| CF100M |
Main Board : Composite Package of Revised Guidance for New Listing Applications (This document contains all the Main Board checklists and forms cited below) |
| CF101M |
Main Board : Letter to sponsors dated 2 June 2003 |
| AA001M |
Main Board : Table of Contents of Revised Guidance for New Listing Applications |
| CF069M |
Main Board : Table of Contents of Revised Guidance for New Listing Applications (EXCEL) |
| CF040M |
Main Board : IPO - I. Documents to be submitted when making advance booking of a new listing application |
| FF004M |
Main Board : IPO - I.A. Form A1 - Advance Booking Form (For Equity Securities & Debt Securities) |
| CF048M |
Main Board : IPO - I.B. Additional information to be submitted |
| CF049M |
Main Board : IPO - I.C. Basic qualifications for new listing |
| CF050M |
Main Board : IPO - I.D. Basic requirements for contents of Prospectus |
| CF051M |
Main Board : IPO - I.E. Offering mechanism |
| CF052M |
Main Board : IPO - I.F. Property valuation |
| CF053M |
Main Board : IPO - I.G. Share option scheme |
| CF054M |
Main Board : IPO - I.H. Accountants' report |
| CF055M |
Main Board : IPO - I.I. Share repurchase |
| CF056M |
Main Board : IPO - I.J. Notice to all issuers and their directors |
| GG001M |
Main Board : IPO - I.K. Sponsor's Undertaking (Appendix 17) |
| GG002M |
Main Board : IPO - I.L. Sponsor's Statement of Independence (Appendix 18) |
| CF041M |
Main Board : IPO - II. Documents to be submitted at least 20 clear business days before the expected hearing date |
| CF057M |
Main Board : IPO - II.A. Articles of association |
| CF058M |
Main Board : IPO - II.B. Supplementary checklist of provisions to be Included in articles of association of PRC incorporated issuers |
| CF042M |
Main Board : IPO - III. Documents to be submitted at least 15 days before the expected hearing date |
| FF006M |
Main Board : IPO - III.A. Form B - Declaration and undertaking with regard to Directors |
| FF011M |
Main Board : IPO - III.A. Form H - Declaration and undertaking with regard to Directors of an issuer incorporated in the PRC |
| FF012M |
Main Board : IPO - III.A. Form I - Declaration and undertaking with regard to Supervisors of an issuer incorporated in the PRC |
| CF059M |
Main Board : IPO - III.B. Draft Undertaking to be given by each of sponsors and underwriters where no profit forecast is contained in the Prospectus |
| CF060M |
Main Board : IPO - III.C. New listing particulars |
| CF061M |
Main Board : IPO - III.D. Summary of key financial ratios during the track record period |
| CF043M |
Main Board : IPO - IV. Documents to be submitted at least 10 clear business days before the expected hearing date |
| FF020M |
Main Board : IPO - IV.A. Form 11A - Formal Notice for Offers for Sale or Subscription |
| FF021M |
Main Board : IPO - IV.A. Form 11B - Formal Notice for Introductions |
| FF022M |
Main Board : IPO - IV.A. Form 11C - Formal Notice for Placings |
| CF062M |
Main Board : IPO - IV.B. Definitive documents of title |
| CF044M |
Main Board : IPO - V. Documents to be submitted at least 4 clear business days before the expected hearing date |
| FFD001M |
Main Board : IPO - V.A. Form C1 - Formal Application (For Equity Securities) |
| FF008M |
Main Board : IPO - V.A. Form C3Z - Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other Collective Investment Schemes governed by Chapter 21 of the Listing Rules) |
| CF045M |
Main Board : IPO - VI. Documents to be submitted before bulk-printing of the Prospectus |
| CF063M |
Main Board : IPO - VI.A. Adoption of Standard Transfer Form (STF) |
| CF064M |
Main Board : IPO - VI.B. Confirmation with regard to issuer's own website |
| CF065M |
Main Board : IPO - VI.C. e-Submission system registration |
| FF001M |
Main Board : IPO - VI.D. Authorised representatives form |
| CF070M |
Main Board : IPO - VI.E . Confirmation with regard to posting of Web Proof Information Pack (WPIP) |
| CF046M |
Main Board : IPO - VII. Documents to be submitted as soon as practicable after Listing Committee Hearing but before the date of issue of the Prospectus |
| CF067M |
Main Board : IPO - VII.B. Sponsor's confirmation letter |
| CF068M |
Main Board : IPO - VII.C. IPO Prospectus - Confirmation letter |
| GG003M |
Main Board : IPO - VII.D. Sponsor's Declaration (Appendix 19) |
| CF047M |
Main Board : IPO - VIII. Documents to be submitted after issue of Prospectus but before dealings in the securities commence |
| FFD003M |
Main Board : IPO - VIII.A. Form D - Marketing Statement |
| FF009M |
Main Board : IPO - VIII.B. Form E - Sponsor's Declaration |
| FFD004M |
Main Board : IPO - VIII.C. Form F - Declaration |
| CI205M |
Main Board : IPO - VIII.D. Placee information sheet |
| GG004M |
Main Board : IPO - IX.A. Compliance Adviser's Undertaking (Appendix 20) |
| FF030M |
Main Board : IPO - X. Documents to be submitted when making an application for Transfer of Listing from GEM to Main Board |
| FF031M |
Main Board : IPO - X.A Checklist for Transfer of Listing from GEM to Main Board |
| FF032M |
Main Board : IPO - X.B Form 5J - Formal Application (For Transfer of Listing from GEM to Main Board) |
| FF033M |
Main Board : IPO - X.C Form 5K - Declaration of Directors and Supervisors with regard to a Transfer of Listing from GEM to Main Board |
| FF034M |
Main Board : IPO - X.D Basic requirements for contents of announcement of transfer |
| FF035M |
Main Board : IPO - X.E Basic requirements for contents of circular where the transfer application is made by an infrastructure company, mineral company or investment company |
| FF036M |
Main Board : IPO - X.F Undertaking to inform the Exchange of a change in the circumstances with regard to qualifications for a transfer of listing from GEM to Main Board |
| FF037M |
Main Board : IPO - X.G Issuer's authorisation for filing with the Securities and Futures Commission |
| FF038M |
Main Board : IPO - X.H New listing particulars |
| CF027M |
Main Board : IPO Checklist for Authorised Unit Trusts and Mutual Funds |
| FF005M |
Main Board : IPO - Form A2 - Advance Booking Form (For Unit Trusts and Mutual Funds) |
| FF007M |
Main Board : IPO - Form C3 - Formal Application (For Unit Trusts and Mutual Funds) |
| CF100G |
GEM Board : Composite Package of Revised Guidance for New Listing Applications (This document contains all the GEM Board checklists and forms cited below) |
| CF101G |
GEM Board : Letter to sponsors dated 2 June 2003 |
| AA001G |
GEM Board : Table of Contents of Revised Guidance for New Listing Applications |
| CF045G |
GEM Board : Table of Contents of Revised Guidance for New Listing Applications (EXCEL) |
| CF040G |
GEM Board : IPO - I. Documents to be submitted when making a new listing application |
| FF015G |
GEM Board : IPO - I.A. Form 5A - Application Form (Equity Securities) |
| HH001G |
GEM Board : IPO - I.B. Form 7K - Sponsor's statement relating to independence |
| FF020G |
GEM Board : IPO - I.C. Form 10A - Formal Notice for Offers for Sale or Subscription |
| FF021G |
GEM Board : IPO - I.C. Form 10B - Formal Notice for Introductions |
| FF022G |
GEM Board : IPO - I.C. Form 10C - Formal Notice for Placings |
| CF059G |
GEM Board : IPO - I.D. Draft Undertaking to be given by each sponsor and underwriter where no profit forecast is contained in the Prospectus |
| FF006G |
GEM Board : IPO - I.E. Form 6A - Directors' Declaration, Undertaking and Acknowledgement |
| FF011G |
GEM Board : IPO - I.E. Form 6B - Directors' Declaration, Undertaking and Acknowledgement (PRC Issuer) |
| FF012G |
GEM Board : IPO - I.E. Form 6C - Supervisors' Declaration, Undertaking and Acknowledgement (PRC Issuer) |
| CF048G |
GEM Board : IPO - I.F. Additional Information to be submitted |
| CF049G |
GEM Board : IPO - I.G. Basic qualifications for new listing |
| CF050G |
GEM Board : IPO - I.H. Basic requirements for contents of Prospectus |
| CF051G |
GEM Board : IPO - I.I. Offering mechanism |
| CF052G |
GEM Board : IPO - I.J. Property valuation |
| CF053G |
GEM Board : IPO - I.K. Share option scheme |
| CF054G |
GEM Board : IPO - I.L. Accountants' report |
| CF055G |
GEM Board : IPO - I.M. Share repurchase |
| CF057G |
GEM Board : IPO - I.N. Articles of association |
| CF058G |
GEM Board : IPO - I.O. Supplementary checklist of provisions to be included in articles of association of PRC incorporated issuers |
| CF062G |
GEM Board : IPO - I.P. Definitive documents of title |
| CF056G |
GEM Board : IPO - I.Q. Notice to all issuers and their directors |
| CF061G |
GEM Board : IPO - I.R. Summary of key financial ratios during the track record period |
| CF041G |
GEM Board : IPO - II. Documents to be submitted at least 4 clear business days before the expected hearing date |
| CF060G |
GEM Board : IPO - II.A. New listing particulars |
| CF042G |
GEM Board : IPO - III. Documents to be submitted after notification of approval in principle but before the date of issue of Prospectus |
| FF210G |
GEM Board : IPO - III.A. Form 7G - Sponsor's declaration in support of a new applicant |
| CF064G |
GEM Board : IPO - III.D. Confirmation with regard to issuer's own website |
| CF065G |
GEM Board : IPO - III.E. e-Submission system registration |
| FF001G |
GEM Board : IPO - III.F. Authorised representatives form |
| CF067G |
GEM Board : IPO - III.H. Sponsor's confirmation letter |
| CF069G |
GEM Board : IPO - III.I. Confirmation with regard to posting of Web Proof Information Pack (WPIP) |
| CF043G |
GEM Board : IPO - IV. Documents to be lodged on the intended date of authorisation of the Prospectus |
| CF068G |
GEM Board : IPO - IV.A. IPO Prospectus - Confirmation letter |
| CF044G |
GEM Board : IPO - V. Documents to be submitted after issue of Prospectus but before dealings in the securities commence |
| FF003G |
GEM Board : IPO - V.A. Form 5F - Company information sheet |
| FF017G |
GEM Board : IPO - V.B. Form 5D - Marketing statement |
| CI205G |
GEM Board : IPO - V.C. Placee Information Sheet |
| FF018G |
GEM Board : IPO - V.D. Form 5E - Declaration of compliance |
| FF009G |
GEM Board : IPO - V.E. Form 7I - Sponsor's declaration of compliance concerning a new applicant |
| FF211G |
GEM Board : IPO - VI.A. Form 7H - Compliance Adviser's Declaration of Interests |
| HH002G |
GEM Board : IPO - VI.B. Form 7M - Compliance Adviser's Undertaking |