Regulatory Framework and Rules
Listing Decisions
Category by Dates

2006 March [LD49]

Rules 2.07(3) and 2.07C(2)     

- Whether cosmetic changes and correction of spelling and grammatical errors to the hard copy of an annual report, a soft copy of which had been published on the Exchange's website could be made by Company A [LD49-1] [March 2006]  

 

Rule 8.17     

- Whether a person who was not a member of the Hong Kong Institute of Company Secretaries (now known as the Hong Kong Institute of Chartered Secretaries) but possessed certain relevant work experience as a company secretary and who was also an associate of another professional body satisfy the requirements of Listing Rules 8.17(2) or 8.17(3) [LD49 - 2] [March 2006]

 

Rule 14.49

- Whether Company A should be granted a waiver from strict compliance with Listing Rule 14.49 which requires that a very substantial acquisition must be made conditional on approval by shareholders in general meeting. [LD49 - 3] [March 2006]