Rule Numbers (GEM Board) - Chapter 1

GEM Rule 1.01

- Pre-IPO placing-whether shares subject to lock-up and counted as part of public float (GEM Board) [LD36-2] [October 2003]

- Whether Company B would be regarded as a member of the public at the time of listing and whether shares held by it should be subject to lock-up in a case where Company B was entitled to hold approximately over 10% shareholding interest in Company A upon the conversion of the convertible bonds subscribed by it prior to listing [LD59-7] [August 2007]