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Investor Education
Frequently Asked Questions

Updated: 21 June 2007

Preface
Chapter 1 Corporate Information
Chapter 2 Listing Matters and Listed Companies
  General
Listing Requirements
-  Access to Listed Companies' Information
Suspension / Delisting
Regulation
Chapter 3 IPO and Trading Operations
Securities Trading
Basics of the Exchange's Trading Operations
Initial Public Offering
Trading in the Market
Regulation

Derivatives Market

Chapter 4 Product
Securities Market
Equity
Derivative Warrants
Equity Linked Instruments
Exchange Traded Funds
Bonds
Pilot Programme for Trading US Securities
Derivatives Market
Futures and Index Options
Stock Options
Chapter 5 Market Infrastructure and Investors
Securities Trading System - AMS/3 and Online Trading
Derivatives Trading System - HKATS
Securities Clearing System - CCASS/3 and IP Account
Derivatives Clearing System - DCASS
Chapter 6 Market Information

Note to Readers:
For ease of comprehension, some contents of this section are abstracted from ordinances and regulations and based on the general understanding of the securities and derivatives market. Users quoting this section should read it along with the statutory documents. HKEx does not guarantee the accuracy and completeness of the information contained in this section and disclaims any liability for any errors or omissions.