Regulatory Framework and Rules
Listing Decisions
Category by Dates

2001 February [LD22]

Practice Note 19 - Paragraph 3.3

- Whether provisions made against advances to affiliated companies should be taken into account when calculating the percentage of a listed issuer's net assets which is represented by such advances and other forms of financial assistance to affiliated companies [LD22-1] [February 2001]

 

Practice Note 19 - Paragraph 3.2.1

- Whether trading balances due from a third party should be treated as "advances" in determining whether advances by an issuer to any entity have exceeded 25% of the issuer's net assets [LD22-2] [February 2001]

 

Rule 14.10

- Determination of  "closely allied group of shareholders"[LD22-3] [February 2001]