Regulatory Framework and Rules
Listing Decisions
Category by Dates

2003 October [LD36]

Rule 1.01

Rule 8.24

Rule10.07(1)

- Pre-IPO placing-whether shares subject to lock-up and counted as part of public float (Main Board) [LD36-1] [October 2003]

 

GEM Rule 1.01

GEM Rule 11.23(5)

GEM Rule 13.16(1)

GEM Rule 13.17(2)

- Pre-IPO placing-whether shares subject to lock-up and counted as part of public float (GEM Board) [LD36-2] [October 2003]

 

General Principles For IPO

- Whether an offer size adjustment option is allowed for purposes other than stabilization [LD36-3] [October 2003]