Exchange and Clearing House Participants Print Friendly 
Participants and Trading Right Holder List
List of Stock Exchange Participants and Holders of Stock Exchange Trading Rights

Updated: 9 February 2010

INDEX BY BROKER NAMES
3V Capital Ltd.1960, 1969
A One Investment Co. Ltd.3880/1, 3888/9
Agincourt Securities Ltd. 3060, 3069
Alpha Securities Co. Ltd.2980, 2989
All Options Hong Kong Ltd.2488/9, 2959 
AmSecurities (HK) Ltd.  **
ANA Securities Co. Ltd. **
Anglo Chinese Securities, Ltd.0079
Asialink Securities Ltd.6370/1, 6377/9
Asia Pacific Captial Securities Ltd.4899
Asia Pacific Securities Ltd. 1210, 1219
Asia-Pac Securities Ltd.  2500/1, 2508/9
Astrum Capital Management Ltd. 5120, 5129
Audrey Chow Securities Ltd.0440/1, 0448/9
Bali Securities Co. Ltd.4159
Ban Hin Securities Co. Ltd.2660/1, 2668/9
Barclays Capital Asia Ltd.2045/9, 2077/9, 2080/1, 2084/9, 9567
Berich Brokerage Ltd.1636, 1638/9
Bloomyears Ltd. 0860, 0869
BNP Paribas Securities (Asia) Ltd.4024/9, 4054/9, 4060, 4064/9, 4070/9, 8694/9, 9521,
9551, 9553, 9587, 9591, 9593, 9607, 9613 
BOCI Securities Ltd.8120, 8124/9, 8130, 8134/9, 8140/1, 8144/9,
8154/9, 8164, 8167/9, 8176/9, 8184/6, 8188/9,
8194/9, 8904/9, 8914, 8919, 8924, 8944/9, 9543
BOCOM International Securities Ltd.0310/1, 0315/9, 1370, 1375/9, 3104/9, 3124/9
Bokhary Securities Ltd. 7830, 7839
Boom.com Ltd.2110, 2119
Bright Smart Securities International (H.K.) Ltd.    1714/9, 1747/9, 1790, 1794, 1796/9
BTIG Hong Kong Ltd.6898/9
Bullish Securities Ltd.6550, 6559
Business Securities Ltd.2860, 2868/9
BWC Securities Ltd. 1979
CAF Securities Co. Ltd. 1160, 1164/9
Cantor Fitzgerald (Hong Kong) Capital Markets Ltd.   5290, 5298/9
Carrier Stock Investment Co. Ltd.5590, 5599
Standard Chartered Securities (Hong Kong) Ltd.4880/1, 4885/9
CCB International Securities Ltd.0020, 0025/9, 1254/9, 2055/9
CCB Securities Ltd.8490, 8499
Celestial Securities Ltd.7140/3, 7146/9, 7150/3, 7155, 7159, 7160,
7167/9
Celetio Investments Ltd. 3470, 3479
Century City Securities Ltd. **
Century Legend Securities Ltd.6410, 6419
Cepa Alliance Securities Ltd.0290, 0297/9
CES Capital International Co., Ltd.5770, 5779
Cham Siu Leun   **
Chan Man Hin, Thomas **
Chan Ngok Ming Securities Ltd.0730
Chee Tak Securities Ltd. 7850, 7859
Cheer Pearl Investment Ltd.2880/2, 2887/9
Cheer Union Securities Ltd.1000, 1008/9
Chekiang First Securities Co. Ltd.1810
Chelac Investment Co. Ltd. 5710, 5719
Chelsea Securities Ltd. 1150, 1159
Cheng Kung Sze (Deceased) **
Cheong Lee Securities Ltd. 0014/9, 0350, 0354/9
Chi Capital Securities Ltd.3639
Chief Securities Ltd. 4589, 4624/9, 4634/9, 4654/9, 4660/2, 4664/9, 4684/9
China Everbright Securities (HK) Ltd.8880/3, 8884/7, 8889, 8899
China Guard Investments Ltd.9150/1, 9157, 9159
China International Capital Corporation Hong Kong Securities Ltd.8960/1, 8964, 8966/9
China Merchants Securities (HK) Co., Ltd. 9030/2, 9034/9, 9114/9
China Pacific Securities Ltd.7771/2, 7777/9
China Point Stock Brokers Ltd.7540/2, 7547/9
China Rise Securities Co. Ltd.1468/9
China System Securities Ltd.0770, 0777/9
Chinatrust Asia Ltd.1480, 1489
Chiu Che Leung, Stephen **
Chong Hing Securities Ltd.8930/2, 8935, 8938/9
Chong Yoke Koon **
Chow Sang Sang Securities Ltd.2320/1, 2328/9, 2330/2, 2336, 2338/9
Chow Yuk Wah **
Christfund Securities Ltd.2800/2, 2804/5, 2807/9
Chuangs & Co. Ltd.3580, 3589
Chung Lee Securities Co. Ltd.6280, 6289
Chung Ming Fai **
Chung Nam Securities Ltd.7860, 7869
CIMB Securities (HK) Ltd.1920/1, 1928/9
Cinda International Securities Ltd.5880/1, 5887/9
Citadel Securities (Hong Kong) Ltd. **
CITIC Securities Brokerage (HK) Ltd.6424/6, 6430/2, 6434/9, 6449, 9411/2
Citigroup Global Markets Asia Ltd.3170, 3174/5, 3177, 3186/7, 7380/5, 7388/9, 9645,
9647, 9651
CitisecOnLine.com Hong Kong Ltd.6940, 6949
CLSA Ltd. 8020/3, 8026/9, 8030, 8034, 8036/9, 8044/7,
8049, 9505
CMB International Capital Corporation Ltd.1290, 1296, 1298/9
Confederation Investment Ltd.3757/9
Core Pacific-Yamaichi Securities (H.K.) Ltd.0100/9, 0110, 0114/9 
Corporate Brokers Ltd.7990/3, 7995/9, 8009
Corrington Securities & Investment Ltd.1050, 1059
Convoy Investment Services Ltd.1709
Credit Suisse Securities (Hong Kong) Ltd.1190, 1194/5, 1197/9, 4080/1, 4085/8, 9575,
9579
Crown Rich Securities (H.K.) Ltd **
CSC Securities (HK) Ltd. 5388/9, 6470/1, 6474/9
CTW Securities Ltd. 8380, 8389
D.J. Securities Ltd. 5910, 5919
Dah Sing Securities Ltd.4400, 4407, 4409
Daily Growth Securities Ltd.0240, 0248/9
Daiwa Capital Markets Hong Kong Ltd.0330/1, 0335/9, 0344/9, 0429
DBS Vickers (Hong Kong) Ltd.2974/9, 5354/9, 5360/2, 5364/9, 5374,
5376/9, 5414/9, 5457/9, 9539
Delta Asia Securities Ltd.3290/2, 3297/9
Deutsche Securities Asia Ltd. 7183/9, 7190, 7196/9, 7215/7, 7219,
9513, 9529, 9533, 9545, 9547, 9555
DL Brokerage Ltd.5160/1, 5168/9
Donaldson, Lufkin & Jenrette Asia Securities Ltd. **
Dragon Hill Financial Services Ltd.3140, 3149 
Drake & Morgan Ltd. **
Dynasty Securities Ltd.2107/9
EAA Securities Ltd.0570, 0579
East Asia Securities Co. Ltd.1987/9, 2010/9, 2020/1, 2024/9
Eclipse Options (HK) Ltd.0517/9
Emperor Securities Ltd.7567/9, 7570/2, 7574/8, 7584/9
Enlighten Securities Ltd.2380/1, 2388/9

Essence International Financial Holdings Ltd.

5560/2, 5567/9
Eternal Pearl Securities Ltd. 7800/1, 7807/8
ETRADE Securities (Hong Kong) Ltd.4011, 4018/9
Evergreen Securities Ltd.2750, 2759
Everhot Securities Ltd.6930, 6939
Ever-Long Securities Co. Ltd.6560, 6568/9
Ewarton Securities Ltd.                              8260, 8269
Excalibur Securities Ltd.5400/1, 5408/9
Execution (Hong Kong) Ltd.0500, 0509
F.R. Zimmern Ltd. 5080/2, 5087, 5089
Fair Eagle Securities Co. Ltd.8790/2, 8797/9
Fairwin Broking Ltd.5310, 5319

FB Securities (Hong Kong) Ltd.

8760/2, 8767/9
FE Securities Ltd. 6700/2, 6707/9
First China Securities Ltd.1010/1, 1018/9
First Securities (HK) Ltd.5170, 5179
First Shanghai Securities Ltd.6310, 6319
First Worldsec Securities Ltd.5930, 5932, 5937/8
Fok Tsun Ting, Timothy  **
Fordjoy Securities and Futures Ltd. 0900/1, 0908/9
Fortis Clearing Hong Kong Ltd. 8506/9, 8510/1, 8514/6, 8519
Fortis Wealth Management Hong Kong Ltd.4590/1, 4595, 4597, 7400, 7402, 7408/9
Fortune (HK) Securities Ltd.3360, 3369
Freddy Co. Ltd.0920, 0929
Friedmann Pacific Securities Ltd. 1900, 1908/9
Fu Wing Sing **
Fu Yip Securities and Investment Co. Ltd.0040, 0049
Fulbright Securities Ltd. 5130/1, 5135/9, 9004/9, 9014/9, 9070/9, 9080/3, 9084/9,
9094/9, 9124/9
Full Speed Securities Co. Ltd.    **
Full Win Securities Ltd.5490/1, 5499
Fulljet Securities Ltd. 1129
Fukoku Investment (Asia) Ltd.3620, 3629
Geminis Securities Ltd.2090, 2099
General Stocks Co. Ltd.5960, 5969
Get Nice Securities Ltd.0130/1, 0138/9, 7040/2, 7046/9 
GF Securities (Hong Kong) Brokerage Ltd.1270, 1279
Global Broker Services Ltd.6069
Global Credit Securities Ltd.  **
Glory Sky Global Markets Ltd.1360, 1368/9
GLS Securities Ltd.4860, 4869
GOA Securities Ltd.**
GT Capital Ltd.3050, 3058/9
Gold Fund Securities Co. Ltd.7200, 7209
Golden Fountain Securities Ltd. 4670, 4678/9
Golden Hill Investment Co. Ltd.1520, 1529
Golden Sea Securities Co. Ltd.3779
Goldenway Securities Co. Ltd.7370, 7379
Goldin Equities Ltd.0360/1, 0368/9
Goldman Sachs (Asia) Securities Ltd.3450/2, 3454/9, 9625, 9627, 9649
Goldride Securities Ltd.0670, 0679
Goldtech Securities Ltd. 5580, 5589
Good Harvest Securities Co. Ltd.0080, 0089
Grand Cathay Securities (Hong Kong) Ltd.5390/1, 5399
Grand Fortune Securities & Investment Co. Ltd. **
Grand Investment (Securities) Ltd.7707/9
Grand Ming Financial Group Ltd. 0230, 0238/9
Gransing Securities Co. Ltd. 0060, 0069
Great China Brokerage Ltd.8870, 8879
Guangdong Securities Ltd.8080/1, 8088/9
GuocoCapital Ltd.8830/3, 8836/9, 8840, 8849
Guodu Securities (Hong Kong) Ltd.5058/9
Guotai Junan Securities (Hong Kong) Ltd.5185/9, 5194/8, 5185/9, 5194/8, 6100/2, 6104/9
Guoyuan Securities Brokerage (Hong Kong) Ltd.1200, 1207/9
Hai Tong Securities (HK) Brokerage Ltd.2990, 2999
Hang Seng Securities Ltd.2264/9, 2274/9, 2310/9, 2364/9, 5904/9,
5924/9, 5958/9, 9419, 9420/2, 9431/4
Hang Tai Securities Ltd. 2210/1, 2218/9
Hang Tung Securities Ltd. **
Hani Securities (H.K.) Ltd.0820, 0829
Hantec Securities Co., Ltd.7880/1, 7884, 7886/9
Harmony Securities Ltd. 8450, 8459
Head & Shoulders Securities Ltd.  **
Henik Securities Ltd.7500, 7509
Henyep Securities Ltd. 0180/1, 0188/9
Hermes Securities Ltd. 2250, 2259
Hing Lee Securities Ltd. 1130, 1138/9
Hing Shing Securities Ltd. 4460/1, 4468
Hing Wai Allied Securities Ltd. 1390/1, 1398/9
Hing Wong Securities Ltd. 6220/1, 6223, 6226/9
Hip Hing Securities Ltd.6580, 6589
Hiu Fung Securities Ltd.2000/3, 2005, 2007/9
Ho Kin Wah  **
Ho Fung Shares Investment Ltd. 5090/1, 5098/9
Hoi Sang Securities Ltd.0470, 0479
Hong Kong Wan Kiu Investment Co. Ltd.4380, 4389
Hooray Securities Ltd. 2550/1, 2558
Horizon Securities (Hong Kong) Ltd.2699
Hotung, Eric Edward **
Hou Tak Securities Ltd.0700, 0709
HSBC Broking Securities (Hong Kong) Ltd.8314/9, 8364/9, 8374/7, 8379, 8390/9,
8400, 8404/9, 8424, 8428, 8714/9,
9400/2, 9409, 9410, 9413/8, 9428/9, 9430
HSBC Securities Brokers (Asia) Ltd.8577/9, 8730/9, 8744/9, 9503, 9609, 9611, 9615
Hsia Ching Pau  **
Hua Nan Securities (HK) Ltd.1780/1, 1788/9
Huatai Financial Holdings (Hong Kong) Ltd.1177/9
Hui Kai Securities Ltd.8320, 8328/9, 9519, 9571, 9601
Hung Brothers Ltd. (Trading as Hung's Co.) **
Hung Sing Securities Ltd.4120/1, 4127/9
Hung Yieh Securities Ltd. 5200, 5209
Hunlicar Securities Ltd. 9100, 9104/9
I-Access Investors Ltd. 0690/1, 0697/9
IBTS Asia (HK) Ltd.0588/9
ICBC (Asia) Securities Ltd. 7910/1, 7914/7, 7919, 8109, 8114/9
ICBC International Securities Ltd.3526/9, 3555/9, 3560, 3565/9
ICEA Securities Ltd.1089, 1092/3, 1095/7, 1099
IMC Asia Pacific Ltd.0765/9, 1045/9
Infast Brokerage Ltd.8230, 8239
Instinet Pacific Ltd.1830, 1836/9
Interchina Securities Ltd.3131, 3138/9
Intercontinent Securities Co. Ltd.0050, 0059
ITG Hong Kong Ltd. 7260/2, 7264, 7267/9
J. A. F. Brokerage Ltd.2920, 2929
J.P. Morgan Broking (Hong Kong) Ltd.4876/9, 4914/9, 4984/9, 5324/9, 5330/1, 5333/4, 5336/9, 5340/1, 5344/9,
9511, 9535
Japan Asia Securities Ltd.1820, 1829
Jimei Securities Ltd.3910, 3916/9
Jin Hung Securities Ltd.3660, 3669
John & Wong Securities Co. Ltd.8750, 8759
Jospa Investment Co. Ltd.7230/1, 7238/9
JS Cresvale Securities International Ltd. 4900/1, 4908/9
K C Securities Ltd.8220, 8229
KAB Asia Securities Ltd.0950, 0959
KBC Financial Products Trading Hong Kong Ltd. 5740, 5747/9, 9523, 9569, 9577, 9595
KCG Securities Asia Ltd. 3700, 3709
K.K.M. Securities Ltd.6861/2, 6867/9
Ka Wing Securities Co. Ltd.6910, 6919
Kaiser Securities Ltd.4180, 4189
Kam Fai Securities Co., Ltd. 5245/9, 5470/1, 5474/9
Kam Luen Securities Ltd. 7510, 7519
Kam Wah Securities Ltd. 2030, 2039
Karford Securities Ltd. 6840, 6849
Karl-Thomson Securities Co. Ltd.5140/1, 5147/9
Katherine Ip & Co. Ltd.2180, 2189
Kay Yue Securities Co. Ltd.1750, 1759
Kee Cheong Securities Co. Ltd. 4500, 4509
KGI Securities (Hong Kong) Ltd. 6080/6, 6088/9, 8580/1, 8589, 8590,
8592/5, 8599 
KGI Wealth Management Ltd.2390, 2398/9
Kilmorey Securities Ltd. 5550, 5559
Kim Eng Securities (Hong Kong) Ltd. 6120/3, 6125/9
Kin Fung Stock Co. Ltd.  3020, 3029
King Fook Securities Co. Ltd. 0390/2, 0396/7, 0399
King's HT Securities Ltd.8010, 8019
Kingston Securities Ltd.3719, 3760/2, 3764/9
Kingsway Financial Services Group Ltd.6984/9, 7170/1, 7174/9 
KMT Securities Ltd. 3110, 3119
Knight Capital Asia Ltd.1579
Ko Kun Stock Co. Ltd.1730
Koh Hurk Cheung, Rupert (Deceased) **
Koo Shiu Fa (Deceased) **
Ko's Brother Securities Co. Ltd. 2590, 2599
Kuentai Securities (Kam Ngan) Co. Ltd.6090, 6099
KVB Kunlun Securities (HK) Ltd.3690, 3699
Kwai Hung Securities Co. Ltd. 2810/1, 2818/9
Kwan Yick Securities (International) Ltd.5430/1, 5437, 5439
Kwok Hing Securities Ltd.4950, 4959
Kwong Fat Hong (Securities) Ltd.0830/2, 0838/9
LA (Global) Sinomix Securities Ltd. **
LaBranche Structured Products Hong Kong Ltd. **
Laertes Securities Co. Ltd.3190, 3199
Lai Po Hung & Co. Ltd. 3160, 3169
Lamtex Securities Ltd. 5700/1, 5708/9
Lau & Co. Ltd. 5110, 5119
Lee's Securities Co. Ltd.2300, 2309
Lehin Securities Ltd. 4720, 4728/9
Lehman Brothers Securities Asia Ltd. 6490/3
Lei Shing Hong Securities Ltd.1330, 1339
Lippo Securities Ltd. 7670, 7676/9
Liquid Capital Markets Hong Kong Ltd.2650, 2658/9
Liquidnet Asia Ltd.1509
Lo Hong Sui, Antony **
Lo How (Deceased)  **
Lo Mun Yuen  **
Lo Shuk Fan  **
Loo Sheung Wan  **
Lucky Securities Co. Ltd.4310, 4319
Luen Fat Securities Co. Ltd. 1850/2, 1856/9
Luen Hing Securities Ltd.1340/1, 1348/9
Luen On Securities Co. Ltd.3350, 3359
Luen Sing Securities Ltd.7410/1, 7418/9
Lui Hock Ming  **
M & A Securities (HK) Ltd.  **
Ma Wong Bik Kwan  **
Macquarie Capital Securities Ltd.2840/2, 2846/9, 2857, 4160/1, 4164/9, 9507,
9531, 9557, 9589, 9599
Magusta Securities Ltd. 1031, 1038/9
MainFirst Securities Hong Kong Ltd.0649
Mainland Securities Ltd.2190, 2199
Malahon Securities Ltd.6520/1, 6528/9
Man Hon Yeung Securities Ltd. 3860, 3869
Man Wo Investment Co., Ltd. **
Mansion House Securities (F.E.) Ltd. 3500/1, 3508/9
Mars Securities Co. Ltd.4280, 4289
Master Trademore Securities Ltd. 6950, 6958
MasterLink Securities (Hong Kong) Corporation Ltd.   6160, 6169
Maxson Securities Ltd.7730, 7739
Mayban Securities (H.K.) Ltd.  **
Mayfair Securities Ltd. 3960/2, 3967/9
MCL Brokerage Ltd. **
Mega Securities (Hong Kong) Co. Ltd.7960/1, 7967/9
Megabase Securities Ltd.1070, 1079
Merrill Lynch Far East Ltd.3265/9, 3274/9, 3284/9, 3345/9, 7350/1,
7354/9, 7362/9, 9527, 9657
Metro Capital Securities Ltd.3780, 3788/9
MF Global Hong Kong Ltd. 2610, 2619
Millennium Securities Pty Ltd. 4990, 4999
Ming Hon Securities Ltd. 6110, 6119
Mirae Asset Securities (HK) Ltd.0810, 0816/9
Mitsubishi UFJ Securities (HK), Ltd.0039
Mizuho Securities Asia Ltd.0567/9
Montgomery Securities Ltd.7330/1
Morgan Stanley Hong Kong Securities Ltd.0229, 3077/8, 5465/9, 6384, 6388/9, 9537
Morning Star Securities Ltd.2220/2, 2228/9
M Y Securities Ltd.2934/9
National Resources Securities Ltd.1531, 1538/9
Natixis Asia Ltd.1580, 1588/9
Newedge Financial Hong Kong Ltd.0380, 0387/9
New Gala Securities Co. Ltd.5790, 5799
New Universe Securities (HK) Ltd.  **
Newpont Securities Ltd.6210, 6219
Nomura Securities (Hong Kong) Ltd. 5670/2, 5674/5, 5677/9, 5724/9, 5804/9, 9565
Norman Kong Securities Co. Ltd.0989
North Sea Securities Ltd. 5850, 5859
OCBC Securities (Hong Kong) Ltd. 3200, 3209
Okachi Investments (HK) Co. Ltd.5630/1, 5637/8
Okasan International (Asia) Ltd. 3370, 3378/9
One China Securities Ltd. 2290/2, 2294/9, 4268
Onshine Securities Ltd.3390/2, 3398/9
Optiver Trading Hong Kong Ltd.1478/9, 1495/7
Oriental Patron Securities Ltd. 3870, 3879
Oriental Wealth Securities Ltd.2918/9
Orient Securities Ltd.3600/1, 3605/9
OSK Securities Hong Kong Ltd. 5980/1, 5985, 5987/9
Pacific Challenge Securities Ltd.  **
Pacific Foundation Securities Ltd.2160/2, 2167/9
Pacific Pearl Securities Ltd. **
Pak Kwong (Deceased) **
Paribas Asia Equity Ltd. (Trading as Paribas)8460
Partners Capital Securities Ltd.2280, 2289
Pasay Stock & Shares Ltd. 4690, 4699
Paul Fan Securities Ltd. 6270/1, 6278/9
Paul Securities Ltd.  7600, 7609
Peace Town Securities Ltd.6800, 6809
Pelican Securities Ltd.4708/9
Phillip Securities (H.K.) Ltd.6820/3, 6825/9, 6830/2, 6835, 6837/9
Phoenix Capital Securities Ltd. 7100, 7109
Piper Jaffray Asia Securities Ltd.0170/1, 0176/9
Ping An of China Securities (Hong Kong) Co. Ltd.5810, 5819
Ping An Securities Ltd. 0800, 0808
Platinum Broking Co. Ltd.8701, 8708/9
Po Kay Securities & Shares Co. Ltd. 0460/1, 0468/9
Polaris Capital (Asia) Ltd.8729
Polaris Securities (Hong Kong) Ltd. 6900, 6904/9, 7016/9, 7020/9
President Securities (Hong Kong) Ltd. 6450/1, 6458/9
Primasia Securities (Asia) Ltd. 1608/9
Prime Securities Ltd.3220, 3229
Promising Securities Co. Ltd.6000/1, 6008/9
Prudential Brokerage Ltd.2430, 2432, 2434/9, 2446/9
Public Financial Securities Ltd.3250/2, 3257/9
Public Securities Ltd.1770, 1779
Quam Securities Co. Ltd.1680/3, 1686/7, 1689
Quest Stockbrokers (HK) Ltd. 6600/1, 6608/9
Rabo Brokerage HK Ltd.0250, 0258/9
Radland International Ltd. 2150, 2159
Ramon Investment Co. Ltd. 1760, 1769
RBC Investment Services (Asia) Ltd.2620/1, 2628/9
RBS Asia Ltd.

8640/2, 8644/9, 8664/7,9603, 9621, 9623,
9637, 9639, 9641, 9643

Realink Securities Ltd.4830, 4838/9
Redford Securities Ltd.3959
Residents Securities Ltd.5030, 5039
REXCAPITAL Securities Ltd. 2600/2, 2607/9
Rich Pleasure Securities Ltd. 1610/1, 1618/9
Ricofull Securities Ltd.  **
RPS Investment Ltd. 7280/1, 7288/9
Roctec Securities Co. Ltd. 4920/2, 4927/9
Roofer Securities Ltd. 2830, 2839
Rosa Securities Ltd.6360/1, 6368/9
S. W. Woo & Co. Ltd.7890/1, 7899
Salisbury Securities Ltd. 8419
Samsung Securities (Asia) Ltd.6180, 6189
Sanfull Securities Ltd. 8330/2, 8336/9
SBI E2-Captial Financial Services Ltd.2350/1, 2357/9
Scales, May Wu   **
Seaga International Ltd. 4130, 4139
SEG International Securities (H.K.) Ltd. **
Selina & Co. Ltd.2630, 2639
SG Securities (H.K.) Ltd.4970/2, 4976/9, 9509, 9559, 9629
Shacom Securities Ltd.0890/3, 0894/9, 0990/1, 0996/9
Sharegain Development Ltd.2370
Shenyin Wanguo Online Broker (H.K.) Ltd.
Shenyin Wanguo Securities (H.K.) Ltd.5219, 5220/2, 5227/8 
Shun Heng Securities Ltd.6190, 6199
Shun Loong Securities Co. Ltd. **
Sincere Securities Ltd.7470/1, 7477/9
Sino Grade Securities Ltd.2680, 2689
Sinomax Securities Ltd.2120, 2129
SinoPac Securities (Asia) Ltd.6250, 6257/9
Siu Fai Securities Co. Ltd. **
Siu On Stock Investment Co. Ltd.5610, 5619
SKN Securities Ltd.0490/1, 0498/9
Skyway Securities Investment Ltd.2588/9
Solid King Securities Ltd. 3801, 3808/9
Soo Pei Shao & Co. Ltd.7460/1, 7469
Soo Pui Chen Securities Ltd.5280, 5289
South China Securities Ltd. 8270, 8272/3, 8276/9
South Ocean Securities Ltd.3599
SPS Securities Ltd.6750, 6759
Standard Securities Asia Ltd.1910, 1919, 9501
Starling Group Securities Ltd.4390, 4399
Stephil Securities Ltd.3790, 3799
Stockwell Securities Ltd. 0520/1, 0524, 0528/9, 1420/9
Success Securities Ltd. 9130, 9137/9
Sun Capital Securities Ltd.6200, 6209
Sun Growth Securities Ltd.0270/1, 0278/9
Sun Hung Kai Investment Services Ltd.1380/2, 1387/9, 5510/3, 5516/9, 5520/4, 5526/9,
5330/1, 5538/9 
Sun On Tat Securities Co. Ltd.4520, 4529
Sunny World Investment Ltd.1020, 1029
Sunrise Securities Ltd. 2520, 2528/9
Superfund Financial (Hong Kong) Ltd.  **
Susquehanna Hong Kong Ltd.1439
SynerWealth Financial Ltd.3577/9
Szehope Securities Co. Ltd.2170, 2179
T & F Equities Ltd.0710, 0719
T G Securities Ltd. 2710, 2718/9
T. W. Sabnani Securities Ltd.  **
TA Securities (HK) Ltd. 0940, 0946/9 
Tai Cheng Securities Ltd. 0210/1, 0217, 0219
Tai Fung Securities Ltd.5010/1, 5018/9
Tai Ning Stock Co. Ltd.1940, 1949
Tai Shing Stock Investment Co. Ltd. 4030/1, 4038/9
Tai Tak Securities (Asia) Ltd. 3840/1, 3848/9
Tai Yip Stock Co. Ltd. 6330, 6338
Taifair Securities Ltd. 2700, 2709
Taifook Securities Co. Ltd. 0144/9, 0150/9, 0160/1, 0164/9,
0534/5, 0549, 9423, 9633
Taiping Securities (HK) Co. Ltd.3410/3, 3414/9
Taiwan Concord Capital Securities (Hong Kong) Ltd.6010, 6019
Tak Fung Shares Investment Co. Ltd. 7930/1, 7938/9
Tang Kee Securities Ltd. 5940, 5949
Tang Ping Kong Ltd. 2770, 2778/9
Tang Yim See   **
Tanrich Securities Co. Ltd.  4330/1, 4338/9
Tartan Securities (Asia) Ltd. **
Tarzan Stock & Shares Ltd.0090, 0099
Tat Lee Securities Co. Ltd.3990/1, 3998/9
Telecom Digital Securities Ltd.1568/9
The Bright Securities Ltd.4470
Thing On Securities Ltd. 7221, 7228/9
Thomas Securities Co. Ltd. 5440, 5449
Tibra Trading Hong Kong Ltd.0726/9
Timber Hill Securities Hong Kong Ltd. 6690, 6699
Times Securities Co. Ltd.3901, 3908/9
TIS Securities (HK) Ltd. 1890, 1899
To Hoi Hung  **
Tokai Tokyo Securities (Asia) Ltd. 1100, 1108/9
Topmore Securities Ltd.4780, 4789
Total Securities (HK) Ltd.
Town Hang Securities Co. Ltd.  **
Toyo Securities Asia Ltd. 3730, 3739
Transpacific Securities Ltd.1880, 1889
Treasure Securities Ltd.3080, 3088/9
Troopers Securities Ltd. 7750/1, 7758/9
Truth Securities Ltd. 5820, 5829
Tsun Chi Yuen Securities Co. Ltd.2720/2, 2727/9
Tung Shun Securities Ltd.1950, 1959
Tung Tai Securities Co. Ltd.1871, 1878/9
Tung Tak Securities (H.K.) Co. Ltd. 8070/3, 8075/9
Tung Wui Securities Co., Ltd.  5000, 5009
UBS Securities Hong Kong Ltd. 9028/9, 9050/9, 9063/9, 9563, 9619, 9635,
9653, 9655
UOB Kay Hian (Hong Kong) Ltd. 7117/9, 7120, 7125/7, 7130/9
Unicorn Securities Co. Ltd. 6880, 6889
United Simsen Securities Ltd.0558/9, 0600, 0604/9, 0610/2, 0614/9, 8674/9, 8680,
8684/9
United World Online Ltd. 6960/1, 6965/9, 9424/7
Upbest Securities Co. Ltd.0120/1, 0127, 0129
Vantage Capital Markets HK Ltd. **
VC Brokerage Ltd. 3310/3, 3316/9
Vermont Securities Co. Ltd.5760, 5769
Victorfield Securities Ltd.  **
Victory Enterprises (Investment) Ltd.3680, 3689
Victory Securities Co. Ltd. 3230, 3235/9
Vision Finance (Securities) Ltd.3039
Wader Securities Co. Ltd.3920, 3929
Wah Sang Securities Ltd. 1720, 1729
Wah Thai Securities Ltd. 4560, 4569
Wai Fat Securities Ltd. 1650, 1659
Wai Man Stock & Shares Co. Ltd.2900, 2909
Waterland Securities (HK) Co. Ltd.4199
Welform Investors Ltd. 7000, 7009
Wellfull Securities Co. Ltd. 4550/1, 4558/9
Whole Win Securities Ltd. 
Wilby Securities Ltd. 3610, 3619
Williams Securities Ltd.  **
Win Whole Securities Ltd.0630, 0637/9
Win Wong Securities Ltd. 6770/9, 6780
Winfaith Securities Ltd. 1410, 1419
Winfield Securities Ltd. 5680, 5689
Winfull Securities Ltd.7070/2, 7077/9
Win Fung Securities Ltd.6299
Wing Fat Securities Ltd. 0660/1, 0668/9
Wing Fung Securities Ltd.  6480, 6488/9
Wing Hang Shares Brokerage Co. Ltd.5660/2, 5666/9
Wing Lung Securities Ltd. 9040/3, 9046/9
Wing On Cheong Securities Co. Ltd. 5260/2, 5267/9
Wing On Securities Ltd. 7920, 7929
Wing Tak Securities Ltd.  **
Wing Yee Securities Co. Ltd.3000/1, 3007/8
Winland Securities Ltd.6790, 6799
Winning Securities Co. Ltd.0320, 0329
Winsome Stock Co. Ltd. 7310, 7319
Wintakly Securities Co. Ltd. 1319
Wintech Securities Ltd. 4410, 4418/9
Wintone Securities Ltd.7080/1, 7085/9
Wo Fung Securities Co. Ltd.3931, 3938/9
Wocom Securities Ltd. 6610/2, 6617/9
Wong Kwok Tai   **
Wong May Jane  **
Worldwide Brokerage Ltd. 

8250, 8259

Yan Yan Investment Ltd. **
Yardley Securities Ltd. 8200/2, 8207/9
Yee Fat Securities Co. Ltd.3320, 3329
Yee On Securities Ltd.3489
YF Securities Co. Ltd.0260, 0268/9
Yicko Securities Ltd.1320/1, 1324/9, 2965/9
Yim Cheong Share Broking And Investment Co. Ltd.7970, 7979
Ying Wah Securities Co. Ltd.4140, 4149
Yu On Securities Co. Ltd. 4350/1, 4358/9
Yuan San Wan  **
Yuanta Securities (Hong Kong) Co. Ltd.3678/9
Yue Xiu Securities Co. Ltd.8290, 8299