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Guidance / Practice Notes

Updated: 22/07/2016

(Update No. 117)

RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED

B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 1: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 2: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 3: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 4: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 5: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 6: [REPEALED]
B02A24241D934714AD273561037F6D6D GUIDANCE NOTE 7: SUGGESTED RISK ASSESSMENT FOR MINERAL COMPANIES
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 1 : PROCEDURES REGARDING THE DELIVERY OF INFORMATION AND DOCUMENTS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 2 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 3 : THE TRADING RECORD OF THE MANAGEMENT OF A NEW APPLICANT
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 4 : ISSUE OF NEW WARRANTS TO EXISTING WARRANTHOLDERS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 5 : DISCLOSURE OF INTERESTS INFORMATION
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 6 : CERTAINTY OF OFFER PERIODS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 7: [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 8 : INTRODUCTION OF CCASS AND EMERGENCY SHARE REGISTRATION ARRANGEMENTS DURING A TYPHOON AND/OR A BLACK RAINSTORM WARNING
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 9 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 10 : INTERIM REPORTING FOR NEW ISSUERS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 11 : TRADING HALT, SUSPENSION AND RESTORATION OF DEALINGS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 12 : VALUATIONS OF PROPERTY SITUATED IN DEVELOPING PROPERTY MARKETS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 13 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 14 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 15 : PRINCIPLES WHICH THE EXCHANGE APPLIES WHEN CONSIDERING SPIN-OFF APPLICATIONS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 16 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 17 : SUFFICIENCY OF OPERATIONS AND DELISTING PROCEDURES
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 18 : INITIAL PUBLIC OFFER OF SECURITIES
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 19 : [REPEALED]
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 20 : ALLOCATION OF SECURITIES SUBSCRIBED FOR BY AN ISSUER'S EMPLOYEES IN CONJUNCTION WITH ITS INITIAL SHARE OFFER ("Pink Form Allocation")
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 21 : DUE DILIGENCE BY SPONSORS IN RESPECT OF INITIAL LISTING APPLICATIONS
B02A24241D934714AD273561037F6D6D PRACTICE NOTE 22 : PUBLICATION OF APPLICATION PROOFS AND POST HEARING INFORMATION PACKS (PHIPs)

Note
A reprint date or update date appears on the top of each page of the printed version. This could be used as a reference to check whether that page carries the most current version.


Updated 30 Jul 2016

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