Rule Numbers (Main Board) - Appendix 6
Paragraphs 5, 8, and 13
- Whether and under what conditions consent would be given by the Exchange to enable connected clients of the distributors of the Shares to subscribe for and hold the allocation Shares [LD54-3] [June 2006]
Paragraphs 5 and 13
- Whether Shareholder X could purchase shares pursuant to an anti-dilution provision where it was also a connected client of one of the distributors of the shares in the initial public offering of Company A [LD44-2] [First Quarter 2005]
Paragraph 11
- Over-allotment option in initial public offering - whether it could exceed 15% of total number of shares initially available [LD26-3] [June 2001]
- IPO - shares being placed to investments funds - extent of information to be disclosed [LD33-1] [February 2003]
- Whether, and under what circumstances, the Exchange should allow a new listing applicant to dispense with the filing of placee lists with respect to its IPO shares sold in public offers outside Hong Kong [LD48-4] [December 2005]