Rule Numbers (Main Board) - Chapter 1
General
- Whether Company A could issue further shares within six months of its listing on the Main Board [LD41-3] [November 2004]
Rule 1.01
- Pre-IPO placing-whether shares subject to lock-up and counted as part of public float (Main Board) [LD36-1] [October 2003]
- Whether, in view of the fact that, in the conduct of its business in the PRC, Company A was a party to a number of contract-based structures ("Contractual Arrangements") between or among Company A, PRC Subsidiaries, OPCOs and OPCO Registered Owners, Company A was unsuitable for listing due to legal questions associated with the Contractual Arrangements [LD43-3] First Quarter 2005]
- Whether the Exchange would deem the Purchaser as a connected person of Company A upon completion of the Transaction under Main Board Listing Rule 2.04 [LD63-1] [November 2008]
- Whether Parent Shareholders were connected persons of Company A under the Listing Rules by virtue of their substantial interests in Parent Company, and if not, whether the Exchange would deem the Parent Shareholders to be connected persons of Company A [LD63-2] [November 2008]
Regulatory Framework and Rules