Regulatory Framework and Rules
Listing Decisions
Category by Topics or Rule Numbers

Topics - General Principles For IPO

(Withdrawn) Sale of shares in Company A by controlling shareholder at a discount less than 6 months before listing [LD3-1] [uploaded: July 1999, withdrawn: October 2003]

Whether Company B could apply for shares in Company A's initial public offering [LD12-3] [April 2000]

Payment of special dividend prior to listing [LD14-3] [ June 2000]

(Withdrawn) Pre-IPO placing to a strategic investor [LD20-1] [uploaded: December 2000; withdrawn: October2003]

Over-allotment option in initial public offering - whether it could exceed 15% of total number of shares initially available [LD26-3] [June 2001]

IPO-shares being placed to investment funds - extent of information to be disclosed [LD33-1] [February 2003]

Whether exercise of over-allotment option would necessitate suspension [LD34-2] [April 2003]

Pre-IPO placing - whether shares subject to lock up and counted as part of public float (Main Board) [LD36-1] [October 2003]

Pre-IPO placing - whether shares subject to lock up and counted as part of public float (GEM Board) [LD36-2] [October 2003]

Whether an offer size adjustment option is allowed for purposes other than stabilization [LD36-3] [October 2003]

Whether non-inclusion of profit forecast IPO prospectus acceptable [LD37-2] [October 2003]