Regulatory Framework and Rules
Rules and Guidelines
Listing Decisions

Listing Decisions Series 36

Pre-IPO placing - whether shares subject to lock-up and counted as part of public float (Main Board [The Listing Decision "General principles - Sale of shares in Company A by controlling shareholder at a discount less than 6 months before listing" in Series 3 and the Listing Decision "Pre-IPO placing to a strategic investor" in Series 20 have been withdrawn]
Pre-IPO placing - whether shares subject to lock-up and counted as part of public float (GEM Board) [The Listing Decision "General principles - Sale of shares in Company A by controlling shareholder at a discount less than 6 months before listing" in Series 3 and the Listing Decision "Pre-IPO placing to a strategic investor" in Series 20 have been withdrawn]
Whether an offer size adjustment option is allowed for purposes other than stabilization