CCASS Terminal User Guide for Participants

Table of Contents

Amendment Log (updated as of October 2008)

Section 1 Introduction (updated as of December 2007)


Section 2 CCASS System Overview (updated as of October 2008)

Section 3 Getting Started for Terminal Operations

3.1 Access Control (updated as of December 2007)

3.2 Security Management (updated as of July 2007)

3.3 Change Smartcard/User Password (updated as of July 2007)

3.4 Logon and Logoff CCASS

3.5 Screen Standards (updated as of September 2006)


Section 4 Reporting Functions

4.1 Downloading and Printing Reports (updated as of April 2008)

4.2 List of Reports and Availability Schedule (updated as of October 2008)

4.3 Report / Data File Description (updated as of October 2008)

4.4 Report Data Files Layout (updated as of October 2008)

4.5 Report Profile Maintenance (updated as of September 2006)

4.6 Overnight Report Distribution Function (updated as of April 2004)

Section 5 File Transfer Function

5.1 SI File Transfer (updated as of August 2005)

5.2 SI Batch File Layout (updated as of July 2007)

5.3 ISI File Transfer (updated as of August 2005)

5.4 ISI Batch File Layout (updated as of July 2007)

5.5 ATI File Transfer (updated as of October 2008)

5.6 ATI Batch File Layout (updated as of July 2007)

5.6a STI File Transfer (new section as of December 2007)

5.6b STI Batch File Layout (new section as of July 2007)

5.7 Corporate Communications Recipient File Transfer (updated as of May 2006)

5.8 Corporate Communications Recipient Batch File Layout (updated as of April 2008)

5.9 CRP File Transfer (updated as of January 2006)

5.10 CRP Batch File Layout (updated as of April 2008)

5.11 Tender Instruction File Transfer (updated as of September 2006)

5.12 Tender Instruction Batch File Layout (updated as of December 2007)

5.13 EIPO Application File Transfer (updated as of July 2007)

5.14 EIPO Application Batch File Layout (updated as of June 2004)

5.15 SSA File Transfer (new section as of July 2007)

5.16 SSA Batch File Layout (new section as of December 2007)

Section 6 Report Specifications (updated as of October 2008)

Section 7 Technical Requirements

7.1 CCASS Terminal Requirements (updated as of January 2007)

7.2 CCASS Processing and Service Schedule (updated as of October 2008)

7.3 CCASS/3 Terminal Backup Facilities (updated as of January 2007)

Section 8 Terminal Operations

8.1.1 SI Maintenance (updated as of July 2007)

8.1.1a Change Hold Matched SI  (updated as of July 2007)

8.1.1b Change Matched/Settled SI  (updated as  of July 2007)

8.1.2 SI Tolerance Limit Maintenance (updated as of December 2007)

8.1.2a Hide Unmatched SI Content Counterparty List  (updated as of December 2007)

8.1.3 ISI Maintenance (updated as of July 2007)

8.1.3a Hold/Release ISI (updated as of July 2007)

8.1.4 ISI (With Affirmation) Counterparty List Maintenance (updated as of December 2007)

8.1.4a ISI (Without Affirmation) Counterparty List Maintenance (updated as of December 2007)

8.1.5 Change DI Requirement (updated as of July 2007)

8.1.6 Input DI (updated as of July 2007)

8.1.7 Input ATI (updated as of April 2008)

8.1.7a STI Maintenance (updated as of April 2008)

8.1.8 Mass ATI/STI (updated as of July 2007)

8.1.9 Cash Prepayment Instruction Maintenance (updated as of December 2007)

8.1.9a Cash Prepayment Standing Instruction Maintenance (updated as of April 2008)

8.1.10 Stock Borrowing Request Maintenance 

8.1.11 Recall Request Maintenance (updated as of July 2007)

8.1.12 Cash Compensation Indicator Maintenance (updated as of July 2007)

8.2.1 Login Withdrawal Order Maintenance (updated as of July 2007)

8.2.2 Election Instruction Maintenance (updated as of May 2006)

8.2.3 Subscription Instruction Maintenance (updated as of July 2007)

8.2.4 Voting Instruction Maintenance (updated as of July 2007)

8.2.5 Corporate Representative/Proxy Maintenance (updated as of May 2006)

8.2.6 Recipient Master Maintenance (updated as of April 2008)

8.2.7 Event Recipient List Maintenance (updated as of September 2006)

8.2.8 EIPO Application Maintenance (updated as of December 2007)

8.2.9 Tender Instruction Maintenance (updated as of December 2007)

8.2.10 Cash Creation Order Maintenance (updated as of May 2008)

8.2.11 In Kind Creation Order Maintenance (updated as of May 2008)

8.2.12 Redemption Order Maintenance (updated as of May 2008)

8.3.1 CCASS-To-CCMS Stock Transfer Maintenance (CCMS Terminal User Guide Section 7.1.1)

8.3.2 CCMS-To-CCASS Stock Transfer Maintenance (CCMS Terminal User Guide Section 7.1.2)

8.3.3 General to Specific Stock Collateral Maintenance (CCMS Terminal User Guide Section 7.1.3)

8.3.4 Specific to General Stock Collateral Maintenance (CCMS Terminal User Guide Section 7.1.4)

8.3.5 CCMS-To-CCASS Cash Transfer Maintenance (CCMS Terminal User Guide Section 7.1.5)

8.4.1 User Profile Maintenance (updated as of September 2006)

8.4.2 User Group Listing (With Accessible Functions) (updated as of September 2006)

8.4.3 User Profile Listing (updated as of September 2006)

8.4.4 Disabled User Listing (updated as of September 2006)

8.4.5 SRN Listing (updated as of September 2006)

8.4.6 User Profile Maintenance Report (updated as of September 2006)

8.4.7 Reset Smartcard Password (updated as of September 2006)

8.4.8 Get Authorisation Code (updated as of September 2006)

8.5 General Services

8.5.1 SSA with Statement Service Maintenance (updated as of December 2007)

8.5.1a SSA Bank Account Maintenance (new section as of July 2007)

8.5.2 Re-set CCASS Phone Password of SSA with Statement Service (updated as of July 2007)

8.5.3 Intra-day Payment Standing Instruction Maintenance (updated as of October 2008)

Section 9 Special Enquire Functions

9.1.1 Enquire Stock Account Balance (updated as of July 2007)

9.1.2 Enquire Stock Account Movement (updated as of April 2008)

9.1.3 Enquire Due/Overdue Positions (updated as of July 2007)

9.1.4 Enquire Settlement Activity (updated as of July 2007)

9.1.5 Enquire Money Position (updated as of October 2008)

9.1.6 Enquire Unmatched SI Reason (updated as of August 2005)

9.1.7 Enquire Payment Instruction (updated as of December 2007)

9.1.8 Enquire Buy-in Confirmation (updated as of October 2008)

9.2.1 Enquire Announcement Information (updated as of January 2007)

9.2.2 Enquire Corporate Communications Event (updated as of September 2006)

9.2.3 Enquire Resolution Description (updated as of May 2006)

9.2.4 Enquire Reported Lost Certificate

9.2.5 Enquire Authorize EIPO Announcement (updated as of December 2007)

9.2.6 Enquire Allotment Result (updated as of September 2006)

9.2.7 Enquire Authorize Tender Announcement (updated as of September 2006)

9.2.8 Enquire Tender Result (updated as of September 2006)

9.2.9 Enquire EIPO Total Application Quantity and Money Obligation (updated as of September 2006)

9.2.10Enquire SSA Corporate Voting Instruction (new section as of July 2007)

9.3 General Enquire Services

9.3.1 Enquire Participant List (updated as of December 2007)

9.3.2 Enquire Stock List (updated as of January 2007)

9.3.3 Enquire Broadcast Message (updated as of September 2006)

9.3.4 Enquire Stock Lender List

9.3.5 Enquire Stock Borrowing List

9.3.6 Enquire Lending Position

9.3.7 Enquire Stock Borrow Information

9.3.8 View Circular (updated as of December 2007)

9.3.9 Enquire Intra-day Payment Summary (updated as of October 2008)

9.3.10 Enquire NCP / GCP Mapping (new section as of December 2007)

9.3.11 Enquire Issuer Announcement (new section as of April 2008)

9.4 Collateral Management Services [Reference to CCMS Terminal User Guide]

9.4.1 Enquire Collateral Account Balance (CCMS Terminal User Guide Section 8.2.2)

9.4.2 Enquire Collateral Account Movement (CCMS Terminal User Guide Section 8.2.3)

9.4.3 Enquire Collateral Inventory (CCMS Terminal User Guide Section 8.2.4)

9.4.4 Enquire Interest Calculation Result / Accommodation Fee (CCMS Terminal User Guide Section 8.2.7)

9.4.5 Enquire Collateral Effective Haircut & Valuation Price (CCMS Terminal User Guide Section 8.2.5)

9.4.6 Enquire Exchange Rate and Haircut (CCMS Terminal User Guide Section 8.2.6)

Appendices

A Request For Back-Up Facilities Form (updated January 2007)

B Order Form for Smartcard Reader(s) (updated August 2008)

C Smartcard Request Form for CCASS/CCMS User (updated August 2008)

D Report Loss of Smartcard (updated August 2008)

E User Profile for Delegated Administrator(DA) (updated August 2008)

F Request for Data Download Service (updated November 2007)