| Stock deposit fee |
Deposit of eligible securities into CCASS Depository |
Nil |
| Stock withdrawal fee |
Withdrawal of registered eligible securities. Not applicable to foreign securities |
$3.50 per board lot. Odd lots also charged at $3.50 each |
| Withdrawal of other non-eligible securities, including discontinued eligible securities (e.g. expired warrants), uncertificated or delisted bearer securities and securities entitlements which are not eligible securities. Not applicable to foreign securities |
$1 per board lot for registered securities or $1 per certificate for bearer securities. Odd lots also charged at $1 each |
| Withdrawal of eligible bearer debt securities. Not applicable to foreign securities |
$100 per certificate |
| Withdrawal of foreign securities and securities entitlements accruing from foreign securities which do not constitute eligible securities |
$600 per instruction plus out-of-pocket expenses incurred by Hongkong Clearing |
| Stock custody fee |
Safe-keeping of registered securities held in CCASS Depository. Not applicable to foreign securities |
$0.012 per board lot per month subject to a maximum of $100,000 per month per participant. Odd lots also charged at $0.012 each (Fee calculated on aggregate month-end stock quantity balances in stock accounts of each participant) |
| Safe-keeping of bearer debt securities, EFN and specified instruments held in CCASS Depository. Not applicable to foreign securities |
0.012% per annum on nominal value calculated on a daily basis, subject to a maximum of $300,000 per month per participant (fee calculated on aggregate daily balance of nominal values of bearer debt securities, EFN and / or specified instruments in stock account of each participant) |
| Stock maintenance fee |
For foreign securities only |
$0.25 per 100 shares or balance of less than 100 shares ( fee calculated on the daily average stock balance of foreign securities and payable monthly. No stock custody fee will be charged) |
| Stock segregated accounts with statement service fee |
Statements of daily stock movements and monthly balances of a segregated account will be sent directly to a person nominated by a CCASS participant |
$10 per month per account |