Short Selling Turnover (Main Board) up to morning close today
          AMS/3 SHORTSELL REPORT   TRADING DATE : 18 OCT 2017 (WEDNESDAY)

                                          Turnover
  CODE   NAME OF STOCK               (SH)            ($)

      1  CKH HOLDINGS             198,000     20,218,700
      2  CLP HOLDINGS              14,500      1,162,000
      3  HK & CHINA GAS             9,000        134,040
      4  WHARF HOLDINGS           212,000     15,542,150
      5  HSBC HOLDINGS          2,011,200    154,815,440
      6  POWER ASSETS              68,000      4,643,250
      8  PCCW                     109,000        467,610
     10  HANG LUNG GROUP           16,000        455,550
     11  HANG SENG BANK            20,100      3,844,210
     12  HENDERSON LAND           449,000     24,168,700
     14  HYSAN DEV                 15,000        565,050
     16  SHK PPT                  260,000     34,512,200
     17  NEW WORLD DEV            899,000     11,152,540
     19  SWIRE PACIFIC A            4,000        305,275
     20  WHEELOCK                   2,000        113,250
     23  BANK OF E ASIA            38,800      1,343,780
     27  GALAXY ENT                59,000      3,103,500
     38  FIRST TRACTOR            136,000        538,120
     41  GREAT EAGLE H              3,000        124,650
     43  C.P. POKPHAND            296,000        195,840
     45  HK&S HOTELS               30,000        384,060
     54  HOPEWELL HOLD              7,000        220,200
     64  GET NICE                  46,000         16,920
     66  MTR CORPORATION          139,500      6,298,525
     69  SHANGRI-LA ASIA          106,000      1,559,320
     81  CH OVS G OCEANS           21,000         99,170
     83  SINO LAND                 66,000        934,440
    101  HANG LUNG PPT             20,000        379,260
    102  SUMMIT ASCENT             70,000         73,880
    116  CHOW SANG SANG             3,000         51,100
    119  POLY PROPERTY             27,000        104,760
    123  YUEXIU PROPERTY          432,000        659,580
    127  CHINESE EST H             44,500        606,780
    129  ASIA STANDARD              2,000          4,340
    135  KUNLUN ENERGY            544,000      4,007,620
    136  HENGTEN NET            4,432,000      1,811,620
    142  FIRST PACIFIC            204,000      1,249,680
    144  CHINA MER PORT            64,000      1,560,600
    147  IB SETTLEMENT             20,000         12,700
    148  KINGBOARD CHEM            73,500      3,206,800
    151  WANT WANT CHINA        2,136,000     13,359,600
    152  SHENZHEN INT'L            31,000        485,990
    164  CHINA BAOLI TEC          100,000         15,700
    165  CHINA EB LTD              36,000        654,760
    168  TSINGTAO BREW            112,000      3,471,600
    173  K. WAH INT'L             141,000        663,690
    175  GEELY AUTO               972,000     26,113,500
    177  JIANGSU EXPRESS           48,000        593,280
    178  SA SA INT'L              100,000        292,000
    179  JOHNSON ELEC H             5,000        154,400
    182  CONCORD NE               140,000         55,700
    196  HONGHUA GROUP            383,000        268,830
    200  MELCO INT'L DEV           10,000        206,400
    207  JOY CITY PPT             174,000        257,060
    215  HUTCHTEL HK              114,000        327,620
    220  U-PRESID CHINA           151,000      1,088,320
    230  MINMETALS LAND            24,000         27,660
    232  AVIC INT'L                28,000         16,240
    235  CHINA STRATEGIC           25,000          2,925
    241  ALI HEALTH               658,000      2,755,460
    242  SHUN TAK HOLD             22,000         74,360
    245  CN MINSHENG FIN           20,000          8,400
    256  CITYCHAMP                  4,000          7,540
    257  CHINA EB INT'L           419,000      4,385,980
    267  CITIC                    117,000      1,356,860
    268  KINGDEE INT'L          4,860,000     20,225,000
    270  GUANGDONG INV             32,000        356,960
    272  SHUI ON LAND             356,000        709,225
    275  MASTER GLORY GP          180,000         18,000
    285  BYD ELECTRONIC           249,000      6,059,575
    288  WH GROUP                 605,000      4,746,385
    291  CHINA RES BEER            86,000      1,888,400
    293  CATHAY PAC AIR           492,000      6,320,760
    297  SINOFERT                 252,000        378,020
    303  VTECH HOLDINGS             2,400        277,360
    308  CHINA TRAVEL HK          326,000        973,020
    315  SMARTONE TELE             64,000        619,240
    316  OOIL                         500         36,950
    317  COMEC                     30,000        429,280
    321  TEXWINCA HOLD             26,000        127,560
    322  TINGYI                    88,000      1,064,600
    323  MAANSHAN IRON             64,000        253,360
    327  PAX GLOBAL               459,000      1,905,350
    330  ESPRIT HOLDINGS          787,000      3,520,352
    337  GREENLAND HK             103,000        318,580
    338  SHANGHAI PECHEM          206,000      1,005,080
    341  CAFE DE CORAL H           10,000        241,500
    345  VITASOY INT'L              6,000        106,080
    347  ANGANG STEEL             272,000      1,952,240
    354  CHINASOFT INT'L        1,226,000      5,783,840
    358  JIANGXI COPPER            63,000        828,140
    363  SHANGHAI IND H            13,000        326,050
    368  SINOTRANS SHIP           570,000      1,379,405
    371  BJ ENT WATER             632,000      4,039,240
    378  FDG KINETIC               10,000         12,560
    384  CHINA GAS HOLD            46,000      1,123,000
    386  SINOPEC CORP           2,838,000     16,478,660
    388  HKEX                     117,700     26,247,140
    390  CHINA RAILWAY            884,000      5,901,670
    392  BEIJING ENT              190,500      8,966,900
    400  COGOBUY                   18,000         85,550
    405  YUEXIU REIT                2,000          9,920
    410  SOHO CHINA               814,000      3,711,985
    412  CHINA INNO FIN             6,000          2,670
    416  BANKOFJINZHOU              1,000          8,030
    419  HUAYI TENCENT          1,760,000        794,250
    425  MINTH GROUP               84,000      3,627,200
    433  NORTH MINING             460,000         73,030
    434  BOYAA                      6,000         19,250
    439  KUANGCHI                  13,000         37,930
    440  DAH SING                   4,800        257,520
    451  GCL NEWENERGY          1,794,000      1,036,960
    460  SIHUAN PHARM             498,000      1,397,050
    468  GAPACK                     1,000          4,880
    480  HKR INT'L                  5,600         28,856
    486  RUSAL                     43,000        230,150
    488  LAI SUN DEV                  600          8,850
    489  DONGFENG GROUP           142,000      1,550,520
    493  GOME RETAIL           10,897,000     10,570,720
    494  LI & FUNG                680,000      2,708,020
    506  CHINA FOODS            1,232,000      6,050,260
    508  DINGYI GP INV             45,000         21,100
    511  TVB                      111,000      2,997,935
    517  COSCO SHIP INTL            2,000          6,820
    520  XIABUXIABU                38,000        390,890
    521  HNA HOLDING               20,000          7,450
    522  ASM PACIFIC               53,900      6,210,720
    525  GUANGSHEN RAIL           296,000      1,339,840
    526  LISI GP HOLD              22,000         27,940
    530  GOLDIN FIN HOLD          140,000        531,980
    535  GEMDALE PPT              242,000        216,700
    546  FUFENG GROUP              79,000        407,870
    547  DIGITAL DOMAIN         3,660,000        920,460
    548  SHENZHENEXPRESS           90,000        733,180
    551  YUE YUEN IND               3,000         93,175
    552  CHINACOMSERVICE           44,000        206,080
    563  SH IND URBAN             326,000        550,940
    570  TRAD CHI MED             102,000        454,540
    579  JNCEC                      2,000          4,500
    581  CHINA ORIENTAL            70,000        364,020
    586  CONCH VENTURE              7,500        114,750
    590  LUK FOOK HOLD              2,000         61,600
    598  SINOTRANS                760,000      2,997,310
    604  SHENZHEN INVEST          932,000      3,358,720
    607  FULLSHARE                602,500      1,956,500
    622  ENERCHINA HOLD         1,356,000        225,489
    639  SHOUGANG RES             124,000        228,200
    651  CHI OCEAN IND            240,000         16,100
    656  FOSUN INTL               303,500      5,754,160
    658  C TRANSMISSION            37,000        320,410
    659  NWS HOLDINGS              47,000        715,240
    665  HAITONG INT'L            359,000      1,689,690
    669  TECHTRONIC IND            57,500      2,530,950
    670  CHINA EAST AIR           504,000      1,969,520
    683  KERRY PPT                103,500      3,593,200
    686  PANDA GREEN              406,000        480,960
    688  CHINA OVERSEAS           486,000     12,456,900
    694  BEIJING AIRPORT           54,000        683,360
    696  TRAVELSKY TECH            34,000        662,820
    697  SHOUGANG INT'L           366,000         85,146
    698  TONGDA GROUP             530,000      1,171,300
    699  CAR INC                    4,000         28,650
    700  TENCENT                  429,900    151,683,480
    702  SINO OIL & GAS            70,000         11,005
    708  EVERG HEALTH              20,000         70,900
    716  SINGAMAS CONT            396,000        703,000
    718  TAI UNITED HOLD            5,000          6,600
    728  CHINA TELECOM          3,850,000     15,849,520
    732  TRULY INT'L            2,680,000     10,044,960
    735  CP CLEAN ENERGY            3,500         16,315
    737  HOPEWELL INFR              1,500          7,770
    750  SINGYES SOLAR            335,000        933,380
    751  SKYWORTHDIGITAL          870,000      3,380,140
    753  AIR CHINA                408,000      2,732,680
    754  HOPSON DEV HOLD            2,000         16,480
    762  CHINA UNICOM           1,624,000     18,374,040
    763  ZTE                      348,000     10,308,820
    777  NETDRAGON                 38,000      1,009,250
    778  FORTUNE REIT              17,000        156,550
    787  GLOBAL BRANDS            512,000        440,320
    798  CEOVU                    128,000        101,440
    799  IGG                      102,000      1,105,360
    806  VALUE PARTNERS            68,000        559,140
    811  XINHUA WINSHARE            9,000         61,230
    813  SHIMAO PROPERTY          123,000      2,115,750
    815  CHI SILVER GP             24,000         56,800
    816  HUADIAN FUXIN            196,000        386,400
    817  CHINA JINMAO             492,000      1,937,700
    818  HI SUN TECH              255,000        475,320
    819  TIANNENG POWER            56,000        435,280
    823  LINK REIT                 77,500      4,963,050
    832  CENTRAL CHINA             19,000         68,370
    836  CHINA RES POWER          242,000      3,390,560
    845  GLORIOUS PPT H             6,000          5,100
    853  MICROPORT                 27,000        214,630
    855  CHINA WATER              392,000      2,333,380
    857  PETROCHINA             1,882,000      9,490,280
    860  O LUXE HOLD               12,000         19,920
    861  DC HOLDINGS              261,000      1,273,770
    867  CMS                       46,000        669,580
    868  XINYI GLASS               12,000         92,320
    874  BAIYUNSHAN PH              4,000         87,700
    877  O-NET TECH GP            194,000      1,182,540
    878  SOUNDWILL HOLD               500          8,640
    880  SJM HOLDINGS             507,000      3,407,110
    881  ZHONGSHENG HLDG          112,500      1,937,230
    883  CNOOC                  3,089,000     31,288,340
    884  CIFI HOLD GP           2,042,000      8,747,080
    895  DONGJIANG ENV             27,000        339,620
    902  HUANENG POWER          7,078,000     35,103,000
    906  COFCO PACKAGING          138,000        689,270
    914  CONCH CEMENT           2,444,000     77,918,550
    915  DAOHE GLOBAL               3,000          7,590
    916  CHINA LONGYUAN           387,000      2,386,420
    921  HISENSE KELON            199,000      2,117,660
    931  CHINA LNG                 34,000         47,220
    932  RM GROUP                  60,000        416,080
    934  SINOPEC KANTONS           38,000        195,680
    939  CCB                   35,318,000    247,852,580
    941  CHINA MOBILE              88,500      7,034,275
    951  CHAOWEI POWER            373,000      1,607,950
    956  CHINA SUNTIEN             76,000        173,950
    958  HN RENEWABLES            128,000        351,980
    960  LONGFOR PPT               40,500        784,430
    966  CHINA TAIPING          1,229,400     29,984,750
    968  XINYI SOLAR              540,000      1,509,300
    973  L'OCCITANE                16,000        268,115
    976  CHIHO ENV                 38,000        170,800
    978  CHI MER LAND              78,000        119,340
    980  LIANHUA                    1,000          3,180
    981  SMIC                   4,140,000     42,770,270
    991  DATANG POWER              54,000        137,440
    992  LENOVO GROUP             272,000      1,228,640
    993  HUARONG INT FIN            1,000          2,900
    998  CITIC BANK             1,810,000      9,328,670
   1019  CONVOY                    96,000         19,008
   1030  FUTURE LAND            1,136,000      4,633,760
   1031  KINGSTON FIN             582,000      3,163,360
   1033  SINOPEC SSC              104,000        140,660
   1038  CKI HOLDINGS              28,500      1,960,650
   1039  FORTUNET E-COMM           17,000         18,870
   1044  HENGAN INT'L             197,000     14,635,650
   1045  APT SATELLITE              3,000         11,040
   1051  G-RESOURCES               54,000          5,832
   1052  YUEXIUTRANSPORT           82,000        472,800
   1055  CHINA SOUTH AIR          156,000        852,280
   1060  ALI PICTURES           5,140,000      6,682,000
   1065  TIANJIN CAPITAL           26,000        134,660
   1066  WEIGAO GROUP              64,000        363,480
   1068  YURUN FOOD                84,000         80,020
   1070  TCL MULTIMEDIA            50,000        184,460
   1071  HUADIAN POWER            278,000        908,720
   1072  DONGFANG ELEC              2,200         17,448
   1083  TOWNGAS CHINA              6,000         34,350
   1088  CHINA SHENHUA            171,500      3,278,250
   1093  CSPC PHARMA            1,692,000     22,137,320
   1098  ROAD KING INFRA            4,000         52,320
   1099  SINOPHARM                349,600     12,247,900
   1103  DASHENG AGR FIN          520,000        332,800
   1108  LUOYANG GLASS              4,000         18,440
   1109  CHINA RES LAND           764,000     18,341,200
   1112  H&H INTL HLDG              4,000        155,700
   1113  CK ASSET                 210,500     14,320,275
   1114  BRILLIANCE CHI           260,000      5,475,500
   1115  TIBET WATER              107,000        321,180
   1117  CH MODERN D              149,000        259,110
   1128  WYNN MACAU               145,200      2,895,520
   1129  WATER INDUSTRY           240,000        386,400
   1138  COSCO SHIP ENGY          146,000        641,380
   1141  CMBC CAPITAL           2,220,000      1,429,800
   1157  ZOOMLION                 810,600      3,113,790
   1165  SFCE                   1,138,000        604,020
   1168  SINOLINK HOLD          1,012,000      1,332,280
   1169  HAIER ELEC                44,000        915,600
   1171  YANZHOU COAL             410,000      3,225,180
   1177  SINO BIOPHARM            194,000      1,710,440
   1186  CHINA RAIL CONS          297,500      3,007,710
   1193  CHINA RES GAS             58,000      1,700,900
   1199  COSCO SHIP PORT          578,000      5,171,520
   1205  CITIC RESOURCES          216,000        200,700
   1206  TECHNOVATOR               24,000         56,660
   1208  MMG                      588,000      2,204,840
   1211  BYD COMPANY              275,000     21,389,550
   1212  LIFESTYLE INT'L           21,500        230,160
   1219  TENWOW INT'L             102,000        185,850
   1224  C C LAND                  10,000         17,310
   1230  YASHILI INT'L             73,000        127,300
   1233  TIMES PPT                148,000      1,160,210
   1234  CHINA LILANG              23,000        141,590
   1238  POWERLONG                 56,000        225,220
   1243  WANG ON PPT                4,000          5,120
   1250  BE CLEAN ENERGY          360,000         75,680
   1270  LANGHAM-SS                   500          1,680
   1282  CHINA GOLDJOY             16,000          8,800
   1288  ABC                   14,331,000     52,572,870
   1293  GRAND BAOXIN             360,000      1,635,485
   1297  SINOSOFT TECH             22,000         56,820
   1299  AIA                      372,000     22,925,980
   1302  LIFETECH SCI              42,000         81,700
   1308  SITC                      42,000        294,390
   1313  CHINARES CEMENT           14,000         70,000
   1315  VISION FAME              978,000        430,500
   1316  NEXTEER                    2,000         32,520
   1317  MAPLELEAF EDU             62,000        540,880
   1330  DYNAGREEN ENV             32,000        151,930
   1333  CHINA ZHONGWANG          152,000        629,400
   1336  NCI                      466,600     22,824,740
   1339  PICC GROUP               711,000      2,608,390
   1347  HUA HONG SEMI             28,000        347,940
   1349  FUDANZHANGJIANG           21,000         86,930
   1359  CHINA CINDA            1,323,000      4,146,340
   1360  MEGAEXPO HLDG             10,000         19,800
   1361  361 DEGREES              110,000        340,730
   1363  CTEG                   7,924,000     10,260,120
   1366  JIANGNAN GP               76,000         43,320
   1368  XTEP INT'L               273,500        718,005
   1375  CC SECURITIES              3,000         11,200
   1381  CANVEST ENV              119,000        506,150
   1382  PACIFICTEXTILES           73,000        618,320
   1398  ICBC                  30,685,000    193,882,570
   1428  BRIGHT SMART              44,000        117,880
   1448  FU SHOU YUAN               3,000         16,470
   1458  ZHOU HEI YA               95,000        740,875
   1478  Q TECH                   266,000      4,058,140
   1508  CHINA RE                 178,000        315,060
   1509  HARMONICARE                1,000          3,050
   1513  LIVZON PHARMA              9,200        472,125
   1515  CRPHOENIXHEALTH           32,500        336,490
   1528  RS MACALLINE               7,600         80,128
   1530  3SBIO                    602,000      8,407,690
   1548  GENSCRIPT BIO            210,000      2,161,120
   1558  HEC PHARM                  1,800         38,900
   1569  MINSHENG EDU             108,000        202,440
   1585  YADEA                     44,000        123,260
   1600  TIAN LUN GAS               7,500         43,635
   1610  COFCO MEAT                 5,000          7,950
   1618  MCC                      177,000        464,760
   1622  REDCO PPT                 50,000        185,620
   1628  YUZHOU PPT               286,000      1,186,720
   1632  FOODWISE HLDG              2,000         21,360
   1636  CMRU                       8,000         24,720
   1658  PSBC                     974,000      4,509,270
   1661  WISDOM SPORTS              8,000          9,520
   1666  TONG REN TANG             78,000        817,040
   1668  CHINASOUTHCITY         1,324,000      2,771,320
   1680  MACAU LEGEND              41,000         51,660
   1681  CONSUN PHARMA             20,000        129,610
   1717  AUSNUTRIA                  4,000         21,120
   1728  ZHENGTONGAUTO            771,500      6,472,420
   1766  CRRC                     370,000      2,781,230
   1776  GF SEC                   114,800      2,009,404
   1778  COLOUR LIFE               44,000        218,190
   1786  CRCCE                     36,000         95,665
   1788  GUOTAI JUNAN I           620,000      1,617,530
   1800  CHINA COMM CONS          224,000      2,235,580
   1803  BJ SPORTS & ENT            2,500          5,425
   1811  CGN NEW ENERGY            94,000        102,460
   1812  CHENMING PAPER            39,000        552,390
   1813  KWG PROPERTY             451,500      3,661,390
   1816  CGN POWER                528,000      1,177,430
   1818  ZHAOJIN MINING            37,500        249,085
   1828  DCH HOLDINGS              23,000         87,660
   1829  CMEC                      49,000        251,740
   1836  STELLA HOLDINGS           27,000        365,520
   1848  CALC                      15,000        124,610
   1882  HAITIAN INT'L             12,000        277,100
   1883  CITIC TELECOM              5,000         11,600
   1888  KB LAMINATES             251,500      3,251,580
   1893  SINOMA                    82,000        384,440
   1898  CHINA COAL             2,107,000      7,889,530
   1899  XINGDA INT'L              67,000        210,710
   1910  SAMSONITE                 22,200        754,290
   1913  PRADA                     62,600      1,771,485
   1918  SUNAC                    757,000     28,597,400
   1919  COSCO SHIP HOLD          782,500      3,158,905
   1928  SANDS CHINA LTD          193,200      7,234,780
   1929  CHOW TAI FOOK             20,000        172,868
   1958  BAIC MOTOR               252,000      2,094,430
   1966  CHINA SCE PPT             90,000        325,960
   1970  IMAX CHINA                65,300      1,540,365
   1972  SWIREPROPERTIES           20,800        567,760
   1980  TIANGE                    84,000        476,670
   1988  MINSHENG BANK          1,048,500      7,864,225
   1999  MAN WAH HLDGS            152,400      1,182,908
   2006  JINJIANG HOTELS          246,000        750,720
   2007  COUNTRY GARDEN           823,000     10,237,320
   2009  BBMG                     819,000      3,262,080
   2018  AAC TECH                 478,000     68,029,850
   2020  ANTA SPORTS               17,000        560,400
   2038  FIH                      575,000      1,427,010
   2039  CIMC                      46,100        698,392
   2098  ZALL GROUP               147,000        876,120
   2099  CHINAGOLDINTL             15,700        212,548
   2111  BEST PACIFIC              62,000        280,560
   2128  CHINA LESSO               24,000        133,470
   2186  LUYE PHARMA            1,268,500      6,173,905
   2196  FOSUN PHARMA              34,500      1,253,075
   2198  CHINA SANJIANG             7,000         23,490
   2199  REGINA MIRACLE             1,000          7,500
   2202  CHINA VANKE               60,500      1,591,150
   2208  GOLDWIND                 119,400      1,250,100
   2226  HONWORLD GP                2,000          7,840
   2238  GAC GROUP                280,000      5,455,240
   2255  HAICHANG HLDG             23,000         44,620
   2280  HC INTL-500              148,500        952,715
   2282  MGM CHINA                600,400     10,553,040
   2298  COSMO LADY               174,000        588,500
   2313  SHENZHOU INTL             43,000      2,831,400
   2314  LEE & MAN PAPER          554,000      5,580,740
   2318  PING AN               12,757,000    840,272,975
   2319  MENGNIU DAIRY            208,000      4,466,900
   2326  BEP INT'L HOLD            60,000          9,730
   2328  PICC P&C               1,740,000     26,052,080
   2329  GUORUI PPT               189,000        460,720
   2333  GREATWALL MOTOR        1,323,500     14,477,400
   2338  WEICHAI POWER            455,000      4,195,720
   2342  COMBA                    480,000        704,780
   2343  PACIFIC BASIN          1,408,000      2,704,160
   2348  DAWNRAYS PHARMA            1,000          4,620
   2356  DAHSING BANKING            8,800        153,144
   2357  AVICHINA                 161,000        769,070
   2362  JINCHUAN INTL          1,017,000      1,123,520
   2380  CHINA POWER            1,532,000      3,796,940
   2382  SUNNY OPTICAL            884,000     99,613,700
   2386  SINOPEC SEG              925,000      6,060,715
   2388  BOC HONG KONG             74,000      2,874,075
   2600  CHALCO                 1,058,000      7,338,360
   2601  CPIC                     962,000     35,159,230
   2607  SH PHARMA                  4,100         82,815
   2608  SUNSHINE 100              30,000        117,300
   2628  CHINA LIFE             5,127,000    127,510,450
   2638  HKELECTRIC-SS             68,000        484,865
   2666  UNI MEDICAL              213,000      1,442,725
   2669  CHINA OVS PPT             15,000         27,650
   2678  TEXHONG TEXTILE           26,000        288,510
   2688  ENN ENERGY               135,000      7,918,200
   2689  ND PAPER               1,270,000     20,145,440
   2727  SH ELECTRIC              954,000      3,425,400
   2768  JIAYUAN INTL              32,000        177,600
   2777  R&F PROPERTIES           509,200      9,301,920
   2778  CHAMPION REIT             61,000        345,320
   2799  CHINA HUARONG          3,515,000     13,272,640
   2800  TRACKER FUND           1,358,500     40,221,525
   2822  CSOP A50 ETF           5,575,200     81,535,396
   2823  ISHARES A50            2,965,100     42,048,858
   2828  HS H ETF                 729,400     85,392,180
   2846  ISHARESCSI300                400         12,280
   2866  COSCO SHIP DEV             2,000          3,500
   2868  BJ CAPITAL LAND           44,000        195,500
   2877  SHINEWAY PHARM            80,000        572,200
   2880  DALIAN PORT               88,000        121,480
   2883  CHINA OILFIELD           544,000      3,754,740
   2888  STANCHART                  2,100        163,402
   2899  ZIJIN MINING             772,000      2,195,260
   3085  VGFTSEASIAXJHDY            3,500         79,975
   3140  VG S&P 500                 2,000         36,560
   3188  CAM CSI300               513,000     24,425,100
   3311  CHINA STATE CON        1,546,000     17,660,360
   3320  CHINARES PHARMA            8,500         79,610
   3323  CNBM                   1,262,000      7,200,620
   3328  BANKCOMM               1,039,000      6,315,090
   3333  EVERGRANDE               329,000      9,903,300
   3336  JU TENG INTL              36,000        106,080
   3337  ANTON OILFIELD           366,000        314,840
   3339  LONKING                   73,000        261,470
   3360  FE HORIZON                53,000        403,140
   3369  QHD PORT                  70,500        195,100
   3377  SINO-OCEAN GP            204,500      1,065,270
   3380  LOGAN PPT                 66,000        523,440
   3383  AGILE GROUP              208,000      2,441,000
   3389  HENGDELI                 400,000        161,940
   3393  WASION GROUP              96,000        393,600
   3396  LEGENDHOLDING              4,500         90,980
   3606  FUYAO GLASS              170,400      4,856,120
   3618  CQRC BANK                 79,000        409,100
   3669  YONGDA AUTO               74,000        769,900
   3698  HUISHANG BANK            166,000        654,650
   3799  DALI FOODS                63,000        390,250
   3800  GCL-POLY ENERGY        9,219,000     11,605,150
   3808  SINOTRUK                 289,500      3,387,630
   3813  POU SHENG INT'L           24,000         35,120
   3836  HARMONY AUTO             499,500      2,400,695
   3883  CHINA AOYUAN             799,000      3,545,800
   3886  TOWN HEALTH              154,000        136,880
   3888  KINGSOFT                 729,000     14,260,780
   3898  CRRC TIMES ELEC          196,500      9,364,275
   3899  CIMC ENRIC               498,000      2,763,580
   3900  GREENTOWN CHINA          262,500      2,641,180
   3908  CICC                     129,600      2,147,008
   3918  NAGACORP                 182,000        968,360
   3933  UNITED LAB               388,000      2,604,940
   3968  CM BANK                1,019,500     31,100,075
   3969  CHINA CRSC                34,000        209,950
   3983  CHINA BLUECHEM           134,000        325,800
   3988  BANK OF CHINA         15,349,000     62,479,580
   3993  CMOC                   3,228,000     15,085,890
   3998  BOSIDENG                 310,000        217,000
   6030  CITIC SEC              1,182,500     21,343,400
   6066  CSC                       35,500        262,230
   6068  WISDOM EDU INTL           12,000         56,960
   6099  CMSC                       3,400         45,848
   6169  YUHUA EDU                222,000        927,360
   6178  EB SECURITIES             14,600        157,852
   6198  QINGDAO PORT              67,000        374,970
   6808  SUNART RETAIL            851,000      6,801,765
   6818  CEB BANK                 104,000        398,840
   6823  HKT-SS                    87,000        830,850
   6837  HAITONG SEC              178,400      2,316,880
   6839  YUNNAN WATER              30,000         97,460
   6869  YOFC                      32,500        963,275
   6881  CGS                      299,500      2,112,700
   6886  HTSC                     258,200      4,598,228
   7341  FICAMDXNHSCEI              1,300          8,723
 %82846  ISHARESCSI300-R            1,000         25,700
 %83188  CAM CSI300-R             188,000      7,573,360

Total No. of Securities recording Short Selling                :   515
Total No. of Designated Securities recording Short Selling     :   515
  Short Selling Turnover Total Shares (SH)        :        334,680,300
  Short Selling Turnover Total Value ($)          : CNY      7,599,060
  Short Selling Turnover Total Value ($)          : HKD  3,820,865,433

*Total No. of non-Designated Securities recording Short Selling:     0
  Short Selling Turnover Total Shares (SH)        :                  0
  Short Selling Turnover Total Value ($)          : HKD              0

*Short selling of non-Designated Securities is allowable only by respective
liquidity providers and hedging participants for their respective liquidity
provision and hedging purpose.
% Stocks Traded in Non HKD Currency