Regulatory Framework and Rules
Listing Decisions
Category by Dates

2006 June [LD54]

Rule 8.05(1)(b)

Practice Note 3, Paragraph 2   

- Whether and how the requirement of management continuity under Listing Rule 8.05(1)(b) and Paragraph 2 of Practice Note 3 could be satisfied in a case where the listing applicant is a group comprising a number of subsidiaries [LD54-1] [June 2006]

 

Rule 8.05(1)(b)

Practice Note 3, Paragraph 2  

- Whether the requirement of management continuity under Listing Rule 8.05(1)(b) and Paragraph 2 of Practice Note 3 could be satisfied where the management function was largely vested in one dominant director throughout the track record period [LD54-2] [June 2006]  

 

Appendix 6 of the Listing Rules, Paragraphs 5, 8 and 13

- Whether and under what conditions consent would be given by the Exchange to enable connected clients of the distributors of the Shares to subscribe for and hold the allocation Shares [LD54-3] [June 2006]

 

Rule 2.13

- Whether and how unaudited interim financial information should be included in the prospectus of Company A when Company A had published such information that covered a more recent interim period than that required by the Listing Rules in accordance with the requirements of another exchange on which its shares were listed [LD54-4] [June 2006]

 

Rule 2.13

- Whether and how unaudited interim financial information of Subsidiary A should be included in the prospectus of Company A when Subsidiary A had published such information in accordance with the requirements of another exchange on which its shares were listed [LD54-5] [June 2006]