Regulatory Framework and Rules
Listing Decisions
Category by Dates

2000 March [LD11]

General Principles On Sponsor

Chapter 3 - General

- Eligibility of Company A to act as a co-sponsor of an applicant for new listing [LD11-1] [March 2000]

 

Rule 3.11

- Whether Mr. X, who had until just one month previously held several directorships in companies controlled by connected persons of Company A, could act an independent non-executive director of Company A [LD11-2] [ March 2000]

 

Practice Note 15 - General

- Whether Company A was required to have been listed on the Exchange for at least three years before an application to spin off Company B could be considered [LD11-3] [March 2000]