Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (Main Board) - Chapter 15

General

- Whether an issue of convertible non-voting redeemable preference shares should be treated as an issue of equity or debt instruments and which chapters of the Listing Rules should apply [LD7-3] [November 1999]

- Whether Chapter 15 applies to unlisted warrants [LD20-2] [1st edited: December 2000; updated: October 2003]

 

Rule 15.02(1)

- Whether a company could issue convertible debentures with warrants as the company had existing warrants and the shares to be issued upon exercise of such warrants already amounted to 20% of its issued share capital [LD5-2] [September 1999]