Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (GEM Board) - Chapter 7

GEM Rule 7.02

Whether the roll-back and roll-forward procedures adopted by the reporting accountants in the accountants' report were acceptable to the Exchange for GEM IPO [LD42-3] [December 2004]

 

GEM Rule 7.03(1)

- Whether Company A would be granted a waiver from the strict requirements of GEM Listing Rules 7.03(1) and 11.10 to the effect that the accountants' report that was included in its prospectus would not be required to include the financial information up to its latest financial year end [LD45-3] [First Quarter 2005]

 

GEM Rule 7.08(3)

- Presentation of financial information in Company A's prospectus and subsequent financial reports [LD38-3] [July 2004]

 

GEM Rule 7.12

Whether the roll-back and roll-forward procedures adopted by the reporting accountants in the accountants' report were acceptable to the Exchange for GEM IPO [LD42-3] [December 2004]

 

GEM Rule 7.13

- Presentation of financial information in Company A's prospectus and subsequent financial reports [LD38-3] [July 2004]