043	2017/01/17	0.010	2017/08/28	622,920,000	18,926,440	0.189	2016/04/19	0.024	2016/12/29
15877	Credit Suisse AG - Lenovo European Warrants Nov 2017 A	HKD	0.104	0.010	0.015	174,978,000	13,690,664	N/A	0.315	2017/05/31	0.010	2017/08/28	721,882,000	92,487,100	-	-	-	-
13604	Credit Suisse AG - Lenovo European Warrants Oct 2017 A	HKD	0.036	0.035	0.014	120,000	4,260	N/A	0.209	2017/04/13	0.035	2017/08/01	54,612,000	5,912,670	-	-	-	-
13528	Credit Suisse AG - Lenovo European Warrants Sep 2017 A	HKD	0.031	0.012	0.010	10,216,000	228,662	N/A	0.233	2017/04/11	0.012	2017/08/11	1,099,978,000	156,329,448	-	-	-	-
28573	Credit Suisse AG - Li & Fung European Warrants Aug 2017 A	HKD	-	-	0.013	0	0	5,308,051	0.310	2017/03/20	0.021	2017/06/09	185,920,000	32,876,234	-	-	-	-
16830	Credit Suisse AG - Li & Fung European Warrants Dec 2017 A	HKD	0.440	0.138	0.415	37,810,000	8,437,022	N/A	0.440	2017/08/31	0.138	2017/08/21	59,428,000	12,410,520	-	-	-	-
16255	Credit Suisse AG - Li & Fung European Warrants Nov 2017 A	HKD	0.237	0.034	0.235	41,254,000	7,890,636	N/A	0.237	2017/08/31	0.034	2017/08/14	91,772,000	11,417,452	-	-	-	-
16420	Credit Suisse AG - Link REIT European Warrants Dec 2017 A	HKD	0.155	0.083	0.118	137,830,000	16,536,590	N/A	0.216	2017/06/07	0.083	2017/08/25	205,010,000	26,141,825	-	-	-	-
11765	Credit Suisse AG - Link REIT European Warrants Feb 2018 A	HKD	0.188	0.180	0.194	1,700,000	314,480	N/A	0.188	2017/08/31	0.180	2017/08/31	1,700,000	314,480	-	-	-	-
14690	Credit Suisse AG - Link REIT European Warrants Oct 2017 A	HKD	0.550	0.415	0.530	23,450,000	11,020,825	N/A	0.590	2017/07/28	0.214	2017/05/08	62,575,000	25,867,415	-	-	-	-
16918	Credit Suisse AG - Meitu European Warrants Dec 2017 A	HKD	0.475	0.250	0.345	8,530,000	3,412,775	N/A	0.475	2017/08/25	0.190	2017/06/28	204,355,000	50,954,530	-	-	-	-
29350	Credit Suisse AG - Meitu European Warrants Jan 2018 A	HKD	0.305	0.195	0.211	166,105,000	38,020,300	N/A	0.305	2017/08/25	0.195	2017/08/31	166,105,000	38,020,300	-	-	-	-
15411	Credit Suisse AG - Meitu European Warrants Nov 2017 A	HKD	0.265	0.105	0.147	396,875,000	75,122,420	N/A	0.265	2017/08/25	0.079	2017/06/28	1,336,150,000	224,182,135	-	-	-	-
16053	Credit Suisse AG - Meitu European Warrants Nov 2017 B	HKD	0.365	0.175	0.244	137,135,000	32,686,555	N/A	0.365	2017/08/10	0.124	2017/06/28	857,665,000	183,627,885	-	-	-	-
16285	Credit Suisse AG - MTRC European Warrants Dec 2017 A	HKD	0.170	0.099	0.124	64,920,000	8,947,475	N/A	0.260	2017/06/01	0.099	2017/08/11	104,070,000	14,883,565	-	-	-	-
26627	Credit Suisse AG - NCI European Warrants Jan 2018 A	HKD	0.570	0.178	0.225	110,589,000	30,919,273	N/A	0.570	2017/08/02	0.178	2017/08/30	112,429,000	31,517,163	-	-	-	-
16249	Credit Suisse AG - NCI European Warrants Nov 2017 A	HKD	0.830	0.480	0.540	3,896,000	2,502,530	N/A	0.830	2017/08/02	0.126	2017/07/05	176,976,000	41,068,372	-	-	-	-
14221	Credit Suisse AG - New World Dev European Wts Aug 2017 A	HKD	-	-	0.125	0	0	N/A	0.800	2017/06/07	0.063	2017/07/27	21,961,000	6,051,825	-	-	-	-
16638	Credit Suisse AG - New World Dev European Wts Dec 2017 A	HKD	0.275	0.111	0.187	112,364,000	19,217,914	N/A	0.340	2017/06/14	0.111	2017/08/28	135,090,000	23,713,314	-	-	-	-
29208	Credit Suisse AG - New World Dev European Wts Sep 2017 A	HKD	0.080	0.029	0.010	12,923,000	689,362	N/A	0.465	2017/03/02	0.017	2017/07/12	142,727,000	20,460,358	-	-	-	-
27250	Credit Suisse AG - Nexteer European Warrants Feb 2018 A	HKD	0.233	0.132	0.195	49,070,000	8,935,070	N/A	0.233	2017/08/01	0.132	2017/08/10	49,070,000	8,935,070	-	-	-	-
26907	Credit Suisse AG - PCCW European Warrants Aug 2017 A	HKD	-	-	0.012	0	0	366,874	0.180	2017/03/01	0.035	2017/05/22	21,166,000	2,934,663	-	-	-	-
16253	Credit Suisse AG - PCCW European Warrants Dec 2017 A	HKD	0.113	0.066	0.071	53,756,000	4,959,476	N/A	0.237	2017/06/02	0.066	2017/08/31	67,486,000	6,775,874	-	-	-	-
11402	Credit Suisse AG - PetroChina European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.280	2017/03/21	0.010	2017/07/27	1,055,802,000	159,253,190	-	-	-	-
16870	Credit Suisse AG - PetroChina European Warrants Dec 2017 A	HKD	0.183	0.080	0.107	230,118,000	28,225,654	N/A	0.188	2017/06/26	0.080	2017/08/18	1,285,364,000	155,055,790	-	-	-	-
28022	Credit Suisse AG - PetroChina European Warrants Feb 2018 A	HKD	0.148	0.075	0.095	78,826,000	7,989,894	N/A	0.148	2017/08/07	0.075	2017/08/17	78,826,000	7,989,894	-	-	-	-
15406	Credit Suisse AG - PetroChina European Warrants Nov 2017 A	HKD	0.068	0.017	0.029	75,424,000	3,081,576	N/A	0.220	2017/05/11	0.017	2017/08/18	351,560,000	21,417,740	-	-	-	-
13967	Credit Suisse AG - PetroChina European Warrants Oct 2017 A	HKD	-	-	0.015	0	0	N/A	0.219	2017/04/21	0.018	2017/06/12	183,274,000	11,671,440	-	-	-	-
17506	Credit Suisse AG - PICC European Warrants Jan 2018 A	HKD	1.360	0.810	0.890	11,054,000	11,352,640	N/A	1.360	2017/08/24	0.650	2017/07/06	22,132,000	22,748,160	-	-	-	-
23023	Credit Suisse AG - PICC European Warrants Jan 2018 B	HKD	0.610	0.330	0.355	22,530,000	9,882,760	N/A	0.610	2017/08/24	0.330	2017/08/11	27,996,000	12,519,630	-	-	-	-
12378	Credit Suisse AG - PICC European Warrants Sep 2017 A	HKD	0.960	0.395	0.395	20,376,000	13,417,780	N/A	1.060	2017/07/11	0.157	2017/04/19	96,748,000	52,776,620	-	-	-	-
16186	Credit Suisse AG - PICC Group European Warrants Jan 2018 A	HKD	0.275	0.167	0.197	8,721,000	1,818,434	N/A	0.280	2017/07/17	0.111	2017/06/15	143,068,000	26,389,292	-	-	-	-
16297	Credit Suisse AG - Ping An European Put Warrants Aug 2017 A	HKD	-	-	0.013	0	0	86,210	0.199	2017/01/04	0.015	2017/04/26	310,710,000	32,367,200	-	-	-	-
16721	Credit Suisse AG - Ping An European Put Warrants Dec 2017 A	HKD	0.056	0.010	0.010	15,325,000	488,470	N/A	0.241	2017/06/16	0.010	2017/08/24	1,791,220,000	152,886,380	-	-	-	-
24344	Credit Suisse AG - Ping An European Put Warrants Feb 2018 A	HKD	0.680	0.315	0.345	23,065,000	11,620,625	N/A	0.680	2017/08/11	0.315	2017/08/30	23,065,000	11,620,625	-	-	-	-
21108	Credit Suisse AG - Ping An European Put Warrants Jan 2018 D	HKD	0.260	0.061	0.090	1,047,410,000	156,398,890	N/A	0.260	2017/08/11	0.061	2017/08/28	1,565,290,000	236,397,180	-	-	-	-
24341	Credit Suisse AG - Ping An European Put Warrants Jan 2018 G	HKD	0.420	0.119	0.143	271,875,000	42,429,015	N/A	0.420	2017/08/11	0.119	2017/08/25	275,115,000	43,649,365	-	-	-	-
25589	Credit Suisse AG - Ping An European Put Warrants Jul 2018 A	HKD	0.560	0.295	0.330	12,170,000	4,885,825	N/A	0.560	2017/08/11	0.295	2017/08/28	15,570,000	6,393,475	-	-	-	-
11778	Credit Suisse AG - Ping An European Put Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16190	Credit Suisse AG - Ping An European Put Warrants Nov 2017 A	HKD	0.034	0.019	0.011	11,810,000	337,990	N/A	0.183	2017/05/29	0.012	2017/07/25	1,752,125,000	158,766,945	-	-	-	-
12594	Credit Suisse AG - Ping An European Put Warrants Oct 2017 B	HKD	-	-	0.010	0	0	N/A	0.345	2017/04/20	0.010	2017/07/12	1,174,005,000	124,580,585	-	-	-	-
28063	Credit Suisse AG - Ping An European Warrants Aug 2017 B	HKD	-	-	0.800	0	0	251,860,348	1.040	2017/07/19	0.025	2017/04/19	17,044,565,000	1,511,499,965	-	-	-	-
14580	Credit Suisse AG - Ping An European Warrants Aug 2017 C	HKD	-	-	1.970	0	0	N/A	1.090	2017/07/06	0.204	2017/05/05	37,250,000	15,963,640	-	-	-	-
16725	Credit Suisse AG - Ping An European Warrants Dec 2017 B	HKD	0.480	0.204	0.320	1,835,045,000	461,780,045	N/A	0.480	2017/08/24	0.101	2017/07/04	23,424,390,000	3,596,671,000	-	-	-	-
11495	Credit Suisse AG - Ping An European Warrants Feb 2018 B	HKD	0.217	0.194	0.187	1,500,000	309,050	N/A	0.217	2017/08/29	0.194	2017/08/29	1,500,000	309,050	-	-	-	-
16246	Credit Suisse AG - Ping An European Warrants Jan 2018 A	HKD	0.610	0.330	0.560	37,855,000	16,330,175	N/A	0.610	2017/08/25	0.161	2017/06/15	293,615,000	87,890,405	-	-	-	-
18629	Credit Suisse AG - Ping An European Warrants Jan 2018 B	HKD	0.355	0.166	0.260	8,109,810,000	1,920,782,675	N/A	0.355	2017/08/28	0.166	2017/08/11	18,199,605,000	4,345,094,825	-	-	-	-
21106	Credit Suisse AG - Ping An European Warrants Jan 2018 C	HKD	0.250	0.114	0.201	2,930,195,000	579,013,355	N/A	0.320	2017/07/17	0.114	2017/08/11	3,004,865,000	594,028,415	-	-	-	-
22348	Credit Suisse AG - Ping An European Warrants Jan 2018 E	HKD	0.520	0.195	0.445	51,795,000	13,785,240	N/A	0.520	2017/08/24	0.195	2017/08/11	61,430,000	16,689,465	-	-	-	-
24316	Credit Suisse AG - Ping An European Warrants Jan 2018 F	HKD	0.255	0.084	0.194	54,570,000	11,185,245	N/A	0.255	2017/08/28	0.084	2017/08/11	56,170,000	11,499,395	-	-	-	-
29349	Credit Suisse AG - Ping An European Warrants Jan 2018 H	HKD	0.260	0.165	0.181	6,477,415,000	1,415,136,910	N/A	0.260	2017/08/24	0.165	2017/08/15	6,477,415,000	1,415,136,910	-	-	-	-
16242	Credit Suisse AG - Ping An European Warrants Nov 2017 B	HKD	0.820	0.295	0.630	23,535,000	10,486,000	N/A	0.820	2017/08/24	0.110	2017/07/04	16,543,315,000	2,976,730,985	-	-	-	-
16871	Credit Suisse AG - Ping An European Warrants Nov 2017 C	HKD	0.870	0.500	0.870	2,575,000	1,399,750	N/A	0.870	2017/08/24	0.169	2017/07/04	996,025,000	241,415,645	-	-	-	-
17946	Credit Suisse AG - Ping An European Warrants Nov 2017 D	HKD	0.540	0.255	0.570	24,640,000	9,653,000	N/A	0.540	2017/08/18	0.201	2017/07/10	63,090,000	22,049,030	-	-	-	-
27428	Credit Suisse AG - Ping An European Warrants Oct 2017 A	HKD	1.330	0.910	1.460	10,640,000	12,718,850	406,498,185	1.330	2017/08/21	0.070	2017/04/21	23,611,635,000	2,528,438,525	-	-	-	-
14919	Credit Suisse AG - Ping An European Warrants Oct 2017 C	HKD	1.220	0.530	1.120	8,085,000	6,666,550	N/A	1.220	2017/08/28	0.111	2017/05/09	8,841,270,000	1,503,499,250	-	-	-	-
24058	Credit Suisse AG - Ping An European Warrants Sep 2017 A	HKD	0.350	0.310	0.380	950,000	300,750	31,981,142	0.350	2017/08/21	0.034	2017/04/21	5,016,650,000	242,367,850	0.158	2016/01/04	0.041	2016/12/23
12722	Credit Suisse AG - Ping An European Warrants Sep 2017 B	HKD	1.030	0.330	0.840	28,605,000	18,058,725	N/A	1.030	2017/08/28	0.049	2017/05/08	4,411,925,000	605,026,235	-	-	-	-
26655	Credit Suisse AG - PSBC European Warrants Aug 2017 A	HKD	-	-	0.012	0	0	2,198,885	0.285	2017/03/07	0.010	2017/07/12	85,142,000	13,684,528	-	-	-	-
11961	Credit Suisse AG - R&F Ppt European Warrants Aug 2017 A	HKD	0.330	0.038	0.330	24,104,000	3,365,280	N/A	0.330	2017/08/25	0.027	2017/06/28	289,820,000	24,007,616	-	-	-	-
29411	Credit Suisse AG - R&F Ppt European Warrants Jun 2018 A	HKD	0.325	0.180	0.355	2,628,000	547,916	N/A	0.325	2017/08/25	0.180	2017/08/18	2,628,000	547,916	-	-	-	-
16123	Credit Suisse AG - R&F Ppt European Warrants Nov 2017 A	HKD	3.520	0.900	3.300	29,631,600	44,496,592	N/A	3.520	2017/08/31	0.540	2017/07/07	45,701,600	60,132,136	-	-	-	-
12587	Credit Suisse AG - Sands China European Put Wts Sep 2017 B	HKD	0.139	0.067	0.086	131,432,000	11,901,088	N/A	0.395	2017/03/27	0.067	2017/08/09	839,256,000	115,421,452	-	-	-	-
24023	Credit Suisse AG - Sands China European Warrants Mar 2018 A	HKD	0.177	0.109	0.133	186,460,000	26,504,632	N/A	0.260	2017/07/25	0.109	2017/08/28	209,720,000	31,015,104	-	-	-	-
17467	Credit Suisse AG - Sands China European Warrants Nov 2017 A	HKD	0.150	0.071	0.098	28,928,000	3,218,472	N/A	0.170	2017/07/14	0.071	2017/08/28	204,248,000	25,901,372	-	-	-	-
12626	Credit Suisse AG - Sands China European Warrants Oct 2017 A	HKD	0.024	0.013	0.010	14,756,000	244,048	N/A	0.164	2017/04/07	0.013	2017/08/10	244,264,000	13,911,352	-	-	-	-
28439	Credit Suisse AG - Sands China European Warrants Sep 2017 A	HKD	0.076	0.010	0.010	25,996,000	719,080	22,331,783	0.325	2017/04/07	0.010	2017/08/22	1,017,960,000	139,006,160	-	-	-	-
27158	Credit Suisse AG - Shanghai Ind H European Warrants Apr 18 A	HKD	0.255	0.182	0.255	23,440,000	5,155,120	N/A	0.255	2017/08/31	0.182	2017/08/18	23,440,000	5,155,120	-	-	-	-
27147	Credit Suisse AG - Shenzhen Int'l European Wts Sep 2018 A	HKD	0.315	0.232	0.290	5,470,000	1,373,810	N/A	0.315	2017/08/28	0.232	2017/08/03	5,470,000	1,373,810	-	-	-	-
18726	Credit Suisse AG - SHK Ppt European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,228,805	0.181	2017/01/03	0.010	2017/07/04	349,000,000	26,229,530	0.390	2016/02/11	0.094	2016/09/09
27430	Credit Suisse AG - SHK Ppt European Warrants Aug 2017 B	HKD	-	-	0.038	0	0	5,608,378	0.630	2017/04/13	0.030	2017/07/27	175,830,000	73,477,270	-	-	-	-
12432	Credit Suisse AG - SHK Ppt European Warrants Aug 2017 C	HKD	0.152	0.060	0.027	3,350,000	366,200	N/A	0.640	2017/04/18	0.039	2017/06/30	102,900,000	17,982,320	-	-	-	-
16462	Credit Suisse AG - SHK Ppt European Warrants Dec 2017 A	HKD	0.430	0.189	0.450	148,280,000	34,368,530	N/A	0.430	2017/08/31	0.169	2017/07/04	275,650,000	60,407,820	-	-	-	-
11475	Credit Suisse AG - Sinopec Corp European Warrants Feb 2018 A	HKD	0.285	0.207	0.280	6,116,000	1,401,540	N/A	0.285	2017/08/31	0.207	2017/08/29	6,116,000	1,401,540	-	-	-	-
17335	Credit Suisse AG - Sinopec Corp European Warrants Jan 2018 A	HKD	0.160	0.062	0.151	229,062,000	24,170,716	N/A	0.238	2017/07/05	0.062	2017/08/18	398,634,000	51,439,900	-	-	-	-
13539	Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 A	HKD	0.041	0.016	0.021	9,048,000	251,822	N/A	0.255	2017/04/26	0.016	2017/08/25	265,398,000	26,776,262	-	-	-	-
15509	Credit Suisse AG - Sinopec Corp European Warrants Oct 2017 B	HKD	0.057	0.010	0.020	55,532,000	1,889,710	N/A	0.275	2017/05/16	0.010	2017/08/24	445,028,000	42,656,742	-	-	-	-
29633	Credit Suisse AG - SMIC European Warrants Jan 2019 A	HKD	0.226	0.209	0.216	6,405,000	1,374,725	N/A	0.226	2017/08/25	0.209	2017/08/31	6,405,000	1,374,725	-	-	-	-
13460	Credit Suisse AG - SMIC European Warrants Mar 2018 A	HKD	0.104	0.028	0.037	573,075,000	28,376,820	N/A	0.228	2017/04/10	0.028	2017/08/29	1,111,450,000	89,657,020	-	-	-	-
22757	Credit Suisse AG - SMIC European Warrants Oct 2017 A	HKD	-	-	0.010	0	0	4,589,083	0.226	2017/01/17	0.017	2017/06/22	494,830,000	54,273,490	-	-	-	-
15109	Credit Suisse AG - SPDR Gold Trust European Wts Nov 2017 A	HKD	0.265	0.215	0.310	9,112,000	2,131,370	N/A	0.345	2017/05/26	0.166	2017/07/10	15,235,000	3,538,793	-	-	-	-
22291	Credit Suisse AG - Stanchart European Warrants Dec 2017 A	HKD	0.590	0.137	0.162	89,639,000	21,962,471	N/A	0.590	2017/08/01	0.137	2017/08/21	96,735,000	25,566,541	-	-	-	-
14833	Credit Suisse AG - Stanchart European Warrants Nov 2017 A	HKD	1.010	0.248	0.315	23,978,000	9,648,414	N/A	1.010	2017/08/02	0.248	2017/08/21	81,762,500	36,542,649	-	-	-	-
29782	Credit Suisse AG - Sunny Optical European Put Wts Jun18B	HKD	0.250	0.221	0.224	6,280,000	1,462,530	N/A	0.250	2017/08/29	0.221	2017/08/31	6,280,000	1,462,530	-	-	-	-
17354	Credit Suisse AG - Sunny Optical European Warrants Jan 2018A	HKD	3.220	1.470	2.870	19,430,000	40,278,600	N/A	3.220	2017/08/24	0.395	2017/07/05	37,190,000	60,288,650	-	-	-	-
25601	Credit Suisse AG - Sunny Optical European Warrants Jun 2018A	HKD	0.295	0.176	0.248	342,480,000	73,007,830	N/A	0.295	2017/08/24	0.176	2017/08/04	353,510,000	75,171,040	-	-	-	-
28015	Credit Suisse AG - Sunny Optical European Warrants Mar 2018A	HKD	0.280	0.187	0.260	86,200,000	18,023,300	N/A	0.280	2017/08/24	0.187	2017/08/11	86,200,000	18,023,300	-	-	-	-
15875	Credit Suisse AG - Sunny Optical European Warrants Sep 2017A	HKD	4.050	2.390	4.140	250,000	760,100	N/A	4.050	2017/08/29	0.270	2017/06/06	152,590,000	82,879,150	-	-	-	-
29568	Credit Suisse AG - Sunny Optical European Warrants Sep 2018A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16639	Credit Suisse AG - SwireProperties European Warrants Feb18A	HKD	0.161	0.111	0.124	18,676,000	2,488,474	N/A	0.174	2017/06/14	0.107	2017/06/28	32,836,000	4,522,846	-	-	-	-
24411	Credit Suisse AG - Techtronic European Warrants Aug 2017 A	HKD	0.485	0.415	0.560	1,550,000	656,750	1,064,345	0.520	2017/05/25	0.172	2017/02/06	39,490,000	11,149,915	-	-	-	-
29982	Credit Suisse AG - Techtronic European Warrants Feb 2018 A	HKD	0.320	0.218	0.290	1,370,000	340,150	N/A	0.320	2017/08/31	0.218	2017/08/24	1,370,000	340,150	-	-	-	-
15810	Credit Suisse AG - Techtronic European Warrants Nov 2017 A	HKD	0.405	0.116	0.360	62,405,000	11,990,805	N/A	0.405	2017/08/31	0.116	2017/08/03	99,405,000	19,982,725	-	-	-	-
18785	Credit Suisse AG - Tencent Holdings Euro Put Wts Aug 2017 A	HKD	-	-	0.010	0	0	1,311,923	0.139	2017/01/06	0.010	2017/04/21	31,618,400,000	2,791,251,470	-	-	-	-
27152	Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 A	HKD	-	-	0.018	0	0	0	-	-	-	-	0	0	0.187	2016/05/13	0.053	2016/10/03
15922	Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 B	HKD	-	-	0.020	0	0	193,038	0.179	2017/01/03	0.016	2017/05/18	6,965,920,000	811,248,290	-	-	-	-
23474	Credit Suisse AG - Tencent Holdings Euro Put Wts Dec 2017 G	HKD	0.104	0.048	0.058	7,861,190,000	623,079,700	N/A	0.139	2017/07/21	0.048	2017/08/17	10,592,000,000	894,652,080	-	-	-	-
27798	Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2018 D	HKD	0.224	0.139	0.156	603,340,000	104,551,230	N/A	0.224	2017/08/11	0.139	2017/08/09	603,340,000	104,551,230	-	-	-	-
28594	Credit Suisse AG - Tencent Holdings Euro Put Wts Feb 2018 F	HKD	0.315	0.187	0.219	128,080,000	29,888,960	N/A	0.315	2017/08/11	0.187	2017/08/09	128,080,000	29,888,960	-	-	-	-
25582	Credit Suisse AG - Tencent Holdings Euro Put Wts Jan 2018 E	HKD	0.173	0.095	0.111	20,307,300,000	2,544,205,470	N/A	0.228	2017/07/26	0.095	2017/08/09	20,307,800,000	2,544,315,470	-	-	-	-
25880	Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 A	HKD	-	-	0.020	0	0	258,160	0.138	2017/02/03	0.030	2017/05/10	32,740,000	3,139,480	-	-	-	-
29152	Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 D	HKD	0.345	0.280	0.280	12,720,000	3,919,700	N/A	0.345	2017/08/29	0.280	2017/08/31	12,720,000	3,919,700	-	-	-	-
29976	Credit Suisse AG - Tencent Holdings Euro Put Wts Mar 2018 F	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
12584	Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 A	HKD	0.010	0.010	0.010	1,040,000	10,400	N/A	0.184	2017/04/11	0.010	2017/08/11	18,041,530,000	1,541,119,760	-	-	-	-
15743	Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 C	HKD	0.014	0.010	0.010	2,960,000	33,830	N/A	0.133	2017/05/18	0.010	2017/08/14	24,804,710,000	2,385,998,110	-	-	-	-
16093	Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 D	HKD	0.036	0.010	0.020	33,160,000	714,950	N/A	0.191	2017/06/01	0.010	2017/08/28	34,846,260,000	3,639,635,280	-	-	-	-
16724	Credit Suisse AG - Tencent Holdings Euro Put Wts Nov 2017 F	HKD	0.055	0.023	0.034	1,525,120,000	59,990,690	N/A	0.193	2017/07/05	0.023	2017/08/09	4,663,140,000	301,961,670	-	-	-	-
28762	Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 C	HKD	0.010	0.010	0.010	20,000	200	233,929,333	0.260	2017/03/01	0.010	2017/08/16	13,741,740,000	1,403,581,050	-	-	-	-
15401	Credit Suisse AG - Tencent Holdings Euro Put Wts Oct 2017 F	HKD	0.010	0.010	0.010	80,000	800	N/A	0.125	2017/05/11	0.010	2017/08/31	18,873,720,000	1,548,996,350	-	-	-	-
23121	Credit Suisse AG - Tencent Holdings European Wts Aug 2017 B	HKD	1.080	1.080	1.210	300,000	324,000	1,752,357	1.080	2017/08/02	0.130	2017/01/24	350,880,000	60,390,290	-	-	-	-
15486	Credit Suisse AG - Tencent Holdings European Wts Aug 2017 C	HKD	6.550	3.880	5.480	35,731,000	183,479,470	N/A	6.550	2017/08/17	0.670	2017/07/05	244,026,000	557,564,830	-	-	-	-
15657	Credit Suisse AG - Tencent Holdings European Wts Aug 2017 D	HKD	3.710	1.170	2.400	54,333,000	119,824,300	N/A	3.710	2017/08/17	0.109	2017/07/05	4,374,776,000	2,619,354,003	-	-	-	-
15396	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 C	HKD	0.750	0.560	0.670	500,000	341,500	N/A	0.750	2017/08/17	0.212	2017/05/16	27,130,000	8,278,700	-	-	-	-
16684	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 D	HKD	0.480	0.290	0.430	16,100,000	6,052,050	N/A	0.480	2017/08/17	0.097	2017/07/05	30,859,150,000	4,575,579,110	-	-	-	-
16723	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 E	HKD	1.300	0.530	0.920	591,013,000	418,814,360	N/A	1.300	2017/08/17	0.295	2017/07/04	3,931,756,000	2,583,837,300	-	-	-	-
18067	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 F	HKD	0.395	0.330	0.415	5,290,000	1,963,850	N/A	0.395	2017/08/14	0.148	2017/07/11	36,390,000	8,536,090	-	-	-	-
24345	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 H	HKD	0.415	0.239	0.350	37,080,000	11,391,170	N/A	0.415	2017/08/17	0.221	2017/07/28	49,360,000	14,211,880	-	-	-	-
11090	Credit Suisse AG - Tencent Holdings European Wts Dec 2017 I	HKD	0.510	0.485	0.620	460,000	227,800	N/A	0.510	2017/08/29	0.485	2017/08/29	460,000	227,800	-	-	-	-
15216	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 A	HKD	-	-	0.660	0	0	N/A	0.415	2017/07/19	0.200	2017/05/11	28,570,000	7,073,890	-	-	-	-
15398	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 B	HKD	-	-	0.630	0	0	N/A	0.390	2017/07/19	0.193	2017/07/05	21,740,000	5,544,460	-	-	-	-
15742	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 C	HKD	0.560	0.450	0.590	230,000	110,200	N/A	0.560	2017/08/15	0.169	2017/07/05	134,150,000	32,281,320	-	-	-	-
27999	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 E	HKD	0.300	0.173	0.215	10,582,840,000	2,387,893,690	N/A	0.300	2017/08/17	0.173	2017/08/29	10,582,840,000	2,387,893,690	-	-	-	-
28979	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 G	HKD	0.360	0.255	0.315	45,290,000	13,327,800	N/A	0.360	2017/08/17	0.255	2017/08/29	45,290,000	13,327,800	-	-	-	-
29148	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 H	HKD	0.275	0.159	0.207	17,624,500,000	3,699,067,670	N/A	0.275	2017/08/17	0.159	2017/08/29	17,624,500,000	3,699,067,670	-	-	-	-
29867	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 I	HKD	0.191	0.137	0.177	8,785,080,000	1,450,009,800	N/A	0.191	2017/08/25	0.137	2017/08/29	8,785,080,000	1,450,009,800	-	-	-	-
11478	Credit Suisse AG - Tencent Holdings European Wts Feb 2018 J	HKD	0.248	0.196	0.242	13,260,000	3,001,010	N/A	0.248	2017/08/31	0.196	2017/08/29	13,260,000	3,001,010	-	-	-	-
14918	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 A	HKD	0.820	0.680	0.800	11,890,000	9,233,000	N/A	0.820	2017/08/24	0.247	2017/07/05	208,200,000	78,830,780	-	-	-	-
15998	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 B	HKD	0.580	0.355	0.520	19,950,000	8,877,350	N/A	0.580	2017/08/17	0.128	2017/07/05	5,920,970,000	1,267,867,820	-	-	-	-
16095	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 C	HKD	0.455	0.290	0.440	58,040,000	23,169,700	N/A	0.455	2017/08/24	0.115	2017/07/05	1,650,190,000	297,703,890	-	-	-	-
16247	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 D	HKD	0.420	0.222	0.345	366,780,000	108,180,310	N/A	0.420	2017/08/17	0.078	2017/07/05	61,620,240,000	9,421,140,580	-	-	-	-
25596	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 F	HKD	0.340	0.198	0.290	10,503,850,000	2,391,268,610	N/A	0.340	2017/08/17	0.198	2017/08/03	10,504,060,000	2,391,320,010	-	-	-	-
27303	Credit Suisse AG - Tencent Holdings European Wts Jan 2018 G	HKD	0.320	0.184	0.241	6,242,650,000	1,451,715,510	N/A	0.320	2017/08/17	0.184	2017/08/03	6,242,650,000	1,451,715,510	-	-	-	-
13368	Credit Suisse AG - Tencent Holdings European Wts Jul 2018 A	HKD	0.610	0.410	0.540	15,540,000	7,728,200	N/A	0.610	2017/08/17	0.144	2017/04/07	10,585,090,000	2,837,988,790	-	-	-	-
15217	Credit Suisse AG - Tencent Holdings European Wts Jun 2018 A	HKD	0.610	0.400	0.570	17,410,000	8,727,200	N/A	0.610	2017/08/17	0.192	2017/05/11	15,053,540,000	3,254,727,740	-	-	-	-
16129	Credit Suisse AG - Tencent Holdings European Wts Jun 2018 B	HKD	0.435	0.265	0.395	27,400,000	9,487,850	N/A	0.435	2017/08/17	0.177	2017/07/03	63,140,000	18,105,600	-	-	-	-
29408	Credit Suisse AG - Tencent Holdings European Wts Jun 2018 C	HKD	0.228	0.175	0.212	15,340,000	3,105,200	N/A	0.228	2017/08/17	0.175	2017/08/29	15,340,000	3,105,200	-	-	-	-
16254	Credit Suisse AG - Tencent Holdings European Wts Mar 2018 B	HKD	0.400	0.230	0.365	99,370,000	27,220,710	N/A	0.400	2017/08/17	0.095	2017/07/05	696,420,000	161,596,630	-	-	-	-
28593	Credit Suisse AG - Tencent Holdings European Wts Mar 2018 C	HKD	0.275	0.172	0.236	200,050,000	45,585,050	N/A	0.275	2017/08/17	0.172	2017/08/11	200,050,000	45,585,050	-	-	-	-
29344	Credit Suisse AG - Tencent Holdings European Wts Mar 2018 E	HKD	0.242	0.143	0.175	19,964,810,000	3,976,190,580	N/A	0.242	2017/08/17	0.143	2017/08/29	19,964,810,000	3,976,190,580	-	-	-	-
29978	Credit Suisse AG - Tencent Holdings European Wts Mar 2018 G	HKD	0.192	0.147	0.187	7,440,000	1,261,310	N/A	0.192	2017/08/25	0.147	2017/08/29	7,440,000	1,261,310	-	-	-	-
14220	Credit Suisse AG - Tencent Holdings European Wts Nov 2017 B	HKD	-	-	0.890	0	0	N/A	0.435	2017/06/14	0.170	2017/04/27	24,810,000	5,933,260	-	-	-	-
16094	Credit Suisse AG - Tencent Holdings European Wts Nov 2017 E	HKD	0.520	0.310	0.470	35,310,000	13,712,200	N/A	0.520	2017/08/17	0.090	2017/07/05	21,460,270,000	3,509,139,560	-	-	-	-
16881	Credit Suisse AG - Tencent Holdings European Wts Nov 2017 G	HKD	0.460	0.220	0.360	53,970,000	17,069,140	N/A	0.460	2017/08/17	0.067	2017/07/05	21,282,860,000	2,609,017,080	-	-	-	-
28328	Credit Suisse AG - Tencent Holdings European Wts Nov 2017 H	HKD	0.860	0.405	0.550	1,253,259,000	945,985,065	N/A	0.860	2017/08/09	0.405	2017/08/29	1,253,259,000	945,985,065	-	-	-	-
13576	Credit Suisse AG - Tencent Holdings European Wts Oct 2017 A	HKD	0.890	0.640	0.780	5,090,000	3,829,300	1,157,214,680	0.890	2017/08/09	0.065	2017/03/03	72,523,970,000	6,945,186,170	0.224	2016/10/03	0.101	2016/11/15
26660	Credit Suisse AG - Tencent Holdings European Wts Oct 2017 B	HKD	1.000	0.850	1.000	260,000	228,300	8,329,295	1.000	2017/08/31	0.102	2017/03/03	351,730,000	58,429,640	-	-	-	-
12916	Credit Suisse AG - Tencent Holdings European Wts Oct 2017 D	HKD	0.820	0.610	0.800	18,640,000	14,054,600	N/A	0.820	2017/08/17	0.103	2017/04/03	22,650,310,000	3,230,628,050	-	-	-	-
14726	Credit Suisse AG - Tencent Holdings European Wts Oct 2017 E	HKD	0.810	0.500	0.700	31,010,000	19,300,400	N/A	0.810	2017/08/17	0.115	2017/05/08	18,844,090,000	2,635,987,000	-	-	-	-
16128	Credit Suisse AG - Tencent Holdings European Wts Oct 2017 G	HKD	2.100	0.920	1.380	543,186,000	772,432,300	N/A	2.100	2017/08/17	0.275	2017/07/04	849,297,000	1,002,695,905	-	-	-	-
11364	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 A	HKD	1.400	1.180	1.340	960,000	1,228,100	752,725	1.400	2017/08/17	0.176	2017/01/04	379,540,000	86,692,330	0.430	2016/09/23	0.142	2016/12/28
12347	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 B	HKD	1.230	1.030	1.220	370,000	406,100	4,663,633	1.230	2017/08/09	0.129	2017/01/04	557,290,000	106,228,010	0.350	2016/09/23	0.105	2016/12/23
13344	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 C	HKD	0.910	0.730	0.860	9,070,000	7,769,200	172,883,460	0.910	2017/08/17	0.054	2017/03/09	50,030,960,000	4,334,379,450	0.235	2016/09/23	0.038	2016/12/23
16160	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 D	HKD	1.180	1.180	1.270	300,000	354,000	1,866,510	1.180	2017/08/14	0.172	2017/01/24	259,520,000	55,128,630	-	-	-	-
29131	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 E	HKD	0.950	0.880	0.840	1,660,000	1,545,800	N/A	0.950	2017/08/17	0.080	2017/03/23	38,448,400,000	3,766,172,710	-	-	-	-
16096	Credit Suisse AG - Tencent Holdings European Wts Sep 2017 F	HKD	2.700	0.880	1.680	57,066,000	93,033,600	N/A	2.700	2017/08/17	0.115	2017/07/05	3,508,106,000	2,238,125,281	-	-	-	-
23004	Credit Suisse AG - Tracker Fund European Warrants Aug 2018 A	HKD	0.234	0.173	0.209	41,405,000	8,153,855	N/A	0.250	2017/07/24	0.173	2017/08/11	47,475,000	9,585,475	-	-	-	-
29073	Credit Suisse AG - WH Group European Warrants Feb 2018 A	HKD	1.080	0.700	0.940	2,788,500	2,573,065	N/A	1.080	2017/08/17	0.700	2017/08/14	2,788,500	2,573,065	-	-	-	-
13021	Credit Suisse AG - WH Group European Warrants Oct 2017 A	HKD	0.335	0.121	0.195	54,932,000	11,372,752	N/A	0.510	2017/06/29	0.121	2017/08/14	72,572,000	18,359,427	-	-	-	-
16637	Credit Suisse AG - Wharf European Warrants Dec 2017 A	HKD	0.560	0.142	0.335	105,987,000	24,675,108	N/A	0.560	2017/08/09	0.113	2017/07/12	125,429,000	27,705,192	-	-	-	-
29409	Credit Suisse AG - Wharf European Warrants Feb 2018 A	HKD	0.200	0.129	0.205	31,271,000	5,100,879	N/A	0.200	2017/08/22	0.129	2017/08/18	31,271,000	5,100,879	-	-	-	-
20015	Credit Suisse AG - Yanzhou Coal European Warrants Aug 2018 A	HKD	0.200	0.155	0.193	238,000	44,050	4,976,433	0.216	2017/07/20	0.077	2017/05/18	331,050,000	40,664,232	0.173	2016/10/24	0.060	2016/01/14
14232	Credit Suisse AG - Yanzhou Coal European Warrants Nov 2017 A	HKD	0.455	0.113	0.250	183,778,000	37,220,430	N/A	0.470	2017/07/19	0.089	2017/05/24	200,286,000	41,640,684	-	-	-	-
11197	Credit Suisse AG - Yuexiu Property European Wts Feb 2018 A	HKD	0.156	0.102	0.126	30,304,000	3,754,364	N/A	0.255	2017/03/15	0.094	2017/05/18	77,258,000	10,628,612	-	-	-	-
12477	Credit Suisse AG - Yuexiu Property European Wts Sep 2017 A	HKD	0.200	0.135	0.173	642,000	107,516	6,022,338	0.250	2017/07/20	0.079	2017/05/23	240,504,000	39,239,202	0.305	2016/09/09	0.133	2016/12/28
26913	Credit Suisse AG - Zhaojin Mining European Warrants Aug 17 A	HKD	-	-	0.010	0	0	1,313,791	0.860	2017/02/27	0.029	2017/06/21	41,210,500	8,419,848	-	-	-	-
11782	Credit Suisse AG - Zhaojin Mining European Warrants Mar 18 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15416	Credit Suisse AG - Zhaojin Mining European Warrants Nov 17 A	HKD	0.390	0.210	0.300	28,082,500	8,018,620	N/A	0.680	2017/05/18	0.210	2017/08/22	34,974,500	10,721,865	-	-	-	-
28213	Credit Suisse AG - Zijin Mining European Warrants Aug 2017 A	HKD	0.010	0.010	0.010	200,000	2,000	2,247,370	0.250	2017/03/20	0.010	2017/08/10	108,336,000	17,660,506	-	-	-	-
16689	Credit Suisse AG - Zijin Mining European Warrants Dec 2017 A	HKD	0.445	0.236	0.270	54,580,000	16,418,734	N/A	0.445	2017/08/10	0.179	2017/07/12	112,340,000	30,386,874	-	-	-	-
26345	Credit Suisse AG - Zijin Mining European Warrants Mar 2018 A	HKD	0.285	0.164	0.187	59,230,000	12,253,506	N/A	0.285	2017/08/10	0.164	2017/08/16	62,378,000	12,953,844	-	-	-	-
15114	Credit Suisse AG - Zijin Mining European Warrants Sep 2017 A	HKD	0.145	0.029	0.035	23,808,000	1,986,414	N/A	0.145	2017/08/09	0.029	2017/08/28	63,354,000	5,600,972	-	-	-	-
11889	Credit Suisse AG - ZTE European Warrants Dec 2017 A	HKD	0.480	0.360	0.560	320,000	131,200	N/A	0.560	2017/07/24	0.195	2017/05/11	133,072,000	31,895,180	-	-	-	-
16685	Credit Suisse AG - ZTE European Warrants Feb 2018 A	HKD	0.335	0.196	0.335	64,454,000	15,238,292	N/A	0.360	2017/07/25	0.196	2017/08/11	197,248,000	47,885,096	-	-	-	-
17145	Credit Suisse AG - ZTE European Warrants Feb 2018 B	HKD	0.295	0.185	0.270	63,260,000	14,755,774	N/A	0.350	2017/07/25	0.185	2017/08/14	110,616,000	28,535,282	-	-	-	-
27580	Credit Suisse AG - ZTE European Warrants Mar 2018 A	HKD	0.275	0.167	0.260	28,180,000	6,397,370	N/A	0.275	2017/08/02	0.167	2017/08/11	28,180,000	6,397,370	-	-	-	-
14248	Credit Suisse AG - ZTE European Warrants Oct 2017 A	HKD	0.810	0.620	0.800	50,000	33,700	2,927,867	0.810	2017/08/30	0.180	2017/03/10	166,158,000	37,229,268	0.305	2016/12/29	0.207	2016/12/19
25671	Goldman Sachs SP (Asia) - A50 China Euro Put Wts Dec 2017 B	HKD	-	-	0.010	0	0	24,870	0.078	2017/01/03	0.011	2017/05/25	9,374,000	411,800	0.243	2016/02/12	0.080	2016/12/30
16127	Goldman Sachs SP (Asia) - A50 China European Wts Aug 2017 A	HKD	1.500	1.270	1.300	101,600	131,824	21,236,372	1.500	2017/08/02	0.131	2017/05/09	415,501,200	138,269,902	-	-	-	-
25958	Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 A	HKD	0.440	0.320	0.430	10,114,000	3,708,250	7,834,233	0.440	2017/08/29	0.144	2017/01/03	382,741,000	72,700,757	0.234	2016/01/05	0.111	2016/06/24
16398	Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 C	HKD	1.390	0.550	1.220	29,082,300	20,090,506	N/A	1.390	2017/08/30	0.330	2017/06/06	115,163,000	67,574,607	-	-	-	-
28037	Goldman Sachs SP (Asia) - A50 China European Wts Dec 2017 D	HKD	0.890	0.370	0.830	74,936,600	34,959,407	N/A	0.890	2017/08/31	0.370	2017/08/11	74,936,600	34,959,407	-	-	-	-
23803	Goldman Sachs SP (Asia) - A50 China European Wts Jan 2018 A	HKD	0.590	0.214	0.490	53,465,700	15,703,620	N/A	0.590	2017/08/30	0.214	2017/08/11	77,663,300	22,843,313	-	-	-	-
16802	Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 A	HKD	0.780	0.227	0.670	132,163,100	48,796,932	N/A	0.780	2017/08/28	0.219	2017/07/04	246,244,900	89,109,565	-	-	-	-
17163	Goldman Sachs SP (Asia) - A50 China European Wts Nov 2017 B	HKD	-	-	1.290	0	0	N/A	0.870	2017/07/14	0.480	2017/07/05	992,200	558,521	-	-	-	-
14631	Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 A	HKD	2.090	1.380	2.090	692,500	1,184,850	N/A	2.090	2017/08/28	0.280	2017/05/05	13,847,500	7,844,992	-	-	-	-
17162	Goldman Sachs SP (Asia) - A50 China European Wts Oct 2017 B	HKD	1.340	0.335	1.060	74,008,500	31,794,244	N/A	1.340	2017/08/29	0.234	2017/07/05	101,241,300	44,017,624	-	-	-	-
17275	Goldman Sachs SP (Asia) - A50 China European Wts Sep 2018 A	HKD	0.220	0.146	0.220	125,996,000	20,373,696	N/A	0.220	2017/08/29	0.134	2017/07/06	186,192,000	30,275,991	-	-	-	-
14854	Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Dec 2017 A	HKD	0.570	0.320	0.570	510,000	234,700	N/A	0.570	2017/08/29	0.166	2017/05/18	8,670,000	2,102,350	-	-	-	-
26396	Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Mar 2018 A	HKD	0.325	0.116	0.305	207,145,000	31,800,685	N/A	0.325	2017/08/30	0.116	2017/08/11	237,310,000	35,982,395	-	-	-	-
14868	Goldman Sachs SP (Asia) - AAC Acoustic Euro Wts Sep 2017 A	HKD	0.370	0.128	0.370	6,440,000	1,069,110	N/A	0.370	2017/08/28	0.076	2017/05/18	131,125,000	18,721,465	-	-	-	-
15987	Goldman Sachs SP (Asia) - Agri Bk European Wts Dec 2017 A	HKD	0.370	0.219	0.300	19,360,000	5,240,436	7,437,765	0.415	2017/02/16	0.163	2017/07/10	181,466,000	48,003,132	-	-	-	-
11803	Goldman Sachs SP (Asia) - Agri Bk European Wts Jan 2018 A	HKD	0.163	0.138	0.142	1,360,000	211,740	N/A	0.163	2017/08/31	0.138	2017/08/31	1,360,000	211,740	-	-	-	-
17191	Goldman Sachs SP (Asia) - Agri Bk European Wts Nov 2017 A	HKD	0.177	0.071	0.122	126,549,000	16,793,815	N/A	0.177	2017/08/28	0.071	2017/08/11	202,353,000	26,915,034	-	-	-	-
25982	Goldman Sachs SP (Asia) - AIA European Warrants Aug 2017 A	HKD	0.830	0.830	0.830	40,000	33,200	94,583,913	0.830	2017/08/01	0.069	2017/04/19	8,355,352,000	1,109,714,408	-	-	-	-
16927	Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 A	HKD	0.610	0.445	0.550	4,114,000	2,005,200	N/A	0.650	2017/07/31	0.315	2017/07/10	27,466,000	11,596,250	-	-	-	-
17047	Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 B	HKD	0.375	0.186	0.246	148,694,000	38,209,944	N/A	0.375	2017/08/02	0.138	2017/07/07	291,070,000	71,927,926	-	-	-	-
17192	Goldman Sachs SP (Asia) - AIA European Warrants Dec 2017 C	HKD	0.143	0.060	0.079	166,114,000	17,186,336	N/A	0.143	2017/08/02	0.060	2017/08/21	302,102,000	31,488,230	-	-	-	-
28395	Goldman Sachs SP (Asia) - AIA European Warrants Feb 2018 A	HKD	0.196	0.078	0.089	98,300,000	12,194,554	N/A	0.196	2017/08/07	0.078	2017/08/25	98,300,000	12,194,554	-	-	-	-
26646	Goldman Sachs SP (Asia) - AIA European Warrants Jan 2018 A	HKD	0.223	0.080	0.098	159,752,000	20,274,228	N/A	0.247	2017/07/28	0.080	2017/08/21	175,580,000	23,750,818	-	-	-	-
15744	Goldman Sachs SP (Asia) - AIA European Warrants Nov 2017 A	HKD	0.275	0.115	0.157	233,988,000	42,270,886	N/A	0.275	2017/08/02	0.079	2017/07/04	651,564,000	110,963,026	-	-	-	-
26658	Goldman Sachs SP (Asia) - AIA European Warrants Nov 2017 B	HKD	0.214	0.079	0.110	192,140,000	26,820,536	N/A	0.214	2017/08/02	0.079	2017/08/21	211,006,000	30,108,668	-	-	-	-
15149	Goldman Sachs SP (Asia) - AIA European Warrants Oct 2017 A	HKD	0.440	0.173	0.270	51,298,000	15,148,832	N/A	0.440	2017/08/02	0.115	2017/07/04	717,638,000	145,136,710	-	-	-	-
29242	Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 A	HKD	0.670	0.370	0.470	3,028,000	1,543,900	N/A	0.670	2017/08/01	0.094	2017/04/19	367,786,000	79,572,700	-	-	-	-
11310	Goldman Sachs SP (Asia) - AIA European Warrants Sep 2017 B	HKD	0.710	0.700	0.750	1,040,000	728,400	N/A	0.860	2017/07/31	0.148	2017/04/19	139,978,000	27,850,398	-	-	-	-
14822	Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 A	HKD	0.073	0.010	0.010	92,443,000	3,751,345	18,334,127	0.241	2017/02/16	0.010	2017/08/22	2,208,124,000	244,501,721	0.144	2016/12/08	0.069	2016/12/28
29459	Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2017 B	HKD	0.018	0.010	0.010	12,019,000	127,678	N/A	0.129	2017/03/17	0.010	2017/08/15	1,966,907,000	173,675,040	-	-	-	-
17113	Goldman Sachs SP (Asia) - BOCL European Warrants Aug 2018 A	HKD	0.285	0.168	0.270	200,304,000	41,469,142	N/A	0.285	2017/08/30	0.123	2017/07/07	237,430,000	47,878,219	-	-	-	-
15514	Goldman Sachs SP (Asia) - BOCL European Warrants Dec 2017 A	HKD	0.380	0.156	0.330	216,210,000	47,994,312	N/A	0.380	2017/08/30	0.083	2017/07/10	686,138,000	121,964,403	-	-	-	-
29028	Goldman Sachs SP (Asia) - BOCL European Warrants Feb 2018 A	HKD	0.228	0.127	0.176	150,842,000	27,403,936	N/A	0.228	2017/08/30	0.127	2017/08/21	150,842,000	27,403,936	-	-	-	-
29114	Goldman Sachs SP (Asia) - BOCL European Warrants Feb 2018 B	HKD	0.365	0.185	0.295	70,384,000	17,212,204	N/A	0.365	2017/08/30	0.185	2017/08/11	70,384,000	17,212,204	-	-	-	-
15606	Goldman Sachs SP (Asia) - BOCL European Warrants Jan 2018 A	HKD	0.285	0.116	0.248	346,136,000	56,991,933	N/A	0.285	2017/08/30	0.066	2017/07/10	723,553,000	100,445,353	-	-	-	-
20542	Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2018 A	HKD	0.510	0.270	0.465	15,298,000	5,207,225	N/A	0.510	2017/08/30	0.244	2017/07/25	23,972,000	7,700,784	-	-	-	-
22474	Goldman Sachs SP (Asia) - BOCL European Warrants Mar 2018 B	HKD	0.510	0.285	0.490	21,865,000	7,790,250	N/A	0.510	2017/08/30	0.260	2017/07/25	26,039,000	8,981,360	-	-	-	-
16928	Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 A	HKD	0.295	0.153	0.280	190,415,000	38,026,618	N/A	0.295	2017/08/30	0.120	2017/07/07	227,349,000	44,289,590	-	-	-	-
17003	Goldman Sachs SP (Asia) - BOCL European Warrants May 2018 B	HKD	0.165	0.080	0.147	96,880,000	10,990,775	N/A	0.165	2017/08/28	0.062	2017/07/10	131,912,000	14,188,856	-	-	-	-
28563	Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 A	HKD	0.108	0.027	0.086	91,998,000	5,095,742	5,498,499	0.206	2017/02/24	0.019	2017/07/10	425,609,000	46,018,887	-	-	-	-
17111	Goldman Sachs SP (Asia) - BOCL European Warrants Nov 2017 B	HKD	0.510	0.220	0.490	9,799,000	2,886,915	N/A	0.510	2017/08/28	0.120	2017/07/10	118,330,000	21,650,751	-	-	-	-
16820	Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 A	HKD	0.530	0.182	0.445	45,477,000	13,680,960	12,257,474	0.530	2017/08/28	0.077	2017/07/10	453,796,000	80,215,937	-	-	-	-
11898	Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 B	HKD	0.064	0.010	0.028	103,702,000	3,319,840	N/A	0.159	2017/03/21	0.010	2017/08/24	182,761,000	7,011,406	-	-	-	-
14274	Goldman Sachs SP (Asia) - BOCL European Warrants Sep 2017 C	HKD	0.320	0.062	0.240	237,346,000	33,429,755	N/A	0.320	2017/08/28	0.025	2017/07/10	768,310,000	81,088,755	-	-	-	-
12740	Goldman Sachs SP (Asia) - BYD European Warrants Sep 2017 A	HKD	0.330	0.102	0.102	7,125,000	1,860,825	N/A	0.530	2017/06/27	0.102	2017/08/31	110,480,000	38,905,785	-	-	-	-
16803	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Apr 2018 A	HKD	0.275	0.130	0.244	205,408,000	33,304,802	N/A	0.275	2017/08/30	0.130	2017/08/11	309,446,000	50,801,772	-	-	-	-
22462	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Dec 2017 A	HKD	0.370	0.158	0.330	127,076,000	29,638,170	N/A	0.370	2017/08/30	0.158	2017/08/11	230,518,000	53,290,066	-	-	-	-
16369	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2018 A	HKD	0.475	0.295	0.480	41,592,000	13,645,580	N/A	0.475	2017/08/28	0.205	2017/06/15	77,724,000	24,504,852	-	-	-	-
26430	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Jan 2018 B	HKD	0.196	0.097	0.166	190,560,000	23,919,888	N/A	0.196	2017/08/30	0.097	2017/08/14	206,456,000	25,950,786	-	-	-	-
11510	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Mar 2018 A	HKD	0.320	0.290	0.295	1,332,000	407,250	N/A	0.320	2017/08/30	0.290	2017/08/31	1,332,000	407,250	-	-	-	-
15829	Goldman Sachs SP (Asia) - CAM CSI300 European Wts Sep 2017 A	HKD	0.650	0.295	0.650	1,444,000	686,410	5,092,483	0.650	2017/08/29	0.093	2017/05/11	189,484,000	33,799,170	-	-	-	-
16340	Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Dec 2017 A	HKD	0.121	0.037	0.046	45,971,000	3,562,640	N/A	0.219	2017/07/07	0.037	2017/08/30	309,855,000	46,201,408	-	-	-	-
16888	Goldman Sachs SP (Asia) - CC Bank Euro Put Wts Oct 2017 B	HKD	0.135	0.030	0.035	216,477,000	15,141,904	N/A	0.305	2017/07/05	0.030	2017/08/30	353,586,000	34,566,102	-	-	-	-
26714	Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 A	HKD	0.360	0.097	0.350	123,417,000	28,716,551	27,597,402	0.405	2017/02/28	0.034	2017/07/10	930,700,000	166,365,579	-	-	-	-
28768	Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 B	HKD	0.024	0.013	0.010	1,140,000	23,050	54,632,140	0.241	2017/02/23	0.010	2017/07/11	3,167,378,000	333,126,089	-	-	-	-
11627	Goldman Sachs SP (Asia) - CC Bank European Wts Aug 2017 C	HKD	0.245	0.053	0.147	105,847,000	17,818,661	N/A	0.340	2017/03/21	0.022	2017/07/10	1,046,735,000	133,295,237	-	-	-	-
17112	Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 B	HKD	0.690	0.295	0.490	79,247,000	31,777,085	N/A	0.690	2017/08/28	0.144	2017/07/10	185,592,000	57,805,742	-	-	-	-
18862	Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 C	HKD	0.770	0.380	0.700	22,848,000	10,585,185	N/A	0.770	2017/08/29	0.360	2017/07/18	63,346,000	27,121,735	-	-	-	-
22499	Goldman Sachs SP (Asia) - CC Bank European Wts Dec 2017 D	HKD	0.500	0.185	0.355	95,671,000	24,988,668	N/A	0.500	2017/08/30	0.176	2017/07/18	170,086,000	40,949,507	-	-	-	-
27857	Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2018 A	HKD	0.485	0.195	0.350	71,308,000	18,719,812	N/A	0.485	2017/08/30	0.195	2017/08/11	71,308,000	18,719,812	-	-	-	-
28029	Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2018 B	HKD	0.660	0.450	0.780	12,378,000	6,539,920	N/A	0.660	2017/08/24	0.450	2017/08/11	12,378,000	6,539,920	-	-	-	-
29112	Goldman Sachs SP (Asia) - CC Bank European Wts Feb 2018 C	HKD	0.290	0.123	0.194	108,571,000	20,032,328	N/A	0.290	2017/08/30	0.123	2017/08/14	108,571,000	20,032,328	-	-	-	-
18816	Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2018 A	HKD	0.740	0.540	0.880	2,242,000	1,308,200	N/A	0.740	2017/08/16	0.510	2017/07/21	5,498,000	3,080,870	-	-	-	-
23108	Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2018 B	HKD	0.365	0.136	0.239	212,676,000	44,203,082	N/A	0.365	2017/08/28	0.136	2017/08/11	263,028,000	52,895,818	-	-	-	-
11077	Goldman Sachs SP (Asia) - CC Bank European Wts Jan 2018 C	HKD	0.580	0.430	0.465	2,768,000	1,354,915	N/A	0.580	2017/08/28	0.430	2017/08/25	2,768,000	1,354,915	-	-	-	-
16476	Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 A	HKD	0.450	0.127	0.285	350,937,000	75,497,154	N/A	0.450	2017/08/28	0.071	2017/07/10	624,186,000	119,416,468	-	-	-	-
16521	Goldman Sachs SP (Asia) - CC Bank European Wts Nov 2017 B	HKD	0.186	0.049	0.091	207,829,000	23,552,842	N/A	0.186	2017/08/28	0.028	2017/07/10	275,497,000	28,249,613	-	-	-	-
14375	Goldman Sachs SP (Asia) - CC Bank European Wts Oct 2017 A	HKD	0.280	0.054	0.135	285,479,000	35,821,144	N/A	0.280	2017/08/28	0.026	2017/07/10	581,779,000	61,886,162	-	-	-	-
14728	Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 A	HKD	0.410	0.085	0.390	56,405,000	10,168,477	32,011,955	0.410	2017/08/28	0.027	2017/07/10	1,516,236,000	240,902,141	0.241	2016/12/30	0.122	2016/12/23
16339	Goldman Sachs SP (Asia) - CC Bank European Wts Sep 2017 B	HKD	0.670	0.159	0.400	88,700,000	21,471,414	N/A	0.670	2017/08/28	0.057	2017/07/10	432,237,000	78,206,950	-	-	-	-
27467	Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 A	HKD	-	-	0.010	450,000	4,500	6,878,727	0.108	2017/03/23	0.010	2017/07/31	666,190,000	46,232,210	0.239	2016/04/22	0.042	2016/12/22
16587	Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Aug 2017 B	HKD	-	-	1.200	0	0	2,010,685	2.360	2017/03/24	0.930	2017/02/03	14,863,000	22,013,440	-	-	-	-
14426	Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Oct 2017 A	HKD	0.169	0.152	0.150	3,030,000	507,970	215,505	0.275	2017/03/23	0.116	2017/01/04	91,220,000	13,621,410	0.175	2016/11/29	0.107	2016/12/23
25173	Goldman Sachs SP (Asia) - Ch Comm Cons Euro Wts Sep 2017 A	HKD	0.260	0.245	0.250	20,000	5,050	168,147	0.365	2017/04/06	0.156	2017/01/03	33,940,000	6,951,530	0.275	2016/03/30	0.132	2016/01/21
17114	Goldman Sachs SP (Asia) - Ch Overseas European Wts Feb 2018A	HKD	0.345	0.172	0.315	14,240,000	3,184,760	N/A	0.345	2017/08/30	0.112	2017/06/30	193,460,000	38,056,980	-	-	-	-
29176	Goldman Sachs SP (Asia) - Ch Overseas European Wts Feb 2018B	HKD	0.232	0.100	0.184	55,600,000	8,832,300	N/A	0.232	2017/08/25	0.100	2017/08/21	55,600,000	8,832,300	-	-	-	-
16293	Goldman Sachs SP (Asia) - Ch Overseas European Wts Nov 2017A	HKD	0.540	0.430	0.510	22,440,000	10,172,000	N/A	0.540	2017/08/24	0.133	2017/06/30	243,240,000	49,311,000	-	-	-	-
26397	Goldman Sachs SP (Asia) - Ch Overseas European Wts Nov 2017B	HKD	0.260	0.066	0.195	233,440,000	32,652,800	N/A	0.260	2017/08/25	0.066	2017/08/18	304,180,000	43,814,400	-	-	-	-
15985	Goldman Sachs SP (Asia) - Ch Overseas European Wts Oct 2017A	HKD	0.435	0.117	0.340	23,700,000	5,424,960	14,246,580	0.435	2017/08/25	0.044	2017/05/11	861,800,000	122,955,620	-	-	-	-
28273	Goldman Sachs SP (Asia) - China Life Euro Put Wts Aug 2017 B	HKD	-	-	0.010	0	0	23,241,973	0.148	2017/02/21	0.010	2017/07/10	2,225,130,000	188,603,970	-	-	-	-
14228	Goldman Sachs SP (Asia) - China Life Euro Wts Aug 2017 A	HKD	0.290	0.270	0.275	220,000	59,800	440,933	0.500	2017/07/17	0.176	2017/01/03	81,130,000	19,500,970	0.360	2016/11/28	0.134	2016/11/14
27500	Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 A	HKD	0.157	0.049	0.094	234,940,000	23,348,800	18,595,862	0.290	2017/02/15	0.049	2017/08/18	1,655,040,000	238,532,010	-	-	-	-
16341	Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 B	HKD	0.085	0.026	0.045	109,930,000	6,155,770	N/A	0.135	2017/06/02	0.026	2017/08/17	222,310,000	14,903,060	-	-	-	-
16504	Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 C	HKD	0.104	0.032	0.056	187,727,000	11,764,662	N/A	0.132	2017/06/12	0.032	2017/08/21	412,418,000	32,289,261	-	-	-	-
17408	Goldman Sachs SP (Asia) - China Life Euro Wts Dec 2017 D	HKD	0.270	0.094	0.188	388,360,000	59,288,460	N/A	0.285	2017/07/17	0.094	2017/08/18	525,600,000	85,185,460	-	-	-	-
27104	Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 A	HKD	0.177	0.070	0.130	83,280,000	11,403,270	21,266,575	0.270	2017/02/15	0.070	2017/08/18	1,025,720,000	163,695,690	-	-	-	-
29567	Goldman Sachs SP (Asia) - China Life Euro Wts Jan 2018 B	HKD	0.205	0.114	0.189	11,260,000	1,745,370	N/A	0.205	2017/08/28	0.114	2017/08/18	11,260,000	1,745,370	-	-	-	-
24714	Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2018 A	HKD	0.128	0.053	0.071	102,690,000	9,000,870	N/A	0.129	2017/07/24	0.053	2017/08/18	131,900,000	12,238,580	-	-	-	-
28039	Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2018 B	HKD	0.153	0.072	0.109	81,560,000	7,879,060	N/A	0.153	2017/08/07	0.072	2017/08/18	81,560,000	7,879,060	-	-	-	-
29990	Goldman Sachs SP (Asia) - China Life Euro Wts Mar 2018 C	HKD	0.210	0.155	0.155	26,760,000	4,555,160	N/A	0.210	2017/08/28	0.155	2017/08/31	26,760,000	4,555,160	-	-	-	-
15250	Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 A	HKD	0.138	0.040	0.076	237,370,000	18,284,850	N/A	0.175	2017/07/17	0.040	2017/08/18	773,200,000	78,653,470	-	-	-	-
16505	Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 B	HKD	0.111	0.031	0.057	154,700,000	11,074,680	N/A	0.166	2017/06/09	0.031	2017/08/18	411,530,000	35,116,500	-	-	-	-
16885	Goldman Sachs SP (Asia) - China Life Euro Wts Nov 2017 C	HKD	0.204	0.065	0.139	316,540,000	34,822,670	N/A	0.220	2017/07/18	0.065	2017/08/18	622,550,000	78,877,930	-	-	-	-
15621	Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 A	HKD	0.320	0.190	0.330	1,150,000	280,440	990,460	0.425	2017/02/15	0.158	2017/01/03	123,380,000	29,114,470	0.172	2016/12/30	0.153	2016/12/29
15947	Goldman Sachs SP (Asia) - China Life Euro Wts Oct 2017 B	HKD	0.095	0.023	0.048	110,950,000	5,937,940	N/A	0.138	2017/05/23	0.023	2017/08/18	505,470,000	38,230,130	-	-	-	-
13355	Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 A	HKD	0.160	0.015	0.059	24,830,000	1,458,920	28,046,203	0.228	2017/02/15	0.015	2017/08/21	3,899,570,000	600,917,940	0.270	2016/09/22	0.057	2016/11/09
26464	Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 B	HKD	0.285	0.090	0.285	51,530,000	6,308,840	2,141,605	0.315	2017/02/16	0.090	2017/08/18	95,310,000	16,043,710	-	-	-	-
29115	Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 C	HKD	0.062	0.010	0.015	50,550,000	1,630,260	N/A	0.141	2017/03/17	0.010	2017/08/25	6,863,560,000	664,659,720	-	-	-	-
11304	Goldman Sachs SP (Asia) - China Life Euro Wts Sep 2017 D	HKD	0.112	0.014	0.038	109,330,000	5,966,610	N/A	0.218	2017/03/17	0.014	2017/08/18	1,872,410,000	184,621,930	-	-	-	-
25691	Goldman Sachs SP (Asia) - China Mobile Eu Put Wts Jun 2018 A	HKD	0.106	0.070	0.075	58,450,000	4,758,850	3,670,758	0.147	2017/01/03	0.070	2017/08/24	288,600,000	31,247,400	0.209	2016/02/11	0.088	2016/10/11
11641	Goldman Sachs SP (Asia) - China Mobile Euro Wts Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.330	2017/03/21	0.011	2017/06/19	5,149,075,000	645,849,325	-	-	-	-
22482	Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 A	HKD	0.010	0.010	0.010	1,600,000	16,000	107,200	0.027	2017/02/01	0.010	2017/08/16	205,850,000	4,446,400	0.094	2016/07/21	0.017	2016/12/29
17550	Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 B	HKD	0.215	0.096	0.102	238,230,000	31,977,565	N/A	0.215	2017/08/14	0.080	2017/07/07	269,940,000	35,616,490	-	-	-	-
22517	Goldman Sachs SP (Asia) - China Mobile Euro Wts Dec 2017 C	HKD	0.355	0.170	0.270	141,280,000	31,650,655	N/A	0.355	2017/08/14	0.170	2017/08/02	239,540,000	52,056,175	-	-	-	-
28582	Goldman Sachs SP (Asia) - China Mobile Euro Wts Feb 2018 A	HKD	0.520	0.320	0.440	45,820,000	19,115,775	N/A	0.520	2017/08/11	0.320	2017/08/08	45,820,000	19,115,775	-	-	-	-
29503	Goldman Sachs SP (Asia) - China Mobile Euro Wts Feb 2018 B	HKD	0.206	0.132	0.154	58,900,000	9,573,595	N/A	0.206	2017/08/17	0.132	2017/08/25	58,900,000	9,573,595	-	-	-	-
18127	Goldman Sachs SP (Asia) - China Mobile Euro Wts Jan 2018 A	HKD	0.620	0.345	0.550	80,460,000	33,640,925	N/A	0.620	2017/08/10	0.305	2017/07/12	131,585,000	53,331,250	-	-	-	-
26839	Goldman Sachs SP (Asia) - China Mobile Euro Wts Jan 2018 B	HKD	0.305	0.151	0.178	230,970,000	45,397,970	N/A	0.305	2017/08/14	0.151	2017/08/08	234,010,000	45,952,220	-	-	-	-
24460	Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 A	HKD	0.018	0.010	0.010	64,100,000	754,850	9,560,075	0.044	2017/02/02	0.010	2017/08/31	8,664,500,000	281,914,200	0.124	2016/09/09	0.027	2016/12/28
16738	Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2017 B	HKD	0.330	0.158	0.241	164,025,000	32,113,100	N/A	0.330	2017/08/14	0.088	2017/07/13	473,775,000	86,239,940	-	-	-	-
24459	Goldman Sachs SP (Asia) - China Mobile Euro Wts Nov 2018 A	HKD	0.055	0.037	0.045	183,150,000	8,088,650	30,212,433	0.096	2017/02/02	0.029	2017/07/05	3,709,850,000	235,691,550	0.172	2016/09/09	0.066	2016/12/28
15515	Goldman Sachs SP (Asia) - China Mobile Euro Wts Oct 2017 A	HKD	0.242	0.078	0.118	87,560,000	9,694,385	N/A	0.315	2017/05/23	0.053	2017/07/06	332,425,000	39,659,580	-	-	-	-
14845	Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 A	HKD	0.098	0.025	0.025	21,485,000	984,165	N/A	0.152	2017/05/05	0.022	2017/07/12	156,455,000	15,509,400	-	-	-	-
16260	Goldman Sachs SP (Asia) - China Mobile Euro Wts Sep 2017 B	HKD	0.132	0.025	0.026	38,295,000	3,087,335	N/A	0.132	2017/08/11	0.016	2017/07/06	56,705,000	4,111,285	-	-	-	-
29113	Goldman Sachs SP (Asia) - China Railway Euro Wts Nov 2017 A	HKD	0.018	0.010	0.015	4,440,000	60,930	912,953	0.106	2017/03/21	0.010	2017/08/30	128,130,000	8,689,620	0.128	2016/06/16	0.047	2016/10/04
25440	Goldman Sachs SP (Asia) - China Shenhua Euro Wts Nov 2017 A	HKD	-	-	0.970	0	0	926,350	0.800	2017/03/20	0.335	2017/01/03	36,590,000	17,306,550	0.520	2016/11/10	0.159	2016/01/21
11041	Goldman Sachs SP (Asia) - China Shenhua Euro Wts Sep 2017 A	HKD	0.690	0.690	0.690	100,000	69,000	2,501,110	0.690	2017/08/24	0.129	2017/01/03	288,685,000	55,124,240	0.310	2016/11/01	0.117	2016/12/29
16882	Goldman Sachs SP (Asia) - China Tel European Wts Dec 2017 A	HKD	0.315	0.140	0.315	59,810,000	9,685,390	N/A	0.315	2017/08/31	0.140	2017/08/21	80,770,000	13,855,302	-	-	-	-
29022	Goldman Sachs SP (Asia) - China Tel European Wts Jan 2018 A	HKD	0.255	0.163	0.245	61,020,000	12,543,772	N/A	0.255	2017/08/31	0.163	2017/08/18	61,020,000	12,543,772	-	-	-	-
11241	Goldman Sachs SP (Asia) - China Tel European Wts Sep 2017 A	HKD	0.066	0.012	0.066	37,452,000	946,204	N/A	0.255	2017/03/20	0.012	2017/08/24	602,350,000	92,412,536	-	-	-	-
23235	Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 A	HKD	0.310	0.180	0.185	6,602,000	1,264,170	2,303,414	0.310	2017/08/21	0.083	2017/03/02	124,272,000	14,517,662	0.208	2016/04/15	0.062	2016/08/05
17159	Goldman Sachs SP (Asia) - China Unicom Euro Wts Dec 2017 B	HKD	0.960	0.199	0.228	59,438,000	23,462,066	N/A	0.960	2017/08/21	0.190	2017/07/07	90,318,000	34,133,636	-	-	-	-
28853	Goldman Sachs SP (Asia) - China Unicom Euro Wts Jan 2018 A	HKD	1.400	0.435	0.490	31,318,000	23,506,580	N/A	1.400	2017/08/21	0.435	2017/08/29	31,318,000	23,506,580	-	-	-	-
28456	Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 A	HKD	0.300	0.242	0.247	780,000	205,000	741,500	0.300	2017/08/25	0.093	2017/01/16	647,820,000	69,727,920	0.176	2016/10/11	0.083	2016/08/04
20587	Goldman Sachs SP (Asia) - China Unicom Euro Wts Nov 2017 B	HKD	2.010	0.600	0.640	29,958,000	29,141,700	N/A	2.010	2017/08/21	0.600	2017/08/29	41,530,000	40,107,180	-	-	-	-
19418	Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 A	HKD	0.127	0.023	0.025	354,700,000	18,007,960	20,697,720	0.127	2017/08/21	0.015	2017/07/07	2,428,280,000	124,673,000	0.121	2016/03/30	0.027	2016/11/14
16294	Goldman Sachs SP (Asia) - China Unicom Euro Wts Oct 2017 B	HKD	1.500	0.285	0.300	68,924,000	43,894,480	N/A	1.500	2017/08/21	0.202	2017/07/07	155,484,000	88,494,330	-	-	-	-
16853	Goldman Sachs SP (Asia) - China Unicom Euro Wts Sep 2017 A	HKD	2.700	1.290	1.470	1,700,000	2,921,220	46,839,017	2.700	2017/08/21	0.510	2017/03/08	428,360,000	283,231,740	-	-	-	-
16124	Goldman Sachs SP (Asia) - CITIC Bank European Wts Dec 2017 A	HKD	0.260	0.135	0.208	12,063,000	2,444,139	6,291,107	0.610	2017/02/23	0.105	2017/07/10	227,948,000	42,459,933	-	-	-	-
11703	Goldman Sachs SP (Asia) - CITIC European Warrants Dec 2017 A	HKD	0.036	0.014	0.020	82,911,000	2,094,370	687,748	0.082	2017/02/15	0.014	2017/08/18	174,707,000	7,106,563	0.160	2016/07/26	0.058	2016/12/29
29300	Goldman Sachs SP (Asia) - CITIC European Warrants Mar 2018 A	HKD	0.445	0.222	0.345	10,732,000	2,911,343	N/A	0.445	2017/08/29	0.222	2017/08/21	10,732,000	2,911,343	-	-	-	-
28050	Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 A	HKD	0.139	0.071	0.110	16,120,000	1,763,980	1,785,380	0.165	2017/06/07	0.058	2017/04/19	192,220,000	21,541,720	0.260	2016/08/15	0.110	2016/12/23
16555	Goldman Sachs SP (Asia) - CITIC European Warrants Oct 2017 B	HKD	0.385	0.117	0.197	35,970,000	8,893,659	3,952,113	0.950	2017/01/12	0.117	2017/08/21	73,851,000	26,595,019	-	-	-	-
14623	Goldman Sachs SP (Asia) - CITIC Sec European Wts Aug 2017 A	HKD	0.051	0.031	0.041	430,000	13,915	134,972	0.068	2017/01/05	0.015	2017/02/06	81,810,000	3,719,065	0.174	2016/11/30	0.045	2016/12/23
15832	Goldman Sachs SP (Asia) - CITIC Sec European Wts Dec 2017 A	HKD	0.115	0.053	0.102	349,730,000	32,421,055	9,985,193	0.260	2017/01/11	0.053	2017/08/21	730,015,000	88,263,735	-	-	-	-
29178	Goldman Sachs SP (Asia) - CITIC Sec European Wts Jul 2018 A	HKD	0.197	0.113	0.172	51,270,000	8,208,700	N/A	0.197	2017/08/30	0.113	2017/08/21	51,270,000	8,208,700	-	-	-	-
16337	Goldman Sachs SP (Asia) - CKH European Wts Dec 2017 A	HKD	0.570	0.145	0.184	70,210,000	23,110,710	N/A	0.570	2017/08/03	0.145	2017/08/29	119,210,000	36,492,125	-	-	-	-
29027	Goldman Sachs SP (Asia) - CKH European Wts Dec 2017 B	HKD	0.247	0.113	0.138	48,400,000	7,824,510	N/A	0.247	2017/08/10	0.113	2017/08/29	48,400,000	7,824,510	-	-	-	-
28491	Goldman Sachs SP (Asia) - CKH European Wts Nov 2017 A	HKD	0.122	0.095	0.099	500,000	55,740	353,619	0.122	2017/08/01	0.058	2017/04/18	990,585,000	71,628,835	0.164	2016/09/09	0.054	2016/07/06
16146	Goldman Sachs SP (Asia) - CKH European Wts Oct 2017 A	HKD	1.040	0.500	0.500	1,325,000	1,082,900	8,321,721	1.040	2017/08/03	0.295	2017/04/21	129,105,000	62,861,025	-	-	-	-
23181	Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 A	HKD	0.037	0.020	0.026	20,075,000	558,270	187,772	0.037	2017/08/09	0.010	2017/03/28	50,420,000	1,172,580	0.060	2016/04/28	0.016	2016/12/28
16883	Goldman Sachs SP (Asia) - CKP European Warrants Dec 2017 B	HKD	0.510	0.222	0.340	79,505,000	30,141,950	N/A	0.510	2017/08/09	0.171	2017/07/05	157,445,000	47,091,300	-	-	-	-
16779	Goldman Sachs SP (Asia) - CKP European Warrants Nov 2017 A	HKD	1.580	1.550	1.540	600,000	939,000	730,850	1.580	2017/08/17	0.440	2017/03/09	7,010,000	4,425,500	-	-	-	-
25492	Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2017 A	HKD	0.440	0.173	0.360	93,986,000	22,317,515	N/A	0.440	2017/08/30	0.173	2017/08/16	101,361,000	24,406,235	-	-	-	-
26642	Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2017 B	HKD	0.385	0.108	0.270	71,160,000	11,735,553	N/A	0.385	2017/08/25	0.108	2017/08/15	84,480,000	13,828,123	-	-	-	-
11514	Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2017 C	HKD	0.154	0.130	0.130	3,798,000	530,782	N/A	0.154	2017/08/30	0.130	2017/08/31	3,798,000	530,782	-	-	-	-
24833	Goldman Sachs SP (Asia) - CNOOC European Warrants Dec 2018 A	HKD	0.189	0.138	0.189	10,400,000	1,598,510	5,711,910	0.330	2017/01/09	0.138	2017/08/16	218,770,000	45,244,610	0.385	2016/10/20	0.112	2016/01/21
11524	Goldman Sachs SP (Asia) - CNOOC European Warrants Jan 2018 A	HKD	0.385	0.325	0.330	986,000	356,210	N/A	0.385	2017/08/30	0.325	2017/08/31	986,000	356,210	-	-	-	-
26379	Goldman Sachs SP (Asia) - CNOOC European Warrants Jul 2018 A	HKD	0.100	0.051	0.096	203,450,000	13,848,160	17,967,543	0.210	2017/01/18	0.051	2017/08/15	1,289,160,000	125,645,850	0.260	2016/10/20	0.149	2016/08/03
28480	Goldman Sachs SP (Asia) - CNOOC European Warrants May 2018 A	HKD	0.033	0.012	0.027	38,470,000	810,750	34,958,458	0.122	2017/01/06	0.012	2017/08/15	6,017,250,000	342,981,410	0.168	2016/10/24	0.084	2016/11/09
16590	Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 A	HKD	0.250	0.075	0.166	117,778,000	15,935,197	N/A	0.250	2017/08/25	0.075	2017/08/16	284,307,000	38,900,578	-	-	-	-
16961	Goldman Sachs SP (Asia) - CNOOC European Warrants Nov 2017 B	HKD	0.600	0.185	0.425	145,674,000	37,494,347	N/A	0.600	2017/08/25	0.185	2017/08/16	200,711,000	54,111,762	-	-	-	-
15254	Goldman Sachs SP (Asia) - CNOOC European Warrants Oct 2017 A	HKD	0.118	0.021	0.047	10,631,000	895,122	N/A	0.214	2017/05/16	0.021	2017/08/18	82,412,000	7,744,145	-	-	-	-
11528	Goldman Sachs SP (Asia) - CNOOC European Warrants Sep 2017 A	HKD	0.113	0.020	0.040	15,861,000	843,580	N/A	0.450	2017/04/07	0.020	2017/08/08	303,139,000	55,104,075	-	-	-	-
26281	Goldman Sachs SP (Asia) - CRCC European Warrants Dec 2017 A	HKD	0.239	0.228	0.228	145,000	33,940	1,030,832	0.390	2017/03/21	0.228	2017/08/31	30,235,000	10,175,990	0.375	2016/12/07	0.206	2016/03/01
25178	Goldman Sachs SP (Asia) - CRRC European Warrants Sep 2017 A	HKD	0.030	0.030	0.030	610,000	18,300	48,210	0.082	2017/03/02	0.030	2017/08/09	7,340,000	467,250	0.246	2016/01/19	0.060	2016/12/30
17161	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Dec 2017 A	HKD	1.500	0.580	1.280	27,526,800	26,316,206	N/A	1.500	2017/08/30	0.430	2017/07/04	83,125,400	68,341,245	-	-	-	-
23786	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Jan 2018 A	HKD	0.550	0.223	0.485	66,654,800	21,484,614	N/A	0.550	2017/08/30	0.223	2017/08/11	112,753,600	37,900,418	-	-	-	-
16801	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Nov 2017 A	HKD	0.970	0.305	0.770	104,133,400	46,458,351	N/A	0.970	2017/08/30	0.238	2017/06/20	188,697,400	83,984,840	-	-	-	-
29172	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Nov 2017 B	HKD	0.440	0.159	0.360	149,107,400	32,091,937	N/A	0.440	2017/08/30	0.159	2017/08/18	149,107,400	32,091,937	-	-	-	-
28036	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 A	HKD	0.500	0.385	0.500	370,000	160,550	1,871,408	0.500	2017/08/30	0.172	2017/01/03	113,298,000	24,437,204	0.270	2016/08/16	0.172	2016/05/30
14624	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 B	HKD	2.410	1.330	2.380	36,003,600	58,130,548	N/A	2.410	2017/08/28	0.325	2017/05/09	103,495,200	131,735,076	-	-	-	-
16397	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Oct 2017 C	HKD	1.370	0.450	1.230	35,808,200	22,018,390	N/A	1.370	2017/08/30	0.275	2017/06/16	131,780,200	68,697,273	-	-	-	-
26512	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 A	HKD	0.275	0.181	0.260	14,728,000	3,292,252	2,502,185	0.275	2017/08/30	0.070	2017/05/08	142,704,000	18,134,232	0.176	2016/03/03	0.095	2016/12/20
28835	Goldman Sachs SP (Asia) - CSOP A50 ETF Euro Wts Sep 2018 B	HKD	0.246	0.151	0.225	49,378,000	8,203,436	3,597,900	0.246	2017/08/30	0.062	2017/05/09	193,522,000	24,060,572	0.142	2016/08/15	0.089	2016/12/29
11271	Goldman Sachs SP (Asia) - Fosun Intl European Wts Aug 2017 A	HKD	0.285	0.232	0.250	3,595,000	899,815	1,621,099	0.350	2017/06/09	0.178	2017/04/19	77,405,000	18,153,510	0.460	2016/09/21	0.230	2016/12/29
14972	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Aug 2017 A	HKD	-	-	0.200	0	0	N/A	0.435	2017/06/14	0.071	2017/05/18	130,500,000	18,701,690	-	-	-	-
25497	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2017 A	HKD	0.177	0.098	0.154	134,910,000	18,731,870	N/A	0.179	2017/07/31	0.098	2017/08/11	183,250,000	26,569,140	-	-	-	-
27872	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Dec 2017 B	HKD	0.385	0.229	0.350	99,850,000	29,191,000	N/A	0.385	2017/08/09	0.229	2017/08/11	99,850,000	29,191,000	-	-	-	-
11852	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Jan 2018 A	HKD	0.310	0.295	0.310	780,000	237,050	N/A	0.310	2017/08/31	0.295	2017/08/31	780,000	237,050	-	-	-	-
24754	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Nov 2017 A	HKD	0.500	0.315	0.475	64,630,000	25,333,400	N/A	0.510	2017/07/25	0.315	2017/08/28	78,070,000	31,233,800	-	-	-	-
15158	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 A	HKD	0.210	0.062	0.134	116,950,000	16,019,600	N/A	0.305	2017/06/20	0.062	2017/08/28	627,860,000	109,035,040	-	-	-	-
16808	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 B	HKD	0.144	0.058	0.102	94,930,000	9,763,860	N/A	0.204	2017/06/21	0.058	2017/08/28	389,950,000	46,830,500	-	-	-	-
17928	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Oct 2017 C	HKD	0.325	0.161	0.255	165,340,000	37,278,540	N/A	0.325	2017/08/09	0.161	2017/08/28	301,370,000	68,620,630	-	-	-	-
16145	Goldman Sachs SP (Asia) - Galaxy Ent European Wts Sep 2017 A	HKD	-	-	0.860	0	0	2,442,633	0.710	2017/04/26	0.265	2017/02/08	143,170,000	52,834,750	-	-	-	-
29433	Goldman Sachs SP (Asia) - Geely Auto European Wts Feb 2018 A	HKD	0.224	0.155	0.166	64,409,000	12,003,099	N/A	0.224	2017/08/16	0.155	2017/08/29	64,409,000	12,003,099	-	-	-	-
29429	Goldman Sachs SP (Asia) - Geely Auto European Wts Jan 2018 A	HKD	0.290	0.204	0.238	44,860,000	10,692,390	N/A	0.290	2017/08/16	0.204	2017/08/28	44,860,000	10,692,390	-	-	-	-
14011	Goldman Sachs SP (Asia) - Geely Auto European Wts Sep 2017 A	HKD	-	-	1.020	0	0	1,848,043	0.900	2017/07/18	0.105	2017/01/04	279,440,000	48,819,420	0.199	2016/11/03	0.089	2016/12/28
26841	Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Apr 2018 A	HKD	0.154	0.109	0.113	142,620,000	18,785,575	N/A	0.154	2017/08/08	0.109	2017/08/31	170,480,000	22,317,845	-	-	-	-
11974	Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Aug 2017 A	HKD	0.110	0.064	0.070	13,655,000	999,885	7,795,273	0.229	2017/06/13	0.022	2017/05/05	685,540,000	53,066,940	0.173	2016/08/09	0.047	2016/12/28
29438	Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Feb 2018 A	HKD	0.165	0.124	0.125	21,870,000	3,223,330	N/A	0.165	2017/08/25	0.124	2017/08/31	21,870,000	3,223,330	-	-	-	-
16103	Goldman Sachs SP (Asia) - Greatwall Motor Eur Wts Jan 2018 A	HKD	2.370	1.640	1.720	3,987,500	7,714,055	N/A	2.770	2017/06/13	0.870	2017/05/29	20,664,500	33,907,885	-	-	-	-
11846	Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Apr 2018 A	HKD	1.430	1.380	1.410	548,000	763,020	N/A	1.430	2017/08/31	1.380	2017/08/31	548,000	763,020	-	-	-	-
13354	Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Aug 2017 A	HKD	-	-	0.012	0	0	257,000	0.076	2017/01/13	0.010	2017/04/28	143,588,000	8,420,748	0.152	2016/09/22	0.049	2016/12/23
16104	Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Jan 2018 A	HKD	0.850	0.295	0.470	26,596,800	14,621,020	N/A	0.930	2017/05/31	0.295	2017/08/24	46,216,000	28,208,928	-	-	-	-
16155	Goldman Sachs SP (Asia) - Haitong Sec Euro Wts Oct 2017 A	HKD	0.037	0.011	0.020	25,556,000	767,752	2,333,124	0.193	2017/01/13	0.011	2017/08/14	228,724,000	20,965,632	-	-	-	-
29335	Goldman Sachs SP (Asia) - HKEX European Put Wts Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.152	2017/03/07	0.010	2017/07/05	703,020,000	52,407,280	-	-	-	-
23613	Goldman Sachs SP (Asia) - HKEX European Put Wts Mar 2018 B	HKD	0.173	0.097	0.121	206,230,000	26,068,510	N/A	0.173	2017/08/14	0.097	2017/08/08	286,870,000	35,917,270	-	-	-	-
15759	Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 C	HKD	-	-	0.010	0	0	9,975,277	0.141	2017/01/04	0.010	2017/07/13	3,664,350,000	167,454,820	0.147	2016/12/30	0.137	2016/12/30
15608	Goldman Sachs SP (Asia) - HKEX European Put Wts Sep 2017 D	HKD	0.022	0.010	0.011	12,920,000	203,370	N/A	0.112	2017/05/16	0.010	2017/08/10	172,100,000	6,557,730	-	-	-	-
27992	Goldman Sachs SP (Asia) - HKEX European Warrants Aug 2017 A	HKD	-	-	0.183	0	0	73,653,158	0.230	2017/07/21	0.027	2017/07/07	6,630,610,000	554,752,090	-	-	-	-
24927	Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 A	HKD	0.400	0.260	0.285	490,000	143,750	12,042,110	0.400	2017/08/01	0.116	2017/05/09	683,390,000	125,141,730	-	-	-	-
11303	Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 B	HKD	0.320	0.128	0.171	93,950,000	16,221,380	N/A	0.320	2017/08/02	0.065	2017/05/09	1,047,550,000	123,957,620	-	-	-	-
27237	Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 C	HKD	0.760	0.240	0.265	29,491,000	13,596,080	N/A	0.760	2017/08/08	0.240	2017/08/24	29,491,000	13,596,080	-	-	-	-
29501	Goldman Sachs SP (Asia) - HKEX European Warrants Dec 2017 D	HKD	0.520	0.325	0.420	11,928,000	4,848,275	N/A	0.520	2017/08/28	0.325	2017/08/21	11,928,000	4,848,275	-	-	-	-
27820	Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 A	HKD	0.270	0.106	0.127	333,960,000	58,623,610	20,907,542	0.270	2017/08/02	0.060	2017/05/08	940,000,000	131,089,280	-	-	-	-
29566	Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 B	HKD	0.121	0.079	0.084	51,680,000	4,814,730	N/A	0.121	2017/08/18	0.079	2017/08/25	51,680,000	4,814,730	-	-	-	-
11539	Goldman Sachs SP (Asia) - HKEX European Warrants Feb 2018 C	HKD	0.184	0.157	0.171	10,520,000	1,751,940	N/A	0.184	2017/08/31	0.157	2017/08/30	10,520,000	1,751,940	-	-	-	-
14256	Goldman Sachs SP (Asia) - HKEX European Warrants Jan 2018 A	HKD	0.340	0.178	0.221	45,110,000	9,292,990	N/A	0.340	2017/08/08	0.097	2017/05/09	300,930,000	47,081,040	-	-	-	-
28576	Goldman Sachs SP (Asia) - HKEX European Warrants Jan 2018 B	HKD	0.800	0.250	0.345	16,668,000	7,736,645	N/A	0.800	2017/08/08	0.250	2017/08/22	16,668,000	7,736,645	-	-	-	-
28578	Goldman Sachs SP (Asia) - HKEX European Warrants Jun 2018 A	HKD	0.241	0.069	0.105	141,300,000	20,448,800	N/A	0.241	2017/08/08	0.069	2017/08/25	141,300,000	20,448,800	-	-	-	-
17274	Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2018 A	HKD	0.390	0.207	0.244	38,690,000	9,207,980	N/A	0.390	2017/08/02	0.150	2017/07/07	77,480,000	16,900,730	-	-	-	-
29890	Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2018 C	HKD	0.135	0.094	0.097	14,980,000	1,677,980	N/A	0.135	2017/08/28	0.094	2017/08/31	14,980,000	1,677,980	-	-	-	-
11079	Goldman Sachs SP (Asia) - HKEX European Warrants Mar 2018 D	HKD	0.173	0.139	0.141	23,260,000	3,574,180	N/A	0.173	2017/08/25	0.139	2017/08/30	23,260,000	3,574,180	-	-	-	-
16522	Goldman Sachs SP (Asia) - HKEX European Warrants May 2018 A	HKD	0.230	0.108	0.133	367,230,000	61,930,250	N/A	0.230	2017/08/02	0.080	2017/06/16	766,330,000	118,735,330	-	-	-	-
27856	Goldman Sachs SP (Asia) - HKEX European Warrants May 2018 B	HKD	0.260	0.081	0.111	251,350,000	37,711,570	N/A	0.260	2017/08/03	0.081	2017/08/25	251,350,000	37,711,570	-	-	-	-
21511	Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 A	HKD	0.300	0.094	0.129	159,650,000	21,981,100	21,725,552	0.300	2017/08/02	0.051	2017/05/09	1,568,970,000	180,991,160	-	-	-	-
27567	Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 B	HKD	0.255	0.085	0.111	149,650,000	17,798,820	20,935,885	0.255	2017/08/02	0.046	2017/05/09	1,480,900,000	148,665,920	-	-	-	-
23603	Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 C	HKD	1.020	0.250	0.310	42,802,000	23,374,310	N/A	1.020	2017/08/02	0.250	2017/08/21	53,518,000	30,442,310	-	-	-	-
27896	Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2017 D	HKD	0.162	0.036	0.047	311,890,000	23,922,840	N/A	0.162	2017/08/07	0.036	2017/08/21	311,890,000	23,922,840	-	-	-	-
29280	Goldman Sachs SP (Asia) - HKEX European Warrants Nov 2018 A	HKD	0.121	0.072	0.092	41,800,000	3,744,130	N/A	0.121	2017/08/15	0.072	2017/08/31	41,800,000	3,744,130	-	-	-	-
11522	Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 A	HKD	0.500	0.270	0.350	101,240,000	43,510,350	N/A	0.500	2017/08/02	0.127	2017/05/09	746,810,000	186,471,220	-	-	-	-
17004	Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 B	HKD	1.400	0.290	0.390	60,238,000	45,954,815	N/A	1.400	2017/08/02	0.290	2017/08/25	92,426,000	67,919,290	-	-	-	-
26640	Goldman Sachs SP (Asia) - HKEX European Warrants Oct 2017 C	HKD	0.590	0.102	0.150	30,487,000	10,004,575	N/A	0.590	2017/08/02	0.102	2017/08/25	32,347,000	10,592,375	-	-	-	-
26991	Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 A	HKD	0.315	0.074	0.136	75,070,000	15,695,690	20,235,922	0.315	2017/08/02	0.036	2017/05/09	2,129,510,000	199,229,210	0.295	2016/04/25	0.080	2016/12/28
14942	Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 B	HKD	0.088	0.010	0.015	456,600,000	28,103,400	6,668,362	0.088	2017/08/02	0.010	2017/08/31	942,430,000	56,354,160	0.112	2016/12/09	0.062	2016/12/28
15948	Goldman Sachs SP (Asia) - HKEX European Warrants Sep 2017 E	HKD	1.080	0.106	0.106	8,988,000	6,636,721	N/A	1.080	2017/08/02	0.106	2017/08/30	149,446,000	64,828,099	-	-	-	-
23797	Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 A	HKD	0.036	0.017	0.031	6,080,000	168,600	130,463	0.037	2017/02/15	0.010	2017/07/05	56,240,000	1,223,180	0.050	2016/09/22	0.015	2016/05/16
26701	Goldman Sachs SP (Asia) - HS H-SHARE European Wts Dec 2017 B	HKD	0.900	0.660	1.060	2,360,000	1,786,000	1,157,243	0.900	2017/08/07	0.590	2017/02/09	9,740,000	7,386,940	-	-	-	-
17002	Goldman Sachs SP (Asia) - HS H-SHARE European Wts Mar 2018 A	HKD	0.710	0.370	0.660	14,844,000	7,206,110	N/A	0.710	2017/08/30	0.300	2017/07/10	30,044,000	14,345,490	-	-	-	-
25878	Goldman Sachs SP (Asia) - HS H-SHARE European Wts Sep 2018 A	HKD	0.170	0.119	0.168	6,280,000	923,400	807,853	0.170	2017/08/28	0.070	2017/05/09	102,260,000	10,058,760	0.113	2016/01/04	0.040	2016/05/16
21577	Goldman Sachs SP (Asia) - HSBC European Put Wts Dec 2017 B	HKD	0.208	0.103	0.115	297,596,000	47,413,956	N/A	0.249	2017/07/17	0.103	2017/08/07	438,252,000	76,509,216	-	-	-	-
28832	Goldman Sachs SP (Asia) - HSBC European Put Wts Jan 2018 D	HKD	0.500	0.345	0.345	32,544,000	14,016,920	N/A	0.500	2017/08/18	0.345	2017/08/31	32,544,000	14,016,920	-	-	-	-
16588	Goldman Sachs SP (Asia) - HSBC European Put Wts Nov 2017 C	HKD	0.045	0.017	0.027	14,156,000	426,496	N/A	0.230	2017/06/15	0.017	2017/08/03	174,552,000	22,244,260	-	-	-	-
15827	Goldman Sachs SP (Asia) - HSBC European Put Wts Oct 2017 B	HKD	-	-	0.012	0	0	N/A	0.117	2017/05/18	0.019	2017/07/04	19,804,000	1,447,612	-	-	-	-
29562	Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 A	HKD	0.800	0.285	0.365	20,324,000	13,861,480	N/A	0.800	2017/08/02	0.055	2017/04/24	640,028,000	126,594,552	-	-	-	-
14269	Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 B	HKD	-	-	0.720	0	0	N/A	0.950	2017/07/27	0.087	2017/04/24	130,396,000	27,688,044	-	-	-	-
14847	Goldman Sachs SP (Asia) - HSBC European Warrants Aug 2017 C	HKD	-	-	1.170	0	0	N/A	0.360	2017/05/12	0.172	2017/05/02	1,776,000	344,256	-	-	-	-
17619	Goldman Sachs SP (Asia) - HSBC European Warrants Dec 2017 A	HKD	0.455	0.169	0.235	209,184,000	53,097,084	N/A	0.455	2017/08/02	0.169	2017/08/25	246,320,000	65,011,096	-	-	-	-
28397	Goldman Sachs SP (Asia) - HSBC European Warrants Feb 2018 A	HKD	0.184	0.033	0.039	11,624,000	1,226,208	N/A	0.184	2017/08/07	0.033	2017/08/29	11,624,000	1,226,208	-	-	-	-
21624	Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 A	HKD	0.270	0.074	0.099	214,612,000	33,135,128	N/A	0.270	2017/08/02	0.074	2017/08/25	279,364,000	46,150,188	-	-	-	-
23735	Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 B	HKD	0.196	0.037	0.054	215,536,000	20,742,220	N/A	0.235	2017/07/26	0.037	2017/08/25	243,348,000	26,387,904	-	-	-	-
27610	Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 C	HKD	0.194	0.043	0.062	178,592,000	20,459,000	N/A	0.194	2017/08/02	0.043	2017/08/25	178,592,000	20,459,000	-	-	-	-
29293	Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 E	HKD	0.218	0.132	0.154	71,484,000	11,855,284	N/A	0.218	2017/08/15	0.132	2017/08/25	71,484,000	11,855,284	-	-	-	-
11288	Goldman Sachs SP (Asia) - HSBC European Warrants Jan 2018 F	HKD	0.425	0.330	0.410	6,592,000	2,524,800	N/A	0.425	2017/08/31	0.330	2017/08/29	6,592,000	2,524,800	-	-	-	-
15355	Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 A	HKD	-	-	0.770	0	0	N/A	0.660	2017/06/30	0.239	2017/06/21	23,916,000	7,561,820	-	-	-	-
16262	Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 B	HKD	0.410	0.140	0.209	216,352,000	43,629,232	N/A	0.410	2017/08/02	0.067	2017/06/23	635,732,000	132,726,896	-	-	-	-
16848	Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 D	HKD	0.490	0.330	0.455	28,944,000	11,509,020	N/A	0.700	2017/07/31	0.125	2017/06/26	89,048,000	30,233,612	-	-	-	-
17621	Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 E	HKD	0.290	0.080	0.123	405,388,000	65,393,388	N/A	0.290	2017/08/02	0.080	2017/08/25	646,392,000	113,198,060	-	-	-	-
18117	Goldman Sachs SP (Asia) - HSBC European Warrants Nov 2017 F	HKD	0.215	0.054	0.078	298,944,000	38,156,668	N/A	0.215	2017/08/02	0.054	2017/08/25	514,348,000	73,258,068	-	-	-	-
15775	Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2017 A	HKD	0.540	0.198	0.320	91,016,000	23,142,648	N/A	0.540	2017/08/02	0.073	2017/06/26	339,152,000	78,739,040	-	-	-	-
17769	Goldman Sachs SP (Asia) - HSBC European Warrants Oct 2017 C	HKD	0.250	0.060	0.110	268,792,000	30,076,056	N/A	0.250	2017/08/02	0.060	2017/08/25	583,316,000	85,524,792	-	-	-	-
28561	Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 A	HKD	0.335	0.010	0.010	193,672,000	29,316,620	16,717,548	0.335	2017/08/02	0.010	2017/08/28	675,960,000	101,039,000	-	-	-	-
29564	Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 B	HKD	0.445	0.203	0.285	4,880,000	1,151,232	N/A	0.530	2017/07/31	0.044	2017/04/21	259,960,000	30,168,668	-	-	-	-
14260	Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 C	HKD	0.920	0.680	0.710	80,000	60,000	N/A	0.920	2017/08/04	0.088	2017/04/24	241,488,000	47,239,888	-	-	-	-
14852	Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 D	HKD	-	-	1.030	0	0	N/A	0.420	2017/06/07	0.184	2017/05/02	11,864,000	3,277,160	-	-	-	-
16697	Goldman Sachs SP (Asia) - HSBC European Warrants Sep 2017 E	HKD	0.910	0.580	0.510	420,000	270,000	N/A	0.910	2017/08/02	0.128	2017/06/26	67,524,000	11,945,060	-	-	-	-
27810	Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 A	HKD	-	-	0.010	0	0	36,475,463	0.122	2017/03/03	0.010	2017/06/15	3,886,970,000	336,436,190	-	-	-	-
28923	Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 C	HKD	-	-	0.010	0	0	65,771,197	0.168	2017/03/10	0.010	2017/07/11	3,598,620,000	424,713,490	-	-	-	-
29247	Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 D	HKD	-	-	0.010	0	0	N/A	0.168	2017/03/03	0.010	2017/07/07	4,341,660,000	388,322,130	-	-	-	-
14283	Goldman Sachs SP (Asia) - HSI European Put Wts Aug 2017 F	HKD	-	-	0.010	0	0	N/A	0.119	2017/04/26	0.010	2017/07/21	177,170,000	6,789,630	-	-	-	-
15828	Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 B	HKD	0.066	0.031	0.033	12,240,000	515,610	N/A	0.161	2017/05/19	0.031	2017/08/08	26,900,000	1,454,490	-	-	-	-
15830	Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 C	HKD	0.051	0.021	0.025	41,530,000	1,118,240	N/A	0.115	2017/05/19	0.021	2017/08/02	90,930,000	3,001,030	-	-	-	-
16649	Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 E	HKD	0.121	0.062	0.066	44,040,000	3,820,330	N/A	0.249	2017/06/14	0.062	2017/08/30	76,560,000	7,890,730	-	-	-	-
17169	Goldman Sachs SP (Asia) - HSI European Put Wts Dec 2017 G	HKD	0.091	0.046	0.048	24,990,000	1,502,220	N/A	0.235	2017/07/05	0.046	2017/08/30	33,240,000	2,272,350	-	-	-	-
28585	Goldman Sachs SP (Asia) - HSI European Put Wts Feb 2018 B	HKD	0.240	0.128	0.133	33,320,000	5,906,790	N/A	0.240	2017/08/11	0.128	2017/08/30	33,320,000	5,906,790	-	-	-	-
16956	Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2018 B	HKD	0.065	0.038	0.038	5,000,000	254,240	N/A	0.147	2017/06/28	0.038	2017/08/31	9,330,000	672,320	-	-	-	-
24932	Goldman Sachs SP (Asia) - HSI European Put Wts Jan 2018 D	HKD	0.148	0.088	0.091	34,270,000	4,074,920	N/A	0.148	2017/08/11	0.088	2017/08/31	34,390,000	4,088,850	-	-	-	-
14964	Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 B	HKD	0.031	0.012	0.015	113,140,000	2,089,550	N/A	0.116	2017/05/05	0.012	2017/08/09	153,760,000	3,100,530	-	-	-	-
16142	Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 C	HKD	0.054	0.023	0.026	34,330,000	1,030,210	N/A	0.121	2017/05/26	0.023	2017/08/08	79,250,000	4,130,120	-	-	-	-
16335	Goldman Sachs SP (Asia) - HSI European Put Wts Nov 2017 D	HKD	0.059	0.025	0.027	153,120,000	4,942,920	N/A	0.126	2017/06/02	0.025	2017/08/30	271,140,000	13,097,370	-	-	-	-
11492	Goldman Sachs SP (Asia) - HSI European Put Wts Oct 2017 A	HKD	0.015	0.010	0.010	65,400,000	842,570	N/A	0.117	2017/03/17	0.010	2017/08/30	1,552,450,000	142,705,350	-	-	-	-
29285	Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 B	HKD	0.013	0.010	0.010	4,910,000	57,080	N/A	0.157	2017/03/06	0.010	2017/08/11	3,819,900,000	386,226,930	-	-	-	-
11283	Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 D	HKD	0.010	0.010	0.010	10,000	100	N/A	0.116	2017/03/17	0.010	2017/08/11	1,864,810,000	134,910,640	-	-	-	-
15677	Goldman Sachs SP (Asia) - HSI European Put Wts Sep 2017 E	HKD	0.031	0.010	0.010	153,240,000	3,390,040	N/A	0.121	2017/05/17	0.010	2017/08/01	262,950,000	8,528,320	-	-	-	-
28116	Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 B	HKD	-	-	0.480	0	0	121,700,093	0.335	2017/07/19	0.063	2017/04/19	8,555,650,000	965,221,530	-	-	-	-
11481	Goldman Sachs SP (Asia) - HSI European Warrants Aug 2017 E	HKD	-	-	0.570	0	0	N/A	0.385	2017/07/12	0.146	2017/04/19	471,740,000	96,092,330	-	-	-	-
14962	Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 A	HKD	-	-	0.410	0	0	N/A	0.202	2017/07/11	0.107	2017/05/04	11,360,000	1,816,310	-	-	-	-
16005	Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 D	HKD	0.320	0.242	0.365	420,000	108,750	N/A	0.320	2017/08/29	0.103	2017/07/05	20,570,000	3,310,270	-	-	-	-
16849	Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 F	HKD	0.265	0.235	0.335	340,000	82,590	N/A	0.265	2017/08/14	0.110	2017/07/05	7,200,000	1,244,240	-	-	-	-
28583	Goldman Sachs SP (Asia) - HSI European Warrants Dec 2017 H	HKD	0.168	0.085	0.158	10,770,000	1,323,580	N/A	0.168	2017/08/09	0.085	2017/08/18	10,770,000	1,323,580	-	-	-	-
16948	Goldman Sachs SP (Asia) - HSI European Warrants Feb 2018 A	HKD	0.285	0.182	0.275	5,050,000	1,020,840	N/A	0.285	2017/08/30	0.089	2017/07/05	16,960,000	2,659,610	-	-	-	-
29032	Goldman Sachs SP (Asia) - HSI European Warrants Feb 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16336	Goldman Sachs SP (Asia) - HSI European Warrants Jan 2018 A	HKD	0.300	0.190	0.300	8,900,000	2,155,200	N/A	0.300	2017/08/31	0.086	2017/07/05	26,030,000	4,625,090	-	-	-	-
24790	Goldman Sachs SP (Asia) - HSI European Warrants Jan 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14278	Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16953	Goldman Sachs SP (Asia) - HSI European Warrants Mar 2018 B	HKD	0.208	0.126	0.208	20,870,000	3,390,740	N/A	0.208	2017/08/30	0.066	2017/07/05	35,800,000	4,918,120	-	-	-	-
12364	Goldman Sachs SP (Asia) - HSI European Warrants Nov 2017 A	HKD	0.340	0.340	0.400	100,000	34,000	N/A	0.340	2017/08/25	0.058	2017/04/19	1,996,610,000	177,456,670	-	-	-	-
14282	Goldman Sachs SP (Asia) - HSI European Warrants Oct 2017 B	HKD	0.530	0.530	0.560	8,040,000	4,261,200	N/A	0.530	2017/08/28	0.530	2017/08/28	8,040,000	4,261,200	-	-	-	-
16011	Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 A	HKD	0.740	0.730	0.800	2,770,000	2,027,300	19,092,545	0.740	2017/08/25	0.172	2017/01/16	1,354,960,000	284,810,800	-	-	-	-
11115	Goldman Sachs SP (Asia) - HSI European Warrants Sep 2017 C	HKD	0.465	0.340	0.480	2,910,000	1,342,050	N/A	0.465	2017/08/28	0.056	2017/04/19	2,806,950,000	262,416,590	-	-	-	-
27533	Goldman Sachs SP (Asia) - Huaneng European Wts Nov 2017 A	HKD	-	-	0.031	0	0	62,570	0.072	2017/02/15	0.023	2017/03/30	19,600,000	904,320	0.109	2016/04/25	0.032	2016/08/05
11234	Goldman Sachs SP (Asia) - ICBC European Warrants Aug 2017 A	HKD	0.355	0.075	0.280	85,756,000	19,845,828	N/A	0.355	2017/08/08	0.015	2017/07/10	748,076,000	82,201,693	-	-	-	-
16925	Goldman Sachs SP (Asia) - ICBC European Warrants Feb 2018 A	HKD	0.530	0.182	0.415	90,113,000	23,571,508	N/A	0.530	2017/08/30	0.088	2017/07/10	289,507,000	63,269,909	-	-	-	-
28855	Goldman Sachs SP (Asia) - ICBC European Warrants Feb 2018 B	HKD	0.350	0.121	0.241	220,145,000	40,230,762	N/A	0.350	2017/08/28	0.121	2017/08/21	220,145,000	40,230,762	-	-	-	-
29783	Goldman Sachs SP (Asia) - ICBC European Warrants Feb 2018 C	HKD	0.270	0.148	0.190	77,664,000	15,834,666	N/A	0.270	2017/08/28	0.148	2017/08/22	77,664,000	15,834,666	-	-	-	-
11854	Goldman Sachs SP (Asia) - ICBC European Warrants Feb 2018 D	HKD	0.260	0.220	0.222	7,558,000	1,723,917	N/A	0.260	2017/08/31	0.220	2017/08/31	7,558,000	1,723,917	-	-	-	-
23777	Goldman Sachs SP (Asia) - ICBC European Warrants Jan 2018 A	HKD	0.630	0.214	0.495	76,618,000	24,817,763	N/A	0.630	2017/08/30	0.214	2017/08/11	101,673,000	32,003,848	-	-	-	-
15349	Goldman Sachs SP (Asia) - ICBC European Warrants Nov 2017 A	HKD	0.410	0.092	0.295	370,089,000	64,641,970	N/A	0.410	2017/08/28	0.037	2017/07/10	569,140,000	87,764,804	-	-	-	-
15873	Goldman Sachs SP (Asia) - ICBC European Warrants Nov 2017 B	HKD	0.660	0.265	0.670	18,309,000	6,429,100	N/A	0.660	2017/08/25	0.096	2017/07/10	485,509,000	92,008,135	-	-	-	-
17115	Goldman Sachs SP (Asia) - ICBC European Warrants Nov 2017 C	HKD	0.560	0.315	0.770	5,828,000	2,119,155	N/A	0.560	2017/08/07	0.119	2017/07/10	126,291,000	26,083,233	-	-	-	-
18809	Goldman Sachs SP (Asia) - ICBC European Warrants Nov 2017 D	HKD	0.890	0.405	0.890	1,610,000	720,150	N/A	0.890	2017/08/28	0.365	2017/07/17	5,896,000	2,443,910	-	-	-	-
11900	Goldman Sachs SP (Asia) - ICBC European Warrants Oct 2017 A	HKD	0.265	0.048	0.144	286,820,000	42,003,701	N/A	0.265	2017/08/28	0.023	2017/07/10	418,833,000	51,398,047	-	-	-	-
14976	Goldman Sachs SP (Asia) - ICBC European Warrants Oct 2017 B	HKD	0.550	0.123	0.370	84,220,000	16,892,200	N/A	0.550	2017/08/28	0.046	2017/07/10	499,854,000	70,452,492	-	-	-	-
16553	Goldman Sachs SP (Asia) - ICBC European Warrants Oct 2017 C	HKD	0.450	0.093	0.285	545,483,000	100,200,610	N/A	0.450	2017/08/28	0.025	2017/07/10	776,145,000	125,753,639	-	-	-	-
14270	Goldman Sachs SP (Asia) - ICBC European Warrants Sep 2017 A	HKD	0.510	0.082	0.300	66,879,000	16,019,865	N/A	0.510	2017/08/28	0.023	2017/07/11	271,124,000	30,535,430	-	-	-	-
15820	Goldman Sachs SP (Asia) - Kingsoft European Wts Nov 2017 A	HKD	0.420	0.167	0.208	16,940,000	3,540,770	3,735,970	0.580	2017/04/28	0.167	2017/08/29	135,030,000	39,251,860	-	-	-	-
16101	Goldman Sachs SP (Asia) - Kingsoft European Wts Oct 2017 A	HKD	0.077	0.018	0.019	120,360,000	5,891,260	N/A	0.149	2017/06/09	0.018	2017/08/24	209,310,000	13,518,530	-	-	-	-
26824	Goldman Sachs SP (Asia) - Lenovo European Wts Apr 2018 A	HKD	-	-	0.010	0	0	136,293	0.032	2017/02/15	0.013	2017/02/21	48,580,000	1,013,320	0.162	2016/03/18	0.025	2016/12/13
14374	Goldman Sachs SP (Asia) - Lenovo European Wts Aug 2017 A	HKD	0.018	0.012	0.012	356,000	4,740	N/A	0.225	2017/04/24	0.012	2017/08/03	249,172,000	28,359,170	-	-	-	-
16845	Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 A	HKD	0.102	0.017	0.021	7,906,000	514,756	20,466,586	0.460	2017/01/16	0.017	2017/08/28	580,336,000	136,248,610	-	-	-	-
22552	Goldman Sachs SP (Asia) - Lenovo European Wts Dec 2017 B	HKD	0.265	0.054	0.060	215,474,000	29,546,224	N/A	0.430	2017/07/21	0.054	2017/08/31	237,392,000	36,411,924	-	-	-	-
11302	Goldman Sachs SP (Asia) - Lenovo European Wts Feb 2018 A	HKD	0.189	0.164	0.166	2,260,000	399,196	N/A	0.189	2017/08/28	0.164	2017/08/31	2,260,000	399,196	-	-	-	-
16887	Goldman Sachs SP (Asia) - Lenovo European Wts Nov 2017 A	HKD	0.098	0.017	0.017	19,024,000	1,459,626	N/A	0.162	2017/07/21	0.017	2017/08/31	83,330,000	9,461,202	-	-	-	-
16099	Goldman Sachs SP (Asia) - Lenovo European Wts Sep 2017 A	HKD	0.033	0.018	0.017	2,454,000	54,920	N/A	0.128	2017/05/25	0.018	2017/08/10	50,286,000	3,751,620	-	-	-	-
14706	Goldman Sachs SP (Asia) - PetroChina European Wts Aug 2017 A	HKD	0.013	0.013	0.011	200,000	2,600	N/A	0.100	2017/04/27	0.011	2017/05/31	37,468,000	1,489,896	-	-	-	-
16591	Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2017 A	HKD	0.191	0.067	0.084	92,520,000	10,480,540	N/A	0.199	2017/06/13	0.067	2017/08/17	362,406,000	42,072,630	-	-	-	-
20576	Goldman Sachs SP (Asia) - PetroChina European Wts Dec 2017 B	HKD	0.380	0.154	0.215	161,758,000	32,358,822	N/A	0.380	2017/08/01	0.154	2017/08/18	211,946,000	45,594,938	-	-	-	-
28843	Goldman Sachs SP (Asia) - PetroChina European Wts Feb 2018 A	HKD	0.139	0.073	0.085	31,288,000	3,479,488	N/A	0.139	2017/08/10	0.073	2017/08/24	31,288,000	3,479,488	-	-	-	-
23601	Goldman Sachs SP (Asia) - PetroChina European Wts Jan 2018 A	HKD	0.400	0.178	0.226	71,338,000	16,978,412	N/A	0.400	2017/08/01	0.178	2017/08/21	89,276,000	22,224,072	-	-	-	-
28836	Goldman Sachs SP (Asia) - PetroChina European Wts Jan 2018 B	HKD	0.151	0.088	0.109	59,934,000	6,887,502	N/A	0.151	2017/08/10	0.088	2017/08/21	59,934,000	6,887,502	-	-	-	-
17005	Goldman Sachs SP (Asia) - PetroChina European Wts Nov 2017 A	HKD	0.219	0.079	0.112	107,544,000	15,539,154	N/A	0.219	2017/08/01	0.079	2017/08/17	446,642,000	63,410,522	-	-	-	-
15674	Goldman Sachs SP (Asia) - PetroChina European Wts Oct 2017 A	HKD	0.061	0.014	0.021	17,968,000	746,720	N/A	0.154	2017/05/16	0.013	2017/06/28	182,606,000	10,651,896	-	-	-	-
20804	Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2018 A	HKD	0.214	0.058	0.077	180,565,000	22,733,930	N/A	0.214	2017/08/11	0.058	2017/08/24	337,205,000	47,014,210	-	-	-	-
24784	Goldman Sachs SP (Asia) - Ping An Euro Put Wts Jan 2018 C	HKD	0.405	0.126	0.153	149,210,000	31,480,295	N/A	0.405	2017/08/11	0.126	2017/08/30	169,135,000	38,108,845	-	-	-	-
16296	Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 C	HKD	0.017	0.016	0.013	390,000	6,435	N/A	0.089	2017/06/05	0.010	2017/07/21	88,875,000	5,048,850	-	-	-	-
16695	Goldman Sachs SP (Asia) - Ping An Euro Put Wts Nov 2017 F	HKD	0.077	0.030	0.037	35,110,000	1,697,700	N/A	0.255	2017/06/15	0.030	2017/08/01	336,855,000	41,929,370	-	-	-	-
14771	Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 A	HKD	0.420	0.405	0.415	6,130,000	2,543,150	10,659,923	0.420	2017/08/02	0.055	2017/02/03	7,022,190,000	554,394,180	0.136	2016/12/09	0.067	2016/12/29
14442	Goldman Sachs SP (Asia) - Ping An European Wts Aug 2017 B	HKD	-	-	1.580	0	0	N/A	1.040	2017/07/10	0.131	2017/05/05	106,340,000	19,267,005	-	-	-	-
16193	Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 A	HKD	0.900	0.470	0.880	9,215,000	4,681,225	N/A	0.900	2017/08/22	0.142	2017/05/29	366,210,000	91,031,165	-	-	-	-
16960	Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 B	HKD	0.440	0.160	0.325	156,100,000	38,408,165	N/A	0.440	2017/08/28	0.087	2017/07/04	383,380,000	85,384,595	-	-	-	-
21630	Goldman Sachs SP (Asia) - Ping An European Wts Dec 2017 C	HKD	0.510	0.193	0.430	104,320,000	30,027,525	N/A	0.510	2017/08/24	0.193	2017/08/11	156,585,000	45,812,830	-	-	-	-
22493	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 B	HKD	0.335	0.136	0.275	248,485,000	54,354,260	N/A	0.335	2017/08/30	0.136	2017/08/11	330,900,000	71,647,720	-	-	-	-
25092	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 D	HKD	0.285	0.108	0.180	247,095,000	45,418,940	N/A	0.285	2017/08/24	0.108	2017/08/11	295,355,000	53,700,915	-	-	-	-
25468	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 E	HKD	0.209	0.060	0.122	191,985,000	25,215,085	N/A	0.209	2017/08/24	0.060	2017/08/11	198,595,000	26,222,135	-	-	-	-
29634	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 F	HKD	0.660	0.475	0.530	2,460,000	1,344,700	N/A	0.660	2017/08/24	0.475	2017/08/21	2,460,000	1,344,700	-	-	-	-
11073	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 G	HKD	0.445	0.360	0.365	8,355,000	3,343,425	N/A	0.445	2017/08/25	0.360	2017/08/31	8,355,000	3,343,425	-	-	-	-
11545	Goldman Sachs SP (Asia) - Ping An European Wts Jan 2018 H	HKD	0.290	0.223	0.230	6,890,000	1,678,715	N/A	0.290	2017/08/30	0.223	2017/08/31	6,890,000	1,678,715	-	-	-	-
28277	Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 A	HKD	1.500	1.100	1.340	60,000	83,900	11,820,658	1.500	2017/08/28	0.079	2017/04/21	433,020,000	77,841,385	-	-	-	-
15148	Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 B	HKD	-	-	1.320	0	0	N/A	1.050	2017/07/21	0.144	2017/05/08	14,540,000	3,758,845	-	-	-	-
16457	Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 D	HKD	0.740	0.630	0.860	760,000	539,800	N/A	0.740	2017/08/21	0.157	2017/06/15	348,530,000	78,641,065	-	-	-	-
16694	Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 E	HKD	0.570	0.280	0.680	10,985,000	3,932,600	N/A	0.570	2017/08/22	0.119	2017/07/04	250,010,000	46,288,695	-	-	-	-
16771	Goldman Sachs SP (Asia) - Ping An European Wts Nov 2017 G	HKD	0.620	0.209	0.480	105,640,000	35,018,495	N/A	0.620	2017/08/28	0.088	2017/07/04	405,220,000	98,313,570	-	-	-	-
14443	Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 A	HKD	1.380	1.360	1.650	50,000	68,400	N/A	1.380	2017/08/18	0.149	2017/05/05	64,895,000	14,187,915	-	-	-	-
14875	Goldman Sachs SP (Asia) - Ping An European Wts Oct 2017 B	HKD	0.910	0.580	1.130	1,525,000	1,163,500	N/A	0.910	2017/08/18	0.106	2017/05/12	235,105,000	53,307,480	-	-	-	-
27150	Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 A	HKD	-	-	1.230	0	0	6,215,799	1.090	2017/07/19	0.067	2017/04/20	343,835,000	52,872,370	-	-	-	-
16261	Goldman Sachs SP (Asia) - Ping An European Wts Sep 2017 B	HKD	1.020	0.330	0.980	65,255,000	35,565,500	N/A	1.020	2017/08/24	0.107	2017/07/04	731,590,000	163,965,445	-	-	-	-
16809	Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2017 A	HKD	0.083	0.041	0.057	82,608,000	5,392,864	N/A	0.210	2017/06/21	0.041	2017/08/28	191,824,000	14,488,216	-	-	-	-
24728	Goldman Sachs SP (Asia) - Sands China Euro Wts Dec 2017 B	HKD	0.223	0.116	0.145	263,732,000	46,813,320	N/A	0.260	2017/07/24	0.116	2017/08/28	335,664,000	63,068,964	-	-	-	-
29031	Goldman Sachs SP (Asia) - Sands China Euro Wts Jan 2018 A	HKD	0.247	0.131	0.177	148,276,000	27,295,912	N/A	0.247	2017/08/10	0.131	2017/08/28	148,276,000	27,295,912	-	-	-	-
15164	Goldman Sachs SP (Asia) - Sands China Euro Wts Nov 2017 A	HKD	0.109	0.042	0.056	131,988,000	10,826,384	N/A	0.205	2017/06/20	0.042	2017/08/29	521,856,000	59,480,892	-	-	-	-
17935	Goldman Sachs SP (Asia) - Sands China Euro Wts Nov 2017 B	HKD	0.169	0.079	0.099	198,228,000	26,060,812	N/A	0.194	2017/07/25	0.079	2017/08/28	371,040,000	52,356,172	-	-	-	-
25495	Goldman Sachs SP (Asia) - Sands China Euro Wts Oct 2017 A	HKD	0.164	0.067	0.075	158,888,000	19,049,040	N/A	0.213	2017/07/26	0.067	2017/08/28	209,364,000	27,532,268	-	-	-	-
26162	Goldman Sachs SP (Asia) - SHK Ppt European Wts Oct 2017 A	HKD	-	-	0.435	0	0	18,058	0.375	2017/05/10	0.217	2017/01/03	14,330,000	3,675,740	0.445	2016/09/09	0.145	2016/05/18
29173	Goldman Sachs SP (Asia) - Sinopec Corp Euro Wts Jan 2018 B	HKD	0.315	0.169	0.295	111,760,000	23,478,242	N/A	0.315	2017/08/14	0.169	2017/08/18	111,760,000	23,478,242	-	-	-	-
24747	Goldman Sachs SP (Asia) - Sinopec Corp Euro Wts Nov 2017 A	HKD	0.165	0.055	0.112	86,808,000	8,984,422	N/A	0.188	2017/07/26	0.055	2017/08/18	157,676,000	20,088,106	-	-	-	-
16589	Goldman Sachs SP (Asia) - Stanchart European Wts Dec 2017 A	HKD	1.340	0.830	0.930	287,000	295,880	4,539,628	1.340	2017/08/03	0.610	2017/04/18	81,201,000	72,103,690	-	-	-	-
28292	Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 A	HKD	-	-	0.010	0	0	2,967	0.052	2017/01/03	0.014	2017/03/09	14,340,000	481,530	0.095	2016/07/07	0.033	2016/09/06
16844	Goldman Sachs SP (Asia) - Tencent European Put Wt Dec 2017 D	HKD	0.107	0.049	0.055	342,380,000	24,378,070	N/A	0.310	2017/07/05	0.049	2017/08/09	877,730,000	108,048,800	-	-	-	-
28575	Goldman Sachs SP (Asia) - Tencent European Put Wt Feb 2018 G	HKD	0.236	0.137	0.146	246,880,000	43,020,330	N/A	0.236	2017/08/14	0.137	2017/08/17	246,880,000	43,020,330	-	-	-	-
28854	Goldman Sachs SP (Asia) - Tencent European Put Wt Feb 2018 H	HKD	0.320	0.194	0.218	173,160,000	39,458,240	N/A	0.320	2017/08/11	0.194	2017/08/17	173,160,000	39,458,240	-	-	-	-
11083	Goldman Sachs SP (Asia) - Tencent European Put Wt Feb 2018 K	HKD	0.325	0.260	0.265	5,160,000	1,549,350	N/A	0.325	2017/08/29	0.260	2017/08/31	5,160,000	1,549,350	-	-	-	-
25448	Goldman Sachs SP (Asia) - Tencent European Put Wt Jan 2018 D	HKD	0.175	0.093	0.113	475,020,000	61,857,610	N/A	0.235	2017/07/26	0.093	2017/08/09	573,130,000	79,950,220	-	-	-	-
16100	Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 E	HKD	0.035	0.011	0.024	72,910,000	1,563,410	N/A	0.198	2017/05/25	0.011	2017/08/09	653,940,000	54,892,150	-	-	-	-
16107	Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 F	HKD	0.025	0.010	0.010	8,810,000	129,550	N/A	0.116	2017/05/29	0.010	2017/08/29	215,970,000	13,753,260	-	-	-	-
16739	Goldman Sachs SP (Asia) - Tencent European Put Wt Nov 2017 H	HKD	0.054	0.017	0.027	87,800,000	3,386,970	N/A	0.213	2017/07/05	0.017	2017/08/17	516,850,000	53,098,080	-	-	-	-
14434	Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 A	HKD	0.010	0.010	0.010	1,000,000	10,000	10,944,857	0.204	2017/01/03	0.010	2017/08/11	2,445,320,000	243,136,750	0.245	2016/12/23	0.195	2016/12/30
15353	Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 E	HKD	0.010	0.010	0.010	100,000	1,000	N/A	0.145	2017/05/10	0.010	2017/08/16	802,700,000	39,686,120	-	-	-	-
15664	Goldman Sachs SP (Asia) - Tencent European Put Wt Oct 2017 F	HKD	0.010	0.010	0.010	70,000	700	N/A	0.124	2017/05/16	0.010	2017/08/22	330,120,000	14,810,090	-	-	-	-
11614	Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 E	HKD	0.010	0.010	0.010	1,040,000	10,400	N/A	0.139	2017/03/23	0.010	2017/08/22	3,365,310,000	347,786,210	-	-	-	-
14446	Goldman Sachs SP (Asia) - Tencent European Put Wt Sep 2017 G	HKD	0.010	0.010	0.010	80,000	800	N/A	0.118	2017/04/25	0.010	2017/08/11	372,230,000	16,901,590	-	-	-	-
15823	Goldman Sachs SP (Asia) - Tencent European Wt Apr 2018 A	HKD	0.620	0.495	0.620	400,000	232,150	N/A	0.620	2017/08/14	0.209	2017/07/05	43,350,000	11,492,110	-	-	-	-
28562	Goldman Sachs SP (Asia) - Tencent European Wt Apr 2018 B	HKD	0.280	0.159	0.198	511,330,000	104,452,230	N/A	0.280	2017/08/08	0.159	2017/08/29	511,330,000	104,452,230	-	-	-	-
17065	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 B	HKD	1.080	1.070	1.180	1,970,000	2,111,600	6,601,423	1.080	2017/08/01	0.145	2017/03/03	193,380,000	51,511,570	-	-	-	-
29524	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 C	HKD	1.040	1.010	1.070	1,000,000	1,015,000	N/A	1.040	2017/08/14	0.150	2017/03/15	175,980,000	34,282,930	-	-	-	-
14264	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 D	HKD	1.010	0.800	0.990	1,560,000	1,370,400	N/A	1.010	2017/08/17	0.159	2017/04/25	82,930,000	17,799,650	-	-	-	-
14371	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 E	HKD	5.900	3.940	5.690	1,265,000	5,999,250	N/A	5.900	2017/08/21	0.510	2017/04/24	45,449,000	70,384,100	-	-	-	-
14965	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 F	HKD	4.430	2.150	3.210	4,980,000	14,711,400	N/A	4.430	2017/08/10	0.185	2017/07/05	200,340,000	155,225,204	-	-	-	-
16003	Goldman Sachs SP (Asia) - Tencent European Wt Aug 2017 G	HKD	3.500	1.210	2.800	19,208,000	38,550,580	N/A	3.500	2017/08/17	0.125	2017/07/05	178,401,000	125,758,666	-	-	-	-
16415	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 B	HKD	0.500	0.285	0.430	12,790,000	4,646,150	N/A	0.500	2017/08/17	0.090	2017/07/05	824,580,000	144,707,820	-	-	-	-
16477	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 C	HKD	0.425	0.225	0.360	272,390,000	81,610,520	N/A	0.425	2017/08/15	0.059	2017/07/05	1,444,850,000	264,243,240	-	-	-	-
18080	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 E	HKD	0.650	0.435	0.550	3,300,000	1,661,850	N/A	0.650	2017/08/17	0.194	2017/07/11	19,660,000	5,568,410	-	-	-	-
29279	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 F	HKD	0.990	0.465	0.760	19,621,000	14,925,110	N/A	0.990	2017/08/17	0.465	2017/08/29	19,621,000	14,925,110	-	-	-	-
29989	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 G	HKD	0.510	0.285	0.435	8,750,000	3,652,235	N/A	0.510	2017/08/24	0.285	2017/08/29	8,750,000	3,652,235	-	-	-	-
11258	Goldman Sachs SP (Asia) - Tencent European Wt Dec 2017 H	HKD	1.440	0.980	1.350	1,848,000	2,083,640	N/A	1.440	2017/08/31	0.980	2017/08/29	1,848,000	2,083,640	-	-	-	-
12199	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 A	HKD	0.900	0.690	0.790	3,540,000	2,672,400	N/A	0.900	2017/08/17	0.151	2017/04/07	168,360,000	37,171,300	-	-	-	-
15748	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 B	HKD	0.630	0.500	0.660	1,410,000	810,100	N/A	0.630	2017/08/14	0.216	2017/07/05	77,520,000	21,779,700	-	-	-	-
15872	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 C	HKD	0.570	0.440	0.540	2,750,000	1,322,550	N/A	0.570	2017/08/25	0.145	2017/07/05	487,120,000	109,002,920	-	-	-	-
16891	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 D	HKD	0.510	0.365	0.510	720,000	274,850	N/A	0.510	2017/08/14	0.127	2017/07/05	116,710,000	25,216,730	-	-	-	-
27881	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 E	HKD	0.295	0.186	0.234	489,180,000	111,235,390	N/A	0.295	2017/08/17	0.186	2017/08/29	489,180,000	111,235,390	-	-	-	-
27892	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 F	HKD	0.280	0.169	0.237	625,750,000	138,488,810	N/A	0.280	2017/08/17	0.169	2017/08/11	625,750,000	138,488,810	-	-	-	-
29177	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 I	HKD	0.260	0.146	0.190	173,780,000	32,589,900	N/A	0.260	2017/08/17	0.146	2017/08/29	173,780,000	32,589,900	-	-	-	-
29442	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 J	HKD	0.200	0.106	0.143	258,870,000	37,232,740	N/A	0.200	2017/08/17	0.106	2017/08/29	258,870,000	37,232,740	-	-	-	-
11847	Goldman Sachs SP (Asia) - Tencent European Wt Feb 2018 L	HKD	0.228	0.225	0.224	1,920,000	434,900	N/A	0.228	2017/08/31	0.225	2017/08/31	1,920,000	434,900	-	-	-	-
15871	Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 A	HKD	0.630	0.440	0.590	1,390,000	781,900	N/A	0.630	2017/08/17	0.160	2017/07/05	156,640,000	35,621,560	-	-	-	-
16770	Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 B	HKD	0.410	0.224	0.365	151,290,000	41,074,710	N/A	0.410	2017/08/17	0.072	2017/07/05	753,020,000	146,844,230	-	-	-	-
18081	Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 C	HKD	0.610	0.500	0.520	290,000	163,700	N/A	0.610	2017/08/17	0.185	2017/07/11	37,890,000	9,313,950	-	-	-	-
26446	Goldman Sachs SP (Asia) - Tencent European Wt Jan 2018 E	HKD	0.380	0.190	0.300	254,540,000	61,962,970	N/A	0.380	2017/08/17	0.190	2017/08/03	259,480,000	63,305,110	-	-	-	-
15604	Goldman Sachs SP (Asia) - Tencent European Wt Jul 2018 A	HKD	0.600	0.400	0.580	14,170,000	6,982,450	N/A	0.600	2017/08/17	0.174	2017/07/05	746,640,000	177,627,470	-	-	-	-
17582	Goldman Sachs SP (Asia) - Tencent European Wt Jun 2018 A	HKD	0.390	0.234	0.360	113,150,000	33,836,610	N/A	0.390	2017/08/17	0.115	2017/07/10	335,730,000	78,569,470	-	-	-	-
29281	Goldman Sachs SP (Asia) - Tencent European Wt Jun 2018 B	HKD	0.241	0.173	0.219	106,190,000	22,607,120	N/A	0.241	2017/08/15	0.173	2017/08/29	106,190,000	22,607,120	-	-	-	-
17276	Goldman Sachs SP (Asia) - Tencent European Wt Mar 2018 A	HKD	0.395	0.223	0.360	219,380,000	60,514,070	N/A	0.395	2017/08/17	0.079	2017/07/05	469,340,000	107,714,950	-	-	-	-
29988	Goldman Sachs SP (Asia) - Tencent European Wt Mar 2018 B	HKD	0.168	0.119	0.158	5,220,000	784,920	N/A	0.168	2017/08/24	0.119	2017/08/29	5,220,000	784,920	-	-	-	-
11830	Goldman Sachs SP (Asia) - Tencent European Wt Mar 2018 C	HKD	0.236	0.228	0.231	1,180,000	275,490	N/A	0.236	2017/08/31	0.228	2017/08/31	1,180,000	275,490	-	-	-	-
17214	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 A	HKD	-	-	1.170	0	0	1,539,473	0.465	2017/05/11	0.177	2017/03/01	159,210,000	33,220,930	-	-	-	-
29522	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 B	HKD	-	-	0.890	0	0	N/A	0.315	2017/05/16	0.132	2017/03/09	139,860,000	27,903,260	-	-	-	-
14717	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 C	HKD	0.760	0.570	0.720	490,000	360,900	N/A	0.760	2017/08/09	0.130	2017/05/05	78,410,000	17,404,800	-	-	-	-
15870	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 D	HKD	0.580	0.580	0.660	150,000	87,000	N/A	0.580	2017/08/07	0.195	2017/07/05	23,240,000	5,667,220	-	-	-	-
16416	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 G	HKD	0.530	0.305	0.460	26,570,000	10,981,550	N/A	0.530	2017/08/17	0.085	2017/07/05	1,025,520,000	166,962,920	-	-	-	-
18114	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 I	HKD	-	-	0.630	0	0	N/A	0.280	2017/07/14	0.221	2017/07/11	720,000	171,710	-	-	-	-
23759	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 J	HKD	1.810	0.840	1.310	28,340,000	34,926,600	N/A	1.810	2017/08/17	0.660	2017/07/26	36,792,000	41,866,080	-	-	-	-
26415	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 K	HKD	1.280	0.460	0.830	78,150,000	65,650,125	N/A	1.280	2017/08/17	0.415	2017/07/28	82,892,000	67,900,575	-	-	-	-
28559	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 L	HKD	1.940	0.970	1.440	11,603,000	16,792,820	N/A	1.940	2017/08/17	0.970	2017/08/29	11,603,000	16,792,820	-	-	-	-
29439	Goldman Sachs SP (Asia) - Tencent European Wt Nov 2017 M	HKD	0.620	0.275	0.430	35,565,000	15,895,125	N/A	0.620	2017/08/17	0.275	2017/08/29	35,565,000	15,895,125	-	-	-	-
28920	Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 B	HKD	0.810	0.650	0.810	560,000	388,600	345,440,460	0.810	2017/08/25	0.091	2017/04/11	16,883,520,000	2,074,220,670	-	-	-	-
29435	Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 C	HKD	0.900	0.900	1.070	700,000	630,000	N/A	0.900	2017/08/03	0.131	2017/03/10	185,320,000	39,714,290	-	-	-	-
14716	Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 D	HKD	0.770	0.520	0.730	2,870,000	1,930,700	N/A	0.770	2017/08/17	0.110	2017/05/05	391,840,000	74,659,840	-	-	-	-
15826	Goldman Sachs SP (Asia) - Tencent European Wt Oct 2017 G	HKD	2.130	0.820	1.480	72,371,000	98,834,720	N/A	2.130	2017/08/17	0.220	2017/07/05	125,594,000	130,512,155	-	-	-	-
14961	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 C	HKD	1.160	1.160	1.260	690,000	800,400	5,416,948	1.160	2017/08/01	0.153	2017/01/04	306,530,000	78,980,290	0.171	2016/12/09	0.121	2016/12/23
26928	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 D	HKD	0.890	0.880	0.980	910,000	801,900	7,832,250	0.890	2017/08/01	0.089	2017/03/03	302,910,000	51,948,160	-	-	-	-
12194	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 F	HKD	0.920	0.740	0.840	110,000	91,200	N/A	0.920	2017/08/09	0.094	2017/04/11	16,491,270,000	1,903,968,810	-	-	-	-
14971	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 H	HKD	0.640	0.640	0.740	560,000	358,400	N/A	0.640	2017/08/01	0.106	2017/05/05	85,170,000	14,221,510	-	-	-	-
15824	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 I	HKD	2.570	1.040	1.810	37,880,000	57,844,560	N/A	2.570	2017/08/17	0.203	2017/07/05	143,245,000	122,298,932	-	-	-	-
16450	Goldman Sachs SP (Asia) - Tencent European Wt Sep 2017 J	HKD	4.920	3.390	4.460	118,000	487,300	N/A	4.920	2017/08/09	0.520	2017/07/05	29,545,000	31,281,460	-	-	-	-
28645	Goldman Sachs SP (Asia) - Tracker Fund European Wts Dec 17 A	HKD	0.520	0.510	0.510	30,000	15,450	3,366,544	0.520	2017/08/02	0.172	2017/02/03	120,465,000	25,691,380	0.290	2016/09/09	0.117	2016/06/28
17272	Goldman Sachs SP (Asia) -Sinopec Corp European Wts Jan 2018A	HKD	0.193	0.075	0.142	82,428,000	10,938,824	N/A	0.260	2017/07/04	0.075	2017/08/18	157,382,000	25,121,886	-	-	-	-
11532	Goldman Sachs SP (Asia) -Sinopec Corp European Wts Sep 2017A	HKD	0.062	0.012	0.035	27,442,000	962,268	N/A	0.405	2017/04/11	0.012	2017/08/18	291,734,000	57,250,286	-	-	-	-
13444	Goldman Sachs SP (Asia) -Tencent European Wt Aug 2017 A	HKD	1.000	0.770	0.960	10,360,000	8,303,000	540,278,783	1.000	2017/08/17	0.053	2017/01/04	51,252,680,000	4,833,850,990	0.199	2016/09/29	0.040	2016/12/23
11154	Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 A	HKD	1.390	1.290	1.370	40,000	54,600	2,714,192	1.390	2017/08/17	0.174	2017/01/04	205,460,000	53,397,760	0.420	2016/09/23	0.142	2016/12/28
12531	Goldman Sachs SP (Asia) -Tencent European Wt Sep 2017 B	HKD	-	-	1.220	0	0	1,713,513	1.040	2017/07/31	0.137	2017/01/04	268,030,000	50,890,520	0.340	2016/09/29	0.108	2016/12/23
27807	Haitong Int'l Sec - A50 China European Put Warrants Dec 17 A	HKD	-	-	0.015	0	0	2,452	0.062	2017/01/05	0.015	2017/05/10	4,052,000	124,516	0.173	2016/05/16	0.042	2016/11/29
14124	Haitong Int'l Sec - A50 China European Warrants Aug 2017 A	HKD	1.520	1.020	1.410	1,111,000	1,474,740	N/A	1.520	2017/08/03	0.200	2017/04/21	53,656,100	36,005,880	-	-	-	-
17072	Haitong Int'l Sec - A50 China European Warrants Dec 2017 B	HKD	0.950	0.485	0.870	64,342,000	51,146,310	N/A	0.950	2017/08/30	0.375	2017/07/05	88,569,800	65,514,834	-	-	-	-
14131	Haitong Int'l Sec - A50 China European Warrants Mar 2018 A	HKD	0.810	0.405	0.750	70,884,400	46,351,698	N/A	0.810	2017/08/29	0.185	2017/04/21	170,825,600	84,386,331	-	-	-	-
17073	Haitong Int'l Sec - A50 China European Warrants Mar 2018 B	HKD	0.630	0.315	0.560	86,072,000	45,096,585	N/A	0.630	2017/08/30	0.300	2017/07/04	108,795,800	54,778,987	-	-	-	-
14512	Haitong Int'l Sec - AAC Tech European Warrants Feb 2018 A	HKD	0.445	0.193	0.470	70,065,000	16,382,080	N/A	0.445	2017/08/29	0.100	2017/05/18	621,935,000	126,248,475	-	-	-	-
27395	Haitong Int'l Sec - AAC Tech European Warrants Feb 2018 B	HKD	0.330	0.121	0.315	390,450,000	63,248,750	N/A	0.330	2017/08/29	0.121	2017/08/11	390,450,000	63,248,750	-	-	-	-
14513	Haitong Int'l Sec - AAC Tech European Warrants Jan 2018 A	HKD	0.550	0.265	0.540	28,925,000	10,583,650	N/A	0.550	2017/08/28	0.136	2017/05/18	388,010,000	94,895,245	-	-	-	-
27399	Haitong Int'l Sec - AAC Tech European Warrants Jul 2018 A	HKD	0.475	0.211	0.465	515,600,000	134,262,850	N/A	0.475	2017/08/30	0.211	2017/08/11	515,600,000	134,262,850	-	-	-	-
14507	Haitong Int'l Sec - AAC Tech European Warrants Nov 2017 A	HKD	0.455	0.141	0.445	38,600,000	8,043,540	N/A	0.455	2017/08/31	0.082	2017/05/18	312,975,000	61,039,225	-	-	-	-
27937	Haitong Int'l Sec - Agile Ppt European Warrants Sep 2017 A	HKD	4.160	3.140	4.540	46,000	179,700	2,178,540	4.160	2017/08/28	0.395	2017/02/21	31,074,000	23,786,220	-	-	-	-
29793	Haitong Int'l Sec - Agricultural Bk European Warrants Dec17A	HKD	0.250	0.140	0.189	57,346,000	10,981,355	N/A	0.285	2017/03/16	0.136	2017/07/10	90,670,000	17,844,522	-	-	-	-
29780	Haitong Int'l Sec - Agricultural Bk European Warrants Jan18A	HKD	0.192	0.084	0.150	174,302,000	26,956,246	N/A	0.192	2017/08/28	0.082	2017/07/10	195,011,000	29,613,888	-	-	-	-
29266	Haitong Int'l Sec - AIA European Put Warrants Aug 2017 B	HKD	-	-	0.015	0	0	N/A	0.188	2017/03/14	0.035	2017/04/27	168,798,000	27,271,880	-	-	-	-
28909	Haitong Int'l Sec - AIA European Warrants Aug 2017 A	HKD	-	-	0.570	0	0	38,454,189	0.500	2017/06/22	0.062	2017/04/19	2,163,968,000	257,141,416	-	-	-	-
22213	Haitong Int'l Sec - AIA European Warrants Dec 2017 A	HKD	0.300	0.124	0.174	402,210,000	67,243,708	N/A	0.300	2017/08/01	0.124	2017/08/21	637,710,000	119,036,962	-	-	-	-
28650	Haitong Int'l Sec - AIA European Warrants Dec 2017 B	HKD	0.152	0.060	0.085	650,566,000	75,200,258	N/A	0.152	2017/08/08	0.060	2017/08/21	650,566,000	75,200,258	-	-	-	-
28958	Haitong Int'l Sec - AIA European Warrants Oct 2017 A	HKD	0.560	0.270	0.385	207,944,000	79,393,270	29,562,905	0.560	2017/08/02	0.120	2017/03/13	886,780,000	238,921,378	-	-	-	-
12673	Haitong Int'l Sec - Air China European Warrants Nov 2017 A	HKD	0.097	0.050	0.062	138,120,000	10,126,740	7,167,993	0.174	2017/06/08	0.049	2017/03/09	418,900,000	43,805,400	0.072	2016/12/02	0.061	2016/12/14
24148	Haitong Int'l Sec - Ali Pictures European Warrants Oct 2017A	HKD	0.139	0.031	0.040	56,680,000	4,497,080	1,089,282	0.300	2017/01/25	0.031	2017/08/31	76,330,000	6,585,890	-	-	-	-
26584	Haitong Int'l Sec - Angang Steel European Warrants Dec 2018A	HKD	0.205	0.124	0.175	208,078,000	33,549,578	11,305,790	0.255	2017/02/22	0.104	2017/05/19	467,434,000	70,305,142	-	-	-	-
17926	Haitong Int'l Sec - Anhui Conch European Warrants Oct 2017 A	HKD	0.710	0.560	0.660	570,000	374,350	1,215,450	0.710	2017/08/01	0.295	2017/01/10	34,155,000	13,996,575	-	-	-	-
25515	Haitong Int'l Sec - Anhui Conch European Warrants Sep 2017 A	HKD	0.107	0.023	0.037	16,400,000	813,435	6,423,961	0.280	2017/02/23	0.023	2017/08/18	437,950,000	56,484,800	-	-	-	-
11143	Haitong Int'l Sec - Anta Sports European Warrants Jun 2018 A	HKD	0.390	0.325	0.335	6,282,000	2,120,680	N/A	0.390	2017/08/25	0.325	2017/08/31	6,282,000	2,120,680	-	-	-	-
27323	Haitong Int'l Sec - ASM Pacific European Warrants Dec 2017 A	HKD	0.081	0.041	0.048	74,878,000	4,985,963	N/A	0.081	2017/08/01	0.041	2017/08/25	74,878,000	4,985,963	-	-	-	-
26266	Haitong Int'l Sec - Avichina European Warrants Jun 2020 A	HKD	0.250	0.223	0.227	42,680,000	9,969,870	N/A	0.250	2017/08/10	0.223	2017/08/21	54,310,000	12,726,990	-	-	-	-
27232	Haitong Int'l Sec - Avichina European Warrants Sep 2017 A	HKD	0.010	0.010	0.010	2,785,000	27,850	380,379	0.103	2017/01/23	0.010	2017/08/10	113,755,000	7,516,898	0.270	2016/04/12	0.077	2016/12/28
28657	Haitong Int'l Sec - BAIC Motor European Warrants Mar 2018 A	HKD	0.055	0.034	0.042	38,030,000	1,641,895	2,237,318	0.219	2017/02/24	0.034	2017/08/25	130,395,000	14,725,790	-	-	-	-
25520	Haitong Int'l Sec - BBMG European Warrants Aug 2017 A	HKD	0.360	0.015	0.042	30,991,000	5,699,922	17,959,858	1.440	2017/04/06	0.015	2017/08/14	201,221,000	109,908,054	-	-	-	-
13515	Haitong Int'l Sec - BBMG European Warrants Dec 2018 A	HKD	0.113	0.091	0.091	47,820,000	4,739,060	N/A	0.280	2017/04/11	0.090	2017/07/21	245,790,000	31,227,140	-	-	-	-
27377	Haitong Int'l Sec - BBMG European Warrants Feb 2018 A	HKD	0.760	0.495	0.495	32,429,000	19,750,085	N/A	0.760	2017/08/08	0.495	2017/08/31	32,429,000	19,750,085	-	-	-	-
23527	Haitong Int'l Sec - BEA European Put Warrants Dec 2017 A	HKD	0.049	0.021	0.021	44,566,000	1,838,022	4,271,875	0.211	2017/02/07	0.021	2017/08/30	337,136,000	39,858,108	-	-	-	-
28886	Haitong Int'l Sec - BEA European Warrants Oct 2017 A	HKD	0.090	0.031	0.083	127,846,000	7,293,320	3,420,237	0.215	2017/03/02	0.031	2017/08/25	261,488,000	20,522,246	-	-	-	-
29297	Haitong Int'l Sec - BJ Ent Water European Warrants Aug 2019A	HKD	0.229	0.212	0.219	19,522,000	4,336,864	N/A	0.255	2017/04/10	0.178	2017/06/14	288,844,000	60,157,108	-	-	-	-
12126	Haitong Int'l Sec - BJ Ent Water European Warrants Oct 2019A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29943	Haitong Int'l Sec - BOC HK European Put Warrants Mar 2018 A	HKD	-	-	0.016	0	0	N/A	0.224	2017/03/14	0.013	2017/07/11	173,270,000	16,137,540	-	-	-	-
28819	Haitong Int'l Sec - BOC HK European Warrants Apr 2018 A	HKD	0.270	0.168	0.222	254,580,000	56,248,380	N/A	0.270	2017/08/28	0.168	2017/08/18	254,580,000	56,248,380	-	-	-	-
11332	Haitong Int'l Sec - BOC HK European Warrants Jan 2018 A	HKD	0.340	0.248	0.285	17,310,000	4,976,525	N/A	0.340	2017/08/28	0.248	2017/08/31	17,310,000	4,976,525	-	-	-	-
17974	Haitong Int'l Sec - BOC HK European Warrants Mar 2018 B	HKD	0.280	0.164	0.214	384,340,000	88,721,770	N/A	0.280	2017/08/01	0.162	2017/07/21	481,440,000	106,152,790	-	-	-	-
29944	Haitong Int'l Sec - BOC HK European Warrants Nov 2017 A	HKD	0.750	0.480	0.700	5,655,000	3,576,450	N/A	0.750	2017/08/30	0.137	2017/04/24	143,485,000	39,134,655	-	-	-	-
11059	Haitong Int'l Sec - BOCL European Warrants Aug 2018 A	HKD	0.330	0.178	0.285	397,700,000	106,417,539	N/A	0.330	2017/08/31	0.143	2017/07/07	502,980,000	132,192,575	-	-	-	-
14501	Haitong Int'l Sec - BOCL European Warrants Dec 2017 A	HKD	0.390	0.175	0.340	49,006,000	12,424,124	N/A	0.390	2017/08/28	0.162	2017/07/21	63,170,000	15,183,562	-	-	-	-
14115	Haitong Int'l Sec - BOCL European Warrants Jan 2018 A	HKD	0.315	0.154	0.260	190,298,000	45,579,600	N/A	0.315	2017/08/30	0.142	2017/07/24	319,262,000	66,748,521	-	-	-	-
28659	Haitong Int'l Sec - BOCL European Warrants Nov 2017 A	HKD	0.102	0.026	0.082	509,577,000	35,760,549	34,653,414	0.205	2017/02/23	0.025	2017/07/10	2,963,290,000	230,130,879	-	-	-	-
20967	Haitong Int'l Sec - BOCL European Warrants Sep 2017 A	HKD	0.510	0.175	0.420	56,531,000	16,853,933	4,720,149	0.510	2017/08/28	0.175	2017/08/11	173,152,000	44,909,034	-	-	-	-
24162	Haitong Int'l Sec - Brilliance Chi European Warrants Jan 18A	HKD	0.810	0.570	0.700	3,440,000	2,336,000	4,405,500	0.810	2017/08/08	0.178	2017/04/24	102,440,000	28,145,000	-	-	-	-
29913	Haitong Int'l Sec - BYD Electronic European Warrants Feb 18A	HKD	0.380	0.249	0.285	77,265,000	23,611,790	N/A	0.380	2017/08/28	0.249	2017/08/30	77,265,000	23,611,790	-	-	-	-
29915	Haitong Int'l Sec - BYD Electronic European Warrants Jun 18A	HKD	0.450	0.325	0.415	38,455,000	14,934,550	N/A	0.450	2017/08/28	0.325	2017/08/29	38,455,000	14,934,550	-	-	-	-
14933	Haitong Int'l Sec - BYD European Put Warrants Oct 2017 A	HKD	0.119	0.056	0.087	49,465,000	4,108,475	5,128,042	0.660	2017/01/04	0.056	2017/08/28	179,510,000	41,651,975	0.720	2016/12/28	0.600	2016/12/09
11677	Haitong Int'l Sec - BYD European Warrants Dec 2018 A	HKD	0.200	0.170	0.200	65,000	11,245	343,938	0.200	2017/08/25	0.074	2017/01/24	27,840,000	2,308,630	0.230	2016/09/07	0.080	2016/12/29
14034	Haitong Int'l Sec - BYD European Warrants Feb 2018 A	HKD	0.071	0.053	0.053	2,120,000	121,470	44,179	0.081	2017/06/22	0.053	2017/08/30	5,225,000	336,140	0.138	2016/11/08	0.064	2016/12/23
16597	Haitong Int'l Sec - BYD European Warrants Mar 2018 A	HKD	0.415	0.238	0.250	82,160,000	29,367,175	N/A	0.600	2017/06/14	0.238	2017/08/30	213,515,000	87,205,500	-	-	-	-
28648	Haitong Int'l Sec - BYD European Warrants Mar 2018 B	HKD	0.630	0.425	0.430	48,780,000	26,034,975	N/A	0.630	2017/08/08	0.425	2017/08/30	48,780,000	26,034,975	-	-	-	-
28884	Haitong Int'l Sec - BYD European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	74,042	0.048	2017/02/09	0.013	2017/05/17	163,500,000	6,498,550	0.181	2016/09/07	0.031	2016/12/28
29159	Haitong Int'l Sec - BYD European Warrants Sep 2017 B	HKD	0.026	0.010	0.010	1,795,000	39,270	N/A	0.295	2017/03/02	0.010	2017/08/10	435,715,000	60,347,800	-	-	-	-
27136	Haitong Int'l Sec - C Transmission European Wts Jan 2018 A	HKD	0.191	0.179	0.179	25,344,000	4,711,277	994,929	0.385	2017/02/03	0.176	2017/04/25	32,095,000	6,207,696	0.455	2016/11/28	0.179	2016/06/13
17074	Haitong Int'l Sec - CAM CSI300 European Warrants Apr 2018 A	HKD	0.355	0.217	0.325	36,142,000	9,431,382	N/A	0.355	2017/08/30	0.217	2017/08/11	72,044,000	18,192,798	-	-	-	-
17078	Haitong Int'l Sec - CAM CSI300 European Warrants Jun 2018 A	HKD	0.310	0.242	0.300	2,212,000	576,730	N/A	0.310	2017/08/29	0.220	2017/07/18	47,368,000	11,329,720	-	-	-	-
23649	Haitong Int'l Sec - Car Inc European Warrants Dec 2017 A	HKD	0.039	0.032	0.034	6,000,000	199,980	1,700,030	0.143	2017/02/09	0.032	2017/08/01	176,090,000	11,604,490	-	-	-	-
28639	Haitong Int'l Sec - Car Inc European Warrants May 2018 A	HKD	0.072	0.050	0.057	57,000,000	3,485,480	1,789,083	0.137	2017/02/23	0.050	2017/08/16	171,020,000	14,251,310	-	-	-	-
29774	Haitong Int'l Sec - Cathay Pacific European Warrants Dec18 A	HKD	0.226	0.154	0.162	79,208,000	14,328,157	N/A	0.260	2017/07/11	0.153	2017/05/16	368,476,000	77,473,067	-	-	-	-
12134	Haitong Int'l Sec - CC Bank European Put Warrants Mar 2018 B	HKD	0.295	0.295	0.295	160,000	47,200	N/A	0.295	2017/08/31	0.295	2017/08/31	160,000	47,200	-	-	-	-
13792	Haitong Int'l Sec - CC Bank European Warrants Aug 2017 A	HKD	0.234	0.037	0.065	20,761,000	3,271,935	N/A	0.234	2017/08/07	0.027	2017/07/05	2,636,281,000	348,122,432	-	-	-	-
14112	Haitong Int'l Sec - CC Bank European Warrants Dec 2017 A	HKD	0.530	0.178	0.360	1,836,492,000	582,908,054	N/A	0.530	2017/08/30	0.107	2017/07/07	2,288,065,000	688,513,642	-	-	-	-
28636	Haitong Int'l Sec - CC Bank European Warrants Feb 2018 A	HKD	0.750	0.325	0.590	218,282,000	93,086,305	N/A	0.750	2017/08/28	0.325	2017/08/11	218,282,000	93,086,305	-	-	-	-
28638	Haitong Int'l Sec - CC Bank European Warrants Mar 2018 A	HKD	0.395	0.174	0.245	1,026,460,000	304,952,059	N/A	0.395	2017/08/30	0.174	2017/08/11	1,026,460,000	304,952,059	-	-	-	-
12135	Haitong Int'l Sec - CC Bank European Warrants Mar 2018 C	HKD	0.560	0.520	0.520	552,000	297,790	N/A	0.560	2017/08/31	0.520	2017/08/31	552,000	297,790	-	-	-	-
28905	Haitong Int'l Sec - CC Bank European Warrants Nov 2017 A	HKD	0.201	0.048	0.112	5,047,100,000	529,819,767	205,538,250	0.212	2017/02/28	0.027	2017/07/10	10,920,278,000	1,233,272,323	-	-	-	-
11673	Haitong Int'l Sec - CC Bank European Warrants Sep 2017 A	HKD	0.560	0.093	0.280	413,323,000	103,388,038	46,533,376	0.560	2017/08/28	0.045	2017/07/10	2,460,733,000	479,829,508	0.340	2016/09/22	0.086	2016/12/23
15468	Haitong Int'l Sec - CC Bank European Warrants Sep 2017 B	HKD	0.830	0.243	0.830	37,693,000	16,891,935	16,038,385	0.830	2017/08/30	0.110	2017/07/07	1,279,421,000	363,037,809	0.340	2016/12/30	0.176	2016/12/23
12142	Haitong Int'l Sec - CC Bank European Warrants Sep 2018 A	HKD	0.335	0.310	0.315	18,892,000	6,254,390	N/A	0.335	2017/08/31	0.310	2017/08/31	18,892,000	6,254,390	-	-	-	-
28891	Haitong Int'l Sec - CGN Power European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,004,917	0.300	2017/02/27	0.010	2017/07/31	79,006,000	12,030,068	-	-	-	-
14478	Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2017A	HKD	0.080	0.052	0.059	256,860,000	17,619,120	N/A	0.146	2017/04/26	0.052	2017/08/11	557,020,000	44,670,030	-	-	-	-
26233	Haitong Int'l Sec - Ch Comm Cons European Warrants Nov 2018A	HKD	0.155	0.116	0.120	285,520,000	37,540,150	N/A	0.162	2017/07/27	0.116	2017/08/11	316,320,000	42,212,610	-	-	-	-
26780	Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2017A	HKD	0.185	0.141	0.154	22,330,000	3,704,180	2,254,640	0.250	2017/03/02	0.116	2017/01/04	213,840,000	39,474,740	0.295	2016/04/29	0.104	2016/12/23
29312	Haitong Int'l Sec - Ch Comm Cons European Warrants Oct 2019A	HKD	0.217	0.177	0.191	404,570,000	79,356,910	N/A	0.295	2017/04/06	0.177	2017/08/11	873,310,000	181,604,500	-	-	-	-
28192	Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017A	HKD	0.042	0.013	0.014	40,250,000	1,356,650	8,483,725	0.153	2017/03/23	0.013	2017/08/30	881,390,000	70,158,610	0.174	2016/08/15	0.048	2016/12/22
29795	Haitong Int'l Sec - Ch Comm Cons European Warrants Sep 2017B	HKD	0.024	0.015	0.015	200,000	3,450	N/A	0.570	2017/03/23	0.015	2017/08/07	99,735,000	26,105,895	-	-	-	-
28670	Haitong Int'l Sec - Ch LongYuan European Warrants Aug 2018 A	HKD	0.131	0.102	0.103	83,480,000	9,537,450	4,537,942	0.207	2017/03/08	0.096	2017/07/12	263,210,000	34,476,310	0.255	2016/09/07	0.148	2016/12/23
29307	Haitong Int'l Sec - Ch LongYuan European Warrants May 2019 A	HKD	0.129	0.114	0.116	12,860,000	1,551,010	N/A	0.280	2017/03/07	0.114	2017/08/28	54,430,000	7,496,260	-	-	-	-
25519	Haitong Int'l Sec - Ch Molybdenum European Warrants Aug 17 A	HKD	1.610	1.420	1.460	3,660,000	5,643,330	4,385,171	1.610	2017/08/02	0.180	2017/04/28	59,721,000	33,314,571	-	-	-	-
29163	Haitong Int'l Sec - Ch Molybdenum European Warrants Sep 17 A	HKD	0.940	0.234	0.630	28,938,000	17,329,410	N/A	0.940	2017/08/02	0.070	2017/04/19	183,144,000	60,211,803	-	-	-	-
12689	Haitong Int'l Sec - Ch Oilfield European Warrants Sep 2018 A	HKD	0.135	0.095	0.100	69,320,000	8,041,200	4,104,893	0.305	2017/01/26	0.095	2017/08/28	196,840,000	25,028,100	0.315	2016/10/05	0.226	2016/09/06
17509	Haitong Int'l Sec - Ch Overseas European Warrants Aug 2017 A	HKD	0.600	0.470	0.680	2,320,000	1,320,600	2,446,033	0.630	2017/07/27	0.174	2017/05/08	103,560,000	33,497,500	-	-	-	-
29149	Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 A	HKD	0.320	0.152	0.295	42,702,000	9,952,560	N/A	0.320	2017/08/25	0.065	2017/05/18	515,334,000	91,774,930	-	-	-	-
28157	Haitong Int'l Sec - Ch Overseas European Warrants Dec 2017 B	HKD	0.242	0.075	0.174	425,960,000	49,121,040	N/A	0.242	2017/08/25	0.075	2017/08/18	425,960,000	49,121,040	-	-	-	-
28202	Haitong Int'l Sec - Ch Overseas European Warrants Feb 2018 A	HKD	0.203	0.088	0.118	284,440,000	37,978,060	N/A	0.203	2017/08/07	0.088	2017/08/18	284,440,000	37,978,060	-	-	-	-
29146	Haitong Int'l Sec - Ch Overseas European Warrants Oct 2017 A	HKD	0.415	0.120	0.310	37,140,000	7,725,680	N/A	0.415	2017/08/25	0.053	2017/05/18	440,100,000	61,819,260	-	-	-	-
22926	Haitong Int'l Sec - Ch South City European Warrants Jan 18 A	HKD	0.170	0.077	0.078	310,000	51,770	946,087	0.410	2017/01/18	0.077	2017/08/31	37,664,000	6,112,864	-	-	-	-
27511	Haitong Int'l Sec - Ch South City European Warrants Jun 18 A	HKD	0.360	0.270	0.295	11,768,000	3,814,590	N/A	0.360	2017/08/02	0.270	2017/08/18	11,768,000	3,814,590	-	-	-	-
12678	Haitong Int'l Sec - Ch Southern Air European Warrants Dec18A	HKD	0.163	0.137	0.152	180,180,000	26,687,560	15,180,657	0.211	2017/06/26	0.096	2017/02/07	575,040,000	91,313,820	0.186	2016/08/29	0.102	2016/12/19
27482	Haitong Int'l Sec - Ch Unicom European Warrants Feb 2018 A	HKD	1.220	0.370	0.445	249,024,000	163,048,220	N/A	1.220	2017/08/21	0.370	2017/08/29	249,024,000	163,048,220	-	-	-	-
27591	Haitong Int'l Sec - Ch Unicom European Warrants Nov 2017 A	HKD	0.242	0.159	0.165	19,540,000	3,636,180	25,815,713	0.242	2017/08/22	0.060	2017/01/16	1,777,800,000	173,116,640	0.148	2016/09/23	0.061	2016/11/16
14107	Haitong Int'l Sec - Ch Unicom European Warrants Sep 2017 A	HKD	1.160	0.135	0.155	138,888,000	47,822,004	N/A	1.160	2017/08/21	0.135	2017/08/29	387,326,000	133,026,554	-	-	-	-
25556	Haitong Int'l Sec - CHALCO European Warrants Aug 2017 A	HKD	-	-	0.090	0	0	2,704,865	0.500	2017/02/15	0.022	2017/06/27	135,662,000	22,918,750	-	-	-	-
29187	Haitong Int'l Sec - CHALCO European Warrants Mar 2018 A	HKD	0.980	0.670	0.970	63,890,000	52,135,380	N/A	0.980	2017/08/31	0.670	2017/08/24	63,890,000	52,135,380	-	-	-	-
28183	Haitong Int'l Sec - Chi Res Land European Warrants Jul 2018A	HKD	0.213	0.134	0.212	82,580,000	14,884,080	N/A	0.213	2017/08/08	0.134	2017/08/18	82,580,000	14,884,080	-	-	-	-
27924	Haitong Int'l Sec - Chi Res Land European Warrants Nov 2017A	HKD	0.185	0.083	0.164	220,460,000	25,392,360	8,620,200	0.260	2017/07/27	0.082	2017/05/05	400,020,000	56,704,880	-	-	-	-
22642	Haitong Int'l Sec - China Agri European Warrants Aug 2017 A	HKD	0.022	0.019	0.019	220,000	4,690	2,497,738	0.730	2017/02/15	0.019	2017/08/09	92,259,000	17,455,810	-	-	-	-
28363	Haitong Int'l Sec - China Cinda European Warrants Aug 2017 A	HKD	0.390	0.077	0.082	1,251,000	326,851	1,363,323	0.390	2017/08/07	0.057	2017/07/11	93,389,000	25,101,110	-	-	-	-
26564	Haitong Int'l Sec - China Cinda European Warrants Mar 2018 A	HKD	0.430	0.136	0.136	118,794,000	36,327,007	N/A	0.430	2017/08/07	0.136	2017/08/31	119,680,000	36,621,417	-	-	-	-
26565	Haitong Int'l Sec - China Cinda European Warrants May 2018 A	HKD	0.325	0.085	0.088	114,664,000	23,335,894	N/A	0.325	2017/08/02	0.085	2017/08/31	115,820,000	23,681,174	-	-	-	-
29160	Haitong Int'l Sec - China Cinda European Warrants Sep 2017 A	HKD	0.186	0.011	0.011	99,947,000	11,854,496	N/A	0.295	2017/03/17	0.011	2017/08/31	244,882,000	28,297,033	-	-	-	-
28655	Haitong Int'l Sec - China Coal European Warrants Feb 2018 A	HKD	0.385	0.206	0.230	44,476,000	11,185,131	N/A	0.385	2017/08/09	0.206	2017/08/29	44,476,000	11,185,131	-	-	-	-
27507	Haitong Int'l Sec - China Coal European Warrants Nov 2017 A	HKD	0.395	0.158	0.223	106,627,000	27,284,686	N/A	0.395	2017/08/04	0.158	2017/08/24	106,627,000	27,284,686	-	-	-	-
14194	Haitong Int'l Sec - China Dongxiang European Warrants Aug17A	HKD	-	-	0.018	0	0	46,178	0.108	2017/03/14	0.046	2017/04/18	3,374,000	294,019	0.211	2016/11/18	0.201	2016/11/23
27333	Haitong Int'l Sec - China East Air European Warrants Apr18 A	HKD	0.044	0.036	0.042	6,660,000	260,060	403,403	0.086	2017/03/23	0.036	2017/08/10	46,020,000	2,455,480	0.163	2016/04/20	0.042	2016/11/02
29181	Haitong Int'l Sec - China EB Int'l European Warrants Aug 18A	HKD	0.300	0.255	0.260	1,635,000	453,200	N/A	0.300	2017/08/15	0.255	2017/08/31	1,635,000	453,200	-	-	-	-
22568	Haitong Int'l Sec - China EB Ltd European Warrants Dec 2017A	HKD	0.280	0.156	0.180	32,210,000	6,111,508	5,526,236	0.280	2017/08/07	0.147	2017/03/31	195,438,000	38,595,272	-	-	-	-
24012	Haitong Int'l Sec - China Gas Hold European Warrants Dec 17A	HKD	0.930	0.930	0.910	148,000	137,640	1,316,009	0.930	2017/08/31	0.214	2017/02/16	40,408,000	11,333,080	-	-	-	-
29939	Haitong Int'l Sec - China Gas Hold European Warrants Nov 17A	HKD	0.530	0.420	0.530	8,920,000	4,012,100	N/A	0.530	2017/08/02	0.048	2017/05/15	137,040,000	20,375,080	-	-	-	-
26603	Haitong Int'l Sec - China Hongqiao European Warrants Dec18A	HKD	-	-	0.200	0	0	33,915	0.270	2017/02/20	0.228	2017/03/09	870,000	206,140	-	-	-	-
29905	Haitong Int'l Sec - China Huarong European Warrants Feb 18 A	HKD	0.315	0.280	0.280	2,276,000	662,210	N/A	0.315	2017/08/28	0.280	2017/08/25	2,276,000	662,210	-	-	-	-
16511	Haitong Int'l Sec - China Life European Put Warrants Jan18A	HKD	0.245	0.131	0.149	127,050,000	21,772,900	N/A	0.245	2017/08/18	0.126	2017/07/17	428,610,000	76,760,580	-	-	-	-
27411	Haitong Int'l Sec - China Life European Put Warrants Oct 17A	HKD	0.056	0.019	0.023	57,960,000	2,446,070	29,404,740	0.176	2017/02/17	0.010	2017/07/17	1,952,450,000	218,235,140	-	-	-	-
28373	Haitong Int'l Sec - China Life European Put Warrants Sep 17B	HKD	0.042	0.022	0.024	36,600,000	1,177,940	1,265,953	0.118	2017/03/01	0.020	2017/05/26	176,240,000	10,026,080	-	-	-	-
13077	Haitong Int'l Sec - China Life European Warrants Aug 2017 A	HKD	0.152	0.010	0.010	157,230,000	15,953,950	N/A	0.200	2017/07/17	0.010	2017/08/22	11,630,580,000	1,114,451,670	-	-	-	-
15465	Haitong Int'l Sec - China Life European Warrants Dec 2017 A	HKD	0.214	0.074	0.145	2,956,240,000	321,545,710	144,492,485	0.265	2017/02/21	0.074	2017/08/18	18,514,710,000	2,898,056,060	0.114	2016/12/30	0.105	2016/12/29
28366	Haitong Int'l Sec - China Life European Warrants Dec 2017 B	HKD	0.116	0.036	0.066	2,482,717,000	192,399,478	121,345,957	0.195	2017/02/21	0.036	2017/08/21	7,486,122,000	833,727,606	-	-	-	-
14485	Haitong Int'l Sec - China Life European Warrants Dec 2017 C	HKD	0.250	0.105	0.201	2,090,140,000	291,371,700	N/A	0.300	2017/05/31	0.105	2017/08/18	2,234,350,000	320,008,010	-	-	-	-
16509	Haitong Int'l Sec - China Life European Warrants Mar 2018 A	HKD	0.120	0.053	0.089	1,405,190,000	131,997,640	N/A	0.151	2017/06/12	0.053	2017/08/18	1,603,940,000	151,489,090	-	-	-	-
16510	Haitong Int'l Sec - China Life European Warrants Mar 2018 B	HKD	0.214	0.098	0.156	5,477,094,000	803,784,020	N/A	0.246	2017/06/12	0.098	2017/08/18	5,730,534,000	847,995,588	-	-	-	-
27392	Haitong Int'l Sec - China Life European Warrants Nov 2017 A	HKD	0.141	0.044	0.089	1,634,280,000	178,075,550	130,542,507	0.265	2017/02/15	0.044	2017/08/21	10,025,330,000	1,706,204,800	-	-	-	-
12942	Haitong Int'l Sec - China Life European Warrants Oct 2018 A	HKD	0.495	0.325	0.450	34,230,000	13,977,000	7,389,750	0.540	2017/07/17	0.260	2017/01/04	344,270,000	109,697,800	0.375	2016/11/30	0.181	2016/10/31
11432	Haitong Int'l Sec - China Life European Warrants Sep 2017 A	HKD	-	-	0.830	0	0	33,267	0.650	2017/03/14	0.395	2017/01/04	760,000	379,300	0.485	2016/12/12	0.209	2016/08/04
29911	Haitong Int'l Sec - China Life European Warrants Sep 2018 A	HKD	0.330	0.249	0.295	11,546,000	3,365,178	N/A	0.330	2017/08/28	0.249	2017/08/24	11,546,000	3,365,178	-	-	-	-
29158	Haitong Int'l Sec - China Mobile European Warrants Aug 2017A	HKD	0.015	0.011	0.019	230,000	3,050	N/A	0.270	2017/03/21	0.011	2017/08/09	20,292,265,000	2,475,397,395	-	-	-	-
16806	Haitong Int'l Sec - China Mobile European Warrants Oct 2017A	HKD	0.300	0.090	0.150	47,915,000	8,710,400	N/A	0.300	2017/08/10	0.064	2017/07/07	606,580,000	72,491,025	-	-	-	-
26989	Haitong Int'l Sec - China Mobile European Warrants Sep 2017A	HKD	0.038	0.010	0.010	772,865,000	17,729,465	109,943,633	0.241	2017/02/13	0.010	2017/08/15	10,822,090,000	1,657,527,495	-	-	-	-
14476	Haitong Int'l Sec - China Mobile European Warrants Sep 2017B	HKD	0.145	0.014	0.014	9,765,485,000	510,974,725	N/A	0.153	2017/04/26	0.014	2017/08/31	16,310,605,000	1,208,054,865	-	-	-	-
11132	Haitong Int'l Sec - China Mobile European Wts Feb 2018 A	HKD	0.186	0.150	0.168	1,334,245,000	227,036,615	N/A	0.186	2017/08/29	0.150	2017/08/25	1,334,245,000	227,036,615	-	-	-	-
24893	Haitong Int'l Sec - China Mobile European Wts Jan 2018 A	HKD	0.495	0.245	0.410	735,090,000	237,344,390	N/A	0.495	2017/08/22	0.245	2017/08/03	964,235,000	298,783,490	-	-	-	-
24897	Haitong Int'l Sec - China Mobile European Wts Jan 2018 B	HKD	0.330	0.162	0.220	4,480,035,000	964,084,435	N/A	0.330	2017/08/11	0.162	2017/08/03	5,291,735,000	1,125,906,810	-	-	-	-
11131	Haitong Int'l Sec - China Mobile European Wts May 2018 A	HKD	0.335	0.290	0.315	615,640,000	189,295,050	N/A	0.335	2017/08/31	0.290	2017/08/28	615,640,000	189,295,050	-	-	-	-
22964	Haitong Int'l Sec - China Power European Warrants Dec 2017 A	HKD	0.162	0.102	0.117	23,138,000	3,185,954	1,047,446	0.430	2017/03/21	0.102	2017/08/29	40,144,000	8,825,359	-	-	-	-
14932	Haitong Int'l Sec - China Railway European Warrants Dec 17 A	HKD	0.015	0.015	0.017	1,000,000	15,000	3,251,712	0.093	2017/03/24	0.015	2017/08/04	500,840,000	26,865,050	0.115	2016/12/09	0.078	2016/12/23
28630	Haitong Int'l Sec - China Railway European Warrants Oct 17 A	HKD	0.048	0.017	0.029	11,664,000	355,489	4,079,897	0.650	2017/03/24	0.017	2017/08/29	207,995,000	29,897,079	-	-	-	-
29298	Haitong Int'l Sec - China Railway European Warrants Oct 19 A	HKD	0.175	0.134	0.155	103,580,000	15,655,260	N/A	0.260	2017/03/10	0.134	2017/08/25	284,370,000	49,494,290	-	-	-	-
26600	Haitong Int'l Sec - China Shenhua European Put Wts Dec17A	HKD	0.041	0.023	0.023	16,545,000	530,345	7,667,317	0.241	2017/02/09	0.023	2017/08/31	422,680,000	61,405,590	-	-	-	-
13593	Haitong Int'l Sec - China Shenhua European Warrants Dec 17 B	HKD	0.420	0.227	0.335	214,665,000	69,674,035	N/A	0.420	2017/08/02	0.121	2017/05/11	992,410,000	217,975,540	-	-	-	-
28241	Haitong Int'l Sec - China Shenhua European Warrants Jan 18A	HKD	0.230	0.083	0.097	825,710,000	98,842,605	N/A	0.230	2017/08/07	0.083	2017/08/29	825,710,000	98,842,605	-	-	-	-
29190	Haitong Int'l Sec - China Shenhua European Warrants Jun 18 A	HKD	0.246	0.144	0.162	282,720,000	47,007,965	N/A	0.246	2017/08/14	0.144	2017/08/29	282,720,000	47,007,965	-	-	-	-
29309	Haitong Int'l Sec - China Shenhua European Warrants Oct 17 A	HKD	0.830	0.700	0.730	3,170,000	2,480,550	N/A	0.830	2017/08/02	0.138	2017/03/10	57,880,000	17,767,170	-	-	-	-
14036	Haitong Int'l Sec - China Shenhua European Warrants Sep 17 A	HKD	0.570	0.445	0.530	4,500,000	2,347,300	6,614,836	0.570	2017/08/02	0.055	2017/03/10	444,010,000	57,086,690	0.270	2016/11/04	0.067	2016/12/23
29436	Haitong Int'l Sec - China State Con European Warrants Dec17A	HKD	0.219	0.117	0.119	35,168,000	4,969,730	5,242,249	0.390	2017/04/03	0.117	2017/08/24	149,972,000	31,798,176	0.350	2016/11/23	0.157	2016/08/22
21304	Haitong Int'l Sec - China State Con European Warrants Dec17B	HKD	0.101	0.043	0.050	22,470,000	1,803,128	7,890,737	0.250	2017/03/24	0.043	2017/08/22	369,412,000	51,206,474	-	-	-	-
27378	Haitong Int'l Sec - China Taiping European Warrants Sep 17 A	HKD	0.410	0.174	0.218	23,660,000	6,159,990	7,560,724	0.410	2017/08/02	0.072	2017/07/04	293,790,000	49,288,768	-	-	-	-
13568	Haitong Int'l Sec - China Telecom European Warrants Jan 18 A	HKD	0.173	0.109	0.171	68,496,000	9,591,010	N/A	0.229	2017/04/12	0.109	2017/08/18	75,136,000	10,713,912	-	-	-	-
28962	Haitong Int'l Sec - China Telecom European Warrants Jan 18 B	HKD	0.295	0.151	0.280	94,852,000	17,280,172	N/A	0.295	2017/08/31	0.151	2017/08/17	94,852,000	17,280,172	-	-	-	-
29265	Haitong Int'l Sec - China Telecom European Warrants Sep 17 A	HKD	0.099	0.036	0.095	107,448,000	5,844,754	N/A	0.209	2017/03/21	0.036	2017/08/18	226,984,000	22,545,762	-	-	-	-
22624	Haitong Int'l Sec - China Travel HK European Warrants Dec17A	HKD	0.189	0.118	0.188	21,680,000	2,922,540	1,213,253	0.405	2017/02/15	0.118	2017/08/25	42,878,000	9,026,518	-	-	-	-
15573	Haitong Int'l Sec - China Vanke European Warrants Sep 2017 A	HKD	0.244	0.116	0.203	44,832,000	8,203,762	10,950,402	0.380	2017/03/17	0.109	2017/05/16	440,581,000	81,064,041	0.182	2016/12/30	0.176	2016/12/29
14192	Haitong Int'l Sec - Chow Tai Fook European Warrants Dec 18 A	HKD	0.290	0.285	0.285	24,000	6,940	1,832,782	0.360	2017/06/12	0.197	2017/01/04	78,450,000	19,129,142	0.245	2016/12/06	0.169	2016/11/22
24319	Haitong Int'l Sec - CICC European Warrants Aug 2017 A	HKD	0.168	0.113	0.158	1,208,000	155,256	2,772,431	0.180	2017/02/23	0.052	2017/06/08	201,564,000	18,744,184	-	-	-	-
28640	Haitong Int'l Sec - CITIC Bank European Warrants Feb 2018 A	HKD	0.240	0.151	0.201	93,583,000	18,561,220	N/A	0.240	2017/08/08	0.151	2017/08/21	93,583,000	18,561,220	-	-	-	-
28641	Haitong Int'l Sec - CITIC Bank European Warrants May 2018 A	HKD	0.265	0.186	0.228	71,678,000	15,871,510	N/A	0.265	2017/08/08	0.186	2017/08/18	71,678,000	15,871,510	-	-	-	-
28362	Haitong Int'l Sec - CITIC Bank European Warrants Nov 2017 A	HKD	0.064	0.023	0.025	1,100,000	39,500	1,800,183	0.305	2017/02/23	0.023	2017/08/29	89,390,000	12,109,635	-	-	-	-
28403	Haitong Int'l Sec - CITIC Sec European Warrants Jul 2018 A	HKD	0.134	0.076	0.127	732,160,000	73,377,360	18,489,784	0.206	2017/02/21	0.071	2017/07/31	1,119,525,000	111,130,085	-	-	-	-
26210	Haitong Int'l Sec - CKH European Warrants Dec 2017 A	HKD	0.390	0.058	0.081	768,980,000	151,549,415	N/A	0.390	2017/08/03	0.058	2017/08/29	844,820,000	169,969,825	-	-	-	-
28935	Haitong Int'l Sec - CKH European Warrants Feb 2018 A	HKD	0.248	0.102	0.113	197,530,000	25,453,680	N/A	0.248	2017/08/10	0.102	2017/08/28	197,530,000	25,453,680	-	-	-	-
29261	Haitong Int'l Sec - CKH European Warrants Oct 2017 A	HKD	0.285	0.010	0.010	343,355,000	32,630,015	N/A	0.285	2017/08/03	0.010	2017/08/31	865,935,000	94,250,075	-	-	-	-
11136	Haitong Int'l Sec - CKP European Warrants Dec 2017 A	HKD	0.265	0.212	0.247	13,150,000	3,069,660	N/A	0.265	2017/08/25	0.212	2017/08/29	13,150,000	3,069,660	-	-	-	-
11142	Haitong Int'l Sec - CKP European Warrants Mar 2018 A	HKD	0.610	0.550	0.610	830,000	495,150	N/A	0.610	2017/08/31	0.550	2017/08/29	830,000	495,150	-	-	-	-
27944	Haitong Int'l Sec - CM Bank European Warrants Mar 2018 A	HKD	0.840	0.430	0.780	4,730,000	3,039,800	10,184,965	0.840	2017/08/30	0.093	2017/05/08	288,245,000	74,902,390	-	-	-	-
24024	Haitong Int'l Sec - CMS European Warrants Mar 2018 A	HKD	0.182	0.106	0.147	14,810,000	1,917,910	10,200,488	0.280	2017/02/02	0.095	2017/07/10	383,680,000	61,663,690	-	-	-	-
11993	Haitong Int'l Sec - CNBM European Warrants Aug 2017 A	HKD	0.113	0.024	0.051	2,080,000	189,536	7,049,750	1.250	2017/03/15	0.024	2017/08/02	169,800,000	52,046,390	0.450	2016/11/14	0.209	2016/12/28
22195	Haitong Int'l Sec - CNBM European Warrants Feb 2018 A	HKD	0.660	0.355	0.395	113,030,000	46,833,620	N/A	0.660	2017/08/08	0.355	2017/08/30	146,386,000	61,692,570	-	-	-	-
27951	Haitong Int'l Sec - CNBM European Warrants Nov 2017 A	HKD	0.242	0.069	0.084	199,350,000	35,818,752	12,375,748	0.850	2017/03/02	0.069	2017/08/29	356,180,000	85,373,826	-	-	-	-
29317	Haitong Int'l Sec - CNBM European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	N/A	0.420	2017/03/16	0.015	2017/07/05	100,582,000	26,202,422	-	-	-	-
16172	Haitong Int'l Sec - CNOOC European Warrants Dec 2017 A	HKD	0.182	0.046	0.119	1,486,128,000	183,470,159	N/A	0.220	2017/05/29	0.046	2017/08/15	1,693,550,000	203,525,087	-	-	-	-
16592	Haitong Int'l Sec - CNOOC European Warrants Dec 2017 B	HKD	0.246	0.085	0.177	1,406,655,000	217,833,190	N/A	0.315	2017/06/13	0.085	2017/08/16	1,804,910,000	279,895,109	-	-	-	-
26219	Haitong Int'l Sec - CNOOC European Warrants Jan 2018 A	HKD	0.395	0.158	0.375	885,876,000	220,175,141	N/A	0.395	2017/08/29	0.158	2017/08/16	1,008,370,000	251,202,436	-	-	-	-
29416	Haitong Int'l Sec - CNOOC European Warrants Jul 2018 A	HKD	0.104	0.061	0.094	417,890,000	33,837,020	N/A	0.141	2017/04/07	0.061	2017/08/16	2,080,140,000	233,187,500	-	-	-	-
12132	Haitong Int'l Sec - CNOOC European Warrants Jun 2018 A	HKD	0.355	0.355	0.360	300,000	106,500	N/A	0.355	2017/08/31	0.355	2017/08/31	300,000	106,500	-	-	-	-
28631	Haitong Int'l Sec - CNOOC European Warrants Mar 2018 A	HKD	0.530	0.223	0.450	302,005,000	115,671,286	N/A	0.530	2017/08/25	0.223	2017/08/16	302,005,000	115,671,286	-	-	-	-
26778	Haitong Int'l Sec - CNOOC European Warrants May 2018 A	HKD	0.040	0.018	0.034	11,150,000	352,020	4,551,302	0.108	2017/01/05	0.018	2017/08/16	2,105,850,000	160,416,380	0.171	2016/04/22	0.085	2016/08/03
12131	Haitong Int'l Sec - CNOOC European Warrants May 2018 B	HKD	0.480	0.475	0.485	620,000	297,515	N/A	0.480	2017/08/31	0.475	2017/08/31	620,000	297,515	-	-	-	-
11141	Haitong Int'l Sec - CNOOC European Warrants Sep 2017 A	HKD	0.025	0.010	0.012	188,218,000	4,319,453	N/A	0.177	2017/03/16	0.010	2017/08/08	546,536,000	51,252,042	-	-	-	-
28892	Haitong Int'l Sec - COSCO Sh Hold European Warrants Aug 17 A	HKD	1.130	0.450	0.680	9,467,000	7,012,933	6,274,305	1.130	2017/08/10	0.078	2017/06/28	121,534,000	37,853,510	-	-	-	-
27371	Haitong Int'l Sec - COSCO Sh Hold European Warrants Feb 18 A	HKD	1.070	0.640	0.700	60,358,500	49,610,530	N/A	1.070	2017/08/10	0.640	2017/08/31	60,358,500	49,610,530	-	-	-	-
24198	Haitong Int'l Sec - COSCO Ship European Warrants Nov 2017 A	HKD	0.315	0.178	0.189	29,924,000	7,119,500	1,845,187	0.670	2017/02/23	0.178	2017/08/29	50,170,000	15,842,782	-	-	-	-
28890	Haitong Int'l Sec - COSCO Ship Port European Warrants Dec18A	HKD	0.207	0.145	0.162	261,580,000	47,206,780	14,124,933	0.233	2017/02/27	0.145	2017/08/30	455,620,000	84,758,800	-	-	-	-
28313	Haitong Int'l Sec - Country Garden European Warrants Nov 18A	HKD	0.210	0.140	0.173	351,760,000	57,671,150	N/A	0.210	2017/08/07	0.140	2017/08/25	351,760,000	57,671,150	-	-	-	-
27376	Haitong Int'l Sec - CPIC European Warrants Sep 2017 A	HKD	0.430	0.119	0.290	150,914,000	32,264,166	10,809,464	0.430	2017/08/28	0.048	2017/05/24	528,530,000	76,854,732	-	-	-	-
29318	Haitong Int'l Sec - CQRC Bank European Warrants Jan 2018 A	HKD	0.580	0.315	0.315	55,444,000	23,635,350	N/A	0.730	2017/03/17	0.315	2017/08/31	158,780,000	71,296,285	-	-	-	-
29310	Haitong Int'l Sec - CRCC European Warrants Dec 2018 A	HKD	0.174	0.125	0.133	231,350,000	33,449,405	N/A	0.265	2017/03/24	0.125	2017/08/30	505,965,000	83,979,935	-	-	-	-
28953	Haitong Int'l Sec - Crphoenixhealth European Warrants Feb18A	HKD	0.076	0.046	0.056	27,260,000	1,667,175	3,337,170	0.185	2017/03/21	0.046	2017/08/31	180,815,000	20,024,515	-	-	-	-
29311	Haitong Int'l Sec - CRRC European Warrants Dec 2019 A	HKD	0.168	0.149	0.160	19,194,000	3,034,164	N/A	0.250	2017/03/27	0.149	2017/08/24	126,963,000	23,156,846	-	-	-	-
15971	Haitong Int'l Sec - CRRC European Warrants Nov 2017 A	HKD	0.234	0.170	0.190	102,138,000	19,962,976	N/A	0.440	2017/05/31	0.170	2017/08/25	159,760,000	39,439,001	-	-	-	-
12684	Haitong Int'l Sec - CSDC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	185,910	0.131	2017/02/13	0.010	2017/07/26	51,482,000	5,116,680	0.355	2016/09/09	0.097	2016/12/30
17569	Haitong Int'l Sec - CSDC European Warrants Dec 2017 A	HKD	0.295	0.186	0.207	62,412,000	14,507,441	3,623,899	0.330	2017/02/22	0.148	2017/06/30	113,893,000	26,221,184	-	-	-	-
28820	Haitong Int'l Sec - CSDC European Warrants Mar 2018 A	HKD	0.345	0.248	0.255	30,688,000	8,686,464	N/A	0.345	2017/08/10	0.248	2017/08/25	30,688,000	8,686,464	-	-	-	-
17068	Haitong Int'l Sec - CSOP A50 ETF European Warrants Dec 2017A	HKD	0.840	0.295	0.700	105,454,800	46,780,992	N/A	0.840	2017/08/30	0.295	2017/08/11	160,110,000	68,859,077	-	-	-	-
14118	Haitong Int'l Sec - CSOP A50 ETF European Warrants Mar 2018A	HKD	1.280	0.690	1.110	4,146,200	4,395,422	N/A	1.280	2017/08/30	0.214	2017/05/09	18,630,200	11,238,874	-	-	-	-
17069	Haitong Int'l Sec - CSOP A50 ETF European Warrants Nov 2017A	HKD	0.590	0.221	0.475	96,002,400	34,069,563	N/A	0.590	2017/08/30	0.221	2017/08/11	114,247,200	40,756,647	-	-	-	-
20900	Haitong Int'l Sec - CSOP A50 ETF European Warrants Oct 2018A	HKD	0.249	0.194	0.290	65,384,000	14,986,662	6,028,756	0.249	2017/08/24	0.073	2017/05/09	264,504,000	37,244,658	-	-	-	-
29325	Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2017A	HKD	0.960	0.071	0.680	115,343,400	34,275,332	N/A	0.960	2017/08/30	0.046	2017/05/10	360,564,600	74,661,368	-	-	-	-
26886	Haitong Int'l Sec - CSOP A50 ETF European Warrants Sep 2018A	HKD	0.250	0.181	0.245	126,212,000	25,873,854	9,235,362	0.250	2017/08/29	0.063	2017/05/08	393,076,000	59,247,132	0.249	2016/03/30	0.107	2016/12/22
27367	Haitong Int'l Sec - CSPC Pharma European Warrants Feb 2018 A	HKD	0.260	0.217	0.216	79,434,000	18,712,234	N/A	0.260	2017/08/02	0.217	2017/08/15	79,434,000	18,712,234	-	-	-	-
12970	Haitong Int'l Sec - CSPC Pharma European Warrants Jun 2018 A	HKD	0.475	0.475	0.455	14,200,000	6,605,000	3,344,630	0.495	2017/07/25	0.208	2017/01/03	88,380,000	29,496,080	0.255	2016/09/07	0.205	2016/12/29
23617	Haitong Int'l Sec - Dongfeng European Warrants Dec 2017 A	HKD	0.240	0.096	0.152	53,260,000	6,504,880	4,540,500	0.240	2017/08/25	0.061	2017/05/08	317,360,000	41,312,680	-	-	-	-
23682	Haitong Int'l Sec - ENN Energy European Warrants Dec 2017 A	HKD	1.280	0.780	0.910	41,415,000	41,068,070	13,273,948	1.410	2017/07/13	0.400	2017/05/15	83,420,000	81,536,145	-	-	-	-
14113	Haitong Int'l Sec - Evergrande European Warrants Apr 2018 A	HKD	1.730	1.020	1.570	160,000	239,500	N/A	1.730	2017/08/30	0.120	2017/05/08	92,800,000	20,210,890	-	-	-	-
27915	Haitong Int'l Sec - Evergrande European Warrants Aug 2017 A	HKD	-	-	14.920	0	0	4,053,159	8.260	2017/05/29	0.249	2017/03/06	33,347,000	24,778,384	-	-	-	-
12372	Haitong Int'l Sec - Evergrande European Warrants Dec 2017 A	HKD	1.810	1.330	1.880	370,000	595,100	1,963,685	1.810	2017/08/29	0.047	2017/01/04	80,010,000	12,805,810	0.114	2016/09/09	0.039	2016/12/29
22219	Haitong Int'l Sec - Evergrande European Warrants Jan 2018 A	HKD	0.940	0.405	0.760	136,850,000	73,943,850	N/A	0.940	2017/08/30	0.320	2017/07/19	197,750,000	107,534,850	-	-	-	-
27329	Haitong Int'l Sec - FDG Evehicles European Warrants Oct 18 A	HKD	0.050	0.030	0.042	955,000	42,095	44,474	0.097	2017/02/06	0.030	2017/08/02	5,345,000	294,745	0.305	2016/04/20	0.075	2016/12/20
22755	Haitong Int'l Sec - Fosun Intl European Put Warrants Jul 18A	HKD	0.120	0.070	0.075	39,625,000	4,147,420	2,914,294	0.204	2017/02/07	0.070	2017/08/31	145,550,000	18,342,755	-	-	-	-
22646	Haitong Int'l Sec - Fosun Intl European Warrants Nov 2017 A	HKD	0.163	0.065	0.137	308,255,000	28,524,535	11,238,379	0.179	2017/02/23	0.065	2017/08/18	714,285,000	72,540,115	-	-	-	-
26618	Haitong Int'l Sec - Foxconn European Warrants Sep 2017 A	HKD	0.137	0.030	0.030	22,047,000	1,595,738	1,720,334	0.550	2017/03/08	0.030	2017/08/28	58,050,000	12,071,188	-	-	-	-
12724	Haitong Int'l Sec - GAC European Warrants Aug 2017 A	HKD	-	-	0.410	0	0	2,756,053	0.490	2017/07/27	0.103	2017/01/03	123,680,000	22,773,840	0.270	2016/09/13	0.097	2016/12/23
29169	Haitong Int'l Sec - GAC European Warrants Dec 2017 A	HKD	0.275	0.133	0.147	130,466,000	23,223,952	N/A	0.345	2017/07/17	0.093	2017/04/24	603,622,000	98,255,136	-	-	-	-
28810	Haitong Int'l Sec - GAC European Warrants Feb 2018 A	HKD	0.166	0.125	0.134	68,440,000	9,729,840	N/A	0.166	2017/08/24	0.125	2017/08/10	68,440,000	9,729,840	-	-	-	-
26815	Haitong Int'l Sec - GAC European Warrants Nov 2017 A	HKD	-	-	0.750	0	0	431,517	0.880	2017/07/17	0.248	2017/01/03	8,420,000	3,862,340	0.425	2016/08/09	0.200	2016/03/17
13482	Haitong Int'l Sec - Galaxy Ent European Put Warrants Sep 17B	HKD	-	-	0.012	0	0	N/A	0.183	2017/05/09	0.025	2017/06/22	206,380,000	30,033,980	-	-	-	-
26217	Haitong Int'l Sec - Galaxy Ent European Put Wts Jan 2018 A	HKD	0.196	0.115	0.111	301,190,000	49,818,420	N/A	0.219	2017/07/27	0.115	2017/08/31	337,120,000	57,108,870	-	-	-	-
29180	Haitong Int'l Sec - Galaxy Ent European Put Wts Mar 2018 A	HKD	0.395	0.300	0.295	71,780,000	24,511,400	N/A	0.395	2017/08/14	0.300	2017/08/31	71,780,000	24,511,400	-	-	-	-
28338	Haitong Int'l Sec - Galaxy Ent European Warrants Aug 2017 A	HKD	0.405	0.160	0.285	15,100,000	4,678,430	38,939,135	0.510	2017/06/20	0.094	2017/05/18	1,394,020,000	277,315,250	-	-	-	-
29754	Haitong Int'l Sec - Galaxy Ent European Warrants Dec 2017 A	HKD	0.390	0.226	0.330	255,750,000	74,957,360	N/A	0.445	2017/06/20	0.123	2017/05/09	459,960,000	135,310,430	-	-	-	-
28936	Haitong Int'l Sec - Galaxy Ent European Warrants Feb 2018 A	HKD	0.650	0.470	0.590	27,800,000	14,208,750	N/A	0.650	2017/08/10	0.470	2017/08/28	27,800,000	14,208,750	-	-	-	-
28938	Haitong Int'l Sec - Galaxy Ent European Warrants Feb 2018 B	HKD	0.345	0.197	0.300	278,790,000	69,436,130	N/A	0.345	2017/08/10	0.197	2017/08/28	278,790,000	69,436,130	-	-	-	-
26214	Haitong Int'l Sec - Galaxy Ent European Warrants Nov 2017 A	HKD	0.232	0.109	0.167	941,140,000	138,098,960	N/A	0.232	2017/08/01	0.109	2017/08/28	1,092,560,000	169,500,000	-	-	-	-
14475	Haitong Int'l Sec - Galaxy Ent European Warrants Oct 2017 A	HKD	0.330	0.161	0.250	366,200,000	80,195,940	N/A	0.415	2017/06/20	0.101	2017/05/18	836,360,000	179,642,560	-	-	-	-
29753	Haitong Int'l Sec - Galaxy Ent European Warrants Sep 2017 A	HKD	0.760	0.475	0.690	8,190,000	4,923,850	N/A	0.760	2017/08/09	0.232	2017/05/19	138,550,000	52,781,640	-	-	-	-
21305	Haitong Int'l Sec - GCL-Poly European Warrants Sep 2017 A	HKD	0.030	0.010	0.023	191,000	2,719	89,642	0.164	2017/02/16	0.010	2017/08/11	9,209,000	709,558	-	-	-	-
26981	Haitong Int'l Sec - Geely Auto European Put Warrants Apr 18A	HKD	-	-	0.014	0	0	6,839,733	0.191	2017/02/13	0.033	2017/06/28	988,600,000	159,117,500	-	-	-	-
28949	Haitong Int'l Sec - Geely Auto European Put Warrants Dec17 A	HKD	-	-	0.014	0	0	17,314,258	0.202	2017/03/01	0.014	2017/07/11	738,000,000	116,085,550	-	-	-	-
28942	Haitong Int'l Sec - Geely Auto European Warrants Apr 2018 B	HKD	0.440	0.350	0.395	175,090,000	67,646,450	N/A	0.440	2017/08/16	0.350	2017/08/11	175,090,000	67,646,450	-	-	-	-
26980	Haitong Int'l Sec - Geely Auto European Warrants Aug 2018 A	HKD	0.830	0.830	0.880	10,000	8,300	17,598,635	0.830	2017/08/29	0.209	2017/05/04	1,586,480,000	452,254,635	-	-	-	-
27304	Haitong Int'l Sec - Geely Auto European Warrants Feb 2018 A	HKD	0.650	0.470	0.580	344,030,000	173,388,000	N/A	0.650	2017/08/09	0.470	2017/08/02	344,030,000	173,388,000	-	-	-	-
27322	Haitong Int'l Sec - Geely Auto European Warrants Feb 2018 B	HKD	0.520	0.355	0.490	359,800,000	156,052,450	N/A	0.520	2017/08/09	0.355	2017/08/01	359,800,000	156,052,450	-	-	-	-
28940	Haitong Int'l Sec - Geely Auto European Warrants Feb 2018 C	HKD	0.425	0.345	0.385	139,380,000	53,152,050	N/A	0.425	2017/08/16	0.345	2017/08/30	139,380,000	53,152,050	-	-	-	-
29506	Haitong Int'l Sec - Geely Auto European Warrants Feb 2018 D	HKD	0.246	0.174	0.189	1,077,280,000	214,507,980	N/A	0.246	2017/08/17	0.174	2017/08/29	1,077,280,000	214,507,980	-	-	-	-
17991	Haitong Int'l Sec - Geely Auto European Warrants Jan 2018 A	HKD	0.330	0.218	0.249	927,970,000	248,855,990	N/A	0.330	2017/08/09	0.209	2017/07/24	1,216,060,000	320,274,810	-	-	-	-
28947	Haitong Int'l Sec - Geely Auto European Warrants Jul 2018 A	HKD	0.840	0.800	0.840	450,000	374,800	44,864,162	0.840	2017/08/22	0.174	2017/05/04	1,009,210,000	287,969,645	-	-	-	-
17847	Haitong Int'l Sec - Geely Auto European Warrants Jun 2018 A	HKD	1.330	1.200	1.190	680,000	860,800	421,517	1.330	2017/08/09	0.175	2017/01/06	66,390,000	15,250,735	-	-	-	-
28946	Haitong Int'l Sec - Geely Auto European Warrants Mar 2018 A	HKD	0.350	0.275	0.310	583,170,000	179,554,900	N/A	0.350	2017/08/16	0.275	2017/08/21	583,170,000	179,554,900	-	-	-	-
13057	Haitong Int'l Sec - Geely Auto European Warrants Nov 2017 A	HKD	0.810	0.620	0.830	6,906,000	5,054,310	N/A	0.810	2017/08/28	0.114	2017/05/05	1,203,306,000	190,776,775	-	-	-	-
24302	Haitong Int'l Sec - GJ Int'l European Warrants Jan 18 A	HKD	0.270	0.124	0.173	35,815,000	7,730,723	2,828,110	0.660	2017/02/17	0.124	2017/08/21	73,957,000	22,585,285	-	-	-	-
16854	Haitong Int'l Sec - Goldwind European Warrants Apr 2018 A	HKD	0.207	0.162	0.162	178,012,000	32,694,990	N/A	0.243	2017/07/03	0.162	2017/08/31	263,024,000	49,434,050	-	-	-	-
22954	Haitong Int'l Sec - Goldwind European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	629,521	0.238	2017/01/18	0.016	2017/07/14	82,446,000	5,489,862	-	-	-	-
29144	Haitong Int'l Sec - Gome European Warrants Aug 2018 A	HKD	0.162	0.097	0.097	3,103,000	450,567	N/A	0.300	2017/03/31	0.097	2017/08/31	9,905,000	2,222,425	-	-	-	-
29940	Haitong Int'l Sec - Gome European Warrants May 2018 A	HKD	0.112	0.054	0.054	5,670,000	495,380	N/A	0.218	2017/03/30	0.054	2017/08/31	7,886,000	795,971	-	-	-	-
28880	Haitong Int'l Sec - Gome European Warrants Nov 2017 A	HKD	0.071	0.010	0.016	32,621,000	1,662,078	2,049,454	0.265	2017/02/24	0.010	2017/08/30	143,138,000	19,837,788	0.300	2016/09/09	0.157	2016/12/22
29917	Haitong Int'l Sec - Gome European Warrants Nov 2018 A	HKD	0.265	0.193	0.193	2,279,000	515,719	N/A	0.265	2017/08/28	0.193	2017/08/31	2,279,000	515,719	-	-	-	-
11341	Haitong Int'l Sec - Greentown China European Wts Oct 2018A	HKD	0.270	0.237	0.255	10,610,000	2,606,510	N/A	0.270	2017/08/28	0.237	2017/08/31	10,610,000	2,606,510	-	-	-	-
29770	Haitong Int'l Sec - Guangdong Inv European Warrants Dec 18 A	HKD	0.232	0.192	0.227	16,832,000	3,496,870	N/A	0.295	2017/04/13	0.192	2017/08/28	23,550,000	5,105,788	-	-	-	-
22750	Haitong Int'l Sec - Guangshen Rail European Warrants Dec 18A	HKD	0.080	0.065	0.071	25,940,000	1,817,504	1,531,057	0.246	2017/01/17	0.060	2017/07/04	120,262,000	11,661,442	-	-	-	-
17527	Haitong Int'l Sec - GWMC European Warrants Jul 2018 A	HKD	0.395	0.325	0.330	1,605,000	560,725	444,923	0.425	2017/06/13	0.185	2017/05/08	15,065,000	4,121,105	-	-	-	-
29010	Haitong Int'l Sec - GWMC European Warrants Oct 2018 A	HKD	0.223	0.161	0.157	280,905,000	55,166,505	30,106,531	0.285	2017/06/13	0.106	2017/05/08	1,004,335,000	187,816,330	-	-	-	-
12683	Haitong Int'l Sec - GWMC European Warrants Sep 2017 A	HKD	0.128	0.054	0.055	44,220,000	4,005,895	6,975,128	0.226	2017/06/13	0.023	2017/05/08	678,170,000	62,096,745	0.158	2016/10/19	0.038	2016/12/28
16855	Haitong Int'l Sec - GWMC European Warrants Sep 2018 A	HKD	0.163	0.116	0.117	870,865,000	125,552,735	N/A	0.214	2017/07/06	0.116	2017/08/29	1,157,875,000	170,641,615	-	-	-	-
11991	Haitong Int'l Sec - Haier Elec European Warrants Oct 2017 A	HKD	0.660	0.460	0.520	8,400,000	4,797,600	1,224,550	0.660	2017/08/09	0.145	2017/01/03	29,310,000	9,699,680	0.305	2016/10/04	0.144	2016/12/30
24371	Haitong Int'l Sec - Haitong Sec European Warrants Oct 2017 A	HKD	0.037	0.010	0.011	98,164,000	3,374,920	5,659,993	0.175	2017/02/17	0.010	2017/08/11	933,448,000	61,384,756	-	-	-	-
28206	Haitong Int'l Sec - Henderson Land Dev European Wts Feb18A	HKD	0.350	0.265	0.335	93,870,000	28,551,100	N/A	0.350	2017/08/31	0.265	2017/08/18	93,870,000	28,551,100	-	-	-	-
28907	Haitong Int'l Sec - Henganintl European Warrants Aug 2017 A	HKD	-	-	0.018	0	0	1,144,265	0.270	2017/03/07	0.030	2017/05/12	49,569,000	6,865,589	-	-	-	-
11044	Haitong Int'l Sec - HKEX European Put Warrants Mar 2019 A	HKD	0.094	0.052	0.081	7,970,000	662,560	N/A	0.201	2017/03/14	0.052	2017/08/02	1,898,860,000	361,160,130	-	-	-	-
12968	Haitong Int'l Sec - HKEX European Warrants Aug 2017 A	HKD	0.305	0.058	0.072	12,910,000	2,791,820	15,955,448	0.305	2017/08/02	0.034	2017/05/08	1,450,070,000	105,092,730	0.295	2016/09/22	0.064	2016/12/23
11420	Haitong Int'l Sec - HKEX European Warrants Dec 2017 A	HKD	0.415	0.228	0.285	29,450,000	8,722,340	5,658,585	0.415	2017/08/02	0.128	2017/05/08	23,822,340,000	3,878,309,280	0.385	2016/09/09	0.148	2016/12/28
27936	Haitong Int'l Sec - HKEX European Warrants Dec 2017 B	HKD	0.285	0.103	0.134	41,210,000	6,972,540	329,295,810	0.285	2017/08/08	0.054	2017/05/23	30,147,290,000	3,582,090,700	-	-	-	-
22166	Haitong Int'l Sec - HKEX European Warrants Dec 2018 A	HKD	0.390	0.255	0.300	654,130,000	189,856,100	N/A	0.390	2017/08/02	0.255	2017/08/18	665,130,000	193,286,200	-	-	-	-
13061	Haitong Int'l Sec - HKEX European Warrants Feb 2018 A	HKD	0.245	0.112	0.132	5,446,790,000	702,116,710	133,258,212	0.245	2017/08/02	0.072	2017/05/05	18,087,590,000	2,475,148,340	0.280	2016/09/22	0.103	2016/12/22
16171	Haitong Int'l Sec - HKEX European Warrants Jan 2018 A	HKD	0.360	0.188	0.221	27,320,000	6,418,110	N/A	0.360	2017/08/02	0.123	2017/07/07	271,000,000	47,284,060	-	-	-	-
11120	Haitong Int'l Sec - HKEX European Warrants Jun 2018 A	HKD	0.153	0.122	0.126	48,580,000	6,695,780	N/A	0.153	2017/08/28	0.122	2017/08/29	48,580,000	6,695,780	-	-	-	-
11122	Haitong Int'l Sec - HKEX European Warrants Mar 2018 A	HKD	0.164	0.133	0.136	2,626,200,000	372,378,260	N/A	0.164	2017/08/28	0.133	2017/08/29	2,626,200,000	372,378,260	-	-	-	-
16593	Haitong Int'l Sec - HKEX European Warrants Mar 2019 B	HKD	0.350	0.216	0.239	141,440,000	36,583,980	N/A	0.350	2017/08/02	0.190	2017/06/15	299,810,000	72,501,270	-	-	-	-
13771	Haitong Int'l Sec - HKEX European Warrants May 2018 A	HKD	0.234	0.117	0.139	14,825,520,000	2,157,380,270	N/A	0.234	2017/08/02	0.067	2017/05/08	16,491,730,000	2,343,959,870	-	-	-	-
24211	Haitong Int'l Sec - HKEX European Warrants May 2019 A	HKD	0.225	0.133	0.144	103,130,000	18,323,120	N/A	0.225	2017/08/02	0.133	2017/08/21	169,610,000	30,216,680	-	-	-	-
29164	Haitong Int'l Sec - HKEX European Warrants Nov 2017 A	HKD	0.250	0.088	0.118	132,340,000	18,482,940	N/A	0.250	2017/08/02	0.047	2017/05/25	54,159,530,000	4,446,094,570	-	-	-	-
24134	Haitong Int'l Sec - HKEX European Warrants Nov 2017 B	HKD	1.100	0.250	0.325	2,108,488,000	1,619,739,005	N/A	1.100	2017/08/02	0.250	2017/08/25	2,115,932,000	1,625,569,325	-	-	-	-
24096	Haitong Int'l Sec - HKEX European Warrants Oct 2018 A	HKD	0.355	0.158	0.177	3,050,040,000	582,654,330	N/A	0.355	2017/08/02	0.158	2017/08/24	3,058,480,000	585,142,880	-	-	-	-
28660	Haitong Int'l Sec - HKEX European Warrants Sep 2017 A	HKD	0.063	0.010	0.010	8,427,000	282,741	601,991	0.355	2017/02/23	0.010	2017/08/11	2,808,978,000	909,032,815	-	-	-	-
16507	Haitong Int'l Sec - HKEX European Warrants Sep 2017 B	HKD	0.600	0.040	0.058	311,692,000	96,502,438	N/A	0.600	2017/08/02	0.040	2017/08/25	681,094,000	207,604,919	-	-	-	-
17902	Haitong Int'l Sec - HN Renewables European Wts Aug 2017 A	HKD	0.022	0.015	0.015	2,496,000	52,090	620,572	0.430	2017/01/11	0.015	2017/08/01	57,332,000	4,580,030	-	-	-	-
28885	Haitong Int'l Sec - HS Bank European Put Warrants Jun 2019 A	HKD	0.149	0.116	0.116	24,302,000	3,095,719	1,585,386	0.275	2017/02/27	0.116	2017/08/31	58,731,000	10,037,939	-	-	-	-
29174	Haitong Int'l Sec - HSBC European Put Warrants Dec 2017 A	HKD	-	-	0.019	0	0	N/A	0.231	2017/03/03	0.018	2017/06/30	613,392,000	110,575,116	-	-	-	-
29922	Haitong Int'l Sec - HSBC European Put Warrants Jun 2018 A	HKD	0.038	0.024	0.031	8,556,000	283,484	N/A	0.275	2017/03/14	0.024	2017/08/07	151,764,000	28,726,172	-	-	-	-
17667	Haitong Int'l Sec - HSBC European Warrants Dec 2017 B	HKD	0.330	0.081	0.135	3,975,296,000	557,113,784	N/A	0.330	2017/08/02	0.081	2017/08/25	4,456,836,000	652,001,188	-	-	-	-
15969	Haitong Int'l Sec - HSBC European Warrants Jan 2018 A	HKD	0.540	0.246	0.335	84,640,000	29,682,108	N/A	0.540	2017/08/02	0.087	2017/06/28	453,276,000	96,930,824	-	-	-	-
27452	Haitong Int'l Sec - HSBC European Warrants Jan 2018 B	HKD	0.215	0.061	0.087	6,311,700,000	991,992,204	N/A	0.215	2017/08/02	0.061	2017/08/25	6,311,700,000	991,992,204	-	-	-	-
27462	Haitong Int'l Sec - HSBC European Warrants Jan 2018 C	HKD	0.214	0.070	0.093	300,736,000	38,552,736	N/A	0.214	2017/08/02	0.070	2017/08/25	300,736,000	38,552,736	-	-	-	-
15970	Haitong Int'l Sec - HSBC European Warrants Jun 2018 B	HKD	0.435	0.190	0.243	167,196,000	42,788,180	N/A	0.435	2017/08/02	0.100	2017/06/26	660,280,000	143,548,876	-	-	-	-
11101	Haitong Int'l Sec - HSBC European Warrants Mar 2018 A	HKD	0.121	0.105	0.109	139,084,000	15,525,796	N/A	0.121	2017/08/28	0.105	2017/08/29	139,084,000	15,525,796	-	-	-	-
14456	Haitong Int'l Sec - HSBC European Warrants Nov 2017 A	HKD	1.060	0.700	0.810	140,000	130,760	N/A	1.060	2017/08/02	0.176	2017/05/02	131,576,000	41,392,920	-	-	-	-
17662	Haitong Int'l Sec - HSBC European Warrants Nov 2017 B	HKD	0.440	0.138	0.212	1,357,160,000	220,196,816	N/A	0.440	2017/08/02	0.138	2017/08/25	1,590,864,000	277,687,012	-	-	-	-
22201	Haitong Int'l Sec - HSBC European Warrants Nov 2017 C	HKD	0.246	0.052	0.088	721,068,000	130,065,400	N/A	0.249	2017/07/31	0.052	2017/08/25	1,860,488,000	344,574,704	-	-	-	-
20747	Haitong Int'l Sec - HSBC European Warrants Oct 2017 A	HKD	0.900	0.430	0.630	4,668,000	2,433,020	57,730,803	0.900	2017/08/02	0.061	2017/04/24	11,557,028,000	2,602,578,964	-	-	-	-
28337	Haitong Int'l Sec - HSBC European Warrants Sep 2017 A	HKD	0.340	0.010	0.010	95,860,000	16,310,068	42,639,262	0.340	2017/08/02	0.010	2017/08/28	15,808,628,000	1,443,238,904	-	-	-	-
29170	Haitong Int'l Sec - HSBC European Warrants Sep 2017 B	HKD	0.610	0.212	0.340	47,988,000	14,277,496	N/A	0.610	2017/08/02	0.035	2017/04/24	18,255,444,000	1,710,367,532	-	-	-	-
29262	Haitong Int'l Sec - HSBC European Warrants Sep 2017 C	HKD	1.160	0.830	0.920	1,564,000	1,575,040	N/A	1.160	2017/08/07	0.084	2017/04/19	12,713,244,000	2,079,000,500	-	-	-	-
29921	Haitong Int'l Sec - HSBC European Warrants Sep 2017 D	HKD	1.620	1.080	1.300	1,104,000	1,737,480	N/A	1.620	2017/08/02	0.206	2017/04/20	524,308,000	203,714,168	-	-	-	-
14455	Haitong Int'l Sec - HSBC European Warrants Sep 2017 E	HKD	1.210	1.210	1.060	40,000	48,400	N/A	1.210	2017/08/01	0.199	2017/04/27	778,840,000	181,735,016	-	-	-	-
13416	Haitong Int'l Sec - HSI European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.150	2017/04/12	0.012	2017/07/11	34,810,000	2,121,970	-	-	-	-
29729	Haitong Int'l Sec - HSI European Put Warrants Dec 2017 A	HKD	0.020	0.020	0.039	60,000	1,200	N/A	0.202	2017/03/10	0.020	2017/08/01	4,315,090,000	637,838,250	-	-	-	-
15858	Haitong Int'l Sec - HSI European Put Warrants Dec 2017 B	HKD	0.049	0.049	0.045	140,000	6,860	N/A	0.125	2017/05/19	0.033	2017/07/20	6,340,000	347,490	-	-	-	-
15865	Haitong Int'l Sec - HSI European Put Warrants Dec 2017 C	HKD	0.063	0.031	0.046	1,960,000	72,160	N/A	0.161	2017/05/19	0.031	2017/08/03	2,300,000	100,100	-	-	-	-
15860	Haitong Int'l Sec - HSI European Put Warrants Mar 2018 C	HKD	0.081	0.053	0.063	4,520,000	276,140	N/A	0.148	2017/05/19	0.053	2017/08/09	8,740,000	581,710	-	-	-	-
28828	Haitong Int'l Sec - HSI European Put Warrants Sep 2017 A	HKD	0.027	0.010	0.023	440,000	8,960	106,417,102	0.153	2017/03/03	0.010	2017/08/09	8,105,130,000	927,589,390	-	-	-	-
13414	Haitong Int'l Sec - HSI European Put Warrants Sep 2017 D	HKD	0.016	0.014	0.024	17,950,000	264,770	N/A	0.211	2017/04/19	0.014	2017/08/04	910,030,000	153,170,300	-	-	-	-
15855	Haitong Int'l Sec - HSI European Put Warrants Sep 2017 E	HKD	0.029	0.010	0.010	6,610,000	136,270	N/A	0.120	2017/05/19	0.010	2017/08/30	38,210,000	1,958,940	-	-	-	-
28826	Haitong Int'l Sec - HSI European Warrants Aug 2017 A	HKD	0.425	0.415	0.485	4,000,000	1,684,000	635,913,297	0.425	2017/08/11	0.061	2017/04/19	34,602,020,000	4,320,990,340	-	-	-	-
29698	Haitong Int'l Sec - HSI European Warrants Dec 2018 A	HKD	0.520	0.455	0.560	210,000	101,700	N/A	0.520	2017/08/09	0.193	2017/04/19	19,710,000	4,593,570	-	-	-	-
29702	Haitong Int'l Sec - HSI European Warrants Jan 2018 A	HKD	-	-	0.500	0	0	N/A	0.189	2017/03/21	0.113	2017/04/19	4,380,000	650,880	-	-	-	-
13391	Haitong Int'l Sec - HSI European Warrants Jan 2018 B	HKD	-	-	0.485	0	0	N/A	0.214	2017/07/06	0.125	2017/04/12	920,000	134,590	-	-	-	-
15866	Haitong Int'l Sec - HSI European Warrants Jan 2018 C	HKD	0.300	0.225	0.365	180,000	45,810	N/A	0.300	2017/08/22	0.124	2017/05/19	200,000	48,300	-	-	-	-
29716	Haitong Int'l Sec - HSI European Warrants Mar 2018 A	HKD	0.460	0.460	0.620	10,000	4,600	N/A	0.460	2017/08/11	0.139	2017/04/19	108,050,000	20,598,840	-	-	-	-
13409	Haitong Int'l Sec - HSI European Warrants Mar 2018 B	HKD	-	-	0.400	0	0	N/A	0.250	2017/07/20	0.100	2017/04/12	1,040,000	174,440	-	-	-	-
15867	Haitong Int'l Sec - HSI European Warrants Mar 2018 D	HKD	0.315	0.250	0.345	800,000	233,950	N/A	0.315	2017/08/08	0.128	2017/05/19	2,290,000	487,620	-	-	-	-
13410	Haitong Int'l Sec - HSI European Warrants Nov 2017 A	HKD	-	-	0.435	0	0	N/A	0.224	2017/07/18	0.075	2017/04/12	900,000	120,900	-	-	-	-
29719	Haitong Int'l Sec - HSI European Warrants Sep 2017 B	HKD	-	-	0.860	0	0	N/A	0.520	2017/07/14	0.164	2017/04/19	40,460,000	8,752,290	-	-	-	-
13407	Haitong Int'l Sec - HSI European Warrants Sep 2017 C	HKD	0.410	0.350	0.580	3,920,000	1,535,200	N/A	0.410	2017/08/24	0.087	2017/04/11	15,380,000	2,608,280	-	-	-	-
28378	Haitong Int'l Sec - HTSC European Warrants Feb 2018 A	HKD	0.208	0.108	0.186	315,834,000	49,027,406	12,754,932	0.270	2017/02/21	0.089	2017/06/16	555,406,000	77,076,634	-	-	-	-
16144	Haitong Int'l Sec - Huadian Fuxin European Warrants Aug 18 A	HKD	0.212	0.159	0.205	9,740,000	1,747,986	N/A	0.355	2017/06/05	0.159	2017/08/22	27,948,000	7,394,890	-	-	-	-
28349	Haitong Int'l Sec - Huaneng European Warrants Aug 2017 A	HKD	0.027	0.010	0.010	246,000	4,480	5,355,997	0.350	2017/05/31	0.010	2017/08/02	250,222,000	32,427,900	-	-	-	-
11123	Haitong Int'l Sec - Huaneng European Warrants Jan 2018 A	HKD	0.179	0.174	0.177	3,800,000	676,600	N/A	0.179	2017/08/29	0.174	2017/08/29	3,800,000	676,600	-	-	-	-
11160	Haitong Int'l Sec - Huaneng European Warrants Sep 2017 A	HKD	0.248	0.026	0.013	32,716,000	3,371,048	N/A	0.580	2017/05/31	0.026	2017/08/18	177,652,000	53,871,630	-	-	-	-
28654	Haitong Int'l Sec - ICBC European Warrants Feb 2018 A	HKD	0.520	0.164	0.395	155,159,000	52,003,768	N/A	0.520	2017/08/30	0.164	2017/08/11	155,159,000	52,003,768	-	-	-	-
29520	Haitong Int'l Sec - ICBC European Warrants Feb 2018 B	HKD	0.385	0.145	0.270	297,621,000	92,690,519	N/A	0.385	2017/08/28	0.145	2017/08/21	297,621,000	92,690,519	-	-	-	-
28651	Haitong Int'l Sec - ICBC European Warrants Nov 2017 A	HKD	0.445	0.106	0.310	327,188,000	80,743,096	33,947,574	0.445	2017/08/28	0.062	2017/06/21	1,262,891,000	227,990,214	-	-	-	-
14477	Haitong Int'l Sec - ICBC European Warrants Nov 2017 B	HKD	0.900	0.330	0.740	61,921,000	31,159,775	N/A	0.900	2017/08/30	0.184	2017/07/11	192,760,000	78,515,140	-	-	-	-
28205	Haitong Int'l Sec - IGG European Warrants Jan 2018 A	HKD	0.345	0.167	0.186	704,870,000	154,515,060	N/A	0.345	2017/08/07	0.167	2017/08/28	704,870,000	154,515,060	-	-	-	-
12129	Haitong Int'l Sec - IGG European Warrants Jun 2018 A	HKD	0.450	0.445	0.455	16,560,000	7,370,200	N/A	0.450	2017/08/31	0.445	2017/08/31	16,560,000	7,370,200	-	-	-	-
29511	Haitong Int'l Sec - IGG European Warrants Mar 2018 A	HKD	0.280	0.250	0.270	9,180,000	2,448,150	N/A	0.280	2017/08/25	0.250	2017/08/31	9,180,000	2,448,150	-	-	-	-
15786	Haitong Int'l Sec - IGG European Warrants Nov 2017 A	HKD	0.250	0.088	0.103	508,740,000	91,721,556	N/A	0.370	2017/05/18	0.088	2017/08/31	1,265,446,000	273,062,045	-	-	-	-
28346	Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17B	HKD	0.091	0.035	0.047	282,090,000	17,223,230	7,342,843	0.170	2017/02/23	0.031	2017/06/06	728,240,000	52,562,260	-	-	-	-
13563	Haitong Int'l Sec - Jiangxi Copper European Warrants Dec 17C	HKD	0.181	0.077	0.114	17,740,000	2,180,820	N/A	0.181	2017/08/08	0.067	2017/06/05	610,900,000	63,313,290	-	-	-	-
14639	Haitong Int'l Sec - Jiangxi Copper European Warrants Dec17 A	HKD	0.295	0.159	0.212	100,620,000	18,872,080	11,331,230	0.365	2017/02/14	0.108	2017/06/06	450,560,000	73,575,630	0.310	2016/11/29	0.201	2016/12/16
29183	Haitong Int'l Sec - Jiangxi Copper European Warrants Feb 18A	HKD	0.130	0.095	0.114	340,410,000	37,682,250	N/A	0.130	2017/08/17	0.095	2017/08/16	340,410,000	37,682,250	-	-	-	-
11990	Haitong Int'l Sec - Jiangxi Copper European Warrants Nov 17A	HKD	0.460	0.310	0.370	160,000	56,950	1,071,825	0.460	2017/08/08	0.227	2017/06/01	23,770,000	6,725,400	0.365	2016/11/25	0.119	2016/11/03
22089	Haitong Int'l Sec - KECL European Warrants Aug 2017 A	HKD	0.395	0.042	0.062	1,868,000	192,538	5,531,282	0.800	2017/04/10	0.028	2017/06/28	232,342,000	46,703,876	-	-	-	-
22731	Haitong Int'l Sec - Kingdee Int'l European Warrants Dec 17 A	HKD	0.290	0.168	0.246	75,792,000	17,446,162	6,636,593	0.640	2017/03/20	0.168	2017/08/17	150,408,000	44,037,728	-	-	-	-
28887	Haitong Int'l Sec - Kingdee Int'l European Warrants Jun 18 A	HKD	0.500	0.365	0.470	32,696,000	14,762,480	4,352,387	0.800	2017/03/20	0.365	2017/08/17	55,702,000	26,116,760	-	-	-	-
11114	Haitong Int'l Sec - Kingdee Int'l European Warrants Mar 18 A	HKD	0.570	0.470	0.495	1,440,000	736,950	N/A	0.570	2017/08/28	0.470	2017/08/31	1,440,000	736,950	-	-	-	-
28901	Haitong Int'l Sec - Kingsoft European Warrants Jan 2018 A	HKD	0.180	0.064	0.077	601,460,000	65,953,070	20,147,103	0.365	2017/04/03	0.064	2017/08/29	855,460,000	120,882,620	-	-	-	-
15973	Haitong Int'l Sec - Kingsoft European Warrants Mar 2018 A	HKD	0.178	0.089	0.107	253,330,000	31,174,320	N/A	0.270	2017/05/23	0.089	2017/08/25	299,530,000	40,219,930	-	-	-	-
28899	Haitong Int'l Sec - Kingsoft European Warrants Oct 2017 A	HKD	0.243	0.044	0.062	359,150,000	50,586,040	19,748,572	0.375	2017/05/10	0.044	2017/08/29	678,970,000	120,482,880	-	-	-	-
28361	Haitong Int'l Sec - Lenovo European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,987,169	0.107	2017/04/05	0.010	2017/06/19	325,860,000	21,631,024	-	-	-	-
28906	Haitong Int'l Sec - Lenovo European Warrants Aug 2017 B	HKD	-	-	0.017	0	0	5,000,015	0.375	2017/04/07	0.034	2017/07/28	210,194,000	35,109,612	-	-	-	-
13584	Haitong Int'l Sec - Lenovo European Warrants Aug 2017 C	HKD	-	-	0.017	0	0	N/A	0.141	2017/04/12	0.031	2017/05/29	128,484,000	9,349,394	-	-	-	-
21212	Haitong Int'l Sec - Lenovo European Warrants Dec 2017 A	HKD	0.096	0.016	0.016	14,136,000	736,906	9,830,169	0.375	2017/01/16	0.016	2017/08/28	380,578,000	78,210,074	-	-	-	-
27366	Haitong Int'l Sec - Lenovo European Warrants Nov 2017 A	HKD	0.138	0.026	0.025	512,712,000	43,016,144	N/A	0.138	2017/08/01	0.026	2017/08/28	512,712,000	43,016,144	-	-	-	-
28347	Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 A	HKD	0.195	0.018	0.200	29,656,000	4,717,220	1,904,634	0.385	2017/03/20	0.018	2017/08/22	67,760,000	11,724,994	-	-	-	-
11162	Haitong Int'l Sec - Li & Fung European Warrants Dec 2017 B	HKD	0.219	0.014	0.209	46,842,000	7,814,788	N/A	0.315	2017/03/21	0.014	2017/08/21	60,662,000	9,336,014	-	-	-	-
26258	Haitong Int'l Sec - Li Ning European Warrants Mar 2019 A	HKD	0.230	0.181	0.186	102,730,000	21,226,150	N/A	0.237	2017/07/28	0.181	2017/08/31	112,690,000	23,528,800	-	-	-	-
28895	Haitong Int'l Sec - Li Ning European Warrants Nov 2017 A	HKD	1.900	1.900	1.940	56,000	106,400	3,000,723	2.490	2017/07/25	1.180	2017/03/31	11,996,000	18,004,340	2.430	2016/10/20	0.800	2016/06/20
11333	Haitong Int'l Sec - Logan PPT European Warrants Mar 2019 A	HKD	0.275	0.265	0.265	2,096,000	562,720	N/A	0.275	2017/08/29	0.265	2017/08/31	2,096,000	562,720	-	-	-	-
11328	Haitong Int'l Sec - Maanshan Iron European Warrants Mar 18 A	HKD	0.680	0.550	0.650	4,386,000	2,657,280	N/A	0.680	2017/08/31	0.550	2017/08/29	4,386,000	2,657,280	-	-	-	-
12681	Haitong Int'l Sec - MCC European Warrants Aug 2017 A	HKD	-	-	0.030	0	0	2,336,510	0.450	2017/02/23	0.030	2017/06/13	84,966,000	22,211,636	0.400	2016/11/29	0.255	2016/11/08
29519	Haitong Int'l Sec - Meitu European Warrants Feb 2018 A	HKD	0.310	0.192	0.200	66,700,000	16,086,770	N/A	0.310	2017/08/25	0.192	2017/08/31	66,700,000	16,086,770	-	-	-	-
29909	Haitong Int'l Sec - Meitu European Warrants Feb 2018 B	HKD	0.370	0.234	0.247	46,320,000	13,807,420	N/A	0.370	2017/08/25	0.234	2017/08/29	46,320,000	13,807,420	-	-	-	-
15791	Haitong Int'l Sec - Meitu European Warrants Mar 2018 A	HKD	0.500	0.295	0.375	129,015,000	55,930,450	N/A	0.500	2017/08/25	0.210	2017/06/28	667,625,000	216,025,065	-	-	-	-
15789	Haitong Int'l Sec - Meitu European Warrants Nov 2017 A	HKD	0.246	0.098	0.132	467,320,000	83,827,280	N/A	0.246	2017/08/25	0.077	2017/06/30	1,305,570,000	225,304,730	-	-	-	-
21284	Haitong Int'l Sec - Mengniu Dairy European Wts Feb 2018 A	HKD	0.305	0.092	0.300	127,407,000	20,345,050	12,963,840	0.305	2017/08/31	0.087	2017/07/13	550,749,000	81,726,882	-	-	-	-
13376	Haitong Int'l Sec - Minsheng Bank European Warrants May 19 A	HKD	0.131	0.086	0.103	152,710,000	15,772,115	6,977,899	0.245	2017/02/16	0.086	2017/08/18	447,150,000	59,662,595	0.249	2016/11/04	0.171	2016/12/23
28237	Haitong Int'l Sec - NCI European Warrants Feb 2018 A	HKD	0.465	0.211	0.270	218,436,000	70,930,002	N/A	0.465	2017/08/07	0.211	2017/08/30	218,436,000	70,930,002	-	-	-	-
29432	Haitong Int'l Sec - ND Paper European Warrants Aug 2017 A	HKD	-	-	0.410	0	0	2,302,225	0.410	2017/07/19	0.147	2017/01/04	93,630,000	21,783,940	0.222	2016/09/23	0.123	2016/11/11
15974	Haitong Int'l Sec - ND Paper European Warrants Dec 2018 A	HKD	0.420	0.285	0.410	13,520,000	4,495,500	N/A	0.420	2017/08/31	0.194	2017/06/27	214,240,000	50,128,720	-	-	-	-
20816	Haitong Int'l Sec - PetroChina European Warrants Aug 2017 A	HKD	-	-	0.016	0	0	20,318,005	0.630	2017/01/18	0.022	2017/05/19	1,521,502,000	347,793,382	-	-	-	-
18041	Haitong Int'l Sec - PetroChina European Warrants Dec 2017 A	HKD	0.217	0.077	0.102	314,490,000	42,039,600	N/A	0.243	2017/07/27	0.077	2017/08/24	441,780,000	64,828,032	-	-	-	-
28624	Haitong Int'l Sec - PetroChina European Warrants Feb 2018 A	HKD	0.201	0.106	0.135	91,616,000	12,969,408	N/A	0.201	2017/08/08	0.106	2017/08/24	91,616,000	12,969,408	-	-	-	-
28627	Haitong Int'l Sec - PetroChina European Warrants Feb 2018 B	HKD	0.133	0.071	0.073	59,618,000	5,896,084	N/A	0.133	2017/08/08	0.071	2017/08/24	59,618,000	5,896,084	-	-	-	-
14108	Haitong Int'l Sec - PetroChina European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	N/A	0.100	2017/04/21	0.015	2017/06/01	2,721,524,000	103,587,982	-	-	-	-
28817	Haitong Int'l Sec - PICC European Warrants Apr 2019 A	HKD	0.245	0.175	0.196	146,660,000	31,944,060	N/A	0.245	2017/08/24	0.175	2017/08/10	146,660,000	31,944,060	-	-	-	-
28893	Haitong Int'l Sec - PICC European Warrants Jul 2018 A	HKD	0.300	0.177	0.198	118,840,000	25,170,340	10,363,460	0.300	2017/08/24	0.064	2017/04/19	450,140,000	67,619,440	-	-	-	-
28399	Haitong Int'l Sec - Ping An European Put Warrants Dec 2017 A	HKD	-	-	0.010	0	0	2,402,893	0.223	2017/03/03	0.010	2017/07/11	174,030,000	17,295,370	-	-	-	-
15466	Haitong Int'l Sec - Ping An European Warrants Aug 2017 A	HKD	-	-	1.380	0	0	24,262,704	1.400	2017/07/17	0.094	2017/04/20	10,953,695,000	1,782,905,935	0.172	2016/12/30	0.143	2016/12/29
17684	Haitong Int'l Sec - Ping An European Warrants Dec 2017 B	HKD	0.670	0.223	0.550	155,735,000	62,068,515	N/A	0.670	2017/08/28	0.174	2017/07/07	410,240,000	138,260,785	-	-	-	-
24086	Haitong Int'l Sec - Ping An European Warrants Dec 2017 C	HKD	0.480	0.161	0.355	1,380,560,000	343,817,845	N/A	0.480	2017/08/24	0.161	2017/08/11	1,426,450,000	354,928,945	-	-	-	-
24094	Haitong Int'l Sec - Ping An European Warrants Feb 2018 A	HKD	0.410	0.152	0.305	2,482,585,000	722,084,315	N/A	0.410	2017/08/24	0.152	2017/08/11	2,488,725,000	723,608,120	-	-	-	-
24088	Haitong Int'l Sec - Ping An European Warrants Jan 2018 A	HKD	0.495	0.180	0.375	5,559,065,000	1,677,719,150	N/A	0.495	2017/08/24	0.180	2017/08/11	5,603,165,000	1,689,677,085	-	-	-	-
27461	Haitong Int'l Sec - Ping An European Warrants Jan 2018 B	HKD	0.330	0.117	0.242	4,226,725,000	984,621,865	N/A	0.330	2017/08/24	0.117	2017/08/11	4,226,725,000	984,621,865	-	-	-	-
28811	Haitong Int'l Sec - Ping An European Warrants Jan 2018 C	HKD	0.212	0.080	0.152	552,180,000	104,462,875	N/A	0.212	2017/08/28	0.080	2017/08/11	552,180,000	104,462,875	-	-	-	-
28963	Haitong Int'l Sec - Ping An European Warrants Jan 2018 D	HKD	0.295	0.097	0.205	1,235,320,000	283,991,295	N/A	0.295	2017/08/25	0.097	2017/08/11	1,235,320,000	283,991,295	-	-	-	-
16598	Haitong Int'l Sec - Ping An European Warrants Mar 2018 A	HKD	0.920	0.420	0.790	55,125,000	38,151,675	N/A	0.920	2017/08/24	0.248	2017/07/04	186,950,000	92,449,505	-	-	-	-
28816	Haitong Int'l Sec - Ping An European Warrants Mar 2018 B	HKD	0.355	0.108	0.295	57,520,000	13,009,310	N/A	0.355	2017/08/24	0.108	2017/08/11	57,520,000	13,009,310	-	-	-	-
29896	Haitong Int'l Sec - Ping An European Warrants Mar 2018 C	HKD	0.470	0.385	0.405	1,001,935,000	430,871,025	N/A	0.470	2017/08/24	0.385	2017/08/31	1,001,935,000	430,871,025	-	-	-	-
20872	Haitong Int'l Sec - Ping An European Warrants Nov 2017 A	HKD	1.460	0.770	1.350	3,775,000	3,323,000	167,319,373	1.460	2017/08/28	0.094	2017/05/08	12,957,245,000	2,034,412,785	-	-	-	-
16599	Haitong Int'l Sec - Ping An European Warrants Nov 2017 B	HKD	1.000	0.410	0.870	42,140,000	28,695,950	N/A	1.000	2017/08/28	0.173	2017/06/15	562,440,000	182,144,955	-	-	-	-
28365	Haitong Int'l Sec - Ping An European Warrants Oct 2017 A	HKD	1.260	0.560	1.120	8,520,000	7,676,950	103,808,483	1.260	2017/08/24	0.046	2017/04/20	9,773,160,000	1,206,019,250	-	-	-	-
29941	Haitong Int'l Sec - Ping An European Warrants Oct 2017 B	HKD	1.900	1.060	1.680	1,815,000	2,249,000	N/A	1.900	2017/08/28	0.121	2017/04/20	2,483,305,000	615,892,910	-	-	-	-
26992	Haitong Int'l Sec - Ping An European Warrants Sep 2017 A	HKD	2.140	1.760	2.130	1,305,000	2,537,050	6,453,233	2.140	2017/08/29	0.255	2017/04/20	444,375,000	162,256,525	-	-	-	-
13088	Haitong Int'l Sec - Ping An European Warrants Sep 2017 B	HKD	1.590	1.050	1.450	2,350,000	3,433,400	N/A	1.590	2017/08/28	0.063	2017/04/20	13,711,205,000	1,288,717,350	-	-	-	-
12125	Haitong Int'l Sec - Poly Property European Warrants Apr 18 A	HKD	0.640	0.630	0.650	3,400,000	2,162,400	N/A	0.640	2017/08/31	0.630	2017/08/31	3,400,000	2,162,400	-	-	-	-
22534	Haitong Int'l Sec - Poly Property European Warrants Dec 17 A	HKD	1.040	0.620	0.960	6,940,000	6,067,920	6,104,593	1.060	2017/07/28	0.395	2017/05/08	58,448,000	41,016,465	-	-	-	-
29132	Haitong Int'l Sec - Poly Property European Warrants Dec 17 B	HKD	0.500	0.270	0.490	26,819,000	11,079,085	N/A	0.590	2017/03/16	0.238	2017/05/05	156,475,000	59,527,380	-	-	-	-
26607	Haitong Int'l Sec - PSBC European Warrants Aug 2017 A	HKD	-	-	0.013	0	0	1,910,184	0.290	2017/04/25	0.016	2017/07/04	71,058,000	14,472,671	-	-	-	-
28185	Haitong Int'l Sec - R&F Ppt European Warrants Apr 2018 A	HKD	0.405	0.182	0.380	164,756,000	36,323,924	N/A	0.405	2017/08/31	0.182	2017/08/18	164,756,000	36,323,924	-	-	-	-
28894	Haitong Int'l Sec - R&F Ppt European Warrants Mar 2018 A	HKD	0.590	0.250	0.590	50,376,000	17,755,220	14,142,219	0.590	2017/08/31	0.153	2017/05/08	367,196,000	84,853,312	-	-	-	-
29899	Haitong Int'l Sec - R&F Ppt European Warrants May 2018 A	HKD	0.355	0.300	0.345	3,760,000	1,250,540	N/A	0.355	2017/08/31	0.300	2017/08/24	3,760,000	1,250,540	-	-	-	-
26990	Haitong Int'l Sec - Sands China European Warrants Aug 2017 A	HKD	0.031	0.010	0.010	6,052,000	124,680	12,606,663	0.242	2017/04/10	0.010	2017/08/08	722,676,000	81,181,724	-	-	-	-
28656	Haitong Int'l Sec - Sands China European Warrants Nov 2017 A	HKD	0.203	0.090	0.124	410,276,000	57,208,800	21,376,565	0.430	2017/04/07	0.090	2017/08/28	762,808,000	131,904,880	-	-	-	-
14481	Haitong Int'l Sec - Sands China European Warrants Nov 2017 B	HKD	0.078	0.034	0.051	80,260,000	4,475,488	N/A	0.197	2017/04/26	0.034	2017/08/28	260,564,000	19,745,608	-	-	-	-
26249	Haitong Int'l Sec - Sands China European Warrants Nov 2017 C	HKD	0.190	0.102	0.123	443,992,000	61,201,308	N/A	0.202	2017/07/27	0.102	2017/08/25	455,744,000	63,370,184	-	-	-	-
11045	Haitong Int'l Sec - Sh Electric European Warrants Feb 2018 A	HKD	0.229	0.110	0.140	58,784,000	9,432,652	N/A	0.700	2017/03/16	0.110	2017/08/31	72,798,000	15,957,526	-	-	-	-
21286	Haitong Int'l Sec - Sh Electric European Warrants Mar 2018 A	HKD	0.410	0.229	0.310	47,650,000	14,356,634	4,646,926	0.880	2017/03/16	0.229	2017/08/30	79,652,000	30,528,794	-	-	-	-
29134	Haitong Int'l Sec - Sh Petrochem European Warrants Dec 2017A	HKD	0.241	0.152	0.194	28,998,000	5,597,832	N/A	0.475	2017/03/02	0.142	2017/06/28	44,488,000	9,726,494	-	-	-	-
16506	Haitong Int'l Sec - Sh Petrochem European Warrants May 2018A	HKD	0.900	0.125	0.840	27,722,000	21,859,410	N/A	0.900	2017/08/07	0.125	2017/08/24	36,572,000	27,874,610	-	-	-	-
28957	Haitong Int'l Sec - Sh Pharma European Warrants Jun 2018 A	HKD	0.315	0.186	0.195	149,809,000	33,349,410	11,327,951	0.465	2017/06/08	0.186	2017/08/29	243,344,000	69,703,595	-	-	-	-
23559	Haitong Int'l Sec - Shenzhen Int'l European Warrants Dec 18A	HKD	0.395	0.305	0.370	2,895,000	1,009,650	2,321,479	0.395	2017/08/25	0.210	2017/03/10	46,362,000	14,637,396	-	-	-	-
14463	Haitong Int'l Sec - SHK Ppt European Warrants Aug 2017 A	HKD	0.212	0.010	0.010	86,990,000	9,194,910	N/A	0.460	2017/06/06	0.010	2017/08/21	328,560,000	50,255,480	-	-	-	-
28201	Haitong Int'l Sec - SHK Ppt European Warrants Feb 2018 A	HKD	0.470	0.260	0.500	69,070,000	22,967,200	N/A	0.470	2017/08/31	0.260	2017/08/21	69,070,000	22,967,200	-	-	-	-
13592	Haitong Int'l Sec - Sihuan Pharm European Warrants Jun 2018A	HKD	0.640	0.375	0.430	9,199,000	4,410,575	N/A	0.970	2017/05/09	0.375	2017/08/21	21,287,000	13,398,865	-	-	-	-
23605	Haitong Int'l Sec - Sihuan Pharm European Warrants May 2018A	HKD	1.040	0.790	0.840	2,781,000	2,633,250	2,416,997	1.490	2017/05/16	0.740	2017/03/29	16,937,000	17,064,020	-	-	-	-
28952	Haitong Int'l Sec - Sino Biopharm European Warrants Jul 19 A	HKD	0.203	0.169	0.188	93,578,000	17,781,131	13,307,377	0.265	2017/03/13	0.169	2017/08/18	382,568,000	79,844,765	-	-	-	-
29809	Haitong Int'l Sec - Sino-Ocean Gp European Warrants Apr2018A	HKD	1.000	0.365	0.980	45,739,500	24,374,131	N/A	1.000	2017/08/31	0.365	2017/08/18	128,916,500	63,921,385	-	-	-	-
12128	Haitong Int'l Sec - Sinopec Corp European Wts Jun 2018 A	HKD	0.345	0.340	0.340	4,960,000	1,687,200	N/A	0.345	2017/08/31	0.340	2017/08/31	4,960,000	1,687,200	-	-	-	-
12127	Haitong Int'l Sec - Sinopec Corp European Wts Mar 2018 A	HKD	0.425	0.410	0.420	5,028,000	2,111,110	N/A	0.425	2017/08/31	0.410	2017/08/31	5,028,000	2,111,110	-	-	-	-
14102	Haitong Int'l Sec - Sinopec Corp European Wts Nov 2017 A	HKD	0.010	0.010	0.010	254,000	2,540	N/A	0.136	2017/04/26	0.010	2017/08/09	214,590,000	16,276,912	-	-	-	-
12935	Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 A	HKD	-	-	0.016	0	0	5,991,698	0.320	2017/01/25	0.023	2017/07/11	277,264,000	43,033,604	0.475	2016/10/11	0.197	2016/12/23
28626	Haitong Int'l Sec - Sinopec Corp European Wts Oct 2017 B	HKD	0.025	0.010	0.011	4,774,000	91,704	5,544,723	0.355	2017/02/23	0.010	2017/08/16	321,600,000	66,514,006	-	-	-	-
20805	Haitong Int'l Sec - Sinopec Corp European Wts Sep 2017 A	HKD	0.105	0.017	0.046	74,682,000	3,644,322	11,323,313	0.600	2017/01/26	0.017	2017/08/18	493,576,000	155,171,668	-	-	-	-
29775	Haitong Int'l Sec - Sinotrans European Warrants Aug 2018 A	HKD	0.920	0.700	0.830	8,204,000	6,840,860	N/A	0.920	2017/08/24	0.395	2017/04/25	26,355,000	18,314,440	-	-	-	-
16630	Haitong Int'l Sec - SkyworthDigital European Wts Mar18A	HKD	0.510	0.290	0.295	17,846,000	7,917,100	N/A	0.950	2017/06/27	0.290	2017/08/31	34,706,000	20,654,660	-	-	-	-
16892	Haitong Int'l Sec - SMIC European Warrants Dec 2018 A	HKD	0.215	0.111	0.114	95,865,000	16,600,970	N/A	0.275	2017/07/19	0.111	2017/08/11	225,355,000	46,441,045	-	-	-	-
22923	Haitong Int'l Sec - SMIC European Warrants Nov 2017 A	HKD	0.025	0.024	0.023	425,000	10,400	1,347,838	0.217	2017/02/09	0.024	2017/08/08	207,800,000	23,876,735	-	-	-	-
17989	Haitong Int'l Sec - Stanchart European Warrants Mar 2018 A	HKD	0.590	0.191	0.218	109,306,000	31,287,317	N/A	0.590	2017/08/02	0.191	2017/08/21	129,571,000	40,122,650	-	-	-	-
23679	Haitong Int'l Sec - SUNAC European Warrants Nov 2018 A	HKD	1.550	1.150	1.540	1,010,000	1,387,300	2,686,933	1.550	2017/08/31	0.163	2017/02/07	94,260,000	29,357,180	-	-	-	-
11146	Haitong Int'l Sec - Sunny Optical European Put Wts Apr18A	HKD	0.195	0.174	0.179	7,400,000	1,358,400	N/A	0.195	2017/08/29	0.174	2017/08/29	7,400,000	1,358,400	-	-	-	-
15972	Haitong Int'l Sec - Sunny Optical European Warrants Dec 17 A	HKD	3.790	2.250	3.470	6,320,000	16,738,000	N/A	3.790	2017/08/24	0.345	2017/06/06	37,480,000	55,998,350	-	-	-	-
11167	Haitong Int'l Sec - Sunny Optical European Warrants Sep 17 A	HKD	4.650	2.830	4.800	6,800,000	24,707,000	N/A	4.650	2017/08/16	0.430	2017/06/06	150,250,000	173,720,000	-	-	-	-
25029	Haitong Int'l Sec - Sunny Optical European Wts Aug 2018 A	HKD	0.390	0.222	0.340	19,000,000	5,622,510	N/A	0.390	2017/08/24	0.222	2017/08/01	82,370,000	20,645,800	-	-	-	-
24997	Haitong Int'l Sec - Sunny Optical European Wts Jan 2018 A	HKD	2.220	1.100	1.850	157,610,000	250,029,900	N/A	2.220	2017/08/24	1.100	2017/08/04	166,270,000	260,663,700	-	-	-	-
29186	Haitong Int'l Sec - Sunny Optical European Wts Jun 2018 A	HKD	0.380	0.280	0.345	35,060,000	10,962,000	N/A	0.380	2017/08/24	0.280	2017/08/14	35,060,000	10,962,000	-	-	-	-
28227	Haitong Int'l Sec - Swire Pacific A European Warrants Mar18A	HKD	0.370	0.270	0.315	18,520,000	6,078,475	N/A	0.370	2017/08/11	0.270	2017/08/18	18,520,000	6,078,475	-	-	-	-
24021	Haitong Int'l Sec - Techtronic European Warrants Aug 2017 A	HKD	0.320	0.219	0.240	6,610,000	1,721,135	3,464,005	0.630	2017/07/17	0.207	2017/02/10	56,120,000	22,068,410	-	-	-	-
15896	Haitong Int'l Sec - Tencent European Put Warrants Dec 2017 A	HKD	0.033	0.026	0.026	4,340,000	128,200	N/A	0.100	2017/06/01	0.026	2017/08/25	328,450,000	22,309,290	-	-	-	-
15900	Haitong Int'l Sec - Tencent European Put Warrants Dec 2018 A	HKD	0.077	0.051	0.052	58,690,000	3,791,710	N/A	0.167	2017/06/01	0.051	2017/08/17	320,940,000	38,911,090	-	-	-	-
29321	Haitong Int'l Sec - Tencent European Put Warrants Feb 2018 A	HKD	0.199	0.142	0.144	7,952,560,000	1,324,186,120	N/A	0.199	2017/08/29	0.142	2017/08/31	7,952,560,000	1,324,186,120	-	-	-	-
28327	Haitong Int'l Sec - Tencent European Put Warrants Jan 2018 B	HKD	0.169	0.089	0.098	6,624,010,000	722,313,240	N/A	0.169	2017/08/11	0.089	2017/08/17	6,624,010,000	722,313,240	-	-	-	-
12938	Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 A	HKD	0.014	0.010	0.010	410,000	4,520	15,931,408	0.187	2017/01/04	0.010	2017/08/24	15,102,270,000	1,594,638,020	0.227	2016/12/20	0.178	2016/09/08
16147	Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 B	HKD	0.071	0.036	0.042	4,487,570,000	281,315,100	N/A	0.238	2017/06/01	0.036	2017/08/17	4,956,500,000	355,093,360	-	-	-	-
28961	Haitong Int'l Sec - Tencent European Put Warrants Mar 2018 D	HKD	0.166	0.101	0.113	218,480,000	27,883,440	N/A	0.166	2017/08/11	0.101	2017/08/17	218,480,000	27,883,440	-	-	-	-
17679	Haitong Int'l Sec - Tencent European Put Warrants Nov 2017 D	HKD	0.044	0.017	0.027	10,850,000	410,730	N/A	0.144	2017/07/07	0.017	2017/08/17	96,200,000	7,184,460	-	-	-	-
13483	Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 C	HKD	-	-	0.010	0	0	N/A	0.113	2017/04/11	0.010	2017/07/13	9,897,670,000	385,751,180	-	-	-	-
13796	Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 D	HKD	-	-	0.010	0	0	N/A	0.098	2017/04/18	0.010	2017/07/04	17,555,070,000	872,300,440	-	-	-	-
15899	Haitong Int'l Sec - Tencent European Put Warrants Oct 2017 E	HKD	-	-	0.016	0	0	N/A	0.086	2017/06/01	0.016	2017/07/19	3,209,810,000	190,719,720	-	-	-	-
29315	Haitong Int'l Sec - Tencent European Warrants Apr 2018 A	HKD	0.270	0.152	0.204	15,063,880,000	3,279,980,730	N/A	0.270	2017/08/15	0.152	2017/08/29	15,063,880,000	3,279,980,730	-	-	-	-
25581	Haitong Int'l Sec - Tencent European Warrants Aug 2017 A	HKD	1.260	1.240	1.210	650,000	813,500	2,384,463	1.260	2017/08/17	0.135	2017/03/03	21,943,120,000	3,351,448,280	-	-	-	-
28753	Haitong Int'l Sec - Tencent European Warrants Aug 2017 B	HKD	4.480	2.230	3.900	2,594,000	8,445,030	283,718,911	4.480	2017/08/09	0.090	2017/05/19	4,718,089,000	2,073,885,943	-	-	-	-
15784	Haitong Int'l Sec - Tencent European Warrants Aug 2018 A	HKD	0.760	0.570	0.690	2,830,000	2,034,400	N/A	0.760	2017/08/17	0.260	2017/07/05	221,410,000	83,900,900	-	-	-	-
16805	Haitong Int'l Sec - Tencent European Warrants Dec 2017 B	HKD	0.425	0.240	0.360	42,140,000	13,096,700	N/A	0.425	2017/08/17	0.066	2017/07/05	532,300,000	91,788,800	-	-	-	-
11331	Haitong Int'l Sec - Tencent European Warrants Feb 2018 B	HKD	0.224	0.181	0.215	4,977,330,000	1,018,574,320	N/A	0.224	2017/08/28	0.181	2017/08/29	4,977,330,000	1,018,574,320	-	-	-	-
29264	Haitong Int'l Sec - Tencent European Warrants Jan 2018 A	HKD	1.130	0.860	1.080	1,690,000	1,768,200	N/A	1.130	2017/08/17	0.184	2017/03/09	5,069,620,000	992,792,330	-	-	-	-
13784	Haitong Int'l Sec - Tencent European Warrants Jul 2018 A	HKD	0.580	0.385	0.520	31,250,000	14,015,950	N/A	0.580	2017/08/17	0.126	2017/04/19	2,704,440,000	481,383,140	-	-	-	-
28956	Haitong Int'l Sec - Tencent European Warrants Jul 2018 B	HKD	0.395	0.275	0.350	422,210,000	134,650,800	N/A	0.395	2017/08/17	0.275	2017/08/11	422,210,000	134,650,800	-	-	-	-
15785	Haitong Int'l Sec - Tencent European Warrants Jun 2018 A	HKD	0.600	0.420	0.570	23,170,000	11,073,450	N/A	0.600	2017/08/17	0.173	2017/07/05	1,549,140,000	405,935,320	-	-	-	-
16173	Haitong Int'l Sec - Tencent European Warrants Jun 2018 B	HKD	0.395	0.242	0.365	462,570,000	135,926,820	N/A	0.395	2017/08/17	0.100	2017/07/05	1,467,330,000	347,173,480	-	-	-	-
29316	Haitong Int'l Sec - Tencent European Warrants Jun 2018 C	HKD	0.295	0.193	0.233	192,790,000	45,198,530	N/A	0.295	2017/08/17	0.193	2017/08/29	192,790,000	45,198,530	-	-	-	-
29319	Haitong Int'l Sec - Tencent European Warrants Jun 2018 D	HKD	0.270	0.184	0.214	2,757,680,000	713,397,150	N/A	0.270	2017/08/17	0.184	2017/08/29	2,757,680,000	713,397,150	-	-	-	-
16174	Haitong Int'l Sec - Tencent European Warrants Mar 2018 C	HKD	0.420	0.260	0.380	834,070,000	238,498,400	N/A	0.420	2017/08/17	0.097	2017/07/05	1,886,110,000	474,388,500	-	-	-	-
13362	Haitong Int'l Sec - Tencent European Warrants Nov 2017 A	HKD	0.840	0.650	0.790	740,000	522,800	623,023,600	0.840	2017/08/17	0.066	2017/01/05	32,789,290,000	3,747,884,020	0.231	2016/09/23	0.042	2016/12/28
14202	Haitong Int'l Sec - Tencent European Warrants Nov 2017 B	HKD	0.980	0.730	0.900	13,890,000	11,754,600	257,449,687	0.980	2017/08/17	0.091	2017/03/03	24,612,060,000	3,143,124,430	0.147	2016/11/16	0.103	2016/12/02
16804	Haitong Int'l Sec - Tencent European Warrants Nov 2017 C	HKD	0.510	0.300	0.455	18,680,000	7,609,350	N/A	0.510	2017/08/17	0.085	2017/07/05	501,100,000	87,027,750	-	-	-	-
28155	Haitong Int'l Sec - Tencent European Warrants Nov 2017 E	HKD	1.350	0.560	0.890	2,525,856,000	2,344,557,790	N/A	1.350	2017/08/17	0.560	2017/08/29	2,525,856,000	2,344,557,790	-	-	-	-
27939	Haitong Int'l Sec - Tencent European Warrants Oct 2017 A	HKD	-	-	1.100	0	0	66,365,802	0.680	2017/07/17	0.114	2017/03/03	8,274,840,000	1,329,701,280	-	-	-	-
28348	Haitong Int'l Sec - Tencent European Warrants Oct 2017 B	HKD	1.070	0.830	1.010	5,990,000	5,968,400	289,324,363	1.070	2017/08/17	0.098	2017/03/03	27,336,950,000	3,790,024,940	-	-	-	-
28569	Haitong Int'l Sec - Tencent European Warrants Sep 2017 A	HKD	-	-	1.330	0	0	309,842	1.110	2017/07/27	0.166	2017/01/04	98,280,000	19,844,130	0.430	2016/10/06	0.128	2016/12/23
11910	Haitong Int'l Sec - Tencent European Warrants Sep 2017 B	HKD	1.260	1.170	1.230	40,000	48,800	1,636,775	1.260	2017/08/09	0.128	2017/01/04	13,136,390,000	2,165,694,790	0.370	2016/09/23	0.096	2016/12/20
12366	Haitong Int'l Sec - Tencent European Warrants Sep 2017 C	HKD	1.290	1.290	1.290	80,000	103,200	1,504,870	1.290	2017/08/09	0.142	2017/01/04	11,871,830,000	2,074,913,560	0.410	2016/09/23	0.113	2016/12/23
29155	Haitong Int'l Sec - Tencent European Warrants Sep 2017 D	HKD	-	-	1.090	0	0	N/A	0.510	2017/05/18	0.110	2017/03/03	11,411,730,000	1,533,266,050	-	-	-	-
26983	Haitong Int'l Sec - Tianneng Power European Warrants Aug 18A	HKD	0.095	0.069	0.095	39,968,000	3,290,920	4,188,392	0.232	2017/03/03	0.069	2017/08/28	215,122,000	25,406,518	-	-	-	-
14209	Haitong Int'l Sec - Tracker Fund European Warrants Dec 2017A	HKD	0.540	0.450	0.550	19,230,000	9,183,500	4,094,623	0.540	2017/08/30	0.204	2017/03/03	67,110,000	24,567,740	0.201	2016/12/01	0.171	2016/11/17
25530	Haitong Int'l Sec - Travelsky Tech European Warrants Dec17 A	HKD	0.255	0.172	0.227	27,670,000	5,319,300	8,009,407	0.420	2017/06/05	0.170	2017/03/06	195,790,000	52,292,060	-	-	-	-
12721	Haitong Int'l Sec - Tsingtao Brew European Warrants Aug 17 A	HKD	-	-	0.021	0	0	3,172,987	0.510	2017/02/09	0.034	2017/07/25	93,140,000	25,175,902	0.540	2016/10/12	0.280	2016/12/21
29765	Haitong Int'l Sec - Want Want China European Warrants Dec17A	HKD	0.285	0.091	0.111	86,521,000	15,990,029	N/A	0.510	2017/04/06	0.091	2017/08/24	124,326,000	27,864,579	-	-	-	-
28896	Haitong Int'l Sec - Weichai Power European Wts Aug 2017 A	HKD	-	-	0.630	0	0	1,173,360	0.500	2017/02/13	0.219	2017/05/08	28,520,000	7,298,260	0.455	2016/12/02	0.171	2016/07/13
28950	Haitong Int'l Sec - Weigao Group European Warrants Dec 2018A	HKD	0.230	0.193	0.199	58,432,000	12,897,324	7,614,161	0.244	2017/06/09	0.173	2017/03/22	208,504,000	46,133,744	-	-	-	-
22622	Haitong Int'l Sec - WH Group European Warrants Jan 2019 A	HKD	0.238	0.173	0.215	156,150,000	34,691,900	10,893,073	0.238	2017/08/17	0.142	2017/05/22	362,545,000	71,218,440	-	-	-	-
12799	Haitong Int'l Sec - Xinyi Glass European Warrants Aug 2018 A	HKD	0.195	0.152	0.179	45,140,000	7,167,820	3,830,957	0.225	2017/07/19	0.133	2017/04/20	170,580,000	29,027,720	0.330	2016/09/08	0.184	2016/12/14
26587	Haitong Int'l Sec - Xinyi Solar European Warrants Dec 2017 A	HKD	0.182	0.092	0.119	27,794,000	3,665,382	1,149,673	0.560	2017/02/13	0.068	2017/07/24	69,748,000	10,139,986	-	-	-	-
29515	Haitong Int'l Sec - Yanzhou Coal European Warrants Aug 2019A	HKD	0.229	0.193	0.227	107,160,000	22,529,600	N/A	0.229	2017/08/30	0.193	2017/08/24	107,160,000	22,529,600	-	-	-	-
12593	Haitong Int'l Sec - Yuexiu Ppt European Warrants Sep 2017 A	HKD	0.155	0.101	0.138	14,200,000	1,732,208	1,287,352	0.222	2017/07/27	0.097	2017/05/11	54,346,000	8,427,484	0.248	2016/09/12	0.123	2016/12/28
11992	Haitong Int'l Sec - Zhaojin Mining European Warrants Oct 17A	HKD	0.010	0.010	0.010	620,000	6,200	129,219	0.098	2017/02/07	0.010	2017/08/29	34,075,000	2,291,735	0.210	2016/09/07	0.051	2016/12/23
17659	Haitong Int'l Sec - Zhaojin Mining European Wts Dec 2018 A	HKD	0.201	0.165	0.187	93,665,000	17,001,615	5,974,714	0.315	2017/02/14	0.165	2017/08/24	197,460,000	35,955,010	-	-	-	-
22991	Haitong Int'l Sec - Zijin Mining European Warrants Aug 2017A	HKD	-	-	0.016	0	0	1,222,674	0.355	2017/03/17	0.027	2017/06/28	39,672,000	8,419,438	-	-	-	-
28821	Haitong Int'l Sec - Zijin Mining European Warrants Feb 2018A	HKD	0.330	0.171	0.218	126,470,000	32,568,594	N/A	0.330	2017/08/10	0.171	2017/08/21	126,470,000	32,568,594	-	-	-	-
15788	Haitong Int'l Sec - Zoomlion European Warrants Dec 2017 A	HKD	0.610	0.236	0.255	24,827,000	10,253,537	N/A	0.690	2017/07/20	0.236	2017/08/31	76,161,000	35,610,900	-	-	-	-
29908	Haitong Int'l Sec - ZTE European Warrants Apr 2018 A	HKD	0.194	0.148	0.215	32,416,000	5,346,882	N/A	0.194	2017/08/29	0.148	2017/08/24	32,416,000	5,346,882	-	-	-	-
27340	Haitong Int'l Sec - ZTE European Warrants Feb 2018 A	HKD	0.235	0.141	0.213	397,432,000	69,792,594	N/A	0.235	2017/08/02	0.141	2017/08/11	397,432,000	69,792,594	-	-	-	-
14186	Haitong Int'l Sec - ZTE European Warrants Sep 2017 A	HKD	0.910	0.720	0.880	370,000	305,900	1,210,803	0.910	2017/08/31	0.191	2017/03/07	55,288,000	13,120,412	0.315	2016/12/30	0.236	2016/12/16
26659	HK Bank - A50 China European Warrants Dec 2017 A	HKD	0.385	0.385	0.435	30,000	11,550	32,543	0.385	2017/08/02	0.158	2017/05/08	1,230,000	236,825	0.232	2016/12/08	0.128	2016/06/15
16313	HK Bank - A50 China European Warrants Dec 2017 B	HKD	1.070	0.465	0.990	16,566,500	9,664,211	N/A	1.070	2017/08/29	0.305	2017/06/16	137,043,100	63,933,531	-	-	-	-
23026	HK Bank - A50 China European Warrants Jan 2018 A	HKD	0.600	0.248	0.500	86,071,000	34,806,343	N/A	0.600	2017/08/30	0.248	2017/08/11	131,371,800	53,210,487	-	-	-	-
16111	HK Bank - A50 China European Warrants Oct 2017 A	HKD	1.340	1.340	1.940	50,000	67,000	N/A	1.340	2017/08/07	0.550	2017/06/16	3,663,600	2,662,621	-	-	-	-
26068	HK Bank - A50 China European Warrants Sep 2018 A	HKD	0.232	0.155	0.217	8,640,000	1,546,995	N/A	0.232	2017/08/30	0.155	2017/08/11	9,840,000	1,755,295	-	-	-	-
15376	HK Bank - AAC Tech European Put Warrants Feb 2018 B	HKD	0.162	0.043	0.047	388,000,000	38,053,600	N/A	0.325	2017/05/18	0.043	2017/08/30	549,400,000	63,766,600	-	-	-	-
15373	HK Bank - AAC Tech European Put Warrants Jun 2018 B	HKD	0.129	0.055	0.056	10,535,000	1,155,960	N/A	0.285	2017/05/18	0.055	2017/08/30	208,670,000	34,615,035	-	-	-	-
15213	HK Bank - AAC Tech European Warrants Apr 2018 A	HKD	0.320	0.120	0.310	288,100,000	43,090,000	N/A	0.320	2017/08/30	0.119	2017/05/15	460,450,000	73,970,250	-	-	-	-
14653	HK Bank - AAC Tech European Warrants Dec 2017 A	HKD	0.485	0.485	0.710	50,000	24,250	N/A	0.485	2017/08/22	0.260	2017/05/15	800,000	258,000	-	-	-	-
15568	HK Bank - AAC Tech European Warrants Dec 2017 B	HKD	-	-	0.560	0	0	N/A	0.425	2017/07/20	0.126	2017/05/18	94,970,000	22,536,080	-	-	-	-
26500	HK Bank - AAC Tech European Warrants Dec 2017 C	HKD	0.360	0.147	0.410	98,025,000	16,800,480	N/A	0.360	2017/08/28	0.137	2017/07/28	99,505,000	17,005,440	-	-	-	-
26502	HK Bank - AAC Tech European Warrants Dec 2017 D	HKD	-	-	0.510	0	0	N/A	0.194	2017/07/28	0.194	2017/07/28	200,000	38,800	-	-	-	-
13160	HK Bank - AAC Tech European Warrants Feb 2018 A	HKD	0.465	0.232	0.460	2,460,000	735,910	N/A	0.465	2017/08/31	0.099	2017/05/18	531,660,000	99,347,625	-	-	-	-
14586	HK Bank - AAC Tech European Warrants Jan 2018 A	HKD	0.475	0.173	0.495	16,950,000	4,164,750	N/A	0.475	2017/08/29	0.108	2017/05/18	446,000,000	96,075,800	-	-	-	-
15561	HK Bank - AAC Tech European Warrants Jan 2018 B	HKD	0.415	0.168	0.410	1,765,000	411,240	N/A	0.415	2017/08/30	0.087	2017/05/18	277,440,000	37,366,275	-	-	-	-
26520	HK Bank - AAC Tech European Warrants Jan 2018 C	HKD	0.445	0.246	0.485	16,300,000	4,675,950	N/A	0.445	2017/08/28	0.189	2017/07/28	20,700,000	5,519,300	-	-	-	-
14687	HK Bank - AAC Tech European Warrants Jun 2018 A	HKD	0.365	0.216	0.395	1,200,000	329,500	N/A	0.365	2017/08/28	0.117	2017/05/18	154,500,000	29,963,200	-	-	-	-
14750	HK Bank - AAC Tech European Warrants Mar 2018 A	HKD	0.385	0.178	0.380	20,350,000	4,671,350	N/A	0.385	2017/08/29	0.070	2017/05/18	405,700,000	70,606,600	-	-	-	-
14524	HK Bank - AAC Tech European Warrants Nov 2017 A	HKD	0.590	0.280	0.590	7,750,000	2,358,750	N/A	0.590	2017/08/30	0.149	2017/05/18	319,300,000	81,967,800	-	-	-	-
15567	HK Bank - AAC Tech European Warrants Nov 2017 B	HKD	0.460	0.190	0.450	21,610,000	5,545,355	N/A	0.460	2017/08/29	0.083	2017/05/18	491,760,000	103,309,900	-	-	-	-
14521	HK Bank - AAC Tech European Warrants Oct 2017 A	HKD	0.405	0.350	0.660	200,000	75,250	N/A	0.405	2017/08/21	0.195	2017/05/18	5,400,000	1,480,650	-	-	-	-
14529	HK Bank - AAC Tech European Warrants Oct 2017 B	HKD	0.475	0.243	0.510	450,000	158,650	N/A	0.475	2017/08/29	0.085	2017/05/18	339,850,000	62,101,650	-	-	-	-
14532	HK Bank - AAC Tech European Warrants Oct 2017 C	HKD	0.445	0.098	0.420	72,115,000	12,174,335	N/A	0.445	2017/08/30	0.054	2017/05/18	714,050,000	109,247,460	-	-	-	-
28145	HK Bank - Agricultural Bank European Warrants Dec 2017 A	HKD	0.355	0.245	0.290	6,751,000	1,936,680	1,762,649	0.360	2017/02/20	0.190	2017/07/11	42,865,000	11,139,701	-	-	-	-
16309	HK Bank - Agricultural Bank European Warrants Dec 2017 B	HKD	0.187	0.087	0.132	129,881,000	17,745,171	N/A	0.250	2017/06/02	0.087	2017/08/11	211,427,000	28,942,235	-	-	-	-
28727	HK Bank - Agricultural Bank European Warrants Oct 2017 A	HKD	0.079	0.028	0.046	24,404,000	1,448,156	6,972,789	0.150	2017/03/02	0.028	2017/08/11	550,497,000	41,836,732	-	-	-	-
16067	HK Bank - AIA European Put Warrants Nov 2017 A	HKD	0.092	0.043	0.049	57,016,000	3,393,278	N/A	0.265	2017/05/25	0.043	2017/08/31	574,422,000	67,288,718	-	-	-	-
13320	HK Bank - AIA European Put Warrants Oct 2017 A	HKD	-	-	0.010	0	0	N/A	0.285	2017/04/19	0.010	2017/07/14	347,566,000	35,618,884	-	-	-	-
28150	HK Bank - AIA European Warrants Aug 2017 A	HKD	0.435	0.430	0.485	400,000	173,000	27,740,208	0.520	2017/07/18	0.096	2017/04/19	1,228,714,000	187,962,184	-	-	-	-
17019	HK Bank - AIA European Warrants Dec 2017 A	HKD	0.405	0.200	0.265	199,890,000	56,321,768	N/A	0.405	2017/08/01	0.150	2017/07/04	320,988,000	84,792,408	-	-	-	-
29406	HK Bank - AIA European Warrants Feb 2018 A	HKD	0.210	0.138	0.179	317,876,000	53,123,458	N/A	0.210	2017/08/16	0.138	2017/08/21	317,876,000	53,123,458	-	-	-	-
16063	HK Bank - AIA European Warrants Oct 2017 B	HKD	0.450	0.218	0.290	33,208,000	9,897,672	N/A	0.450	2017/08/02	0.136	2017/07/04	451,052,000	91,579,482	-	-	-	-
13678	HK Bank - Anhui Conch European Warrants Sep 2017 A	HKD	0.107	0.034	0.046	65,670,000	4,273,010	N/A	0.221	2017/04/13	0.034	2017/08/21	714,230,000	48,091,430	-	-	-	-
14157	HK Bank - BBMG European Warrants Dec 2018 A	HKD	0.086	0.060	0.060	147,980,000	11,135,380	N/A	0.125	2017/04/25	0.060	2017/08/31	495,110,000	41,464,380	-	-	-	-
14207	HK Bank - BOC HK European Warrants Dec 2017 A	HKD	0.760	0.610	0.770	55,000	37,300	5,096,073	0.760	2017/08/01	0.148	2017/01/09	206,565,000	45,512,875	0.213	2016/12/09	0.129	2016/12/19
28812	HK Bank - BOC HK European Warrants Jan 2018 A	HKD	0.500	0.275	0.450	14,155,000	5,424,000	12,834,627	0.500	2017/08/30	0.090	2017/04/24	482,710,000	77,490,285	-	-	-	-
17230	HK Bank - BOC HK European Warrants Jul 2018 A	HKD	0.260	0.185	0.239	72,480,000	16,118,230	N/A	0.260	2017/08/30	0.168	2017/07/21	191,230,000	37,911,040	-	-	-	-
13543	HK Bank - BOCL European Warrants Aug 2017 A	HKD	0.080	0.024	0.015	2,126,000	133,561	8,463,415	0.239	2017/02/23	0.015	2017/07/11	731,393,000	83,006,592	0.195	2016/10/06	0.087	2016/11/09
19198	HK Bank - BOCL European Warrants Aug 2017 B	HKD	0.510	0.295	0.560	2,060,000	937,175	743,362	0.520	2017/02/23	0.148	2017/07/10	30,990,000	7,719,225	-	-	-	-
28730	HK Bank - BOCL European Warrants Aug 2017 C	HKD	0.023	0.013	0.010	986,000	14,555	1,944,178	0.230	2017/02/23	0.010	2017/07/26	168,130,000	13,754,064	-	-	-	-
16427	HK Bank - BOCL European Warrants Dec 2017 A	HKD	0.465	0.248	0.420	21,753,000	7,310,908	N/A	0.465	2017/08/30	0.140	2017/07/10	69,263,000	16,301,061	-	-	-	-
16235	HK Bank - BOCL European Warrants Jan 2018 A	HKD	0.300	0.138	0.270	87,868,000	18,216,999	N/A	0.300	2017/08/28	0.090	2017/07/10	147,542,000	26,830,618	-	-	-	-
14206	HK Bank - BOCL European Warrants Sep 2017 A	HKD	0.510	0.198	0.450	86,900,000	25,781,536	9,638,317	0.510	2017/08/30	0.104	2017/07/10	308,933,000	73,679,270	0.228	2016/12/08	0.157	2016/12/22
28153	HK Bank - BOCL European Warrants Sep 2017 B	HKD	0.315	0.074	0.250	72,955,000	13,030,430	14,366,772	0.335	2017/02/20	0.043	2017/07/10	796,300,000	86,731,549	-	-	-	-
28724	HK Bank - BOCL European Warrants Sep 2017 C	HKD	0.046	0.013	0.025	12,274,000	392,451	517,612	0.208	2017/02/24	0.013	2017/08/22	61,762,000	5,281,740	-	-	-	-
14303	HK Bank - BYD European Warrants Dec 2017 A	HKD	0.057	0.034	0.036	47,460,000	2,086,985	2,698,462	0.088	2017/02/09	0.034	2017/08/30	398,585,000	24,994,950	0.116	2016/11/21	0.065	2016/12/28
16810	HK Bank - BYD European Warrants Dec 2017 B	HKD	0.248	0.127	0.127	95,215,000	20,643,270	N/A	0.425	2017/06/27	0.127	2017/08/30	178,105,000	41,998,510	-	-	-	-
13622	HK Bank - BYD European Warrants Dec 2018 A	HKD	-	-	0.057	0	0	1,213	0.058	2017/04/25	0.050	2017/06/06	140,000	7,280	0.162	2016/10/11	0.093	2016/11/21
27139	HK Bank - BYD European Warrants Sep 2017 A	HKD	0.011	0.010	0.010	250,000	2,700	156,542	0.042	2017/02/09	0.010	2017/08/02	67,650,000	1,505,950	0.141	2016/04/13	0.031	2016/12/28
16314	HK Bank - CAM CSI300 European Warrants Apr 2018 A	HKD	0.435	0.285	0.410	7,092,000	2,388,680	N/A	0.435	2017/08/30	0.210	2017/06/02	25,890,000	7,319,242	-	-	-	-
13795	HK Bank - CAM CSI300 European Warrants Aug 2017 A	HKD	0.153	0.107	0.212	1,146,000	152,510	N/A	0.153	2017/08/02	0.035	2017/05/24	255,358,000	19,588,628	-	-	-	-
26076	HK Bank - CAM CSI300 European Warrants Aug 2018 A	HKD	0.345	0.228	0.315	19,344,000	4,837,782	N/A	0.345	2017/08/30	0.217	2017/07/28	49,980,000	11,719,206	-	-	-	-
16158	HK Bank - CAM CSI300 European Warrants Sep 2017 A	HKD	0.660	0.320	0.630	14,454,000	6,376,840	N/A	0.660	2017/08/30	0.210	2017/05/31	59,054,000	21,245,794	-	-	-	-
14384	HK Bank - CC Bank European Warrants Aug 2017 A	HKD	1.240	1.040	1.410	450,000	535,200	158,467	1.240	2017/08/24	0.475	2017/02/02	1,655,000	1,272,800	0.550	2016/11/25	0.365	2016/12/23
15253	HK Bank - CC Bank European Warrants Aug 2017 B	HKD	0.830	0.320	0.830	4,449,000	2,282,260	5,408,394	0.830	2017/08/25	0.110	2017/07/10	306,275,000	90,787,530	0.380	2016/12/30	0.198	2016/12/23
27863	HK Bank - CC Bank European Warrants Aug 2017 C	HKD	0.255	0.123	0.435	2,298,000	523,928	18,927,366	0.395	2017/02/20	0.030	2017/07/10	810,667,000	116,447,279	-	-	-	-
28722	HK Bank - CC Bank European Warrants Aug 2017 D	HKD	0.042	0.010	0.010	5,485,000	149,830	5,806,507	0.241	2017/02/24	0.010	2017/08/25	425,740,000	43,296,210	-	-	-	-
16367	HK Bank - CC Bank European Warrants Dec 2017 A	HKD	0.460	0.163	0.320	111,398,000	29,621,698	N/A	0.460	2017/08/30	0.084	2017/07/10	239,548,000	50,040,696	-	-	-	-
17026	HK Bank - CC Bank European Warrants Dec 2017 B	HKD	0.710	0.285	0.540	15,532,000	6,272,425	N/A	0.710	2017/08/28	0.163	2017/07/07	72,560,000	22,274,283	-	-	-	-
28266	HK Bank - CC Bank European Warrants Jan 2018 A	HKD	0.445	0.175	0.290	106,616,000	30,301,333	N/A	0.445	2017/08/28	0.175	2017/08/11	106,616,000	30,301,333	-	-	-	-
18506	HK Bank - CC Bank European Warrants Jul 2018 A	HKD	0.960	0.560	0.770	3,174,000	2,270,630	N/A	0.960	2017/08/28	0.560	2017/08/11	3,254,000	2,317,830	-	-	-	-
16365	HK Bank - CC Bank European Warrants Sep 2017 A	HKD	0.670	0.179	0.435	1,661,000	413,483	N/A	0.670	2017/08/28	0.067	2017/07/10	168,418,000	24,512,622	-	-	-	-
27199	HK Bank - CGS European Warrants Dec 2018 A	HKD	0.100	0.069	0.082	61,695,000	5,247,640	4,574,871	0.184	2017/02/14	0.069	2017/08/21	332,450,000	38,670,265	-	-	-	-
26671	HK Bank - CGS European Warrants Nov 2017 A	HKD	0.132	0.079	0.097	44,275,000	4,584,280	948,903	0.200	2017/02/20	0.079	2017/08/21	56,215,000	6,023,810	0.250	2016/03/21	0.178	2016/03/11
14873	HK Bank - Ch Comm Cons European Warrants Nov 2017 A	HKD	0.063	0.040	0.045	88,650,000	4,645,560	13,783,247	0.187	2017/03/23	0.040	2017/08/11	1,160,100,000	110,070,870	0.106	2016/12/30	0.087	2016/12/23
17286	HK Bank - Ch Comm Cons European Warrants Nov 2018 A	HKD	0.140	0.112	0.117	175,530,000	21,287,940	N/A	0.167	2017/07/19	0.112	2017/08/11	316,910,000	41,369,990	-	-	-	-
13801	HK Bank - Ch Comm Cons European Warrants Oct 2017 A	HKD	0.175	0.125	0.147	16,490,000	2,350,590	1,124,955	0.265	2017/04/05	0.117	2017/01/04	84,000,000	12,439,680	0.183	2016/11/11	0.109	2016/12/23
26967	HK Bank - CHALCO European Warrants Aug 2017 A	HKD	1.380	0.455	0.740	214,000	148,710	4,589,023	1.380	2017/08/09	0.075	2017/06/06	169,482,000	39,752,636	-	-	-	-
28162	HK Bank - Chi Res Land European Warrants Dec 2017 A	HKD	0.236	0.146	0.224	32,320,000	5,725,820	10,495,410	0.335	2017/07/27	0.107	2017/05/05	338,160,000	63,479,240	-	-	-	-
20818	HK Bank - China Life European Warrants Apr 2018 A	HKD	0.196	0.102	0.147	62,120,000	10,351,740	N/A	0.217	2017/07/17	0.102	2017/08/21	90,970,000	15,420,190	-	-	-	-
13512	HK Bank - China Life European Warrants Aug 2017 A	HKD	0.151	0.014	0.015	1,310,000	128,990	45,754,967	0.230	2017/03/21	0.014	2017/08/11	3,977,170,000	479,349,620	0.183	2016/11/28	0.076	2016/12/23
29529	HK Bank - China Life European Warrants Dec 2017 A	HKD	0.242	0.113	0.208	39,010,000	5,528,100	N/A	0.242	2017/08/28	0.113	2017/08/18	39,010,000	5,528,100	-	-	-	-
13513	HK Bank - China Life European Warrants Jan 2018 A	HKD	0.195	0.081	0.140	249,680,000	30,579,940	11,512,805	0.260	2017/02/15	0.081	2017/08/18	577,890,000	95,428,990	0.187	2016/11/28	0.129	2016/10/03
28322	HK Bank - China Life European Warrants Nov 2017 A	HKD	0.117	0.034	0.066	391,060,000	31,331,520	60,594,402	0.235	2017/02/21	0.034	2017/08/18	3,275,700,000	364,839,970	-	-	-	-
20834	HK Bank - China Life European Warrants Nov 2017 B	HKD	0.207	0.073	0.142	997,140,000	93,276,720	N/A	0.220	2017/07/17	0.073	2017/08/18	998,300,000	93,520,520	-	-	-	-
13156	HK Bank - China Life European Warrants Oct 2017 A	HKD	0.485	0.485	0.425	200,000	97,000	32,625	0.485	2017/08/28	0.240	2017/01/10	5,040,000	1,348,450	0.360	2016/11/25	0.157	2016/10/31
15638	HK Bank - China Life European Warrants Oct 2017 B	HKD	0.355	0.191	0.335	5,320,000	1,245,480	345,158	0.355	2017/08/28	0.191	2017/08/18	9,740,000	2,279,990	0.175	2016/12/29	0.171	2016/12/29
12989	HK Bank - China Life European Warrants Oct 2017 C	HKD	0.108	0.023	0.048	387,720,000	18,231,740	N/A	0.144	2017/03/29	0.023	2017/08/18	5,007,310,000	452,479,520	-	-	-	-
21819	HK Bank - China Life European Warrants Sep 2017 A	HKD	0.280	0.090	0.212	25,920,000	4,505,430	1,889,995	0.325	2017/03/17	0.090	2017/08/21	73,610,000	14,178,460	-	-	-	-
28141	HK Bank - China Life European Warrants Sep 2017 B	HKD	0.104	0.017	0.043	41,910,000	2,318,370	71,585,130	0.227	2017/02/21	0.017	2017/08/16	4,279,360,000	479,178,540	-	-	-	-
25621	HK Bank - China Mobile European Put Warrants Jun 2018 A	HKD	0.102	0.075	0.079	138,200,000	11,416,600	12,845,858	0.138	2017/01/05	0.075	2017/08/29	988,950,000	108,573,750	0.231	2016/01/21	0.097	2016/10/11
16907	HK Bank - China Mobile European Warrants Dec 2017 A	HKD	0.340	0.179	0.224	308,560,000	61,442,755	N/A	0.340	2017/08/10	0.138	2017/07/07	3,030,335,000	538,027,840	-	-	-	-
19146	HK Bank - China Mobile European Warrants Jan 2018 A	HKD	0.590	0.375	0.550	25,760,000	11,356,350	N/A	0.590	2017/08/30	0.350	2017/07/17	43,630,000	18,641,250	-	-	-	-
28925	HK Bank - China Mobile European Warrants Jan 2018 B	HKD	0.290	0.182	0.183	1,727,150,000	350,662,965	N/A	0.290	2017/08/10	0.182	2017/08/18	1,727,150,000	350,662,965	-	-	-	-
19301	HK Bank - China Mobile European Warrants Nov 2017 A	HKD	0.405	0.226	0.285	79,010,000	21,581,020	N/A	0.405	2017/08/11	0.171	2017/07/14	144,590,000	34,745,580	-	-	-	-
14173	HK Bank - China Mobile European Warrants Oct 2017 A	HKD	0.340	0.116	0.191	68,245,000	15,367,715	N/A	0.390	2017/05/22	0.083	2017/07/12	1,433,935,000	190,522,640	-	-	-	-
25851	HK Bank - China Mobile European Warrants Sep 2017 A	HKD	0.070	0.012	0.014	7,085,000	368,665	10,369,242	0.340	2017/03/21	0.012	2017/08/31	349,245,000	68,599,145	-	-	-	-
28822	HK Bank - China Mobile European Warrants Sep 2017 B	HKD	0.130	0.027	0.042	28,710,000	2,114,455	384,991,169	0.550	2017/03/21	0.025	2017/07/07	13,284,475,000	2,314,852,990	-	-	-	-
27853	HK Bank - China Overseas European Warrants Dec 2017 A	HKD	0.238	0.110	0.197	41,720,000	6,356,920	6,653,953	0.238	2017/08/28	0.051	2017/05/09	415,420,000	40,423,040	-	-	-	-
16429	HK Bank - China Overseas European Warrants Feb 2018 A	HKD	0.390	0.239	0.355	520,000	141,780	N/A	0.390	2017/08/25	0.119	2017/06/30	88,640,000	15,026,060	-	-	-	-
28928	HK Bank - China Overseas European Warrants Mar 2018 A	HKD	0.196	0.103	0.145	50,000,000	7,947,020	N/A	0.196	2017/08/25	0.103	2017/08/16	50,000,000	7,947,020	-	-	-	-
18400	HK Bank - China Overseas European Warrants Nov 2017 A	HKD	0.540	0.275	0.510	12,280,000	5,323,800	4,476,557	0.540	2017/08/25	0.137	2017/05/18	155,600,000	32,147,920	-	-	-	-
20319	HK Bank - China Railway European Warrants Dec 2017 A	HKD	0.025	0.010	0.025	8,780,000	120,880	2,163,313	0.101	2017/03/27	0.010	2017/08/17	337,250,000	25,906,320	0.162	2016/04/14	0.059	2016/01/21
27138	HK Bank - China Railway European Warrants Oct 2017 A	HKD	0.053	0.023	0.040	146,300,000	4,890,150	1,879,918	0.174	2017/03/22	0.023	2017/08/24	253,450,000	11,521,910	0.193	2016/04/13	0.096	2016/10/13
29684	HK Bank - China Railway European Warrants Oct 2019 A	HKD	0.154	0.130	0.153	18,240,000	2,453,160	N/A	0.154	2017/08/31	0.130	2017/08/25	18,240,000	2,453,160	-	-	-	-
29122	HK Bank - China Shenhua European Warrants Jan 2018 A	HKD	0.127	0.067	0.095	228,135,000	20,061,255	N/A	0.127	2017/08/14	0.067	2017/08/28	228,135,000	20,061,255	-	-	-	-
17841	HK Bank - China Shenhua European Warrants Jul 2018 A	HKD	0.310	0.205	0.255	22,795,000	5,831,120	N/A	0.310	2017/08/02	0.180	2017/07/12	97,075,000	20,615,500	-	-	-	-
13998	HK Bank - China Shenhua European Warrants Oct 2017 A	HKD	0.405	0.200	0.345	10,120,000	3,134,670	N/A	0.405	2017/08/02	0.083	2017/05/05	766,915,000	91,157,995	-	-	-	-
14015	HK Bank - China Shenhua European Warrants Sep 2017 A	HKD	0.520	0.395	0.540	250,000	107,100	8,703,058	0.520	2017/08/10	0.074	2017/03/10	898,230,000	112,945,870	0.219	2016/11/02	0.083	2016/12/20
24295	HK Bank - China Tel European Warrants Jan 2018 A	HKD	0.246	0.125	0.237	110,500,000	17,232,808	N/A	0.260	2017/07/24	0.125	2017/08/18	208,806,000	37,539,520	-	-	-	-
29386	HK Bank - China Tel European Warrants Sep 2017 A	HKD	0.280	0.092	0.265	20,692,000	2,656,958	N/A	0.350	2017/03/20	0.092	2017/08/17	170,820,000	32,949,916	-	-	-	-
24061	HK Bank - China Unicom European Warrants Dec 2017 A	HKD	0.330	0.170	0.184	33,672,000	7,089,978	9,137,639	0.330	2017/08/21	0.070	2017/01/16	1,012,806,000	105,620,214	0.192	2016/04/19	0.059	2016/07/11
24303	HK Bank - China Unicom European Warrants Jan 2018 A	HKD	1.530	0.440	0.540	58,228,000	42,332,720	N/A	1.530	2017/08/21	0.440	2017/08/01	71,904,000	50,728,560	-	-	-	-
22432	HK Bank - China Unicom European Warrants Oct 2017 A	HKD	0.119	0.026	0.029	97,740,000	6,450,260	12,969,503	0.119	2017/08/21	0.015	2017/07/07	1,826,980,000	80,071,380	0.114	2016/03/30	0.027	2016/11/17
13878	HK Bank - China Vanke European Warrants Dec 2017 A	HKD	0.228	0.144	0.213	3,616,000	705,298	N/A	0.228	2017/08/25	0.092	2017/05/16	235,349,000	31,550,048	-	-	-	-
26032	HK Bank - China Vanke European Warrants Feb 2018 A	HKD	0.199	0.136	0.168	43,930,000	8,259,992	N/A	0.211	2017/07/28	0.136	2017/08/21	82,193,000	16,029,392	-	-	-	-
28325	HK Bank - CITIC Bank European Warrants Aug 2017 A	HKD	0.019	0.019	0.011	1,000,000	19,000	1,863,809	0.300	2017/02/23	0.018	2017/07/12	98,729,000	13,112,343	-	-	-	-
16811	HK Bank - CITIC Bank European Warrants Dec 2017 A	HKD	0.440	0.237	0.365	16,605,000	5,513,623	N/A	0.440	2017/08/02	0.204	2017/07/10	88,306,000	24,392,213	-	-	-	-
23306	HK Bank - CITIC Bank European Warrants Jan 2018 A	HKD	0.320	0.190	0.246	16,386,000	4,140,738	N/A	0.320	2017/08/02	0.190	2017/08/22	46,810,000	11,713,350	-	-	-	-
13793	HK Bank - CITIC Bank European Warrants Oct 2017 A	HKD	0.164	0.061	0.090	13,551,000	1,572,864	N/A	0.218	2017/04/18	0.044	2017/07/10	211,688,000	23,733,008	-	-	-	-
26864	HK Bank - CITIC European Warrants Dec 2017 A	HKD	0.054	0.030	0.041	53,425,000	2,259,099	1,441,977	0.095	2017/02/15	0.030	2017/08/18	271,515,000	18,308,495	0.188	2016/08/16	0.074	2016/12/23
27724	HK Bank - CITIC Sec European Warrants Dec 2017 A	HKD	0.116	0.058	0.107	306,470,000	26,719,065	18,198,987	0.236	2017/02/17	0.058	2017/08/21	1,165,835,000	132,079,165	-	-	-	-
16310	HK Bank - CKH European Warrants Dec 2017 A	HKD	0.500	0.127	0.166	45,505,000	17,688,170	N/A	0.500	2017/08/03	0.127	2017/08/29	117,460,000	33,627,670	-	-	-	-
26673	HK Bank - CKH European Warrants Nov 2017 A	HKD	0.166	0.087	0.102	31,210,000	3,967,970	1,614,617	0.166	2017/08/03	0.059	2017/04/21	359,875,000	27,796,570	0.166	2016/03/16	0.050	2016/07/06
28960	HK Bank - CKH European Warrants Sep 2017 A	HKD	0.770	0.105	0.167	39,090,000	14,149,980	13,890,462	0.770	2017/08/03	0.105	2017/08/30	237,945,000	83,888,495	-	-	-	-
22760	HK Bank - CKP European Warrants Dec 2017 A	HKD	0.037	0.018	0.024	61,750,000	1,608,700	312,092	0.037	2017/08/09	0.012	2017/07/28	80,000,000	1,875,150	0.038	2016/11/02	0.011	2016/12/28
29460	HK Bank - CKP European Warrants Feb 2018 A	HKD	0.275	0.224	0.265	6,575,000	1,636,555	N/A	0.275	2017/08/25	0.224	2017/08/21	6,575,000	1,636,555	-	-	-	-
17285	HK Bank - CKP European Warrants Jan 2018 A	HKD	0.600	0.315	0.510	11,050,000	5,030,850	N/A	0.600	2017/08/08	0.182	2017/07/05	29,845,000	9,123,555	-	-	-	-
12982	HK Bank - CKP European Warrants Oct 2017 A	HKD	1.280	0.690	1.100	1,290,000	1,239,600	N/A	1.280	2017/08/09	0.185	2017/03/31	115,610,000	30,979,000	-	-	-	-
26079	HK Bank - CM Bank European Warrants Aug 2017 A	HKD	0.720	0.395	0.740	15,815,000	9,128,350	6,165,863	0.720	2017/08/25	0.049	2017/05/08	245,350,000	41,932,825	-	-	-	-
16894	HK Bank - CM Bank European Warrants Jan 2018 A	HKD	0.540	0.228	0.540	9,405,000	3,040,770	N/A	0.540	2017/08/30	0.150	2017/07/10	135,400,000	28,352,650	-	-	-	-
16113	HK Bank - CM Bank European Warrants Mar 2018 A	HKD	-	-	0.790	0	0	N/A	0.415	2017/07/17	0.206	2017/06/16	26,280,000	6,793,185	-	-	-	-
26812	HK Bank - CNOOC European Put Warrants Nov 2017 A	HKD	0.041	0.016	0.018	103,080,000	3,080,530	4,692,578	0.082	2017/01/03	0.016	2017/08/30	965,560,000	56,156,620	0.198	2016/03/29	0.057	2016/12/14
16902	HK Bank - CNOOC European Warrants Dec 2017 A	HKD	0.510	0.174	0.460	122,710,000	31,431,983	N/A	0.510	2017/08/30	0.174	2017/08/15	408,177,000	109,870,924	-	-	-	-
25348	HK Bank - CNOOC European Warrants Dec 2018 A	HKD	0.185	0.141	0.182	1,510,000	247,750	146,365	0.255	2017/01/10	0.135	2017/06/28	5,570,000	957,300	0.350	2016/10/20	0.111	2016/01/21
11776	HK Bank - CNOOC European Warrants Jul 2018 A	HKD	0.090	0.055	0.081	165,370,000	11,118,560	8,732,573	0.193	2017/01/16	0.055	2017/08/16	594,940,000	52,514,000	0.260	2016/10/11	0.073	2016/01/21
27527	HK Bank - CNOOC European Warrants May 2018 A	HKD	0.035	0.018	0.031	7,870,000	234,630	1,130,107	0.122	2017/01/06	0.018	2017/08/15	552,200,000	48,109,150	0.173	2016/04/22	0.093	2016/11/14
13677	HK Bank - CNOOC European Warrants Oct 2017 A	HKD	0.125	0.024	0.063	48,479,000	4,085,046	N/A	0.350	2017/04/13	0.024	2017/08/10	250,234,000	55,377,775	-	-	-	-
29825	HK Bank - CNOOC European Warrants Sep 2017 A	HKD	0.177	0.018	0.078	67,923,000	4,513,402	N/A	0.620	2017/04/07	0.018	2017/08/15	786,755,000	201,804,055	-	-	-	-
27873	HK Bank - Country Garden European Warrants Dec 2017 A	HKD	4.170	3.380	4.160	871,000	3,000,940	3,994,775	4.420	2017/07/28	0.670	2017/02/17	20,755,000	29,436,430	-	-	-	-
16812	HK Bank - CRCC European Warrants Dec 2018 A	HKD	0.130	0.104	0.118	70,575,000	8,130,455	N/A	0.160	2017/07/20	0.104	2017/08/25	181,235,000	23,097,325	-	-	-	-
14872	HK Bank - CRCC European Warrants Nov 2017 A	HKD	0.019	0.010	0.010	195,000	2,490	1,860,843	0.110	2017/02/10	0.010	2017/08/08	350,805,000	28,964,290	0.138	2016/12/07	0.078	2016/12/22
16368	HK Bank - CRRC European Warrants Dec 2017 A	HKD	0.335	0.136	0.140	35,754,000	8,337,084	N/A	0.660	2017/06/06	0.136	2017/08/31	53,922,000	15,549,359	-	-	-	-
11559	HK Bank - CRRC European Warrants Sep 2017 A	HKD	0.010	0.010	0.010	5,000,000	50,000	1,067,206	0.058	2017/02/15	0.010	2017/08/14	297,873,000	10,573,410	0.160	2016/08/15	0.040	2016/12/28
23985	HK Bank - CRRC Times European Warrants Dec 2017 A	HKD	-	-	0.010	0	0	11,325	0.052	2017/01/27	0.010	2017/07/20	12,800,000	529,550	0.187	2016/01/04	0.039	2016/11/21
17795	HK Bank - CSOP A50 ETF European Warrants Jan 2018 A	HKD	0.810	0.305	0.680	120,801,200	53,227,054	N/A	0.810	2017/08/30	0.305	2017/08/11	251,967,200	114,539,169	-	-	-	-
26557	HK Bank - CSOP A50 ETF European Warrants Jan 2018 B	HKD	0.435	0.214	0.325	45,598,600	14,705,158	N/A	0.435	2017/08/30	0.214	2017/08/10	46,898,600	15,065,108	-	-	-	-
26657	HK Bank - CSOP A50 ETF European Warrants Oct 2017 A	HKD	-	-	0.495	0	0	16,667	0.250	2017/05/23	0.250	2017/05/23	400,000	100,000	0.280	2016/03/07	0.211	2016/07/08
16312	HK Bank - CSOP A50 ETF European Warrants Oct 2017 B	HKD	1.400	0.485	1.160	16,594,000	11,773,731	N/A	1.400	2017/08/30	0.305	2017/06/20	213,816,600	96,413,071	-	-	-	-
29834	HK Bank - CSOP A50 ETF European Warrants Sep 2017 A	HKD	2.170	0.960	1.910	34,412,600	53,062,234	N/A	2.170	2017/08/30	0.175	2017/05/08	233,607,800	121,261,636	-	-	-	-
11721	HK Bank - CSOP A50 ETF European Warrants Sep 2018 A	HKD	0.241	0.157	0.234	2,752,000	542,770	10,031,911	0.241	2017/08/30	0.065	2017/05/11	790,686,000	83,991,520	0.146	2016/08/16	0.096	2016/12/20
13965	HK Bank - Dongfeng Motor European Warrants Dec 2017 A	HKD	0.239	0.100	0.146	22,700,000	4,268,300	5,004,457	0.239	2017/08/25	0.057	2017/05/09	603,760,000	60,129,280	0.143	2016/11/01	0.074	2016/12/29
16838	HK Bank - Dongfeng Motor European Warrants Dec 2018 A	HKD	0.260	0.149	0.186	35,700,000	6,479,800	N/A	0.260	2017/08/25	0.149	2017/08/07	193,580,000	37,012,260	-	-	-	-
11875	HK Bank - Dongfeng Motor European Warrants Sep 2017 A	HKD	0.108	0.010	0.028	45,080,000	2,355,080	1,107,243	0.108	2017/08/25	0.010	2017/08/10	200,440,000	8,138,140	0.224	2016/08/04	0.026	2016/12/28
13794	HK Bank - Evergrande European Warrants Apr 2018 A	HKD	1.660	0.960	1.570	140,000	159,600	N/A	1.660	2017/08/29	0.100	2017/05/08	429,980,000	67,980,700	-	-	-	-
15210	HK Bank - Evergrande European Warrants Nov 2018 A	HKD	1.600	0.870	1.510	13,710,000	18,860,400	N/A	1.600	2017/08/30	0.140	2017/05/09	129,650,000	52,140,530	-	-	-	-
13440	HK Bank - Evergrande European Warrants Oct 2017 A	HKD	17.120	15.880	15.940	2,000	33,000	N/A	17.120	2017/08/29	0.850	2017/05/09	15,614,000	26,191,880	-	-	-	-
19218	HK Bank - Evergrande European Warrants Sep 2017 A	HKD	-	-	18.740	0	0	1,654,773	10.340	2017/07/14	0.600	2017/01/16	8,070,000	13,348,510	-	-	-	-
13679	HK Bank - Foxconn European Warrants Oct 2017 A	HKD	0.179	0.074	0.042	14,320,000	1,926,170	N/A	0.265	2017/05/16	0.074	2017/08/14	89,338,000	16,429,074	-	-	-	-
28815	HK Bank - Galaxy Ent European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	9,062,675	0.275	2017/02/24	0.016	2017/06/01	417,300,000	55,798,330	-	-	-	-
16481	HK Bank - Galaxy Ent European Put Warrants Dec 2017 A	HKD	0.228	0.131	0.129	16,120,000	2,855,120	N/A	0.305	2017/07/04	0.131	2017/08/31	49,580,000	11,246,940	-	-	-	-
13341	HK Bank - Galaxy Ent European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	N/A	0.219	2017/05/18	0.012	2017/07/24	477,440,000	68,964,050	-	-	-	-
19371	HK Bank - Galaxy Ent European Warrants Dec 2017 B	HKD	0.400	0.240	0.355	150,760,000	46,235,220	N/A	0.400	2017/08/01	0.240	2017/08/11	190,690,000	60,146,970	-	-	-	-
15558	HK Bank - Galaxy Ent European Warrants Nov 2017 A	HKD	0.760	0.630	0.680	250,000	172,300	N/A	0.760	2017/08/09	0.275	2017/05/19	30,510,000	11,362,250	-	-	-	-
12984	HK Bank - Galaxy Ent European Warrants Oct 2017 A	HKD	0.465	0.250	0.415	15,070,000	4,594,900	N/A	0.520	2017/06/20	0.148	2017/05/18	414,790,000	106,342,630	-	-	-	-
16311	HK Bank - Galaxy Ent European Warrants Oct 2017 B	HKD	0.280	0.154	0.248	34,520,000	7,600,990	N/A	0.395	2017/06/14	0.154	2017/08/28	264,400,000	70,498,950	-	-	-	-
16666	HK Bank - Galaxy Ent European Warrants Oct 2017 C	HKD	0.156	0.058	0.101	65,020,000	6,772,190	N/A	0.224	2017/06/20	0.058	2017/08/28	782,450,000	113,679,140	-	-	-	-
25863	HK Bank - Geely Auto European Put Warrants Apr 2018 A	HKD	0.023	0.017	0.019	600,000	11,960	10,125,360	0.225	2017/02/03	0.017	2017/08/09	1,032,600,000	148,037,760	-	-	-	-
27307	HK Bank - Geely Auto European Put Warrants Dec 2017 B	HKD	0.017	0.010	0.010	1,280,000	12,940	21,553,365	0.206	2017/02/17	0.010	2017/08/09	1,165,880,000	158,673,640	-	-	-	-
11366	HK Bank - Geely Auto European Put Warrants Dec 2017 D	HKD	0.022	0.010	0.010	25,900,000	418,580	N/A	0.255	2017/04/11	0.010	2017/08/31	480,580,000	46,828,620	-	-	-	-
17830	HK Bank - Geely Auto European Put Warrants Jan 2018 D	HKD	0.186	0.108	0.111	571,330,000	78,729,320	N/A	0.260	2017/07/10	0.108	2017/08/30	1,104,980,000	175,747,840	-	-	-	-
16484	HK Bank - Geely Auto European Put Warrants Mar 2018 A	HKD	0.087	0.060	0.062	92,300,000	7,323,890	N/A	0.206	2017/06/16	0.060	2017/08/08	759,840,000	96,046,220	-	-	-	-
25459	HK Bank - Geely Auto European Warrants Aug 2017 A	HKD	-	-	9.550	0	0	7,429,875	6.790	2017/06/09	1.410	2017/02/02	13,405,000	51,255,000	-	-	-	-
25499	HK Bank - Geely Auto European Warrants Aug 2017 B	HKD	10.000	8.190	9.390	3,351,000	31,477,510	36,819,403	10.000	2017/08/08	1.260	2017/02/02	65,866,000	266,856,870	-	-	-	-
27086	HK Bank - Geely Auto European Warrants Dec 2017 A	HKD	-	-	0.930	0	0	2,188,167	0.790	2017/07/03	0.213	2017/04/11	64,900,000	20,424,000	-	-	-	-
28794	HK Bank - Geely Auto European Warrants Dec 2017 C	HKD	0.800	0.800	0.820	50,000	40,000	13,386,725	0.800	2017/08/08	0.124	2017/05/04	423,100,000	80,320,350	-	-	-	-
13675	HK Bank - Geely Auto European Warrants Dec 2017 E	HKD	0.700	0.630	0.700	200,000	131,000	N/A	0.700	2017/08/16	0.092	2017/05/05	639,850,000	92,258,700	-	-	-	-
28318	HK Bank - Geely Auto European Warrants Feb 2018 A	HKD	0.830	0.650	0.760	910,000	655,000	18,756,992	0.830	2017/08/09	0.123	2017/05/05	708,540,000	130,578,050	-	-	-	-
16238	HK Bank - Geely Auto European Warrants Feb 2018 B	HKD	0.610	0.475	0.610	290,000	153,800	N/A	0.610	2017/08/21	0.181	2017/05/31	261,220,000	92,478,000	-	-	-	-
29399	HK Bank - Geely Auto European Warrants Feb 2018 C	HKD	0.223	0.153	0.168	464,302,000	83,951,981	N/A	0.223	2017/08/16	0.153	2017/08/29	464,302,000	83,951,981	-	-	-	-
29471	HK Bank - Geely Auto European Warrants Feb 2018 D	HKD	0.365	0.310	0.340	35,260,000	11,823,500	N/A	0.365	2017/08/17	0.310	2017/08/29	35,260,000	11,823,500	-	-	-	-
11544	HK Bank - Geely Auto European Warrants Jan 2018 A	HKD	0.680	0.540	0.630	6,000,000	3,646,100	N/A	0.680	2017/08/09	0.082	2017/05/04	493,260,000	78,528,550	-	-	-	-
17229	HK Bank - Geely Auto European Warrants Jan 2018 B	HKD	0.435	0.295	0.365	43,680,000	14,927,550	N/A	0.435	2017/08/09	0.270	2017/07/24	109,980,000	36,444,650	-	-	-	-
17807	HK Bank - Geely Auto European Warrants Jan 2018 C	HKD	0.325	0.198	0.245	83,960,000	21,946,830	N/A	0.325	2017/08/09	0.186	2017/07/24	221,550,000	54,012,710	-	-	-	-
26528	HK Bank - Geely Auto European Warrants Jan 2018 E	HKD	0.510	0.360	0.430	39,290,000	15,972,050	N/A	0.510	2017/08/09	0.360	2017/08/01	47,430,000	19,152,300	-	-	-	-
26529	HK Bank - Geely Auto European Warrants Jan 2018 F	HKD	0.570	0.425	0.520	43,920,000	20,367,200	N/A	0.570	2017/08/09	0.425	2017/08/03	51,300,000	23,796,200	-	-	-	-
24726	HK Bank - Geely Auto European Warrants Jun 2018 A	HKD	-	-	1.020	0	0	603,417	0.680	2017/06/13	0.207	2017/02/02	45,700,000	12,675,400	-	-	-	-
16489	HK Bank - Geely Auto European Warrants Mar 2018 B	HKD	0.630	0.400	0.495	9,270,000	4,973,250	N/A	0.630	2017/08/09	0.223	2017/06/16	267,450,000	105,174,550	-	-	-	-
27172	HK Bank - Geely Auto European Warrants Nov 2017 A	HKD	-	-	0.960	0	0	1,449,833	0.810	2017/07/03	0.190	2017/05/04	26,100,000	10,004,050	-	-	-	-
14409	HK Bank - Geely Auto European Warrants Nov 2017 B	HKD	0.830	0.630	0.750	75,000	55,520	N/A	0.830	2017/08/08	0.099	2017/05/04	371,440,000	54,451,640	-	-	-	-
16161	HK Bank - Geely Auto European Warrants Nov 2017 C	HKD	0.910	0.910	1.010	10,000	9,100	N/A	0.910	2017/08/02	0.410	2017/06/01	5,710,000	3,003,850	-	-	-	-
22782	HK Bank - Geely Auto European Warrants Oct 2017 A	HKD	1.010	1.000	1.050	3,000	3,020	21,418	1.040	2017/07/18	0.144	2017/01/17	206,199,000	52,464,230	-	-	-	-
25456	HK Bank - Geely Auto European Warrants Oct 2017 B	HKD	-	-	1.140	0	0	135,750	0.520	2017/03/14	0.227	2017/02/02	8,000,000	2,642,100	-	-	-	-
27176	HK Bank - Geely Auto European Warrants Sep 2017 A	HKD	1.000	1.000	1.000	3,000,000	3,000,000	3,093,700	1.000	2017/08/25	0.223	2017/04/10	51,700,000	20,270,950	-	-	-	-
13968	HK Bank - Greatwall Motor European Warrants Aug 2017 A	HKD	0.116	0.060	0.074	1,155,000	116,485	3,347,023	0.217	2017/06/13	0.035	2017/05/09	517,000,000	42,810,515	0.102	2016/10/27	0.050	2016/12/28
28713	HK Bank - Greatwall Motor European Warrants Feb 2018 A	HKD	0.178	0.153	0.132	70,000	11,460	12,703,133	0.248	2017/06/13	0.069	2017/05/08	630,620,000	78,314,630	-	-	-	-
22546	HK Bank - Greatwall Motor European Warrants Jun 2018 A	HKD	0.019	0.017	0.017	650,000	12,100	214,325	0.048	2017/06/13	0.017	2017/08/28	33,600,000	1,285,950	0.032	2016/08/04	0.012	2016/11/25
28965	HK Bank - Greatwall Motor European Warrants Oct 2018 A	HKD	0.172	0.130	0.134	123,655,000	19,802,190	5,334,977	0.247	2017/06/14	0.130	2017/08/31	198,575,000	32,009,860	-	-	-	-
29682	HK Bank - Haitong Sec European Warrants Aug 2018 A	HKD	0.146	0.118	0.135	105,712,000	13,894,384	N/A	0.146	2017/08/28	0.118	2017/08/25	105,712,000	13,894,384	-	-	-	-
27195	HK Bank - Haitong Sec European Warrants Oct 2017 A	HKD	0.035	0.011	0.025	59,428,000	1,641,808	3,531,289	0.177	2017/02/17	0.011	2017/08/21	453,912,000	40,959,368	-	-	-	-
14911	HK Bank - HKEX European Put Warrants Dec 2017 C	HKD	0.045	0.014	0.024	148,220,000	5,186,750	N/A	0.128	2017/05/05	0.014	2017/08/02	1,818,840,000	91,757,350	-	-	-	-
28701	HK Bank - HKEX European Put Warrants Jan 2018 B	HKD	0.197	0.126	0.135	133,590,000	19,058,120	N/A	0.197	2017/08/11	0.126	2017/08/31	133,590,000	19,058,120	-	-	-	-
17029	HK Bank - HKEX European Put Warrants Mar 2018 A	HKD	0.160	0.086	0.121	1,119,730,000	137,504,810	N/A	0.211	2017/06/28	0.086	2017/08/02	1,888,420,000	241,725,970	-	-	-	-
12854	HK Bank - HKEX European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	1,196,770	0.107	2017/01/04	0.010	2017/06/02	830,210,000	58,400,070	0.143	2016/09/01	0.081	2016/11/28
14159	HK Bank - HKEX European Put Warrants Sep 2017 C	HKD	0.022	0.010	0.010	4,200,000	68,130	52,803,383	0.188	2017/02/03	0.010	2017/08/25	5,597,270,000	419,525,850	0.240	2016/12/22	0.158	2016/12/02
29742	HK Bank - HKEX European Warrants Dec 2017 A	HKD	0.305	0.140	0.170	6,870,000	1,328,130	N/A	0.305	2017/08/08	0.071	2017/05/08	1,289,640,000	141,074,330	-	-	-	-
14518	HK Bank - HKEX European Warrants Dec 2017 B	HKD	0.440	0.400	0.290	100,000	42,000	N/A	0.440	2017/08/02	0.135	2017/05/09	18,660,000	3,070,220	-	-	-	-
29244	HK Bank - HKEX European Warrants Dec 2017 D	HKD	0.410	0.246	0.315	54,038,000	17,648,655	N/A	0.410	2017/08/28	0.246	2017/08/25	54,038,000	17,648,655	-	-	-	-
12987	HK Bank - HKEX European Warrants Feb 2018 A	HKD	0.242	0.110	0.126	292,860,000	38,034,740	N/A	0.242	2017/08/02	0.064	2017/05/08	6,244,300,000	677,897,130	-	-	-	-
16503	HK Bank - HKEX European Warrants Jan 2018 A	HKD	0.360	0.180	0.213	4,740,000	1,077,350	N/A	0.360	2017/08/02	0.130	2017/07/07	407,430,000	61,158,880	-	-	-	-
28929	HK Bank - HKEX European Warrants Jun 2018 A	HKD	0.151	0.093	0.111	1,307,620,000	152,254,550	N/A	0.151	2017/08/10	0.093	2017/08/25	1,307,620,000	152,254,550	-	-	-	-
29456	HK Bank - HKEX European Warrants Mar 2018 B	HKD	0.097	0.073	0.083	120,760,000	10,362,690	N/A	0.097	2017/08/28	0.073	2017/08/25	120,760,000	10,362,690	-	-	-	-
13325	HK Bank - HKEX European Warrants May 2018 A	HKD	0.244	0.117	0.134	2,364,300,000	320,262,280	N/A	0.244	2017/08/02	0.071	2017/05/08	5,154,370,000	713,605,140	-	-	-	-
28692	HK Bank - HKEX European Warrants May 2018 B	HKD	0.119	0.074	0.087	215,140,000	20,172,860	N/A	0.119	2017/08/14	0.074	2017/08/25	215,140,000	20,172,860	-	-	-	-
27689	HK Bank - HKEX European Warrants Nov 2017 A	HKD	0.246	0.086	0.113	269,220,000	28,602,960	65,803,580	0.246	2017/08/02	0.051	2017/05/08	5,392,500,000	417,411,230	-	-	-	-
28691	HK Bank - HKEX European Warrants Nov 2018 A	HKD	0.168	0.094	0.105	55,900,000	6,598,670	N/A	0.168	2017/08/09	0.094	2017/08/24	55,900,000	6,598,670	-	-	-	-
13509	HK Bank - HKEX European Warrants Sep 2017 B	HKD	0.084	0.010	0.010	1,272,690,000	71,607,520	28,789,635	0.084	2017/08/02	0.010	2017/08/31	4,028,610,000	187,122,360	0.170	2016/10/11	0.052	2016/12/20
27729	HK Bank - HKEX European Warrants Sep 2017 D	HKD	0.310	0.076	0.143	63,630,000	8,756,880	115,163,820	0.310	2017/08/02	0.041	2017/05/08	10,794,300,000	731,793,520	-	-	-	-
24264	HK Bank - HKEX European Warrants Sep 2018 A	HKD	0.270	0.130	0.152	1,177,630,000	214,699,320	N/A	0.270	2017/08/02	0.130	2017/08/25	1,305,120,000	243,285,860	-	-	-	-
25025	HK Bank - HS H-SHARE European Warrants Dec 2017 A	HKD	0.037	0.014	0.031	101,180,000	2,585,220	553,460	0.037	2017/08/30	0.014	2017/08/11	134,800,000	3,330,440	0.051	2016/01/04	0.018	2016/05/05
24896	HK Bank - HS H-SHARE European Warrants Sep 2018 A	HKD	0.179	0.127	0.169	59,400,000	8,510,620	14,097,093	0.179	2017/08/30	0.074	2017/05/05	1,111,560,000	120,719,080	0.137	2016/09/09	0.057	2016/06/16
14132	HK Bank - HSCEI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	21,374,712	0.175	2017/01/03	0.011	2017/06/22	4,747,540,000	372,973,460	0.237	2016/11/09	0.131	2016/12/09
13882	HK Bank - HSCEI European Put Warrants Dec 2017 C	HKD	0.049	0.020	0.024	130,540,000	3,610,660	N/A	0.164	2017/04/20	0.020	2017/08/29	7,483,490,000	540,529,740	-	-	-	-
22264	HK Bank - HSCEI European Put Warrants Jan 2018 A	HKD	0.105	0.046	0.054	1,325,460,000	92,359,640	N/A	0.105	2017/08/11	0.046	2017/08/28	1,672,820,000	121,968,330	-	-	-	-
27652	HK Bank - HSCEI European Put Warrants Jun 2018 B	HKD	0.181	0.114	0.129	1,054,720,000	151,686,670	N/A	0.181	2017/08/11	0.114	2017/08/28	1,054,720,000	151,686,670	-	-	-	-
29230	HK Bank - HSCEI European Put Warrants Mar 2018 C	HKD	0.124	0.107	0.120	387,740,000	45,153,060	N/A	0.124	2017/08/31	0.107	2017/08/28	387,740,000	45,153,060	-	-	-	-
13333	HK Bank - HSCEI European Put Warrants Nov 2017 A	HKD	0.087	0.028	0.035	627,380,000	30,495,210	N/A	0.206	2017/04/27	0.028	2017/08/28	7,739,170,000	858,118,320	-	-	-	-
28474	HK Bank - HSCEI European Put Warrants Sep 2017 B	HKD	0.026	0.010	0.010	12,000,000	184,940	153,692,212	0.158	2017/03/10	0.010	2017/08/09	11,729,600,000	954,166,700	-	-	-	-
13879	HK Bank - HSCEI European Warrants Dec 2017 A	HKD	0.147	0.060	0.124	36,880,000	3,656,800	99,554,638	0.147	2017/08/28	0.038	2017/05/05	10,126,010,000	761,929,370	0.132	2016/10/26	0.062	2016/12/23
28476	HK Bank - HSCEI European Warrants Dec 2017 B	HKD	0.184	0.081	0.164	48,640,000	6,371,600	146,834,755	0.184	2017/08/30	0.049	2017/05/08	10,455,230,000	907,537,650	-	-	-	-
17060	HK Bank - HSCEI European Warrants Dec 2017 D	HKD	0.345	0.220	0.345	1,640,000	475,930	N/A	0.345	2017/08/31	0.158	2017/07/10	272,830,000	47,988,850	-	-	-	-
22254	HK Bank - HSCEI European Warrants Jul 2018 A	HKD	0.275	0.169	0.260	794,600,000	148,688,090	N/A	0.275	2017/08/30	0.169	2017/08/11	1,283,720,000	250,201,080	-	-	-	-
27651	HK Bank - HSCEI European Warrants Jun 2018 A	HKD	0.170	0.099	0.150	2,281,510,000	303,187,620	N/A	0.170	2017/08/28	0.099	2017/08/11	2,281,510,000	303,187,620	-	-	-	-
22236	HK Bank - HSCEI European Warrants Mar 2018 A	HKD	0.255	0.190	0.300	167,240,000	35,741,990	N/A	0.255	2017/08/25	0.190	2017/08/11	167,240,000	35,741,990	-	-	-	-
26461	HK Bank - HSCEI European Warrants Mar 2018 B	HKD	0.215	0.120	0.192	3,406,860,000	528,781,310	N/A	0.215	2017/08/30	0.120	2017/08/18	3,416,660,000	530,489,450	-	-	-	-
13064	HK Bank - HSCEI European Warrants Sep 2017 A	HKD	0.225	0.076	0.194	26,660,000	3,769,850	45,233,125	0.225	2017/08/30	0.034	2017/05/08	4,622,650,000	428,055,750	0.197	2016/09/09	0.054	2016/12/23
28733	HK Bank - HSI European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	168,646,122	0.203	2017/03/03	0.010	2017/07/11	9,548,240,000	1,011,876,730	-	-	-	-
13002	HK Bank - HSI European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	N/A	0.150	2017/04/19	0.010	2017/07/14	3,610,180,000	309,653,340	-	-	-	-
15653	HK Bank - HSI European Put Warrants Dec 2017 C	HKD	0.045	0.019	0.020	16,720,000	457,660	N/A	0.129	2017/05/18	0.019	2017/08/31	10,064,180,000	750,691,600	-	-	-	-
16673	HK Bank - HSI European Put Warrants Dec 2017 E	HKD	0.090	0.041	0.043	793,150,000	41,453,660	N/A	0.167	2017/07/05	0.041	2017/08/31	7,990,500,000	905,308,140	-	-	-	-
27646	HK Bank - HSI European Put Warrants Feb 2018 C	HKD	0.150	0.088	0.090	2,212,230,000	258,982,830	N/A	0.150	2017/08/11	0.088	2017/08/30	2,212,230,000	258,982,830	-	-	-	-
28689	HK Bank - HSI European Put Warrants Feb 2018 D	HKD	0.138	0.075	0.077	2,223,240,000	260,811,360	N/A	0.138	2017/08/18	0.075	2017/08/28	2,223,240,000	260,811,360	-	-	-	-
29248	HK Bank - HSI European Put Warrants Feb 2018 E	HKD	0.176	0.134	0.137	1,088,640,000	164,495,320	N/A	0.176	2017/08/25	0.134	2017/08/30	1,088,640,000	164,495,320	-	-	-	-
29526	HK Bank - HSI European Put Warrants Feb 2018 F	HKD	0.094	0.074	0.076	586,990,000	47,920,950	N/A	0.094	2017/08/25	0.074	2017/08/30	586,990,000	47,920,950	-	-	-	-
16910	HK Bank - HSI European Put Warrants Jan 2018 B	HKD	0.065	0.038	0.039	10,240,000	537,470	N/A	0.124	2017/07/05	0.038	2017/08/30	5,883,390,000	524,606,910	-	-	-	-
27642	HK Bank - HSI European Put Warrants Jan 2018 D	HKD	0.149	0.080	0.081	4,248,590,000	490,669,940	N/A	0.149	2017/08/11	0.080	2017/08/30	4,248,590,000	490,669,940	-	-	-	-
29535	HK Bank - HSI European Put Warrants Mar 2018 C	HKD	0.103	0.080	0.083	617,940,000	55,316,650	N/A	0.103	2017/08/25	0.080	2017/08/30	617,940,000	55,316,650	-	-	-	-
16275	HK Bank - HSI European Put Warrants Nov 2017 B	HKD	0.055	0.022	0.023	177,010,000	5,310,650	N/A	0.125	2017/07/05	0.022	2017/08/30	11,436,770,000	1,061,246,950	-	-	-	-
16276	HK Bank - HSI European Put Warrants Nov 2017 C	HKD	0.054	0.022	0.024	257,580,000	8,478,180	N/A	0.122	2017/07/05	0.022	2017/08/30	9,139,190,000	804,814,260	-	-	-	-
29385	HK Bank - HSI European Put Warrants Oct 2017 A	HKD	0.014	0.010	0.010	5,400,000	65,900	N/A	0.153	2017/03/08	0.010	2017/08/25	7,944,160,000	680,640,550	-	-	-	-
16047	HK Bank - HSI European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	75,262	0.130	2017/01/06	0.020	2017/05/05	437,420,000	45,680,470	-	-	-	-
28738	HK Bank - HSI European Put Warrants Sep 2017 B	HKD	0.010	0.010	0.010	410,000	4,100	143,814,768	0.154	2017/03/03	0.010	2017/08/11	10,522,300,000	862,888,610	-	-	-	-
15652	HK Bank - HSI European Put Warrants Sep 2017 D	HKD	0.023	0.010	0.010	21,480,000	345,400	N/A	0.115	2017/05/18	0.010	2017/08/24	11,138,090,000	723,401,590	-	-	-	-
15648	HK Bank - HSI European Warrants Apr 2018 A	HKD	0.305	0.275	0.345	330,000	96,750	N/A	0.305	2017/08/09	0.138	2017/07/05	10,712,210,000	1,766,990,240	-	-	-	-
29231	HK Bank - HSI European Warrants Apr 2018 B	HKD	0.113	0.083	0.107	1,850,180,000	177,932,640	N/A	0.113	2017/08/30	0.083	2017/08/22	1,850,180,000	177,932,640	-	-	-	-
28464	HK Bank - HSI European Warrants Aug 2017 A	HKD	0.445	0.445	0.490	20,000	8,900	223,936,105	0.445	2017/08/17	0.066	2017/04/19	14,046,050,000	1,455,406,410	-	-	-	-
15650	HK Bank - HSI European Warrants Dec 2017 A	HKD	-	-	0.420	0	0	N/A	0.249	2017/07/14	0.155	2017/05/18	1,499,480,000	250,411,280	-	-	-	-
15651	HK Bank - HSI European Warrants Dec 2017 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16273	HK Bank - HSI European Warrants Dec 2017 D	HKD	0.360	0.237	0.370	8,420,000	2,359,630	N/A	0.360	2017/08/30	0.101	2017/07/05	13,350,310,000	1,832,267,960	-	-	-	-
17061	HK Bank - HSI European Warrants Dec 2017 F	HKD	-	-	0.390	0	0	N/A	0.248	2017/07/20	0.140	2017/07/07	1,509,090,000	231,410,350	-	-	-	-
23034	HK Bank - HSI European Warrants Dec 2017 G	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28686	HK Bank - HSI European Warrants Dec 2017 H	HKD	0.172	0.094	0.161	6,656,890,000	846,696,470	N/A	0.172	2017/08/30	0.094	2017/08/21	6,656,890,000	846,696,470	-	-	-	-
23030	HK Bank - HSI European Warrants Feb 2018 A	HKD	0.265	0.184	0.270	3,822,040,000	808,373,040	N/A	0.265	2017/08/30	0.163	2017/07/24	6,147,240,000	1,217,613,430	-	-	-	-
27639	HK Bank - HSI European Warrants Feb 2018 B	HKD	0.169	0.088	0.150	5,858,380,000	736,341,330	N/A	0.169	2017/08/03	0.088	2017/08/18	5,858,380,000	736,341,330	-	-	-	-
16274	HK Bank - HSI European Warrants Jan 2018 A	HKD	0.305	0.204	0.310	3,070,850,000	707,259,320	N/A	0.305	2017/08/30	0.092	2017/07/05	18,034,580,000	2,860,833,460	-	-	-	-
26533	HK Bank - HSI European Warrants Jan 2018 C	HKD	0.222	0.136	0.214	6,725,860,000	1,144,799,400	N/A	0.222	2017/08/30	0.136	2017/08/11	7,339,530,000	1,243,511,250	-	-	-	-
13327	HK Bank - HSI European Warrants Mar 2018 A	HKD	0.375	0.295	0.385	550,000	177,250	N/A	0.375	2017/08/28	0.094	2017/04/19	8,703,200,000	1,361,147,050	-	-	-	-
16913	HK Bank - HSI European Warrants Mar 2018 B	HKD	0.215	0.140	0.208	6,955,710,000	1,196,630,700	N/A	0.215	2017/08/30	0.068	2017/07/05	14,138,640,000	1,977,314,830	-	-	-	-
29384	HK Bank - HSI European Warrants Nov 2017 A	HKD	0.360	0.300	0.410	2,940,000	970,400	N/A	0.360	2017/08/09	0.057	2017/04/19	28,196,350,000	3,566,129,400	-	-	-	-
14175	HK Bank - HSI European Warrants Oct 2017 B	HKD	-	-	0.570	0	0	N/A	0.340	2017/07/14	0.131	2017/04/24	1,088,470,000	159,531,020	-	-	-	-
29383	HK Bank - HSI European Warrants Sep 2017 C	HKD	0.390	0.350	0.485	320,000	124,000	N/A	0.390	2017/08/10	0.057	2017/04/19	11,870,390,000	1,208,553,210	-	-	-	-
14836	HK Bank - ICBC European Warrants Aug 2017 A	HKD	0.840	0.700	1.090	262,000	188,200	989,230	0.840	2017/08/04	0.182	2017/07/10	114,494,000	32,056,855	0.270	2016/12/30	0.200	2016/12/28
28716	HK Bank - ICBC European Warrants Aug 2017 B	HKD	0.560	0.083	0.560	49,504,000	12,426,316	15,118,488	0.560	2017/08/25	0.027	2017/07/10	742,382,000	92,394,878	-	-	-	-
29402	HK Bank - ICBC European Warrants Feb 2018 A	HKD	0.350	0.135	0.255	65,409,000	13,972,671	N/A	0.350	2017/08/28	0.135	2017/08/21	65,409,000	13,972,671	-	-	-	-
16234	HK Bank - ICBC European Warrants Nov 2017 A	HKD	0.640	0.300	0.650	17,594,000	7,795,640	N/A	0.640	2017/08/25	0.115	2017/07/10	194,124,000	44,772,486	-	-	-	-
16565	HK Bank - ICBC European Warrants Nov 2017 B	HKD	0.460	0.118	0.330	95,241,000	19,522,076	N/A	0.460	2017/08/28	0.049	2017/07/10	174,739,000	27,920,906	-	-	-	-
16566	HK Bank - ICBC European Warrants Oct 2017 A	HKD	0.580	0.152	0.450	48,417,000	12,192,163	N/A	0.580	2017/08/30	0.051	2017/07/10	274,037,000	39,340,432	-	-	-	-
16115	HK Bank - IGG European Warrants Nov 2017 A	HKD	0.315	0.154	0.165	60,520,000	11,669,660	N/A	0.360	2017/07/19	0.154	2017/08/31	211,870,000	51,414,180	-	-	-	-
25437	HK Bank - Jiangxi Copper European Warrants Dec 2017 A	HKD	0.180	0.075	0.111	26,850,000	3,405,750	14,881,102	0.260	2017/02/14	0.062	2017/06/06	964,760,000	116,125,210	-	-	-	-
28140	HK Bank - Jiangxi Copper European Warrants Dec 2017 B	HKD	0.090	0.036	0.050	235,490,000	11,884,140	8,628,985	0.197	2017/02/20	0.035	2017/06/06	784,390,000	72,083,390	-	-	-	-
25892	HK Bank - Jiangxi Copper European Warrants Nov 2017 A	HKD	0.465	0.295	0.365	260,000	116,200	406,977	0.490	2017/02/22	0.202	2017/05/08	14,790,000	4,906,610	0.390	2016/11/25	0.113	2016/10/12
25887	HK Bank - KECL European Warrants Jun 2018 A	HKD	0.216	0.163	0.203	660,000	118,060	323,423	0.241	2017/04/07	0.102	2017/01/03	42,080,000	5,633,760	0.208	2016/03/31	0.093	2016/11/18
29739	HK Bank - KECL European Warrants Sep 2017 A	HKD	0.415	0.088	0.237	3,896,000	811,702	N/A	0.900	2017/04/10	0.088	2017/08/24	132,584,000	40,974,582	-	-	-	-
18510	HK Bank - Kingsoft European Warrants Feb 2018 A	HKD	0.285	0.095	0.112	157,520,000	30,656,420	N/A	0.335	2017/07/19	0.095	2017/08/29	195,220,000	40,401,410	-	-	-	-
13154	HK Bank - Kingsoft European Warrants Oct 2017 A	HKD	0.066	0.012	0.014	4,100,000	134,900	N/A	0.275	2017/04/03	0.012	2017/08/24	327,920,000	56,951,930	-	-	-	-
27702	HK Bank - Kingsoft European Warrants Sep 2017 A	HKD	0.310	0.030	0.073	7,920,000	1,070,320	865,738	0.400	2017/03/22	0.030	2017/08/29	89,010,000	18,777,440	-	-	-	-
27110	HK Bank - Lenovo European Warrants Apr 2018 A	HKD	0.013	0.010	0.010	6,500,000	78,860	314,990	0.050	2017/03/24	0.010	2017/08/30	159,880,000	3,609,840	0.147	2016/04/19	0.026	2016/12/21
24782	HK Bank - Lenovo European Warrants Dec 2017 A	HKD	-	-	0.027	0	0	260	0.026	2017/04/05	0.013	2017/02/07	820,000	15,760	0.154	2016/01/05	0.014	2016/12/08
28662	HK Bank - Lenovo European Warrants Dec 2017 B	HKD	-	-	0.010	0	0	807	0.015	2017/01/19	0.010	2017/06/15	3,000,000	39,540	0.150	2016/01/08	0.015	2016/11/10
16357	HK Bank - Lenovo European Warrants Dec 2017 C	HKD	0.115	0.047	0.022	56,006,000	6,000,084	N/A	0.227	2017/06/08	0.047	2017/08/18	218,326,000	30,662,302	-	-	-	-
22161	HK Bank - Lenovo European Warrants Jan 2018 A	HKD	0.270	0.087	0.087	112,276,000	15,791,422	N/A	0.345	2017/07/21	0.087	2017/08/31	119,796,000	18,085,432	-	-	-	-
24706	HK Bank - Lenovo European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	8,348,971	0.325	2017/02/09	0.048	2017/07/18	291,370,000	54,041,132	-	-	-	-
28964	HK Bank - Lenovo European Warrants Sep 2017 B	HKD	0.056	0.010	0.010	2,920,000	89,308	19,938,152	0.480	2017/04/10	0.010	2017/08/18	542,876,000	120,078,510	-	-	-	-
22737	HK Bank - Li & Fung European Warrants Nov 2017 A	HKD	-	-	0.010	0	0	3,333	0.010	2017/03/27	0.010	2017/03/27	2,000,000	20,000	0.027	2016/01/04	0.010	2016/11/18
29681	HK Bank - Meitu European Warrants Feb 2018 A	HKD	0.300	0.196	0.207	70,240,000	15,077,450	N/A	0.300	2017/08/25	0.196	2017/08/31	70,240,000	15,077,450	-	-	-	-
20924	HK Bank - Meitu European Warrants Jan 2018 A	HKD	0.370	0.245	0.255	37,125,000	11,886,580	N/A	0.370	2017/08/14	0.235	2017/07/28	67,415,000	20,115,735	-	-	-	-
16112	HK Bank - Meitu European Warrants Nov 2017 A	HKD	0.340	0.174	0.227	25,740,000	6,048,435	N/A	0.340	2017/08/10	0.117	2017/06/28	812,765,000	155,618,850	-	-	-	-
26674	HK Bank - Minsheng Bank European Warrants Dec 2018 A	HKD	0.193	0.144	0.160	10,275,000	1,730,660	1,889,704	0.270	2017/02/15	0.128	2017/05/08	73,730,000	11,947,325	0.280	2016/10/05	0.170	2016/03/11
23303	HK Bank - Minsheng Bank European Warrants Jan 2018 A	HKD	0.380	0.166	0.191	77,844,000	18,084,276	N/A	0.380	2017/08/02	0.166	2017/08/18	98,617,000	25,371,581	-	-	-	-
16159	HK Bank - Minsheng Bank European Warrants Nov 2017 A	HKD	0.500	0.230	0.265	39,627,000	11,547,826	N/A	0.640	2017/05/29	0.230	2017/08/21	107,919,000	41,777,310	-	-	-	-
16480	HK Bank - PetroChina European Warrants Dec 2017 A	HKD	0.184	0.085	0.125	95,230,000	11,070,956	N/A	0.229	2017/06/09	0.085	2017/08/18	726,968,000	93,290,896	-	-	-	-
17018	HK Bank - PetroChina European Warrants Dec 2017 B	HKD	0.340	0.159	0.209	33,924,000	6,757,740	N/A	0.345	2017/07/27	0.159	2017/08/18	107,638,000	24,890,334	-	-	-	-
24617	HK Bank - PetroChina European Warrants Jul 2018 A	HKD	0.010	0.010	0.010	1,000,000	10,000	8,357	0.037	2017/02/15	0.010	2017/08/28	30,980,000	928,640	0.049	2016/04/28	0.022	2016/01/21
14406	HK Bank - PetroChina European Warrants Oct 2017 A	HKD	0.060	0.020	0.025	10,236,000	421,810	N/A	0.330	2017/04/26	0.019	2017/07/10	377,810,000	63,935,248	-	-	-	-
28728	HK Bank - PetroChina European Warrants Sep 2017 A	HKD	0.014	0.014	0.013	4,208,000	58,912	23,060,340	0.630	2017/02/23	0.010	2017/06/26	498,552,000	138,938,862	-	-	-	-
20944	HK Bank - PICC European Warrants Jan 2018 A	HKD	1.050	0.560	0.630	44,980,000	34,616,360	N/A	1.050	2017/08/24	0.560	2017/08/14	77,030,000	58,832,280	-	-	-	-
16050	HK Bank - PICC European Warrants Jul 2018 A	HKD	0.280	0.208	0.220	1,660,000	361,880	9,471,947	0.280	2017/08/24	0.077	2017/04/24	724,260,000	90,566,260	-	-	-	-
20817	HK Bank - PICC Group European Warrants Jan 2018 A	HKD	0.320	0.194	0.226	59,120,000	16,343,594	N/A	0.345	2017/07/17	0.194	2017/08/21	164,534,000	45,296,317	-	-	-	-
17027	HK Bank - Ping An European Put Warrants Dec 2017 A	HKD	0.133	0.031	0.038	60,415,000	4,548,135	N/A	0.280	2017/07/04	0.031	2017/08/28	450,090,000	49,310,325	-	-	-	-
16072	HK Bank - Ping An European Put Warrants Nov 2017 C	HKD	0.033	0.010	0.011	7,275,000	175,140	N/A	0.164	2017/05/25	0.010	2017/08/07	457,475,000	46,088,925	-	-	-	-
14161	HK Bank - Ping An European Warrants Aug 2017 A	HKD	-	-	1.870	0	0	N/A	0.770	2017/06/12	0.130	2017/04/21	62,320,000	12,290,410	-	-	-	-
18267	HK Bank - Ping An European Warrants Dec 2017 B	HKD	0.570	0.194	0.425	139,245,000	46,413,640	N/A	0.570	2017/08/28	0.194	2017/08/11	495,340,000	155,587,890	-	-	-	-
29532	HK Bank - Ping An European Warrants Dec 2017 C	HKD	0.480	0.325	0.380	66,375,000	26,935,725	N/A	0.480	2017/08/28	0.325	2017/08/21	66,375,000	26,935,725	-	-	-	-
19361	HK Bank - Ping An European Warrants Jan 2018 A	HKD	0.810	0.490	0.900	14,795,000	8,579,250	N/A	0.810	2017/08/01	0.490	2017/08/11	16,385,000	9,579,050	-	-	-	-
24261	HK Bank - Ping An European Warrants Jan 2018 B	HKD	0.315	0.135	0.255	989,535,000	204,951,220	N/A	0.315	2017/08/28	0.135	2017/08/11	1,291,595,000	264,238,320	-	-	-	-
25006	HK Bank - Ping An European Warrants Jan 2018 C	HKD	0.350	0.137	0.265	830,525,000	163,394,875	N/A	0.350	2017/08/28	0.137	2017/08/11	1,122,175,000	220,854,275	-	-	-	-
15207	HK Bank - Ping An European Warrants Nov 2017 A	HKD	1.770	1.150	1.630	620,000	961,800	N/A	1.770	2017/08/24	0.193	2017/05/09	5,870,000	2,574,475	-	-	-	-
16069	HK Bank - Ping An European Warrants Nov 2017 B	HKD	-	-	1.310	0	0	N/A	0.970	2017/07/20	0.345	2017/06/05	52,075,000	21,096,200	-	-	-	-
16668	HK Bank - Ping An European Warrants Nov 2017 D	HKD	0.800	0.300	0.650	27,295,000	11,755,825	N/A	0.800	2017/08/28	0.139	2017/06/15	907,620,000	174,521,920	-	-	-	-
14166	HK Bank - Ping An European Warrants Oct 2017 A	HKD	2.100	1.460	1.980	395,000	658,600	N/A	2.100	2017/08/24	0.270	2017/04/24	4,115,000	2,265,975	-	-	-	-
15209	HK Bank - Ping An European Warrants Oct 2017 B	HKD	0.990	0.610	1.130	695,000	585,050	N/A	0.990	2017/08/18	0.081	2017/05/09	553,165,000	108,282,655	-	-	-	-
19041	HK Bank - Ping An European Warrants Sep 2017 A	HKD	0.380	0.280	0.380	3,550,000	1,123,000	9,146,483	0.380	2017/08/22	0.037	2017/05/08	521,900,000	60,172,000	0.130	2016/01/04	0.030	2016/06/27
28149	HK Bank - Ping An European Warrants Sep 2017 B	HKD	1.190	1.160	1.470	30,000	35,400	15,939,538	1.190	2017/08/18	0.085	2017/04/20	615,135,000	100,742,945	-	-	-	-
16237	HK Bank - Ping An European Warrants Sep 2017 C	HKD	1.030	0.335	0.910	17,780,000	8,278,225	N/A	1.030	2017/08/24	0.131	2017/07/04	1,376,495,000	260,458,530	-	-	-	-
16813	HK Bank - Sands China European Put Warrants Dec 2017 A	HKD	0.270	0.191	0.224	179,908,000	40,114,496	N/A	0.335	2017/07/07	0.189	2017/07/25	236,788,000	53,726,288	-	-	-	-
28163	HK Bank - Sands China European Put Warrants Sep 2017 A	HKD	-	-	0.011	0	0	2,819,514	0.220	2017/02/20	0.020	2017/07/07	158,056,000	21,819,900	-	-	-	-
13343	HK Bank - Sands China European Put Warrants Sep 2017 B	HKD	0.030	0.010	0.015	3,196,000	68,640	N/A	0.202	2017/05/18	0.010	2017/08/29	879,656,000	96,779,828	-	-	-	-
27879	HK Bank - Sands China European Warrants Aug 2017 A	HKD	0.310	0.160	0.135	3,948,000	852,516	3,901,306	0.510	2017/04/07	0.160	2017/08/24	139,712,000	34,915,728	-	-	-	-
28323	HK Bank - Sands China European Warrants Aug 2017 B	HKD	0.122	0.033	0.010	5,412,000	357,732	8,974,342	0.355	2017/04/10	0.033	2017/08/11	310,080,000	59,115,360	-	-	-	-
19427	HK Bank - Sands China European Warrants Dec 2017 B	HKD	0.235	0.118	0.149	258,096,000	47,958,668	N/A	0.255	2017/07/24	0.118	2017/08/28	349,132,000	68,613,820	-	-	-	-
23304	HK Bank - Sands China European Warrants Feb 2018 A	HKD	0.315	0.189	0.233	114,868,000	28,584,016	N/A	0.355	2017/07/24	0.189	2017/08/28	130,348,000	33,619,076	-	-	-	-
23309	HK Bank - Sands China European Warrants Mar 2018 A	HKD	0.189	0.122	0.150	16,016,000	2,706,084	N/A	0.213	2017/07/24	0.122	2017/08/28	23,064,000	3,995,772	-	-	-	-
16166	HK Bank - Sands China European Warrants Nov 2017 A	HKD	0.285	0.167	0.215	8,144,000	1,778,908	N/A	0.420	2017/06/15	0.167	2017/08/28	79,216,000	19,738,960	-	-	-	-
13441	HK Bank - Sands China European Warrants Oct 2017 A	HKD	0.090	0.034	0.045	10,612,000	741,960	N/A	0.310	2017/04/10	0.034	2017/08/25	881,920,000	107,962,560	-	-	-	-
15559	HK Bank - Sands China European Warrants Oct 2017 B	HKD	0.124	0.038	0.061	23,812,000	2,167,500	N/A	0.249	2017/06/14	0.038	2017/08/28	590,228,000	88,233,524	-	-	-	-
13800	HK Bank - SHK Ppt European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,816,398	0.157	2017/01/05	0.010	2017/07/24	427,160,000	21,089,940	0.185	2016/12/28	0.099	2016/11/01
16671	HK Bank - SHK Ppt European Warrants Dec 2017 A	HKD	0.247	0.138	0.285	67,590,000	12,388,570	N/A	0.247	2017/08/31	0.120	2017/06/29	81,240,000	14,781,320	-	-	-	-
26602	HK Bank - SHK Ppt European Warrants Oct 2017 A	HKD	0.455	0.455	0.495	370,000	168,350	34,592	0.455	2017/08/25	0.260	2017/01/06	960,000	360,150	0.415	2016/09/09	0.142	2016/06/16
29006	HK Bank - SHK Ppt European Warrants Sep 2017 A	HKD	0.980	0.310	0.970	7,150,000	3,690,750	13,946,388	0.980	2017/08/31	0.203	2017/06/30	207,210,000	83,888,030	-	-	-	-
16898	HK Bank - Sinopec Corp European Warrants Dec 2017 A	HKD	0.172	0.064	0.122	154,696,000	17,003,226	N/A	0.231	2017/06/27	0.064	2017/08/18	292,434,000	42,450,496	-	-	-	-
22159	HK Bank - Sinopec Corp European Warrants Jan 2018 A	HKD	0.350	0.153	0.285	99,514,000	21,378,798	N/A	0.440	2017/07/19	0.153	2017/08/18	104,216,000	23,216,588	-	-	-	-
28804	HK Bank - Sinopec Corp European Warrants Sep 2017 A	HKD	0.020	0.010	0.010	14,488,000	229,052	17,268,410	0.310	2017/04/07	0.010	2017/08/25	678,834,000	105,765,988	-	-	-	-
29833	HK Bank - Sinopec Corp European Warrants Sep 2017 B	HKD	0.127	0.025	0.068	49,774,000	3,410,762	N/A	0.550	2017/03/29	0.025	2017/08/18	217,148,000	40,546,660	-	-	-	-
16563	HK Bank - SMIC European Warrants Apr 2018 A	HKD	0.164	0.055	0.066	173,575,000	14,108,935	N/A	0.206	2017/07/19	0.055	2017/08/29	187,560,000	16,527,780	-	-	-	-
26522	HK Bank - SMIC European Warrants Nov 2017 A	HKD	-	-	0.011	0	0	4,189,822	0.214	2017/02/09	0.016	2017/06/05	508,675,000	67,096,610	-	-	-	-
18480	HK Bank - Stanchart European Warrants Jan 2018 A	HKD	0.840	0.204	0.244	74,022,000	31,716,365	N/A	0.840	2017/08/01	0.204	2017/08/21	76,241,500	33,079,745	-	-	-	-
24669	HK Bank - Stanchart European Warrants Nov 2017 A	HKD	0.202	0.082	0.095	20,830,000	2,910,965	3,962,372	0.202	2017/08/02	0.058	2017/01/03	318,500,000	28,803,570	0.128	2016/01/04	0.022	2016/02/12
16118	HK Bank - Stanchart European Warrants Nov 2017 B	HKD	1.120	0.310	0.355	40,504,000	16,214,914	N/A	1.120	2017/08/02	0.300	2017/06/27	77,240,000	33,323,444	-	-	-	-
26075	HK Bank - Stanchart European Warrants Sep 2017 A	HKD	0.500	0.015	0.017	23,434,000	6,398,976	2,755,624	0.590	2017/02/07	0.015	2017/08/31	106,292,500	30,906,785	-	-	-	-
27713	HK Bank - SUNAC European Warrants Nov 2018 A	HKD	1.530	1.070	1.530	970,000	1,211,000	4,349,020	1.530	2017/08/31	0.190	2017/02/16	140,620,000	44,350,460	-	-	-	-
17283	HK Bank - Sunny Optical European Warrants Jan 2018 A	HKD	3.900	1.840	3.550	12,250,000	27,426,200	N/A	3.900	2017/08/24	0.650	2017/07/05	37,340,000	63,774,000	-	-	-	-
25015	HK Bank - Sunny Optical European Warrants Jan 2018 B	HKD	2.000	0.950	1.730	60,130,000	75,027,900	N/A	2.000	2017/08/24	0.950	2017/08/03	74,460,000	91,656,800	-	-	-	-
25717	HK Bank - Sunny Optical European Warrants Jun 2018 A	HKD	0.850	0.165	0.226	305,600,000	60,445,700	N/A	0.850	2017/08/24	0.165	2017/08/01	351,600,000	69,401,300	-	-	-	-
29680	HK Bank - Sunny Optical European Warrants Jun 2018 B	HKD	0.243	0.188	0.196	125,000,000	26,721,100	N/A	0.243	2017/08/25	0.188	2017/08/29	125,000,000	26,721,100	-	-	-	-
25719	HK Bank - Sunny Optical European Warrants Mar 2018 A	HKD	0.300	0.166	0.260	20,100,000	4,180,700	N/A	0.300	2017/08/24	0.166	2017/08/04	57,900,000	11,783,400	-	-	-	-
15378	HK Bank - Sunny Optical European Warrants Nov 2017 A	HKD	4.330	2.270	4.100	740,000	2,443,100	N/A	4.330	2017/08/25	0.390	2017/06/06	82,480,000	66,440,300	-	-	-	-
14978	HK Bank - Sunny Optical European Warrants Oct 2018 A	HKD	0.680	0.445	0.660	1,500,000	793,000	N/A	0.680	2017/08/29	0.178	2017/06/06	25,300,000	7,489,700	-	-	-	-
28818	HK Bank - Sunny Optical European Warrants Sep 2017 A	HKD	5.670	3.220	5.280	320,000	1,216,100	6,892,375	5.670	2017/08/24	0.390	2017/02/28	67,800,000	44,638,100	-	-	-	-
12252	HK Bank - Sunny Optical European Warrants Sep 2017 B	HKD	4.850	2.800	4.590	550,000	1,929,000	N/A	4.850	2017/08/25	0.315	2017/06/06	125,140,000	78,382,350	-	-	-	-
26923	HK Bank - Tencent European Put Warrants Dec 2017 A	HKD	0.010	0.010	0.010	10,000	100	14,140	0.040	2017/01/05	0.010	2017/08/18	16,320,000	276,760	0.200	2016/03/30	0.045	2016/10/27
18404	HK Bank - Tencent European Put Warrants Dec 2017 B	HKD	-	-	0.010	0	0	947,348	0.152	2017/01/06	0.010	2017/06/05	470,610,000	55,447,300	-	-	-	-
17234	HK Bank - Tencent European Put Warrants Dec 2017 F	HKD	0.098	0.045	0.058	1,369,550,000	92,072,380	N/A	0.265	2017/07/10	0.045	2017/08/09	1,637,190,000	122,941,400	-	-	-	-
29236	HK Bank - Tencent European Put Warrants Feb 2018 B	HKD	0.265	0.203	0.215	505,480,000	111,170,080	N/A	0.265	2017/08/29	0.203	2017/08/17	505,480,000	111,170,080	-	-	-	-
26030	HK Bank - Tencent European Put Warrants Jan 2018 B	HKD	0.169	0.091	0.105	1,779,500,000	229,488,000	N/A	0.180	2017/07/27	0.091	2017/08/17	1,855,550,000	241,609,440	-	-	-	-
29534	HK Bank - Tencent European Put Warrants Mar 2018 B	HKD	0.157	0.121	0.123	137,210,000	17,976,560	N/A	0.157	2017/08/29	0.121	2017/08/31	137,210,000	17,976,560	-	-	-	-
16061	HK Bank - Tencent European Put Warrants Nov 2017 B	HKD	0.012	0.010	0.010	1,410,000	15,970	N/A	0.110	2017/06/01	0.010	2017/08/17	5,307,960,000	396,422,010	-	-	-	-
16165	HK Bank - Tencent European Put Warrants Nov 2017 D	HKD	0.036	0.010	0.016	122,560,000	2,861,230	N/A	0.183	2017/06/01	0.010	2017/08/17	4,619,580,000	478,282,890	-	-	-	-
16407	HK Bank - Tencent European Put Warrants Nov 2017 F	HKD	0.030	0.013	0.016	12,590,000	272,280	N/A	0.146	2017/06/06	0.013	2017/08/09	640,530,000	60,047,240	-	-	-	-
16411	HK Bank - Tencent European Put Warrants Nov 2017 G	HKD	0.050	0.020	0.021	106,540,000	3,546,760	N/A	0.219	2017/07/05	0.020	2017/08/31	1,243,840,000	124,009,690	-	-	-	-
14160	HK Bank - Tencent European Put Warrants Oct 2017 A	HKD	-	-	0.010	0	0	2,616,572	0.209	2017/01/03	0.010	2017/05/16	2,638,400,000	364,169,060	0.233	2016/12/29	0.166	2016/11/10
14749	HK Bank - Tencent European Put Warrants Oct 2017 C	HKD	0.010	0.010	0.010	30,000	300	N/A	0.084	2017/04/28	0.010	2017/08/11	3,004,690,000	130,644,800	-	-	-	-
12229	HK Bank - Tencent European Put Warrants Sep 2017 E	HKD	0.010	0.010	0.010	500,000	5,000	N/A	0.134	2017/03/24	0.010	2017/08/11	2,766,470,000	205,288,820	-	-	-	-
22466	HK Bank - Tencent European Warrants Aug 2017 A	HKD	-	-	1.210	0	0	2,226,090	0.232	2017/03/17	0.131	2017/01/24	528,560,000	84,005,370	-	-	-	-
14979	HK Bank - Tencent European Warrants Aug 2017 B	HKD	6.630	4.000	5.630	7,177,000	39,415,510	N/A	6.630	2017/08/17	0.530	2017/05/05	400,693,000	458,887,810	-	-	-	-
24279	HK Bank - Tencent European Warrants Aug 2018 A	HKD	0.400	0.270	0.380	76,780,000	27,120,050	N/A	0.400	2017/08/17	0.230	2017/07/26	131,160,000	40,540,680	-	-	-	-
16073	HK Bank - Tencent European Warrants Dec 2017 C	HKD	0.680	0.460	0.550	3,700,000	1,907,150	N/A	0.680	2017/08/17	0.140	2017/07/05	1,267,550,000	280,275,280	-	-	-	-
16402	HK Bank - Tencent European Warrants Dec 2017 D	HKD	0.490	0.305	0.450	3,420,000	1,280,600	N/A	0.490	2017/08/17	0.091	2017/07/05	3,097,730,000	454,930,690	-	-	-	-
16428	HK Bank - Tencent European Warrants Dec 2017 E	HKD	0.420	0.231	0.365	19,930,000	6,088,550	N/A	0.420	2017/08/17	0.062	2017/07/05	1,611,400,000	215,564,210	-	-	-	-
29233	HK Bank - Tencent European Warrants Feb 2018 A	HKD	0.242	0.127	0.169	1,930,510,000	343,880,550	N/A	0.242	2017/08/17	0.127	2017/08/29	1,930,510,000	343,880,550	-	-	-	-
16431	HK Bank - Tencent European Warrants Jan 2018 A	HKD	0.400	0.226	0.355	277,450,000	76,170,060	N/A	0.400	2017/08/17	0.074	2017/07/05	1,366,420,000	246,269,850	-	-	-	-
29120	HK Bank - Tencent European Warrants Jan 2018 C	HKD	0.315	0.179	0.236	661,200,000	153,804,810	N/A	0.315	2017/08/17	0.179	2017/08/29	661,200,000	153,804,810	-	-	-	-
12994	HK Bank - Tencent European Warrants Jul 2018 A	HKD	0.600	0.405	0.580	6,100,000	3,089,300	N/A	0.600	2017/08/17	0.105	2017/04/11	1,160,440,000	252,600,540	-	-	-	-
14909	HK Bank - Tencent European Warrants Jul 2018 B	HKD	0.790	0.570	0.720	5,620,000	3,615,900	N/A	0.790	2017/08/17	0.209	2017/05/05	173,030,000	54,210,730	-	-	-	-
17236	HK Bank - Tencent European Warrants Jun 2018 A	HKD	0.405	0.249	0.375	74,420,000	26,253,640	N/A	0.405	2017/08/17	0.106	2017/07/05	391,370,000	90,601,070	-	-	-	-
16404	HK Bank - Tencent European Warrants Mar 2018 A	HKD	0.390	0.237	0.365	279,230,000	81,204,900	N/A	0.390	2017/08/17	0.083	2017/07/05	1,063,250,000	201,862,930	-	-	-	-
28265	HK Bank - Tencent European Warrants May 2018 A	HKD	0.290	0.203	0.250	1,072,590,000	253,876,300	N/A	0.290	2017/08/17	0.203	2017/08/11	1,072,590,000	253,876,300	-	-	-	-
12232	HK Bank - Tencent European Warrants Nov 2017 A	HKD	0.960	0.820	0.900	80,000	71,900	N/A	0.960	2017/08/17	0.141	2017/04/11	411,450,000	69,953,830	-	-	-	-
16068	HK Bank - Tencent European Warrants Nov 2017 C	HKD	3.990	1.910	3.160	8,912,000	22,628,910	N/A	3.990	2017/08/17	0.485	2017/07/05	1,016,105,000	1,011,326,025	-	-	-	-
16406	HK Bank - Tencent European Warrants Nov 2017 E	HKD	0.490	0.315	0.455	3,080,000	1,209,500	N/A	0.490	2017/08/09	0.082	2017/07/05	2,183,790,000	340,279,070	-	-	-	-
18486	HK Bank - Tencent European Warrants Nov 2017 H	HKD	0.660	0.470	0.630	3,440,000	1,723,650	N/A	0.660	2017/08/09	0.390	2017/07/26	4,660,000	2,229,250	-	-	-	-
28256	HK Bank - Tencent European Warrants Nov 2017 I	HKD	2.000	1.030	1.430	351,338,000	497,258,490	N/A	2.000	2017/08/17	1.030	2017/08/29	351,338,000	497,258,490	-	-	-	-
29121	HK Bank - Tencent European Warrants Nov 2017 J	HKD	1.470	0.650	0.930	658,663,000	667,415,280	N/A	1.470	2017/08/17	0.650	2017/08/29	658,663,000	667,415,280	-	-	-	-
19040	HK Bank - Tencent European Warrants Oct 2017 B	HKD	0.920	0.920	1.010	200,000	184,000	19,006,115	0.920	2017/08/07	0.105	2017/01/24	1,032,760,000	160,387,430	-	-	-	-
14908	HK Bank - Tencent European Warrants Oct 2017 D	HKD	0.580	0.580	0.700	40,000	23,200	N/A	0.580	2017/08/11	0.111	2017/05/05	576,170,000	99,135,850	-	-	-	-
16236	HK Bank - Tencent European Warrants Oct 2017 E	HKD	2.100	0.780	1.350	62,100,000	77,229,360	N/A	2.100	2017/08/17	0.178	2017/07/05	1,083,205,000	598,857,893	-	-	-	-
29424	HK Bank - Tencent European Warrants Sep 2017 A	HKD	1.430	1.250	1.350	80,000	110,100	113,382	1.430	2017/08/17	0.177	2017/01/04	8,730,000	2,390,500	0.420	2016/09/23	0.136	2016/12/23
12310	HK Bank - Tencent European Warrants Sep 2017 B	HKD	1.230	1.230	1.240	40,000	49,200	263,115	1.230	2017/08/08	0.142	2017/01/05	26,410,000	5,318,640	0.345	2016/09/23	0.100	2016/12/23
13193	HK Bank - Tencent European Warrants Sep 2017 C	HKD	0.730	0.680	0.870	210,000	152,800	53,063,705	0.730	2017/08/01	0.071	2017/01/24	2,857,750,000	342,192,990	0.226	2016/09/23	0.054	2016/12/22
13650	HK Bank - Tencent European Warrants Sep 2017 D	HKD	0.820	0.550	0.740	2,890,000	1,897,800	200,078,513	0.820	2017/08/17	0.053	2017/03/03	13,212,250,000	1,208,894,500	0.174	2016/10/11	0.046	2016/12/16
14980	HK Bank - Tencent European Warrants Sep 2017 F	HKD	5.160	2.630	4.280	34,810,000	140,830,450	N/A	5.160	2017/08/17	0.430	2017/05/05	1,417,305,000	1,796,281,330	-	-	-	-
28721	HK Bank - Yanzhou Coal European Warrants Aug 2018 A	HKD	0.219	0.150	0.202	65,922,000	11,486,142	10,003,328	0.219	2017/08/08	0.077	2017/06/01	476,108,000	61,919,206	-	-	-	-
24737	HK Bank - Yanzhou Coal European Warrants Dec 2017 A	HKD	0.212	0.137	0.196	3,220,000	603,460	3,456,963	0.218	2017/07/19	0.061	2017/06/01	479,360,000	42,559,400	0.151	2016/10/24	0.065	2016/09/07
26975	HK Bank - Zhaojin Mining European Warrants Dec 2017 A	HKD	0.026	0.013	0.018	8,425,000	167,915	990,430	0.150	2017/02/13	0.013	2017/08/24	112,360,000	9,857,405	-	-	-	-
26038	HK Bank - Zijin Mining European Warrants Jan 2018 A	HKD	0.380	0.196	0.212	71,542,000	18,161,904	N/A	0.380	2017/08/10	0.196	2017/08/16	133,520,000	32,380,848	-	-	-	-
27720	HK Bank - Zijin Mining European Warrants Sep 2017 A	HKD	0.139	0.054	0.052	17,836,000	1,445,340	4,929,906	0.410	2017/03/20	0.043	2017/07/13	183,130,000	31,480,014	-	-	-	-
25550	HK Bank -BYD European Warrants Aug 2017 A	HKD	0.073	0.073	0.073	200,000	14,600	237,258	0.089	2017/02/27	0.060	2017/05/04	40,650,000	2,987,600	0.204	2016/09/07	0.069	2016/12/28
26541	J P Morgan SP BV - MGM China European Warrants Oct 2017 A	HKD	0.530	0.420	0.455	300,000	138,000	65,033	0.620	2017/05/26	0.420	2017/08/28	880,000	444,500	0.710	2016/12/01	0.181	2016/02/26
13760	J P Morgan SP BV - MGM China European Warrants Sep 2017 A	HKD	0.080	0.026	0.035	62,600,000	3,748,004	5,184,491	0.275	2017/04/10	0.026	2017/08/28	362,044,000	56,029,944	0.355	2016/11/30	0.185	2016/10/25
27650	J P Morgan SP BV - A50 China European Put Wts Dec 2017 B	HKD	-	-	0.013	0	0	16,501	0.086	2017/01/03	0.041	2017/05/15	4,486,000	286,357	0.174	2016/05/20	0.069	2016/12/01
28937	J P Morgan SP BV - A50 China European Warrants Aug 2017 A	HKD	-	-	0.660	0	0	11,140,726	0.740	2017/07/25	0.051	2017/05/08	348,906,900	66,844,409	-	-	-	-
16419	J P Morgan SP BV - A50 China European Warrants Dec 2017 C	HKD	0.910	0.375	0.800	12,928,900	7,539,247	N/A	0.910	2017/08/30	0.255	2017/06/06	726,982,400	266,067,073	-	-	-	-
25681	J P Morgan SP BV - A50 China European Warrants Feb 2018 A	HKD	0.530	0.270	0.425	54,934,600	25,281,589	N/A	0.530	2017/08/30	0.270	2017/08/22	55,334,800	25,396,651	-	-	-	-
17722	J P Morgan SP BV - A50 China European Warrants Nov 2017 A	HKD	0.680	0.236	0.540	198,850,500	74,766,468	N/A	0.680	2017/08/30	0.236	2017/08/11	280,604,600	109,502,234	-	-	-	-
14076	J P Morgan SP BV - A50 China European Warrants Oct 2018 A	HKD	0.227	0.157	0.224	11,108,000	2,095,091	2,041,865	0.227	2017/08/28	0.079	2017/05/05	213,535,000	25,635,776	0.185	2016/01/05	0.094	2016/12/30
14087	J P Morgan SP BV - A50 China European Warrants Sep 2017 A	HKD	1.560	1.010	1.830	745,100	874,470	N/A	1.560	2017/08/25	0.143	2017/05/09	210,317,400	52,010,975	-	-	-	-
11799	J P Morgan SP BV - AAC Acoustic European Warrants Aug 2018 A	HKD	0.630	0.350	0.630	750,000	342,650	4,265,073	0.630	2017/08/28	0.196	2017/01/05	288,445,000	74,563,640	0.360	2016/09/08	0.162	2016/12/12
14453	J P Morgan SP BV - AAC Acoustic European Warrants Jan 2018 A	HKD	0.500	0.335	0.560	100,000	34,950	N/A	0.500	2017/08/28	0.142	2017/05/18	947,120,000	290,536,245	-	-	-	-
12944	J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 A	HKD	0.475	0.192	0.455	79,920,000	24,615,760	74,951,070	0.475	2017/08/30	0.096	2017/03/09	2,791,685,000	451,493,580	0.260	2016/09/08	0.102	2016/12/30
25094	J P Morgan SP BV - AAC Acoustic European Warrants Mar 2018 B	HKD	0.345	0.148	0.330	5,590,000	1,227,380	N/A	0.345	2017/08/30	0.148	2017/08/11	5,600,000	1,228,870	-	-	-	-
14028	J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 A	HKD	0.475	0.165	0.490	1,800,000	519,300	16,815,300	0.475	2017/08/29	0.101	2017/03/22	890,500,000	120,438,700	0.132	2016/11/02	0.096	2016/12/07
14803	J P Morgan SP BV - AAC Acoustic European Warrants Oct 2017 B	HKD	0.435	0.123	0.425	29,570,000	5,674,350	N/A	0.435	2017/08/31	0.060	2017/05/18	895,655,000	138,577,015	-	-	-	-
13128	J P Morgan SP BV - AAC Acoustic European Warrants Oct 2018 A	HKD	0.480	0.255	0.500	827,450,000	244,821,000	N/A	0.480	2017/08/28	0.165	2017/05/18	1,606,900,000	482,329,050	-	-	-	-
15851	J P Morgan SP BV - AAC Tech European Put Warrants Dec 2017 A	HKD	0.116	0.025	0.026	23,540,000	1,265,285	N/A	0.242	2017/06/07	0.025	2017/08/31	35,755,000	3,390,480	-	-	-	-
14638	J P Morgan SP BV - AAC Tech European Put Warrants Jul 2018 B	HKD	0.170	0.082	0.083	77,720,000	10,257,265	N/A	0.290	2017/05/18	0.082	2017/08/31	292,770,000	56,331,835	-	-	-	-
26167	J P Morgan SP BV - AAC Tech European Put Warrants May 2018 A	HKD	0.179	0.141	0.148	5,405,000	829,555	N/A	0.179	2017/08/29	0.141	2017/08/30	5,405,000	829,555	-	-	-	-
14694	J P Morgan SP BV - AAC Tech European Warrants Aug 2018 B	HKD	0.475	0.224	0.450	1,189,130,000	335,771,855	N/A	0.475	2017/08/30	0.137	2017/05/18	1,397,260,000	387,220,320	-	-	-	-
14634	J P Morgan SP BV - AAC Tech European Warrants Jul 2018 A	HKD	0.410	0.300	0.550	297,010,000	94,232,625	N/A	0.495	2017/07/20	0.196	2017/05/17	1,330,740,000	421,348,000	-	-	-	-
12884	J P Morgan SP BV - Agricultural Bk Euro Warrants Aug 2017 A	HKD	-	-	0.010	0	0	13,796,267	0.210	2017/02/16	0.010	2017/07/26	1,512,036,000	135,869,164	0.201	2016/09/22	0.060	2016/12/28
28546	J P Morgan SP BV - Agricultural Bk Euro Warrants Jan 2018 A	HKD	0.159	0.082	0.112	234,128,000	29,143,907	20,265,549	0.231	2017/02/22	0.082	2017/08/11	956,266,000	124,421,276	-	-	-	-
23073	J P Morgan SP BV - Agricultural Bk Euro Warrants Nov 2017 A	HKD	0.192	0.089	0.121	506,588,000	71,296,523	N/A	0.192	2017/08/02	0.089	2017/08/11	537,274,000	76,244,769	-	-	-	-
15127	J P Morgan SP BV - AIA European Put Warrants Dec 2017 B	HKD	0.056	0.029	0.033	11,034,000	445,526	N/A	0.243	2017/05/09	0.029	2017/08/30	469,256,000	64,741,624	-	-	-	-
23097	J P Morgan SP BV - AIA European Put Warrants Feb 2018 A	HKD	0.243	0.129	0.167	254,236,000	44,377,312	N/A	0.243	2017/08/21	0.129	2017/08/01	358,210,000	63,876,316	-	-	-	-
15056	J P Morgan SP BV - AIA European Put Warrants Oct 2017 A	HKD	-	-	0.013	0	0	N/A	0.095	2017/05/08	0.013	2017/07/11	96,498,000	6,042,060	-	-	-	-
25920	J P Morgan SP BV - AIA European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	12,767,449	0.305	2017/02/08	0.010	2017/07/03	818,628,000	112,367,798	-	-	-	-
27786	J P Morgan SP BV - AIA European Warrants Apr 2018 A	HKD	0.222	0.112	0.147	81,982,000	13,085,582	N/A	0.222	2017/08/03	0.112	2017/08/21	81,982,000	13,085,582	-	-	-	-
25408	J P Morgan SP BV - AIA European Warrants Aug 2017 A	HKD	0.910	0.620	0.700	800,000	544,800	88,434,158	0.910	2017/08/01	0.104	2017/04/19	6,725,210,000	1,127,062,078	-	-	-	-
29358	J P Morgan SP BV - AIA European Warrants Aug 2017 B	HKD	-	-	0.560	0	0	N/A	0.510	2017/07/24	0.057	2017/04/19	6,937,440,000	804,689,930	-	-	-	-
15169	J P Morgan SP BV - AIA European Warrants Dec 2017 A	HKD	0.740	0.490	0.570	18,092,000	10,254,940	67,931,194	0.740	2017/08/01	0.100	2017/01/04	3,806,208,000	859,087,618	0.137	2016/12/16	0.101	2016/12/29
23088	J P Morgan SP BV - AIA European Warrants Dec 2017 C	HKD	0.216	0.092	0.130	1,483,602,000	200,719,498	N/A	0.216	2017/08/02	0.092	2017/08/21	3,589,610,000	515,115,526	-	-	-	-
15520	J P Morgan SP BV - AIA European Warrants Jan 2018 A	HKD	0.320	0.175	0.231	45,424,000	11,301,708	N/A	0.320	2017/08/01	0.115	2017/07/07	1,928,928,000	361,423,834	-	-	-	-
26194	J P Morgan SP BV - AIA European Warrants Jan 2018 B	HKD	0.192	0.070	0.098	3,141,354,000	455,634,004	N/A	0.192	2017/08/02	0.070	2017/08/18	4,962,402,000	736,417,008	-	-	-	-
15126	J P Morgan SP BV - AIA European Warrants Oct 2017 B	HKD	0.430	0.210	0.285	6,690,000	2,142,672	N/A	0.430	2017/08/02	0.105	2017/07/04	4,015,698,000	767,733,826	-	-	-	-
11805	J P Morgan SP BV - Air China European Warrants Nov 2017 A	HKD	0.098	0.059	0.066	17,180,000	1,338,400	4,581,780	0.163	2017/06/08	0.057	2017/03/09	354,220,000	28,926,540	0.179	2016/08/17	0.070	2016/12/28
22921	J P Morgan SP BV - Ali Pictures European Warrants Dec 2017 A	HKD	-	-	0.013	0	0	10,317	0.048	2017/01/06	0.020	2017/05/09	6,320,000	226,320	0.131	2016/01/04	0.068	2016/10/25
23828	J P Morgan SP BV - Ali Pictures European Warrants Nov 2017 A	HKD	0.244	0.122	0.122	74,040,000	12,195,050	7,149,262	0.395	2017/03/21	0.122	2017/08/31	236,970,000	43,106,170	-	-	-	-
26418	J P Morgan SP BV - Angang Steel European Warrants Dec 2018 A	HKD	0.237	0.157	0.208	68,986,000	13,310,570	7,907,705	0.255	2017/02/14	0.110	2017/05/09	302,214,000	51,827,510	-	-	-	-
29166	J P Morgan SP BV - Anhui Conch European Warrants Mar 2018 A	HKD	0.226	0.163	0.206	105,625,000	20,189,195	N/A	0.226	2017/08/25	0.163	2017/08/18	105,625,000	20,189,195	-	-	-	-
26433	J P Morgan SP BV - Anhui Conch European Warrants Oct 2017 A	HKD	0.180	0.083	0.115	164,845,000	22,481,535	17,867,191	0.320	2017/02/23	0.077	2017/06/21	713,485,000	127,722,745	-	-	-	-
16001	J P Morgan SP BV - Anta Sports European Warrants Aug 2017 A	HKD	-	-	0.161	0	0	4,047,878	0.410	2017/01/26	0.072	2017/06/26	175,080,000	32,297,520	-	-	-	-
28382	J P Morgan SP BV - ASM Pacific European Warrants Oct 2018 A	HKD	0.225	0.191	0.211	67,840,000	14,189,670	N/A	0.225	2017/08/16	0.191	2017/08/25	67,840,000	14,189,670	-	-	-	-
28221	J P Morgan SP BV - AviChina European Warrants Sep 2017 A	HKD	-	-	0.012	0	0	43,335	0.118	2017/01/23	0.012	2017/06/07	50,180,000	4,326,860	0.237	2016/01/05	0.096	2016/12/30
28377	J P Morgan SP BV - BAIC Motor European Warrants Dec 2018 A	HKD	0.170	0.132	0.151	72,565,000	10,848,645	N/A	0.170	2017/08/07	0.132	2017/08/16	72,565,000	10,848,645	-	-	-	-
15023	J P Morgan SP BV - BankComm European Warrants Dec 2017 A	HKD	0.147	0.057	0.095	63,266,000	7,271,184	N/A	0.840	2017/06/02	0.057	2017/08/21	331,622,000	48,707,868	-	-	-	-
11598	J P Morgan SP BV - BankComm European Warrants Mar 2018 A	HKD	0.345	0.315	0.325	6,008,000	1,922,595	N/A	0.345	2017/08/29	0.315	2017/08/31	6,008,000	1,922,595	-	-	-	-
28788	J P Morgan SP BV - BankComm European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	1,039,912	0.242	2017/02/23	0.026	2017/06/07	72,984,000	10,195,377	-	-	-	-
14255	J P Morgan SP BV - BBMG European Warrants Dec 2018 A	HKD	0.175	0.149	0.147	50,307,000	8,018,203	N/A	0.219	2017/04/25	0.147	2017/07/28	161,910,000	26,152,765	-	-	-	-
24839	J P Morgan SP BV - BEA European Warrants Dec 2017 A	HKD	0.295	0.166	0.285	94,282,000	19,292,314	12,730,732	0.355	2017/02/15	0.166	2017/08/25	461,594,000	107,595,898	-	-	-	-
29483	J P Morgan SP BV - BJ Ent Water European Warrants Mar 2019 A	HKD	0.224	0.201	0.217	18,300,000	3,903,500	N/A	0.265	2017/04/10	0.181	2017/06/14	72,160,000	15,946,240	-	-	-	-
17267	J P Morgan SP BV - BOC HK European Put Warrants Apr 2018 A	HKD	0.154	0.080	0.092	89,670,000	10,495,570	N/A	0.234	2017/07/07	0.080	2017/08/30	126,880,000	18,060,460	-	-	-	-
13995	J P Morgan SP BV - BOC HK European Warrants Dec 2017 A	HKD	0.790	0.740	0.770	20,000	15,300	2,825,381	0.790	2017/08/28	0.148	2017/01/03	320,770,000	71,257,040	0.232	2016/12/08	0.131	2016/12/29
17183	J P Morgan SP BV - BOC HK European Warrants Jun 2018 A	HKD	0.330	0.195	0.275	587,455,000	159,736,930	N/A	0.330	2017/08/02	0.195	2017/08/18	921,920,000	241,374,340	-	-	-	-
27515	J P Morgan SP BV - BOC HK European Warrants May 2018 A	HKD	0.620	0.410	0.550	98,875,000	50,077,475	26,418,857	0.620	2017/08/28	0.146	2017/04/19	585,155,000	167,937,020	-	-	-	-
27416	J P Morgan SP BV - BOCL European Put Wts Feb 2018 A	HKD	0.136	0.049	0.059	98,149,000	9,037,432	N/A	0.136	2017/08/11	0.049	2017/08/28	98,149,000	9,037,432	-	-	-	-
27808	J P Morgan SP BV - BOCL European Put Wts Sep 2017 B	HKD	0.023	0.010	0.010	122,000	1,455	15,060,457	0.222	2017/04/19	0.010	2017/08/18	698,297,000	100,249,881	-	-	-	-
27302	J P Morgan SP BV - BOCL European Warrants Dec 2017 A	HKD	0.415	0.214	0.370	18,086,000	5,210,832	10,825,262	0.415	2017/08/28	0.105	2017/07/07	437,458,000	97,129,407	-	-	-	-
28538	J P Morgan SP BV - BOCL European Warrants Dec 2017 B	HKD	0.128	0.040	0.102	66,559,000	6,342,933	49,442,429	0.213	2017/02/23	0.020	2017/07/10	3,759,698,000	322,604,645	-	-	-	-
15961	J P Morgan SP BV - BOCL European Warrants Jan 2018 A	HKD	0.300	0.130	0.244	973,247,000	181,662,346	N/A	0.300	2017/08/31	0.085	2017/07/10	2,177,909,000	342,081,429	-	-	-	-
23068	J P Morgan SP BV - BOCL European Warrants May 2018 A	HKD	0.325	0.188	0.290	354,449,000	94,627,865	N/A	0.325	2017/08/28	0.188	2017/08/18	380,215,000	99,851,529	-	-	-	-
11880	J P Morgan SP BV - BOCL European Warrants May 2018 B	HKD	0.208	0.152	0.180	108,518,000	19,850,289	N/A	0.208	2017/08/31	0.152	2017/08/31	108,518,000	19,850,289	-	-	-	-
27297	J P Morgan SP BV - BOCL European Warrants Sep 2017 A	HKD	0.480	0.189	0.420	12,206,000	3,384,869	10,887,422	0.480	2017/08/28	0.124	2017/07/07	357,136,000	73,504,281	-	-	-	-
28939	J P Morgan SP BV - BOCL European Warrants Sep 2017 C	HKD	0.033	0.010	0.010	34,535,000	691,811	16,928,437	0.065	2017/05/16	0.010	2017/08/28	2,507,043,000	101,570,621	-	-	-	-
28394	J P Morgan SP BV - Brilliance Chi European Wts Feb 2018 A	HKD	0.415	0.285	0.310	84,480,000	30,763,000	N/A	0.415	2017/08/07	0.285	2017/08/29	84,480,000	30,763,000	-	-	-	-
28554	J P Morgan SP BV - BYD Electronic European Warrants Feb 18 A	HKD	0.560	0.345	0.485	38,850,000	17,609,975	N/A	0.560	2017/08/28	0.345	2017/08/11	38,850,000	17,609,975	-	-	-	-
16852	J P Morgan SP BV - BYD European Warrants Jan 2018 A	HKD	0.174	0.100	0.086	2,760,000	408,625	N/A	0.285	2017/06/27	0.100	2017/08/29	159,675,000	34,696,045	-	-	-	-
23768	J P Morgan SP BV - BYD European Warrants Mar 2018 A	HKD	0.083	0.059	0.061	30,750,000	2,202,050	82,067,533	0.113	2017/02/09	0.053	2017/05/12	8,895,900,000	654,520,800	0.280	2016/04/29	0.098	2016/12/28
11095	J P Morgan SP BV - BYD European Warrants Mar 2018 B	HKD	0.380	0.290	0.280	64,330,000	20,698,775	N/A	0.380	2017/08/28	0.290	2017/08/30	64,330,000	20,698,775	-	-	-	-
28841	J P Morgan SP BV - BYD European Warrants Sep 2017 A	HKD	0.010	0.010	0.010	16,300,000	163,600	1,482,050	0.044	2017/02/09	0.010	2017/08/28	6,376,550,000	216,665,600	0.156	2016/06/10	0.029	2016/12/28
29089	J P Morgan SP BV - BYD European Warrants Sep 2017 B	HKD	0.038	0.030	0.010	2,670,000	85,330	31,403,273	0.275	2017/03/02	0.030	2017/08/02	1,133,365,000	188,419,635	-	-	-	-
15592	J P Morgan SP BV - CAM CSI300 European Warrants Apr 2018 A	HKD	0.530	0.310	0.495	23,402,000	9,540,960	N/A	0.530	2017/08/30	0.179	2017/05/24	122,610,000	36,115,868	-	-	-	-
17268	J P Morgan SP BV - CAM CSI300 European Warrants Apr 2018 B	HKD	0.325	0.200	0.295	126,178,000	30,910,220	N/A	0.325	2017/08/28	0.181	2017/07/18	314,098,000	71,586,518	-	-	-	-
29975	J P Morgan SP BV - CAM CSI300 European Warrants Jun 2018 A	HKD	0.229	0.172	0.210	69,680,000	15,179,940	N/A	0.229	2017/08/28	0.172	2017/08/24	69,680,000	15,179,940	-	-	-	-
13991	J P Morgan SP BV - CAM CSI300 European Warrants Sep 2017 A	HKD	0.320	0.050	0.295	85,786,000	10,287,758	18,635,940	0.320	2017/08/28	0.050	2017/08/11	1,198,390,000	127,953,556	0.255	2016/11/30	0.104	2016/12/30
12872	J P Morgan SP BV - Car Inc European Warrants Jun 2018 A	HKD	0.098	0.078	0.082	57,680,000	4,884,810	2,617,392	0.221	2017/01/04	0.078	2017/08/15	153,520,000	16,550,610	0.320	2016/09/09	0.209	2016/12/29
11263	J P Morgan SP BV - Cathay Pacific European Warrants Dec 17 A	HKD	0.050	0.019	0.019	13,990,000	385,430	351,603	0.060	2017/07/10	0.019	2017/08/25	56,750,000	2,215,380	0.280	2016/08/09	0.036	2016/12/23
15758	J P Morgan SP BV - Cathay Pacific European Wts Dec 2018 A	HKD	0.300	0.235	0.240	1,540,000	386,560	21,309,725	0.330	2017/07/13	0.192	2017/05/16	655,840,000	172,074,250	0.231	2016/12/29	0.230	2016/12/29
29967	J P Morgan SP BV - Cathay Pacific European Wts Feb 2019 A	HKD	0.162	0.161	0.156	20,000	3,230	N/A	0.162	2017/08/24	0.161	2017/08/24	20,000	3,230	-	-	-	-
29966	J P Morgan SP BV - CC Bank European Put Wts Jan 2018 B	HKD	0.190	0.100	0.143	177,311,000	22,312,033	N/A	0.190	2017/08/25	0.100	2017/08/30	177,311,000	22,312,033	-	-	-	-
28785	J P Morgan SP BV - CC Bank European Put Wts Nov 2017 A	HKD	0.114	0.015	0.028	199,182,000	11,819,816	39,948,294	0.540	2017/03/10	0.015	2017/08/30	1,255,880,000	239,844,313	-	-	-	-
27506	J P Morgan SP BV - CC Bank European Put Wts Sep 2017 A	HKD	-	-	0.010	0	0	13,225,176	0.215	2017/02/15	0.010	2017/06/27	950,672,000	109,428,691	-	-	-	-
16946	J P Morgan SP BV - CC Bank European Wts Aug 2017 B	HKD	-	-	0.010	0	0	75,361,076	0.235	2017/02/16	0.010	2017/07/19	8,230,664,000	738,914,467	-	-	-	-
13632	J P Morgan SP BV - CC Bank European Wts Aug 2017 C	HKD	0.400	0.065	0.420	75,118,000	15,414,537	N/A	0.400	2017/08/25	0.036	2017/07/10	711,869,000	105,576,150	-	-	-	-
28782	J P Morgan SP BV - CC Bank European Wts Dec 2017 A	HKD	0.203	0.056	0.116	2,715,073,000	253,200,727	102,005,846	0.228	2017/02/23	0.039	2017/07/05	6,011,698,000	692,576,710	-	-	-	-
16560	J P Morgan SP BV - CC Bank European Wts Dec 2017 B	HKD	0.460	0.144	0.310	633,888,000	157,304,038	N/A	0.460	2017/08/28	0.102	2017/07/10	2,039,437,000	434,267,559	-	-	-	-
29563	J P Morgan SP BV - CC Bank European Wts Dec 2017 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
23043	J P Morgan SP BV - CC Bank European Wts Feb 2018 A	HKD	0.465	0.176	0.325	382,266,000	148,087,287	N/A	0.465	2017/08/28	0.176	2017/08/11	435,378,000	160,691,713	-	-	-	-
18797	J P Morgan SP BV - CC Bank European Wts Jan 2018 A	HKD	0.820	0.405	0.660	10,769,000	5,600,195	N/A	0.820	2017/08/30	0.405	2017/08/11	20,401,000	10,325,240	-	-	-	-
11876	J P Morgan SP BV - CC Bank European Wts Mar 2018 A	HKD	0.249	0.214	0.219	358,239,000	83,508,965	N/A	0.249	2017/08/31	0.214	2017/08/31	358,239,000	83,508,965	-	-	-	-
28536	J P Morgan SP BV - CC Bank European Wts Oct 2017 A	HKD	0.290	0.066	0.186	47,166,000	6,878,605	147,994,839	0.295	2017/02/24	0.034	2017/07/10	7,590,719,000	942,525,970	-	-	-	-
16714	J P Morgan SP BV - CC Bank European Wts Sep 2017 B	HKD	0.445	0.086	0.250	150,502,000	29,205,247	N/A	0.445	2017/08/28	0.044	2017/07/10	4,161,338,000	444,256,571	-	-	-	-
11886	J P Morgan SP BV - CGN Power European Warrants Apr 2018 A	HKD	0.260	0.255	0.260	2,000	515	N/A	0.260	2017/08/31	0.255	2017/08/31	2,000	515	-	-	-	-
22360	J P Morgan SP BV - CGN Power European Warrants Dec 2017 A	HKD	0.010	0.010	0.010	30,000	300	648	0.019	2017/02/15	0.010	2017/08/31	489,000	5,790	0.066	2016/01/13	0.032	2016/06/30
25432	J P Morgan SP BV - CGN Power European Warrants Sep 2017 A	HKD	0.028	0.021	0.010	371,000	9,294	2,813,325	0.415	2017/02/16	0.021	2017/08/07	104,556,000	24,711,768	-	-	-	-
13571	J P Morgan SP BV - CGS European Warrants Dec 2018 A	HKD	0.097	0.068	0.082	806,290,000	65,765,725	86,360,275	0.207	2017/01/04	0.068	2017/08/18	5,931,155,000	553,107,830	0.260	2016/11/28	0.213	2016/10/13
14449	J P Morgan SP BV - Ch Comm Cons European Warrants Dec 2017 A	HKD	0.088	0.057	0.062	332,010,000	23,739,370	10,715,895	0.190	2017/03/23	0.057	2017/08/11	906,120,000	91,697,520	-	-	-	-
24241	J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2017 A	HKD	-	-	0.161	0	0	321,347	0.280	2017/03/21	0.152	2017/01/03	53,870,000	12,020,490	0.350	2016/04/13	0.117	2016/01/21
16850	J P Morgan SP BV - Ch Comm Cons European Warrants Nov 2018 A	HKD	0.144	0.115	0.126	265,780,000	34,299,520	N/A	0.157	2017/07/26	0.115	2017/08/11	284,760,000	36,938,140	-	-	-	-
29495	J P Morgan SP BV - Ch Comm Cons European Warrants Oct 2017 A	HKD	0.098	0.029	0.016	250,000	19,200	N/A	0.900	2017/03/23	0.029	2017/08/29	381,883,000	185,751,560	-	-	-	-
14412	J P Morgan SP BV - Ch LongYuan European Warrants Aug 2018 A	HKD	0.129	0.106	0.108	2,040,000	245,950	1,604,157	0.222	2017/03/06	0.103	2017/07/13	62,380,000	11,693,040	0.177	2016/12/12	0.156	2016/11/21
20013	J P Morgan SP BV - Ch LongYuan European Warrants Oct 2017 A	HKD	-	-	0.013	0	0	180	0.051	2017/01/11	0.018	2017/05/24	90,000	2,610	0.111	2016/08/17	0.029	2016/02/11
25925	J P Morgan SP BV - Ch Molybdenum European Warrants Aug 2017A	HKD	-	-	1.030	0	0	9,055,394	1.110	2017/07/19	0.094	2017/06/05	288,102,000	59,378,361	-	-	-	-
28064	J P Morgan SP BV - Ch Molybdenum European Warrants Jan 2018A	HKD	0.445	0.165	0.345	32,385,000	7,578,870	N/A	0.445	2017/08/08	0.165	2017/08/16	32,385,000	7,578,870	-	-	-	-
29090	J P Morgan SP BV - Ch Molybdenum European Warrants Oct 2017A	HKD	0.920	0.235	0.680	34,635,000	14,495,235	7,830,107	0.920	2017/08/02	0.043	2017/06/07	198,360,000	46,980,642	-	-	-	-
11806	J P Morgan SP BV - Ch Oilfield Euro Wts Nov 2017 A	HKD	0.091	0.050	0.049	4,100,000	340,900	1,959,950	0.275	2017/01/26	0.050	2017/08/31	106,260,000	13,534,560	0.280	2016/10/24	0.154	2016/08/31
28088	J P Morgan SP BV - Ch Overseas European Put Wts Jul 2018 A	HKD	0.270	0.139	0.169	140,420,000	25,805,960	N/A	0.270	2017/08/18	0.139	2017/08/25	140,420,000	25,805,960	-	-	-	-
27516	J P Morgan SP BV - Ch Overseas European Put Wts Oct 2017 A	HKD	0.033	0.015	0.019	3,920,000	87,140	7,921,357	0.247	2017/05/08	0.015	2017/08/07	283,640,000	47,528,140	-	-	-	-
13196	J P Morgan SP BV - Ch Overseas European Warrants Dec 2017 A	HKD	0.335	0.169	0.325	6,258,000	1,335,574	N/A	0.335	2017/08/29	0.097	2017/05/08	431,412,000	57,987,284	-	-	-	-
29093	J P Morgan SP BV - Ch Overseas European Warrants Mar 2018 A	HKD	0.260	0.105	0.199	204,980,000	37,282,640	14,438,483	0.260	2017/08/25	0.062	2017/05/09	560,120,000	86,630,900	-	-	-	-
15710	J P Morgan SP BV - Ch Overseas European Warrants Nov 2017 A	HKD	0.485	0.345	0.530	2,460,000	907,800	6,302,543	0.485	2017/08/24	0.160	2017/05/08	195,480,000	45,628,860	-	-	-	-
14859	J P Morgan SP BV - Ch Railway Cons European Wts Dec 2017 A	HKD	0.023	0.013	0.013	20,000	385	17,098,617	0.123	2017/02/10	0.013	2017/08/18	1,917,695,000	119,925,475	0.121	2016/12/07	0.072	2016/12/23
17109	J P Morgan SP BV - Ch Railway Cons European Wts Dec 2018 A	HKD	0.165	0.125	0.141	197,740,000	27,457,900	N/A	0.200	2017/07/20	0.125	2017/08/30	284,920,000	42,025,695	-	-	-	-
17340	J P Morgan SP BV - Ch Railway Cons European Wts Oct 2017 A	HKD	-	-	0.117	0	0	162,200	0.320	2017/03/21	0.141	2017/07/07	11,830,000	2,930,375	0.415	2016/04/14	0.174	2016/09/20
20397	J P Morgan SP BV - Ch Southern Air European Warrants Aug17 A	HKD	-	-	0.015	0	0	10,720	0.021	2017/01/10	0.010	2017/03/31	12,620,000	215,440	0.153	2016/01/07	0.026	2016/11/24
14457	J P Morgan SP BV - Ch Southern Air European Warrants Jun 19A	HKD	0.181	0.165	0.173	13,760,000	2,340,060	4,696,297	0.231	2017/06/08	0.136	2017/03/10	173,860,000	29,707,220	0.145	2016/12/21	0.142	2016/12/22
12839	J P Morgan SP BV - Ch State Con European Warrants Dec 2017 A	HKD	0.219	0.116	0.120	20,132,000	2,967,620	774,544	0.400	2017/04/06	0.116	2017/08/24	27,684,000	5,313,956	0.350	2016/11/22	0.170	2016/08/29
25815	J P Morgan SP BV - CHALCO European Warrants Sep 2017 A	HKD	1.800	0.485	0.860	11,286,000	9,262,770	17,022,049	1.800	2017/08/09	0.082	2017/06/02	567,292,000	116,934,574	-	-	-	-
27517	J P Morgan SP BV - Chi Res Land European Warrants Dec 2017 A	HKD	0.275	0.116	0.208	164,620,000	26,950,900	21,353,237	0.285	2017/07/27	0.112	2017/05/09	728,360,000	142,767,340	-	-	-	-
25683	J P Morgan SP BV - Chi Res Land European Warrants Sep 2018 A	HKD	0.260	0.144	0.210	203,540,000	40,967,260	N/A	0.270	2017/07/31	0.144	2017/08/18	225,640,000	46,890,100	-	-	-	-
16645	J P Morgan SP BV - China Cinda European Warrants Feb 2018 A	HKD	0.460	0.152	0.155	32,406,000	10,102,330	N/A	0.460	2017/08/08	0.152	2017/08/31	92,044,000	21,931,101	-	-	-	-
12171	J P Morgan SP BV - China Cinda European Warrants Oct 2017 A	HKD	0.157	0.010	0.013	13,197,000	809,320	N/A	0.218	2017/03/23	0.010	2017/08/30	32,909,000	3,239,582	-	-	-	-
25431	J P Morgan SP BV - China Cinda European Warrants Sep 2017 A	HKD	0.430	0.072	0.222	27,524,000	4,981,114	12,215,052	0.430	2017/08/07	0.059	2017/07/10	506,987,000	85,419,093	-	-	-	-
25816	J P Morgan SP BV - China Coal European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,829,935	0.290	2017/02/21	0.010	2017/06/30	193,472,000	33,126,978	-	-	-	-
15034	J P Morgan SP BV - China Coal European Warrants Dec 2017 A	HKD	0.345	0.144	0.172	158,767,000	31,437,175	N/A	0.385	2017/07/19	0.126	2017/06/01	493,028,000	99,172,307	-	-	-	-
25065	J P Morgan SP BV - China East Air European Warrants Nov 17 A	HKD	0.440	0.315	0.335	4,962,000	1,861,830	3,425,373	1.060	2017/03/23	0.315	2017/08/31	42,788,000	25,226,920	-	-	-	-
13667	J P Morgan SP BV - China EB Int'l European Wts Jan 2018 A	HKD	0.204	0.160	0.164	23,404,000	4,309,167	1,908,733	0.285	2017/03/14	0.141	2017/07/12	100,442,000	21,088,803	0.255	2016/11/10	0.164	2016/12/29
26093	J P Morgan SP BV - China Gas Hold European Wts Dec 2017 A	HKD	-	-	0.840	0	0	1,659,897	0.810	2017/07/13	0.145	2017/05/15	55,020,000	14,507,280	0.390	2016/08/17	0.173	2016/12/12
11265	J P Morgan SP BV - China Gas Hold European Wts Nov 2017 A	HKD	0.530	0.405	0.530	140,000	64,400	N/A	0.530	2017/08/31	0.044	2017/05/15	121,320,000	21,257,580	-	-	-	-
28084	J P Morgan SP BV - China Life European Put Wts Dec 2017 D	HKD	0.146	0.044	0.063	1,338,750,000	111,399,590	83,053,768	0.249	2017/04/20	0.044	2017/08/28	4,408,620,000	511,189,190	-	-	-	-
16264	J P Morgan SP BV - China Life European Put Wts Feb 2018 A	HKD	0.255	0.129	0.158	503,430,000	96,099,800	N/A	0.255	2017/08/11	0.129	2017/08/28	1,734,340,000	362,951,520	-	-	-	-
17108	J P Morgan SP BV - China Life European Put Wts Jun 2018 A	HKD	0.186	0.095	0.120	236,680,000	29,515,240	N/A	0.186	2017/08/18	0.095	2017/08/28	466,940,000	58,537,920	-	-	-	-
27106	J P Morgan SP BV - China Life European Put Wts Sep 2017 B	HKD	0.010	0.010	0.010	720,000	7,200	16,465,107	0.114	2017/03/01	0.010	2017/08/11	2,488,370,000	204,653,680	-	-	-	-
14812	J P Morgan SP BV - China Life European Warrants Apr 2018 A	HKD	0.195	0.094	0.153	41,720,000	6,150,650	5,010,847	0.250	2017/03/17	0.094	2017/08/18	273,220,000	46,991,380	0.177	2016/12/07	0.100	2016/12/23
24390	J P Morgan SP BV - China Life European Warrants Apr 2018 B	HKD	0.172	0.074	0.120	5,576,210,000	702,696,120	N/A	0.172	2017/08/02	0.074	2017/08/18	5,576,810,000	702,774,620	-	-	-	-
13265	J P Morgan SP BV - China Life European Warrants Dec 2017 A	HKD	0.270	0.111	0.201	466,590,000	88,710,730	22,952,808	0.335	2017/03/17	0.111	2017/08/18	890,050,000	173,134,180	0.247	2016/09/22	0.097	2016/10/31
14280	J P Morgan SP BV - China Life European Warrants Dec 2017 B	HKD	0.530	0.370	0.500	900,000	407,200	68,675	0.530	2017/08/29	0.240	2017/01/03	30,580,000	10,985,080	0.410	2016/12/01	0.230	2016/11/21
27107	J P Morgan SP BV - China Life European Warrants Dec 2017 C	HKD	0.215	0.071	0.134	3,633,960,000	374,773,600	80,922,968	0.270	2017/03/21	0.071	2017/08/18	4,268,370,000	490,198,640	-	-	-	-
12796	J P Morgan SP BV - China Life European Warrants Dec 2017 E	HKD	0.110	0.027	0.054	279,022,000	20,109,216	N/A	0.153	2017/05/31	0.027	2017/08/18	13,852,486,000	1,087,040,551	-	-	-	-
14725	J P Morgan SP BV - China Life European Warrants Jan 2018 A	HKD	0.197	0.069	0.129	9,491,540,000	1,010,706,200	190,602,897	0.250	2017/03/17	0.069	2017/08/18	11,978,590,000	1,502,491,380	0.203	2016/12/01	0.100	2016/12/23
15769	J P Morgan SP BV - China Life European Warrants Jan 2018 B	HKD	0.104	0.024	0.048	4,507,590,000	318,123,640	N/A	0.119	2017/05/31	0.024	2017/08/18	29,882,610,000	2,535,404,490	-	-	-	-
16325	J P Morgan SP BV - China Life European Warrants Mar 2018 A	HKD	0.128	0.055	0.091	34,710,000	2,958,630	N/A	0.146	2017/07/17	0.055	2017/08/21	99,600,000	11,188,860	-	-	-	-
13230	J P Morgan SP BV - China Life European Warrants Nov 2017 A	HKD	0.400	0.199	0.345	7,890,000	1,960,780	809,273	0.425	2017/03/17	0.185	2017/01/03	85,640,000	21,466,440	0.315	2016/11/28	0.105	2016/11/09
14047	J P Morgan SP BV - China Life European Warrants Nov 2017 B	HKD	-	-	0.435	0	0	0	0.410	2017/02/07	0.211	2017/01/03	57,880,000	13,976,230	0.238	2016/11/21	0.160	2016/11/09
28933	J P Morgan SP BV - China Life European Warrants Oct 2017 A	HKD	0.110	0.022	0.051	511,650,000	30,801,970	687,230,452	0.182	2017/03/17	0.022	2017/08/18	40,309,910,000	4,124,766,840	-	-	-	-
14674	J P Morgan SP BV - China Life European Warrants Sep 2017 A	HKD	0.167	0.010	0.071	342,450,000	28,579,140	180,612,683	0.230	2017/02/21	0.010	2017/08/25	15,714,460,000	2,004,705,850	0.187	2016/11/30	0.074	2016/12/20
28992	J P Morgan SP BV - China Mengniu European Wts Oct 2018 A	HKD	0.390	0.226	0.365	33,190,000	8,915,650	N/A	0.390	2017/08/31	0.226	2017/08/15	33,190,000	8,915,650	-	-	-	-
12898	J P Morgan SP BV - China Mengniu European Wts Sep 2017 A	HKD	0.150	0.012	0.045	275,640,000	16,286,090	7,732,733	0.189	2017/01/04	0.012	2017/08/09	805,310,000	76,970,180	0.300	2016/11/28	0.152	2016/12/28
19552	J P Morgan SP BV - China Mob European Put Wts Aug 2017 A	HKD	-	-	0.013	0	0	379,527	0.240	2017/01/10	0.030	2017/05/12	75,980,000	10,403,885	-	-	-	-
25680	J P Morgan SP BV - China Mob European Put Wts Feb 2018 A	HKD	0.255	0.100	0.114	399,515,000	57,227,280	N/A	0.255	2017/08/03	0.100	2017/08/30	418,475,000	61,895,265	-	-	-	-
11643	J P Morgan SP BV - China Mob European Put Wts Jun 2018 A	HKD	0.113	0.081	0.086	38,450,000	3,712,750	3,495,792	0.152	2017/01/03	0.081	2017/08/14	212,400,000	22,270,650	0.159	2016/12/19	0.104	2016/09/05
12547	J P Morgan SP BV - China Mob European Put Wts Oct 2017 A	HKD	0.290	0.040	0.044	243,245,000	32,024,330	N/A	0.560	2017/05/02	0.040	2017/08/30	1,205,900,000	403,347,585	-	-	-	-
13251	J P Morgan SP BV - China Mob European Wts Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.179	2017/04/05	0.013	2017/06/23	13,049,940,000	1,414,232,045	-	-	-	-
18332	J P Morgan SP BV - China Mob European Wts Dec 2017 A	HKD	0.390	0.163	0.249	282,400,000	59,263,430	N/A	0.390	2017/08/10	0.162	2017/07/12	4,118,650,000	807,436,080	-	-	-	-
15029	J P Morgan SP BV - China Mob European Wts Dec 2018 A	HKD	0.063	0.041	0.054	140,450,000	7,472,900	127,974,725	0.103	2017/03/21	0.036	2017/07/07	11,937,750,000	770,377,700	0.175	2016/07/27	0.071	2016/12/13
29500	J P Morgan SP BV - China Mob European Wts Feb 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
25676	J P Morgan SP BV - China Mob European Wts Jan 2018 A	HKD	0.300	0.180	0.181	6,276,685,000	1,370,651,870	N/A	0.300	2017/08/10	0.180	2017/08/31	6,290,105,000	1,373,498,565	-	-	-	-
29649	J P Morgan SP BV - China Mob European Wts Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
12550	J P Morgan SP BV - China Mob European Wts Nov 2017 A	HKD	0.040	0.023	0.023	370,000	11,780	N/A	0.137	2017/03/27	0.022	2017/07/14	3,205,000	328,420	-	-	-	-
16731	J P Morgan SP BV - China Mob European Wts Nov 2017 B	HKD	0.233	0.081	0.109	629,000,000	75,411,545	N/A	0.233	2017/08/10	0.061	2017/07/07	15,251,485,000	1,878,482,410	-	-	-	-
14834	J P Morgan SP BV - China Mob European Wts Oct 2017 B	HKD	0.108	0.027	0.032	79,190,000	4,845,480	N/A	0.158	2017/05/22	0.017	2017/07/12	28,156,995,000	3,544,179,615	-	-	-	-
15956	J P Morgan SP BV - China Mob European Wts Oct 2017 C	HKD	0.130	0.065	0.059	178,430,000	19,164,125	N/A	0.155	2017/05/25	0.028	2017/07/12	5,606,430,000	521,960,520	-	-	-	-
26695	J P Morgan SP BV - China Mob European Wts Sep 2017 A	HKD	0.017	0.010	0.010	6,530,000	65,790	191,584,049	0.250	2017/02/10	0.010	2017/08/11	14,751,945,000	2,436,998,130	-	-	-	-
29135	J P Morgan SP BV - China Railway European Wts Aug 2017 A	HKD	-	-	0.010	0	0	6,542,287	0.068	2017/02/10	0.010	2017/05/23	1,695,690,000	63,909,530	0.154	2016/04/27	0.037	2016/10/13
17156	J P Morgan SP BV - China Railway European Wts Nov 2017 A	HKD	0.068	0.046	0.061	576,000	37,778	N/A	0.199	2017/07/19	0.046	2017/08/15	6,608,000	947,900	-	-	-	-
24989	J P Morgan SP BV - China Railway European Wts Oct 2017 A	HKD	0.071	0.037	0.060	374,800,000	17,300,840	3,593,357	0.178	2017/02/15	0.037	2017/08/25	451,630,000	25,407,420	0.219	2016/04/14	0.100	2016/01/22
16554	J P Morgan SP BV - China Shenhua European Wts Apr 2018 A	HKD	0.410	0.239	0.340	505,060,000	153,769,030	N/A	0.410	2017/08/02	0.213	2017/07/13	688,875,000	206,683,340	-	-	-	-
25237	J P Morgan SP BV - China Shenhua European Wts Aug 2017 A	HKD	-	-	1.050	0	0	913,875	0.840	2017/06/30	0.310	2017/01/03	37,640,000	17,036,350	0.570	2016/11/10	0.155	2016/02/11
29324	J P Morgan SP BV - China Shenhua European Wts Feb 2018 A	HKD	0.189	0.174	0.180	47,820,000	8,443,445	N/A	0.189	2017/08/30	0.174	2017/08/30	47,820,000	8,443,445	-	-	-	-
14123	J P Morgan SP BV - China Shenhua European Wts Nov 2017 A	HKD	0.460	0.244	0.400	26,335,000	10,351,285	31,379,608	0.460	2017/08/02	0.074	2017/03/10	1,060,705,000	195,109,725	0.243	2016/11/08	0.089	2016/12/23
28498	J P Morgan SP BV - China Taiping European Wts Jan 2018 A	HKD	0.221	0.110	0.126	165,994,000	24,742,004	N/A	0.221	2017/08/08	0.110	2017/08/29	165,994,000	24,742,004	-	-	-	-
22266	J P Morgan SP BV - China Taiping European Wts Mar 2018 A	HKD	0.405	0.236	0.270	258,496,000	85,173,732	N/A	0.405	2017/08/02	0.236	2017/08/24	343,616,000	110,521,012	-	-	-	-
27118	J P Morgan SP BV - China Taiping European Wts Oct 2017 A	HKD	0.425	0.290	0.275	4,978,000	1,452,030	14,721,899	0.425	2017/08/04	0.119	2017/07/05	437,906,000	92,797,176	-	-	-	-
13766	J P Morgan SP BV - China Tel European Warrants Dec 2017 A	HKD	0.098	0.046	0.092	24,678,000	2,179,792	N/A	0.188	2017/04/13	0.046	2017/08/24	255,978,000	30,562,206	-	-	-	-
11088	J P Morgan SP BV - China Tel European Warrants Nov 2017 A	HKD	0.181	0.072	0.174	89,922,000	9,094,100	N/A	0.255	2017/04/13	0.072	2017/08/17	722,374,000	129,058,298	-	-	-	-
14587	J P Morgan SP BV - China Unicom European Warrants Dec 2017 A	HKD	-	-	0.265	0	0	840,297	0.209	2017/07/06	0.109	2017/01/23	45,520,000	6,809,240	0.193	2016/12/01	0.123	2016/12/23
18282	J P Morgan SP BV - China Unicom European Warrants Dec 2017 B	HKD	2.000	0.760	0.860	10,906,000	11,226,680	N/A	2.000	2017/08/21	0.670	2017/07/12	51,354,000	50,141,480	-	-	-	-
28990	J P Morgan SP BV - China Unicom European Warrants Dec 2017 C	HKD	0.930	0.213	0.265	90,150,000	43,775,748	N/A	0.930	2017/08/21	0.213	2017/08/29	90,150,000	43,775,748	-	-	-	-
27627	J P Morgan SP BV - China Unicom European Warrants Nov 2017 A	HKD	0.350	0.157	0.170	12,540,000	2,713,340	69,452,177	0.350	2017/08/21	0.062	2017/01/16	12,297,600,000	1,005,992,880	0.146	2016/10/11	0.066	2016/11/15
12170	J P Morgan SP BV - China Unicom European Warrants Oct 2017 A	HKD	1.170	0.154	0.206	89,864,000	42,767,140	N/A	1.170	2017/08/21	0.154	2017/08/29	1,651,676,000	684,050,708	-	-	-	-
25768	J P Morgan SP BV - China Vanke European Put Warrants Aug17 B	HKD	-	-	0.010	0	0	4,992,578	0.250	2017/02/03	0.010	2017/07/10	343,108,000	42,384,407	-	-	-	-
23469	J P Morgan SP BV - China Vanke European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	9,763,414	0.196	2017/03/16	0.010	2017/07/24	821,410,000	72,714,336	-	-	-	-
16643	J P Morgan SP BV - China Vanke European Warrants Jan 2018 A	HKD	0.194	0.104	0.164	200,677,000	30,712,652	N/A	0.214	2017/07/07	0.104	2017/08/17	747,550,000	122,888,861	-	-	-	-
15035	J P Morgan SP BV - China Vanke European Warrants Oct 2017 A	HKD	0.241	0.099	0.203	29,505,000	5,344,723	N/A	0.242	2017/07/18	0.091	2017/05/24	600,410,000	92,690,033	-	-	-	-
26888	J P Morgan SP BV - Chsouthcity European Warrants Jan 2018 A	HKD	0.178	0.120	0.129	3,392,000	487,558	N/A	0.189	2017/07/31	0.120	2017/08/29	3,396,000	488,314	-	-	-	-
15528	J P Morgan SP BV - CITIC Bank European Warrants Dec 2017 A	HKD	0.280	0.156	0.239	101,893,000	22,703,302	N/A	0.280	2017/08/02	0.131	2017/07/10	500,012,000	100,114,093	-	-	-	-
28255	J P Morgan SP BV - CITIC Bank European Warrants Nov 2017 A	HKD	-	-	0.072	0	0	3,865,202	0.280	2017/02/23	0.085	2017/04/26	152,394,000	28,249,383	-	-	-	-
13267	J P Morgan SP BV - CITIC Bank European Warrants Sep 2017 A	HKD	0.034	0.010	0.010	600,000	17,230	N/A	0.124	2017/04/03	0.010	2017/08/25	73,906,000	4,920,000	-	-	-	-
26808	J P Morgan SP BV - CITIC European Warrants Dec 2017 A	HKD	0.057	0.027	0.039	96,251,000	4,306,264	9,938,748	0.085	2017/02/15	0.027	2017/08/21	1,218,617,000	67,368,773	0.176	2016/03/17	0.056	2016/12/23
23642	J P Morgan SP BV - CITIC Sec European Warrants Aug 2018 A	HKD	0.206	0.134	0.196	608,815,000	99,518,465	N/A	0.206	2017/08/30	0.134	2017/08/22	629,435,000	102,838,680	-	-	-	-
11259	J P Morgan SP BV - CITIC Sec European Warrants Dec 2017 A	HKD	0.077	0.032	0.069	329,430,000	18,034,495	N/A	0.160	2017/03/16	0.032	2017/08/18	6,635,230,000	457,997,045	-	-	-	-
14769	J P Morgan SP BV - CITIC Sec European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	15,165,700	0.088	2017/02/17	0.010	2017/06/09	3,984,950,000	172,974,125	0.136	2016/12/02	0.056	2016/12/23
12103	J P Morgan SP BV - CKH European Put Warrants Oct 2017 A	HKD	0.028	0.013	0.013	3,495,000	56,495	N/A	0.455	2017/04/20	0.013	2017/08/10	260,480,000	75,189,400	-	-	-	-
28260	J P Morgan SP BV - CKH European Warrants Aug 2017 A	HKD	0.910	0.101	0.179	41,550,000	17,262,195	19,346,629	0.910	2017/08/03	0.101	2017/08/25	426,800,000	144,443,050	-	-	-	-
15660	J P Morgan SP BV - CKH European Warrants Dec 2017 A	HKD	0.620	0.200	0.260	282,010,000	92,252,960	N/A	0.620	2017/08/03	0.200	2017/08/29	396,095,000	129,786,945	-	-	-	-
28989	J P Morgan SP BV - CKH European Warrants Mar 2018 A	HKD	0.290	0.147	0.183	47,190,000	9,073,625	N/A	0.290	2017/08/10	0.147	2017/08/29	47,190,000	9,073,625	-	-	-	-
28360	J P Morgan SP BV - CKH European Warrants Nov 2017 A	HKD	0.177	0.102	0.112	3,590,000	460,070	6,293,054	0.177	2017/08/03	0.071	2017/01/17	1,186,320,000	103,852,815	0.167	2016/09/05	0.066	2016/07/08
26887	J P Morgan SP BV - CKI Holdings European Warrants Apr 2018 A	HKD	0.340	0.211	0.235	93,670,000	22,678,565	N/A	0.340	2017/08/03	0.211	2017/08/21	103,290,000	25,756,915	-	-	-	-
18875	J P Morgan SP BV - CKI Holdings European Warrants Aug 2017 A	HKD	-	-	0.310	0	0	7,272,331	0.500	2017/07/24	0.038	2017/07/20	386,595,000	74,599,695	-	-	-	-
13271	J P Morgan SP BV - CKI Holdings European Warrants Dec 2017 A	HKD	0.610	0.440	0.475	6,585,000	3,221,350	N/A	0.650	2017/07/28	0.233	2017/04/03	59,715,000	23,331,065	-	-	-	-
19928	J P Morgan SP BV - CKP European Warrants Aug 2017 A	HKD	-	-	0.820	0	0	13,253,653	0.820	2017/07/26	0.162	2017/03/09	485,970,000	118,042,810	-	-	-	-
22934	J P Morgan SP BV - CKP European Warrants Dec 2017 A	HKD	0.057	0.029	0.041	1,983,550,000	79,886,050	13,724,975	0.057	2017/08/09	0.014	2017/03/31	2,077,500,000	82,449,100	0.060	2016/07/28	0.014	2016/12/23
14697	J P Morgan SP BV - CKP European Warrants Sep 2017 A	HKD	1.100	0.840	0.900	65,000	57,250	N/A	1.100	2017/08/08	0.159	2017/04/27	293,885,000	64,952,360	-	-	-	-
27809	J P Morgan SP BV - CM Bank European Warrants Apr 2018 A	HKD	0.540	0.460	0.760	3,390,000	1,626,650	11,966,570	0.540	2017/08/07	0.121	2017/05/08	426,210,000	83,603,230	-	-	-	-
16301	J P Morgan SP BV - CM Bank European Warrants Aug 2018 A	HKD	0.560	0.250	0.500	426,625,000	130,234,825	N/A	0.560	2017/08/30	0.131	2017/06/16	977,875,000	247,307,440	-	-	-	-
11092	J P Morgan SP BV - CM Bank European Warrants Mar 2018 A	HKD	0.370	0.249	0.325	67,930,000	21,191,895	N/A	0.370	2017/08/30	0.249	2017/08/25	67,930,000	21,191,895	-	-	-	-
15526	J P Morgan SP BV - CNBM European Warrants Dec 2017 A	HKD	0.475	0.197	0.239	151,718,000	38,625,212	N/A	0.475	2017/08/08	0.192	2017/06/23	513,154,000	130,470,440	-	-	-	-
28432	J P Morgan SP BV - CNBM European Warrants Sep 2017 A	HKD	0.016	0.010	0.010	582,000	7,000	10,787,934	0.485	2017/03/02	0.010	2017/08/09	366,344,000	93,738,652	-	-	-	-
26059	J P Morgan SP BV - CNOOC European Put Warrants Dec 2018 B	HKD	-	-	0.033	0	0	2,862	0.062	2017/01/20	0.045	2017/07/04	360,000	19,030	0.180	2016/02/12	0.062	2016/12/08
14924	J P Morgan SP BV - CNOOC European Put Warrants May 2018 B	HKD	0.158	0.157	0.160	360,000	56,700	1,665,605	0.235	2017/03/10	0.157	2017/08/25	92,380,000	18,283,850	0.196	2016/12/29	0.158	2016/12/14
28164	J P Morgan SP BV - CNOOC European Put Warrants Nov 2017 A	HKD	0.045	0.012	0.015	1,222,310,000	41,405,290	70,209,830	0.088	2017/03/10	0.012	2017/08/25	9,135,020,000	474,635,260	0.171	2016/05/24	0.056	2016/12/14
25771	J P Morgan SP BV - CNOOC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	3,808,137	0.280	2017/02/02	0.010	2017/05/10	1,001,234,000	179,824,226	-	-	-	-
29482	J P Morgan SP BV - CNOOC European Warrants Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.224	2017/04/07	0.010	2017/06/14	2,844,252,000	435,680,467	-	-	-	-
16092	J P Morgan SP BV - CNOOC European Warrants Dec 2017 A	HKD	0.215	0.055	0.150	1,209,145,000	181,152,010	N/A	0.245	2017/05/25	0.055	2017/08/15	1,874,540,000	270,443,826	-	-	-	-
25315	J P Morgan SP BV - CNOOC European Warrants Dec 2018 A	HKD	0.232	0.173	0.224	2,180,000	476,070	370,903	0.245	2017/04/07	0.173	2017/08/15	10,590,000	2,225,420	0.390	2016/10/20	0.112	2016/01/21
17187	J P Morgan SP BV - CNOOC European Warrants Feb 2018 A	HKD	0.385	0.146	0.330	708,956,000	141,829,299	N/A	0.385	2017/08/25	0.146	2017/08/15	1,507,902,000	317,747,607	-	-	-	-
12231	J P Morgan SP BV - CNOOC European Warrants Jul 2018 A	HKD	0.113	0.071	0.107	13,510,000	1,163,200	4,119,883	0.212	2017/01/06	0.071	2017/08/16	310,960,000	43,161,710	0.285	2016/10/24	0.068	2016/01/21
14770	J P Morgan SP BV - CNOOC European Warrants May 2018 A	HKD	0.045	0.024	0.041	523,290,000	17,957,840	88,236,812	0.128	2017/01/18	0.024	2017/08/16	10,368,860,000	552,346,220	0.125	2016/12/21	0.105	2016/12/28
11254	J P Morgan SP BV - CNOOC European Warrants Oct 2017 A	HKD	0.199	0.020	0.098	65,037,000	6,801,752	N/A	0.630	2017/04/07	0.020	2017/08/18	1,800,974,000	402,156,512	-	-	-	-
28097	J P Morgan SP BV - COSCO Sh Hold European Warrants Sep 2017A	HKD	1.150	0.600	0.720	2,729,500	2,476,565	7,124,593	1.150	2017/08/08	0.097	2017/06/30	217,286,000	47,185,928	-	-	-	-
28112	J P Morgan SP BV - COSCO Ship Port Euro Wts Dec 2018 A	HKD	0.207	0.140	0.160	14,320,000	2,743,800	587,697	0.217	2017/02/24	0.140	2017/08/30	18,500,000	3,543,480	-	-	-	-
16609	J P Morgan SP BV - Country Garden European Warrants Dec 18 A	HKD	0.255	0.147	0.200	442,100,000	81,747,850	N/A	0.260	2017/07/31	0.147	2017/08/18	1,044,200,000	192,546,170	-	-	-	-
28086	J P Morgan SP BV - Country Garden European Warrants Oct 17 A	HKD	3.900	2.970	4.000	753,000	2,607,900	5,313,867	4.210	2017/07/28	0.345	2017/02/17	39,592,000	35,893,785	-	-	-	-
11612	J P Morgan SP BV - Country Garden European Warrants Oct 17 B	HKD	2.900	1.270	2.300	3,803,000	8,002,160	N/A	3.050	2017/07/31	0.320	2017/03/20	102,455,000	104,364,900	-	-	-	-
18361	J P Morgan SP BV - CPIC European Warrants Feb 2018 A	HKD	0.500	0.260	0.370	135,830,000	41,817,390	N/A	0.500	2017/08/28	0.223	2017/07/12	201,842,000	60,124,474	-	-	-	-
27122	J P Morgan SP BV - CPIC European Warrants Oct 2017 A	HKD	0.490	0.145	0.310	61,672,000	18,027,194	24,995,421	0.490	2017/08/28	0.119	2017/04/18	825,036,000	163,428,042	-	-	-	-
25175	J P Morgan SP BV - CRPH European Warrants Feb 2018 A	HKD	0.084	0.053	0.067	15,125,000	1,068,575	1,442,483	0.236	2017/02/03	0.053	2017/08/31	70,940,000	8,952,920	-	-	-	-
23087	J P Morgan SP BV - CRRC European Warrants Dec 2019 A	HKD	0.154	0.138	0.147	245,024,000	35,653,428	N/A	0.155	2017/07/19	0.138	2017/08/24	253,128,000	36,796,626	-	-	-	-
17075	J P Morgan SP BV - CRRC European Warrants Nov 2018 A	HKD	0.079	0.068	0.072	50,979,000	3,588,243	29,368,717	0.172	2017/01/23	0.068	2017/08/24	1,985,082,000	192,090,224	0.440	2016/01/08	0.139	2016/12/23
28113	J P Morgan SP BV - CSDC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,105,913	0.148	2017/02/23	0.010	2017/05/26	123,815,000	10,090,803	-	-	-	-
13373	J P Morgan SP BV - CSDC European Warrants Jan 2018 A	HKD	0.265	0.164	0.169	146,666,000	30,774,505	N/A	0.265	2017/08/08	0.143	2017/07/12	217,458,000	42,814,493	-	-	-	-
14092	J P Morgan SP BV - CSOP A50 ETF European Warrants Aug 2017 A	HKD	-	-	1.220	0	0	N/A	1.360	2017/07/25	0.083	2017/05/09	251,624,000	50,898,761	-	-	-	-
16418	J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2017 A	HKD	0.980	0.340	0.820	39,224,000	28,430,179	N/A	0.980	2017/08/30	0.290	2017/06/06	347,075,000	165,495,835	-	-	-	-
17270	J P Morgan SP BV - CSOP A50 ETF European Warrants Dec 2017 B	HKD	0.510	0.179	0.390	362,700,600	104,086,457	N/A	0.510	2017/08/30	0.166	2017/07/05	573,856,000	171,619,363	-	-	-	-
25114	J P Morgan SP BV - CSOP A50 ETF European Warrants Mar 2018 A	HKD	0.480	0.385	0.390	66,147,400	29,350,005	N/A	0.480	2017/08/30	0.315	2017/07/25	66,147,800	29,350,131	-	-	-	-
14071	J P Morgan SP BV - CSOP A50 ETF European Warrants Oct 2018 A	HKD	0.250	0.213	0.285	4,140,000	987,942	3,983,930	0.250	2017/08/01	0.130	2017/03/16	123,042,000	23,903,580	0.235	2016/01/07	0.150	2016/02/26
28426	J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2017 A	HKD	1.330	0.280	1.280	2,915,200	1,833,703	45,879,721	1.330	2017/08/28	0.070	2017/05/04	913,515,000	275,278,463	-	-	-	-
28770	J P Morgan SP BV - CSOP A50 ETF European Warrants Sep 2018 A	HKD	0.250	0.171	0.240	46,288,000	9,248,020	2,948,285	0.250	2017/08/31	0.091	2017/04/11	100,486,000	18,958,452	0.153	2016/09/07	0.129	2016/11/03
28391	J P Morgan SP BV - CSPC Pharma European Warrants Jun 2018 A	HKD	0.290	0.260	0.260	22,720,000	6,303,600	N/A	0.290	2017/08/24	0.260	2017/08/07	22,720,000	6,303,600	-	-	-	-
12790	J P Morgan SP BV - Dongfeng Motor European Wts Sep 2017 A	HKD	0.120	0.027	0.045	297,160,000	13,886,400	15,870,867	0.120	2017/08/25	0.027	2017/08/10	2,227,660,000	110,330,700	0.144	2016/09/07	0.042	2016/12/29
12264	J P Morgan SP BV - Esprit European Wts Oct 2017 A	HKD	0.015	0.015	0.013	200,000	3,000	287,298	0.088	2017/02/27	0.015	2017/08/09	148,302,000	8,398,905	0.300	2016/02/23	0.063	2016/12/29
13229	J P Morgan SP BV - Evergrande European Warrants Jan 2018 A	HKD	1.950	1.180	1.800	1,400,000	1,753,200	16,256,502	1.950	2017/08/29	0.045	2017/01/03	1,022,080,000	125,101,500	0.122	2016/10/04	0.040	2016/12/28
11098	J P Morgan SP BV - Evergrande European Warrants Sep 2017 A	HKD	17.500	11.760	17.940	33,000	410,900	N/A	17.500	2017/08/29	0.375	2017/03/27	260,184,000	242,695,370	-	-	-	-
28104	J P Morgan SP BV - Fosun Intl European Warrants Apr 2018 A	HKD	0.200	0.103	0.180	141,450,000	18,901,935	N/A	0.200	2017/08/31	0.103	2017/08/17	141,450,000	18,901,935	-	-	-	-
14879	J P Morgan SP BV - Fosun Intl European Warrants Oct 2017 A	HKD	0.065	0.019	0.060	3,250,000	94,930	15,452,085	0.179	2017/02/09	0.019	2017/08/22	1,408,730,000	104,089,945	0.161	2016/12/07	0.125	2016/12/19
29880	J P Morgan SP BV - Foxconn European Warrants Dec 2017 A	HKD	0.112	0.042	0.042	234,000	14,157	N/A	0.290	2017/03/13	0.039	2017/07/13	23,301,000	4,044,389	-	-	-	-
25168	J P Morgan SP BV - Foxconn European Warrants Oct 2017 A	HKD	0.186	0.044	0.043	41,623,000	5,293,405	7,384,126	0.660	2017/03/08	0.044	2017/08/30	273,680,000	49,211,266	-	-	-	-
11414	J P Morgan SP BV - GAC European Warrants Aug 2017 A	HKD	0.490	0.410	0.410	480,000	203,300	6,942,527	0.490	2017/08/08	0.105	2017/01/05	296,380,000	69,853,440	0.310	2016/09/09	0.101	2016/12/29
13137	J P Morgan SP BV - GAC European Warrants Dec 2017 A	HKD	0.250	0.142	0.158	81,460,000	15,210,220	N/A	0.350	2017/07/17	0.091	2017/04/18	3,607,520,000	468,537,800	-	-	-	-
19871	J P Morgan SP BV - GAC European Warrants Mar 2018 A	HKD	0.260	0.156	0.176	195,440,000	37,641,920	N/A	0.335	2017/07/17	0.156	2017/08/11	443,320,000	106,521,920	-	-	-	-
26232	J P Morgan SP BV - GAC European Warrants Nov 2017 A	HKD	0.760	0.760	0.730	200,000	152,000	53,133	0.760	2017/08/24	0.249	2017/01/05	4,120,000	1,510,960	0.370	2016/10/13	0.173	2016/02/25
14528	J P Morgan SP BV - Galaxy Ent European Put Wts Aug 2017 A	HKD	-	-	0.010	0	0	5,393,630	0.380	2017/01/03	0.013	2017/05/04	1,059,830,000	165,395,910	0.390	2016/12/28	0.200	2016/12/01
14944	J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 A	HKD	-	-	0.027	0	0	N/A	0.255	2017/05/09	0.057	2017/07/24	78,830,000	15,026,310	-	-	-	-
16709	J P Morgan SP BV - Galaxy Ent European Put Wts Dec 2017 D	HKD	0.310	0.172	0.179	492,150,000	108,637,120	N/A	0.420	2017/07/04	0.172	2017/08/31	694,580,000	173,600,130	-	-	-	-
13370	J P Morgan SP BV - Galaxy Ent European Put Wts Nov 2017 B	HKD	0.082	0.022	0.023	302,340,000	16,788,720	N/A	0.435	2017/05/05	0.022	2017/08/31	1,317,510,000	180,144,840	-	-	-	-
29480	J P Morgan SP BV - Galaxy Ent European Put Wts Oct 2017 A	HKD	0.014	0.010	0.010	9,900,000	123,100	N/A	0.380	2017/03/09	0.010	2017/08/07	1,088,630,000	126,996,370	-	-	-	-
14671	J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 B	HKD	-	-	0.150	0	0	68,470,633	0.425	2017/06/20	0.049	2017/05/22	2,608,020,000	449,000,830	0.315	2016/12/01	0.092	2016/12/28
23327	J P Morgan SP BV - Galaxy Ent European Warrants Aug 2017 C	HKD	-	-	0.810	0	0	30,426,075	0.890	2017/06/14	0.160	2017/02/08	1,879,960,000	520,314,960	-	-	-	-
15345	J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 B	HKD	0.530	0.315	0.465	207,530,000	83,449,750	N/A	0.530	2017/08/09	0.175	2017/05/18	652,870,000	244,976,530	-	-	-	-
16474	J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 C	HKD	0.202	0.108	0.168	684,770,000	107,629,890	N/A	0.280	2017/06/20	0.101	2017/07/04	1,639,780,000	283,165,630	-	-	-	-
24401	J P Morgan SP BV - Galaxy Ent European Warrants Dec 2017 E	HKD	0.415	0.250	0.340	710,450,000	217,135,750	N/A	0.415	2017/08/09	0.250	2017/08/28	719,210,000	220,280,500	-	-	-	-
17189	J P Morgan SP BV - Galaxy Ent European Warrants Jan 2018 A	HKD	0.150	0.078	0.118	1,816,310,000	180,885,070	N/A	0.154	2017/07/25	0.069	2017/07/04	1,889,770,000	189,437,210	-	-	-	-
29078	J P Morgan SP BV - Galaxy Ent European Warrants Mar 2018 A	HKD	0.270	0.193	0.265	144,370,000	33,518,940	N/A	0.270	2017/08/31	0.193	2017/08/11	144,370,000	33,518,940	-	-	-	-
29465	J P Morgan SP BV - Galaxy Ent European Warrants Nov 2017 A	HKD	0.355	0.175	0.275	157,550,000	37,290,610	N/A	0.440	2017/06/20	0.105	2017/05/18	2,290,310,000	501,348,120	-	-	-	-
16269	J P Morgan SP BV - Galaxy Ent European Warrants Sep 2017 A	HKD	0.460	0.170	0.245	36,660,000	10,794,860	N/A	0.530	2017/06/20	0.170	2017/08/28	296,500,000	110,475,890	-	-	-	-
13988	J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	175,785	0.068	2017/02/15	0.010	2017/07/19	58,510,000	2,461,155	0.096	2016/11/07	0.043	2016/12/30
14292	J P Morgan SP BV - GCL-Poly European Warrants Aug 2017 B	HKD	0.010	0.010	0.010	25,000	250	2,124,315	0.120	2017/02/15	0.010	2017/08/04	379,554,000	29,117,327	0.146	2016/12/01	0.081	2016/12/28
15959	J P Morgan SP BV - GCL-Poly European Warrants Sep 2018 A	HKD	0.124	0.099	0.110	6,754,000	694,973	N/A	0.138	2017/07/21	0.073	2017/06/15	52,356,000	5,349,454	-	-	-	-
28429	J P Morgan SP BV - Geely Auto European Put Warrants Apr 18 B	HKD	-	-	0.028	0	0	3,763,605	0.198	2017/04/11	0.030	2017/07/19	277,530,000	47,261,780	-	-	-	-
11473	J P Morgan SP BV - Geely Auto European Put Warrants Dec 17 B	HKD	0.015	0.010	0.010	2,110,000	23,100	N/A	0.217	2017/04/11	0.010	2017/08/24	1,129,960,000	89,868,050	-	-	-	-
29326	J P Morgan SP BV - Geely Auto European Put Warrants Feb 18 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16711	J P Morgan SP BV - Geely Auto European Put Warrants Mar 18 B	HKD	0.127	0.080	0.081	304,850,000	27,533,970	N/A	0.204	2017/06/28	0.080	2017/08/31	557,590,000	65,239,140	-	-	-	-
25419	J P Morgan SP BV - Geely Auto European Warrants Apr 2018 A	HKD	0.930	0.930	0.990	100,000	93,000	41,406,583	0.930	2017/08/11	0.255	2017/02/07	2,612,050,000	836,892,250	-	-	-	-
16736	J P Morgan SP BV - Geely Auto European Warrants Apr 2018 C	HKD	0.445	0.300	0.370	933,950,000	335,377,600	N/A	0.445	2017/08/09	0.183	2017/06/16	2,338,830,000	812,206,400	-	-	-	-
28771	J P Morgan SP BV - Geely Auto European Warrants Dec 2017 A	HKD	0.850	0.770	0.770	2,110,000	1,755,400	33,359,292	0.850	2017/08/09	0.148	2017/05/04	1,070,220,000	248,903,400	-	-	-	-
13986	J P Morgan SP BV - Geely Auto European Warrants Dec 2018 A	HKD	0.920	0.920	0.960	1,000,000	920,000	2,637,400	0.920	2017/08/29	0.134	2017/01/03	1,896,870,000	356,672,100	0.198	2016/11/01	0.117	2016/12/23
14472	J P Morgan SP BV - Geely Auto European Warrants Jun 2018 A	HKD	-	-	1.110	0	0	18,917	0.550	2017/05/31	0.161	2017/01/03	661,310,000	157,629,915	0.220	2016/12/09	0.140	2016/12/23
16455	J P Morgan SP BV - Geely Auto European Warrants Jun 2018 B	HKD	0.580	0.415	0.510	72,100,000	34,783,100	N/A	0.580	2017/08/09	0.186	2017/06/07	1,558,030,000	492,629,300	-	-	-	-
11466	J P Morgan SP BV - Geely Auto European Warrants Mar 2018 A	HKD	0.630	0.495	0.590	1,030,000	599,000	N/A	0.630	2017/08/15	0.110	2017/05/04	2,016,130,000	620,652,850	-	-	-	-
26164	J P Morgan SP BV - Geely Auto European Warrants Mar 2018 C	HKD	0.310	0.202	0.235	1,402,170,000	343,346,520	N/A	0.310	2017/08/09	0.202	2017/08/01	1,418,680,000	347,056,920	-	-	-	-
29445	J P Morgan SP BV - Geely Auto European Warrants Mar 2018 D	HKD	0.201	0.151	0.169	45,250,000	8,072,640	N/A	0.201	2017/08/16	0.151	2017/08/29	45,250,000	8,072,640	-	-	-	-
24604	J P Morgan SP BV - Geely Auto European Warrants Sep 2017 A	HKD	-	-	1.100	0	0	55,150	0.660	2017/06/14	0.185	2017/02/02	513,225,000	106,366,390	-	-	-	-
27135	J P Morgan SP BV - Geely Auto European Warrants Sep 2017 B	HKD	7.300	4.890	5.910	12,250,000	73,874,620	142,794,336	7.300	2017/08/09	0.490	2017/05/04	736,320,000	1,008,437,415	-	-	-	-
27127	J P Morgan SP BV - Geely Auto European Warrants Sep 2018 A	HKD	0.920	0.920	0.810	20,000	18,400	63,704,642	0.920	2017/08/09	0.236	2017/02/13	2,729,020,000	801,030,650	-	-	-	-
26183	J P Morgan SP BV - GF Sec European Warrants Apr 2018 A	HKD	0.192	0.138	0.188	33,888,000	5,814,300	N/A	0.192	2017/08/02	0.138	2017/08/18	47,244,000	7,937,988	-	-	-	-
25099	J P Morgan SP BV - GJ Int'l European Warrants Dec 2017A	HKD	0.340	0.173	0.217	154,094,000	37,009,980	11,428,796	0.720	2017/02/17	0.173	2017/08/21	306,694,000	89,616,418	-	-	-	-
27431	J P Morgan SP BV - Greatwall Motor European Wts Apr 2018 A	HKD	0.165	0.115	0.121	742,535,000	103,063,625	N/A	0.165	2017/08/09	0.115	2017/08/31	742,535,000	103,063,625	-	-	-	-
26242	J P Morgan SP BV - Greatwall Motor European Wts Jul 2018 A	HKD	0.400	0.330	0.335	230,000	86,700	219,872	0.460	2017/06/13	0.207	2017/01/03	36,195,000	9,197,650	0.375	2016/10/25	0.165	2016/02/12
29014	J P Morgan SP BV - Greatwall Motor European Wts Oct 2018 A	HKD	0.199	0.151	0.157	66,620,000	11,510,840	82,177,157	0.265	2017/06/13	0.093	2017/05/09	3,180,090,000	493,399,550	-	-	-	-
14013	J P Morgan SP BV - Greatwall Motor European Wts Sep 2017 A	HKD	0.127	0.060	0.068	40,185,000	3,515,845	45,594,468	0.228	2017/06/13	0.027	2017/05/08	8,154,440,000	587,057,805	0.091	2016/12/08	0.058	2016/12/23
12469	J P Morgan SP BV - Haitong Sec European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	4,395,835	0.105	2017/02/17	0.010	2017/05/15	1,213,328,000	76,766,276	0.155	2016/11/30	0.066	2016/12/28
15593	J P Morgan SP BV - Haitong Sec European Warrants Aug 2018 A	HKD	0.120	0.076	0.098	363,208,000	33,988,920	N/A	0.135	2017/05/26	0.076	2017/08/25	750,996,000	71,545,320	-	-	-	-
16905	J P Morgan SP BV - Haitong Sec European Warrants Nov 2017 A	HKD	0.031	0.010	0.013	187,660,000	4,602,888	25,589,598	0.201	2017/02/17	0.010	2017/08/25	4,197,884,000	168,697,836	-	-	-	-
11315	J P Morgan SP BV - Henderson Land Dev European Wt Apr 2018 A	HKD	0.248	0.228	0.241	15,270,000	3,638,610	N/A	0.248	2017/08/31	0.228	2017/08/30	15,270,000	3,638,610	-	-	-	-
13036	J P Morgan SP BV - Henderson Land Dev European Wt Jan 2018 A	HKD	0.227	0.142	0.161	276,030,000	49,811,980	N/A	0.242	2017/06/07	0.098	2017/07/11	495,230,000	89,355,520	-	-	-	-
15658	J P Morgan SP BV - HKEX European Put Wts Dec 2017 B	HKD	0.046	0.013	0.028	51,250,000	1,224,470	N/A	0.077	2017/06/16	0.013	2017/08/02	1,371,220,000	68,827,530	-	-	-	-
26090	J P Morgan SP BV - HKEX European Put Wts Jul 2018 A	HKD	0.245	0.148	0.206	153,130,000	28,815,100	N/A	0.245	2017/08/18	0.148	2017/08/02	161,220,000	30,386,050	-	-	-	-
23641	J P Morgan SP BV - HKEX European Put Wts May 2018 A	HKD	0.146	0.077	0.114	1,758,220,000	187,651,170	N/A	0.146	2017/08/21	0.077	2017/08/08	2,991,590,000	328,767,120	-	-	-	-
29957	J P Morgan SP BV - HKEX European Put Wts Oct 2017 A	HKD	-	-	0.010	0	0	13,951,227	0.119	2017/01/03	0.010	2017/07/05	3,060,970,000	179,438,050	0.234	2016/06/21	0.079	2016/09/09
13284	J P Morgan SP BV - HKEX European Put Wts Oct 2017 B	HKD	0.020	0.010	0.010	66,380,000	899,670	73,647,920	0.219	2017/01/03	0.010	2017/08/22	8,425,310,000	522,382,270	0.247	2016/12/28	0.151	2016/11/28
13381	J P Morgan SP BV - HKEX European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	555,249,947	0.087	2017/02/16	0.010	2017/07/27	99,440,760,000	3,353,720,790	0.221	2016/09/22	0.039	2016/12/28
16062	J P Morgan SP BV - HKEX European Warrants Aug 2017 B	HKD	-	-	0.310	0	0	522,027	0.280	2017/07/19	0.115	2017/01/25	159,360,000	25,669,210	-	-	-	-
12314	J P Morgan SP BV - HKEX European Warrants Aug 2018 A	HKD	0.049	0.018	0.026	16,740,000	556,360	323,603	0.049	2017/08/09	0.015	2017/06/29	69,540,000	2,009,390	0.185	2016/01/04	0.034	2016/12/20
26133	J P Morgan SP BV - HKEX European Warrants Aug 2018 B	HKD	0.230	0.121	0.143	144,150,000	25,276,620	N/A	0.230	2017/08/02	0.121	2017/08/21	144,610,000	25,369,520	-	-	-	-
15288	J P Morgan SP BV - HKEX European Warrants Dec 2017 A	HKD	0.250	0.094	0.121	214,760,000	36,845,380	434,819,685	0.250	2017/08/02	0.055	2017/05/24	41,378,500,000	2,968,266,450	0.117	2016/12/30	0.095	2016/12/28
23640	J P Morgan SP BV - HKEX European Warrants Dec 2017 C	HKD	1.070	0.243	0.315	2,209,471,000	1,825,122,904	N/A	1.070	2017/08/02	0.243	2017/08/25	3,769,482,000	2,952,579,094	-	-	-	-
26113	J P Morgan SP BV - HKEX European Warrants Dec 2017 D	HKD	0.930	0.295	0.360	19,414,000	8,769,240	N/A	0.930	2017/08/02	0.295	2017/08/21	19,416,000	8,770,590	-	-	-	-
28987	J P Morgan SP BV - HKEX European Warrants Dec 2017 E	HKD	0.112	0.040	0.054	26,882,890,000	1,632,711,800	N/A	0.112	2017/08/10	0.040	2017/08/25	26,882,890,000	1,632,711,800	-	-	-	-
15432	J P Morgan SP BV - HKEX European Warrants Feb 2018 A	HKD	0.360	0.198	0.232	2,650,000	654,850	N/A	0.360	2017/08/02	0.130	2017/07/05	127,960,000	21,819,340	-	-	-	-
26119	J P Morgan SP BV - HKEX European Warrants Jan 2018 A	HKD	0.950	0.300	0.360	33,166,000	15,462,475	N/A	0.950	2017/08/02	0.300	2017/08/18	33,168,000	15,463,735	-	-	-	-
27543	J P Morgan SP BV - HKEX European Warrants Jun 2018 A	HKD	0.245	0.116	0.143	1,866,680,000	384,213,350	481,071,488	0.245	2017/08/02	0.098	2017/07/11	22,215,950,000	2,891,559,280	-	-	-	-
28509	J P Morgan SP BV - HKEX European Warrants Jun 2018 B	HKD	0.130	0.091	0.110	69,770,000	7,760,530	N/A	0.130	2017/08/25	0.091	2017/08/18	69,770,000	7,760,530	-	-	-	-
29965	J P Morgan SP BV - HKEX European Warrants Jun 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
13139	J P Morgan SP BV - HKEX European Warrants Mar 2018 A	HKD	0.250	0.119	0.148	277,790,000	42,911,950	667,829,337	0.250	2017/08/02	0.088	2017/07/11	37,761,520,000	4,022,691,270	0.280	2016/10/11	0.110	2016/12/28
29648	J P Morgan SP BV - HKEX European Warrants Mar 2018 B	HKD	0.127	0.100	0.107	10,412,710,000	1,182,369,030	N/A	0.127	2017/08/28	0.100	2017/08/30	10,412,710,000	1,182,369,030	-	-	-	-
23638	J P Morgan SP BV - HKEX European Warrants May 2019 A	HKD	0.237	0.138	0.159	93,290,000	17,091,260	N/A	0.237	2017/08/02	0.138	2017/08/18	132,250,000	24,621,170	-	-	-	-
16491	J P Morgan SP BV - HKEX European Warrants Nov 2017 A	HKD	1.380	0.330	0.425	148,914,000	138,967,490	N/A	1.380	2017/08/02	0.330	2017/08/25	708,135,000	508,052,605	-	-	-	-
13332	J P Morgan SP BV - HKEX European Warrants Oct 2017 C	HKD	0.094	0.010	0.014	437,720,000	24,463,310	53,000,807	0.094	2017/08/02	0.010	2017/08/25	10,638,940,000	562,297,510	0.186	2016/10/11	0.044	2016/12/28
15764	J P Morgan SP BV - HKEX European Warrants Oct 2017 D	HKD	1.200	0.141	0.221	190,873,000	95,668,663	N/A	1.200	2017/08/02	0.141	2017/08/25	1,560,426,000	791,245,774	-	-	-	-
23619	J P Morgan SP BV - HKEX European Warrants Oct 2018 A	HKD	0.265	0.156	0.183	61,760,000	12,409,930	N/A	0.265	2017/08/08	0.156	2017/08/18	76,510,000	15,734,240	-	-	-	-
15031	J P Morgan SP BV - HKEX European Warrants Sep 2017 A	HKD	0.144	0.010	0.010	263,980,000	16,217,740	338,444,085	0.144	2017/08/02	0.010	2017/08/28	119,758,190,000	7,866,023,530	-	-	-	-
27785	J P Morgan SP BV - HKT-SS European Warrants Dec 2017 A	HKD	0.051	0.038	0.038	1,120,000	50,240	43,563	0.139	2017/02/02	0.038	2017/08/31	58,080,000	6,253,990	0.260	2016/07/19	0.090	2016/12/22
15804	J P Morgan SP BV - HKT-SS European Warrants Dec 2018 A	HKD	-	-	0.238	0	0	236,225	0.300	2017/01/16	0.242	2017/01/04	9,840,000	2,741,900	0.246	2016/12/30	0.245	2016/12/30
24844	J P Morgan SP BV - HS Bank European Warrants Aug 2017 A	HKD	-	-	0.035	0	0	7,175,397	0.760	2017/02/17	0.033	2017/07/25	213,845,000	76,236,494	-	-	-	-
24901	J P Morgan SP BV - HS H-SHARE European Warrants Dec 2017 A	HKD	0.037	0.013	0.030	2,330,620,000	49,247,860	24,681,227	0.037	2017/08/28	0.013	2017/08/11	7,043,420,000	153,752,340	0.038	2016/04/21	0.019	2016/05/13
29968	J P Morgan SP BV - HS H-SHARE European Warrants Feb 2018 A	HKD	0.365	0.260	0.320	21,544,000	7,638,490	N/A	0.365	2017/08/28	0.260	2017/08/24	21,544,000	7,638,490	-	-	-	-
12235	J P Morgan SP BV - HS H-SHARE European Warrants Sep 2018 A	HKD	0.176	0.122	0.165	24,560,000	3,573,440	796,543	0.176	2017/08/28	0.089	2017/05/05	403,660,000	40,114,900	0.135	2016/09/09	0.052	2016/02/12
15343	J P Morgan SP BV - HSBC European Put Warrants Dec 2017 C	HKD	0.023	0.016	0.021	2,004,000	34,724	N/A	0.146	2017/05/10	0.016	2017/08/11	85,364,000	8,141,200	-	-	-	-
17938	J P Morgan SP BV - HSBC European Put Warrants Feb 2018 B	HKD	0.270	0.135	0.176	1,057,100,000	227,706,608	N/A	0.345	2017/07/10	0.135	2017/08/07	1,524,624,000	343,978,432	-	-	-	-
28499	J P Morgan SP BV - HSBC European Put Warrants Feb 2018 C	HKD	0.590	0.315	0.455	343,688,000	178,028,000	N/A	0.590	2017/08/18	0.315	2017/08/08	343,688,000	178,028,000	-	-	-	-
16268	J P Morgan SP BV - HSBC European Put Warrants Jan 2018 A	HKD	0.108	0.046	0.061	18,956,000	1,544,708	N/A	0.355	2017/05/31	0.046	2017/08/07	1,369,380,000	300,307,300	-	-	-	-
17514	J P Morgan SP BV - HSBC European Put Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28095	J P Morgan SP BV - HSBC European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	45,870,056	0.440	2017/02/28	0.010	2017/07/10	2,642,604,000	694,622,356	-	-	-	-
17721	J P Morgan SP BV - HSBC European Warrants Apr 2018 A	HKD	0.295	0.125	0.168	1,158,952,000	311,156,440	N/A	0.295	2017/08/02	0.125	2017/08/25	2,561,108,000	647,197,764	-	-	-	-
13052	J P Morgan SP BV - HSBC European Warrants Aug 2017 A	HKD	-	-	0.900	0	0	450,159,279	0.920	2017/07/31	0.044	2017/04/24	28,876,668,000	2,836,668,844	0.330	2016/12/08	0.081	2016/11/09
28926	J P Morgan SP BV - HSBC European Warrants Dec 2017 A	HKD	0.305	0.082	0.130	3,287,944,000	342,191,740	658,264,117	0.305	2017/08/02	0.058	2017/06/21	23,545,332,000	3,949,599,688	-	-	-	-
15136	J P Morgan SP BV - HSBC European Warrants Dec 2017 B	HKD	1.080	0.690	0.800	256,000	244,680	N/A	1.080	2017/08/02	0.255	2017/05/09	36,032,000	15,123,900	-	-	-	-
16730	J P Morgan SP BV - HSBC European Warrants Dec 2017 D	HKD	0.750	0.435	0.550	7,960,000	3,926,620	N/A	0.750	2017/08/01	0.201	2017/06/21	91,772,000	30,282,416	-	-	-	-
17521	J P Morgan SP BV - HSBC European Warrants Feb 2018 A	HKD	0.315	0.132	0.179	3,712,604,000	616,761,252	N/A	0.315	2017/08/02	0.132	2017/08/25	6,709,620,000	1,272,178,388	-	-	-	-
16601	J P Morgan SP BV - HSBC European Warrants Jan 2018 B	HKD	0.600	0.305	0.405	566,404,000	195,610,740	N/A	0.600	2017/08/02	0.140	2017/06/21	964,396,000	297,872,988	-	-	-	-
27405	J P Morgan SP BV - HSBC European Warrants Jan 2018 C	HKD	0.207	0.051	0.076	25,043,840,000	3,285,416,252	N/A	0.207	2017/08/02	0.051	2017/08/25	25,043,840,000	3,285,416,252	-	-	-	-
28334	J P Morgan SP BV - HSBC European Warrants Jan 2018 D	HKD	0.147	0.078	0.081	24,720,000	2,600,344	N/A	0.147	2017/08/07	0.078	2017/08/11	24,720,000	2,600,344	-	-	-	-
17540	J P Morgan SP BV - HSBC European Warrants Jun 2018 A	HKD	0.315	0.169	0.214	44,788,000	11,185,684	N/A	0.315	2017/08/02	0.169	2017/08/18	81,796,000	19,268,180	-	-	-	-
15167	J P Morgan SP BV - HSBC European Warrants Nov 2017 A	HKD	0.290	0.062	0.117	781,588,000	111,185,652	243,168,963	0.295	2017/07/31	0.044	2017/04/24	9,971,084,000	1,462,771,652	0.105	2016/12/20	0.088	2016/12/28
17546	J P Morgan SP BV - HSBC European Warrants Nov 2017 B	HKD	0.460	0.166	0.234	2,645,080,000	481,762,688	N/A	0.460	2017/08/01	0.166	2017/08/25	2,710,360,000	497,881,528	-	-	-	-
26109	J P Morgan SP BV - HSBC European Warrants Nov 2017 C	HKD	0.231	0.060	0.094	301,396,000	50,065,396	N/A	0.250	2017/07/31	0.060	2017/08/25	5,345,208,000	1,054,641,740	-	-	-	-
14469	J P Morgan SP BV - HSBC European Warrants Oct 2017 A	HKD	0.640	0.202	0.355	61,892,000	19,395,316	672,583,153	0.640	2017/08/02	0.050	2017/04/20	45,890,544,000	5,648,647,688	0.280	2016/12/08	0.124	2016/11/30
13259	J P Morgan SP BV - HSBC European Warrants Oct 2017 B	HKD	1.300	0.810	1.030	420,000	400,720	N/A	1.300	2017/08/02	0.154	2017/04/20	6,280,868,000	1,282,871,028	-	-	-	-
15140	J P Morgan SP BV - HSBC European Warrants Sep 2017 A	HKD	0.335	0.010	0.010	248,464,000	47,568,560	98,815,333	0.335	2017/08/02	0.010	2017/08/28	18,704,644,000	2,288,475,852	0.101	2016/12/20	0.093	2016/12/23
16300	J P Morgan SP BV - HSBC European Warrants Sep 2017 C	HKD	0.820	0.300	0.425	77,192,000	48,274,940	N/A	0.820	2017/08/02	0.079	2017/06/21	25,227,692,000	3,127,368,064	-	-	-	-
14125	J P Morgan SP BV - HSCEI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	41,690,468	0.183	2017/01/03	0.010	2017/06/30	6,569,020,000	400,495,010	0.221	2016/11/14	0.138	2016/11/30
27598	J P Morgan SP BV - HSCEI European Put Warrants Dec 2017 A	HKD	0.061	0.025	0.027	1,830,000	66,200	445,422	0.169	2017/04/19	0.025	2017/08/28	21,390,000	2,675,550	-	-	-	-
16330	J P Morgan SP BV - HSCEI European Put Warrants Nov 2017 A	HKD	0.102	0.035	0.043	3,433,720,000	210,659,740	N/A	0.166	2017/06/21	0.035	2017/08/28	4,021,930,000	252,044,210	-	-	-	-
28535	J P Morgan SP BV - HSCEI European Put Warrants Sep 2017 B	HKD	0.036	0.010	0.012	9,660,000	161,420	73,579,647	0.169	2017/03/10	0.010	2017/08/08	7,908,180,000	441,791,370	-	-	-	-
29558	J P Morgan SP BV - HSCEI European Wts Apr 2018 A	HKD	0.169	0.154	0.156	241,790,000	39,756,020	N/A	0.169	2017/08/30	0.154	2017/08/31	241,790,000	39,756,020	-	-	-	-
28531	J P Morgan SP BV - HSCEI European Wts Dec 2017 B	HKD	0.169	0.074	0.146	2,007,000,000	199,565,590	132,878,862	0.169	2017/08/30	0.050	2017/07/10	9,547,190,000	797,426,870	-	-	-	-
29557	J P Morgan SP BV - HSCEI European Wts Feb 2018 A	HKD	0.300	0.300	0.290	30,000	9,000	N/A	0.300	2017/08/28	0.300	2017/08/28	30,000	9,000	-	-	-	-
13084	J P Morgan SP BV - HSCEI European Wts Sep 2017 A	HKD	0.241	0.093	0.203	39,300,000	8,136,130	55,730,587	0.241	2017/08/28	0.045	2017/05/05	5,528,520,000	616,980,570	0.201	2016/09/22	0.070	2016/12/29
27576	J P Morgan SP BV - HSI European Put Warrants Aug 2017 B	HKD	-	-	0.010	100,000	1,000	359,377,340	0.140	2017/03/10	0.010	2017/07/07	26,919,950,000	2,156,266,660	-	-	-	-
28529	J P Morgan SP BV - HSI European Put Warrants Aug 2017 D	HKD	0.010	0.010	0.010	10,000	100	112,142,395	0.196	2017/02/23	0.010	2017/08/11	12,899,400,000	672,868,070	-	-	-	-
14954	J P Morgan SP BV - HSI European Put Warrants Dec 2017 B	HKD	0.040	0.010	0.019	167,400,000	4,431,700	N/A	0.090	2017/05/09	0.010	2017/08/24	169,590,000	4,510,530	-	-	-	-
15767	J P Morgan SP BV - HSI European Put Warrants Dec 2017 D	HKD	0.068	0.020	0.024	243,350,000	7,534,140	N/A	0.116	2017/05/17	0.020	2017/08/08	31,608,120,000	2,206,756,570	-	-	-	-
16203	J P Morgan SP BV - HSI European Put Warrants Dec 2017 E	HKD	0.076	0.035	0.036	10,613,980,000	529,322,440	N/A	0.136	2017/07/05	0.035	2017/08/30	27,400,840,000	2,222,542,540	-	-	-	-
23689	J P Morgan SP BV - HSI European Put Warrants Dec 2017 F	HKD	0.131	0.065	0.068	17,206,610,000	1,479,902,690	N/A	0.131	2017/08/11	0.065	2017/08/30	21,462,990,000	1,950,067,200	-	-	-	-
16614	J P Morgan SP BV - HSI European Put Warrants Feb 2018 B	HKD	0.087	0.047	0.052	2,240,000	112,750	N/A	0.117	2017/06/30	0.047	2017/08/01	2,260,000	115,080	-	-	-	-
23685	J P Morgan SP BV - HSI European Put Warrants Feb 2018 C	HKD	0.118	0.076	0.077	418,250,000	32,329,850	N/A	0.118	2017/08/14	0.076	2017/08/31	418,250,000	32,329,850	-	-	-	-
25685	J P Morgan SP BV - HSI European Put Warrants Feb 2018 D	HKD	0.166	0.099	0.103	4,167,530,000	501,755,430	N/A	0.166	2017/08/21	0.099	2017/08/30	4,167,630,000	501,771,030	-	-	-	-
16329	J P Morgan SP BV - HSI European Put Warrants Jan 2018 C	HKD	0.097	0.051	0.054	13,223,610,000	888,319,080	N/A	0.165	2017/06/15	0.051	2017/08/30	19,579,030,000	1,448,266,560	-	-	-	-
16610	J P Morgan SP BV - HSI European Put Warrants Jan 2018 D	HKD	0.082	0.041	0.044	53,520,000	2,901,830	N/A	0.112	2017/06/30	0.041	2017/08/07	5,492,260,000	390,498,740	-	-	-	-
16328	J P Morgan SP BV - HSI European Put Warrants Mar 2018 B	HKD	0.076	0.043	0.045	1,040,000	60,570	N/A	0.104	2017/06/07	0.043	2017/08/08	3,510,000	214,590	-	-	-	-
23688	J P Morgan SP BV - HSI European Put Warrants Mar 2018 D	HKD	0.120	0.072	0.076	3,026,440,000	236,791,600	N/A	0.120	2017/08/11	0.072	2017/08/30	3,026,440,000	236,791,600	-	-	-	-
28369	J P Morgan SP BV - HSI European Put Warrants Mar 2018 E	HKD	0.165	0.123	0.118	3,000,000	465,390	N/A	0.165	2017/08/14	0.123	2017/08/30	3,000,000	465,390	-	-	-	-
11981	J P Morgan SP BV - HSI European Put Warrants May 2018 A	HKD	0.045	0.025	0.027	7,440,000	276,740	N/A	0.113	2017/03/22	0.025	2017/08/09	20,000,000	846,210	-	-	-	-
12528	J P Morgan SP BV - HSI European Put Warrants Nov 2017 B	HKD	0.036	0.012	0.014	168,970,000	3,445,450	N/A	0.167	2017/04/20	0.012	2017/08/01	29,736,710,000	1,711,510,940	-	-	-	-
15659	J P Morgan SP BV - HSI European Put Warrants Nov 2017 C	HKD	0.057	0.023	0.025	493,470,000	17,220,720	N/A	0.211	2017/05/16	0.023	2017/08/28	12,680,460,000	995,890,620	-	-	-	-
27546	J P Morgan SP BV - HSI European Put Warrants Oct 2017 A	HKD	0.012	0.012	0.010	100,000	1,200	4,625	0.106	2017/02/15	0.011	2017/06/29	1,590,000	79,760	-	-	-	-
11108	J P Morgan SP BV - HSI European Put Warrants Oct 2017 C	HKD	0.020	0.010	0.010	12,470,000	177,470	N/A	0.130	2017/03/15	0.010	2017/08/29	9,044,400,000	478,385,810	-	-	-	-
26267	J P Morgan SP BV - HSI European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	75,291,182	0.091	2017/02/10	0.010	2017/06/15	9,838,410,000	574,812,640	-	-	-	-
27590	J P Morgan SP BV - HSI European Put Warrants Sep 2017 B	HKD	0.011	0.010	0.010	30,240,000	306,410	331,871,240	0.193	2017/02/17	0.010	2017/08/11	23,549,510,000	1,991,647,160	-	-	-	-
15129	J P Morgan SP BV - HSI European Put Warrants Sep 2017 D	HKD	0.028	0.010	0.010	244,210,000	4,193,640	N/A	0.145	2017/05/09	0.010	2017/08/29	34,656,480,000	2,359,041,480	-	-	-	-
11979	J P Morgan SP BV - HSI European Put Warrants Sep 2018 A	HKD	0.068	0.039	0.041	8,650,000	401,190	N/A	0.120	2017/03/22	0.039	2017/08/07	16,700,000	938,720	-	-	-	-
15128	J P Morgan SP BV - HSI European Warrants Apr 2018 A	HKD	0.250	0.242	0.320	320,000	78,720	N/A	0.250	2017/08/14	0.126	2017/05/10	1,080,000	221,460	-	-	-	-
28501	J P Morgan SP BV - HSI European Warrants Apr 2018 B	HKD	0.116	0.067	0.113	2,480,890,000	268,655,270	N/A	0.116	2017/08/30	0.067	2017/08/18	2,480,890,000	268,655,270	-	-	-	-
15451	J P Morgan SP BV - HSI European Warrants Aug 2017 A	HKD	0.540	0.540	0.580	150,000	81,000	49,163	0.540	2017/08/21	0.114	2017/01/04	2,820,000	513,100	0.111	2016/12/30	0.111	2016/12/30
28271	J P Morgan SP BV - HSI European Warrants Aug 2017 C	HKD	0.480	0.395	0.485	56,430,000	23,372,950	432,452,383	0.480	2017/08/22	0.067	2017/04/19	26,242,100,000	2,594,719,560	-	-	-	-
12786	J P Morgan SP BV - HSI European Warrants Dec 2017 A	HKD	0.385	0.260	0.380	21,670,000	6,501,850	N/A	0.385	2017/08/30	0.079	2017/04/24	15,697,760,000	2,265,264,860	-	-	-	-
14955	J P Morgan SP BV - HSI European Warrants Dec 2017 C	HKD	0.400	0.315	0.410	50,000	19,150	N/A	0.400	2017/08/28	0.132	2017/05/09	100,000	28,750	-	-	-	-
28503	J P Morgan SP BV - HSI European Warrants Dec 2017 G	HKD	0.174	0.087	0.164	10,875,830,000	1,328,745,800	N/A	0.174	2017/08/30	0.087	2017/08/18	10,875,830,000	1,328,745,800	-	-	-	-
16205	J P Morgan SP BV - HSI European Warrants Feb 2018 A	HKD	0.290	0.201	0.285	284,580,000	64,454,170	N/A	0.290	2017/08/30	0.098	2017/07/05	9,919,270,000	1,449,919,820	-	-	-	-
26165	J P Morgan SP BV - HSI European Warrants Feb 2018 E	HKD	0.161	0.086	0.152	8,139,720,000	994,889,790	N/A	0.161	2017/08/30	0.086	2017/08/18	8,139,720,000	994,889,790	-	-	-	-
15552	J P Morgan SP BV - HSI European Warrants Jan 2018 A	HKD	-	-	0.470	0	0	142,230	0.335	2017/07/24	0.098	2017/01/04	6,900,000	1,295,120	-	-	-	-
15768	J P Morgan SP BV - HSI European Warrants Jan 2018 B	HKD	0.345	0.229	0.345	3,510,000	920,510	N/A	0.345	2017/08/30	0.104	2017/07/05	17,413,330,000	2,437,399,050	-	-	-	-
23717	J P Morgan SP BV - HSI European Warrants Jan 2018 E	HKD	0.235	0.142	0.226	3,544,820,000	578,214,250	N/A	0.235	2017/08/30	0.142	2017/08/18	3,544,920,000	578,229,150	-	-	-	-
11985	J P Morgan SP BV - HSI European Warrants Mar 2018 A	HKD	0.335	0.305	0.375	340,000	108,900	N/A	0.335	2017/08/02	0.153	2017/03/22	12,720,000	2,491,650	-	-	-	-
16620	J P Morgan SP BV - HSI European Warrants Mar 2018 C	HKD	0.230	0.138	0.220	4,168,210,000	727,416,790	N/A	0.230	2017/08/30	0.093	2017/06/30	12,861,960,000	1,887,094,860	-	-	-	-
28941	J P Morgan SP BV - HSI European Warrants Nov 2017 A	HKD	0.415	0.275	0.410	115,090,000	39,101,150	452,532,290	0.415	2017/08/30	0.066	2017/04/19	23,441,230,000	2,715,193,740	-	-	-	-
11244	J P Morgan SP BV - HSI European Warrants Oct 2017 D	HKD	0.510	0.440	0.580	3,670,000	1,771,300	N/A	0.510	2017/08/02	0.118	2017/04/19	7,090,000	2,329,090	-	-	-	-
13273	J P Morgan SP BV - HSI European Warrants Sep 2017 C	HKD	0.395	0.340	0.475	2,100,000	806,650	N/A	0.395	2017/08/17	0.059	2017/04/19	9,577,650,000	871,105,070	-	-	-	-
26924	J P Morgan SP BV - HTSC European Warrants Mar 2018 A	HKD	0.255	0.140	0.228	147,072,000	30,118,678	8,987,358	0.295	2017/02/17	0.133	2017/05/11	298,956,000	57,378,688	-	-	-	-
14413	J P Morgan SP BV - Huaneng Power European Wts Aug 2017 A	HKD	-	-	0.100	0	0	6,377,902	0.620	2017/05/31	0.154	2017/05/08	176,462,000	58,603,780	0.420	2016/12/30	0.285	2016/11/21
29748	J P Morgan SP BV - Huaneng Power European Wts Dec 2017 A	HKD	0.214	0.079	0.079	12,784,000	1,810,950	N/A	0.405	2017/06/05	0.079	2017/08/10	199,136,000	45,414,194	-	-	-	-
29504	J P Morgan SP BV - Huaneng Power European Wts Feb 2018 A	HKD	0.285	0.244	0.265	204,000	50,320	N/A	0.285	2017/08/17	0.244	2017/08/31	204,000	50,320	-	-	-	-
22581	J P Morgan SP BV - Huaneng Power European Wts Nov 2017 A	HKD	-	-	0.010	0	0	6,000	0.019	2017/04/05	0.017	2017/04/05	2,000,000	36,000	0.167	2016/04/14	0.050	2016/09/14
11878	J P Morgan SP BV - ICBC European Put Wts Apr 2018 A	HKD	0.246	0.219	0.234	25,317,000	5,857,225	N/A	0.246	2017/08/31	0.219	2017/08/31	25,317,000	5,857,225	-	-	-	-
23790	J P Morgan SP BV - ICBC European Put Wts Aug 2017 A	HKD	-	-	0.010	0	0	12,612,597	0.305	2017/01/25	0.010	2017/06/22	900,327,000	104,618,804	-	-	-	-
25711	J P Morgan SP BV - ICBC European Put Wts Feb 2018 B	HKD	0.223	0.056	0.081	439,862,000	54,395,203	N/A	0.223	2017/08/11	0.056	2017/08/28	462,562,000	58,207,209	-	-	-	-
15134	J P Morgan SP BV - ICBC European Put Wts Nov 2017 B	HKD	0.062	0.010	0.014	51,603,000	2,081,830	N/A	0.275	2017/05/11	0.010	2017/08/28	775,443,000	117,492,012	-	-	-	-
27294	J P Morgan SP BV - ICBC European Warrants Dec 2017 A	HKD	0.820	0.460	0.720	1,152,000	724,335	47,248,077	0.820	2017/08/25	0.166	2017/05/08	1,268,342,000	304,747,439	-	-	-	-
15960	J P Morgan SP BV - ICBC European Warrants Feb 2018 A	HKD	0.570	0.208	0.435	430,466,000	139,756,376	N/A	0.570	2017/08/28	0.117	2017/07/10	871,561,000	229,128,415	-	-	-	-
29080	J P Morgan SP BV - ICBC European Warrants Feb 2018 C	HKD	0.310	0.109	0.216	340,687,000	82,728,735	N/A	0.310	2017/08/28	0.109	2017/08/11	340,687,000	82,728,735	-	-	-	-
12814	J P Morgan SP BV - ICBC European Warrants Nov 2017 A	HKD	0.260	0.037	0.156	467,733,000	56,468,224	N/A	0.260	2017/08/28	0.037	2017/08/11	1,155,121,000	113,652,405	-	-	-	-
26144	J P Morgan SP BV - ICBC European Warrants Nov 2017 C	HKD	0.460	0.116	0.335	641,955,000	135,367,121	N/A	0.460	2017/08/28	0.116	2017/08/11	687,151,000	143,949,712	-	-	-	-
14949	J P Morgan SP BV - ICBC European Warrants Oct 2017 A	HKD	0.520	0.080	0.340	309,416,000	63,338,998	N/A	0.520	2017/08/28	0.025	2017/07/10	3,681,246,000	346,263,572	-	-	-	-
29444	J P Morgan SP BV - IGG European Warrants Apr 2018 A	HKD	0.265	0.212	0.223	20,810,000	4,906,560	N/A	0.265	2017/08/16	0.212	2017/08/31	20,810,000	4,906,560	-	-	-	-
15854	J P Morgan SP BV - IGG European Warrants Mar 2018 A	HKD	0.430	0.265	0.275	788,360,000	262,825,550	N/A	0.465	2017/07/20	0.265	2017/08/31	916,650,000	316,197,900	-	-	-	-
15298	J P Morgan SP BV - IGG European Warrants Nov 2017 A	HKD	0.320	0.143	0.157	317,867,000	75,203,873	N/A	0.385	2017/05/18	0.143	2017/08/31	1,543,878,000	438,133,539	-	-	-	-
26435	J P Morgan SP BV - JX Copper European Warrants Aug 2018 A	HKD	0.169	0.095	0.120	457,410,000	49,965,650	9,140,727	0.250	2017/02/13	0.092	2017/06/28	517,100,000	60,186,770	-	-	-	-
25812	J P Morgan SP BV - JX Copper European Warrants Mar 2018 A	HKD	0.182	0.093	0.121	166,640,000	26,362,380	13,095,927	0.265	2017/02/14	0.084	2017/05/05	763,010,000	124,120,120	-	-	-	-
25239	J P Morgan SP BV - JX Copper European Warrants Nov 2017 A	HKD	0.390	0.330	0.390	430,000	148,700	56,858	0.445	2017/07/31	0.244	2017/05/12	1,030,000	363,150	0.370	2016/11/11	0.139	2016/10/13
29347	J P Morgan SP BV - JX Copper European Warrants Sep 2017 A	HKD	0.169	0.015	0.010	8,364,000	828,156	N/A	0.730	2017/03/16	0.015	2017/08/11	83,107,000	37,200,599	-	-	-	-
17664	J P Morgan SP BV - KECL European Warrants Aug 2017 A	HKD	0.030	0.011	0.010	14,120,000	359,460	8,452,180	0.076	2017/04/10	0.010	2017/07/10	1,761,400,000	58,467,460	0.103	2016/04/14	0.019	2016/11/17
25825	J P Morgan SP BV - KECL European Warrants Jul 2018 A	HKD	-	-	0.205	0	0	896,227	0.248	2017/04/06	0.129	2017/01/10	43,860,000	7,897,700	0.243	2016/04/28	0.121	2016/11/25
13987	J P Morgan SP BV - KECL European Warrants Nov 2017 A	HKD	0.127	0.018	0.046	1,166,000	49,362	N/A	0.201	2017/04/19	0.018	2017/08/29	24,634,000	4,078,392	-	-	-	-
18725	J P Morgan SP BV - Kingboard Chem European Warrants Apr 18 A	HKD	0.780	0.300	0.790	50,055,000	22,601,425	N/A	0.780	2017/08/31	0.300	2017/08/03	84,290,000	35,667,950	-	-	-	-
21898	J P Morgan SP BV - Kingdee Intl European Warrants Feb 2018 A	HKD	0.010	0.010	0.014	20,000	200	155,930	0.044	2017/02/07	0.010	2017/08/11	81,100,000	2,769,260	0.169	2016/01/04	0.042	2016/12/29
29786	J P Morgan SP BV - Kingdee Intl European Warrants Jan 2018 A	HKD	0.239	0.188	0.212	42,104,000	9,259,124	N/A	0.239	2017/08/28	0.188	2017/08/31	42,104,000	9,259,124	-	-	-	-
24837	J P Morgan SP BV - Kingdee Intl European Warrants Sep 2017 A	HKD	0.159	0.049	0.094	115,940,000	13,211,210	16,323,626	0.560	2017/03/20	0.049	2017/08/17	476,930,000	105,505,198	-	-	-	-
13264	J P Morgan SP BV - Kingsoft European Warrants Jan 2018 A	HKD	0.150	0.032	0.037	136,680,000	15,103,540	N/A	0.300	2017/04/28	0.032	2017/08/30	1,240,130,000	208,507,990	-	-	-	-
29323	J P Morgan SP BV - Kingsoft European Warrants May 2018 A	HKD	0.195	0.084	0.104	185,980,000	23,143,590	N/A	0.195	2017/08/15	0.084	2017/08/29	185,980,000	23,143,590	-	-	-	-
27291	J P Morgan SP BV - Kingsoft European Warrants Nov 2017 A	HKD	0.250	0.053	0.069	11,450,000	1,616,300	14,518,488	0.410	2017/04/28	0.053	2017/08/29	343,130,000	87,110,930	-	-	-	-
14452	J P Morgan SP BV - Lenovo European Warrants Dec 2017 A	HKD	0.130	0.019	0.020	331,298,000	29,672,836	N/A	0.335	2017/04/26	0.019	2017/08/30	1,157,162,000	199,352,326	-	-	-	-
29077	J P Morgan SP BV - Lenovo European Warrants Jan 2018 A	HKD	0.217	0.069	0.071	226,092,000	26,407,418	N/A	0.217	2017/08/11	0.069	2017/08/31	226,092,000	26,407,418	-	-	-	-
11320	J P Morgan SP BV - Lenovo European Warrants Mar 2018 A	HKD	0.199	0.170	0.170	43,180,000	8,045,838	N/A	0.199	2017/08/29	0.170	2017/08/31	43,180,000	8,045,838	-	-	-	-
13665	J P Morgan SP BV - Lenovo European Warrants Nov 2017 A	HKD	0.034	0.013	0.013	106,000	2,008	N/A	0.188	2017/04/12	0.013	2017/08/21	1,904,764,000	237,492,758	-	-	-	-
28252	J P Morgan SP BV - Lenovo European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	20,064,253	0.236	2017/04/05	0.012	2017/07/12	910,330,000	137,704,854	-	-	-	-
19670	J P Morgan SP BV - Li & Fung European Warrants Dec 2017 A	HKD	0.226	0.040	0.220	51,934,000	10,155,752	6,245,637	0.445	2017/03/20	0.040	2017/08/07	229,952,000	50,466,340	-	-	-	-
16851	J P Morgan SP BV - Li & Fung European Warrants Mar 2018 A	HKD	0.465	0.141	0.460	27,716,000	5,552,266	N/A	0.465	2017/08/31	0.141	2017/08/14	99,246,000	18,536,558	-	-	-	-
22484	J P Morgan SP BV - Li & Fung European Warrants Nov 2017 A	HKD	-	-	0.010	0	0	933	0.010	2017/04/06	0.010	2017/04/06	2,060,000	20,600	0.043	2016/01/04	0.010	2016/12/15
12945	J P Morgan SP BV - Li Ning European Warrants Apr 2018 A	HKD	0.144	0.110	0.111	7,890,000	1,037,035	811,563	0.158	2017/06/16	0.080	2017/03/31	64,625,000	7,772,890	0.186	2016/10/20	0.105	2016/12/19
28107	J P Morgan SP BV - Link REIT European Warrants Mar 2018 A	HKD	0.190	0.129	0.172	52,445,000	8,281,665	N/A	0.190	2017/08/04	0.129	2017/08/25	52,445,000	8,281,665	-	-	-	-
14636	J P Morgan SP BV - Link REIT European Warrants Nov 2017 A	HKD	0.600	0.600	0.610	50,000	30,000	N/A	0.650	2017/07/28	0.235	2017/05/08	20,180,000	7,110,895	-	-	-	-
14321	J P Morgan SP BV - MCC European Warrants Aug 2017 A	HKD	-	-	0.014	0	0	1,887,698	0.470	2017/04/06	0.017	2017/06/27	67,841,000	14,682,783	0.445	2016/12/30	0.240	2016/12/20
16644	J P Morgan SP BV - MCC European Warrants Feb 2018 A	HKD	0.340	0.194	0.200	31,252,000	7,427,843	N/A	0.390	2017/07/17	0.194	2017/08/21	48,416,000	12,965,708	-	-	-	-
29443	J P Morgan SP BV - Meitu European Warrants Feb 2018 A	HKD	0.300	0.190	0.204	256,030,000	63,749,240	N/A	0.300	2017/08/25	0.190	2017/08/29	256,030,000	63,749,240	-	-	-	-
15297	J P Morgan SP BV - Meitu European Warrants Nov 2017 A	HKD	0.265	0.113	0.146	570,390,000	115,337,005	N/A	0.285	2017/05/16	0.090	2017/06/28	2,829,945,000	505,789,920	-	-	-	-
16924	J P Morgan SP BV - Meitu European Warrants Nov 2017 B	HKD	0.375	0.185	0.236	49,460,000	13,543,120	N/A	0.375	2017/08/10	0.133	2017/06/28	453,975,000	86,946,625	-	-	-	-
13371	J P Morgan SP BV - Melco Int'l Dev European Wts Apr 2018 A	HKD	0.485	0.375	0.395	1,290,000	560,950	N/A	0.710	2017/06/27	0.238	2017/04/07	139,300,000	69,448,090	-	-	-	-
14145	J P Morgan SP BV - Melco Int'l Dev European Wts Dec 2017 A	HKD	0.750	0.710	0.660	2,330,000	1,668,500	9,983,175	1.020	2017/06/27	0.174	2017/01/03	229,400,000	72,996,250	0.330	2016/11/22	0.163	2016/12/29
15770	J P Morgan SP BV - Melco Int'l Dev European Wts Jan 2018 A	HKD	0.222	0.132	0.152	151,520,000	26,524,550	N/A	0.415	2017/06/27	0.132	2017/08/29	365,980,000	79,876,290	-	-	-	-
28091	J P Morgan SP BV - MGM China European Warrants Oct 2018 A	HKD	0.250	0.192	0.210	44,388,000	9,834,900	N/A	0.250	2017/08/08	0.192	2017/08/28	44,388,000	9,834,900	-	-	-	-
28547	J P Morgan SP BV - Minsheng Bank European Wts Aug 2017 A	HKD	-	-	0.015	0	0	1,176,840	0.285	2017/02/22	0.013	2017/05/29	58,317,000	9,885,926	-	-	-	-
26012	J P Morgan SP BV - Minsheng Bank European Wts Dec 2018 A	HKD	0.182	0.163	0.170	840,000	142,670	25,528	0.185	2017/06/01	0.157	2017/05/09	900,000	153,170	0.300	2016/10/24	0.170	2016/02/12
11308	J P Morgan SP BV - Minsheng Bank European Wts Mar 2018 A	HKD	0.500	0.380	0.395	13,307,000	5,221,565	N/A	0.500	2017/08/28	0.380	2017/08/31	13,307,000	5,221,565	-	-	-	-
15024	J P Morgan SP BV - Minsheng Bank European Wts Nov 2017 A	HKD	0.225	0.062	0.074	98,571,000	14,769,513	N/A	0.385	2017/05/26	0.062	2017/08/21	461,851,000	95,421,032	-	-	-	-
25424	J P Morgan SP BV - MTRC European Warrants Aug 2017 A	HKD	-	-	0.450	0	0	4,473,568	0.650	2017/05/17	0.143	2017/02/01	144,075,000	31,470,245	-	-	-	-
16206	J P Morgan SP BV - MTRC European Warrants Feb 2018 A	HKD	0.158	0.102	0.122	298,200,000	38,798,930	N/A	0.179	2017/05/29	0.102	2017/08/11	341,235,000	44,863,480	-	-	-	-
10451	J P Morgan SP BV - N225 Idx Euro Put Wts Dec 2017 B	HKD	0.081	0.049	0.049	5,700,000	385,990	197,520	0.239	2017/01/20	0.049	2017/08/31	14,390,000	1,254,990	-	-	-	-
10449	J P Morgan SP BV - N225 Idx Euro Put Wts Sep 2017 B	HKD	0.015	0.012	0.013	1,340,000	18,090	413,532	0.157	2017/01/24	0.012	2017/08/21	88,800,000	10,322,820	-	-	-	-
10450	J P Morgan SP BV - N225 Index Euro Wts Dec 2017 A	HKD	0.074	0.069	0.056	400,000	28,600	860,722	0.209	2017/01/20	0.069	2017/08/11	40,940,000	6,119,660	-	-	-	-
10448	J P Morgan SP BV - N225 Index Euro Wts Sep 2017 A	HKD	-	-	0.010	0	0	143,422	0.115	2017/01/20	0.010	2017/07/27	49,810,000	3,218,400	-	-	-	-
13762	J P Morgan SP BV - NCI European Warrants Dec 2017 A	HKD	1.360	0.720	0.850	3,523,000	3,519,410	N/A	1.360	2017/08/02	0.191	2017/04/18	180,571,000	64,634,587	-	-	-	-
25674	J P Morgan SP BV - NCI European Warrants Jun 2018 A	HKD	0.710	0.360	0.460	100,905,000	44,846,450	N/A	0.710	2017/08/02	0.360	2017/08/30	106,627,000	47,521,560	-	-	-	-
16737	J P Morgan SP BV - NCI European Warrants Mar 2018 A	HKD	0.890	0.390	0.510	22,144,000	14,379,165	N/A	0.890	2017/08/02	0.120	2017/07/04	186,900,000	62,698,544	-	-	-	-
24644	J P Morgan SP BV - New World Dev European Wts Apr 2018 A	HKD	0.335	0.335	0.335	20,000	6,700	32,637	0.380	2017/06/07	0.175	2017/01/04	1,820,000	446,630	0.325	2016/09/23	0.070	2016/02/03
16605	J P Morgan SP BV - New World Dev European Wts Mar 2018 A	HKD	0.345	0.233	0.355	72,147,000	19,588,730	N/A	0.350	2017/06/13	0.147	2017/07/04	332,684,000	76,441,508	-	-	-	-
29091	J P Morgan SP BV - New World Dev European Wts Oct 2017 A	HKD	0.206	0.064	0.110	44,950,000	6,475,143	14,739,659	0.425	2017/06/07	0.064	2017/08/25	483,568,000	88,437,953	-	-	-	-
25934	J P Morgan SP BV - Nine Dragons European Warrants Dec 2018 A	HKD	0.390	0.270	0.395	860,000	296,900	12,056,947	0.390	2017/08/31	0.184	2017/05/08	330,750,000	74,397,880	-	-	-	-
16303	J P Morgan SP BV - PCCW European Warrants Dec 2017 A	HKD	0.109	0.065	0.065	198,000	17,648	N/A	0.198	2017/06/02	0.065	2017/08/30	20,750,000	2,730,756	-	-	-	-
15953	J P Morgan SP BV - PetroChina European Put Warrants Dec 17 A	HKD	0.330	0.196	0.237	274,434,000	72,139,062	N/A	0.405	2017/07/11	0.196	2017/08/01	520,928,000	142,921,912	-	-	-	-
12101	J P Morgan SP BV - PetroChina European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.270	2017/03/23	0.010	2017/06/09	995,170,000	97,626,766	-	-	-	-
19735	J P Morgan SP BV - PetroChina European Warrants Dec 2017 B	HKD	0.243	0.097	0.133	79,300,000	10,067,420	N/A	0.255	2017/07/27	0.097	2017/08/24	140,150,000	23,040,040	-	-	-	-
16734	J P Morgan SP BV - PetroChina European Warrants Jan 2018 A	HKD	0.212	0.082	0.112	691,242,000	88,797,064	N/A	0.216	2017/07/27	0.082	2017/08/18	2,681,192,000	368,116,454	-	-	-	-
25190	J P Morgan SP BV - PetroChina European Warrants Jun 2018 A	HKD	0.010	0.010	0.010	1,740,000	17,400	548,240	0.048	2017/01/18	0.010	2017/08/25	281,120,000	7,573,580	0.050	2016/04/28	0.017	2016/09/28
25682	J P Morgan SP BV - PetroChina European Warrants Mar 2018 A	HKD	0.233	0.107	0.136	228,918,000	31,900,580	N/A	0.233	2017/08/01	0.107	2017/08/18	254,660,000	37,078,544	-	-	-	-
15523	J P Morgan SP BV - PetroChina European Warrants Nov 2017 A	HKD	0.066	0.013	0.027	139,214,000	5,029,742	N/A	0.192	2017/05/15	0.013	2017/08/18	947,490,000	65,889,158	-	-	-	-
11102	J P Morgan SP BV - PetroChina European Warrants Oct 2017 A	HKD	-	-	0.010	0	0	N/A	0.223	2017/03/16	0.010	2017/07/27	698,284,000	114,130,016	-	-	-	-
15168	J P Morgan SP BV - PetroChina European Warrants Oct 2017 B	HKD	0.023	0.010	0.010	4,510,000	63,658	N/A	0.090	2017/05/11	0.010	2017/08/21	3,259,242,000	197,095,012	-	-	-	-
25038	J P Morgan SP BV - PICC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	49,077	0.021	2017/01/06	0.010	2017/07/11	107,800,000	1,535,320	0.221	2016/04/21	0.017	2016/12/29
25817	J P Morgan SP BV - PICC European Warrants Jul 2018 A	HKD	0.275	0.226	0.221	3,800,000	908,240	11,213,387	0.275	2017/08/25	0.090	2017/04/19	592,140,000	94,055,860	-	-	-	-
21153	J P Morgan SP BV - PICC European Warrants May 2019 A	HKD	0.260	0.183	0.199	35,580,000	7,965,500	N/A	0.260	2017/08/24	0.183	2017/08/11	70,440,000	15,467,880	-	-	-	-
11266	J P Morgan SP BV - PICC Group European Warrants Dec 2017 A	HKD	0.355	0.225	0.285	8,689,000	2,300,642	N/A	0.375	2017/07/17	0.143	2017/05/05	257,170,000	55,296,186	-	-	-	-
22267	J P Morgan SP BV - PICC Group European Warrants Mar 2018 A	HKD	0.265	0.164	0.207	185,328,000	39,116,315	N/A	0.265	2017/08/07	0.164	2017/08/21	292,276,000	64,279,266	-	-	-	-
27117	J P Morgan SP BV - Ping An European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	692,886	0.118	2017/02/13	0.013	2017/05/10	113,795,000	9,029,775	-	-	-	-
16195	J P Morgan SP BV - Ping An European Put Warrants Dec 2017 B	HKD	0.029	0.010	0.010	8,630,000	185,650	N/A	0.120	2017/05/29	0.010	2017/08/22	668,380,000	51,564,300	-	-	-	-
16327	J P Morgan SP BV - Ping An European Put Warrants Feb 2018 B	HKD	0.115	0.027	0.038	18,500,000	1,439,975	N/A	0.295	2017/06/05	0.027	2017/08/24	1,221,925,000	199,412,230	-	-	-	-
24054	J P Morgan SP BV - Ping An European Put Warrants Feb 2018 D	HKD	0.355	0.092	0.123	914,715,000	162,464,680	N/A	0.355	2017/08/11	0.092	2017/08/28	919,305,000	163,823,230	-	-	-	-
18395	J P Morgan SP BV - Ping An European Put Warrants Jan 2018 B	HKD	0.141	0.028	0.032	238,455,000	17,298,440	N/A	0.155	2017/07/12	0.028	2017/08/25	1,238,655,000	103,267,460	-	-	-	-
11595	J P Morgan SP BV - Ping An European Put Warrants Mar 2018 C	HKD	0.390	0.345	0.380	3,870,000	1,424,925	N/A	0.390	2017/08/31	0.345	2017/08/30	3,870,000	1,424,925	-	-	-	-
15821	J P Morgan SP BV - Ping An European Put Warrants Nov 2017 B	HKD	-	-	0.014	0	0	N/A	0.108	2017/05/18	0.014	2017/07/06	456,245,000	23,885,010	-	-	-	-
13377	J P Morgan SP BV - Ping An European Put Warrants Oct 2017 A	HKD	-	-	0.010	0	0	N/A	0.300	2017/04/19	0.010	2017/07/07	1,161,685,000	110,367,555	-	-	-	-
24377	J P Morgan SP BV - Ping An European Warrants Apr 2018 A	HKD	0.320	0.127	0.233	7,197,480,000	1,665,957,285	N/A	0.320	2017/08/24	0.127	2017/08/11	7,257,310,000	1,677,722,545	-	-	-	-
15747	J P Morgan SP BV - Ping An European Warrants Aug 2017 A	HKD	-	-	0.840	0	0	454,774,174	1.000	2017/07/19	0.020	2017/05/08	50,770,295,000	3,488,399,305	-	-	-	-
15037	J P Morgan SP BV - Ping An European Warrants Dec 2017 A	HKD	1.420	0.880	1.350	21,625,000	22,999,800	N/A	1.420	2017/08/24	0.118	2017/05/08	7,283,190,000	1,495,381,785	-	-	-	-
16712	J P Morgan SP BV - Ping An European Warrants Dec 2017 C	HKD	0.530	0.180	0.385	320,290,000	104,263,810	N/A	0.530	2017/08/24	0.088	2017/07/04	12,042,315,000	1,960,121,805	-	-	-	-
17046	J P Morgan SP BV - Ping An European Warrants Dec 2017 D	HKD	0.570	0.187	0.435	411,325,000	120,148,485	N/A	0.570	2017/08/28	0.093	2017/07/04	9,320,805,000	1,239,315,340	-	-	-	-
16194	J P Morgan SP BV - Ping An European Warrants Feb 2018 A	HKD	1.000	0.465	0.850	8,050,000	5,027,575	N/A	1.000	2017/08/24	0.203	2017/06/15	4,722,985,000	1,173,823,110	-	-	-	-
23680	J P Morgan SP BV - Ping An European Warrants Feb 2018 C	HKD	0.345	0.126	0.250	6,491,905,000	1,387,998,695	N/A	0.345	2017/08/24	0.126	2017/08/11	13,015,490,000	2,768,432,695	-	-	-	-
16326	J P Morgan SP BV - Ping An European Warrants Jan 2018 A	HKD	0.700	0.305	0.600	24,875,000	12,102,725	N/A	0.700	2017/08/24	0.139	2017/07/04	1,775,870,000	402,006,925	-	-	-	-
21259	J P Morgan SP BV - Ping An European Warrants Jan 2018 C	HKD	0.520	0.232	0.385	5,902,385,000	1,892,853,200	N/A	0.520	2017/08/24	0.232	2017/08/11	6,670,815,000	2,151,215,325	-	-	-	-
28497	J P Morgan SP BV - Ping An European Warrants Jan 2018 D	HKD	0.217	0.075	0.148	328,420,000	54,098,175	N/A	0.217	2017/08/24	0.075	2017/08/11	328,420,000	54,098,175	-	-	-	-
17155	J P Morgan SP BV - Ping An European Warrants Mar 2018 A	HKD	0.485	0.198	0.375	729,590,000	232,328,595	N/A	0.485	2017/08/24	0.171	2017/07/07	6,103,210,000	1,818,386,500	-	-	-	-
11560	J P Morgan SP BV - Ping An European Warrants Mar 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
27116	J P Morgan SP BV - Ping An European Warrants Nov 2017 A	HKD	1.110	0.550	1.120	630,000	442,100	168,595,643	1.110	2017/08/22	0.068	2017/05/08	8,675,425,000	1,016,421,650	-	-	-	-
16475	J P Morgan SP BV - Ping An European Warrants Nov 2017 C	HKD	0.780	0.300	0.640	23,145,000	11,570,200	N/A	0.780	2017/08/24	0.119	2017/07/04	11,117,195,000	1,984,344,035	-	-	-	-
14766	J P Morgan SP BV - Ping An European Warrants Sep 2017 A	HKD	1.050	0.340	0.840	479,280,000	304,434,975	290,017,861	1.050	2017/08/24	0.052	2017/05/04	8,294,595,000	1,740,290,115	0.148	2016/12/02	0.065	2016/12/28
27292	J P Morgan SP BV - Ping An European Warrants Sep 2017 B	HKD	1.400	1.040	1.620	1,165,000	1,269,950	229,937,021	1.400	2017/08/21	0.073	2017/04/21	14,049,405,000	1,382,128,885	-	-	-	-
26427	J P Morgan SP BV - PSBC European Warrants Aug 2017 A	HKD	-	-	0.014	0	0	2,332,066	0.360	2017/03/07	0.013	2017/07/04	60,965,000	14,701,683	-	-	-	-
15531	J P Morgan SP BV - PSBC European Warrants Jan 2018 A	HKD	0.140	0.081	0.113	21,952,000	2,190,615	N/A	0.295	2017/05/12	0.081	2017/08/11	102,445,000	15,215,204	-	-	-	-
11228	J P Morgan SP BV - PSBC European Warrants Oct 2017 A	HKD	-	-	0.013	0	0	N/A	0.220	2017/04/25	0.040	2017/05/24	9,904,000	1,801,440	-	-	-	-
13272	J P Morgan SP BV - PWR Assets European Warrants Dec 2017 A	HKD	0.910	0.870	0.760	105,000	93,000	N/A	0.910	2017/08/14	0.285	2017/04/03	5,380,000	2,121,475	-	-	-	-
26876	J P Morgan SP BV - PWR Assets European Warrants Mar 2018 A	HKD	0.275	0.160	0.189	58,800,000	12,509,795	N/A	0.275	2017/08/10	0.160	2017/08/28	65,490,000	14,151,735	-	-	-	-
14926	J P Morgan SP BV - PWR Assets European Warrants Sep 2017 A	HKD	0.350	0.064	0.070	3,640,000	774,620	1,256,551	0.350	2017/08/09	0.020	2017/07/07	184,910,000	28,505,170	0.199	2016/12/09	0.080	2016/12/29
27534	J P Morgan SP BV - R&F Ppt European Warrants Mar 2018 A	HKD	0.580	0.220	0.580	32,712,000	11,278,980	15,006,788	0.580	2017/08/31	0.131	2017/02/22	450,092,000	91,338,672	-	-	-	-
14947	J P Morgan SP BV - Sands China European Put Wts Dec 2017 B	HKD	0.145	0.091	0.109	262,572,000	30,437,216	N/A	0.235	2017/06/06	0.091	2017/08/09	675,652,000	97,013,612	-	-	-	-
28410	J P Morgan SP BV - Sands China European Put Wts Oct 2017 B	HKD	-	-	0.013	0	0	6,339,705	0.260	2017/02/23	0.013	2017/07/27	408,596,000	44,772,688	-	-	-	-
25127	J P Morgan SP BV - Sands China European Warrants Apr 2018 A	HKD	0.225	0.144	0.177	273,056,000	52,379,048	N/A	0.225	2017/08/10	0.144	2017/08/28	273,256,000	52,423,348	-	-	-	-
26410	J P Morgan SP BV - Sands China European Warrants Aug 2017 A	HKD	0.024	0.010	0.010	6,292,000	80,400	29,451,092	0.300	2017/04/10	0.010	2017/08/01	1,549,232,000	229,723,492	-	-	-	-
29481	J P Morgan SP BV - Sands China European Warrants Dec 2017 A	HKD	0.093	0.040	0.056	220,900,000	16,288,140	N/A	0.260	2017/04/10	0.040	2017/08/28	2,374,516,000	283,181,788	-	-	-	-
16284	J P Morgan SP BV - Sands China European Warrants Dec 2018 A	HKD	0.012	0.011	0.011	6,400,000	70,800	323,161	0.022	2017/01/03	0.010	2017/07/26	243,232,000	3,266,104	0.029	2016/09/09	0.010	2016/05/19
14531	J P Morgan SP BV - Sands China European Warrants Oct 2017 A	HKD	0.014	0.014	0.012	260,000	3,764	5,564,219	0.160	2017/01/11	0.010	2017/07/28	420,824,000	35,831,184	0.247	2016/12/06	0.143	2016/12/09
18045	J P Morgan SP BV - Sands China European Warrants Oct 2017 C	HKD	0.172	0.066	0.096	136,180,000	16,834,900	N/A	0.204	2017/07/25	0.066	2017/08/28	362,208,000	51,342,184	-	-	-	-
23310	J P Morgan SP BV - Sands China European Warrants Sep 2017 A	HKD	0.048	0.010	0.010	42,844,000	1,089,412	34,021,235	0.245	2017/01/23	0.010	2017/08/14	2,535,448,000	302,964,248	-	-	-	-
29650	J P Morgan SP BV - Sh Petrochem European Warrants Dec 2017 A	HKD	0.182	0.152	0.194	304,000	50,724	N/A	0.182	2017/08/21	0.152	2017/08/24	304,000	50,724	-	-	-	-
25427	J P Morgan SP BV - Shimao Property European Wts Aug 2017 A	HKD	-	-	0.034	0	0	1,480,673	0.123	2017/03/23	0.023	2017/07/03	122,190,000	9,201,615	0.260	2016/03/17	0.075	2016/12/14
19609	J P Morgan SP BV - Shimao Property European Wts Jun 2018 A	HKD	0.610	0.600	0.600	2,005,000	1,213,000	565,447	0.610	2017/08/30	0.195	2017/01/19	39,165,000	10,177,640	-	-	-	-
19207	J P Morgan SP BV - SHK Ppt European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,286,167	0.185	2017/01/03	0.013	2017/06/06	229,760,000	17,549,750	0.385	2016/01/26	0.093	2016/09/09
16604	J P Morgan SP BV - SHK Ppt European Warrants Feb 2018 A	HKD	0.490	0.241	0.490	87,110,000	25,897,630	N/A	0.490	2017/08/31	0.175	2017/06/28	208,730,000	54,502,960	-	-	-	-
29011	J P Morgan SP BV - SHK Ppt European Warrants Sep 2017 A	HKD	0.330	0.086	0.097	26,250,000	5,004,220	23,760,662	0.580	2017/06/06	0.086	2017/08/24	564,270,000	142,874,620	-	-	-	-
13658	J P Morgan SP BV - Sinopec Corp Eu Put Wt Oct 2017 A	HKD	0.370	0.182	0.191	208,902,000	44,092,952	N/A	0.465	2017/05/05	0.182	2017/08/31	984,976,000	241,444,682	-	-	-	-
15291	J P Morgan SP BV - Sinopec Corp European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	33,315,860	0.435	2017/01/26	0.010	2017/07/14	2,283,620,000	499,617,808	0.270	2016/12/20	0.188	2016/12/28
13977	J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 A	HKD	0.036	0.010	0.020	7,440,000	143,268	N/A	0.175	2017/04/26	0.010	2017/08/17	288,810,000	32,365,272	-	-	-	-
15525	J P Morgan SP BV - Sinopec Corp European Warrants Dec 2017 B	HKD	0.166	0.057	0.120	427,772,000	45,470,174	N/A	0.470	2017/05/16	0.057	2017/08/18	1,346,498,000	234,648,354	-	-	-	-
22270	J P Morgan SP BV - Sinopec Corp European Warrants Jan 2018 A	HKD	0.161	0.063	0.127	431,342,000	41,860,762	N/A	0.185	2017/07/19	0.063	2017/08/18	509,710,000	53,826,120	-	-	-	-
11312	J P Morgan SP BV - Sinopec Corp European Warrants Mar 2018 A	HKD	0.320	0.221	0.315	34,116,000	7,966,242	N/A	0.320	2017/08/31	0.221	2017/08/28	34,116,000	7,966,242	-	-	-	-
15166	J P Morgan SP BV - Sinopec Corp European Warrants Oct 2017 B	HKD	0.015	0.013	0.015	1,012,000	15,156	N/A	0.188	2017/05/16	0.013	2017/08/08	614,058,000	68,550,966	-	-	-	-
22982	J P Morgan SP BV - SJM Holdings European Warrants Dec 2017 A	HKD	0.090	0.025	0.031	163,780,000	7,422,710	8,315,258	0.150	2017/06/20	0.025	2017/08/28	680,920,000	52,999,390	0.133	2016/02/23	0.047	2016/06/28
16558	J P Morgan SP BV - SMIC European Wts Apr 2018 A	HKD	0.165	0.063	0.078	376,885,000	34,696,555	N/A	0.210	2017/07/19	0.063	2017/08/29	1,117,895,000	165,073,720	-	-	-	-
15818	J P Morgan SP BV - SMIC European Wts Dec 2017 A	HKD	0.026	0.010	0.010	3,590,000	47,525	27,012,631	0.325	2017/01/03	0.010	2017/08/17	3,777,585,000	188,168,715	0.345	2016/12/30	0.330	2016/12/30
11415	J P Morgan SP BV - SMIC European Wts Dec 2018 A	HKD	0.315	0.180	0.203	20,569,000	4,817,790	1,096,369	0.620	2017/01/03	0.180	2017/08/29	29,633,500	8,422,364	0.640	2016/12/30	0.248	2016/08/05
15822	J P Morgan SP BV - SPDR Gold Trust European Wts Dec 2017 A	HKD	0.500	0.370	0.435	6,483,000	2,714,025	N/A	0.570	2017/06/05	0.290	2017/07/10	9,540,000	3,908,970	-	-	-	-
28930	J P Morgan SP BV - Stanchart European Warrants Aug 2017 A	HKD	-	-	0.085	0	0	5,205,911	0.247	2017/03/02	0.031	2017/06/26	198,341,000	31,926,281	-	-	-	-
20307	J P Morgan SP BV - Stanchart European Warrants Feb 2018 A	HKD	0.610	0.154	0.172	144,424,500	43,742,521	N/A	0.610	2017/08/02	0.154	2017/08/29	177,382,000	57,747,635	-	-	-	-
28993	J P Morgan SP BV - Stanchart European Warrants Jan 2018 A	HKD	0.380	0.239	0.285	32,100,500	8,799,576	N/A	0.380	2017/08/10	0.239	2017/08/21	32,100,500	8,799,576	-	-	-	-
14454	J P Morgan SP BV - Stanchart European Warrants Nov 2017 A	HKD	1.320	0.425	0.490	854,000	739,415	N/A	1.320	2017/08/02	0.420	2017/06/23	287,493,000	157,692,407	-	-	-	-
26286	J P Morgan SP BV - Stanchart European Warrants Sep 2017 A	HKD	0.340	0.010	0.010	76,097,000	11,377,243	4,502,219	0.430	2017/02/10	0.010	2017/08/14	472,778,500	111,488,092	-	-	-	-
25103	J P Morgan SP BV - SUNAC European Warrants Apr 2018 A	HKD	0.660	0.280	0.650	15,200,000	5,589,550	N/A	0.660	2017/08/31	0.280	2017/08/18	35,580,000	12,937,700	-	-	-	-
16454	J P Morgan SP BV - SUNAC European Warrants Aug 2018 A	HKD	0.960	0.500	0.910	9,780,000	6,648,500	N/A	0.960	2017/08/30	0.305	2017/06/16	170,320,000	76,212,350	-	-	-	-
27776	J P Morgan SP BV - SUNAC European Warrants Feb 2018 A	HKD	0.375	0.146	0.345	97,640,000	22,342,050	N/A	0.375	2017/08/31	0.146	2017/08/18	97,640,000	22,342,050	-	-	-	-
25045	J P Morgan SP BV - SUNAC European Warrants Nov 2018 A	HKD	1.280	1.100	1.560	210,000	246,900	1,074,085	1.410	2017/07/28	0.184	2017/01/27	50,050,000	13,847,020	-	-	-	-
28773	J P Morgan SP BV - Sunny Optical European Warrants Dec 2017A	HKD	4.700	3.010	4.940	610,000	2,138,100	63,619,867	4.700	2017/08/15	0.435	2017/02/24	385,560,000	381,785,150	-	-	-	-
17185	J P Morgan SP BV - Sunny Optical European Warrants Jan 2018A	HKD	3.250	1.450	2.850	87,020,000	201,754,000	N/A	3.250	2017/08/24	0.430	2017/07/04	321,710,000	383,243,200	-	-	-	-
25098	J P Morgan SP BV - Sunny Optical European Warrants Jun 2018A	HKD	0.345	0.181	0.300	197,260,000	42,091,870	N/A	0.345	2017/08/24	0.181	2017/08/04	281,550,000	58,576,060	-	-	-	-
24456	J P Morgan SP BV - Sunny Optical European Warrants Mar 2018A	HKD	2.800	1.260	2.440	71,320,000	134,462,900	N/A	2.800	2017/08/24	1.260	2017/08/04	83,330,000	151,540,000	-	-	-	-
14635	J P Morgan SP BV - Sunny Optical European Warrants Nov 2017A	HKD	4.760	2.430	4.310	490,000	1,683,600	N/A	4.760	2017/08/24	0.420	2017/06/06	99,020,000	95,629,150	-	-	-	-
15215	J P Morgan SP BV - Sunny Optical European Warrants Oct 2017A	HKD	4.110	1.780	3.660	5,560,000	15,151,600	N/A	4.110	2017/08/24	0.163	2017/06/06	364,970,000	203,525,690	-	-	-	-
27276	J P Morgan SP BV - Sunny Optical European Warrants Sep 2017A	HKD	5.880	3.440	5.480	560,000	2,624,100	27,730,725	5.880	2017/08/24	0.390	2017/02/28	345,590,000	233,008,800	-	-	-	-
29168	J P Morgan SP BV - Sunny Optical European Warrants Sep 2018A	HKD	0.330	0.260	0.300	1,580,620,000	462,740,500	N/A	0.330	2017/08/25	0.260	2017/08/29	1,580,620,000	462,740,500	-	-	-	-
28555	J P Morgan SP BV - Swire Pacific A European Warrants Mar 18A	HKD	0.320	0.228	0.260	31,620,000	7,929,755	N/A	0.320	2017/08/09	0.228	2017/08/24	31,620,000	7,929,755	-	-	-	-
16302	J P Morgan SP BV - Techtronic European Warrants Feb 2018 A	HKD	0.475	0.193	0.465	74,675,000	18,561,475	N/A	0.475	2017/08/31	0.193	2017/08/11	89,605,000	22,205,995	-	-	-	-
23461	J P Morgan SP BV - Techtronic European Warrants Oct 2017 A	HKD	0.680	0.530	0.900	410,000	249,300	518,671	0.680	2017/08/17	0.190	2017/02/03	25,840,000	7,211,855	-	-	-	-
15133	J P Morgan SP BV - Tencent European Put Warrants Apr 2018 B	HKD	0.029	0.014	0.014	26,430,000	524,960	N/A	0.110	2017/06/01	0.014	2017/08/31	829,730,000	58,035,880	-	-	-	-
28530	J P Morgan SP BV - Tencent European Put Warrants Dec 2017 A	HKD	-	-	0.010	0	0	0	0.033	2017/01/16	0.015	2017/02/22	6,400,000	170,300	0.125	2016/06/24	0.044	2016/09/06
14411	J P Morgan SP BV - Tencent European Put Warrants Dec 2017 C	HKD	-	-	0.010	0	0	1,082,018	0.179	2017/01/04	0.010	2017/07/17	15,032,090,000	1,767,155,180	0.214	2016/12/23	0.171	2016/12/30
16086	J P Morgan SP BV - Tencent European Put Warrants Dec 2017 E	HKD	0.029	0.010	0.014	285,550,000	4,926,090	N/A	0.140	2017/07/05	0.010	2017/08/24	46,664,440,000	3,809,874,330	-	-	-	-
16198	J P Morgan SP BV - Tencent European Put Warrants Dec 2017 F	HKD	0.051	0.020	0.024	393,060,000	14,416,810	N/A	0.246	2017/06/05	0.020	2017/08/31	12,955,740,000	862,297,050	-	-	-	-
25630	J P Morgan SP BV - Tencent European Put Warrants Dec 2017 J	HKD	0.110	0.049	0.055	9,125,840,000	696,757,080	N/A	0.132	2017/07/26	0.049	2017/08/17	9,978,330,000	782,675,270	-	-	-	-
25632	J P Morgan SP BV - Tencent European Put Warrants Feb 2018 A	HKD	0.176	0.087	0.110	18,932,950,000	2,299,785,450	N/A	0.203	2017/07/26	0.087	2017/08/17	18,938,810,000	2,300,829,350	-	-	-	-
29162	J P Morgan SP BV - Tencent European Put Warrants Feb 2018 D	HKD	0.234	0.163	0.177	303,490,000	59,085,160	N/A	0.234	2017/08/14	0.163	2017/08/17	303,490,000	59,085,160	-	-	-	-
14941	J P Morgan SP BV - Tencent European Put Warrants Jan 2018 B	HKD	0.025	0.010	0.010	97,240,000	1,335,780	N/A	0.147	2017/05/10	0.010	2017/08/31	16,766,730,000	1,361,692,230	-	-	-	-
26275	J P Morgan SP BV - Tencent European Put Warrants Mar 2018 A	HKD	-	-	0.010	0	0	1,486,925	0.098	2017/03/03	0.010	2017/07/21	776,610,000	64,457,850	-	-	-	-
16199	J P Morgan SP BV - Tencent European Put Warrants Mar 2018 E	HKD	0.050	0.024	0.031	54,280,000	2,013,320	N/A	0.174	2017/07/05	0.024	2017/08/17	8,143,200,000	1,017,399,330	-	-	-	-
29448	J P Morgan SP BV - Tencent European Put Warrants Mar 2018 G	HKD	0.315	0.232	0.255	66,710,000	18,412,630	N/A	0.315	2017/08/29	0.232	2017/08/17	66,710,000	18,412,630	-	-	-	-
26940	J P Morgan SP BV - Tencent European Put Warrants Nov 2017 A	HKD	-	-	0.010	0	0	0	0.051	2017/01/03	0.030	2017/01/10	320,000	13,680	0.177	2016/05/06	0.037	2016/09/06
14370	J P Morgan SP BV - Tencent European Put Warrants Nov 2017 B	HKD	-	-	0.010	0	0	N/A	0.110	2017/04/24	0.010	2017/07/24	16,035,530,000	1,091,987,500	-	-	-	-
15816	J P Morgan SP BV - Tencent European Put Warrants Nov 2017 E	HKD	0.010	0.010	0.010	940,000	9,400	N/A	0.106	2017/05/18	0.010	2017/08/24	25,420,490,000	1,460,392,810	-	-	-	-
13384	J P Morgan SP BV - Tencent European Put Warrants Oct 2017 B	HKD	0.010	0.010	0.010	2,000,000	40,000	2,286,040	0.208	2017/01/03	0.010	2017/08/29	1,348,920,000	162,701,480	0.250	2016/12/23	0.151	2016/10/25
12537	J P Morgan SP BV - Tencent European Put Warrants Oct 2017 D	HKD	0.010	0.010	0.010	300,000	3,000	N/A	0.128	2017/03/27	0.010	2017/08/10	11,139,860,000	693,438,430	-	-	-	-
15131	J P Morgan SP BV - Tencent European Warrants Apr 2018 A	HKD	0.710	0.530	0.670	1,390,000	790,300	N/A	0.710	2017/08/09	0.218	2017/07/05	44,920,000	15,220,720	-	-	-	-
16089	J P Morgan SP BV - Tencent European Warrants Apr 2018 C	HKD	0.485	0.315	0.415	10,410,000	3,962,300	N/A	0.485	2017/08/17	0.138	2017/07/05	42,420,000	10,949,720	-	-	-	-
28512	J P Morgan SP BV - Tencent European Warrants Apr 2018 D	HKD	0.340	0.190	0.247	13,065,420,000	3,331,206,360	N/A	0.340	2017/08/17	0.190	2017/08/29	13,065,420,000	3,331,206,360	-	-	-	-
29641	J P Morgan SP BV - Tencent European Warrants Apr 2018 E	HKD	0.238	0.189	0.223	40,600,000	9,229,500	N/A	0.238	2017/08/21	0.189	2017/08/29	40,600,000	9,229,500	-	-	-	-
12564	J P Morgan SP BV - Tencent European Warrants Aug 2018 A	HKD	0.610	0.400	0.530	16,700,000	8,183,850	N/A	0.610	2017/08/17	0.117	2017/04/11	11,950,430,000	2,812,733,310	-	-	-	-
24430	J P Morgan SP BV - Tencent European Warrants Aug 2018 B	HKD	0.405	0.255	0.370	8,920,000	2,753,300	N/A	0.405	2017/08/17	0.222	2017/07/26	32,720,000	8,571,610	-	-	-	-
13179	J P Morgan SP BV - Tencent European Warrants Dec 2017 B	HKD	1.010	0.760	0.880	1,130,000	1,003,400	4,311,482	1.010	2017/08/17	0.095	2017/03/03	184,380,000	33,696,700	0.255	2016/09/23	0.073	2016/12/23
15763	J P Morgan SP BV - Tencent European Warrants Dec 2017 D	HKD	3.750	2.000	3.070	12,438,000	31,894,150	N/A	3.750	2017/08/17	0.620	2017/07/05	824,949,000	781,158,750	-	-	-	-
16201	J P Morgan SP BV - Tencent European Warrants Dec 2017 G	HKD	1.940	0.840	1.370	9,650,000	11,198,780	N/A	1.940	2017/08/17	0.670	2017/07/21	14,698,000	15,359,610	-	-	-	-
16451	J P Morgan SP BV - Tencent European Warrants Dec 2017 H	HKD	0.450	0.227	0.365	94,540,000	32,688,420	N/A	0.450	2017/08/17	0.065	2017/07/05	39,340,400,000	5,011,127,750	-	-	-	-
18048	J P Morgan SP BV - Tencent European Warrants Dec 2017 I	HKD	0.450	0.315	0.450	15,340,000	5,839,600	N/A	0.450	2017/08/31	0.147	2017/07/11	56,760,000	15,655,430	-	-	-	-
28372	J P Morgan SP BV - Tencent European Warrants Dec 2017 K	HKD	1.320	0.630	0.900	192,785,000	204,141,540	N/A	1.320	2017/08/17	0.630	2017/08/29	192,785,000	204,141,540	-	-	-	-
27401	J P Morgan SP BV - Tencent European Warrants Feb 2018 B	HKD	0.365	0.207	0.290	5,704,610,000	1,342,208,130	N/A	0.365	2017/08/17	0.207	2017/08/04	5,704,610,000	1,342,208,130	-	-	-	-
27768	J P Morgan SP BV - Tencent European Warrants Feb 2018 C	HKD	0.320	0.189	0.246	15,839,830,000	3,758,434,220	N/A	0.320	2017/08/17	0.189	2017/08/29	15,839,830,000	3,758,434,220	-	-	-	-
29958	J P Morgan SP BV - Tencent European Warrants Feb 2018 E	HKD	0.217	0.154	0.201	8,071,030,000	1,548,322,710	N/A	0.217	2017/08/24	0.154	2017/08/29	8,071,030,000	1,548,322,710	-	-	-	-
29221	J P Morgan SP BV - Tencent European Warrants Jan 2018 A	HKD	-	-	1.050	0	0	N/A	0.610	2017/05/23	0.163	2017/03/03	40,500,000	10,025,520	-	-	-	-
16733	J P Morgan SP BV - Tencent European Warrants Jan 2018 C	HKD	0.430	0.229	0.350	237,940,000	71,443,120	N/A	0.430	2017/08/17	0.070	2017/07/05	39,253,590,000	5,996,893,140	-	-	-	-
16769	J P Morgan SP BV - Tencent European Warrants Jan 2018 D	HKD	0.495	0.290	0.420	13,350,000	5,213,550	N/A	0.495	2017/08/17	0.091	2017/07/05	7,138,420,000	1,264,615,190	-	-	-	-
29962	J P Morgan SP BV - Tencent European Warrants Jan 2018 E	HKD	0.640	0.485	0.560	4,182,000	2,272,570	N/A	0.640	2017/08/24	0.485	2017/08/28	4,182,000	2,272,570	-	-	-	-
16088	J P Morgan SP BV - Tencent European Warrants Jun 2018 A	HKD	0.455	0.295	0.410	6,070,000	2,159,400	N/A	0.455	2017/08/17	0.117	2017/07/05	47,970,000	9,962,620	-	-	-	-
16732	J P Morgan SP BV - Tencent European Warrants Jun 2018 B	HKD	0.415	0.265	0.370	9,960,000	3,174,550	N/A	0.415	2017/08/17	0.131	2017/07/05	37,290,000	8,806,330	-	-	-	-
28340	J P Morgan SP BV - Tencent European Warrants Jun 2018 C	HKD	0.280	0.180	0.240	262,100,000	68,307,510	N/A	0.280	2017/08/17	0.180	2017/08/11	262,100,000	68,307,510	-	-	-	-
29446	J P Morgan SP BV - Tencent European Warrants Jun 2018 D	HKD	0.231	0.152	0.190	7,124,420,000	1,459,153,070	N/A	0.231	2017/08/17	0.152	2017/08/29	7,124,420,000	1,459,153,070	-	-	-	-
29219	J P Morgan SP BV - Tencent European Warrants Mar 2018 B	HKD	0.840	0.840	0.810	20,000	16,800	N/A	0.840	2017/08/24	0.107	2017/03/03	106,630,000	24,910,040	-	-	-	-
15736	J P Morgan SP BV - Tencent European Warrants Mar 2018 C	HKD	0.600	0.465	0.560	540,000	278,950	N/A	0.600	2017/08/09	0.176	2017/07/05	31,720,000	7,756,530	-	-	-	-
15952	J P Morgan SP BV - Tencent European Warrants Mar 2018 D	HKD	0.560	0.335	0.490	50,690,000	22,680,600	N/A	0.560	2017/08/17	0.128	2017/07/05	20,939,150,000	4,412,490,730	-	-	-	-
17401	J P Morgan SP BV - Tencent European Warrants Mar 2018 F	HKD	0.430	0.246	0.365	538,640,000	170,191,350	N/A	0.430	2017/08/17	0.114	2017/07/05	20,738,650,000	4,268,209,770	-	-	-	-
29961	J P Morgan SP BV - Tencent European Warrants Mar 2018 H	HKD	0.170	0.119	0.154	15,120,520,000	2,193,693,570	N/A	0.170	2017/08/24	0.119	2017/08/29	15,120,520,000	2,193,693,570	-	-	-	-
15171	J P Morgan SP BV - Tencent European Warrants Mar 2019 A	HKD	0.780	0.580	0.730	11,700,000	8,077,900	N/A	0.780	2017/08/17	0.270	2017/05/09	1,627,250,000	533,811,950	-	-	-	-
25672	J P Morgan SP BV - Tencent European Warrants May 2018 A	HKD	0.295	0.163	0.243	8,850,110,000	1,640,420,540	N/A	0.295	2017/08/17	0.163	2017/08/03	8,850,110,000	1,640,420,540	-	-	-	-
14722	J P Morgan SP BV - Tencent European Warrants Nov 2017 C	HKD	0.760	0.520	0.700	20,510,000	12,403,000	N/A	0.760	2017/08/17	0.117	2017/05/05	15,408,110,000	2,109,206,940	-	-	-	-
14840	J P Morgan SP BV - Tencent European Warrants Nov 2017 D	HKD	6.030	3.380	5.150	3,744,000	16,019,220	N/A	6.030	2017/08/17	0.670	2017/05/05	429,166,000	448,356,830	-	-	-	-
16138	J P Morgan SP BV - Tencent European Warrants Nov 2017 F	HKD	2.400	0.860	1.550	75,889,000	103,351,980	N/A	2.400	2017/08/17	0.227	2017/07/05	1,988,415,000	1,640,005,880	-	-	-	-
16453	J P Morgan SP BV - Tencent European Warrants Nov 2017 G	HKD	0.550	0.300	0.450	135,400,000	55,377,350	N/A	0.550	2017/08/17	0.089	2017/07/05	24,882,110,000	3,314,600,510	-	-	-	-
18403	J P Morgan SP BV - Tencent European Warrants Nov 2017 H	HKD	4.190	2.200	3.400	8,666,000	26,540,170	N/A	4.190	2017/08/17	1.140	2017/07/12	15,684,000	39,736,170	-	-	-	-
25666	J P Morgan SP BV - Tencent European Warrants Nov 2017 I	HKD	1.480	0.480	0.880	830,623,000	673,898,835	N/A	1.480	2017/08/17	0.405	2017/07/26	880,925,000	701,984,185	-	-	-	-
13140	J P Morgan SP BV - Tencent European Warrants Oct 2017 A	HKD	1.000	0.890	0.980	980,000	952,600	274,360,640	1.000	2017/08/08	0.089	2017/03/03	54,648,320,000	5,918,573,610	0.275	2016/09/23	0.077	2016/12/23
29220	J P Morgan SP BV - Tencent European Warrants Oct 2017 C	HKD	0.860	0.710	0.850	290,000	241,600	N/A	0.860	2017/08/24	0.095	2017/03/23	37,882,000,000	4,510,538,950	-	-	-	-
16202	J P Morgan SP BV - Tencent European Warrants Oct 2017 E	HKD	2.900	1.050	1.970	8,782,000	16,551,950	N/A	2.900	2017/08/17	0.153	2017/07/05	1,583,898,000	871,487,156	-	-	-	-
29024	J P Morgan SP BV - Tencent European Warrants Sep 2017 A	HKD	1.340	1.200	1.330	290,000	366,900	1,000,133	1.340	2017/08/25	0.187	2017/01/04	24,820,000	10,111,710	0.420	2016/09/23	0.149	2016/12/28
12304	J P Morgan SP BV - Tencent European Warrants Sep 2017 B	HKD	-	-	1.210	0	0	4,760,968	0.830	2017/06/27	0.141	2017/01/04	293,760,000	61,207,850	0.360	2016/09/23	0.111	2016/12/23
12837	J P Morgan SP BV - Tencent European Warrants Sep 2017 C	HKD	1.080	0.900	1.060	560,000	568,300	178,498,467	1.080	2017/08/21	0.082	2017/01/04	9,135,070,000	1,117,647,170	0.290	2016/09/23	0.060	2016/12/23
13570	J P Morgan SP BV - Tencent European Warrants Sep 2017 D	HKD	0.850	0.560	0.750	17,100,000	11,861,100	732,987,672	0.850	2017/08/17	0.050	2017/03/03	47,307,860,000	4,409,574,170	0.172	2016/10/06	0.043	2016/12/23
12797	J P Morgan SP BV - Tencent European Warrants Sep 2017 E	HKD	4.830	2.260	3.460	24,191,000	84,404,350	N/A	4.830	2017/08/17	0.290	2017/07/05	5,113,031,000	3,487,152,790	-	-	-	-
16137	J P Morgan SP BV - Tencent European Warrants Sep 2017 F	HKD	3.600	1.400	1.950	27,835,000	59,854,880	N/A	3.600	2017/08/17	0.157	2017/07/05	1,118,124,000	747,304,822	-	-	-	-
23255	J P Morgan SP BV - Tingyi European Warrants Dec 2017 A	HKD	0.047	0.023	0.024	6,578,000	282,558	90,356	0.078	2017/04/05	0.023	2017/08/30	20,264,000	991,956	0.199	2016/01/04	0.031	2016/08/05
12830	J P Morgan SP BV - Tracker Fund European Put Warrants Aug18B	HKD	0.083	0.055	0.056	24,925,000	1,670,755	N/A	0.189	2017/04/24	0.055	2017/08/30	53,235,000	4,870,180	-	-	-	-
11954	J P Morgan SP BV - Tracker Fund European Put Warrants Nov17A	HKD	-	-	0.010	0	0	391,222	0.126	2017/01/03	0.010	2017/07/05	96,475,000	5,078,960	0.158	2016/08/11	0.093	2016/09/09
12824	J P Morgan SP BV - Tracker Fund European Warrants Aug 2018 A	HKD	0.340	0.270	0.345	4,735,000	1,399,825	N/A	0.340	2017/08/28	0.117	2017/04/20	517,405,000	105,343,540	-	-	-	-
12279	J P Morgan SP BV - Tracker Fund European Warrants Dec 2017 A	HKD	0.550	0.470	0.550	130,000	64,900	31,570,076	0.550	2017/08/30	0.132	2017/01/03	1,355,220,000	286,718,855	0.305	2016/09/09	0.077	2016/02/12
25684	J P Morgan SP BV - Tracker Fund European Warrants Oct 2017 A	HKD	0.680	0.680	0.780	10,000	6,800	2,433	0.680	2017/08/21	0.231	2017/01/03	16,015,000	4,025,535	0.395	2016/10/03	0.137	2016/02/12
19850	J P Morgan SP BV - Tracker Fund European Warrants Sep 2018 A	HKD	0.197	0.146	0.191	268,775,000	45,209,775	N/A	0.197	2017/08/30	0.143	2017/07/26	297,270,000	49,411,675	-	-	-	-
25142	J P Morgan SP BV - Travelsky Tech European Warrants Dec 17 A	HKD	0.380	0.260	0.315	840,000	274,550	1,614,058	0.540	2017/06/02	0.216	2017/02/24	68,050,000	21,600,990	-	-	-	-
11615	J P Morgan SP BV - Want Want Ch European Warrants Jan 2018 A	HKD	0.186	0.153	0.162	7,422,000	1,261,065	N/A	0.186	2017/08/30	0.153	2017/08/31	7,422,000	1,261,065	-	-	-	-
28839	J P Morgan SP BV - Weichai Power European Wts Aug 2017 A	HKD	0.580	0.580	0.580	20,000	11,600	9,675	0.580	2017/08/07	0.365	2017/01/04	2,670,000	1,089,650	0.480	2016/12/02	0.168	2016/07/06
22938	J P Morgan SP BV - Weigao Group European Warrants Dec 2017 A	HKD	0.096	0.078	0.073	121,600,000	10,010,200	1,743,320	0.114	2017/01/24	0.053	2017/03/06	159,680,000	12,493,200	0.204	2016/01/08	0.107	2016/07/21
14063	J P Morgan SP BV - WH Group European Warrants Dec 2018 A	HKD	0.270	0.208	0.255	40,490,000	9,742,330	3,708,055	0.270	2017/08/17	0.149	2017/03/22	100,925,000	22,437,790	0.240	2016/11/10	0.207	2016/12/21
29971	J P Morgan SP BV - WH Group European Warrants Feb 2018 A	HKD	0.680	0.640	0.690	3,000	1,980	N/A	0.680	2017/08/30	0.640	2017/08/24	3,000	1,980	-	-	-	-
16603	J P Morgan SP BV - Wharf European Warrants Mar 2018 A	HKD	0.750	0.265	0.495	27,890,000	11,067,500	N/A	0.750	2017/08/09	0.247	2017/07/04	31,370,000	11,944,440	-	-	-	-
11472	J P Morgan SP BV - Wharf European Warrants Oct 2017 A	HKD	0.580	0.025	0.148	327,440,000	79,519,070	N/A	0.580	2017/08/09	0.021	2017/07/27	780,020,000	143,692,530	-	-	-	-
15036	J P Morgan SP BV - Wynn Macau European Warrants Feb 2018 A	HKD	0.155	0.106	0.138	29,008,000	3,916,944	N/A	0.238	2017/06/14	0.106	2017/08/11	82,900,000	12,475,248	-	-	-	-
13430	J P Morgan SP BV - Wynn Macau European Warrants Sep 2017 A	HKD	0.130	0.060	0.091	101,488,000	9,252,476	22,622,645	0.260	2017/06/20	0.060	2017/08/11	905,236,000	146,725,584	0.147	2016/11/25	0.071	2016/11/14
11485	J P Morgan SP BV - Yanzhou Coal European Warrants Dec 2017 A	HKD	0.223	0.142	0.202	7,800,000	1,374,840	6,480,977	0.229	2017/07/19	0.074	2017/06/01	527,080,000	69,526,280	0.179	2016/10/24	0.070	2016/08/29
26713	J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 A	HKD	-	-	0.465	0	0	8,283	0.250	2017/05/17	0.241	2017/01/04	320,000	78,680	0.248	2016/06/29	0.156	2016/03/29
28864	J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2017 B	HKD	0.880	0.042	0.168	14,760,000	3,150,486	15,039,284	0.880	2017/08/09	0.042	2017/08/24	416,184,000	90,235,702	-	-	-	-
29449	J P Morgan SP BV - Yanzhou Coal European Warrants Sep 2019 A	HKD	0.213	0.167	0.213	44,420,000	8,260,000	N/A	0.213	2017/08/31	0.167	2017/08/18	44,420,000	8,260,000	-	-	-	-
26337	J P Morgan SP BV - Zall Group European Warrants Dec 2018 A	HKD	-	-	0.179	0	0	123,745	0.239	2017/02/07	0.151	2017/05/17	13,890,000	3,029,580	-	-	-	-
14450	J P Morgan SP BV - Zhaojin Mining European Wts Dec 2017 A	HKD	0.027	0.021	0.027	495,000	11,565	3,082,637	0.152	2017/02/09	0.021	2017/08/17	325,890,000	27,796,965	0.137	2016/11/22	0.081	2016/12/22
20410	J P Morgan SP BV - Zhaojin Mining European Wts Sep 2018 A	HKD	0.174	0.143	0.170	83,015,000	12,735,595	N/A	0.174	2017/08/11	0.143	2017/08/16	89,775,000	13,795,470	-	-	-	-
28078	J P Morgan SP BV - Zijin Mining European Warrants Dec 2017 A	HKD	0.184	0.083	0.088	10,294,000	1,430,388	2,726,114	0.330	2017/03/17	0.063	2017/07/13	98,546,000	17,575,456	-	-	-	-
17402	J P Morgan SP BV - Zijin Mining European Warrants Mar 2018 A	HKD	0.485	0.310	0.350	53,598,000	19,424,400	N/A	0.485	2017/08/10	0.221	2017/07/12	109,078,000	34,234,226	-	-	-	-
14235	J P Morgan SP BV - ZTE European Warrants Dec 2017 A	HKD	-	-	0.870	0	0	1,813,775	0.630	2017/07/18	0.228	2017/03/07	488,796,000	141,771,152	0.375	2016/12/30	0.260	2016/12/23
29496	J P Morgan SP BV - ZTE European Warrants Dec 2017 B	HKD	0.510	0.460	0.570	1,800,000	863,750	N/A	0.590	2017/07/24	0.130	2017/03/10	563,524,000	119,946,274	-	-	-	-
14700	J P Morgan SP BV - ZTE European Warrants Feb 2018 A	HKD	0.490	0.385	0.520	110,000	44,450	N/A	0.580	2017/07/25	0.190	2017/05/10	6,712,000	2,904,528	-	-	-	-
26177	J P Morgan SP BV - ZTE European Warrants Mar 2018 A	HKD	0.221	0.125	0.216	206,966,000	37,792,308	N/A	0.221	2017/08/31	0.125	2017/08/11	254,568,000	47,332,728	-	-	-	-
22268	Macquarie Bank Ltd-Skyworth Digital European Wts Dec 2017 A	HKD	-	-	0.020	0	0	235,660	0.125	2017/02/13	0.028	2017/07/19	29,100,000	1,509,420	0.235	2016/07/11	0.089	2016/12/15
14052	Macquarie Bank Ltd-Skyworth Digital European Wts Mar 2018 A	HKD	0.500	0.260	0.265	18,256,000	7,118,090	N/A	0.940	2017/06/27	0.260	2017/08/31	23,006,000	11,062,090	-	-	-	-
15760	Macquarie Bank Ltd-Skyworth Digital European Wts Sep 2017 A	HKD	0.140	0.024	0.020	3,764,000	301,254	2,107,304	1.580	2017/02/14	0.024	2017/08/21	31,592,000	14,641,084	-	-	-	-
25955	Macquarie Bank Ltd. - A50 China European Put Wts Jan 2018 A	HKD	-	-	0.017	0	0	22,636	0.053	2017/01/06	0.017	2017/06/21	17,339,000	573,565	0.225	2016/02/11	0.047	2016/12/12
25742	Macquarie Bank Ltd. - A50 China European Warrants Jan 2018 B	HKD	0.390	0.385	0.380	1,000,000	385,500	295,801	0.390	2017/08/02	0.197	2017/04/19	8,624,000	2,542,023	0.260	2016/12/05	0.129	2016/02/03
29572	Macquarie Bank Ltd. - A50 China European Warrants Mar 2018 A	HKD	0.580	0.375	0.470	11,351,600	5,601,459	N/A	0.580	2017/08/30	0.375	2017/08/21	11,351,600	5,601,459	-	-	-	-
26181	Macquarie Bank Ltd. - A50 China European Warrants Oct 2017 A	HKD	1.060	0.405	1.060	19,416,900	9,234,074	8,726,552	1.060	2017/08/28	0.069	2017/05/08	226,536,800	53,941,980	-	-	-	-
13730	Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2018 A	HKD	-	-	0.405	0	0	2,728,308	0.345	2017/04/25	0.211	2017/02/01	56,700,000	16,965,300	0.238	2016/10/17	0.182	2016/11/11
13047	Macquarie Bank Ltd. - AAC Acoustic European Wts Apr 2019 A	HKD	0.450	0.250	0.485	75,450,000	22,935,000	N/A	0.450	2017/08/29	0.162	2017/05/18	301,150,000	79,737,250	-	-	-	-
25026	Macquarie Bank Ltd. - AAC Tech European Wts Feb 2018 A	HKD	1.630	0.550	1.470	41,995,000	37,432,000	N/A	1.630	2017/08/30	0.550	2017/08/11	43,765,000	38,456,600	-	-	-	-
15073	Macquarie Bank Ltd. - AAC Tech European Wts Jan 2018 A	HKD	0.355	0.270	0.570	10,400,000	3,354,500	N/A	0.445	2017/07/20	0.141	2017/05/18	169,450,000	41,437,900	-	-	-	-
14681	Macquarie Bank Ltd. - AAC Tech European Wts Jan 2019 A	HKD	0.475	0.224	0.455	72,450,000	21,694,400	N/A	0.475	2017/08/30	0.145	2017/05/18	453,500,000	108,191,600	-	-	-	-
14576	Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 A	HKD	0.450	0.187	0.445	86,400,000	19,490,800	N/A	0.450	2017/08/30	0.143	2017/05/18	500,450,000	109,731,450	-	-	-	-
15175	Macquarie Bank Ltd. - AAC Tech European Wts Jul 2018 B	HKD	0.630	0.345	0.630	46,900,000	19,807,500	N/A	0.630	2017/08/29	0.305	2017/07/31	69,150,000	28,783,250	-	-	-	-
13898	Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Aug 2017 B	HKD	-	-	0.010	0	0	440,041	0.181	2017/01/04	0.012	2017/07/06	100,665,000	4,855,231	0.255	2016/11/14	0.167	2016/12/09
26684	Macquarie Bank Ltd. - Agricultural Bk Euro Put Wt Dec 2018 A	HKD	-	-	0.310	0	0	N/A	0.290	2017/07/31	0.285	2017/07/31	386,000	110,575	-	-	-	-
15068	Macquarie Bank Ltd. - AIA European Put Warrants Dec 2017 A	HKD	0.059	0.037	0.040	140,506,000	6,956,364	N/A	0.280	2017/05/08	0.037	2017/08/01	450,880,000	43,374,550	-	-	-	-
28411	Macquarie Bank Ltd. - AIA European Put Warrants Mar 2018 C	HKD	0.340	0.220	0.226	98,372,000	27,376,126	N/A	0.340	2017/08/18	0.220	2017/08/31	98,372,000	27,376,126	-	-	-	-
13124	Macquarie Bank Ltd. - AIA European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	N/A	0.229	2017/03/31	0.010	2017/06/22	353,606,000	30,607,048	-	-	-	-
29937	Macquarie Bank Ltd. - AIA European Warrants Apr 2018 A	HKD	0.325	0.270	0.310	27,064,000	8,177,240	N/A	0.325	2017/08/31	0.270	2017/08/25	27,064,000	8,177,240	-	-	-	-
20104	Macquarie Bank Ltd. - AIA European Warrants Aug 2017 A	HKD	-	-	1.040	0	0	419,857	1.040	2017/06/22	0.275	2017/02/08	68,192,000	22,949,510	-	-	-	-
23732	Macquarie Bank Ltd. - AIA European Warrants Dec 2017 B	HKD	0.285	0.123	0.190	1,175,672,000	191,515,752	N/A	0.285	2017/08/01	0.123	2017/08/21	1,701,094,000	300,229,268	-	-	-	-
13715	Macquarie Bank Ltd. - AIA European Warrants Jan 2018 A	HKD	0.176	0.049	0.075	786,138,000	111,767,954	46,288,144	0.176	2017/08/01	0.035	2017/04/19	2,341,356,000	283,279,986	0.255	2016/10/13	0.035	2016/12/29
17010	Macquarie Bank Ltd. - AIA European Warrants Jan 2018 B	HKD	0.485	0.265	0.375	4,048,000	1,580,000	N/A	0.485	2017/08/02	0.199	2017/07/07	377,556,000	96,382,540	-	-	-	-
15702	Macquarie Bank Ltd. - AIA European Warrants Mar 2018 A	HKD	0.475	0.270	0.340	29,578,000	11,977,950	N/A	0.475	2017/08/02	0.200	2017/07/04	321,016,000	94,995,212	-	-	-	-
27899	Macquarie Bank Ltd. - AIA European Warrants Mar 2018 B	HKD	0.187	0.096	0.124	1,006,394,000	142,640,920	N/A	0.187	2017/08/04	0.096	2017/08/18	1,006,394,000	142,640,920	-	-	-	-
13125	Macquarie Bank Ltd. - AIA European Warrants Nov 2017 A	HKD	0.415	0.200	0.290	3,258,000	971,400	N/A	0.415	2017/08/02	0.074	2017/04/19	2,190,256,000	361,112,220	-	-	-	-
27505	Macquarie Bank Ltd. - AIA European Warrants Oct 2017 A	HKD	0.435	0.435	0.435	350,000	152,250	61,959,076	0.690	2017/07/27	0.113	2017/04/18	2,786,828,000	530,035,146	-	-	-	-
18610	Macquarie Bank Ltd. - Air China European Warrants Dec 2017 A	HKD	0.087	0.052	0.060	11,140,000	705,420	1,567,060	0.162	2017/06/08	0.051	2017/01/09	145,280,000	11,386,100	0.222	2016/04/14	0.050	2016/12/30
15737	Macquarie Bank Ltd. - Air China European Warrants Jun 2018 A	HKD	0.810	0.500	0.560	24,770,000	14,966,320	N/A	1.500	2017/06/01	0.500	2017/08/29	78,384,000	73,571,920	-	-	-	-
23231	Macquarie Bank Ltd. - Ali Pictures European Warrants Dec17 A	HKD	-	-	0.020	0	0	0	-	-	-	-	0	0	0.095	2016/01/06	0.023	2016/12/09
22142	Macquarie Bank Ltd. - Ali Pictures European Warrants May18 A	HKD	-	-	0.035	0	0	0	-	-	-	-	0	0	-	-	-	-
29071	Macquarie Bank Ltd. - Angang Steel European Wts Jan 2019 A	HKD	0.230	0.180	0.174	31,400,000	6,561,160	5,380,533	0.231	2017/03/06	0.122	2017/05/05	181,440,000	32,283,200	-	-	-	-
14432	Macquarie Bank Ltd. - Anhui Conch European Wts Mar 2018 A	HKD	0.209	0.142	0.186	92,650,000	15,878,460	N/A	0.285	2017/04/25	0.142	2017/08/18	253,610,000	45,491,950	-	-	-	-
29525	Macquarie Bank Ltd. - Anhui Conch European Wts May 2018 A	HKD	0.260	0.204	0.245	36,830,000	8,559,820	N/A	0.260	2017/08/25	0.204	2017/08/21	36,830,000	8,559,820	-	-	-	-
29296	Macquarie Bank Ltd. - Anta Sports European Wts Jan 2018 A	HKD	0.475	0.275	0.415	32,450,000	11,191,250	N/A	0.475	2017/08/24	0.174	2017/05/24	170,440,000	44,976,290	-	-	-	-
29787	Macquarie Bank Ltd. - Anta Sports European Wts May 2018 A	HKD	0.425	0.325	0.380	20,760,000	7,729,950	N/A	0.425	2017/08/25	0.325	2017/08/28	20,760,000	7,729,950	-	-	-	-
21796	Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2018 A	HKD	0.212	0.146	0.160	6,580,000	1,194,020	1,362,020	0.400	2017/05/02	0.146	2017/08/25	28,770,000	8,284,020	0.265	2016/10/28	0.153	2016/01/21
15740	Macquarie Bank Ltd. - ASM Pacific European Wts Apr 2019 A	HKD	0.285	0.220	0.232	16,470,000	4,427,900	N/A	0.435	2017/07/20	0.220	2017/08/25	76,340,000	25,795,450	-	-	-	-
29604	Macquarie Bank Ltd. - ASM Pacific European Wts Oct 2018 A	HKD	0.250	0.183	0.200	33,060,000	7,536,790	N/A	0.470	2017/05/12	0.183	2017/08/29	78,910,000	23,700,020	-	-	-	-
11134	Macquarie Bank Ltd. - Avichina European Warrants May 2018 A	HKD	0.063	0.041	0.043	35,370,000	1,741,800	1,080,482	0.203	2017/01/17	0.041	2017/08/29	130,660,000	13,705,500	0.260	2016/07/20	0.205	2016/10/18
20958	Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Jun18A	HKD	0.390	0.315	0.320	9,660,000	3,486,200	N/A	0.445	2017/07/21	0.315	2017/08/30	12,460,000	4,676,900	-	-	-	-
14214	Macquarie Bank Ltd. - Baiyunshan Ph European Warrants Sep17A	HKD	0.054	0.022	0.020	5,000,000	163,880	1,234,547	0.480	2017/03/21	0.022	2017/08/16	31,860,000	8,016,380	-	-	-	-
13337	Macquarie Bank Ltd. - Bank of EA European Wts Feb 2018 A	HKD	0.227	0.131	0.201	18,362,000	3,381,466	N/A	0.243	2017/04/05	0.131	2017/08/21	104,278,000	20,415,924	-	-	-	-
29040	Macquarie Bank Ltd. - BankComm European Warrants Mar 2018 A	HKD	0.164	0.134	0.141	1,436,000	216,524	2,623,291	0.370	2017/03/02	0.123	2017/06/21	75,265,000	15,739,746	-	-	-	-
12946	Macquarie Bank Ltd. - BankComm European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	113,566	0.224	2017/02/16	0.010	2017/06/22	68,412,000	9,592,469	0.470	2016/09/22	0.129	2016/12/28
15074	Macquarie Bank Ltd. - BBMG European Warrants Apr 2018 A	HKD	0.580	0.385	0.385	29,058,000	13,661,735	N/A	0.630	2017/06/07	0.385	2017/08/31	70,133,000	34,582,645	-	-	-	-
12680	Macquarie Bank Ltd. - BBMG European Warrants Dec 2017 A	HKD	0.375	0.190	0.190	8,575,000	2,393,846	N/A	1.250	2017/04/05	0.189	2017/07/27	38,280,000	21,857,059	-	-	-	-
11937	Macquarie Bank Ltd. - BBMG European Warrants Sep 2017 A	HKD	0.600	0.248	0.248	2,832,000	1,286,285	3,094,446	1.650	2017/04/05	0.248	2017/08/31	37,164,000	25,379,035	0.840	2016/08/16	0.370	2016/12/29
18585	Macquarie Bank Ltd. - Beijing Air European Warrants Dec 17 A	HKD	-	-	0.445	0	0	375,583	0.450	2017/07/26	0.184	2017/01/23	8,780,000	2,859,120	0.375	2016/04/13	0.228	2016/02/12
13744	Macquarie Bank Ltd. - Beijing Air European Warrants May 18 A	HKD	0.340	0.340	0.340	40,000	13,600	73,117	0.375	2017/07/12	0.184	2017/01/20	1,920,000	541,800	0.207	2016/12/29	0.205	2016/12/29
14200	Macquarie Bank Ltd. - Beijing Air European Wts Aug 2018 A	HKD	-	-	0.285	0	0	N/A	0.295	2017/04/21	0.243	2017/07/05	13,200,000	3,314,420	-	-	-	-
29128	Macquarie Bank Ltd. - BOCHK European Put Warrants Oct 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
26026	Macquarie Bank Ltd. - BOCHK European Warrants Apr 2018 A	HKD	0.290	0.163	0.225	15,340,000	3,606,220	N/A	0.290	2017/08/01	0.163	2017/08/18	37,080,000	9,271,070	-	-	-	-
17901	Macquarie Bank Ltd. - BOCHK European Warrants Apr 2019 A	HKD	0.285	0.222	0.247	720,000	176,180	N/A	0.285	2017/08/29	0.222	2017/08/18	14,840,000	3,872,785	-	-	-	-
12454	Macquarie Bank Ltd. - BOCHK European Warrants May 2018 A	HKD	0.590	0.550	0.610	100,000	58,200	N/A	0.590	2017/08/31	0.239	2017/03/30	131,390,000	41,659,480	-	-	-	-
14001	Macquarie Bank Ltd. - BOCHK European Warrants Nov 2017 A	HKD	2.610	0.860	1.930	19,838,500	37,124,895	13,561,382	2.610	2017/08/02	0.500	2017/01/09	67,458,000	88,161,650	0.990	2016/12/08	0.450	2016/12/28
16434	Macquarie Bank Ltd. - BOCHK European Warrants Oct 2018 A	HKD	0.370	0.285	0.380	1,075,000	375,225	N/A	0.375	2017/06/29	0.202	2017/06/23	91,790,000	25,921,665	-	-	-	-
15180	Macquarie Bank Ltd. - BOCL European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	4,509,713	0.255	2017/02/16	0.010	2017/07/21	675,317,000	75,419,430	0.140	2016/12/16	0.088	2016/12/28
28799	Macquarie Bank Ltd. - BOCL European Warrants Dec 2017 A	HKD	0.119	0.048	0.076	288,221,000	27,551,694	18,070,355	0.204	2017/02/24	0.032	2017/07/11	1,072,539,000	120,894,442	-	-	-	-
16282	Macquarie Bank Ltd. - BOCL European Warrants Feb 2018 A	HKD	0.270	0.135	0.243	286,488,000	56,965,337	N/A	0.270	2017/08/28	0.101	2017/07/11	464,457,000	83,904,419	-	-	-	-
19135	Macquarie Bank Ltd. - BOCL European Warrants Jan 2018 A	HKD	0.460	0.248	0.445	6,041,000	1,943,290	N/A	0.460	2017/08/28	0.218	2017/07/28	50,373,000	12,697,470	-	-	-	-
11020	Macquarie Bank Ltd. - BOCL European Warrants Jul 2018 A	HKD	0.315	0.216	0.240	61,653,000	16,169,675	N/A	0.315	2017/08/28	0.216	2017/08/31	61,653,000	16,169,675	-	-	-	-
11279	Macquarie Bank Ltd. - Brilliance Chi Euro Wts Dec 2017 A	HKD	-	-	1.160	0	0	1,849,133	0.970	2017/07/25	0.325	2017/02/03	24,400,000	12,573,200	0.365	2016/11/30	0.233	2016/10/04
19440	Macquarie Bank Ltd. - Brilliance Chi Euro Wts Feb 2018 A	HKD	0.830	0.680	0.790	880,000	680,600	3,637,217	0.830	2017/08/09	0.234	2017/02/03	57,220,000	22,629,340	-	-	-	-
11848	Macquarie Bank Ltd. - Brilliance Chi Euro Wts Jun 2018 A	HKD	0.630	0.520	0.570	120,000	70,000	N/A	0.630	2017/08/14	0.193	2017/04/19	85,640,000	22,876,420	-	-	-	-
26741	Macquarie Bank Ltd. - Brilliance Chi Euro Wts Nov 2018 A	HKD	0.560	0.380	0.420	18,540,000	7,668,700	N/A	0.560	2017/08/07	0.380	2017/08/03	21,540,000	8,911,300	-	-	-	-
28253	Macquarie Bank Ltd. - BYD Electronic European Wts Jul18A	HKD	0.700	0.650	0.620	20,000	13,500	N/A	0.700	2017/08/08	0.650	2017/08/21	20,000	13,500	-	-	-	-
13819	Macquarie Bank Ltd. - BYD European Put Warrants Dec 2017 A	HKD	0.241	0.125	0.172	188,870,000	36,572,735	N/A	0.550	2017/05/24	0.125	2017/08/28	402,640,000	95,963,310	-	-	-	-
27547	Macquarie Bank Ltd. - BYD European Put Warrants Jul 2018 A	HKD	0.640	0.550	0.630	19,820,000	11,726,850	N/A	0.640	2017/08/30	0.550	2017/08/09	19,820,000	11,726,850	-	-	-	-
21546	Macquarie Bank Ltd. - BYD European Warrants Apr 2018 A	HKD	0.076	0.048	0.051	500,000	31,500	111,642	0.090	2017/07/21	0.048	2017/08/29	11,950,000	708,950	0.190	2016/09/07	0.087	2016/12/22
16869	Macquarie Bank Ltd. - BYD European Warrants Apr 2018 B	HKD	0.490	0.315	0.315	87,380,000	36,849,575	N/A	0.650	2017/07/21	0.315	2017/08/31	122,910,000	55,548,200	-	-	-	-
20552	Macquarie Bank Ltd. - BYD European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	9,097,792	0.460	2017/02/09	0.010	2017/07/07	517,020,000	65,019,000	-	-	-	-
25545	Macquarie Bank Ltd. - BYD European Warrants Dec 2018 A	HKD	0.220	0.198	0.198	5,300,000	1,115,550	2,932,317	0.260	2017/06/14	0.198	2017/08/31	78,550,000	17,748,750	0.330	2016/07/21	0.212	2016/02/15
15654	Macquarie Bank Ltd. - BYD European Warrants Jan 2018 A	HKD	0.255	0.097	0.110	282,410,000	50,945,055	N/A	0.580	2017/06/14	0.097	2017/08/30	381,300,000	85,427,330	-	-	-	-
26708	Macquarie Bank Ltd. - BYD European Warrants Mar 2018 A	HKD	0.630	0.425	0.455	38,990,000	20,794,325	N/A	0.630	2017/08/10	0.425	2017/08/30	40,890,000	21,951,625	-	-	-	-
29082	Macquarie Bank Ltd. - BYD European Warrants Oct 2017 A	HKD	0.202	0.051	0.056	10,780,000	1,522,465	9,811,232	0.590	2017/06/14	0.051	2017/08/30	168,480,000	58,867,390	-	-	-	-
12904	Macquarie Bank Ltd. - Car Inc European Warrants May 2018 A	HKD	0.065	0.051	0.057	52,960,000	3,164,140	3,138,122	0.154	2017/02/09	0.051	2017/08/21	248,230,000	20,060,610	0.290	2016/09/09	0.142	2016/12/20
25388	Macquarie Bank Ltd. - Cathay Pacific European Wts Jan 2019 A	HKD	0.237	0.160	0.163	23,910,000	4,561,770	7,949,550	0.290	2017/07/11	0.160	2017/08/31	225,390,000	49,606,090	-	-	-	-
13411	Macquarie Bank Ltd. - Cathay Pacific European Wts Mar 2018 A	HKD	0.106	0.055	0.058	88,640,000	6,672,250	1,675,577	0.128	2017/07/10	0.041	2017/05/16	232,930,000	17,866,300	0.194	2016/10/12	0.066	2016/12/28
26800	Macquarie Bank Ltd. - Cathay Pacific European Wts Oct 2017 A	HKD	-	-	0.010	0	0	23,767	0.040	2017/03/07	0.018	2017/06/08	8,760,000	254,620	0.244	2016/03/31	0.026	2016/12/30
13014	Macquarie Bank Ltd. - CC Bank European Put Wts Nov 2017 A	HKD	0.134	0.035	0.056	8,527,000	643,400	N/A	0.540	2017/04/20	0.035	2017/08/28	303,987,000	60,598,405	-	-	-	-
15967	Macquarie Bank Ltd. - CC Bank European Warrants Dec 2017 A	HKD	0.470	0.167	0.310	44,796,000	11,184,609	N/A	0.470	2017/08/28	0.098	2017/07/10	1,876,684,000	366,782,728	-	-	-	-
29036	Macquarie Bank Ltd. - CC Bank European Warrants Dec 2017 B	HKD	0.210	0.087	0.121	1,123,684,000	124,473,071	N/A	0.210	2017/08/28	0.087	2017/08/21	1,123,684,000	124,473,071	-	-	-	-
17007	Macquarie Bank Ltd. - CC Bank European Warrants Feb 2018 A	HKD	0.400	0.163	0.260	242,791,000	76,804,708	N/A	0.400	2017/08/28	0.109	2017/07/06	355,936,000	97,030,418	-	-	-	-
18177	Macquarie Bank Ltd. - CC Bank European Warrants Feb 2018 B	HKD	0.730	0.640	0.640	8,000	5,480	N/A	0.730	2017/08/08	0.550	2017/07/12	3,290,000	1,957,590	-	-	-	-
23163	Macquarie Bank Ltd. - CC Bank European Warrants Mar 2018 A	HKD	0.630	0.295	0.455	35,106,000	14,298,755	N/A	0.630	2017/08/28	0.295	2017/08/11	43,518,000	17,273,540	-	-	-	-
27620	Macquarie Bank Ltd. - CC Bank European Warrants Mar 2018 B	HKD	0.335	0.145	0.204	166,890,000	35,818,494	N/A	0.335	2017/08/28	0.145	2017/08/11	166,890,000	35,818,494	-	-	-	-
13013	Macquarie Bank Ltd. - CC Bank European Warrants Oct 2017 A	HKD	0.640	0.169	0.450	9,652,000	2,564,169	N/A	0.640	2017/08/28	0.072	2017/07/10	1,518,079,000	248,525,775	-	-	-	-
28690	Macquarie Bank Ltd. - CC Bank European Warrants Sep 2017 A	HKD	0.076	0.010	0.011	1,167,921,000	62,748,646	55,103,703	0.243	2017/02/23	0.010	2017/08/25	3,594,479,000	390,661,668	-	-	-	-
12812	Macquarie Bank Ltd. - CEB Bank European Warrants Aug 2017 A	HKD	-	-	0.020	0	0	616,167	0.275	2017/01/23	0.041	2017/05/19	28,660,000	4,609,111	0.490	2016/09/06	0.275	2016/11/21
22245	Macquarie Bank Ltd. - CGN Power European Warrants Jan 2018 A	HKD	-	-	0.022	0	0	0	0.025	2017/02/17	0.020	2017/02/16	1,000,000	23,000	0.073	2016/01/05	0.013	2016/11/18
16861	Macquarie Bank Ltd. - CGN Power European Warrants Jul 2018 A	HKD	0.146	0.095	0.110	4,422,000	504,534	N/A	0.247	2017/07/21	0.095	2017/08/21	6,264,000	893,820	-	-	-	-
15516	Macquarie Bank Ltd. - CGN Power European Warrants Oct 2017 A	HKD	-	-	0.020	0	0	614,541	0.315	2017/02/15	0.020	2017/07/10	67,285,000	10,969,803	-	-	-	-
11766	Macquarie Bank Ltd. - CGS European Warrants Aug 2018 A	HKD	0.113	0.072	0.082	78,655,000	7,530,310	2,673,088	0.177	2017/02/17	0.072	2017/08/11	176,900,000	20,252,910	0.241	2016/08/11	0.116	2016/12/29
28749	Macquarie Bank Ltd. - CGS European Warrants Dec 2018 A	HKD	0.730	0.620	0.700	1,570,000	1,062,190	N/A	0.730	2017/08/09	0.620	2017/08/22	1,570,000	1,062,190	-	-	-	-
18496	Macquarie Bank Ltd. - Ch Comm Cons European Wts Dec 2017 A	HKD	0.096	0.068	0.070	85,960,000	6,807,410	2,834,598	0.204	2017/04/06	0.068	2017/08/31	184,140,000	21,754,930	0.310	2016/04/19	0.099	2016/12/23
21798	Macquarie Bank Ltd. - Ch LongYuan European Wts Aug 2017 A	HKD	-	-	0.020	0	0	0	0.028	2017/02/28	0.026	2017/02/27	140,000	3,720	0.071	2016/08/17	0.018	2016/02/11
14929	Macquarie Bank Ltd. - Ch LongYuan European Wts Jun 2019 A	HKD	0.209	0.177	0.186	20,580,000	3,917,790	1,610,513	0.246	2017/03/15	0.165	2017/07/07	50,560,000	9,691,340	-	-	-	-
16413	Macquarie Bank Ltd. - Ch Molybdenum European Wts Aug 2018 A	HKD	1.480	0.840	1.240	363,000	428,610	N/A	1.480	2017/08/03	0.310	2017/06/06	51,384,000	31,099,890	-	-	-	-
24383	Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2018 A	HKD	1.650	0.760	1.400	9,657,000	12,929,940	6,759,154	1.650	2017/08/03	0.198	2017/06/05	84,906,000	55,072,911	-	-	-	-
29079	Macquarie Bank Ltd. - Ch Molybdenum European Wts Feb 2019 A	HKD	1.380	0.780	1.140	1,638,000	1,531,860	5,273,080	1.380	2017/08/03	0.290	2017/06/05	58,509,000	31,638,480	-	-	-	-
25944	Macquarie Bank Ltd. - Ch Molybdenum European Wts May 2018 A	HKD	0.800	0.233	0.425	115,173,000	63,814,701	N/A	0.800	2017/08/18	0.233	2017/08/16	132,912,000	73,256,271	-	-	-	-
29065	Macquarie Bank Ltd. - Ch Molybdenum European Wts Nov 2018 A	HKD	0.800	0.540	0.800	57,258,000	36,706,110	N/A	0.800	2017/08/31	0.540	2017/08/21	57,258,000	36,706,110	-	-	-	-
26176	Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 A	HKD	0.213	0.193	0.193	2,000,000	406,000	833,640	0.340	2017/03/10	0.193	2017/08/15	22,660,000	5,001,840	0.390	2016/10/28	0.243	2016/06/28
13639	Macquarie Bank Ltd. - Ch Oilfield European Wts Oct 2018 B	HKD	0.146	0.111	0.111	46,520,000	6,475,220	4,032,683	0.320	2017/01/26	0.111	2017/08/11	159,460,000	24,231,500	0.315	2016/10/11	0.234	2016/11/09
20652	Macquarie Bank Ltd. - Ch Southern Air Euro Wts Dec 2017 A	HKD	0.047	0.034	0.037	7,700,000	332,360	313,483	0.090	2017/06/26	0.033	2017/01/18	33,720,000	1,988,360	0.192	2016/01/04	0.026	2016/12/20
11596	Macquarie Bank Ltd. - Ch Southern Air Euro Wts Jun 2019 A	HKD	0.181	0.150	0.170	35,700,000	6,063,820	7,211,693	0.238	2017/06/26	0.115	2017/02/08	297,520,000	50,270,900	0.249	2016/08/15	0.116	2016/12/30
17171	Macquarie Bank Ltd. - Ch Southern Air Euro Wts May 2018 A	HKD	0.780	0.580	0.660	20,056,000	13,347,420	N/A	1.030	2017/07/19	0.580	2017/08/24	28,296,000	20,202,980	-	-	-	-
13990	Macquarie Bank Ltd. - Ch State Con European Wts Dec 2017 A	HKD	-	-	0.054	0	0	782,740	0.270	2017/04/19	0.143	2017/06/26	27,440,000	5,075,220	0.208	2016/12/29	0.193	2016/12/29
12882	Macquarie Bank Ltd. - Ch State Con European Wts Jan 2018 A	HKD	0.183	0.134	0.147	4,680,000	705,600	321,850	0.440	2017/03/23	0.134	2017/08/24	7,800,000	1,963,900	0.375	2016/11/29	0.191	2016/09/12
25865	Macquarie Bank Ltd. - CHALCO European Warrants Jan 2018 A	HKD	1.630	0.630	1.200	3,508,000	2,967,140	7,111,950	1.630	2017/08/09	0.203	2017/05/23	121,444,000	50,152,688	-	-	-	-
28735	Macquarie Bank Ltd. - CHALCO European Warrants Jul 2018 A	HKD	1.320	0.690	0.920	71,800,000	66,135,180	N/A	1.320	2017/08/09	0.690	2017/08/16	71,800,000	66,135,180	-	-	-	-
25252	Macquarie Bank Ltd. - CHALCO European Warrants Mar 2018 A	HKD	1.290	0.600	1.080	80,514,000	68,908,940	N/A	1.290	2017/08/09	0.550	2017/07/28	88,618,000	73,996,300	-	-	-	-
15234	Macquarie Bank Ltd. - Chi Res Land European Wts Apr 2018 A	HKD	0.330	0.200	0.300	39,900,000	10,730,260	11,483,143	0.355	2017/07/27	0.130	2017/05/09	360,620,000	82,074,920	0.218	2016/12/16	0.193	2016/12/29
25592	Macquarie Bank Ltd. - Chi Res Land European Wts Jul 2018 A	HKD	0.340	0.260	0.300	280,000	82,400	4,743,673	0.450	2017/07/27	0.219	2017/05/09	108,520,000	33,745,340	-	-	-	-
13148	Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2017 A	HKD	0.012	0.010	0.010	1,240,000	12,600	1,267,710	0.099	2017/02/09	0.010	2017/08/11	309,840,000	16,996,980	0.237	2016/09/29	0.035	2016/12/30
16816	Macquarie Bank Ltd. - Chi Res Land European Wts Oct 2018 A	HKD	0.320	0.191	0.246	191,520,000	49,663,700	N/A	0.320	2017/08/01	0.191	2017/08/18	265,880,000	68,563,440	-	-	-	-
11957	Macquarie Bank Ltd. - Chi Res Power European Wts Jul 2018 A	HKD	0.260	0.189	0.189	41,820,000	9,687,380	N/A	0.310	2017/05/29	0.189	2017/08/31	113,540,000	27,499,700	-	-	-	-
24387	Macquarie Bank Ltd. - China Agri European Wts Apr 2018 A	HKD	0.455	0.420	0.465	195,000	84,325	93,634	1.040	2017/02/15	0.420	2017/08/30	3,132,000	2,513,165	-	-	-	-
11396	Macquarie Bank Ltd. - China Cinda European Wts Aug 2017 A	HKD	-	-	0.012	0	0	1,095,488	0.198	2017/02/23	0.013	2017/05/18	94,296,000	11,829,384	0.320	2016/09/09	0.095	2016/12/28
28921	Macquarie Bank Ltd. - China Cinda European Wts Jun 2018 A	HKD	0.310	0.115	0.115	9,020,000	1,960,775	N/A	0.310	2017/08/10	0.115	2017/08/31	9,020,000	1,960,775	-	-	-	-
15776	Macquarie Bank Ltd. - China Cinda European Wts Mar 2018 A	HKD	0.540	0.209	0.223	17,983,000	7,905,154	N/A	0.540	2017/08/07	0.209	2017/08/31	48,390,000	18,199,119	-	-	-	-
21490	Macquarie Bank Ltd. - China Coal European Wts Dec 2017 A	HKD	0.213	0.062	0.079	74,503,000	12,603,308	3,849,551	0.540	2017/02/16	0.062	2017/08/28	144,900,000	28,244,864	-	-	-	-
14901	Macquarie Bank Ltd. - China East Air European Wts Dec 2017 A	HKD	0.530	0.350	0.405	12,502,000	5,371,280	8,218,628	1.250	2017/03/23	0.350	2017/08/28	74,292,000	55,038,390	0.720	2016/12/22	0.610	2016/12/28
12139	Macquarie Bank Ltd. - China East Air European Wts Feb 2018 A	HKD	0.181	0.140	0.156	19,598,000	3,108,942	N/A	0.860	2017/03/23	0.140	2017/08/25	68,306,000	20,727,050	-	-	-	-
22141	Macquarie Bank Ltd. - China East Air European Wts May18A	HKD	0.026	0.016	0.018	2,980,000	69,480	52,533	0.070	2017/03/23	0.016	2017/08/04	23,800,000	913,400	0.157	2016/04/14	0.018	2016/12/13
13081	Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2017 A	HKD	0.129	0.089	0.089	7,290,000	774,780	255,643	0.237	2017/03/15	0.089	2017/08/31	14,500,000	1,853,350	0.216	2016/10/27	0.142	2016/12/29
29381	Macquarie Bank Ltd. - China EB Int'l European Wts Dec 2018 A	HKD	0.275	0.255	0.255	1,760,000	461,200	N/A	0.275	2017/08/21	0.255	2017/08/31	1,760,000	461,200	-	-	-	-
13611	Macquarie Bank Ltd. - China Gas Hold Euro Wts Dec 2017 A	HKD	0.500	0.365	0.500	640,000	274,000	2,912,387	0.500	2017/08/31	0.035	2017/05/15	146,660,000	18,262,880	0.228	2016/10/11	0.098	2016/12/22
23117	Macquarie Bank Ltd. - China Gas Hold Euro Wts Feb 2019 A	HKD	0.390	0.330	0.380	2,440,000	912,200	N/A	0.390	2017/08/02	0.320	2017/07/27	3,960,000	1,442,000	-	-	-	-
17121	Macquarie Bank Ltd. - China Gas Hold Euro Wts Nov 2018 A	HKD	0.445	0.385	0.445	860,000	356,000	N/A	0.570	2017/07/14	0.325	2017/06/30	8,740,000	4,050,000	-	-	-	-
29574	Macquarie Bank Ltd. - China Life European Wts Apr 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
21816	Macquarie Bank Ltd. - China Life European Wts Aug 2017 A	HKD	-	-	0.025	0	0	7,006,252	1.650	2017/05/31	0.025	2017/07/27	79,921,000	42,037,513	-	-	-	-
16122	Macquarie Bank Ltd. - China Life European Wts Dec 2017 A	HKD	1.150	0.325	0.650	59,356,000	39,221,180	N/A	1.620	2017/05/31	0.325	2017/08/18	103,416,000	83,949,870	-	-	-	-
14642	Macquarie Bank Ltd. - China Life European Wts Feb 2018 A	HKD	0.250	0.123	0.192	77,530,000	12,908,390	10,928,545	0.375	2017/02/14	0.123	2017/08/18	339,560,000	71,709,890	0.305	2016/11/30	0.159	2016/12/29
15162	Macquarie Bank Ltd. - China Life European Wts Feb 2018 B	HKD	0.232	0.092	0.165	433,110,000	62,853,300	22,754,812	0.365	2017/02/21	0.092	2017/08/18	791,430,000	141,538,790	0.174	2016/12/16	0.148	2016/12/23
17894	Macquarie Bank Ltd. - China Life European Wts Feb 2018 C	HKD	2.950	1.610	2.420	128,000	324,810	N/A	2.980	2017/07/20	1.610	2017/08/21	148,000	384,410	-	-	-	-
16567	Macquarie Bank Ltd. - China Life European Wts Jan 2018 B	HKD	0.750	0.224	0.480	126,502,000	53,343,917	N/A	0.860	2017/07/17	0.224	2017/08/18	224,665,000	114,924,607	-	-	-	-
14176	Macquarie Bank Ltd. - China Life European Wts Jul 2018 A	HKD	0.450	0.320	0.410	330,000	125,200	3,515,717	0.540	2017/03/21	0.270	2017/01/03	69,280,000	28,874,150	0.405	2016/12/08	0.223	2016/11/11
12000	Macquarie Bank Ltd. - China Life European Wts Mar 2018 A	HKD	0.640	0.450	0.560	1,180,000	730,900	464,192	0.690	2017/07/17	0.370	2017/01/03	5,080,000	2,812,100	0.480	2016/09/22	0.265	2016/11/09
13996	Macquarie Bank Ltd. - China Life European Wts Mar 2018 B	HKD	0.340	0.255	0.325	4,440,000	1,467,000	2,790,133	0.470	2017/02/21	0.218	2017/01/04	62,520,000	22,070,670	0.340	2016/12/01	0.152	2016/11/09
24251	Macquarie Bank Ltd. - China Life European Wts Mar 2018 C	HKD	1.130	0.520	0.830	46,020,000	36,037,010	N/A	1.130	2017/08/01	0.520	2017/08/18	46,020,000	36,037,010	-	-	-	-
28139	Macquarie Bank Ltd. - China Life European Wts May 2018 A	HKD	0.219	0.106	0.156	257,710,000	38,883,750	16,251,410	0.315	2017/03/21	0.106	2017/08/18	547,330,000	98,340,410	-	-	-	-
13884	Macquarie Bank Ltd. - China Life European Wts Nov 2017 A	HKD	2.310	0.950	1.920	3,397,000	4,296,360	N/A	2.970	2017/06/08	0.950	2017/08/18	6,991,000	11,927,210	-	-	-	-
11907	Macquarie Bank Ltd. - China Life European Wts Oct 2017 A	HKD	0.199	0.012	0.029	23,638,000	1,709,275	N/A	0.710	2017/03/22	0.012	2017/08/18	429,842,000	94,815,869	-	-	-	-
26161	Macquarie Bank Ltd. - China Life European Wts Sep 2017 A	HKD	0.219	0.010	0.010	5,488,000	748,172	13,544,667	1.310	2017/03/21	0.010	2017/08/11	309,643,000	81,267,999	-	-	-	-
19435	Macquarie Bank Ltd. - China Life European Wts Sep 2018 A	HKD	0.340	0.179	0.250	337,580,000	75,964,180	N/A	0.365	2017/07/17	0.179	2017/08/18	369,770,000	86,235,680	-	-	-	-
13806	Macquarie Bank Ltd. - China Mengniu European Wts Feb 2018 A	HKD	0.164	0.053	0.140	20,230,000	2,217,580	3,966,390	0.218	2017/02/13	0.042	2017/07/12	364,870,000	43,164,010	0.290	2016/12/09	0.199	2016/12/28
12701	Macquarie Bank Ltd. - China Mengniu European Wts Mar 2018 A	HKD	0.365	0.159	0.345	7,880,000	2,127,390	4,001,480	0.365	2017/08/31	0.130	2017/07/12	128,250,000	26,431,620	-	-	-	-
27586	Macquarie Bank Ltd. - China Mengniu European Wts Nov 2018 A	HKD	0.315	0.208	0.290	82,430,000	21,190,290	N/A	0.315	2017/08/17	0.208	2017/08/08	82,430,000	21,190,290	-	-	-	-
25939	Macquarie Bank Ltd. - China Mobile Euro Put Wts Apr 2018 A	HKD	0.365	0.219	0.235	139,285,000	38,035,045	N/A	0.380	2017/07/27	0.219	2017/08/29	142,845,000	39,311,920	-	-	-	-
11904	Macquarie Bank Ltd. - China Mobile Euro Put Wts Jan 2018 A	HKD	0.039	0.010	0.028	60,890,000	1,870,515	N/A	0.231	2017/03/24	0.010	2017/08/22	1,221,995,000	181,389,335	-	-	-	-
26150	Macquarie Bank Ltd. - China Mobile European Put Wts Jul 18 A	HKD	0.109	0.079	0.082	111,350,000	10,532,750	4,275,800	0.143	2017/01/16	0.079	2017/08/10	271,250,000	29,327,950	0.250	2016/01/11	0.101	2016/09/22
27728	Macquarie Bank Ltd. - China Mobile European Wts Apr 2018 B	HKD	0.430	0.295	0.330	87,170,000	29,700,425	N/A	0.430	2017/08/10	0.295	2017/08/08	87,170,000	29,700,425	-	-	-	-
20113	Macquarie Bank Ltd. - China Mobile European Wts Aug 2017 A	HKD	-	-	0.010	0	0	46,669,143	0.360	2017/01/27	0.010	2017/06/21	3,015,000,000	425,390,700	-	-	-	-
19516	Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 A	HKD	0.018	0.010	0.010	1,350,000	19,050	2,414,942	0.049	2017/03/20	0.010	2017/08/18	1,411,000,000	56,432,200	0.125	2016/09/09	0.027	2016/12/28
19768	Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 B	HKD	-	-	0.010	0	0	65,242	0.043	2017/03/20	0.018	2017/05/23	32,400,000	982,000	0.085	2016/07/21	0.027	2016/12/28
15174	Macquarie Bank Ltd. - China Mobile European Wts Dec 2017 C	HKD	0.375	0.191	0.300	32,490,000	8,265,145	N/A	0.430	2017/05/10	0.117	2017/07/06	579,565,000	133,245,390	-	-	-	-
18039	Macquarie Bank Ltd. - China Mobile European Wts Feb 2018 A	HKD	0.495	0.280	0.350	71,960,000	27,686,475	N/A	0.495	2017/08/10	0.223	2017/07/12	108,680,000	39,080,540	-	-	-	-
29059	Macquarie Bank Ltd. - China Mobile European Wts Jan 2019 A	HKD	0.640	0.560	0.590	10,840,000	6,472,800	N/A	0.640	2017/08/11	0.560	2017/08/18	10,840,000	6,472,800	-	-	-	-
24903	Macquarie Bank Ltd. - China Mobile European Wts Jul 2018 B	HKD	0.445	0.285	0.300	126,665,000	41,971,275	N/A	0.445	2017/08/10	0.285	2017/08/18	147,365,000	48,644,525	-	-	-	-
29060	Macquarie Bank Ltd. - China Mobile European Wts Jun 2018 A	HKD	0.690	0.570	0.620	16,440,000	10,224,800	N/A	0.690	2017/08/14	0.570	2017/08/17	16,440,000	10,224,800	-	-	-	-
18035	Macquarie Bank Ltd. - China Mobile European Wts Mar 2018 A	HKD	2.550	1.560	2.000	395,500	830,625	N/A	2.550	2017/08/14	1.560	2017/08/07	583,000	1,153,065	-	-	-	-
24909	Macquarie Bank Ltd. - China Mobile European Wts Mar 2018 B	HKD	0.890	0.590	0.730	15,210,000	10,442,750	N/A	0.890	2017/08/10	0.590	2017/08/03	21,390,000	14,338,950	-	-	-	-
13612	Macquarie Bank Ltd. - China Mobile European Wts Nov 2018 A	HKD	0.040	0.032	0.034	5,530,000	206,145	1,186,174	0.135	2017/02/02	0.027	2017/07/05	232,870,000	24,311,760	0.255	2016/10/11	0.059	2016/11/14
12641	Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 A	HKD	0.037	0.020	0.021	5,705,000	170,805	N/A	0.210	2017/03/28	0.020	2017/08/10	1,260,240,000	168,706,665	-	-	-	-
15382	Macquarie Bank Ltd. - China Mobile European Wts Oct 2017 B	HKD	0.148	0.039	0.042	15,430,000	1,061,550	N/A	0.191	2017/05/22	0.033	2017/07/06	2,581,490,000	345,064,205	-	-	-	-
27731	Macquarie Bank Ltd. - China Mobile European Wts Oct 2018 A	HKD	0.780	0.540	0.660	22,135,000	14,125,250	N/A	0.780	2017/08/10	0.540	2017/08/03	22,135,000	14,125,250	-	-	-	-
29049	Macquarie Bank Ltd. - China Overseas European Put Wts Jan18A	HKD	0.085	0.038	0.038	3,140,000	196,180	4,655,987	0.335	2017/05/08	0.038	2017/08/31	169,300,000	27,935,920	-	-	-	-
16281	Macquarie Bank Ltd. - China Overseas European Wts Apr 2018 A	HKD	0.340	0.330	0.480	80,000	26,800	N/A	0.340	2017/08/11	0.218	2017/07/05	45,060,000	11,306,760	-	-	-	-
11922	Macquarie Bank Ltd. - China Overseas European Wts Aug 2017 A	HKD	-	-	0.021	0	0	5,167	0.035	2017/02/09	0.021	2017/03/17	3,560,000	87,940	0.305	2016/08/10	0.015	2016/12/21
19525	Macquarie Bank Ltd. - China Overseas European Wts Jun 2018 A	HKD	3.410	2.640	2.910	428,000	1,299,760	N/A	3.410	2017/08/28	2.370	2017/07/14	2,936,000	7,869,700	-	-	-	-
14480	Macquarie Bank Ltd. - China Overseas European Wts Mar 2018 A	HKD	0.350	0.246	0.345	500,000	152,500	9,811,837	0.350	2017/08/24	0.134	2017/06/29	319,060,000	68,005,340	0.310	2016/12/09	0.185	2016/12/29
12856	Macquarie Bank Ltd. - China Overseas European Wts Nov 2017 A	HKD	0.037	0.020	0.024	2,600,000	81,980	2,016,003	0.089	2017/02/08	0.020	2017/08/10	439,800,000	21,388,100	0.305	2016/09/23	0.030	2016/12/29
27767	Macquarie Bank Ltd. - China Overseas European Wts Oct 2018 A	HKD	0.260	0.175	0.260	9,720,000	2,196,940	N/A	0.260	2017/08/24	0.175	2017/08/18	9,720,000	2,196,940	-	-	-	-
29936	Macquarie Bank Ltd. - China Railway European Wts Apr 2018 A	HKD	0.840	0.610	0.790	7,902,000	5,624,940	N/A	0.840	2017/08/31	0.610	2017/08/25	7,902,000	5,624,940	-	-	-	-
19033	Macquarie Bank Ltd. - China Railway European Wts Dec 2017 A	HKD	0.022	0.017	0.017	6,560,000	131,590	1,602,913	0.106	2017/03/21	0.017	2017/08/07	293,440,000	12,819,040	0.187	2016/04/15	0.055	2016/09/21
29842	Macquarie Bank Ltd. - China Res Gas European Wts Feb 2018 A	HKD	0.580	0.305	0.365	57,900,000	23,709,400	N/A	0.660	2017/07/14	0.250	2017/05/15	134,160,000	57,972,000	-	-	-	-
13979	Macquarie Bank Ltd. - China Shenhua European Wts Dec 2017 A	HKD	0.345	0.340	0.370	100,000	34,250	12,820,219	0.435	2017/07/26	0.112	2017/03/13	364,465,000	79,387,110	0.275	2016/11/01	0.158	2016/11/21
25954	Macquarie Bank Ltd. - China Shenhua European Wts Jan 2019 A	HKD	0.340	0.215	0.305	188,715,000	51,844,045	N/A	0.340	2017/08/03	0.215	2017/08/16	210,255,000	57,874,260	-	-	-	-
15980	Macquarie Bank Ltd. - China Shenhua European Wts Jul 2018 A	HKD	0.455	0.415	0.360	370,000	156,300	N/A	0.455	2017/08/02	0.270	2017/06/13	132,300,000	43,810,750	-	-	-	-
11763	Macquarie Bank Ltd. - China Shenhua European Wts Nov 2017 A	HKD	0.660	0.660	0.670	15,000	9,900	261,943	0.670	2017/07/31	0.171	2017/03/10	37,845,000	9,152,045	0.360	2016/11/10	0.162	2016/12/23
25930	Macquarie Bank Ltd. - China Taiping European Wts Apr 2018 A	HKD	0.360	0.211	0.221	50,658,000	14,505,528	N/A	0.360	2017/08/02	0.211	2017/08/24	52,858,000	15,107,428	-	-	-	-
29039	Macquarie Bank Ltd. - China Taiping European Wts Nov 2017 A	HKD	0.365	0.200	0.243	1,002,000	275,150	7,414,721	0.365	2017/08/02	0.115	2017/07/05	236,470,000	44,488,324	-	-	-	-
26186	Macquarie Bank Ltd. - China Tel European Warrants May 2018 A	HKD	0.197	0.123	0.196	4,424,000	698,080	3,740,996	0.340	2017/02/10	0.123	2017/08/01	108,720,000	23,658,118	-	-	-	-
16307	Macquarie Bank Ltd. - China Tel European Warrants May 2018 B	HKD	0.221	0.145	0.216	8,324,000	1,488,908	N/A	0.255	2017/06/02	0.145	2017/08/17	26,268,000	5,018,494	-	-	-	-
14121	Macquarie Bank Ltd. - China Tel European Warrants Nov 2017 A	HKD	-	-	0.022	0	0	317,258	0.105	2017/01/06	0.023	2017/06/16	72,218,000	3,981,718	0.226	2016/11/10	0.090	2016/12/21
28267	Macquarie Bank Ltd. - China Unicom European Put Wts Apr18A	HKD	0.830	0.410	0.720	40,588,000	26,926,350	N/A	0.830	2017/08/11	0.410	2017/08/21	40,588,000	26,926,350	-	-	-	-
28012	Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 A	HKD	0.242	0.159	0.220	10,960,000	2,250,640	17,621,700	0.242	2017/08/15	0.065	2017/01/16	1,349,360,000	152,084,340	0.160	2016/10/11	0.073	2016/11/17
21913	Macquarie Bank Ltd. - China Unicom European Wts Dec 2017 B	HKD	2.170	0.770	0.830	49,434,000	55,349,480	N/A	2.170	2017/08/21	0.770	2017/08/29	64,358,000	71,281,040	-	-	-	-
11377	Macquarie Bank Ltd. - China Unicom European Wts Feb 2018 A	HKD	0.410	0.345	0.410	1,528,000	588,540	N/A	0.410	2017/08/31	0.345	2017/08/29	1,528,000	588,540	-	-	-	-
16423	Macquarie Bank Ltd. - China Unicom European Wts Jan 2018 A	HKD	1.620	0.455	0.550	58,460,000	52,131,490	N/A	1.620	2017/08/21	0.400	2017/07/10	171,602,000	148,250,460	-	-	-	-
13471	Macquarie Bank Ltd. - China Unicom European Wts Mar 2018 A	HKD	0.730	0.215	0.247	46,298,000	17,528,146	N/A	0.730	2017/08/21	0.212	2017/07/07	332,748,000	117,659,998	-	-	-	-
24010	Macquarie Bank Ltd. - China Unicom European Wts Oct 2017 A	HKD	0.085	0.010	0.010	242,200,000	8,405,680	1,440,280	0.085	2017/08/21	0.010	2017/08/31	253,280,000	8,662,160	0.111	2016/03/17	0.026	2016/11/16
14903	Macquarie Bank Ltd. - China Vanke European Warrants Sep 17 A	HKD	-	-	0.020	0	0	706,803	0.149	2017/03/17	0.019	2017/06/15	128,184,000	9,079,035	0.110	2016/12/13	0.041	2016/12/29
13853	Macquarie Bank Ltd. - China Vanke European Wts Jan 2018 A	HKD	0.188	0.111	0.169	45,842,000	6,970,637	N/A	0.213	2017/07/07	0.102	2017/05/18	460,113,000	72,725,946	-	-	-	-
17463	Macquarie Bank Ltd. - China Vanke European Wts Jun 2018 A	HKD	0.290	0.249	0.260	648,000	169,886	N/A	0.315	2017/07/07	0.249	2017/08/24	3,086,000	862,561	-	-	-	-
15835	Macquarie Bank Ltd. - China Vanke European Wts Oct 2017 A	HKD	0.330	0.295	0.325	2,026,000	599,815	3,065,571	0.450	2017/03/16	0.142	2017/05/24	125,757,000	26,383,017	-	-	-	-
25555	Macquarie Bank Ltd. - Chinares Cement European Wt Mar 2018 A	HKD	0.700	0.365	0.385	4,630,000	2,871,090	7,557,988	0.900	2017/03/21	0.290	2017/06/28	105,550,000	50,418,990	-	-	-	-
25316	Macquarie Bank Ltd. - Chinares Cement European Wt Oct 2018 A	HKD	0.710	0.650	0.540	160,000	108,800	N/A	0.730	2017/07/31	0.650	2017/08/14	858,000	597,260	-	-	-	-
13280	Macquarie Bank Ltd. - Chinasoft Int'l European Wt Mar 2018 A	HKD	0.380	0.181	0.204	22,560,000	6,249,214	N/A	0.870	2017/04/06	0.181	2017/08/29	91,174,000	39,232,064	-	-	-	-
11931	Macquarie Bank Ltd. - Chow Tai Fook European Wts Feb 2019 A	HKD	-	-	0.340	0	0	568,310	0.420	2017/06/12	0.214	2017/01/03	11,178,000	3,914,164	0.260	2016/12/06	0.183	2016/10/18
13338	Macquarie Bank Ltd. - Chow Tai Fook European Wts Jul 2019 A	HKD	-	-	0.275	0	0	N/A	0.345	2017/06/12	0.275	2017/07/11	6,052,000	1,901,300	-	-	-	-
16387	Macquarie Bank Ltd. - CITIC Bank European Wts Jan 2018 A	HKD	0.280	0.153	0.204	18,088,000	4,257,676	N/A	0.280	2017/08/02	0.153	2017/08/18	61,898,000	14,276,066	-	-	-	-
15632	Macquarie Bank Ltd. - CITIC Bank European Wts Oct 2017 A	HKD	0.110	0.038	0.037	3,932,000	331,080	1,529,736	0.350	2017/02/16	0.038	2017/08/11	105,720,000	12,702,019	-	-	-	-
14122	Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 A	HKD	0.132	0.043	0.052	57,154,000	5,329,450	2,556,849	0.490	2017/02/17	0.043	2017/08/24	110,566,000	16,539,981	0.670	2016/12/01	0.345	2016/12/29
14177	Macquarie Bank Ltd. - CITIC European Warrants Dec 2017 B	HKD	0.123	0.040	0.050	58,099,000	3,547,079	2,059,461	0.510	2017/01/11	0.040	2017/08/18	104,939,000	13,403,893	0.710	2016/11/28	0.420	2016/12/29
26369	Macquarie Bank Ltd. - CITIC European Warrants Nov 2017 A	HKD	-	-	0.139	0	0	16,112	0.197	2017/05/31	0.144	2017/07/17	580,000	96,670	0.320	2016/08/12	0.168	2016/02/17
16893	Macquarie Bank Ltd. - CITIC Sec European Put Warrants Jul18A	HKD	0.209	0.153	0.155	20,720,000	3,807,630	N/A	0.224	2017/07/18	0.153	2017/08/31	128,660,000	25,193,355	-	-	-	-
16787	Macquarie Bank Ltd. - CITIC Sec European Warrants Apr 2018 A	HKD	0.425	0.330	0.410	15,050,000	6,004,200	N/A	0.425	2017/08/30	0.330	2017/08/25	15,875,000	6,300,100	-	-	-	-
13848	Macquarie Bank Ltd. - CITIC Sec European Warrants Aug 2018 A	HKD	0.177	0.137	0.155	98,135,000	15,388,605	N/A	0.246	2017/04/26	0.137	2017/08/04	253,995,000	44,220,835	-	-	-	-
16683	Macquarie Bank Ltd. - CITIC Sec European Warrants Mar 2018 A	HKD	0.960	0.520	0.860	14,662,000	11,811,920	N/A	1.040	2017/07/13	0.520	2017/08/21	33,808,000	28,066,995	-	-	-	-
14250	Macquarie Bank Ltd. - CITIC Sec European Warrants Sep 2017 A	HKD	0.015	0.015	0.010	10,000	150	645,423	0.134	2017/01/09	0.011	2017/06/06	135,115,000	11,792,865	0.196	2016/12/07	0.103	2016/12/29
16388	Macquarie Bank Ltd. - CKH European Put Warrants Apr 2018 A	HKD	0.345	0.189	0.275	149,420,000	41,168,700	N/A	0.580	2017/06/09	0.189	2017/08/02	210,805,000	67,469,225	-	-	-	-
28431	Macquarie Bank Ltd. - CKH European Warrants Apr 2018 B	HKD	0.365	0.206	0.250	69,180,000	18,405,125	N/A	0.365	2017/08/09	0.206	2017/08/29	69,180,000	18,405,125	-	-	-	-
15273	Macquarie Bank Ltd. - CKH European Warrants Dec 2017 A	HKD	1.010	0.450	0.570	4,510,000	2,544,875	N/A	1.010	2017/08/03	0.450	2017/08/29	48,220,000	32,855,475	-	-	-	-
16432	Macquarie Bank Ltd. - CKH European Warrants Feb 2018 A	HKD	0.710	0.255	0.305	80,895,000	31,501,050	N/A	0.710	2017/08/03	0.255	2017/08/29	165,410,000	67,067,275	-	-	-	-
15274	Macquarie Bank Ltd. - CKH European Warrants Jan 2018 A	HKD	0.415	0.112	0.141	164,395,000	32,149,830	N/A	0.415	2017/08/03	0.112	2017/08/29	387,695,000	85,402,660	-	-	-	-
22827	Macquarie Bank Ltd. - CKH European Warrants Nov 2017 A	HKD	0.022	0.022	0.011	200,000	4,400	733	0.022	2017/08/02	0.022	2017/08/02	200,000	4,400	0.047	2016/04/07	0.020	2016/10/27
15279	Macquarie Bank Ltd. - CKI Holdings European Warrants Mar18A	HKD	0.550	0.360	0.390	42,635,000	18,258,825	N/A	0.550	2017/08/03	0.260	2017/06/13	104,805,000	40,735,100	-	-	-	-
22949	Macquarie Bank Ltd. - CKP European Warrants Jan 2018 A	HKD	0.090	0.050	0.067	301,450,000	21,749,200	4,258,283	0.090	2017/08/09	0.035	2017/04/18	378,900,000	25,590,700	0.130	2016/09/09	0.090	2016/05/30
17601	Macquarie Bank Ltd. - CKP European Warrants Jul 2018 A	HKD	1.110	0.750	0.970	39,835,000	39,765,250	N/A	1.110	2017/08/11	0.630	2017/07/06	49,795,000	46,750,450	-	-	-	-
12340	Macquarie Bank Ltd. - CLP European Warrants Aug 2017 A	HKD	-	-	0.018	0	0	1,020,380	0.057	2017/03/20	0.017	2017/06/05	180,240,000	7,620,645	0.300	2016/10/03	0.029	2016/12/29
16542	Macquarie Bank Ltd. - CLP European Warrants Aug 2018 A	HKD	0.325	0.290	0.285	2,570,000	803,550	N/A	0.360	2017/06/20	0.265	2017/07/11	22,760,000	7,225,750	-	-	-	-
29665	Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 B	HKD	0.033	0.010	0.010	13,160,000	247,275	N/A	0.249	2017/04/11	0.010	2017/08/24	455,770,000	54,669,100	-	-	-	-
16389	Macquarie Bank Ltd. - CM Bank European Put Warrants Apr 18 C	HKD	0.192	0.064	0.072	160,995,000	19,787,910	N/A	0.395	2017/06/16	0.064	2017/08/30	193,470,000	28,873,970	-	-	-	-
28024	Macquarie Bank Ltd. - CM Bank European Put Warrants Aug 17 A	HKD	-	-	0.010	0	0	900	0.071	2017/01/03	0.010	2017/03/10	5,600,000	245,810	0.255	2016/06/14	0.049	2016/12/08
12635	Macquarie Bank Ltd. - CM Bank European Warrants Apr 2018 A	HKD	0.730	0.440	0.750	465,000	300,450	6,355,975	0.730	2017/08/28	0.118	2017/05/08	261,720,000	49,497,900	0.320	2016/09/23	0.152	2016/12/23
11130	Macquarie Bank Ltd. - CM Bank European Warrants Aug 2018 A	HKD	0.990	0.710	1.030	1,175,000	1,047,050	664,567	0.990	2017/08/29	0.242	2017/01/03	17,830,000	7,012,295	0.420	2016/09/07	0.225	2016/12/23
16221	Macquarie Bank Ltd. - CM Bank European Warrants Dec 2018 A	HKD	0.580	0.300	0.530	116,300,000	46,200,550	N/A	0.580	2017/08/30	0.194	2017/06/16	271,590,000	88,828,345	-	-	-	-
11624	Macquarie Bank Ltd. - CM Bank European Warrants Feb 2019 A	HKD	0.350	0.335	0.350	6,250,000	2,118,100	N/A	0.350	2017/08/31	0.335	2017/08/31	6,250,000	2,118,100	-	-	-	-
27000	Macquarie Bank Ltd. - CM Bank European Warrants Jul 2018 A	HKD	0.435	0.199	0.400	292,375,000	78,875,870	N/A	0.435	2017/08/30	0.199	2017/08/14	292,375,000	78,875,870	-	-	-	-
13613	Macquarie Bank Ltd. - CM Bank European Warrants Sep 2017 A	HKD	0.750	0.430	0.780	1,765,000	783,550	3,547,033	0.750	2017/08/25	0.044	2017/05/08	270,065,000	36,303,150	0.246	2016/10/12	0.108	2016/12/23
28739	Macquarie Bank Ltd. - CM Bank European Warrants Sep 2018 A	HKD	0.520	0.300	0.570	85,015,000	30,991,950	18,628,703	0.520	2017/08/31	0.138	2017/05/09	418,105,000	111,831,170	-	-	-	-
26137	Macquarie Bank Ltd. - CMS European Warrants Dec 2017 A	HKD	0.305	0.168	0.248	18,690,000	4,127,470	1,425,928	0.375	2017/02/13	0.168	2017/08/10	38,300,000	9,421,670	0.490	2016/08/11	0.395	2016/11/09
13484	Macquarie Bank Ltd. - CMS European Warrants Jun 2018 A	HKD	0.265	0.207	0.255	10,080,000	2,350,600	795,588	0.315	2017/05/24	0.207	2017/08/14	19,560,000	4,773,530	-	-	-	-
16629	Macquarie Bank Ltd. - CNBM European Put Warrants Jan 2018 B	HKD	0.560	0.330	0.415	23,328,000	9,813,480	N/A	0.790	2017/06/26	0.330	2017/08/08	34,432,000	15,916,010	-	-	-	-
18538	Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 A	HKD	0.020	0.010	0.010	1,120,000	11,900	55,720	0.056	2017/03/01	0.010	2017/08/30	10,300,000	351,540	0.024	2016/01/18	0.010	2016/10/24
12285	Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 B	HKD	-	-	0.021	0	0	N/A	0.305	2017/04/03	0.021	2017/06/27	116,640,000	9,756,670	-	-	-	-
15380	Macquarie Bank Ltd. - CNBM European Warrants Dec 2017 C	HKD	0.550	0.224	0.265	39,644,000	12,733,442	N/A	0.550	2017/08/08	0.224	2017/08/28	170,540,000	58,820,484	-	-	-	-
20962	Macquarie Bank Ltd. - CNBM European Warrants Feb 2018 A	HKD	0.730	0.385	0.440	57,636,000	27,077,220	N/A	0.730	2017/08/08	0.385	2017/08/28	88,604,000	42,615,490	-	-	-	-
16530	Macquarie Bank Ltd. - CNBM European Warrants Jan 2018 A	HKD	1.040	0.640	0.700	7,106,000	5,849,900	N/A	1.040	2017/08/08	0.520	2017/06/26	23,630,000	16,889,380	-	-	-	-
21099	Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 A	HKD	-	-	0.020	0	0	13,150	0.050	2017/02/09	0.026	2017/03/31	13,120,000	527,560	0.070	2016/04/21	0.018	2016/09/20
29375	Macquarie Bank Ltd. - CNBM European Warrants Mar 2018 B	HKD	0.325	0.232	0.275	40,108,000	10,790,442	N/A	0.325	2017/08/17	0.232	2017/08/29	40,108,000	10,790,442	-	-	-	-
27648	Macquarie Bank Ltd. - CNBM European Warrants Oct 2017 A	HKD	-	-	0.020	0	0	3,315,505	0.610	2017/03/02	0.018	2017/07/05	118,190,000	35,706,690	-	-	-	-
15513	Macquarie Bank Ltd. - CNBM European Warrants Sep 2017 A	HKD	0.152	0.010	0.010	41,964,000	3,669,378	7,132,319	0.990	2017/02/23	0.010	2017/08/25	282,420,000	61,329,126	0.260	2016/12/30	0.240	2016/12/28
23897	Macquarie Bank Ltd. - CNOOC European Put Warrants Aug 2017 A	HKD	-	-	0.265	0	0	9,441,477	0.880	2017/03/10	0.260	2017/07/21	123,290,000	61,337,970	-	-	-	-
15325	Macquarie Bank Ltd. - CNOOC European Put Warrants Dec 2017 A	HKD	1.120	0.620	0.680	28,840,000	28,278,610	22,175,932	1.510	2017/03/10	0.620	2017/08/25	174,804,000	198,173,120	1.290	2016/12/23	1.170	2016/12/21
23234	Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2017 B	HKD	0.096	0.012	0.012	54,312,000	3,980,022	15,103,499	0.550	2017/03/09	0.012	2017/08/29	461,692,000	106,612,420	-	-	-	-
16170	Macquarie Bank Ltd. - CNOOC European Put Warrants Oct 2018 A	HKD	0.345	0.305	0.320	1,038,000	334,855	N/A	0.600	2017/06/08	0.305	2017/08/25	29,262,000	13,794,350	-	-	-	-
13736	Macquarie Bank Ltd. - CNOOC European Warrants Apr 2018 A	HKD	0.138	0.060	0.098	13,834,000	1,297,701	N/A	0.285	2017/05/08	0.060	2017/08/17	243,278,000	35,897,820	-	-	-	-
25233	Macquarie Bank Ltd. - CNOOC European Warrants Aug 2018 A	HKD	0.113	0.070	0.113	460,000	44,380	6,453,640	0.167	2017/02/20	0.064	2017/07/07	344,800,000	38,785,040	0.265	2016/10/25	0.080	2016/01/20
27667	Macquarie Bank Ltd. - CNOOC European Warrants Dec 2017 B	HKD	0.054	0.026	0.053	25,636,000	856,359	5,378,468	0.500	2017/02/16	0.026	2017/08/11	303,082,000	37,522,108	-	-	-	-
24405	Macquarie Bank Ltd. - CNOOC European Warrants Dec 2018 A	HKD	0.227	0.217	0.240	1,240,000	279,440	609,322	0.280	2017/04/11	0.205	2017/07/19	16,880,000	3,655,930	0.410	2016/10/20	0.167	2016/01/21
28683	Macquarie Bank Ltd. - CNOOC European Warrants Feb 2018 A	HKD	0.062	0.030	0.045	29,448,000	1,583,405	11,607,865	0.500	2017/02/23	0.030	2017/08/11	409,272,000	71,106,152	-	-	-	-
15986	Macquarie Bank Ltd. - CNOOC European Warrants Jan 2018 A	HKD	0.166	0.053	0.115	122,230,000	11,314,135	N/A	0.315	2017/05/23	0.053	2017/08/15	530,453,000	66,092,664	-	-	-	-
27897	Macquarie Bank Ltd. - CNOOC European Warrants Jan 2018 B	HKD	0.440	0.189	0.440	42,229,000	10,617,506	N/A	0.440	2017/08/25	0.189	2017/08/15	42,229,000	10,617,506	-	-	-	-
17094	Macquarie Bank Ltd. - CNOOC European Warrants Jun 2018 A	HKD	0.028	0.024	0.026	3,950,000	106,010	235,988	0.118	2017/01/06	0.021	2017/06/28	80,480,000	5,530,170	0.171	2016/04/22	0.056	2016/01/21
21360	Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 A	HKD	-	-	0.010	0	0	50,460	0.040	2017/03/23	0.010	2017/05/25	14,080,000	305,080	0.075	2016/04/22	0.010	2016/12/28
17177	Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 B	HKD	0.570	0.280	0.530	65,506,000	23,022,800	N/A	0.680	2017/07/04	0.280	2017/08/15	133,389,000	52,335,205	-	-	-	-
11168	Macquarie Bank Ltd. - CNOOC European Warrants Mar 2018 C	HKD	0.315	0.250	0.260	11,428,000	3,385,685	N/A	0.315	2017/08/30	0.250	2017/08/31	11,428,000	3,385,685	-	-	-	-
17176	Macquarie Bank Ltd. - CNOOC European Warrants May 2018 A	HKD	0.385	0.310	0.330	640,000	221,420	N/A	0.385	2017/08/25	0.226	2017/07/10	67,650,000	17,732,009	-	-	-	-
14040	Macquarie Bank Ltd. - CNOOC European Warrants Nov 2017 A	HKD	-	-	0.023	0	0	2,187,732	0.246	2017/01/12	0.023	2017/06/09	323,544,000	36,765,535	0.375	2016/12/01	0.137	2016/11/11
14724	Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 A	HKD	0.010	0.010	0.010	500,000	10,000	28,775,038	0.540	2017/01/13	0.010	2017/08/29	1,348,391,000	211,873,636	0.800	2016/12/01	0.475	2016/12/22
11370	Macquarie Bank Ltd. - CNOOC European Warrants Oct 2017 C	HKD	0.098	0.020	0.037	717,806,000	50,693,882	N/A	0.410	2017/03/31	0.020	2017/08/11	1,524,344,000	113,073,041	-	-	-	-
13704	Macquarie Bank Ltd. - CNOOC European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	5,166	0.227	2017/01/18	0.025	2017/04/19	182,516,000	30,243,540	0.450	2016/10/20	0.153	2016/11/14
29254	Macquarie Bank Ltd. - COSCO Sh Hold European Wts Dec 2017 A	HKD	1.250	0.640	0.790	1,232,000	1,175,560	N/A	1.250	2017/08/10	0.241	2017/06/14	53,932,500	20,911,528	-	-	-	-
27619	Macquarie Bank Ltd. - COSCO Sh Hold European Wts May 2018 A	HKD	1.290	0.760	0.760	29,216,500	28,439,815	N/A	1.290	2017/08/10	0.760	2017/08/31	29,216,500	28,439,815	-	-	-	-
11554	Macquarie Bank Ltd. - Country Garden European Wts Dec 2017 A	HKD	2.400	1.180	1.980	2,908,000	4,417,750	N/A	2.400	2017/08/01	0.390	2017/03/20	79,955,000	93,956,680	-	-	-	-
16534	Macquarie Bank Ltd. - Country Garden European Wts Jun 2018 A	HKD	1.060	0.420	0.420	20,489,000	16,155,460	N/A	1.130	2017/07/31	0.420	2017/08/29	69,009,000	56,625,150	-	-	-	-
25966	Macquarie Bank Ltd. - Country Garden European Wts Jun 2019 A	HKD	0.255	0.144	0.197	87,310,000	16,779,700	N/A	0.285	2017/07/27	0.144	2017/08/15	152,400,000	34,537,890	-	-	-	-
29156	Macquarie Bank Ltd. - Country Garden European Wts Mar 2018 A	HKD	1.070	0.640	0.920	58,781,000	49,156,820	N/A	1.070	2017/08/31	0.640	2017/08/18	58,781,000	49,156,820	-	-	-	-
27548	Macquarie Bank Ltd. - CPIC European Put Warrants Jul 2018 A	HKD	0.280	0.154	0.184	60,002,000	12,516,390	N/A	0.280	2017/08/11	0.154	2017/08/28	60,002,000	12,516,390	-	-	-	-
13293	Macquarie Bank Ltd. - CPIC European Warrants Aug 2017 A	HKD	-	-	0.030	0	0	25,294	0.086	2017/02/15	0.028	2017/04/03	42,514,000	2,727,090	0.320	2016/09/22	0.080	2016/12/21
26622	Macquarie Bank Ltd. - CPIC European Warrants Dec 2017 A	HKD	0.820	0.400	0.680	6,746,000	4,447,540	8,314,200	0.820	2017/08/28	0.141	2017/05/18	259,368,000	67,159,090	-	-	-	-
16538	Macquarie Bank Ltd. - CPIC European Warrants Dec 2018 A	HKD	0.630	0.370	0.560	5,708,000	3,003,630	N/A	0.630	2017/08/30	0.210	2017/06/15	140,890,000	40,591,572	-	-	-	-
15739	Macquarie Bank Ltd. - CPIC European Warrants Jun 2018 A	HKD	0.760	0.465	0.620	8,348,000	4,999,910	N/A	0.760	2017/08/28	0.192	2017/06/21	129,162,000	38,967,754	-	-	-	-
19458	Macquarie Bank Ltd. - CPIC European Warrants Sep 2018 A	HKD	0.460	0.290	0.405	108,508,000	37,793,410	N/A	0.460	2017/08/28	0.285	2017/07/14	136,772,000	46,947,840	-	-	-	-
18611	Macquarie Bank Ltd. - CRCC European Warrants Dec 2017 A	HKD	-	-	0.025	0	0	684,796	0.149	2017/01/12	0.020	2017/06/22	154,920,000	12,695,065	0.260	2016/01/11	0.110	2016/10/12
16537	Macquarie Bank Ltd. - CRCC European Warrants Jun 2018 A	HKD	0.610	0.405	0.460	27,945,500	14,421,864	N/A	0.840	2017/07/20	0.405	2017/08/24	53,029,500	31,518,309	-	-	-	-
24813	Macquarie Bank Ltd. - CRPH European Warrants Apr 2018 A	HKD	0.098	0.075	0.090	2,330,000	194,950	1,661,273	0.249	2017/01/27	0.075	2017/08/18	57,380,000	10,352,460	-	-	-	-
13850	Macquarie Bank Ltd. - CRRC European Warrants Jul 2018 A	HKD	-	-	0.550	0	0	N/A	1.110	2017/04/19	0.690	2017/07/11	8,624,000	7,014,100	-	-	-	-
17137	Macquarie Bank Ltd. - CRRC European Warrants Oct 2017 A	HKD	0.014	0.013	0.015	110,000	1,440	1,048,713	0.127	2017/01/24	0.013	2017/08/02	139,330,000	12,757,030	0.350	2016/03/14	0.104	2016/12/30
18934	Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017A	HKD	0.020	0.010	0.010	3,860,000	39,200	124,708	0.065	2017/01/27	0.010	2017/08/30	54,460,000	2,587,300	0.208	2016/01/04	0.047	2016/11/17
15628	Macquarie Bank Ltd. - CRRC Times European Warrants Dec 2017B	HKD	0.205	0.106	0.205	9,573,000	1,248,441	4,488,319	0.720	2017/02/20	0.106	2017/08/18	106,361,000	27,028,716	0.520	2016/12/29	0.500	2016/12/29
11056	Macquarie Bank Ltd. - CSOP A50 ETF European Put Wts Mar18A	HKD	0.203	0.138	0.150	6,940,000	1,118,190	N/A	0.203	2017/08/25	0.138	2017/08/30	6,940,000	1,118,190	-	-	-	-
26465	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Dec 2017 A	HKD	1.060	0.335	0.830	46,213,800	29,130,070	N/A	1.060	2017/08/30	0.335	2017/08/11	52,364,200	32,479,360	-	-	-	-
17110	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Feb 2018 A	HKD	0.630	0.219	0.470	44,166,000	15,613,669	N/A	0.630	2017/08/30	0.219	2017/08/11	100,496,400	35,270,856	-	-	-	-
16424	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Jan 2018 A	HKD	1.560	0.700	1.330	35,254,600	36,316,592	N/A	1.560	2017/08/30	0.425	2017/06/16	88,193,800	71,933,274	-	-	-	-
11423	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Mar 2018 B	HKD	0.415	0.320	0.320	5,742,400	2,156,191	N/A	0.415	2017/08/30	0.320	2017/08/31	5,742,400	2,156,191	-	-	-	-
14101	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Nov 2017 A	HKD	1.400	0.440	1.220	7,799,800	10,045,914	N/A	1.400	2017/08/30	0.115	2017/05/09	119,149,200	34,201,807	-	-	-	-
11686	Macquarie Bank Ltd. - CSOP A50 ETF European Wts Oct 2018 A	HKD	0.255	0.154	0.225	24,926,000	4,927,684	3,794,294	0.255	2017/08/30	0.063	2017/05/09	220,780,000	24,571,364	0.182	2016/08/15	0.081	2016/12/29
22687	Macquarie Bank Ltd. - Digital China European Wts Dec 2017 A	HKD	0.013	0.010	0.010	1,710,000	17,440	15,952	0.163	2017/02/17	0.010	2017/08/09	4,950,000	208,600	0.320	2016/03/31	0.081	2016/12/13
11051	Macquarie Bank Ltd. - Digital China European Wts Dec 2018 A	HKD	0.114	0.083	0.091	23,710,000	2,380,100	1,707,338	0.305	2017/01/12	0.083	2017/08/28	69,340,000	10,637,280	0.380	2016/10/19	0.235	2016/12/30
11199	Macquarie Bank Ltd. - Digital China European Wts Jul 2018 A	HKD	1.080	0.880	1.010	1,402,000	1,389,280	N/A	1.080	2017/08/28	0.880	2017/08/28	1,402,000	1,389,280	-	-	-	-
16814	Macquarie Bank Ltd. - Dongfeng Motor European Wts Apr 2018 A	HKD	1.100	0.445	0.660	17,342,000	12,126,880	N/A	1.100	2017/08/25	0.445	2017/08/07	53,552,000	37,051,920	-	-	-	-
11818	Macquarie Bank Ltd. - Dongfeng Motor European Wts Dec 2017 A	HKD	0.051	0.020	0.031	9,580,000	243,480	691,607	0.083	2017/02/24	0.020	2017/08/21	160,380,000	8,732,840	0.260	2016/08/01	0.071	2016/12/14
11454	Macquarie Bank Ltd. - Dongfeng Motor European Wts Jan 2018 A	HKD	0.237	0.108	0.165	1,700,000	295,760	1,132,933	0.237	2017/08/25	0.030	2017/01/11	98,880,000	12,915,300	0.370	2016/07/25	0.133	2016/12/29
22221	Macquarie Bank Ltd. - Esprit European Warrants Oct 2017 A	HKD	-	-	0.018	0	0	488,413	0.110	2017/02/27	0.020	2017/06/02	51,268,000	3,483,221	0.285	2016/03/31	0.055	2016/12/30
29763	Macquarie Bank Ltd. - Evergrande European Wts Jan 2018 A	HKD	1.950	1.230	1.950	2,070,000	3,566,800	6,154,257	1.950	2017/08/29	0.053	2017/01/04	100,960,000	38,107,600	0.224	2016/01/05	0.046	2016/12/29
22001	Macquarie Bank Ltd. - Evergrande European Wts May 2018 A	HKD	1.710	0.930	1.620	8,200,000	10,107,600	9,729,422	1.710	2017/08/29	0.026	2017/02/27	167,000,000	58,467,650	0.162	2016/01/04	0.029	2016/12/22
11517	Macquarie Bank Ltd. - Fosun Intl European Warrants Dec 2017A	HKD	0.199	0.111	0.197	143,010,000	19,902,110	7,502,512	0.265	2017/02/16	0.111	2017/08/11	318,715,000	52,944,110	0.345	2016/09/21	0.188	2016/12/28
13425	Macquarie Bank Ltd. - Fosun Intl European Warrants Mar 2018A	HKD	0.124	0.070	0.124	53,860,000	4,808,920	3,395,603	0.231	2017/02/09	0.070	2017/08/11	232,365,000	30,089,730	0.243	2016/10/12	0.155	2016/12/28
29393	Macquarie Bank Ltd. - Foxconn European Warrants Dec 2017 A	HKD	0.109	0.015	0.109	5,784,000	184,345	N/A	0.390	2017/03/08	0.010	2017/07/21	25,395,000	2,667,960	-	-	-	-
13817	Macquarie Bank Ltd. - Foxconn European Warrants Jan 2018 A	HKD	0.217	0.074	0.074	111,039,000	15,521,314	N/A	0.355	2017/04/21	0.074	2017/08/31	306,049,000	50,144,327	-	-	-	-
26016	Macquarie Bank Ltd. - Foxconn European Warrants Jun 2018 A	HKD	0.335	0.198	0.198	18,338,000	4,469,810	N/A	0.335	2017/08/02	0.198	2017/08/31	19,786,000	4,909,210	-	-	-	-
16464	Macquarie Bank Ltd. - Foxconn European Warrants Mar 2018 A	HKD	0.405	0.206	0.206	38,949,000	10,802,655	N/A	0.410	2017/07/27	0.206	2017/08/31	69,195,000	20,470,920	-	-	-	-
13455	Macquarie Bank Ltd. - Foxconn European Warrants Sep 2017 A	HKD	0.038	0.010	0.010	670,000	8,082	1,737,708	0.450	2017/03/08	0.010	2017/08/09	172,839,000	22,908,977	0.475	2016/10/20	0.165	2016/12/29
13807	Macquarie Bank Ltd. - Fuyao Glass European Warrants Aug 17 A	HKD	-	-	0.020	0	0	2,617,719	0.345	2017/06/12	0.033	2017/07/19	84,360,000	16,082,036	0.320	2016/11/29	0.241	2016/12/29
13478	Macquarie Bank Ltd. - GAC European Put Warrants May 2018 A	HKD	0.136	0.099	0.118	22,960,000	2,529,040	N/A	0.244	2017/05/12	0.099	2017/08/01	181,980,000	33,523,160	-	-	-	-
23540	Macquarie Bank Ltd. - GAC European Wts Apr 2018 A	HKD	0.800	0.800	0.700	100,000	80,000	176,533	0.850	2017/07/19	0.395	2017/04/25	1,720,000	1,059,200	0.500	2016/09/08	0.203	2016/01/14
29615	Macquarie Bank Ltd. - GAC European Wts Apr 2018 B	HKD	0.255	0.159	0.181	18,780,000	3,860,900	N/A	0.340	2017/07/17	0.143	2017/04/19	382,480,000	75,409,620	-	-	-	-
19128	Macquarie Bank Ltd. - GAC European Wts Dec 2017 A	HKD	-	-	0.740	0	0	82,667	0.600	2017/06/14	0.239	2017/01/03	1,160,000	548,580	0.430	2016/08/16	0.165	2016/02/25
24257	Macquarie Bank Ltd. - GAC European Wts May 2018 B	HKD	0.189	0.113	0.113	4,240,000	602,500	N/A	0.234	2017/07/25	0.113	2017/08/28	4,660,000	697,440	-	-	-	-
11820	Macquarie Bank Ltd. - GAC European Wts Nov 2017 A	HKD	0.315	0.218	0.242	5,740,000	1,725,740	8,505,877	0.380	2017/07/13	0.108	2017/01/05	315,640,000	56,699,440	0.255	2016/09/19	0.111	2016/12/29
11457	Macquarie Bank Ltd. - GAC European Wts Sep 2017 A	HKD	0.520	0.490	0.510	2,060,000	1,069,400	434,003	0.600	2017/07/21	0.086	2017/01/06	44,200,000	7,267,740	0.290	2016/09/07	0.081	2016/12/29
17430	Macquarie Bank Ltd. - Galaxy Ent European Put Wts Mar 2018 A	HKD	0.231	0.142	0.143	29,880,000	5,363,620	N/A	0.345	2017/07/06	0.142	2017/08/31	80,780,000	19,199,680	-	-	-	-
15231	Macquarie Bank Ltd. - Galaxy Ent European Put Wts Oct 2017 A	HKD	-	-	0.010	0	0	919,153	0.245	2017/01/12	0.022	2017/05/22	250,550,000	34,943,520	-	-	-	-
13724	Macquarie Bank Ltd. - Galaxy Ent European Wts Dec 2017 A	HKD	0.230	0.111	0.168	261,120,000	44,953,420	N/A	0.335	2017/06/14	0.097	2017/05/19	806,360,000	150,383,380	-	-	-	-
16279	Macquarie Bank Ltd. - Galaxy Ent European Wts Feb 2018 A	HKD	0.370	0.270	0.365	18,700,000	6,126,900	N/A	0.440	2017/06/14	0.244	2017/07/04	223,700,000	77,133,560	-	-	-	-
27521	Macquarie Bank Ltd. - Galaxy Ent European Wts Feb 2018 B	HKD	2.280	1.440	1.790	28,966,000	52,348,540	N/A	2.280	2017/08/09	1.440	2017/08/14	28,966,000	52,348,540	-	-	-	-
28844	Macquarie Bank Ltd. - Galaxy Ent European Wts Jan 2018 A	HKD	0.580	0.455	0.530	2,220,000	1,146,750	14,320,885	0.740	2017/06/14	0.241	2017/05/18	198,140,000	87,417,460	-	-	-	-
29653	Macquarie Bank Ltd. - Galaxy Ent European Wts Mar 2018 B	HKD	0.300	0.250	0.255	24,520,000	6,766,300	N/A	0.300	2017/08/22	0.250	2017/08/30	24,520,000	6,766,300	-	-	-	-
15228	Macquarie Bank Ltd. - Galaxy Ent European Wts Nov 2017 A	HKD	0.315	0.186	0.265	323,980,000	72,512,360	36,882,260	0.420	2017/06/20	0.106	2017/02/08	1,174,240,000	259,613,140	0.187	2016/12/16	0.126	2016/12/28
14002	Macquarie Bank Ltd. - Galaxy Ent European Wts Sep 2017 A	HKD	0.680	0.680	0.680	10,000	6,800	2,575,375	0.680	2017/08/22	0.168	2017/02/08	178,370,000	53,075,540	0.460	2016/11/29	0.180	2016/11/09
29380	Macquarie Bank Ltd. - GCL-Poly Energy European Wts Apr 2019A	HKD	0.280	0.237	0.237	646,000	172,556	N/A	0.280	2017/08/18	0.237	2017/08/29	646,000	172,556	-	-	-	-
15834	Macquarie Bank Ltd. - Geely Auto European Put Ws Dec 2017 B	HKD	0.060	0.041	0.041	404,000	21,157	N/A	0.880	2017/05/19	0.040	2017/06/16	46,153,000	15,703,223	-	-	-	-
29194	Macquarie Bank Ltd. - Geely Auto European Wts Apr 2018 A	HKD	0.325	0.232	0.255	641,690,000	170,003,670	N/A	0.325	2017/08/15	0.232	2017/08/29	641,690,000	170,003,670	-	-	-	-
25406	Macquarie Bank Ltd. - Geely Auto European Wts Dec 2017 A	HKD	6.470	4.840	5.820	2,710,000	14,551,480	74,385,308	6.470	2017/08/16	0.700	2017/05/04	476,990,000	646,900,200	-	-	-	-
17122	Macquarie Bank Ltd. - Geely Auto European Wts Feb 2018 A	HKD	0.580	0.385	0.510	266,140,000	116,990,900	N/A	0.580	2017/08/15	0.335	2017/07/04	526,180,000	232,102,500	-	-	-	-
25269	Macquarie Bank Ltd. - Geely Auto European Wts Feb 2018 B	HKD	2.030	1.240	1.310	89,784,000	151,395,610	N/A	2.030	2017/08/09	1.240	2017/08/02	112,691,000	184,606,350	-	-	-	-
15160	Macquarie Bank Ltd. - Geely Auto European Wts Feb 2019 A	HKD	1.050	0.920	1.050	590,000	613,400	2,462,317	1.050	2017/08/09	0.177	2017/01/04	901,500,000	217,021,450	0.189	2016/12/15	0.148	2016/12/28
17278	Macquarie Bank Ltd. - Geely Auto European Wts Jan 2018 A	HKD	2.920	1.780	2.200	37,935,000	78,022,930	N/A	2.920	2017/08/09	1.650	2017/07/24	202,742,000	430,910,050	-	-	-	-
11841	Macquarie Bank Ltd. - Geely Auto European Wts Jul 2018 A	HKD	0.510	0.395	0.435	640,000	295,150	N/A	0.510	2017/08/09	0.100	2017/05/04	843,840,000	160,411,750	-	-	-	-
29450	Macquarie Bank Ltd. - Geely Auto European Wts Mar 2018 A	HKD	1.460	1.160	1.310	22,382,000	28,796,040	N/A	1.460	2017/08/17	1.160	2017/08/30	22,382,000	28,796,040	-	-	-	-
16483	Macquarie Bank Ltd. - Geely Auto European Wts May 2018 A	HKD	0.700	0.490	0.650	37,390,000	22,860,800	N/A	0.700	2017/08/10	0.280	2017/06/16	392,870,000	150,397,350	-	-	-	-
16680	Macquarie Bank Ltd. - Geely Auto European Wts May 2018 B	HKD	0.440	0.300	0.335	55,450,000	21,303,300	N/A	0.440	2017/08/08	0.192	2017/06/16	674,350,000	183,167,400	-	-	-	-
27164	Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 A	HKD	0.970	0.950	1.060	550,000	531,000	2,811,033	1.030	2017/07/14	0.223	2017/04/11	144,750,000	45,054,200	-	-	-	-
13016	Macquarie Bank Ltd. - Geely Auto European Wts Oct 2017 B	HKD	7.650	6.190	6.920	601,000	4,319,820	N/A	7.650	2017/08/08	0.760	2017/05/04	368,214,000	459,578,870	-	-	-	-
23926	Macquarie Bank Ltd. - GJ Int'l European Warrants Feb18A	HKD	0.425	0.232	0.275	22,903,000	7,958,782	5,755,665	0.860	2017/02/09	0.232	2017/08/18	87,507,000	36,662,172	-	-	-	-
24293	Macquarie Bank Ltd. - GJ Int'l European Warrants Oct17A	HKD	-	-	0.010	0	0	917	0.021	2017/02/17	0.010	2017/03/09	7,140,000	129,060	0.127	2016/01/04	0.020	2016/12/30
11070	Macquarie Bank Ltd. - Goldwind European Warrants Dec 2018 A	HKD	0.265	0.244	0.245	4,614,000	1,152,250	N/A	0.265	2017/08/28	0.244	2017/08/25	4,614,000	1,152,250	-	-	-	-
13418	Macquarie Bank Ltd. - Goldwind European Warrants Jun 2018 A	HKD	0.209	0.166	0.166	38,736,000	7,221,578	N/A	0.260	2017/05/16	0.166	2017/08/31	67,332,000	12,956,402	-	-	-	-
16749	Macquarie Bank Ltd. - Greatwall Motor European Put Wt Feb18A	HKD	0.405	0.210	0.310	10,608,000	3,859,931	N/A	0.770	2017/06/23	0.210	2017/08/25	109,112,500	49,932,149	-	-	-	-
29153	Macquarie Bank Ltd. - Greatwall Motor European Wts Sep 2018A	HKD	1.240	0.840	0.870	33,762,000	36,239,590	N/A	1.240	2017/08/15	0.840	2017/08/31	33,762,000	36,239,590	-	-	-	-
14193	Macquarie Bank Ltd. - Haier Elec European Wts Mar 2018 A	HKD	0.430	0.300	0.300	29,930,000	10,209,900	N/A	0.485	2017/06/05	0.300	2017/08/31	67,060,000	24,372,300	-	-	-	-
13481	Macquarie Bank Ltd. - Haier Elec European Wts Sep 2017 A	HKD	0.355	0.250	0.260	1,060,000	318,700	1,460,477	0.420	2017/06/05	0.149	2017/01/03	28,600,000	9,019,580	0.241	2016/10/18	0.211	2016/10/13
23844	Macquarie Bank Ltd. - Haier Elec European Wts Sep 2018 A	HKD	0.465	0.345	0.385	10,240,000	4,151,050	N/A	0.465	2017/08/11	0.345	2017/08/03	12,660,000	5,142,600	-	-	-	-
11761	Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2017 A	HKD	-	-	0.020	0	0	224	0.148	2017/02/17	0.028	2017/06/01	70,940,000	8,374,936	0.241	2016/08/15	0.098	2016/12/23
13028	Macquarie Bank Ltd. - Haitong Sec European Wts Sep 2018 A	HKD	0.180	0.129	0.129	19,292,000	3,012,124	N/A	0.242	2017/04/10	0.129	2017/08/30	150,076,000	27,009,828	-	-	-	-
26273	Macquarie Bank Ltd. - Hang Lung Ppt European Wts Feb 2018 A	HKD	0.510	0.440	0.440	700,000	332,000	81,467	0.620	2017/04/18	0.370	2017/01/03	1,000,000	504,100	0.550	2016/09/08	0.305	2016/04/05
25542	Macquarie Bank Ltd. - Hang Seng Bank European Wts Jan 2018 A	HKD	1.050	0.770	1.020	2,618,000	2,444,550	3,817,460	1.050	2017/08/17	0.490	2017/06/21	34,476,000	23,137,940	-	-	-	-
28734	Macquarie Bank Ltd. - Hang Seng Bank European Wts Jul 2018 A	HKD	0.600	0.465	0.570	17,095,000	8,823,615	N/A	0.600	2017/08/17	0.465	2017/08/24	17,095,000	8,823,615	-	-	-	-
12952	Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Mar 2018 A	HKD	0.285	0.165	0.255	14,740,000	3,584,090	N/A	0.285	2017/08/24	0.127	2017/06/30	101,180,000	19,789,470	-	-	-	-
14252	Macquarie Bank Ltd. - Henderson Land Dev Euro Wts Oct 2017 A	HKD	0.435	0.150	0.330	43,390,000	12,432,500	6,920,577	0.435	2017/08/24	0.104	2017/07/04	189,960,000	44,881,870	0.280	2016/11/22	0.158	2016/12/28
14174	Macquarie Bank Ltd. - Henganintl European Wts Mar 2018 A	HKD	0.260	0.129	0.177	80,925,000	14,573,615	3,830,804	0.650	2017/02/20	0.129	2017/08/09	138,265,000	30,573,925	0.720	2016/11/29	0.340	2016/12/29
16532	Macquarie Bank Ltd. - HKEX European Put Warrants Apr 2018 A	HKD	0.189	0.118	0.162	9,340,000	1,545,690	N/A	0.290	2017/06/15	0.118	2017/08/08	45,350,000	10,946,330	-	-	-	-
17124	Macquarie Bank Ltd. - HKEX European Put Warrants Jan 2018 D	HKD	0.570	0.370	0.370	3,524,000	1,776,510	N/A	0.890	2017/07/05	0.370	2017/08/30	17,426,000	13,189,920	-	-	-	-
14430	Macquarie Bank Ltd. - HKEX European Put Warrants Nov 2017 D	HKD	0.230	0.040	0.060	106,660,000	15,325,906	N/A	0.580	2017/05/15	0.040	2017/08/28	238,650,000	62,598,672	-	-	-	-
13321	Macquarie Bank Ltd. - HKEX European Put Warrants Oct 2017 A	HKD	0.034	0.010	0.020	5,320,000	149,240	6,712,725	0.275	2017/01/03	0.010	2017/08/01	602,590,000	71,316,510	0.300	2016/12/28	0.224	2016/11/23
16935	Macquarie Bank Ltd. - HKEX European Warrants Apr 2018 B	HKD	0.400	0.248	0.270	2,980,000	1,055,690	N/A	0.400	2017/08/02	0.231	2017/06/30	44,160,000	11,030,450	-	-	-	-
29708	Macquarie Bank Ltd. - HKEX European Warrants Apr 2018 C	HKD	0.255	0.215	0.205	13,200,000	3,101,930	N/A	0.255	2017/08/28	0.215	2017/08/29	13,200,000	3,101,930	-	-	-	-
29709	Macquarie Bank Ltd. - HKEX European Warrants Apr 2018 D	HKD	0.980	0.780	0.910	5,639,000	4,703,120	N/A	0.980	2017/08/31	0.780	2017/08/22	5,639,000	4,703,120	-	-	-	-
22160	Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,559,135	0.440	2017/02/15	0.010	2017/06/26	158,275,000	9,502,921	-	-	-	-
23230	Macquarie Bank Ltd. - HKEX European Warrants Aug 2017 B	HKD	-	-	1.160	0	0	15,222,580	1.390	2017/02/16	0.095	2017/07/11	195,612,000	91,359,769	-	-	-	-
15741	Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 A	HKD	1.210	0.360	0.375	8,854,000	8,278,390	N/A	1.210	2017/08/02	0.236	2017/07/10	87,633,000	37,081,590	-	-	-	-
15812	Macquarie Bank Ltd. - HKEX European Warrants Dec 2017 B	HKD	2.350	0.770	0.970	33,189,000	37,093,550	N/A	2.350	2017/08/02	0.660	2017/07/04	59,268,000	61,320,480	-	-	-	-
17259	Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 A	HKD	1.470	0.680	0.780	7,632,000	7,498,010	N/A	1.470	2017/08/03	0.680	2017/08/18	10,430,000	10,685,160	-	-	-	-
17314	Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 B	HKD	2.770	1.360	1.580	20,602,000	34,789,850	N/A	2.770	2017/08/02	1.360	2017/08/22	22,010,000	37,367,290	-	-	-	-
23158	Macquarie Bank Ltd. - HKEX European Warrants Feb 2018 C	HKD	0.870	0.325	0.325	12,476,000	6,671,565	N/A	0.870	2017/08/08	0.325	2017/08/31	16,931,000	9,118,785	-	-	-	-
16682	Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 A	HKD	0.980	0.415	0.415	2,446,000	2,062,060	N/A	0.980	2017/08/09	0.350	2017/07/05	5,070,000	3,622,670	-	-	-	-
16752	Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 B	HKD	2.080	0.760	0.910	18,745,000	21,215,560	N/A	2.080	2017/08/02	0.760	2017/08/21	19,691,000	22,395,490	-	-	-	-
17011	Macquarie Bank Ltd. - HKEX European Warrants Jan 2018 C	HKD	3.540	1.760	2.190	2,764,000	6,844,590	N/A	3.540	2017/08/02	1.630	2017/06/28	2,951,000	7,207,290	-	-	-	-
28748	Macquarie Bank Ltd. - HKEX European Warrants Jul 2018 A	HKD	0.540	0.510	0.500	90,000	47,470	N/A	0.540	2017/08/28	0.510	2017/08/28	90,000	47,470	-	-	-	-
29860	Macquarie Bank Ltd. - HKEX European Warrants Jul 2018 B	HKD	0.255	0.197	0.200	7,080,000	1,568,920	N/A	0.255	2017/08/28	0.197	2017/08/31	7,080,000	1,568,920	-	-	-	-
14086	Macquarie Bank Ltd. - HKEX European Warrants Jun 2019 A	HKD	0.171	0.100	0.122	11,960,000	1,560,250	4,816,507	0.186	2017/02/16	0.100	2017/08/18	263,780,000	34,664,350	0.260	2016/11/11	0.149	2016/12/21
26010	Macquarie Bank Ltd. - HKEX European Warrants Mar 2018 A	HKD	0.740	0.350	0.350	3,697,000	2,264,100	N/A	0.740	2017/08/03	0.350	2017/08/31	3,941,000	2,400,500	-	-	-	-
28747	Macquarie Bank Ltd. - HKEX European Warrants Mar 2018 B	HKD	1.130	0.590	0.620	6,806,000	5,567,300	N/A	1.130	2017/08/09	0.590	2017/08/30	6,806,000	5,567,300	-	-	-	-
29202	Macquarie Bank Ltd. - HKEX European Warrants Mar 2018 C	HKD	1.200	1.050	1.160	5,320,000	5,826,740	N/A	1.200	2017/08/31	1.050	2017/08/22	5,320,000	5,826,740	-	-	-	-
29861	Macquarie Bank Ltd. - HKEX European Warrants May 2018 A	HKD	0.260	0.210	0.210	14,210,000	3,289,390	N/A	0.260	2017/08/28	0.210	2017/08/31	14,210,000	3,289,390	-	-	-	-
29862	Macquarie Bank Ltd. - HKEX European Warrants May 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
13602	Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 A	HKD	0.570	0.145	0.150	18,988,000	6,727,810	N/A	0.570	2017/08/01	0.139	2017/07/10	95,673,000	26,979,387	-	-	-	-
14182	Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 B	HKD	1.540	0.400	0.500	37,095,000	37,581,590	N/A	1.540	2017/08/02	0.355	2017/07/07	104,921,000	85,511,710	-	-	-	-
14325	Macquarie Bank Ltd. - HKEX European Warrants Nov 2017 C	HKD	3.600	1.350	2.000	33,652,000	65,005,960	N/A	3.600	2017/08/08	1.040	2017/07/05	54,770,000	98,603,820	-	-	-	-
13322	Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 B	HKD	0.093	0.010	0.017	71,210,000	4,311,810	2,486,547	0.096	2017/02/16	0.010	2017/08/29	437,720,000	25,570,070	0.250	2016/09/22	0.058	2016/12/28
13777	Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 C	HKD	-	-	0.020	0	0	352,163	0.174	2017/02/16	0.029	2017/06/02	39,671,000	3,212,423	0.350	2016/10/20	0.106	2016/12/29
29175	Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 D	HKD	0.194	0.016	0.031	47,058,000	5,397,588	N/A	0.255	2017/04/05	0.016	2017/08/28	410,825,000	49,473,486	-	-	-	-
29256	Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 E	HKD	2.200	0.445	0.740	17,156,000	19,486,675	N/A	2.200	2017/08/02	0.445	2017/08/24	86,274,000	84,027,190	-	-	-	-
11042	Macquarie Bank Ltd. - HKEX European Warrants Oct 2017 F	HKD	0.610	0.061	0.090	50,567,000	10,149,888	N/A	0.610	2017/08/02	0.061	2017/08/21	602,192,000	121,976,208	-	-	-	-
29710	Macquarie Bank Ltd. - HKEX European Warrants Oct 2018 A	HKD	0.247	0.189	0.189	32,120,000	7,491,600	N/A	0.247	2017/08/28	0.189	2017/08/31	32,120,000	7,491,600	-	-	-	-
26581	Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 A	HKD	0.850	0.010	0.010	57,252,000	23,668,291	19,559,729	0.880	2017/02/21	0.010	2017/08/28	430,646,000	117,384,221	-	-	-	-
26766	Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 B	HKD	3.960	1.680	2.160	3,546,000	11,612,850	7,207,960	3.960	2017/08/02	1.370	2017/07/05	17,842,000	43,247,760	-	-	-	-
28137	Macquarie Bank Ltd. - HKEX European Warrants Sep 2017 C	HKD	0.156	0.010	0.010	66,247,000	4,860,341	4,980,953	0.450	2017/02/21	0.010	2017/08/11	315,059,000	29,916,467	-	-	-	-
29946	Macquarie Bank Ltd. - HN Renewables European Wts Jan 2018 A	HKD	0.219	0.150	0.151	21,938,000	3,728,248	N/A	0.570	2017/03/21	0.150	2017/08/30	30,678,000	6,594,250	-	-	-	-
23315	Macquarie Bank Ltd. - HSBC European Put Warrants Apr 2018 A	HKD	0.740	0.500	0.590	34,504,000	22,082,600	N/A	0.760	2017/07/20	0.500	2017/08/02	48,048,000	31,118,040	-	-	-	-
17422	Macquarie Bank Ltd. - HSBC European Put Warrants Feb 2018 B	HKD	0.206	0.135	0.136	225,472,000	34,779,280	N/A	0.365	2017/07/06	0.135	2017/08/31	281,912,000	49,691,612	-	-	-	-
26799	Macquarie Bank Ltd. - HSBC European Put Warrants Jul 2018 A	HKD	0.048	0.027	0.038	4,888,000	146,660	6,773,578	0.315	2017/02/28	0.027	2017/08/08	337,244,000	41,968,952	-	-	-	-
29058	Macquarie Bank Ltd. - HSBC European Put Warrants Jun 2018 A	HKD	0.630	0.485	0.490	19,520,000	10,766,900	N/A	0.630	2017/08/18	0.485	2017/08/31	19,520,000	10,766,900	-	-	-	-
13442	Macquarie Bank Ltd. - HSBC European Put Warrants Nov 2017 C	HKD	-	-	0.018	0	0	N/A	0.380	2017/04/07	0.018	2017/07/11	605,732,000	54,923,040	-	-	-	-
15113	Macquarie Bank Ltd. - HSBC European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	3,866,087	0.234	2017/01/06	0.019	2017/05/18	369,288,000	50,989,216	0.290	2016/12/28	0.213	2016/12/14
24915	Macquarie Bank Ltd. - HSBC European Warrants Apr 2018 B	HKD	0.570	0.290	0.360	122,576,000	45,808,340	N/A	0.570	2017/08/01	0.290	2017/08/25	160,440,000	64,137,400	-	-	-	-
27733	Macquarie Bank Ltd. - HSBC European Warrants Apr 2018 C	HKD	0.250	0.111	0.129	144,756,000	29,662,612	N/A	0.250	2017/08/03	0.111	2017/08/24	144,756,000	29,662,612	-	-	-	-
20300	Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 A	HKD	-	-	1.200	0	0	5,409,020	1.070	2017/07/11	0.138	2017/04/20	129,236,000	34,713,660	-	-	-	-
20351	Macquarie Bank Ltd. - HSBC European Warrants Aug 2017 B	HKD	-	-	0.065	0	0	14,800,292	1.700	2017/02/20	0.020	2017/07/24	249,404,800	105,219,588	-	-	-	-
15119	Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 A	HKD	0.500	0.161	0.238	123,756,000	48,464,724	13,986,701	0.500	2017/08/02	0.075	2017/04/19	317,944,000	85,264,136	0.220	2016/12/14	0.125	2016/12/28
15753	Macquarie Bank Ltd. - HSBC European Warrants Dec 2017 B	HKD	1.970	0.325	0.540	43,904,400	22,111,512	N/A	1.970	2017/08/02	0.325	2017/08/25	151,122,000	105,493,564	-	-	-	-
28148	Macquarie Bank Ltd. - HSBC European Warrants Dec 2018 A	HKD	0.250	0.156	0.187	153,972,000	34,353,972	N/A	0.250	2017/08/07	0.156	2017/08/25	153,972,000	34,353,972	-	-	-	-
15010	Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 A	HKD	0.690	0.345	0.435	37,116,000	16,521,720	26,948,551	0.690	2017/08/02	0.159	2017/04/20	479,532,000	165,236,040	0.325	2016/12/12	0.183	2016/12/29
18014	Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 C	HKD	0.420	0.157	0.211	128,140,000	42,533,216	N/A	0.420	2017/08/01	0.157	2017/08/21	224,292,000	75,043,136	-	-	-	-
18018	Macquarie Bank Ltd. - HSBC European Warrants Feb 2018 D	HKD	1.380	1.260	1.290	20,000	26,400	N/A	1.650	2017/07/11	1.260	2017/08/30	162,400	244,280	-	-	-	-
16539	Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 A	HKD	1.020	0.560	0.720	13,228,000	9,022,840	N/A	1.020	2017/08/02	0.300	2017/06/22	116,296,000	56,743,900	-	-	-	-
16541	Macquarie Bank Ltd. - HSBC European Warrants Jan 2018 B	HKD	0.670	0.305	0.395	62,768,000	26,486,620	N/A	0.670	2017/08/02	0.190	2017/06/22	353,440,000	123,932,824	-	-	-	-
22519	Macquarie Bank Ltd. - HSBC European Warrants Jan 2019 A	HKD	0.425	0.270	0.315	52,604,000	17,712,000	18,920,269	0.425	2017/08/02	0.189	2017/04/20	456,492,000	114,649,828	-	-	-	-
23321	Macquarie Bank Ltd. - HSBC European Warrants Jul 2018 B	HKD	0.335	0.169	0.209	15,992,000	4,550,216	N/A	0.335	2017/08/01	0.169	2017/08/21	30,720,000	8,540,544	-	-	-	-
11434	Macquarie Bank Ltd. - HSBC European Warrants Jun 2018 B	HKD	0.570	0.510	0.570	4,236,000	2,366,960	N/A	0.570	2017/08/31	0.510	2017/08/29	4,236,000	2,366,960	-	-	-	-
24916	Macquarie Bank Ltd. - HSBC European Warrants Mar 2018 A	HKD	0.800	0.660	0.790	15,624,000	11,405,320	N/A	1.040	2017/07/31	0.660	2017/08/25	21,840,000	17,149,320	-	-	-	-
27751	Macquarie Bank Ltd. - HSBC European Warrants Mar 2018 B	HKD	0.320	0.155	0.191	88,200,000	18,810,824	N/A	0.320	2017/08/07	0.155	2017/08/18	88,200,000	18,810,824	-	-	-	-
11426	Macquarie Bank Ltd. - HSBC European Warrants Mar 2018 C	HKD	0.910	0.750	0.870	6,517,600	5,406,904	N/A	0.910	2017/08/30	0.750	2017/08/29	6,517,600	5,406,904	-	-	-	-
29047	Macquarie Bank Ltd. - HSBC European Warrants May 2018 A	HKD	0.305	0.236	0.295	35,336,000	9,913,840	N/A	0.305	2017/08/15	0.236	2017/08/18	35,336,000	9,913,840	-	-	-	-
14111	Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 A	HKD	1.140	0.680	0.860	388,000	361,160	8,550,016	1.140	2017/08/02	0.197	2017/04/20	131,216,000	58,825,896	0.510	2016/12/08	0.181	2016/11/09
11809	Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 B	HKD	0.620	0.207	0.300	117,596,000	38,542,816	N/A	0.620	2017/08/02	0.076	2017/06/22	505,920,000	100,818,536	-	-	-	-
14959	Macquarie Bank Ltd. - HSBC European Warrants Nov 2017 D	HKD	2.170	0.445	0.720	22,061,200	13,744,522	N/A	2.250	2017/07/31	0.445	2017/08/25	113,872,800	90,821,592	-	-	-	-
13457	Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 A	HKD	2.970	0.560	0.890	9,354,000	8,364,108	18,735,475	2.970	2017/08/01	0.500	2017/06/13	127,812,000	121,033,216	2.230	2016/12/08	0.420	2016/11/09
28846	Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 B	HKD	0.770	0.035	0.050	73,400,800	36,513,627	33,221,654	0.810	2017/07/31	0.035	2017/08/29	464,429,600	200,006,882	-	-	-	-
29288	Macquarie Bank Ltd. - HSBC European Warrants Oct 2017 C	HKD	0.960	0.550	0.740	26,768,000	17,111,360	N/A	0.970	2017/07/31	0.118	2017/04/24	624,480,000	148,103,048	-	-	-	-
29053	Macquarie Bank Ltd. - HSBC European Warrants Oct 2018 A	HKD	0.475	0.390	0.465	56,112,000	24,790,200	N/A	0.475	2017/08/15	0.390	2017/08/18	56,112,000	24,790,200	-	-	-	-
15616	Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 B	HKD	0.770	0.730	0.420	100,000	74,680	9,862,467	0.770	2017/08/07	0.066	2017/04/20	557,048,000	79,087,208	0.199	2016/12/30	0.177	2016/12/29
26189	Macquarie Bank Ltd. - HSBC European Warrants Sep 2017 C	HKD	0.495	0.020	0.010	6,036,400	1,040,943	15,708,897	0.880	2017/02/17	0.020	2017/08/14	356,486,800	97,879,746	-	-	-	-
13837	Macquarie Bank Ltd. - Huadian Fuxin European Warrants May18A	HKD	0.255	0.194	0.225	3,046,000	704,722	N/A	0.420	2017/06/01	0.194	2017/08/11	27,258,000	9,853,002	-	-	-	-
28136	Macquarie Bank Ltd. - Huaneng Power European Wts Dec 2017 A	HKD	0.195	0.049	0.059	62,158,000	4,378,678	7,506,333	0.580	2017/03/17	0.049	2017/08/31	192,166,000	50,595,056	-	-	-	-
17135	Macquarie Bank Ltd. - Huaneng Power European Wts Jun 2018 A	HKD	0.380	0.201	0.213	19,664,000	4,984,364	N/A	0.440	2017/07/20	0.201	2017/08/31	43,072,000	14,627,104	-	-	-	-
24740	Macquarie Bank Ltd. - Huaneng Power European Wts Mar 2018 A	HKD	-	-	0.010	0	0	7,850	0.029	2017/05/16	0.010	2017/06/29	16,660,000	223,540	0.224	2016/01/06	0.015	2016/07/22
12860	Macquarie Bank Ltd. - ICBC European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	577,267	0.174	2017/01/04	0.012	2017/05/17	136,076,000	7,682,304	0.310	2016/09/14	0.168	2016/12/01
15329	Macquarie Bank Ltd. - ICBC European Warrants Aug 2017 B	HKD	-	-	0.295	0	0	5,567,409	0.325	2017/02/16	0.018	2017/07/07	255,093,000	36,981,010	0.195	2016/12/29	0.168	2016/12/28
29067	Macquarie Bank Ltd. - ICBC European Warrants Aug 2018 A	HKD	0.375	0.207	0.260	14,550,000	3,639,495	N/A	0.375	2017/08/28	0.207	2017/08/21	14,550,000	3,639,495	-	-	-	-
16568	Macquarie Bank Ltd. - ICBC European Warrants Feb 2018 A	HKD	0.680	0.410	0.560	3,478,000	1,848,675	N/A	0.680	2017/08/28	0.205	2017/06/21	17,042,000	5,714,130	-	-	-	-
29068	Macquarie Bank Ltd. - ICBC European Warrants May 2018 A	HKD	0.490	0.335	0.375	6,213,000	2,287,920	N/A	0.490	2017/08/28	0.335	2017/08/17	6,213,000	2,287,920	-	-	-	-
28708	Macquarie Bank Ltd. - ICBC European Warrants Nov 2017 A	HKD	0.290	0.069	0.210	85,846,000	13,155,972	3,688,694	0.290	2017/08/30	0.033	2017/07/10	197,934,000	22,132,161	-	-	-	-
29613	Macquarie Bank Ltd. - ICBC European Warrants Oct 2017 A	HKD	0.520	0.150	0.350	57,989,000	16,371,010	N/A	0.520	2017/08/30	0.042	2017/07/10	292,117,000	45,657,866	-	-	-	-
28752	Macquarie Bank Ltd. - ICBC European Warrants Sep 2017 A	HKD	-	-	0.910	0	0	1,228,148	0.820	2017/07/25	0.290	2017/05/05	22,599,000	9,489,040	0.760	2016/09/09	0.250	2016/06/10
15836	Macquarie Bank Ltd. - IGG European Warrants Dec 2017 A	HKD	0.405	0.214	0.228	95,320,000	29,301,920	N/A	0.445	2017/05/22	0.214	2017/08/31	408,750,000	146,201,170	-	-	-	-
29551	Macquarie Bank Ltd. - IGG European Warrants Feb 2018 A	HKD	0.285	0.217	0.228	133,210,000	33,674,360	N/A	0.285	2017/08/28	0.217	2017/08/31	133,210,000	33,674,360	-	-	-	-
16035	Macquarie Bank Ltd. - IGG European Warrants Mar 2018 A	HKD	0.345	0.187	0.196	194,370,000	46,573,930	N/A	0.385	2017/07/20	0.187	2017/08/31	368,790,000	101,713,730	-	-	-	-
15448	Macquarie Bank Ltd. - IGG European Warrants May 2018 A	HKD	0.420	0.285	0.285	3,580,000	1,133,600	N/A	0.495	2017/05/17	0.285	2017/08/17	105,260,000	42,850,800	-	-	-	-
28711	Macquarie Bank Ltd. - Jiangxi Copper European Wts Jul 2018 A	HKD	0.179	0.117	0.135	170,860,000	24,374,960	12,703,020	0.265	2017/02/23	0.104	2017/06/06	536,140,000	76,753,470	-	-	-	-
12467	Macquarie Bank Ltd. - JNCEC European Warrants Dec 2017 A	HKD	0.181	0.123	0.116	1,306,000	201,886	N/A	0.405	2017/04/10	0.123	2017/08/30	7,758,000	2,191,514	-	-	-	-
28760	Macquarie Bank Ltd. - JNCEC European Warrants Dec 2018 A	HKD	0.490	0.460	0.450	1,056,000	495,980	N/A	0.490	2017/08/16	0.460	2017/08/22	1,056,000	495,980	-	-	-	-
11368	Macquarie Bank Ltd. - KECL European Warrants Jul 2018 A	HKD	0.211	0.208	0.208	600,000	126,100	87,280	0.229	2017/04/05	0.091	2017/02/03	10,920,000	1,506,920	0.226	2016/04/19	0.099	2016/11/09
26999	Macquarie Bank Ltd. - KECL European Warrants Mar 2018 A	HKD	0.550	0.237	0.375	35,040,000	13,207,566	N/A	0.550	2017/08/02	0.237	2017/08/24	35,040,000	13,207,566	-	-	-	-
14388	Macquarie Bank Ltd. - KECL European Warrants Oct 2017 A	HKD	1.120	0.510	0.610	2,160,000	1,496,280	3,655,265	1.520	2017/04/05	0.365	2017/06/22	45,584,000	30,521,340	0.690	2016/12/01	0.530	2016/12/29
17924	Macquarie Bank Ltd. - KECL European Warrants Sep 2017 A	HKD	0.049	0.015	0.016	64,560,000	2,083,940	2,312,577	0.079	2017/04/10	0.015	2017/08/22	355,500,000	14,717,500	0.122	2016/04/14	0.031	2016/12/22
21956	Macquarie Bank Ltd. - KECL European Warrants Sep 2017 B	HKD	-	-	0.029	0	0	10,090	0.050	2017/04/05	0.029	2017/04/18	1,360,000	60,540	0.070	2016/06/30	0.050	2016/07/21
21760	Macquarie Bank Ltd. - Kingdee Int'l European Wts Apr 2018 A	HKD	0.011	0.010	0.011	220,000	2,260	26,057	0.034	2017/02/17	0.010	2017/08/21	9,600,000	223,960	0.112	2016/01/05	0.017	2016/12/16
22253	Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 A	HKD	-	-	0.015	0	0	0	0.013	2017/02/16	0.010	2017/01/25	480,000	5,240	0.086	2016/01/05	0.017	2016/09/21
29228	Macquarie Bank Ltd. - Kingdee Int'l European Wts Jan 2018 B	HKD	0.221	0.123	0.195	95,670,000	17,291,148	N/A	0.660	2017/03/20	0.123	2017/08/17	213,332,000	56,146,796	-	-	-	-
22216	Macquarie Bank Ltd. - Kingdee Int'l European Wts Mar 2018 A	HKD	0.370	0.270	0.340	9,542,000	3,119,790	N/A	0.485	2017/07/19	0.270	2017/08/11	14,542,000	5,239,330	-	-	-	-
16004	Macquarie Bank Ltd. - Kingdee Int'l European Wts Nov 2017 A	HKD	0.490	0.247	0.475	6,950,000	2,511,840	1,325,738	0.930	2017/03/20	0.247	2017/08/17	18,786,000	9,276,830	-	-	-	-
14810	Macquarie Bank Ltd. - Kingsoft European Put Warrants Dec 17B	HKD	0.285	0.110	0.239	265,680,000	41,183,750	N/A	0.295	2017/05/05	0.110	2017/08/09	456,200,000	81,141,990	-	-	-	-
29706	Macquarie Bank Ltd. - Kingsoft European Put Warrants Jun18A	HKD	0.390	0.270	0.330	30,140,000	10,122,750	N/A	0.390	2017/08/29	0.270	2017/08/22	30,140,000	10,122,750	-	-	-	-
26011	Macquarie Bank Ltd. - Kingsoft European Warrants Apr 2018 A	HKD	0.229	0.082	0.095	239,950,000	32,594,660	N/A	0.229	2017/08/09	0.082	2017/08/29	249,130,000	34,451,660	-	-	-	-
21964	Macquarie Bank Ltd. - Kingsoft European Warrants Aug 2017 A	HKD	-	-	0.240	0	0	4,980,078	0.485	2017/04/28	0.160	2017/02/24	193,200,000	44,181,600	-	-	-	-
11807	Macquarie Bank Ltd. - Kingsoft European Warrants Dec 2017 A	HKD	0.285	0.077	0.101	45,490,000	5,084,870	N/A	0.485	2017/05/10	0.077	2017/08/29	132,900,000	31,828,390	-	-	-	-
13007	Macquarie Bank Ltd. - Kingsoft European Warrants Feb 2018 A	HKD	0.186	0.050	0.050	2,820,000	338,060	6,142,357	0.410	2017/03/24	0.050	2017/08/29	172,800,000	43,539,590	0.430	2016/10/11	0.184	2016/12/23
15179	Macquarie Bank Ltd. - Kingsoft European Warrants Jan 2018 A	HKD	0.109	0.020	0.028	182,420,000	10,793,450	N/A	0.237	2017/05/10	0.020	2017/08/29	419,580,000	44,113,750	-	-	-	-
17087	Macquarie Bank Ltd. - Kingsoft European Warrants Mar 2018 A	HKD	0.285	0.086	0.110	310,490,000	43,697,110	N/A	0.335	2017/07/25	0.086	2017/08/29	392,640,000	64,907,050	-	-	-	-
13051	Macquarie Bank Ltd. - Kingsoft European Warrants Nov 2017 A	HKD	0.066	0.010	0.011	22,170,000	532,060	N/A	0.305	2017/04/03	0.010	2017/08/29	702,170,000	91,282,400	-	-	-	-
27074	Macquarie Bank Ltd. - Kingsoft European Warrants Oct 2017 A	HKD	0.255	0.255	0.226	10,000	2,550	78,783	0.640	2017/05/18	0.255	2017/08/25	930,000	472,700	-	-	-	-
13492	Macquarie Bank Ltd. - Lenovo European Put Warrants Dec 2017A	HKD	0.540	0.280	0.500	22,482,000	8,907,100	N/A	0.560	2017/04/18	0.244	2017/07/21	95,646,000	39,613,630	-	-	-	-
29705	Macquarie Bank Ltd. - Lenovo European Put Warrants Jun 2018A	HKD	0.560	0.510	0.550	2,276,000	1,209,040	N/A	0.560	2017/08/28	0.510	2017/08/24	2,276,000	1,209,040	-	-	-	-
29485	Macquarie Bank Ltd. - Lenovo European Warrants Apr 2018 A	HKD	0.255	0.117	0.124	85,344,000	12,077,330	N/A	0.255	2017/08/17	0.117	2017/08/28	85,344,000	12,077,330	-	-	-	-
15853	Macquarie Bank Ltd. - Lenovo European Warrants Aug 2017 A	HKD	-	-	0.330	0	0	1,247,093	0.790	2017/02/13	0.240	2017/06/30	22,278,000	10,596,280	-	-	-	-
24851	Macquarie Bank Ltd. - Lenovo European Warrants Feb 2018 A	HKD	-	-	0.010	0	0	15,167	0.017	2017/02/15	0.010	2017/04/26	11,600,000	120,800	0.188	2016/02/02	0.020	2016/11/03
15656	Macquarie Bank Ltd. - Lenovo European Warrants Jan 2018 B	HKD	0.188	0.046	0.048	37,904,000	3,303,648	N/A	0.320	2017/05/31	0.046	2017/08/28	72,116,000	11,821,340	-	-	-	-
16290	Macquarie Bank Ltd. - Lenovo European Warrants Mar 2018 A	HKD	0.560	0.200	0.203	21,118,000	7,636,120	N/A	0.720	2017/06/12	0.200	2017/08/31	29,224,000	12,682,780	-	-	-	-
11714	Macquarie Bank Ltd. - Lenovo European Warrants May 2018 A	HKD	0.011	0.011	0.011	100,000	1,100	31,010	0.040	2017/01/18	0.011	2017/08/11	12,720,000	293,560	0.255	2016/01/11	0.025	2016/12/30
11290	Macquarie Bank Ltd. - Lenovo European Warrants Nov 2017 A	HKD	0.172	0.017	0.017	41,734,000	2,635,480	N/A	0.590	2017/04/07	0.017	2017/08/31	183,984,000	48,428,794	-	-	-	-
23537	Macquarie Bank Ltd. - Lenovo European Warrants Oct 2017 A	HKD	-	-	0.038	0	0	0	-	-	-	-	0	0	0.079	2016/01/04	0.025	2016/04/05
23700	Macquarie Bank Ltd. - Lenovo European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	2,363,674	0.229	2017/02/15	0.010	2017/07/10	182,292,000	16,494,494	-	-	-	-
21895	Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 A	HKD	-	-	0.010	0	0	0	-	-	-	-	0	0	0.084	2016/01/04	0.029	2016/08/08
14981	Macquarie Bank Ltd. - Li & Fung European Warrants Dec 2017 B	HKD	0.111	0.081	0.099	17,578,000	1,717,852	1,396,585	0.420	2017/03/20	0.030	2017/06/27	65,844,000	9,412,418	0.550	2016/12/14	0.315	2016/12/29
22071	Macquarie Bank Ltd. - Li Ning European Warrants Apr 2018 A	HKD	0.090	0.067	0.065	140,000	10,415	27,236	0.102	2017/06/16	0.038	2017/04/25	2,000,000	163,415	0.175	2016/01/06	0.056	2016/06/02
28732	Macquarie Bank Ltd. - Li Ning European Warrants Dec 2019 A	HKD	0.245	0.215	0.220	30,145,000	6,895,510	N/A	0.245	2017/08/10	0.215	2017/08/31	30,145,000	6,895,510	-	-	-	-
27198	Macquarie Bank Ltd. - Li Ning European Warrants Jan 2018 A	HKD	1.050	0.810	0.740	2,059,000	1,986,395	1,383,752	1.180	2017/07/25	0.810	2017/08/21	8,371,000	8,522,800	-	-	-	-
28698	Macquarie Bank Ltd. - Li Ning European Warrants Nov 2017 A	HKD	-	-	2.290	0	0	27,125	2.330	2017/06/09	1.900	2017/01/19	127,000	271,850	2.810	2016/10/20	1.000	2016/06/15
13907	Macquarie Bank Ltd. - Li Ning European Warrants Sep 2019 A	HKD	0.250	0.210	0.211	42,150,000	9,583,395	3,441,031	0.270	2017/07/19	0.176	2017/04/03	91,800,000	20,961,305	0.206	2016/12/30	0.206	2016/12/30
16634	Macquarie Bank Ltd. - Link REIT European Warrants Aug 2018 A	HKD	-	-	0.450	0	0	N/A	0.500	2017/06/14	0.355	2017/06/30	21,120,000	9,459,475	-	-	-	-
24386	Macquarie Bank Ltd. - Link REIT European Warrants Jan 2018 A	HKD	0.580	0.520	0.570	200,000	110,200	1,445,504	0.600	2017/07/31	0.247	2017/03/15	25,000,000	9,230,825	-	-	-	-
25559	Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2017 A	HKD	-	-	0.660	0	0	777,099	0.520	2017/07/03	0.118	2017/01/03	84,485,000	16,664,595	0.360	2016/09/07	0.105	2016/12/29
16543	Macquarie Bank Ltd. - Longfor PPT European Wts Aug 2018 A	HKD	0.360	0.241	0.290	42,055,000	11,718,480	N/A	0.425	2017/07/21	0.210	2017/06/15	159,045,000	43,766,215	-	-	-	-
27757	Macquarie Bank Ltd. - Longfor PPT European Wts Feb 2018 A	HKD	0.540	0.500	0.540	115,000	61,500	2,839,932	0.600	2017/07/27	0.197	2017/05/10	78,790,000	19,626,710	-	-	-	-
19434	Macquarie Bank Ltd. - Meitu European Warrants Aug 2018 A	HKD	0.440	0.295	0.325	22,090,000	7,641,400	N/A	0.440	2017/08/25	0.290	2017/07/17	47,540,000	16,048,825	-	-	-	-
15777	Macquarie Bank Ltd. - Meitu European Warrants Dec 2017 A	HKD	0.330	0.178	0.201	159,570,000	36,874,895	N/A	0.330	2017/08/25	0.123	2017/07/03	696,245,000	141,665,110	-	-	-	-
16867	Macquarie Bank Ltd. - Meitu European Warrants Feb 2018 A	HKD	0.530	0.315	0.375	56,810,000	24,604,350	N/A	0.530	2017/08/25	0.241	2017/06/28	102,265,000	37,864,340	-	-	-	-
15290	Macquarie Bank Ltd. - Meitu European Warrants May 2018 A	HKD	0.330	0.179	0.224	156,855,000	39,013,830	N/A	0.330	2017/08/25	0.125	2017/06/28	811,275,000	168,302,585	-	-	-	-
13082	Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts Feb 2018 A	HKD	0.640	0.630	0.710	160,000	101,400	294,358	0.900	2017/06/01	0.230	2017/01/17	7,090,000	2,932,730	0.360	2016/12/09	0.238	2016/12/29
17049	Macquarie Bank Ltd. - Melco Int'l Dev Euro Wts May 2018 A	HKD	0.175	0.116	0.132	65,380,000	9,485,110	N/A	0.295	2017/06/29	0.116	2017/08/28	126,340,000	21,670,240	-	-	-	-
26746	Macquarie Bank Ltd. - MGM China European Put Warrants Dec18A	HKD	0.260	0.242	0.242	23,568,000	5,824,796	N/A	0.260	2017/08/28	0.242	2017/08/31	24,304,000	6,006,220	-	-	-	-
14778	Macquarie Bank Ltd. - MGM China European Warrants Dec 2017 A	HKD	0.024	0.010	0.010	2,424,000	26,176	2,109,001	0.129	2017/01/12	0.010	2017/08/22	211,804,000	13,654,060	0.224	2016/12/05	0.092	2016/12/29
18211	Macquarie Bank Ltd. - MGM China European Warrants Nov 2018 A	HKD	-	-	0.228	0	0	N/A	0.265	2017/07/19	0.260	2017/07/18	800,000	210,800	-	-	-	-
13426	Macquarie Bank Ltd. - MGM China European Warrants Oct 2017 A	HKD	0.066	0.025	0.028	7,816,000	261,864	4,581,481	0.234	2017/01/11	0.025	2017/08/17	254,424,000	35,795,620	0.385	2016/11/28	0.177	2016/12/29
16785	Macquarie Bank Ltd. - Minsheng Bank European Put Wts Apr18A	HKD	0.800	0.590	0.680	13,480,000	9,396,140	N/A	0.910	2017/06/21	0.590	2017/08/28	18,476,000	13,237,020	-	-	-	-
16933	Macquarie Bank Ltd. - Minsheng Bank European Wts Apr 2018 B	HKD	0.870	0.570	0.630	20,699,000	14,360,100	N/A	0.940	2017/07/17	0.570	2017/08/21	39,919,000	30,020,875	-	-	-	-
20485	Macquarie Bank Ltd. - Minsheng Bank European Wts Aug 2017 A	HKD	-	-	0.016	0	0	504,686	0.530	2017/02/16	0.015	2017/06/01	70,176,000	12,302,458	-	-	-	-
14992	Macquarie Bank Ltd. - Minsheng Bank European Wts Jan 2018 A	HKD	0.275	0.118	0.125	149,573,500	25,041,382	N/A	0.415	2017/05/26	0.118	2017/08/21	277,741,000	61,536,767	-	-	-	-
28842	Macquarie Bank Ltd. - Minsheng Bank European Wts Oct 2017 A	HKD	-	-	0.020	0	0	1,436,221	0.450	2017/02/24	0.026	2017/07/25	119,895,000	8,930,718	-	-	-	-
13895	Macquarie Bank Ltd. - MTRC European Warrants Mar 2018 A	HKD	0.226	0.151	0.209	12,055,000	2,501,580	N/A	0.350	2017/05/18	0.143	2017/07/04	58,165,000	12,737,645	-	-	-	-
13908	Macquarie Bank Ltd. - MTRC European Warrants Sep 2017 A	HKD	0.039	0.010	0.010	33,030,000	757,480	1,802,582	0.158	2017/05/18	0.010	2017/08/21	188,975,000	11,878,770	0.157	2016/11/14	0.059	2016/12/21
23141	Macquarie Bank Ltd. - MTRC European Warrants Sep 2018 A	HKD	0.325	0.255	0.325	101,855,000	30,509,300	N/A	0.325	2017/08/31	0.242	2017/07/20	110,705,000	32,808,720	-	-	-	-
17421	Macquarie Bank Ltd. - NCI European Put Warrants Feb 2018 A	HKD	0.073	0.026	0.054	18,150,000	758,230	N/A	0.210	2017/07/06	0.026	2017/08/02	141,126,000	20,396,904	-	-	-	-
28496	Macquarie Bank Ltd. - NCI European Warrants Apr 2018 A	HKD	0.385	0.208	0.241	113,629,000	30,943,792	N/A	0.385	2017/08/08	0.208	2017/08/30	113,629,000	30,943,792	-	-	-	-
28685	Macquarie Bank Ltd. - NCI European Warrants Dec 2017 A	HKD	0.680	0.221	0.310	42,543,000	18,916,758	15,763,614	0.680	2017/08/02	0.064	2017/06/30	611,091,000	94,907,421	-	-	-	-
15978	Macquarie Bank Ltd. - NCI European Warrants Jun 2018 A	HKD	0.750	0.400	0.465	46,383,000	25,021,615	N/A	0.750	2017/08/02	0.141	2017/07/05	311,659,000	88,520,329	-	-	-	-
14195	Macquarie Bank Ltd. - NCI European Warrants Mar 2018 A	HKD	1.350	0.790	0.880	1,042,000	1,093,900	N/A	1.350	2017/08/02	0.260	2017/07/04	162,254,000	66,284,840	-	-	-	-
14712	Macquarie Bank Ltd. - NCI European Warrants Sep 2017 A	HKD	0.750	0.051	0.340	35,653,000	12,969,714	7,972,005	0.750	2017/08/02	0.015	2017/06/30	577,889,000	92,361,288	0.320	2016/12/01	0.122	2016/12/23
17125	Macquarie Bank Ltd. - NCI European Warrants Sep 2018 A	HKD	1.200	0.830	0.930	6,520,000	5,912,090	N/A	1.200	2017/08/28	0.305	2017/07/04	31,864,000	15,822,685	-	-	-	-
12741	Macquarie Bank Ltd. - New World Dev European Wts Aug 2017 A	HKD	-	-	0.010	0	0	186,124	0.082	2017/02/24	0.010	2017/06/12	63,949,000	3,107,864	0.395	2016/09/09	0.020	2016/12/21
25586	Macquarie Bank Ltd. - New World Dev European Wts Aug 2018 A	HKD	1.280	1.160	1.230	105,000	131,400	3,515,207	1.590	2017/02/24	0.900	2017/05/24	23,012,000	26,850,520	-	-	-	-
15161	Macquarie Bank Ltd. - New World Dev European Wts Feb 2018 A	HKD	0.365	0.245	0.365	4,411,000	1,377,615	5,756,229	0.630	2017/02/28	0.169	2017/07/04	131,090,000	41,488,687	0.430	2016/12/15	0.290	2016/12/29
29076	Macquarie Bank Ltd. - Nine Dragons European Wts May 2018 A	HKD	0.275	0.185	0.260	3,670,000	874,450	3,552,223	0.275	2017/08/17	0.129	2017/06/23	123,490,000	21,313,340	-	-	-	-
15403	Macquarie Bank Ltd. - PCCW European Warrants Dec 2017 A	HKD	0.159	0.104	0.106	7,758,000	991,419	1,565,499	0.485	2017/02/10	0.104	2017/08/30	51,589,000	11,563,686	0.360	2016/12/23	0.295	2016/12/29
17088	Macquarie Bank Ltd. - PetroChina European Put Wts Jul 2018 B	HKD	0.246	0.178	0.196	91,464,000	18,960,148	N/A	0.285	2017/06/30	0.175	2017/07/27	136,580,000	28,991,658	-	-	-	-
13456	Macquarie Bank Ltd. - PetroChina European Put Wts Nov 2017 B	HKD	-	-	0.670	0	0	N/A	0.790	2017/07/06	0.450	2017/04/10	25,848,000	15,756,200	-	-	-	-
21823	Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 A	HKD	-	-	0.057	0	0	0	-	-	-	-	0	0	-	-	-	-
29857	Macquarie Bank Ltd. - PetroChina European Wts Apr 2018 B	HKD	0.490	0.430	0.435	7,240,000	3,201,960	N/A	0.490	2017/08/25	0.430	2017/08/28	7,240,000	3,201,960	-	-	-	-
15575	Macquarie Bank Ltd. - PetroChina European Wts Dec 2017 A	HKD	0.300	0.107	0.142	188,566,000	29,419,336	N/A	0.580	2017/05/16	0.107	2017/08/18	334,642,000	68,805,784	-	-	-	-
16914	Macquarie Bank Ltd. - PetroChina European Wts Feb 2018 A	HKD	0.280	0.140	0.157	113,848,000	20,773,206	N/A	0.290	2017/07/27	0.140	2017/08/18	168,256,000	32,530,526	-	-	-	-
23977	Macquarie Bank Ltd. - PetroChina European Wts Jul 2018 A	HKD	0.022	0.020	0.021	240,000	4,920	21,083	0.042	2017/01/13	0.020	2017/08/25	4,600,000	128,100	0.073	2016/04/28	0.020	2016/01/18
12965	Macquarie Bank Ltd. - PetroChina European Wts Nov 2017 A	HKD	0.060	0.013	0.028	3,824,000	116,580	N/A	0.540	2017/04/10	0.013	2017/08/22	274,972,000	43,554,842	-	-	-	-
15323	Macquarie Bank Ltd. - PetroChina European Wts Oct 2017 A	HKD	-	-	0.019	0	0	3,402,416	0.375	2017/01/18	0.020	2017/05/31	228,612,000	28,569,492	-	-	-	-
28383	Macquarie Bank Ltd. - PetroChina European Wts Sep 2017 A	HKD	-	-	0.020	0	0	7,075,162	0.610	2017/02/23	0.021	2017/06/09	316,694,000	43,376,222	-	-	-	-
16786	Macquarie Bank Ltd. - PICC Group European Put Wts Jan18B	HKD	0.195	0.127	0.135	56,310,000	8,358,628	N/A	0.365	2017/06/20	0.127	2017/08/30	72,522,000	12,603,274	-	-	-	-
16862	Macquarie Bank Ltd. - PICC Group European Wts Apr 2018 A	HKD	0.580	0.470	0.560	110,000	60,500	N/A	0.670	2017/07/13	0.385	2017/06/28	15,038,000	7,488,945	-	-	-	-
23871	Macquarie Bank Ltd. - PICC Group European Wts Apr 2018 B	HKD	0.275	0.169	0.206	148,635,000	30,975,222	N/A	0.275	2017/08/07	0.169	2017/08/21	177,155,000	37,452,392	-	-	-	-
28678	Macquarie Bank Ltd. - PICC Group European Wts Jan 2018 A	HKD	0.250	0.127	0.178	159,721,000	30,579,380	11,507,608	0.300	2017/02/23	0.110	2017/06/15	375,001,000	69,105,978	-	-	-	-
15856	Macquarie Bank Ltd. - PICC Group European Wts Oct 2017 A	HKD	0.500	0.295	0.455	11,189,000	4,626,125	3,512,081	0.540	2017/07/13	0.147	2017/05/08	94,885,000	28,063,299	-	-	-	-
13899	Macquarie Bank Ltd. - PICC P&C European Warrants Dec 2017 A	HKD	1.720	0.930	1.100	6,338,000	8,030,400	N/A	1.720	2017/08/22	0.290	2017/04/19	127,296,000	65,429,190	-	-	-	-
19542	Macquarie Bank Ltd. - PICC P&C European Warrants Jun 2018 A	HKD	1.020	0.440	0.700	35,854,000	22,840,410	N/A	1.020	2017/08/24	0.440	2017/08/11	54,896,000	36,260,190	-	-	-	-
17131	Macquarie Bank Ltd. - PICC P&C European Warrants Mar 2018 A	HKD	1.260	0.600	0.840	368,000	358,640	N/A	1.310	2017/07/12	0.355	2017/06/30	46,510,000	41,052,980	-	-	-	-
26367	Macquarie Bank Ltd. - PICC P&C European Warrants Sep 2017 A	HKD	1.800	1.030	2.220	268,000	316,100	7,527,143	1.880	2017/07/17	0.270	2017/06/12	87,610,000	55,874,100	-	-	-	-
16754	Macquarie Bank Ltd. - Ping An European Put Warrants Apr 18 C	HKD	0.149	0.053	0.057	1,297,480,000	133,519,810	N/A	0.280	2017/06/19	0.053	2017/08/28	1,863,465,000	217,934,900	-	-	-	-
11446	Macquarie Bank Ltd. - Ping An European Put Warrants Aug 18 A	HKD	0.405	0.355	0.390	38,000,000	13,801,000	N/A	0.405	2017/08/31	0.355	2017/08/30	38,000,000	13,801,000	-	-	-	-
11447	Macquarie Bank Ltd. - Ping An European Put Warrants Jan 18 B	HKD	0.010	0.010	0.010	10,000	100	N/A	0.204	2017/04/12	0.010	2017/08/10	347,325,000	33,189,760	-	-	-	-
29061	Macquarie Bank Ltd. - Ping An European Put Warrants Jun 18 B	HKD	0.370	0.131	0.150	137,770,000	31,826,615	N/A	0.370	2017/08/11	0.131	2017/08/28	137,770,000	31,826,615	-	-	-	-
11461	Macquarie Bank Ltd. - Ping An European Put Warrants Oct 17 B	HKD	-	-	0.010	0	0	N/A	0.200	2017/03/17	0.010	2017/06/22	339,050,000	35,367,210	-	-	-	-
15577	Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 A	HKD	1.180	0.800	1.190	100,000	109,600	N/A	1.180	2017/08/22	0.300	2017/05/19	324,720,000	136,098,100	-	-	-	-
16465	Macquarie Bank Ltd. - Ping An European Warrants Apr 2018 B	HKD	0.600	0.290	0.475	186,545,000	73,806,200	N/A	0.600	2017/08/24	0.183	2017/06/30	735,345,000	252,214,465	-	-	-	-
13398	Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	3,725,544	0.480	2017/02/13	0.014	2017/07/24	215,025,500	50,788,809	1.600	2016/09/22	0.231	2016/12/22
13705	Macquarie Bank Ltd. - Ping An European Warrants Aug 2017 B	HKD	-	-	0.820	0	0	5,156,203	0.810	2017/07/21	0.036	2017/05/08	715,070,000	72,740,075	0.280	2016/11/28	0.093	2016/12/23
12450	Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 A	HKD	1.420	1.080	1.590	80,000	103,400	N/A	1.420	2017/08/18	0.204	2017/04/20	230,350,000	74,719,670	-	-	-	-
16169	Macquarie Bank Ltd. - Ping An European Warrants Dec 2017 B	HKD	6.590	2.700	5.070	4,992,000	22,656,315	N/A	6.590	2017/08/24	1.550	2017/06/30	114,362,000	262,210,870	-	-	-	-
16168	Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 A	HKD	0.930	0.740	0.910	405,000	342,000	N/A	0.930	2017/08/22	0.290	2017/06/15	379,965,000	137,591,875	-	-	-	-
16466	Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 B	HKD	0.650	0.350	0.650	3,670,000	1,804,600	N/A	0.650	2017/08/22	0.169	2017/07/04	372,260,000	89,023,110	-	-	-	-
26690	Macquarie Bank Ltd. - Ping An European Warrants Feb 2018 C	HKD	0.360	0.188	0.246	457,870,000	123,599,665	N/A	0.360	2017/08/24	0.188	2017/08/11	556,900,000	149,903,540	-	-	-	-
26691	Macquarie Bank Ltd. - Ping An European Warrants Feb 2019 A	HKD	0.365	0.218	0.300	88,375,000	25,730,690	N/A	0.365	2017/08/02	0.218	2017/08/11	177,065,000	52,001,040	-	-	-	-
13161	Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 A	HKD	2.780	1.140	2.120	24,457,500	44,593,260	51,329,582	2.780	2017/08/24	0.400	2017/05/05	300,422,000	338,683,943	2.020	2016/09/22	0.460	2016/11/09
25298	Macquarie Bank Ltd. - Ping An European Warrants Jan 2018 C	HKD	0.460	0.180	0.460	110,705,000	34,926,120	N/A	0.460	2017/08/30	0.180	2017/08/11	329,550,000	98,250,645	-	-	-	-
17130	Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 A	HKD	0.970	0.530	0.910	23,340,000	16,520,650	N/A	0.970	2017/08/24	0.340	2017/07/04	93,160,000	51,096,825	-	-	-	-
29062	Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 B	HKD	0.370	0.185	0.249	422,320,000	101,810,450	N/A	0.370	2017/08/24	0.185	2017/08/11	422,320,000	101,810,450	-	-	-	-
11440	Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 C	HKD	0.920	0.760	0.860	29,698,000	25,859,475	N/A	0.920	2017/08/30	0.760	2017/08/29	29,698,000	25,859,475	-	-	-	-
11442	Macquarie Bank Ltd. - Ping An European Warrants Jul 2018 D	HKD	0.550	0.510	0.510	67,360,000	36,241,400	N/A	0.550	2017/08/30	0.510	2017/08/31	67,360,000	36,241,400	-	-	-	-
16755	Macquarie Bank Ltd. - Ping An European Warrants Jun 2018 A	HKD	0.520	0.265	0.435	310,735,000	117,569,000	N/A	0.520	2017/08/28	0.199	2017/07/04	635,115,000	225,311,265	-	-	-	-
29161	Macquarie Bank Ltd. - Ping An European Warrants Jun 2018 C	HKD	2.450	1.310	1.550	63,480,500	113,628,195	N/A	2.450	2017/08/24	1.310	2017/08/14	63,480,500	113,628,195	-	-	-	-
16240	Macquarie Bank Ltd. - Ping An European Warrants Mar 2018 A	HKD	0.640	0.315	0.670	545,000	297,200	N/A	0.640	2017/08/22	0.215	2017/07/04	148,360,000	43,507,525	-	-	-	-
17898	Macquarie Bank Ltd. - Ping An European Warrants Mar 2018 B	HKD	4.910	2.110	3.890	89,829,500	288,174,330	N/A	4.910	2017/08/24	1.890	2017/07/11	140,754,500	431,212,645	-	-	-	-
25295	Macquarie Bank Ltd. - Ping An European Warrants May 2018 A	HKD	0.335	0.146	0.249	357,970,000	89,332,290	N/A	0.335	2017/08/24	0.146	2017/08/11	623,720,000	153,654,010	-	-	-	-
29064	Macquarie Bank Ltd. - Ping An European Warrants May 2018 B	HKD	0.900	0.590	0.810	13,160,000	9,365,000	N/A	0.900	2017/08/24	0.590	2017/08/11	13,160,000	9,365,000	-	-	-	-
14974	Macquarie Bank Ltd. - Ping An European Warrants Nov 2017 A	HKD	1.190	0.820	1.170	315,000	361,500	42,233,317	1.190	2017/08/25	0.091	2017/02/01	1,669,500,000	299,755,945	0.295	2016/12/09	0.123	2016/12/23
13743	Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 A	HKD	0.990	0.470	0.960	810,000	561,750	17,719,239	0.990	2017/08/24	0.044	2017/05/08	1,025,125,000	117,782,185	0.194	2016/11/28	0.078	2016/12/23
11917	Macquarie Bank Ltd. - Ping An European Warrants Oct 2017 C	HKD	1.680	1.560	1.950	220,000	367,450	N/A	1.680	2017/08/18	0.250	2017/04/25	130,100,000	55,214,975	-	-	-	-
26623	Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 A	HKD	-	-	1.940	0	0	9,242,473	0.930	2017/06/20	0.209	2017/04/19	251,935,000	72,077,635	-	-	-	-
26997	Macquarie Bank Ltd. - Ping An European Warrants Sep 2017 B	HKD	1.680	1.550	1.930	240,000	384,800	18,516,831	1.680	2017/08/02	0.166	2017/04/20	419,300,000	122,228,360	-	-	-	-
26005	Macquarie Bank Ltd. - Poly HK Inv European Wts May 2018 A	HKD	0.600	0.340	0.485	29,009,000	12,778,085	N/A	0.640	2017/07/28	0.340	2017/08/18	46,478,000	23,644,385	-	-	-	-
11941	Macquarie Bank Ltd. - PSBC European Warrants Dec 2017 A	HKD	0.047	0.024	0.036	3,071,000	126,203	N/A	0.290	2017/04/25	0.024	2017/08/11	81,300,000	6,146,149	-	-	-	-
13947	Macquarie Bank Ltd. - PWR Assets European Put Wts Sep17A	HKD	0.011	0.010	0.015	570,000	6,265	1,318,143	0.244	2017/01/05	0.010	2017/08/15	181,105,000	23,974,105	0.265	2016/12/23	0.172	2016/11/23
17903	Macquarie Bank Ltd. - PWR Assets European Wts May 2018 A	HKD	0.560	0.350	0.385	10,890,000	5,027,000	N/A	0.570	2017/07/25	0.315	2017/07/20	17,250,000	7,866,300	-	-	-	-
15006	Macquarie Bank Ltd. - PWR Assets European Wts Nov 2017 A	HKD	0.208	0.056	0.075	34,320,000	3,410,720	4,073,583	0.275	2017/02/01	0.044	2017/07/17	292,540,000	45,051,860	0.280	2016/12/12	0.178	2016/12/22
15177	Macquarie Bank Ltd. - R&F Ppt European Warrants Apr 2018 A	HKD	0.520	0.220	0.540	2,792,000	808,388	4,952,123	0.520	2017/08/24	0.160	2017/05/09	171,920,000	37,489,044	0.212	2016/12/30	0.200	2016/12/29
13432	Macquarie Bank Ltd. - R&F Ppt European Warrants Dec 2017 A	HKD	3.020	0.720	2.910	9,486,000	9,904,252	N/A	3.020	2017/08/31	0.530	2017/05/09	54,054,800	51,124,624	-	-	-	-
29427	Macquarie Bank Ltd. - R&F Ppt European Warrants May 2018 A	HKD	3.020	1.450	2.860	14,406,000	28,946,880	N/A	3.020	2017/08/31	1.450	2017/08/21	14,406,000	28,946,880	-	-	-	-
12290	Macquarie Bank Ltd. - Samsonite European Warrants May 2018 A	HKD	0.630	0.495	0.560	3,258,000	1,753,770	N/A	0.790	2017/07/03	0.465	2017/04/05	19,251,000	11,069,160	-	-	-	-
11061	Macquarie Bank Ltd. - Sands China European Wts Apr 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15778	Macquarie Bank Ltd. - Sands China European Wts Dec 2017 A	HKD	0.181	0.086	0.109	40,436,000	5,589,184	N/A	0.315	2017/06/20	0.086	2017/08/28	310,468,000	61,710,460	-	-	-	-
24995	Macquarie Bank Ltd. - Sands China European Wts Feb 2018 B	HKD	2.670	1.580	1.790	545,200	1,133,152	N/A	3.260	2017/07/25	1.580	2017/08/29	742,000	1,733,368	-	-	-	-
16632	Macquarie Bank Ltd. - Sands China European Wts Jan 2018 A	HKD	1.270	0.720	0.770	1,536,000	1,418,084	N/A	2.080	2017/06/14	0.690	2017/07/10	8,346,400	8,937,528	-	-	-	-
11058	Macquarie Bank Ltd. - Sands China European Wts Mar 2018 A	HKD	0.345	0.300	0.325	2,368,000	796,180	N/A	0.345	2017/08/25	0.300	2017/08/25	2,368,000	796,180	-	-	-	-
21501	Macquarie Bank Ltd. - Sands China European Wts Oct 2017 A	HKD	0.022	0.010	0.010	1,332,000	16,920	5,748,973	0.260	2017/01/12	0.010	2017/08/15	443,552,000	39,449,332	-	-	-	-
27057	Macquarie Bank Ltd. - Sands China European Wts Sep 2017 B	HKD	0.095	0.010	0.010	5,084,000	222,148	10,906,517	0.335	2017/04/10	0.010	2017/08/21	420,424,000	68,717,132	-	-	-	-
28694	Macquarie Bank Ltd. - Sh Electric European Wts Feb 2018 A	HKD	0.260	0.133	0.169	41,770,000	8,725,738	4,051,043	0.770	2017/03/15	0.133	2017/08/30	93,152,000	24,516,338	-	-	-	-
28736	Macquarie Bank Ltd. - Shenzhen Int'l European Wts Apr 2019 A	HKD	0.340	0.270	0.315	37,340,000	12,033,100	N/A	0.340	2017/08/24	0.270	2017/08/15	37,340,000	12,033,100	-	-	-	-
13638	Macquarie Bank Ltd. - Shenzhen Int'l European Wts Oct 2018 A	HKD	0.177	0.111	0.160	32,120,000	4,700,255	3,687,070	0.220	2017/06/30	0.050	2017/07/26	136,595,000	22,723,010	0.230	2016/10/12	0.156	2016/12/02
11548	Macquarie Bank Ltd. - Shimao Ppt European Wts Nov 2018 A	HKD	0.355	0.194	0.325	15,860,000	5,246,310	N/A	0.355	2017/08/30	0.144	2017/05/09	117,950,000	27,174,670	-	-	-	-
24767	Macquarie Bank Ltd. - SHK Ppt European Put Wts Dec 2017 A	HKD	0.062	0.023	0.023	570,000	14,090	2,900,823	0.520	2017/02/08	0.023	2017/08/25	105,230,000	29,302,590	-	-	-	-
17050	Macquarie Bank Ltd. - SHK Ppt European Put Wts Mar 2018 A	HKD	0.470	0.250	0.250	33,020,000	12,558,850	N/A	0.760	2017/06/29	0.250	2017/08/30	47,580,000	21,514,950	-	-	-	-
15224	Macquarie Bank Ltd. - SHK Ppt European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	6,559,755	0.680	2017/06/06	0.010	2017/07/27	286,200,000	121,340,550	0.275	2016/12/21	0.227	2016/12/29
12138	Macquarie Bank Ltd. - SHK Ppt European Warrants Dec 2017 B	HKD	0.214	0.090	0.214	99,900,000	11,823,980	N/A	0.345	2017/04/13	0.090	2017/08/21	310,470,000	45,478,610	-	-	-	-
28902	Macquarie Bank Ltd. - SHK Ppt European Warrants Mar 2018 B	HKD	0.830	0.495	0.830	18,880,000	11,396,700	N/A	0.830	2017/08/31	0.495	2017/08/15	18,880,000	11,396,700	-	-	-	-
21705	Macquarie Bank Ltd. - Sino Biopharm European Warrants Aug17A	HKD	-	-	0.010	0	0	161,910	0.091	2017/02/24	0.019	2017/05/10	38,320,000	2,217,000	0.330	2016/01/07	0.033	2016/12/22
13295	Macquarie Bank Ltd. - Sino Biopharm European Wts Jan 2020 A	HKD	0.275	0.241	0.255	14,960,000	3,832,270	N/A	0.290	2017/06/07	0.223	2017/05/08	45,380,000	11,480,360	-	-	-	-
11864	Macquarie Bank Ltd. - Sinopec Corp Euro Put Wts Dec 2017 A	HKD	0.099	0.055	0.062	1,332,000	114,202	N/A	0.275	2017/04/19	0.055	2017/08/30	303,284,000	48,115,836	-	-	-	-
14162	Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 A	HKD	-	-	0.028	0	0	2,222,549	0.250	2017/01/26	0.018	2017/06/14	264,862,000	27,809,950	0.225	2016/12/14	0.106	2016/12/29
19291	Macquarie Bank Ltd. - Sinopec Corp European Wts Aug 2017 B	HKD	-	-	0.030	0	0	2,876,578	0.670	2017/04/07	0.019	2017/07/25	71,994,000	17,622,886	-	-	-	-
16573	Macquarie Bank Ltd. - Sinopec Corp European Wts Jan 2018 A	HKD	0.087	0.045	0.066	3,156,000	182,256	N/A	0.265	2017/06/14	0.045	2017/08/24	62,312,000	8,803,288	-	-	-	-
25276	Macquarie Bank Ltd. - Sinopec Corp European Wts Jun 2018 A	HKD	0.213	0.137	0.173	13,716,000	2,295,206	N/A	0.255	2017/07/26	0.137	2017/08/16	15,300,000	2,687,350	-	-	-	-
25282	Macquarie Bank Ltd. - Sinopec Corp European Wts Mar 2018 A	HKD	0.355	0.227	0.285	1,432,000	400,430	N/A	0.355	2017/08/03	0.227	2017/08/16	1,432,000	400,430	-	-	-	-
21483	Macquarie Bank Ltd. - Sinopec Corp European Wts Oct 2017 A	HKD	0.050	0.028	0.031	2,124,000	74,172	7,025,301	0.520	2017/01/26	0.028	2017/08/11	216,484,000	53,908,018	-	-	-	-
17703	Macquarie Bank Ltd. - Sinopec Seg European Wts Aug 2017 A	HKD	-	-	0.122	0	0	150,987	0.250	2017/03/23	0.081	2017/01/18	8,300,000	1,141,750	0.182	2016/07/12	0.096	2016/02/29
26845	Macquarie Bank Ltd. - Sinopec Seg European Wts Dec 2019 A	HKD	0.247	0.212	0.217	32,440,000	7,477,035	2,783,631	0.280	2017/06/09	0.212	2017/08/16	70,490,000	16,875,800	-	-	-	-
22008	Macquarie Bank Ltd. - Sinopec Seg European Wts Jan 2018 A	HKD	0.020	0.017	0.017	300,000	5,550	407,291	0.101	2017/03/21	0.017	2017/08/25	77,650,000	5,251,700	0.159	2016/02/16	0.079	2016/11/18
28943	Macquarie Bank Ltd. - Sinopharm European Warrants Apr 2018 A	HKD	0.495	0.385	0.490	19,500,000	8,685,320	1,516,527	0.870	2017/03/24	0.385	2017/08/21	20,148,000	9,099,160	-	-	-	-
28089	Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 A	HKD	0.260	0.161	0.163	5,072,000	927,033	535,007	0.485	2017/01/17	0.161	2017/08/29	14,888,000	4,073,211	0.560	2016/12/29	0.255	2016/05/30
14138	Macquarie Bank Ltd. - SMIC European Warrants Apr 2019 B	HKD	0.128	0.063	0.074	134,153,000	12,116,976	12,955,927	0.405	2017/02/09	0.063	2017/08/29	579,521,500	78,186,764	0.380	2016/11/10	0.285	2016/12/09
29479	Macquarie Bank Ltd. - SMIC European Warrants Mar 2020 A	HKD	0.255	0.228	0.246	21,550,000	5,209,675	N/A	0.255	2017/08/31	0.228	2017/08/29	21,550,000	5,209,675	-	-	-	-
12947	Macquarie Bank Ltd. - SMIC European Warrants Oct 2018 A	HKD	0.076	0.025	0.030	8,765,500	441,309	658,586	0.315	2017/01/03	0.025	2017/08/29	64,092,500	8,977,224	0.340	2016/12/30	0.169	2016/12/09
23339	Macquarie Bank Ltd. - Stanchart European Warrants Aug 2018 A	HKD	0.790	0.385	0.435	62,839,000	29,793,018	N/A	0.790	2017/08/02	0.385	2017/08/21	69,479,000	34,210,418	-	-	-	-
14811	Macquarie Bank Ltd. - Stanchart European Warrants Dec 2017 A	HKD	1.080	0.370	0.415	27,811,500	13,917,616	N/A	1.080	2017/08/01	0.370	2017/08/29	82,772,500	46,604,180	-	-	-	-
18201	Macquarie Bank Ltd. - Stanchart European Warrants Mar 2018 A	HKD	0.700	0.221	0.255	85,488,500	30,858,332	N/A	0.700	2017/08/02	0.221	2017/08/18	115,628,000	45,595,540	-	-	-	-
23333	Macquarie Bank Ltd. - Stanchart European Warrants May 2018 A	HKD	0.980	0.420	0.485	14,592,500	9,419,964	N/A	0.980	2017/08/02	0.420	2017/08/21	22,827,500	15,962,084	-	-	-	-
25864	Macquarie Bank Ltd. - Stanchart European Warrants Sep 2017 A	HKD	0.390	0.020	0.010	9,311,000	1,153,837	10,904,363	0.510	2017/02/06	0.020	2017/08/14	556,366,500	68,691,928	-	-	-	-
16807	Macquarie Bank Ltd. - SUNAC European Warrants Apr 2018 A	HKD	0.630	0.275	0.630	860,000	364,700	N/A	0.630	2017/08/31	0.160	2017/07/05	41,300,000	8,764,190	-	-	-	-
29184	Macquarie Bank Ltd. - SUNAC European Warrants Nov 2017 A	HKD	12.880	7.530	12.880	605,000	5,415,620	N/A	12.880	2017/08/31	0.710	2017/03/06	20,939,000	48,308,210	-	-	-	-
13598	Macquarie Bank Ltd. - SUNAC European Warrants Nov 2018 A	HKD	1.190	1.110	1.370	1,620,000	1,850,900	608,650	1.270	2017/07/25	0.150	2017/02/07	39,950,000	9,898,880	0.215	2016/12/16	0.172	2016/12/29
13797	Macquarie Bank Ltd. - SUNAC European Warrants Oct 2018 A	HKD	0.970	0.470	0.970	390,000	231,550	N/A	0.970	2017/08/30	0.130	2017/05/05	127,400,000	25,285,040	-	-	-	-
14707	Macquarie Bank Ltd. - Sunny Optical European Warrants Dec17A	HKD	3.270	1.870	3.270	4,800,000	10,920,900	N/A	3.270	2017/08/29	0.275	2017/06/06	286,360,000	188,668,550	-	-	-	-
17170	Macquarie Bank Ltd. - Sunny Optical European Warrants Feb18A	HKD	3.050	1.570	2.800	7,270,000	12,666,200	N/A	3.050	2017/08/24	0.570	2017/07/04	70,720,000	79,895,200	-	-	-	-
27163	Macquarie Bank Ltd. - Sunny Optical European Warrants Jan18A	HKD	4.850	4.820	4.840	180,000	870,500	25,291,050	4.850	2017/08/18	0.700	2017/04/11	196,420,000	190,037,900	-	-	-	-
15296	Macquarie Bank Ltd. - Sunny Optical European Warrants Sep17A	HKD	-	-	5.840	0	0	3,512,883	5.850	2017/07/19	0.465	2017/01/03	40,370,000	45,184,350	0.510	2016/12/28	0.450	2016/12/23
24898	Macquarie Bank Ltd. - Sunny Optical European Wts Apr 2018 A	HKD	2.830	1.460	2.540	72,630,000	135,756,300	N/A	2.830	2017/08/24	1.460	2017/08/04	88,860,000	162,832,100	-	-	-	-
29154	Macquarie Bank Ltd. - Sunny Optical European Wts Mar 2018 A	HKD	1.740	1.170	1.470	133,000,000	187,736,100	N/A	1.740	2017/08/24	1.170	2017/08/14	133,000,000	187,736,100	-	-	-	-
14404	Macquarie Bank Ltd. - Swire Pacific A European Wts Feb18A	HKD	0.064	0.022	0.025	1,350,000	63,275	4,368,234	0.260	2017/02/10	0.022	2017/08/18	256,890,000	29,257,070	0.247	2016/12/14	0.166	2016/12/28
26685	Macquarie Bank Ltd. - Swire Pacific A European Wts Jun18A	HKD	0.370	0.211	0.250	22,630,000	6,041,175	N/A	0.370	2017/08/01	0.211	2017/08/21	24,370,000	6,681,225	-	-	-	-
29868	Macquarie Bank Ltd. - Techtronic Ind European Wts Jan 2018 A	HKD	0.580	0.280	0.540	31,930,000	12,691,275	N/A	0.580	2017/08/31	0.242	2017/03/14	72,480,000	29,210,820	-	-	-	-
29583	Macquarie Bank Ltd. - Techtronic Ind European Wts Sep 2017 A	HKD	0.035	0.023	0.020	2,970,000	88,070	2,118,651	0.236	2017/03/16	0.023	2017/08/07	102,900,000	14,920,310	0.490	2016/08/30	0.285	2016/11/28
16304	Macquarie Bank Ltd. - Tencent European Put Wts Apr 2018 A	HKD	0.165	0.093	0.100	234,800,000	34,209,950	N/A	0.390	2017/07/05	0.093	2017/08/17	576,370,000	114,230,580	-	-	-	-
29858	Macquarie Bank Ltd. - Tencent European Put Wts Apr 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
11198	Macquarie Bank Ltd. - Tencent European Put Wts Apr 2018 E	HKD	0.440	0.385	0.385	22,800,000	9,260,550	N/A	0.440	2017/08/29	0.385	2017/08/31	22,800,000	9,260,550	-	-	-	-
19037	Macquarie Bank Ltd. - Tencent European Put Wts Aug 2017 B	HKD	-	-	0.010	0	0	8,634,950	0.770	2017/01/25	0.010	2017/07/10	366,853,000	57,955,001	-	-	-	-
15379	Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 B	HKD	0.051	0.015	0.020	10,909,000	383,676	N/A	0.810	2017/05/11	0.015	2017/08/31	702,003,000	160,726,587	-	-	-	-
15911	Macquarie Bank Ltd. - Tencent European Put Wts Dec 2017 F	HKD	0.044	0.019	0.019	13,740,000	442,460	N/A	0.225	2017/06/01	0.019	2017/08/10	1,025,140,000	160,375,330	-	-	-	-
17639	Macquarie Bank Ltd. - Tencent European Put Wts Feb 2018 D	HKD	0.990	0.520	0.570	71,460,000	45,943,140	N/A	1.850	2017/07/12	0.520	2017/08/17	84,459,000	63,944,100	-	-	-	-
23127	Macquarie Bank Ltd. - Tencent European Put Wts Feb 2018 G	HKD	0.190	0.102	0.111	281,150,000	44,593,330	N/A	0.290	2017/07/19	0.102	2017/08/17	377,170,000	66,244,900	-	-	-	-
16220	Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 B	HKD	0.104	0.049	0.056	179,040,000	14,792,760	N/A	0.380	2017/06/01	0.049	2017/08/17	693,850,000	103,849,610	-	-	-	-
17015	Macquarie Bank Ltd. - Tencent European Put Wts Jan 2018 G	HKD	0.305	0.118	0.142	174,500,000	37,649,978	N/A	1.440	2017/07/05	0.118	2017/08/17	309,783,000	131,372,023	-	-	-	-
26740	Macquarie Bank Ltd. - Tencent European Put Wts Mar 2018 A	HKD	1.680	1.000	1.040	60,851,000	75,698,920	N/A	1.750	2017/07/31	1.000	2017/08/17	63,795,000	80,552,380	-	-	-	-
29274	Macquarie Bank Ltd. - Tencent European Put Wts Mar 2018 H	HKD	0.395	0.320	0.325	82,040,000	28,260,550	N/A	0.395	2017/08/16	0.320	2017/08/31	82,040,000	28,260,550	-	-	-	-
13737	Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 B	HKD	-	-	0.011	0	0	N/A	0.485	2017/04/13	0.010	2017/07/26	376,110,000	46,132,334	-	-	-	-
14729	Macquarie Bank Ltd. - Tencent European Put Wts Nov 2017 G	HKD	0.018	0.010	0.010	330,000	3,540	N/A	0.224	2017/04/28	0.010	2017/08/01	507,440,000	44,923,790	-	-	-	-
12282	Macquarie Bank Ltd. - Tencent European Put Wts Oct 2017 E	HKD	0.010	0.010	0.010	60,000	600	N/A	0.240	2017/03/24	0.010	2017/08/03	446,700,000	58,822,570	-	-	-	-
26568	Macquarie Bank Ltd. - Tencent European Put Wts Sep 2017 E	HKD	0.010	0.010	0.010	2,011,000	20,110	7,542,648	1.440	2017/02/28	0.010	2017/08/11	276,304,000	45,272,020	-	-	-	-
16305	Macquarie Bank Ltd. - Tencent European Warrants Apr 2018 B	HKD	0.520	0.520	0.580	100,000	52,000	N/A	0.520	2017/08/04	0.250	2017/07/07	33,800,000	11,190,050	-	-	-	-
11195	Macquarie Bank Ltd. - Tencent European Warrants Apr 2018 D	HKD	0.405	0.325	0.395	23,270,000	8,607,050	N/A	0.405	2017/08/31	0.325	2017/08/29	23,270,000	8,607,050	-	-	-	-
11631	Macquarie Bank Ltd. - Tencent European Warrants Apr 2018 F	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
12999	Macquarie Bank Ltd. - Tencent European Warrants Apr 2019 A	HKD	0.800	0.560	0.700	14,650,000	10,078,000	6,148,772	0.800	2017/08/17	0.184	2017/01/03	167,600,000	51,881,210	0.325	2016/10/25	0.160	2016/12/23
17248	Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 A	HKD	-	-	2.050	0	0	47,131,571	2.110	2017/07/27	0.117	2017/07/10	382,518,000	282,928,331	-	-	-	-
19038	Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 C	HKD	-	-	N/A	0	0	0	-	-	-	-	0	0	-	-	-	-
22509	Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 D	HKD	-	-	9.630	0	0	189,760	7.080	2017/06/09	1.630	2017/03/03	254,000	1,155,560	-	-	-	-
23996	Macquarie Bank Ltd. - Tencent European Warrants Aug 2017 E	HKD	-	-	12.660	0	0	77,335	6.050	2017/04/25	3.770	2017/02/27	96,000	501,810	-	-	-	-
14318	Macquarie Bank Ltd. - Tencent European Warrants Aug 2018 A	HKD	0.770	0.680	0.750	310,000	214,700	N/A	0.770	2017/08/25	0.365	2017/05/16	40,210,000	18,565,350	-	-	-	-
14997	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 A	HKD	1.580	0.740	1.090	132,285,000	141,481,920	N/A	1.580	2017/08/17	0.285	2017/05/08	146,038,000	149,357,290	-	-	-	-
15449	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 C	HKD	2.080	1.080	1.550	49,587,000	74,236,980	N/A	2.080	2017/08/17	0.500	2017/05/17	62,837,000	87,202,350	-	-	-	-
15450	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 D	HKD	3.050	2.170	3.150	6,784,000	16,849,830	N/A	3.050	2017/08/08	0.790	2017/07/05	15,300,000	32,413,260	-	-	-	-
15576	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 E	HKD	5.630	4.270	5.250	134,000	678,210	N/A	5.630	2017/08/09	1.450	2017/05/16	10,157,000	20,107,990	-	-	-	-
15917	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 G	HKD	0.760	0.660	0.780	170,000	113,600	N/A	0.760	2017/08/08	0.305	2017/06/01	9,530,000	3,464,400	-	-	-	-
16121	Macquarie Bank Ltd. - Tencent European Warrants Dec 2017 H	HKD	0.800	0.255	0.440	170,605,000	78,883,440	N/A	0.800	2017/08/17	0.222	2017/06/01	242,128,000	101,665,307	-	-	-	-
17179	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 A	HKD	1.280	0.730	1.040	2,061,000	2,024,310	N/A	1.280	2017/08/17	0.600	2017/07/19	10,956,000	8,329,540	-	-	-	-
17182	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 B	HKD	2.080	1.290	1.850	4,618,000	7,941,220	N/A	2.080	2017/08/17	1.290	2017/08/03	4,618,000	7,941,220	-	-	-	-
17256	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 C	HKD	0.455	0.305	0.390	13,230,000	4,620,650	N/A	0.455	2017/08/17	0.151	2017/07/07	114,840,000	26,573,820	-	-	-	-
17893	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 E	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
19454	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 F	HKD	0.570	0.530	0.600	180,000	98,600	N/A	0.570	2017/08/01	0.530	2017/08/03	180,000	98,600	-	-	-	-
26021	Macquarie Bank Ltd. - Tencent European Warrants Feb 2018 H	HKD	0.770	0.420	0.570	3,870,000	2,276,825	N/A	0.770	2017/08/09	0.405	2017/07/27	9,563,000	4,743,255	-	-	-	-
14075	Macquarie Bank Ltd. - Tencent European Warrants Feb 2019 A	HKD	0.680	0.500	0.620	4,790,000	2,805,100	9,427,127	0.680	2017/08/17	0.148	2017/01/04	276,540,000	70,610,590	0.244	2016/11/07	0.128	2016/12/23
12769	Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 A	HKD	1.150	0.570	0.710	48,625,000	40,694,010	8,093,155	1.150	2017/08/17	0.143	2017/01/05	70,040,000	48,629,765	0.600	2016/09/06	0.126	2016/12/12
16463	Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 C	HKD	2.070	1.210	1.650	85,154,000	141,224,060	N/A	2.070	2017/08/17	0.760	2017/06/13	85,250,000	141,308,100	-	-	-	-
16467	Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 D	HKD	3.460	2.170	3.040	12,014,000	32,316,170	N/A	3.460	2017/08/17	1.090	2017/07/05	12,386,000	32,897,930	-	-	-	-
16745	Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 E	HKD	5.750	4.480	5.200	337,000	1,737,710	N/A	5.750	2017/08/17	1.850	2017/07/05	845,000	2,754,200	-	-	-	-
16998	Macquarie Bank Ltd. - Tencent European Warrants Jan 2018 F	HKD	0.720	0.285	0.435	29,056,000	15,194,280	N/A	0.720	2017/08/09	0.121	2017/07/05	87,750,000	32,284,687	-	-	-	-
16288	Macquarie Bank Ltd. - Tencent European Warrants Jan 2019 A	HKD	0.540	0.410	0.485	119,810,000	57,802,800	N/A	0.540	2017/08/15	0.246	2017/06/01	166,630,000	72,950,270	-	-	-	-
29426	Macquarie Bank Ltd. - Tencent European Warrants Jan 2019 B	HKD	1.050	0.800	0.940	35,915,000	33,685,560	N/A	1.050	2017/08/17	0.800	2017/08/29	35,915,000	33,685,560	-	-	-	-
26777	Macquarie Bank Ltd. - Tencent European Warrants Jan 2020 A	HKD	0.890	0.690	0.860	2,370,000	1,927,300	1,948,308	0.890	2017/08/18	0.380	2017/04/19	20,560,000	11,689,850	-	-	-	-
12855	Macquarie Bank Ltd. - Tencent European Warrants Jul 2018 A	HKD	1.260	0.930	1.040	945,000	1,002,630	1,242,210	1.260	2017/08/17	0.151	2017/01/03	21,353,000	8,207,941	0.500	2016/09/06	0.123	2016/12/23
16219	Macquarie Bank Ltd. - Tencent European Warrants Jul 2019 A	HKD	0.470	0.360	0.440	188,410,000	81,104,200	N/A	0.470	2017/08/15	0.223	2017/06/01	276,970,000	104,904,130	-	-	-	-
27523	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 B	HKD	0.730	0.470	0.590	5,595,000	3,036,750	N/A	0.730	2017/08/10	0.470	2017/08/03	5,595,000	3,036,750	-	-	-	-
28428	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 C	HKD	1.220	0.740	0.900	20,076,000	22,094,490	N/A	1.220	2017/08/09	0.740	2017/08/29	20,076,000	22,094,490	-	-	-	-
28974	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 D	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28976	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 E	HKD	2.700	2.690	2.990	86,000	231,770	N/A	2.700	2017/08/10	2.690	2017/08/10	86,000	231,770	-	-	-	-
29272	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 F	HKD	0.670	0.530	0.580	9,785,000	6,122,330	N/A	0.670	2017/08/17	0.530	2017/08/24	9,785,000	6,122,330	-	-	-	-
29273	Macquarie Bank Ltd. - Tencent European Warrants Mar 2018 G	HKD	0.530	0.440	0.450	7,160,000	3,593,900	N/A	0.530	2017/08/17	0.440	2017/08/16	7,160,000	3,593,900	-	-	-	-
13486	Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 A	HKD	4.290	2.580	3.630	946,000	3,092,110	N/A	4.290	2017/08/17	1.110	2017/07/10	29,850,000	49,157,910	-	-	-	-
13886	Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 C	HKD	6.540	4.990	5.880	502,000	2,811,970	N/A	6.540	2017/08/17	1.650	2017/07/05	13,856,000	35,554,850	-	-	-	-
14417	Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 D	HKD	10.600	8.130	9.770	460,000	4,165,200	N/A	10.600	2017/08/17	2.840	2017/04/26	1,522,000	9,791,780	-	-	-	-
14577	Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 E	HKD	-	-	1.270	0	0	N/A	0.630	2017/06/12	0.370	2017/05/08	2,320,000	999,850	-	-	-	-
14684	Macquarie Bank Ltd. - Tencent European Warrants Nov 2017 F	HKD	2.380	1.070	1.580	139,992,000	223,077,690	N/A	2.380	2017/08/17	0.420	2017/07/10	177,404,000	253,386,875	-	-	-	-
28944	Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 A	HKD	5.250	2.850	4.370	9,877,000	39,807,810	24,522,545	5.250	2017/08/17	0.550	2017/03/13	82,365,000	147,135,270	-	-	-	-
29259	Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 B	HKD	8.060	6.160	7.760	157,000	1,198,610	N/A	8.060	2017/08/09	2.030	2017/05/02	253,000	1,531,680	-	-	-	-
29694	Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 C	HKD	12.100	10.120	11.760	77,000	830,820	N/A	12.100	2017/08/09	2.570	2017/03/23	798,000	5,693,030	-	-	-	-
11794	Macquarie Bank Ltd. - Tencent European Warrants Oct 2017 D	HKD	3.000	1.050	1.880	22,760,000	38,837,470	N/A	3.000	2017/08/17	0.218	2017/07/05	369,245,000	306,945,602	-	-	-	-
13706	Macquarie Bank Ltd. - Tencent European Warrants Oct 2018 A	HKD	1.550	1.230	1.340	831,000	1,130,240	3,697,964	1.550	2017/08/17	0.355	2017/02/13	31,498,000	23,980,015	0.510	2016/10/20	0.340	2016/10/13
24695	Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 A	HKD	5.990	4.050	5.250	622,000	2,914,790	6,627,098	5.990	2017/08/09	0.530	2017/01/27	21,503,000	39,773,290	-	-	-	-
25500	Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 B	HKD	8.090	8.060	9.220	40,000	323,000	1,953,973	8.090	2017/08/11	1.800	2017/04/10	2,644,000	11,723,840	-	-	-	-
25503	Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 C	HKD	-	-	13.320	0	0	1,153,928	8.890	2017/06/28	2.770	2017/03/09	889,000	6,923,570	-	-	-	-
26172	Macquarie Bank Ltd. - Tencent European Warrants Sep 2017 D	HKD	3.450	1.310	2.010	17,290,000	39,687,750	61,220,576	3.450	2017/08/17	0.214	2017/07/05	486,728,000	367,323,458	-	-	-	-
28755	Macquarie Bank Ltd. - Towngas China European Wts Jun 2018 A	HKD	0.710	0.510	0.600	5,470,000	3,597,100	N/A	0.710	2017/08/09	0.510	2017/08/21	5,470,000	3,597,100	-	-	-	-
24789	Macquarie Bank Ltd. - Towngas China European Wts Nov 2017 A	HKD	0.450	0.325	0.380	355,000	131,420	2,784,691	0.760	2017/07/14	0.305	2017/05/16	44,164,000	18,848,230	-	-	-	-
29198	Macquarie Bank Ltd. - Travelsky Tech European Wts Jul 2018 A	HKD	0.330	0.240	0.275	17,140,000	4,949,740	N/A	0.330	2017/08/24	0.240	2017/08/29	17,140,000	4,949,740	-	-	-	-
13812	Macquarie Bank Ltd. - Travelsky Tech European Wts Sep 2017 A	HKD	0.039	0.021	0.022	42,000,000	1,288,860	3,504,358	0.168	2017/06/02	0.021	2017/08/17	265,080,000	22,204,160	0.190	2016/10/27	0.134	2016/12/30
20676	Macquarie Bank Ltd. - Weigao Group European Wts Feb 2018 A	HKD	0.116	0.088	0.096	11,280,000	1,156,480	559,513	0.143	2017/01/03	0.088	2017/08/30	29,520,000	3,379,800	0.203	2016/02/17	0.165	2016/09/12
11913	Macquarie Bank Ltd. - Weigao Group European Wts Feb 2020 A	HKD	0.360	0.340	0.345	1,440,000	502,400	N/A	0.360	2017/08/17	0.305	2017/04/03	5,040,000	1,700,600	-	-	-	-
11324	Macquarie Bank Ltd. - Wharf European Warrants Feb 2018 A	HKD	0.710	0.242	0.430	40,620,000	14,272,550	N/A	0.710	2017/08/09	0.242	2017/08/18	76,660,000	25,165,120	-	-	-	-
29425	Macquarie Bank Ltd. - Wharf European Warrants May 2018 A	HKD	0.485	0.310	0.480	26,480,000	10,548,500	N/A	0.485	2017/08/31	0.310	2017/08/18	26,480,000	10,548,500	-	-	-	-
11842	Macquarie Bank Ltd. - Wynn Macau European Wts Oct 2017 A	HKD	0.073	0.030	0.045	4,616,000	257,432	5,834,251	0.211	2017/04/12	0.030	2017/08/28	218,348,000	35,514,480	0.172	2016/08/08	0.068	2016/09/01
13609	Macquarie Bank Ltd. - Xinyi Glass European Wts Aug 2018 A	HKD	0.130	0.096	0.105	75,280,000	8,227,780	2,682,143	0.187	2017/01/25	0.096	2017/08/04	157,380,000	20,245,300	0.219	2016/10/18	0.087	2016/11/30
11890	Macquarie Bank Ltd. - Xinyi Glass European Wts Sep 2018 A	HKD	0.275	0.216	0.250	39,360,000	9,309,460	3,296,477	0.295	2017/07/19	0.201	2017/05/04	82,400,000	20,304,620	0.236	2016/12/30	0.205	2016/11/10
23031	Macquarie Bank Ltd. - Xinyi Solar European Warrants May 18 A	HKD	0.365	0.260	0.335	20,198,000	6,503,180	2,064,953	0.650	2017/02/10	0.201	2017/07/05	41,704,000	12,400,000	-	-	-	-
26493	Macquarie Bank Ltd. - Yanzhou Coal European Wts Apr 2018 A	HKD	0.980	0.520	0.770	31,332,000	25,204,300	N/A	0.980	2017/08/09	0.520	2017/08/16	34,368,000	27,311,680	-	-	-	-
24248	Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 A	HKD	0.244	0.212	0.244	620,000	134,840	2,020,680	0.255	2017/07/20	0.093	2017/01/03	140,620,000	20,273,420	0.244	2016/07/04	0.076	2016/08/25
15277	Macquarie Bank Ltd. - Yanzhou Coal European Wts Jan 2018 B	HKD	1.240	0.660	0.890	14,562,000	15,184,880	N/A	1.240	2017/08/04	0.340	2017/06/02	104,268,000	69,544,840	-	-	-	-
13070	Macquarie Bank Ltd. - Yuexiu Property Euro Wts Dec 2017 A	HKD	0.188	0.177	0.188	554,000	98,902	88,639	0.270	2017/04/13	0.165	2017/05/25	2,524,000	531,832	-	-	-	-
15574	Macquarie Bank Ltd. - Zhaojin Mining Euro Wts May 2018 A	HKD	1.070	1.010	1.090	66,000	69,120	N/A	1.440	2017/05/18	0.940	2017/07/10	21,799,500	26,410,665	-	-	-	-
14975	Macquarie Bank Ltd. - Zijin Mining European Wts Dec 2017 A	HKD	0.212	0.093	0.109	57,602,000	9,774,200	3,671,668	0.455	2017/03/17	0.085	2017/07/13	147,832,000	33,399,686	0.247	2016/12/15	0.199	2016/12/28
16385	Macquarie Bank Ltd. - Zijin Mining European Wts Jun 2018 A	HKD	0.360	0.228	0.250	33,658,000	10,263,140	N/A	0.360	2017/08/10	0.201	2017/07/17	62,864,000	17,696,250	-	-	-	-
21547	Macquarie Bank Ltd. - Zoomlion European Warrants Apr 2018 A	HKD	0.032	0.012	0.025	6,404,000	149,108	95,367	0.060	2017/02/10	0.010	2017/06/16	22,454,000	642,762	0.065	2016/11/29	0.010	2016/05/23
27587	Macquarie Bank Ltd. - Zoomlion European Warrants Sep 2018 A	HKD	1.090	0.690	0.690	12,705,000	11,847,612	N/A	1.090	2017/08/09	0.690	2017/08/31	12,705,000	11,847,612	-	-	-	-
14892	Macquarie Bank Ltd. - ZTE European Warrants Apr 2018 A	HKD	0.290	0.290	0.300	10,000	2,900	N/A	0.420	2017/07/27	0.198	2017/05/12	103,244,000	26,553,982	-	-	-	-
26008	Macquarie Bank Ltd. - ZTE European Warrants Apr 2018 B	HKD	0.250	0.144	0.190	110,822,000	23,305,580	N/A	0.260	2017/07/27	0.144	2017/08/21	138,122,000	30,012,222	-	-	-	-
29396	Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 A	HKD	-	-	0.530	0	0	N/A	0.465	2017/06/27	0.187	2017/03/10	246,484,000	63,753,490	-	-	-	-
16968	Macquarie Bank Ltd. - ZTE European Warrants Feb 2018 B	HKD	0.245	0.169	0.236	828,000	159,592	N/A	0.315	2017/07/24	0.169	2017/08/22	156,834,000	36,961,072	-	-	-	-
28764	Macquarie Bank Ltd. - ZTE European Warrants Jul 2018 A	HKD	0.265	0.182	0.248	258,186,000	58,504,024	N/A	0.265	2017/08/09	0.182	2017/08/14	258,186,000	58,504,024	-	-	-	-
14216	Macquarie Bank Ltd. - ZTE European Warrants Nov 2017 A	HKD	-	-	0.710	0	0	2,499,323	0.690	2017/07/26	0.177	2017/03/10	159,592,000	37,565,876	0.325	2016/12/30	0.219	2016/12/16
13980	Macquarie Bank Ltd. -China Life European Put Warrants Apr18A	HKD	0.057	0.025	0.027	110,680,000	5,090,200	5,860,590	0.226	2017/01/03	0.025	2017/08/29	687,990,000	46,229,540	0.241	2016/11/18	0.151	2016/11/30
16433	Macquarie Bank Ltd. -China Life European Put Warrants Apr18B	HKD	0.440	0.290	0.345	54,510,000	20,445,550	N/A	0.445	2017/06/21	0.290	2017/08/28	100,380,000	38,143,250	-	-	-	-
26699	Macquarie Bank Ltd. -China Life European Put Warrants Feb18D	HKD	1.420	0.630	0.790	24,482,000	22,206,370	N/A	1.420	2017/08/18	0.630	2017/08/28	25,370,000	23,130,970	-	-	-	-
27647	Macquarie Bank Ltd. -China Life European Put Warrants Jan18A	HKD	0.149	0.073	0.084	152,030,000	16,217,310	12,163,610	0.290	2017/03/03	0.073	2017/08/28	549,710,000	78,818,020	-	-	-	-
29605	Macquarie Bank Ltd. -GCL-Poly Energy European Wts Aug 2017 A	HKD	-	-	0.020	0	0	177,423	0.111	2017/02/15	0.022	2017/04/18	31,174,000	2,143,510	0.310	2016/09/09	0.089	2016/12/28
15976	Macquarie Bank Ltd. -GCL-Poly Energy European Wts Dec 2018 A	HKD	0.207	0.140	0.162	12,803,000	2,120,306	N/A	0.250	2017/07/20	0.140	2017/08/11	67,265,000	13,618,036	-	-	-	-
16996	Macquarie Bank Ltd. -GCL-Poly Energy European Wts Jul 2019 A	HKD	0.325	0.295	0.305	755,000	227,965	N/A	0.355	2017/07/19	0.280	2017/07/26	5,250,000	1,722,915	-	-	-	-
13701	Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2017 A	HKD	0.046	0.010	0.011	33,321,000	847,095	552,247	0.200	2017/02/15	0.010	2017/08/31	94,338,000	4,700,721	0.325	2016/10/14	0.161	2016/12/28
12686	Macquarie Bank Ltd. -GCL-Poly Energy European Wts Oct 2018 A	HKD	0.122	0.077	0.091	20,918,000	2,111,875	N/A	0.174	2017/05/05	0.072	2017/06/16	49,286,000	5,279,154	-	-	-	-
26234	Macquarie Bank Ltd. -Greatwall Motor European Wts Jan 2018 A	HKD	-	-	0.405	0	0	671,587	0.440	2017/07/21	0.209	2017/05/18	11,825,000	4,160,020	0.310	2016/10/11	0.141	2016/05/16
28945	Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2018 A	HKD	0.160	0.106	0.107	18,570,000	2,556,130	13,979,992	0.248	2017/02/28	0.070	2017/05/18	546,995,000	85,012,045	-	-	-	-
16747	Macquarie Bank Ltd. -Greatwall Motor European Wts Jul 2019 A	HKD	0.212	0.140	0.140	314,935,000	56,725,575	N/A	0.280	2017/06/19	0.140	2017/08/31	728,770,000	143,771,630	-	-	-	-
16306	Macquarie Bank Ltd. -Greatwall Motor European Wts Mar 2018 A	HKD	1.390	0.870	0.870	21,071,500	25,898,145	N/A	2.220	2017/06/13	0.700	2017/06/08	116,411,500	130,493,545	-	-	-	-
16750	Macquarie Bank Ltd. -Greatwall Motor European Wts May 2018 A	HKD	0.730	0.375	0.375	49,606,000	29,629,221	N/A	1.290	2017/06/19	0.375	2017/08/31	186,822,500	144,382,651	-	-	-	-
13941	Macquarie Bank Ltd. -Greatwall Motor European Wts Nov 2018 A	HKD	0.138	0.098	0.098	3,215,000	387,750	5,463,993	0.231	2017/02/22	0.071	2017/05/15	647,030,000	98,092,380	0.250	2016/10/25	0.106	2016/11/17
26762	Macquarie Bank Ltd. -Greatwall Motor European Wts Sep 2017 A	HKD	0.126	0.050	0.050	1,350,000	131,325	705,528	0.220	2017/06/13	0.028	2017/05/09	305,570,000	27,772,855	0.247	2016/03/14	0.050	2016/12/23
16633	Macquarie Bank Ltd. -Sands China European Put Wts Feb 2018 A	HKD	0.172	0.130	0.147	6,328,000	977,864	N/A	0.221	2017/07/07	0.130	2017/08/09	140,096,000	24,823,276	-	-	-	-
21379	Macquarie Bank Ltd. -Sands China European Put Wts Sep 2017 A	HKD	-	-	0.012	0	0	4,999,725	0.280	2017/02/09	0.020	2017/06/07	399,652,000	45,455,252	-	-	-	-
14170	Macquarie Bank Ltd. -Want Want China European Wts Jan 2018 A	HKD	0.270	0.096	0.119	5,994,000	1,201,366	5,178,830	0.600	2017/04/05	0.096	2017/08/24	99,754,000	34,474,197	0.480	2016/11/28	0.325	2016/12/23
12624	Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,655,804	0.248	2017/02/16	0.010	2017/07/27	115,964,000	15,159,019	0.212	2016/09/23	0.072	2016/12/23
28712	Macquarie Bank Ltd.-Agricultural Bk Euro Warrants Dec 2017 A	HKD	0.074	0.074	0.060	15,000	1,110	1,043,755	0.140	2017/06/01	0.055	2017/07/11	66,511,000	6,262,528	-	-	-	-
16317	SG Issuer - A50 China European Warrants Dec 2017 A	HKD	1.200	0.485	1.030	8,850,000	7,482,200	N/A	1.200	2017/08/30	0.320	2017/07/05	18,295,000	12,214,762	-	-	-	-
16763	SG Issuer - A50 China European Warrants Feb 2018 A	HKD	0.600	0.305	0.520	1,414,000	692,610	N/A	0.600	2017/08/30	0.260	2017/06/19	1,834,200	826,114	-	-	-	-
25364	SG Issuer - A50 China European Warrants Feb 2018 B	HKD	0.220	0.189	0.189	573,200	118,490	N/A	0.260	2017/07/26	0.189	2017/08/31	573,400	118,542	-	-	-	-
13940	SG Issuer - A50 China European Warrants Nov 2017 A	HKD	2.130	1.250	2.000	6,533,100	9,874,578	N/A	2.130	2017/08/30	0.335	2017/04/28	15,581,200	19,365,587	-	-	-	-
27739	SG Issuer - A50 China European Warrants Sep 2017 A	HKD	1.240	0.218	1.150	3,012,100	1,863,410	737,309	1.240	2017/08/30	0.081	2017/05/09	12,853,000	4,423,913	-	-	-	-
14502	SG Issuer - AAC Tech European Warrants Apr 2018 A	HKD	0.610	0.330	0.640	30,325,000	12,308,475	N/A	0.610	2017/08/28	0.187	2017/05/18	75,590,000	25,636,395	-	-	-	-
15181	SG Issuer - AAC Tech European Warrants Apr 2018 B	HKD	0.345	0.155	0.370	238,610,000	48,698,285	N/A	0.345	2017/08/29	0.128	2017/07/05	386,070,000	78,679,605	-	-	-	-
14692	SG Issuer - AAC Tech European Warrants Aug 2018 A	HKD	0.450	0.206	0.445	18,245,000	5,287,815	N/A	0.450	2017/08/30	0.109	2017/05/18	101,880,000	22,481,665	-	-	-	-
12960	SG Issuer - AAC Tech European Warrants Dec 2017 A	HKD	0.485	0.135	0.455	234,995,000	48,701,180	15,298,145	0.485	2017/08/30	0.089	2017/07/06	508,665,000	93,492,680	0.244	2016/09/07	0.071	2016/12/13
14589	SG Issuer - AAC Tech European Warrants Dec 2018 A	HKD	0.470	0.255	0.500	13,050,000	4,225,250	N/A	0.470	2017/08/28	0.137	2017/05/18	98,325,000	22,995,480	-	-	-	-
14813	SG Issuer - AAC Tech European Warrants Feb 2018 A	HKD	0.410	0.189	0.410	9,335,000	2,775,975	N/A	0.410	2017/08/29	0.085	2017/05/18	153,285,000	29,790,370	-	-	-	-
15555	SG Issuer - AAC Tech European Warrants Jan 2018 A	HKD	0.510	0.217	0.510	23,600,000	7,008,230	N/A	0.510	2017/08/29	0.108	2017/05/18	191,015,000	43,684,795	-	-	-	-
15569	SG Issuer - AAC Tech European Warrants Jan 2018 B	HKD	0.445	0.154	0.415	92,385,000	20,319,185	N/A	0.445	2017/08/30	0.102	2017/05/18	277,715,000	58,063,875	-	-	-	-
25247	SG Issuer - AAC Tech European Warrants Jul 2018 A	HKD	0.315	0.125	0.300	83,030,000	14,196,475	N/A	0.315	2017/08/30	0.120	2017/07/31	95,030,000	15,720,530	-	-	-	-
27946	SG Issuer - AAC Tech European Warrants Jul 2018 B	HKD	0.520	0.265	0.520	20,650,000	6,868,550	N/A	0.520	2017/08/29	0.265	2017/08/11	20,650,000	6,868,550	-	-	-	-
14516	SG Issuer - AAC Tech European Warrants Mar 2018 A	HKD	0.490	0.198	0.470	21,910,000	5,402,720	N/A	0.490	2017/08/30	0.093	2017/05/18	282,090,000	61,412,275	-	-	-	-
14977	SG Issuer - AAC Tech European Warrants Nov 2017 A	HKD	0.530	0.188	0.520	200,750,000	47,854,950	N/A	0.530	2017/08/29	0.088	2017/05/18	665,000,000	148,788,200	-	-	-	-
14814	SG Issuer - AAC Tech European Warrants Oct 2017 A	HKD	0.455	0.102	0.435	178,775,000	35,207,645	N/A	0.455	2017/08/30	0.047	2017/05/18	1,389,350,000	213,589,780	-	-	-	-
11918	SG Issuer - AGBK European Warrants Apr 2018 A	HKD	0.275	0.248	0.249	84,000	20,980	N/A	0.275	2017/08/31	0.248	2017/08/31	84,000	20,980	-	-	-	-
28502	SG Issuer - AGBK European Warrants Dec 2017 A	HKD	0.127	0.060	0.097	17,830,000	1,712,265	592,179	0.208	2017/02/27	0.056	2017/07/10	35,288,000	3,602,871	-	-	-	-
16478	SG Issuer - AGBK European Warrants Dec 2017 B	HKD	0.085	0.046	0.054	6,664,000	407,941	N/A	0.105	2017/06/09	0.032	2017/07/10	8,506,000	523,943	-	-	-	-
25176	SG Issuer - AGBK European Warrants Feb 2018 A	HKD	0.233	0.210	0.206	1,160,000	261,700	N/A	0.270	2017/07/25	0.210	2017/08/31	1,640,000	380,700	-	-	-	-
26892	SG Issuer - AGBK European Warrants Jan 2018 A	HKD	0.380	0.305	0.330	2,602,000	939,615	1,013,440	0.405	2017/02/20	0.222	2017/02/10	21,424,000	6,260,735	-	-	-	-
15682	SG Issuer - AIA European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	32,481	0.241	2017/01/04	0.016	2017/04/26	21,492,000	2,250,476	-	-	-	-
15062	SG Issuer - AIA European Put Warrants Dec 2017 B	HKD	0.045	0.016	0.022	22,012,000	715,178	N/A	0.180	2017/05/08	0.016	2017/08/02	230,144,000	23,145,450	-	-	-	-
27656	SG Issuer - AIA European Put Warrants Feb 2018 B	HKD	0.345	0.207	0.250	72,550,000	18,022,370	N/A	0.345	2017/08/21	0.207	2017/08/03	72,550,000	18,022,370	-	-	-	-
16932	SG Issuer - AIA European Put Warrants Jan 2018 B	HKD	0.163	0.068	0.095	339,186,000	38,542,832	N/A	0.285	2017/07/04	0.068	2017/08/08	469,342,000	57,737,124	-	-	-	-
29822	SG Issuer - AIA European Put Warrants Jun 2018 A	HKD	0.260	0.218	0.232	7,576,000	1,790,094	N/A	0.260	2017/08/25	0.218	2017/08/31	7,576,000	1,790,094	-	-	-	-
28847	SG Issuer - AIA European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	5,573,879	0.239	2017/02/24	0.010	2017/07/07	371,032,000	40,136,784	-	-	-	-
29820	SG Issuer - AIA European Warrants Apr 2018 A	HKD	0.270	0.221	0.250	5,402,000	1,325,096	N/A	0.270	2017/08/31	0.221	2017/08/25	5,402,000	1,325,096	-	-	-	-
13591	SG Issuer - AIA European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	353,573	0.041	2017/04/27	0.010	2017/07/26	99,488,000	2,394,626	0.305	2016/10/06	0.015	2016/12/09
28741	SG Issuer - AIA European Warrants Aug 2017 B	HKD	-	-	0.630	0	0	5,689,137	0.510	2017/07/13	0.068	2017/04/19	199,212,000	44,486,450	-	-	-	-
23476	SG Issuer - AIA European Warrants Dec 2017 A	HKD	0.780	0.470	0.620	36,164,000	22,607,910	22,653,241	0.780	2017/08/02	0.147	2017/04/19	703,978,000	201,673,034	-	-	-	-
27003	SG Issuer - AIA European Warrants Dec 2017 C	HKD	0.250	0.099	0.140	152,562,000	25,786,962	N/A	0.250	2017/08/02	0.099	2017/08/21	152,562,000	25,786,962	-	-	-	-
27654	SG Issuer - AIA European Warrants Feb 2018 A	HKD	0.203	0.093	0.123	112,928,000	17,510,236	N/A	0.203	2017/08/03	0.093	2017/08/21	112,928,000	17,510,236	-	-	-	-
15172	SG Issuer - AIA European Warrants Jan 2018 A	HKD	0.360	0.170	0.239	189,904,000	42,494,944	N/A	0.360	2017/08/02	0.117	2017/07/04	811,900,000	172,615,424	-	-	-	-
17120	SG Issuer - AIA European Warrants Jan 2018 C	HKD	0.197	0.071	0.101	303,124,000	49,709,244	N/A	0.197	2017/08/02	0.071	2017/08/18	1,429,730,000	217,581,922	-	-	-	-
29289	SG Issuer - AIA European Warrants Nov 2017 A	HKD	0.460	0.203	0.290	29,488,000	11,518,586	N/A	0.460	2017/08/01	0.074	2017/04/19	422,016,000	108,500,964	-	-	-	-
15122	SG Issuer - AIA European Warrants Oct 2017 A	HKD	1.110	0.840	0.900	1,868,000	1,772,660	5,807,605	1.110	2017/08/02	0.152	2017/01/04	186,524,000	54,924,730	0.236	2016/12/14	0.228	2016/12/14
11926	SG Issuer - Anhui Conch European Warrants Apr 2018 A	HKD	0.345	0.310	0.310	90,000	28,125	N/A	0.345	2017/08/31	0.310	2017/08/31	90,000	28,125	-	-	-	-
14379	SG Issuer - Anhui Conch European Warrants Aug 2017 A	HKD	-	-	0.069	0	0	1,637,172	0.335	2017/03/16	0.055	2017/07/28	75,230,000	13,966,690	0.214	2016/11/25	0.134	2016/12/15
15570	SG Issuer - Anhui Conch European Warrants Jan 2018 A	HKD	0.405	0.275	0.335	17,150,000	5,905,225	N/A	0.430	2017/07/20	0.242	2017/06/20	52,325,000	18,112,805	-	-	-	-
24516	SG Issuer - Anhui Conch European Warrants Mar 2018 A	HKD	0.226	0.148	0.170	9,980,000	1,898,040	N/A	0.242	2017/07/24	0.148	2017/08/18	11,990,000	2,347,485	-	-	-	-
14906	SG Issuer - Anhui Conch European Warrants Nov 2017 A	HKD	0.196	0.094	0.122	68,575,000	10,496,295	N/A	0.222	2017/07/20	0.082	2017/06/21	370,005,000	50,804,460	-	-	-	-
28475	SG Issuer - BOCHK European Warrants Apr 2018 A	HKD	0.231	0.123	0.178	46,290,000	9,081,900	N/A	0.231	2017/08/08	0.123	2017/08/18	46,290,000	9,081,900	-	-	-	-
14848	SG Issuer - BOCHK European Warrants Aug 2017 A	HKD	-	-	0.790	0	0	1,759,888	0.890	2017/06/29	0.194	2017/01/13	27,775,000	11,324,370	0.265	2016/12/08	0.208	2016/12/13
28882	SG Issuer - BOCHK European Warrants Feb 2018 A	HKD	0.520	0.285	0.450	91,675,000	40,995,225	12,031,190	0.520	2017/08/30	0.152	2017/02/27	188,625,000	72,404,440	-	-	-	-
14127	SG Issuer - BOCHK European Warrants Jan 2018 A	HKD	0.810	0.570	0.740	3,790,000	2,644,350	5,030,553	0.810	2017/08/28	0.147	2017/01/03	130,330,000	40,550,360	0.163	2016/12/23	0.130	2016/12/19
17201	SG Issuer - BOCHK European Warrants Mar 2018 A	HKD	0.335	0.188	0.250	210,385,000	56,055,610	N/A	0.350	2017/07/03	0.188	2017/08/18	256,855,000	67,309,830	-	-	-	-
15428	SG Issuer - BOCHK European Warrants Sep 2017 A	HKD	1.230	0.980	1.220	805,000	928,200	2,642,642	1.230	2017/08/30	0.255	2017/01/03	26,900,000	18,190,325	0.255	2016/12/23	0.237	2016/12/22
23401	SG Issuer - BOCL European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	272,708	0.260	2017/01/20	0.011	2017/06/28	46,414,000	2,564,767	-	-	-	-
15988	SG Issuer - BOCL European Put Warrants Jan 2018 B	HKD	0.117	0.029	0.036	42,296,000	2,050,008	N/A	0.250	2017/05/23	0.029	2017/08/28	79,797,000	6,358,823	-	-	-	-
14695	SG Issuer - BOCL European Warrants Aug 2017 A	HKD	-	-	0.150	0	0	949,190	0.365	2017/02/15	0.056	2017/07/07	47,803,000	8,931,162	0.270	2016/11/30	0.115	2016/12/23
28001	SG Issuer - BOCL European Warrants Dec 2017 A	HKD	0.116	0.034	0.091	51,683,000	4,444,559	942,710	0.218	2017/02/17	0.019	2017/07/10	72,819,000	5,656,685	-	-	-	-
22891	SG Issuer - BOCL European Warrants Feb 2018 A	HKD	0.320	0.170	0.285	40,532,000	8,320,020	N/A	0.320	2017/08/28	0.148	2017/07/19	40,534,000	8,320,317	-	-	-	-
15360	SG Issuer - BOCL European Warrants Jan 2018 A	HKD	0.455	0.265	0.455	11,274,000	3,470,400	N/A	0.455	2017/08/31	0.175	2017/06/28	16,961,000	4,930,755	-	-	-	-
15989	SG Issuer - BOCL European Warrants Jun 2018 A	HKD	0.198	0.096	0.175	32,790,000	5,976,470	N/A	0.198	2017/08/28	0.096	2017/08/10	32,794,000	5,977,022	-	-	-	-
28471	SG Issuer - BOCL European Warrants Mar 2018 A	HKD	0.270	0.138	0.219	19,658,000	4,141,225	N/A	0.270	2017/08/08	0.138	2017/08/14	19,658,000	4,141,225	-	-	-	-
29188	SG Issuer - BOCL European Warrants Oct 2017 A	HKD	0.045	0.010	0.030	57,463,000	1,575,418	N/A	0.131	2017/03/02	0.010	2017/08/14	68,894,000	1,853,510	-	-	-	-
12864	SG Issuer - BOCL European Warrants Sep 2017 A	HKD	0.185	0.010	0.115	176,900,000	12,033,835	2,378,028	0.246	2017/02/16	0.010	2017/08/11	231,978,000	16,592,668	0.237	2016/08/30	0.095	2016/11/24
15535	SG Issuer - BOCom European Warrants Aug 2017 A	HKD	-	-	0.024	0	0	273,918	0.610	2017/02/21	0.021	2017/07/10	47,048,000	22,264,572	0.460	2016/12/30	0.445	2016/12/30
16818	SG Issuer - BOCom European Warrants Jan 2018 A	HKD	0.355	0.249	0.305	3,094,000	965,370	N/A	0.360	2017/07/17	0.249	2017/08/15	8,216,000	2,561,225	-	-	-	-
29993	SG Issuer - BOCom European Warrants Jun 2018 A	HKD	0.425	0.290	0.380	4,576,000	1,644,365	N/A	0.425	2017/08/28	0.290	2017/08/25	4,576,000	1,644,365	-	-	-	-
28505	SG Issuer - BOCom European Warrants Oct 2017 A	HKD	0.049	0.012	0.013	4,781,000	123,323	55,794	0.450	2017/02/22	0.012	2017/08/31	6,483,000	335,658	-	-	-	-
28975	SG Issuer - BOCom European Warrants Sep 2017 A	HKD	-	-	0.012	0	0	7,436	0.290	2017/02/28	0.029	2017/06/09	857,000	45,185	-	-	-	-
15011	SG Issuer - BYD European Warrants Aug 2017 A	HKD	-	-	0.360	0	0	12,534,196	0.720	2017/02/09	0.270	2017/05/23	200,850,000	99,997,175	0.640	2016/12/12	0.485	2016/12/28
25204	SG Issuer - BYD European Warrants Feb 2018 A	HKD	0.520	0.300	0.315	25,100,000	10,952,650	N/A	0.580	2017/07/25	0.300	2017/08/30	28,100,000	12,428,200	-	-	-	-
16435	SG Issuer - BYD European Warrants Jan 2018 A	HKD	0.280	0.125	0.131	256,860,000	52,289,550	N/A	0.480	2017/06/14	0.125	2017/08/30	330,000,000	79,315,175	-	-	-	-
17850	SG Issuer - CAM CSI300 European Warrants Feb 2018 A	HKD	0.220	0.119	0.195	42,954,000	8,022,646	N/A	0.220	2017/08/30	0.119	2017/08/14	72,930,000	12,570,806	-	-	-	-
17239	SG Issuer - CAM CSI300 European Warrants Jan 2018 A	HKD	0.410	0.247	0.385	996,000	330,990	N/A	0.410	2017/08/30	0.223	2017/07/06	5,092,000	1,352,998	-	-	-	-
17454	SG Issuer - CAM CSI300 European Warrants Jul 2018 A	HKD	0.216	0.132	0.195	8,842,000	1,422,732	N/A	0.216	2017/08/30	0.132	2017/08/14	18,428,000	2,908,298	-	-	-	-
14314	SG Issuer - CAM CSI300 European Warrants May 2018 A	HKD	0.335	0.203	0.325	4,112,000	1,067,870	N/A	0.335	2017/08/30	0.137	2017/05/16	34,694,000	7,239,296	-	-	-	-
23196	SG Issuer - CCB European Put Warrants Feb 2018 A	HKD	0.246	0.089	0.121	70,874,000	13,316,973	N/A	0.246	2017/08/11	0.089	2017/08/30	70,876,000	13,317,429	-	-	-	-
15302	SG Issuer - CCB European Put Warrants Nov 2017 A	HKD	0.164	0.037	0.057	10,553,000	1,069,398	N/A	0.365	2017/05/10	0.037	2017/08/30	96,136,000	20,184,810	-	-	-	-
28009	SG Issuer - CCB European Put Warrants Sep 2017 A	HKD	0.010	0.010	0.010	2,267,000	22,670	639,993	0.300	2017/03/10	0.010	2017/08/11	79,015,000	4,022,310	-	-	-	-
14698	SG Issuer - CCB European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	8,533,622	0.270	2017/02/23	0.010	2017/07/27	699,509,000	64,073,693	0.295	2016/12/01	0.162	2016/12/29
15431	SG Issuer - CCB European Warrants Aug 2017 B	HKD	-	-	0.830	0	0	1,505,645	0.750	2017/02/20	0.310	2017/07/07	32,976,000	17,044,190	0.530	2016/12/30	0.280	2016/12/23
28010	SG Issuer - CCB European Warrants Dec 2017 A	HKD	0.205	0.048	0.116	57,144,000	8,535,965	2,821,676	0.260	2017/02/20	0.031	2017/07/07	162,265,000	17,780,133	-	-	-	-
16031	SG Issuer - CCB European Warrants Dec 2017 B	HKD	0.500	0.153	0.335	124,149,000	34,942,471	N/A	0.500	2017/08/30	0.091	2017/07/06	290,691,000	68,624,603	-	-	-	-
23399	SG Issuer - CCB European Warrants Feb 2018 B	HKD	0.415	0.146	0.280	382,056,000	131,926,934	N/A	0.415	2017/08/28	0.146	2017/08/11	387,718,000	133,142,640	-	-	-	-
17279	SG Issuer - CCB European Warrants Jan 2018 A	HKD	0.880	0.390	0.670	13,886,000	7,860,730	N/A	0.880	2017/08/28	0.239	2017/07/10	56,593,000	26,405,795	-	-	-	-
29942	SG Issuer - CCB European Warrants Mar 2018 A	HKD	0.330	0.204	0.212	52,626,000	13,631,027	N/A	0.330	2017/08/28	0.204	2017/08/24	52,626,000	13,631,027	-	-	-	-
16479	SG Issuer - CCB European Warrants Nov 2017 B	HKD	0.320	0.079	0.190	149,022,000	24,632,258	N/A	0.320	2017/08/28	0.079	2017/08/11	176,591,000	28,187,409	-	-	-	-
15300	SG Issuer - CCB European Warrants Oct 2017 A	HKD	0.660	0.159	0.420	96,490,000	31,645,861	N/A	0.660	2017/08/28	0.067	2017/07/10	551,152,000	123,516,211	-	-	-	-
28511	SG Issuer - CCB European Warrants Sep 2017 B	HKD	0.220	0.010	0.052	139,799,000	9,717,631	5,082,648	0.315	2017/02/22	0.010	2017/08/22	398,244,000	30,617,886	-	-	-	-
11943	SG Issuer - CCCCL European Warrants Apr 2018 A	HKD	0.660	0.590	0.590	2,000	1,250	N/A	0.660	2017/08/31	0.590	2017/08/31	2,000	1,250	-	-	-	-
28005	SG Issuer - CCCCL European Warrants Dec 2017 A	HKD	0.223	0.112	0.118	4,139,000	591,290	3,351,907	1.260	2017/03/23	0.112	2017/08/31	40,991,000	20,307,570	-	-	-	-
19553	SG Issuer - CCCCL European Warrants Feb 2018 A	HKD	0.880	0.660	0.690	5,691,000	4,361,870	N/A	1.260	2017/07/19	0.660	2017/08/11	6,293,000	5,024,430	-	-	-	-
15686	SG Issuer - CCCCL European Warrants Nov 2017 A	HKD	0.168	0.133	0.155	3,850,000	564,500	868,077	0.250	2017/03/02	0.132	2017/06/15	38,230,000	7,094,920	-	-	-	-
27364	SG Issuer - CCCCL European Warrants Oct 2017 A	HKD	0.049	0.020	0.020	85,730,000	2,868,080	3,886,918	0.174	2017/03/23	0.020	2017/08/31	302,750,000	24,723,070	0.246	2016/04/18	0.078	2016/09/28
11975	SG Issuer - CCCCL European Warrants Oct 2019 A	HKD	0.260	0.247	0.247	20,000	5,070	N/A	0.260	2017/08/31	0.247	2017/08/31	20,000	5,070	-	-	-	-
25637	SG Issuer - CCoal European Warrants Sep 2017 A	HKD	0.050	0.010	0.010	13,777,000	511,690	900,832	0.440	2017/02/16	0.010	2017/08/14	123,010,000	7,236,195	-	-	-	-
15086	SG Issuer - CCoal European Warrants Dec 2017 A	HKD	0.395	0.190	0.202	38,283,000	10,902,566	N/A	0.435	2017/07/19	0.171	2017/06/07	56,438,000	15,529,517	-	-	-	-
25205	SG Issuer - CCoal European Warrants Feb 2018 A	HKD	0.400	0.194	0.206	13,348,000	4,613,852	N/A	0.400	2017/08/04	0.194	2017/08/28	15,032,000	5,070,046	-	-	-	-
11942	SG Issuer - CCoal European Warrants Mar 2018 A	HKD	0.400	0.385	0.380	2,000	785	N/A	0.400	2017/08/31	0.385	2017/08/31	2,000	785	-	-	-	-
15886	SG Issuer - CGS European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,507,408	0.850	2017/02/17	0.010	2017/07/21	126,375,500	17,176,848	-	-	-	-
12398	SG Issuer - CGS European Warrants Aug 2018 A	HKD	0.087	0.054	0.068	49,740,000	3,609,845	1,189,459	0.154	2017/02/17	0.054	2017/08/21	101,975,000	8,395,440	0.211	2016/08/18	0.117	2016/12/30
23402	SG Issuer - CGS European Warrants Feb 2018 A	HKD	0.485	0.260	0.340	4,788,500	1,718,630	N/A	0.485	2017/08/02	0.260	2017/08/21	5,429,500	1,964,643	-	-	-	-
15631	SG Issuer - CGS European Warrants Jan 2018 A	HKD	0.690	0.340	0.450	58,886,000	30,019,275	N/A	0.890	2017/05/26	0.340	2017/08/21	65,586,000	34,395,352	-	-	-	-
28742	SG Issuer - CGS European Warrants Oct 2017 A	HKD	0.114	0.012	0.013	19,962,000	1,297,455	523,059	0.730	2017/02/23	0.012	2017/08/31	30,093,000	3,139,081	-	-	-	-
28911	SG Issuer - Ch Mob European Warrants Aug 2017 B	HKD	-	-	0.010	0	0	53,635,183	0.330	2017/03/21	0.010	2017/06/26	2,063,475,000	322,235,355	-	-	-	-
17242	SG Issuer - Ch Mob European Warrants Dec 2017 C	HKD	0.232	0.099	0.121	1,207,345,000	168,415,220	N/A	0.232	2017/08/10	0.080	2017/07/12	1,353,105,000	182,722,335	-	-	-	-
19639	SG Issuer - Ch Mob European Warrants Dec 2017 D	HKD	0.390	0.195	0.300	66,805,000	19,493,585	N/A	0.390	2017/08/14	0.166	2017/07/14	101,285,000	27,876,835	-	-	-	-
18144	SG Issuer - Ch Mob European Warrants Feb 2018 A	HKD	0.370	0.219	0.290	51,710,000	15,211,790	N/A	0.370	2017/08/11	0.202	2017/07/12	71,580,000	19,957,300	-	-	-	-
15918	SG Issuer - Ch Mob European Warrants Jan 2018 A	HKD	0.127	0.061	0.061	36,770,000	3,629,320	N/A	0.168	2017/05/22	0.055	2017/07/13	38,640,000	3,817,345	-	-	-	-
29454	SG Issuer - Ch Mob European Warrants Mar 2018 A	HKD	0.305	0.226	0.208	22,980,000	5,566,080	N/A	0.305	2017/08/17	0.226	2017/08/29	22,980,000	5,566,080	-	-	-	-
29547	SG Issuer - Ch Mob European Warrants Mar 2018 B	HKD	0.249	0.207	0.196	32,855,000	7,557,200	N/A	0.249	2017/08/22	0.207	2017/08/18	32,855,000	7,557,200	-	-	-	-
14505	SG Issuer - Ch Mob European Warrants Nov 2017 A	HKD	0.340	0.120	0.193	243,460,000	50,905,455	N/A	0.365	2017/05/22	0.088	2017/07/07	1,768,745,000	258,504,825	-	-	-	-
13458	SG Issuer - Ch Mob European Warrants Oct 2017 B	HKD	0.128	0.030	0.034	173,715,000	9,088,600	N/A	0.219	2017/04/07	0.024	2017/07/06	2,920,740,000	361,496,955	-	-	-	-
12485	SG Issuer - Ch Mob European Warrants Sep 2017 A	HKD	-	-	0.013	0	0	N/A	0.138	2017/03/27	0.015	2017/06/27	34,740,000	3,077,330	-	-	-	-
15472	SG Issuer - CHALCO European Warrants Aug 2017 A	HKD	-	-	1.500	0	0	178,025	1.200	2017/02/09	0.470	2017/06/01	15,780,000	15,397,870	0.440	2016/12/23	0.440	2016/12/23
14896	SG Issuer - CHALCO European Warrants Dec 2017 A	HKD	1.540	0.620	1.180	58,380,000	52,279,860	N/A	1.540	2017/08/09	0.212	2017/05/11	151,530,000	87,991,220	-	-	-	-
18554	SG Issuer - CHALCO European Warrants Feb 2018 A	HKD	1.970	0.950	1.570	87,730,000	99,820,420	N/A	1.970	2017/08/09	0.540	2017/07/13	135,808,000	141,383,980	-	-	-	-
29451	SG Issuer - CHALCO European Warrants Feb 2018 B	HKD	0.820	0.495	0.770	42,922,000	26,304,580	N/A	0.820	2017/08/31	0.495	2017/08/24	42,922,000	26,304,580	-	-	-	-
15385	SG Issuer - CHALCO European Warrants Jan 2018 A	HKD	2.300	1.060	1.870	17,478,000	27,924,340	N/A	2.300	2017/08/09	0.375	2017/06/05	57,238,000	49,315,280	-	-	-	-
25179	SG Issuer - CHALCO European Warrants Mar 2018 A	HKD	1.380	0.550	1.080	22,326,000	21,986,100	N/A	1.380	2017/08/09	0.455	2017/07/25	29,930,000	25,708,530	-	-	-	-
25615	SG Issuer - CHALCO European Warrants Sep 2017 A	HKD	1.800	0.560	1.360	18,466,000	16,574,780	11,750,770	1.800	2017/08/09	0.091	2017/05/19	194,262,000	73,964,838	-	-	-	-
29390	SG Issuer - China Cinda European Warrants Apr 2018 A	HKD	0.250	0.202	0.122	202,000	49,506	N/A	0.250	2017/08/28	0.202	2017/08/16	202,000	49,506	-	-	-	-
16120	SG Issuer - China Cinda European Warrants Dec 2017 A	HKD	0.500	0.131	0.131	46,805,000	13,996,078	N/A	0.500	2017/08/07	0.131	2017/08/31	48,945,000	14,641,838	-	-	-	-
26571	SG Issuer - China Cinda European Warrants Feb 2018 A	HKD	0.400	0.125	0.125	26,273,000	7,033,612	N/A	0.400	2017/08/07	0.125	2017/08/31	27,675,000	7,391,037	-	-	-	-
12204	SG Issuer - China Cinda European Warrants Oct 2017 A	HKD	0.158	0.043	0.041	10,100,000	862,900	N/A	0.226	2017/03/24	0.043	2017/08/29	23,294,000	3,478,218	-	-	-	-
12325	SG Issuer - China Cinda European Warrants Sep 2017 A	HKD	0.275	0.010	0.010	11,868,000	1,314,499	6,334,492	0.335	2017/03/17	0.010	2017/08/30	248,680,000	38,563,033	0.415	2016/09/09	0.146	2016/12/22
28092	SG Issuer - China EB Ltd European Warrants Aug 2017 A	HKD	-	-	0.200	0	0	3,928,400	0.255	2017/06/09	0.108	2017/06/28	160,740,000	27,655,240	0.385	2016/08/15	0.155	2016/12/30
28830	SG Issuer - China EB Ltd European Warrants Mar 2018 A	HKD	0.270	0.180	0.201	10,000,000	2,360,180	991,760	0.270	2017/08/08	0.180	2017/08/21	26,280,000	5,950,560	-	-	-	-
29997	SG Issuer - China EB Ltd European Warrants Sep 2018 A	HKD	0.249	0.242	0.250	80,000	19,620	N/A	0.249	2017/08/31	0.242	2017/08/25	80,000	19,620	-	-	-	-
14296	SG Issuer - China Life European Put Warrants Dec 2017 B	HKD	0.020	0.012	0.013	6,100,000	96,120	46,525	0.148	2017/01/03	0.010	2017/07/12	23,140,000	1,244,090	0.178	2016/11/21	0.134	2016/12/13
16214	SG Issuer - China Life European Put Warrants Dec 2017 D	HKD	0.255	0.121	0.146	45,830,000	8,605,460	N/A	0.270	2017/07/05	0.121	2017/08/28	195,930,000	39,521,320	-	-	-	-
27048	SG Issuer - China Life European Put Warrants Feb 2018 B	HKD	0.250	0.133	0.158	114,560,000	23,018,690	N/A	0.250	2017/08/18	0.133	2017/08/28	114,560,000	23,018,690	-	-	-	-
15772	SG Issuer - China Life European Put Warrants Jan 2018 A	HKD	0.106	0.034	0.045	79,710,000	4,478,250	N/A	0.152	2017/05/18	0.034	2017/08/28	186,970,000	13,297,270	-	-	-	-
29789	SG Issuer - China Life European Put Warrants May 2018 B	HKD	0.670	0.415	0.510	10,947,000	5,436,685	N/A	0.670	2017/08/24	0.415	2017/08/28	10,947,000	5,436,685	-	-	-	-
26955	SG Issuer - China Life European Put Warrants Oct 2017 C	HKD	0.050	0.010	0.010	137,210,000	4,085,070	2,197,618	0.166	2017/02/13	0.010	2017/08/31	257,250,000	17,563,110	-	-	-	-
15859	SG Issuer - China Life European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	482,018	0.241	2017/01/03	0.010	2017/06/16	110,600,000	8,281,280	-	-	-	-
28188	SG Issuer - China Life European Put Warrants Sep 2017 C	HKD	0.110	0.010	0.010	31,140,000	1,448,770	9,826,972	0.265	2017/04/19	0.010	2017/08/25	460,830,000	59,079,190	-	-	-	-
29229	SG Issuer - China Life European Warrants Apr 2018 A	HKD	0.126	0.059	0.099	25,250,000	2,280,100	N/A	0.190	2017/03/17	0.059	2017/08/18	121,220,000	13,583,650	-	-	-	-
29788	SG Issuer - China Life European Warrants Apr 2018 B	HKD	2.800	1.870	2.360	19,795,000	48,414,360	N/A	2.800	2017/08/28	1.870	2017/08/24	19,795,000	48,414,360	-	-	-	-
13328	SG Issuer - China Life European Warrants Dec 2017 A	HKD	0.217	0.077	0.146	2,685,670,000	282,456,250	53,975,822	0.270	2017/03/21	0.077	2017/08/18	3,018,030,000	348,061,020	0.250	2016/09/22	0.075	2016/11/09
15305	SG Issuer - China Life European Warrants Dec 2017 C	HKD	0.980	0.248	0.510	118,749,000	57,225,895	N/A	1.260	2017/05/31	0.248	2017/08/18	290,763,000	197,317,350	-	-	-	-
13369	SG Issuer - China Life European Warrants Feb 2018 A	HKD	0.202	0.085	0.149	2,075,920,000	291,759,700	54,514,835	0.260	2017/03/17	0.085	2017/08/18	2,326,640,000	343,332,640	0.201	2016/11/25	0.069	2016/11/09
15792	SG Issuer - China Life European Warrants Jan 2018 B	HKD	0.092	0.033	0.059	1,740,500,000	118,823,130	N/A	0.149	2017/05/23	0.033	2017/08/18	1,796,200,000	124,571,490	-	-	-	-
22971	SG Issuer - China Life European Warrants Jan 2018 C	HKD	0.162	0.064	0.108	4,477,580,000	508,157,820	N/A	0.189	2017/07/19	0.064	2017/08/21	4,793,870,000	547,447,660	-	-	-	-
26792	SG Issuer - China Life European Warrants Jan 2018 D	HKD	0.750	0.275	0.475	30,248,000	13,381,895	N/A	0.750	2017/08/02	0.275	2017/08/11	30,508,000	13,520,495	-	-	-	-
13372	SG Issuer - China Life European Warrants May 2018 A	HKD	0.191	0.092	0.149	41,790,000	6,135,910	8,056,450	0.250	2017/03/17	0.092	2017/08/18	288,310,000	55,652,780	0.202	2016/11/28	0.071	2016/11/09
12742	SG Issuer - China Life European Warrants Nov 2017 A	HKD	0.510	0.270	0.435	10,310,000	3,812,900	822,450	0.540	2017/07/17	0.232	2017/01/03	14,330,000	5,369,850	0.350	2016/11/30	0.143	2016/11/09
28194	SG Issuer - China Life European Warrants Nov 2017 B	HKD	0.122	0.028	0.063	198,000,000	16,590,670	23,659,150	0.192	2017/03/17	0.028	2017/08/18	1,440,930,000	141,954,900	-	-	-	-
11692	SG Issuer - China Life European Warrants Oct 2017 A	HKD	-	-	0.550	0	0	184,283	0.630	2017/02/13	0.355	2017/01/09	2,670,000	1,359,900	0.495	2016/11/25	0.217	2016/08/08
26953	SG Issuer - China Life European Warrants Oct 2017 B	HKD	0.275	0.098	0.213	49,200,000	6,816,790	6,090,615	0.335	2017/02/21	0.098	2017/08/18	195,900,000	37,389,240	-	-	-	-
13108	SG Issuer - China Life European Warrants Oct 2018 A	HKD	0.420	0.265	0.355	15,530,000	5,431,050	3,376,733	0.460	2017/07/17	0.228	2017/01/03	72,660,000	25,824,320	0.290	2016/11/24	0.155	2016/11/09
13537	SG Issuer - China Life European Warrants Sep 2017 A	HKD	0.155	0.013	0.063	45,500,000	2,648,500	12,867,113	0.247	2017/02/21	0.013	2017/08/18	632,430,000	105,477,410	0.192	2016/11/30	0.056	2016/11/09
29458	SG Issuer - China Oilfield European Warrants Dec 2017 A	HKD	0.067	0.049	0.049	3,520,000	201,720	524,900	0.250	2017/01/26	0.049	2017/08/31	42,040,000	7,006,940	0.260	2016/10/20	0.140	2016/09/20
14648	SG Issuer - China Oilfield European Warrants Jun 2018 A	HKD	0.102	0.070	0.070	2,240,000	188,100	307,460	0.235	2017/01/26	0.070	2017/08/30	21,800,000	3,036,140	0.232	2016/11/29	0.231	2016/11/29
15452	SG Issuer - China Oilfield European Warrants Oct 2018 A	HKD	0.150	0.113	0.114	9,820,000	1,243,980	N/A	0.187	2017/05/23	0.113	2017/08/31	56,900,000	8,611,460	-	-	-	-
15545	SG Issuer - China Overseas European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	814,943	0.165	2017/01/09	0.010	2017/06/15	107,860,000	5,350,320	-	-	-	-
16393	SG Issuer - China Overseas European Put Warrants Jan 2018 B	HKD	0.086	0.024	0.028	216,780,000	9,883,820	N/A	0.175	2017/06/05	0.024	2017/08/25	261,700,000	12,312,900	-	-	-	-
27675	SG Issuer - China Overseas European Put Warrants Mar 2018 B	HKD	0.265	0.127	0.151	25,040,000	4,610,780	N/A	0.265	2017/08/11	0.127	2017/08/25	25,040,000	4,610,780	-	-	-	-
11541	SG Issuer - China Overseas European Put Warrants Oct 2017 A	HKD	0.082	0.010	0.013	25,940,000	865,340	N/A	0.365	2017/05/08	0.010	2017/08/28	38,120,000	2,725,280	-	-	-	-
13653	SG Issuer - China Overseas European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	7,990	0.027	2017/03/17	0.012	2017/03/27	3,780,000	65,860	0.140	2016/10/07	0.025	2016/11/21
14702	SG Issuer - China Overseas European Warrants Aug 2017 B	HKD	-	-	0.265	0	0	8,184,767	0.310	2017/07/27	0.016	2017/06/30	539,700,000	73,145,460	0.233	2016/11/30	0.071	2016/12/29
12258	SG Issuer - China Overseas European Warrants Dec 2017 A	HKD	0.270	0.087	0.185	90,440,000	15,588,820	N/A	0.270	2017/08/25	0.051	2017/06/30	359,900,000	49,821,580	-	-	-	-
15623	SG Issuer - China Overseas European Warrants Dec 2017 B	HKD	0.580	0.275	0.485	34,380,000	14,884,500	N/A	0.580	2017/08/25	0.165	2017/06/30	185,700,000	51,752,840	-	-	-	-
27563	SG Issuer - China Overseas European Warrants Feb 2018 A	HKD	1.280	0.550	0.960	3,748,000	3,650,240	N/A	1.280	2017/08/03	0.550	2017/08/21	3,748,000	3,650,240	-	-	-	-
15543	SG Issuer - China Overseas European Warrants Jan 2018 A	HKD	0.360	0.136	0.270	52,834,000	12,538,684	10,068,093	0.360	2017/08/25	0.084	2017/06/30	378,564,000	73,919,344	0.150	2016/12/30	0.143	2016/12/28
27676	SG Issuer - China Overseas European Warrants Jun 2018 A	HKD	0.265	0.134	0.210	96,640,000	18,591,940	N/A	0.265	2017/08/25	0.134	2017/08/18	96,640,000	18,591,940	-	-	-	-
24549	SG Issuer - China Overseas European Warrants Mar 2018 A	HKD	0.260	0.120	0.199	40,180,000	7,369,800	N/A	0.260	2017/08/25	0.120	2017/08/21	67,540,000	12,340,460	-	-	-	-
15497	SG Issuer - China Overseas European Warrants Sep 2017 A	HKD	0.445	0.445	0.670	100,000	44,500	2,046,013	0.530	2017/07/21	0.198	2017/05/09	52,500,000	17,502,480	0.225	2016/12/30	0.211	2016/12/28
11002	SG Issuer - China Railway European Warrants Apr 2018 A	HKD	0.660	0.450	0.620	706,000	362,080	N/A	0.660	2017/08/31	0.450	2017/08/25	706,000	362,080	-	-	-	-
16819	SG Issuer - China Railway European Warrants Feb 2018 A	HKD	0.365	0.179	0.310	3,282,000	855,407	N/A	0.520	2017/07/19	0.179	2017/08/18	13,643,000	5,750,912	-	-	-	-
11004	SG Issuer - China Railway European Warrants Nov 2019 A	HKD	0.167	0.145	0.162	2,780,000	446,580	N/A	0.167	2017/08/31	0.145	2017/08/30	2,780,000	446,580	-	-	-	-
28014	SG Issuer - China Railway European Warrants Oct 2017 A	HKD	-	-	0.012	0	0	828,151	0.610	2017/03/23	0.026	2017/07/21	11,974,000	4,970,055	-	-	-	-
27734	SG Issuer - China Res Land European Warrants Dec 2017 A	HKD	0.194	0.076	0.140	27,420,000	3,610,700	9,512,030	0.250	2017/02/22	0.076	2017/08/17	320,660,000	58,502,000	-	-	-	-
27565	SG Issuer - China Res Land European Warrants Feb 2018 A	HKD	0.290	0.131	0.212	127,320,000	23,733,900	N/A	0.290	2017/08/02	0.131	2017/08/18	127,320,000	23,733,900	-	-	-	-
14989	SG Issuer - China Res Land European Warrants Jan 2018 A	HKD	0.275	0.193	0.285	3,800,000	840,220	N/A	0.330	2017/07/20	0.151	2017/05/05	60,940,000	14,229,340	-	-	-	-
11902	SG Issuer - China Res Land European Warrants Mar 2018 A	HKD	0.290	0.270	0.290	440,000	123,200	N/A	0.290	2017/08/31	0.270	2017/08/31	440,000	123,200	-	-	-	-
15501	SG Issuer - China Res Land European Warrants Sep 2017 A	HKD	0.740	0.520	0.670	3,140,000	1,872,400	2,512,000	0.830	2017/07/27	0.230	2017/01/04	40,100,000	20,967,240	0.233	2016/12/28	0.217	2016/12/28
15088	SG Issuer - China Tel European Warrants Dec 2017 A	HKD	0.160	0.115	0.158	2,600,000	381,200	N/A	0.217	2017/05/24	0.115	2017/08/29	2,604,000	382,048	-	-	-	-
24550	SG Issuer - China Tel European Warrants Feb 2018 A	HKD	0.320	0.192	0.325	12,008,000	2,768,844	N/A	0.320	2017/08/30	0.192	2017/08/18	15,172,000	3,519,334	-	-	-	-
15316	SG Issuer - China Tel European Warrants Sep 2017 A	HKD	0.220	0.020	0.199	28,566,000	1,682,360	2,820,155	0.390	2017/01/06	0.020	2017/08/18	111,014,000	21,673,342	0.320	2016/12/23	0.305	2016/12/28
15014	SG Issuer - China Vanke European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	4,587,638	0.239	2017/03/16	0.010	2017/07/26	363,025,000	30,622,347	0.212	2016/12/12	0.087	2016/12/29
15184	SG Issuer - China Vanke European Warrants Jan 2018 A	HKD	0.260	0.159	0.241	51,225,000	11,515,785	N/A	0.270	2017/07/18	0.123	2017/05/22	237,415,000	46,428,456	-	-	-	-
17202	SG Issuer - China Vanke European Warrants Mar 2018 A	HKD	0.265	0.181	0.248	78,300,000	17,240,179	N/A	0.300	2017/07/18	0.181	2017/08/17	92,003,000	20,625,120	-	-	-	-
15546	SG Issuer - China Vanke European Warrants Oct 2017 A	HKD	0.490	0.290	0.460	3,418,000	1,117,560	5,584,357	0.520	2017/03/17	0.210	2017/05/19	118,445,000	36,324,835	0.237	2016/12/30	0.217	2016/12/29
14913	SG Issuer - ChiUnicom European Warrants Aug 2017 A	HKD	-	-	0.064	0	0	10,768,553	0.940	2017/06/23	0.050	2017/07/07	163,670,000	65,608,200	0.630	2016/12/08	0.355	2016/12/23
27310	SG Issuer - ChiUnicom European Warrants Dec 2017 B	HKD	0.410	0.238	0.270	26,820,000	7,072,920	6,041,073	0.410	2017/08/21	0.114	2017/01/23	226,640,000	44,163,620	0.232	2016/04/21	0.084	2016/07/21
15090	SG Issuer - ChiUnicom European Warrants Dec 2017 C	HKD	2.060	0.740	0.810	14,168,000	13,991,640	N/A	2.060	2017/08/21	0.540	2017/07/07	173,654,000	169,456,220	-	-	-	-
27079	SG Issuer - ChiUnicom European Warrants Feb 2018 A	HKD	1.840	0.630	0.700	103,064,000	112,320,440	N/A	1.840	2017/08/21	0.630	2017/08/29	103,064,000	112,320,440	-	-	-	-
11201	SG Issuer - ChiUnicom European Warrants Feb 2018 B	HKD	0.620	0.410	0.475	31,524,000	15,428,160	N/A	0.620	2017/08/28	0.410	2017/08/29	31,524,000	15,428,160	-	-	-	-
16291	SG Issuer - ChiUnicom European Warrants Jan 2018 A	HKD	0.960	0.270	0.285	112,686,000	60,121,820	N/A	0.960	2017/08/21	0.203	2017/07/07	163,740,000	81,621,346	-	-	-	-
11204	SG Issuer - ChiUnicom European Warrants Mar 2018 A	HKD	0.360	0.238	0.295	19,292,000	5,877,148	N/A	0.360	2017/08/28	0.238	2017/08/29	19,292,000	5,877,148	-	-	-	-
14910	SG Issuer - ChiUnicom European Warrants Sep 2017 A	HKD	2.930	0.930	1.190	20,042,000	31,131,880	27,641,280	2.930	2017/08/21	0.500	2017/03/10	180,768,000	181,923,840	1.010	2016/12/08	0.590	2016/12/23
15363	SG Issuer - CITIC Bank European Warrants Dec 2017 A	HKD	0.410	0.224	0.320	13,588,000	3,979,780	N/A	0.410	2017/08/02	0.207	2017/06/21	51,123,000	14,606,818	-	-	-	-
22911	SG Issuer - CITIC Bank European Warrants Feb 2018 A	HKD	0.345	0.199	0.280	14,236,000	3,407,448	N/A	0.345	2017/08/02	0.199	2017/08/18	15,158,000	3,682,328	-	-	-	-
24539	SG Issuer - CITIC Bank European Warrants Mar 2018 A	HKD	0.241	0.185	0.185	400,000	85,100	N/A	0.241	2017/08/01	0.185	2017/08/31	620,000	132,340	-	-	-	-
28829	SG Issuer - CITIC Bank European Warrants Nov 2017 A	HKD	0.115	0.033	0.047	23,166,000	1,630,424	482,180	0.355	2017/02/24	0.033	2017/08/22	38,646,000	2,893,776	-	-	-	-
28506	SG Issuer - CITIC Bank European Warrants Oct 2017 A	HKD	0.046	0.021	0.012	4,366,000	145,447	200,277	0.270	2017/02/22	0.021	2017/08/09	30,806,000	1,254,664	-	-	-	-
15013	SG Issuer - CITIC Bank European Warrants Sep 2017 A	HKD	0.057	0.023	0.017	7,216,000	335,051	1,102,019	0.385	2017/02/16	0.023	2017/08/08	74,433,000	8,474,790	0.335	2016/12/12	0.330	2016/12/12
11005	SG Issuer - CITIC European Warrants Apr 2018 A	HKD	1.030	0.740	0.880	4,976,000	4,805,200	N/A	1.030	2017/08/29	0.740	2017/08/25	4,976,000	4,805,200	-	-	-	-
27300	SG Issuer - CITIC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	338,991	0.087	2017/02/15	0.010	2017/07/19	47,290,000	2,202,320	0.172	2016/04/28	0.070	2016/12/21
15888	SG Issuer - CITIC Sec European Warrants Dec 2017 A	HKD	0.134	0.040	0.110	314,090,000	30,133,610	10,369,342	0.280	2017/02/17	0.040	2017/08/22	640,600,000	68,068,215	-	-	-	-
28831	SG Issuer - CITIC Sec European Warrants Jan 2018 A	HKD	0.083	0.036	0.074	158,110,000	10,560,355	3,313,673	0.223	2017/02/24	0.036	2017/08/21	266,940,000	20,128,270	-	-	-	-
28717	SG Issuer - CITIC Sec European Warrants Jan 2018 B	HKD	0.187	0.101	0.172	37,970,000	6,090,810	N/A	0.187	2017/08/30	0.101	2017/08/22	37,970,000	6,090,810	-	-	-	-
14867	SG Issuer - CITIC Sec European Warrants Oct 2017 A	HKD	-	-	0.011	0	0	13,802	0.065	2017/01/06	0.014	2017/05/19	5,380,000	231,115	0.109	2016/12/07	0.061	2016/12/23
29351	SG Issuer - CITIC Sec European Warrants Oct 2018 A	HKD	0.144	0.142	0.205	390,000	55,960	N/A	0.144	2017/08/16	0.142	2017/08/16	390,000	55,960	-	-	-	-
13603	SG Issuer - CITIC Sec European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	8,705	0.083	2017/01/06	0.010	2017/07/31	4,995,000	265,450	0.179	2016/10/05	0.075	2016/12/23
15309	SG Issuer - CKH European Put Warrants Dec 2017 C	HKD	0.098	0.031	0.032	28,450,000	1,956,035	N/A	0.435	2017/05/10	0.031	2017/08/09	42,725,000	5,774,345	-	-	-	-
29826	SG Issuer - CKH European Warrants Apr 2018 A	HKD	0.465	0.400	0.465	3,045,000	1,303,000	N/A	0.465	2017/08/31	0.400	2017/08/30	3,045,000	1,303,000	-	-	-	-
15550	SG Issuer - CKH European Warrants Aug 2017 A	HKD	-	-	1.190	0	0	2,934,933	1.250	2017/05/25	0.520	2017/04/21	34,185,000	27,341,050	-	-	-	-
25362	SG Issuer - CKH European Warrants Aug 2017 B	HKD	-	-	0.010	0	0	262,683	0.265	2017/02/28	0.010	2017/07/21	22,550,000	3,933,025	-	-	-	-
15307	SG Issuer - CKH European Warrants Dec 2017 B	HKD	0.750	0.250	0.320	21,390,000	11,893,500	N/A	0.750	2017/08/03	0.250	2017/08/29	29,720,000	15,422,150	-	-	-	-
24569	SG Issuer - CKH European Warrants Feb 2018 A	HKD	0.425	0.185	0.192	7,000,000	2,064,975	N/A	0.425	2017/08/03	0.185	2017/08/30	8,600,000	2,504,240	-	-	-	-
28482	SG Issuer - CKH European Warrants Jan 2018 A	HKD	0.330	0.153	0.190	14,125,000	3,085,060	N/A	0.330	2017/08/09	0.153	2017/08/29	14,125,000	3,085,060	-	-	-	-
13020	SG Issuer - CKH European Warrants Oct 2017 A	HKD	0.223	0.018	0.020	79,975,000	11,254,545	N/A	0.227	2017/03/30	0.018	2017/08/30	88,775,000	12,751,935	-	-	-	-
25219	SG Issuer - CKI Holdings European Warrants Aug 2017 A	HKD	-	-	0.760	0	0	5,142,896	0.770	2017/07/24	0.157	2017/07/04	78,805,000	30,975,275	-	-	-	-
15183	SG Issuer - CKI Holdings European Warrants Dec 2017 A	HKD	0.570	0.345	0.395	2,575,000	1,161,575	N/A	0.570	2017/08/02	0.249	2017/07/04	17,510,000	7,155,400	-	-	-	-
27947	SG Issuer - CKI Holdings European Warrants Feb 2018 A	HKD	0.390	0.249	0.305	14,080,000	4,293,925	N/A	0.390	2017/08/04	0.249	2017/08/21	14,080,000	4,293,925	-	-	-	-
29541	SG Issuer - CKP European Warrants Feb 2018 A	HKD	0.315	0.270	0.310	890,000	262,300	N/A	0.315	2017/08/24	0.270	2017/08/21	890,000	262,300	-	-	-	-
28479	SG Issuer - CKP European Warrants Jan 2018 B	HKD	0.690	0.435	0.530	27,710,000	15,118,600	N/A	0.690	2017/08/09	0.435	2017/08/18	27,710,000	15,118,600	-	-	-	-
15299	SG Issuer - CKP European Warrants Nov 2017 A	HKD	0.860	0.380	0.670	36,810,000	22,965,600	N/A	0.860	2017/08/09	0.228	2017/05/10	45,325,000	25,868,865	-	-	-	-
28977	SG Issuer - CKP European Warrants Sep 2017 A	HKD	1.110	0.485	0.920	9,315,000	6,880,575	3,945,368	1.110	2017/08/09	0.160	2017/03/29	58,765,000	23,675,035	-	-	-	-
15368	SG Issuer - CMB European Warrants Apr 2018 A	HKD	0.830	0.455	0.810	1,525,000	877,000	N/A	0.830	2017/08/30	0.162	2017/05/11	42,420,000	15,778,795	-	-	-	-
14699	SG Issuer - CMB European Warrants Aug 2017 A	HKD	-	-	2.780	0	0	11,135,372	3.400	2017/07/25	0.185	2017/05/08	68,903,000	70,754,340	1.100	2016/12/01	1.070	2016/11/30
16232	SG Issuer - CMB European Warrants Dec 2017 A	HKD	4.500	1.370	3.990	20,151,500	45,992,140	N/A	4.500	2017/08/30	0.680	2017/06/16	29,665,500	60,715,420	-	-	-	-
25329	SG Issuer - CMB European Warrants Dec 2018 A	HKD	0.475	0.249	0.440	11,875,000	3,733,820	N/A	0.475	2017/08/30	0.247	2017/07/26	13,255,000	4,088,095	-	-	-	-
16399	SG Issuer - CMB European Warrants Feb 2018 A	HKD	0.395	0.265	0.590	4,475,000	1,653,125	N/A	0.395	2017/08/08	0.163	2017/06/14	59,085,000	14,376,595	-	-	-	-
29129	SG Issuer - CMB European Warrants Mar 2018 A	HKD	2.190	0.740	1.910	10,105,500	12,821,570	N/A	2.190	2017/08/30	0.740	2017/08/14	10,105,500	12,821,570	-	-	-	-
11787	SG Issuer - CMB European Warrants Sep 2017 A	HKD	0.970	0.790	1.170	520,000	441,300	2,094,058	0.970	2017/08/02	0.234	2017/05/08	28,985,000	13,767,675	0.330	2016/08/23	0.216	2016/08/04
28011	SG Issuer - CMB European Warrants Sep 2017 B	HKD	0.800	0.410	0.830	2,120,000	1,364,850	839,972	0.800	2017/08/28	0.076	2017/05/08	18,675,000	5,634,190	-	-	-	-
15287	SG Issuer - CMob European Put Warrants Aug 2017 A	HKD	-	-	0.012	0	0	291,602	0.183	2017/01/03	0.015	2017/04/27	107,570,000	7,935,245	0.244	2016/12/20	0.171	2016/12/30
15392	SG Issuer - CMob European Put Warrants Dec 2017 B	HKD	0.158	0.062	0.071	15,895,000	1,610,485	N/A	0.295	2017/05/15	0.062	2017/08/29	56,070,000	10,860,375	-	-	-	-
11795	SG Issuer - CMob European Put Warrants Jul 2018 A	HKD	0.109	0.075	0.080	16,000,000	1,350,800	666,725	0.147	2017/01/03	0.075	2017/08/14	44,600,000	4,603,100	0.153	2016/12/19	0.093	2016/10/11
12489	SG Issuer - CMob European Put Warrants Oct 2017 A	HKD	0.365	0.074	0.092	30,665,000	6,487,880	N/A	0.660	2017/04/24	0.074	2017/08/30	51,320,000	14,808,330	-	-	-	-
15461	SG Issuer - CNBM European Warrants Aug 2017 A	HKD	-	-	0.430	0	0	1,823,305	1.730	2017/02/23	0.330	2017/06/27	24,226,000	18,176,090	0.415	2016/12/29	0.405	2016/12/23
14907	SG Issuer - CNBM European Warrants Dec 2017 A	HKD	0.270	0.117	0.112	38,306,000	7,793,048	N/A	0.345	2017/05/04	0.117	2017/08/25	91,122,000	19,068,316	-	-	-	-
15393	SG Issuer - CNBM European Warrants Jan 2018 A	HKD	0.610	0.280	0.315	90,916,000	33,726,640	N/A	0.610	2017/08/08	0.265	2017/06/28	433,530,000	156,020,600	-	-	-	-
29133	SG Issuer - CNBM European Warrants Mar 2018 A	HKD	0.460	0.325	0.370	9,260,000	3,453,730	N/A	0.460	2017/08/14	0.325	2017/08/30	9,260,000	3,453,730	-	-	-	-
27502	SG Issuer - CNBM European Warrants Sep 2017 A	HKD	0.078	0.010	0.010	81,812,000	3,397,876	11,611,453	0.800	2017/03/02	0.010	2017/08/16	334,080,000	76,685,036	-	-	-	-
29950	SG Issuer - CNOOC European Warrants Apr 2018 A	HKD	0.500	0.335	0.450	4,058,000	1,820,895	N/A	0.500	2017/08/30	0.335	2017/08/24	4,058,000	1,820,895	-	-	-	-
15862	SG Issuer - CNOOC European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	9,452,589	1.060	2017/01/06	0.010	2017/07/26	314,231,000	62,242,699	-	-	-	-
15439	SG Issuer - CNOOC European Warrants Dec 2017 B	HKD	0.580	0.203	0.485	56,768,000	19,533,195	N/A	0.770	2017/05/15	0.203	2017/08/16	133,254,000	48,589,600	-	-	-	-
18230	SG Issuer - CNOOC European Warrants Jan 2018 A	HKD	0.340	0.143	0.310	13,341,000	3,174,748	N/A	0.340	2017/08/28	0.143	2017/08/11	14,667,000	3,436,664	-	-	-	-
27568	SG Issuer - CNOOC European Warrants Jan 2018 B	HKD	0.430	0.209	0.520	27,583,000	7,707,813	N/A	0.430	2017/08/24	0.209	2017/08/16	27,583,000	7,707,813	-	-	-	-
27550	SG Issuer - CNOOC European Warrants Jun 2018A	HKD	0.040	0.021	0.037	7,860,000	238,700	123,517	0.131	2017/01/05	0.021	2017/08/15	23,850,000	1,003,950	0.171	2016/10/24	0.094	2016/11/09
11220	SG Issuer - CNOOC European Warrants Mar 2018 A	HKD	0.405	0.370	0.365	802,000	307,520	N/A	0.405	2017/08/28	0.370	2017/08/31	802,000	307,520	-	-	-	-
11229	SG Issuer - CNOOC European Warrants Oct 2017 A	HKD	0.159	0.019	0.072	126,658,000	10,337,810	N/A	0.600	2017/04/07	0.019	2017/08/15	236,284,000	29,834,185	-	-	-	-
13863	SG Issuer - CNOOC European Warrants Oct 2017 B	HKD	0.023	0.016	0.011	1,604,000	30,774	N/A	0.146	2017/04/19	0.011	2017/07/13	11,928,000	615,224	-	-	-	-
16400	SG Issuer - Country Garden European Warrants Dec 2018 A	HKD	0.335	0.194	0.260	183,820,000	42,244,630	N/A	0.345	2017/07/31	0.194	2017/08/18	220,570,000	51,659,870	-	-	-	-
27680	SG Issuer - Country Garden European Warrants Feb 2019 A	HKD	0.242	0.147	0.202	111,850,000	20,584,600	N/A	0.242	2017/08/04	0.147	2017/08/18	111,850,000	20,584,600	-	-	-	-
25383	SG Issuer - CP&CC European Put Warrants Aug 2017 B	HKD	-	-	0.013	0	0	1,845,330	0.330	2017/02/01	0.022	2017/07/04	95,696,000	11,636,120	-	-	-	-
27063	SG Issuer - CP&CC European Put Warrants Feb 2018 B	HKD	0.345	0.195	0.204	22,122,000	5,057,534	N/A	0.345	2017/08/18	0.195	2017/08/31	22,122,000	5,057,534	-	-	-	-
15320	SG Issuer - CP&CC European Warrants Aug 2017 A	HKD	-	-	0.013	0	0	202,958	0.260	2017/01/27	0.058	2017/03/10	70,694,000	14,050,504	0.159	2016/12/21	0.148	2016/12/21
28195	SG Issuer - CP&CC European Warrants Aug 2017 C	HKD	-	-	0.010	0	0	6,395,019	0.370	2017/04/07	0.017	2017/07/06	224,050,000	38,862,152	-	-	-	-
15438	SG Issuer - CP&CC European Warrants Dec 2017 A	HKD	0.239	0.078	0.155	258,538,000	33,698,290	N/A	0.540	2017/05/16	0.078	2017/08/18	361,976,000	63,630,146	-	-	-	-
18556	SG Issuer - CP&CC European Warrants Feb 2018 A	HKD	0.162	0.105	0.159	2,520,000	396,020	N/A	0.248	2017/07/17	0.105	2017/08/24	3,524,000	625,482	-	-	-	-
11987	SG Issuer - CP&CC European Warrants Mar 2018 A	HKD	0.440	0.440	0.440	4,000	1,760	N/A	0.440	2017/08/31	0.440	2017/08/31	4,000	1,760	-	-	-	-
15306	SG Issuer - CP&CC European Warrants Nov 2017 A	HKD	0.063	0.029	0.059	15,314,000	678,704	N/A	0.192	2017/06/07	0.029	2017/08/22	16,382,000	831,046	-	-	-	-
11980	SG Issuer - CPIC Eur Wt Apr 2018 A	HKD	0.249	0.241	0.255	4,000	980	N/A	0.249	2017/08/31	0.241	2017/08/31	4,000	980	-	-	-	-
25335	SG Issuer - CPIC Eur Wt Feb 2018 A	HKD	0.450	0.250	0.320	13,730,000	4,709,180	N/A	0.450	2017/08/28	0.241	2017/07/26	14,414,000	4,878,340	-	-	-	-
14308	SG Issuer - CRCC European Warrants Dec 2017 A	HKD	0.019	0.010	0.010	1,430,000	19,350	533,488	0.118	2017/02/10	0.010	2017/08/11	63,640,000	3,750,945	0.193	2016/11/29	0.076	2016/12/23
16772	SG Issuer - CRCC European Warrants Jan 2018 A	HKD	0.640	0.305	0.400	45,623,000	17,790,380	N/A	0.980	2017/07/20	0.305	2017/08/25	56,558,000	26,062,890	-	-	-	-
29998	SG Issuer - CRCC European Warrants Jan 2019 A	HKD	0.147	0.141	0.156	490,000	70,530	N/A	0.147	2017/08/30	0.141	2017/08/25	490,000	70,530	-	-	-	-
11901	SG Issuer - CRCC European Warrants Mar 2018 A	HKD	1.090	0.980	1.040	41,000	41,835	N/A	1.090	2017/08/31	0.980	2017/08/31	41,000	41,835	-	-	-	-
11464	SG Issuer - CRCC European Warrants Oct 2017 A	HKD	0.140	0.080	0.108	25,840,000	2,601,820	954,553	0.270	2017/02/10	0.080	2017/08/30	46,110,000	6,034,780	0.265	2016/11/10	0.158	2016/09/21
15190	SG Issuer - CRRC European Warrants Dec 2017 A	HKD	0.231	0.138	0.172	3,360,000	600,600	N/A	0.520	2017/05/15	0.138	2017/08/24	4,282,000	851,530	-	-	-	-
12102	SG Issuer - CRRC European Warrants Dec 2019 A	HKD	0.162	0.155	0.156	2,000	317	N/A	0.162	2017/08/31	0.155	2017/08/31	2,000	317	-	-	-	-
25221	SG Issuer - CRRC European Warrants Feb 2018 A	HKD	0.560	0.410	0.470	3,730,000	1,960,350	N/A	0.560	2017/08/04	0.410	2017/08/25	3,870,000	2,031,055	-	-	-	-
15690	SG Issuer - CRRC European Warrants Sep 2017 A	HKD	0.078	0.010	0.010	11,123,000	529,785	6,396,630	1.070	2017/01/23	0.010	2017/08/30	92,532,000	47,986,189	-	-	-	-
15705	SG Issuer - CSOP A50 ETF European Warrants Aug 2017 A	HKD	-	-	2.380	0	0	15,982,863	2.490	2017/07/25	0.355	2017/05/09	99,978,800	102,417,216	-	-	-	-
15457	SG Issuer - CSOP A50 ETF European Warrants Dec 2017 A	HKD	2.300	1.650	2.580	3,400	6,506	N/A	2.300	2017/08/25	0.580	2017/05/12	2,207,800	2,339,106	-	-	-	-
16315	SG Issuer - CSOP A50 ETF European Warrants Dec 2017 B	HKD	1.330	0.600	1.160	5,099,600	4,003,736	N/A	1.330	2017/08/30	0.370	2017/07/04	7,794,400	5,391,392	-	-	-	-
16761	SG Issuer - CSOP A50 ETF European Warrants Dec 2017 C	HKD	0.520	0.157	0.415	1,959,000	771,355	N/A	0.520	2017/08/30	0.157	2017/08/11	2,441,000	911,022	-	-	-	-
15839	SG Issuer - CSOP A50 ETF European Warrants Feb 2018 A	HKD	0.960	0.370	0.790	38,630,200	23,596,629	N/A	0.960	2017/08/30	0.320	2017/05/19	61,439,800	34,807,014	-	-	-	-
23398	SG Issuer - CSOP A50 ETF European Warrants Feb 2018 B	HKD	0.455	0.163	0.375	76,310,200	17,060,980	N/A	0.455	2017/08/30	0.163	2017/08/11	77,860,200	17,609,630	-	-	-	-
13930	SG Issuer - CSOP A50 ETF European Warrants Oct 2017 A	HKD	2.080	0.890	1.900	43,706,000	55,351,600	N/A	2.080	2017/08/30	0.265	2017/04/28	117,646,400	138,723,769	-	-	-	-
27993	SG Issuer - CSOP A50 ETF European Warrants Sep 2017 A	HKD	1.120	0.105	1.010	88,844,000	37,540,385	11,304,734	1.120	2017/08/30	0.087	2017/04/18	169,423,000	67,828,550	-	-	-	-
11923	SG Issuer - Dongfeng European Warrants Dec 2017 A	HKD	0.069	0.017	0.025	56,280,000	2,150,240	637,893	0.069	2017/08/25	0.017	2017/08/07	105,340,000	4,374,400	0.225	2016/08/04	0.032	2016/12/29
15615	SG Issuer - Evergrande Eu Wt Jan 2018 A	HKD	17.540	13.180	18.120	42,000	684,740	2,516,885	17.540	2017/08/28	0.520	2017/01/06	6,764,000	15,731,540	-	-	-	-
15462	SG Issuer - Evergrande Eu Wt Oct 2017 A	HKD	20.800	19.600	18.680	68,000	1,351,000	5,197,388	20.800	2017/08/30	0.510	2017/01/03	27,306,000	41,328,670	0.465	2016/12/30	0.440	2016/12/28
14703	SG Issuer - Evergrande Eu Wt Sep 2017 A	HKD	17.800	13.240	17.740	113,000	1,665,380	15,599,033	17.800	2017/08/30	0.206	2017/01/05	66,274,000	94,452,365	0.485	2016/11/30	0.204	2016/12/19
14693	SG Issuer - Evergrande European Warrants Dec 2018 A	HKD	1.640	0.990	1.450	450,000	530,500	N/A	1.640	2017/08/30	0.172	2017/05/10	29,010,000	11,836,340	-	-	-	-
14014	SG Issuer - Evergrande European Warrants Jun 2018 A	HKD	1.850	1.100	1.660	26,030,000	37,253,700	N/A	1.850	2017/08/30	0.218	2017/05/05	48,130,000	55,203,510	-	-	-	-
14062	SG Issuer - Evergrande European Warrants May 2018 A	HKD	1.650	0.930	1.490	7,120,000	8,777,400	N/A	1.650	2017/08/30	0.122	2017/05/10	65,670,000	37,734,700	-	-	-	-
11603	SG Issuer - Evergrande European Warrants Oct 2017 B	HKD	-	-	13.940	0	0	N/A	15.680	2017/07/27	0.260	2017/03/29	11,986,000	11,480,905	-	-	-	-
12928	SG Issuer - Fosun Intl European Warrants Dec 2017 A	HKD	0.216	0.076	0.180	82,545,000	9,650,430	3,951,885	0.216	2017/08/31	0.071	2017/07/26	218,115,000	25,565,350	0.300	2016/09/22	0.179	2016/12/15
27479	SG Issuer - Fosun Intl European Warrants Dec 2018 A	HKD	0.365	0.236	0.335	8,635,000	2,191,290	N/A	0.365	2017/08/31	0.236	2017/08/11	8,635,000	2,191,290	-	-	-	-
16461	SG Issuer - Fosun Intl European Warrants Mar 2018 A	HKD	0.171	0.090	0.142	7,565,000	957,525	N/A	0.179	2017/06/12	0.085	2017/07/26	12,755,000	1,590,055	-	-	-	-
13453	SG Issuer - Fosun Intl European Warrants Oct 2017 A	HKD	0.076	0.011	0.059	53,765,000	1,919,065	1,340,686	0.139	2017/02/09	0.011	2017/08/11	193,325,000	9,056,065	0.236	2016/09/27	0.133	2016/12/15
16550	SG Issuer - GAC European Warrants Dec 2017 A	HKD	0.290	0.159	0.181	32,150,000	6,642,246	N/A	0.360	2017/07/17	0.133	2017/06/30	77,538,000	17,806,124	-	-	-	-
23413	SG Issuer - GAC European Warrants Feb 2018 A	HKD	0.229	0.126	0.138	58,640,000	9,470,360	N/A	0.265	2017/07/25	0.126	2017/08/11	90,260,000	16,982,800	-	-	-	-
12109	SG Issuer - GAC European Warrants Mar 2018 B	HKD	0.217	0.213	0.213	480,000	103,600	N/A	0.217	2017/08/31	0.213	2017/08/31	480,000	103,600	-	-	-	-
14876	SG Issuer - GAC European Warrants May 2018 A	HKD	-	-	0.435	0	0	N/A	0.475	2017/07/06	0.280	2017/05/26	20,920,000	7,127,900	-	-	-	-
13964	SG Issuer - GAC European Warrants Sep 2017 A	HKD	0.380	0.135	0.158	34,960,000	7,441,300	11,093,900	0.435	2017/07/17	0.068	2017/01/03	366,600,000	69,068,400	0.143	2016/10/27	0.063	2016/12/29
11409	SG Issuer - GAC European Warrantss Mar 2018 A	HKD	0.640	0.510	0.580	3,240,000	1,918,400	3,374,500	0.740	2017/07/17	0.191	2017/01/05	50,260,000	22,128,660	0.315	2016/08/05	0.181	2016/12/28
29828	SG Issuer - Galaxy Ent European Put Warrants Apr 2018 A	HKD	0.250	0.191	0.193	42,430,000	9,317,220	N/A	0.250	2017/08/28	0.191	2017/08/31	42,430,000	9,317,220	-	-	-	-
25370	SG Issuer - Galaxy Ent European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	4,413,620	0.255	2017/02/01	0.012	2017/05/26	388,230,000	38,474,860	-	-	-	-
16318	SG Issuer - Galaxy Ent European Put Warrants Dec 2017 B	HKD	0.083	0.032	0.032	114,160,000	6,145,260	N/A	0.195	2017/06/06	0.032	2017/08/31	227,780,000	18,947,450	-	-	-	-
27087	SG Issuer - Galaxy Ent European Put Warrants Feb 2018 B	HKD	0.430	0.295	0.295	42,190,000	15,035,600	N/A	0.430	2017/08/11	0.295	2017/08/31	42,190,000	15,035,600	-	-	-	-
16663	SG Issuer - Galaxy Ent European Put Warrants Jan 2018 A	HKD	0.247	0.141	0.142	56,990,000	11,288,710	N/A	0.360	2017/07/04	0.141	2017/08/31	75,180,000	15,869,850	-	-	-	-
12214	SG Issuer - Galaxy Ent European Put Warrants Oct 2017 A	HKD	0.014	0.011	0.011	5,930,000	72,340	N/A	0.234	2017/03/27	0.010	2017/07/25	583,970,000	70,025,050	-	-	-	-
14559	SG Issuer - Galaxy Ent European Warrants Aug 2017 B	HKD	-	-	0.095	0	0	32,047,387	0.335	2017/06/20	0.043	2017/07/20	1,141,520,000	192,655,020	0.360	2016/12/01	0.178	2016/12/12
15440	SG Issuer - Galaxy Ent European Warrants Dec 2017 A	HKD	0.680	0.465	0.650	10,060,000	5,521,750	N/A	0.760	2017/06/20	0.270	2017/05/19	63,460,000	28,626,950	-	-	-	-
23236	SG Issuer - Galaxy Ent European Warrants Feb 2018 A	HKD	0.315	0.190	0.290	73,830,000	17,353,220	N/A	0.315	2017/08/09	0.190	2017/08/11	78,190,000	18,436,180	-	-	-	-
16678	SG Issuer - Galaxy Ent European Warrants Jan 2018 B	HKD	0.174	0.094	0.151	252,500,000	32,797,030	N/A	0.285	2017/06/20	0.094	2017/08/11	470,300,000	70,359,530	-	-	-	-
29841	SG Issuer - Galaxy Ent European Warrants Jun 2018 A	HKD	0.310	0.246	0.320	5,360,000	1,524,280	N/A	0.310	2017/08/31	0.246	2017/08/28	5,360,000	1,524,280	-	-	-	-
29827	SG Issuer - Galaxy Ent European Warrants Mar 2018 A	HKD	0.270	0.210	0.275	17,740,000	4,227,830	N/A	0.270	2017/08/31	0.210	2017/08/28	17,740,000	4,227,830	-	-	-	-
29838	SG Issuer - Galaxy Ent European Warrants May 2018 A	HKD	0.460	0.355	0.460	10,650,000	4,415,400	N/A	0.460	2017/08/31	0.355	2017/08/28	10,650,000	4,415,400	-	-	-	-
12492	SG Issuer - Galaxy Ent European Warrants Nov 2017 A	HKD	0.177	0.077	0.138	213,470,000	26,520,710	N/A	0.300	2017/04/05	0.077	2017/08/28	600,710,000	92,514,140	-	-	-	-
15091	SG Issuer - Galaxy Ent European Warrants Nov 2017 B	HKD	0.360	0.190	0.290	186,500,000	47,224,560	N/A	0.455	2017/06/14	0.125	2017/05/18	660,640,000	162,380,760	-	-	-	-
15557	SG Issuer - Galaxy Ent European Warrants Sep 2017 A	HKD	0.410	0.171	0.295	6,440,000	1,633,950	N/A	0.550	2017/06/20	0.123	2017/05/18	144,520,000	43,932,270	-	-	-	-
29794	SG Issuer - Geely Auto European Put Warrants Apr 2018 C	HKD	0.305	0.265	0.275	1,400,000	391,350	N/A	0.305	2017/08/29	0.265	2017/08/30	1,400,000	391,350	-	-	-	-
29806	SG Issuer - Geely Auto European Put Warrants May 2018 D	HKD	0.255	0.225	0.227	4,040,000	959,150	N/A	0.255	2017/08/28	0.225	2017/08/31	4,040,000	959,150	-	-	-	-
16562	SG Issuer - Geely Auto European Warrants Apr 2018 A	HKD	0.570	0.410	0.475	36,149,000	17,182,350	N/A	0.570	2017/08/09	0.231	2017/06/21	87,620,000	38,755,705	-	-	-	-
29258	SG Issuer - Geely Auto European Warrants Apr 2018 B	HKD	0.270	0.232	0.216	12,420,000	2,999,150	N/A	0.270	2017/08/15	0.232	2017/08/15	12,420,000	2,999,150	-	-	-	-
13815	SG Issuer - Geely Auto European Warrants Aug 2017 A	HKD	-	-	9.280	0	0	6,467,375	9.740	2017/07/18	0.630	2017/01/03	45,740,000	76,330,550	1.640	2016/10/25	0.485	2016/12/23
11188	SG Issuer - Geely Auto European Warrants Aug 2017 C	HKD	7.050	5.630	5.930	1,032,000	6,160,310	N/A	7.050	2017/08/08	0.380	2017/05/05	76,705,000	134,444,905	-	-	-	-
14886	SG Issuer - Geely Auto European Warrants Dec 2017 A	HKD	1.160	1.150	1.240	200,000	231,000	478,554	1.160	2017/08/04	0.195	2017/01/03	28,565,000	10,260,695	0.280	2016/12/08	0.170	2016/12/23
13633	SG Issuer - Geely Auto European Warrants Dec 2018 A	HKD	-	-	1.320	0	0	124,833	1.200	2017/07/20	0.380	2017/01/06	1,750,000	1,173,250	0.370	2016/10/26	0.220	2016/11/17
24679	SG Issuer - Geely Auto European Warrants Dec 2018 B	HKD	1.040	0.850	0.960	8,730,000	8,339,100	3,131,350	1.040	2017/08/08	0.200	2017/02/02	32,390,000	20,209,000	-	-	-	-
24881	SG Issuer - Geely Auto European Warrants Feb 2018 A	HKD	1.130	0.910	1.050	3,014,000	2,940,960	1,959,123	1.130	2017/08/08	0.211	2017/02/02	30,804,000	14,197,465	-	-	-	-
16229	SG Issuer - Geely Auto European Warrants Feb 2018 B	HKD	0.740	0.570	0.660	2,840,000	1,879,700	N/A	0.740	2017/08/09	0.168	2017/05/31	80,860,000	21,112,500	-	-	-	-
17872	SG Issuer - Geely Auto European Warrants Feb 2018 C	HKD	2.080	1.180	1.430	137,845,000	214,472,130	N/A	2.080	2017/08/09	0.980	2017/07/24	182,903,000	276,670,590	-	-	-	-
16823	SG Issuer - Geely Auto European Warrants Jan 2018 A	HKD	3.410	1.910	2.540	53,815,000	143,085,390	N/A	3.410	2017/08/09	1.190	2017/06/23	212,550,000	460,347,780	-	-	-	-
13929	SG Issuer - Geely Auto European Warrants Jun 2018 A	HKD	1.130	0.970	1.110	3,038,000	3,064,600	4,650,418	1.130	2017/08/08	0.138	2017/01/03	56,943,000	32,764,265	0.300	2016/10/25	0.116	2016/12/23
16436	SG Issuer - Geely Auto European Warrants Mar 2018 A	HKD	0.650	0.475	0.560	26,414,000	14,945,830	N/A	0.650	2017/08/09	0.198	2017/06/07	89,054,000	36,459,660	-	-	-	-
17317	SG Issuer - Geely Auto European Warrants Mar 2018 B	HKD	0.365	0.244	0.280	70,179,000	20,784,540	N/A	0.365	2017/08/08	0.225	2017/07/24	78,721,000	23,069,760	-	-	-	-
29255	SG Issuer - Geely Auto European Warrants Mar 2018 C	HKD	1.670	1.320	1.250	42,000	62,780	N/A	1.670	2017/08/15	1.320	2017/08/28	42,000	62,780	-	-	-	-
14956	SG Issuer - Geely Auto European Warrants May 2018 A	HKD	1.290	1.290	1.230	2,000	2,580	103,463	1.290	2017/08/09	0.208	2017/01/03	58,237,000	19,138,830	0.285	2016/12/09	0.183	2016/12/28
24905	SG Issuer - Geely Auto European Warrants May 2018 B	HKD	1.070	0.950	1.010	282,000	287,810	1,535,589	1.070	2017/08/09	0.222	2017/02/02	33,524,000	11,637,485	-	-	-	-
29802	SG Issuer - Geely Auto European Warrants May 2018 C	HKD	0.400	0.355	0.385	6,740,000	2,533,250	N/A	0.400	2017/08/24	0.355	2017/08/30	6,740,000	2,533,250	-	-	-	-
27165	SG Issuer - Geely Auto European Warrants Nov 2017 A	HKD	1.150	1.080	1.070	280,000	311,900	965,346	1.150	2017/08/09	0.270	2017/05/02	20,940,000	7,533,500	-	-	-	-
12261	SG Issuer - Geely Auto European Warrants Nov 2017 B	HKD	0.810	0.620	0.750	2,608,000	1,910,640	N/A	0.810	2017/08/09	0.110	2017/05/05	229,843,000	46,313,045	-	-	-	-
14167	SG Issuer - Geely Auto European Warrants Oct 2017 A	HKD	1.150	0.990	1.070	50,000	54,100	1,196,283	1.150	2017/08/08	0.080	2017/01/03	160,245,000	30,442,575	0.158	2016/12/08	0.069	2016/12/23
15124	SG Issuer - Geely Auto European Warrants Sep 2017 A	HKD	9.800	9.450	9.950	2,200,000	21,410,200	17,895,342	9.800	2017/08/22	0.750	2017/01/03	75,720,000	200,134,750	1.000	2016/12/14	0.620	2016/12/23
28390	SG Issuer - Geely Auto European Warrants Sep 2017 B	HKD	9.350	6.980	8.390	14,563,000	118,967,830	47,983,593	9.350	2017/08/09	1.210	2017/05/08	84,635,000	301,271,860	-	-	-	-
11193	SG Issuer - Geely Auto European Warrants Sep 2017 C	HKD	5.000	3.350	4.380	138,000	588,670	N/A	5.000	2017/08/09	0.370	2017/05/04	90,783,000	182,452,150	-	-	-	-
14649	SG Issuer - Geely Auto European Warrants Sep 2018 A	HKD	1.120	1.080	1.190	340,000	375,200	1,191,854	1.130	2017/07/17	0.206	2017/01/03	176,615,000	56,855,715	0.270	2016/12/08	0.184	2016/12/23
15991	SG Issuer - GF Sec European Warrants May 2018 A	HKD	0.196	0.136	0.186	12,064,000	2,130,628	N/A	0.255	2017/05/26	0.136	2017/08/21	17,870,000	3,279,084	-	-	-	-
14817	SG Issuer - GF Sec European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	79,049	0.149	2017/02/17	0.010	2017/07/13	13,006,000	609,968	0.223	2016/12/05	0.204	2016/12/09
15193	SG Issuer - Greatwall Motor European Warrants Dec 2017 A	HKD	1.420	0.970	0.980	687,000	751,185	N/A	2.350	2017/06/13	0.540	2017/05/09	11,698,500	16,590,600	-	-	-	-
16764	SG Issuer - Greatwall Motor European Warrants Jan 2018 B	HKD	0.790	0.410	0.440	13,179,000	8,191,295	N/A	1.120	2017/06/19	0.410	2017/08/31	42,352,000	30,923,080	-	-	-	-
16824	SG Issuer - Greatwall Motor European Warrants May 2018 A	HKD	0.169	0.118	0.124	55,110,000	7,952,840	N/A	0.207	2017/06/21	0.118	2017/08/31	144,605,000	22,808,440	-	-	-	-
28392	SG Issuer - Greatwall Motor European Warrants Oct 2017 A	HKD	0.600	0.135	0.160	12,749,000	5,001,183	6,111,262	1.520	2017/06/13	0.135	2017/08/31	53,943,000	36,934,872	-	-	-	-
27909	SG Issuer - GWMC European Warrants Jan 2018 A	HKD	0.390	0.320	0.330	1,340,000	477,350	3,194,631	0.450	2017/06/13	0.160	2017/05/08	91,910,000	23,528,400	0.345	2016/10/25	0.147	2016/11/18
13924	SG Issuer - GWMC European Warrants Sep 2017 A	HKD	0.132	0.052	0.055	6,095,000	511,275	2,528,058	0.217	2017/06/13	0.028	2017/05/09	225,065,000	19,474,875	0.185	2016/10/25	0.054	2016/12/23
14288	SG Issuer - Haitong Sec European Warrants Dec 2017 A	HKD	0.990	0.440	0.660	32,280,800	25,161,396	N/A	1.230	2017/05/26	0.440	2017/08/21	44,854,400	36,046,796	-	-	-	-
28718	SG Issuer - Haitong Sec European Warrants Jan 2018 A	HKD	0.780	0.630	0.630	252,800	177,448	N/A	0.780	2017/08/09	0.630	2017/08/31	252,800	177,448	-	-	-	-
15064	SG Issuer - Haitong Sec European Warrants Nov 2017 A	HKD	0.035	0.011	0.018	76,364,000	1,956,784	498,971	0.183	2017/02/17	0.011	2017/08/25	118,680,000	5,091,048	0.218	2016/12/13	0.134	2016/12/29
12781	SG Issuer - Haitong Sec European Warrants Sep 2017 A	HKD	-	-	0.011	0	0	20,001	0.102	2017/02/17	0.012	2017/05/11	11,420,000	699,596	0.185	2016/09/09	0.070	2016/12/29
15633	SG Issuer - Haitong Sec European Warrants Sep 2018 A	HKD	0.136	0.089	0.126	87,468,000	10,344,228	N/A	0.198	2017/05/25	0.089	2017/08/21	151,868,000	18,721,904	-	-	-	-
15909	SG Issuer - Henganintl Eu Wt Dec 2017 A	HKD	0.750	0.400	0.610	21,055,000	10,525,075	N/A	0.750	2017/08/25	0.305	2017/06/13	30,005,000	14,681,500	-	-	-	-
27573	SG Issuer - Henganintl Eu Wt Feb 2018 A	HKD	0.620	0.360	0.520	18,380,000	7,819,875	N/A	0.620	2017/08/24	0.360	2017/08/08	18,380,000	7,819,875	-	-	-	-
14046	SG Issuer - Henganintl Eu Wt Sep 2017 A	HKD	0.064	0.010	0.010	35,775,000	995,445	2,061,170	0.800	2017/02/20	0.010	2017/08/25	137,645,000	14,483,320	0.910	2016/11/29	0.385	2016/12/29
23446	SG Issuer - HKEX European Put Warrants Apr 2018 A	HKD	0.163	0.089	0.118	60,510,000	8,676,720	N/A	0.163	2017/08/14	0.089	2017/08/08	63,950,000	9,103,000	-	-	-	-
15445	SG Issuer - HKEX European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	1,929,103	0.172	2017/01/09	0.011	2017/07/03	226,010,000	16,226,220	-	-	-	-
24215	SG Issuer - HKEX European Put Warrants Feb 2018 B	HKD	0.175	0.093	0.125	109,260,000	15,008,260	N/A	0.211	2017/07/24	0.093	2017/08/08	111,840,000	15,505,750	-	-	-	-
15639	SG Issuer - HKEX European Put Warrants Jan 2018 A	HKD	0.055	0.017	0.025	75,500,000	2,783,240	N/A	0.130	2017/05/18	0.017	2017/08/02	162,370,000	8,267,690	-	-	-	-
12953	SG Issuer - HKEX European Put Warrants Oct 2017 A	HKD	-	-	0.015	0	0	12,417	0.105	2017/01/04	0.027	2017/04/05	4,770,000	318,970	0.127	2016/09/14	0.084	2016/11/24
28462	SG Issuer - HKEX European Put Warrants Oct 2017 C	HKD	0.025	0.011	0.012	11,840,000	235,300	1,281,680	0.149	2017/02/27	0.011	2017/08/10	151,050,000	7,808,160	-	-	-	-
24883	SG Issuer - HKEX European Warrants Apr 2018 B	HKD	0.340	0.125	0.155	3,321,480,000	547,072,670	N/A	0.340	2017/08/02	0.125	2017/08/21	3,322,120,000	547,256,770	-	-	-	-
27885	SG Issuer - HKEX European Warrants Apr 2018 C	HKD	0.270	0.090	0.113	53,390,000	7,348,640	N/A	0.270	2017/08/03	0.090	2017/08/25	53,390,000	7,348,640	-	-	-	-
29474	SG Issuer - HKEX European Warrants Apr 2018 D	HKD	0.131	0.073	0.082	5,910,000	604,760	N/A	0.131	2017/08/17	0.073	2017/08/30	5,910,000	604,760	-	-	-	-
13375	SG Issuer - HKEX European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	406,032	0.086	2017/02/16	0.010	2017/07/28	9,865,620,000	704,674,960	0.236	2016/09/22	0.037	2016/12/28
15248	SG Issuer - HKEX European Warrants Aug 2017 B	HKD	-	-	0.375	0	0	1,887,680	0.355	2017/07/20	0.093	2017/05/05	207,580,000	40,479,160	-	-	-	-
28398	SG Issuer - HKEX European Warrants Aug 2017 D	HKD	-	-	0.012	0	0	12,466	0.450	2017/02/21	0.015	2017/07/04	3,002,000	142,088	-	-	-	-
12698	SG Issuer - HKEX European Warrants Dec 2017 A	HKD	0.270	0.091	0.133	137,580,000	25,367,440	9,632,975	0.270	2017/08/02	0.011	2017/06/23	509,000,000	67,991,390	0.295	2016/09/22	0.096	2016/12/28
13312	SG Issuer - HKEX European Warrants Dec 2017 B	HKD	0.145	0.030	0.056	5,056,270,000	559,194,170	160,026,723	0.145	2017/08/02	0.030	2017/08/22	9,013,330,000	960,543,630	0.235	2016/09/22	0.070	2016/12/22
23436	SG Issuer - HKEX European Warrants Dec 2017 C	HKD	0.910	0.188	0.242	105,803,000	35,117,719	N/A	0.910	2017/08/02	0.188	2017/08/25	112,867,000	39,420,599	-	-	-	-
24878	SG Issuer - HKEX European Warrants Dec 2017 D	HKD	0.255	0.103	0.131	39,350,000	6,397,390	N/A	0.255	2017/08/02	0.103	2017/08/22	41,370,000	6,797,860	-	-	-	-
13648	SG Issuer - HKEX European Warrants Dec 2018 A	HKD	0.164	0.084	0.096	62,590,000	7,923,150	1,941,042	0.164	2017/08/08	0.050	2017/05/05	115,450,000	12,835,940	0.159	2016/11/17	0.079	2016/12/23
15837	SG Issuer - HKEX European Warrants Dec 2018 B	HKD	0.425	0.265	0.300	19,630,000	6,672,700	N/A	0.425	2017/08/02	0.213	2017/07/07	56,570,000	16,293,690	-	-	-	-
15251	SG Issuer - HKEX European Warrants Feb 2018 A	HKD	0.350	0.184	0.223	11,670,000	3,318,530	9,827,170	0.350	2017/08/02	0.094	2017/05/08	329,250,000	60,564,960	0.146	2016/12/30	0.144	2016/12/30
29250	SG Issuer - HKEX European Warrants Feb 2018 C	HKD	0.340	0.189	0.249	18,135,000	4,515,461	N/A	0.340	2017/08/15	0.189	2017/08/25	18,135,000	4,515,461	-	-	-	-
23440	SG Issuer - HKEX European Warrants Jan 2018 B	HKD	1.300	0.325	0.445	1,011,088,000	1,092,923,435	N/A	1.300	2017/08/02	0.325	2017/08/25	1,026,844,000	1,107,164,675	-	-	-	-
27887	SG Issuer - HKEX European Warrants Jul 2018 A	HKD	0.265	0.092	0.112	14,970,000	2,215,650	N/A	0.265	2017/08/04	0.092	2017/08/24	14,970,000	2,215,650	-	-	-	-
13163	SG Issuer - HKEX European Warrants Jun 2018 A	HKD	0.250	0.121	0.148	1,381,970,000	207,543,820	40,472,350	0.250	2017/08/02	0.071	2017/05/09	1,628,670,000	247,773,180	0.285	2016/09/13	0.105	2016/12/28
25813	SG Issuer - HKEX European Warrants Jun 2018 B	HKD	0.275	0.100	0.118	5,561,380,000	970,258,890	N/A	0.275	2017/08/02	0.100	2017/08/24	5,562,140,000	970,445,590	-	-	-	-
29391	SG Issuer - HKEX European Warrants Jun 2018 C	HKD	0.106	0.067	0.087	26,660,000	2,225,260	N/A	0.106	2017/08/28	0.067	2017/08/25	26,660,000	2,225,260	-	-	-	-
12643	SG Issuer - HKEX European Warrants Mar 2018 A	HKD	0.255	0.115	0.141	3,105,490,000	462,055,190	109,550,667	0.255	2017/08/02	0.065	2017/05/09	4,674,400,000	657,952,220	0.285	2016/09/09	0.106	2016/12/28
28723	SG Issuer - HKEX European Warrants Mar 2018 B	HKD	0.112	0.084	0.095	17,830,000	1,834,960	N/A	0.112	2017/08/28	0.084	2017/08/30	17,830,000	1,834,960	-	-	-	-
15881	SG Issuer - HKEX European Warrants Nov 2017 A	HKD	0.490	0.280	0.345	18,140,000	7,638,350	7,292,062	0.490	2017/08/08	0.147	2017/04/24	220,460,000	55,342,780	-	-	-	-
17874	SG Issuer - HKEX European Warrants Nov 2017 B	HKD	1.360	0.305	0.410	82,226,000	81,398,935	N/A	1.360	2017/08/02	0.305	2017/08/24	677,297,000	516,736,270	-	-	-	-
26282	SG Issuer - HKEX European Warrants Nov 2017 C	HKD	0.570	0.090	0.124	78,761,000	23,023,721	N/A	0.570	2017/08/02	0.090	2017/08/25	82,808,000	24,543,706	-	-	-	-
13657	SG Issuer - HKEX European Warrants Oct 2017 B	HKD	0.093	0.010	0.011	5,395,280,000	346,386,480	172,470,650	0.093	2017/08/02	0.010	2017/08/30	17,808,930,000	1,035,101,090	0.188	2016/10/07	0.048	2016/12/30
15727	SG Issuer - HKEX European Warrants Oct 2017 D	HKD	1.240	0.163	0.201	9,534,000	6,035,495	N/A	1.240	2017/08/02	0.163	2017/08/21	259,245,000	123,699,622	-	-	-	-
28484	SG Issuer - HKEX European Warrants Oct 2018 A	HKD	0.265	0.093	0.112	63,240,000	8,194,950	N/A	0.265	2017/08/08	0.093	2017/08/25	63,240,000	8,194,950	-	-	-	-
13656	SG Issuer - HKEX European Warrants Sep 2017 B	HKD	0.142	0.010	0.010	874,740,000	69,915,050	114,776,683	0.142	2017/08/02	0.010	2017/08/28	13,496,090,000	884,908,640	0.202	2016/10/24	0.060	2016/12/23
13816	SG Issuer - HLand European Warrants Aug 2017 A	HKD	-	-	0.084	0	0	3,313,717	0.365	2017/06/06	0.064	2017/07/28	105,960,000	22,759,460	0.380	2016/11/01	0.099	2016/12/28
15992	SG Issuer - HLand European Warrants Dec 2017 A	HKD	0.234	0.109	0.166	229,470,000	37,287,480	N/A	0.290	2017/06/06	0.093	2017/07/12	269,490,000	44,212,510	-	-	-	-
28931	SG Issuer - HLand European Warrants Mar 2018 A	HKD	0.300	0.231	0.285	15,970,000	4,246,410	N/A	0.300	2017/08/10	0.231	2017/08/18	15,970,000	4,246,410	-	-	-	-
12110	SG Issuer - HLand European Warrants May 2018 A	HKD	0.255	0.248	0.255	20,000	5,030	N/A	0.255	2017/08/31	0.248	2017/08/31	20,000	5,030	-	-	-	-
14783	SG Issuer - HS H-SHARE European Warrants Aug 2017 A	HKD	-	-	0.012	0	0	1,017,174	0.207	2017/02/23	0.012	2017/06/15	85,768,000	10,707,262	0.248	2016/12/09	0.227	2016/12/05
15889	SG Issuer - HS H-SHARE European Warrants Aug 2017 B	HKD	-	-	1.380	0	0	3,312,450	1.350	2017/07/17	0.480	2017/05/05	29,542,000	21,083,440	-	-	-	-
15469	SG Issuer - HS H-SHARE European Warrants Dec 2017 A	HKD	1.230	0.670	1.070	4,984,000	5,678,660	N/A	1.230	2017/08/28	0.495	2017/07/05	16,712,000	14,245,660	-	-	-	-
16545	SG Issuer - HS H-SHARE European Warrants Feb 2018 A	HKD	0.730	0.360	0.660	4,822,000	2,142,600	N/A	0.730	2017/08/28	0.247	2017/07/05	15,664,000	6,043,110	-	-	-	-
25360	SG Issuer - HS H-SHARE European Warrants Feb 2018 B	HKD	0.415	0.181	0.350	32,604,000	7,743,630	N/A	0.415	2017/08/28	0.181	2017/08/11	33,568,000	8,024,610	-	-	-	-
27997	SG Issuer - HS H-SHARE European Warrants Sep 2017 A	HKD	0.520	0.122	0.630	13,228,000	4,814,010	2,967,161	0.520	2017/08/25	0.103	2017/07/10	71,622,000	17,804,998	-	-	-	-
15919	SG Issuer - HSBC European Put Warrants Dec 2017 D	HKD	0.067	0.025	0.030	65,548,000	3,122,944	N/A	0.280	2017/05/23	0.025	2017/08/02	289,528,000	37,475,244	-	-	-	-
21783	SG Issuer - HSBC European Put Warrants Feb 2018 B	HKD	0.255	0.142	0.160	67,392,000	13,867,020	N/A	0.300	2017/07/17	0.142	2017/08/07	85,460,000	17,838,260	-	-	-	-
28275	SG Issuer - HSBC European Put Warrants Feb 2018 D	HKD	0.495	0.300	0.355	14,456,000	5,914,920	N/A	0.495	2017/08/18	0.300	2017/08/07	14,456,000	5,914,920	-	-	-	-
19134	SG Issuer - HSBC European Put Warrants Jan 2018 B	HKD	0.150	0.072	0.086	34,764,000	3,794,948	N/A	0.167	2017/07/13	0.072	2017/08/08	71,852,000	8,681,348	-	-	-	-
29814	SG Issuer - HSBC European Put Warrants May 2018 C	HKD	0.270	0.197	0.202	7,656,000	1,703,564	N/A	0.270	2017/08/24	0.197	2017/08/31	7,656,000	1,703,564	-	-	-	-
15395	SG Issuer - HSBC European Put Warrants Nov 2017 A	HKD	0.021	0.010	0.011	11,188,000	168,364	N/A	0.111	2017/05/11	0.010	2017/08/10	40,624,000	1,809,760	-	-	-	-
28744	SG Issuer - HSBC European Put Warrants Sep 2017 B	HKD	0.010	0.010	0.010	20,000	200	2,328,009	0.425	2017/04/19	0.010	2017/08/04	179,632,000	13,968,056	-	-	-	-
12696	SG Issuer - HSBC European Put Warrants Sep 2017 C	HKD	-	-	0.010	0	0	N/A	0.208	2017/04/19	0.017	2017/06/28	115,628,000	9,429,596	-	-	-	-
15176	SG Issuer - HSBC European Warrants Apr 2018 A	HKD	0.490	0.220	0.310	43,720,000	13,859,660	6,853,729	0.490	2017/08/02	0.079	2017/04/20	224,652,000	49,221,592	0.207	2016/12/15	0.140	2016/12/28
21793	SG Issuer - HSBC European Warrants Apr 2018 B	HKD	0.270	0.105	0.143	19,784,000	3,633,844	N/A	0.270	2017/08/02	0.105	2017/08/25	27,556,000	5,564,484	-	-	-	-
14312	SG Issuer - HSBC European Warrants Aug 2017 A	HKD	-	-	0.760	0	0	71,204,978	0.830	2017/07/26	0.046	2017/04/20	4,501,216,000	592,593,432	0.335	2016/12/08	0.153	2016/11/30
15130	SG Issuer - HSBC European Warrants Dec 2017 A	HKD	0.310	0.085	0.148	119,112,000	18,655,944	67,628,731	0.310	2017/08/02	0.045	2017/04/18	2,958,628,000	407,124,484	0.233	2016/12/14	0.112	2016/12/30
28984	SG Issuer - HSBC European Warrants Dec 2017 B	HKD	0.490	0.175	0.295	116,268,000	33,194,100	58,986,061	0.490	2017/08/02	0.063	2017/04/20	1,900,896,000	354,296,128	-	-	-	-
15094	SG Issuer - HSBC European Warrants Dec 2017 C	HKD	1.070	0.650	0.820	4,804,000	3,931,880	N/A	1.070	2017/08/02	0.265	2017/05/09	40,128,000	19,522,240	-	-	-	-
17596	SG Issuer - HSBC European Warrants Dec 2017 E	HKD	0.445	0.166	0.255	1,089,212,000	252,382,820	N/A	0.445	2017/08/02	0.166	2017/08/24	2,212,152,000	498,728,204	-	-	-	-
17846	SG Issuer - HSBC European Warrants Dec 2017 F	HKD	0.229	0.068	0.118	159,308,000	28,440,444	N/A	0.238	2017/07/31	0.068	2017/08/25	9,712,060,000	1,754,996,000	-	-	-	-
17597	SG Issuer - HSBC European Warrants Feb 2018 A	HKD	0.295	0.093	0.151	1,040,884,000	130,736,960	N/A	0.295	2017/08/02	0.093	2017/08/25	1,064,916,000	136,924,752	-	-	-	-
27113	SG Issuer - HSBC European Warrants Feb 2018 C	HKD	0.202	0.052	0.085	1,587,112,000	280,589,592	N/A	0.202	2017/08/01	0.052	2017/08/25	1,587,112,000	280,589,592	-	-	-	-
28485	SG Issuer - HSBC European Warrants Feb 2018 E	HKD	0.184	0.064	0.112	5,248,000	516,716	N/A	0.184	2017/08/08	0.064	2017/08/25	5,248,000	516,716	-	-	-	-
16631	SG Issuer - HSBC European Warrants Jan 2018 A	HKD	0.460	0.174	0.260	1,510,892,000	287,106,460	N/A	0.460	2017/08/02	0.108	2017/06/28	1,845,284,000	372,839,292	-	-	-	-
27105	SG Issuer - HSBC European Warrants Jan 2018 C	HKD	0.203	0.048	0.086	6,368,736,000	1,075,410,904	N/A	0.203	2017/08/01	0.048	2017/08/25	6,368,736,000	1,075,410,904	-	-	-	-
28985	SG Issuer - HSBC European Warrants Jul 2018 A	HKD	0.330	0.164	0.201	10,900,000	2,378,892	39,100,433	0.330	2017/08/02	0.077	2017/04/19	1,216,684,000	234,602,596	-	-	-	-
29816	SG Issuer - HSBC European Warrants Jul 2018 B	HKD	0.510	0.420	0.500	15,452,000	7,293,940	N/A	0.510	2017/08/31	0.420	2017/08/25	15,452,000	7,293,940	-	-	-	-
22231	SG Issuer - HSBC European Warrants May 2018 A	HKD	0.223	0.068	0.092	27,260,000	3,878,188	N/A	0.237	2017/07/18	0.068	2017/08/25	66,832,000	11,962,240	-	-	-	-
29808	SG Issuer - HSBC European Warrants May 2018 B	HKD	0.275	0.209	0.270	34,324,000	8,089,940	N/A	0.275	2017/08/30	0.209	2017/08/25	34,324,000	8,089,940	-	-	-	-
17843	SG Issuer - HSBC European Warrants Nov 2017 B	HKD	0.290	0.070	0.126	6,415,064,000	762,468,924	N/A	0.290	2017/08/02	0.070	2017/08/25	11,050,532,000	1,650,832,220	-	-	-	-
12931	SG Issuer - HSBC European Warrants Oct 2017 A	HKD	1.160	0.790	0.930	668,000	712,600	55,663,172	1.160	2017/08/07	0.115	2017/04/19	1,604,388,000	348,762,428	0.435	2016/12/08	0.124	2016/11/09
13114	SG Issuer - HSBC European Warrants Oct 2017 B	HKD	0.620	0.199	0.360	156,748,000	60,155,604	119,519,185	0.620	2017/08/02	0.046	2017/04/20	5,183,752,000	740,080,244	0.260	2016/12/08	0.067	2016/11/09
28017	SG Issuer - HSBC European Warrants Sep 2017 A	HKD	0.340	0.010	0.029	225,376,000	24,932,020	33,249,707	0.340	2017/08/02	0.010	2017/08/30	2,299,568,000	204,636,456	-	-	-	-
13931	SG Issuer - HSCEI European Put Warrants Aug 2017 A	HKD	-	-	0.012	0	0	339,848	0.181	2017/01/03	0.015	2017/06/12	39,970,000	2,478,470	0.229	2016/11/09	0.137	2016/12/08
15703	SG Issuer - HSCEI European Put Warrants Jan 2018 A	HKD	0.085	0.051	0.054	630,000	50,760	N/A	0.085	2017/08/10	0.051	2017/08/28	1,050,000	86,410	-	-	-	-
29693	SG Issuer - HSCEI European Put Warrants Jun 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29301	SG Issuer - HSCEI European Put Warrants Mar 2018 A	HKD	0.181	0.121	0.123	420,000	55,280	N/A	0.181	2017/08/15	0.121	2017/08/25	420,000	55,280	-	-	-	-
12498	SG Issuer - HSCEI European Put Warrants Nov 2017 A	HKD	0.091	0.038	0.044	7,420,000	422,560	N/A	0.260	2017/05/05	0.038	2017/08/30	33,970,000	5,436,260	-	-	-	-
27419	SG Issuer - HSCEI European Put Warrants Sep 2017 C	HKD	0.025	0.025	0.015	20,000	500	1,668,975	0.167	2017/04/19	0.022	2017/07/24	80,230,000	10,048,010	-	-	-	-
28719	SG Issuer - HSCEI European Warrants Apr 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
17966	SG Issuer - HSCEI European Warrants Aug 2018 A	HKD	0.315	0.208	0.290	770,000	189,070	N/A	0.315	2017/08/30	0.208	2017/08/11	890,000	217,910	-	-	-	-
12743	SG Issuer - HSCEI European Warrants Dec 2017 A	HKD	0.194	0.097	0.177	920,000	115,100	1,018,747	0.194	2017/08/28	0.056	2017/05/05	56,690,000	6,140,300	0.221	2016/08/25	0.101	2016/11/14
28806	SG Issuer - HSCEI European Warrants Dec 2017 B	HKD	0.150	0.083	0.147	2,330,000	215,930	N/A	0.150	2017/08/31	0.083	2017/08/18	2,330,000	215,930	-	-	-	-
29696	SG Issuer - HSCEI European Warrants Dec 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29628	SG Issuer - HSCEI European Warrants Mar 2018 B	HKD	0.215	0.215	0.203	200,000	43,000	N/A	0.215	2017/08/30	0.215	2017/08/30	200,000	43,000	-	-	-	-
12827	SG Issuer - HSCEI European Warrants Sep 2017 A	HKD	0.202	0.085	0.202	121,540,000	18,444,460	6,545,097	0.202	2017/08/31	0.045	2017/05/05	354,500,000	43,111,900	0.190	2016/09/07	0.068	2016/12/23
15478	SG Issuer - HSCEI European Warrants Sep 2017 B	HKD	0.445	0.350	0.495	9,500,000	3,980,850	2,703,692	0.445	2017/08/24	0.169	2017/05/05	82,980,000	21,844,020	-	-	-	-
29697	SG Issuer - HSI European Put Warrants Apr 2018 E	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14541	SG Issuer - HSI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	72,653	0.159	2017/01/03	0.010	2017/06/28	21,080,000	1,446,930	0.192	2016/12/28	0.118	2016/12/08
28125	SG Issuer - HSI European Put Warrants Aug 2017 D	HKD	-	-	0.010	0	0	1,572,192	0.202	2017/03/03	0.014	2017/07/12	111,940,000	10,644,200	-	-	-	-
28913	SG Issuer - HSI European Put Warrants Aug 2017 E	HKD	-	-	0.010	0	0	629,880	0.106	2017/04/19	0.010	2017/06/07	83,780,000	3,779,280	-	-	-	-
15272	SG Issuer - HSI European Put Warrants Dec 2017 E	HKD	0.050	0.019	0.019	31,310,000	684,980	N/A	0.099	2017/05/24	0.019	2017/08/31	35,890,000	953,830	-	-	-	-
16148	SG Issuer - HSI European Put Warrants Dec 2017 F	HKD	0.093	0.042	0.045	16,350,000	959,900	N/A	0.169	2017/06/01	0.042	2017/08/08	37,450,000	3,643,440	-	-	-	-
16621	SG Issuer - HSI European Put Warrants Dec 2017 G	HKD	0.115	0.058	0.059	44,010,000	3,479,680	N/A	0.147	2017/07/12	0.058	2017/08/31	48,980,000	3,979,270	-	-	-	-
15594	SG Issuer - HSI European Put Warrants Feb 2018 A	HKD	0.031	0.014	0.016	56,060,000	1,304,070	688,497	0.172	2017/01/09	0.014	2017/08/30	121,310,000	5,616,120	-	-	-	-
16623	SG Issuer - HSI European Put Warrants Feb 2018 E	HKD	0.106	0.057	0.060	51,150,000	3,829,770	N/A	0.126	2017/07/12	0.057	2017/08/30	51,610,000	3,875,910	-	-	-	-
25339	SG Issuer - HSI European Put Warrants Feb 2018 F	HKD	0.149	0.084	0.087	22,140,000	2,437,760	N/A	0.149	2017/08/11	0.084	2017/08/30	22,140,000	2,437,760	-	-	-	-
27715	SG Issuer - HSI European Put Warrants Feb 2018 G	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
27725	SG Issuer - HSI European Put Warrants Feb 2018 H	HKD	0.159	0.097	0.099	72,060,000	9,333,430	N/A	0.159	2017/08/11	0.097	2017/08/30	72,060,000	9,333,430	-	-	-	-
16149	SG Issuer - HSI European Put Warrants Jan 2018 C	HKD	0.046	0.040	0.038	760,000	31,860	N/A	0.058	2017/07/24	0.040	2017/08/30	780,000	33,010	-	-	-	-
27704	SG Issuer - HSI European Put Warrants Jan 2018 E	HKD	0.142	0.081	0.084	31,990,000	3,043,340	N/A	0.142	2017/08/11	0.081	2017/08/30	31,990,000	3,043,340	-	-	-	-
15680	SG Issuer - HSI European Put Warrants Jun 2018 A	HKD	0.051	0.026	0.030	29,650,000	1,339,600	443,833	0.184	2017/01/09	0.026	2017/08/08	55,330,000	4,056,430	-	-	-	-
15712	SG Issuer - HSI European Put Warrants Mar 2018 C	HKD	0.061	0.039	0.042	33,820,000	1,488,790	N/A	0.123	2017/05/25	0.039	2017/08/08	48,150,000	2,771,340	-	-	-	-
21764	SG Issuer - HSI European Put Warrants Mar 2018 E	HKD	0.098	0.060	0.061	7,400,000	524,660	N/A	0.098	2017/08/11	0.060	2017/08/28	7,400,000	524,660	-	-	-	-
25344	SG Issuer - HSI European Put Warrants Mar 2018 F	HKD	0.180	0.085	0.086	5,180,000	631,240	N/A	0.226	2017/07/27	0.085	2017/08/31	5,190,000	633,500	-	-	-	-
29249	SG Issuer - HSI European Put Warrants Mar 2018 H	HKD	0.265	0.159	0.163	44,210,000	7,826,050	N/A	0.265	2017/08/15	0.159	2017/08/30	44,210,000	7,826,050	-	-	-	-
15591	SG Issuer - HSI European Put Warrants May 2018 A	HKD	0.043	0.024	0.025	24,350,000	720,540	264,172	0.188	2017/01/06	0.024	2017/08/08	40,300,000	2,471,240	-	-	-	-
15257	SG Issuer - HSI European Put Warrants Nov 2017 B	HKD	0.046	0.015	0.017	42,780,000	991,820	N/A	0.102	2017/05/24	0.015	2017/08/28	56,150,000	1,436,310	-	-	-	-
15708	SG Issuer - HSI European Put Warrants Nov 2017 C	HKD	0.063	0.022	0.026	40,920,000	1,333,550	N/A	0.132	2017/05/25	0.022	2017/08/28	58,560,000	3,035,070	-	-	-	-
28135	SG Issuer - HSI European Put Warrants Oct 2017 B	HKD	-	-	0.012	0	0	54,028	0.108	2017/04/12	0.012	2017/07/17	5,460,000	324,170	-	-	-	-
14540	SG Issuer - HSI European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	187,463	0.152	2017/01/03	0.010	2017/05/25	64,940,000	2,528,610	0.173	2016/12/28	0.119	2016/12/12
15600	SG Issuer - HSI European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	107,437	0.161	2017/01/09	0.011	2017/06/01	24,700,000	1,907,360	-	-	-	-
23705	SG Issuer - HSI European Put Warrants Sep 2017 C	HKD	-	-	0.010	0	0	253,567	0.153	2017/02/03	0.012	2017/06/08	30,200,000	2,098,630	-	-	-	-
28126	SG Issuer - HSI European Put Warrants Sep 2017 D	HKD	0.014	0.011	0.010	13,680,000	166,450	1,795,063	0.188	2017/03/03	0.011	2017/08/11	127,120,000	10,886,730	-	-	-	-
12505	SG Issuer - HSI European Put Warrants Sep 2017 E	HKD	0.028	0.010	0.010	125,920,000	1,946,480	N/A	0.230	2017/04/19	0.010	2017/08/24	581,850,000	29,742,580	-	-	-	-
15679	SG Issuer - HSI European Put Warrants Sep 2018 A	HKD	0.058	0.035	0.039	83,710,000	4,056,490	1,748,155	0.189	2017/01/09	0.035	2017/08/08	156,340,000	11,458,160	-	-	-	-
12941	SG Issuer - HSI European Warrants Apr 2018 A	HKD	0.305	0.247	0.320	8,090,000	2,268,390	N/A	0.305	2017/08/28	0.093	2017/04/18	24,140,000	5,031,660	-	-	-	-
29017	SG Issuer - HSI European Warrants Apr 2018 B	HKD	0.153	0.129	0.149	21,390,000	2,917,730	N/A	0.153	2017/08/30	0.129	2017/08/29	21,390,000	2,917,730	-	-	-	-
29302	SG Issuer - HSI European Warrants Apr 2018 C	HKD	0.213	0.118	0.135	1,660,000	213,840	N/A	0.213	2017/08/15	0.118	2017/08/24	1,660,000	213,840	-	-	-	-
29303	SG Issuer - HSI European Warrants Apr 2018 D	HKD	0.118	0.082	0.109	2,880,000	287,240	N/A	0.118	2017/08/15	0.082	2017/08/24	2,880,000	287,240	-	-	-	-
14969	SG Issuer - HSI European Warrants Aug 2017 B	HKD	0.600	0.600	0.580	3,080,000	1,848,000	2,846,820	0.600	2017/08/02	0.106	2017/01/03	110,970,000	23,012,620	0.115	2016/12/19	0.088	2016/12/23
15670	SG Issuer - HSI European Warrants Aug 2017 C	HKD	0.850	0.780	0.820	90,000	73,700	5,023,083	0.850	2017/08/08	0.260	2017/01/10	90,010,000	33,937,250	-	-	-	-
13773	SG Issuer - HSI European Warrants Dec 2017 A	HKD	0.167	0.082	0.155	375,850,000	45,173,850	10,951,123	0.167	2017/08/30	0.024	2017/04/19	743,240,000	67,397,220	0.105	2016/10/24	0.025	2016/12/22
15578	SG Issuer - HSI European Warrants Dec 2017 B	HKD	0.720	0.640	0.750	9,460,000	6,479,200	1,325,000	0.720	2017/08/09	0.234	2017/01/06	12,170,000	8,029,280	-	-	-	-
23478	SG Issuer - HSI European Warrants Dec 2017 C	HKD	0.455	0.455	0.540	150,000	68,250	608,000	0.455	2017/08/10	0.137	2017/04/19	22,420,000	4,355,600	-	-	-	-
12273	SG Issuer - HSI European Warrants Dec 2017 D	HKD	0.375	0.335	0.420	190,000	70,850	N/A	0.375	2017/08/02	0.087	2017/04/19	6,590,000	1,375,030	-	-	-	-
15676	SG Issuer - HSI European Warrants Dec 2018 A	HKD	-	-	0.530	0	0	307,270	0.410	2017/07/19	0.199	2017/01/09	20,150,000	4,650,490	-	-	-	-
15783	SG Issuer - HSI European Warrants Feb 2018 B	HKD	-	-	0.375	0	0	N/A	0.183	2017/06/01	0.156	2017/07/05	420,000	69,250	-	-	-	-
15975	SG Issuer - HSI European Warrants Feb 2018 C	HKD	0.285	0.225	0.315	19,060,000	5,066,420	N/A	0.285	2017/08/09	0.120	2017/07/04	23,950,000	5,952,950	-	-	-	-
16600	SG Issuer - HSI European Warrants Feb 2018 D	HKD	0.248	0.188	0.280	1,070,000	222,440	N/A	0.248	2017/08/07	0.117	2017/06/21	2,030,000	386,750	-	-	-	-
28270	SG Issuer - HSI European Warrants Feb 2018 I	HKD	0.186	0.090	0.150	10,240,000	1,265,510	N/A	0.186	2017/08/07	0.090	2017/08/18	10,240,000	1,265,510	-	-	-	-
29012	SG Issuer - HSI European Warrants Feb 2018 J	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14970	SG Issuer - HSI European Warrants Jan 2018 A	HKD	0.450	0.450	0.475	660,000	297,000	419,163	0.450	2017/08/28	0.105	2017/01/03	24,530,000	3,946,070	0.108	2016/12/19	0.092	2016/12/23
12932	SG Issuer - HSI European Warrants Jan 2018 B	HKD	-	-	0.410	0	0	N/A	0.247	2017/07/13	0.126	2017/05/02	580,000	111,120	-	-	-	-
24059	SG Issuer - HSI European Warrants Jan 2018 D	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15590	SG Issuer - HSI European Warrants Jul 2018 A	HKD	0.590	0.495	0.590	11,490,000	6,042,950	1,090,322	0.590	2017/08/30	0.212	2017/01/09	20,970,000	8,314,840	-	-	-	-
15673	SG Issuer - HSI European Warrants Mar 2018 A	HKD	-	-	0.690	0	0	6,858	0.470	2017/07/12	0.226	2017/01/06	240,000	71,320	-	-	-	-
29195	SG Issuer - HSI European Warrants Mar 2018 B	HKD	0.320	0.320	0.365	110,000	35,200	N/A	0.320	2017/08/25	0.103	2017/04/12	3,150,000	428,840	-	-	-	-
16868	SG Issuer - HSI European Warrants Mar 2018 D	HKD	0.223	0.140	0.218	7,980,000	1,490,700	N/A	0.223	2017/08/30	0.099	2017/07/12	8,250,000	1,523,140	-	-	-	-
27948	SG Issuer - HSI European Warrants Mar 2018 G	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29701	SG Issuer - HSI European Warrants May 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28396	SG Issuer - HSI European Warrants Nov 2017 A	HKD	-	-	0.510	0	0	118,848	0.370	2017/07/28	0.113	2017/04/19	4,480,000	713,090	-	-	-	-
15831	SG Issuer - HSI European Warrants Nov 2017 D	HKD	0.325	0.270	0.400	800,000	236,000	N/A	0.325	2017/08/24	0.111	2017/07/05	38,800,000	5,904,080	-	-	-	-
29703	SG Issuer - HSI European Warrants Nov 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15672	SG Issuer - HSI European Warrants Oct 2017 A	HKD	-	-	0.820	0	0	2,422,875	0.630	2017/07/17	0.249	2017/01/10	32,510,000	14,893,800	-	-	-	-
15675	SG Issuer - HSI European Warrants Oct 2018 A	HKD	0.510	0.510	0.570	10,000	5,100	278,392	0.510	2017/08/16	0.207	2017/01/09	12,630,000	3,371,040	-	-	-	-
15993	SG Issuer - HTSC European Warrants Feb 2018 A	HKD	0.210	0.104	0.185	21,896,000	3,469,862	N/A	0.210	2017/08/30	0.089	2017/06/30	30,024,000	4,519,204	-	-	-	-
14818	SG Issuer - HTSC European Warrants Nov 2017 A	HKD	0.045	0.011	0.033	88,814,000	2,575,230	651,817	0.130	2017/02/15	0.011	2017/08/25	131,986,000	3,972,732	0.217	2016/12/05	0.175	2016/12/13
13843	SG Issuer - Huaneng Power European Warrants Aug 2017 A	HKD	-	-	0.026	0	0	1,690,744	0.450	2017/02/15	0.060	2017/07/13	40,622,000	10,733,612	0.355	2016/10/19	0.340	2016/11/30
15642	SG Issuer - Huaneng Power European Warrants Dec 2017 A	HKD	0.285	0.141	0.156	3,442,000	683,312	N/A	0.780	2017/05/29	0.141	2017/08/11	20,176,000	10,566,452	-	-	-	-
27464	SG Issuer - Huaneng Power European Warrants Feb 2018 A	HKD	0.345	0.178	0.182	8,172,000	1,723,054	N/A	0.345	2017/08/02	0.178	2017/08/28	8,172,000	1,723,054	-	-	-	-
28745	SG Issuer - Huaneng Power European Warrants Nov 2017 A	HKD	0.102	0.043	0.048	1,400,000	94,920	469,450	0.435	2017/05/31	0.043	2017/08/25	10,124,000	2,818,050	-	-	-	-
28198	SG Issuer - ICBC European Put Wt Aug 2017 B	HKD	-	-	0.012	0	0	303,618	0.187	2017/03/03	0.011	2017/06/15	17,157,000	1,928,991	-	-	-	-
15572	SG Issuer - ICBC European Put Wt Dec 2017 C	HKD	0.090	0.011	0.016	24,565,000	646,580	N/A	0.208	2017/05/16	0.011	2017/08/28	31,346,000	1,493,170	-	-	-	-
22604	SG Issuer - ICBC European Put Wt Feb 2018 A	HKD	0.200	0.070	0.086	16,972,000	1,947,903	N/A	0.200	2017/08/11	0.070	2017/08/28	17,274,000	1,989,175	-	-	-	-
15390	SG Issuer - ICBC European Warrants Aug 2017 A	HKD	-	-	0.430	0	0	5,287,278	0.470	2017/07/27	0.045	2017/07/10	201,246,000	39,015,946	0.195	2016/12/30	0.158	2016/12/28
28914	SG Issuer - ICBC European Warrants Aug 2017 C	HKD	-	-	0.010	0	0	668,181	0.151	2017/02/27	0.010	2017/07/27	115,213,000	4,054,933	-	-	-	-
28615	SG Issuer - ICBC European Warrants Dec 2017 A	HKD	0.223	0.043	0.135	84,481,000	11,675,930	2,482,443	0.223	2017/08/28	0.019	2017/07/10	138,926,000	15,009,834	-	-	-	-
15372	SG Issuer - ICBC European Warrants Dec 2017 B	HKD	1.010	0.500	0.840	12,113,000	7,491,970	N/A	1.010	2017/08/28	0.209	2017/07/07	85,131,000	31,606,049	-	-	-	-
16356	SG Issuer - ICBC European Warrants Dec 2017 D	HKD	0.475	0.126	0.335	110,913,000	32,902,041	N/A	0.475	2017/08/28	0.126	2017/08/11	129,849,000	35,948,001	-	-	-	-
25226	SG Issuer - ICBC European Warrants Feb 2018 B	HKD	0.465	0.138	0.320	154,358,000	53,826,308	N/A	0.465	2017/08/28	0.138	2017/08/11	156,380,000	54,421,243	-	-	-	-
29951	SG Issuer - ICBC European Warrants Mar 2018 A	HKD	0.305	0.196	0.221	13,798,000	3,038,227	N/A	0.305	2017/08/28	0.196	2017/08/24	13,798,000	3,038,227	-	-	-	-
28019	SG Issuer - ICBC European Warrants Nov 2017 A	HKD	0.470	0.121	0.295	116,831,000	29,061,411	7,186,980	0.470	2017/08/28	0.045	2017/07/05	222,736,000	43,137,470	-	-	-	-
28083	SG Issuer - JIANC European Warrants Dec 2017 A	HKD	0.470	0.330	0.375	770,000	313,000	824,433	0.480	2017/02/09	0.244	2017/05/24	18,230,000	5,706,400	0.405	2016/11/24	0.151	2016/10/20
14335	SG Issuer - JIANC European Warrants Dec 2017 B	HKD	0.204	0.096	0.130	114,400,000	17,094,010	12,352,135	0.310	2017/02/13	0.085	2017/07/12	588,040,000	87,473,130	0.270	2016/11/24	0.136	2016/12/23
24576	SG Issuer - JIANC European Warrants Feb 2018 A	HKD	1.230	0.620	0.780	2,452,000	2,267,880	N/A	1.280	2017/07/27	0.620	2017/08/24	3,644,000	3,697,840	-	-	-	-
12113	SG Issuer - JIANC European Warrants Jul 2018 A	HKD	0.175	0.167	0.171	2,540,000	434,410	N/A	0.175	2017/08/31	0.167	2017/08/31	2,540,000	434,410	-	-	-	-
15132	SG Issuer - JIANC European Warrants Mar 2018 A	HKD	0.192	0.100	0.130	202,730,000	28,312,840	8,318,473	0.265	2017/02/09	0.093	2017/06/23	415,230,000	62,535,820	0.236	2016/12/14	0.147	2016/12/29
15441	SG Issuer - JIANC European Warrants May 2018 A	HKD	0.385	0.255	0.310	12,350,000	3,871,950	N/A	0.385	2017/08/09	0.213	2017/06/06	92,820,000	24,346,370	-	-	-	-
26241	SG Issuer - JIANC European Warrants Sep 2017 A	HKD	0.195	0.011	0.010	45,675,000	3,513,602	4,344,140	1.410	2017/02/13	0.011	2017/08/15	225,582,000	91,041,300	-	-	-	-
24584	SG Issuer - KECL European Warrants Feb 2018 A	HKD	0.380	0.132	0.235	476,000	124,070	N/A	0.475	2017/07/24	0.132	2017/08/24	820,000	270,750	-	-	-	-
11585	SG Issuer - KECL European Warrants Jul 2018 A	HKD	0.231	0.160	0.207	28,040,000	5,472,720	3,751,193	0.255	2017/04/10	0.121	2017/06/20	116,840,000	23,104,600	0.147	2016/08/19	0.110	2016/11/11
11453	SG Issuer - KECL European Warrants Mar 2018 A	HKD	0.680	0.435	0.620	12,952,000	6,490,700	N/A	0.680	2017/08/31	0.435	2017/08/30	12,952,000	6,490,700	-	-	-	-
13997	SG Issuer - KECL European Warrants Nov 2017 A	HKD	0.385	0.089	0.202	8,378,000	1,604,226	N/A	0.400	2017/07/24	0.078	2017/06/29	17,412,000	4,132,336	-	-	-	-
15504	SG Issuer - KECL European Warrants Oct 2017 A	HKD	0.740	0.195	0.480	7,628,000	3,027,966	7,131,485	0.850	2017/04/11	0.142	2017/06/28	115,292,000	45,120,462	0.400	2016/12/28	0.385	2016/12/28
15237	SG Issuer - Kingsoft European Warrants Aug 2017 A	HKD	-	-	0.465	0	0	8,887,362	0.670	2017/04/28	0.189	2017/02/24	207,550,000	68,350,500	0.255	2016/12/16	0.228	2016/12/22
12525	SG Issuer - Kingsoft European Warrants Dec 2017 A	HKD	0.133	0.037	0.052	15,280,000	1,123,710	N/A	0.345	2017/03/29	0.037	2017/08/29	47,080,000	8,841,540	-	-	-	-
11448	SG Issuer - Kingsoft European Warrants Feb 2018 A	HKD	0.097	0.076	0.096	2,740,000	244,670	N/A	0.097	2017/08/31	0.076	2017/08/29	2,740,000	244,670	-	-	-	-
26586	SG Issuer - Kingsoft European Warrants Jan 2018 A	HKD	-	-	0.034	0	0	N/A	0.116	2017/07/28	0.112	2017/07/28	20,000	2,280	-	-	-	-
11196	SG Issuer - Kingsoft European Warrants Nov 2017 A	HKD	0.223	0.043	0.056	11,660,000	1,237,680	N/A	0.405	2017/04/28	0.043	2017/08/29	179,550,000	50,452,840	-	-	-	-
14881	SG Issuer - Kingsoft European Warrants Nov 2017 B	HKD	0.078	0.010	0.010	18,720,000	546,780	N/A	0.248	2017/05/04	0.010	2017/08/28	34,130,000	2,524,830	-	-	-	-
24623	SG Issuer - Lenovo European Warrants Feb 2018 A	HKD	0.350	0.335	0.091	536,000	183,790	N/A	0.420	2017/07/24	0.335	2017/08/07	2,236,000	831,890	-	-	-	-
29136	SG Issuer - Lenovo European Warrants Jan 2018 B	HKD	0.265	0.087	0.089	36,516,000	4,632,586	N/A	0.265	2017/08/14	0.087	2017/08/31	36,516,000	4,632,586	-	-	-	-
29953	SG Issuer - Lenovo European Warrants Jun 2018 A	HKD	0.190	0.168	0.169	1,224,000	213,758	N/A	0.190	2017/08/24	0.168	2017/08/31	1,224,000	213,758	-	-	-	-
11912	SG Issuer - Lenovo European Warrants Mar 2018 A	HKD	0.255	0.235	0.235	4,000	980	N/A	0.255	2017/08/31	0.235	2017/08/31	4,000	980	-	-	-	-
27441	SG Issuer - Lenovo European Warrants May 2018 A	HKD	0.020	0.010	0.010	640,000	7,800	1,132,247	0.045	2017/01/18	0.010	2017/08/21	448,000,000	10,329,060	0.170	2016/04/20	0.034	2016/12/22
22357	SG Issuer - Lenovo European Warrants Oct 2017 A	HKD	0.045	0.016	0.013	2,100,000	85,916	917,665	0.375	2017/01/17	0.016	2017/08/14	41,592,000	6,353,672	-	-	-	-
28834	SG Issuer - Lenovo European Warrants Oct 2017 B	HKD	0.128	0.010	0.012	11,136,000	588,236	3,200,795	0.510	2017/04/05	0.010	2017/08/21	80,792,000	19,713,740	-	-	-	-
15693	SG Issuer - Lenovo European Warrants Sep 2017 A	HKD	0.048	0.016	0.015	338,000	9,958	2,212,163	0.450	2017/01/17	0.016	2017/08/10	152,086,000	31,910,514	0.325	2016/12/30	0.320	2016/12/30
13434	SG Issuer - Li & Fung European Warrants Dec 2017 A	HKD	0.220	0.036	0.225	1,972,000	285,594	N/A	0.285	2017/04/07	0.036	2017/08/11	5,136,000	588,032	-	-	-	-
11455	SG Issuer - Li & Fung European Warrants Mar 2018 A	HKD	0.440	0.425	0.445	4,000	1,730	N/A	0.440	2017/08/29	0.425	2017/08/29	4,000	1,730	-	-	-	-
11063	SG Issuer - Li & Fung European Warrants Nov 2017 A	HKD	0.059	0.024	0.057	7,214,000	281,414	N/A	0.265	2017/03/14	0.021	2017/07/05	9,302,000	404,574	-	-	-	-
15463	SG Issuer - Li & Fung European Warrants Oct 2017 A	HKD	0.065	0.018	0.044	28,436,000	948,642	2,355,138	0.420	2017/01/05	0.010	2017/07/31	141,492,000	22,624,764	0.390	2016/12/23	0.305	2016/12/29
27726	SG Issuer - Link REIT European Warrants Apr 2018 A	HKD	0.410	0.260	0.320	8,650,000	2,709,825	N/A	0.410	2017/08/07	0.260	2017/08/25	8,650,000	2,709,825	-	-	-	-
16033	SG Issuer - Link REIT European Warrants Jan 2018 A	HKD	0.420	0.315	0.395	6,875,000	2,538,825	N/A	0.530	2017/06/08	0.212	2017/07/04	82,970,000	30,921,155	-	-	-	-
29051	SG Issuer - Link REIT European Warrants Nov 2017 A	HKD	0.670	0.495	0.670	2,570,000	1,525,575	7,301,958	0.720	2017/07/28	0.200	2017/03/15	95,955,000	43,811,750	-	-	-	-
26588	SG Issuer - Meitu European Warrants Feb 2018 A	HKD	0.310	0.177	0.210	79,755,000	20,395,695	N/A	0.310	2017/08/14	0.177	2017/08/04	92,895,000	22,929,935	-	-	-	-
29548	SG Issuer - Meitu European Warrants Mar 2018 A	HKD	0.260	0.191	0.197	1,560,000	330,275	N/A	0.260	2017/08/18	0.191	2017/08/31	1,560,000	330,275	-	-	-	-
15454	SG Issuer - Meitu European Warrants Nov 2017 A	HKD	0.280	0.123	0.162	91,390,000	18,795,190	N/A	0.280	2017/08/25	0.097	2017/06/30	250,295,000	47,070,230	-	-	-	-
16181	SG Issuer - Meitu European Warrants Nov 2017 B	HKD	0.395	0.194	0.265	29,620,000	9,470,925	N/A	0.395	2017/08/25	0.149	2017/06/30	111,495,000	27,841,880	-	-	-	-
13606	SG Issuer - MGM China European Warrants Oct 2017 A	HKD	0.083	0.030	0.040	15,444,000	1,028,420	5,372,017	0.275	2017/05/02	0.030	2017/08/28	292,708,000	52,325,944	0.340	2016/11/30	0.141	2016/10/31
12114	SG Issuer - MGM China European Warrants Jul 2018 A	HKD	0.232	0.227	0.233	8,000	1,836	N/A	0.232	2017/08/31	0.227	2017/08/31	8,000	1,836	-	-	-	-
15063	SG Issuer - MGM China European Warrants Mar 2018 A	HKD	0.116	0.086	0.092	9,296,000	915,104	N/A	0.248	2017/05/08	0.086	2017/08/02	53,296,000	9,215,852	-	-	-	-
15312	SG Issuer - Minsheng Bank European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	1,528,004	0.920	2017/02/16	0.010	2017/07/18	64,466,500	9,654,425	0.560	2016/12/22	0.550	2016/12/22
16390	SG Issuer - Minsheng Bank European Warrants Dec 2017 B	HKD	0.315	0.132	0.135	49,451,500	10,495,259	N/A	0.395	2017/07/17	0.132	2017/08/22	93,181,500	23,758,129	-	-	-	-
15369	SG Issuer - Minsheng Bank European Warrants Jan 2018 A	HKD	0.570	0.315	0.360	8,998,000	3,871,203	N/A	0.670	2017/05/29	0.315	2017/08/18	28,757,000	13,574,036	-	-	-	-
29949	SG Issuer - Minsheng Bank European Warrants Jun 2018 A	HKD	0.500	0.370	0.405	5,642,000	2,368,985	N/A	0.500	2017/08/28	0.370	2017/08/24	5,642,000	2,368,985	-	-	-	-
15688	SG Issuer - Minsheng Bank European Warrants Sep 2017 A	HKD	0.230	0.010	0.010	12,023,000	706,404	6,457,402	1.500	2017/02/15	0.010	2017/08/30	164,724,000	43,818,648	0.980	2016/12/30	0.980	2016/12/30
28517	SG Issuer - Minsheng Bank European Warrants Sep 2017 B	HKD	-	-	0.012	0	0	21,683	0.640	2017/02/22	0.017	2017/07/20	2,012,000	131,360	-	-	-	-
27119	SG Issuer - MTRC European Warrants Apr 2018 A	HKD	0.270	0.181	0.206	8,620,000	1,863,980	N/A	0.270	2017/08/01	0.181	2017/08/11	8,620,000	1,863,980	-	-	-	-
14549	SG Issuer - MTRC European Warrants Aug 2017 A	HKD	-	-	0.520	0	0	2,963,862	0.740	2017/05/18	0.111	2017/01/16	45,800,000	18,733,020	0.227	2016/11/25	0.126	2016/12/28
15310	SG Issuer - MTRC European Warrants Jan 2018 A	HKD	0.335	0.196	0.260	44,550,000	12,619,080	N/A	0.550	2017/05/18	0.196	2017/08/11	113,925,000	34,546,930	-	-	-	-
29954	SG Issuer - MTRC European Warrants Jul 2018 A	HKD	0.243	0.234	0.211	1,290,000	306,090	N/A	0.243	2017/08/24	0.234	2017/08/24	1,290,000	306,090	-	-	-	-
15506	SG Issuer - MTRC European Warrants Oct 2017 A	HKD	1.070	0.850	0.980	6,810,000	6,635,850	3,440,663	1.130	2017/05/18	0.330	2017/01/13	24,350,000	20,718,225	0.310	2016/12/28	0.305	2016/12/28
15096	SG Issuer - NCI European Warrants Dec 2017 A	HKD	1.170	0.540	0.660	13,129,000	11,123,120	N/A	1.170	2017/08/02	0.212	2017/05/08	63,033,000	32,223,819	-	-	-	-
25234	SG Issuer - NCI European Warrants Feb 2018 A	HKD	0.750	0.345	0.425	50,940,000	25,141,380	N/A	0.750	2017/08/02	0.345	2017/08/30	54,674,000	27,006,660	-	-	-	-
12115	SG Issuer - NCI European Warrants Mar 2018 A	HKD	0.310	0.260	0.325	656,000	201,300	N/A	0.310	2017/08/31	0.260	2017/08/31	656,000	201,300	-	-	-	-
15391	SG Issuer - NewWorld Dev Eu Wt Aug 2017 A	HKD	-	-	1.760	0	0	3,330,982	2.110	2017/06/07	0.700	2017/01/10	21,515,000	26,994,050	0.580	2016/12/22	0.570	2016/12/22
15313	SG Issuer - NewWorld Dev Eu Wt Jan 2018 A	HKD	0.790	0.450	0.640	10,991,000	6,556,825	N/A	1.100	2017/06/07	0.450	2017/08/25	21,246,000	14,861,715	-	-	-	-
29475	SG Issuer - NewWorld Dev Eu Wt Mar 2018 A	HKD	0.520	0.510	0.620	2,000	1,030	N/A	0.520	2017/08/17	0.510	2017/08/17	2,000	1,030	-	-	-	-
28986	SG Issuer - NewWorld Dev Eu Wt Sep 2017 A	HKD	0.820	0.315	0.430	4,277,000	2,525,220	2,095,532	1.130	2017/06/07	0.315	2017/08/18	17,237,000	12,575,340	-	-	-	-
10426	SG Issuer - Nikkei 225 European Put Warrants Dec 2017 C	HKD	0.045	0.026	0.027	6,020,000	215,280	72,633	0.139	2017/02/06	0.026	2017/08/02	13,350,000	881,600	0.145	2016/12/12	0.128	2016/12/28
10480	SG Issuer - Nikkei 225 European Put Warrants Dec 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10476	SG Issuer - Nikkei 225 European Put Warrants Jun 2018 C	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10473	SG Issuer - Nikkei 225 European Put Warrants Mar 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10427	SG Issuer - Nikkei 225 European Put Warrants Sep 2017 D	HKD	0.011	0.011	0.010	300,000	3,300	465,822	0.155	2017/01/18	0.011	2017/08/11	71,400,000	7,119,190	0.241	2016/12/02	0.134	2016/12/28
10478	SG Issuer - Nikkei 225 European Put Warrants Sep 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10423	SG Issuer - Nikkei 225 European Warrants Dec 2017 A	HKD	0.195	0.122	0.147	3,020,000	422,900	99,227	0.227	2017/06/06	0.122	2017/08/29	4,630,000	721,060	0.265	2016/11/29	0.260	2016/11/29
10425	SG Issuer - Nikkei 225 European Warrants Dec 2017 B	HKD	0.076	0.031	0.042	9,250,000	553,440	159,240	0.194	2017/01/04	0.031	2017/08/29	13,480,000	990,020	0.255	2016/11/29	0.194	2016/12/20
10479	SG Issuer - Nikkei 225 European Warrants Dec 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10474	SG Issuer - Nikkei 225 European Warrants Jun 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10475	SG Issuer - Nikkei 225 European Warrants Jun 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10472	SG Issuer - Nikkei 225 European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
10419	SG Issuer - Nikkei 225 European Warrants Sep 2017 A	HKD	-	-	0.161	0	0	15,233	0.240	2017/05/05	0.159	2017/04/18	500,000	91,400	0.218	2016/11/25	0.146	2016/11/03
10422	SG Issuer - Nikkei 225 European Warrants Sep 2017 B	HKD	-	-	0.172	0	0	7,473	0.265	2017/06/28	0.208	2017/04/27	180,000	44,840	0.260	2016/11/29	0.255	2016/11/29
10424	SG Issuer - Nikkei 225 European Warrants Sep 2017 C	HKD	0.019	0.017	0.017	960,000	17,460	155,530	0.200	2017/01/26	0.017	2017/08/22	15,280,000	1,931,290	0.255	2016/11/29	0.210	2016/12/20
10477	SG Issuer - Nikkei 225 European Warrants Sep 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
29843	SG Issuer - Petch European Warrants Apr 2018 A	HKD	0.300	0.239	0.280	1,324,000	384,108	N/A	0.300	2017/08/25	0.239	2017/08/24	1,324,000	384,108	-	-	-	-
15507	SG Issuer - Petch European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,388,991	0.540	2017/01/18	0.017	2017/05/22	125,006,000	22,190,754	0.390	2016/12/28	0.345	2016/12/28
23450	SG Issuer - Petch European Warrants Aug 2017 B	HKD	-	-	0.012	0	0	29,754	0.224	2017/01/20	0.013	2017/04/19	8,148,000	930,978	-	-	-	-
15314	SG Issuer - Petch European Warrants Dec 2017 A	HKD	0.088	0.036	0.045	118,200,000	9,976,484	N/A	0.198	2017/05/10	0.027	2017/07/10	148,054,000	11,589,484	-	-	-	-
17282	SG Issuer - Petch European Warrants Dec 2017 C	HKD	0.275	0.115	0.151	42,050,000	7,572,152	N/A	0.275	2017/08/01	0.115	2017/08/17	91,830,000	19,120,622	-	-	-	-
15442	SG Issuer - Petch European Warrants Jan 2018 A	HKD	0.193	0.066	0.084	29,130,000	2,983,242	N/A	0.385	2017/05/16	0.066	2017/08/18	164,786,000	27,214,014	-	-	-	-
29844	SG Issuer - Petch European Warrants May 2018 A	HKD	0.214	0.168	0.196	1,604,000	337,212	N/A	0.214	2017/08/25	0.168	2017/08/24	1,604,000	337,212	-	-	-	-
13875	SG Issuer - Petch European Warrants Nov 2017 A	HKD	0.029	0.010	0.010	10,420,000	190,770	N/A	0.173	2017/04/19	0.010	2017/08/16	77,588,000	2,133,896	-	-	-	-
15994	SG Issuer - PetroChina European Put Warrants Dec 2017 B	HKD	0.375	0.219	0.275	10,308,000	2,903,098	N/A	0.450	2017/07/11	0.219	2017/08/01	32,032,000	10,023,336	-	-	-	-
16233	SG Issuer - PICC European Warrants Dec 2017 A	HKD	0.345	0.209	0.285	7,023,000	1,976,760	N/A	0.360	2017/07/17	0.147	2017/06/26	22,781,000	5,696,680	-	-	-	-
18564	SG Issuer - PICC European Warrants Feb 2018 A	HKD	0.335	0.202	0.255	55,126,000	12,902,007	N/A	0.365	2017/07/13	0.202	2017/08/18	63,078,000	15,335,752	-	-	-	-
11112	SG Issuer - PICC European Warrants Oct 2017 A	HKD	0.470	0.242	0.345	6,070,000	2,169,821	N/A	0.470	2017/08/07	0.149	2017/05/08	67,798,000	18,072,336	-	-	-	-
13212	SG Issuer - PICC P&C European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	4,080	0.029	2017/01/05	0.011	2017/07/13	5,060,000	90,120	0.117	2016/09/23	0.026	2016/12/29
24690	SG Issuer - PICC P&C European Warrants Aug 2017 B	HKD	-	-	1.080	0	0	3,613,744	1.770	2017/07/11	0.138	2017/06/14	33,718,000	24,647,066	-	-	-	-
14853	SG Issuer - PICC P&C European Warrants Aug 2018 A	HKD	0.290	0.172	0.239	10,940,000	2,604,340	5,372,413	0.290	2017/08/24	0.088	2017/04/24	207,620,000	36,090,420	0.245	2016/12/07	0.156	2016/12/23
18240	SG Issuer - PICC P&C European Warrants Feb 2018 A	HKD	1.630	0.880	1.080	11,108,000	16,153,400	N/A	1.630	2017/08/24	0.880	2017/08/11	13,342,000	18,924,900	-	-	-	-
21821	SG Issuer - PICC P&C European Warrants Mar 2018 A	HKD	1.040	0.520	0.630	25,896,000	19,632,220	N/A	1.040	2017/08/24	0.520	2017/08/11	36,076,000	26,598,760	-	-	-	-
14021	SG Issuer - PICC P&C European Warrants Nov 2017 A	HKD	3.070	1.840	2.310	4,278,000	11,150,400	N/A	3.070	2017/08/24	0.880	2017/04/25	16,696,000	35,316,980	-	-	-	-
12120	SG Issuer - PICC P&C European Warrants Nov 2018 A	HKD	0.199	0.192	0.194	600,000	117,080	N/A	0.199	2017/08/31	0.192	2017/08/31	600,000	117,080	-	-	-	-
23090	SG Issuer - Ping An European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	229,073	0.243	2017/02/01	0.010	2017/05/10	79,960,000	3,126,700	-	-	-	-
15728	SG Issuer - Ping An European Put Warrants Dec 2017 B	HKD	0.039	0.010	0.011	2,405,000	52,955	N/A	0.221	2017/05/19	0.010	2017/08/18	124,775,000	13,174,265	-	-	-	-
16215	SG Issuer - Ping An European Put Warrants Dec 2017 C	HKD	0.091	0.010	0.016	94,255,000	3,576,385	N/A	0.305	2017/06/05	0.010	2017/08/28	417,695,000	50,708,910	-	-	-	-
18589	SG Issuer - Ping An European Put Warrants Feb 2018 B	HKD	0.216	0.049	0.062	109,700,000	15,369,325	N/A	0.216	2017/08/11	0.049	2017/08/28	142,230,000	20,023,405	-	-	-	-
24631	SG Issuer - Ping An European Put Warrants Feb 2018 D	HKD	0.415	0.124	0.158	111,030,000	23,433,160	N/A	0.415	2017/08/11	0.124	2017/08/28	114,040,000	24,454,410	-	-	-	-
29720	SG Issuer - Ping An European Put Warrants Jun 2018 A	HKD	0.140	0.102	0.121	2,290,000	276,385	N/A	0.140	2017/08/22	0.102	2017/08/25	2,290,000	276,385	-	-	-	-
12650	SG Issuer - Ping An European Put Warrants Oct 2017 B	HKD	0.028	0.010	0.010	200,000	3,800	N/A	0.290	2017/04/12	0.010	2017/08/07	69,075,000	5,803,990	-	-	-	-
29714	SG Issuer - Ping An European Warrants Apr 2018 A	HKD	0.820	0.640	0.650	4,800,000	3,435,200	N/A	0.820	2017/08/24	0.640	2017/08/31	4,800,000	3,435,200	-	-	-	-
27007	SG Issuer - Ping An European Warrants Dec 2017 A	HKD	1.250	0.960	1.350	3,980,000	4,458,700	10,873,869	1.250	2017/08/18	0.108	2017/04/19	126,300,000	65,593,465	-	-	-	-
16334	SG Issuer - Ping An European Warrants Dec 2017 D	HKD	0.660	0.229	0.500	105,100,000	47,519,550	N/A	0.660	2017/08/28	0.093	2017/07/04	7,074,845,000	985,637,920	-	-	-	-
18413	SG Issuer - Ping An European Warrants Feb 2018 A	HKD	0.440	0.170	0.320	2,689,100,000	793,107,145	N/A	0.440	2017/08/24	0.170	2017/08/11	6,125,370,000	1,614,486,755	-	-	-	-
24085	SG Issuer - Ping An European Warrants Feb 2018 C	HKD	0.310	0.132	0.212	4,842,925,000	1,051,213,525	N/A	0.310	2017/08/24	0.132	2017/08/10	4,866,985,000	1,056,266,270	-	-	-	-
26793	SG Issuer - Ping An European Warrants Feb 2018 E	HKD	0.214	0.076	0.145	248,380,000	38,108,730	N/A	0.214	2017/08/24	0.076	2017/08/11	255,600,000	39,040,390	-	-	-	-
11230	SG Issuer - Ping An European Warrants Feb 2018 F	HKD	0.340	0.270	0.275	4,500,000	1,316,050	N/A	0.340	2017/08/28	0.270	2017/08/31	4,500,000	1,316,050	-	-	-	-
16230	SG Issuer - Ping An European Warrants Jan 2018 A	HKD	0.830	0.385	0.720	12,630,000	7,193,700	N/A	0.830	2017/08/24	0.183	2017/07/04	110,990,000	42,243,080	-	-	-	-
17245	SG Issuer - Ping An European Warrants Jan 2018 B	HKD	0.480	0.167	0.355	310,580,000	94,458,840	N/A	0.480	2017/08/24	0.108	2017/07/04	7,283,805,000	1,493,456,590	-	-	-	-
24643	SG Issuer - Ping An European Warrants Mar 2018 A	HKD	0.560	0.265	0.460	1,120,805,000	349,821,400	N/A	0.560	2017/08/24	0.265	2017/08/11	1,124,485,000	351,006,450	-	-	-	-
11232	SG Issuer - Ping An European Warrants Mar 2018 B	HKD	0.335	0.275	0.280	3,700,000	1,098,300	N/A	0.335	2017/08/28	0.275	2017/08/31	3,700,000	1,098,300	-	-	-	-
11465	SG Issuer - Ping An European Warrants Mar 2018 C	HKD	0.250	0.219	0.226	2,200,000	507,220	N/A	0.250	2017/08/30	0.219	2017/08/31	2,200,000	507,220	-	-	-	-
29718	SG Issuer - Ping An European Warrants May 2018 A	HKD	0.520	0.395	0.405	9,720,000	4,363,225	N/A	0.520	2017/08/24	0.395	2017/08/31	9,720,000	4,363,225	-	-	-	-
27036	SG Issuer - Ping An European Warrants Nov 2017 B	HKD	1.280	0.570	1.110	10,500,000	9,378,750	17,816,346	1.280	2017/08/28	0.064	2017/05/05	317,845,000	107,068,725	-	-	-	-
14804	SG Issuer - Ping An European Warrants Nov 2017 C	HKD	1.710	1.680	1.920	10,000	16,950	N/A	1.710	2017/08/01	0.345	2017/05/02	52,440,000	48,227,650	-	-	-	-
27750	SG Issuer - Ping An European Warrants Oct 2017 A	HKD	1.590	1.090	1.480	3,300,000	4,531,500	39,728,241	1.590	2017/08/28	0.085	2017/04/24	915,490,000	238,478,945	-	-	-	-
15921	SG Issuer - Ping An European Warrants Oct 2017 C	HKD	1.090	0.335	0.850	274,985,000	181,835,875	N/A	1.090	2017/08/24	0.136	2017/06/15	2,428,600,000	681,211,830	-	-	-	-
11008	SG Issuer - PSBC European Warrants Apr 2018 A	HKD	0.400	0.290	0.330	4,090,000	1,355,640	N/A	0.400	2017/08/30	0.290	2017/08/25	4,090,000	1,355,640	-	-	-	-
16060	SG Issuer - PSBC European Warrants Dec 2017 A	HKD	0.187	0.112	0.142	24,725,000	3,559,153	N/A	0.248	2017/07/17	0.112	2017/08/15	26,687,000	3,983,089	-	-	-	-
16664	SG Issuer - Sands China European Put Warrants Jan 2018 A	HKD	0.233	0.177	0.194	18,452,000	3,847,904	N/A	0.275	2017/07/12	0.171	2017/07/27	28,980,000	6,124,652	-	-	-	-
12216	SG Issuer - Sands China European Put Warrants Oct 2017 A	HKD	0.051	0.018	0.020	104,636,000	3,617,284	N/A	0.221	2017/05/17	0.018	2017/08/31	264,756,000	14,607,320	-	-	-	-
27124	SG Issuer - Sands China European Warrants Apr 2018 A	HKD	0.237	0.129	0.153	7,880,000	1,497,992	N/A	0.237	2017/08/01	0.129	2017/08/28	7,880,000	1,497,992	-	-	-	-
12121	SG Issuer - Sands China European Warrants Apr 2018 B	HKD	0.265	0.260	0.260	8,000	2,100	N/A	0.265	2017/08/31	0.260	2017/08/31	8,000	2,100	-	-	-	-
14560	SG Issuer - Sands China European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	393,944	0.135	2017/01/11	0.010	2017/06/05	78,668,000	4,533,428	0.315	2016/11/29	0.091	2016/12/29
15097	SG Issuer - Sands China European Warrants Dec 2017 A	HKD	0.110	0.044	0.058	103,080,000	7,849,000	N/A	0.210	2017/06/20	0.044	2017/08/29	349,552,000	40,191,480	-	-	-	-
23468	SG Issuer - Sands China European Warrants Feb 2018 A	HKD	0.255	0.147	0.183	23,836,000	4,635,320	N/A	0.275	2017/07/25	0.147	2017/08/28	26,092,000	5,214,080	-	-	-	-
15446	SG Issuer - Sands China European Warrants Nov 2017 A	HKD	0.178	0.104	0.097	1,760,000	286,000	N/A	0.325	2017/06/20	0.104	2017/08/24	277,480,000	53,929,148	-	-	-	-
26504	SG Issuer - Sands China European Warrants Sep 2017 A	HKD	0.044	0.010	0.010	5,552,000	116,636	15,627,166	0.260	2017/04/07	0.010	2017/08/15	723,168,000	102,216,916	-	-	-	-
25208	SG Issuer - Shenhua European Warrants Apr 2018 A	HKD	0.315	0.183	0.260	17,865,000	4,491,920	N/A	0.315	2017/08/02	0.183	2017/08/15	26,665,000	6,615,120	-	-	-	-
14044	SG Issuer - Shenhua European Warrants Dec 2017 A	HKD	0.470	0.355	0.430	7,930,000	3,413,275	3,238,276	0.470	2017/08/02	0.082	2017/03/10	100,200,000	20,451,725	0.244	2016/11/03	0.067	2016/12/23
16546	SG Issuer - Shenhua European Warrants Jan 2018 A	HKD	0.410	0.223	0.335	79,735,000	23,727,475	N/A	0.410	2017/08/02	0.129	2017/06/21	127,370,000	33,653,460	-	-	-	-
11988	SG Issuer - Shenhua European Warrants Mar 2018 A	HKD	0.178	0.174	0.174	10,000	1,760	N/A	0.178	2017/08/31	0.174	2017/08/31	10,000	1,760	-	-	-	-
27531	SG Issuer - Shenhua European Warrants Oct 2017 A	HKD	0.800	0.600	0.760	3,460,000	2,489,800	3,323,794	0.800	2017/08/10	0.145	2017/03/10	78,190,000	24,494,475	0.280	2016/10/11	0.128	2016/12/23
15697	SG Issuer - Shimao Ppt Eu Wt Jul 2018 A	HKD	0.580	0.315	0.570	14,025,000	7,527,775	2,308,810	0.580	2017/08/30	0.232	2017/05/04	35,690,000	14,610,710	0.242	2016/12/29	0.241	2016/12/29
24665	SG Issuer - Shimao Ppt Eu Wt Jul 2018 B	HKD	0.345	0.171	0.325	13,170,000	3,665,795	N/A	0.345	2017/08/30	0.171	2017/08/18	13,255,000	3,689,395	-	-	-	-
15394	SG Issuer - SHK P European Warrants Aug 2017 A	HKD	-	-	1.490	0	0	5,019,850	1.860	2017/06/06	0.770	2017/01/24	23,870,000	34,172,500	0.570	2016/12/22	0.550	2016/12/22
27146	SG Issuer - SHK P European Warrants Feb 2018 A	HKD	1.060	0.610	1.050	38,700,000	29,316,900	N/A	1.060	2017/08/31	0.610	2017/08/21	38,700,000	29,316,900	-	-	-	-
29455	SG Issuer - SHK P European Warrants Jan 2018 A	HKD	0.475	0.250	0.530	3,400,000	1,138,200	N/A	0.475	2017/08/31	0.250	2017/08/21	3,400,000	1,138,200	-	-	-	-
12122	SG Issuer - SHK P European Warrants Mar 2018 A	HKD	0.880	0.750	0.920	600,000	477,600	N/A	0.880	2017/08/31	0.750	2017/08/31	600,000	477,600	-	-	-	-
28995	SG Issuer - SHK P European Warrants Nov 2017 A	HKD	0.580	0.265	0.580	110,510,000	40,783,600	9,950,967	0.680	2017/04/13	0.245	2017/07/04	154,940,000	59,716,900	-	-	-	-
26906	SG Issuer - SHK P European Warrants Sep 2017 A	HKD	0.780	0.435	0.880	1,520,000	978,250	4,009,050	0.910	2017/04/13	0.285	2017/07/04	38,700,000	26,593,400	-	-	-	-
11012	SG Issuer - SJM Hold Eu Wt Jun 2018 A	HKD	0.700	0.630	0.700	292,000	193,970	N/A	0.700	2017/08/30	0.630	2017/08/28	292,000	193,970	-	-	-	-
27574	SG Issuer - SMIC European Warrants Apr 2018 A	HKD	0.169	0.066	0.081	3,830,000	368,680	N/A	0.169	2017/08/08	0.066	2017/08/29	3,830,000	368,680	-	-	-	-
29869	SG Issuer - SMIC European Warrants Aug 2017 A	HKD	0.020	0.010	0.010	465,000	7,700	N/A	0.211	2017/03/13	0.010	2017/08/07	196,800,000	11,949,610	-	-	-	-
15624	SG Issuer - SMIC European Warrants Mar 2018 A	HKD	0.125	0.042	0.053	2,785,000	241,460	N/A	0.156	2017/07/19	0.042	2017/08/29	25,760,000	3,274,715	-	-	-	-
23999	SG Issuer - SMIC European Warrants Nov 2017 A	HKD	-	-	0.013	0	0	291,069	0.220	2017/02/10	0.016	2017/06/13	34,660,000	3,552,755	-	-	-	-
25872	SG Issuer - Stanchart European Warrants Aug 2017 B	HKD	-	-	0.057	0	0	2,187,614	0.680	2017/02/06	0.045	2017/06/27	86,624,000	13,394,346	-	-	-	-
11186	SG Issuer - Stanchart European Warrants Aug 2018 A	HKD	0.360	0.232	0.249	9,315,000	2,435,080	2,088,412	0.360	2017/08/02	0.189	2017/01/12	69,445,000	16,345,275	0.229	2016/07/28	0.152	2016/11/09
16032	SG Issuer - Stanchart European Warrants Dec 2017 B	HKD	0.950	0.305	0.305	3,051,000	1,553,975	N/A	0.950	2017/08/02	0.305	2017/08/30	13,173,000	6,713,938	-	-	-	-
28729	SG Issuer - Stanchart European Warrants Feb 2018 A	HKD	0.470	0.335	0.340	659,000	228,780	N/A	0.470	2017/08/09	0.335	2017/08/31	659,000	228,780	-	-	-	-
17598	SG Issuer - Stanchart European Warrants Jan 2018 A	HKD	0.680	0.147	0.179	103,798,000	22,521,225	N/A	0.680	2017/08/01	0.147	2017/08/21	106,634,000	23,953,405	-	-	-	-
11322	SG Issuer - Stanchart European Warrants Oct 2017 A	HKD	1.300	0.315	0.395	4,610,000	3,212,625	N/A	1.300	2017/08/01	0.315	2017/08/21	104,963,000	57,097,698	-	-	-	-
27578	SG Issuer - Sunny Optical European Warrants Jun 2018 A	HKD	0.320	0.186	0.290	74,500,000	17,865,540	N/A	0.320	2017/08/24	0.186	2017/08/04	74,500,000	17,865,540	-	-	-	-
14238	SG Issuer - Tencent European Put Warrants Apr 2018 A	HKD	-	-	0.015	0	0	145,867	0.154	2017/01/05	0.010	2017/07/21	56,010,000	1,044,860	0.198	2016/11/15	0.176	2016/11/17
15838	SG Issuer - Tencent European Put Warrants Apr 2018 C	HKD	0.050	0.022	0.037	49,090,000	1,480,140	N/A	0.126	2017/05/19	0.022	2017/08/09	155,790,000	9,879,810	-	-	-	-
29736	SG Issuer - Tencent European Put Warrants Apr 2018 H	HKD	0.255	0.201	0.199	2,310,000	520,600	N/A	0.255	2017/08/29	0.201	2017/08/31	2,310,000	520,600	-	-	-	-
15611	SG Issuer - Tencent European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	19,162	0.143	2017/01/06	0.010	2017/05/02	330,680,000	36,181,820	-	-	-	-
14889	SG Issuer - Tencent European Put Warrants Dec 2017 C	HKD	0.015	0.010	0.010	42,650,000	483,200	N/A	0.211	2017/05/04	0.010	2017/08/30	3,172,110,000	211,737,920	-	-	-	-
15924	SG Issuer - Tencent European Put Warrants Dec 2017 D	HKD	0.042	0.015	0.020	66,610,000	1,687,500	N/A	0.191	2017/05/24	0.015	2017/08/17	354,180,000	35,825,940	-	-	-	-
16717	SG Issuer - Tencent European Put Warrants Dec 2017 H	HKD	0.055	0.017	0.025	124,990,000	4,336,700	N/A	0.225	2017/07/05	0.017	2017/08/17	321,280,000	33,400,320	-	-	-	-
26796	SG Issuer - Tencent European Put Warrants Feb 2018 E	HKD	0.192	0.103	0.118	2,183,920,000	325,751,260	N/A	0.214	2017/07/31	0.103	2017/08/09	2,185,960,000	326,161,690	-	-	-	-
25349	SG Issuer - Tencent European Put Warrants Jan 2018 C	HKD	0.124	0.058	0.065	74,760,000	6,846,490	N/A	0.143	2017/07/26	0.058	2017/08/09	84,200,000	7,996,660	-	-	-	-
16718	SG Issuer - Tencent European Put Warrants Mar 2018 D	HKD	0.068	0.043	0.046	10,400,000	521,400	N/A	0.178	2017/07/05	0.043	2017/08/17	23,980,000	2,429,520	-	-	-	-
29251	SG Issuer - Tencent European Put Warrants Mar 2018 G	HKD	0.275	0.200	0.222	2,791,280,000	605,622,030	N/A	0.275	2017/08/29	0.200	2017/08/17	2,791,280,000	605,622,030	-	-	-	-
29923	SG Issuer - Tencent European Put Warrants May 2018 C	HKD	0.265	0.215	0.217	11,290,000	2,648,560	N/A	0.265	2017/08/29	0.215	2017/08/31	11,290,000	2,648,560	-	-	-	-
27151	SG Issuer - Tencent European Put Warrants Nov 2017 A	HKD	0.010	0.010	0.010	1,000,000	10,000	2,050	0.041	2017/01/03	0.010	2017/08/24	73,590,000	1,531,450	0.191	2016/05/06	0.034	2016/09/06
14239	SG Issuer - Tencent European Put Warrants Nov 2017 C	HKD	-	-	0.010	0	0	409,928	0.206	2017/01/04	0.012	2017/05/12	64,870,000	4,688,680	0.246	2016/12/23	0.198	2016/11/16
14316	SG Issuer - Tencent European Put Warrants Nov 2017 D	HKD	-	-	0.010	0	0	N/A	0.128	2017/04/24	0.010	2017/07/20	5,029,550,000	432,876,620	-	-	-	-
15630	SG Issuer - Tencent European Put Warrants Nov 2017 E	HKD	-	-	0.010	0	0	N/A	0.105	2017/05/16	0.010	2017/07/24	261,690,000	11,665,930	-	-	-	-
28618	SG Issuer - Tencent European Put Warrants Oct 2017 E	HKD	-	-	0.010	0	0	18,190,425	0.249	2017/03/03	0.010	2017/06/15	1,226,630,000	109,142,550	-	-	-	-
15732	SG Issuer - Tencent European Warrants Apr 2018 B	HKD	0.600	0.415	0.560	4,700,000	2,255,950	N/A	0.600	2017/08/17	0.170	2017/07/05	173,580,000	42,222,800	-	-	-	-
16183	SG Issuer - Tencent European Warrants Apr 2018 D	HKD	0.440	0.241	0.370	108,240,000	32,466,100	N/A	0.440	2017/08/17	0.094	2017/07/05	5,587,010,000	1,250,866,980	-	-	-	-
26900	SG Issuer - Tencent European Warrants Apr 2018 E	HKD	0.315	0.221	0.280	28,160,000	7,096,890	N/A	0.315	2017/08/17	0.221	2017/08/29	28,160,000	7,096,890	-	-	-	-
28731	SG Issuer - Tencent European Warrants Apr 2018 F	HKD	0.310	0.162	0.207	6,944,650,000	1,546,841,290	N/A	0.310	2017/08/09	0.162	2017/08/29	6,944,650,000	1,546,841,290	-	-	-	-
29726	SG Issuer - Tencent European Warrants Apr 2018 G	HKD	0.255	0.199	0.255	7,530,000	1,773,620	N/A	0.255	2017/08/31	0.199	2017/08/29	7,530,000	1,773,620	-	-	-	-
11027	SG Issuer - Tencent European Warrants Aug 2017 A	HKD	-	-	1.190	0	0	1,905,492	1.200	2017/07/27	0.171	2017/01/04	54,240,000	19,559,910	0.430	2016/09/23	0.135	2016/12/23
12868	SG Issuer - Tencent European Warrants Aug 2017 B	HKD	-	-	0.870	0	0	7,407,273	0.910	2017/07/27	0.074	2017/01/04	14,185,760,000	1,465,676,110	0.247	2016/09/23	0.050	2016/12/23
13644	SG Issuer - Tencent European Warrants Aug 2018 A	HKD	0.610	0.405	0.560	86,800,000	41,669,400	68,995,335	0.610	2017/08/17	0.078	2017/02/13	1,744,060,000	414,826,460	0.162	2016/10/20	0.051	2016/12/23
29308	SG Issuer - Tencent European Warrants Aug 2018 B	HKD	0.255	0.193	0.239	55,020,000	12,710,510	N/A	0.255	2017/08/17	0.193	2017/08/29	55,020,000	12,710,510	-	-	-	-
13116	SG Issuer - Tencent European Warrants Dec 2017 A	HKD	0.980	0.740	0.930	7,610,000	6,628,700	5,811,867	0.980	2017/08/17	0.099	2017/03/03	126,870,000	35,492,250	0.260	2016/09/23	0.070	2016/12/23
14957	SG Issuer - Tencent European Warrants Dec 2017 B	HKD	1.290	1.020	1.200	3,140,000	3,617,200	1,332,710	1.290	2017/08/17	0.158	2017/01/04	20,790,000	9,604,400	0.166	2016/12/30	0.122	2016/12/23
16034	SG Issuer - Tencent European Warrants Dec 2017 E	HKD	0.720	0.470	0.630	9,610,000	5,467,550	N/A	0.720	2017/08/17	0.158	2017/07/05	58,710,000	17,999,440	-	-	-	-
16231	SG Issuer - Tencent European Warrants Dec 2017 F	HKD	0.450	0.239	0.375	113,240,000	34,862,370	N/A	0.450	2017/08/17	0.066	2017/07/05	11,574,410,000	1,532,171,390	-	-	-	-
16438	SG Issuer - Tencent European Warrants Dec 2017 G	HKD	0.550	0.310	0.470	26,020,000	10,595,150	N/A	0.550	2017/08/17	0.090	2017/07/05	12,089,910,000	1,844,801,460	-	-	-	-
17254	SG Issuer - Tencent European Warrants Dec 2017 I	HKD	1.330	0.540	0.920	1,962,246,000	1,836,597,760	N/A	1.330	2017/08/17	0.222	2017/07/04	1,985,865,000	1,844,219,880	-	-	-	-
27469	SG Issuer - Tencent European Warrants Dec 2017 J	HKD	1.870	0.840	1.430	1,214,123,000	1,430,655,770	N/A	1.870	2017/08/17	0.840	2017/08/03	1,214,123,000	1,430,655,770	-	-	-	-
29206	SG Issuer - Tencent European Warrants Dec 2017 K	HKD	0.830	0.410	0.540	18,793,000	11,797,330	N/A	0.830	2017/08/17	0.410	2017/08/29	18,793,000	11,797,330	-	-	-	-
15729	SG Issuer - Tencent European Warrants Feb 2018 A	HKD	0.640	0.640	0.630	20,000	12,800	N/A	0.640	2017/08/21	0.221	2017/07/04	15,500,000	4,395,170	-	-	-	-
16308	SG Issuer - Tencent European Warrants Feb 2018 B	HKD	0.520	0.310	0.445	25,090,000	10,805,500	N/A	0.520	2017/08/17	0.095	2017/07/05	8,659,370,000	1,467,701,830	-	-	-	-
16773	SG Issuer - Tencent European Warrants Feb 2018 C	HKD	0.440	0.240	0.385	43,020,000	14,818,500	N/A	0.440	2017/08/17	0.088	2017/07/05	5,070,380,000	939,241,960	-	-	-	-
25811	SG Issuer - Tencent European Warrants Feb 2018 D	HKD	0.350	0.226	0.300	91,820,000	24,722,200	N/A	0.350	2017/08/17	0.226	2017/08/03	93,180,000	25,092,900	-	-	-	-
29392	SG Issuer - Tencent European Warrants Feb 2018 F	HKD	0.810	0.455	0.600	7,566,000	4,514,440	N/A	0.810	2017/08/17	0.455	2017/08/29	7,566,000	4,514,440	-	-	-	-
29549	SG Issuer - Tencent European Warrants Feb 2018 G	HKD	0.244	0.170	0.223	9,488,240,000	2,007,488,390	N/A	0.244	2017/08/21	0.170	2017/08/29	9,488,240,000	2,007,488,390	-	-	-	-
16074	SG Issuer - Tencent European Warrants Jan 2018 A	HKD	0.520	0.315	0.460	36,880,000	15,742,200	N/A	0.520	2017/08/17	0.107	2017/07/05	1,161,950,000	240,827,900	-	-	-	-
17875	SG Issuer - Tencent European Warrants Jan 2018 B	HKD	1.320	0.430	0.850	1,041,524,000	1,062,044,245	N/A	1.320	2017/08/17	0.260	2017/07/10	1,068,302,000	1,074,249,655	-	-	-	-
29207	SG Issuer - Tencent European Warrants Jan 2018 D	HKD	0.720	0.335	0.490	12,712,000	6,801,815	N/A	0.720	2017/08/17	0.335	2017/08/29	12,712,000	6,801,815	-	-	-	-
16271	SG Issuer - Tencent European Warrants Jan 2019 A	HKD	0.360	0.230	0.330	176,940,000	54,046,380	N/A	0.360	2017/08/17	0.107	2017/07/05	299,960,000	76,719,280	-	-	-	-
29138	SG Issuer - Tencent European Warrants Jul 2018 A	HKD	0.275	0.205	0.255	46,910,000	11,071,830	N/A	0.275	2017/08/17	0.205	2017/08/29	46,910,000	11,071,830	-	-	-	-
29925	SG Issuer - Tencent European Warrants Jul 2018 B	HKD	0.217	0.172	0.209	3,100,000	619,650	N/A	0.217	2017/08/24	0.172	2017/08/29	3,100,000	619,650	-	-	-	-
29926	SG Issuer - Tencent European Warrants Jul 2018 C	HKD	0.186	0.146	0.178	2,280,000	391,640	N/A	0.186	2017/08/24	0.146	2017/08/29	2,280,000	391,640	-	-	-	-
28488	SG Issuer - Tencent European Warrants Jun 2018 A	HKD	0.305	0.211	0.290	52,060,000	12,926,980	N/A	0.305	2017/08/17	0.211	2017/08/08	52,060,000	12,926,980	-	-	-	-
12648	SG Issuer - Tencent European Warrants Mar 2018 A	HKD	1.260	0.920	1.130	10,380,000	10,900,200	12,623,815	1.260	2017/08/17	0.165	2017/01/04	170,320,000	83,324,910	0.345	2016/09/26	0.127	2016/12/23
29118	SG Issuer - Tencent European Warrants Mar 2018 B	HKD	0.870	0.660	0.840	22,680,000	17,078,700	N/A	0.870	2017/08/09	0.124	2017/03/02	193,190,000	57,115,850	-	-	-	-
15645	SG Issuer - Tencent European Warrants Mar 2018 C	HKD	0.660	0.550	0.680	420,000	246,100	N/A	0.660	2017/08/08	0.220	2017/05/18	667,170,000	165,468,810	-	-	-	-
28486	SG Issuer - Tencent European Warrants Mar 2018 E	HKD	0.290	0.144	0.193	13,324,850,000	2,677,622,680	N/A	0.290	2017/08/08	0.144	2017/08/29	13,324,850,000	2,677,622,680	-	-	-	-
28932	SG Issuer - Tencent European Warrants Mar 2018 F	HKD	0.305	0.192	0.255	9,450,000	2,308,810	N/A	0.305	2017/08/17	0.192	2017/08/11	9,450,000	2,308,810	-	-	-	-
29725	SG Issuer - Tencent European Warrants Mar 2018 H	HKD	0.188	0.140	0.179	6,450,000	1,078,520	N/A	0.188	2017/08/28	0.140	2017/08/29	6,450,000	1,078,520	-	-	-	-
29918	SG Issuer - Tencent European Warrants Mar 2018 I	HKD	1.620	1.390	1.530	686,234,000	1,020,347,450	N/A	1.620	2017/08/24	1.390	2017/08/25	686,234,000	1,020,347,450	-	-	-	-
29919	SG Issuer - Tencent European Warrants Mar 2018 J	HKD	0.580	0.450	0.470	294,000	137,130	N/A	0.580	2017/08/24	0.450	2017/08/30	294,000	137,130	-	-	-	-
15315	SG Issuer - Tencent European Warrants May 2018 A	HKD	0.710	0.470	0.640	10,510,000	6,313,000	N/A	0.710	2017/08/17	0.208	2017/07/05	36,860,000	14,161,350	-	-	-	-
29749	SG Issuer - Tencent European Warrants May 2018 B	HKD	0.355	0.285	0.350	2,160,000	703,350	N/A	0.355	2017/08/31	0.285	2017/08/29	2,160,000	703,350	-	-	-	-
13550	SG Issuer - Tencent European Warrants Nov 2017 B	HKD	0.760	0.530	0.710	2,240,000	1,471,000	93,122,098	0.760	2017/08/17	0.055	2017/01/24	4,122,150,000	558,896,590	0.165	2016/10/11	0.042	2016/12/23
15643	SG Issuer - Tencent European Warrants Nov 2017 F	HKD	4.140	2.030	3.380	20,406,000	59,704,410	N/A	4.140	2017/08/17	0.455	2017/07/05	156,711,000	206,538,760	-	-	-	-
16182	SG Issuer - Tencent European Warrants Nov 2017 G	HKD	2.360	0.890	1.590	82,242,000	118,671,980	N/A	2.360	2017/08/17	0.188	2017/07/05	216,506,000	203,408,877	-	-	-	-
11048	SG Issuer - Tencent European Warrants Oct 2017 A	HKD	1.430	1.140	1.360	1,780,000	2,385,300	1,178,222	1.430	2017/08/17	0.187	2017/01/03	14,910,000	7,895,850	0.425	2016/09/23	0.149	2016/12/22
12158	SG Issuer - Tencent European Warrants Oct 2017 B	HKD	1.410	1.110	1.280	3,390,000	4,486,600	3,956,550	1.410	2017/08/17	0.162	2017/01/04	113,530,000	36,322,520	0.380	2016/09/29	0.127	2016/12/23
13115	SG Issuer - Tencent European Warrants Oct 2017 C	HKD	1.100	0.840	1.020	1,860,000	1,837,300	299,665,797	1.100	2017/08/17	0.096	2017/01/23	22,213,730,000	2,866,908,510	0.275	2016/09/23	0.072	2016/12/28
13887	SG Issuer - Tencent European Warrants Oct 2017 D	HKD	0.850	0.590	0.760	13,730,000	9,403,100	465,984,087	0.850	2017/08/17	0.054	2017/01/23	29,141,480,000	2,796,230,360	0.163	2016/10/20	0.038	2016/12/16
12217	SG Issuer - Tencent European Warrants Oct 2017 F	HKD	0.870	0.700	0.860	70,000	55,400	N/A	0.870	2017/08/15	0.108	2017/04/12	6,051,880,000	745,863,680	-	-	-	-
15923	SG Issuer - Tencent European Warrants Oct 2017 G	HKD	2.710	1.060	1.860	44,224,000	71,433,680	N/A	2.710	2017/08/17	0.203	2017/07/05	618,393,000	404,657,871	-	-	-	-
14381	SG Issuer - Tencent European Warrants Sep 2017 A	HKD	1.160	1.020	1.170	200,000	212,000	2,522,523	1.160	2017/08/10	0.120	2017/01/04	147,010,000	30,093,130	0.152	2016/12/02	0.099	2016/12/21
12655	SG Issuer - Tencent European Warrants Sep 2017 B	HKD	0.970	0.850	0.930	1,310,000	1,245,700	N/A	0.970	2017/08/10	0.129	2017/04/11	136,290,000	30,897,850	-	-	-	-
14299	SG Issuer - Tencent European Warrants Sep 2017 C	HKD	4.900	2.220	3.480	29,126,000	102,343,390	N/A	4.900	2017/08/17	0.260	2017/07/05	2,767,232,000	2,226,518,140	-	-	-	-
16075	SG Issuer - Tencent European Warrants Sep 2018 A	HKD	0.420	0.255	0.395	27,120,000	9,775,250	N/A	0.420	2017/08/17	0.119	2017/07/05	101,460,000	24,643,410	-	-	-	-
29956	SG Issuer - Tencent European Warrants Sep 2018 B	HKD	0.232	0.163	0.201	3,320,000	669,520	N/A	0.232	2017/08/24	0.163	2017/08/29	3,320,000	669,520	-	-	-	-
23486	SG Issuer - Tracker Fund European Warrants Apr 2018 A	HKD	-	-	0.550	0	0	0	0.244	2017/02/01	0.185	2017/02/08	20,370,000	4,719,730	-	-	-	-
13944	SG Issuer - Tracker Fund European Warrants Aug 2018 A	HKD	0.305	0.285	0.340	760,000	221,700	N/A	0.305	2017/08/09	0.132	2017/04/20	6,680,000	1,093,720	-	-	-	-
11690	SG Issuer - Tracker Fund European Warrants Jan 2018 A	HKD	0.510	0.485	0.560	135,000	66,100	787,162	0.510	2017/08/09	0.130	2017/01/03	40,220,000	8,024,320	0.248	2016/09/22	0.108	2016/12/23
15707	SG Issuer - Tracker Fund European Warrants Mar 2018 A	HKD	0.610	0.610	0.650	5,000	3,050	46,571	0.610	2017/08/09	0.215	2017/01/16	1,490,000	398,025	0.248	2016/12/29	0.247	2016/12/29
11497	SG Issuer - Weichai Power European Warrants Nov 2017 A	HKD	0.820	0.640	0.740	5,330,000	3,864,800	1,635,025	0.820	2017/08/31	0.375	2017/06/15	17,110,000	9,810,150	-	-	-	-
27965	SG Issuer - Weichai Power European Warrants Sep 2017 A	HKD	0.415	0.320	0.350	5,190,000	1,971,500	2,559,910	0.435	2017/07/17	0.139	2017/06/15	63,150,000	16,188,110	0.232	2016/05/27	0.175	2016/06/24
11018	SG Issuer - WH Group European Warrants Apr 2018 A	HKD	1.120	1.060	1.070	221,000	240,670	N/A	1.120	2017/08/28	1.060	2017/08/30	221,000	240,670	-	-	-	-
11019	SG Issuer - WH Group European Warrants Jan 2019 A	HKD	0.255	0.241	0.244	790,000	194,260	N/A	0.255	2017/08/28	0.241	2017/08/25	790,000	194,260	-	-	-	-
15996	SG Issuer - Wharf European Warrants Dec 2017 A	HKD	0.760	0.142	0.400	180,130,000	77,233,510	N/A	0.760	2017/08/09	0.142	2017/08/18	190,980,000	80,160,160	-	-	-	-
28807	SG Issuer - Wharf European Warrants Feb 2018 A	HKD	0.800	0.236	0.480	99,200,000	43,786,620	N/A	0.800	2017/08/09	0.236	2017/08/18	99,200,000	43,786,620	-	-	-	-
12124	SG Issuer - Wynn European Warrants Aug 2018 A	HKD	0.249	0.240	0.245	128,000	31,704	N/A	0.249	2017/08/31	0.240	2017/08/31	128,000	31,704	-	-	-	-
15456	SG Issuer - Wynn European Warrants Jan 2018 A	HKD	0.245	0.182	0.222	11,936,000	2,561,980	N/A	0.410	2017/06/20	0.182	2017/08/28	24,244,000	6,262,064	-	-	-	-
27577	SG Issuer - Wynn European Warrants Mar 2018 A	HKD	0.152	0.104	0.124	8,016,000	1,036,344	N/A	0.152	2017/08/02	0.104	2017/08/11	8,016,000	1,036,344	-	-	-	-
13461	SG Issuer - Wynn European Warrants Oct 2017 A	HKD	0.056	0.023	0.033	1,936,000	83,244	1,324,409	0.185	2017/06/13	0.023	2017/08/28	59,412,000	7,977,056	0.172	2016/12/01	0.068	2016/12/28
12918	SG Issuer - Wynn European Warrants Sep 2017 A	HKD	0.500	0.450	0.495	52,000	25,800	2,876,187	0.650	2017/06/14	0.230	2017/01/17	38,728,000	17,597,900	0.410	2016/09/15	0.188	2016/11/09
15104	SG Issuer - Yanzhou Coal Eu Wt Dec 2017 A	HKD	0.920	0.345	0.670	27,434,000	17,069,690	N/A	0.940	2017/07/19	0.260	2017/05/31	45,424,000	27,566,600	-	-	-	-
29478	SG Issuer - Yanzhou Coal Eu Wt Dec 2019 A	HKD	0.236	0.198	0.231	1,200,000	259,540	N/A	0.236	2017/08/29	0.198	2017/08/18	1,200,000	259,540	-	-	-	-
25235	SG Issuer - Yanzhou Coal Eu Wt Feb 2018 A	HKD	0.900	0.385	0.620	6,034,000	3,276,090	N/A	0.900	2017/08/09	0.385	2017/08/18	6,134,000	3,343,210	-	-	-	-
11523	SG Issuer - Yanzhou Coal Eu Wt Jan 2018 A	HKD	0.233	0.127	0.202	47,740,000	8,485,560	5,321,437	0.233	2017/08/10	0.061	2017/06/12	293,080,000	33,533,560	0.139	2016/10/19	0.072	2016/12/23
25359	SG Issuer - Zijin Mining European Warrants Apr 2018 A	HKD	0.380	0.250	0.255	4,458,000	1,241,870	N/A	0.380	2017/08/10	0.250	2017/08/18	4,678,000	1,302,430	-	-	-	-
15551	SG Issuer - Zijin Mining European Warrants Aug 2017 A	HKD	-	-	0.112	0	0	3,010,730	0.620	2017/04/07	0.030	2017/07/17	105,626,000	30,440,170	0.345	2016/12/30	0.275	2016/12/28
15202	SG Issuer - Zijin Mining European Warrants Dec 2017 A	HKD	0.375	0.220	0.225	7,904,000	2,214,488	N/A	0.375	2017/08/10	0.164	2017/07/17	8,580,000	2,376,296	-	-	-	-
18598	SG Issuer - Zijin Mining European Warrants Feb 2018 A	HKD	0.590	0.375	0.425	29,342,000	13,044,730	N/A	0.590	2017/08/10	0.275	2017/07/13	51,164,000	21,569,350	-	-	-	-
14398	SG Issuer - ZTE European Warrants Aug 2017 A	HKD	-	-	0.680	0	0	9,128,532	0.710	2017/07/24	0.114	2017/03/10	300,622,000	58,318,776	0.260	2016/11/23	0.174	2016/12/28
14960	SG Issuer - ZTE European Warrants Dec 2017 A	HKD	0.560	0.340	0.570	4,788,000	2,107,930	5,890,179	0.560	2017/08/30	0.145	2017/03/10	120,588,000	35,813,228	0.238	2016/12/30	0.175	2016/12/23
15105	SG Issuer - ZTE European Warrants Feb 2018 A	HKD	0.530	0.330	0.520	14,426,000	6,071,500	N/A	0.530	2017/08/31	0.185	2017/05/08	79,106,000	33,054,740	-	-	-	-
26593	SG Issuer - ZTE European Warrants Feb 2018 B	HKD	0.237	0.156	0.250	9,508,000	1,960,812	N/A	0.249	2017/07/28	0.156	2017/08/11	39,500,000	9,016,000	-	-	-	-
16719	SG Issuer - ZTE European Warrants Jan 2018 A	HKD	0.340	0.203	0.340	35,080,000	9,115,198	N/A	0.385	2017/07/25	0.203	2017/08/11	63,184,000	17,029,348	-	-	-	-
11064	SG Issuer - ZTE European Warrants Sep 2017 A	HKD	0.820	0.670	0.900	780,000	583,800	N/A	0.870	2017/07/26	0.290	2017/04/13	21,172,000	9,294,870	-	-	-	-
24805	SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Jan18A	HKD	0.037	0.016	0.032	14,120,000	294,420	159,320	0.037	2017/08/28	0.011	2017/07/05	83,160,000	1,914,100	0.053	2016/07/29	0.014	2016/12/23
12687	SGA Societe Generale Acceptance N.V-HS H-SHARE Eu Wts Oct18A	HKD	0.179	0.132	0.171	2,800,000	408,060	265,140	0.179	2017/08/30	0.088	2017/02/01	35,960,000	3,853,240	0.122	2016/01/04	0.055	2016/05/16
23407	SGA Societe Generale Acceptance N.V. - BYD Eu Wt Mar 2018 A	HKD	0.082	0.057	0.057	70,490,000	4,993,725	1,534,300	0.098	2017/07/21	0.054	2017/05/24	141,520,000	10,466,560	0.196	2016/09/07	0.070	2016/12/28
23547	SGA Societe Generale Acceptance N.V. - BYD Eu Wt Oct 2017 A	HKD	0.024	0.012	0.010	29,250,000	493,250	645,450	0.054	2017/02/09	0.012	2017/08/25	167,450,000	5,260,550	0.191	2016/01/05	0.037	2016/12/28
24565	SGA Societe Generale Acceptance N.V. - BYD Eu Wt Sep 2017 A	HKD	0.085	0.071	0.072	5,750,000	471,500	4,176,358	0.106	2017/07/21	0.046	2017/05/19	506,000,000	36,242,450	0.200	2016/09/07	0.061	2016/12/23
28483	SGA Societe Generale Acceptance N.V. - CGS Euro Wts Dec 17 A	HKD	0.130	0.071	0.103	72,040,000	7,540,880	3,009,777	0.195	2017/02/17	0.071	2017/08/18	226,140,000	28,492,855	0.280	2016/04/14	0.129	2016/12/23
24410	SGA Societe Generale Acceptance N.V. - Ch Mob Eu Wt Dec 17 A	HKD	0.016	0.010	0.010	32,950,000	405,800	535,333	0.050	2017/03/21	0.010	2017/08/31	222,850,000	3,564,800	0.124	2016/01/04	0.029	2016/12/19
20468	SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Jan 18A	HKD	0.041	0.017	0.027	24,610,000	675,662	226,216	0.083	2017/02/13	0.017	2017/08/21	43,286,000	1,396,451	0.255	2016/01/04	0.076	2016/10/13
13827	SGA Societe Generale Acceptance N.V. - CITIC Euro Wt Nov17A	HKD	0.145	0.072	0.114	79,410,000	8,940,190	2,850,463	0.166	2017/06/07	0.066	2017/04/19	182,390,000	20,726,660	0.340	2016/01/04	0.103	2016/12/29
26312	SGA Societe Generale Acceptance N.V. - CKH Euro Wt Dec 2017A	HKD	0.170	0.103	0.110	13,300,000	1,810,590	779,809	0.170	2017/08/03	0.068	2017/01/03	43,210,000	4,958,660	0.211	2016/01/05	0.057	2016/07/06
22920	SGA Societe Generale Acceptance N.V. - CKP Euro Wts Jan 18 A	HKD	0.042	0.017	0.023	369,000,000	10,117,550	1,751,317	0.042	2017/08/09	0.010	2017/04/11	396,450,000	10,536,300	0.043	2016/08/31	0.027	2016/03/04
12685	SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Aug 2018A	HKD	0.109	0.067	0.102	16,740,000	1,387,730	865,225	0.220	2017/01/19	0.067	2017/08/15	60,130,000	6,447,370	0.265	2016/12/14	0.075	2016/01/21
25810	SGA Societe Generale Acceptance N.V. - CNOOC Eu Wt Jan 2019A	HKD	0.210	0.152	0.199	29,340,000	5,178,410	3,719,405	0.325	2017/01/06	0.152	2017/08/15	124,740,000	22,779,910	0.370	2016/10/24	0.161	2016/02/03
20456	SGA Societe Generale Acceptance N.V. - CRail Eu Wt Dec 2017A	HKD	0.015	0.010	0.011	6,730,000	73,410	1,124,252	0.113	2017/03/23	0.010	2017/08/31	238,530,000	7,088,600	0.126	2016/04/18	0.049	2016/09/15
18905	SGA Societe Generale Acceptance N.V. - CRail Eu Wt Nov 2017A	HKD	0.060	0.031	0.048	11,750,000	577,340	861,843	0.177	2017/03/21	0.031	2017/08/22	85,930,000	8,630,650	0.180	2016/04/14	0.065	2016/01/21
15278	SGA Societe Generale Acceptance N.V. - CRRC Euro Wts Dec 18A	HKD	0.084	0.074	0.079	2,990,000	241,460	327,405	0.162	2017/02/10	0.074	2017/08/22	22,230,000	2,502,804	0.370	2016/04/13	0.170	2016/12/12
25972	SGA Societe Generale Acceptance N.V. - HKEX Eu Wt Sep 2017 A	HKD	0.310	0.065	0.122	347,260,000	59,573,830	154,564,980	0.310	2017/08/02	0.041	2017/05/08	11,825,200,000	999,916,750	0.310	2016/09/09	0.086	2016/12/28
18100	SGA Societe Generale Acceptance N.V. - KECL Eu Wt Sep 2017 A	HKD	0.026	0.010	0.010	17,400,000	302,840	779,200	0.057	2017/04/10	0.010	2017/08/29	205,240,000	4,750,300	0.097	2016/04/28	0.011	2016/11/14
25361	SGA Societe Generale Acceptance N.V. - Lenovo Eu Wt Jan 18 A	HKD	0.010	0.010	0.010	1,400,000	14,000	8,067	0.017	2017/01/16	0.010	2017/08/17	14,600,000	200,000	0.164	2016/01/04	0.013	2016/12/30
21873	SGA Societe Generale Acceptance N.V. - Petch Eu Wt Sep 2018A	HKD	-	-	0.010	0	0	17,850	0.028	2017/01/23	0.010	2017/07/04	29,440,000	314,720	0.015	2016/01/25	0.010	2016/12/16
20757	SGA Societe Generale Acceptance N.V. - SJM Hold Eu Wt Dec17A	HKD	0.109	0.042	0.047	5,250,000	332,010	1,082,318	0.171	2017/06/20	0.042	2017/08/28	65,880,000	7,004,780	0.124	2016/03/30	0.057	2016/08/03
24568	SGA Societe Generale Acceptance N.V. -CCCCL Eu Wt Aug 2017 A	HKD	-	-	0.187	0	0	4,292,375	0.290	2017/03/27	0.094	2017/01/04	198,080,000	37,034,960	0.300	2016/04/13	0.078	2016/12/23
23901	SGA Societe Generale Acceptance N.V. -CNOOC Eu Put Wt Dec17A	HKD	0.042	0.014	0.017	63,300,000	1,377,540	1,092,405	0.081	2017/03/09	0.014	2017/08/30	172,340,000	7,483,190	0.315	2016/01/21	0.053	2016/12/14
19487	SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Aug 17 A	HKD	-	-	0.231	0	0	966,259	0.250	2017/07/20	0.015	2017/04/20	130,280,000	6,623,025	0.105	2016/01/04	0.021	2016/12/23
21966	SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Nov 17 A	HKD	0.030	0.010	0.016	617,790,000	11,698,845	2,331,647	0.030	2017/08/24	0.010	2017/08/15	744,020,000	13,989,880	0.027	2016/01/04	0.010	2016/06/07
21961	SGA Societe Generale Acceptance N.V. -Ping An Eu Wt Sep 17 A	HKD	0.050	0.010	0.010	518,600,000	11,142,505	2,612,774	0.050	2017/08/01	0.010	2017/08/29	815,820,000	15,676,645	0.033	2016/01/04	0.011	2016/02/11
24175	SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Aug 2018A	HKD	0.600	0.485	0.590	2,354,000	1,234,110	458,465	0.600	2017/08/30	0.305	2017/04/27	8,339,000	3,308,780	0.335	2016/12/08	0.180	2016/02/29
26180	SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Jan 2018B	HKD	0.440	0.325	0.430	1,272,000	483,450	1,128,259	0.440	2017/08/28	0.147	2017/05/08	40,303,000	8,717,525	0.206	2016/12/01	0.110	2016/06/24
15048	SGA Societe Generale Acceptance N.V.- A50 Ch Eu Wt Oct 2018A	HKD	0.234	0.145	0.216	18,980,000	3,463,000	2,081,996	0.234	2017/08/30	0.062	2017/05/05	119,437,000	14,309,878	0.153	2016/01/05	0.066	2016/08/08
25267	SGA Societe Generale Acceptance N.V.-A50 Ch Eu Put Wt Jan18A	HKD	0.010	0.010	0.010	4,000	40	51,734	0.051	2017/01/03	0.010	2017/08/25	39,651,000	1,052,462	0.235	2016/02/12	0.033	2016/11/30
11336	SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Dec17 A	HKD	0.320	0.148	0.173	80,180,000	16,809,600	14,350,590	0.320	2017/08/21	0.066	2017/03/06	687,160,000	92,503,680	0.189	2016/04/06	0.052	2016/11/14
22630	SGA Societe Generale Acceptance N.V.-ChiUnicom Eu Wt Nov17 A	HKD	0.131	0.026	0.033	303,740,000	21,125,720	4,422,040	0.131	2017/08/21	0.024	2017/07/07	400,660,000	26,540,240	0.114	2016/03/17	0.032	2016/11/24
26803	SGA Societe Generale Acceptance N.V.-Shimao Ppt Eu Wt Aug17A	HKD	-	-	0.095	0	0	550,542	0.096	2017/07/27	0.018	2017/07/11	62,640,000	3,306,360	0.225	2016/03/16	0.066	2016/11/25
21722	SGA Societe Generale Acceptance N.V.-Stanchart Eu Wt Dec 17A	HKD	0.203	0.084	0.101	18,255,000	2,473,580	1,668,691	0.203	2017/08/01	0.070	2017/04/21	95,845,000	11,035,055	0.131	2016/01/04	0.029	2016/02/25
17157	SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Aug18A	HKD	0.620	0.520	0.610	3,176,000	1,726,280	764,408	0.620	2017/08/28	0.295	2017/01/16	20,908,000	7,667,710	0.405	2016/01/04	0.270	2016/06/28
25991	SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Nov17A	HKD	-	-	0.500	0	0	98,441	0.410	2017/07/18	0.185	2017/05/08	4,958,000	1,185,340	0.260	2016/11/29	0.170	2016/06/28
12242	SGA Societe Generale Acceptance NV-CSOP A50 ETF Eu Wt Oct18A	HKD	0.285	0.210	0.280	1,154,000	272,722	1,160,485	0.285	2017/08/30	0.083	2017/05/09	95,002,000	12,086,152	0.226	2016/01/08	0.093	2016/11/09
18871	SGA Societe Generale Acceptance NV-Minsheng Bk Eu Wt Dec 17A	HKD	0.010	0.010	0.010	185,000	1,850	56,355	0.053	2017/02/16	0.010	2017/08/28	21,055,000	524,765	0.073	2016/10/06	0.028	2016/12/23
20898	SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Aug17A	HKD	-	-	0.010	0	0	20,883	0.018	2017/02/15	0.010	2017/04/07	42,900,000	577,220	0.043	2016/10/24	0.010	2016/12/28
11606	SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep17A	HKD	0.485	0.450	0.470	236,000	112,200	247,357	0.495	2017/07/19	0.218	2017/01/03	6,468,000	2,164,810	0.310	2016/11/11	0.076	2016/02/03
17071	SGA Societe Generale Acceptance NV-Yanzhou Coal Eu Wt Sep18A	HKD	0.213	0.139	0.193	55,522,000	10,081,870	4,232,610	0.213	2017/08/09	0.069	2017/06/01	188,040,000	26,713,524	0.145	2016/10/24	0.035	2016/02/03
13566	Standard Chartered Bank - A50 China Euro Warrants Aug 2018 A	HKD	0.490	0.490	0.520	4,000	1,960	57,893	0.530	2017/07/17	0.290	2017/02/01	44,495,000	14,419,200	0.375	2016/01/04	0.213	2016/01/28
17834	Standard Chartered Bank - A50 China Euro Warrants Sep 2018 A	HKD	-	-	0.242	0	0	0	0.111	2017/01/04	0.110	2017/01/04	300,000	33,100	0.141	2016/03/02	0.128	2016/02/29
23003	Standard Chartered Bank - BYD European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	0	0.050	2017/02/08	0.050	2017/02/08	5,000	250	0.110	2016/07/18	0.031	2016/12/05
24269	Standard Chartered Bank - BYD European Warrants Feb 2018 A	HKD	-	-	0.061	0	0	5,744	0.078	2017/06/26	0.077	2017/06/26	445,000	34,465	0.154	2016/03/29	0.095	2016/12/05
22405	Standard Chartered Bank - CGN Power European Warrants Oct17A	HKD	-	-	0.010	0	0	933	0.010	2017/03/21	0.010	2017/03/21	2,360,000	23,600	0.049	2016/01/08	0.020	2016/10/11
14135	Standard Chartered Bank - China Cinda Euro Wts Dec 2017 A	HKD	0.010	0.010	0.010	300,000	3,000	1,500	0.015	2017/03/21	0.010	2017/08/21	730,000	9,450	0.028	2016/03/04	0.013	2016/03/08
19122	Standard Chartered Bank - China Railway Euro Wts Dec 2017 A	HKD	-	-	0.030	0	0	0	-	-	-	-	0	0	0.120	2016/04/01	0.120	2016/04/01
14230	Standard Chartered Bank - CITIC European Warrants Dec 2017 A	HKD	-	-	0.030	0	0	2,333	0.035	2017/04/28	0.035	2017/04/28	400,000	14,000	0.206	2016/01/12	0.084	2016/11/09
17055	Standard Chartered Bank - CKH European Warrants Aug 2017 A	HKD	-	-	0.570	0	0	96,750	0.530	2017/05/25	0.410	2017/03/20	1,290,000	584,800	0.420	2016/11/04	0.246	2016/07/06
22756	Standard Chartered Bank - CKP European Warrants Dec 2017 A	HKD	0.050	0.023	0.031	2,485,000	79,205	18,573	0.050	2017/08/09	0.010	2017/05/22	4,660,000	112,835	0.049	2016/03/17	0.018	2016/11/11
22287	Standard Chartered Bank - CNOOC European Warrants Feb 2018 A	HKD	-	-	0.030	0	0	0	-	-	-	-	0	0	-	-	-	-
17144	Standard Chartered Bank - CRRC European Warrants Sep 2017 A	HKD	-	-	0.020	0	0	0	0.100	2017/02/23	0.100	2017/02/23	206,000	20,600	-	-	-	-
13567	Standard Chartered Bank - CSOP A50 ETF Euro Wts Aug 2018 A	HKD	-	-	0.495	0	0	1,350	0.410	2017/05/15	0.400	2017/07/04	20,000	8,100	0.375	2016/03/09	0.375	2016/03/09
17592	Standard Chartered Bank - HKEX European Warrants Aug 2018 A	HKD	0.034	0.034	0.035	60,000	2,040	6,415	0.046	2017/07/05	0.026	2017/07/05	1,030,000	38,490	0.118	2016/01/18	0.085	2016/07/14
19011	Standard Chartered Bank - KECL European Warrants Aug 2017 A	HKD	0.016	0.010	0.010	2,740,000	33,200	65,260	0.072	2017/04/07	0.010	2017/08/10	20,500,000	461,560	0.084	2016/03/30	0.037	2016/01/20
19260	Standard Chartered Bank - Ping An European Wts Sep 2017 A	HKD	-	-	0.325	0	0	66,028	0.255	2017/07/21	0.045	2017/04/26	2,705,000	399,220	0.133	2016/01/05	0.067	2016/02/04
17056	Standard Chartered Bank - SHK P European Put Wts Aug 2017 A	HKD	-	-	0.020	0	0	58,980	0.146	2017/01/18	0.032	2017/06/15	8,450,000	547,080	0.365	2016/01/27	0.166	2016/07/28
14366	Standard Chartered Bank - SHK P European Warrants Oct 2017 A	HKD	-	-	0.470	0	0	8,575	0.415	2017/06/14	0.300	2017/02/16	230,000	82,950	0.390	2016/09/08	0.117	2016/02/03
14591	Standard Chartered Bank -YZ Coal European Wts Sep 2017 A	HKD	0.455	0.450	0.430	130,000	58,650	122,082	0.455	2017/08/10	0.232	2017/06/02	2,326,000	733,020	0.280	2016/10/20	0.088	2016/01/21
14068	UBS AG - A50 China European Warrants Aug 2017 A	HKD	0.670	0.163	0.475	5,802,200	1,939,035	N/A	0.670	2017/08/02	0.100	2017/05/09	322,640,500	82,155,516	-	-	-	-
14883	UBS AG - A50 China European Warrants Aug 2018 A	HKD	-	-	0.600	0	0	0	-	-	-	-	0	0	0.320	2016/10/05	0.270	2016/01/11
15351	UBS AG - A50 China European Warrants Dec 2017 A	HKD	-	-	0.435	0	0	0	0.200	2017/01/26	0.160	2017/01/03	9,640,000	1,706,188	0.166	2016/12/22	0.153	2016/12/29
16376	UBS AG - A50 China European Warrants Dec 2017 B	HKD	0.710	0.250	0.570	164,860,900	71,150,625	N/A	0.710	2017/08/30	0.250	2017/08/11	379,209,400	140,277,071	-	-	-	-
16449	UBS AG - A50 China European Warrants Dec 2017 C	HKD	-	-	1.460	0	0	N/A	0.710	2017/06/29	0.510	2017/06/19	1,259,000	745,740	-	-	-	-
25899	UBS AG - A50 China European Warrants Jan 2018 A	HKD	0.390	0.247	0.310	115,753,000	37,493,464	N/A	0.390	2017/08/30	0.247	2017/08/09	131,700,000	41,958,084	-	-	-	-
14658	UBS AG - A50 China European Warrants Sep 2018 A	HKD	0.214	0.127	0.205	4,648,000	771,511	65,492,374	0.214	2017/08/30	0.066	2017/05/09	4,641,362,000	471,152,388	0.157	2016/01/06	0.081	2016/02/03
13421	UBS AG - AAC Acoustic European Warrants Oct 2017 A	HKD	0.550	0.168	0.530	43,250,000	10,274,900	19,140,708	0.550	2017/08/31	0.077	2017/01/13	1,424,600,000	161,584,650	0.250	2016/09/23	0.057	2016/12/20
13683	UBS AG - AAC Acoustic European Warrants Oct 2017 B	HKD	0.620	0.350	0.660	3,250,000	1,230,500	2,364,983	0.620	2017/08/28	0.106	2017/01/03	117,350,000	23,224,450	0.195	2016/11/10	0.094	2016/12/13
25158	UBS AG - AAC Tech European Put Warrants Feb 2018 B	HKD	0.174	0.081	0.081	66,950,000	9,745,800	N/A	0.200	2017/07/27	0.081	2017/08/30	78,350,000	11,948,250	-	-	-	-
15944	UBS AG - AAC Tech European Put Warrants Jan 2018 A	HKD	0.154	0.099	0.072	34,300,000	4,403,800	N/A	0.247	2017/06/07	0.099	2017/08/24	179,100,000	36,930,800	-	-	-	-
15081	UBS AG - AAC Tech European Put Warrants Mar 2018 A	HKD	0.148	0.055	0.055	125,500,000	14,015,150	N/A	0.290	2017/05/18	0.055	2017/08/31	907,100,000	169,981,500	-	-	-	-
28134	UBS AG - AAC Tech European Put Warrants Mar 2018 D	HKD	0.255	0.124	0.128	425,980,000	62,418,040	N/A	0.255	2017/08/07	0.124	2017/08/31	425,980,000	62,418,040	-	-	-	-
28122	UBS AG - AAC Tech European Warrants Apr 2018 A	HKD	0.330	0.144	0.295	311,450,000	83,438,710	N/A	0.330	2017/08/30	0.144	2017/08/11	311,450,000	83,438,710	-	-	-	-
28132	UBS AG - AAC Tech European Warrants Apr 2018 B	HKD	0.360	0.360	0.610	80,000	28,800	N/A	0.360	2017/08/04	0.360	2017/08/04	80,000	28,800	-	-	-	-
28133	UBS AG - AAC Tech European Warrants Apr 2018 C	HKD	0.400	0.395	0.660	480,000	190,600	N/A	0.400	2017/08/04	0.395	2017/08/04	480,000	190,600	-	-	-	-
14618	UBS AG - AAC Tech European Warrants Aug 2018 A	HKD	0.400	0.155	0.385	216,150,000	42,215,500	N/A	0.400	2017/08/30	0.117	2017/05/18	2,512,550,000	580,133,150	-	-	-	-
15879	UBS AG - AAC Tech European Warrants Dec 2017 A	HKD	-	-	0.550	0	0	N/A	0.440	2017/07/20	0.239	2017/06/23	105,995,000	28,843,290	-	-	-	-
14079	UBS AG - AAC Tech European Warrants Feb 2018 A	HKD	0.470	0.171	0.445	18,630,000	3,919,575	N/A	0.470	2017/08/30	0.093	2017/05/18	1,609,780,000	272,979,095	-	-	-	-
28143	UBS AG - AAC Tech European Warrants Feb 2018 C	HKD	0.740	0.520	1.390	11,490,000	7,345,950	N/A	0.740	2017/08/25	0.520	2017/08/11	11,490,000	7,345,950	-	-	-	-
16098	UBS AG - AAC Tech European Warrants Jan 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
25174	UBS AG - AAC Tech European Warrants Jul 2018 A	HKD	0.310	0.137	0.310	157,095,000	25,960,325	N/A	0.310	2017/08/30	0.137	2017/08/11	178,435,000	29,205,600	-	-	-	-
15225	UBS AG - AAC Tech European Warrants Mar 2018 B	HKD	0.325	0.112	0.300	421,250,000	60,702,400	N/A	0.325	2017/08/30	0.112	2017/08/11	919,450,000	164,196,000	-	-	-	-
28130	UBS AG - AAC Tech European Warrants Mar 2018 C	HKD	0.243	0.156	0.370	112,065,000	21,635,755	N/A	0.243	2017/08/25	0.156	2017/08/11	112,065,000	21,635,755	-	-	-	-
28311	UBS AG - AAC Tech European Warrants Nov 2017 A	HKD	0.470	0.116	0.455	20,815,000	4,542,765	20,938,379	0.470	2017/08/30	0.072	2017/05/18	982,895,000	128,131,855	-	-	-	-
15890	UBS AG - AAC Tech European Warrants Nov 2017 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14606	UBS AG - AAC Tech European Warrants Oct 2017 C	HKD	0.450	0.095	0.420	30,580,000	6,663,105	N/A	0.450	2017/08/31	0.061	2017/05/18	1,102,975,000	109,119,395	-	-	-	-
27832	UBS AG - Agile Ppt European Warrants Feb 2018 A	HKD	0.620	0.280	0.530	13,636,000	5,860,770	N/A	0.620	2017/08/30	0.280	2017/08/18	13,636,000	5,860,770	-	-	-	-
16930	UBS AG - Agile Ppt European Warrants Jan 2018 A	HKD	1.890	0.940	1.700	4,072,000	5,882,560	N/A	1.980	2017/07/27	0.720	2017/06/27	30,322,000	31,037,700	-	-	-	-
22808	UBS AG - Agricultural Bank European Warrants Jan 2018 A	HKD	0.192	0.114	0.123	276,867,000	41,109,927	N/A	0.192	2017/08/02	0.114	2017/08/11	328,267,000	50,364,205	-	-	-	-
16523	UBS AG - Agricultural Bank European Warrants Nov 2017 A	HKD	0.113	0.059	0.061	42,544,000	3,738,470	N/A	0.124	2017/07/04	0.059	2017/08/21	134,188,000	13,425,964	-	-	-	-
11888	UBS AG - Agricultural Bank European Warrants Oct 2017 A	HKD	0.077	0.035	0.038	226,599,000	14,132,944	N/A	0.143	2017/04/05	0.025	2017/07/10	1,029,621,000	57,079,207	-	-	-	-
29225	UBS AG - AIA European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.200	2017/03/03	0.011	2017/05/17	3,416,382,000	381,347,288	-	-	-	-
28306	UBS AG - AIA European Put Warrants Jan 2018 B	HKD	0.275	0.233	0.215	2,108,000	540,920	N/A	0.275	2017/08/18	0.233	2017/08/10	2,108,000	540,920	-	-	-	-
22368	UBS AG - AIA European Put Warrants Nov 2017 A	HKD	0.098	0.056	0.064	472,800,000	30,977,304	N/A	0.127	2017/07/20	0.056	2017/08/08	664,980,000	50,192,302	-	-	-	-
16579	UBS AG - AIA European Put Warrants Oct 2017 B	HKD	0.020	0.010	0.017	1,812,000	21,832	N/A	0.150	2017/06/13	0.010	2017/08/08	1,187,572,000	79,574,070	-	-	-	-
15038	UBS AG - AIA European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	N/A	0.129	2017/05/08	0.025	2017/06/30	688,796,000	44,750,690	-	-	-	-
27085	UBS AG - AIA European Warrants Aug 2017 A	HKD	-	-	0.580	0	0	83,628,299	0.620	2017/07/26	0.058	2017/04/19	8,845,778,000	1,223,931,678	-	-	-	-
28758	UBS AG - AIA European Warrants Dec 2017 A	HKD	0.560	0.560	0.560	20,000	11,200	159,271,704	0.560	2017/08/24	0.128	2017/04/19	3,907,540,000	955,993,496	-	-	-	-
15602	UBS AG - AIA European Warrants Dec 2017 B	HKD	0.270	0.126	0.173	7,270,000	1,444,160	N/A	0.315	2017/05/15	0.099	2017/07/07	3,396,570,000	561,134,582	-	-	-	-
17062	UBS AG - AIA European Warrants Dec 2017 C	HKD	0.137	0.046	0.068	24,164,000	2,335,732	N/A	0.137	2017/08/02	0.046	2017/08/18	2,607,286,000	273,280,948	-	-	-	-
21382	UBS AG - AIA European Warrants Jan 2018 A	HKD	0.470	0.255	0.340	4,920,000	1,886,560	N/A	0.470	2017/08/02	0.255	2017/08/21	1,484,274,000	531,652,780	-	-	-	-
26086	UBS AG - AIA European Warrants Mar 2018 A	HKD	0.285	0.207	0.194	35,096,000	8,414,694	N/A	0.285	2017/08/02	0.207	2017/08/10	48,118,000	11,566,960	-	-	-	-
25436	UBS AG - AIA European Warrants Nov 2017 B	HKD	0.216	0.090	0.103	5,595,816,000	826,416,648	N/A	0.216	2017/08/01	0.090	2017/08/21	8,021,324,000	1,276,037,298	-	-	-	-
15078	UBS AG - AIA European Warrants Oct 2017 A	HKD	0.430	0.200	0.270	11,554,000	3,709,706	N/A	0.430	2017/08/02	0.118	2017/07/04	7,299,924,000	1,390,017,872	-	-	-	-
12899	UBS AG - AIA European Warrants Sep 2017 A	HKD	0.670	0.320	0.520	3,200,000	1,690,770	N/A	0.670	2017/08/02	0.096	2017/04/24	2,476,988,000	303,694,614	-	-	-	-
27595	UBS AG - Anhui Conch European Warrants Feb 2018 A	HKD	0.183	0.134	0.151	80,690,000	13,425,770	N/A	0.183	2017/08/08	0.134	2017/08/22	80,690,000	13,425,770	-	-	-	-
13625	UBS AG - Anhui Conch European Warrants Sep 2017 A	HKD	0.052	0.011	0.016	26,245,000	1,068,550	N/A	0.196	2017/04/13	0.011	2017/08/22	413,290,000	26,075,770	-	-	-	-
28967	UBS AG - BankComm European Warrants Aug 2017 A	HKD	-	-	0.018	0	0	5,923,185	0.255	2017/02/28	0.020	2017/05/23	270,848,000	35,539,614	-	-	-	-
16383	UBS AG - BankComm European Warrants Nov 2017 A	HKD	0.158	0.061	0.093	175,263,000	19,374,876	N/A	0.211	2017/06/06	0.061	2017/08/21	203,143,000	23,565,094	-	-	-	-
28250	UBS AG - BEA European Warrants Oct 2017 A	HKD	0.130	0.087	0.114	2,812,000	309,282	704,258	0.246	2017/02/22	0.063	2017/07/04	50,548,000	7,118,098	-	-	-	-
17921	UBS AG - BOC HK European Warrants Apr 2018 A	HKD	0.223	0.122	0.151	643,585,000	108,024,240	N/A	0.223	2017/08/02	0.122	2017/08/18	684,650,000	115,649,360	-	-	-	-
21092	UBS AG - BOC HK European Warrants Dec 2017 A	HKD	0.700	0.700	0.770	15,000	10,500	4,109,498	0.700	2017/08/25	0.172	2017/04/19	241,670,000	56,109,700	-	-	-	-
13522	UBS AG - BOC HK European Warrants Jan 2018 A	HKD	0.485	0.440	0.485	50,000	22,450	N/A	0.485	2017/08/01	0.130	2017/04/19	104,590,000	19,365,465	-	-	-	-
17263	UBS AG - BOC HK European Warrants Jan 2018 B	HKD	0.310	0.165	0.260	204,345,000	50,202,525	N/A	0.310	2017/08/30	0.165	2017/08/18	374,710,000	83,412,395	-	-	-	-
28454	UBS AG - BOCL European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	8,098,657	0.255	2017/03/10	0.016	2017/07/12	440,633,000	48,817,942	-	-	-	-
22375	UBS AG - BOCL European Put Warrants Feb 2018 A	HKD	0.168	0.084	0.084	177,254,000	17,299,452	N/A	0.202	2017/07/25	0.084	2017/08/31	188,128,000	19,421,154	-	-	-	-
14806	UBS AG - BOCL European Warrants Aug 2017 A	HKD	0.100	0.010	0.010	146,406,000	5,527,167	38,433,548	0.290	2017/02/16	0.010	2017/08/22	2,513,044,000	259,604,296	-	-	-	-
11865	UBS AG - BOCL European Warrants Aug 2017 C	HKD	0.018	0.011	0.010	2,514,000	31,228	N/A	0.078	2017/04/10	0.011	2017/08/01	1,034,131,000	38,994,714	-	-	-	-
15596	UBS AG - BOCL European Warrants Dec 2017 A	HKD	0.425	0.194	0.385	66,259,000	15,076,018	N/A	0.425	2017/08/30	0.194	2017/08/11	96,452,000	21,732,746	-	-	-	-
29102	UBS AG - BOCL European Warrants Feb 2018 B	HKD	0.245	0.171	0.184	655,072,000	143,924,976	N/A	0.245	2017/08/28	0.171	2017/08/31	655,072,000	143,924,976	-	-	-	-
16381	UBS AG - BOCL European Warrants Jan 2018 A	HKD	0.280	0.119	0.250	323,339,000	58,646,755	N/A	0.280	2017/08/28	0.119	2017/08/11	631,386,000	109,496,602	-	-	-	-
28478	UBS AG - BOCL European Warrants Nov 2017 A	HKD	0.108	0.030	0.078	240,620,000	14,303,179	7,835,305	0.152	2017/03/03	0.030	2017/08/11	959,255,000	47,011,830	-	-	-	-
12846	UBS AG - BOCL European Warrants Sep 2017 A	HKD	-	-	0.019	0	0	N/A	0.086	2017/04/05	0.013	2017/07/10	8,008,000	330,700	-	-	-	-
24182	UBS AG - BYD European Warrants Aug 2017 A	HKD	0.084	0.084	0.075	50,000	4,200	3,798,908	0.108	2017/06/14	0.052	2017/05/16	1,117,600,000	82,703,900	0.250	2016/08/30	0.074	2016/12/28
14754	UBS AG - BYD European Warrants Aug 2017 B	HKD	0.010	0.010	0.010	350,000	3,500	N/A	0.161	2017/04/28	0.010	2017/08/14	311,390,000	26,563,555	-	-	-	-
16839	UBS AG - BYD European Warrants Dec 2017 A	HKD	0.191	0.098	0.105	366,730,000	50,376,715	N/A	0.335	2017/07/06	0.098	2017/08/29	733,750,000	147,585,850	-	-	-	-
16012	UBS AG - BYD European Warrants Oct 2017 A	HKD	0.249	0.094	0.088	46,095,000	9,308,415	N/A	0.455	2017/06/14	0.094	2017/08/29	624,560,000	190,281,505	-	-	-	-
23170	UBS AG - BYD European Warrants Sep 2017 A	HKD	0.018	0.010	0.010	3,850,000	52,000	11,597,892	0.045	2017/06/14	0.010	2017/08/22	3,615,500,000	129,705,400	0.206	2016/03/29	0.029	2016/12/23
16384	UBS AG - CAM CSI300 European Warrants Apr 2018 A	HKD	0.360	0.300	0.360	604,000	197,770	N/A	0.360	2017/08/28	0.221	2017/06/06	5,144,000	1,329,146	-	-	-	-
14078	UBS AG - CAM CSI300 European Warrants Aug 2017 A	HKD	0.155	0.032	0.154	76,784,000	7,981,500	N/A	0.155	2017/08/22	0.032	2017/08/11	898,722,000	81,239,384	-	-	-	-
17200	UBS AG - CAM CSI300 European Warrants Feb 2018 A	HKD	0.212	0.120	0.182	59,010,000	11,369,064	N/A	0.212	2017/08/28	0.120	2017/08/11	373,816,000	57,630,026	-	-	-	-
25434	UBS AG - CAM CSI300 European Warrants Jun 2018 A	HKD	0.218	0.182	0.199	28,888,000	6,084,604	N/A	0.218	2017/08/28	0.157	2017/07/26	30,048,000	6,270,464	-	-	-	-
16299	UBS AG - Cathay Pacific European Warrants Dec 2017 A	HKD	0.530	0.212	0.219	13,638,000	4,372,705	N/A	0.860	2017/06/14	0.212	2017/08/31	20,791,000	9,165,065	-	-	-	-
14923	UBS AG - Cathay Pacific European Warrants Feb 2019 A	HKD	0.193	0.130	0.134	147,570,000	23,473,050	N/A	0.236	2017/06/08	0.130	2017/08/31	512,940,000	97,801,520	-	-	-	-
28500	UBS AG - CC Bank European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	16,680,183	0.236	2017/03/10	0.014	2017/07/11	851,114,000	105,379,880	-	-	-	-
29751	UBS AG - CC Bank European Put Warrants Jan 2018 B	HKD	0.152	0.118	0.141	158,694,000	20,153,311	N/A	0.152	2017/08/31	0.118	2017/08/30	158,694,000	20,153,311	-	-	-	-
16469	UBS AG - CC Bank European Put Warrants Oct 2017 B	HKD	0.099	0.020	0.022	205,986,000	11,463,634	N/A	0.295	2017/06/09	0.020	2017/08/28	508,417,000	45,586,206	-	-	-	-
28612	UBS AG - CC Bank European Warrants Aug 2017 B	HKD	0.020	0.010	0.010	3,554,000	51,561	62,735,562	0.222	2017/02/23	0.010	2017/08/07	3,715,060,000	377,167,609	-	-	-	-
13831	UBS AG - CC Bank European Warrants Aug 2017 C	HKD	0.230	0.037	0.067	31,625,000	4,825,641	N/A	0.300	2017/07/27	0.025	2017/07/07	2,236,687,000	257,131,091	-	-	-	-
21422	UBS AG - CC Bank European Warrants Dec 2017 A	HKD	0.540	0.520	0.690	244,000	127,960	N/A	0.540	2017/08/03	0.490	2017/07/26	1,504,000	766,650	-	-	-	-
27605	UBS AG - CC Bank European Warrants Dec 2017 B	HKD	0.540	0.270	0.395	6,824,000	2,769,545	N/A	0.540	2017/08/28	0.270	2017/08/21	6,824,000	2,769,545	-	-	-	-
22378	UBS AG - CC Bank European Warrants Jan 2018 A	HKD	0.400	0.226	0.255	1,156,694,000	368,964,597	N/A	0.400	2017/08/28	0.189	2017/07/28	1,336,521,000	408,316,133	-	-	-	-
12832	UBS AG - CC Bank European Warrants Nov 2017 A	HKD	0.172	0.055	0.093	2,714,194,000	256,848,897	N/A	0.172	2017/08/30	0.055	2017/08/11	4,351,961,000	394,252,207	-	-	-	-
16342	UBS AG - CC Bank European Warrants Nov 2017 B	HKD	0.440	0.134	0.275	1,379,851,000	272,323,058	N/A	0.440	2017/08/28	0.120	2017/07/11	3,403,285,000	614,350,309	-	-	-	-
15021	UBS AG - CC Bank European Warrants Oct 2017 A	HKD	0.270	0.044	0.118	152,221,000	24,648,515	N/A	0.270	2017/08/28	0.034	2017/07/07	4,251,279,000	447,137,138	-	-	-	-
15223	UBS AG - CC Bank European Warrants Sep 2017 A	HKD	0.445	0.065	0.220	66,389,000	12,925,102	N/A	0.445	2017/08/28	0.038	2017/07/07	8,196,930,000	796,082,933	-	-	-	-
19704	UBS AG - CGN Power European Warrants Oct 2017 A	HKD	-	-	0.018	0	0	12,833	0.025	2017/03/02	0.018	2017/03/22	3,600,000	77,000	0.083	2016/01/06	0.038	2016/09/15
28916	UBS AG - CGS European Warrants Aug 2017 A	HKD	0.013	0.010	0.010	212,000	2,750	701,883	0.580	2017/03/02	0.010	2017/08/17	40,065,500	4,315,878	-	-	-	-
17017	UBS AG - CGS European Warrants Nov 2017 A	HKD	0.139	0.110	0.125	1,260,000	158,670	55,530	0.242	2017/02/16	0.110	2017/08/11	3,355,000	547,810	0.305	2016/04/14	0.165	2016/02/15
15813	UBS AG - CGS European Warrants Nov 2017 B	HKD	0.355	0.120	0.164	44,550,500	12,793,396	N/A	0.630	2017/05/26	0.120	2017/08/21	127,652,500	46,671,334	-	-	-	-
16938	UBS AG - Ch Comm Cons European Warrants Nov 2018 A	HKD	0.175	0.137	0.139	204,010,000	29,878,450	N/A	0.208	2017/07/19	0.137	2017/08/18	274,860,000	42,867,590	-	-	-	-
13605	UBS AG - Ch Comm Cons European Warrants Oct 2017 A	HKD	0.040	0.015	0.016	32,532,000	960,917	N/A	0.660	2017/04/13	0.015	2017/08/30	340,324,000	74,218,745	-	-	-	-
23452	UBS AG - Ch LongYuan European Warrants Jun 2018 A	HKD	0.119	0.100	0.100	8,020,000	888,520	3,655,957	0.260	2017/02/16	0.099	2017/07/28	191,450,000	37,969,870	-	-	-	-
29489	UBS AG - Ch Molybdenum European Warrants Feb 2018 A	HKD	0.470	0.315	0.475	3,543,000	1,360,800	N/A	0.470	2017/08/31	0.315	2017/08/21	3,543,000	1,360,800	-	-	-	-
25869	UBS AG - Ch Molybdenum European Warrants Jan 2018 A	HKD	0.485	0.112	0.235	137,985,000	43,750,080	N/A	0.485	2017/08/02	0.112	2017/08/16	179,439,000	56,269,575	-	-	-	-
28793	UBS AG - Ch Oilfield European Warrants Sep 2018 A	HKD	0.155	0.104	0.104	32,360,000	4,479,680	N/A	0.155	2017/08/10	0.104	2017/08/31	32,360,000	4,479,680	-	-	-	-
16344	UBS AG - Ch Railway Cons European Warrants Dec 2018 A	HKD	0.158	0.132	0.137	8,780,000	1,287,975	N/A	0.194	2017/07/19	0.132	2017/08/11	45,700,000	7,569,665	-	-	-	-
26316	UBS AG - CHALCO European Warrants Aug 2017 A	HKD	0.175	0.036	0.055	11,720,000	1,140,454	3,325,752	0.415	2017/02/15	0.014	2017/07/12	327,724,000	59,826,374	-	-	-	-
17042	UBS AG - CHALCO European Warrants Dec 2017 A	HKD	1.660	0.730	1.400	1,446,000	1,503,740	N/A	1.660	2017/08/09	0.270	2017/06/28	74,100,000	35,268,800	-	-	-	-
29421	UBS AG - CHALCO European Warrants Feb 2018 A	HKD	0.445	0.285	0.420	5,838,000	1,971,990	N/A	0.445	2017/08/31	0.285	2017/08/25	5,838,000	1,971,990	-	-	-	-
27603	UBS AG - CHALCO European Warrants Jan 2018 A	HKD	0.810	0.315	0.570	237,730,000	103,744,930	N/A	0.810	2017/08/09	0.315	2017/08/02	237,730,000	103,744,930	-	-	-	-
27210	UBS AG - Chi Res Land European Warrants Mar 2018 A	HKD	0.300	0.195	0.260	54,220,000	11,583,760	12,026,817	0.365	2017/03/17	0.159	2017/05/05	299,800,000	72,716,100	-	-	-	-
28146	UBS AG - Chi Res Land European Warrants Mar 2018 B	HKD	0.217	0.160	0.197	2,240,000	369,080	N/A	0.217	2017/08/08	0.160	2017/08/28	2,240,000	369,080	-	-	-	-
20532	UBS AG - China Cinda European Warrants Aug 2017 A	HKD	0.230	0.010	0.010	20,551,000	2,484,033	3,943,380	0.325	2017/02/23	0.010	2017/08/22	311,504,000	42,766,629	-	-	-	-
14436	UBS AG - China Cinda European Warrants Dec 2017 A	HKD	-	-	0.016	0	0	0	-	-	-	-	0	0	0.026	2016/01/11	0.015	2016/09/12
23532	UBS AG - China Cinda European Warrants Jan 2018 A	HKD	0.430	0.152	0.154	79,410,000	20,594,012	N/A	0.430	2017/08/07	0.152	2017/08/31	150,108,000	42,130,302	-	-	-	-
26870	UBS AG - China Cinda European Warrants Jan 2018 B	HKD	0.355	0.106	0.106	30,204,000	9,928,154	N/A	0.355	2017/08/07	0.106	2017/08/31	30,554,000	10,017,604	-	-	-	-
15324	UBS AG - China Coal European Warrants Aug 2018 A	HKD	0.690	0.480	0.500	2,928,000	1,664,715	N/A	0.690	2017/08/04	0.380	2017/06/12	61,078,000	28,397,010	-	-	-	-
16136	UBS AG - China East Air European Warrants Jan 2018 A	HKD	0.430	0.265	0.305	10,394,000	3,641,170	N/A	0.850	2017/06/01	0.265	2017/08/28	36,290,000	22,241,620	-	-	-	-
23713	UBS AG - China EB Int'l European Warrants Dec 2017 A	HKD	0.101	0.061	0.061	22,110,000	1,819,690	1,520,660	0.215	2017/03/15	0.061	2017/08/31	98,320,000	11,529,280	-	-	-	-
23036	UBS AG - China Life European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	20,030,362	0.166	2017/02/03	0.010	2017/05/24	10,829,560,000	808,520,410	-	-	-	-
12890	UBS AG - China Life European Put Warrants Nov 2017 A	HKD	0.137	0.041	0.055	1,761,860,000	97,777,070	N/A	0.214	2017/03/28	0.041	2017/08/28	5,744,110,000	524,337,220	-	-	-	-
16471	UBS AG - China Life European Put Warrants Nov 2017 C	HKD	0.152	0.143	0.151	251,340,000	37,678,200	N/A	0.247	2017/06/20	0.143	2017/08/30	253,120,000	38,053,130	-	-	-	-
28235	UBS AG - China Life European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	76,309,350	0.155	2017/03/06	0.012	2017/06/12	5,159,950,000	458,665,210	-	-	-	-
18549	UBS AG - China Life European Warrants Apr 2018 A	HKD	0.176	0.158	0.159	3,150,000	520,240	N/A	0.182	2017/07/31	0.158	2017/08/31	3,350,000	556,540	-	-	-	-
15913	UBS AG - China Life European Warrants Aug 2017 A	HKD	-	-	0.315	0	0	0	0.255	2017/01/10	0.250	2017/01/10	280,000	71,000	-	-	-	-
24667	UBS AG - China Life European Warrants Aug 2017 C	HKD	0.153	0.010	0.010	79,360,000	6,466,650	312,114,553	0.239	2017/02/15	0.010	2017/08/22	21,819,810,000	2,983,275,640	-	-	-	-
12867	UBS AG - China Life European Warrants Dec 2017 A	HKD	0.082	0.040	0.054	4,260,000	241,310	N/A	0.139	2017/03/28	0.040	2017/08/22	8,397,850,000	676,151,840	-	-	-	-
16646	UBS AG - China Life European Warrants Dec 2017 B	HKD	0.105	0.038	0.053	7,382,832,000	590,475,126	N/A	0.154	2017/07/17	0.038	2017/08/18	11,663,650,000	1,082,372,527	-	-	-	-
14713	UBS AG - China Life European Warrants Jan 2018 A	HKD	0.199	0.088	0.140	12,542,150,000	1,642,799,650	336,761,917	0.260	2017/02/15	0.088	2017/08/18	15,032,690,000	2,108,524,880	0.161	2016/12/14	0.152	2016/12/14
22638	UBS AG - China Life European Warrants Mar 2018 A	HKD	-	-	0.120	0	0	N/A	0.185	2017/07/19	0.182	2017/07/19	180,000	33,030	-	-	-	-
14930	UBS AG - China Life European Warrants Nov 2017 B	HKD	0.191	0.075	0.126	4,380,030,000	368,234,490	N/A	0.243	2017/05/31	0.075	2017/08/18	19,497,060,000	2,626,537,430	-	-	-	-
24919	UBS AG - China Life European Warrants Oct 2017 A	HKD	-	-	0.335	0	0	0	0.260	2017/02/06	0.250	2017/01/27	280,000	72,150	-	-	-	-
28494	UBS AG - China Life European Warrants Oct 2017 B	HKD	0.060	0.011	0.022	30,590,000	855,140	420,200,157	0.180	2017/03/17	0.011	2017/08/24	29,193,550,000	2,521,200,940	-	-	-	-
15945	UBS AG - China Life European Warrants Oct 2017 C	HKD	0.095	0.025	0.049	31,780,000	2,084,270	N/A	0.146	2017/05/23	0.025	2017/08/18	9,549,050,000	1,154,453,070	-	-	-	-
23072	UBS AG - China Mengniu European Warrants Dec 2017 A	HKD	0.198	0.057	0.188	186,690,000	18,826,030	6,891,518	0.234	2017/02/13	0.057	2017/08/08	483,300,000	64,871,440	-	-	-	-
11779	UBS AG - China Mobile European Put Warrants Jun 2018 A	HKD	0.100	0.091	0.095	119,200,000	11,096,600	2,325,667	0.127	2017/07/12	0.091	2017/08/11	147,700,000	13,954,000	0.155	2016/07/28	0.088	2016/10/11
15678	UBS AG - China Mobile European Put Warrants Nov 2017 B	HKD	0.126	0.030	0.034	692,175,000	79,206,540	N/A	0.350	2017/07/07	0.030	2017/08/31	2,395,295,000	477,044,235	-	-	-	-
14369	UBS AG - China Mobile European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.131	2017/04/27	0.010	2017/07/21	14,491,840,000	1,316,435,075	-	-	-	-
23513	UBS AG - China Mobile European Warrants Dec 2017 A	HKD	0.215	0.096	0.104	9,574,680,000	1,450,787,495	N/A	0.215	2017/08/14	0.096	2017/08/31	9,574,680,000	1,450,787,495	-	-	-	-
27161	UBS AG - China Mobile European Warrants Feb 2018 A	HKD	0.280	0.265	0.380	585,000	157,575	N/A	0.280	2017/08/01	0.265	2017/08/03	585,000	157,575	-	-	-	-
29491	UBS AG - China Mobile European Warrants Feb 2018 B	HKD	0.255	0.250	0.241	150,000	37,875	N/A	0.255	2017/08/22	0.250	2017/08/22	150,000	37,875	-	-	-	-
21272	UBS AG - China Mobile European Warrants Jan 2018 A	HKD	-	-	0.590	0	0	N/A	0.440	2017/07/21	0.375	2017/07/18	1,180,000	461,025	-	-	-	-
23734	UBS AG - China Mobile European Warrants Nov 2017 A	HKD	0.018	0.010	0.010	25,000,000	346,900	1,194,908	0.043	2017/02/15	0.010	2017/08/24	27,056,700,000	967,966,350	0.108	2016/02/02	0.026	2016/12/28
18440	UBS AG - China Mobile European Warrants Nov 2017 C	HKD	0.350	0.149	0.214	968,230,000	164,974,560	N/A	0.350	2017/08/10	0.149	2017/08/03	9,101,665,000	1,732,296,975	-	-	-	-
27220	UBS AG - China Mobile European Warrants Nov 2017 D	HKD	0.270	0.128	0.191	3,073,740,000	430,270,090	N/A	0.270	2017/08/14	0.128	2017/08/08	3,073,740,000	430,270,090	-	-	-	-
15332	UBS AG - China Mobile European Warrants Oct 2017 A	HKD	0.200	0.063	0.085	43,885,000	5,004,880	N/A	0.325	2017/05/11	0.051	2017/07/11	19,851,550,000	2,742,432,490	-	-	-	-
28917	UBS AG - China Mobile European Warrants Sep 2017 A	HKD	-	-	0.010	0	0	174,928,654	0.260	2017/03/21	0.015	2017/07/13	6,404,170,000	1,144,047,295	-	-	-	-
16025	UBS AG - China Mobile European Warrants Sep 2017 B	HKD	0.090	0.011	0.011	30,885,000	1,230,285	N/A	0.220	2017/05/23	0.011	2017/08/31	17,809,060,000	2,224,569,395	-	-	-	-
25513	UBS AG - China National Building European Wts Aug 2017 A	HKD	-	-	0.010	0	0	11,189,601	0.950	2017/03/02	0.010	2017/07/24	373,368,000	86,374,866	-	-	-	-
11270	UBS AG - China National Building European Wts Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.495	2017/03/16	0.012	2017/07/13	350,722,000	46,608,252	-	-	-	-
29145	UBS AG - China National Building European Wts Jan 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16705	UBS AG - China National Building European Wts Nov 2017 A	HKD	0.410	0.192	0.219	144,030,000	44,538,434	N/A	0.410	2017/08/08	0.192	2017/08/29	221,768,000	68,724,300	-	-	-	-
13195	UBS AG - China Overseas European Warrants Dec 2017 A	HKD	0.205	0.079	0.180	17,560,000	2,499,900	N/A	0.205	2017/08/24	0.059	2017/06/30	591,000,000	61,786,400	-	-	-	-
27851	UBS AG - China Overseas European Warrants Mar 2018 A	HKD	0.260	0.137	0.150	214,460,000	34,758,380	N/A	0.260	2017/08/03	0.137	2017/08/21	214,460,000	34,758,380	-	-	-	-
14756	UBS AG - China Railway European Warrants Oct 2017 A	HKD	0.045	0.016	0.016	14,899,000	468,597	N/A	0.490	2017/05/02	0.016	2017/08/15	267,260,000	49,948,563	-	-	-	-
16016	UBS AG - China Shenhua European Warrants Dec 2017 A	HKD	0.380	0.239	0.335	2,960,000	888,725	N/A	0.380	2017/08/03	0.155	2017/06/20	94,795,000	17,158,670	-	-	-	-
25402	UBS AG - China Shenhua European Warrants Jan 2018 A	HKD	0.280	0.104	0.119	349,515,000	52,394,000	N/A	0.290	2017/07/26	0.104	2017/08/29	481,580,000	87,695,455	-	-	-	-
13748	UBS AG - China Shenhua European Warrants Sep 2017 A	HKD	0.560	0.395	0.520	400,000	182,500	3,627,678	0.560	2017/08/07	0.057	2017/03/10	620,605,000	80,334,175	0.325	2016/11/08	0.105	2016/12/23
28540	UBS AG - China South Air European Warrants Dec 2018 A	HKD	0.165	0.154	0.167	10,600,000	1,740,200	N/A	0.165	2017/08/10	0.154	2017/08/08	10,600,000	1,740,200	-	-	-	-
25373	UBS AG - China Taiping European Warrants Jan 2018 A	HKD	0.265	0.113	0.124	172,194,000	33,708,882	N/A	0.265	2017/08/02	0.113	2017/08/24	180,194,000	35,421,492	-	-	-	-
15814	UBS AG - China Tel European Warrants Nov 2017 A	HKD	0.091	0.050	0.087	78,586,000	6,677,506	N/A	0.192	2017/05/25	0.050	2017/08/17	86,746,000	7,999,520	-	-	-	-
28065	UBS AG - China Unicom European Warrants Dec 2017 A	HKD	0.265	0.191	0.189	2,094,000	444,244	35,643,264	0.265	2017/08/22	0.079	2017/01/17	5,383,164,000	513,935,316	0.152	2016/10/11	0.070	2016/07/20
24489	UBS AG - China Unicom European Warrants Dec 2017 B	HKD	0.960	0.285	0.310	320,422,000	125,883,200	N/A	0.960	2017/08/21	0.285	2017/08/29	386,358,000	157,092,670	-	-	-	-
11235	UBS AG - China Unicom European Warrants Feb 2018 A	HKD	0.325	0.255	0.285	4,704,000	1,402,850	N/A	0.325	2017/08/28	0.255	2017/08/29	4,704,000	1,402,850	-	-	-	-
28998	UBS AG - China Unicom European Warrants Jan 2018 A	HKD	1.500	0.540	0.610	50,856,000	38,278,460	N/A	1.500	2017/08/21	0.540	2017/08/29	50,856,000	38,278,460	-	-	-	-
12105	UBS AG - China Unicom European Warrants Nov 2017 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
18472	UBS AG - China Unicom European Warrants Nov 2017 B	HKD	1.320	0.740	0.830	10,188,000	8,703,140	N/A	1.320	2017/08/14	0.660	2017/07/12	19,220,000	15,489,720	-	-	-	-
21963	UBS AG - China Unicom European Warrants Oct 2017 A	HKD	0.100	0.015	0.018	797,980,000	31,952,940	44,760,047	0.100	2017/08/21	0.015	2017/08/29	5,633,820,000	268,888,760	0.102	2016/03/30	0.029	2016/07/15
15534	UBS AG - China Vanke European Warrants Aug 2017 A	HKD	-	-	0.121	0	0	2,338,733	0.280	2017/03/13	0.056	2017/05/18	191,942,000	23,445,281	0.208	2016/12/30	0.192	2016/12/29
29227	UBS AG - China Vanke European Warrants Aug 2017 B	HKD	-	-	0.010	0	0	N/A	0.280	2017/03/17	0.010	2017/07/31	404,249,000	27,906,059	-	-	-	-
16443	UBS AG - China Vanke European Warrants Dec 2017 A	HKD	0.224	0.137	0.206	39,816,000	6,957,410	N/A	0.255	2017/07/07	0.137	2017/08/17	259,653,000	45,614,103	-	-	-	-
16648	UBS AG - China Vanke European Warrants Mar 2018 A	HKD	0.241	0.156	0.197	168,536,000	32,859,855	N/A	0.285	2017/07/18	0.156	2017/08/17	206,944,000	42,350,423	-	-	-	-
28310	UBS AG - CITIC Bank European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	290,486	0.300	2017/02/23	0.020	2017/07/17	34,468,000	2,225,775	-	-	-	-
15598	UBS AG - CITIC Bank European Warrants Dec 2017 A	HKD	0.280	0.170	0.196	49,822,000	12,016,199	N/A	0.280	2017/08/02	0.170	2017/08/14	189,870,000	40,716,011	-	-	-	-
28066	UBS AG - CITIC European Warrants Dec 2017 A	HKD	0.039	0.016	0.029	58,401,000	1,526,189	1,965,393	0.083	2017/02/15	0.016	2017/08/21	381,146,000	20,984,686	0.196	2016/08/15	0.042	2016/12/23
20494	UBS AG - CITIC Sec European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	509,384	0.167	2017/02/17	0.010	2017/06/30	73,345,000	6,387,745	-	-	-	-
15681	UBS AG - CITIC Sec European Warrants Jul 2018 A	HKD	0.191	0.117	0.178	200,925,000	28,112,450	N/A	0.229	2017/05/26	0.117	2017/08/21	431,550,000	68,197,545	-	-	-	-
12671	UBS AG - CITIC Sec European Warrants Sep 2017 A	HKD	-	-	0.012	0	0	101,354	0.074	2017/01/06	0.022	2017/04/10	50,020,000	2,538,005	0.206	2016/09/05	0.062	2016/12/23
28802	UBS AG - CKH European Warrants Feb 2018 A	HKD	0.320	0.250	0.223	840,000	244,750	N/A	0.320	2017/08/09	0.250	2017/08/11	840,000	244,750	-	-	-	-
27952	UBS AG - CKH European Warrants Nov 2017 A	HKD	0.169	0.102	0.104	1,795,000	246,450	212,089	0.169	2017/08/03	0.051	2017/01/17	24,465,000	1,977,225	0.160	2016/09/09	0.048	2016/12/30
25405	UBS AG - CKH European Warrants Nov 2017 B	HKD	0.475	0.120	0.140	238,270,000	77,662,005	N/A	0.475	2017/08/03	0.120	2017/08/29	241,475,000	78,620,055	-	-	-	-
14610	UBS AG - CKH European Warrants Sep 2017 A	HKD	0.218	0.016	0.019	360,155,000	37,265,330	N/A	0.219	2017/04/26	0.016	2017/08/30	627,195,000	77,679,915	-	-	-	-
26859	UBS AG - CKI Holdings European Warrants Aug 2017 A	HKD	0.243	0.158	0.203	1,275,000	274,725	4,272,290	0.300	2017/02/15	0.010	2017/07/12	323,460,000	56,919,310	-	-	-	-
26842	UBS AG - CKI Holdings European Warrants Jan 2018 A	HKD	0.440	0.255	0.265	153,385,000	54,349,525	N/A	0.440	2017/08/01	0.255	2017/08/21	158,185,000	56,396,500	-	-	-	-
16757	UBS AG - CKI Holdings European Warrants Nov 2017 A	HKD	0.550	0.315	0.325	47,770,000	19,475,925	N/A	0.590	2017/07/28	0.285	2017/07/19	134,465,000	61,152,675	-	-	-	-
22961	UBS AG - CKP European Warrants Dec 2017 A	HKD	0.050	0.025	0.027	1,688,350,000	64,429,000	11,621,892	0.050	2017/08/09	0.016	2017/03/17	1,870,900,000	69,817,100	0.058	2016/09/09	0.024	2016/05/20
25147	UBS AG - CKP European Warrants Dec 2017 B	HKD	0.640	0.380	0.550	4,540,000	2,021,625	N/A	0.640	2017/08/08	0.355	2017/07/26	5,060,000	2,209,175	-	-	-	-
29088	UBS AG - CKP European Warrants Feb 2018 A	HKD	0.450	0.355	0.365	4,540,000	1,798,600	N/A	0.450	2017/08/11	0.355	2017/08/29	4,540,000	1,798,600	-	-	-	-
11339	UBS AG - CKP European Warrants Sep 2017 A	HKD	0.930	0.445	0.820	3,100,000	1,740,725	N/A	0.930	2017/08/08	0.180	2017/04/24	197,790,000	45,491,645	-	-	-	-
17084	UBS AG - CLP European Warrants Dec 2017 A	HKD	0.194	0.066	0.068	105,565,000	13,867,305	N/A	0.330	2017/06/29	0.066	2017/08/25	120,960,000	17,841,770	-	-	-	-
15005	UBS AG - CM Bank European Warrants Aug 2018 A	HKD	0.475	0.305	0.530	10,785,000	4,189,200	N/A	0.475	2017/08/25	0.158	2017/05/08	228,370,000	66,311,365	-	-	-	-
27215	UBS AG - CM Bank European Warrants Mar 2018 A	HKD	0.400	0.202	0.370	40,510,000	12,403,745	N/A	0.400	2017/08/30	0.202	2017/08/11	40,510,000	12,403,745	-	-	-	-
22837	UBS AG - CNOOC European Put Warrants Jan 2018 B	HKD	0.440	0.214	0.228	27,666,000	7,630,186	N/A	0.485	2017/07/25	0.214	2017/08/30	29,494,000	8,439,686	-	-	-	-
13782	UBS AG - CNOOC European Put Warrants May 2018 A	HKD	-	-	0.164	0	0	304,615	0.219	2017/03/01	0.179	2017/01/18	276,380,000	54,427,620	0.270	2016/11/11	0.180	2016/12/14
25577	UBS AG - CNOOC European Warrants Dec 2018 A	HKD	0.260	0.244	0.260	840,000	207,200	36,333	0.270	2017/03/14	0.244	2017/08/22	880,000	218,000	0.420	2016/04/25	0.168	2016/01/22
18000	UBS AG - CNOOC European Warrants Jan 2018 A	HKD	0.450	0.223	0.375	371,399,000	124,406,611	N/A	0.450	2017/08/25	0.223	2017/08/18	540,001,000	179,242,141	-	-	-	-
29640	UBS AG - CNOOC European Warrants Jul 2018 A	HKD	0.110	0.064	0.104	536,410,000	38,023,400	38,710,975	0.211	2017/01/26	0.064	2017/08/16	2,751,140,000	232,485,740	0.305	2016/04/21	0.082	2016/01/19
14149	UBS AG - CNOOC European Warrants May 2018 B	HKD	0.033	0.019	0.031	24,010,000	673,540	72,833,857	0.118	2017/01/06	0.019	2017/08/02	12,940,390,000	796,480,310	0.165	2016/11/10	0.096	2016/12/29
11505	UBS AG - CNOOC European Warrants Nov 2017 A	HKD	0.218	0.216	0.204	500,000	108,500	N/A	0.218	2017/08/29	0.216	2017/08/29	500,000	108,500	-	-	-	-
15003	UBS AG - CNOOC European Warrants Sep 2017 A	HKD	0.037	0.019	0.022	24,402,000	766,741	N/A	0.240	2017/05/08	0.019	2017/08/01	439,930,000	67,926,540	-	-	-	-
15327	UBS AG - Country Garden European Warrants Dec 2017 A	HKD	2.240	1.130	1.980	937,000	1,521,930	N/A	2.240	2017/08/01	0.620	2017/05/18	41,379,000	50,059,430	-	-	-	-
16440	UBS AG - Country Garden European Warrants Dec 2017 B	HKD	1.160	0.300	0.620	4,704,000	3,109,955	N/A	1.300	2017/07/31	0.300	2017/08/15	129,866,000	69,778,765	-	-	-	-
18013	UBS AG - Country Garden European Warrants Dec 2018 A	HKD	0.255	0.154	0.208	158,290,000	31,112,750	N/A	0.275	2017/07/31	0.154	2017/08/18	188,810,000	37,787,750	-	-	-	-
21352	UBS AG - CPIC European Warrants Jan 2018 A	HKD	0.440	0.222	0.315	124,558,000	39,258,132	N/A	0.440	2017/08/28	0.222	2017/08/21	158,430,000	48,674,042	-	-	-	-
14762	UBS AG - CPIC European Warrants Sep 2017 A	HKD	0.475	0.168	0.325	17,802,000	5,041,992	N/A	0.475	2017/08/28	0.061	2017/06/23	229,960,000	34,946,340	-	-	-	-
23896	UBS AG - CRRC European Warrants Feb 2018 A	HKD	0.440	0.325	0.355	4,346,000	1,666,315	N/A	0.470	2017/07/24	0.325	2017/08/24	5,568,000	2,218,875	-	-	-	-
16380	UBS AG - CSDC European Warrants Aug 2018 A	HKD	0.465	0.350	0.365	12,306,000	4,916,240	N/A	0.465	2017/08/08	0.305	2017/06/28	34,482,000	12,658,595	-	-	-	-
14077	UBS AG - CSOP A50 ETF European Warrants Aug 2017 A	HKD	0.850	0.310	0.540	7,702,600	3,760,712	N/A	0.850	2017/08/02	0.093	2017/05/18	547,069,200	147,385,419	-	-	-	-
14884	UBS AG - CSOP A50 ETF European Warrants Aug 2018 A	HKD	-	-	0.750	0	0	0	-	-	-	-	0	0	-	-	-	-
16448	UBS AG - CSOP A50 ETF European Warrants Dec 2017 A	HKD	0.445	0.141	0.335	86,824,400	18,822,241	N/A	0.445	2017/08/30	0.141	2017/08/11	877,176,200	231,418,147	-	-	-	-
17045	UBS AG - CSOP A50 ETF European Warrants Nov 2017 A	HKD	0.610	0.445	0.840	1,385,200	788,118	N/A	0.610	2017/08/02	0.320	2017/07/05	133,504,200	57,033,507	-	-	-	-
16345	UBS AG - CSOP A50 ETF European Warrants Sep 2017 A	HKD	0.460	0.117	0.680	951,800	216,433	N/A	0.460	2017/08/25	0.117	2017/08/11	77,321,400	17,146,678	-	-	-	-
14171	UBS AG - CSOP A50 ETF European Warrants Sep 2018 A	HKD	-	-	0.285	0	0	183,199	0.175	2017/02/21	0.107	2017/05/09	8,532,000	1,202,574	0.236	2016/01/26	0.154	2016/02/12
15194	UBS AG - CSOP A50 ETF European Warrants Sep 2018 B	HKD	0.240	0.170	0.234	800,000	157,600	35,941,647	0.240	2017/08/29	0.078	2017/05/09	1,872,804,000	215,780,402	0.126	2016/12/15	0.108	2016/12/29
29984	UBS AG - Datang Power European Warrants Apr 2018 A	HKD	0.680	0.660	0.660	188,000	124,860	N/A	0.680	2017/08/25	0.660	2017/08/28	188,000	124,860	-	-	-	-
28539	UBS AG - Dongfeng Motor European Warrants Dec 2018 A	HKD	0.305	0.164	0.236	4,680,000	1,122,120	N/A	0.305	2017/08/25	0.164	2017/08/08	4,680,000	1,122,120	-	-	-	-
13926	UBS AG - Evergrande European Warrants Apr 2018 A	HKD	1.660	0.910	1.620	1,090,000	1,347,900	N/A	1.660	2017/08/30	0.107	2017/05/08	430,050,000	79,414,130	-	-	-	-
13624	UBS AG - Evergrande European Warrants Oct 2017 A	HKD	12.260	9.810	14.340	60,000	650,000	N/A	14.100	2017/07/28	0.910	2017/05/09	31,139,000	55,020,170	-	-	-	-
11211	UBS AG - Evergrande European Warrants Sep 2017 A	HKD	11.400	11.400	15.700	10,000	114,000	N/A	11.400	2017/08/16	0.420	2017/03/27	91,656,000	101,477,565	-	-	-	-
11718	UBS AG - Evergrande European Warrants Sep 2017 B	HKD	17.400	10.220	16.020	975,000	12,042,800	N/A	17.400	2017/08/29	0.250	2017/03/28	130,256,000	295,140,490	-	-	-	-
17085	UBS AG - Fosun Intl European Warrants Dec 2017 A	HKD	0.237	0.095	0.203	81,570,000	10,714,735	N/A	0.237	2017/08/31	0.095	2017/08/11	269,175,000	33,946,575	-	-	-	-
16017	UBS AG - Fosun Intl European Warrants Feb 2018 A	HKD	0.156	0.069	0.130	165,770,000	16,880,435	N/A	0.197	2017/06/09	0.069	2017/08/11	204,350,000	22,448,475	-	-	-	-
13188	UBS AG - Fosun Intl European Warrants Nov 2017 A	HKD	0.100	0.022	0.075	166,210,000	8,060,600	15,127,428	0.181	2017/02/09	0.022	2017/08/18	1,500,510,000	123,976,570	0.295	2016/09/22	0.141	2016/12/29
13523	UBS AG - GAC European Warrants Dec 2017 A	HKD	0.231	0.157	0.181	3,420,000	638,220	N/A	0.350	2017/07/17	0.089	2017/05/26	2,902,460,000	396,053,980	-	-	-	-
16842	UBS AG - GAC European Warrants Dec 2017 B	HKD	0.228	0.142	0.159	818,000	141,320	N/A	0.340	2017/07/17	0.132	2017/06/30	148,890,000	29,472,092	-	-	-	-
24485	UBS AG - GAC European Warrants Jan 2018 A	HKD	0.201	0.126	0.117	15,340,000	2,598,860	N/A	0.229	2017/07/25	0.126	2017/08/17	15,500,000	2,633,980	-	-	-	-
18533	UBS AG - GAC European Warrants Mar 2018 A	HKD	0.305	0.182	0.197	105,180,000	25,450,680	N/A	0.375	2017/07/17	0.182	2017/08/11	163,580,000	44,768,480	-	-	-	-
13307	UBS AG - Galaxy Ent European Put Warrants Aug 2017 A	HKD	-	-	0.014	0	0	N/A	0.145	2017/05/08	0.020	2017/06/09	82,040,000	8,498,900	-	-	-	-
16700	UBS AG - Galaxy Ent European Put Warrants Dec 2017 B	HKD	0.320	0.177	0.177	128,610,000	28,207,100	N/A	0.405	2017/06/15	0.177	2017/08/31	151,530,000	36,029,150	-	-	-	-
12257	UBS AG - Galaxy Ent European Put Warrants Oct 2017 B	HKD	0.010	0.010	0.010	2,830,000	28,300	N/A	0.260	2017/03/27	0.010	2017/08/25	966,380,000	132,754,080	-	-	-	-
16470	UBS AG - Galaxy Ent European Put Warrants Oct 2017 D	HKD	0.070	0.022	0.022	181,060,000	8,104,770	N/A	0.178	2017/07/04	0.022	2017/08/31	746,130,000	69,667,920	-	-	-	-
15471	UBS AG - Galaxy Ent European Warrants Aug 2017 B	HKD	0.395	0.220	0.300	600,000	197,710	N/A	0.455	2017/06/08	0.136	2017/05/19	294,590,000	58,862,770	-	-	-	-
16699	UBS AG - Galaxy Ent European Warrants Dec 2017 A	HKD	0.161	0.083	0.114	306,700,000	32,412,400	N/A	0.305	2017/06/20	0.083	2017/08/28	338,180,000	37,130,530	-	-	-	-
11236	UBS AG - Galaxy Ent European Warrants Dec 2017 C	HKD	0.370	0.280	0.365	2,520,000	823,800	N/A	0.370	2017/08/31	0.280	2017/08/28	2,520,000	823,800	-	-	-	-
26851	UBS AG - Galaxy Ent European Warrants Jan 2018 A	HKD	0.330	0.204	0.270	441,580,000	104,300,340	N/A	0.330	2017/08/01	0.204	2017/08/28	442,340,000	104,535,940	-	-	-	-
29502	UBS AG - Galaxy Ent European Warrants Oct 2017 A	HKD	0.232	0.079	0.155	194,080,000	30,127,000	N/A	0.355	2017/06/20	0.079	2017/08/28	1,648,920,000	368,816,940	-	-	-	-
16441	UBS AG - Galaxy Ent European Warrants Oct 2017 C	HKD	0.150	0.053	0.096	463,630,000	45,448,550	N/A	0.290	2017/06/13	0.053	2017/08/28	1,715,920,000	205,661,790	-	-	-	-
17992	UBS AG - Galaxy Ent European Warrants Oct 2017 E	HKD	0.350	0.148	0.235	338,560,000	68,562,240	N/A	0.350	2017/08/09	0.148	2017/08/28	363,360,000	75,423,690	-	-	-	-
15473	UBS AG - Galaxy Ent European Warrants Sep 2017 A	HKD	-	-	0.630	0	0	N/A	0.380	2017/05/23	0.255	2017/05/18	4,940,000	1,480,150	-	-	-	-
28240	UBS AG - Geely Auto European Put Warrants Apr 2018 A	HKD	0.019	0.019	0.019	500,000	9,500	22,204,533	0.197	2017/02/27	0.019	2017/08/08	1,491,050,000	199,854,850	-	-	-	-
28481	UBS AG - Geely Auto European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	2,699,018	0.730	2017/03/01	0.010	2017/06/30	73,670,000	16,588,705	-	-	-	-
16704	UBS AG - Geely Auto European Put Warrants Dec 2017 A	HKD	0.440	0.211	0.214	17,135,000	4,936,163	N/A	1.550	2017/06/16	0.211	2017/08/30	136,958,000	109,027,768	-	-	-	-
25133	UBS AG - Geely Auto European Put Warrants Jan 2018 A	HKD	0.193	0.120	0.120	465,800,000	64,471,010	N/A	0.203	2017/07/26	0.120	2017/08/31	489,120,000	68,952,100	-	-	-	-
16485	UBS AG - Geely Auto European Warrants Feb 2018 A	HKD	0.610	0.415	0.540	13,967,000	7,455,520	N/A	0.610	2017/08/09	0.246	2017/06/16	961,722,000	299,754,585	-	-	-	-
17265	UBS AG - Geely Auto European Warrants Feb 2018 B	HKD	0.345	0.215	0.285	418,700,000	112,203,080	N/A	0.365	2017/07/13	0.215	2017/08/02	1,967,110,000	569,007,460	-	-	-	-
25155	UBS AG - Geely Auto European Warrants Feb 2018 C	HKD	0.270	0.163	0.181	1,133,570,000	232,072,250	N/A	0.275	2017/07/25	0.163	2017/08/29	1,167,120,000	239,931,540	-	-	-	-
15414	UBS AG - Geely Auto European Warrants Jul 2018 A	HKD	1.370	1.190	1.230	68,000	87,040	14,507	1.370	2017/08/09	0.247	2017/01/10	368,000	161,590	0.205	2016/12/22	0.184	2016/12/28
28249	UBS AG - Geely Auto European Warrants Jul 2018 B	HKD	-	-	0.690	0	0	43,770,617	0.640	2017/07/14	0.152	2017/05/05	1,325,950,000	338,172,300	-	-	-	-
29277	UBS AG - Geely Auto European Warrants Mar 2018 A	HKD	0.250	0.211	0.214	3,120,000	723,700	N/A	0.250	2017/08/15	0.211	2017/08/17	3,120,000	723,700	-	-	-	-
29554	UBS AG - Geely Auto European Warrants Mar 2018 B	HKD	0.300	0.265	0.285	133,870,000	38,345,750	N/A	0.300	2017/08/22	0.265	2017/08/29	133,870,000	38,345,750	-	-	-	-
15077	UBS AG - Geely Auto European Warrants Nov 2017 A	HKD	0.630	0.630	0.730	20,000	12,600	N/A	0.700	2017/07/11	0.142	2017/05/19	266,110,000	43,969,465	-	-	-	-
11439	UBS AG - Geely Auto European Warrants Sep 2017 B	HKD	4.270	2.060	3.170	22,489,000	72,161,250	N/A	4.270	2017/08/09	0.280	2017/04/28	419,044,000	475,833,295	-	-	-	-
17266	UBS AG - Greatwall Motor European Put Warrants May 2018 A	HKD	0.206	0.163	0.185	58,475,000	10,711,140	N/A	0.250	2017/07/05	0.163	2017/08/25	164,300,000	32,679,605	-	-	-	-
18531	UBS AG - Greatwall Motor European Warrants Apr 2018 A	HKD	0.162	0.110	0.114	465,825,000	64,247,320	N/A	0.174	2017/07/18	0.110	2017/08/31	742,120,000	101,791,040	-	-	-	-
28969	UBS AG - Greatwall Motor European Warrants Aug 2017 A	HKD	0.100	0.010	0.010	22,920,500	925,111	20,677,130	0.800	2017/06/13	0.010	2017/08/15	375,202,000	124,140,657	-	-	-	-
16843	UBS AG - Greatwall Motor European Warrants Dec 2017 A	HKD	0.395	0.290	0.238	5,851,000	1,994,220	N/A	0.640	2017/07/06	0.290	2017/08/28	15,224,000	7,660,050	-	-	-	-
25284	UBS AG - Greatwall Motor European Warrants Feb 2018 A	HKD	0.170	0.119	0.119	12,680,000	1,820,315	47,041,818	0.222	2017/06/13	0.065	2017/05/08	2,837,000,000	351,118,850	-	-	-	-
16759	UBS AG - Greatwall Motor European Warrants Oct 2018 A	HKD	0.173	0.131	0.129	13,560,000	2,034,085	N/A	0.200	2017/07/06	0.131	2017/08/07	764,190,000	129,925,340	-	-	-	-
28792	UBS AG - Haier Elec European Warrants Jul 2018 A	HKD	0.495	0.430	0.425	2,280,000	1,037,250	N/A	0.495	2017/08/09	0.430	2017/08/18	2,280,000	1,037,250	-	-	-	-
14899	UBS AG - Haitong Sec European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	3,753	0.091	2017/01/06	0.026	2017/03/29	90,900,000	6,312,232	0.128	2016/12/08	0.067	2016/12/23
13909	UBS AG - Haitong Sec European Warrants Aug 2018 A	HKD	0.122	0.077	0.091	265,816,000	27,254,804	N/A	0.230	2017/04/19	0.077	2017/08/25	522,288,000	56,754,316	-	-	-	-
15330	UBS AG - Hang Seng Bank European Warrants Dec 2017 A	HKD	0.860	0.530	0.790	26,635,000	18,872,920	N/A	0.920	2017/05/10	0.425	2017/07/04	55,387,000	34,626,350	-	-	-	-
15012	UBS AG - Henderson Land Dev European Warrants Dec 2017 A	HKD	0.203	0.100	0.174	46,210,000	7,749,690	N/A	0.265	2017/05/08	0.072	2017/07/10	153,190,000	27,970,770	-	-	-	-
15317	UBS AG - Henganintl European Warrants Feb 2018 A	HKD	0.510	0.305	0.395	14,905,000	5,751,600	N/A	0.530	2017/05/10	0.241	2017/06/13	47,385,000	16,721,790	-	-	-	-
16931	UBS AG - HK & China Gas European Warrants Dec 2017 A	HKD	0.375	0.260	0.280	8,781,000	2,805,220	N/A	0.600	2017/06/23	0.260	2017/08/25	12,085,000	4,338,700	-	-	-	-
17040	UBS AG - HKEX European Put Warrants Apr 2018 A	HKD	0.155	0.082	0.119	1,353,410,000	124,579,320	N/A	0.248	2017/07/05	0.082	2017/08/08	3,597,950,000	414,552,970	-	-	-	-
16472	UBS AG - HKEX European Put Warrants Dec 2017 D	HKD	0.222	0.124	0.145	311,000	62,432	N/A	0.510	2017/07/05	0.124	2017/08/08	21,397,000	8,098,017	-	-	-	-
28523	UBS AG - HKEX European Put Warrants Jan 2018 B	HKD	0.201	0.128	0.147	503,640,000	86,720,320	N/A	0.201	2017/08/18	0.128	2017/08/09	503,640,000	86,720,320	-	-	-	-
13467	UBS AG - HKEX European Put Warrants Oct 2017 A	HKD	0.020	0.010	0.010	9,260,000	138,800	N/A	0.159	2017/04/19	0.010	2017/08/18	6,652,140,000	395,139,290	-	-	-	-
15524	UBS AG - HKEX European Put Warrants Sep 2017 B	HKD	-	-	0.010	0	0	147,543	0.137	2017/01/04	0.011	2017/06/01	14,189,360,000	1,104,878,140	0.159	2016/12/28	0.140	2016/12/30
28238	UBS AG - HKEX European Warrants Aug 2017 A	HKD	0.026	0.019	0.023	467,000	10,893	124,603	0.370	2017/02/21	0.014	2017/06/20	16,855,000	1,477,517	-	-	-	-
20795	UBS AG - HKEX European Warrants Dec 2017 A	HKD	0.011	0.010	0.010	490,000	5,100	2,000	0.018	2017/03/21	0.010	2017/08/08	1,390,000	15,800	0.134	2016/01/04	0.010	2016/12/09
11363	UBS AG - HKEX European Warrants Dec 2017 B	HKD	0.310	0.114	0.158	219,310,000	43,104,120	N/A	0.310	2017/08/02	0.068	2017/05/08	56,866,480,000	4,621,503,540	-	-	-	-
14602	UBS AG - HKEX European Warrants Dec 2017 C	HKD	-	-	0.280	0	0	N/A	0.242	2017/07/13	0.159	2017/04/27	9,680,000	1,652,970	-	-	-	-
16486	UBS AG - HKEX European Warrants Dec 2017 E	HKD	0.950	0.222	0.240	2,438,913,000	1,881,342,650	N/A	0.950	2017/08/02	0.222	2017/08/29	3,455,672,000	2,372,462,840	-	-	-	-
29538	UBS AG - HKEX European Warrants Dec 2017 F	HKD	0.149	0.125	0.140	23,730,000	3,207,340	N/A	0.149	2017/08/31	0.125	2017/08/25	23,730,000	3,207,340	-	-	-	-
27611	UBS AG - HKEX European Warrants Feb 2018 A	HKD	0.236	0.090	0.123	111,170,000	17,477,890	816,355,472	0.236	2017/08/02	0.065	2017/05/24	52,133,800,000	4,898,844,320	-	-	-	-
23932	UBS AG - HKEX European Warrants Feb 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28766	UBS AG - HKEX European Warrants Feb 2018 C	HKD	0.530	0.226	0.226	7,933,000	2,505,910	N/A	0.530	2017/08/09	0.226	2017/08/31	7,933,000	2,505,910	-	-	-	-
16084	UBS AG - HKEX European Warrants Jan 2018 A	HKD	-	-	0.239	0	0	N/A	0.201	2017/06/05	0.149	2017/06/01	10,060,000	1,585,530	-	-	-	-
28765	UBS AG - HKEX European Warrants Jan 2018 C	HKD	0.720	0.360	0.320	5,144,000	2,798,780	N/A	0.720	2017/08/09	0.360	2017/08/11	5,144,000	2,798,780	-	-	-	-
27850	UBS AG - HKEX European Warrants Jun 2018 A	HKD	0.222	0.124	0.130	545,730,000	104,191,720	N/A	0.222	2017/08/03	0.124	2017/08/25	545,730,000	104,191,720	-	-	-	-
29487	UBS AG - HKEX European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16945	UBS AG - HKEX European Warrants May 2018 A	HKD	0.228	0.120	0.147	65,270,000	12,038,700	N/A	0.228	2017/08/02	0.120	2017/08/21	19,856,490,000	2,975,087,800	-	-	-	-
28774	UBS AG - HKEX European Warrants Nov 2017 A	HKD	0.140	0.045	0.048	47,628,750,000	3,110,160,230	N/A	0.140	2017/08/09	0.045	2017/08/25	47,628,750,000	3,110,160,230	-	-	-	-
28524	UBS AG - HKEX European Warrants Nov 2018 A	HKD	0.189	0.110	0.110	103,360,000	14,568,450	N/A	0.189	2017/08/09	0.110	2017/08/31	103,360,000	14,568,450	-	-	-	-
23511	UBS AG - HKEX European Warrants Oct 2017 B	HKD	1.290	0.265	0.355	313,519,000	310,468,445	N/A	1.290	2017/08/02	0.265	2017/08/21	1,176,911,000	1,110,655,775	-	-	-	-
14800	UBS AG - HKEX European Warrants Sep 2017 A	HKD	0.088	0.010	0.010	1,898,430,000	87,296,410	44,918,793	0.090	2017/01/06	0.010	2017/08/30	68,714,700,000	4,562,921,360	0.145	2016/12/05	0.080	2016/12/29
28598	UBS AG - HKEX European Warrants Sep 2017 C	HKD	0.140	0.010	0.010	133,580,000	8,963,720	1,072,468,348	0.146	2017/02/23	0.010	2017/08/30	126,208,200,000	6,435,056,000	-	-	-	-
15689	UBS AG - HKEX European Warrants Sep 2017 D	HKD	0.790	0.014	0.010	242,561,000	147,911,569	N/A	0.790	2017/08/02	0.014	2017/08/21	4,547,695,000	1,678,055,415	-	-	-	-
23993	UBS AG - HKEX European Warrants Sep 2018 A	HKD	0.295	0.160	0.172	412,590,000	95,599,360	N/A	0.295	2017/08/02	0.160	2017/08/24	923,610,000	216,637,140	-	-	-	-
13922	UBS AG - HS H-SHARE European Warrants Dec 2017 A	HKD	0.475	0.228	0.430	106,196,000	34,294,120	N/A	0.475	2017/08/30	0.155	2017/07/10	269,468,000	78,635,126	-	-	-	-
29108	UBS AG - HSBC European Put Warrants Aug 2017 B	HKD	-	-	0.010	0	0	29,689,653	0.214	2017/04/19	0.012	2017/06/14	3,033,836,000	178,137,920	-	-	-	-
15479	UBS AG - HSBC European Put Warrants Aug 2017 D	HKD	-	-	0.010	0	0	N/A	0.140	2017/05/12	0.012	2017/06/30	2,148,848,000	142,291,780	-	-	-	-
28304	UBS AG - HSBC European Put Warrants Dec 2017 B	HKD	0.218	0.145	0.145	170,176,000	35,429,844	N/A	0.218	2017/08/25	0.145	2017/08/31	170,176,000	35,429,844	-	-	-	-
28532	UBS AG - HSBC European Put Warrants Feb 2018 A	HKD	0.485	0.380	0.365	1,860,000	844,060	N/A	0.485	2017/08/21	0.380	2017/08/08	1,860,000	844,060	-	-	-	-
17452	UBS AG - HSBC European Put Warrants Jan 2018 A	HKD	0.140	0.074	0.108	2,474,072,000	217,008,000	N/A	0.265	2017/07/07	0.074	2017/08/08	3,580,916,000	353,075,696	-	-	-	-
15936	UBS AG - HSBC European Put Warrants Nov 2017 B	HKD	0.041	0.020	0.020	16,608,000	520,880	N/A	0.420	2017/05/23	0.020	2017/08/31	10,323,912,000	821,660,832	-	-	-	-
26330	UBS AG - HSBC European Warrants Aug 2017 A	HKD	0.220	0.010	0.010	346,596,000	39,987,824	80,775,997	0.220	2017/08/01	0.010	2017/08/17	16,858,932,000	1,665,548,224	-	-	-	-
13920	UBS AG - HSBC European Warrants Aug 2017 C	HKD	1.140	0.690	0.740	1,284,000	1,058,400	N/A	1.140	2017/08/04	0.120	2017/04/24	11,944,160,000	1,822,939,656	-	-	-	-
23924	UBS AG - HSBC European Warrants Dec 2017 A	HKD	0.315	0.125	0.173	1,043,932,000	194,823,492	N/A	0.325	2017/07/31	0.125	2017/08/25	2,210,356,000	526,030,112	-	-	-	-
17908	UBS AG - HSBC European Warrants Jan 2018 B	HKD	0.198	0.056	0.072	10,175,744,000	1,593,001,716	N/A	0.201	2017/07/31	0.056	2017/08/25	24,050,804,000	3,861,736,460	-	-	-	-
25918	UBS AG - HSBC European Warrants Jan 2018 C	HKD	0.185	0.041	0.057	6,361,400,000	1,109,815,704	N/A	0.185	2017/08/01	0.041	2017/08/25	6,361,408,000	1,109,817,116	-	-	-	-
27224	UBS AG - HSBC European Warrants Jan 2018 D	HKD	0.335	0.330	0.159	160,000	53,200	N/A	0.335	2017/08/01	0.330	2017/08/01	160,000	53,200	-	-	-	-
28303	UBS AG - HSBC European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15931	UBS AG - HSBC European Warrants Nov 2017 A	HKD	0.405	0.147	0.223	2,501,812,000	486,777,816	N/A	0.405	2017/08/02	0.119	2017/06/29	9,339,916,000	1,617,676,700	-	-	-	-
16022	UBS AG - HSBC European Warrants Nov 2017 C	HKD	-	-	0.510	0	0	N/A	0.435	2017/07/05	0.202	2017/06/16	768,000	226,620	-	-	-	-
17453	UBS AG - HSBC European Warrants Nov 2017 D	HKD	0.345	0.335	0.335	200,000	68,000	N/A	0.345	2017/08/30	0.275	2017/07/06	368,000	115,400	-	-	-	-
17646	UBS AG - HSBC European Warrants Nov 2017 E	HKD	0.225	0.071	0.103	12,397,964,000	1,377,473,584	N/A	0.225	2017/08/02	0.071	2017/08/25	24,636,560,000	3,254,137,508	-	-	-	-
17905	UBS AG - HSBC European Warrants Nov 2017 F	HKD	0.275	0.078	0.117	7,386,940,000	724,842,016	N/A	0.275	2017/08/02	0.078	2017/08/25	16,591,584,000	2,396,330,252	-	-	-	-
15435	UBS AG - HSBC European Warrants Sep 2017 A	HKD	0.780	0.275	0.390	12,344,000	5,788,760	N/A	0.780	2017/08/02	0.074	2017/06/26	25,050,220,000	2,832,617,784	-	-	-	-
16487	UBS AG - HSBC European Warrants Sep 2017 B	HKD	0.610	0.200	0.350	10,984,000	3,240,072	N/A	0.610	2017/08/02	0.077	2017/06/26	31,692,836,000	3,264,061,704	-	-	-	-
14871	UBS AG - HSCEI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	5,174,640	0.193	2017/01/04	0.012	2017/06/23	1,444,540,000	115,822,800	0.198	2016/12/15	0.197	2016/12/15
28514	UBS AG - HSCEI European Put Warrants Jun 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28522	UBS AG - HSCEI European Put Warrants Mar 2018 A	HKD	0.180	0.165	0.175	16,720,000	2,848,260	N/A	0.180	2017/08/25	0.165	2017/08/30	16,720,000	2,848,260	-	-	-	-
16473	UBS AG - HSCEI European Put Warrants Nov 2017 A	HKD	0.101	0.045	0.048	1,522,090,000	113,706,590	N/A	0.102	2017/07/28	0.045	2017/08/30	2,276,300,000	186,937,420	-	-	-	-
28117	UBS AG - HSCEI European Put Warrants Sep 2017 B	HKD	0.027	0.013	0.013	5,080,000	106,500	47,427,720	0.212	2017/03/10	0.013	2017/08/21	3,834,350,000	287,502,900	-	-	-	-
13217	UBS AG - HSCEI European Warrants Dec 2017 A	HKD	0.170	0.073	0.145	368,960,000	43,677,400	80,665,330	0.170	2017/08/28	0.052	2017/05/05	6,165,710,000	484,529,670	-	-	-	-
12565	UBS AG - HSCEI European Warrants Sep 2017 A	HKD	0.231	0.083	0.207	20,370,000	2,204,040	9,494,025	0.231	2017/08/30	0.045	2017/05/08	1,688,830,000	167,235,490	0.255	2016/09/07	0.058	2016/12/23
27601	UBS AG - HSI European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	251,333,007	0.200	2017/03/03	0.010	2017/07/05	18,196,690,000	1,508,002,010	-	-	-	-
27990	UBS AG - HSI European Put Warrants Aug 2017 B	HKD	0.010	0.010	0.010	50,000	500	193,851,167	0.215	2017/03/03	0.010	2017/08/10	16,613,560,000	1,163,483,760	-	-	-	-
14939	UBS AG - HSI European Put Warrants Aug 2017 C	HKD	-	-	0.010	0	0	N/A	0.096	2017/05/10	0.010	2017/07/14	14,744,700,000	937,486,190	-	-	-	-
15882	UBS AG - HSI European Put Warrants Dec 2017 A	HKD	0.061	0.061	0.043	100,000	6,100	N/A	0.226	2017/05/22	0.055	2017/07/20	620,000	53,310	-	-	-	-
16020	UBS AG - HSI European Put Warrants Dec 2017 B	HKD	-	-	0.038	0	0	N/A	0.084	2017/07/05	0.054	2017/07/14	160,000	9,150	-	-	-	-
16444	UBS AG - HSI European Put Warrants Dec 2017 D	HKD	0.088	0.042	0.044	5,850,730,000	348,649,800	N/A	0.147	2017/07/14	0.042	2017/08/31	14,465,790,000	1,256,814,550	-	-	-	-
23560	UBS AG - HSI European Put Warrants Dec 2017 F	HKD	0.105	0.053	0.054	5,594,390,000	419,371,550	N/A	0.105	2017/08/11	0.053	2017/08/31	5,594,390,000	419,371,550	-	-	-	-
23531	UBS AG - HSI European Put Warrants Feb 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28404	UBS AG - HSI European Put Warrants Feb 2018 D	HKD	0.163	0.100	0.103	4,099,810,000	491,772,420	N/A	0.163	2017/08/11	0.100	2017/08/30	4,099,810,000	491,772,420	-	-	-	-
29552	UBS AG - HSI European Put Warrants Feb 2018 E	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28400	UBS AG - HSI European Put Warrants Jan 2018 C	HKD	0.152	0.084	0.086	13,592,440,000	1,599,013,280	N/A	0.152	2017/08/11	0.084	2017/08/30	13,592,440,000	1,599,013,280	-	-	-	-
16018	UBS AG - HSI European Put Warrants Nov 2017 B	HKD	0.054	0.023	0.025	204,280,000	6,988,560	N/A	0.156	2017/05/25	0.023	2017/08/30	29,113,540,000	3,017,195,440	-	-	-	-
16343	UBS AG - HSI European Put Warrants Nov 2017 C	HKD	0.053	0.027	0.028	45,650,000	1,701,950	N/A	0.133	2017/07/05	0.027	2017/08/09	21,262,960,000	1,839,138,680	-	-	-	-
27979	UBS AG - HSI European Put Warrants Sep 2017 A	HKD	-	-	0.010	0	0	344,569,832	0.130	2017/03/01	0.010	2017/06/20	23,203,410,000	2,067,418,990	-	-	-	-
16058	UBS AG - HSI European Put Warrants Sep 2017 C	HKD	0.024	0.010	0.010	74,470,000	1,080,160	N/A	0.129	2017/05/25	0.010	2017/08/25	37,766,510,000	2,446,476,680	-	-	-	-
15700	UBS AG - HSI European Warrants Apr 2018 A	HKD	-	-	0.345	0	0	N/A	0.255	2017/07/27	0.148	2017/07/04	1,058,960,000	186,024,090	-	-	-	-
11509	UBS AG - HSI European Warrants Apr 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16021	UBS AG - HSI European Warrants Dec 2017 C	HKD	-	-	0.390	0	0	N/A	0.188	2017/06/02	0.187	2017/06/02	100,000	17,280	-	-	-	-
18005	UBS AG - HSI European Warrants Dec 2017 E	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
16581	UBS AG - HSI European Warrants Feb 2018 A	HKD	0.260	0.220	0.300	2,950,000	695,530	N/A	0.260	2017/08/08	0.172	2017/07/18	5,798,310,000	1,066,708,960	-	-	-	-
28142	UBS AG - HSI European Warrants Feb 2018 C	HKD	0.191	0.115	0.162	13,904,270,000	2,041,803,570	N/A	0.191	2017/08/04	0.115	2017/08/11	13,904,270,000	2,041,803,570	-	-	-	-
27955	UBS AG - HSI European Warrants Jan 2018 A	HKD	-	-	0.495	0	0	214,518,028	0.285	2017/07/12	0.143	2017/04/18	10,499,230,000	1,726,096,830	-	-	-	-
15880	UBS AG - HSI European Warrants Jan 2018 B	HKD	0.325	0.207	0.320	14,790,000	3,819,750	N/A	0.325	2017/08/30	0.093	2017/07/05	24,707,850,000	3,460,202,550	-	-	-	-
29553	UBS AG - HSI European Warrants Jan 2018 D	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
14937	UBS AG - HSI European Warrants Mar 2018 A	HKD	-	-	0.385	0	0	N/A	0.285	2017/07/27	0.151	2017/05/18	4,932,120,000	797,934,110	-	-	-	-
23501	UBS AG - HSI European Warrants Mar 2018 B	HKD	0.233	0.146	0.224	6,792,830,000	1,242,838,930	N/A	0.233	2017/08/30	0.146	2017/08/11	9,638,480,000	1,755,143,770	-	-	-	-
15751	UBS AG - HSI European Warrants Nov 2017 A	HKD	-	-	0.415	0	0	N/A	0.234	2017/07/17	0.120	2017/07/05	6,731,070,000	997,338,270	-	-	-	-
16580	UBS AG - HSI European Warrants Oct 2017 A	HKD	0.335	0.212	0.350	2,780,000	724,040	N/A	0.335	2017/08/28	0.116	2017/07/07	2,880,000	741,860	-	-	-	-
28750	UBS AG - HSI European Warrants Sep 2017 B	HKD	0.345	0.330	0.500	400,000	135,000	654,210,608	0.345	2017/08/14	0.064	2017/04/19	36,757,310,000	3,925,263,650	-	-	-	-
14614	UBS AG - Huaneng Power European Warrants Dec 2017 A	HKD	0.186	0.058	0.062	58,304,000	6,519,160	N/A	0.430	2017/05/31	0.058	2017/08/31	168,978,000	43,749,140	-	-	-	-
23933	UBS AG - ICBC European Put Warrants Aug 2017 A	HKD	-	-	0.010	0	0	6,558,679	0.300	2017/01/25	0.010	2017/07/12	379,030,000	46,602,814	-	-	-	-
25897	UBS AG - ICBC European Put Warrants Jan 2018 A	HKD	0.150	0.068	0.096	467,373,000	39,278,393	N/A	0.150	2017/08/11	0.068	2017/08/28	467,373,000	39,278,393	-	-	-	-
16468	UBS AG - ICBC European Put Warrants Nov 2017 C	HKD	0.050	0.010	0.014	16,049,000	580,258	N/A	0.212	2017/06/12	0.010	2017/08/30	158,233,000	18,023,873	-	-	-	-
22374	UBS AG - ICBC European Warrants Feb 2018 A	HKD	0.415	0.355	0.510	810,000	300,300	N/A	0.415	2017/08/04	0.290	2017/07/18	3,156,000	1,057,270	-	-	-	-
29756	UBS AG - ICBC European Warrants Feb 2018 B	HKD	0.345	0.235	0.250	431,851,000	125,223,965	N/A	0.345	2017/08/28	0.235	2017/08/31	431,851,000	125,223,965	-	-	-	-
11683	UBS AG - ICBC European Warrants Mar 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
15595	UBS AG - ICBC European Warrants Nov 2017 A	HKD	-	-	0.760	0	0	N/A	0.275	2017/05/15	0.192	2017/05/22	60,940,000	14,669,620	-	-	-	-
15963	UBS AG - ICBC European Warrants Nov 2017 B	HKD	0.430	0.088	0.310	118,973,000	22,694,929	N/A	0.430	2017/08/28	0.045	2017/07/05	1,820,533,000	184,772,668	-	-	-	-
11694	UBS AG - ICBC European Warrants Oct 2017 A	HKD	0.440	0.061	0.275	48,304,000	9,156,071	N/A	0.440	2017/08/28	0.022	2017/07/07	1,120,954,000	156,618,691	-	-	-	-
12836	UBS AG - ICBC European Warrants Oct 2017 B	HKD	0.260	0.046	0.141	444,023,000	47,006,295	N/A	0.260	2017/08/28	0.045	2017/05/22	461,787,000	48,266,990	-	-	-	-
16382	UBS AG - ICBC European Warrants Oct 2017 C	HKD	0.550	0.118	0.420	38,854,000	8,370,669	N/A	0.550	2017/08/30	0.118	2017/08/11	456,711,000	79,731,072	-	-	-	-
15429	UBS AG - IGG European Warrants Nov 2017 A	HKD	0.190	0.049	0.051	61,576,000	6,422,393	N/A	0.380	2017/05/18	0.049	2017/08/31	616,288,000	158,027,004	-	-	-	-
15065	UBS AG - Jiangxi Copper European Warrants Dec 2017 A	HKD	0.185	0.099	0.116	4,260,000	575,750	5,626,757	0.275	2017/02/13	0.071	2017/06/06	1,170,130,000	204,830,780	0.270	2016/12/14	0.176	2016/12/30
29005	UBS AG - Jiangxi Copper European Warrants Feb 2018 A	HKD	0.196	0.139	0.155	48,520,000	8,217,540	N/A	0.196	2017/08/10	0.139	2017/08/30	48,520,000	8,217,540	-	-	-	-
26679	UBS AG - Jiangxi Copper European Warrants Jan 2018 A	HKD	0.113	0.042	0.058	182,950,000	18,021,390	14,634,520	0.270	2017/02/14	0.042	2017/08/18	802,130,000	91,005,810	-	-	-	-
18563	UBS AG - KECL European Warrants Aug 2017 A	HKD	0.010	0.010	0.010	1,000,000	10,000	17,669,747	0.072	2017/04/05	0.010	2017/08/07	2,782,580,000	109,034,380	0.128	2016/01/04	0.024	2016/12/20
11676	UBS AG - KECL European Warrants Mar 2018 A	HKD	0.810	0.770	0.740	3,202,000	2,515,580	N/A	0.810	2017/08/31	0.770	2017/08/31	3,202,000	2,515,580	-	-	-	-
13524	UBS AG - KECL European Warrants Oct 2017 A	HKD	0.133	0.013	0.044	31,538,000	1,708,996	N/A	0.510	2017/04/11	0.013	2017/08/24	240,514,000	58,824,328	-	-	-	-
15020	UBS AG - Kingsoft European Warrants Dec 2017 A	HKD	0.066	0.013	0.016	60,980,000	2,716,540	N/A	0.207	2017/05/10	0.013	2017/08/29	762,080,000	79,332,600	-	-	-	-
11672	UBS AG - Kingsoft European Warrants Feb 2018 A	HKD	0.120	0.107	0.120	1,540,000	166,880	N/A	0.120	2017/08/31	0.107	2017/08/31	1,540,000	166,880	-	-	-	-
14351	UBS AG - Kingsoft European Warrants Nov 2017 A	HKD	0.096	0.017	0.021	55,100,000	3,431,400	N/A	0.244	2017/04/27	0.017	2017/08/31	633,530,000	94,212,860	-	-	-	-
11678	UBS AG - Kingsoft European Warrants Oct 2017 A	HKD	0.227	0.054	0.067	89,820,000	9,376,290	N/A	0.370	2017/04/03	0.054	2017/08/30	137,800,000	19,066,420	-	-	-	-
25340	UBS AG - Kingsoft European Warrants Sep 2017 A	HKD	0.350	0.091	0.130	5,580,000	1,515,470	298,068	0.470	2017/03/23	0.091	2017/08/29	8,180,000	2,209,300	-	-	-	-
10471	UBS AG - KOSPI 200 European Put Warrants Dec 2018 B	HKD	0.265	0.265	0.219	20,000	5,300	N/A	0.265	2017/08/03	0.265	2017/08/03	20,000	5,300	-	-	-	-
10470	UBS AG - KOSPI 200 European Warrants Dec 2018 A	HKD	0.228	0.227	0.181	20,000	4,550	N/A	0.228	2017/08/03	0.227	2017/08/03	20,000	4,550	-	-	-	-
23746	UBS AG - Lenovo European Put Warrants Aug 2017 A	HKD	-	-	0.013	0	0	29,940,704	0.560	2017/02/20	0.026	2017/07/11	1,306,382,000	292,796,864	-	-	-	-
12177	UBS AG - Lenovo European Warrants Dec 2017 A	HKD	-	-	0.010	0	0	3,400	0.019	2017/01/05	0.010	2017/07/21	5,700,000	64,600	0.184	2016/02/02	0.015	2016/11/07
11503	UBS AG - Lenovo European Warrants Feb 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
24478	UBS AG - Lenovo European Warrants Nov 2017 A	HKD	0.158	0.036	0.036	517,136,000	40,040,674	N/A	0.236	2017/07/24	0.036	2017/08/31	598,452,000	54,313,094	-	-	-	-
16054	UBS AG - Lenovo European Warrants Sep 2017 A	HKD	0.052	0.020	0.010	16,956,000	630,842	N/A	0.201	2017/05/25	0.020	2017/08/18	1,310,098,000	170,090,638	-	-	-	-
29097	UBS AG - Li & Fung European Warrants Jun 2018 A	HKD	0.600	0.290	0.590	1,662,000	692,970	N/A	0.600	2017/08/28	0.290	2017/08/17	1,662,000	692,970	-	-	-	-
26863	UBS AG - Li & Fung European Warrants Sep 2017 A	HKD	0.022	0.010	0.023	1,374,000	21,662	3,995,815	0.435	2017/03/20	0.010	2017/08/09	174,954,000	30,781,360	-	-	-	-
29985	UBS AG - Li Ning European Warrants Mar 2019 A	HKD	0.194	0.188	0.190	12,600,000	2,404,115	N/A	0.194	2017/08/31	0.188	2017/08/31	12,600,000	2,404,115	-	-	-	-
16056	UBS AG - Link REIT European Warrants Dec 2017 A	HKD	0.163	0.098	0.133	170,925,000	22,907,145	N/A	0.335	2017/06/01	0.088	2017/07/05	471,140,000	80,702,595	-	-	-	-
29142	UBS AG - Link REIT European Warrants Feb 2018 A	HKD	0.210	0.173	0.197	21,780,000	4,164,615	N/A	0.210	2017/08/18	0.173	2017/08/30	21,780,000	4,164,615	-	-	-	-
16024	UBS AG - Meitu European Warrants Dec 2017 A	HKD	0.240	0.146	0.150	254,445,000	53,192,975	N/A	0.240	2017/08/10	0.146	2017/08/31	263,045,000	54,661,155	-	-	-	-
15483	UBS AG - Meitu European Warrants Nov 2017 A	HKD	0.190	0.078	0.102	265,970,000	34,144,150	N/A	0.375	2017/05/12	0.078	2017/08/03	2,180,595,000	330,931,735	-	-	-	-
16176	UBS AG - Meitu European Warrants Nov 2017 B	HKD	0.320	0.159	0.207	97,200,000	20,382,045	N/A	0.320	2017/08/14	0.159	2017/08/03	835,255,000	178,957,825	-	-	-	-
16789	UBS AG - Melco European Warrants Dec 2017 A	HKD	0.104	0.054	0.061	47,410,000	3,819,160	N/A	0.280	2017/06/27	0.054	2017/08/28	203,750,000	27,454,010	-	-	-	-
19676	UBS AG - Minsheng Bank European Warrants Dec 2017 A	HKD	0.290	0.098	0.093	65,815,000	9,442,015	N/A	0.360	2017/07/17	0.098	2017/08/11	69,643,000	10,584,655	-	-	-	-
26438	UBS AG - Minsheng Bank European Warrants Dec 2018 A	HKD	-	-	0.208	0	0	41,773	0.224	2017/06/22	0.198	2017/06/15	1,200,000	250,640	0.235	2016/06/08	0.195	2016/05/18
15684	UBS AG - Minsheng Bank European Warrants Oct 2017 A	HKD	0.183	0.063	0.057	40,784,500	5,023,630	N/A	0.360	2017/05/26	0.063	2017/08/29	208,474,500	37,002,587	-	-	-	-
16228	UBS AG - MTRC European Put Warrants Dec 2017 A	HKD	0.092	0.046	0.046	47,035,000	3,186,215	N/A	0.246	2017/06/05	0.046	2017/08/31	210,935,000	35,123,020	-	-	-	-
29106	UBS AG - MTRC European Warrants Apr 2018 A	HKD	0.260	0.206	0.216	22,970,000	5,108,800	N/A	0.260	2017/08/11	0.206	2017/08/30	22,970,000	5,108,800	-	-	-	-
28803	UBS AG - MTRC European Warrants Dec 2017 B	HKD	0.270	0.163	0.164	86,480,000	18,304,220	N/A	0.270	2017/08/10	0.163	2017/08/25	86,480,000	18,304,220	-	-	-	-
14590	UBS AG - MTRC European Warrants Feb 2018 A	HKD	0.080	0.035	0.047	20,805,000	1,109,100	N/A	0.385	2017/04/26	0.035	2017/08/11	441,365,000	77,288,315	-	-	-	-
16175	UBS AG - MTRC European Warrants Nov 2017 A	HKD	0.141	0.063	0.071	279,140,000	28,694,660	N/A	0.270	2017/05/31	0.063	2017/08/30	595,335,000	81,703,350	-	-	-	-
15009	UBS AG - NCI European Warrants Dec 2017 A	HKD	1.020	0.540	0.560	2,742,000	1,910,520	N/A	1.020	2017/08/02	0.133	2017/06/28	486,701,000	127,805,537	-	-	-	-
25387	UBS AG - NCI European Warrants Feb 2018 A	HKD	0.570	0.241	0.300	312,973,000	109,750,825	N/A	0.570	2017/08/02	0.241	2017/08/30	317,742,000	111,399,435	-	-	-	-
24484	UBS AG - NCI European Warrants Jan 2018 A	HKD	0.810	0.420	0.480	9,232,000	5,940,560	N/A	0.810	2017/08/02	0.420	2017/08/30	49,234,000	27,453,330	-	-	-	-
26855	UBS AG - New World European Warrants Aug 2017 A	HKD	0.275	0.153	0.265	2,724,000	621,023	3,638,647	0.710	2017/06/07	0.081	2017/07/26	108,160,000	45,888,391	-	-	-	-
16586	UBS AG - New World European Warrants Dec 2017 A	HKD	0.208	0.150	0.163	1,100,000	190,840	N/A	0.325	2017/06/14	0.150	2017/08/16	13,082,000	3,817,010	-	-	-	-
10439	UBS AG - Nikkei 225 European Put Warrants Dec 2017 B	HKD	0.049	0.039	0.034	300,000	13,100	6,100	0.156	2017/01/16	0.039	2017/08/29	520,000	39,710	-	-	-	-
10440	UBS AG - Nikkei 225 European Put Warrants Sep 2017 D	HKD	0.020	0.016	0.014	360,000	6,480	21,257	0.153	2017/01/16	0.016	2017/08/14	3,340,000	217,310	-	-	-	-
10441	UBS AG - Nikkei 225 European Put Warrants Sep 2017 E	HKD	0.074	0.036	0.037	5,240,000	280,870	94,965	0.238	2017/01/05	0.036	2017/08/07	9,790,000	671,390	-	-	-	-
10437	UBS AG - Nikkei 225 European Warrants Dec 2017 A	HKD	-	-	N/A	0	0	0	-	-	-	-	0	0	-	-	-	-
10435	UBS AG - Nikkei 225 European Warrants Sep 2017 A	HKD	0.031	0.019	0.023	360,000	9,210	138,045	0.184	2017/01/16	0.019	2017/08/14	12,420,000	831,940	-	-	-	-
10436	UBS AG - Nikkei 225 European Warrants Sep 2017 B	HKD	-	-	0.011	0	0	43	0.165	2017/01/16	0.164	2017/01/16	30,000	3,550	-	-	-	-
10438	UBS AG - Nikkei 225 European Warrants Sep 2017 C	HKD	-	-	N/A	0	0	0	-	-	-	-	0	0	-	-	-	-
16561	UBS AG - Nine Dragons European Warrants May 2018 A	HKD	0.285	0.183	0.285	34,480,000	7,752,570	N/A	0.285	2017/08/31	0.182	2017/06/27	186,720,000	40,244,550	-	-	-	-
28777	UBS AG - PetroChina European Put Warrants Nov 2017 B	HKD	0.330	0.216	0.217	65,992,000	14,420,606	N/A	0.330	2017/08/21	0.216	2017/08/31	65,992,000	14,420,606	-	-	-	-
11268	UBS AG - PetroChina European Warrants Aug 2017 A	HKD	-	-	0.010	0	0	N/A	0.285	2017/03/16	0.010	2017/07/27	2,175,816,000	284,805,156	-	-	-	-
16756	UBS AG - PetroChina European Warrants Dec 2017 A	HKD	0.164	0.067	0.098	195,830,000	18,484,058	N/A	0.234	2017/06/19	0.067	2017/08/18	1,462,460,000	167,488,862	-	-	-	-
11508	UBS AG - PetroChina European Warrants Dec 2017 B	HKD	0.280	0.255	0.265	1,100,000	293,010	N/A	0.280	2017/08/30	0.255	2017/08/29	1,100,000	293,010	-	-	-	-
27205	UBS AG - PetroChina European Warrants Feb 2018 A	HKD	0.350	0.180	0.185	83,268,000	16,054,466	N/A	0.350	2017/08/01	0.180	2017/08/31	83,268,000	16,054,466	-	-	-	-
28537	UBS AG - PetroChina European Warrants Feb 2018 B	HKD	0.109	0.092	0.092	1,548,000	154,634	N/A	0.109	2017/08/16	0.092	2017/08/28	1,548,000	154,634	-	-	-	-
18415	UBS AG - PetroChina European Warrants Jan 2018 A	HKD	0.169	0.077	0.089	1,110,404,000	129,586,346	N/A	0.189	2017/07/27	0.077	2017/08/24	1,528,926,000	194,109,956	-	-	-	-
25309	UBS AG - PetroChina European Warrants Jun 2018 A	HKD	-	-	0.011	0	0	35,417	0.052	2017/01/13	0.012	2017/06/05	19,520,000	567,020	0.069	2016/04/28	0.025	2016/11/09
16929	UBS AG - PetroChina European Warrants Nov 2017 A	HKD	0.204	0.070	0.107	98,352,000	11,530,848	N/A	0.260	2017/07/04	0.070	2017/08/18	1,480,278,000	223,730,896	-	-	-	-
15333	UBS AG - PetroChina European Warrants Oct 2017 A	HKD	0.064	0.017	0.027	15,782,000	438,742	N/A	0.242	2017/05/10	0.017	2017/08/28	2,497,328,000	271,686,502	-	-	-	-
13834	UBS AG - PetroChina European Warrants Sep 2017 A	HKD	-	-	0.014	0	0	N/A	0.109	2017/04/19	0.012	2017/07/26	233,048,000	10,676,940	-	-	-	-
15041	UBS AG - PetroChina European Warrants Sep 2017 B	HKD	0.022	0.016	0.013	2,300,000	45,100	N/A	0.127	2017/05/08	0.012	2017/07/14	236,542,000	23,487,484	-	-	-	-
19678	UBS AG - PICC European Warrants Jan 2018 A	HKD	0.880	0.465	0.520	31,174,000	19,852,560	N/A	1.050	2017/07/17	0.465	2017/08/10	58,370,000	43,603,960	-	-	-	-
21048	UBS AG - PICC European Warrants Jul 2018 A	HKD	0.275	0.186	0.204	4,960,000	1,111,700	11,898,930	0.275	2017/08/24	0.084	2017/04/18	597,920,000	92,596,140	-	-	-	-
27213	UBS AG - PICC Group European Warrants Aug 2017 A	HKD	0.330	0.200	0.285	2,882,000	749,045	4,502,848	0.355	2017/02/14	0.085	2017/07/05	158,469,000	27,093,940	-	-	-	-
18542	UBS AG - PICC Group European Warrants Dec 2017 A	HKD	0.290	0.192	0.199	55,424,000	12,152,362	N/A	0.325	2017/07/17	0.192	2017/08/22	170,266,000	42,764,221	-	-	-	-
16227	UBS AG - Ping An European Put Warrants Dec 2017 A	HKD	0.061	0.010	0.010	28,840,000	978,825	N/A	0.275	2017/05/31	0.010	2017/08/29	3,733,360,000	469,802,075	-	-	-	-
17439	UBS AG - Ping An European Put Warrants Dec 2017 E	HKD	0.108	0.032	0.032	23,850,000	1,609,185	N/A	0.198	2017/07/06	0.032	2017/08/24	4,279,570,000	402,077,285	-	-	-	-
11053	UBS AG - Ping An European Put Warrants Feb 2018 A	HKD	0.380	0.360	0.395	1,100,000	407,850	N/A	0.380	2017/08/25	0.360	2017/08/25	1,100,000	407,850	-	-	-	-
21451	UBS AG - Ping An European Put Warrants Jan 2018 C	HKD	0.193	0.098	0.093	1,178,670,000	147,525,375	N/A	0.255	2017/07/17	0.098	2017/08/22	2,188,895,000	330,562,510	-	-	-	-
26873	UBS AG - Ping An European Put Warrants Jan 2018 F	HKD	0.350	0.092	0.103	1,929,745,000	419,800,455	N/A	0.350	2017/08/11	0.092	2017/08/28	1,930,465,000	420,013,455	-	-	-	-
15941	UBS AG - Ping An European Put Warrants Nov 2017 B	HKD	0.024	0.011	0.016	1,990,000	38,920	N/A	0.226	2017/05/22	0.011	2017/08/03	1,931,945,000	190,548,370	-	-	-	-
12886	UBS AG - Ping An European Put Warrants Sep 2017 C	HKD	-	-	0.010	0	0	N/A	0.340	2017/03/28	0.013	2017/07/07	2,713,695,000	303,580,825	-	-	-	-
15080	UBS AG - Ping An European Warrants Aug 2017 A	HKD	1.730	1.700	1.860	160,000	273,800	N/A	1.730	2017/08/22	0.162	2017/05/08	1,910,000	1,261,075	-	-	-	-
16348	UBS AG - Ping An European Warrants Dec 2017 B	HKD	0.630	0.220	0.500	89,980,000	31,865,445	N/A	0.630	2017/08/28	0.100	2017/07/04	22,405,710,000	3,178,754,820	-	-	-	-
16707	UBS AG - Ping An European Warrants Dec 2017 C	HKD	0.600	0.235	0.455	2,288,555,000	687,051,840	N/A	0.600	2017/08/24	0.150	2017/07/05	5,852,835,000	1,282,539,485	-	-	-	-
16937	UBS AG - Ping An European Warrants Dec 2017 D	HKD	0.455	0.160	0.325	131,625,000	37,946,015	N/A	0.455	2017/08/24	0.152	2017/07/10	7,788,705,000	1,492,289,080	-	-	-	-
16790	UBS AG - Ping An European Warrants Jan 2018 A	HKD	0.670	0.485	0.830	1,755,000	1,064,125	N/A	0.670	2017/08/18	0.345	2017/06/20	2,015,000	1,153,825	-	-	-	-
21263	UBS AG - Ping An European Warrants Jan 2018 B	HKD	0.300	0.120	0.215	202,985,000	40,517,445	N/A	0.360	2017/07/17	0.120	2017/08/11	14,270,260,000	2,825,102,035	-	-	-	-
23506	UBS AG - Ping An European Warrants Jan 2018 D	HKD	0.510	0.265	0.390	1,982,935,000	727,322,175	N/A	0.510	2017/08/24	0.265	2017/08/14	1,983,295,000	727,447,725	-	-	-	-
24479	UBS AG - Ping An European Warrants Jan 2018 E	HKD	0.223	0.096	0.152	9,782,725,000	1,639,586,505	N/A	0.223	2017/08/24	0.096	2017/08/11	9,784,545,000	1,639,910,985	-	-	-	-
11040	UBS AG - Ping An European Warrants Jan 2018 G	HKD	0.220	0.202	0.186	560,000	118,160	N/A	0.220	2017/08/25	0.202	2017/08/25	560,000	118,160	-	-	-	-
28527	UBS AG - Ping An European Warrants Mar 2018 A	HKD	0.410	0.248	0.285	2,556,090,000	864,891,420	N/A	0.410	2017/08/24	0.248	2017/08/14	2,556,090,000	864,891,420	-	-	-	-
15221	UBS AG - Ping An European Warrants Nov 2017 A	HKD	1.060	1.040	1.350	80,000	84,000	N/A	1.060	2017/08/17	0.150	2017/05/09	733,225,000	125,804,215	-	-	-	-
16177	UBS AG - Ping An European Warrants Nov 2017 C	HKD	0.980	0.410	0.880	10,520,000	7,087,500	N/A	0.980	2017/08/25	0.177	2017/06/15	12,579,560,000	2,827,384,975	-	-	-	-
15698	UBS AG - Ping An European Warrants Oct 2017 A	HKD	1.250	0.770	1.140	4,940,000	4,452,400	N/A	1.250	2017/08/24	0.150	2017/05/19	2,570,250,000	622,620,055	-	-	-	-
27144	UBS AG - Ping An European Warrants Sep 2017 A	HKD	1.520	1.060	1.460	1,180,000	1,442,000	341,174,420	1.520	2017/08/22	0.075	2017/05/08	17,315,675,000	2,087,749,810	-	-	-	-
12863	UBS AG - Ping An European Warrants Sep 2017 B	HKD	1.050	0.320	0.840	43,310,000	32,501,950	N/A	1.050	2017/08/24	0.067	2017/05/19	22,158,210,000	1,896,258,075	-	-	-	-
14927	UBS AG - PWR Assets European Warrants Dec 2017 A	HKD	0.610	0.560	0.660	3,405,000	1,968,100	N/A	0.610	2017/08/09	0.168	2017/07/20	79,270,000	32,738,230	-	-	-	-
27226	UBS AG - PWR Assets European Warrants Feb 2018 B	HKD	0.490	0.470	0.430	780,000	377,100	N/A	0.490	2017/08/02	0.470	2017/08/04	780,000	377,100	-	-	-	-
28545	UBS AG - R&F Ppt European Warrants Apr 2018 A	HKD	0.300	0.260	0.530	160,000	44,600	N/A	0.300	2017/08/08	0.260	2017/08/08	160,000	44,600	-	-	-	-
29092	UBS AG - Sands China European Put Warrants Nov 2017 C	HKD	0.153	0.070	0.073	54,100,000	5,595,132	N/A	0.153	2017/08/11	0.070	2017/08/31	54,100,000	5,595,132	-	-	-	-
13621	UBS AG - Sands China European Put Warrants Sep 2017 A	HKD	0.037	0.025	0.015	468,000	13,988	N/A	0.198	2017/04/19	0.025	2017/08/08	1,039,876,000	93,258,892	-	-	-	-
16703	UBS AG - Sands China European Put Warrants Sep 2017 D	HKD	0.125	0.066	0.066	32,028,000	2,988,784	N/A	0.208	2017/07/11	0.066	2017/08/31	108,020,000	10,283,700	-	-	-	-
11885	UBS AG - Sands China European Warrants Aug 2017 A	HKD	0.021	0.010	0.010	1,088,000	14,752	N/A	0.260	2017/04/10	0.010	2017/08/11	1,461,416,000	123,028,180	-	-	-	-
17996	UBS AG - Sands China European Warrants Dec 2017 A	HKD	-	-	0.239	80,000	25,200	N/A	0.310	2017/07/13	0.260	2017/07/12	992,000	280,360	-	-	-	-
16701	UBS AG - Sands China European Warrants Nov 2017 A	HKD	0.069	0.065	0.053	964,000	63,764	N/A	0.220	2017/06/19	0.065	2017/08/16	208,064,000	20,205,976	-	-	-	-
16791	UBS AG - Sands China European Warrants Nov 2017 B	HKD	0.179	0.087	0.110	418,176,000	54,168,016	N/A	0.370	2017/06/20	0.087	2017/08/28	1,094,380,000	153,880,368	-	-	-	-
13916	UBS AG - Sands China European Warrants Sep 2017 B	HKD	-	-	0.014	0	0	N/A	0.108	2017/04/21	0.019	2017/07/14	398,108,000	20,376,584	-	-	-	-
15480	UBS AG - Sands China European Warrants Sep 2017 C	HKD	0.087	0.010	0.010	12,604,000	627,372	N/A	0.244	2017/06/20	0.010	2017/08/22	1,402,632,000	179,962,812	-	-	-	-
13422	UBS AG - SHK Ppt European Put Warrants Oct 2017 B	HKD	0.020	0.010	0.010	3,760,000	60,010	N/A	0.340	2017/04/12	0.010	2017/08/28	237,760,000	32,413,690	-	-	-	-
29109	UBS AG - SHK Ppt European Warrants Aug 2017 A	HKD	0.086	0.019	0.010	7,170,000	328,290	8,008,455	0.495	2017/06/07	0.019	2017/08/22	214,820,000	48,050,730	-	-	-	-
16582	UBS AG - SHK Ppt European Warrants Dec 2017 A	HKD	0.300	0.190	0.325	60,750,000	15,630,400	N/A	0.440	2017/06/14	0.182	2017/07/27	106,430,000	26,271,780	-	-	-	-
26371	UBS AG - SHK Ppt European Warrants Oct 2017 A	HKD	-	-	0.500	0	0	0	0.330	2017/02/16	0.330	2017/02/16	50,000	16,500	0.365	2016/08/05	0.360	2016/08/05
28775	UBS AG - Sinopec Corp European Warrants Jan 2018 A	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
17044	UBS AG - Sinopec Corp European Warrants Nov 2017 A	HKD	0.183	0.050	0.104	263,774,000	25,275,982	N/A	0.260	2017/07/04	0.050	2017/08/18	403,874,000	51,266,382	-	-	-	-
16178	UBS AG - Sinopec Corp European Warrants Oct 2017 A	HKD	0.036	0.025	0.016	2,664,000	87,218	N/A	0.182	2017/06/07	0.025	2017/08/03	264,488,000	17,856,934	-	-	-	-
15687	UBS AG - Sinopec Corp European Warrants Sep 2017 A	HKD	0.027	0.014	0.014	4,986,000	113,268	N/A	0.210	2017/05/18	0.014	2017/08/04	526,334,000	43,538,564	-	-	-	-
19702	UBS AG - SJM Holdings European Warrants Dec 2017 A	HKD	0.098	0.038	0.040	1,690,000	99,940	2,894,660	0.161	2017/06/20	0.038	2017/08/28	210,060,000	20,626,670	0.195	2016/02/18	0.077	2016/11/09
16727	UBS AG - SJM Holdings European Warrants Dec 2017 B	HKD	0.345	0.066	0.068	41,725,000	7,323,367	N/A	0.760	2017/06/22	0.066	2017/08/31	71,137,000	20,552,212	-	-	-	-
15878	UBS AG - SMIC European Warrants Apr 2018 A	HKD	0.160	0.070	0.079	48,520,000	5,670,545	N/A	0.203	2017/05/22	0.070	2017/08/29	670,115,000	105,885,385	-	-	-	-
29015	UBS AG - SMIC European Warrants Aug 2017 A	HKD	0.025	0.010	0.010	8,550,000	168,785	9,289,148	0.231	2017/02/28	0.010	2017/08/09	791,050,000	55,868,835	-	-	-	-
22238	UBS AG - SMIC European Warrants Dec 2017 A	HKD	-	-	0.020	0	0	39,489	0.227	2017/02/13	0.044	2017/05/23	26,960,000	4,876,640	-	-	-	-
15893	UBS AG - SMIC European Warrants Mar 2018 A	HKD	0.130	0.110	0.058	11,245,000	1,297,530	N/A	0.169	2017/07/19	0.107	2017/06/06	70,690,000	9,445,590	-	-	-	-
16117	UBS AG - SMIC European Warrants Nov 2017 A	HKD	0.033	0.010	0.010	1,860,000	24,470	5,567,695	0.305	2017/01/04	0.010	2017/08/29	739,860,000	93,648,940	-	-	-	-
28970	UBS AG - SMIC European Warrants Oct 2017 A	HKD	-	-	0.013	0	0	911,176	0.140	2017/03/08	0.031	2017/05/18	54,560,000	5,572,335	-	-	-	-
27842	UBS AG - SPDR Gold Trust European Warrants Nov 2017 A	HKD	0.520	0.395	0.470	37,931,000	17,384,495	N/A	0.520	2017/08/29	0.395	2017/08/07	37,931,000	17,384,495	-	-	-	-
11347	UBS AG - SPDR Gold Trust European Warrants Sep 2017 A	HKD	0.031	0.010	0.010	1,804,000	45,622	N/A	0.340	2017/04/13	0.010	2017/08/22	49,472,000	5,895,219	-	-	-	-
26029	UBS AG - Stanchart European Put Warrants Aug 2017 A	HKD	-	-	0.013	0	0	5,604,001	0.580	2017/02/27	0.017	2017/07/07	161,758,000	41,924,462	-	-	-	-
17440	UBS AG - Stanchart European Put Warrants Jan 2018 A	HKD	0.420	0.244	0.380	40,134,000	11,828,952	N/A	0.460	2017/07/06	0.244	2017/08/02	84,398,000	27,601,637	-	-	-	-
27083	UBS AG - Stanchart European Warrants Aug 2017 B	HKD	0.400	0.017	0.010	10,719,000	2,022,217	626,095	0.490	2017/02/15	0.017	2017/08/08	28,236,500	5,106,190	-	-	-	-
24448	UBS AG - Stanchart European Warrants Dec 2017 A	HKD	0.195	0.074	0.097	3,895,000	533,505	671,828	0.195	2017/08/01	0.060	2017/01/04	114,505,000	11,653,165	0.180	2016/01/04	0.039	2016/02/25
28551	UBS AG - Stanchart European Warrants Feb 2018 A	HKD	0.315	0.201	0.211	7,922,000	1,712,284	N/A	0.315	2017/08/09	0.201	2017/08/29	7,922,000	1,712,284	-	-	-	-
17441	UBS AG - Stanchart European Warrants Jan 2018 B	HKD	0.600	0.162	0.175	35,143,500	12,493,286	N/A	0.600	2017/08/01	0.162	2017/08/29	81,016,500	35,070,056	-	-	-	-
29009	UBS AG - Stanchart European Warrants Jan 2018 C	HKD	0.510	0.390	0.350	7,959,500	3,301,473	N/A	0.510	2017/08/10	0.390	2017/08/15	7,959,500	3,301,473	-	-	-	-
16055	UBS AG - Stanchart European Warrants Nov 2017 A	HKD	0.820	0.143	0.162	68,066,500	28,764,411	N/A	0.820	2017/08/01	0.143	2017/08/18	147,497,500	65,198,322	-	-	-	-
12117	UBS AG - Stanchart European Warrants Sep 2017 A	HKD	1.070	0.115	0.153	6,367,500	3,056,375	N/A	1.070	2017/08/02	0.115	2017/08/29	248,476,500	97,130,758	-	-	-	-
25157	UBS AG - Sunny Optical European Put Warrants Apr 2018 A	HKD	0.255	0.154	0.155	51,800,000	10,897,700	N/A	0.260	2017/07/26	0.154	2017/08/31	85,700,000	19,541,000	-	-	-	-
28228	UBS AG - Sunny Optical European Warrants Aug 2017 A	HKD	4.360	3.030	4.390	220,000	711,700	33,010,350	4.360	2017/08/15	0.350	2017/06/06	358,830,000	204,516,600	-	-	-	-
29488	UBS AG - Sunny Optical European Warrants Aug 2018 A	HKD	0.335	0.280	0.290	142,920,000	41,605,600	N/A	0.335	2017/08/24	0.280	2017/08/18	142,920,000	41,605,600	-	-	-	-
18414	UBS AG - Sunny Optical European Warrants Jan 2018 A	HKD	2.680	1.100	2.380	24,120,000	43,577,200	N/A	2.680	2017/08/24	0.660	2017/07/12	125,260,000	147,020,300	-	-	-	-
25128	UBS AG - Sunny Optical European Warrants Jan 2018 B	HKD	2.120	0.910	1.830	3,990,000	5,518,600	N/A	2.120	2017/08/24	0.910	2017/08/01	4,270,000	5,820,900	-	-	-	-
29750	UBS AG - Sunny Optical European Warrants Jul 2018 A	HKD	0.280	0.226	0.260	36,800,000	9,780,300	N/A	0.280	2017/08/25	0.226	2017/08/29	36,800,000	9,780,300	-	-	-	-
25443	UBS AG - Sunny Optical European Warrants Jun 2018 A	HKD	0.245	0.173	0.210	611,130,000	128,652,630	N/A	0.245	2017/08/15	0.173	2017/08/11	846,210,000	179,799,100	-	-	-	-
15227	UBS AG - Sunny Optical European Warrants Nov 2017 A	HKD	3.420	1.420	3.040	3,100,000	7,016,500	N/A	3.420	2017/08/24	0.350	2017/06/07	394,600,000	218,290,700	-	-	-	-
15230	UBS AG - Sunny Optical European Warrants Nov 2018 A	HKD	-	-	0.680	0	0	N/A	0.320	2017/06/27	0.186	2017/06/06	98,500,000	19,545,200	-	-	-	-
11342	UBS AG - Sunny Optical European Warrants Sep 2017 A	HKD	4.200	1.940	3.950	860,000	2,560,900	N/A	4.200	2017/08/24	0.171	2017/06/06	382,690,000	179,569,400	-	-	-	-
14617	UBS AG - Sunny Optical European Warrants Sep 2017 B	HKD	4.370	3.180	4.640	210,000	856,100	N/A	4.370	2017/08/16	0.345	2017/06/06	216,500,000	152,464,550	-	-	-	-
29983	UBS AG - Swire Pacific A European Warrants Oct 2018 A	HKD	0.920	0.890	0.910	605,000	546,250	N/A	0.920	2017/08/28	0.890	2017/08/30	605,000	546,250	-	-	-	-
25366	UBS AG - Tencent Holdings European Put Warrants Dec 2017 C	HKD	0.095	0.037	0.046	6,326,390,000	462,421,810	N/A	0.138	2017/07/26	0.037	2017/08/17	11,954,370,000	1,087,396,420	-	-	-	-
17915	UBS AG - Tencent Holdings European Put Warrants Feb 2018 B	HKD	0.054	0.044	0.048	140,000	6,880	N/A	0.156	2017/07/11	0.044	2017/08/17	580,000	63,720	-	-	-	-
28302	UBS AG - Tencent Holdings European Put Warrants Feb 2018 C	HKD	0.225	0.106	0.140	19,104,520,000	2,926,593,110	N/A	0.225	2017/08/07	0.106	2017/08/17	19,104,520,000	2,926,593,110	-	-	-	-
29143	UBS AG - Tencent Holdings European Put Warrants Feb 2018 E	HKD	0.320	0.195	0.207	830,000	204,070	N/A	0.320	2017/08/14	0.195	2017/08/17	830,000	204,070	-	-	-	-
27838	UBS AG - Tencent Holdings European Put Warrants Jan 2018 C	HKD	0.165	0.084	0.102	4,908,770,000	622,740,120	N/A	0.165	2017/08/03	0.084	2017/08/09	4,908,770,000	622,740,120	-	-	-	-
14936	UBS AG - Tencent Holdings European Put Warrants Nov 2017 A	HKD	-	-	0.010	0	0	N/A	0.166	2017/05/05	0.010	2017/07/31	11,980,300,000	1,027,829,490	-	-	-	-
15699	UBS AG - Tencent Holdings European Put Warrants Nov 2017 B	HKD	0.018	0.010	0.010	27,510,000	354,800	N/A	0.227	2017/05/16	0.010	2017/08/29	14,812,930,000	1,331,140,790	-	-	-	-
16081	UBS AG - Tencent Holdings European Put Warrants Nov 2017 C	HKD	0.025	0.010	0.010	25,750,000	351,590	N/A	0.118	2017/06/01	0.010	2017/08/31	16,806,140,000	1,034,793,490	-	-	-	-
16083	UBS AG - Tencent Holdings European Put Warrants Nov 2017 D	HKD	0.040	0.010	0.010	131,770,000	2,568,480	N/A	0.182	2017/05/25	0.010	2017/08/31	43,778,630,000	4,492,319,630	-	-	-	-
16726	UBS AG - Tencent Holdings European Put Warrants Nov 2017 F	HKD	0.046	0.013	0.014	188,060,000	5,315,410	N/A	0.224	2017/07/05	0.013	2017/08/31	13,929,340,000	1,159,482,590	-	-	-	-
15264	UBS AG - Tencent Holdings European Put Warrants Oct 2017 B	HKD	-	-	0.010	0	0	23,201,887	0.210	2017/01/03	0.018	2017/04/27	3,089,160,000	143,338,210	0.260	2016/12/23	0.204	2016/12/30
12161	UBS AG - Tencent Holdings European Put Warrants Sep 2017 A	HKD	0.010	0.010	0.010	500,000	5,000	N/A	0.170	2017/03/23	0.010	2017/08/10	17,715,280,000	1,577,814,880	-	-	-	-
14359	UBS AG - Tencent Holdings European Put Warrants Sep 2017 C	HKD	-	-	0.010	0	0	N/A	0.120	2017/04/24	0.010	2017/07/27	15,418,280,000	1,117,772,370	-	-	-	-
15749	UBS AG - Tencent Holdings European Warrants Apr 2018 A	HKD	0.600	0.370	0.530	28,800,000	13,299,700	N/A	0.600	2017/08/17	0.152	2017/07/05	15,453,470,000	3,721,890,420	-	-	-	-
16027	UBS AG - Tencent Holdings European Warrants Apr 2018 B	HKD	-	-	N/A	0	0	N/A	-	-	-	-	0	0	-	-	-	-
28289	UBS AG - Tencent Holdings European Warrants Apr 2018 C	HKD	0.275	0.161	0.208	17,637,410,000	3,734,066,440	N/A	0.275	2017/08/07	0.161	2017/08/29	17,637,410,000	3,734,066,440	-	-	-	-
15381	UBS AG - Tencent Holdings European Warrants Aug 2017 A	HKD	1.210	1.020	1.190	1,110,000	1,319,200	2,456,057	1.210	2017/08/09	0.113	2017/01/24	52,678,080,000	6,828,927,940	0.143	2016/12/28	0.122	2016/12/29
14348	UBS AG - Tencent Holdings European Warrants Aug 2017 B	HKD	-	-	0.900	0	0	N/A	0.435	2017/06/09	0.181	2017/05/09	1,300,000	257,900	-	-	-	-
14920	UBS AG - Tencent Holdings European Warrants Aug 2017 C	HKD	3.770	1.170	2.350	40,451,000	93,701,870	N/A	3.770	2017/08/17	0.140	2017/07/05	4,138,511,000	2,490,299,874	-	-	-	-
15082	UBS AG - Tencent Holdings European Warrants Aug 2017 D	HKD	4.370	2.100	3.610	6,083,000	19,258,640	N/A	4.370	2017/08/09	0.177	2017/07/05	7,230,997,000	3,422,617,318	-	-	-	-
16225	UBS AG - Tencent Holdings European Warrants Dec 2017 A	HKD	0.450	0.220	0.350	642,150,000	203,344,060	N/A	0.450	2017/08/17	0.064	2017/07/05	57,098,770,000	7,639,389,820	-	-	-	-
18723	UBS AG - Tencent Holdings European Warrants Dec 2017 B	HKD	0.475	0.350	0.450	1,390,000	572,300	N/A	0.475	2017/08/15	0.197	2017/07/13	3,100,000	985,450	-	-	-	-
28798	UBS AG - Tencent Holdings European Warrants Dec 2017 D	HKD	0.950	0.415	0.580	1,579,011,000	1,125,851,145	N/A	0.950	2017/08/17	0.415	2017/08/29	1,579,011,000	1,125,851,145	-	-	-	-
15691	UBS AG - Tencent Holdings European Warrants Feb 2018 A	HKD	-	-	0.620	0	0	N/A	0.275	2017/05/22	0.198	2017/07/05	4,920,000	1,150,120	-	-	-	-
29104	UBS AG - Tencent Holdings European Warrants Feb 2018 D	HKD	0.320	0.184	0.223	26,691,360,000	6,064,836,870	N/A	0.320	2017/08/15	0.184	2017/08/29	26,691,360,000	6,064,836,870	-	-	-	-
29147	UBS AG - Tencent Holdings European Warrants Feb 2018 F	HKD	0.680	0.680	0.650	120,000	81,600	N/A	0.680	2017/08/14	0.680	2017/08/14	120,000	81,600	-	-	-	-
16969	UBS AG - Tencent Holdings European Warrants Jan 2018 A	HKD	0.420	0.215	0.335	337,120,000	99,943,970	N/A	0.420	2017/08/17	0.079	2017/07/05	46,790,570,000	6,797,778,560	-	-	-	-
26875	UBS AG - Tencent Holdings European Warrants Jan 2018 B	HKD	0.340	0.185	0.260	9,117,000,000	1,989,568,320	N/A	0.340	2017/08/17	0.185	2017/08/03	9,117,080,000	1,989,591,120	-	-	-	-
25412	UBS AG - Tencent Holdings European Warrants Jun 2018 A	HKD	0.270	0.270	0.335	250,000	67,500	N/A	0.285	2017/07/26	0.270	2017/08/01	490,000	135,100	-	-	-	-
17999	UBS AG - Tencent Holdings European Warrants Mar 2018 A	HKD	0.400	0.217	0.340	1,184,940,000	296,923,720	N/A	0.400	2017/08/17	0.160	2017/07/11	7,814,100,000	1,775,071,910	-	-	-	-
29413	UBS AG - Tencent Holdings European Warrants Mar 2018 B	HKD	0.223	0.223	0.170	240,000	53,520	N/A	0.223	2017/08/16	0.223	2017/08/16	240,000	53,520	-	-	-	-
16133	UBS AG - Tencent Holdings European Warrants Nov 2017 E	HKD	0.540	0.305	0.460	111,720,000	45,435,250	N/A	0.540	2017/08/17	0.099	2017/07/05	35,549,800,000	5,130,413,130	-	-	-	-
25418	UBS AG - Tencent Holdings European Warrants Nov 2017 G	HKD	1.310	0.540	1.000	2,827,957,000	1,924,842,890	N/A	1.310	2017/08/17	0.540	2017/08/03	3,148,702,000	2,130,790,780	-	-	-	-
28541	UBS AG - Tencent Holdings European Warrants Oct 2017 A	HKD	-	-	1.340	0	0	114,700	1.100	2017/07/24	0.230	2017/01/16	660,000	690,500	0.425	2016/09/23	0.147	2016/06/17
15357	UBS AG - Tencent Holdings European Warrants Oct 2017 C	HKD	-	-	1.010	0	0	229,150,728	0.530	2017/05/26	0.117	2017/02/10	8,342,210,000	1,374,939,910	0.124	2016/12/21	0.124	2016/12/21
14338	UBS AG - Tencent Holdings European Warrants Oct 2017 D	HKD	0.840	0.700	0.790	950,000	733,000	N/A	0.840	2017/08/24	0.150	2017/05/05	8,939,500,000	1,460,538,650	-	-	-	-
14940	UBS AG - Tencent Holdings European Warrants Oct 2017 E	HKD	0.770	0.580	0.690	400,000	265,800	N/A	0.770	2017/08/17	0.144	2017/05/10	2,304,510,000	391,361,010	-	-	-	-
16015	UBS AG - Tencent Holdings European Warrants Oct 2017 F	HKD	1.890	1.270	1.500	210,010,000	339,232,330	N/A	1.890	2017/08/18	0.540	2017/06/01	265,161,000	383,888,340	-	-	-	-
12256	UBS AG - Tencent Holdings European Warrants Sep 2017 B	HKD	0.920	0.680	0.850	15,160,000	11,903,900	N/A	0.920	2017/08/17	0.095	2017/04/11	56,008,050,000	6,405,398,470	-	-	-	-
16226	UBS AG - Tencent Holdings European Warrants Sep 2017 D	HKD	2.770	0.950	1.730	119,103,000	200,121,320	N/A	2.770	2017/08/17	0.189	2017/07/05	4,272,275,000	3,382,373,102	-	-	-	-
27597	UBS AG - Tracker Fund European Warrants Dec 2017 A	HKD	-	-	0.550	0	0	10,419	0.290	2017/05/16	0.155	2017/01/03	100,665,000	17,356,265	0.250	2016/10/13	0.119	2016/06/16
14844	UBS AG - Tracker Fund European Warrants Jul 2018 A	HKD	0.300	0.300	0.370	50,000	15,000	N/A	0.300	2017/08/11	0.189	2017/05/05	59,360,000	12,944,440	-	-	-	-
26173	UBS AG - Tracker Fund European Warrants Sep 2017 A	HKD	-	-	0.770	0	0	883	0.550	2017/06/05	0.305	2017/01/18	270,000	86,100	0.320	2016/08/24	0.128	2016/05/13
16729	UBS AG - Tracker Fund European Warrants Sep 2018 A	HKD	0.240	0.179	0.207	390,875,000	80,655,895	N/A	0.240	2017/08/01	0.179	2017/08/11	429,580,000	88,915,730	-	-	-	-
29987	UBS AG - WH Group European Warrants Feb 2018 A	HKD	0.890	0.820	0.820	2,418,000	2,139,745	N/A	0.890	2017/08/29	0.820	2017/08/31	2,418,000	2,139,745	-	-	-	-
15019	UBS AG - Wynn Macau European Put Warrants Dec 2017 A	HKD	0.200	0.127	0.130	68,732,000	10,896,024	N/A	0.295	2017/05/08	0.127	2017/08/22	157,608,000	27,751,136	-	-	-	-
13781	UBS AG - Wynn Macau European Put Warrants Oct 2017 A	HKD	0.010	0.010	0.010	200,000	2,000	1,003,237	0.220	2017/01/03	0.010	2017/08/24	274,060,000	36,494,188	0.275	2016/11/03	0.167	2016/12/01
17193	UBS AG - Wynn Macau European Warrants Feb 2018 A	HKD	0.147	0.102	0.115	50,408,000	5,997,916	N/A	0.199	2017/07/12	0.102	2017/08/11	82,252,000	11,243,164	-	-	-	-
23042	UBS AG - Wynn Macau European Warrants Jan 2018 A	HKD	-	-	0.360	0	0	152,667	0.550	2017/06/14	0.236	2017/01/20	8,848,000	2,499,420	-	-	-	-
15018	UBS AG - Wynn Macau European Warrants Jan 2018 B	HKD	0.111	0.064	0.079	142,672,000	12,216,204	N/A	0.220	2017/06/14	0.064	2017/08/11	609,120,000	79,097,512	-	-	-	-
13491	UBS AG - Wynn Macau European Warrants Sep 2017 A	HKD	0.115	0.055	0.077	10,296,000	772,112	4,037,685	0.265	2017/06/20	0.055	2017/08/11	748,316,000	77,936,556	0.226	2016/09/29	0.071	2016/11/14
12523	UBS AG - Wynn Macau European Warrants Sep 2017 B	HKD	0.047	0.010	0.010	47,252,000	1,334,172	N/A	0.185	2017/04/10	0.010	2017/08/30	759,880,000	81,277,968	-	-	-	-
23877	UBS AG - Xinyi Glass European Warrants Aug 2018 A	HKD	0.134	0.087	0.102	98,600,000	11,966,200	N/A	0.155	2017/07/26	0.087	2017/08/22	105,200,000	12,942,240	-	-	-	-
13745	UBS AG - Yanzhou Coal European Wts Aug 2018 A	HKD	0.211	0.123	0.194	8,072,000	1,336,878	7,386,423	0.211	2017/08/10	0.072	2017/06/01	689,178,000	72,051,078	0.184	2016/10/25	0.076	2016/12/28
26830	UBS AG - Yanzhou Coal European Wts Dec 2017 A	HKD	0.234	0.132	0.201	3,080,000	529,680	809,157	0.234	2017/08/10	0.063	2017/06/01	379,560,000	36,909,280	0.165	2016/03/18	0.061	2016/12/28
29276	UBS AG - Yanzhou Coal European Wts Feb 2018 A	HKD	0.640	0.430	0.640	4,506,000	2,193,280	N/A	0.640	2017/08/31	0.430	2017/08/24	4,506,000	2,193,280	-	-	-	-
19675	UBS AG - Yanzhou Coal European Wts Jan 2018 A	HKD	1.140	0.510	0.760	49,528,000	38,561,680	N/A	1.240	2017/07/20	0.510	2017/08/18	59,344,000	47,847,980	-	-	-	-
28138	UBS AG - Zhaojin Mining European Warrants Sep 2018 A	HKD	0.179	0.152	0.164	13,425,000	2,258,605	N/A	0.179	2017/08/04	0.152	2017/08/15	13,425,000	2,258,605	-	-	-	-
13917	UBS AG - Zijin Mining European Warrants Dec 2017 A	HKD	0.120	0.061	0.066	148,338,000	12,591,634	N/A	0.340	2017/04/19	0.057	2017/07/28	229,416,000	20,069,044	-	-	-	-
14752	UBS AG - ZTE European Warrants Dec 2017 A	HKD	0.465	0.330	0.465	90,000	35,100	N/A	0.470	2017/07/24	0.215	2017/05/10	112,788,000	31,267,852	-	-	-	-
16728	UBS AG - ZTE European Warrants Dec 2017 B	HKD	0.375	0.242	0.385	944,000	282,558	N/A	0.400	2017/07/24	0.242	2017/08/11	56,744,000	16,137,020	-	-	-	-
25873	UBS AG - ZTE European Warrants Jan 2018 A	HKD	0.217	0.121	0.206	246,788,000	38,671,412	N/A	0.255	2017/07/27	0.121	2017/08/11	315,824,000	54,411,938	-	-	-	-
11679	UBS AG - ZTE European Warrants Nov 2017 A	HKD	0.510	0.370	0.560	162,000	66,800	N/A	0.510	2017/08/08	0.127	2017/04/19	326,596,000	60,621,950	-	-	-	-

A = Adjusted, if applied
(*) No calculation for securities traded less than 6 months.