CCMS Terminal User Guide for Participants

Table of Contents

Amendment Log (Updated April 2008)

Part I

Section 1 Introduction (Updated January 2007)

Section 2 CCMS System Overview (Updated April 2008)

Section 3 Getting Started for Terminal Operations

3.1 Access Control (Updated April 2008)

3.2 Security Management (Updated July 2007)

3.3 Change Smartcard Password (Updated July 2007)

3.4 Logon and Logoff CCMS (Updated April 2004)

3.5 Screen Standards (Updated September 2006)

Section 4 Reporting Functions

4.1 Printing Reports (Updated September 2006)

4.2 List of Reports and Availability Schedule (Updated September 2006)

4.3 Report Description (Updated August 2008)

4.4 Report Profile Maintenance (Updated September 2006)

4.5 Overnight Report Distribution (Updated April 2004)

4.6 Report Data File Layout (Updated September 2006)

Section 5 Report Specifications (Updated April 2008)

Section 6 Technical Requirements

6.1 CCMS Terminal Requirements (Updated January 2007)

6.2 CCMS Processing and Service Schedule (Updated September 2006)

6.3 CCMS Terminal Backup Facilities (Updated January 2007)

Part II

Section 7 Terminal Operations

7.1 Collateral Management Services

7.1.1 CCASS-To-CCMS Stock Transfer Maintenance (Updated December 2007)

7.1.2 CCMS-To-CCASS Stock Transfer Maintenance (Updated December 2007)

7.1.3 General to Specific Stock Collateral Maintenance (Updated July 2007)

7.1.4 Specific to General Stock Collateral Maintenance (Updated September 2006)

7.1.5 CCMS-To-CCASS Cash Transfer Maintenance (Updated September 2006)

7.1.6 Cash Collateral Deposit Order Maintenance (Updated April 2008)

7.1.7 Non-Cash Collateral Deposit Order Maintenance (Updated September 2006)

7.1.8 Cash Collateral Withdrawal Order Maintenance (Updated April 2008)

7.1.9 Non-Cash Collateral Withdrawal Order Maintenance (Updated September 2006)

7.1.9a Participant Submitted Deposit/ Withdrawal Maintenance (Updated April 2008)

7.1.10 Cash Collateral Account Transfer Instruction Maintenance (Updated September 2006)

7.1.11 Non-Cash Collateral Account Transfer Instruction Maintenance (Updated September 2006)

7.2 Security Management Services

7.2.1 User Profile Maintenance (Updated September 2006)

7.2.2 User Group Listing (With Accessible Functions) (Updated September 2006)

7.2.3 User Profile Listing (Updated September 2006)

7.2.4 Disabled User Listing (Updated September 2006)

7.2.5 SRN Listing (Updated September 2006)

7.2.6 User Profile Maintenance Report (Updated September 2006)

7.2.7 Reset Smartcard Password (Updated September 2006)

7.2.8 Get Authorisation Code (Updated September 2006)

Section 8 Enquiry Functions

8.1 General Enquire Services

8.1.1 Enquire Broadcast Message

8.1.2 View Circular (Updated December 2007)

8.1.3 Enquire Collateral Account (Updated September 2006)

8.1.4 Enquire Collateral Account To Transaction Account Relationship (Updated September 2006)

8.2 Collateral Management Services

8.2.1 Enquire Deposit / Withdrawal Order (Updated April 2008)

8.2.2 Enquire Collateral Account Balance (Updated April 2008)

8.2.3 Enquire Collateral Account Movement (Updated September 2006)

8.2.4 Enquire Collateral Inventory (Updated September 2006)

8.2.5 Enquire Collateral Effective Haircut & Valuation Price (Updated August 2005)

8.2.6 Enquire Exchange Rate and Haircut

8.2.7 Enquire Interest Calculation Result / Accommodation Fee (Updated September 2006)

Appendices

A Order Form for Smartcard Reader (Updated July 2007)

B Smartcard Request Form (Updated July 2007)

C Report Loss of Smartcard (Updated July 2007)

D User Profile for Delegated Administrator (Updated July 2007)

E Request For Back-Up Facilities Form (Updated January 2007)