Other Applications

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Commence-ment / Re-Commencement of Trading	6	Application for Commencement / Re-commencement of Trading	EN6	Explanatory Notes for Application for Commencement / Re-commencement of Trading
	1E	Financial Statement	-	-

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Replacement/ Duplicate Exchange Participant Certificate / Trading Right Certificate	1F	Application for Replacement / Duplicate Exchange Participant Certificate or Trading Right Certificate	-	-

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Change of Name of Exchange Participant	1F	Application for / Notification of Change of Name of the Participant	-	-

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Acquisition of Securities Market Maker	10	Application for Acquisition / Surrender of Securities Market Maker Permit(s)	EN10	Explanatory Notes for Acquisition / Surrender of Securities Market Maker
Surrender of Securities Market Maker	10	Application for Acquisition / Surrender of Securities Market Maker Permit(s)	EN10	Explanatory Notes for Acquisition / Surrender of Securities Market Maker

        

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Acquisition of Options Market Maker Permit	OP004	Application for Acquisition / Surrender of Options Market Maker Permit(s)	EN18	Explanatory Notes for Acquisition / Surrender of Options Market Maker Permit(s)
Surrender of Options Market Maker Permit	OP004	Application for Acquisition / Surrender of Options Market Maker Permit(s)	EN18	Explanatory Notes for Acquisition / Surrender of Options Market Maker Permit(s)

      

Type of Application	Type of Form(s) Required	Form Title	Type of Explanatory Notes	Explanatory Notes Title
Application for Market Maker Permit at HKFE	19	Application for / Surrender of Market Maker Permit(s) at HKFE	EN19	Explanatory Notes for Application for / Surrender of Market Maker Permit(s) at HKFE
Surrender of  Market Maker Permit at HKFE	19	Application for / Surrender of Market Maker Permit(s) at HKFE	EN19	Explanatory Notes for Application for / Surrender of Market Maker Permit(s) at HKFE