Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (Main Board) - Chapter 3

General

- Eligibility of Company A to act as a co-sponsor of an applicant for new listing [LD11-1] [March 2000]

 

Rule 3.08

- Whether the special rights available to the Pre-IPO Investor complied with the principles under Listing Rules 2.03(2) and (4) [LD59-6] [August 2007]

 

Rule 3.10

- Whether Mr. X could be appointed as one of Company's  A independent non-executive directors [LD19-1] [November 2000]

 

Rule 3.11

- Whether Mr. X, who had until just one month previously held several directorships in companies controlled by connected persons of Company A, could act an independent non-executive director of Company A [LD11-2] [ March 2000]

- Whether Mr. X could be appointed as one of Company's A independent non-executive directors [LD19-1] [November 2000]

 

Rule 3.24

- Issuer with no Qualified Accountant [LD38-1] [July 2004]