Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (Main Board) - Chapter 3A

Rule 3A.07

- Whether, in a case where Associate subscribed for not more than 2% of the enlarged share capital of Company A through conversion of convertible notes shortly prior to listing at ...discounted to the IPO price...subject to ... guaranteed profit clause.... shares held by Associate could be counted as part of the public float as required under Listing Rule 8.08(1)(a) [LD52-5] [March 2006]