Regulatory Framework and Rules
Listing Decisions
Category by Dates

1999 September [LD5]

Rule 8.05

- Reliance on the income from an associated company to fulfil the trading record requirement [LD5-1] [September 1999]

 

Rule 15.02(1)

- Whether a company could issue convertible debentures with warrants as the company had existing warrants and the shares to be issued upon exercise of such warrants already amounted to 20% of its issued share capital [LD5-2] [September 1999]

 

Appendix 10 - Paragraph A3

- Model Code Securities Transactions by Directors of Listed Companies - Excess application for rights shares by directors during the period of one month immediately preceding the announcement of interim or final results [LD5-3] [September 1999]