Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Rule Numbers (Main Board) - Practice Note 3

General

- No absolute control by Company A over its joint ventures- whether profits from joint ventures could be attributed to Company A to meet three-year trading record requirement [LD34-3] [ April 2003]

 

Paragraph 2

- Whether the requirement for management continuity under Listing Rule 8.05(1)(b) and Paragraph 2 of Practice Note 3 could be satisfied when only one director had remained on the board of directors throughout the three financial year track record period up to the time of listing [LD45-1] [First Quarter 2005]

- Whether and how the requirement of management continuity under Listing Rule 8.05(1)(b) and Paragraph 2 of Practice Note 3 could be satisfied in a case where the listing applicant is a group comprising a number of subsidiaries [LD54-1] [June 2006]

- Whether the requirement of management continuity under Listing Rule 8.05(1)(b) and Paragraph 2 of Practice Note 3 could be satisfied where the management function was largely vested in one dominant director throughout the track record period [LD54-2] [June 2006]