Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (Main Board) - Chapter 11

Rule 11.07

- Material disparity between the IPO price of the shares of Company A (the "Shares") and the effective cost to the pre-IPO shareholders of Company A of the Shares acquired by them in transactions shortly prior to listing [LD41-1] [November 2004]

- Whether and under what circumstances could the domestic shares of Company X held by Company Y be listed on the Exchange as H shares and sold in the open market [LD56-1] [September 2006]

 

Rule 11.13

- Whether and under what conditions would Company A be allowed to revise the indicative offer price downwards after issue of the prospectus but before close of the offer [LD61-1] [July 2008]

 

Rule 11.16

- Whether the inclusion of unaudited financial information of the Acquired Group in the listing document of Company A should be allowed [LD43-2] [First Quarter 2005]

 

Rule 11.17

- IPO prospectus - disclaimer by reporting accountants in relation to profit forecast [LD35-2] [July 2003]

- Whether the inclusion of unaudited financial information of the Acquired Group in the listing document of Company A should be allowed [LD43-2] [First Quarter 2005]

- Whether a waiver should be granted to Company A to permit it to include in its prospectus a profit estimate of the unaudited financial information of the Group covering a period not coterminous with Company A's financial year-end [LD50-1] [March 2006]

- Whether the inclusion of risk factor disclosure regarding the variability or unreliability of the profit forecast of Company A in its prospectus was inappropriate [LD50-4] [March 2006]

 

Rule 11.18

- Whether a waiver should be granted to Company A to permit it to include in its prospectus a profit estimate of the unaudited financial information of the Group covering a period not coterminous with Company A's financial year-end [LD50-1] [March 2006]